Legg Mason
Industry: Investment management company
DescriptionLegg Mason is an American investment management firm with a focus on asset management and serves customers worldwide. Legg Mason offers products in equities and fixed income, as well as domestic and international liquidity management and alternative investments. Assets under management: 747.2 billion USD (as of 31 May 2018) Headquarters: Baltimore, Maryland, United States CEO: Joseph A Sullivan (13 Feb 2013–) Subsidiaries: Western Asset Management Company,
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Legg Mason Employees
Employee
Years
Job
Industry
Cheryl Pipia Cheryl Pipia's Legg Mason Experience July 2002 - December 2010
Job Head of Client Engagement & Business Development
Industry Financial Services
Experience
BNY Mellon June 2014 - Present
City Chik on a Mission, 501 c3 January 2014 - Present
OppenheimerFunds January 2011 - May 2014
Legg Mason July 2002 - December 2010
Citigroup Asset Management 2002 - 2005
Skills
Strategic Planning, Business Development, Business Planning, Operational Excellence, Asset Management, Leadership, Mutual Funds, Series 7, Asset Managment, Non-profit Leadership, Marketing Strategy, Alternative Investments, Series 63, Retirement, Investments, Hedge Funds, Client Relations Skills, Superior Client Service, Separately Managed..., Team Leadership, Cross-functional Team..., Non-profit Volunteering, Philanthropy
Education
Lynchburg College 1992 — 1996
BA, Art History
BNY Mellon June 2014 - Present
City Chik on a Mission, 501 c3 January 2014 - Present
OppenheimerFunds January 2011 - May 2014
Legg Mason July 2002 - December 2010
Citigroup Asset Management 2002 - 2005
Skills
Strategic Planning, Business Development, Business Planning, Operational Excellence, Asset Management, Leadership, Mutual Funds, Series 7, Asset Managment, Non-profit Leadership, Marketing Strategy, Alternative Investments, Series 63, Retirement, Investments, Hedge Funds, Client Relations Skills, Superior Client Service, Separately Managed..., Team Leadership, Cross-functional Team..., Non-profit Volunteering, Philanthropy
Education
Lynchburg College 1992 — 1996
BA, Art History
Patrick Beard Patrick Beard's Legg Mason Experience October 2005 - April 2007
Job Director, Institutional Equity Sales at Stifel Financial Corp.
Industry Financial Services
Experience
Stifel Financial Corp. May 2009 - Present
Stifel Financial Corp. April 2007 - May 2009
Legg Mason October 2005 - April 2007
Skills
Equities, Investments, Fixed Income, Asset Management, Trading, Options, Market Data, Institutional..., Marketing, Sales, Series 7, Financial Modeling, Hedge Funds, Bloomberg, Capital Markets, Equity Research, Valuation
Education
Loyola University Maryland 2006 — 2010
Master of Business Administration (M.B.A.), Finance
Mount St. Mary's University 2000 — 2004
Bachelor of Science (B.S.), Business Administration and Management, Finance & Marketing Concentrations
Stifel Financial Corp. May 2009 - Present
Stifel Financial Corp. April 2007 - May 2009
Legg Mason October 2005 - April 2007
Skills
Equities, Investments, Fixed Income, Asset Management, Trading, Options, Market Data, Institutional..., Marketing, Sales, Series 7, Financial Modeling, Hedge Funds, Bloomberg, Capital Markets, Equity Research, Valuation
Education
Loyola University Maryland 2006 — 2010
Master of Business Administration (M.B.A.), Finance
Mount St. Mary's University 2000 — 2004
Bachelor of Science (B.S.), Business Administration and Management, Finance & Marketing Concentrations
Kristin Kober's Legg Mason Experience April 2005 - December 2005
Job Experienced Wealth Management Professional
Industry Financial Services
Experience
Merrill Lynch March 2010 - June 2014
Morgan Stanley Wealth Management December 2005 - March 2010
Legg Mason April 2005 - December 2005
Legg Mason August 2001 - April 2005
Legg Mason January 2000 - August 2001
Skills
Banking, Change Management, Credit, Financial Services, Loans, Management, Mortgage Lending, Organizational..., Private Banking, Recruiting, Series 65, Series 7, Wealth Management, Wealth Management...
Education
The Johns Hopkins University - Carey Business School 2005 — 2006
Skilled Facilitation Certification
McDaniel College 1996 — 2000
BA, Psychology
North Harford High School
Merrill Lynch March 2010 - June 2014
Morgan Stanley Wealth Management December 2005 - March 2010
Legg Mason April 2005 - December 2005
Legg Mason August 2001 - April 2005
Legg Mason January 2000 - August 2001
Skills
Banking, Change Management, Credit, Financial Services, Loans, Management, Mortgage Lending, Organizational..., Private Banking, Recruiting, Series 65, Series 7, Wealth Management, Wealth Management...
Education
The Johns Hopkins University - Carey Business School 2005 — 2006
Skilled Facilitation Certification
McDaniel College 1996 — 2000
BA, Psychology
North Harford High School
Susan Nottingham Susan Nottingham's Legg Mason Experience 1999 - 2004
Job Financial Consultant
Industry Financial Services
Experience
The Nottingham Wealth Management Group of Wells Fargo Advisors, LLC January 2005 - Present
Legg Mason 1999 - 2004
Bank of America Corporation 1987 - 1999
Skills
Financial Guidance, Investments, Estate Planning..., Retirement Planning, Securities, Client Education, Bond Portfolio
Education
Old Dominion University 2004 — 2007
Master of Science (MS), Education/Counseling
Mary Baldwin College 1980 — 1984
Bachelor of Arts (B.A.), Psychology/Business
Huguenot Academy 1976 — 1980
The Nottingham Wealth Management Group of Wells Fargo Advisors, LLC January 2005 - Present
Legg Mason 1999 - 2004
Bank of America Corporation 1987 - 1999
Skills
Financial Guidance, Investments, Estate Planning..., Retirement Planning, Securities, Client Education, Bond Portfolio
Education
Old Dominion University 2004 — 2007
Master of Science (MS), Education/Counseling
Mary Baldwin College 1980 — 1984
Bachelor of Arts (B.A.), Psychology/Business
Huguenot Academy 1976 — 1980
Yekaterina Borukhova Yekaterina Borukhova's Legg Mason Experience 1998 - 2000
Job CFO
Industry Information Technology and Services
Experience
Crimson IT Services August 2011 - Present
Morgan Stanley Smith Barney 2000 - 2006
Legg Mason 1998 - 2000
Skills
Project Management, Marketing Strategy, Business Strategy, Strategic Planning, Data Analysis, Forecasting, Microsoft Excel, Business Development, Business Intelligence, Business Analysis
Education
Loyola College in Maryland 1994 — 1998
BA, Finance
Crimson IT Services August 2011 - Present
Morgan Stanley Smith Barney 2000 - 2006
Legg Mason 1998 - 2000
Skills
Project Management, Marketing Strategy, Business Strategy, Strategic Planning, Data Analysis, Forecasting, Microsoft Excel, Business Development, Business Intelligence, Business Analysis
Education
Loyola College in Maryland 1994 — 1998
BA, Finance
Jamin Brown Jamin Brown's Legg Mason Experience May 2005 - September 2011
Job Software Development Manager at Sinclair Broadcast Group
Industry Information Technology and Services
Experience
Sinclair Broadcast Group June 2013 - Present
General Physics Corporation September 2011 - March 2013
Legg Mason May 2005 - September 2011
Catalyst IT Services 2004 - 2005
Skills
Agile Methodologies, SDLC, C#, JavaScript, SQL, Visio, XML, Software Development, ASP.NET, HTML, AJAX, Java, Web Development, CSS, MySQL, Perl, jQuery, PHP, Drupal, Unix, Web Applications, REST, Microsoft SQL Server, .NET, SharePoint, Visual Basic, Web Services
Education
Morgan State University 2001 — 2003
Electrical Engineering
Sinclair Broadcast Group June 2013 - Present
General Physics Corporation September 2011 - March 2013
Legg Mason May 2005 - September 2011
Catalyst IT Services 2004 - 2005
Skills
Agile Methodologies, SDLC, C#, JavaScript, SQL, Visio, XML, Software Development, ASP.NET, HTML, AJAX, Java, Web Development, CSS, MySQL, Perl, jQuery, PHP, Drupal, Unix, Web Applications, REST, Microsoft SQL Server, .NET, SharePoint, Visual Basic, Web Services
Education
Morgan State University 2001 — 2003
Electrical Engineering
Tom Taylor, CPA's Legg Mason Experience May 1996 - August 1998
Job FeeOnly Financial Planner, Investment Advisor, CPA, Member of NAPFA
Industry Financial Services
Experience
Chesapeake Financial Advisors May 1998 - Present
Taylor & Company LLC August 1996 - Present
Legg Mason May 1996 - August 1998
Ernst & Young LLP June 1993 - May 1996
Skills
CPA, Registered Investment..., Fee-only Financial..., Fiduciary, Financial Planning, Tax Preparation, Retirement Plan Design, Accountants, payro, Multi-state Payroll, Investment Advisory, Investment Management, Mutual Funds, Individual Stocks, Corporate Tax, Individual t, S Corporations, Partnership Taxation
Education
Mount Saint Mary's College 1989 — 1993
BS, Finance & Accounting
Calvert Hall College High School 1986 — 1989
High School, High School
Chesapeake Financial Advisors May 1998 - Present
Taylor & Company LLC August 1996 - Present
Legg Mason May 1996 - August 1998
Ernst & Young LLP June 1993 - May 1996
Skills
CPA, Registered Investment..., Fee-only Financial..., Fiduciary, Financial Planning, Tax Preparation, Retirement Plan Design, Accountants, payro, Multi-state Payroll, Investment Advisory, Investment Management, Mutual Funds, Individual Stocks, Corporate Tax, Individual t, S Corporations, Partnership Taxation
Education
Mount Saint Mary's College 1989 — 1993
BS, Finance & Accounting
Calvert Hall College High School 1986 — 1989
High School, High School
Craig Mallitz Craig Mallitz's Legg Mason Experience 2000 - 2004
Job President at Mallitz Investment Group
Industry Investment Management
Experience
Mallitz Investment Group January 2012 - Present
SAC Capital July 2004 - December 2011
Legg Mason 2000 - 2004
Skills
Equities, Hedge Funds, Alternative Investments, Investments, Asset Managment, Equity Research, Valuation, Portfolio Management, Fixed Income, Capital Markets, Financial Modeling, Series 7, Bloomberg, Trading, Securities, Private Equity, Investment Management, Venture Capital, Private Placements, Investor Relations
Education
University of Wisconsin-Madison 1988 — 1992
Bachelor of Arts (B.A.)
Marymount University
Master of Business Administration (MBA), Finance, General
Mallitz Investment Group January 2012 - Present
SAC Capital July 2004 - December 2011
Legg Mason 2000 - 2004
Skills
Equities, Hedge Funds, Alternative Investments, Investments, Asset Managment, Equity Research, Valuation, Portfolio Management, Fixed Income, Capital Markets, Financial Modeling, Series 7, Bloomberg, Trading, Securities, Private Equity, Investment Management, Venture Capital, Private Placements, Investor Relations
Education
University of Wisconsin-Madison 1988 — 1992
Bachelor of Arts (B.A.)
Marymount University
Master of Business Administration (MBA), Finance, General
Tom Scarborough Tom Scarborough's Legg Mason Experience October 1997 - November 1998
Job Senior Client Services Representative at Northern Trust
Industry Banking
Experience
Northern Trust Corporation September 2008 - Present
Techno Reprographics Inc. February 2007 - August 2008
Document Technologies September 2003 - January 2007
IKON Document Services 1999 - 2003
Legg Mason October 1997 - November 1998
Skills
Project Management, Investments, Finance, New Business Development, Salesforce.com, Risk Management, Contract Negotiation, Financial Services, Banking, Business Development, Process Improvement, Strategic Planning, Selling, Business Analysis, Analysis, Microsoft Office, Training, CRM, Securities, Leadership, Portfolio Management, Software Documentation, Customer Service, Strategy, Financial Analysis, Budgets, Asset Management, SaaS, Vendor Management, Sales
Education
Cannon Financial Institute 2007 — 2007
Trust I
Lynchburg College 1985 — 1990
BA, Business Management, Minor in Computer Science
Northern Trust Corporation September 2008 - Present
Techno Reprographics Inc. February 2007 - August 2008
Document Technologies September 2003 - January 2007
IKON Document Services 1999 - 2003
Legg Mason October 1997 - November 1998
Skills
Project Management, Investments, Finance, New Business Development, Salesforce.com, Risk Management, Contract Negotiation, Financial Services, Banking, Business Development, Process Improvement, Strategic Planning, Selling, Business Analysis, Analysis, Microsoft Office, Training, CRM, Securities, Leadership, Portfolio Management, Software Documentation, Customer Service, Strategy, Financial Analysis, Budgets, Asset Management, SaaS, Vendor Management, Sales
Education
Cannon Financial Institute 2007 — 2007
Trust I
Lynchburg College 1985 — 1990
BA, Business Management, Minor in Computer Science
Kelly Reichart Phillips Kelly Reichart Phillips's Legg Mason Experience June 2007 - July 2011
Job Senior Business Analyst
Industry Financial Services
Experience
Brick Bodies Fitness Services, Inc. February 1990 - Present
International Assignment Singapore July 2011 - December 2013
Legg Mason June 2007 - July 2011
Johns Hopkins HealthCare June 2006 - June 2007
Legg Mason November 2000 - May 2005
Baltimore County Public Schools August 1991 - June 2000
Skills
Process Improvement, Visio, SQL, Requirements Analysis, SDLC, Business Analysis, Vendor Management, SharePoint, Business Intelligence, Software Documentation, Software Project..., MS Project, Data Warehousing, Requirements Gathering, Disaster Recovery, Project Management, Integration, Microsoft SQL Server, Database Design, Data Modeling, Databases, Analysis, User Acceptance Testing, Quality Assurance, Microsoft Project, Data Analysis, Software Development, Enterprise Architecture, Business Requirements
Education
Loyola College in Maryland
BA & ME, History & Masters in Education/School Couseling
The College of Notre Dame
Teaching Certification, High School Social Studies Certification
Brick Bodies Fitness Services, Inc. February 1990 - Present
International Assignment Singapore July 2011 - December 2013
Legg Mason June 2007 - July 2011
Johns Hopkins HealthCare June 2006 - June 2007
Legg Mason November 2000 - May 2005
Baltimore County Public Schools August 1991 - June 2000
Skills
Process Improvement, Visio, SQL, Requirements Analysis, SDLC, Business Analysis, Vendor Management, SharePoint, Business Intelligence, Software Documentation, Software Project..., MS Project, Data Warehousing, Requirements Gathering, Disaster Recovery, Project Management, Integration, Microsoft SQL Server, Database Design, Data Modeling, Databases, Analysis, User Acceptance Testing, Quality Assurance, Microsoft Project, Data Analysis, Software Development, Enterprise Architecture, Business Requirements
Education
Loyola College in Maryland
BA & ME, History & Masters in Education/School Couseling
The College of Notre Dame
Teaching Certification, High School Social Studies Certification
Natalie (Hardy) Gosselin Natalie (Hardy) Gosselin's Legg Mason Experience May 2004 - August 2004
Job LPL Registered Sales Assistant at XML Financial Group
Industry Financial Services
Experience
XML Financial Group June 2009 - Present
Morgan Stanley August 2006 - June 2009
Princeton Sports December 2000 - September 2006
Legg Mason May 2004 - August 2004
Education
McDaniel College 2002 — 2006
Business and Economics, Art History
Towson High School 1999 — 2002
XML Financial Group June 2009 - Present
Morgan Stanley August 2006 - June 2009
Princeton Sports December 2000 - September 2006
Legg Mason May 2004 - August 2004
Education
McDaniel College 2002 — 2006
Business and Economics, Art History
Towson High School 1999 — 2002
Everton Brady Everton Brady's Legg Mason Experience November 2000 - November 2005
Job Financial Accounting Specialist at T. Rowe Price
Industry Investment Management
Experience
T. Rowe Price November 2005 - Present
Legg Mason November 2000 - November 2005
Skills
Finance, Financial Accounting, Corporate Actions, Cost Basis, Expenses, Market Value, NAV, Mutual Funds, Account Reconciliation, G/L Reconciliations, Research, Analytical Skills, Problem Solving, Risk Analysis, Multi-tasking Skills, Time Management
Education
Mount St. Mary's University 2008 — 2010
Master of Business Administration (M.B.A.), Finance, General
University of Baltimore
Business Administration and Management, General
T. Rowe Price November 2005 - Present
Legg Mason November 2000 - November 2005
Skills
Finance, Financial Accounting, Corporate Actions, Cost Basis, Expenses, Market Value, NAV, Mutual Funds, Account Reconciliation, G/L Reconciliations, Research, Analytical Skills, Problem Solving, Risk Analysis, Multi-tasking Skills, Time Management
Education
Mount St. Mary's University 2008 — 2010
Master of Business Administration (M.B.A.), Finance, General
University of Baltimore
Business Administration and Management, General
Patricia McDonough Patricia McDonough's Legg Mason Experience October 2003 - July 2011
Job PM/BA at Open Society Foundations
Industry Financial Services
Experience
Open Society Foundations February 2015 - Present
Angelo, Gordon & Co. June 2014 - February 2015
Citi December 2011 - June 2014
Legg Mason October 2003 - July 2011
FactSet Research Systems May 2000 - October 2003
Bank of New York Mellon June 1996 - May 2000
AIG SunAmerica October 1992 - June 1996
Skills
Business Analysis, Software Project..., Excel, Risk Management, Process Improvement, Budgeting, Procurement, Financial Reporting, Budgets, Access, Management, Microsoft Excel, Project Management, SDLC, Software Documentation, Business Process, Analysis, Finance, Equities, Financial Services, Portfolio Management, Fixed Income
Education
Manhattan College
Bachelor's Degree, Finance/Management
Open Society Foundations February 2015 - Present
Angelo, Gordon & Co. June 2014 - February 2015
Citi December 2011 - June 2014
Legg Mason October 2003 - July 2011
FactSet Research Systems May 2000 - October 2003
Bank of New York Mellon June 1996 - May 2000
AIG SunAmerica October 1992 - June 1996
Skills
Business Analysis, Software Project..., Excel, Risk Management, Process Improvement, Budgeting, Procurement, Financial Reporting, Budgets, Access, Management, Microsoft Excel, Project Management, SDLC, Software Documentation, Business Process, Analysis, Finance, Equities, Financial Services, Portfolio Management, Fixed Income
Education
Manhattan College
Bachelor's Degree, Finance/Management
Shane McQuitty Shane McQuitty's Legg Mason Experience April 2011 - March 2012
Job Senior Manager Internal Audit and Financial Controls Technology at Protiviti
Industry Management Consulting
Experience
Protiviti April 2012 - Present
Legg Mason April 2011 - March 2012
Ciena February 2007 - April 2011
Mount St. Mary's University February 2004 - February 2007
Life Technologies April 2002 - February 2004
Northrop Grumman Technical Services, Inc. March 2000 - March 2002
Canam Steel Corporation May 1998 - March 2000
Skills
SOX, SDLC, ITIL, COBIT, COSO, ISO27001, Cloud Computing, Systems Conversions, Oracle E-Business Suite, Oracle Applications, Oracle Discoverer, SQL Server 2005/2000, Internal Audit, IT Audit, Security Audits
Education
Mount Saint Mary's College 2010 — 2013
Graduate, MBA
Mount St. Mary's University 2005 — 2007
Bachelor of Science, Business
Protiviti April 2012 - Present
Legg Mason April 2011 - March 2012
Ciena February 2007 - April 2011
Mount St. Mary's University February 2004 - February 2007
Life Technologies April 2002 - February 2004
Northrop Grumman Technical Services, Inc. March 2000 - March 2002
Canam Steel Corporation May 1998 - March 2000
Skills
SOX, SDLC, ITIL, COBIT, COSO, ISO27001, Cloud Computing, Systems Conversions, Oracle E-Business Suite, Oracle Applications, Oracle Discoverer, SQL Server 2005/2000, Internal Audit, IT Audit, Security Audits
Education
Mount Saint Mary's College 2010 — 2013
Graduate, MBA
Mount St. Mary's University 2005 — 2007
Bachelor of Science, Business
Lesley Petway, MS's Legg Mason Experience February 2002 - October 2004
Job
Industry Marketing and Advertising
Experience
Comcast Spotlight November 2012 - November 2014
Champion Meats, Inc. July 2008 - November 2012
Coldwell Banker Residential Brokerage October 2004 - July 2008
Legg Mason February 2002 - October 2004
Eisner Communications July 2000 - November 2001
Skills
Market Planning, Online Marketing, Marketing, Market Research, Advertising
Education
The Johns Hopkins University - Carey Business School 2006 — 2012
Master of Science (MS), Marketing
Morgan State University
Bachelor of Science (B.S.), Psychology
Comcast Spotlight November 2012 - November 2014
Champion Meats, Inc. July 2008 - November 2012
Coldwell Banker Residential Brokerage October 2004 - July 2008
Legg Mason February 2002 - October 2004
Eisner Communications July 2000 - November 2001
Skills
Market Planning, Online Marketing, Marketing, Market Research, Advertising
Education
The Johns Hopkins University - Carey Business School 2006 — 2012
Master of Science (MS), Marketing
Morgan State University
Bachelor of Science (B.S.), Psychology
Tim Hargest Tim Hargest's Legg Mason Experience May 1984 - February 2006
Job Sr. Vice President, Private Wealth Management at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. February 2009 - Present
Smith Barney February 2006 - February 2009
Legg Mason May 1984 - February 2006
Skills
Investments, Wealth Management, Strategic Planning, Management, Portfolio Management, Financial Planning, Finance, Asset Management, Leadership, Financial Analysis
Education
Loyola College in Maryland 1983 — 1985
MBA, Finance
Robert W. Baird & Co. February 2009 - Present
Smith Barney February 2006 - February 2009
Legg Mason May 1984 - February 2006
Skills
Investments, Wealth Management, Strategic Planning, Management, Portfolio Management, Financial Planning, Finance, Asset Management, Leadership, Financial Analysis
Education
Loyola College in Maryland 1983 — 1985
MBA, Finance
Victoria Conway's Legg Mason Experience May 2014 - August 2014
Job Director of Campus Outreach, Student Government Association at Loyola University Maryland
Industry Higher Education
Experience
Loyola University Maryland April 2014 - Present
Loyola University Maryland August 2011 - Present
Chester County Intermediate Unit 2012 - Present
Legg Mason May 2014 - August 2014
The National Society of Leadership and Success July 2013 - January 2014
Skills
Leadership Development, Leadership, Public Speaking, Higher Education, Networking, PowerPoint, Community Outreach, Event Planning, Microsoft Office, Microsoft Word
Education
Loyola University Maryland 2011 — 2015
Bachelor of Business Administration (BBA), Business Administration, Management and Operations
Coatesville Area Senior High School 2007 — 2011
Loyola University Maryland April 2014 - Present
Loyola University Maryland August 2011 - Present
Chester County Intermediate Unit 2012 - Present
Legg Mason May 2014 - August 2014
The National Society of Leadership and Success July 2013 - January 2014
Skills
Leadership Development, Leadership, Public Speaking, Higher Education, Networking, PowerPoint, Community Outreach, Event Planning, Microsoft Office, Microsoft Word
Education
Loyola University Maryland 2011 — 2015
Bachelor of Business Administration (BBA), Business Administration, Management and Operations
Coatesville Area Senior High School 2007 — 2011
Peggy Pasquarella Peggy Pasquarella's Legg Mason Experience April 2001 - November 2004
Job Director of Finance and HR at Legg Mason Investment Counsel
Industry Financial Services
Experience
Legg Mason Investment Counsel December 2004 - Present
Legg Mason April 2001 - November 2004
Legg Mason July 1999 - March 2001
Legg Mason January 1989 - July 1999
PwC August 1985 - January 1989
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Outlook, Budgets
Education
Loyola University Maryland 1981 — 1985
B.S., Accounting
Legg Mason Investment Counsel December 2004 - Present
Legg Mason April 2001 - November 2004
Legg Mason July 1999 - March 2001
Legg Mason January 1989 - July 1999
PwC August 1985 - January 1989
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Outlook, Budgets
Education
Loyola University Maryland 1981 — 1985
B.S., Accounting
Robert Weller, CFA Robert Weller, CFA's Legg Mason Experience June 1996 - September 1997
Job Executive Director, Equities Sterling Capital Management
Industry Financial Services
Experience
Sterling Capital Management June 2012 - Present
JPMorgan Chase & Company June 2011 - June 2012
JPMorgan Chase & Company February 2010 - June 2011
JPMorgan Chase & Company January 2003 - February 2010
JPMorgan Chase & Company May 1999 - January 2003
Morgan Guaranty Trust Company September 1997 - May 1999
Legg Mason June 1996 - September 1997
Skills
Portfolio Management, Equities, Investments, Asset Allocation, Mutual Funds, Investment Strategies, Asset Management, Risk Management, Valuation, Series 7, Trading, Global Asset Allocation, Stock Selection, Bloomberg, Industry Analysis, Factset, Barra, Compustat, FirstCall, Equity Research, Quantitative Analysis, Series 63, Investment Management
Education
Loyola University Maryland 1992 — 1996
B.B.A, Business and Management; Finance
Dulaney High School 1988 — 1992
Sterling Capital Management June 2012 - Present
JPMorgan Chase & Company June 2011 - June 2012
JPMorgan Chase & Company February 2010 - June 2011
JPMorgan Chase & Company January 2003 - February 2010
JPMorgan Chase & Company May 1999 - January 2003
Morgan Guaranty Trust Company September 1997 - May 1999
Legg Mason June 1996 - September 1997
Skills
Portfolio Management, Equities, Investments, Asset Allocation, Mutual Funds, Investment Strategies, Asset Management, Risk Management, Valuation, Series 7, Trading, Global Asset Allocation, Stock Selection, Bloomberg, Industry Analysis, Factset, Barra, Compustat, FirstCall, Equity Research, Quantitative Analysis, Series 63, Investment Management
Education
Loyola University Maryland 1992 — 1996
B.B.A, Business and Management; Finance
Dulaney High School 1988 — 1992
Michele McAllister Peele Michele McAllister Peele's Legg Mason Experience June 1994 - October 1996
Job Wells Fargo Advisors LLC, Senior Registered Client Associate
Industry Financial Services
Experience
Wells Fargo Advisors June 2013 - Present
Merrill Lynch August 2004 - May 2011
Morgan Stanley October 1996 - August 2004
Dearborn July 2000 - October 2000
Legg Mason June 1994 - October 1996
Union National Bank May 1993 - June 1994
Education
Morgan State University 2005 — 2007
Business Administration
Carroll Community College
Westminster High School
Wells Fargo Advisors June 2013 - Present
Merrill Lynch August 2004 - May 2011
Morgan Stanley October 1996 - August 2004
Dearborn July 2000 - October 2000
Legg Mason June 1994 - October 1996
Union National Bank May 1993 - June 1994
Education
Morgan State University 2005 — 2007
Business Administration
Carroll Community College
Westminster High School
Peter Groglio Peter Groglio's Legg Mason Experience October 2014 - Present
Job Business Analyst at Legg Mason
Industry Financial Services
Experience
Legg Mason October 2014 - Present
Starwood Capital Group August 2014 - October 2014
KAYAK December 2012 - August 2013
Terex April 2010 - June 2010
Skills
Finance, Information Systems, Mac OS, Windows, Microsoft Excel, PowerPoint, Access, Oracle 11 G/PL 1, SQL, Microsoft Word, Microsoft Office, Teamwork, Bloomberg, Salesforce.com, Management, Data Analysis, Facebook
Education
Loyola College in Maryland 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance
University of Auckland 2013 — 2013
Staples High School 2006 — 2010
Legg Mason October 2014 - Present
Starwood Capital Group August 2014 - October 2014
KAYAK December 2012 - August 2013
Terex April 2010 - June 2010
Skills
Finance, Information Systems, Mac OS, Windows, Microsoft Excel, PowerPoint, Access, Oracle 11 G/PL 1, SQL, Microsoft Word, Microsoft Office, Teamwork, Bloomberg, Salesforce.com, Management, Data Analysis, Facebook
Education
Loyola College in Maryland 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance
University of Auckland 2013 — 2013
Staples High School 2006 — 2010
Chimira Holyfield Chimira Holyfield's Legg Mason Experience June 2008 - December 2011
Job Senior Accountant
Industry Accounting
Experience
Aon Risk Solutions December 2012 - Present
Time Warner Cable January 2012 - September 2012
Legg Mason June 2008 - December 2011
Skills
Sarbanes-Oxley Act, Fixed Assets, Variance Analysis, General Ledger, Journal Entries, Bank Reconciliation, PeopleSoft, Accruals, Hyperion Enterprise, Microsoft Excel, Depreciation, Expenses, Internal Audit, SEC filings, Access, Consolidation, Payroll, Account Reconciliation, Accounting, Finance
Education
Morgan State University 2003 — 2008
Bachelor of Science (BS), Accounting
Aon Risk Solutions December 2012 - Present
Time Warner Cable January 2012 - September 2012
Legg Mason June 2008 - December 2011
Skills
Sarbanes-Oxley Act, Fixed Assets, Variance Analysis, General Ledger, Journal Entries, Bank Reconciliation, PeopleSoft, Accruals, Hyperion Enterprise, Microsoft Excel, Depreciation, Expenses, Internal Audit, SEC filings, Access, Consolidation, Payroll, Account Reconciliation, Accounting, Finance
Education
Morgan State University 2003 — 2008
Bachelor of Science (BS), Accounting
Sisilia Mo, CPA, MBA's Legg Mason Experience November 2005 - February 2006
Job Senior Manager at SB & Company, LLC
Industry Accounting
Experience
SB & Company June 2009 - Present
Deloitte September 2006 - May 2009
Legg Mason November 2005 - February 2006
Skills
GAAP, Financial Reporting, Accounting, Internal Controls, Auditing, Financial Accounting, Internal Audit, Tax Preparation, Financial Analysis, Sarbanes-Oxley Act, Big 4, CPA, MBA, Government Accounting, non-profit accounting, Finance, Accounts Payable
Education
Loyola College in Maryland 2008 — 2011
Master of Business Administration (MBA), Finance, General, 3.8
Towson University 2003 — 2006
Bachelor of Science (B.S.), Accounting, 3.8
AICPA
SB & Company June 2009 - Present
Deloitte September 2006 - May 2009
Legg Mason November 2005 - February 2006
Skills
GAAP, Financial Reporting, Accounting, Internal Controls, Auditing, Financial Accounting, Internal Audit, Tax Preparation, Financial Analysis, Sarbanes-Oxley Act, Big 4, CPA, MBA, Government Accounting, non-profit accounting, Finance, Accounts Payable
Education
Loyola College in Maryland 2008 — 2011
Master of Business Administration (MBA), Finance, General, 3.8
Towson University 2003 — 2006
Bachelor of Science (B.S.), Accounting, 3.8
AICPA
Carol Marino Zelenz Carol Marino Zelenz's Legg Mason Experience May 2011 - Present
Job Director Strategic Initiatives, Global Distribution
Industry Financial Services
Experience
Legg Mason May 2011 - Present
Legg Mason 2009 - 2011
Legg Mason 2007 - 2009
Legg Mason 2004 - 2007
Citigroup, Global Corporate & Investment Bank 2000 - 2004
MicroWarehouse 1997 - 2000
Praxair Independant Distributor 1995 - 1997
State Street 1994 - 1995
Praxair 1989 - 1994
Skills
Strategic Planning, Technology Strategy, Salesforce.com, Social Media Strategy, CRM Strategy, Integrated Marketing, Web & Mobile Strategy, Social Collaboration, Relationship Management, Sales Management, Competitive Sales..., Program Management, Contract Negotiation, Vendor Management, Public Speaking, Executive & Board..., Channel & Product..., Competitive Analysis, Product Management, Budget Management, Policy Formation, Chemical Industry, Financial Services, Asset Management..., Series 7
Education
Manhattan College 1985 — 1989
Bachelor of Engineering (B.E.), Mechanical Engineering
The University of Connecticut School of Business
MBA, Finance, Marketing
Legg Mason May 2011 - Present
Legg Mason 2009 - 2011
Legg Mason 2007 - 2009
Legg Mason 2004 - 2007
Citigroup, Global Corporate & Investment Bank 2000 - 2004
MicroWarehouse 1997 - 2000
Praxair Independant Distributor 1995 - 1997
State Street 1994 - 1995
Praxair 1989 - 1994
Skills
Strategic Planning, Technology Strategy, Salesforce.com, Social Media Strategy, CRM Strategy, Integrated Marketing, Web & Mobile Strategy, Social Collaboration, Relationship Management, Sales Management, Competitive Sales..., Program Management, Contract Negotiation, Vendor Management, Public Speaking, Executive & Board..., Channel & Product..., Competitive Analysis, Product Management, Budget Management, Policy Formation, Chemical Industry, Financial Services, Asset Management..., Series 7
Education
Manhattan College 1985 — 1989
Bachelor of Engineering (B.E.), Mechanical Engineering
The University of Connecticut School of Business
MBA, Finance, Marketing
Aron Maddox Aron Maddox's Legg Mason Experience March 1989 - December 1994
Job Associate Director
Industry Financial Services
Experience
Investment & Insurance 2015 - Present
T. Rowe Price July 2013 - September 2014
T. Rowe Price June 2011 - July 2013
Maryland State Retirement and Pension System May 2011 - June 2011
UVEST Financial Services May 2002 - October 2010
ProFund Advisors LLC July 2000 - May 2002
ICMA-RC March 1999 - July 2000
M & T Bank June 1996 - March 1999
Summit Financial Group January 1995 - June 1996
Legg Mason March 1989 - December 1994
Skills
Investments, Securities, Series 7, Series 66, Series 6, Series 63, Financial Services, Mutual Funds, Asset Allocation, 401k, Retirement Planning, Retirement, Equities, Fixed Income, Management, Wealth Management, Asset Management, Portfolio Management, Risk Management, Employee Benefits
Education
Morgan State University 1986 — 1991
BS, Business Administration
Morgan State University
Bachelor of Science (B.S.), Business Administration
Investment & Insurance 2015 - Present
T. Rowe Price July 2013 - September 2014
T. Rowe Price June 2011 - July 2013
Maryland State Retirement and Pension System May 2011 - June 2011
UVEST Financial Services May 2002 - October 2010
ProFund Advisors LLC July 2000 - May 2002
ICMA-RC March 1999 - July 2000
M & T Bank June 1996 - March 1999
Summit Financial Group January 1995 - June 1996
Legg Mason March 1989 - December 1994
Skills
Investments, Securities, Series 7, Series 66, Series 6, Series 63, Financial Services, Mutual Funds, Asset Allocation, 401k, Retirement Planning, Retirement, Equities, Fixed Income, Management, Wealth Management, Asset Management, Portfolio Management, Risk Management, Employee Benefits
Education
Morgan State University 1986 — 1991
BS, Business Administration
Morgan State University
Bachelor of Science (B.S.), Business Administration
Tim Mascari Tim Mascari's Legg Mason Experience February 2005 - March 2006
Job Providing Viable Business Continuity and Succession Solutions for Advisors by Advisors.
Industry Financial Services
Experience
Pinnacle Advisor Solutions August 2015 - Present
Pinnacle Advisory Group January 2012 - July 2015
Pinnacle Advisory Group December 2009 - December 2011
Horan Capital Management November 2007 - December 2008
Berman McAleer, Inc. April 2006 - November 2007
Legg Mason February 2005 - March 2006
Skills
Relationship Management, Business Development, Product Development, Relationship Building, Sales, Salesforce.com, Sales Presentations, Retail Sales, Public Speaking
Education
McDaniel College 1998 — 2003
Bachelor of Arts (B.A.), History
Hereford High School 1994 — 1998
Pinnacle Advisor Solutions August 2015 - Present
Pinnacle Advisory Group January 2012 - July 2015
Pinnacle Advisory Group December 2009 - December 2011
Horan Capital Management November 2007 - December 2008
Berman McAleer, Inc. April 2006 - November 2007
Legg Mason February 2005 - March 2006
Skills
Relationship Management, Business Development, Product Development, Relationship Building, Sales, Salesforce.com, Sales Presentations, Retail Sales, Public Speaking
Education
McDaniel College 1998 — 2003
Bachelor of Arts (B.A.), History
Hereford High School 1994 — 1998
Prianka Shah's Legg Mason Experience May 2015 - August 2015
Job Legg Mason Intern
Industry Financial Services
Experience
Legg Mason May 2015 - August 2015
Loyola University Maryland September 2014 - May 2015
Loyola University Maryland January 2014 - May 2015
Wallfort Financial services Ltd May 2014 - August 2014
Kiran Gems 2012 - 2013
Artemis Strategy Consultant LLC 2011 - 2013
Skills
Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Outlook, English, Research, Accounting, Windows, Public Speaking, Time Management, Finance, Data Analysis, Sales, Analysis, Social Media, Social Networking
Education
Loyola University Maryland 2013 — 2017
Bachelor's Degree, Finance, General
Northern Valley Regional High School at Demarest 2009 — 2013
High School
Legg Mason May 2015 - August 2015
Loyola University Maryland September 2014 - May 2015
Loyola University Maryland January 2014 - May 2015
Wallfort Financial services Ltd May 2014 - August 2014
Kiran Gems 2012 - 2013
Artemis Strategy Consultant LLC 2011 - 2013
Skills
Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Outlook, English, Research, Accounting, Windows, Public Speaking, Time Management, Finance, Data Analysis, Sales, Analysis, Social Media, Social Networking
Education
Loyola University Maryland 2013 — 2017
Bachelor's Degree, Finance, General
Northern Valley Regional High School at Demarest 2009 — 2013
High School
Michael Petrucelli Michael Petrucelli's Legg Mason Experience 2012 - 2014
Job Regional Marketing Associate at Fred Alger Management, Inc.
Industry Investment Management
Experience
Fred Alger Management, Inc. 2014 - Present
Legg Mason 2012 - 2014
Royce & Associates July 2010 - January 2012
St. Gabriel's College August 2008 - April 2009
Skills
Equities, Finance, Fixed Income, Financial Analysis, Mutual Funds, Series 7, Portfolio Management, Valuation, Alternative Investments, Mergers & Acquisitions, Asset Management, Asset Allocation, Securities, Hedge Funds, Trading, Investments
Education
Loyola University Maryland 2004 — 2008
Bachelor of Business Administration (B.B.A), Finance
Fred Alger Management, Inc. 2014 - Present
Legg Mason 2012 - 2014
Royce & Associates July 2010 - January 2012
St. Gabriel's College August 2008 - April 2009
Skills
Equities, Finance, Fixed Income, Financial Analysis, Mutual Funds, Series 7, Portfolio Management, Valuation, Alternative Investments, Mergers & Acquisitions, Asset Management, Asset Allocation, Securities, Hedge Funds, Trading, Investments
Education
Loyola University Maryland 2004 — 2008
Bachelor of Business Administration (B.B.A), Finance
Lesley Chukwuma Osuala Lesley Chukwuma Osuala's Legg Mason Experience July 2010 - August 2010
Job Information Technology Professional
Industry Information Technology and Services
Experience
Hanley Wood February 2014 - March 2015
The Midtown Group November 2013 - January 2014
The Midtown Group August 2013 - October 2013
TEKsystems February 2013 - July 2013
TEKsystems September 2012 - February 2013
Accenture November 2011 - September 2012
The Advisory Board Company May 2011 - November 2011
The Advisory Board Company September 2010 - May 2011
Legg Mason July 2010 - August 2010
Moodlerooms, Inc. 2010 - 2010
Skills
Active Directory, CRM, Microsoft Office, SharePoint, Access, SQL, Oracle, Windows Server, PowerPoint, OS X, Windows XP, XP, Databases, Customer Service, Help Desk Support, iSupport, SugarCRM, Mac OS X, Acting, Event Hosting, Red Carpet Event..., Networking, Technical Support
Education
Morgan State University
B.S., Marketing
Hanley Wood February 2014 - March 2015
The Midtown Group November 2013 - January 2014
The Midtown Group August 2013 - October 2013
TEKsystems February 2013 - July 2013
TEKsystems September 2012 - February 2013
Accenture November 2011 - September 2012
The Advisory Board Company May 2011 - November 2011
The Advisory Board Company September 2010 - May 2011
Legg Mason July 2010 - August 2010
Moodlerooms, Inc. 2010 - 2010
Skills
Active Directory, CRM, Microsoft Office, SharePoint, Access, SQL, Oracle, Windows Server, PowerPoint, OS X, Windows XP, XP, Databases, Customer Service, Help Desk Support, iSupport, SugarCRM, Mac OS X, Acting, Event Hosting, Red Carpet Event..., Networking, Technical Support
Education
Morgan State University
B.S., Marketing
Stuart Renault, MBA, MIS Stuart Renault, MBA, MIS's Legg Mason Experience April 2009 - July 2011
Job Investments Solution Consultant at T. Rowe Price
Industry Financial Services
Experience
T. Rowe Price November 2013 - Present
T. Rowe Price July 2011 - November 2013
Legg Mason April 2009 - July 2011
Legg Mason March 2006 - March 2009
Legg Mason January 2005 - March 2006
Legg Mason June 2003 - January 2005
The Arrow Project January 2002 - June 2003
T Rowe Price April 2001 - January 2002
T. Rowe Price July 1999 - April 2001
T. Rowe Price May 1997 - July 1999
Skills
SDLC, Project Management, SharePoint, Asset Management, Analysis, Process Improvement, Cross-functional Team..., Asset Managment, Portia, CRD, Swift Alliance, Omgeo Oasys, Investment Compliance, CTM, FiServ Tradeflow, CRD Compliance Workflow, Coaching and Mentoring, Business Analysis, Training, Resource Allocation
Education
Loyola University Maryland 2004 — 2008
MBA, Finance
The Johns Hopkins University - Carey Business School 2000 — 2004
MS, Information Systems (Concentration in IT Security)
Towson University 1991 — 1996
BS, Political Science
T. Rowe Price November 2013 - Present
T. Rowe Price July 2011 - November 2013
Legg Mason April 2009 - July 2011
Legg Mason March 2006 - March 2009
Legg Mason January 2005 - March 2006
Legg Mason June 2003 - January 2005
The Arrow Project January 2002 - June 2003
T Rowe Price April 2001 - January 2002
T. Rowe Price July 1999 - April 2001
T. Rowe Price May 1997 - July 1999
Skills
SDLC, Project Management, SharePoint, Asset Management, Analysis, Process Improvement, Cross-functional Team..., Asset Managment, Portia, CRD, Swift Alliance, Omgeo Oasys, Investment Compliance, CTM, FiServ Tradeflow, CRD Compliance Workflow, Coaching and Mentoring, Business Analysis, Training, Resource Allocation
Education
Loyola University Maryland 2004 — 2008
MBA, Finance
The Johns Hopkins University - Carey Business School 2000 — 2004
MS, Information Systems (Concentration in IT Security)
Towson University 1991 — 1996
BS, Political Science
Frank Gerham Jr, CRC, AIF® Frank Gerham Jr, CRC, AIF®'s Legg Mason Experience 1997 - 2000
Job Owner at Frank 401K...where your retirement plan finally starts to work for you !
Industry Financial Services
Experience
Westminster Financial, LLC May 2010 - Present
Westminster Financial,LLC May 2010 - Present
Frank401-K Advisors May 2010 - Present
Ancient Order of Hibernians- Division 7 2005 - 2015
Ancient Order of Hibernians- Division 7 2005 - 2015
Wachovia Securities May 2000 - May 2010
Legg Mason 1997 - 2000
Dean Witter Reynolds 1984 - 1989
Skills
Fee based 401-K Advisor, Wealth Management, Retirement Planning, Retirement, Strategic Financial..., Series 7, Asset Managment, Asset Allocation, Investment Advisory, Mutual Funds, Financial Advisory, Fixed Annuities, 401k, Investments, Series 63, Estate Planning, Investment Strategies, Alternative Investments, Securities, Series 6, Portfolio Management, IRAs, Retirement Plan..., Fee, Asset Management, Financial Services, Employee Benefits, Life Insurance, Long-term Care, Pensions, Defined Benefit, Disability Insurance, Cash Management, Equities, Series 65, Personal Finance, Insurance, Fixed Income, Mortgage Lending, Wealth Management..., Hedge Funds, 401k Rollovers, Loans, Finance, FINRA, Residential Mortgages, Financial Planning
Education
Spring Hill College 1974 — 1978
BS Commerce, Business Administration
Mitchell College 1973 — 1974
Manhattan College 1971 — 1973
Westminster Financial, LLC May 2010 - Present
Westminster Financial,LLC May 2010 - Present
Frank401-K Advisors May 2010 - Present
Ancient Order of Hibernians- Division 7 2005 - 2015
Ancient Order of Hibernians- Division 7 2005 - 2015
Wachovia Securities May 2000 - May 2010
Legg Mason 1997 - 2000
Dean Witter Reynolds 1984 - 1989
Skills
Fee based 401-K Advisor, Wealth Management, Retirement Planning, Retirement, Strategic Financial..., Series 7, Asset Managment, Asset Allocation, Investment Advisory, Mutual Funds, Financial Advisory, Fixed Annuities, 401k, Investments, Series 63, Estate Planning, Investment Strategies, Alternative Investments, Securities, Series 6, Portfolio Management, IRAs, Retirement Plan..., Fee, Asset Management, Financial Services, Employee Benefits, Life Insurance, Long-term Care, Pensions, Defined Benefit, Disability Insurance, Cash Management, Equities, Series 65, Personal Finance, Insurance, Fixed Income, Mortgage Lending, Wealth Management..., Hedge Funds, 401k Rollovers, Loans, Finance, FINRA, Residential Mortgages, Financial Planning
Education
Spring Hill College 1974 — 1978
BS Commerce, Business Administration
Mitchell College 1973 — 1974
Manhattan College 1971 — 1973
Patrick Coyne's Legg Mason Experience February 2004 - Present
Job Experienced marketer in Financial Services, Distribution Marketing, Product Marketing, Sales
Industry Financial Services
Experience
Legg Mason February 2004 - Present
PIMCO Funds August 2000 - February 2004
OppenheimerFunds Inc February 1999 - August 2000
OppenheimerFunds Inc April 1997 - February 1999
Scudder Funds March 1994 - April 1997
Scudder Funds April 1992 - March 1994
Education
Marist College 1987 — 1991
BS, Finance
John S. Burke Catholic 1983 — 1987
High School
Legg Mason February 2004 - Present
PIMCO Funds August 2000 - February 2004
OppenheimerFunds Inc February 1999 - August 2000
OppenheimerFunds Inc April 1997 - February 1999
Scudder Funds March 1994 - April 1997
Scudder Funds April 1992 - March 1994
Education
Marist College 1987 — 1991
BS, Finance
John S. Burke Catholic 1983 — 1987
High School
Joe Krcma Joe Krcma's Legg Mason Experience February 2001 - July 2005
Job CCO & COO at Founders Financial Securities, LLC.
Industry Financial Services
Experience
Founders Financial, Inc. May 2014 - Present
Legg Mason Capital Management 2005 - May 2014
Legg Mason February 2001 - July 2005
T Rowe Price April 1996 - February 2001
Skills
FINRA, Equities, Investments, Trading, Risk Management, Financial Markets, Investment Management, Asset Management, Asset Managment, Bloomberg, Derivatives, Trading Systems, Options, Alternative Investments, Portfolio Management, Business Analysis, AML, Series 7, series 9, Series 10, Series 24, Series 65
Education
McDaniel College 1992 — 1996
BA, Economics
McDaniel College 1992 — 1996
BA, Business Administration and Management, General
Founders Financial, Inc. May 2014 - Present
Legg Mason Capital Management 2005 - May 2014
Legg Mason February 2001 - July 2005
T Rowe Price April 1996 - February 2001
Skills
FINRA, Equities, Investments, Trading, Risk Management, Financial Markets, Investment Management, Asset Management, Asset Managment, Bloomberg, Derivatives, Trading Systems, Options, Alternative Investments, Portfolio Management, Business Analysis, AML, Series 7, series 9, Series 10, Series 24, Series 65
Education
McDaniel College 1992 — 1996
BA, Economics
McDaniel College 1992 — 1996
BA, Business Administration and Management, General
Seema Poudel Seema Poudel's Legg Mason Experience June 2014 - August 2014
Job Staff Accountant at Corbis, MBA
Industry Accounting
Experience
Corbis June 2015 - Present
Morgan State University June 2013 - May 2015
Legg Mason June 2014 - August 2014
Morgan State University July 2011 - May 2013
EMC June 2012 - August 2012
Montgomery College June 2010 - December 2010
Technology Center January 2009 - May 2010
Office of Residence August 2008 - December 2008
SAINT CATHERINE UNIVERSITY August 2008 - December 2008
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Customer Service, Microsoft Word, Photoshop, Marketing, Access, Accounting, Pivot Tables, Recruiting, Leadership Development, Social Media, Data Analysis, Training, PeopleSoft, Hyperion, Policy IQ, Oracle Hyperion, V Lookups
Education
Morgan State University 2013 — 2015
Master of Business Administration (MBA), Accounting and Finance, 3.9
Morgan State University 2011 — 2013
Bachelor's of Science, Accounting and Finance, 4.0
Montgomery College 2009 — 2010
Associate's degree, Accounting and Business/Management, 3.85
Corbis June 2015 - Present
Morgan State University June 2013 - May 2015
Legg Mason June 2014 - August 2014
Morgan State University July 2011 - May 2013
EMC June 2012 - August 2012
Montgomery College June 2010 - December 2010
Technology Center January 2009 - May 2010
Office of Residence August 2008 - December 2008
SAINT CATHERINE UNIVERSITY August 2008 - December 2008
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Customer Service, Microsoft Word, Photoshop, Marketing, Access, Accounting, Pivot Tables, Recruiting, Leadership Development, Social Media, Data Analysis, Training, PeopleSoft, Hyperion, Policy IQ, Oracle Hyperion, V Lookups
Education
Morgan State University 2013 — 2015
Master of Business Administration (MBA), Accounting and Finance, 3.9
Morgan State University 2011 — 2013
Bachelor's of Science, Accounting and Finance, 4.0
Montgomery College 2009 — 2010
Associate's degree, Accounting and Business/Management, 3.85
Vince Sbarra Vince Sbarra's Legg Mason Experience 1999 - 2008
Job District Account Manager at Engrade, Inc.
Industry Education Management
Experience
Engrade - a division of McGraw Hill Education December 2013 - Present
Baltimore City Public Schools August 2013 - November 2013
Baltimore City Public Schools June 2009 - August 2013
Legg Mason 1999 - 2008
Stifel Nicolaus 2005 - 2007
Alex Brown 1996 - 1999
Skills
Vendor Management, Management, Microsoft Office, Leadership, Project Management, Public Speaking, Disaster Recovery, Data Center, Process Improvement, System Administration, Training, Troubleshooting, Recruiting, Teaching, Coaching, IT Management, Data Analysis, Interviews, Program Management, Team Leadership, Strategic Planning, Marketing, Analysis, Business Analysis, Customer Service, Staff Development, Team Management, Microsoft Excel, Social Networking, Educational Technology, Elementary Education, Education, Educational Leadership, Networking, Organizational..., Fundraising, Curriculum Design, E-Learning, Nonprofits
Education
Monmouth University 1990 — 1994
MBA, Business
University of Scranton 1984 — 1988
BS, Computer Science
Engrade - a division of McGraw Hill Education December 2013 - Present
Baltimore City Public Schools August 2013 - November 2013
Baltimore City Public Schools June 2009 - August 2013
Legg Mason 1999 - 2008
Stifel Nicolaus 2005 - 2007
Alex Brown 1996 - 1999
Skills
Vendor Management, Management, Microsoft Office, Leadership, Project Management, Public Speaking, Disaster Recovery, Data Center, Process Improvement, System Administration, Training, Troubleshooting, Recruiting, Teaching, Coaching, IT Management, Data Analysis, Interviews, Program Management, Team Leadership, Strategic Planning, Marketing, Analysis, Business Analysis, Customer Service, Staff Development, Team Management, Microsoft Excel, Social Networking, Educational Technology, Elementary Education, Education, Educational Leadership, Networking, Organizational..., Fundraising, Curriculum Design, E-Learning, Nonprofits
Education
Monmouth University 1990 — 1994
MBA, Business
University of Scranton 1984 — 1988
BS, Computer Science
Laura (Knight) Beutler Laura (Knight) Beutler's Legg Mason Experience 1993 - 1997
Job Writer, Marketer, Small Business Accounting
Industry Financial Services
Experience
self employed 2013 - Present
Ryan Madairy Financial 2012 - Present
Self employed 2008 - Present
ReMax Central 2003 - 2006
4GL School Solutions 2001 - 2003
Sequoia Software 1997 - 2001
Legg Mason 1993 - 1997
Skills
Marketing, Creative Writing, Microsoft Office, Microsoft Excel, Writing, Microsoft Word, Project Management, Bookkeeping, Proofreading, Editing, WordPress, QuickBooks, Quicken, Newsletters, Typing, Antique Furniture
Education
University of Baltimore 1994 — 1997
Master of Arts (M.A.), Publications Design/Writing
Loyola University Maryland 1988 — 1992
Bachelor of Arts (B.A.), English Language and Literature/Letters
self employed 2013 - Present
Ryan Madairy Financial 2012 - Present
Self employed 2008 - Present
ReMax Central 2003 - 2006
4GL School Solutions 2001 - 2003
Sequoia Software 1997 - 2001
Legg Mason 1993 - 1997
Skills
Marketing, Creative Writing, Microsoft Office, Microsoft Excel, Writing, Microsoft Word, Project Management, Bookkeeping, Proofreading, Editing, WordPress, QuickBooks, Quicken, Newsletters, Typing, Antique Furniture
Education
University of Baltimore 1994 — 1997
Master of Arts (M.A.), Publications Design/Writing
Loyola University Maryland 1988 — 1992
Bachelor of Arts (B.A.), English Language and Literature/Letters
Samantha Contrino Samantha Contrino's Legg Mason Experience October 2013 - January 2014
Job Software Engineering Associate at Accenture
Industry Information Technology and Services
Experience
Accenture November 2014 - Present
Legg Mason October 2013 - January 2014
Preferred Technology Solutions Inc. June 2008 - February 2013
The Classic Catering People May 2011 - September 2012
Worthington Valley Swim Club May 2010 - August 2010
Worthington Valley Swim Club June 2009 - August 2010
Skills
Mobile Interface Design, HTML 5, CSS3, SQL, Dreamweaver, JavaScript, Oracle PL/SQL..., Microsoft Word, Microsoft Access, Microsoft Excel, Microsoft PowerPoint, Microsoft Office, QuickBooks, Java, Project Management, ITIL v3 Foundations..., Microsoft Visio, Tableau, Agile Project Management
Education
Loyola University Maryland 2010 — 2014
Bachelor of Business Administration, Information Systems
Monash University 2013 — 2013
Accenture November 2014 - Present
Legg Mason October 2013 - January 2014
Preferred Technology Solutions Inc. June 2008 - February 2013
The Classic Catering People May 2011 - September 2012
Worthington Valley Swim Club May 2010 - August 2010
Worthington Valley Swim Club June 2009 - August 2010
Skills
Mobile Interface Design, HTML 5, CSS3, SQL, Dreamweaver, JavaScript, Oracle PL/SQL..., Microsoft Word, Microsoft Access, Microsoft Excel, Microsoft PowerPoint, Microsoft Office, QuickBooks, Java, Project Management, ITIL v3 Foundations..., Microsoft Visio, Tableau, Agile Project Management
Education
Loyola University Maryland 2010 — 2014
Bachelor of Business Administration, Information Systems
Monash University 2013 — 2013
Shawn Persing Shawn Persing's Legg Mason Experience February 2007 - May 2007
Job Sr. Leader, Global IT Operations at Babcock & Wilcox
Industry Information Technology and Services
Experience
Babcock & Wilcox July 2013 - Present
Thermo Fisher Scientific June 2011 - July 2013
Nicholson Construction May 2007 - May 2011
Legg Mason February 2007 - May 2007
TelCove August 1994 - August 2006
Education
Mansfield University of Pennsylvania 1989 — 1993
Babcock & Wilcox July 2013 - Present
Thermo Fisher Scientific June 2011 - July 2013
Nicholson Construction May 2007 - May 2011
Legg Mason February 2007 - May 2007
TelCove August 1994 - August 2006
Education
Mansfield University of Pennsylvania 1989 — 1993
Edward Walters's Legg Mason Experience October 1997 - October 2002
Job Senior Product Administration Manager at T. Rowe Price
Industry Financial Services
Experience
T. Rowe Price April 2015 - Present
Janney Montgomery Scott LLC January 2014 - April 2015
Janney Montgomery Scott April 2007 - January 2014
Ferris Baker Watts, Inc. October 2005 - April 2007
KPMG October 2002 - October 2005
Legg Mason October 1997 - October 2002
Skills
Asset Managment, Investment Advisory, Institutional Consulting, Alternative Investments, Separately Managed..., ETFs, Management Consulting, Strategic Planning, Change Management, Operations Management, Product Management, Product Development, Product Marketing, Investments, Portfolio Management, Series 7, Mutual Funds, Strategic Financial..., Wealth Management, Asset Allocation, Financial Advisory, Retirement Planning, Relationship Management, Equities, Securities, Fixed Income, Finance, Financial Services, Leadership, Series 63, Asset Management, Executive Management, Investment Strategies, Investment Management, Series 65, FINRA, Trading, 401k, Morningstar, Morningstar Direct, Retirement, Series 24, Uniform Combined State..., Financial Planning
Education
Morgan State University 1992 — 1996
BA, Economics
Saint Joseph's University
Master of Business Administration (MBA), Management
T. Rowe Price April 2015 - Present
Janney Montgomery Scott LLC January 2014 - April 2015
Janney Montgomery Scott April 2007 - January 2014
Ferris Baker Watts, Inc. October 2005 - April 2007
KPMG October 2002 - October 2005
Legg Mason October 1997 - October 2002
Skills
Asset Managment, Investment Advisory, Institutional Consulting, Alternative Investments, Separately Managed..., ETFs, Management Consulting, Strategic Planning, Change Management, Operations Management, Product Management, Product Development, Product Marketing, Investments, Portfolio Management, Series 7, Mutual Funds, Strategic Financial..., Wealth Management, Asset Allocation, Financial Advisory, Retirement Planning, Relationship Management, Equities, Securities, Fixed Income, Finance, Financial Services, Leadership, Series 63, Asset Management, Executive Management, Investment Strategies, Investment Management, Series 65, FINRA, Trading, 401k, Morningstar, Morningstar Direct, Retirement, Series 24, Uniform Combined State..., Financial Planning
Education
Morgan State University 1992 — 1996
BA, Economics
Saint Joseph's University
Master of Business Administration (MBA), Management
Rich D'Anna Rich D'Anna's Legg Mason Experience December 1996 - December 2001
Job Weblogic Systems Engineer at Edaptive Systems, LLC
Industry Financial Services
Experience
Edaptive Systems, LLC January 2014 - Present
PHH Arval May 2005 - January 2014
Constellation Energy Partners LLC November 2002 - December 2004
Legg Mason December 1996 - December 2001
Skills
Windows Server, WebSphere Application..., Weblogic Administration, Middleware, Tomcat, IIS
Education
Loyola University Maryland 1992 — 1995
Bachelor of Business Administration (B.B.A.), Management Information Systems, General
Edaptive Systems, LLC January 2014 - Present
PHH Arval May 2005 - January 2014
Constellation Energy Partners LLC November 2002 - December 2004
Legg Mason December 1996 - December 2001
Skills
Windows Server, WebSphere Application..., Weblogic Administration, Middleware, Tomcat, IIS
Education
Loyola University Maryland 1992 — 1995
Bachelor of Business Administration (B.B.A.), Management Information Systems, General
James Cushman James Cushman's Legg Mason Experience May 2008 - Present
Job Director at Legg Mason
Industry Financial Services
Experience
Legg Mason May 2008 - Present
Legg Mason Global Asset Management 2008 - Present
Invesco Ltd. March 1995 - April 2008
Skills
Mutual Funds, 529 Plans, Separately Managed..., Closed-end Funds, Retirement Planning, Capital Markets, Variable Annuities, Alternative Investments, Business Development, Business Strategy, ETFs
Education
Montclair State University 1984 — 1988
BS, Business Administration
Legg Mason May 2008 - Present
Legg Mason Global Asset Management 2008 - Present
Invesco Ltd. March 1995 - April 2008
Skills
Mutual Funds, 529 Plans, Separately Managed..., Closed-end Funds, Retirement Planning, Capital Markets, Variable Annuities, Alternative Investments, Business Development, Business Strategy, ETFs
Education
Montclair State University 1984 — 1988
BS, Business Administration
Paul Ayd Paul Ayd's Legg Mason Experience 1997 - 2006
Job Compliance Director at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus December 2005 - Present
Legg Mason 1997 - 2006
Education
Loyola College in Maryland
Accounting/MBA
Stifel Nicolaus December 2005 - Present
Legg Mason 1997 - 2006
Education
Loyola College in Maryland
Accounting/MBA
Steve Erhartic, CFA Steve Erhartic, CFA's Legg Mason Experience June 2002 - June 2004
Job Senior Portfolio Manager, Vice President at Northwest Savings Bank
Industry Investment Management
Experience
Northwest Savings Bank January 2015 - Present
Evans Capital Management December 2005 - December 2014
Legg Mason (Stifel Nicolaus) June 2004 - March 2005
Legg Mason June 2002 - June 2004
T. Rowe Price Associates April 1997 - June 2002
Skills
Portfolio Management, Investment Advisory, Mutual Funds, Investments, Asset Management, Asset Allocation, Equities, Portfolios, Investment Strategies, Research, Wealth Management, Securities
Education
Loyola University Maryland 1993 — 1997
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Northwest Savings Bank January 2015 - Present
Evans Capital Management December 2005 - December 2014
Legg Mason (Stifel Nicolaus) June 2004 - March 2005
Legg Mason June 2002 - June 2004
T. Rowe Price Associates April 1997 - June 2002
Skills
Portfolio Management, Investment Advisory, Mutual Funds, Investments, Asset Management, Asset Allocation, Equities, Portfolios, Investment Strategies, Research, Wealth Management, Securities
Education
Loyola University Maryland 1993 — 1997
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Anne Marie Foran Anne Marie Foran's Legg Mason Experience March 2014 - Present
Job Business Intelligence Specialist
Industry Information Technology and Services
Experience
Legg Mason March 2014 - Present
Morgan Stanley July 2012 - December 2013
Diageo January 2012 - July 2012
Federal Home Loan Bank of New York June 2011 - September 2011
New York Life Insurance Company 2010 - 2011
UBS Investment Bank 2009 - 2010
Legg Mason 2005 - 2008
Citigroup Asset Management 2004 - 2005
Citigroup Asset Management 2002 - 2004
Morgan Stanley 1999 - 2002
Skills
Business Intelligence, Business Objects, Oracle, SQL, Web Intelligence, Process Scheduler, WebIntelligence
Education
Manhattan College
BS
Pace University
MBA
University of Illinois at Urbana-Champaign
MS (80% complete)
Legg Mason March 2014 - Present
Morgan Stanley July 2012 - December 2013
Diageo January 2012 - July 2012
Federal Home Loan Bank of New York June 2011 - September 2011
New York Life Insurance Company 2010 - 2011
UBS Investment Bank 2009 - 2010
Legg Mason 2005 - 2008
Citigroup Asset Management 2004 - 2005
Citigroup Asset Management 2002 - 2004
Morgan Stanley 1999 - 2002
Skills
Business Intelligence, Business Objects, Oracle, SQL, Web Intelligence, Process Scheduler, WebIntelligence
Education
Manhattan College
BS
Pace University
MBA
University of Illinois at Urbana-Champaign
MS (80% complete)
Robert McEnroe, CBCP's Legg Mason Experience 2006 - 2012
Job AVP of Business Continuity at Navy Federal Credit Union
Industry Financial Services
Experience
Navy Federal Credit Union May 2012 - Present
Legg Mason 2006 - 2012
Legg Mason 2000 - 2006
Legg Mason 1989 - 2000
Merrill Lynch 1984 - 1989
Merrill Lynch 1980 - 1984
Skills
Business Continuity, Disaster Recovery, Crisis Management, CBCP, Incident Management, Program Management, Strategic Planning, Training & Development, Data Center, IT Management, PMO, Project Portfolio..., Positive Team Player, SDLC, Governance, Change Management, Security, Vendor Management, Leadership, Risk Management, Software Project..., Training, IT Strategy, Management
Education
Loyola College in Maryland 1976 — 1980
BA, Business Administration
Calvert Hall 1972 — 1976
Navy Federal Credit Union May 2012 - Present
Legg Mason 2006 - 2012
Legg Mason 2000 - 2006
Legg Mason 1989 - 2000
Merrill Lynch 1984 - 1989
Merrill Lynch 1980 - 1984
Skills
Business Continuity, Disaster Recovery, Crisis Management, CBCP, Incident Management, Program Management, Strategic Planning, Training & Development, Data Center, IT Management, PMO, Project Portfolio..., Positive Team Player, SDLC, Governance, Change Management, Security, Vendor Management, Leadership, Risk Management, Software Project..., Training, IT Strategy, Management
Education
Loyola College in Maryland 1976 — 1980
BA, Business Administration
Calvert Hall 1972 — 1976
Stephanie Fan Stephanie Fan's Legg Mason Experience 2005 - 2010
Job Accountant at Legg Mason
Industry Financial Services
Experience
RCM&D April 2010 - Present
Legg Mason 2005 - 2010
T Rowe Price 2003 - 2005
Skills
Accounting, Financial Analysis, Tax, Financial Reporting, Account Reconciliation, General Ledger, Internal Controls, Insurance, Fund Accounting, Financial Accounting, Variance Analysis, Access, Financial Statements, Sarbanes-Oxley Act, Financial Risk, Strategic Financial..., Risk Management, Auditing, GAAP, Microsoft Excel, Financial Planning
Education
Loyola University Maryland 2007 — 2010
MBA, Accounting
University of Maryland College Park 1998 — 2002
International Business, Information Technology
RCM&D April 2010 - Present
Legg Mason 2005 - 2010
T Rowe Price 2003 - 2005
Skills
Accounting, Financial Analysis, Tax, Financial Reporting, Account Reconciliation, General Ledger, Internal Controls, Insurance, Fund Accounting, Financial Accounting, Variance Analysis, Access, Financial Statements, Sarbanes-Oxley Act, Financial Risk, Strategic Financial..., Risk Management, Auditing, GAAP, Microsoft Excel, Financial Planning
Education
Loyola University Maryland 2007 — 2010
MBA, Accounting
University of Maryland College Park 1998 — 2002
International Business, Information Technology
Darren Anderson's Legg Mason Experience March 1998 - January 1999
Job Business Development
Industry Government Relations
Experience
LB&B Associates Inc November 2004 - July 2014
devNIX DATA MANAGEMENT July 2001 - October 2004
Maxim Group, Inc. (a former Aerotek subsidiary) February 2000 - June 2001
CoStar Group January 1999 - February 2000
Legg Mason March 1998 - January 1999
Salomon Smith Barney (now Citigroup Investment Banking) July 1996 - February 1998
Skills
Public Relations, Microsoft Office, Microsoft Word, Microsoft Excel, PowerPoint, QuarkXPress, Adobe Acrobat, Roxio, PDF Converter..., Dropbox, abop.army.mil, PPI Tool, Visio, Access, Operations Management, Proposal Writing, Project Management, Management, Government, Program Management, Team Building, Business Development, Contract Management, Contract Negotiation, Project Planning, Government Contracting
Education
Morgan State University
LB&B Associates Inc November 2004 - July 2014
devNIX DATA MANAGEMENT July 2001 - October 2004
Maxim Group, Inc. (a former Aerotek subsidiary) February 2000 - June 2001
CoStar Group January 1999 - February 2000
Legg Mason March 1998 - January 1999
Salomon Smith Barney (now Citigroup Investment Banking) July 1996 - February 1998
Skills
Public Relations, Microsoft Office, Microsoft Word, Microsoft Excel, PowerPoint, QuarkXPress, Adobe Acrobat, Roxio, PDF Converter..., Dropbox, abop.army.mil, PPI Tool, Visio, Access, Operations Management, Proposal Writing, Project Management, Management, Government, Program Management, Team Building, Business Development, Contract Management, Contract Negotiation, Project Planning, Government Contracting
Education
Morgan State University
Robert Zappala Robert Zappala's Legg Mason Experience April 2012 - January 2014
Job Retail IT at Under Armour
Industry Information Technology and Services
Experience
Under Armour February 2014 - Present
Legg Mason April 2012 - January 2014
Stanley Black & Decker , Inc. January 2012 - April 2012
Stanley Black & Decker , Inc. June 2011 - January 2012
Stanley Black & Decker , Inc. February 2011 - May 2011
Loyola University Maryland May 2010 - August 2010
Loyola University Maryland September 2008 - May 2010
Open Road Cycles - Melbourne, Australia July 2009 - November 2009
Clinton Bicycle Shop LLC 2002 - June 2009
Skills
Inventory Management, Customer Service, Microsoft Office, PowerPoint, Microsoft Excel, Sales, SAS E-Miner, ACL Data Analytics, IT Audit, COBIT, SOX 404, Data Analysis, SAP Supply Chain, Final Cut Pro, Bicycle Repair, Adobe Creative Suite, Mobile Devices, SaaS
Education
Loyola University Maryland 2007 — 2011
BBA, Management Information Systems
Monash University 2009 — 2009
Under Armour February 2014 - Present
Legg Mason April 2012 - January 2014
Stanley Black & Decker , Inc. January 2012 - April 2012
Stanley Black & Decker , Inc. June 2011 - January 2012
Stanley Black & Decker , Inc. February 2011 - May 2011
Loyola University Maryland May 2010 - August 2010
Loyola University Maryland September 2008 - May 2010
Open Road Cycles - Melbourne, Australia July 2009 - November 2009
Clinton Bicycle Shop LLC 2002 - June 2009
Skills
Inventory Management, Customer Service, Microsoft Office, PowerPoint, Microsoft Excel, Sales, SAS E-Miner, ACL Data Analytics, IT Audit, COBIT, SOX 404, Data Analysis, SAP Supply Chain, Final Cut Pro, Bicycle Repair, Adobe Creative Suite, Mobile Devices, SaaS
Education
Loyola University Maryland 2007 — 2011
BBA, Management Information Systems
Monash University 2009 — 2009
Shandy Pumphrey Shandy Pumphrey's Legg Mason Experience September 1999 - March 2009
Job CFO & Chief Compliance Officer
Industry Investment Management
Experience
Maryland Capital Management March 2010 - Present
Legg Mason September 1999 - March 2009
Arthur Andersen September 1998 - August 1999
Education
Loyola College in Maryland
Accounting
Maryland Capital Management March 2010 - Present
Legg Mason September 1999 - March 2009
Arthur Andersen September 1998 - August 1999
Education
Loyola College in Maryland
Accounting
Paul McKenna, CFP® Paul McKenna, CFP®'s Legg Mason Experience December 2011 - Present
Job Vice President, RIA, Family Office & Bank Trust Regional Sales Director at Legg Mason
Industry Financial Services
Experience
Legg Mason December 2011 - Present
Putnam Investments October 2010 - November 2011
Putnam Investments November 2008 - September 2010
Putnam Investments March 2007 - November 2008
Punam Investments March 2006 - March 2007
John Hancock 2005 - 2005
Skills
Mutual Funds, Separately Managed..., Alternative Investments, Asset Allocation, Investments, Business Development, Fund Of Funds, Fixed Income, Closed-end Funds, Series 63, Series 6, Securities, Series 65, Retirement Planning, 401k, Financial Services, FINRA, Financial Advisory, Series 7, Licensing, 529 Plans, Series 24, Uniform Combined State..., Public Speaking, Hedge Funds
Education
Saint Anselm College 2001 — 2005
Business, Business/Commerce, General
Portsmouth Abbey 1997 — 2001
Merrimack College
Certificate of Financial Planning
Legg Mason December 2011 - Present
Putnam Investments October 2010 - November 2011
Putnam Investments November 2008 - September 2010
Putnam Investments March 2007 - November 2008
Punam Investments March 2006 - March 2007
John Hancock 2005 - 2005
Skills
Mutual Funds, Separately Managed..., Alternative Investments, Asset Allocation, Investments, Business Development, Fund Of Funds, Fixed Income, Closed-end Funds, Series 63, Series 6, Securities, Series 65, Retirement Planning, 401k, Financial Services, FINRA, Financial Advisory, Series 7, Licensing, 529 Plans, Series 24, Uniform Combined State..., Public Speaking, Hedge Funds
Education
Saint Anselm College 2001 — 2005
Business, Business/Commerce, General
Portsmouth Abbey 1997 — 2001
Merrimack College
Certificate of Financial Planning
George Dircks, Jr.'s Legg Mason Experience May 1987 - December 2005
Job Senior Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors February 2009 - Present
Smith Barney December 2005 - February 2009
Legg Mason May 1987 - December 2005
Skills
Financial Advisory, Mutual Funds, Fixed Annuities, Variable Annuities
Education
Loyola University New Orleans 1969 — 1973
Bachelor of Business Administration, Marketing
Loyola Blakefield High School 1965 — 1969
Wells Fargo Advisors February 2009 - Present
Smith Barney December 2005 - February 2009
Legg Mason May 1987 - December 2005
Skills
Financial Advisory, Mutual Funds, Fixed Annuities, Variable Annuities
Education
Loyola University New Orleans 1969 — 1973
Bachelor of Business Administration, Marketing
Loyola Blakefield High School 1965 — 1969
Matthew Orendorff Matthew Orendorff's Legg Mason Experience March 1997 - March 2000
Job Managing Director Investor Relations
Industry Utilities
Experience
NRG Energy February 2015 - Present
NRG Energy February 2012 - February 2015
NRG Energy April 2011 - February 2012
Constellation Energy February 2009 - April 2011
Constellation Energy January 2007 - February 2009
Constellation Energy July 2002 - January 2007
Aether Systems 2001 - 2002
USInternetworking March 2000 - September 2001
Legg Mason March 1997 - March 2000
Skills
Analysis, Financial Analysis, Financial Modeling, Corporate Finance, Strategy, Financial Reporting, Mergers, Business Strategy, Capital Markets, Treasury Management, Valuation, Due Diligence, Investor Relations, Project Finance, Treasury, Energy, Hedging, Private Equity, Mergers & Acquisitions, Strategic Financial..., Finance
Education
Loyola College in Maryland 2009 — 2011
MBA
University of Maryland College Park 1993 — 1996
B.S., Finance
NRG Energy February 2015 - Present
NRG Energy February 2012 - February 2015
NRG Energy April 2011 - February 2012
Constellation Energy February 2009 - April 2011
Constellation Energy January 2007 - February 2009
Constellation Energy July 2002 - January 2007
Aether Systems 2001 - 2002
USInternetworking March 2000 - September 2001
Legg Mason March 1997 - March 2000
Skills
Analysis, Financial Analysis, Financial Modeling, Corporate Finance, Strategy, Financial Reporting, Mergers, Business Strategy, Capital Markets, Treasury Management, Valuation, Due Diligence, Investor Relations, Project Finance, Treasury, Energy, Hedging, Private Equity, Mergers & Acquisitions, Strategic Financial..., Finance
Education
Loyola College in Maryland 2009 — 2011
MBA
University of Maryland College Park 1993 — 1996
B.S., Finance
Charlie Heinzer, CIMA®'s Legg Mason Experience 2004 - 2006
Job Vice President, Senior National Account Manager at Prudential Investments
Industry Financial Services
Experience
Prudential Investments January 2012 - Present
T. Rowe Price September 2006 - January 2012
Legg Mason 2004 - 2006
Education
The Johns Hopkins University - Carey Business School
Graduate Certificate in Investments
McDaniel College 1996 — 2001
Prudential Investments January 2012 - Present
T. Rowe Price September 2006 - January 2012
Legg Mason 2004 - 2006
Education
The Johns Hopkins University - Carey Business School
Graduate Certificate in Investments
McDaniel College 1996 — 2001
Cindy McGrew Cindy McGrew's Legg Mason Experience January 1990 - May 2008
Job President Operation Second Chance
Industry Nonprofit Organization Management
Experience
Operation Second Chance January 2005 - Present
Legg Mason January 1990 - May 2008
Skills
Team Building, Strategic Planning, Public Speaking, Program Management, Customer Service, Fundraising, Non-profits, Event Planning, Community Outreach, Public Relations, Social Media, Employee Relations, Budgets, Leadership Development, Team Leadership, Analysis, Organizational..., System Administration, Military, Microsoft Office, Government, Training, Policy, Process Improvement, Leadership, Coaching, Operations Management, Supervisory Skills, Marketing, Program Development, Conflict Resolution, Management, Recruiting, Project Planning, Workshop Facilitation, Social Networking, Entrepreneurship, Proposal Writing, Small Business, Strategy, Non-profit..., Nonprofits, Empathy, Non-profit Leadership, Grant Writing, Event Management, Philanthropy, Organizational..., Community Organizing, Strategic Communications
Education
Montgomery College
Operation Second Chance January 2005 - Present
Legg Mason January 1990 - May 2008
Skills
Team Building, Strategic Planning, Public Speaking, Program Management, Customer Service, Fundraising, Non-profits, Event Planning, Community Outreach, Public Relations, Social Media, Employee Relations, Budgets, Leadership Development, Team Leadership, Analysis, Organizational..., System Administration, Military, Microsoft Office, Government, Training, Policy, Process Improvement, Leadership, Coaching, Operations Management, Supervisory Skills, Marketing, Program Development, Conflict Resolution, Management, Recruiting, Project Planning, Workshop Facilitation, Social Networking, Entrepreneurship, Proposal Writing, Small Business, Strategy, Non-profit..., Nonprofits, Empathy, Non-profit Leadership, Grant Writing, Event Management, Philanthropy, Organizational..., Community Organizing, Strategic Communications
Education
Montgomery College
Buddy Kitselman Buddy Kitselman's Legg Mason Experience January 2002 - August 2002
Job Senior Associate at Booz Allen Hamilton
Industry Financial Services
Experience
Booz Allen Hamilton January 2015 - Present
NASDAQ OMX July 2012 - January 2015
William O'Neil + Co. Inc. July 2010 - January 2012
Gartner July 2008 - July 2010
Thomson Reuters August 2002 - June 2008
Legg Mason January 2002 - August 2002
Wells Fargo Advisors September 1998 - January 2002
Skills
Account Management, Business Development, Salesforce.com, New Business Development, Relationship Management, Financial Services, Solution Selling, CRM
Education
Lynchburg College 1995 — 1998
BA, Marketing
Greenwich High School 1991 — 1994
Booz Allen Hamilton January 2015 - Present
NASDAQ OMX July 2012 - January 2015
William O'Neil + Co. Inc. July 2010 - January 2012
Gartner July 2008 - July 2010
Thomson Reuters August 2002 - June 2008
Legg Mason January 2002 - August 2002
Wells Fargo Advisors September 1998 - January 2002
Skills
Account Management, Business Development, Salesforce.com, New Business Development, Relationship Management, Financial Services, Solution Selling, CRM
Education
Lynchburg College 1995 — 1998
BA, Marketing
Greenwich High School 1991 — 1994
James J. Okamura,CFA,CFP,AWMA James J. Okamura,CFA,CFP,AWMA's Legg Mason Experience June 2007 - January 2009
Job President and Chief Investment Officer at First State Trust Company
Industry Financial Services
Experience
First State Trust Company 2014 - Present
Morgan Stanley Private Bank, NA April 2012 - June 2014
Morgan Stanley Smith Barney February 1997 - May 2012
Legg Mason June 2007 - January 2009
Citigroup 1999 - 2006
Merrill Lynch Trust Company 1992 - 1997
First Fidelity Bank July 1989 - January 1992
Skills
Chartered Financial..., Certified Financial..., Accredited Wealth..., Investments, High Net Worth..., Separately Managed..., Investment Strategies, Asset Allocation, Portfolios, Managed Accounts, Series 7, SMA, Series 24, Series 66, Wealth Management, Trust Services, Portfolio Management, Asset Management, Uniform Combined State..., Alternative Investments, Private Banking, Wealth Management..., Hedge Funds, Mutual Funds, Asset Managment, Estate Planning, Investment Advisory, Managing Accounts, Investment Management
Education
Montclair State University 1985 — 1989
BA, Finance
First State Trust Company 2014 - Present
Morgan Stanley Private Bank, NA April 2012 - June 2014
Morgan Stanley Smith Barney February 1997 - May 2012
Legg Mason June 2007 - January 2009
Citigroup 1999 - 2006
Merrill Lynch Trust Company 1992 - 1997
First Fidelity Bank July 1989 - January 1992
Skills
Chartered Financial..., Certified Financial..., Accredited Wealth..., Investments, High Net Worth..., Separately Managed..., Investment Strategies, Asset Allocation, Portfolios, Managed Accounts, Series 7, SMA, Series 24, Series 66, Wealth Management, Trust Services, Portfolio Management, Asset Management, Uniform Combined State..., Alternative Investments, Private Banking, Wealth Management..., Hedge Funds, Mutual Funds, Asset Managment, Estate Planning, Investment Advisory, Managing Accounts, Investment Management
Education
Montclair State University 1985 — 1989
BA, Finance
Kendra Heyde, CPA, MBA Kendra Heyde, CPA, MBA's Legg Mason Experience June 2007 - December 2008
Job International Controller, Allegis
Industry Accounting
Experience
Allegis Group October 2012 - Present
FTI Consulting January 2009 - September 2012
Legg Mason June 2007 - December 2008
Legg Mason March 2006 - May 2007
Legg Mason February 2001 - February 2006
World Duty Free January 1999 - January 2001
World Duty Free September 1995 - December 1998
World Duty Free January 1992 - August 1995
World Duty Free January 1990 - December 1991
Stokes & Company, CPAs April 1987 - December 1989
Skills
International Finance, Financial Analysis, Corporate Finance, Internal Controls, Financial Reporting, Project Management, Hyperion, PeopleSoft Financials, PeopleSoft HRMS, IBM Cognos TM1, Oracle, Lawson, Elite, Microsoft Office, Retail, Financial Services, Financial Consulting, Accounting, Hyperion Enterprise, Sarbanes-Oxley Act, PeopleSoft, Auditing, Mergers & Acquisitions, Internal Audit, Due Diligence, Analysis
Education
University of Maryland - Robert H. Smith School of Business 1992 — 1994
Master of Business Administration, Finance
McDaniel College 1983 — 1986
Bachelor of Arts, Business, Economics
Western Maryland College 1983 — 1986
Bachelor of Arts, Business, Economics
Allegis Group October 2012 - Present
FTI Consulting January 2009 - September 2012
Legg Mason June 2007 - December 2008
Legg Mason March 2006 - May 2007
Legg Mason February 2001 - February 2006
World Duty Free January 1999 - January 2001
World Duty Free September 1995 - December 1998
World Duty Free January 1992 - August 1995
World Duty Free January 1990 - December 1991
Stokes & Company, CPAs April 1987 - December 1989
Skills
International Finance, Financial Analysis, Corporate Finance, Internal Controls, Financial Reporting, Project Management, Hyperion, PeopleSoft Financials, PeopleSoft HRMS, IBM Cognos TM1, Oracle, Lawson, Elite, Microsoft Office, Retail, Financial Services, Financial Consulting, Accounting, Hyperion Enterprise, Sarbanes-Oxley Act, PeopleSoft, Auditing, Mergers & Acquisitions, Internal Audit, Due Diligence, Analysis
Education
University of Maryland - Robert H. Smith School of Business 1992 — 1994
Master of Business Administration, Finance
McDaniel College 1983 — 1986
Bachelor of Arts, Business, Economics
Western Maryland College 1983 — 1986
Bachelor of Arts, Business, Economics
Vincent León, AAMS®'s Legg Mason Experience 2006 - 2008
Job VP, Director of Offshore Sales at Eaton Vance
Industry Financial Services
Experience
Eaton Vance July 2013 - Present
3D Asset Management 2012 - March 2013
Mirae Asset Global Investments 2010 - 2012
GE 2008 - 2010
Legg Mason 2006 - 2008
Citigroup 2000 - 2006
Olympic Development Program, Don Bosco & St. Joseph Regional High School 1994 - 2000
Dean Witter Reynolds Inc. 1992 - 1994
Skills
Mutual Funds, Relationship Management, Separately Managed..., Sales Management, Wealth Management, Asset Management, New Business Development, ETFs
Education
GE Corporate Training
Legg Mason Corporate Training
Manhattan College
BS, Finance
Eaton Vance July 2013 - Present
3D Asset Management 2012 - March 2013
Mirae Asset Global Investments 2010 - 2012
GE 2008 - 2010
Legg Mason 2006 - 2008
Citigroup 2000 - 2006
Olympic Development Program, Don Bosco & St. Joseph Regional High School 1994 - 2000
Dean Witter Reynolds Inc. 1992 - 1994
Skills
Mutual Funds, Relationship Management, Separately Managed..., Sales Management, Wealth Management, Asset Management, New Business Development, ETFs
Education
GE Corporate Training
Legg Mason Corporate Training
Manhattan College
BS, Finance
Christopher Desautelle Christopher Desautelle's Legg Mason Experience January 1998 - December 2000
Job EVP Finance and Administration, CFO
Industry Information Technology and Services
Experience
4th Source October 2013 - Present
Platinum Crush, Inc May 2011 - Present
Twisted Lens LLC July 2013 - Present
JobOn October 2011 - June 2012
Metastorm April 2000 - May 2011
Legg Mason January 1998 - December 2000
XDB Systems January 1996 - December 1998
Passport Corporation 1994 - 1996
PaineWebber 1986 - 1994
Skills
Mergers, Accounting, Audit Committee, Valuation, Contract Negotiation, Process Improvement, Strategic Planning, Financial Reporting, Financial Planning, Business Planning, Start-ups, SaaS, Financial Modeling, Forecasting, Financial Management, Business Strategy, Financial Analysis, Salesforce.com, Budgeting, Due Diligence, Process Engineering, Business Analysis, Business Process, Corporate Finance, Business Process..., ERP, Team Building, Private Equity, Team Leadership, Management Consulting, Business Management, SOX, Internal Controls, Investor Relations, Business Intelligence, MIS, Cash Management, Financial Accounting, Business Modeling, Negotiation, Portfolio Management, Budgets, Management, Corporate Development, Mergers & Acquisitions, Finance, Enterprise Software, Professional Services, Leadership, Strategic Financial...
Education
The University of Connecticut School of Business 1988 — 1991
MBA, Finance
Marist College 1982 — 1986
BS, Finance and Accounting
4th Source October 2013 - Present
Platinum Crush, Inc May 2011 - Present
Twisted Lens LLC July 2013 - Present
JobOn October 2011 - June 2012
Metastorm April 2000 - May 2011
Legg Mason January 1998 - December 2000
XDB Systems January 1996 - December 1998
Passport Corporation 1994 - 1996
PaineWebber 1986 - 1994
Skills
Mergers, Accounting, Audit Committee, Valuation, Contract Negotiation, Process Improvement, Strategic Planning, Financial Reporting, Financial Planning, Business Planning, Start-ups, SaaS, Financial Modeling, Forecasting, Financial Management, Business Strategy, Financial Analysis, Salesforce.com, Budgeting, Due Diligence, Process Engineering, Business Analysis, Business Process, Corporate Finance, Business Process..., ERP, Team Building, Private Equity, Team Leadership, Management Consulting, Business Management, SOX, Internal Controls, Investor Relations, Business Intelligence, MIS, Cash Management, Financial Accounting, Business Modeling, Negotiation, Portfolio Management, Budgets, Management, Corporate Development, Mergers & Acquisitions, Finance, Enterprise Software, Professional Services, Leadership, Strategic Financial...
Education
The University of Connecticut School of Business 1988 — 1991
MBA, Finance
Marist College 1982 — 1986
BS, Finance and Accounting
Justin Harris Justin Harris's Legg Mason Experience January 1998 - January 2000
Job Senior Solutions Architect at Binary Tree The SMART Migration Company
Industry Information Technology and Services
Experience
Binary Tree - The SMART Migration Company January 2015 - Present
Verizon Business September 2009 - January 2015
Pluralsight 2015 - 2015
Pluralsight 2015 - 2015
TBS April 2008 - September 2009
Daytona International Speedway September 2005 - March 2008
EA Sports 2003 - 2004
Harland Clarke January 2000 - January 2003
Legg Mason January 1998 - January 2000
Skills
Virtualization, Active Directory, Microsoft Exchange, VMware, ITIL, Infrastructure, DNS, Hyper-V, Blackberry Enterprise..., Cluster, VMware ESX, Data Center, Microsoft SQL Server, Windows Server, IT Management, Enterprise Architecture, SCCM, Integration
Education
Lynn University 2014 — 2016
Master of Business Administration (M.B.A.), Marketing
University of Maryland University College 2011 — 2014
Bachelor of Science (BS), Information Technology
MCM 2012 — 2012
Computer Information Technology
MCM
MVP Exchange
Binary Tree - The SMART Migration Company January 2015 - Present
Verizon Business September 2009 - January 2015
Pluralsight 2015 - 2015
Pluralsight 2015 - 2015
TBS April 2008 - September 2009
Daytona International Speedway September 2005 - March 2008
EA Sports 2003 - 2004
Harland Clarke January 2000 - January 2003
Legg Mason January 1998 - January 2000
Skills
Virtualization, Active Directory, Microsoft Exchange, VMware, ITIL, Infrastructure, DNS, Hyper-V, Blackberry Enterprise..., Cluster, VMware ESX, Data Center, Microsoft SQL Server, Windows Server, IT Management, Enterprise Architecture, SCCM, Integration
Education
Lynn University 2014 — 2016
Master of Business Administration (M.B.A.), Marketing
University of Maryland University College 2011 — 2014
Bachelor of Science (BS), Information Technology
MCM 2012 — 2012
Computer Information Technology
MCM
MVP Exchange
Kijana Mack Kijana Mack's Legg Mason Experience December 2003 - April 2004
Job Credit Risk Emerging Markets, Trade Finance Hedge Funds and CLOs
Industry Investment Management
Experience
IIG Capital LLC June 2015 - Present
Moody's Investors Service September 2010 - May 2015
Cambridge Associates June 2005 - August 2010
Morgan Stanley Investment Management May 2004 - June 2005
Legg Mason December 2003 - April 2004
Skills
Equities, Fixed Income, Hedge Funds, Private Equity, Alternative Investments, Capital Markets, Equity Research, Portfolio Management, Asset Managment, Asset Allocation, Investments, Bloomberg, Barclays Point, Datastream, Natural Resources, Coal, Base Metals, Precious Metals, Oil & Gas Industry, Asset Management
Education
Loyola College in Maryland
Master of Business Administration (M.B.A.), Finance
Morgan State University
Bachelor of Science (B.S.), Finance
IIG Capital LLC June 2015 - Present
Moody's Investors Service September 2010 - May 2015
Cambridge Associates June 2005 - August 2010
Morgan Stanley Investment Management May 2004 - June 2005
Legg Mason December 2003 - April 2004
Skills
Equities, Fixed Income, Hedge Funds, Private Equity, Alternative Investments, Capital Markets, Equity Research, Portfolio Management, Asset Managment, Asset Allocation, Investments, Bloomberg, Barclays Point, Datastream, Natural Resources, Coal, Base Metals, Precious Metals, Oil & Gas Industry, Asset Management
Education
Loyola College in Maryland
Master of Business Administration (M.B.A.), Finance
Morgan State University
Bachelor of Science (B.S.), Finance
Tayana Harrison Tayana Harrison's Legg Mason Experience June 2012 - August 2012
Job Business System Consultant at Booz Allen Hamilton
Industry Government Relations
Experience
Booz Allen Hamilton April 2015 - Present
JPMorgan Chase February 2014 - March 2015
Legg Mason June 2012 - August 2012
The Washington Center June 2011 - August 2011
Skills
Financial Analysis, Tax, Business Development, Public Speaking, Teamwork, Financial Reporting, Budgets, Access, Training, Accounting, Auditing, Leadership, PowerPoint, Microsoft Excel, Account Reconciliation, Internal Controls, Microsoft Word
Education
Morgan State University 2009 — 2012
Bachelor of Science (B.S.), Finance
Morgan State University 2009 — 2012
Bachelor of Science, Finance
Booz Allen Hamilton April 2015 - Present
JPMorgan Chase February 2014 - March 2015
Legg Mason June 2012 - August 2012
The Washington Center June 2011 - August 2011
Skills
Financial Analysis, Tax, Business Development, Public Speaking, Teamwork, Financial Reporting, Budgets, Access, Training, Accounting, Auditing, Leadership, PowerPoint, Microsoft Excel, Account Reconciliation, Internal Controls, Microsoft Word
Education
Morgan State University 2009 — 2012
Bachelor of Science (B.S.), Finance
Morgan State University 2009 — 2012
Bachelor of Science, Finance
Dawn Pfaff Dawn Pfaff's Legg Mason Experience June 1987 - February 1990
Job Trader/Portfolio Assistant at D.F. Dent & Company
Industry Financial Services
Experience
D.F. Dent & Company September 2010 - Present
SMITH BARNEY September 2006 - February 2009
Wachovia Securities Financial Network June 2004 - June 2006
Deutsche Bank February 1990 - June 2004
Legg Mason June 1987 - February 1990
Skills
Investments, Microsoft Excel, Portfolio Management, Equities, Asset Management, Mutual Funds, Banking, Financial Services, Series 7, Hedge Funds, Moxy, APX, QuickBooks, Data Exchange, PowerPoint, ACD, Accounts Payable, Payroll, Human Resources, Office Management
Education
McDaniel College
Business Administration and Management, General
D.F. Dent & Company September 2010 - Present
SMITH BARNEY September 2006 - February 2009
Wachovia Securities Financial Network June 2004 - June 2006
Deutsche Bank February 1990 - June 2004
Legg Mason June 1987 - February 1990
Skills
Investments, Microsoft Excel, Portfolio Management, Equities, Asset Management, Mutual Funds, Banking, Financial Services, Series 7, Hedge Funds, Moxy, APX, QuickBooks, Data Exchange, PowerPoint, ACD, Accounts Payable, Payroll, Human Resources, Office Management
Education
McDaniel College
Business Administration and Management, General
Carl Reisen, MBA Carl Reisen, MBA's Legg Mason Experience July 1998 - November 2004
Job Growth Leader ✔ Performance Coach ✔ Strategy Consultant to Financial Services ✔ Oechsli Institute ✔.
Industry Financial Services
Experience
The Oechsli Institute (Affiliation) June 2008 - Present
Hilliard Lyons November 2004 - April 2008
Legg Mason July 1998 - November 2004
Prudential Financial March 1990 - June 1998
Merrill Lynch October 1984 - March 1990
Sullair, LLC August 1976 - October 1984
Procter & Gamble March 1972 - June 1974
Skills
Leadership, Business Development, Management, Financial Services, Business Planning, Finance, Strategic Planning, Financial Advisory, Sales, Investments, Training, Organizational..., Marketing, Management Consulting, Mergers & Acquisitions, Business Analysis, Coaching, Insurance, Executive Coaching, Leadership Development, Business Process..., Business Strategy, Team Building, Strategy, Public Speaking, Marketing Strategy, New Business Development, P&L Management, Social Media Marketing
Education
Rensselaer Polytechnic Institute 1975 — 1976
Master of Business Administration (MBA), Business Administration and Management
University of Pittsburgh
Bachelor of Arts (B.A.), Political Science and Government
Michigan State University 2005 — 2006
Chartered Wealth Advisor-Certificate, Estate and Wealth Strategies Institute
Wharton School, University of Pennsylvania 2004 — 2006
Executive Education Certificate, Securities Industry Institute
EARJ-Rio de Janeiro, Brazil
Primary
The Oechsli Institute (Affiliation) June 2008 - Present
Hilliard Lyons November 2004 - April 2008
Legg Mason July 1998 - November 2004
Prudential Financial March 1990 - June 1998
Merrill Lynch October 1984 - March 1990
Sullair, LLC August 1976 - October 1984
Procter & Gamble March 1972 - June 1974
Skills
Leadership, Business Development, Management, Financial Services, Business Planning, Finance, Strategic Planning, Financial Advisory, Sales, Investments, Training, Organizational..., Marketing, Management Consulting, Mergers & Acquisitions, Business Analysis, Coaching, Insurance, Executive Coaching, Leadership Development, Business Process..., Business Strategy, Team Building, Strategy, Public Speaking, Marketing Strategy, New Business Development, P&L Management, Social Media Marketing
Education
Rensselaer Polytechnic Institute 1975 — 1976
Master of Business Administration (MBA), Business Administration and Management
University of Pittsburgh
Bachelor of Arts (B.A.), Political Science and Government
Michigan State University 2005 — 2006
Chartered Wealth Advisor-Certificate, Estate and Wealth Strategies Institute
Wharton School, University of Pennsylvania 2004 — 2006
Executive Education Certificate, Securities Industry Institute
EARJ-Rio de Janeiro, Brazil
Primary
Rick Rubin, CFA Rick Rubin, CFA's Legg Mason Experience December 1998 - June 2003
Job Portfolio Manager at Hardesty Capital Management
Industry Financial Services
Experience
Hardesty Capital Management April 2015 - Present
PNC Wealth Management February 2009 - April 2015
PNC Advisors June 2003 - February 2009
Legg Mason December 1998 - June 2003
USF&G Realty Advisors 1996 - 1998
C.W. Amos & Company, LLC June 1993 - August 1996
Skills
Portfolio Management, High Net Worth..., Investment Advisory, Investments, Accounting, CPA
Education
Loyola University Maryland 1997 — 1998
Master of Business Administration (MBA), Finance, General
Towson University 1989 — 1993
Bachelor of Science (BS), Accounting
RHS
Hardesty Capital Management April 2015 - Present
PNC Wealth Management February 2009 - April 2015
PNC Advisors June 2003 - February 2009
Legg Mason December 1998 - June 2003
USF&G Realty Advisors 1996 - 1998
C.W. Amos & Company, LLC June 1993 - August 1996
Skills
Portfolio Management, High Net Worth..., Investment Advisory, Investments, Accounting, CPA
Education
Loyola University Maryland 1997 — 1998
Master of Business Administration (MBA), Finance, General
Towson University 1989 — 1993
Bachelor of Science (BS), Accounting
RHS
Katie Leach's Legg Mason Experience September 2007 - May 2008
Job Marketing Supervisor at Comcast Spotlight
Industry Marketing and Advertising
Experience
Comcast Spotlight May 2012 - Present
Comcast Spotlight January 2009 - May 2012
Legg Mason September 2007 - May 2008
Comcast Spotlight June 2007 - August 2007
Skills
Media Planning, Integrated Marketing, Marketing Strategy, Media Buying, Advertising, Digital Marketing, Digital Media, Online Advertising, Advertising Sales, Email Marketing, Marketing Communications, Social Media Marketing, Lead Generation, Mobile Marketing, SEM, Marketing, Direct Marketing, Interactive Marketing, Online Marketing
Education
Loyola University Maryland 2004 — 2008
BBA, Marketing
Sacred Heart Academy 2000 — 2004
Comcast Spotlight May 2012 - Present
Comcast Spotlight January 2009 - May 2012
Legg Mason September 2007 - May 2008
Comcast Spotlight June 2007 - August 2007
Skills
Media Planning, Integrated Marketing, Marketing Strategy, Media Buying, Advertising, Digital Marketing, Digital Media, Online Advertising, Advertising Sales, Email Marketing, Marketing Communications, Social Media Marketing, Lead Generation, Mobile Marketing, SEM, Marketing, Direct Marketing, Interactive Marketing, Online Marketing
Education
Loyola University Maryland 2004 — 2008
BBA, Marketing
Sacred Heart Academy 2000 — 2004
Roger Zeller Roger Zeller's Legg Mason Experience October 1997 - April 2000
Job Operations Management
Industry Marketing and Advertising
Experience
Zellermedia January 2004 - Present
Keystone Printed Specialties February 2000 - May 2004
Legg Mason October 1997 - April 2000
MetLife February 1994 - September 1997
Skills
Social Media Marketing, eCommerce, Graphic Design, Social Media, Online Advertising, Advertising, Web Design, Blogging, Email Marketing, Online Marketing, Digital Marketing, SEO, Brand Development, Website Development, Marketing Communications, Facebook, Social Networking, Marketing Strategy
Education
Marywood University 1983 — 1986
Bachelor of Science (BS), Communications
Zellermedia January 2004 - Present
Keystone Printed Specialties February 2000 - May 2004
Legg Mason October 1997 - April 2000
MetLife February 1994 - September 1997
Skills
Social Media Marketing, eCommerce, Graphic Design, Social Media, Online Advertising, Advertising, Web Design, Blogging, Email Marketing, Online Marketing, Digital Marketing, SEO, Brand Development, Website Development, Marketing Communications, Facebook, Social Networking, Marketing Strategy
Education
Marywood University 1983 — 1986
Bachelor of Science (BS), Communications
Troy D. Brewer's Legg Mason Experience June 1994 - June 2000
Job Senior Vice President Investment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
The Brewer Investment Group of Wells Fargo Advisors, LLC. January 2014 - Present
The Brewer Investment Group of Wells Fargo Advisors, LLC. November 2010 - January 2014
UBS Financial Services June 2000 - November 2010
Legg Mason June 1994 - June 2000
Skills
Retirement Planning -..., Wealth Management..., Asset Management, Financial Advisory
Education
Loyola College in Maryland 1985 — 1990
MBA - Finance
University of Maryland - College Park 1979 — 1982
Bachelor of Science (BS), Industrial Technology
The Brewer Investment Group of Wells Fargo Advisors, LLC. January 2014 - Present
The Brewer Investment Group of Wells Fargo Advisors, LLC. November 2010 - January 2014
UBS Financial Services June 2000 - November 2010
Legg Mason June 1994 - June 2000
Skills
Retirement Planning -..., Wealth Management..., Asset Management, Financial Advisory
Education
Loyola College in Maryland 1985 — 1990
MBA - Finance
University of Maryland - College Park 1979 — 1982
Bachelor of Science (BS), Industrial Technology
Dan Szumla's Legg Mason Experience May 2008 - December 2008
Job Implementation Analyst at Select Medical
Industry Hospital & Health Care
Experience
Select Medical Corporation October 2010 - Present
Select Medical April 2009 - October 2010
Legg Mason May 2008 - December 2008
Skills
Healthcare Information..., EMR, HIPAA, HL7, Software Documentation, Software Implementation, SharePoint
Education
Messiah College 2004 — 2008
Bachelor of Science (B.S.), Management Information Systems and Services
Select Medical Corporation October 2010 - Present
Select Medical April 2009 - October 2010
Legg Mason May 2008 - December 2008
Skills
Healthcare Information..., EMR, HIPAA, HL7, Software Documentation, Software Implementation, SharePoint
Education
Messiah College 2004 — 2008
Bachelor of Science (B.S.), Management Information Systems and Services
Jared King Jared King's Legg Mason Experience October 2014 - Present
Job Business Development at Legg Mason
Industry Investment Management
Experience
Legg Mason October 2014 - Present
OppenheimerFunds November 2013 - October 2014
OppenheimerFunds May 2013 - November 2013
Wells Fargo Advisors LLC September 2011 - April 2013
Skills
Retirement Planning, Investments, Series 7, Loans, Finance, Mutual Funds, Mortgage Lending, Insurance, Asset Allocation, Banking, Portfolio Management, Capital Markets, Equities, Wealth Management
Education
Midwestern State University 2002 — 2007
BS
Legg Mason October 2014 - Present
OppenheimerFunds November 2013 - October 2014
OppenheimerFunds May 2013 - November 2013
Wells Fargo Advisors LLC September 2011 - April 2013
Skills
Retirement Planning, Investments, Series 7, Loans, Finance, Mutual Funds, Mortgage Lending, Insurance, Asset Allocation, Banking, Portfolio Management, Capital Markets, Equities, Wealth Management
Education
Midwestern State University 2002 — 2007
BS
Moira Donovan Moira Donovan's Legg Mason Experience 2003 - 2004
Job Compliance Professional
Industry Financial Services
Experience
Self-employed June 2012 - Present
SC&H Capital June 2012 - Present
Legg Mason Capital Management 2004 - 2007
Legg Mason 2003 - 2004
Legg Mason 1999 - 2003
Deutsche Bank 1996 - 1999
Education
Loyola College in Maryland
Masters of Business Administration, Finance Concentration
Loyola College in Maryland
Bachelor of Business Administration, Finance, General
Self-employed June 2012 - Present
SC&H Capital June 2012 - Present
Legg Mason Capital Management 2004 - 2007
Legg Mason 2003 - 2004
Legg Mason 1999 - 2003
Deutsche Bank 1996 - 1999
Education
Loyola College in Maryland
Masters of Business Administration, Finance Concentration
Loyola College in Maryland
Bachelor of Business Administration, Finance, General
Patrick Coyne Patrick Coyne's Legg Mason Experience 2004 - 2010
Job Managing Director, Head of Marketing at Alpine Funds
Industry Financial Services
Experience
Alpine Woods Capital Investors July 2011 - Present
Calamos Investments November 2010 - July 2011
Legg Mason 2004 - 2010
PIMCO 2000 - 2004
OppenheimerFunds 1997 - 2000
Scudder Investments 1992 - 1997
Skills
Equities, Marketing, Relationship Management, Advertising, Positioning, Brand Management, Business Strategy, New Business Development, Finance, Collateral, Sales, Strategy, Public Speaking, Content Management, Asset Management, Financial Services, Investments, Management, Series 7, Fixed Income, Series 63, Alternative Investments
Education
Marist College 1987 — 1991
B.S, Business Administration; Finance
John. S. Burke 1983 — 1987
High School
Alpine Woods Capital Investors July 2011 - Present
Calamos Investments November 2010 - July 2011
Legg Mason 2004 - 2010
PIMCO 2000 - 2004
OppenheimerFunds 1997 - 2000
Scudder Investments 1992 - 1997
Skills
Equities, Marketing, Relationship Management, Advertising, Positioning, Brand Management, Business Strategy, New Business Development, Finance, Collateral, Sales, Strategy, Public Speaking, Content Management, Asset Management, Financial Services, Investments, Management, Series 7, Fixed Income, Series 63, Alternative Investments
Education
Marist College 1987 — 1991
B.S, Business Administration; Finance
John. S. Burke 1983 — 1987
High School
Harvey Horsey Harvey Horsey's Legg Mason Experience June 2008 - January 2011
Job Senior Securities Analyst at Wells Fargo
Industry Financial Services
Experience
Wells Fargo November 2012 - Present
Morgan Stanley 2011 - 2012
Legg Mason June 2008 - January 2011
Skills
Securities
Education
McDaniel College
Bachelor's degree, Political Science and Government
Wells Fargo November 2012 - Present
Morgan Stanley 2011 - 2012
Legg Mason June 2008 - January 2011
Skills
Securities
Education
McDaniel College
Bachelor's degree, Political Science and Government
Iyarnna Travers Iyarnna Travers's Legg Mason Experience July 2007 - 2011
Job Director,Client Services at Capitol Concierge
Industry Hospitality
Experience
Capitol Concierge March 2013 - Present
Accountemps November 2011 - February 2012
Legg Mason July 2007 - 2011
Brinker International October 2002 - May 2008
Communities Organized to Improve Life September 2005 - February 2007
Skills
Recruiting, Payroll, Onboarding, Customer Service, Employee Relations, Interviews, Leadership, Marketing, Employee Benefits, Employee Training, Talent Acquisition, Applicant Tracking..., Hiring, Account Reconciliation, Networking, Human Resources, Community Outreach, Fixed Income, Sales, District Management, District Sales..., Microsoft Word, Microsoft Excel, Microsoft Office, Management, Vendor Management, Account Management, Vendor Relationships, Training
Education
Morgan State University 2001 — 2006
BSW, Social work
Morgan State University
Capitol Concierge March 2013 - Present
Accountemps November 2011 - February 2012
Legg Mason July 2007 - 2011
Brinker International October 2002 - May 2008
Communities Organized to Improve Life September 2005 - February 2007
Skills
Recruiting, Payroll, Onboarding, Customer Service, Employee Relations, Interviews, Leadership, Marketing, Employee Benefits, Employee Training, Talent Acquisition, Applicant Tracking..., Hiring, Account Reconciliation, Networking, Human Resources, Community Outreach, Fixed Income, Sales, District Management, District Sales..., Microsoft Word, Microsoft Excel, Microsoft Office, Management, Vendor Management, Account Management, Vendor Relationships, Training
Education
Morgan State University 2001 — 2006
BSW, Social work
Morgan State University
Mike DeMilio's Legg Mason Experience February 2015 - Present
Job VP, Marketing Program Manager at Legg Mason
Industry Financial Services
Experience
Legg Mason February 2015 - Present
AIG Advisor Group January 2008 - February 2015
AIG Advisor Group January 2005 - January 2008
AIG Advisor Group January 2004 - January 2005
sage life 2001 - 2002
Skills
Program Management, Wealth Management, Investment Advisory, Financial Services, Mutual Funds, Securities, Asset Allocation, Retirement Planning, Asset Management, Retirement, Investments, Fixed Annuities, Portfolio Management, Investment Strategies, Analysis, Financial Advisory, Separately Managed..., Finance, ETFs
Education
Iona College 2009 — 2013
MBA, Marketing
Marist College 1993 — 1997
Bachelor of Science (BS), Business Administration
Legg Mason February 2015 - Present
AIG Advisor Group January 2008 - February 2015
AIG Advisor Group January 2005 - January 2008
AIG Advisor Group January 2004 - January 2005
sage life 2001 - 2002
Skills
Program Management, Wealth Management, Investment Advisory, Financial Services, Mutual Funds, Securities, Asset Allocation, Retirement Planning, Asset Management, Retirement, Investments, Fixed Annuities, Portfolio Management, Investment Strategies, Analysis, Financial Advisory, Separately Managed..., Finance, ETFs
Education
Iona College 2009 — 2013
MBA, Marketing
Marist College 1993 — 1997
Bachelor of Science (BS), Business Administration
Shelley Bliss's Legg Mason Experience August 1999 - June 2011
Job Assistant Vice President; Program/Project Manager, Corporate IT Systems
Industry Information Technology and Services
Experience
T. Rowe Price August 2013 - Present
Loyola University Maryland January 2008 - Present
GP Strategies Corporation June 2011 - May 2013
Legg Mason August 1999 - June 2011
Healthcare Management Technologies/Mercy Ventures 1996 - 1999
Skills
Public Speaking, Program Management, Training, Project Management, Web Services, Visio, Business Analysis, Leadership, IT Management, Strategic Planning, SDLC, Analysis, Microsoft Office, Data Analysis, Change Management, PowerPoint, E-Learning, Process Improvement, Enterprise Software, SharePoint, Team Leadership, CRM, Cross-functional Team...
Education
Loyola University Maryland
M.B.A., Management
The Johns Hopkins University
M.I.S., e-Commerce
Towson University
B.S., Healthcare Administration
T. Rowe Price August 2013 - Present
Loyola University Maryland January 2008 - Present
GP Strategies Corporation June 2011 - May 2013
Legg Mason August 1999 - June 2011
Healthcare Management Technologies/Mercy Ventures 1996 - 1999
Skills
Public Speaking, Program Management, Training, Project Management, Web Services, Visio, Business Analysis, Leadership, IT Management, Strategic Planning, SDLC, Analysis, Microsoft Office, Data Analysis, Change Management, PowerPoint, E-Learning, Process Improvement, Enterprise Software, SharePoint, Team Leadership, CRM, Cross-functional Team...
Education
Loyola University Maryland
M.B.A., Management
The Johns Hopkins University
M.I.S., e-Commerce
Towson University
B.S., Healthcare Administration
Paul Metzger's Legg Mason Experience October 1993 - January 2012
Job Director at DST Brokerage Solutions
Industry Financial Services
Experience
DST Brokerage Solutions January 2012 - Present
Legg Mason October 1993 - January 2012
Alex. Brown & Sons March 1990 - October 1993
Skills
Asset Management, Cloud Computing, Disaster Recovery, Data Center, Financial Services, IT Strategy, Integration, Leadership, Management, Organizational..., Outsourcing, Portfolio Management, Process Improvement, Program Management, Project Management, SDLC, Software Development, Strategic Planning, Strategy, Vendor Management
Education
Loyola University Maryland 1984 — 1990
BS, Computer Science
DST Brokerage Solutions January 2012 - Present
Legg Mason October 1993 - January 2012
Alex. Brown & Sons March 1990 - October 1993
Skills
Asset Management, Cloud Computing, Disaster Recovery, Data Center, Financial Services, IT Strategy, Integration, Leadership, Management, Organizational..., Outsourcing, Portfolio Management, Process Improvement, Program Management, Project Management, SDLC, Software Development, Strategic Planning, Strategy, Vendor Management
Education
Loyola University Maryland 1984 — 1990
BS, Computer Science
Jessica Fiorenza Jessica Fiorenza's Legg Mason Experience December 2007 - December 2008
Job Marketing Associate, MIAC Mortgage Industry Advisory Corporation
Industry Financial Services
Experience
MIAC - Mortgage Industry Advisory Corporation October 2009 - Present
Sony Music Entertainment January 2009 - April 2009
Legg Mason December 2007 - December 2008
Legg Mason May 2007 - December 2007
Skills
Marketing Communications, Digital Marketing, Project Management, CRM, Marketing, Event Management, Lead Generation, Change Management, ExactTarget, Fixed Income, Product Management, Public Relations, Google Analytics, Sales, Web Content Management, Google Adwords, Advertising, Business Development, Microsoft Excel, Brand Development..., Vendor Relationships, Microsoft CRM, SEO, CoreMotives, Product Development, Silverpop, Product Communication, Jigsaw, Vendor Management, Virtual Data Rooms, Cloud Applications, WordPress
Education
Marist College 2005 — 2009
Bachelors of Science, Business Administration- International
Universitat d'Alacant 2007 — 2007
International Business
Plainedge High School 2001 — 2005
MIAC - Mortgage Industry Advisory Corporation October 2009 - Present
Sony Music Entertainment January 2009 - April 2009
Legg Mason December 2007 - December 2008
Legg Mason May 2007 - December 2007
Skills
Marketing Communications, Digital Marketing, Project Management, CRM, Marketing, Event Management, Lead Generation, Change Management, ExactTarget, Fixed Income, Product Management, Public Relations, Google Analytics, Sales, Web Content Management, Google Adwords, Advertising, Business Development, Microsoft Excel, Brand Development..., Vendor Relationships, Microsoft CRM, SEO, CoreMotives, Product Development, Silverpop, Product Communication, Jigsaw, Vendor Management, Virtual Data Rooms, Cloud Applications, WordPress
Education
Marist College 2005 — 2009
Bachelors of Science, Business Administration- International
Universitat d'Alacant 2007 — 2007
International Business
Plainedge High School 2001 — 2005
Paul Ebert's Legg Mason Experience June 2008 - December 2010
Job Solutions Consultant, AVP
Industry Investment Management
Experience
T. Rowe Price June 2013 - Present
Eze Software Group December 2012 - May 2013
T. Rowe Price December 2010 - January 2013
Legg Mason June 2008 - December 2010
Skills
QlikView, QlikView Development, Equities, Business Intelligence, Asset Management, Business Analysis, Investments, Data Analytics, Portfolio Management, Investment Management, Unix, SQL, Trading Systems, Performance Benchmarking, Trading, Mutual Funds, Bloomberg, Asset Allocation, Market Data, Reference Data, Finance, Due Diligence, Fixed Income, Analysis, Google Analytics, Google Adwords, agile scrum, Product Development, Product Design
Education
Johns Hopkins University - Carey School of Business 2009 — 2012
Masters, Information Systems
Loyola University Maryland 2004 — 2008
B.B.A, Finance and International Business
Governor Livingston High School 2000 — 2004
T. Rowe Price June 2013 - Present
Eze Software Group December 2012 - May 2013
T. Rowe Price December 2010 - January 2013
Legg Mason June 2008 - December 2010
Skills
QlikView, QlikView Development, Equities, Business Intelligence, Asset Management, Business Analysis, Investments, Data Analytics, Portfolio Management, Investment Management, Unix, SQL, Trading Systems, Performance Benchmarking, Trading, Mutual Funds, Bloomberg, Asset Allocation, Market Data, Reference Data, Finance, Due Diligence, Fixed Income, Analysis, Google Analytics, Google Adwords, agile scrum, Product Development, Product Design
Education
Johns Hopkins University - Carey School of Business 2009 — 2012
Masters, Information Systems
Loyola University Maryland 2004 — 2008
B.B.A, Finance and International Business
Governor Livingston High School 2000 — 2004
Kaya Smith Kaya Smith's Legg Mason Experience June 2005 - February 2007
Job Sr. Systems Admin at University of Maryland, Baltimore
Industry Computer Software
Experience
University of Maryland, Baltimore February 2012 - Present
EGO Productions, LLC April 2007 - Present
Bowie State University December 2008 - February 2012
CSC February 2007 - December 2008
Legg Mason June 2005 - February 2007
Black & Decker May 2004 - June 2005
Skills
Databases, Visio, SharePoint, System Administration, SQL, Management, Research, Linux, Microsoft SQL Server, Social Networking, Process Improvement, Project Management, Integration, Social Media, Software Documentation, Customer Service, Microsoft Office, Event Planning, Public Speaking, Program Management, JavaScript, Security, Data Analysis, Software Development, Unix, Troubleshooting
Education
Loyola College in Maryland 2001 — 2005
Bachelor of Science (B.S.)
University of Maryland, Baltimore February 2012 - Present
EGO Productions, LLC April 2007 - Present
Bowie State University December 2008 - February 2012
CSC February 2007 - December 2008
Legg Mason June 2005 - February 2007
Black & Decker May 2004 - June 2005
Skills
Databases, Visio, SharePoint, System Administration, SQL, Management, Research, Linux, Microsoft SQL Server, Social Networking, Process Improvement, Project Management, Integration, Social Media, Software Documentation, Customer Service, Microsoft Office, Event Planning, Public Speaking, Program Management, JavaScript, Security, Data Analysis, Software Development, Unix, Troubleshooting
Education
Loyola College in Maryland 2001 — 2005
Bachelor of Science (B.S.)
Randall Zeh's Legg Mason Experience 1995 - 1999
Job Axiom Medical, President
Industry Medical Devices
Experience
Axiom Medical June 2012 - Present
Meditech January 2008 - May 2012
Deutsche Bank Alex. Brown January 2000 - September 2007
Legg Mason 1995 - 1999
Skills
Series 7, Equities, Fixed Income, Securities, Portfolio Management, Asset Managment, Investment Management, Mutual Funds, Investment Advisory, Corporate Finance, Investments, Wealth Management, Asset Allocation, Financial Analysis, Risk Management, Strategic Financial..., Capital Markets, Hedge Funds, Private Equity, Alternative Investments, Series 63, Stem Cell Research, Medical Devices, Investment Banking, Financial Modeling, Asset Management
Education
Marshall University 1989 — 1994
Marketing
Axiom Medical June 2012 - Present
Meditech January 2008 - May 2012
Deutsche Bank Alex. Brown January 2000 - September 2007
Legg Mason 1995 - 1999
Skills
Series 7, Equities, Fixed Income, Securities, Portfolio Management, Asset Managment, Investment Management, Mutual Funds, Investment Advisory, Corporate Finance, Investments, Wealth Management, Asset Allocation, Financial Analysis, Risk Management, Strategic Financial..., Capital Markets, Hedge Funds, Private Equity, Alternative Investments, Series 63, Stem Cell Research, Medical Devices, Investment Banking, Financial Modeling, Asset Management
Education
Marshall University 1989 — 1994
Marketing
Philip Lo Presti's Legg Mason Experience December 2005 - January 2009
Job President
Industry Information Technology and Services
Experience
PGL Enterprises, LLC January 2009 - Present
Bridgewater Associates February 2011 - November 2013
Citi April 2010 - February 2011
Legg Mason December 2005 - January 2009
Citigroup Asset Management 1985 - 2005
Chemical Bank 1983 - 1985
Skills
Data Center, Program Management, Disaster Recovery, Facilities Management, Security, Integration, Vendor Management, Strategy, Project Management, Networking, ITIL, Business Continuity, Cisco Technologies, Risk Management, Management, Cross-functional Team..., Budgets, System Deployment, Technical Support, Process Improvement, Information Technology, Infrastructure, Leadership, PMP, Telecommunications, Asset Management, Change Management, WAN, Mergers & Acquisitions, Project Planning, Engineering, Firewalls
Education
Mercy College 1979 — 1983
bs, music
PGL Enterprises, LLC January 2009 - Present
Bridgewater Associates February 2011 - November 2013
Citi April 2010 - February 2011
Legg Mason December 2005 - January 2009
Citigroup Asset Management 1985 - 2005
Chemical Bank 1983 - 1985
Skills
Data Center, Program Management, Disaster Recovery, Facilities Management, Security, Integration, Vendor Management, Strategy, Project Management, Networking, ITIL, Business Continuity, Cisco Technologies, Risk Management, Management, Cross-functional Team..., Budgets, System Deployment, Technical Support, Process Improvement, Information Technology, Infrastructure, Leadership, PMP, Telecommunications, Asset Management, Change Management, WAN, Mergers & Acquisitions, Project Planning, Engineering, Firewalls
Education
Mercy College 1979 — 1983
bs, music
Brian MacPhail's Legg Mason Experience October 1998 - October 2005
Job Principal at Hutchinson, Shockey, Erley & Co.
Industry Financial Services
Experience
Hutchinson, Shockey, Erley & Co. October 2005 - Present
Legg Mason October 1998 - October 2005
Oppenheimer & Co. 1993 - 1998
Kemper Securities 1986 - 1993
Cape Cod Bank & Trust 1982 - 1986
Skills
Series 7, Portfolio Management, Fixed Income, Trading, Municipalities, Asset Allocation, Bloomberg, Bonds, Series 63, Investments, Financial Modeling, Municipal Bonds, Asset Managment, Alternative Investments, Securities, Valuation, Capital Markets, Credit Analysis, Financial Advisory, Asset Management, Investment Banking
Education
Michigan State University 1978 — 1982
BA, Finance
Hutchinson, Shockey, Erley & Co. October 2005 - Present
Legg Mason October 1998 - October 2005
Oppenheimer & Co. 1993 - 1998
Kemper Securities 1986 - 1993
Cape Cod Bank & Trust 1982 - 1986
Skills
Series 7, Portfolio Management, Fixed Income, Trading, Municipalities, Asset Allocation, Bloomberg, Bonds, Series 63, Investments, Financial Modeling, Municipal Bonds, Asset Managment, Alternative Investments, Securities, Valuation, Capital Markets, Credit Analysis, Financial Advisory, Asset Management, Investment Banking
Education
Michigan State University 1978 — 1982
BA, Finance
Stephanie Novia's Legg Mason Experience June 2007 - August 2007
Job Experienced Benefits Professional
Industry Human Resources
Experience
Sun Products Corporation June 2014 - July 2015
Sun Products Corporation September 2013 - June 2014
Terex April 2012 - September 2013
Aon Hewitt April 2011 - April 2012
Aon Hewitt February 2009 - April 2011
The Warnaco Group, Inc. August 2008 - January 2009
Jim Waters Corp. January 2008 - May 2008
Atlantic Records September 2007 - December 2007
Legg Mason June 2007 - August 2007
Skills
Benefits Administration, Process Improvement, Employee Benefits, Flexible Spending..., Health Savings Accounts, COBRA, ERISA, Welfare Plans, Project Management, Mentoring, Process Development, Continuous Improvement, Health & Welfare, Coaching, Outsourcing, Lean Initiatives, Wellness Programs, Excel, PeopleSoft, Ceridian, Siebel, Crystal Reports, System Testing, User Acceptance Testing, Data Analysis, Requirements Analysis, Documentation
Education
Marist College 2004 — 2008
BS, Magna Cum Laude, Business Administration, Emphasis: Human Resources; Minor: Psychology
Sun Products Corporation June 2014 - July 2015
Sun Products Corporation September 2013 - June 2014
Terex April 2012 - September 2013
Aon Hewitt April 2011 - April 2012
Aon Hewitt February 2009 - April 2011
The Warnaco Group, Inc. August 2008 - January 2009
Jim Waters Corp. January 2008 - May 2008
Atlantic Records September 2007 - December 2007
Legg Mason June 2007 - August 2007
Skills
Benefits Administration, Process Improvement, Employee Benefits, Flexible Spending..., Health Savings Accounts, COBRA, ERISA, Welfare Plans, Project Management, Mentoring, Process Development, Continuous Improvement, Health & Welfare, Coaching, Outsourcing, Lean Initiatives, Wellness Programs, Excel, PeopleSoft, Ceridian, Siebel, Crystal Reports, System Testing, User Acceptance Testing, Data Analysis, Requirements Analysis, Documentation
Education
Marist College 2004 — 2008
BS, Magna Cum Laude, Business Administration, Emphasis: Human Resources; Minor: Psychology
Gareth P. Warren's Legg Mason Experience January 2004 - May 2004
Job Market Vice President at Towne Park
Industry Hospitality
Experience
Towne Park August 2014 - Present
GE Capital, Healthcare Financial Services October 2013 - August 2014
GE Capital, Healthcare Financial Services August 2012 - October 2013
GE Healthcare Financial Services April 2011 - October 2013
GE Capital Markets, Inc. March 2008 - December 2011
GE Commercial Finance September 2005 - March 2008
NAACP Youth & College Division May 2002 - September 2005
Legg Mason January 2004 - May 2004
Skills
Hyperion Enterprise, Strategic Financial..., Finance, Bloomberg, Management Consulting, Microsoft Office, Pricing, Financial Services, Financial Modeling, Lease & Loan Syndication, Leveraged Finance, Asset Based Lending, Relationship Management, Credit Analysis, Project Management, Inclusive Leadership, Financial Analysis, Leadership, Accounting, Analysis, Corporate Finance, Credit, Financial Planning, Forecasting, Management, Managerial Finance, Mergers, Portfolio Management, Program Management, Sales, Strategic Planning, Strategy
Education
The Johns Hopkins University - Carey Business School 2009 — 2011
Master of Business Administration (MBA), Strategic Leadership
Morgan State University 2002 — 2005
Bachelors of Science, Finance
Towne Park August 2014 - Present
GE Capital, Healthcare Financial Services October 2013 - August 2014
GE Capital, Healthcare Financial Services August 2012 - October 2013
GE Healthcare Financial Services April 2011 - October 2013
GE Capital Markets, Inc. March 2008 - December 2011
GE Commercial Finance September 2005 - March 2008
NAACP Youth & College Division May 2002 - September 2005
Legg Mason January 2004 - May 2004
Skills
Hyperion Enterprise, Strategic Financial..., Finance, Bloomberg, Management Consulting, Microsoft Office, Pricing, Financial Services, Financial Modeling, Lease & Loan Syndication, Leveraged Finance, Asset Based Lending, Relationship Management, Credit Analysis, Project Management, Inclusive Leadership, Financial Analysis, Leadership, Accounting, Analysis, Corporate Finance, Credit, Financial Planning, Forecasting, Management, Managerial Finance, Mergers, Portfolio Management, Program Management, Sales, Strategic Planning, Strategy
Education
The Johns Hopkins University - Carey Business School 2009 — 2011
Master of Business Administration (MBA), Strategic Leadership
Morgan State University 2002 — 2005
Bachelors of Science, Finance
Lindsay Cobb's Legg Mason Experience April 2008 - November 2010
Job Institutional Sales & Services at Royce & Associates
Industry Financial Services
Experience
Royce & Associates November 2010 - Present
Legg Mason April 2008 - November 2010
Legg Mason July 2006 - April 2008
Education
Loyola College in Maryland 2000 — 2004
Royce & Associates November 2010 - Present
Legg Mason April 2008 - November 2010
Legg Mason July 2006 - April 2008
Education
Loyola College in Maryland 2000 — 2004
David Bizewski's Legg Mason Experience 2008 - August 2011
Job Vice President OnBoarding at BlackRock
Industry Investment Management
Experience
BlackRock July 2013 - Present
JPMorgan Chase August 2011 - June 2013
Legg Mason 2008 - August 2011
Legg Mason 2006 - 2008
MFS Investment Management 2005 - 2006
State Street Bank 2003 - 2005
Deutsche Bank 2000 - 2003
PFPC Global Fubnd Services 1998 - 2000
Putnam Investments 1997 - 1998
Skills
Budget Analysis, Financial Reporting, Budgeting, Mutual Funds, Finance, Internal Controls, Auditing, Analysis, Fund Accounting, Financial Analysis, Fund Administration, Asset Managment, Corporate Actions, Investments, Fund Of Funds, Alternative Investments, Risk Management, Leadership, Project Management, Fixed Income, Process Improvement, Annual Reports, Global Custody, Service Level Agreements, Budgets, Bloomberg
Education
Southern New Hampshire University 2012 — 2014
Master of Business Administration (M.B.A.), International Finance
Merrimack College 1993 — 1997
BS in Business Administration, Finance and Management Concentrations
BlackRock July 2013 - Present
JPMorgan Chase August 2011 - June 2013
Legg Mason 2008 - August 2011
Legg Mason 2006 - 2008
MFS Investment Management 2005 - 2006
State Street Bank 2003 - 2005
Deutsche Bank 2000 - 2003
PFPC Global Fubnd Services 1998 - 2000
Putnam Investments 1997 - 1998
Skills
Budget Analysis, Financial Reporting, Budgeting, Mutual Funds, Finance, Internal Controls, Auditing, Analysis, Fund Accounting, Financial Analysis, Fund Administration, Asset Managment, Corporate Actions, Investments, Fund Of Funds, Alternative Investments, Risk Management, Leadership, Project Management, Fixed Income, Process Improvement, Annual Reports, Global Custody, Service Level Agreements, Budgets, Bloomberg
Education
Southern New Hampshire University 2012 — 2014
Master of Business Administration (M.B.A.), International Finance
Merrimack College 1993 — 1997
BS in Business Administration, Finance and Management Concentrations
Dawn Sempervive's Legg Mason Experience October 2006 - November 2007
Job Engagement Leader, ERP Initiatives & Strategy, GE Corporate
Industry Financial Services
Experience
GE Corporate September 2014 - Present
Starwood Hotels & Resorts Worldwide, Inc. February 2014 - May 2014
Aon Hewitt October 2013 - November 2013
MasterCard March 2013 - October 2013
Pernod Ricard June 2011 - March 2013
Diageo August 2010 - June 2011
Avon Products January 2010 - May 2010
Diversified Investment Advisors December 2006 - May 2008
Legg Mason October 2006 - November 2007
FactSet Research Systems February 2001 - October 2006
Skills
SDLC, MS Project, Requirements Analysis, Business Intelligence, Visio, Project Management, Agile Methodologies, Analysis, Change Management, Databases, Leadership, Management, Product Management, Project Planning, Quality Assurance, Software Documentation
Education
Mount Saint Mary College
Pace University - Lubin School of Business
Master's degree, Management Information Systems, General
GE Corporate September 2014 - Present
Starwood Hotels & Resorts Worldwide, Inc. February 2014 - May 2014
Aon Hewitt October 2013 - November 2013
MasterCard March 2013 - October 2013
Pernod Ricard June 2011 - March 2013
Diageo August 2010 - June 2011
Avon Products January 2010 - May 2010
Diversified Investment Advisors December 2006 - May 2008
Legg Mason October 2006 - November 2007
FactSet Research Systems February 2001 - October 2006
Skills
SDLC, MS Project, Requirements Analysis, Business Intelligence, Visio, Project Management, Agile Methodologies, Analysis, Change Management, Databases, Leadership, Management, Product Management, Project Planning, Quality Assurance, Software Documentation
Education
Mount Saint Mary College
Pace University - Lubin School of Business
Master's degree, Management Information Systems, General
Cynthia (Gonzalez) Mistretta's Legg Mason Experience December 2005 - January 2007
Job Global Compensation Manager at Starwood Hotels & Resorts Worldwide, Inc.
Industry Entertainment
Experience
Starwood Hotels & Resorts Worldwide, Inc. January 2015 - Present
Starwood Hotels & Resorts Worldwide, Inc. November 2014 - January 2015
Take-Two Interactive Software, Inc. August 2008 - June 2014
Citi January 2007 - May 2008
Legg Mason December 2005 - January 2007
Citigroup Asset Management November 1999 - December 2005
Footstar 1996 - 1999
RIA Group 1995 - 1996
Skills
Compensation, Stock Compensation, Sales Compensation, Salary Review, PeopleSoft, Oracle E-Business Suite, Ultipro, Executive-level..., Global Compensation, HRIS Database Management, Succession Planning, HRIS, Workday, Deferred Compensation, Compensation Structures, Compensation Strategies, Market Pricing, Benchmarking, Compensation, Executive Pay, Salary, Human Resources
Education
Montclair State University 1993 — 1996
MA, Counseling, HR/OD
Penn State University 1988 — 1992
BS, Human Development & Family Studies
Starwood Hotels & Resorts Worldwide, Inc. January 2015 - Present
Starwood Hotels & Resorts Worldwide, Inc. November 2014 - January 2015
Take-Two Interactive Software, Inc. August 2008 - June 2014
Citi January 2007 - May 2008
Legg Mason December 2005 - January 2007
Citigroup Asset Management November 1999 - December 2005
Footstar 1996 - 1999
RIA Group 1995 - 1996
Skills
Compensation, Stock Compensation, Sales Compensation, Salary Review, PeopleSoft, Oracle E-Business Suite, Ultipro, Executive-level..., Global Compensation, HRIS Database Management, Succession Planning, HRIS, Workday, Deferred Compensation, Compensation Structures, Compensation Strategies, Market Pricing, Benchmarking, Compensation, Executive Pay, Salary, Human Resources
Education
Montclair State University 1993 — 1996
MA, Counseling, HR/OD
Penn State University 1988 — 1992
BS, Human Development & Family Studies
Bob Gavin's Legg Mason Experience April 2000 - September 2006
Job Senior Vice President Finance at Cresa
Industry Accounting
Experience
Cresa July 2001 - Present
Videology, Inc. January 2013 - Present
Arthur Bell Certified Public Accountants February 2009 - November 2012
Deutsche Bank September 2006 - January 2009
Legg Mason April 2000 - September 2006
USF&G 1987 - 1994
Skills
Sarbanes-Oxley Act, Banking, Finance, Financial Analysis, Financial Reporting, Private Equity, Hedge Funds, Accounting, Management, Financial Accounting, International Business, Internal Controls, Compensation & Benefit, Mutual Funds
Education
Mount St. Mary's University 1989 — 1994
Master of Business Administration (M.B.A.), International Business
Towson University 1983 — 1987
B.S., Accounting
Sacred Heart
Westminster High School
Cresa July 2001 - Present
Videology, Inc. January 2013 - Present
Arthur Bell Certified Public Accountants February 2009 - November 2012
Deutsche Bank September 2006 - January 2009
Legg Mason April 2000 - September 2006
USF&G 1987 - 1994
Skills
Sarbanes-Oxley Act, Banking, Finance, Financial Analysis, Financial Reporting, Private Equity, Hedge Funds, Accounting, Management, Financial Accounting, International Business, Internal Controls, Compensation & Benefit, Mutual Funds
Education
Mount St. Mary's University 1989 — 1994
Master of Business Administration (M.B.A.), International Business
Towson University 1983 — 1987
B.S., Accounting
Sacred Heart
Westminster High School
Patrick McAuliffe's Legg Mason Experience April 2007 - September 2009
Job Sr Business Analyst at U.S. Pharmacopeia
Industry Financial Services
Experience
U.S. Pharmacopeia January 2015 - Present
Fiserv January 2012 - September 2014
Social Security Administration September 2009 - December 2011
Legg Mason April 2007 - September 2009
Skills
Visio, Requirements Analysis, Business Analysis, SDLC, SharePoint, Requirements Gathering, Process Improvement, Integration, Project Management, Software Documentation, Analysis, Program Management, Vendor Management, MS Project
Education
Loyola University Maryland 2006 — 2008
M.B.A., Management Information Systems
York College of Pennsylvania 2001 — 2005
Bachelor of Science (B.S.), Business Administration and Management, General
U.S. Pharmacopeia January 2015 - Present
Fiserv January 2012 - September 2014
Social Security Administration September 2009 - December 2011
Legg Mason April 2007 - September 2009
Skills
Visio, Requirements Analysis, Business Analysis, SDLC, SharePoint, Requirements Gathering, Process Improvement, Integration, Project Management, Software Documentation, Analysis, Program Management, Vendor Management, MS Project
Education
Loyola University Maryland 2006 — 2008
M.B.A., Management Information Systems
York College of Pennsylvania 2001 — 2005
Bachelor of Science (B.S.), Business Administration and Management, General
Oran Walsh's Legg Mason Experience October 2010 - Present
Job Vice President National Account Manager at Legg Mason
Industry Investment Management
Experience
Legg Mason October 2010 - Present
Neuberger Berman January 2009 - November 2010
Neuberger Berman April 2006 - December 2008
Lazard Asset Management August 2004 - April 2006
Skills
Mutual Funds, Financial Services, Fixed Annuities, Retirement, FINRA
Education
Loyola University Maryland 2000 — 2004
Legg Mason October 2010 - Present
Neuberger Berman January 2009 - November 2010
Neuberger Berman April 2006 - December 2008
Lazard Asset Management August 2004 - April 2006
Skills
Mutual Funds, Financial Services, Fixed Annuities, Retirement, FINRA
Education
Loyola University Maryland 2000 — 2004
Stephen Riebe ChFC's Legg Mason Experience November 1999 - February 2006
Job RiebePumo Group. First Vice President Investments UBS Financial Services Inc.
Industry Investment Management
Experience
UBS Wealth Management October 2011 - Present
Morgan Stanley Smith Barney November 1999 - October 2011
Legg Mason November 1999 - February 2006
Merrill Lynch June 1993 - November 1999
Education
Michigan State University 1979 — 1984
Bachler of Science, Urban Policy, Political Science
The American College
Personal Financial Planning, Charter Financial Consultant
UBS Wealth Management October 2011 - Present
Morgan Stanley Smith Barney November 1999 - October 2011
Legg Mason November 1999 - February 2006
Merrill Lynch June 1993 - November 1999
Education
Michigan State University 1979 — 1984
Bachler of Science, Urban Policy, Political Science
The American College
Personal Financial Planning, Charter Financial Consultant
Mike Visconti's Legg Mason Experience June 2002 - January 2004
Job Director Risk Assurance at PwC
Industry Management Consulting
Experience
PwC September 2011 - Present
Griesmeyer and Associates October 2008 - September 2011
PricewaterhouseCoopers June 2004 - October 2008
Legg Mason June 2002 - January 2004
Skills
Management Consulting, Auditing, Risk Management, Management, Financial Services, Business Process..., IT Audit, Process Improvement, Accounting, Financial Risk, Internal Audit, Corporate Finance, Investments, Governance, Financial Analysis, Team Building, Nonprofits, Finance, New Business Development, Business Analysis, Budgets, Business Process, Enterprise Risk..., Financial Accounting, Due Diligence, Strategy, Risk Assessment, Financial Reporting, Business Strategy, Financial Modeling, Coaching, Valuation, Internal Controls, Sarbanes-Oxley Act, Mergers & Acquisitions, Strategic Planning, COSO, GAAP, IFRS, Sarbanes-Oxley, Big 4, Assurance, Analysis, SOX 404, External Audit, US GAAP, SEC filings
Education
Loyola University Maryland 1998 — 2002
St. Anthony's 1994 — 1998
Certified Internal Auditor ("CIA")
PwC September 2011 - Present
Griesmeyer and Associates October 2008 - September 2011
PricewaterhouseCoopers June 2004 - October 2008
Legg Mason June 2002 - January 2004
Skills
Management Consulting, Auditing, Risk Management, Management, Financial Services, Business Process..., IT Audit, Process Improvement, Accounting, Financial Risk, Internal Audit, Corporate Finance, Investments, Governance, Financial Analysis, Team Building, Nonprofits, Finance, New Business Development, Business Analysis, Budgets, Business Process, Enterprise Risk..., Financial Accounting, Due Diligence, Strategy, Risk Assessment, Financial Reporting, Business Strategy, Financial Modeling, Coaching, Valuation, Internal Controls, Sarbanes-Oxley Act, Mergers & Acquisitions, Strategic Planning, COSO, GAAP, IFRS, Sarbanes-Oxley, Big 4, Assurance, Analysis, SOX 404, External Audit, US GAAP, SEC filings
Education
Loyola University Maryland 1998 — 2002
St. Anthony's 1994 — 1998
Certified Internal Auditor ("CIA")
Jan Chase's Legg Mason Experience January 2000 - June 2001
Job Project Manager
Industry Information Technology and Services
Experience
Gaitherburg IT October 2011 - Present
a Water Utility January 2005 - October 2011
Verizon Avenue 2001 - 2005
Legg Mason January 2000 - June 2001
Consultant July 1999 - January 2000
Siemens Enterprise Communications January 1995 - June 1996
Manugistics September 1988 - October 1994
Skills
Microsoft Office, Microsoft Project and..., Nortel CS1000E, Nortel CallPilot and..., Nortel Telephony Manger, Avaya Definity G3R and..., Octel and PhoneMail..., Symon NetLite and Inova..., Track-It and HP...
Education
Montgomery College
Gaitherburg IT October 2011 - Present
a Water Utility January 2005 - October 2011
Verizon Avenue 2001 - 2005
Legg Mason January 2000 - June 2001
Consultant July 1999 - January 2000
Siemens Enterprise Communications January 1995 - June 1996
Manugistics September 1988 - October 1994
Skills
Microsoft Office, Microsoft Project and..., Nortel CS1000E, Nortel CallPilot and..., Nortel Telephony Manger, Avaya Definity G3R and..., Octel and PhoneMail..., Symon NetLite and Inova..., Track-It and HP...
Education
Montgomery College
Kelley (Brunssen) Peel, CFA's Legg Mason Experience June 1998 - December 2000
Job Money Market Portfolio Mgr at PNC Capital Advisors
Industry Financial Services
Experience
PNC Capital Advisors December 2000 - Present
Legg Mason June 1998 - December 2000
Skills
Mutual Funds, Fixed Income, Bloomberg, Money Market, Commercial Paper, Money Market Funds, Trading, Asset Managment, Portfolio Management, Bonds
Education
Loyola University Maryland 2001 — 2003
MBA, Finance
Salisbury University - Perdue School of Business 1994 — 1998
Bachelor of Science, Business - Finance/Economics
PNC Capital Advisors December 2000 - Present
Legg Mason June 1998 - December 2000
Skills
Mutual Funds, Fixed Income, Bloomberg, Money Market, Commercial Paper, Money Market Funds, Trading, Asset Managment, Portfolio Management, Bonds
Education
Loyola University Maryland 2001 — 2003
MBA, Finance
Salisbury University - Perdue School of Business 1994 — 1998
Bachelor of Science, Business - Finance/Economics
Scott Maestri's Legg Mason Experience September 1997 - April 1999
Job Associate District Director at Financial Industry Regulatory Authority
Industry Financial Services
Experience
Financial Industry Regulatory Authority (FINRA) May 1999 - Present
Legg Mason September 1997 - April 1999
Education
Jesuit High School
Millsaps College
B.B.A., Finance/Economics
Financial Industry Regulatory Authority (FINRA) May 1999 - Present
Legg Mason September 1997 - April 1999
Education
Jesuit High School
Millsaps College
B.B.A., Finance/Economics
James Redmond's Legg Mason Experience April 2004 - April 2005
Job Systems Administrator III
Industry Information Technology and Services
Experience
Dynamics Research Corporation March 2012 - Present
ELEVI Associates May 2012 - April 2013
Global Payments Inc March 2008 - January 2012
Ciena April 2005 - March 2008
Legg Mason April 2004 - April 2005
Skills
Active Directory, Windows 7, Troubleshooting, Servers, XP, Technical Support, System Administration, Microsoft Exchange, Hardware, Software Installation, Help Desk Support, Windows, HP, Blackberry, Printers, Networking, LAN-WAN, Windows Server, Computer Hardware, Microsoft Office, Call Center, Quality Assurance, VMware, DNS, DHCP, VPN, Group Policy, WSUS, Antivirus, Software Documentation, Blackberry Enterprise..., System Deployment, Backup Exec, VMware ESX, Operating Systems, Remote Desktop, Wireless Networking, TCP/IP, Hardware Support, IIS, Laptops, BMC Remedy, IT Operations, SAN, Virtualization, Server Administration, A Certified, Windows 2000, VMware Infrastructure, Data Center
Education
Morgan State University 1997 — 2000
ITT Technical Institue
Network Systems Administration
Dynamics Research Corporation March 2012 - Present
ELEVI Associates May 2012 - April 2013
Global Payments Inc March 2008 - January 2012
Ciena April 2005 - March 2008
Legg Mason April 2004 - April 2005
Skills
Active Directory, Windows 7, Troubleshooting, Servers, XP, Technical Support, System Administration, Microsoft Exchange, Hardware, Software Installation, Help Desk Support, Windows, HP, Blackberry, Printers, Networking, LAN-WAN, Windows Server, Computer Hardware, Microsoft Office, Call Center, Quality Assurance, VMware, DNS, DHCP, VPN, Group Policy, WSUS, Antivirus, Software Documentation, Blackberry Enterprise..., System Deployment, Backup Exec, VMware ESX, Operating Systems, Remote Desktop, Wireless Networking, TCP/IP, Hardware Support, IIS, Laptops, BMC Remedy, IT Operations, SAN, Virtualization, Server Administration, A Certified, Windows 2000, VMware Infrastructure, Data Center
Education
Morgan State University 1997 — 2000
ITT Technical Institue
Network Systems Administration
Erin Sipes's Legg Mason Experience June 2002 - February 2003
Job HR Professional
Industry Human Resources
Experience
home Mom May 2009 - Present
Advertising.com / AOL January 2006 - May 2009
Advertising.com July 2005 - January 2006
Concentra, Inc. August 2004 - July 2005
NRT Mid-Atlantic Title Services May 2003 - July 2004
Legg Mason June 2002 - February 2003
Legg Mason March 1998 - June 2002
Education
Mount St. Mary's University 1993 — 1997
B.A., Major: History, Minor: Business
home Mom May 2009 - Present
Advertising.com / AOL January 2006 - May 2009
Advertising.com July 2005 - January 2006
Concentra, Inc. August 2004 - July 2005
NRT Mid-Atlantic Title Services May 2003 - July 2004
Legg Mason June 2002 - February 2003
Legg Mason March 1998 - June 2002
Education
Mount St. Mary's University 1993 — 1997
B.A., Major: History, Minor: Business
Kathleen Anderson's Legg Mason Experience August 2003 - May 2013
Job Product Specialist at ClearBridge Investments
Industry Financial Services
Experience
ClearBridge Investments May 2013 - Present
Legg Mason August 2003 - May 2013
Legg Mason Capital Management August 2003 - May 2013
Legg Mason 1996 - 2010
Legg Mason Capital Management 2007 - 2008
Skills
Mutual Funds, Series 7, Equities, Fixed Income, Asset Management, Hedge Funds, Asset Managment, Investments, Risk Management, Financial Risk, Portfolio Management, Securities, Bloomberg, Alternative Investments, Trading, Wealth Management, Equity Research, Asset Allocation, Financial Services, Capital Markets, Financial Markets, Derivatives, Series 63, Investment Management
Education
Loyola College in Maryland 1995 — 1996
Bachelor of Arts (BA), Marketing
ClearBridge Investments May 2013 - Present
Legg Mason August 2003 - May 2013
Legg Mason Capital Management August 2003 - May 2013
Legg Mason 1996 - 2010
Legg Mason Capital Management 2007 - 2008
Skills
Mutual Funds, Series 7, Equities, Fixed Income, Asset Management, Hedge Funds, Asset Managment, Investments, Risk Management, Financial Risk, Portfolio Management, Securities, Bloomberg, Alternative Investments, Trading, Wealth Management, Equity Research, Asset Allocation, Financial Services, Capital Markets, Financial Markets, Derivatives, Series 63, Investment Management
Education
Loyola College in Maryland 1995 — 1996
Bachelor of Arts (BA), Marketing
Thomas Wojeck's Legg Mason Experience September 1998 - December 1999
Job R&D Software Manager at BD
Industry Medical Devices
Experience
BD Biosciences June 2010 - Present
BD December 2004 - Present
Unisys July 2002 - December 2004
Andersen April 2001 - July 2002
Commerce One December 1999 - April 2001
Legg Mason September 1998 - December 1999
American Credit Indemnity May 1997 - September 1998
Johns Hopkins University September 1993 - May 1997
Skills
Software Development, Engineering Management, R&D, Medical Devices, Software Project..., Cross-functional Team..., Systems Engineering, Embedded Systems, Integration, Project Management, FDA, Product Development, Six Sigma, Software Engineering, Testing, C#, PVCS, Laboratory Robotics, Agile Methodologies, SDLC, Agile & Waterfall..., Management, Microsoft SQL Server, Databases, Process Improvement, Leadership, Program Management, Programming
Education
Loyola University Maryland 1990 — 1994
MES, Computer Science
The Johns Hopkins University 1985 — 1989
BS, Electrical Engineering
BD Biosciences June 2010 - Present
BD December 2004 - Present
Unisys July 2002 - December 2004
Andersen April 2001 - July 2002
Commerce One December 1999 - April 2001
Legg Mason September 1998 - December 1999
American Credit Indemnity May 1997 - September 1998
Johns Hopkins University September 1993 - May 1997
Skills
Software Development, Engineering Management, R&D, Medical Devices, Software Project..., Cross-functional Team..., Systems Engineering, Embedded Systems, Integration, Project Management, FDA, Product Development, Six Sigma, Software Engineering, Testing, C#, PVCS, Laboratory Robotics, Agile Methodologies, SDLC, Agile & Waterfall..., Management, Microsoft SQL Server, Databases, Process Improvement, Leadership, Program Management, Programming
Education
Loyola University Maryland 1990 — 1994
MES, Computer Science
The Johns Hopkins University 1985 — 1989
BS, Electrical Engineering
Paula Yanchoris's Legg Mason Experience October 2000 - April 2012
Job Production Support Manager at T. Rowe Price
Industry Information Services
Experience
T. Rowe Price March 2012 - Present
Legg Mason October 2000 - April 2012
USF&G 1994 - 2000
Education
Loyola College in Maryland 1979 — 1983
BA, Business Administraion
T. Rowe Price March 2012 - Present
Legg Mason October 2000 - April 2012
USF&G 1994 - 2000
Education
Loyola College in Maryland 1979 — 1983
BA, Business Administraion
William Crist's Legg Mason Experience June 1999 - February 2001
Job Director Investor Relations at OCA Ventures
Industry Real Estate
Experience
OCA Ventures July 2015 - Present
Murphy-O'Brien, LLC May 2015 - Present
Calamos Investments June 2012 - February 2015
Alchemy Copyrights/Bicycle Music March 2010 - December 2011
Whittier Trust Company November 2007 - January 2009
GSC Group April 2006 - November 2007
Oaktree Capital Management February 2001 - April 2006
Legg Mason June 1999 - February 2001
Alex. Brown & Sons January 1991 - June 1999
Wheat Investment Advisors July 1987 - February 1991
Skills
Financial Services, Portfolio Management, Financial Analysis, Hedge Funds, Investment Banking, Investment Management, Private Equity, Management, Alternative Investments, Investments, Investment Advisory, Asset Management, High Net Worth..., Asset Managment, Family Office, Marketing, New Business Development
Education
Miami University 1980 — 1981
MBA, Accountancy
Westminster College (PA) 1975 — 1979
BA Bus. Admin., Accounting
OCA Ventures July 2015 - Present
Murphy-O'Brien, LLC May 2015 - Present
Calamos Investments June 2012 - February 2015
Alchemy Copyrights/Bicycle Music March 2010 - December 2011
Whittier Trust Company November 2007 - January 2009
GSC Group April 2006 - November 2007
Oaktree Capital Management February 2001 - April 2006
Legg Mason June 1999 - February 2001
Alex. Brown & Sons January 1991 - June 1999
Wheat Investment Advisors July 1987 - February 1991
Skills
Financial Services, Portfolio Management, Financial Analysis, Hedge Funds, Investment Banking, Investment Management, Private Equity, Management, Alternative Investments, Investments, Investment Advisory, Asset Management, High Net Worth..., Asset Managment, Family Office, Marketing, New Business Development
Education
Miami University 1980 — 1981
MBA, Accountancy
Westminster College (PA) 1975 — 1979
BA Bus. Admin., Accounting
Stephanie Havrilla's Legg Mason Experience 1998 - 1999
Job Sr. Instructional Designer and ELearning Professional
Industry E-Learning
Experience
Consultant 2004 - Present
Global Learning Systems 2001 - 2004
SSGI 2000 - 2001
T. Rowe Price 1999 - 2000
Legg Mason 1998 - 1999
Coca Cola Enterprises 1995 - 1997
THE GAP INC. - GAP KIDS & BANANA REPUBLIC 1993 - 1995
Skills
Instructional Design, E-learning, Blended Learning, Instructor-led Training, E-Learning, Organizational Learning, Training, ILT, Learning Management, Multimedia, Workshop Facilitation, Program Management, Captivate, Needs Analysis, ADDIE, Employee Training, Leadership, Technical Training
Education
Towson University 1996 — 1998
MS, Human Resource Development
Loyola University Maryland 1991 — 1993
BA, English
Consultant 2004 - Present
Global Learning Systems 2001 - 2004
SSGI 2000 - 2001
T. Rowe Price 1999 - 2000
Legg Mason 1998 - 1999
Coca Cola Enterprises 1995 - 1997
THE GAP INC. - GAP KIDS & BANANA REPUBLIC 1993 - 1995
Skills
Instructional Design, E-learning, Blended Learning, Instructor-led Training, E-Learning, Organizational Learning, Training, ILT, Learning Management, Multimedia, Workshop Facilitation, Program Management, Captivate, Needs Analysis, ADDIE, Employee Training, Leadership, Technical Training
Education
Towson University 1996 — 1998
MS, Human Resource Development
Loyola University Maryland 1991 — 1993
BA, English
William Britton's Legg Mason Experience September 2004 - December 2004
Job Director at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley January 2011 - Present
Morgan Stanley January 2008 - January 2011
Morgan Stanley June 2005 - January 2008
Morgan Stanley January 2005 - June 2005
Legg Mason September 2004 - December 2004
Skills
Credit Derivatives, Risk Management, Equity Derivatives, Collateral Management
Education
Loyola University Maryland 2001 — 2005
Bachelor of Business Administration (B.B.A.), Finance, General
Morgan Stanley January 2011 - Present
Morgan Stanley January 2008 - January 2011
Morgan Stanley June 2005 - January 2008
Morgan Stanley January 2005 - June 2005
Legg Mason September 2004 - December 2004
Skills
Credit Derivatives, Risk Management, Equity Derivatives, Collateral Management
Education
Loyola University Maryland 2001 — 2005
Bachelor of Business Administration (B.B.A.), Finance, General
Jason Roudabush's Legg Mason Experience July 2002 - December 2005
Job Private Equity Investment Professional at Orchard Holdings Group, LLC
Industry Venture Capital & Private Equity
Experience
Orchard Holdings Group, LLC December 2011 - Present
Linden LLC July 2008 - June 2010
Piper Jaffray December 2005 - June 2008
Legg Mason July 2002 - December 2005
Skills
Due Diligence, Private Equity
Education
Northwestern University - Kellogg School of Management 2010 — 2011
MBA
Miami University
BS, Finance and Management Information Systems
Orchard Holdings Group, LLC December 2011 - Present
Linden LLC July 2008 - June 2010
Piper Jaffray December 2005 - June 2008
Legg Mason July 2002 - December 2005
Skills
Due Diligence, Private Equity
Education
Northwestern University - Kellogg School of Management 2010 — 2011
MBA
Miami University
BS, Finance and Management Information Systems
Nick Tapp's Legg Mason Experience January 2004 - May 2004
Job Associate, Interest Rate Derivatives Trading at CIBC World Markets
Industry Capital Markets
Experience
CIBC World Markets February 2012 - Present
CIBC World Markets May 2011 - August 2011
CIBC World Markets September 2010 - December 2010
CIBC World Markets January 2010 - April 2010
Toyota Motor Manufacturing Canada July 2008 - December 2009
Legg Mason January 2004 - May 2004
Cognos May 2002 - April 2003
Education
McMaster University 2009 — 2011
MBA
University of Waterloo 2000 — 2006
BA, Economics - Finance Specialization
CIBC World Markets February 2012 - Present
CIBC World Markets May 2011 - August 2011
CIBC World Markets September 2010 - December 2010
CIBC World Markets January 2010 - April 2010
Toyota Motor Manufacturing Canada July 2008 - December 2009
Legg Mason January 2004 - May 2004
Cognos May 2002 - April 2003
Education
McMaster University 2009 — 2011
MBA
University of Waterloo 2000 — 2006
BA, Economics - Finance Specialization
Ray Dorsey's Legg Mason Experience 1986 - 2003
Job Owner, Raysrealm / A World Of Friends
Industry Education Management
Experience
Raysrealm / A World Of Friends March 2005 - Present
IDE, Inc. July 2004 - January 2005
Instant Tax Service January 2004 - April 2004
Legg Mason 1986 - 2003
Education
Loyola College in Maryland 1975 — 1979
Bachelor of Arts (B.A.), Psychology / Creative Writing
Raysrealm / A World Of Friends March 2005 - Present
IDE, Inc. July 2004 - January 2005
Instant Tax Service January 2004 - April 2004
Legg Mason 1986 - 2003
Education
Loyola College in Maryland 1975 — 1979
Bachelor of Arts (B.A.), Psychology / Creative Writing
darrell shepherd's Legg Mason Experience June 1998 - April 2008
Job IT Manager at Investment Administration Solutions Inc
Industry Information Technology and Services
Experience
Investment Administration Inc July 2008 - January 2014
Legg Mason June 1998 - April 2008
SC Johnson Wax September 1989 - 1997
Skills
IT Management, Active Directory, Windows Server, DHCP, Citrix, VMware, System Administration, Servers, Cloud Computing, DNS, ITIL, Troubleshooting, Windows 7, Virtualization, Network Security, Visio, Group Policy, Blackberry Enterprise..., Disaster Recovery, Computer Hardware, Microsoft Office, Project Management, Human Resources, Network Administration, Operating Systems, Technical Support, Networking, Network Design, Network Engineering, TCP/IP, SDLC, Business Analysis, Vendor Management, Management and..., Planning Budgeting &..., Business Continuity..., Solution Research,..., ISO9001 Auditor, ISO Implementation
Education
McMaster University
Bachelor's degree, Computer Science
Mohawk College 2004 — 2006
HR Diploma, Human Resources, Honours
Investment Administration Inc July 2008 - January 2014
Legg Mason June 1998 - April 2008
SC Johnson Wax September 1989 - 1997
Skills
IT Management, Active Directory, Windows Server, DHCP, Citrix, VMware, System Administration, Servers, Cloud Computing, DNS, ITIL, Troubleshooting, Windows 7, Virtualization, Network Security, Visio, Group Policy, Blackberry Enterprise..., Disaster Recovery, Computer Hardware, Microsoft Office, Project Management, Human Resources, Network Administration, Operating Systems, Technical Support, Networking, Network Design, Network Engineering, TCP/IP, SDLC, Business Analysis, Vendor Management, Management and..., Planning Budgeting &..., Business Continuity..., Solution Research,..., ISO9001 Auditor, ISO Implementation
Education
McMaster University
Bachelor's degree, Computer Science
Mohawk College 2004 — 2006
HR Diploma, Human Resources, Honours
Michael T. Bender's Legg Mason Experience March 1996 - January 1997
Job Financial Planning Analyst: Verizon
Industry Telecommunications
Experience
Verizon Business November 2008 - Present
Verizon Enterprise Solutions 2008 - 2014
Verizon Enterprise Solutions 2008 - 2014
Sprint Nextel September 2003 - November 2008
Advance Technology Systems January 1997 - August 2003
Legg Mason March 1996 - January 1997
CRIIMI MAE Mgt. Inc. July 1994 - February 1996
Education
Mount Saint Mary's College 1984 — 1988
B.S., Business and Finance
Verizon Business November 2008 - Present
Verizon Enterprise Solutions 2008 - 2014
Verizon Enterprise Solutions 2008 - 2014
Sprint Nextel September 2003 - November 2008
Advance Technology Systems January 1997 - August 2003
Legg Mason March 1996 - January 1997
CRIIMI MAE Mgt. Inc. July 1994 - February 1996
Education
Mount Saint Mary's College 1984 — 1988
B.S., Business and Finance
Edward Quigley's Legg Mason Experience November 2014 - Present
Job at
Industry Financial Services
Experience
Legg Mason November 2014 - Present
BlackRock September 2006 - November 2014
Merrill Lynch Investment Managers November 1990 - September 2006
Education
Seton Hall University 1997 — 2001
M.S., Taxation
Rutgers, The State University of New Jersey-Newark 1988 — 1990
B.S., Accounting
Middlesex County College 1986 — 1988
A.S., Accounting
Legg Mason November 2014 - Present
BlackRock September 2006 - November 2014
Merrill Lynch Investment Managers November 1990 - September 2006
Education
Seton Hall University 1997 — 2001
M.S., Taxation
Rutgers, The State University of New Jersey-Newark 1988 — 1990
B.S., Accounting
Middlesex County College 1986 — 1988
A.S., Accounting
Jonathan Kalu's Legg Mason Experience 1998 - 2005
Job Assistant Vice President at Morgan Stanley SmithBarney
Industry Financial Services
Experience
Morgan Stanley SmithBarney June 2009 - Present
Citi SmithBarney January 2005 - June 2009
Legg Mason 1998 - 2005
PNC Bank 1987 - 1996
Education
Morgan State University 1987 — 1989
MBA, Finance
Morgan Stanley SmithBarney June 2009 - Present
Citi SmithBarney January 2005 - June 2009
Legg Mason 1998 - 2005
PNC Bank 1987 - 1996
Education
Morgan State University 1987 — 1989
MBA, Finance
Lorene MacCarron's Legg Mason Experience July 2003 - June 2005
Job Talent Acquisition at PayPal
Industry Staffing and Recruiting
Experience
PayPal December 2011 - Present
Constellation Energy March 2010 - November 2011
NGK Locke September 2006 - March 2010
Bay National Bank September 2005 - June 2006
Legg Mason July 2003 - June 2005
Skills
Energy, Marketing Communications, Event Management, Event Planning, PowerPoint, Excel, Talent Acquisition, Global Talent..., Recruiting, Strategic Sourcing, Internal Communications, Microsoft Excel, Sales, Leadership, E-commerce, College Recruiting, Applicant Tracking..., Marketing Management, Management, Time Management, Marketing, Sourcing, Social Networking, CRM, Strategy, Human Resources, Training, Technical Recruiting, Onboarding, Internet Recruiting, Account Management, Interviews, Business Development, Lead Generation, New Hire Orientations, Temporary Placement, Contract Recruitment, Cold Calling, Screening Resumes, Talent Management, Project Management
Education
McDaniel College 2014 — 2017
Master of Science (M.S.), Human Resources Development
McDaniel College 1999 — 2003
B.A., Communication
PayPal December 2011 - Present
Constellation Energy March 2010 - November 2011
NGK Locke September 2006 - March 2010
Bay National Bank September 2005 - June 2006
Legg Mason July 2003 - June 2005
Skills
Energy, Marketing Communications, Event Management, Event Planning, PowerPoint, Excel, Talent Acquisition, Global Talent..., Recruiting, Strategic Sourcing, Internal Communications, Microsoft Excel, Sales, Leadership, E-commerce, College Recruiting, Applicant Tracking..., Marketing Management, Management, Time Management, Marketing, Sourcing, Social Networking, CRM, Strategy, Human Resources, Training, Technical Recruiting, Onboarding, Internet Recruiting, Account Management, Interviews, Business Development, Lead Generation, New Hire Orientations, Temporary Placement, Contract Recruitment, Cold Calling, Screening Resumes, Talent Management, Project Management
Education
McDaniel College 2014 — 2017
Master of Science (M.S.), Human Resources Development
McDaniel College 1999 — 2003
B.A., Communication
Michael O'Keeffe's Legg Mason Experience June 2008 - May 2010
Job 1919 Investment Counsel
Industry Financial Services
Experience
1919 Investment Counsel (formerly Legg Mason Investment Counsel) November 2014 - Present
Legg Mason Investment Counsel April 2012 - November 2014
Legg Mason Investment Counsel May 2010 - April 2012
Legg Mason June 2008 - May 2010
Merrill Lynch February 2008 - May 2008
Loyola University Maryland October 2006 - January 2008
Office of Congressman Chris Smith June 2006 - August 2006
Skills
Investments, Analysis, Bloomberg, Finance, Asset Allocation, Equities, Financial Analysis, Economics, Advent, Microsoft Excel, PowerPoint, Social Media, Microsoft Word, Microsoft Office, FactSet, Morningstar Direct, APX, Moxy, Portia, Mutual Funds, Asset Management, Accounting, Fixed Income, ETFs
Education
Loyola University Maryland 2004 — 2008
BBA, Economics, Minor in Political Science
Christian Brothers Academy 2000 — 2004
High School
1919 Investment Counsel (formerly Legg Mason Investment Counsel) November 2014 - Present
Legg Mason Investment Counsel April 2012 - November 2014
Legg Mason Investment Counsel May 2010 - April 2012
Legg Mason June 2008 - May 2010
Merrill Lynch February 2008 - May 2008
Loyola University Maryland October 2006 - January 2008
Office of Congressman Chris Smith June 2006 - August 2006
Skills
Investments, Analysis, Bloomberg, Finance, Asset Allocation, Equities, Financial Analysis, Economics, Advent, Microsoft Excel, PowerPoint, Social Media, Microsoft Word, Microsoft Office, FactSet, Morningstar Direct, APX, Moxy, Portia, Mutual Funds, Asset Management, Accounting, Fixed Income, ETFs
Education
Loyola University Maryland 2004 — 2008
BBA, Economics, Minor in Political Science
Christian Brothers Academy 2000 — 2004
High School
Sandy Messing's Legg Mason Experience May 2002 - December 2007
Job Administrative Associate at High Tech Rochester
Industry Executive Office
Experience
High Tech Rochester September 2010 - Present
The Jewish Center of the Hamptons January 2008 - April 2010
Legg Mason May 2002 - December 2007
Eastman Kodak March 1990 - January 2000
Skills
Microsoft Word, Access, Organization &..., Microsoft Excel, PowerPoint, Event Planning, Desktop Publishing
Education
Monroe Community College
High Tech Rochester September 2010 - Present
The Jewish Center of the Hamptons January 2008 - April 2010
Legg Mason May 2002 - December 2007
Eastman Kodak March 1990 - January 2000
Skills
Microsoft Word, Access, Organization &..., Microsoft Excel, PowerPoint, Event Planning, Desktop Publishing
Education
Monroe Community College
Kim Murphy Canavan's Legg Mason Experience April 2007 - August 2011
Job Sr Business Analyst
Industry Information Technology and Services
Experience
WSI Intl, a Division of Pearson PLC July 2011 - August 2012
Legg Mason April 2007 - August 2011
Raytheon September 2003 - April 2007
Janus Capital Group October 1996 - April 2003
Skills
Analysis, Technical Documentation, Data Warehousing, Business Intelligence, Business Process..., Security Reference Data, Mutual Funds, Market Data, Requirements Management, Portfolio Management, Integration, Business Process, Testing, SDLC, Business Analysis, Databases, Management, Enterprise Architecture, Enterprise Software, Requirements Analysis
Education
Loyola University New Orleans
BA, Marketing
University of Denver - Daniels College of Business
MSIT, Data Warehousing & Business Intelligence
WSI Intl, a Division of Pearson PLC July 2011 - August 2012
Legg Mason April 2007 - August 2011
Raytheon September 2003 - April 2007
Janus Capital Group October 1996 - April 2003
Skills
Analysis, Technical Documentation, Data Warehousing, Business Intelligence, Business Process..., Security Reference Data, Mutual Funds, Market Data, Requirements Management, Portfolio Management, Integration, Business Process, Testing, SDLC, Business Analysis, Databases, Management, Enterprise Architecture, Enterprise Software, Requirements Analysis
Education
Loyola University New Orleans
BA, Marketing
University of Denver - Daniels College of Business
MSIT, Data Warehousing & Business Intelligence
Joseph Brickman's Legg Mason Experience January 2000 - February 2002
Job Managing Director, Senior Vice President at PNC
Industry Financial Services
Experience
PNC December 2013 - Present
The Northern Trust Company November 2011 - December 2013
Morningstar, Inc. May 2004 - November 2011
RBP Capital Management, LLC February 2002 - May 2004
Legg Mason January 2000 - February 2002
Raymond James Financial Inc. September 1995 - January 2000
Skills
Investments, Alternative Investments, Hedge Funds, Asset Allocation, Investment Advisory, Investment Management, Private Equity, Investment Strategies, Financial Advisory, Financial Services, Asset Management, Wealth Management, Mutual Funds, Equities
Education
Lynchburg College 1990 — 1994
BA, Economics
Lake Forest High School 1986 — 1990
PNC December 2013 - Present
The Northern Trust Company November 2011 - December 2013
Morningstar, Inc. May 2004 - November 2011
RBP Capital Management, LLC February 2002 - May 2004
Legg Mason January 2000 - February 2002
Raymond James Financial Inc. September 1995 - January 2000
Skills
Investments, Alternative Investments, Hedge Funds, Asset Allocation, Investment Advisory, Investment Management, Private Equity, Investment Strategies, Financial Advisory, Financial Services, Asset Management, Wealth Management, Mutual Funds, Equities
Education
Lynchburg College 1990 — 1994
BA, Economics
Lake Forest High School 1986 — 1990
Sherry K. Scarvey's Legg Mason Experience September 2003 - Present
Job Senior Mutual Funds Legal Specialist at Legg Mason
Industry Financial Services
Experience
Legg Mason September 2003 - Present
DIAGEO NORTH AMERICA, INC. - Legal /Compliance Department 1999 - 2003
CRANE CO. - Executive Office - Legal Department 1994 - 1999
RBS GREENWICH CAPITAL - Credit & Legal Affairs 1991 - 1994
Skills
FINRA, Mutual Funds, Series 6, Securities, Investments, Equities, Asset Management, Alternative Investments
Education
The University of Connecticut
Bachelor's Degree, Liberal Arts and Sciences, General Studies and Humanities
Manhattanville College
non- degree, Paralegal Studies
State of Connecticut
Notary Public State of Connecticut
Legg Mason September 2003 - Present
DIAGEO NORTH AMERICA, INC. - Legal /Compliance Department 1999 - 2003
CRANE CO. - Executive Office - Legal Department 1994 - 1999
RBS GREENWICH CAPITAL - Credit & Legal Affairs 1991 - 1994
Skills
FINRA, Mutual Funds, Series 6, Securities, Investments, Equities, Asset Management, Alternative Investments
Education
The University of Connecticut
Bachelor's Degree, Liberal Arts and Sciences, General Studies and Humanities
Manhattanville College
non- degree, Paralegal Studies
State of Connecticut
Notary Public State of Connecticut
Renato Leggi, CFA's Legg Mason Experience July 2007 - June 2010
Job Vice President, Investments at Capital One
Industry Investment Management
Experience
Capital One July 2012 - Present
Morgan Stanley November 2010 - July 2012
Nomura June 2010 - November 2010
Legg Mason July 2007 - June 2010
Skills
Investment Management, Alternative Investments, Equity Research, Portfolio Optimization, Portfolio Management, Asset Allocation, Manage Client..., Hedge Funds, Due Diligence, Valuation, Mergers & Acquisitions, Equities, Fixed Income, Bloomberg, Financial Analysis, Financial Markets, Investments, Management, Trading
Education
Loyola University Maryland 2007 — 2009
Master of Science in Finance, GPA: 3.9
Loyola University Maryland 2003 — 2007
Bachelor of Business Administration, Accounting, GPA: 3.6
Capital One July 2012 - Present
Morgan Stanley November 2010 - July 2012
Nomura June 2010 - November 2010
Legg Mason July 2007 - June 2010
Skills
Investment Management, Alternative Investments, Equity Research, Portfolio Optimization, Portfolio Management, Asset Allocation, Manage Client..., Hedge Funds, Due Diligence, Valuation, Mergers & Acquisitions, Equities, Fixed Income, Bloomberg, Financial Analysis, Financial Markets, Investments, Management, Trading
Education
Loyola University Maryland 2007 — 2009
Master of Science in Finance, GPA: 3.9
Loyola University Maryland 2003 — 2007
Bachelor of Business Administration, Accounting, GPA: 3.6
Laura Traynor's Legg Mason Experience February 1991 - August 2005
Job Vice President at Wells Fargo Bank
Industry Financial Services
Experience
Wells Fargo Bank August 2005 - Present
Legg Mason February 1991 - August 2005
Alex. Brown & Sons August 1988 - December 1990
Skills
Series 7, Series 63
Education
Loyola University Maryland 1984 — 1988
Wells Fargo Bank August 2005 - Present
Legg Mason February 1991 - August 2005
Alex. Brown & Sons August 1988 - December 1990
Skills
Series 7, Series 63
Education
Loyola University Maryland 1984 — 1988
Robert Flora, CIMA®'s Legg Mason Experience November 2000 - January 2006
Job Director, Client Services at Lateef Investment Management
Industry Financial Services
Experience
Lateef Investment Management February 2012 - Present
Morgan Stanley Smith Barney January 2006 - February 2012
Legg Mason November 2000 - January 2006
T. Rowe Price July 1998 - November 2000
Education
Loyola College in Maryland 1994 — 1998
BBA, Finance
Farmingdale High School
Lateef Investment Management February 2012 - Present
Morgan Stanley Smith Barney January 2006 - February 2012
Legg Mason November 2000 - January 2006
T. Rowe Price July 1998 - November 2000
Education
Loyola College in Maryland 1994 — 1998
BBA, Finance
Farmingdale High School
Todd Lebo's Legg Mason Experience September 2004 - Present
Job Managing Director and Associate General Counsel at Legg Mason
Industry Financial Services
Experience
Legg Mason September 2004 - Present
UBS Global Asset Management (US) Inc. May 2002 - September 2004
Morgan Stanley Investment Advisors Inc. July 1997 - May 2002
The Dreyfus Company April 1994 - July 1997
U.S. Securities and Exchange Commission July 1989 - April 1994
Skills
Securities, FINRA, Hedge Funds, Mutual Funds, Securities Regulation, Alternative Investments, Investment Advisory
Education
Hofstra University School of Law 1986 — 1989
Doctor of Law (J.D.)
SUNY Albany 1982 — 1986
Bachelor of Arts (B.A.), Political Science and Government
Legg Mason September 2004 - Present
UBS Global Asset Management (US) Inc. May 2002 - September 2004
Morgan Stanley Investment Advisors Inc. July 1997 - May 2002
The Dreyfus Company April 1994 - July 1997
U.S. Securities and Exchange Commission July 1989 - April 1994
Skills
Securities, FINRA, Hedge Funds, Mutual Funds, Securities Regulation, Alternative Investments, Investment Advisory
Education
Hofstra University School of Law 1986 — 1989
Doctor of Law (J.D.)
SUNY Albany 1982 — 1986
Bachelor of Arts (B.A.), Political Science and Government
Shane Hard's Legg Mason Experience 2004 - 2005
Job Personal Financial Representative at Allstate Financial Services, LLC
Industry Insurance
Experience
Allstate Financial Services, LLC June 2008 - Present
Wachovia Bank 2005 - 2008
Legg Mason 2004 - 2005
Skills
Insurance, Retirement Planning, Fixed Annuities, Health Insurance, Employee Benefits, Disability Insurance, Life Insurance, Mutual Funds, Microsoft Office, Team Building, Property & Casualty...
Education
Millsaps Else School of business 2002 — 2003
Master of Business Administration (MBA), Finance, General
Millsaps College 1998 — 2002
Bachelor of Business Administration (B.B.A.), Finance
Allstate Financial Services, LLC June 2008 - Present
Wachovia Bank 2005 - 2008
Legg Mason 2004 - 2005
Skills
Insurance, Retirement Planning, Fixed Annuities, Health Insurance, Employee Benefits, Disability Insurance, Life Insurance, Mutual Funds, Microsoft Office, Team Building, Property & Casualty...
Education
Millsaps Else School of business 2002 — 2003
Master of Business Administration (MBA), Finance, General
Millsaps College 1998 — 2002
Bachelor of Business Administration (B.B.A.), Finance
justin herger's Legg Mason Experience February 2008 - Present
Job Vice President, Compliance Manager at Legg Mason
Industry Financial Services
Experience
Legg Mason February 2008 - Present
Morgan Stanley January 2005 - January 2008
Financial Industry Regulatory Authority 2001 - 2004
Education
Morgan State University
Bachelor of Science (BS), Finance, General
Providence College
Legg Mason February 2008 - Present
Morgan Stanley January 2005 - January 2008
Financial Industry Regulatory Authority 2001 - 2004
Education
Morgan State University
Bachelor of Science (BS), Finance, General
Providence College
William Somers's Legg Mason Experience January 2004 - September 2005
Job Investment Compliance Senior Manager AVP at T. Rowe Price
Industry Investment Management
Experience
T. Rowe Price September 2005 - Present
Legg Mason January 2004 - September 2005
Legg Mason June 1999 - January 2004
Skills
Series 7, Charles River IMS, MacGregor, Corporate Actions, Securities Lending, Analysis, Loans, Internal Audit, Mutual Funds, Equities, Asset Management, Bloomberg, Fixed Income, Investments, Equity Trading, Derivatives, Trading Systems, Financial Services
Education
Loyola University Maryland
Master of Business Administration (MBA), Finance, General
University of Baltimore 1994 — 1996
Bachelor of Business Administration (B.B.A.), Finance, General
Catonsville Community College 1991 — 1994
Associate of Arts and Sciences (AAS), Accounting
T. Rowe Price September 2005 - Present
Legg Mason January 2004 - September 2005
Legg Mason June 1999 - January 2004
Skills
Series 7, Charles River IMS, MacGregor, Corporate Actions, Securities Lending, Analysis, Loans, Internal Audit, Mutual Funds, Equities, Asset Management, Bloomberg, Fixed Income, Investments, Equity Trading, Derivatives, Trading Systems, Financial Services
Education
Loyola University Maryland
Master of Business Administration (MBA), Finance, General
University of Baltimore 1994 — 1996
Bachelor of Business Administration (B.B.A.), Finance, General
Catonsville Community College 1991 — 1994
Associate of Arts and Sciences (AAS), Accounting
Catherine Cretella's Legg Mason Experience April 2005 - May 2006
Job Registered Associate at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley August 2014 - Present
Condensed Curriculum Int'l April 2013 - August 2014
Legg Mason April 2005 - May 2006
Morgan Stanley April 1998 - September 2004
Skills
Business Development, Educational Leadership, Public Relations, Due Diligence, Banking, Training, Customer Service, Finance
Education
Mount St. Mary's University 1993 — 1997
Bachelor of Science (B.S.) in Business, Finance, General
Morgan Stanley August 2014 - Present
Condensed Curriculum Int'l April 2013 - August 2014
Legg Mason April 2005 - May 2006
Morgan Stanley April 1998 - September 2004
Skills
Business Development, Educational Leadership, Public Relations, Due Diligence, Banking, Training, Customer Service, Finance
Education
Mount St. Mary's University 1993 — 1997
Bachelor of Science (B.S.) in Business, Finance, General
Rhonda Platt's Legg Mason Experience September 2000 - September 2007
Job Accountant
Industry Accounting
Experience
The Madison Group Inc. January 2014 - April 2015
Harris Broadcast February 2013 - January 2014
Harris Corporation January 2008 - February 2013
Legg Mason September 2000 - September 2007
Skills
Financial Reporting, Account Reconciliation, Accounting, General Ledger, Financial Analysis, Analysis, Internal Controls, Sarbanes-Oxley Act, Variance Analysis, Accounts Payable
Education
University of Pittsburgh-Johnstown 1998 — 2000
Bachelor of Arts (B.A.), Accounting
Mount Aloysius College 1996 — 1998
Associate of Science (A.S.), Business Administration and Management, General
The Madison Group Inc. January 2014 - April 2015
Harris Broadcast February 2013 - January 2014
Harris Corporation January 2008 - February 2013
Legg Mason September 2000 - September 2007
Skills
Financial Reporting, Account Reconciliation, Accounting, General Ledger, Financial Analysis, Analysis, Internal Controls, Sarbanes-Oxley Act, Variance Analysis, Accounts Payable
Education
University of Pittsburgh-Johnstown 1998 — 2000
Bachelor of Arts (B.A.), Accounting
Mount Aloysius College 1996 — 1998
Associate of Science (A.S.), Business Administration and Management, General
Peter Muckerman's Legg Mason Experience 1999 - 2009
Job Financial Planner & Investment Consultant at Raymond James Financial Inc.
Industry Financial Services
Experience
Raymond James Financial Inc. 2009 - Present
Legg Mason 1999 - 2009
Charles Schwab 1997 - 1999
Skills
Investments, Securities, Financial Planning, Wealth Management, Mutual Funds, Retirement Planning, Portfolio Management, Asset Allocation, Investment Advisory, Series 7
Education
Mount St. Mary's University 1979 — 1983
Bachelorâs Degree, Political Science
Raymond James Financial Inc. 2009 - Present
Legg Mason 1999 - 2009
Charles Schwab 1997 - 1999
Skills
Investments, Securities, Financial Planning, Wealth Management, Mutual Funds, Retirement Planning, Portfolio Management, Asset Allocation, Investment Advisory, Series 7
Education
Mount St. Mary's University 1979 — 1983
Bachelorâs Degree, Political Science
Vanguard
Franklin Templeton Investments
Morningstar
The Vanguard Group
Bridgewater Associates
AIMCO
Janus Capital Group
Nuveen Investments