Experience
Florida International University College of Law - Investor Advocacy Clinic   August 2012 - December 2012
Financial Industry Regulatory Authority   May 2012 - July 2012
Hannibal Travis, Associate Professor of Law Florida International University - College of Law   2012 - 2012
Eleventh Judicial Circuit of Florida  January 2011 - April 2011
Universal Court Reporting   May 2010 - September 2010
Continental Reporting Services   May 2008 - May 2010
Steven R. Goldey, C.P.A., P.A   June 2007 - September 2007
William H. Newton, III P.A   September 2006 - November 2006
BankUnited  May 2006 - August 2006

Skills
Courts, Legal Writing, Arbitration, Westlaw, Hearings, Microsoft Office, Research

Education
Florida International University - College of Law
Juris Doctor

University of Miami   2005 — 2009
Bachelor of Business Administration, Business Law, Marketing Minor

Experience
PwC  March 2015 - Present
Northrop Grumman Corporation  January 2005 - September 2014
Holland & Knight LLP  June 2014 - July 2014
US Securities and Exchange Commission  January 2014 - April 2014
Financial Industry Regulatory Authority   September 2013 - December 2013
Promontory Financial Group, LLC  April 2004 - July 2004
Modern Africa Fund Managers, LLC   April 2001 - February 2004

Skills
Financial Analysis, Financial Modeling, Risk Management, Legal Research, Due Diligence, Auditing, Strategic Planning, Corporate Governance, Corporate Law, Valuation, Capital Markets

Education
The George Washington University Law School   2012 — 2015
Juris Doctorate (JD), Corporate, Banking and Securities Law

University of Maryland - Robert H. Smith School of Business   2006 — 2008
Master of Business Administration (MBA), Finance and Strategy

Georgetown University - The McDonough School of Business   1997 — 2001
Bachelor of Science Business Administration (BSBA), Finance and International Business Minor: Japanese

Experience
LPL Financial  November 2014 - Present
Florida International University  January 2013 - June 2014
Financial Industry Regulatory Authority   May 2013 - August 2013
Greenspoon Marder, P.A.   January 2013 - May 2013
United States Bankruptcy Court  July 2012 - July 2012
U.S. Securities & Exchange Commission   August 2011 - November 2011
American Securities Group   March 2008 - August 2009
Morgan Stanley Smith Barney  September 2007 - March 2008
Centurion Alliance, Inc.   February 2005 - August 2007
Morgan Stanley Smith Barney  May 2004 - February 2005

Education
Florida International University - College of Law   2010 — 2013
Doctor of Law (J.D.)

Saint Mary's College   1999 — 2003
B.A., Economics

Westminster Academy   1985 — 1999

Experience
Financial Industry Regulatory Authority   May 2014 - Present
Multiple Myeloma Research Foundation  September 2012 - December 2012
Business Integrity Commission of New York City   June 2009 - April 2010
AndrewQuinnandAssociates   May 2006 - September 2006
TheLegalAidSocietyofNewCity   September 2004 - August 2005

Skills
Legal Research, Westlaw, Legal Writing, Microsoft Office, LexisNexis, Research, Courts, Litigation, Social Media, Legal Issues, PowerPoint, Criminal Law

Education
Pace University School of Law   2010 — 2013
Doctor of Law (J.D.), International Business

Fordham University   2005 — 2009
Bachelor of Arts (BA), Political Science and Government

Pearl River High School

Experience
Law Offices of Kenneth Scearce   July 2013 - Present
Financial Industry Regulatory Authority   May 2007 - Present
The Organization of Legal Professionals/Paralegal Knowledge Institute   November 2012 - July 2013
Ledbetter & Associates, PA   July 2006 - June 2013
Ledbetter Associates Inc.   2006 - 2013
Adorno & Yoss  2006 - 2009
Badgley Mullins   2003 - 2006

Skills
Legal Writing, Writing, Securities, Litigation Support, Trial Preparation, Customer Service, Arbitration, Legal Research, Legal Assistance, Trials, Securities Litigation, Pleadings, Litigation, FINRA, Courts, Commercial Litigation, Wordperfect, Civil Litigation, Family Law, Legal Documents, Document Review, Mediation, Hearings, Litigation Management, Wills, Medical Malpractice, Appeals, Torts, Westlaw, Intellectual Property, Corporate Law, Legal Compliance, Employment Law, Depositions, Criminal Law, Fraud, Class Actions, Estate Planning, Document Drafting, Corporate Governance, Securities Regulation, Alternative Dispute..., Lexis, Due Diligence, Bankruptcy, Trusts, Legal Issues, Dispute Resolution, Law Firm Administration, Immigration Law

Education
Nova Southeastern University   2007 — 2009
MBA, Business

Highline Community College   1994 — 2000
Advanced Paralegal Certificate, Paralegal Studies

Western Washington University   1985 — 1989
BA, German/Psychology/Philosophy

Experience
Financial Industry Regulatory Authority   June 2012 - Present
Financial Industry Regulatory Authority   May 2007 - June 2012
NASD  May 2007 - June 2007
NASD  October 2005 - May 2007
CTAM  August 2002 - October 2005

Skills
Newsletters, Advertising, Editing, Marketing Communications, Marketing, Marketing Strategy, Social Media Marketing, Corporate Communications, Publications, Public Relations, Internal Communications, Management, Writing, Social Media, Event Planning, Fundraising, Press Releases, Copywriting, Analytics

Education
George Mason University   2007 — 2010
Master of Science (MS), Communication

James Madison University - College of Business   1998 — 2002
Bachelor of Business Administration (BBA), Marketing

Hayfield Secondary School   1992 — 1998

Experience
Salesforce  July 2015 - Present
Financial Industry Regulatory Authority   June 2012 - July 2015
CARFAX  January 2012 - June 2012

Skills
Cognos, Informatica, Data Warehousing, ETL, Data Modeling, Data Analysis, Data Integration, Oracle SQL, Hadoop, Hive, JavaScript, Apache Pig, Big Data, jQuery, Java, Shell Scripting, Amazon Web Services..., redshift, Amazon S3, Salesforce.com..., Salesforce.com..., Certified...

Education
George Mason University   2010 — 2012
Master of Science (M.S.), Information Systems

GRIET   2006 — 2010
Bachelor of Technology (B.Tech.)

Experience
BNY Mellon  2014 - Present
Harvard Kennedy School Center for Business & Government   2013 - 2014
McKinsey & Company  2013 - 2014
The Brookings Institution  2013 - 2013
Internal Revenue Service  2008 - 2012
Financial Industry Regulatory Authority   2006 - 2008
Depository Trust & Clearing Corporation  2004 - 2008
World Federation of Exchanges   2004 - 2007
NASD (currently FINRA)   2003 - 2006
NASD (currently FINRA)   2000 - 2003

Education
Georgetown University Law Center   1996 — 2000
Doctor of Law (JD), magna cum laude

Harvard University Kennedy School of Government   1995 — 1996
Master of Public Administration (MPA)

Williams College   1985 — 1989
Bachelor of Arts (BA)

Experience
Financial Industry Regulatory Authority   June 2013 - Present
Financial Industry Regulatory Authority   February 2010 - June 2013
Financial Industry Regulatory Authority   August 2008 - February 2010

Skills
Risk Management, Data Analysis, Microsoft Word, Customer Service, Auditing, SharePoint, Strategic Planning, Microsoft Excel, Microsoft Office, Marketing, Finance

Education
Florida State University   2003 — 2007
Bachelor's degree, Criminal Justice and Corrections

Experience
McGladrey  September 2015 - Present
Financial Industry Regulatory Authority (FINRA)   September 2014 - November 2014
Office of the Attorney General of the State of New York  June 2014 - August 2014
Legal Services NYC  August 2013 - April 2014
DANDRIA Studio Legale   July 2013 - August 2013
Financial Industry Regulatory Authority   February 2011 - August 2011

Skills
Microsoft Word, Microsoft Excel, Italian languages, French, Spanish, Qualitative Research, Legal Research, Legal Writing, PowerPoint, Courts, Westlaw, Trials, Social Media

Education
St. John's University School of Law   2012 — 2015
Juris Doctor, Concentration in Taxation

Fordham University   2008 — 2012
Bachelor's degree, International Political Economy; French Language & Literature; Business Administration, Magna Cum Laude

New York University in Paris

Experience
Medical Optics  June 2014 - Present
Benson, Mucci & Weiss, PL   April 2012 - Present
All Property Title & Escrow, LLC   April 2012 - Present
Financial Industry Regulatory Authority   2009 - 2012

Skills
Litigation, Real Estate, Litigation Support, Construction Law, Arbitration, Civil Litigation, Commercial Litigation, Condos, Business, Mediation, Corporate Law, Property Law, Commercial Real Estate, Finance, Claim, Privacy Policies, Contract Law, Notices, Compliance Procedures, Title Insurance, Liens, Early Case Assessment, Contractual Agreements, Business Formation, Legal Hold, Privacy Law, Mergers & Acquisitions, Land Development, Legal Contract Review, Breach Of Contract, HOA, Business & Commercial..., Owner Representation, Dissolution, Contract Disputes, Defect Claims, Chapter 558 notices, Condominium & Community..., Owner and Tenant Issues, Partnership Disputes, Terms of Use, Maintenance & Service..., Registered Agent, Acceptable use policies, Developer Turnover, Preparing Operating..., Warranty Claims, Mortgage Foreclosure..., Payment and Collection, Legal Issues

Education
Florida Atlantic University

Experience
NCAA  September 2012 - Present
Financial Industry Regulatory Authority   August 2011 - August 2012
Georgetown University  May 2010 - December 2011
Financial Industry Regulatory Authority   February 2010 - August 2011
Trinity International University  April 2009 - December 2009
Midtown Athletic Clubs  January 2007 - December 2009
Enterprise Rent-A-Car  May 2009 - August 2009
Jewel Osco  May 2008 - August 2008

Education
Georgetown University   2010 — 2011
Master of Professional Studies (MPS)

Trinity International University   2005 — 2009
Bachelor of Arts (BA)

Experience
Law Office of Jason Rabinovich, PLLC.   September 2009 - Present
Philadelphia Luxury Realty   November 2014 - Present
Marks & Sokolov, LLC   February 2014 - March 2015
U.S. Department of Commerce   January 2009 - April 2009
Financial Industry Regulatory Authority   May 2008 - December 2008
US Securities and Exchange Commission  January 2008 - April 2008
ING  May 2007 - August 2007
ING  May 2006 - September 2006

Skills
Litigation, Commercial Litigation, Legal Writing, Civil Litigation, Legal Research, Trials, Corporate Law, Contract Negotiation, General Business..., Bankruptcy, Hearings, Business Litigation, Dispute Resolution, Criminal Law, Civil Law, Trial Preparation, Contractual Disputes, Securities Regulation, Financial Law, Transactional Law, Negotiation, Real Estate, Real Estate Transactions, Depositions, Dispute, Trial Practice, Financial Regulation, Commercial Real Estate, Property Law

Education
George Mason University School of Law   2006 — 2009
J.D., Corporate & Securities Law

Penn State University   2002 — 2006
B.S., Finance, Economics

Taylor Allderdice High School   1998 — 2002
High School

Experience
Perkins Coie LLP  September 2013 - Present
United States Court of Appeals for the Second Circuit  September 2012 - August 2013
Crowell & Moring LLP  October 2011 - August 2012
The Honorable Shira Scheindlin, S.D.N.Y.   January 2011 - April 2011
US Securities and Exchange Commission  January 2010 - April 2010
Financial Industry Regulatory Authority   September 2009 - November 2009
The Honorable Mark Dillon, N.Y. Supreme Court, Appellate Division, Second Department   June 2009 - July 2009
Allstate Insurance Company  August 2003 - May 2008

Skills
Legal Research, Legal Writing, Litigation, Private Investigations

Education
Fordham University School of Law   2009 — 2011
Doctor of Law (J.D.)

Pepperdine University School of Law   2008 — 2009

University of Pennsylvania   1999 — 2003
Bachelor of Arts (B.A.)

Experience
Financial Industry Regulatory Authority   April 2014 - Present
Blue Haze Technologies, LLC   January 2008 - Present
EPAM Empathy Lab  July 2011 - April 2014
G2 Worldwide  August 2006 - July 2011
Guilford College  May 2000 - August 2006
Stream Technology Group   May 1998 - May 2000

Skills
Web Development, JavaScript, HTML 5, jQuery, CSS, Apache, Agile Methodologies, Web Design, Web Applications, User Interface, Front-end, XHTML, Information Architecture, Mobile Applications, Usability, JSON, XML, C#, ASP.NET, Java, User Interface Design, Git, Test Driven Development, Ruby on Rails, AJAX, Application Architecture, Design Patterns, CQ, APIs, Facebook API, SQL, IIS, TeamCity, SASS, Backbone.js, AngularJS, HTML5

Education
Guilford College   1995 — 1999
BS, Integrative Studies (Web Development)

Experience
Financial Industry Regulatory Authority   September 2013 - Present
427 7th Ave Buyer's Corporation   2006 - March 2014
Surkle Ventures, LLC (Tickle Sauce)   October 2010 - September 2013
FrontLine Compliance, LLC  January 2012 - August 2013
Citi  April 2011 - January 2012
Credit Suisse  July 2007 - April 2011
Credit Suisse  July 2007 - June 2010
Credit Suisse Subsidiary (Swiss American Securities Inc.)   July 2007 - December 2008
Citi  July 2003 - June 2007
UBS  1996 - 2003

Skills
Executive Management, Outstanding..., Managing Processes, Managing Meetings, Connecting People, Compliance, German, Risk Management, Management, Internal Audit, Strategy, Leadership, Budgets, Strategic Planning, Business Development, Training, Financial Services, CRM, Outsourcing, AML, Due Diligence, Human Resources, Fixed Income, Series 7, Securities, Trading, Financial Risk, Capital Markets, FINRA, Mutual Funds, Options, Equities, Mergers & Acquisitions, Investment Banking, Private Equity, Structured Finance, Derivatives, Emerging Markets, Structured Products, Securities Regulation, Portfolio Management, Investment Advisory, Financial Markets, Asset Management, Alternative Investments, Investments, Investor Relations, Private Banking, Financial Structuring, Operational Risk

Education
The French Culinary Institute   2011 — 2012
Grand Diplome, Classic Culinary Arts, Valedictorian

University of Mississippi   1988 — 1996
B.A. & M.Ed., German & Psychology (Magna Cum Laude)

University of Missouri-Columbia   1992 — 1992
German Master's

Friedrich-Schiller-Universität Jena   1991 — 1991
NA, German Language

Humboldt University of Berlin   1990 — 1990
NA, German Language

St. Mary's Dominican   1984 — 1988
High school diploma, College prep

St. Edward the Confessor

Experience
CapitalSource  May 2015 - Present
CapitalSource  July 2014 - May 2015
SunTrust Bank  September 2013 - July 2014
Steben & Company, Inc.   January 2013 - September 2013
Financial Industry Regulatory Authority   October 2012 - January 2013
Goucher College Office of Multicultural Affairs   September 2011 - May 2012
Goucher College  September 2011 - May 2012
Goucher College Office of Community Living   September 2009 - May 2012
Goucher College  September 2008 - May 2012
Goucher College  September 2011 - December 2011

Skills
Spanish, Research, Event Planning, Public Speaking, Editing, Facebook, Social Networking, Microsoft Office, Translation, Social Media, PowerPoint, Tutoring, Project Management, Teaching, Community Outreach, Conflict Resolution, Social Media Marketing, Higher Education, Management

Education
Goucher College   2008 — 2012
Business Management, Spanish

Goucher College   2008 — 2012
Bachelor of Arts, Business Management and Spanish

Universidad de Salamanca   2011 — 2011
B.A; B.A, Business Management; Business; SpanishSpanish

Experience
SunTrust Robinson Humphrey  March 2015 - Present
Financial Industry Regulatory Authority   September 2011 - March 2015
Franklin Templeton Investments  March 2008 - September 2011
Florida Highway Patrol  August 2007 - September 2011
Franklin Templeton Investments  July 2004 - March 2008
Franklin Templeton Investments  July 2003 - July 2004
Franklin Templeton Investments  July 2001 - July 2003

Skills
Mutual Funds, AML, Securities, Investments, Equities, Trading, Series 6, Alternative Investments, Financial Services, Financial Analysis, Business Analysis, Wealth Management, Investment Strategies, Asset Managment, Financial Modeling, Strategic Financial..., Investment Advisory, Business Strategy, Finance, Analysis, Financial Markets, Internal Audit, Fixed Income, Risk Management, Portfolio Management, Asset Management, Financial Risk, FINRA, Relationship Management, Internal Controls, Hedge Funds, Financial Reporting, Asset Allocation

Education
University of Phoenix   2003 — 2005
M.B.A., Global Management

Florida State University - College of Business   1997 — 2001
B.S., Finance/ Minor - Communications

Experience
Financial Industry Regulatory Authority   September 2011 - Present
Strategia Forte LLC   April 2010 - Present
URAC  February 2003 - March 2010
Ogilvy Public Relations Worldwide  2000 - 2002
RMR & Associates  1999 - 2000
ARAMARK  1998 - 1998
Buffalo Wild Wings  1995 - 1996

Skills
Leadership, Marketing Communications, Project Management, Strategic Planning, Strategy, Program Management, Strategic Partnerships, Management, Product Development, Strategic Communications, Business Strategy, Public Relations, Business Development, Marketing Strategy, Change Management, Public Speaking, Marketing, Agile Methodologies, Management Consulting, Product Management

Education
Georgetown University - The McDonough School of Business   2009 — 2011
MBA

Michigan State University
BA, Business

Experience
Financial Industry Regulatory Authority   2011 - Present
FINRA  2006 - 2011
MBNA  March 1997 - May 2005
KG Technologies   1995 - 1997
IBM LAB   1987 - 1994

Skills
SDLC, Software Configuration..., Continuous Integration, Continuous Delivery, Project Management, IT Strategy, Enterprise Software, Enterprise Architecture, Agile Methodologies, PMP, Management, Vendor Management, Configuration Management, Analysis, Agile Project Management, Software Project..., Project Portfolio..., Release Management, Requirements Analysis, Software Development, IT Management, Integration, PMO, Business Analysis, Requirements Gathering, SOA, Scrum, Governance, Visio, Business Intelligence

Education
Georgetown University   2010 — 2011
Certificate, Project Management

University of Toronto   1990 — 1993
Masters of Engineering, Industrial Engineering

University of Guelph   1986 — 1989
Masters of Science, Operations Research, Optimization

York University   1980 — 1986
Bachelors, Mathematics & Comp. Sci.

Experience
District of Columbia Public Schools (DCPS)   August 2014 - Present
Michelle In Training   December 2012 - January 2015
Financial Industry Regulatory Authority   February 2012 - March 2014
Accretive Health  December 2011 - February 2012
STi, Inc  January 2010 - July 2011
TSM Corporation  March 2009 - January 2010
Merrill Lynch  September 2007 - February 2009
Merrill Lynch  June 2006 - September 2007
Merrill Lynch  September 2004 - June 2006

Skills
PowerPoint, Outlook, Word, Policy Analysis, Logistics Management, Social Media, Problem Solving, Financial Analysis, Newsletters, News Writing, Public Relations, Research, Marketing Communications, Social Sciences, Social Networking, Government Procurement, Six Sigma, Persistence, Blogging, Dedication to..., Loyal, Microsoft Excel, Public Speaking, Domestic Violence..., Microsoft Word, Auditing, Finance, Customer Service, Accounting, Government, Nonprofits, Policy, Legal Writing

Education
Florida Agricultural and Mechanical University   2000 — 2004
Bachelors, Political Science

Experience
Cravath, Swaine & Moore LLP   September 2014 - Present
Cravath, Swaine & Moore LLP   May 2013 - August 2013
Financial Industry Regulatory Authority   September 2012 - December 2012
The Honorable Kevin N. Fox   June 2012 - August 2012
Cravath, Swaine & Moore LLP   June 2009 - June 2011
Woods Lonergan LLP   May 2007 - April 2009
White, Fleischner & Fino LLP   June 2008 - August 2008

Education
Fordham University School of Law   2011 — 2014
J.D., Magna Cum Laude, Order of the Coif

Tufts University   2005 — 2009
B.A., Magna Cum Laude

Experience
Financial Industry Regulatory Authority   2011 - Present
Amy Banet   February 2010 - Present
Klein Windmiller   1998 - 2012
Major, Lindsey & Africa   September 2008 - February 2010
Baum Stevens   1994 - 1997

Skills
Executive Search, Talent Acquisition, Technical Recruiting, Permanent Placement, Sourcing, Recruiting, Internet Recruiting, Benefits Negotiation, Applicant Tracking..., College Recruiting, Talent Management, Human Resources, Job Coaching, Interview coaching, Arbitration, Commercial Litigation, Employment Law, Bankruptcy, Civil Litigation, Temporary Placement, Management, Contract Recruitment, Interviews, Staffing Services, Mergers & Acquisitions, Leadership

Education
Fordham University School of Law   1982 — 1985
JD, law

Newcomb College- Tulane University   1978 — 1982
Bachelor of Arts (B.A.)

Oceanside high school

Experience
MUFG Americas  March 2015 - Present
Financial Industry Regulatory Authority   February 2011 - January 2015
Federal Reserve Bank of New York  August 2010 - February 2011
NTT Innovation Institute, Inc./KEANE   May 2010 - August 2010
Citi  March 2004 - March 2009
Parity Americas  August 2003 - March 2004
The Computer Merchant  March 2002 - October 2002
Vega Consulting  April 2001 - January 2002
Salomon Smith Barney  July 2000 - March 2001
Goldman Sachs & Co.   July 1996 - June 2000

Skills
Talent Acquisition, Applicant Tracking..., Technical Recruiting, Internet Recruiting, Contract Recruitment, Executive Search, Recruiting, Benefits Negotiation, College Recruiting, Candidate Generation, Sourcing, Job Descriptions, Search, Talent Management, Management, Human Resources, Personnel Management, Vendor Management, HR Consulting, PeopleSoft, Temporary Staffing, Permanent Placement, Succession Planning, Training, Workforce Planning, Hiring, Performance Management, Temporary Placement, Employee Relations, Employee Benefits, Building Relationships, Taleo, Onboarding, Cold Calling, Employee Engagement, SDLC, Information Technology, HRIS, Deferred Compensation, Screening Resumes, Recruitment Advertising, Resource Management, Resume Writing, Staffing Services, Staff Augmentation, CRM, Interviews, Financial Services, HR Policies, Screening

Education
Hobart and William Smith Colleges   1979 — 1983
BA, Psychology, Child Development and Women's Studies

Islip High School

Islip High School

Experience
U.S. Securities and Exchange Commission   May 2015 - August 2015
Kings County District Attorneys Office  September 2014 - December 2014
Financial Industry Regulatory Authority   May 2014 - August 2014
Mintz Group  April 2011 - August 2013
International Crisis Group  September 2010 - April 2011
New York University  October 2007 - August 2010

Education
Fordham University School of Law   2013 — 2016

New York University   2006 — 2010
Bachelor of Arts (B.A.)

Horace Greeley High School   2002 — 2006

Experience
Financial Industry Regulatory Authority (FINRA)   May 2015 - Present
Financial Industry Regulatory Authority   May 2014 - May 2015
University of Miami  May 2012 - May 2014
Financial Industry Regulatory Authority   January 2014 - April 2014

Skills
Microsoft Excel, Research, Strategic Planning, Public Speaking, Negotiation, Securities Regulation, Capital Markets, Professional Writing, Securities Arbitration, United States Equity..., Market Manipulation..., Interrogation, Financial Investigation, Statistical Data...

Education
Harvard University   2007 — 2010
B.A. Philosophy

University of Miami School of Law   2011 — 2014
Doctor of Law (J.D.), Graduate with Academic Honors, May 2014

Experience
Gardner Financial Services/ Gardner Advisors   September 2015 - Present
Barrington Capital Management, Inc.   February 1988 - Present
Barrington Capital Management, Inc.   2010 - Present
Financial Industry Regulatory Authority   August 2009 - Present
Barrington Capital Management, Inc.   August 2014 - Present
National Futures Association  February 2012 - Present
Barrington Capital Management, Inc.   June 2006 - Present
thinkorswim by TD Ameritrade, Inc.   June 2006 - August 2010
Raymond James Financial Services, Inc.   April 1998 - June 2004
Shearson Lehman American Express  February 1985 - September 1987

Skills
Securities Expert..., Fiduciary Management, Investments, Certified Fraud Examiner, Financial Expert Witness, Fiduciary Standards of..., Securities, Investment Advisory, Arbitration, Mediation, Securities Arbitration, FINRA, Securities Fraud, Advanced Investment..., High-Impact..., Litigation Support, Portfolio Hedging, Registered Securities..., Expert Witness, Portfolio Management, Wealth Management, Fraud Detection, Options, Discovery Review &..., Litigation Consulting, Registered Options..., Investment Management, Asset Managment, Fixed Income, Financial Services, Strategic Financial..., Equities, Fixed Annuities, Retirement Planning, Due Diligence, Wealth Management..., Financial Advisory, Asset Management, Insurance, Stocks, Risk Management, Alternative Investments, Hedge Funds, ETFs, Credit & Debit Spreads, Stock Collars, Preferred Stocks, High Net Worth..., Commodities and Futures..., Mutual Funds

Education
Hamline University School of Law   2011 — 2014
Arbitration & Mediation Certificate, U.S. Arbitration Law and Practice Mediation

FINRA   2009 — 2010
FINRA Dispute Resolution Arbitrator, Dispute Resolution, Qualified through the National Arbitration and Mediation Committee - FINRA

International Association of Registered Financial Consultants   1997 — 1997
Registered Financial Consultant (RFC), Financial Planning

The American College   1983 — 1991
Life Underwriter Training Council Fellow, Insurance Risk Management

The American College   1982 — 1991
LUTCF, Financial Services

Experience
Financial Industry Regulatory Authority   April 2012 - August 2014
Eccleston & Wolf, P.C.   October 2010 - March 2012
Maryland Circuit Court   August 2009 - September 2010

Skills
Capital Markets, Legal Research, Due Diligence, Analysis, Microsoft Office, Equities, Marketing, Financial Analysis

Education
Georgetown University - The McDonough School of Business   2014 — 2016

The Catholic University of America, Columbus School of Law   2006 — 2009

Penn State University   2001 — 2005

Experience
Morgan Stanley  October 2014 - Present
NewDay Financial  March 2012 - July 2014
OLEDIX Technologies, LLC   September 2011 - January 2012
Financial Industry Regulatory Authority   July 2010 - August 2011

Skills
Event Planning, Event Management, Marketing, Customer Service, Social Media, Business Development, Training, Sales, Advertising, Start-ups, Team Building

Education
University of Maryland College Park   2008 — 2010
Bachelors, American Studies, Communications

Georgia Southern University   2006 — 2008
Marketing

Experience
Financial Industry Regulatory Authority   2013 - Present
Financial Industry Regulatory Authority   2010 - 2013
The Catholic University of America, Columbus School of Law  August 2010 - December 2010

Education
The Catholic University of America, Columbus School of Law   2007 — 2010
Doctor of Law (JD), Securities Regulation

Franklin & Marshall College   2001 — 2005
Bachelor of Arts (BA), Business Management; Public Policy

Experience
Financial Industry Regulatory Authority   June 2014 - 2015
New England Law Boston  January 2014 - May 2014
Greater Boston Legal Services  May 2013 - August 2013
Crisis Services for the City of Toronto   April 2012 - August 2012
Randstad  January 2012 - April 2012
Victoria's Secret/ La Senza   2007 - 2010

Skills
Research, Legal Research, Microsoft Office, Public Speaking, Teamwork, Customer Service, Legal Writing, PowerPoint, Mediation, Nonprofits, Microsoft Excel, Community Outreach, Time Management, Leadership, Project Management, Event Planning, Legal Compliance, Negotiation, Internal Controls, Claim Investigation, Complaint Investigations, STAR, Email Review

Education
New England School of Law   2012 — 2015
Doctor of Law (JD), Law

AICPA   2014 — 2015
Certificate,, Forensic Accounting

Wilfrid Laurier University   2006 — 2011
Psychology & Women and Gender Studies

Harvard Law School
Harvard Mediation Program

Experience
Financial Industry Regulatory Authority   July 2011 - Present
Gettysburg College G-Tech   August 2010 - May 2011
Gettysburg College Psych Dept   July 2010 - May 2011
Sigma Chi Theta Chapter   November 2009 - November 2010
Strickland Enterprises   June 2010 - August 2010
Merion Cricket Club  May 2009 - August 2009
Episcopal Academy  June 2003 - August 2009
GameStop  May 2008 - August 2008

Skills
Java, HTML, Hudson, C++, XML, SQL, JUnit, WebDriver, Selenium Testing, Eclipse, Agile Methodologies, Ant, Experimental Design, Psychology, Windows, Microsoft Office, Computer Network..., Automated Software..., Software Quality..., Version Control, Jenkins, Maven, C#, Tomcat, IntelliJ IDEA

Education
Gettysburg College   2007 — 2011
Bachelor of Arts, Computer Science; Psychology

Experience
Financial Industry Regulatory Authority   2012 - 2013
Frederick County Government  April 2009 - August 2012

Education
Frostburg State University   2008 — 2012
Bachelor's degree, Liberal Arts and Sciences/Liberal Studies

Experience
Financial Industry Regulatory Authority (FINRA)   August 2014 - Present
Financial Industry Regulatory Authority   June 2012 - August 2014
O'Melveny & Myers LLP   October 2004 - June 2012
Veridian  September 1999 - May 2003
Veridian  October 1998 - September 1999

Skills
Litigation, Commercial Litigation, Civil Litigation, Legal Writing, Corporate Governance, Arbitration, Legal Research, Securities Regulation, Management, Settlement Agreements, Negotiation

Education
George Mason University School of Law   2000 — 2004
J.D.

The College of William and Mary   1992 — 1996
B.S., Geology

Experience
Brantley Security Services  February 2014 - June 2015
Financial Industry Regulatory Authority   July 2006 - February 2013
Guardsmark  December 2004 - July 2006
CES Security, Inc.   December 2003 - February 2005
Village in the Woods L.P.   July 2002 - December 2003

Skills
Security Operations, Surveillance, Security Management, Physical Security, Criminal Justice, Corporate Security, Microsoft Excel, Microsoft Office, Internal Investigations, Public Speaking, Access Control, Investigation, CCTV, Executive Protection, Loss Prevention, Policy, Security Clearance, Security, Disaster Recovery, Risk Assessment, Training, Program Management, Fraud, Vulnerability Assessment, Business Continuity, Crisis Management, Business Continuity..., Leadership, Risk Management

Education
Northeastern University   1997 — 2002
Bachelor of Science (BS), Criminal Justice and Corrections

Frederick Community College
Computer and Information Systems Security/Information Assurance

Burnt Hills
High School

Experience
U.S. Department of the Treasury   January 2014 - April 2014
Financial Industry Regulatory Authority   May 2013 - August 2013
Harvard Business School  October 2010 - February 2012
Nomura  June 2011 - August 2011
Bank of New York Mellon  June 2009 - August 2009
The Bank of New York  June 2007 - August 2007

Education
Georgetown University Law Center   2012 — 2015
Doctor of Law (JD)

Harvard University   2008 — 2012
Bachelor of Arts, Government & Philosophy, w/ Secondary Field in Economics, Magna cum laude, PBK (Top 10%)

Regis High School   2004 — 2008
Regents Diploma

Experience
GarMark Partners   December 2014 — Present
Children of Illyria Foundation   2014 — Present
FGI Finance  January 2012 — November 2014
APEN (Albanian Professionals and Entrepreneurs Network)   August 2011 — 2013
Financial Industry Regulatory Authority   July 2010 — January 2012

Skills
Due Diligence, Credit, Finance, Valuation, Mezzanine, Private Equity, Venture Capital, Financial Analysis, Financial Modeling, Mergers & Acquisitions, Credit Analysis, Management, Underwriting, Financial Risk, Asset Based Lending, Real Estate Investor, Distressed Debt, Investment Banking, Fixed Income, Equities, Foreign Exchange, Risk Management, International Lending

Education
Fordham University   ... — 2010
Bachelor of Science, Magna Cum Laude, Finance

Experience
Barclays Investment Bank  August 2015 - Present
Dechert LLP  October 2013 - July 2015
Financial Industry Regulatory Authority   August 2012 - December 2012
Dechert LLP  May 2012 - July 2012
Hon. Dora L. Irizarry   May 2011 - August 2011

Education
Fordham University School of Law   2010 — 2013

Georgetown University   2004 — 2008
Bachelor of Arts (BA), Political Science and Government

Experience
ELM Associates   September 2004 - Present
General Dynamics Information Technology  March 2008 - May 2012
Nasdaq  January 2000 - August 2004
Financial Industry Regulatory Authority   February 1992 - December 1999
Deloitte  November 1987 - January 1992
CGI (formerly American Management Systems, Inc.)   June 1984 - October 1987
WTOP Radio  1982 - 1987

Skills
Online Marketing, Strategy, Product Management, Product Development, New Product Roll Out, Digital Marketing, Social Media, Strategic Planning, SaaS, Leadership, Marketing, Social Media Marketing, Content Strategy, Management, Team Building, SEO, SEM, Marketing Communications, Facebook, CRM, Social Media Strategist, Budgets, Online Advertising, Public Relations, Website Development, Email Marketing, Corporate Branding, Product Marketing, Radio Host

Education
Vanderbilt University - Owen Graduate School of Management   1982 — 1984
Master of Business Administration (M.B.A.)

Freed-Hardeman University   1978 — 1982
Bachelor of Arts

Experience
Curtis, Mallet-Prevost, Colt & Mosle LLP   October 2012 - Present
Financial Industry Regulatory Authority   January 2012 - April 2012
RBC Capital Markets  June 2011 - August 2011
Commercial Division, New York State Supreme Court   May 2010 - August 2010
Raines International  March 2007 - July 2009

Education
Fordham University School of Law   2009 — 2012
JD, Order of the Coif, Magna Cum Laude

University of Southern California   2002 — 2006
BA, Communications, Cum Laude

Experience
Financial Industry Regulatory Authority   December 2012 - Present
FINRA  June 2008 - February 2013
Laundry Connect, Inc.   September 2005 - May 2008
NASD  June 2007 - August 2007
Northwestern Mutual  January 2007 - May 2007
Merrill Lynch  May 2006 - August 2006

Skills
Financial Modeling, Securities, Financial Analysis, Bloomberg, Valuation, Equities, Fixed Income, Due Diligence, Capital Markets, Business Analysis, Economics, Microsoft Office, Management

Education
University of Maryland - Robert H. Smith School of Business   2010 — 2013
Master of Business Administration (MBA), Finance, General

Franklin & Marshall College   2004 — 2008
Business/Government, Economics

St. Augustine Prep   2000 — 2004

Experience
K2 Intelligence  May 2015 - Present
Goldman Sachs  December 2014 - March 2015
Beacon Hill Staffing Group  September 2014 - November 2014
Epiq Systems  May 2014 - August 2014
Robert Wray PLLC   January 2013 - August 2013
Financial Industry Regulatory Authority   February 2012 - May 2012
Federal Trade Commission  September 2011 - January 2012
Telecommunications Management Group, Inc.   January 2011 - September 2011
U.S. Department of State   July 2008 - August 2009

Skills
Legal Research, Legal Writing, Litigation, Policy Analysis, Westlaw, Public Policy, Policy, Legal Issues

Education
George Mason University School of Law
J.D., Law

Korea University
Certificate, Korean language

The University of Georgia
B.A., international affairs; Spanish

Universidad de Cádiz
Spanish literature and linguistics

Experience
Financial Industry Regulatory Authority   May 2013 - Present
Office of Administrative Trials & Hearings  October 2011 - Present
National Association of Securities Professionals   2004 - Present
New York State Senate  January 2009 - January 2011
Goldman Sachs  December 2007 - December 2008
Barge Consulting, LLC   July 2006 - December 2007

Skills
Legal Writing, Capital Markets, Public Speaking, Securities Regulation, Corporate Governance, Litigation, Intellectual Property, Risk Management, Securities, Private Equity, Legal Research, Public Policy, Policy, Legislation, Venture Capital, Hedge Funds, Commercial Litigation, Civil Litigation, Corporate Law, Investments, Research, Due Diligence, Courts, Policy Analysis, Government, Administrative Law, Dispute Resolution, Legislative Relations

Education
University of Pennsylvania - The Wharton School   2004 — 2004
Pension Funds and Investment Management

Fordham University School of Law

Experience
Financial Industry Regulatory Authority (FINRA)   June 2014 - Present
Financial Industry Regulatory Authority   December 2011 - Present
Financial Industry Regulatory Authority   June 2010 - December 2011
NYSE Euronext  October 2008 - June 2010
American Stock Exchange  February 2007 - September 2008
FINRA Market Regulation   October 2004 - March 2007
Beacon Financial Advisors   2002 - 2004

Skills
Options, Trading, FINRA, Securities, Securities Regulation, Equities, Financial Regulation, Derivatives, Financial Services, Series 7

Education
Hobart and William Smith Colleges
BA, English, Economics

Experience
Fidelity Investments  August 2014 - Present
Financial Industry Regulatory Authority   December 2003 - July 2014
American Stock Exchange  July 2001 - December 2003
AXA  June 2000 - July 2001

Education
Frostburg State University   1997 — 2000

Experience
Evercore  June 2015 - Present
Citi  July 2013 - May 2015
Financial Industry Regulatory Authority   March 2010 - May 2011
Standard & Poors Financial Services LLC   February 2008 - February 2010
Ameriprise Financial Services, Inc.   June 2006 - January 2008

Education
Georgetown University - The McDonough School of Business   2011 — 2013
Masters in Business Administration

Georgetown University - The McDonough School of Business   2002 — 2006
Bachelor of Science, Finance & Marketing

The Chinese University of Hong Kong   2004 — 2005
Non-Degree, International Studies Program

Experience
Sandler O'Neill & Partners, L.P.   October 2014 - Present
Financial Industry Regulatory Authority   December 2010 - October 2014
Morgan Stanley  April 2006 - December 2010
Main Street Wine Cellars   June 2002 - January 2006

Skills
Equities, Fixed Income, Business Analysis, Project Management, FINRA, Securities, Securities Lending, Settlement, Finance

Education
Texas A&M University   2011 — 2016
Master of Business Administration (MBA), Finance, General

Fordham University   2008 — 2010

Philadelphia University   1998 — 2002
BS, Finance and Entrepreneurial Studies

Experience
Financial Industry Regulatory Authority   December 2013 - Present
Edifice Information Management  June 2011 - December 2011
MedImmune  October 2013 - December 2013
SPS Commerce  June 2011 - October 2013
Symplicity Corporation  September 2008 - June 2011
Driven Inc  June 2007 - September 2008

Skills
Business Analysis, Business Intelligence, Data Warehousing, Requirements Gathering, QlikView, QlikView Development, Data Analysis, SQL, Databases, Microsoft SQL Server, Testing, Software Development, C#, PHP, MySQL, Access, SDLC, Informatica, JavaScript, Oracle, Requirements Analysis, ETL, Scrum, Microstrategy, MS SQL Server 2008, Unix, Salesforce.com, Oracle SQL, Project Management, Analysis, JIRA, Toad, Balsamiq Mockups, Wikispaces

Education
University of Northern Virginia   2006 — 2008
Masters, Computer Science

George Mason University   2006 — 2006

Jawaharlal Nehru Technological University   2001 — 2005
B.Tech, Computer Science and Information Technology

Little Flower Junior College   1999 — 2001
High School, Maths, Physics & Chemistry

Dwaraka High School   1996 — 1999
High School, Mathematics, Physics and Chemistry

Experience
Howard University School of Law  October 2012 - June 2014
E1   June 2011 - June 2013
Financial Industry Regulatory Authority   2010 - 2010
GE Capital  2004 - 2007

Skills
Financial Modeling, Financial Analysis, Corporate Finance, Finance, Valuation, Risk Management, Investments, Securities, Portfolio Management, Due Diligence, Strategic Financial..., Bloomberg, Analysis, Equities, Banking, Solutions Focused, Delivering Results, Management, Self-starter, Private Equity

Education
Howard University School of Law   2007 — 2010
Doctor of Law (JD)

Florida State University - College of Business   2001 — 2004
BS, Finance

Experience
Financial Industry Regulatory Authority   August 2013 - Present
Westat  2007 - August 2013
Medifacts International  2002 - 2007
Medifacts International (Shanghai Office)   1998 - 2002

Skills
WCF, ASP.NET MVC, WPF, OOP, Silverlight, MVVM, Architecture, SAS, Data Management, SQL, SharePoint, Agile Methodologies, SDLC, Software Development, Microsoft SQL Server, Database Design, Oracle, Software Project...

Education
Fudan University   1994 — 1998
Bachelor of Science (BS)

Experience
Santander Consumer USA Inc.  May 2013 - Present
Financial Industry Regulatory Authority   September 2011 - December 2011
Banco Santander  February 2011 - July 2011
Garrigues  September 2010 - December 2010
Garrigues  November 2008 - May 2009
Endesa  July 2008 - September 2008

Skills
Corporate Law, Investments, International Law, Legal Research, Legal Advice, Litigation, Legal Writing, Commercial Litigation, Corporate Governance, Intellectual Property, Legal Assistance, Civil Litigation, Asesoría jurídica, Asistencia jurídica..., Demandas judiciales, Derecho civil, Derecho internacional, Derecho de sociedades, Diligencia debida, Derecho mercantil, Elaboración de..., Español, Gobierno corporativo, Inglés, Investigación jurídica, Microsoft Office, Propiedad intelectual

Education
Fordham University School of Law   2011 — 2012
Master of Laws (LL.M.), Banking, Finance and Corporate Law, Cum Laude

Universidad Francisco de Vitoria   2004 — 2010
Licenciatura en Derecho y Administración y Dirección de Empresas, 2,57

Universidad Francisco de Vitoria   2004 — 2009
Licenciatura, Derecho, 3.5

Experience
Financial Industry Regulatory Authority   March 2009 - Present

Education
Franklin & Marshall College   1997 — 2001
BA

Experience
NPR  May 2014 - Present
American Public University System  March 2012 - May 2014
Financial Industry Regulatory Authority   September 2003 - March 2012
Fannie Mae  August 2002 - September 2003
MedContrax   September 2000 - February 2002
US Census Bureau  September 1998 - January 2001

Skills
WinRunner, QTP, LoadRunner, Test Automation, Quality Center, Agile Methodologies, VBScript, Scrum, VSS, SDLC, Hudson, CVS, XML, SQL, Ant, Jenkins, Quality Assurance, Software Quality..., Test Automation..., Test Design, Test Strategy, Manual Testing, System Testing, Testing, Test Cases, Continuous Integration, Test Planning

Education
Towson University   1992 — 1994
English, General

Harford Community College   1990 — 1991
Business, English, General

Experience
U.S. Securities and Exchange Commission   September 2014 - Present
US Securities and Exchange Commission  May 2013 - August 2013
Financial Industry Regulatory Authority   January 2013 - May 2013
Brooklyn Legal Services Corp. A  June 2012 - August 2012
J.P. Morgan   July 2008 - August 2011
Pricewaterhouse Coopers  June 2007 - August 2007

Skills
Hedge Funds, Investment Banking, Options, Fixed Income, Prime Brokerage, Series 7, Capital Markets, Due Diligence, Legal Writing, Alternative Investments, Private Equity, Westlaw, Financial Modeling, Equities, Derivatives, Valuation, Legal Research, Securities, Trading, Bloomberg, Financial Analysis, Corporate Law, Mergers & Acquisitions, FINRA, Securities Regulation, Financial Services, Private Placements, Corporate Governance

Education
Fordham University School of Law
J.D.

Villanova University
B.S., Finance & Accountancy w/ Classical Studies minor, cum laude

Experience
NASCUS   August 2013 - Present
FDIC  December 2011 - December 2012
Financial Industry Regulatory Authority   August 2011 - December 2011
Enterprise Community Partners  June 2011 - July 2011
JPMorgan Chase  July 2007 - May 2010

Skills
Legal Research, Westlaw, Securities, Legal Writing, Editing, Legal Issues, Securities Regulation

Education
George Mason University School of Law   2010 — 2013
Doctor of Law (J.D.)

The George Washington University   2003 — 2007
BA, International Affairs

Hong Kong International School

Experience
Financial Industry Regulatory Authority (FINRA)   September 2015 - Present
Financial Industry Regulatory Authority   November 2013 - September 2015
Scottrade  May 2013 - October 2013
Scottrade  November 2012 - May 2013
Scottrade Inc  June 2010 - November 2012
Scottrade  June 2009 - June 2010

Skills
Equities, Securities, Stocks, Bloomberg, Financial Analysis, PowerPoint, Critical Thinking, Microsoft Word, Customer Service, Microsoft Office, Accounting, Fixed Income, Financial Modeling, Finance, Microsoft Excel, Series 7, Trading, Investments, Series 63, Options, Financial Services, Team Building, Public Speaking, Mutual Funds, Strategic Planning

Education
Fontbonne University   2006 — 2010
Bachelor of Science (BS), Business Administration, Finance & Accounting, 3.5 Cumulative GPA

Experience
Financial Industry Regulatory Authority (FINRA)   August 2013 - Present
Financial Industry Regulatory Authority   April 2012 - August 2013
Hewlett-Packard  August 2005 - April 2012
FINRA  2005 - 2010
United Healthcare  October 2004 - July 2005

Skills
Quality Assurance, Gap Analysis, Process Control, Testing, Requirements Analysis, Software Quality..., Test Automation, Manual Testing, SQL, User Acceptance Testing, SDLC, Agile Methodologies, Quality Center, Regression Testing, Test Planning, Oracle, Software Project..., Enterprise Architecture

Education
George Mason University   2002 — 2004
Master of Sciences

Osmania University   1997 — 2001
Bachelor of Engineering

Experience
McCabe Rabin, P.A.   November 2011 - Present
Bronster Hoshibata   April 2005 - October 2011
Financial Industry Regulatory Authority   1998 - 2005

Skills
Legal Research, Westlaw, Pleadings, Legal Writing, Civil Litigation, Trials, Document Review, Courts, Litigation Support, Commercial Litigation, Depositions, Legal Documents, Dispute Resolution, Arbitration, Securities Litigation, PACER, Paralegals

Education
Broward College
Associate of Science (A.S.), Legal Assistant/Paralegal

Florida Atlantic University

Experience
California Academy of Mediation Professionals  December 2011 - Present
Centinela Youth Services  July 2011 - Present
Financial Industry Regulatory Authority   May 2011 - Present
The Zeller Company   December 2006 - May 2011
Trust Company of the West  August 1992 - July 2005

Skills
Workshop Facilitation, Microsoft Excel, Nonprofits, Corporate Governance, PowerPoint, Mediation, Equities, Microsoft Office, Microsoft Word, Public Speaking, Customer Service, Research, Finance

Education
Pepperdine University School of Law   2011 — 2013
Master's in Dispute Resolution, Dispute Resolution: Mediation and Arbitration, 4.0 GPA

Harvard Business School   1980 — 1982
Master's in Business Administration, Graduated with Distinction

Trinity College   1976 — 1980
Master of Arts (M.A.), Economics, Distinction on Master's Project: An Econometric Critique of the CAPM

Middlebury College   1972 — 1976
Bachelor of Arts (B.A.), Economics, Highest Honors in Economics

Experience
Lynch Daskal Emery LLP  July 2014 - Present
Entwistle & Cappucci LLP  October 2012 - June 2014
Securities Litigation & Arbitration Clinic, Lincoln Square Legal Services   January 2012 - May 2012
Financial Industry Regulatory Authority   August 2011 - December 2011
McCormick & O'Brien LLP   May 2011 - August 2011
Oliver Storch, Esq.   May 2010 - July 2010

Skills
Litigation, Legal Writing, Westlaw, Securities Regulation, Legal Research

Education
Fordham University School of Law   2009 — 2012
Doctor of Law (J.D.), Law

Florida International University   2006 — 2008
Bachelor of Arts, Political Science & International Relations

Experience
Financial Industry Regulatory Authority   Law ClerkU.S. District Court for the Eastern District of VirginiaNovember 2008 - September 2009
Howrey LLP  September 2006 - October 2008

Education
Harvard Law School   2003 — 2006
J.D.

Morehouse College   1999 — 2003
B.A.

Experience
Financial Industry Regulatory Authority   January 2007 - Present

Skills
Equities, Securities, Capital Markets, Financial Analysis

Education
Fordham University   2009 — 2011
Master's degree, Economics

New York University   2002 — 2006
Bachelor of Arts (B.A.), Economics

Experience
Bank of America Merrill Lynch  July 2010 - Present
NYSE Euronext  October 2008 - July 2010
Financial Industry Regulatory Authority   March 2005 - October 2008

Education
Florida State University
Bachelor of Science (BS), Criminology

Georgetown University Law Center
Master of Laws (LL.M.), Securities and Financial Regulation

Seton Hall University School of Law
Doctor of Law (J.D.)

Experience
Financial Industry Regulatory Authority   April 2014 - Present
Proskauer Rose LLP  September 2003 - April 2014

Skills
Commercial Litigation, Litigation, Legal Writing, Legal Research, Appeals, Corporate Law

Education
Georgetown University Law Center   2000 — 2003
Doctor of Law (J.D.), cum laude

Experience
Financial Industry Regulatory Authority   July 2007 - March 2014
National Association of Securitties Dealers   1981 - 2007
U.S. Department of Labor   June 1980 - May 1981
Sedam & Herge, LLC   June 1979 - April 1980
Manhattan District Attorney's Office  August 1976 - July 1979

Skills
Litigation, Litigation Management, FINRA, Dispute Resolution, Securities Regulation, Securities Litigation, FCPA, Securities, Corporate Governance, Civil Litigation, Arbitration, Trials, Financial Regulation, Fraud, Broker-Dealer, SEC, Commercial Litigation, Due Diligence, Corporate Law, Criminal Law

Education
Georgetown University Law Center   1973 — 1976
Doctor of Law (J.D.), Law

Georgetown University College of Arts & Science   1969 — 1973
A.B., Political Science and Government

Experience
Comvest Partners  September 2012 - Present
TBC Corporation  October 2011 - September 2012
TBC Corporation  October 2011 - September 2012
Harch Capital Management   May 2010 - September 2012
Harch Capital Management   January 2010 - September 2012
Financial Industry Regulatory Authority   May 2011 - August 2011

Skills
Analysis, Finance, Investments, Credit, Fixed Income, Management, Financial Analysis, Financial Statements, Financial Modeling, Financial Reporting, Accounting, Due Diligence, Cash Flow, Portfolio Management, Funding, Private Equity, Corporate Finance, Mergers & Acquisitions

Education
Florida Atlantic University   2009 — 2012
Bachelor of Business Administration (B.B.A.), Accounting and Finance

Experience
Financial Industry Regulatory Authority   2005 - Present
FINRA Dispute Resolution  2004 - 2005
PricewaterhouseCooper IAC   2001 - 2002
Warner Brothers Studio Store  1999 - 2001

Skills
Calendaring, Reports, MS Excel Pivot Tables, Vlookup, Staff Development, Training, Google Docs, Records Management, Customer Service, Database Administration, Meeting Scheduling, Microsoft Word, Mail Merge, Mac, Travel Arrangements, Phone Screening, Supply Ordering, Tax Preparation, Manuals, Checklists, Adobe Acrobat, Concur, Turbo Tax, STAR, CRD, Process Improvement, Streamlining, Multi Tasking, Multicultural

Education
Fullerton College

Long Beach City College, CA

Santa Monica College Santa Monica, CA

Experience
The World Bank  September 2011 - Present
IFC - International Finance Corporation  September 2009 - September 2011
Financial Industry Regulatory Authority   March 2004 - August 2009
Wells Fargo  August 2002 - February 2004

Skills
International..., Corporate Finance, Risk Management, Policy Analysis, Corporate Governance, Strategy, Management Consulting, Economics, Financial Modeling, Financial Analysis, Analysis, Program Management, Project Management, Management, Strategic Planning, Finance

Education
Georgetown University - The McDonough School of Business   2007 — 2010
Master of Business Administration (MBA), Banking, Corporate, Finance, and Securities Law

Radford University - College of Business and Economics   1998 — 2002
Bachelor of Business Administration (BBA), Banking, Corporate, Finance, and Securities Law