Cetera Financial Group
Industry: Financial services company
DescriptionCetera Financial Group is a shared service organization serving affiliates that comprise the second-largest family of independent broker-dealers in the United States. Headquarters: El Segundo, CA Number of employees: 1,300 (2016) CFO: Jeffrey Buchheister General counsel: Brian Stern Founded: 2010 Chief information officer: Michael Ragunas Subsidiaries: Girard Securities, Inc, Cetera Advisor Networks LLC,
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Cetera Financial Group Employees
Employee
Years
Job
Industry
Dahl (Kimberly) Dahl (Kimberly)'s Cetera Financial Group Experience October 2001 - Present
Job Senior Conference Planner at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group October 2001 - Present
Group Travel Directors Inc February 1995 - October 2002
Skills
Event Planning, Marketing Communications, Budgets, Customer Service, Social Media Marketing, Social Media, Strategic Planning, Marketing, Trade Shows, Event Management, Hospitality, Meeting Planning, Food & Beverage, Logistics Management, Creative Strategy, Incentive Programs, Account Management, New Business Development
Education
Rasmussen College 1994 — 1996
Associate of Arts and Sciences (A.A.S.), Business, Management, Marketing, and Related Support Services and Travel and Tourism
Paynesville High School 1990 — 1994
Graduated, Generals
Cetera Financial Group October 2001 - Present
Group Travel Directors Inc February 1995 - October 2002
Skills
Event Planning, Marketing Communications, Budgets, Customer Service, Social Media Marketing, Social Media, Strategic Planning, Marketing, Trade Shows, Event Management, Hospitality, Meeting Planning, Food & Beverage, Logistics Management, Creative Strategy, Incentive Programs, Account Management, New Business Development
Education
Rasmussen College 1994 — 1996
Associate of Arts and Sciences (A.A.S.), Business, Management, Marketing, and Related Support Services and Travel and Tourism
Paynesville High School 1990 — 1994
Graduated, Generals
Bret Johnson Bret Johnson's Cetera Financial Group Experience January 2015 - Present
Job Senior Tax Accountant at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group January 2015 - Present
IMI Group, Inc. February 2004 - January 2015
Northwest Airlines October 2000 - February 2004
ServiceMaster January 2000 - September 2000
Henry Crown & Company / CC Industries, Inc. November 1995 - December 1999
Edelheit & Edelheit, Ltd February 1995 - October 1995
Skills
Tax, Income Tax, Corporate Tax, State Tax, Tax Research, Tax Accounting, Accounting, Microsoft Office, Microsoft Excel, Microsoft Word, Vertex Income Tax..., VantageTax, AACTS, BNA Interactive Forms, BNA Tax and Accounting..., Sage Fixed Asset..., RIA Checkpoint, Financial Analysis, Franchise Tax, Tax Reporting, Multi-state tax returns, Federal & State Income..., Financial Statements, Journal Entries
Education
North Park University 1990 — 1995
Bachelor's Degree, Accounting
Cetera Financial Group January 2015 - Present
IMI Group, Inc. February 2004 - January 2015
Northwest Airlines October 2000 - February 2004
ServiceMaster January 2000 - September 2000
Henry Crown & Company / CC Industries, Inc. November 1995 - December 1999
Edelheit & Edelheit, Ltd February 1995 - October 1995
Skills
Tax, Income Tax, Corporate Tax, State Tax, Tax Research, Tax Accounting, Accounting, Microsoft Office, Microsoft Excel, Microsoft Word, Vertex Income Tax..., VantageTax, AACTS, BNA Interactive Forms, BNA Tax and Accounting..., Sage Fixed Asset..., RIA Checkpoint, Financial Analysis, Franchise Tax, Tax Reporting, Multi-state tax returns, Federal & State Income..., Financial Statements, Journal Entries
Education
North Park University 1990 — 1995
Bachelor's Degree, Accounting
Sally Teigen Sally Teigen's Cetera Financial Group Experience June 2012 - Present
Job Marketing Consultant
Industry Writing and Editing
Experience
Cetera Financial Group June 2012 - Present
LPL Financial June 2007 - June 2009
Albuquerque Economic Development November 2004 - January 2007
San Diego Business Journal June 2002 - December 2003
Skills
Marketing, Copy Editing, Writing, Research, Project Management
Education
Northern Arizona University 1998 — 2002
Bachelor of Arts (B.A.), English Language and Literature/Letters
Cetera Financial Group June 2012 - Present
LPL Financial June 2007 - June 2009
Albuquerque Economic Development November 2004 - January 2007
San Diego Business Journal June 2002 - December 2003
Skills
Marketing, Copy Editing, Writing, Research, Project Management
Education
Northern Arizona University 1998 — 2002
Bachelor of Arts (B.A.), English Language and Literature/Letters
Karen Perry Karen Perry's Cetera Financial Group Experience June 2015 - Present
Job Manager Surveillance at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group June 2015 - Present
Transamerica Financial Advisors, Inc. June 2014 - June 2015
Advisors Assistant July 2012 - February 2014
CORE Group USA January 2011 - July 2012
Transamerica Financial Advisors, Inc September 2009 - January 2011
Transamerica Financial Advisors, Inc. August 2005 - September 2009
Interlink Securities Corp May 2000 - August 2005
Centrelink Insurance and Financial Services/Interlink Securities Corp May 2000 - August 2005
The Fraser Agency, of MassMutual Financial Grooup September 1995 - April 2000
the San Fernando Agency, MassMutual Financial Group May 1993 - September 1995
Education
Springfield College 1978 — 1984
Masters, Education (Industrial Psychology)
Western New England University 1972 — 1978
Bachelor of Arts, English and Speech and Drama
Valparaiso University 1970 — 1974
Speech and Drama
Cetera Financial Group June 2015 - Present
Transamerica Financial Advisors, Inc. June 2014 - June 2015
Advisors Assistant July 2012 - February 2014
CORE Group USA January 2011 - July 2012
Transamerica Financial Advisors, Inc September 2009 - January 2011
Transamerica Financial Advisors, Inc. August 2005 - September 2009
Interlink Securities Corp May 2000 - August 2005
Centrelink Insurance and Financial Services/Interlink Securities Corp May 2000 - August 2005
The Fraser Agency, of MassMutual Financial Grooup September 1995 - April 2000
the San Fernando Agency, MassMutual Financial Group May 1993 - September 1995
Education
Springfield College 1978 — 1984
Masters, Education (Industrial Psychology)
Western New England University 1972 — 1978
Bachelor of Arts, English and Speech and Drama
Valparaiso University 1970 — 1974
Speech and Drama
Dipen Patel Dipen Patel's Cetera Financial Group Experience July 2006 - March 2013
Job IT Lead at Johnson & Johnson
Industry Financial Services
Experience
Johnson & Johnson September 2014 - Present
Navigant Consulting Inc April 2013 - August 2014
Cetera Financial Group July 2006 - March 2013
Pershing, a BNY Mellon company August 2005 - July 2006
Research & Education Association, Inc. August 2001 - August 2005
Skills
Excel, Process Improvement, Change Management, Requirements Analysis, SQL, Microsoft Office, PowerPoint, Access, HTML, Integration, Data Analysis, SDLC, Business Analysis, Market Research, Analysis, Problem Solving, Customer Service, Word, Team Building, Research, Competitive Analysis, Project Management, MS Project, Visio, Crystal Reports, Citrix Metaframe, Toad, CSS, Cost Benefit, Disaster Recovery, Program Management, Management, Testing, Microsoft Word, Microsoft Excel, Business Process...
Education
University of California, Los Angeles - The Anderson School of Management 2009 — 2012
MBA, Fully Employed Program
Rutgers, The State University of New Jersey-New Brunswick 2001 — 2003
Bachelor of Science (BS), Computer Science
Johnson & Johnson September 2014 - Present
Navigant Consulting Inc April 2013 - August 2014
Cetera Financial Group July 2006 - March 2013
Pershing, a BNY Mellon company August 2005 - July 2006
Research & Education Association, Inc. August 2001 - August 2005
Skills
Excel, Process Improvement, Change Management, Requirements Analysis, SQL, Microsoft Office, PowerPoint, Access, HTML, Integration, Data Analysis, SDLC, Business Analysis, Market Research, Analysis, Problem Solving, Customer Service, Word, Team Building, Research, Competitive Analysis, Project Management, MS Project, Visio, Crystal Reports, Citrix Metaframe, Toad, CSS, Cost Benefit, Disaster Recovery, Program Management, Management, Testing, Microsoft Word, Microsoft Excel, Business Process...
Education
University of California, Los Angeles - The Anderson School of Management 2009 — 2012
MBA, Fully Employed Program
Rutgers, The State University of New Jersey-New Brunswick 2001 — 2003
Bachelor of Science (BS), Computer Science
Mary Rose Eagan Mary Rose Eagan's Cetera Financial Group Experience May 2014 - Present
Job Marketing Consultant
Industry Financial Services
Experience
Cetera Financial Group May 2014 - Present
LPL Financial February 2014 - May 2014
LPL Financial December 2011 - February 2014
Edward Jones January 2008 - July 2011
Chandler Unified School District July 2000 - December 2007
Skills
Training, Public Speaking, Marketing, Leadership Development, Strategic Planning, Coaching, Series 7, Curriculum Design, Event Planning, Marketing Strategy, Program Management, Training Delivery, Event Management, Relationship Management, Series 63, Marketing Communications, Uniform Combined State..., Corporate Events, Content Development, Project Management
Education
Northern Arizona University 2002 — 2004
Master of Education (M.Ed.), Curriculum Design and Instruction
University of Arizona 1995 — 1999
Bachelor of Arts (BA), Elementary Education
Cetera Financial Group May 2014 - Present
LPL Financial February 2014 - May 2014
LPL Financial December 2011 - February 2014
Edward Jones January 2008 - July 2011
Chandler Unified School District July 2000 - December 2007
Skills
Training, Public Speaking, Marketing, Leadership Development, Strategic Planning, Coaching, Series 7, Curriculum Design, Event Planning, Marketing Strategy, Program Management, Training Delivery, Event Management, Relationship Management, Series 63, Marketing Communications, Uniform Combined State..., Corporate Events, Content Development, Project Management
Education
Northern Arizona University 2002 — 2004
Master of Education (M.Ed.), Curriculum Design and Instruction
University of Arizona 1995 — 1999
Bachelor of Arts (BA), Elementary Education
Meltem Alkan Meltem Alkan's Cetera Financial Group Experience April 2012 - Present
Job Data Analyst at Cetera Financial Group
Industry Information Services
Experience
Cetera Financial Group April 2012 - Present
Abco Technology February 2012 - Present
L.A Tan August 2009 - April 2011
YMCA July 2004 - December 2007
Skills
Customer Service, Word, PowerPoint, Excel, Event Management
Education
Loyola University of Chicago
Bachelor of Business Administration, Information Systems & Operations Management
Cetera Financial Group April 2012 - Present
Abco Technology February 2012 - Present
L.A Tan August 2009 - April 2011
YMCA July 2004 - December 2007
Skills
Customer Service, Word, PowerPoint, Excel, Event Management
Education
Loyola University of Chicago
Bachelor of Business Administration, Information Systems & Operations Management
Brendon Maloney Brendon Maloney's Cetera Financial Group Experience June 2013 - January 2014
Job Regulatory Coordinator at FINRA
Industry Financial Services
Experience
FINRA February 2014 - Present
Cetera Financial Group June 2013 - January 2014
National Planning Holdings, INC. June 2011 - June 2013
Commonwealth Financial Network January 2007 - February 2010
Columbia Management October 2004 - July 2006
COPPER MOUNTAIN SKI RESORT December 2004 - March 2005
BERLIN MUSEUM FOR COMMUNICATION September 2002 - December 2002
Skills
Series 7, Series 24, Series 63, General Securities..., Investment Advisor..., Broker-Dealer Compliance, Securities Exchange Act..., Investment Company Act, Investment Advisers Act, Code of Ethics, Anti Money Laundering, Risk Management, Mutual Funds, Investments
Education
Nazareth College of Rochester 2000 — 2004
B.S.
Nazareth College of Rochester 2000 — 2004
Bachelor of Business Administration (BBA)
FINRA February 2014 - Present
Cetera Financial Group June 2013 - January 2014
National Planning Holdings, INC. June 2011 - June 2013
Commonwealth Financial Network January 2007 - February 2010
Columbia Management October 2004 - July 2006
COPPER MOUNTAIN SKI RESORT December 2004 - March 2005
BERLIN MUSEUM FOR COMMUNICATION September 2002 - December 2002
Skills
Series 7, Series 24, Series 63, General Securities..., Investment Advisor..., Broker-Dealer Compliance, Securities Exchange Act..., Investment Company Act, Investment Advisers Act, Code of Ethics, Anti Money Laundering, Risk Management, Mutual Funds, Investments
Education
Nazareth College of Rochester 2000 — 2004
B.S.
Nazareth College of Rochester 2000 — 2004
Bachelor of Business Administration (BBA)
Cheryl Lueder's Cetera Financial Group Experience March 2012 - September 2012
Job IT Communications Specialist
Industry Entertainment
Experience
AT&T Entertainment and Internet Services January 2015 - Present
CLOUT.com March 2014 - August 2014
M.i.'s Westside Comedy Theater November 2012 - October 2013
Cetera Financial Group March 2012 - September 2012
TrueCore Performance January 2012 - March 2012
City National Bank March 2011 - December 2011
Form 10 Group June 2010 - October 2010
The Friedman Group June 2008 - March 2010
Fashion Institute of Design and Merchandising (FIDM) October 2007 - June 2008
Cedars-Sinai Medical Center May 2007 - September 2007
Skills
Writing, Technical Writing, Editing, Training, Documentation, Copy Editing, Newsletters, Software Documentation, Proofreading, Leadership, Instructional Design, Research, Copywriting, Manuals, Marketing, Marketing Communications, Public Speaking, Interviews, Blogging, Corporate Communications, Publications, Adobe Creative Suite, Facebook, Jive, PowerPoint, IT Governance, Social Media, Online Communications, Creative Writing
Education
University of California, Berkeley
B.A, English Literature
AT&T Entertainment and Internet Services January 2015 - Present
CLOUT.com March 2014 - August 2014
M.i.'s Westside Comedy Theater November 2012 - October 2013
Cetera Financial Group March 2012 - September 2012
TrueCore Performance January 2012 - March 2012
City National Bank March 2011 - December 2011
Form 10 Group June 2010 - October 2010
The Friedman Group June 2008 - March 2010
Fashion Institute of Design and Merchandising (FIDM) October 2007 - June 2008
Cedars-Sinai Medical Center May 2007 - September 2007
Skills
Writing, Technical Writing, Editing, Training, Documentation, Copy Editing, Newsletters, Software Documentation, Proofreading, Leadership, Instructional Design, Research, Copywriting, Manuals, Marketing, Marketing Communications, Public Speaking, Interviews, Blogging, Corporate Communications, Publications, Adobe Creative Suite, Facebook, Jive, PowerPoint, IT Governance, Social Media, Online Communications, Creative Writing
Education
University of California, Berkeley
B.A, English Literature
Amy Adams Amy Adams's Cetera Financial Group Experience November 2011 - July 2012
Job Audit Supervisor at Armanino
Industry Accounting
Experience
Armanino LLP (formerly RBZ, LLP) January 2015 - Present
RBZ July 2012 - December 2014
Cetera Financial Group November 2011 - July 2012
RBZ June 2011 - August 2011
Skills
Tax, Accounting, Tax Preparation, Financial Reporting, Financial Statements, QuickBooks, GAAP, Income Tax, Financial Accounting, US GAAP, Tax Accounting
Education
University of California, Los Angeles 2008 — 2012
B.A. Economics, Accounting
Armanino LLP (formerly RBZ, LLP) January 2015 - Present
RBZ July 2012 - December 2014
Cetera Financial Group November 2011 - July 2012
RBZ June 2011 - August 2011
Skills
Tax, Accounting, Tax Preparation, Financial Reporting, Financial Statements, QuickBooks, GAAP, Income Tax, Financial Accounting, US GAAP, Tax Accounting
Education
University of California, Los Angeles 2008 — 2012
B.A. Economics, Accounting
Patrick Millsap's Cetera Financial Group Experience October 2014 - Present
Job Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group October 2014 - Present
Skills
CRM, Strategy, Business Strategy, Finance, Financial Services, Customer Service, Series 7, Risk Management, Portfolio Management, Insurance, Banking, Investments, Securities, Financial Analysis, Asset Management
Education
The University of Kansas 2003 — 2007
Bachelor's Degree, History and Anthropology
Cetera Financial Group October 2014 - Present
Skills
CRM, Strategy, Business Strategy, Finance, Financial Services, Customer Service, Series 7, Risk Management, Portfolio Management, Insurance, Banking, Investments, Securities, Financial Analysis, Asset Management
Education
The University of Kansas 2003 — 2007
Bachelor's Degree, History and Anthropology
James von Kaenel James von Kaenel's Cetera Financial Group Experience February 2013 - May 2013
Job Data/Billing Analyst at Paras and Associates
Industry Information Technology and Services
Experience
Paras and Associates September 2014 - Present
Oracle July 2013 - September 2014
Cetera Financial Group February 2013 - May 2013
Promed Billing Service October 2009 - February 2013
UCSB Arts and Lectures July 2010 - September 2010
Skills
Microsoft Excel, SQL, Business Strategy, Business Planning, Econometrics, Macroeconomics, Accounting, Microeconomics, Financial Analysis, Microsoft Word, Game Theory, Economics, Program Management, Sales, Business Intelligence
Education
UCSB 2009 — 2012
Bachelor's of Arts, Economics, 3.65
Buchanan High School 2006 — 2009
High School Diploma, 3.96
AcademyX
Paras and Associates September 2014 - Present
Oracle July 2013 - September 2014
Cetera Financial Group February 2013 - May 2013
Promed Billing Service October 2009 - February 2013
UCSB Arts and Lectures July 2010 - September 2010
Skills
Microsoft Excel, SQL, Business Strategy, Business Planning, Econometrics, Macroeconomics, Accounting, Microeconomics, Financial Analysis, Microsoft Word, Game Theory, Economics, Program Management, Sales, Business Intelligence
Education
UCSB 2009 — 2012
Bachelor's of Arts, Economics, 3.65
Buchanan High School 2006 — 2009
High School Diploma, 3.96
AcademyX
Catherine Boser, CPP Catherine Boser, CPP's Cetera Financial Group Experience 2007 - 2010
Job Accountant
Industry Financial Services
Experience
Charpentier & Lange, Attorneys April 2015 - Present
JB Accounting, PA July 2014 - April 2015
Schlenner Wenner & Co January 2012 - July 2014
Cetera Financial Group 2007 - 2010
Benedictine Health System June 1999 - June 2001
Skills
Accounting, QuickBooks, Financial Reporting, Internal Controls, Tax Preparation, Tax Accounting, Income Tax, Sales Tax, Tax, Tax Research, Corporate Tax, Journal Entries
Education
Western Governors University 2015 — 2016
Bachelor's degree, Accounting
Metropolitan State University 1990 — 1999
Accounting and Finance
North Hennepin Community College 1977 — 1981
Associate of Science (A.S.), Accounting
Western Governors University
Bachelor's degree, Accounting
CPP study group
Charpentier & Lange, Attorneys April 2015 - Present
JB Accounting, PA July 2014 - April 2015
Schlenner Wenner & Co January 2012 - July 2014
Cetera Financial Group 2007 - 2010
Benedictine Health System June 1999 - June 2001
Skills
Accounting, QuickBooks, Financial Reporting, Internal Controls, Tax Preparation, Tax Accounting, Income Tax, Sales Tax, Tax, Tax Research, Corporate Tax, Journal Entries
Education
Western Governors University 2015 — 2016
Bachelor's degree, Accounting
Metropolitan State University 1990 — 1999
Accounting and Finance
North Hennepin Community College 1977 — 1981
Associate of Science (A.S.), Accounting
Western Governors University
Bachelor's degree, Accounting
CPP study group
Andrew Rimer Andrew Rimer's Cetera Financial Group Experience August 2013 - Present
Job Associate Commissions Coordinator at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group August 2013 - Present
Cetera Financial Group June 2013 - August 2013
The Meyer Shaffer Company LLC September 2012 - November 2012
Oliver's Artisan Breads June 2009 - September 2011
Skills
Economics, Business Management, Mathematics, Marketing, Sales, Accounting, Well-organized, Meeting objectives, Spanish-English, computer savvy, Market Planning
Education
University of California, Santa Cruz 2008 — 2012
Bachelor of Arts (BA), Business Management/Economics
Cetera Financial Group August 2013 - Present
Cetera Financial Group June 2013 - August 2013
The Meyer Shaffer Company LLC September 2012 - November 2012
Oliver's Artisan Breads June 2009 - September 2011
Skills
Economics, Business Management, Mathematics, Marketing, Sales, Accounting, Well-organized, Meeting objectives, Spanish-English, computer savvy, Market Planning
Education
University of California, Santa Cruz 2008 — 2012
Bachelor of Arts (BA), Business Management/Economics
Nellai Subramaniam, MBA, PMP, CSM Nellai Subramaniam, MBA, PMP, CSM's Cetera Financial Group Experience May 2013 - Present
Job Project Manager at Cetera Financial Group
Industry Information Technology and Services
Experience
Cetera Financial Group May 2013 - Present
Integral Consulting Services Inc. January 2009 - Present
Skills
Agile Methodologies, Scrum, Change Management, PMP, SDLC, Integration, Software Project..., Program Management, SQL, Business Analysis, Requirements Analysis, Project Management, Vendor Management, Project Portfolio..., Visio, Software Development, Agile Project Management, Management, Quality Assurance
Education
University of Houston, C.T. Bauer College of Business
MBA, Management Information Systems, 2005
The University of Texas at Arlington
MS, Computer Science and Engineering, 2002
Jawaharlal Nehru National College of Engineering
BE, Electronics and Communications Engineering, 1998
Cetera Financial Group May 2013 - Present
Integral Consulting Services Inc. January 2009 - Present
Skills
Agile Methodologies, Scrum, Change Management, PMP, SDLC, Integration, Software Project..., Program Management, SQL, Business Analysis, Requirements Analysis, Project Management, Vendor Management, Project Portfolio..., Visio, Software Development, Agile Project Management, Management, Quality Assurance
Education
University of Houston, C.T. Bauer College of Business
MBA, Management Information Systems, 2005
The University of Texas at Arlington
MS, Computer Science and Engineering, 2002
Jawaharlal Nehru National College of Engineering
BE, Electronics and Communications Engineering, 1998
Brittany Hamrick Brittany Hamrick's Cetera Financial Group Experience July 2012 - January 2014
Job Assurance Associate at BDO USA, LLP
Industry Accounting
Experience
BDO USA, LLP October 2014 - Present
Bartlett, Pringle & Wolf, LLP June 2014 - October 2014
Bartlett, Pringle & Wolf, LLP January 2014 - April 2014
Cetera Financial Group July 2012 - January 2014
Southern California Tennis Association June 2012 - July 2012
Skills
PowerPoint, Microsoft Excel, Public Speaking, Data Analysis, Accounting, Event Planning
Education
University of California, Los Angeles 2009 — 2013
Bachelor's Degree, Political Science/Accounting
BDO USA, LLP October 2014 - Present
Bartlett, Pringle & Wolf, LLP June 2014 - October 2014
Bartlett, Pringle & Wolf, LLP January 2014 - April 2014
Cetera Financial Group July 2012 - January 2014
Southern California Tennis Association June 2012 - July 2012
Skills
PowerPoint, Microsoft Excel, Public Speaking, Data Analysis, Accounting, Event Planning
Education
University of California, Los Angeles 2009 — 2013
Bachelor's Degree, Political Science/Accounting
Steve Antonie, M.Ed.'s Cetera Financial Group Experience June 2015 - Present
Job Talent Management Analyst at Cetera Financial Group
Industry Human Resources
Experience
Cetera Financial Group June 2015 - Present
Association for Talent Development (ATD) December 2014 - Present
UCLA July 2012 - June 2015
UCLA March 2014 - December 2014
USC Career Center January 2012 - May 2012
USC LGBT Resource Center July 2011 - May 2012
University of Southern California May 2011 - May 2012
University of Southern California August 2010 - May 2012
University of Southern California August 2010 - May 2012
USC Student Judicial Affairs and Community Standards January 2011 - May 2011
Skills
Human Resources, Organizational..., Talent Management, Training, Recruiting, Leadership Development, Staff Development, Employee Training, Public Speaking, Career Counseling, Teaching, Community Outreach, Academic Advising, Student Development, Management, Research, Event Planning, Program Development, Program Evaluation, Curriculum Design, Student Affairs, Higher Education
Education
University of California, Los Angeles
Certificate, Human Resources Management/Personnel Administration, General, 4.0
San Diego State University-California State University
Bachelor's Degree, Psychology (Sociology minor), 3.9
University of Southern California
Master's Degree, Postsecondary Administration and Student Affairs, 3.9
Cetera Financial Group June 2015 - Present
Association for Talent Development (ATD) December 2014 - Present
UCLA July 2012 - June 2015
UCLA March 2014 - December 2014
USC Career Center January 2012 - May 2012
USC LGBT Resource Center July 2011 - May 2012
University of Southern California May 2011 - May 2012
University of Southern California August 2010 - May 2012
University of Southern California August 2010 - May 2012
USC Student Judicial Affairs and Community Standards January 2011 - May 2011
Skills
Human Resources, Organizational..., Talent Management, Training, Recruiting, Leadership Development, Staff Development, Employee Training, Public Speaking, Career Counseling, Teaching, Community Outreach, Academic Advising, Student Development, Management, Research, Event Planning, Program Development, Program Evaluation, Curriculum Design, Student Affairs, Higher Education
Education
University of California, Los Angeles
Certificate, Human Resources Management/Personnel Administration, General, 4.0
San Diego State University-California State University
Bachelor's Degree, Psychology (Sociology minor), 3.9
University of Southern California
Master's Degree, Postsecondary Administration and Student Affairs, 3.9
Amy Praw Amy Praw's Cetera Financial Group Experience September 2013 - March 2015
Job Executive Assistant
Industry Apparel & Fashion
Experience
The Walt Disney Studios March 2015 - Present
Cetera Financial Group September 2013 - March 2015
ABS by Allen Schwartz May 2010 - September 2013
Guttman Associates August 2007 - May 2010
Skills
Social Networking, Advertising, Publicity, Integrated Marketing, Management, New Media, Social Media, Media Relations, Interviews
Education
University of Arizona 2003 — 2005
B.A., Communications
The Walt Disney Studios March 2015 - Present
Cetera Financial Group September 2013 - March 2015
ABS by Allen Schwartz May 2010 - September 2013
Guttman Associates August 2007 - May 2010
Skills
Social Networking, Advertising, Publicity, Integrated Marketing, Management, New Media, Social Media, Media Relations, Interviews
Education
University of Arizona 2003 — 2005
B.A., Communications
Cecilia Urwin Cecilia Urwin's Cetera Financial Group Experience March 2014 - Present
Job MarComm Specialist at Cetera Financial Group
Industry Marketing and Advertising
Experience
Cetera Financial Group March 2014 - Present
Aquent 2003 - March 2014
Cantori Domino 2008 - 2013
Jackson Dawson 2003 - 2009
Saatchi & Saatchi 1990 - 2003
Skills
Copywriting, Editing, Marketing Communications, Copy Editing, Web Content, Marketing, Technical Writing, Non-profits, Digital Media, Creative Direction, Integrated Marketing, Interactive Advertising, Interactive Marketing, Email Marketing, Digital Marketing, Direct Mail, Brochures, Creative Strategy, Social Media Marketing, Direct Marketing, Advertising, Brand Development, Digital Strategy, Publishing, Corporate Branding, Blogging, Broadcast, Online Advertising, Adobe Creative Suite, New Media, Content Strategy, Creative Writing, Social Networking, Online Marketing, Social Media, Media Planning, Facebook, Management, Relationship Marketing, Branding & Identity, Public Relations, Proofreading, InDesign, SEO, Brand Management
Education
Loyola Marymount University
B.A., French
Marlborough School
University of Southern California
Cetera Financial Group March 2014 - Present
Aquent 2003 - March 2014
Cantori Domino 2008 - 2013
Jackson Dawson 2003 - 2009
Saatchi & Saatchi 1990 - 2003
Skills
Copywriting, Editing, Marketing Communications, Copy Editing, Web Content, Marketing, Technical Writing, Non-profits, Digital Media, Creative Direction, Integrated Marketing, Interactive Advertising, Interactive Marketing, Email Marketing, Digital Marketing, Direct Mail, Brochures, Creative Strategy, Social Media Marketing, Direct Marketing, Advertising, Brand Development, Digital Strategy, Publishing, Corporate Branding, Blogging, Broadcast, Online Advertising, Adobe Creative Suite, New Media, Content Strategy, Creative Writing, Social Networking, Online Marketing, Social Media, Media Planning, Facebook, Management, Relationship Marketing, Branding & Identity, Public Relations, Proofreading, InDesign, SEO, Brand Management
Education
Loyola Marymount University
B.A., French
Marlborough School
University of Southern California
Laney Fennell Laney Fennell's Cetera Financial Group Experience February 2010 - April 2011
Job Recruiter at Federal Reserve Bank of San Francisco
Industry Human Resources
Experience
Ascend Learning June 2012 - April 2014
ACT-1 Personnel Services April 2011 - June 2012
Cetera Financial Group February 2010 - April 2011
Western Asset Management August 2007 - May 2009
Robert Half International November 2006 - July 2007
Skills
Sourcing, Recruiting, Interviews, Negotiation, Customer Service, Staffing Services, Temporary Placement, College Recruiting
Education
University of Arizona
B.S, Retail and Consumer Studies
Ascend Learning June 2012 - April 2014
ACT-1 Personnel Services April 2011 - June 2012
Cetera Financial Group February 2010 - April 2011
Western Asset Management August 2007 - May 2009
Robert Half International November 2006 - July 2007
Skills
Sourcing, Recruiting, Interviews, Negotiation, Customer Service, Staffing Services, Temporary Placement, College Recruiting
Education
University of Arizona
B.S, Retail and Consumer Studies
Robert Fatzinger Robert Fatzinger's Cetera Financial Group Experience March 2015 - Present
Job Trader at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group March 2015 - Present
Edward Jones 2014 - 2014
Newedge USA 2007 - 2014
MF Global 2005 - 2007
Gelber Group LLC 2005 - 2005
Rotella Capital Management 2001 - 2004
Crédit Agricole, Indosuez CAI, Carr Futures 1995 - 2001
Skills
Commodities, Derivatives Trading, Trading, Fixed Income, Currency, Foreign Exchange, Bonds, Electronic Trading, Trading Systems, Financial Markets, Trading Strategies, Series 7, ETFs, CQG, Securities, Portfolio Strategies, Financial Analysis, Wealth Management, Futures Trading, Strategy Execution, Team Leadership, Options, Bloomberg, Proprietary Trading, Proprietary Systems, Hedging, Equities, Equity Derivatives, series 3, series 66, Commodity, Hedge Funds, Investments, Asset Management, Risk Management
Education
Muhlenberg College 1990 — 1993
Bachelor's Degree, Economics with Minor in Finance
Cetera Financial Group March 2015 - Present
Edward Jones 2014 - 2014
Newedge USA 2007 - 2014
MF Global 2005 - 2007
Gelber Group LLC 2005 - 2005
Rotella Capital Management 2001 - 2004
Crédit Agricole, Indosuez CAI, Carr Futures 1995 - 2001
Skills
Commodities, Derivatives Trading, Trading, Fixed Income, Currency, Foreign Exchange, Bonds, Electronic Trading, Trading Systems, Financial Markets, Trading Strategies, Series 7, ETFs, CQG, Securities, Portfolio Strategies, Financial Analysis, Wealth Management, Futures Trading, Strategy Execution, Team Leadership, Options, Bloomberg, Proprietary Trading, Proprietary Systems, Hedging, Equities, Equity Derivatives, series 3, series 66, Commodity, Hedge Funds, Investments, Asset Management, Risk Management
Education
Muhlenberg College 1990 — 1993
Bachelor's Degree, Economics with Minor in Finance
Brandee Johnson Florence Brandee Johnson Florence's Cetera Financial Group Experience April 2012 - Present
Job Client SupportState Bank Wealth Management
Industry Banking
Experience
The State Bank and Trust Company April 2012 - Present
Cetera Financial Group April 2012 - Present
The State Bank and Trust Company November 2006 - April 2012
Skills
Banking, Loans, Credit, Retail Banking, Consumer Lending, Customer Service, Customer Satisfaction, Outlook, Microsoft Office, Deposits, Life Insurance, Retail, Microsoft Word, Microsoft Excel, Management, Cross Selling, Loan Origination
Education
Northwest State Community College 1998 — 2001
Associate's degree, Business Administration, Management and Operations
Ayersville High School 1989 — 1998
The State Bank and Trust Company April 2012 - Present
Cetera Financial Group April 2012 - Present
The State Bank and Trust Company November 2006 - April 2012
Skills
Banking, Loans, Credit, Retail Banking, Consumer Lending, Customer Service, Customer Satisfaction, Outlook, Microsoft Office, Deposits, Life Insurance, Retail, Microsoft Word, Microsoft Excel, Management, Cross Selling, Loan Origination
Education
Northwest State Community College 1998 — 2001
Associate's degree, Business Administration, Management and Operations
Ayersville High School 1989 — 1998
Damon Muldavin Damon Muldavin's Cetera Financial Group Experience January 2012 - July 2013
Job Senior Technical Support Analyst at Active Health Managment
Industry Information Technology and Services
Experience
IT Consultant August 2013 - April 2015
Allied Digital Services January 2012 - July 2013
Cetera Financial Group January 2012 - July 2013
Capital Group February 2011 - December 2011
Abraxis BioScience, LLC February 2010 - January 2011
White, Zuckerman, Warsavsky, Luna, Wolf & Hunt June 2004 - September 2009
Self Employed July 2001 - May 2004
Universal Studios/Music Group August 1999 - June 2001
Universal Music Group January 1998 - January 2001
Universal Studios 1998 - 2001
Skills
Active Directory, Servers, DNS, Windows Server, Troubleshooting, Network Administration, Technical Support, Operating Systems, Microsoft Exchange, XP, Windows XP, Disaster Recovery, TCP/IP, Linux, System Administration, Windows, Software Installation, Microsoft Certified..., Information Technology, Security, Group Policy, HP, Blackberry Enterprise..., VMware, Routers, Printers, Altiris, Unix, Laptops, Databases, Help Desk Support, PDA, Operations Management
Education
Pasadena City College 1993 — 1996
Telecommunications, Computer Science
IT Consultant August 2013 - April 2015
Allied Digital Services January 2012 - July 2013
Cetera Financial Group January 2012 - July 2013
Capital Group February 2011 - December 2011
Abraxis BioScience, LLC February 2010 - January 2011
White, Zuckerman, Warsavsky, Luna, Wolf & Hunt June 2004 - September 2009
Self Employed July 2001 - May 2004
Universal Studios/Music Group August 1999 - June 2001
Universal Music Group January 1998 - January 2001
Universal Studios 1998 - 2001
Skills
Active Directory, Servers, DNS, Windows Server, Troubleshooting, Network Administration, Technical Support, Operating Systems, Microsoft Exchange, XP, Windows XP, Disaster Recovery, TCP/IP, Linux, System Administration, Windows, Software Installation, Microsoft Certified..., Information Technology, Security, Group Policy, HP, Blackberry Enterprise..., VMware, Routers, Printers, Altiris, Unix, Laptops, Databases, Help Desk Support, PDA, Operations Management
Education
Pasadena City College 1993 — 1996
Telecommunications, Computer Science
Daniel Kasper Daniel Kasper's Cetera Financial Group Experience January 2013 - Present
Job Senior Financial Analyst at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group January 2013 - Present
IBM August 2010 - January 2013
IBM June 2006 - August 2010
TCF Bank 2005 - 2006
Skills
Financial Analysis, Budgeting, Forecasting, Reporting & Analysis, Pricing, Pricing Analysis, Pricing Strategy, Deal Structuring, Business Analysis, Business Acumen, Internal Controls, Business Control, Lean Sigma, Process Improvement, Standardization, College Recruiting, Mentoring, Accounting, Essbase
Education
Saint Cloud State University - G.R. Herberger College of Business 2002 — 2007
BS, Finance
St. Cloud State University 2002 — 2007
BA, Business Economics
Cetera Financial Group January 2013 - Present
IBM August 2010 - January 2013
IBM June 2006 - August 2010
TCF Bank 2005 - 2006
Skills
Financial Analysis, Budgeting, Forecasting, Reporting & Analysis, Pricing, Pricing Analysis, Pricing Strategy, Deal Structuring, Business Analysis, Business Acumen, Internal Controls, Business Control, Lean Sigma, Process Improvement, Standardization, College Recruiting, Mentoring, Accounting, Essbase
Education
Saint Cloud State University - G.R. Herberger College of Business 2002 — 2007
BS, Finance
St. Cloud State University 2002 — 2007
BA, Business Economics
Marques Bates, MBA's Cetera Financial Group Experience May 2015 - Present
Job Deputy Chief Compliance Officer at JP Turner & Company, LLC
Industry Financial Services
Experience
Cetera Financial Group May 2015 - Present
JP Turner & Company, LLC July 2012 - May 2015
J.P. Turner & Company, LLC January 2012 - July 2012
J.P. Turner & Company, LLC January 2008 - January 2012
Prudential Financial December 2004 - November 2006
Skills
Compliance, Series 7, Private Equity, Securities, Alternative Investments, Due Diligence, Customer Service, Public Speaking, Internal Audit, Equities, Auditing, Administration, Microsoft Office, Word, PowerPoint, Excel, Investments, Series 24, Series 66, FINRA, System Administration, Microsoft Excel, Uniform Combined State..., Microsoft Word, Asset Allocation, Series 65, Investment Strategies, Strategic Financial..., Bloomberg Terminal, Bonds, Investment Banking, Securities Regulation, Broker-Dealer, Fixed Annuities, Risk Management, Financial Advisory, Series 6, Wealth Management, Private Placements, Equity Trading, Financial Services, Investment Advisory, Options, Financial Modeling, 401k Rollovers, Hedge Funds, AML, Investment Management, Corporate Finance, 401k
Education
Saint Leo University 2011 — 2012
MBA, Business Administration and Management, General
Morehouse College 2000 — 2003
BA, Finance
Cetera Financial Group May 2015 - Present
JP Turner & Company, LLC July 2012 - May 2015
J.P. Turner & Company, LLC January 2012 - July 2012
J.P. Turner & Company, LLC January 2008 - January 2012
Prudential Financial December 2004 - November 2006
Skills
Compliance, Series 7, Private Equity, Securities, Alternative Investments, Due Diligence, Customer Service, Public Speaking, Internal Audit, Equities, Auditing, Administration, Microsoft Office, Word, PowerPoint, Excel, Investments, Series 24, Series 66, FINRA, System Administration, Microsoft Excel, Uniform Combined State..., Microsoft Word, Asset Allocation, Series 65, Investment Strategies, Strategic Financial..., Bloomberg Terminal, Bonds, Investment Banking, Securities Regulation, Broker-Dealer, Fixed Annuities, Risk Management, Financial Advisory, Series 6, Wealth Management, Private Placements, Equity Trading, Financial Services, Investment Advisory, Options, Financial Modeling, 401k Rollovers, Hedge Funds, AML, Investment Management, Corporate Finance, 401k
Education
Saint Leo University 2011 — 2012
MBA, Business Administration and Management, General
Morehouse College 2000 — 2003
BA, Finance
Mike Jurgensen Mike Jurgensen's Cetera Financial Group Experience August 2014 - Present
Job ERISA Supervision at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group August 2014 - Present
Chamberlain Group July 2010 - December 2013
Northwestern Mutual 2009 - 2010
Pacific Life 2000 - 2009
Engebretson Capital 1999 - 2000
Smith Barney 1997 - 1999
Smith Barney 1995 - 1997
Cantor Fitzgerald 1992 - 1995
Skills
Series 63, Series 7, Series 24, Series 65, Mutual Funds, Investments, Securities, Compliance, Insurance, Fixed Income
Education
UCLA 1989 — 1992
Bachelors, Economics
Cetera Financial Group August 2014 - Present
Chamberlain Group July 2010 - December 2013
Northwestern Mutual 2009 - 2010
Pacific Life 2000 - 2009
Engebretson Capital 1999 - 2000
Smith Barney 1997 - 1999
Smith Barney 1995 - 1997
Cantor Fitzgerald 1992 - 1995
Skills
Series 63, Series 7, Series 24, Series 65, Mutual Funds, Investments, Securities, Compliance, Insurance, Fixed Income
Education
UCLA 1989 — 1992
Bachelors, Economics
Deric Camarigg Deric Camarigg's Cetera Financial Group Experience March 2014 - Present
Job Risk Management Supervisor at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group March 2014 - Present
Cetera Financial Group April 2013 - February 2014
Green Dot Corporation January 2010 - April 2013
Transamerica Financial Advisors, Inc. February 2006 - November 2009
Skills
Risk Management, Advertising, Financial Services, Securities, Banking, Mutual Funds, Due Diligence, Investments, Financial Analysis, Insurance, AML, Credit, Equities
Education
United States Naval Academy
Computer Science
Cetera Financial Group March 2014 - Present
Cetera Financial Group April 2013 - February 2014
Green Dot Corporation January 2010 - April 2013
Transamerica Financial Advisors, Inc. February 2006 - November 2009
Skills
Risk Management, Advertising, Financial Services, Securities, Banking, Mutual Funds, Due Diligence, Investments, Financial Analysis, Insurance, AML, Credit, Equities
Education
United States Naval Academy
Computer Science
Eileen Sorensen Eileen Sorensen's Cetera Financial Group Experience April 2015 - Present
Job Marketing Manager at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group April 2015 - Present
Wells Fargo Capital Finance March 2013 - March 2015
Flatiron Capital a Division of Wells Fargo Bank May 2009 - March 2013
Wells Fargo August 2008 - May 2009
Wells Fargo 2007 - 2008
Skills
Direct Marketing, Marketing, Strategy, CRM, Sales, New Business Development, Trade Shows, Marketing Strategy, Social Media Marketing, Marketing Communications, Market Research, Business Development, Leadership, Email Marketing, B2B, Strategic Planning
Education
University of Colorado at Denver 2010 — 2015
Master of Business Administration (MBA), Marketing
Northern Arizona University 2003 — 2006
Bachelor of Applied Science (BASc), Marketing
Cetera Financial Group April 2015 - Present
Wells Fargo Capital Finance March 2013 - March 2015
Flatiron Capital a Division of Wells Fargo Bank May 2009 - March 2013
Wells Fargo August 2008 - May 2009
Wells Fargo 2007 - 2008
Skills
Direct Marketing, Marketing, Strategy, CRM, Sales, New Business Development, Trade Shows, Marketing Strategy, Social Media Marketing, Marketing Communications, Market Research, Business Development, Leadership, Email Marketing, B2B, Strategic Planning
Education
University of Colorado at Denver 2010 — 2015
Master of Business Administration (MBA), Marketing
Northern Arizona University 2003 — 2006
Bachelor of Applied Science (BASc), Marketing
Brendan Burns's Cetera Financial Group Experience February 2013 - June 2013
Job GSX Operations Specialist
Industry Information Technology and Services
Experience
Google (via Vaco) September 2014 - Present
Oracle July 2013 - August 2014
Cetera Financial Group February 2013 - June 2013
PayJunction December 2012 - March 2013
Delta Tau Delta Fraternity March 2012 - March 2013
UC Santa Barbara January 2010 - January 2013
Vita Explorer October 2012 - December 2012
My New Financial Advisor April 2012 - May 2012
Homestead Symphony Orchestra August 2008 - June 2009
Suzuki Music Studio of San Francisco 1993 - 2009
Skills
E-commerce Optimization, Process Improvement, Business Process..., Workflow Management, Training Documentation, Data Curation, Data Analysis, Microsoft Excel, Account Management, Sales, Recruiting, Cold Calling, PowerPoint, Research, Microsoft Office, Microsoft Word, Google Apps, Site Planning, Bug Tracking, Social Media, Public Speaking, SaaS, Music, French, Spanish, Networking, Start-ups, Violin, PC, OS X, Windows Vista, Outlook, Taleo, PeopleSoft, Oracle E-Business Suite, Oracle HR, Oracle Applications, Higher Education, Oracle CRM, Cloud Applications, Talent Management, Human Resources, RFP Generation, WebEx, International Relations, Composition, Hoovers, Phone Etiquette, Adobe Premiere, Music Theory
Education
University of California, Santa Barbara 2009 — 2013
Bachelor of Arts (B.A.), Global & International Studies
Homestead High School 2005 — 2009
Bellarmine College Preparatory 2006 — 2007
Centre Audiovisuel pour l'Etude des Langues à Royan, France 2006 — 2006
French Language
International School of the Peninsula 2002 — 2005
French-American School of the Silicon Valley 1995 — 2002
Google (via Vaco) September 2014 - Present
Oracle July 2013 - August 2014
Cetera Financial Group February 2013 - June 2013
PayJunction December 2012 - March 2013
Delta Tau Delta Fraternity March 2012 - March 2013
UC Santa Barbara January 2010 - January 2013
Vita Explorer October 2012 - December 2012
My New Financial Advisor April 2012 - May 2012
Homestead Symphony Orchestra August 2008 - June 2009
Suzuki Music Studio of San Francisco 1993 - 2009
Skills
E-commerce Optimization, Process Improvement, Business Process..., Workflow Management, Training Documentation, Data Curation, Data Analysis, Microsoft Excel, Account Management, Sales, Recruiting, Cold Calling, PowerPoint, Research, Microsoft Office, Microsoft Word, Google Apps, Site Planning, Bug Tracking, Social Media, Public Speaking, SaaS, Music, French, Spanish, Networking, Start-ups, Violin, PC, OS X, Windows Vista, Outlook, Taleo, PeopleSoft, Oracle E-Business Suite, Oracle HR, Oracle Applications, Higher Education, Oracle CRM, Cloud Applications, Talent Management, Human Resources, RFP Generation, WebEx, International Relations, Composition, Hoovers, Phone Etiquette, Adobe Premiere, Music Theory
Education
University of California, Santa Barbara 2009 — 2013
Bachelor of Arts (B.A.), Global & International Studies
Homestead High School 2005 — 2009
Bellarmine College Preparatory 2006 — 2007
Centre Audiovisuel pour l'Etude des Langues à Royan, France 2006 — 2006
French Language
International School of the Peninsula 2002 — 2005
French-American School of the Silicon Valley 1995 — 2002
Lori (Smiley) Sherman Lori (Smiley) Sherman's Cetera Financial Group Experience November 2011 - Present
Job Project Manager at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group November 2011 - Present
Cetera Financial Group (Formerly ING Advisors Network) February 2010 - January 2012
ING Advisors Network March 2005 - January 2010
Pacific Life November 2002 - March 2005
Aspen Marketing February 2000 - November 2002
Skills
Insurance, Public Speaking, Process Improvement, Series 7, Financial Services, Investments, Project Management, Wealth Management, Project Planning, Strategic Financial..., Mutual Funds, Financial Analysis, Risk Management, Management, Portfolio Management, Finance, Budgets, Team Building, Retirement Planning, Securities, Financial Advisory, Asset Management, Retirement, Series 63, Banking
Education
University of California, Riverside 1994 — 1998
Bachelor of Arts, Sociology/Law and Society
Sunny Hills High School
Cetera Financial Group November 2011 - Present
Cetera Financial Group (Formerly ING Advisors Network) February 2010 - January 2012
ING Advisors Network March 2005 - January 2010
Pacific Life November 2002 - March 2005
Aspen Marketing February 2000 - November 2002
Skills
Insurance, Public Speaking, Process Improvement, Series 7, Financial Services, Investments, Project Management, Wealth Management, Project Planning, Strategic Financial..., Mutual Funds, Financial Analysis, Risk Management, Management, Portfolio Management, Finance, Budgets, Team Building, Retirement Planning, Securities, Financial Advisory, Asset Management, Retirement, Series 63, Banking
Education
University of California, Riverside 1994 — 1998
Bachelor of Arts, Sociology/Law and Society
Sunny Hills High School
Sonia Raheja Sonia Raheja's Cetera Financial Group Experience October 2012 - January 2013
Job Sr. .Net Developer at Cetera Financial Group
Industry Information Technology and Services
Experience
Cetera Financial Group October 2012 - January 2013
Aon Risk Services January 2008 - August 2012
Zylog Systems India Ltd July 2006 - December 2007
Skills
Microsoft Technologies, PL/SQL, Oracle, SQL Server 2008 R2, WCF, Web Services, ASP.NET, VB.NET, SharePoint, TFS
Education
Punjab Technical University 2003 — 2007
Bachelor of Technology (B.Tech.), Electronics and Communications Engineering
Punjab Technical University 2003 — 2007
Bachelor of Technology, Electronics and Communication
Cetera Financial Group October 2012 - January 2013
Aon Risk Services January 2008 - August 2012
Zylog Systems India Ltd July 2006 - December 2007
Skills
Microsoft Technologies, PL/SQL, Oracle, SQL Server 2008 R2, WCF, Web Services, ASP.NET, VB.NET, SharePoint, TFS
Education
Punjab Technical University 2003 — 2007
Bachelor of Technology (B.Tech.), Electronics and Communications Engineering
Punjab Technical University 2003 — 2007
Bachelor of Technology, Electronics and Communication
Matt Amenrud Matt Amenrud's Cetera Financial Group Experience March 2015 - Present
Job Corporate Finance at Cetera Financial Group
Industry Hospital & Health Care
Experience
Cetera Financial Group March 2015 - Present
OptumHealth December 2011 - March 2015
OptumHealth October 2007 - December 2011
United Health Group February 2006 - October 2007
Skills
Highly Analytical, Skilled in Microsoft..., Managerial Experience, Healthcare, Finance, Microsoft Office, Management, Analytical Skills, Analytics, Process Improvement, Analysis, Financial Analysis, Business Analysis, Access, Insurance, Financial Reporting, Business Planning, Strategy, Financial Modeling, Variance Analysis, Essbase, Business Development, Managerial Finance, Accounting, Employee Benefits, Microsoft Excel, Health Insurance, Strategic Financial..., Team Building, Competitive Analysis, Leadership, Pricing, Negotiation, Program Management
Education
St. Cloud State University 2001 — 2005
BA, Business Economics/Finance
Cetera Financial Group March 2015 - Present
OptumHealth December 2011 - March 2015
OptumHealth October 2007 - December 2011
United Health Group February 2006 - October 2007
Skills
Highly Analytical, Skilled in Microsoft..., Managerial Experience, Healthcare, Finance, Microsoft Office, Management, Analytical Skills, Analytics, Process Improvement, Analysis, Financial Analysis, Business Analysis, Access, Insurance, Financial Reporting, Business Planning, Strategy, Financial Modeling, Variance Analysis, Essbase, Business Development, Managerial Finance, Accounting, Employee Benefits, Microsoft Excel, Health Insurance, Strategic Financial..., Team Building, Competitive Analysis, Leadership, Pricing, Negotiation, Program Management
Education
St. Cloud State University 2001 — 2005
BA, Business Economics/Finance
Alice Schroeder's Cetera Financial Group Experience April 2012 - April 2014
Job CEO at WebTuner Corp.
Industry Computer Software
Experience
WebTuner Corp. October 2014 - Present
Prudential Plc June 2013 - Present
Royce Carlton October 2008 - Present
WebTuner Corp. September 2012 - October 2014
Cetera Financial Group April 2012 - April 2014
The Snowball: Warren Buffett and the Business of Life 2003 - April 2009
Morgan Stanley 2003 - 2009
Morgan Stanley 2000 - 2003
Paine Webber 1998 - 2000
CIBC Oppenheimer 1994 - 1998
Skills
audit committee, corporate governance, investor relations, equities, capital markets, private equity, venture capital, securities analysis, Enterprise Risk..., Board of Director..., Capital Markets, Equities, Corporate Governance, Venture Capital, Investor Relations, Private Equity, Security Analysis, Board of Directors, Corporate Finance, Audit Committee, Due Diligence, Hedge Funds, Alternative Investments
Education
The University of Texas at Austin - The Red McCombs School of Business 1978 — 1980
MBA, Finance
The University of Texas at Austin 1975 — 1978
BBA, Finance
WebTuner Corp. October 2014 - Present
Prudential Plc June 2013 - Present
Royce Carlton October 2008 - Present
WebTuner Corp. September 2012 - October 2014
Cetera Financial Group April 2012 - April 2014
The Snowball: Warren Buffett and the Business of Life 2003 - April 2009
Morgan Stanley 2003 - 2009
Morgan Stanley 2000 - 2003
Paine Webber 1998 - 2000
CIBC Oppenheimer 1994 - 1998
Skills
audit committee, corporate governance, investor relations, equities, capital markets, private equity, venture capital, securities analysis, Enterprise Risk..., Board of Director..., Capital Markets, Equities, Corporate Governance, Venture Capital, Investor Relations, Private Equity, Security Analysis, Board of Directors, Corporate Finance, Audit Committee, Due Diligence, Hedge Funds, Alternative Investments
Education
The University of Texas at Austin - The Red McCombs School of Business 1978 — 1980
MBA, Finance
The University of Texas at Austin 1975 — 1978
BBA, Finance
Tim Stinson Tim Stinson's Cetera Financial Group Experience January 2015 - Present
Job National Sales Manager, Cetera Financial Group
Industry Investment Management
Experience
Cetera Financial Group January 2015 - Present
Northern Trust August 2013 - January 2015
Fidelity Institutional Wealth Services November 2009 - August 2013
Fortigent July 2007 - November 2009
SEI Investments June 1992 - May 2007
SEI 1992 - 2007
Skills
Due Diligence, Financial Services, Investment Advisory, Investment Banking, Investments, Management, New Business Development, Outsourcing, Relationship Management, Sales, Series 7, Trading, Mutual Funds
Education
Saint Joseph's University 1988 — 1992
Bachelor of Science, Marketing
Cetera Financial Group January 2015 - Present
Northern Trust August 2013 - January 2015
Fidelity Institutional Wealth Services November 2009 - August 2013
Fortigent July 2007 - November 2009
SEI Investments June 1992 - May 2007
SEI 1992 - 2007
Skills
Due Diligence, Financial Services, Investment Advisory, Investment Banking, Investments, Management, New Business Development, Outsourcing, Relationship Management, Sales, Series 7, Trading, Mutual Funds
Education
Saint Joseph's University 1988 — 1992
Bachelor of Science, Marketing
Bryan Wilhite Bryan Wilhite's Cetera Financial Group Experience May 2015 - Present
Job Developer at Cetera Financial Group
Industry Online Media
Experience
Cetera Financial Group May 2015 - Present
Fujitsu Ten Corp Of America November 2014 - January 2015
PIMCO August 2013 - November 2014
Fox Filmed Entertainment November 2011 - August 2013
SFW, LLC July 2011 - October 2011
Surge February 2011 - May 2011
Amgen May 2010 - February 2011
Canon Communications 2010 - 2010
William O'Neil + Co. Inc. 2009 - 2010
UCLA Healthcare 2002 - June 2009
Skills
Sound Design, Digital Asset Management, Silverlight, Agile, Visual Studio, jQuery, ASP.NET MVC, Sony Vegas, Sony ACID Pro, Inkscape, Gimp, .NET, Blender, Visio, Word, Creative Writing, Technical Writing, NAnt, FogBugz, NetBeans, MVVM, XAML, XML, Wordpress, Spoken Word, SQL Server, SQLite, MySQL, Microsoft Expression..., Tortoise SVN, Mercurial, Subversion, VMware Workstation, Microsoft SQL Server, Agile Methodologies, Oracle, Visual Basic, Web Development, Databases, GIMP, SQL, WordPress, Acid Pro, Web Applications, JavaScript, WPF, Microsoft Expression, ASP.NET, Microsoft Word
Education
UCSB 1986 — 1991
Physics, Astrophysics, Theatre, Poetry
University of California, Santa Barbara
Cetera Financial Group May 2015 - Present
Fujitsu Ten Corp Of America November 2014 - January 2015
PIMCO August 2013 - November 2014
Fox Filmed Entertainment November 2011 - August 2013
SFW, LLC July 2011 - October 2011
Surge February 2011 - May 2011
Amgen May 2010 - February 2011
Canon Communications 2010 - 2010
William O'Neil + Co. Inc. 2009 - 2010
UCLA Healthcare 2002 - June 2009
Skills
Sound Design, Digital Asset Management, Silverlight, Agile, Visual Studio, jQuery, ASP.NET MVC, Sony Vegas, Sony ACID Pro, Inkscape, Gimp, .NET, Blender, Visio, Word, Creative Writing, Technical Writing, NAnt, FogBugz, NetBeans, MVVM, XAML, XML, Wordpress, Spoken Word, SQL Server, SQLite, MySQL, Microsoft Expression..., Tortoise SVN, Mercurial, Subversion, VMware Workstation, Microsoft SQL Server, Agile Methodologies, Oracle, Visual Basic, Web Development, Databases, GIMP, SQL, WordPress, Acid Pro, Web Applications, JavaScript, WPF, Microsoft Expression, ASP.NET, Microsoft Word
Education
UCSB 1986 — 1991
Physics, Astrophysics, Theatre, Poetry
University of California, Santa Barbara
Blake Griffin's Cetera Financial Group Experience June 2014 - Present
Job Operations Supervisor, at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group June 2014 - Present
MetLife December 2011 - June 2014
Principal Financial Group October 2001 - September 2010
Principal Financial Group March 1999 - October 2001
Principal Financial Group February 1997 - March 1999
Wells Fargo August 1993 - February 1997
Skills
Call Center, Performance Management, Leadership, Training, Call Centers, Customer Service, Leadership Development, Microsoft Excel, Insurance, Employee Benefits, Financial Services
Education
The University of Kansas
Bachelor’s Degree, Communication and Psycholgoy
Cetera Financial Group June 2014 - Present
MetLife December 2011 - June 2014
Principal Financial Group October 2001 - September 2010
Principal Financial Group March 1999 - October 2001
Principal Financial Group February 1997 - March 1999
Wells Fargo August 1993 - February 1997
Skills
Call Center, Performance Management, Leadership, Training, Call Centers, Customer Service, Leadership Development, Microsoft Excel, Insurance, Employee Benefits, Financial Services
Education
The University of Kansas
Bachelor’s Degree, Communication and Psycholgoy
David P Santos David P Santos's Cetera Financial Group Experience September 2006 - May 2014
Job Financial Advisor at Cetera Investment Services
Industry Financial Services
Experience
Catholic Central High School January 2010 - Present
Troy Savings Bank Music Hall October 2011 - September 2014
Cetera Financial Group September 2006 - May 2014
Pioneer Savings Bank September 2006 - May 2014
Janney Montgomery Scott October 2001 - September 2006
First Albany Corp August 1991 - September 2001
Skills
Asset Managment, Series 7, Customer Service, Series 63, Retirement Planning, Mutual Funds, Series 65, Bloomberg, Wealth Management, Securities, Investment Advisory, Series 24
Education
The College of Saint Rose 2003 — 2004
CFP
Marist College 1982 — 1986
BA, Political Science
Catholic Central High School January 2010 - Present
Troy Savings Bank Music Hall October 2011 - September 2014
Cetera Financial Group September 2006 - May 2014
Pioneer Savings Bank September 2006 - May 2014
Janney Montgomery Scott October 2001 - September 2006
First Albany Corp August 1991 - September 2001
Skills
Asset Managment, Series 7, Customer Service, Series 63, Retirement Planning, Mutual Funds, Series 65, Bloomberg, Wealth Management, Securities, Investment Advisory, Series 24
Education
The College of Saint Rose 2003 — 2004
CFP
Marist College 1982 — 1986
BA, Political Science
James (Jim) Garrison James (Jim) Garrison's Cetera Financial Group Experience August 2009 - Present
Job Investment Advisor with Cetera Advisor Networks LLC, member FINRA/SIPC
Industry Financial Services
Experience
Cetera Financial Group August 2009 - Present
QSP May 2000 - June 2009
World's Finest Chocolate July 1978 - May 2000
Education
United States Naval Academy 1969 — 1973
BS, Physical Oceanography
Cetera Financial Group August 2009 - Present
QSP May 2000 - June 2009
World's Finest Chocolate July 1978 - May 2000
Education
United States Naval Academy 1969 — 1973
BS, Physical Oceanography
Jason Head's Cetera Financial Group Experience August 2010 - January 2011
Job Senior Project & Production Coordinator at The Jewish Federation of Greater Los Angeles
Industry Nonprofit Organization Management
Experience
The Jewish Federation March 2012 - Present
The Walt Disney Company August 2011 - March 2012
Cetera Financial Group August 2010 - January 2011
Crew Creative Advertising January 2008 - December 2009
The Hollywood Reporter February 2000 - January 2008
Fox Broadcasting Company March 1998 - February 2000
Propaganda Films August 1994 - February 1998
Skills
Advertising, Production, Creative Development, Mac, Television, Digital Media, Print Production, Social Media, Online Advertising, Direct Mail, Creative Direction, Editorial, Broadcast, New Media, Film, Leadership, Facebook
Education
University of California, Los Angeles 1994 — 1996
Film
University of Colorado Boulder 1992 — 1994
Journalism/Communications
The Jewish Federation March 2012 - Present
The Walt Disney Company August 2011 - March 2012
Cetera Financial Group August 2010 - January 2011
Crew Creative Advertising January 2008 - December 2009
The Hollywood Reporter February 2000 - January 2008
Fox Broadcasting Company March 1998 - February 2000
Propaganda Films August 1994 - February 1998
Skills
Advertising, Production, Creative Development, Mac, Television, Digital Media, Print Production, Social Media, Online Advertising, Direct Mail, Creative Direction, Editorial, Broadcast, New Media, Film, Leadership, Facebook
Education
University of California, Los Angeles 1994 — 1996
Film
University of Colorado Boulder 1992 — 1994
Journalism/Communications
Brian Tutland's Cetera Financial Group Experience August 2015 - Present
Job Trader Structured Products and UITs
Industry Financial Services
Experience
Cetera Financial Group August 2015 - Present
First Trust Portfolios L.P. January 2011 - August 2014
RBC Capital Markets January 1995 - January 2011
RBC Dain Rauscher 2003 - 2007
Skills
Fixed Income, Series 63, Series 7, Bonds, Structured Products, ETFs, Equities, Securities, Series 24, Portfolio Management, Bloomberg, Alternative Investments, Trading, Investments, Capital Markets, Mutual Funds, Wealth Management, Asset Management, Asset Allocation, Derivatives, Financial Markets
Education
St. Cloud State University 1989 — 1994
BS, Finance, Economics, Speech Communications
Cetera Financial Group August 2015 - Present
First Trust Portfolios L.P. January 2011 - August 2014
RBC Capital Markets January 1995 - January 2011
RBC Dain Rauscher 2003 - 2007
Skills
Fixed Income, Series 63, Series 7, Bonds, Structured Products, ETFs, Equities, Securities, Series 24, Portfolio Management, Bloomberg, Alternative Investments, Trading, Investments, Capital Markets, Mutual Funds, Wealth Management, Asset Management, Asset Allocation, Derivatives, Financial Markets
Education
St. Cloud State University 1989 — 1994
BS, Finance, Economics, Speech Communications
Kristin Eyler (Formally Morrise) Kristin Eyler (Formally Morrise)'s Cetera Financial Group Experience May 1998 - Present
Job Management at Cetera Financial Group
Industry Financial Services
Experience
ING May 1998 - Present
Cetera Financial Group May 1998 - Present
ING Advisors Network 1998 - Present
ING 1998 - 2009
ING Advisors Network 1998 - 2008
Financial Network May 1998 - December 2000
Electro Adapter March 1995 - March 1997
ARCS Mortgage February 1992 - April 1994
Education
Moorpark College 1999 — 2001
ING May 1998 - Present
Cetera Financial Group May 1998 - Present
ING Advisors Network 1998 - Present
ING 1998 - 2009
ING Advisors Network 1998 - 2008
Financial Network May 1998 - December 2000
Electro Adapter March 1995 - March 1997
ARCS Mortgage February 1992 - April 1994
Education
Moorpark College 1999 — 2001
Mohammad Arbab Azmi Mohammad Arbab Azmi's Cetera Financial Group Experience 2015 - 2015
Job Technical Consultant at Incedo Inc.
Industry Information Technology and Services
Experience
Incedo Inc. September 2015 - Present
IB Technology Solutions Inc. January 2006 - August 2015
Cetera Financial Group 2015 - 2015
Indiabulls Securities ltd 2006 - 2009
Skills
ASP.NET, AJAX, SSIS, IIS, Microsoft SQL Server, ASP, VSS, VB.NET, .NET, Web Services, C#, MS Project, TFS, Project Management, Project Delivery, ADO.NET, Team Management, Requirements Analysis, Visual Studio, DHTML, SDLC, WCF, Databases, SSRS, Entity Framework, Software Development, SOA, SQL, Software Project..., XML, Agile Methodologies, Architecture
Education
Sikkim Manipal University of Health, Medical and Technological Sciences 2004 — 2006
MCA, Computer Science
Incedo Inc. September 2015 - Present
IB Technology Solutions Inc. January 2006 - August 2015
Cetera Financial Group 2015 - 2015
Indiabulls Securities ltd 2006 - 2009
Skills
ASP.NET, AJAX, SSIS, IIS, Microsoft SQL Server, ASP, VSS, VB.NET, .NET, Web Services, C#, MS Project, TFS, Project Management, Project Delivery, ADO.NET, Team Management, Requirements Analysis, Visual Studio, DHTML, SDLC, WCF, Databases, SSRS, Entity Framework, Software Development, SOA, SQL, Software Project..., XML, Agile Methodologies, Architecture
Education
Sikkim Manipal University of Health, Medical and Technological Sciences 2004 — 2006
MCA, Computer Science
Shayna Inman Shayna Inman's Cetera Financial Group Experience August 2011 - March 2014
Job Realtor/Broker at Lake Norman Realty
Industry Real Estate
Experience
Lake Norman Realty February 2015 - Present
Lake Realty April 2014 - February 2015
Cetera Financial Group August 2011 - March 2014
Emanate PR November 2008 - August 2011
Inman Communications September 2007 - November 2008
Kinecta Federal Credit Union September 2005 - August 2007
AIG Retirement Services - Century City August 2003 - July 2005
People Media (formerly Halsted Communications) October 2002 - August 2003
Education
State University of New York Empire State College 2004 — 2006
B.A., Public Communication
University of Southern California 2003 — 2004
Public Relations at Annenberg School for Communication and Law & Society
Ventura College 2000 — 2002
A.A, Liberal Arts
Lake Norman Realty February 2015 - Present
Lake Realty April 2014 - February 2015
Cetera Financial Group August 2011 - March 2014
Emanate PR November 2008 - August 2011
Inman Communications September 2007 - November 2008
Kinecta Federal Credit Union September 2005 - August 2007
AIG Retirement Services - Century City August 2003 - July 2005
People Media (formerly Halsted Communications) October 2002 - August 2003
Education
State University of New York Empire State College 2004 — 2006
B.A., Public Communication
University of Southern California 2003 — 2004
Public Relations at Annenberg School for Communication and Law & Society
Ventura College 2000 — 2002
A.A, Liberal Arts
Clarissa Villa's Cetera Financial Group Experience September 2014 - April 2015
Job IT, Security Fulfillment at Cetera Financial Group
Industry Information Technology and Services
Experience
Cetera Financial Group September 2014 - April 2015
Managed Health Care Associates, Inc. September 2012 - September 2013
Oregon Zoo December 2011 - March 2012
University of Utah Hospitals and Clinics March 2010 - April 2011
Orriant October 2009 - April 2010
Huntsville Memorial Hospital January 2009 - August 2009
CVS Caremark Corporation November 2007 - November 2008
Albertsons April 2006 - January 2008
Education
Sam Houston State University
Bachelor's Degree
Oregon Tradeswomen
Pre-Apprenticeship
Cetera Financial Group September 2014 - April 2015
Managed Health Care Associates, Inc. September 2012 - September 2013
Oregon Zoo December 2011 - March 2012
University of Utah Hospitals and Clinics March 2010 - April 2011
Orriant October 2009 - April 2010
Huntsville Memorial Hospital January 2009 - August 2009
CVS Caremark Corporation November 2007 - November 2008
Albertsons April 2006 - January 2008
Education
Sam Houston State University
Bachelor's Degree
Oregon Tradeswomen
Pre-Apprenticeship
Becky Ning, MBA, Series 7, 24, 66's Cetera Financial Group Experience August 2015 - Present
Job Senior Compliance Auditor
Industry Financial Services
Experience
Cetera Financial Group August 2015 - Present
Skills
Marketing, Leadership, Management, Competitive Analysis, Sales, Contract Negotiation, Time Management, Public Speaking, Microsoft Office, Social Media Marketing, CRM, Market Research, Marketing Strategy, Consulting, Marketing Communications, Event Management, Customer Service, Cross-functional Team..., Community Outreach, Advertising, Account Management, Strategic Planning, Forecasting, Training, Strategy, Project Management, Salesforce.com, Business Analysis, Team Leadership, Sales Management, Process Improvement, Program Management, Budgets, Team Building, Negotiation, New Business Development, Business Strategy, Business Planning, Data Analysis, Business Process..., FINRA, Risk Management, Internal Controls, ERISA, Change Management
Education
Nova Southeastern University 2008 — 2010
Master of Business Administration (M.B.A.), Finance and Financial Management Services
Cetera Financial Group August 2015 - Present
Skills
Marketing, Leadership, Management, Competitive Analysis, Sales, Contract Negotiation, Time Management, Public Speaking, Microsoft Office, Social Media Marketing, CRM, Market Research, Marketing Strategy, Consulting, Marketing Communications, Event Management, Customer Service, Cross-functional Team..., Community Outreach, Advertising, Account Management, Strategic Planning, Forecasting, Training, Strategy, Project Management, Salesforce.com, Business Analysis, Team Leadership, Sales Management, Process Improvement, Program Management, Budgets, Team Building, Negotiation, New Business Development, Business Strategy, Business Planning, Data Analysis, Business Process..., FINRA, Risk Management, Internal Controls, ERISA, Change Management
Education
Nova Southeastern University 2008 — 2010
Master of Business Administration (M.B.A.), Finance and Financial Management Services
Lulu Wu Lulu Wu's Cetera Financial Group Experience January 2012 - January 2012
Job Staff Accountant at EY
Industry Accounting
Experience
EY July 2015 - Present
Schlenner Wenner & Co January 2015 - April 2015
Accounting Department August 2013 - December 2014
Multicultural Service Center September 2010 - August 2014
VITA Program January 2012 - May 2012
Cetera Financial Group January 2012 - January 2012
Skills
Integrity, Problem Solving, Teamwork, Team Leadership, plentity of apititude, Innovative Thinking, Excel, Energy, enthusiasm, Great Interculture..., Microsoft Excel, Accounting, Financial Analysis, PowerPoint, Microsoft Word, Time Management, Financial Accounting, Financial Reporting, Management, Customer Service, Microsoft Office, Auditing, Leadership
Education
Saint Cloud State University - G.R. Herberger College of Business 2013 — 2014
Master of Business Administration (MBA), Business Administration and Management, General
Saint Cloud State University - G.R. Herberger College of Business 2008 — 2012
Bachelor of Science, Accounting And Finance
EY July 2015 - Present
Schlenner Wenner & Co January 2015 - April 2015
Accounting Department August 2013 - December 2014
Multicultural Service Center September 2010 - August 2014
VITA Program January 2012 - May 2012
Cetera Financial Group January 2012 - January 2012
Skills
Integrity, Problem Solving, Teamwork, Team Leadership, plentity of apititude, Innovative Thinking, Excel, Energy, enthusiasm, Great Interculture..., Microsoft Excel, Accounting, Financial Analysis, PowerPoint, Microsoft Word, Time Management, Financial Accounting, Financial Reporting, Management, Customer Service, Microsoft Office, Auditing, Leadership
Education
Saint Cloud State University - G.R. Herberger College of Business 2013 — 2014
Master of Business Administration (MBA), Business Administration and Management, General
Saint Cloud State University - G.R. Herberger College of Business 2008 — 2012
Bachelor of Science, Accounting And Finance
Phillip Barva Phillip Barva's Cetera Financial Group Experience December 2011 - Present
Job Advisory Compliance Analyst
Industry Financial Services
Experience
Cetera Financial Group December 2011 - Present
Zecco Trading Inc. January 2011 - May 2012
ING October 2003 - August 2010
Beneficial Financial Co June 2003 - September 2003
Tradingmarkets January 2002 - April 2003
Imperial Capital May 2001 - August 2001
J.B June 1997 - May 2001
First American Equities Inc August 1995 - June 1997
Skills
Equities, Asset Allocation, Series 24, Options, Portfolio Management, Series 7, Securities, Trading, Uniform Combined State..., Mutual Funds, Series 63, FINRA, Asset Managment, Fixed Income, Investments, Wealth Management, Retirement Planning
Education
University of Texas 1989 — 1991
Bachelor of Business Administration (BBA), Finance
The University of Texas at Arlington - College of Business 1988 — 1991
BBA, Finance, Economics
Cetera Financial Group December 2011 - Present
Zecco Trading Inc. January 2011 - May 2012
ING October 2003 - August 2010
Beneficial Financial Co June 2003 - September 2003
Tradingmarkets January 2002 - April 2003
Imperial Capital May 2001 - August 2001
J.B June 1997 - May 2001
First American Equities Inc August 1995 - June 1997
Skills
Equities, Asset Allocation, Series 24, Options, Portfolio Management, Series 7, Securities, Trading, Uniform Combined State..., Mutual Funds, Series 63, FINRA, Asset Managment, Fixed Income, Investments, Wealth Management, Retirement Planning
Education
University of Texas 1989 — 1991
Bachelor of Business Administration (BBA), Finance
The University of Texas at Arlington - College of Business 1988 — 1991
BBA, Finance, Economics
Matthew Bahe, CPA Matthew Bahe, CPA's Cetera Financial Group Experience January 2013 - Present
Job Senior Financial Analyst at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group January 2013 - Present
U.S. Energy Services September 2012 - January 2013
U.S. Energy Services September 2008 - September 2012
Interton 2004 - 2008
Skills
Financial Analysis, Energy, Accounting, General Ledger
Education
University of St. Thomas - Opus College of Business 2005 — 2008
BA, Accounting
North Hennepin Community College
Associate of Arts (A.A.), Accounting
Cetera Financial Group January 2013 - Present
U.S. Energy Services September 2012 - January 2013
U.S. Energy Services September 2008 - September 2012
Interton 2004 - 2008
Skills
Financial Analysis, Energy, Accounting, General Ledger
Education
University of St. Thomas - Opus College of Business 2005 — 2008
BA, Accounting
North Hennepin Community College
Associate of Arts (A.A.), Accounting
David Riggle's Cetera Financial Group Experience April 1999 - Present
Job Experienced financial advisor helping build "Great Futures"
Industry Financial Services
Experience
Colorado Financial Planning Group, Inc. February 2002 - Present
Cetera Financial Group April 1999 - Present
MassMutual Financial Group April 1996 - April 1999
connecticut mu April 1990 - April 1996
Skills
Estate Planning, Retirement Planning, Financial Planning, Business Planning, Insurance, Investments, Securities, Retirement, Wealth Management, Investment Advisory, Asset Management, Portfolio Management, Succession Planning, Employee Benefits, Small Business, Tax, Mutual Funds, Annuities, Asset Allocation, Insurance Planning, Long Term Care, Financial Analysis, Alternative Investments, Series 7, Strategic Financial...
Education
Metropolitan State University of Denver 1979 — 1984
BS, Business Management
University of Colorado Denver
MBA, Business Management
Colorado Financial Planning Group, Inc. February 2002 - Present
Cetera Financial Group April 1999 - Present
MassMutual Financial Group April 1996 - April 1999
connecticut mu April 1990 - April 1996
Skills
Estate Planning, Retirement Planning, Financial Planning, Business Planning, Insurance, Investments, Securities, Retirement, Wealth Management, Investment Advisory, Asset Management, Portfolio Management, Succession Planning, Employee Benefits, Small Business, Tax, Mutual Funds, Annuities, Asset Allocation, Insurance Planning, Long Term Care, Financial Analysis, Alternative Investments, Series 7, Strategic Financial...
Education
Metropolitan State University of Denver 1979 — 1984
BS, Business Management
University of Colorado Denver
MBA, Business Management
Nadeera Gunawardena Nadeera Gunawardena's Cetera Financial Group Experience April 2011 - Present
Job Databas Administrator at Cetera Financial Group
Industry Information Technology and Services
Experience
Cetera Financial Group April 2011 - Present
Charlotte Russe February 2011 - March 2012
Virtusa March 2007 - November 2010
QA Software Pty Ltd 2002 - 2007
QA Software Pty Ltd November 2002 - April 2004
EDMS/QA-Software February 2002 - November 2002
Skills
Oracle, Databases, Microsoft SQL Server, SQL, SDLC, C#, PL/SQL, Requirements Analysis, Database Administration, Web Services, XML, Performance Tuning, Database Design, Unix, T-SQL, Unix Shell Scripting, ASP.NET, Testing, .NET, Software Engineering, Data Modeling, Visual Basic, Windows, MySQL, Web Applications, Disaster Recovery, Data Warehousing, SOA, SSIS, Pentaho, Informatica, FoxPro, Red Hat Linux, Oracle Enterprise..., BMC Patrol, SQL Tuning, Veritas Cluster Server, Oracle RAC, RMAN, SAN, Toad, Erwin, Lightspeed
Education
Oracle University
Oracle Certified Professional, Database Administration
University of Colombo 2003 — 2007
Bachelor of Information Technology, Information Technology
Microsoft University
SQL Server 2014 administration and new features
Microsoft University
SQL Server 2012 administraion
Oracle University
Oracle database 11g: Performance Tuning DBA
Oracle University
Oracle Database 10g: R2 Backup and Recovery
Oracle University
Oracle database 11g: RAC Administration - Oracle University
Cetera Financial Group April 2011 - Present
Charlotte Russe February 2011 - March 2012
Virtusa March 2007 - November 2010
QA Software Pty Ltd 2002 - 2007
QA Software Pty Ltd November 2002 - April 2004
EDMS/QA-Software February 2002 - November 2002
Skills
Oracle, Databases, Microsoft SQL Server, SQL, SDLC, C#, PL/SQL, Requirements Analysis, Database Administration, Web Services, XML, Performance Tuning, Database Design, Unix, T-SQL, Unix Shell Scripting, ASP.NET, Testing, .NET, Software Engineering, Data Modeling, Visual Basic, Windows, MySQL, Web Applications, Disaster Recovery, Data Warehousing, SOA, SSIS, Pentaho, Informatica, FoxPro, Red Hat Linux, Oracle Enterprise..., BMC Patrol, SQL Tuning, Veritas Cluster Server, Oracle RAC, RMAN, SAN, Toad, Erwin, Lightspeed
Education
Oracle University
Oracle Certified Professional, Database Administration
University of Colombo 2003 — 2007
Bachelor of Information Technology, Information Technology
Microsoft University
SQL Server 2014 administration and new features
Microsoft University
SQL Server 2012 administraion
Oracle University
Oracle database 11g: Performance Tuning DBA
Oracle University
Oracle Database 10g: R2 Backup and Recovery
Oracle University
Oracle database 11g: RAC Administration - Oracle University
Ami Shah's Cetera Financial Group Experience January 2014 - Present
Job Chief Compliance Officer Advisory at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group January 2014 - Present
Wilson Elser July 2012 - December 2013
NEXT Financial Group, Inc. January 2010 - July 2012
Wilson Elser September 2002 - December 2009
Skills
Securities Regulation, Securities Litigation, Securities, FINRA, Arbitration, Financial Services, Investment Advisor..., Broker-Dealer, Corporate Governance, Compliance Regulations, Risk Management, Regulatory Affairs, Compliance, Procedure Manuals, Risk Assessment, Hedge Funds, 1940 Act, Investment Advisory, Investment Advisory..., Mutual Funds, Securities Offerings, Securities Exchange Act..., Wealth Management, Financial Institutions, Institutional..., Investments, Series 7, Commercial Litigation, Asset Management, Litigation, Alternative Investments, Civil Litigation, Series 63, Due Diligence, Equities, Legal Writing, Financial Planning, Legal Research, Corporate Law, Retirement Planning, Portfolio Management, Mediation, Asset Allocation, Courts
Education
Pace University School of Law 1999 — 2002
Doctor of Law (JD), Law
University of Toronto 1995 — 1998
Bachelor of Science (B.Sc.), Psychology
Cetera Financial Group January 2014 - Present
Wilson Elser July 2012 - December 2013
NEXT Financial Group, Inc. January 2010 - July 2012
Wilson Elser September 2002 - December 2009
Skills
Securities Regulation, Securities Litigation, Securities, FINRA, Arbitration, Financial Services, Investment Advisor..., Broker-Dealer, Corporate Governance, Compliance Regulations, Risk Management, Regulatory Affairs, Compliance, Procedure Manuals, Risk Assessment, Hedge Funds, 1940 Act, Investment Advisory, Investment Advisory..., Mutual Funds, Securities Offerings, Securities Exchange Act..., Wealth Management, Financial Institutions, Institutional..., Investments, Series 7, Commercial Litigation, Asset Management, Litigation, Alternative Investments, Civil Litigation, Series 63, Due Diligence, Equities, Legal Writing, Financial Planning, Legal Research, Corporate Law, Retirement Planning, Portfolio Management, Mediation, Asset Allocation, Courts
Education
Pace University School of Law 1999 — 2002
Doctor of Law (JD), Law
University of Toronto 1995 — 1998
Bachelor of Science (B.Sc.), Psychology
Kirstyn Sampias Kirstyn Sampias's Cetera Financial Group Experience September 2011 - October 2013
Job Internal Sales Consultant at AssetMark
Industry Financial Services
Experience
AssetMark October 2013 - Present
Cetera Financial Group September 2011 - October 2013
Truman State University August 2010 - May 2011
Odyssey Financial Group January 2007 - January 2009
Skills
Finance, Hold Series 7, Sales, Investments, Financial Services, Series 63, Series 65, Bonds, ETFs, IRAs
Education
Truman State University 2007 — 2011
Bachelor of Science (B.S.), Business Administration, Finance
Glenwood High School 2003 — 2007
Glenwood High School
AssetMark October 2013 - Present
Cetera Financial Group September 2011 - October 2013
Truman State University August 2010 - May 2011
Odyssey Financial Group January 2007 - January 2009
Skills
Finance, Hold Series 7, Sales, Investments, Financial Services, Series 63, Series 65, Bonds, ETFs, IRAs
Education
Truman State University 2007 — 2011
Bachelor of Science (B.S.), Business Administration, Finance
Glenwood High School 2003 — 2007
Glenwood High School
Allison Couch Pratt Allison Couch Pratt's Cetera Financial Group Experience February 2011 - May 2014
Job Executive Vice President, National Sales
Industry Financial Services
Experience
AIG Advisor Group May 2014 - Present
Cetera Financial Group February 2011 - May 2014
LPL Financial September 2009 - February 2011
Associated Securities Corp October 2008 - September 2009
THE Financial Services NETWORK January 2006 - October 2008
AIG Advisor Group 2002 - 2005
Skills
Series 7, Management Consulting, Series 63, Mutual Funds, Wealth Management, Securities, Investment Advisory, Investments, Series 24, Retirement Planning, Asset Managment, Asset Allocation, Alternative Investments, Strategic Financial..., Retirement
Education
St. John Fisher College
MBA, Finance
St. John Fisher College
B.S., Management
AIG Advisor Group May 2014 - Present
Cetera Financial Group February 2011 - May 2014
LPL Financial September 2009 - February 2011
Associated Securities Corp October 2008 - September 2009
THE Financial Services NETWORK January 2006 - October 2008
AIG Advisor Group 2002 - 2005
Skills
Series 7, Management Consulting, Series 63, Mutual Funds, Wealth Management, Securities, Investment Advisory, Investments, Series 24, Retirement Planning, Asset Managment, Asset Allocation, Alternative Investments, Strategic Financial..., Retirement
Education
St. John Fisher College
MBA, Finance
St. John Fisher College
B.S., Management
Christopher Gadacz Christopher Gadacz's Cetera Financial Group Experience August 2012 - Present
Job Investment Executive at Cetera Investment Services
Industry Financial Services
Experience
Cetera Financial Group August 2012 - Present
Wells Fargo Bank July 2008 - July 2012
Wells Fargo Advisors October 2007 - July 2012
Wells Fargo Bank January 2006 - July 2008
Skills
Finance, Insurance, Financial Services, Investments, Securities, Series 7, Financial Advisory, Financial Analysis, Financial Planning, Series 63, Customer Service, Loans, Mutual Funds, Mortgage Lending, Sales, Wealth Management, Retirement Planning, Credit
Education
St. John's University 2001 — 2005
Bachelor, Management
Cetera Financial Group August 2012 - Present
Wells Fargo Bank July 2008 - July 2012
Wells Fargo Advisors October 2007 - July 2012
Wells Fargo Bank January 2006 - July 2008
Skills
Finance, Insurance, Financial Services, Investments, Securities, Series 7, Financial Advisory, Financial Analysis, Financial Planning, Series 63, Customer Service, Loans, Mutual Funds, Mortgage Lending, Sales, Wealth Management, Retirement Planning, Credit
Education
St. John's University 2001 — 2005
Bachelor, Management
Mukesh Mehta Mukesh Mehta's Cetera Financial Group Experience 2014 - Present
Job Chief Information Officer at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group 2014 - Present
TD Ameritrade 2011 - 2013
TD Ameritrade 2009 - 2011
Charles Schwab 2003 - 2008
Charles Schwab 1999 - 2003
Bankers Trust 1995 - 1999
Kwasha Lipton 1987 - 1994
ER Keller and Co 1987 - 1987
Bell Communications Research 1984 - 1987
Skills
Strategy, Management, Software Development, Information Technology, Investments, Product Development, Finance, Vendor Management, Financial Services, SDLC, Business Analysis, IT Strategy, Risk Management, Enterprise Architecture, Portfolio Management
Education
Stanford University 2006 — 2006
Rutgers University-New Brunswick 1983 — 1987
BA
Cetera Financial Group 2014 - Present
TD Ameritrade 2011 - 2013
TD Ameritrade 2009 - 2011
Charles Schwab 2003 - 2008
Charles Schwab 1999 - 2003
Bankers Trust 1995 - 1999
Kwasha Lipton 1987 - 1994
ER Keller and Co 1987 - 1987
Bell Communications Research 1984 - 1987
Skills
Strategy, Management, Software Development, Information Technology, Investments, Product Development, Finance, Vendor Management, Financial Services, SDLC, Business Analysis, IT Strategy, Risk Management, Enterprise Architecture, Portfolio Management
Education
Stanford University 2006 — 2006
Rutgers University-New Brunswick 1983 — 1987
BA
Jared Kirby's Cetera Financial Group Experience February 2014 - Present
Job Financial Consultant at Regions Financial Corporation
Industry Financial Services
Experience
Cetera Financial Group February 2014 - Present
Regions Financial Corporation February 2014 - Present
Edward Jones December 2012 - February 2014
UPS January 2004 - December 2012
Skills
Retirement Planning, Saving for Education, Life Insurance, Investments
Education
Webster University, St. Louis 2009 — 2012
Masters, Business Administration
Minor Criminal Justice University of Central Florida 2003 — 2007
Masters of Business Administration, Finance, General
University of Central Florida 2003 — 2007
Bachelor of Arts (BA), Psychology
Citrus High School
Cetera Financial Group February 2014 - Present
Regions Financial Corporation February 2014 - Present
Edward Jones December 2012 - February 2014
UPS January 2004 - December 2012
Skills
Retirement Planning, Saving for Education, Life Insurance, Investments
Education
Webster University, St. Louis 2009 — 2012
Masters, Business Administration
Minor Criminal Justice University of Central Florida 2003 — 2007
Masters of Business Administration, Finance, General
University of Central Florida 2003 — 2007
Bachelor of Arts (BA), Psychology
Citrus High School
Ingrid Rieppel's Cetera Financial Group Experience July 2014 - Present
Job IRA Specialist at Cetera Financial Group
Industry Marketing and Advertising
Experience
Cetera Financial Group July 2014 - Present
ePromos Promotional Products October 2013 - July 2014
Le St. Germain Suite Hotel October 2012 - July 2013
Holiday Inn April 2012 - October 2012
Holiday Inn Hotel & Suites August 2009 - April 2012
Holiday Inn Hotel & Suites August 2009 - November 2010
Skills
Opera, Holidex, Loyalty Connect, Hotels, Hospitality, Front Office, Hotel Booking, Hotel Management, Hospitality Management, Hospitality Industry, Restaurants, Customer Satisfaction, Customer Service, Guest Service Management, Rooms Division, Property Management..., Concierge Services, Training, Tourism, Teamwork, Food & Beverage
Education
St Cloud Technical and Community College 2013 — 2014
St. Cloud State University 2007 — 2012
Bachelor of Arts (B.A.), Travel and Tourism
Cetera Financial Group July 2014 - Present
ePromos Promotional Products October 2013 - July 2014
Le St. Germain Suite Hotel October 2012 - July 2013
Holiday Inn April 2012 - October 2012
Holiday Inn Hotel & Suites August 2009 - April 2012
Holiday Inn Hotel & Suites August 2009 - November 2010
Skills
Opera, Holidex, Loyalty Connect, Hotels, Hospitality, Front Office, Hotel Booking, Hotel Management, Hospitality Management, Hospitality Industry, Restaurants, Customer Satisfaction, Customer Service, Guest Service Management, Rooms Division, Property Management..., Concierge Services, Training, Tourism, Teamwork, Food & Beverage
Education
St Cloud Technical and Community College 2013 — 2014
St. Cloud State University 2007 — 2012
Bachelor of Arts (B.A.), Travel and Tourism
Michael Aussieker, CFA Michael Aussieker, CFA's Cetera Financial Group Experience 2006 - 2010
Job Quantitative Researcher | MSc Applied Mathematics/Financial Engineering | Trading Strategist
Industry Investment Management
Experience
Mälardalen University 2013 - 2015
Cetera Financial Group 2006 - 2010
Pi Capital 2005 - 2006
KL Financial Group 2004 - 2005
Skills
Trading, Hedge Funds, Asset Management, Investments, Equities, Financial Modeling, Financial Analysis, Valuation, Fixed Income, Asset Allocation, Derivatives, Options, R, Technical Analysis, Risk Management, Bloomberg, Matlab, Research, Finance, Java, Portfolio Management, Quantitative Analytics, Capital Markets, Securities, Financial Markets, Quantitative Finance
Education
Mälardalen University 2013 — 2015
Masters of Seience Mathematics/Applied Mathamatics
St. Ambrose University 2002 — 2004
B.A Business
Mälardalen University 2013 - 2015
Cetera Financial Group 2006 - 2010
Pi Capital 2005 - 2006
KL Financial Group 2004 - 2005
Skills
Trading, Hedge Funds, Asset Management, Investments, Equities, Financial Modeling, Financial Analysis, Valuation, Fixed Income, Asset Allocation, Derivatives, Options, R, Technical Analysis, Risk Management, Bloomberg, Matlab, Research, Finance, Java, Portfolio Management, Quantitative Analytics, Capital Markets, Securities, Financial Markets, Quantitative Finance
Education
Mälardalen University 2013 — 2015
Masters of Seience Mathematics/Applied Mathamatics
St. Ambrose University 2002 — 2004
B.A Business
Mark Eisenstein Mark Eisenstein's Cetera Financial Group Experience 2009 - Present
Job Financial Consultant at Eisenstein Financial Service
Industry Financial Services
Experience
Childrens Advocacy Center 2010 - Present
Craterian Board 2009 - Present
Cetera Financial Group 2009 - Present
Eisenstein Financial Services March 1996 - Present
Skills
Investments, Financial Services, Series 7, Retirement Planning, Mutual Funds, Wealth Management, Fixed Annuities, Asset Allocation, Finance, Series 63, Securities, Investment Advisory, Strategic Financial..., Portfolio Management, Insurance
Education
University of Oregon 1978 — 1980
Business
Northwest Christian College
Business Management, business
Childrens Advocacy Center 2010 - Present
Craterian Board 2009 - Present
Cetera Financial Group 2009 - Present
Eisenstein Financial Services March 1996 - Present
Skills
Investments, Financial Services, Series 7, Retirement Planning, Mutual Funds, Wealth Management, Fixed Annuities, Asset Allocation, Finance, Series 63, Securities, Investment Advisory, Strategic Financial..., Portfolio Management, Insurance
Education
University of Oregon 1978 — 1980
Business
Northwest Christian College
Business Management, business
Sheila Javadi-Medina Sheila Javadi-Medina's Cetera Financial Group Experience June 2013 - Present
Job Service Delivery & Training Consultant
Industry Financial Services
Experience
Chicago Wealth Management Group June 2015 - Present
Cetera Financial Group June 2013 - Present
Genworth Financial December 2010 - June 2012
Managers Investment Group September 2007 - December 2010
Managers Investment Group September 2007 - December 2010
DWS Investments June 2005 - September 2007
DWS Investments January 2004 - June 2005
DWS Investments January 2002 - January 2004
DWS Investments December 2000 - September 2002
Skills
Mutual Funds, Series 7, Series 63, Investments, Series 6, Insurance, Asset Managment, Portfolio Management, Securities, Separately Managed..., Asset Allocation, Financial Services, Series 24, Risk Management, Wealth Management, Customer Service, Customer Service..., Contact Center..., Asset Management, CRM, Finance, Fixed Annuities, Management
Education
Lake Forest Graduate School of Management 2006 — 2010
Northeastern Illinois University 1996 — 1999
Chicago Wealth Management Group June 2015 - Present
Cetera Financial Group June 2013 - Present
Genworth Financial December 2010 - June 2012
Managers Investment Group September 2007 - December 2010
Managers Investment Group September 2007 - December 2010
DWS Investments June 2005 - September 2007
DWS Investments January 2004 - June 2005
DWS Investments January 2002 - January 2004
DWS Investments December 2000 - September 2002
Skills
Mutual Funds, Series 7, Series 63, Investments, Series 6, Insurance, Asset Managment, Portfolio Management, Securities, Separately Managed..., Asset Allocation, Financial Services, Series 24, Risk Management, Wealth Management, Customer Service, Customer Service..., Contact Center..., Asset Management, CRM, Finance, Fixed Annuities, Management
Education
Lake Forest Graduate School of Management 2006 — 2010
Northeastern Illinois University 1996 — 1999
James W. Shay James W. Shay's Cetera Financial Group Experience April 2012 - September 2014
Job Securities Industry Professional
Industry Financial Services
Experience
Cetera Financial Group April 2012 - September 2014
Genworth Financial Investment Services January 2012 - July 2012
Genworth Financial December 2006 - December 2011
A.G. Edwards & Sons, Inc. September 1997 - December 2006
Education
Saint Louis University School of Law 1995 — 1998
J.D., Law
The University of Texas at Austin 1987 — 1988
BS, Communications
University of Iowa 1983 — 1985
Cetera Financial Group April 2012 - September 2014
Genworth Financial Investment Services January 2012 - July 2012
Genworth Financial December 2006 - December 2011
A.G. Edwards & Sons, Inc. September 1997 - December 2006
Education
Saint Louis University School of Law 1995 — 1998
J.D., Law
The University of Texas at Austin 1987 — 1988
BS, Communications
University of Iowa 1983 — 1985
Ty Kadoli's Cetera Financial Group Experience July 2011 - January 2013
Job AVP, Digital Marketing at California Bank & Trust
Industry Financial Services
Experience
California Bank & Trust June 2013 - Present
Cetera Financial Group July 2011 - January 2013
Sof'ella Foods August 2010 - July 2011
LPL Financial July 2007 - April 2010
U.S. Financial Management November 2005 - July 2007
Where Magazine 2004 - 2007
Union Square Merchant Organization 2004 - 2007
NCCA Concierge Organization 2004 - 2006
Gibson Overseas June 2004 - March 2005
GEOS International 1998 - 2003
Skills
Interactive Marketing, Cross-channel Marketing, Social Promotion, Online Identity, Cross Media Marketing, Digital Marketing, Email Marketing, Social Media Marketing, SEO, Integrated Marketing, Marketing Strategy, Lead Generation, Advertising, SEM, Analytics, Competitive Analysis, Multi-channel Marketing, Content Marketing, Digital Strategy, Marketing Management, Business Development, Marketing, Marketing Communications, Web Analytics, Salesforce.com, Market Research, Social Networking, Facebook, PPC, Web Marketing, User Experience, Affiliate Marketing, Online Marketing
Education
San Francisco State University, College of Business 1998 — 2002
MBA, Business
University of California, Berkeley 1996 — 1997
Marketing, Marketing
University of California, Los Angeles
Certificate, Social Media
San Francisco State University 1999 — 2002
Master of Business Administration (MBA), International Business
California Bank & Trust June 2013 - Present
Cetera Financial Group July 2011 - January 2013
Sof'ella Foods August 2010 - July 2011
LPL Financial July 2007 - April 2010
U.S. Financial Management November 2005 - July 2007
Where Magazine 2004 - 2007
Union Square Merchant Organization 2004 - 2007
NCCA Concierge Organization 2004 - 2006
Gibson Overseas June 2004 - March 2005
GEOS International 1998 - 2003
Skills
Interactive Marketing, Cross-channel Marketing, Social Promotion, Online Identity, Cross Media Marketing, Digital Marketing, Email Marketing, Social Media Marketing, SEO, Integrated Marketing, Marketing Strategy, Lead Generation, Advertising, SEM, Analytics, Competitive Analysis, Multi-channel Marketing, Content Marketing, Digital Strategy, Marketing Management, Business Development, Marketing, Marketing Communications, Web Analytics, Salesforce.com, Market Research, Social Networking, Facebook, PPC, Web Marketing, User Experience, Affiliate Marketing, Online Marketing
Education
San Francisco State University, College of Business 1998 — 2002
MBA, Business
University of California, Berkeley 1996 — 1997
Marketing, Marketing
University of California, Los Angeles
Certificate, Social Media
San Francisco State University 1999 — 2002
Master of Business Administration (MBA), International Business
Yatender Kumar , CSM Yatender Kumar , CSM's Cetera Financial Group Experience 2010 - 2010
Job Technical Architect at NIIT Technologies Limited
Industry Information Technology and Services
Experience
NIIT Technologies Limited September 2007 - Present
Cetera Financial Group 2010 - 2010
Motherson Sumi Infotech & Designs Ltd July 2004 - September 2007
Akhil systems Pvt.Ltd. February 2000 - July 2004
Lark Wire & Infotech Ltd March 1998 - February 2000
Skills
Microsoft SQL Server, Requirements Analysis, SQL, C#, SDLC, VB.NET, PL/SQL, Crystal Reports, Visual Basic, SSRS, Requirements Gathering, Visual Studio, ETL, Scrum, Agile Project Management, Microsoft Technologies, Agile Methodologies, ASP.NET, WCF, Web Services
Education
Sikkim Manipal University of Health, Medical and Technological Sciences 2006 — 2010
MCA, Computer
Delhi University 1993 — 1996
Bachelor of Commerce (B.Com.), Accounting and Business/Management
NIIT Technologies Limited September 2007 - Present
Cetera Financial Group 2010 - 2010
Motherson Sumi Infotech & Designs Ltd July 2004 - September 2007
Akhil systems Pvt.Ltd. February 2000 - July 2004
Lark Wire & Infotech Ltd March 1998 - February 2000
Skills
Microsoft SQL Server, Requirements Analysis, SQL, C#, SDLC, VB.NET, PL/SQL, Crystal Reports, Visual Basic, SSRS, Requirements Gathering, Visual Studio, ETL, Scrum, Agile Project Management, Microsoft Technologies, Agile Methodologies, ASP.NET, WCF, Web Services
Education
Sikkim Manipal University of Health, Medical and Technological Sciences 2006 — 2010
MCA, Computer
Delhi University 1993 — 1996
Bachelor of Commerce (B.Com.), Accounting and Business/Management
Leda Csanka's Cetera Financial Group Experience January 2014 - Present
Job
Industry Financial Services
Experience
Cetera Financial Group January 2014 - Present
Cetera Financial Group January 2010 - January 2014
ING January 2006 - January 2010
ING June 2004 - December 2005
ING February 2003 - June 2004
ING January 2002 - February 2003
ING December 1999 - December 2001
ING June 1989 - November 1999
Skills
Negotiation, Vendor Management, IT Strategy, Business Analysis, Risk Management, Project Portfolio..., SDLC, Program Management, Process Improvement, Change Management, IT Management, Financial Services, Outsourcing Management, Information Security..., Software Development, Disaster Recovery, Strategy, Project Management, Data Warehousing, Management, Data Center, IT Service Management, Information Technology, Leadership, Enterprise Architecture, SQL, CRM, Strategic Planning, Visio, Enterprise Software, Quality Assurance, Business Process..., PMO, Business Intelligence, Integration
Education
Rensselaer Polytechnic Institute at Hartford 2002 — 2003
Masters
The University of Connecticut School of Business 1986 — 1989
Bachelors
Waterbury State Technical College 1984 — 1986
Associates
Cetera Financial Group January 2014 - Present
Cetera Financial Group January 2010 - January 2014
ING January 2006 - January 2010
ING June 2004 - December 2005
ING February 2003 - June 2004
ING January 2002 - February 2003
ING December 1999 - December 2001
ING June 1989 - November 1999
Skills
Negotiation, Vendor Management, IT Strategy, Business Analysis, Risk Management, Project Portfolio..., SDLC, Program Management, Process Improvement, Change Management, IT Management, Financial Services, Outsourcing Management, Information Security..., Software Development, Disaster Recovery, Strategy, Project Management, Data Warehousing, Management, Data Center, IT Service Management, Information Technology, Leadership, Enterprise Architecture, SQL, CRM, Strategic Planning, Visio, Enterprise Software, Quality Assurance, Business Process..., PMO, Business Intelligence, Integration
Education
Rensselaer Polytechnic Institute at Hartford 2002 — 2003
Masters
The University of Connecticut School of Business 1986 — 1989
Bachelors
Waterbury State Technical College 1984 — 1986
Associates
Erin Linn Erin Linn's Cetera Financial Group Experience January 2006 - October 2010
Job Lead Editor/Staff Writer/Reporter at The Geekiary
Industry Financial Services
Experience
The Geekiary September 2014 - Present
Principal Financial Group October 2010 - Present
Cetera Financial Group January 2006 - October 2010
Skills
Operational Excellence, Customer Service, Training, Leadership, Computer Proficiency, Financial Operations, Quality Auditing, Procedure Development, Process Improvement, Communication
Education
Simpson College 2000 — 2004
Bachelor’s Degree, History
The Geekiary September 2014 - Present
Principal Financial Group October 2010 - Present
Cetera Financial Group January 2006 - October 2010
Skills
Operational Excellence, Customer Service, Training, Leadership, Computer Proficiency, Financial Operations, Quality Auditing, Procedure Development, Process Improvement, Communication
Education
Simpson College 2000 — 2004
Bachelor’s Degree, History
Heather Vigil Heather Vigil's Cetera Financial Group Experience February 2010 - February 2014
Job Creative Director at Capital Group
Industry Marketing and Advertising
Experience
Capital Group July 2015 - Present
4over, Inc. February 2014 - June 2015
Cetera Financial Group February 2010 - February 2014
ING, US Financial Services February 2005 - February 2010
pH Beauty Labs January 2002 - January 2004
Do Not Cross Studios January 1998 - January 2002
Porter Novelli August 1996 - August 1998
Skills
Advertising, Creative Direction, Retail, Print, Entertainment, Beauty, Packaging, Promotions, Brand Development, Media Planning, Luxury, Consumer Insights, Marketing Research, Graphic Design, Logo Design, Marketing Strategy, Typography, Digital Marketing, Brochures, Customer Insight, Beauty Industry, Email Marketing, Strategy, Product Marketing, Social Media, Public Relations, Trade Shows, Marketing
Education
University of Arizona 1988 — 1994
MFA, Graphic Design
Capital Group July 2015 - Present
4over, Inc. February 2014 - June 2015
Cetera Financial Group February 2010 - February 2014
ING, US Financial Services February 2005 - February 2010
pH Beauty Labs January 2002 - January 2004
Do Not Cross Studios January 1998 - January 2002
Porter Novelli August 1996 - August 1998
Skills
Advertising, Creative Direction, Retail, Print, Entertainment, Beauty, Packaging, Promotions, Brand Development, Media Planning, Luxury, Consumer Insights, Marketing Research, Graphic Design, Logo Design, Marketing Strategy, Typography, Digital Marketing, Brochures, Customer Insight, Beauty Industry, Email Marketing, Strategy, Product Marketing, Social Media, Public Relations, Trade Shows, Marketing
Education
University of Arizona 1988 — 1994
MFA, Graphic Design
Mohan Raj's Cetera Financial Group Experience January 2014 - Present
Job Vice President Application Development at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group January 2014 - Present
E*Trade Financial April 1998 - December 2013
(Tata Unisys Ltd.)Tata Consultancy Services 1995 - 1998
Aptech June 1994 - June 1995
Skills
Strategic Planning, Financial Services, Product Management, Project Portfolio..., Internationalization, SOA, SDLC, Agile Methodologies, PMO, Software Development, Vendor Management, Quality Assurance, Databases, Analysis, PMP, System Architecture, Requirements Analysis, Integration, Program Management, Management, Disaster Recovery, Analytics, Leadership, Software Project..., IT Strategy, SaaS, Enterprise Software, Software Engineering, Process Improvement, Digital Marketing, Agile Project Management, Cloud Computing, Scrum, Business Intelligence, Enterprise Architecture, Business Analysis, Scalability, Perl, Oracle, Unix, Solution Architecture, Requirements Gathering
Education
St. Mary's College of California 2010 — 2012
MBA, Business Administration, Honors
University of Madras 1990 — 1994
B.E, Electronics and Communication
Seventh day adventist high school 1981 — 1987
Cetera Financial Group January 2014 - Present
E*Trade Financial April 1998 - December 2013
(Tata Unisys Ltd.)Tata Consultancy Services 1995 - 1998
Aptech June 1994 - June 1995
Skills
Strategic Planning, Financial Services, Product Management, Project Portfolio..., Internationalization, SOA, SDLC, Agile Methodologies, PMO, Software Development, Vendor Management, Quality Assurance, Databases, Analysis, PMP, System Architecture, Requirements Analysis, Integration, Program Management, Management, Disaster Recovery, Analytics, Leadership, Software Project..., IT Strategy, SaaS, Enterprise Software, Software Engineering, Process Improvement, Digital Marketing, Agile Project Management, Cloud Computing, Scrum, Business Intelligence, Enterprise Architecture, Business Analysis, Scalability, Perl, Oracle, Unix, Solution Architecture, Requirements Gathering
Education
St. Mary's College of California 2010 — 2012
MBA, Business Administration, Honors
University of Madras 1990 — 1994
B.E, Electronics and Communication
Seventh day adventist high school 1981 — 1987
Ian Bachrach's Cetera Financial Group Experience February 2010 - March 2013
Job Managing Director, Marketing at RidgeWorth Investments
Industry Financial Services
Experience
RidgeWorth Investments April 2013 - Present
Cetera Financial Group February 2010 - March 2013
ING Advisors Network August 2005 - April 2010
ING June 2004 - July 2005
National Australia Bank June 2003 - June 2004
Longitude Inc. 2000 - 2003
Swiss Re 1998 - 2000
Skills
Marketing, Series 24, Financial Services, Series 7, Mutual Funds, Series 63, Investments, FINRA, Wealth Management, Retirement Planning, Securities, Uniform Combined State..., Alternative Investments, Fixed Annuities, Marketing Strategy, Portfolio Management
Education
Stanford University 1996 — 1997
MA, Sociology/Organizational Behavior
Stanford University 1993 — 1997
BA, Economics
Trinity Preparatory School 1987 — 1993
High School
RidgeWorth Investments April 2013 - Present
Cetera Financial Group February 2010 - March 2013
ING Advisors Network August 2005 - April 2010
ING June 2004 - July 2005
National Australia Bank June 2003 - June 2004
Longitude Inc. 2000 - 2003
Swiss Re 1998 - 2000
Skills
Marketing, Series 24, Financial Services, Series 7, Mutual Funds, Series 63, Investments, FINRA, Wealth Management, Retirement Planning, Securities, Uniform Combined State..., Alternative Investments, Fixed Annuities, Marketing Strategy, Portfolio Management
Education
Stanford University 1996 — 1997
MA, Sociology/Organizational Behavior
Stanford University 1993 — 1997
BA, Economics
Trinity Preparatory School 1987 — 1993
High School
Danielle Oriza's Cetera Financial Group Experience October 2012 - April 2013
Job Human Resources Executive
Industry Human Resources
Experience
Target February 2015 - Present
Target June 2013 - February 2015
Cetera Financial Group October 2012 - April 2013
University of California Santa Barbara September 2011 - March 2012
Active Ride Shop 2007 - 2008
Haynie & Company 2006 - 2007
Skills
Leadership, Client Relations Skills, High Organizational..., Highly detail oriented, Multitasking Skills, Communication Skills, CRM databases, Microsoft Excel, Computer Skills, Teamwork, Customer Service, Sales, Time Management, Finance, Research, Facebook, Office Management, Marketing
Education
UC Santa Barbara 2011 — 2013
Bachelor of Arts (B.A.), Sociology
Santa Barbara City College 2008 — 2010
Associate of Arts (A.A.), Psychology, Science & Mathematics, Social & Behavioral Sciences, Liberal Arts
Target February 2015 - Present
Target June 2013 - February 2015
Cetera Financial Group October 2012 - April 2013
University of California Santa Barbara September 2011 - March 2012
Active Ride Shop 2007 - 2008
Haynie & Company 2006 - 2007
Skills
Leadership, Client Relations Skills, High Organizational..., Highly detail oriented, Multitasking Skills, Communication Skills, CRM databases, Microsoft Excel, Computer Skills, Teamwork, Customer Service, Sales, Time Management, Finance, Research, Facebook, Office Management, Marketing
Education
UC Santa Barbara 2011 — 2013
Bachelor of Arts (B.A.), Sociology
Santa Barbara City College 2008 — 2010
Associate of Arts (A.A.), Psychology, Science & Mathematics, Social & Behavioral Sciences, Liberal Arts
Karen Cecilio's Cetera Financial Group Experience March 2011 - Present
Job Director, Project Management Office
Industry Financial Services
Experience
Cetera Financial Group March 2011 - Present
Thomson Reuters October 1998 - March 2011
BETA Systems 1998 - 1999
SPS Payment Systems February 1997 - October 1998
Metavante April 1994 - February 1997
JCPenney May 1993 - April 1994
Skills
People Development, Leadership, Organization, Problem Solving, Strategic Planning, Project Management, Vendor Management, Managing Large Budgets, Mentoring, Coaching, Training, SDLC, Process Improvement, Six Sigma, Project Portfolio..., IT Management, Management, Financial Analysis, Team Building, Requirements Analysis, Mergers & Acquisitions, Banking, Strategy, Analysis, Business Process..., Visio, Team Leadership, Product Management, Quality Assurance, Change Management, IT Strategy, Business Development, Risk Management, Program Management, Finance, Insurance, Testing, PMO, Integration
Education
Marquette University 1988 — 1993
Bachelors, Industrial Engineering
Cetera Financial Group March 2011 - Present
Thomson Reuters October 1998 - March 2011
BETA Systems 1998 - 1999
SPS Payment Systems February 1997 - October 1998
Metavante April 1994 - February 1997
JCPenney May 1993 - April 1994
Skills
People Development, Leadership, Organization, Problem Solving, Strategic Planning, Project Management, Vendor Management, Managing Large Budgets, Mentoring, Coaching, Training, SDLC, Process Improvement, Six Sigma, Project Portfolio..., IT Management, Management, Financial Analysis, Team Building, Requirements Analysis, Mergers & Acquisitions, Banking, Strategy, Analysis, Business Process..., Visio, Team Leadership, Product Management, Quality Assurance, Change Management, IT Strategy, Business Development, Risk Management, Program Management, Finance, Insurance, Testing, PMO, Integration
Education
Marquette University 1988 — 1993
Bachelors, Industrial Engineering
Rashesh Chokshi Rashesh Chokshi's Cetera Financial Group Experience June 2015 - Present
Job Senior ETL consultant at Cetera Financial Group
Industry Information Technology and Services
Experience
Cetera Financial Group June 2015 - Present
JPMorgan Chase August 2013 - Present
GSA August 2010 - August 2013
U.S. Census Bureau December 2009 - July 2010
Florida Insurance representing Florida Blue (Blue Cross/Blue Shield) April 2009 - November 2009
National Institutes of Health May 2008 - April 2009
Verizon October 2007 - April 2008
cyberThink Infotech Pvt. Ltd. April 2005 - August 2006
Krish TechnoLabs January 2002 - March 2005
Skills
Oracle, Data Warehousing, Data Analysis, PL/SQL, ETL, Microsoft SQL Server, Data Modeling, SDLC, Normalization, Data Architecture, Data Architects, Informatica, Performance Tuning, SSIS, SSRS
Education
University of Bridgeport 2006 — 2008
MS Computer Science, Computer Science
Cetera Financial Group June 2015 - Present
JPMorgan Chase August 2013 - Present
GSA August 2010 - August 2013
U.S. Census Bureau December 2009 - July 2010
Florida Insurance representing Florida Blue (Blue Cross/Blue Shield) April 2009 - November 2009
National Institutes of Health May 2008 - April 2009
Verizon October 2007 - April 2008
cyberThink Infotech Pvt. Ltd. April 2005 - August 2006
Krish TechnoLabs January 2002 - March 2005
Skills
Oracle, Data Warehousing, Data Analysis, PL/SQL, ETL, Microsoft SQL Server, Data Modeling, SDLC, Normalization, Data Architecture, Data Architects, Informatica, Performance Tuning, SSIS, SSRS
Education
University of Bridgeport 2006 — 2008
MS Computer Science, Computer Science
Kian Rafia Kian Rafia's Cetera Financial Group Experience April 2014 - December 2014
Job
Industry Financial Services
Experience
Independent Financial Group LLC April 2015 - Present
Cetera Financial Group April 2014 - December 2014
Cetera Financial Group August 2010 - April 2014
LPL Financial Services May 2008 - September 2010
Lord Abbett & Co. LLC March 2005 - May 2008
PwC July 1998 - February 2002
Nordstrom 1996 - 1996
Skills
Wealth Management, Investments, Investment Advisory..., RIA, Asset Managment, Mutual Funds, Alternative Investments, Series 7, eRIA, Strategic M&A, Retirement, Financial Modeling, Investment Advisory, Mergers & Acquisitions, Due Diligence, Financial Advisory, Financial Services, Retirement Planning, Strategy, Asset Management, Finance, Business Development, Cross-functional Team..., Equities, Asset Allocation, Portfolio Management
Education
The Ohio State University 1993 — 1997
B.S Science, Industrial Engineering
Independent Financial Group LLC April 2015 - Present
Cetera Financial Group April 2014 - December 2014
Cetera Financial Group August 2010 - April 2014
LPL Financial Services May 2008 - September 2010
Lord Abbett & Co. LLC March 2005 - May 2008
PwC July 1998 - February 2002
Nordstrom 1996 - 1996
Skills
Wealth Management, Investments, Investment Advisory..., RIA, Asset Managment, Mutual Funds, Alternative Investments, Series 7, eRIA, Strategic M&A, Retirement, Financial Modeling, Investment Advisory, Mergers & Acquisitions, Due Diligence, Financial Advisory, Financial Services, Retirement Planning, Strategy, Asset Management, Finance, Business Development, Cross-functional Team..., Equities, Asset Allocation, Portfolio Management
Education
The Ohio State University 1993 — 1997
B.S Science, Industrial Engineering
Connie Page Connie Page's Cetera Financial Group Experience September 2009 - December 2013
Job Director of Compliance at Cetera Advisor Netwoks LLC
Industry Financial Services
Experience
Cetera Advisor Netwoks LLC December 2013 - Present
Cetera Financial Group September 2009 - December 2013
ING Advisors Network December 2005 - August 2009
Transamerica 2003 - 2005
Great-West Life and Annuity Insurance Company 1997 - 2003
Skills
Compliance, FINRA, Securities, Investments, Mutual Funds, Social Media
Education
Denver Paralegal Institute 1997 — 1998
Paralegal Certificate, Legal
Occidental College 1970 — 1974
A.B., Sociology and Education
Cetera Advisor Netwoks LLC December 2013 - Present
Cetera Financial Group September 2009 - December 2013
ING Advisors Network December 2005 - August 2009
Transamerica 2003 - 2005
Great-West Life and Annuity Insurance Company 1997 - 2003
Skills
Compliance, FINRA, Securities, Investments, Mutual Funds, Social Media
Education
Denver Paralegal Institute 1997 — 1998
Paralegal Certificate, Legal
Occidental College 1970 — 1974
A.B., Sociology and Education
Dora Sitar Dora Sitar's Cetera Financial Group Experience October 2012 - February 2013
Job .
Industry Financial Services
Experience
Silgan Containers April 2015 - Present
UNICON Financial Services, Inc. May 2013 - April 2015
Cetera Financial Group October 2012 - February 2013
Nordstrom June 2012 - October 2012
Skills
Microsoft Excel, PowerPoint, Microsoft Office, Customer Service, Microsoft Word, Social Media, Facebook, Retail, Fashion, Sales, Social Networking, Teamwork, Data Entry, Access, Social Media Marketing, Financial Analysis, Research, Teaching, Critical Thinking, Data Analysis, Financial Modeling
Education
University of California, Santa Barbara 2009 — 2012
Bachelor of Science (B.S.), Financial Mathematics and Statistics
Silgan Containers April 2015 - Present
UNICON Financial Services, Inc. May 2013 - April 2015
Cetera Financial Group October 2012 - February 2013
Nordstrom June 2012 - October 2012
Skills
Microsoft Excel, PowerPoint, Microsoft Office, Customer Service, Microsoft Word, Social Media, Facebook, Retail, Fashion, Sales, Social Networking, Teamwork, Data Entry, Access, Social Media Marketing, Financial Analysis, Research, Teaching, Critical Thinking, Data Analysis, Financial Modeling
Education
University of California, Santa Barbara 2009 — 2012
Bachelor of Science (B.S.), Financial Mathematics and Statistics
Maura Slavens Maura Slavens's Cetera Financial Group Experience May 2011 - June 2014
Job Executive Board Coordinator, Kinecta Federal Credit Union
Industry Financial Services
Experience
Cetera Financial Group May 2011 - June 2014
CA Associates April 2010 - May 2011
Johnson Controls June 2005 - February 2009
Johnson Controls November 2004 - June 2005
Tribune Broadcasting April 2003 - November 2004
UBS Wealth Management March 2001 - April 2003
UBS Wealth Management August 1999 - March 2001
JSK Associates, Inc. June 1997 - June 1999
Merrill Lynch January 1996 - May 1997
UBS May 1993 - December 1995
Education
Purchase College, SUNY 1988 — 1992
Bachelor of Arts (BA), Social Science and The Arts
Garden City Highschool, Garden City, NY 1983 — 1986
Cetera Financial Group May 2011 - June 2014
CA Associates April 2010 - May 2011
Johnson Controls June 2005 - February 2009
Johnson Controls November 2004 - June 2005
Tribune Broadcasting April 2003 - November 2004
UBS Wealth Management March 2001 - April 2003
UBS Wealth Management August 1999 - March 2001
JSK Associates, Inc. June 1997 - June 1999
Merrill Lynch January 1996 - May 1997
UBS May 1993 - December 1995
Education
Purchase College, SUNY 1988 — 1992
Bachelor of Arts (BA), Social Science and The Arts
Garden City Highschool, Garden City, NY 1983 — 1986
Jeremy Wooden Jeremy Wooden's Cetera Financial Group Experience January 2015 - Present
Job Senior Counsel at Cetera Financial Group
Industry Legal Services
Experience
Cetera Financial Group January 2015 - Present
Foley & Lardner LLP September 2007 - January 2015
Skills
Employment Law, Labor Relations, Employment Contracts, Employment..., Civil Litigation, Legal Research, California Labor Law, Arbitration, Class Actions, Dispute, Dispute Resolution, Litigation, Trade Secrets, Trial Practice
Education
University of Utah S.J. Quinney College of Law 2004 — 2007
JD
University of Cambridge 2002 — 2003
Master of Philosophy (MPhil), International Relations and Affairs
Cetera Financial Group January 2015 - Present
Foley & Lardner LLP September 2007 - January 2015
Skills
Employment Law, Labor Relations, Employment Contracts, Employment..., Civil Litigation, Legal Research, California Labor Law, Arbitration, Class Actions, Dispute, Dispute Resolution, Litigation, Trade Secrets, Trial Practice
Education
University of Utah S.J. Quinney College of Law 2004 — 2007
JD
University of Cambridge 2002 — 2003
Master of Philosophy (MPhil), International Relations and Affairs
Morgan Tookey Morgan Tookey's Cetera Financial Group Experience January 2015 - Present
Job Sr. Paralegal/Database Manager at Cetera Financial Group
Industry Law Practice
Experience
Cetera Financial Group January 2015 - Present
White & Case August 2013 - Present
Bingham McCutchen March 2000 - July 2013
Hancock Rothert & Bunshoft May 1994 - March 2000
Asbestos Litigation and Bhopal Gas Disaster , Union Carbide Corporation July 1985 - September 1987
Skills
Analysis, Arbitration, Civil Litigation, Commercial Litigation, Corporate Law, Courts, Document Review, Environmental Awareness, Environmental Law, Human Resources, Intellectual Property, Legal Research, Legal Writing, Litigation, Management, Motions, Pleadings, Research, Trials
Education
University of California, Los Angeles 1981 — 1985
B. A, Political Science
Cetera Financial Group January 2015 - Present
White & Case August 2013 - Present
Bingham McCutchen March 2000 - July 2013
Hancock Rothert & Bunshoft May 1994 - March 2000
Asbestos Litigation and Bhopal Gas Disaster , Union Carbide Corporation July 1985 - September 1987
Skills
Analysis, Arbitration, Civil Litigation, Commercial Litigation, Corporate Law, Courts, Document Review, Environmental Awareness, Environmental Law, Human Resources, Intellectual Property, Legal Research, Legal Writing, Litigation, Management, Motions, Pleadings, Research, Trials
Education
University of California, Los Angeles 1981 — 1985
B. A, Political Science
Austin Timm's Cetera Financial Group Experience July 2011 - January 2014
Job Office Representative at State Farm
Industry Financial Services
Experience
State Farm January 2015 - Present
David Wisnieski Officials June 2008 - Present
ATS (Anderson Trucking Service) May 2014 - December 2014
State Farm January 2014 - May 2014
Cetera Financial Group July 2011 - January 2014
St. Cloud Renegades Football February 2013 - August 2013
Skills
Critical Thinking, Microsoft Word, Facebook, Teamwork, Microsoft Excel, Problem Solving, Communication, Microsoft Powerpoint, Basic HTML Code, Highly detail oriented, Sales, Insurance
Education
St. Cloud State University 2010 — 2014
Bachelor's degree, Marketing
State Farm January 2015 - Present
David Wisnieski Officials June 2008 - Present
ATS (Anderson Trucking Service) May 2014 - December 2014
State Farm January 2014 - May 2014
Cetera Financial Group July 2011 - January 2014
St. Cloud Renegades Football February 2013 - August 2013
Skills
Critical Thinking, Microsoft Word, Facebook, Teamwork, Microsoft Excel, Problem Solving, Communication, Microsoft Powerpoint, Basic HTML Code, Highly detail oriented, Sales, Insurance
Education
St. Cloud State University 2010 — 2014
Bachelor's degree, Marketing
Helene Kleban Helene Kleban's Cetera Financial Group Experience November 2008 - April 2010
Job Investment Professional
Industry Financial Services
Experience
Cetera Financial Group November 2008 - April 2010
ING Advisors Network November 2007 - April 2010
The Financial Services Network 2010 - 2010
LPL Financial 2010 - 2010
Pacific Life January 1998 - November 2007
Pacific Life Insurance 1998 - 2007
DEAN WITTER (now MORGAN STANLEY) January 1996 - January 1998
Resolution Trust Corporation 1995 - 1997
Skills
Mutual Funds, Annuities, Insurance, Series 7, Investments, Retirement Planning, Securities, Annuity, Problem Solving, Customer Relations, Fixed Annuities, Customer Service, Series 63, Retirement, Life Insurance, Variable Annuities, Sales, Management, 401k, Asset Allocation, IRAs, Series 24, Wealth Management, Long-term Care, Series 6, Equities, Sales Operations, FINRA, Estate Planning
Education
Long Beach High School, New York
Academic, Academic
Pacific Life Academy
UCLA
B.A, Anthropology
Cetera Financial Group November 2008 - April 2010
ING Advisors Network November 2007 - April 2010
The Financial Services Network 2010 - 2010
LPL Financial 2010 - 2010
Pacific Life January 1998 - November 2007
Pacific Life Insurance 1998 - 2007
DEAN WITTER (now MORGAN STANLEY) January 1996 - January 1998
Resolution Trust Corporation 1995 - 1997
Skills
Mutual Funds, Annuities, Insurance, Series 7, Investments, Retirement Planning, Securities, Annuity, Problem Solving, Customer Relations, Fixed Annuities, Customer Service, Series 63, Retirement, Life Insurance, Variable Annuities, Sales, Management, 401k, Asset Allocation, IRAs, Series 24, Wealth Management, Long-term Care, Series 6, Equities, Sales Operations, FINRA, Estate Planning
Education
Long Beach High School, New York
Academic, Academic
Pacific Life Academy
UCLA
B.A, Anthropology
David E. Fred, CIMA, CPWA, CIMC David E. Fred, CIMA, CPWA, CIMC's Cetera Financial Group Experience February 2010 - Present
Job Head of Due Diligence at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group February 2010 - Present
ING Advisors Network January 2001 - February 2010
Financial Network Investment Corporation November 1998 - January 2001
Miterko & Associates June 1994 - November 1998
Shearson Lehman Brothers January 1988 - September 1993
Citigroup Global Markets September 1992 - July 1993
E.F. Hutton & Company June 1986 - January 1988
Founder's Property Corporation October 1985 - June 1986
Stonehenge Capital Corporation April 1983 - August 1985
The Equitable Life Insurance Company August 1981 - April 1983
Skills
Investments, Series 7, Due Diligence, Series 63, Relationship Management, Alternative Investments, Series 24, Wealth Management, Mutual Funds, Asset Allocation, Investment Advisory, Financial Services, Securities, Networking, Portfolio Management, Investor Relations, Asset Management, Investment Strategies, Investment Management, Financial Advisory, Retirement Planning
Education
The University of Montana - School of Business Administration 1977 — 1981
BS, Business Administration, minor Finance
Cetera Financial Group February 2010 - Present
ING Advisors Network January 2001 - February 2010
Financial Network Investment Corporation November 1998 - January 2001
Miterko & Associates June 1994 - November 1998
Shearson Lehman Brothers January 1988 - September 1993
Citigroup Global Markets September 1992 - July 1993
E.F. Hutton & Company June 1986 - January 1988
Founder's Property Corporation October 1985 - June 1986
Stonehenge Capital Corporation April 1983 - August 1985
The Equitable Life Insurance Company August 1981 - April 1983
Skills
Investments, Series 7, Due Diligence, Series 63, Relationship Management, Alternative Investments, Series 24, Wealth Management, Mutual Funds, Asset Allocation, Investment Advisory, Financial Services, Securities, Networking, Portfolio Management, Investor Relations, Asset Management, Investment Strategies, Investment Management, Financial Advisory, Retirement Planning
Education
The University of Montana - School of Business Administration 1977 — 1981
BS, Business Administration, minor Finance
Dane Listug-Lunde Dane Listug-Lunde's Cetera Financial Group Experience March 2015 - Present
Job Manager of Financial Analysis
Industry Financial Services
Experience
Cetera Financial Group March 2015 - Present
Cetera Financial Group September 2011 - February 2015
Wilary Winn LLC June 2009 - April 2011
The College of St. Scholastica June 2008 - August 2009
CliftonLarsonAllen 2006 - 2009
BDO Seidman Alliance 2003 - 2006
The Stadter Center 1999 - 2003
CliftonLarsonAllen 1997 - 1999
Skills
CPA, Accounting, Finance, Auditing, Financial Analysis, Mergers & Acquisitions, Financial Reporting, Banking, GAAP, Internal Controls
Education
The University of North Dakota 2002 — 2003
MBA, Business Administration
Minnesota State University, Mankato 1992 — 1996
BS, Accounting, Finance
East Grand Forks Senior High
Cetera Financial Group March 2015 - Present
Cetera Financial Group September 2011 - February 2015
Wilary Winn LLC June 2009 - April 2011
The College of St. Scholastica June 2008 - August 2009
CliftonLarsonAllen 2006 - 2009
BDO Seidman Alliance 2003 - 2006
The Stadter Center 1999 - 2003
CliftonLarsonAllen 1997 - 1999
Skills
CPA, Accounting, Finance, Auditing, Financial Analysis, Mergers & Acquisitions, Financial Reporting, Banking, GAAP, Internal Controls
Education
The University of North Dakota 2002 — 2003
MBA, Business Administration
Minnesota State University, Mankato 1992 — 1996
BS, Accounting, Finance
East Grand Forks Senior High
Amy (Zvonkovic) Galli's Cetera Financial Group Experience October 2011 - Present
Job Vice President, Advisor Marketing Programs at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group October 2011 - Present
LPL Financial January 2005 - October 2011
Merrill Lynch 1998 - 2003
Education
University of Delaware 1994 — 1998
Bachelor, Consumer Economics
Cetera Financial Group October 2011 - Present
LPL Financial January 2005 - October 2011
Merrill Lynch 1998 - 2003
Education
University of Delaware 1994 — 1998
Bachelor, Consumer Economics
Rich Sutterfield Rich Sutterfield's Cetera Financial Group Experience July 2010 - December 2012
Job Program Compliance Officer/ Designated Supervisor Chemical Financial Advisors at Cetera Investment Services
Industry Financial Services
Experience
Cetera Financial Group July 2010 - December 2012
Grassroots Wealth Management 2007 - 2008
UBS 2005 - 2007
Nat City Investment Corp 2002 - 2005
Bank One 2000 - 2002
First of America Investment Corp May 1989 - January 1998
Education
Michigan State University 1985 — 1987
BA, Financial Administration
Cetera Financial Group July 2010 - December 2012
Grassroots Wealth Management 2007 - 2008
UBS 2005 - 2007
Nat City Investment Corp 2002 - 2005
Bank One 2000 - 2002
First of America Investment Corp May 1989 - January 1998
Education
Michigan State University 1985 — 1987
BA, Financial Administration
Christina McCrary, CAP-OM's Cetera Financial Group Experience February 2010 - Present
Job Executive Assistant at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group February 2010 - Present
ING Advisors Network September 2005 - February 2010
Capital Group Companies June 2002 - June 2005
CarParts Technologies April 1999 - March 2002
Gale Triangle January 1998 - February 1999
Skills
Administrative Support, Scheduling, Spreadsheets, Coordination, Calendars, PowerPoint, Excel, Outlook, Word, Microsoft Office, Problem Solving, Customer Service, Event Planning, Visio, Windows, Team Building, Vendor Relations, Teamwork, Writing, SharePoint, Typing, Data Entry, Microsoft Word, Microsoft Excel, Administrative..., Travel Arrangements, Expense Reports, Process Scheduler, Invoicing, Leadership, Access, Lotus Notes, Project Management, Calendaring, Accounting, Office Management, Databases, Interviews, Project Planning, System Administration, Administrative...
Education
Long Beach City College 1993 — 1998
Woodrow Wilson High School 1989 — 1993
Diploma
Long Beach City College
Business/Commerce, General
Cetera Financial Group February 2010 - Present
ING Advisors Network September 2005 - February 2010
Capital Group Companies June 2002 - June 2005
CarParts Technologies April 1999 - March 2002
Gale Triangle January 1998 - February 1999
Skills
Administrative Support, Scheduling, Spreadsheets, Coordination, Calendars, PowerPoint, Excel, Outlook, Word, Microsoft Office, Problem Solving, Customer Service, Event Planning, Visio, Windows, Team Building, Vendor Relations, Teamwork, Writing, SharePoint, Typing, Data Entry, Microsoft Word, Microsoft Excel, Administrative..., Travel Arrangements, Expense Reports, Process Scheduler, Invoicing, Leadership, Access, Lotus Notes, Project Management, Calendaring, Accounting, Office Management, Databases, Interviews, Project Planning, System Administration, Administrative...
Education
Long Beach City College 1993 — 1998
Woodrow Wilson High School 1989 — 1993
Diploma
Long Beach City College
Business/Commerce, General
Patrick McGrady's Cetera Financial Group Experience November 2008 - April 2011
Job Vice President, Market Sales Manager II at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch November 2012 - Present
Bank of America Merrill Lynch April 2011 - November 2012
Cetera Financial Group November 2008 - April 2011
TheStreet.com May 2007 - August 2007
Skills
Investments, Asset Management, Financial Services, Investment Advisory, Investment Strategies, Portfolio Management, Financial Markets, Retirement Planning, Banking, Financial Analysis, Sales Management, Finance, Wealth Management, Asset Allocation
Education
Marist College 2004 — 2008
Bachelor of Arts (B.A.), Economics
Bank of America Merrill Lynch November 2012 - Present
Bank of America Merrill Lynch April 2011 - November 2012
Cetera Financial Group November 2008 - April 2011
TheStreet.com May 2007 - August 2007
Skills
Investments, Asset Management, Financial Services, Investment Advisory, Investment Strategies, Portfolio Management, Financial Markets, Retirement Planning, Banking, Financial Analysis, Sales Management, Finance, Wealth Management, Asset Allocation
Education
Marist College 2004 — 2008
Bachelor of Arts (B.A.), Economics
Neal Berg Neal Berg's Cetera Financial Group Experience November 2013 - November 2014
Job Project Accountant at Venture General Contracting
Industry Investment Management
Experience
Venture General Contracting November 2014 - Present
Cetera Financial Group November 2013 - November 2014
Wild Hope Center for Vocation February 2014 - May 2014
Mary Lund-Davis Student Investment Fund December 2011 - February 2014
Pacific Lutheran University October 2013 - January 2014
Northwestern Mutual December 2012 - May 2013
Blue Ridge Community Club June 2012 - August 2012
Martin Nelson & Company May 2012 - August 2012
Skills
Microsoft Word, Microsoft Excel, Customer Service, Microsoft Office, PowerPoint, Time Management, Financial Analysis, Financial Reporting, Financial Planning, Financial Forecasting, Public Speaking, Leadership, Research, Teamwork, Management
Education
Pacific Lutheran University 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance
Venture General Contracting November 2014 - Present
Cetera Financial Group November 2013 - November 2014
Wild Hope Center for Vocation February 2014 - May 2014
Mary Lund-Davis Student Investment Fund December 2011 - February 2014
Pacific Lutheran University October 2013 - January 2014
Northwestern Mutual December 2012 - May 2013
Blue Ridge Community Club June 2012 - August 2012
Martin Nelson & Company May 2012 - August 2012
Skills
Microsoft Word, Microsoft Excel, Customer Service, Microsoft Office, PowerPoint, Time Management, Financial Analysis, Financial Reporting, Financial Planning, Financial Forecasting, Public Speaking, Leadership, Research, Teamwork, Management
Education
Pacific Lutheran University 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance
Roxanna Basetvat Roxanna Basetvat's Cetera Financial Group Experience September 2013 - Present
Job Attorney
Industry Law Practice
Experience
Cetera Financial Group September 2013 - Present
Knauf Associates May 2012 - October 2012
Los Angeles County, Office of the District Attorney (Torrance) January 2011 - May 2011
Disability Rights Legal Center August 2010 - December 2010
Pensanti & Associates April 2010 - August 2010
Law Offices of Matthew Monroe August 2007 - August 2008
Skills
Legal Research, Research, Hearings, Criminal Law, Microsoft Office, Legal Issues, Legal Documents, Legal Writing, Trial Preparation, Trials, Appeals, Pleadings, Litigation, Civil Litigation, Mediation, Westlaw, Lexis, Motions
Education
Southwestern University School of Law 2008 — 2011
Juris Doctorate
University of California, Los Angeles 2005 — 2007
Bachelor of Arts, Sociology, Political Science
Cetera Financial Group September 2013 - Present
Knauf Associates May 2012 - October 2012
Los Angeles County, Office of the District Attorney (Torrance) January 2011 - May 2011
Disability Rights Legal Center August 2010 - December 2010
Pensanti & Associates April 2010 - August 2010
Law Offices of Matthew Monroe August 2007 - August 2008
Skills
Legal Research, Research, Hearings, Criminal Law, Microsoft Office, Legal Issues, Legal Documents, Legal Writing, Trial Preparation, Trials, Appeals, Pleadings, Litigation, Civil Litigation, Mediation, Westlaw, Lexis, Motions
Education
Southwestern University School of Law 2008 — 2011
Juris Doctorate
University of California, Los Angeles 2005 — 2007
Bachelor of Arts, Sociology, Political Science
Bill Palace, PMP, ITIL's Cetera Financial Group Experience January 2014 - August 2014
Job
Industry Financial Services
Experience
SWRP 2002 - Present
Farmers Insurance January 2015 - May 2015
Cetera Financial Group January 2014 - August 2014
loanDepot May 2013 - August 2013
Union Bank October 2012 - January 2013
120 Venture Construction, Inc. January 2012 - September 2012
ASICS America July 2008 - July 2011
Bandai America March 2007 - January 2008
Aspect Communications December 1999 - May 2001
Sterling Software January 1999 - December 1999
Skills
Business Process, PMP, Requirements Analysis, SDLC, Cross-functional Team..., ERP, Integration, Program Management, Vendor Management, Change Management, Project Management, Outsourcing, Project Planning, Process Improvement, Software Project..., Data Integration, Business Analysis, Business Process..., Business Process Design, Waterfall, IT Management, Systems Analysis, Product Management, Business Requirements, Visio, CISA, Sarbanes-Oxley Act, Software Requirements, MS Project, Project Execution, Project Control, Project Initiation, Software Integration, Business Case, Use Case Analysis, Project Turnaround, Gap Analysis, RFP, SOW, Requirements Gathering, IT Governance, Project Implementation, Process Engineering, CMMI, ITIL, Business Management, Resource Management, SOX, Risk Assessment, SAP FICO
Education
University of California, Los Angeles - The Anderson School of Management 1993 — 1996
MBA
New England School of Law
Doctor of Law (JD)
Syracuse University
BA
SWRP 2002 - Present
Farmers Insurance January 2015 - May 2015
Cetera Financial Group January 2014 - August 2014
loanDepot May 2013 - August 2013
Union Bank October 2012 - January 2013
120 Venture Construction, Inc. January 2012 - September 2012
ASICS America July 2008 - July 2011
Bandai America March 2007 - January 2008
Aspect Communications December 1999 - May 2001
Sterling Software January 1999 - December 1999
Skills
Business Process, PMP, Requirements Analysis, SDLC, Cross-functional Team..., ERP, Integration, Program Management, Vendor Management, Change Management, Project Management, Outsourcing, Project Planning, Process Improvement, Software Project..., Data Integration, Business Analysis, Business Process..., Business Process Design, Waterfall, IT Management, Systems Analysis, Product Management, Business Requirements, Visio, CISA, Sarbanes-Oxley Act, Software Requirements, MS Project, Project Execution, Project Control, Project Initiation, Software Integration, Business Case, Use Case Analysis, Project Turnaround, Gap Analysis, RFP, SOW, Requirements Gathering, IT Governance, Project Implementation, Process Engineering, CMMI, ITIL, Business Management, Resource Management, SOX, Risk Assessment, SAP FICO
Education
University of California, Los Angeles - The Anderson School of Management 1993 — 1996
MBA
New England School of Law
Doctor of Law (JD)
Syracuse University
BA
Tim Conner's Cetera Financial Group Experience December 2010 - Present
Job Objective Labs Owner and Internet Consultant
Industry Internet
Experience
Cetera Financial Group December 2010 - Present
Objective Labs January 1998 - Present
Education
St. Cloud State University 1995 — 2000
Business
Cetera Financial Group December 2010 - Present
Objective Labs January 1998 - Present
Education
St. Cloud State University 1995 — 2000
Business
Christine Semana's Cetera Financial Group Experience June 2010 - 2014
Job Independent Consultant
Industry Financial Services
Experience
Cetera Financial Group June 2010 - 2014
Platinum Tax Defenders LLC June 2013 - 2013
Accretive Solutions May 2009 - June 2010
i-Hire, Inc. September 2006 - January 2009
RSM McGladrey September 2006 - January 2009
Hyrian March 2005 - September 2006
Skills
Recruiting, Talent Acquisition, Technical Recruiting, Internet Recruiting, Business Development, Applicant Tracking..., Human Resources, Microsoft Word, Vendor Management, Finance, Program Management, Salesforce.com, Consulting, Analysis, CRM, Networking
Education
Mount Saint Mary's University 2002 — 2004
BA, Business Administration, Management
Cetera Financial Group June 2010 - 2014
Platinum Tax Defenders LLC June 2013 - 2013
Accretive Solutions May 2009 - June 2010
i-Hire, Inc. September 2006 - January 2009
RSM McGladrey September 2006 - January 2009
Hyrian March 2005 - September 2006
Skills
Recruiting, Talent Acquisition, Technical Recruiting, Internet Recruiting, Business Development, Applicant Tracking..., Human Resources, Microsoft Word, Vendor Management, Finance, Program Management, Salesforce.com, Consulting, Analysis, CRM, Networking
Education
Mount Saint Mary's University 2002 — 2004
BA, Business Administration, Management
Valerie Brown's Cetera Financial Group Experience February 2010 - May 2014
Job CEO/Business Leader/Board Member Financial Services/RIA/Broker Dealer/Asset Management/Retail Banking
Industry Financial Services
Experience
Cetera Financial Group February 2010 - May 2014
ING Advisors Network June 2009 - January 2010
ING Americas March 2007 - May 2009
ING Advisors Network 2002 - 2007
ING Life Direct 1999 - 2000
ING Medical Risk Solutions 1997 - 1999
Taco Bell, a division of PepsiCo June 1992 - June 1996
Bain & Company 1986 - 1992
Chevron USA 1980 - 1984
Skills
Series 7, Mutual Funds, Investments, Investment Management, Financial Analysis
Education
Stanford University 1986 — 1988
Oregon State University 1975 — 1980
BS, Chemical Engineering
Cetera Financial Group February 2010 - May 2014
ING Advisors Network June 2009 - January 2010
ING Americas March 2007 - May 2009
ING Advisors Network 2002 - 2007
ING Life Direct 1999 - 2000
ING Medical Risk Solutions 1997 - 1999
Taco Bell, a division of PepsiCo June 1992 - June 1996
Bain & Company 1986 - 1992
Chevron USA 1980 - 1984
Skills
Series 7, Mutual Funds, Investments, Investment Management, Financial Analysis
Education
Stanford University 1986 — 1988
Oregon State University 1975 — 1980
BS, Chemical Engineering
Kris Pettit, CFP®, CIMA®'s Cetera Financial Group Experience July 2011 - Present
Job Regional Sales Manager at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group July 2011 - Present
Cetera Financial Group July 2007 - July 2011
Skills
Series 7, Series 63, Securities, Series 24, Mutual Funds, Asset Allocation, Investments, Wealth Management, Retirement Planning, Alternative Investments, ETFs, Asset Managment, Fixed Annuities, Investment Strategies
Education
University of Colorado at Boulder - Leeds School of Business 2001 — 2005
Bachelor of Business Administration (B.B.A.), Finance, General
Cetera Financial Group July 2011 - Present
Cetera Financial Group July 2007 - July 2011
Skills
Series 7, Series 63, Securities, Series 24, Mutual Funds, Asset Allocation, Investments, Wealth Management, Retirement Planning, Alternative Investments, ETFs, Asset Managment, Fixed Annuities, Investment Strategies
Education
University of Colorado at Boulder - Leeds School of Business 2001 — 2005
Bachelor of Business Administration (B.B.A.), Finance, General
Wayne Krell, CTP's Cetera Financial Group Experience August 2010 - Present
Job Senior Accountant at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group August 2010 - Present
PrimeVest Financial Services February 2006 - August 2010
PrimeVest Financial Services April 2001 - February 2006
Skills
Treasury Services, Accounting, ACH, General Ledger, Cash Management, Mutual Funds, Investments, Internal Controls, Risk Management, Banking
Education
Minnesota State University, Moorhead 1990 — 1994
Bachelor of Science, Business Administration
Cetera Financial Group August 2010 - Present
PrimeVest Financial Services February 2006 - August 2010
PrimeVest Financial Services April 2001 - February 2006
Skills
Treasury Services, Accounting, ACH, General Ledger, Cash Management, Mutual Funds, Investments, Internal Controls, Risk Management, Banking
Education
Minnesota State University, Moorhead 1990 — 1994
Bachelor of Science, Business Administration
James Holweger's Cetera Financial Group Experience September 2008 - March 2013
Job IS Director, at Marco, Inc.
Industry Information Technology and Services
Experience
Marco, Inc. March 2013 - Present
Cetera Financial Group September 2008 - March 2013
ING Advisor's Network January 2001 - September 2008
ING Advisor's Network January 2001 - September 2008
PrimeVest Financial Services, Inc January 1994 - January 2001
PrimeVest Financial Services, Inc January 1991 - January 2001
PrimeVest Financial Services 1993 - 2001
PrimeVest Financial Services, Inc January 1993 - January 1994
Dairyland Computers and Consulting January 1988 - January 1991
Skills
Process Engineering, Disaster Recovery, Application Development, Customer Relations, Budgeting, Budgets, IT Strategy, Software Development, Windows, Risk Management, Leadership, Requirements Analysis, Vendor Management, Project Management, SDLC, Customer Service, Program Management, Business Analysis, Access, Telecommunications, Software Project..., Change Management, Process Improvement, Team Leadership, Lean Management, Management, EMC Storage, Cisco Technologies, Quality Assurance, IT Management, Information Technology, Thin Computing, Salesforce.com, Integration, SharePoint, CRM, Visio, Data Center, Active Directory, ERP, ITIL, Enterprise Architecture, Software Documentation, Project Portfolio..., Crestron, APC UPS, Business Process..., IT Operations, Servers, Requirements Gathering
Education
North Dakota State College of Science 1986 — 1990
Computer Porgramming and Microcomputer Technologies
North Dakota State College of Science 1986 — 1988
I; Degree, Micro-Computer Systems and
The University of North Dakota
General Studies, Business Administration and Management, General
Marco, Inc. March 2013 - Present
Cetera Financial Group September 2008 - March 2013
ING Advisor's Network January 2001 - September 2008
ING Advisor's Network January 2001 - September 2008
PrimeVest Financial Services, Inc January 1994 - January 2001
PrimeVest Financial Services, Inc January 1991 - January 2001
PrimeVest Financial Services 1993 - 2001
PrimeVest Financial Services, Inc January 1993 - January 1994
Dairyland Computers and Consulting January 1988 - January 1991
Skills
Process Engineering, Disaster Recovery, Application Development, Customer Relations, Budgeting, Budgets, IT Strategy, Software Development, Windows, Risk Management, Leadership, Requirements Analysis, Vendor Management, Project Management, SDLC, Customer Service, Program Management, Business Analysis, Access, Telecommunications, Software Project..., Change Management, Process Improvement, Team Leadership, Lean Management, Management, EMC Storage, Cisco Technologies, Quality Assurance, IT Management, Information Technology, Thin Computing, Salesforce.com, Integration, SharePoint, CRM, Visio, Data Center, Active Directory, ERP, ITIL, Enterprise Architecture, Software Documentation, Project Portfolio..., Crestron, APC UPS, Business Process..., IT Operations, Servers, Requirements Gathering
Education
North Dakota State College of Science 1986 — 1990
Computer Porgramming and Microcomputer Technologies
North Dakota State College of Science 1986 — 1988
I; Degree, Micro-Computer Systems and
The University of North Dakota
General Studies, Business Administration and Management, General
Ahmed Hassanein, CPA's Cetera Financial Group Experience 2011 - Present
Job Chief Accounting Officer at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group 2011 - Present
Library of Congress Federal Credit Union 2010 - 2011
Steben & Company, Inc. 2007 - 2009
FBR Capital Markets 1997 - 2007
Deloitte 1994 - 1997
Skills
Asset Managment, Hedge Funds, Auditing, Finance, Financial Analysis, Investments, Equities, Financial Modeling, Alternative Investments, Securities, Mutual Funds, Due Diligence, Capital Markets, Portfolio Management, Private Equity, Strategic Financial..., Financial Services, Corporate Finance, Financial Reporting, Mergers & Acquisitions, Fixed Income, Wealth Management, Accounting, Asset Allocation, Asset Management, Cash Management, Internal Controls, Investment Strategies, Mergers, Risk Management, Series 7, Valuation
Education
University of Maryland College Park 1990 — 1994
B.S., Accounting
Marymount University 1998 — 2000
MBA, Finance
Cetera Financial Group 2011 - Present
Library of Congress Federal Credit Union 2010 - 2011
Steben & Company, Inc. 2007 - 2009
FBR Capital Markets 1997 - 2007
Deloitte 1994 - 1997
Skills
Asset Managment, Hedge Funds, Auditing, Finance, Financial Analysis, Investments, Equities, Financial Modeling, Alternative Investments, Securities, Mutual Funds, Due Diligence, Capital Markets, Portfolio Management, Private Equity, Strategic Financial..., Financial Services, Corporate Finance, Financial Reporting, Mergers & Acquisitions, Fixed Income, Wealth Management, Accounting, Asset Allocation, Asset Management, Cash Management, Internal Controls, Investment Strategies, Mergers, Risk Management, Series 7, Valuation
Education
University of Maryland College Park 1990 — 1994
B.S., Accounting
Marymount University 1998 — 2000
MBA, Finance
Byron Patterson's Cetera Financial Group Experience November 2012 - Present
Job Senior Counsel at Cetera Financial Group
Industry Legal Services
Experience
Cetera Financial Group November 2012 - Present
Green Dot Corporation April 2004 - November 2012
Movo Media 1996 - 2001
Brobeck, Phleger & Harrison 1988 - 1991
Skills
Legal Writing, Dispute Resolution, Employment Law, Securities, Legal Research, Legal Compliance, AML, Vendor Management, Commercial Litigation
Education
University of California, Berkeley - School of Law 1983 — 1986
Doctor of Law (J.D.)
University of California, Santa Cruz 1979 — 1983
Bachelor of Arts (B.A.), Politics
Cetera Financial Group November 2012 - Present
Green Dot Corporation April 2004 - November 2012
Movo Media 1996 - 2001
Brobeck, Phleger & Harrison 1988 - 1991
Skills
Legal Writing, Dispute Resolution, Employment Law, Securities, Legal Research, Legal Compliance, AML, Vendor Management, Commercial Litigation
Education
University of California, Berkeley - School of Law 1983 — 1986
Doctor of Law (J.D.)
University of California, Santa Cruz 1979 — 1983
Bachelor of Arts (B.A.), Politics
Dana Malarney's Cetera Financial Group Experience December 2014 - Present
Job Vice President, Due Diligence Business Management at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group December 2014 - Present
Cetera Financial Group September 2013 - Present
ING Advisors Network March 2003 - February 2009
ING 2003 - February 2009
GE Private Asset Management 2000 - 2003
Centurion Capital Management 2000 - 2002
Manning, Leaver, Bruder & Berberich 1996 - 1999
Skills
Financial Services, Management, Asset Management, Risk Management, Series 7, Mutual Funds, Due Diligence, Securities, Corporate Finance, Financial Advisory, Investments, Series 63, Banking, Leadership, Wealth Management, Change Management, Finance, Business Analysis, Strategic Planning, Relationship Management, Vendor Management, Project Management, Alternative Investments, Mergers & Acquisitions, Strategy
Education
Southwestern University School of Law 1992 — 1995
Juris Doctor
Syracuse University 1987 — 1991
BA
Pittsford Mendon High School 1984 — 1987
Cetera Financial Group December 2014 - Present
Cetera Financial Group September 2013 - Present
ING Advisors Network March 2003 - February 2009
ING 2003 - February 2009
GE Private Asset Management 2000 - 2003
Centurion Capital Management 2000 - 2002
Manning, Leaver, Bruder & Berberich 1996 - 1999
Skills
Financial Services, Management, Asset Management, Risk Management, Series 7, Mutual Funds, Due Diligence, Securities, Corporate Finance, Financial Advisory, Investments, Series 63, Banking, Leadership, Wealth Management, Change Management, Finance, Business Analysis, Strategic Planning, Relationship Management, Vendor Management, Project Management, Alternative Investments, Mergers & Acquisitions, Strategy
Education
Southwestern University School of Law 1992 — 1995
Juris Doctor
Syracuse University 1987 — 1991
BA
Pittsford Mendon High School 1984 — 1987
Julie Hendrickson's Cetera Financial Group Experience July 2000 - Present
Job Senior Advanced Planning Attorney, Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group July 2000 - Present
Skills
FINRA, Securities, Series 7, Series 24, Retirement Planning, Mutual Funds, Estate Planning, Investment Advisory
Education
The Catholic University of America, Columbus School of Law 1993 — 1996
J.D.
University of California, Los Angeles 1986 — 1991
B.A., Political Science
Cetera Financial Group July 2000 - Present
Skills
FINRA, Securities, Series 7, Series 24, Retirement Planning, Mutual Funds, Estate Planning, Investment Advisory
Education
The Catholic University of America, Columbus School of Law 1993 — 1996
J.D.
University of California, Los Angeles 1986 — 1991
B.A., Political Science
Heather Craven's Cetera Financial Group Experience March 2012 - Present
Job Senior Transition Relationship Manager at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group March 2012 - Present
Cetera Financial Group 2007 - March 2012
ING 1996 - 2007
Skills
Fixed Annuities, Wealth Management, Series 7, Securities, Financial Services, Mutual Funds, Risk Management, Retirement Planning, Strategic Planning, Customer Service, Series 63, FINRA, Retirement, Series 6, Asset Allocation
Education
University of Colorado Boulder - Leeds School of Business 1991 — 1995
Bachelor of s
Cetera Financial Group March 2012 - Present
Cetera Financial Group 2007 - March 2012
ING 1996 - 2007
Skills
Fixed Annuities, Wealth Management, Series 7, Securities, Financial Services, Mutual Funds, Risk Management, Retirement Planning, Strategic Planning, Customer Service, Series 63, FINRA, Retirement, Series 6, Asset Allocation
Education
University of Colorado Boulder - Leeds School of Business 1991 — 1995
Bachelor of s
DiAndra Humphrey, CFE's Cetera Financial Group Experience January 2010 - Present
Job Securities Compliance Auditor at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group January 2010 - Present
ING Advisors Network October 2005 - January 2010
Multi-Financial Securities Corp 2004 - 2005
United Securities Alliance February 2001 - June 2004
Skills
Certified Fraud Examiner, Securities, Risk Management, Financial Services, Series 7, FINRA, Financial Risk, Mutual Funds, Financial Analysis, Auditing
Education
University of Arkansas at Little Rock 1992 — 1996
Bachelor, Finance
Cetera Financial Group January 2010 - Present
ING Advisors Network October 2005 - January 2010
Multi-Financial Securities Corp 2004 - 2005
United Securities Alliance February 2001 - June 2004
Skills
Certified Fraud Examiner, Securities, Risk Management, Financial Services, Series 7, FINRA, Financial Risk, Mutual Funds, Financial Analysis, Auditing
Education
University of Arkansas at Little Rock 1992 — 1996
Bachelor, Finance
Joy Bissett's Cetera Financial Group Experience February 2010 - September 2013
Job Associate Producer at MHX Racing, Inc
Industry Entertainment
Experience
MHX Racing, Inc October 2013 - Present
Cetera Financial Group February 2010 - September 2013
ING Advisors Network 2005 - February 2010
Skills
Risk Management, FINRA, Series 24, Corporate Governance, Series 7, Business Analysis, Licensing, Project Management, Securities, Microsoft Word, Microsoft Excel, Management, Mergers & Acquisitions, Securities Regulation
Education
University of California, Los Angeles 1983 — 1985
MHX Racing, Inc October 2013 - Present
Cetera Financial Group February 2010 - September 2013
ING Advisors Network 2005 - February 2010
Skills
Risk Management, FINRA, Series 24, Corporate Governance, Series 7, Business Analysis, Licensing, Project Management, Securities, Microsoft Word, Microsoft Excel, Management, Mergers & Acquisitions, Securities Regulation
Education
University of California, Los Angeles 1983 — 1985
Deborah Gunderson's Cetera Financial Group Experience March 2007 - June 2014
Job Operations Manager at Cetera Investment Services
Industry Financial Services
Experience
Cetera Investment Services June 2014 - Present
Cetera Financial Group March 2007 - June 2014
PrimeVest Financial Services March 2003 - March 2007
PrimeVest Financial Services March 2000 - March 2003
PrimeVest Financial Services March 1997 - March 2000
Rinke Noonan Law Firm March 1991 - March 1997
Skills
Series 7, FINRA, Securities, Investments, Process Improvement
Education
St. Cloud State University 1985 — 1990
BS, English
Cetera Investment Services June 2014 - Present
Cetera Financial Group March 2007 - June 2014
PrimeVest Financial Services March 2003 - March 2007
PrimeVest Financial Services March 2000 - March 2003
PrimeVest Financial Services March 1997 - March 2000
Rinke Noonan Law Firm March 1991 - March 1997
Skills
Series 7, FINRA, Securities, Investments, Process Improvement
Education
St. Cloud State University 1985 — 1990
BS, English
Jayson Hron's Cetera Financial Group Experience August 2007 - October 2013
Job Communication Manager at USA Hockey
Industry Sports
Experience
USA Hockey November 2013 - Present
Historically Inclined August 2011 - Present
Cetera Financial Group August 2007 - October 2013
ING U.S. July 2005 - August 2007
University of Minnesota Duluth August 2004 - June 2005
United States Hockey League April 2001 - July 2004
Duluth Budgeteer News November 1999 - March 2001
Skills
Public Relations, Editing, Strategic Communications, Marketing Communications, Research, Writing, Graphic Design, Photography, Strategic Planning, Copy Editing, Social Media Marketing, Social Media, Corporate Communications, Media Relations, Copywriting
Education
St. Cloud State University 2006 — 2009
Master's Degree, Mass Communications
University of Minnesota-Duluth 1995 — 1999
Bachelor's Degree, Communication
Grand Rapids High School
USA Hockey November 2013 - Present
Historically Inclined August 2011 - Present
Cetera Financial Group August 2007 - October 2013
ING U.S. July 2005 - August 2007
University of Minnesota Duluth August 2004 - June 2005
United States Hockey League April 2001 - July 2004
Duluth Budgeteer News November 1999 - March 2001
Skills
Public Relations, Editing, Strategic Communications, Marketing Communications, Research, Writing, Graphic Design, Photography, Strategic Planning, Copy Editing, Social Media Marketing, Social Media, Corporate Communications, Media Relations, Copywriting
Education
St. Cloud State University 2006 — 2009
Master's Degree, Mass Communications
University of Minnesota-Duluth 1995 — 1999
Bachelor's Degree, Communication
Grand Rapids High School
Sandy Savaiano's Cetera Financial Group Experience March 2010 - Present
Job Procurement and Contracts Professional
Industry Financial Services
Experience
Cetera Financial Group March 2010 - Present
A Briggs Passport & Visa Expeditors May 2008 - March 2010
British Telecom - Global Services 2004 - 2007
Infonet Services Corporation 1988 - 2004
Computer Sciences Corporation January 1980 - January 1988
Xerox January 1973 - January 1980
Education
Pepperdine University 1973 — 1975
BS, Business
Loyola Marymount University
MBA, Business
Cetera Financial Group March 2010 - Present
A Briggs Passport & Visa Expeditors May 2008 - March 2010
British Telecom - Global Services 2004 - 2007
Infonet Services Corporation 1988 - 2004
Computer Sciences Corporation January 1980 - January 1988
Xerox January 1973 - January 1980
Education
Pepperdine University 1973 — 1975
BS, Business
Loyola Marymount University
MBA, Business
Edward Adams, CPA's Cetera Financial Group Experience November 2012 - Present
Job Managing Director at Adams & Associates, PC
Industry Accounting
Experience
Cetera Financial Group November 2012 - Present
Adams & Associates, PC January 1993 - Present
Rider University 1987 - Present
Franklin Financial 1986 - 1987
Prudential Capital Group May 1981 - June 1985
Skills
Non-profits, Microsoft Excel, Public Speaking, Business Strategy, Community Outreach, Finance, Higher Education, Investments, Leadership, Management, Nonprofits, Tax, Teaching
Education
St. John's University, The Peter J. Tobin College of Business 1982 — 1985
MBA, Finance / Exec Management
Cetera Financial Group November 2012 - Present
Adams & Associates, PC January 1993 - Present
Rider University 1987 - Present
Franklin Financial 1986 - 1987
Prudential Capital Group May 1981 - June 1985
Skills
Non-profits, Microsoft Excel, Public Speaking, Business Strategy, Community Outreach, Finance, Higher Education, Investments, Leadership, Management, Nonprofits, Tax, Teaching
Education
St. John's University, The Peter J. Tobin College of Business 1982 — 1985
MBA, Finance / Exec Management
Kaushik Bhattacharya's Cetera Financial Group Experience May 2012 - May 2013
Job Solution Architect Consultant at Ameriprise
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. June 2015 - Present
Wells Fargo Advisors March 2014 - May 2015
General Mills January 2014 - March 2014
McGladrey June 2013 - December 2013
Cetera Financial Group May 2012 - May 2013
XCEL ENERGY January 2012 - May 2012
OptumInsight August 2011 - January 2012
Blue Cross Blue Shield of Iowa September 2010 - August 2011
UnitedHealth Group November 2009 - August 2010
Wells Fargo November 2008 - November 2009
Skills
Technology Management, MVVM and Knockout..., .NET MVC4, UX design Pattern, Microsoft CRM, salesforce, Apex Data Loader, Microsoft SQL Server, Oracle Applications, jQuery, Java, IBM Cast Iron Studio, TIBCO COMPOSITE STUDIO
Education
New York Institute of Technology-Old Westbury 2003 — 2005
MS, Computer Science With Distinction
New York 2001 — 2002
New York University
Ameriprise Financial Services, Inc. June 2015 - Present
Wells Fargo Advisors March 2014 - May 2015
General Mills January 2014 - March 2014
McGladrey June 2013 - December 2013
Cetera Financial Group May 2012 - May 2013
XCEL ENERGY January 2012 - May 2012
OptumInsight August 2011 - January 2012
Blue Cross Blue Shield of Iowa September 2010 - August 2011
UnitedHealth Group November 2009 - August 2010
Wells Fargo November 2008 - November 2009
Skills
Technology Management, MVVM and Knockout..., .NET MVC4, UX design Pattern, Microsoft CRM, salesforce, Apex Data Loader, Microsoft SQL Server, Oracle Applications, jQuery, Java, IBM Cast Iron Studio, TIBCO COMPOSITE STUDIO
Education
New York Institute of Technology-Old Westbury 2003 — 2005
MS, Computer Science With Distinction
New York 2001 — 2002
New York University
Shoug Mayson's Cetera Financial Group Experience November 2012 - May 2013
Job Vice President Financial Advisor at Sovereign Bank
Industry Capital Markets
Experience
Sovereign Bank April 2013 - Present
Cetera Financial Group November 2012 - May 2013
Cabot Lodge February 2012 - November 2012
Merrill Lynch August 2009 - January 2012
National Securities Corporation June 2008 - November 2009
Sears Holdings Corporation May 2006 - June 2008
Skills
Investments, Investment Strategies, Portfolio Management, Wealth Management, Alternative Investments, Finance, Insurance, Financial Markets, Recruiting, Marketing, Series 7, Customer Service, Series 63, Mutual Funds, Asset Allocation, Retirement Planning, Securities, Equities, Asset Management, Strategic Financial..., Project Planning, Investment Advisory, Fixed Income
Education
Rutgers, The State University of New Jersey-New Brunswick 2004 — 2008
BA, Economics
Sovereign Bank April 2013 - Present
Cetera Financial Group November 2012 - May 2013
Cabot Lodge February 2012 - November 2012
Merrill Lynch August 2009 - January 2012
National Securities Corporation June 2008 - November 2009
Sears Holdings Corporation May 2006 - June 2008
Skills
Investments, Investment Strategies, Portfolio Management, Wealth Management, Alternative Investments, Finance, Insurance, Financial Markets, Recruiting, Marketing, Series 7, Customer Service, Series 63, Mutual Funds, Asset Allocation, Retirement Planning, Securities, Equities, Asset Management, Strategic Financial..., Project Planning, Investment Advisory, Fixed Income
Education
Rutgers, The State University of New Jersey-New Brunswick 2004 — 2008
BA, Economics
Nancy Och's Cetera Financial Group Experience January 2011 - May 2012
Job Office Coordinator at Engel Metallurgical Ltd.
Industry Mining & Metals
Experience
Sunray Printing September 2012 - December 2012
Cetera Financial Group January 2011 - May 2012
Wolters Kluwer Financial Services October 1996 - May 2010
Skills
Leadership, Time Management, Customer Service, Process Improvement, Social Networking, Problem Solving, Microsoft Word, PowerPoint, Social Media, Microsoft Publisher, Salesforce.com, Brochures, Microsoft Office, Adobe Creative Suite, Document Management, Office 2010, Microsoft 2010, General Office Skills, Pre-press, Document Imaging
Education
St. Cloud State University 1989 — 1993
Bachelor's Degree, Mass Communications
St. Cloud Technical & Community College 1986 — 1988
Associate's Degree, Advertising Communications and Design, A
Sunray Printing September 2012 - December 2012
Cetera Financial Group January 2011 - May 2012
Wolters Kluwer Financial Services October 1996 - May 2010
Skills
Leadership, Time Management, Customer Service, Process Improvement, Social Networking, Problem Solving, Microsoft Word, PowerPoint, Social Media, Microsoft Publisher, Salesforce.com, Brochures, Microsoft Office, Adobe Creative Suite, Document Management, Office 2010, Microsoft 2010, General Office Skills, Pre-press, Document Imaging
Education
St. Cloud State University 1989 — 1993
Bachelor's Degree, Mass Communications
St. Cloud Technical & Community College 1986 — 1988
Associate's Degree, Advertising Communications and Design, A
Marty Minder, CFP, ChFC, CLU's Cetera Financial Group Experience April 1999 - September 2012
Job Managing Partner at Secure Planning Group, LLC
Industry Financial Services
Experience
Secure Planning Group, LLC September 2012 - Present
Cetera Financial Group April 1999 - September 2012
Skills
Retirement Planning, Finance, Wealth Management, Retirement, Financial Advisory, Disability Insurance, Securities, Management, Investments, Estate Planning, Series 7, Alternative Investments, Fixed Annuities, Risk Management, Mutual Funds, Insurance, 401k, Life Insurance, Customer Service, Microsoft Office, Portfolio Management, Microsoft Excel, Certified Financial..., Financial Planning
Education
Penn State University 1987 — 1992
Bachelor of Science (B.S.), Industrial and Management Systems Engineering
Secure Planning Group, LLC September 2012 - Present
Cetera Financial Group April 1999 - September 2012
Skills
Retirement Planning, Finance, Wealth Management, Retirement, Financial Advisory, Disability Insurance, Securities, Management, Investments, Estate Planning, Series 7, Alternative Investments, Fixed Annuities, Risk Management, Mutual Funds, Insurance, 401k, Life Insurance, Customer Service, Microsoft Office, Portfolio Management, Microsoft Excel, Certified Financial..., Financial Planning
Education
Penn State University 1987 — 1992
Bachelor of Science (B.S.), Industrial and Management Systems Engineering
DeDe Deddens-Brill's Cetera Financial Group Experience May 2014 - Present
Job Marketing Communications Specialist
Industry Financial Services
Experience
Cetera Financial Group May 2014 - Present
ING (Cognizant Technology Solutions) April 2013 - May 2014
ING (Cognizant Technology Solutions) January 2012 - April 2013
Cumulus Broadcasting January 2010 - December 2011
TD Ameritrade October 2007 - July 2010
Journal Broadcast Group March 2007 - August 2009
Cumulus Broadcasting October 2001 - February 2007
Premier Marketing Group August 1999 - October 2001
Clear Channel May 1996 - October 1999
TCI Media Services 1996 - 1999
Education
Lindenwood University 1992 — 1996
Bachelor of Arts, Mass Communications (major), Performing Arts (minor)
Visitation Academy
Cetera Financial Group May 2014 - Present
ING (Cognizant Technology Solutions) April 2013 - May 2014
ING (Cognizant Technology Solutions) January 2012 - April 2013
Cumulus Broadcasting January 2010 - December 2011
TD Ameritrade October 2007 - July 2010
Journal Broadcast Group March 2007 - August 2009
Cumulus Broadcasting October 2001 - February 2007
Premier Marketing Group August 1999 - October 2001
Clear Channel May 1996 - October 1999
TCI Media Services 1996 - 1999
Education
Lindenwood University 1992 — 1996
Bachelor of Arts, Mass Communications (major), Performing Arts (minor)
Visitation Academy
Janette Brix's Cetera Financial Group Experience February 2014 - Present
Job Business Analyst, Project Management Office at Cetera Financial Group
Industry Information Technology and Services
Experience
Cetera Financial Group February 2014 - Present
Experis August 2013 - February 2014
Digi-Key Corporation April 2011 - August 2013
Key Properties Inc February 2006 - May 2010
Sallie Mae 1997 - 2007
Skills
Training, Analysis, SDLC, Requirements Gathering, Business Requirements, Vendor Management, Requirements Analysis, Leadership, Process Improvement, SharePoint, Quality Assurance, Change Management, SQL, Project Planning, Troubleshooting, Visio, Business Analysis, Management
Education
Ottawa University 1998 — 2000
BA, Human Resources
Cetera Financial Group February 2014 - Present
Experis August 2013 - February 2014
Digi-Key Corporation April 2011 - August 2013
Key Properties Inc February 2006 - May 2010
Sallie Mae 1997 - 2007
Skills
Training, Analysis, SDLC, Requirements Gathering, Business Requirements, Vendor Management, Requirements Analysis, Leadership, Process Improvement, SharePoint, Quality Assurance, Change Management, SQL, Project Planning, Troubleshooting, Visio, Business Analysis, Management
Education
Ottawa University 1998 — 2000
BA, Human Resources
Endrias Yared's Cetera Financial Group Experience 2010 - 2010
Job Network Engeneer at Producer's and Writer's Guild of America, Pension and Health Fund
Industry Information Technology and Services
Experience
Producer's and Writer's Guild of America, Pension and Health Fund February 2012 - Present
NBC January 2011 - January 2012
Cetera Financial Group 2010 - 2010
Igmas Technology March 2008 - September 2009
Ivize April 2006 - December 2008
Aptara 2006 - 2008
Aptara & Whitmont Legal Technologies, Inc. 2006 - 2008
Normans Nursery 2005 - 2006
Skills
Litigation Support, Computer Forensics, Technical Support, DNS, Windows 7, Disaster Recovery
Education
University of California, Los Angeles 1993 — 2001
History, chemistry
ITech Career Paths
Producer's and Writer's Guild of America, Pension and Health Fund February 2012 - Present
NBC January 2011 - January 2012
Cetera Financial Group 2010 - 2010
Igmas Technology March 2008 - September 2009
Ivize April 2006 - December 2008
Aptara 2006 - 2008
Aptara & Whitmont Legal Technologies, Inc. 2006 - 2008
Normans Nursery 2005 - 2006
Skills
Litigation Support, Computer Forensics, Technical Support, DNS, Windows 7, Disaster Recovery
Education
University of California, Los Angeles 1993 — 2001
History, chemistry
ITech Career Paths
Jon Frojen's Cetera Financial Group Experience October 2010 - July 2014
Job CFO at loanDepot
Industry Financial Services
Experience
loanDepot August 2014 - Present
Cetera Financial Group October 2010 - July 2014
Milestone Advisors 2009 - 2010
Indymac Bank 2007 - 2008
ResMAE Mortgage Company 2003 - 2007
ePolicy Solutions, Inc 2000 - 2003
Netgateway, Inc 2000 - 2000
Long Beach Mortgage Company 1998 - 2000
Avco Financial Services, Inc 1996 - 1998
Standard Chartered Bank 1993 - 1996
Skills
Mergers & Acquisitions, Corporate Finance, Finance, Risk Management, Capital Markets, Valuation, Private Equity, Banking, Investment Banking, Start-ups, Financial Services, Loans, Equities, Restructuring, Venture Capital
Education
University of Southern California - Marshall School of Business 1983 — 1985
MBA, Finance
University of California, Berkeley 1978 — 1982
BA, Economics
loanDepot August 2014 - Present
Cetera Financial Group October 2010 - July 2014
Milestone Advisors 2009 - 2010
Indymac Bank 2007 - 2008
ResMAE Mortgage Company 2003 - 2007
ePolicy Solutions, Inc 2000 - 2003
Netgateway, Inc 2000 - 2000
Long Beach Mortgage Company 1998 - 2000
Avco Financial Services, Inc 1996 - 1998
Standard Chartered Bank 1993 - 1996
Skills
Mergers & Acquisitions, Corporate Finance, Finance, Risk Management, Capital Markets, Valuation, Private Equity, Banking, Investment Banking, Start-ups, Financial Services, Loans, Equities, Restructuring, Venture Capital
Education
University of Southern California - Marshall School of Business 1983 — 1985
MBA, Finance
University of California, Berkeley 1978 — 1982
BA, Economics
Jay Duldulao's Cetera Financial Group Experience March 2010 - Present
Job Sr. Financial Analyst at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group March 2010 - Present
Pacific Life July 2005 - April 2009
Pacific Life February 2003 - June 2005
California National Bank (formerly Fidelity Federal Bank) December 1999 - February 2003
Education
Loyola Marymount University, College of Business Administration 2006 — 2009
MBA, Finance, Entrepreneurship
University of California, Los Angeles
Accounting
University of California, Los Angeles 2001 — 2003
Finance
University of California, Los Angeles 1994 — 1999
Bachelor's degree
Cetera Financial Group March 2010 - Present
Pacific Life July 2005 - April 2009
Pacific Life February 2003 - June 2005
California National Bank (formerly Fidelity Federal Bank) December 1999 - February 2003
Education
Loyola Marymount University, College of Business Administration 2006 — 2009
MBA, Finance, Entrepreneurship
University of California, Los Angeles
Accounting
University of California, Los Angeles 2001 — 2003
Finance
University of California, Los Angeles 1994 — 1999
Bachelor's degree
Pooja Partani's Cetera Financial Group Experience May 2010 - October 2010
Job Senior Business Systems Analyst at Herbalife International
Industry Consumer Goods
Experience
Herbalife International 2011 - Present
Cetera Financial Group May 2010 - October 2010
Westfield Corporation October 2009 - March 2010
Burlingtion Northern Santa Fe August 2008 - August 2009
HDPI HSBC June 2002 - July 2006
Skills
Product Management, Business Analysis, SDLC, Software Project..., Requirements Analysis, Requirements Gathering, Visio, Business Requirements, Business Process..., Agile Methodologies, Business Process, Process Improvement, User Acceptance Testing, SQL, Project Management, Quality Assurance, IT Strategy, Oracle E-Business Suite, Program Management, SharePoint, Cross-functional Team..., Change Management, Systems Analysis, Enterprise Architecture, Data Analysis, Team Leadership, Scrum, ETL, Software Documentation, Business Intelligence, Data Warehousing, Vendor Management
Education
St. Francis College & College of Insurance and Financial Planning 2001 — 2002
P.G diploma in Insurance, Insurance
Osmania University 1999 — 2001
Bachelor of Commerce and Arts
St. Georges Girls Grammar School 1985 — 1996
Herbalife International 2011 - Present
Cetera Financial Group May 2010 - October 2010
Westfield Corporation October 2009 - March 2010
Burlingtion Northern Santa Fe August 2008 - August 2009
HDPI HSBC June 2002 - July 2006
Skills
Product Management, Business Analysis, SDLC, Software Project..., Requirements Analysis, Requirements Gathering, Visio, Business Requirements, Business Process..., Agile Methodologies, Business Process, Process Improvement, User Acceptance Testing, SQL, Project Management, Quality Assurance, IT Strategy, Oracle E-Business Suite, Program Management, SharePoint, Cross-functional Team..., Change Management, Systems Analysis, Enterprise Architecture, Data Analysis, Team Leadership, Scrum, ETL, Software Documentation, Business Intelligence, Data Warehousing, Vendor Management
Education
St. Francis College & College of Insurance and Financial Planning 2001 — 2002
P.G diploma in Insurance, Insurance
Osmania University 1999 — 2001
Bachelor of Commerce and Arts
St. Georges Girls Grammar School 1985 — 1996
Murli Sujanani's Cetera Financial Group Experience October 2010 - Present
Job Vice President, Analysis at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group October 2010 - Present
LPL Financial January 2008 - March 2009
Associated Securities Corp December 1990 - December 2007
Education
Saint John's University 1973 — 1975
B.S, Accounting
Cetera Financial Group October 2010 - Present
LPL Financial January 2008 - March 2009
Associated Securities Corp December 1990 - December 2007
Education
Saint John's University 1973 — 1975
B.S, Accounting
Janice Lin's Cetera Financial Group Experience January 2012 - Present
Job Business Coordinator at Cetera
Industry Financial Services
Experience
Cetera Financial Group January 2012 - Present
Pearson North America January 2011 - June 2011
Corporate Executive Board (CEB) May 2010 - June 2010
NOVA Japan August 2006 - April 2007
University of Iowa January 2005 - July 2006
Takanami Restaurant December 2004 - May 2005
Skills
Microsoft Office, Japanese, Research, International Relations, Writing, Teaching, English, PowerPoint, Excel, Word, Market Research, Customer Service, Customer Relations, Employee Relations, Social Media, Teamwork, Social Media Marketing, Outlook, Editing
Education
University of Aberdeen 2009 — 2010
LLM, International Commercial Law
University of Aberdeen 2007 — 2008
MBA
University of Iowa 2001 — 2006
BA, International Studies; Asian Languages & Literature (Japanese)
Cetera Financial Group January 2012 - Present
Pearson North America January 2011 - June 2011
Corporate Executive Board (CEB) May 2010 - June 2010
NOVA Japan August 2006 - April 2007
University of Iowa January 2005 - July 2006
Takanami Restaurant December 2004 - May 2005
Skills
Microsoft Office, Japanese, Research, International Relations, Writing, Teaching, English, PowerPoint, Excel, Word, Market Research, Customer Service, Customer Relations, Employee Relations, Social Media, Teamwork, Social Media Marketing, Outlook, Editing
Education
University of Aberdeen 2009 — 2010
LLM, International Commercial Law
University of Aberdeen 2007 — 2008
MBA
University of Iowa 2001 — 2006
BA, International Studies; Asian Languages & Literature (Japanese)
Jason Mullens's Cetera Financial Group Experience March 2013 - Present
Job Chief Human Resources Officer
Industry Human Resources
Experience
Cetera Financial Group March 2013 - Present
Constellation Energy 2010 - March 2011
QBE the Americas 2011 - 2011
Bank of America March 2000 - December 2008
Goldman Sachs August 1995 - March 2000
Morgan Stanley May 1994 - January 1995
Skills
Leadership Development, Employee Benefits, Organizational..., Human Resources, Deferred Compensation, Talent Management, Talent Acquisition, Executive Coaching, Corporate Communications, Performance Management, Employee Engagement, Change Management, Strategy, Leadership
Education
Stetson University 1991 — 1995
BBA, Minor in Business Law
Cetera Financial Group March 2013 - Present
Constellation Energy 2010 - March 2011
QBE the Americas 2011 - 2011
Bank of America March 2000 - December 2008
Goldman Sachs August 1995 - March 2000
Morgan Stanley May 1994 - January 1995
Skills
Leadership Development, Employee Benefits, Organizational..., Human Resources, Deferred Compensation, Talent Management, Talent Acquisition, Executive Coaching, Corporate Communications, Performance Management, Employee Engagement, Change Management, Strategy, Leadership
Education
Stetson University 1991 — 1995
BBA, Minor in Business Law
Chris Reinholz's Cetera Financial Group Experience March 2008 - Present
Job Head of Trading at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group March 2008 - Present
Cetera Investment Services LLC (formerly PrimeVest Financial Services, Inc.) April 1989 - Present
Skills
Securities, Series 63, Insurance, Series 7, FINRA, Equities, Trading, Bloomberg, Financial Services, Wealth Management, Series 24, Investment Strategies, Mutual Funds, Investment Advisory, Fixed Income, ETFs, Investments
Education
St. Cloud State University 1984 — 1989
Bachelors, Finance
Cetera Financial Group March 2008 - Present
Cetera Investment Services LLC (formerly PrimeVest Financial Services, Inc.) April 1989 - Present
Skills
Securities, Series 63, Insurance, Series 7, FINRA, Equities, Trading, Bloomberg, Financial Services, Wealth Management, Series 24, Investment Strategies, Mutual Funds, Investment Advisory, Fixed Income, ETFs, Investments
Education
St. Cloud State University 1984 — 1989
Bachelors, Finance
Allen Hong's Cetera Financial Group Experience May 2010 - December 2010
Job Management Consultant at meerKite Inc.
Industry Information Technology and Services
Experience
meerKite Inc. April 2011 - Present
Cetera Financial Group May 2010 - December 2010
LPL Financial February 2007 - October 2009
Renovogen May 2006 - February 2007
First Advantage Credco February 2000 - March 2006
Metro Information Services March 1997 - October 1999
Verizon Data Services January 1993 - May 1996
Skills
SDLC, Agile Methodologies, Visio, Business Intelligence, Enterprise Architecture, Business Analysis, Unix, Software Project..., Software Development, Integration, Requirements Analysis, Process Improvement, Data Warehousing, Project Management
Education
University of Arizona
Master's degree, Management Information Systems
University of Tampa
MBA, Business Administration
meerKite Inc. April 2011 - Present
Cetera Financial Group May 2010 - December 2010
LPL Financial February 2007 - October 2009
Renovogen May 2006 - February 2007
First Advantage Credco February 2000 - March 2006
Metro Information Services March 1997 - October 1999
Verizon Data Services January 1993 - May 1996
Skills
SDLC, Agile Methodologies, Visio, Business Intelligence, Enterprise Architecture, Business Analysis, Unix, Software Project..., Software Development, Integration, Requirements Analysis, Process Improvement, Data Warehousing, Project Management
Education
University of Arizona
Master's degree, Management Information Systems
University of Tampa
MBA, Business Administration
Mariel Sanchez's Cetera Financial Group Experience November 2014 - Present
Job Accountant at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group November 2014 - Present
Hulu January 2013 - October 2014
Disability Group, Inc. May 2010 - September 2011
Loyola Marymount University May 2008 - May 2010
Warner Music Group May 2009 - September 2009
Skills
PowerPoint, Legal Research, Microsoft Office, Microsoft Word, Microsoft Excel, Licensing, Social Media, Research, Marketing Strategy, Financial Analysis, Intellectual Property, Copyright Law, Digital Content Assets, Spanish, Spanish-speaking, Spanish Literature, MS Excel Pivot Tables, International Marketing, Brand Development, Brand Management, Vendor Management..., B2B Marketing Strategy, Project Management, Training, Salesforce.com
Education
Loyola Marymount University 2006 — 2010
Bachelor of Business Administration (BBA), College of Business
University of the Arts London
Cetera Financial Group November 2014 - Present
Hulu January 2013 - October 2014
Disability Group, Inc. May 2010 - September 2011
Loyola Marymount University May 2008 - May 2010
Warner Music Group May 2009 - September 2009
Skills
PowerPoint, Legal Research, Microsoft Office, Microsoft Word, Microsoft Excel, Licensing, Social Media, Research, Marketing Strategy, Financial Analysis, Intellectual Property, Copyright Law, Digital Content Assets, Spanish, Spanish-speaking, Spanish Literature, MS Excel Pivot Tables, International Marketing, Brand Development, Brand Management, Vendor Management..., B2B Marketing Strategy, Project Management, Training, Salesforce.com
Education
Loyola Marymount University 2006 — 2010
Bachelor of Business Administration (BBA), College of Business
University of the Arts London
Aaron Pearce, CWS®'s Cetera Financial Group Experience May 2015 - Present
Job Financial Services Professional | Business Consultant | Practice Management Expert | Manager | Leader | MBA
Industry Financial Services
Experience
Cetera Financial Group May 2015 - Present
First Allied Securities, Inc. Member FINRA/SIPC 2010 - Present
Genworth Financial 2008 - 2009
Curian Capital 2007 - 2007
SunAmerica Retirement Markets 2001 - 2007
CompuWave 2000 - 2000
The Colorworks 1997 - 2000
Education
University of San Diego
MBA, Corporate Finance
San Diego State University-California State University
BS, Business - Management
Cetera Financial Group May 2015 - Present
First Allied Securities, Inc. Member FINRA/SIPC 2010 - Present
Genworth Financial 2008 - 2009
Curian Capital 2007 - 2007
SunAmerica Retirement Markets 2001 - 2007
CompuWave 2000 - 2000
The Colorworks 1997 - 2000
Education
University of San Diego
MBA, Corporate Finance
San Diego State University-California State University
BS, Business - Management
Julie Preusser's Cetera Financial Group Experience December 2000 - March 2015
Job Available in Office Management
Industry Financial Services
Experience
Cetera Financial Group December 2000 - March 2015
Crescent Electric Supply September 1989 - September 1997
Snyders Drug March 1982 - March 1987
Skills
Management, Insurance, Customer Service, Proofreading, Excellent Communication..., Proficient in Microsoft..., Highly Motivated, Reliable, Flexible, Fast Learner
Education
St. Cloud State University 1984 — 1989
Bachelor's degree, Speech Communication emphasis in Word Processing
Cetera Financial Group December 2000 - March 2015
Crescent Electric Supply September 1989 - September 1997
Snyders Drug March 1982 - March 1987
Skills
Management, Insurance, Customer Service, Proofreading, Excellent Communication..., Proficient in Microsoft..., Highly Motivated, Reliable, Flexible, Fast Learner
Education
St. Cloud State University 1984 — 1989
Bachelor's degree, Speech Communication emphasis in Word Processing
Diane Castellon's Cetera Financial Group Experience February 2014 - Present
Job Head of Advertising Review at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group February 2014 - Present
Cetera Financial Group 2006 - Present
ING Advisors Network 2001 - 2006
Financial Network Investment Corporation, Member SIPC 1992 - 2001
Skills
Series 7, Securities, FINRA, Mutual Funds, Series 24, Series 63, Retirement, Investment Advisory, Financial Services, Wealth Management, Asset Allocation, Retirement Planning, Uniform Combined State..., Fixed Annuities, Alternative Investments, Financial Advisory
Education
West Torrance High School 1982 — 1986
San Diego State University-California State University
B.A., Psychology
Cetera Financial Group February 2014 - Present
Cetera Financial Group 2006 - Present
ING Advisors Network 2001 - 2006
Financial Network Investment Corporation, Member SIPC 1992 - 2001
Skills
Series 7, Securities, FINRA, Mutual Funds, Series 24, Series 63, Retirement, Investment Advisory, Financial Services, Wealth Management, Asset Allocation, Retirement Planning, Uniform Combined State..., Fixed Annuities, Alternative Investments, Financial Advisory
Education
West Torrance High School 1982 — 1986
San Diego State University-California State University
B.A., Psychology
Caryn Wojtecki's Cetera Financial Group Experience August 2005 - February 2014
Job Risk Management Supervisor at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group August 2005 - February 2014
ING Advisors Network June 2000 - August 2005
Skills
Series 7, Series 24, Series 53, Securities, FINRA, Risk Management, Customer Service, Financial Services
Education
Monmouth University 1989 — 1990
Certificate, Paralegal
Roanoke College 1983 — 1987
BA, Criminal Justice
Cetera Financial Group August 2005 - February 2014
ING Advisors Network June 2000 - August 2005
Skills
Series 7, Series 24, Series 53, Securities, FINRA, Risk Management, Customer Service, Financial Services
Education
Monmouth University 1989 — 1990
Certificate, Paralegal
Roanoke College 1983 — 1987
BA, Criminal Justice
Brian Niessen's Cetera Financial Group Experience 2012 - 2015
Job Sales, Trading & Portfolio Management Professional
Industry Financial Services
Experience
Cetera Financial Group 2012 - 2015
Stifel Nicolaus 2012 - 2012
Wells Fargo Securities 2007 - 2010
RBC Capital Markets 2003 - 2007
Piper Jaffray 1999 - 2003
Skills
Fixed Income, Portfolio Management, Equities, Securities, Investments, Series 7, Trading, Series 63, Bonds, Bloomberg, Capital Markets, Wealth Management
Education
Minnesota State University, Mankato
Bachelor of Science, Psychology
Cetera Financial Group 2012 - 2015
Stifel Nicolaus 2012 - 2012
Wells Fargo Securities 2007 - 2010
RBC Capital Markets 2003 - 2007
Piper Jaffray 1999 - 2003
Skills
Fixed Income, Portfolio Management, Equities, Securities, Investments, Series 7, Trading, Series 63, Bonds, Bloomberg, Capital Markets, Wealth Management
Education
Minnesota State University, Mankato
Bachelor of Science, Psychology
Soheila Farhangi's Cetera Financial Group Experience November 2010 - Present
Job Accounting Professional
Industry Accounting
Experience
Cetera Financial Group November 2010 - Present
Marsh January 1998 - January 2009
Skills
Accounting, GAAP, Budget Process, Financial Statements, Financial Reporting, Financial Accounting, Auditing, Fixed Assets, General Ledger, Internal Controls, Payroll, QuickBooks, Oracle Applications, Great Plains Software, Financial Risk, Risk Management, Corporate Finance, Mergers & Acquisitions, Process Improvement, Strategic Financial..., Finance, Financial Analysis, Financial Modeling, Budgets, Insurance
Education
Boston State University
Bachelor of Science, Management
The National University
Master of Business Administration, Business Administration and Management, General
Cetera Financial Group November 2010 - Present
Marsh January 1998 - January 2009
Skills
Accounting, GAAP, Budget Process, Financial Statements, Financial Reporting, Financial Accounting, Auditing, Fixed Assets, General Ledger, Internal Controls, Payroll, QuickBooks, Oracle Applications, Great Plains Software, Financial Risk, Risk Management, Corporate Finance, Mergers & Acquisitions, Process Improvement, Strategic Financial..., Finance, Financial Analysis, Financial Modeling, Budgets, Insurance
Education
Boston State University
Bachelor of Science, Management
The National University
Master of Business Administration, Business Administration and Management, General
Natalya Zernitskaya's Cetera Financial Group Experience December 2014 - Present
Job Data Coordinator, Due Diligence, Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group December 2014 - Present
Sinai Temple April 2014 - December 2014
Self February 2011 - December 2014
Cetera Financial Group September 2013 - April 2014
Starbucks April 2011 - August 2013
Jo-Ann Stores, Inc. October 2010 - July 2011
Leonidas August 2010 - December 2010
Santa Cruz Biotechnology June 2008 - July 2010
UC Santa Cruz April 2007 - July 2010
Owl's Nest Cafe at UCSC April 2007 - June 2008
Skills
Customer Service, Theatre, Data Entry, Microsoft Excel, Microsoft Word, PowerPoint, Microsoft Office, Photoshop, Communication Skills, Stage Management, System Administration, Data Management, Outlook, Problem Solving, Maconomy, Reports, Note Taking, Community Outreach, Leadership, Communication, Event Planning, Public Speaking, Social Media
Education
University of California, Santa Cruz 2006 — 2010
BA, Economics
University College Maastricht 2009 — 2009
Education Abroad
Cetera Financial Group December 2014 - Present
Sinai Temple April 2014 - December 2014
Self February 2011 - December 2014
Cetera Financial Group September 2013 - April 2014
Starbucks April 2011 - August 2013
Jo-Ann Stores, Inc. October 2010 - July 2011
Leonidas August 2010 - December 2010
Santa Cruz Biotechnology June 2008 - July 2010
UC Santa Cruz April 2007 - July 2010
Owl's Nest Cafe at UCSC April 2007 - June 2008
Skills
Customer Service, Theatre, Data Entry, Microsoft Excel, Microsoft Word, PowerPoint, Microsoft Office, Photoshop, Communication Skills, Stage Management, System Administration, Data Management, Outlook, Problem Solving, Maconomy, Reports, Note Taking, Community Outreach, Leadership, Communication, Event Planning, Public Speaking, Social Media
Education
University of California, Santa Cruz 2006 — 2010
BA, Economics
University College Maastricht 2009 — 2009
Education Abroad
Shelly Berger's Cetera Financial Group Experience June 1994 - June 2014
Job Senior Business Analyst at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group June 1994 - June 2014
PrimeVest Financial Services 1994 - June 2014
Skills
Business Analysis, Project Management, SDLC, Requirements Gathering, Communication Skills, Process Improvement, Test Planning, Test Management, Test Cases, Securities, Microsoft SQL Server, Risk Management, SharePoint, Requirements Analysis
Education
St. Cloud State University 1988 — 1994
Mass Communication/Media Studies
Cetera Financial Group June 1994 - June 2014
PrimeVest Financial Services 1994 - June 2014
Skills
Business Analysis, Project Management, SDLC, Requirements Gathering, Communication Skills, Process Improvement, Test Planning, Test Management, Test Cases, Securities, Microsoft SQL Server, Risk Management, SharePoint, Requirements Analysis
Education
St. Cloud State University 1988 — 1994
Mass Communication/Media Studies
Jake Dai's Cetera Financial Group Experience May 2011 - Present
Job Advertising Compliance Analyst at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group May 2011 - Present
The Law Offices of Marlene Leiva July 2009 - May 2011
OneCoach August 2008 - September 2008
Academic Advancement Program, UCLA September 2007 - June 2008
Associated Students UCLA October 2005 - July 2006
Waterstore December 2003 - March 2005
Skills
FINRA, Series 7, Series 24, Finance, Foreign Languages, Risk Management, Securities, Asset Allocation, Wealth Management, Alternative Investments, Advertising Compliance, Financial Advisory, Retirement, Spanish, Mandarin, Customer Service, Microsoft Excel, PowerPoint, Microsoft Word, Outlook
Education
University of California, Los Angeles 2005 — 2009
BA, Linguistics
Cetera Financial Group May 2011 - Present
The Law Offices of Marlene Leiva July 2009 - May 2011
OneCoach August 2008 - September 2008
Academic Advancement Program, UCLA September 2007 - June 2008
Associated Students UCLA October 2005 - July 2006
Waterstore December 2003 - March 2005
Skills
FINRA, Series 7, Series 24, Finance, Foreign Languages, Risk Management, Securities, Asset Allocation, Wealth Management, Alternative Investments, Advertising Compliance, Financial Advisory, Retirement, Spanish, Mandarin, Customer Service, Microsoft Excel, PowerPoint, Microsoft Word, Outlook
Education
University of California, Los Angeles 2005 — 2009
BA, Linguistics
Maura Slavens's Cetera Financial Group Experience April 2011 - Present
Job Executive Assistant to CEO at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group April 2011 - Present
California Associates January 2010 - April 2011
Johnson Controls November 2004 - February 2009
Tribune Broadcasting April 2003 - November 2004
UBS August 1999 - April 2003
Education
Purchase College, SUNY 1987 — 1992
BA, Social Science & The Arts
Cetera Financial Group April 2011 - Present
California Associates January 2010 - April 2011
Johnson Controls November 2004 - February 2009
Tribune Broadcasting April 2003 - November 2004
UBS August 1999 - April 2003
Education
Purchase College, SUNY 1987 — 1992
BA, Social Science & The Arts
Jessica Szeflin's Cetera Financial Group Experience July 2007 - Present
Job Sr. Compliance Analyst, Regulatory & Client Response Department, Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group July 2007 - Present
Skills
Series 24, Series 65, Series 7, Series 63, MN Life Health Var..., General Securities..., Registered Investment..., General Securities..., Blue Sky, FINRA, SEC, Federal & State..., Financial Services, Broker-Dealer, Investments, Securities, Securities Regulation, Regulatory Affairs, Regulatory Submissions, Complaints, Investigation, Suitability Analysis, Portfolio Assessment, Portfolio Performance..., Valuation, Mathematics, Dispute Resolution, Dispute Settlement, Errors & Omissions, Trend Analysis, Risk Assessment, Disciplinary Matters, Audit Review, Subpoenas, Anti Money Laundering, Books and Records, Trendwatching, Financial Industry Watch, Financial Markets, Alternative Investments, Complex Products, Variable Annuities, Indexed Annuities, Indexed CDs, Fixed Assets, Store Management, Team Management, Organizational..., Oral & Written..., Time Management &...
Education
The University of Memphis 1986 — 1991
Snowden
Cetera Financial Group July 2007 - Present
Skills
Series 24, Series 65, Series 7, Series 63, MN Life Health Var..., General Securities..., Registered Investment..., General Securities..., Blue Sky, FINRA, SEC, Federal & State..., Financial Services, Broker-Dealer, Investments, Securities, Securities Regulation, Regulatory Affairs, Regulatory Submissions, Complaints, Investigation, Suitability Analysis, Portfolio Assessment, Portfolio Performance..., Valuation, Mathematics, Dispute Resolution, Dispute Settlement, Errors & Omissions, Trend Analysis, Risk Assessment, Disciplinary Matters, Audit Review, Subpoenas, Anti Money Laundering, Books and Records, Trendwatching, Financial Industry Watch, Financial Markets, Alternative Investments, Complex Products, Variable Annuities, Indexed Annuities, Indexed CDs, Fixed Assets, Store Management, Team Management, Organizational..., Oral & Written..., Time Management &...
Education
The University of Memphis 1986 — 1991
Snowden
Eddie Dennis's Cetera Financial Group Experience December 2013 - September 2014
Job Financial Aid Advisor at ICDC College
Industry Financial Services
Experience
ICDC College December 2014 - Present
Cetera Financial Group December 2013 - September 2014
ZooPrinting June 2012 - October 2013
Western Federal Credit Union January 2012 - March 2012
OneWest Bank June 2011 - January 2012
Wells Fargo January 2007 - January 2011
Skills
Credit, Deposits, Loans, Credit Analysis, Cash Management, Financial Analysis, Retail Banking, Mortgage Servicing, Microsoft Office, Finance, Customer Retention, Call Center, Banking, Customer Service
Education
Long Beach City College
ICDC College December 2014 - Present
Cetera Financial Group December 2013 - September 2014
ZooPrinting June 2012 - October 2013
Western Federal Credit Union January 2012 - March 2012
OneWest Bank June 2011 - January 2012
Wells Fargo January 2007 - January 2011
Skills
Credit, Deposits, Loans, Credit Analysis, Cash Management, Financial Analysis, Retail Banking, Mortgage Servicing, Microsoft Office, Finance, Customer Retention, Call Center, Banking, Customer Service
Education
Long Beach City College
Dylan Banionis's Cetera Financial Group Experience March 2012 - Present
Job Resource Center Specialist at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group March 2012 - Present
Education
Moorpark College 2005 — 2007
Cetera Financial Group March 2012 - Present
Education
Moorpark College 2005 — 2007
Sean Mitsuoka's Cetera Financial Group Experience December 2012 - Present
Job Customer Contact Center Specialist at Cetera Advisor Networks LLC
Industry Financial Services
Experience
Cetera Advisor Networks LLC June 2013 - Present
Cetera Financial Group December 2012 - Present
Santouka Japanese Restaurant June 2010 - April 2011
International Financial Services 2011 - 2011
Skills
10 Key, Basic Accounting, Microsoft Word, Microsoft Excel, Microsoft Office, Marketing Strategy, Underwriting, Documentation, Phone Skills, Communication Skills, Outlook, Smartworks, Accurate Data Entry, Online Research, Marketing, Telephone Skills, Market Research, Sales, Customer Service, Sales Operations, Accounting, Product Marketing
Education
University of California, San Diego 2008 — 2012
Bachelor of Science (B.S.), Management Science
Cetera Advisor Networks LLC June 2013 - Present
Cetera Financial Group December 2012 - Present
Santouka Japanese Restaurant June 2010 - April 2011
International Financial Services 2011 - 2011
Skills
10 Key, Basic Accounting, Microsoft Word, Microsoft Excel, Microsoft Office, Marketing Strategy, Underwriting, Documentation, Phone Skills, Communication Skills, Outlook, Smartworks, Accurate Data Entry, Online Research, Marketing, Telephone Skills, Market Research, Sales, Customer Service, Sales Operations, Accounting, Product Marketing
Education
University of California, San Diego 2008 — 2012
Bachelor of Science (B.S.), Management Science
Tom Rothenbucher's Cetera Financial Group Experience 2010 - Present
Job Chief Counsel at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group 2010 - Present
ING Americas 2004 - 2010
K&R Law Group 2000 - 2002
Morrison & Foerster LLP 2000 - 2002
Coudert Brothers 1998 - 2000
United States Securities and Exchange Commission 1991 - 1998
Jones Day 1989 - 1991
Skills
Investment..., Corporate Law, ERISA, Transactional Law, Risk Management, Compliance, International Law, Wealth Management
Education
UCLA School of Law 1986 — 1989
Doctor of Law (J.D.)
Stanford University 1982 — 1986
Bachelor of Arts (B.A.), Economics
Cetera Financial Group 2010 - Present
ING Americas 2004 - 2010
K&R Law Group 2000 - 2002
Morrison & Foerster LLP 2000 - 2002
Coudert Brothers 1998 - 2000
United States Securities and Exchange Commission 1991 - 1998
Jones Day 1989 - 1991
Skills
Investment..., Corporate Law, ERISA, Transactional Law, Risk Management, Compliance, International Law, Wealth Management
Education
UCLA School of Law 1986 — 1989
Doctor of Law (J.D.)
Stanford University 1982 — 1986
Bachelor of Arts (B.A.), Economics
Dave Kaluza's Cetera Financial Group Experience February 2003 - Present
Job Sales Specialist at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group February 2003 - Present
Skills
Series 7, Financial Services, Relationship Management, Series 24, Series 53, Series 66, Minnesota Life & Health
Education
St. John's University 1988 — 1992
Bachelor's degree, History
Cetera Financial Group February 2003 - Present
Skills
Series 7, Financial Services, Relationship Management, Series 24, Series 53, Series 66, Minnesota Life & Health
Education
St. John's University 1988 — 1992
Bachelor's degree, History
Lifei Zhang's Cetera Financial Group Experience October 2012 - May 2013
Job PhD student
Industry Research
Experience
Cetera Financial Group October 2012 - May 2013
Education
The George Washington University 2014 — 2019
Doctor of Philosophy (Ph.D.), Economics
University of California, Santa Barbara 2011 — 2012
Master's Degree, Economics, 3.85
University of International Business and Economics 2007 — 2011
Bachelor's Degree, Economics, 3.4
Cetera Financial Group October 2012 - May 2013
Education
The George Washington University 2014 — 2019
Doctor of Philosophy (Ph.D.), Economics
University of California, Santa Barbara 2011 — 2012
Master's Degree, Economics, 3.85
University of International Business and Economics 2007 — 2011
Bachelor's Degree, Economics, 3.4
Kelsey Zierden's Cetera Financial Group Experience August 2013 - Present
Job registration coordinator at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group August 2013 - Present
Cetera Financial Group August 2013 - Present
Education
Rasmussen College-Minnesota
Sartell High School
Cetera Financial Group August 2013 - Present
Cetera Financial Group August 2013 - Present
Education
Rasmussen College-Minnesota
Sartell High School
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.