Legg Mason
Industry: Investment management company
DescriptionLegg Mason is an American investment management firm with a focus on asset management and serves customers worldwide. Legg Mason offers products in equities and fixed income, as well as domestic and international liquidity management and alternative investments. Assets under management: 747.2 billion USD (as of 31 May 2018) Headquarters: Baltimore, Maryland, United States CEO: Joseph A Sullivan (13 Feb 2013–) Subsidiaries: Western Asset Management Company,
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Legg Mason Employees
Employee
Years
Job
Industry
Jeff Caples Jeff Caples's Legg Mason Experience 1999 - 2009
Job Senior Vice President & Portfolio Manager at Maryland Capital Management
Industry Investment Management
Experience
Maryland Capital Management 2009 - Present
Legg Mason 1999 - 2009
Brown Advisory 1995 - 1999
T. Rowe Price September 1990 - November 1992
Skills
Chartered Financial..., Portfolio Management, Technical Analysis, Investment Advisory, Portfolio Strategy
Education
University of Maryland - Robert H. Smith School of Business 1993 — 1995
MBA, Finance / Investments
Denison University 1986 — 1990
BA, Economics
Wilton High School 1982 — 1986
Diploma
Maryland Capital Management 2009 - Present
Legg Mason 1999 - 2009
Brown Advisory 1995 - 1999
T. Rowe Price September 1990 - November 1992
Skills
Chartered Financial..., Portfolio Management, Technical Analysis, Investment Advisory, Portfolio Strategy
Education
University of Maryland - Robert H. Smith School of Business 1993 — 1995
MBA, Finance / Investments
Denison University 1986 — 1990
BA, Economics
Wilton High School 1982 — 1986
Diploma
Mitchell Hunt, AAMS, LUTCF Mitchell Hunt, AAMS, LUTCF's Legg Mason Experience 1988 - 1996
Job VicePresident/Financial Advisor at BB&TScott & Stringfellow
Industry Financial Services
Experience
BB&T Scott & Stringfellow December 1996 - Present
BB&T Scott & Stringfellow 1996 - Present
Legg Mason 1988 - 1996
Skills
Series 7, Series 63, Series 65, Accredited Asset..., Investments, Wealth Management, Retirement, Investment Advisory, Securities, Portfolio Management, Financial Analysis
Education
East Carolina University 1965 — 1970
AB, Political Science & Economics
BB&T Scott & Stringfellow December 1996 - Present
BB&T Scott & Stringfellow 1996 - Present
Legg Mason 1988 - 1996
Skills
Series 7, Series 63, Series 65, Accredited Asset..., Investments, Wealth Management, Retirement, Investment Advisory, Securities, Portfolio Management, Financial Analysis
Education
East Carolina University 1965 — 1970
AB, Political Science & Economics
Dale Horn, CFP®, CIMA® Dale Horn, CFP®, CIMA®'s Legg Mason Experience March 2003 - 2006
Job Senior Vice President Wealth Management
Industry Financial Services
Experience
UBS January 2009 - Present
Smith Barney 2006 - 2008
Legg Mason March 2003 - 2006
Education
Loyola University Maryland 1997 — 1999
MBA, Finance
Dickinson College 1991 — 1995
BS, Biology
Lower Merion
UBS January 2009 - Present
Smith Barney 2006 - 2008
Legg Mason March 2003 - 2006
Education
Loyola University Maryland 1997 — 1999
MBA, Finance
Dickinson College 1991 — 1995
BS, Biology
Lower Merion
Angie Parise Angie Parise's Legg Mason Experience June 2002 - February 2004
Job accountant/payroll at Message Systems
Industry Computer Software
Experience
Message Systems July 2009 - Present
Martek Biosciences February 2004 - December 2005
Legg Mason June 2002 - February 2004
Skills
Sarbanes-Oxley Act, Auditing, Fixed Assets, GAAP, General Ledger, SEC filings, US GAAP, Sarbanes-Oxley, Accruals
Education
Drexel University - College of Business and Administration 1997 — 2002
BS, Accounting
Message Systems July 2009 - Present
Martek Biosciences February 2004 - December 2005
Legg Mason June 2002 - February 2004
Skills
Sarbanes-Oxley Act, Auditing, Fixed Assets, GAAP, General Ledger, SEC filings, US GAAP, Sarbanes-Oxley, Accruals
Education
Drexel University - College of Business and Administration 1997 — 2002
BS, Accounting
Ralph McDevitt Ralph McDevitt's Legg Mason Experience September 1994 - May 2006
Job Financial Advisor at Raymond James
Industry Financial Services
Experience
Raymond James May 2006 - Present
Legg Mason September 1994 - May 2006
Education
Dartmouth College 1978 — 1982
B.A., Government
Abington High School
Raymond James May 2006 - Present
Legg Mason September 1994 - May 2006
Education
Dartmouth College 1978 — 1982
B.A., Government
Abington High School
Steven Archuleta Steven Archuleta's Legg Mason Experience January 2001 - June 2002
Job Managing Projects, large and small.
Industry Management Consulting
Experience
Randy & Steve's - The New General Store: www.randyandsteves.com August 2012 - Present
The Good Life Market May 2005 - January 2011
Publishing / Print 1995 - 2011
Legg Mason January 2001 - June 2002
National Institutes of Health August 1998 - September 2000
Education August 1995 - June 1996
Skills
Creative Writing, Research, Retail, Technical Writing, Garden, Books, Editorial, Marketing, Marketing Communications, Social Networking, Sales, Copy Editing, Entrepreneurship
Education
Foundation for Advanced Education in Science, NIH 1998 — 2000
Graduate Studies / Fellowship, Cardiac Pathology, National Heart Lung and Blood Institute, Graduate Studies
Columbia University College of Physicians and Surgeons 2000 — 2000
Master's Studies, Intracellular Nutrition, Graduate Studies
Saint Mary's College of California 1987 — 1991
Bachelors of Arts, Diversified Liberal Arts, Undergraduate
University of Maryland College Park 2005 — 2005
Master Gardener, Integrated Pest Management, Extension Program
Christian Brothers High School 1982 — 1986
Diploma, College Preparatory
Randy & Steve's - The New General Store: www.randyandsteves.com August 2012 - Present
The Good Life Market May 2005 - January 2011
Publishing / Print 1995 - 2011
Legg Mason January 2001 - June 2002
National Institutes of Health August 1998 - September 2000
Education August 1995 - June 1996
Skills
Creative Writing, Research, Retail, Technical Writing, Garden, Books, Editorial, Marketing, Marketing Communications, Social Networking, Sales, Copy Editing, Entrepreneurship
Education
Foundation for Advanced Education in Science, NIH 1998 — 2000
Graduate Studies / Fellowship, Cardiac Pathology, National Heart Lung and Blood Institute, Graduate Studies
Columbia University College of Physicians and Surgeons 2000 — 2000
Master's Studies, Intracellular Nutrition, Graduate Studies
Saint Mary's College of California 1987 — 1991
Bachelors of Arts, Diversified Liberal Arts, Undergraduate
University of Maryland College Park 2005 — 2005
Master Gardener, Integrated Pest Management, Extension Program
Christian Brothers High School 1982 — 1986
Diploma, College Preparatory
Craig Metz Craig Metz's Legg Mason Experience May 2015 - Present
Job Regional Investment Associate, Legg Mason Global Asset Management
Industry Financial Services
Experience
Legg Mason May 2015 - Present
UBS Financial Services Inc. December 2011 - May 2015
International Union of Operating Engineers Local 478 June 2010 - August 2010
SRS2-20IT Business Support Services June 2009 - August 2009
Education
Dickinson College 2007 — 2011
Bachelor of Arts, International Business and Management
Legg Mason May 2015 - Present
UBS Financial Services Inc. December 2011 - May 2015
International Union of Operating Engineers Local 478 June 2010 - August 2010
SRS2-20IT Business Support Services June 2009 - August 2009
Education
Dickinson College 2007 — 2011
Bachelor of Arts, International Business and Management
Craig Colvett Craig Colvett's Legg Mason Experience February 2008 - January 2010
Job Managing Regional Director at Natixis
Industry Financial Services
Experience
Natixis Global Asset Management June 2012 - Present
Natixis February 2011 - May 2012
Legg Mason February 2008 - January 2010
JPMorganChase August 2007 - February 2008
Skills
Series 7, Series 63, Mutual Funds, Separately Managed..., Alternative Investments, Asset Allocation, Uniform Combined State..., Fixed Income, Wealth Management, Equities, Investments, Asset Managment, Series 6, Securities, Retirement Planning, Portfolio Management, Investment Strategies, Hedge Funds, Investment Advisory
Education
Marist College 2004 — 2005
Bachelor, Finance
Dutchess Community College 1998 — 2000
Natixis Global Asset Management June 2012 - Present
Natixis February 2011 - May 2012
Legg Mason February 2008 - January 2010
JPMorganChase August 2007 - February 2008
Skills
Series 7, Series 63, Mutual Funds, Separately Managed..., Alternative Investments, Asset Allocation, Uniform Combined State..., Fixed Income, Wealth Management, Equities, Investments, Asset Managment, Series 6, Securities, Retirement Planning, Portfolio Management, Investment Strategies, Hedge Funds, Investment Advisory
Education
Marist College 2004 — 2005
Bachelor, Finance
Dutchess Community College 1998 — 2000
Steve Homza Steve Homza's Legg Mason Experience February 2006 - Present
Job Managing Director Internal Audit at Legg Mason
Industry Financial Services
Experience
Legg Mason February 2006 - Present
PNC May 2003 - January 2006
K&L GATES LLP (formerly KIRKPATRICK & LOCKHART LLP) 2000 - 2002
UBS AG 1996 - 1999
HILLIER COLLIER & COMPANY 1993 - 1996
Arthur Anderson & KPMG 1979 - 1993
Skills
IT Audit, Due Diligence, CPA, Management, Financial Analysis, Financial Risk, Sarbanes-Oxley, Enterprise Risk..., Auditing, Internal Controls, Sarbanes-Oxley Act, Financial Accounting, External Audit, Internal Audit, COSO, CISA, Risk Management, Accounting, GAAP, SEC filings, Financial Reporting, US GAAP, Assurance, Risk Assessment, SEC Filings
Education
Duquesne University
Bachelor Science, Accounting
Legg Mason February 2006 - Present
PNC May 2003 - January 2006
K&L GATES LLP (formerly KIRKPATRICK & LOCKHART LLP) 2000 - 2002
UBS AG 1996 - 1999
HILLIER COLLIER & COMPANY 1993 - 1996
Arthur Anderson & KPMG 1979 - 1993
Skills
IT Audit, Due Diligence, CPA, Management, Financial Analysis, Financial Risk, Sarbanes-Oxley, Enterprise Risk..., Auditing, Internal Controls, Sarbanes-Oxley Act, Financial Accounting, External Audit, Internal Audit, COSO, CISA, Risk Management, Accounting, GAAP, SEC filings, Financial Reporting, US GAAP, Assurance, Risk Assessment, SEC Filings
Education
Duquesne University
Bachelor Science, Accounting
Aimee Horstman's Legg Mason Experience November 2002 - July 2004
Job Project Manager at Synovus Securities Inc.
Industry Financial Services
Experience
Synovus March 2013 - Present
Synovus July 2004 - March 2013
Synovus Trust Company, N.A. April 2005 - June 2009
SYNOVUS Trust Company, N.A. August 2004 - April 2005
Legg Mason November 2002 - July 2004
Legg Mason August 1999 - November 2002
B.T. Alex Brown Institutional Sales Group January 1998 - August 1999
Skills
Trust Management, Investment Brokerage, Institutional..., Marketing, Series 63, Series 7, Series 65, Licensed Life Insurance..., Annuity Sales, MBA, Mutual Funds, Wealth Management, Asset Allocation, Investment Advisory, Retirement Planning, Asset Management, Securities, Portfolio Management, Investment Management, Finance, Separately Managed..., Investment Strategies, Strategic Financial..., Investments, Alternative Investments, ETFs, Fixed Income, Insurance, 401k, Retirement, Life Insurance, Long-term Care, IRAs
Education
Troy University
Master of Business Administration (MBA), Accounting and Business/Management, Graduate
College of Charleston
Bachelor of Arts (B.A.), Business/Corporate Communications, Undergrad
College of Charleston
Bachelor of Arts (B.A.), Art History, Criticism and Conservation, Undergrad
McDonogh School
Highschool
Synovus March 2013 - Present
Synovus July 2004 - March 2013
Synovus Trust Company, N.A. April 2005 - June 2009
SYNOVUS Trust Company, N.A. August 2004 - April 2005
Legg Mason November 2002 - July 2004
Legg Mason August 1999 - November 2002
B.T. Alex Brown Institutional Sales Group January 1998 - August 1999
Skills
Trust Management, Investment Brokerage, Institutional..., Marketing, Series 63, Series 7, Series 65, Licensed Life Insurance..., Annuity Sales, MBA, Mutual Funds, Wealth Management, Asset Allocation, Investment Advisory, Retirement Planning, Asset Management, Securities, Portfolio Management, Investment Management, Finance, Separately Managed..., Investment Strategies, Strategic Financial..., Investments, Alternative Investments, ETFs, Fixed Income, Insurance, 401k, Retirement, Life Insurance, Long-term Care, IRAs
Education
Troy University
Master of Business Administration (MBA), Accounting and Business/Management, Graduate
College of Charleston
Bachelor of Arts (B.A.), Business/Corporate Communications, Undergrad
College of Charleston
Bachelor of Arts (B.A.), Art History, Criticism and Conservation, Undergrad
McDonogh School
Highschool
Henry P. Kim Henry P. Kim's Legg Mason Experience August 2004 - March 2008
Job Portfolio Specialist, Wealth Management at New York Life Insurance Company
Industry Financial Services
Experience
New York Life Insurance Company October 2012 - Present
New York Life Insurance Company March 2009 - October 2012
UBS Financial Services April 2008 - March 2009
Legg Mason August 2004 - March 2008
Bear Stearns Asset Management April 2001 - August 2004
Bear Stearns Asset Management April 2000 - April 2001
Skills
Mutual Funds, Asset Allocation, Separately Managed..., Fixed Income, Investments, Equities, Securities, Asset Managment, Investment Strategies, Bloomberg, ETFs, Uniform Combined State..., Portfolio Management, Morningstar Direct, Thomson One Analytics
Education
Cornell University 1995 — 1999
BS, Economics
Archbishop Molloy HS 1991 — 1995
New York Life Insurance Company October 2012 - Present
New York Life Insurance Company March 2009 - October 2012
UBS Financial Services April 2008 - March 2009
Legg Mason August 2004 - March 2008
Bear Stearns Asset Management April 2001 - August 2004
Bear Stearns Asset Management April 2000 - April 2001
Skills
Mutual Funds, Asset Allocation, Separately Managed..., Fixed Income, Investments, Equities, Securities, Asset Managment, Investment Strategies, Bloomberg, ETFs, Uniform Combined State..., Portfolio Management, Morningstar Direct, Thomson One Analytics
Education
Cornell University 1995 — 1999
BS, Economics
Archbishop Molloy HS 1991 — 1995
George Foley George Foley's Legg Mason Experience April 2008 - March 2011
Job CEO & CIO at Dillon Capital Management
Industry Investment Management
Experience
Dillon Capital Management January 2012 - Present
Legg Mason April 2008 - March 2011
Glenmede May 2000 - March 2008
Walnut Asset Management October 1996 - May 2000
IAS Advisory Services, Inc July 1994 - October 1996
SEI Corp August 1990 - July 1994
Cigna Corp October 1980 - July 1990
Skills
Investment Management, Equities, Asset Allocation, Alternative Investments, Mutual Funds, Investments, Asset Management, Hedge Funds, Portfolio Management, Wealth Management, Investment Strategies, Investment Advisory
Education
Drexel University
MBA, Finance
LaSalle University
BS, Finance
Dillon Capital Management January 2012 - Present
Legg Mason April 2008 - March 2011
Glenmede May 2000 - March 2008
Walnut Asset Management October 1996 - May 2000
IAS Advisory Services, Inc July 1994 - October 1996
SEI Corp August 1990 - July 1994
Cigna Corp October 1980 - July 1990
Skills
Investment Management, Equities, Asset Allocation, Alternative Investments, Mutual Funds, Investments, Asset Management, Hedge Funds, Portfolio Management, Wealth Management, Investment Strategies, Investment Advisory
Education
Drexel University
MBA, Finance
LaSalle University
BS, Finance
Chris Marzullo's Legg Mason Experience October 1998 - March 2007
Job General Counsel & Chief Compliance Officer at Brandywine Global Investment Management
Industry Investment Management
Experience
Brandywine Global Investment Management March 2007 - Present
Legg Mason October 1998 - March 2007
Weinberg & Green September 1993 - October 1998
Skills
Investment Advisers Act, Investment Company Act, Securities Regulation, Hedge Funds, Mutual Funds, Asset Managment, Investment Advisory, Fixed Income, Equities, Derivatives
Education
University of Baltimore School of Law 1990 — 1993
Doctor of Law (J.D.), magna cum laude
Cornell University 1986 — 1990
Bachelor's degree, Labor and Industrial Relations
Calvert Hall
Brandywine Global Investment Management March 2007 - Present
Legg Mason October 1998 - March 2007
Weinberg & Green September 1993 - October 1998
Skills
Investment Advisers Act, Investment Company Act, Securities Regulation, Hedge Funds, Mutual Funds, Asset Managment, Investment Advisory, Fixed Income, Equities, Derivatives
Education
University of Baltimore School of Law 1990 — 1993
Doctor of Law (J.D.), magna cum laude
Cornell University 1986 — 1990
Bachelor's degree, Labor and Industrial Relations
Calvert Hall
Terry N Barr Terry N Barr's Legg Mason Experience July 2004 - July 2008
Job Realtor at Coldwell Banker Residential Brokerage
Industry Real Estate
Experience
Coldwell Banker Residential Brokerage July 2008 - Present
Coldwell Banker Homestead Group 2008 - 2013
Legg Mason July 2004 - July 2008
Skills
Customer Service, Teaching, Strategic Planning, Residential Homes, Sales, Sales Management, First Time Home Buyers, Merchandising, Real Estate, Relocation, Buyer Representation, New Home Sales, Short Sales, Real Estate Transactions, Windows, English, Microsoft Word, Outlook, PowerPoint, Microsoft Excel, Listings, Single Family Homes, Sellers, Referrals, Marketing, New Homes, Condos
Education
Columbus State University 1983 — 1985
Coldwell Banker Residential Brokerage July 2008 - Present
Coldwell Banker Homestead Group 2008 - 2013
Legg Mason July 2004 - July 2008
Skills
Customer Service, Teaching, Strategic Planning, Residential Homes, Sales, Sales Management, First Time Home Buyers, Merchandising, Real Estate, Relocation, Buyer Representation, New Home Sales, Short Sales, Real Estate Transactions, Windows, English, Microsoft Word, Outlook, PowerPoint, Microsoft Excel, Listings, Single Family Homes, Sellers, Referrals, Marketing, New Homes, Condos
Education
Columbus State University 1983 — 1985
David Silvera David Silvera's Legg Mason Experience 1995 - 1997
Job Angel Oak Canopy Partners LLC
Industry Financial Services
Experience
Golden Slope, LLC June 2014 - March 2015
Rosemont Investment Partners, LLC 2000 - June 2014
Investment Counseling, Inc. 1997 - 2000
Legg Mason 1995 - 1997
Skills
Asset Managment, Investment Management, Private Equity, Mergers, Alternative Investments, Hedge Funds, Equities, Strategic Planning, Portfolio Management, Investments, Financial Services, Management, Mergers & Acquisitions, Asset Management, Venture Capital, Emerging Markets, Investment Strategies, Asset Allocation, Due Diligence
Education
University of Pennsylvania - The Wharton School 1992 — 1994
MBA, Finance and Entrepreneurial Management
Columbia University in the City of New York 1982 — 1986
BA, English Language and Literature, General
Golden Slope, LLC June 2014 - March 2015
Rosemont Investment Partners, LLC 2000 - June 2014
Investment Counseling, Inc. 1997 - 2000
Legg Mason 1995 - 1997
Skills
Asset Managment, Investment Management, Private Equity, Mergers, Alternative Investments, Hedge Funds, Equities, Strategic Planning, Portfolio Management, Investments, Financial Services, Management, Mergers & Acquisitions, Asset Management, Venture Capital, Emerging Markets, Investment Strategies, Asset Allocation, Due Diligence
Education
University of Pennsylvania - The Wharton School 1992 — 1994
MBA, Finance and Entrepreneurial Management
Columbia University in the City of New York 1982 — 1986
BA, English Language and Literature, General
David Penn David Penn's Legg Mason Experience May 2007 - May 2009
Job Senior Vice President/ Wealth Management at Janney Montgomery Scott LLC
Industry Investment Management
Experience
Janney Montgomery Scott LLC September 2014 - Present
Janney Montgomery Scott May 2009 - August 2014
Legg Mason May 2007 - May 2009
Smith Barney December 2005 - April 2007
Skills
Investments, Wealth Management, Series 7, Alternative Investments, Asset Allocation, Mutual Funds, Investment Advisory, Series 63, Investment Strategies, Asset Management, Equities, Securities, Retirement, Retirement Planning, Investment Management, Estate Planning, ETFs, Strategic Financial..., Hedge Funds, Portfolio Management, Insurance, Financial Planners, Financial Services, Financial Advisory
Education
University of Pennsylvania - The Wharton School 1982 — 1984
MBA, Finance
Drexel University 1977 — 1982
BS, Accounting
Janney Montgomery Scott LLC September 2014 - Present
Janney Montgomery Scott May 2009 - August 2014
Legg Mason May 2007 - May 2009
Smith Barney December 2005 - April 2007
Skills
Investments, Wealth Management, Series 7, Alternative Investments, Asset Allocation, Mutual Funds, Investment Advisory, Series 63, Investment Strategies, Asset Management, Equities, Securities, Retirement, Retirement Planning, Investment Management, Estate Planning, ETFs, Strategic Financial..., Hedge Funds, Portfolio Management, Insurance, Financial Planners, Financial Services, Financial Advisory
Education
University of Pennsylvania - The Wharton School 1982 — 1984
MBA, Finance
Drexel University 1977 — 1982
BS, Accounting
Laura Zimmerman's Legg Mason Experience 2010 - 2011
Job Chief Marketing Officer, Group Insurance at Guardian Life
Industry Financial Services
Experience
Guardian Life July 2014 - Present
BridgeStar Solutions LLC August 2012 - June 2014
Aon Hewitt 2011 - June 2012
Legg Mason 2010 - 2011
Allstate 1998 - 2009
Allstate 1995 - 1998
Ameriprise Financial 1993 - 1995
Ameriprise Financial 1990 - 1992
Ameriprise Financial 1989 - 1990
Ameriprise Financial 1986 - 1988
Skills
Insurance, Marketing, New Business Development, Competitive Intelligence, Cross-functional Team..., Marketing Strategy, Marketing Research, Integrated Marketing, Strategic Planning, Talent Management, Marketing Communications, Innovation, Product Development, Mutual Funds, Change Management, Asset Management, Management, Finance, CRM, Strategy, Business Planning, E-commerce, B2B, Brand Development, Strategic Communications, Mergers & Acquisitions, Social Media Marketing, Customer Insight, Executive Management
Education
Northwestern University - Kellogg School of Management 1984 — 1986
MBA
Dartmouth College 1976 — 1980
Bachelor of Arts, cum laude
Glenbrook North
Guardian Life July 2014 - Present
BridgeStar Solutions LLC August 2012 - June 2014
Aon Hewitt 2011 - June 2012
Legg Mason 2010 - 2011
Allstate 1998 - 2009
Allstate 1995 - 1998
Ameriprise Financial 1993 - 1995
Ameriprise Financial 1990 - 1992
Ameriprise Financial 1989 - 1990
Ameriprise Financial 1986 - 1988
Skills
Insurance, Marketing, New Business Development, Competitive Intelligence, Cross-functional Team..., Marketing Strategy, Marketing Research, Integrated Marketing, Strategic Planning, Talent Management, Marketing Communications, Innovation, Product Development, Mutual Funds, Change Management, Asset Management, Management, Finance, CRM, Strategy, Business Planning, E-commerce, B2B, Brand Development, Strategic Communications, Mergers & Acquisitions, Social Media Marketing, Customer Insight, Executive Management
Education
Northwestern University - Kellogg School of Management 1984 — 1986
MBA
Dartmouth College 1976 — 1980
Bachelor of Arts, cum laude
Glenbrook North
Lacey Robbins's Legg Mason Experience August 2008 - June 2014
Job Consultant at The World Bank Group
Industry International Trade and Development
Experience
The World Bank June 2015 - Present
Legg Mason August 2008 - June 2014
Legg Mason October 2007 - August 2008
Taylor Rafferty January 2007 - May 2007
Skills
Investor Relations, Asset Managment, Mutual Funds, Finance, Public Policy, Mergers, Securities, Fund Of Funds
Education
Columbia University in the City of New York 2014 — 2015
Master's Degree, SIPA - Economic Policy Management
State University of New York at Stony Brook 2003 — 2007
Bachelor of Science (B.S.), Economics and Finance
The World Bank June 2015 - Present
Legg Mason August 2008 - June 2014
Legg Mason October 2007 - August 2008
Taylor Rafferty January 2007 - May 2007
Skills
Investor Relations, Asset Managment, Mutual Funds, Finance, Public Policy, Mergers, Securities, Fund Of Funds
Education
Columbia University in the City of New York 2014 — 2015
Master's Degree, SIPA - Economic Policy Management
State University of New York at Stony Brook 2003 — 2007
Bachelor of Science (B.S.), Economics and Finance
Massiel Orozco Massiel Orozco's Legg Mason Experience August 2012 - January 2014
Job MBA Candidate at Columbia Business School
Industry Marketing and Advertising
Experience
Columbia Business School August 2015 - Present
The Archstone Partnerships February 2014 - July 2015
Legg Mason August 2012 - January 2014
Legg Mason February 2010 - August 2012
Morningside Translations October 2009 - January 2010
TGP Associates June 2009 - August 2009
Time Inc. June 2008 - August 2008
City of New York May 2007 - August 2007
Education
Columbia University - Columbia Business School 2015 — 2017
Master of Business Administration (MBA)
University of Pennsylvania 2005 — 2009
Bachelor of Science
Columbia Business School August 2015 - Present
The Archstone Partnerships February 2014 - July 2015
Legg Mason August 2012 - January 2014
Legg Mason February 2010 - August 2012
Morningside Translations October 2009 - January 2010
TGP Associates June 2009 - August 2009
Time Inc. June 2008 - August 2008
City of New York May 2007 - August 2007
Education
Columbia University - Columbia Business School 2015 — 2017
Master of Business Administration (MBA)
University of Pennsylvania 2005 — 2009
Bachelor of Science
Dwight Deloatch's Legg Mason Experience June 2013 - August 2013
Job H&B Services
Industry Facilities Services
Experience
H&B Services January 2014 - Present
Legg Mason June 2013 - August 2013
Barclaycard February 2013 - April 2013
FEMA June 2012 - August 2012
Barclaycard February 2012 - April 2012
Delaware State University Business Finance and Business Administration September 2011 - April 2012
FEMA June 2011 - August 2011
Skills
Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Customer Service, Financial Analysis, Public Speaking, Outlook, Research, Accounting, Social Media, Time Management, Access, Leadership, Event Planning, Marketing, Management, Analysis
Education
Delaware State University 2010 — 2013
Bachelor of Business Administration (BBA), Banking, Corporate, Finance, and Securities Law, Graduated
Delaware State University 2010 — 2013
Bachelors of Science, Finance and Banking
H&B Services January 2014 - Present
Legg Mason June 2013 - August 2013
Barclaycard February 2013 - April 2013
FEMA June 2012 - August 2012
Barclaycard February 2012 - April 2012
Delaware State University Business Finance and Business Administration September 2011 - April 2012
FEMA June 2011 - August 2011
Skills
Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Customer Service, Financial Analysis, Public Speaking, Outlook, Research, Accounting, Social Media, Time Management, Access, Leadership, Event Planning, Marketing, Management, Analysis
Education
Delaware State University 2010 — 2013
Bachelor of Business Administration (BBA), Banking, Corporate, Finance, and Securities Law, Graduated
Delaware State University 2010 — 2013
Bachelors of Science, Finance and Banking
David Master David Master's Legg Mason Experience July 2011 - August 2014
Job Chief Marketing Officer at Janus Capital Group
Industry Financial Services
Experience
Janus Capital Group September 2014 - Present
Legg Mason July 2011 - August 2014
Legg Mason November 2010 - July 2011
Carpenter Group June 2008 - October 2010
Prudential Financial July 2005 - May 2008
Prudential Financial July 2004 - July 2005
Financial Services Consulting & Marketing August 2001 - July 2004
Optima Group February 1995 - July 2001
The Chase Manhattan Bank October 1993 - January 1995
The Chase Manhattan Bank September 1991 - September 1993
Skills
Organizational Dynamics, Intelligence Analysis, Mergers, Product Management, Start-ups, Wealth Management, Strategic Planning, Marketing Strategy, Integrated Marketing, Business Planning, Strategy, Business Development, Analytics, Investments, Business Strategy, Leadership, Entrepreneurship, Digital Marketing, Market Research, Financial Services, Marketing, Management, Mergers & Acquisitions, Analysis, Sales, Asset Management, Mutual Funds, Executive Management
Education
Yale University - Yale School of Management 1985 — 1987
MBA, Strategy, Marketing
Dartmouth College 1974 — 1978
AB, Economics, Environmental Studies
Janus Capital Group September 2014 - Present
Legg Mason July 2011 - August 2014
Legg Mason November 2010 - July 2011
Carpenter Group June 2008 - October 2010
Prudential Financial July 2005 - May 2008
Prudential Financial July 2004 - July 2005
Financial Services Consulting & Marketing August 2001 - July 2004
Optima Group February 1995 - July 2001
The Chase Manhattan Bank October 1993 - January 1995
The Chase Manhattan Bank September 1991 - September 1993
Skills
Organizational Dynamics, Intelligence Analysis, Mergers, Product Management, Start-ups, Wealth Management, Strategic Planning, Marketing Strategy, Integrated Marketing, Business Planning, Strategy, Business Development, Analytics, Investments, Business Strategy, Leadership, Entrepreneurship, Digital Marketing, Market Research, Financial Services, Marketing, Management, Mergers & Acquisitions, Analysis, Sales, Asset Management, Mutual Funds, Executive Management
Education
Yale University - Yale School of Management 1985 — 1987
MBA, Strategy, Marketing
Dartmouth College 1974 — 1978
AB, Economics, Environmental Studies
Gregg Gorman Gregg Gorman's Legg Mason Experience March 2012 - Present
Job Managing Director and Treasurer at Legg Mason
Industry Financial Services
Experience
Legg Mason March 2012 - Present
Legg Mason Capital Management 2007 - March 2012
Marriott International 1998 - 2007
USF&G 1996 - 1998
Comsat Communications 1993 - 1996
IBM Credit Corporation 1990 - 1993
Skills
Asset Managment, Investments, Valuation, Financial Services, Bloomberg, Asset Management, Financial Modeling, Financial Analysis, Asset Allocation, Equities, Equity Research, Alternative Investments, Trading, Portfolio Management, Finance, Due Diligence, Risk Management, Mutual Funds, Fixed Income, Hedge Funds, Series 7, Securities, Management
Education
Wharton Business School 1988 — 1990
MBA, Finance and accounting
Dartmouth College 1981 — 1985
AB, Biochemistry
Legg Mason March 2012 - Present
Legg Mason Capital Management 2007 - March 2012
Marriott International 1998 - 2007
USF&G 1996 - 1998
Comsat Communications 1993 - 1996
IBM Credit Corporation 1990 - 1993
Skills
Asset Managment, Investments, Valuation, Financial Services, Bloomberg, Asset Management, Financial Modeling, Financial Analysis, Asset Allocation, Equities, Equity Research, Alternative Investments, Trading, Portfolio Management, Finance, Due Diligence, Risk Management, Mutual Funds, Fixed Income, Hedge Funds, Series 7, Securities, Management
Education
Wharton Business School 1988 — 1990
MBA, Finance and accounting
Dartmouth College 1981 — 1985
AB, Biochemistry
Jonathan Steiner, CIMA®, CFP® Jonathan Steiner, CIMA®, CFP®'s Legg Mason Experience July 1992 - December 1999
Job Territory Manager of Financial Planning at PNC Investments
Industry Financial Services
Experience
PNC Investments July 2012 - Present
Lockwood Advisors, a BNY Mellon Company July 2010 - July 2012
PNC Managed Investments February 2008 - June 2010
First Trust Advisors July 2001 - December 2007
John Hancock December 1999 - February 2001
Legg Mason July 1992 - December 1999
Education
Duke University 2009 — 2010
Executive Certificate in Financial Planning
St. Mary's College of Maryland 1988 — 1992
BA, Economics
Francis Scott Key 1985 — 1988
PNC Investments July 2012 - Present
Lockwood Advisors, a BNY Mellon Company July 2010 - July 2012
PNC Managed Investments February 2008 - June 2010
First Trust Advisors July 2001 - December 2007
John Hancock December 1999 - February 2001
Legg Mason July 1992 - December 1999
Education
Duke University 2009 — 2010
Executive Certificate in Financial Planning
St. Mary's College of Maryland 1988 — 1992
BA, Economics
Francis Scott Key 1985 — 1988
David Levi, CFA's Legg Mason Experience 2001 - 2004
Job Managing Director, Head of Distribution
Industry Financial Services
Experience
Brookfield Investment Management April 2014 - Present
Nuveen Investments September 2009 - April 2014
AllianceBernstein 2004 - 2009
Legg Mason 2001 - 2004
J.P. Morgan 1999 - 2001
J.P. Morgan Asset Management 1996 - 1999
Alliance Capital Management 1993 - 1995
Skills
CFA, Alternative Investments, Hedge Funds, Asset Managment, Mutual Funds, Asset Allocation, Equities, Series 7, Fixed Income, Investment Strategies, Investments, Portfolio Management, Wealth Management, Capital Markets, Bloomberg, Emerging Markets, Separately Managed..., Investment Management, Fund Of Funds, Financial Markets, Investor Relations, Series 24, International Sales
Education
Columbia Business School
MBA, Finance
Hamilton College
Brookfield Investment Management April 2014 - Present
Nuveen Investments September 2009 - April 2014
AllianceBernstein 2004 - 2009
Legg Mason 2001 - 2004
J.P. Morgan 1999 - 2001
J.P. Morgan Asset Management 1996 - 1999
Alliance Capital Management 1993 - 1995
Skills
CFA, Alternative Investments, Hedge Funds, Asset Managment, Mutual Funds, Asset Allocation, Equities, Series 7, Fixed Income, Investment Strategies, Investments, Portfolio Management, Wealth Management, Capital Markets, Bloomberg, Emerging Markets, Separately Managed..., Investment Management, Fund Of Funds, Financial Markets, Investor Relations, Series 24, International Sales
Education
Columbia Business School
MBA, Finance
Hamilton College
Joseph Rudler Joseph Rudler's Legg Mason Experience May 2010 - April 2012
Job Senior Brand Manager Softlines/Home
Industry Retail
Experience
Walmart July 2012 - Present
Legg Mason May 2010 - April 2012
Citi 2007 - 2009
US Navy 2003 - 2007
Skills
Project Management, Cross-functional Team..., Analysis, Product Management, Financial Services, Strategic Planning, User Experience, Change Management, CMS, Mergers, Vendor Management, Risk Management, Business Development, Asset Managment, Program Management, Wealth Management, Budgets, Business Strategy, Portfolio Management, Email Marketing, Leadership, Digital Marketing
Education
Columbia University in the City of New York 1996 — 2000
Bachelor of Science (BS), Art History, Criticism and Conservation
Walmart July 2012 - Present
Legg Mason May 2010 - April 2012
Citi 2007 - 2009
US Navy 2003 - 2007
Skills
Project Management, Cross-functional Team..., Analysis, Product Management, Financial Services, Strategic Planning, User Experience, Change Management, CMS, Mergers, Vendor Management, Risk Management, Business Development, Asset Managment, Program Management, Wealth Management, Budgets, Business Strategy, Portfolio Management, Email Marketing, Leadership, Digital Marketing
Education
Columbia University in the City of New York 1996 — 2000
Bachelor of Science (BS), Art History, Criticism and Conservation
Salli Schwartz Salli Schwartz's Legg Mason Experience July 1999 - June 2003
Job Global Head of Investor Relations at Moody's Corporation
Industry Financial Services
Experience
Moody's February 2011 - Present
Moody's April 2007 - February 2011
Citigroup July 2005 - March 2007
Legg Mason July 1999 - June 2003
Legg Mason June 1997 - June 1999
Skills
Management Consulting, Mergers & Acquisitions, Financial Modeling, Investment Banking, Strategy, Financial Analysis, Strategic Planning, Corporate Development, Business Strategy, Corporate Finance, Cross-functional Team..., Analysis, Capital Markets
Education
Cornell University - Johnson Graduate School of Management 2003 — 2005
MBA, Finance
University of Pennsylvania 1994 — 1997
BA, History and Sociology of Science
Emory University 1993 — 1994
Moody's February 2011 - Present
Moody's April 2007 - February 2011
Citigroup July 2005 - March 2007
Legg Mason July 1999 - June 2003
Legg Mason June 1997 - June 1999
Skills
Management Consulting, Mergers & Acquisitions, Financial Modeling, Investment Banking, Strategy, Financial Analysis, Strategic Planning, Corporate Development, Business Strategy, Corporate Finance, Cross-functional Team..., Analysis, Capital Markets
Education
Cornell University - Johnson Graduate School of Management 2003 — 2005
MBA, Finance
University of Pennsylvania 1994 — 1997
BA, History and Sociology of Science
Emory University 1993 — 1994
Jennifer Brookshire Campbell Jennifer Brookshire Campbell's Legg Mason Experience February 2001 - December 2002
Job Concierge Medical Sales, Executive Physical Programs and Corporate Wellness Programs
Industry Medical Practice
Experience
PartnerMD March 2014 - Present
Carolina Weekly Newspaper Group May 2013 - February 2014
Better Business Bureau January 2012 - May 2013
Bank of North Carolina November 2010 - December 2011
Bank of America October 2004 - October 2010
EquiFirst January 2003 - September 2004
Legg Mason February 2001 - December 2002
Bank of America September 1998 - January 2001
Skills
Business to Business..., Credit, VA, Customer Satisfaction, Long-term Customer..., Account Management, Sales, Direct Sales, Cold Calling, Cold Calling Experience, Building Relationships, Mortgage Banking, Banking, New Business Development, Marketing, Networking, Microsoft Office, Outlook, Loan Origination, Sales Management, B2B, Team Building, Leadership, Business Development, Real Estate, Investments, Small Business, Relationship Management, Residential Mortgages, Program Management, Selling, Customer Retention, Financial Services, Sales Process, Finance, Negotiation, Time Management, Management, Insurance, Credit Analysis, Cross Selling, Advertising, Online Advertising, Marketing Strategy, Social Networking, Social Media Marketing, FHA, Underwriting, Customer Service, Mortgage Lending
Education
College of Charleston 1994 — 1998
Bachelors of Science
PartnerMD March 2014 - Present
Carolina Weekly Newspaper Group May 2013 - February 2014
Better Business Bureau January 2012 - May 2013
Bank of North Carolina November 2010 - December 2011
Bank of America October 2004 - October 2010
EquiFirst January 2003 - September 2004
Legg Mason February 2001 - December 2002
Bank of America September 1998 - January 2001
Skills
Business to Business..., Credit, VA, Customer Satisfaction, Long-term Customer..., Account Management, Sales, Direct Sales, Cold Calling, Cold Calling Experience, Building Relationships, Mortgage Banking, Banking, New Business Development, Marketing, Networking, Microsoft Office, Outlook, Loan Origination, Sales Management, B2B, Team Building, Leadership, Business Development, Real Estate, Investments, Small Business, Relationship Management, Residential Mortgages, Program Management, Selling, Customer Retention, Financial Services, Sales Process, Finance, Negotiation, Time Management, Management, Insurance, Credit Analysis, Cross Selling, Advertising, Online Advertising, Marketing Strategy, Social Networking, Social Media Marketing, FHA, Underwriting, Customer Service, Mortgage Lending
Education
College of Charleston 1994 — 1998
Bachelors of Science
Leonard Larrabee Leonard Larrabee's Legg Mason Experience December 2005 - Present
Job Managing Director and Associate General Counsel at Legg Mason
Industry Investment Management
Experience
Legg Mason December 2005 - Present
Citigroup Asset Management April 1998 - November 2005
The Dreyfus Company January 1989 - March 1998
Skills
Investment Advisory, Investment Management, 529 Plans, CEA, ERISA, Hedge Funds, Mutual Funds, Institutional..., Asset Management, Wealth Management, Fund Of Funds, Private Equity, College Savings Plans, ISDA, Private Investment
Education
Fordham Law School 1983 — 1986
J.D.
Dartmouth College 1979 — 1983
A.B.
Legg Mason December 2005 - Present
Citigroup Asset Management April 1998 - November 2005
The Dreyfus Company January 1989 - March 1998
Skills
Investment Advisory, Investment Management, 529 Plans, CEA, ERISA, Hedge Funds, Mutual Funds, Institutional..., Asset Management, Wealth Management, Fund Of Funds, Private Equity, College Savings Plans, ISDA, Private Investment
Education
Fordham Law School 1983 — 1986
J.D.
Dartmouth College 1979 — 1983
A.B.
Laura Norico Chaney Laura Norico Chaney's Legg Mason Experience 1998 - 1999
Job Sales Account Manager at Floranation Floral & Produce
Industry Consumer Goods
Experience
Floranation LLC September 2005 - Present
Floral Impressions September 2004 - September 2005
Flowers by Chris 2003 - 2004
Baltimore Marriott Waterfront Hotel May 2001 - November 2003
Samantha's Flower & Gift Shop 2000 - 2001
Legg Mason 1998 - 1999
Fila 1996 - 1998
Skills
Event Management, Marketing, Customer Service, Hospitality, Sales Management, Key Account Management, Consumer Products, CRM
Education
Elon University 1992 — 1996
BA, Broadcast Communications, Minor in Business Administration
Notre Dame Preparatory School 1988 — 1992
Floranation LLC September 2005 - Present
Floral Impressions September 2004 - September 2005
Flowers by Chris 2003 - 2004
Baltimore Marriott Waterfront Hotel May 2001 - November 2003
Samantha's Flower & Gift Shop 2000 - 2001
Legg Mason 1998 - 1999
Fila 1996 - 1998
Skills
Event Management, Marketing, Customer Service, Hospitality, Sales Management, Key Account Management, Consumer Products, CRM
Education
Elon University 1992 — 1996
BA, Broadcast Communications, Minor in Business Administration
Notre Dame Preparatory School 1988 — 1992
Sushil Shimpi Sushil Shimpi's Legg Mason Experience July 2005 - June 2006
Job Lead Technology Architect
Industry Information Technology and Services
Experience
American Express October 2010 - Present
Cognizant Technology Solutions February 2000 - September 2010
Washington Mutual Card Services July 2006 - July 2007
Legg Mason July 2005 - June 2006
Nielsen Media Research August 2002 - August 2003
Skills
SDLC, Web Services, SOA, Requirements Analysis, Solution Architecture, Enterprise Architecture, Java Enterprise Edition, Agile Methodologies, Integration, Software Project..., Weblogic, Websphere, Business Analysis, Requirements Gathering, Oracle
Education
College of Engineering Pune 1994 — 1998
1998, Electornics and Telecom
A B HIghschool Chalisgaon
American Express October 2010 - Present
Cognizant Technology Solutions February 2000 - September 2010
Washington Mutual Card Services July 2006 - July 2007
Legg Mason July 2005 - June 2006
Nielsen Media Research August 2002 - August 2003
Skills
SDLC, Web Services, SOA, Requirements Analysis, Solution Architecture, Enterprise Architecture, Java Enterprise Edition, Agile Methodologies, Integration, Software Project..., Weblogic, Websphere, Business Analysis, Requirements Gathering, Oracle
Education
College of Engineering Pune 1994 — 1998
1998, Electornics and Telecom
A B HIghschool Chalisgaon
Michael Machnowski, CFP®, CRPC® Michael Machnowski, CFP®, CRPC®'s Legg Mason Experience June 2000 - December 2005
Job Financial Advisor at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney December 2005 - January 2009
Legg Mason June 2000 - December 2005
Education
College of the Holy Cross 1996 — 2000
Bachelor of Arts (B.A.), Economics
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney December 2005 - January 2009
Legg Mason June 2000 - December 2005
Education
College of the Holy Cross 1996 — 2000
Bachelor of Arts (B.A.), Economics
Trevor Caldwell Trevor Caldwell's Legg Mason Experience 2003 - 2004
Job VP of Investor Relations & Strategic Initiatives at Marchex
Industry Online Media
Experience
Marchex 2005 - Present
Marchex February 2004 - October 2005
Legg Mason 2003 - 2004
Thomas Weisel Partners 1999 - 2001
Volpe Brown & Whelan 1998 - 1999
Skills
Investor Relations, Strategic Planning, Mergers & Acquisitions, IPO, Mergers, Entrepreneurship, Corporate Development, Analytics, Financial Analysis, Business Development, Equity Research, Management, Start-ups, Competitive Analysis, Strategic Partnerships
Education
Colorado College 1991 — 1995
B.A., Economics, Political Science
Marchex 2005 - Present
Marchex February 2004 - October 2005
Legg Mason 2003 - 2004
Thomas Weisel Partners 1999 - 2001
Volpe Brown & Whelan 1998 - 1999
Skills
Investor Relations, Strategic Planning, Mergers & Acquisitions, IPO, Mergers, Entrepreneurship, Corporate Development, Analytics, Financial Analysis, Business Development, Equity Research, Management, Start-ups, Competitive Analysis, Strategic Partnerships
Education
Colorado College 1991 — 1995
B.A., Economics, Political Science
Brent D. Martin Brent D. Martin's Legg Mason Experience 1998 - 2000
Job Experienced Financial Professional
Industry Financial Services
Experience
Wells Fargo Advisors April 2012 - December 2014
Capital One April 2011 - March 2012
Wells Fargo Advisors, LLC March 2010 - March 2011
Wells Fargo Advisors/Wachovia Securities, LLC October 2005 - June 2009
Wells Fargo Advisors/Wachovia Securities, LLC January 2003 - October 2005
Legg Mason 1998 - 2000
Skills
Series 7, Risk Management, Mutual Funds, Financial Services, Fixed Income, Investments, Series 63, Asset Managment, Equities, Banking, Business Analysis, Credit, Securities, Asset Management, Settlement, Back Office, Process Improvement, Financial Risk, Finance, Change Management, Strategy, Trading, Management, Vendor Management, Leadership, Portfolio Management, Project Management
Education
Davis and Elkins College
Wells Fargo Advisors April 2012 - December 2014
Capital One April 2011 - March 2012
Wells Fargo Advisors, LLC March 2010 - March 2011
Wells Fargo Advisors/Wachovia Securities, LLC October 2005 - June 2009
Wells Fargo Advisors/Wachovia Securities, LLC January 2003 - October 2005
Legg Mason 1998 - 2000
Skills
Series 7, Risk Management, Mutual Funds, Financial Services, Fixed Income, Investments, Series 63, Asset Managment, Equities, Banking, Business Analysis, Credit, Securities, Asset Management, Settlement, Back Office, Process Improvement, Financial Risk, Finance, Change Management, Strategy, Trading, Management, Vendor Management, Leadership, Portfolio Management, Project Management
Education
Davis and Elkins College
Michael Conord Michael Conord's Legg Mason Experience 1991 - 1995
Job VP Workforce Strategies at Erickson Retirement Communities
Industry Human Resources
Experience
Erickson Retirement Communities June 1995 - December 2008
Charlestown Retirement Community September 1996 - February 2007
Legg Mason 1991 - 1995
Presbyterian Church in America 1975 - 1995
Education
Gordon Conwell Theological Seminary 1972 — 1975
M.Div., Theological Studies
Cornell University 1968 — 1972
B.S., Ag. Economics
Annapolis High School 1966 — 1968
Diploma
Erickson Retirement Communities June 1995 - December 2008
Charlestown Retirement Community September 1996 - February 2007
Legg Mason 1991 - 1995
Presbyterian Church in America 1975 - 1995
Education
Gordon Conwell Theological Seminary 1972 — 1975
M.Div., Theological Studies
Cornell University 1968 — 1972
B.S., Ag. Economics
Annapolis High School 1966 — 1968
Diploma
Will Lanahan Will Lanahan's Legg Mason Experience May 2000 - September 2000
Job Director of New Business Development
Industry Apparel & Fashion
Experience
Vineyard Vines May 2014 - Present
Vineyard Vines December 2012 - May 2014
Vineyard Vines February 2010 - November 2012
vineyard vines April 2008 - January 2010
vineyard vines February 2006 - March 2008
vineyard vines September 2003 - January 2006
Legg Mason May 2000 - September 2000
Education
College of Charleston 1997 — 2001
BA, Business Communications, Health and Human Performance
Gilman 1985 — 2001
Vineyard Vines May 2014 - Present
Vineyard Vines December 2012 - May 2014
Vineyard Vines February 2010 - November 2012
vineyard vines April 2008 - January 2010
vineyard vines February 2006 - March 2008
vineyard vines September 2003 - January 2006
Legg Mason May 2000 - September 2000
Education
College of Charleston 1997 — 2001
BA, Business Communications, Health and Human Performance
Gilman 1985 — 2001
Jon Leise, Sr. Jon Leise, Sr.'s Legg Mason Experience 1989 - 1992
Job Executive Vice President/Investments and Assistant Branch Manager at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott 2005 - Present
Janney Montgomery Scott 1992 - Present
Legg Mason 1989 - 1992
Dean Witter 1980 - 1989
RCA Service Company 1977 - 1980
Education
Drexel University
MBA, Investment Management
Franklin & Marshall College
BA, Accounting/Finance
Janney Montgomery Scott 2005 - Present
Janney Montgomery Scott 1992 - Present
Legg Mason 1989 - 1992
Dean Witter 1980 - 1989
RCA Service Company 1977 - 1980
Education
Drexel University
MBA, Investment Management
Franklin & Marshall College
BA, Accounting/Finance
Henry Gundlach's Legg Mason Experience December 1986 - May 1995
Job Senior Vice President at International Wealth Management Firm
Industry Capital Markets
Experience
International Wealth Management Firm December 2008 - Present
Leadership Anne Arundel September 2004 - June 2014
Merrill Lynch May 1995 - December 2008
Legg Mason December 1986 - May 1995
Education
Gordon Conwell Theological Seminary 1972 — 1975
Master of Divinity (M.Div.), Theology/Theological Studies
Cornell University 1968 — 1972
Bachelor of Arts (BA), Psychology
International Wealth Management Firm December 2008 - Present
Leadership Anne Arundel September 2004 - June 2014
Merrill Lynch May 1995 - December 2008
Legg Mason December 1986 - May 1995
Education
Gordon Conwell Theological Seminary 1972 — 1975
Master of Divinity (M.Div.), Theology/Theological Studies
Cornell University 1968 — 1972
Bachelor of Arts (BA), Psychology
Michael Coffey Michael Coffey's Legg Mason Experience May 2007 - Present
Job Sales Director at Legg Mason
Industry Financial Services
Experience
Legg Mason May 2007 - Present
Legg Mason January 2004 - May 2007
United States Marine Corps April 1998 - April 2004
Legg Mason May 2002 - January 2004
Skills
Mutual Funds, Financial Advisory, Investments, Series 7, Asset Allocation, Program Management, Sales, Wealth Management, Sales Operations, Series 63, Alternative Investments, Asset Management, Equities, Retirement Planning, Securities, Fixed Income, Retirement, Portfolio Management, Financial Services, Separately Managed...
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2008 — 2011
MBA
Loyola College in Maryland 1997 — 2002
Bachelor of Business Administration (BBA), Finance, General
Legg Mason May 2007 - Present
Legg Mason January 2004 - May 2007
United States Marine Corps April 1998 - April 2004
Legg Mason May 2002 - January 2004
Skills
Mutual Funds, Financial Advisory, Investments, Series 7, Asset Allocation, Program Management, Sales, Wealth Management, Sales Operations, Series 63, Alternative Investments, Asset Management, Equities, Retirement Planning, Securities, Fixed Income, Retirement, Portfolio Management, Financial Services, Separately Managed...
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2008 — 2011
MBA
Loyola College in Maryland 1997 — 2002
Bachelor of Business Administration (BBA), Finance, General
Laura W. Burch's Legg Mason Experience December 2010 - December 2013
Job Accounting Manager
Industry Financial Services
Experience
DLA Piper December 2013 - Present
Legg Mason December 2010 - December 2013
KPMG July 2009 - December 2010
KPMG September 2007 - June 2009
Skills
Accounting, Financial Accounting, Auditing, Internal Controls, Financial Reporting, GAAP, Sarbanes-Oxley Act, Internal Audit, External Audit, CPA, Microsoft Excel
Education
College of Charleston 2006 — 2007
Master of Science (M.S.), Accounting
College of Charleston 2002 — 2006
Bachelor of Science (B.S.), Accounting
The John Carroll School 1998 — 2002
DLA Piper December 2013 - Present
Legg Mason December 2010 - December 2013
KPMG July 2009 - December 2010
KPMG September 2007 - June 2009
Skills
Accounting, Financial Accounting, Auditing, Internal Controls, Financial Reporting, GAAP, Sarbanes-Oxley Act, Internal Audit, External Audit, CPA, Microsoft Excel
Education
College of Charleston 2006 — 2007
Master of Science (M.S.), Accounting
College of Charleston 2002 — 2006
Bachelor of Science (B.S.), Accounting
The John Carroll School 1998 — 2002
Sruthi Thatchenkery Sruthi Thatchenkery's Legg Mason Experience May 2006 - August 2006
Job PhD Candidate at Stanford University
Industry Higher Education
Experience
Stanford University September 2010 - Present
Cornerstone Research August 2008 - July 2010
Fuqua School of Business March 2006 - January 2008
Legg Mason May 2006 - August 2006
Skills
Statistics, Statistical Modeling, R, Stata, Mathematical Modeling, Quantitative Analytics, Econometrics, Data Mining, Economics, Analysis, Data Analysis, SAS, Research
Education
Stanford University 2010 — 2016
Doctor of Philosophy (PhD), Management Science and Engineering
Duke University 2005 — 2008
Bachelor of Science (BS), Economics
Stanford University September 2010 - Present
Cornerstone Research August 2008 - July 2010
Fuqua School of Business March 2006 - January 2008
Legg Mason May 2006 - August 2006
Skills
Statistics, Statistical Modeling, R, Stata, Mathematical Modeling, Quantitative Analytics, Econometrics, Data Mining, Economics, Analysis, Data Analysis, SAS, Research
Education
Stanford University 2010 — 2016
Doctor of Philosophy (PhD), Management Science and Engineering
Duke University 2005 — 2008
Bachelor of Science (BS), Economics
Rick Buchwald Rick Buchwald's Legg Mason Experience 2000 - 2002
Job Senior Associate at Examination Resources, Inc
Industry Insurance
Experience
Examination Resources, Inc August 2012 - Present
Maryland Insurance Administration 2009 - 2012
Invotex Group, LLC 2006 - 2009
Old Mutual Financial Network 2004 - 2006
DLA Piper 2002 - 2004
Legg Mason 2000 - 2002
Financial Control Systems Incorporated 1999 - 2000
PFPC 1999 - 1999
Skills
Insurance, Financial Risk, Enterprise Risk..., Risk Management, Reinsurance, General Insurance, Risk Assessment, Auditing, Internal Audit, Internal Controls, Accounting, Fraud, Forensic Accounting, Investments, Analysis, Corporate Governance, Finance, Financial Reporting, Financial Analysis, Accounts Payable, General Ledger, GAAP, Account Reconciliation, Portfolio Management, Financial Statements, Variance Analysis, Financial Services, Due Diligence, Accounts Receivable, CPA, Payroll, Strategic Financial..., Journal Entries, Financial Modeling, Financial Accounting, Mergers & Acquisitions, Sarbanes-Oxley Act, Management, Process Improvement, Microsoft Office, Financial Planning, Microsoft Excel, Property & Casualty..., Consulting
Education
Elizabethtown College
Bachelor of Science (B.S.), Accounting and Computer Science
University of Baltimore
Master of Business Administration (MBA), Business Administration and Management, General
Examination Resources, Inc August 2012 - Present
Maryland Insurance Administration 2009 - 2012
Invotex Group, LLC 2006 - 2009
Old Mutual Financial Network 2004 - 2006
DLA Piper 2002 - 2004
Legg Mason 2000 - 2002
Financial Control Systems Incorporated 1999 - 2000
PFPC 1999 - 1999
Skills
Insurance, Financial Risk, Enterprise Risk..., Risk Management, Reinsurance, General Insurance, Risk Assessment, Auditing, Internal Audit, Internal Controls, Accounting, Fraud, Forensic Accounting, Investments, Analysis, Corporate Governance, Finance, Financial Reporting, Financial Analysis, Accounts Payable, General Ledger, GAAP, Account Reconciliation, Portfolio Management, Financial Statements, Variance Analysis, Financial Services, Due Diligence, Accounts Receivable, CPA, Payroll, Strategic Financial..., Journal Entries, Financial Modeling, Financial Accounting, Mergers & Acquisitions, Sarbanes-Oxley Act, Management, Process Improvement, Microsoft Office, Financial Planning, Microsoft Excel, Property & Casualty..., Consulting
Education
Elizabethtown College
Bachelor of Science (B.S.), Accounting and Computer Science
University of Baltimore
Master of Business Administration (MBA), Business Administration and Management, General
Camille Coniglio Camille Coniglio's Legg Mason Experience September 2004 - January 2005
Job Wells Fargo Commercial Banking
Industry Banking
Experience
Wells Fargo June 2013 - Present
JPMorgan Chase January 2011 - May 2013
JP Morgan Chase October 2009 - January 2011
JPMorgan Chase October 2007 - October 2009
JPMorgan Chase June 2005 - October 2007
Legg Mason September 2004 - January 2005
JPMorgan Chase May 2004 - August 2004
Skills
Capital Markets, Portfolio Management, Bloomberg, Credit, Commercial Banking, Asset Based Lending, Middle Market, Commercial Real Estate, Investment Banking, Commercial Lending, Investments, Banking, Valuation, Credit Risk, Asset Management, Finance, Financial Analysis
Education
College of Charleston 2001 — 2005
Bachelor of Science (B.S.), Business Administration and Management, General, Magna Cum Laude
Mount Carmel Academy
High School
Wells Fargo June 2013 - Present
JPMorgan Chase January 2011 - May 2013
JP Morgan Chase October 2009 - January 2011
JPMorgan Chase October 2007 - October 2009
JPMorgan Chase June 2005 - October 2007
Legg Mason September 2004 - January 2005
JPMorgan Chase May 2004 - August 2004
Skills
Capital Markets, Portfolio Management, Bloomberg, Credit, Commercial Banking, Asset Based Lending, Middle Market, Commercial Real Estate, Investment Banking, Commercial Lending, Investments, Banking, Valuation, Credit Risk, Asset Management, Finance, Financial Analysis
Education
College of Charleston 2001 — 2005
Bachelor of Science (B.S.), Business Administration and Management, General, Magna Cum Laude
Mount Carmel Academy
High School
Chris Van Beke Chris Van Beke's Legg Mason Experience June 1999 - September 2000
Job Cofounder and CEO at Vendor Registry
Industry Computer Software
Experience
Vendor Registry April 2012 - Present
Tennetic Ventures March 2013 - Present
Voices Heard Media April 2007 - Present
Technology 2020 October 2011 - February 2014
MK Technologies Corp. November 2011 - March 2013
Voices Heard Media, Inc. April 2007 - July 2011
Tennetic Ventures September 2005 - December 2010
NuMarkets March 2004 - September 2005
ReturnBuy September 2000 - December 2002
Legg Mason June 1999 - September 2000
Skills
Start-ups, Strategic Partnerships, Strategy, Entrepreneurship, Business Development, E-commerce, Product Management, Competitive Analysis, Leadership, Business Strategy, Management, Marketing, Product Development, Venture Financing, New Ventures, Operations Management, Financial Analysis, Financial Modeling, Venture Capital, Operational Excellence, Online Advertising, Social Media, Sales, Strategic Planning, Marketing Strategy, Project Management, Software Development, Investors, Selling, Negotiation, Mobile Applications, Angel Investing, Executive Management, Private Equity Funding, Analysis, Corporate Development
Education
Duke University - The Fuqua School of Business 1997 — 1999
MBA, Finance
University of Pennsylvania 1989 — 1993
BS, Political Science and History
Vendor Registry April 2012 - Present
Tennetic Ventures March 2013 - Present
Voices Heard Media April 2007 - Present
Technology 2020 October 2011 - February 2014
MK Technologies Corp. November 2011 - March 2013
Voices Heard Media, Inc. April 2007 - July 2011
Tennetic Ventures September 2005 - December 2010
NuMarkets March 2004 - September 2005
ReturnBuy September 2000 - December 2002
Legg Mason June 1999 - September 2000
Skills
Start-ups, Strategic Partnerships, Strategy, Entrepreneurship, Business Development, E-commerce, Product Management, Competitive Analysis, Leadership, Business Strategy, Management, Marketing, Product Development, Venture Financing, New Ventures, Operations Management, Financial Analysis, Financial Modeling, Venture Capital, Operational Excellence, Online Advertising, Social Media, Sales, Strategic Planning, Marketing Strategy, Project Management, Software Development, Investors, Selling, Negotiation, Mobile Applications, Angel Investing, Executive Management, Private Equity Funding, Analysis, Corporate Development
Education
Duke University - The Fuqua School of Business 1997 — 1999
MBA, Finance
University of Pennsylvania 1989 — 1993
BS, Political Science and History
Lonny Smith Lonny Smith's Legg Mason Experience May 2006 - Present
Job Senior Developer Analyst at Legg Mason
Industry Financial Services
Experience
Legg Mason May 2006 - Present
Legg Mason May 2006 - Present
First Service Networks in Linthicum, MD November 2005 - April 2006
General Growth Properties January 2004 - November 2005
The Rouse Company January 2000 - December 2003
Diversified Data Systems January 1998 - December 1999
Pennsylvania Farm Burea May 1985 - December 1997
Skills
SQL Server 2000-2008, Stored Procedures, Data Modeling, .Net C# development, Ab Initio, Asp.Net, Visual FoxPro, Fortran, Autosys, Report Writing
Education
Towson University 2010 — 2011
Master's (not yet completed), Applied Information Technology
York College of Pennsylvania 1995 — 1995
None, Accounting
East Stroudsburg University of Pennsylvania 1981 — 1985
Bachelor of Science, Computer Science
Legg Mason May 2006 - Present
Legg Mason May 2006 - Present
First Service Networks in Linthicum, MD November 2005 - April 2006
General Growth Properties January 2004 - November 2005
The Rouse Company January 2000 - December 2003
Diversified Data Systems January 1998 - December 1999
Pennsylvania Farm Burea May 1985 - December 1997
Skills
SQL Server 2000-2008, Stored Procedures, Data Modeling, .Net C# development, Ab Initio, Asp.Net, Visual FoxPro, Fortran, Autosys, Report Writing
Education
Towson University 2010 — 2011
Master's (not yet completed), Applied Information Technology
York College of Pennsylvania 1995 — 1995
None, Accounting
East Stroudsburg University of Pennsylvania 1981 — 1985
Bachelor of Science, Computer Science
Jigna Patel, CPA MBA CGMA Jigna Patel, CPA MBA CGMA's Legg Mason Experience August 2004 - May 2005
Job CPA, Tax and Accounting Professional
Industry Accounting
Experience
Sigma Accountants, LLC January 2010 - Present
ATAX Accounting Services January 2007 - December 2010
Anne Arundel County June 2005 - November 2007
Legg Mason August 2004 - May 2005
Western Geotechnics 1998 - 2000
Western Geotechnics 1998 - 2000
Western Geotechnics 1998 - 2000
Skills
Accounting, Auditing, Financial Analysis, Internal Audit, Business Analysis, Finance, Analysis, Tax Preparation, Business Tax Planning, QuickBooks, Financial Reporting, Budgets, CPA, IRS and State Audit..., General Ledger, Accounts Payable, GAAP, Financial Statements, Account Reconciliation, Small Business, Accounts Receivable, Payroll, Partnership Taxation, Personal Income Tax..., LLC, Incorporation, Consulting, Bookkeeping, Tax, Sarbanes-Oxley Act
Education
The Johns Hopkins University - Carey Business School 2000 — 2001
MBA
Edith Cowan University 1995 — 1998
Bachelor of Business
Sigma Accountants, LLC January 2010 - Present
ATAX Accounting Services January 2007 - December 2010
Anne Arundel County June 2005 - November 2007
Legg Mason August 2004 - May 2005
Western Geotechnics 1998 - 2000
Western Geotechnics 1998 - 2000
Western Geotechnics 1998 - 2000
Skills
Accounting, Auditing, Financial Analysis, Internal Audit, Business Analysis, Finance, Analysis, Tax Preparation, Business Tax Planning, QuickBooks, Financial Reporting, Budgets, CPA, IRS and State Audit..., General Ledger, Accounts Payable, GAAP, Financial Statements, Account Reconciliation, Small Business, Accounts Receivable, Payroll, Partnership Taxation, Personal Income Tax..., LLC, Incorporation, Consulting, Bookkeeping, Tax, Sarbanes-Oxley Act
Education
The Johns Hopkins University - Carey Business School 2000 — 2001
MBA
Edith Cowan University 1995 — 1998
Bachelor of Business
Jay Schurman's Legg Mason Experience January 2005 - December 2005
Job Financial Planner
Industry Financial Services
Experience
Lincoln Financial Advisors April 2011 - Present
Western Pension & Benefits Council 2009 - 2013
Morgan Stanley Smith Barney 2006 - 2011
SCORE 2008 - 2010
Legg Mason January 2005 - December 2005
Unicorn Expeditions January 1979 - January 2003
Skills
Retirement Planning, Asset Allocation, Insurance, ESOP, Investments, Strategic Financial..., Wealth Management, Investment Advisory, Estate Planning, Portfolio Management, Retirement, Asset Managment, Series 7, Small Business
Education
Cornell University 1974 — 1980
BS, Agriculture Economics
Cornell University 1974 — 1980
Bachelor of Science, Agriculture Economics and Education
Bethesday Chevy Chase High School
Lincoln Financial Advisors April 2011 - Present
Western Pension & Benefits Council 2009 - 2013
Morgan Stanley Smith Barney 2006 - 2011
SCORE 2008 - 2010
Legg Mason January 2005 - December 2005
Unicorn Expeditions January 1979 - January 2003
Skills
Retirement Planning, Asset Allocation, Insurance, ESOP, Investments, Strategic Financial..., Wealth Management, Investment Advisory, Estate Planning, Portfolio Management, Retirement, Asset Managment, Series 7, Small Business
Education
Cornell University 1974 — 1980
BS, Agriculture Economics
Cornell University 1974 — 1980
Bachelor of Science, Agriculture Economics and Education
Bethesday Chevy Chase High School
Nevio D. Murljacic Nevio D. Murljacic's Legg Mason Experience 2007 - 2008
Job Handyman at A Man and His Dog
Industry Construction
Experience
A Man and His Dog January 2013 - Present
High Speed Video December 2011 - December 2012
Women's Integrative Health December 2008 - December 2012
Standard and Poor's 2010 - 2010
Legg Mason 2007 - 2008
Citigroup 2005 - 2006
Bank of Tokyo-Mitsubishi 2002 - 2004
Barclays Capital 2000 - 2001
Cantor Fitzgerald 1994 - 1995
GFI Group 1988 - 1994
Skills
Equities, FX, Options, Financial Markets, Front Office, Fixed Income, Capital Markets, Derivatives, Business Analysis, Trading, Investments, Corporate Finance, Investment Banking, Sybase, Securities, FX Options, Mergers & Acquisitions, Portfolio Management, SDLC, Risk Management, Market Data, Strategy, Integration, Cross-functional Team..., Financial Services, User Acceptance Testing, Management, Back Office, Software Documentation, Project Management, Agile Methodologies, Quality Assurance, Trading Systems, Leadership, Testing, Access, Databases, Enterprise Software, Asset Management
Education
Columbia University in the City of New York 2000 — 2001
Certificate, Information Systems
The University of Connecticut School of Business 1997 — 1999
MBA, Finance
New York University 1977 — 1981
BS, Marketing/International Business
Xavier High School 1973 — 1977
HS Diploma
A Man and His Dog January 2013 - Present
High Speed Video December 2011 - December 2012
Women's Integrative Health December 2008 - December 2012
Standard and Poor's 2010 - 2010
Legg Mason 2007 - 2008
Citigroup 2005 - 2006
Bank of Tokyo-Mitsubishi 2002 - 2004
Barclays Capital 2000 - 2001
Cantor Fitzgerald 1994 - 1995
GFI Group 1988 - 1994
Skills
Equities, FX, Options, Financial Markets, Front Office, Fixed Income, Capital Markets, Derivatives, Business Analysis, Trading, Investments, Corporate Finance, Investment Banking, Sybase, Securities, FX Options, Mergers & Acquisitions, Portfolio Management, SDLC, Risk Management, Market Data, Strategy, Integration, Cross-functional Team..., Financial Services, User Acceptance Testing, Management, Back Office, Software Documentation, Project Management, Agile Methodologies, Quality Assurance, Trading Systems, Leadership, Testing, Access, Databases, Enterprise Software, Asset Management
Education
Columbia University in the City of New York 2000 — 2001
Certificate, Information Systems
The University of Connecticut School of Business 1997 — 1999
MBA, Finance
New York University 1977 — 1981
BS, Marketing/International Business
Xavier High School 1973 — 1977
HS Diploma
Kim Finnerty Kim Finnerty's Legg Mason Experience April 1997 - December 1998
Job Administrative Intern at Quakertown Community School District
Industry Education Management
Experience
Quakertown Community School District 2006 - Present
American Red Cross Lehigh Valley 1998 - 2005
Legg Mason April 1997 - December 1998
Skills
Staff Development, Tutoring, Curriculum Design, Lesson Planning, Classroom, Curriculum Development, Classroom Management, Educational Technology, Educational Leadership, Elementary Education
Education
DeSales University 2004 — 2006
Master's degree, Elementary Education and Teaching
Pennsylvania State University, Harrisburg 1996 — 1996
Bachelor of Science (B.S.), Finance
Quakertown Community School District 2006 - Present
American Red Cross Lehigh Valley 1998 - 2005
Legg Mason April 1997 - December 1998
Skills
Staff Development, Tutoring, Curriculum Design, Lesson Planning, Classroom, Curriculum Development, Classroom Management, Educational Technology, Educational Leadership, Elementary Education
Education
DeSales University 2004 — 2006
Master's degree, Elementary Education and Teaching
Pennsylvania State University, Harrisburg 1996 — 1996
Bachelor of Science (B.S.), Finance
Larissa Reetz Larissa Reetz's Legg Mason Experience May 2013 - July 2013
Job Graduate Student, Sarah Lawrence College
Industry Higher Education
Experience
Sarah Lawrence College June 2015 - Present
London Misher Public Relations September 2014 - May 2015
The Next Step Realty March 2012 - May 2014
Legg Mason May 2013 - July 2013
Valerie Wilson Travel June 2012 - August 2012
Van Cleef, Jordan & Wood, Inc. June 2011 - August 2011
Skills
Social Networking, Social Media, Microsoft Excel, Microsoft Word, PowerPoint, Social Media Marketing, Creative Writing, Public Relations, Research, Marketing, Event Planning, Facebook, Blogging, Press Releases
Education
Sarah Lawrence College 2015 — 2017
Master of Arts (M.A.), Early Childhood Education and Teaching
Denison University 2010 — 2014
Bachelor of Arts (B.A.) in Communication; Minor in Education
Bronxville High School 2006 — 2010
Sarah Lawrence College June 2015 - Present
London Misher Public Relations September 2014 - May 2015
The Next Step Realty March 2012 - May 2014
Legg Mason May 2013 - July 2013
Valerie Wilson Travel June 2012 - August 2012
Van Cleef, Jordan & Wood, Inc. June 2011 - August 2011
Skills
Social Networking, Social Media, Microsoft Excel, Microsoft Word, PowerPoint, Social Media Marketing, Creative Writing, Public Relations, Research, Marketing, Event Planning, Facebook, Blogging, Press Releases
Education
Sarah Lawrence College 2015 — 2017
Master of Arts (M.A.), Early Childhood Education and Teaching
Denison University 2010 — 2014
Bachelor of Arts (B.A.) in Communication; Minor in Education
Bronxville High School 2006 — 2010
Thomas Gabel, CIMA® Thomas Gabel, CIMA®'s Legg Mason Experience September 2011 - Present
Job Regional Director for Northern California/Hawaii region Legg Mason
Industry Investment Management
Experience
Legg Mason September 2011 - Present
Legg Mason April 2008 - September 2011
Morgan Stanley May 2007 - March 2008
Smith Barney November 2005 - March 2007
Skills
Mutual Funds, SMAs, Closed End Funds, ETFs, Equities, Fixed Income, 529 Plans, Alternative Investments, Asset Allocation, Competitive Analysis, Public Speaking, Business Development, Busines Development...
Education
College of Charleston 2001 — 2004
Bachelors, Political Science
Legg Mason September 2011 - Present
Legg Mason April 2008 - September 2011
Morgan Stanley May 2007 - March 2008
Smith Barney November 2005 - March 2007
Skills
Mutual Funds, SMAs, Closed End Funds, ETFs, Equities, Fixed Income, 529 Plans, Alternative Investments, Asset Allocation, Competitive Analysis, Public Speaking, Business Development, Busines Development...
Education
College of Charleston 2001 — 2004
Bachelors, Political Science
Brendan McCarthy Brendan McCarthy's Legg Mason Experience April 1998 - January 2007
Job Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS October 2010 - Present
Stifel Nicolaus January 2007 - October 2010
Legg Mason April 1998 - January 2007
Education
Florida State University 1992 — 1994
Eastern Florida State College
Melbourne High School
UBS October 2010 - Present
Stifel Nicolaus January 2007 - October 2010
Legg Mason April 1998 - January 2007
Education
Florida State University 1992 — 1994
Eastern Florida State College
Melbourne High School
Nicholas Mormando, CIMA® Nicholas Mormando, CIMA®'s Legg Mason Experience August 2014 - Present
Job Internal Sales Director at Legg Mason
Industry Financial Services
Experience
Legg Mason August 2014 - Present
Legg Mason May 2011 - August 2014
Legg Mason September 2010 - May 2011
Melville Financial Group September 2007 - March 2010
Skills
Series 63, Series 7, Investments, 529 Plans, CIMA
Education
College of the Holy Cross 2003 — 2007
Bachelor of Arts, Sociology
University of Melbourne 2005 — 2006
Chaminade High School 2000 — 2003
Legg Mason August 2014 - Present
Legg Mason May 2011 - August 2014
Legg Mason September 2010 - May 2011
Melville Financial Group September 2007 - March 2010
Skills
Series 63, Series 7, Investments, 529 Plans, CIMA
Education
College of the Holy Cross 2003 — 2007
Bachelor of Arts, Sociology
University of Melbourne 2005 — 2006
Chaminade High School 2000 — 2003
Al Smith's Legg Mason Experience June 2004 - August 2004
Job Director, Product Development & Strategy at Meetyl, Inc.
Industry Financial Services
Experience
Meetyl Inc. September 2012 - Present
Continuware Corporation August 2014 - February 2015
Orinda Asset Management March 2011 - September 2011
Compass Point Research and Trading LLC November 2009 - May 2010
FBR Capital Markets August 2005 - September 2009
Legg Mason June 2004 - August 2004
Morgan Stanley Wealth Management (Formerly Smith Barney) June 2003 - August 2003
Skills
Series 7, Capital Markets, Investments, Hedge Funds, Long/Short Equity, Start-ups, Sales, Financial Analysis, Accounting, Institutional Equity..., Marketing Strategy, User Interface Design, Alternative Investments, Equity Research, Equities, Series 63, Mutual Funds, Institutional..., Equity Trading, Financial Advisory, Asset Management, Investor Relations, Bloomberg, Securities, FINRA, Investment Management, Equity Valuation, Portfolio Management, Fixed Income, Valuation, Asset Allocation, Investment Strategies, Financial Markets, ETFs, Trading
Education
University of Maryland College Park 2001 — 2005
Finance
Copenhagen Business School 2003 — 2003
International Business, Finance
Towson High School 1997 — 2001
Meetyl Inc. September 2012 - Present
Continuware Corporation August 2014 - February 2015
Orinda Asset Management March 2011 - September 2011
Compass Point Research and Trading LLC November 2009 - May 2010
FBR Capital Markets August 2005 - September 2009
Legg Mason June 2004 - August 2004
Morgan Stanley Wealth Management (Formerly Smith Barney) June 2003 - August 2003
Skills
Series 7, Capital Markets, Investments, Hedge Funds, Long/Short Equity, Start-ups, Sales, Financial Analysis, Accounting, Institutional Equity..., Marketing Strategy, User Interface Design, Alternative Investments, Equity Research, Equities, Series 63, Mutual Funds, Institutional..., Equity Trading, Financial Advisory, Asset Management, Investor Relations, Bloomberg, Securities, FINRA, Investment Management, Equity Valuation, Portfolio Management, Fixed Income, Valuation, Asset Allocation, Investment Strategies, Financial Markets, ETFs, Trading
Education
University of Maryland College Park 2001 — 2005
Finance
Copenhagen Business School 2003 — 2003
International Business, Finance
Towson High School 1997 — 2001
Donald Froude Donald Froude's Legg Mason Experience September 2006 - September 2008
Job President, The Personal Advisors Group at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial, Inc. September 2008 - Present
Legg Mason, September 2006 - September 2008
Columbia Management April 2004 - September 2006
Quick and Reilly May 2000 - April 2004
Alex Brown April 1997 - March 2000
Alex Brown April 1990 - April 1997
Prudential Bache Securites 1980 - 1989
Skills
Series 7, FINRA, Securities, Financial Planning, Investments, Asset Management, Retirement Planning, Mutual Funds, Asset Allocation, Equities, Wealth Management, Portfolio Management, 401k, Trading, Insurance, Estate Planning, Fixed Income, Compliance, Risk Management, Asset, Investment Advisory, Asset Managment, Leadership, Strategic Financial..., Financial Services, Investment Strategies, Series 63, Financial Advisory, Relationship Management, Credit, IRAs, Investment Management, Long-term Care, Wealth, Bonds, Financial Analysis, Alternative Investments, Finance, Strategic Planning, Banking, Series 24, Series 6, Fixed Annuities, Public Speaking, Financial Risk, ETFs, Uniform Combined State..., Financial Markets, Life Insurance, Retirement
Education
College of the Holy Cross 1974 — 1978
BS, Sociology
Mater Dei High School 1970 — 1974
HS, College Prep
Ameriprise Financial, Inc. September 2008 - Present
Legg Mason, September 2006 - September 2008
Columbia Management April 2004 - September 2006
Quick and Reilly May 2000 - April 2004
Alex Brown April 1997 - March 2000
Alex Brown April 1990 - April 1997
Prudential Bache Securites 1980 - 1989
Skills
Series 7, FINRA, Securities, Financial Planning, Investments, Asset Management, Retirement Planning, Mutual Funds, Asset Allocation, Equities, Wealth Management, Portfolio Management, 401k, Trading, Insurance, Estate Planning, Fixed Income, Compliance, Risk Management, Asset, Investment Advisory, Asset Managment, Leadership, Strategic Financial..., Financial Services, Investment Strategies, Series 63, Financial Advisory, Relationship Management, Credit, IRAs, Investment Management, Long-term Care, Wealth, Bonds, Financial Analysis, Alternative Investments, Finance, Strategic Planning, Banking, Series 24, Series 6, Fixed Annuities, Public Speaking, Financial Risk, ETFs, Uniform Combined State..., Financial Markets, Life Insurance, Retirement
Education
College of the Holy Cross 1974 — 1978
BS, Sociology
Mater Dei High School 1970 — 1974
HS, College Prep
Stewart Hollingshead Stewart Hollingshead's Legg Mason Experience 1998 - 2003
Job New Client Development for High Net Worth Asset Management
Industry Investment Management
Experience
Fisher Investments March 2003 - Present
Legg Mason 1998 - 2003
Wheat First Butcher Singer 1992 - 1998
Mercantile Stoores 1990 - 1992
Price Waterhouse 1989 - 1990
Skills
Investments, Sales Management, Management, Asset Allocation, Entrepreneurship, Business Strategy, Direct Sales, Team Building, Fundraising, Public Speaking, Budgets, Youth Leadership, Phone Etiquette, Event Planning, Logistics, Charity, Budget, Tax, Long Range Planning, Teaching Adults, Computer Proficiency, Web Presentations
Education
Drew University 1984 — 1988
BA, Economics
Fisher Investments March 2003 - Present
Legg Mason 1998 - 2003
Wheat First Butcher Singer 1992 - 1998
Mercantile Stoores 1990 - 1992
Price Waterhouse 1989 - 1990
Skills
Investments, Sales Management, Management, Asset Allocation, Entrepreneurship, Business Strategy, Direct Sales, Team Building, Fundraising, Public Speaking, Budgets, Youth Leadership, Phone Etiquette, Event Planning, Logistics, Charity, Budget, Tax, Long Range Planning, Teaching Adults, Computer Proficiency, Web Presentations
Education
Drew University 1984 — 1988
BA, Economics
Joseph Federici Joseph Federici's Legg Mason Experience October 1999 - December 2005
Job Financial
Industry Executive Office
Experience
Last Post October 2008 - Present
Citi December 2005 - May 2007
Legg Mason October 1999 - December 2005
Aetna Retirement Services, Inc. June 1996 - October 1999
Skills
Series 7, Cash Flow Forecasting, Credit Risk, Process Improvement, Project Finance, Project Management, Business Strategy
Education
University of Connecticut 1992 — 1996
Bachelor of Science
Lorenzo D'Medici University 1991 — 1991
Art History
Cornell University 1989 — 1989
linguistics
Last Post October 2008 - Present
Citi December 2005 - May 2007
Legg Mason October 1999 - December 2005
Aetna Retirement Services, Inc. June 1996 - October 1999
Skills
Series 7, Cash Flow Forecasting, Credit Risk, Process Improvement, Project Finance, Project Management, Business Strategy
Education
University of Connecticut 1992 — 1996
Bachelor of Science
Lorenzo D'Medici University 1991 — 1991
Art History
Cornell University 1989 — 1989
linguistics
Alexander E. Yaggy, CFA Alexander E. Yaggy, CFA's Legg Mason Experience January 1994 - August 1995
Job Portfolio Manager at Cortina Asset Management
Industry Financial Services
Experience
Cortina Asset Management May 2011 - Present
Invesco Ltd. June 2010 - July 2010
Morgan Stanley Investment Management July 2004 - May 2010
Neuberger Berman September 1996 - June 2004
International Education Services, Tokyo Japan October 1995 - August 1996
Legg Mason January 1994 - August 1995
Skills
Alternative Investments, Hedge Funds, Asset Managment, Equities, Asset Management, Asset Allocation, Fixed Income, Series 7, Portfolio Management
Education
Drew University 1989 — 1993
Bachelor of Arts, History
Gilman School 1983 — 1989
Chartered Financial Analyst
Cortina Asset Management May 2011 - Present
Invesco Ltd. June 2010 - July 2010
Morgan Stanley Investment Management July 2004 - May 2010
Neuberger Berman September 1996 - June 2004
International Education Services, Tokyo Japan October 1995 - August 1996
Legg Mason January 1994 - August 1995
Skills
Alternative Investments, Hedge Funds, Asset Managment, Equities, Asset Management, Asset Allocation, Fixed Income, Series 7, Portfolio Management
Education
Drew University 1989 — 1993
Bachelor of Arts, History
Gilman School 1983 — 1989
Chartered Financial Analyst
Alex Kavaliunas Alex Kavaliunas's Legg Mason Experience May 2002 - December 2005
Job Principal Examiner at Financial Industry Regulatory Authority
Industry Capital Markets
Experience
Financial Industry Regulatory Authority May 2013 - Present
FINRA (formerly NASD) January 2006 - May 2013
Legg Mason May 2002 - December 2005
Legg Mason 2001 - 2002
Skills
Fixed Income, Capital Markets, Equities, FINRA, Investments, Securities, Trading, Mutual Funds, Portfolio Management, Series 7, Financial Services, Financial Modeling
Education
Drexel University 2007 — 2009
MBA, Marketing
Fairfield University 1996 — 2000
Georgetown Prep 1992 — 1996
BSS
Financial Industry Regulatory Authority May 2013 - Present
FINRA (formerly NASD) January 2006 - May 2013
Legg Mason May 2002 - December 2005
Legg Mason 2001 - 2002
Skills
Fixed Income, Capital Markets, Equities, FINRA, Investments, Securities, Trading, Mutual Funds, Portfolio Management, Series 7, Financial Services, Financial Modeling
Education
Drexel University 2007 — 2009
MBA, Marketing
Fairfield University 1996 — 2000
Georgetown Prep 1992 — 1996
BSS
Derrick Cole Derrick Cole's Legg Mason Experience 1999 - 2001
Job Elementary Ed. Teacher
Industry Primary/Secondary Education
Experience
Prince George County Public Schools (PGCPS) August 2012 - Present
Aimco May 2007 - June 2012
Aegis Properties 2005 - 2007
Roosevelt University 2003 - 2004
Legg Mason 1999 - 2001
Skills
Teaching, Residential Homes, Apartments, Public Speaking, Management, Event Planning, Customer Service, Nonprofits, Community Outreach, Budgets, Staff Development, Research, Microsoft Office, Educational Leadership, Lease Administration, Leases, Real Estate, Classroom, Tutoring
Education
Howard University 2012 — 2014
Master of Education (M.Ed.), Elementary Education and Teaching
DePaul University 2001 — 2004
Master of Fine Arts, Acting
Morgan State University 1999 — 2001
Bachelor of Arts, Theatre Arts
Cumberland County College 1996 — 1998
A.A., Liberal Arts
Prince George County Public Schools (PGCPS) August 2012 - Present
Aimco May 2007 - June 2012
Aegis Properties 2005 - 2007
Roosevelt University 2003 - 2004
Legg Mason 1999 - 2001
Skills
Teaching, Residential Homes, Apartments, Public Speaking, Management, Event Planning, Customer Service, Nonprofits, Community Outreach, Budgets, Staff Development, Research, Microsoft Office, Educational Leadership, Lease Administration, Leases, Real Estate, Classroom, Tutoring
Education
Howard University 2012 — 2014
Master of Education (M.Ed.), Elementary Education and Teaching
DePaul University 2001 — 2004
Master of Fine Arts, Acting
Morgan State University 1999 — 2001
Bachelor of Arts, Theatre Arts
Cumberland County College 1996 — 1998
A.A., Liberal Arts
Semeka Lyles, MBA Semeka Lyles, MBA's Legg Mason Experience October 2007 - October 2012
Job Accountant at NAACP
Industry Nonprofit Organization Management
Experience
NAACP October 2012 - Present
Legg Mason October 2007 - October 2012
Johns Hopkins University September 2006 - September 2007
Skills
Accounting, Internal Controls, Account Reconciliation, General Ledger, Finance, GAAP, Microsoft Excel, Variance Analysis, Accounts Receivable
Education
Strayer University-Maryland 2009 — 2011
Master of Business Administration (MBA), Accounting
Delaware State University 2002 — 2005
Bachelor of Science (BS), Finance, General
NAACP October 2012 - Present
Legg Mason October 2007 - October 2012
Johns Hopkins University September 2006 - September 2007
Skills
Accounting, Internal Controls, Account Reconciliation, General Ledger, Finance, GAAP, Microsoft Excel, Variance Analysis, Accounts Receivable
Education
Strayer University-Maryland 2009 — 2011
Master of Business Administration (MBA), Accounting
Delaware State University 2002 — 2005
Bachelor of Science (BS), Finance, General
Douglas Gleason Douglas Gleason's Legg Mason Experience 1999 - 2005
Job Director at Promontory Financial Group, LLC
Industry Management Consulting
Experience
Promontory Financial Group, LLC May 2015 - Present
The Potomac Law Group, PLLC 2011 - May 2015
Ergo 2011 - 2013
RRH Capital Management 2005 - 2010
Legg Mason 1999 - 2005
Powervest, Inc. 1997 - 1999
Covington & Burling 1989 - 1997
United States Court of Appeals for the Fourth Circuit 1988 - 1989
Skills
Fluent in French, Research, Emerging Markets, Investments, Consulting, Management
Education
Harvard Law School 1984 — 1987
J.D.
Columbia University in the City of New York 1981 — 1983
A.B., English and American Literature, magna cum laude
University of California, Berkeley 1979 — 1981
Promontory Financial Group, LLC May 2015 - Present
The Potomac Law Group, PLLC 2011 - May 2015
Ergo 2011 - 2013
RRH Capital Management 2005 - 2010
Legg Mason 1999 - 2005
Powervest, Inc. 1997 - 1999
Covington & Burling 1989 - 1997
United States Court of Appeals for the Fourth Circuit 1988 - 1989
Skills
Fluent in French, Research, Emerging Markets, Investments, Consulting, Management
Education
Harvard Law School 1984 — 1987
J.D.
Columbia University in the City of New York 1981 — 1983
A.B., English and American Literature, magna cum laude
University of California, Berkeley 1979 — 1981
Bernie Goldstein Bernie Goldstein's Legg Mason Experience August 2014 - Present
Job Senior Training Manager, Head U.S. Sales Training & Certified Executive Coach at Legg Mason
Industry Professional Training & Coaching
Experience
Legg Mason August 2014 - Present
Legg Mason April 2010 - July 2014
Bernstein Global Wealth Management October 2007 - April 2010
Bernstein Global Wealth Management March 2005 - September 2007
UBS Wealth Management February 2003 - March 2005
Skills
Talent Management, Leadership Development, Series 7, Asset Allocation, Succession Planning, Financial Services, Training, MBTI, Strategic Planning, Wealth Management, Investments, Mutual Funds, Series 63, Asset Managment
Education
University of Florida - Warrington College Of Business 2006 — 2008
MBA
Columbia University in the City of New York 1998 — 2002
Jewish Theological Seminary
Legg Mason August 2014 - Present
Legg Mason April 2010 - July 2014
Bernstein Global Wealth Management October 2007 - April 2010
Bernstein Global Wealth Management March 2005 - September 2007
UBS Wealth Management February 2003 - March 2005
Skills
Talent Management, Leadership Development, Series 7, Asset Allocation, Succession Planning, Financial Services, Training, MBTI, Strategic Planning, Wealth Management, Investments, Mutual Funds, Series 63, Asset Managment
Education
University of Florida - Warrington College Of Business 2006 — 2008
MBA
Columbia University in the City of New York 1998 — 2002
Jewish Theological Seminary
Richard J. Calhoun, Jr. Richard J. Calhoun, Jr.'s Legg Mason Experience 1996 - 1998
Job Managing Director, Innovation | Growth at Wells Fargo Advisors Financial Network (FiNet)
Industry Financial Services
Experience
Wells Fargo Advisors (FiNet) October 2013 - Present
Wells Fargo Advisors, LLC February 2008 - October 2013
Smith Barney June 1998 - November 2007
Legg Mason 1996 - 1998
Merrill Lynch 1992 - 1996
The Rubenstein Company 1988 - 1992
Skills
Start-ups, Finance, Sales, Series 7, Series 63, Wealth Management, Securities, Mutual Funds, Real Estate Development, Alternative Investments, Asset Allocation, Investments, Retirement Planning, Asset Management, Portfolio Management, Investment Advisory, Equities, FINRA, Fixed Income, Strategic Financial..., Consulting, Financial Planning, Investment Strategies, Management, Leadership, New Business Development, Sales Management, Series 24, Series 65, Wealth Management...
Education
Cornell University 1984 — 1988
Bachelor of Science, Industrial Labor Relations
Wells Fargo Advisors (FiNet) October 2013 - Present
Wells Fargo Advisors, LLC February 2008 - October 2013
Smith Barney June 1998 - November 2007
Legg Mason 1996 - 1998
Merrill Lynch 1992 - 1996
The Rubenstein Company 1988 - 1992
Skills
Start-ups, Finance, Sales, Series 7, Series 63, Wealth Management, Securities, Mutual Funds, Real Estate Development, Alternative Investments, Asset Allocation, Investments, Retirement Planning, Asset Management, Portfolio Management, Investment Advisory, Equities, FINRA, Fixed Income, Strategic Financial..., Consulting, Financial Planning, Investment Strategies, Management, Leadership, New Business Development, Sales Management, Series 24, Series 65, Wealth Management...
Education
Cornell University 1984 — 1988
Bachelor of Science, Industrial Labor Relations
Lawer Angmor-Teye's Legg Mason Experience June 2014 - August 2014
Job Financial Analyst
Industry Financial Services
Experience
J.P. Morgan February 2015 - Present
Legg Mason June 2014 - August 2014
Barclays November 2013 - May 2014
Bayhealth Medical Center June 2013 - May 2014
Skills
Event Management, Teamwork, Time Management, Fundraising, Data Entry, Blogging, Event Planning, Management, Public Speaking, Social Media, Strategic Planning, Sales, Photoshop, Graphic Design, Customer Service, Teaching, Public Relations, Microsoft Excel, Entrepreneurship, Facebook, Leadership, Creative Writing, PowerPoint, Community Outreach, Microsoft Word, Microsoft Office, Project Management, Social Networking, Research, Social Media Marketing, Financial Analysis, Marketing, Outlook, Data Analysis, Training, Leadership Development, Budgets, Coaching, Team Building, Finance, Analysis, Investments
Education
Delaware State University 2010 — 2014
Bachelor of Science, Finance and Banking, Magna Cum Laude
Dover High School 2006 — 2010
J.P. Morgan February 2015 - Present
Legg Mason June 2014 - August 2014
Barclays November 2013 - May 2014
Bayhealth Medical Center June 2013 - May 2014
Skills
Event Management, Teamwork, Time Management, Fundraising, Data Entry, Blogging, Event Planning, Management, Public Speaking, Social Media, Strategic Planning, Sales, Photoshop, Graphic Design, Customer Service, Teaching, Public Relations, Microsoft Excel, Entrepreneurship, Facebook, Leadership, Creative Writing, PowerPoint, Community Outreach, Microsoft Word, Microsoft Office, Project Management, Social Networking, Research, Social Media Marketing, Financial Analysis, Marketing, Outlook, Data Analysis, Training, Leadership Development, Budgets, Coaching, Team Building, Finance, Analysis, Investments
Education
Delaware State University 2010 — 2014
Bachelor of Science, Finance and Banking, Magna Cum Laude
Dover High School 2006 — 2010
Harry Seymour Harry Seymour's Legg Mason Experience June 2005 - August 2007
Job Regional Vice President at Columbia Threadneedle Investments, US
Industry Investment Management
Experience
Columbia Threadneedle Investments, US August 2007 - Present
Legg Mason June 2005 - August 2007
SMITH BARNEY April 2001 - April 2005
SMITH BARNEY October 1999 - April 2001
Skills
Investments, Series 7, Mutual Funds, Alternative Investments, Wealth Management, Separately Managed..., Asset Allocation, 401k, Asset Management, Financial Services, Retirement Planning, Equities, Portfolio Management, Investment Strategies, Investment Advisory, Fixed Income, Retirement, Sales, Series 66
Education
Columbia University in the City of New York 1993 — 1997
Bachelor of Arts (B.A.), Political Science and Government
Columbia Threadneedle Investments, US August 2007 - Present
Legg Mason June 2005 - August 2007
SMITH BARNEY April 2001 - April 2005
SMITH BARNEY October 1999 - April 2001
Skills
Investments, Series 7, Mutual Funds, Alternative Investments, Wealth Management, Separately Managed..., Asset Allocation, 401k, Asset Management, Financial Services, Retirement Planning, Equities, Portfolio Management, Investment Strategies, Investment Advisory, Fixed Income, Retirement, Sales, Series 66
Education
Columbia University in the City of New York 1993 — 1997
Bachelor of Arts (B.A.), Political Science and Government
Kaylyn A. Peck's Legg Mason Experience May 2012 - August 2012
Job Associate at Morgan Stanley Wealth Management
Industry Investment Management
Experience
Morgan Stanley Wealth Management April 2014 - Present
Arrow Investment Advisors, LLC July 2013 - March 2014
High Point University August 2011 - May 2013
Legg Mason May 2012 - August 2012
Morgan Stanley May 2011 - August 2011
Morgan Stanley May 2010 - August 2010
Jones and Jones 2007 - 2009
Education
Cornell University - Johnson Graduate School of Management 2014 — 2014
eCornell Certificate: Marketing Strategy
High Point University 2009 — 2013
B.S., Business Adminstration
Morgan Stanley Wealth Management April 2014 - Present
Arrow Investment Advisors, LLC July 2013 - March 2014
High Point University August 2011 - May 2013
Legg Mason May 2012 - August 2012
Morgan Stanley May 2011 - August 2011
Morgan Stanley May 2010 - August 2010
Jones and Jones 2007 - 2009
Education
Cornell University - Johnson Graduate School of Management 2014 — 2014
eCornell Certificate: Marketing Strategy
High Point University 2009 — 2013
B.S., Business Adminstration
Melissa Allison Warren Melissa Allison Warren's Legg Mason Experience December 2013 - Present
Job Associate General Counsel
Industry Legal Services
Experience
Legg Mason December 2013 - Present
Office of the Attorney General March 2009 - December 2013
Legg Mason Capital Management April 2006 - October 2008
Venable LLP February 2002 - March 2006
Ober Kaler February 1997 - January 2002
Shapiro Sher Guinot & Sandler September 1988 - January 1997
Skills
Corporate Law, Corporate Governance, Management, Due Diligence, Mergers & Acquisitions, Portfolio Management, Investments, Securities, Securities Regulation, Governance, Negotiation, Policy
Education
Duke University
A.B., magna cum laude, Public Policy Studies
University of Pennsylvania Law School
J.D., cum laude
Legg Mason December 2013 - Present
Office of the Attorney General March 2009 - December 2013
Legg Mason Capital Management April 2006 - October 2008
Venable LLP February 2002 - March 2006
Ober Kaler February 1997 - January 2002
Shapiro Sher Guinot & Sandler September 1988 - January 1997
Skills
Corporate Law, Corporate Governance, Management, Due Diligence, Mergers & Acquisitions, Portfolio Management, Investments, Securities, Securities Regulation, Governance, Negotiation, Policy
Education
Duke University
A.B., magna cum laude, Public Policy Studies
University of Pennsylvania Law School
J.D., cum laude
Terence Brady's Legg Mason Experience March 1995 - January 1998
Job Financial Consultant/Branch Manager/Registered Principal at LPL Financial
Industry Financial Services
Experience
LPL Financial July 2004 - Present
Brady Financial, Inc. May 2004 - Present
Brady Insurance Group May 1992 - Present
Ohio National Financial Services January 2009 - Present
Independent Referral Consultants June 1995 - Present
State of New Jersey November 1990 - December 2014
Merrill Lynch January 1998 - July 2004
Legg Mason March 1995 - January 1998
Hudson United Bank September 1987 - January 1998
Skills
Investments, Strategic Financial..., Fixed Annuities, Portfolio Management, Retirement Planning, Disability Insurance, Series 63, Mutual Funds, Series 7, Series 6, 401k, Estate Planning, Notary Public, Insurance Planning, Wealth Management, Asset Allocation, Banking, Equities, Series 65, Series 24, Concentrated Stock..., Asset Managment, Variable Annuities, Financial Planning, College Savings Plans, 529 Plans, Real Estate, Signature Guarantee, Fixed Income, Annuities, Long Term Care, Health Insurance, Supplemental Insurance, Investment Strategies, Lending, Private Banking, Investment Advisory..., Employee Stock Options, Registered Investment..., Immediate Annuities, 401k Rollovers, Rollover Specialist, Net Unrealized..., Simple IRAs, Profit Sharing Plans, SEP IRA, Roth IRA, Series 31, 1031 Real Estate..., FAFSA Free Application...
Education
Ramapo College of New Jersey 1984 — 1989
B.A., Psychology
College for Financial Planning 2012 — 2015
CFP, Financial Planning
American Institute of Banking (AIB) 1990 — 1993
Graduate, Banking and Finance
Saint Joseph's of the Palisades 1980 — 1984
H.S., Liberal Arts
Horace Mann in North Bergen, NJ 1971 — 1980
Grammer School, Liberal Arts
LPL Financial July 2004 - Present
Brady Financial, Inc. May 2004 - Present
Brady Insurance Group May 1992 - Present
Ohio National Financial Services January 2009 - Present
Independent Referral Consultants June 1995 - Present
State of New Jersey November 1990 - December 2014
Merrill Lynch January 1998 - July 2004
Legg Mason March 1995 - January 1998
Hudson United Bank September 1987 - January 1998
Skills
Investments, Strategic Financial..., Fixed Annuities, Portfolio Management, Retirement Planning, Disability Insurance, Series 63, Mutual Funds, Series 7, Series 6, 401k, Estate Planning, Notary Public, Insurance Planning, Wealth Management, Asset Allocation, Banking, Equities, Series 65, Series 24, Concentrated Stock..., Asset Managment, Variable Annuities, Financial Planning, College Savings Plans, 529 Plans, Real Estate, Signature Guarantee, Fixed Income, Annuities, Long Term Care, Health Insurance, Supplemental Insurance, Investment Strategies, Lending, Private Banking, Investment Advisory..., Employee Stock Options, Registered Investment..., Immediate Annuities, 401k Rollovers, Rollover Specialist, Net Unrealized..., Simple IRAs, Profit Sharing Plans, SEP IRA, Roth IRA, Series 31, 1031 Real Estate..., FAFSA Free Application...
Education
Ramapo College of New Jersey 1984 — 1989
B.A., Psychology
College for Financial Planning 2012 — 2015
CFP, Financial Planning
American Institute of Banking (AIB) 1990 — 1993
Graduate, Banking and Finance
Saint Joseph's of the Palisades 1980 — 1984
H.S., Liberal Arts
Horace Mann in North Bergen, NJ 1971 — 1980
Grammer School, Liberal Arts
Samantha Lane Tarazon Samantha Lane Tarazon's Legg Mason Experience 2005 - 2009
Job Founder, Principal, AnnLane, LLC
Industry Design
Experience
Ann-Lane, LLC March 2008 - Present
Legg Mason 2005 - 2009
Skills
Interior Design, Adobe Creative Suite, InDesign, Furniture, Photoshop, AutoCAD, Revit, Rendering, Design Research, Architectures, Space Planning, Project Management, Space-planning, Illustrator, Microsoft Office, Microsoft Word, SketchUp, Microsoft Excel, Sketching, Architectural Drawings, CAD, Branding, Corporate Branding, FF&E, Submittals, Commercial Interiors, Residential Design, Concept Development, Branding & Identity, Corporate Identity, Design Management, Brand Implementation, Presentation Development, Program Development
Education
Randolph-Macon College 1999 — 2003
Bachelor's degree, Political Science and Government
Corcoran College of Art and Design
Master's degree, Interior Architecture
Ann-Lane, LLC March 2008 - Present
Legg Mason 2005 - 2009
Skills
Interior Design, Adobe Creative Suite, InDesign, Furniture, Photoshop, AutoCAD, Revit, Rendering, Design Research, Architectures, Space Planning, Project Management, Space-planning, Illustrator, Microsoft Office, Microsoft Word, SketchUp, Microsoft Excel, Sketching, Architectural Drawings, CAD, Branding, Corporate Branding, FF&E, Submittals, Commercial Interiors, Residential Design, Concept Development, Branding & Identity, Corporate Identity, Design Management, Brand Implementation, Presentation Development, Program Development
Education
Randolph-Macon College 1999 — 2003
Bachelor's degree, Political Science and Government
Corcoran College of Art and Design
Master's degree, Interior Architecture
Allan Strange's Legg Mason Experience 1994 - 2006
Job Executive Vice President/Investments
Industry Financial Services
Experience
Janney Montgomery Scott LLC April 2009 - Present
Morgan Stanley 2006 - 2009
Legg Mason 1994 - 2006
Morgan Stanley 1987 - 1994
Skills
Retirement Planning, Wealth Management, Strategic Financial..., 401k, Investment Strategies, Asset Management, Investments, Wealth Management..., Equities, Series 65, Mutual Funds, Wealth, Tax, Alternative Investments, Series 63, ETFs, Fixed Annuities, Series 7, FINRA, Long-term Care, Fixed Income, Finance, Securities, Asset Allocation, Financial Services, Retirement, Financial Advisory, Investment Advisory, Estate Planning, Uniform Combined State..., Portfolio Management, Capital Markets
Education
East Tennessee State University 1974 — 1978
BS, History and Sociology
Janney Montgomery Scott LLC April 2009 - Present
Morgan Stanley 2006 - 2009
Legg Mason 1994 - 2006
Morgan Stanley 1987 - 1994
Skills
Retirement Planning, Wealth Management, Strategic Financial..., 401k, Investment Strategies, Asset Management, Investments, Wealth Management..., Equities, Series 65, Mutual Funds, Wealth, Tax, Alternative Investments, Series 63, ETFs, Fixed Annuities, Series 7, FINRA, Long-term Care, Fixed Income, Finance, Securities, Asset Allocation, Financial Services, Retirement, Financial Advisory, Investment Advisory, Estate Planning, Uniform Combined State..., Portfolio Management, Capital Markets
Education
East Tennessee State University 1974 — 1978
BS, History and Sociology
James Carty James Carty's Legg Mason Experience January 1995 - December 2005
Job Senior VP at Drexel Hamilton
Industry
Experience
Drexel Hamilton January 2009 - Present
Legg Mason January 1995 - December 2005
Dillon Read Capital Management January 1971 - December 1975
Skills
Preferred Stock, Humor, Piano, Sand bagging in golf, being a friend in need..., Tickling the...
Education
College of the Holy Cross 1963 — 1967
Bachelor of Arts (BA), Economics
College of the Holy Cross 1963 — 1966
Bachelor's degree, Economics, survival
Drexel Hamilton January 2009 - Present
Legg Mason January 1995 - December 2005
Dillon Read Capital Management January 1971 - December 1975
Skills
Preferred Stock, Humor, Piano, Sand bagging in golf, being a friend in need..., Tickling the...
Education
College of the Holy Cross 1963 — 1967
Bachelor of Arts (BA), Economics
College of the Holy Cross 1963 — 1966
Bachelor's degree, Economics, survival
Bonnie Snell Bonnie Snell's Legg Mason Experience February 2004 - August 2005
Job Experienced Training and Education Professional
Industry Education Management
Experience
Washington Metropolitan Area Transit Authority (WMATA) January 2015 - Present
Iron Data Solutions July 2014 - November 2014
QSSI October 2013 - July 2014
Booz Allen Hamilton February 2009 - September 2013
Prince George's Community College January 2007 - May 2013
Catapult Learning, LLC December 2007 - March 2009
Anne Arundel County Public Schools August 2005 - July 2007
Legg Mason February 2004 - August 2005
Skills
Teaching, Curriculum Development, Instructional Design, Public Speaking, Curriculum Design, Coaching, E-learning, PowerPoint, Microsoft Office, Word, Customer Relations, Excel, Adult Education, Educational Technology, Program Management, Classroom Instruction, E-Learning, Proposal Writing, Staff Development, Strategic Planning, Higher Education, Leadership Development, Training, Program Development, Organizational..., Workshop Facilitation
Education
Dowling College
MS, Secondary Education
Keller Graduate School of Management of DeVry University
Business Administration and Management, General
New York Institute of Technology-Old Westbury
Bachelor of Science (BS), Interdisciplinary Studies
Washington Metropolitan Area Transit Authority (WMATA) January 2015 - Present
Iron Data Solutions July 2014 - November 2014
QSSI October 2013 - July 2014
Booz Allen Hamilton February 2009 - September 2013
Prince George's Community College January 2007 - May 2013
Catapult Learning, LLC December 2007 - March 2009
Anne Arundel County Public Schools August 2005 - July 2007
Legg Mason February 2004 - August 2005
Skills
Teaching, Curriculum Development, Instructional Design, Public Speaking, Curriculum Design, Coaching, E-learning, PowerPoint, Microsoft Office, Word, Customer Relations, Excel, Adult Education, Educational Technology, Program Management, Classroom Instruction, E-Learning, Proposal Writing, Staff Development, Strategic Planning, Higher Education, Leadership Development, Training, Program Development, Organizational..., Workshop Facilitation
Education
Dowling College
MS, Secondary Education
Keller Graduate School of Management of DeVry University
Business Administration and Management, General
New York Institute of Technology-Old Westbury
Bachelor of Science (BS), Interdisciplinary Studies
Joseph Snouffer, CFP® Joseph Snouffer, CFP®'s Legg Mason Experience August 1988 - September 1991
Job Managing Director Investments at Wells Fargo Advisors | Ghingher Snouffer Wealth Management Group, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC June 1994 - Present
Snouffer Properties, Inc. May 1991 - November 1998
Legg Mason August 1988 - September 1991
Deloitte June 1985 - August 1988
Skills
Wealth Management, Retirement Planning, Investments, Business Analysis, Fixed Income, Financial Analysis, Management, Finance, Asset Managment, Financial Services, Financial Advisory, Tax, Financial Modeling, Equities, Mutual Funds, Alternative Investments, Wealth, Portfolio Management, Bonds, 401k, Risk Management, Securities, High Net Worth..., Strategic Financial..., Series 7, Series 63, Auditing, Hedge Funds, Pensions, Investment Advisory
Education
Loyola College in Maryland 1985 — 1988
Master of Business Administration (MBA), Finance, General
Denison University 1979 — 1983
Bachelor of Arts (B.A.), Economics
McDonogh School 1975 — 1979
Wells Fargo Advisors, LLC June 1994 - Present
Snouffer Properties, Inc. May 1991 - November 1998
Legg Mason August 1988 - September 1991
Deloitte June 1985 - August 1988
Skills
Wealth Management, Retirement Planning, Investments, Business Analysis, Fixed Income, Financial Analysis, Management, Finance, Asset Managment, Financial Services, Financial Advisory, Tax, Financial Modeling, Equities, Mutual Funds, Alternative Investments, Wealth, Portfolio Management, Bonds, 401k, Risk Management, Securities, High Net Worth..., Strategic Financial..., Series 7, Series 63, Auditing, Hedge Funds, Pensions, Investment Advisory
Education
Loyola College in Maryland 1985 — 1988
Master of Business Administration (MBA), Finance, General
Denison University 1979 — 1983
Bachelor of Arts (B.A.), Economics
McDonogh School 1975 — 1979
John Jack B. Kelly John Jack B. Kelly's Legg Mason Experience March 2003 - February 2006
Job Managing Director at J.P. Morgan Securities
Industry Financial Services
Experience
J.P. Morgan Securities March 2009 - Present
Smith Barney February 2006 - March 2009
Legg Mason March 2003 - February 2006
Prudential Financial July 1989 - March 2003
Thomson McKinnon Securities 1968 - 1989
Skills
Portfolio Management, Wealth Management, Securities
Education
Cornell University
Bachelor's degree, Economics
J.P. Morgan Securities March 2009 - Present
Smith Barney February 2006 - March 2009
Legg Mason March 2003 - February 2006
Prudential Financial July 1989 - March 2003
Thomson McKinnon Securities 1968 - 1989
Skills
Portfolio Management, Wealth Management, Securities
Education
Cornell University
Bachelor's degree, Economics
Shane Ostrom,CFP® Shane Ostrom,CFP®'s Legg Mason Experience March 2001 - October 2003
Job Financial Counselor, Educator, Presenter and Author
Industry Government Relations
Experience
Military Officers Association of America (MOAA) 2006 - Present
Serco 2004 - 2006
United Bank October 2003 - October 2004
Legg Mason March 2001 - October 2003
W. H. Stuart Financial Services November 1999 - March 2001
US Air Force November 1979 - March 2000
Skills
Strategic Financial..., Employee Benefits, Legislative Issues, Presenter, Adult Education, Published Author, DoD, Strategic Planning, Nonprofits, Management, Program Management, Policy, Defense, Human Resources, Military, Insurance, National Security, Government
Education
College for Financial Planning 2006 — 2008
Financial Planning and Services
Royal Australian Air Force Command and Staff College 1995 — 1995
U.S. Air Force Command and Staff College 1993 — 1994
Webster University 1980 — 1982
MA, Human Resource Mgt
St. Mary's University 1975 — 1979
BA, Public Justice
Military Officers Association of America (MOAA) 2006 - Present
Serco 2004 - 2006
United Bank October 2003 - October 2004
Legg Mason March 2001 - October 2003
W. H. Stuart Financial Services November 1999 - March 2001
US Air Force November 1979 - March 2000
Skills
Strategic Financial..., Employee Benefits, Legislative Issues, Presenter, Adult Education, Published Author, DoD, Strategic Planning, Nonprofits, Management, Program Management, Policy, Defense, Human Resources, Military, Insurance, National Security, Government
Education
College for Financial Planning 2006 — 2008
Financial Planning and Services
Royal Australian Air Force Command and Staff College 1995 — 1995
U.S. Air Force Command and Staff College 1993 — 1994
Webster University 1980 — 1982
MA, Human Resource Mgt
St. Mary's University 1975 — 1979
BA, Public Justice
Tom Obie O'Bryon, II Tom Obie O'Bryon, II's Legg Mason Experience June 1993 - February 2006
Job Certified Financial Planner™ at Greenbrier Financial Group UBS Financial Services, Inc.
Industry Investment Management
Experience
Greenbrier Financial Group - UBS Financial Services, Inc February 2006 - Present
Legg Mason June 1993 - February 2006
US Navy January 1969 - August 1974
Education
Wharton School, University of Pennsylvania 1984 — 1986
Executive Certificate, Finance
The University of Georgia 1974 — 1976
Master of Business Administration (M.B.A.), Business Management and Law
Duke University 1964 — 1968
AB, Business Adminstration
Greenbrier Financial Group - UBS Financial Services, Inc February 2006 - Present
Legg Mason June 1993 - February 2006
US Navy January 1969 - August 1974
Education
Wharton School, University of Pennsylvania 1984 — 1986
Executive Certificate, Finance
The University of Georgia 1974 — 1976
Master of Business Administration (M.B.A.), Business Management and Law
Duke University 1964 — 1968
AB, Business Adminstration
William Childs's Legg Mason Experience September 2014 - Present
Job Sales Director at Legg Mason
Industry Financial Services
Experience
Legg Mason September 2014 - Present
Legg Mason February 2013 - Present
Legg Mason January 2012 - January 2013
Macaran Printed Products September 2008 - January 2012
Education
Iona College 2004 — 2007
MBA, Financial Management
DePaul University 1999 — 2003
BA, Communications (Media and Television)
Legg Mason September 2014 - Present
Legg Mason February 2013 - Present
Legg Mason January 2012 - January 2013
Macaran Printed Products September 2008 - January 2012
Education
Iona College 2004 — 2007
MBA, Financial Management
DePaul University 1999 — 2003
BA, Communications (Media and Television)
Matt Montgomery, CFA Matt Montgomery, CFA's Legg Mason Experience September 2004 - September 2005
Job Portfolio Manager
Industry Investment Management
Experience
FCI Advisors April 2008 - Present
UBS Wealth Management October 2005 - April 2008
Legg Mason September 2004 - September 2005
Skills
Investment Management, Value Driven Equity..., Maintaining Strong..., Portfolio Management, Alternative Investments, Asset Allocation, Asset Management, Country Clubs, Equities, Financial Analysis, Investment Advisory, Investments, Mutual Funds, Strategic Financial..., Strategy, Wealth Management
Education
Denison University 2000 — 2004
Bachelors, Economics
FCI Advisors April 2008 - Present
UBS Wealth Management October 2005 - April 2008
Legg Mason September 2004 - September 2005
Skills
Investment Management, Value Driven Equity..., Maintaining Strong..., Portfolio Management, Alternative Investments, Asset Allocation, Asset Management, Country Clubs, Equities, Financial Analysis, Investment Advisory, Investments, Mutual Funds, Strategic Financial..., Strategy, Wealth Management
Education
Denison University 2000 — 2004
Bachelors, Economics
John W. Young, CFP® John W. Young, CFP®'s Legg Mason Experience January 1998 - September 2003
Job Managing Partner at Cardinal Wealth Partners, LLC
Industry Financial Services
Experience
Cardinal Wealth Partners May 2015 - Present
Raymond James January 2012 - April 2015
Morgan Stanley October 2003 - August 2010
Legg Mason January 1998 - September 2003
AVL 1993 - 1997
Skills
Investments, Financial Advisory, Strategic Financial..., Finance, Risk Management, Securities, Retirement Planning, Wealth, Financial Planning, Wealth Management, Mutual Funds, Retirement, Series 7, Asset Management, Portfolio Management, 401k, Asset Allocation, Investment Advisory, Personal Finance, Estate Planning, Series 63, Certified Financial..., Tax, Fixed Annuities
Education
Duke University 2004 — 2005
Executive Certificate, Financial Planning
NCSU 1984 — 1988
BS, Biological Sciences, Kappa Alpha Order
Cardinal Wealth Partners May 2015 - Present
Raymond James January 2012 - April 2015
Morgan Stanley October 2003 - August 2010
Legg Mason January 1998 - September 2003
AVL 1993 - 1997
Skills
Investments, Financial Advisory, Strategic Financial..., Finance, Risk Management, Securities, Retirement Planning, Wealth, Financial Planning, Wealth Management, Mutual Funds, Retirement, Series 7, Asset Management, Portfolio Management, 401k, Asset Allocation, Investment Advisory, Personal Finance, Estate Planning, Series 63, Certified Financial..., Tax, Fixed Annuities
Education
Duke University 2004 — 2005
Executive Certificate, Financial Planning
NCSU 1984 — 1988
BS, Biological Sciences, Kappa Alpha Order
Peter Caruso, CFP ® Peter Caruso, CFP ®'s Legg Mason Experience 1996 - November 2005
Job Financial Advisor
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney December 2005 - January 2009
Legg Mason 1996 - November 2005
shawmut bank 1990 - 1992
Skills
Wealth Management, Wealth Preservation..., Investments, Finance, Asset Allocation, Public Speaking, Risk Management, Business-succession..., Concentrated Stock..., Fixed Income Strategies, Insurance, Multi-generational..., Strategic Planning, Tax-efficient Strategies, Estate Planning...
Education
College for Financial Planning 2000 — 2003
CFP®
Nichols College 1986 — 1990
bachelors, management
Wells Fargo Advisors, LLC January 2009 - Present
Smith Barney December 2005 - January 2009
Legg Mason 1996 - November 2005
shawmut bank 1990 - 1992
Skills
Wealth Management, Wealth Preservation..., Investments, Finance, Asset Allocation, Public Speaking, Risk Management, Business-succession..., Concentrated Stock..., Fixed Income Strategies, Insurance, Multi-generational..., Strategic Planning, Tax-efficient Strategies, Estate Planning...
Education
College for Financial Planning 2000 — 2003
CFP®
Nichols College 1986 — 1990
bachelors, management
Frank Maiorano Frank Maiorano's Legg Mason Experience 1986 - 1989
Job Head of RIA Business at Baron Capital
Industry Financial Services
Experience
Baron Capital January 2012 - Present
Trust Company of America January 2010 - December 2011
Nuveen Investments September 2001 - November 2008
Schwab Institutional, Charles Schwab & Co. 1989 - 2001
Legg Mason 1986 - 1989
Xerox 1982 - 1986
Skills
Investment Advisory, Entrepreneur, Series 7, Asset Management, Mutual Funds, Investments, Asset Allocation, Equities, Fixed Income, Series 63, Wealth Management, Securities, New Business Development, Due Diligence, Executive Management, Customer Relations, Separately Managed..., Capital Markets, Managed Accounts, Strategic Planning, Business Strategy, Fundraising, Compliance, Banking, Marketing Strategy, Financial Advisory, Customer Service, Asset Managment, Investment Management, ETFs, Portfolio Management, Hedge Funds, Strategy, Alternative Investments, Morningstar Direct, Morningstar, Investment Strategies, Series 65, FINRA, Series 24, Wealth Management..., CRM, Retirement Planning, Series 6, Trading, 401k, Relationship Management, Entrepreneurship, Managing Accounts
Education
East Carolina University 1978 — 1982
Bachelor of Business Administration (BBA), Marketing
Baron Capital January 2012 - Present
Trust Company of America January 2010 - December 2011
Nuveen Investments September 2001 - November 2008
Schwab Institutional, Charles Schwab & Co. 1989 - 2001
Legg Mason 1986 - 1989
Xerox 1982 - 1986
Skills
Investment Advisory, Entrepreneur, Series 7, Asset Management, Mutual Funds, Investments, Asset Allocation, Equities, Fixed Income, Series 63, Wealth Management, Securities, New Business Development, Due Diligence, Executive Management, Customer Relations, Separately Managed..., Capital Markets, Managed Accounts, Strategic Planning, Business Strategy, Fundraising, Compliance, Banking, Marketing Strategy, Financial Advisory, Customer Service, Asset Managment, Investment Management, ETFs, Portfolio Management, Hedge Funds, Strategy, Alternative Investments, Morningstar Direct, Morningstar, Investment Strategies, Series 65, FINRA, Series 24, Wealth Management..., CRM, Retirement Planning, Series 6, Trading, 401k, Relationship Management, Entrepreneurship, Managing Accounts
Education
East Carolina University 1978 — 1982
Bachelor of Business Administration (BBA), Marketing
Sid Sripada Sid Sripada's Legg Mason Experience June 2006 - October 2008
Job WebLogic Systems Engineer at Edaptive Systems
Industry Information Technology and Services
Experience
Edaptive Systems, LLC March 2015 - Present
The Washington Post June 2013 - February 2015
Aquilent October 2008 - June 2013
Legg Mason June 2006 - October 2008
BEA Systems (Acquired by Oracle Inc) November 2005 - June 2006
BellSouth August 2004 - August 2005
Skills
Middleware, Rapid Prototyping, Open Source, LAMP, Integration, System Administration, Apache, Weblogic, Java, Oracle, Cloud Computing, MySQL, Web Services, SOA, Unix, WebLogic
Education
Colorado State University 2001 — 2003
Master of Science (M.S.), Computer Engineering
Koneru Lakshmaiah College of Engineering 1997 — 2001
Bachelor of Technology (B.Tech.), Electrical Engineering
Edaptive Systems, LLC March 2015 - Present
The Washington Post June 2013 - February 2015
Aquilent October 2008 - June 2013
Legg Mason June 2006 - October 2008
BEA Systems (Acquired by Oracle Inc) November 2005 - June 2006
BellSouth August 2004 - August 2005
Skills
Middleware, Rapid Prototyping, Open Source, LAMP, Integration, System Administration, Apache, Weblogic, Java, Oracle, Cloud Computing, MySQL, Web Services, SOA, Unix, WebLogic
Education
Colorado State University 2001 — 2003
Master of Science (M.S.), Computer Engineering
Koneru Lakshmaiah College of Engineering 1997 — 2001
Bachelor of Technology (B.Tech.), Electrical Engineering
Justin Baldwin's Legg Mason Experience December 2004 - December 2005
Job Senior Desktop Engineer at Dell
Industry Information Technology and Services
Experience
Dell Services March 2009 - Present
MedStar Health October 2007 - March 2009
Stifel Nicolaus December 2005 - October 2007
Legg Mason December 2004 - December 2005
Legg Mason September 2002 - December 2004
CyberCore Technologies 2000 - 2002
Skills
Altiris, Active Directory, Disaster Recovery, Citrix, Servers, Technical Support, Data Center, Software Documentation, Firewalls, Laptops, Project Management, Blackberry Enterprise..., Hardware, VMware ESX, VMware, Service Desk, Dell Computers, XP, Computer Hardware, DHCP, Infrastructure, Network Security, IT Management, Networking, Help Desk Support, VPN, System Deployment, IT Service Management
Education
Advanced Computer Technology Training 2000 — 2001
Microsoft Certified Systems Engineer, Windows 2000
Drexel University 1987 — 1993
Bachelor of Science, Two Degrees: Economics and Finance
Dell Services March 2009 - Present
MedStar Health October 2007 - March 2009
Stifel Nicolaus December 2005 - October 2007
Legg Mason December 2004 - December 2005
Legg Mason September 2002 - December 2004
CyberCore Technologies 2000 - 2002
Skills
Altiris, Active Directory, Disaster Recovery, Citrix, Servers, Technical Support, Data Center, Software Documentation, Firewalls, Laptops, Project Management, Blackberry Enterprise..., Hardware, VMware ESX, VMware, Service Desk, Dell Computers, XP, Computer Hardware, DHCP, Infrastructure, Network Security, IT Management, Networking, Help Desk Support, VPN, System Deployment, IT Service Management
Education
Advanced Computer Technology Training 2000 — 2001
Microsoft Certified Systems Engineer, Windows 2000
Drexel University 1987 — 1993
Bachelor of Science, Two Degrees: Economics and Finance
John Armstrong's Legg Mason Experience November 2005 - Present
Job Director at Legg Mason
Industry Investment Management
Experience
Legg Mason November 2005 - Present
Citigroup Asset Management May 2002 - November 2005
ibm 1991 - 2001
Education
DePauw University 1985 — 1989
Legg Mason November 2005 - Present
Citigroup Asset Management May 2002 - November 2005
ibm 1991 - 2001
Education
DePauw University 1985 — 1989
Andy Dimakopoulos's Legg Mason Experience Sr Marketing managerLegg Mason US Retail Distribution2006 - Present
Job Sr Marketing coordinator at Legg Mason
Industry Marketing and Advertising
Experience
Legg Mason Sr Marketing managerLegg Mason US Retail Distribution2006 - Present
Education
Eastern Connecticut State University 1993 — 1996
Legg Mason Sr Marketing managerLegg Mason US Retail Distribution2006 - Present
Education
Eastern Connecticut State University 1993 — 1996
Andrew Bagby's Legg Mason Experience 2004 - 2005
Job Vice President at H.I.G. WhiteHorse
Industry Investment Management
Experience
H.I.G. WhiteHorse November 2013 - Present
Harris Williams & Co. July 2012 - October 2013
Fuqua School of Business August 2010 - June 2012
Golub Capital July 2006 - July 2010
GE Access 2006 - 2007
GE Commmerical Finance 2005 - 2006
GE Capital 2005 - 2006
GE Commerical Finance 2004 - 2006
Legg Mason 2004 - 2005
Education
Duke University - The Fuqua School of Business 2010 — 2012
Master of Business Administration (M.B.A.), Strategy and Finance
Muhlenberg College 2000 — 2004
H.I.G. WhiteHorse November 2013 - Present
Harris Williams & Co. July 2012 - October 2013
Fuqua School of Business August 2010 - June 2012
Golub Capital July 2006 - July 2010
GE Access 2006 - 2007
GE Commmerical Finance 2005 - 2006
GE Capital 2005 - 2006
GE Commerical Finance 2004 - 2006
Legg Mason 2004 - 2005
Education
Duke University - The Fuqua School of Business 2010 — 2012
Master of Business Administration (M.B.A.), Strategy and Finance
Muhlenberg College 2000 — 2004
Melinda Manning Robinson, MBA, QKA's Legg Mason Experience April 2003 - December 2008
Job HR Manager at University of Maryland Medical System
Industry Human Resources
Experience
University of Maryland Medical System September 2013 - Present
University of Maryland Medical Center January 2012 - September 2013
Constellation Energy 2009 - 2011
Legg Mason April 2003 - December 2008
ICMA-RC 2001 - 2003
T. Rowe Price January 1995 - March 2001
Skills
PeopleSoft, Process Improvement, Project Management, Strategic Planning, Microsoft Excel, Microsoft Office, Public Speaking, Human Resources, Customer Service, Insurance, Employee Benefits, Analysis, Account Reconciliation, Training, New Hire Orientations, Benefits Administration, Retirement, Pensions, Defined Contribution, Financial Analysis, Policy, Vendor Management, Leadership, Financial Services, Budgets, Data Analysis, Defined Benefit, 401k, HR Policies, Coaching, Deferred Compensation, Employee Relations, Finance, Performance Management, Management, Employee Training
Education
Loyola College in Maryland 2000 — 2003
Master of Business Administration (M.B.A.), Finance, General
Coppin State University 1990 — 1995
Bachelor's degree, Accounting and Business/Management
University of Maryland Medical System September 2013 - Present
University of Maryland Medical Center January 2012 - September 2013
Constellation Energy 2009 - 2011
Legg Mason April 2003 - December 2008
ICMA-RC 2001 - 2003
T. Rowe Price January 1995 - March 2001
Skills
PeopleSoft, Process Improvement, Project Management, Strategic Planning, Microsoft Excel, Microsoft Office, Public Speaking, Human Resources, Customer Service, Insurance, Employee Benefits, Analysis, Account Reconciliation, Training, New Hire Orientations, Benefits Administration, Retirement, Pensions, Defined Contribution, Financial Analysis, Policy, Vendor Management, Leadership, Financial Services, Budgets, Data Analysis, Defined Benefit, 401k, HR Policies, Coaching, Deferred Compensation, Employee Relations, Finance, Performance Management, Management, Employee Training
Education
Loyola College in Maryland 2000 — 2003
Master of Business Administration (M.B.A.), Finance, General
Coppin State University 1990 — 1995
Bachelor's degree, Accounting and Business/Management
James Ackerman's Legg Mason Experience 1996 - 1998
Job President & Chief Investment Officer, Ackerman Asset Management, LLC
Industry Investment Management
Experience
Ackerman Asset Management, LLC December 2005 - Present
Smith Barney 2003 - 2005
Punk, Ziegel & Company 2001 - 2002
FBR 1998 - 2001
Legg Mason 1996 - 1998
First Consulting Group 1995 - 1996
NYU Medical Center 1988 - 1994
Skills
Portfolio Management, Investments, Equities
Education
New York University - Leonard N. Stern School of Business 1990 — 1994
MBA, Finance
Duke University - The Fuqua School of Business 1986 — 1988
Master of Health Administration
Dickinson College 1982 — 1986
BS, Chemistry
Ackerman Asset Management, LLC December 2005 - Present
Smith Barney 2003 - 2005
Punk, Ziegel & Company 2001 - 2002
FBR 1998 - 2001
Legg Mason 1996 - 1998
First Consulting Group 1995 - 1996
NYU Medical Center 1988 - 1994
Skills
Portfolio Management, Investments, Equities
Education
New York University - Leonard N. Stern School of Business 1990 — 1994
MBA, Finance
Duke University - The Fuqua School of Business 1986 — 1988
Master of Health Administration
Dickinson College 1982 — 1986
BS, Chemistry
Kathy Greenlee's Legg Mason Experience March 2008 - June 2010
Job Executive Director, NA Head of Prime Brokerage Operations
Industry Financial Services
Experience
Morgan Stanley February 2015 - Present
Morgan Stanley June 2010 - February 2015
Legg Mason March 2008 - June 2010
Charles Schwab February 1992 - December 2007
Charles Schwab 1992 - 1995
Charles Schwab 1992 - 1995
Skills
Series 7, Financial Services, Investments, Change Management, Team Building, Securities, Wealth Management, Investment Management, Equities, Series 63, Retirement Planning, Asset Managment, Hedge Funds, Mutual Funds, Options, Portfolio Management, Series 24, Trading, Management, Alternative Investments, Asset Allocation, Asset Management, Bloomberg, Capital Markets, Derivatives, FINRA, Fixed Income, Investment Advisory, Investment Strategies
Education
Colorado College 1980 — 1984
Bachelor of Arts (B.A.), Economics
Morgan Stanley February 2015 - Present
Morgan Stanley June 2010 - February 2015
Legg Mason March 2008 - June 2010
Charles Schwab February 1992 - December 2007
Charles Schwab 1992 - 1995
Charles Schwab 1992 - 1995
Skills
Series 7, Financial Services, Investments, Change Management, Team Building, Securities, Wealth Management, Investment Management, Equities, Series 63, Retirement Planning, Asset Managment, Hedge Funds, Mutual Funds, Options, Portfolio Management, Series 24, Trading, Management, Alternative Investments, Asset Allocation, Asset Management, Bloomberg, Capital Markets, Derivatives, FINRA, Fixed Income, Investment Advisory, Investment Strategies
Education
Colorado College 1980 — 1984
Bachelor of Arts (B.A.), Economics
Robert Moy's Legg Mason Experience March 2002 - August 2011
Job Corporate Controller at Western Asset Management
Industry Financial Services
Experience
Western Asset Management August 2011 - Present
Legg Mason March 2002 - August 2011
Skills
Mutual Funds, Asset Managment, SEC filings, Financial Analysis, Financial Modeling, Strategic Financial..., Valuation, US GAAP, Due Diligence, Sarbanes-Oxley Act, Corporate Finance, Investments, Financial Reporting, Financial Services, Accounting, Internal Controls, Auditing, Finance, Private Equity, Cash Management, GAAP, Asset Management, SEC Filings, Financial Planning
Education
Drexel University
Western Asset Management August 2011 - Present
Legg Mason March 2002 - August 2011
Skills
Mutual Funds, Asset Managment, SEC filings, Financial Analysis, Financial Modeling, Strategic Financial..., Valuation, US GAAP, Due Diligence, Sarbanes-Oxley Act, Corporate Finance, Investments, Financial Reporting, Financial Services, Accounting, Internal Controls, Auditing, Finance, Private Equity, Cash Management, GAAP, Asset Management, SEC Filings, Financial Planning
Education
Drexel University
Bill Holder's Legg Mason Experience 1999 - 2005
Job Managing Director Equities at Stifel Nicolaus
Industry Investment Management
Experience
Stifel Nicolaus 1999 - Present
Legg Mason 1999 - 2005
IBM 1990 - 1992
Skills
Equities, Hedge Funds
Education
Cornell University
Bachelor of Science (BS)
SUNY Cobleskill
Associate of Arts and Sciences (AAS)
Stifel Nicolaus 1999 - Present
Legg Mason 1999 - 2005
IBM 1990 - 1992
Skills
Equities, Hedge Funds
Education
Cornell University
Bachelor of Science (BS)
SUNY Cobleskill
Associate of Arts and Sciences (AAS)
Phil Insley's Legg Mason Experience November 1993 - May 1994
Job Financial Advisor at Martin/Wight & Company, LLC
Industry Financial Services
Experience
Martin/Wight & Company, LLC October 2012 - Present
Morgan Stanley Smith Barney May 2010 - October 2012
Cropper Concrete, Inc. August 2005 - March 2010
Wachovia Securities March 2002 - June 2005
Madison Trading, LLC March 2001 - March 2002
Deutsche Bank Alex. Brown Securities May 1994 - March 2001
Legg Mason November 1993 - May 1994
Education
Denison University 1989 — 1993
BA, Economics
Kent School 1985 — 1989
Kent, CT
Martin/Wight & Company, LLC October 2012 - Present
Morgan Stanley Smith Barney May 2010 - October 2012
Cropper Concrete, Inc. August 2005 - March 2010
Wachovia Securities March 2002 - June 2005
Madison Trading, LLC March 2001 - March 2002
Deutsche Bank Alex. Brown Securities May 1994 - March 2001
Legg Mason November 1993 - May 1994
Education
Denison University 1989 — 1993
BA, Economics
Kent School 1985 — 1989
Kent, CT
Edward Rosenbaum, CFA's Legg Mason Experience January 2011 - Present
Job VP, Senior Investment Writer, at Legg Mason
Industry Writing and Editing
Experience
Legg Mason January 2011 - Present
Ed Rosenbaum, Financial Communications December 2008 - May 2011
TIAA-CREF January 2007 - December 2008
ESR Global Capital Advisers 2001 - 2006
Lipper 1999 - 2001
Worldsec International Securities Inc 1997 - 1998
Wellington Management LLC 1994 - 1996
American Express Financial Advisors 1990 - 1994
St. Paul Companies 1988 - 1990
Data General 1984 - 1986
Skills
Valuation, White Papers, Asset Management, Investments, Series 7, Asset Managment, Strategic Planning, Investment Management, Integrated Marketing, Corporate Communications, Thought Leadership, Research, Marketing Communications, Portfolio Management, Marketing Management, Equities, Product Marketing, Wealth Management, Investment Banking, Mutual Funds, Content Development, Securities, Strategic Communications, Investor Relations, Bloomberg, Leadership, Hedge Funds, Marketing, Asset Allocation, Financial Services, Marketing Strategy, Institutional Investors, Technical Writing, Fixed Income, Editing, Alternative Investments
Education
Columbia University - School of International and Public Affairs
MIA
University of Pennsylvania - The Wharton School
MBA
Wesleyan University
B.A.
Legg Mason January 2011 - Present
Ed Rosenbaum, Financial Communications December 2008 - May 2011
TIAA-CREF January 2007 - December 2008
ESR Global Capital Advisers 2001 - 2006
Lipper 1999 - 2001
Worldsec International Securities Inc 1997 - 1998
Wellington Management LLC 1994 - 1996
American Express Financial Advisors 1990 - 1994
St. Paul Companies 1988 - 1990
Data General 1984 - 1986
Skills
Valuation, White Papers, Asset Management, Investments, Series 7, Asset Managment, Strategic Planning, Investment Management, Integrated Marketing, Corporate Communications, Thought Leadership, Research, Marketing Communications, Portfolio Management, Marketing Management, Equities, Product Marketing, Wealth Management, Investment Banking, Mutual Funds, Content Development, Securities, Strategic Communications, Investor Relations, Bloomberg, Leadership, Hedge Funds, Marketing, Asset Allocation, Financial Services, Marketing Strategy, Institutional Investors, Technical Writing, Fixed Income, Editing, Alternative Investments
Education
Columbia University - School of International and Public Affairs
MIA
University of Pennsylvania - The Wharton School
MBA
Wesleyan University
B.A.
Larry McCarthy's Legg Mason Experience October 2000 - January 2012
Job Director IT Engineering at Merkle
Industry Financial Services
Experience
Merkle February 2012 - November 2013
Legg Mason October 2000 - January 2012
TC Advertising 1996 - 2000
Williams Scotsman 1994 - 1996
The Minicomputer Company of Maryland 1990 - 1994
Skills
Servers, Leadership, Disaster Recovery, Unix, Outsourcing, Vendor Management, Strategic Planning, ITIL, Virtualization, Budgets, Networking, Data Center, Information Technology, AIX, Management, Infrastructure, Data Warehousing, Project Planning, Training, VMware, Windows Server
Education
Colorado Technical University 1988 — 1991
BS, Computer Science
Berlin American High School
Merkle February 2012 - November 2013
Legg Mason October 2000 - January 2012
TC Advertising 1996 - 2000
Williams Scotsman 1994 - 1996
The Minicomputer Company of Maryland 1990 - 1994
Skills
Servers, Leadership, Disaster Recovery, Unix, Outsourcing, Vendor Management, Strategic Planning, ITIL, Virtualization, Budgets, Networking, Data Center, Information Technology, AIX, Management, Infrastructure, Data Warehousing, Project Planning, Training, VMware, Windows Server
Education
Colorado Technical University 1988 — 1991
BS, Computer Science
Berlin American High School
Bridget Hoffman's Legg Mason Experience 2005 - 2009
Job Promotions Manager, Circulation Marketing USA TODAY
Industry Newspapers
Ned Bourne's Legg Mason Experience June 2012 - Present
Job Director at Legg Mason
Industry Financial Services
Experience
Legg Mason June 2012 - Present
Legg Mason February 1999 - May 2012
Legg Mason 2009 - 2009
Skills
Hedge Funds, Fixed Income, Investment Strategies, Securities, Investment Advisory, Series 65, Separately Managed..., Equities, Series 7, Mutual Funds, Series 63, Alternative Investments, Asset Allocation, Wealth Management, Investments, Asset Managment, Portfolio Management, Uniform Combined State...
Education
Dickinson College 1994 — 1997
Bachelor of Arts (B.A.), Environmental Studies
Gilman School 1981 — 1993
Legg Mason June 2012 - Present
Legg Mason February 1999 - May 2012
Legg Mason 2009 - 2009
Skills
Hedge Funds, Fixed Income, Investment Strategies, Securities, Investment Advisory, Series 65, Separately Managed..., Equities, Series 7, Mutual Funds, Series 63, Alternative Investments, Asset Allocation, Wealth Management, Investments, Asset Managment, Portfolio Management, Uniform Combined State...
Education
Dickinson College 1994 — 1997
Bachelor of Arts (B.A.), Environmental Studies
Gilman School 1981 — 1993
Patrick Kim's Legg Mason Experience 1996 - 2000
Job Master Planning Lead at GE Aviation MRAS
Industry Aviation & Aerospace
Experience
GE Aviation - Middle River Aircraft Systems May 2012 - Present
T Rowe Price July 2008 - May 2012
Fortigent LLC June 2000 - July 2008
Legg Mason 1996 - 2000
Education
Drexel University - College of Business and Administration 1990 — 1995
Bachelor of Applied Science (B.A.Sc.), Business, Management, Marketing, and Related Support Services
GE Aviation - Middle River Aircraft Systems May 2012 - Present
T Rowe Price July 2008 - May 2012
Fortigent LLC June 2000 - July 2008
Legg Mason 1996 - 2000
Education
Drexel University - College of Business and Administration 1990 — 1995
Bachelor of Applied Science (B.A.Sc.), Business, Management, Marketing, and Related Support Services
Peter Stournaras's Legg Mason Experience 2005 - 2006
Job Portfolio Manager at BlackRock
Industry Investment Management
Experience
BlackRock October 2010 - Present
Northern Trust Global Investments July 2006 - August 2010
Legg Mason 2005 - 2006
Citigroup 1998 - 2006
Citigroup Asset Management 1998 - 2006
Education
Rensselaer Polytechnic Institute 1991 — 1995
Columbia University - Columbia Business School
BlackRock October 2010 - Present
Northern Trust Global Investments July 2006 - August 2010
Legg Mason 2005 - 2006
Citigroup 1998 - 2006
Citigroup Asset Management 1998 - 2006
Education
Rensselaer Polytechnic Institute 1991 — 1995
Columbia University - Columbia Business School
Jeff Masom's Legg Mason Experience August 2013 - Present
Job Managing Director, CoHead of US Sales at Legg Mason
Industry Financial Services
Experience
Legg Mason August 2013 - Present
Legg Mason March 2009 - August 2013
Legg Mason March 2007 - March 2009
Legg Mason December 2005 - March 2007
Legg Mason February 2002 - December 2005
Education
Widener University School of Law 1990 — 1993
Juris Doctor (J.D.), Law
Elizabethtown College 1987 — 1990
Bachelor's Degree, Business Administration and Management, General
Legg Mason August 2013 - Present
Legg Mason March 2009 - August 2013
Legg Mason March 2007 - March 2009
Legg Mason December 2005 - March 2007
Legg Mason February 2002 - December 2005
Education
Widener University School of Law 1990 — 1993
Juris Doctor (J.D.), Law
Elizabethtown College 1987 — 1990
Bachelor's Degree, Business Administration and Management, General
Alison Rafferty Ouchna's Legg Mason Experience February 2004 - March 2005
Job Agency Manager at Avis Budget Group
Industry Automotive
Experience
Avis Budget Group November 2007 - Present
Legg Mason February 2004 - March 2005
Knox Financial Group May 2002 - February 2004
Enterprise Rent-A-Car July 1997 - July 2001
Education
Elon University 1993 — 1997
Avis Budget Group November 2007 - Present
Legg Mason February 2004 - March 2005
Knox Financial Group May 2002 - February 2004
Enterprise Rent-A-Car July 1997 - July 2001
Education
Elon University 1993 — 1997
Marielle Jan de Beur's Legg Mason Experience 1998 - 2000
Job Investment Banking Professional
Industry Investment Banking
Experience
Wells Fargo 2008 - Present
Bear Stearns 2006 - 2008
Morgan Stanley 2000 - 2006
Legg Mason 1998 - 2000
Skills
Structured Products, CMBS, Investment Banking, Research, Fixed Income, Securitization, Capital Markets, Bloomberg, Equities, Hedge Funds, Securities, Debt, Credit Analysis, Asset Management, Investments, Loans, Real Estate Finance, Underwriting, Commercial Mortgages, Series 7, Equity Research, Real Estate Investment, Real Estate, Structured Finance, Asset Managment, Financial Modeling
Education
University of Maryland - Robert H. Smith School of Business 1995 — 1999
MBA, Finance
Cornell University 1984 — 1988
Wells Fargo 2008 - Present
Bear Stearns 2006 - 2008
Morgan Stanley 2000 - 2006
Legg Mason 1998 - 2000
Skills
Structured Products, CMBS, Investment Banking, Research, Fixed Income, Securitization, Capital Markets, Bloomberg, Equities, Hedge Funds, Securities, Debt, Credit Analysis, Asset Management, Investments, Loans, Real Estate Finance, Underwriting, Commercial Mortgages, Series 7, Equity Research, Real Estate Investment, Real Estate, Structured Finance, Asset Managment, Financial Modeling
Education
University of Maryland - Robert H. Smith School of Business 1995 — 1999
MBA, Finance
Cornell University 1984 — 1988
Steve Prichett's Legg Mason Experience 1999 - 2005
Job President & CEO at Chesapeake Ceramics, LLC
Industry Financial Services
Experience
Vicour Holdings March 2007 - Present
Chesapeake Ceramics March 2007 - Present
Stifel Nicolaus 1999 - 2007
Legg Mason 1999 - 2005
International Finance Corporation 1995 - 1996
American Councils for International Education 1994 - 1995
Skills
Investments, Investment Banking, Banking, Financial Modeling, Private Equity, Valuation, Capital Markets, Equities, Due Diligence, Mergers & Acquisitions, Corporate Finance, Alternative Investments, Securities, Series 7, Analysis, Corporate Development, Venture Capital, Financial Reporting, Strategic Planning
Education
Duke University - The Fuqua School of Business 1997 — 1999
MBA, Finance
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1992 — 1994
MA, International Relations
Drew University 1987 — 1991
BA, Russian Language
Friends School of Baltimore
Vicour Holdings March 2007 - Present
Chesapeake Ceramics March 2007 - Present
Stifel Nicolaus 1999 - 2007
Legg Mason 1999 - 2005
International Finance Corporation 1995 - 1996
American Councils for International Education 1994 - 1995
Skills
Investments, Investment Banking, Banking, Financial Modeling, Private Equity, Valuation, Capital Markets, Equities, Due Diligence, Mergers & Acquisitions, Corporate Finance, Alternative Investments, Securities, Series 7, Analysis, Corporate Development, Venture Capital, Financial Reporting, Strategic Planning
Education
Duke University - The Fuqua School of Business 1997 — 1999
MBA, Finance
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1992 — 1994
MA, International Relations
Drew University 1987 — 1991
BA, Russian Language
Friends School of Baltimore
Stephen W. Enoch's Legg Mason Experience 1996 - 2006
Job Financial Services Executive
Industry Financial Services
Experience
Morgan Stanley 2009 - 2014
Citi 2006 - 2009
Legg Mason 1996 - 2006
Skills
Mutual Funds, Securities, Series 7, Financial Services, Risk Management, Equities, Investments, Wealth Management, Insurance, Business Analysis, Vendor Management, Asset Management, Management, Program Management, Back Office, Customer Service, Portfolio Management, Operations Management, Capital Markets, Brokerage, Metrics, Variable Annuities, Unit Investment Trusts, Margin, Business Process..., Series 27, Series 66, Finance, Fixed Income, Process Improvement, Leadership, Trading, Licensed to Sell..., Securities License
Education
Denison University
Bachelor of Arts (B.A.), Economics; History
The Boys' Latin School of Maryland
Morgan Stanley 2009 - 2014
Citi 2006 - 2009
Legg Mason 1996 - 2006
Skills
Mutual Funds, Securities, Series 7, Financial Services, Risk Management, Equities, Investments, Wealth Management, Insurance, Business Analysis, Vendor Management, Asset Management, Management, Program Management, Back Office, Customer Service, Portfolio Management, Operations Management, Capital Markets, Brokerage, Metrics, Variable Annuities, Unit Investment Trusts, Margin, Business Process..., Series 27, Series 66, Finance, Fixed Income, Process Improvement, Leadership, Trading, Licensed to Sell..., Securities License
Education
Denison University
Bachelor of Arts (B.A.), Economics; History
The Boys' Latin School of Maryland
Kathleen Pelletier, MBA's Legg Mason Experience February 2004 - June 2007
Job Vice President Broker Dealer Relations at Inland Securities Corporation
Industry Financial Services
Experience
Inland Securities Corporation April 2015 - Present
NorthStar Realty Securities, LLC April 2010 - January 2015
AXA Equitable June 2007 - May 2008
Legg Mason February 2004 - June 2007
Deutsche Bank May 1996 - February 2004
Van Kampen Investments October 1994 - May 1996
Skills
Series 7, Mutual Funds, Series 63, Financial Services, Fixed Annuities, Investments, Alternative Investments, Separately Managed..., Securities, Asset Management, Relationship Management, Series 6, Asset Allocation, FINRA, Insurance, Equities, Investment Advisory, Business Planning, Hedge Funds, Asset Managment, Morningstar, Account Management, Business Strategy, Budgets, New Business Development, Team Building, Customer Service, Marketing Communications, Business Development, Real Estate, Finance, Key Account Management, Key Account Development, Leadership, Sales Management, Marketing Strategy, Strategic Planning, Process Improvement, Public Speaking, Project Management, Sales, Strategy
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1994 — 1997
MBA, Finance
Michigan State University 1987 — 1990
BA, Advertising/Marketing
Inland Securities Corporation April 2015 - Present
NorthStar Realty Securities, LLC April 2010 - January 2015
AXA Equitable June 2007 - May 2008
Legg Mason February 2004 - June 2007
Deutsche Bank May 1996 - February 2004
Van Kampen Investments October 1994 - May 1996
Skills
Series 7, Mutual Funds, Series 63, Financial Services, Fixed Annuities, Investments, Alternative Investments, Separately Managed..., Securities, Asset Management, Relationship Management, Series 6, Asset Allocation, FINRA, Insurance, Equities, Investment Advisory, Business Planning, Hedge Funds, Asset Managment, Morningstar, Account Management, Business Strategy, Budgets, New Business Development, Team Building, Customer Service, Marketing Communications, Business Development, Real Estate, Finance, Key Account Management, Key Account Development, Leadership, Sales Management, Marketing Strategy, Strategic Planning, Process Improvement, Public Speaking, Project Management, Sales, Strategy
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1994 — 1997
MBA, Finance
Michigan State University 1987 — 1990
BA, Advertising/Marketing
Debbie Chaky's Legg Mason Experience April 2001 - May 2003
Job Experience in Real Estate, Banking & Sales
Industry Real Estate
Experience
PNC March 2015 - Present
Jax Realty December 2006 - June 2013
Prudential Network Realty December 2005 - December 2006
Coldwell Banker June 2004 - August 2005
Legg Mason April 2001 - May 2003
Mercantile Mortgage 1995 - 1999
Annapolis Bank & Trust June 1996 - June 1997
BANK OF SOUTHERN MARYLAND April 1995 - June 1996
Skills
Real Estate, Real Estate Investment, Negotiation, Advertising, First Time Home Buyers, Relocation, Condos, Social Media, Sellers, Investments, Asset Managment, Buyer Representation, Real Estate Transactions, Leases, Residential Homes, Investment Properties, Asset Management, Single Family Homes, Referrals, Listings, Short Sales, Foreclosures, FHA
Education
College of Southern Maryland 1992 — 1993
Florida Real Estate Institute
Florida Broker license
PNC March 2015 - Present
Jax Realty December 2006 - June 2013
Prudential Network Realty December 2005 - December 2006
Coldwell Banker June 2004 - August 2005
Legg Mason April 2001 - May 2003
Mercantile Mortgage 1995 - 1999
Annapolis Bank & Trust June 1996 - June 1997
BANK OF SOUTHERN MARYLAND April 1995 - June 1996
Skills
Real Estate, Real Estate Investment, Negotiation, Advertising, First Time Home Buyers, Relocation, Condos, Social Media, Sellers, Investments, Asset Managment, Buyer Representation, Real Estate Transactions, Leases, Residential Homes, Investment Properties, Asset Management, Single Family Homes, Referrals, Listings, Short Sales, Foreclosures, FHA
Education
College of Southern Maryland 1992 — 1993
Florida Real Estate Institute
Florida Broker license
Gabriel Rubrico's Legg Mason Experience 2007 - 2008
Job .Net and iOS Developer at Torneyo (Personal Project)
Industry Information Technology and Services
Experience
Truist, Inc. February 2011 - March 2014
LG&E & KU May 2010 - November 2010
Enterprise Community Investment, Inc. September 2009 - December 2009
LM May 2007 - December 2008
Legg Mason 2007 - 2008
Accenture, Manila March 2005 - March 2007
Skills
C#, .NET, ASP.NET MVC, PeopleSoft, PeopleCode, Microsoft SQL Server, SQR, SQL, PeopleTools, Requirements Analysis, Oracle, SDLC, ASP.NET, SharePoint, Business Analysis, Visio, HTML, PL/SQL, Sybase, XML, Project Management, Crystal Reports, Databases, Visual Studio, Peoplesoft Application..., MVC, LINQ, Integration, jQuery, Entity Framework, Objective-C
Education
De La Salle University 2000 — 2003
Bachelor of Science, Business Administration and Management, General
Truist, Inc. February 2011 - March 2014
LG&E & KU May 2010 - November 2010
Enterprise Community Investment, Inc. September 2009 - December 2009
LM May 2007 - December 2008
Legg Mason 2007 - 2008
Accenture, Manila March 2005 - March 2007
Skills
C#, .NET, ASP.NET MVC, PeopleSoft, PeopleCode, Microsoft SQL Server, SQR, SQL, PeopleTools, Requirements Analysis, Oracle, SDLC, ASP.NET, SharePoint, Business Analysis, Visio, HTML, PL/SQL, Sybase, XML, Project Management, Crystal Reports, Databases, Visual Studio, Peoplesoft Application..., MVC, LINQ, Integration, jQuery, Entity Framework, Objective-C
Education
De La Salle University 2000 — 2003
Bachelor of Science, Business Administration and Management, General
Renee Hampton-Dickerson's Legg Mason Experience 1997 - March 2006
Job Portfolio Administrator/Para Planner at Lowe fs
Industry Financial Services
Experience
Lowe fs April 2006 - Present
Legg Mason 1997 - March 2006
Skills
Customer Service, Investments, Equities, Mutual Funds, Wealth Management, Asset Allocation, Financial Services, Asset Management, Financial Analysis, Investment Strategies, Notary
Education
The Community College of Baltimore County 2014 — 2017
Interpreter Preparation Program, Sign Language Interpretation and Translation
The College of Insurance 1993 — 1996
Bachelor of Science (BS), Actuarial Science
Eastern Illinois University 1992 — 1993
Mathematics
Lowe fs April 2006 - Present
Legg Mason 1997 - March 2006
Skills
Customer Service, Investments, Equities, Mutual Funds, Wealth Management, Asset Allocation, Financial Services, Asset Management, Financial Analysis, Investment Strategies, Notary
Education
The Community College of Baltimore County 2014 — 2017
Interpreter Preparation Program, Sign Language Interpretation and Translation
The College of Insurance 1993 — 1996
Bachelor of Science (BS), Actuarial Science
Eastern Illinois University 1992 — 1993
Mathematics
Tom Mandia's Legg Mason Experience December 2005 - Present
Job Deputy General Counsel, Mutual Funds at Legg Mason
Industry Financial Services
Experience
Legg Mason December 2005 - Present
Citigroup Inc. January 1992 - December 2005
Brown & Wood September 1987 - December 1991
Skills
Securities, Asset Management, Mutual Funds, Corporate Governance, Securities Law, Asset Managment, Alternative Investments, Securities Regulation, Fixed Income, Financial Services, Hedge Funds, Equities
Education
New York Law School 1984 — 1987
Juris Doctor
Columbia University in the City of New York 1980 — 1984
Bachelor of Arts (B.A.), History
Legg Mason December 2005 - Present
Citigroup Inc. January 1992 - December 2005
Brown & Wood September 1987 - December 1991
Skills
Securities, Asset Management, Mutual Funds, Corporate Governance, Securities Law, Asset Managment, Alternative Investments, Securities Regulation, Fixed Income, Financial Services, Hedge Funds, Equities
Education
New York Law School 1984 — 1987
Juris Doctor
Columbia University in the City of New York 1980 — 1984
Bachelor of Arts (B.A.), History
Janice Musselwhite's Legg Mason Experience 2002 - 2002
Job Vice President at GAMCO Investors, Inc.
Industry Financial Services
Experience
Gabelli Asset Management August 2004 - Present
Merrill Lynch 2003 - 2003
Legg Mason 2002 - 2002
Skills
Equities, Series 7, Alternative Investments, Hedge Funds, Bloomberg, Equity Research, Financial Modeling, Investments, Capital Markets, Valuation, Private Equity, Corporate Finance, Asset Allocation, Asset Management, Portfolio Management, Series 63, Mutual Funds, Equity Valuation
Education
Columbia University - Columbia Business School 2011 — 2012
MBA
Duke University 2000 — 2004
BA, Economics
Gabelli Asset Management August 2004 - Present
Merrill Lynch 2003 - 2003
Legg Mason 2002 - 2002
Skills
Equities, Series 7, Alternative Investments, Hedge Funds, Bloomberg, Equity Research, Financial Modeling, Investments, Capital Markets, Valuation, Private Equity, Corporate Finance, Asset Allocation, Asset Management, Portfolio Management, Series 63, Mutual Funds, Equity Valuation
Education
Columbia University - Columbia Business School 2011 — 2012
MBA
Duke University 2000 — 2004
BA, Economics
Matthew Beveridge's Legg Mason Experience 2007 - 2008
Job Network Engineer at Lightower Fiber Networks
Industry Computer Networking
Experience
Lightower Fiber Networks April 2011 - Present
Open Access August 2008 - April 2011
Legg Mason 2007 - 2008
Skills
Troubleshooting, Access, Cisco Technologies, Visio, Disaster Recovery, Vendor Management, Juniper, Routing Protocols, Switching, Networking, Juniper Switches, Routing, Network Architecture, MPLS, Network Design, IP, Ethernet, Telecommunications
Education
DeVry University
Lightower Fiber Networks April 2011 - Present
Open Access August 2008 - April 2011
Legg Mason 2007 - 2008
Skills
Troubleshooting, Access, Cisco Technologies, Visio, Disaster Recovery, Vendor Management, Juniper, Routing Protocols, Switching, Networking, Juniper Switches, Routing, Network Architecture, MPLS, Network Design, IP, Ethernet, Telecommunications
Education
DeVry University
Michael Wolman's Legg Mason Experience October 2011 - Present
Job Sales Director Institutional Services at Legg Mason
Industry Financial Services
Experience
Legg Mason October 2011 - Present
Legg Mason December 2009 - September 2011
Legg Mason September 2007 - December 2009
Moore Medical 2006 - 2007
Mortgage Lenders Network May 2003 - April 2006
Skills
Investments, Management, Mutual Funds, Asset Allocation, Strategic Planning, Business Development, Sales, Salesforce.com, Wealth Management, Asset Management, Investment Strategies, Marketing, Finance, Market Research, Asset Managment, Strategic Financial...
Education
Eastern Connecticut State University 1998 — 2003
Bachelor of Business Administration (BBA), Business Administration and Management
Simsbury
Simsbury
Legg Mason October 2011 - Present
Legg Mason December 2009 - September 2011
Legg Mason September 2007 - December 2009
Moore Medical 2006 - 2007
Mortgage Lenders Network May 2003 - April 2006
Skills
Investments, Management, Mutual Funds, Asset Allocation, Strategic Planning, Business Development, Sales, Salesforce.com, Wealth Management, Asset Management, Investment Strategies, Marketing, Finance, Market Research, Asset Managment, Strategic Financial...
Education
Eastern Connecticut State University 1998 — 2003
Bachelor of Business Administration (BBA), Business Administration and Management
Simsbury
Simsbury
Jennifer Grider's Legg Mason Experience July 1999 - January 2000
Job Licensed Realtor
Industry Real Estate
Experience
Coldwell Banker Residential Real Estate - Florida April 2015 - Present
RBC February 2004 - March 2009
William R. Hough & Co. January 2001 - February 2004
Robert W. Baird & Co. January 2000 - January 2001
Legg Mason July 1999 - January 2000
Franklin Templeton Investments August 1994 - July 1999
Skills
Negotiation, Social Networking, Creativity Skills, Value Based Selling, Dynamic Communicator, Inspiration
Education
Eckerd College 1996 — 2000
Bachelor's degree, Business Administration and Management, General
Coldwell Banker Residential Real Estate - Florida April 2015 - Present
RBC February 2004 - March 2009
William R. Hough & Co. January 2001 - February 2004
Robert W. Baird & Co. January 2000 - January 2001
Legg Mason July 1999 - January 2000
Franklin Templeton Investments August 1994 - July 1999
Skills
Negotiation, Social Networking, Creativity Skills, Value Based Selling, Dynamic Communicator, Inspiration
Education
Eckerd College 1996 — 2000
Bachelor's degree, Business Administration and Management, General
Antonio Alba's Legg Mason Experience January 2015 - Present
Job Registered Client Service Specialist at Legg Mason
Industry Investment Management
Experience
Legg Mason January 2015 - Present
PLANTATION FC CLUB September 2013 - December 2014
Wells Fargo August 2013 - December 2014
MAKITA LATIN AMERICA February 2013 - August 2013
Wells Fargo February 2012 - February 2013
Project Beisbol June 2011 - February 2013
Wells Fargo September 2011 - February 2012
IKEA June 2009 - February 2012
NBC 6 & Telemundo 51 May 2008 - August 2008
Skills
Sales, Negotiation, Fundraising, Customer Service, Marketing, PowerPoint, Microsoft Excel, Event Planning, Spanish, Management, Microsoft Office, Freelance Sports Writing, Leadership, Nonprofits, Written & Oral..., Finance, Sales Management
Education
Cornell University 2013 — 2014
Financial Management Certificate, Accounting and Finance, Completed August 2014
Florida Atlantic University 2006 — 2011
B.A. & B.S., International Business and Economics
Legg Mason January 2015 - Present
PLANTATION FC CLUB September 2013 - December 2014
Wells Fargo August 2013 - December 2014
MAKITA LATIN AMERICA February 2013 - August 2013
Wells Fargo February 2012 - February 2013
Project Beisbol June 2011 - February 2013
Wells Fargo September 2011 - February 2012
IKEA June 2009 - February 2012
NBC 6 & Telemundo 51 May 2008 - August 2008
Skills
Sales, Negotiation, Fundraising, Customer Service, Marketing, PowerPoint, Microsoft Excel, Event Planning, Spanish, Management, Microsoft Office, Freelance Sports Writing, Leadership, Nonprofits, Written & Oral..., Finance, Sales Management
Education
Cornell University 2013 — 2014
Financial Management Certificate, Accounting and Finance, Completed August 2014
Florida Atlantic University 2006 — 2011
B.A. & B.S., International Business and Economics
Petra Mulvey's Legg Mason Experience 1994 - 2000
Job Partner at RDK Strategies
Industry Financial Services
Experience
RDK Strategies Director of Investment Manager Due DiligenceKPMG2000 - 2006
Legg Mason 1994 - 2000
Education
D'Amore-McKim School of Business at Northeastern University
MBA
RDK Strategies Director of Investment Manager Due DiligenceKPMG2000 - 2006
Legg Mason 1994 - 2000
Education
D'Amore-McKim School of Business at Northeastern University
MBA
Jason Morrissey's Legg Mason Experience April 2011 - Present
Job Vice President of Accounting Policy at Legg Mason
Industry Accounting
Experience
Legg Mason April 2011 - Present
PricewaterhouseCoopers September 2003 - April 2011
Skills
Project Management, SEC filings, Financial Reporting, US GAAP, Auditing, Financial Analysis, Accounting, Budgets, Start-ups, SEC Filings, Revenue Recognition
Education
Elon University 1999 — 2003
BS, Accounting
Legg Mason April 2011 - Present
PricewaterhouseCoopers September 2003 - April 2011
Skills
Project Management, SEC filings, Financial Reporting, US GAAP, Auditing, Financial Analysis, Accounting, Budgets, Start-ups, SEC Filings, Revenue Recognition
Education
Elon University 1999 — 2003
BS, Accounting
Susan Cutler's Legg Mason Experience May 2014 - Present
Job Managing Director, Head of Employee Strategies at Legg Mason
Industry Financial Services
Experience
Legg Mason May 2014 - Present
Legg Mason April 2010 - May 2014
Legg Mason December 2005 - March 2010
Citigroup May 2005 - November 2005
Goodwin Procter LLP July 2002 - April 2005
Simpson Thacher & Bartlett LLP September 1996 - June 2002
Pepsi Beverages Company June 1992 - August 1992
Procter & Gamble June 1991 - August 1991
Education
University of Pennsylvania Law School 1993 — 1996
JD
Cornell University 1989 — 1993
ILR, Industrial and Labor Relations
Legg Mason May 2014 - Present
Legg Mason April 2010 - May 2014
Legg Mason December 2005 - March 2010
Citigroup May 2005 - November 2005
Goodwin Procter LLP July 2002 - April 2005
Simpson Thacher & Bartlett LLP September 1996 - June 2002
Pepsi Beverages Company June 1992 - August 1992
Procter & Gamble June 1991 - August 1991
Education
University of Pennsylvania Law School 1993 — 1996
JD
Cornell University 1989 — 1993
ILR, Industrial and Labor Relations
Charles McGee's Legg Mason Experience April 1996 - February 2006
Job Vice President Wealth Management at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott January 2009 - Present
Smith Barney February 2006 - January 2009
Legg Mason April 1996 - February 2006
Paine Webber October 1986 - April 1996
EF Hutton December 1984 - October 1986
Skills
Wealth Management, Retirement, Financial Analysis, Asset Allocation, Investment Management
Education
DeSales University 1968 — 1972
BA
Janney Montgomery Scott January 2009 - Present
Smith Barney February 2006 - January 2009
Legg Mason April 1996 - February 2006
Paine Webber October 1986 - April 1996
EF Hutton December 1984 - October 1986
Skills
Wealth Management, Retirement, Financial Analysis, Asset Allocation, Investment Management
Education
DeSales University 1968 — 1972
BA
Christina Norwood's Legg Mason Experience 1997 - 2004
Job Executive Administrator at MacKenzie Equity Partners
Industry Real Estate
Experience
Smartbox Portable Storage March 2010 - March 2014
Severn Financial Advisors, LLC September 2008 - March 2010
Legg Mason 1997 - 2004
Education
Elon University
Smartbox Portable Storage March 2010 - March 2014
Severn Financial Advisors, LLC September 2008 - March 2010
Legg Mason 1997 - 2004
Education
Elon University
J.P. McDermott's Legg Mason Experience December 2008 - September 2009
Job Sales Consultant at Synthes
Industry Medical Devices
Experience
Synthes February 2013 - Present
Synthes September 2011 - February 2013
Synthes April 2010 - September 2011
Legg Mason December 2008 - September 2009
Mercury Unlimited April 2004 - December 2008
Skills
Sales, Customer Service, Strategic Planning, Healthcare, Account Management, Orthopedic, Medical Devices, Sales Operations, Contract Negotiation, Event Planning, Salesforce.com, Microsoft Office, Cold Calling, Microsoft Excel, Marketing, Selling
Education
University of Maryland Baltimore County 2005 — 2008
Bachelor of Arts, Cultural Anthropology
Dickinson College 2002 — 2004
Synthes February 2013 - Present
Synthes September 2011 - February 2013
Synthes April 2010 - September 2011
Legg Mason December 2008 - September 2009
Mercury Unlimited April 2004 - December 2008
Skills
Sales, Customer Service, Strategic Planning, Healthcare, Account Management, Orthopedic, Medical Devices, Sales Operations, Contract Negotiation, Event Planning, Salesforce.com, Microsoft Office, Cold Calling, Microsoft Excel, Marketing, Selling
Education
University of Maryland Baltimore County 2005 — 2008
Bachelor of Arts, Cultural Anthropology
Dickinson College 2002 — 2004
Shira Goldman's Legg Mason Experience October 2012 - June 2013
Job Vice President, Product Marketing Manager at AMG Funds
Industry Financial Services
Experience
AMG Funds April 2015 - Present
Coller Capital June 2013 - March 2015
Legg Mason October 2012 - June 2013
Franklin Templeton Investments March 2007 - October 2012
Alpine Funds May 2004 - February 2007
Allard Investments LLC August 2001 - April 2004
Skills
Marketing Strategy, Real Estate, Direct Marketing, Corporate Communications, Marketing Communications, Project Management, New Business Development, Public Relations, Account Management, Marketing, Product Marketing, Strategy, Event Planning, Product Management, Management, Strategic Planning, Business Development, Equities
Education
Columbia University in the City of New York
BA, English Literature
West Virginia University
MS, Integrated Marketing Communications
AMG Funds April 2015 - Present
Coller Capital June 2013 - March 2015
Legg Mason October 2012 - June 2013
Franklin Templeton Investments March 2007 - October 2012
Alpine Funds May 2004 - February 2007
Allard Investments LLC August 2001 - April 2004
Skills
Marketing Strategy, Real Estate, Direct Marketing, Corporate Communications, Marketing Communications, Project Management, New Business Development, Public Relations, Account Management, Marketing, Product Marketing, Strategy, Event Planning, Product Management, Management, Strategic Planning, Business Development, Equities
Education
Columbia University in the City of New York
BA, English Literature
West Virginia University
MS, Integrated Marketing Communications
Jay Danks's Legg Mason Experience February 2007 - December 2008
Job Assistant Controller, RG Group
Industry Consumer Goods
Experience
RG Group January 2011 - Present
Aveniu Brands February 2010 - January 2011
Henry Schein, Animal Health Division December 2008 - February 2010
Legg Mason February 2007 - December 2008
McKonly & Asbury 2004 - 2007
Skills
Internal Audit, Internal Controls, Sarbanes-Oxley, Financial Analysis, General Ledger, Financial Statements, Cash Flow, Budgets, Auditing, CPA, Financial Reporting, GAAP, Sarbanes-Oxley Act, Accounting, Cost Accounting, US GAAP, Financial Accounting
Education
Edinboro University of Pennsylvania 1999 — 2004
BS and BA, Accounting and Criminal Justice
RG Group January 2011 - Present
Aveniu Brands February 2010 - January 2011
Henry Schein, Animal Health Division December 2008 - February 2010
Legg Mason February 2007 - December 2008
McKonly & Asbury 2004 - 2007
Skills
Internal Audit, Internal Controls, Sarbanes-Oxley, Financial Analysis, General Ledger, Financial Statements, Cash Flow, Budgets, Auditing, CPA, Financial Reporting, GAAP, Sarbanes-Oxley Act, Accounting, Cost Accounting, US GAAP, Financial Accounting
Education
Edinboro University of Pennsylvania 1999 — 2004
BS and BA, Accounting and Criminal Justice
Jonathan Blob's Legg Mason Experience July 2002 - June 2005
Job Chief Financial Officer, CoDirector of Operations at Pharmaceutical Solutions
Industry Pharmaceuticals
Experience
Pharmaceutical Solutions April 2011 - Present
Diamondback Capital September 2007 - August 2010
Lehman Brothers June 2005 - March 2007
Legg Mason July 2002 - June 2005
Education
Duke University 1998 — 2002
Bachelor of Science (BS), Economics
Pharmaceutical Solutions April 2011 - Present
Diamondback Capital September 2007 - August 2010
Lehman Brothers June 2005 - March 2007
Legg Mason July 2002 - June 2005
Education
Duke University 1998 — 2002
Bachelor of Science (BS), Economics
Jayson Wahlstrom's Legg Mason Experience January 1998 - March 1999
Job Investment Banking Professional
Industry Investment Banking
Experience
UBS Investment Bank 2012 - 2013
JPMorgan Chase July 2008 - August 2012
Bank of America March 1999 - July 2008
Legg Mason January 1998 - March 1999
Van Kasper May 1997 - January 1998
Education
College of Marin
New College of California
Science certificate for entrance to life chiropractic
UBS Investment Bank 2012 - 2013
JPMorgan Chase July 2008 - August 2012
Bank of America March 1999 - July 2008
Legg Mason January 1998 - March 1999
Van Kasper May 1997 - January 1998
Education
College of Marin
New College of California
Science certificate for entrance to life chiropractic
Ken Weinberg's Legg Mason Experience 1999 - 2004
Job Senior Portfolio Manager at CBRE Clarion Securities
Industry Financial Services
Experience
CBRE Clarion Securities 2004 - Present
Legg Mason 1999 - 2004
Prudential Real Estate Investors 1991 - 1997
Education
Duke University - The Fuqua School of Business 1997 — 1999
Master of Business Administration (M.B.A.)
Duke University 1987 — 1991
Bachelor's Degree, Civil Engineering
CBRE Clarion Securities 2004 - Present
Legg Mason 1999 - 2004
Prudential Real Estate Investors 1991 - 1997
Education
Duke University - The Fuqua School of Business 1997 — 1999
Master of Business Administration (M.B.A.)
Duke University 1987 — 1991
Bachelor's Degree, Civil Engineering
Vanguard
Franklin Templeton Investments
Morningstar
The Vanguard Group
Bridgewater Associates
AIMCO
Janus Capital Group
Nuveen Investments