Experience
Financial Industry Regulatory Authority (FINRA)   February 2015 - Present

Education
UCLA Anderson School of Management   2006 — 2008
MBA, Finance

Tel Aviv University   2001 — 2005
Graduate Study, Political Science

University of California, Los Angeles   1990 — 1994
BA, Communication Studies

James Whitcomb Riley High School   1986 — 1990
College Prep

Andrew Jackson Middle School   1984 — 1986
High School Prep

South Bend Hebrew Day School   1977 — 1983

Experience
Financial Industry Regulatory Authority (FINRA)   May 2015 - Present
Culver Capital Group  July 2013 - June 2014
Berkeley Recreational Sports Facility   September 2010 - December 2012
AmeriCorps - JusticeCorps  September 2011 - May 2012
City of Downey  2006 - 2010

Education
University of Michigan Law School
Juris Doctor Candidate, Banking, Corporate, Finance, and Securities Law

University of California, Berkeley   2009 — 2012
Bachelor of Arts, History & Political Economy

London School of Economics and Political Science   2012 — 2012
International Summer School

University of Cambridge   2011 — 2011
Pembroke-King’s Programme

Experience
University of Illinois at Chicago  November 2014 - Present
Financial Industry Regulatory Authority (FINRA)   May 2015 - August 2015
Indian Institute of Technology, Madras  December 2013 - May 2014
Indian Institute of Science  June 2013 - July 2013

Skills
C, C++, Java, Python, HTML, Algorithms, Machine Learning, Data Mining, Matlab, Git, Object Oriented Design, Programming, PL/SQL, SQL, MySQL, Neo4j, Graph Databases, Maven, Open Source Platforms, Linux, Docker, Social Network Analysis, JavaScript, Big Data, Algo

Education
University of Illinois at Chicago   2014 — 2016
Master's degree, Computer Science, 3.8

Thiagarajar College of Engineering   2010 — 2014
Bachelor of Technology (BTech), Information Technology, 8.85

Experience
Financial Industry Regulatory Authority (FINRA)   July 2015 - Present
Financial Industry Regulatory Authority (FINRA)   July 2014 - July 2015
Lake Waramaug Country Club   December 2010 - June 2014
Trinity College - Hartford  January 2014 - May 2014
Trinity College - Hartford  April 2013 - May 2014
Trinity College - Hartford  May 2011 - May 2014
Trinity College - Hartford  September 2010 - May 2014
Trinity College - Hartford  May 2013 - December 2013
Trinity College - Hartford  September 2012 - December 2013
Financial Industry Regulatory Authority  May 2013 - August 2013

Education
Trinity College-Hartford   2010 — 2014
Bachelor's Degree, Economics, Minor in French Studies

Kent School   2006 — 2010
High School

Experience
Boston Options Exchange  June 2014 - Present
Stanford University & University of California, Berkeley   2012 - June 2014
Financial Industry Regulatory Authority (FINRA)   2010 - 2012
NYSE Euronext  2005 - 2010
Archipelago Holdings (ACRA) / Pacific Stock Exchange (PSE)   1986 - 2006
Stanford University / University of California, Berkeley   1981 - 2001

Education
Rochester Institute of Technology
Executive MBA, Business Administration

University of Utah
Bachelor of Arts (B.A.) & Bachelor of Science (B.S.), Political Science and Government, Physical Education

Experience
Financial Industry Regulatory Authority (FINRA)   September 2015 - Present
The Albany Academies  June 2010 - August 2012
Merrill Lynch  April 2011 - May 2011

Skills
Event Planning, Fundraising, Microsoft Excel, Microsoft Word, Teamwork, Public Speaking, Customer Service, Social Networking, Social Media, Time Management

Education
The Catholic University of America   2011 — 2015
Bachelor's Degree, Finance, General

The Albany Academies   2007 — 2011

Experience
Regulatory Ridge, LLC   September 2012 - Present
Direct Edge, A BATS Global Markets Company  April 2011 - June 2012
RBC Capital Markets  June 2006 - May 2011
Financial Industry Regulatory Authority (FINRA)   January 2001 - May 2005

Skills
Securities, FINRA, Corporate Governance, Series 7, AML, Electronic Trading, Equities, Hedge Funds, Capital Markets, Equity Derivatives, Fixed Income, Financial Regulation, Series 24, Securities Regulation, Trading, Derivatives, Options, Prime Brokerage, Financial Markets, Alternative Investments, Financial Services, Series 63, Series 55, New Jersey State Bar..., Mutual Funds, Investments, ETFs, Bank Secrecy Act, Dodd-Frank, Asset Managment, Investment Advisor..., 1940 Act, Securities Exchange Act..., Alternative Trading..., Mergers & Acquisitions, Private Placements, Trading Systems, Management, Risk Management, Equity Trading, Anti Money Laundering

Education
Seton Hall University School of Law   2004 — 2008
Juris Doctor

University of Pennsylvania - The Wharton School   2006 — 2006
Certified Regulatory and Compliance Professional Program

Rutgers, The State University of New Jersey-Newark   1992 — 1996
Bachelor of Arts, Psychology, Sociology, History

Experience
Financial Industry Regulatory Authority (FINRA)   March 2010 - Present
WaMu Investments & JP Morgan Chase   March 2000 - March 2010

Skills
Investments, FINRA, Financial Services, Analysis, Finance, Asset Allocation, Securities, Series 7, Risk Management, Equities, Mutual Funds, Portfolio Management, Fixed Income, Financial Analysis, Asset Management, Financial Modeling, Series 63, Due Diligence, Investment Advisory, Capital Markets

Education
Shanghai Jiao Tong University
BS, Chemistry

University of California, Riverside - A. Gary Anderson Graduate School of Management
MBA, Finance

Experience
Financial Industry Regulatory Authority (FINRA)   December 2014 - Present
NYSE Euronext  April 2013 - December 2014
Gemini Systems  July 2012 - April 2013
Data Device Corporation  May 2011 - May 2012
Best Buy  August 2007 - August 2011

Skills
Java, SQL, Oracle SQL Developer, Eclipse, C, Amazon Web Services..., Hadoop, MapReduce, Git, Github, C++, Visual Studio, Microsoft Office, Linux, Unix, Unix Shell Scripting, Windows 7, Windows XP Professional, Mac OS X, Computer Science, A+ Certified, VHDL, Embedded Systems, Pspice, OrCAD Capture, ModelSim, Computer Vision, Computer Architecture, Computer Repair, Shell Scripting

Education
Stony Brook University   2007 — 2012
Bachelor of Engineering, Computer Engineering

Experience
Financial Industry Regulatory Authority (FINRA)   January 2013 - Present
CAPIS   March 2010 - January 2013
Trust Management Network  February 2009 - September 2009
Penson Financial Services, Inc  December 2007 - February 2009
1st Global Capital Corp.   March 2006 - June 2007
Penson Financial Services, Inc  November 1998 - March 2006

Skills
Equities, Securities, Bloomberg, Trading, Mutual Funds, Options, FINRA, Financial Markets, Financial Risk, FX Options, Finance, Financial Advisory, Series 7, Asset Allocation, Investments

Education
Southern Methodist University   1994 — 1998
Bachelor of Science, Economics w/ Financial Applications

Experience
Financial Industry Regulatory Authority (FINRA)   April 2015 - Present
WeDo Technologies  September 2014 - April 2015
SEAS Computing Facility   September 2012 - September 2014
The George Washington University  May 2011 - August 2012
The George Washington University  September 2010 - December 2011

Skills
Matlab, AutoCAD, Cisco IOS, Optical Network, Linux System..., TCP/IP protocols, Bash Scripting, Cisco Switches & Routers, C/C++ Programming, MySQL, PHP

Education
The George Washington University   2010 — 2012
MSc, Electrical Engineering (Communications and Networks)

Azad University   2002 — 2007
BSc, Electrical Engineering (Electronics)

Experience
Financial Industry Regulatory Authority (FINRA)   July 2015 - Present
Cruz Perez Law Office   January 2003 - Present
University of Puerto Rico  January 2007 - Present
University of Sacred Heart   January 2003 - May 2008

Skills
Litigation, Mediation, Legal Research, Civil Litigation, Employment Law, Criminal Law, International Law, Legal Assistance, Continuing Legal..., Professors, Conference Speaking, University Teaching, Lecturer, Courts, Legal Writing, Labor Relations, Employment..., Employment Contracts, Human Resources, Notary, Contract Law, Contract Negotiation, Personal Injury, Medical Malpractice, Cooperative Education, Pro-Bono Attorney, HIPAA, Public International Law, Private International..., Commercial Litigation, Corporate Law, Insurance Law, Intellectual Property, Juvenile Law, Microsoft Office, Microsoft Word, Outlook, Microsoft Excel, PowerPoint, Wordperfect, Apple OS, Mortgage Mediation, Dispute Resolution, Arbitration, Family Law, Constitutional Law, Torts, Administrative Law, Legal Advice, Appeals

Education
Interamerican University of Puerto Rico, School of Law   2014 — 2016
Master of Laws (LLM), Litigation and Alternative Dispute Resolution

Financial Industry Regulatory Authority   2015 — 2015
FINRA Dispute Resolution Arbitrator Training

Interamerican University of Puerto Rico School of Law   2006 — 2006
Mediator, Doctor in Law

Interamerican University of Puerto Rico School of Law   1998 — 2002
Doctor of Law (J.D.), Professor Assistant of Dr. Enrique Vélez in the Litigation and Evidence courses 01/02 to 05/02

Universidad Complutense de Madrid   2001 — 2001
Doctor of Law (JD), Professor Assistant of Dr. Enrique Vélez Rodríguez

Universidad Autónoma de Madrid   2000 — 2000
Doctor of Law (J.D.), International Public Law & Comparative Family Law between Spain and Puerto Rico

Universidad Autónoma de Madrid   1999 — 1999
Doctor of Law (J.D.), European Community Law, International Private Law

University of Puerto Rico   1992 — 1998
Bachelor of Science (BS), General Science

Colegio Calasanz   1986 — 1992
High School Diploma, High School/Secondary Diplomas and Certificates

Experience
QFC Regulatory Authority (QFCRA)   December 2010 - Present
Financial Industry Regulatory Authority (FINRA)   October 2009 - December 2010
CapitalSource Inc  November 2005 - October 2009
National Rural Utilities Cooperative Finance Corporation (NRUCFC)   August 1997 - November 2005

Skills
Capital Markets, Risk Management, Derivatives, Financial Risk, Financial Services, Investment Banking, Credit Risk, Securities, Treasury Management, Fixed Income, Portfolio Management, Corporate Finance, Asset Management, Credit, Market Risk, Structured Finance, Financial Analysis, Investments, Enterprise Risk..., Banking, Asset Managment, Financial Markets, FX Options, ALM, Valuation, Bloomberg, Private Equity, Due Diligence, Finance, AML, Cash Management, Operational Risk, Risk, Financial Modeling, Credit Analysis, Equities, Treasury, Macro-Prudential..., Micro-Prudential..., Bank Sector Superivision, Asset Management Sector..., Insurance Sector..., Macro-Prudential..., Securities Market..., Financial Industry...

Education
The George Washington University - School of Business   2000 — 2003
MBA, Corporate Finance & Investments, 3.4 / 4.0

University of Maryland - Robert H. Smith School of Business   1994 — 1997
BS, Corporate Finance, 3.8 / 4.0

Experience
Natl. Assessment of Educ. Progress (NAEP)   2008 - Present
Financial Industry Regulatory Authority (FINRA)   2005 - Present
Christine Klein Consulting   September 2013 - October 2013
St. Louis Science Center  June 2011 - August 2011
Tisdal Consulting   February 2005 - March 2011
City of Webster Groves  2006 - 2010
St. Louis Science Center  2004 - 2007

Skills
Non-profits, Editing, Microsoft Office, Teaching, Copy Editing, PowerPoint, Workshop Facilitation, Microsoft Excel, Training, Tutoring, Nonprofits, Instructional Design

Education
University of Missouri, St. Louis   1972 — 1974
M.S, Education

Southeast Missouri State University   1963 — 1967
B.S, Education

Experience
Wells Fargo Advisors  January 2013 - Present
Financial Industry Regulatory Authority (FINRA)   June 2015 - Present
Wells Fargo Advisors  December 2010 - Present
Wells Fargo Advisors  May 2008 - December 2010
Wells Fargo Advisors  December 2006 - May 2008
Wells Fargo Advisors  July 2004 - December 2006

Skills
Securities Regulation, Financial Services, Corporate Governance, Securities, Licensing, Investments, Due Diligence, Risk Management, Banking, Legal Research, Series 7, Legal Writing, FINRA, Corporate Finance, Series 63, Trading, Mutual Funds, AML, Financial Risk, Capital Markets, Wealth Management, Analysis, Finance, Series 24, Anti Money Laundering, Equities, Investment Advisory

Education
Saint Louis University School of Law
Juris Doctorate

Virginia Commonwealth University
BS

Experience
Financial Industry Regulatory Authority (FINRA)   January 2014 - Present
Financial Industry Regulatory Authority (FINRA)   September 2010 - January 2014
E*TRADE Financial  June 2009 - September 2010
E*TRADE Financial  May 2008 - June 2009

Skills
Securities, Bloomberg, Equities, Fixed Income, AML, FINRA, Financial Services, Bonds, Bloomberg Terminal, Finance, ETFs, Banking

Education
University of Maryland University College   2011 — 2015
Master's degree, Accounting and Financial Managmement

Towson University   2004 — 2008
Bachelor's degree, Business and Finance

Experience
Arista Air Conditioning Corp.  March 2011 - Present
Financial Industry Regulatory Authority (FINRA)   September 2009 - November 2009
Queens Public Library  June 2006 - August 2006
Personal Touch-Early Intervention Program   September 2003 - July 2004

Skills
Accounting, Auditing, Accounts Payable, Financial Statements, Analysis, Finance, Time Management, Microsoft Excel, General Ledger, Tax, PowerPoint, Corporate Finance, Microsoft Word, Accounts Receivable, Financial Analysis, Journal Entries, QuickBooks

Education
Queens College   2006 — 2010
Bachelor of Arts, Accounting

Robert F. Kennedy   2001 — 2006

Experience
Attorney at Law  January 2010 - Present
Neutral Arbitrator for FINRA   July 1990 - Present
Neutral Arbitrator for American Arbitration Association   July 1990 - Present
Financial Industry Regulatory Authority (FINRA)   August 2012 - April 2013
Wells Fargo Advisors, LLC  August 2009 - July 2010
Well Fargo Advisors, LLC, formerly Wachovia Securities   April 2004 - August 2009
Wells Fargo Advisors, LLC, formerly Wachovia Securities   September 2002 - April 2004
Carlile Patchen & Murphy LLP  January 2000 - September 2002

Skills
Legal Services, Arbitration, Alternative Dispute..., Securities, Securities Regulation, Litigation, FINRA, Mediation, Commercial Litigation, Dispute Resolution, Corporate Law, AML, Civil Litigation, Legal Research, Corporate Governance, Policy, Financial Services, Licensing, Legal Writing, Legal Assistance, Anti Money Laundering

Education
University of Oklahoma College of Law   1982 — 1985
JD with highest honors

Texas Christian University   1978 — 1981
BA Magna Cum Laude

Experience
Financial Industry Regulatory Authority (FINRA)   May 2015 - Present
Google  July 2013 - August 2014
iCreate Technologies   June 2013 - May 2014
YUVA Unstoppable  January 2012 - May 2014
YUVA Unstoppable - Microsoft Student Partners   May 2013 - April 2014
Skyward Techno Solutions Pvt. Ltd.   November 2012 - December 2012

Skills
Java, J2EE Web Services, Python, C, Apache Spark, MongoDB, Maven, Hadoop, Big Data, Scala, Oracle, JSP, Leadership, Java Servlet, AJAX, jQuery, Programming, Software Architecture, CSS, C++, Microsoft SQL Server, HTML, NetBeans, Eclipse, Entrepreneurship, Android, Windows, HTML 5, Networking, Visual Basic, Teamwork, MySQL, Web Design, Microsoft Office, JavaScript, HTML5, Video Production, C#, SQL, Databases, UML

Education
The University of Texas at Dallas   2014 — 2016
Master's degree, Computer Science, 3.67

Gujarat Technological University   2010 — 2014
Bachelor of Engineering (B.E.), Information Technology, 8.2/10

Gujarat Higher Secondary Education Board   2008 — 2010
H.S.C, Science, 81.8

Gujarat Secondary Education Board   2003 — 2008
S.S.C, 89.3

Experience
Financial Industry Regulatory Authority (FINRA)   July 2015 - Present
Financial Industry Regulatory Authority  July 2014 - July 2015
Pershing, a BNY Mellon company  June 2013 - August 2013
Financial Industry Regulatory Authority (FINRA)   May 2012 - August 2012
Financial Industry Regulatory Authority (FINRA)   January 2012 - May 2012

Skills
Work Ethic, Securities Regulation, Securities, Risk Management, Multitasking Skills, Microsoft Excel, Fixed Income, Financial Modeling, Financial Analysis, Finance, FINRA

Education
St. Francis College   2010 — 2014
Bachelor of Science (B.S.), Finance

Xaverian Highschool   2006 — 2010
Advanced Regents Diploma

Experience
Financial Industry Regulatory Authority (FINRA)   September 2014 - Present
Howard L. Stein, C.P.A., P.C.   September 2012 - August 2014
Office Depot  June 2012 - August 2012
Chick-fil-A  May 2012 - June 2012

Skills
Microsoft Office, Typing, Spanish-speaking, Microsoft Excel, PowerPoint, Microsoft Word, QuickBooks, Access, Outlook, Teamwork, Facebook, Time Management, Data Entry, Spanish, Customer Service, Microsoft Access, Microsoft Visio, Event Planning, Windows, Leadership, Visio

Education
Rutgers, The State University of New Jersey-New Brunswick   2010 — 2014
Bachelor of Science (B.S.), Accounting

Edison High School

Experience
Financial Industry Regulatory Authority (FINRA)   March 2015 - Present
Direct Edge  December 2011 - January 2015
Goldman Sachs  June 1999 - September 2011
GOLDMAN SACHS & CO  January 1999 - January 2011
Spear, Leeds & Kellogg, LP   January 1999 - January 2002
MetLife Small Business Center   February 1996 - June 1999
The Prudential Select Brokerage   December 1995 - February 1996

Education
Rutgers University   1990 — 1995
B.S., Finance

RUTGERS UNIVERSITY, School of Business
Bachelor of Science, Finance

Experience
Financial Industry Regulatory Authority (FINRA)   September 2015 - Present
Banco Popular de Puerto Rico  May 2015 - July 2015
AXA Advisors  February 2015 - May 2015
FMA UPRB Chapter   August 2014 - May 2015
Roma Limited   December 2012 - September 2014

Skills
Microsoft Office, PowerPoint, Customer Service, Research, Teamwork, Public Speaking, English, Team Leadership, Financial Analysis, Sales, Accounting, Microsoft Word, Social Media, Time Management, Spanish, Leadership, Analysis, Microsoft Excel, Access, Finance, Inventory Management, Retail

Education
Universidad de Puerto Rico   2010 — 2015
Bachelor of Business Administration (BBA), Finance

Experience
Financial Industry Regulatory Authority (FINRA)   September 2014 - Present
Rothstein Kass  October 2012 - June 2014
Systematic Financial Management  January 2010 - May 2012
PNC Financial Services Group  February 2007 - January 2010
Systematic Financial Management  July 2009 - December 2009

Skills
Accounting, Auditing, Excel, Assurance, Financial Statements, Private Equity, US GAAP, External Audit, Financial Audits, Financial Reporting, Hedge Funds, Retail Banking

Education
Rutgers, The State University of New Jersey-Newark   2010 — 2012
B.S., Accounting

Experience
Financial Industry Regulatory Authority (FINRA)   August 2014 - Present

Skills
Account Reconciliation, Cross Functional Team..., Customer Service, Interpersonal..., Market Research, Marketing Strategy, Microsoft Office, Public Relations, Social Media, PowerPoint, Time Management, Microsoft Word, Microsoft Excel, Sales, Public Speaking, Marketing, Training, Data Analysis, Internal Communications, Management

Education
Clayton State University   2008 — 2012
Bachelor of Business Administration (BBA), Marketing

Southern New Hampshire University
Currently Enrolled in Master’s Program

Experience
Financial Industry Regulatory Authority (FINRA)   January 2014 - May 2014
New Jersey Schools Development Authority- In House Counsel, Cost Recovery   May 2013 - August 2013
Law Offices of Sushella Verma   April 2013 - May 2013
The Honorable Wayne J. Forrest, Superior Court of NJ- Family Law Division   January 2013 - May 2013
Carrier Clinic  April 2011 - August 2012

Skills
Legal Writing, Legal Research, Lexis, Westlaw, Non-profit Volunteer, Public Speaking, Motions, Depositions, Hearings, Litigation, Trials, Mediation

Education
Seton Hall University School of Law   2012 — 2016
Doctor of Law (J.D.)

Rutgers, The State University of New Jersey-New Brunswick   2007 — 2011
Bachelor of Arts (B.A.), Psychology & Political Science

Experience
True Youth Inc.   January 2015 - Present
Financial Industry Regulatory Authority (FINRA)   November 2011 - Present
Prudential Financial  January 2006 - October 2011

Skills
Financial Reporting, Accounting, Financial Modeling, Risk Management, Financial Analysis, Corporate Finance, Sarbanes-Oxley Act, Internal Controls, Mutual Funds, Fixed Income, Securities, Auditing, FINRA, Finance, Financial Services

Education
Seton Hall University   2010 — 2013
Master of Business Administration (M.B.A.), Accounting and Management

University of Maryland Eastern Shore   2001 — 2005
Bachelor of Science (B.S.), Business Administration and Management, General

Experience
Financial Industry Regulatory Authority (FINRA)   May 2012 - Present
Arthur J. Gallagher & Co.   October 2007 - May 2012

Skills
Underwriting, Legal Liability, Employee Relations, Process Improvement, Banking, Risk Management, Risk Assessment, Change Management, Analysis, Insurance, Finance, Leadership, Management, Microsoft Office, Strategic Planning

Education
Tri-State University   1997 — 2001
Bachelor of Science, Management, Accounting

Experience
IEX Group, Inc.   July 2014 - Present
U.S. Securities and Exchange Commission   December 2012 - March 2014
U.S. Securities and Exchange Commission   September 2010 - December 2010
The Regulatory Fundamentals Group LLC  January 2009 - September 2010
Citigroup Global Markets, Inc.   July 2003 - November 2008
The Bond Market Association  May 2001 - July 2003
Morgan, Lewis & Bockius LLP   October 1999 - May 2001
Financial Industry Regulatory Authority (FINRA)   February 1996 - October 1999
Commodity Futures Trading Commission  August 1994 - February 1996
U.S. Securities and Exchange Commission   August 1989 - August 1994

Skills
Equities, Trading Systems, Capital Markets, Hedge Funds, Derivatives, Securities, Electronic Trading, Financial Markets, Series 7, Equity Trading, Market Data

Education
University of Michigan Law School   1981 — 1984
Juris Doctor (J.D.)

The University of Texas at Austin   1977 — 1981
Bachelor's Degree, Government and Psychology

Experience
Red Hat  February 2012 - Present
Red Hat  2006 - February 2012
Federal Reserve Bank of New York  August 2011 - January 2012
Goldman Sachs  August 2010 - July 2011
Financial Industry Regulatory Authority (FINRA)   August 2009 - October 2010
The Carlyle Group  September 2007 - August 2009
USA TODAY  October 2006 - September 2007
GSA  April 2006 - June 2006
CGI Federal  2005 - 2006
Rensselaer Polytechnic Institute  2003 - 2005

Skills
Tomcat, SOA, Linux, Java, Spring, Enterprise Architecture, C++, Software Project..., Agile Project Management, JBoss Application Server, REST, Web Services, Cloud Computing, Open Source, Web Applications, Agile Methodologies, Databases, System Architecture, Open Source Software, JBoss, Messaging Systems, Enterprise Integration, ERP/CRM, Clustering, Database Development, Technical Recruiting, Pre-sales, Product Marketing, Product Development, Technical Support, Financial Services, .NET, C#, Messaging Development, Red Hat Linux, Software Solution Sales, C++ Language, Sales Process, Sales Presentations, BPMN, Public Speaking, Agile Testing, Object Oriented Design, Web Design, Scalable Architecture, Scalability, High Availability..., Database Design, Relational Databases, Business Process...

Education
Rensselaer Polytechnic Institute   2002 — 2005
BS

Experience
Financial Industry Regulatory Authority (FINRA)   September 2014 - Present
Financial Industry Regulatory Authority (FINRA)   June 2014 - September 2014
Financial Industry Regulatory Authority (FINRA)   February 2011 - June 2014
Financial Industry Regulatory Authority (FINRA)   April 2007 - February 2011

Education
University of Maryland University College   2011 — 2012
Graduate Certificate, Project Management/Financial Management

University of Maryland University College   2009 — 2011
Master's degree, Marketing/Marketing Management, General

University of Maryland University College   2007 — 2009
Master of Business Administration (MBA), Business Administration and Management, General

Radford University   2003 — 2007
Bachelor of Science (B.S.), Communication and Media Studies

Experience
Financial Industry Regulatory Authority (FINRA)   July 2015 - Present
NYSERDA  May 2014 - May 2015
New York State Senate  January 2013 - May 2013
New York & Company  September 2012 - May 2013
Orange Regional Medical Center  June 2010 - August 2010

Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Photoshop, Social Media, English, Java, HTML, C, Community Outreach

Education
SUNY Albany   2011 — 2015
Bachelor's Degree, Business Administration and Management, General

Universidad de Deusto   2013 — 2013
International business and Spanish, Spanish and International Business

Experience
Financial Industry Regulatory Authority (FINRA)   September 2015 - Present
Financial Industry Regulatory Authority (FINRA)   May 2015 - August 2015
University of North Texas  August 2014 - May 2015
University of North Texas  November 2013 - August 2014
Banco de Bogota  July 2011 - July 2013
Fundacion Escuela Taller de Bogota   February 2010 - May 2010

Skills
Microsoft Office, Bloomberg, Data Analysis, Corporate Finance, Microsoft Excel, Microsoft Word, Research, Analysis, Business Strategy, English, Financial Analysis, PowerPoint, Spanish, Strategic Planning, Team Leadership, Teamwork

Education
University of North Texas   2013 — 2015
MS Finance

Pontificia Universidad Javeriana   2007 — 2011
Bachelor of Business Administration (BBA)

Texas A&M University-Corpus Christi   2010 — 2010
Bachelor of Business Administration (BBA), Academic Exchange Program

Experience
SIFMA  June 2015 - Present
DC Superior Court  January 2015 - April 2015
Financial Industry Regulatory Authority (FINRA)   September 2014 - November 2014
Lee & Ko  July 2014 - July 2014
DC Superior Court  May 2014 - June 2014
Mirae Asset Global Investments  August 2008 - August 2010
Daishin Securities  July 2006 - July 2008

Education
The George Washington University Law School   2013 — 2016
미국 법학

Korea University   2010 — 2012
English Language Education, Master of Arts (M.A.)

Korea University   2002 — 2006
English Education, Bachelor of Arts (B.A.)

Experience
Financial Industry Regulatory Authority (FINRA)   May 2015 - Present
FINRA  September 2006 - May 2015
Merrill Lynch  April 2005 - September 2006
Merrill Lynch  August 2001 - April 2005

Skills
Series 7, Uniform Combined State..., FINRA, Financial Risk, Investments, Trading, Securities, Equities, Financial Advisory

Education
Rutgers, The State University of New Jersey - Rutgers Business School   1998 — 2001
Bachelor's degree, Finance

Experience
State Street  September 2015 - Present
Financial Industry Regulatory Authority (FINRA)   May 2015 - August 2015
Lubin & Meyer, PC   January 2014 - August 2014
Brown Advisory Group   January 2012 - January 2014

Skills
Investments, Analysis, Leadership, Management, Legal Research, Finance, Microsoft Office, PowerPoint, Time Management, Microsoft Excel, Microsoft Word, Customer Service

Education
Suffolk University Law School   2014 — 2017
Juris Doctor

Roger Williams University   2010 — 2013
Bachelor of Science (BS), Business Administration and Management, General, Dean's List Recipient

Experience
Managed Funds Association  April 2015 - Present
U.S. House of Representatives   January 2015 - April 2015
U.S. House of Representatives   March 2014 - January 2015
U.S. House of Representatives   May 2012 - March 2014
Delta Strategy Group   January 2011 - December 2011
Commodity Futures Trading Commission  January 2010 - March 2010
US Securities and Exchange Commission  May 2009 - December 2009
Financial Industry Regulatory Authority (FINRA)   January 2009 - May 2009
Patton Boggs LLP  June 2006 - August 2007

Skills
Government, Legislative Research, Legislation, Policy, Public Policy, Legislative Affairs, Policy Analysis, Congress, Congressional Affairs, Securities Regulation, Political Science, Federal Government, Administrative Law, Corporate Governance, Legislative Policy, Consensus Building, Hedge Funds, Derivatives, Trade Associations, Legal Compliance, Legislative Relations, Politics, Futures

Education
The Catholic University of America, Columbus School of Law   2007 — 2010
J.D., Securities Law

University of Maryland College Park   1997 — 2001
Bachelor of Arts (B.A.), Political Science and Government

Experience
Financial Industry Regulatory Authority (FINRA)   March 2012 - Present
The St. Aloysius Education Clinic   March 2009 - November 2014
2010-2011 MERRILL LYNCH   February 2010 - May 2011
Merrill Lynch  March 2010 - April 2011
2009 ATTRACT JOBS NOW   July 2009 - January 2010
Attract Jobs Now   July 2009 - September 2009
Goldman Sachs & Company  July 2008 - September 2008
2008 GOLDMAN SACHS & COMPANY   July 2008 - September 2008
GOLDMAN SACHS & COMPANY  June 2008 - September 2008
Goldman Sachs & Company  June 2008 - September 2008

Skills
Finance, Financial Analysis, Due Diligence, Strategy, Investments, Management, Portfolio Management, Start-ups, Valuation, CRM, Leadership, Analysis, Financial Modeling, Business Planning, Team Management, Private Equity, Financial Services, Strategic Planning, Equities

Education
The Tuck School of Business at Dartmouth   2007 — 2009
MBA, General Management, Finance

University of Virginia   2000 — 2001
MS, Accounting

Syracuse University - Martin J. Whitman School of Management   1996 — 2000
BS, Accounting, Economics

Experience
Financial Industry Regulatory Authority (FINRA)   2014 - Present
Dickstein Shapiro LLP  2009 - 2014
Hogan & Hartson LLP  September 2006 - October 2009
Woodcock Washburn LLP  2002 - 2006

Skills
Litigation Support, Document Review, Litigation, Intellectual Property, Legal Research, Document Management, EDRMS, Project Management, Westlaw, Business Analysis, Trials, Legal Writing, Commercial Litigation, Civil Litigation

Education
The Catholic University of America, Columbus School of Law   1994 — 1997
Doctor of Law (JD)

BBCA

Experience
Financial Industry Regulatory Authority (FINRA)   July 2015 - Present
Financial Industry Regulatory Authority (FINRA)   July 2014 - June 2015
Hudson Valley Federal Credit Union  2010 - 2012
Capstone Advisory Group  2008 - 2009

Education
Passed all CFA exams, charter pending work experience

Northeastern University   2012 — 2014
Bachelor of Science (BS), Finance and Accounting

State University of New York at Albany   2005 — 2008

Experience
Financial Industry Regulatory Authority (FINRA)   September 2015 - Present
Greenberg Traurig, LLP  January 2013 - September 2015
Greenberg Traurig  March 2010 - January 2013
Greenberg Traurig, LLP  August 2003 - February 2010
Oppenheimer & Co.   September 2002 - August 2003
US Securities and Exchange Commission  May 2001 - August 2001
Cravath Swaine & Moore  1997 - 1999
M Den, Inc.   September 1993 - August 1997

Skills
Litigation, Commercial Litigation, Legal Research, Civil Litigation, Arbitration

Education
The George Washington University Law School   2000 — 2002
JD

University of Michigan   1993 — 1997
BA, Political Science

Port Huron Northern High School   1989 — 1993

Experience
Financial Industry Regulatory Authority (FINRA)   April 2015 - Present
FINRA  June 2010 - Present

Skills
Equities, Trading, Market Regulation, Market Surveillance, Hedge Funds, Capital Markets, Securities, Fixed Income, Trading Systems, Surveillance, Options, Electronic Trading, Risk Management, Derivatives, FINRA, Financial Markets, Equity Trading

Education
San Jose State University   2008 — 2010
MA, Linguistics/Computational Linguistics

San Jose State University
Master's degree, Linguistics/Computational Linguistics

Experience
Financial Industry Regulatory Authority (FINRA)   November 2014 - Present
Bingham McCutchen  August 2009 - November 2014
McKee Nelson LLP  February 2007 - July 2009
King & Spalding LLP  September 2000 - February 2007
Hon. William H. Pauley III, SDNY   April 2005 - September 2006
DLJ, now Credit Suisse   September 1999 - May 2000
Davis Polk & Wardwell LLP  October 1995 - July 1997

Skills
Securities Regulation, Litigation, Legal Research, Civil Litigation, Corporate Law, Commercial Litigation, Intellectual Property, Arbitration, Legal Writing, Corporate Governance

Education
Saint John's University School of Law   1997 — 2000
JD

University of Connecticut   1991 — 1995
BA, Politcal Science, English

Lauralton Hall   1987 — 1991

Experience
New York Life Insurance Company  December 2014 - Present
Financial Industry Regulatory Authority (FINRA)   April 2014 - December 2014
U.S. Department of the Treasury   June 2009 - April 2014

Education
The College of William and Mary - Marshall Wythe Law School   2006 — 2009

Utah State University - Jon M. Huntsman School of Business   2000 — 2006
B.S., Finance

Experience
Netorian LLC  March 2015 - Present
Chrissy M. Deener / Self Employed   November 2009 - Present
Kennedy Personnel Services/Essential Support Services   March 2010 - November 2014
Aetna  January 2014 - July 2014
Financial Industry Regulatory Authority (FINRA)   May 2006 - August 2008
U S Foodservice  June 2003 - May 2006
Greater Baltimore Medical Center  October 2000 - November 2002
T. Rowe Price  April 1991 - January 2000

Skills
Life & Health License..., Organizational..., Deferred Compensation, Employee Benefits, Employee Relations, Human Resources, Onboarding, Performance Management, Succession Planning, Talent Management, HRIS, Customer Service, Training, Recruiting, Applicant Tracking..., Talent Acquisition, College Recruiting, Workforce Planning

Education
Strayer University   2015 — 2017
Masters of Science, Health Services Administration/Public Health Management

Strayer University   2007 — 2012
BBA, HR Management

Experience
Financial Industry Regulatory Authority (FINRA)   September 2014 - Present
Freelance  January 2012 - Present
Susan G. Komen  September 2014 - September 2014
Group, Inc & George Washington University   June 2014 - June 2014
Sunset Lane Entertainment, LLC  May 2014 - May 2014
Portal-A Limited   April 2014 - April 2014
Discovery Communications  April 2014 - April 2014
WETA  March 2014 - March 2014
BET NETWORKS  March 2014 - March 2014
BET NETWORKS  January 2014 - January 2014

Skills
Cvent, Production Managment, Video Production, Television, Final Cut Pro, New Media, Entertainment, Microsoft Office, Digital Media, Avid Media Composer, Microsoft Excel, Microsoft Word, Adobe Creative Suite, Adobe Acrobat, Concur, Oracle Reports, Oracle Applications, Vectorworks, Apple Live Type, Cool Edit, Internet, Lexis Nexus

Education
The George Washington University   2014 — 2016
Meeting and Event Planning

Winston-Salem State University   2003 — 2007
Arts & Sciences, Mass Communications

Experience
Your Local Cousin   January 2015 - Present
Dress Jack   May 2014 - December 2014
Crispy Waffle & Frite, LLC.   June 2011 - July 2013
Road Stoves   June 2010 - September 2010
Bear Stearns  December 2006 - October 2008
Financial Industry Regulatory Authority  June 2004 - November 2006
Financial Industry Regulatory Authority (FINRA)   June 2003 - August 2003
Scholastic  June 2002 - August 2002
Merrill Lynch  June 2001 - August 2001

Skills
Financial Modeling, Valuation, Private Equity, Financial Analysis, Mergers, Business Strategy, Corporate Finance, Strategy, Competitive Analysis, Due Diligence, Venture Capital, Capital Markets, Entrepreneurship, Investment Banking, Investments, Mergers & Acquisitions, Marketing

Education
University of California, Los Angeles - The Anderson School of Management   2009 — 2011
Master of Business Administration (MBA), Marketing

New York University - Leonard N. Stern School of Business   2000 — 2004
Bachelor of Science (BS), Finance, General

Experience
Financial Industry Regulatory Authority (FINRA)   August 2010 - Present
CoStar Group  July 2009 - July 2010
RiskMetrics Group  September 2007 - July 2009
Institutional Shareholder Services  January 2002 - August 2007
Institutional Shareholder Services  February 1999 - December 2001

Education
University of Wyoming   1996 — 1998
MS, Economics

The American University of Paris   1994 — 1996
BA, International Economics

Experience
Financial Industry Regulatory Authority  May 2014 - Present
FINRA Investor Education Foundation   December 2013 - Present
Financial Industry Regulatory Authority (FINRA)   June 2007 - May 2014
NASD Regulation, Office of General Counsel   September 1997 - June 2007
Baker Botts  1995 - 1997

Education
The George Washington University Law School   2011 — 2014
Juris Doctor (J.D.)

The Catholic University of America   2010 — 2011
Doctor of Law (JD)

The Johns Hopkins University   2001 — 2005
MBA

University of Maryland College Park   1990 — 1993
BA, Government and Politics

Experience
Financial Industry Regulatory Authority (FINRA)   June 2015 - Present
Alaric Compliance Services, LLC  February 2015 - Present
Veritas Compliance, LLC   July 2014 - September 2015
Forethought Financial Group, Inc.   2012 - 2014
Prudential Financial  2007 - 2012
The Phoenix Companies  1997 - 2007
The Hartford  1994 - 1996
John Hancock Financial Services  1992 - 1994

Skills
Leadership, FINRA, Series 24, Securities, Series 63, Mutual Funds, Series 7, Insurance, Financial Services, Fixed Annuities, Series 6, Investments, AML, Investment Advisory, Process Improvement, Retirement, Retirement Planning, Risk Management, SEC, Securities Regulation, Variable Annuities, Due Diligence, Mergers & Acquisitions, Anti Money Laundering

Education
FINRA Institute at Wharton   2004 — 2006
Certified Regulatory and Compliance Professional

The American College   1996 — 2001
Chartered Life Underwriter

The University of Connecticut   1989 — 1992
Bachelor of Arts (B.A.), English Language and Literature/Letters

Experience
E*TRADE Financial Corporation  May 2015 - Present
Susquehanna International Group, LLP (SIG)   February 2014 - January 2015
E*TRADE Financial  February 2013 - February 2014
E*TRADE Financial Corporation  April 2008 - February 2013
Sentinel Management Group, Inc   January 2006 - September 2007
Financial Industry Regulatory Authority (FINRA)   December 2000 - January 2006
Merrill Lynch  May 2000 - December 2000

Skills
Securities, Series 7, FINRA, Series 24, Equities, Series 63, AML, Mutual Funds, Fixed Income, Trading, Options, Capital Markets, Investments, Investment Advisory, Hedge Funds, Financial Markets, Risk Management, Equity Trading, Financial Risk, Asset Management

Education
The University of Kansas
BS, Business

Experience
Financial Industry Regulatory Authority (FINRA)   March 2004 - Present

Education
Saint John's University
Bachelor of Science, Accounting

Experience
Cinotti & Stone LLP   May 2015 - Present
FMC TITLE AGENCY LLC   June 2015 - Present
Financial Industry Regulatory Authority (FINRA)   June 2015 - Present
Florida International University  August 2010 - Present

Skills
International Law, Immigration Law, Real Estate, Research, Business, Hospitality Law, Start-up Consulting, Restaurants, Hotels, Online Education, Educational Technology, Mergers & Acquisitions, Cruise Law, Travel Law, Corporate Governance, Sales, Due Diligence, Personal Injury, Spanish, Higher Education, Legal Writing, Litigation, Commercial Litigation, Policy Analysis, Arbitration, Management, Joint Ventures, Investment Properties, Westlaw, Licensing, Real Estate Transactions, Fundraising, Legal Research, Corporate Law, Commercial Real Estate, Nonprofits, Intellectual Property, Mediation, Policy, Politics, Employment Law, Tax, Public Policy, Appeals, Public Speaking, Courts, Civil Litigation, International Relations

Education
University of Miami School of Law   1992 — 1994
JD, Law

ICE- International Trade Commission   1989 — 1990
Certificate in International Trade, International Trade

Università degli Studi di Roma 'La Sapienza'   1985 — 1990
Bachelor's degree, International Law, Magna Cum Laude

Experience
Financial Industry Regulatory Authority (FINRA)   May 2015 - Present
Next Phase Legal LLC   January 2014 - Present
Law Office of Christopher W. McHallam   January 2009 - Present
Borchers Law Group, P.C.   2005 - 2009
Law Offices of Herbert S. Cohen   1998 - 2005
The Forum Corporation  1992 - 1995

Skills
Litigation, Civil Litigation, Commercial Litigation, Appeals, Family Law, Wills, Courts, Trial Practice, Personal Injury, Legal Research, Trusts, Estate Planning, Legal Writing, Criminal Defense, Business Litigation, Mediation, Domestic Relations, Guardianship, Real Estate, Trials, Alternative Dispute..., Corporate Law, Dispute Resolution, Wrongful Death, Hearings, Personal Injury..., Insurance Law, Torts, Arbitration, Real Estate Transactions, Product Liability, Medical Malpractice, Legal Assistance, Automobile Accidents, Public Liability

Education
Suffolk University Law School   1994 — 1997
JD, Law

UMass Amherst   1988 — 1991
BA, English

Experience
Financial Industry Regulatory Authority (FINRA)   March 2015 - Present
Trueex, Inc.   May 2014 - July 2014
New York Mercantile Exchange  November 1999 - September 2013

Skills
Equities, Derivatives, Options, Trading Systems, Bloomberg, Financial Services, Electronic Trading, Commodity, Financial Markets, Trading, Market Data, Hedging, Commodity Markets, Swaps, Technical Analysis, Back Office, Risk Management, Financial Regulation, AML, Middle Office, Dodd-Frank, Bloomberg Terminal, Proprietary Trading

Education
Queens College
Business Administration and Management, General

Experience
Financial Industry Regulatory Authority (FINRA)   May 2015 - August 2015
U.S. Court of Appeals   June 2014 - August 2014
Prairie State Legal Services Inc.  June 2013 - August 2013

Skills
Microsoft Word, Research, Microsoft Excel, Outlook, Microsoft Office, Appeals, Legal Writing, Social Media, PowerPoint, English, Legal Research

Education
University of Iowa College of Law   2012 — 2015
Juris Doctor (J.D.), Law

The University of Hong Kong   2008 — 2011
Bachelor of Economics and Finance, Economics and Finance

Experience
Financial Industry Regulatory Authority (FINRA)   January 2014 - Present
Mogavero, Lee & Co., Inc.   May 1989 - August 2014
Mogavero, Lee & Co., Inc   April 1989 - August 2014

Skills
Equities, Series 7, Trading, Securities, Investments, Microsoft Excel, Customer Service, Bloomberg, Regulatory Affairs, Management, 10b5-1 Plans, Writing, Vendor Management, Media Relations, Copy Editing, FINRA Rules, Trade Surveillance, Algorithm Development, Back Office, Highly detail oriented, IT Management, Commentary Letters, Trading Systems, Electronic Trading, Series 63, Series 24, Series 27, Series 55, ACT, NYSE Rules, LinkedIn, Capital Markets, Research, Professional..., Business Communications, Public Speaking

Education
Tufts University
Bachelor of Arts cum laude

Experience
Self  August 2014 - Present
Montalvo Arts Center  November 2012 - November 2014
Smith Barney, Self   2009 - 2014
Financial Industry Regulatory Authority (FINRA)   2000 - 2003
Smith Barney Citigroup  1982 - 2002
Quality Investments Inc   1982 - 1988

Skills
Leadership, Vision, Determination to Succeed, Novels, Mergers & Acquisitions, Fiction, Non-fiction, Financial Services, Short Stories, Imagination, Books, Management, Venture Capital, Finance, Private Equity, Public Speaking, Strategy, Strategic Planning, Mentoring, Social Media, Research

Education
Stanford University   2000 — 2003
BS, Anthropological Sciences, College overal: 3.91

G.E.D.
High School equivalency ... or close enough.

Experience
Financial Industry Regulatory Authority (FINRA)   July 2015 - Present
Financial Industry Regulatory Authority (FINRA)   November 2012 - Present
Goldman Sachs  August 1998 - April 2012
Valores Finamex   November 1995 - March 1998
Prudential Securities  1988 - 1995

Skills
Securities Lending, Equities, Prime Brokerage, Middle Office, Fixed Income, Hands-on Training, Mentoring New Hires, Superior Client Service, Change Management, Hedge Funds, Team Leadership, FX Options, Trading Systems, Settlement, Electronic Trading, Derivatives, Corporate Actions, Options, Capital Markets, Operational Risk..., Securities, Financial Markets, Back Office, Equity Trading, Risk Management, Equity Derivatives, Emerging Markets, Investment Banking, FINRA, Series 7, Alternative Investments, Structured Products, Swaps, Client Services

Education
Syracuse University   1984 — 1988
BS, Dual Major- Managerial Statistics and Marketing

Experience
NYSE Euronext  October 2012 - Present
Financial Industry Regulatory Authority (FINRA)   January 2012 - October 2012
Federal Reserve Bank  October 2011 - January 2012
prudential bache commodities  October 2009 - July 2011
Northern Trust Bank  September 2008 - October 2009
Prudential Financial  June 2002 - March 2008

Skills
FIX Protocol, UNIX,..., SQL Server, TOAD, Excel,, Data Warehousing

Education
Sardar Patel University   1993 — 1997
bachelor of science, computer

Experience
Financial Industry Regulatory Authority (FINRA)   May 2015 - Present
Newedge  September 2010 - February 2015
Kellner DiLeo   October 2006 - September 2010
LibertyView Capital Management  March 2004 - October 2006
LibertyView Capital Management  November 2003 - March 2004
Neuberger Berman  May 2003 - November 2003
Neuberger Berman  March 2002 - May 2003
UBS  July 2001 - March 2002
Fidelity Investments  May 1998 - July 2001

Skills
Securities Lending, Prime Brokerage, Equities, Bloomberg, Fixed Income, Alternative Investments, Asset Management, Back Office, Bloomberg Terminal, Bonds, Capital Markets, Collateral Management, Commodity, Corporate Actions, Derivatives, ETFs, Electronic Trading, Equity Derivatives, Equity Trading, FINRA, Financial Markets, Financial Risk, Financial Services, Foreign Exchange, Funding, Hedge Funds, Hedging, Investment Banking, Investment Management, Investments, Market Data, Market Risk, Middle Office, Mutual Funds, Operational Risk, Options, Portfolio Management, Proprietary Trading, Securities, Series 24, Series 63, Series 7, Settlement, Structured Products, Trading, Trading Systems

Education
St. Francis College   1997 — 2001
BS, Accounting, 3.75 GPA Magna Cum Laude

St Francis Prep High School   1993 — 1997

Experience
Financial Industry Regulatory Authority (FINRA)   April 2015 - Present
cme  April 1985 - April 2015
Coopers & Lybrand  1982 - 1984

Education
Southwestern University School of Law   1979 — 1982
juris doctorate, law

University of Illinois at Urbana-Champaign   1975 — 1979
bachelor of science, accountancy

Experience
Blue Cube IT, LLC   April 2014 - August 2014
Istream Solutions INC   November 2013 - May 2014
Financial Industry Regulatory Authority (FINRA)   November 2013 - January 2014
Ciena  October 2008 - October 2011
Wipro Technologies  August 2008 - October 2011

Skills
ClearCase, Core Java, Eclipse, XML, NMS, MySQL, PL/SQL, JSP, Java Enterprise Edition, TL1, JDBC, Shell Scripting, Servlets, Oracle SQL, EMS Management, TMN, EJB, HTML, Oracle SQL Developer, Hibernate, SONET/SDH, Solaris, Java Swing, J2EE Application..., J2EE Web Services, Spring, Structs, Spring Framework, Telelogic DOORS, FCAPS, XDR, DWDM/OTN, RMI, JUnit, REST, SOAP, JAXP, JAXWS, JAXRS, JAXB, JSON, Agile Methodologies, SC, Java Script, jQuery, Tomcat

Education
JSS Academy of Techinical Education ,Bangalore   2004 — 2008
Bachelor of Engineering (BE), Information Technology

Sri Bhagawan Mahaveer Jain College   2002 — 2004
PUC, Science Stream (Computer Science)

The East West School ,Bangalore   2000 — 2000
Standard 10th

Experience
Guggenheim Investments  April 2015 - Present
Gannett  August 2013 - Present
Baystate Computing   May 2013 - August 2013
Financial Industry Regulatory Authority (FINRA)   January 2013 - April 2013
Marriott International  January 2003 - December 2012
ExecuStay by Marriott   January 2002 - January 2003
BoozAllenHamilton  January 2001 - January 2002
The Continuum Company  January 1999 - January 2000
Lloyd's Bank  January 1998 - January 1999
Marks & Spencer, plc   January 1990 - January 1998

Skills
Software Documentation, Quality Assurance, User Acceptance Testing, Requirements Gathering, Testing, Business Process, Test Planning, System Testing, Program Management, Access, Project Management, Project Planning, Business Analysis, Requirements Analysis, SDLC, Agile Methodologies, Management, SharePoint

Education
Simmons College   1978 — 1982
Bachelor of Arts, Economics/Journalism

Experience
Financial Industry Regulatory Authority (FINRA)   August 2014 - January 2015
Rutgers Law School-Newark  January 2014 - January 2015
State of New Jersey Office of the Public Defender-ODS   June 2014 - August 2014
Rural Coaltion   June 2013 - August 2013

Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Photoshop, Social Media, Public Speaking, C++, English, Java, HTML, C

Education
Rutgers University School of Law - Newark   2013 — 2015

University of the District of Columbia - The David A. Clarke School of Law   2012 — 2013

Experience
Financial Industry Regulatory Authority (FINRA)   March 2014 - Present
Financial Industry Regulatory Authority (FINRA)   November 2011 - March 2014
Financial Industry Regulatory Authority (FINRA)   December 2010 - November 2011
Financial Industry Regulatory Authority (FINRA)   December 2005 - December 2010

Skills
Anti Money Laundering, FINRA, Financial Risk, Internal Controls, Operational Risk, Equities, Mutual Funds, Financial Services, Investments, Risk Management, Financial Regulation, Fixed Income, Securities

Education
Utica College   2007 — 2009
Master's Degree, Economic Crime Management

St. Francis College   1986 — 1990
Bachelor's Degree, Accounting

Experience
George Mason University  August 2014 - May 2015
Financial Industry Regulatory Authority (FINRA)   2014 - 2014
Financial Industry Regulatory Authority (FINRA)   2013 - 2013

Education
Purdue University   2015 — 2022