Securities America
Industry: Company
DescriptionHeadquarters: La Vista, NE CFO: David Vaughan General counsel: Kevin Miller Founded: 1984 Parent organizations: Ameriprise Financial, Securities America Financial Corporation, Ladenburg Thalmann Subsidiaries: Evolution Financial Advisors,
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Securities America Employees
Employee
Years
Job
Industry
Kim Schoonmaker Kim Schoonmaker's Securities America Experience June 2005 - January 2008
Job Legal and Management Professional
Industry Legal Services
Experience
Catholic Health Initiatives July 2012 - January 2015
Janus Capital Group September 2009 - December 2011
MetLife January 2008 - May 2009
Securities America June 2005 - January 2008
TDAmeritrade May 1998 - June 2005
Ameritrade 1998 - 2005
Ameritrade Holding Corporation 2001 - 2004
Ameritrade 1999 - 2001
Ameritrade 1998 - 1999
Skills
Process Improvement, Recruiting, Leadership, Cross-functional Team..., Management, Analysis, Business Development
Education
Bellevue University
Master
Bellevue University
BS
Blair Junior College
AS
Urbandale High School
Diploma
Catholic Health Initiatives July 2012 - January 2015
Janus Capital Group September 2009 - December 2011
MetLife January 2008 - May 2009
Securities America June 2005 - January 2008
TDAmeritrade May 1998 - June 2005
Ameritrade 1998 - 2005
Ameritrade Holding Corporation 2001 - 2004
Ameritrade 1999 - 2001
Ameritrade 1998 - 1999
Skills
Process Improvement, Recruiting, Leadership, Cross-functional Team..., Management, Analysis, Business Development
Education
Bellevue University
Master
Bellevue University
BS
Blair Junior College
AS
Urbandale High School
Diploma
Jeremy Thielen Jeremy Thielen's Securities America Experience July 1999 - February 2009
Job Application Support Specialist at Solutions Inc.
Industry Information Technology and Services
Experience
Solutions, Inc. April 2014 - Present
Lakes Sky View February 2014 - Present
R&D Industries August 2013 - March 2014
Spencer Hospital July 2011 - August 2013
Fullbar Technical Services October 2009 - July 2012
Securities America July 1999 - February 2009
Fiserv December 1998 - July 1999
South Side Press May 1998 - December 1998
Acceptance Insurance Cos. November 1994 - May 1998
Skills
Coaching, Consulting, Technical Support, Team Building, Leadership, Troubleshooting, Time Management, Sales, Process Improvement, SharePoint, Microsoft Office, System Administration, Software Documentation, Disaster Recovery, Networking, Information Technology, Management Consulting, Business Analysis, Customer Service, Social Networking, Microsoft Excel, Risk Management, Insurance, Watchguard Certified..., Wireless Networking, Technical Training, Virtualization, Social Media Marketing, Social Media, Customer Relations, Problem Solving, Public Speaking, Excel, Call Center, Change Management, PowerPoint, Word, Outlook, Windows, Writing, Aruba Wireless, Business Continuity, Financial Services, Training, Vendor Management
Education
Dana College 1989 — 1993
Business
Iowa Western 1990 — 1991
Business Admin, Business, Psychology
Abraham Lincoln
Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
Solutions, Inc. April 2014 - Present
Lakes Sky View February 2014 - Present
R&D Industries August 2013 - March 2014
Spencer Hospital July 2011 - August 2013
Fullbar Technical Services October 2009 - July 2012
Securities America July 1999 - February 2009
Fiserv December 1998 - July 1999
South Side Press May 1998 - December 1998
Acceptance Insurance Cos. November 1994 - May 1998
Skills
Coaching, Consulting, Technical Support, Team Building, Leadership, Troubleshooting, Time Management, Sales, Process Improvement, SharePoint, Microsoft Office, System Administration, Software Documentation, Disaster Recovery, Networking, Information Technology, Management Consulting, Business Analysis, Customer Service, Social Networking, Microsoft Excel, Risk Management, Insurance, Watchguard Certified..., Wireless Networking, Technical Training, Virtualization, Social Media Marketing, Social Media, Customer Relations, Problem Solving, Public Speaking, Excel, Call Center, Change Management, PowerPoint, Word, Outlook, Windows, Writing, Aruba Wireless, Business Continuity, Financial Services, Training, Vendor Management
Education
Dana College 1989 — 1993
Business
Iowa Western 1990 — 1991
Business Admin, Business, Psychology
Abraham Lincoln
Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
Christine Flowers Christine Flowers's Securities America Experience January 2006 - January 2009
Job Manager, Support Groups Segerstrom Center for the Arts
Industry Fund-Raising
Experience
Segerstrom Center for the Arts November 2011 - Present
Securities America January 2006 - January 2009
2003-2007 July 2003 - October 2008
Orange County Performing Arts Center January 2001 - January 2003
Moon River Theater January 1991 - January 2001
Moon River Theater January 1987 - January 1991
Skills
Fundraising, Music, Event Planning, Public Speaking, Non-profits, Entertainment, Theatre, Social Media, Customer Service, Event Management, Arts Administration, Microsoft Office, Budgets, Nonprofits, Management, Public Relations, Marketing Strategy, Entrepreneurship, Performing Arts, Community Outreach, Volunteer Management, Marketing, Facebook, Editing, Teaching, Newsletters, Musical Theatre, Acting, Outlook
Education
Indiana University Bloomington 1982 — 1986
Bachelors, Music Performance
Southern Methodist University 1983 — 1984
American school in london
Indiana University
BA, Performance
Segerstrom Center for the Arts November 2011 - Present
Securities America January 2006 - January 2009
2003-2007 July 2003 - October 2008
Orange County Performing Arts Center January 2001 - January 2003
Moon River Theater January 1991 - January 2001
Moon River Theater January 1987 - January 1991
Skills
Fundraising, Music, Event Planning, Public Speaking, Non-profits, Entertainment, Theatre, Social Media, Customer Service, Event Management, Arts Administration, Microsoft Office, Budgets, Nonprofits, Management, Public Relations, Marketing Strategy, Entrepreneurship, Performing Arts, Community Outreach, Volunteer Management, Marketing, Facebook, Editing, Teaching, Newsletters, Musical Theatre, Acting, Outlook
Education
Indiana University Bloomington 1982 — 1986
Bachelors, Music Performance
Southern Methodist University 1983 — 1984
American school in london
Indiana University
BA, Performance
Megan Bartlett Megan Bartlett's Securities America Experience January 2007 - January 2008
Job Regional Training Specialist
Industry Human Resources
Experience
Caesars Entertainment Corporation October 2014 - Present
Target January 2013 - January 2014
Target January 2011 - January 2013
Alpha Phi International Fraternity July 2009 - May 2010
Northwestern Mutual January 2008 - May 2008
Securities America January 2007 - January 2008
Skills
Recruiting, Customer Service, Leadership Development, Management, Time Management, Social Networking, Cold Calling, Training, Event Planning, Leadership, PowerPoint, Marketing, Human Resources, Employee Relations, Employee Training, Marketing Strategy, Budgets
Education
California State University-Sacramento 2005 — 2008
Bachelor of Science in Business Administration, Finance and Economics, Graduated Cum Laude in 3.5 years
Caesars Entertainment Corporation October 2014 - Present
Target January 2013 - January 2014
Target January 2011 - January 2013
Alpha Phi International Fraternity July 2009 - May 2010
Northwestern Mutual January 2008 - May 2008
Securities America January 2007 - January 2008
Skills
Recruiting, Customer Service, Leadership Development, Management, Time Management, Social Networking, Cold Calling, Training, Event Planning, Leadership, PowerPoint, Marketing, Human Resources, Employee Relations, Employee Training, Marketing Strategy, Budgets
Education
California State University-Sacramento 2005 — 2008
Bachelor of Science in Business Administration, Finance and Economics, Graduated Cum Laude in 3.5 years
Jessica Muhle Jessica Muhle's Securities America Experience January 2013 - May 2014
Job Senior Compliance Analyst at Mutual of Omaha
Industry Financial Services
Experience
Mutual of Omaha September 2014 - Present
Divine Shepherd Lutheran Church September 2012 - Present
Securities America, Inc. Member FINRA/SIPC May 2014 - September 2014
Securities America January 2013 - May 2014
Securities America, Inc. Member FINRA/SIPC March 2012 - January 2013
Various Churches May 2003 - August 2012
Dynastic Partners 2010 - 2012
Dynastic Partners January 2010 - April 2011
Law Offices of Raymond E. Baker September 2006 - August 2008
Skills
Outlook, Microsoft Word, Microsoft Excel, Wordperfect, SmartOffice, Timeslips, Social Networking, Typing (75+ wpm), CaseMap
Education
University of Nebraska at Omaha 2015 — 2017
Master of Business Administration (M.B.A.)
University of Nebraska at Omaha 2008 — 2011
Bachelor's Degree, Finance, Banking & Investments, 3.75
Mutual of Omaha September 2014 - Present
Divine Shepherd Lutheran Church September 2012 - Present
Securities America, Inc. Member FINRA/SIPC May 2014 - September 2014
Securities America January 2013 - May 2014
Securities America, Inc. Member FINRA/SIPC March 2012 - January 2013
Various Churches May 2003 - August 2012
Dynastic Partners 2010 - 2012
Dynastic Partners January 2010 - April 2011
Law Offices of Raymond E. Baker September 2006 - August 2008
Skills
Outlook, Microsoft Word, Microsoft Excel, Wordperfect, SmartOffice, Timeslips, Social Networking, Typing (75+ wpm), CaseMap
Education
University of Nebraska at Omaha 2015 — 2017
Master of Business Administration (M.B.A.)
University of Nebraska at Omaha 2008 — 2011
Bachelor's Degree, Finance, Banking & Investments, 3.75
Susan Davis, CBAP Susan Davis, CBAP's Securities America Experience 1996 - 1997
Job Director IT Business Analysis and Quality Assurance Testing at Charter Communications
Industry Financial Services
Experience
Charter Communications March 2013 - Present
Charter Communications August 2011 - Present
Scottrade Financial Services December 2008 - September 2011
Scottrade, Inc. July 2004 - December 2008
Scottrade, Inc. January 2001 - July 2004
Scottrade, Inc. January 1999 - January 2001
Scottrade, Inc. September 1998 - January 1999
J.A. Glynn & Company 1997 - 1998
Securities America 1996 - 1997
Walnut Street Securities, Inc. 1994 - 1996
Skills
Full SDLC, Business Analysis..., Product Requirements..., Software Requirements, Business Requirements, Functional..., Use Case Analysis, Requirements..., Project Facilitation, Process Modeling, Data Mapping, IT Service Management, Case Tools, ITIL, eTOM, Telecommunications, Brokerage Operations, Mutual Funds, IRA, New Accounts, Digital Workflow, Electronic Funding, Series 7, Series 63, Certified Business..., IIBA BABOK, BABOK, Business Analysis, IIBA, Project Management, Business Process, Systems Analysis, Process Improvement, Management, User Acceptance Testing, Disaster Recovery, IT Strategy, IT Management, Testing, Leadership, SDLC, Visio, Vendor Management, Resource Management, Business Process..., PMO, Requirements Gathering, Training, Business Process..., Project Portfolio...
Education
Lindenwood University
MBA, Business, Finance
Lindenwood University
Bachlors of Business Administration, Finance, Accounting
Examination Institute Information Science
ITIL v. 3 Foundation
Institute of Certified Bankers
CISP, Certified IRA Services Professional
International Institute Business Analysis
CBAP, Certified Business Analysis Professional
International Software Testing Qualifications Board
CTFL, Certified Tester Foundation Level
National Association Securities Dealers
Certification, Series 7, Series 63
Charter Communications March 2013 - Present
Charter Communications August 2011 - Present
Scottrade Financial Services December 2008 - September 2011
Scottrade, Inc. July 2004 - December 2008
Scottrade, Inc. January 2001 - July 2004
Scottrade, Inc. January 1999 - January 2001
Scottrade, Inc. September 1998 - January 1999
J.A. Glynn & Company 1997 - 1998
Securities America 1996 - 1997
Walnut Street Securities, Inc. 1994 - 1996
Skills
Full SDLC, Business Analysis..., Product Requirements..., Software Requirements, Business Requirements, Functional..., Use Case Analysis, Requirements..., Project Facilitation, Process Modeling, Data Mapping, IT Service Management, Case Tools, ITIL, eTOM, Telecommunications, Brokerage Operations, Mutual Funds, IRA, New Accounts, Digital Workflow, Electronic Funding, Series 7, Series 63, Certified Business..., IIBA BABOK, BABOK, Business Analysis, IIBA, Project Management, Business Process, Systems Analysis, Process Improvement, Management, User Acceptance Testing, Disaster Recovery, IT Strategy, IT Management, Testing, Leadership, SDLC, Visio, Vendor Management, Resource Management, Business Process..., PMO, Requirements Gathering, Training, Business Process..., Project Portfolio...
Education
Lindenwood University
MBA, Business, Finance
Lindenwood University
Bachlors of Business Administration, Finance, Accounting
Examination Institute Information Science
ITIL v. 3 Foundation
Institute of Certified Bankers
CISP, Certified IRA Services Professional
International Institute Business Analysis
CBAP, Certified Business Analysis Professional
International Software Testing Qualifications Board
CTFL, Certified Tester Foundation Level
National Association Securities Dealers
Certification, Series 7, Series 63
Lauren Fridling Lauren Fridling's Securities America Experience January 2008 - September 2009
Job Associate Director, Prime Brokerage Product Development at UBS Investment Bank
Industry Investment Banking
Experience
UBS Investment Bank March 2013 - Present
UBS Investment Bank September 2010 - February 2013
Securities America January 2008 - September 2009
Skills
Prime Brokerage, Equities, Hedge Funds, Relationship Management, Product Development, Series 7, Equity Derivatives, Project Management, Form PF, Exchange Traded...
Education
Temple University 2003 — 2007
BA, Philosophy
Weston
Weston
UBS Investment Bank March 2013 - Present
UBS Investment Bank September 2010 - February 2013
Securities America January 2008 - September 2009
Skills
Prime Brokerage, Equities, Hedge Funds, Relationship Management, Product Development, Series 7, Equity Derivatives, Project Management, Form PF, Exchange Traded...
Education
Temple University 2003 — 2007
BA, Philosophy
Weston
Weston
Ken Luckinbill Ken Luckinbill's Securities America Experience July 2008 - January 2015
Job Director, Internal Audit
Industry Financial Services
Experience
Ladenburg Thalmann February 2015 - Present
Deeb Realty March 2013 - Present
Securities America July 2008 - January 2015
TD Ameritrade October 1998 - March 2008
Baker's Supermarkets 1988 - 1998
Skills
Series 7, Securities, Series 24, FINRA, Series 63, AML, Real Estate, Private Pilot, Instrument Rating, Series 66, Compliance, Risk, Enterprise Risk...
Education
Bellevue University 1999 — 2001
BS
Ladenburg Thalmann February 2015 - Present
Deeb Realty March 2013 - Present
Securities America July 2008 - January 2015
TD Ameritrade October 1998 - March 2008
Baker's Supermarkets 1988 - 1998
Skills
Series 7, Securities, Series 24, FINRA, Series 63, AML, Real Estate, Private Pilot, Instrument Rating, Series 66, Compliance, Risk, Enterprise Risk...
Education
Bellevue University 1999 — 2001
BS
Juli O'Ferral Juli O'Ferral's Securities America Experience 2002 - 2008
Job Sr. Internal Wholesaler at Pacific Life Insurance Company
Industry Financial Services
Experience
Pacific Life August 2010 - Present
US Bancorp Investments April 2008 - October 2009
Securities America 2002 - 2008
Ameritrade January 1999 - January 2001
Skills
Customer Service, Series 7, Coaching, Microsoft Excel, Annuities, Asset Allocation, Brainshark, Business Development, Financial Services, Fixed Annuities, Indexed Annuities, IRAs, Life Insurance, Microsoft Office, Microsoft Powerpoint, Mutual Funds, Planning, Relationship Management, Retirement, Retirement Planning, Series 63, Social Security, Training, Variable Annuities, Consultative Selling, Long-Term Care
Education
Bellevue University 2004 — 2005
Masters, Business Administration Finance/Marketing
Buena Vista University 2001 — 2003
Bachelor of Arts, Finance/Banking
Abraham Lincoln
Pacific Life August 2010 - Present
US Bancorp Investments April 2008 - October 2009
Securities America 2002 - 2008
Ameritrade January 1999 - January 2001
Skills
Customer Service, Series 7, Coaching, Microsoft Excel, Annuities, Asset Allocation, Brainshark, Business Development, Financial Services, Fixed Annuities, Indexed Annuities, IRAs, Life Insurance, Microsoft Office, Microsoft Powerpoint, Mutual Funds, Planning, Relationship Management, Retirement, Retirement Planning, Series 63, Social Security, Training, Variable Annuities, Consultative Selling, Long-Term Care
Education
Bellevue University 2004 — 2005
Masters, Business Administration Finance/Marketing
Buena Vista University 2001 — 2003
Bachelor of Arts, Finance/Banking
Abraham Lincoln
Mary Jo Rump Mary Jo Rump's Securities America Experience October 1989 - February 2004
Job HL7 Integration Analyst with Epic Bridges Certification
Industry Hospital & Health Care
Experience
Spartanburg Regional Healthcare System April 2015 - Present
CHI August 2013 - January 2015
Catholic Health Initiatives 2013 - January 2015
Alegent Health February 2007 - August 2013
Securities America October 1989 - February 2004
Skills
Healthcare Information..., Healthcare, EMR, EHR, Epic Systems, Software Documentation, HIPAA, Integration, Healthcare Management, Process Improvement, Hospitals, Visio, Informatics, Project Management, EMR workflow, CPOE, HL7, Troubleshooting, Business Analysis
Education
Univerity of Nebraska at Omaha 1996 — 1998
Master's degree, Management Information Systems, General
Creighton University
BSN, Registered Nurse program
Metropolitan Community College
certiicate of completion, EMR workflow analyst
Spartanburg Regional Healthcare System April 2015 - Present
CHI August 2013 - January 2015
Catholic Health Initiatives 2013 - January 2015
Alegent Health February 2007 - August 2013
Securities America October 1989 - February 2004
Skills
Healthcare Information..., Healthcare, EMR, EHR, Epic Systems, Software Documentation, HIPAA, Integration, Healthcare Management, Process Improvement, Hospitals, Visio, Informatics, Project Management, EMR workflow, CPOE, HL7, Troubleshooting, Business Analysis
Education
Univerity of Nebraska at Omaha 1996 — 1998
Master's degree, Management Information Systems, General
Creighton University
BSN, Registered Nurse program
Metropolitan Community College
certiicate of completion, EMR workflow analyst
Joyce Vollmer Brown Joyce Vollmer Brown's Securities America Experience April 2015 - Present
Job Marketing Communications Specialist Advisor Marketing Services at Securities America, Inc., Member FINRA/SIPC
Industry Public Relations and Communications
Experience
Securities America April 2015 - Present
JB Editorial Services January 2010 - Present
Advanced Engineering Systems April 2013 - April 2015
Design Basics January 2005 - August 2008
Self Employed January 2000 - September 2005
Design Basics September 2000 - December 2004
Skills
Editing, Creative Writing, Copy Editing, Web Editing, Social Media Marketing, Public Relations, Management, Resume Writing, Marketing Communications, Speech Writing, Text Editing, Writing, Advertising, Copywriting, Books, Marketing, Newsletters, Blogging, Press Releases, Publications, Social Media, Email Marketing, Editorial, Proofreading, Brochures, Feature Articles, Web Content, Publishing, Direct Mail Fundraising, Fundraising, Direct Mail
Education
University of Sioux Falls
BA, with honors, English, Journalism
Securities America April 2015 - Present
JB Editorial Services January 2010 - Present
Advanced Engineering Systems April 2013 - April 2015
Design Basics January 2005 - August 2008
Self Employed January 2000 - September 2005
Design Basics September 2000 - December 2004
Skills
Editing, Creative Writing, Copy Editing, Web Editing, Social Media Marketing, Public Relations, Management, Resume Writing, Marketing Communications, Speech Writing, Text Editing, Writing, Advertising, Copywriting, Books, Marketing, Newsletters, Blogging, Press Releases, Publications, Social Media, Email Marketing, Editorial, Proofreading, Brochures, Feature Articles, Web Content, Publishing, Direct Mail Fundraising, Fundraising, Direct Mail
Education
University of Sioux Falls
BA, with honors, English, Journalism
Nicole Cummings, PHR Nicole Cummings, PHR's Securities America Experience 2009 - August 2011
Job Human Resources Manager at Cakebread Cellars
Industry Wine and Spirits
Experience
Cakebread Cellars June 2014 - Present
Securities America, Inc. Member FINRA/SIPC August 2011 - May 2014
Securities America 2009 - August 2011
Brecek and Young Advisors November 2006 - December 2008
Cakebread Cellars October 2001 - December 2006
EAH Housing March 1999 - September 2001
Skills
Performance Management, Employee Relations, Leadership Development, Coaching, Compliance, Compensation..., Talent Acquisition, Talent Development, Team Leadership, Situational Leadership, Strategic Thinking, Team Building, Talent Management, Employee Training, Leadership, Change Management, Training, Program Management, Payroll, Internal Communications, Organizational..., Recruiting, Executive Coaching, Management, Benefits Administration, Policy, New Hire Orientations, Workforce Planning, Personnel Management
Education
University of Nebraska at Omaha 2012 — 2013
Executive MBA, Business
California State University-Chico 1996 — 1998
Bachelors of Science, Business Administration with an emphasis in Human Resources
College of the Sequoias 1994 — 1996
AA, Business
Cakebread Cellars June 2014 - Present
Securities America, Inc. Member FINRA/SIPC August 2011 - May 2014
Securities America 2009 - August 2011
Brecek and Young Advisors November 2006 - December 2008
Cakebread Cellars October 2001 - December 2006
EAH Housing March 1999 - September 2001
Skills
Performance Management, Employee Relations, Leadership Development, Coaching, Compliance, Compensation..., Talent Acquisition, Talent Development, Team Leadership, Situational Leadership, Strategic Thinking, Team Building, Talent Management, Employee Training, Leadership, Change Management, Training, Program Management, Payroll, Internal Communications, Organizational..., Recruiting, Executive Coaching, Management, Benefits Administration, Policy, New Hire Orientations, Workforce Planning, Personnel Management
Education
University of Nebraska at Omaha 2012 — 2013
Executive MBA, Business
California State University-Chico 1996 — 1998
Bachelors of Science, Business Administration with an emphasis in Human Resources
College of the Sequoias 1994 — 1996
AA, Business
Arthur Cooper Arthur Cooper's Securities America Experience November 1998 - Present
Job Managing Director at Cooper McManus
Industry Financial Services
Experience
Cooper McManus January 2000 - Present
Securities America November 1998 - Present
Decker Communications 2012 - 2012
Professional Partners and Practices 2006 - 2008
Lincoln Financial Advisors August 1997 - November 1998
Ameriprise Financial Advisors September 1990 - August 1997
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Investments, Investment Advisory, Asset Management, Estate Planning, Financial Advisory, Securities, Financial Services, Finance, Insurance, Wealth, Financial Planners, FINRA, Retirement, Strategic Planning, Portfolio Management, Training, IRAs, Financial Goals, Fixed Annuities, Life Insurance, Series 7, Wealth Accumulation, Mutual Funds, Financial Planning
Education
College for Financial Planning 1991 — 1994
CFP, Financial Planning
California State University-Fullerton - College of Business and Economics 1984 — 1990
Business Finance
Marina High School, Huntington Beach, California 1980 — 1984
High School, 9th - 12th
Cooper McManus January 2000 - Present
Securities America November 1998 - Present
Decker Communications 2012 - 2012
Professional Partners and Practices 2006 - 2008
Lincoln Financial Advisors August 1997 - November 1998
Ameriprise Financial Advisors September 1990 - August 1997
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Investments, Investment Advisory, Asset Management, Estate Planning, Financial Advisory, Securities, Financial Services, Finance, Insurance, Wealth, Financial Planners, FINRA, Retirement, Strategic Planning, Portfolio Management, Training, IRAs, Financial Goals, Fixed Annuities, Life Insurance, Series 7, Wealth Accumulation, Mutual Funds, Financial Planning
Education
College for Financial Planning 1991 — 1994
CFP, Financial Planning
California State University-Fullerton - College of Business and Economics 1984 — 1990
Business Finance
Marina High School, Huntington Beach, California 1980 — 1984
High School, 9th - 12th
Tim Husbands Tim Husbands's Securities America Experience March 2004 - August 2005
Job Manager at Prudential Financial
Industry Insurance
Experience
Prudential Financial September 2005 - Present
Securities America March 2004 - August 2005
Merrill Lynch 2002 - 2002
Ohio Casualty Group 1997 - 1998
Skills
Compliance, Series 24, Suitability, Series 7, Series 63, Fixed Annuities, Variable Annuities, Life Insurance, Regulatory Supervision, Financial Services, FINRA, Insurance, Risk Management, Mutual Funds, Management, Process Improvement, Retirement Planning, Securities, Project Management, Investments, Financial Risk, Leadership, Financial compliance
Education
San Diego State University-California State University 1986 — 1991
London Central High School 1983 — 1986
Prudential Financial September 2005 - Present
Securities America March 2004 - August 2005
Merrill Lynch 2002 - 2002
Ohio Casualty Group 1997 - 1998
Skills
Compliance, Series 24, Suitability, Series 7, Series 63, Fixed Annuities, Variable Annuities, Life Insurance, Regulatory Supervision, Financial Services, FINRA, Insurance, Risk Management, Mutual Funds, Management, Process Improvement, Retirement Planning, Securities, Project Management, Investments, Financial Risk, Leadership, Financial compliance
Education
San Diego State University-California State University 1986 — 1991
London Central High School 1983 — 1986
Daniel Yowell, EA Daniel Yowell, EA's Securities America Experience January 2008 - March 2015
Job Tax Practitioner & Financial Advisor at Securities America
Industry Financial Services
Experience
San Diego Tax Center November 1986 - Present
Securities America January 2008 - March 2015
Naval Special Warfare June 1979 - June 1999
Skills
Tax, Planning, Insurance, Portfolio Management, Problem Solving, Strategic Planning, Team Building, Customer Relations, Operations Management, Negotiation, Program Management, Budgeting, Risk Management, Accounting, Public Speaking, Budgets, Customer Service, Project Planning, Entrepreneurship, Financial Reporting, Business Strategy, Start-ups, Forecasting, Business Development, Securities, Financial Analysis, Management, Asset Management, Strategy, Due Diligence, Coaching, Finance, Time Management, Small Business, Financial Services, Corporate Finance, Government, Analysis, Account Management, Sales Management, Leadership Development, Retirement Planning, Investments, Change Management, Training, PowerPoint, Process Improvement, Microsoft Excel, New Business Development, Estate Planning
Education
National University 1986 — 1988
Saint Leo University 1982 — 1985
AA, Business Administration
North Branch H.S. 1976 — 1979
San Diego Tax Center November 1986 - Present
Securities America January 2008 - March 2015
Naval Special Warfare June 1979 - June 1999
Skills
Tax, Planning, Insurance, Portfolio Management, Problem Solving, Strategic Planning, Team Building, Customer Relations, Operations Management, Negotiation, Program Management, Budgeting, Risk Management, Accounting, Public Speaking, Budgets, Customer Service, Project Planning, Entrepreneurship, Financial Reporting, Business Strategy, Start-ups, Forecasting, Business Development, Securities, Financial Analysis, Management, Asset Management, Strategy, Due Diligence, Coaching, Finance, Time Management, Small Business, Financial Services, Corporate Finance, Government, Analysis, Account Management, Sales Management, Leadership Development, Retirement Planning, Investments, Change Management, Training, PowerPoint, Process Improvement, Microsoft Excel, New Business Development, Estate Planning
Education
National University 1986 — 1988
Saint Leo University 1982 — 1985
AA, Business Administration
North Branch H.S. 1976 — 1979
Jill Volpi Jill Volpi's Securities America Experience 2012 - 2012
Job Customer Service Extraordinaire
Industry Food & Beverages
Experience
Kum & Go 2012 - Present
Securities America 2012 - 2012
Hy Vee September 2009 - November 2011
Ryan's Bistro (and Prestige) 2005 - 2010
Skills
Budgets, Catering, Customer Retention, Customer Satisfaction, Customer Service, Employee Relations, Event Planning, Food, Human Resources, Management, Outlook, PowerPoint, Public Speaking, Recruiting, Relationship Management, Retail, Sales, Social Media
Education
Metropolitan Community College 2005 — 2012
AAS, Education
Metropolitan Community College
Associate of Arts (AA), Early Childhood Education and Teaching
Kum & Go 2012 - Present
Securities America 2012 - 2012
Hy Vee September 2009 - November 2011
Ryan's Bistro (and Prestige) 2005 - 2010
Skills
Budgets, Catering, Customer Retention, Customer Satisfaction, Customer Service, Employee Relations, Event Planning, Food, Human Resources, Management, Outlook, PowerPoint, Public Speaking, Recruiting, Relationship Management, Retail, Sales, Social Media
Education
Metropolitan Community College 2005 — 2012
AAS, Education
Metropolitan Community College
Associate of Arts (AA), Early Childhood Education and Teaching
Shawna Soltis Shawna Soltis's Securities America Experience October 2007 - March 2011
Job Application Delivery Technician at Benaissance
Industry Marketing and Advertising
Experience
Benaissance February 2015 - Present
Tripleseat Software LLC October 2014 - Present
Benaissance December 2014 - February 2015
Oriental Trading Company March 2014 - September 2014
Oriental Trading Company February 2013 - March 2014
Securities America, Inc. Member FINRA/SIPC March 2011 - December 2012
Securities America October 2007 - March 2011
Securities America, Inc. Member FINRA/SIPC February 2005 - October 2007
Colorado Department of Corrections February 1999 - May 2003
FedEx September 2001 - May 2002
Skills
Disaster Recovery, Databases, System Administration, Software Documentation, Servers, Unix, Data Center, Sourcing, Windows, Microsoft Excel, Microsoft Office, Reports, Access Database, Ad Hoc Reporting, Access, Process Improvement, Team Building, SQL, Management, Analysis, Customer Service
Education
Colorado State University-Pueblo 1992 — 1997
Bachelor, Marketing
Metropolitan Community College 2007 — 2010
Associate, Graphic Design
Benaissance February 2015 - Present
Tripleseat Software LLC October 2014 - Present
Benaissance December 2014 - February 2015
Oriental Trading Company March 2014 - September 2014
Oriental Trading Company February 2013 - March 2014
Securities America, Inc. Member FINRA/SIPC March 2011 - December 2012
Securities America October 2007 - March 2011
Securities America, Inc. Member FINRA/SIPC February 2005 - October 2007
Colorado Department of Corrections February 1999 - May 2003
FedEx September 2001 - May 2002
Skills
Disaster Recovery, Databases, System Administration, Software Documentation, Servers, Unix, Data Center, Sourcing, Windows, Microsoft Excel, Microsoft Office, Reports, Access Database, Ad Hoc Reporting, Access, Process Improvement, Team Building, SQL, Management, Analysis, Customer Service
Education
Colorado State University-Pueblo 1992 — 1997
Bachelor, Marketing
Metropolitan Community College 2007 — 2010
Associate, Graphic Design
Jeff Watson Jeff Watson's Securities America Experience February 2015 - Present
Job Developer Analyst at Securities America Inc
Industry Information Technology and Services
Experience
Securities America February 2015 - Present
Independent Technologist May 2009 - Present
West 2014 - 2015
Lineage Logistics April 2014 - August 2014
Millard Refrigerated Services January 2012 - August 2014
PayPal November 2008 - December 2010
ASC Information Technology May 2005 - May 2009
ASC IT January 2005 - May 2007
Zurich Financial Services April 1998 - December 2005
Zurich 1997 - 2005
Skills
Microsoft SQL Server, .NET, ASP.NET, VB.NET, IIS, Visual Basic, Database Design, Software Development, SQL, C#, SDLC, SharePoint, CRM, Software Documentation, Account Management, Leadership, Team Leadership, Requirements Analysis, Visual C#, Lotus Notes, Business Analysis, Visio, Agile Methodologies, Agile Project Management, Scrum, Business Intelligence, SQL Server, Entity Framework, Silverlight, FoxPro, Web Development, SOA, Software Project..., Systems Analysis, Web Services, Requirements Gathering, Enterprise Architecture, Customer Relations, Integration, XML, Vendor Management, Team Building, Staff Development, Team Management, Managerial Skills, Management, TFS, Entrepreneurship, Quality Assurance, Testing
Education
Bellevue University 2008 — 2010
BS, Business Administration and Management, General
IWCC 1994 — 1996
Associates, Computer Programming
Securities America February 2015 - Present
Independent Technologist May 2009 - Present
West 2014 - 2015
Lineage Logistics April 2014 - August 2014
Millard Refrigerated Services January 2012 - August 2014
PayPal November 2008 - December 2010
ASC Information Technology May 2005 - May 2009
ASC IT January 2005 - May 2007
Zurich Financial Services April 1998 - December 2005
Zurich 1997 - 2005
Skills
Microsoft SQL Server, .NET, ASP.NET, VB.NET, IIS, Visual Basic, Database Design, Software Development, SQL, C#, SDLC, SharePoint, CRM, Software Documentation, Account Management, Leadership, Team Leadership, Requirements Analysis, Visual C#, Lotus Notes, Business Analysis, Visio, Agile Methodologies, Agile Project Management, Scrum, Business Intelligence, SQL Server, Entity Framework, Silverlight, FoxPro, Web Development, SOA, Software Project..., Systems Analysis, Web Services, Requirements Gathering, Enterprise Architecture, Customer Relations, Integration, XML, Vendor Management, Team Building, Staff Development, Team Management, Managerial Skills, Management, TFS, Entrepreneurship, Quality Assurance, Testing
Education
Bellevue University 2008 — 2010
BS, Business Administration and Management, General
IWCC 1994 — 1996
Associates, Computer Programming
Debra Grier Debra Grier's Securities America Experience May 2010 - May 2011
Job Mission Critical Positions Filled| Financial Advisor Placement | Succession/Continuity | 23 yrs experience
Industry Financial Services
Experience
Turning Point, Inc. January 2015 - Present
DG Consulting Services, LLC October 2013 - Present
NFP Advisor Services Group May 2011 - August 2013
Securities America May 2010 - May 2011
QA3 Financial Corp 2001 - 2010
Securities America, Inc. Member FINRA/SIPC May 1994 - June 2001
Paine Webber January 1991 - April 1994
Skills
Executive Search, Recruiting, Succession Planning, Broker-Dealer, Financial Services, Investment Advisory, Wealth Management, Series 7, Retirement Planning, Investments, Financial Advisory, Securities, Sales Management, Series 63, Alternative Investments, Financial Planning, FINRA, Estate Planning, Retirement, Financial Planners
Education
Evangel University 1982 — 1983
Music
Central Community College/Platte Campus 1980 — 1982
Music
Turning Point, Inc. January 2015 - Present
DG Consulting Services, LLC October 2013 - Present
NFP Advisor Services Group May 2011 - August 2013
Securities America May 2010 - May 2011
QA3 Financial Corp 2001 - 2010
Securities America, Inc. Member FINRA/SIPC May 1994 - June 2001
Paine Webber January 1991 - April 1994
Skills
Executive Search, Recruiting, Succession Planning, Broker-Dealer, Financial Services, Investment Advisory, Wealth Management, Series 7, Retirement Planning, Investments, Financial Advisory, Securities, Sales Management, Series 63, Alternative Investments, Financial Planning, FINRA, Estate Planning, Retirement, Financial Planners
Education
Evangel University 1982 — 1983
Music
Central Community College/Platte Campus 1980 — 1982
Music
Curt Curtis Curt Curtis's Securities America Experience October 2008 - Present
Job Developer at Securities America
Industry Investment Management
Experience
Securities America October 2008 - Present
Omaha World-Herald November 2006 - October 2008
Convergys 1995 - 2006
Skills
Troubleshooting, Sybase, SQL, Business Analysis, T-SQL, Microsoft SQL Server
Education
Clarke Community High School 1984 — 1988
diploma
Metropolitan Community College
Securities America October 2008 - Present
Omaha World-Herald November 2006 - October 2008
Convergys 1995 - 2006
Skills
Troubleshooting, Sybase, SQL, Business Analysis, T-SQL, Microsoft SQL Server
Education
Clarke Community High School 1984 — 1988
diploma
Metropolitan Community College
Duane Fisher's Securities America Experience September 2005 - February 2008
Job Senior Systems Administrator at ACI Worldwide
Industry Information Technology and Services
Experience
ACI Worldwide July 2013 - Present
Securities America, Inc. Member FINRA/SIPC December 2012 - June 2013
Infocrossing August 2010 - December 2012
PayFlex Systems USA, Inc. November 2009 - August 2010
PayFlex Systems USA, Inc. February 2008 - November 2009
Securities America September 2005 - February 2008
ConAgra Foods June 2005 - September 2005
Securities America March 2002 - June 2005
Paricom, Inc. March 1997 - March 2002
USAF December 1989 - March 1997
Skills
VMware, DNS, Solaris, Red Hat Linux, SAN, Cisco Technologies, Storage Area Networks, Servers, Disaster Recovery, Unix, Storage, NetApp, EMC Storage, Brocade Fibre Switches, AIX, Solaris Zones, Suse, Routing Protocols, Linux, Firewalls, Apache, DHCP
Education
Community College of the Air Force 1992 — 1994
AS, Electronics Systems Technology
Iowa Western Community College 2000 — 2000
certificate, •Windows 2000 MCSE FastTrack program
ACI Worldwide July 2013 - Present
Securities America, Inc. Member FINRA/SIPC December 2012 - June 2013
Infocrossing August 2010 - December 2012
PayFlex Systems USA, Inc. November 2009 - August 2010
PayFlex Systems USA, Inc. February 2008 - November 2009
Securities America September 2005 - February 2008
ConAgra Foods June 2005 - September 2005
Securities America March 2002 - June 2005
Paricom, Inc. March 1997 - March 2002
USAF December 1989 - March 1997
Skills
VMware, DNS, Solaris, Red Hat Linux, SAN, Cisco Technologies, Storage Area Networks, Servers, Disaster Recovery, Unix, Storage, NetApp, EMC Storage, Brocade Fibre Switches, AIX, Solaris Zones, Suse, Routing Protocols, Linux, Firewalls, Apache, DHCP
Education
Community College of the Air Force 1992 — 1994
AS, Electronics Systems Technology
Iowa Western Community College 2000 — 2000
certificate, •Windows 2000 MCSE FastTrack program
David E. Rockett's Securities America Experience 1984 - 1996
Job "Sacrificial Generosity" = Happiness
Industry Philanthropy
Experience
Associate at Legacy Tree Foundation March 2010 - Present
Legacy Tree Foundation 2010 - Present
The Charitable Steward May 1996 - Present
The Covenant-Creation Foundation April 1999 - February 2002
Securities America 1984 - 1996
Skills
Public Speaking, New Business Development, Non-profits, Leadership Development, Public Relations, Estate Planning, Social Media, Research, Advertising, Small Business, Fundraising, Nonprofits, Strategic Planning, Social Media Marketing, Event Planning, Marketing, Coaching, Social Networking, Team Building, Online Marketing
Education
Florida State University 1976 — 1978
History & Political Science
Okaloosa-Walton Jr College 1974 — 1976
AA, Tennis
Moss Point High School 1968 — 1972
HS, Football, Baseball, Music...
Associate at Legacy Tree Foundation March 2010 - Present
Legacy Tree Foundation 2010 - Present
The Charitable Steward May 1996 - Present
The Covenant-Creation Foundation April 1999 - February 2002
Securities America 1984 - 1996
Skills
Public Speaking, New Business Development, Non-profits, Leadership Development, Public Relations, Estate Planning, Social Media, Research, Advertising, Small Business, Fundraising, Nonprofits, Strategic Planning, Social Media Marketing, Event Planning, Marketing, Coaching, Social Networking, Team Building, Online Marketing
Education
Florida State University 1976 — 1978
History & Political Science
Okaloosa-Walton Jr College 1974 — 1976
AA, Tennis
Moss Point High School 1968 — 1972
HS, Football, Baseball, Music...
Bill Garrett, CFP(r)'s Securities America Experience 1990 - September 2010
Job Former Ambassador at CFP(r) Board of Standards
Industry Financial Services
Experience
United Planners Financial Services September 2010 - Present
International Performance Group 2014 - 2014
CFP(r) Board of Standards November 2011 - November 2012
Securities America 1990 - September 2010
Garrett Apparel Group January 1975 - January 1987
Garrett Men's and Ladies Wear 1969 - 1975
Skills
Retirement Planning, Investments, Securities, Mutual Funds, Certified Financial..., Portfolio Management, Retirement, Investment Advisory, Financial Services, Wealth Management, Investment Strategies, Financial Advisory, Financial Goals, Investment Management, Asset Managment, Roth IRA, FINRA, Fixed Annuities, IRAs, Wealth Accumulation, Wealth Management..., Life Insurance, Bonds, 401k Rollovers, Asset Allocation, Series 65, Small Business, Series 7, Financial Planners, Series 63, Series 24, Financial Planning
Education
College for Financial Planning 1991 — 1993
CFP, Financial Planning
Washington University in St. Louis School of Law 1969 — 1970
one year, Law
Washburn University 1965 — 1969
BA, Political Science
Washburn University 1965 — 1969
BA, Political Science, French, English
United Planners Financial Services September 2010 - Present
International Performance Group 2014 - 2014
CFP(r) Board of Standards November 2011 - November 2012
Securities America 1990 - September 2010
Garrett Apparel Group January 1975 - January 1987
Garrett Men's and Ladies Wear 1969 - 1975
Skills
Retirement Planning, Investments, Securities, Mutual Funds, Certified Financial..., Portfolio Management, Retirement, Investment Advisory, Financial Services, Wealth Management, Investment Strategies, Financial Advisory, Financial Goals, Investment Management, Asset Managment, Roth IRA, FINRA, Fixed Annuities, IRAs, Wealth Accumulation, Wealth Management..., Life Insurance, Bonds, 401k Rollovers, Asset Allocation, Series 65, Small Business, Series 7, Financial Planners, Series 63, Series 24, Financial Planning
Education
College for Financial Planning 1991 — 1993
CFP, Financial Planning
Washington University in St. Louis School of Law 1969 — 1970
one year, Law
Washburn University 1965 — 1969
BA, Political Science
Washburn University 1965 — 1969
BA, Political Science, French, English
Kerric Kynard, CMFC® CRPC®'s Securities America Experience April 2004 - June 2009
Job Director at Beacon Hill Fund Services, Inc.
Industry Financial Services
Experience
Beacon Hill Fund Services, Inc. August 2015 - Present
Unified Financial Securities, Inc - Huntington Asset Services, Inc May 2015 - August 2015
Unified Financial Securities - Huntington Asset Services November 2011 - May 2015
American United Life May 2011 - November 2011
Woodmen of the World June 2009 - May 2011
Securities America April 2004 - June 2009
First National Bank of Omaha October 2002 - March 2004
Skills
Series 6, FINRA, Mutual Funds, Insurance, Investments, Asset Allocation, Securities, Retirement, Series 63, Annuities, 401k, Retirement Planning, Customer Relations, Customer Service, Coaching, Sales Management, Consultative Selling, Operations Management, Key Account..., Fixed Annuities, Sales, IRAs, Wealth Management, Financial Advisory, Variable Annuities, Finance, Series 7, ETFs, Bonds, Uniform Combined State..., CRM, Life Insurance, Series 65, Series 24, Financial Services, Long-term Care
Education
College For Financial Planning 2009 — 2010
Chartered Mutual Fund Counselor; Chartered Retirement Plans Counselor, Chartered Mutual Fund Counselor & Chartered Retirement Planning Counselor
Bellevue University 1993 — 1994
Marketing/Marketing Management, General
Beacon Hill Fund Services, Inc. August 2015 - Present
Unified Financial Securities, Inc - Huntington Asset Services, Inc May 2015 - August 2015
Unified Financial Securities - Huntington Asset Services November 2011 - May 2015
American United Life May 2011 - November 2011
Woodmen of the World June 2009 - May 2011
Securities America April 2004 - June 2009
First National Bank of Omaha October 2002 - March 2004
Skills
Series 6, FINRA, Mutual Funds, Insurance, Investments, Asset Allocation, Securities, Retirement, Series 63, Annuities, 401k, Retirement Planning, Customer Relations, Customer Service, Coaching, Sales Management, Consultative Selling, Operations Management, Key Account..., Fixed Annuities, Sales, IRAs, Wealth Management, Financial Advisory, Variable Annuities, Finance, Series 7, ETFs, Bonds, Uniform Combined State..., CRM, Life Insurance, Series 65, Series 24, Financial Services, Long-term Care
Education
College For Financial Planning 2009 — 2010
Chartered Mutual Fund Counselor; Chartered Retirement Plans Counselor, Chartered Mutual Fund Counselor & Chartered Retirement Planning Counselor
Bellevue University 1993 — 1994
Marketing/Marketing Management, General
Patrick Scarborough, CFA, CFP® Patrick Scarborough, CFA, CFP®'s Securities America Experience November 2005 - January 2011
Job Investment Analyst/Financial Planner at Wealth Planning Corporation
Industry Financial Services
Experience
Wealth Planning Corporation January 2011 - Present
Securities America November 2005 - January 2011
Curian Capital and Jackson National Life December 2004 - November 2005
Curian Capital February 2004 - December 2004
Curian Capital January 2003 - February 2004
Education
University of Cincinnati College of Business 1990 — 1995
BBA, Finance and Management
Wealth Planning Corporation January 2011 - Present
Securities America November 2005 - January 2011
Curian Capital and Jackson National Life December 2004 - November 2005
Curian Capital February 2004 - December 2004
Curian Capital January 2003 - February 2004
Education
University of Cincinnati College of Business 1990 — 1995
BBA, Finance and Management
Josh Christensen Josh Christensen's Securities America Experience November 2007 - April 2008
Job Software Engineer at ProKarma
Industry Computer Software
Experience
ProKarma May 2014 - Present
Financial Transmission Network, Inc. October 2010 - May 2014
Troppin.com March 2009 - October 2010
ASC Information Technology January 2007 - October 2010
MedWell Rx April 2008 - April 2009
Securities America November 2007 - April 2008
Sitel August 2007 - October 2007
Pioneer Hi-Bred International January 2007 - July 2007
The Gallup Organization May 2005 - January 2007
Northwest Missouri State University August 2002 - April 2005
Skills
C#, .NET, ASP.NET MVC, jQuery, JavaScript, HTML + CSS, AJAX, ASP.NET, Android, Java, eCommerce, Team Foundation Server..., Windows Server 2000-2008, SQL Server 2000-2008, MySQL, Fluent NHibernate, IIS, Sybase, XSS, PCI Compliance, Agile, Mobile Devices, Solr, Unix, PHP, Mobile Commerce, Social Commerce, Agile Methodologies, Objective-C, iPhone, Mobile Applications, Databases, VB.NET, Visual Basic, CSS, Microsoft SQL Server, ASP
Education
Northwest Missouri State University 2001 — 2007
B.S., Computer Science
ProKarma May 2014 - Present
Financial Transmission Network, Inc. October 2010 - May 2014
Troppin.com March 2009 - October 2010
ASC Information Technology January 2007 - October 2010
MedWell Rx April 2008 - April 2009
Securities America November 2007 - April 2008
Sitel August 2007 - October 2007
Pioneer Hi-Bred International January 2007 - July 2007
The Gallup Organization May 2005 - January 2007
Northwest Missouri State University August 2002 - April 2005
Skills
C#, .NET, ASP.NET MVC, jQuery, JavaScript, HTML + CSS, AJAX, ASP.NET, Android, Java, eCommerce, Team Foundation Server..., Windows Server 2000-2008, SQL Server 2000-2008, MySQL, Fluent NHibernate, IIS, Sybase, XSS, PCI Compliance, Agile, Mobile Devices, Solr, Unix, PHP, Mobile Commerce, Social Commerce, Agile Methodologies, Objective-C, iPhone, Mobile Applications, Databases, VB.NET, Visual Basic, CSS, Microsoft SQL Server, ASP
Education
Northwest Missouri State University 2001 — 2007
B.S., Computer Science
Craig Linquist Craig Linquist's Securities America Experience March 2001 - May 2007
Job Account Manager
Industry Paper & Forest Products
Experience
International Paper December 2012 - Present
Capario April 2008 - February 2012
Securities America March 2001 - May 2007
Securities America February 1998 - March 2001
Securities America September 1997 - February 1998
Physicians Mutual Insurance Company September 1995 - September 1997
Education
University of Nebraska at Omaha 1990 — 1995
International Paper December 2012 - Present
Capario April 2008 - February 2012
Securities America March 2001 - May 2007
Securities America February 1998 - March 2001
Securities America September 1997 - February 1998
Physicians Mutual Insurance Company September 1995 - September 1997
Education
University of Nebraska at Omaha 1990 — 1995
Gregory Zill Gregory Zill's Securities America Experience 1998 - 2001
Job Sr Security Engineer, Internet Services Production Support
Industry Computer & Network Security
Experience
TD Ameritrade October 2014 - Present
Interpublic Group January 2009 - October 2014
Solutionary, Inc. October 2007 - January 2009
Solutionary, Inc. April 2007 - October 2007
Vertrue, Inc. July 2006 - March 2007
Netshops, Inc. January 2004 - July 2006
Omaha World-Herald Company May 2001 - June 2004
Securities America 1998 - 2001
Tandem Telecom 1995 - 1997
West Interactive 1993 - 1996
Skills
PEN Testing, Next Generation..., SEIM, CISSP, GPEN, PCI DSS, Network Security, Firewalls, Security, Computer Security, Information Security..., IDS, Qualys, Vulnerability Assessment, GCIH, Vulnerability Management, Information Security, System Administration, Compliance Coordinator, Technical Documentation, Data Center, Encryption, Juniper, Penetration Testing, IPS, Enterprise Software, Networking, Cisco Technologies, Linux, Unix, Active Directory, Disaster Recovery, Business Continuity, Network Architecture, Checkpoint, VPN, DNS, Troubleshooting, Vulnerability Scanning, TCP/IP, Data Security, Web Application Security, Security Audits, Intrusion Detection, Computer Forensics, System Deployment, Application Security, ISO 27001, VMware, WAN
Education
University of Nebraska at Omaha 1998 — 2000
MBA
Gateway Institute 1992 — 1994
AD
University of Nebraska-Lincoln 1980 — 1985
BS
TD Ameritrade October 2014 - Present
Interpublic Group January 2009 - October 2014
Solutionary, Inc. October 2007 - January 2009
Solutionary, Inc. April 2007 - October 2007
Vertrue, Inc. July 2006 - March 2007
Netshops, Inc. January 2004 - July 2006
Omaha World-Herald Company May 2001 - June 2004
Securities America 1998 - 2001
Tandem Telecom 1995 - 1997
West Interactive 1993 - 1996
Skills
PEN Testing, Next Generation..., SEIM, CISSP, GPEN, PCI DSS, Network Security, Firewalls, Security, Computer Security, Information Security..., IDS, Qualys, Vulnerability Assessment, GCIH, Vulnerability Management, Information Security, System Administration, Compliance Coordinator, Technical Documentation, Data Center, Encryption, Juniper, Penetration Testing, IPS, Enterprise Software, Networking, Cisco Technologies, Linux, Unix, Active Directory, Disaster Recovery, Business Continuity, Network Architecture, Checkpoint, VPN, DNS, Troubleshooting, Vulnerability Scanning, TCP/IP, Data Security, Web Application Security, Security Audits, Intrusion Detection, Computer Forensics, System Deployment, Application Security, ISO 27001, VMware, WAN
Education
University of Nebraska at Omaha 1998 — 2000
MBA
Gateway Institute 1992 — 1994
AD
University of Nebraska-Lincoln 1980 — 1985
BS
Marc Geels, CFP's Securities America Experience 2006 - Present
Job Owner and Wealth Manager at EFS Group Wealth Management
Industry Financial Services
Experience
EFS Group Wealth Management June 1991 - Present
Securities America Advisors, Inc. 2006 - Present
BNI (Business Networking International) March 2011 - Present
Securities America 2006 - Present
Skills
Wealth Management, Retirement Planning, Investments, Strategic Financial..., Estate Planning, Pensions, Insurance Planning, Financial Planning, Retirement Income..., Long Term Care, Retirement, Financial Services, Securities, Finance, Wealth
Education
Dordt College 1987 — 1991
BA, Business and Accounting
EFS Group Wealth Management June 1991 - Present
Securities America Advisors, Inc. 2006 - Present
BNI (Business Networking International) March 2011 - Present
Securities America 2006 - Present
Skills
Wealth Management, Retirement Planning, Investments, Strategic Financial..., Estate Planning, Pensions, Insurance Planning, Financial Planning, Retirement Income..., Long Term Care, Retirement, Financial Services, Securities, Finance, Wealth
Education
Dordt College 1987 — 1991
BA, Business and Accounting
Robin Danahy Robin Danahy's Securities America Experience November 2002 - January 2010
Job Senior Sales Administrator at Orion Advisor Services
Industry Financial Services
Experience
Orion Advisor Services January 2015 - Present
Robert W. Baird & Co. August 2014 - December 2014
Orion Advisor Services February 2012 - August 2014
CLS Investments, LLC January 2010 - February 2012
Securities America November 2002 - January 2010
QA3 Financial Corp April 2003 - October 2003
Morgan Stanley August 1998 - April 2003
Skills
Series 7, Wealth Management, Mutual Funds, Investments, Securities, Asset Managment, Insurance, Fixed Annuities, Retirement Planning, Financial Advisory, Investment Advisory, Series 63, Strategic Financial..., 401k, Portfolio Management, Customer Service, Team Building, Microsoft Excel, Financial Services, Alternative Investments
Education
University of Nebraska at Omaha 1992 — 1997
BS, Secondary Education
Orion Advisor Services January 2015 - Present
Robert W. Baird & Co. August 2014 - December 2014
Orion Advisor Services February 2012 - August 2014
CLS Investments, LLC January 2010 - February 2012
Securities America November 2002 - January 2010
QA3 Financial Corp April 2003 - October 2003
Morgan Stanley August 1998 - April 2003
Skills
Series 7, Wealth Management, Mutual Funds, Investments, Securities, Asset Managment, Insurance, Fixed Annuities, Retirement Planning, Financial Advisory, Investment Advisory, Series 63, Strategic Financial..., 401k, Portfolio Management, Customer Service, Team Building, Microsoft Excel, Financial Services, Alternative Investments
Education
University of Nebraska at Omaha 1992 — 1997
BS, Secondary Education
Chris Metscher, CFP® Chris Metscher, CFP®'s Securities America Experience December 2004 - April 2009
Job Financial Advisor
Industry Financial Services
Experience
Jolliffe Capital January 2012 - Present
Sunbelt Securities January 2011 - Present
Montview Blvd. Presbyterian Church January 2009 - January 2012
Evolve Securities Inc. April 2009 - December 2010
Securities America December 2004 - April 2009
New England Financial June 1999 - December 2004
AMR Services / AMR Combs April 1991 - May 1999
Skills
Retirement Planning, Investments, Financial Planning, Insurance Planning, Employee Benefits, Health Insurance, Small Business, Strategic Financial...
Education
Texas A&M University 1986 — 1990
Bachelors in Business Administration, Finance
Jolliffe Capital January 2012 - Present
Sunbelt Securities January 2011 - Present
Montview Blvd. Presbyterian Church January 2009 - January 2012
Evolve Securities Inc. April 2009 - December 2010
Securities America December 2004 - April 2009
New England Financial June 1999 - December 2004
AMR Services / AMR Combs April 1991 - May 1999
Skills
Retirement Planning, Investments, Financial Planning, Insurance Planning, Employee Benefits, Health Insurance, Small Business, Strategic Financial...
Education
Texas A&M University 1986 — 1990
Bachelors in Business Administration, Finance
Beth Ruggiero Beth Ruggiero's Securities America Experience August 2006 - February 2009
Job Business Consultant to Financial Advisors
Industry Financial Services
Experience
Climb High Consulting, LLC March 2009 - Present
Securities America August 2006 - February 2009
Merrill Lynch September 1993 - January 2002
Skills
Financial Services, Business Development, CRM, Program Management, Retirement, Strategy, Financial Advisory, Salesforce.com, Business Analysis, Coaching, Marketing, Team Building, Marketing Strategy, Training, Employee Training
Education
Univ. of North Carolina
University of Scranton
B.S.
Climb High Consulting, LLC March 2009 - Present
Securities America August 2006 - February 2009
Merrill Lynch September 1993 - January 2002
Skills
Financial Services, Business Development, CRM, Program Management, Retirement, Strategy, Financial Advisory, Salesforce.com, Business Analysis, Coaching, Marketing, Team Building, Marketing Strategy, Training, Employee Training
Education
Univ. of North Carolina
University of Scranton
B.S.
Doreen Griffith Doreen Griffith's Securities America Experience 1999 - Present
Job EVP at Securities America
Industry Financial Services
Experience
Securities America, Member FINRA/SIPC August 1999 - Present
Securities America 1999 - Present
Aquila 1996 - July 1999
Gordmans 1985 - 1992
Skills
Risk Management, Executive Management, Process Improvement, Portfolio Management, Compliance
Education
Creighton University 1979 — 1983
BSN, Nursing Science
Securities America, Member FINRA/SIPC August 1999 - Present
Securities America 1999 - Present
Aquila 1996 - July 1999
Gordmans 1985 - 1992
Skills
Risk Management, Executive Management, Process Improvement, Portfolio Management, Compliance
Education
Creighton University 1979 — 1983
BSN, Nursing Science
Laura Cullinane Laura Cullinane's Securities America Experience January 2006 - September 2011
Job Manager at EY
Industry Financial Services
Experience
EY May 2014 - Present
EY October 2013 - Present
Ernst & Young December 2012 - October 2013
Trinity College Dublin September 2011 - November 2012
Securities America January 2006 - September 2011
Stone and Youngberg, LLC 2005 - 2006
Franklin Templeton Investments 2004 - 2005
Citicorp Investment Services 2003 - 2004
Marshall and Ilsley 2002 - 2003
Skills
Series 7, Series 24, Series 66, Registered Principal, Uniform Combined State..., AML, Due Diligence, Risk Management, Internal Audit, External Audit, Securities Regulation, Registered Investment..., Broker-Dealer, Retail Banking, Mutual Funds, Bloomberg, Compliance Regulations, Investments, Fixed Income, Finance, Financial Advisory
Education
Trinity College, Dublin 2011 — 2012
MBA
Ripon College 1998 — 2002
B.A., Business and History
EY May 2014 - Present
EY October 2013 - Present
Ernst & Young December 2012 - October 2013
Trinity College Dublin September 2011 - November 2012
Securities America January 2006 - September 2011
Stone and Youngberg, LLC 2005 - 2006
Franklin Templeton Investments 2004 - 2005
Citicorp Investment Services 2003 - 2004
Marshall and Ilsley 2002 - 2003
Skills
Series 7, Series 24, Series 66, Registered Principal, Uniform Combined State..., AML, Due Diligence, Risk Management, Internal Audit, External Audit, Securities Regulation, Registered Investment..., Broker-Dealer, Retail Banking, Mutual Funds, Bloomberg, Compliance Regulations, Investments, Fixed Income, Finance, Financial Advisory
Education
Trinity College, Dublin 2011 — 2012
MBA
Ripon College 1998 — 2002
B.A., Business and History
Jason Vitucci, CFP Jason Vitucci, CFP's Securities America Experience June 1997 - August 1999
Job Financial Advisor at J. Vitucci Financial Services, Inc.
Industry Financial Services
Experience
J. Vitucci Financial Services December 2008 - Present
First Business Insurance Services; AIGFA January 2006 - October 2008
SunAmerica Securities May 2003 - September 2005
SunAmerica Securities August 2000 - May 2003
Securities America June 1997 - August 1999
Skills
Wealth Management, Retirement, Strategic Financial..., Investments, Tax Planning, Small Business, Finance, Financial Advisory, Financial Services, Securities, Estate Planning, Investment Strategies, Personal Finance
Education
Saint Mary's College of California
BA, English
University of California, Berkeley
Diploma, Financial Planning
University of London
MSc, International Business
J. Vitucci Financial Services December 2008 - Present
First Business Insurance Services; AIGFA January 2006 - October 2008
SunAmerica Securities May 2003 - September 2005
SunAmerica Securities August 2000 - May 2003
Securities America June 1997 - August 1999
Skills
Wealth Management, Retirement, Strategic Financial..., Investments, Tax Planning, Small Business, Finance, Financial Advisory, Financial Services, Securities, Estate Planning, Investment Strategies, Personal Finance
Education
Saint Mary's College of California
BA, English
University of California, Berkeley
Diploma, Financial Planning
University of London
MSc, International Business
Gregg Johnson Gregg Johnson's Securities America Experience September 2006 - Present
Job Executive VP, Branch Office Development & Acquisitions at Securities America
Industry Financial Services
Experience
Securities America September 2006 - Present
First National Bank of Omaha October 1996 - September 2006
Norwest Investment Services Inc March 1993 - September 1996
IDS Financial Services March 1991 - March 1993
Security National Bank 1991 - 1993
Skills
Wealth Management, Investments, Business Development, Securities, Mergers, Insurance, Finance, Retirement Planning, Recruiting, Mutual Funds, Series 7, Strategic Planning, Banking, Risk Management, Asset Allocation, Financial Analysis, Financial Services, Strategic Financial..., Program Management, Series 24, Loans
Education
Creighton University 1999 — 2003
MBA, Business
Morningside College 1985 — 1989
BS, Business and Marketing
Securities America September 2006 - Present
First National Bank of Omaha October 1996 - September 2006
Norwest Investment Services Inc March 1993 - September 1996
IDS Financial Services March 1991 - March 1993
Security National Bank 1991 - 1993
Skills
Wealth Management, Investments, Business Development, Securities, Mergers, Insurance, Finance, Retirement Planning, Recruiting, Mutual Funds, Series 7, Strategic Planning, Banking, Risk Management, Asset Allocation, Financial Analysis, Financial Services, Strategic Financial..., Program Management, Series 24, Loans
Education
Creighton University 1999 — 2003
MBA, Business
Morningside College 1985 — 1989
BS, Business and Marketing
Gary Bender Gary Bender's Securities America Experience 2015 - 2015
Job First Vice President National Director of Recruiting at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC November 2014 - Present
Securities America 2015 - 2015
Woodbury Financial Services May 2011 - November 2014
Advisor Group, Royal Alliance July 1984 - April 2011
Integrated Reources 1984 - 1990
Skills
Series 7, Investment Advisory, Investments, Life Insurance, Securities, Series 63, Retirement, Retirement Planning, Wealth Management, Mutual Funds, Strategic Financial..., Relationship Management, Portfolio Management, Mergers & Acquisitions, Banking, Asset Management, Financial Services, Asset Allocation, Alternative Investments, FINRA, Series 24, Financial Advisory, Investment Strategies, Fixed Annuities, Series 65, Wealth Management..., IRAs, Uniform Combined State..., 401k
Education
Kent State University
Aerospace Technology
Securities America, Inc. Member FINRA/SIPC November 2014 - Present
Securities America 2015 - 2015
Woodbury Financial Services May 2011 - November 2014
Advisor Group, Royal Alliance July 1984 - April 2011
Integrated Reources 1984 - 1990
Skills
Series 7, Investment Advisory, Investments, Life Insurance, Securities, Series 63, Retirement, Retirement Planning, Wealth Management, Mutual Funds, Strategic Financial..., Relationship Management, Portfolio Management, Mergers & Acquisitions, Banking, Asset Management, Financial Services, Asset Allocation, Alternative Investments, FINRA, Series 24, Financial Advisory, Investment Strategies, Fixed Annuities, Series 65, Wealth Management..., IRAs, Uniform Combined State..., 401k
Education
Kent State University
Aerospace Technology
Todd P. Claypool, CLU, ChFC, LUTCF Todd P. Claypool, CLU, ChFC, LUTCF's Securities America Experience 1997 - 2001
Job Financial Services Professional
Industry Financial Services
Experience
MassMutual Financial Group 2008 - Present
New York Life Insurance Co. 2001 - 2008
Securities America 1997 - 2001
Lutheran Brotherhood 1992 - 1997
Financial Network 1987 - 1991
Skills
Disability Insurance, Long Term Care, Insurance
Education
Eastern Washington University 1982 — 1987
Professional Accounting
MassMutual Financial Group 2008 - Present
New York Life Insurance Co. 2001 - 2008
Securities America 1997 - 2001
Lutheran Brotherhood 1992 - 1997
Financial Network 1987 - 1991
Skills
Disability Insurance, Long Term Care, Insurance
Education
Eastern Washington University 1982 — 1987
Professional Accounting
Justin Gennock's Securities America Experience June 2002 - June 2005
Job Broker at Gennock Insurance
Industry Financial Services
Experience
Gennock Insurance April 2008 - Present
Prudential Financial August 2005 - May 2008
Securities America June 2002 - June 2005
Skills
Auto and Home Insurance, Health Insurance, Commercial Insurance, Disability Insurance, Homeowners, Life Insurance, Insurance
Education
California Polytechnic State University-San Luis Obispo 2001 — 2005
Finance
San Joaquin Memorial 1998 — 2001
OLPH 1991 — 1998
Gennock Insurance April 2008 - Present
Prudential Financial August 2005 - May 2008
Securities America June 2002 - June 2005
Skills
Auto and Home Insurance, Health Insurance, Commercial Insurance, Disability Insurance, Homeowners, Life Insurance, Insurance
Education
California Polytechnic State University-San Luis Obispo 2001 — 2005
Finance
San Joaquin Memorial 1998 — 2001
OLPH 1991 — 1998
Steve Agosta CISSP, CISA & CRISC's Securities America Experience April 2006 - March 2011
Job Associate II IT Auditor at First National Bank of Omaha
Industry Information Technology and Services
Experience
First National Bank of Omaha June 2014 - Present
Securities America, Inc. Member FINRA/SIPC March 2011 - June 2014
Securities America April 2006 - March 2011
Securities America July 1999 - April 2006
Robert Half Technology November 1997 - July 1999
Skills
CISA, CRISC, PMP, Series 7, Security, SOX, Risk Assessment, Sarbanes-Oxley Act, Network Security, Risk Management, Financial Risk, Intrusion Detection, Problem Solving, IIS, Security Management, Computer Security, IPv6, Business Continuity..., IT Audit, Servers, Information Security, Active Directory, Vendor Management, Data Security, Information Technology, Disaster Recovery, Business Continuity, CISSP
Education
Southern Methodist University 2003 — 2006
M.S., Information Engineering & Management
Hamline University 1989 — 1992
BA, Political Science & Environmental Science w/ Honors
First National Bank of Omaha June 2014 - Present
Securities America, Inc. Member FINRA/SIPC March 2011 - June 2014
Securities America April 2006 - March 2011
Securities America July 1999 - April 2006
Robert Half Technology November 1997 - July 1999
Skills
CISA, CRISC, PMP, Series 7, Security, SOX, Risk Assessment, Sarbanes-Oxley Act, Network Security, Risk Management, Financial Risk, Intrusion Detection, Problem Solving, IIS, Security Management, Computer Security, IPv6, Business Continuity..., IT Audit, Servers, Information Security, Active Directory, Vendor Management, Data Security, Information Technology, Disaster Recovery, Business Continuity, CISSP
Education
Southern Methodist University 2003 — 2006
M.S., Information Engineering & Management
Hamline University 1989 — 1992
BA, Political Science & Environmental Science w/ Honors
Alesia Moore's Securities America Experience 2004 - 2006
Job Human Resources/Benefits Coordinator at Newnan Health & Rehabilitation Center
Industry Hospital & Health Care
Experience
Newnan Health & Rehabilitation Center September 2006 - Present
Securities America 2004 - 2006
Century 21 1999 - 2001
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, English, Windows, Research, Outlook, Photoshop, Teaching, HTML, Public Speaking, Budgets, C++
Education
Fort Hays State University 2010 — 2013
Bachelor's degree, Gerontology and Humanities
Chaffey College
General Studies
Newnan Health & Rehabilitation Center September 2006 - Present
Securities America 2004 - 2006
Century 21 1999 - 2001
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, English, Windows, Research, Outlook, Photoshop, Teaching, HTML, Public Speaking, Budgets, C++
Education
Fort Hays State University 2010 — 2013
Bachelor's degree, Gerontology and Humanities
Chaffey College
General Studies
Dale Schuman, PMP Dale Schuman, PMP's Securities America Experience April 1999 - January 2006
Job IT Program Manager
Industry Information Technology and Services
Experience
First Data Corporation July 2015 - Present
Stefanini August 2014 - July 2015
ProKarma August 2013 - August 2014
Experis (contract assignment @ First Data) May 2012 - August 2013
Oriental Trading Company January 2011 - May 2012
Valmont Industries June 2010 - September 2010
ACI Worldwide July 2006 - April 2010
Securities America April 1999 - January 2006
Vital Processing May 1998 - March 1999
First Data Corporation July 1989 - January 1998
Skills
Cross-functional Team..., Training, Software Implementation, MS Project, Visio, Business Analysis, Requirements Analysis, Software Project..., Vendor Management, Process Improvement, Resource Management, SharePoint, Project Management, SDLC, Integration, Requirements Gathering, Software Development, Project Planning, PMP, Management, Project Portfolio..., PMO, Information Technology, Business Process, Project Delivery, Business Process..., Business Requirements, Analysis, Risk Management, Consulting, Leadership, Team Leadership, IT Management, Disaster Recovery, Software Documentation, Testing, CRM, IT Strategy, Business Intelligence
Education
Bellevue University 2010 — 2013
Master of Science (MS), Management Information Systems
Bellevue University 1989 — 1998
BS, Business of Applied Technical Services
Yutan High School 1980 — 1984
Diploma, General
First Data Corporation July 2015 - Present
Stefanini August 2014 - July 2015
ProKarma August 2013 - August 2014
Experis (contract assignment @ First Data) May 2012 - August 2013
Oriental Trading Company January 2011 - May 2012
Valmont Industries June 2010 - September 2010
ACI Worldwide July 2006 - April 2010
Securities America April 1999 - January 2006
Vital Processing May 1998 - March 1999
First Data Corporation July 1989 - January 1998
Skills
Cross-functional Team..., Training, Software Implementation, MS Project, Visio, Business Analysis, Requirements Analysis, Software Project..., Vendor Management, Process Improvement, Resource Management, SharePoint, Project Management, SDLC, Integration, Requirements Gathering, Software Development, Project Planning, PMP, Management, Project Portfolio..., PMO, Information Technology, Business Process, Project Delivery, Business Process..., Business Requirements, Analysis, Risk Management, Consulting, Leadership, Team Leadership, IT Management, Disaster Recovery, Software Documentation, Testing, CRM, IT Strategy, Business Intelligence
Education
Bellevue University 2010 — 2013
Master of Science (MS), Management Information Systems
Bellevue University 1989 — 1998
BS, Business of Applied Technical Services
Yutan High School 1980 — 1984
Diploma, General
Kym Mullins Kym Mullins's Securities America Experience December 2008 - April 2009
Job System Administrator at BOSH Global Services
Industry Information Technology and Services
Experience
BOSH Global Services June 2014 - Present
CSSS.net April 2009 - May 2014
Securities America December 2008 - April 2009
Alegent Health February 2005 - June 2008
TEKSystems 2008 - 2008
Skills
IBM AIX, Solaris, Unix, Disaster Recovery, System Administration, Troubleshooting, Software Documentation, HACMP, TSM, VMware, Microsoft SQL Server, AIX, Network Administration, Databases, Team Leadership, IT Management, Management, Servers, IBM Tivoli, Access, Analysis, Project Management, Security, Strategic Planning
Education
Metropolitan Community College
Unix System Admin
BOSH Global Services June 2014 - Present
CSSS.net April 2009 - May 2014
Securities America December 2008 - April 2009
Alegent Health February 2005 - June 2008
TEKSystems 2008 - 2008
Skills
IBM AIX, Solaris, Unix, Disaster Recovery, System Administration, Troubleshooting, Software Documentation, HACMP, TSM, VMware, Microsoft SQL Server, AIX, Network Administration, Databases, Team Leadership, IT Management, Management, Servers, IBM Tivoli, Access, Analysis, Project Management, Security, Strategic Planning
Education
Metropolitan Community College
Unix System Admin
Matt Payn's Securities America Experience January 2011 - February 2012
Job Entrepreneurial Business Development
Industry Marketing and Advertising
Experience
Rocky Mountain Exteriors LLC March 2015 - July 2015
Global Energy & Lighting April 2014 - January 2015
Refer.com March 2012 - March 2014
Securities America January 2011 - February 2012
Principal Financial Group May 2008 - December 2010
St. Luke's Regional Medical Center 2001 - 2007
Skills
Customer Service, Team Building, Budgets, Strategic Planning, Small Business, Marketing, Management, Public Speaking, Business Development, Business Strategy, Sales, Fundraising, Event Planning, Social Media Marketing, Insurance, Coaching, Building Relationships, Networking, Social Networking, Leadership, Entrepreneurship
Education
Northwest Nazarene University 2005 — 2007
Master of Business Administration (MBA)
Oregon Institute of Technology 1998 — 2002
Bachelor's degree
Rocky Mountain Exteriors LLC March 2015 - July 2015
Global Energy & Lighting April 2014 - January 2015
Refer.com March 2012 - March 2014
Securities America January 2011 - February 2012
Principal Financial Group May 2008 - December 2010
St. Luke's Regional Medical Center 2001 - 2007
Skills
Customer Service, Team Building, Budgets, Strategic Planning, Small Business, Marketing, Management, Public Speaking, Business Development, Business Strategy, Sales, Fundraising, Event Planning, Social Media Marketing, Insurance, Coaching, Building Relationships, Networking, Social Networking, Leadership, Entrepreneurship
Education
Northwest Nazarene University 2005 — 2007
Master of Business Administration (MBA)
Oregon Institute of Technology 1998 — 2002
Bachelor's degree
Mike Bogseth Mike Bogseth's Securities America Experience May 2013 - Present
Job Regional Sales Supervision Principal at Securities America
Industry Financial Services
Experience
Securities America May 2013 - Present
Securities America January 2012 - Present
UBS Financial Services October 2010 - December 2011
TD Ameritrade June 2006 - October 2010
Skills
Credit Risk, Risk Management, Contract Negotiation, Social Media Marketing, New Business Development, Negotiation, Series 7, Microsoft Excel, Microsoft Office, Budgets, Series 24, Series 63, Customer Service, Account Management, Microsoft Word, Investments
Education
University of Nebraska at Omaha 2003 — 2006
Economics and International Business
Skutt
Securities America May 2013 - Present
Securities America January 2012 - Present
UBS Financial Services October 2010 - December 2011
TD Ameritrade June 2006 - October 2010
Skills
Credit Risk, Risk Management, Contract Negotiation, Social Media Marketing, New Business Development, Negotiation, Series 7, Microsoft Excel, Microsoft Office, Budgets, Series 24, Series 63, Customer Service, Account Management, Microsoft Word, Investments
Education
University of Nebraska at Omaha 2003 — 2006
Economics and International Business
Skutt
Kathy (Doran) Burns Kathy (Doran) Burns's Securities America Experience 1995 - 2003
Job Security Analyst, Governance and Compliance at Sony Network Entertainment Int'l (SNEI)
Industry Information Technology and Services
Experience
Sony Network Entertainment Int'l (SNEI) August 2012 - Present
SAIC January 2003 - July 2012
Securities America 1995 - 2003
The Brigantine Corporation 1992 - 1998
Skills
Information Assurance, Security, Information Security, Vulnerability Assessment, Risk Assessment, Governance, Troubleshooting, Policy, CISSP, Computer Security, Network Security, Information Security..., DoD, ITIL, Information Technology, Security Clearance, System Administration, Program Management, Integration
Education
Webster University 2014 — 2016
Master's degree
National University 2006 — 2008
Bachelor of Science in Information Systems, School of Engineering and Technology
Dowling College 1988 — 1992
Spanish Major, Foreign Language, Education
Sony Network Entertainment Int'l (SNEI) August 2012 - Present
SAIC January 2003 - July 2012
Securities America 1995 - 2003
The Brigantine Corporation 1992 - 1998
Skills
Information Assurance, Security, Information Security, Vulnerability Assessment, Risk Assessment, Governance, Troubleshooting, Policy, CISSP, Computer Security, Network Security, Information Security..., DoD, ITIL, Information Technology, Security Clearance, System Administration, Program Management, Integration
Education
Webster University 2014 — 2016
Master's degree
National University 2006 — 2008
Bachelor of Science in Information Systems, School of Engineering and Technology
Dowling College 1988 — 1992
Spanish Major, Foreign Language, Education
Beth Smiddy Beth Smiddy's Securities America Experience June 2005 - June 2007
Job CCR at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC June 2013 - Present
Securities America, Inc. Member FINRA/SIPC June 2007 - June 2013
Securities America June 2005 - June 2007
Rhoden Auto Center 2000 - 2005
Skills
Customer Satisfaction, Training, Operations Management, Advertising, Call Centers, Employee Training, Finance, Social Media, Social Media Marketing, Social Networking, Retirement Planning, Series 7
Education
Bellevue University
Bachelor of Arts (BA), Marketing/Marketing Management, General
Iowa Western Community College
Associate of Arts (AA), Communications
University of Northern Iowa
Transfer Student, Communications Journalism
Underwood High School 1998 — 2002
Securities America, Inc. Member FINRA/SIPC June 2013 - Present
Securities America, Inc. Member FINRA/SIPC June 2007 - June 2013
Securities America June 2005 - June 2007
Rhoden Auto Center 2000 - 2005
Skills
Customer Satisfaction, Training, Operations Management, Advertising, Call Centers, Employee Training, Finance, Social Media, Social Media Marketing, Social Networking, Retirement Planning, Series 7
Education
Bellevue University
Bachelor of Arts (BA), Marketing/Marketing Management, General
Iowa Western Community College
Associate of Arts (AA), Communications
University of Northern Iowa
Transfer Student, Communications Journalism
Underwood High School 1998 — 2002
Corey DeJong Corey DeJong's Securities America Experience January 2003 - July 2003
Job Director of Marketing at Tigerpaw Software
Industry Marketing and Advertising
Experience
Tigerpaw Software June 2014 - Present
AIM March 2011 - June 2014
DeJong Media & Account Management January 2008 - March 2011
HDR, Inc. July 2003 - February 2009
Securities America January 2003 - July 2003
Signs and Shapes International July 2002 - January 2003
Anderson Partners July 2000 - August 2001
Inventive Communications, LLC May 1999 - August 2000
Skills
Strategic Planning, Market Research, New Business Development, Project Management, Adobe Creative Suite, Process Improvement, Operations Management, MS Project, Competitive Intelligence, Advertising Research, Marketing Strategy, Advertising, Social Media, Business Development, Customer Service, Social Media Marketing, Management, Sales, Marketing, SEO, Budgets, Analysis, Product Development, Trade Shows, Marketing Research, Strategy, Email Marketing, Proposal Writing, Marketing Management, Copywriting, Marketing Communications, Account Management, CRM, Online Advertising, Salesforce.com, Public Relations, Online Marketing, Corporate Branding, Social Networking, B2B, Leadership, Start-ups, Lead Generation, Direct Sales
Education
Wayne State College 1998 — 2002
B.S., Business Administration - Marketing
University of Northern Iowa 1997 — 1998
Business Administration - Accounting
Tigerpaw Software June 2014 - Present
AIM March 2011 - June 2014
DeJong Media & Account Management January 2008 - March 2011
HDR, Inc. July 2003 - February 2009
Securities America January 2003 - July 2003
Signs and Shapes International July 2002 - January 2003
Anderson Partners July 2000 - August 2001
Inventive Communications, LLC May 1999 - August 2000
Skills
Strategic Planning, Market Research, New Business Development, Project Management, Adobe Creative Suite, Process Improvement, Operations Management, MS Project, Competitive Intelligence, Advertising Research, Marketing Strategy, Advertising, Social Media, Business Development, Customer Service, Social Media Marketing, Management, Sales, Marketing, SEO, Budgets, Analysis, Product Development, Trade Shows, Marketing Research, Strategy, Email Marketing, Proposal Writing, Marketing Management, Copywriting, Marketing Communications, Account Management, CRM, Online Advertising, Salesforce.com, Public Relations, Online Marketing, Corporate Branding, Social Networking, B2B, Leadership, Start-ups, Lead Generation, Direct Sales
Education
Wayne State College 1998 — 2002
B.S., Business Administration - Marketing
University of Northern Iowa 1997 — 1998
Business Administration - Accounting
Bob Semptimphelter Bob Semptimphelter's Securities America Experience July 2002 - February 2005
Job Relationship Manager Business Development at COR Clearing
Industry Financial Services
Experience
COR Clearing August 2013 - Present
COR Clearing March 2005 - August 2013
Securities America July 2002 - February 2005
Skills
Financial Services, Fixed Annuities, Asset Allocation, Series 7, Equities, Securities, Mutual Funds, Relationship Management, Hedge Funds, Alternative Investments, Microsoft Excel, Portfolio Management, Strategic Planning, Investments, Process Improvement, Retirement Planning, B2B, Cross-functional Team..., Asset Management, Project Management, Risk Management, Fixed Income, Insurance, Customer Service, Strategic Financial..., Public Speaking, Operations Management, Vendor Management, Wealth Management, Series 63, Microsoft Office, Financial Reporting, PowerPoint, Coaching, Team Leadership, Change Management, Trading, Analysis, Negotiation, Banking, Retirement, Team Building, Account Reconciliation, Accounting, Call Centers, Series 24, Financial Analysis, Budgets, Business Analysis, Outlook
Education
Bowling Green State University 1997 — 2001
BS, Business
COR Clearing August 2013 - Present
COR Clearing March 2005 - August 2013
Securities America July 2002 - February 2005
Skills
Financial Services, Fixed Annuities, Asset Allocation, Series 7, Equities, Securities, Mutual Funds, Relationship Management, Hedge Funds, Alternative Investments, Microsoft Excel, Portfolio Management, Strategic Planning, Investments, Process Improvement, Retirement Planning, B2B, Cross-functional Team..., Asset Management, Project Management, Risk Management, Fixed Income, Insurance, Customer Service, Strategic Financial..., Public Speaking, Operations Management, Vendor Management, Wealth Management, Series 63, Microsoft Office, Financial Reporting, PowerPoint, Coaching, Team Leadership, Change Management, Trading, Analysis, Negotiation, Banking, Retirement, Team Building, Account Reconciliation, Accounting, Call Centers, Series 24, Financial Analysis, Budgets, Business Analysis, Outlook
Education
Bowling Green State University 1997 — 2001
BS, Business
Chris Sommers Chris Sommers's Securities America Experience February 2008 - October 2008
Job Managed Accounts Specialist at COR Clearing
Industry Financial Services
Experience
COR Clearing January 2015 - Present
American Red Cross November 2013 - January 2015
American Red Cross May 2012 - November 2013
American Red Cross May 2010 - May 2011
PM Financial March 2009 - May 2011
Securities America February 2008 - October 2008
Securities America November 2007 - February 2008
Securities America May 2006 - November 2007
Ameritrade January 2006 - May 2006
Ameritrade July 2004 - January 2006
Skills
Microsoft Excel, PowerPoint, Problem Solving, Call Center, Sales, Operations Management, Account Management, Sales Management, Quality Assurance, Financial Audits, Team Building, Business Coaching, Training, Retirement Plan..., Cash Flow Forecasting, Financial Reporting, Report Writing, Forms Development, Team Management, Financial Research, Financial Markets, Insurance, Call Centers, Customer Service
Education
University of Nebraska-Lincoln 1991 — 1995
BSBA, Finance
Creighton Prep
COR Clearing January 2015 - Present
American Red Cross November 2013 - January 2015
American Red Cross May 2012 - November 2013
American Red Cross May 2010 - May 2011
PM Financial March 2009 - May 2011
Securities America February 2008 - October 2008
Securities America November 2007 - February 2008
Securities America May 2006 - November 2007
Ameritrade January 2006 - May 2006
Ameritrade July 2004 - January 2006
Skills
Microsoft Excel, PowerPoint, Problem Solving, Call Center, Sales, Operations Management, Account Management, Sales Management, Quality Assurance, Financial Audits, Team Building, Business Coaching, Training, Retirement Plan..., Cash Flow Forecasting, Financial Reporting, Report Writing, Forms Development, Team Management, Financial Research, Financial Markets, Insurance, Call Centers, Customer Service
Education
University of Nebraska-Lincoln 1991 — 1995
BSBA, Finance
Creighton Prep
Jason Harbison's Securities America Experience May 2006 - December 2009
Job Project Manager at Wagner Development
Industry Construction
Experience
Wagner Development January 2010 - Present
Securities America May 2006 - December 2009
Financial Computer Support Inc. May 2004 - May 2006
Skills
Budgets, Construction Management, Project Management, Microsoft Office, Contractors, Construction, Contract Management, Customer Service, Contract Negotiation, Project Planning, Negotiation, Team Building, Operations Management, Renovation, New Business Development, Sales
Education
University of Pittsburgh
B.S. Information Technology
Wagner Development January 2010 - Present
Securities America May 2006 - December 2009
Financial Computer Support Inc. May 2004 - May 2006
Skills
Budgets, Construction Management, Project Management, Microsoft Office, Contractors, Construction, Contract Management, Customer Service, Contract Negotiation, Project Planning, Negotiation, Team Building, Operations Management, Renovation, New Business Development, Sales
Education
University of Pittsburgh
B.S. Information Technology
Paul Lofties, Paul Lofties,'s Securities America Experience September 2003 - Present
Job Securities America Senior VP of Wealth Management & Product Strategy
Industry Financial Services
Experience
Securities America September 2003 - Present
AFS Group 2001 - 2003
Nationwide Life and Annuity 1998 - 2001
Sitel 1996 - 1996
Skills
Investment Advisory, Wealth Management, Series 7, Mutual Funds, Series 24
Education
Bellevue University
Business
Securities America September 2003 - Present
AFS Group 2001 - 2003
Nationwide Life and Annuity 1998 - 2001
Sitel 1996 - 1996
Skills
Investment Advisory, Wealth Management, Series 7, Mutual Funds, Series 24
Education
Bellevue University
Business
Kendra (Sanders) Preston Kendra (Sanders) Preston's Securities America Experience 2008 - 2008
Job Business Administration
Industry Consumer Services
Experience
City of Lansing - Code Enforcement July 2014 - Present
Lake Trust Credit Union April 2013 - October 2013
First Community Bank April 2012 - February 2013
H&R Block January 2010 - April 2010
CATO Fashions 2010 - 2010
Securities America 2008 - 2008
Skills
Fax, Multi-line Phone, Microsoft Works, Microsoft Word, Microsoft Excel, 10 Key, EZ Teller, Filing, Customer Service, Windows 2000, Windows Vista, Banking, Finance, Microsoft Outlook, Copying, Adobe, Microsoft Access, Microsoft PowerPoint, Corel WordPerfect, Type 55 WPM, Windows 7, Cash Handling Experience, Idea Generation, Business Ideas, Futures Thinking, Schedules, Mail Merge, Deposits, Management, Outlook, PowerPoint, Wordperfect
Education
Lansing Community College
Associate's degree, Business Administration, Management and Operations
Chief Dull Knife College 2005 — 2005
Accounting and Business/Management
City of Lansing - Code Enforcement July 2014 - Present
Lake Trust Credit Union April 2013 - October 2013
First Community Bank April 2012 - February 2013
H&R Block January 2010 - April 2010
CATO Fashions 2010 - 2010
Securities America 2008 - 2008
Skills
Fax, Multi-line Phone, Microsoft Works, Microsoft Word, Microsoft Excel, 10 Key, EZ Teller, Filing, Customer Service, Windows 2000, Windows Vista, Banking, Finance, Microsoft Outlook, Copying, Adobe, Microsoft Access, Microsoft PowerPoint, Corel WordPerfect, Type 55 WPM, Windows 7, Cash Handling Experience, Idea Generation, Business Ideas, Futures Thinking, Schedules, Mail Merge, Deposits, Management, Outlook, PowerPoint, Wordperfect
Education
Lansing Community College
Associate's degree, Business Administration, Management and Operations
Chief Dull Knife College 2005 — 2005
Accounting and Business/Management
Casey Clausnitzer's Securities America Experience May 2002 - February 2005
Job President at Growth Equity Management Inc., Registered Investment Advisor Representative, CA Life Agent
Industry Investment Management
Experience
Growth Equity Management Inc. February 2005 - Present
Growth Equity Management Inc. February 2005 - Present
Securities America Advisors, Inc. February 2003 - February 2005
Securities America May 2002 - February 2005
Skills
Investments, Financial Advisory, Securities, Retirement Planning, Life Insurance, IRAs, Indexed Annuities, Registered Investment..., Uniform Combined State..., Financial Planning, Wealth Management
Education
St. Cloud State University
Economics
Growth Equity Management Inc. February 2005 - Present
Growth Equity Management Inc. February 2005 - Present
Securities America Advisors, Inc. February 2003 - February 2005
Securities America May 2002 - February 2005
Skills
Investments, Financial Advisory, Securities, Retirement Planning, Life Insurance, IRAs, Indexed Annuities, Registered Investment..., Uniform Combined State..., Financial Planning, Wealth Management
Education
St. Cloud State University
Economics
Kelley Larsen, PHR, CCP, SHRM-CP Kelley Larsen, PHR, CCP, SHRM-CP's Securities America Experience January 2009 - May 2011
Job Compensation Consultant (Compensation Manager) at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade July 2012 - Present
TD Ameritrade May 2011 - July 2012
Securities America January 2009 - May 2011
Securities America January 2007 - May 2011
Kellogg Company 2005 - 2007
Skills
Human Resources, Personnel Management, Performance Management, Employee Relations, Employee Benefits, Recruiting, Employee Engagement, Deferred Compensation, Leadership Development, HRIS, Onboarding, Talent Management, Training, Talent Acquisition, Organizational..., HR Policies, Incentive Programs, 401k, PeopleSoft, Budgets, Consulting, Public Speaking, Benefits Administration, Executive Pay, Microsoft Office, Employment Law, Microsoft Excel, Management Consulting, Sales Compensation, Compensation Structure..., Certified Compensation..., Compensation Strategies, Compensation & Benefits..., Organizational Design, New Hire Orientations, Succession Planning, Interviews, Leadership, Process Improvement, Workforce Planning, College Recruiting, Compensation Structures, Management
Education
University of Nebraska at Omaha 2007 — 2009
MBA, Human Resources
HRCI
PHR, Professional in Human Resources
Millard South
University of Nebraska at Omaha
BSBA, Human Resources, Management, Marketing
World at Work
CCP, Certified Compensation Professional
TD Ameritrade July 2012 - Present
TD Ameritrade May 2011 - July 2012
Securities America January 2009 - May 2011
Securities America January 2007 - May 2011
Kellogg Company 2005 - 2007
Skills
Human Resources, Personnel Management, Performance Management, Employee Relations, Employee Benefits, Recruiting, Employee Engagement, Deferred Compensation, Leadership Development, HRIS, Onboarding, Talent Management, Training, Talent Acquisition, Organizational..., HR Policies, Incentive Programs, 401k, PeopleSoft, Budgets, Consulting, Public Speaking, Benefits Administration, Executive Pay, Microsoft Office, Employment Law, Microsoft Excel, Management Consulting, Sales Compensation, Compensation Structure..., Certified Compensation..., Compensation Strategies, Compensation & Benefits..., Organizational Design, New Hire Orientations, Succession Planning, Interviews, Leadership, Process Improvement, Workforce Planning, College Recruiting, Compensation Structures, Management
Education
University of Nebraska at Omaha 2007 — 2009
MBA, Human Resources
HRCI
PHR, Professional in Human Resources
Millard South
University of Nebraska at Omaha
BSBA, Human Resources, Management, Marketing
World at Work
CCP, Certified Compensation Professional
Jason Sigman's Securities America Experience February 1998 - August 1998
Job Senior Programmer Analyst at EZCorp
Industry Information Technology and Services
Experience
EZCorp October 2010 - Present
Street Savings January 2008 - August 2010
Option One Mortgage March 2007 - January 2009
Univers Workplace Benefits October 2006 - February 2007
Ameriquest Mortgage February 2006 - October 2006
Tandem Benefits December 2003 - February 2006
The Precept Group April 2002 - December 2003
iBenefits.com July 1999 - July 2001
Clegg Industries October 1998 - July 1999
Securities America February 1998 - August 1998
Skills
ASP.NET, Objective-C, Xcode, iPhone development, Microsoft SQL Server, SSRS, SSIS, C#, SQL, .NET, iPad, Dot Net Nuke, Business Intelligence, Software Development, VB.NET, T-SQL, Access, Data Modeling, ASP, DotNetNuke, Visual Basic
Education
University of Nebraska-Lincoln 1988 — 1993
EZCorp October 2010 - Present
Street Savings January 2008 - August 2010
Option One Mortgage March 2007 - January 2009
Univers Workplace Benefits October 2006 - February 2007
Ameriquest Mortgage February 2006 - October 2006
Tandem Benefits December 2003 - February 2006
The Precept Group April 2002 - December 2003
iBenefits.com July 1999 - July 2001
Clegg Industries October 1998 - July 1999
Securities America February 1998 - August 1998
Skills
ASP.NET, Objective-C, Xcode, iPhone development, Microsoft SQL Server, SSRS, SSIS, C#, SQL, .NET, iPad, Dot Net Nuke, Business Intelligence, Software Development, VB.NET, T-SQL, Access, Data Modeling, ASP, DotNetNuke, Visual Basic
Education
University of Nebraska-Lincoln 1988 — 1993
Monte Garpestad CFP® Monte Garpestad CFP®'s Securities America Experience October 2012 - May 2013
Job Regional Manager Chicago Metro at Scottrade
Industry Financial Services
Experience
Scottrade January 2015 - Present
Fisher Investments March 2014 - November 2014
Mercer Advisors May 2013 - March 2014
Securities America October 2012 - May 2013
Charles Schwab April 2003 - July 2012
Charles Schwab February 1996 - April 2003
Charles Schwab April 1991 - February 1996
Skills
Series 7, Investments, Portfolio Management, Series 63, Wealth Management, Mutual Funds, Investment Advisory, Asset Allocation, Retirement Planning, Wealth Management..., Investment Strategies, Asset Managment, Strategic Financial..., Managing Accounts, Sales Management, Banking, Investment Management
Education
Montana State University-Bozeman
Scottrade January 2015 - Present
Fisher Investments March 2014 - November 2014
Mercer Advisors May 2013 - March 2014
Securities America October 2012 - May 2013
Charles Schwab April 2003 - July 2012
Charles Schwab February 1996 - April 2003
Charles Schwab April 1991 - February 1996
Skills
Series 7, Investments, Portfolio Management, Series 63, Wealth Management, Mutual Funds, Investment Advisory, Asset Allocation, Retirement Planning, Wealth Management..., Investment Strategies, Asset Managment, Strategic Financial..., Managing Accounts, Sales Management, Banking, Investment Management
Education
Montana State University-Bozeman
Teresa O'Grady's Securities America Experience June 1992 - January 1999
Job AVP, Senior Compliance Officer at SMITH HAYES Financial Services
Industry Financial Services
Experience
SMITH HAYES Financial Services March 2015 - Present
SMITH HAYES Financial Services July 2005 - February 2015
Kirkpatrick Pettis January 1999 - May 2005
Securities America June 1992 - January 1999
Ameritrade February 1989 - June 1992
Skills
Compliance, Investment Advisory, Financial Services, Asset Management, Series 7, Mutual Funds, Retirement Planning, Investments, Wealth Management, Series 63, Securities, Series 24, Equities
Education
Northwest Missouri State University 1983 — 1986
Cathedral High School 1979 — 1983
SMITH HAYES Financial Services March 2015 - Present
SMITH HAYES Financial Services July 2005 - February 2015
Kirkpatrick Pettis January 1999 - May 2005
Securities America June 1992 - January 1999
Ameritrade February 1989 - June 1992
Skills
Compliance, Investment Advisory, Financial Services, Asset Management, Series 7, Mutual Funds, Retirement Planning, Investments, Wealth Management, Series 63, Securities, Series 24, Equities
Education
Northwest Missouri State University 1983 — 1986
Cathedral High School 1979 — 1983
Lori R. Price, CFP® Lori R. Price, CFP®'s Securities America Experience August 2005 - May 2011
Job Advise affluent women & retirees looking for a caring financial professional to guide them thru life's transitions
Industry Financial Services
Experience
LPL Financial June 2011 - Present
Private Advisor Group LLC June 2011 - Present
Peak Advisor Alliance July 2009 - Present
Price Financial Group LLC July 1985 - Present
Securities America August 2005 - May 2011
Lincoln Financial Advisors 1988 - 2005
GE Capital 1983 - 1985
Xerox Corporation 1979 - 1983
Skills
Divorce Planning, Retirement Planning, Estate Planning, Cash Flow Management, Life Transitions, Investment Advisory, Wealth Management, Wealth Preservation, Public Speaking, Financial Planning, Creative Problem Solving, Annuities, Transitions, Divorce financial..., Divorce transition, Lifetime income planning, Retirement Income..., financial advice, Financial Education, 401k Rollovers, Rollovers, Roth IRA, IRA Rollovers, ira's, Women's financial..., Women's wealth..., Financial education for..., Niche marketing with..., Life insurance planning, Strategic Financial..., Life Insurance, Financial Advisory, IRAs, Retirement, Retirement planning
Education
Duke University - The Fuqua School of Business 1977 — 1979
MBA
Rutgers University-New Brunswick 1973 — 1977
BA, Business
LPL Financial June 2011 - Present
Private Advisor Group LLC June 2011 - Present
Peak Advisor Alliance July 2009 - Present
Price Financial Group LLC July 1985 - Present
Securities America August 2005 - May 2011
Lincoln Financial Advisors 1988 - 2005
GE Capital 1983 - 1985
Xerox Corporation 1979 - 1983
Skills
Divorce Planning, Retirement Planning, Estate Planning, Cash Flow Management, Life Transitions, Investment Advisory, Wealth Management, Wealth Preservation, Public Speaking, Financial Planning, Creative Problem Solving, Annuities, Transitions, Divorce financial..., Divorce transition, Lifetime income planning, Retirement Income..., financial advice, Financial Education, 401k Rollovers, Rollovers, Roth IRA, IRA Rollovers, ira's, Women's financial..., Women's wealth..., Financial education for..., Niche marketing with..., Life insurance planning, Strategic Financial..., Life Insurance, Financial Advisory, IRAs, Retirement, Retirement planning
Education
Duke University - The Fuqua School of Business 1977 — 1979
MBA
Rutgers University-New Brunswick 1973 — 1977
BA, Business
Brian Monske's Securities America Experience May 2005 - February 2009
Job Wealth Advisor at SLR Financial, Inc.
Industry Financial Services
Experience
SLR Financial, Inc. February 2015 - Present
JP Morgan Chase Bank, N.A. August 2012 - February 2015
Chase Investment Services Corp. July 2010 - October 2012
JP Morgan Chase February 2009 - July 2010
Securities America May 2005 - February 2009
Skills
Wealth Management, Retirement Planning, Risk Management, Asset Allocation, Retirement Income..., Portfolio Management, Investments, Strategic Planning, Asset Management, Financial Analysis, Retirement Savings, Financial Services, Banking, Mutual Funds, Independent Financial..., Financial Planning, Series 7, Insurance, Retirement, Investment Advisory, Customer Service, Investment Strategies, Wealth Accumulation, Wealth Preservation..., Investment Management, Money Management, Financial Advisory, Finance, Marketing, Financial Goals, Securities, Sales, Relationship Management
Education
California State University-Sacramento 2000 — 2005
Business Administration, Finance, Marketing
SLR Financial, Inc. February 2015 - Present
JP Morgan Chase Bank, N.A. August 2012 - February 2015
Chase Investment Services Corp. July 2010 - October 2012
JP Morgan Chase February 2009 - July 2010
Securities America May 2005 - February 2009
Skills
Wealth Management, Retirement Planning, Risk Management, Asset Allocation, Retirement Income..., Portfolio Management, Investments, Strategic Planning, Asset Management, Financial Analysis, Retirement Savings, Financial Services, Banking, Mutual Funds, Independent Financial..., Financial Planning, Series 7, Insurance, Retirement, Investment Advisory, Customer Service, Investment Strategies, Wealth Accumulation, Wealth Preservation..., Investment Management, Money Management, Financial Advisory, Finance, Marketing, Financial Goals, Securities, Sales, Relationship Management
Education
California State University-Sacramento 2000 — 2005
Business Administration, Finance, Marketing
Carol Birks's Securities America Experience October 1999 - Present
Job Sr. Training Specialist Instructional Design at Securities America
Industry Professional Training & Coaching
Experience
Securities America October 1999 - Present
Methodist College of Nursing and Allied Health August 1995 - October 1999
Education
Graceland University 1972 — 1995
Securities America October 1999 - Present
Methodist College of Nursing and Allied Health August 1995 - October 1999
Education
Graceland University 1972 — 1995
Scott Besch, CTFL's Securities America Experience December 2007 - May 2009
Job QA Manager at Xpanxion
Industry Computer Software
Experience
Xpanxion (Division of UST Global) May 2009 - Present
Securities America December 2007 - May 2009
Kenexa December 1999 - 2007
Skills
Automated Testing, Black Box Testing, Agile Application..., Agile Environment, Agile Testing, Writing Test Cases, White Box Testing, Remote Employee..., Troubleshooting Issues, Testing..., VersionOne, HP Quality Center, Mingle, Quick Test Pro (QTP), Rational Robot, Test Track Pro, Defect Tracker, SoapUI, Microsoft Office, SpiraTeam, OpenSTA, Open Office, SQL, Adobe Photoshop, JavaScript, ASP, Visual Basic, HTML, Agile Project Management, Apple Macintosh, Test Cases, Testing, Test Automation, Quality Center, Compatibility Testing, Defect Tracking, Mobile Devices, International Management, IT Outsourcing, Quality Assurance, Quality Assurance Review, Quality Assurance..., Data Quality Assurance, Certified Software..., Certified Software..., Software Development..., Mobile Testing, Software Implementation..., Addressing Customer..., Charity Work
Education
University of Nebraska-Lincoln
Bachelors, Management of Information
Xpanxion (Division of UST Global) May 2009 - Present
Securities America December 2007 - May 2009
Kenexa December 1999 - 2007
Skills
Automated Testing, Black Box Testing, Agile Application..., Agile Environment, Agile Testing, Writing Test Cases, White Box Testing, Remote Employee..., Troubleshooting Issues, Testing..., VersionOne, HP Quality Center, Mingle, Quick Test Pro (QTP), Rational Robot, Test Track Pro, Defect Tracker, SoapUI, Microsoft Office, SpiraTeam, OpenSTA, Open Office, SQL, Adobe Photoshop, JavaScript, ASP, Visual Basic, HTML, Agile Project Management, Apple Macintosh, Test Cases, Testing, Test Automation, Quality Center, Compatibility Testing, Defect Tracking, Mobile Devices, International Management, IT Outsourcing, Quality Assurance, Quality Assurance Review, Quality Assurance..., Data Quality Assurance, Certified Software..., Certified Software..., Software Development..., Mobile Testing, Software Implementation..., Addressing Customer..., Charity Work
Education
University of Nebraska-Lincoln
Bachelors, Management of Information
Phyllis Nelson's Securities America Experience 2007 - 2011
Job Compliance Auditor at SMITH HAYES Financial Services
Industry Financial Services
Experience
SMITH HAYES Financial Services 2012 - Present
Securities America 2007 - 2011
TD AMERITRADE 1996 - 2007
Skills
Securities, Series 7, FINRA, Series 24, Mutual Funds, Uniform Combined State..., Risk Management, Series 63, Series 65, Financial Services, AML, Retirement Planning, Investments, Fixed Income, Bonds, Asset Management, Investment Advisory
Education
Oklahoma City University School of Law 1986 — 1989
JD
SMITH HAYES Financial Services 2012 - Present
Securities America 2007 - 2011
TD AMERITRADE 1996 - 2007
Skills
Securities, Series 7, FINRA, Series 24, Mutual Funds, Uniform Combined State..., Risk Management, Series 63, Series 65, Financial Services, AML, Retirement Planning, Investments, Fixed Income, Bonds, Asset Management, Investment Advisory
Education
Oklahoma City University School of Law 1986 — 1989
JD
Vijay VenkataSubramanyan's Securities America Experience April 2006 - October 2011
Job Application Development Manager at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade October 2011 - Present
Securities America April 2006 - October 2011
Cognizant Technology Solutions March 1998 - March 2006
ACNielsen 1999 - 2005
Tata Infotech 1997 - 1997
Education
Birla Institute of Technology 1994 — 1997
MCA, Computer Applications
DTEA Janak Puri
TD Ameritrade October 2011 - Present
Securities America April 2006 - October 2011
Cognizant Technology Solutions March 1998 - March 2006
ACNielsen 1999 - 2005
Tata Infotech 1997 - 1997
Education
Birla Institute of Technology 1994 — 1997
MCA, Computer Applications
DTEA Janak Puri
Justin Mahrt's Securities America Experience 2005 - 2006
Job Manager SAP Support at Union Pacific Railroad
Industry Transportation/Trucking/Railroad
Experience
Union Pacific Distribution Services March 2015 - Present
Union Pacific Railroad May 2013 - February 2015
Union Pacific Railroad May 2011 - April 2013
Union Pacific Railroad June 2009 - April 2011
Union Pacific Corporation August 2006 - June 2009
Securities America 2005 - 2006
Education
Creighton University 2009 — 2012
MBA
University of Nebraska at Omaha 2002 — 2006
BSBA, Accounting, Finance, Banking, and Investment Science and Portfolio Management
Union Pacific Distribution Services March 2015 - Present
Union Pacific Railroad May 2013 - February 2015
Union Pacific Railroad May 2011 - April 2013
Union Pacific Railroad June 2009 - April 2011
Union Pacific Corporation August 2006 - June 2009
Securities America 2005 - 2006
Education
Creighton University 2009 — 2012
MBA
University of Nebraska at Omaha 2002 — 2006
BSBA, Accounting, Finance, Banking, and Investment Science and Portfolio Management
Steve Synowicki's Securities America Experience February 2011 - September 2014
Job Director of Training at Carson Wealth Management Group
Industry Financial Services
Experience
Carson Wealth Management Group September 2014 - Present
Securities America February 2011 - September 2014
QA3 Financial Corp July 2008 - February 2011
Education
University of Nebraska at Omaha 1995 — 2000
Carson Wealth Management Group September 2014 - Present
Securities America February 2011 - September 2014
QA3 Financial Corp July 2008 - February 2011
Education
University of Nebraska at Omaha 1995 — 2000
Craig Zimmerman's Securities America Experience April 2011 - Present
Job Vice President
Industry Financial Services
Experience
Securities America April 2011 - Present
TD Ameritrade 1993 - 2010
Skills
Series 7, Series 63, Series 24, Series 55, Series 4, Series 3, Mergers & Acquisitions, Risk Management
Education
Buena Vista University 1988 — 1992
Bachelor's Degree, Finance/Banking
Securities America April 2011 - Present
TD Ameritrade 1993 - 2010
Skills
Series 7, Series 63, Series 24, Series 55, Series 4, Series 3, Mergers & Acquisitions, Risk Management
Education
Buena Vista University 1988 — 1992
Bachelor's Degree, Finance/Banking
Matthew Belcher's Securities America Experience June 2010 - September 2012
Job Financial Advisor at PNC Investments
Industry Financial Services
Experience
PNC Investments September 2012 - Present
Securities America June 2010 - September 2012
Wachovia Securities May 2007 - May 2010
Wachovia Bank/Wachovia Securities May 2004 - January 2007
UBS February 2002 - May 2004
Manufactured Home Outlet June 2001 - February 2002
Cisco November 2000 - May 2001
Intermedia Communication March 2000 - November 2000
Central Carolina Bank November 1997 - March 2000
Education
University of North Carolina at Chapel Hill 1993 — 1997
BA, Economics
PNC Investments September 2012 - Present
Securities America June 2010 - September 2012
Wachovia Securities May 2007 - May 2010
Wachovia Bank/Wachovia Securities May 2004 - January 2007
UBS February 2002 - May 2004
Manufactured Home Outlet June 2001 - February 2002
Cisco November 2000 - May 2001
Intermedia Communication March 2000 - November 2000
Central Carolina Bank November 1997 - March 2000
Education
University of North Carolina at Chapel Hill 1993 — 1997
BA, Economics
Marcus Hagood's Securities America Experience October 2006 - April 2009
Job Financial Services Professional
Industry Financial Services
Experience
FP Transitions September 2013 - Present
Erath December 2009 - June 2013
Lange Estate Winery August 2009 - October 2009
Securities America October 2006 - April 2009
TD Ameritrade January 2005 - October 2006
TD Ameritrade January 2004 - January 2005
TD Ameritrade January 2002 - January 2004
Skills
Series 7, Series 63, Securities, Alternative Investments, Investment Advisory, Sales, Financial Services, Sales Management, Relationship Management, Customer Service, Financial Advisory, Options, Trading, Risk Management, PowerPoint, ETFs, Microsoft Office, Microsoft Excel, Public Speaking, Salesforce.com, FINRA, Series 24, Mutual Funds, Wealth Management, Retirement Planning, Asset Allocation
Education
University of Nebraska at Omaha 1990 — 1995
BA, International Studies
FP Transitions September 2013 - Present
Erath December 2009 - June 2013
Lange Estate Winery August 2009 - October 2009
Securities America October 2006 - April 2009
TD Ameritrade January 2005 - October 2006
TD Ameritrade January 2004 - January 2005
TD Ameritrade January 2002 - January 2004
Skills
Series 7, Series 63, Securities, Alternative Investments, Investment Advisory, Sales, Financial Services, Sales Management, Relationship Management, Customer Service, Financial Advisory, Options, Trading, Risk Management, PowerPoint, ETFs, Microsoft Office, Microsoft Excel, Public Speaking, Salesforce.com, FINRA, Series 24, Mutual Funds, Wealth Management, Retirement Planning, Asset Allocation
Education
University of Nebraska at Omaha 1990 — 1995
BA, International Studies
Jeff Paiz's Securities America Experience August 2013 - Present
Job Director, Supervision Securities America
Industry Financial Services
Experience
Securities America Inc. July 2015 - Present
Securities America August 2013 - Present
TD Ameritrade June 2009 - July 2013
TD Ameritrade September 2007 - May 2009
TD Ameritrade February 2007 - September 2007
TD Ameritrade January 2006 - February 2007
Skills
Program Management, Series 7, Securities, Series 63, Financial Services, Options, Project Management, Integration, Mutual Funds, Operations Management, Business Development, Risk Management, FINRA, Portfolio Management, Wealth Management, Relationship Management, Series 24, Series 3, Uniform Combined State..., Trading, Training, Equities, Series 4, Series 66
Education
University of Nebraska-Lincoln 1991 — 1995
Securities America Inc. July 2015 - Present
Securities America August 2013 - Present
TD Ameritrade June 2009 - July 2013
TD Ameritrade September 2007 - May 2009
TD Ameritrade February 2007 - September 2007
TD Ameritrade January 2006 - February 2007
Skills
Program Management, Series 7, Securities, Series 63, Financial Services, Options, Project Management, Integration, Mutual Funds, Operations Management, Business Development, Risk Management, FINRA, Portfolio Management, Wealth Management, Relationship Management, Series 24, Series 3, Uniform Combined State..., Trading, Training, Equities, Series 4, Series 66
Education
University of Nebraska-Lincoln 1991 — 1995
Nick Tiernan's Securities America Experience September 2005 - July 2006
Job DevOps Engineer
Industry Information Technology and Services
Experience
LeaseTeam, Inc. August 2014 - Present
Black Diamond Software, Inc. March 2014 - August 2014
Client Resources, Inc. October 2012 - March 2014
Atech April 2011 - October 2012
Election Systems & Software September 2010 - August 2011
21st Century Systems, Inc. March 2008 - December 2010
iSECUREtrac February 2007 - February 2008
Farm Credit Services of America 2006 - 2007
Securities America September 2005 - July 2006
GE Healthcare July 2003 - October 2005
Skills
Linux, HTML, Testing, SQL, Quality Assurance, Agile Methodologies, Java, Software Design, Microsoft SQL Server, Process Improvement, SDLC, Software Development, Software Project..., Integration, Requirements Analysis, Scrum, XML, Java Enterprise Edition, Business Analysis, Unix, JavaScript, Nexus, Jenkins, Configuration Management, Atlassian JIRA, Sonar, Continuous Delivery, Maven, Subversion, Eclipse, Ant, JIRA, Software Engineering, Databases, JUnit, Tomcat, Visual Studio, Web Services, Agile Project Management, Git, Weblogic, IIS, MySQL, Enterprise Architecture, .NET, Test Automation, SharePoint, Shell Scripting, Hudson, Systems Analysis
Education
Bellevue University 2005 — 2006
Bachelor of Science (BS), Internet Systems and Software Technology
Cardinal Stritch University 2002 — 2004
Associate of Science (AS), Business
LeaseTeam, Inc. August 2014 - Present
Black Diamond Software, Inc. March 2014 - August 2014
Client Resources, Inc. October 2012 - March 2014
Atech April 2011 - October 2012
Election Systems & Software September 2010 - August 2011
21st Century Systems, Inc. March 2008 - December 2010
iSECUREtrac February 2007 - February 2008
Farm Credit Services of America 2006 - 2007
Securities America September 2005 - July 2006
GE Healthcare July 2003 - October 2005
Skills
Linux, HTML, Testing, SQL, Quality Assurance, Agile Methodologies, Java, Software Design, Microsoft SQL Server, Process Improvement, SDLC, Software Development, Software Project..., Integration, Requirements Analysis, Scrum, XML, Java Enterprise Edition, Business Analysis, Unix, JavaScript, Nexus, Jenkins, Configuration Management, Atlassian JIRA, Sonar, Continuous Delivery, Maven, Subversion, Eclipse, Ant, JIRA, Software Engineering, Databases, JUnit, Tomcat, Visual Studio, Web Services, Agile Project Management, Git, Weblogic, IIS, MySQL, Enterprise Architecture, .NET, Test Automation, SharePoint, Shell Scripting, Hudson, Systems Analysis
Education
Bellevue University 2005 — 2006
Bachelor of Science (BS), Internet Systems and Software Technology
Cardinal Stritch University 2002 — 2004
Associate of Science (AS), Business
Jeff Gaeth's Securities America Experience November 2002 - Present
Job Advisor at Securities America
Industry Financial Services
Experience
Securities America November 2002 - Present
Skills
Retirement Planning, Wealth Management, Financial Advisory, Financial Analysis, Investments, Financial Services, Small Business, Retirement
Education
University of Missouri-Columbia
Securities America November 2002 - Present
Skills
Retirement Planning, Wealth Management, Financial Advisory, Financial Analysis, Investments, Financial Services, Small Business, Retirement
Education
University of Missouri-Columbia
April Ambrozy's Securities America Experience November 2013 - Present
Job Owner, Ambrozy Accounting
Industry Accounting
Experience
Securities America November 2013 - Present
Ambrozy Accounting January 2000 - Present
Securities Service Network, Inc. August 2013 - October 2013
Securities Service Network, Inc. November 1997 - October 2013
Ambrozy Tax Service January 1987 - March 2004
Skills
Tax Preparation, Accounting, QuickBooks, Tax, Corporate Tax, Finance, Small Business, Financial Planners, Strategic Financial..., Auditing, Bookkeeping, Investments, Financial Analysis, Estate Planning, Tax Accounting, Financial Accounting, Tax Returns, Management Consulting, Trusts, Estate Tax Planning, Payroll, Income Tax, Sales Tax, Accountants, Tax Advisory, General Ledger, IRS, Mergers & Acquisitions, Securities, High Net Worth..., Asset Management, Financial Reporting, Partnership Taxation, S Corporations, Start-ups, Payroll Taxes, Preparation, Financial Statements, Business Advisory, Cash Flow, Portfolio Management, Financial Advisory, Year End Accounts, Business Planning, 401k, Personal Tax Planning, Retirement Planning, Personal Finance, Financial Planning
Education
Thomas Edison State College 1998 — 2000
BS, Business
Securities America November 2013 - Present
Ambrozy Accounting January 2000 - Present
Securities Service Network, Inc. August 2013 - October 2013
Securities Service Network, Inc. November 1997 - October 2013
Ambrozy Tax Service January 1987 - March 2004
Skills
Tax Preparation, Accounting, QuickBooks, Tax, Corporate Tax, Finance, Small Business, Financial Planners, Strategic Financial..., Auditing, Bookkeeping, Investments, Financial Analysis, Estate Planning, Tax Accounting, Financial Accounting, Tax Returns, Management Consulting, Trusts, Estate Tax Planning, Payroll, Income Tax, Sales Tax, Accountants, Tax Advisory, General Ledger, IRS, Mergers & Acquisitions, Securities, High Net Worth..., Asset Management, Financial Reporting, Partnership Taxation, S Corporations, Start-ups, Payroll Taxes, Preparation, Financial Statements, Business Advisory, Cash Flow, Portfolio Management, Financial Advisory, Year End Accounts, Business Planning, 401k, Personal Tax Planning, Retirement Planning, Personal Finance, Financial Planning
Education
Thomas Edison State College 1998 — 2000
BS, Business
Aaron Spahr's Securities America Experience September 1996 - Present
Job Financial Technology Analyst at Securities America
Industry Financial Services
Experience
Securities America September 1996 - Present
Securities America, Inc. Member FINRA/SIPC 1996 - Present
Education
University of Nebraska at Omaha 1999 — 2001
MS, Management of Information Systms
The George Washington University 1992 — 1996
BBA, Finance
Securities America September 1996 - Present
Securities America, Inc. Member FINRA/SIPC 1996 - Present
Education
University of Nebraska at Omaha 1999 — 2001
MS, Management of Information Systms
The George Washington University 1992 — 1996
BBA, Finance
Johanna von Wulffen's Securities America Experience March 2003 - December 2004
Job Luxury Brand Business Development, Marketing and Flagship Management Professional / Business Operations Consultant
Industry Apparel & Fashion
Experience
ERNO LASZLO January 2014 - April 2015
Modo February 2011 - December 2013
Lantz-A-Lot, Inc. November 2008 - June 2011
Classic Car Club Manhattan, New York, NY August 2006 - December 2006
Frederic Fekkai Salon & Spa, New York, NY August 2005 - August 2006
Cville Weekly, Portico Publications, LLC. January 2005 - August 2005
Securities America March 2003 - December 2004
Skills
Retail, Marketing, Merchandising, Luxury Goods, Sales, Event Planning, Fashion, Management, Event Management, Visual Merchandising, Brand Management, Inventory Management, Budgets, Beauty Industry, Project Management, Business Development, Sales Management, Key Account Management, Skin Care, Wholesale, Microsoft Excel, Recruiting, Increasing Operational...
Education
Columbia College Chicago 2000 — 2002
BS, Marketing Communications & PR
PVCC 1998 — 2000
General Education Credits
JFK Berlin 1996 — 1997
Highschool Diploma
University of Virginia
ERNO LASZLO January 2014 - April 2015
Modo February 2011 - December 2013
Lantz-A-Lot, Inc. November 2008 - June 2011
Classic Car Club Manhattan, New York, NY August 2006 - December 2006
Frederic Fekkai Salon & Spa, New York, NY August 2005 - August 2006
Cville Weekly, Portico Publications, LLC. January 2005 - August 2005
Securities America March 2003 - December 2004
Skills
Retail, Marketing, Merchandising, Luxury Goods, Sales, Event Planning, Fashion, Management, Event Management, Visual Merchandising, Brand Management, Inventory Management, Budgets, Beauty Industry, Project Management, Business Development, Sales Management, Key Account Management, Skin Care, Wholesale, Microsoft Excel, Recruiting, Increasing Operational...
Education
Columbia College Chicago 2000 — 2002
BS, Marketing Communications & PR
PVCC 1998 — 2000
General Education Credits
JFK Berlin 1996 — 1997
Highschool Diploma
University of Virginia
Jim Heeney's Securities America Experience August 2008 - August 2010
Job Senior Vice President & Chief Operating Officer at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC January 2013 - Present
Securities America, Inc. January 2010 - Present
Securities America August 2008 - August 2010
Securities America June 2007 - August 2008
TD Ameritrade August 2005 - June 2007
TD Ameritrade August 2003 - July 2005
Ameritrade 1999 - 2001
Skills
Enterprise Project..., Merger & Acquisitions, Enterprise Risk..., Mutual Funds, Investments, Insurance, Asset Managment, Portfolio Management, Financial Risk, Strategic Financial..., FINRA, Alternative Investments, Due Diligence, Fixed Annuities, Estate Planning, Team Building, Project Management, Auditing, Mergers, Mergers & Acquisitions, Financial Services, Asset Management, Leadership, Management
Education
Bellevue University 1996 — 1999
Bachelor of Science in Business Administration, Business
University of Nebraska at Omaha 1987 — 1988
Securities America, Inc. Member FINRA/SIPC January 2013 - Present
Securities America, Inc. January 2010 - Present
Securities America August 2008 - August 2010
Securities America June 2007 - August 2008
TD Ameritrade August 2005 - June 2007
TD Ameritrade August 2003 - July 2005
Ameritrade 1999 - 2001
Skills
Enterprise Project..., Merger & Acquisitions, Enterprise Risk..., Mutual Funds, Investments, Insurance, Asset Managment, Portfolio Management, Financial Risk, Strategic Financial..., FINRA, Alternative Investments, Due Diligence, Fixed Annuities, Estate Planning, Team Building, Project Management, Auditing, Mergers, Mergers & Acquisitions, Financial Services, Asset Management, Leadership, Management
Education
Bellevue University 1996 — 1999
Bachelor of Science in Business Administration, Business
University of Nebraska at Omaha 1987 — 1988
Brian Rubey's Securities America Experience July 2005 - November 2007
Job Account Executive at Benefit Planning Associates
Industry Insurance
Experience
Benefit Planning Associates January 2007 - Present
Securities America July 2005 - November 2007
Lincoln Financial Advisors 2002 - 2005
Chicago Board of Trade April 1993 - December 2001
Skills
Employee Benefits, Management, Disability Insurance, Fixed Annuities, Health Insurance, Life Insurance, Healthcare, Term Life Insurance, Customer Service, Long-term Care, Sales, Team Building, Leadership, Account Management, Fixed Income, Coaching, Marketing
Education
Indiana University - Kelley School of Business 1983 — 1987
Finance
Loyola Academy 1979 — 1983
Benefit Planning Associates January 2007 - Present
Securities America July 2005 - November 2007
Lincoln Financial Advisors 2002 - 2005
Chicago Board of Trade April 1993 - December 2001
Skills
Employee Benefits, Management, Disability Insurance, Fixed Annuities, Health Insurance, Life Insurance, Healthcare, Term Life Insurance, Customer Service, Long-term Care, Sales, Team Building, Leadership, Account Management, Fixed Income, Coaching, Marketing
Education
Indiana University - Kelley School of Business 1983 — 1987
Finance
Loyola Academy 1979 — 1983
Tanya DeVries's Securities America Experience April 1996 - Present
Job Developer at Securities America
Industry Financial Services
Experience
Securities America April 1996 - Present
Skills
IIS, SQL, Microsoft SQL Server, IBI Webfocus, VB.NET, Servers, ASP.NET, .NET, WCF, Active Directory
Education
The University of South Dakota 1987 — 1992
Securities America April 1996 - Present
Skills
IIS, SQL, Microsoft SQL Server, IBI Webfocus, VB.NET, Servers, ASP.NET, .NET, WCF, Active Directory
Education
The University of South Dakota 1987 — 1992
Ann Marie Foley's Securities America Experience January 2009 - June 2009
Job Managing Director & Chief Compliance Officer
Industry Financial Services
Experience
The Presidio Group LLC September 2010 - Present
Advisors Compliance Solutions June 2009 - December 2014
CircleUp December 2012 - May 2014
Gordian Compliance Solutions, LLC May 2013 - October 2013
Protected Investors of America November 2009 - May 2010
Securities America January 2009 - June 2009
Brecek & Young July 2007 - June 2009
Legacy Financial Services October 1995 - July 2007
Skills
Securities, Investments, Due Diligence, FINRA, Hedge Funds, Wealth Management, Private Equity, Investment Advisory, Asset Management, Investment Banking
Education
State University of New York at Oswego 1978 — 1982
BS, Business Administration
St. John Neumann
The Presidio Group LLC September 2010 - Present
Advisors Compliance Solutions June 2009 - December 2014
CircleUp December 2012 - May 2014
Gordian Compliance Solutions, LLC May 2013 - October 2013
Protected Investors of America November 2009 - May 2010
Securities America January 2009 - June 2009
Brecek & Young July 2007 - June 2009
Legacy Financial Services October 1995 - July 2007
Skills
Securities, Investments, Due Diligence, FINRA, Hedge Funds, Wealth Management, Private Equity, Investment Advisory, Asset Management, Investment Banking
Education
State University of New York at Oswego 1978 — 1982
BS, Business Administration
St. John Neumann
Eric Hagebusch, AIF®'s Securities America Experience March 1999 - December 2010
Job The ROI Experience™ | Employee Benefits | Corporate Retirement Plans | Benefits Technology | Benefits Communication
Industry Financial Services
Experience
CapFinancial Securites, LLC June 2015 - Present
Pensionmark Retirement Group September 2014 - Present
Kainos Partners, Inc. January 2011 - Present
United Benefit Advisors January 2005 - Present
LPL Financial September 2014 - June 2015
Financial Telesis, Inc. January 2011 - September 2014
First Harbor Group, LLC July 1999 - December 2010
Securities America March 1999 - December 2010
Securities America Advisors, Inc. March 1999 - December 2010
First Harbor Group, LLC 1998 - December 2010
Skills
Retirement Plan..., 401k, 403 b, Fiduciary Services, Non-Qualified Deferred..., Retirement Savings, Cost Savings, Employee Benefits, Health Insurance, Disability Insurance, Life Insurance, Dental Insurance, Vision Insurance, Long Term Care Insurance, Critical Illness, Voluntary Employee..., Health Savings Accounts, Benefits Administration, Online Enrollment, Cost Control, HRIS, Management, Leadership
Education
University of Houston, C.T. Bauer College of Business
Business
CapFinancial Securites, LLC June 2015 - Present
Pensionmark Retirement Group September 2014 - Present
Kainos Partners, Inc. January 2011 - Present
United Benefit Advisors January 2005 - Present
LPL Financial September 2014 - June 2015
Financial Telesis, Inc. January 2011 - September 2014
First Harbor Group, LLC July 1999 - December 2010
Securities America March 1999 - December 2010
Securities America Advisors, Inc. March 1999 - December 2010
First Harbor Group, LLC 1998 - December 2010
Skills
Retirement Plan..., 401k, 403 b, Fiduciary Services, Non-Qualified Deferred..., Retirement Savings, Cost Savings, Employee Benefits, Health Insurance, Disability Insurance, Life Insurance, Dental Insurance, Vision Insurance, Long Term Care Insurance, Critical Illness, Voluntary Employee..., Health Savings Accounts, Benefits Administration, Online Enrollment, Cost Control, HRIS, Management, Leadership
Education
University of Houston, C.T. Bauer College of Business
Business
Ann Zemann's Securities America Experience January 1996 - March 2001
Job Owner, Stile Compliance Services, Inc.
Industry Financial Services
Experience
Stile Compliance Services, Inc. Compliance ConsultantOrion Advisor ServicesSeptember 2001 - June 2005
CLS Investment Firm, LLC April 2001 - January 2005
Securities America January 1996 - March 2001
Education
University of Nebraska at Omaha 1994 — 1997
STM
Stile Compliance Services, Inc. Compliance ConsultantOrion Advisor ServicesSeptember 2001 - June 2005
CLS Investment Firm, LLC April 2001 - January 2005
Securities America January 1996 - March 2001
Education
University of Nebraska at Omaha 1994 — 1997
STM
scott polo's Securities America Experience November 2000 - Present
Job Office Manager for Branch Office at Securities America
Industry Financial Services
Experience
Securities America November 2000 - Present
Polo Enterprises, Inc. November 1990 - January 2000
Anti-Hydro Corp. December 1986 - December 1989
Education
Syracuse University 1980 — 1984
BS, Mechanical Engineering
Securities America November 2000 - Present
Polo Enterprises, Inc. November 1990 - January 2000
Anti-Hydro Corp. December 1986 - December 1989
Education
Syracuse University 1980 — 1984
BS, Mechanical Engineering
Colleen Lawry's Securities America Experience 1995 - 2004
Job City Administrator at City of Gretna
Industry Government Relations
Experience
City of Gretna July 2009 - Present
City of Gretna December 2004 - July 2009
Securities America 1995 - 2004
Education
Bellevue University 2008 — 2009
MPA, Public Administration
University of Nebraska at Omaha
BS, Psychology, minors in Religion & Biology
City of Gretna July 2009 - Present
City of Gretna December 2004 - July 2009
Securities America 1995 - 2004
Education
Bellevue University 2008 — 2009
MPA, Public Administration
University of Nebraska at Omaha
BS, Psychology, minors in Religion & Biology
Christina Heller's Securities America Experience 1999 - 2008
Job Counsel at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC August 2013 - Present
RIA Compliance Consultants, Inc. March 2008 - July 2013
Securities America 1999 - 2008
Empire Fire & Marine 1997 - 1999
Skills
FINRA, Securities, Investments
Education
University of Iowa College of Law 1994 — 1997
JD, Law
Creighton University 1990 — 1994
BA, English
Harlan Community High School 1986 — 1990
Securities America, Inc. Member FINRA/SIPC August 2013 - Present
RIA Compliance Consultants, Inc. March 2008 - July 2013
Securities America 1999 - 2008
Empire Fire & Marine 1997 - 1999
Skills
FINRA, Securities, Investments
Education
University of Iowa College of Law 1994 — 1997
JD, Law
Creighton University 1990 — 1994
BA, English
Harlan Community High School 1986 — 1990
Corey McCallan's Securities America Experience April 2008 - February 2009
Job Individual Underwriting process improvement and project management.
Industry Investment Management
Experience
Mutual of Omaha January 2014 - Present
Mutual of Omaha May 2011 - December 2013
Mutual of Omaha June 2009 - May 2011
Securities America April 2008 - February 2009
Securities America September 2006 - June 2008
Ameritrade 2003 - 2005
Skills
Business Analysis, Customer Service, Fundraising, Leadership, Life Insurance, Management, Process Improvement, Requirements Gathering, Team Building, Teamwork, Time Management, Underwriting, Visio
Education
University of Nebraska-Lincoln 1998 — 2003
BA, Communication
Omaha Central High School 1995 — 1998
Mutual of Omaha January 2014 - Present
Mutual of Omaha May 2011 - December 2013
Mutual of Omaha June 2009 - May 2011
Securities America April 2008 - February 2009
Securities America September 2006 - June 2008
Ameritrade 2003 - 2005
Skills
Business Analysis, Customer Service, Fundraising, Leadership, Life Insurance, Management, Process Improvement, Requirements Gathering, Team Building, Teamwork, Time Management, Underwriting, Visio
Education
University of Nebraska-Lincoln 1998 — 2003
BA, Communication
Omaha Central High School 1995 — 1998
David Woodfill's Securities America Experience August 2001 - May 2009
Job Employment Specialist at West Corporation
Industry Human Resources
Experience
West Corporation April 2011 - Present
West Corporation December 2009 - January 2010
myOfficeGurus May 2009 - September 2009
Securities America August 2001 - May 2009
Norwest Bank 1997 - 1999
Skills
Data Entry, Employee Relations
Education
Iowa State University 1993 — 1996
B.S., Psychology
West Corporation April 2011 - Present
West Corporation December 2009 - January 2010
myOfficeGurus May 2009 - September 2009
Securities America August 2001 - May 2009
Norwest Bank 1997 - 1999
Skills
Data Entry, Employee Relations
Education
Iowa State University 1993 — 1996
B.S., Psychology
Brooke Haskins's Securities America Experience April 2007 - Present
Job CERTIFIED FINANCIAL PLANNER™ practitioner
Industry Financial Services
Experience
Securities America April 2007 - Present
UBS Investment Bank April 2003 - March 2007
Banc of America Securities September 2000 - March 2003
Morgan Stanley September 1997 - September 2000
Education
University of California, San Diego 1990 — 1994
B.A., Economics
Securities America April 2007 - Present
UBS Investment Bank April 2003 - March 2007
Banc of America Securities September 2000 - March 2003
Morgan Stanley September 1997 - September 2000
Education
University of California, San Diego 1990 — 1994
B.A., Economics
Ericka Juno's Securities America Experience June 2008 - February 2010
Job Program Manager, Training Content at Union Pacific Railroad
Industry Transportation/Trucking/Railroad
Experience
Union Pacific Railroad June 2012 - Present
Boys Town March 2010 - June 2012
Securities America June 2008 - February 2010
Securities America March 2007 - June 2008
US Air Force April 1993 - January 2000
Skills
Leadership Development, Public Speaking, Coaching, Staff Development, Team Building, Organizational..., Leadership, Training, Instructional Design, Process Improvement, E-Learning, Curriculum Development, Blended Learning, Curriculum Design, Learning Management..., Workshop Facilitation
Education
Bellevue University 1994 — 1995
MMA, Management
Baylor University - Hankamer School of Business 1990 — 1992
Bachelor of Business Administration (BBA), Computer Information Systems
Collin County Community College 1988 — 1990
Union Pacific Railroad June 2012 - Present
Boys Town March 2010 - June 2012
Securities America June 2008 - February 2010
Securities America March 2007 - June 2008
US Air Force April 1993 - January 2000
Skills
Leadership Development, Public Speaking, Coaching, Staff Development, Team Building, Organizational..., Leadership, Training, Instructional Design, Process Improvement, E-Learning, Curriculum Development, Blended Learning, Curriculum Design, Learning Management..., Workshop Facilitation
Education
Bellevue University 1994 — 1995
MMA, Management
Baylor University - Hankamer School of Business 1990 — 1992
Bachelor of Business Administration (BBA), Computer Information Systems
Collin County Community College 1988 — 1990
Travis Riggert's Securities America Experience May 2002 - July 2011
Job CERTIFIED FINANCIAL PLANNER™ practitioner
Industry Financial Services
Experience
CalmWater Financial Group, LLC August 2011 - Present
Securities America May 2002 - July 2011
Skills
Retirement Planning, Series 7, Wealth Management, Investments, Mutual Funds, Investment Advisory, Estate Planning, Series 63, Asset Allocation, Strategic Financial..., Portfolio Management
Education
Doane College 1998 — 2002
Bachelor, Finance and Management
Doane College 1998 — 2002
Bachelor of Arts (B.A.), Finance and Financial Management Services
CalmWater Financial Group, LLC August 2011 - Present
Securities America May 2002 - July 2011
Skills
Retirement Planning, Series 7, Wealth Management, Investments, Mutual Funds, Investment Advisory, Estate Planning, Series 63, Asset Allocation, Strategic Financial..., Portfolio Management
Education
Doane College 1998 — 2002
Bachelor, Finance and Management
Doane College 1998 — 2002
Bachelor of Arts (B.A.), Finance and Financial Management Services
Ronald Ceniceroz's Securities America Experience May 2008 - Present
Job President, CEO, Integrated Wealth Strategies Inc.
Industry Financial Services
Experience
Integrated Wealth Strategies Inc. May 2008 - Present
Integrated Wealth Strategies Inc. May 2008 - Present
Securities America May 2008 - Present
Asset Preservation Strategies, Inc. June 1992 - May 2008
Skills
Asset Management, Strategic Financial..., Wealth Management, Finance, Small Business, Investments
Education
University of San Diego 1983 — 1986
BA, Business Economics
Integrated Wealth Strategies Inc. May 2008 - Present
Integrated Wealth Strategies Inc. May 2008 - Present
Securities America May 2008 - Present
Asset Preservation Strategies, Inc. June 1992 - May 2008
Skills
Asset Management, Strategic Financial..., Wealth Management, Finance, Small Business, Investments
Education
University of San Diego 1983 — 1986
BA, Business Economics
Summer Lemmon's Securities America Experience February 2006 - June 2011
Job Private Wealth Management Transition Specialist at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. May 2009 - Present
Securities America February 2006 - June 2011
Holland America Line June 2001 - December 2005
Education
University of California, Davis 1997 — 2001
Human Development, Psychology, Science
Robert W. Baird & Co. May 2009 - Present
Securities America February 2006 - June 2011
Holland America Line June 2001 - December 2005
Education
University of California, Davis 1997 — 2001
Human Development, Psychology, Science
Chris Rhen's Securities America Experience August 1992 - August 1993
Job IT
Industry Information Technology and Services
Experience
West Corporation October 2012 - Present
ConAgra Foods February 2010 - October 2012
ConAgra Foods August 2003 - February 2010
ConAgra Foods November 1998 - June 2003
Mutual of Omaha November 1996 - November 1998
ConAgra Foods August 1993 - November 1996
Securities America August 1992 - August 1993
Skills
VMware ESX, Linux, IT Strategy, System Administration, Data Center, Systems Analysis, Servers, Virtualization, Unix, VMware, Disaster Recovery, Process Improvement, SAP, Business Analysis, ERP, SDLC, Troubleshooting, Integration, Project Management, Change Management, Coaching, Mentoring, SAP R/3, SharePoint, Visio, IT Management, Networking, Oracle, Enterprise Architecture, Software Documentation, Windows Server, Requirements Analysis, Active Directory, Databases, ITIL
Education
Bellevue University
MBA
University of Nebraska at Omaha
West Corporation October 2012 - Present
ConAgra Foods February 2010 - October 2012
ConAgra Foods August 2003 - February 2010
ConAgra Foods November 1998 - June 2003
Mutual of Omaha November 1996 - November 1998
ConAgra Foods August 1993 - November 1996
Securities America August 1992 - August 1993
Skills
VMware ESX, Linux, IT Strategy, System Administration, Data Center, Systems Analysis, Servers, Virtualization, Unix, VMware, Disaster Recovery, Process Improvement, SAP, Business Analysis, ERP, SDLC, Troubleshooting, Integration, Project Management, Change Management, Coaching, Mentoring, SAP R/3, SharePoint, Visio, IT Management, Networking, Oracle, Enterprise Architecture, Software Documentation, Windows Server, Requirements Analysis, Active Directory, Databases, ITIL
Education
Bellevue University
MBA
University of Nebraska at Omaha
Gregg Clemens's Securities America Experience March 2008 - February 2012
Job Regional Supervisory Officer at PNC Investments
Industry Financial Services
Experience
PNC Investments February 2012 - Present
Securities America March 2008 - February 2012
Hornor, Townsend & Kent, Inc. 2002 - 2008
Penn Mutual 2002 - 2008
Lincoln Investment Planning 1999 - 2002
Education
Temple University 1993 — 1994
BA, Marketing
Bishop Kenrick 1987 — 1989
PNC Investments February 2012 - Present
Securities America March 2008 - February 2012
Hornor, Townsend & Kent, Inc. 2002 - 2008
Penn Mutual 2002 - 2008
Lincoln Investment Planning 1999 - 2002
Education
Temple University 1993 — 1994
BA, Marketing
Bishop Kenrick 1987 — 1989
Chris Kuhl's Securities America Experience June 2005 - February 2009
Job Insurance Solutions at Lincoln Financial Group
Industry Financial Services
Experience
Lincoln Financial Group February 2013 - Present
Securities America, Inc. Member FINRA/SIPC 2009 - February 2013
Securities America June 2005 - February 2009
Pacific Life June 2008 - October 2008
Ameritrade 2000 - 2005
Education
University of Nebraska at Omaha 1993 — 1995
Engineering
Lincoln Financial Group February 2013 - Present
Securities America, Inc. Member FINRA/SIPC 2009 - February 2013
Securities America June 2005 - February 2009
Pacific Life June 2008 - October 2008
Ameritrade 2000 - 2005
Education
University of Nebraska at Omaha 1993 — 1995
Engineering
Marc Fink's Securities America Experience April 1992 - September 1995
Job Professional Investor
Industry Financial Services
Experience
Self September 1995 - Present
Princess Cruises December 1998 - August 2001
Securities America April 1992 - September 1995
Kennedy Cabot & Co. May 1986 - August 1992
Education
University of California, Los Angeles 1980 — 1984
BA, Economics
Taft High, Mr. Greenfield 1977 — 1980
Self September 1995 - Present
Princess Cruises December 1998 - August 2001
Securities America April 1992 - September 1995
Kennedy Cabot & Co. May 1986 - August 1992
Education
University of California, Los Angeles 1980 — 1984
BA, Economics
Taft High, Mr. Greenfield 1977 — 1980
Leslie Arriola's Securities America Experience September 2004 - March 2009
Job Financial Analyst
Industry Financial Services
Experience
UC Davis Medical Center September 2011 - Present
Securities America September 2004 - March 2009
Mid Atlantic Capital Corp. May 1997 - July 2004
Skills
Accounting, Trading, Process Improvement, Budgets, Series 7, Mutual Funds, Business Analysis, Customer Service, Risk Management, Securities
Education
California State University-Chico
Merced College
Associate of Arts (AA)
UC Davis Medical Center September 2011 - Present
Securities America September 2004 - March 2009
Mid Atlantic Capital Corp. May 1997 - July 2004
Skills
Accounting, Trading, Process Improvement, Budgets, Series 7, Mutual Funds, Business Analysis, Customer Service, Risk Management, Securities
Education
California State University-Chico
Merced College
Associate of Arts (AA)
Richard Bastman's Securities America Experience November 1998 - February 2009
Job Independent Insurance Broker
Industry Financial Services
Experience
HealthMarkets June 2013 - Present
Allstate January 2011 - May 2013
Securities America November 1998 - February 2009
John Hancock Property Casualty 1971 - 1985
Skills
Contract Negotiations, Product Design, Long Term Care, Insurance, Mutual Funds, 401k, Retirement Planning, Financial Planning, Series 63, Risk Management, Team Building, Problem Solving, Series 7, Compliance, Retirement, Budgeting, Financial Advisory, Public Speaking, Investments, Fixed Annuities, Long-term Care, Securities, Life Insurance, Term Life Insurance, Long Term Care Insurance, Health Insurance, Whole Life, Health Care Reform, Disability Insurance, Variable Annuities, FINRA, Financial Planners, Uniform Combined State..., Series 65, Wealth Management, Investment Advisory
Education
Northeastern University
University of Minnesota-Twin Cities
Liberal Arts
HealthMarkets June 2013 - Present
Allstate January 2011 - May 2013
Securities America November 1998 - February 2009
John Hancock Property Casualty 1971 - 1985
Skills
Contract Negotiations, Product Design, Long Term Care, Insurance, Mutual Funds, 401k, Retirement Planning, Financial Planning, Series 63, Risk Management, Team Building, Problem Solving, Series 7, Compliance, Retirement, Budgeting, Financial Advisory, Public Speaking, Investments, Fixed Annuities, Long-term Care, Securities, Life Insurance, Term Life Insurance, Long Term Care Insurance, Health Insurance, Whole Life, Health Care Reform, Disability Insurance, Variable Annuities, FINRA, Financial Planners, Uniform Combined State..., Series 65, Wealth Management, Investment Advisory
Education
Northeastern University
University of Minnesota-Twin Cities
Liberal Arts
Raymond Bergen's Securities America Experience January 2004 - Present
Job CFP
Industry Financial Services
Experience
SECURITIES AMERICA January 2004 - Present
RAYMOND BERGEN January 2004 - Present
Education
Hofstra University 1978 — 1980
MBA ACCOUNTING, Business Administration and Management, General
SECURITIES AMERICA January 2004 - Present
RAYMOND BERGEN January 2004 - Present
Education
Hofstra University 1978 — 1980
MBA ACCOUNTING, Business Administration and Management, General
Mamta Rai's Securities America Experience 2014 - Present
Job Financial Advisor at Securitiesamerica
Industry Accounting
Experience
Securities America 2014 - Present
VALIC 2010 - 2014
Skills
Finance, Financial Planning, Financial Analysis, Risk Management, Retirement Planning, Wealth Management, Retirement, Financial Advisory, Mutual Funds, Employee Benefits
Education
University of Houston-Clear Lake 2007 — 2009
Securities America 2014 - Present
VALIC 2010 - 2014
Skills
Finance, Financial Planning, Financial Analysis, Risk Management, Retirement Planning, Wealth Management, Retirement, Financial Advisory, Mutual Funds, Employee Benefits
Education
University of Houston-Clear Lake 2007 — 2009
Joel Sommerer's Securities America Experience June 2009 - May 2012
Job Director of Operations Controls at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC May 2012 - Present
Securities America June 2009 - May 2012
Securities America, Inc. Member FINRA/SIPC September 2008 - June 2009
Skills
Process Improvement, Insurance, Risk Management, Business Analysis, SDLC, Vendor Management, Visio, Employee Training, Leadership
Education
University of Nebraska at Omaha 1987 — 1994
Batchelor of Science, Business Administation
Securities America, Inc. Member FINRA/SIPC May 2012 - Present
Securities America June 2009 - May 2012
Securities America, Inc. Member FINRA/SIPC September 2008 - June 2009
Skills
Process Improvement, Insurance, Risk Management, Business Analysis, SDLC, Vendor Management, Visio, Employee Training, Leadership
Education
University of Nebraska at Omaha 1987 — 1994
Batchelor of Science, Business Administation
Megan Borsh's Securities America Experience 2013 - Present
Job Project Lead at Securities America
Industry Financial Services
Experience
Securities America 2013 - Present
Renaissance Financial 2013 - 2013
Medical Solutions 2012 - 2013
UHG / OptumInsight 2006 - 2012
COBRA Outsourcing, Inc 2005 - 2006
Skills
Analysis, Microsoft Office, Planning, Customer Service, Sales Support, Accounts Receivable, Accounts Payable, Project Planning, Business Process..., Business Analysis, Document Management, Account Management, Sales, Project Management, Team Building, Process Improvement, Vendor Management, Management
Education
Bellevue University
Bachelor of Science, Business
Securities America 2013 - Present
Renaissance Financial 2013 - 2013
Medical Solutions 2012 - 2013
UHG / OptumInsight 2006 - 2012
COBRA Outsourcing, Inc 2005 - 2006
Skills
Analysis, Microsoft Office, Planning, Customer Service, Sales Support, Accounts Receivable, Accounts Payable, Project Planning, Business Process..., Business Analysis, Document Management, Account Management, Sales, Project Management, Team Building, Process Improvement, Vendor Management, Management
Education
Bellevue University
Bachelor of Science, Business
Paul Huerter's Securities America Experience 1990 - Present
Job VP of Corporate Services at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC September 1990 - Present
Securities America 1990 - Present
Education
University of Nebraska-Lincoln 1977 — 1982
Securities America, Inc. Member FINRA/SIPC September 1990 - Present
Securities America 1990 - Present
Education
University of Nebraska-Lincoln 1977 — 1982
Donovan Foote's Securities America Experience 2008 - Present
Job Attorney at Securities America
Industry Financial Services
Experience
Securities America 2008 - Present
Securities America, Inc. Member FINRA/SIPC 2008 - Present
Continental Fire Sprinkler Company 2005 - 2008
First National Bank of Omaha 2004 - 2005
Education
University of San Diego School of Law 2000 — 2003
JD, Corporate Law
Hastings College 1990 — 1995
BA, International Business
Hastings High School 1986 — 1990
Securities America 2008 - Present
Securities America, Inc. Member FINRA/SIPC 2008 - Present
Continental Fire Sprinkler Company 2005 - 2008
First National Bank of Omaha 2004 - 2005
Education
University of San Diego School of Law 2000 — 2003
JD, Corporate Law
Hastings College 1990 — 1995
BA, International Business
Hastings High School 1986 — 1990
Geri Gilbreath's Securities America Experience February 2005 - June 2007
Job Triage Pharmacy Technician at Omnicare Nebraska
Industry Financial Services
Experience
Omnicare Nebraska January 2012 - Present
Omnicare Nebraska January 2012 - April 2012
Bank of the West December 2006 - December 2011
Securities America February 2005 - June 2007
TD Ameritrade January 1997 - January 2004
Ameritas January 1996 - January 1997
Commercial Federal Bank January 1985 - January 1996
Ameritrade 1990 - 1995
Skills
Investments, Loans, Financial Services, Credit Cards, Customer Service, Sales, Employee Training
Education
Everest University-Tampa 2012 — 2014
Associate's Degree, Business Administration and Management, General, 3.7
University Nebraska Omaha 1981 — 1983
Business Administration and Management, General
D J Gross High School 1978 — 1981
diploma, General Studies
Omnicare Nebraska January 2012 - Present
Omnicare Nebraska January 2012 - April 2012
Bank of the West December 2006 - December 2011
Securities America February 2005 - June 2007
TD Ameritrade January 1997 - January 2004
Ameritas January 1996 - January 1997
Commercial Federal Bank January 1985 - January 1996
Ameritrade 1990 - 1995
Skills
Investments, Loans, Financial Services, Credit Cards, Customer Service, Sales, Employee Training
Education
Everest University-Tampa 2012 — 2014
Associate's Degree, Business Administration and Management, General, 3.7
University Nebraska Omaha 1981 — 1983
Business Administration and Management, General
D J Gross High School 1978 — 1981
diploma, General Studies
Robert Harkins's Securities America Experience January 2012 - April 2012
Job Attorney III, DHHS at State of Nebraska
Industry Legal Services
Experience
State of Nebraska February 2014 - Present
State of Nebraska June 2013 - February 2014
State of Nebraska May 2012 - June 2013
Securities America January 2012 - April 2012
TD Ameritrade October 2009 - November 2011
TD Ameritrade October 2008 - October 2009
Child Support Services July 2001 - June 2007
Nebraska Attorney General's Office June 1999 - June 2001
Madison County Attorney's Office December 1997 - June 1999
Pollak & Hicks January 1997 - October 1997
Skills
Series 7, Mutual Funds, Portfolio Management, Equities, Securities
Education
Creighton University School of Law 1991 — 1994
Juris Doctor
University of Arizona 1984 — 1989
Bachelor of Science, Finance
State of Nebraska February 2014 - Present
State of Nebraska June 2013 - February 2014
State of Nebraska May 2012 - June 2013
Securities America January 2012 - April 2012
TD Ameritrade October 2009 - November 2011
TD Ameritrade October 2008 - October 2009
Child Support Services July 2001 - June 2007
Nebraska Attorney General's Office June 1999 - June 2001
Madison County Attorney's Office December 1997 - June 1999
Pollak & Hicks January 1997 - October 1997
Skills
Series 7, Mutual Funds, Portfolio Management, Equities, Securities
Education
Creighton University School of Law 1991 — 1994
Juris Doctor
University of Arizona 1984 — 1989
Bachelor of Science, Finance
Bob Maricle's Securities America Experience October 2008 - Present
Job Financial Planner at Securities America
Industry Financial Services
Experience
Securities America October 2008 - Present
Education
University of Oklahoma
Securities America October 2008 - Present
Education
University of Oklahoma
Kelley Armstrong's Securities America Experience April 1999 - May 2001
Job Electrical at Joy mining equip
Industry Mining & Metals
Experience
Joy mining equip October 2001 - Present
Securities America April 1999 - May 2001
Skills
Investments, Financial Analysis, Business Strategy, Commissioning, Finance, Microsoft Office
Education
Grove City College
Bachelor of Business Administration (B.B.A.)
Joy mining equip October 2001 - Present
Securities America April 1999 - May 2001
Skills
Investments, Financial Analysis, Business Strategy, Commissioning, Finance, Microsoft Office
Education
Grove City College
Bachelor of Business Administration (B.B.A.)
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY