Legg Mason
Industry: Investment management company
DescriptionLegg Mason is an American investment management firm with a focus on asset management and serves customers worldwide. Legg Mason offers products in equities and fixed income, as well as domestic and international liquidity management and alternative investments. Assets under management: 747.2 billion USD (as of 31 May 2018) Headquarters: Baltimore, Maryland, United States CEO: Joseph A Sullivan (13 Feb 2013–) Subsidiaries: Western Asset Management Company,
Legg Mason List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Legg Mason. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Legg Mason Salaries. You can even request information on how much does Legg Mason pay if you want to. Learn about salaries, pros and cons of working for Legg Mason directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
2,148 Legg Mason employees in database. Find out everything there's to know about Legg Mason employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Legg Mason Employees
Employee
Years
Job
Industry
Michael Wexler Michael Wexler's Legg Mason Experience August 2014 - Present
Job Legg Mason
Industry Financial Services
Experience
Legg Mason August 2014 - Present
Morgan Stanley February 2013 - August 2014
AXA Advisors August 2011 - February 2013
Education
University of Rochester 2007 — 2011
BA/BS, History
Legg Mason August 2014 - Present
Morgan Stanley February 2013 - August 2014
AXA Advisors August 2011 - February 2013
Education
University of Rochester 2007 — 2011
BA/BS, History
Jay Leopold Jay Leopold's Legg Mason Experience April 2013 - September 2014
Job Head, U.S Investment Risk at Columbia Threadneedle
Industry Investment Management
Experience
Columbia Threadneedle Investments September 2014 - Present
Legg Mason April 2013 - September 2014
Legg Mason Capital Management April 2009 - July 2013
Legg Mason Capital Management January 1995 - July 2013
Legg Mason June 1986 - December 1994
Skills
Portfolios, Equity Research, Equities, Asset Management, Investments, Stocks, Portfolio Management, Wealth Management, Risk Management, Mutual Funds, Enterprise Risk...
Education
University of Pennsylvania - The Wharton School 1983 — 1986
BS, Finance, Political Science
University of Pennsylvania - The Wharton School
Columbia Threadneedle Investments September 2014 - Present
Legg Mason April 2013 - September 2014
Legg Mason Capital Management April 2009 - July 2013
Legg Mason Capital Management January 1995 - July 2013
Legg Mason June 1986 - December 1994
Skills
Portfolios, Equity Research, Equities, Asset Management, Investments, Stocks, Portfolio Management, Wealth Management, Risk Management, Mutual Funds, Enterprise Risk...
Education
University of Pennsylvania - The Wharton School 1983 — 1986
BS, Finance, Political Science
University of Pennsylvania - The Wharton School
Joe Brockman, CFP ® Joe Brockman, CFP ®'s Legg Mason Experience December 2003 - February 2006
Job Vice President, Investments at Raymond James Financial Inc. CERTIFIED FINANCIAL PLANNER ™
Industry Financial Services
Experience
Raymond James Financial Inc. March 2009 - Present
Smith Barney February 2006 - March 2009
Legg Mason December 2003 - February 2006
Skills
Portfolio Management, Wealth Management, Retirement Planning, Financial Analysis, Financial Planning, Mutual Funds, Asset Management, Securities, Equities
Education
Virginia Military Institute 1992 — 1996
Bachelor of Arts (BA), Economics/Business
University of Richmond - Robins School of Business 1999 — 2001
Master of Business Administration (M.B.A.)
St. Christopher's School 1978 — 1992
High School
Raymond James Financial Inc. March 2009 - Present
Smith Barney February 2006 - March 2009
Legg Mason December 2003 - February 2006
Skills
Portfolio Management, Wealth Management, Retirement Planning, Financial Analysis, Financial Planning, Mutual Funds, Asset Management, Securities, Equities
Education
Virginia Military Institute 1992 — 1996
Bachelor of Arts (BA), Economics/Business
University of Richmond - Robins School of Business 1999 — 2001
Master of Business Administration (M.B.A.)
St. Christopher's School 1978 — 1992
High School
Christopher Wasson Christopher Wasson's Legg Mason Experience April 1997 - November 2005
Job Financial Advisor / President at Fenwick Financial Services, LLC
Industry Financial Services
Experience
Fenwick Financial Services, LLC April 2014 - Present
Stifel Nicolaus November 2005 - April 2014
Legg Mason April 1997 - November 2005
Skills
Investments, Series 7, Online Advertising, Advertising, Digital Media, Newspapers
Education
University of South Florida 1992 — 1995
Bachelor of Science (B.S.), Finance and Management
Fenwick Financial Services, LLC April 2014 - Present
Stifel Nicolaus November 2005 - April 2014
Legg Mason April 1997 - November 2005
Skills
Investments, Series 7, Online Advertising, Advertising, Digital Media, Newspapers
Education
University of South Florida 1992 — 1995
Bachelor of Science (B.S.), Finance and Management
Al Wawszczyk Al Wawszczyk's Legg Mason Experience September 2010 - January 2014
Job Manager International Product Development & Client Service at Brandywine Global Investment Management
Industry Financial Services
Experience
Brandywine Global Investment Management January 2014 - Present
Legg Mason September 2010 - January 2014
Legg Mason September 2008 - August 2010
Thomson Reuters Corporation July 2006 - September 2008
ICAP May 2005 - August 2005
Garban ICAP (Brokertec) May 2005 - August 2005
Skills
Salesforce.com, Financial Modeling, Management, Bloomberg, Analysis, Program Management
Education
University of Pennsylvania 2002 — 2006
BA, Politics, Philosophy & Econmics
Carteret High School 1998 — 2002
Brandywine Global Investment Management January 2014 - Present
Legg Mason September 2010 - January 2014
Legg Mason September 2008 - August 2010
Thomson Reuters Corporation July 2006 - September 2008
ICAP May 2005 - August 2005
Garban ICAP (Brokertec) May 2005 - August 2005
Skills
Salesforce.com, Financial Modeling, Management, Bloomberg, Analysis, Program Management
Education
University of Pennsylvania 2002 — 2006
BA, Politics, Philosophy & Econmics
Carteret High School 1998 — 2002
Kara McPeak Kara McPeak's Legg Mason Experience June 2008 - February 2010
Job Assistant Vice President at Brown Brothers Harriman
Industry Financial Services
Experience
Brown Brothers Harriman July 2011 - Present
AllianceBernstein February 2010 - June 2011
Legg Mason June 2008 - February 2010
Bloomingdale's June 2007 - July 2007
Skills
Series 7, Series 63, Mutual Funds, Investments, Customer Relations
Education
University of Pennsylvania 2004 — 2008
Bachelor of Arts, Communications
Villanova University 2012 — 2014
Master of Business Administration (M.B.A.)
Brown Brothers Harriman July 2011 - Present
AllianceBernstein February 2010 - June 2011
Legg Mason June 2008 - February 2010
Bloomingdale's June 2007 - July 2007
Skills
Series 7, Series 63, Mutual Funds, Investments, Customer Relations
Education
University of Pennsylvania 2004 — 2008
Bachelor of Arts, Communications
Villanova University 2012 — 2014
Master of Business Administration (M.B.A.)
Seth J. Lehr Seth J. Lehr's Legg Mason Experience 1992 - 1999
Job Partner at LLR Partners
Industry Venture Capital & Private Equity
Experience
LLR Partners 1999 - Present
Legg Mason 1992 - 1999
Lehman Brothers 1985 - 1992
Skills
Growth Capital, Private Equity, Venture Capital, Buyouts, Middle Market, Recapitalizations, Mergers, Investments, Business Strategy, Financial Services, Business Services
Education
University of Pennsylvania - The Wharton School 1974 — 1983
BS and MBA, Economics and Finance
LLR Partners 1999 - Present
Legg Mason 1992 - 1999
Lehman Brothers 1985 - 1992
Skills
Growth Capital, Private Equity, Venture Capital, Buyouts, Middle Market, Recapitalizations, Mergers, Investments, Business Strategy, Financial Services, Business Services
Education
University of Pennsylvania - The Wharton School 1974 — 1983
BS and MBA, Economics and Finance
James van den Berg James van den Berg's Legg Mason Experience April 1994 - December 2005
Job Vice President / Wealth Management at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott April 2009 - Present
Morgan Stanley Smith Barney December 2005 - April 2009
Legg Mason April 1994 - December 2005
Skills
Retirement Planning, Financial Services, Portfolio Management, Management, Coaching, Asset Allocation, Retirement, Wealth, 401k Rollovers, Estate Planning, Investment Advisory, Wealth Management, Series 65, Financial Goals, Series 7, Investments, Finance
Education
University of Richmond 1974 — 1978
B.A., Sociology, Psychology
Gilman School Baltimore, Maryland 1962 — 1974
diploma
Janney Montgomery Scott April 2009 - Present
Morgan Stanley Smith Barney December 2005 - April 2009
Legg Mason April 1994 - December 2005
Skills
Retirement Planning, Financial Services, Portfolio Management, Management, Coaching, Asset Allocation, Retirement, Wealth, 401k Rollovers, Estate Planning, Investment Advisory, Wealth Management, Series 65, Financial Goals, Series 7, Investments, Finance
Education
University of Richmond 1974 — 1978
B.A., Sociology, Psychology
Gilman School Baltimore, Maryland 1962 — 1974
diploma
Manuel Seidner Manuel Seidner's Legg Mason Experience January 2001 - May 2003
Job External Wholesaler at BlackRock
Industry Investment Management
Experience
BlackRock January 2015 - Present
SEZA REO Investment Group August 2011 - January 2015
Schroders July 2006 - August 2011
Fidelity Investments May 2003 - October 2005
Legg Mason January 2001 - May 2003
Education
University of Pennsylvania 1996 — 1998
BA, Economics, Cum Laude
BlackRock January 2015 - Present
SEZA REO Investment Group August 2011 - January 2015
Schroders July 2006 - August 2011
Fidelity Investments May 2003 - October 2005
Legg Mason January 2001 - May 2003
Education
University of Pennsylvania 1996 — 1998
BA, Economics, Cum Laude
David May David May's Legg Mason Experience February 1997 - December 2008
Job Director of Securities Marketing at Primerica
Industry Financial Services
Experience
Primerica January 2009 - Present
Legg Mason February 1997 - December 2008
Skills
Annuities, Series 6, Mutual Funds, Investments, Series 7, Insurance, Retirement Planning, Securities, Asset Allocation, Long Term Care
Education
University of South Florida 1983 — 1986
BA, History/Economics
Primerica January 2009 - Present
Legg Mason February 1997 - December 2008
Skills
Annuities, Series 6, Mutual Funds, Investments, Series 7, Insurance, Retirement Planning, Securities, Asset Allocation, Long Term Care
Education
University of South Florida 1983 — 1986
BA, History/Economics
Bill Schlossberg Bill Schlossberg's Legg Mason Experience November 2006 - December 2008
Job Application and Project Specialist
Industry Information Technology and Services
Experience
Stamford PC Networks November 2013 - Present
Bridgewater Associates May 2013 - October 2013
GE Capital February 2012 - December 2012
Fujifilm Medical Systems September 2011 - December 2011
Startup Grid Computing firm January 2011 - September 2011
Small PC Network Consulting Firm October 2009 - February 2011
Stamford PC Networks January 2003 - October 2009
Legg Mason November 2006 - December 2008
AIG Trading Group March 1994 - November 2002
Smith Barney Shearson December 1991 - February 1994
Education
University of Rochester - Simon Business School 1984 — 1985
MBA, Finance Accounting Technology
Stamford PC Networks November 2013 - Present
Bridgewater Associates May 2013 - October 2013
GE Capital February 2012 - December 2012
Fujifilm Medical Systems September 2011 - December 2011
Startup Grid Computing firm January 2011 - September 2011
Small PC Network Consulting Firm October 2009 - February 2011
Stamford PC Networks January 2003 - October 2009
Legg Mason November 2006 - December 2008
AIG Trading Group March 1994 - November 2002
Smith Barney Shearson December 1991 - February 1994
Education
University of Rochester - Simon Business School 1984 — 1985
MBA, Finance Accounting Technology
Charles R. Shaw Charles R. Shaw's Legg Mason Experience April 2014 - Present
Job Head of US Product Marketing at Legg Mason
Industry Financial Services
Experience
Legg Mason April 2014 - Present
Sentinel Investments May 2009 - Present
Citigroup Asset Management September 2004 - January 2009
Morgan Stanley August 2003 - September 2004
American Skandia Marketing, Inc. 1999 - 2003
Optima Group, Inc. September 1993 - December 1999
State Street September 1989 - September 1993
Skills
Mutual Funds, Investments, Asset Managment, Marketing, Marketing Strategy, Product Management, Competitive Analysis, Financial Services, Leadership, Hedge Funds, Product Marketing, Digital Marketing, Retirement, Product Development, Equities, Entrepreneurship, Asset Management, Strategy, Business Strategy, Investment Management, Marketing Communications, New Business Development, Alternative Investments, Portfolio Management, Series 7, Relationship Management, Separately Managed..., Wealth Management
Education
University of Richmond 1984 — 1988
BA
Tabor Academy 1980 — 1984
Legg Mason April 2014 - Present
Sentinel Investments May 2009 - Present
Citigroup Asset Management September 2004 - January 2009
Morgan Stanley August 2003 - September 2004
American Skandia Marketing, Inc. 1999 - 2003
Optima Group, Inc. September 1993 - December 1999
State Street September 1989 - September 1993
Skills
Mutual Funds, Investments, Asset Managment, Marketing, Marketing Strategy, Product Management, Competitive Analysis, Financial Services, Leadership, Hedge Funds, Product Marketing, Digital Marketing, Retirement, Product Development, Equities, Entrepreneurship, Asset Management, Strategy, Business Strategy, Investment Management, Marketing Communications, New Business Development, Alternative Investments, Portfolio Management, Series 7, Relationship Management, Separately Managed..., Wealth Management
Education
University of Richmond 1984 — 1988
BA
Tabor Academy 1980 — 1984
Jennie Zhou Jennie Zhou's Legg Mason Experience June 2011 - July 2011
Job Associate at The Boston Consulting Group
Industry Management Consulting
Experience
The Boston Consulting Group June 2015 - Present
Deloitte June 2014 - August 2014
Amgen June 2013 - August 2013
Warner Music Group June 2012 - August 2012
American Apparel October 2011 - January 2012
Legg Mason June 2011 - July 2011
Knight Capital Group January 2011 - June 2011
Skills
Microsoft Excel, Microsoft Office, PowerPoint, Data Analysis, Financial Analysis, Microsoft Word
Education
University of Southern California 2012 — 2014
Bachelor of Science (B.S.), Computer Science and Business Administration
New York University - Leonard N. Stern School of Business 2010 — 2011
The Boston Consulting Group June 2015 - Present
Deloitte June 2014 - August 2014
Amgen June 2013 - August 2013
Warner Music Group June 2012 - August 2012
American Apparel October 2011 - January 2012
Legg Mason June 2011 - July 2011
Knight Capital Group January 2011 - June 2011
Skills
Microsoft Excel, Microsoft Office, PowerPoint, Data Analysis, Financial Analysis, Microsoft Word
Education
University of Southern California 2012 — 2014
Bachelor of Science (B.S.), Computer Science and Business Administration
New York University - Leonard N. Stern School of Business 2010 — 2011
Roslyn Swan Roslyn Swan's Legg Mason Experience December 2005 - May 2007
Job Consultant [Technical/Software Support] at NYS Department of State (Jennifer Temps, Inc.)
Industry Information Technology and Services
Experience
NYS Department of State (Jennifer Temps, Inc.) March 2015 - Present
Agencies February 2009 - August 2014
Robert Half International Inc November 2007 - January 2009
Legg Mason December 2005 - May 2007
Citigroup Asset Managment January 2000 - December 2005
Skills
Microsoft Windows 7, Microsoft Office Suites..., Microsoft Office Suites..., Microsoft Windows XP, Microsoft Windows Vista, Microsoft PowerPoint, Microsoft Excel, Excel Pivot Tables and..., Microsoft Word, Microsoft Access, Adobe PDF, Microsoft Outlook, Customer Service, Technical Support, Information Technology, Windows Server 2012 .v2, Configuring WAP and..., TCP/IP protocols, Bloomberg Launchpad, Latent Zero, MATS, Advent, PeopleSoft, Concur, QuickBooks, Visio, CorelDraw, ACT, Business Analysis, Knowledge of VBA,..., Financial Services, Series 24, Series 7, Series 63, Series 65, FINRA, Morningstar, Vision 2020..., Baseline, Pershing NetExPro..., Reuters (Knowledge and..., FactSet, Windows XP
Education
Per Scholas [CompTIA Network+, Mobility+ and A+ certifications] 2014 — 2015
CompTIA Network+, Mobility+ and A+ certifications, Information Technology
Microsoft Office Word 2010 certified 2014 — 2014
2010 Microsoft Office Specialist
FINRA Registrations: Series 7 Series 24 Series 63 Series 65 (Inactive) 2002 — 2009
Financial Portfolio Analysis (Asset Management)
University of South Carolina-Columbia 1986 — 1991
Bachelor of Arts (B.A.), Political Science
NYS Department of State (Jennifer Temps, Inc.) March 2015 - Present
Agencies February 2009 - August 2014
Robert Half International Inc November 2007 - January 2009
Legg Mason December 2005 - May 2007
Citigroup Asset Managment January 2000 - December 2005
Skills
Microsoft Windows 7, Microsoft Office Suites..., Microsoft Office Suites..., Microsoft Windows XP, Microsoft Windows Vista, Microsoft PowerPoint, Microsoft Excel, Excel Pivot Tables and..., Microsoft Word, Microsoft Access, Adobe PDF, Microsoft Outlook, Customer Service, Technical Support, Information Technology, Windows Server 2012 .v2, Configuring WAP and..., TCP/IP protocols, Bloomberg Launchpad, Latent Zero, MATS, Advent, PeopleSoft, Concur, QuickBooks, Visio, CorelDraw, ACT, Business Analysis, Knowledge of VBA,..., Financial Services, Series 24, Series 7, Series 63, Series 65, FINRA, Morningstar, Vision 2020..., Baseline, Pershing NetExPro..., Reuters (Knowledge and..., FactSet, Windows XP
Education
Per Scholas [CompTIA Network+, Mobility+ and A+ certifications] 2014 — 2015
CompTIA Network+, Mobility+ and A+ certifications, Information Technology
Microsoft Office Word 2010 certified 2014 — 2014
2010 Microsoft Office Specialist
FINRA Registrations: Series 7 Series 24 Series 63 Series 65 (Inactive) 2002 — 2009
Financial Portfolio Analysis (Asset Management)
University of South Carolina-Columbia 1986 — 1991
Bachelor of Arts (B.A.), Political Science
Harold Hughes Harold Hughes's Legg Mason Experience September 1995 - November 2003
Job Senior Vice President, Head of US Retail
Industry Investment Management
Experience
AllianceBernstein July 2011 - December 2013
AllianceBernstein August 2009 - December 2013
AllianceBernstein January 2010 - May 2011
AllianceBernstein August 2008 - August 2009
AllianceBernstein July 2004 - August 2008
Legg Mason September 1995 - November 2003
Lincoln Financial Group February 1994 - September 1995
Skills
Strategy, Wealth Management, Management, Financial Services, Negotiation, Sales Management, Private Clients, Retail, Hedge Funds, Alternative Investments, Asset Management, Equities, Fixed Income, Asset Allocation, Investment Management, Investments, Series 7, Capital Markets, Investment Strategies, Mutual Funds
Education
St. John's College (MD) 1980 — 1984
Bachelor of Arts (B.A.), Liberal Arts and Sciences
University of Pennsylvania - The Wharton School
Securities Industry Association
AllianceBernstein July 2011 - December 2013
AllianceBernstein August 2009 - December 2013
AllianceBernstein January 2010 - May 2011
AllianceBernstein August 2008 - August 2009
AllianceBernstein July 2004 - August 2008
Legg Mason September 1995 - November 2003
Lincoln Financial Group February 1994 - September 1995
Skills
Strategy, Wealth Management, Management, Financial Services, Negotiation, Sales Management, Private Clients, Retail, Hedge Funds, Alternative Investments, Asset Management, Equities, Fixed Income, Asset Allocation, Investment Management, Investments, Series 7, Capital Markets, Investment Strategies, Mutual Funds
Education
St. John's College (MD) 1980 — 1984
Bachelor of Arts (B.A.), Liberal Arts and Sciences
University of Pennsylvania - The Wharton School
Securities Industry Association
Mackenzie Judson Mackenzie Judson's Legg Mason Experience January 2012 - April 2012
Job Manager at Mike's Organic Delivery
Industry Food & Beverages
Experience
Mike's Organic Delivery May 2014 - Present
National Land Partners, LLC June 2013 - January 2014
UBS December 2012 - June 2013
Financial Tracking Technologies, LLC October 2012 - November 2012
Legg Mason January 2012 - April 2012
Skills
Business Development, Customer Service, CRM, Sales, Microsoft Excel, Data Analysis, PowerPoint, Financial Services, Wealth Management, Finance
Education
University of Richmond - Robins School of Business 2007 — 2011
BSBA, Finance, Marketing
Wirtschaftsuniversität Wien / Vienna University of Economics and Business Administration 2009 — 2009
Finance and Marketing
Brunswick School
Mike's Organic Delivery May 2014 - Present
National Land Partners, LLC June 2013 - January 2014
UBS December 2012 - June 2013
Financial Tracking Technologies, LLC October 2012 - November 2012
Legg Mason January 2012 - April 2012
Skills
Business Development, Customer Service, CRM, Sales, Microsoft Excel, Data Analysis, PowerPoint, Financial Services, Wealth Management, Finance
Education
University of Richmond - Robins School of Business 2007 — 2011
BSBA, Finance, Marketing
Wirtschaftsuniversität Wien / Vienna University of Economics and Business Administration 2009 — 2009
Finance and Marketing
Brunswick School
William J. Meagher, Jr. CIMA William J. Meagher, Jr. CIMA's Legg Mason Experience 1989 - 1994
Job Senior Vice President at Wells Fargo The Private Bank
Industry Financial Services
Experience
Wells Fargo - The Private Bank September 2008 - Present
Millennium Wealth Management August 2006 - September 2008
UBS Wealth Management 2000 - 2006
Morgan Stanley 1994 - 2000
Legg Mason 1989 - 1994
MetLife Financial Services 1987 - 1989
Skills
Wealth Management, Financial Advisory, Investment Management, CRM, Retirement Planning, Trust Services, Credit Analysis, Portfolio Management, Credit, Small Business, Estate Planning, Strategic Financial..., Series 7, High Net Worth..., Loans, Strategy, Banking, Asset Allocation, Mortgage Lending, Investments, Management
Education
The Wharton School of Business
Certified Investment Management Analyst (CIMA) Certificate Program
University of the Sciences in Philadelphia 1981 — 1985
St John Neumann HS
Wells Fargo - The Private Bank September 2008 - Present
Millennium Wealth Management August 2006 - September 2008
UBS Wealth Management 2000 - 2006
Morgan Stanley 1994 - 2000
Legg Mason 1989 - 1994
MetLife Financial Services 1987 - 1989
Skills
Wealth Management, Financial Advisory, Investment Management, CRM, Retirement Planning, Trust Services, Credit Analysis, Portfolio Management, Credit, Small Business, Estate Planning, Strategic Financial..., Series 7, High Net Worth..., Loans, Strategy, Banking, Asset Allocation, Mortgage Lending, Investments, Management
Education
The Wharton School of Business
Certified Investment Management Analyst (CIMA) Certificate Program
University of the Sciences in Philadelphia 1981 — 1985
St John Neumann HS
Geoffrey Deasey Geoffrey Deasey's Legg Mason Experience March 2008 - April 2011
Job Successful Investment Management Professional
Industry Investment Management
Experience
Legg Mason March 2008 - April 2011
Glenmede 2003 - 2007
Brown Brothers Harriman 1997 - 2004
CoreStates 1989 - 1994
Education
Widener University School of Law 1980 — 1983
JD
University of Pennsylvania 1976 — 1980
BA, Liberal Arts/Sociology
Legg Mason March 2008 - April 2011
Glenmede 2003 - 2007
Brown Brothers Harriman 1997 - 2004
CoreStates 1989 - 1994
Education
Widener University School of Law 1980 — 1983
JD
University of Pennsylvania 1976 — 1980
BA, Liberal Arts/Sociology
Van D. Olmstead,Jr. CFP® AWMA® Van D. Olmstead,Jr. CFP® AWMA®'s Legg Mason Experience January 1989 - March 2001
Job Senior Vice President Branch Manager at Fulcrum Securities
Industry Financial Services
Experience
Fulcrum Securities March 2014 - Present
Fulcrum Securities, LLC. September 2010 - Present
Capital District Kiwanis 1983 - 2015
Capital District Kiwanis 1983 - 2015
Kiwanis Club of Wilmington DE 2012 - 2013
Congregation Beth Emeth 2010 - 2013
Congregation Beth Emeth 2010 - 2013
Janney Montgomery Scott LLC May 2001 - October 2010
Legg Mason January 1989 - March 2001
Alex. Brown & Sons, Incorporated November 1983 - January 1989
Skills
Asset Allocation, Securities, Wealth Management..., Investments, Wealth Management, Series 7, Financial Advisory, Retirement Planning, Finance, Alternative Investments, Mutual Funds, Investment Advisory, ETFs, Series 63, FINRA, Series 24, Investment Strategies, Series 65, 401k, Asset Management, Estate Planning, Portfolio Management, Retirement, Fixed Annuities, Strategic Financial..., Equities
Education
University of Pennsylvania 2005 — 2006
AWMA, Wealth Management (Wharton)
Widener University School of Law 1973 — 1975
Law
West Chester University of Pennsylvania 1965 — 1969
BA, Political Science, History
Fulcrum Securities March 2014 - Present
Fulcrum Securities, LLC. September 2010 - Present
Capital District Kiwanis 1983 - 2015
Capital District Kiwanis 1983 - 2015
Kiwanis Club of Wilmington DE 2012 - 2013
Congregation Beth Emeth 2010 - 2013
Congregation Beth Emeth 2010 - 2013
Janney Montgomery Scott LLC May 2001 - October 2010
Legg Mason January 1989 - March 2001
Alex. Brown & Sons, Incorporated November 1983 - January 1989
Skills
Asset Allocation, Securities, Wealth Management..., Investments, Wealth Management, Series 7, Financial Advisory, Retirement Planning, Finance, Alternative Investments, Mutual Funds, Investment Advisory, ETFs, Series 63, FINRA, Series 24, Investment Strategies, Series 65, 401k, Asset Management, Estate Planning, Portfolio Management, Retirement, Fixed Annuities, Strategic Financial..., Equities
Education
University of Pennsylvania 2005 — 2006
AWMA, Wealth Management (Wharton)
Widener University School of Law 1973 — 1975
Law
West Chester University of Pennsylvania 1965 — 1969
BA, Political Science, History
Stephen Votto's Legg Mason Experience June 2006 - Present
Job Sales Director, Private Banking at Legg Mason
Industry Financial Services
Experience
Votto Vines Importing, Inc. January 2007 - Present
Legg Mason June 2006 - Present
Legg Mason September 2009 - August 2011
Union College Student Investment Fund September 2006 - January 2008
Legg Mason June 2007 - December 2007
CBRE January 2006 - January 2007
Skills
Entrepreneurship, Economics, Accounting, Wine, Financial Sales, Financial Reporting, Sales Finance, Private Equity, Investments, Equities, Fixed Income, Finance, Portfolio Management, Alternative Investments, Financial Analysis, Capital Markets, Asset Allocation, Mutual Funds, Securities, Wealth Management, Financial Advisory, Options, Business Planning
Education
University of Pennsylvania 2012 — 2012
Certified Investment Management Analyst Program
Union College
Bachelor of Arts, Managerial Economics
Votto Vines Importing, Inc. January 2007 - Present
Legg Mason June 2006 - Present
Legg Mason September 2009 - August 2011
Union College Student Investment Fund September 2006 - January 2008
Legg Mason June 2007 - December 2007
CBRE January 2006 - January 2007
Skills
Entrepreneurship, Economics, Accounting, Wine, Financial Sales, Financial Reporting, Sales Finance, Private Equity, Investments, Equities, Fixed Income, Finance, Portfolio Management, Alternative Investments, Financial Analysis, Capital Markets, Asset Allocation, Mutual Funds, Securities, Wealth Management, Financial Advisory, Options, Business Planning
Education
University of Pennsylvania 2012 — 2012
Certified Investment Management Analyst Program
Union College
Bachelor of Arts, Managerial Economics
Jason Willey's Legg Mason Experience January 1999 - September 2000
Job Director, Investor Relations at FEI Company
Industry Nanotechnology
Experience
FEI Company June 2014 - Present
Cowen and Company January 2012 - September 2013
Around The World Adventure January 2011 - November 2011
Standard & Poor's June 2008 - January 2011
Standard & Poor's January 2006 - June 2008
Moors & Cabot January 2005 - December 2005
SoundView Technology Group August 2000 - October 2004
SoundView Technology Group September 2000 - July 2001
Legg Mason January 1999 - September 2000
Skills
Equity Research, Financial Modeling, Valuation, Investments, Financial Analysis, Mobile Technology, Intellectual Property, Capital Markets, Finance, Financial Services, Mergers & Acquisitions, Due Diligence, Analysis, DCF
Education
University of Pennsylvania - The Wharton School 1995 — 1999
Bachelor of Science
FEI Company June 2014 - Present
Cowen and Company January 2012 - September 2013
Around The World Adventure January 2011 - November 2011
Standard & Poor's June 2008 - January 2011
Standard & Poor's January 2006 - June 2008
Moors & Cabot January 2005 - December 2005
SoundView Technology Group August 2000 - October 2004
SoundView Technology Group September 2000 - July 2001
Legg Mason January 1999 - September 2000
Skills
Equity Research, Financial Modeling, Valuation, Investments, Financial Analysis, Mobile Technology, Intellectual Property, Capital Markets, Finance, Financial Services, Mergers & Acquisitions, Due Diligence, Analysis, DCF
Education
University of Pennsylvania - The Wharton School 1995 — 1999
Bachelor of Science
Brandon Clark's Legg Mason Experience March 2015 - Present
Job ETF Capital Markets
Industry Financial Services
Experience
Dream Factory of Pennsylvania September 2013 - Present
Legg Mason March 2015 - Present
Vanguard January 2012 - February 2015
Vanguard July 2007 - February 2015
Vanguard January 2000 - July 2007
Vanguard November 1998 - January 2000
PNC Bank November 1996 - November 1998
Skills
ETFs, capital markets, investments, sales, product development, Capital Markets, mutual funds, Mutual Funds, Portfolio Management, Investment Strategies, Program Trading, Investments, Financial Markets, Trading, Banking, Derivatives, Alternative Investments, Equities, Financial Advisory, Sales, Bonds, Hedge Funds, Product Development, Options, Commodity, Series 7, Series 63, Finance, Bloomberg, Fixed Income, Securities, Strategy
Education
University of Pittsburgh 1993 — 1998
BS, Economics
Dream Factory of Pennsylvania September 2013 - Present
Legg Mason March 2015 - Present
Vanguard January 2012 - February 2015
Vanguard July 2007 - February 2015
Vanguard January 2000 - July 2007
Vanguard November 1998 - January 2000
PNC Bank November 1996 - November 1998
Skills
ETFs, capital markets, investments, sales, product development, Capital Markets, mutual funds, Mutual Funds, Portfolio Management, Investment Strategies, Program Trading, Investments, Financial Markets, Trading, Banking, Derivatives, Alternative Investments, Equities, Financial Advisory, Sales, Bonds, Hedge Funds, Product Development, Options, Commodity, Series 7, Series 63, Finance, Bloomberg, Fixed Income, Securities, Strategy
Education
University of Pittsburgh 1993 — 1998
BS, Economics
Aaron Walton's Legg Mason Experience March 2006 - October 2007
Job Healthcare and IT Executive
Industry Information Technology and Services
Experience
Edaptive Systems, Inc October 2009 - September 2015
Aircell 2008 - 2009
CareFirst BlueCross BlueShield January 2008 - July 2008
CitiFinancial October 2007 - January 2008
Legg Mason March 2006 - October 2007
Verizon June 1997 - February 2006
Skills
ITIL, Team Management, Unix, Linux, Process Development, Process Improvement, SDLC, Visio, Program Management, MS Project, Vendor Management, IT Service Management, SharePoint, IT Strategy, PMP, PMO, Data Center, Process Engineering, Documentation, Enterprise Architecture, IT Governance, Project Portfolio..., Project Planning, Software Project..., Change Management, Disaster Recovery, Security, Customer Relations, Windows, IT Management, Telecommunications, Team Building, IT Operations, Team Leadership, CMMI, Software Documentation, Information Technology, Management, Project Management, Cross-functional Team..., Requirements Analysis, Troubleshooting, Business Process, Business Analysis, Resource Management, Business Intelligence, Requirements Gathering, Agile Project Management, Business Process...
Education
University of Phoenix 2005 — 2007
MBA, Business
University of Phoenix 2000 — 2005
BS, IT
Edaptive Systems, Inc October 2009 - September 2015
Aircell 2008 - 2009
CareFirst BlueCross BlueShield January 2008 - July 2008
CitiFinancial October 2007 - January 2008
Legg Mason March 2006 - October 2007
Verizon June 1997 - February 2006
Skills
ITIL, Team Management, Unix, Linux, Process Development, Process Improvement, SDLC, Visio, Program Management, MS Project, Vendor Management, IT Service Management, SharePoint, IT Strategy, PMP, PMO, Data Center, Process Engineering, Documentation, Enterprise Architecture, IT Governance, Project Portfolio..., Project Planning, Software Project..., Change Management, Disaster Recovery, Security, Customer Relations, Windows, IT Management, Telecommunications, Team Building, IT Operations, Team Leadership, CMMI, Software Documentation, Information Technology, Management, Project Management, Cross-functional Team..., Requirements Analysis, Troubleshooting, Business Process, Business Analysis, Resource Management, Business Intelligence, Requirements Gathering, Agile Project Management, Business Process...
Education
University of Phoenix 2005 — 2007
MBA, Business
University of Phoenix 2000 — 2005
BS, IT
Ethan Lindbloom's Legg Mason Experience August 2004 - September 2005
Job Vice President Financial Advisor at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott October 2012 - Present
RBC Wealth Management 2005 - October 2012
Legg Mason August 2004 - September 2005
Skills
Series 7, Retirement Planning, Strategic Financial..., Executive Pay, Wealth Management, Mutual Funds, Asset Allocation, Investment Advisory, Series 63, Investment Strategies, Retirement, Estate Planning, Financial Advisory, Investments, Securities, Alternative Investments, Series 65, 401k, Portfolio Management
Education
University of Richmond 1996 — 2001
BA, French
James River HIgh School
Janney Montgomery Scott October 2012 - Present
RBC Wealth Management 2005 - October 2012
Legg Mason August 2004 - September 2005
Skills
Series 7, Retirement Planning, Strategic Financial..., Executive Pay, Wealth Management, Mutual Funds, Asset Allocation, Investment Advisory, Series 63, Investment Strategies, Retirement, Estate Planning, Financial Advisory, Investments, Securities, Alternative Investments, Series 65, 401k, Portfolio Management
Education
University of Richmond 1996 — 2001
BA, French
James River HIgh School
Meredith Ruble's Legg Mason Experience 2000 - 2005
Job VP of Finance and Strategy at iD Tech Camps
Industry E-Learning
Experience
iD Tech Camps July 2013 - Present
Stifel Financial Corp. February 2009 - July 2013
Stifel Financial Corp. 2006 - 2009
Legg Mason 2000 - 2005
Investec, formerly Pennsylvania Merchant Group Inc. 1999 - 2000
CMS Companies 1993 - 2000
Skills
Private Equity, Valuation, Corporate Development, Financial Modeling, Investment Banking, Venture Capital, Mergers, LBO, Due Diligence, Private Placements, Capital Markets, Investments, Alternative Investments, Equities, Corporate Finance, M&A experience, Hedge Funds, Growth Capital, Leveraged Finance, IPO, Mergers & Acquisitions, Business Valuation, Finance, M&A execution, Equity Research, Investor Relations, Securities
Education
University of Pennsylvania 1988 — 1992
Bachelor of Arts (B.A.), Economics
iD Tech Camps July 2013 - Present
Stifel Financial Corp. February 2009 - July 2013
Stifel Financial Corp. 2006 - 2009
Legg Mason 2000 - 2005
Investec, formerly Pennsylvania Merchant Group Inc. 1999 - 2000
CMS Companies 1993 - 2000
Skills
Private Equity, Valuation, Corporate Development, Financial Modeling, Investment Banking, Venture Capital, Mergers, LBO, Due Diligence, Private Placements, Capital Markets, Investments, Alternative Investments, Equities, Corporate Finance, M&A experience, Hedge Funds, Growth Capital, Leveraged Finance, IPO, Mergers & Acquisitions, Business Valuation, Finance, M&A execution, Equity Research, Investor Relations, Securities
Education
University of Pennsylvania 1988 — 1992
Bachelor of Arts (B.A.), Economics
Athena Sosangelis Lorenzo's Legg Mason Experience 2005 - 2007
Job Managing Director, Silver Leaf Partners, LLC
Industry Investment Management
Experience
Silver Leaf Partners, LLC February 2015 - Present
Varadero Capital, LP 2012 - 2014
TKNG Capital Partners, LLC 2010 - 2011
M. Safra & Co., Inc. 2008 - 2009
The Prescott Group, LLC 2007 - 2008
Legg Mason 2005 - 2007
Citigroup 1998 - 2005
Price Waterhouse 1994 - 1998
Citizens Democracy Corp, US Department of State, Agency for International Development Subcontractor 1993 - 1994
Skills
Hedge Funds, Asset Management, Investor Relations, Alternative Investments, Asset Managment, Equities, Portfolio Management, Investment Banking, Financial Markets, Emerging Markets, Mergers & Acquisitions, Investments, Fixed Income, Capital Markets, Business Development, Finance, Private Equity
Education
University of Pennsylvania
BA, Economics, College of Arts & Sciences
University of Pennsylvania - The Wharton School
MBA
University of Pennsylvania - The Wharton School
BS
Silver Leaf Partners, LLC February 2015 - Present
Varadero Capital, LP 2012 - 2014
TKNG Capital Partners, LLC 2010 - 2011
M. Safra & Co., Inc. 2008 - 2009
The Prescott Group, LLC 2007 - 2008
Legg Mason 2005 - 2007
Citigroup 1998 - 2005
Price Waterhouse 1994 - 1998
Citizens Democracy Corp, US Department of State, Agency for International Development Subcontractor 1993 - 1994
Skills
Hedge Funds, Asset Management, Investor Relations, Alternative Investments, Asset Managment, Equities, Portfolio Management, Investment Banking, Financial Markets, Emerging Markets, Mergers & Acquisitions, Investments, Fixed Income, Capital Markets, Business Development, Finance, Private Equity
Education
University of Pennsylvania
BA, Economics, College of Arts & Sciences
University of Pennsylvania - The Wharton School
MBA
University of Pennsylvania - The Wharton School
BS
Jill Jokelson's Legg Mason Experience March 2000 - August 2001
Job Goldman Sachs Investment Management
Industry Financial Services
Experience
Goldman Sachs January 2014 - Present
The Wharton School September 2012 - December 2013
The Wharton School September 2008 - December 2013
Legg Mason March 2000 - August 2001
Andersen Consulting August 1994 - May 1997
Accenture 1994 - 1997
Skills
Mergers & Acquisitions, Equities, Portfolio Management, Consulting, Strategic Planning, Financial Modeling, Management, Valuation, Investments, Due Diligence, Strategy, Private Equity, Structured Finance, Financial Analysis, Leadership, Social Media, Capital Markets, Program Management, Finance, Analysis, Teaching, Investment Banking, New Business Development, Wealth Management
Education
University of Pennsylvania - The Wharton School 1998 — 2000
Master of Business Administration (MBA), Finance and Strategic Management
University of Pennsylvania 1990 — 1994
Bachelor of Arts (B.A.), Economics
Goldman Sachs January 2014 - Present
The Wharton School September 2012 - December 2013
The Wharton School September 2008 - December 2013
Legg Mason March 2000 - August 2001
Andersen Consulting August 1994 - May 1997
Accenture 1994 - 1997
Skills
Mergers & Acquisitions, Equities, Portfolio Management, Consulting, Strategic Planning, Financial Modeling, Management, Valuation, Investments, Due Diligence, Strategy, Private Equity, Structured Finance, Financial Analysis, Leadership, Social Media, Capital Markets, Program Management, Finance, Analysis, Teaching, Investment Banking, New Business Development, Wealth Management
Education
University of Pennsylvania - The Wharton School 1998 — 2000
Master of Business Administration (MBA), Finance and Strategic Management
University of Pennsylvania 1990 — 1994
Bachelor of Arts (B.A.), Economics
Ryan Kropff's Legg Mason Experience May 2007 - August 2010
Job Cyber Security
Industry Aviation & Aerospace
Experience
Northrop Grumman Corporation August 2014 - Present
Northrop Grumman Corporation September 2011 - August 2014
ISACA-CMC 2008 - 2013
ISACACMC 2008 - 2013
Discovery Communications August 2010 - September 2011
Legg Mason May 2007 - August 2010
US Steel May 2005 - May 2007
US Steel January 2003 - May 2005
Skills
Disaster Recovery, CISA, IT Audit, CISSP, COBIT, Information Security..., Sarbanes-Oxley Act, Information Security, Business Continuity, Security, Computer Security, Information Technology
Education
University of Pittsburgh
BS, Information Science
Northrop Grumman Corporation August 2014 - Present
Northrop Grumman Corporation September 2011 - August 2014
ISACA-CMC 2008 - 2013
ISACACMC 2008 - 2013
Discovery Communications August 2010 - September 2011
Legg Mason May 2007 - August 2010
US Steel May 2005 - May 2007
US Steel January 2003 - May 2005
Skills
Disaster Recovery, CISA, IT Audit, CISSP, COBIT, Information Security..., Sarbanes-Oxley Act, Information Security, Business Continuity, Security, Computer Security, Information Technology
Education
University of Pittsburgh
BS, Information Science
Daniel Baldwin's Legg Mason Experience April 2008 - January 2011
Job Technical Manager CareFirst Blue Cross Blue Shield
Industry Utilities
Experience
CareFirst BlueCross BlueShield February 2014 - Present
Bank of America April 2013 - September 2013
DSA January 2011 - April 2013
Legg Mason April 2008 - January 2011
Constellation Energy May 2005 - April 2008
MBNA 2000 - 2005
Ensoport 2000 - 2001
Skills
Enterprise Architecture, Oracle, SOA, Management, Microsoft SQL Server, ASP.NET, Enterprise Software, Leadership, SDLC, C#, Software Solution..., Software Architectural..., Business Intelligence, SharePoint, Technical Writing, Software Development, Integration, .NET, Software Project..., Requirements Analysis, Requirements Gathering, Web Services, Database Design, Agile Methodologies, Data Warehousing, Databases, SQL, Unix, Visio, XML
Education
University of Phoenix 2000 — 2005
Computer Information Sciences, Computer and Information Sciences and Support Services
CareFirst BlueCross BlueShield February 2014 - Present
Bank of America April 2013 - September 2013
DSA January 2011 - April 2013
Legg Mason April 2008 - January 2011
Constellation Energy May 2005 - April 2008
MBNA 2000 - 2005
Ensoport 2000 - 2001
Skills
Enterprise Architecture, Oracle, SOA, Management, Microsoft SQL Server, ASP.NET, Enterprise Software, Leadership, SDLC, C#, Software Solution..., Software Architectural..., Business Intelligence, SharePoint, Technical Writing, Software Development, Integration, .NET, Software Project..., Requirements Analysis, Requirements Gathering, Web Services, Database Design, Agile Methodologies, Data Warehousing, Databases, SQL, Unix, Visio, XML
Education
University of Phoenix 2000 — 2005
Computer Information Sciences, Computer and Information Sciences and Support Services
Bryan Foltz's Legg Mason Experience 2000 - 2007
Job Systems Administrator at Brown Advisory, Baltimore,MD
Industry Information Technology and Services
Experience
Brown Advisory March 2010 - Present
Global Data Consultants October 2007 - March 2010
Legg Mason 2000 - 2007
OnePoint Communications 1998 - 1999
Skills
VoIP, Cisco, Active Directory, VMware, Citrix, Juniper, Cisco Technologies
Education
University of Pittsburgh 1995 — 1999
Brown Advisory March 2010 - Present
Global Data Consultants October 2007 - March 2010
Legg Mason 2000 - 2007
OnePoint Communications 1998 - 1999
Skills
VoIP, Cisco, Active Directory, VMware, Citrix, Juniper, Cisco Technologies
Education
University of Pittsburgh 1995 — 1999
Tim Huston's Legg Mason Experience 1993 - 1999
Job Vice President Investments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc September 1999 - Present
Legg Mason 1993 - 1999
Kidder Peabody 1979 - 1993
White, Weld & Co. 1972 - 1979
Education
University of Pennsylvania 1964 — 1968
BA, English
Wilbraham Academy 1962 — 1964
UBS Financial Services, Inc September 1999 - Present
Legg Mason 1993 - 1999
Kidder Peabody 1979 - 1993
White, Weld & Co. 1972 - 1979
Education
University of Pennsylvania 1964 — 1968
BA, English
Wilbraham Academy 1962 — 1964
B. Andrew Schmucker's Legg Mason Experience 1992 - 2005
Job Founder and Managing Partner
Industry Financial Services
Experience
Delancey Street Partners, LLC 2012 - Present
Janney Montgomery Scott August 2008 - 2011
Stifel Nicolaus 2006 - August 2008
Legg Mason 1992 - 2005
Skills
Strategy, Private Equity, Investments, Venture Capital, Due Diligence, Corporate Finance, Capital Markets, Equities, Alternative Investments, LBO, Corporate Development, Series 7, Private Placements
Education
University of Pennsylvania 1983 — 1987
B.S.E. / B.A., Finance and History
Delancey Street Partners, LLC 2012 - Present
Janney Montgomery Scott August 2008 - 2011
Stifel Nicolaus 2006 - August 2008
Legg Mason 1992 - 2005
Skills
Strategy, Private Equity, Investments, Venture Capital, Due Diligence, Corporate Finance, Capital Markets, Equities, Alternative Investments, LBO, Corporate Development, Series 7, Private Placements
Education
University of Pennsylvania 1983 — 1987
B.S.E. / B.A., Finance and History
David Haraburda's Legg Mason Experience 2003 - 2005
Job Senior Vice President at Maxim Group
Industry Financial Services
Experience
Maxim Group 2012 - Present
Collins Stewart 2008 - 2012
Oppenheimer & Co. 2005 - 2008
Legg Mason 2003 - 2005
Citigroup Asset Management; Davis Skaggs 2000 - 2003
Bear Stearns 1997 - 2000
Skills
Series 7, series 9, Series 10, Series 24, Series 55, Series 63
Education
University of San Francisco 1993 — 1996
Bachelor of Science (BS), Finance and Financial Management Services
Campolindo Highschool 1986 — 1990
Maxim Group 2012 - Present
Collins Stewart 2008 - 2012
Oppenheimer & Co. 2005 - 2008
Legg Mason 2003 - 2005
Citigroup Asset Management; Davis Skaggs 2000 - 2003
Bear Stearns 1997 - 2000
Skills
Series 7, series 9, Series 10, Series 24, Series 55, Series 63
Education
University of San Francisco 1993 — 1996
Bachelor of Science (BS), Finance and Financial Management Services
Campolindo Highschool 1986 — 1990
Trey Olcott's Legg Mason Experience July 2010 - February 2011
Job BNY Mellon
Industry Financial Services
Experience
BNY Mellon March 2015 - Present
PIMCO February 2011 - March 2015
Legg Mason July 2010 - February 2011
Allianz Global Investors June 2008 - August 2008
Education
University of South Carolina - The Moore School of Business 2005 — 2009
BS, Finance
University of South Carolina-Columbia 2005 — 2009
BA, Finance
BNY Mellon March 2015 - Present
PIMCO February 2011 - March 2015
Legg Mason July 2010 - February 2011
Allianz Global Investors June 2008 - August 2008
Education
University of South Carolina - The Moore School of Business 2005 — 2009
BS, Finance
University of South Carolina-Columbia 2005 — 2009
BA, Finance
Andy Soltys's Legg Mason Experience 1999 - 2003
Job Consumer Electronics Professional
Industry Consumer Electronics
Experience
Plantronics December 2007 - March 2009
Wachovia Securities, LLC 2003 - 2008
Legg Mason 1999 - 2003
Education
University of Richmond 1988 — 1992
B.S., English
Plantronics December 2007 - March 2009
Wachovia Securities, LLC 2003 - 2008
Legg Mason 1999 - 2003
Education
University of Richmond 1988 — 1992
B.S., English
Daniel Mistretta's Legg Mason Experience July 2014 - Present
Job Business Development Associate at Legg Mason
Industry Financial Services
Experience
Legg Mason July 2014 - Present
CoreCommodity Management(Formerly Jefferies) April 2010 - July 2014
ADP Retirement Services June 2009 - April 2010
IndexIQ September 2008 - January 2009
Marcus & Millichap August 2006 - May 2008
Legg Mason December 2004 - August 2006
Susquehanna International Group April 1999 - December 2004
MCI Worldcom September 1997 - April 1999
Skills
ETFs, Series 7, Alternative Investments, Bloomberg, Series 63, Options, Reuters, Works well in a team, Equity Trading, Derivatives, Trading, FINRA, Account Management, Capital Markets, Financial Markets, Mutual Funds, Fixed Income, Equities, Trading Systems, Bonds, Hedge Funds, Equity Derivatives, Securities, Bloomberg Terminal, Microsoft Excel, Microsoft Word, US Equities, Direct Sales, Finance, Sales, Marketing
Education
University of South Carolina-Columbia 1992 — 1997
Don Bosco 1988 — 1992
Legg Mason July 2014 - Present
CoreCommodity Management(Formerly Jefferies) April 2010 - July 2014
ADP Retirement Services June 2009 - April 2010
IndexIQ September 2008 - January 2009
Marcus & Millichap August 2006 - May 2008
Legg Mason December 2004 - August 2006
Susquehanna International Group April 1999 - December 2004
MCI Worldcom September 1997 - April 1999
Skills
ETFs, Series 7, Alternative Investments, Bloomberg, Series 63, Options, Reuters, Works well in a team, Equity Trading, Derivatives, Trading, FINRA, Account Management, Capital Markets, Financial Markets, Mutual Funds, Fixed Income, Equities, Trading Systems, Bonds, Hedge Funds, Equity Derivatives, Securities, Bloomberg Terminal, Microsoft Excel, Microsoft Word, US Equities, Direct Sales, Finance, Sales, Marketing
Education
University of South Carolina-Columbia 1992 — 1997
Don Bosco 1988 — 1992
Asher Werthan's Legg Mason Experience May 2006 - September 2008
Job Vice President at Platinum Equity
Industry Venture Capital & Private Equity
Experience
Platinum Equity June 2009 - Present
Legg Mason May 2006 - September 2008
Skills
Private Equity
Education
University of Southern California 2002 — 2006
BS, Finance
Platinum Equity June 2009 - Present
Legg Mason May 2006 - September 2008
Skills
Private Equity
Education
University of Southern California 2002 — 2006
BS, Finance
Brad Mowbray's Legg Mason Experience August 1998 - March 2000
Job Senior Vice President, Managing Director Residential Division at High Associates Ltd.
Industry Real Estate
Experience
High Associates Ltd. January 2014 - Present
Silverwood Companies April 2011 - July 2013
Jefferson Apartment Group July 2009 - April 2011
JPI August 2004 - July 2009
Katalyst January 2004 - August 2004
supplyFORCE March 2000 - June 2003
Legg Mason August 1998 - March 2000
Skills
Real Estate Economics, Due Diligence, Disposition, Leases, Real Estate, Real Estate Development, Brokerage, Mergers & Acquisitions, Commercial Real Estate, Acquisitions, Property Management, Apartments, Asset Management, Investments, Real Estate Financing, Dispositions
Education
University of Richmond 1994 — 1998
BS in Business Administration
Gilman
High Associates Ltd. January 2014 - Present
Silverwood Companies April 2011 - July 2013
Jefferson Apartment Group July 2009 - April 2011
JPI August 2004 - July 2009
Katalyst January 2004 - August 2004
supplyFORCE March 2000 - June 2003
Legg Mason August 1998 - March 2000
Skills
Real Estate Economics, Due Diligence, Disposition, Leases, Real Estate, Real Estate Development, Brokerage, Mergers & Acquisitions, Commercial Real Estate, Acquisitions, Property Management, Apartments, Asset Management, Investments, Real Estate Financing, Dispositions
Education
University of Richmond 1994 — 1998
BS in Business Administration
Gilman
Emily McCarthy's Legg Mason Experience 2001 - 2002
Job Regional Sales Director at The Hartford
Industry Insurance
Experience
The Hartford May 2002 - September 2011
Legg Mason 2001 - 2002
Skills
401k, Mutual Funds, Series 63
Education
University of Richmond 1991 — 1995
BA, Economics, International Relations
The Hartford May 2002 - September 2011
Legg Mason 2001 - 2002
Skills
401k, Mutual Funds, Series 63
Education
University of Richmond 1991 — 1995
BA, Economics, International Relations
Josh Kuder's Legg Mason Experience July 2001 - March 2004
Job Director at Enhanced Capital Partners
Industry Venture Capital & Private Equity
Experience
Enhanced Capital July 2011 - Present
Linx Partners, LLC August 2008 - July 2011
Florida Capital Partners, Inc. March 2004 - June 2008
Legg Mason July 2001 - March 2004
Skills
Due Diligence, Investments, Portfolio Management, Loans, Private Equity, Mezzanine, Financial Modeling, Securities, Structured Finance, Capital, Acquisitions, Venture Capital, Mergers & Acquisitions, Valuation, Corporate Development, Finance, Corporate Finance
Education
University of Richmond 1997 — 2001
University of Richmond - Robins School of Business 1997 — 2001
BS, Finance
Enhanced Capital July 2011 - Present
Linx Partners, LLC August 2008 - July 2011
Florida Capital Partners, Inc. March 2004 - June 2008
Legg Mason July 2001 - March 2004
Skills
Due Diligence, Investments, Portfolio Management, Loans, Private Equity, Mezzanine, Financial Modeling, Securities, Structured Finance, Capital, Acquisitions, Venture Capital, Mergers & Acquisitions, Valuation, Corporate Development, Finance, Corporate Finance
Education
University of Richmond 1997 — 2001
University of Richmond - Robins School of Business 1997 — 2001
BS, Finance
Cynthia Thornton's Legg Mason Experience April 1996 - July 1998
Job Certified Facilitator and Business Professional in Mortgage Servicing, Financial Services, Technical, Leadership, Sales
Industry Professional Training & Coaching
Experience
TrainingFolks January 2013 - March 2013
TrainingFolks August 2012 - November 2012
TrainingFolks December 2011 - March 2012
TD Bank Group April 2011 - October 2011
Wells Fargo Advisors October 2010 - February 2011
The South Financial Group February 2008 - April 2010
W M Financial Services/ Washington Mutual (now Chase) December 2004 - January 2007
Washington Mutual (Now Chase) June 1998 - November 2004
Legg Mason April 1996 - July 1998
BARNETT SECURITIES January 1991 - January 1996
Skills
Training Delivery, Instructor-led Training, Performance Consulting, Training, Needs Analysis, Coaching
Education
University of South Florida 1980 — 1981
B.A., Marketing, Accounting, Finance
TrainingFolks January 2013 - March 2013
TrainingFolks August 2012 - November 2012
TrainingFolks December 2011 - March 2012
TD Bank Group April 2011 - October 2011
Wells Fargo Advisors October 2010 - February 2011
The South Financial Group February 2008 - April 2010
W M Financial Services/ Washington Mutual (now Chase) December 2004 - January 2007
Washington Mutual (Now Chase) June 1998 - November 2004
Legg Mason April 1996 - July 1998
BARNETT SECURITIES January 1991 - January 1996
Skills
Training Delivery, Instructor-led Training, Performance Consulting, Training, Needs Analysis, Coaching
Education
University of South Florida 1980 — 1981
B.A., Marketing, Accounting, Finance
Dr. Oswald H. Richards's Legg Mason Experience April 1996 - September 1997
Job Chairman & Professor at Lincoln University
Industry Higher Education
Experience
Lincoln University January 1999 - Present
Legg Mason April 1996 - September 1997
PNC Bank April 1987 - March 1996
Riggs National Bank 1985 - 1987
Skills
Teaching, Higher Education, Student Affairs, Public Speaking, Research, Program Development, Organizational..., Nonprofits, Strategic Planning, Curriculum Design, Leadership Development, Fundraising, Entrepreneurship, Information Technology, Study Abroad Programs
Education
University of Pennsylvania
Ph.D.
Lincoln University January 1999 - Present
Legg Mason April 1996 - September 1997
PNC Bank April 1987 - March 1996
Riggs National Bank 1985 - 1987
Skills
Teaching, Higher Education, Student Affairs, Public Speaking, Research, Program Development, Organizational..., Nonprofits, Strategic Planning, Curriculum Design, Leadership Development, Fundraising, Entrepreneurship, Information Technology, Study Abroad Programs
Education
University of Pennsylvania
Ph.D.
Diana Cooper's Legg Mason Experience April 1984 - February 2006
Job Executive Director at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management June 2012 - Present
Citi February 2006 - June 2012
Legg Mason April 1984 - February 2006
Skills
Series 7, Series 63, Series 24, Series 65, CPA, Alternative Investments, Asset Management, Capital Markets, Equities, Financial Services, Fixed Income, Risk Management, Securities, Wealth Management
Education
University of Richmond - Robins School of Business 1977 — 1979
Bachelor of Science in Business Administration, Accounting
University of Richmond 1975 — 1977
Morgan Stanley Wealth Management June 2012 - Present
Citi February 2006 - June 2012
Legg Mason April 1984 - February 2006
Skills
Series 7, Series 63, Series 24, Series 65, CPA, Alternative Investments, Asset Management, Capital Markets, Equities, Financial Services, Fixed Income, Risk Management, Securities, Wealth Management
Education
University of Richmond - Robins School of Business 1977 — 1979
Bachelor of Science in Business Administration, Accounting
University of Richmond 1975 — 1977
Tracey Gorton's Legg Mason Experience January 2010 - Present
Job Administrative Assistant at Legg Mason
Industry Financial Services
Experience
Legg Mason January 2010 - Present
Skills
Outlook, Microsoft Excel, Mutual Funds, Access, PeopleSoft, PowerPoint, Microsoft Office, Customer Service, Microsoft Word, Marketing, Spreadsheets, Administrative...
Education
University of Rhode Island 2005 — 2009
Bachelor of Science (BS), Marketing
Legg Mason January 2010 - Present
Skills
Outlook, Microsoft Excel, Mutual Funds, Access, PeopleSoft, PowerPoint, Microsoft Office, Customer Service, Microsoft Word, Marketing, Spreadsheets, Administrative...
Education
University of Rhode Island 2005 — 2009
Bachelor of Science (BS), Marketing
Vanguard
Franklin Templeton Investments
Morningstar
The Vanguard Group
Bridgewater Associates
AIMCO
Janus Capital Group
Nuveen Investments