TD Waterhouse
TD Waterhouse is the brand used for a Canadian brokerage within Toronto–Dominion Bank. It was also formerly used for TD's American and British brokerages. TD's original brokerage, Greenline Investor Services, was established in 1984. Traded as: TSX: TD; NYSE: TD; S&P/TSX 60 component Headquarters: Toronto, Ontario, Canada Parent: Toronto–Dominion Bank
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TD Waterhouse Employees
National Bank of Canada April 2012 - Present
Wildrose Party January 2015 - May 2015
Wildrose Party May 2014 - January 2015
Wildrose Alliance Party April 2011 - April 2014
Various Firms October 2003 - March 2012
TD Waterhouse 2000 - 2003
Skills
Strategic Financial..., Retirement Planning, Wealth Management, Investment Management, Investment Strategies, Mutual Funds, Sales Management, Relationship Development, Team Leadership, Team Building, Financial Planning, Financial Analysis, Tax, Fundraising, Pensions, Asset Allocation, New Business Development, Relationship Management, Financial Goals, Certified Financial..., Public Speaking, Leadership, Portfolio Management, Hedge Funds, Canadian Securities..., Stock Trading, Securities, Bonds, Equities, Politics, Coaching Staff, Finance, Investment Advisory, Financial Planners, Investments, Wealth Management..., Financial Advisory, Estate Planning, Asset Management
Education
CSI Global Education
Chartered Investment Manager
CSI Global Education 2007 — 2008
Canadian Investment Manager Program
Financial Planning Standards Council
Certified Financial Planner
CSI Global Education
Financial Management Advisor Program
CSI Global Education
Fellow of the CSI Program
Northern Alberta Institute of Technology 1998 — 2000
Finance
Charles Schwab March 2014 - Present
Charles Schwab May 2011 - March 2014
Charles Schwab November 2008 - November 2010
JPMorgan Private Client Services March 2005 - November 2008
TD Waterhouse October 2003 - January 2005
Charles Schwab October 1999 - February 2002
Banc One Securities (JPMorgan Asset Management) August 1997 - October 1999
Principal Financial Group May 1995 - March 1996
Education
Robert Morris University
BSBA, Organizational Leadership
Western Beaver High School
RBC Dominion Securities February 2013 - Present
Tervita January 2012 - September 2012
TD Waterhouse Private Investment Counsel July 2008 - January 2012
TD Waterhouse June 2005 - July 2008
TD Waterhouse July 1998 - June 2005
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Financial Analysis, Time Management, Project Management, Customer Service, Project Coordination, Analysis, Event Planning, Coordinating Events, Travel Planning, Stock Trading, Financial Markets, Investments, Finance, Accounting, Process Improvement, Software Documentation, Training, Human Resources, Management, Strategic Financial..., CRM, Mutual Funds, Teamwork, Marketing, Banking, Wealth Management, Financial Planning
Education
Canadian Securities Institute 1998 — 2015
Northern Alberta Institute of Technology 1993 — 1997
Business Administration, Accounting, Finance
Ross Sheppard High School 1990 — 1993
CPP Investment Board June 2012 - Present
Planovators November 2008 - Present
BMO Nesbitt Burns February 2011 - May 2012
TD Waterhouse September 2010 - January 2011
RBC Capital Markets November 2009 - September 2010
RBC Capital Markets May 2007 - October 2008
MTO January 2007 - March 2007
CGI October 2006 - January 2007
CIBC May 2006 - October 2006
eFocusWorks Inc May 2005 - May 2006
Skills
Java, Java Enterprise Edition, Web Development, JSF, Wealth Management, jQuery, jQuery Mobile, GWT, Personal Financial..., Web Services, Capital Markets, Integration, Web Technologies, Databases, SQL, Spring, Websphere, SDLC, Testing, Agile Methodologies, Weblogic, Software Development, REST, Trading Systems, Hibernate, Sybase, Enterprise Architecture, JMS, WebSphere
Education
Canadian Securities Course 2007 — 2007
Sun Certified Architect 2005 — 2005
Sun Certified Programmer 2003 — 2003
Plovdivski universitet 'Paisii Hilendarski' 1995 — 2000
Masters
HSBC August 2015 - Present
HSBC July 2013 - July 2015
Hootsuite Media Inc. October 2012 - April 2013
Queen's School of Business January 2012 - April 2012
Saatchi & Saatchi July 2011 - August 2011
TD Waterhouse June 2009 - July 2009
City of Burnaby September 2007 - June 2008
Education
Queen's University 2008 — 2012
Honours Bachelor of Commerce (B.Com.), Accounting and International Business
ESSEC Business School 2011 — 2011
Bachelor of Business Administration (BBA), EPSCI
Annuity Marketing Services January 2015 - Present
M3 Financial November 2013 - November 2014
Genworth Financial January 2013 - August 2013
Midwood Financial August 2010 - December 2012
MetLife January 2010 - August 2010
Genworth Financial October 2002 - July 2009
TD Waterhouse June 1995 - September 2002
Skills
Sales Management, Sales Presentations, Hold Series 7, Life Insurance, Long Term Care Insurance, Annuity Sales, Financial Services, Wholesale, Territory..., Insurance, Derivatives, Relationship Management, CLTC, Structured Products, Series 63, Mutual Funds, Fixed Annuities, Retirement, Investments, Financial Advisory, Variable Annuities, Retirement Planning
Education
Providence College 1991 — 1995
Bachelor of Arts (B.A.), History
Fairfield Preparatory School 1987 — 1991
Hearts Ablaze Ministry LLC April 2010 - Present
Hearts of Fire Ministry - House of Refuge Inc January 2009 - Present
Citigroup April 2006 - December 2008
TD Waterhouse November 2000 - April 2006
DTCC April 1987 - November 2000
JPMorgan Chase August 1986 - April 1987
Merrill Lynch August 1983 - August 1986
Christ the King High School September 1981 - July 1983
St Joseph's High School September 1980 - July 1981
Goed Fortuin School September 1973 - July 1977
Skills
CISA, IT Audit, Risk Management, Information Security, Risk Assessment, Information Security..., Financial Risk, Business Continuity, Enterprise Risk..., Vendor Management, Governance, Information Technology, Strategic Planning, Internal Audit, Disaster Recovery, Leadership Development, Security, Executive Management, Leadership, Program Management, Auditing, Organizational..., Business Process..., Training, Management Consulting, Management, Small Business, Public Speaking, Teaching
Education
Pace University - Lubin School of Business 1985 — 1990
BBA, Accounting & Taxation
Lillian Dewar Teachers' College 1977 — 1980
Cerification/High School Teaching, English & Spanish
Pro-Tech valve sales inc. November 2007 - Present
TD Waterhouse July 2006 - October 2007
Skills
Supply Chain, Customer Service, Sales, Procurement, Petroleum, Microsoft Office, Supply Chain Management, Gas, Microsoft Excel, Oil/Gas, Contract Management, Oil & Gas, Project Management, Negotiation, Contract Negotiation, Operations Management
Education
NAIT
Finance
Cooper Standard December 2014 - Present
Arrow Electronics July 2014 - December 2014
Arrow Electronics January 2013 - July 2014
Resources Global Professionals March 2011 - December 2012
GMAC Financial Services December 2007 - October 2009
Ford Motor Company August 2006 - December 2007
International Truck and Engine Corporation August 2005 - August 2006
Pacific Life Insurance Company May 2004 - August 2004
TD Waterhouse September 2000 - May 2003
Skills
Financial Modeling, Capital Markets, Derivatives, Financial Reporting, Variance Analysis, Mergers & Acquisitions, Financial Analysis, Strategic Financial..., Finance, Corporate Finance, Risk Management, Accounting, Due Diligence, Forecasting, Analysis, Financial Planning
Education
Michigan State University - The Eli Broad College of Business 2003 — 2005
Master of Business Administration, Finance and Corporate Accounting
Michigan State University, The Eli Broad College of Business 1992 — 1997
Bachelor of Arts, Marketing
Manulife Financial January 2015 - Present
Manulife Financial August 2013 - January 2015
Canaccord Genuity Inc. May 2011 - June 2013
Canaccord Genuity Inc. September 2009 - May 2011
Osler Bluff Ski Club 2004 - 2011
TD Institutional Services September 2008 - September 2009
TD Waterhouse May 2008 - September 2008
Skills
Equity Trading, Bloomberg, Capital Markets, Valuation, Securities, Derivatives, Financial Modeling, Corporate Finance, Equities, Banking, Equity Derivatives, Mutual Funds, Hedge Funds, Equity Research, Fixed Income, Trading, Investment Banking, Financial Markets, Investments, Equity Valuation, Trading Systems, Portfolio Management, Asset Management, Alternative Investments, Emerging Markets, Strategy, Business Development, Strategic Planning, Leadership, Financial Analysis
Education
Queen's University 2012 — 2013
Masters of Finance, Queen's School of Business
The University of Western Ontario 2003 — 2007
Bachelor of Management & Organizational Studies
Ultimate Software April 2011 - Present
Rare Medium Atlanta March 2011 - April 2011
Stone UX August 2010 - October 2010
AT&T Mobility March 2010 - April 2010
ADP Employease May 2007 - April 2010
Vanguard October 2006 - April 2007
Merck & Co,. Inc June 2005 - September 2006
TD Waterhouse 2004 - 2005
Satyam Computer services Limited August 2002 - April 2004
Globarena Technologies Pvt. Ltd. February 2002 - August 2002
Skills
User Experience, Web Design, User Interface Design, Usability Testing, Usability, Interaction Design, Wireframes, Photoshop, Balsamiq, OmniGraffle, Illustrator, Mobile Design, Persona, Competitive Analysis, User-centered Design, Web Development, User Interface, User Research
Education
Osmania University
Bachelors, Applied Arts & Visual Design
UBS 2005 - Present
Credit Suisse First Boston 2004 - 2005
TD Waterhouse 2003 - 2004
Barclays Bank 1993 - 2002
Skills
Investments, Bonds, Financial Markets, Equity Trading, Asset Management, Trading, Hedge Funds, Banking, Investment Strategies, Mergers & Acquisitions, Foreign Exchange, Private Equity, Equities, Portfolio Management
Education
Metropolitan College of New York 1996 — 1998
BA, Business Management
University at Albany, SUNY
Undergraduate Studies
Mortgage Alliance R&R Mortgages January 2014 - Present
TD Bank Group September 2011 - November 2013
TD Waterhouse May 2006 - July 2011
Skills
Mortgage Lending, Residential Mortgages, Credit, Commercial Mortgages, Consumer Lending, Loans, Refinance, Debt Consolidation, Banking, Investments, First Time Home Buyers, Construction Loans, Home Equity Lines of..., Credit Analysis, Lines Of Credit, Retail Banking, Commercial Lending
Education
Queen's University
Pershing, a BNY Mellon Company July 2011 - Present
Pershing Advisor Solutions LLC, a BNY Mellon Company October 2006 - June 2011
TD Ameritrade March 2003 - September 2006
TD Waterhouse August 1998 - March 2003
Skills
Asset Management, Wealth Management, Mutual Funds, Financial Services, Alternative Investments, Series 7, Investments, Portfolio Management, Securities, Equities
Education
Ohio Wesleyan University 1994 — 1998
BA, Economics Management
Woodstock Academy 1990 — 1994
Brand Matters Inc. May 2000 - Present
RBC January 1998 - December 1999
TD Waterhouse January 1996 - December 1997
Kraft Foods Group 1990 - 1996
Skills
Brand Development, Market research, Strategic Planning, Board of Director..., Marketing Communications, Digital Marketing, Integrated Marketing, Social Media Marketing, Advertising, Brand Management, Business Strategy, Entrepreneurship, Marketing, Strategic Partnerships, Market Research, Board of Directors, Leadership, CRM, Strategy, Marketing Research, Brand Architecture, B2B Marketing, B2B, Direct Marketing, Online Marketing, Marketing Strategy
Education
Queen's University 1986 — 1988
MBA, Marketing and Finance
Queen's University 1980 — 1984
Bachelor Arts (Honours), Economics
Keller Williams Realty, Inc. 2013 - 2014
TIAA-CREF 2010 - 2013
TIAA-CREF 2009 - 2010
Fidelity Investments 2006 - 2008
Citibank 2005 - 2006
Associated Business Equipment 2004 - 2005
TD Waterhouse 2003 - 2004
Charles Schwab 1993 - 2003
Skills
Investments, Leadership, Series 7, Mutual Funds, Management, Series 63, Investment Advisory, Wealth Management, Strategic Planning, Banking, Sales Management, Sales, Asset Management, Retirement Planning, Asset Allocation, Financial Services, Securities, FINRA, Estate Planning, Portfolio Management, Investment Strategies, Uniform Combined State..., Alternative Investments, Risk Management, Finance, Financial Planning, Equities, Relationship Management
Education
North Park University 1984 — 1989
BA, Finance/Business Administration
Saint Patrick High School 1978 — 1982
TD Canada Trust September 2012 - Present
TD Waterhouse December 2007 - September 2012
TD Waterhouse Investor Services March 2004 - November 2007
TD Waterhouse Investor Services September 2000 - March 2004
Skills
Coaching, Presentations, Customer Service, People Management, People Development, Mutual Funds, Management, Securities, Investments, Banking, Fixed Income, Bonds, Options, Wealth Management, Equity Trading, Credit Risk, Equities, Financial Markets, Foreign Exchange, Investment Strategies, FX Options, Options Strategies, Finance, Trading, Bloomberg, Portfolio Management
Education
Northern Alberta Institute of Technology 1998 — 2000
Finance
Synchrony Innovations 2013 - February 2014
Enquiron February 2011 - December 2012
Broadreach Ventures, Inc. January 2004 - February 2011
ADP January 2008 - July 2009
Personal Sabbatical August 2002 - December 2004
TD Waterhouse February 1986 - August 2002
TD Waterhouse Europe October 1998 - July 2002
TD Waterhouse UK January 1997 - October 1998
TD Waterhouse January 1986 - January 1997
Skills
Change Management, Call Center, Risk, P&L, Customer Experience, Operations Management, Vendor Management, Executive Management, Process Engineering, Process Improvement, Customer Relations, Business Strategy, Customer Service, Sales Management, Electronic Trading, Business Development, Income Statement, Training, Strategic Planning, Financial Risk, Sailing, Yachting, New Business Development, Call Centers, Account Management, Financial Services, Management, Cross-functional Team..., Start-ups, Management Consulting, SaaS, Sales Operations, Analysis, Enterprise Software, Product Marketing, Sales, Human Resources, CRM, Strategy, Team Management, P&L Management, Budgets, Professional Services, Integration, Product Development, Relationship Management, Leadership, Finance
Education
Muhlenberg College 1980 — 1984
AB, Psychology/Business
Richardson GMP Limited March 2007 - Present
copperjar system June 2005 - Present
Richardson GMP Limited March 2007 - January 2009
TD Waterhouse April 2002 - March 2007
Skills
Investments, Insurance, Planning, Entrepreneur, Wealth Management, Portfolio Management, Private Wealth..., Wealth Preservation, Wealth Preservation..., Retirement Income..., Wealth, Investment Advisory, Finance, Leadership, Estate Planning, Entrepreneurship, High Net Worth..., Wealth Management..., Retirement, Strategy, Investment Strategies, CRM, Management, Retirement Planning, Project Planning, Personal Finance
Education
Institute of financial Analysts 1994 — 1997
CFA, Investments
Chartered Financial Planner 1984 — 1987
CFP, Financial Planning
Queen's University 1978 — 1982
Bachelor's degree, Liberal Arts and Sciences/Liberal Studies
Brookfield high school 1973 — 1978
TD Waterhouse December 2011 - Present
TD Waterhouse Canada Inc. March 2010 - December 2011
TD Waterhouse February 2008 - March 2010
TD Canada Trust December 1995 - February 2008
Skills
Operational Risk, Management, Change Management, Performance Management, Leadership, Banking, Financial Analysis, AML, Capital Markets, Finance, Mutual Funds, Wealth Management
Education
CSI Global Education Inc. 2012 — 2012
Partners, Directors and Senior Officers Course, Securities Regulation
Nipissing University 2008 — 2010
Bachelor of Commerce, Finance and Financial Management Services
Financial Planners Standard Council of Canada
Certified Financial Planner
The Canadian Securities Institute
Personal Financial Planner
York University 1988 — 1993
Bachelor of Arrts, Business/Corporate Communications
The Canadian Securities Institute
Canadian Securities Course
TD Waterhouse Private Investment Advice September 2012 - Present
TD Bank Group November 2010 - September 2012
TD Bank November 2009 - November 2010
TD Bank December 2006 - November 2009
TD Waterhouse October 2004 - December 2006
Skills
Wealth Management, Investments, Equities, Strategy, Strategic Financial..., Mutual Funds, Financial Services, Relationship Management, Investment Strategies, Trading Systems, Retirement Planning, Banking, Fixed Income, ETFs, Risk Management, Insurance
Education
McMaster University 1993 — 1997
B.Sc. (Hons)
Nelson High School
Morgan Stanley Wealth Management January 2013 - Present
Morgan Stanley Smith Barney May 2009 - Present
Citibank September 2002 - May 2009
TD Waterhouse 1998 - 2002
Skills
Financial Services, Risk Management, Portfolio Management, PMO, Project Portfolio..., Software Project..., IT Strategy, Program Management, Visio, Relationship Management, Requirements Analysis, Project Management, Wealth Management, Requirements Gathering, Process Improvement, Resource Management, Operational Risk..., SharePoint, SDLC, Trading Systems, Vendor Management, Business Analysis, PMP, Fixed Income, Equities
Education
Nassau Community College 1993 — 1996
Business Management, Marketing, Logic Design Theory
Urban Partnership Bank June 2014 - Present
Neighborhood Housing Services February 2011 - March 2011
Chase Bank November 2010 - February 2011
Salem Group/ Harris Bank April 2010 - November 2010
Harris N.A. August 2007 - November 2009
Harris Bank August 2007 - November 2009
Chicago Title Insurance January 2000 - January 2007
Chicago Title Insurance Company 2000 - 2007
TD Waterhouse January 1998 - January 2000
Skills
Mortgage Lending, Accounting, Real Estate, Loans, Administration, Commercial Real Estate, Contract Negotiation, Due Diligence, Finance, Financial Risk, Foreclosures, Funding, Loan Servicing, Marketing, Microsoft Office, PowerPoint
Education
Roosevelt University 2002 — 2007
B.A., Computer Science
Jarvis Christian College 1987 — 1996
Roosevelt University
Bachelor of Arts, Computer Science
BNY Mellon July 2014 - Present
Morgan Stanley Smith Barney January 2010 - June 2014
Smith Barney - GWM - Citigroup January 2008 - December 2009
Smith Barney Global Wealth Management February 2007 - June 2009
TD Ameritrade January 2006 - February 2007
TD Waterhouse April 1998 - January 2006
IBM June 1994 - April 1997
Skills
Management, SDLC, Project Management, Vendor Management, IT Strategy, Disaster Recovery, Business Analysis, Enterprise Architecture, Risk Management, Project Portfolio..., Market Data, Integration, Software Project..., IT Management, Program Management, Requirements Analysis, PMO, Process Improvement, Electronic Trading, Outsourcing, Project Delivery, Business Continuity, Trading Systems, Resource Management, Cross-functional Team..., Governance, Software Development, Portfolio Management, Solution Architecture, Derivatives, PMP, Quality Assurance, Team Building, Sybase, Agile Methodologies, IT Risk Management, Systems Engineering, Leadership, Team Leadership, Infrastructure, Virtualization
Education
New Jersey Institute of Technology
Electrical Engineering Technology
Clark Associates Financial Planning January 2006 - Present
TD Waterhouse December 2004 - December 2005
Charles Schwab April 2000 - December 2004
Coty January 1993 - April 2000
Revlon August 1988 - January 1993
Skills
401k, Strategic Financial..., Investments, Portfolio Management, Asset Managment, Fixed Income, Wealth, Mutual Funds, Series 7, Finance, Equities, Financial Planners, Retirement, Asset Management, Securities, Pensions, Bonds, Wealth Management, Estate Planning, Series 63, ETFs, Insurance, Investment Strategies, Retirement Planning, Asset Allocation, Accounting, Investment Advisory, Analysis, Banking, Financial Services
Education
Rutgers, The State University of New Jersey-Camden 2001 — 2002
Degree not attained, Finance, General
Middlesex County College 1987 — 1998
AAS, Accounting
1800 Flowers.com Telecommunications Analyst II1-800-FLOWERS.COM2003 - Present
TD Waterhouse November 1999 - May 2003
Jones Lang Wootton 1987 - 1999
Skills
Avaya, SIP, Virtualization, Call Centers, Disaster Recovery, Telephony, IP, Telecommunications, Cisco Technologies, Network Security, VoIP, Project Management, Troubleshooting, Data Center, ACD, Call Center, IVR, Vendor Management, ITIL, Contact Centers
Education
Flushing High School 1980 — 1984
Queensborough Community College
Sustain Community Acupuncture October 2009 - Present
STATE KETTLEBELL/ CENTERLINE MARTIAL ARTS January 2001 - Present
OPTIO NETWORKS January 2003 - December 2008
NETSWORK INC January 2001 - January 2002
TD Waterhouse January 1998 - January 2001
D AIRBORNE January 1994 - December 1998
Chu, PhD January 1994 - January 1998
Skills
Pain Management, Holistic Health, Wellness, Acupuncture, Alternative Medicine, Healthcare, Treatment, Healing, Wellbeing, Stress Management, Stress, Sports Injuries, Chinese Herbal Medicine, Traditional Chinese...
Education
Pacific College of Oriental Medicine 2004 — 2008
Master of Science Traditional Oriental Medicine, Traditional Chinese Medicine and Chinese Herbology
Pacific College of Oriental Medicine 2004 — 2008
Master of Science, Oriental Medi
Pacific College of Oriental Medicine
MSTOM, Traditional Chinese Medicine and Chinese Herbology
San Diego Community College District
Associates Degree, Business Management
International Coach Federation Global Board-Vice Chair January 2013 - Present
International Coach Federation-Global January 2011 - December 2013
International Coach federation- NYC Chapter January 2007 - December 2009
Penn Mutual 2002 - 2003
Yazaam 2001 - 2002
Financial Services January 1976 - December 2001
TD Waterhouse September 1993 - November 2000
Skills
Leadership Development, Public Speaking, Team Building, Coaching, Change Management, Executive Coaching, Leadership, Strategy, Career Counseling, Organizational..., Fundraising, Interviews, Talent Management, Management, New Business Development, Program Management, Training, Emotional Intelligence, Small Business, Strategic Planning, Personal Development, Entrepreneurship, Workshop Facilitation, Executive Development, Management Consulting
Education
Queens College 1973 — 1977
BS, Accounting and Economics
National Asset Management September 2012 - November 2013
Fidelity Institutional November 2007 - January 2012
TD Waterhouse May 1998 - July 2005
Skills
Risk Management, Securities, Series 7, Mutual Funds, Fixed Income, Bonds, Equities, Options, Relationship Management, Custody Services, ETFs, Day Trading, 529 Plans, Asset Allocation, IRAs, Regulatory Compliance, Margin, Agile Methodologies, AML, CIP, KYC, DTC, P&S, ACATS, FINRA, Branch Operation, Cashiering, New Account Management, Reorganization, Stock Loan, Transfer Agent, Project Management, Branch Liason, Lean Manufacturing, Tax Reporting, Six Sigma, Professional Selling..., Financial Services, Investments, Trading, Finance, Asset Management
Education
Pace University - Lubin School of Business
BBA, Finance
St. John's University
Associate's degree, Business Administration and Management, General
Ullink September 2012 - Present
Ullink September 2006 - September 2012
TD Waterhouse February 2005 - April 2006
Hold Brothers On-line Investment Services, LLC March 2003 - February 2005
First Republic Group June 2001 - October 2002
Skills
Electronic Trading, Trading Systems, Market Data, Low Latency, Equity Trading, Equities, Trading System, Trading, Exchange Connectivity, Options, Direct Market Access, High Frequency Trading, Financial Markets, Equity Derivatives, Sybase, Derivatives, Investment Banking, Market Risk, Middle Office, Interest Rate..., Securities, Fixed Income, Prime Brokerage, Bloomberg, Hedge Funds, Financial Services, FX Options, Back Office, Order Management, Capital Markets, Reference Data
Education
Polytechnic University
Fidelity Investments September 2014 - Present
Boys & Girls Clubs of Central Florida 2011 - Present
Charles Schwab 2001 - 2014
TD Waterhouse 1998 - 2001
US Army National Guard 1992 - 2000
Charles Schwab 1995 - 1998
Network 1 Financial Securities 1993 - 1995
Education
Palm Beach Atlantic University
B.S. Organization Management
Rollins College - Crummer Graduate School of Business
Master of Business Administration
Rollins College - Crummer Graduate School of Business
Six Sigma Green Belt
MUFG Americas July 2010 - Present
HORIZON BLUE CROSS BLUE SHIELD January 2009 - November 2010
Expert Server Group August 2008 - January 2009
INTERPUBLIC GROUP/GIS August 2004 - August 2008
TD Waterhouse August 1999 - August 2004
D'Arcy December 1998 - August 1999
ENTEX June 1997 - December 1998
TECHNOLOGY SERVICE SOLUTIONS September 1995 - June 1997
Skills
VMware, A+ Certified, Disaster Recovery, Active Directory, VMware ESX, Virtualization, Vendor Management, IT Management, Citrix, Windows Server, Troubleshooting, Data Center, Cisco Technologies, ITIL, Servers, System Deployment
Education
New Jersey City University 1994 — 2004
Bachelor of Science (BSc), Computer Science
DEVRY TECHNICAL INSTITUTE 1995 — 1998
Diploma, Electronics Technician
TD Wealth Management March 2014 - Present
TD Waterhouse June 2010 - March 2014
Royal Bank of Canada April 2008 - June 2009
Skills
Financial Analysis, Loans, Microsoft Excel, Strategic Financial..., Retirement Planning, Customer Service, Wealth Management, Asset Managment, Investments, Credit, Mutual Funds, Banking, Portfolio Management, Accounting, Derivatives, Retail Banking, Securities, Commercial Banking, Leadership, Estate Planning, Asset Management, Bloomberg, Financial Planning
Education
Northern Alberta Institute of Technology 2006 — 2010
BBA, Finance
University of Saskatchewan 2005 — 2006
Arts & Sciences
The Guardian Life Insurance Company of America August 2011 - Present
The Guardian Life Insurance Company of America March 2009 - July 2011
Moody's Investor Services September 2007 - March 2009
J & W Seligman January 2007 - September 2007
TD Waterhouse June 2000 - July 2004
Massachusetts Casualty Insurance Company June 1995 - May 1997
Skills
Talent Management, Employee Benefits, Succession Planning, Talent Acquisition, Performance Management, Employee Relations, Personnel Management, Onboarding
Education
Northeastern University 1990 — 1995
BS, Human Resources Management
Goldman Sachs August 2015 - Present
BNY Convergex Group April 2005 - August 2015
TD Waterhouse April 2004 - April 2005
OMX Technology September 2003 - April 2004
Blackwood Securities 2000 - 2003
Skills
Electronic Trading, Risk Management, Market Data, Trading Systems, Project Management, Business Analysis, Strategy, Product Management, Trading Strategies, Equities, Financial Markets, Equity Trading, Capital Markets, Trading, Options, Start-ups
Education
New York University
Bachelor of Science (BS)
Self Employed & Freelancer June 2012 - Present
NASA Kennedy Space Center (Retired) July 2003 - May 2012
TD Waterhouse April 2000 - June 2003
Heidelberg DE March 1990 - January 1995
Skills
Office Management, Student Development, Program Management, Troubleshooting, Documentation, Contract Negotiation, Requirements Analysis, MS Project, Policy, Visio, Quality Assurance, Business Analysis, Business Development, Organizational..., Aerospace, Aircraft, Spacecraft, Process Improvement, Earned Value Management, Analysis, Integration, Project Planning, DoD, Microsoft Excel, Microsoft Project, Microsoft Word, Software Documentation, Technical Writing, Proposal Writing
Education
National Louis University
BA, Applied Behavioral Science
Spartan Security Services November 2007 - Present
Jp living November 2006 - Present
AlliedBarton Security Services January 2005 - December 2007
SOS Security Incorporated May 2001 - November 2005
SOS Security Branch Office November 2001 - March 2005
SOS Security Services August 2003 - November 2003
TD Waterhouse June 2002 - August 2003
Aventis Pharmaceuticals November 2001 - May 2002
Continental Airlines February 1998 - April 2002
Essex Count Dept. of Public Safety October 1989 - February 2000
Skills
Security, Emergency Management, Crisis Management, Physical Security, Security Operations, Risk Assessment, Data Center, Corporate Security, Operations Management, Supervisory Skills, Access Control, Management, Training, Surveillance, CCTV, Executive Protection, Loss Prevention, First Aid, Private Investigations, Enforcement, Security Management, Public Safety, System Administration, Information Security, Security Training, Investigation, Personal Security, Criminal Justice, Interrogation, Criminal Investigations, Patrol, Security Awareness, Asset Protection, Alarm Systems, Firearms, Security+, Weapons, Crime Prevention, Fire Safety, Tactics, Counterterrorism, Internal Investigations, Police, Personal Protection, Homeland Security, Security Audits, AED, Workplace Violence, Emergency Services, Crowd Control
Education
New Jersey City University 2007 — 2009
Fire Safety, Fire Science
Union County College 1988 — 1990
Essex County Department of Public
Police Academy
Sun Life Financial October 2010 - Present
Sun Life Financial April 2010 - January 2011
BCSC Securities Policy Advisory Committee 2007 - 2010
Dawn Daughton Consulting 2008 - 2009
Assante Wealth Management March 2005 - November 2008
belairdirect / ING Canada February 2004 - March 2005
Berkshire Group February 1998 - March 2003
TD Waterhouse February 1996 - February 1998
CIBC Wood Gundy February 1994 - February 1996
Skills
Retirement, Wealth Management, Financial Services, Strategic Financial..., Small Business, Securities, Risk Management, Investments, Disability Insurance, Retirement Planning, Estate Planning, Insurance, Employee Benefits, Critical Illness, Asset Management, Recruiting, Financial Planners, Investment Advisory, Management, Mutual Funds, Portfolio Management, Fixed Annuities, Succession Planning, Business Development, Investment Strategies, Long-term Care, Mortgage Lending, Finance, Wealth, Health Insurance, Equities, Life Insurance, Financial Planning
Education
McMaster University 1990 — 1993
B.A., Psychology
Healthfirst February 2012 - Present
Global Technology Advisors, LLC January 2009 - Present
ShoreGroup October 2007 - May 2009
United Nations (UNICEF) July 2003 - October 2007
Cardinal Data Systems January 2003 - July 2003
TD Waterhouse July 2000 - November 2002
IDT July 1996 - July 2000
Various Companies September 1993 - July 1996
Skills
IT Management, Leadership, Budgets, Enterprise Architecture, Data Center, Vendor Management, Unix, Information Technology, VoIP, Project Management, Networking, Integration, IT Strategy, SDLC, Virtualization, Security, Business Analysis, Disaster Recovery, Program Management, Telecommunications, ITIL, VMware, Linux, Network Architecture, Software Development, Cisco Technologies, IT Service Management, Network Security, Risk Management, Cloud Computing, Strategic Negotiations, Management, Team Management, Communication Skills, Strategic Planning, Team Leadership, Strategic Leadership, Technical Leadership, Leadership Development, IT Solutions, Critical Thinking, Negotiation
Education
New York Institute of Technology 2006 — 2008
MBA, Global Management
New Jersey Institute of Technology 1992 — 1999
BS, Computer Engineering
HSBC July 2014 - Present
New York University December 2011 - Present
BNY Mellon May 2011 - June 2014
Communivation Consulting 2009 - May 2011
CIT 2006 - 2008
TD Waterhouse 2002 - 2006
DaimlerChrysler Services AG 1999 - 2002
MasterCard 1997 - 1999
Mercedes-Benz Credit Corporation 1992 - 1997
Pitney Bowes 1990 - 1992
Skills
Dynamic Leader, Innovator, Change Agent, Corporate Communications, Strategic Communications, Reputation Management, Stakeholder Engagement, Thought Leadership, Public Relations, Internal Communications, Crisis Communications, Integrated Marketing, Marketing Communications, Leadership, Media Relations, Editing, Product Launch, Strategic Planning, Press Releases, Management, Spokesperson, Strategic Partnerships, Public Affairs, Strategy, Communication Training, Speech Writing, Newsletters, Publicity, Event Management, Marketing, Community Development, Digital Marketing
Education
The University of Connecticut
BA, Communications
New York University
Certificate, Public Relations
TD Wealth Management, Credit & Market Risk March 2015 - Present
TD Waterhouse January 2014 - February 2015
TD Waterhouse February 2013 - December 2013
Skills
Risk Management, Investments, Microsoft Excel, Financial Analysis, Portfolio Management
Education
Queen's University 2015 — 2016
Master’s Degree, Finance
York University
B.A (Hons.), Actuarial Science
Global Payments 2015 - Present
Cigital 2012 - 2015
PricewaterhouseCoopers September 2010 - October 2012
Dow Jones May 2006 - July 2010
Dow Jones December 2004 - May 2006
TD Waterhouse April 2004 - December 2004
PricewaterhouseCoopers May 2003 - April 2004
Anadarko Petroleum June 2002 - May 2003
Stillwater National Bank August 1999 - May 2002
Skills
Security, PCI DSS, Network Security, CISSP, IT Audit, Information Security, ITIL, Information Security..., Disaster Recovery, Business Continuity, Penetration Testing, Data Security, Governance, Information Technology, Risk Management, Firewalls, Computer Security, Risk Assessment, ISO 27001, Vulnerability Management, SDLC, Sarbanes-Oxley Act, Application Security
Education
Oklahoma State University
Masters of Science, Telecommunication Management
Oklahoma State University
Bachelor of Science, Business Administration, Management Information Systems (MIS)
Scotiabank October 2014 - Present
Scotiabank October 2014 - Present
TD Waterhouse August 2013 - April 2014
EatTo Technology Inc. March 2013 - July 2013
Guihongda Limited Corpartion September 2009 - December 2009
China Construction Bank August 2009 - September 2009
Ju Xing Tai Gold investment Company May 2008 - August 2008
Skills
•Strong analytical and..., Strong understanding..., Microsoft Excel, MS Excel Pivot Tables, Vlookup, Matlab, SQL, Analysis, CRM, Derivatives, Investments
Education
Queen's University 2014 — 2015
Master's Degree, Master of Finance
University of Waterloo 2008 — 2012
Bachelor's degree, Math, Financial Analysis and Risk Management
TD Waterhouse 2004 - Present
Skills
Wealth, Wealth Management..., Canadian Securities..., Retirement, Asset Managment, Personal Financial..., Estate Planning, Wealth Management, Finance, Banking, Asset Management
Education
Queen's University
Bachelor's degree, Economics
TD Waterhouse 2006 - Present
TD Bank Group 2002 - 2006
Skills
Financial Advisory, Wealth Management, Retirement Planning, Finance, Strategic Financial..., Certified Financial..., Mutual Funds, Investment Advisory, Investment Strategies, Wealth, Wealth Management..., Financial Planning
Education
University of Toronto 1998 — 2005
BA, Economics
Nova Scotia College of Art and Design 1991 — 1993
Art and Design
Harbourfront Wealth Management Inc. October 2014 - Present
National Bank Financial Wealth Management October 2010 - January 2013
TD Waterhouse May 2004 - October 2010
Skills
Investments, Wealth Management, Investment Strategies, Mutual Funds, Investment Advisory, Retirement Planning, Financial Advisory, Alternative Investments, ETFs, Financial Planning, Asset Allocation, Estate Planning, Asset Managment, Portfolio Management, Securities
Education
University of Manitoba 1992 — 1996
Red River College 1982 — 1983
Telecommunications
River East Collegiate 1975 — 1977
High School
TrustBank February 2013 - Present
Independent Planner and Insurance Producer March 2008 - February 2013
Northern Trust April 2007 - March 2008
Harris Private Bank May 2005 - April 2007
TD Waterhouse 2003 - 2005
Charles Schwab & Co., Inc. 1991 - 2003
Skills
Strategic Financial..., Small Business, Wealth Management, Financial Services, Management, Investments, Retirement Planning, Estate Planning, Mutual Funds, Financial Planners, Portfolio Management, Loans, Business Planning, Finance, Financial Advisory, Investment Advisory, Financial Planning
Education
Menlo College 1981 — 1985
BS Business Administration and Accounting
Solovis, LLC July 2015 - Present
Eze Software Group/RealTick February 2013 - September 2014
RealTick/ConvergEx January 2012 - February 2013
RealTick/Barclays Capital Markets November 2010 - December 2011
Townsend Analytics/Lehman Brothers (RealTick) September 2005 - September 2011
TD Waterhouse 1999 - 2005
Skills
Electronic Trading, Trading Systems, Options, Market Data, Equities, Trading, Series 7, Product Development, Equity Trading, Derivatives, Investments, Low Latency, Fixed Income, Hedge Funds, Financial Markets, Securities, Contract Negotiation, Sales, Financial Services, Bloomberg, Capital Markets, Management, FX Options, Mutual Funds, Equity Derivatives, Leadership, FINRA, Business Development, Portfolio Management, Business Analysis, ETFs, Bonds, Enterprise Software, Relationship Management, Back Office
Education
Northeastern Illinois University 2015 — 2017
Bachelor’s Degree, Finance, General
Moraine Valley Community College 1991 — 1994
Business Administration and Management, General
Optimizely July 2015 - Present
S&P Capital IQ January 2011 - July 2015
Standard & Poor's December 2009 - January 2011
TD Waterhouse May 2008 - August 2008
TD Waterhouse May 2007 - August 2007
Norfolk County Council May 2006 - August 2006
Skills
Credit, Financial Services, Financial Modeling, Valuation, Financial Risk, Capital Markets, Sales, Wealth Management, Strategic Planning, Equities, Financial Analysis
Education
Queen's University 2005 — 2009
BCOMM, Commerce
University of Mannheim 2007 — 2007
Businesss, Law
Ontario Teachers' Pension Plan May 2015 - Present
Ontario Teachers' Pension Plan April 2011 - May 2015
Healthcare of Ontario Pension Plan (HOOPP) September 2009 - April 2011
TD Waterhouse July 2006 - September 2009
Canada Trust Investment Management Group 1994 - 2000
Skills
Business Analysis, Business Process..., Customer Service, Vendor Relations, Vendor Management, Portfolio Management, Documentation, Product Development, Project Delivery, Creative Problem Solving, Wealth Management, CRM software, SDLC, Customer Relations, Business Process, Requirements Analysis, Business Requirements, Requirements Gathering, Process Improvement, CRM, SharePoint, Software Documentation, Integration, PMO, Risk Management, IT Management, MS Project, Visio, User Acceptance Testing, Project Portfolio..., Cross-functional Team..., IT Strategy, Governance, Financial Services, Strategy, Software Project..., Analysis, Management, Project Management, Banking
Education
McMaster University 1991 — 1995
BA, History
Con-way Enterprise Services August 2015 - Present
Jive Software January 2014 - August 2015
Webtrends June 2012 - December 2013
KIT digital, Inc December 2010 - June 2012
Rogers Communications Inc. March 2009 - November 2010
Telecom New Zealand Intl. September 2003 - December 2008
TD Waterhouse 2000 - 2003
CT Securities 1999 - 2003
Skills
Vendor Management, Contract Negotiation, Negotiation, Telecommunications, Strategic Sourcing, Strategic Partnerships, New Business Development, Account Management, Procurement, Sourcing
Education
University of Guelph 1994 — 1997
Hon BComm, Economics and Marketing
Robert Morris University 1993 — 1994
BSBA, Economics and Marketing
Commerzbank AG August 2015 - Present
HSBC September 2009 - August 2015
Lazard Asset Management March 2007 - September 2009
Lazard Asset Management 2005 - 2006
TD Waterhouse 2005 - 2005
Skills
ACAMS, Series 7, Series 66, Series 9 and 10, Series 24, Legal Compliance, Private Banking, Alternative Investments, AML, Employee Training
Education
Penn State University 2001 — 2005
Bachelor of Science (B.S.), Marketing and International Business
Reval October 2014 - Present
Aga Khan Foundation Canada September 2012 - Present
Unique Minds April 2014 - October 2014
TD Waterhouse November 2010 - April 2012
TD Bank Group May 2011 - August 2011
Tutor Doctor September 2010 - November 2010
Skills
Thompson One, Mutual Funds, Wealth Management, Fixed Income, Bloomberg, Options, Equities, Securities, Investments, Small Business Lending, Risk Management, Bond Markets, Trading, Credit, Economics, Public Policy, Healthcare improvement
Education
The University of Western Ontario 2009 — 2010
BA, Economics
Queen's University 2005 — 2010
BA, Economics, LifeSciences
RBC Wealth Management - PH&N Investment Counsel January 2015 - Present
1832 Asset Management L.P. ( formerly Scotia Asset Management ) November 2008 - December 2014
AIC Ltd 2003 - 2008
AIC Investment Services 2003 - 2008
TD Waterhouse December 1999 - January 2003
McDermid St Lawrence Securities 1994 - 1999
Skills
Wealth Management, Portfolio Management, Investments, Financial Planning, Securities, Asset Management, Options, Equities, Bonds, Investment Strategies, Asset Allocation, Trading, Retirement Planning, Wealth, Financial Analysis, Strategic Financial..., Asset Managment, Estate Planning, Fixed Income, Mutual Funds, Investment Management, Alternative Investments, Investment Advisory, Bloomberg, ETFs, Capital Markets, Derivatives, Structured Products, Equity Research, Hedge Funds, Financial Advisory, Financial Modeling, Financial Markets, Wealth Management..., Equity Valuation, Equity Trading, Private Equity, Financial Services, Equity Derivatives, Private Banking, Valuation
Education
CFA Institute 1999 — 2003
CFA, Finance, General
McMaster University 1989 — 1993
BA, Economics
cathedral boys 1985 — 1989
Amazon May 2015 - Present
Samsung October 2013 - October 2014
Samsung April 2013 - October 2013
Samsung September 2012 - March 2013
British Telecom June 2011 - August 2011
TELUS January 2009 - July 2010
TELUS March 2006 - March 2009
Telus Mobility August 2005 - March 2006
TD Waterhouse May 2004 - July 2005
Skills
Wireless, Management Consulting, Analytics, Financial Modeling, Financial Analysis, Technology Evaluation, Mobile Technology, Business Analysis, Business Strategy, Product Management
Education
Queen's University
Bachelor of Applied Science, Electrical Engineering
University of Virginia - Darden Graduate School of Business Administration
MBA, General Management
Société Générale September 2015 - Present
BMO Capital Markets March 2014 - April 2015
JPMorgan Chase & Co. December 2013 - March 2014
Barclays December 2012 - August 2013
NY TRANSPORTATION INSURANCE CORP November 2009 - December 2012
PERISCOPE TECHNOLOGY SERVICES February 2008 - November 2009
AXA Equitable, LLC February 2001 - September 2007
DEUTSCHE BANK / NDB GROUP January 1999 - January 2001
TD Waterhouse January 1997 - January 1999
Skills
Operations and..., Transaction Management, Securities Trading..., Investments, Compliance, Banking, Financial Management, Trading, Managerial Finance, Policy, Securities, Hedging, AML, Options, Wealth Management, Fixed Income, Capital Markets, Asset Managment, Cross-functional Team..., Mergers & Acquisitions, Leadership, Equities, Insurance, Financial Advisory, Financial Services, Fundamental Analysis, Series 6, Budgets, Credit, Management, Finance, Investment Advisory, Mutual Funds, Portfolio Management, Investment Banking, Financial Analysis, Financial Modeling, Strategic Planning, Series 7, Hedge Funds, Executive Management, Financial Risk, Asset Management, Risk Management, Alternative Investments, Accounting, Due Diligence, Training, Strategic Financial..., Series 63
Education
New York University
Bachelor of Arts (BA), Economics
TD Bank November 2014 - Present
Queen's University Alternative Assets Fund June 2015 - Present
TD Securities February 2011 - November 2014
TD Waterhouse October 2008 - February 2011
TD Waterhouse January 2006 - October 2008
Education
Queen's University 2015 — 2016
Master’s Degree, Finance
Ryerson University
Bachelor’s Degree, Major in Finance, Minor in Economics
Canadian Securities Institute (CSI) 2005 — 2010
RBC Dominion Securities June 2010 - Present
Edward Jones Investments April 2009 - June 2010
TD Waterhouse January 2005 - February 2009
Skills
Estate Planning, Financial Planning, Portfolio Management, Wealth Management, Asset Management, Strategic Financial...
Education
Northern Alberta Institute of Technology 2000 — 2002
Business, Finance & Marketing
WELLS FARGO MERCHANT SERVICES May 2012 - Present
DriveTime January 2011 - March 2012
Self employed October 2008 - November 2011
CITI FINANCIAL MORTGAGE January 2007 - July 2008
Apriva January 2006 - February 2007
YP.COM August 2003 - January 2006
T.D WATERHOUSE May 1999 - October 2002
Skills
Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking
Education
Arizona School of Massage Therapy 2007 — 2008
Scottsdale Community College 2004 — 2005
Associates of Arts, General Studies
New York Film Academy 2000 — 2000
American Musical Dramatic Academy 1999 — 1999
AXA Advisors May 2015 - Present
LPL Financial November 2000 - July 2014
TD Waterhouse March 1996 - November 2000
TD Waterhouse March 1996 - November 2000
Skills
Securities, Financial Analysis, Mutual Funds, Microsoft Excel, Series 7, Equities, Wealth Management, Fixed Income, Investments, Marketing Communications, FINRA, Retirement Planning, Banking, Credit, Risk Management, Asset Allocation, Finance, Alternative Investments, Series 63, Financial Services, Bloomberg, Strategic Financial..., Process Improvement
Education
Platt College-San Diego 1998 — 1999
Mt. Hood Community College
ShoreGroup February 2008 - Present
UNICEF June 2006 - February 2008
Thomson Financial September 2005 - June 2006
TD Waterhouse November 2000 - September 2005
IDT June 1996 - November 2000
Skills
CCNP, Security, Telecommunications, CCIE, Cisco Technologies, Strategy, WAN, Networking, Firewalls, Software Documentation, Management, Integration, Network Security, Switches, VPN, CCNA, Routing, Disaster Recovery, Data Center, Network Architecture, Network Engineering, VoIP
Education
University of Phoenix 2006 — 2007
MBA, Technology Management
New Jersey Institute of Technology 1992 — 1997
BS, Computer Engineer
TD Waterhouse June 2012 - August 2015
Equity Trader August 2011 - June 2012
Bond Consulting Group April 2009 - July 2011
Quantec Geoscience Ltd. 2006 - 2009
Skills
Financial Analysis, Strategic Planning, Business Strategy, Customer Relations, Business Analysis, Due Diligence, Financial Accounting, Problem Solving, Negotiation, Financial Modeling, Team Leadership, Team Building, Excel, Documentation, Sales Management, Risk Management, Change Management, Accounting, Project Management, Customer Service, Management, Project Planning, Business Process..., Management Consulting, Process Improvement, Microsoft Excel, Equities, Derivatives, New Business Development, Financial Reporting, Analysis, Leadership, Finance, Time Management, CRM
Education
Queen's University
M.Fin, Finance, General
CMA Ontario
CMA/CPA Certified Management Accountant - Candidate
McMaster University 2002 — 2006
B.Sc., Physics
CFA Institute
Chartered Financial Analyst
BMO Financial Group September 2013 - June 2014
Self-Employed December 2011 - September 2013
TD Waterhouse September 2010 - November 2011
Trapeze Asset Management March 2009 - May 2010
Self-Employed 2006 - February 2009
TD Asset Management Inc. 2000 - 2006
TD Asset Management Inc. 1999 - 2000
TD Asset Management Inc. 1996 - 1999
Skills
Wealth Management, Insurance, Retirement Planning, Portfolio Management, Risk Management, Asset Management, Investments, Financial Analysis, Financial Planning, Investment Strategies, Wealth, Alternative Investments, Estate Planning, Mutual Funds, Banking, Fixed Income, Asset Managment, Strategic Financial..., Financial Services, Sales, Publishing, Creative Writing, Editing, Analysis, Small Business, Business Development, Leadership, Entrepreneurship, Management, Marketing, Mergers & Acquisitions
Education
Queen's University 1991 — 1995
Bachelor of Arts Honours (B.A.H.), Political Studies
Trinity College School 1987 — 1991
University of Toronto - Rotman School of Management
University of Toronto - Rotman School of Management
University of Toronto - Rotman School of Management
DTCC October 2011 - Present
Bank of New York Mellon November 2005 - April 2010
Morgan Stanley DW April 2005 - November 2005
TD Waterhouse January 2000 - April 2005
Fidelity Investments April 1999 - December 1999
Fidelity Investments January 1991 - April 1999
Fidelity Invstments July 1989 - January 1991
Fidelity Investments March 1986 - July 1989
Skills
Corporate Actions, Securities, Mergers, DTC, Dividends
Education
Queens College
Bachelor of Arts
TD February 2015 - Present
TD June 2012 - February 2015
TD Wealth Management Operations April 2011 - June 2012
TD Waterhouse August 2008 - May 2010
Skills
Securities, Wealth Management, Derivatives, Investments, Capital Markets, Leadership, Team Building, Equities, Risk Management, Management, Team Leadership, Business Strategy, Portfolio Management, Mutual Funds, Research, Analysis, Finance, Retail Banking
Education
Canadian Securities Institute 2008 — 2012
Various Courses
Queen's University 2010 — 2011
MBA, focus in Finance, Strategy
University of Guelph 2004 — 2008
BAh, Philosophy
Charles Schwab March 2015 - Present
Royal Alliance Associates INC June 2014 - March 2015
Royal Alliance Associates INC March 2013 - June 2014
SagePoint Financial, Inc. July 2010 - March 2013
Willis Consulting, Inc. April 2010 - July 2010
United Planners Financial Services October 2007 - April 2010
AIG Financial Advisors December 2003 - October 2007
United Planners Financial Services October 2001 - November 2003
Charles Schwab July 2000 - July 2001
TD Waterhouse April 1998 - April 2000
Skills
Financial Advisor..., OSJ Supervision, Relationship Management, Supervision, Recruiting, Investments, Equities, Financial Services, Series 63, Mutual Funds, Series 7, Wealth Management, Finance, Leadership, Management, Investment Advisory, Securities
Education
Mesa Community College
General
TD Waterhouse May 2006 - Present
TD Waterhouse Private Investment Advice 2006 - Present
First Data Corporation September 2005 - April 2006
CI Financial May 1999 - December 2003
CIBC April 1991 - April 1999
American Express 1986 - 1991
Skills
Wealth Management, Asset Management, Financial Planning, Investments, Portfolio Management, Banking, Insurance, Financial Services, Financial Advisory, Securities, Relationship Management, Investment Management, Mutual Funds, Investment Strategies
Education
Queen's University 2005 — 2006
MBA
University of Toronto - Victoria University 1978 — 1982
B.A Hons, Commerce, Economic & Pol Sci
TD May 2015 - Present
TD Bank Group October 2011 - May 2015
TD Waterhouse April 2009 - October 2011
RBC Royal Bank February 2007 - February 2009
Petro-Canada May 2006 - December 2006
Leggett & Platt May 2005 - August 2005
McMaster University May 2004 - November 2004
Skills
Onboarding, Recruiting, Talent Management, Talent Acquisition, Employee Engagement, Finance, Banking, Sourcing, HRIS, Human Resources, Management, SDLC, Strategy, Personnel Management, Employee Relations, Performance Management
Education
McMaster University 2002 — 2005
Labour Studies
CME Group February 2015 - Present
CME Group February 2013 - February 2015
CME Group November 2010 - February 2013
Chicago Mercantile Exchange January 2010 - December 2010
Chicago Mercantile Exchange May 2008 - December 2010
CME Group 2008 - December 2010
TradeStation Securities May 2005 - May 2008
TD Waterhouse February 2000 - July 2004
Skills
Trading Systems, Derivatives, Risk Management, Financial Markets, Electronic Trading, Options, Commodity, Fixed Income, Python, Data Science, Machine Learning, R, Market Data, Strategy, Trading, Credit Derivatives, Redis, Clearing Houses, Energy, SDLC, Data Analysis, Commodity Pricing, Alteryx, Matlab, Apache Spark
Education
Northwestern University 2014 — 2017
Master of Science (MS), Predictive Analysis
San Diego State University 2002 — 2003
MSBA, Business Information Systems
National University 1997 — 2001
BBA, Finance
Morgan Stanley June 2015 - Present
Citigroup December 2006 - June 2015
Vitech Systems Group October 2005 - December 2006
TD Waterhouse May 2000 - October 2005
Profit Recovery Systems August 1998 - May 2000
Khartron, Inc July 1994 - December 1996
Skills
Unix, SQL, Oracle, Data Modeling, Databases, Business Analysis, Visio, Sybase, Data Warehousing, Perl, CRM, SDLC, Agile Methodologies, PL/SQL, Enterprise Architecture
Education
NYU SCPS 2010 — 2011
Certificate, C++ Programming
National Technical University of Ukraine 'Kyiv Polytechnic Institute' 1990 — 1996
MS Applied Mathematics
High School 1980 — 1990
BD February 2015 - March 2015
Express Scripts (formerly Medco Health Solutions, Inc) April 2012 - May 2014
Express Scripts (formely Medco Health Solutions) December 2007 - May 2014
Cleary Gottlieb Steen & Hamilton LLP October 2007 - December 2007
Bessemer Trust December 2000 - October 2007
TD Waterhouse January 2000 - December 2000
Merck-Medco Rx Services of NJ November 1995 - December 1999
Skills
Process Improvement, Strategic Planning, Employee Benefits, Healthcare, HIPAA, Cross-functional Team..., Negotiation, Purchasing, Vendor Management, Data Analysis, Management, Healthcare Information..., Visio, Leadership, Training, Managed Care, Team Building, Medicare Part D, Pharmacy Benefit..., Software Documentation, Pharmacy
Education
Montclair State University 1990 — 1995
BA, Psychology
Clifton High School 1985 — 1989
High School Diploma
JP Morgan February 2014 - Present
J.P. Morgan January 2011 - February 2014
J.P. Morgan January 2011 - June 2012
JP Morgan March 2004 - December 2010
JP Morgan March 2004 - September 2008
Bear Stearns March 2004 - June 2008
Sungard February 2002 - February 2004
Brut LLC March 2000 - January 2002
Instinet Corporation 2000 - 2000
TD Waterhouse 1998 - 2000
Education
State University of New York College at Oswego 1993 — 1995
Bachelor's of Science
State University of New York College at Oswego 1993 — 1995
Bachelors
Nassau Community College 1992 — 1993
Associates of Science
Reuters eLearning DeveloperThomson ReutersMay 2006 - Present
TD Waterhouse April 2000 - May 2006
Skills
Instructional Design, Microsoft Office, E-Learning, Software Documentation, Program Management, PowerPoint, Training, Change Management, Analysis, Captivate, Team Leadership, Financial Services, Training Delivery, Coaching
Education
Pratt Institute
BFA, Communications Design
Colgate Palmolive August 2012 - Present
Thomson Reuters June 2007 - February 2012
TD Ameritrade January 2000 - May 2007
TD Waterhouse January 2000 - January 2006
Skills
DNS, Active Directory, IIS, project management, Unix Administration, Systems Engineering, Windows, Unix
Education
New Jersey Institute of Technology 1994 — 1998
BS, computer science
Technology March 2013 - Present
Undisclosed Location 2011 - 2013
Support Engineer July 2008 - September 2012
TD Ameritrade February 1999 - June 2006
TD Waterhouse 1997 - 2003
J&R Music World 1994 - 1998
Skills
Vendor Management, Data Center, Windows Server, Disaster Recovery, Active Directory
Education
New York Institute of Technology
Citi Retail Services May 2011 - Present
AML Strategic Leadership Group June 2007 - Present
ACAMS 2007 - Present
Accume Partners 2009 - April 2011
Ally Financial Inc. 2010 - 2010
Capital One Financial June 2007 - July 2009
SunTrust Corporate & Investment Banking/Capital Markets January 2006 - June 2007
SunTrust Wealth and Investment Management Technology September 2003 - December 2005
JPMC 2002 - 2003
TD-Waterhouse 1995 - 2002
Skills
Compliance, AML, Operational Risk..., Risk Management, Bank Secrecy Act, Cards, Risk, KYC, OFAC, BSA, Sanctions, Payments, Internal Audit, Enterprise Risk..., USA PATRIOT Act, Fraud, Business Continuity, Policy, Internal Controls, Risk Assessment, Compliance Management, CAMS, Fraud Prevention, Risk Mitigation, Process Improvement, Credit Cards, Debit Cards, Regulatory Risk, Financial Risk, Finance, Regulations, Financial Institutions, Due Diligence, Banking, Sanction, Operational Risk, Business Analysis, Mergers & Acquisitions
Education
University of Phoenix - John Sperling School of Business 2011 — 2013
MBA, Technology Management
University of Phoenix 2007 — 2009
BS, Bachelor of Science in Organizational Security and Management
Queens College
Habib American Bank October 2013 - Present
Various Non Profit organizations November 2010 - Present
The Ad Council September 2007 - May 2012
Robeco 2007 - 2007
Y&R February 2005 - September 2006
JP Morgan Chase 2004 - 2004
TD Waterhouse 1996 - 1998
American Home Products 1990 - 1994
Bozell 1990 - 1990
Hertz rent a car 1980 - 1986
Skills
Training & Development, Employee Relations, Strategic Planning, Human Resources, Performance Management, Recruiting, Deferred Compensation, Employee Benefits, Personnel Management, Management, Hiring, Policy, Job Descriptions, Program Management, Talent Management, Compensation & Benefit, Talent Acquisition, Employee Engagement, Employee Handbooks, Leadership Development, Coaching, Interviews, Sales
Education
Monmouth University 1970 — 1974
BA, Psychology
Oracle January 2013 - Present
SelectMinds Inc. June 2007 - December 2012
Sumitomo Mitsui Banking Corporation / Japan Research Institute January 2007 - June 2007
Warner Music Group November 2005 - December 2006
TD Waterhouse April 2005 - November 2005
Sony Music Group December 2001 - April 2005
Standard and Poor's January 1997 - May 2001
Deutsche Bank August 1993 - December 1995
Sun Life Financial March 1989 - April 1993
Skills
PL/SQL, Oracle Applications, Management, SQL Tuning, Oracle, Java, Linux, Agile Methodologies, Unix, Data Warehousing, Systems Analysis, SQL, Data Modeling, Apache, MySQL, System Administration
Education
New York University 2003 — 2004
Management Information Systems
University of the Philippines 1984 — 1988
Bachelor of Science, Applied Mathematics - Actuarial Science
Royal Bank of Canada May 2007 - Present
TD Waterhouse June 2003 - April 2007
Education
Queen's University 2006 — 2007
University of the West Indies 1991 — 1995
BSc, Management
NYU Medical Center May 2015 - Present
NYU Langone Medical Center 2008 - Present
NYU Langone Medical Center 2008 - Present
TD Ameritrade January 2006 - April 2008
TD Waterhouse 2000 - 2006
Thomson Financial 1996 - 1999
Skills
Disaster Recovery, Vendor Management, Data Center, System Administration, SDLC, Active Directory, ITIL, Business Continuity, Process Improvement, Program Management, Project Management
Education
New York Institute of Technology 1990 — 1994
BA, Communication ARTS
PNC Financial Services Group November 2010 - Present
Kaiser Permanente January 2009 - September 2010
KB Home 2005 - 2008
General Atomics 2005 - 2005
TD Waterhouse 2004 - 2005
Skills
Financial Modeling, Strategic Planning, Managerial Finance, Management, Financial Analysis, Contract Negotiation, Analysis, Competitive Analysis, Finance, Leadership, Risk Management, Process Improvement, Due Diligence, Cross-functional Team..., Financial Management, Acquisition Integration, Strategy, Program Management, Strategic Financial..., Essbase, Relationship Management, Project Management, Microsoft Excel, Cognos, Change Management, Business Process..., Financial Reporting
Education
San Diego State University-California State University 2003 — 2005
MBA, Finance
Robert Morris University
BSBA, Finance
Bank of America Merrill Lynch 2004 - Present
The NASDAQ Stock Market, Inc 2002 - 2004
TD Waterhouse 2000 - 2002
Middleberg euro RSCG 1995 - 2000
Skills
Corporate Communications, Media Relations
Education
Providence College 1991 — 1995
JP Morgan Chase August 2003 - Present
TD Waterhouse 1993 - 2001
Education
Texas Christian University 2006 — 2008
MBA, Finance/Investments
Texas Christian University - M.J. Neeley School of Business 2006 — 2008
MBA, Finance
Midwestern State University 1989 — 1993
Morgan Stanley July 2015 - Present
Societe Generale January 2005 - July 2015
TD Ameritrade 2002 - 2005
TD Waterhouse 2002 - 2005
Deutsche Bank 1998 - 2002
Bell Communications Research 1989 - 1998
Skills
Fixed Income, Derivatives, Capital Markets, FX Options, Trading Systems, Structured Products, Equities, Credit Derivatives, Risk Management, Banking, Middle Office, Financial Risk, Financial Markets, Business Analysis, Equity Derivatives
Education
New Jersey City University 1985 — 1990
BS, Mathematics and Computer Science
JP Morgan Chase August 2006 - Present
TD Waterhouse 2000 - 2006
TDWaterhouse 2000 - 2006
Skills
Disaster Recovery, Data Center, Network Engineering, Cisco Technologies, Vendor Management, Network Architecture, Network Design, ITIL, SDLC, Integration, IT Management, Business Continuity, Virtualization, IT Strategy, Network Security, Routing, Cloud Computing
Education
New York University - Polytechnic School of Engineering 1992 — 1994
Polytechnic University 1984 — 1991
Investment Planners November 2013 - Present
1st Global September 2012 - November 2013
First Midwest Securities, Inc. January 2007 - February 2012
GunnAllen Financial September 2003 - December 2006
Self Employed January 1999 - August 2001
TD Waterhouse May 1996 - January 1999
Dean Witter October 1995 - May 1996
Skills
Series 24, Securities Litigation, Financial Services, Risk Management, Mutual Funds, Arbitration, Investment Strategies, Brokerage, Strategic Financial..., Fixed Annuities, Investment Advisory, Securities, Financial Advisory, FINRA, Securities Regulation, Series 7, Broker-Dealer, AML, Investments
Education
Stetson University College of Law 2001 — 2003
Doctor of Law (J.D.), Law
Notre Dame of Maryland University 1990 — 1993
B.A., Psychology, Minor Business
Scotia McLeod June 2013 - Present
TD Waterhouse September 2007 - June 2013
RBC Insurance September 2006 - August 2007
Skills
Wealth Management, Securities, Asset Managment, Investments, Mutual Funds, Retirement Planning, Investment Strategies, Investment Advisory, Portfolio Management, Equities, Investment Management, Alternative Investments, Strategic Financial..., Asset Management, Bonds, Fixed Income, High Net Worth..., Financial Analysis, Risk Management, Credit, Customer Service, Banking, Private Banking, Stocks, Stock Market Analysis, Private Equity, Corporate Finance, Personal Finance, Estate Planning, Asset Allocation, Insurance, New Issues, Pensions, Cash Management, ETFs, Personal Tax Planning, Private Wealth, TFSA, RRSP, RRIF, RESP, Charitable Gift Planning, Disability Insurance, Life Insurance, Critical Illness, Wills, Powers of Attorney, Retirement Savings, Long Term Care Insurance, Family Business
Education
Mount Allison University 2001 — 2006
Bachelor of Arts (B.A.), Psychology
St. George's
St. George's
Fashion Institute of Technology 2008 - Present
Decisionone / SUN August 2006 - May 2008
TDWaterhouse 1999 - 2002
TD Waterhouse 1998 - 2002
KPMG Peat Marwick December 1996 - October 1998
Optimized Computer Solutions 1990 - 1993
Computerland of Forest Hills 1986 - 1990
Skills
Servers, Unix, Solaris, Software Installation, Data Center, System Deployment, Integration, VMware ESX, IT Strategy, Operating Systems, Sun
Education
City University of New York-Queens College 2004 — 2008
BA, MS, MSEd Education
Fidelity Investments April 2015 - Present
Hudson County Community College September 2015 - Present
Hispanic Political Action Committee Inc. (HPAC) August 2012 - Present
Fidelity Investments June 2014 - April 2015
Morgan Stanley May 2007 - June 2014
Hispanic Collision for Governor Chris Christie April 2013 - November 2013
TD Waterhouse November 2005 - May 2007
Skills
Mutual Funds, Trading, Excel, PowerPoint, Investments, Accounting, Financial Analysis, Finance, Asset Managment, Financial Services, Business Analysis, Microsoft Office, Microsoft Word, Analysis, Securities, Teamwork, Community Outreach, Community Organizing, Organizational..., Public Services, Team Leadership, Leadership, Hispanic, Volunteer Management, Community Service, Equities, Risk Management, Hedge Funds, Microsoft Excel, Fixed Income, Asset Management
Education
Saint Peter's University 2007 — 2009
Master of Business Administration (MBA), Finance
St. Peter's University 2007 — 2009
Master In Business Administraction, Finance
New Jersey City University 2004 — 2006
Bachilor In Business Administraction, Finance
Hudson County Community College 2000 — 2004
Associate's degree, Business
Charles Schwab September 2011 - Present
optionsXpress International, Inc. 2012 - Present
optionsXpress Singapore Pte. Ltd. 2012 - Present
optionsXpress Australia Pty Limited 2012 - Present
Investment Educators Asia Pte. Ltd. 2012 - Present
Investment Educators Hong Kong Pte. Ltd. 2012 - Present
optionsXpress January 2008 - Present
optionsXpress April 2006 - January 2008
optionsXpress November 2001 - April 2006
TD Waterhouse 2000 - 2001
Skills
Series 7, Series 24, Series 63, Series 4, Securities, New Business Development, Business Strategy, Strategic Partnerships, Options, Investments, Global Business..., Global Strategy, Global Management, International..., Spread Trading, Business Process..., Channel Partners, FINRA, Derivatives, Financial Services, Trading, Mutual Funds, Electronic Trading, Trading Systems, Equities, Financial Markets
Education
University of Iowa College of Law 1997 — 2000
Doctor of Law (J.D.)
Ripon College 1993 — 1997
Bachelor of Arts (B.A.)
Université Paris Sorbonne (Paris IV) 1996 — 1996
Certificate
Lake Forest Academy 1990 — 1993
Santander Bank, N.A. June 2013 - Present
JP Morgan March 2012 - December 2012
Morgan Stanley Smith Barney March 2011 - December 2011
Morgan Stanley Smith Barney March 2010 - March 2011
Morgan Stanley Smith Barney January 2009 - March 2010
Morgan Stanley Smith Barney February 2007 - December 2008
A division of PNC Bank August 2005 - February 2007
TD Waterhouse May 2000 - August 2004
Skills
Portfolio Management, Investments, Financial Planning, Wealth Management, Series 7, Asset Management, Client Service, Investment Strategies, Securities, Equities, Banking, Valuation, Financial Analysis, Financial Reporting, Analysis, Word, Microsoft Office, Research, Account Management, Mutual Funds, Derivatives, Asset, Asset Allocation, Financial Modeling, Excel, Options, Fixed Income, Member of Toastmasters, Microsoft Excel, Public Speaking, Life Insurance, Health Insurance, Capital Markets, Finance, Investment Management, Financial Advisory
Education
Wilmington University 2007 — 2009
MBA, Finance, GPA: 3.97/4.00
Plymouth State University
Bachelor of Arts
White Plains High School
JPMorgan Chase July 2013 - Present
TD Ameritrade January 2006 - October 2012
TD Waterhouse August 2000 - January 2006
Education
New York University
Bachelor of Arts (BA)
NBCN October 2013 - Present
NBCN August 2008 - November 2013
TD Waterhouse 1992 - 2003
Skills
Business Process..., Business Analysis, Project Coordination, Applications..., Requirements Analysis, Portfolio Management, Visio, Project Delivery, IT Management, Management, Vendor Management, Equities, Financial Services, Software Project..., IT Strategy, Mutual Funds, SDLC
Education
McMaster University
TDAmeritrade August 2012 - Present
TD Ameritrade Institutional August 2011 - August 2012
TD AMERITRADE January 2001 - August 2011
TD Waterhouse September 1993 - February 2001
Education
Rider University 1988 — 1992
Bachelor's degree, Accounting
TD Bank March 2006 - July 2013
TD Waterhouse August 2003 - February 2006
TD Waterhouse March 2003 - August 2003
TD Waterhouse April 2000 - March 2003
Skills
Wealth Management, Mutual Funds, Investments, Portfolio Management, Fixed Income, Equities, Investment Strategies, Capital Markets, Bloomberg, Asset Allocation, Investment Advisory, Asset Management, Derivatives, Securities, Alternative Investments, Bonds, Investment Management, Equity Research, Financial Modeling, Hedge Funds, Banking, Financial Markets, Options, ETFs, Due Diligence, Risk Management, Equity Derivatives, Financial Analysis
Education
McMaster University
Honours Bachelor of Commerce, Business Finance
National Planning Corporation (NPC) February 2014 - Present
Northwestern Mutual Financial Services-Wealth Management 2007 - 2014
Congress Street Financial 2004 - 2006
TD Waterhouse 1995 - 2004
Education
Oklahoma State University
Marketing-Economics
The American College 2010 — 2012
Chartered Financial Consultant Designation
The American College 2010 — 2012
Financial Planning Certificate
Clever Devices June 2013 - Present
Clever Devices August 2011 - June 2013
Netik November 2010 - August 2011
Stellar Management April 2009 - October 2010
Yardi Systems 2007 - 2009
Yardi Systems 2005 - 2007
TD Waterhouse 2003 - 2005
Skills
PMP, Visio, Software Project..., Software Documentation, SDLC, Project Management, Process Improvement, Management, Leadership, Business Analysis, Agile Methodologies, Change Management, Databases, Integration, Business Intelligence
Education
Rochester Institute of Technology 1999 — 2003
B.S., Management Information Systems
Comcast June 2010 - Present
UBS Investment Bank April 2009 - May 2010
Citibank February 2008 - March 2009
UBS Investment Bank August 2006 - August 2007
TD Waterhouse August 2005 - July 2006
FlexBerg November 2003 - March 2005
Skills
Big Data, CouchDB, Celery, RabbitMQ, Perl, SQL, Microsoft SQL Server, Databases, Oracle, Linux, Web Services, Requirements Analysis, Web Applications, Unix Shell Scripting, JavaScript, Solaris, Sybase, Python, PHP, C++, Integration, T-SQL, Apache, Ext JS, Thrift, Django, Agile Methodologies, Agile Project Management, Solr, ElasticSearch, Shell Scripting
Education
Pace University - Lubin School of Business 2009 — 2011
Master of Business Administration (MBA), Information Technology
University of South Alabama 2001 — 2005
BSc, Computer & Electrical Engineering
Tri-Vin Imports Sales ConsultantPolaner SelectionsSeptember 2008 - Present
TD Waterhouse 1997 - 1999
Niketown NYC 1996 - 1997
Education
Pace University-Pleasantville/Briarcliff Campus 1991 — 1993
TD Waterhouse November 2007 - Present
Education
Nankai University
Deshe Landscaping & Construction 2008 - Present
Kushner Companies 2002 - 2007
Kushner Companies 2001 - 2002
TD Waterhouse 1999 - 2001
Education
Montclair State University 1994 — 1998
Harmer Associates August 2010 - Present
UBS Global Asset Management May 2008 - May 2009
UBS Global Asset Management May 2003 - May 2008
BankOne May 2001 - May 2003
TD Waterhouse 1999 - 2001
Skills
Portfolio Management, Business Intelligence, Asset Allocation, Asset Management, Mutual Funds, Trading, Strategy, Finance, Valuation
Education
Northern Illinois University
BA, Economics
Wakefern Food Corp. March 2015 - Present
Wakefern Food Corp July 2007 - March 2015
TD Waterhouse March 1999 - June 2007
Fidelity Investments December 1992 - March 1999
Shearson Lehman Brothers December 1988 - December 1992
Skills
Cash Management, Treasury, Treasury Services, Financial Analysis, Forecasting, Financial Modeling, Finance, Pricing, Income Statement, Financial Reporting, Risk Management, Accounting, Budgets, Retail, Management, Mergers & Acquisitions, Leadership, Strategic Planning, Financial Risk, Electronic Payments
Education
Pace University 1984 — 1988
BBA, Accounting
Wipro October 2013 - Present
Citigroup May 2006 - May 2013
TD Waterhouse March 2005 - May 2006
AT&T November 1998 - February 2004
NCR Corporation January 1996 - October 1998
Lehman Brothers February 1984 - May 1989
Skills
SOX, Risk, Internal Controls, IT Audit, IT Internal Controls, Financial Risk, Risk Management, Sarbanes-Oxley Act, Auditing, CISA, Project Management, SAS70, Process Improvement, ITIL, Information Technology, Integration, Disaster Recovery, IT Operations, Compliance, Governance, Cross-functional Team..., Information Security, Information Security..., ISO 27001, Business Continuity, PMO, Enterprise Risk..., COBIT, CISSP, SDLC, IT Management, Operational Risk..., Business Process..., Vendor Management, IT Risk Management, Operational Risk, Risk Assessment, Security, SSAE 16
Education
BSI Management Systems
certificate, ISO
Stevens Institute of Technology
Masters Certification, Project Management
The Chubb Institute
Certification, Computer Programming
Pitzer College
B.A., Economics
RBC December 2014 - Present
A. Odd Consulting, Inc. May 2013 - Present
Fargo Industrial Supply Inc. September 2011 - Present
OLG March 2014 - December 2014
Roche October 2013 - January 2014
BMO Financial Group July 2013 - August 2013
TD Direct Channels Strategy + Solutions April 2012 - May 2013
TD Online Channel June 2010 - May 2012
TD Waterhouse June 2008 - June 2010
TD Waterhouse Private Investment Advice January 2008 - May 2008
Skills
Risk Management, Training, Relationship Management, Business Analysis, Management, Software Documentation, Wealth Management, Banking, Team Leadership, Leadership, Project Management, Requirements Gathering, Strategic Communications, Change Management, Vendor Management, Strategy, Strategic Planning, Email Marketing, Financial Services, Employee Engagement, Project Planning, Marketing, Program Management, CRM, Business Process..., Corporate Communications, Editing, Writing
Education
McMaster University 2002 — 2010
BA
University of Toronto
Kingsbury High School
J.P. Morgan August 2015 - Present
J.P. Morgan January 2015 - August 2015
Signature securities group/Signature bank September 2011 - June 2014
Liquidnet April 2001 - September 2010
Instinet Corporation March 2000 - January 2001
Republic Financial services March 1998 - March 2000
HSBC Bank 1998 - 2000
TD Waterhouse February 1995 - March 1998
Skills
Securities, Trading, Financial Markets, Electronic Trading, Client Service, Financial Services, Financial Analysis, Investments, Series 7, Middle Office, FINRA, Series 63, Series 24, Prime Brokerage, Back Office
Education
New York University 1989 — 1993
BA, Economics
FINRA Licenses
Macquarie Capital USA January 2011 - Present
Fidelity Investments October 2006 - January 2011
TD Waterhouse March 1994 - September 2006
Education
Pace University - Lubin School of Business 1980 — 1984
MBA, Finance
The Sandner Group August 2010 - Present
Brokers Risk Placement Service 2001 - August 2010
TD Waterhouse 2000 - 2001
Skills
Microsoft Excel, Data Analysis, Analysis, Insurance, Project Management, Customer Service, Microsoft Office, Property & Casualty..., PowerPoint, Workers' Compensation..., Team Building, Microsoft Word, Outlook, Research, Strategic Planning, Risk Management, Management, Process Improvement, Claim, Leadership, Access, Underwriting, Claims Management, Financial Analysis, Reinsurance, Commercial Insurance, General Insurance, Liability, Workers Compensation
Education
Quinlan School of Business, Loyola University Chicago 2013 — 2015
Master of Business Administration (M.B.A.), Management
Tulane University 1996 — 2000
BS, Finance and Management
Latin School of Chicago 1982 — 1992
N/A
TD March 2014 - Present
TD Waterhouse January 2012 - December 2013
TD Waterhouse March 2010 - August 2011
CGI February 2009 - February 2010
TD Waterhouse April 1999 - January 2009
National Grocers August 1998 - March 1999
Nortel September 1997 - July 1998
Fidelity Investments November 1995 - August 1997
Skills
SDLC, AML, Web Services, Enterprise Architecture, SOA, Mutual Funds, System Design, Application Architecture, Requirements Gathering, Websphere, Requirements Analysis, Solution Architecture, IT Strategy, Business Requirements, Risk Management, TOGAF, PMP, Integration, Business Analysis, Software Project..., Vendor Management
Education
University of Surrey 1974 — 1978
BSc Hons, Civil Engineering
Mithibai College 1971 — 1973
Inter Science
NYS Department of Environmental Conservation March 2013 - Present
Penn National Gaming November 2011 - March 2013
Penn National Gaming July 2009 - November 2011
University of Southern Mississippi August 2002 - May 2005
TD Waterhouse July 1988 - July 1999
Fahnestock & Co May 1987 - June 1988
Skills
Microsoft Office, Analysis, Customer Service, PowerPoint, Budgets, Strategic Planning, Leadership, Public Speaking, Team Building, Social Media, Management, Public Relations, Process Improvement, Training, Data Analysis, Research, Microsoft Excel, Microsoft Word
Education
The University of Southern Mississippi 2002 — 2009
MS, Marine Science
State University of New York College at Plattsburgh 1999 — 2002
BS, Environmental Science with Chemistry minor
Rochester Institute of Technology 1982 — 1987
BS, Business Administration - Finance
TD Waterhouse 1996 - 2004
TD Bank Financial Group 1970 - 2004
Education
Mount Allison University 1964 — 1967
Bachelor of Commerce, Accounting and Economics
Smith Barney 2007 - 2009
TRUST ADMINISTRATION SERVICES 2005 - 2006
TD Waterhouse 2003 - 2005
Buffini and Company 2002 - 2003
Linsco/Private Ledger 1999 - 2002
Smith Barney 1996 - 1999
Skills
Series 7, Operations Management, Financial Services, Auditing, Training, Mutual Funds, Employee Benefits
Education
North Dakota State University 1983 — 1985
Bachelor of Science, Hotel/Motel Restaurant Management
Bank of America March 2011 - Present
Citi July 2010 - March 2011
Morgan Stanley Smith Barney December 2005 - August 2010
TD Waterhouse March 2001 - July 2005
ADP January 1997 - March 2001
Skills
Finance, ITIL, Risk Management, Managerial Finance, Portfolio Management
Education
Montclair State University 1993 — 1997
bs, Business/Accoutning
Credit Suisse November 2012 - Present
Full Education September 2010 - Present
TD Waterhouse October 2010 - November 2012
TD Bank Financial Group March 2009 - October 2010
KPMG September 2006 - February 2009
Skills
Financial Analysis, Accounting, MS Office tools, Auditing, Budgets, Finance, Financial Accounting, Financial Reporting, IFRS, Management, Microsoft Office, Project Planning, Sarbanes-Oxley Act, Team Leadership
Education
CFA Institute 2008 — 2012
CFA Charter, Financial Analysis
Queen's University 2002 — 2006
BComm, Accounting/Finance
St. Andrew's College 1995 — 2002
High School Diploma
TD Waterhouse January 2007 - Present
Education
Northeastern University 1993 — 1995
Master of Business Administration (M.B.A.)
Northeastern University 1985 — 1989
Bachelor of Science (BS), Electrical Engineering
TD Waterhouse March 2008 - Present
RBC May 2006 - March 2008
Freedom 55 Financial January 2004 - May 2006
Skills
Wealth Management, Retirement Planning, Mutual Funds, Mortgage Lending, Investment Advisory, Wealth, Investments, Strategic Financial..., Investment Strategies, Portfolio Management, Loans, Banking, Debt Consolidation, Credit, Residential Mortgages, Asset Allocation, Financial Advisory, Canadian Securities..., Wealth Management..., Retail Banking
Education
Mount Royal College 2000 — 2006
Bachelor of Applied Financial Services, Finance and Financial Management Services
MassMutual Financial Group April 2015 - Present
H&R Block January 2009 - Present
H&R Block January 2009 - Present
JPMorgan Chase July 2003 - February 2006
TDWaterhouse Securities Inc June 2000 - June 2003
TD Waterhouse November 1997 - May 2000
David Lerner Associates Inc January 1996 - January 1997
Skills
Tax, Life Insurance, Disability Insurance, Long-term Care, Fixed Annuities, Employee Benefits
Education
Monroe College 2006 — 2008
Master of Business Administration (MBA), Micro Finance
Iona College 1991 — 1995
Bachelor, Business Administration; Finance
Invesco Canada November 2014 - Present
TD Merchant Services November 2013 - November 2014
CN Tower January 2013 - October 2013
Sears Canada December 2011 - December 2012
Manulife Financial February 2011 - November 2011
TD Waterhouse October 2010 - July 2011
JP Morgan Chase Canada February 2010 - February 2011
Canon USA Inc May 2008 - December 2009
Fiserv November 2007 - April 2008
Freddie Mac September 2006 - October 2007
Skills
Requirements Gathering, Business Analysis, SDLC, Business Requirements, Requirements Analysis, Visio, Vendor Management, Business Process..., Business Process, Process Improvement, Software Project..., Use Case Analysis, Gap Analysis, SharePoint, Agile Methodologies, SQL, PMP, Waterfall, User Acceptance Testing, Agile Project Management, IT Strategy
Education
Northwest Missouri State University 2001 — 2004
Bachelor of Science, International Business
RBC Wealth Management 2012 - Present
TD Waterhouse 2008 - 2011
TD Waterhouse 2008 - 2008
TD Waterhouse 2006 - 2008
Skills
Securities, Portfolio Management, Investments, Mutual Funds, Wealth Management, Banking, Retirement Planning, Financial Analysis, Fixed Income, Investment Strategies, Risk Management, Equities, Credit, Credit Analysis, Customer Service, Investment Advisory, Options, Derivatives, Bloomberg, Bonds, Relationship Management, Strategic Financial...
Education
Queen's University
Master of Business Administration (M.B.A.)
Canadian Securities Institute
Fellow of the Canadian Securities Institute, Personal Financial Planner
Northern Alberta Institute of Technology / NAIT
Business Diploma, Honors Finance
The University of Lethbridge
Bachelor of Management, Finance
BMO Private Banking January 2010 - Present
TD Waterhouse May 2007 - October 2009
BMO Bank of Montreal November 2005 - May 2007
BMO Bank of Montreal January 2002 - November 2005
Bank of Montreal January 1999 - January 2002
Bank of Montreal January 1997 - January 1999
Bank of Montreal January 1994 - January 1997
Bank of Montreal January 1993 - January 1994
Immigration Commission January 1991 - January 1993
CIBC January 1983 - January 1991
Skills
Performance Management, Team Leadership, Employee Engagement, Cross Functional Team..., Leading Change, Financial Analysis, Financial Reporting, Building Relationships, Operations Management, Private Banking, Office Administration, Investment Management, Compliance, Project Management, Risk Management, Communication Skills, Organizational..., Helping Clients Succeed, Customer Oriented, Service Management, Banking, Portfolio Management, Wealth Management, Investments, Financial Services, Credit, Change Management, Management, Financial Planning, Mortgage Lending, Mutual Funds
Education
CIM
Investment Management
CFP 1997 — 2000
Institute of Canadian Bankers (AICB) 1983 — 1989
Associate of ICB
Northern Alberta Institute of Technology 1981 — 1983
Business Administration diploma, Finance
Denzil High 1975 — 1981
High School diploma
Bank of America Merrill Lynch June 2015 - Present
MetLife November 2011 - April 2015
Sogo Trade June 2009 - June 2011
E*TRADE Financial June 2006 - June 2009
TD Waterhouse May 1998 - April 2006
Olde Discount 1996 - 1998
Skills
Options, Series 7, Customer Service, Mutual Funds, Call Center, Investments, Equities, Banking, FINRA, Microsoft Word, Trading, Financial Services, Wealth Management, Series 63, Securities, Series 24, Call Centers, Fixed Income, Bloomberg, Derivatives
Education
New Jersey City University 1985 — 1993
BS, Accounting
New Jersey City University 1985 — 1993
Bachelor Of Science, Accounting
Fidelity February 2007 - Present
Lehman Brothers May 2006 - February 2007
TD Waterhouse October 1993 - May 2006
Education
Pace University - Lubin School of Business 1989 — 1993
BBA, Accounting
Jennifer Convertibles January 2015 - Present
Jennifer Convertibles (Ashley Furniture Homestore) August 2013 - January 2015
Cozy Furniture January 2003 - September 2012
US Exim Textile May 2005 - September 2008
TD Waterhouse January 1998 - December 2002
Skills
Sales, Web Design, Furniture, Windows, Research, Microsoft Office, Management, Project Management, Executive Management, Product Development, Negotiation, Graphic Design, Mentoring Of Staff, Retail, New Business Development, Strategic Planning, Merchandising, Sales Management, Purchasing, Customer Service, Team Building, Process Improvement, Leadership, Marketing, Sales Operations, Business Strategy, Budgets, Visual Merchandising, B2B, Operations Management
Education
Pace University 1997 — 2001
bs, information systems
BNP Paribas Personal Finance July 2007 - December 2007
TD Waterhouse November 2001 - March 2006
Education
New York University 2001 — 2001
Fiance
Queensborough Community College
Associate
TD Ameritrade July 2006 - Present
TD Waterhouse July 2004 - August 2006
IBM Global Services February 1998 - July 2004
Skills
Architectures, IT Service Management, Software Development, Trading, Sun Certified Java..., Agile Methodologies, Architecture, Business Development, Java Enterprise Edition
Education
National Institute of Technology Tiruchirappalli 1991 — 1994
Masters in Computer Science, Compter Science
TD Waterhouse 2007 - Present
Skills
Investments, Wealth Management, Bloomberg, Financial Modeling, Investment Strategies, Mutual Funds, Portfolio Management, Equities, Investment Advisory, Capital Markets, Derivatives, Financial Planning
Education
Queen's University 2010 — 2011
Master's of Finance, Finance, General
The University of Western Ontario 2000 — 2004
Bachelor's degree, Business Administration and Management, General
ATCO Gas August 2012 - Present
ATCO Gas April 2011 - August 2012
ATCO Gas October 2008 - April 2011
MD Management November 2005 - May 2007
TD January 2003 - June 2005
TD June 2001 - January 2003
TD Waterhouse October 2000 - June 2001
Skills
Microsoft Office, Customer Service, Social Media, HTML, Microsoft Excel, Photoshop, JavaScript, Microsoft Word, Linux, Java
Education
Northern Alberta Institute of Technology 1998 — 2000
Diploma, Finance, General
Millennium Trust Company December 2011 - Present
TD Ameritrade (formerly thinkorswim Inc.) July 2006 - April 2010
TD Ameritrade (formerly thinkorswim Inc.) April 2004 - July 2006
LaSalle St. Securities November 2001 - April 2004
TD Waterhouse January 2001 - September 2001
Prudential May 2000 - December 2000
Skills
Problem Resolution, Quantitative Analysis, Retirements Knowledge, Operations Management, Financial Analysis, Asset Allocation, Process Improvement, Change Management, Series 7, Web Design, Series 63, Series 24, Investments, Options, Securities, Trading, Equities, Mutual Funds, Investment Advisory, Alternative Investments, Strategic Financial..., Portfolio Management, Wealth Management, Series 65, Problem Solving
Education
University of Phoenix 2004 — 2006
MBA, Business Administration
University of Illinois at Urbana-Champaign 1998 — 2000
Bachelor of Arts, Economics
Parkland College 1995 — 1998
Associates, Accounting
TD January 2014 - Present
TD Waterhouse November 2009 - Present
TD Waterhouse August 2008 - October 2009
TD Canada Trust June 2008 - July 2008
TD Canada Trust November 2006 - July 2008
Skills
Fixed Income, Mutual Funds, Derivatives, Wealth Management, Bloomberg, Options, Equity Trading, Retirement Planning, Financial Advisory, Trading Strategies, Portfolio Management, Investment Strategies, Financial Services, French, German, Public Speaking, Customer Service, Sales, Team Leadership, Coaching, Trading, Equity Derivatives, Equities, Financial Markets, Personal Financial..., ISM, ThomsonOne, Microsoft Excel, Bonds
Education
Canadian Securities Institute
Financial Planning Standard Counsel
H & R Block
Nipissing University
Capital One January 2014 - Present
The Cubbie Company/Tiecubbie.com October 2012 - Present
Sotheby's July 2012 - December 2012
Ernst & Young May 2007 - July 2012
Reshape Fitness October 2002 - May 2007
TD Waterhouse January 2000 - October 2002
TD Waterhouse January 1997 - January 2000
Education
New York University
Certificate
New York University
Bachelor of Science
The University of Connecticut
Master of Business Administration
TD Ameritrade 2009 - 2011
TIAA-CREF 2007 - 2009
TD Ameritrade 2003 - 2006
TD Waterhouse 1999 - 2003
Education
Mercy College
The Northern Trust Company July 2015 - Present
CIBC June 2008 - August 2014
Mackie Research Capital November 2006 - September 2007
IPC Securities Corp 2005 - 2007
TD Waterhouse 1998 - 2003
Education
Memorial University of Newfoundland
BA, Political Science
Humana Marketpoint October 2003 - Present
IFS/ US Allianz Securities April 2001 - May 2003
TD Waterhouse August 1999 - March 2001
Skills
leader, articulate,..., Leadership, Selling, Insurance, Medicare, Health Insurance, Management, Customer Service, Strategic Planning, Life Insurance, Entrepreneurship, Term Life Insurance
Education
Northern Illinois University 1984 — 1989
BGS, Scientific Illustration
MD Investment Management December 2011 - Present
TD Waterhouse October 2004 - September 2011
Franklin Templeton Investments January 2000 - 2002
Global Strategy 1999 - 2000
Talvest Fund Management 1996 - 1999
AIM Trimark Investments 1992 - 1996
Royal Trust 1988 - 1992
Skills
Investments, Portfolio Management, Investment Strategies, Retirement Planning, Wealth, Wealth Management, High Net Worth..., Investment Advisory, Retirement, Asset Allocation, Mutual Funds, Certified Financial...
Education
Sotheby's Works of Art 1984 — 1986
Art History
Queen's University 1980 — 1984
BA Honors, Art History, Criticism and Conservation
Marianopolis College 1979 — 1980
Social Sciences
The Study School 1968 — 1979
Sun Life Financial January 2015 - Present
Sun Life Financial May 2013 - January 2015
Laboratory of Dr. T. Ozolinš December 2011 - December 2012
TD Waterhouse May 2012 - September 2012
Direct IME May 2011 - August 2011
Skills
Risk Management, Marketing, Underwriting, Financial Risk, Microsoft Excel, Microsoft Office, Insurance, Leadership
Education
Queen's University 2009 — 2013
B.Sc. (Hons), Life Sciences
Trinity College London
Licentiate degree, Piano Performance, Honours
The Royal Conservatory of Music
A.R.C.T., Piano Performance, Honours