Banc of America Investments
Banc of America Investments List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Banc of America Investments. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Banc of America Investments Salaries. You can even request information on how much does Banc of America Investments pay if you want to. Learn about salaries, pros and cons of working for Banc of America Investments directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
434 Banc of America Investments employees in database. Find out everything there's to know about Banc of America Investments employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Banc of America Investments Employees
Employee
Years
Job
Industry
William Filer William Filer's Banc of America Investments Experience August 2004 - December 2009
Job President, LPL Financial
Industry Financial Services
Experience
LPL Financial December 2009 - Present
Banc of America Investments August 2004 - December 2009
Skills
Wealth Management, Series 7, Investments, Retirement Planning, Strategic Financial..., Asset Allocation, Portfolio Management, Mutual Funds, Series 63, Securities, Alternative Investments, Asset Management, Investment Advisory, Financial Services, Financial Analysis
Education
University of Delaware 1995 — 1999
Economics
Salesianum 1991 — 1995
LPL Financial December 2009 - Present
Banc of America Investments August 2004 - December 2009
Skills
Wealth Management, Series 7, Investments, Retirement Planning, Strategic Financial..., Asset Allocation, Portfolio Management, Mutual Funds, Series 63, Securities, Alternative Investments, Asset Management, Investment Advisory, Financial Services, Financial Analysis
Education
University of Delaware 1995 — 1999
Economics
Salesianum 1991 — 1995
Ernest Holguin CFP™ CRPC™ Ernest Holguin CFP™ CRPC™'s Banc of America Investments Experience October 2002 - October 2009
Job Managing Partner and Financial Advisor at Holguin & Sy Wealth Management
Industry Investment Management
Experience
Holguin & Sy Wealth Management March 2014 - Present
Merrill Lynch October 2002 - February 2014
Banc of America Investments October 2002 - October 2009
Morgan Stanley July 1996 - October 2002
Yerba Buena Center for the Arts 1993 - 1996
Center for the Arts 1992 - 1993
Skills
Retirement Planning, Investment Strategies, Financial Advisory, Securities, Asset Allocation, Finance, 401k, Financial Services, ETFs, Capital Markets, Investments, Mutual Funds, Bonds, IRAs, Retirement, Relationship Management, Credit Analysis, Fixed Income, Equities, College Funding..., 529 Plans, Long Term Care Insurance, Management, Wealth
Education
University of California, Berkeley 1987 — 1991
BA, Economics
The American College 2002 — 2004
CERTIFIED FINANCIAL PLANNER™ Certificant
El Rancho High School 1984 — 1986
High School
Holguin & Sy Wealth Management March 2014 - Present
Merrill Lynch October 2002 - February 2014
Banc of America Investments October 2002 - October 2009
Morgan Stanley July 1996 - October 2002
Yerba Buena Center for the Arts 1993 - 1996
Center for the Arts 1992 - 1993
Skills
Retirement Planning, Investment Strategies, Financial Advisory, Securities, Asset Allocation, Finance, 401k, Financial Services, ETFs, Capital Markets, Investments, Mutual Funds, Bonds, IRAs, Retirement, Relationship Management, Credit Analysis, Fixed Income, Equities, College Funding..., 529 Plans, Long Term Care Insurance, Management, Wealth
Education
University of California, Berkeley 1987 — 1991
BA, Economics
The American College 2002 — 2004
CERTIFIED FINANCIAL PLANNER™ Certificant
El Rancho High School 1984 — 1986
High School
Danielle Place Danielle Place's Banc of America Investments Experience April 2005 - September 2006
Job Associate Director UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services April 2014 - Present
Morgan Stanley April 2013 - April 2014
Investors Capital October 2007 - April 2013
Morgan Stanley September 2006 - October 2007
Banc of America Investments April 2005 - September 2006
Morgan Stanley August 2003 - April 2005
Education
New England School of Law 2012 — 2016
Currently enrolled, Banking, Corporate, Finance, and Securities Law
University of New Hampshire 1999 — 2003
Bachelor's degree, Political Science and Government, 3.5
UBS Financial Services April 2014 - Present
Morgan Stanley April 2013 - April 2014
Investors Capital October 2007 - April 2013
Morgan Stanley September 2006 - October 2007
Banc of America Investments April 2005 - September 2006
Morgan Stanley August 2003 - April 2005
Education
New England School of Law 2012 — 2016
Currently enrolled, Banking, Corporate, Finance, and Securities Law
University of New Hampshire 1999 — 2003
Bachelor's degree, Political Science and Government, 3.5
Milton Speid Milton Speid's Banc of America Investments Experience June 2005 - August 2005
Job Global Partnership Development at TED Conferences
Industry Online Media
Experience
TED Conferences January 2015 - Present
Silicon Valley Community Foundation April 2012 - December 2014
Bank of America September 2009 - April 2012
New England Financial March 2009 - May 2009
Bank of America June 2005 - February 2009
Banc of America Investments June 2005 - August 2005
Cape Cod Cooperative Bank June 2004 - July 2005
Skills
Banking, Budgets, Coaching, CRM, Customer Service, Finance, Government, Fundraising, Investments, Leadership, Management, Marketing Communications, Portfolio Management, Program Management, Philanthropy, Proposal Writing, Series 6, Series 63, Strategy, Training
Education
University of Hartford 1998 — 2002
Bachelor of Arts, Psychology
TED Conferences January 2015 - Present
Silicon Valley Community Foundation April 2012 - December 2014
Bank of America September 2009 - April 2012
New England Financial March 2009 - May 2009
Bank of America June 2005 - February 2009
Banc of America Investments June 2005 - August 2005
Cape Cod Cooperative Bank June 2004 - July 2005
Skills
Banking, Budgets, Coaching, CRM, Customer Service, Finance, Government, Fundraising, Investments, Leadership, Management, Marketing Communications, Portfolio Management, Program Management, Philanthropy, Proposal Writing, Series 6, Series 63, Strategy, Training
Education
University of Hartford 1998 — 2002
Bachelor of Arts, Psychology
Hayward Roy Hayward Roy's Banc of America Investments Experience November 2002 - June 2004
Job Vice President of Land Acquisitions at GG Land Group, LLC
Industry Investment Banking
Experience
GG Land Group, LLC February 2013 - Present
Advanced Equities August 2007 - November 2012
US Navy - Naval Mobile Construction Battalion December 2001 - December 2008
Zacks Investment Management July 2004 - September 2007
Banc of America Investments November 2002 - June 2004
Skills
Alternative Investments, Investment Banking, Customer Service, Portfolio Management, Investment Advisory, Investment Analysis, Real Estate Private..., Fixed Income, Managed Money, Valuation, Securities, Equities, Finance, Investment Management, Options, Private Equity, Venture Capital
Education
New Horizons Learning Center 2014 — 2014
Lean Six Sigma Green Belt Certification
University of Central Arkansas 1991 — 1996
Business, Finance
GG Land Group, LLC February 2013 - Present
Advanced Equities August 2007 - November 2012
US Navy - Naval Mobile Construction Battalion December 2001 - December 2008
Zacks Investment Management July 2004 - September 2007
Banc of America Investments November 2002 - June 2004
Skills
Alternative Investments, Investment Banking, Customer Service, Portfolio Management, Investment Advisory, Investment Analysis, Real Estate Private..., Fixed Income, Managed Money, Valuation, Securities, Equities, Finance, Investment Management, Options, Private Equity, Venture Capital
Education
New Horizons Learning Center 2014 — 2014
Lean Six Sigma Green Belt Certification
University of Central Arkansas 1991 — 1996
Business, Finance
Charles Perosio Charles Perosio's Banc of America Investments Experience June 2002 - March 2005
Job Regional Vice President/External Wholesaler at Columbia Threadneedle Investments
Industry Financial Services
Experience
Columbia Threadneedle Investments July 2007 - Present
Columbia Threadneedle Investments April 2005 - June 2007
Banc of America Investments June 2002 - March 2005
TD Waterhouse August 2000 - May 2002
Skills
Mutual Funds, Investments, Sales Management, Wealth Management, Asset Management, Asset Allocation, Portfolio Management, Stocks, ETFs, IRA's, Bonds, Investment Advisory, Alternative Investments, Asset Managment, Financial Advisory, Retirement, Wealth, Wealth Management..., Business Development, Relationship Management, Sales Operations, Retirement Planning, 529 Plans, Sales Presentations, Sales, Series 7, Retirement Plan..., Separately Managed..., 401k
Education
University of California, Berkeley (Walter A. Haas School of Business), Berkeley California 1998 — 2000
Bachelor of Science, Business Administration
University of California, Berkeley, Haas School of Business 1998 — 2000
Bachelor's degree, Business Administration and Management, General
Columbia Threadneedle Investments July 2007 - Present
Columbia Threadneedle Investments April 2005 - June 2007
Banc of America Investments June 2002 - March 2005
TD Waterhouse August 2000 - May 2002
Skills
Mutual Funds, Investments, Sales Management, Wealth Management, Asset Management, Asset Allocation, Portfolio Management, Stocks, ETFs, IRA's, Bonds, Investment Advisory, Alternative Investments, Asset Managment, Financial Advisory, Retirement, Wealth, Wealth Management..., Business Development, Relationship Management, Sales Operations, Retirement Planning, 529 Plans, Sales Presentations, Sales, Series 7, Retirement Plan..., Separately Managed..., 401k
Education
University of California, Berkeley (Walter A. Haas School of Business), Berkeley California 1998 — 2000
Bachelor of Science, Business Administration
University of California, Berkeley, Haas School of Business 1998 — 2000
Bachelor's degree, Business Administration and Management, General
Brian Dudley's Banc of America Investments Experience June 2006 - November 2007
Job Vice President at Santander Investment Services
Industry Financial Services
Experience
Santander Investment Services April 2009 - Present
Smith Barney November 2007 - April 2009
Banc of America Investments June 2006 - November 2007
Education
Stonehill College 2002 — 2006
Bachelor, Finance
Santander Investment Services April 2009 - Present
Smith Barney November 2007 - April 2009
Banc of America Investments June 2006 - November 2007
Education
Stonehill College 2002 — 2006
Bachelor, Finance
Robert Flannery Robert Flannery's Banc of America Investments Experience February 2006 - January 2013
Job Disaster Recovery Consultant at Health Care Service Corporation I Blue Cross Blue Shield of IL, MT, NM, OK, TX
Industry Information Technology and Services
Experience
Health Care Service Corporation I Blue Cross Blue Shield of IL, MT, NM, OK, TX June 2014 - Present
Bank of America January 2013 - April 2014
Banc of America Investments February 2006 - January 2013
Bank of America 2004 - 2006
Household Credit Services June 2000 - April 2002
Skills
Disaster Recovery, Data Center, Oracle, Microsoft SQL Server, Business Continuity, Software Development, DB2, Business Continuity..., Information Technology, Financial Services, Loans, Strategic Planning, Banking, PMO, IT Strategy, Business Analysis
Education
Keller Graduate School of Management
Master Project Management - 5 courses completed toward degree, Project Management
University of Illinois at Chicago
Bachelor of Science (B.S.), Management Sciences and Quantitative Methods
Health Care Service Corporation I Blue Cross Blue Shield of IL, MT, NM, OK, TX June 2014 - Present
Bank of America January 2013 - April 2014
Banc of America Investments February 2006 - January 2013
Bank of America 2004 - 2006
Household Credit Services June 2000 - April 2002
Skills
Disaster Recovery, Data Center, Oracle, Microsoft SQL Server, Business Continuity, Software Development, DB2, Business Continuity..., Information Technology, Financial Services, Loans, Strategic Planning, Banking, PMO, IT Strategy, Business Analysis
Education
Keller Graduate School of Management
Master Project Management - 5 courses completed toward degree, Project Management
University of Illinois at Chicago
Bachelor of Science (B.S.), Management Sciences and Quantitative Methods
Penny Livingstone's Banc of America Investments Experience November 2002 - June 2005
Job Experienced Financial Services Learning Professional
Industry Financial Services
Experience
Bank of America Merrill Lynch June 2005 - November 2011
Banc of America Investments November 2002 - June 2005
Morgan Stanley Dean Witter July 1984 - February 2002
Skills
Series 7, Leadership Development, Series 24, Performance Improvement, Investment Products, Change Management, Process Improvement, Series 63, Compliance, Investments, Management, Financial Services, Sales, Project Management, Coaching, Banking, Risk Management, Wealth Management
Education
Trinity University
Biology - Pre Med
Ursuline Academy/Jesuit College Prep
Bank of America Merrill Lynch June 2005 - November 2011
Banc of America Investments November 2002 - June 2005
Morgan Stanley Dean Witter July 1984 - February 2002
Skills
Series 7, Leadership Development, Series 24, Performance Improvement, Investment Products, Change Management, Process Improvement, Series 63, Compliance, Investments, Management, Financial Services, Sales, Project Management, Coaching, Banking, Risk Management, Wealth Management
Education
Trinity University
Biology - Pre Med
Ursuline Academy/Jesuit College Prep
Wezi O Blunt Wezi O Blunt's Banc of America Investments Experience June 2010 - December 2010
Job GWIM Sr Operations Representative
Industry Investment Management
Experience
Merrill Lynch October 2013 - Present
Bank of America January 2011 - December 2013
Banc of America Investments June 2010 - December 2010
Skills
Banking, Bank Secrecy Act, Retail Banking, Customer Service, Microsoft Excel, ACH, Outlook, Call Center
Education
The University of Texas at Arlington 2010 — 2013
Bachelor's degree, Human Resources Management/Personnel Administration, General
Dallas County Community College, 2004 — 2007
Associate of Arts (A.A.)
Merrill Lynch October 2013 - Present
Bank of America January 2011 - December 2013
Banc of America Investments June 2010 - December 2010
Skills
Banking, Bank Secrecy Act, Retail Banking, Customer Service, Microsoft Excel, ACH, Outlook, Call Center
Education
The University of Texas at Arlington 2010 — 2013
Bachelor's degree, Human Resources Management/Personnel Administration, General
Dallas County Community College, 2004 — 2007
Associate of Arts (A.A.)
Marcus Wilson's Banc of America Investments Experience October 2007 - November 2008
Job Senior Vice President, Platform Operations at Dynasty Financial Partners
Industry Financial Services
Experience
Dynasty Financial Partners December 2010 - Present
U.S. Trust, Bank of America Private Wealth Management, Merrill Lynch Pierce Fenner and Smith November 2008 - December 2010
Banc of America Investments October 2007 - November 2008
Merrill Lynch March 2007 - September 2007
Briganti Napoli January 2006 - September 2006
Skills
Investments, Estate Planning, Wealth, Financial Advisory, Banking, Wealth Management, Hedge Funds, Wealth Management..., Sales, Finance, Investment Management, Capital Markets, Credit, Asset Management, Portfolio Management, Series 7, Fixed Income, Equities, Alternative Investments, Management
Education
University of Notre Dame 2001 — 2005
BA, Markerting/ Sociology/ Computer Applications
Poly Prep Country Day School 1997 — 2001
Dynasty Financial Partners December 2010 - Present
U.S. Trust, Bank of America Private Wealth Management, Merrill Lynch Pierce Fenner and Smith November 2008 - December 2010
Banc of America Investments October 2007 - November 2008
Merrill Lynch March 2007 - September 2007
Briganti Napoli January 2006 - September 2006
Skills
Investments, Estate Planning, Wealth, Financial Advisory, Banking, Wealth Management, Hedge Funds, Wealth Management..., Sales, Finance, Investment Management, Capital Markets, Credit, Asset Management, Portfolio Management, Series 7, Fixed Income, Equities, Alternative Investments, Management
Education
University of Notre Dame 2001 — 2005
BA, Markerting/ Sociology/ Computer Applications
Poly Prep Country Day School 1997 — 2001
Doug Cochran Doug Cochran's Banc of America Investments Experience November 2000 - October 2006
Job Wealth Manager LPL Financial, 2012, 2013 & 2014 Five Star Wealth Manager
Industry Financial Services
Experience
LPL Financial November 2006 - Present
Banc of America Investments November 2000 - October 2006
JP Morgan Chase April 1998 - October 2000
Charles Schwab November 1996 - March 1998
Fidelity Investments May 1995 - February 1997
Edward Jones February 1993 - April 1995
Skills
Securities, Strategic Financial..., Financial Goals, Investment Advisory, Retirement Planning, Wealth Management, Estate Planning, Series 65, Investments, Series 7, IRAs, 401k Rollovers, Financial Advisory, Insurance, Fixed Annuities, Mutual Funds, Equities, 401k, Finance, Retirement, Financial Services, FINRA, Bonds, Uniform Combined State..., Life Insurance, Alternative Investments, Investment Strategies, Asset Management, Portfolio Management
Education
Texas State University-San Marcos 1988 — 1992
Bachelor of Arts, Political Science
LPL Financial November 2006 - Present
Banc of America Investments November 2000 - October 2006
JP Morgan Chase April 1998 - October 2000
Charles Schwab November 1996 - March 1998
Fidelity Investments May 1995 - February 1997
Edward Jones February 1993 - April 1995
Skills
Securities, Strategic Financial..., Financial Goals, Investment Advisory, Retirement Planning, Wealth Management, Estate Planning, Series 65, Investments, Series 7, IRAs, 401k Rollovers, Financial Advisory, Insurance, Fixed Annuities, Mutual Funds, Equities, 401k, Finance, Retirement, Financial Services, FINRA, Bonds, Uniform Combined State..., Life Insurance, Alternative Investments, Investment Strategies, Asset Management, Portfolio Management
Education
Texas State University-San Marcos 1988 — 1992
Bachelor of Arts, Political Science
Michael Diodati's Banc of America Investments Experience March 2003 - June 2006
Job Senior Systems Analyst at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments June 2015 - Present
Fidelity Investments June 2006 - June 2015
Fidelity Investments June 2006 - June 2007
Banc of America Investments March 2003 - June 2006
Skills
SharePoint, Software Quality..., Quality Assurance, Sales, Test Automation, Testing, Quality Center, QTP, SDLC, User Acceptance Testing, Agile Methodologies, Test Management, Requirements Analysis, Regression Testing, Scrum, Microsoft Office, Software Project..., Visio, Agile Project Management, Waterfall, HTML, Financial Services, Process Improvement, Release Management, Requirements Gathering, Test Planning, Test Cases, Business Analysis, SQL, XML, Manual Testing
Education
Southern New Hampshire University 2001 — 2005
Bachelor of Science (BS), Buisness
Salem High School 1998 — 2001
Fidelity Investments June 2015 - Present
Fidelity Investments June 2006 - June 2015
Fidelity Investments June 2006 - June 2007
Banc of America Investments March 2003 - June 2006
Skills
SharePoint, Software Quality..., Quality Assurance, Sales, Test Automation, Testing, Quality Center, QTP, SDLC, User Acceptance Testing, Agile Methodologies, Test Management, Requirements Analysis, Regression Testing, Scrum, Microsoft Office, Software Project..., Visio, Agile Project Management, Waterfall, HTML, Financial Services, Process Improvement, Release Management, Requirements Gathering, Test Planning, Test Cases, Business Analysis, SQL, XML, Manual Testing
Education
Southern New Hampshire University 2001 — 2005
Bachelor of Science (BS), Buisness
Salem High School 1998 — 2001
Jennifer Lee Tchang's Banc of America Investments Experience December 2004 - December 2005
Job Experienced Property Manager & Accountant
Industry Real Estate
Experience
Davis Partners January 2009 - November 2013
The Irvine Company January 2008 - December 2008
Davis Partners January 2006 - January 2008
Banc of America Investments December 2004 - December 2005
Skills
Asset Managment, Leases, Disposition, Property Management, Real Estate, Tenant, Real Estate Development, Financial Reporting, Cash Flow, Lease Administration, Budgets, Strategic Planning, Portfolio Management, Lease Negotiations, Asset Management, Yardi, Accounting, Landlords, Real Estate Transactions, Commercial Real Estate, Investment Properties, Rent Roll, Corporate Real Estate
Education
University of California, Riverside 1996 — 2001
BS, Business Administration
Davis Partners January 2009 - November 2013
The Irvine Company January 2008 - December 2008
Davis Partners January 2006 - January 2008
Banc of America Investments December 2004 - December 2005
Skills
Asset Managment, Leases, Disposition, Property Management, Real Estate, Tenant, Real Estate Development, Financial Reporting, Cash Flow, Lease Administration, Budgets, Strategic Planning, Portfolio Management, Lease Negotiations, Asset Management, Yardi, Accounting, Landlords, Real Estate Transactions, Commercial Real Estate, Investment Properties, Rent Roll, Corporate Real Estate
Education
University of California, Riverside 1996 — 2001
BS, Business Administration
Cynthia Clark, CFP®, J.D. Cynthia Clark, CFP®, J.D.'s Banc of America Investments Experience November 2006 - January 2009
Job Estate Planning & Elder Law Attorney
Industry Law Practice
Experience
Law Offices of Cynthia M. Clark, PLLC January 2015 - Present
Dunlap & Moran, P.A. September 2014 - January 2015
Veterans Law Institute, Stetson University College of Law January 2013 - May 2013
Gulfcoast Legal Services, Inc June 2012 - August 2012
Internal Revenue Service January 2012 - April 2012
Merrill Lynch January 2009 - December 2010
Banc of America Investments November 2006 - January 2009
Banc of America Investment Services, Inc. April 2006 - November 2006
Banc of America Investment Services, Inc. April 2003 - April 2006
Raymond James Financial Services 2000 - 2003
Skills
Certified Financial...
Education
Stetson University College of Law 2011 — 2014
Juris Doctor, Cum Laude, Final Cumulative GPA: 3.515 Final Class Rank: 17/233
Old Dominion University - College of Business and Public Administration 1993 — 1995
Bachelor of Science in Business Administration, Accounting, Summa Cum Laude
Tidewater Community College 1991 — 1992
Associate of Science (A.S.), Business Administration and Management, General, Summa Cum Laude
Law Offices of Cynthia M. Clark, PLLC January 2015 - Present
Dunlap & Moran, P.A. September 2014 - January 2015
Veterans Law Institute, Stetson University College of Law January 2013 - May 2013
Gulfcoast Legal Services, Inc June 2012 - August 2012
Internal Revenue Service January 2012 - April 2012
Merrill Lynch January 2009 - December 2010
Banc of America Investments November 2006 - January 2009
Banc of America Investment Services, Inc. April 2006 - November 2006
Banc of America Investment Services, Inc. April 2003 - April 2006
Raymond James Financial Services 2000 - 2003
Skills
Certified Financial...
Education
Stetson University College of Law 2011 — 2014
Juris Doctor, Cum Laude, Final Cumulative GPA: 3.515 Final Class Rank: 17/233
Old Dominion University - College of Business and Public Administration 1993 — 1995
Bachelor of Science in Business Administration, Accounting, Summa Cum Laude
Tidewater Community College 1991 — 1992
Associate of Science (A.S.), Business Administration and Management, General, Summa Cum Laude
Phillip Ussery, CFP® Phillip Ussery, CFP®'s Banc of America Investments Experience April 2008 - March 2009
Job Internal Sales Manager at Symetra
Industry Financial Services
Experience
Symetra July 2012 - Present
Symetra Financial June 2010 - July 2012
Chase Investment Services Corp. June 2009 - May 2010
Banc of America Investments April 2008 - March 2009
Bank of America January 2003 - April 2008
Skills
Series 63, Investments, Mutual Funds, Fixed Annuities, Series 7, Coaching, Life Insurance, Team Leadership, Mentoring, Wealth Management, Retirement, 401k, Retirement Planning, Variable Annuities, Finance, Leadership, Insurance, Indexed Annuities, Sales
Education
The American College
CFP Program
University of Washington
BA, Political Science
Symetra July 2012 - Present
Symetra Financial June 2010 - July 2012
Chase Investment Services Corp. June 2009 - May 2010
Banc of America Investments April 2008 - March 2009
Bank of America January 2003 - April 2008
Skills
Series 63, Investments, Mutual Funds, Fixed Annuities, Series 7, Coaching, Life Insurance, Team Leadership, Mentoring, Wealth Management, Retirement, 401k, Retirement Planning, Variable Annuities, Finance, Leadership, Insurance, Indexed Annuities, Sales
Education
The American College
CFP Program
University of Washington
BA, Political Science
Arvo Kasari Arvo Kasari's Banc of America Investments Experience April 2001 - April 2009
Job VP, Operational Risk and Control Consultant at SunTrust Bank
Industry Financial Services
Experience
SunTrust Bank November 2013 - Present
SunTrust Bank September 2011 - October 2013
SunTrust Investment Services March 2009 - September 2011
Banc of America Investments April 2001 - April 2009
FINRA October 1996 - July 1999
Skills
SharePoint, SharePoint Designer, InfoPath, Project Planning, Visio, Training, Risk Management, Finance, Securities, Wealth Management, Mutual Funds
Education
University of Maryland University College 1991 — 1993
B.S., Paralegal Studies/Pre-law
University of South Carolina-Columbia 1985 — 1991
B.A., Government/International Studies
SunTrust Bank November 2013 - Present
SunTrust Bank September 2011 - October 2013
SunTrust Investment Services March 2009 - September 2011
Banc of America Investments April 2001 - April 2009
FINRA October 1996 - July 1999
Skills
SharePoint, SharePoint Designer, InfoPath, Project Planning, Visio, Training, Risk Management, Finance, Securities, Wealth Management, Mutual Funds
Education
University of Maryland University College 1991 — 1993
B.S., Paralegal Studies/Pre-law
University of South Carolina-Columbia 1985 — 1991
B.A., Government/International Studies
Cataldo Panici, CFS's Banc of America Investments Experience September 2000 - July 2009
Job Senior Vice President at Wayne Hummer Investments
Industry Investment Management
Experience
Wayne Hummer Investments A Wintrust Wealth Management Company July 2009 - Present
Banc of America Investments September 2000 - July 2009
LaSalle Financial Services September 2000 - May 2008
Skills
Asset Allocation, Financial Services, Retirement Planning, Wealth Management, Fixed Income, Investments, Mutual Funds
Education
The Institute of Business and Finance 1996 — 1997
Certified Fund Specialist, Investments and Securities
St. Joseph's College (IN) 1984 — 1988
Bachelor of Business Administration (BBA), Marketing
Wayne Hummer Investments A Wintrust Wealth Management Company July 2009 - Present
Banc of America Investments September 2000 - July 2009
LaSalle Financial Services September 2000 - May 2008
Skills
Asset Allocation, Financial Services, Retirement Planning, Wealth Management, Fixed Income, Investments, Mutual Funds
Education
The Institute of Business and Finance 1996 — 1997
Certified Fund Specialist, Investments and Securities
St. Joseph's College (IN) 1984 — 1988
Bachelor of Business Administration (BBA), Marketing
Nora Mankaryos Thomas Nora Mankaryos Thomas's Banc of America Investments Experience 2000 - 2003
Job Consultant
Industry Executive Office
Experience
Financial Institute / Investments May 2010 - Present
Evergreen Investments October 2003 - November 2009
Banc of America Investments 2000 - 2003
Skills
NASD Series 7 and 66..., Life, Annuity, and..., Series 7, Mutual Funds, Portfolio Management, Fixed Income, Asset Allocation, Investment Management, Investments, Equities, Asset Managment, Series 63, Relationship Management, Financial Services, Alternative Investments, Securities, Wealth Management, Bloomberg, Hedge Funds, Capital Markets, Investment Strategies, Risk Management, Wealth Management..., Retirement Planning, Financial Advisory, Asset Management, Finance
Education
University of North Carolina at Charlotte 1991 — 1995
Bachelor of Arts, Economics, Emphasis in Business Administration
Financial Institute / Investments May 2010 - Present
Evergreen Investments October 2003 - November 2009
Banc of America Investments 2000 - 2003
Skills
NASD Series 7 and 66..., Life, Annuity, and..., Series 7, Mutual Funds, Portfolio Management, Fixed Income, Asset Allocation, Investment Management, Investments, Equities, Asset Managment, Series 63, Relationship Management, Financial Services, Alternative Investments, Securities, Wealth Management, Bloomberg, Hedge Funds, Capital Markets, Investment Strategies, Risk Management, Wealth Management..., Retirement Planning, Financial Advisory, Asset Management, Finance
Education
University of North Carolina at Charlotte 1991 — 1995
Bachelor of Arts, Economics, Emphasis in Business Administration
Kay Doremus, CFA Kay Doremus, CFA's Banc of America Investments Experience July 2000 - May 2004
Job Sr. Financial Analyst Looking for new oppourtunity
Industry Financial Services
Experience
Looking for new oppourtunity July 2010 - Present
JP Morgan Chase October 2008 - July 2009
WaMu August 2005 - October 2008
Banc of America Investments July 2000 - May 2004
American Expresss Financial Group September 1997 - June 2000
Trusco Capital Management November 1987 - September 1997
Education
The University of Texas at Arlington 1976 — 1978
Tarleton State University 1972 — 1975
BBA, Business Management
CFA
CFA
Looking for new oppourtunity July 2010 - Present
JP Morgan Chase October 2008 - July 2009
WaMu August 2005 - October 2008
Banc of America Investments July 2000 - May 2004
American Expresss Financial Group September 1997 - June 2000
Trusco Capital Management November 1987 - September 1997
Education
The University of Texas at Arlington 1976 — 1978
Tarleton State University 1972 — 1975
BBA, Business Management
CFA
CFA
Steven Black Steven Black's Banc of America Investments Experience 1991 - 1998
Job Chief Risk Officer at Outpost International
Industry Executive Office
Experience
Outpost International January 2015 - Present
UPTick Vineyards and Winery May 2009 - Present
LPL Financial October 1998 - May 2009
Banc of America Investments 1991 - 1998
Van Kasper & CO 1988 - 1989
Securities Settlement 1986 - 1987
Great Western Financial 1982 - 1985
Merrill Lynch 1976 - 1981
Skills
Wine, Wineries, Management, Series 7, Investments, Strategic Financial..., Mutual Funds, Wealth Management, Securities, Asset Management, Retirement Planning, Financial Services
Education
Richard Stockton College of New Jersey 1975 — 1976
Outpost International January 2015 - Present
UPTick Vineyards and Winery May 2009 - Present
LPL Financial October 1998 - May 2009
Banc of America Investments 1991 - 1998
Van Kasper & CO 1988 - 1989
Securities Settlement 1986 - 1987
Great Western Financial 1982 - 1985
Merrill Lynch 1976 - 1981
Skills
Wine, Wineries, Management, Series 7, Investments, Strategic Financial..., Mutual Funds, Wealth Management, Securities, Asset Management, Retirement Planning, Financial Services
Education
Richard Stockton College of New Jersey 1975 — 1976
Mitchell Thornton Mitchell Thornton's Banc of America Investments Experience 2006 - 2009
Job Senior Vice President at Northern Trust
Industry Investment Management
Experience
Northern Trust August 2010 - Present
Banc of America Investments 2006 - 2009
Wells Fargo Investments 2005 - 2006
Morgan Stanley 1994 - 2005
Skills
Investments, Wealth Management, Strategy, Series 7, CRM, Alternative Investments
Education
The University of Texas at Austin 1989 — 1992
BA, Economics
Northern Trust August 2010 - Present
Banc of America Investments 2006 - 2009
Wells Fargo Investments 2005 - 2006
Morgan Stanley 1994 - 2005
Skills
Investments, Wealth Management, Strategy, Series 7, CRM, Alternative Investments
Education
The University of Texas at Austin 1989 — 1992
BA, Economics
Scott Teter Scott Teter's Banc of America Investments Experience 1992 - 1999
Job President, Strategic Wealth Management
Industry Financial Services
Experience
Strategic Wealth Management October 2006 - Present
Wells Fargo August 1999 - October 2006
Banc of America Investments 1992 - 1999
Skills
Wealth Management, Portfolio Management, Investments, Investment Advisory, Asset Managment, Estate Planning, Strategic Financial..., Small Business, Asset Management, Securities, Strategy, Retirement, Wealth Management..., High Net Worth..., Finance, Entrepreneurship, 401k, Insurance, Investment Management, Mutual Funds, Financial Analysis, Retirement Planning, Financial Planners, Private Equity, Asset Allocation, Alternative Investments, Fixed Annuities
Education
University of California, Santa Barbara 1981 — 1984
Bachelor of Arts (B.A.), Political Science and Government
Strategic Wealth Management October 2006 - Present
Wells Fargo August 1999 - October 2006
Banc of America Investments 1992 - 1999
Skills
Wealth Management, Portfolio Management, Investments, Investment Advisory, Asset Managment, Estate Planning, Strategic Financial..., Small Business, Asset Management, Securities, Strategy, Retirement, Wealth Management..., High Net Worth..., Finance, Entrepreneurship, 401k, Insurance, Investment Management, Mutual Funds, Financial Analysis, Retirement Planning, Financial Planners, Private Equity, Asset Allocation, Alternative Investments, Fixed Annuities
Education
University of California, Santa Barbara 1981 — 1984
Bachelor of Arts (B.A.), Political Science and Government
Steven Mula, CFA Steven Mula, CFA's Banc of America Investments Experience January 1998 - June 2000
Job Chief Investment Officer at JJ Burns & Company
Industry Financial Services
Experience
JJ Burns & Company March 2014 - Present
Prestige Wealth Management Group April 2012 - March 2013
Stamford CFA Society June 2011 - June 2012
BlackRock September 2007 - December 2008
GE Asset Management June 2005 - September 2007
Charles Schwab June 2000 - May 2005
Banc of America Investments January 1998 - June 2000
Banc of America Investments October 1995 - January 1998
State Street Bank 1993 - 1995
Skills
Asset Allocation, Portfolio Management, Investments, Mutual Funds, Bloomberg, Analysis, Product Management, Product Development, Fixed Income, ETFs, Analytics, Salesforce.com, Tamarac Rebalancer, Tamarac Advisor View
Education
University of Massachusetts Boston
BA, Economics (degree), math, literature
University of Massachusetts Boston
Bachelor's degree / Economics, Liberal Arts and Sciences, General Studies and Humanities
JJ Burns & Company March 2014 - Present
Prestige Wealth Management Group April 2012 - March 2013
Stamford CFA Society June 2011 - June 2012
BlackRock September 2007 - December 2008
GE Asset Management June 2005 - September 2007
Charles Schwab June 2000 - May 2005
Banc of America Investments January 1998 - June 2000
Banc of America Investments October 1995 - January 1998
State Street Bank 1993 - 1995
Skills
Asset Allocation, Portfolio Management, Investments, Mutual Funds, Bloomberg, Analysis, Product Management, Product Development, Fixed Income, ETFs, Analytics, Salesforce.com, Tamarac Rebalancer, Tamarac Advisor View
Education
University of Massachusetts Boston
BA, Economics (degree), math, literature
University of Massachusetts Boston
Bachelor's degree / Economics, Liberal Arts and Sciences, General Studies and Humanities
Robert Burpee Robert Burpee's Banc of America Investments Experience 2005 - 2007
Job Financial Consultant at Burpee Del Simone LLC
Industry Financial Services
Experience
Burpee Del Simone LLC November 2007 - Present
Banc of America Investments 2005 - 2007
Morgan Stanley 1998 - 2005
Skills
Portfolio Management, Marketing Strategy, Alternative Investments, Investment Management, Investments, Management, Financial Markets, Risk Management, Marketing, Financial Services, Finance, Project Management, Strategic Financial..., Wealth Management, Financial Risk, Financial Analysis, Financial Planning, Sales
Education
University of California, Berkeley 1987 — 1991
Bochelor of Arts, Political Science
Wilton High School 1983 — 1987
University of California, Berkeley
Bachelor of Arts (B.A.), Political Science
Burpee Del Simone LLC November 2007 - Present
Banc of America Investments 2005 - 2007
Morgan Stanley 1998 - 2005
Skills
Portfolio Management, Marketing Strategy, Alternative Investments, Investment Management, Investments, Management, Financial Markets, Risk Management, Marketing, Financial Services, Finance, Project Management, Strategic Financial..., Wealth Management, Financial Risk, Financial Analysis, Financial Planning, Sales
Education
University of California, Berkeley 1987 — 1991
Bochelor of Arts, Political Science
Wilton High School 1983 — 1987
University of California, Berkeley
Bachelor of Arts (B.A.), Political Science
Robert Spierdowis, CFP® Robert Spierdowis, CFP®'s Banc of America Investments Experience October 2005 - March 2009
Job Sales Manager at Voya Financial Advisors
Industry Financial Services
Experience
Voya Financial Advisors July 2012 - Present
Massachusetts Air National Guard November 2010 - Present
Merrill Edge July 2011 - June 2012
Charles Schwab February 2010 - July 2011
Banc of America Investments October 2005 - March 2009
Morgan Stanley October 2004 - October 2005
AmSouth Bank June 2003 - October 2004
Charles Schwab July 1993 - December 2002
United States Marine Corps 1984 - 1997
Scudder Investments September 1990 - July 1993
Education
University of Massachusetts, Amherst 1980 — 1984
BA, Economics
Voya Financial Advisors July 2012 - Present
Massachusetts Air National Guard November 2010 - Present
Merrill Edge July 2011 - June 2012
Charles Schwab February 2010 - July 2011
Banc of America Investments October 2005 - March 2009
Morgan Stanley October 2004 - October 2005
AmSouth Bank June 2003 - October 2004
Charles Schwab July 1993 - December 2002
United States Marine Corps 1984 - 1997
Scudder Investments September 1990 - July 1993
Education
University of Massachusetts, Amherst 1980 — 1984
BA, Economics
Patrick Sallee Patrick Sallee's Banc of America Investments Experience April 2001 - July 2007
Job Compliance Manager at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors July 2013 - Present
CapTrust August 2007 - August 2013
Banc of America Investments April 2001 - July 2007
First Union Securities October 1999 - April 2001
Education
University of North Carolina at Charlotte - Belk College of Business 2002 — 2005
MBA, Business
Wofford College 1995 — 1999
BA, Business/Economics
Wells Fargo Advisors July 2013 - Present
CapTrust August 2007 - August 2013
Banc of America Investments April 2001 - July 2007
First Union Securities October 1999 - April 2001
Education
University of North Carolina at Charlotte - Belk College of Business 2002 — 2005
MBA, Business
Wofford College 1995 — 1999
BA, Business/Economics
Jeremy Sorenson Jeremy Sorenson's Banc of America Investments Experience 2005 - 2006
Job Senior Vice President at Bank of America / Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch March 2014 - June 2015
Bank of America Merrill Lynch May 2011 - March 2014
Bank of America / Merrill Lynch August 2010 - May 2011
Merrill Lynch October 2006 - August 2010
Banc of America Investments 2005 - 2006
Bank of America 2004 - 2006
Skills
Relationship Management, Banking, Project Management, Operations Management, Risk Management, Supply Chain, Leadership, Governance, Program Management, Wealth Management, Management, Project Portfolio..., Business Process..., Process Improvement, Financial Services, Investments, Financial Analysis, Finance, Credit, Strategic Planning, Fixed Income, Cross-functional Team..., Back Office, Sales, Change Management, Vendor Management, Outsourcing, Business Analysis, Mutual Funds, Financial Risk, Securities, Six Sigma, Sales Operations, Portfolio Management, Call Centers
Education
State University of New York College at Fredonia 1994 — 1998
BS, Business Administration
Bank of America Merrill Lynch March 2014 - June 2015
Bank of America Merrill Lynch May 2011 - March 2014
Bank of America / Merrill Lynch August 2010 - May 2011
Merrill Lynch October 2006 - August 2010
Banc of America Investments 2005 - 2006
Bank of America 2004 - 2006
Skills
Relationship Management, Banking, Project Management, Operations Management, Risk Management, Supply Chain, Leadership, Governance, Program Management, Wealth Management, Management, Project Portfolio..., Business Process..., Process Improvement, Financial Services, Investments, Financial Analysis, Finance, Credit, Strategic Planning, Fixed Income, Cross-functional Team..., Back Office, Sales, Change Management, Vendor Management, Outsourcing, Business Analysis, Mutual Funds, Financial Risk, Securities, Six Sigma, Sales Operations, Portfolio Management, Call Centers
Education
State University of New York College at Fredonia 1994 — 1998
BS, Business Administration
Carolina Meyer Carolina Meyer's Banc of America Investments Experience 1989 - 1995
Job Financial Analyst and Contract Manager
Industry Banking
Experience
El Dorado County Mental Health Department 2005 - 2008
Bank of America Leasing & Capital Group 2001 - 2002
Wells Fargo Foreign Exchange 1996 - 2000
Wells Fargo Bank 1996 - 2000
Wells Fargo Bank 1996 - 2000
Wells Fargo Bank International 1995 - 2000
Wells Fargo Trade Bank 1985 - 2000
Banc of America Investments 1989 - 1995
Banc of America Investments 1989 - 1995
Wells Fargo Bank 1989 - 1990
Skills
Database Management, IT Systems Conversion, Database Analysis, Data Mining
Education
University of San Francisco 1973 — 1977
BS, Business
El Dorado County Mental Health Department 2005 - 2008
Bank of America Leasing & Capital Group 2001 - 2002
Wells Fargo Foreign Exchange 1996 - 2000
Wells Fargo Bank 1996 - 2000
Wells Fargo Bank 1996 - 2000
Wells Fargo Bank International 1995 - 2000
Wells Fargo Trade Bank 1985 - 2000
Banc of America Investments 1989 - 1995
Banc of America Investments 1989 - 1995
Wells Fargo Bank 1989 - 1990
Skills
Database Management, IT Systems Conversion, Database Analysis, Data Mining
Education
University of San Francisco 1973 — 1977
BS, Business
William Horte William Horte's Banc of America Investments Experience 2006 - 2009
Job Office Manager
Industry Building Materials
Experience
Transitions KBR 2011 - 2012
Banc of America Investments 2006 - 2009
Bank of America 2004 - 2005
Columbia Funds 1999 - 2004
Keyport Life Insurance Company 1997 - 1999
Jim Carney Automotive Group 1994 - 1996
Skills
Investments, Mutual Funds, Asset Allocation, Financial Services
Education
Hingham High School
University of Massachusetts, Amherst
Bachelor of Science, Hotel, Restaurant, Travel Administration
Transitions KBR 2011 - 2012
Banc of America Investments 2006 - 2009
Bank of America 2004 - 2005
Columbia Funds 1999 - 2004
Keyport Life Insurance Company 1997 - 1999
Jim Carney Automotive Group 1994 - 1996
Skills
Investments, Mutual Funds, Asset Allocation, Financial Services
Education
Hingham High School
University of Massachusetts, Amherst
Bachelor of Science, Hotel, Restaurant, Travel Administration
Darren Ellis Darren Ellis's Banc of America Investments Experience May 2002 - August 2005
Job Marketing and Demand Gen Professional
Industry Computer Software
Experience
Nielsen September 2009 - Present
Keibi Technologies, Inc. June 2008 - May 2009
Parature April 2007 - June 2008
FB Financial Services a Division of Fremont Bank August 2005 - April 2007
Banc of America Investments May 2002 - August 2005
Banc of America Investments May 1999 - April 2002
Dain Rauscher Inc. September 1996 - April 1999
Transamerica Realestate Services January 1996 - September 1996
Skills
SaaS, Lead Generation, Business Development, Sales Process, Email Marketing, Salesforce.com, Solution Selling, Management, Digital Marketing, Digital Media, Digital Strategy, Marketing Strategy
Education
University of Southern California
University of Southern California
Nielsen September 2009 - Present
Keibi Technologies, Inc. June 2008 - May 2009
Parature April 2007 - June 2008
FB Financial Services a Division of Fremont Bank August 2005 - April 2007
Banc of America Investments May 2002 - August 2005
Banc of America Investments May 1999 - April 2002
Dain Rauscher Inc. September 1996 - April 1999
Transamerica Realestate Services January 1996 - September 1996
Skills
SaaS, Lead Generation, Business Development, Sales Process, Email Marketing, Salesforce.com, Solution Selling, Management, Digital Marketing, Digital Media, Digital Strategy, Marketing Strategy
Education
University of Southern California
University of Southern California
Charles Maloney CMFC Charles Maloney CMFC's Banc of America Investments Experience October 2003 - July 2004
Job Partner, AP&T
Industry Venture Capital & Private Equity
Experience
AP&T April 2009 - Present
Sandhill Investment Management July 2004 - April 2009
Banc of America Investments October 2003 - July 2004
Quick & Relly/Fleet Bank January 1998 - October 2003
Quick & Reilly January 1984 - January 1998
Skills
Leadership, Management, Financial Services, Series 7, Marketing, Sales, Sales Management, Small Business, Investments, Securities, Financial Advisory
Education
St. Lawrence University 1974 — 1977
University School 1961 — 1973
AP&T April 2009 - Present
Sandhill Investment Management July 2004 - April 2009
Banc of America Investments October 2003 - July 2004
Quick & Relly/Fleet Bank January 1998 - October 2003
Quick & Reilly January 1984 - January 1998
Skills
Leadership, Management, Financial Services, Series 7, Marketing, Sales, Sales Management, Small Business, Investments, Securities, Financial Advisory
Education
St. Lawrence University 1974 — 1977
University School 1961 — 1973
Thomas J. Hoerner Thomas J. Hoerner's Banc of America Investments Experience December 2007 - March 2009
Job
Industry Investment Management
Experience
Sage Advisory December 2014 - Present
Goldman Sachs Asset Management January 2011 - July 2014
LPL Financial June 2009 - December 2010
Banc of America Investments December 2007 - March 2009
Skills
Asset Management, Equities, Private Equity, Separately Managed..., Fixed Income, Fund Of Funds, FINRA, Mutual Funds, Financial Advisory, Series 7, Alternative Investments, Series 63, Structured Products, Hedge Funds, Series 65, RIAs, Series 3, Variable Annuities
Education
St. Mary's University 2006 — 2007
MBA, Business Administration and Management, General
St. Mary's University 2001 — 2004
BBA, Corporate Finance
James Bowie High School (Arlington, TX) 1995 — 1999
Sage Advisory December 2014 - Present
Goldman Sachs Asset Management January 2011 - July 2014
LPL Financial June 2009 - December 2010
Banc of America Investments December 2007 - March 2009
Skills
Asset Management, Equities, Private Equity, Separately Managed..., Fixed Income, Fund Of Funds, FINRA, Mutual Funds, Financial Advisory, Series 7, Alternative Investments, Series 63, Structured Products, Hedge Funds, Series 65, RIAs, Series 3, Variable Annuities
Education
St. Mary's University 2006 — 2007
MBA, Business Administration and Management, General
St. Mary's University 2001 — 2004
BBA, Corporate Finance
James Bowie High School (Arlington, TX) 1995 — 1999
Robin Morrell, CFP® Robin Morrell, CFP®'s Banc of America Investments Experience October 2006 - April 2009
Job Financial Planner / Insurance Agent at Flatiron Financial Group, LLC
Industry Financial Services
Experience
Zumba with Gorica / Greater Manchester YMCA September 2011 - Present
Flatiron Financial Group, LLC April 2009 - Present
Banc of America Investments October 2006 - April 2009
Merrill Lynch 1986 - 2006
Skills
Retirement Planning, Wealth Management, Investments, Estate Planning, Series 7, Insurance, Securities, Wealth, Strategy, Pensions, Finance, Series 63, FINRA, Mutual Funds, Retirement, Asset Allocation, Strategic Financial..., Investment Advisory, Fixed Annuities, Investment Strategies, Employee Benefits, Fundraising, Financial Planning, Business Planning, Alternative Investments
Education
The American College 2003 — 2005
CFP®
Dighton-Rehoboth Regional H.S. 1978 — 1981
Zumba with Gorica / Greater Manchester YMCA September 2011 - Present
Flatiron Financial Group, LLC April 2009 - Present
Banc of America Investments October 2006 - April 2009
Merrill Lynch 1986 - 2006
Skills
Retirement Planning, Wealth Management, Investments, Estate Planning, Series 7, Insurance, Securities, Wealth, Strategy, Pensions, Finance, Series 63, FINRA, Mutual Funds, Retirement, Asset Allocation, Strategic Financial..., Investment Advisory, Fixed Annuities, Investment Strategies, Employee Benefits, Fundraising, Financial Planning, Business Planning, Alternative Investments
Education
The American College 2003 — 2005
CFP®
Dighton-Rehoboth Regional H.S. 1978 — 1981
Shanna Groom Ottenbreit Shanna Groom Ottenbreit's Banc of America Investments Experience June 2006 - August 2006
Job Fixed Income Private Placements at Nationwide Insurance
Industry Financial Services
Experience
Nationwide Insurance March 2012 - Present
Nationwide Insurance August 2010 - March 2012
The Ohio State University September 2008 - June 2010
Lehman Brothers May 2007 - August 2007
Banc of America Investments June 2006 - August 2006
Education
The Ohio State University - The Max M. Fisher College of Business 2008 — 2010
MBA
University of Florida - Warrington College of Business Administration
BSBA, Finance
Nationwide Insurance March 2012 - Present
Nationwide Insurance August 2010 - March 2012
The Ohio State University September 2008 - June 2010
Lehman Brothers May 2007 - August 2007
Banc of America Investments June 2006 - August 2006
Education
The Ohio State University - The Max M. Fisher College of Business 2008 — 2010
MBA
University of Florida - Warrington College of Business Administration
BSBA, Finance
Brian Gordon's Banc of America Investments Experience February 2008 - December 2008
Job Regional Sales Manager, Enterprise Security at Verizon
Industry Information Technology and Services
Experience
Verizon Enterprise Solutions July 2015 - Present
Splunk July 2014 - July 2015
McAfee, Inc. December 2008 - December 2013
Banc of America Investments February 2008 - December 2008
Texas Capital Management January 2005 - February 2008
AIG 1998 - 2004
Skills
IPS, Encryption, Data Loss Prevention, Antivirus, NAC, Mobile Security, Local Government, Firewalls, McAfee, SaaS, Solution Selling, Compliance Management, Network Security, Security, HIPAA, Direct Sales, Consultative Selling, Cloud Computing, Enterprise Software, Channel, Virtualization, Channel Management, Compliance, Vulnerability Management, Software Sales, Account Management, DLP, Vulnerability Assessment, Endpoint Security
Education
The University of Texas at Austin 1989 — 1994
Bachelor of Science
Verizon Enterprise Solutions July 2015 - Present
Splunk July 2014 - July 2015
McAfee, Inc. December 2008 - December 2013
Banc of America Investments February 2008 - December 2008
Texas Capital Management January 2005 - February 2008
AIG 1998 - 2004
Skills
IPS, Encryption, Data Loss Prevention, Antivirus, NAC, Mobile Security, Local Government, Firewalls, McAfee, SaaS, Solution Selling, Compliance Management, Network Security, Security, HIPAA, Direct Sales, Consultative Selling, Cloud Computing, Enterprise Software, Channel, Virtualization, Channel Management, Compliance, Vulnerability Management, Software Sales, Account Management, DLP, Vulnerability Assessment, Endpoint Security
Education
The University of Texas at Austin 1989 — 1994
Bachelor of Science
Mark Hilke, CFP® Mark Hilke, CFP®'s Banc of America Investments Experience January 2004 - March 2009
Job Vice President, Investments at Raymond James
Industry Financial Services
Experience
Raymond James March 2009 - Present
Banc of America Investments January 2004 - March 2009
Morgan Stanley June 1997 - January 2004
Skills
Portfolio Management, Investments, Wealth Management, Financial Analysis, Insurance, Strategic Planning, Financial Modeling, Retirement Planning, Estate Planning, Risk Management
Education
The University of Tennessee at Chattanooga 1993 — 1997
B.S., Finance, minor Economics
Raymond James March 2009 - Present
Banc of America Investments January 2004 - March 2009
Morgan Stanley June 1997 - January 2004
Skills
Portfolio Management, Investments, Wealth Management, Financial Analysis, Insurance, Strategic Planning, Financial Modeling, Retirement Planning, Estate Planning, Risk Management
Education
The University of Tennessee at Chattanooga 1993 — 1997
B.S., Finance, minor Economics
Jason DeVries Jason DeVries's Banc of America Investments Experience June 2004 - June 2006
Job Financial Advisor and Senior Financial Services Representative
Industry Financial Services
Experience
Princor Financial Services Corporation, A member of the Principal Financial Group 2015 - Present
Eaton Financial 2010 - Present
Principal Financial Group February 2008 - April 2012
Live United Network- United Way of Tampa Bay September 2008 - October 2010
Family Service Centers Inc. June 2007 - November 2009
Regions Bank July 2006 - December 2007
Banc of America Investments June 2004 - June 2006
Bank of America March 2003 - June 2006
United Way Silicon Valley Young Leader's Society 2004 - May 2006
Skills
Retirement Planning, Risk Management, Investments, Plannning, Tax Efficiency, Banking, Finance, Leadership, Employee Benefits, Strategic Planning, Public Speaking, Financial Analysis, Customer Service, Budgets, Event Planning, Team Leadership, Analysis, Non-profits, 401k, Project Management, Wealth Management, Business Planning, Sales, Portfolio Management, Mergers, Loans, Coaching, Strategic Financial..., Negotiation, Insurance, Management, Business Development, Business Strategy, Asset Managment, Change Management, Mutual Funds, Small Business, Public Relations, IRAs, Program Management, Process Improvement, Retirement
Education
University of California, Los Angeles 1994 — 1998
BA
Huntington Beach High School 1990 — 1994
Diploma
Princor Financial Services Corporation, A member of the Principal Financial Group 2015 - Present
Eaton Financial 2010 - Present
Principal Financial Group February 2008 - April 2012
Live United Network- United Way of Tampa Bay September 2008 - October 2010
Family Service Centers Inc. June 2007 - November 2009
Regions Bank July 2006 - December 2007
Banc of America Investments June 2004 - June 2006
Bank of America March 2003 - June 2006
United Way Silicon Valley Young Leader's Society 2004 - May 2006
Skills
Retirement Planning, Risk Management, Investments, Plannning, Tax Efficiency, Banking, Finance, Leadership, Employee Benefits, Strategic Planning, Public Speaking, Financial Analysis, Customer Service, Budgets, Event Planning, Team Leadership, Analysis, Non-profits, 401k, Project Management, Wealth Management, Business Planning, Sales, Portfolio Management, Mergers, Loans, Coaching, Strategic Financial..., Negotiation, Insurance, Management, Business Development, Business Strategy, Asset Managment, Change Management, Mutual Funds, Small Business, Public Relations, IRAs, Program Management, Process Improvement, Retirement
Education
University of California, Los Angeles 1994 — 1998
BA
Huntington Beach High School 1990 — 1994
Diploma
Mark Adam Mark Adam's Banc of America Investments Experience January 2005 - March 2006
Job President at Adam Financial Planning
Industry Financial Services
Experience
Adam Financial Planning March 2007 - Present
Prentice Wealth Mangement, LLC April 2009 - April 2014
HSBC Securities April 1994 - April 2007
Banc of America Investments January 2005 - March 2006
IDS Financial Services August 1992 - July 1994
Education
State University of New York College at Geneseo 1985 — 1989
BA, Psychology
Adam Financial Planning March 2007 - Present
Prentice Wealth Mangement, LLC April 2009 - April 2014
HSBC Securities April 1994 - April 2007
Banc of America Investments January 2005 - March 2006
IDS Financial Services August 1992 - July 1994
Education
State University of New York College at Geneseo 1985 — 1989
BA, Psychology
Wendy Gipson-FitzPatrick's Banc of America Investments Experience 2002 - 2007
Job Vice President/Investments at Northeast Investment Advisors LLC
Industry Financial Services
Experience
Northeast Investment Advisors LLC February 2007 - Present
Banc of America Investments 2002 - 2007
Skills
408(b)(2) resource, Cash Balance Plan..., Retirement Plan..., Retirement Planning, Investments, Mutual Funds, Wealth Management, Financial Services, Process Improvement, Finance, Portfolio Management, Retirement, Asset Allocation, Securities, Series 63, Strategic Financial..., Series 7, Small Business, 401k, Equities, Fixed Income, Investment Advisory, Financial Advisory, Asset Management, FINRA, Uniform Combined State..., Series 65, Insurance, Alternative Investments, Investment Strategies, Investment Management, Financial Planning
Education
University of Maryland College Park
Northeast Investment Advisors LLC February 2007 - Present
Banc of America Investments 2002 - 2007
Skills
408(b)(2) resource, Cash Balance Plan..., Retirement Plan..., Retirement Planning, Investments, Mutual Funds, Wealth Management, Financial Services, Process Improvement, Finance, Portfolio Management, Retirement, Asset Allocation, Securities, Series 63, Strategic Financial..., Series 7, Small Business, 401k, Equities, Fixed Income, Investment Advisory, Financial Advisory, Asset Management, FINRA, Uniform Combined State..., Series 65, Insurance, Alternative Investments, Investment Strategies, Investment Management, Financial Planning
Education
University of Maryland College Park
Kevin Kellogg, CFP®, APMA(sm) Kevin Kellogg, CFP®, APMA(sm)'s Banc of America Investments Experience 1996 - 2007
Job Financial Advisor, Vice President, CFP® at Ameriprise Financial, Inc
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. October 2010 - Present
Wells Fargo Advisors, LLC 2007 - October 2010
Banc of America Investments 1996 - 2007
Education
University of Phoenix 1998 — 2000
BS, Business Management
University of California, San Diego 1975 — 1978
History
Ameriprise Financial Services, Inc. October 2010 - Present
Wells Fargo Advisors, LLC 2007 - October 2010
Banc of America Investments 1996 - 2007
Education
University of Phoenix 1998 — 2000
BS, Business Management
University of California, San Diego 1975 — 1978
History
Dale Lawton Dale Lawton's Banc of America Investments Experience 1979 - 1992
Job Portfolio Specialist at Salomon and Ludwin, LLC
Industry Financial Services
Experience
Salomon & Ludwin, LLC March 2013 - Present
Lowe, Brockenbrough & Company March 2011 - March 2013
Wells Fargo Advisors, LLC August 2009 - March 2011
Wachovia Securities, LLC April 1992 - June 2008
Banc of America Investments 1979 - 1992
Skills
Trading, Securities, Investments, Financial Services
Education
University of Mary Washington 1972 — 1976
BA, Spanish and Elementary Education
Salomon & Ludwin, LLC March 2013 - Present
Lowe, Brockenbrough & Company March 2011 - March 2013
Wells Fargo Advisors, LLC August 2009 - March 2011
Wachovia Securities, LLC April 1992 - June 2008
Banc of America Investments 1979 - 1992
Skills
Trading, Securities, Investments, Financial Services
Education
University of Mary Washington 1972 — 1976
BA, Spanish and Elementary Education
Zach Allen Zach Allen's Banc of America Investments Experience November 2005 - November 2008
Job Partner Disciplined Advisors Group at First Financial Equity Corporation
Industry Financial Services
Experience
Disciplined Advisors Group at First Financial Equity Corporation June 2009 - Present
JP Morgan Chase January 2009 - June 2010
Banc of America Investments November 2005 - November 2008
Skills
Investments, Financial Planning, Asset Management, Portfolio Management, Wealth Management, Retirement, Series 7, Retirement Planning, Investment Advisory, Asset Allocation, Wealth, Securities, Mutual Funds, Investment Strategies, Comprehensive Wealth..., IRA's, High Net Worth..., Financial Advisory, Private Wealth..., Wealth Accumulation, Retirement Income..., Financial Advice, Rollovers, 401k, Bonds, Series 66, ETFs, 401k Rollovers, Portfolios, Managed Accounts, Stocks, Personal Finance, Investment Products, Equities, Wealth Transfer, Roth IRA, Retirement Solutions, 529 Plans, Money Management, Wealth Preservation, Profit Sharing, Fixed Income, Wealth Preservation..., IRA Rollovers, Investment Policy
Education
University of Denver - Sturm College of Law 2003 — 2005
JD, Law
The University of Texas at Austin 1997 — 2001
Bachelor's degree, Economics
Disciplined Advisors Group at First Financial Equity Corporation June 2009 - Present
JP Morgan Chase January 2009 - June 2010
Banc of America Investments November 2005 - November 2008
Skills
Investments, Financial Planning, Asset Management, Portfolio Management, Wealth Management, Retirement, Series 7, Retirement Planning, Investment Advisory, Asset Allocation, Wealth, Securities, Mutual Funds, Investment Strategies, Comprehensive Wealth..., IRA's, High Net Worth..., Financial Advisory, Private Wealth..., Wealth Accumulation, Retirement Income..., Financial Advice, Rollovers, 401k, Bonds, Series 66, ETFs, 401k Rollovers, Portfolios, Managed Accounts, Stocks, Personal Finance, Investment Products, Equities, Wealth Transfer, Roth IRA, Retirement Solutions, 529 Plans, Money Management, Wealth Preservation, Profit Sharing, Fixed Income, Wealth Preservation..., IRA Rollovers, Investment Policy
Education
University of Denver - Sturm College of Law 2003 — 2005
JD, Law
The University of Texas at Austin 1997 — 2001
Bachelor's degree, Economics
Sean M Hennessey, CFP®, ChFC®'s Banc of America Investments Experience April 2001 - September 2006
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors June 2009 - Present
Merrill Lynch September 2006 - June 2009
Banc of America Investments April 2001 - September 2006
Education
Texas Christian University
BBA, Finance
Wells Fargo Advisors June 2009 - Present
Merrill Lynch September 2006 - June 2009
Banc of America Investments April 2001 - September 2006
Education
Texas Christian University
BBA, Finance
Frank Silverberg's Banc of America Investments Experience October 2007 - March 2009
Job Registered Representative / Customer Service at Development Corporation for Israel
Industry Financial Services
Experience
Development Corporation for Israel June 2010 - Present
Fogel Neale Partners LLC May 2009 - July 2010
Banc of America Investments October 2007 - March 2009
Roundabout Theatre Company 2008 - 2009
Aflac February 2004 - July 2007
Tagger 2004 - 2004
UBS Wealth Management 2001 - 2004
Avant-Garde Textiles and others September 1980 - July 2001
Skills
High Net Worth..., Series 7, Investments, Personal Finance, Securities, Retirement Planning, Customer Service, Wealth Management, Strategic Financial..., Insurance, Trading, Finance, Portfolio Management, Fixed Annuities, Strategy, Mutual Funds, Banking, Management, Estate Planning, Wealth, Equities, Alternative Investments, Asset Allocation, Employee Benefits, FINRA, Sales, Bonds, Series 63, Asset Management, Wealth Management..., New Business Development, Life Insurance, Financial Advisory, Financial Services, Fixed Income, Hedge Funds, Investment Advisory, Investment Strategies, Long-term Care, Series 65, ETFs, Uniform Combined State..., Investment Management, 401k, IRAs, Financial Planning, Strategic Planning, Risk Management, Recruiting, Sales Management
Education
Saint John's University School of Law 1970 — 1974
New York University - Leonard N. Stern School of Business 1966 — 1971
B.S., Finance, Marketing, Accounting
Development Corporation for Israel June 2010 - Present
Fogel Neale Partners LLC May 2009 - July 2010
Banc of America Investments October 2007 - March 2009
Roundabout Theatre Company 2008 - 2009
Aflac February 2004 - July 2007
Tagger 2004 - 2004
UBS Wealth Management 2001 - 2004
Avant-Garde Textiles and others September 1980 - July 2001
Skills
High Net Worth..., Series 7, Investments, Personal Finance, Securities, Retirement Planning, Customer Service, Wealth Management, Strategic Financial..., Insurance, Trading, Finance, Portfolio Management, Fixed Annuities, Strategy, Mutual Funds, Banking, Management, Estate Planning, Wealth, Equities, Alternative Investments, Asset Allocation, Employee Benefits, FINRA, Sales, Bonds, Series 63, Asset Management, Wealth Management..., New Business Development, Life Insurance, Financial Advisory, Financial Services, Fixed Income, Hedge Funds, Investment Advisory, Investment Strategies, Long-term Care, Series 65, ETFs, Uniform Combined State..., Investment Management, 401k, IRAs, Financial Planning, Strategic Planning, Risk Management, Recruiting, Sales Management
Education
Saint John's University School of Law 1970 — 1974
New York University - Leonard N. Stern School of Business 1966 — 1971
B.S., Finance, Marketing, Accounting
G. Anthony Harrigan: A Wealth Advisor G. Anthony Harrigan: A Wealth Advisor's Banc of America Investments Experience 1990 - 1994
Job CEO | Chief Strategist at harrigan | teegarden Private Wealth Advisors
Industry Financial Services
Experience
harrigan teegarden Private Wealth Advisors 2013 - Present
Impact Weath Advisors Ltd 2008 - 2013
Citigroup Smith Barney (Morgan Stanley) 1999 - 2008
Peak Association of the Arts 2001 - 2003
PaineWebber (UBS Wealth Management) 1995 - 1999
Banc One Investment Advisors (JP Morgan) 1994 - 1995
Banc of America Investments 1990 - 1994
Fidelity Investments 1989 - 1990
American Capital Funds (Van Kampen) 1987 - 1990
Skills
Wealth Management, Retirement Planning, Investments, Portfolio Management, Alternative Investments, Financial Planning, Tax Reduction, Strategic Planning, Estate Planning, Asset Management, Small Business, Insurance, Succession Planning, Asset Protection, Risk Management, 1031 Exchanges
Education
Texas A&M University 1981 — 1987
B.S., Economics
University of Hawaii at Manoa 1984 — 1984
Finance, Beach
Milby High School - Houston, TX 1978 — 1981
The three R's
harrigan teegarden Private Wealth Advisors 2013 - Present
Impact Weath Advisors Ltd 2008 - 2013
Citigroup Smith Barney (Morgan Stanley) 1999 - 2008
Peak Association of the Arts 2001 - 2003
PaineWebber (UBS Wealth Management) 1995 - 1999
Banc One Investment Advisors (JP Morgan) 1994 - 1995
Banc of America Investments 1990 - 1994
Fidelity Investments 1989 - 1990
American Capital Funds (Van Kampen) 1987 - 1990
Skills
Wealth Management, Retirement Planning, Investments, Portfolio Management, Alternative Investments, Financial Planning, Tax Reduction, Strategic Planning, Estate Planning, Asset Management, Small Business, Insurance, Succession Planning, Asset Protection, Risk Management, 1031 Exchanges
Education
Texas A&M University 1981 — 1987
B.S., Economics
University of Hawaii at Manoa 1984 — 1984
Finance, Beach
Milby High School - Houston, TX 1978 — 1981
The three R's
Nicki Bonin's Banc of America Investments Experience October 2005 - April 2010
Job Senior Analyst, Marketing Regulatory Review at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2012 - Present
Merrill Lynch April 2010 - April 2012
Banc of America Investments October 2005 - April 2010
Quick & Reilly July 1994 - October 2008
Quick & Reilly 1992 - 1998
Skills
Series 7, Compliance, Risk Management, Series 24, Series 65, Series 63, Series 4, Series 8, Compliance Audits, Quality Auditing, Advertising / Marketing..., Mutual Funds, FINRA, Fixed Income, Alternative Investments, Equities, Wealth Management
Education
University at Albany, SUNY 1988 — 1992
BA, Economics
Mercersburg Academy 1984 — 1987
LPL Financial April 2012 - Present
Merrill Lynch April 2010 - April 2012
Banc of America Investments October 2005 - April 2010
Quick & Reilly July 1994 - October 2008
Quick & Reilly 1992 - 1998
Skills
Series 7, Compliance, Risk Management, Series 24, Series 65, Series 63, Series 4, Series 8, Compliance Audits, Quality Auditing, Advertising / Marketing..., Mutual Funds, FINRA, Fixed Income, Alternative Investments, Equities, Wealth Management
Education
University at Albany, SUNY 1988 — 1992
BA, Economics
Mercersburg Academy 1984 — 1987
Lily Leventhal's Banc of America Investments Experience October 2005 - October 2006
Job Risk, Compliance & Performance Analyst
Industry Financial Services
Experience
State Street Bank July 2009 - June 2015
Bank of America November 2006 - April 2009
Banc of America Investments October 2005 - October 2006
Quick & Reilly August 1998 - April 2005
Skills
Auditing, Compliance, Leadership, Management, Project Management, Team Leadership, Financial Services, Credit, Analysis, Training, Investments, Relationship Management, Banking, Quality Assurance, Risk Management, Finance, Portfolio Management, Coaching, Equities, Recruiting
Education
Suffolk University - Sawyer Business School 1996 — 1998
MBA, Business Administration
State Street Bank July 2009 - June 2015
Bank of America November 2006 - April 2009
Banc of America Investments October 2005 - October 2006
Quick & Reilly August 1998 - April 2005
Skills
Auditing, Compliance, Leadership, Management, Project Management, Team Leadership, Financial Services, Credit, Analysis, Training, Investments, Relationship Management, Banking, Quality Assurance, Risk Management, Finance, Portfolio Management, Coaching, Equities, Recruiting
Education
Suffolk University - Sawyer Business School 1996 — 1998
MBA, Business Administration
Robert Duffy Dunn Robert Duffy Dunn's Banc of America Investments Experience July 2007 - March 2009
Job at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch April 2009 - Present
Banc of America Investments July 2007 - March 2009
WestBridge Bank & Trust March 2006 - July 2007
Bank of America June 2002 - March 2006
Skills
Commercial Lending, Investments, Financial Analysis, Mergers, Cash Flow, Strategic Planning, Loans, Credit, Credit Analysis, Commercial Banking, Mortgage Lending, Portfolio Management, Banking, Wealth Management, Financial Modeling
Education
University of Missouri-Columbia 1998 — 2002
Bachelor's, Finance and Banking, Economics
Bank of America Merrill Lynch April 2009 - Present
Banc of America Investments July 2007 - March 2009
WestBridge Bank & Trust March 2006 - July 2007
Bank of America June 2002 - March 2006
Skills
Commercial Lending, Investments, Financial Analysis, Mergers, Cash Flow, Strategic Planning, Loans, Credit, Credit Analysis, Commercial Banking, Mortgage Lending, Portfolio Management, Banking, Wealth Management, Financial Modeling
Education
University of Missouri-Columbia 1998 — 2002
Bachelor's, Finance and Banking, Economics
Darrell Brooks Darrell Brooks's Banc of America Investments Experience 1993 - 2001
Job Branch Manager at Raymond James Financial Services, Inc., Member FINRA/SIPC
Industry Financial Services
Experience
Raymond James Financial Services, Inc., Member FINRA/SIPC May 2009 - Present
Banc of America Investment Services, Inc. 2003 - 2009
Wells Fargo Investments 2001 - 2003
Banc of America Investments 1993 - 2001
Skills
Investments, Series 7, Wealth Management, Strategic Financial..., Financial Advisory, Finance
Education
Texas State University-San Marcos
B.B.A., Finance
Raymond James Financial Services, Inc., Member FINRA/SIPC May 2009 - Present
Banc of America Investment Services, Inc. 2003 - 2009
Wells Fargo Investments 2001 - 2003
Banc of America Investments 1993 - 2001
Skills
Investments, Series 7, Wealth Management, Strategic Financial..., Financial Advisory, Finance
Education
Texas State University-San Marcos
B.B.A., Finance
Peter Donovan's Banc of America Investments Experience 1999 - 2005
Job Principal Owner at Starlight Creatives
Industry Food Production
Experience
Starlight Creatives September 2014 - Present
Self Employed March 2005 - Present
Banc of America Investments 1999 - 2005
Deutsche Bank July 1997 - March 1999
Skills
Proficient in Word,..., Trading, Equities, Securities, Capital Markets, Investments, Hedge Funds, Sales, Fixed Income, Portfolio Management, Sales Management, Options, Alternative Investments, Financial Analysis, Investment Banking, Asset Managment, Mutual Funds, Account Management, Banking, Equity Research, Asset Management, Analysis, Forecasting, Equity Trading, Bloomberg, Financial Markets, Series 7, Electronic Trading, Investment Strategies, Wealth Management, Investment Advisory
Education
University of Rhode Island
Bachelor of Arts (BA)
Starlight Creatives September 2014 - Present
Self Employed March 2005 - Present
Banc of America Investments 1999 - 2005
Deutsche Bank July 1997 - March 1999
Skills
Proficient in Word,..., Trading, Equities, Securities, Capital Markets, Investments, Hedge Funds, Sales, Fixed Income, Portfolio Management, Sales Management, Options, Alternative Investments, Financial Analysis, Investment Banking, Asset Managment, Mutual Funds, Account Management, Banking, Equity Research, Asset Management, Analysis, Forecasting, Equity Trading, Bloomberg, Financial Markets, Series 7, Electronic Trading, Investment Strategies, Wealth Management, Investment Advisory
Education
University of Rhode Island
Bachelor of Arts (BA)
Tiru Khanna Tiru Khanna's Banc of America Investments Experience October 2006 - October 2007
Job Middle Office Operations Professional
Industry Financial Services
Experience
BBR Partners July 2009 - Present
Deutsche Bank June 2008 - June 2009
Wipro Technologies (Client UBS Investment Bank) October 2007 - May 2008
Banc of America Investments October 2006 - October 2007
Ameriprise Financial Services, Inc. December 2005 - October 2006
Skills
Bloomberg, Excel, Microsoft Office, ADP, DTC, Fixed Income, Back Office, Equities, Asset Management, Portfolio Management, Hedge Funds, Securities, Wealth Management, Financial Analysis, Investments, Trading, Mutual Funds, Financial Reporting, Alternative Investments, Bonds, Pricing, PowerPoint, Cash Management, Word, Outlook, Valuation, Microsoft Excel, Finance, Middle Office, Financial Services, Corporate Actions, Settlement, Investment Management, Fund Accounting, Investment Advisory, ETFs, Prime Brokerage, Fund Administration, Bloomberg Terminal, Fund Of Funds
Education
Stony Brook University 2000 — 2005
Manava Bharati
BBR Partners July 2009 - Present
Deutsche Bank June 2008 - June 2009
Wipro Technologies (Client UBS Investment Bank) October 2007 - May 2008
Banc of America Investments October 2006 - October 2007
Ameriprise Financial Services, Inc. December 2005 - October 2006
Skills
Bloomberg, Excel, Microsoft Office, ADP, DTC, Fixed Income, Back Office, Equities, Asset Management, Portfolio Management, Hedge Funds, Securities, Wealth Management, Financial Analysis, Investments, Trading, Mutual Funds, Financial Reporting, Alternative Investments, Bonds, Pricing, PowerPoint, Cash Management, Word, Outlook, Valuation, Microsoft Excel, Finance, Middle Office, Financial Services, Corporate Actions, Settlement, Investment Management, Fund Accounting, Investment Advisory, ETFs, Prime Brokerage, Fund Administration, Bloomberg Terminal, Fund Of Funds
Education
Stony Brook University 2000 — 2005
Manava Bharati
Brandon Mann Brandon Mann's Banc of America Investments Experience 2008 - 2009
Job Licensed Real Estate Agent at Harry E. Robbins Associates Inc.
Industry Investment Banking
Experience
Raymond James Financial Inc. April 2012 - Present
Harry E. Robbins Associates Inc. January 2013 - Present
Kendrick Pierce & Co. June 2010 - January 2012
Bank of America July 2008 - March 2009
Banc of America Investments 2008 - 2009
E*TRADE Financial January 2006 - July 2008
Skills
Investment Banking, Mergers & Acquisitions, Financial Services, Trading, Finance, Banking, FINRA, Capital Raising, Investments, Asset Management, Valuation, Equities, Capital Markets, Private Equity, Series 7, Portfolio Management, Financial Modeling, Series 63, Hedge Funds, Fixed Income
Education
University of North Carolina at Charlotte - Belk College of Business 2008 — 2009
MBA, Finance
University of North Carolina at Chapel Hill 2001 — 2004
B.A., Ecomonics, Spanish
Independence High 1996 — 2000
Raymond James Financial Inc. April 2012 - Present
Harry E. Robbins Associates Inc. January 2013 - Present
Kendrick Pierce & Co. June 2010 - January 2012
Bank of America July 2008 - March 2009
Banc of America Investments 2008 - 2009
E*TRADE Financial January 2006 - July 2008
Skills
Investment Banking, Mergers & Acquisitions, Financial Services, Trading, Finance, Banking, FINRA, Capital Raising, Investments, Asset Management, Valuation, Equities, Capital Markets, Private Equity, Series 7, Portfolio Management, Financial Modeling, Series 63, Hedge Funds, Fixed Income
Education
University of North Carolina at Charlotte - Belk College of Business 2008 — 2009
MBA, Finance
University of North Carolina at Chapel Hill 2001 — 2004
B.A., Ecomonics, Spanish
Independence High 1996 — 2000
Joe Sherrick Joe Sherrick's Banc of America Investments Experience 2004 - 2006
Job OwnerSherrick Builders llcDesign^Build^Manage^Remodel
Industry Construction
Experience
Self-employed November 2012 - Present
Dorman Builders, Inc October 2010 - November 2012
Tabor Design Build, Inc February 2009 - October 2010
Calyber Boatworks 2004 - 2010
Banc of America Investments 2004 - 2006
Morgan Stanley October 1999 - October 2004
Skills
Renovation, Construction, Contractors, Carpentry, Decks, Flooring, Custom Homes, Bathrooms, Cabinetry, Tiles, Interior Design, Builders, Restoration, Space planning, Green Building, Construction Management
Education
Linganore High School
High School Diploma, General Studies
University of Baltimore
BS, Business Administration/Finance
Self-employed November 2012 - Present
Dorman Builders, Inc October 2010 - November 2012
Tabor Design Build, Inc February 2009 - October 2010
Calyber Boatworks 2004 - 2010
Banc of America Investments 2004 - 2006
Morgan Stanley October 1999 - October 2004
Skills
Renovation, Construction, Contractors, Carpentry, Decks, Flooring, Custom Homes, Bathrooms, Cabinetry, Tiles, Interior Design, Builders, Restoration, Space planning, Green Building, Construction Management
Education
Linganore High School
High School Diploma, General Studies
University of Baltimore
BS, Business Administration/Finance
Scott Gevertz's Banc of America Investments Experience July 2007 - June 2009
Job Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch July 2009 - Present
Banc of America Investments July 2007 - June 2009
Banc of America Investments July 2006 - July 2007
Skills
Investments
Education
University of Puget Sound 2001 — 2005
Bachelor's Degree, Business
University of Puget Sound 2001 — 2005
Bachelor of Business Administration (B.B.A.), Finance, General
Merrill Lynch July 2009 - Present
Banc of America Investments July 2007 - June 2009
Banc of America Investments July 2006 - July 2007
Skills
Investments
Education
University of Puget Sound 2001 — 2005
Bachelor's Degree, Business
University of Puget Sound 2001 — 2005
Bachelor of Business Administration (B.B.A.), Finance, General
Nelson Goenaga Nelson Goenaga's Banc of America Investments Experience March 2006 - April 2008
Job Compliance at WellsFargo
Industry Financial Services
Experience
Wells Fargo February 2014 - Present
TIAA-CREF January 2013 - February 2014
LPL Financial 2008 - January 2013
Banc of America Investments March 2006 - April 2008
Ameriprise Financial Services, Inc. 2004 - 2005
AT&T Wireless 1999 - 2003
at&t wireless 1995 - 1999
Skills
Project Planning, Compliance, Financial Services, Staff Management, Securities, Mutual Funds, New Business Development, Series 7, Series 24, Options, FINRA
Education
State University of New York College at Oswego 1987 — 1991
BA, Communications
Wells Fargo February 2014 - Present
TIAA-CREF January 2013 - February 2014
LPL Financial 2008 - January 2013
Banc of America Investments March 2006 - April 2008
Ameriprise Financial Services, Inc. 2004 - 2005
AT&T Wireless 1999 - 2003
at&t wireless 1995 - 1999
Skills
Project Planning, Compliance, Financial Services, Staff Management, Securities, Mutual Funds, New Business Development, Series 7, Series 24, Options, FINRA
Education
State University of New York College at Oswego 1987 — 1991
BA, Communications
Matt Bourneuf Matt Bourneuf's Banc of America Investments Experience December 2007 - August 2009
Job Student
Industry Hospital & Health Care
Experience
JPMorgan Chase September 2009 - May 2010
Banc of America Investments December 2007 - August 2009
AXA Advisors May 2004 - November 2007
Education
Texas A&M University 2000 — 2004
B.S., Economics
JPMorgan Chase September 2009 - May 2010
Banc of America Investments December 2007 - August 2009
AXA Advisors May 2004 - November 2007
Education
Texas A&M University 2000 — 2004
B.S., Economics
Christopher Gervaise Christopher Gervaise's Banc of America Investments Experience May 2005 - May 2007
Job Online Product Manager and Transactional Due Diligence Analyst at PNC Investments
Industry Financial Services
Experience
PNC Investments July 2014 - Present
PNC Investments September 2012 - August 2014
E*TRADE Financial May 2009 - September 2012
Bank of America July 2008 - April 2009
Wachovia Securities, LLC May 2007 - July 2008
Banc of America Investments May 2005 - May 2007
AXA Equitable September 2003 - May 2005
Skills
Microsoft Excel, Risk Management, Risk Assessment, Financial Statement..., Investment Research, Alternative Investments, Capital Markets, Portfolio Management, Investments, Asset Managment, Financial Modeling, Corporate Finance, Wealth Management, Stock Valuation, Modern Portfolio Theory, Mutual Funds, Fixed Income, ETFs, Options, Hedge Funds, REIT, SMA, Equities, Private Equity, Series 7, Series 66, Series 63, MBA, Pivot Tables, Asset Management, Finance, Uniform Combined State..., Retirement, Financial Advisory
Education
University of Liverpool 2009 — 2011
MBA, Finance and Accounting
State University of New York at Buffalo 1999 — 2003
B.S., Political Science with a concentration in law
PNC Investments July 2014 - Present
PNC Investments September 2012 - August 2014
E*TRADE Financial May 2009 - September 2012
Bank of America July 2008 - April 2009
Wachovia Securities, LLC May 2007 - July 2008
Banc of America Investments May 2005 - May 2007
AXA Equitable September 2003 - May 2005
Skills
Microsoft Excel, Risk Management, Risk Assessment, Financial Statement..., Investment Research, Alternative Investments, Capital Markets, Portfolio Management, Investments, Asset Managment, Financial Modeling, Corporate Finance, Wealth Management, Stock Valuation, Modern Portfolio Theory, Mutual Funds, Fixed Income, ETFs, Options, Hedge Funds, REIT, SMA, Equities, Private Equity, Series 7, Series 66, Series 63, MBA, Pivot Tables, Asset Management, Finance, Uniform Combined State..., Retirement, Financial Advisory
Education
University of Liverpool 2009 — 2011
MBA, Finance and Accounting
State University of New York at Buffalo 1999 — 2003
B.S., Political Science with a concentration in law
Scott Dill Scott Dill's Banc of America Investments Experience March 1997 - February 1998
Job Senior Counsel at Cree
Industry Law Practice
Experience
Cree August 2014 - Present
Renewable Energy Systems Americas Inc. March 2014 - August 2014
Sherman & Howard L.L.C. January 2009 - March 2014
Sherman & Howard L.L.C. March 2005 - December 2008
Poyner Spruill LLP September 2002 - February 2005
TD Waterhouse February 1998 - August 1999
Banc of America Investments March 1997 - February 1998
Skills
Corporate Law, Legal Research, Corporate Governance, Mergers, Legal Writing, Contract Negotiation, Securities Regulation, Securities Offerings, Public Companies, SEC filings, Private Companies, Risk Management, Document Drafting, Legal Compliance, Due Diligence, Contract Law, Mergers & Acquisitions, Securities, Licensing
Education
University of Tennessee College of Law 1999 — 2002
J.D., Magna Cum Laude, Law
University of North Carolina at Chapel Hill 1992 — 1996
Bachelor of Arts, History
Broughton High School
Cree August 2014 - Present
Renewable Energy Systems Americas Inc. March 2014 - August 2014
Sherman & Howard L.L.C. January 2009 - March 2014
Sherman & Howard L.L.C. March 2005 - December 2008
Poyner Spruill LLP September 2002 - February 2005
TD Waterhouse February 1998 - August 1999
Banc of America Investments March 1997 - February 1998
Skills
Corporate Law, Legal Research, Corporate Governance, Mergers, Legal Writing, Contract Negotiation, Securities Regulation, Securities Offerings, Public Companies, SEC filings, Private Companies, Risk Management, Document Drafting, Legal Compliance, Due Diligence, Contract Law, Mergers & Acquisitions, Securities, Licensing
Education
University of Tennessee College of Law 1999 — 2002
J.D., Magna Cum Laude, Law
University of North Carolina at Chapel Hill 1992 — 1996
Bachelor of Arts, History
Broughton High School
Shelley Lightfoot Shelley Lightfoot's Banc of America Investments Experience April 2003 - February 2008
Job Executive Director of the Southern California Institute
Industry Financial Services
Experience
Southern California Institute January 2009 - Present
ComplianceWorks Inc. September 2008 - Present
Banc of America Investments April 2003 - February 2008
Prudential Securities 1997 - 2003
DST Systems October 1994 - December 1997
George K. Baum & Company April 1986 - May 1994
Skills
Risk Management, Relationship Management, Customer Service, Budgets, Business Process..., P&L Responsibility, Leadership, Team Building, Mergers, Strategic Planning, Financial Services, Asset Managment, Investments, Insurance, Marketing Strategy, Relationship Mgmt, Mergers & Acquisitions, Management, Program Management, Finance, Small Business, Training, Management Consulting, Team Leadership, Business Planning, Recruiting, Operations Management, Human Resources, Asset Management
Education
University of Phoenix 2008 — 2010
bachelors, business
community college 1994 — 1995
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
NASD, series 7, 8, 63, 65
Investments
Southern California Institute January 2009 - Present
ComplianceWorks Inc. September 2008 - Present
Banc of America Investments April 2003 - February 2008
Prudential Securities 1997 - 2003
DST Systems October 1994 - December 1997
George K. Baum & Company April 1986 - May 1994
Skills
Risk Management, Relationship Management, Customer Service, Budgets, Business Process..., P&L Responsibility, Leadership, Team Building, Mergers, Strategic Planning, Financial Services, Asset Managment, Investments, Insurance, Marketing Strategy, Relationship Mgmt, Mergers & Acquisitions, Management, Program Management, Finance, Small Business, Training, Management Consulting, Team Leadership, Business Planning, Recruiting, Operations Management, Human Resources, Asset Management
Education
University of Phoenix 2008 — 2010
bachelors, business
community college 1994 — 1995
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
NASD, series 7, 8, 63, 65
Investments
Christopher Hagopian Christopher Hagopian's Banc of America Investments Experience October 2004 - October 2009
Job Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc May 2010 - Present
Bank of America / Merrill Lynch October 2009 - May 2010
Banc of America Investments October 2004 - October 2009
Morgan Stanley Smith Barney 1998 - 2004
Morgan Stanley 1996 - 1998
Education
UC San Diego 1994 — 1998
B.A.
UBS Financial Services, Inc May 2010 - Present
Bank of America / Merrill Lynch October 2009 - May 2010
Banc of America Investments October 2004 - October 2009
Morgan Stanley Smith Barney 1998 - 2004
Morgan Stanley 1996 - 1998
Education
UC San Diego 1994 — 1998
B.A.
F Michael Kyle's Banc of America Investments Experience April 2005 - September 2006
Job Experienced Customer Service Professional
Industry Consumer Services
Experience
SpaFinder September 2010 - November 2011
Cablevision April 2008 - June 2009
Banc of America Investments April 2005 - September 2006
Dun & Bradstreet 2002 - 2004
Network Solutions/VeriSign 2000 - 2002
Charles Schwab 1995 - 2000
Sprint Nextel 1990 - 1995
Xerox 1981 - 1990
Skills
Customer Service, Call Center, Customer Satisfaction, Telecommunications, Customer Relations, Customer Retention, Vendor Management, Project Management, Recruiting, Management, Leadership, Call Centers, Team Building, Salesforce.com, CRM, Retail, B2B, Product Management, Outsourcing, Process Improvement, Negotiation, Sales, Account Management, Strategy, Customer Experience, Cross-functional Team..., New Business Development, Sales Operations, Team Leadership, Start-ups, Business Development, Strategic Partnerships, Sales Management, VoIP, SaaS, E-commerce, Strategic Planning, Change Management, Employee Engagement, Business Analysis, Forecasting, Training, P&L Management, Business Process..., Operations Management, Executive Management, Contract Negotiation, Coaching, Budgets, Performance Management
Education
University of St. Thomas - Opus College of Business 1979 — 1981
MBA
University of Houston 1971 — 1973
BBA
SpaFinder September 2010 - November 2011
Cablevision April 2008 - June 2009
Banc of America Investments April 2005 - September 2006
Dun & Bradstreet 2002 - 2004
Network Solutions/VeriSign 2000 - 2002
Charles Schwab 1995 - 2000
Sprint Nextel 1990 - 1995
Xerox 1981 - 1990
Skills
Customer Service, Call Center, Customer Satisfaction, Telecommunications, Customer Relations, Customer Retention, Vendor Management, Project Management, Recruiting, Management, Leadership, Call Centers, Team Building, Salesforce.com, CRM, Retail, B2B, Product Management, Outsourcing, Process Improvement, Negotiation, Sales, Account Management, Strategy, Customer Experience, Cross-functional Team..., New Business Development, Sales Operations, Team Leadership, Start-ups, Business Development, Strategic Partnerships, Sales Management, VoIP, SaaS, E-commerce, Strategic Planning, Change Management, Employee Engagement, Business Analysis, Forecasting, Training, P&L Management, Business Process..., Operations Management, Executive Management, Contract Negotiation, Coaching, Budgets, Performance Management
Education
University of St. Thomas - Opus College of Business 1979 — 1981
MBA
University of Houston 1971 — 1973
BBA
Marisa S's Banc of America Investments Experience 2002 - 2006
Job Senior Business Analyst at CG
Industry Financial Services
Experience
Capital Group 2014 - Present
Capital Group 2006 - 2014
Banc of America Investments 2002 - 2006
Skills
Fixed Income
Education
University of California, Riverside
Bachelor of Science (BS), Business Administration and Sociology
Capital Group 2014 - Present
Capital Group 2006 - 2014
Banc of America Investments 2002 - 2006
Skills
Fixed Income
Education
University of California, Riverside
Bachelor of Science (BS), Business Administration and Sociology
Eric Friedman, CFP®, CRPC®'s Banc of America Investments Experience August 2006 - February 2009
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. February 2009 - Present
Banc of America Investments August 2006 - February 2009
Paychex, Inc 2001 - 2006
Gocargo.com November 1999 - April 2001
Education
University of Maryland College Park 1991 — 1995
Bachelor of Arts (B.A.), Political Science and Government
Ameriprise Financial Services, Inc. February 2009 - Present
Banc of America Investments August 2006 - February 2009
Paychex, Inc 2001 - 2006
Gocargo.com November 1999 - April 2001
Education
University of Maryland College Park 1991 — 1995
Bachelor of Arts (B.A.), Political Science and Government
John Maltman's Banc of America Investments Experience 1999 - 2005
Job Investment Operations Manager at University of Washington
Industry Financial Services
Experience
University of Washington July 2007 - Present
WAMU November 2005 - June 2007
Washington Mutual 2005 - 2007
Banc of America Investments 1999 - 2005
Bank of New York Trust Company 1995 - 1999
Skills
Securities, Asset Managment, Financial Analysis, Investments, Risk Management, Series 7, Series 63, Banking, Fixed Income, Due Diligence, Valuation, Financial Modeling, Series 24, Accounting, Hedge Funds, Strategic Financial..., Portfolio Management, Alternative Investments, Process Improvement, Business Process..., Asset Management, Equities, Budgets
Education
University of Puget Sound 1979 — 1983
Bachelor of Arts (BA), Economics
University of Washington July 2007 - Present
WAMU November 2005 - June 2007
Washington Mutual 2005 - 2007
Banc of America Investments 1999 - 2005
Bank of New York Trust Company 1995 - 1999
Skills
Securities, Asset Managment, Financial Analysis, Investments, Risk Management, Series 7, Series 63, Banking, Fixed Income, Due Diligence, Valuation, Financial Modeling, Series 24, Accounting, Hedge Funds, Strategic Financial..., Portfolio Management, Alternative Investments, Process Improvement, Business Process..., Asset Management, Equities, Budgets
Education
University of Puget Sound 1979 — 1983
Bachelor of Arts (BA), Economics
Carey Fortnam, CIMA®, CRPC®'s Banc of America Investments Experience June 2005 - September 2007
Job Regional Manager at AllianceBernstein
Industry Investment Management
Experience
AllianceBernstein August 2013 - Present
Columbia Management June 2009 - August 2013
Columbia Management September 2007 - May 2009
Banc of America Investments June 2005 - September 2007
Prudential Financial June 2004 - June 2005
Skills
Asset Allocation, Retirement, Equities, Investment Advisory, Series 65, Portfolio Management, 401k, Series 6
Education
State University of New York - System 2000 — 2004
Bachelor of Science, Finance
University of Pennsylvania - The Wharton School
AllianceBernstein August 2013 - Present
Columbia Management June 2009 - August 2013
Columbia Management September 2007 - May 2009
Banc of America Investments June 2005 - September 2007
Prudential Financial June 2004 - June 2005
Skills
Asset Allocation, Retirement, Equities, Investment Advisory, Series 65, Portfolio Management, 401k, Series 6
Education
State University of New York - System 2000 — 2004
Bachelor of Science, Finance
University of Pennsylvania - The Wharton School
Shannon Damerow's Banc of America Investments Experience January 2002 - August 2005
Job Teacher at San Diego Unified School District
Industry Financial Services
Experience
San Diego Unified School District January 2013 - Present
Morgan Stanley Wealth Management November 2011 - October 2012
UCSD August 2010 - June 2011
Mira Mesa High School August 2009 - June 2010
Morgan Stanley Smith Barney August 2005 - November 2008
Banc of America Investments January 2002 - August 2005
CVI Holdings January 2001 - December 2001
Robertson Stephens August 1999 - January 2001
Skills
Microsoft Excel, Entrepreneurship, English, Research, Microsoft Office, Community Outreach, Strategic Planning, Public Relations, Data Analysis, Financial Modeling, Budgets, Program Management, Event Planning, Nonprofits, Spanish, Public Speaking, Sales, Policy Analysis, Policy, Strategic Financial...
Education
University of California, San Diego - School of International Relations and Pacific Studies (IR/PS) 2010 — 2011
Masters of Advanced Studies, International Economics
University of California, Berkeley 1995 — 1999
Bachelor of Arts (B.A.), Political Economy of Industrial Societies
San Diego Unified School District January 2013 - Present
Morgan Stanley Wealth Management November 2011 - October 2012
UCSD August 2010 - June 2011
Mira Mesa High School August 2009 - June 2010
Morgan Stanley Smith Barney August 2005 - November 2008
Banc of America Investments January 2002 - August 2005
CVI Holdings January 2001 - December 2001
Robertson Stephens August 1999 - January 2001
Skills
Microsoft Excel, Entrepreneurship, English, Research, Microsoft Office, Community Outreach, Strategic Planning, Public Relations, Data Analysis, Financial Modeling, Budgets, Program Management, Event Planning, Nonprofits, Spanish, Public Speaking, Sales, Policy Analysis, Policy, Strategic Financial...
Education
University of California, San Diego - School of International Relations and Pacific Studies (IR/PS) 2010 — 2011
Masters of Advanced Studies, International Economics
University of California, Berkeley 1995 — 1999
Bachelor of Arts (B.A.), Political Economy of Industrial Societies
Eric Pisauro's Banc of America Investments Experience 2003 - 2005
Job Director of Family Office at Regency Group
Industry Investment Management
Experience
Regency Group Family Office March 2006 - Present
Banc of America Investments 2003 - 2005
PFPC Inc. 2001 - 2003
Quantitative Financial Strategies, Inc. 1993 - 2001
Campbell Soup Company January 1991 - May 1993
Skills
Alternative Investments, Hedge Funds, Asset Management, Due Diligence, Equities, Private Equity, Securities, Fixed Income, Financial Analysis, Investments, Fund Of Funds, Mutual Funds, Portfolio Management, Financial Modeling
Education
University of Pennsylvania - The Wharton School 1986 — 1990
Bachelor of Science (BS), Economics
Regency Group Family Office March 2006 - Present
Banc of America Investments 2003 - 2005
PFPC Inc. 2001 - 2003
Quantitative Financial Strategies, Inc. 1993 - 2001
Campbell Soup Company January 1991 - May 1993
Skills
Alternative Investments, Hedge Funds, Asset Management, Due Diligence, Equities, Private Equity, Securities, Fixed Income, Financial Analysis, Investments, Fund Of Funds, Mutual Funds, Portfolio Management, Financial Modeling
Education
University of Pennsylvania - The Wharton School 1986 — 1990
Bachelor of Science (BS), Economics
Vicky De La Cruz's Banc of America Investments Experience May 2008 - January 2009
Job Bank Manager
Industry Financial Services
Experience
Bank of America July 2010 - Present
Bank of America January 2009 - July 2010
Banc of America Investments May 2008 - January 2009
Bank of America September 2004 - May 2008
Skills
Banking, Retail Banking, Consumer Lending, Investments, Credit, Mortgage Lending, Risk Management, Commercial Banking, Portfolio Management, Loans, Management, Small Business Lending, Relationship Management
Education
Texas Tech University 1998 — 2000
2000
Bank of America July 2010 - Present
Bank of America January 2009 - July 2010
Banc of America Investments May 2008 - January 2009
Bank of America September 2004 - May 2008
Skills
Banking, Retail Banking, Consumer Lending, Investments, Credit, Mortgage Lending, Risk Management, Commercial Banking, Portfolio Management, Loans, Management, Small Business Lending, Relationship Management
Education
Texas Tech University 1998 — 2000
2000
Matt Heller, RFC's Banc of America Investments Experience October 1994 - April 2003
Job Founder and Managing Partner of wealth management firm
Industry Financial Services
Experience
Willner & Heller LLC October 2003 - Present
Banc of America Investments October 1994 - April 2003
Skills
Wealth Management, Estate Planning, Equities, Business, Investments, Asset Allocation, Asset Managment, Retirement Planning, Portfolio Management, Investment Advisory, Financial Analysis, Retirement, Mutual Funds, Investment Strategies, Finance, Loans, Mortgage Lending, Asset Management, Valuation, Private Equity, Banking, Risk Management, Financial Services, Investment Banking, Credit, Wealth, Funding, Series 63, Alternative Investments, Financial Advisory, Entrepreneurship, Securities, Hedge Funds, Investment Management, Wealth Management..., Fixed Income, 401k, Bonds, High Net Worth..., Financial Planners, IRAs, Fixed Annuities, Financial Planning
Education
University of Southern California 1985 — 1989
Bachelor of Arts, Political Science, History
Willner & Heller LLC October 2003 - Present
Banc of America Investments October 1994 - April 2003
Skills
Wealth Management, Estate Planning, Equities, Business, Investments, Asset Allocation, Asset Managment, Retirement Planning, Portfolio Management, Investment Advisory, Financial Analysis, Retirement, Mutual Funds, Investment Strategies, Finance, Loans, Mortgage Lending, Asset Management, Valuation, Private Equity, Banking, Risk Management, Financial Services, Investment Banking, Credit, Wealth, Funding, Series 63, Alternative Investments, Financial Advisory, Entrepreneurship, Securities, Hedge Funds, Investment Management, Wealth Management..., Fixed Income, 401k, Bonds, High Net Worth..., Financial Planners, IRAs, Fixed Annuities, Financial Planning
Education
University of Southern California 1985 — 1989
Bachelor of Arts, Political Science, History
Kerry Gant's Banc of America Investments Experience May 2002 - March 2003
Job Account Executive at Dell Financial Services
Industry Financial Services
Experience
Dell Financial Services August 2013 - Present
Dell, Inc. May 2005 - July 2013
The Coca-Cola Company March 2003 - April 2005
Banc of America Investments May 2002 - March 2003
UBS September 1998 - May 2002
Skills
Client Relationship..., Organizational..., Analytical Abilities, Analytical Skills, CRM, Business Intelligence, Account Management, Leadership, Project Planning, Sales, Customer Service, Customer Satisfaction, Direct Sales, Salesforce.com, Sales Operations, Sales Process, Cloud Computing
Education
Tennessee Technological University 1980 — 1983
Dell Financial Services August 2013 - Present
Dell, Inc. May 2005 - July 2013
The Coca-Cola Company March 2003 - April 2005
Banc of America Investments May 2002 - March 2003
UBS September 1998 - May 2002
Skills
Client Relationship..., Organizational..., Analytical Abilities, Analytical Skills, CRM, Business Intelligence, Account Management, Leadership, Project Planning, Sales, Customer Service, Customer Satisfaction, Direct Sales, Salesforce.com, Sales Operations, Sales Process, Cloud Computing
Education
Tennessee Technological University 1980 — 1983
John R. Brasseux's Banc of America Investments Experience October 1997 - April 2009
Job Finance Manager at Pioneering Evolution, LLC
Industry Financial Services
Experience
Pioneering Evolution, LLC January 2013 - Present
SunTrust Bank March 2011 - January 2013
Wells Fargo Home Mortgage May 2009 - January 2011
Banc of America Investments October 1997 - April 2009
Skills
Banking, Commercial Banking, Credit, Finance, Loans, Mortgage Banking, Mortgage Lending, Portfolio Management, Risk Management, Strategic Planning
Education
University of Louisiana at Lafayette 1991 — 1994
bs, business
University of Louisiana at Lafayette 1989 — 1994
Pioneering Evolution, LLC January 2013 - Present
SunTrust Bank March 2011 - January 2013
Wells Fargo Home Mortgage May 2009 - January 2011
Banc of America Investments October 1997 - April 2009
Skills
Banking, Commercial Banking, Credit, Finance, Loans, Mortgage Banking, Mortgage Lending, Portfolio Management, Risk Management, Strategic Planning
Education
University of Louisiana at Lafayette 1991 — 1994
bs, business
University of Louisiana at Lafayette 1989 — 1994
Ryan Santiago's Banc of America Investments Experience March 1998 - November 1999
Job Operations
Industry Financial Services
Experience
Livevol Inc Margin/Risk AssociateNewedge USAJanuary 2001 - June 2009
AirPlay Network July 2006 - December 2008
Ebondtrade LLC January 2000 - August 2000
Banc of America Investments March 1998 - November 1999
TD Waterhouse January 1996 - February 1998
Education
University of California, Berkeley 1990 — 1995
Livevol Inc Margin/Risk AssociateNewedge USAJanuary 2001 - June 2009
AirPlay Network July 2006 - December 2008
Ebondtrade LLC January 2000 - August 2000
Banc of America Investments March 1998 - November 1999
TD Waterhouse January 1996 - February 1998
Education
University of California, Berkeley 1990 — 1995
April Alfarano's Banc of America Investments Experience March 1998 - November 2000
Job Supervisory Analyst at Jefferies & Co.
Industry Financial Services
Experience
Jefferies & Co. October 2004 - Present
Blaylock & Partners May 2002 - August 2004
Banc of America Investments March 1998 - November 2000
Oppenheimer & Co. August 1996 - March 1998
Education
New York University - Leonard N. Stern School of Business 1993 — 1995
MBA, Finance
University of Pennsylvania 1985 — 1989
BA, English
Jefferies & Co. October 2004 - Present
Blaylock & Partners May 2002 - August 2004
Banc of America Investments March 1998 - November 2000
Oppenheimer & Co. August 1996 - March 1998
Education
New York University - Leonard N. Stern School of Business 1993 — 1995
MBA, Finance
University of Pennsylvania 1985 — 1989
BA, English
Carla Hoyle's Banc of America Investments Experience January 2006 - January 2008
Job Associate Investment Monitoring Analyst
Industry Financial Services
Experience
Bank of America September 2010 - Present
Merrill Lynch Wealth Management September 2009 - September 2010
Banc of America Investment Services Inc January 2003 - June 2009
Banc of America Investments January 2006 - January 2008
Skills
Portfolio Management, Risk Management, Series 63, Mortgage Lending, Credit, Process Improvement, Credit Analysis, FINRA, Series 24, Credit Risk
Education
University of North Carolina at Charlotte 2000 — 2008
Bachelor's degree, Software and Information Technology
Bank of America September 2010 - Present
Merrill Lynch Wealth Management September 2009 - September 2010
Banc of America Investment Services Inc January 2003 - June 2009
Banc of America Investments January 2006 - January 2008
Skills
Portfolio Management, Risk Management, Series 63, Mortgage Lending, Credit, Process Improvement, Credit Analysis, FINRA, Series 24, Credit Risk
Education
University of North Carolina at Charlotte 2000 — 2008
Bachelor's degree, Software and Information Technology
Michele Lamson's Banc of America Investments Experience 1985 - 1989
Job Commercial Realtor
Industry Commercial Real Estate
Experience
Exit Realty Imagine, Edina February 2009 - Present
Lighted Way Fellowship 2011 - 2014
Lighted Way Fellowship 2011 - 2014
Lighted Way Fellowship 2011 - 2014
Lighted Way Fellowship 2011 - 2014
Gannett Peak Partners 2006 - 2008
ING Investment Management 1989 - 1997
Banc of America Investments 1985 - 1989
Education
University of Minnesota-Twin Cities 1981 — 1986
Bachelor of Arts (B.A.), Political Science and Government
University of Minnesota-Twin Cities 1981 — 1985
B.A., Political Science
Edina
Exit Realty Imagine, Edina February 2009 - Present
Lighted Way Fellowship 2011 - 2014
Lighted Way Fellowship 2011 - 2014
Lighted Way Fellowship 2011 - 2014
Lighted Way Fellowship 2011 - 2014
Gannett Peak Partners 2006 - 2008
ING Investment Management 1989 - 1997
Banc of America Investments 1985 - 1989
Education
University of Minnesota-Twin Cities 1981 — 1986
Bachelor of Arts (B.A.), Political Science and Government
University of Minnesota-Twin Cities 1981 — 1985
B.A., Political Science
Edina
Amy Oswald's Banc of America Investments Experience November 2007 - August 2008
Job Consumer Direct Mortgage Specialist NMLS # 940535 at Suntrust Mortgage
Industry Insurance
Experience
Suntrust Mortgage November 2014 - Present
MetLife June 2014 - October 2014
Bank of America July 2012 - June 2014
Merrill Lynch Wealth Management December 2009 - June 2012
Bank of America February 2009 - December 2009
Bank of America August 2008 - March 2009
Banc of America Investments November 2007 - August 2008
Banc of America Investment Services Inc. February 2006 - November 2007
E*TRADE Financial November 2005 - February 2006
Delinquency Servicing Unit Leader 1995 - 2005
Skills
Series 7, Series 63, Coaching, Call Center, Investments, Mortgage Lending, Mortgage Servicing, Retail Brokerage, Residential Mortgages, Outstanding Customer..., Call Centers, Financial Services, Mutual Funds, Finance, Options, Equities, Customer Service, Trading, Wealth Management, Banking, Retirement Planning, Credit, Loans, Portfolio Management, Securities, Credit Analysis, FHA, Mortgage Banking, Consumer Lending
Education
State University of New York College at Buffalo 1991 — 1996
Bachelor of Science, Business Studies
Suntrust Mortgage November 2014 - Present
MetLife June 2014 - October 2014
Bank of America July 2012 - June 2014
Merrill Lynch Wealth Management December 2009 - June 2012
Bank of America February 2009 - December 2009
Bank of America August 2008 - March 2009
Banc of America Investments November 2007 - August 2008
Banc of America Investment Services Inc. February 2006 - November 2007
E*TRADE Financial November 2005 - February 2006
Delinquency Servicing Unit Leader 1995 - 2005
Skills
Series 7, Series 63, Coaching, Call Center, Investments, Mortgage Lending, Mortgage Servicing, Retail Brokerage, Residential Mortgages, Outstanding Customer..., Call Centers, Financial Services, Mutual Funds, Finance, Options, Equities, Customer Service, Trading, Wealth Management, Banking, Retirement Planning, Credit, Loans, Portfolio Management, Securities, Credit Analysis, FHA, Mortgage Banking, Consumer Lending
Education
State University of New York College at Buffalo 1991 — 1996
Bachelor of Science, Business Studies
Candace Scappator's Banc of America Investments Experience 1996 - 2006
Job CFO & Financial Operations Principal, Broker Dealer
Industry Financial Services
Experience
First Tryon Securities LLC January 2012 - Present
LPL Financial June 2009 - January 2012
Banc of America Investments 1996 - 2006
Datascope Corp. 1992 - 1994
Deloitte and Touche 1989 - 1992
International Paper Co. 1985 - 1989
Skills
Brokerage, Series 7, Certified Public..., Series 27, Series 63
Education
State University of New York at Buffalo - School of Management 1982 — 1985
BS Business Administration, Accounting
First Tryon Securities LLC January 2012 - Present
LPL Financial June 2009 - January 2012
Banc of America Investments 1996 - 2006
Datascope Corp. 1992 - 1994
Deloitte and Touche 1989 - 1992
International Paper Co. 1985 - 1989
Skills
Brokerage, Series 7, Certified Public..., Series 27, Series 63
Education
State University of New York at Buffalo - School of Management 1982 — 1985
BS Business Administration, Accounting
Evan Dowling's Banc of America Investments Experience April 2007 - June 2007
Job Software Engineer at Google
Industry Computer Games
Experience
Google April 2013 - Present
Zvents (acquired Stubhub/Ebay December 2011) August 2010 - April 2013
thrillcall.com January 2009 - August 2010
Justin.tv June 2008 - September 2008
Page44 Studios LLC. June 2007 - June 2008
Banc of America Investments April 2007 - June 2007
Yipes Enterprise Services September 2006 - June 2007
Skills
Ruby, C/C++, JavaScript, Ruby on Rails, Linux, RSpec, jQuery, C, Agile Methodologies, Apache, Scalability, Perl, Software Engineering, Web Services, Java, Distributed Systems, MySQL, Algorithms, Python
Education
University of California, Irvine 2001 — 2006
B.S,B.A, Physics, Mathematics, Roman Classics
Google April 2013 - Present
Zvents (acquired Stubhub/Ebay December 2011) August 2010 - April 2013
thrillcall.com January 2009 - August 2010
Justin.tv June 2008 - September 2008
Page44 Studios LLC. June 2007 - June 2008
Banc of America Investments April 2007 - June 2007
Yipes Enterprise Services September 2006 - June 2007
Skills
Ruby, C/C++, JavaScript, Ruby on Rails, Linux, RSpec, jQuery, C, Agile Methodologies, Apache, Scalability, Perl, Software Engineering, Web Services, Java, Distributed Systems, MySQL, Algorithms, Python
Education
University of California, Irvine 2001 — 2006
B.S,B.A, Physics, Mathematics, Roman Classics
Allison Cebe's Banc of America Investments Experience 2008 - 2009
Job VP Sr. Mortgage Banking Officer at BNY Mellon, NMLS ID # 555175
Industry Real Estate
Experience
BNY Mellon August 2013 - Present
Wells Fargo Private Bank August 2009 - August 2013
JP Morgan Chase 2009 - 2010
Banc of America Investments 2008 - 2009
Washington Mutual Bank 2000 - 2007
Education
University of California, Davis 1995 — 1999
BNY Mellon August 2013 - Present
Wells Fargo Private Bank August 2009 - August 2013
JP Morgan Chase 2009 - 2010
Banc of America Investments 2008 - 2009
Washington Mutual Bank 2000 - 2007
Education
University of California, Davis 1995 — 1999
Helen (Cherry) Spiridellis's Banc of America Investments Experience September 2002 - March 2006
Job Social Media Director at Designed from the Heart
Industry Investment Management
Experience
Designed from the Heart January 2012 - Present
Banc of America Investments September 2002 - March 2006
Arthur Andersen Consulting August 1997 - May 2002
Education
University of Richmond - Robins School of Business 1993 — 1997
BS, International Business, Finance
Designed from the Heart January 2012 - Present
Banc of America Investments September 2002 - March 2006
Arthur Andersen Consulting August 1997 - May 2002
Education
University of Richmond - Robins School of Business 1993 — 1997
BS, International Business, Finance
Rodney Dye's Banc of America Investments Experience 2002 - Present
Job Vice President at Bank of America
Industry Banking
Experience
Bank of America July 2010 - Present
Banc of America Investments 2002 - Present
The Associates 1994 - 2002
Citi Capital 1994 - 2002
The Associates First Capital Corp 1994 - 2002
Citi 1994 - 2002
Associates Commercial Corporation 1994 - 2002
Education
Southwestern Adventist University 1991 — 1995
Bank of America July 2010 - Present
Banc of America Investments 2002 - Present
The Associates 1994 - 2002
Citi Capital 1994 - 2002
The Associates First Capital Corp 1994 - 2002
Citi 1994 - 2002
Associates Commercial Corporation 1994 - 2002
Education
Southwestern Adventist University 1991 — 1995
Lisa (O'Sullivan) Befeler's Banc of America Investments Experience November 1999 - November 2001
Job Mom
Industry Food & Beverages
Experience
Banc of America Investments November 1999 - November 2001
Education
Susquehanna University 1988 — 1992
Banc of America Investments November 1999 - November 2001
Education
Susquehanna University 1988 — 1992
Wassim Abourjeili's Banc of America Investments Experience July 2002 - November 2004
Job Protfolio ManagerGlobal Fixed Income at Peridiem Global Investors
Industry Investment Management
Experience
Peridiem Global Investors - Long/Short Global Hedge Fund April 2011 - Present
Nuveen Investments November 2004 - December 2010
Banc of America Investments July 2002 - November 2004
Deloitte January 2001 - September 2001
Valuation Research Corporation 1998 - 2000
GE Capital 1995 - 1998
Skills
Portfolio Management, Finance, LBO, Alternative Investments, Equities, Hedge Funds, Asset Management, Investments, Fixed Income, Asset Allocation, Valuation, Financial Modeling, Bloomberg, Investment Management, Private Equity
Education
University of Pennsylvania - The Wharton School 1993 — 1995
Master of Business Administration (MBA), Finance/Accounting
San Diego State University - BS Finance with Honors 1988 — 1991
Bachelor of Science (B.S) with Honors
Peridiem Global Investors - Long/Short Global Hedge Fund April 2011 - Present
Nuveen Investments November 2004 - December 2010
Banc of America Investments July 2002 - November 2004
Deloitte January 2001 - September 2001
Valuation Research Corporation 1998 - 2000
GE Capital 1995 - 1998
Skills
Portfolio Management, Finance, LBO, Alternative Investments, Equities, Hedge Funds, Asset Management, Investments, Fixed Income, Asset Allocation, Valuation, Financial Modeling, Bloomberg, Investment Management, Private Equity
Education
University of Pennsylvania - The Wharton School 1993 — 1995
Master of Business Administration (MBA), Finance/Accounting
San Diego State University - BS Finance with Honors 1988 — 1991
Bachelor of Science (B.S) with Honors
Justin DeStefano's Banc of America Investments Experience November 2008 - Present
Job FA at Bank of America
Industry Financial Services
Experience
Banc of America Investments November 2008 - Present
Education
St. John Fisher College 1997 — 2002
Banc of America Investments November 2008 - Present
Education
St. John Fisher College 1997 — 2002
Jeffery Ahrens's Banc of America Investments Experience 2003 - 2006
Job at Financial Consultant at AS Wealth Management
Industry Financial Services
Experience
AS Wealth Management February 2010 - Present
Commerce Capital Markets April 2006 - April 2010
Banc of America Investments 2003 - 2006
Morgan Stanley 2000 - 2003
Education
University of South Florida - College of Business Administration 1998 — 2000
Bachelor of Science (B.S.), Finance
AS Wealth Management February 2010 - Present
Commerce Capital Markets April 2006 - April 2010
Banc of America Investments 2003 - 2006
Morgan Stanley 2000 - 2003
Education
University of South Florida - College of Business Administration 1998 — 2000
Bachelor of Science (B.S.), Finance
Jenn Stock's Banc of America Investments Experience January 1990 - January 2000
Job Experienced Sr. Project Manager
Industry Financial Services
Experience
Currently looking for Sr. Project Management work in Seattle area October 2009 - Present
JP Morgan Chase January 2008 - July 2009
Wamu January 2005 - July 2009
Washington Mutual 2005 - 2009
Banc of America Investments January 1990 - January 2000
Education
University of Florida 1983 — 1988
Masters, BA, Education, Women's Studies
Currently looking for Sr. Project Management work in Seattle area October 2009 - Present
JP Morgan Chase January 2008 - July 2009
Wamu January 2005 - July 2009
Washington Mutual 2005 - 2009
Banc of America Investments January 1990 - January 2000
Education
University of Florida 1983 — 1988
Masters, BA, Education, Women's Studies
Evan Spevak's Banc of America Investments Experience 2004 - 2005
Job Supervising Anaylst at FINRA
Industry Financial Services
Experience
FINRA May 2008 - Present
Financial Industry Regulatory Authority May 2008 - Present
Sun Life/Independent Financial Marketing Group, Inc April 2005 - May 2008
IFMG 2005 - 2008
Independent Financial 2005 - 2008
Quick &" Reilly August 2000 - April 2005
Banc of America Investment Services, Inc August 2000 - April 2005
Banc of America Investments 2004 - 2005
Joseph Stevens & Company, Inc January 2000 - June 2000
Skills
Securities, Investments, Asset Managment, Due Diligence, Sales, Microsoft Office, Finance, Customer Service, Workshop Facilitation, Marketing, Quality Control, Policy Analysis, Advertising, Bookkeeping, Assets Recovery, Small Office, Lotus Smartsuite, Mutual Funds, Credit, Insurance
Education
University of Miami 1989 — 1990
M.B.A, Finance
University of Miami - School of Business 1989 — 1990
MBA, Finance
Management University of Miami 1979 — 1983
Master of Business Administration (MBA), Finance, General
University of Miami - School of Business 1979 — 1983
BBA, Management
FINRA May 2008 - Present
Financial Industry Regulatory Authority May 2008 - Present
Sun Life/Independent Financial Marketing Group, Inc April 2005 - May 2008
IFMG 2005 - 2008
Independent Financial 2005 - 2008
Quick &" Reilly August 2000 - April 2005
Banc of America Investment Services, Inc August 2000 - April 2005
Banc of America Investments 2004 - 2005
Joseph Stevens & Company, Inc January 2000 - June 2000
Skills
Securities, Investments, Asset Managment, Due Diligence, Sales, Microsoft Office, Finance, Customer Service, Workshop Facilitation, Marketing, Quality Control, Policy Analysis, Advertising, Bookkeeping, Assets Recovery, Small Office, Lotus Smartsuite, Mutual Funds, Credit, Insurance
Education
University of Miami 1989 — 1990
M.B.A, Finance
University of Miami - School of Business 1989 — 1990
MBA, Finance
Management University of Miami 1979 — 1983
Master of Business Administration (MBA), Finance, General
University of Miami - School of Business 1979 — 1983
BBA, Management
Shelly Sun's Banc of America Investments Experience June 2007 - April 2008
Job Lead Quality Assurance Engineer
Industry Computer Software
Experience
Joinem January 2015 - July 2015
Overstock.com July 2008 - August 2014
Banc of America Investments June 2007 - April 2008
MaryKay, Inc. 2008 - 2008
Fidelity Investments/Fidelity Capital Market 2007 - 2007
CARQUEST 2006 - 2007
IBM/Lenovo 2005 - 2006
EDS Advanced Solutions 2005 - 2005
T-NETIX 2000 - 2004
Skills
Quality Assurance, Quality Center, Software Quality..., Testing, Scrum, Management, Manual Testing, Agile Methodologies, Test Planning, Test Automation, Linux, SQL, SDLC, Regression Testing, JIRA
Education
The University of Texas at Dallas
B.S., Computer Science
Joinem January 2015 - July 2015
Overstock.com July 2008 - August 2014
Banc of America Investments June 2007 - April 2008
MaryKay, Inc. 2008 - 2008
Fidelity Investments/Fidelity Capital Market 2007 - 2007
CARQUEST 2006 - 2007
IBM/Lenovo 2005 - 2006
EDS Advanced Solutions 2005 - 2005
T-NETIX 2000 - 2004
Skills
Quality Assurance, Quality Center, Software Quality..., Testing, Scrum, Management, Manual Testing, Agile Methodologies, Test Planning, Test Automation, Linux, SQL, SDLC, Regression Testing, JIRA
Education
The University of Texas at Dallas
B.S., Computer Science
Brian Cosmello's Banc of America Investments Experience July 2002 - October 2007
Job Senior Treasury Analyst at PRA International
Industry Pharmaceuticals
Experience
PRA International January 2012 - Present
RBC Bank January 2011 - January 2012
Bank of America Investments November 2007 - January 2010
Banc of America Investments July 2002 - October 2007
AMEX August 2001 - June 2002
J P Morgan September 2000 - August 2001
Skills
Portfolio Management, Equities, Valuation, Investments, Derivatives
Education
University of Pennsylvania 1996 — 2000
Economics
Seton Catholic Central High School 1992 — 1996
PRA International January 2012 - Present
RBC Bank January 2011 - January 2012
Bank of America Investments November 2007 - January 2010
Banc of America Investments July 2002 - October 2007
AMEX August 2001 - June 2002
J P Morgan September 2000 - August 2001
Skills
Portfolio Management, Equities, Valuation, Investments, Derivatives
Education
University of Pennsylvania 1996 — 2000
Economics
Seton Catholic Central High School 1992 — 1996
Brian Boccio's Banc of America Investments Experience October 2007 - February 2009
Job Director, Wealth Management at USAA
Industry Financial Services
Experience
USAA October 2014 - Present
JPMorgan Securities, LLC March 2010 - September 2014
Waddell & Reed May 2009 - March 2010
Banc of America Investments October 2007 - February 2009
Banc of America Investments September 2005 - October 2007
Smith Barney December 1997 - August 2005
Education
University of Nevada-Reno
USAA October 2014 - Present
JPMorgan Securities, LLC March 2010 - September 2014
Waddell & Reed May 2009 - March 2010
Banc of America Investments October 2007 - February 2009
Banc of America Investments September 2005 - October 2007
Smith Barney December 1997 - August 2005
Education
University of Nevada-Reno
Henry Brigham's Banc of America Investments Experience 2006 - 2007
Job Deutsche Bank Structured Credit Services
Industry Financial Services
Experience
Deutsche Bank AG June 2007 - Present
Banc of America Investments 2006 - 2007
Banc of America Investments 2006 - 2007
Skills
Financial Modeling, Portfolio Management, Securities, Trading, Financial Analysis, Hedge Funds, Investment Management, Investments, Investment Banking
Education
University of Pennsylvania - The Wharton School 2000 — 2003
BA/BS, Political Science/Finance
University of Pennsylvania 1999 — 2003
BA, BS, Political Science, Economics
Deutsche Bank AG June 2007 - Present
Banc of America Investments 2006 - 2007
Banc of America Investments 2006 - 2007
Skills
Financial Modeling, Portfolio Management, Securities, Trading, Financial Analysis, Hedge Funds, Investment Management, Investments, Investment Banking
Education
University of Pennsylvania - The Wharton School 2000 — 2003
BA/BS, Political Science/Finance
University of Pennsylvania 1999 — 2003
BA, BS, Political Science, Economics
Marisa Ceralde's Banc of America Investments Experience July 2007 - July 2009
Job Manager of Ambulatory Informatics
Industry Hospital & Health Care
Experience
Salinas Valley Memorial Healthcare System April 2013 - Present
Salinas Valley Memorial Healthcare System June 2011 - April 2013
Wells Fargo Advisors Financial Network July 2009 - March 2010
Banc of America Investments July 2007 - July 2009
Mercedes-Benz of Monterey 2005 - 2007
Skills
Management, Business Development, Strategic Planning, Project Management, Microsoft Office, Microsoft Word, Coaching, Networking
Education
University of California, Los Angeles 2002 — 2004
B.S., Geography/Environmental Studies
University of California, Riverside 2000 — 2002
Environmental Science
Salinas Valley Memorial Healthcare System April 2013 - Present
Salinas Valley Memorial Healthcare System June 2011 - April 2013
Wells Fargo Advisors Financial Network July 2009 - March 2010
Banc of America Investments July 2007 - July 2009
Mercedes-Benz of Monterey 2005 - 2007
Skills
Management, Business Development, Strategic Planning, Project Management, Microsoft Office, Microsoft Word, Coaching, Networking
Education
University of California, Los Angeles 2002 — 2004
B.S., Geography/Environmental Studies
University of California, Riverside 2000 — 2002
Environmental Science
Eric Voots - MBA's Banc of America Investments Experience August 2008 - December 2008
Job Sr. Risk Analyst at Ally Financial
Industry Banking
Experience
Ally Financial Inc. January 2015 - Present
Golden Capital Management January 2012 - January 2015
LPL Financial December 2010 - December 2011
Bank of America May 2010 - October 2010
Banc of America Investments August 2008 - December 2008
E*TRADE Financial 2007 - 2008
Skills
SAS, Python, Fixed Income, C++, Portfolio Management, Financial Services, Derivatives, Analysis, Equity Derivatives, Equities, Trading, Finance, Pivot Tables, Investments, Banking, Financial Risk, Financial Analysis, Options, Mutual Funds, SAS programming, Credit, Securities, Data Mining, VBA, Data Analysis, Bloomberg, Portfolio Optimization, SAS/SQL, Computer Networks,..., Factset, Barra Aegis, Statistical Modeling, Model Portfolios, Risk Analysis, Compliance Reporting, C, Machine Learning, Linux, Computer Security, R
Education
University of North Carolina at Charlotte - Belk College of Business 2008 — 2011
MBA, Business
University of North Carolina at Charlotte 2003 — 2006
B.S./B.A., Physics/Mathematics
Ally Financial Inc. January 2015 - Present
Golden Capital Management January 2012 - January 2015
LPL Financial December 2010 - December 2011
Bank of America May 2010 - October 2010
Banc of America Investments August 2008 - December 2008
E*TRADE Financial 2007 - 2008
Skills
SAS, Python, Fixed Income, C++, Portfolio Management, Financial Services, Derivatives, Analysis, Equity Derivatives, Equities, Trading, Finance, Pivot Tables, Investments, Banking, Financial Risk, Financial Analysis, Options, Mutual Funds, SAS programming, Credit, Securities, Data Mining, VBA, Data Analysis, Bloomberg, Portfolio Optimization, SAS/SQL, Computer Networks,..., Factset, Barra Aegis, Statistical Modeling, Model Portfolios, Risk Analysis, Compliance Reporting, C, Machine Learning, Linux, Computer Security, R
Education
University of North Carolina at Charlotte - Belk College of Business 2008 — 2011
MBA, Business
University of North Carolina at Charlotte 2003 — 2006
B.S./B.A., Physics/Mathematics
Joe Campbell, CIMA's Banc of America Investments Experience December 1998 - June 2000
Job Managing Director at SunTrust Sports & Entertainment
Industry Investment Management
Experience
SunTrust Sports & Entertainment January 2007 - Present
SunTrust Bank August 2004 - January 2007
SunTrust Bank July 2003 - July 2004
Banc of America Capital Management June 2000 - June 2003
Banc of America Investments December 1998 - June 2000
Education
University of North Carolina at Charlotte 1993 — 1997
BA, Political Science
SunTrust Sports & Entertainment January 2007 - Present
SunTrust Bank August 2004 - January 2007
SunTrust Bank July 2003 - July 2004
Banc of America Capital Management June 2000 - June 2003
Banc of America Investments December 1998 - June 2000
Education
University of North Carolina at Charlotte 1993 — 1997
BA, Political Science
Stephen Boscarino's Banc of America Investments Experience March 2002 - March 2005
Job Energy Consultant at Energy By Choice, Ltd
Industry Renewables & Environment
Experience
Energy By Choice, Ltd July 2013 - Present
TD Ameritrade March 2005 - December 2011
Banc of America Investments March 2002 - March 2005
Quick & Reilly May 1996 - March 2001
Waterhouse Securities 1993 - 1995
Skills
Fixed Income, Series 7, Series 65, Series 9, Series 10, Life and Variable..., Managed Services, FINRA, Financial Services, Series 63, Tactical Asset..., Technical Analysis, Customer Service, High Net Worth...
Education
State University of New York College at Brockport 1984 — 1988
Bachelor of Science, English
Energy By Choice, Ltd July 2013 - Present
TD Ameritrade March 2005 - December 2011
Banc of America Investments March 2002 - March 2005
Quick & Reilly May 1996 - March 2001
Waterhouse Securities 1993 - 1995
Skills
Fixed Income, Series 7, Series 65, Series 9, Series 10, Life and Variable..., Managed Services, FINRA, Financial Services, Series 63, Tactical Asset..., Technical Analysis, Customer Service, High Net Worth...
Education
State University of New York College at Brockport 1984 — 1988
Bachelor of Science, English
Jan Mason's Banc of America Investments Experience September 2008 - December 2008
Job Consultant Project Management at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch February 2011 - Present
Pershing July 2010 - January 2011
Ascend Consulting June 2009 - July 2010
Banc of America Investments September 2008 - December 2008
Fidelity Investments October 1993 - May 2006
Shearson Lehman Brothers November 1987 - October 1993
Electronic Data Systems January 1984 - October 1987
Skills
SDLC, Business Analysis, Problem Solving, Portfolio Management, Project Management, brokerage procesing, cost basis, trading,..., Strategy, Business Strategy, Change Management, Financial Services, Management, Risk Management, Vendor Management, PMO, Project Portfolio...
Education
University of South Florida 1980 — 1983
BA, Management Information Systems
Bank of America Merrill Lynch February 2011 - Present
Pershing July 2010 - January 2011
Ascend Consulting June 2009 - July 2010
Banc of America Investments September 2008 - December 2008
Fidelity Investments October 1993 - May 2006
Shearson Lehman Brothers November 1987 - October 1993
Electronic Data Systems January 1984 - October 1987
Skills
SDLC, Business Analysis, Problem Solving, Portfolio Management, Project Management, brokerage procesing, cost basis, trading,..., Strategy, Business Strategy, Change Management, Financial Services, Management, Risk Management, Vendor Management, PMO, Project Portfolio...
Education
University of South Florida 1980 — 1983
BA, Management Information Systems
Bryanna L Edwards's Banc of America Investments Experience 2008 - Present
Job Registered Nurse at Hunt Regional Medical Center
Industry Hospital & Health Care
Experience
Hunt Regional Medical Center June 2011 - Present
Banc of America Investments 2008 - Present
Bank of America February 2008 - February 2010
Texas Capital Bank February 2004 - March 2006
Skills
Banking, Asset Allocation, Business Development, Finance, Investments, Marketing, Portfolio Management, Sales, Leadership
Education
Trinity Valley Community College 2010 — 2012
Associate's degree of Applied Science in Nursing, Registered Nursing/Registered Nurse
Truman State University 1979 — 1984
Bachelor of Science, Biology/Chemistry
Hunt Regional Medical Center June 2011 - Present
Banc of America Investments 2008 - Present
Bank of America February 2008 - February 2010
Texas Capital Bank February 2004 - March 2006
Skills
Banking, Asset Allocation, Business Development, Finance, Investments, Marketing, Portfolio Management, Sales, Leadership
Education
Trinity Valley Community College 2010 — 2012
Associate's degree of Applied Science in Nursing, Registered Nursing/Registered Nurse
Truman State University 1979 — 1984
Bachelor of Science, Biology/Chemistry
Greta Bost's Banc of America Investments Experience March 2000 - December 2006
Job Service Rep at TiaaCref
Industry Financial Services
Experience
Tiaa-Cref December 2006 - Present
Banc of America Investments March 2000 - December 2006
Education
University of Phoenix 2004 — 2009
BSBM, Business Management
Tiaa-Cref December 2006 - Present
Banc of America Investments March 2000 - December 2006
Education
University of Phoenix 2004 — 2009
BSBM, Business Management
Scott Trueman's Banc of America Investments Experience 2000 - 2007
Job Financial Advisor, Vice PresidentInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisor, LLC November 2012 - Present
Morgan Stanley Smith Barney June 2007 - November 2012
Banc of America Investments 2000 - 2007
Wells Fargo Advisors, LLC April 1994 - October 1999
Skills
Retirement Planning, Financial Services
Education
University of Nebraska at Omaha 1989 — 1994
Bachelor of Science (BS), Finance
Bellevue East High School 1985 — 1987
Wells Fargo Advisor, LLC November 2012 - Present
Morgan Stanley Smith Barney June 2007 - November 2012
Banc of America Investments 2000 - 2007
Wells Fargo Advisors, LLC April 1994 - October 1999
Skills
Retirement Planning, Financial Services
Education
University of Nebraska at Omaha 1989 — 1994
Bachelor of Science (BS), Finance
Bellevue East High School 1985 — 1987
Jeannette Monroe's Banc of America Investments Experience April 2004 - February 2007
Job
Industry Financial Services
Experience
Rehmann Financial March 2010 - Present
Oppenheimer & Co. March 2009 - November 2009
Stanford Group January 2008 - February 2009
Morgan Stanley February 2007 - January 2008
Banc of America Investments April 2004 - February 2007
Skills
Series 7, Series 66, Series 24, Series 9, Series 10
Education
University of Florida 1997 — 2001
Bachelor of Science
Rehmann Financial March 2010 - Present
Oppenheimer & Co. March 2009 - November 2009
Stanford Group January 2008 - February 2009
Morgan Stanley February 2007 - January 2008
Banc of America Investments April 2004 - February 2007
Skills
Series 7, Series 66, Series 24, Series 9, Series 10
Education
University of Florida 1997 — 2001
Bachelor of Science
Jacob Mullins's Banc of America Investments Experience Trust SpecialistFirst HorizonJuly 2007 - May 2008
Job Operations at Banc of America Investments
Industry Financial Services
Experience
Banc of America Investments Trust SpecialistFirst HorizonJuly 2007 - May 2008
Education
University of North Carolina at Charlotte - Belk College of Business 2009 — 2011
MBA, Finance
University at Albany, SUNY 2004 — 2007
B.S. in Business Admin, Finance/Management
Banc of America Investments Trust SpecialistFirst HorizonJuly 2007 - May 2008
Education
University of North Carolina at Charlotte - Belk College of Business 2009 — 2011
MBA, Finance
University at Albany, SUNY 2004 — 2007
B.S. in Business Admin, Finance/Management
Bob Baldacci's Banc of America Investments Experience 2008 - 2009
Job Private Client Advisor
Industry Financial Services
Experience
J.P. Morgan Chase Bank N.A. February 2009 - Present
Bank of America 2008 - 2009
Banc of America Investments 2008 - 2009
Bankofamerica 2008 - 2009
Wachovia Investments 2007 - 2009
Citibank 2003 - 2005
Wamu investments 2000 - 2003
Skills
Investments, Sales, Finance, Coaching, Financial Services, Banking, Strategic Planning, Time Management, Analysis, Employee Training
Education
University of Nebraska College of Medicine 1994 — 1997
none, Medicine
Wayne State College 1991 — 1994
Bachelor of Science, health Science
Norfolk Catholic 1987 — 1991
High school diploma
J.P. Morgan Chase Bank N.A. February 2009 - Present
Bank of America 2008 - 2009
Banc of America Investments 2008 - 2009
Bankofamerica 2008 - 2009
Wachovia Investments 2007 - 2009
Citibank 2003 - 2005
Wamu investments 2000 - 2003
Skills
Investments, Sales, Finance, Coaching, Financial Services, Banking, Strategic Planning, Time Management, Analysis, Employee Training
Education
University of Nebraska College of Medicine 1994 — 1997
none, Medicine
Wayne State College 1991 — 1994
Bachelor of Science, health Science
Norfolk Catholic 1987 — 1991
High school diploma
Tom Thornton's Banc of America Investments Experience October 2007 - April 2012
Job NonTechnical Project Manager/Common Securitization Placform Servicer Intergration
Industry Real Estate
Experience
Fannie Mae March 2015 - Present
Fannie Mae July 2012 - December 2014
Banc of America Investments October 2007 - April 2012
Lenders First Choice September 2006 - September 2007
Centex Title Services/MetroTax September 2004 - September 2006
Transamerica Tax Services 1996 - 2004
Skills
Process Improvement, Customer Service, Operations Management, Organizational..., Client Relations, Problem Resolution, Mortgage..., Escrow Analysis, Recoveries/Collections, Mortgage Modification, Account Reconciliations, Foreclosures/Short Sales, Investor..., Project Management, Data Analysis/Management, Vendor Management, Vendor Relations
Education
University of Phoenix 2004 — 2012
BBS Management, Business Administration and Management, General, 3.7
Haltom High 1986 — 1990
Fannie Mae March 2015 - Present
Fannie Mae July 2012 - December 2014
Banc of America Investments October 2007 - April 2012
Lenders First Choice September 2006 - September 2007
Centex Title Services/MetroTax September 2004 - September 2006
Transamerica Tax Services 1996 - 2004
Skills
Process Improvement, Customer Service, Operations Management, Organizational..., Client Relations, Problem Resolution, Mortgage..., Escrow Analysis, Recoveries/Collections, Mortgage Modification, Account Reconciliations, Foreclosures/Short Sales, Investor..., Project Management, Data Analysis/Management, Vendor Management, Vendor Relations
Education
University of Phoenix 2004 — 2012
BBS Management, Business Administration and Management, General, 3.7
Haltom High 1986 — 1990
Ram Boddupalli's Banc of America Investments Experience April 2008 - January 2009
Job Investment Sevice representative at Chase Investment services
Industry Investment Banking
Experience
Chase Investment services July 2009 - Present
Banc of America Investments April 2008 - January 2009
Education
University of Mumbai 1967 — 1974
BS, Maths physics
Series 7 and 66
Texas department of Insurance
Life and Health Insurance
Chase Investment services July 2009 - Present
Banc of America Investments April 2008 - January 2009
Education
University of Mumbai 1967 — 1974
BS, Maths physics
Series 7 and 66
Texas department of Insurance
Life and Health Insurance
Adriana Escobar's Banc of America Investments Experience December 2003 - December 2005
Job Senior Financial Associate at Oppenheimer & Co. Inc
Industry Financial Services
Experience
Oppenheimer & Co. Inc September 2011 - Present
Rehmann International Wealth Managers April 2010 - September 2011
Stanford Group Company December 2006 - December 2009
Banc of America Investments December 2003 - December 2005
Education
Universidad de Medellín 1978 — 1983
Business Administration, Economics, Finance, Legislation, Human Resources
Centro Educacional Femenino de Antioquia
High School Diploma
Oppenheimer & Co. Inc September 2011 - Present
Rehmann International Wealth Managers April 2010 - September 2011
Stanford Group Company December 2006 - December 2009
Banc of America Investments December 2003 - December 2005
Education
Universidad de Medellín 1978 — 1983
Business Administration, Economics, Finance, Legislation, Human Resources
Centro Educacional Femenino de Antioquia
High School Diploma
Deborah Naylor's Banc of America Investments Experience November 2006 - April 2009
Job AVP, Wealth Management Associate at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley July 2015 - Present
Merrill Edge December 2014 - July 2015
Merrill Lynch November 2013 - December 2014
Citizens Bank September 2009 - November 2013
Webster Bank May 2009 - September 2009
Banc of America Investments November 2006 - April 2009
Various Commercial Banks May 1993 - November 2006
TD Banknorth 2003 - 2006
Skills
Banking, Loans, Wealth Management, Investments, Commercial Banking, Financial Services, Commercial Lending, Credit, Portfolio Management, Retail Banking, Consumer Lending, Relationship Management, Series 7, Mortgage Lending
Education
University of Rhode Island 1990 — 1994
BA, Economics, HR Management
Morgan Stanley July 2015 - Present
Merrill Edge December 2014 - July 2015
Merrill Lynch November 2013 - December 2014
Citizens Bank September 2009 - November 2013
Webster Bank May 2009 - September 2009
Banc of America Investments November 2006 - April 2009
Various Commercial Banks May 1993 - November 2006
TD Banknorth 2003 - 2006
Skills
Banking, Loans, Wealth Management, Investments, Commercial Banking, Financial Services, Commercial Lending, Credit, Portfolio Management, Retail Banking, Consumer Lending, Relationship Management, Series 7, Mortgage Lending
Education
University of Rhode Island 1990 — 1994
BA, Economics, HR Management
Brian Houser's Banc of America Investments Experience August 1995 - October 1998
Job Vice President at Wells Fargo Home Mortgage
Industry Banking
Experience
Wells Fargo Home Mortgage November 2009 - Present
Wells Fargo Home Mortgage September 2007 - November 2009
Wells Fargo Home Mortgage December 2004 - September 2007
Bank of America May 2003 - November 2004
Bank of America June 2001 - May 2003
Baker and Taylor Books, Inc January 1999 - June 2001
Banc of America Investments August 1995 - October 1998
Skills
Analytics, Risk Management, Portfolio Management, Mortgage Lending, Mortgage Servicing, SAS, Credit Risk, Risk Analytics, Credit, Business Analysis, Banking, Loans, Mortgage Banking, Financial Risk, Loan Origination, Analysis, Data Analysis, Leadership
Education
University of North Carolina at Wilmington 1991 — 1995
Bachelor of Science (B.S.), Finance, General
Wells Fargo Home Mortgage November 2009 - Present
Wells Fargo Home Mortgage September 2007 - November 2009
Wells Fargo Home Mortgage December 2004 - September 2007
Bank of America May 2003 - November 2004
Bank of America June 2001 - May 2003
Baker and Taylor Books, Inc January 1999 - June 2001
Banc of America Investments August 1995 - October 1998
Skills
Analytics, Risk Management, Portfolio Management, Mortgage Lending, Mortgage Servicing, SAS, Credit Risk, Risk Analytics, Credit, Business Analysis, Banking, Loans, Mortgage Banking, Financial Risk, Loan Origination, Analysis, Data Analysis, Leadership
Education
University of North Carolina at Wilmington 1991 — 1995
Bachelor of Science (B.S.), Finance, General
Erik Eskedal's Banc of America Investments Experience June 2006 - July 2007
Job Freelance Photographer at Eskedal Expressions Photography
Industry Hospitality
Experience
Tristar Worldwide Chauffeur Services August 2013 - Present
Eskedal Expressions Photography January 2012 - Present
Commonwealth Worldwide Chauffeured Transportation August 2007 - August 2013
Banc of America Investments June 2006 - July 2007
Fidelity Investments August 2005 - May 2006
Skills
Investments, Retirement, Event Management, Budgets, Event Planning, Microsoft Excel, Outlook, Customer Service, Marketing, Microsoft Office, Corporate Events, Hospitality, Sales, Account Management, Management
Education
New England School of Art and Design at Suffolk University 1996 — 1998
Bachelor of Science (BS), Fine/Studio Arts, General
Suffolk University 1993 — 1998
BS, Art, Philosophy
Tristar Worldwide Chauffeur Services August 2013 - Present
Eskedal Expressions Photography January 2012 - Present
Commonwealth Worldwide Chauffeured Transportation August 2007 - August 2013
Banc of America Investments June 2006 - July 2007
Fidelity Investments August 2005 - May 2006
Skills
Investments, Retirement, Event Management, Budgets, Event Planning, Microsoft Excel, Outlook, Customer Service, Marketing, Microsoft Office, Corporate Events, Hospitality, Sales, Account Management, Management
Education
New England School of Art and Design at Suffolk University 1996 — 1998
Bachelor of Science (BS), Fine/Studio Arts, General
Suffolk University 1993 — 1998
BS, Art, Philosophy
Amanda Boruff's Banc of America Investments Experience June 2005 - September 2005
Job Staffing Supervisor at Kelly Services
Industry Staffing and Recruiting
Experience
Kelly Services Administrative Assistant/ReceptionistColdwell BankerOctober 2005 - June 2007
Banc of America Investments June 2005 - September 2005
Education
University of California, San Diego 2004 — 2006
BA, Psychology, Economics
Kelly Services Administrative Assistant/ReceptionistColdwell BankerOctober 2005 - June 2007
Banc of America Investments June 2005 - September 2005
Education
University of California, San Diego 2004 — 2006
BA, Psychology, Economics
Marvel Rotness's Banc of America Investments Experience September 1994 - February 2002
Job Financial Advisor at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC July 2010 - Present
MetLife Securities March 2010 - July 2010
US Bancorp Investments March 2002 - March 2010
Banc of America Investments September 1994 - February 2002
Education
University of Nebraska-Lincoln 1988 — 1991
Bachelor of Science, Business Administration
J.P. Morgan Securities LLC July 2010 - Present
MetLife Securities March 2010 - July 2010
US Bancorp Investments March 2002 - March 2010
Banc of America Investments September 1994 - February 2002
Education
University of Nebraska-Lincoln 1988 — 1991
Bachelor of Science, Business Administration
Laura Smith's Banc of America Investments Experience December 2007 - April 2009
Job Program Manager at BishopMcCann, LLC
Industry Events Services
Experience
Bishop-McCann, LLC July 2014 - Present
Concept Consulting June 2009 - Present
Bishop-McCann, LLC April 2013 - July 2014
Bishop-McCann April 2009 - April 2013
Banc of America Investments December 2007 - April 2009
Skills
Meeting Planning, Event Planning, Event Management, Corporate Events, Trade Shows, Travel Management, Incentives, Budgets, Tourism, Hospitality Industry, Hotels, Marketing, Hospitality, Contract Negotiation, Registration, Social Media Marketing
Education
Southwest Baptist University 2003 — 2007
Marketing
Bishop-McCann, LLC July 2014 - Present
Concept Consulting June 2009 - Present
Bishop-McCann, LLC April 2013 - July 2014
Bishop-McCann April 2009 - April 2013
Banc of America Investments December 2007 - April 2009
Skills
Meeting Planning, Event Planning, Event Management, Corporate Events, Trade Shows, Travel Management, Incentives, Budgets, Tourism, Hospitality Industry, Hotels, Marketing, Hospitality, Contract Negotiation, Registration, Social Media Marketing
Education
Southwest Baptist University 2003 — 2007
Marketing
Michael Zenowitz's Banc of America Investments Experience April 2009 - March 2010
Job Vice President, Private Client Manager with U.S. Trust
Industry Financial Services
Experience
U.S. Trust March 2014 - Present
Merrill Edge March 2010 - March 2014
Banc of America Investments April 2009 - March 2010
Bank of America May 2008 - March 2009
Skills
Series 6, Series 7, Series 9, Series 10, Series 63, Series 66, Microsoft Word, Microsoft Excel, Microsoft Office
Education
The University of Connecticut School of Business 2004 — 2008
Finance
U.S. Trust March 2014 - Present
Merrill Edge March 2010 - March 2014
Banc of America Investments April 2009 - March 2010
Bank of America May 2008 - March 2009
Skills
Series 6, Series 7, Series 9, Series 10, Series 63, Series 66, Microsoft Word, Microsoft Excel, Microsoft Office
Education
The University of Connecticut School of Business 2004 — 2008
Finance
Mario Singleton's Banc of America Investments Experience March 2003 - March 2007
Job Operations Manager/Registered Principal at MetLife
Industry Financial Services
Experience
MetLife Operations ManagerMetLife Financial Services2008 - Present
Banc of America Investments March 2003 - March 2007
Education
Stanford University 1971 — 1976
A.B., ECONOMICS
MetLife Operations ManagerMetLife Financial Services2008 - Present
Banc of America Investments March 2003 - March 2007
Education
Stanford University 1971 — 1976
A.B., ECONOMICS
Dan Winsky's Banc of America Investments Experience 2008 - 2009
Job Wealth Management Financial Services Professional
Industry Financial Services
Experience
PNC Wealth Management 2014 - Present
E*TRADE Financial 2010 - 2014
Banc of America Investments 2008 - 2009
Citi Smith Barney 2006 - 2008
M & T Securities 2005 - 2006
Sun Trust Secuities 1995 - 2005
Cardinal Wealth Services 1998 - 2002
Skills
Portfolio Management, Retirement Planning, Investments, Asset Allocation, Wealth Management, Series 63, Mutual Funds, Series 7, Strategic Financial..., Securities, FINRA, Finance, Series 24, Financial Advisory, Financial Planners, Retirement, Alternative Investments, Sales Management, Financial Services, Investment Advisory, Series 65, Equities, Financial Planning
Education
University of Maryland College Park
BA, Economics
PNC Wealth Management 2014 - Present
E*TRADE Financial 2010 - 2014
Banc of America Investments 2008 - 2009
Citi Smith Barney 2006 - 2008
M & T Securities 2005 - 2006
Sun Trust Secuities 1995 - 2005
Cardinal Wealth Services 1998 - 2002
Skills
Portfolio Management, Retirement Planning, Investments, Asset Allocation, Wealth Management, Series 63, Mutual Funds, Series 7, Strategic Financial..., Securities, FINRA, Finance, Series 24, Financial Advisory, Financial Planners, Retirement, Alternative Investments, Sales Management, Financial Services, Investment Advisory, Series 65, Equities, Financial Planning
Education
University of Maryland College Park
BA, Economics
Samantha Lee, CFP®'s Banc of America Investments Experience July 2006 - July 2009
Job VP, Premier Wealth Coach
Industry Banking
Experience
HSBC January 2014 - Present
HSBC Bank USA June 2009 - August 2014
Banc of America Investments July 2006 - July 2009
Bank of America July 2003 - July 2006
HSBC Bank February 2001 - July 2003
Skills
Credit, Loans, Banking, Mortgage Lending, Commercial Banking
Education
University of California, Berkeley
B.A.
HSBC January 2014 - Present
HSBC Bank USA June 2009 - August 2014
Banc of America Investments July 2006 - July 2009
Bank of America July 2003 - July 2006
HSBC Bank February 2001 - July 2003
Skills
Credit, Loans, Banking, Mortgage Lending, Commercial Banking
Education
University of California, Berkeley
B.A.
Michael Luzenske's Banc of America Investments Experience December 2005 - December 2009
Job Bedrock Financial Services
Industry Financial Services
Experience
Bedrock Financial Services. March 2014 - Present
V Wealth Managemnt 2010 - August 2013
Cornerstone Financial Group 2010 - 2010
Banc of America Investments December 2005 - December 2009
UMB Financial Services, Inc May 1995 - May 2005
First of America Brokerage Services, Inc 1988 - 1995
Skills
Series 4, 7, 24, 53,..., Wealth Management, Asset Allocation, Management, Separately Managed..., Insurance, Retirement Planning, Sales, Finance, Investments, Leadership, Series 7
Education
University of Illinois at Urbana-Champaign
Bedrock Financial Services. March 2014 - Present
V Wealth Managemnt 2010 - August 2013
Cornerstone Financial Group 2010 - 2010
Banc of America Investments December 2005 - December 2009
UMB Financial Services, Inc May 1995 - May 2005
First of America Brokerage Services, Inc 1988 - 1995
Skills
Series 4, 7, 24, 53,..., Wealth Management, Asset Allocation, Management, Separately Managed..., Insurance, Retirement Planning, Sales, Finance, Investments, Leadership, Series 7
Education
University of Illinois at Urbana-Champaign
Ron Hegardt, CIMA's Banc of America Investments Experience 2003 - 2010
Job Wealth Management Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch 2010 - Present
Banc of America Investments 2003 - 2010
Morgan Stanley 1994 - 2003
Skills
Series 7, Retirement Planning, Uniform Combined State..., Wealth Management, Investment Advisory, Series 63, Asset Allocation, Saving for Education, 401k Rollovers, Mutual Funds, Series 65, Retirement
Education
University of San Diego 1991 — 1992
Master of Business Administration (MBA)
Santa Clara University 1985 — 1989
Bachelor of Science in Commerce, Finance
Merrill Lynch 2010 - Present
Banc of America Investments 2003 - 2010
Morgan Stanley 1994 - 2003
Skills
Series 7, Retirement Planning, Uniform Combined State..., Wealth Management, Investment Advisory, Series 63, Asset Allocation, Saving for Education, 401k Rollovers, Mutual Funds, Series 65, Retirement
Education
University of San Diego 1991 — 1992
Master of Business Administration (MBA)
Santa Clara University 1985 — 1989
Bachelor of Science in Commerce, Finance
Douglas Fillin's Banc of America Investments Experience 1988 - 1993
Job AVP Managed Accounts
Industry Investment Management
Experience
Tradewinds Global Investors January 2005 - Present
Provident Investment Counsel 1993 - 2004
Banc of America Investments 1988 - 1993
Union Bank 1981 - 1988
Skills
Equities, Portfolio Management, Investments, Asset Managment, Mutual Funds, Asset Allocation, Asset Management, Hedge Funds, Wealth Management, Securities, Alternative Investments, Trading, Equity Research, Valuation, Fixed Income, ETFs, Investment Strategies, Equity Valuation, Financial Analysis, Portfolio Optimization, Investment Management, Fund Of Funds, Options, Bloomberg, Risk Management, Derivatives, Investment Advisory, Strategic Financial..., Bonds, Series 7, Separately Managed..., Corporate Finance, Financial Modeling, Emerging Markets, Capital Markets, Institutional..., Equity Trading, Retirement Planning, Bloomberg Terminal, Private Equity, Finance, Series 63, Financial Markets, Financial Services, Wealth Management..., Series 24, Investment Banking, Electronic Trading, Trading Systems, FINRA
Education
California State University - Los Angeles
BA, Economics
LA High
University of California, Los Angeles
Tradewinds Global Investors January 2005 - Present
Provident Investment Counsel 1993 - 2004
Banc of America Investments 1988 - 1993
Union Bank 1981 - 1988
Skills
Equities, Portfolio Management, Investments, Asset Managment, Mutual Funds, Asset Allocation, Asset Management, Hedge Funds, Wealth Management, Securities, Alternative Investments, Trading, Equity Research, Valuation, Fixed Income, ETFs, Investment Strategies, Equity Valuation, Financial Analysis, Portfolio Optimization, Investment Management, Fund Of Funds, Options, Bloomberg, Risk Management, Derivatives, Investment Advisory, Strategic Financial..., Bonds, Series 7, Separately Managed..., Corporate Finance, Financial Modeling, Emerging Markets, Capital Markets, Institutional..., Equity Trading, Retirement Planning, Bloomberg Terminal, Private Equity, Finance, Series 63, Financial Markets, Financial Services, Wealth Management..., Series 24, Investment Banking, Electronic Trading, Trading Systems, FINRA
Education
California State University - Los Angeles
BA, Economics
LA High
University of California, Los Angeles
Greg Upah's Banc of America Investments Experience RetiredManaging DirectorMerrill Lynch Asset ManagementJune 1986 - October 2001
Job inactive,<Managing Director, Bank of America Merrill Lynch Investment Management
Industry Financial Services
Experience
Banc of America Investments RetiredManaging DirectorMerrill Lynch Asset ManagementJune 1986 - October 2001
Young & Rubicam June 1981 - June 1986
Virginia Tech August 1978 - June 1981
Skills
Team Leadership, Marketing Strategy, New Business Development, Strategy, Research, Contract Negotiation, Institutional sales for...
Education
University of Illinois at Urbana-Champaign 1975 — 1978
Ph.D, Marketing and Business Administration
University of Notre Dame 1971 — 1975
Bachelor's of Business Administration,with honors, Marketing
Banc of America Investments RetiredManaging DirectorMerrill Lynch Asset ManagementJune 1986 - October 2001
Young & Rubicam June 1981 - June 1986
Virginia Tech August 1978 - June 1981
Skills
Team Leadership, Marketing Strategy, New Business Development, Strategy, Research, Contract Negotiation, Institutional sales for...
Education
University of Illinois at Urbana-Champaign 1975 — 1978
Ph.D, Marketing and Business Administration
University of Notre Dame 1971 — 1975
Bachelor's of Business Administration,with honors, Marketing
Tiffany Stallworth's Banc of America Investments Experience July 2003 - August 2014
Job Mortgage UnderwriterBank of America
Industry Financial Services
Experience
EverBank December 2014 - June 2015
Banc of America Investments July 2003 - August 2014
Skills
Loans, Mortgage Lending, Credit, FHA, Finance, VA Loans, Analysis, Management, Mortgage Banking, Banking
Education
University of North Florida 1995 — 1997
BA, Communications
EverBank December 2014 - June 2015
Banc of America Investments July 2003 - August 2014
Skills
Loans, Mortgage Lending, Credit, FHA, Finance, VA Loans, Analysis, Management, Mortgage Banking, Banking
Education
University of North Florida 1995 — 1997
BA, Communications
Anar Ismailov's Banc of America Investments Experience 2005 - 2006
Job vice president at Brookfield Investment Management
Industry Real Estate
Experience
Brookfield Investment Management April 2012 - Present
Citadel Investment Group June 2010 - April 2012
GEM Realty Capital June 2006 - June 2010
Banc of America Investments 2005 - 2006
Skills
Asset Management, Bloomberg, Due Diligence, Financial Modeling, Valuation, Private Equity, Equities, Equity Research, Capital Markets, Hedge Funds, Alternative Investments, Investment Banking, Investments, Financial Analysis, Portfolio Management, Corporate Finance, Fixed Income, Securities, Investment Management
Education
University of Michigan 2001 — 2004
Bachelor of Business Administration (BBA), Accounting and Finance
Brookfield Investment Management April 2012 - Present
Citadel Investment Group June 2010 - April 2012
GEM Realty Capital June 2006 - June 2010
Banc of America Investments 2005 - 2006
Skills
Asset Management, Bloomberg, Due Diligence, Financial Modeling, Valuation, Private Equity, Equities, Equity Research, Capital Markets, Hedge Funds, Alternative Investments, Investment Banking, Investments, Financial Analysis, Portfolio Management, Corporate Finance, Fixed Income, Securities, Investment Management
Education
University of Michigan 2001 — 2004
Bachelor of Business Administration (BBA), Accounting and Finance
Jeff Martenstyn's Banc of America Investments Experience October 2000 - September 2003
Job AVP; Compliance Consultant 4 at Wells Fargo
Industry Financial Services
Experience
Wells Fargo October 2014 - Present
TIAA-CREF July 2006 - October 2014
Bank of America Business Banking Operations April 2005 - July 2006
Bank of America September 2003 - April 2005
Banc of America Investments October 2000 - September 2003
Banc of America Investments June 1999 - November 2000
Skills
AML, Compliance, FINRA, Securities, Series 24, Mutual Funds, Series 7, Licensing, Banking, Investigations, Series 63, Investments, Bank Secrecy Act, BSA, Due Diligence, CAMS
Education
St. Francis Xavier University 1991 — 1995
BSc, Nutrition
Wells Fargo October 2014 - Present
TIAA-CREF July 2006 - October 2014
Bank of America Business Banking Operations April 2005 - July 2006
Bank of America September 2003 - April 2005
Banc of America Investments October 2000 - September 2003
Banc of America Investments June 1999 - November 2000
Skills
AML, Compliance, FINRA, Securities, Series 24, Mutual Funds, Series 7, Licensing, Banking, Investigations, Series 63, Investments, Bank Secrecy Act, BSA, Due Diligence, CAMS
Education
St. Francis Xavier University 1991 — 1995
BSc, Nutrition
Benjamin Huffman's Banc of America Investments Experience April 2005 - August 2005
Job AVP; Cons Prod Strat Analyst III at Bank of America
Industry Banking
Experience
Bank of America March 2014 - Present
Bank of America April 2007 - March 2014
Bank of America September 2005 - April 2007
Banc of America Investments April 2005 - August 2005
Wachovia, A Wells Fargo Company May 2004 - August 2004
Skills
Arena Simulation..., SAS, SQL, JMP 10, Microsoft Office, VBA, MetaFore, iGrafx, GMT Scheduling Software, Process Improvement, Six Sigma, Data Mining, Analysis, Data Analysis, Management, SAS programming
Education
University of North Carolina at Charlotte 2000 — 2004
BSBA, Industrial & Operations Management, Minor in Management Information Systems
Bank of America March 2014 - Present
Bank of America April 2007 - March 2014
Bank of America September 2005 - April 2007
Banc of America Investments April 2005 - August 2005
Wachovia, A Wells Fargo Company May 2004 - August 2004
Skills
Arena Simulation..., SAS, SQL, JMP 10, Microsoft Office, VBA, MetaFore, iGrafx, GMT Scheduling Software, Process Improvement, Six Sigma, Data Mining, Analysis, Data Analysis, Management, SAS programming
Education
University of North Carolina at Charlotte 2000 — 2004
BSBA, Industrial & Operations Management, Minor in Management Information Systems
Andrew Sponable's Banc of America Investments Experience 2004 - 2005
Job Marketing Compliance Analyst at OppenheimerFunds
Industry Financial Services
Experience
OppenheimerFunds October 2014 - Present
Citi 2009 - October 2014
Smith Barney September 2005 - June 2009
Banc of America Investments 2004 - 2005
Fleet/Quick & Reilly 2002 - 2004
Skills
Variable Annuities, Insurance, FINRA, Management
Education
State University of New York College at Brockport 1981 — 1985
BS, Marketing and Economics
OppenheimerFunds October 2014 - Present
Citi 2009 - October 2014
Smith Barney September 2005 - June 2009
Banc of America Investments 2004 - 2005
Fleet/Quick & Reilly 2002 - 2004
Skills
Variable Annuities, Insurance, FINRA, Management
Education
State University of New York College at Brockport 1981 — 1985
BS, Marketing and Economics
Derek DiPetrillo's Banc of America Investments Experience 2007 - 2009
Job Financial Solutions Advisor
Industry Investment Management
Experience
Merrill Lynch July 2011 - Present
USAA January 2010 - July 2011
Banc of America Investments 2007 - 2009
Skills
Series 7, Series 63, Uniform Combined State..., Wealth Management, Mutual Funds, Asset Allocation, Retirement Planning, Investment Advisory, Investment Strategies, Securities, Retirement, Investments, ETFs, Personal Financial..., 401k Rollovers, Relationship Management, Investment Management, Series 65, Strategic Financial..., Financial Advisory, FINRA, IRAs, Wealth Management..., Equities
Education
University of Rhode Island 2000 — 2005
B.A., Journalism
Coventry High School 1995 — 1999
Merrill Lynch July 2011 - Present
USAA January 2010 - July 2011
Banc of America Investments 2007 - 2009
Skills
Series 7, Series 63, Uniform Combined State..., Wealth Management, Mutual Funds, Asset Allocation, Retirement Planning, Investment Advisory, Investment Strategies, Securities, Retirement, Investments, ETFs, Personal Financial..., 401k Rollovers, Relationship Management, Investment Management, Series 65, Strategic Financial..., Financial Advisory, FINRA, IRAs, Wealth Management..., Equities
Education
University of Rhode Island 2000 — 2005
B.A., Journalism
Coventry High School 1995 — 1999
Leslie Byrd's Banc of America Investments Experience January 2010 - Present
Job Project management coordinator
Industry Financial Services
Experience
Banc of America Investments January 2010 - Present
Skills
Workforce Management, Call Center, Process Improvement, Banking, Credit, Vendor Management, Customer Satisfaction, Forecasting, Temporary Placement, Six Sigma, Business Analysis, Leadership, Customer Service, Visio, Access
Education
University of Phoenix 2007 — 2008
MBA, Business Administration
University of Maryland Eastern Shore 2001 — 2005
Bachelor of Science, Business Administration
Banc of America Investments January 2010 - Present
Skills
Workforce Management, Call Center, Process Improvement, Banking, Credit, Vendor Management, Customer Satisfaction, Forecasting, Temporary Placement, Six Sigma, Business Analysis, Leadership, Customer Service, Visio, Access
Education
University of Phoenix 2007 — 2008
MBA, Business Administration
University of Maryland Eastern Shore 2001 — 2005
Bachelor of Science, Business Administration