Legg Mason
Industry: Investment management company
DescriptionLegg Mason is an American investment management firm with a focus on asset management and serves customers worldwide. Legg Mason offers products in equities and fixed income, as well as domestic and international liquidity management and alternative investments. Assets under management: 747.2 billion USD (as of 31 May 2018) Headquarters: Baltimore, Maryland, United States CEO: Joseph A Sullivan (13 Feb 2013–) Subsidiaries: Western Asset Management Company,
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Legg Mason Employees
Employee
Years
Job
Industry
Tim Katusha Tim Katusha's Legg Mason Experience 2004 - 2011
Job Regional Director at Delaware Investments, a member of the Macquarie Group
Industry Investment Management
Experience
Delaware Investments, a member of the Macquarie Group 2011 - Present
Autonomy Distributors 2014 - Present
Legg Mason 2004 - 2011
Brain Power 2001 - 2004
Standard & Poor's 2000 - 2001
OppenheimerFunds 1996 - 2000
Skills
Distribution, Wholesale, Logistics, Investments, Asset Management, Portfolio Management, Equities, Fixed Income, Hedge Funds, Separately Managed..., Financial Advisory, Bloomberg, Asset Allocation, Mutual Funds, Alternative Investments, Investment Management
Education
Saint Bonaventure University
B.S., Finance
Delaware Investments, a member of the Macquarie Group 2011 - Present
Autonomy Distributors 2014 - Present
Legg Mason 2004 - 2011
Brain Power 2001 - 2004
Standard & Poor's 2000 - 2001
OppenheimerFunds 1996 - 2000
Skills
Distribution, Wholesale, Logistics, Investments, Asset Management, Portfolio Management, Equities, Fixed Income, Hedge Funds, Separately Managed..., Financial Advisory, Bloomberg, Asset Allocation, Mutual Funds, Alternative Investments, Investment Management
Education
Saint Bonaventure University
B.S., Finance
Alejandro Agudelo Alejandro Agudelo's Legg Mason Experience March 2008 - April 2012
Job Senior Institutional Client Analyst at Neuberger Berman
Industry Financial Services
Experience
Neuberger Berman May 2013 - Present
BNY Mellon October 2012 - May 2013
Legg Mason March 2008 - April 2012
E*TRADE Financial October 2007 - March 2008
Pershing LLC. October 2006 - July 2007
Skills
Microsoft Office, Bloomberg Terminal, TA2000, Rumba, ADP Payroll, Merlin, SAP, AWD, Ad Hoc Reporting, Citrix, DST, Mutual Funds, Asset Allocation, Financial Services, Wealth Management, Alternative Investments, Finance
Education
Queens College 2013 — 2015
Bachelor of Arts (B.A.), Economics
Queensborough Community College 2010 — 2012
Associate of Science (A.S.), Business Administration, Management and Operations
Neuberger Berman May 2013 - Present
BNY Mellon October 2012 - May 2013
Legg Mason March 2008 - April 2012
E*TRADE Financial October 2007 - March 2008
Pershing LLC. October 2006 - July 2007
Skills
Microsoft Office, Bloomberg Terminal, TA2000, Rumba, ADP Payroll, Merlin, SAP, AWD, Ad Hoc Reporting, Citrix, DST, Mutual Funds, Asset Allocation, Financial Services, Wealth Management, Alternative Investments, Finance
Education
Queens College 2013 — 2015
Bachelor of Arts (B.A.), Economics
Queensborough Community College 2010 — 2012
Associate of Science (A.S.), Business Administration, Management and Operations
Jennifer Clinton Jennifer Clinton's Legg Mason Experience February 2014 - May 2014
Job Graphic Designer / Snowboard Ski Patroller/ D1 golfer www.jclintondesign.com
Industry Graphic Design
Experience
Windham Mountain December 2009 - Present
Be* marketing September 2014 - May 2015
Legg Mason February 2014 - May 2014
Long Island Aquarium and Exhibition Center June 2013 - August 2013
Metropolitan PGA June 2011 - August 2013
Skills
Microsoft Office, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Photoshop, Social Media, Public Speaking, English, Adobe Photoshop, Adobe InDesign, QuarkXPress, Adobe Illustrator, Adobe Muse, Adobe Flash, Graphite Drawing, Charcoal Drawings, colored pencil, Oil Painting, Watercolor Illustration, Cpr Certified, OEC certified, Illustrator, InDesign, Microsoft Excel, Graphic Design, CPR Certified, Adobe Creative Suite, Facebook
Education
Sacred Heart University 2010 — 2014
Bachelor's degree, Graphic Design
Windham Mountain December 2009 - Present
Be* marketing September 2014 - May 2015
Legg Mason February 2014 - May 2014
Long Island Aquarium and Exhibition Center June 2013 - August 2013
Metropolitan PGA June 2011 - August 2013
Skills
Microsoft Office, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Photoshop, Social Media, Public Speaking, English, Adobe Photoshop, Adobe InDesign, QuarkXPress, Adobe Illustrator, Adobe Muse, Adobe Flash, Graphite Drawing, Charcoal Drawings, colored pencil, Oil Painting, Watercolor Illustration, Cpr Certified, OEC certified, Illustrator, InDesign, Microsoft Excel, Graphic Design, CPR Certified, Adobe Creative Suite, Facebook
Education
Sacred Heart University 2010 — 2014
Bachelor's degree, Graphic Design
Emily Davalchenko Emily Davalchenko's Legg Mason Experience September 2005 - April 2010
Job Product Specialist at BlackRock
Industry Financial Services
Experience
BlackRock July 2013 - Present
J.P. Morgan April 2010 - July 2013
Legg Mason September 2005 - April 2010
PNC Advisors September 2004 - September 2005
Vanguard July 2001 - September 2004
Education
Saint Joseph's University - Erivan K. Haub School of Business 2004 — 2007
Master of Business Administration (MBA), Marketing
West Chester University of Pennsylvania 1997 — 2001
B.S., Finance
BlackRock July 2013 - Present
J.P. Morgan April 2010 - July 2013
Legg Mason September 2005 - April 2010
PNC Advisors September 2004 - September 2005
Vanguard July 2001 - September 2004
Education
Saint Joseph's University - Erivan K. Haub School of Business 2004 — 2007
Master of Business Administration (MBA), Marketing
West Chester University of Pennsylvania 1997 — 2001
B.S., Finance
Nikki Jamin's Legg Mason Experience September 2011 - August 2012
Job Executive Team Leader Human Resources at Target
Industry Marketing and Advertising
Experience
Target July 2014 - Present
Target June 2012 - July 2014
Target February 2013 - January 2014
Legg Mason September 2011 - August 2012
Loyola University Maryland: The Study September 2009 - December 2011
Milan Rose Photography August 2007 - September 2011
Skills
Leadership, Facebook, Microsoft Excel, Sales, Microsoft Word, PowerPoint, Social Networking, Management, Human Resources, Social Media, Event Planning, Performance Management, Talent Management, Marketing
Education
Saint Joseph's University 2015 — 2016
Master of Business Administration (M.B.A.), Leadership
Loyola University Maryland 2008 — 2012
BBA, Marketing, 4.0
Target July 2014 - Present
Target June 2012 - July 2014
Target February 2013 - January 2014
Legg Mason September 2011 - August 2012
Loyola University Maryland: The Study September 2009 - December 2011
Milan Rose Photography August 2007 - September 2011
Skills
Leadership, Facebook, Microsoft Excel, Sales, Microsoft Word, PowerPoint, Social Networking, Management, Human Resources, Social Media, Event Planning, Performance Management, Talent Management, Marketing
Education
Saint Joseph's University 2015 — 2016
Master of Business Administration (M.B.A.), Leadership
Loyola University Maryland 2008 — 2012
BBA, Marketing, 4.0
Glen Doss Glen Doss's Legg Mason Experience April 2000 - October 2002
Job Director, Strategy and Business Development at CentreTEK Solutions
Industry Information Technology and Services
Experience
CentreTEK Solutions February 2012 - Present
ICF International October 2002 - February 2012
Macro International 2002 - 2009
Legg Mason April 2000 - October 2002
GDoss December 1999 - October 2002
Skills
Business Development, Web Consulting, Project Portfolio..., Information Architecture, Web Design, Web Analytics, Social Media, Direct Sales, Budget Management, Program Management, Usability, Strategic Consulting, Software Development, Software Project..., Government Contracting, CMS, SEO, CRM, Analytics, Consultants, E-Learning, Budgets, Agile Methodologies, Management Consulting, Project Management, SDLC, Product Management
Education
Towson University 2000 — 2002
MS, Applied Information Technology
Salisbury University - Perdue School of Business 1996 — 1999
BS, Business, Information Systems
CentreTEK Solutions February 2012 - Present
ICF International October 2002 - February 2012
Macro International 2002 - 2009
Legg Mason April 2000 - October 2002
GDoss December 1999 - October 2002
Skills
Business Development, Web Consulting, Project Portfolio..., Information Architecture, Web Design, Web Analytics, Social Media, Direct Sales, Budget Management, Program Management, Usability, Strategic Consulting, Software Development, Software Project..., Government Contracting, CMS, SEO, CRM, Analytics, Consultants, E-Learning, Budgets, Agile Methodologies, Management Consulting, Project Management, SDLC, Product Management
Education
Towson University 2000 — 2002
MS, Applied Information Technology
Salisbury University - Perdue School of Business 1996 — 1999
BS, Business, Information Systems
Kimnese Abdul-Salaam Kimnese Abdul-Salaam's Legg Mason Experience October 1993 - May 1999
Job Financial Analyst II at Georgia Department of Insurance
Industry Insurance
Experience
Georgia Department of Insurance May 2002 - Present
Nuveen Investments May 1999 - May 2002
Legg Mason October 1993 - May 1999
Skills
Financial Analysis, Financial Services, Management, Insurance, Process Improvement, Leadership, Microsoft Excel, Microsoft Office, Microsoft Word
Education
Saint Joseph's University 1996 — 1999
Finance, General
Georgia Department of Insurance May 2002 - Present
Nuveen Investments May 1999 - May 2002
Legg Mason October 1993 - May 1999
Skills
Financial Analysis, Financial Services, Management, Insurance, Process Improvement, Leadership, Microsoft Excel, Microsoft Office, Microsoft Word
Education
Saint Joseph's University 1996 — 1999
Finance, General
Samuel Bosch Samuel Bosch's Legg Mason Experience April 2012 - Present
Job Client Relationship Manager at Legg Mason
Industry Financial Services
Experience
Legg Mason April 2012 - Present
Jennison Associates LLC January 2009 - August 2011
Jennison Associates LLC August 2006 - January 2009
USMC Reserves 2003 - 2007
Education
Sacred Heart University
Bachelor of Arts (B.A.), Finance, General
Legg Mason April 2012 - Present
Jennison Associates LLC January 2009 - August 2011
Jennison Associates LLC August 2006 - January 2009
USMC Reserves 2003 - 2007
Education
Sacred Heart University
Bachelor of Arts (B.A.), Finance, General
Adam Riggio Adam Riggio's Legg Mason Experience March 2004 - January 2005
Job Investment Valuation Analyst at Guggenheim Investments
Industry Investment Management
Experience
Guggenheim Partners May 2015 - Present
Cornerstone Montgomery August 2014 - October 2014
Morgan Stanley July 2013 - June 2014
T. Rowe Price 2005 - 2013
Legg Mason March 2004 - January 2005
Skills
Account Reconciliation, Banking, Bank Reconciliation, Finance, Accounting, Project Management, Research, Nonprofits, Supervisory Skills, Employee Training, Problem Solving, Problem Analysis, Mutual Funds, Dividends, Equity Research, Microsoft Office, New Hire Training, Employee Orientations, Interdepartmental..., Sunguard, Oracle, Written & Oral..., Hands-on Training, Microsoft Excel
Education
Salisbury University - Perdue School of Business 1999 — 2003
Bachelor of Science (B.S.), Finance, General, 3.0/4.0
University of Phoenix 2012 — 2014
Bachelor of Science (B.S.), Accounting, Currently 3.6/4.0
Guggenheim Partners May 2015 - Present
Cornerstone Montgomery August 2014 - October 2014
Morgan Stanley July 2013 - June 2014
T. Rowe Price 2005 - 2013
Legg Mason March 2004 - January 2005
Skills
Account Reconciliation, Banking, Bank Reconciliation, Finance, Accounting, Project Management, Research, Nonprofits, Supervisory Skills, Employee Training, Problem Solving, Problem Analysis, Mutual Funds, Dividends, Equity Research, Microsoft Office, New Hire Training, Employee Orientations, Interdepartmental..., Sunguard, Oracle, Written & Oral..., Hands-on Training, Microsoft Excel
Education
Salisbury University - Perdue School of Business 1999 — 2003
Bachelor of Science (B.S.), Finance, General, 3.0/4.0
University of Phoenix 2012 — 2014
Bachelor of Science (B.S.), Accounting, Currently 3.6/4.0
Steve Iatarola's Legg Mason Experience 1996 - 1999
Job Vice President Institutional Sales at Advisors Asset Management, Inc.
Industry Financial Services
Experience
Advisors Asset Management, Inc. June 2011 - Present
Beneficial Bank September 2010 - April 2011
Commerce Capital Markets August 2007 - November 2008
RBC Capital Markets 2000 - 2004
Legg Mason 1996 - 1999
Tucker Anthony 1993 - 1996
Merrill Lynch 1990 - 1993
Skills
Bonds, Finance, Fixed Income, Investments
Education
Saint Joseph's University 1986 — 1990
BS, Finance
Saint Joseph's University 1986 — 1990
Bachelor's degree, Finance, General
Advisors Asset Management, Inc. June 2011 - Present
Beneficial Bank September 2010 - April 2011
Commerce Capital Markets August 2007 - November 2008
RBC Capital Markets 2000 - 2004
Legg Mason 1996 - 1999
Tucker Anthony 1993 - 1996
Merrill Lynch 1990 - 1993
Skills
Bonds, Finance, Fixed Income, Investments
Education
Saint Joseph's University 1986 — 1990
BS, Finance
Saint Joseph's University 1986 — 1990
Bachelor's degree, Finance, General
Cristen Sanfilippo's Legg Mason Experience October 2014 - Present
Job Project Management & Business Support at Legg Mason
Industry Financial Services
Experience
Legg Mason October 2014 - Present
Seton Hill University August 2012 - May 2014
Towson University 2010 - 2012
Sports Her Way Inc. June 2010 - August 2011
Skills
Admissions, Student Leadership, Editing, Program Development, Fundraising, Sports Management, Student Affairs, Public Speaking, Sports, Higher Education, Time Management, Athletics, Event Management, Sports Marketing, Event Planning
Education
Seton Hill University 2012 — 2014
Master of Business Administration (MBA), Sports Management
Roanoke College 2006 — 2010
Bachelor of Arts (B.A.), Psychology
Legg Mason October 2014 - Present
Seton Hill University August 2012 - May 2014
Towson University 2010 - 2012
Sports Her Way Inc. June 2010 - August 2011
Skills
Admissions, Student Leadership, Editing, Program Development, Fundraising, Sports Management, Student Affairs, Public Speaking, Sports, Higher Education, Time Management, Athletics, Event Management, Sports Marketing, Event Planning
Education
Seton Hill University 2012 — 2014
Master of Business Administration (MBA), Sports Management
Roanoke College 2006 — 2010
Bachelor of Arts (B.A.), Psychology
Colby Savadove's Legg Mason Experience 2001 - 2004
Job UBS Financial Services, Inc.
Industry Financial Services
Experience
Legg Mason 2001 - 2004
Education
Dulaney High School
Randolph-Macon College
Legg Mason 2001 - 2004
Education
Dulaney High School
Randolph-Macon College
Amy Porpora Pavia Amy Porpora Pavia's Legg Mason Experience March 2015 - Present
Job Site Director at Legg Mason
Industry Writing and Editing
Experience
Primal Life Organics, LLC February 2015 - Present
Legg Mason March 2015 - Present
North American Power March 2014 - January 2015
Legg Mason December 2013 - November 2014
Synapse February 2011 - March 2014
Synapse May 2009 - February 2011
Time Warner April 2005 - May 2009
Time Inc July 2004 - April 2005
Columbia House June 2002 - June 2004
BMG-Columbia House 1996 - 1999
Skills
Direct Marketing, Digital Strategy, Digital Marketing, Email Marketing, Direct Mail, Digital Media, Integrated Marketing, Copywriting, Interactive Marketing, Online Advertising, Creative Direction, Content Strategy, Publishing, Advertising, Online Marketing, Social Media, E-commerce, Social Media Marketing, Marketing, Brand Development, User Experience, Marketing Strategy, Newsletters, Web Analytics, New Business Development, Art Direction, Magazines, Creative Strategy, Interactive Advertising, New Media, Mobile Marketing, SEM, Publications, Proofreading, Copy Editing, Content Management, SEO, Media Planning, Marketing Copy, Marketing Communications, Content Development, Direct Response, Omniture, Customer Acquisition, Catalogs, Web Content, Multi-channel Marketing, Website Development, B2B Marketing
Education
School of Visual Arts 2002 — 2005
Certification, Graphic Design/Writing in Advertising
Saint Anselm College 1995 — 1999
BA, Enligh/Liberal Arts
metuchen high school 1991 — 1995
Primal Life Organics, LLC February 2015 - Present
Legg Mason March 2015 - Present
North American Power March 2014 - January 2015
Legg Mason December 2013 - November 2014
Synapse February 2011 - March 2014
Synapse May 2009 - February 2011
Time Warner April 2005 - May 2009
Time Inc July 2004 - April 2005
Columbia House June 2002 - June 2004
BMG-Columbia House 1996 - 1999
Skills
Direct Marketing, Digital Strategy, Digital Marketing, Email Marketing, Direct Mail, Digital Media, Integrated Marketing, Copywriting, Interactive Marketing, Online Advertising, Creative Direction, Content Strategy, Publishing, Advertising, Online Marketing, Social Media, E-commerce, Social Media Marketing, Marketing, Brand Development, User Experience, Marketing Strategy, Newsletters, Web Analytics, New Business Development, Art Direction, Magazines, Creative Strategy, Interactive Advertising, New Media, Mobile Marketing, SEM, Publications, Proofreading, Copy Editing, Content Management, SEO, Media Planning, Marketing Copy, Marketing Communications, Content Development, Direct Response, Omniture, Customer Acquisition, Catalogs, Web Content, Multi-channel Marketing, Website Development, B2B Marketing
Education
School of Visual Arts 2002 — 2005
Certification, Graphic Design/Writing in Advertising
Saint Anselm College 1995 — 1999
BA, Enligh/Liberal Arts
metuchen high school 1991 — 1995
Victoria Barrington Victoria Barrington's Legg Mason Experience 2013 - Present
Job College Savings Sales Director at Legg Mason
Industry Financial Services
Experience
Legg Mason 2013 - Present
Legg Mason July 2010 - December 2012
AXA Advisors December 2006 - June 2010
Skills
Series 7, Mutual Funds
Education
Rider University 2002 — 2006
Bachelor of Business Administration (BBA), Accounting
Legg Mason 2013 - Present
Legg Mason July 2010 - December 2012
AXA Advisors December 2006 - June 2010
Skills
Series 7, Mutual Funds
Education
Rider University 2002 — 2006
Bachelor of Business Administration (BBA), Accounting
Evan Davis Evan Davis's Legg Mason Experience September 2012 - Present
Job National Sales Manager Independent Advisor Division at Legg Mason
Industry Investment Management
Experience
Legg Mason September 2012 - Present
Legg Mason December 2005 - August 2012
T Rowe Price 1995 - 1998
Skills
Separately Managed..., Fixed Income, Asset Allocation, ETFs, Alternative Investments, Investment Strategies, Series 24, Investments, Retirement Planning, Mutual Funds, Wealth Management, Series 7, Equities, Series 63, Series 65, FINRA, Investment Management, Investment Advisory
Education
Randolph-Macon College 1990 — 1994
Legg Mason September 2012 - Present
Legg Mason December 2005 - August 2012
T Rowe Price 1995 - 1998
Skills
Separately Managed..., Fixed Income, Asset Allocation, ETFs, Alternative Investments, Investment Strategies, Series 24, Investments, Retirement Planning, Mutual Funds, Wealth Management, Series 7, Equities, Series 63, Series 65, FINRA, Investment Management, Investment Advisory
Education
Randolph-Macon College 1990 — 1994
Paul Cervone, CFA Paul Cervone, CFA's Legg Mason Experience 2002 - December 2013
Job Experienced Marketing and Financial Services Professional
Industry Financial Services
Experience
HJW Executive Search LLC January 2014 - Present
Legg Mason 2002 - December 2013
GE Asset Management 2000 - 2002
AIG Global Investment Group 1999 - 2000
Credit Suisse 1996 - 1999
Evaluation Associates 1993 - 1996
Skills
Hedge Funds, Alternative Investments, Fixed Income, Analysis, Marketing Strategy, Asset Managment, Equities, Series 7, Portfolio Management, Wealth Management, Investments, Relationship Management, Mutual Funds, Series 63, Separately Managed..., Management, Financial Services, Sales, Asset Allocation, Marketing, Finance, Asset Management
Education
CFA Institute Chartered Financial Analyst (CFA)
Quinnipiac University 1988 — 1992
Bacelor of Science, Business Administration and Management
HJW Executive Search LLC January 2014 - Present
Legg Mason 2002 - December 2013
GE Asset Management 2000 - 2002
AIG Global Investment Group 1999 - 2000
Credit Suisse 1996 - 1999
Evaluation Associates 1993 - 1996
Skills
Hedge Funds, Alternative Investments, Fixed Income, Analysis, Marketing Strategy, Asset Managment, Equities, Series 7, Portfolio Management, Wealth Management, Investments, Relationship Management, Mutual Funds, Series 63, Separately Managed..., Management, Financial Services, Sales, Asset Allocation, Marketing, Finance, Asset Management
Education
CFA Institute Chartered Financial Analyst (CFA)
Quinnipiac University 1988 — 1992
Bacelor of Science, Business Administration and Management
Brad Buttner's Legg Mason Experience February 1995 - July 2002
Job Senior Vice President/Investments Janney Montgomery Scott, LLC
Industry Financial Services
Experience
Janney Montgomery Scott October 2008 - Present
Mayflower Bancorp, Inc. 1985 - Present
Moors & Cabot July 2002 - October 2008
Legg Mason February 1995 - July 2002
Education
Rollins College
Bachelor of Science, Business Administration
Janney Montgomery Scott October 2008 - Present
Mayflower Bancorp, Inc. 1985 - Present
Moors & Cabot July 2002 - October 2008
Legg Mason February 1995 - July 2002
Education
Rollins College
Bachelor of Science, Business Administration
Andrew Brownfield Andrew Brownfield's Legg Mason Experience July 1999 - April 2003
Job Agency Sales Leader at State Farm
Industry Insurance
Experience
State Farm April 2013 - Present
State Farm Insurance July 2008 - March 2013
Andrew Brownfield State Farm Agency August 2006 - July 2008
State Farm Insurance February 2005 - December 2005
World Insurance Association, Inc. May 2003 - June 2004
Legg Mason July 1999 - April 2003
Coca-Cola Bottling Co. Consolidated June 1997 - July 1999
Skills
Whole Life, Term Life Insurance, Disability Insurance, Property & Casualty..., Health Insurance, Life Insurance, Homeowners, Team Leadership, Leadership, Coaching, Insurance, Umbrella Insurance, Universal Life, Creative Problem Solving, Fixed Annuities, Casualty, Long Term Care Insurance, Commercial Insurance
Education
Queens University of Charlotte 1993 — 1997
Bachelor of Arts, International Business & Spanish
State Farm April 2013 - Present
State Farm Insurance July 2008 - March 2013
Andrew Brownfield State Farm Agency August 2006 - July 2008
State Farm Insurance February 2005 - December 2005
World Insurance Association, Inc. May 2003 - June 2004
Legg Mason July 1999 - April 2003
Coca-Cola Bottling Co. Consolidated June 1997 - July 1999
Skills
Whole Life, Term Life Insurance, Disability Insurance, Property & Casualty..., Health Insurance, Life Insurance, Homeowners, Team Leadership, Leadership, Coaching, Insurance, Umbrella Insurance, Universal Life, Creative Problem Solving, Fixed Annuities, Casualty, Long Term Care Insurance, Commercial Insurance
Education
Queens University of Charlotte 1993 — 1997
Bachelor of Arts, International Business & Spanish
Taylor Benson Taylor Benson's Legg Mason Experience July 2007 - June 2008
Job Consultant Relations and Client Servicing at Galliard Capital Management
Industry Financial Services
Experience
Galliard Capital Management June 2011 - Present
Segal Advisors June 2008 - June 2011
Legg Mason July 2007 - June 2008
Segal Advisors May 2004 - June 2007
Skills
Fixed Income, Alternative Investments
Education
Providence College 1999 — 2003
Finance and Mathematics
Galliard Capital Management June 2011 - Present
Segal Advisors June 2008 - June 2011
Legg Mason July 2007 - June 2008
Segal Advisors May 2004 - June 2007
Skills
Fixed Income, Alternative Investments
Education
Providence College 1999 — 2003
Finance and Mathematics
Patrick Rieck's Legg Mason Experience January 2000 - December 2005
Job Head of Corporate Retirement at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney June 2009 - Present
Citi Global Wealth Management December 2005 - May 2009
Legg Mason January 2000 - December 2005
Emjay August 1984 - December 1999
Skills
401k, Asset Allocation, Investment Advisory, Investments, Mutual Funds, Pensions, Retirement, Retirement Planning, Series 63, Series 7, Wealth Management, FINRA, Securities, Series 6, Series 65
Education
University of Wisconsin-Milwaukee 1985 — 1987
N/A, Business
Ripon College 1983 — 1984
N/A, N/A
Nicolet High School 1979 — 1983
N/A
Morgan Stanley Smith Barney June 2009 - Present
Citi Global Wealth Management December 2005 - May 2009
Legg Mason January 2000 - December 2005
Emjay August 1984 - December 1999
Skills
401k, Asset Allocation, Investment Advisory, Investments, Mutual Funds, Pensions, Retirement, Retirement Planning, Series 63, Series 7, Wealth Management, FINRA, Securities, Series 6, Series 65
Education
University of Wisconsin-Milwaukee 1985 — 1987
N/A, Business
Ripon College 1983 — 1984
N/A, N/A
Nicolet High School 1979 — 1983
N/A
Richard Scarbath Richard Scarbath's Legg Mason Experience 1987 - 1995
Job Sr Sales Director, Enterprise IT SAAS Solutions
Industry Information Technology and Services
Experience
Genesys (purchased Angel.com) 2013 - Present
Angel.com May 2006 - January 2013
Invoice Insight 2004 - 2006
Peyton Hadley 2002 - 2004
Net2000 2000 - 2002
Wheat First Securities 1995 - 1999
Legg Mason 1987 - 1995
Skills
Start-ups, Enterprise Software, SaaS, Solution Selling, CRM, Cloud Computing, Business Development, Product Management, Account Management, New Business Development, Telecommunications, Strategic Partnerships, Project Management, Sales, Business Analysis, Pricing, VoIP, Mobile Devices, Salesforce.com, Selling, Professional Services, Sales Management, Pre-sales, Channel, Unified Communications, Contract Negotiation, Management, Networking, Sales Process, Go-to-market Strategy, Call Centers, Channel Partners, Managed Services, Business Intelligence, Marketing, Lead Generation, Direct Sales, Sales Operations, Product Marketing, Business Planning, Strategy, Cold Calling, B2B, Cross-functional Team..., Competitive Analysis, Customer Experience, Outsourcing, Customer Retention, Analytics, Vendor Management
Education
Salisbury University 1981 — 1985
BS, Marketing, Business Management
Fallston High School 1978 — 1982
Genesys (purchased Angel.com) 2013 - Present
Angel.com May 2006 - January 2013
Invoice Insight 2004 - 2006
Peyton Hadley 2002 - 2004
Net2000 2000 - 2002
Wheat First Securities 1995 - 1999
Legg Mason 1987 - 1995
Skills
Start-ups, Enterprise Software, SaaS, Solution Selling, CRM, Cloud Computing, Business Development, Product Management, Account Management, New Business Development, Telecommunications, Strategic Partnerships, Project Management, Sales, Business Analysis, Pricing, VoIP, Mobile Devices, Salesforce.com, Selling, Professional Services, Sales Management, Pre-sales, Channel, Unified Communications, Contract Negotiation, Management, Networking, Sales Process, Go-to-market Strategy, Call Centers, Channel Partners, Managed Services, Business Intelligence, Marketing, Lead Generation, Direct Sales, Sales Operations, Product Marketing, Business Planning, Strategy, Cold Calling, B2B, Cross-functional Team..., Competitive Analysis, Customer Experience, Outsourcing, Customer Retention, Analytics, Vendor Management
Education
Salisbury University 1981 — 1985
BS, Marketing, Business Management
Fallston High School 1978 — 1982
Carlene Mitchell, CIA, CFIRS's Legg Mason Experience December 2005 - December 2011
Job Audit Manager/AVP Internal Audit at Barclays Bank
Industry Financial Services
Experience
Barclays Bank January 2012 - Present
Legg Mason December 2005 - December 2011
MBNA January 1993 - December 2005
Skills
Banking, Internal Audit, SOX, Compliance, Business Continuity, Internal Controls, Governance, Auditing, Sarbanes-Oxley Act, Finance, AML, Financial Statements, Operational Risk..., Operational Risk, Risk Assessment, Financial Risk, Cash Management, Anti Money Laundering
Education
Saint Leo University 2006 — 2008
MBA, Business Administration
Barclays Bank January 2012 - Present
Legg Mason December 2005 - December 2011
MBNA January 1993 - December 2005
Skills
Banking, Internal Audit, SOX, Compliance, Business Continuity, Internal Controls, Governance, Auditing, Sarbanes-Oxley Act, Finance, AML, Financial Statements, Operational Risk..., Operational Risk, Risk Assessment, Financial Risk, Cash Management, Anti Money Laundering
Education
Saint Leo University 2006 — 2008
MBA, Business Administration
Al Day Al Day's Legg Mason Experience March 2007 - March 2009
Job Category Manager North America at ADT Security Services
Industry Logistics and Supply Chain
Experience
ADT October 2012 - Present
Tyco International November 2011 - October 2012
Tyco International August 2011 - October 2011
Johnson & Johnson May 2010 - August 2010
Novartis Oncology December 2009 - April 2010
Legg Mason March 2007 - March 2009
Legg Mason 2007 - 2007
Prudential Financial 2005 - 2007
PricewaterhouseCoopers 2000 - 2002
Skills
Analysis, Cross-functional Team..., Project Management, Negotiation, Strategy, Risk Management, Investments, Financial Analysis, Procurement, Data Analysis, Management Consulting, Strategic Planning, Budgets, Leadership, Team Leadership, Business Process, Management, Business Strategy, Forecasting, Product Management, Process Improvement, Six Sigma, Supply Chain Management, Continuous Improvement, Strategic Sourcing, Software Documentation, Contract Management, Sourcing, Supply Chain, Leadership Development, Sales
Education
Rutgers, The State University of New Jersey-Newark 2009 — 2011
MBA, Supply Chain Management & Marketing
Rutgers, The State University of New Jersey-Newark 2002 — 2005
BA/BS, Economics, Finance, & Accounting
ADT October 2012 - Present
Tyco International November 2011 - October 2012
Tyco International August 2011 - October 2011
Johnson & Johnson May 2010 - August 2010
Novartis Oncology December 2009 - April 2010
Legg Mason March 2007 - March 2009
Legg Mason 2007 - 2007
Prudential Financial 2005 - 2007
PricewaterhouseCoopers 2000 - 2002
Skills
Analysis, Cross-functional Team..., Project Management, Negotiation, Strategy, Risk Management, Investments, Financial Analysis, Procurement, Data Analysis, Management Consulting, Strategic Planning, Budgets, Leadership, Team Leadership, Business Process, Management, Business Strategy, Forecasting, Product Management, Process Improvement, Six Sigma, Supply Chain Management, Continuous Improvement, Strategic Sourcing, Software Documentation, Contract Management, Sourcing, Supply Chain, Leadership Development, Sales
Education
Rutgers, The State University of New Jersey-Newark 2009 — 2011
MBA, Supply Chain Management & Marketing
Rutgers, The State University of New Jersey-Newark 2002 — 2005
BA/BS, Economics, Finance, & Accounting
Garrett Franz's Legg Mason Experience June 2003 - June 2010
Job Operations & Systems Analyst at 1919 Investment Counsel
Industry Financial Services
Experience
1919 Investment Counsel June 2010 - Present
Legg Mason June 2003 - June 2010
Skills
Fixed Income, Equities, Asset Management
Education
Salisbury University 1997 — 2002
Bachelors of Science, Computer Science
1919 Investment Counsel June 2010 - Present
Legg Mason June 2003 - June 2010
Skills
Fixed Income, Equities, Asset Management
Education
Salisbury University 1997 — 2002
Bachelors of Science, Computer Science
Erik Daly Erik Daly's Legg Mason Experience October 1997 - June 2003
Job Senior Vice President, PNC Institutional Asset Management and Managing Director at PNC Capital Advisors, LLC
Industry Investment Management
Experience
PNC Institutional Asset Management March 2015 - Present
PNC Capital Advisors, LLC March 2015 - Present
PNC Capital Advisors LLC April 2012 - Present
PNC Institutional Investments November 2010 - Present
PNC Institutional Investments October 2007 - November 2010
PNC Institutional Investments April 2006 - October 2007
Sandy Spring Bank December 2003 - April 2006
Legg Mason October 1997 - June 2003
Skills
Asset Allocation, Investments, Mutual Funds, Asset Management, Portfolio Management, Investment Management, Retirement Planning, Retirement, Financial Advisory, Defined Benefit, Finance, Due Diligence, Institutional..., Endowments, Defined Contribution
Education
Roanoke College 1991 — 1994
Bachelor of Arts
PNC Institutional Asset Management March 2015 - Present
PNC Capital Advisors, LLC March 2015 - Present
PNC Capital Advisors LLC April 2012 - Present
PNC Institutional Investments November 2010 - Present
PNC Institutional Investments October 2007 - November 2010
PNC Institutional Investments April 2006 - October 2007
Sandy Spring Bank December 2003 - April 2006
Legg Mason October 1997 - June 2003
Skills
Asset Allocation, Investments, Mutual Funds, Asset Management, Portfolio Management, Investment Management, Retirement Planning, Retirement, Financial Advisory, Defined Benefit, Finance, Due Diligence, Institutional..., Endowments, Defined Contribution
Education
Roanoke College 1991 — 1994
Bachelor of Arts
Molly White's Legg Mason Experience May 2000 - August 2001
Job Internal Communications and Social Media Specialist at The TranZed Alliance
Industry Online Media
Experience
TranZed Alliance April 2015 - Present
Molly White Marketing LLC October 2009 - Present
SameGrain August 2014 - February 2015
83North Advertising August 2013 - July 2014
AllyKatzz October 2007 - September 2009
Vassari February 2005 - February 2006
Corporate Mailing Services September 2003 - February 2005
IKON Office Solutions September 2001 - May 2003
Legg Mason May 2000 - August 2001
Girls' Life Magazine 1997 - 2000
Skills
Facebook, Twitter, Foursquare, Social Media, Marketing, Wordpress, Sales, HTML, Time Management, QuickBooks, Social Media Marketing, Public Relations, Microsoft Office, Online Advertising, Marketing Strategy, Editing, Advertising, Marketing Communications, WordPress, Blogging, Social Networking, SEO, Content Strategy, Editorial, Direct Mail, Copywriting, Entrepreneurship, Digital Media, Email Marketing, Online Marketing, Digital Marketing, Press Releases, Digital Strategy, New Media, Content Development, Web Content, SEM, Integrated Marketing, Content Management, Google Analytics, Management, Strategy, Magazines, Google Adwords, Media Relations
Education
Roanoke College 1995 — 1999
Bachelor of Arts, English
Garrison Forest School 1990 — 1995
TranZed Alliance April 2015 - Present
Molly White Marketing LLC October 2009 - Present
SameGrain August 2014 - February 2015
83North Advertising August 2013 - July 2014
AllyKatzz October 2007 - September 2009
Vassari February 2005 - February 2006
Corporate Mailing Services September 2003 - February 2005
IKON Office Solutions September 2001 - May 2003
Legg Mason May 2000 - August 2001
Girls' Life Magazine 1997 - 2000
Skills
Facebook, Twitter, Foursquare, Social Media, Marketing, Wordpress, Sales, HTML, Time Management, QuickBooks, Social Media Marketing, Public Relations, Microsoft Office, Online Advertising, Marketing Strategy, Editing, Advertising, Marketing Communications, WordPress, Blogging, Social Networking, SEO, Content Strategy, Editorial, Direct Mail, Copywriting, Entrepreneurship, Digital Media, Email Marketing, Online Marketing, Digital Marketing, Press Releases, Digital Strategy, New Media, Content Development, Web Content, SEM, Integrated Marketing, Content Management, Google Analytics, Management, Strategy, Magazines, Google Adwords, Media Relations
Education
Roanoke College 1995 — 1999
Bachelor of Arts, English
Garrison Forest School 1990 — 1995
Peter Roth CFP®, CIMA®'s Legg Mason Experience April 1990 - November 1999
Job Wealth Advisor at Roth Financial Partners LLC
Industry Financial Services
Experience
Roth Financial Partners LLC May 2010 - Present
UBS November 1999 - May 2010
Legg Mason April 1990 - November 1999
Donaldson, Lufkin & Jenrette June 1989 - April 1990
Rotan Mosle August 1983 - June 1989
Education
Purdue University 1975 — 1977
M.S., Engineering
Purdue University 1971 — 1975
B.S., Engineering
Roth Financial Partners LLC May 2010 - Present
UBS November 1999 - May 2010
Legg Mason April 1990 - November 1999
Donaldson, Lufkin & Jenrette June 1989 - April 1990
Rotan Mosle August 1983 - June 1989
Education
Purdue University 1975 — 1977
M.S., Engineering
Purdue University 1971 — 1975
B.S., Engineering
Julie Dael Julie Dael's Legg Mason Experience 1999 - 2002
Job
Industry
Experience
Constellation Energy October 2007 - Present
Marinalife, LLC May 2002 - September 2007
Legg Mason 1999 - 2002
Skills
Customer Service, Outlook, Microsoft Excel, Microsoft Word, PowerPoint, Community Outreach, Teaching, Peer Mentoring, Analysis, Event Planning, Access, Event Management, Strategic Planning, Program Management, Social Media, Financial Analysis, Contract Negotiation, Energy Markets, Social Networking, Energy, Financial Modeling, Research, Fundraising, Project Management, Commodity Markets
Education
Salisbury University 1996 — 1999
Bachelor of Arts (B.A.), Liberal Arts and Sciences/Liberal Studies
Salisbury University 1996 — 1999
Bachelor's degree, Liberal Arts
Constellation Energy October 2007 - Present
Marinalife, LLC May 2002 - September 2007
Legg Mason 1999 - 2002
Skills
Customer Service, Outlook, Microsoft Excel, Microsoft Word, PowerPoint, Community Outreach, Teaching, Peer Mentoring, Analysis, Event Planning, Access, Event Management, Strategic Planning, Program Management, Social Media, Financial Analysis, Contract Negotiation, Energy Markets, Social Networking, Energy, Financial Modeling, Research, Fundraising, Project Management, Commodity Markets
Education
Salisbury University 1996 — 1999
Bachelor of Arts (B.A.), Liberal Arts and Sciences/Liberal Studies
Salisbury University 1996 — 1999
Bachelor's degree, Liberal Arts
Christian Bonelli, CIMA® Christian Bonelli, CIMA®'s Legg Mason Experience January 2009 - May 2013
Job Regional Vice President at Transamerica
Industry Financial Services
Experience
Transamerica May 2013 - Present
Legg Mason January 2009 - May 2013
Fidelity Investments March 2006 - November 2008
Citizens Financial Group June 2004 - March 2006
Putnam Investments 2000 - 2004
Skills
Series 7, Series 63, Mutual Funds, Separately Managed..., Alternative Investments, Asset Allocation, 401k, Investments, Wealth Management, Retirement, ETFs
Education
Providence College 1999 — 2000
M.B.A., Business
Providence College 1994 — 1998
B.S. Business, Business
Suffield Academy 1992 — 1994
Avon Old Farms 1990 — 1992
Transamerica May 2013 - Present
Legg Mason January 2009 - May 2013
Fidelity Investments March 2006 - November 2008
Citizens Financial Group June 2004 - March 2006
Putnam Investments 2000 - 2004
Skills
Series 7, Series 63, Mutual Funds, Separately Managed..., Alternative Investments, Asset Allocation, 401k, Investments, Wealth Management, Retirement, ETFs
Education
Providence College 1999 — 2000
M.B.A., Business
Providence College 1994 — 1998
B.S. Business, Business
Suffield Academy 1992 — 1994
Avon Old Farms 1990 — 1992
Rob Uhlig Rob Uhlig's Legg Mason Experience June 2006 - May 2010
Job Vice President, Information Technology Manager at 1919 Investment Counsel
Industry Information Technology and Services
Experience
1919 Investment Counsel June 2010 - Present
Legg Mason June 2006 - May 2010
Wachovia Securities June 2004 - June 2006
Legg Mason June 1999 - May 2004
Skills
Infrastructure Projects, Vendor Management, Project Management, Business Analysis, Trading Systems, Asset Management, Portfolio Management, Wealth Management, Customer Service, Strategic Planning, ITIL, IT Management, Customer Relations, Risk Management, Team Leadership, SDLC, Contract Negotiation, Program Management, Asset Managment, CRM, Management, Requirements Analysis, Security, Information Technology, Governance, Networking, Integration
Education
Salisbury University - Perdue School of Business 1995 — 1999
Bachelor of Science, Management of Information Systems
St. Paul's School for Boys 1982 — 1995
High School, College Prepatory
1919 Investment Counsel June 2010 - Present
Legg Mason June 2006 - May 2010
Wachovia Securities June 2004 - June 2006
Legg Mason June 1999 - May 2004
Skills
Infrastructure Projects, Vendor Management, Project Management, Business Analysis, Trading Systems, Asset Management, Portfolio Management, Wealth Management, Customer Service, Strategic Planning, ITIL, IT Management, Customer Relations, Risk Management, Team Leadership, SDLC, Contract Negotiation, Program Management, Asset Managment, CRM, Management, Requirements Analysis, Security, Information Technology, Governance, Networking, Integration
Education
Salisbury University - Perdue School of Business 1995 — 1999
Bachelor of Science, Management of Information Systems
St. Paul's School for Boys 1982 — 1995
High School, College Prepatory
Cleatus Reynolds's Legg Mason Experience May 2004 - November 2006
Job Vice President at JPMorgan Chase
Industry Financial Services
Experience
J.P. Morgan July 2013 - Present
J.P. Morgan January 2013 - June 2013
J.P. Morgan July 2010 - December 2012
Morgan Stanley December 2006 - August 2010
Legg Mason May 2004 - November 2006
Citi December 2000 - May 2004
Citi July 1999 - December 2000
Skills
Alternative Investments, Hedge Funds, Client Service, Series 7, Mutual Funds, Asset Management, Access, Excel, PowerPoint, Business Analysis, Investments, Word, Customer Relations, VBA, Data Analysis, Process Improvement, Spreadsheets, SQL, Microsoft Excel, Microsoft Word, Equities, Operational Risk, Fund Administration, Financial Services, Client Services, Financial Modeling, Financial Analysis
Education
Rutgers University-New Brunswick 1994 — 1999
B.A., Communication, Minor in Economics
J.P. Morgan July 2013 - Present
J.P. Morgan January 2013 - June 2013
J.P. Morgan July 2010 - December 2012
Morgan Stanley December 2006 - August 2010
Legg Mason May 2004 - November 2006
Citi December 2000 - May 2004
Citi July 1999 - December 2000
Skills
Alternative Investments, Hedge Funds, Client Service, Series 7, Mutual Funds, Asset Management, Access, Excel, PowerPoint, Business Analysis, Investments, Word, Customer Relations, VBA, Data Analysis, Process Improvement, Spreadsheets, SQL, Microsoft Excel, Microsoft Word, Equities, Operational Risk, Fund Administration, Financial Services, Client Services, Financial Modeling, Financial Analysis
Education
Rutgers University-New Brunswick 1994 — 1999
B.A., Communication, Minor in Economics
Christopher Ellett Christopher Ellett's Legg Mason Experience April 2007 - Present
Job Internal Wholesaler at Legg Mason
Industry Financial Services
Experience
Legg Mason April 2007 - Present
Legg Mason October 2006 - March 2007
David Lerner Associates, inc. November 2005 - October 2006
Skills
Series 7, Mutual Funds, Series 63, Fixed Income, Equities, SMA, Retail, Investments, Separately Managed..., 529 Plans, Excel, PowerPoint, Word, Morningstar, Microsoft Excel
Education
Quinnipiac University - School of Business 2000 — 2004
BA, Major in Management, Minor in Marketing
Legg Mason April 2007 - Present
Legg Mason October 2006 - March 2007
David Lerner Associates, inc. November 2005 - October 2006
Skills
Series 7, Mutual Funds, Series 63, Fixed Income, Equities, SMA, Retail, Investments, Separately Managed..., 529 Plans, Excel, PowerPoint, Word, Morningstar, Microsoft Excel
Education
Quinnipiac University - School of Business 2000 — 2004
BA, Major in Management, Minor in Marketing
Jeffrey Keister's Legg Mason Experience 2004 - 2006
Job
Industry Financial Services
Experience
LPL Financial July 2010 - Present
Smith Barney Morgan Stanley Smith Barney February 2006 - June 2010
Legg Mason 2004 - 2006
CIS Global Inc. CIS Inc. July 1997 - 2004
Team Consulting June 1995 - July 1997
USAF January 1986 - January 1990
Skills
Investment Management, Retirement, Series 7, Wealth Management, Asset Management, Fixed Annuities, Investments, Retirement Planning, Mutual Funds, Securities, Estate Planning, Insurance, Financial Services, Alternative Investments
Education
University of Maryland Baltimore 2004 — 2004
AAMS
Salisbury University - Perdue School of Business 1991 — 1995
BS
LPL Financial July 2010 - Present
Smith Barney Morgan Stanley Smith Barney February 2006 - June 2010
Legg Mason 2004 - 2006
CIS Global Inc. CIS Inc. July 1997 - 2004
Team Consulting June 1995 - July 1997
USAF January 1986 - January 1990
Skills
Investment Management, Retirement, Series 7, Wealth Management, Asset Management, Fixed Annuities, Investments, Retirement Planning, Mutual Funds, Securities, Estate Planning, Insurance, Financial Services, Alternative Investments
Education
University of Maryland Baltimore 2004 — 2004
AAMS
Salisbury University - Perdue School of Business 1991 — 1995
BS
Jon Pincus Jon Pincus's Legg Mason Experience March 1999 - March 2001
Job SVP, Global Head of Investment Operations
Industry Investment Management
Experience
Northern Trust Corporation August 2014 - Present
Northern Trust Corporation June 2007 - July 2014
Cutter Associates June 2006 - June 2007
Invesco Ltd. June 2003 - June 2006
Invesco Ltd. March 2001 - June 2003
Legg Mason March 1999 - March 2001
Legg Mason June 1998 - March 1999
Bloomberg June 1997 - June 1998
Skills
Asset Management, Portfolio Management, Investments, Trading, Risk Management, Operations Management, Trading Systems, Platform Development, Product Development, Platform Integration, Management Consulting, Strategic Consulting, Business Analysis, Financial Services, Alternative Investments, Business Process..., Investment Management, Project Management, Business Development, Middle Office, Performance Measurement, Investment Advisory, Investment Strategies, Wealth Management, Strategy, Fixed Income, Hedge Funds, Equities, Mutual Funds, Securities, Derivatives, ETFs, Asset Managment, Equity Trading
Education
Rider University 1993 — 1997
Bachelor of Science, Business Administration / Finance / Marketing
Boys' Latin School of Maryland 1989 — 1993
Gilman
Northern Trust Corporation August 2014 - Present
Northern Trust Corporation June 2007 - July 2014
Cutter Associates June 2006 - June 2007
Invesco Ltd. June 2003 - June 2006
Invesco Ltd. March 2001 - June 2003
Legg Mason March 1999 - March 2001
Legg Mason June 1998 - March 1999
Bloomberg June 1997 - June 1998
Skills
Asset Management, Portfolio Management, Investments, Trading, Risk Management, Operations Management, Trading Systems, Platform Development, Product Development, Platform Integration, Management Consulting, Strategic Consulting, Business Analysis, Financial Services, Alternative Investments, Business Process..., Investment Management, Project Management, Business Development, Middle Office, Performance Measurement, Investment Advisory, Investment Strategies, Wealth Management, Strategy, Fixed Income, Hedge Funds, Equities, Mutual Funds, Securities, Derivatives, ETFs, Asset Managment, Equity Trading
Education
Rider University 1993 — 1997
Bachelor of Science, Business Administration / Finance / Marketing
Boys' Latin School of Maryland 1989 — 1993
Gilman
Bob Steinke, CRPC® Bob Steinke, CRPC®'s Legg Mason Experience September 1999 - December 2005
Job Senior VP at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott August 2009 - Present
Genworth Financial July 2008 - August 2009
Smith Barney December 2005 - 2008
Legg Mason September 1999 - December 2005
Skills
Series 63, Wealth Management, Mutual Funds, Series 65, Series 7, Retirement, Retirement Planning, Fixed Annuities, Strategic Financial..., Investments
Education
St. John's University
BA, Humanities
Janney Montgomery Scott August 2009 - Present
Genworth Financial July 2008 - August 2009
Smith Barney December 2005 - 2008
Legg Mason September 1999 - December 2005
Skills
Series 63, Wealth Management, Mutual Funds, Series 65, Series 7, Retirement, Retirement Planning, Fixed Annuities, Strategic Financial..., Investments
Education
St. John's University
BA, Humanities
Matthew DePascale Matthew DePascale's Legg Mason Experience October 2006 - April 2009
Job Working with forward thinking companies to better train employees through ongoing education
Industry Internet
Experience
Grovo April 2015 - Present
Skillshare.com April 2014 - December 2014
Amazon May 2012 - April 2014
Next Jump April 2010 - May 2012
Fidelity Investments September 2009 - April 2010
Legg Mason October 2006 - April 2009
Skills
Salesforce.com, Business Development, Online Advertising, Social Media Marketing, Lead Generation, Account Management, Marketing, Digital Marketing, Sales, Brand Development, Managing Key Accounts, E-commerce, Strategic Partnerships, Email Marketing, CRM, Online Marketing, Direct Sales
Education
Quinnipiac University 2002 — 2006
Bachelor of Arts (B.A.), Business Management
West Essex High School 1999 — 2002
Grovo April 2015 - Present
Skillshare.com April 2014 - December 2014
Amazon May 2012 - April 2014
Next Jump April 2010 - May 2012
Fidelity Investments September 2009 - April 2010
Legg Mason October 2006 - April 2009
Skills
Salesforce.com, Business Development, Online Advertising, Social Media Marketing, Lead Generation, Account Management, Marketing, Digital Marketing, Sales, Brand Development, Managing Key Accounts, E-commerce, Strategic Partnerships, Email Marketing, CRM, Online Marketing, Direct Sales
Education
Quinnipiac University 2002 — 2006
Bachelor of Arts (B.A.), Business Management
West Essex High School 1999 — 2002
Diane Landau Diane Landau's Legg Mason Experience 2005 - 2007
Job Senior Controller at Solar Capital Ltd
Industry Financial Services
Experience
Solar Capital Ltd December 2012 - Present
Apollo Investment Corp. February 2007 - December 2012
Legg Mason Asset Management December 2005 - February 2007
Legg Mason 2005 - 2007
Citigroup Asset Management May 2003 - December 2005
Citigroup Asset Management July 2001 - May 2003
Oppenheimer Capital February 1986 - June 1999
Skills
Equities, Fixed Income, Asset Management, Mutual Funds, Accounting, Asset Managment, Hedge Funds, Capital Markets, Financial Reporting, Financial Analysis, Due Diligence, Fund Accounting, Alternative Investments, Financial Markets, Account Reconciliation, Securities, Middle Office, Financial Services
Education
City University of New York-Queens College 1981 — 1986
BA, Accounting and Information Systems
Solar Capital Ltd December 2012 - Present
Apollo Investment Corp. February 2007 - December 2012
Legg Mason Asset Management December 2005 - February 2007
Legg Mason 2005 - 2007
Citigroup Asset Management May 2003 - December 2005
Citigroup Asset Management July 2001 - May 2003
Oppenheimer Capital February 1986 - June 1999
Skills
Equities, Fixed Income, Asset Management, Mutual Funds, Accounting, Asset Managment, Hedge Funds, Capital Markets, Financial Reporting, Financial Analysis, Due Diligence, Fund Accounting, Alternative Investments, Financial Markets, Account Reconciliation, Securities, Middle Office, Financial Services
Education
City University of New York-Queens College 1981 — 1986
BA, Accounting and Information Systems
Kerry Ryan Kerry Ryan's Legg Mason Experience July 2013 - Present
Job Director, Head of Digital Experience at Legg Mason
Industry Financial Services
Experience
Legg Mason July 2013 - Present
Legg Mason May 2011 - July 2013
Legg Mason January 2006 - May 2011
Citigroup Asset Management January 2005 - January 2006
Citigroup Asset Management September 2000 - January 2005
Citigroup Asset Management July 1999 - September 2000
Morris Capital Markets Communications June 1998 - June 1999
Evans & Company September 1994 - September 1997
Thomson Financial March 1993 - September 1994
Skills
Marketing Strategy, Investor Relations, Strategic Planning, Public Relations, Series 7, Wealth Management, Social Media, Social Media Marketing, Marketing Communications, Editorial, Writing, Budgeting, Budget Management, Digital Marketing, Project Planning, Value Propositions, Email Marketing, Advertising, Marketing Research, Product Marketing, Promotions, Website Promotion, Social Promotion, Promotional Copy, Customer Insight, Customer Experience, Professional..., Professional..., Training, Project Management, P&L Responsibility, Financial Literacy..., Event Management, Video Production, Ghostwriting, SEM, Multi-channel Marketing, Strategy
Education
New York University - School of Continuing Education 1996 — 1999
Stonehill College 1987 — 1991
BA
Richmond, The American International University in London 1990 — 1990
Bronxville School 1983 — 1987
Legg Mason July 2013 - Present
Legg Mason May 2011 - July 2013
Legg Mason January 2006 - May 2011
Citigroup Asset Management January 2005 - January 2006
Citigroup Asset Management September 2000 - January 2005
Citigroup Asset Management July 1999 - September 2000
Morris Capital Markets Communications June 1998 - June 1999
Evans & Company September 1994 - September 1997
Thomson Financial March 1993 - September 1994
Skills
Marketing Strategy, Investor Relations, Strategic Planning, Public Relations, Series 7, Wealth Management, Social Media, Social Media Marketing, Marketing Communications, Editorial, Writing, Budgeting, Budget Management, Digital Marketing, Project Planning, Value Propositions, Email Marketing, Advertising, Marketing Research, Product Marketing, Promotions, Website Promotion, Social Promotion, Promotional Copy, Customer Insight, Customer Experience, Professional..., Professional..., Training, Project Management, P&L Responsibility, Financial Literacy..., Event Management, Video Production, Ghostwriting, SEM, Multi-channel Marketing, Strategy
Education
New York University - School of Continuing Education 1996 — 1999
Stonehill College 1987 — 1991
BA
Richmond, The American International University in London 1990 — 1990
Bronxville School 1983 — 1987
Ryan Kavanaugh Ryan Kavanaugh's Legg Mason Experience June 2013 - December 2013
Job Real Estate Analyst at J.P. Morgan Asset Management
Industry Financial Services
Experience
J.P. Morgan Asset Management June 2015 - Present
Delaware Investments June 2014 - August 2014
Legg Mason June 2013 - December 2013
Johnson & Johnson July 2012 - January 2013
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Customer Service, Research, Social Media, Public Speaking, Teamwork, Bloomberg, Factset, Morningstar Direct, Financial Analysis, Leadership, Time Management
Education
Saint Joseph's University 2011 — 2015
Bachelor of Science (BS), Finance, General
J.P. Morgan Asset Management June 2015 - Present
Delaware Investments June 2014 - August 2014
Legg Mason June 2013 - December 2013
Johnson & Johnson July 2012 - January 2013
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Customer Service, Research, Social Media, Public Speaking, Teamwork, Bloomberg, Factset, Morningstar Direct, Financial Analysis, Leadership, Time Management
Education
Saint Joseph's University 2011 — 2015
Bachelor of Science (BS), Finance, General
Kyle Dudderar Kyle Dudderar's Legg Mason Experience 2000 - 2003
Job General Manager at Cintas
Industry Business Supplies and Equipment
Experience
Cintas 2013 - Present
Cintas First Aid and Safety 2008 - 2013
Cintas Corporation (Document Management) 2006 - 2008
Towne Park 2004 - 2006
Legg Mason 2000 - 2003
Skills
Cold Calling, Sales, Sales Management, Account Management, Forecasting, Recruiting, Leadership Development, Cross-functional Team..., P&L Ownership, Business Strategy, Negotiation, Human Resources, Mentoring, Acquisition Integration, Team Building, Contract Negotiation, Customer Service, Income Statement, Leadership, Management, New Business Development, Operations Management, P, Sales Operations, Sales Process
Education
Salisbury University - Perdue School of Business 1995 — 1999
Bachelor's degree, Economics
Salisbury University - Perdue School of Business
Cintas 2013 - Present
Cintas First Aid and Safety 2008 - 2013
Cintas Corporation (Document Management) 2006 - 2008
Towne Park 2004 - 2006
Legg Mason 2000 - 2003
Skills
Cold Calling, Sales, Sales Management, Account Management, Forecasting, Recruiting, Leadership Development, Cross-functional Team..., P&L Ownership, Business Strategy, Negotiation, Human Resources, Mentoring, Acquisition Integration, Team Building, Contract Negotiation, Customer Service, Income Statement, Leadership, Management, New Business Development, Operations Management, P, Sales Operations, Sales Process
Education
Salisbury University - Perdue School of Business 1995 — 1999
Bachelor's degree, Economics
Salisbury University - Perdue School of Business
Shawn Abdool's Legg Mason Experience January 2005 - January 2006
Job Listings at Nasdaq
Industry Financial Services
Experience
Nasdaq March 2007 - Present
IXI Services, a division of Equifax January 2006 - March 2007
Legg Mason January 2005 - January 2006
Skills
Equities, Derivatives, Options, Trading, Fixed Income, Capital Markets, Valuation, Portfolio Management, Financial Modeling, Asset Management, Investments, Mutual Funds, Hedging, Risk Management, Compliance, Financial Statements, Financial Services, CRM
Education
Radford University
Bachelor's Degree, Finance, Economics (Minor)
Nasdaq March 2007 - Present
IXI Services, a division of Equifax January 2006 - March 2007
Legg Mason January 2005 - January 2006
Skills
Equities, Derivatives, Options, Trading, Fixed Income, Capital Markets, Valuation, Portfolio Management, Financial Modeling, Asset Management, Investments, Mutual Funds, Hedging, Risk Management, Compliance, Financial Statements, Financial Services, CRM
Education
Radford University
Bachelor's Degree, Finance, Economics (Minor)
Sue Walia Sue Walia's Legg Mason Experience August 2000 - August 2002
Job Owner, Abrakadoodle
Industry Education Management
Experience
Abrakadoodle July 2004 - Present
Legg Mason August 2000 - August 2002
Calvert 1991 - 2000
Skills
Small Business, Event Planning, Public Speaking, Public Relations, Non-profits, Fundraising, Advertising, Research, Team Building, Social Networking, PowerPoint, Editing, Microsoft Office, Negotiation, Marketing Strategy, Press Releases, System Administration, Fine Art, Marketing Communications, Social Media Marketing, Art, Event Management, Nonprofits, Media Relations, Art Education, Blogging
Education
Radford University 1983 — 1985
BS, Fashion Design
Central Wesleyan College 1981 — 1983
Abrakadoodle July 2004 - Present
Legg Mason August 2000 - August 2002
Calvert 1991 - 2000
Skills
Small Business, Event Planning, Public Speaking, Public Relations, Non-profits, Fundraising, Advertising, Research, Team Building, Social Networking, PowerPoint, Editing, Microsoft Office, Negotiation, Marketing Strategy, Press Releases, System Administration, Fine Art, Marketing Communications, Social Media Marketing, Art, Event Management, Nonprofits, Media Relations, Art Education, Blogging
Education
Radford University 1983 — 1985
BS, Fashion Design
Central Wesleyan College 1981 — 1983
Mike LaPointe Mike LaPointe's Legg Mason Experience March 2010 - December 2011
Job Financial Professional
Industry Financial Services
Experience
American Century Investments December 2012 - September 2013
Alpine Funds December 2011 - June 2012
Legg Mason March 2010 - December 2011
Legg Mason March 2006 - March 2010
Citigroup Asset Management May 2004 - March 2006
Bear Stearns May 2002 - May 2004
Smith Barney August 2000 - May 2002
Skills
Separately Managed..., Series 63, Series 7, Mutual Funds, Series 65, Uniform Combined State..., Series 6, ETFs, Alternative Investments, Wealth Management, Securities, Retirement Planning
Education
State University of New York College at Cortland 1997 — 2000
Business Economics, Financial Management Concentration, Mathematics Minor
St. Bonaventure University 1996 — 1997
Mathematics
American Century Investments December 2012 - September 2013
Alpine Funds December 2011 - June 2012
Legg Mason March 2010 - December 2011
Legg Mason March 2006 - March 2010
Citigroup Asset Management May 2004 - March 2006
Bear Stearns May 2002 - May 2004
Smith Barney August 2000 - May 2002
Skills
Separately Managed..., Series 63, Series 7, Mutual Funds, Series 65, Uniform Combined State..., Series 6, ETFs, Alternative Investments, Wealth Management, Securities, Retirement Planning
Education
State University of New York College at Cortland 1997 — 2000
Business Economics, Financial Management Concentration, Mathematics Minor
St. Bonaventure University 1996 — 1997
Mathematics
James Bondelid, CFA James Bondelid, CFA's Legg Mason Experience March 2004 - September 2006
Job Chief Investment Officer at A H Williams & Co.
Industry Financial Services
Experience
A H Williams & Co. October 2006 - Present
Legg Mason March 2004 - September 2006
PNC Advisors December 2000 - March 2004
Harris Trust Bank 1988 - 1997
Skills
Portfolio Management, Equities, Alternative Investments, Investments, Mutual Funds, Bonds, Hedge Funds, Valuation, Equity Research, Investment Strategies, Bloomberg, Equity Valuation, Fixed Income, Series 7, Asset Allocation, Investment Advisory, Investment Management, Asset Management, Wealth Management, Securities, Finance, Trading, Risk Management, Financial Modeling, Capital Markets, Strategy, Financial Services, Financial Advisory, Financial Analysis, Factor Analysis, Endowment Funds, Nonprofits
Education
University of Washington, Michael G. Foster School of Business 1977 — 1979
MBA, Finance
Reed College
A H Williams & Co. October 2006 - Present
Legg Mason March 2004 - September 2006
PNC Advisors December 2000 - March 2004
Harris Trust Bank 1988 - 1997
Skills
Portfolio Management, Equities, Alternative Investments, Investments, Mutual Funds, Bonds, Hedge Funds, Valuation, Equity Research, Investment Strategies, Bloomberg, Equity Valuation, Fixed Income, Series 7, Asset Allocation, Investment Advisory, Investment Management, Asset Management, Wealth Management, Securities, Finance, Trading, Risk Management, Financial Modeling, Capital Markets, Strategy, Financial Services, Financial Advisory, Financial Analysis, Factor Analysis, Endowment Funds, Nonprofits
Education
University of Washington, Michael G. Foster School of Business 1977 — 1979
MBA, Finance
Reed College
David Mosner David Mosner's Legg Mason Experience September 1999 - May 2009
Job account manager at Games Workshop
Industry Financial Services
Experience
Games Workshop November 2009 - Present
Legg Mason September 1999 - May 2009
Skills
Sales, Strategic Financial..., Photography, Mutual Funds, Financial Analysis, Account Management, Series 7, Investments, Financial Services, Financial Modeling, Leadership, Asset Allocation, Financial Advisory, Economics, Customer Service
Education
Providence College 1985 — 1989
Business Administration and Management, General
Games Workshop November 2009 - Present
Legg Mason September 1999 - May 2009
Skills
Sales, Strategic Financial..., Photography, Mutual Funds, Financial Analysis, Account Management, Series 7, Investments, Financial Services, Financial Modeling, Leadership, Asset Allocation, Financial Advisory, Economics, Customer Service
Education
Providence College 1985 — 1989
Business Administration and Management, General
Natasha Fomenko Natasha Fomenko's Legg Mason Experience August 2008 - May 2009
Job Regional Consultant at Alliance Bernstein
Industry Financial Services
Experience
Alliance Bernstein September 2010 - Present
Legg Mason August 2008 - May 2009
Janus Mutual Funds 2007 - 2008
Janus Mutual Funds 1999 - 2007
Skills
Data Analysis, Series 6, Alternative Investments, Securities, Equities, Investments, Retirement, CRM, Financial Analysis, Insurance, Process Improvement, Forecasting, Vendor Management, Team Leadership, Series 65, Asset Allocation, Team-oriented, Strategic Thinking, Separately Managed..., ETFs, Asset Managment, Wealth Management, FINRA, High level of initiative
Education
Regis University 2002 — 2005
MBA, Finance and Accounting
University of Colorado Denver 1994 — 1998
BSBA, Management
Alliance Bernstein September 2010 - Present
Legg Mason August 2008 - May 2009
Janus Mutual Funds 2007 - 2008
Janus Mutual Funds 1999 - 2007
Skills
Data Analysis, Series 6, Alternative Investments, Securities, Equities, Investments, Retirement, CRM, Financial Analysis, Insurance, Process Improvement, Forecasting, Vendor Management, Team Leadership, Series 65, Asset Allocation, Team-oriented, Strategic Thinking, Separately Managed..., ETFs, Asset Managment, Wealth Management, FINRA, High level of initiative
Education
Regis University 2002 — 2005
MBA, Finance and Accounting
University of Colorado Denver 1994 — 1998
BSBA, Management
Candace Tilley Williams, PMP, CFIRS Candace Tilley Williams, PMP, CFIRS's Legg Mason Experience January 2007 - October 2010
Job Manager, Project Management at Western Union Business Solutions
Industry Financial Services
Experience
Western Union Business Solutions August 2014 - Present
Freddie Mac December 2011 - July 2014
Venable LLP October 2010 - December 2011
Legg Mason January 2007 - October 2010
Hertzbach August 2006 - January 2007
Mullen, Sondberg, Wimbish, and Stone, PA June 2005 - February 2006
Erickson Retirement Communities 2003 - 2004
Salisbury University 2001 - 2003
Skills
SAS, ACL, Data Analysis, Risk Analysis, Data Mining, Internal Audit, Internal Controls, CFIRS, AML, Mortgage Industry, PMP, SAS Certified Base..., Financial Risk, Auditing, Finance, Access Lists, Business Analysis, Sarbanes-Oxley Act, Accounting, Financial Analysis, Financial Reporting, Risk Management, Management, Financial Services, Analysis, Project Management, Business Process...
Education
Salisbury University - Perdue School of Business 2001 — 2005
BS, Information Systems Management, Accounting
Western Union Business Solutions August 2014 - Present
Freddie Mac December 2011 - July 2014
Venable LLP October 2010 - December 2011
Legg Mason January 2007 - October 2010
Hertzbach August 2006 - January 2007
Mullen, Sondberg, Wimbish, and Stone, PA June 2005 - February 2006
Erickson Retirement Communities 2003 - 2004
Salisbury University 2001 - 2003
Skills
SAS, ACL, Data Analysis, Risk Analysis, Data Mining, Internal Audit, Internal Controls, CFIRS, AML, Mortgage Industry, PMP, SAS Certified Base..., Financial Risk, Auditing, Finance, Access Lists, Business Analysis, Sarbanes-Oxley Act, Accounting, Financial Analysis, Financial Reporting, Risk Management, Management, Financial Services, Analysis, Project Management, Business Process...
Education
Salisbury University - Perdue School of Business 2001 — 2005
BS, Information Systems Management, Accounting
Stefanie Runlett's Legg Mason Experience January 2008 - December 2008
Job Sales Professional at William Raveis Real Estate, Cheshire Office
Industry Real Estate
Experience
Southern Connecticut State University July 2014 - Present
William Raveis Real Estate April 2014 - Present
DePodesta Real Estate Co. August 2013 - April 2014
Legg Mason January 2008 - December 2008
Legg Mason November 2006 - May 2008
Skills
Management, Marketing, Marketing Communications, Outlook, Sales, Microsoft Excel, Research, FINRA, Photoshop, PowerPoint, Mutual Funds, Auditing, Email Marketing, Teamwork, Financial Services, Asset Management, Real Estate, Marketing Strategy, Customer Service, Microsoft Office, Real Estate Transactions, Public Speaking, Negotiation, Leadership, Residential Homes, Advertising, First Time Home Buyers, Social Media
Education
Quinnipiac University 2004 — 2006
Bachelor of Arts, Public Relations
Quinnipiac University 2002 — 2006
BA, Public Relations and Marketing
Southern Connecticut State University July 2014 - Present
William Raveis Real Estate April 2014 - Present
DePodesta Real Estate Co. August 2013 - April 2014
Legg Mason January 2008 - December 2008
Legg Mason November 2006 - May 2008
Skills
Management, Marketing, Marketing Communications, Outlook, Sales, Microsoft Excel, Research, FINRA, Photoshop, PowerPoint, Mutual Funds, Auditing, Email Marketing, Teamwork, Financial Services, Asset Management, Real Estate, Marketing Strategy, Customer Service, Microsoft Office, Real Estate Transactions, Public Speaking, Negotiation, Leadership, Residential Homes, Advertising, First Time Home Buyers, Social Media
Education
Quinnipiac University 2004 — 2006
Bachelor of Arts, Public Relations
Quinnipiac University 2002 — 2006
BA, Public Relations and Marketing
Eric VanDetta Eric VanDetta's Legg Mason Experience June 1996 - June 1997
Job Contract Specialist at Centers for Medicare & Medicaid Services
Industry Defense & Space
Experience
Centers for Medicare & Medicaid Services June 2015 - Present
ManTech December 2012 - June 2015
Northrop Grumman Corporation November 2003 - December 2012
Comcast June 1997 - October 2003
Legg Mason June 1996 - June 1997
Bolton, Offutt, Donovan May 1995 - June 1996
T. Rowe Price October 1993 - May 1995
Skills
Project Finance, Forecasting, Variance Analysis, P&L Analysis, Reporting & Analysis, Financial Reporting, Financial Modeling, Project Estimation, Cost Control, Cost Planning, Cost Management, Cost Accounting, Budgets, Budget Forecasts, Budget Monitoring, Department Budgeting, Operating Budgets, Strategic Planning, Active Top Secret..., Defense Contracting
Education
Salisbury University 1987 — 1991
BS, Business Administration and Management, General
Centers for Medicare & Medicaid Services June 2015 - Present
ManTech December 2012 - June 2015
Northrop Grumman Corporation November 2003 - December 2012
Comcast June 1997 - October 2003
Legg Mason June 1996 - June 1997
Bolton, Offutt, Donovan May 1995 - June 1996
T. Rowe Price October 1993 - May 1995
Skills
Project Finance, Forecasting, Variance Analysis, P&L Analysis, Reporting & Analysis, Financial Reporting, Financial Modeling, Project Estimation, Cost Control, Cost Planning, Cost Management, Cost Accounting, Budgets, Budget Forecasts, Budget Monitoring, Department Budgeting, Operating Budgets, Strategic Planning, Active Top Secret..., Defense Contracting
Education
Salisbury University 1987 — 1991
BS, Business Administration and Management, General
Gina Nazario-Santana Gina Nazario-Santana's Legg Mason Experience September 2010 - July 2011
Job Financial Services Professional
Industry Financial Services
Experience
Moody's Investors Service July 2012 - Present
Legg Mason September 2010 - July 2011
Legg Mason June 2004 - September 2010
Cook & Krupa, Inc. April 2003 - April 2004
Nazita Aminpour D.D.S. June 2002 - April 2003
Friedman Kaplan Seiler & Adelman LLP November 1997 - May 2002
Skills
Microsoft Office
Education
Queens College 2002 — 2010
Bachelor of Business Administration (B.B.A.), Corporate Finance
Westchester Community College 1997 — 2000
Associate of Arts and Sciences (A.A.S.), Office Technologies/Legal Secretarial
Moody's Investors Service July 2012 - Present
Legg Mason September 2010 - July 2011
Legg Mason June 2004 - September 2010
Cook & Krupa, Inc. April 2003 - April 2004
Nazita Aminpour D.D.S. June 2002 - April 2003
Friedman Kaplan Seiler & Adelman LLP November 1997 - May 2002
Skills
Microsoft Office
Education
Queens College 2002 — 2010
Bachelor of Business Administration (B.B.A.), Corporate Finance
Westchester Community College 1997 — 2000
Associate of Arts and Sciences (A.A.S.), Office Technologies/Legal Secretarial
Carey Lindsey Carey Lindsey's Legg Mason Experience May 2012 - Present
Job Director, Fiscal Governance at Legg Mason
Industry Information Technology and Services
Experience
Pushing Pink Elephants, Inc. January 2013 - Present
Legg Mason May 2012 - Present
Legg Mason January 2008 - May 2012
Legg Mason April 2006 - January 2008
Legg Mason December 2004 - April 2006
Skills
Financial Analysis, Department Budgeting, Budget Reconciliation, Microsoft Excel, Budget Monitoring, P&L Analysis, P&L Oversight, P&L Forecasting, P&L Accountability, Project Finance, Financial Modeling, Asset Managment, Business Analysis, Vendor Management, Financial Services, PeopleSoft
Education
Saint Bonaventure University 1993 — 1997
Bachelor of Arts (B.A.), Political Science and Government
Pushing Pink Elephants, Inc. January 2013 - Present
Legg Mason May 2012 - Present
Legg Mason January 2008 - May 2012
Legg Mason April 2006 - January 2008
Legg Mason December 2004 - April 2006
Skills
Financial Analysis, Department Budgeting, Budget Reconciliation, Microsoft Excel, Budget Monitoring, P&L Analysis, P&L Oversight, P&L Forecasting, P&L Accountability, Project Finance, Financial Modeling, Asset Managment, Business Analysis, Vendor Management, Financial Services, PeopleSoft
Education
Saint Bonaventure University 1993 — 1997
Bachelor of Arts (B.A.), Political Science and Government
Tom Freedman's Legg Mason Experience 2001 - 2002
Job Integration of Electronic Security
Industry Security and Investigations
Experience
Security Systems MD June 2015 - Present
SECOM security integrators March 2015 - Present
E&F Contracting January 2015 - May 2015
Athens Health Club December 2004 - January 2015
Supreme Orthopedic Systems 2002 - 2004
Legg Mason 2001 - 2002
Skills
Successful Business..., Entrepreneurship, Management, Operations Management, Sales, Sales Management, Finance, Payroll, Scheduling, Brand Development, Marketing, Social Media Marketing, Advertising, Leadership, Employee Training, Team Motivation, Customer Relations, Customer Service, Customer Retention, Budgeting, Start-up Ventures, Business Planning, Proposal Management, Billing Process, A/R Collections, Collections Management, Construction, Blueprint Reading, Project Estimation, Security, Medical Sales, Personal Training, Nutritional Counseling, Team Building, Microsoft Office, Strategic Planning, Access Control, Account Management, CCTV, New Business Development, Marketing Strategy
Education
Salisbury University 1998 — 2003
Bachelor's Degree, Business Administration and Management, General, Business Finance, and Exercise Science, Summa Cum Laude
Liberty High School 1994 — 1998
High School, 3.9 GPA
Security Systems MD June 2015 - Present
SECOM security integrators March 2015 - Present
E&F Contracting January 2015 - May 2015
Athens Health Club December 2004 - January 2015
Supreme Orthopedic Systems 2002 - 2004
Legg Mason 2001 - 2002
Skills
Successful Business..., Entrepreneurship, Management, Operations Management, Sales, Sales Management, Finance, Payroll, Scheduling, Brand Development, Marketing, Social Media Marketing, Advertising, Leadership, Employee Training, Team Motivation, Customer Relations, Customer Service, Customer Retention, Budgeting, Start-up Ventures, Business Planning, Proposal Management, Billing Process, A/R Collections, Collections Management, Construction, Blueprint Reading, Project Estimation, Security, Medical Sales, Personal Training, Nutritional Counseling, Team Building, Microsoft Office, Strategic Planning, Access Control, Account Management, CCTV, New Business Development, Marketing Strategy
Education
Salisbury University 1998 — 2003
Bachelor's Degree, Business Administration and Management, General, Business Finance, and Exercise Science, Summa Cum Laude
Liberty High School 1994 — 1998
High School, 3.9 GPA
Stephen Porco Stephen Porco's Legg Mason Experience October 2015 - Present
Job Sales Director at Legg Mason
Industry Financial Services
Experience
Legg Mason October 2015 - Present
Legg Mason January 2015 - September 2015
Fidelity Investments March 2013 - January 2015
Fidelity Investments July 2010 - February 2013
Fidelity Investments April 2008 - April 2009
Fidelity Investments May 2006 - March 2008
Skills
Series 7, Licensed Life Insurance..., Asset Allocation, Retirement Planning, 401k Rollovers, Financial Services, Mutual Funds, Photoshop, Illustrator, Marketing
Education
Fordham University 2001 — 2005
Bachelor of Arts (B.A.), Sociology
Sacred Heart University 2014 — 2017
MS in Digital Marketing
Legg Mason October 2015 - Present
Legg Mason January 2015 - September 2015
Fidelity Investments March 2013 - January 2015
Fidelity Investments July 2010 - February 2013
Fidelity Investments April 2008 - April 2009
Fidelity Investments May 2006 - March 2008
Skills
Series 7, Licensed Life Insurance..., Asset Allocation, Retirement Planning, 401k Rollovers, Financial Services, Mutual Funds, Photoshop, Illustrator, Marketing
Education
Fordham University 2001 — 2005
Bachelor of Arts (B.A.), Sociology
Sacred Heart University 2014 — 2017
MS in Digital Marketing
Hayley Pereira's Legg Mason Experience June 2015 - Present
Job Sales Service Associate at Legg Mason
Industry Marketing and Advertising
Experience
Legg Mason June 2015 - Present
Legg Mason January 2015 - May 2015
Sacred Heart University August 2012 - May 2015
Crosby & Higgins LLP June 2014 - October 2014
True Religion Brand Jeans November 2013 - January 2014
JD Events June 2013 - October 2013
Skills
PowerPoint, Microsoft Excel, Customer Service, Microsoft Word, Microsoft Office, Marketing Communications, Photoshop, Leadership, Social Media, Social Media Marketing, Social Networking
Education
Sacred Heart University 2011 — 2015
Bachelor of Science (B.S.), Business Administration and Marketing
Legg Mason June 2015 - Present
Legg Mason January 2015 - May 2015
Sacred Heart University August 2012 - May 2015
Crosby & Higgins LLP June 2014 - October 2014
True Religion Brand Jeans November 2013 - January 2014
JD Events June 2013 - October 2013
Skills
PowerPoint, Microsoft Excel, Customer Service, Microsoft Word, Microsoft Office, Marketing Communications, Photoshop, Leadership, Social Media, Social Media Marketing, Social Networking
Education
Sacred Heart University 2011 — 2015
Bachelor of Science (B.S.), Business Administration and Marketing
Jean Mahon's Legg Mason Experience June 2015 - Present
Job Client Services Manager, Legg Mason
Industry Financial Services
Experience
Legg Mason June 2015 - Present
MassMutual Financial Group January 2013 - June 2015
The Hartford September 2008 - January 2013
US Bancorp Investments, Seattle WA December 2006 - June 2008
Jackson National Life, Denver CO. May 2004 - June 2006
Skills
401k, Retirement Planning, Sales, Series 7, Series 63
Education
Saint Bonaventure University 1996 — 2000
BS
Legg Mason June 2015 - Present
MassMutual Financial Group January 2013 - June 2015
The Hartford September 2008 - January 2013
US Bancorp Investments, Seattle WA December 2006 - June 2008
Jackson National Life, Denver CO. May 2004 - June 2006
Skills
401k, Retirement Planning, Sales, Series 7, Series 63
Education
Saint Bonaventure University 1996 — 2000
BS
Anthony Guido's Legg Mason Experience April 2014 - July 2014
Job Broker/Sales & Customer Service Liaison at Harvest Hill Beverage Company
Industry Financial Services
Experience
Harvest Hill Beverage Company February 2015 - Present
Harvest Hill Beverage Company November 2014 - February 2015
Legg Mason April 2014 - July 2014
Fuel Cell Energy September 2006 - October 2010
KJM Construction May 2004 - August 2006
Skills
Corporate Finance, Bloomberg Terminal, Finance, Financial Modeling, Electronics, Valuation, Portfolio Management, Project Management, Financial Analysis, Risk Management, Management, Leadership, Social Media, Customer Service, Business Process, Teamwork, Microsoft Office, Marketing, Microsoft Excel, Research, Training, Financial Markets, Options, Statistical Data..., Financial Research, Financial Reporting, Data Analysis, Data Validation, Capital Budgeting, Forecasting, Spreadsheets, Databases, PowerPoint, Market Analysis, Profit Margins, Cost Benefit, Result Oriented, Compliance
Education
Quinnipiac University - School of Business 2010 — 2013
Bachelor of Science, Finance and Economics
Harvest Hill Beverage Company February 2015 - Present
Harvest Hill Beverage Company November 2014 - February 2015
Legg Mason April 2014 - July 2014
Fuel Cell Energy September 2006 - October 2010
KJM Construction May 2004 - August 2006
Skills
Corporate Finance, Bloomberg Terminal, Finance, Financial Modeling, Electronics, Valuation, Portfolio Management, Project Management, Financial Analysis, Risk Management, Management, Leadership, Social Media, Customer Service, Business Process, Teamwork, Microsoft Office, Marketing, Microsoft Excel, Research, Training, Financial Markets, Options, Statistical Data..., Financial Research, Financial Reporting, Data Analysis, Data Validation, Capital Budgeting, Forecasting, Spreadsheets, Databases, PowerPoint, Market Analysis, Profit Margins, Cost Benefit, Result Oriented, Compliance
Education
Quinnipiac University - School of Business 2010 — 2013
Bachelor of Science, Finance and Economics
Jason Welborn Jason Welborn's Legg Mason Experience November 2006 - January 2012
Job Fee Billing Team Lead at Brown Advisory
Industry Financial Services
Experience
Brown Advisory February 2015 - Present
Morgan Stanley December 2012 - December 2014
Electra Information Systems May 2012 - July 2012
Legg Mason November 2006 - January 2012
Legg Mason April 2006 - October 2006
Legg Mason September 2002 - March 2006
Legg Mason October 2001 - August 2002
Legg Mason March 2000 - September 2001
Skills
Client Billing, Account Administration, Business Analysis, Project Management, System Conversion, Procedure Development, Process Improvement, Process Design, Risk Management, Relationship Management, Invoicing, Accounts Receivable, User Acceptance Testing, Regression Testing, Financial Services, Back Office, Equities, Fixed Income, Leadership, Finance, Management, Portfolio Management
Education
Salisbury University 1994 — 1997
Bachelor of Science, Business Administration
Brown Advisory February 2015 - Present
Morgan Stanley December 2012 - December 2014
Electra Information Systems May 2012 - July 2012
Legg Mason November 2006 - January 2012
Legg Mason April 2006 - October 2006
Legg Mason September 2002 - March 2006
Legg Mason October 2001 - August 2002
Legg Mason March 2000 - September 2001
Skills
Client Billing, Account Administration, Business Analysis, Project Management, System Conversion, Procedure Development, Process Improvement, Process Design, Risk Management, Relationship Management, Invoicing, Accounts Receivable, User Acceptance Testing, Regression Testing, Financial Services, Back Office, Equities, Fixed Income, Leadership, Finance, Management, Portfolio Management
Education
Salisbury University 1994 — 1997
Bachelor of Science, Business Administration
Erik Ranson Erik Ranson's Legg Mason Experience 2007 - 2009
Job Director of Intermediary Sales at Tocqueville Asset Management
Industry Financial Services
Experience
Tocqueville Asset Management 2013 - Present
Hennessy Funds October 2012 - 2013
FBR 2012 - 2012
Kalmar Investments 2010 - 2012
Legg Mason 2007 - 2009
Legg Mason 2005 - 2007
Skills
Financial Analysis, Financial Modeling, Financial Planning, Asset Managment, Mutual Funds, Wealth Management, Sales, Asset Allocation, Series 7, Equity Research, Investments, Portfolio Management, Fixed Income, Investment Strategies
Education
The Johns Hopkins University - Carey Business School 2011 — 2014
Master of Business Administration (M.B.A.)
Salisbury University - Perdue School of Business
Bachelor of Science (B.S.), Finance
Mt. Hebron High School
Honors
Tocqueville Asset Management 2013 - Present
Hennessy Funds October 2012 - 2013
FBR 2012 - 2012
Kalmar Investments 2010 - 2012
Legg Mason 2007 - 2009
Legg Mason 2005 - 2007
Skills
Financial Analysis, Financial Modeling, Financial Planning, Asset Managment, Mutual Funds, Wealth Management, Sales, Asset Allocation, Series 7, Equity Research, Investments, Portfolio Management, Fixed Income, Investment Strategies
Education
The Johns Hopkins University - Carey Business School 2011 — 2014
Master of Business Administration (M.B.A.)
Salisbury University - Perdue School of Business
Bachelor of Science (B.S.), Finance
Mt. Hebron High School
Honors
Louis Ambrosio Louis Ambrosio's Legg Mason Experience May 1997 - January 2006
Job SVP Financial Consultant at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management January 2006 - Present
Legg Mason May 1997 - January 2006
Chase Manhattan Corporation 1989 - 1997
Skills
Separately Managed..., Series 7, Asset Allocation, Managed Accounts, Money Management, Retirement Planning, Wealth Management, Series 66, Trust Services, Investment Advisory, ETFs, FINRA, Investment Strategies, Series 63, Mutual Funds, Portfolios, High Net Worth..., Alternative Investments, Series 24, Retirement, Wealth, Fixed Income, Asset Management, Securities, Financial Advisory, Portfolio Management, 401k, Bonds, Investments, Financial Planning, Equities, Estate Planning, Stocks, Annuities, Private Banking, Options, Liquidity, Asset, Securitization, Hedging, Hedge Funds, Credit, Debt, Reporting & Analysis, Equity Trading, Cash Management, Mortgage, Brokerage, Currency, Capital Markets
Education
Queens College 1978 — 1985
BA, Communication and Media Studies
RBC Wealth Management January 2006 - Present
Legg Mason May 1997 - January 2006
Chase Manhattan Corporation 1989 - 1997
Skills
Separately Managed..., Series 7, Asset Allocation, Managed Accounts, Money Management, Retirement Planning, Wealth Management, Series 66, Trust Services, Investment Advisory, ETFs, FINRA, Investment Strategies, Series 63, Mutual Funds, Portfolios, High Net Worth..., Alternative Investments, Series 24, Retirement, Wealth, Fixed Income, Asset Management, Securities, Financial Advisory, Portfolio Management, 401k, Bonds, Investments, Financial Planning, Equities, Estate Planning, Stocks, Annuities, Private Banking, Options, Liquidity, Asset, Securitization, Hedging, Hedge Funds, Credit, Debt, Reporting & Analysis, Equity Trading, Cash Management, Mortgage, Brokerage, Currency, Capital Markets
Education
Queens College 1978 — 1985
BA, Communication and Media Studies
Frank J. Cicero III Frank J. Cicero III's Legg Mason Experience January 2011 - August 2011
Job Senior Investment Associate
Industry Financial Services
Experience
Cambridge Associates March 2014 - Present
Cambridge Associates September 2011 - March 2014
Legg Mason January 2011 - August 2011
84 Fitness Center June 2010 - August 2010
W.B. Kania & Associates June 2009 - August 2009
Skills
Financial Analysis, Financial Modeling, Research, Analysis, Leadership, Microsoft Excel, Data Analysis, Alternative Investments, Valuation, PowerPoint, Bloomberg, Equities, Investments, Microsoft Office, Peachtree, Windows, Mac OS X, Access, Microsoft Word, Bloomberg Terminal, Outlook, Portfolio Management, Accounting, Management, Hedge Funds, Analytics, Project Management, Economics, Equity Research, Corporate Finance, Private Equity, Private Equity Firms, Market Research, Research Funding, Finance, Venture Capital, Due Diligence, Consulting, Customer Service, Strategic Planning
Education
Loyola University Maryland 2010 — 2011
MBA, Master's of Business Administration
Providence College 2006 — 2010
B.S., Finance, Accounting
Cambridge Associates March 2014 - Present
Cambridge Associates September 2011 - March 2014
Legg Mason January 2011 - August 2011
84 Fitness Center June 2010 - August 2010
W.B. Kania & Associates June 2009 - August 2009
Skills
Financial Analysis, Financial Modeling, Research, Analysis, Leadership, Microsoft Excel, Data Analysis, Alternative Investments, Valuation, PowerPoint, Bloomberg, Equities, Investments, Microsoft Office, Peachtree, Windows, Mac OS X, Access, Microsoft Word, Bloomberg Terminal, Outlook, Portfolio Management, Accounting, Management, Hedge Funds, Analytics, Project Management, Economics, Equity Research, Corporate Finance, Private Equity, Private Equity Firms, Market Research, Research Funding, Finance, Venture Capital, Due Diligence, Consulting, Customer Service, Strategic Planning
Education
Loyola University Maryland 2010 — 2011
MBA, Master's of Business Administration
Providence College 2006 — 2010
B.S., Finance, Accounting
Dan Monakil Dan Monakil's Legg Mason Experience November 2000 - October 2003
Job Vice President and Regional Manager at Wilmington Trust, N.A., an affiliate of M&T Bank
Industry Financial Services
Experience
Wilmington Trust April 2012 - Present
M&T Bank February 2008 - April 2012
M&T Bank November 2003 - February 2008
Legg Mason November 2000 - October 2003
Wells Fargo March 1999 - November 2000
National City Bank September 1998 - March 1999
First Union National Bank August 1996 - September 1998
Crestar Bank December 1995 - August 1996
NationsBank September 1987 - December 1995
Skills
Securitization, Escrow, Bonds, Trusts, Administration, Structured Finance, Public Finance, Equipment Finance, ABS, MBS, Investments, Bankruptcy, Restructuring, Default, Management, Banking, Finance, Financial Services, Securities, Portfolio Management, Capital Markets, Investment Management, Mergers & Acquisitions
Education
Randolph-Macon College 1983 — 1987
B.A., Political Science
Towson University 2004 — 2009
Accounting
Cannon Financial Institute 1994 — 1997
CCTS, Corporate Trust
Wilmington Trust April 2012 - Present
M&T Bank February 2008 - April 2012
M&T Bank November 2003 - February 2008
Legg Mason November 2000 - October 2003
Wells Fargo March 1999 - November 2000
National City Bank September 1998 - March 1999
First Union National Bank August 1996 - September 1998
Crestar Bank December 1995 - August 1996
NationsBank September 1987 - December 1995
Skills
Securitization, Escrow, Bonds, Trusts, Administration, Structured Finance, Public Finance, Equipment Finance, ABS, MBS, Investments, Bankruptcy, Restructuring, Default, Management, Banking, Finance, Financial Services, Securities, Portfolio Management, Capital Markets, Investment Management, Mergers & Acquisitions
Education
Randolph-Macon College 1983 — 1987
B.A., Political Science
Towson University 2004 — 2009
Accounting
Cannon Financial Institute 1994 — 1997
CCTS, Corporate Trust
Christopher Roering's Legg Mason Experience June 2000 - February 2006
Job Senior Vice President Investment Officer at R&D Financial Group of Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2009 - Present
Salomon Smith Barney February 2006 - February 2009
Legg Mason June 2000 - February 2006
Paine Webber June 1991 - July 2000
Education
Purdue University 1985 — 1989
Bachelors, Finance
Wells Fargo Advisors, LLC January 2009 - Present
Salomon Smith Barney February 2006 - February 2009
Legg Mason June 2000 - February 2006
Paine Webber June 1991 - July 2000
Education
Purdue University 1985 — 1989
Bachelors, Finance
Ashima Beri's Legg Mason Experience June 2008 - September 2008
Job at
Industry Information Technology and Services
Experience
Deutsche Bank July 2014 - Present
CGI January 2013 - June 2014
CGI-AMS September 2008 - December 2012
Legg Mason June 2008 - September 2008
Reader's Digest 2007 - 2008
Gartner January 2007 - December 2007
HCL Technologies January 2004 - November 2006
Skills
Java Enterprise Edition, Websphere, FileNet, Hibernate, SOA, Weblogic, Java, Flex, Spring, Software Design, J2EE Application..., Core Java, Portals, Business Process Design, Spring Framework
Education
University of Phoenix 2009 — 2012
Masters in Business Administration
Punjab Technical University 1999 — 2003
Bachelors in Technology, Computer Science and Engineering
Deutsche Bank July 2014 - Present
CGI January 2013 - June 2014
CGI-AMS September 2008 - December 2012
Legg Mason June 2008 - September 2008
Reader's Digest 2007 - 2008
Gartner January 2007 - December 2007
HCL Technologies January 2004 - November 2006
Skills
Java Enterprise Edition, Websphere, FileNet, Hibernate, SOA, Weblogic, Java, Flex, Spring, Software Design, J2EE Application..., Core Java, Portals, Business Process Design, Spring Framework
Education
University of Phoenix 2009 — 2012
Masters in Business Administration
Punjab Technical University 1999 — 2003
Bachelors in Technology, Computer Science and Engineering
Doug Holthaus Doug Holthaus's Legg Mason Experience September 1995 - July 1998
Job Senior Vice President at U.S Trust
Industry Financial Services
Experience
U.S. Trust February 2014 - Present
PNC Wealth Management October 2007 - February 2014
Four Corners Capital Management, LLC April 2007 - October 2007
Mercantile Capital Advisors October 2002 - May 2007
Deutsche Asset Management March 2000 - April 2002
FBR - Friedman Billings & Ramsey July 1998 - March 2000
Legg Mason September 1995 - July 1998
Skills
Investments, Strategic Planning, Wealth Management, Sales Management, Series 7, Series 65, Series 63, Equities, Fixed Income, Hedge Funds, Asset Allocation, Retirement Planning, Loans, Investment Management, Separately Managed..., High Net Worth..., Finance
Education
Salisbury University 1990 — 1994
Bachelor of Arts (BA), Political Science
U.S. Trust February 2014 - Present
PNC Wealth Management October 2007 - February 2014
Four Corners Capital Management, LLC April 2007 - October 2007
Mercantile Capital Advisors October 2002 - May 2007
Deutsche Asset Management March 2000 - April 2002
FBR - Friedman Billings & Ramsey July 1998 - March 2000
Legg Mason September 1995 - July 1998
Skills
Investments, Strategic Planning, Wealth Management, Sales Management, Series 7, Series 65, Series 63, Equities, Fixed Income, Hedge Funds, Asset Allocation, Retirement Planning, Loans, Investment Management, Separately Managed..., High Net Worth..., Finance
Education
Salisbury University 1990 — 1994
Bachelor of Arts (BA), Political Science
Thomas Monahan Thomas Monahan's Legg Mason Experience February 1986 - October 1999
Job Senior Financial Advisor
Industry Financial Services
Experience
BCG Wealth Management/BCG Securities May 2007 - Present
Morgan Stanley Smith Barney October 1999 - February 2005
Legg Mason February 1986 - October 1999
Skills
401k, Retirement, Retirement Planning, Investments, Investment Advisory
Education
Rutgers University 1978 — 1983
B.A., English/Economics
BCG Wealth Management/BCG Securities May 2007 - Present
Morgan Stanley Smith Barney October 1999 - February 2005
Legg Mason February 1986 - October 1999
Skills
401k, Retirement, Retirement Planning, Investments, Investment Advisory
Education
Rutgers University 1978 — 1983
B.A., English/Economics
Kevin Grubb Kevin Grubb's Legg Mason Experience January 2011 - March 2013
Job Solutions Consultant at T. Rowe Price
Industry Financial Services
Experience
T. Rowe Price March 2013 - Present
Legg Mason January 2011 - March 2013
Legg Mason June 2007 - January 2011
SunTrust Bank June 2002 - June 2007
Skills
Crystal Reports, SDLC, SQL, Charles River IMS, Perl, Business Objects, Visual Studio, Visual C#, Visio, Visual Basic, Autosys, Oracle SQL, Ab Initio, Integration, Trading Systems, Order Management, Oracle, Data Warehousing, Trading
Education
The Johns Hopkins University - Carey Business School 1998 — 2000
MS ITS, Information/Telecommunications Systems
Salisbury University 1992 — 1996
BS, Management Information Systems
T. Rowe Price March 2013 - Present
Legg Mason January 2011 - March 2013
Legg Mason June 2007 - January 2011
SunTrust Bank June 2002 - June 2007
Skills
Crystal Reports, SDLC, SQL, Charles River IMS, Perl, Business Objects, Visual Studio, Visual C#, Visio, Visual Basic, Autosys, Oracle SQL, Ab Initio, Integration, Trading Systems, Order Management, Oracle, Data Warehousing, Trading
Education
The Johns Hopkins University - Carey Business School 1998 — 2000
MS ITS, Information/Telecommunications Systems
Salisbury University 1992 — 1996
BS, Management Information Systems
Jeff Patterson, PMP®'s Legg Mason Experience December 1999 - June 2003
Job Senior Project Manager at Iron Mountain
Industry Information Technology and Services
Experience
Iron Mountain October 2012 - Present
Iron Mountain January 2012 - October 2012
TNC Management Group November 2009 - January 2012
Xtium, LLC July 2007 - August 2009
SPX May 2006 - June 2007
Commerce Bank January 2006 - May 2006
GMAC August 2005 - December 2005
The Childrens Hospital of Philadelphia January 2005 - July 2005
iPC LAB June 2003 - January 2005
Legg Mason December 1999 - June 2003
Skills
Infrastructure, Data Center, IT Project Manager, VoIP, Telecommunications, Hardware, Plant Operations, Virtualization, Data Migration, XP, SDLC, Vendor Management, PMP, PMO, SharePoint, Disaster Recovery, Business Analysis, MS Project, Project Portfolio..., Project Management, Visio, Program Management, Process Improvement
Education
University of Delaware 1989 — 1992
MFA, Technical Theatre/Theatre Design and Technology
Salisbury University 1986 — 1989
BA, Communications
Iron Mountain October 2012 - Present
Iron Mountain January 2012 - October 2012
TNC Management Group November 2009 - January 2012
Xtium, LLC July 2007 - August 2009
SPX May 2006 - June 2007
Commerce Bank January 2006 - May 2006
GMAC August 2005 - December 2005
The Childrens Hospital of Philadelphia January 2005 - July 2005
iPC LAB June 2003 - January 2005
Legg Mason December 1999 - June 2003
Skills
Infrastructure, Data Center, IT Project Manager, VoIP, Telecommunications, Hardware, Plant Operations, Virtualization, Data Migration, XP, SDLC, Vendor Management, PMP, PMO, SharePoint, Disaster Recovery, Business Analysis, MS Project, Project Portfolio..., Project Management, Visio, Program Management, Process Improvement
Education
University of Delaware 1989 — 1992
MFA, Technical Theatre/Theatre Design and Technology
Salisbury University 1986 — 1989
BA, Communications
David Mosner's Legg Mason Experience September 1999 - Present
Job Registered Representative at Legg Mason
Industry Financial Services
Experience
Legg Mason September 1999 - Present
Education
Providence College 1985 — 1989
Legg Mason September 1999 - Present
Education
Providence College 1985 — 1989
Luisa Fernanda Yankowski's Legg Mason Experience May 2010 - Present
Job Account Services Manager at Legg Mason
Industry Financial Services
Experience
Legg Mason May 2010 - Present
Legg Mason 2004 - 2010
Legg Mason 2003 - 2008
Education
Sacred Heart University 1998 — 2002
Bachelor of Science, Finance
Legg Mason May 2010 - Present
Legg Mason 2004 - 2010
Legg Mason 2003 - 2008
Education
Sacred Heart University 1998 — 2002
Bachelor of Science, Finance
John Schubert's Legg Mason Experience 1996 - 2005
Job Principal Finix Professional Services LLC at DST Systems
Industry Financial Services
Experience
DST Systems May 2011 - Present
Finix Business Strategies, LLC 2009 - May 2011
Legg Mason Capital Management 2005 - 2009
Legg Mason 1996 - 2005
Skills
Business Analysis, Process Improvement, SDLC, Asset Managment, Vendor Management, Data Analysis, Investments, Financial Services, Brokerage, Investment Strategies, Data Management, Strategic Planning, Fixed Income, Portfolio Management, Requirements Analysis, Platform Development, Platform Integration, Integration, Solution Architecture, Enterprise Architecture, Relationship Management, User Acceptance Testing, Project Planning, Program Management, Agile Methodologies, Data Mapping, Metadata, Data Dictionary, Financial Systems, Financial Systems Design, Financial System..., User Documentation, Business Requirements, Business Process..., Business Process Mapping, Change Management, Priority Management, Securities, Strategy, Management, Mutual Funds, Agile Project Management, Risk Management, Trading Systems, Business Process..., Requirements Gathering
Education
Salisbury University - Perdue School of Business
BS, Business Administration-Marketing
The Johns Hopkins University - Carey Business School
MS, Information and Technology Systems
DST Systems May 2011 - Present
Finix Business Strategies, LLC 2009 - May 2011
Legg Mason Capital Management 2005 - 2009
Legg Mason 1996 - 2005
Skills
Business Analysis, Process Improvement, SDLC, Asset Managment, Vendor Management, Data Analysis, Investments, Financial Services, Brokerage, Investment Strategies, Data Management, Strategic Planning, Fixed Income, Portfolio Management, Requirements Analysis, Platform Development, Platform Integration, Integration, Solution Architecture, Enterprise Architecture, Relationship Management, User Acceptance Testing, Project Planning, Program Management, Agile Methodologies, Data Mapping, Metadata, Data Dictionary, Financial Systems, Financial Systems Design, Financial System..., User Documentation, Business Requirements, Business Process..., Business Process Mapping, Change Management, Priority Management, Securities, Strategy, Management, Mutual Funds, Agile Project Management, Risk Management, Trading Systems, Business Process..., Requirements Gathering
Education
Salisbury University - Perdue School of Business
BS, Business Administration-Marketing
The Johns Hopkins University - Carey Business School
MS, Information and Technology Systems
Christina Benway's Legg Mason Experience March 2007 - December 2008
Job Customer Representative at EPi Printing & Finishing
Industry Printing
Experience
EPi Printing & Finishing September 2015 - Present
AlphaGraphics of Rochester September 2013 - September 2015
Magnatag Visible Systems April 2013 - August 2013
AlphaGraphics April 2011 - November 2012
Xerox Copy Center at the URMC 2009 - 2011
Xerox Copy Center at URMC 2009 - 2011
Legg Mason March 2007 - December 2008
LP Thebault 2005 - 2007
Skills
Offset Printing, Project Management, Packaging, Project Planning, Digital Printing, Customer Service, Variable Data Printing, Adobe Creative Suite, Graphic Design, Brochures, Print Management, Print On Demand, Wide Format Printing, Web-to-print, Color Management, Pre-press
Education
Rochester Institute of Technology 2001 — 2005
Bachelor of Science (BS), Graphic Media Publishing
Hilton Central High School 1997 — 2001
NYS Regents, Math, Science, Printing
EPi Printing & Finishing September 2015 - Present
AlphaGraphics of Rochester September 2013 - September 2015
Magnatag Visible Systems April 2013 - August 2013
AlphaGraphics April 2011 - November 2012
Xerox Copy Center at the URMC 2009 - 2011
Xerox Copy Center at URMC 2009 - 2011
Legg Mason March 2007 - December 2008
LP Thebault 2005 - 2007
Skills
Offset Printing, Project Management, Packaging, Project Planning, Digital Printing, Customer Service, Variable Data Printing, Adobe Creative Suite, Graphic Design, Brochures, Print Management, Print On Demand, Wide Format Printing, Web-to-print, Color Management, Pre-press
Education
Rochester Institute of Technology 2001 — 2005
Bachelor of Science (BS), Graphic Media Publishing
Hilton Central High School 1997 — 2001
NYS Regents, Math, Science, Printing
Jennifer Ruspantine's Legg Mason Experience November 2004 - March 2006
Job Marketing
Industry Marketing and Advertising
Experience
South Jersey Techies LLC November 2013 - Present
Comcast October 2011 - October 2013
Comcast May 2007 - October 2011
Philadelphia Inquirer September 2006 - May 2007
Legg Mason November 2004 - March 2006
Parker McCay P.A. May 2004 - September 2004
Skills
Online Advertising, Social Media, Digital Media, Advertising, Marketing, Digital Marketing, Account Management, Social Media Marketing, Marketing Strategy, Strategic Planning, Product Marketing, Marketing Communications
Education
Rutgers, The State University of New Jersey-Camden 1999 — 2003
Bachelors, Marketing
South Jersey Techies LLC November 2013 - Present
Comcast October 2011 - October 2013
Comcast May 2007 - October 2011
Philadelphia Inquirer September 2006 - May 2007
Legg Mason November 2004 - March 2006
Parker McCay P.A. May 2004 - September 2004
Skills
Online Advertising, Social Media, Digital Media, Advertising, Marketing, Digital Marketing, Account Management, Social Media Marketing, Marketing Strategy, Strategic Planning, Product Marketing, Marketing Communications
Education
Rutgers, The State University of New Jersey-Camden 1999 — 2003
Bachelors, Marketing
Joseph Updegrove's Legg Mason Experience 2002 - 2004
Job Advisory Director at KPMG
Industry Information Technology and Services
Experience
KPMG July 2011 - Present
KPMG LLP July 2007 - June 2011
KPMG July 2005 - June 2007
KPMG April 2004 - June 2005
Legg Mason 2002 - 2004
Skills
SOX, Risk Management, Audit, Internal Controls, CISA, SAS70, Sarbanes-Oxley Act, IT Audit, ERP, Information Security, Information Technology, Internal Audit, Security, Enterprise Risk..., Sarbanes-Oxley, Management, Auditing
Education
Salisbury University - Perdue School of Business 1998 — 2002
B.S., Management Info Systems & Business Management
KPMG July 2011 - Present
KPMG LLP July 2007 - June 2011
KPMG July 2005 - June 2007
KPMG April 2004 - June 2005
Legg Mason 2002 - 2004
Skills
SOX, Risk Management, Audit, Internal Controls, CISA, SAS70, Sarbanes-Oxley Act, IT Audit, ERP, Information Security, Information Technology, Internal Audit, Security, Enterprise Risk..., Sarbanes-Oxley, Management, Auditing
Education
Salisbury University - Perdue School of Business 1998 — 2002
B.S., Management Info Systems & Business Management
Rene Cabarrus's Legg Mason Experience December 2005 - December 2011
Job Vice President at Legg Mason
Industry Financial Services
Experience
Legg Mason December 2005 - December 2011
Citigroup Asset Management August 2000 - May 2003
Salomon Smith Barney May 1996 - August 2000
Shearson Smith Barney 1993 - 1996
Smith Barney Harris Upham April 1978 - June 1993
Skills
Mutual Funds, Alternative Investments, Asset Management, Training, Hedge Funds, Equities, Series 7, Fixed Income, Internal Controls, Securities, Asset Managment
Education
City University of New York-Queens College
Economics
Legg Mason December 2005 - December 2011
Citigroup Asset Management August 2000 - May 2003
Salomon Smith Barney May 1996 - August 2000
Shearson Smith Barney 1993 - 1996
Smith Barney Harris Upham April 1978 - June 1993
Skills
Mutual Funds, Alternative Investments, Asset Management, Training, Hedge Funds, Equities, Series 7, Fixed Income, Internal Controls, Securities, Asset Managment
Education
City University of New York-Queens College
Economics
Stefanie Sarris's Legg Mason Experience November 2006 - Present
Job Marketing Administration at Legg Mason
Industry Financial Services
Experience
Legg Mason November 2006 - Present
Education
Quinnipiac University
Legg Mason November 2006 - Present
Education
Quinnipiac University
Traci Doolan's Legg Mason Experience January 2008 - December 2008
Job Manager, Total Rewards at ITT
Industry Electrical/Electronic Manufacturing
Experience
ITT June 2011 - Present
ITT March 2009 - June 2011
Legg Mason January 2008 - December 2008
Legg Mason January 2006 - January 2008
Citigroup Asset Management July 1999 - January 2006
Calport Asset Management April 1996 - June 1999
Skills
Immigration Law, Corporate Governance, Portfolio Management, Mergers, Mergers & Acquisitions, Process Improvement, Sarbanes-Oxley Act, Due Diligence, Deferred Compensation, Asset Managment, Financial Analysis, Change Management, Project Management, Vendor Management, Employment Law, Risk Management
Education
Sacred Heart University 2014 — 2016
MS, Human Resource Management
Sacred Heart University 2006 — 2008
MBA, Finance
Sacred Heart University 1998 — 2005
Law
ITT June 2011 - Present
ITT March 2009 - June 2011
Legg Mason January 2008 - December 2008
Legg Mason January 2006 - January 2008
Citigroup Asset Management July 1999 - January 2006
Calport Asset Management April 1996 - June 1999
Skills
Immigration Law, Corporate Governance, Portfolio Management, Mergers, Mergers & Acquisitions, Process Improvement, Sarbanes-Oxley Act, Due Diligence, Deferred Compensation, Asset Managment, Financial Analysis, Change Management, Project Management, Vendor Management, Employment Law, Risk Management
Education
Sacred Heart University 2014 — 2016
MS, Human Resource Management
Sacred Heart University 2006 — 2008
MBA, Finance
Sacred Heart University 1998 — 2005
Law
Douglas Lanterman's Legg Mason Experience August 2006 - September 2007
Job Financial Services Professional
Industry Financial Services
Experience
Legg Mason August 2006 - September 2007
Georgeson Shareholder August 2005 - August 2006
NY Mercantile Exchange January 2002 - February 2002
Education
Rutgers University-New Brunswick 1998 — 2001
Legg Mason August 2006 - September 2007
Georgeson Shareholder August 2005 - August 2006
NY Mercantile Exchange January 2002 - February 2002
Education
Rutgers University-New Brunswick 1998 — 2001
Aaron Cline's Legg Mason Experience 1996 - 1999
Job Senior Account Executive at Baltimore Ravens
Industry Marketing and Advertising
Experience
Baltimore Ravens March 2014 - Present
Special Olympics Maryland February 2015 - Present
Baltimore Ravens September 2011 - Present
MASN - Home of the Baltimore Orioles and Washington Nationals October 2010 - September 2011
Baltimore Orioles January 2008 - October 2010
WZBA - FM / Times Shamrock August 2002 - January 2008
Deutsche Bank 1999 - 2002
Legg Mason 1996 - 1999
Skills
Sports Marketing, Sponsorship Sales, Sponsorship, Sports, Ticket Sales, Advertising, Marketing, Cold Calling, Sales, Social Media Marketing, Sports Management, Sponsorship Activation, Event Management, Time Management, Archtics, Marketing Communications, Event Planning, Training, Social Media, Public Relations
Education
Randolph-Macon College 1992 — 1996
BA, Business/Economics
The Boys' Latin School of Maryland 1989 — 1992
Baltimore Ravens March 2014 - Present
Special Olympics Maryland February 2015 - Present
Baltimore Ravens September 2011 - Present
MASN - Home of the Baltimore Orioles and Washington Nationals October 2010 - September 2011
Baltimore Orioles January 2008 - October 2010
WZBA - FM / Times Shamrock August 2002 - January 2008
Deutsche Bank 1999 - 2002
Legg Mason 1996 - 1999
Skills
Sports Marketing, Sponsorship Sales, Sponsorship, Sports, Ticket Sales, Advertising, Marketing, Cold Calling, Sales, Social Media Marketing, Sports Management, Sponsorship Activation, Event Management, Time Management, Archtics, Marketing Communications, Event Planning, Training, Social Media, Public Relations
Education
Randolph-Macon College 1992 — 1996
BA, Business/Economics
The Boys' Latin School of Maryland 1989 — 1992
Bo Hu, CFA's Legg Mason Experience 2003 - 2005
Job Head of Americas Credit Risk Analysis and Reporting at RBS
Industry Investment Banking
Experience
RBS Markets and International Banking September 2014 - Present
RBS August 2005 - September 2014
Citigroup Asset Management May 2004 - August 2005
Legg Mason 2003 - 2005
Frontier Communications January 2002 - April 2003
Deloitte & Touche August 2000 - December 2001
Skills
Finance, Investment Banking, Risk Management, Financial Analysis, Financial Modeling, Credit Risk, Valuation, Bloomberg, Capital Markets, Corporate Finance, Derivatives, Equities, Fixed Income, Portfolio Management, Banking
Education
Rensselaer Polytechnic Institute 1998 — 2000
MBA/MS, Finance/Computer Science
Foreign Affairs University 1994 — 1998
BA
Wuhan Foreign Language School
RBS Markets and International Banking September 2014 - Present
RBS August 2005 - September 2014
Citigroup Asset Management May 2004 - August 2005
Legg Mason 2003 - 2005
Frontier Communications January 2002 - April 2003
Deloitte & Touche August 2000 - December 2001
Skills
Finance, Investment Banking, Risk Management, Financial Analysis, Financial Modeling, Credit Risk, Valuation, Bloomberg, Capital Markets, Corporate Finance, Derivatives, Equities, Fixed Income, Portfolio Management, Banking
Education
Rensselaer Polytechnic Institute 1998 — 2000
MBA/MS, Finance/Computer Science
Foreign Affairs University 1994 — 1998
BA
Wuhan Foreign Language School
Bradley Shaw's Legg Mason Experience 2006 - 2008
Job Director at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management April 2012 - Present
Witter Partners January 2011 - March 2012
Morgan Stanley Smith Barney January 1999 - June 2010
Legg Mason 2006 - 2008
Smith Barney January 1995 - January 1999
Smith Barney January 1994 - January 1995
Arthur Anderson January 1992 - January 1994
Skills
Securities License 7,..., Equities, Economics, Banking, Hedge Funds, Investment Advisory, Mutual Funds, Portfolio Management, Financial Services, Finance, Asset Management
Education
Roger Williams University
BS, Business Administration / Minor - Finance & Economics
UBS Wealth Management April 2012 - Present
Witter Partners January 2011 - March 2012
Morgan Stanley Smith Barney January 1999 - June 2010
Legg Mason 2006 - 2008
Smith Barney January 1995 - January 1999
Smith Barney January 1994 - January 1995
Arthur Anderson January 1992 - January 1994
Skills
Securities License 7,..., Equities, Economics, Banking, Hedge Funds, Investment Advisory, Mutual Funds, Portfolio Management, Financial Services, Finance, Asset Management
Education
Roger Williams University
BS, Business Administration / Minor - Finance & Economics
Brett Stanton's Legg Mason Experience June 1999 - December 2005
Job Operations Director at 3 Dimensional Wealth Advisory
Industry Financial Services
Experience
3 Dimensional Wealth Advisory February 2014 - Present
Diefendorf Capital Planning Associates April 2011 - Present
Stifel Nicolaus December 2005 - October 2007
Legg Mason June 1999 - December 2005
Bank of New York Mellon December 1998 - June 1999
Jefferies & Company May 1995 - December 1998
Skills
Trading, Compliance, Portfolio Management, Personnel Management, Investments, Proprietary Trading, Series 7, Securities, Equities, Hedge Funds, Fixed Income, Alternative Investments, Mutual Funds, Capital Markets, Asset Managment, Wealth Management, Investment Advisory, Trading Systems, Risk Management, Retirement Planning, FINRA, Financial Risk, Financial Services, Asset Allocation, Wealth, Asset Management
Education
Randolph-Macon College 1989 — 1993
BA, Political Science
North Shore High School 1985 — 1989
3 Dimensional Wealth Advisory February 2014 - Present
Diefendorf Capital Planning Associates April 2011 - Present
Stifel Nicolaus December 2005 - October 2007
Legg Mason June 1999 - December 2005
Bank of New York Mellon December 1998 - June 1999
Jefferies & Company May 1995 - December 1998
Skills
Trading, Compliance, Portfolio Management, Personnel Management, Investments, Proprietary Trading, Series 7, Securities, Equities, Hedge Funds, Fixed Income, Alternative Investments, Mutual Funds, Capital Markets, Asset Managment, Wealth Management, Investment Advisory, Trading Systems, Risk Management, Retirement Planning, FINRA, Financial Risk, Financial Services, Asset Allocation, Wealth, Asset Management
Education
Randolph-Macon College 1989 — 1993
BA, Political Science
North Shore High School 1985 — 1989
Chris Ruffino, CFP®'s Legg Mason Experience April 2015 - Present
Job VP, Regional Director at Legg Mason
Industry Financial Services
Experience
Legg Mason April 2015 - Present
Lockwood Advisors, Inc. a BNY Mellon company September 2008 - March 2015
Lockwood Advisors, Inc a BNY Mellon company January 2006 - September 2008
Merrill Lynch August 2004 - June 2005
Merrill Lynch September 2003 - August 2004
Skills
Certified Financial..., Alternative Investments, Series 7, Mutual Funds, Capital Markets, SMA, Asset Allocation, Separately Managed..., Wealth Management, ETFs, Investments, Investment Strategies, Investment Advisory, Asset Managment, Portfolio Management, Securities, Investment Management, Fixed Income, Series 66, Strategic Financial..., Personal Financial..., Retirement Planning
Education
Saint Joseph's University 1998 — 2002
B.S.
Saint Joseph's University - Erivan K. Haub School of Business 1998 — 2002
B.S.
Christian Brothers Academy 1994 — 1998
Legg Mason April 2015 - Present
Lockwood Advisors, Inc. a BNY Mellon company September 2008 - March 2015
Lockwood Advisors, Inc a BNY Mellon company January 2006 - September 2008
Merrill Lynch August 2004 - June 2005
Merrill Lynch September 2003 - August 2004
Skills
Certified Financial..., Alternative Investments, Series 7, Mutual Funds, Capital Markets, SMA, Asset Allocation, Separately Managed..., Wealth Management, ETFs, Investments, Investment Strategies, Investment Advisory, Asset Managment, Portfolio Management, Securities, Investment Management, Fixed Income, Series 66, Strategic Financial..., Personal Financial..., Retirement Planning
Education
Saint Joseph's University 1998 — 2002
B.S.
Saint Joseph's University - Erivan K. Haub School of Business 1998 — 2002
B.S.
Christian Brothers Academy 1994 — 1998
Kimberly Blass Roy's Legg Mason Experience December 1999 - Present
Job Managing Director at Legg Mason
Industry Financial Services
Experience
Legg Mason December 1999 - Present
Schroders August 1997 - December 1999
OppenheimerFunds August 1996 - February 1998
Skills
Series 7, Series 63, Series 24
Education
Providence College 1991 — 1995
Legg Mason December 1999 - Present
Schroders August 1997 - December 1999
OppenheimerFunds August 1996 - February 1998
Skills
Series 7, Series 63, Series 24
Education
Providence College 1991 — 1995
Matt Holler's Legg Mason Experience June 2007 - Present
Job Ops Associate at Legg Mason
Industry Financial Services
Experience
Legg Mason June 2007 - Present
Education
Sacred Heart University
Legg Mason June 2007 - Present
Education
Sacred Heart University
Douglas Lanterman's Legg Mason Experience August 2006 - August 2007
Job Financial Services, Writing
Industry Financial Services
Experience
Legg Mason August 2006 - August 2007
Georgeson Shareholder September 2005 - August 2006
Top Energy January 2001 - January 2001
Education
Rutgers University-New Brunswick 1998 — 2001
Legg Mason August 2006 - August 2007
Georgeson Shareholder September 2005 - August 2006
Top Energy January 2001 - January 2001
Education
Rutgers University-New Brunswick 1998 — 2001
Andrew Bauer, CFA's Legg Mason Experience 2004 - 2008
Job Vice President at Brandywine Global
Industry Investment Management
Experience
Brandywine Global 2011 - Present
Turner Investments 2008 - 2011
Legg Mason 2004 - 2008
Education
San Diego State University-California State University
MS, Finance
University of Maryland College Park
BS, Accounting
Brandywine Global 2011 - Present
Turner Investments 2008 - 2011
Legg Mason 2004 - 2008
Education
San Diego State University-California State University
MS, Finance
University of Maryland College Park
BS, Accounting
Forrest Lindekens's Legg Mason Experience May 2005 - May 2006
Job Coaching M&A Management Consulting Private Equity Business Development Non Profit Research
Industry Management Consulting
Experience
RecruitiFi April 2015 - Present
OTR Global December 2014 - Present
FogLax April 2014 - Present
G5J Consulting October 2011 - Present
LRN June 2013 - December 2014
Trilogy Lacrosse October 2011 - August 2013
Leadership Research Institute September 2009 - October 2011
Corporate Executive Board October 2006 - November 2008
Legg Mason May 2005 - May 2006
Skills
New Business Development, Organizational..., Leadership Development, Product Management, Management Consulting, Salesforce.com, Business Development, Business Strategy, Sales, Lead Generation, Social Media, SaaS, Strategic Planning, Marketing, Project Management, Contract Negotiation, Change Management, Financial Services, Strategy, Sales Management, Marketing Communications, Go-to-market Strategy, Start-up Consulting, Sales Process, Team Management, Start-ups, Strategic Partnerships, Executive Management, Leadership, Program Management, Management, CRM, Consulting, Competitive Analysis, Marketing Strategy
Education
Salisbury University 1999 — 2003
Bachelor of Arts, Business Management / Political Science
Fox Lane High School
RecruitiFi April 2015 - Present
OTR Global December 2014 - Present
FogLax April 2014 - Present
G5J Consulting October 2011 - Present
LRN June 2013 - December 2014
Trilogy Lacrosse October 2011 - August 2013
Leadership Research Institute September 2009 - October 2011
Corporate Executive Board October 2006 - November 2008
Legg Mason May 2005 - May 2006
Skills
New Business Development, Organizational..., Leadership Development, Product Management, Management Consulting, Salesforce.com, Business Development, Business Strategy, Sales, Lead Generation, Social Media, SaaS, Strategic Planning, Marketing, Project Management, Contract Negotiation, Change Management, Financial Services, Strategy, Sales Management, Marketing Communications, Go-to-market Strategy, Start-up Consulting, Sales Process, Team Management, Start-ups, Strategic Partnerships, Executive Management, Leadership, Program Management, Management, CRM, Consulting, Competitive Analysis, Marketing Strategy
Education
Salisbury University 1999 — 2003
Bachelor of Arts, Business Management / Political Science
Fox Lane High School
Mary-Kristian LaRosa's Legg Mason Experience November 2007 - Present
Job Internal Wholesaler at Legg Mason
Industry Financial Services
Experience
Legg Mason November 2007 - Present
Legg Mason February 2004 - October 2007
State Street September 2003 - September 2004
Education
Salve Regina University 1999 — 2003
Legg Mason November 2007 - Present
Legg Mason February 2004 - October 2007
State Street September 2003 - September 2004
Education
Salve Regina University 1999 — 2003
Joseph Dolhon's Legg Mason Experience May 2006 - June 2008
Job Internal Investment Consultant at AMG Funds
Industry Investment Management
Experience
AMG Funds March 2015 - Present
Morgan Stanley June 2008 - March 2015
Legg Mason May 2006 - June 2008
Morgan Stanley March 2005 - May 2006
Skills
Equities, Series 7, Investment Advisory, Analysis, Asset Allocation, Trading Systems, Electronic Trading, Mutual Funds, Series 63, Trading, Alternative Investments, Portfolio Management, Investment Strategies, Fixed Income, ETFs
Education
Quinnipiac University 2000 — 2004
AMG Funds March 2015 - Present
Morgan Stanley June 2008 - March 2015
Legg Mason May 2006 - June 2008
Morgan Stanley March 2005 - May 2006
Skills
Equities, Series 7, Investment Advisory, Analysis, Asset Allocation, Trading Systems, Electronic Trading, Mutual Funds, Series 63, Trading, Alternative Investments, Portfolio Management, Investment Strategies, Fixed Income, ETFs
Education
Quinnipiac University 2000 — 2004
Will Bacas's Legg Mason Experience July 1998 - June 2001
Job Chief Operating Officer at Global Brand Solutions
Industry Financial Services
Experience
Global Brand Solutions, LLC 2013 - Present
Deutsche Bank July 2006 - February 2012
UBS Investment Bank June 2001 - March 2006
Legg Mason July 1998 - June 2001
Skills
Structured Products, Equities, Hedge Funds, Derivatives, Capital Markets, Alternative Investments, Equity Derivatives, Investments, Bloomberg, Securities, Financial Structuring, Credit Derivatives, Risk Management, Options, Structured Finance, Financial Markets
Education
University of Baltimore School of Law 1993 — 1994
Juris Doctor
Quinnipiac University School of Law 1991 — 1993
Juris Doctor
University of Richmond 1986 — 1990
Bachelor of Arts, English
Global Brand Solutions, LLC 2013 - Present
Deutsche Bank July 2006 - February 2012
UBS Investment Bank June 2001 - March 2006
Legg Mason July 1998 - June 2001
Skills
Structured Products, Equities, Hedge Funds, Derivatives, Capital Markets, Alternative Investments, Equity Derivatives, Investments, Bloomberg, Securities, Financial Structuring, Credit Derivatives, Risk Management, Options, Structured Finance, Financial Markets
Education
University of Baltimore School of Law 1993 — 1994
Juris Doctor
Quinnipiac University School of Law 1991 — 1993
Juris Doctor
University of Richmond 1986 — 1990
Bachelor of Arts, English
Jim Polucha, CFP®'s Legg Mason Experience April 2000 - September 2001
Job Vice President, M&T Securities, Inc.
Industry Financial Services
Experience
M&T Bank October 2005 - Present
SunTrust Investment Services September 2001 - October 2005
Legg Mason April 2000 - September 2001
Skills
Wealth Management, Certified Financial..., Retirement Planning, Portfolio Management, Mutual Funds, Series 7, Investments, Series 6, Investment Advisory, Strategic Financial..., Asset Allocation, ETFs, Asset Management
Education
Salisbury University - Perdue School of Business
Bachelor's degree, Finance
M&T Bank October 2005 - Present
SunTrust Investment Services September 2001 - October 2005
Legg Mason April 2000 - September 2001
Skills
Wealth Management, Certified Financial..., Retirement Planning, Portfolio Management, Mutual Funds, Series 7, Investments, Series 6, Investment Advisory, Strategic Financial..., Asset Allocation, ETFs, Asset Management
Education
Salisbury University - Perdue School of Business
Bachelor's degree, Finance
Elcio Chabla's Legg Mason Experience September 2003 - Present
Job Application Developer at Legg Mason
Industry Financial Services
Experience
Legg Mason September 2003 - Present
Citi 2003 - 2005
Skills
Visio, Oracle, Business Analysis, SQL, VBScript, Requirements Analysis, Access, ASP.NET, Perl, Batch Files, PL/SQL, XML, Visual C#, Data Warehousing, Fixed Income, Equities, SDLC, Microsoft SQL Server, Vendor Management
Education
City University of New York-Queens College 1995 — 2001
Bachelor of Science (B.S.), Computer Science
Legg Mason September 2003 - Present
Citi 2003 - 2005
Skills
Visio, Oracle, Business Analysis, SQL, VBScript, Requirements Analysis, Access, ASP.NET, Perl, Batch Files, PL/SQL, XML, Visual C#, Data Warehousing, Fixed Income, Equities, SDLC, Microsoft SQL Server, Vendor Management
Education
City University of New York-Queens College 1995 — 2001
Bachelor of Science (B.S.), Computer Science
Joseph Maguire's Legg Mason Experience November 1996 - December 2005
Job Financial Professional
Industry Financial Services
Experience
New York Area April 2007 - Present
Stifel Nicolaus December 2005 - April 2007
Legg Mason November 1996 - December 2005
Schroder Wertheim and Co. June 1992 - November 1996
EF Hutton and Company June 1975 - January 1988
Ef Hutton 1975 - 1988
Skills
Series 7, Equity Trading, Securities, Electronic Trading, Series 63, Equities, Trading, ETFs, FINRA, Series 24
Education
City University of New York-Queens College 1971 — 1975
BA, Economcs
Cathedral Prep 1967 — 1971
High school
New York Area April 2007 - Present
Stifel Nicolaus December 2005 - April 2007
Legg Mason November 1996 - December 2005
Schroder Wertheim and Co. June 1992 - November 1996
EF Hutton and Company June 1975 - January 1988
Ef Hutton 1975 - 1988
Skills
Series 7, Equity Trading, Securities, Electronic Trading, Series 63, Equities, Trading, ETFs, FINRA, Series 24
Education
City University of New York-Queens College 1971 — 1975
BA, Economcs
Cathedral Prep 1967 — 1971
High school
Mel Kong's Legg Mason Experience April 2005 - June 2006
Job Vice President, Manager at BNY Mellon Asset Servicing
Industry Financial Services
Experience
BNY Mellon Asset Servicing October 2012 - Present
Deutsche Asset Management April 2012 - October 2012
Robert Half Finance & Accounting September 2011 - January 2012
JPMorgan Asset Management July 2006 - July 2011
Legg Mason April 2005 - June 2006
JPM Asset Management April 2002 - March 2005
JPM Asset Management October 1997 - September 2001
BNY Mellon January 1994 - January 1997
Skills
Recruiting, Fund Administration, Securities, Hedge Funds, Mutual Funds, Fund Accounting, Client Services, AML, Funding, Accounting, Bloomberg, Asset Management, Fixed Income, Institutional...
Education
Queens College 1989 — 1994
BNY Mellon Asset Servicing October 2012 - Present
Deutsche Asset Management April 2012 - October 2012
Robert Half Finance & Accounting September 2011 - January 2012
JPMorgan Asset Management July 2006 - July 2011
Legg Mason April 2005 - June 2006
JPM Asset Management April 2002 - March 2005
JPM Asset Management October 1997 - September 2001
BNY Mellon January 1994 - January 1997
Skills
Recruiting, Fund Administration, Securities, Hedge Funds, Mutual Funds, Fund Accounting, Client Services, AML, Funding, Accounting, Bloomberg, Asset Management, Fixed Income, Institutional...
Education
Queens College 1989 — 1994
James Patrick Nugent's Legg Mason Experience 2004 - 2005
Job Operations and Client Services Finance Executive
Industry Financial Services
Experience
State Street Global Advisors 2009 - 2013
Fidelity Investments 2005 - 2009
Legg Mason 2004 - 2005
Independent Consultant 2003 - 2004
Scudder Investments 1999 - 2003
Putnam Investments 1995 - 1999
Vanguard 1987 - 1995
Skills
Financial Services, Investment Management, Investments, Mutual Funds, Insurance, Business Analysis, Retirement, ERISA, Relationship Management, Back Office, Finance, Leadership, Risk Management, 401k, Asset Allocation, Strategy, Management, Asset Management
Education
Saint Joseph's University
Master of Business Administration (MBA), Finance
West Chester University of Pennsylvania
Bachelor's degree, Accounting
State Street Global Advisors 2009 - 2013
Fidelity Investments 2005 - 2009
Legg Mason 2004 - 2005
Independent Consultant 2003 - 2004
Scudder Investments 1999 - 2003
Putnam Investments 1995 - 1999
Vanguard 1987 - 1995
Skills
Financial Services, Investment Management, Investments, Mutual Funds, Insurance, Business Analysis, Retirement, ERISA, Relationship Management, Back Office, Finance, Leadership, Risk Management, 401k, Asset Allocation, Strategy, Management, Asset Management
Education
Saint Joseph's University
Master of Business Administration (MBA), Finance
West Chester University of Pennsylvania
Bachelor's degree, Accounting
Mitch Olgren's Legg Mason Experience 2002 - 2006
Job Senior Consultant at Inspired Sunrise Technologies
Industry Computer Software
Experience
Inspired Sunrise Technologies August 2014 - Present
An Investment Company June 2009 - August 2014
Seva Group February 2009 - June 2009
LCG Technologies inc. 2006 - 2009
Legg Mason 2002 - 2006
Skills
SDLC, Requirements Analysis, Agile Methodologies, Microsoft SQL Server, SQL, Business Analysis, Web Services, Business Intelligence, Software Development, XML, IT Strategy, C#, ASP.NET, SharePoint, Java, .NET, T-SQL, WCF
Education
Rochester Institute of Technology 1978 — 1982
BS in Comp Sci, Computer Science
Inspired Sunrise Technologies August 2014 - Present
An Investment Company June 2009 - August 2014
Seva Group February 2009 - June 2009
LCG Technologies inc. 2006 - 2009
Legg Mason 2002 - 2006
Skills
SDLC, Requirements Analysis, Agile Methodologies, Microsoft SQL Server, SQL, Business Analysis, Web Services, Business Intelligence, Software Development, XML, IT Strategy, C#, ASP.NET, SharePoint, Java, .NET, T-SQL, WCF
Education
Rochester Institute of Technology 1978 — 1982
BS in Comp Sci, Computer Science
James Carpenter CIMA, ChFC's Legg Mason Experience 2004 - 2007
Job Sales Director South Atlantic at Schroders
Industry Financial Services
Experience
Schroders Investment Management May 2012 - Present
Goldman Sachs Asset Management 2010 - December 2011
Evergreen Investments/ Wells Fargo Funds 2007 - 2010
Legg Mason 2004 - 2007
ING Investment Management 2001 - 2004
Dreyfus 1999 - 2001
CBIZ 1995 - 1999
Transamerica Life Insurance Company 1989 - 1993
Skills
Series 7, Series 63, 65, Variable Products, Managed Accounts, Managing Accounts, Estate Planning, Private Equity, Wealth, IRAs, Financial Planners, Risk Management, Portfolio Management, High Net Worth..., Equities, Life Insurance, Asset, Finance, Emerging Markets
Education
Reed College
BA, Social Science
The American College
ChFC
Wharton Business School
CIMA
Schroders Investment Management May 2012 - Present
Goldman Sachs Asset Management 2010 - December 2011
Evergreen Investments/ Wells Fargo Funds 2007 - 2010
Legg Mason 2004 - 2007
ING Investment Management 2001 - 2004
Dreyfus 1999 - 2001
CBIZ 1995 - 1999
Transamerica Life Insurance Company 1989 - 1993
Skills
Series 7, Series 63, 65, Variable Products, Managed Accounts, Managing Accounts, Estate Planning, Private Equity, Wealth, IRAs, Financial Planners, Risk Management, Portfolio Management, High Net Worth..., Equities, Life Insurance, Asset, Finance, Emerging Markets
Education
Reed College
BA, Social Science
The American College
ChFC
Wharton Business School
CIMA
William Seegar's Legg Mason Experience 1999 - 2002
Job Business Teacher at Douglas S. Freeman High School
Industry Primary/Secondary Education
Experience
Henrico County Public Schools August 2013 - Present
Hanover County Public Schools January 2013 - August 2013
Aetna October 2011 - January 2013
Genworth Financial November 2010 - October 2011
Genworth Financial April 2008 - November 2010
Genworth Financial April 2005 - April 2008
Anderson & Strudwick 2005 - 2005
Legg Mason 1999 - 2002
Skills
Analysis, Finance, Financial Analysis, Insurance, Process Improvement, Risk Management, Strategic Financial..., Financial Modeling, Financial Planning, Financial Reporting, Accounting
Education
Virginia Commonwealth University 2003 — 2005
MBA, Finance
Roanoke College 1995 — 1999
BBA, Finance
University of Richmond
Henrico County Public Schools August 2013 - Present
Hanover County Public Schools January 2013 - August 2013
Aetna October 2011 - January 2013
Genworth Financial November 2010 - October 2011
Genworth Financial April 2008 - November 2010
Genworth Financial April 2005 - April 2008
Anderson & Strudwick 2005 - 2005
Legg Mason 1999 - 2002
Skills
Analysis, Finance, Financial Analysis, Insurance, Process Improvement, Risk Management, Strategic Financial..., Financial Modeling, Financial Planning, Financial Reporting, Accounting
Education
Virginia Commonwealth University 2003 — 2005
MBA, Finance
Roanoke College 1995 — 1999
BBA, Finance
University of Richmond
John Demarest's Legg Mason Experience October 1994 - October 1999
Job Complex Business Development Manager, Vice President at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley August 2015 - Present
Piedmont Capital Distributors March 2014 - July 2015
Principal Funds June 2005 - November 2013
The Hartford March 2003 - June 2005
UBS April 2002 - February 2003
Ohio National Financial Services October 1999 - April 2002
Legg Mason October 1994 - October 1999
Skills
Mutual Funds, Sales, Wealth Management, Investment Advisory, Client Development, Investments, Sales Presentations, Series 6, Series 7, Series 63, Retirement Planning, Fixed Annuities, Separately Managed..., 401k, Financial Advisory
Education
Salisbury University 1979 — 1983
Bachelor of Arts (BA), Political Science-History-Economics
Morgan Stanley August 2015 - Present
Piedmont Capital Distributors March 2014 - July 2015
Principal Funds June 2005 - November 2013
The Hartford March 2003 - June 2005
UBS April 2002 - February 2003
Ohio National Financial Services October 1999 - April 2002
Legg Mason October 1994 - October 1999
Skills
Mutual Funds, Sales, Wealth Management, Investment Advisory, Client Development, Investments, Sales Presentations, Series 6, Series 7, Series 63, Retirement Planning, Fixed Annuities, Separately Managed..., 401k, Financial Advisory
Education
Salisbury University 1979 — 1983
Bachelor of Arts (BA), Political Science-History-Economics
Ryan Fiora's Legg Mason Experience June 2008 - August 2008
Job Resource Analyst at NASA/GSFC
Industry Financial Services
Experience
NASA Goddard Space Flight Center April 2010 - Present
National Fidelity Mortgage, Inc. June 2009 - January 2010
Netcordia February 2009 - April 2009
Legg Mason June 2008 - August 2008
Skills
Budgets, Data Analysis, Program Management, Customer Service, Project Planning, Sales, Finance, Financial Reporting, Microsoft Office, Leadership, Strategic Planning, Accounting, QuickBooks, Federal Grants..., Government Procurement, Earned Value Management, Access, Government Proposals, Multimillion-Dollar..., PeopleSoft, Multi-million Dollar..., Microsoft Excel, SAP R/3, Salesforce.com, Management, Funds Control System...
Education
Salisbury University - Perdue School of Business 2004 — 2008
B.S., Finance
NASA Goddard Space Flight Center April 2010 - Present
National Fidelity Mortgage, Inc. June 2009 - January 2010
Netcordia February 2009 - April 2009
Legg Mason June 2008 - August 2008
Skills
Budgets, Data Analysis, Program Management, Customer Service, Project Planning, Sales, Finance, Financial Reporting, Microsoft Office, Leadership, Strategic Planning, Accounting, QuickBooks, Federal Grants..., Government Procurement, Earned Value Management, Access, Government Proposals, Multimillion-Dollar..., PeopleSoft, Multi-million Dollar..., Microsoft Excel, SAP R/3, Salesforce.com, Management, Funds Control System...
Education
Salisbury University - Perdue School of Business 2004 — 2008
B.S., Finance
Maureen McHugh's Legg Mason Experience 1996 - 1999
Job Marketing and Advertising Professional
Industry Marketing and Advertising
Experience
Barton Cotton 1999 - 2009
Legg Mason 1996 - 1999
G. Heileman Brewing Company 1990 - 1995
Education
Saint Mary's University of Minnesota
Barton Cotton 1999 - 2009
Legg Mason 1996 - 1999
G. Heileman Brewing Company 1990 - 1995
Education
Saint Mary's University of Minnesota
Martin Menton, CFP, CTFA's Legg Mason Experience 1995 - 1999
Job Vice President at U.S. Trust
Industry Financial Services
Experience
U.S. Trust Company April 2011 - Present
WTAS January 2008 - March 2009
PNC Wealth Management September 2001 - January 2008
Legg Mason 1995 - 1999
Skills
Asset Management, Wealth Management, Investments, Asset Allocation, High Net Worth..., Financial Planning, Trusts, Portfolio Management, New Business Development, PowerPoint, Word, Excel, Banking, Estate Planning, Wealth, Training, Investment Management, Trust Services
Education
Saint Vincent College 1978 — 1982
BA, Psychology/Business
Gonzaga High School 1974 — 1978
College Prep
U.S. Trust Company April 2011 - Present
WTAS January 2008 - March 2009
PNC Wealth Management September 2001 - January 2008
Legg Mason 1995 - 1999
Skills
Asset Management, Wealth Management, Investments, Asset Allocation, High Net Worth..., Financial Planning, Trusts, Portfolio Management, New Business Development, PowerPoint, Word, Excel, Banking, Estate Planning, Wealth, Training, Investment Management, Trust Services
Education
Saint Vincent College 1978 — 1982
BA, Psychology/Business
Gonzaga High School 1974 — 1978
College Prep
Daniel P. Finnegan's Legg Mason Experience September 2007 - July 2011
Job Vice President at ClearBridge Investments
Industry Financial Services
Experience
ClearBridge Investments May 2015 - Present
ClearBridge Investments September 2011 - April 2015
Legg Mason September 2007 - July 2011
Skills
Fixed Income, Equities, Bloomberg, Asset Management, Securities, Mutual Funds
Education
Providence College 2003 — 2007
BS, Finance
IONA Preparatory High School
ClearBridge Investments May 2015 - Present
ClearBridge Investments September 2011 - April 2015
Legg Mason September 2007 - July 2011
Skills
Fixed Income, Equities, Bloomberg, Asset Management, Securities, Mutual Funds
Education
Providence College 2003 — 2007
BS, Finance
IONA Preparatory High School
Christina Jennette's Legg Mason Experience January 2005 - April 2009
Job Copy Editor/Proofreader/Writer Freelance Assignments
Industry Writing and Editing
Experience
Editing & Proofreading (Consultant) May 2012 - Present
Prudential Financial November 2010 - May 2012
Legg Mason January 2005 - April 2009
Skills
Marketing, Marketing Communications, Copywriting, Newsletters, Editing, Adobe Acrobat, Social Media, Advertising, Brochures, Content Development, Event Planning, Market Research, Project Management, PowerPoint, Outlook, Email Marketing
Education
Quinnipiac University 1999 — 2000
MS, Journalism
Southern CT State University 1995 — 1998
BS, Communications
Quinnipiac University 1994 — 1995
International Business
Editing & Proofreading (Consultant) May 2012 - Present
Prudential Financial November 2010 - May 2012
Legg Mason January 2005 - April 2009
Skills
Marketing, Marketing Communications, Copywriting, Newsletters, Editing, Adobe Acrobat, Social Media, Advertising, Brochures, Content Development, Event Planning, Market Research, Project Management, PowerPoint, Outlook, Email Marketing
Education
Quinnipiac University 1999 — 2000
MS, Journalism
Southern CT State University 1995 — 1998
BS, Communications
Quinnipiac University 1994 — 1995
International Business
Sean P. Mackley's Legg Mason Experience February 1997 - Present
Job Managing Director, Head of Wealth Management & Consultant/Client Service
Industry Financial Services
Experience
Legg Mason February 1997 - Present
Education
Randolph-Macon College 1992 — 1996
BA, Business/Economics
Legg Mason February 1997 - Present
Education
Randolph-Macon College 1992 — 1996
BA, Business/Economics
Paul Heaney's Legg Mason Experience June 2002 - September 2003
Job Manager of Municipal Trading Desk at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. September 2009 - Present
Piper Jaffray September 2003 - July 2009
Legg Mason June 2002 - September 2003
Miller Johnson Steichen Kinnard January 1997 - May 2002
Juran & Moody, Inc. March 1993 - January 1997
John G Kinnard & Co. July 1983 - March 1993
Skills
Series 7, Series 9,..., Series 24, FINRA, Product Management, Municipal Bonds, Product Development, Institutional Sales, Series 63, Bonds, Internal Marketing, Fixed Income, Investments, Securities, Portfolio Management, Trading, Financial Services
Education
Saint Mary's University of Minnesota 1979 — 1983
BA, Communications
Cretin Derham Hall 1975 — 1979
Ameriprise Financial Services, Inc. September 2009 - Present
Piper Jaffray September 2003 - July 2009
Legg Mason June 2002 - September 2003
Miller Johnson Steichen Kinnard January 1997 - May 2002
Juran & Moody, Inc. March 1993 - January 1997
John G Kinnard & Co. July 1983 - March 1993
Skills
Series 7, Series 9,..., Series 24, FINRA, Product Management, Municipal Bonds, Product Development, Institutional Sales, Series 63, Bonds, Internal Marketing, Fixed Income, Investments, Securities, Portfolio Management, Trading, Financial Services
Education
Saint Mary's University of Minnesota 1979 — 1983
BA, Communications
Cretin Derham Hall 1975 — 1979
Nadia Hogarth's Legg Mason Experience June 2002 - Present
Job Senior Paralegal at Legg Mason
Industry Financial Services
Experience
Legg Mason June 2002 - Present
Skills
Customer Service, Microsoft Office, Due Diligence, Finance, Financial Analysis, Securities, Investments, Portfolio Management, Risk Management, Financial Services
Education
Sacred Heart University 2015 — 2017
Master's degree, Business Administration and Management, General, 4.0
Sacred Heart University
Bachelor of Applied Science (B.A.Sc.), Business Administration and Management, General, 3.456
Legg Mason June 2002 - Present
Skills
Customer Service, Microsoft Office, Due Diligence, Finance, Financial Analysis, Securities, Investments, Portfolio Management, Risk Management, Financial Services
Education
Sacred Heart University 2015 — 2017
Master's degree, Business Administration and Management, General, 4.0
Sacred Heart University
Bachelor of Applied Science (B.A.Sc.), Business Administration and Management, General, 3.456
John Yuncza's Legg Mason Experience December 2003 - November 2005
Job CFO at DatamaxO'Neil
Industry Printing
Experience
Datamax-O’Neil Corporation January 2012 - Present
Datamax-O’Neil Corporation September 2010 - January 2012
Xanadoo Company November 2005 - August 2010
Legg Mason December 2003 - November 2005
Fifth Third Bank June 2002 - November 2003
KPMG July 1997 - December 2000
Asher & Company, Ltd. September 1994 - July 1997
Skills
Mergers & Acquisitions, Finance, Accounting, Process Improvement, Start-ups, Strategy, Strategic Planning, Budgets, Management, Internal Controls, Leadership, Sarbanes-Oxley Act
Education
Yale University 2000 — 2002
MBA, Finance
Saint Joseph's University 1989 — 1993
BS, Finance and Accounting
Datamax-O’Neil Corporation January 2012 - Present
Datamax-O’Neil Corporation September 2010 - January 2012
Xanadoo Company November 2005 - August 2010
Legg Mason December 2003 - November 2005
Fifth Third Bank June 2002 - November 2003
KPMG July 1997 - December 2000
Asher & Company, Ltd. September 1994 - July 1997
Skills
Mergers & Acquisitions, Finance, Accounting, Process Improvement, Start-ups, Strategy, Strategic Planning, Budgets, Management, Internal Controls, Leadership, Sarbanes-Oxley Act
Education
Yale University 2000 — 2002
MBA, Finance
Saint Joseph's University 1989 — 1993
BS, Finance and Accounting
Michael C. Foley's Legg Mason Experience July 2004 - June 2005
Job Vice President at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney June 2005 - Present
Legg Mason July 2004 - June 2005
Skills
Series 7 and Series 66, Portfolio Management, Product Development, Platform Integration, Platform Design, Investment Advisory
Education
Quinlan School of Business, Loyola University Chicago 2000 — 2001
MBA, Finance
Morgan Stanley Smith Barney June 2005 - Present
Legg Mason July 2004 - June 2005
Skills
Series 7 and Series 66, Portfolio Management, Product Development, Platform Integration, Platform Design, Investment Advisory
Education
Quinlan School of Business, Loyola University Chicago 2000 — 2001
MBA, Finance
Steve Spahr's Legg Mason Experience January 1995 - April 2006
Job Vice President and Assistant Regional Manager
Industry Financial Services
Experience
Janney Montgomery Scott LLC June 2015 - Present
Raymond James February 2013 - June 2015
Morgan Keegan April 2006 - February 2013
Legg Mason January 1995 - April 2006
Prudential Financial January 1981 - December 1994
Bache Halsey Stuart & Shields January 1979 - January 1981
Great American Crab Company/Flack Factory August 1977 - June 1978
Skills
Series 7, Asset Management, Investments, Portfolio Management, Wealth Management, Equities, Customer Relations, Securities, Mutual Funds, Retirement Planning, Financial Analysis, Compliance, Asset Allocation, Fixed Income, Series 63, Retirement, Investment Advisory, Bonds, Financial Advisory, New Business Development, Budgeting, Team Building, ETFs, Stocks, High Net Worth..., Separately Managed..., 401k, Managed Accounts, Options, Investment Products, Asset, Wealth, IRA's, Portfolios, Wealth Transfer, Equity Research, Pensions, Financial Markets, Fund Of Funds, Investor Relations, Asset Managment, Communication, Customer Service, Investment Strategies, Estate Planning, Financial Planners, Financial Services, Series 8
Education
Rollins College 1971 — 1975
BA, English Literature
Culver Military Academy 1967 — 1971
High School diploma/ROTC, General Studies
Janney Montgomery Scott LLC June 2015 - Present
Raymond James February 2013 - June 2015
Morgan Keegan April 2006 - February 2013
Legg Mason January 1995 - April 2006
Prudential Financial January 1981 - December 1994
Bache Halsey Stuart & Shields January 1979 - January 1981
Great American Crab Company/Flack Factory August 1977 - June 1978
Skills
Series 7, Asset Management, Investments, Portfolio Management, Wealth Management, Equities, Customer Relations, Securities, Mutual Funds, Retirement Planning, Financial Analysis, Compliance, Asset Allocation, Fixed Income, Series 63, Retirement, Investment Advisory, Bonds, Financial Advisory, New Business Development, Budgeting, Team Building, ETFs, Stocks, High Net Worth..., Separately Managed..., 401k, Managed Accounts, Options, Investment Products, Asset, Wealth, IRA's, Portfolios, Wealth Transfer, Equity Research, Pensions, Financial Markets, Fund Of Funds, Investor Relations, Asset Managment, Communication, Customer Service, Investment Strategies, Estate Planning, Financial Planners, Financial Services, Series 8
Education
Rollins College 1971 — 1975
BA, English Literature
Culver Military Academy 1967 — 1971
High School diploma/ROTC, General Studies
Wendy Back's Legg Mason Experience May 1998 - November 1999
Job Vice President, Client Service Manager at ClearBridge Investments
Industry Financial Services
Experience
ClearBridge Investments/Legg Mason Capital Management November 2005 - June 2013
Legg Mason Capital Management November 2002 - November 2005
Legg Mason Capital Management November 2000 - November 2002
Legg Mason Capital Management November 1999 - November 2000
Legg Mason May 1998 - November 1999
T. Rowe Price February 1998 - May 1998
Skills
Trading Systems, Mutual Funds, Equities
Education
Salisbury State University 1994 — 1997
Bachelor of Science (B.S.), Accounting and Marketing
ClearBridge Investments/Legg Mason Capital Management November 2005 - June 2013
Legg Mason Capital Management November 2002 - November 2005
Legg Mason Capital Management November 2000 - November 2002
Legg Mason Capital Management November 1999 - November 2000
Legg Mason May 1998 - November 1999
T. Rowe Price February 1998 - May 1998
Skills
Trading Systems, Mutual Funds, Equities
Education
Salisbury State University 1994 — 1997
Bachelor of Science (B.S.), Accounting and Marketing
Geoff Ultsch, CBCP's Legg Mason Experience July 2011 - Present
Job VP, Global Business Continuity at Legg Mason
Industry Financial Services
Experience
Legg Mason July 2011 - Present
Legg Mason January 2005 - June 2011
Legg Mason July 2000 - December 2004
Education
Rutgers University
Political Science, Russian Language
Legg Mason July 2011 - Present
Legg Mason January 2005 - June 2011
Legg Mason July 2000 - December 2004
Education
Rutgers University
Political Science, Russian Language
Timothy Loh's Legg Mason Experience June 2010 - August 2010
Job Jr Software Developer at Logi Analytics
Industry Information Technology and Services
Experience
Logi Analytics May 2014 - Present
Cisco May 2012 - August 2012
Cisco Systems May 2011 - August 2011
Legg Mason June 2010 - August 2010
Education
Rensselaer Polytechnic Institute 2009 — 2013
BS, Computer Science, Computer & Systems Engineering
Logi Analytics May 2014 - Present
Cisco May 2012 - August 2012
Cisco Systems May 2011 - August 2011
Legg Mason June 2010 - August 2010
Education
Rensselaer Polytechnic Institute 2009 — 2013
BS, Computer Science, Computer & Systems Engineering
Dennis Kelleher's Legg Mason Experience 1998 - 2006
Job Head of Business Solutions at Albridge Analytics & Director of Business Analytics at Pershing LLC, a BNYM Company
Industry Financial Services
Experience
Pershing LLC and Albridge Analytics, a BNYM Company April 2011 - Present
M&T Bank 2010 - 2011
IXI Corporation 2007 - 2010
Promontory Interfinancial Network 2006 - 2007
Legg Mason 1998 - 2006
Skills
Marketing Strategy, Program Management, Wealth Management, Business Development, Financial Services, Business Strategy, Analytics, Banking, Portfolio Management, Financial Analysis, Product Management, Mergers & Acquisitions, Business Analysis, Capital Markets, Segmentation, Microsoft Excel, Asset Management, Cross-functional Team..., Strategic Planning, Investments, Customer Service, Strategy, Management Consulting, Financial Modeling
Education
St. John's University
MBA, Finance
St. John's University
B.S., Economics
Pershing LLC and Albridge Analytics, a BNYM Company April 2011 - Present
M&T Bank 2010 - 2011
IXI Corporation 2007 - 2010
Promontory Interfinancial Network 2006 - 2007
Legg Mason 1998 - 2006
Skills
Marketing Strategy, Program Management, Wealth Management, Business Development, Financial Services, Business Strategy, Analytics, Banking, Portfolio Management, Financial Analysis, Product Management, Mergers & Acquisitions, Business Analysis, Capital Markets, Segmentation, Microsoft Excel, Asset Management, Cross-functional Team..., Strategic Planning, Investments, Customer Service, Strategy, Management Consulting, Financial Modeling
Education
St. John's University
MBA, Finance
St. John's University
B.S., Economics
Anna Szczypinski's Legg Mason Experience 2007 - 2010
Job Commodity Supervisor
Industry Transportation/Trucking/Railroad
Experience
UPS April 2015 - Present
UPS October 2010 - March 2015
Legg Mason 2007 - 2010
Morgan Stanley 2005 - 2007
Skills
Microsoft Office, Forecasting, Financial Reporting, Financial Modeling, Financial Analysis, Corporate Finance, Microsoft Excel, PowerPoint, Access
Education
Rutgers, The State University of New Jersey-Newark 2009 — 2012
Master, Supply Chain
Rutgers, The State University of New Jersey-Newark 2001 — 2005
BA/BS, Finance, Economics
UPS April 2015 - Present
UPS October 2010 - March 2015
Legg Mason 2007 - 2010
Morgan Stanley 2005 - 2007
Skills
Microsoft Office, Forecasting, Financial Reporting, Financial Modeling, Financial Analysis, Corporate Finance, Microsoft Excel, PowerPoint, Access
Education
Rutgers, The State University of New Jersey-Newark 2009 — 2012
Master, Supply Chain
Rutgers, The State University of New Jersey-Newark 2001 — 2005
BA/BS, Finance, Economics
Yolanda Imbrogno's Legg Mason Experience June 2005 - July 2006
Job Accounts Payable Administrator at Intrepid Aviation
Industry Financial Services
Experience
Intrepid Aviation July 2012 - March 2015
Starwood Capital Group April 2012 - July 2012
RSR Partners January 2012 - March 2012
SAC Capital January 2007 - August 2009
Legg Mason June 2005 - July 2006
RBS Greenwich Capital July 1998 - June 2005
Cendant Mobility April 1997 - July 1998
The Law Offices of Attorney Steven J. Baron February 1995 - April 1997
Communications Supply Corporation July 1992 - February 1995
Skills
Finance, Accounting, Payroll, QuickBooks, PowerPoint, Bloomberg, Access, Microsoft Word, Employee Relations, Financial Analysis, Recruiting
Education
Sacred Heart University 1992 — 1996
Bachelor of Arts, Political Science
Trinity Catholic High School 1989 — 1992
High School Diploma, high school diploma
Intrepid Aviation July 2012 - March 2015
Starwood Capital Group April 2012 - July 2012
RSR Partners January 2012 - March 2012
SAC Capital January 2007 - August 2009
Legg Mason June 2005 - July 2006
RBS Greenwich Capital July 1998 - June 2005
Cendant Mobility April 1997 - July 1998
The Law Offices of Attorney Steven J. Baron February 1995 - April 1997
Communications Supply Corporation July 1992 - February 1995
Skills
Finance, Accounting, Payroll, QuickBooks, PowerPoint, Bloomberg, Access, Microsoft Word, Employee Relations, Financial Analysis, Recruiting
Education
Sacred Heart University 1992 — 1996
Bachelor of Arts, Political Science
Trinity Catholic High School 1989 — 1992
High School Diploma, high school diploma
Robert Eberly's Legg Mason Experience 1988 - 2004
Job Senior V P at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott 2009 - Present
Smith Barney Citigroup 2004 - 2009
Legg Mason 1988 - 2004
Hopper Soliday March 1981 - February 1988
Skills
Asset Management, Securities, Strategic Planning, Wealth Management, Series 7, Mutual Funds, Series 63
Education
Rollins College 1972 — 1976
Bachelor’s Degree, Economics
Janney Montgomery Scott 2009 - Present
Smith Barney Citigroup 2004 - 2009
Legg Mason 1988 - 2004
Hopper Soliday March 1981 - February 1988
Skills
Asset Management, Securities, Strategic Planning, Wealth Management, Series 7, Mutual Funds, Series 63
Education
Rollins College 1972 — 1976
Bachelor’s Degree, Economics
Jennifer Booker Wasson's Legg Mason Experience August 2007 - March 2008
Job Controller at Shapiro Sher Guinot & Sandler
Industry Staffing and Recruiting
Experience
Shapiro Sher Guinot & Sandler June 2015 - Present
CohnReznick LLP December 2013 - May 2015
Traveled the US and South America March 2013 - October 2013
Allegis Group April 2010 - March 2013
Allegis Group March 2008 - April 2010
Legg Mason August 2007 - March 2008
McCrory & McDowell LLC November 2004 - August 2007
BNY Mellon November 2003 - October 2004
The Audit Group, Inc. (TAG) August 2000 - June 2003
Skills
CPA, Internal Controls, Financial Reporting, Accounting
Education
University of Pittsburgh 1996 — 2000
Bachelor's degree, Finance, General
Robert Morris University 2002 — 2004
Certificate, Accounting
Shapiro Sher Guinot & Sandler June 2015 - Present
CohnReznick LLP December 2013 - May 2015
Traveled the US and South America March 2013 - October 2013
Allegis Group April 2010 - March 2013
Allegis Group March 2008 - April 2010
Legg Mason August 2007 - March 2008
McCrory & McDowell LLC November 2004 - August 2007
BNY Mellon November 2003 - October 2004
The Audit Group, Inc. (TAG) August 2000 - June 2003
Skills
CPA, Internal Controls, Financial Reporting, Accounting
Education
University of Pittsburgh 1996 — 2000
Bachelor's degree, Finance, General
Robert Morris University 2002 — 2004
Certificate, Accounting
Jennifer Lavin, CIMA's Legg Mason Experience 1996 - March 2006
Job Managing Director at Lateef Investment Management
Industry Investment Management
Experience
Lateef Investment Management March 2006 - Present
Legg Mason 1996 - March 2006
Skills
Alternative Investments, Equities, Asset Allocation, Mutual Funds, Portfolio Management, Investment Management, Series 7, Series 63
Education
Radford University 1992 — 1996
Bachelor of Business Administration (BBA), Finance
Lateef Investment Management March 2006 - Present
Legg Mason 1996 - March 2006
Skills
Alternative Investments, Equities, Asset Allocation, Mutual Funds, Portfolio Management, Investment Management, Series 7, Series 63
Education
Radford University 1992 — 1996
Bachelor of Business Administration (BBA), Finance
Mark Marmo's Legg Mason Experience 2006 - 2007
Job Sourcing Recruiter; PNC Investments / Asset Management Group at PNC
Industry Financial Services
Experience
PNC 2015 - Present
T. Rowe Price 2007 - 2010
Legg Mason 2006 - 2007
Susquehanna Bank 2005 - 2006
Charles Schwab 1991 - 2004
Skills
Investments, Series 7, Mutual Funds, Management, Sourcing, Banking, Asset Management, Relationship Management, Financial Services, Financial Planning, Recruiting, Finance, Wealth Management, Portfolio Management, Series 63, Retirement Planning, Asset Allocation, Series 24, Series 9, Series 10
Education
Salisbury University
Bachelor of Arts (B.A.), Economics
Salisbury University - Perdue School of Business
Bachelors, Economics
PNC 2015 - Present
T. Rowe Price 2007 - 2010
Legg Mason 2006 - 2007
Susquehanna Bank 2005 - 2006
Charles Schwab 1991 - 2004
Skills
Investments, Series 7, Mutual Funds, Management, Sourcing, Banking, Asset Management, Relationship Management, Financial Services, Financial Planning, Recruiting, Finance, Wealth Management, Portfolio Management, Series 63, Retirement Planning, Asset Allocation, Series 24, Series 9, Series 10
Education
Salisbury University
Bachelor of Arts (B.A.), Economics
Salisbury University - Perdue School of Business
Bachelors, Economics
Christopher Cocozza, CIMA®'s Legg Mason Experience May 2013 - Present
Job Regional Director at Legg Mason
Industry Financial Services
Experience
Legg Mason May 2013 - Present
Education
Saint Joseph's University
Legg Mason May 2013 - Present
Education
Saint Joseph's University
Vanguard
Franklin Templeton Investments
Morningstar
The Vanguard Group
Bridgewater Associates
AIMCO
Janus Capital Group
Nuveen Investments