Banc of America Investments
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Banc of America Investments Employees
Employee
Years
Job
Industry
Joe Harper Joe Harper's Banc of America Investments Experience May 2008 - December 2008
Job Salesforce Consultant at Appirio
Industry Information Technology and Services
Experience
Appirio August 2014 - Present
WrapManager, Inc November 2013 - August 2014
Phillips and Company Wealth Strategies December 2009 - October 2013
Phillips and Company Wealth Strategies August 2009 - December 2009
Black Rose Equity Management, LLC December 2008 - June 2009
Banc of America Investments May 2008 - December 2008
Banc of America Investments November 2006 - May 2008
Countrywide Full Spectrum Lending May 2005 - November 2006
Phillips and Company Wealth Strategies January 1998 - May 2005
Skills
Wealth Management, Portfolio Management, Leadership, CRM, Sales Operations, Salesforce.com..., Project Management, SaaS, Strategy Alignment, Executive Management, Information Technology, Leading..., Series 65, Business Analysis, Business Process
Education
Florida Institute of Technology 2014 — 2016
Master of Business Administration (MBA), Information Technology
University of Phoenix 2001 — 2005
B.S., Management & Marketing
Appirio August 2014 - Present
WrapManager, Inc November 2013 - August 2014
Phillips and Company Wealth Strategies December 2009 - October 2013
Phillips and Company Wealth Strategies August 2009 - December 2009
Black Rose Equity Management, LLC December 2008 - June 2009
Banc of America Investments May 2008 - December 2008
Banc of America Investments November 2006 - May 2008
Countrywide Full Spectrum Lending May 2005 - November 2006
Phillips and Company Wealth Strategies January 1998 - May 2005
Skills
Wealth Management, Portfolio Management, Leadership, CRM, Sales Operations, Salesforce.com..., Project Management, SaaS, Strategy Alignment, Executive Management, Information Technology, Leading..., Series 65, Business Analysis, Business Process
Education
Florida Institute of Technology 2014 — 2016
Master of Business Administration (MBA), Information Technology
University of Phoenix 2001 — 2005
B.S., Management & Marketing
Beverly Robinson Beverly Robinson's Banc of America Investments Experience June 1996 - April 2007
Job Wealth Advisor, Jackey/Robinson Group
Industry Financial Services
Experience
Jackey/Robinson Group February 2014 - Present
Ameriprise Financial Services, Inc. March 2010 - February 2014
Wells Fargo Advisors April 2007 - March 2010
Banc of America Investments June 1996 - April 2007
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Asset Allocation, Estate Planning, Insurance, Retirement, Investments, Finance, Mutual Funds, Investment Advisory, IRAs, Wealth
Education
Louisiana State University 1970 — 1974
BS, Liberal Arts
Jackey/Robinson Group February 2014 - Present
Ameriprise Financial Services, Inc. March 2010 - February 2014
Wells Fargo Advisors April 2007 - March 2010
Banc of America Investments June 1996 - April 2007
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Asset Allocation, Estate Planning, Insurance, Retirement, Investments, Finance, Mutual Funds, Investment Advisory, IRAs, Wealth
Education
Louisiana State University 1970 — 1974
BS, Liberal Arts
Todd Blevins's Banc of America Investments Experience April 1999 - February 2002
Job
Industry Capital Markets
Experience
Paramount IR Partners LLC March 2013 - Present
Paramount Wealth Partners llc. June 2009 - Present
CTIC Venture Partners February 2015 - Present
Raymond James Financial Inc. Paramount Wealth Partners, LLC. June 2009 - October 2012
Ganesha Partners March 2009 - December 2011
Wells Fargo Advisors llc September 2004 - June 2009
W M Financial Services February 2002 - September 2004
Banc of America Investments April 1999 - February 2002
Skills
Investments, Private Equity, Portfolio Management, Alternative Investments, Due Diligence, Wealth Management, Investment Management, Alternative Assets, Capital Markets, Management, Retirement Planning, Financial Advisory, Private Banking, Private Equity Funding, Independent Film, Sales&Marketing, Investment Strategies, Financial Transactions, LED lighting systems, Business Strategy, New Business Development, Sales Management, Sales Presentation..., CRM databases, Consultative Sales..., Motivated self-starter, Social Media, Social Networking, Investor Relations
Education
Golden Gate University 1990 — 1992
International Business Management
Fresno State University 1989 — 1991
Economics
Paramount IR Partners LLC March 2013 - Present
Paramount Wealth Partners llc. June 2009 - Present
CTIC Venture Partners February 2015 - Present
Raymond James Financial Inc. Paramount Wealth Partners, LLC. June 2009 - October 2012
Ganesha Partners March 2009 - December 2011
Wells Fargo Advisors llc September 2004 - June 2009
W M Financial Services February 2002 - September 2004
Banc of America Investments April 1999 - February 2002
Skills
Investments, Private Equity, Portfolio Management, Alternative Investments, Due Diligence, Wealth Management, Investment Management, Alternative Assets, Capital Markets, Management, Retirement Planning, Financial Advisory, Private Banking, Private Equity Funding, Independent Film, Sales&Marketing, Investment Strategies, Financial Transactions, LED lighting systems, Business Strategy, New Business Development, Sales Management, Sales Presentation..., CRM databases, Consultative Sales..., Motivated self-starter, Social Media, Social Networking, Investor Relations
Education
Golden Gate University 1990 — 1992
International Business Management
Fresno State University 1989 — 1991
Economics
Rick Hadrava Rick Hadrava's Banc of America Investments Experience March 2003 - March 2008
Job Senior Vice President, Investments/Branch Manager at Raymond James
Industry Financial Services
Experience
Raymond James March 2008 - Present
Banc of America Investments March 2003 - March 2008
Morgan Stanley Dean Witter 1994 - 2003
Oklahoma Army National Guard 1988 - 1996
Education
Oklahoma State University 1988 — 1992
B.S., Business Management
BAHS
Strategic Coach
Strategic Coach
Raymond James March 2008 - Present
Banc of America Investments March 2003 - March 2008
Morgan Stanley Dean Witter 1994 - 2003
Oklahoma Army National Guard 1988 - 1996
Education
Oklahoma State University 1988 — 1992
B.S., Business Management
BAHS
Strategic Coach
Strategic Coach
Connie Kreutzer's Banc of America Investments Experience 2002 - 2006
Job Managing Director at Penserra LLC
Industry Financial Services
Experience
Penserra Securities LLC 2012 - Present
JMP Securities August 2010 - March 2012
Knight Equity Markets June 2008 - April 2010
Lambright Financial Solutions May 2005 - June 2008
Banc of America Investments 2002 - 2006
Driehaus Securities 1992 - 2000
Howe Barnes & Johnson 1986 - 1988
Carl Marks - Smith Newcourt 1985 - 1988
Kidder Peabody 1982 - 1985
Skills
Series 7, Series 63, Series 24, Transition Management, Equities, Buy and Sell Side..., Series 55, Experience with..., Team Builder and Team..., Trade Cost Analysis, Beta Management, Series 66
Education
Northern Illinois University
Penserra Securities LLC 2012 - Present
JMP Securities August 2010 - March 2012
Knight Equity Markets June 2008 - April 2010
Lambright Financial Solutions May 2005 - June 2008
Banc of America Investments 2002 - 2006
Driehaus Securities 1992 - 2000
Howe Barnes & Johnson 1986 - 1988
Carl Marks - Smith Newcourt 1985 - 1988
Kidder Peabody 1982 - 1985
Skills
Series 7, Series 63, Series 24, Transition Management, Equities, Buy and Sell Side..., Series 55, Experience with..., Team Builder and Team..., Trade Cost Analysis, Beta Management, Series 66
Education
Northern Illinois University
Patrick Di Fazio Patrick Di Fazio's Banc of America Investments Experience December 2007 - June 2009
Job Director, Wealth Management Consulting
Industry Financial Services
Experience
1st Global August 2010 - Present
Frost Bank June 2009 - August 2010
Banc of America Investments December 2007 - June 2009
CD Warehouse, Inc. September 1994 - January 2007
Progressive September 1989 - September 1992
Skills
Investments, Series 7, Wealth Management, Retirement Planning, Mutual Funds, Securities, Investment Advisory, Strategic Financial..., Retirement, Alternative Investments, Financial Advisory, Asset Management, Series 24, Wealth Management..., 401k, Financial Services, Financial Analysis, Financial Planning, Fixed Annuities, FINRA, Consulting
Education
Southern Methodist University 1984 — 1989
Bachelor of Arts, Economics
Southern Methodist University - Cox School of Business 1984 — 1989
BBS, Business/MIS
1st Global August 2010 - Present
Frost Bank June 2009 - August 2010
Banc of America Investments December 2007 - June 2009
CD Warehouse, Inc. September 1994 - January 2007
Progressive September 1989 - September 1992
Skills
Investments, Series 7, Wealth Management, Retirement Planning, Mutual Funds, Securities, Investment Advisory, Strategic Financial..., Retirement, Alternative Investments, Financial Advisory, Asset Management, Series 24, Wealth Management..., 401k, Financial Services, Financial Analysis, Financial Planning, Fixed Annuities, FINRA, Consulting
Education
Southern Methodist University 1984 — 1989
Bachelor of Arts, Economics
Southern Methodist University - Cox School of Business 1984 — 1989
BBS, Business/MIS
Kim Burdick Kim Burdick's Banc of America Investments Experience 2006 - 2008
Job Community Banking Group at Fremont Bank
Industry Financial Services
Experience
Fremont Bank November 2011 - Present
Opus Bank June 2010 - September 2011
Bank of America 2006 - 2009
Bank of America 2003 - 2009
Banc of America Investments 2006 - 2008
Bank of America October 2000 - November 2001
Bank of America 2000 - 2001
Skills
Retail Banking, Commercial Banking, Wealth Management..., Small Business Lending, Commercial Lending, Investments, Loans, Wealth Management, Strategy, Banking, Credit, Financial Services, Private Banking, Risk Management, Loan Origination, Portfolio Management, Commercial Mortgages, Leadership, Lines Of Credit, Financial Risk, Cross Selling, Mortgage Lending, Underwriting, Asset Based Lending, Treasury Management, Credit Analysis, Consumer Lending, Branch Management, Strategic Planning, Relationship Management, Credit Risk, Cash Management, Deposits, Mortgage Banking, Branch Banking, Construction Loans, Financial Structuring, SBA, Refinance, Finance, Residential Mortgages, Credit Cards, Asset Management, Real Estate Financing, Middle Market, Sales Management, Funding, Executive Management, Capital Markets, Strategic Financial...
Education
Southern Methodist University 1987 — 1989
Advanced Studies, Banking
University of California, Los Angeles 1975 — 1979
BA, History
Fremont Bank November 2011 - Present
Opus Bank June 2010 - September 2011
Bank of America 2006 - 2009
Bank of America 2003 - 2009
Banc of America Investments 2006 - 2008
Bank of America October 2000 - November 2001
Bank of America 2000 - 2001
Skills
Retail Banking, Commercial Banking, Wealth Management..., Small Business Lending, Commercial Lending, Investments, Loans, Wealth Management, Strategy, Banking, Credit, Financial Services, Private Banking, Risk Management, Loan Origination, Portfolio Management, Commercial Mortgages, Leadership, Lines Of Credit, Financial Risk, Cross Selling, Mortgage Lending, Underwriting, Asset Based Lending, Treasury Management, Credit Analysis, Consumer Lending, Branch Management, Strategic Planning, Relationship Management, Credit Risk, Cash Management, Deposits, Mortgage Banking, Branch Banking, Construction Loans, Financial Structuring, SBA, Refinance, Finance, Residential Mortgages, Credit Cards, Asset Management, Real Estate Financing, Middle Market, Sales Management, Funding, Executive Management, Capital Markets, Strategic Financial...
Education
Southern Methodist University 1987 — 1989
Advanced Studies, Banking
University of California, Los Angeles 1975 — 1979
BA, History
John Gagliardi John Gagliardi's Banc of America Investments Experience February 2008 - February 2009
Job Regional Manager at M&T Securities, Inc
Industry Financial Services
Experience
M&T Securities, Inc October 2014 - Present
SunTrust Investment Services, Inc August 2009 - October 2014
Banc of America Investments February 2008 - February 2009
Citigroup 2005 - 2008
Citicorp Investment Services 2005 - 2008
Smith Barney 2005 - 2008
Citi 2006 - 2007
SunTrust Investment Services 2000 - 2005
PaineWebber 1987 - 1993
Skills
Finance, Management, Credit, Mutual Funds, Portfolio Management, Retirement Planning, Banking, Leadership, Financial Services, Financial Planning, Series 63, Risk Management, Sales, Securities
Education
Salem International University 1984 — 1987
BS, Business Magement
M&T Securities, Inc October 2014 - Present
SunTrust Investment Services, Inc August 2009 - October 2014
Banc of America Investments February 2008 - February 2009
Citigroup 2005 - 2008
Citicorp Investment Services 2005 - 2008
Smith Barney 2005 - 2008
Citi 2006 - 2007
SunTrust Investment Services 2000 - 2005
PaineWebber 1987 - 1993
Skills
Finance, Management, Credit, Mutual Funds, Portfolio Management, Retirement Planning, Banking, Leadership, Financial Services, Financial Planning, Series 63, Risk Management, Sales, Securities
Education
Salem International University 1984 — 1987
BS, Business Magement
Kevin T. McCullough's Banc of America Investments Experience April 2005 - December 2005
Job Senior Securities Analyst at ALPS, A DST Company
Industry Financial Services
Experience
ALPS, A DST Company July 2013 - Present
NetSpend Corporation January 2009 - January 2010
MarketSphere Consulting October 2006 - May 2008
Banc of America Investments April 2005 - December 2005
UMB Bank May 2001 - December 2004
UMB Bank 2001 - 2004
EY June 1997 - August 1999
Skills
Financial Analysis, Financial Reporting, Financial Services, Process Improvement, Business Analysis, Business Process..., Financial Modeling, Strategic Planning, Accounting, Sarbanes-Oxley Act, Project Management, Microsoft Excel, New Business Development, Portfolio Management, Change Management, Corporate Finance, Investments, Motivational..., Addiction Recovery, Post Traumatic Stress, Attachment Theory, Emotionally Focused..., Gestalt Psychotherapy, Mindfulness, Grief Counseling, Cognitive Psychology, Psychopharmacology, Risk Management, Securities
Education
University of Denver 2011 — 2013
Master of Arts (MA), Counseling Psychology
University of Southern California 2010 — 2011
MMFT, Marriage and Family Therapy
Rockhurst University 1992 — 1997
BSBA, Finance/Econ
Rockhurst High School 1988 — 1992
ALPS, A DST Company July 2013 - Present
NetSpend Corporation January 2009 - January 2010
MarketSphere Consulting October 2006 - May 2008
Banc of America Investments April 2005 - December 2005
UMB Bank May 2001 - December 2004
UMB Bank 2001 - 2004
EY June 1997 - August 1999
Skills
Financial Analysis, Financial Reporting, Financial Services, Process Improvement, Business Analysis, Business Process..., Financial Modeling, Strategic Planning, Accounting, Sarbanes-Oxley Act, Project Management, Microsoft Excel, New Business Development, Portfolio Management, Change Management, Corporate Finance, Investments, Motivational..., Addiction Recovery, Post Traumatic Stress, Attachment Theory, Emotionally Focused..., Gestalt Psychotherapy, Mindfulness, Grief Counseling, Cognitive Psychology, Psychopharmacology, Risk Management, Securities
Education
University of Denver 2011 — 2013
Master of Arts (MA), Counseling Psychology
University of Southern California 2010 — 2011
MMFT, Marriage and Family Therapy
Rockhurst University 1992 — 1997
BSBA, Finance/Econ
Rockhurst High School 1988 — 1992
John Mikhael John Mikhael's Banc of America Investments Experience 2006 - 2009
Job Associate Director at Strategies for Wealth
Industry Financial Services
Experience
Strategies for Wealth March 2013 - Present
Valic Financial Advisors March 2011 - January 2013
Wells Fargo Advisors January 2009 - March 2011
Banc of America Investments 2006 - 2009
Morgan Stanley Smith Barney 2000 - 2006
Citigroup Asset Management 2000 - 2003
Skills
Investments, Portfolio Management, Alternative Investments, Asset Management, Asset Allocation, Wealth Management, Finance, Trading, Strategic Financial..., Risk Management, Investment Strategies, Series 7, Investment Advisory, Fixed Income, Relationship Management, Financial Planning, Investor Relations, Retirement Planning, Financial Advisory, Estate Planning, Equities, Financial Services, Asset Managment, Mutual Funds, 401k, Retirement, Securities, Series 63, High Net Worth..., Hedge Funds, FINRA, Bonds, Options, Insurance, high-level relationship..., Investor Development, Client Retention and..., Multi Asset Class..., ETFs, Management, Due Diligence, Strategic Planning, Capital Markets, Investment Management, Bloomberg, Leadership, Envestnet, NetX360, Onboarding, Steetscape
Education
Rutgers, The State University of New Jersey-Newark 1993 — 2000
Rutgers, The State University of New Jersey-Newark
Strategies for Wealth March 2013 - Present
Valic Financial Advisors March 2011 - January 2013
Wells Fargo Advisors January 2009 - March 2011
Banc of America Investments 2006 - 2009
Morgan Stanley Smith Barney 2000 - 2006
Citigroup Asset Management 2000 - 2003
Skills
Investments, Portfolio Management, Alternative Investments, Asset Management, Asset Allocation, Wealth Management, Finance, Trading, Strategic Financial..., Risk Management, Investment Strategies, Series 7, Investment Advisory, Fixed Income, Relationship Management, Financial Planning, Investor Relations, Retirement Planning, Financial Advisory, Estate Planning, Equities, Financial Services, Asset Managment, Mutual Funds, 401k, Retirement, Securities, Series 63, High Net Worth..., Hedge Funds, FINRA, Bonds, Options, Insurance, high-level relationship..., Investor Development, Client Retention and..., Multi Asset Class..., ETFs, Management, Due Diligence, Strategic Planning, Capital Markets, Investment Management, Bloomberg, Leadership, Envestnet, NetX360, Onboarding, Steetscape
Education
Rutgers, The State University of New Jersey-Newark 1993 — 2000
Rutgers, The State University of New Jersey-Newark
Steve Turner Steve Turner's Banc of America Investments Experience 2004 - 2009
Job Business Performance Advisor at Insperity
Industry Human Resources
Experience
Insperity 2014 - Present
CareScout 2013 - 2013
Turner Into Shape LLC dba Get In Shape For Women 2011 - 2012
TD Ameritrade 2009 - 2011
Banc of America Investments 2004 - 2009
Morgan Stanley Dean Witter 2003 - 2004
Northwestern Mutual 1999 - 2003
State Street 1992 - 1999
Skills
Management, Business Development, Entrepreneurship, Strategic Financial..., Small Business, Strategy, Training, Customer Service, Fitness, Leadership, Sales, Mutual Funds, Community Outreach, Healthcare, Nutrition, Health, Employee Benefits, Franchising, Budgets, Business Strategy, Business Analysis, Business Planning, Human Resources, Financial Planning
Education
Institute for Integrative Nutrition 2014 — 2016
Certified Health Coach
International Foundation of Employee Benefit Plans and the Wharton School at Univ. of Penn. 2014 — 2016
Certified Employee Benefit Specialist (CEBS)
American Council on Exercise 2013 — 2013
Certified Personal Trainer certification, Personal fitness & nutrition guidance
Chapman Institute 2013 — 2013
Certified Wellness Program Coordinator, CWPC, WellCert program of Worksite Wellness, Rec'd recommendation ltr from Larry Chapman
Harvard University 1992 — 1994
Graduate Certificate, Extension School, CSS Program Certificate in Special Studies of Admin & Mgmt., B+ average
University of Massachusetts at Lowell 1981 — 1986
Bachelor's Degree, Social Psychology
Hudson Catholic High School 1978 — 1981
High School
Insperity 2014 - Present
CareScout 2013 - 2013
Turner Into Shape LLC dba Get In Shape For Women 2011 - 2012
TD Ameritrade 2009 - 2011
Banc of America Investments 2004 - 2009
Morgan Stanley Dean Witter 2003 - 2004
Northwestern Mutual 1999 - 2003
State Street 1992 - 1999
Skills
Management, Business Development, Entrepreneurship, Strategic Financial..., Small Business, Strategy, Training, Customer Service, Fitness, Leadership, Sales, Mutual Funds, Community Outreach, Healthcare, Nutrition, Health, Employee Benefits, Franchising, Budgets, Business Strategy, Business Analysis, Business Planning, Human Resources, Financial Planning
Education
Institute for Integrative Nutrition 2014 — 2016
Certified Health Coach
International Foundation of Employee Benefit Plans and the Wharton School at Univ. of Penn. 2014 — 2016
Certified Employee Benefit Specialist (CEBS)
American Council on Exercise 2013 — 2013
Certified Personal Trainer certification, Personal fitness & nutrition guidance
Chapman Institute 2013 — 2013
Certified Wellness Program Coordinator, CWPC, WellCert program of Worksite Wellness, Rec'd recommendation ltr from Larry Chapman
Harvard University 1992 — 1994
Graduate Certificate, Extension School, CSS Program Certificate in Special Studies of Admin & Mgmt., B+ average
University of Massachusetts at Lowell 1981 — 1986
Bachelor's Degree, Social Psychology
Hudson Catholic High School 1978 — 1981
High School
Maria Jose Lehman Maria Jose Lehman's Banc of America Investments Experience May 1993 - October 1999
Job Tequila Ambassador at Ben Arnold Beverage Company
Industry Food & Beverages
Experience
Ben Arnold Beverage Company January 2014 - Present
DeHollander & Janse Financial Group September 2010 - December 2013
Dwellworks 2012 - 2013
Legg Mason October 1999 - April 2003
Banc of America Investments May 1993 - October 1999
Dean Witter Reynolds September 1989 - May 1993
Shearson Lehman International May 1987 - September 1989
Skills
Business Development, Customer Service, Branding & Identity, Social Media, Investments, Financial Services, Financial Analysis, Budget, Marketing Strategy, Marketing, Strategic Planning, Sales, Event Planning, Fundraising, Public Speaking, Budgets, Banking, Leadership, Social Media Marketing, Small Business, Email Marketing, Portfolio Management, Training, Microsoft Excel, Real Estate, Team Building, Negotiation, Business Planning, Start-ups, New Business Development, Finance, Business Strategy, Team Leadership, Public Relations, Entrepreneurship, Advertising, Marketing Communications, Social Networking, Management, Insurance, Nonprofits, Strategy, Online Advertising, Event Management, Market Research, Online Marketing, Sales Management, Brand Development, Lead Generation, Contract Negotiation
Education
Institute for Wealth Management 1996 — 1996
Accredited Asset Manager Specialist, Wealth Management
Florida International University 1982 — 1984
Ben Arnold Beverage Company January 2014 - Present
DeHollander & Janse Financial Group September 2010 - December 2013
Dwellworks 2012 - 2013
Legg Mason October 1999 - April 2003
Banc of America Investments May 1993 - October 1999
Dean Witter Reynolds September 1989 - May 1993
Shearson Lehman International May 1987 - September 1989
Skills
Business Development, Customer Service, Branding & Identity, Social Media, Investments, Financial Services, Financial Analysis, Budget, Marketing Strategy, Marketing, Strategic Planning, Sales, Event Planning, Fundraising, Public Speaking, Budgets, Banking, Leadership, Social Media Marketing, Small Business, Email Marketing, Portfolio Management, Training, Microsoft Excel, Real Estate, Team Building, Negotiation, Business Planning, Start-ups, New Business Development, Finance, Business Strategy, Team Leadership, Public Relations, Entrepreneurship, Advertising, Marketing Communications, Social Networking, Management, Insurance, Nonprofits, Strategy, Online Advertising, Event Management, Market Research, Online Marketing, Sales Management, Brand Development, Lead Generation, Contract Negotiation
Education
Institute for Wealth Management 1996 — 1996
Accredited Asset Manager Specialist, Wealth Management
Florida International University 1982 — 1984
Amber Gonzalez Amber Gonzalez's Banc of America Investments Experience 2008 - 2009
Job Instructor., Hudson County Schools of Technology
Industry Education Management
Experience
Red Bull New York March 2010 - Present
Hudson County Schools of Technology September 2009 - Present
Independent Contractor February 2011 - September 2012
Starting Points, Inc. May 2010 - September 2012
Bank of America April 2008 - April 2009
Banc of America Investments 2008 - 2009
Wachovia January 1996 - February 2008
First Union January 2000 - February 2003
Skills
Commercial Lending, Credit, Loans, Banking, Teaching, Consulting, Sports Marketing, Series 6, Series 63, Customer Retention, Management
Education
Saint Peter's University 2011 — 2014
Master's Degree
Rutgers, The State University of New Jersey-Newark
Bachelor of Science
Red Bull New York March 2010 - Present
Hudson County Schools of Technology September 2009 - Present
Independent Contractor February 2011 - September 2012
Starting Points, Inc. May 2010 - September 2012
Bank of America April 2008 - April 2009
Banc of America Investments 2008 - 2009
Wachovia January 1996 - February 2008
First Union January 2000 - February 2003
Skills
Commercial Lending, Credit, Loans, Banking, Teaching, Consulting, Sports Marketing, Series 6, Series 63, Customer Retention, Management
Education
Saint Peter's University 2011 — 2014
Master's Degree
Rutgers, The State University of New Jersey-Newark
Bachelor of Science
Patrick Tschosik Patrick Tschosik's Banc of America Investments Experience July 1999 - October 2000
Job Consumer Strategist at Ned Davis Research
Industry Investment Management
Experience
Ned Davis Research September 2006 - Present
RCM Capital Management November 2000 - August 2006
Banc of America Investments July 1999 - October 2000
Kraft Foods January 1995 - June 1999
Skills
Equities, Equity Research, Portfolio Management, Bloomberg, Asset Management, Chartered Financial..., Programming, Microsoft Excel, Alternative Investments, Capital Markets, Investment Strategies
Education
The University of Chicago 1995 — 1997
MBA, Finance and Accounting
Illinois State University 1986 — 1990
BS, Computer Science
Newman Central Catholic High School 1982 — 1986
Ned Davis Research September 2006 - Present
RCM Capital Management November 2000 - August 2006
Banc of America Investments July 1999 - October 2000
Kraft Foods January 1995 - June 1999
Skills
Equities, Equity Research, Portfolio Management, Bloomberg, Asset Management, Chartered Financial..., Programming, Microsoft Excel, Alternative Investments, Capital Markets, Investment Strategies
Education
The University of Chicago 1995 — 1997
MBA, Finance and Accounting
Illinois State University 1986 — 1990
BS, Computer Science
Newman Central Catholic High School 1982 — 1986
John Del-Zio John Del-Zio's Banc of America Investments Experience January 1991 - September 2002
Job Agency Principal at Allstate
Industry Insurance
Experience
Allstate Field Sales Leader/RecruiterAllstateMay 2013 - Present
State Farm Insurance Agency January 2012 - April 2013
State Farm Insurance September 2002 - April 2011
Banc of America Investments January 1991 - September 2002
Bank of America 2000 - 2002
Cal Fed Bank 1999 - 2002
Wells Fargo Investments 1997 - 2000
Wells Fargo Investments 1997 - 2000
Skills
Insurance, Leadership, Fixed Annuities, Small Business, Life Insurance, Sales, Financial Services, Banking, Investments, Disability Insurance, Long-term Care, Mutual Funds, Property & Casualty..., Health Insurance, Securities, Finance, Commercial Insurance, Term Life Insurance, Customer Retention, Business Development, Underwriting, Strategic Planning, Mortgage Lending, Marketing, Whole Life, Series 63, Sales Management, Portfolio Management, 401k, Series 7
Education
San Diego State University-California State University 1988 — 1991
Bachelor's degree, History
Allstate Field Sales Leader/RecruiterAllstateMay 2013 - Present
State Farm Insurance Agency January 2012 - April 2013
State Farm Insurance September 2002 - April 2011
Banc of America Investments January 1991 - September 2002
Bank of America 2000 - 2002
Cal Fed Bank 1999 - 2002
Wells Fargo Investments 1997 - 2000
Wells Fargo Investments 1997 - 2000
Skills
Insurance, Leadership, Fixed Annuities, Small Business, Life Insurance, Sales, Financial Services, Banking, Investments, Disability Insurance, Long-term Care, Mutual Funds, Property & Casualty..., Health Insurance, Securities, Finance, Commercial Insurance, Term Life Insurance, Customer Retention, Business Development, Underwriting, Strategic Planning, Mortgage Lending, Marketing, Whole Life, Series 63, Sales Management, Portfolio Management, 401k, Series 7
Education
San Diego State University-California State University 1988 — 1991
Bachelor's degree, History
Jay Wood Jay Wood's Banc of America Investments Experience September 2000 - February 2002
Job Special Events Manager at Peebles Golf Cars
Industry Events Services
Experience
Peebles Golf Cars March 2015 - Present
J Early Wood Golf Carts, LLC May 1992 - March 2015
Absolute Asphalt February 2002 - July 2011
Banc of America Investments September 2000 - February 2002
Skills
Sales, Event Management, Marketing, New Business Development, Logistics, Sales Management, Event Planning, Public Relations, Strategic Planning, Marketing Strategy, Social Media Marketing, Advertising, Account Management, Small Business, Leadership, Team Building, Budgets, Contract Negotiation, Retail, Trade Shows
Education
Evangel College 1988 — 1992
Business Mgmt
Collegiate School 1975 — 1988
Peebles Golf Cars March 2015 - Present
J Early Wood Golf Carts, LLC May 1992 - March 2015
Absolute Asphalt February 2002 - July 2011
Banc of America Investments September 2000 - February 2002
Skills
Sales, Event Management, Marketing, New Business Development, Logistics, Sales Management, Event Planning, Public Relations, Strategic Planning, Marketing Strategy, Social Media Marketing, Advertising, Account Management, Small Business, Leadership, Team Building, Budgets, Contract Negotiation, Retail, Trade Shows
Education
Evangel College 1988 — 1992
Business Mgmt
Collegiate School 1975 — 1988
Kimberly Higgins, CRCM, MBA, MSOD, PMP Kimberly Higgins, CRCM, MBA, MSOD, PMP's Banc of America Investments Experience 2003 - 2005
Job Compliance Consultant International Group Compliance and Operational Risk Management GTFx at Wells Fargo
Industry Financial Services
Experience
Wells Fargo January 2015 - Present
Wells Fargo Advisors 2011 - 2015
Wells Fargo Funds Management 2009 - 2011
Wachovia Securities 2005 - 2008
Banc of America Investments 2003 - 2005
BB&T Investment Services, Inc 2000 - 2003
Vanguard Group 1997 - 2000
Skills
Banking, Portfolio Management, Management, Mutual Funds, Fixed Income, Project Management, Risk Management, Leadership, Equities, Financial Risk, FINRA, Asset Management, Management Consulting, Capital Markets, Strategy, Customer Service, Financial Services
Education
Queens University of Charlotte 2008 — 2011
MS, Organization Development
Queens University of Charlotte 2004 — 2008
MBA, Finance
Brookville High School
Virginia Polytechnic Institute and State University
BA, International Studies, (Business and Asian Studies)
Virginia Polytechnic Institute and State University
BA, Communication Studies, (Public Relations)
Wells Fargo January 2015 - Present
Wells Fargo Advisors 2011 - 2015
Wells Fargo Funds Management 2009 - 2011
Wachovia Securities 2005 - 2008
Banc of America Investments 2003 - 2005
BB&T Investment Services, Inc 2000 - 2003
Vanguard Group 1997 - 2000
Skills
Banking, Portfolio Management, Management, Mutual Funds, Fixed Income, Project Management, Risk Management, Leadership, Equities, Financial Risk, FINRA, Asset Management, Management Consulting, Capital Markets, Strategy, Customer Service, Financial Services
Education
Queens University of Charlotte 2008 — 2011
MS, Organization Development
Queens University of Charlotte 2004 — 2008
MBA, Finance
Brookville High School
Virginia Polytechnic Institute and State University
BA, International Studies, (Business and Asian Studies)
Virginia Polytechnic Institute and State University
BA, Communication Studies, (Public Relations)
Jenna Carroll's Banc of America Investments Experience July 1999 - October 2009
Job SVP, CFP and Financial Advisor with Merrill Lynch Wealth Management
Industry Financial Services
Experience
Merrill Lynch July 1999 - Present
Merrill Lynch January 2011 - Present
Banc of America Investments July 1999 - October 2009
Morgan Stanley 1998 - 1999
Gruntal 1994 - 1998
Skills
Comprehensive Wealth..., Alternative Investments, Retirement Income..., Financial Planning, Series 7, Series 63, Mutual Funds, Wealth Management, Investments, Asset Allocation, Securities, Uniform Combined State..., Retirement Planning, ETFs, Fixed Income, Asset Managment, Investment Advisory, Investment Strategies, FINRA
Education
The American College 2007 — 2008
CFP, Certified Financial Planner
University of Massachusetts, Amherst 1997 — 2000
MBA, Finance
Saint Michael's College 1988 — 1992
BS, Business Management
Merrill Lynch July 1999 - Present
Merrill Lynch January 2011 - Present
Banc of America Investments July 1999 - October 2009
Morgan Stanley 1998 - 1999
Gruntal 1994 - 1998
Skills
Comprehensive Wealth..., Alternative Investments, Retirement Income..., Financial Planning, Series 7, Series 63, Mutual Funds, Wealth Management, Investments, Asset Allocation, Securities, Uniform Combined State..., Retirement Planning, ETFs, Fixed Income, Asset Managment, Investment Advisory, Investment Strategies, FINRA
Education
The American College 2007 — 2008
CFP, Certified Financial Planner
University of Massachusetts, Amherst 1997 — 2000
MBA, Finance
Saint Michael's College 1988 — 1992
BS, Business Management
Paul Zawilenski Paul Zawilenski's Banc of America Investments Experience June 2004 - February 2009
Job Private Client Advisor at J.P. Morgan Chase Bank, N.A.
Industry Investment Management
Experience
J.P. Morgan Chase Bank, N.A. April 2013 - Present
Merrill Lynch June 2011 - April 2013
Chase Investment Services Corp September 2010 - May 2011
First Financial Equity Corporation / Integrity Investment Management March 2009 - October 2010
Banc of America Investments June 2004 - February 2009
Merrill Lynch March 1997 - June 2004
Education
San Diego State University-California State University 1981 — 1985
B.S., Financial Services
J.P. Morgan Chase Bank, N.A. April 2013 - Present
Merrill Lynch June 2011 - April 2013
Chase Investment Services Corp September 2010 - May 2011
First Financial Equity Corporation / Integrity Investment Management March 2009 - October 2010
Banc of America Investments June 2004 - February 2009
Merrill Lynch March 1997 - June 2004
Education
San Diego State University-California State University 1981 — 1985
B.S., Financial Services
Alireza Darvish Alireza Darvish's Banc of America Investments Experience April 2007 - August 2007
Job Technical Lead Manager / Staff Data Scientist at Google
Industry Internet
Experience
Google October 2014 - Present
Google October 2012 - October 2014
Google October 2010 - October 2012
AOL Advertising/ Advertising.com September 2007 - October 2010
Banc of America Investments April 2007 - August 2007
Skills
Statistical Modeling, Data Mining, Statistics, Machine Learning, Predictive Analytics, Computer Science, Online Advertising, Time Series Analysis, R, Predictive Modeling, Simulations, Hadoop, Matlab, Optimization, Information Retrieval, Analytics, Signal Processing, Big Data, MapReduce, Artificial Intelligence, Pattern Recognition
Education
University of North Carolina at Charlotte 2003 — 2007
Ph.D., Computer Science
Sharif University of Technology 1996 — 2001
Bachelor of Science, Electrical Engineering
Google October 2014 - Present
Google October 2012 - October 2014
Google October 2010 - October 2012
AOL Advertising/ Advertising.com September 2007 - October 2010
Banc of America Investments April 2007 - August 2007
Skills
Statistical Modeling, Data Mining, Statistics, Machine Learning, Predictive Analytics, Computer Science, Online Advertising, Time Series Analysis, R, Predictive Modeling, Simulations, Hadoop, Matlab, Optimization, Information Retrieval, Analytics, Signal Processing, Big Data, MapReduce, Artificial Intelligence, Pattern Recognition
Education
University of North Carolina at Charlotte 2003 — 2007
Ph.D., Computer Science
Sharif University of Technology 1996 — 2001
Bachelor of Science, Electrical Engineering
Enkomo Dunnon Enkomo Dunnon's Banc of America Investments Experience July 2008 - November 2010
Job Compliance Coordinator at American Airlines
Industry Logistics and Supply Chain
Experience
American Airlines April 2015 - Present
US Airways March 2014 - April 2015
Bank of America July 2012 - July 2013
TIAA-CREF November 2010 - June 2011
Banc of America Investments July 2008 - November 2010
E*TRADE Financial June 2007 - July 2008
OnStar 2001 - 2004
Skills
Economics, Account Management, HTML, Equities, Investments, Management, Financial Risk, Valuation, Financial Services, Series 7, Risk Management, Investment Strategies, Portfolio Management, Finance, Vendor Management, Alternative Investments, Banking, Financial Analysis, Securities, Mutual Funds, Fixed Income, Trading, Relationship Management, Strategic Financial..., Capital Markets, Financial Modeling, Derivatives, Bloomberg, Series 63, Asset Management, Access, Financial Markets, Bonds, Strategy
Education
University of North Carolina at Charlotte - Belk College of Business 1998 — 2001
BS, Finance
Johnson C. Smith University - JCSU 1997 — 1999
Clever Investor Student
Clever Investor Student
American Airlines April 2015 - Present
US Airways March 2014 - April 2015
Bank of America July 2012 - July 2013
TIAA-CREF November 2010 - June 2011
Banc of America Investments July 2008 - November 2010
E*TRADE Financial June 2007 - July 2008
OnStar 2001 - 2004
Skills
Economics, Account Management, HTML, Equities, Investments, Management, Financial Risk, Valuation, Financial Services, Series 7, Risk Management, Investment Strategies, Portfolio Management, Finance, Vendor Management, Alternative Investments, Banking, Financial Analysis, Securities, Mutual Funds, Fixed Income, Trading, Relationship Management, Strategic Financial..., Capital Markets, Financial Modeling, Derivatives, Bloomberg, Series 63, Asset Management, Access, Financial Markets, Bonds, Strategy
Education
University of North Carolina at Charlotte - Belk College of Business 1998 — 2001
BS, Finance
Johnson C. Smith University - JCSU 1997 — 1999
Clever Investor Student
Clever Investor Student
Justin Webb Justin Webb's Banc of America Investments Experience November 2007 - May 2009
Job Asset Manager with Real Estate Specialties Group at Bank of the Ozarks
Industry Real Estate
Experience
Bank of the Ozarks November 2012 - Present
BBVA Compass January 2012 - November 2012
BBVA Compass May 2011 - January 2012
BBVA Compass October 2009 - May 2011
Azalea June 2009 - September 2009
Banc of America Investments November 2007 - May 2009
Spectrum Financial Group November 2006 - November 2007
Citadel Financial Group October 2005 - October 2006
Webb Consulting Group, Inc. August 2004 - September 2005
Skills
Investments, Wealth Management, Banking, Loans, Real Estate, Financial Modeling, Financial Analysis, Management, Series 7, Valuation, Asset Management, Finance, Financial Services, Due Diligence, Real Estate Economics, Commercial Real Estate, Investment Properties, Real Estate Development, Real Estate Financing, Real Estate Transactions, Leases, Credit Analysis, Risk Management, Property Management, Market Analysis, Mortgage Lending, Underwriting, Mergers & Acquisitions, Portfolio Management
Education
Southern Methodist University - Cox School of Business 2010 — 2012
MBA
Southern Methodist University 2001 — 2004
B.B.A.
Bank of the Ozarks November 2012 - Present
BBVA Compass January 2012 - November 2012
BBVA Compass May 2011 - January 2012
BBVA Compass October 2009 - May 2011
Azalea June 2009 - September 2009
Banc of America Investments November 2007 - May 2009
Spectrum Financial Group November 2006 - November 2007
Citadel Financial Group October 2005 - October 2006
Webb Consulting Group, Inc. August 2004 - September 2005
Skills
Investments, Wealth Management, Banking, Loans, Real Estate, Financial Modeling, Financial Analysis, Management, Series 7, Valuation, Asset Management, Finance, Financial Services, Due Diligence, Real Estate Economics, Commercial Real Estate, Investment Properties, Real Estate Development, Real Estate Financing, Real Estate Transactions, Leases, Credit Analysis, Risk Management, Property Management, Market Analysis, Mortgage Lending, Underwriting, Mergers & Acquisitions, Portfolio Management
Education
Southern Methodist University - Cox School of Business 2010 — 2012
MBA
Southern Methodist University 2001 — 2004
B.B.A.
Andy Geshwiler Andy Geshwiler's Banc of America Investments Experience September 2003 - March 2009
Job Business Development Manager at EnerNOC
Industry Renewables & Environment
Experience
EnerNOC June 2013 - Present
Tennesse Business Leaders for a Clean Energy Economy January 2010 - Present
CE3 LLC June 2011 - June 2013
LED North America June 2011 - June 2013
Wunderlich Securities March 2009 - June 2011
Banc of America Investments September 2003 - March 2009
Merrill Lynch 2000 - 2003
General Motors 1989 - 1999
EDS, an HP company 1986 - 1999
Skills
Solar, LED Lighting, Solar Energy, Energy Efficiency, Energy, Sustainable Energy, Economics, Cleantech, Renewable Energy, Business Strategy, Project Management, Financial Analysis, New Business Development, Public Speaking, Proposal Writing, Sales Presentations, Financial Management..., Strategic Planning, Leadership, Program Management, Business Development, Budgets, Risk Management, Start-ups, Energy Management, Enterprise Software, Management, Sales, Marketing, Finance, Business Planning, Investments, Entrepreneurship, Demand Response, Smart Grid, Executive Management, Energy Conservation, Venture Capital, Strategy
Education
University of Tennessee-Knoxville - College of Business Administration 1980 — 1984
Bachelor of Science - Business Administration, Finance
Warren County Senior High 1976 — 1980
EnerNOC June 2013 - Present
Tennesse Business Leaders for a Clean Energy Economy January 2010 - Present
CE3 LLC June 2011 - June 2013
LED North America June 2011 - June 2013
Wunderlich Securities March 2009 - June 2011
Banc of America Investments September 2003 - March 2009
Merrill Lynch 2000 - 2003
General Motors 1989 - 1999
EDS, an HP company 1986 - 1999
Skills
Solar, LED Lighting, Solar Energy, Energy Efficiency, Energy, Sustainable Energy, Economics, Cleantech, Renewable Energy, Business Strategy, Project Management, Financial Analysis, New Business Development, Public Speaking, Proposal Writing, Sales Presentations, Financial Management..., Strategic Planning, Leadership, Program Management, Business Development, Budgets, Risk Management, Start-ups, Energy Management, Enterprise Software, Management, Sales, Marketing, Finance, Business Planning, Investments, Entrepreneurship, Demand Response, Smart Grid, Executive Management, Energy Conservation, Venture Capital, Strategy
Education
University of Tennessee-Knoxville - College of Business Administration 1980 — 1984
Bachelor of Science - Business Administration, Finance
Warren County Senior High 1976 — 1980
Luiz Cigagna Luiz Cigagna's Banc of America Investments Experience May 2005 - August 2008
Job Chief Project Manager
Industry Architecture & Planning
Experience
KCC designs January 2014 - Present
Dream Factory Productions, Inc. September 2009 - Present
WFY Consulting September 2008 - August 2009
Banc of America Investments May 2005 - August 2008
Company of Rhymes and Proses January 2003 - April 2005
UBS Wealth Management June 2002 - December 2002
Skills
Project Management, Project Planning, Financial Analysis, Accounting, International Business, Portuguese native, Fluent English, Spanish-speaking, Brand Development, Business Development, Contract Negotiation, Customer Service, Finance
Education
Ibmec 2003 — 2005
MBA, Finance
Skill Soft 2008 — 2009
Project management, Project Management
Skill Soft 2008 — 2008
Certificate, Advanced Business Finance
Valencia College 1998 — 2002
AS, Film
KCC designs January 2014 - Present
Dream Factory Productions, Inc. September 2009 - Present
WFY Consulting September 2008 - August 2009
Banc of America Investments May 2005 - August 2008
Company of Rhymes and Proses January 2003 - April 2005
UBS Wealth Management June 2002 - December 2002
Skills
Project Management, Project Planning, Financial Analysis, Accounting, International Business, Portuguese native, Fluent English, Spanish-speaking, Brand Development, Business Development, Contract Negotiation, Customer Service, Finance
Education
Ibmec 2003 — 2005
MBA, Finance
Skill Soft 2008 — 2009
Project management, Project Management
Skill Soft 2008 — 2008
Certificate, Advanced Business Finance
Valencia College 1998 — 2002
AS, Film
Cara Ball Cara Ball's Banc of America Investments Experience February 1998 - February 2002
Job Records Analyst at University of Washington
Industry Information Services
Experience
University of Washington December 2009 - Present
Sno-Isle Libraries 2008 - 2008
Banc of America Investments February 1998 - February 2002
Bank of America June 1995 - February 1998
Bank of America June 1992 - June 1995
Education
University of Washington 2007 — 2009
Master’s Degree, Library and Information Science
Seattle University 1989 — 1991
Bachelor’s Degree, Accounting
University of Washington December 2009 - Present
Sno-Isle Libraries 2008 - 2008
Banc of America Investments February 1998 - February 2002
Bank of America June 1995 - February 1998
Bank of America June 1992 - June 1995
Education
University of Washington 2007 — 2009
Master’s Degree, Library and Information Science
Seattle University 1989 — 1991
Bachelor’s Degree, Accounting
Kristina Mello Kristina Mello's Banc of America Investments Experience March 2008 - October 2009
Job Registered Senior Client Associate at Merrill Lynch, Pierce, Fenner & Smith, Inc.
Industry Financial Services
Experience
Merrill Lynch, Pierce, Fenner & Smith, Inc. 2009 - Present
Banc of America Investments March 2008 - October 2009
Bank of America July 2007 - March 2008
Skills
Customer Service, Finance, Financial Analysis, Financial Services, Investments, Management, Microsoft Office, Retirement Planning, Series 63, Series 7, Uniform Combined State..., Wealth Management, Banking, Portfolio Management, Strategic Planning, Credit, Leadership
Education
Suffolk University - Sawyer Business School 2013 — 2015
Master of Business Administration (M.B.A.)
Emmanuel College 2003 — 2007
Double B.A., Global Studies, Spanish
Merrill Lynch, Pierce, Fenner & Smith, Inc. 2009 - Present
Banc of America Investments March 2008 - October 2009
Bank of America July 2007 - March 2008
Skills
Customer Service, Finance, Financial Analysis, Financial Services, Investments, Management, Microsoft Office, Retirement Planning, Series 63, Series 7, Uniform Combined State..., Wealth Management, Banking, Portfolio Management, Strategic Planning, Credit, Leadership
Education
Suffolk University - Sawyer Business School 2013 — 2015
Master of Business Administration (M.B.A.)
Emmanuel College 2003 — 2007
Double B.A., Global Studies, Spanish
Tumelano Chapman Tumelano Chapman's Banc of America Investments Experience March 2008 - March 2008
Job Finance Supervisor
Industry Telecommunications
Experience
McKesson May 2015 - Present
Granite Telecommunications July 2014 - May 2015
Granite Telecommunications October 2011 - June 2014
Granite Telecommunications July 2010 - October 2011
Granite Telecommunications May 2010 - June 2010
Granite Telecommunications September 2009 - May 2010
MIT July 2008 - November 2008
Hamilton College October 2004 - May 2008
Banc of America Investments March 2008 - March 2008
African Alliance June 2007 - August 2007
Skills
Microsoft Excel, PowerPivot, Financial Analysis, Management, Project Management, PowerPoint, Finance, Research, Fundraising, Troubleshooting, Leadership, Analysis
Education
Boston University - School of Management 2011 — 2014
MBA
Hamilton College 2004 — 2008
BA, Economics
The Taft School 2003 — 2004
Post Graduate Diploma
Maru-a-Pula School 1999 — 2002
IGCSE, International General Certificate of Secondary Education
McKesson May 2015 - Present
Granite Telecommunications July 2014 - May 2015
Granite Telecommunications October 2011 - June 2014
Granite Telecommunications July 2010 - October 2011
Granite Telecommunications May 2010 - June 2010
Granite Telecommunications September 2009 - May 2010
MIT July 2008 - November 2008
Hamilton College October 2004 - May 2008
Banc of America Investments March 2008 - March 2008
African Alliance June 2007 - August 2007
Skills
Microsoft Excel, PowerPivot, Financial Analysis, Management, Project Management, PowerPoint, Finance, Research, Fundraising, Troubleshooting, Leadership, Analysis
Education
Boston University - School of Management 2011 — 2014
MBA
Hamilton College 2004 — 2008
BA, Economics
The Taft School 2003 — 2004
Post Graduate Diploma
Maru-a-Pula School 1999 — 2002
IGCSE, International General Certificate of Secondary Education
Bryan Hicks Bryan Hicks's Banc of America Investments Experience 2007 - 2009
Job VP Sr. Financial Consultant at Charles Schwab
Industry Financial Services
Experience
Charles Schwab 2009 - Present
Banc of America Investments 2007 - 2009
Education
John Brown University 1991 — 1997
B.S., Psychology
Charles Schwab 2009 - Present
Banc of America Investments 2007 - 2009
Education
John Brown University 1991 — 1997
B.S., Psychology
Bruce McCook Bruce McCook's Banc of America Investments Experience June 1993 - May 2009
Job Investment Executive Infinex Investments/First Capital Investment Group
Industry Investment Management
Experience
First Capital Bank May 2009 - Present
Banc of America Investments June 1993 - May 2009
Dean Witter June 1990 - June 1993
Paine Webber April 1983 - June 1990
Skills
AAMS-Accredited Asset..., Investments, Investment Strategies, Portfolio Management, Retirement Income..., Wealth Management, Insurance, Alternative Investments, Series 7, Series 65, Retirement Planning, Fixed Income, Investment Advisory, Beneficiary Planning, Fixed Income Products, Annuities, Fixed Annuities, Retirement Plans, Insurance Planning, Disability Insurance, Term Life Insurance, Universal Life, Whole Life, Risk Management, Customer Service, Commercial Lending
Education
Longwood College 1977 — 1981
BS, Business Administration
Midlothian High School
First Capital Bank May 2009 - Present
Banc of America Investments June 1993 - May 2009
Dean Witter June 1990 - June 1993
Paine Webber April 1983 - June 1990
Skills
AAMS-Accredited Asset..., Investments, Investment Strategies, Portfolio Management, Retirement Income..., Wealth Management, Insurance, Alternative Investments, Series 7, Series 65, Retirement Planning, Fixed Income, Investment Advisory, Beneficiary Planning, Fixed Income Products, Annuities, Fixed Annuities, Retirement Plans, Insurance Planning, Disability Insurance, Term Life Insurance, Universal Life, Whole Life, Risk Management, Customer Service, Commercial Lending
Education
Longwood College 1977 — 1981
BS, Business Administration
Midlothian High School
Larry Cervetti Larry Cervetti's Banc of America Investments Experience December 2007 - March 2009
Job CEO at Mattei's Garage, LLC
Industry Financial Services
Experience
Mattei's Garage, LLC June 2011 - Present
Duncan-Williams May 2009 - May 2011
Banc of America Investments December 2007 - March 2009
FTN Midwest June 2001 - September 2007
Suntrust Equitable 1998 - 2001
Principal Financial Securities February 1994 - December 1997
Southwest Securities 1992 - 1994
First Tennessee Bank 1988 - 1990
Morgan Keegan September 1986 - August 1988
Skills
Series 7
Education
Southern Methodist University - Cox School of Business 1990 — 1991
MBA
Haslam College of Business at the University of Tennessee 1982 — 1986
BS, Finance
Christian Brothers High School 1977 — 1982
Mattei's Garage, LLC June 2011 - Present
Duncan-Williams May 2009 - May 2011
Banc of America Investments December 2007 - March 2009
FTN Midwest June 2001 - September 2007
Suntrust Equitable 1998 - 2001
Principal Financial Securities February 1994 - December 1997
Southwest Securities 1992 - 1994
First Tennessee Bank 1988 - 1990
Morgan Keegan September 1986 - August 1988
Skills
Series 7
Education
Southern Methodist University - Cox School of Business 1990 — 1991
MBA
Haslam College of Business at the University of Tennessee 1982 — 1986
BS, Finance
Christian Brothers High School 1977 — 1982
Russell Rhodes, MBA Russell Rhodes, MBA's Banc of America Investments Experience 1998 - 2000
Job Business Manager
Industry Nonprofit Organization Management
Experience
Adult Day Services Association of South Carolina March 2014 - Present
Adult Enrichment Centers May 2010 - Present
Incognito Shops 2006 - 2008
Rhodes Real Estate Investments 2004 - 2008
M/I Homes 2004 - 2004
M/I Homes 2003 - 2004
Hills Communities 2002 - 2003
Fortis Homes, a division of K. Hovnanian Homes 2000 - 2002
Banc of America Investments 1998 - 2000
Florida Public Service Commission 1997 - 1998
Skills
Selling, Real Estate, Sales, Sales Management, Marketing, Strategic Planning, Management, Customer Service, Condos, Construction, Outlook, Contract Negotiation, Residential Homes, Internal Controls, Internal Audit, Accounts Payable, Accounts Receivable, Financial Accounting, Marketing Strategy, Financial Reporting, Strategic Financial..., Financial Risk, Financial Audits, Human Resources, Sales Operations, Budgets, Leadership, Finance, Forecasting, Customer Satisfaction, Team Building, Payroll, Credit, Microsoft Excel
Education
Winthrop University 2011 — 2012
Certificate of Non-Profit Management, Non-Profit/Public/Organizational Management
Florida Institute of Technology 2010 — 2011
MBA, Management
Florida State University - College of Business 1995 — 1998
Finance, Business
Satellite High
Adult Day Services Association of South Carolina March 2014 - Present
Adult Enrichment Centers May 2010 - Present
Incognito Shops 2006 - 2008
Rhodes Real Estate Investments 2004 - 2008
M/I Homes 2004 - 2004
M/I Homes 2003 - 2004
Hills Communities 2002 - 2003
Fortis Homes, a division of K. Hovnanian Homes 2000 - 2002
Banc of America Investments 1998 - 2000
Florida Public Service Commission 1997 - 1998
Skills
Selling, Real Estate, Sales, Sales Management, Marketing, Strategic Planning, Management, Customer Service, Condos, Construction, Outlook, Contract Negotiation, Residential Homes, Internal Controls, Internal Audit, Accounts Payable, Accounts Receivable, Financial Accounting, Marketing Strategy, Financial Reporting, Strategic Financial..., Financial Risk, Financial Audits, Human Resources, Sales Operations, Budgets, Leadership, Finance, Forecasting, Customer Satisfaction, Team Building, Payroll, Credit, Microsoft Excel
Education
Winthrop University 2011 — 2012
Certificate of Non-Profit Management, Non-Profit/Public/Organizational Management
Florida Institute of Technology 2010 — 2011
MBA, Management
Florida State University - College of Business 1995 — 1998
Finance, Business
Satellite High
Steven M. DiGregorio's Banc of America Investments Experience January 2007 - September 2009
Job President, Compass Asset Management Group, LLC
Industry Financial Services
Experience
Compass Asset Management Group, LLC September 2009 - Present
Spire Investment Partners September 2009 - Present
Banc of America Investments January 2007 - September 2009
KeyBanc Capital Markets August 2004 - January 2007
M&T Securities February 1998 - August 2004
Mutual of Omaha October 1987 - February 1998
United States Air Force September 1983 - August 1987
Skills
Wealth Management, Retirement Planning, Estate Planning, Investment Advisory, Asset Management, Strategic Financial..., Finance, Investment Strategies, Financial Advisory, Public Speaking, Team Building, Investment Management, 401k Rollovers, Trusts, Succession Planning, Insurance, Wealth Management..., Personal Financial..., Qualified Retirement..., Investment Policy..., Executive Pay, Life Insurance, Financial Planning, Entrepreneurship, Qualified Domestic..., Certified Divorce..., 501(c)(3)
Education
American College of Financial Planning 2001 — 2002
CFA, Certified Financial Analyst
Marist College 2000 — 2001
Certificate, Certified Financial Planning
State University of New York College at Plattsburgh 1983 — 1987
Business, Economics
Compass Asset Management Group, LLC September 2009 - Present
Spire Investment Partners September 2009 - Present
Banc of America Investments January 2007 - September 2009
KeyBanc Capital Markets August 2004 - January 2007
M&T Securities February 1998 - August 2004
Mutual of Omaha October 1987 - February 1998
United States Air Force September 1983 - August 1987
Skills
Wealth Management, Retirement Planning, Estate Planning, Investment Advisory, Asset Management, Strategic Financial..., Finance, Investment Strategies, Financial Advisory, Public Speaking, Team Building, Investment Management, 401k Rollovers, Trusts, Succession Planning, Insurance, Wealth Management..., Personal Financial..., Qualified Retirement..., Investment Policy..., Executive Pay, Life Insurance, Financial Planning, Entrepreneurship, Qualified Domestic..., Certified Divorce..., 501(c)(3)
Education
American College of Financial Planning 2001 — 2002
CFA, Certified Financial Analyst
Marist College 2000 — 2001
Certificate, Certified Financial Planning
State University of New York College at Plattsburgh 1983 — 1987
Business, Economics
Jay Watz's Banc of America Investments Experience 2003 - 2005
Job Regional Vice President, Nationwide Funds Group
Industry Investment Management
Experience
Nationwide Financial July 2009 - Present
Virtus Investment Partners July 2008 - March 2009
Banc of America Investments 2003 - 2005
A.G. Edwards March 1995 - April 2003
Skills
Mutual Funds, Series 63, Separately Managed..., Asset Allocation, Series 65, ETFs, Investment Advisory, Investment Strategies, Alternative Investments, Wealth Management, Asset Managment, Investments, Fixed Annuities, Equities, Retirement Planning, Portfolio Management, Fixed Income, Managing Accounts, Securities, Financial Services, 401k, Investment Management
Education
Missouri State University 1987 — 1991
BS, Communication Management
christian Brothers college high school 1983 — 1987
Nationwide Financial July 2009 - Present
Virtus Investment Partners July 2008 - March 2009
Banc of America Investments 2003 - 2005
A.G. Edwards March 1995 - April 2003
Skills
Mutual Funds, Series 63, Separately Managed..., Asset Allocation, Series 65, ETFs, Investment Advisory, Investment Strategies, Alternative Investments, Wealth Management, Asset Managment, Investments, Fixed Annuities, Equities, Retirement Planning, Portfolio Management, Fixed Income, Managing Accounts, Securities, Financial Services, 401k, Investment Management
Education
Missouri State University 1987 — 1991
BS, Communication Management
christian Brothers college high school 1983 — 1987
Steve Loser's Banc of America Investments Experience November 2003 - August 2008
Job Director; Sr. Market Surveillance/Monitoring Manager at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch February 2015 - Present
Bank of America September 2009 - February 2015
Bank of America August 2008 - September 2009
Banc of America Investments November 2003 - August 2008
Banc of America Investments November 2000 - October 2003
Banc of America Investments June 1998 - October 2000
Skills
Management, Banking, Process Improvement, Investments, Call Centers, Coaching, Sales, Risk Management, Forecasting, Employee Benefits, Customer Service, Green Belt, Regulatory Compliance
Education
Liberty University 1990 — 1994
Business, Management
Bank of America Merrill Lynch February 2015 - Present
Bank of America September 2009 - February 2015
Bank of America August 2008 - September 2009
Banc of America Investments November 2003 - August 2008
Banc of America Investments November 2000 - October 2003
Banc of America Investments June 1998 - October 2000
Skills
Management, Banking, Process Improvement, Investments, Call Centers, Coaching, Sales, Risk Management, Forecasting, Employee Benefits, Customer Service, Green Belt, Regulatory Compliance
Education
Liberty University 1990 — 1994
Business, Management
H. John Parunak MBA, CFP®, CRPC® H. John Parunak MBA, CFP®, CRPC®'s Banc of America Investments Experience September 2000 - November 2004
Job Private Wealth Advisor
Industry Financial Services
Experience
Sagemark Consulting June 2005 - Present
Banc of America Investments September 2000 - November 2004
Banc of America Investment Services 2000 - 2004
Quick & Reilly 2000 - 2004
Bank of America 2000 - 2004
Fleet Bank of Boston 1991 - 1996
Skills
Retirement, Mutual Funds, Financial Advisory, Estate Planning, Wealth, Insurance, Investments, Financial Services, Strategy, Small Business, Fixed Annuities, Strategic Planning, Wealth Management, Series 7, Finance
Education
Saint John's University 1979 — 1980
AP, Finance
Fairleigh Dickinson University 1975 — 1977
MBA, Marketing
Rutgers University-New Brunswick 1969 — 1973
BA, Liberal Arts
Sagemark Consulting June 2005 - Present
Banc of America Investments September 2000 - November 2004
Banc of America Investment Services 2000 - 2004
Quick & Reilly 2000 - 2004
Bank of America 2000 - 2004
Fleet Bank of Boston 1991 - 1996
Skills
Retirement, Mutual Funds, Financial Advisory, Estate Planning, Wealth, Insurance, Investments, Financial Services, Strategy, Small Business, Fixed Annuities, Strategic Planning, Wealth Management, Series 7, Finance
Education
Saint John's University 1979 — 1980
AP, Finance
Fairleigh Dickinson University 1975 — 1977
MBA, Marketing
Rutgers University-New Brunswick 1969 — 1973
BA, Liberal Arts
Scott Dade, Ed.D. Scott Dade, Ed.D.'s Banc of America Investments Experience November 2006 - November 2008
Job Senior Manager, Needs Assesssment and Evaluation
Industry Education Management
Experience
U.S. Government March 2012 - Present
Tortal - A Driven Brands Company January 2012 - March 2012
Bank of America December 2010 - December 2011
Bank of America November 2009 - April 2011
Bank of America November 2008 - December 2009
Banc of America Investments November 2006 - November 2008
Bank of America November 2005 - November 2006
Bank of America 2002 - 2005
Skills
Performance Improvement..., Change & Project..., Instructional Systems..., Performance Consulting, Performance Improvement, Instructional Design, Change Management, Six Sigma, Training, Strategy, Coaching, Project Management, Team Leadership, Program Management, Strategic Planning, Instructor-led Training, Leadership Development, E-Learning, Blended Learning, Leadership, Needs Analysis, Learning Management..., Organizational..., Recruiting, Analysis, Team Management, Consulting, Performance Management, Training Delivery, Organizational..., Management, Talent Management
Education
Atlantic International University 2010 — 2011
Ed.D., Global Training and Development
Troy University in Montgomery 1998 — 1999
MS, Adult Education
Saint Leo University 1989 — 1993
BA, Human Resources
U.S. Government March 2012 - Present
Tortal - A Driven Brands Company January 2012 - March 2012
Bank of America December 2010 - December 2011
Bank of America November 2009 - April 2011
Bank of America November 2008 - December 2009
Banc of America Investments November 2006 - November 2008
Bank of America November 2005 - November 2006
Bank of America 2002 - 2005
Skills
Performance Improvement..., Change & Project..., Instructional Systems..., Performance Consulting, Performance Improvement, Instructional Design, Change Management, Six Sigma, Training, Strategy, Coaching, Project Management, Team Leadership, Program Management, Strategic Planning, Instructor-led Training, Leadership Development, E-Learning, Blended Learning, Leadership, Needs Analysis, Learning Management..., Organizational..., Recruiting, Analysis, Team Management, Consulting, Performance Management, Training Delivery, Organizational..., Management, Talent Management
Education
Atlantic International University 2010 — 2011
Ed.D., Global Training and Development
Troy University in Montgomery 1998 — 1999
MS, Adult Education
Saint Leo University 1989 — 1993
BA, Human Resources
Stacy Lupcho's Banc of America Investments Experience July 2000 - November 2002
Job Independant Consultant, National Recruiter at Rodan + Fields Dermatologists
Industry Retail
Experience
Rodan + Fields Dermatologists April 2012 - Present
TheSpunkyMonkey.com January 2008 - May 2013
Banc of America Investments July 2000 - November 2002
Bank of America October 1999 - July 2000
Merrill Lynch August 1997 - October 1999
Skills
Social Media, Online Marketing, Customer Service, Writing, Customer Relations, Event Planning, Social Media Marketing, Newsletters, Social Networking, Research, SEO, E-commerce, Excel, Word, Financial Planning, Outlook, Photo Editing, Planning, Time Management
Education
Dance Trance NB 1999 — 2012
Jacksonville University 1994 — 1996
BS, Athletic Training
Illinois State University 1992 — 1994
general studies
Normal Community High School 1990 — 1992
Dipoma, College Prep
Rodan + Fields Dermatologists April 2012 - Present
TheSpunkyMonkey.com January 2008 - May 2013
Banc of America Investments July 2000 - November 2002
Bank of America October 1999 - July 2000
Merrill Lynch August 1997 - October 1999
Skills
Social Media, Online Marketing, Customer Service, Writing, Customer Relations, Event Planning, Social Media Marketing, Newsletters, Social Networking, Research, SEO, E-commerce, Excel, Word, Financial Planning, Outlook, Photo Editing, Planning, Time Management
Education
Dance Trance NB 1999 — 2012
Jacksonville University 1994 — 1996
BS, Athletic Training
Illinois State University 1992 — 1994
general studies
Normal Community High School 1990 — 1992
Dipoma, College Prep
J. Scott Savage's Banc of America Investments Experience 1997 - 2005
Job Wealth Management Specialist, AD Wealth Management
Industry Financial Services
Experience
American Dream Wealth Management July 2007 - Present
Banc of America Investments 1997 - 2005
Quick and Reilly 2000 - 2004
Fleet Bank 1997 - 2000
John Hancock 1994 - 1997
Community Guardian 1992 - 1994
Shadow Lawn Savings 1985 - 1994
Skills
Wealth Management, Retirement Planning, Annuities, Mutual Funds, Series 7, Alternative Investments, Business Strategy, Small Business..., Small Business..., Financial Services, Fixed Annuities, Portfolio Management, Insurance, Retirement, 401k, Bonds, Sales, Customer Service
Education
Ocean County College 1982 — 1985
A.S., Science (Pyschology)
American Dream Wealth Management July 2007 - Present
Banc of America Investments 1997 - 2005
Quick and Reilly 2000 - 2004
Fleet Bank 1997 - 2000
John Hancock 1994 - 1997
Community Guardian 1992 - 1994
Shadow Lawn Savings 1985 - 1994
Skills
Wealth Management, Retirement Planning, Annuities, Mutual Funds, Series 7, Alternative Investments, Business Strategy, Small Business..., Small Business..., Financial Services, Fixed Annuities, Portfolio Management, Insurance, Retirement, 401k, Bonds, Sales, Customer Service
Education
Ocean County College 1982 — 1985
A.S., Science (Pyschology)
Marc A Compton Marc A Compton's Banc of America Investments Experience January 2004 - August 2008
Job Managing Director, Market Executive, US Trust Silicon Valley
Industry Financial Services
Experience
US Trust, Bank of America June 2010 - Present
Merrill Lynch January 2009 - June 2010
Bank of America August 2008 - January 2009
Banc of America Investments January 2004 - August 2008
Morgan Stanley May 1994 - January 2004
Recognition Equipment, Inc. March 1989 - May 1994
LTV Aerospace May 1986 - March 1989
Skills
Business Strategy, Leadership, New Business Development, Wealth Management, Investments, Strategic Leadership, Private Banking, Banking, Alternative Investments, Finance, Financial Analysis, Mergers, Strategic Planning, Strategy
Education
Southern Methodist University - Cox School of Business 1988 — 1991
MBA, Finance and Marketing
Oklahoma Christian University 1982 — 1986
BS, Engineering Physics
US Trust, Bank of America June 2010 - Present
Merrill Lynch January 2009 - June 2010
Bank of America August 2008 - January 2009
Banc of America Investments January 2004 - August 2008
Morgan Stanley May 1994 - January 2004
Recognition Equipment, Inc. March 1989 - May 1994
LTV Aerospace May 1986 - March 1989
Skills
Business Strategy, Leadership, New Business Development, Wealth Management, Investments, Strategic Leadership, Private Banking, Banking, Alternative Investments, Finance, Financial Analysis, Mergers, Strategic Planning, Strategy
Education
Southern Methodist University - Cox School of Business 1988 — 1991
MBA, Finance and Marketing
Oklahoma Christian University 1982 — 1986
BS, Engineering Physics
Oksana Shoop's Banc of America Investments Experience September 2006 - January 2008
Job Hedge Fund Accounting
Industry Accounting
Experience
JPM Financial Services March 2013 - Present
Merrill Lynch October 2009 - March 2013
Bank of America January 2008 - October 2009
Banc of America Investments September 2006 - January 2008
Bank of America April 2004 - September 2006
Citizens Bank April 2001 - April 2004
Skills
Financial Reporting, Banking, Team Building, Financial Markets, Accounting, Microsoft Excel, Leadership, Mortgage Lending, Sales
Education
University of Pennsylvania - The Wharton School 2013 — 2013
Banking, Corporate, Finance, and Securities Law
American Real Estate Academy 2009 — 2009
course, Real Estate Broker
Framingham State College 1999 — 2007
Bachelor of Science in Business Administration
JPM Financial Services March 2013 - Present
Merrill Lynch October 2009 - March 2013
Bank of America January 2008 - October 2009
Banc of America Investments September 2006 - January 2008
Bank of America April 2004 - September 2006
Citizens Bank April 2001 - April 2004
Skills
Financial Reporting, Banking, Team Building, Financial Markets, Accounting, Microsoft Excel, Leadership, Mortgage Lending, Sales
Education
University of Pennsylvania - The Wharton School 2013 — 2013
Banking, Corporate, Finance, and Securities Law
American Real Estate Academy 2009 — 2009
course, Real Estate Broker
Framingham State College 1999 — 2007
Bachelor of Science in Business Administration
Michael P. Leanza, CFP® Michael P. Leanza, CFP®'s Banc of America Investments Experience 1995 - 2008
Job CERTIFIED FINANCIAL PLANNER™ at The GenWealth Group
Industry Financial Services
Experience
The GenWealth Group May 2008 - Present
Banc of America Investments 1995 - 2008
Skills
Retirement Planning, Investments, Securities, Wealth Management, Financial Planning, Long Term Care, Insurance Planning
Education
Seton Hall University 1989 — 1991
MBA, Business Administration and Management, General
The GenWealth Group May 2008 - Present
Banc of America Investments 1995 - 2008
Skills
Retirement Planning, Investments, Securities, Wealth Management, Financial Planning, Long Term Care, Insurance Planning
Education
Seton Hall University 1989 — 1991
MBA, Business Administration and Management, General
Eric Skelton, MBA Eric Skelton, MBA's Banc of America Investments Experience November 2008 - March 2010
Job Data Consultant Capital Markets
Industry Financial Services
Experience
Signature Consultants March 2014 - Present
Citco Fund Services November 2011 - March 2014
Bank of America Merrill Lynch March 2010 - November 2011
Banc of America Investments November 2008 - March 2010
Banc of America Investments September 2007 - November 2008
Merrill Lynch April 2006 - November 2006
Allstate Insurance August 2003 - March 2005
Skills
HP Quality Center, Equities, Derivatives, Microsoft Office, VBA, Process Improvement, Finance, MS Office, SQL, Software Documentation, Microsoft Excel, Investments, Hedge Funds, Credit, Trading, Mutual Funds, Operations Management, Equity Derivatives, Markitwire, Credit Derivatives, DTCC, Interest Rate..., Oracle SQL Developer, Data Visualization
Education
Presbyterian College
University of North Carolina
Bachelor of Science, Geography
Signature Consultants March 2014 - Present
Citco Fund Services November 2011 - March 2014
Bank of America Merrill Lynch March 2010 - November 2011
Banc of America Investments November 2008 - March 2010
Banc of America Investments September 2007 - November 2008
Merrill Lynch April 2006 - November 2006
Allstate Insurance August 2003 - March 2005
Skills
HP Quality Center, Equities, Derivatives, Microsoft Office, VBA, Process Improvement, Finance, MS Office, SQL, Software Documentation, Microsoft Excel, Investments, Hedge Funds, Credit, Trading, Mutual Funds, Operations Management, Equity Derivatives, Markitwire, Credit Derivatives, DTCC, Interest Rate..., Oracle SQL Developer, Data Visualization
Education
Presbyterian College
University of North Carolina
Bachelor of Science, Geography
Antony Courtney Antony Courtney's Banc of America Investments Experience September 2007 - February 2009
Job Senior Director, Head of U.S. RIA Channel Management Solutions at S&P Dow Jones Indices
Industry Financial Services
Experience
S&P Dow Jones Indices March 2013 - Present
S&P Dow Jones Indices November 2010 - March 2013
Newport Investment Management October 2009 - November 2010
Banc of America Investments September 2007 - February 2009
Janus Capital Group February 2006 - September 2007
Barclays Global Investors-iShares February 2000 - March 2005
MFS Investment Management 1988 - 1991
Skills
Business Development, Investments, Leadership, Financial Advisory, Capital Markets, FINRA, CRM, Portfolio Management, Investment Strategies, Strategic Planning, Strategy, Strategic Financial..., Financial Services, Securities, Mutual Funds, Bonds, Start-ups, Equities, Product Management, Management, Asset Management, Asset Allocation, Wealth Management, Business Planning, Business Strategy, ETFs, Investment Advisory
Education
Providence College 1982 — 1986
BA, Political Science
Williston-Northampton School 1979 — 1982
S&P Dow Jones Indices March 2013 - Present
S&P Dow Jones Indices November 2010 - March 2013
Newport Investment Management October 2009 - November 2010
Banc of America Investments September 2007 - February 2009
Janus Capital Group February 2006 - September 2007
Barclays Global Investors-iShares February 2000 - March 2005
MFS Investment Management 1988 - 1991
Skills
Business Development, Investments, Leadership, Financial Advisory, Capital Markets, FINRA, CRM, Portfolio Management, Investment Strategies, Strategic Planning, Strategy, Strategic Financial..., Financial Services, Securities, Mutual Funds, Bonds, Start-ups, Equities, Product Management, Management, Asset Management, Asset Allocation, Wealth Management, Business Planning, Business Strategy, ETFs, Investment Advisory
Education
Providence College 1982 — 1986
BA, Political Science
Williston-Northampton School 1979 — 1982
Pablo Serna Pablo Serna's Banc of America Investments Experience March 2003 - December 2006
Job Mortgage Lending Manager at SVB Private Bank
Industry Banking
Experience
SVB Private Bank July 2013 - Present
SVB Private Bank June 2011 - July 2013
Borel Private Bank & Trust Company November 2010 - June 2011
Bank of America April 2009 - November 2010
Banc of America Investments March 2003 - December 2006
Skills
Mortgage Lending, Loans, Commercial Lending, CRM, Refinance, Underwriting, Investment Properties, Leadership, Management, Finance, Insurance, Mortgage Banking, Loan Origination, Portfolio Management, Banking, Credit
Education
San Jose State University 1991 — 1993
Bachelor of Science, Physical Education
SVB Private Bank July 2013 - Present
SVB Private Bank June 2011 - July 2013
Borel Private Bank & Trust Company November 2010 - June 2011
Bank of America April 2009 - November 2010
Banc of America Investments March 2003 - December 2006
Skills
Mortgage Lending, Loans, Commercial Lending, CRM, Refinance, Underwriting, Investment Properties, Leadership, Management, Finance, Insurance, Mortgage Banking, Loan Origination, Portfolio Management, Banking, Credit
Education
San Jose State University 1991 — 1993
Bachelor of Science, Physical Education
Marie Cornine Marie Cornine's Banc of America Investments Experience October 2001 - October 2007
Job Registered Sales Assistant at Jeffrey Matthews Financial Group, LLC
Industry Financial Services
Experience
Jeffrey Matthews Financial Group,LLC October 2007 - Present
Banc of America Investments October 2001 - October 2007
Unisys Corporation 1997 - 2001
Skills
Series 7, Series 63, Customer Service, Excel, FINRA, Fixed Income, Mutual Funds, Securities, Retirement Planning, Wealth Management, Investments, Alternative Investments, Investment Advisory, Insurance, Strategic Financial...
Education
Kean University
Jeffrey Matthews Financial Group,LLC October 2007 - Present
Banc of America Investments October 2001 - October 2007
Unisys Corporation 1997 - 2001
Skills
Series 7, Series 63, Customer Service, Excel, FINRA, Fixed Income, Mutual Funds, Securities, Retirement Planning, Wealth Management, Investments, Alternative Investments, Investment Advisory, Insurance, Strategic Financial...
Education
Kean University
Carlos del Amo Carlos del Amo's Banc of America Investments Experience August 1996 - August 2001
Job Chief Sustainability Officer at Smart Growth Realty
Industry Real Estate
Experience
Smart Growth Realty,LLC June 2010 - Present
USGBC South Florida Chapter September 2011 - September 2012
Coldwell Banker Residential Real Estate November 2004 - May 2010
West Kendall Business Association 2005 - 2009
Wachovia Securities August 2001 - December 2005
Banc of America Investments August 1996 - August 2001
Skills
Renovation, Consulting, Investment Properties, Real Estate, Residential Homes, Sellers, Real Estate Transactions, Real Estate Development, Commercial Real Estate, Real Property, Contract Negotiation, Green Building, Marketing, Sustainability, REO, Property, Property Management, Selling, Rentals, LEED, Condos, Single Family Homes, Vacation Homes, New Homes, Income Properties, Foreclosures, 1031 Exchanges, Move Up Buyers, First Time Home Buyers, HUD, Luxury, Waterfront, New Home Sales, Relocation Buyers, Investors, SFR, Short Sales, ABR, e-PRO, Relocation, Referrals, Buyers, Townhomes, Council of Residential..., Listings, National Association of..., International Real..., Home Staging, Listing Homes, Buyer Representation
Education
Miami Dade College 1984 — 1987
Self Taught, Business Administration and Management, General
Smart Growth Realty,LLC June 2010 - Present
USGBC South Florida Chapter September 2011 - September 2012
Coldwell Banker Residential Real Estate November 2004 - May 2010
West Kendall Business Association 2005 - 2009
Wachovia Securities August 2001 - December 2005
Banc of America Investments August 1996 - August 2001
Skills
Renovation, Consulting, Investment Properties, Real Estate, Residential Homes, Sellers, Real Estate Transactions, Real Estate Development, Commercial Real Estate, Real Property, Contract Negotiation, Green Building, Marketing, Sustainability, REO, Property, Property Management, Selling, Rentals, LEED, Condos, Single Family Homes, Vacation Homes, New Homes, Income Properties, Foreclosures, 1031 Exchanges, Move Up Buyers, First Time Home Buyers, HUD, Luxury, Waterfront, New Home Sales, Relocation Buyers, Investors, SFR, Short Sales, ABR, e-PRO, Relocation, Referrals, Buyers, Townhomes, Council of Residential..., Listings, National Association of..., International Real..., Home Staging, Listing Homes, Buyer Representation
Education
Miami Dade College 1984 — 1987
Self Taught, Business Administration and Management, General
Rich Held Rich Held's Banc of America Investments Experience April 2004 - September 2006
Job Client Relationship Consultant with TIAACREF
Industry Financial Services
Experience
TIAA-CREF August 2015 - Present
Merrill Edge April 2014 - July 2015
Citizens Bank 2009 - March 2014
Insight Direct May 2009 - November 2009
Bank of America September 2006 - March 2009
Banc of America Investments April 2004 - September 2006
Morgan Stanley July 2002 - April 2004
Skills
Investments, Wealth Management, Strategic Financial..., Banking, Mortgage Lending, Series 7, Finance, Insurance, Cash Management, CRM, Wealth Management..., Consumer Lending, Retirement, Series 63, Relationship Management, Credit, Loans, Financial Advisory, Financial Risk, Portfolio Management, Financial Planning
Education
Ithaca College 1994 — 1998
BS, Marketing
TIAA-CREF August 2015 - Present
Merrill Edge April 2014 - July 2015
Citizens Bank 2009 - March 2014
Insight Direct May 2009 - November 2009
Bank of America September 2006 - March 2009
Banc of America Investments April 2004 - September 2006
Morgan Stanley July 2002 - April 2004
Skills
Investments, Wealth Management, Strategic Financial..., Banking, Mortgage Lending, Series 7, Finance, Insurance, Cash Management, CRM, Wealth Management..., Consumer Lending, Retirement, Series 63, Relationship Management, Credit, Loans, Financial Advisory, Financial Risk, Portfolio Management, Financial Planning
Education
Ithaca College 1994 — 1998
BS, Marketing
Scott McConaghy CFP® Scott McConaghy CFP®'s Banc of America Investments Experience October 2007 - December 2009
Job Director at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch October 2013 - Present
Merrill Lynch October 2009 - October 2013
Banc of America Investments October 2007 - December 2009
Bank of America July 2005 - October 2007
UBS July 2002 - July 2005
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Financial Advisory, Series 7, Mutual Funds, Investments, Retirement, Investment Advisory, Leadership Development, Strategic Communications, Team Building
Education
Lehigh University 1998 — 2002
Bachelor of Science, Finance
Merrill Lynch October 2013 - Present
Merrill Lynch October 2009 - October 2013
Banc of America Investments October 2007 - December 2009
Bank of America July 2005 - October 2007
UBS July 2002 - July 2005
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Financial Advisory, Series 7, Mutual Funds, Investments, Retirement, Investment Advisory, Leadership Development, Strategic Communications, Team Building
Education
Lehigh University 1998 — 2002
Bachelor of Science, Finance
Antonio Sordillo's Banc of America Investments Experience August 2006 - March 2009
Job Vice President: HRS & Associates, CRPC
Industry Financial Services
Experience
Merrill Lynch September 2009 - Present
Next Level Entertainment May 2005 - Present
Bello Productions January 2007 - August 2010
Banc of America Investments August 2006 - March 2009
Skills
Investments, Banking, Event Management, Financial Planning, Insurance, Credit, Fixed Income, Small Business, Retirement, Strategic Financial..., Retirement Planning, Mutual Funds, Series 7, Wealth Management, Financial Services, Finacial Management, Strategy, Finance, Equities
Education
Merrimack College 2002 — 2005
Business Administration, Finance
Suffolk University - Sawyer School of Management 2000 — 2002
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Malden Catholic High School 1996 — 2000
Merrill Lynch September 2009 - Present
Next Level Entertainment May 2005 - Present
Bello Productions January 2007 - August 2010
Banc of America Investments August 2006 - March 2009
Skills
Investments, Banking, Event Management, Financial Planning, Insurance, Credit, Fixed Income, Small Business, Retirement, Strategic Financial..., Retirement Planning, Mutual Funds, Series 7, Wealth Management, Financial Services, Finacial Management, Strategy, Finance, Equities
Education
Merrimack College 2002 — 2005
Business Administration, Finance
Suffolk University - Sawyer School of Management 2000 — 2002
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Malden Catholic High School 1996 — 2000
Mark Dupont Mark Dupont's Banc of America Investments Experience November 2005 - April 2007
Job Vice President at Focus Financial Partners
Industry Venture Capital & Private Equity
Experience
Focus Financial Partners April 2011 - Present
Fidelity Investments October 2010 - April 2011
Fidelity Investments November 2008 - October 2009
Fidelity Investments April 2007 - November 2008
Banc of America Investments November 2005 - April 2007
Education
Salve Regina University 2001 — 2005
Bachelor of Science, Finance
Focus Financial Partners April 2011 - Present
Fidelity Investments October 2010 - April 2011
Fidelity Investments November 2008 - October 2009
Fidelity Investments April 2007 - November 2008
Banc of America Investments November 2005 - April 2007
Education
Salve Regina University 2001 — 2005
Bachelor of Science, Finance
Michelle Lynch's Banc of America Investments Experience June 2009 - August 2009
Job Conference Planner at Cambridge Associates
Industry Insurance
Experience
Cambridge Associates July 2015 - Present
Liberty Mutual Insurance May 2014 - June 2015
Cambridge Associates February 2012 - May 2014
John Hancock Funds, LLC. June 2010 - February 2012
UBS Wealth Management September 2009 - April 2010
Banc of America Investments June 2009 - August 2009
Skills
Organization, Able To Multi-task, Prioritization, Microsoft Office, Research, Data Entry, Administration, Scheduling, System Administration, Process Scheduler, Organization &..., Event Planning, Asset Allocation, Marketing, Human Resources, Management, Analysis, CRM, Teamwork
Education
Saint Michael's College 2006 — 2010
Bachelor of Science, Business Administration major, Finance and Spanish minors
Universidad de Salamanca 2008 — 2008
Spanish
Medfield High School 2002 — 2006
Cambridge Associates July 2015 - Present
Liberty Mutual Insurance May 2014 - June 2015
Cambridge Associates February 2012 - May 2014
John Hancock Funds, LLC. June 2010 - February 2012
UBS Wealth Management September 2009 - April 2010
Banc of America Investments June 2009 - August 2009
Skills
Organization, Able To Multi-task, Prioritization, Microsoft Office, Research, Data Entry, Administration, Scheduling, System Administration, Process Scheduler, Organization &..., Event Planning, Asset Allocation, Marketing, Human Resources, Management, Analysis, CRM, Teamwork
Education
Saint Michael's College 2006 — 2010
Bachelor of Science, Business Administration major, Finance and Spanish minors
Universidad de Salamanca 2008 — 2008
Spanish
Medfield High School 2002 — 2006
Jay Rubman's Banc of America Investments Experience September 2005 - January 2007
Job Investment Advisor Representative & Insurance Agent
Industry Financial Services
Experience
Santander Investment Services July 2014 - August 2015
InnoVest Financial Services, LLC January 2007 - July 2014
Banc of America Investments September 2005 - January 2007
Etrade January 2004 - August 2005
AXA Advisors August 2003 - January 2004
Skills
Investments, Mutual Funds, Retirement, Securities, Financial Services, Variable Annuities, Fixed Annuities, Bonds, Series 63, Series 7, Series 66, FINRA licensed, Insurance, Long Term Care Insurance, Stocks, Trading, ETFs, Customer Service, FINRA, Management, Portfolio Management, Sales, Wealth Management, Employee Benefits, Finance, Series 6, IRAs, 401k, Asset Management
Education
Merrimack College 1997 — 2001
Bachelor of Arts, Political Science
Longmeadow High School 1996 — 1997
Santander Investment Services July 2014 - August 2015
InnoVest Financial Services, LLC January 2007 - July 2014
Banc of America Investments September 2005 - January 2007
Etrade January 2004 - August 2005
AXA Advisors August 2003 - January 2004
Skills
Investments, Mutual Funds, Retirement, Securities, Financial Services, Variable Annuities, Fixed Annuities, Bonds, Series 63, Series 7, Series 66, FINRA licensed, Insurance, Long Term Care Insurance, Stocks, Trading, ETFs, Customer Service, FINRA, Management, Portfolio Management, Sales, Wealth Management, Employee Benefits, Finance, Series 6, IRAs, 401k, Asset Management
Education
Merrimack College 1997 — 2001
Bachelor of Arts, Political Science
Longmeadow High School 1996 — 1997
Seth P. McNally Seth P. McNally's Banc of America Investments Experience 2005 - 2006
Job VP, Investment Consultant at Kennebunk Investment Services
Industry Financial Services
Experience
LPL Financial / Kennebunk Investment Services January 2015 - Present
Wells Fargo Advisors, LLC June 2010 - January 2015
TD Wealth Management April 2008 - June 2009
Bank of America 2006 - 2008
Banc of America Investments 2005 - 2006
Education
Ohio Wesleyan University 2001 — 2005
Bachelor of Arts (B.A.), Economics, Psychology
Pine-Richland 1992 — 2001
LPL Financial / Kennebunk Investment Services January 2015 - Present
Wells Fargo Advisors, LLC June 2010 - January 2015
TD Wealth Management April 2008 - June 2009
Bank of America 2006 - 2008
Banc of America Investments 2005 - 2006
Education
Ohio Wesleyan University 2001 — 2005
Bachelor of Arts (B.A.), Economics, Psychology
Pine-Richland 1992 — 2001
Tracy Fulton Tracy Fulton's Banc of America Investments Experience 2000 - 2004
Job Senior Vice President at Tolleson Wealth Management
Industry Banking
Experience
Tolleson Wealth Management Board MemberSammons Center for the Arts2000 - 2013
Northern Trust 2006 - 2008
Bank of America July 1977 - February 2005
Bank of America Premier Banking & Investments 2002 - 2005
Banc of America Investments 2000 - 2004
Skills
Banking, Wealth Management, Investments, Commercial Banking, Portfolio Management, Commercial Lending, Credit, Asset Management, Private Banking, Asset Allocation, Investment Management, Investment Strategies
Education
Midwestern State University 1977 — 1980
BBA, Finance
Wichita Falls High School 1974 — 1977
Tolleson Wealth Management Board MemberSammons Center for the Arts2000 - 2013
Northern Trust 2006 - 2008
Bank of America July 1977 - February 2005
Bank of America Premier Banking & Investments 2002 - 2005
Banc of America Investments 2000 - 2004
Skills
Banking, Wealth Management, Investments, Commercial Banking, Portfolio Management, Commercial Lending, Credit, Asset Management, Private Banking, Asset Allocation, Investment Management, Investment Strategies
Education
Midwestern State University 1977 — 1980
BBA, Finance
Wichita Falls High School 1974 — 1977
Lee Ann Gregg, CRPC® Lee Ann Gregg, CRPC®'s Banc of America Investments Experience 1985 - 2009
Job Financial Advisor at Ameriprise Financial Services, Inc., Certified Retirement Planning Counselor
Industry Investment Management
Experience
Ameriprise Financial Services, Inc. March 2009 - Present
Ameriprise Financial Services, Inc. 2009 - Present
Banc of America Investments 1985 - 2009
Education
Indiana University of Pennsylvania 1978 — 1982
BS, Finance
Ameriprise Financial Services, Inc. March 2009 - Present
Ameriprise Financial Services, Inc. 2009 - Present
Banc of America Investments 1985 - 2009
Education
Indiana University of Pennsylvania 1978 — 1982
BS, Finance
Sarah Bankson Sarah Bankson's Banc of America Investments Experience December 1999 - October 2006
Job Client Relationship Manager at Raymond James Financial Services, Inc., Member FINRA/SIPC
Industry Financial Services
Experience
Camden Wealth Advisors May 2012 - April 2015
Stanford Group Company February 2007 - February 2009
Banc of America Investments December 1999 - October 2006
Skills
Series 7, Securities, Investments, Mutual Funds, Portfolio Management, Wealth Management, Risk Management, Valuation, Financial Analysis, Financial Modeling, Asset Management, Equities, Banking, Strategic Financial..., Retirement Planning, College Savings Plans
Education
University of St. Thomas (TX) 2004 — 2006
Master of Business Administration (M.B.A.), Finance
LeTourneau University 2000 — 2002
Bachelor’s Degree, Business Administration
Stephen F. Austin State University
Camden Wealth Advisors May 2012 - April 2015
Stanford Group Company February 2007 - February 2009
Banc of America Investments December 1999 - October 2006
Skills
Series 7, Securities, Investments, Mutual Funds, Portfolio Management, Wealth Management, Risk Management, Valuation, Financial Analysis, Financial Modeling, Asset Management, Equities, Banking, Strategic Financial..., Retirement Planning, College Savings Plans
Education
University of St. Thomas (TX) 2004 — 2006
Master of Business Administration (M.B.A.), Finance
LeTourneau University 2000 — 2002
Bachelor’s Degree, Business Administration
Stephen F. Austin State University
Paul Flig's Banc of America Investments Experience October 2006 - April 2008
Job Solution Advisor at Heartland/Avastone Technololgies
Industry Information Technology and Services
Experience
Heartland Business Systems December 2014 - Present
Platform Staffing Group January 2014 - December 2014
DISYS October 2011 - October 2013
Staffing Firm April 2008 - October 2011
Banc of America Investments October 2006 - April 2008
Citigroup December 2004 - October 2006
Affirmative Insurance 2003 - 2004
Skills
Project Management, Business Analysis, Strategic Planning, Business Intelligence, Vendor Management
Education
Northern Illinois University 1999 — 2003
Bachelor of Science, Finance
Heartland Business Systems December 2014 - Present
Platform Staffing Group January 2014 - December 2014
DISYS October 2011 - October 2013
Staffing Firm April 2008 - October 2011
Banc of America Investments October 2006 - April 2008
Citigroup December 2004 - October 2006
Affirmative Insurance 2003 - 2004
Skills
Project Management, Business Analysis, Strategic Planning, Business Intelligence, Vendor Management
Education
Northern Illinois University 1999 — 2003
Bachelor of Science, Finance
P.J. Greene, Financial Advisor, CLTC® P.J. Greene, Financial Advisor, CLTC®'s Banc of America Investments Experience July 1998 - January 2009
Job Greene, Meade & Associates, A financial advisory practice of Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. February 2009 - Present
Banc of America Investments July 1998 - January 2009
New York Life Insurance Company December 1989 - June 1998
Education
Merrimack College 1981 — 1985
Business Administration
Scituate High School 1977 — 1981
Ameriprise Financial Services, Inc. February 2009 - Present
Banc of America Investments July 1998 - January 2009
New York Life Insurance Company December 1989 - June 1998
Education
Merrimack College 1981 — 1985
Business Administration
Scituate High School 1977 — 1981
Ryan T. Ricciardi's Banc of America Investments Experience November 2005 - January 2010
Job Vice President / Manager Social Media Registered Principal Team at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch March 2012 - Present
Bank of America Merrill Lynch February 2010 - March 2012
Banc of America Investments November 2005 - January 2010
Quick & Reilly March 2001 - November 2005
Suretrade November 1998 - February 2001
Skills
Compliance, Coordination, Problem Solving, Writing, Team Building, Policy, Series 24, Series 7, Trading, Risk Management, Mutual Funds, Series 63, Financial Services, Fixed Income, Banking
Education
Providence College 1994 — 1997
Bachelor of Arts (B.A.), Social Science
East Providence Senior High School 1991 — 1993
Waddington Elementary School 1985 — 1987
Bank of America Merrill Lynch March 2012 - Present
Bank of America Merrill Lynch February 2010 - March 2012
Banc of America Investments November 2005 - January 2010
Quick & Reilly March 2001 - November 2005
Suretrade November 1998 - February 2001
Skills
Compliance, Coordination, Problem Solving, Writing, Team Building, Policy, Series 24, Series 7, Trading, Risk Management, Mutual Funds, Series 63, Financial Services, Fixed Income, Banking
Education
Providence College 1994 — 1997
Bachelor of Arts (B.A.), Social Science
East Providence Senior High School 1991 — 1993
Waddington Elementary School 1985 — 1987
Curtis Merrill Curtis Merrill's Banc of America Investments Experience 2006 - 2008
Job Advertising Executive
Industry Marketing and Advertising
Experience
Statesman Journal Media Group December 2014 - Present
KeyBank September 2012 - December 2013
VALIC March 2011 - September 2012
American Equity Mortgage August 2010 - March 2011
US Census April 2010 - August 2010
LPL April 2008 - July 2010
Banc of America Investments 2006 - 2008
Merrill Lynch 2004 - 2007
Skills
Leadership, Retirement Planning, Investments, Management, Mortgage Banking, Training, Mortgage Lending, Loans, Finance, Retirement, Small Business, Mutual Funds, Financial Advisory, Portfolio Management, Wealth Management, Customer Service, Insurance, Marketing, Sales
Education
Oregon State University 1999 — 2003
BS, Political Science, Business Admin
Marist High School 1995 — 1999
High School, High School Diploma
Statesman Journal Media Group December 2014 - Present
KeyBank September 2012 - December 2013
VALIC March 2011 - September 2012
American Equity Mortgage August 2010 - March 2011
US Census April 2010 - August 2010
LPL April 2008 - July 2010
Banc of America Investments 2006 - 2008
Merrill Lynch 2004 - 2007
Skills
Leadership, Retirement Planning, Investments, Management, Mortgage Banking, Training, Mortgage Lending, Loans, Finance, Retirement, Small Business, Mutual Funds, Financial Advisory, Portfolio Management, Wealth Management, Customer Service, Insurance, Marketing, Sales
Education
Oregon State University 1999 — 2003
BS, Political Science, Business Admin
Marist High School 1995 — 1999
High School, High School Diploma
Neil Zellick, CFP®'s Banc of America Investments Experience June 2004 - July 2005
Job Vice President, Senior Private Banker at Wells Fargo
Industry Banking
Experience
Wells Fargo October 2013 - Present
Columbia State Bank October 2009 - October 2013
Wells Fargo Home Mortgage April 2009 - October 2009
Bank of America Premier Banking July 2005 - February 2009
Banc of America Investments June 2004 - July 2005
Morgan Stanley May 2003 - June 2004
Skills
Loans, Mortgage Lending, Credit, Banking, Commercial Lending, Commercial Banking, Portfolio Management, Credit Analysis, Wealth Management, Small Business Lending, Investments, Consumer Lending, Loan Origination, Finance
Education
University of Portland - Pamplin School of Business 2010 — 2011
Executive Certificate, Financial Planning
Portland State University - School of Business 1999 — 2003
Bachelor of Science, Business Management & Marketing
Wells Fargo October 2013 - Present
Columbia State Bank October 2009 - October 2013
Wells Fargo Home Mortgage April 2009 - October 2009
Bank of America Premier Banking July 2005 - February 2009
Banc of America Investments June 2004 - July 2005
Morgan Stanley May 2003 - June 2004
Skills
Loans, Mortgage Lending, Credit, Banking, Commercial Lending, Commercial Banking, Portfolio Management, Credit Analysis, Wealth Management, Small Business Lending, Investments, Consumer Lending, Loan Origination, Finance
Education
University of Portland - Pamplin School of Business 2010 — 2011
Executive Certificate, Financial Planning
Portland State University - School of Business 1999 — 2003
Bachelor of Science, Business Management & Marketing
Michael L Charles Michael L Charles's Banc of America Investments Experience August 1997 - June 2005
Job Owner Five Out AZ, LLC.
Industry Financial Services
Experience
Five Out AZ, LLC. June 2005 - Present
Integrity Business Funding March 2011 - Present
Queen Creek High School Boys Basketball June 2008 - Present
Banc of America Investments August 1997 - June 2005
Skills
Selling, Buying, Real Estate, Property, Finance, Entrepreneurship, Marketing, Investment Properties, First Time Home Buyers, Real Estate Transactions, Social Media Marketing, Short Sales, Small Business, Funding, Foreclosures, Coaching, REO, Social Networking, Residential Homes, Marketing Strategy, Online Advertising, Real Estate Economics, Real Estate Financing, Commercial Real Estate, Real Estate Development, Mortgage Lending, Sales
Education
San Francisco State University 1978 — 1982
Five Out AZ, LLC. June 2005 - Present
Integrity Business Funding March 2011 - Present
Queen Creek High School Boys Basketball June 2008 - Present
Banc of America Investments August 1997 - June 2005
Skills
Selling, Buying, Real Estate, Property, Finance, Entrepreneurship, Marketing, Investment Properties, First Time Home Buyers, Real Estate Transactions, Social Media Marketing, Short Sales, Small Business, Funding, Foreclosures, Coaching, REO, Social Networking, Residential Homes, Marketing Strategy, Online Advertising, Real Estate Economics, Real Estate Financing, Commercial Real Estate, Real Estate Development, Mortgage Lending, Sales
Education
San Francisco State University 1978 — 1982
Jonathon Hance's Banc of America Investments Experience May 2004 - August 2004
Job Attorney at Bracewell & Giuliani LLP
Industry Law Practice
Experience
Bracewell & Giuliani LLP January 2011 - Present
Frame Dance Productions January 2011 - Present
United States Court of Appeals for the Fifth Circuit January 2010 - December 2010
Bracewell & Giuliani LLP September 2008 - February 2010
MCrowd Restaurant Group January 2003 - December 2007
DNHWeb Information Technology Consulting August 2002 - December 2007
Vinson and Elkins May 2007 - July 2007
Jenkens & Gilchrist July 2006 - August 2006
Banc of America Investments May 2004 - August 2004
Dallas Symphony Orchestra January 2002 - May 2002
Skills
Litigation, Patent Litigation, Trade Secrets, Licensing, Mergers & Acquisitions, Trademarks, Due Diligence, Trademark Infringement, Legal Assistance, Appeals, Joint Ventures, Corporate Law, Technology Transfer, Copyright Law, Intellectual Property
Education
Washington and Lee University School of Law 2005 — 2008
JD, Law
Southern Methodist University 2001 — 2005
BA, Computer Science, Applied Mathematics, Viola Performance
Bracewell & Giuliani LLP January 2011 - Present
Frame Dance Productions January 2011 - Present
United States Court of Appeals for the Fifth Circuit January 2010 - December 2010
Bracewell & Giuliani LLP September 2008 - February 2010
MCrowd Restaurant Group January 2003 - December 2007
DNHWeb Information Technology Consulting August 2002 - December 2007
Vinson and Elkins May 2007 - July 2007
Jenkens & Gilchrist July 2006 - August 2006
Banc of America Investments May 2004 - August 2004
Dallas Symphony Orchestra January 2002 - May 2002
Skills
Litigation, Patent Litigation, Trade Secrets, Licensing, Mergers & Acquisitions, Trademarks, Due Diligence, Trademark Infringement, Legal Assistance, Appeals, Joint Ventures, Corporate Law, Technology Transfer, Copyright Law, Intellectual Property
Education
Washington and Lee University School of Law 2005 — 2008
JD, Law
Southern Methodist University 2001 — 2005
BA, Computer Science, Applied Mathematics, Viola Performance
Tim Johnson, CFP(R) Tim Johnson, CFP(R)'s Banc of America Investments Experience February 2006 - March 2007
Job Certified Financial Planner (TM) at Associated Investment Services
Industry Financial Services
Experience
Associated Investment Services February 2014 - Present
Prudential Financial April 2011 - January 2014
The Hartford February 2010 - April 2011
U.S. Bancorp Investments March 2007 - February 2010
Banc of America Investments February 2006 - March 2007
USB II August 2004 - February 2007
Edward Jones January 2003 - August 2004
Skills
Strategic Financial..., Series 7, Fixed Annuities, Investments, Mutual Funds, Financial Services, Wealth Management, Marketing, Financial Advisory, Insurance, Retirement, Public Speaking, Finance, Separately Managed..., Small Business
Education
Hazelwood Central
Lindenwood University
Bachelor of Arts, Business Administration
Southern Illinois University, Edwardsville
Associated Investment Services February 2014 - Present
Prudential Financial April 2011 - January 2014
The Hartford February 2010 - April 2011
U.S. Bancorp Investments March 2007 - February 2010
Banc of America Investments February 2006 - March 2007
USB II August 2004 - February 2007
Edward Jones January 2003 - August 2004
Skills
Strategic Financial..., Series 7, Fixed Annuities, Investments, Mutual Funds, Financial Services, Wealth Management, Marketing, Financial Advisory, Insurance, Retirement, Public Speaking, Finance, Separately Managed..., Small Business
Education
Hazelwood Central
Lindenwood University
Bachelor of Arts, Business Administration
Southern Illinois University, Edwardsville
Bill Leach's Banc of America Investments Experience June 2000 - September 2003
Job President at JWL Capital
Industry Consumer Goods
Experience
JWL Capital January 2014 - Present
TIAA-CREF September 2008 - January 2014
Neuberger Berman January 2003 - May 2008
Banc of America Investments June 2000 - September 2003
Donaldson, Lufkin & Jenrette September 1979 - June 2000
Loeb Rhoades September 1974 - September 1979
Skills
Equities, Investments, Hedge Funds, Alternative Investments, Asset Management, Financial Modeling, Financial Analysis, Equity Research, Mutual Funds, Portfolio Management, Fixed Income, Capital Markets, Bloomberg, Valuation
Education
New York University 1969 — 1973
BA, Psychology and economics
JWL Capital January 2014 - Present
TIAA-CREF September 2008 - January 2014
Neuberger Berman January 2003 - May 2008
Banc of America Investments June 2000 - September 2003
Donaldson, Lufkin & Jenrette September 1979 - June 2000
Loeb Rhoades September 1974 - September 1979
Skills
Equities, Investments, Hedge Funds, Alternative Investments, Asset Management, Financial Modeling, Financial Analysis, Equity Research, Mutual Funds, Portfolio Management, Fixed Income, Capital Markets, Bloomberg, Valuation
Education
New York University 1969 — 1973
BA, Psychology and economics
Thomas Wojciechowski, CRPC®'s Banc of America Investments Experience August 2004 - March 2007
Job Senior Regional Sales Associate at AXA Equitable
Industry Financial Services
Experience
AXA Distributors March 2007 - Present
Banc of America Investments August 2004 - March 2007
Wachovia Securities, LLC July 2003 - August 2004
Merrill Lynch, Inc June 2001 - June 2003
Skills
Securities License, Variable Annuities, mutual funds, Life & Health Insurance..., Stock Market, Bonds, Estate Planning, Mutual Funds, Financial Services, Financial Analysis, Insurance, Retirement Planning, Fixed Annuities, Retirement, Asset Management, Financial Advisory, Asset Allocation, IRAs, 401k, Series 7, Securities, Series 63, Alternative Investments, Uniform Combined State..., Series 6, Wealth Management, Life Insurance, Investment Advisory, Finance, Separately Managed..., Investment Strategies, ETFs, Fixed Income, Wealth Management..., Strategic Financial..., Relationship Management, Investments, Equities, Long-term Care, Strategy, Portfolio Management, Series 24, Retirement Plan..., Investment Management, Financial Planners, Credit, Series 65, Qualified Retirement..., FINRA, Sales
Education
Florida State University 1996 — 2001
BS Finance, financial markets, economics
AXA Distributors March 2007 - Present
Banc of America Investments August 2004 - March 2007
Wachovia Securities, LLC July 2003 - August 2004
Merrill Lynch, Inc June 2001 - June 2003
Skills
Securities License, Variable Annuities, mutual funds, Life & Health Insurance..., Stock Market, Bonds, Estate Planning, Mutual Funds, Financial Services, Financial Analysis, Insurance, Retirement Planning, Fixed Annuities, Retirement, Asset Management, Financial Advisory, Asset Allocation, IRAs, 401k, Series 7, Securities, Series 63, Alternative Investments, Uniform Combined State..., Series 6, Wealth Management, Life Insurance, Investment Advisory, Finance, Separately Managed..., Investment Strategies, ETFs, Fixed Income, Wealth Management..., Strategic Financial..., Relationship Management, Investments, Equities, Long-term Care, Strategy, Portfolio Management, Series 24, Retirement Plan..., Investment Management, Financial Planners, Credit, Series 65, Qualified Retirement..., FINRA, Sales
Education
Florida State University 1996 — 2001
BS Finance, financial markets, economics
Ray LaDieu, CFP Ray LaDieu, CFP's Banc of America Investments Experience February 2003 - May 2006
Job Vice President / Senior Private Banker at BBVA Compass
Industry Financial Services
Experience
BBVA Compass May 2013 - Present
Capital One Bank May 2006 - January 2013
Banc of America Investments February 2003 - May 2006
JPMorgan Chase May 2000 - February 2003
Skills
Strategic Planning, Financial Analysis, Banking, Mergers, Loans, Insurance, Investments, Portfolio Management, Team Building, Credit, Mergers & Acquisitions, Financial Advisory, Retirement Planning, Risk Management, Estate Planning, Management, Strategy, Wealth, Finance, Small Business, Financial Modeling, Employee Benefits, High Net Worth..., Life Insurance, Due Diligence, Securities, Tax, Asset Management, Strategic Financial..., Personal Finance, Financial Services, Mutual Funds, Wealth Management, Investment Management, Private Equity, Retirement, Equities, Small Business Lending, Executive Management, Leadership, Wealth Management..., Private Banking, Investment Advisory, Series 7, CRM, Series 63, Commercial Banking, Asset Allocation, Financial Planning
Education
Georgia Institute of Technology 1988 — 1994
B.S. MGT, Business
BBVA Compass May 2013 - Present
Capital One Bank May 2006 - January 2013
Banc of America Investments February 2003 - May 2006
JPMorgan Chase May 2000 - February 2003
Skills
Strategic Planning, Financial Analysis, Banking, Mergers, Loans, Insurance, Investments, Portfolio Management, Team Building, Credit, Mergers & Acquisitions, Financial Advisory, Retirement Planning, Risk Management, Estate Planning, Management, Strategy, Wealth, Finance, Small Business, Financial Modeling, Employee Benefits, High Net Worth..., Life Insurance, Due Diligence, Securities, Tax, Asset Management, Strategic Financial..., Personal Finance, Financial Services, Mutual Funds, Wealth Management, Investment Management, Private Equity, Retirement, Equities, Small Business Lending, Executive Management, Leadership, Wealth Management..., Private Banking, Investment Advisory, Series 7, CRM, Series 63, Commercial Banking, Asset Allocation, Financial Planning
Education
Georgia Institute of Technology 1988 — 1994
B.S. MGT, Business
Joseph Tieber Joseph Tieber's Banc of America Investments Experience April 2000 - January 2003
Job
Industry Financial Services
Experience
TIAA-CREF January 2003 - Present
Banc of America Investments April 2000 - January 2003
DLJdirect, Inc January 1999 - April 2000
UNC Charlotte August 1996 - January 1999
Education
University of North Carolina at Charlotte 2007 — 2009
MBA
University of North Carolina at Charlotte 1996 — 2000
MS
Indiana University of Pennsylvania 1993 — 1996
BS
TIAA-CREF January 2003 - Present
Banc of America Investments April 2000 - January 2003
DLJdirect, Inc January 1999 - April 2000
UNC Charlotte August 1996 - January 1999
Education
University of North Carolina at Charlotte 2007 — 2009
MBA
University of North Carolina at Charlotte 1996 — 2000
MS
Indiana University of Pennsylvania 1993 — 1996
BS
Jim Weis's Banc of America Investments Experience October 1982 - March 2005
Job
Industry Financial Services
Experience
Citizens Investment Services 2006 - July 2008
Banc of America Investments October 1982 - March 2005
The Quick & Reilly Group 1982 - 2005
Education
Isenberg School of Management, UMass Amherst 1978 — 1982
BBA
Chaminade
Citizens Investment Services 2006 - July 2008
Banc of America Investments October 1982 - March 2005
The Quick & Reilly Group 1982 - 2005
Education
Isenberg School of Management, UMass Amherst 1978 — 1982
BBA
Chaminade
Margaret Thum's Banc of America Investments Experience 1989 - 1992
Job Attorney
Industry Law Practice
Experience
Dell'Oro Group Inc. 2004 - 2011
Edwards Lifesciences 2001 - 2004
Wilson Sonsini 1999 - 2001
Brobeck, Phleger & Harrison 1995 - 1999
Supreme Court of California 1996 - 1996
Banc of America Investments 1989 - 1992
IBM 1985 - 1989
Education
University of California, Hastings College of the Law 1993 — 1996
JD, Law
The University of Chicago - Booth School of Business 1987 — 1989
MBA, Finance
Southern Methodist University 1980 — 1984
BS, Engineering
Dell'Oro Group Inc. 2004 - 2011
Edwards Lifesciences 2001 - 2004
Wilson Sonsini 1999 - 2001
Brobeck, Phleger & Harrison 1995 - 1999
Supreme Court of California 1996 - 1996
Banc of America Investments 1989 - 1992
IBM 1985 - 1989
Education
University of California, Hastings College of the Law 1993 — 1996
JD, Law
The University of Chicago - Booth School of Business 1987 — 1989
MBA, Finance
Southern Methodist University 1980 — 1984
BS, Engineering
Nick Demonte's Banc of America Investments Experience February 2008 - November 2008
Job BSA at Fiserv
Industry Financial Services
Experience
Fiserv August 2013 - Present
ConnectEDU October 2012 - April 2013
BMW June 2011 - August 2012
Comodo June 2010 - May 2011
Professional Services Group February 2009 - June 2010
Banc of America Investments February 2008 - November 2008
Merrill Lynch June 2007 - December 2007
Citi Group April 1993 - June 2007
Education
Chiron Institute
Comprehensive IIBA Business Analysis
New York University
William Paterson University of New Jersey
PMI Certification
Fiserv August 2013 - Present
ConnectEDU October 2012 - April 2013
BMW June 2011 - August 2012
Comodo June 2010 - May 2011
Professional Services Group February 2009 - June 2010
Banc of America Investments February 2008 - November 2008
Merrill Lynch June 2007 - December 2007
Citi Group April 1993 - June 2007
Education
Chiron Institute
Comprehensive IIBA Business Analysis
New York University
William Paterson University of New Jersey
PMI Certification
Jim Roeske's Banc of America Investments Experience Financial AdvisorMerrill LynchDecember 1999 - February 2003
Job Senior Vice President, Market Sales Manager at Banc of America Investments
Industry Financial Services
Experience
Banc of America Investments Financial AdvisorMerrill LynchDecember 1999 - February 2003
Education
Saint Mary's College of California 1996 — 1999
Banc of America Investments Financial AdvisorMerrill LynchDecember 1999 - February 2003
Education
Saint Mary's College of California 1996 — 1999
John P. Knowles's Banc of America Investments Experience July 2005 - March 2007
Job Senior Project Manager at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments October 2012 - Present
The Braun Group February 2012 - Present
Fidelity Investments June 2008 - October 2012
Fidelity Investments March 2007 - June 2008
Banc of America Investments July 2005 - March 2007
Prudential Financial February 2004 - June 2005
Skills
Series 7, Financial Services, Fixed Income, Series 24, Relationship Management
Education
Southern New Hampshire University 2011 — 2015
MBA, Marketing
Wheaton College 1991 — 1995
Psychology
Moses Brown 1987 — 1991
Fidelity Investments October 2012 - Present
The Braun Group February 2012 - Present
Fidelity Investments June 2008 - October 2012
Fidelity Investments March 2007 - June 2008
Banc of America Investments July 2005 - March 2007
Prudential Financial February 2004 - June 2005
Skills
Series 7, Financial Services, Fixed Income, Series 24, Relationship Management
Education
Southern New Hampshire University 2011 — 2015
MBA, Marketing
Wheaton College 1991 — 1995
Psychology
Moses Brown 1987 — 1991
Clint Ward's Banc of America Investments Experience 1999 - 2002
Job Chief Compliance Officer at Atlantic Trust
Industry Financial Services
Experience
Atlantic Trust September 2013 - Present
Sterling Capital Management October 2010 - September 2013
BB&T Asset Management, Inc. July 2004 - September 2010
Evergreen Investments 2002 - 2004
Banc of America Investments 1999 - 2002
US Securities and Exchange Commission 1995 - 1999
USS La Moure County LST-1194 October 1988 - July 1990
Skills
Securities, Mutual Funds, Asset Managment, Investments, Alternative Investments, Equities, Hedge Funds, Wealth Management, Fixed Income, Asset Allocation, Investment Management, Risk Management, Bloomberg, Investment Advisory, AML
Education
North Carolina State University - College of Management 2005 — 2007
Masters, Economics
Texas A&M University 1990 — 1994
BS, Economics
Atlantic Trust September 2013 - Present
Sterling Capital Management October 2010 - September 2013
BB&T Asset Management, Inc. July 2004 - September 2010
Evergreen Investments 2002 - 2004
Banc of America Investments 1999 - 2002
US Securities and Exchange Commission 1995 - 1999
USS La Moure County LST-1194 October 1988 - July 1990
Skills
Securities, Mutual Funds, Asset Managment, Investments, Alternative Investments, Equities, Hedge Funds, Wealth Management, Fixed Income, Asset Allocation, Investment Management, Risk Management, Bloomberg, Investment Advisory, AML
Education
North Carolina State University - College of Management 2005 — 2007
Masters, Economics
Texas A&M University 1990 — 1994
BS, Economics
Ekeoma Igboegwu's Banc of America Investments Experience March 2007 - August 2007
Job Product Manager @ Suppernutty Kitchen
Industry Health, Wellness and Fitness
Experience
Monatherapy 2011 - Present
Charles Schwab October 2007 - August 2011
San Francisco Department of Public Health January 2009 - September 2009
Department of Public HealthPublic Service Aide January 2009 - September 2009
Charles Schwab October 2007 - October 2008
Banc of America Investments March 2007 - August 2007
Bank of America March 2007 - August 2007
Wartnick Law August 2005 - December 2006
Skills
Grantwriting, Poetry, Business Development, Training, Management, Team Building, Research, Microsoft Excel, Editing, Human Resources, Data Entry, Social Networking, Payroll, Data Analysis, Leadership
Education
Purdue University 1998 — 2003
Bachelor of Science, Food Science
Purdue University 1997 — 2003
Bachelor of Science, Food Science
Monatherapy 2011 - Present
Charles Schwab October 2007 - August 2011
San Francisco Department of Public Health January 2009 - September 2009
Department of Public HealthPublic Service Aide January 2009 - September 2009
Charles Schwab October 2007 - October 2008
Banc of America Investments March 2007 - August 2007
Bank of America March 2007 - August 2007
Wartnick Law August 2005 - December 2006
Skills
Grantwriting, Poetry, Business Development, Training, Management, Team Building, Research, Microsoft Excel, Editing, Human Resources, Data Entry, Social Networking, Payroll, Data Analysis, Leadership
Education
Purdue University 1998 — 2003
Bachelor of Science, Food Science
Purdue University 1997 — 2003
Bachelor of Science, Food Science
Matthew Regine's Banc of America Investments Experience April 2008 - Present
Job Financial Advisor
Industry Financial Services
Experience
Banc of America Investments April 2008 - Present
Lighthouse Financial Group / Met Life June 2007 - 2008
Hillside Financial Group July 2004 - August 2007
First National Mortgage Sources September 2005 - March 2007
Regional Mortgage January 2001 - July 2004
Education
Providence College 1991 — 1999
BS
Banc of America Investments April 2008 - Present
Lighthouse Financial Group / Met Life June 2007 - 2008
Hillside Financial Group July 2004 - August 2007
First National Mortgage Sources September 2005 - March 2007
Regional Mortgage January 2001 - July 2004
Education
Providence College 1991 — 1999
BS
James Cerqueira's Banc of America Investments Experience November 2006 - June 2009
Job First Vice President IDB CAPITAL
Industry Financial Services
Experience
IDB CAPITAL June 2009 - Present
Banc of America Investments November 2006 - June 2009
UBS AG December 2004 - November 2006
UBS Wealth Management March 1999 - December 2004
UBS 1997 - 1999
Skills
Fixed Income, Equities, Trading, Asset Management, Finance, Series 7, Financial Markets, Wealth Management, Portfolio Management, Investments, Bloomberg, Securities, Bonds, Mutual Funds
Education
Rutgers, The State University of New Jersey-Newark
BS, Marketing
IDB CAPITAL June 2009 - Present
Banc of America Investments November 2006 - June 2009
UBS AG December 2004 - November 2006
UBS Wealth Management March 1999 - December 2004
UBS 1997 - 1999
Skills
Fixed Income, Equities, Trading, Asset Management, Finance, Series 7, Financial Markets, Wealth Management, Portfolio Management, Investments, Bloomberg, Securities, Bonds, Mutual Funds
Education
Rutgers, The State University of New Jersey-Newark
BS, Marketing
Kim LeBleu's Banc of America Investments Experience 1999 - 2009
Job Union Bank Private Banking Associate
Industry Banking
Experience
Union Bank June 2012 - June 2014
HSBC US December 2010 - June 2012
Bank of America May 2010 - April 2011
Banc of America Investments 1999 - 2009
Skills
Retail Banking, Loan Origination, Finance, Mortgage Banking, FHA, FHA financing, Construction Loans, Residential Mortgages, Refinance, Private Banking, Portfolio Management, Small Business Lending, Financial Services
Education
Fashion Institute of Design & Merchandising
Union Bank June 2012 - June 2014
HSBC US December 2010 - June 2012
Bank of America May 2010 - April 2011
Banc of America Investments 1999 - 2009
Skills
Retail Banking, Loan Origination, Finance, Mortgage Banking, FHA, FHA financing, Construction Loans, Residential Mortgages, Refinance, Private Banking, Portfolio Management, Small Business Lending, Financial Services
Education
Fashion Institute of Design & Merchandising
Bill Waeckerle's Banc of America Investments Experience February 2008 - March 2009
Job Finance Manager at Wells Fargo Advisors
Industry Investment Management
Experience
Wells Fargo Advisors January 2015 - Present
Wells Fargo Advisors August 2013 - January 2015
Wells Fargo Advisors July 2012 - August 2013
Kellwood Company May 2009 - November 2012
Banc of America Investments February 2008 - March 2009
Macy's May 2005 - February 2008
Skills
Strategic Financial..., Trend Analysis, Microsoft Excel, Financial Analysis, Finance, Analysis, Forecasting, Retail
Education
Saint Louis University 2009 — 2011
MBA, Management
Truman State University 2001 — 2005
BS, Finance and Economics
Wells Fargo Advisors January 2015 - Present
Wells Fargo Advisors August 2013 - January 2015
Wells Fargo Advisors July 2012 - August 2013
Kellwood Company May 2009 - November 2012
Banc of America Investments February 2008 - March 2009
Macy's May 2005 - February 2008
Skills
Strategic Financial..., Trend Analysis, Microsoft Excel, Financial Analysis, Finance, Analysis, Forecasting, Retail
Education
Saint Louis University 2009 — 2011
MBA, Management
Truman State University 2001 — 2005
BS, Finance and Economics
John Tighe's Banc of America Investments Experience January 1999 - March 2000
Job President and Owner
Industry Consumer Services
Experience
John's Landscape Service, Inc. January 1987 - Present
Canaccord Adams Inc (Formerly Adams Harkness) 2004 - 2007
First Albany Capital February 2002 - April 2004
JP Morgan Chase February 2000 - April 2002
Banc of America Investments January 1999 - March 2000
GFI Securities October 1997 - January 1999
Northeastern University 1992 - 1997
Education
Northeastern University 1992 — 1997
John's Landscape Service, Inc. January 1987 - Present
Canaccord Adams Inc (Formerly Adams Harkness) 2004 - 2007
First Albany Capital February 2002 - April 2004
JP Morgan Chase February 2000 - April 2002
Banc of America Investments January 1999 - March 2000
GFI Securities October 1997 - January 1999
Northeastern University 1992 - 1997
Education
Northeastern University 1992 — 1997
Chen, Eric's Banc of America Investments Experience August 2006 - May 2009
Job Credit Products Analyst at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch August 2010 - Present
Bank of America May 2009 - August 2010
Banc of America Investments August 2006 - May 2009
Bank of America March 2005 - August 2006
Bank of America August 2003 - March 2005
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2005 — 2008
MBA, Finance
Bank of America Merrill Lynch August 2010 - Present
Bank of America May 2009 - August 2010
Banc of America Investments August 2006 - May 2009
Bank of America March 2005 - August 2006
Bank of America August 2003 - March 2005
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2005 — 2008
MBA, Finance
Christopher M Bettini, CAIA's Banc of America Investments Experience March 2005 - December 2006
Job Global Alternative Investments
Industry Financial Services
Experience
Wells Fargo August 2014 - Present
Alternative Strategies Brokerage Services Inc. September 2007 - July 2014
LPL Financial Services, Inc January 2007 - September 2007
Banc of America Investments March 2005 - December 2006
Spectrum Capital Partners/Schonfeld Group April 2003 - April 2004
Skills
Alternative Investments, Equities, Finance, Investments, Salesforce.com..., Series 7, Hedge Funds, Series 63, Portfolio Management, Asset Allocation, Private Equity, Investment Strategies, Wealth Management, Asset Management, Managed Futures, Fixed Income, Securities, Marketing Strategy, FINRA, Bloomberg, ideation, Real Estate, Microsoft Excel, Analytics, Bonds, Commodity, Futures, commodities
Education
Queens University of Charlotte 2007 — 2008
Masters of Business Administration degree, Finance Concentration
North Carolina State University 1995 — 2001
Bachelor's of Science, Business Management, Marketing
Wells Fargo August 2014 - Present
Alternative Strategies Brokerage Services Inc. September 2007 - July 2014
LPL Financial Services, Inc January 2007 - September 2007
Banc of America Investments March 2005 - December 2006
Spectrum Capital Partners/Schonfeld Group April 2003 - April 2004
Skills
Alternative Investments, Equities, Finance, Investments, Salesforce.com..., Series 7, Hedge Funds, Series 63, Portfolio Management, Asset Allocation, Private Equity, Investment Strategies, Wealth Management, Asset Management, Managed Futures, Fixed Income, Securities, Marketing Strategy, FINRA, Bloomberg, ideation, Real Estate, Microsoft Excel, Analytics, Bonds, Commodity, Futures, commodities
Education
Queens University of Charlotte 2007 — 2008
Masters of Business Administration degree, Finance Concentration
North Carolina State University 1995 — 2001
Bachelor's of Science, Business Management, Marketing
Ryan Divina's Banc of America Investments Experience January 2006 - May 2007
Job Client Manager at LandAmerica Financial Services
Industry Financial Services
Experience
Fidelity National Financial July 2007 - Present
Banc of America Investments January 2006 - May 2007
Commonwealth of Virginia April 2004 - December 2005
Skills
Customer Service
Education
James Madison University
B.A., Politcal Science
Fidelity National Financial July 2007 - Present
Banc of America Investments January 2006 - May 2007
Commonwealth of Virginia April 2004 - December 2005
Skills
Customer Service
Education
James Madison University
B.A., Politcal Science
Dan Csontos's Banc of America Investments Experience 2009 - January 2010
Job Regional Vice President at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch September 2013 - Present
DC Consulting Services January 2012 - September 2013
Merrill Lynch January 2010 - November 2011
Banc of America Investments 2009 - January 2010
Merrilll Lynch 2000 - January 2009
Franklin Templeton Group 2000 - 2004
Franklin Templeton Investments 1997 - 2000
Skills
Sales Management, Series 7, Strategic Planning, Consultative Selling, Series 63, Mutual Funds, New Business Development, Sales Support, Wealth Management, Retirement, Series 66, Uniform Combined State...
Education
Florida State University - College of Business 1993 — 1997
BS, Finance
Bank of America Merrill Lynch September 2013 - Present
DC Consulting Services January 2012 - September 2013
Merrill Lynch January 2010 - November 2011
Banc of America Investments 2009 - January 2010
Merrilll Lynch 2000 - January 2009
Franklin Templeton Group 2000 - 2004
Franklin Templeton Investments 1997 - 2000
Skills
Sales Management, Series 7, Strategic Planning, Consultative Selling, Series 63, Mutual Funds, New Business Development, Sales Support, Wealth Management, Retirement, Series 66, Uniform Combined State...
Education
Florida State University - College of Business 1993 — 1997
BS, Finance
Carisa Arakaki's Banc of America Investments Experience April 2000 - August 2005
Job Financial Analyst at Harris NA Institutional Market Group
Industry Banking
Experience
Harris N.A. July 2006 - Present
Deutsche Bank August 2005 - March 2006
Banc of America Investments April 2000 - August 2005
Skills
Credit, Credit Analysis, Commercial Banking, Underwriting
Education
Loyola University Chicago 2003 — 2005
MBA, Finance
University of Nevada-Las Vegas 1995 — 2000
BA, Psychology
University of Hawaii at Manoa 1994 — 1995
McKinley High School 1991 — 1994
Harris N.A. July 2006 - Present
Deutsche Bank August 2005 - March 2006
Banc of America Investments April 2000 - August 2005
Skills
Credit, Credit Analysis, Commercial Banking, Underwriting
Education
Loyola University Chicago 2003 — 2005
MBA, Finance
University of Nevada-Las Vegas 1995 — 2000
BA, Psychology
University of Hawaii at Manoa 1994 — 1995
McKinley High School 1991 — 1994
Jessica Batt's Banc of America Investments Experience 2004 - 2007
Job VP at Barclays Capital
Industry Financial Services
Experience
Barclays Capital 2008 - Present
Lehman Brothers August 2007 - September 2008
Lehman Brothers 2007 - 2008
Banc of America Investments 2004 - 2007
Merrill Lynch Bank 1998 - 2002
Merrill Lynch 1997 - 2002
Banc One Financial 1995 - 1996
Skills
Fixed Income, Trading, Capital Markets, Financial Modeling, Derivatives, Equity Derivatives, Hedge Funds, Credit Derivatives, Interest Rate..., Bloomberg, Equities, Investment Banking, Risk Management, Structured Products, CDS, Middle Office, Trading Systems, Swaps, Prime Brokerage
Education
Rowan University 1990 — 1995
Barclays Capital 2008 - Present
Lehman Brothers August 2007 - September 2008
Lehman Brothers 2007 - 2008
Banc of America Investments 2004 - 2007
Merrill Lynch Bank 1998 - 2002
Merrill Lynch 1997 - 2002
Banc One Financial 1995 - 1996
Skills
Fixed Income, Trading, Capital Markets, Financial Modeling, Derivatives, Equity Derivatives, Hedge Funds, Credit Derivatives, Interest Rate..., Bloomberg, Equities, Investment Banking, Risk Management, Structured Products, CDS, Middle Office, Trading Systems, Swaps, Prime Brokerage
Education
Rowan University 1990 — 1995
Ronald Riddick's Banc of America Investments Experience 2002 - 2005
Job Instructor at College of New Rochelle
Industry Financial Services
Experience
College of New Rochelle 2013 - Present
South End Gardens 1998 - Present
TIAA-CREF 2011 - June 2013
Essex County College 2009 - 2013
Carver Federal Savings Bank 2010 - 2011
Montclair School Board 2007 - 2010
UBS Financial Services Inc 2005 - 2007
Banc of America Investments 2002 - 2005
Quick & Reilly 2002 - 2004
Prudential Securities Incorporated 1994 - 2002
Skills
Securities, Mutual Funds, Insurance, Fixed Annuities, Training, Policy Writing, FINRA, Securities Regulation, Asset Managment, Risk Management, Asset Management, Analysis, Investment Advisory, Corporate Law, Investments, Strategic Planning, Financial Regulation, Hedge Funds, Corporate Governance, Equities, Banking, Due Diligence, Financial Services
Education
Howard University School of Law
JD
Wesleyan University
BA, Psychology
Mount Holyoke College
Cardinal Spellman
Msgr. Wm. Kelly
College of New Rochelle 2013 - Present
South End Gardens 1998 - Present
TIAA-CREF 2011 - June 2013
Essex County College 2009 - 2013
Carver Federal Savings Bank 2010 - 2011
Montclair School Board 2007 - 2010
UBS Financial Services Inc 2005 - 2007
Banc of America Investments 2002 - 2005
Quick & Reilly 2002 - 2004
Prudential Securities Incorporated 1994 - 2002
Skills
Securities, Mutual Funds, Insurance, Fixed Annuities, Training, Policy Writing, FINRA, Securities Regulation, Asset Managment, Risk Management, Asset Management, Analysis, Investment Advisory, Corporate Law, Investments, Strategic Planning, Financial Regulation, Hedge Funds, Corporate Governance, Equities, Banking, Due Diligence, Financial Services
Education
Howard University School of Law
JD
Wesleyan University
BA, Psychology
Mount Holyoke College
Cardinal Spellman
Msgr. Wm. Kelly
Kevin C McGrath's Banc of America Investments Experience November 2006 - June 2009
Job Vice President at JP Morgan
Industry Banking
Experience
JPMorgan Private Bank July 2009 - Present
Banc of America Investments November 2006 - June 2009
Citigroup / Smith Barney 2001 - 2006
Citi Smith Barney 2001 - 2006
Merrill Lynch August 1992 - November 2000
Skills
Employee Stock Options, Equities, Capital Markets, Investments, Restricted Stock, Financial Services
Education
Southern Connecticut State University 1986 — 1991
Our Lady of the Assumption 1975 — 1982
JPMorgan Private Bank July 2009 - Present
Banc of America Investments November 2006 - June 2009
Citigroup / Smith Barney 2001 - 2006
Citi Smith Barney 2001 - 2006
Merrill Lynch August 1992 - November 2000
Skills
Employee Stock Options, Equities, Capital Markets, Investments, Restricted Stock, Financial Services
Education
Southern Connecticut State University 1986 — 1991
Our Lady of the Assumption 1975 — 1982
Tj Hidinger's Banc of America Investments Experience October 1995 - Present
Job Senior Vice President, Financial Advisor at Banc of America Investments
Industry Financial Services
Experience
Banc of America Investments October 1995 - Present
Education
Northern Arizona University 1992 — 1996
Banc of America Investments October 1995 - Present
Education
Northern Arizona University 1992 — 1996
Jeffrey Irmen's Banc of America Investments Experience 1996 - 2004
Job VP, Trust Compliance Manager
Industry Financial Services
Experience
Umpqua Bank August 2011 - Present
Sterling Savings Bank February 2011 - August 2011
Sterling Savings Bank December 2009 - February 2011
ShareBuilder May 2005 - November 2009
Banc of America Investments 1996 - 2004
Olde Discount Corp August 1993 - May 1995
Skills
Compliance, SOX, Internal Controls, Risk Management, Internal Audit, Financial Reporting, Financial Analysis, Banking, Auditing, Risk Assessment, Securities
Education
Cannon Financial Institute 2014 — 2014
CFIRS™ - Certified Fiduciary and Investment Risk Specialist™, Trust Audit, Risk, and Compliance
Georgia State University - J. Mack Robinson College of Business 1990 — 1993
Bachelor of Business Administration, Finance
UNC-Greensboro
Umpqua Bank August 2011 - Present
Sterling Savings Bank February 2011 - August 2011
Sterling Savings Bank December 2009 - February 2011
ShareBuilder May 2005 - November 2009
Banc of America Investments 1996 - 2004
Olde Discount Corp August 1993 - May 1995
Skills
Compliance, SOX, Internal Controls, Risk Management, Internal Audit, Financial Reporting, Financial Analysis, Banking, Auditing, Risk Assessment, Securities
Education
Cannon Financial Institute 2014 — 2014
CFIRS™ - Certified Fiduciary and Investment Risk Specialist™, Trust Audit, Risk, and Compliance
Georgia State University - J. Mack Robinson College of Business 1990 — 1993
Bachelor of Business Administration, Finance
UNC-Greensboro
Tres Heald's Banc of America Investments Experience July 2000 - May 2002
Job Managing Director of Equity Strategy and Research
Industry Investment Management
Experience
City National Rochdale October 2013 - Present
City National Rochdale December 2012 - Present
City National Rochdale January 2007 - Present
City National Rochdale 2002 - Present
City National Rochdale June 2010 - February 2014
City National Asset Management June 2010 - November 2012
Banc of America Investments July 2000 - May 2002
Badgley, Phelps & Bell July 1996 - April 2000
Skills
Portfolio Management, Asset Management, Equities, Investments, Wealth Management, Asset Allocation, Financial Analysis, Industry Analysis, High Net Worth..., Wealth, Stocks, Research, Mutual Funds, Securities, Capital Markets, Equity Research, Alternative Investments, Asset Managment, Investment Advisory, Investment Strategies, Investment Management, Wealth Management..., Financial Risk
Education
University of Southern California - Marshall School of Business 1993 — 1995
MBA, Finance, Portfolio Management
San Francisco State University, College of Business 1987 — 1989
B.S., Finance, Real Estate
City National Rochdale October 2013 - Present
City National Rochdale December 2012 - Present
City National Rochdale January 2007 - Present
City National Rochdale 2002 - Present
City National Rochdale June 2010 - February 2014
City National Asset Management June 2010 - November 2012
Banc of America Investments July 2000 - May 2002
Badgley, Phelps & Bell July 1996 - April 2000
Skills
Portfolio Management, Asset Management, Equities, Investments, Wealth Management, Asset Allocation, Financial Analysis, Industry Analysis, High Net Worth..., Wealth, Stocks, Research, Mutual Funds, Securities, Capital Markets, Equity Research, Alternative Investments, Asset Managment, Investment Advisory, Investment Strategies, Investment Management, Wealth Management..., Financial Risk
Education
University of Southern California - Marshall School of Business 1993 — 1995
MBA, Finance, Portfolio Management
San Francisco State University, College of Business 1987 — 1989
B.S., Finance, Real Estate
Jonathan Mervine's Banc of America Investments Experience February 2008 - January 2009
Job CoFounder, Brewmaster at Roc Brewing Co., LLC
Industry Food & Beverages
Experience
Nedloh Brewing August 2014 - January 2015
Roc Brewing Co., LLC February 2010 - August 2014
Merrill Lynch January 2009 - December 2010
Banc of America Investments February 2008 - January 2009
Skills
Brewing, Marketing Communications, Social Media Marketing, Business Development, Management, Alcoholic Beverages, Craft Beer, Sales, Marketing Strategy, Event Management, Event Planning, Strategic Planning, Advertising, Public Relations
Education
Rochester Institute of Technology 2003 — 2007
Bachelor's Degree, International Economics
Kenmore West High Scool 1999 — 2003
High School
Nedloh Brewing August 2014 - January 2015
Roc Brewing Co., LLC February 2010 - August 2014
Merrill Lynch January 2009 - December 2010
Banc of America Investments February 2008 - January 2009
Skills
Brewing, Marketing Communications, Social Media Marketing, Business Development, Management, Alcoholic Beverages, Craft Beer, Sales, Marketing Strategy, Event Management, Event Planning, Strategic Planning, Advertising, Public Relations
Education
Rochester Institute of Technology 2003 — 2007
Bachelor's Degree, International Economics
Kenmore West High Scool 1999 — 2003
High School
Chris Dettra's Banc of America Investments Experience Senior Vice President/InvestmentsBanc of America Investment Services, Inc1993 - Present
Job Senior Vice President/Investments at Banc of America Investments
Industry Financial Services
Experience
Banc of America Investments Senior Vice President/InvestmentsBanc of America Investment Services, Inc1993 - Present
Education
Ferrum College 1983 — 1987
Banc of America Investments Senior Vice President/InvestmentsBanc of America Investment Services, Inc1993 - Present
Education
Ferrum College 1983 — 1987
Kathy Milmore's Banc of America Investments Experience September 2007 - July 2010
Job at iKnowtion
Industry Marketing and Advertising
Experience
iKnowtion July 2010 - Present
Banc of America Investments September 2007 - July 2010
iKnowtion 2000 - 2007
Harte Hanks 1995 - 2000
Harte-Hanks Data Technologies 1995 - 2000
Bain and Company 1988 - 1995
Geographic Systems Inc 1981 - 1988
Education
Middlebury College 1977 — 1981
iKnowtion July 2010 - Present
Banc of America Investments September 2007 - July 2010
iKnowtion 2000 - 2007
Harte Hanks 1995 - 2000
Harte-Hanks Data Technologies 1995 - 2000
Bain and Company 1988 - 1995
Geographic Systems Inc 1981 - 1988
Education
Middlebury College 1977 — 1981
William (Bill) Ferry's Banc of America Investments Experience February 2008 - April 2011
Job VP;Project Manager at Merrill Edge
Industry Financial Services
Experience
Merrill Edge April 2011 - Present
Banc of America Investments February 2008 - April 2011
Bank of America April 2007 - February 2008
Bank of America December 2005 - April 2007
Bank of America June 2002 - December 2005
Skills
Series 7, Banking, Portfolio Management, Risk Management, Wealth Management, Fixed Income, Series 63, Equities, Investments, Securities, Mutual Funds, Financial Services, Financial Risk, Series 24, Series 4, Series 53, Leadership, Team Leadership, Project Management
Education
North Carolina State University 1998 — 2002
Bachelor of Arts (B.A.), Business Management
Merrill Edge April 2011 - Present
Banc of America Investments February 2008 - April 2011
Bank of America April 2007 - February 2008
Bank of America December 2005 - April 2007
Bank of America June 2002 - December 2005
Skills
Series 7, Banking, Portfolio Management, Risk Management, Wealth Management, Fixed Income, Series 63, Equities, Investments, Securities, Mutual Funds, Financial Services, Financial Risk, Series 24, Series 4, Series 53, Leadership, Team Leadership, Project Management
Education
North Carolina State University 1998 — 2002
Bachelor of Arts (B.A.), Business Management
David Rounsaville's Banc of America Investments Experience November 2007 - April 2009
Job Managing Director Presidio PBO at First Republic Bank
Industry Banking
Experience
First Republic Bank June 2011 - Present
Bank of America November 2007 - June 2011
Banc of America Investments November 2007 - April 2009
Northern Trust March 2006 - November 2007
Skills
Banking, Mortgage Lending, Portfolio Management, Credit, Loans, Private Banking, Business Development, Sales, Investments, Commercial Banking, Wealth Management, Relationship Management, Commercial Lending, Small Business Lending, Consumer Lending, Retail Banking, Financial Analysis, Management
Education
Florida State University 1999 — 2003
BS, Economics
Florida State University - College of Business 1999 — 2003
Economics, Economics
First Republic Bank June 2011 - Present
Bank of America November 2007 - June 2011
Banc of America Investments November 2007 - April 2009
Northern Trust March 2006 - November 2007
Skills
Banking, Mortgage Lending, Portfolio Management, Credit, Loans, Private Banking, Business Development, Sales, Investments, Commercial Banking, Wealth Management, Relationship Management, Commercial Lending, Small Business Lending, Consumer Lending, Retail Banking, Financial Analysis, Management
Education
Florida State University 1999 — 2003
BS, Economics
Florida State University - College of Business 1999 — 2003
Economics, Economics
Allan Chin, C.E.M.'s Banc of America Investments Experience May 2008 - March 2009
Job
Industry Mechanical or Industrial Engineering
Experience
Pacific Coast Trane July 2013 - Present
Optimum Energy October 2010 - April 2013
Chase July 2010 - October 2010
New England Financial May 2009 - July 2010
Banc of America Investments May 2008 - March 2009
Trane June 2002 - June 2008
ifm efector, Inc. August 2000 - June 2002
Arkwin Industries August 1999 - August 2000
Skills
New Business Development, Sales Management, Contract Negotiation, Product Development, Sales Process, Business Development, Strategic Planning, Cross-functional Team..., Negotiation, Sales, Marketing, Energy, Solution Selling, Salesforce.com, Account Management, Direct Sales, Sales Operations, Product Marketing, Strategy, Selling, Product Management, Leadership, Strategic Partnerships, Start-ups, Competitive Analysis, SaaS, Sales Presentations, B2B, Enterprise Software, Lead Generation
Education
Rochester Institute of Technology 1994 — 1999
BS, Mechanical Engineering
Pacific Coast Trane July 2013 - Present
Optimum Energy October 2010 - April 2013
Chase July 2010 - October 2010
New England Financial May 2009 - July 2010
Banc of America Investments May 2008 - March 2009
Trane June 2002 - June 2008
ifm efector, Inc. August 2000 - June 2002
Arkwin Industries August 1999 - August 2000
Skills
New Business Development, Sales Management, Contract Negotiation, Product Development, Sales Process, Business Development, Strategic Planning, Cross-functional Team..., Negotiation, Sales, Marketing, Energy, Solution Selling, Salesforce.com, Account Management, Direct Sales, Sales Operations, Product Marketing, Strategy, Selling, Product Management, Leadership, Strategic Partnerships, Start-ups, Competitive Analysis, SaaS, Sales Presentations, B2B, Enterprise Software, Lead Generation
Education
Rochester Institute of Technology 1994 — 1999
BS, Mechanical Engineering
Kathy Tubiolo-Idaspe's Banc of America Investments Experience 2001 - 2003
Job Regional Employee Relations ManagerPHR
Industry Human Resources
Experience
Skechers December 2007 - Present
Uniqlo March 2006 - December 2007
H&M January 2004 - March 2006
Banc of America Investments 2001 - 2003
Skills
PHR, Fashion, Succession Planning, Employee Relations, Performance Management, Interviewing, Hiring, Leadership Development, Benefits, Coaching, Team Building, Onboarding, Talent Management, Talent Acquisition, Strategic Planning, Customer Service, Organizational..., Retail Management, Problem Solving, Retail, Merchandising, PowerPoint, Word, Excel, Budgeting, Microsoft Office, Compliance, HR Policies, Interviews, Payroll, New Hire Orientations, College Recruiting, Training, Deferred Compensation, Microsoft Word, Microsoft Excel, Store Management, Employee Benefits, Budgets, Human Resources
Education
Hofstra University 1991 — 1997
BBS, Business Administration
Nassau Community College 1988 — 1990
AAS, Fashion Merchandising and Buying
Skechers December 2007 - Present
Uniqlo March 2006 - December 2007
H&M January 2004 - March 2006
Banc of America Investments 2001 - 2003
Skills
PHR, Fashion, Succession Planning, Employee Relations, Performance Management, Interviewing, Hiring, Leadership Development, Benefits, Coaching, Team Building, Onboarding, Talent Management, Talent Acquisition, Strategic Planning, Customer Service, Organizational..., Retail Management, Problem Solving, Retail, Merchandising, PowerPoint, Word, Excel, Budgeting, Microsoft Office, Compliance, HR Policies, Interviews, Payroll, New Hire Orientations, College Recruiting, Training, Deferred Compensation, Microsoft Word, Microsoft Excel, Store Management, Employee Benefits, Budgets, Human Resources
Education
Hofstra University 1991 — 1997
BBS, Business Administration
Nassau Community College 1988 — 1990
AAS, Fashion Merchandising and Buying
Leah (Coburn) McGuill's Banc of America Investments Experience 2004 - Present
Job Program Manager, Operational Risk Executive
Industry Financial Services
Experience
Bank of America October 2004 - Present
Banc of America Investments 2004 - Present
The Reference 1999 - 2003
Skills
Financial Risk, Project Management, Business Analysis, Risk Management, Banking, Portfolio Management, Securities, Financial Services, Operational Risk, Operational Risk..., Capital Markets, AML, Equities, Process Improvement, Analysis, Fixed Income, Vendor Management, Asset Management, Program Management, Enterprise Risk...
Education
Middlebury College 1984 — 1988
Bank of America October 2004 - Present
Banc of America Investments 2004 - Present
The Reference 1999 - 2003
Skills
Financial Risk, Project Management, Business Analysis, Risk Management, Banking, Portfolio Management, Securities, Financial Services, Operational Risk, Operational Risk..., Capital Markets, AML, Equities, Process Improvement, Analysis, Fixed Income, Vendor Management, Asset Management, Program Management, Enterprise Risk...
Education
Middlebury College 1984 — 1988
Dave Gauhs's Banc of America Investments Experience October 2004 - February 2010
Job VP Financial Consultant Comerica Securities
Industry Investment Management
Experience
Comerica Securities February 2010 - Present
Banc of America Investments October 2004 - February 2010
Quick & Reilly June 1999 - October 2004
Education
Saint Bonaventure University 1995 — 1999
Comerica Securities February 2010 - Present
Banc of America Investments October 2004 - February 2010
Quick & Reilly June 1999 - October 2004
Education
Saint Bonaventure University 1995 — 1999
Glenda Bianchi's Banc of America Investments Experience 2003 - 2004
Job Family Office Professional
Industry Financial Services
Experience
Cypress Point Wealth Management LLC March 2007 - May 2015
First Dallas Securities (Financial Network Investment Corporation) June 2005 - March 2007
Banc of America Investments 2003 - 2004
Fred Kull Financial Advisors 1992 - 2002
Principal Financial Group 1987 - 1992
Skills
Family Office, Confidentiality, Angel Investing, Venture Capital, Private Equity, Wealth Management, Financial Services, Financial Planning, Investment Management, Financial Advisory, Philanthropy, Private Aviation, Real Estate Transactions, Self Directed IRA
Education
Southern Methodist University
University of Oklahoma
Mathemetics, Chemical Engineering
Cypress Point Wealth Management LLC March 2007 - May 2015
First Dallas Securities (Financial Network Investment Corporation) June 2005 - March 2007
Banc of America Investments 2003 - 2004
Fred Kull Financial Advisors 1992 - 2002
Principal Financial Group 1987 - 1992
Skills
Family Office, Confidentiality, Angel Investing, Venture Capital, Private Equity, Wealth Management, Financial Services, Financial Planning, Investment Management, Financial Advisory, Philanthropy, Private Aviation, Real Estate Transactions, Self Directed IRA
Education
Southern Methodist University
University of Oklahoma
Mathemetics, Chemical Engineering
Bill Tanem's Banc of America Investments Experience 1997 - 1999
Job Compliance Consultant at Wells Fargo Bank
Industry Financial Services
Experience
Wells Fargo Bank January 2010 - Present
Wells Fargo Investments, LLC 2004 - 2008
FIRE Solutions 2000 - 2004
Banc of America Investments 1997 - 1999
NASD 1995 - 1997
Skills
Series 7, Securities, FINRA, Series 24, AML, Mutual Funds, Investments
Education
Saint Mary's College of California 1992 — 1994
MBA, Finance
University of California, Davis 1975 — 1979
Wells Fargo Bank January 2010 - Present
Wells Fargo Investments, LLC 2004 - 2008
FIRE Solutions 2000 - 2004
Banc of America Investments 1997 - 1999
NASD 1995 - 1997
Skills
Series 7, Securities, FINRA, Series 24, AML, Mutual Funds, Investments
Education
Saint Mary's College of California 1992 — 1994
MBA, Finance
University of California, Davis 1975 — 1979
Dominique Callan's Banc of America Investments Experience January 2006 - May 2009
Job Vice President, Private Client Advisor, JP Morgan Chase Bank NA
Industry Financial Services
Experience
JP Morgan Chase Bank NA June 2009 - Present
Banc of America Investments January 2006 - May 2009
Merrill Lynch June 2000 - January 2006
High Speed Productions, Inc. January 1993 - December 1999
Education
Princeton University 1988 — 1992
JP Morgan Chase Bank NA June 2009 - Present
Banc of America Investments January 2006 - May 2009
Merrill Lynch June 2000 - January 2006
High Speed Productions, Inc. January 1993 - December 1999
Education
Princeton University 1988 — 1992
Zabih Aria's Banc of America Investments Experience May 2007 - August 2007
Job Market Development Manager at Porsche Cars North America
Industry Automotive
Experience
Porsche Cars North America July 2014 - Present
Porsche Cars North America January 2013 - July 2014
Porsche Cars North America June 2012 - January 2013
Porsche Cars North America August 2010 - July 2012
Porsche Cars North America January 2010 - August 2010
Piedmont Consultants May 2009 - November 2009
Infosurv May 2009 - August 2009
Banc of America Investments May 2007 - August 2007
Skills
Market Research, Data Analysis, PowerPoint, Microsoft Office, Microsoft Excel, Sales, Project Management, Process Improvement, Strategic Planning, Leadership, Marketing, Account Management, Forecasting, Customer Satisfaction, Marketing Strategy, Management
Education
Emory University 2006 — 2010
BA, Economics (Financial Economics Concentration), German
Norcross High School 2002 — 2006
Porsche Cars North America July 2014 - Present
Porsche Cars North America January 2013 - July 2014
Porsche Cars North America June 2012 - January 2013
Porsche Cars North America August 2010 - July 2012
Porsche Cars North America January 2010 - August 2010
Piedmont Consultants May 2009 - November 2009
Infosurv May 2009 - August 2009
Banc of America Investments May 2007 - August 2007
Skills
Market Research, Data Analysis, PowerPoint, Microsoft Office, Microsoft Excel, Sales, Project Management, Process Improvement, Strategic Planning, Leadership, Marketing, Account Management, Forecasting, Customer Satisfaction, Marketing Strategy, Management
Education
Emory University 2006 — 2010
BA, Economics (Financial Economics Concentration), German
Norcross High School 2002 — 2006
Candace Colescott's Banc of America Investments Experience 1989 - 2007
Job Financial Consultant
Industry Financial Services
Experience
Marquis Financial February 2007 - Present
Banc of America Investments 1989 - 2007
Skills
Wealth Management, Investments, Strategic Financial..., Retirement Planning, Retirement, 401k, Strategic Planning, Financial Analysis, Personal Financial..., Series 7, registered..., Investment Management
Education
Penn State University 1978 — 1980
MBA, Finance
University of Mary Washington 1971 — 1975
Marquis Financial February 2007 - Present
Banc of America Investments 1989 - 2007
Skills
Wealth Management, Investments, Strategic Financial..., Retirement Planning, Retirement, 401k, Strategic Planning, Financial Analysis, Personal Financial..., Series 7, registered..., Investment Management
Education
Penn State University 1978 — 1980
MBA, Finance
University of Mary Washington 1971 — 1975
Janice Crawford's Banc of America Investments Experience April 2007 - October 2009
Job Director
Industry Financial Services
Experience
Merrill Lynch October 2009 - Present
Banc of America Investments April 2007 - October 2009
Bank of America June 1994 - April 2006
banc of america investment services 1994 - 2002
Biltmore Capital Group 1989 - 1992
Dean Witter 1983 - 1989
Skills
Wealth Management, Banking, Series 7, Investments, Financial Services, Mutual Funds, Investment Advisory, Portfolio Management, Equities, Alternative Investments, Fixed Income, Mortgage Lending, Retirement Planning, Series 63, Capital Markets, Securities, Commercial Banking, Credit, Hedge Funds
Education
BAC Six Sigma Program 2007 — 2007
Green Belt, Six Sigma
Wharton 2005 — 2005
Executive Managment Course
College For Financial Planning 1997 — 1998
AAMS, Accredited Asset Management Specialist
Florida International University - College of Business 1981 — 1983
MBA, Marketing/Finance
Florida International University - College of Business 1979 — 1981
BBA, Business/Marketing
Merrill Lynch October 2009 - Present
Banc of America Investments April 2007 - October 2009
Bank of America June 1994 - April 2006
banc of america investment services 1994 - 2002
Biltmore Capital Group 1989 - 1992
Dean Witter 1983 - 1989
Skills
Wealth Management, Banking, Series 7, Investments, Financial Services, Mutual Funds, Investment Advisory, Portfolio Management, Equities, Alternative Investments, Fixed Income, Mortgage Lending, Retirement Planning, Series 63, Capital Markets, Securities, Commercial Banking, Credit, Hedge Funds
Education
BAC Six Sigma Program 2007 — 2007
Green Belt, Six Sigma
Wharton 2005 — 2005
Executive Managment Course
College For Financial Planning 1997 — 1998
AAMS, Accredited Asset Management Specialist
Florida International University - College of Business 1981 — 1983
MBA, Marketing/Finance
Florida International University - College of Business 1979 — 1981
BBA, Business/Marketing
DePina Dorothy's Banc of America Investments Experience July 2008 - Present
Job Operations Anayst at Banc of America Investment Services
Industry Investment Banking
Experience
Banc of America Investments July 2008 - Present
Banc of America Investment Services March 2007 - July 2008
Education
Rhode Island College 1998 — 2004
2004, Computer Information Systems
Banc of America Investments July 2008 - Present
Banc of America Investment Services March 2007 - July 2008
Education
Rhode Island College 1998 — 2004
2004, Computer Information Systems
Alan Henson's Banc of America Investments Experience 1993 - 1999
Job State of California
Industry Law Enforcement
Experience
State of California February 2010 - Present
Wadell & Reed December 2008 - June 2009
State of California February 2007 - December 2008
NewEdge Financial Group June 2000 - July 2008
Banc of America Investments 1993 - 1999
Skills
Investments, Finance, Financial Analysis, Insurance, Risk Management, Portfolio Management, Government, Securities, Equities, Strategic Planning, Strategic Financial..., Public Policy, Asset Management, Financial Planning, Series 7, Policy Analysis, Financial Risk, Asset Managment, Law Enforcement
Education
Howard University
BBA, Finance
State of California February 2010 - Present
Wadell & Reed December 2008 - June 2009
State of California February 2007 - December 2008
NewEdge Financial Group June 2000 - July 2008
Banc of America Investments 1993 - 1999
Skills
Investments, Finance, Financial Analysis, Insurance, Risk Management, Portfolio Management, Government, Securities, Equities, Strategic Planning, Strategic Financial..., Public Policy, Asset Management, Financial Planning, Series 7, Policy Analysis, Financial Risk, Asset Managment, Law Enforcement
Education
Howard University
BBA, Finance
Kevin Christopher's Banc of America Investments Experience May 2005 - May 2009
Job Financial Advisor at Your Wealth Partners / Infinex Financial Group
Industry Financial Services
Experience
Your Wealth Partners / Infinex Financial Group November 2013 - Present
Law Offices of Kevin H. Christopher May 2009 - Present
Harvest Capital May 2009 - November 2013
Banc of America Investments May 2005 - May 2009
Quick and Reilly January 2001 - May 2005
Skills
Estate Planning, Wealth Management, Insurance, Retirement Planning, Series 7, Mutual Funds, Alternative Investments, Asset Allocation, Retirement, Fixed Annuities, Investments, 401k, Strategic Financial..., Portfolio Management, Derivatives
Education
Southern New England School of Law 1996 — 2000
JD, Banking, Corporate, Finance, and Securities Law
University of Massachusetts Dartmouth 1992 — 1996
BS, Environmental Business
Your Wealth Partners / Infinex Financial Group November 2013 - Present
Law Offices of Kevin H. Christopher May 2009 - Present
Harvest Capital May 2009 - November 2013
Banc of America Investments May 2005 - May 2009
Quick and Reilly January 2001 - May 2005
Skills
Estate Planning, Wealth Management, Insurance, Retirement Planning, Series 7, Mutual Funds, Alternative Investments, Asset Allocation, Retirement, Fixed Annuities, Investments, 401k, Strategic Financial..., Portfolio Management, Derivatives
Education
Southern New England School of Law 1996 — 2000
JD, Banking, Corporate, Finance, and Securities Law
University of Massachusetts Dartmouth 1992 — 1996
BS, Environmental Business
Kenya King's Banc of America Investments Experience July 1999 - March 2005
Job Compliance Analyst at LPL Financial Services
Industry Financial Services
Experience
LPL Financial Services March 2006 - Present
Smith Barney March 2005 - March 2006
Banc of America Investments July 1999 - March 2005
Skills
FINRA, Event Planning, Mutual Funds
Education
Johnson C. Smith University - JCSU
Bachelor of Science in Business Administration
Kaplan College
LPL Financial Services March 2006 - Present
Smith Barney March 2005 - March 2006
Banc of America Investments July 1999 - March 2005
Skills
FINRA, Event Planning, Mutual Funds
Education
Johnson C. Smith University - JCSU
Bachelor of Science in Business Administration
Kaplan College
Lisa Spilko's Banc of America Investments Experience Operations ManagerQuick and ReillyNovember 2000 - October 2004
Job Registered Sales Assistant at Banc of America Investments
Industry Financial Services
Experience
Banc of America Investments Operations ManagerQuick and ReillyNovember 2000 - October 2004
LeCroy January 1995 - November 2000
Education
Rockland Community College 1996 — 1998
A.A.S, Business Administration
Banc of America Investments Operations ManagerQuick and ReillyNovember 2000 - October 2004
LeCroy January 1995 - November 2000
Education
Rockland Community College 1996 — 1998
A.A.S, Business Administration
Andrea Reaves, PMP's Banc of America Investments Experience April 1997 - September 2006
Job Relationship Manager, Project Manager
Industry Financial Services
Experience
E*TRADE Financial Corporation March 2015 - Present
E*TRADE Financial March 2010 - June 2015
E*TRADE Financial September 2006 - March 2010
Banc of America Investments April 1997 - September 2006
Skills
Equities, Series 7, Management, Portfolio Management, Banking, Project Management, Vendor Management, Customer Service, Process Improvement, Business Analysis, Relationship Management, Series 63, Sales, Financial Services
Education
Georgia State University
Bachelor of Science
E*TRADE Financial Corporation March 2015 - Present
E*TRADE Financial March 2010 - June 2015
E*TRADE Financial September 2006 - March 2010
Banc of America Investments April 1997 - September 2006
Skills
Equities, Series 7, Management, Portfolio Management, Banking, Project Management, Vendor Management, Customer Service, Process Improvement, Business Analysis, Relationship Management, Series 63, Sales, Financial Services
Education
Georgia State University
Bachelor of Science
Andrew Moroz's Banc of America Investments Experience April 2000 - October 2003
Job Software Developer at HealthDataInsights
Industry Information Services
Experience
HealthDataInsights March 2009 - Present
Bechtel SAIC January 2004 - March 2009
Banc of America Investments April 2000 - October 2003
Online Documents, Inc. December 1993 - June 1999
Landmark General Corporation January 1991 - November 1993
Education
Miami University 1986 — 1990
BA, Aeronautics Mathematics
HealthDataInsights March 2009 - Present
Bechtel SAIC January 2004 - March 2009
Banc of America Investments April 2000 - October 2003
Online Documents, Inc. December 1993 - June 1999
Landmark General Corporation January 1991 - November 1993
Education
Miami University 1986 — 1990
BA, Aeronautics Mathematics
Leslie Horrillo's Banc of America Investments Experience 2000 - 2008
Job Premier Relationship Manager at HSBC
Industry Financial Services
Experience
Bank of America August 2005 - July 2008
Banc of America Investments 2000 - 2008
Bank of America August 2002 - August 2005
Bank of America February 1990 - August 2002
Bank of America July 1984 - February 1990
Bank of America July 1981 - July 1984
Bank of America June 1979 - November 1980
Skills
Wealth Management, Wealth, Retail Banking, Loans, Credit, Credit Analysis, Mortgage Lending, Private Banking, Banking, Series 6, Cross Selling, Series 63, Relationship Management, Consumer Lending, Portfolio Management, Cash Management
Education
Grand Canyon University
Bachelor of Science
University of California, Santa Cruz 2003 — 2006
Immanuel Lutheran 1973 — 1978
Bank of America August 2005 - July 2008
Banc of America Investments 2000 - 2008
Bank of America August 2002 - August 2005
Bank of America February 1990 - August 2002
Bank of America July 1984 - February 1990
Bank of America July 1981 - July 1984
Bank of America June 1979 - November 1980
Skills
Wealth Management, Wealth, Retail Banking, Loans, Credit, Credit Analysis, Mortgage Lending, Private Banking, Banking, Series 6, Cross Selling, Series 63, Relationship Management, Consumer Lending, Portfolio Management, Cash Management
Education
Grand Canyon University
Bachelor of Science
University of California, Santa Cruz 2003 — 2006
Immanuel Lutheran 1973 — 1978
Pearl (Pearl O'Rourke) Percy's Banc of America Investments Experience 2003 - 2004
Job Vice President of Corporate Development at Nordstrom
Industry Retail
Experience
Nordstrom September 2014 - Present
The Clorox Company June 2011 - August 2014
The Walt Disney Company June 2010 - June 2011
JP Morgan June 2006 - June 2010
Lazard Freres & Co. May 2004 - May 2006
Banc of America Investments 2003 - 2004
Skills
Financial Modeling, Valuation, Due Diligence, Private Equity, Business Strategy, Emerging Markets, Business Development, Corporate Development, Product Development, Finance, Strategic Partnerships, Process Improvement, Forecasting, Analytics, Mergers & Acquisitions, Competitive Analysis, Marketing, Strategy, Market Research, Inspiring Leadership, Financial Analysis, Product Marketing, Venture Capital, Brand Management, Strategic Planning, Customer Insight, Management Consulting, Capital Markets, Marketing Strategy, Mergers, Product Management, Acquisition Integration, Start-ups, Management, Product Innovation, Cross-functional Team..., Segmentation, Corporate Finance, Corporate Strategy..., Leadership, Exceptional People..., Investments, Entrepreneurship, M&A experience, Consumer Products
Education
Northwestern University - Kellogg School of Management 2000 — 2003
MBA
Northwestern University School of Law 2000 — 2003
JD
Northwestern University 1992 — 1996
BA, Mathematics, Sociology
Nordstrom September 2014 - Present
The Clorox Company June 2011 - August 2014
The Walt Disney Company June 2010 - June 2011
JP Morgan June 2006 - June 2010
Lazard Freres & Co. May 2004 - May 2006
Banc of America Investments 2003 - 2004
Skills
Financial Modeling, Valuation, Due Diligence, Private Equity, Business Strategy, Emerging Markets, Business Development, Corporate Development, Product Development, Finance, Strategic Partnerships, Process Improvement, Forecasting, Analytics, Mergers & Acquisitions, Competitive Analysis, Marketing, Strategy, Market Research, Inspiring Leadership, Financial Analysis, Product Marketing, Venture Capital, Brand Management, Strategic Planning, Customer Insight, Management Consulting, Capital Markets, Marketing Strategy, Mergers, Product Management, Acquisition Integration, Start-ups, Management, Product Innovation, Cross-functional Team..., Segmentation, Corporate Finance, Corporate Strategy..., Leadership, Exceptional People..., Investments, Entrepreneurship, M&A experience, Consumer Products
Education
Northwestern University - Kellogg School of Management 2000 — 2003
MBA
Northwestern University School of Law 2000 — 2003
JD
Northwestern University 1992 — 1996
BA, Mathematics, Sociology
Michael Fama's Banc of America Investments Experience November 1997 - October 2009
Job First Vice President, Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch November 1997 - Present
Banc of America Investments November 1997 - October 2009
Education
Rider University
Merrill Lynch November 1997 - Present
Banc of America Investments November 1997 - October 2009
Education
Rider University
Rasheed Haneef's Banc of America Investments Experience July 2000 - June 2012
Job Learning and Development Professional and Author of the book "Are You A Sales Person or A Business Owner"
Industry Financial Services
Experience
TrainingPros March 2013 - April 2013
Merrill Lynch July 2000 - June 2012
Banc of America Investments July 2000 - June 2012
Quick and Reilly July 2000 - June 2012
Morgan Stanley July 1998 - June 2000
Photocircuits Corporation 1997 - 1998
United States Navy 1982 - 1997
Skills
Coaching, Banking, Series 7, Investments, Process Improvement, Training, Program Management, Workshop Facilitation, Leadership, Management, Consulting, Instructional Design, Management Consulting, Team Building, Sales, Mutual Funds, Insurance, Team Leadership, Change Management, Financial Services, Performance Consulting, Employee Training, Public Speaking, Recruiting, Call Centers, Talent Management, E-Learning, Wealth Management, Strategy, Organizational..., Portfolio Management
Education
Southern Illinois University, Carbondale 1995 — 1997
Workforce Education and Development
Ohio Institute of Technology 1980 — 1983
TrainingPros March 2013 - April 2013
Merrill Lynch July 2000 - June 2012
Banc of America Investments July 2000 - June 2012
Quick and Reilly July 2000 - June 2012
Morgan Stanley July 1998 - June 2000
Photocircuits Corporation 1997 - 1998
United States Navy 1982 - 1997
Skills
Coaching, Banking, Series 7, Investments, Process Improvement, Training, Program Management, Workshop Facilitation, Leadership, Management, Consulting, Instructional Design, Management Consulting, Team Building, Sales, Mutual Funds, Insurance, Team Leadership, Change Management, Financial Services, Performance Consulting, Employee Training, Public Speaking, Recruiting, Call Centers, Talent Management, E-Learning, Wealth Management, Strategy, Organizational..., Portfolio Management
Education
Southern Illinois University, Carbondale 1995 — 1997
Workforce Education and Development
Ohio Institute of Technology 1980 — 1983
Nicholas Brown CRPC, CFC's Banc of America Investments Experience January 2004 - November 2007
Job Financial Advisor at Wachovia Securities
Industry Financial Services
Experience
Wachovia Securities, LLC January 2008 - Present
Banc of America Investments January 2004 - November 2007
Education
Florida State University
Wachovia Securities, LLC January 2008 - Present
Banc of America Investments January 2004 - November 2007
Education
Florida State University
Lisa Gigliotti's Banc of America Investments Experience 2008 - 2009
Job Vice President at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments 2009 - Present
Banc of America Investments 2008 - 2009
Fidelity Investments 2005 - 2008
Fidelity Investments 1986 - 2008
Education
Northeastern University 1981 — 1986
BS, Economics
Fidelity Investments 2009 - Present
Banc of America Investments 2008 - 2009
Fidelity Investments 2005 - 2008
Fidelity Investments 1986 - 2008
Education
Northeastern University 1981 — 1986
BS, Economics
Joshua P. Ritz's Banc of America Investments Experience 2002 - 2009
Job Regional Brokerage Manager, SVP at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors 2010 - Present
BB&T 2009 - 2010
Banc of America Investments 2002 - 2009
Morgan Stanley 1997 - 2002
Skills
Investments, Financial Services, Retirement Planning, Insurance, Strategic Planning, Leadership, Finance, Team Building, Project Management, Revenue Enhancement, Recruiting, Sales, Mutual Funds, Securities, Asset Managment
Education
Loyola University Maryland
BA, Finance
University of Maryland University College
Master of Business Administration (MBA)
Wells Fargo Advisors 2010 - Present
BB&T 2009 - 2010
Banc of America Investments 2002 - 2009
Morgan Stanley 1997 - 2002
Skills
Investments, Financial Services, Retirement Planning, Insurance, Strategic Planning, Leadership, Finance, Team Building, Project Management, Revenue Enhancement, Recruiting, Sales, Mutual Funds, Securities, Asset Managment
Education
Loyola University Maryland
BA, Finance
University of Maryland University College
Master of Business Administration (MBA)
Darren K. Lee's Banc of America Investments Experience 2007 - 2007
Job VPDirector of Trade Surveillance, Americas
Industry Financial Services
Experience
HSBC May 2014 - Present
JP Morgan Chase August 2010 - May 2014
NYSE Regulation, Inc. March 2008 - August 2010
NYSE Regulation, Inc. August 2005 - May 2007
Banc of America Investments 2007 - 2007
Signature Bank 2000 - 2005
Skills
Equities, Series 7, Equity Derivatives, Securities, Risk Management, Financial Risk, Fixed Income, Capital Markets, AML, Series 63, Financial Services, Banking, Mutual Funds, Hedge Funds
Education
Utica College of Syracuse University 2005 — 2007
MBA, Fraud Management
Saint Leo University
BA, Management
HSBC May 2014 - Present
JP Morgan Chase August 2010 - May 2014
NYSE Regulation, Inc. March 2008 - August 2010
NYSE Regulation, Inc. August 2005 - May 2007
Banc of America Investments 2007 - 2007
Signature Bank 2000 - 2005
Skills
Equities, Series 7, Equity Derivatives, Securities, Risk Management, Financial Risk, Fixed Income, Capital Markets, AML, Series 63, Financial Services, Banking, Mutual Funds, Hedge Funds
Education
Utica College of Syracuse University 2005 — 2007
MBA, Fraud Management
Saint Leo University
BA, Management
Cathy Chalupny's Banc of America Investments Experience 2007 - 2008
Job Director, Operations at TIAACREF
Industry Financial Services
Experience
TIAA-CREF March 2012 - Present
TIAA-CREF November 2009 - March 2012
Bank of America 2008 - 2009
Banc of America Investments 2007 - 2008
Bank of America 2005 - 2007
Columbia Management 2001 - 2005
Boatmen's Trust Company 1991 - 1997
Skills
Securities, Process Improvement, Fixed Income, Asset Managment, Investments, Mutual Funds, Equities, Business Analysis, Wealth Management
Education
Southern Illinois University, Edwardsville
MBA
University of Missouri-Saint Louis
Bachelors
TIAA-CREF March 2012 - Present
TIAA-CREF November 2009 - March 2012
Bank of America 2008 - 2009
Banc of America Investments 2007 - 2008
Bank of America 2005 - 2007
Columbia Management 2001 - 2005
Boatmen's Trust Company 1991 - 1997
Skills
Securities, Process Improvement, Fixed Income, Asset Managment, Investments, Mutual Funds, Equities, Business Analysis, Wealth Management
Education
Southern Illinois University, Edwardsville
MBA
University of Missouri-Saint Louis
Bachelors
Donald Robinson's Banc of America Investments Experience February 2008 - January 2009
Job Treasury & Finance Compliance Officer at Vaco/Ally
Industry Banking
Experience
Vaco/Ally August 2013 - Present
Vaco/Ally August 2011 - Present
Bank of America October 2009 - August 2011
Banc of America Investments February 2008 - January 2009
Bank of America 2004 - 2007
Bank of America 2004 - 2004
Bank of America 2001 - 2003
Bank of America 2000 - 2001
Bank of America 1994 - 2000
Skills
Cross-functional Team..., Leadership, Change Management, Management, Six Sigma, Banking, Training, Team Leadership, Project Management, Strategic Planning, Business Planning, Coaching, Relationship Management, Risk Management, Portfolio Management, Credit, Retail Banking, Finance, Operations Management, CRM, Vendor Management, Financial Services, Financial Risk, Strategy, Call Centers, Budgets
Education
University of Wisconsin-Madison - School of Business 1983 — 1986
MBA, Banking, Finance, Investments
Oakwood College 1977 — 1981
BS, Bus Admn, Acctg
GCA
Vaco/Ally August 2013 - Present
Vaco/Ally August 2011 - Present
Bank of America October 2009 - August 2011
Banc of America Investments February 2008 - January 2009
Bank of America 2004 - 2007
Bank of America 2004 - 2004
Bank of America 2001 - 2003
Bank of America 2000 - 2001
Bank of America 1994 - 2000
Skills
Cross-functional Team..., Leadership, Change Management, Management, Six Sigma, Banking, Training, Team Leadership, Project Management, Strategic Planning, Business Planning, Coaching, Relationship Management, Risk Management, Portfolio Management, Credit, Retail Banking, Finance, Operations Management, CRM, Vendor Management, Financial Services, Financial Risk, Strategy, Call Centers, Budgets
Education
University of Wisconsin-Madison - School of Business 1983 — 1986
MBA, Banking, Finance, Investments
Oakwood College 1977 — 1981
BS, Bus Admn, Acctg
GCA
Stephanie Nilsen's Banc of America Investments Experience December 2001 - June 2006
Job Vice President at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley January 2014 - Present
Capital Guardian, LLC August 2012 - January 2014
Morgan Stanley June 2011 - August 2012
Rehmann Financial October 2009 - June 2012
Stanford Group Company June 2006 - February 2009
Banc of America Investments December 2001 - June 2006
Education
Palm Beach Atlantic University 2001 — 2003
Bachelor of Arts
Morgan Stanley January 2014 - Present
Capital Guardian, LLC August 2012 - January 2014
Morgan Stanley June 2011 - August 2012
Rehmann Financial October 2009 - June 2012
Stanford Group Company June 2006 - February 2009
Banc of America Investments December 2001 - June 2006
Education
Palm Beach Atlantic University 2001 — 2003
Bachelor of Arts
Maria Tashjian's Banc of America Investments Experience July 2006 - July 2010
Job Morgan Stanley Private Bank, N.A.
Industry Financial Services
Experience
Morgan Stanley Private Bank, N.A. July 2010 - Present
Banc of America Investments July 2006 - July 2010
Millennium Training Institute June 2003 - July 2006
Skills
Relationship Management, Management, Time Management, Leadership, Event Planning, Loans, Banking, Outlook, PowerPoint, Interviews, Project Management, Microsoft Excel, Teamwork, Research, Coaching, Microsoft Word, Training, Recruiting, Human Resources, Sales Operations, Finance, Marketing, Sales, Insurance, Team Building, Analysis
Education
University of Massachusetts 2010 — 2015
Bachelor's Degree
Middlesex Community College 2006 — 2010
AS
Morgan Stanley Private Bank, N.A. July 2010 - Present
Banc of America Investments July 2006 - July 2010
Millennium Training Institute June 2003 - July 2006
Skills
Relationship Management, Management, Time Management, Leadership, Event Planning, Loans, Banking, Outlook, PowerPoint, Interviews, Project Management, Microsoft Excel, Teamwork, Research, Coaching, Microsoft Word, Training, Recruiting, Human Resources, Sales Operations, Finance, Marketing, Sales, Insurance, Team Building, Analysis
Education
University of Massachusetts 2010 — 2015
Bachelor's Degree
Middlesex Community College 2006 — 2010
AS
Dennis P. León, PMP's Banc of America Investments Experience October 2005 - July 2008
Job President Owner at The DiviDivi Tree
Industry Financial Services
Experience
The Divi-Divi Tree a Trend Following Company December 2012 - Present
Palm Beach County Clerk & Comptroller June 2011 - November 2012
Project Management Institue - South Florida Chapter 2011 - 2012
Loggerhead Marinelife Center November 2010 - November 2011
Morgan Keegan August 2008 - September 2009
Banc of America Investments October 2005 - July 2008
Morgan Stanley Dean Witter January 1996 - September 2005
Skills
Strategic Financial..., Strategic Planning, Portfolio Management, Wealth Management, Process Improvement, Business Analysis, Series 7, Analysis, Management, Microsoft Office, Finance, Investments, Leadership, New Business Development, Customer Service, Project Planning
Education
Florida Atlantic University 2010 — 2010
PMP
Florida Atlantic University 2009 — 2009
Green Belt
University of Pennsylvania - The Wharton School 2005 — 2005
Associate Investment Consultant
MTS voor Fotografie en Fototechniek 1979 — 1981
Fotografie
Liceo Pedro Gual - Valencia 1968 — 1971
Bachiller
PC Professor
The Divi-Divi Tree a Trend Following Company December 2012 - Present
Palm Beach County Clerk & Comptroller June 2011 - November 2012
Project Management Institue - South Florida Chapter 2011 - 2012
Loggerhead Marinelife Center November 2010 - November 2011
Morgan Keegan August 2008 - September 2009
Banc of America Investments October 2005 - July 2008
Morgan Stanley Dean Witter January 1996 - September 2005
Skills
Strategic Financial..., Strategic Planning, Portfolio Management, Wealth Management, Process Improvement, Business Analysis, Series 7, Analysis, Management, Microsoft Office, Finance, Investments, Leadership, New Business Development, Customer Service, Project Planning
Education
Florida Atlantic University 2010 — 2010
PMP
Florida Atlantic University 2009 — 2009
Green Belt
University of Pennsylvania - The Wharton School 2005 — 2005
Associate Investment Consultant
MTS voor Fotografie en Fototechniek 1979 — 1981
Fotografie
Liceo Pedro Gual - Valencia 1968 — 1971
Bachiller
PC Professor
Robert Bird, CFP® AAMS®'s Banc of America Investments Experience October 2006 - April 2007
Job Senior Financial Associate at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management April 2007 - Present
Banc of America Investments October 2006 - April 2007
UBS Wealth Management November 2003 - October 2006
Skills
Bloomberg, Strategic Financial..., Microsoft Excel, Portfolio Management, Asset Allocation, Consultative Sales..., Project Management, Networking, Collaborative Problem..., Team Building, Strategy
Education
Iona College 1994 — 1998
BBA, Finance
Judge Memorial Catholic High School 1990 — 1994
RBC Wealth Management April 2007 - Present
Banc of America Investments October 2006 - April 2007
UBS Wealth Management November 2003 - October 2006
Skills
Bloomberg, Strategic Financial..., Microsoft Excel, Portfolio Management, Asset Allocation, Consultative Sales..., Project Management, Networking, Collaborative Problem..., Team Building, Strategy
Education
Iona College 1994 — 1998
BBA, Finance
Judge Memorial Catholic High School 1990 — 1994
Christopher Folz's Banc of America Investments Experience July 2007 - March 2009
Job Homeowner Support Specialist at Citimortgage
Industry Banking
Experience
Citimortgage August 2011 - Present
ELCO Chevrolet-Cadillac April 2009 - June 2011
Banc of America Investments July 2007 - March 2009
US Navy July 1987 - July 2007
Education
Saginaw Valley State University - College of Business and Management 2003 — 2007
BBA, Finance
Pacific High School 1983 — 1987
Diploma, General Studies
Citimortgage August 2011 - Present
ELCO Chevrolet-Cadillac April 2009 - June 2011
Banc of America Investments July 2007 - March 2009
US Navy July 1987 - July 2007
Education
Saginaw Valley State University - College of Business and Management 2003 — 2007
BBA, Finance
Pacific High School 1983 — 1987
Diploma, General Studies
Chris O'Hara's Banc of America Investments Experience 2000 - 2004
Job Healthcare Analyst at William Blair and Company
Industry Investment Management
Experience
William Blair and Company June 2005 - Present
Principal Global Investors 2004 - 2005
Banc of America Investments 2000 - 2004
Sigma Aldrich 1998 - 1999
Washington University School of Medicine 1992 - 1998
Skills
Financial Modeling, Valuation, Financial Analysis, Equities, Equity Research, Hedge Funds, Investments, Asset Management, Bloomberg, Capital Markets
Education
Washington University in St. Louis - Olin Business School 1997 — 1999
MBA, Finance
Purdue University 1987 — 1992
PhD, Neurosciences
Hillsdale College 1984 — 1987
BA, Biology/French
Lake Shore High School 1980 — 1983
High School
William Blair and Company June 2005 - Present
Principal Global Investors 2004 - 2005
Banc of America Investments 2000 - 2004
Sigma Aldrich 1998 - 1999
Washington University School of Medicine 1992 - 1998
Skills
Financial Modeling, Valuation, Financial Analysis, Equities, Equity Research, Hedge Funds, Investments, Asset Management, Bloomberg, Capital Markets
Education
Washington University in St. Louis - Olin Business School 1997 — 1999
MBA, Finance
Purdue University 1987 — 1992
PhD, Neurosciences
Hillsdale College 1984 — 1987
BA, Biology/French
Lake Shore High School 1980 — 1983
High School
Seth Ryan's Banc of America Investments Experience June 2006 - September 2008
Job VP at Citi
Industry Financial Services
Experience
Citi January 2013 - Present
Citi September 2010 - December 2012
BNP Paribas September 2008 - January 2011
Banc of America Investments June 2006 - September 2008
Skills
Derivatives, Investment Banking, Perl, Trading Systems, Sybase, Spring, Java, Fixed Income, Electronic Trading, Interest Rate..., SDLC, Capital Markets, Software Development
Education
Penn State University 2002 — 2006
Citi January 2013 - Present
Citi September 2010 - December 2012
BNP Paribas September 2008 - January 2011
Banc of America Investments June 2006 - September 2008
Skills
Derivatives, Investment Banking, Perl, Trading Systems, Sybase, Spring, Java, Fixed Income, Electronic Trading, Interest Rate..., SDLC, Capital Markets, Software Development
Education
Penn State University 2002 — 2006
John Piszko's Banc of America Investments Experience August 2001 - April 2009
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC April 2009 - Present
Banc of America Investments August 2001 - April 2009
Prudential Financial July 2000 - July 2001
Skills
Investments, Finance, Retirement Planning, Securities, Insurance, Mutual Funds, Portfolio Management, Estate Planning, Asset Allocation, Fixed Income, Wealth Planning, Investment Planning, Financial Advisory, Equities, Financial Services, Wealth Management, Financial Analysis, Series 7
Education
Fairfield University 1993 — 1997
B.A., Economics, Political Science
Wells Fargo Advisors, LLC April 2009 - Present
Banc of America Investments August 2001 - April 2009
Prudential Financial July 2000 - July 2001
Skills
Investments, Finance, Retirement Planning, Securities, Insurance, Mutual Funds, Portfolio Management, Estate Planning, Asset Allocation, Fixed Income, Wealth Planning, Investment Planning, Financial Advisory, Equities, Financial Services, Wealth Management, Financial Analysis, Series 7
Education
Fairfield University 1993 — 1997
B.A., Economics, Political Science
Pedro Jimenez, CRPC's Banc of America Investments Experience December 2008 - January 2009
Job Branch Manager at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch October 2009 - Present
Banc of America Investments December 2008 - January 2009
Banc of America Investments December 2000 - December 2008
Quick & Reilly June 1995 - December 2000
Skills
Series 7, Wealth Management, IRAs, Investments, FINRA, Series 63, Mutual Funds, Retirement Planning, Retirement, Series 24, Fixed Annuities, 401k, Investment Management, Life Insurance, Asset Management, Bonds, Series 6, Fixed Income, ETFs, Asset Allocation, Alternative Investments, Wealth Management..., Insurance, Financial Planners, Strategic Financial..., Series 65, Investment Advisory, Financial Advisory, Estate Planning, Securities, Relationship Management, Uniform Combined State..., Equities, Financial Services, Investment Strategies, Portfolio Management, Finance, Financial Risk, High Net Worth..., Wealth, Loans
Education
Embry-Riddle Aeronautical University 1987 — 1992
BS, Business major, Finance minor
Stuyvesant HS
Merrill Lynch October 2009 - Present
Banc of America Investments December 2008 - January 2009
Banc of America Investments December 2000 - December 2008
Quick & Reilly June 1995 - December 2000
Skills
Series 7, Wealth Management, IRAs, Investments, FINRA, Series 63, Mutual Funds, Retirement Planning, Retirement, Series 24, Fixed Annuities, 401k, Investment Management, Life Insurance, Asset Management, Bonds, Series 6, Fixed Income, ETFs, Asset Allocation, Alternative Investments, Wealth Management..., Insurance, Financial Planners, Strategic Financial..., Series 65, Investment Advisory, Financial Advisory, Estate Planning, Securities, Relationship Management, Uniform Combined State..., Equities, Financial Services, Investment Strategies, Portfolio Management, Finance, Financial Risk, High Net Worth..., Wealth, Loans
Education
Embry-Riddle Aeronautical University 1987 — 1992
BS, Business major, Finance minor
Stuyvesant HS
Ned Laskowski's Banc of America Investments Experience 1981 - 2004
Job Retired Financial Services Professional
Industry Financial Services
Experience
Save Darfur Washington State 2008 - 2010
Banc of America Investments 1981 - 2004
Education
Fordham Gabelli School of Business 1975 — 1977
MBA
United States Naval Academy 1963 — 1967
BS, Aerospace Engineering and French
Save Darfur Washington State 2008 - 2010
Banc of America Investments 1981 - 2004
Education
Fordham Gabelli School of Business 1975 — 1977
MBA
United States Naval Academy 1963 — 1967
BS, Aerospace Engineering and French
CYNTHIA GALVAN's Banc of America Investments Experience June 2004 - November 2005
Job Assistant Vice President Client Advisor. SunTrust Bank Private Wealth Management
Industry Financial Services
Experience
SunTrust Bank June 2012 - Present
First Niagara Bank January 2010 - December 2011
Bank of America November 2005 - June 2008
Banc of America Investments June 2004 - November 2005
Bank of America January 2003 - June 2004
Raytheon May 2002 - January 2003
Consulate of Mexico in Boston January 2002 - May 2002
Danzas AEI May 2000 - December 2001
Thomson Financial March 1999 - May 2000
Mellon Financial January 1996 - December 1998
Skills
Banking, Retirement Planning, Credit, Sales, Financial Services, Strategic Planning, Negotiation, Business Strategy, Strategic Financial..., Estate Planning, Consulting, Wealth Management..., Multilingual, Team Leadership, Microsoft Office, Risk Management, Teamwork, Microsoft Excel, Spanish, Financial Planning
Education
College of St. Rose 2007 — 2009
CFP, Financial Planning Certification
Boston University 1997 — 1999
Masters, International Business Management
Harvard University 1996 — 1997
Business Post-Graduate Certification, Business Management
The University of Texas at San Antonio 1991 — 1995
B.A., International Business Management
University of London Union 1994 — 1994
B.A, Business Management
SunTrust Bank June 2012 - Present
First Niagara Bank January 2010 - December 2011
Bank of America November 2005 - June 2008
Banc of America Investments June 2004 - November 2005
Bank of America January 2003 - June 2004
Raytheon May 2002 - January 2003
Consulate of Mexico in Boston January 2002 - May 2002
Danzas AEI May 2000 - December 2001
Thomson Financial March 1999 - May 2000
Mellon Financial January 1996 - December 1998
Skills
Banking, Retirement Planning, Credit, Sales, Financial Services, Strategic Planning, Negotiation, Business Strategy, Strategic Financial..., Estate Planning, Consulting, Wealth Management..., Multilingual, Team Leadership, Microsoft Office, Risk Management, Teamwork, Microsoft Excel, Spanish, Financial Planning
Education
College of St. Rose 2007 — 2009
CFP, Financial Planning Certification
Boston University 1997 — 1999
Masters, International Business Management
Harvard University 1996 — 1997
Business Post-Graduate Certification, Business Management
The University of Texas at San Antonio 1991 — 1995
B.A., International Business Management
University of London Union 1994 — 1994
B.A, Business Management
Gabriel DeFeo's Banc of America Investments Experience January 2000 - November 2006
Job Senior Vice President Financial Consultant Citizens Investment Services
Industry Banking
Experience
Citizens Investment Services October 2006 - Present
Banc of America Investments January 2000 - November 2006
Skills
Series 7, Series 63, Series 65, Life Insurance, 401k, Asset Allocation, Wealth Management, Retirement, Financial Services, Mutual Funds, Certified Financial..., Investments, 401k Rollovers, Alternative Investments, Banking, Financial Advisory, Investment Management, Retirement Planning, Fixed Annuities, Investment Strategies, Risk Management, Investment Advisory, Bonds, Uniform Combined State..., Series 24, Series 6
Education
Rhode Island College
Citizens Investment Services October 2006 - Present
Banc of America Investments January 2000 - November 2006
Skills
Series 7, Series 63, Series 65, Life Insurance, 401k, Asset Allocation, Wealth Management, Retirement, Financial Services, Mutual Funds, Certified Financial..., Investments, 401k Rollovers, Alternative Investments, Banking, Financial Advisory, Investment Management, Retirement Planning, Fixed Annuities, Investment Strategies, Risk Management, Investment Advisory, Bonds, Uniform Combined State..., Series 24, Series 6
Education
Rhode Island College
Robert Sacharoff's Banc of America Investments Experience 1999 - 2009
Job Financial Advisor at NPA Financial
Industry Financial Services
Experience
NPA Financial April 2009 - Present
Banc of America Investments 1999 - 2009
PNC Financial Services Group 1995 - 1999
Skills
Portfolio Management, Investments, Series 7, Insurance, Securities
Education
Ithaca College 1973 — 1975
BA, General Studies
Northeastern University 1970 — 1971
Bachelor of Arts (BA), Political Science
NPA Financial April 2009 - Present
Banc of America Investments 1999 - 2009
PNC Financial Services Group 1995 - 1999
Skills
Portfolio Management, Investments, Series 7, Insurance, Securities
Education
Ithaca College 1973 — 1975
BA, General Studies
Northeastern University 1970 — 1971
Bachelor of Arts (BA), Political Science
Christian Olderich's Banc of America Investments Experience May 2001 - November 2004
Job Financial Planner at New York Life Insurance Company
Industry Financial Services
Experience
New York Life Insurance Company Licensed Agent for a Fortune 100 Insurance CompanyNew York Life Insurance CompanyMay 2008 - January 2010
Banc of America Investments May 2001 - November 2004
Education
Rhode Island College 1997 — 2001
Marketing, Business
New York Life Insurance Company Licensed Agent for a Fortune 100 Insurance CompanyNew York Life Insurance CompanyMay 2008 - January 2010
Banc of America Investments May 2001 - November 2004
Education
Rhode Island College 1997 — 2001
Marketing, Business
Andrew Rhoden's Banc of America Investments Experience September 2004 - June 2009
Job Business Analyst at Wells Fargo
Industry Banking
Experience
Wells Fargo April 2014 - Present
Citco Fund Services November 2011 - April 2014
Medzooka.com July 2009 - November 2011
Banc of America Investments September 2004 - June 2009
Skills
Strategic Planning, Business Development, Business Strategy, New Business Development, Relationship Management, Sales Management, Product Management, Start-ups, Team Building, Project Management, Sales, Business Planning, Healthcare, Product Development, Competitive Analysis, Finance
Education
North Carolina Agricultural and Technical State University 1996 — 2000
Finance, Finance/Economics
Wells Fargo April 2014 - Present
Citco Fund Services November 2011 - April 2014
Medzooka.com July 2009 - November 2011
Banc of America Investments September 2004 - June 2009
Skills
Strategic Planning, Business Development, Business Strategy, New Business Development, Relationship Management, Sales Management, Product Management, Start-ups, Team Building, Project Management, Sales, Business Planning, Healthcare, Product Development, Competitive Analysis, Finance
Education
North Carolina Agricultural and Technical State University 1996 — 2000
Finance, Finance/Economics
Russell Petsche's Banc of America Investments Experience July 2005 - August 2007
Job Investment Management Professional
Industry Investment Management
Experience
Virginia Transportation Corporation July 2014 - Present
United Road July 2013 - July 2014
JBA Chevrolet October 2011 - February 2012
US Trust August 2007 - August 2009
Banc of America Investments July 2005 - August 2007
Morgan Stanley Dean Witter April 2004 - July 2005
Skills
Sales, Microsoft Office, Project Management, Portfolio Management, Program Management, Strategic Planning, Customer Service, Finance
Education
Penn State University 2000 — 2005
Bachelor’s Degree, Economics and International Business
Virginia Transportation Corporation July 2014 - Present
United Road July 2013 - July 2014
JBA Chevrolet October 2011 - February 2012
US Trust August 2007 - August 2009
Banc of America Investments July 2005 - August 2007
Morgan Stanley Dean Witter April 2004 - July 2005
Skills
Sales, Microsoft Office, Project Management, Portfolio Management, Program Management, Strategic Planning, Customer Service, Finance
Education
Penn State University 2000 — 2005
Bachelor’s Degree, Economics and International Business
Brian Hagler's Banc of America Investments Experience August 1999 - December 2003
Job Equity Analyst at Kennedy Capital Management, Inc.
Industry Investment Management
Experience
Kennedy Capital Management, Inc. December 2004 - Present
Banc of America Investments August 1999 - December 2003
Bank of America April 1994 - August 1999
Skills
Equities, Financial Modeling, Financial Services, Finance, Portfolio Management, Equity Research
Education
Southern Illinois University, Edwardsville
MBA, Finance
Kennedy Capital Management, Inc. December 2004 - Present
Banc of America Investments August 1999 - December 2003
Bank of America April 1994 - August 1999
Skills
Equities, Financial Modeling, Financial Services, Finance, Portfolio Management, Equity Research
Education
Southern Illinois University, Edwardsville
MBA, Finance
Eric Cutler's Banc of America Investments Experience June 2006 - June 2009
Job VP, Senior Direct Supervision Principal Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch April 2010 - Present
Merrill Lynch June 2009 - April 2010
Banc of America Investments June 2006 - June 2009
CCO Investment Services November 2005 - June 2006
CCO Investment Services June 2004 - November 2005
Fidelity Investments July 2000 - October 2003
Skills
Securities, Mutual Funds, Project Management, Customer Service, Analysis, Leadership, Program Management, Series 24, Microsoft Office, Problem Solving, Social Media, Options
Education
Providence College 1994 — 1998
Bachelor of Arts, Theatre Arts
Merrill Lynch April 2010 - Present
Merrill Lynch June 2009 - April 2010
Banc of America Investments June 2006 - June 2009
CCO Investment Services November 2005 - June 2006
CCO Investment Services June 2004 - November 2005
Fidelity Investments July 2000 - October 2003
Skills
Securities, Mutual Funds, Project Management, Customer Service, Analysis, Leadership, Program Management, Series 24, Microsoft Office, Problem Solving, Social Media, Options
Education
Providence College 1994 — 1998
Bachelor of Arts, Theatre Arts
Eddie De Leon's Banc of America Investments Experience May 2004 - May 2008
Job Independent Registered Representative at SANDLAPPER Securities, LLC (Member FINRA/SIPC)
Industry Financial Services
Experience
Bankers Life and Casualty July 2012 - Present
SANDLAPPER Securities, LLC (Member FINRA/SIPC) April 2013 - Present
RBC Wealth Management May 2008 - March 2010
Banc of America Investments May 2004 - May 2008
Smith Barney Morgan Stanley January 1990 - May 2004
Education
National University 1986 — 1988
Bachelors, Business Administration
Bankers Life and Casualty July 2012 - Present
SANDLAPPER Securities, LLC (Member FINRA/SIPC) April 2013 - Present
RBC Wealth Management May 2008 - March 2010
Banc of America Investments May 2004 - May 2008
Smith Barney Morgan Stanley January 1990 - May 2004
Education
National University 1986 — 1988
Bachelors, Business Administration
Allen Eng's Banc of America Investments Experience May 2005 - February 2007
Job Implementation Project Manager at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments May 2011 - Present
Fidelity Investments February 2007 - March 2010
Banc of America Investments May 2005 - February 2007
Education
Northeastern University
Bachelor of Science, Finance
Fidelity Investments May 2011 - Present
Fidelity Investments February 2007 - March 2010
Banc of America Investments May 2005 - February 2007
Education
Northeastern University
Bachelor of Science, Finance
Greg Coffey, CFA's Banc of America Investments Experience November 2002 - June 2003
Job Client Executive at Russell Investments
Industry Investment Management
Experience
Russell Investments June 2011 - Present
Russell Investments July 2008 - July 2011
Kibble & Prentice September 2005 - July 2008
Wurts & Associates June 2003 - September 2005
Banc of America Investments November 2002 - June 2003
Skills
Investments, Portfolio Management, Asset Allocation, Mutual Funds, Investment Strategies, Defined Benefit, Defined Contribution, Alternative Investments, Asset Management, Investment Management, Equities, Fixed Income Portfolio..., Endowments, Foundations, Portfolio Performance..., Client Presentation, Sales Presentation...
Education
Seattle University 1999 — 2002
Bachelors in Business Administration, Finance
Russell Investments June 2011 - Present
Russell Investments July 2008 - July 2011
Kibble & Prentice September 2005 - July 2008
Wurts & Associates June 2003 - September 2005
Banc of America Investments November 2002 - June 2003
Skills
Investments, Portfolio Management, Asset Allocation, Mutual Funds, Investment Strategies, Defined Benefit, Defined Contribution, Alternative Investments, Asset Management, Investment Management, Equities, Fixed Income Portfolio..., Endowments, Foundations, Portfolio Performance..., Client Presentation, Sales Presentation...
Education
Seattle University 1999 — 2002
Bachelors in Business Administration, Finance
Christian Martinez's Banc of America Investments Experience 2004 - 2008
Job Vice President IT Solutions Developer at TD
Industry Investment Banking
Experience
TD December 2014 - Present
J.P. Morgan June 2014 - December 2014
Pragma Securities LLC May 2013 - April 2014
BlackRock July 2011 - May 2013
RBC Capital Markets April 2008 - June 2011
Banc of America Investments 2004 - 2008
Skills
Trading Systems, FX, Multithreading, Agile, Java, Market Data, XML, OOP, FX Options, Electronic Trading, Agile Methodologies, JMS, SOA, Sybase, Low Latency, Distributed Systems, Spring, Investment Banking, SDLC
Education
Pace University 2001 — 2003
MS, Computer Science
TD December 2014 - Present
J.P. Morgan June 2014 - December 2014
Pragma Securities LLC May 2013 - April 2014
BlackRock July 2011 - May 2013
RBC Capital Markets April 2008 - June 2011
Banc of America Investments 2004 - 2008
Skills
Trading Systems, FX, Multithreading, Agile, Java, Market Data, XML, OOP, FX Options, Electronic Trading, Agile Methodologies, JMS, SOA, Sybase, Low Latency, Distributed Systems, Spring, Investment Banking, SDLC
Education
Pace University 2001 — 2003
MS, Computer Science