Montgomery Securities
Industry: Bank
DescriptionMontgomery Securities was an investment bank based in San Francisco, California, that specialized in high technology and health care sectors. The firm was founded in 1978 by Thom Weisel. The bank was acquired by NationsBank Corporation on June 30, 1997. Founder: Thom Weisel Founded: 1978 Headquarters: San Francisco, CA Successor: Banc of America Securities Ceased operations: 1997 Type of business: Investment banking
Montgomery Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Montgomery Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Montgomery Securities Employees
Employee
Years
Job
Industry
Doug Yokoyama Doug Yokoyama's Montgomery Securities Experience February 1990 - February 1993
Job Senior Vice President and Chief Information Officer at Advent Software
Industry Computer Software
Experience
Advent Software October 2012 - July 2015
Advent Software October 2010 - October 2012
Advent Software October 2009 - October 2010
Advent Software February 2003 - October 2009
ActionBase Software Solutions Ltd. June 2001 - February 2003
ProSight January 1999 - April 2001
Advent Software February 1993 - December 1998
Montgomery Securities February 1990 - February 1993
Thomas F. White and Co February 1989 - December 1989
Skills
Management, Change Management, Project Management, Business Analysis, Integration
Education
University of Delaware 1987 — 1989
Master of Arts (M.A.), International Relations
Juniata College 1983 — 1987
Bachelor of Arts (B.A.), International Studies
Kansai Daigaku Gaidai 1985 — 1986
Junior Year Abroad, Japanese Studies
Advent Software October 2012 - July 2015
Advent Software October 2010 - October 2012
Advent Software October 2009 - October 2010
Advent Software February 2003 - October 2009
ActionBase Software Solutions Ltd. June 2001 - February 2003
ProSight January 1999 - April 2001
Advent Software February 1993 - December 1998
Montgomery Securities February 1990 - February 1993
Thomas F. White and Co February 1989 - December 1989
Skills
Management, Change Management, Project Management, Business Analysis, Integration
Education
University of Delaware 1987 — 1989
Master of Arts (M.A.), International Relations
Juniata College 1983 — 1987
Bachelor of Arts (B.A.), International Studies
Kansai Daigaku Gaidai 1985 — 1986
Junior Year Abroad, Japanese Studies
Peter McGratty CFA Peter McGratty CFA's Montgomery Securities Experience August 1990 - January 1998
Job Helping Financial Advisors Build their Businesses & Prepare for Succession
Industry Financial Services
Experience
Pinnacle Advisor Solutions October 2009 - Present
Martin Thomas Wealth Management October 2008 - October 2010
SV Partners LLC January 2009 - September 2009
Calcine Management November 2004 - June 2008
Principled Capital Management October 2002 - March 2004
LENDX January 2000 - March 2002
NetProspect March 1999 - December 1999
Montgomery Securities August 1990 - January 1998
Sallie Mae 1987 - 1987
Skills
Financial Services, Wealth Management, Financial Planning, Investment Management, Asset Management, Portfolio Management, Asset Allocation, Tactical Asset..., Risk Management, Investment Advisory, Investments, Security Analysis, Equities, Hedge Funds, Finance, Strategy, Business Strategy, Direct Sales, New Business Development, Business Development, Strategic Partnerships, Marketing Management, Financial Accounting, Fundraising, Due Diligence
Education
Georgetown University 1986 — 1990
BSBA, Finance
Delbarton School 1980 — 1986
High School Diploma
Oak Knoll School 1977 — 1980
Pinnacle Advisor Solutions October 2009 - Present
Martin Thomas Wealth Management October 2008 - October 2010
SV Partners LLC January 2009 - September 2009
Calcine Management November 2004 - June 2008
Principled Capital Management October 2002 - March 2004
LENDX January 2000 - March 2002
NetProspect March 1999 - December 1999
Montgomery Securities August 1990 - January 1998
Sallie Mae 1987 - 1987
Skills
Financial Services, Wealth Management, Financial Planning, Investment Management, Asset Management, Portfolio Management, Asset Allocation, Tactical Asset..., Risk Management, Investment Advisory, Investments, Security Analysis, Equities, Hedge Funds, Finance, Strategy, Business Strategy, Direct Sales, New Business Development, Business Development, Strategic Partnerships, Marketing Management, Financial Accounting, Fundraising, Due Diligence
Education
Georgetown University 1986 — 1990
BSBA, Finance
Delbarton School 1980 — 1986
High School Diploma
Oak Knoll School 1977 — 1980
Colin Born Colin Born's Montgomery Securities Experience 1997 - 1999
Job VP Corporate Development and IR at GoPro
Industry Consumer Electronics
Experience
GoPro 2014 - Present
Qualcomm 2011 - 2014
Atheros Communications 2005 - 2011
Partech International 2002 - 2005
Chahaya Optronics 2000 - 2002
Montgomery Securities 1997 - 1999
Robertson Stephens 1996 - 1997
Mellon Bank 1994 - 1996
Skills
Strategic Partnerships, Start-ups, Semiconductors, Corporate Development, Private Equity, Venture Capital, Mergers & Acquisitions, Business Development, Product Management, Strategy, Competitive Analysis, Equity Research, Go-to-market Strategy, Investor Relations, Strategic Planning, Product Marketing, Licensing
Education
Columbia Business School 1999 — 2001
MBA
Claremont McKenna College 1989 — 1994
BA
GoPro 2014 - Present
Qualcomm 2011 - 2014
Atheros Communications 2005 - 2011
Partech International 2002 - 2005
Chahaya Optronics 2000 - 2002
Montgomery Securities 1997 - 1999
Robertson Stephens 1996 - 1997
Mellon Bank 1994 - 1996
Skills
Strategic Partnerships, Start-ups, Semiconductors, Corporate Development, Private Equity, Venture Capital, Mergers & Acquisitions, Business Development, Product Management, Strategy, Competitive Analysis, Equity Research, Go-to-market Strategy, Investor Relations, Strategic Planning, Product Marketing, Licensing
Education
Columbia Business School 1999 — 2001
MBA
Claremont McKenna College 1989 — 1994
BA
Alex Hochman Alex Hochman's Montgomery Securities Experience 1995 - 1999
Job Senior Director, Priscilla A. Scotlan Career Services Center at University of San Francisco, follow @alexhochman
Industry Education Management
Experience
University of San Francisco August 2014 - Present
San Francisco Examiner April 2013 - Present
University of San Francisco February 2005 - July 2014
SF Weekly January 2012 - September 2012
SF Weekly August 2010 - July 2011
Bay Area Career Center September 2003 - August 2005
Montgomery Securities 1995 - 1999
Skills
Career Assessment, Career Counseling, Career Services, Career Development, Public Speaking, Teaching, Event Planning, Writing, Fundraising, Editing, Social Media, Team Building, Interviews, Marketing, Leadership, Resume, Cover Letters, Food Writing, Nonprofits, Technical Writing, Motivational Speaking, Business Writing, Highly motivated..., Proposal Writing, Resume Writing, University Teaching, Interview Preparation, Motivational..., Social Networking, Facebook, Team Leadership, Strategic Planning
Education
John F. Kennedy University 2001 — 2003
MA, Career Development
University of Michigan 1988 — 1994
BA, Communication
Lick Wilmerding 1984 — 1988
High School Diploma
University of San Francisco August 2014 - Present
San Francisco Examiner April 2013 - Present
University of San Francisco February 2005 - July 2014
SF Weekly January 2012 - September 2012
SF Weekly August 2010 - July 2011
Bay Area Career Center September 2003 - August 2005
Montgomery Securities 1995 - 1999
Skills
Career Assessment, Career Counseling, Career Services, Career Development, Public Speaking, Teaching, Event Planning, Writing, Fundraising, Editing, Social Media, Team Building, Interviews, Marketing, Leadership, Resume, Cover Letters, Food Writing, Nonprofits, Technical Writing, Motivational Speaking, Business Writing, Highly motivated..., Proposal Writing, Resume Writing, University Teaching, Interview Preparation, Motivational..., Social Networking, Facebook, Team Leadership, Strategic Planning
Education
John F. Kennedy University 2001 — 2003
MA, Career Development
University of Michigan 1988 — 1994
BA, Communication
Lick Wilmerding 1984 — 1988
High School Diploma
Lori Gabhart Mausehund Lori Gabhart Mausehund's Montgomery Securities Experience August 1996 - August 1998
Job Office Manager
Industry
Experience
Mightybell Software January 2012 - Present
Thomas Weisel Partners June 2000 - June 2004
Goldman Sachs June 1999 - June 2000
CIBC World Markets August 1998 - July 1999
Montgomery Securities August 1996 - August 1998
Skills
Management, Event Planning, Marketing
Education
California State University-Chico 1990 — 1994
Bachelor's Degree, Psychology
Mightybell Software January 2012 - Present
Thomas Weisel Partners June 2000 - June 2004
Goldman Sachs June 1999 - June 2000
CIBC World Markets August 1998 - July 1999
Montgomery Securities August 1996 - August 1998
Skills
Management, Event Planning, Marketing
Education
California State University-Chico 1990 — 1994
Bachelor's Degree, Psychology
Ronald Glantz Ronald Glantz's Montgomery Securities Experience 1985 - 1990
Job Director of Research at Pantera Capital Management
Industry Financial Services
Experience
Pantera Capital Management 2004 - Present
Tiger Management 1997 - 2000
Montgomery Securities 1985 - 1990
Paine Webber 1973 - 1985
Laird, Inc. 1968 - 1973
Booz Allen and Hamlton 1966 - 1968
U.S. Department of the Treasury 1963 - 1964
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets, Negotiation, Editing, C++, C, Java
Education
Harvard Business School 1964 — 1966
Master of Business Administration (M.B.A.), Finance
The Fletcher School of Law and Diplomacy 1962 — 1963
Master of Arts (MA), International Relations
Harvard University 1958 — 1962
Bachelor of Arts (B.A.), Economics
Baltimore City College 1955 — 1958
Pantera Capital Management 2004 - Present
Tiger Management 1997 - 2000
Montgomery Securities 1985 - 1990
Paine Webber 1973 - 1985
Laird, Inc. 1968 - 1973
Booz Allen and Hamlton 1966 - 1968
U.S. Department of the Treasury 1963 - 1964
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets, Negotiation, Editing, C++, C, Java
Education
Harvard Business School 1964 — 1966
Master of Business Administration (M.B.A.), Finance
The Fletcher School of Law and Diplomacy 1962 — 1963
Master of Arts (MA), International Relations
Harvard University 1958 — 1962
Bachelor of Arts (B.A.), Economics
Baltimore City College 1955 — 1958
Rodney J. Clark Rodney J. Clark's Montgomery Securities Experience March 1996 - 1999
Job Aspect Consumer Partners / Maher Advisors
Industry Investment Banking
Experience
Aspect Consumer Partners / Maher Advisors 2013 - Present
Mammography Reporting System 2004 - Present
Canaccord Genuity Inc. January 2011 - June 2013
Presidio Financial Partners 2008 - 2011
Piper Jaffray March 2005 - February 2008
Lehman Brothers 2003 - 2005
Thomas Weisel Partners 2000 - 2003
Montgomery Securities March 1996 - 1999
Skills
Natural & Organic, Consumer Products, Retail, Food & Beverage, Sporting Goods, Ingredients, Nutrition, Supplements, Footwear, Apparel, Investment Banking, M&A experience, Equities, Private Placements, Private Equity, Banking, Mergers, Business Strategy, E-commerce, Fundraising, Forecasting, Financial Analysis, Hospitality, Negotiation, Contract Negotiation, New Business Development, Strategic Planning, Tax, Underwriting, Mergers & Acquisitions, Corporate Development, Valuation, Venture Capital, Due Diligence, Strategy, Corporate Finance, Financial Modeling, Management Consulting, Financial Structuring, IPO, Divestitures, Business Valuation
Education
Columbia University - Columbia Business School 1993 — 1995
MBA, Finance and Accounting
University of Washington 1985 — 1989
BA, Business Administration
Aspect Consumer Partners / Maher Advisors 2013 - Present
Mammography Reporting System 2004 - Present
Canaccord Genuity Inc. January 2011 - June 2013
Presidio Financial Partners 2008 - 2011
Piper Jaffray March 2005 - February 2008
Lehman Brothers 2003 - 2005
Thomas Weisel Partners 2000 - 2003
Montgomery Securities March 1996 - 1999
Skills
Natural & Organic, Consumer Products, Retail, Food & Beverage, Sporting Goods, Ingredients, Nutrition, Supplements, Footwear, Apparel, Investment Banking, M&A experience, Equities, Private Placements, Private Equity, Banking, Mergers, Business Strategy, E-commerce, Fundraising, Forecasting, Financial Analysis, Hospitality, Negotiation, Contract Negotiation, New Business Development, Strategic Planning, Tax, Underwriting, Mergers & Acquisitions, Corporate Development, Valuation, Venture Capital, Due Diligence, Strategy, Corporate Finance, Financial Modeling, Management Consulting, Financial Structuring, IPO, Divestitures, Business Valuation
Education
Columbia University - Columbia Business School 1993 — 1995
MBA, Finance and Accounting
University of Washington 1985 — 1989
BA, Business Administration
John Rothenbuhler John Rothenbuhler's Montgomery Securities Experience May 1996 - February 1997
Job Customer Support Analyst at The Concord Consortium
Industry Information Services
Experience
The Concord Consortium July 2015 - Present
US Treasury Department November 2014 - Present
Pacific Gas and Electric Company April 2014 - May 2014
California Office of Education and the Environment (OEE) November 2013 - February 2014
Pacific Gas and Electric Company March 2013 - October 2013
Key Curriculum, Inc. (a McGraw-Hill Education company) September 2012 - December 2012
Key Curriculum Press, Inc. June 2006 - October 2011
Apelon, Inc. February 1997 - June 2006
Montgomery Securities May 1996 - February 1997
Skills
Salesforce.com, Troubleshooting, Databases, Adobe Acrobat, Customer Service, Management, FileMaker, Windows, Microsoft Excel, Microsoft Office, Outlook, Software Documentation, System Administration, OS X, Microsoft Word, Windows Server, Dreamweaver, Mac, Windows 7, Proofreading, MySQL, PowerPoint, Photoshop, Unix, QuickBooks, Oracle Applications, Visio, HTML, Administration, Servers, Linux, Windows XP, Customer Relations, Filemaker Pro, Programming, Active Directory, DHCP, DNS, Microsoft Outlook, Computer Hardware, Desktop Support, Software Installation, Laptops, MS Project, Windows Server 2003, FTP, Problem Solving, MRPII
Education
Hope College 1968 — 1972
Bachelor of Arts, Business Adminstration & Art
University of California, Berkeley 1995 — 1996
Extension Certificate, C Language Programming, Grade: A
The Concord Consortium July 2015 - Present
US Treasury Department November 2014 - Present
Pacific Gas and Electric Company April 2014 - May 2014
California Office of Education and the Environment (OEE) November 2013 - February 2014
Pacific Gas and Electric Company March 2013 - October 2013
Key Curriculum, Inc. (a McGraw-Hill Education company) September 2012 - December 2012
Key Curriculum Press, Inc. June 2006 - October 2011
Apelon, Inc. February 1997 - June 2006
Montgomery Securities May 1996 - February 1997
Skills
Salesforce.com, Troubleshooting, Databases, Adobe Acrobat, Customer Service, Management, FileMaker, Windows, Microsoft Excel, Microsoft Office, Outlook, Software Documentation, System Administration, OS X, Microsoft Word, Windows Server, Dreamweaver, Mac, Windows 7, Proofreading, MySQL, PowerPoint, Photoshop, Unix, QuickBooks, Oracle Applications, Visio, HTML, Administration, Servers, Linux, Windows XP, Customer Relations, Filemaker Pro, Programming, Active Directory, DHCP, DNS, Microsoft Outlook, Computer Hardware, Desktop Support, Software Installation, Laptops, MS Project, Windows Server 2003, FTP, Problem Solving, MRPII
Education
Hope College 1968 — 1972
Bachelor of Arts, Business Adminstration & Art
University of California, Berkeley 1995 — 1996
Extension Certificate, C Language Programming, Grade: A
Donna Dowdle Donna Dowdle's Montgomery Securities Experience May 1986 - October 1987
Job IT Manager at Dr. Scholl Foundation
Industry Computer Software
Experience
Dr. Scholl Foundation April 2001 - Present
Dow Computer Services 1987 - Present
Illinois Q&A User Group June 1989 - April 1998
Dow Computer Training 1988 - 1993
Marketing Information Systems June 1989 - August 1992
Symantec Corporation September 1987 - November 1988
Que Corporation November 1987 - June 1988
Montgomery Securities May 1986 - October 1987
GATX June 1981 - May 1985
Skills
Access, Program Management, Business Analysis, Training, Databases, Servers, Integration, Information Technology
Education
Golden Gate University
Certificate In Management, Human Resources/Business Managment
Kent State University
Political Science
San Francisco State University
Business Management
Dr. Scholl Foundation April 2001 - Present
Dow Computer Services 1987 - Present
Illinois Q&A User Group June 1989 - April 1998
Dow Computer Training 1988 - 1993
Marketing Information Systems June 1989 - August 1992
Symantec Corporation September 1987 - November 1988
Que Corporation November 1987 - June 1988
Montgomery Securities May 1986 - October 1987
GATX June 1981 - May 1985
Skills
Access, Program Management, Business Analysis, Training, Databases, Servers, Integration, Information Technology
Education
Golden Gate University
Certificate In Management, Human Resources/Business Managment
Kent State University
Political Science
San Francisco State University
Business Management
David Readerman, CFA's Montgomery Securities Experience 1992 - 1999
Job Portfolio Manager
Industry Financial Services
Experience
Endurance Capital Partners, LLC July 2014 - Present
Forward December 2010 - June 2014
dReaderman Capital Management March 2010 - November 2010
Marsico Capital Management August 2003 - February 2010
Environmental Entrepreneurs (E2) 2006 - 2010
Thomas Weisel Partners 1999 - 2003
Montgomery Securities 1992 - 1999
Lehman Brothers 1988 - 1991
Smith Barney 1983 - 1987
Skills
Hedge Funds, Emerging Markets, Equities, Alternative Investments, Equity Research, Private Equity, Corporate Finance, Investments, Entrepreneurship, Asset Managment, Financial Modeling, Investor Relations, Asset Management, Portfolio Management, Valuation, Series 7, Investment Management, Mutual Funds, Investment Banking, Financial Analysis, Asset Allocation, Capital Markets, Investment Strategies, Bloomberg, Fixed Income, Investment Advisory, Trading, Financial Markets, Fund Of Funds, Securities, Finance, Equity Valuation, Derivatives, Series 63, ETFs, Equity Trading, Wealth Management, Due Diligence
Education
New York University - Leonard N. Stern School of Business 1980 — 1983
MBA, Finance
Colgate University 1974 — 1978
Bachelor of Arts (BA), Economics
Endurance Capital Partners, LLC July 2014 - Present
Forward December 2010 - June 2014
dReaderman Capital Management March 2010 - November 2010
Marsico Capital Management August 2003 - February 2010
Environmental Entrepreneurs (E2) 2006 - 2010
Thomas Weisel Partners 1999 - 2003
Montgomery Securities 1992 - 1999
Lehman Brothers 1988 - 1991
Smith Barney 1983 - 1987
Skills
Hedge Funds, Emerging Markets, Equities, Alternative Investments, Equity Research, Private Equity, Corporate Finance, Investments, Entrepreneurship, Asset Managment, Financial Modeling, Investor Relations, Asset Management, Portfolio Management, Valuation, Series 7, Investment Management, Mutual Funds, Investment Banking, Financial Analysis, Asset Allocation, Capital Markets, Investment Strategies, Bloomberg, Fixed Income, Investment Advisory, Trading, Financial Markets, Fund Of Funds, Securities, Finance, Equity Valuation, Derivatives, Series 63, ETFs, Equity Trading, Wealth Management, Due Diligence
Education
New York University - Leonard N. Stern School of Business 1980 — 1983
MBA, Finance
Colgate University 1974 — 1978
Bachelor of Arts (BA), Economics
Tim Dalton Tim Dalton's Montgomery Securities Experience January 1991 - January 2000
Job Business Development Director at ComplianceWorks, Inc
Industry Financial Services
Experience
ComplianceWorks, Inc August 2014 - Present
Oyster Consulting, LLC July 2012 - May 2014
Advisor Partners, LLC December 2010 - September 2011
Merrill Lynch June 2010 - December 2010
Multi-Funds April 2008 - February 2009
M.S. Howells & Co. October 2003 - September 2007
Brokerage America September 2002 - October 2003
Credit Suisse March 2000 - April 2002
Montgomery Securities January 1991 - January 2000
Bank of California January 1990 - December 1990
Skills
Mutual Funds, Asset Management, Equities, Investments, Series 7, Institutional, Wealth Management, Securities, Financial Markets, Hedge Funds, Alternative Investments, New Business Development, Fixed Income, Trading, Sales Management, Series 63, Capital Markets, ETFs, Equity Research, Separately Managed..., Wholesaling, Bloomberg, Series 66, 401k, Financial Advisory, Microsoft Office, Managed Accounts, Stocks, Wealth, Pensions, Excel, Life Settlements, Managing Accounts, Asset Managment
Education
Loyola Marymount University 1979 — 1983
BA, Communication Arts
Schiller International University 1982 — 1982
International Business
Bellarmine College Preparatory 1975 — 1979
General
ComplianceWorks, Inc August 2014 - Present
Oyster Consulting, LLC July 2012 - May 2014
Advisor Partners, LLC December 2010 - September 2011
Merrill Lynch June 2010 - December 2010
Multi-Funds April 2008 - February 2009
M.S. Howells & Co. October 2003 - September 2007
Brokerage America September 2002 - October 2003
Credit Suisse March 2000 - April 2002
Montgomery Securities January 1991 - January 2000
Bank of California January 1990 - December 1990
Skills
Mutual Funds, Asset Management, Equities, Investments, Series 7, Institutional, Wealth Management, Securities, Financial Markets, Hedge Funds, Alternative Investments, New Business Development, Fixed Income, Trading, Sales Management, Series 63, Capital Markets, ETFs, Equity Research, Separately Managed..., Wholesaling, Bloomberg, Series 66, 401k, Financial Advisory, Microsoft Office, Managed Accounts, Stocks, Wealth, Pensions, Excel, Life Settlements, Managing Accounts, Asset Managment
Education
Loyola Marymount University 1979 — 1983
BA, Communication Arts
Schiller International University 1982 — 1982
International Business
Bellarmine College Preparatory 1975 — 1979
General
John A. Burke John A. Burke's Montgomery Securities Experience January 1992 - January 1996
Job Consultant, ETF Research and Trading
Industry Financial Services
Experience
Tuttle Tactical Management June 2014 - Present
ETF Portfolio Construction and Trading March 2012 - Present
American Independence Financial Services May 2013 - May 2014
AVATAR ASSOCIATES, LLP January 2006 - March 2012
OPUS TRADING 2003 - 2005
KAUFMAN BROTHERS January 2001 - January 2002
ABN AMRO January 1998 - January 2001
DAIN RAUSCHER WESSELS January 1996 - January 1998
Montgomery Securities January 1992 - January 1996
Guzman & Company January 1989 - January 1992
Skills
Equity Trading, Trading Systems, Investment Banking, Trading Strategies, Equity Derivatives, Mutual Funds, Investments, Alternative Investments, Traders, Asset Allocation, Technical Analysis, Electronic Trading, Investment Management, Asset Management, Hedging, Bloomberg, Portfolio Management, Proprietary Trading, Hedge Funds, Series 7, Equities, ETFs, Trading
Education
Denison University
B.A, Economics
Denison University 1978 — 1985
BA, Economics
Middlesex School 1975 — 1978
Tuttle Tactical Management June 2014 - Present
ETF Portfolio Construction and Trading March 2012 - Present
American Independence Financial Services May 2013 - May 2014
AVATAR ASSOCIATES, LLP January 2006 - March 2012
OPUS TRADING 2003 - 2005
KAUFMAN BROTHERS January 2001 - January 2002
ABN AMRO January 1998 - January 2001
DAIN RAUSCHER WESSELS January 1996 - January 1998
Montgomery Securities January 1992 - January 1996
Guzman & Company January 1989 - January 1992
Skills
Equity Trading, Trading Systems, Investment Banking, Trading Strategies, Equity Derivatives, Mutual Funds, Investments, Alternative Investments, Traders, Asset Allocation, Technical Analysis, Electronic Trading, Investment Management, Asset Management, Hedging, Bloomberg, Portfolio Management, Proprietary Trading, Hedge Funds, Series 7, Equities, ETFs, Trading
Education
Denison University
B.A, Economics
Denison University 1978 — 1985
BA, Economics
Middlesex School 1975 — 1978
Chris Ranch Chris Ranch's Montgomery Securities Experience 1994 - 1999
Job Siri Deployment at Apple
Industry Computer Networking
Experience
Apple February 2012 - Present
Amadeo & Associates October 1989 - Present
Nokia January 2009 - December 2011
Limelight Networks August 2008 - October 2008
Hostway April 2007 - August 2008
Affinity Internet, Inc. September 2003 - August 2008
Birkenstock July 2002 - June 2003
Bang Networks 2001 - 2002
Digital Island 1999 - 2001
Montgomery Securities 1994 - 1999
Skills
Architecture, Contract Negotiation, Security Policy, Data Center, Cloud Computing, Virtualization, Integration, Security, Disaster Recovery, Cisco Technologies, TCP/IP, Vendor Management, SaaS, High Availability, Linux, Managed Services, ITIL, Routing, Management, Network Architecture, Strategy, Project Management, Routers, IP, IT Management, Telecommunications, Servers, Network Design, Software Development, Switches, Network Administration, Enterprise Software, BGP, Network Security, DNS, System Deployment, WAN, Team Leadership, Solaris, Network Engineering, Infrastructure, Computer Security, Information Technology, Professional Services, Firewalls, Technical Support, IT Operations, VPN, Storage, Architectures
Education
Santa Clara University 1985 — 1990
ABT-BSCSE
Humboldt State University 1982 — 1984
none-BS major
Apple February 2012 - Present
Amadeo & Associates October 1989 - Present
Nokia January 2009 - December 2011
Limelight Networks August 2008 - October 2008
Hostway April 2007 - August 2008
Affinity Internet, Inc. September 2003 - August 2008
Birkenstock July 2002 - June 2003
Bang Networks 2001 - 2002
Digital Island 1999 - 2001
Montgomery Securities 1994 - 1999
Skills
Architecture, Contract Negotiation, Security Policy, Data Center, Cloud Computing, Virtualization, Integration, Security, Disaster Recovery, Cisco Technologies, TCP/IP, Vendor Management, SaaS, High Availability, Linux, Managed Services, ITIL, Routing, Management, Network Architecture, Strategy, Project Management, Routers, IP, IT Management, Telecommunications, Servers, Network Design, Software Development, Switches, Network Administration, Enterprise Software, BGP, Network Security, DNS, System Deployment, WAN, Team Leadership, Solaris, Network Engineering, Infrastructure, Computer Security, Information Technology, Professional Services, Firewalls, Technical Support, IT Operations, VPN, Storage, Architectures
Education
Santa Clara University 1985 — 1990
ABT-BSCSE
Humboldt State University 1982 — 1984
none-BS major
Carmen Collins Carmen Collins's Montgomery Securities Experience January 1993 - December 1999
Job Sales Leader Experienced in Marketing Strategy, Revenue Growth, and CrossPlatform Program Mgmt
Industry Marketing and Advertising
Experience
Bloomberg LP May 2015 - Present
Scripps Networks Interactive July 2006 - April 2015
Time Inc.- This Old House Ventures June 2002 - July 2006
Time Inc.- FORTUNE/FORTUNE Small Business Magazines May 2000 - June 2002
Montgomery Securities January 1993 - December 1999
Skills
Advertising, Digital Media, Advertising Sales, Digital Strategy, Digital Marketing, Media Buying, Integrated Marketing, Media Planning, Online Advertising, Interactive Marketing, Mobile Marketing, comScore, New Media, Mobile Advertising, Email Marketing, Social Media Marketing, Social Media, Radio, Television, Broadcast, Sponsorship, Interactive Advertising, Brand Development, Online Marketing, Direct Marketing, Creative Direction, Content Strategy, Facebook, Media Strategy, Web Analytics, Creative Strategy, Rich Media, Marketing, Strategic Creative..., Investment Banking, Finance, Stock Trading, Securities Offerings, Marketing Strategy, Sales, Strategic Partnerships
Education
College of Charleston
Bachelor of Science (B.S.), Psychology
Bloomberg LP May 2015 - Present
Scripps Networks Interactive July 2006 - April 2015
Time Inc.- This Old House Ventures June 2002 - July 2006
Time Inc.- FORTUNE/FORTUNE Small Business Magazines May 2000 - June 2002
Montgomery Securities January 1993 - December 1999
Skills
Advertising, Digital Media, Advertising Sales, Digital Strategy, Digital Marketing, Media Buying, Integrated Marketing, Media Planning, Online Advertising, Interactive Marketing, Mobile Marketing, comScore, New Media, Mobile Advertising, Email Marketing, Social Media Marketing, Social Media, Radio, Television, Broadcast, Sponsorship, Interactive Advertising, Brand Development, Online Marketing, Direct Marketing, Creative Direction, Content Strategy, Facebook, Media Strategy, Web Analytics, Creative Strategy, Rich Media, Marketing, Strategic Creative..., Investment Banking, Finance, Stock Trading, Securities Offerings, Marketing Strategy, Sales, Strategic Partnerships
Education
College of Charleston
Bachelor of Science (B.S.), Psychology
kevin mceneaney kevin mceneaney's Montgomery Securities Experience March 1997 - January 2000
Job Financial Consultant at Quest Capital Strategies, Inc.
Industry Financial Services
Experience
Self-employed February 1980 - Present
Quest Capital Strategies, Inc. March 2014 - January 2015
JMP Securities August 2010 - March 2012
Thomas Weisel Partners January 2000 - June 2010
Montgomery Securities March 1997 - January 2000
NatWest Markets April 1992 - February 1997
Paine Webber August 1980 - April 1992
Skills
Series 7, Series 63, Series 24, Equity Research, FINRA, Hedge Funds, Options, Finance, Mutual Funds, Capital Markets, Equities, Fixed Income, Alternative Investments, Bloomberg, Trading
Education
College of the Holy Cross 1976 — 1980
Bachelor of Arts (B.A.), Sociology
Self-employed February 1980 - Present
Quest Capital Strategies, Inc. March 2014 - January 2015
JMP Securities August 2010 - March 2012
Thomas Weisel Partners January 2000 - June 2010
Montgomery Securities March 1997 - January 2000
NatWest Markets April 1992 - February 1997
Paine Webber August 1980 - April 1992
Skills
Series 7, Series 63, Series 24, Equity Research, FINRA, Hedge Funds, Options, Finance, Mutual Funds, Capital Markets, Equities, Fixed Income, Alternative Investments, Bloomberg, Trading
Education
College of the Holy Cross 1976 — 1980
Bachelor of Arts (B.A.), Sociology
Bruce Tenenbaum Bruce Tenenbaum's Montgomery Securities Experience 1986 - 1988
Job Senior Vice President Wealth Management at UBS
Industry Financial Services
Experience
UBS May 2009 - Present
Goldman Sachs & Co. September 1993 - May 2009
Audioaccess December 1989 - September 1993
Montgomery Securities 1986 - 1988
Feshbach Brothers 1985 - 1986
Hughes Radar Systems Group March 1981 - August 1983
Skills
Investments, Portfolio Management, Private Equity, Venture Capital, Valuation, Wealth Management, Finance, Financial Markets, Asset Allocation, Investment Banking, Due Diligence, Mergers & Acquisitions, Equities, Asset Management
Education
USC Marshall School of Business 1983 — 1985
MBA, Finance
UCLA Department of Philosophy 1980 — 1981
Research Fellow, Analytic Philosophy
Columbia College (NY) 1977 — 1980
BA, Logic/Philosophy
The New School For Social Research 1976 — 1977
Logic and Epistemology
UBS May 2009 - Present
Goldman Sachs & Co. September 1993 - May 2009
Audioaccess December 1989 - September 1993
Montgomery Securities 1986 - 1988
Feshbach Brothers 1985 - 1986
Hughes Radar Systems Group March 1981 - August 1983
Skills
Investments, Portfolio Management, Private Equity, Venture Capital, Valuation, Wealth Management, Finance, Financial Markets, Asset Allocation, Investment Banking, Due Diligence, Mergers & Acquisitions, Equities, Asset Management
Education
USC Marshall School of Business 1983 — 1985
MBA, Finance
UCLA Department of Philosophy 1980 — 1981
Research Fellow, Analytic Philosophy
Columbia College (NY) 1977 — 1980
BA, Logic/Philosophy
The New School For Social Research 1976 — 1977
Logic and Epistemology
Bill Peattie Bill Peattie's Montgomery Securities Experience 1996 - 2000
Job Managing Member at Peattie Capital Management
Industry Investment Management
Experience
Peattie Capital Management May 2007 - Present
SF Sentry September 2002 - April 2007
Banc of America Securities May 2000 - September 2002
Montgomery Securities 1996 - 2000
Credit Suisse First Boston June 1985 - March 1993
Credit Suisse First Boston March 1983 - June 1985
Skills
Investments, Hedge Funds, Asset Management, Portfolio Management, Series 7, Equities, Alternative Investments, Private Equity, Valuation, Corporate Finance, Fixed Income, Venture Capital, Capital Markets, Investment Strategies
Education
Columbia University - Columbia Business School 1995 — 1996
MBA, Finance
Amherst College 1977 — 1982
Bachelor's Degree
Choate Rosemary Hall 1974 — 1977
GCDS
Peattie Capital Management May 2007 - Present
SF Sentry September 2002 - April 2007
Banc of America Securities May 2000 - September 2002
Montgomery Securities 1996 - 2000
Credit Suisse First Boston June 1985 - March 1993
Credit Suisse First Boston March 1983 - June 1985
Skills
Investments, Hedge Funds, Asset Management, Portfolio Management, Series 7, Equities, Alternative Investments, Private Equity, Valuation, Corporate Finance, Fixed Income, Venture Capital, Capital Markets, Investment Strategies
Education
Columbia University - Columbia Business School 1995 — 1996
MBA, Finance
Amherst College 1977 — 1982
Bachelor's Degree
Choate Rosemary Hall 1974 — 1977
GCDS
Dawn Stansfield's Montgomery Securities Experience October 1996 - June 1998
Job Sr. Administrative Assistant at Irvine Company
Industry Real Estate
Experience
Irvine Company Office Properties August 2014 - Present
Two Brown Eyed Girls Nail Art Studio February 2012 - Present
TM Financial Forensics LLC March 2012 - August 2014
Sacramento Associates April 2007 - December 2011
Carrier IQ December 2005 - April 2007
Sygate Technologies July 2004 - December 2005
Apax Partners October 2002 - July 2004
CIBC World Markets June 1998 - April 2002
Montgomery Securities October 1996 - June 1998
Amdahl Corporation April 1995 - October 1996
Skills
Administrative..., Social Media, Calendaring, Copy Typing, Event Management, Heavy Calendaring, Start-ups, Microsoft Word, Customer Service, Project Management, System Administration, Salesforce.com, Executive Level..., Research, Building Relationships, Business Strategy, Program Management, Fundraising, Marketing, Sales, Social Networking, Human Resources
Education
Cañada College 1987 — 2000
AS, Interior Design
Sequoia High School, Redwood City 1977 — 1979
high school diploma
LP Goodrich High School, Fond du Lac 1976 — 1977
San Carlos High School, San Carlos 1975 — 1976
Irvine Company Office Properties August 2014 - Present
Two Brown Eyed Girls Nail Art Studio February 2012 - Present
TM Financial Forensics LLC March 2012 - August 2014
Sacramento Associates April 2007 - December 2011
Carrier IQ December 2005 - April 2007
Sygate Technologies July 2004 - December 2005
Apax Partners October 2002 - July 2004
CIBC World Markets June 1998 - April 2002
Montgomery Securities October 1996 - June 1998
Amdahl Corporation April 1995 - October 1996
Skills
Administrative..., Social Media, Calendaring, Copy Typing, Event Management, Heavy Calendaring, Start-ups, Microsoft Word, Customer Service, Project Management, System Administration, Salesforce.com, Executive Level..., Research, Building Relationships, Business Strategy, Program Management, Fundraising, Marketing, Sales, Social Networking, Human Resources
Education
Cañada College 1987 — 2000
AS, Interior Design
Sequoia High School, Redwood City 1977 — 1979
high school diploma
LP Goodrich High School, Fond du Lac 1976 — 1977
San Carlos High School, San Carlos 1975 — 1976
Moana Patea Moana Patea's Montgomery Securities Experience October 1993 - July 1996
Job Payroll Manager at Hawaii Pacific University
Industry Higher Education
Experience
Hawaii Pacific University October 2009 - Present
Extra Space Storage September 2008 - August 2009
Kamehameha Schools February 2003 - July 2008
AchieveGlobal June 1997 - December 2002
AchieveGlobal August 1996 - May 1997
Montgomery Securities October 1993 - July 1996
Skills
Payroll, ADP Payroll, Kronos, HRIS, Employee Benefits, Policy, Human Resources, Microsoft Office, Ceridian Payroll System, Lawson HRIS, Banner HR/Payroll, Training, Program Management, Management, Higher Education, Public Speaking
Education
Hawaii Pacific University 2011 — 2018
Bachelor of Science, Business Administration (B.S.B.A.), International Business
Salt Lake Community College 1997 — 2002
Associate of Science (AS), Business Administration and Management, General
Hawaii Pacific University October 2009 - Present
Extra Space Storage September 2008 - August 2009
Kamehameha Schools February 2003 - July 2008
AchieveGlobal June 1997 - December 2002
AchieveGlobal August 1996 - May 1997
Montgomery Securities October 1993 - July 1996
Skills
Payroll, ADP Payroll, Kronos, HRIS, Employee Benefits, Policy, Human Resources, Microsoft Office, Ceridian Payroll System, Lawson HRIS, Banner HR/Payroll, Training, Program Management, Management, Higher Education, Public Speaking
Education
Hawaii Pacific University 2011 — 2018
Bachelor of Science, Business Administration (B.S.B.A.), International Business
Salt Lake Community College 1997 — 2002
Associate of Science (AS), Business Administration and Management, General
Stephan Peers's Montgomery Securities Experience 1989 - 1993
Job Strategic Finance Partners: Managing Director; Director: Impac Mortgage Holdings; investment banking executive
Industry Financial Services
Experience
Strategic Finance Partners 1993 - Present
Sandler O'Neill & Partners, LP 2001 - 2005
Bear, Stearns & Co., Inc. 2000 - 2001
Montgomery Securities 1989 - 1993
The First Boston Corporation 1987 - 1989
Salomon Brothers Inc 1983 - 1987
Blyth Eastman Dillon 1979 - 1983
Skills
New Business Development, Strategic Planning, Mergers, Financial Analysis, Private Equity, Investment Banking, Equities, Due Diligence, Valuation, Corporate Finance
Education
Stanford University Graduate School of Business 1977 — 1979
MBA, Finance
Stanford University 1974 — 1975
MS, Industrial Engineering; Engineering Economic Systems Planning
Manhattan College 1970 — 1974
BS, summa cum laude, Civil Engineering
Strategic Finance Partners 1993 - Present
Sandler O'Neill & Partners, LP 2001 - 2005
Bear, Stearns & Co., Inc. 2000 - 2001
Montgomery Securities 1989 - 1993
The First Boston Corporation 1987 - 1989
Salomon Brothers Inc 1983 - 1987
Blyth Eastman Dillon 1979 - 1983
Skills
New Business Development, Strategic Planning, Mergers, Financial Analysis, Private Equity, Investment Banking, Equities, Due Diligence, Valuation, Corporate Finance
Education
Stanford University Graduate School of Business 1977 — 1979
MBA, Finance
Stanford University 1974 — 1975
MS, Industrial Engineering; Engineering Economic Systems Planning
Manhattan College 1970 — 1974
BS, summa cum laude, Civil Engineering
Conrad Gann Conrad Gann's Montgomery Securities Experience 1993 - 1993
Job Chief Operating Officer at Cerebellum Capital Inc.
Industry Investment Management
Experience
Cerebellum Capital Inc. June 2010 - Present
TrimTabs Asset Management, LLC March 2005 - December 2009
TrimTabs Investment Research January 2005 - December 2009
Citadel Investment Group 2002 - 2003
Bank of America 1993 - 2002
Montgomery Securities 1993 - 1993
Putnam Investments 1992 - 1992
Skills
Asset Management, Asset Managment, Hedge Funds, Mergers, Alternative Investments, Due Diligence, Financial Services, Equities, Private Equity, Investments, Portfolio Management, Trading, Securities, Financial Modeling, Risk Management, Finance, Strategy, Investment Advisory, Mergers & Acquisitions, Investment Management, Capital Markets
Education
Massachusetts Institute of Technology - Sloan School of Management 1991 — 1993
MBA, Finance, Strategy, Operations Management
University of California, Davis 1984 — 1988
Bachelor of Arts (B.A.), Economics
Cerebellum Capital Inc. June 2010 - Present
TrimTabs Asset Management, LLC March 2005 - December 2009
TrimTabs Investment Research January 2005 - December 2009
Citadel Investment Group 2002 - 2003
Bank of America 1993 - 2002
Montgomery Securities 1993 - 1993
Putnam Investments 1992 - 1992
Skills
Asset Management, Asset Managment, Hedge Funds, Mergers, Alternative Investments, Due Diligence, Financial Services, Equities, Private Equity, Investments, Portfolio Management, Trading, Securities, Financial Modeling, Risk Management, Finance, Strategy, Investment Advisory, Mergers & Acquisitions, Investment Management, Capital Markets
Education
Massachusetts Institute of Technology - Sloan School of Management 1991 — 1993
MBA, Finance, Strategy, Operations Management
University of California, Davis 1984 — 1988
Bachelor of Arts (B.A.), Economics
Susan Roth Katzke Susan Roth Katzke's Montgomery Securities Experience 1991 - 1993
Job Managing Director at Credit Suisse; Director Intervest Bancshares
Industry Financial Services
Experience
Credit Suisse June 2014 - Present
Intervest Bancshares Corporation March 2012 - Present
Independent Consultant 2010 - May 2014
Credit Suisse 2000 - March 2009
Donaldson, Lufkin & Jenrette 1996 - 2000
Bear Stearns November 1994 - November 1996
Kidder Peabody March 1993 - November 1994
Montgomery Securities 1991 - 1993
Drexel Burnham Lambert 1986 - 1988
Skills
Equity Research, Corporate Strategy..., Financial Analysis, Valuation, Equities, Corporate Finance, Strategy, Financial Services, Investor Relations, Business Strategy, Asset Management, Investment Banking, Capital Markets, Finance, Hedge Funds, Investments, Thought Leadership
Education
Harvard Business School 1988 — 1990
MBA, General Management
University of Pennsylvania - The Wharton School 1982 — 1986
Bachelor of Science in Economics, magna cum laude, Accounting and Finance
Credit Suisse June 2014 - Present
Intervest Bancshares Corporation March 2012 - Present
Independent Consultant 2010 - May 2014
Credit Suisse 2000 - March 2009
Donaldson, Lufkin & Jenrette 1996 - 2000
Bear Stearns November 1994 - November 1996
Kidder Peabody March 1993 - November 1994
Montgomery Securities 1991 - 1993
Drexel Burnham Lambert 1986 - 1988
Skills
Equity Research, Corporate Strategy..., Financial Analysis, Valuation, Equities, Corporate Finance, Strategy, Financial Services, Investor Relations, Business Strategy, Asset Management, Investment Banking, Capital Markets, Finance, Hedge Funds, Investments, Thought Leadership
Education
Harvard Business School 1988 — 1990
MBA, General Management
University of Pennsylvania - The Wharton School 1982 — 1986
Bachelor of Science in Economics, magna cum laude, Accounting and Finance
Leila Bulling Towne's Montgomery Securities Experience 1996 - 1997
Job Executive Coach I Leadership Facilitator I Speaker I Video Host
Industry Professional Training & Coaching
Experience
The Bulling Towne Group October 2007 - Present
BNET.com/CBS November 2007 - April 2012
CNET Networks, Inc. April 2000 - February 2008
CNET Networks April 1999 - May 2000
CNET Networks October 1997 - April 1999
Montgomery Securities 1996 - 1997
College of San Mateo, San Jose City College, Ohlone College, Evergreen College January 1995 - August 1996
Skills
Executive Coaching, Leadership Development, Organizational..., Development Of Teams, Large Group Facilitation, Executive Communications, Speaking Engagements, Organizational..., Workshop Facilitation, Team Building, Communication Training, Public Speaking, Leadership, Training, Talent Management, Coaching, Strategy, Performance Management, Change Management, Human Resources, Interviews, Start-ups, MBTI, Management, Emotional Intelligence, Program Management, Employee Engagement, Business Development, Employee Training, Executive Development, Career Development, 360 Feedback, Instructional Design, Management Development, Training & Development, Succession Planning
Education
Claremont Graduate University 1993 — 1994
MA, English
University of California, Berkeley 1988 — 1992
AB, English and German
The Bulling Towne Group October 2007 - Present
BNET.com/CBS November 2007 - April 2012
CNET Networks, Inc. April 2000 - February 2008
CNET Networks April 1999 - May 2000
CNET Networks October 1997 - April 1999
Montgomery Securities 1996 - 1997
College of San Mateo, San Jose City College, Ohlone College, Evergreen College January 1995 - August 1996
Skills
Executive Coaching, Leadership Development, Organizational..., Development Of Teams, Large Group Facilitation, Executive Communications, Speaking Engagements, Organizational..., Workshop Facilitation, Team Building, Communication Training, Public Speaking, Leadership, Training, Talent Management, Coaching, Strategy, Performance Management, Change Management, Human Resources, Interviews, Start-ups, MBTI, Management, Emotional Intelligence, Program Management, Employee Engagement, Business Development, Employee Training, Executive Development, Career Development, 360 Feedback, Instructional Design, Management Development, Training & Development, Succession Planning
Education
Claremont Graduate University 1993 — 1994
MA, English
University of California, Berkeley 1988 — 1992
AB, English and German
Darcy Drolet Darcy Drolet's Montgomery Securities Experience September 1995 - January 1997
Job Administrative Management
Industry Renewables & Environment
Experience
Coval Molecular Coatings, Inc. November 2012 - September 2014
Tellabs November 2004 - March 2011
Human Synergy September 2002 - May 2004
Coleman Consulting June 1997 - June 2002
Montgomery Securities September 1995 - January 1997
Skills
Process Improvement, Customer Service, Vendor Management, Office Management, Microsoft Office, Contractor Management, Executive...
Education
California State University-Chico
Bachelor of Science (BS), Business Administration - Marketing
Coval Molecular Coatings, Inc. November 2012 - September 2014
Tellabs November 2004 - March 2011
Human Synergy September 2002 - May 2004
Coleman Consulting June 1997 - June 2002
Montgomery Securities September 1995 - January 1997
Skills
Process Improvement, Customer Service, Vendor Management, Office Management, Microsoft Office, Contractor Management, Executive...
Education
California State University-Chico
Bachelor of Science (BS), Business Administration - Marketing
Fred Molfino Fred Molfino's Montgomery Securities Experience 1992 - 1995
Job Founder and Managing Director
Industry Investment Management
Experience
Three Bridge Wealth Advisors August 2009 - Present
Morgan Stanley Smith Barney February 2002 - August 2009
Robertson Stephens 1998 - 2002
Hambrecht & Quist 1994 - 1996
Montgomery Securities 1992 - 1995
Skills
Investment Advisory, Venture Capital, Entrepreneur, Wealth, Series 7, Entrepreneurship
Education
Boston College 1987 — 1991
Economics and Philosophy
The University of Chicago - Booth School of Business 2010 — 2010
Certified Private Wealth Advisor
Three Bridge Wealth Advisors August 2009 - Present
Morgan Stanley Smith Barney February 2002 - August 2009
Robertson Stephens 1998 - 2002
Hambrecht & Quist 1994 - 1996
Montgomery Securities 1992 - 1995
Skills
Investment Advisory, Venture Capital, Entrepreneur, Wealth, Series 7, Entrepreneurship
Education
Boston College 1987 — 1991
Economics and Philosophy
The University of Chicago - Booth School of Business 2010 — 2010
Certified Private Wealth Advisor
Mat Johnson Mat Johnson's Montgomery Securities Experience June 1996 - July 1998
Job Economist. Strategist. Investor.
Industry Investment Management
Experience
Perigon February 2013 - Present
Quantum Capital November 2006 - January 2013
Atlantis Investments (Now Whitestar) 2005 - 2006
Security National (Parent of Atlantis Investments) January 2005 - May 2005
ThinkEquity Partners 2004 - 2005
Quantit Group March 2003 - December 2004
Thomas Weisel Partners April 1999 - March 2003
Merrill Lynch July 1998 - April 1999
Montgomery Securities June 1996 - July 1998
Bank of America February 1994 - July 1996
Skills
Economy, Development Economics, Forecasting, Financial Analysis, Financial Modeling, Advisory Boards, Global Partnerships, Business Strategy, Portfolio Management, Economics, Investments, Valuation, Asset Management, Financial Markets, Macroeconomics, Strategy, Internet of Things, Business Development, Start-ups, Venture Capital, Equity Valuation, Competitive Analysis, Entrepreneurship, Investment Management, Fixed Income, Mergers & Acquisitions, Alternative Investments, Asset Allocation, Private Equity, Equity Research, Hedge Funds, Emerging Markets, Financial Advisory, Wealth Management, Bloomberg, Capital Markets, Investment Strategies, Corporate Development, Equities, Investment Banking, Finance, Management
Education
Rutgers University 1993 — 1994
MA, Development Economics / International Finance
London School of Economics 1993 — 1993
Development Economics / International Finance
Leningrad State University named after A.S. Pushkin 1992 — 1993
Development Economics
California State University-Long Beach
BA, Economics
Perigon February 2013 - Present
Quantum Capital November 2006 - January 2013
Atlantis Investments (Now Whitestar) 2005 - 2006
Security National (Parent of Atlantis Investments) January 2005 - May 2005
ThinkEquity Partners 2004 - 2005
Quantit Group March 2003 - December 2004
Thomas Weisel Partners April 1999 - March 2003
Merrill Lynch July 1998 - April 1999
Montgomery Securities June 1996 - July 1998
Bank of America February 1994 - July 1996
Skills
Economy, Development Economics, Forecasting, Financial Analysis, Financial Modeling, Advisory Boards, Global Partnerships, Business Strategy, Portfolio Management, Economics, Investments, Valuation, Asset Management, Financial Markets, Macroeconomics, Strategy, Internet of Things, Business Development, Start-ups, Venture Capital, Equity Valuation, Competitive Analysis, Entrepreneurship, Investment Management, Fixed Income, Mergers & Acquisitions, Alternative Investments, Asset Allocation, Private Equity, Equity Research, Hedge Funds, Emerging Markets, Financial Advisory, Wealth Management, Bloomberg, Capital Markets, Investment Strategies, Corporate Development, Equities, Investment Banking, Finance, Management
Education
Rutgers University 1993 — 1994
MA, Development Economics / International Finance
London School of Economics 1993 — 1993
Development Economics / International Finance
Leningrad State University named after A.S. Pushkin 1992 — 1993
Development Economics
California State University-Long Beach
BA, Economics
William Bijesse's Montgomery Securities Experience 1997 - 1999
Job CIO, Founder at Beachhead Capital Management
Industry Investment Management
Experience
Beachhead Capital Management February 2012 - Present
EIMUSA August 2004 - September 2011
Cambridge Associates 1999 - 2004
Montgomery Securities 1997 - 1999
Goldman Sachs 1994 - 1997
US Army 1985 - 1992
Skills
Hedge Funds, Alternative Investments, Fund Of Funds, Asset Managment, Investment Strategies, Institutional Investors, Investment Management, High Net Worth..., Family Office, Equities, Portfolio Management, Investments, Asset Allocation, Mutual Funds, Private Equity, Due Diligence, Fixed Income, Capital Markets, Wealth Management, Financial Advisory, Institutional..., Financial Markets, Wealth Management..., Global Macro, Financial Services, Investment Advisory, Asset Management, Derivatives, Pension Funds, Investor Relations, Pensions, Commodity, Endowments, Emerging Markets, Venture Capital, Funding, Equity Research
Education
Harvard Business School 1992 — 1994
MBA, Investment Management
United States Military Academy at West Point 1985 — 1989
BS, Engineering, Russian Studies
Hendrick Hudson 1981 — 1985
High school
Beachhead Capital Management February 2012 - Present
EIMUSA August 2004 - September 2011
Cambridge Associates 1999 - 2004
Montgomery Securities 1997 - 1999
Goldman Sachs 1994 - 1997
US Army 1985 - 1992
Skills
Hedge Funds, Alternative Investments, Fund Of Funds, Asset Managment, Investment Strategies, Institutional Investors, Investment Management, High Net Worth..., Family Office, Equities, Portfolio Management, Investments, Asset Allocation, Mutual Funds, Private Equity, Due Diligence, Fixed Income, Capital Markets, Wealth Management, Financial Advisory, Institutional..., Financial Markets, Wealth Management..., Global Macro, Financial Services, Investment Advisory, Asset Management, Derivatives, Pension Funds, Investor Relations, Pensions, Commodity, Endowments, Emerging Markets, Venture Capital, Funding, Equity Research
Education
Harvard Business School 1992 — 1994
MBA, Investment Management
United States Military Academy at West Point 1985 — 1989
BS, Engineering, Russian Studies
Hendrick Hudson 1981 — 1985
High school
Andy Sessions Andy Sessions's Montgomery Securities Experience March 1998 - March 1999
Job Managing Director at Intercept Ventures LLC
Industry Venture Capital & Private Equity
Experience
Intercept Ventures LLC January 2011 - Present
Thomas Weisel Venture Partners (TWVP) December 2000 - December 2010
Thomas Weisel Partners March 1999 - December 2000
Montgomery Securities March 1998 - March 1999
Technology Crossover Ventures January 1996 - September 1997
Montgomery Securities July 1991 - December 1995
Skills
Venture Capital, Board Governance, Start-ups, Strategy, Principal Investments
Education
Stanford University
Bachelor of Arts (BA), Japanese Language and Literature
Harvard Business School 1989 — 1991
Master of Business Administration (MBA)
Intercept Ventures LLC January 2011 - Present
Thomas Weisel Venture Partners (TWVP) December 2000 - December 2010
Thomas Weisel Partners March 1999 - December 2000
Montgomery Securities March 1998 - March 1999
Technology Crossover Ventures January 1996 - September 1997
Montgomery Securities July 1991 - December 1995
Skills
Venture Capital, Board Governance, Start-ups, Strategy, Principal Investments
Education
Stanford University
Bachelor of Arts (BA), Japanese Language and Literature
Harvard Business School 1989 — 1991
Master of Business Administration (MBA)
Kevin Barnes Kevin Barnes's Montgomery Securities Experience 1993 - 1999
Job Managing Director at Merrill Lynch Private Bank and Investment Group
Industry Financial Services
Experience
Merrill Lynch Private Bank and Investment Group July 2002 - Present
Robertson Stephens 1999 - 2002
Montgomery Securities 1993 - 1999
Skills
Portfolio Management, Wealth Management, Asset Managment, Asset Allocation, Estate Planning, Financial Advisory, Asset Management, Investments, Alternative Investments, Series 7, Hedge Funds, Insurance, Wealth, Equities, Finance
Education
UCLA Anderson School of Management 1991 — 1993
MBA, Business
University of California, Los Angeles - The Anderson School of Management 1991 — 1993
Masters, Business Administration
Pepperdine University 1982 — 1984
BA, Economics
CSU Chico 1980 — 1982
Business Administration
Mt. Shasta High School 1976 — 1980
High School, High School/Secondary Diplomas and Certificates
Merrill Lynch Private Bank and Investment Group July 2002 - Present
Robertson Stephens 1999 - 2002
Montgomery Securities 1993 - 1999
Skills
Portfolio Management, Wealth Management, Asset Managment, Asset Allocation, Estate Planning, Financial Advisory, Asset Management, Investments, Alternative Investments, Series 7, Hedge Funds, Insurance, Wealth, Equities, Finance
Education
UCLA Anderson School of Management 1991 — 1993
MBA, Business
University of California, Los Angeles - The Anderson School of Management 1991 — 1993
Masters, Business Administration
Pepperdine University 1982 — 1984
BA, Economics
CSU Chico 1980 — 1982
Business Administration
Mt. Shasta High School 1976 — 1980
High School, High School/Secondary Diplomas and Certificates
Debra Somberg Debra Somberg's Montgomery Securities Experience August 1992 - January 1999
Job Managing Partner, Sovern Group
Industry Venture Capital & Private Equity
Experience
Sovern Group April 2014 - Present
Port Blakely Companies June 2015 - Present
BECU March 2013 - Present
KIPP June 2014 - Present
The Alster Group March 2011 - March 2014
Maveron LLC February 2000 - December 2010
Thomas Weisel Partners January 1999 - February 2000
Montgomery Securities August 1992 - January 1999
McKinsey & Company June 1991 - September 1991
Local Initiatives Support Corporation July 1989 - September 1990
Skills
Venture Capital, Finance, Management, Strategy, Marketing, Mergers & Acquisitions, Leadership, Investments, Entrepreneurship, Start-ups, Private Equity, Nonprofits, Strategic Partnerships, New Business Development, Direct Marketing
Education
Harvard Business School 1990 — 1992
MBA
Stanford University 1983 — 1987
A.B., Economics and Political Science
Sovern Group April 2014 - Present
Port Blakely Companies June 2015 - Present
BECU March 2013 - Present
KIPP June 2014 - Present
The Alster Group March 2011 - March 2014
Maveron LLC February 2000 - December 2010
Thomas Weisel Partners January 1999 - February 2000
Montgomery Securities August 1992 - January 1999
McKinsey & Company June 1991 - September 1991
Local Initiatives Support Corporation July 1989 - September 1990
Skills
Venture Capital, Finance, Management, Strategy, Marketing, Mergers & Acquisitions, Leadership, Investments, Entrepreneurship, Start-ups, Private Equity, Nonprofits, Strategic Partnerships, New Business Development, Direct Marketing
Education
Harvard Business School 1990 — 1992
MBA
Stanford University 1983 — 1987
A.B., Economics and Political Science
Dawn Finley Dawn Finley's Montgomery Securities Experience 1997 - 1999
Job Director Customer Care at Gymboree
Industry Internet
Experience
Gymboree April 2013 - Present
Kodak Gallery April 2007 - November 2012
eLUXURY.com December 1999 - April 2007
Montgomery Securities 1997 - 1999
Education
California State University-Sacramento 1993 — 1997
Communication, Business
Gymboree April 2013 - Present
Kodak Gallery April 2007 - November 2012
eLUXURY.com December 1999 - April 2007
Montgomery Securities 1997 - 1999
Education
California State University-Sacramento 1993 — 1997
Communication, Business
Eric Morgan Eric Morgan's Montgomery Securities Experience 1994 - 1997
Job Managing Director at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities August 2012 - Present
Merlin Securities March 2005 - August 2012
Susquehanna 2002 - 2005
Banc of America Securities 1997 - 2002
Montgomery Securities 1994 - 1997
Skills
Equities, Electronic Trading, Equity Trading, Derivatives Trading, Prime Brokerage, Options, Trading Systems, Hedge Funds, Trading, Series 7, Derivatives, Bloomberg, Alternative Investments, Equity Derivatives, Financial Markets, Fixed Income
Education
California State University-Sacramento 1988 — 1992
BS, Business
Wells Fargo Securities August 2012 - Present
Merlin Securities March 2005 - August 2012
Susquehanna 2002 - 2005
Banc of America Securities 1997 - 2002
Montgomery Securities 1994 - 1997
Skills
Equities, Electronic Trading, Equity Trading, Derivatives Trading, Prime Brokerage, Options, Trading Systems, Hedge Funds, Trading, Series 7, Derivatives, Bloomberg, Alternative Investments, Equity Derivatives, Financial Markets, Fixed Income
Education
California State University-Sacramento 1988 — 1992
BS, Business
Jason Pedersen Jason Pedersen's Montgomery Securities Experience November 1993 - December 1998
Job Business Consultant, Investor, and Author
Industry Capital Markets
Experience
Sandpiper Press LLC January 2007 - Present
Thomas Weisel Partners December 1998 - July 2006
Montgomery Securities November 1993 - December 1998
Pillsbury Winthrop Shaw Pittman 1992 - 1993
Skills
Series 63, Series 7, Venture Capital, Start-ups, Private Equity, Due Diligence, Business Development, Investor Relations, Acquisitions, Strategic Partnerships, Financial Analysis, Licensing, Finance, Corporate Governance, Investment Management, Financial Modeling, Valuation, Equity Research, Business Planning, Business Strategy, Investment Strategies, Capital Markets, Securities, Investment Banking, Corporate Finance, Strategic Planning, Corporate Development, Mutual Funds, Investments, Alternative Investments, Hedge Funds, Bloomberg, Derivatives, Equity Trading, Trading Systems, Equities, IPO, Emerging Markets, Fixed Income, Entrepreneurship, Options, Mergers & Acquisitions, Portfolio Management, Trading, Management, M&A experience, Asset Management, Divestitures, Strategy
Education
Georgetown University Law Center 1989 — 1992
Juris Doctor (J.D.), cum laude
University of Utah 1985 — 1989
Bachelor's Degree, Political Science, cum laude
Sandpiper Press LLC January 2007 - Present
Thomas Weisel Partners December 1998 - July 2006
Montgomery Securities November 1993 - December 1998
Pillsbury Winthrop Shaw Pittman 1992 - 1993
Skills
Series 63, Series 7, Venture Capital, Start-ups, Private Equity, Due Diligence, Business Development, Investor Relations, Acquisitions, Strategic Partnerships, Financial Analysis, Licensing, Finance, Corporate Governance, Investment Management, Financial Modeling, Valuation, Equity Research, Business Planning, Business Strategy, Investment Strategies, Capital Markets, Securities, Investment Banking, Corporate Finance, Strategic Planning, Corporate Development, Mutual Funds, Investments, Alternative Investments, Hedge Funds, Bloomberg, Derivatives, Equity Trading, Trading Systems, Equities, IPO, Emerging Markets, Fixed Income, Entrepreneurship, Options, Mergers & Acquisitions, Portfolio Management, Trading, Management, M&A experience, Asset Management, Divestitures, Strategy
Education
Georgetown University Law Center 1989 — 1992
Juris Doctor (J.D.), cum laude
University of Utah 1985 — 1989
Bachelor's Degree, Political Science, cum laude
Bob Austrian Bob Austrian's Montgomery Securities Experience 1996 - 2004
Job Portfolio Manager / Product Specialist at Neuberger Berman
Industry Financial Services
Experience
Neuberger Berman December 2011 - Present
SBIR Ventures November 2006 - December 2011
National Science Foundation January 2010 - November 2011
Larta Institute January 2009 - November 2011
Qube Learning May 2009 - March 2011
eHuman January 2007 - December 2008
Banc of America Securities January 1996 - April 2004
Montgomery Securities 1996 - 2004
Morgan Stanley 1993 - 1996
Lehman Brothers 1991 - 1993
Skills
Start-ups, Strategy, Venture Capital, Business Strategy, SaaS, Management, Entrepreneurship, Private Equity, Product Management, Enterprise Software, Analysis, Financial Modeling, Management Consulting, Process Improvement, Leadership, Financial Analysis, Executive Management, Business Development, Equities, Consulting, Mergers & Acquisitions, Portfolio Management, Investments, Strategic Partnerships, Corporate Development, Competitive Analysis, Finance
Education
New York University - Leonard N. Stern School of Business 1989 — 1991
MBA, Finance, Honors
Colgate University 1981 — 1985
MA, Economics
Loomis Chaffee 1978 — 1981
Neuberger Berman December 2011 - Present
SBIR Ventures November 2006 - December 2011
National Science Foundation January 2010 - November 2011
Larta Institute January 2009 - November 2011
Qube Learning May 2009 - March 2011
eHuman January 2007 - December 2008
Banc of America Securities January 1996 - April 2004
Montgomery Securities 1996 - 2004
Morgan Stanley 1993 - 1996
Lehman Brothers 1991 - 1993
Skills
Start-ups, Strategy, Venture Capital, Business Strategy, SaaS, Management, Entrepreneurship, Private Equity, Product Management, Enterprise Software, Analysis, Financial Modeling, Management Consulting, Process Improvement, Leadership, Financial Analysis, Executive Management, Business Development, Equities, Consulting, Mergers & Acquisitions, Portfolio Management, Investments, Strategic Partnerships, Corporate Development, Competitive Analysis, Finance
Education
New York University - Leonard N. Stern School of Business 1989 — 1991
MBA, Finance, Honors
Colgate University 1981 — 1985
MA, Economics
Loomis Chaffee 1978 — 1981
John Shin John Shin's Montgomery Securities Experience November 1997 - July 1998
Job Area Vice President, Southeast Program Development
Industry Telecommunications
Experience
Nexius September 2013 - Present
MasTec Network Solutions November 2011 - September 2013
Pioneer Global June 2006 - December 2011
MC2E February 2001 - June 2006
Edison Partners July 1998 - April 2002
Montgomery Securities November 1997 - July 1998
T-Mobile (Formerly Omnipoint Corporation) April 1995 - November 1997
Skills
Telecommunications, Wireless, LTE, UMTS, Cellular Communications, GSM, Vendor Management, CDMA, Program Management, Project Management, 3G, VoIP, Project Planning, Microwave, Optical Fiber, 4G, WiMAX, Wireless Networking
Education
Vanderbilt University
Master of Business Administration (MBA)
Loyola University Maryland
Bachelor of Science (B.S.)
Nexius September 2013 - Present
MasTec Network Solutions November 2011 - September 2013
Pioneer Global June 2006 - December 2011
MC2E February 2001 - June 2006
Edison Partners July 1998 - April 2002
Montgomery Securities November 1997 - July 1998
T-Mobile (Formerly Omnipoint Corporation) April 1995 - November 1997
Skills
Telecommunications, Wireless, LTE, UMTS, Cellular Communications, GSM, Vendor Management, CDMA, Program Management, Project Management, 3G, VoIP, Project Planning, Microwave, Optical Fiber, 4G, WiMAX, Wireless Networking
Education
Vanderbilt University
Master of Business Administration (MBA)
Loyola University Maryland
Bachelor of Science (B.S.)
David Lehmann David Lehmann's Montgomery Securities Experience 1991 - 1999
Job President at SolidX Partners Inc.
Industry Financial Services
Experience
SolidX Partners Inc. May 2014 - Present
Knight Capital Group 2002 - 2013
Independant Consultant 1999 - 2002
Montgomery Securities 1991 - 1999
Salomon Brothers 1990 - 1991
Merrill Lynch 1986 - 1990
Skills
Management, Equities, Sales, Trading, Finance, Electronic Trading, Algorithms, DMA, FX Trading, ECN, Consulting, NASD 7,63,55,24, Hedge Funds, Fixed Income, Investments, Securities, Equity Trading, Derivatives, Financial Markets, Series 7, capital markets
Education
Columbia University in the City of New York 1984 — 1986
Master of Business Administration (MBA), Finance
University of Illinois at Urbana-Champaign 1980 — 1984
Bachelor of Science (BS), Marketing / Business Administration
SolidX Partners Inc. May 2014 - Present
Knight Capital Group 2002 - 2013
Independant Consultant 1999 - 2002
Montgomery Securities 1991 - 1999
Salomon Brothers 1990 - 1991
Merrill Lynch 1986 - 1990
Skills
Management, Equities, Sales, Trading, Finance, Electronic Trading, Algorithms, DMA, FX Trading, ECN, Consulting, NASD 7,63,55,24, Hedge Funds, Fixed Income, Investments, Securities, Equity Trading, Derivatives, Financial Markets, Series 7, capital markets
Education
Columbia University in the City of New York 1984 — 1986
Master of Business Administration (MBA), Finance
University of Illinois at Urbana-Champaign 1980 — 1984
Bachelor of Science (BS), Marketing / Business Administration
Jeanne Shenna Moe's Montgomery Securities Experience January 1994 - June 2000
Job McGuire Real Estate Mill Valley
Industry Real Estate
Experience
McGuire Real Estate Mill Valley February 2012 - Present
First Marin Realty January 2008 - February 2012
Indymac Bank August 2002 - December 2008
Montgomery Securities January 1994 - June 2000
Skills
Views, First Time Home Buyers, Investment Properties, Real Estate, Short Sales, Residential Homes, REO, Mortgage Lending, Single Family Homes, Sellers, Investors, Foreclosures, Condos, Loans, Investments, Referrals, Real Estate Transactions, Refinance, Luxury, FHA, Relocation, New Home Sales, Property, Buyer Representation, Listings
Education
Niels Brock
Business, Economics
McGuire Real Estate Mill Valley February 2012 - Present
First Marin Realty January 2008 - February 2012
Indymac Bank August 2002 - December 2008
Montgomery Securities January 1994 - June 2000
Skills
Views, First Time Home Buyers, Investment Properties, Real Estate, Short Sales, Residential Homes, REO, Mortgage Lending, Single Family Homes, Sellers, Investors, Foreclosures, Condos, Loans, Investments, Referrals, Real Estate Transactions, Refinance, Luxury, FHA, Relocation, New Home Sales, Property, Buyer Representation, Listings
Education
Niels Brock
Business, Economics
Alan Freedman Alan Freedman's Montgomery Securities Experience March 1997 - August 1998
Job Enterprise Data Architect at Boost Media
Industry Information Technology and Services
Experience
Macys.com March 2015 - May 2015
Teachscape April 2014 - February 2015
JustAnswer.com February 2010 - April 2014
Alameda Alliance for Health June 2008 - January 2010
MindWave, Inc. August 1998 - July 2008
Montgomery Securities March 1997 - August 1998
PMI Mortgage Insurance December 1992 - March 1997
Sega of America 1990 - 1991
Skills
Data Architecture, Data Modeling, Software Project..., Object Oriented Design, Requirements Analysis, Accounting, Databases, Database Design, Data Warehousing, Microsoft SQL Server, Software Development, Project Management, Agile Methodologies, Architecture, Integration, SDLC, Program Management, SQL, Agile Project Management, Business Intelligence, ETL, ASP.NET, MySQL, Enterprise Software, PMP, .NET, Management, Business Analysis
Education
San Diego State University-California State University 1986 — 1988
Master of Arts, Music Theory
Berklee College of Music
Bachelor of Music, Composition
Macys.com March 2015 - May 2015
Teachscape April 2014 - February 2015
JustAnswer.com February 2010 - April 2014
Alameda Alliance for Health June 2008 - January 2010
MindWave, Inc. August 1998 - July 2008
Montgomery Securities March 1997 - August 1998
PMI Mortgage Insurance December 1992 - March 1997
Sega of America 1990 - 1991
Skills
Data Architecture, Data Modeling, Software Project..., Object Oriented Design, Requirements Analysis, Accounting, Databases, Database Design, Data Warehousing, Microsoft SQL Server, Software Development, Project Management, Agile Methodologies, Architecture, Integration, SDLC, Program Management, SQL, Agile Project Management, Business Intelligence, ETL, ASP.NET, MySQL, Enterprise Software, PMP, .NET, Management, Business Analysis
Education
San Diego State University-California State University 1986 — 1988
Master of Arts, Music Theory
Berklee College of Music
Bachelor of Music, Composition
Dave Crowder Dave Crowder's Montgomery Securities Experience July 1994 - February 1999
Job
Industry Venture Capital & Private Equity
Experience
VSL Partners May 2014 - Present
GSV Asset Management June 2011 - April 2014
SharesPost January 2012 - August 2012
Thomas Weisel Venture Partners July 2000 - December 2010
Thomas Weisel Partners February 1999 - July 2000
Montgomery Securities July 1994 - February 1999
Goldman Sachs July 1989 - June 1991
Skills
Venture Capital, Corporate Development, Private Equity, Start-ups, Mergers, Entrepreneurship, Private Placements, Angel Investing, Investment Banking, Venture Financing, Due Diligence, Deal Sourcing, Growth Capital, Valuation, Investments, Strategic Partnerships, Alternative Investments, Asset Management, Investment Management, Mergers, Business Development, Business Strategy
Education
Harvard Business School 1991 — 1993
MBA
University of Utah 1983 — 1989
BA, Finance
VSL Partners May 2014 - Present
GSV Asset Management June 2011 - April 2014
SharesPost January 2012 - August 2012
Thomas Weisel Venture Partners July 2000 - December 2010
Thomas Weisel Partners February 1999 - July 2000
Montgomery Securities July 1994 - February 1999
Goldman Sachs July 1989 - June 1991
Skills
Venture Capital, Corporate Development, Private Equity, Start-ups, Mergers, Entrepreneurship, Private Placements, Angel Investing, Investment Banking, Venture Financing, Due Diligence, Deal Sourcing, Growth Capital, Valuation, Investments, Strategic Partnerships, Alternative Investments, Asset Management, Investment Management, Mergers, Business Development, Business Strategy
Education
Harvard Business School 1991 — 1993
MBA
University of Utah 1983 — 1989
BA, Finance
Chris Merlin Chris Merlin's Montgomery Securities Experience January 1996 - January 2000
Job Control Specialist at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC September 2010 - Present
Quest Capital February 2010 - April 2010
Banc of America Securities January 2000 - January 2008
Montgomery Securities January 1996 - January 2000
DEAN WITTER DISCOVER & COMPANY January 1995 - January 1996
MERRILL LYNCH PIERCE FENNER & SMITH January 1983 - January 1988
Skills
Securities, Equities, Management, Operations Management, Investments, Financial Services
Education
California State University-East Bay
MBA, Finance
University of Wisconsin-Madison
B.S, Geography; Locational Analysis
Wells Fargo Advisors, LLC September 2010 - Present
Quest Capital February 2010 - April 2010
Banc of America Securities January 2000 - January 2008
Montgomery Securities January 1996 - January 2000
DEAN WITTER DISCOVER & COMPANY January 1995 - January 1996
MERRILL LYNCH PIERCE FENNER & SMITH January 1983 - January 1988
Skills
Securities, Equities, Management, Operations Management, Investments, Financial Services
Education
California State University-East Bay
MBA, Finance
University of Wisconsin-Madison
B.S, Geography; Locational Analysis
Wendell Holmes Wendell Holmes's Montgomery Securities Experience 1985 - 1990
Job Database Administrator at Lewis & Clark County/City of Helena MT
Industry Computer Software
Experience
Lewis & Clark County/City of Helena MT February 2012 - Present
SecureNet Consulting October 2011 - February 2012
Education Logistics November 1997 - September 2011
Education Logistics February 2005 - November 2010
Montgomery Securities 1985 - 1990
Donaldson, Lufkin & Jenrette 1983 - 1985
Skills
System Administration, Database Administration, Apache, Windows Server, IIS, Management, Databases, Troubleshooting, Customer Service, Networking, Operating Systems, HTML, Software Documentation, SQL, Linux
Education
Davidson College 1966 — 1970
ba, psychology
University of Montana
Computer science
Lewis & Clark County/City of Helena MT February 2012 - Present
SecureNet Consulting October 2011 - February 2012
Education Logistics November 1997 - September 2011
Education Logistics February 2005 - November 2010
Montgomery Securities 1985 - 1990
Donaldson, Lufkin & Jenrette 1983 - 1985
Skills
System Administration, Database Administration, Apache, Windows Server, IIS, Management, Databases, Troubleshooting, Customer Service, Networking, Operating Systems, HTML, Software Documentation, SQL, Linux
Education
Davidson College 1966 — 1970
ba, psychology
University of Montana
Computer science
Lee Geiger Lee Geiger's Montgomery Securities Experience January 1991 - February 1994
Job Managing Director Penserra Securities
Industry Financial Services
Experience
Penserra Securities April 2009 - Present
Duke and Duke Charity Auctions January 2010 - Present
The Writer's Coffee Shop Publishing 2013 - Present
The Marginal Prophet 2008 - Present
JMP Securities April 2004 - May 2007
Bank of America Securities 1997 - 2003
Robertson, Stephens and Company March 1994 - February 1997
Montgomery Securities January 1991 - February 1994
Skills
Equity Trading, Series 7, Hedge Funds, Equities, Capital Markets, Trading, Alternative Investments, Asset Managment, Bloomberg, Electronic Trading, Trading Systems, Fixed Income, Investment Banking, Securities, Investments
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1984 — 1986
MBA, Finance
Claremont McKenna College 1978 — 1982
BA, Economics
Penserra Securities April 2009 - Present
Duke and Duke Charity Auctions January 2010 - Present
The Writer's Coffee Shop Publishing 2013 - Present
The Marginal Prophet 2008 - Present
JMP Securities April 2004 - May 2007
Bank of America Securities 1997 - 2003
Robertson, Stephens and Company March 1994 - February 1997
Montgomery Securities January 1991 - February 1994
Skills
Equity Trading, Series 7, Hedge Funds, Equities, Capital Markets, Trading, Alternative Investments, Asset Managment, Bloomberg, Electronic Trading, Trading Systems, Fixed Income, Investment Banking, Securities, Investments
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1984 — 1986
MBA, Finance
Claremont McKenna College 1978 — 1982
BA, Economics
Joseph Vacca Joseph Vacca's Montgomery Securities Experience 1995 - 2000
Job Director Prime Brokerage Sales at BTIG
Industry Financial Services
Experience
BTIG October 2008 - Present
Partnership Financial Consulting, LLC 2007 - 2008
Bank of America 2000 - 2007
Montgomery Securities 1995 - 2000
Furman Selz Incorporated 1992 - 1995
State Bank of Long Island 1990 - 1992
Skills
Hedge Funds, New Business Development, Business Relationship..., Series 7, Series 63, Financial Accounting, Prime Brokerage, Series 9, Series 10, Brokerage Operations, Alternative Investments, Equities, Financial Services, Capital Markets, Investments
Education
Hofstra University
BBA, Banking & Finance
Hofstra University-Frank G. Zarb School of Business
MBA, Banking and Finance
BTIG October 2008 - Present
Partnership Financial Consulting, LLC 2007 - 2008
Bank of America 2000 - 2007
Montgomery Securities 1995 - 2000
Furman Selz Incorporated 1992 - 1995
State Bank of Long Island 1990 - 1992
Skills
Hedge Funds, New Business Development, Business Relationship..., Series 7, Series 63, Financial Accounting, Prime Brokerage, Series 9, Series 10, Brokerage Operations, Alternative Investments, Equities, Financial Services, Capital Markets, Investments
Education
Hofstra University
BBA, Banking & Finance
Hofstra University-Frank G. Zarb School of Business
MBA, Banking and Finance
David B. Magee's Montgomery Securities Experience April 1995 - April 1998
Job Founder at D.B. Magee & Co.
Industry Financial Services
Experience
D.B. Magee & Co. January 2014 - Present
Lucid Paladin July 2009 - Present
Contango Capital Advisors February 2004 - July 2009
Panoptic Solutions, Inc. July 2000 - January 2004
Swiss Bank Corporation (Merged with UBS) April 1998 - June 2000
Montgomery Securities April 1995 - April 1998
Oppenheimer & Co. April 1992 - April 1995
Bickham & Magee July 1989 - March 1992
Adams and Reese LLP November 1986 - May 1989
United States Department of Defense June 1987 - August 1987
Skills
Venture Capital, Product Innovation, Business Strategy, Start-ups, Business Planning, Public Speaking, Entrepreneurship, Strategy Development, Mentoring, Entrepreneur, Investments, Acquisition Integration, Financial Writing, Freelance Writing, Business Advisory, Professional Services..., freelance editing, Strategic Planning, Product Development, Mergers, Strategy, Finance, Mergers & Acquisitions, Wealth Management, Management, Leadership, Asset Management, Investment Management, Product Management, Hedge Funds, Corporate Finance, Private Equity, Banking, Professional Services, Alternative Investments, Portfolio Management, Capital Markets, Private Banking, Securities
Education
1986 — 1988
Juris Doctorate, Law
Baylor University 1983 — 1985
MA, International Journalism
The George Washington University 1980 — 1983
BA, International Affairs
Universite' de Neuchatel, Switzerland 1982 — 1982
French
Universite' de Nice, France 1981 — 1981
French
Southeastern Louisiana University 1978 — 1980
Government
D.B. Magee & Co. January 2014 - Present
Lucid Paladin July 2009 - Present
Contango Capital Advisors February 2004 - July 2009
Panoptic Solutions, Inc. July 2000 - January 2004
Swiss Bank Corporation (Merged with UBS) April 1998 - June 2000
Montgomery Securities April 1995 - April 1998
Oppenheimer & Co. April 1992 - April 1995
Bickham & Magee July 1989 - March 1992
Adams and Reese LLP November 1986 - May 1989
United States Department of Defense June 1987 - August 1987
Skills
Venture Capital, Product Innovation, Business Strategy, Start-ups, Business Planning, Public Speaking, Entrepreneurship, Strategy Development, Mentoring, Entrepreneur, Investments, Acquisition Integration, Financial Writing, Freelance Writing, Business Advisory, Professional Services..., freelance editing, Strategic Planning, Product Development, Mergers, Strategy, Finance, Mergers & Acquisitions, Wealth Management, Management, Leadership, Asset Management, Investment Management, Product Management, Hedge Funds, Corporate Finance, Private Equity, Banking, Professional Services, Alternative Investments, Portfolio Management, Capital Markets, Private Banking, Securities
Education
1986 — 1988
Juris Doctorate, Law
Baylor University 1983 — 1985
MA, International Journalism
The George Washington University 1980 — 1983
BA, International Affairs
Universite' de Neuchatel, Switzerland 1982 — 1982
French
Universite' de Nice, France 1981 — 1981
French
Southeastern Louisiana University 1978 — 1980
Government
Chip McConnell Chip McConnell's Montgomery Securities Experience January 1996 - December 2000
Job Merrill Lynch Wealth Management
Industry Financial Services
Experience
Merrill Lynch September 2008 - Present
RW Collings January 2004 - July 2008
Trinity Capital Advisors January 2002 - December 2002
Cypress Funds January 2001 - December 2001
Montgomery Securities January 1996 - December 2000
Skills
Series 7, Alternative Investments, Series 63, Private Equity, Investments, Hedge Funds, Securities, Equities, Asset Allocation, Asset Managment, Fixed Income, Capital Markets, Financial Modeling, Investment Banking, Wealth Management
Education
Colgate University 1990 — 1994
B.A., English
Syracuse, Florence Italy 1993 — 1993
The Taft School 1986 — 1990
Merrill Lynch September 2008 - Present
RW Collings January 2004 - July 2008
Trinity Capital Advisors January 2002 - December 2002
Cypress Funds January 2001 - December 2001
Montgomery Securities January 1996 - December 2000
Skills
Series 7, Alternative Investments, Series 63, Private Equity, Investments, Hedge Funds, Securities, Equities, Asset Allocation, Asset Managment, Fixed Income, Capital Markets, Financial Modeling, Investment Banking, Wealth Management
Education
Colgate University 1990 — 1994
B.A., English
Syracuse, Florence Italy 1993 — 1993
The Taft School 1986 — 1990
Shelley Whitehouse Shelley Whitehouse's Montgomery Securities Experience 1985 - 1986
Job Owner of The Smart Chicken Coop
Industry Management Consulting
Experience
The Smart Chicken Coop May 2012 - Present
The Silent Partner Group August 2011 - Present
Xavor Management Consulting December 2009 - December 2010
Sierra Arts Management 1991 - 2009
Riverside Community College 1999 - 2006
Montgomery Securities 1985 - 1986
Education
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management 2008 — 2010
EMBA
University of Southern California 1990 — 1993
MM
Stanford University 1981 — 1985
BA
The Smart Chicken Coop May 2012 - Present
The Silent Partner Group August 2011 - Present
Xavor Management Consulting December 2009 - December 2010
Sierra Arts Management 1991 - 2009
Riverside Community College 1999 - 2006
Montgomery Securities 1985 - 1986
Education
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management 2008 — 2010
EMBA
University of Southern California 1990 — 1993
MM
Stanford University 1981 — 1985
BA
Deron Kartoon Deron Kartoon's Montgomery Securities Experience 1997 - 2005
Job Founder, Varitan, Inc.
Industry Financial Services
Experience
Varitan, Inc. March 2010 - Present
Wells Fargo 2005 - 2010
Bank of America 2003 - 2005
Montgomery Securities 1997 - 2005
Corporate Lawyer 1991 - 1996
Skills
Document Drafting, Business Management, Financial Planning, Investments, Loan Structuring, Client Acquisition, Strategic Financial..., Asset Management, Customer Acquisition, Entrepreneurship, Executive Management, Finance, Financial Structuring, Management, Mergers, Portfolio Management, Series 7, Start-ups, Strategy, Venture Capital
Education
Loyola Law School, Loyola Marymount University 1988 — 1991
Doctor of Law (JD), Securities Law
University of California, Berkeley 1984 — 1988
Business Administration, Finance
Beverly Hills High School 1980 — 1984
Varitan, Inc. March 2010 - Present
Wells Fargo 2005 - 2010
Bank of America 2003 - 2005
Montgomery Securities 1997 - 2005
Corporate Lawyer 1991 - 1996
Skills
Document Drafting, Business Management, Financial Planning, Investments, Loan Structuring, Client Acquisition, Strategic Financial..., Asset Management, Customer Acquisition, Entrepreneurship, Executive Management, Finance, Financial Structuring, Management, Mergers, Portfolio Management, Series 7, Start-ups, Strategy, Venture Capital
Education
Loyola Law School, Loyola Marymount University 1988 — 1991
Doctor of Law (JD), Securities Law
University of California, Berkeley 1984 — 1988
Business Administration, Finance
Beverly Hills High School 1980 — 1984
Ben Huston's Montgomery Securities Experience September 1989 - March 1991
Job Independent Capital Markets Professional
Industry Capital Markets
Experience
Huston Capital Management, LLC January 1996 - July 2004
Pacific Growth March 1991 - December 1995
Montgomery Securities September 1989 - March 1991
Education
Harvard Business School 1987 — 1989
MBA, Business Administration
Purdue University 1980 — 1985
BSIE, Engineering
Huston Capital Management, LLC January 1996 - July 2004
Pacific Growth March 1991 - December 1995
Montgomery Securities September 1989 - March 1991
Education
Harvard Business School 1987 — 1989
MBA, Business Administration
Purdue University 1980 — 1985
BSIE, Engineering
Tom Brehme Tom Brehme's Montgomery Securities Experience 1996 - 2000
Job CFO/COO at The Healthy Teen Project
Industry Mental Health Care
Experience
The Healthy Teen Project June 2014 - Present
Architect Partners LLC February 2011 - Present
BlockWild.com April 2009 - February 2011
Pacific Rim Partners March 2008 - March 2010
Banc of America Securities 2001 - 2004
Montgomery Securities 1996 - 2000
Houlihan Lokey Howard & Zukin 1992 - 1996
Skills
Mergers & Acquisitions, Strategic Partnerships, Start-ups, Management, Entrepreneurship, Venture Capital, Strategy, Product Management, Business Strategy, Mobile Devices
Education
Claremont McKenna College 1988 — 1992
Pasadena Polytechnic High School 1984 — 1988
The Healthy Teen Project June 2014 - Present
Architect Partners LLC February 2011 - Present
BlockWild.com April 2009 - February 2011
Pacific Rim Partners March 2008 - March 2010
Banc of America Securities 2001 - 2004
Montgomery Securities 1996 - 2000
Houlihan Lokey Howard & Zukin 1992 - 1996
Skills
Mergers & Acquisitions, Strategic Partnerships, Start-ups, Management, Entrepreneurship, Venture Capital, Strategy, Product Management, Business Strategy, Mobile Devices
Education
Claremont McKenna College 1988 — 1992
Pasadena Polytechnic High School 1984 — 1988
Matt Belkin Matt Belkin's Montgomery Securities Experience August 1995 - July 1996
Job Chief Strategic Solutions Officer & SVP, Consulting at Domo, Inc.
Industry Internet
Experience
Domo, Inc. February 2014 - Present
Adobe January 2011 - January 2014
Omniture October 2008 - January 2011
Omniture January 2006 - October 2008
Omniture October 2004 - January 2006
Macromedia July 2002 - October 2004
Adobe Systems December 2000 - June 2002
Yahoo! December 1999 - December 2000
JP Morgan July 1996 - December 1999
Montgomery Securities August 1995 - July 1996
Skills
SMO, Customer Retention, Behavioral Targeting, Customer Engagement, Marketing Research, Usability, Online Advertising, SaaS, Multi-channel Marketing, Web Analytics, Marketing Automation, Digital Marketing, Mobile Devices, Analytics, Omniture, Multivariate Testing, SEM, Digital Strategy, Strategy, Strategic Partnerships, Display Advertising, Marketing, Search, Competitive Analysis, E-commerce, Web Marketing, Business Development, Go-to-market Strategy, Lead Generation, Conversion Optimization, PPC, Online Marketing, Demand Generation
Education
Lewis and Clark College 1991 — 1995
BA, Economics and German
Domo, Inc. February 2014 - Present
Adobe January 2011 - January 2014
Omniture October 2008 - January 2011
Omniture January 2006 - October 2008
Omniture October 2004 - January 2006
Macromedia July 2002 - October 2004
Adobe Systems December 2000 - June 2002
Yahoo! December 1999 - December 2000
JP Morgan July 1996 - December 1999
Montgomery Securities August 1995 - July 1996
Skills
SMO, Customer Retention, Behavioral Targeting, Customer Engagement, Marketing Research, Usability, Online Advertising, SaaS, Multi-channel Marketing, Web Analytics, Marketing Automation, Digital Marketing, Mobile Devices, Analytics, Omniture, Multivariate Testing, SEM, Digital Strategy, Strategy, Strategic Partnerships, Display Advertising, Marketing, Search, Competitive Analysis, E-commerce, Web Marketing, Business Development, Go-to-market Strategy, Lead Generation, Conversion Optimization, PPC, Online Marketing, Demand Generation
Education
Lewis and Clark College 1991 — 1995
BA, Economics and German
Jeff Zimmerman Jeff Zimmerman's Montgomery Securities Experience 1994 - 1996
Job SVP of Product Management & Marketing at Clearent
Industry Financial Services
Experience
Clearent December 2008 - Present
Network Solutions December 2006 - September 2008
MonsterCommerce July 2006 - November 2006
Intuit 2000 - June 2006
Edify 1996 - 1998
Montgomery Securities 1994 - 1996
Skills
Product Management, Strategy, Product Marketing, Web Applications, E-commerce, Cross-functional Team..., Payments, Web Design, Strategic Partnerships, Integrated Marketing, Account Management, Electronic Payments, Leadership, Business Intelligence, Strategic Planning, Product Development, Credit Cards, B2B, Payment Card Processing, Small Business, Marketing, SaaS, Mobile Payments, SEM, Start-ups, Entrepreneurship, E-payments, Merchant Services
Education
Stanford University Graduate School of Business 1998 — 2000
MBA
Harvard University 1990 — 1994
A.B., Economics
St. Louis University High School 1986 — 1990
Clearent December 2008 - Present
Network Solutions December 2006 - September 2008
MonsterCommerce July 2006 - November 2006
Intuit 2000 - June 2006
Edify 1996 - 1998
Montgomery Securities 1994 - 1996
Skills
Product Management, Strategy, Product Marketing, Web Applications, E-commerce, Cross-functional Team..., Payments, Web Design, Strategic Partnerships, Integrated Marketing, Account Management, Electronic Payments, Leadership, Business Intelligence, Strategic Planning, Product Development, Credit Cards, B2B, Payment Card Processing, Small Business, Marketing, SaaS, Mobile Payments, SEM, Start-ups, Entrepreneurship, E-payments, Merchant Services
Education
Stanford University Graduate School of Business 1998 — 2000
MBA
Harvard University 1990 — 1994
A.B., Economics
St. Louis University High School 1986 — 1990
Christina Kramlich Bowie Christina Kramlich Bowie's Montgomery Securities Experience February 1994 - July 1996
Job Social Finance, Inc.
Industry Financial Services
Experience
Social Finance, Inc. (SoFi) 2011 - Present
Integrated Insights Consulting Inc. July 2010 - June 2012
MoodLogic 2000 - 2001
NextCard 1998 - 2000
Montgomery Securities February 1994 - July 1996
VentureOne February 1993 - February 1994
Skills
Start-ups, Strategy, Business Development, Product Management, Strategic Partnerships, New Business Development, Product Development, Product Marketing, Entrepreneurship, Business Strategy, Market Research, Due Diligence, Spanish, Venture Capital, Italian, French, Equestrian, Competitive Analysis, Management, Performing Arts, Corporate Development, Sales, Horseback Riding, Public Speaking, Finance
Education
Northwestern University - Kellogg School of Management 1996 — 1998
Masters of Management, Marketing & Finance
Columbia University in the City of New York 1989 — 1992
BA, History
Marin Country Day School
School Year Abroad
Seydways
University High School
Social Finance, Inc. (SoFi) 2011 - Present
Integrated Insights Consulting Inc. July 2010 - June 2012
MoodLogic 2000 - 2001
NextCard 1998 - 2000
Montgomery Securities February 1994 - July 1996
VentureOne February 1993 - February 1994
Skills
Start-ups, Strategy, Business Development, Product Management, Strategic Partnerships, New Business Development, Product Development, Product Marketing, Entrepreneurship, Business Strategy, Market Research, Due Diligence, Spanish, Venture Capital, Italian, French, Equestrian, Competitive Analysis, Management, Performing Arts, Corporate Development, Sales, Horseback Riding, Public Speaking, Finance
Education
Northwestern University - Kellogg School of Management 1996 — 1998
Masters of Management, Marketing & Finance
Columbia University in the City of New York 1989 — 1992
BA, History
Marin Country Day School
School Year Abroad
Seydways
University High School
Stuart Duty Stuart Duty's Montgomery Securities Experience 1993 - 1999
Job Senior Managing Director at Guggenheim Securities, LLC
Industry Investment Banking
Experience
Guggenheim Securities, LLC June 2012 - Present
Piper Jaffray 2007 - 2012
Oracle Partners 2002 - 2007
Piper Jaffray 1999 - 2002
Montgomery Securities 1993 - 1999
Curative Technologies 1992 - 1993
Kidder Peabody 1987 - 1990
Skills
Hedge Funds, Equities, Fixed Income, Alternative Investments, Investment Banking, Securities, Investments, Series 7, Financial Modeling, Due Diligence, Corporate Finance, Mergers & Acquisitions, Financial Analysis, Capital Markets, Private Equity, Valuation, Venture Capital, Emerging Markets, Financial Structuring, IPO, Structured Finance, Bloomberg, Equity Research
Education
Harvard Business School 1990 — 1992
Master of Business Administration (M.B.A.)
Occidental College 1983 — 1987
Bachelor of Arts (B.A.), Biochemistry
Guggenheim Securities, LLC June 2012 - Present
Piper Jaffray 2007 - 2012
Oracle Partners 2002 - 2007
Piper Jaffray 1999 - 2002
Montgomery Securities 1993 - 1999
Curative Technologies 1992 - 1993
Kidder Peabody 1987 - 1990
Skills
Hedge Funds, Equities, Fixed Income, Alternative Investments, Investment Banking, Securities, Investments, Series 7, Financial Modeling, Due Diligence, Corporate Finance, Mergers & Acquisitions, Financial Analysis, Capital Markets, Private Equity, Valuation, Venture Capital, Emerging Markets, Financial Structuring, IPO, Structured Finance, Bloomberg, Equity Research
Education
Harvard Business School 1990 — 1992
Master of Business Administration (M.B.A.)
Occidental College 1983 — 1987
Bachelor of Arts (B.A.), Biochemistry
Nina (Ebert) Labatt Nina (Ebert) Labatt's Montgomery Securities Experience 1997 - 1998
Job CFO and Administrative Partner at Trinity Ventures
Industry Venture Capital & Private Equity
Experience
Trinity Ventures July 2013 - Present
Silicon Valley Bank May 2011 - June 2013
Health Evolution Partners January 2008 - April 2011
VCBC 2006 - 2011
Labrador Ventures November 2002 - January 2008
Saints Ventures LLC & Saints Advisors LLC 2001 - October 2002
PeoplePC 1999 - 2001
Nice Ventures, LLC 1998 - 1999
Montgomery Securities 1997 - 1998
Goldman Sachs 1993 - 1997
Skills
Venture Capital, Private Equity, Investments, Finance, Management, Portfolio Management, Financial Modeling, Mergers, Due Diligence, Valuation, Financial Analysis, Hedge Funds
Education
Harvard Business School 1991 — 1993
MBA
Stanford University 1984 — 1989
BA
Stanford University 1984 — 1989
MA
Trinity Ventures July 2013 - Present
Silicon Valley Bank May 2011 - June 2013
Health Evolution Partners January 2008 - April 2011
VCBC 2006 - 2011
Labrador Ventures November 2002 - January 2008
Saints Ventures LLC & Saints Advisors LLC 2001 - October 2002
PeoplePC 1999 - 2001
Nice Ventures, LLC 1998 - 1999
Montgomery Securities 1997 - 1998
Goldman Sachs 1993 - 1997
Skills
Venture Capital, Private Equity, Investments, Finance, Management, Portfolio Management, Financial Modeling, Mergers, Due Diligence, Valuation, Financial Analysis, Hedge Funds
Education
Harvard Business School 1991 — 1993
MBA
Stanford University 1984 — 1989
BA
Stanford University 1984 — 1989
MA
Elise Stern Elise Stern's Montgomery Securities Experience 1988 - 1990
Job Managing Director, Corporate Finance at Dawson James Securities
Industry Financial Services
Experience
Dawson James Securities July 2013 - Present
Dominick & Dominick LLC October 2011 - June 2013
Merriman Capital, Inc. September 2002 - November 2011
Volpe Brown Whelan 1991 - 1993
Montgomery Securities 1988 - 1990
Skills
Capital Raising,..., Project Planning, Capital Markets, Business Strategy, Investment Banking, New Business Development, Wealth Management, Capital Raising, Executive Management, Restructuring, Start-ups, Business Planning, Venture Capital, Strategy, Corporate Development, Securities, Entrepreneurship, Emerging Markets, Bloomberg, Trading, Series 63, Finance, Investor Relations, Private Placements, Equity Research, Management Consulting, Leadership, Financial Structuring, Series 7, Financial Services
Education
Fordham University - Graduate School of Business Administration 1982 — 1984
Master of Business Administration (MBA), Finance, General
Franklin & Marshall College 1976 — 1980
Bachelor of Arts (B.A.), Finance
Roslyn High School 1972 — 1976
Regents Degree
Dawson James Securities July 2013 - Present
Dominick & Dominick LLC October 2011 - June 2013
Merriman Capital, Inc. September 2002 - November 2011
Volpe Brown Whelan 1991 - 1993
Montgomery Securities 1988 - 1990
Skills
Capital Raising,..., Project Planning, Capital Markets, Business Strategy, Investment Banking, New Business Development, Wealth Management, Capital Raising, Executive Management, Restructuring, Start-ups, Business Planning, Venture Capital, Strategy, Corporate Development, Securities, Entrepreneurship, Emerging Markets, Bloomberg, Trading, Series 63, Finance, Investor Relations, Private Placements, Equity Research, Management Consulting, Leadership, Financial Structuring, Series 7, Financial Services
Education
Fordham University - Graduate School of Business Administration 1982 — 1984
Master of Business Administration (MBA), Finance, General
Franklin & Marshall College 1976 — 1980
Bachelor of Arts (B.A.), Finance
Roslyn High School 1972 — 1976
Regents Degree
Abhishek Agarwal Abhishek Agarwal's Montgomery Securities Experience August 2000 - October 2004
Job Fintech Entrepreneur | Startup Advisor | Risk Mgmt Leader Credit & Operational
Industry Investment Management
Experience
Croudify February 2014 - Present
Startup Leadership Program August 2012 - Present
Prediken May 2012 - Present
Venture Initiaion Program, The Wharton School November 2012 - Present
Bank of America June 2009 - Present
The Wharton School May 2010 - April 2012
Bank of America December 2006 - May 2009
Bank of America October 2004 - December 2006
Montgomery Securities August 2000 - October 2004
Infosys October 1998 - July 2000
Skills
Fixed Income, Valuation, Asset Management, ABS, Residential Mortgages, Negotiation, Hedge Funds, Banking, Funding, Capital Markets, Investment Banking, Securitization, Alternative Investments, Equities, Equity Research, Portfolio Management, Options, Credit Derivatives, Derivatives, Structured Finance, Financial Modeling, Equity Derivatives, MBS, DCF, Credit Risk, Debt, Origination, Deal Structuring, Quantitative Finance, Structured Products, Investments, Private Equity, Emerging Markets, Quantitative Analysis, Corporate Finance, Bonds, Swaps, Industry Analysis, Due Diligence, Credit Analysis, Credit, Financial Markets, CDO, Wealth Management, Financial Analysis, Market Risk, Investment Strategies, Structuring, Asset, Trading
Education
University of Pennsylvania - The Wharton School 2010 — 2012
MBA (Honors), Finance, Strategy
Indian Institute of Technology, Kharagpur 1994 — 1998
B Tech. (Honors), Chemical Engineering
CFA Institute 2009 — 2011
CFA, Investmnent Management, Valuation, Analysis, Quant
Global Association of Risk Managers 1998 — 2009
FRM, Risk Management, Derivatives
CompTIA 2000 — 2009
PM, Project Management
Croudify February 2014 - Present
Startup Leadership Program August 2012 - Present
Prediken May 2012 - Present
Venture Initiaion Program, The Wharton School November 2012 - Present
Bank of America June 2009 - Present
The Wharton School May 2010 - April 2012
Bank of America December 2006 - May 2009
Bank of America October 2004 - December 2006
Montgomery Securities August 2000 - October 2004
Infosys October 1998 - July 2000
Skills
Fixed Income, Valuation, Asset Management, ABS, Residential Mortgages, Negotiation, Hedge Funds, Banking, Funding, Capital Markets, Investment Banking, Securitization, Alternative Investments, Equities, Equity Research, Portfolio Management, Options, Credit Derivatives, Derivatives, Structured Finance, Financial Modeling, Equity Derivatives, MBS, DCF, Credit Risk, Debt, Origination, Deal Structuring, Quantitative Finance, Structured Products, Investments, Private Equity, Emerging Markets, Quantitative Analysis, Corporate Finance, Bonds, Swaps, Industry Analysis, Due Diligence, Credit Analysis, Credit, Financial Markets, CDO, Wealth Management, Financial Analysis, Market Risk, Investment Strategies, Structuring, Asset, Trading
Education
University of Pennsylvania - The Wharton School 2010 — 2012
MBA (Honors), Finance, Strategy
Indian Institute of Technology, Kharagpur 1994 — 1998
B Tech. (Honors), Chemical Engineering
CFA Institute 2009 — 2011
CFA, Investmnent Management, Valuation, Analysis, Quant
Global Association of Risk Managers 1998 — 2009
FRM, Risk Management, Derivatives
CompTIA 2000 — 2009
PM, Project Management
Doug Princiotta's Montgomery Securities Experience 1991 - 1995
Job Owner at TriCity Distribution
Industry Construction
Experience
Tri-City Distribution October 2007 - Present
Montgomery Securities 1991 - 1995
Skills
New Business Development, Renovation, Construction, Building Materials, Customer Service, Insulation, Acoustics, Contract Negotiation, Small Business, Budgets, Residential Homes, Negotiation, Construction Management, Strategic Planning, Contract Management, Leadership, Team Building
Education
Boston College 1988 — 1992
Bachelor's of Science, Business Administration and Management, General
Tri-City Distribution October 2007 - Present
Montgomery Securities 1991 - 1995
Skills
New Business Development, Renovation, Construction, Building Materials, Customer Service, Insulation, Acoustics, Contract Negotiation, Small Business, Budgets, Residential Homes, Negotiation, Construction Management, Strategic Planning, Contract Management, Leadership, Team Building
Education
Boston College 1988 — 1992
Bachelor's of Science, Business Administration and Management, General
Amy Grossman's Montgomery Securities Experience 1996 - 1999
Job Vice President, Complex Asset Group at Fidelity Charitable
Industry Financial Services
Experience
Fidelity Charitable March 2015 - Present
Credit Suisse May 1999 - May 2014
Montgomery Securities 1996 - 1999
Thelen, Marin, Johnson & Bridges, LLC. September 1993 - August 1995
Skills
Venture Capital, Securities, Private Banking, Capital Markets, Management, Alternative Investments, Hedge Funds, Investment Banking, Investments, Portfolio Management, Private Equity, Equities
Education
Boston University School of Law 1988 — 1991
JD
University of Pennsylvania 1983 — 1987
Bachelor of Arts (B.A.)
Fidelity Charitable March 2015 - Present
Credit Suisse May 1999 - May 2014
Montgomery Securities 1996 - 1999
Thelen, Marin, Johnson & Bridges, LLC. September 1993 - August 1995
Skills
Venture Capital, Securities, Private Banking, Capital Markets, Management, Alternative Investments, Hedge Funds, Investment Banking, Investments, Portfolio Management, Private Equity, Equities
Education
Boston University School of Law 1988 — 1991
JD
University of Pennsylvania 1983 — 1987
Bachelor of Arts (B.A.)
Jeff Cain Jeff Cain's Montgomery Securities Experience July 1989 - February 1993
Job Incubator Director at Yodlee Interactive
Industry Internet
Experience
Yodlee October 2014 - Present
Rutberg & Company February 2013 - July 2014
Common Sense Media August 2011 - September 2012
J. Cain Advisors June 2005 - September 2011
Zobo Pet Products April 2005 - September 2011
Cadence Design Systems September 2003 - April 2005
Red Herring November 1998 - May 2001
Poppybox Gardens December 1997 - November 1998
Pacific Telesis January 1996 - December 1997
Montgomery Securities July 1989 - February 1993
Skills
Strategy, Mergers, Investments, Divestitures, Strategic Partnerships, Start-ups, Business Development, Corporate Development, Entrepreneurship, Product Management, Venture Capital, Business Strategy, Mergers & Acquisitions, Licensing, Business Planning, Digital Media, Mobile Devices, SaaS
Education
Harvard University 1993 — 1995
MA
Stanford University 1982 — 1986
BA
Yodlee October 2014 - Present
Rutberg & Company February 2013 - July 2014
Common Sense Media August 2011 - September 2012
J. Cain Advisors June 2005 - September 2011
Zobo Pet Products April 2005 - September 2011
Cadence Design Systems September 2003 - April 2005
Red Herring November 1998 - May 2001
Poppybox Gardens December 1997 - November 1998
Pacific Telesis January 1996 - December 1997
Montgomery Securities July 1989 - February 1993
Skills
Strategy, Mergers, Investments, Divestitures, Strategic Partnerships, Start-ups, Business Development, Corporate Development, Entrepreneurship, Product Management, Venture Capital, Business Strategy, Mergers & Acquisitions, Licensing, Business Planning, Digital Media, Mobile Devices, SaaS
Education
Harvard University 1993 — 1995
MA
Stanford University 1982 — 1986
BA
Becky (Levikow) Sarazy Becky (Levikow) Sarazy's Montgomery Securities Experience August 1996 - February 1999
Job Director, Events & Sponsorships, Motion Picture & Television Fund
Industry Entertainment
Experience
MPTF November 2013 - Present
The Paley Center for Media July 2001 - November 2013
BroadBand Sports August 1999 - March 2001
Montgomery Securities August 1996 - February 1999
Skills
Public Speaking, Strategic Partnerships, Event Management, Management, Program Management, Social Networking, Social Media, Social Media Marketing, Strategic Planning, Fundraising, Sponsorship
Education
California Polytechnic State University 1993 — 1996
B.S, Business Administration
California Polytechnic State University-San Luis Obispo 1993 — 1996
BS, Business Administration - Finance
MPTF November 2013 - Present
The Paley Center for Media July 2001 - November 2013
BroadBand Sports August 1999 - March 2001
Montgomery Securities August 1996 - February 1999
Skills
Public Speaking, Strategic Partnerships, Event Management, Management, Program Management, Social Networking, Social Media, Social Media Marketing, Strategic Planning, Fundraising, Sponsorship
Education
California Polytechnic State University 1993 — 1996
B.S, Business Administration
California Polytechnic State University-San Luis Obispo 1993 — 1996
BS, Business Administration - Finance
Nicholas Atkeson's Montgomery Securities Experience March 1996 - December 1998
Job Partner, Delta Investment Management, registered investment advisor
Industry Financial Services
Experience
Delta Force Capital June 2006 - April 2009
Susquehanna International Group, LLP (SIG) January 2003 - December 2005
Bank of America January 1999 - December 2003
Montgomery Securities March 1996 - December 1998
Skills
Trading, Investments, Mutual Funds, Capital Markets, Derivatives, Equities, Fixed Income, Hedge Funds, Investment Management, Management, Options, Valuation
Education
Stanford University 1986 — 1988
Master of Business Administration (MBA)
Haverford College 1980 — 1984
Bachelor of Arts (B.A.), Economics, Phi Beta Kappa
Delta Force Capital June 2006 - April 2009
Susquehanna International Group, LLP (SIG) January 2003 - December 2005
Bank of America January 1999 - December 2003
Montgomery Securities March 1996 - December 1998
Skills
Trading, Investments, Mutual Funds, Capital Markets, Derivatives, Equities, Fixed Income, Hedge Funds, Investment Management, Management, Options, Valuation
Education
Stanford University 1986 — 1988
Master of Business Administration (MBA)
Haverford College 1980 — 1984
Bachelor of Arts (B.A.), Economics, Phi Beta Kappa
Christopher Adishian Christopher Adishian's Montgomery Securities Experience February 1997 - October 1998
Job California Attorney For Corporate, Employment and Real Estate Matters; General Counsel, Transactions and Litigation
Industry Law Practice
Experience
Adishian Law Group, P.C. September 2003 - Present
Adishian Capital January 1999 - Present
Roessler-Chadwick Foundation Board of Trustees July 2014 - Present
Teacher Universe March 2000 - August 2000
Montgomery Securities February 1997 - October 1998
Paymap [formerly Aegis Mortgage Acceleration Corp.] September 1996 - February 1997
Arthur Andersen August 1994 - August 1996
Skills
Corporate Law, Employment Law, Real Estate, Litigation, Mediation, Arbitration, Mergers & Acquisitions, Mergers, Acquisitions, Due Diligence, Joint Ventures, Negotiation, Outside General Counsel, Business Counsel, Contract Negotiation, Corporate Governance, Employment..., Employment Contracts, Commercial Real Estate, Property Management, Real Estate Transactions, Investment Properties, Purchase & Sale..., Lease Negotiations, Lease Options, Legal Writing, Strategic Planning, Business Strategy, Investments, Commercial Litigation, Restructuring, Legal Advice, Licensing, Contract Law, Team Leadership, Strategic Thinking, Creative Solutions, Strategic Communications, Dispute Resolution
Education
Loyola Law School, Loyola Marymount University 1991 — 1994
JD, Law
University of California, Berkeley 1987 — 1991
Bachelor of Arts, Mathematical Economics; Minor from Haas School of Business
Palos Verdes High School 1983 — 1987
Chadwick School 1981 — 1983
Adishian Law Group, P.C. September 2003 - Present
Adishian Capital January 1999 - Present
Roessler-Chadwick Foundation Board of Trustees July 2014 - Present
Teacher Universe March 2000 - August 2000
Montgomery Securities February 1997 - October 1998
Paymap [formerly Aegis Mortgage Acceleration Corp.] September 1996 - February 1997
Arthur Andersen August 1994 - August 1996
Skills
Corporate Law, Employment Law, Real Estate, Litigation, Mediation, Arbitration, Mergers & Acquisitions, Mergers, Acquisitions, Due Diligence, Joint Ventures, Negotiation, Outside General Counsel, Business Counsel, Contract Negotiation, Corporate Governance, Employment..., Employment Contracts, Commercial Real Estate, Property Management, Real Estate Transactions, Investment Properties, Purchase & Sale..., Lease Negotiations, Lease Options, Legal Writing, Strategic Planning, Business Strategy, Investments, Commercial Litigation, Restructuring, Legal Advice, Licensing, Contract Law, Team Leadership, Strategic Thinking, Creative Solutions, Strategic Communications, Dispute Resolution
Education
Loyola Law School, Loyola Marymount University 1991 — 1994
JD, Law
University of California, Berkeley 1987 — 1991
Bachelor of Arts, Mathematical Economics; Minor from Haas School of Business
Palos Verdes High School 1983 — 1987
Chadwick School 1981 — 1983
Steve Vermut's Montgomery Securities Experience April 1995 - August 1997
Job Executive Chairman at Prosper Marketplace
Industry Financial Services
Experience
Prosper Marketplace March 2014 - Present
Prosper Marketplace January 2013 - March 2014
Wells Fargo Securities December 2012 - January 2013
Merlin, a Wells Fargo Company August 2012 - November 2012
Merlin Securities May 2004 - July 2012
Merlin Securities April 2004 - July 2012
Banc of America Securities September 1997 - March 2003
Montgomery Securities April 1995 - August 1997
Furman Selz February 1984 - March 1995
L. F. Rothschild & Co. May 1970 - January 1981
Skills
Prime Brokerage, Hedge Funds, Alternative Investments, Equities, Equity Trading, Series 7, Fixed Income, Securities, Capital Markets, Private Equity, Trading, Investment Banking, Financial Markets
Education
Babson College 1964 — 1967
B.S., Finance
Prosper Marketplace March 2014 - Present
Prosper Marketplace January 2013 - March 2014
Wells Fargo Securities December 2012 - January 2013
Merlin, a Wells Fargo Company August 2012 - November 2012
Merlin Securities May 2004 - July 2012
Merlin Securities April 2004 - July 2012
Banc of America Securities September 1997 - March 2003
Montgomery Securities April 1995 - August 1997
Furman Selz February 1984 - March 1995
L. F. Rothschild & Co. May 1970 - January 1981
Skills
Prime Brokerage, Hedge Funds, Alternative Investments, Equities, Equity Trading, Series 7, Fixed Income, Securities, Capital Markets, Private Equity, Trading, Investment Banking, Financial Markets
Education
Babson College 1964 — 1967
B.S., Finance
John Sternfield John Sternfield's Montgomery Securities Experience 1992 - 1995
Job Head of Technology Investment Banking Petsky Prunier LLC
Industry Investment Banking
Experience
Petsky Prunier LLC March 2012 - Present
North Point Advisors April 2009 - February 2012
The Ritz-Carlton Club Aspen Highlands 2003 - October 2011
Cantor Fitzgerald August 2006 - April 2009
Ross Road Partners June 2002 - August 2006
Piper Jaffray 1995 - 2002
Montgomery Securities 1992 - 1995
Skills
Market Development, Private Placements, Capital Markets, Investment Banking, Corporate Advisory, Mergers, Private Equity, Corporate Finance, Valuation, Due Diligence, Strategy, Entrepreneurship, Asset Management, Business Development, Investments, Hedge Funds, Equity Research, Alternative Investments, Financial Analysis, New Business Development, Financial Services, Start-ups, Cross-functional Team..., Leadership, Executive Management, M&A experience, Finance, Strategic Planning, Financial Modeling, Corporate Development, Business Strategy, Emerging Markets, LBO, Structured Finance, Financial Structuring, Leveraged Finance, Management, Portfolio Management, Growth Capital, Angel Investing, IPO, Restructuring, Acquisitions, Divestitures, Capital Raising, Business Valuation, Investor Relations, Equity Valuation, Deal Sourcing, Equities
Education
Harvard Business School 1981 — 1983
MBA, Finance
University of Pennsylvania
BA, Sociology/Political Science
Petsky Prunier LLC March 2012 - Present
North Point Advisors April 2009 - February 2012
The Ritz-Carlton Club Aspen Highlands 2003 - October 2011
Cantor Fitzgerald August 2006 - April 2009
Ross Road Partners June 2002 - August 2006
Piper Jaffray 1995 - 2002
Montgomery Securities 1992 - 1995
Skills
Market Development, Private Placements, Capital Markets, Investment Banking, Corporate Advisory, Mergers, Private Equity, Corporate Finance, Valuation, Due Diligence, Strategy, Entrepreneurship, Asset Management, Business Development, Investments, Hedge Funds, Equity Research, Alternative Investments, Financial Analysis, New Business Development, Financial Services, Start-ups, Cross-functional Team..., Leadership, Executive Management, M&A experience, Finance, Strategic Planning, Financial Modeling, Corporate Development, Business Strategy, Emerging Markets, LBO, Structured Finance, Financial Structuring, Leveraged Finance, Management, Portfolio Management, Growth Capital, Angel Investing, IPO, Restructuring, Acquisitions, Divestitures, Capital Raising, Business Valuation, Investor Relations, Equity Valuation, Deal Sourcing, Equities
Education
Harvard Business School 1981 — 1983
MBA, Finance
University of Pennsylvania
BA, Sociology/Political Science
Rick Heller Rick Heller's Montgomery Securities Experience 1994 - 1995
Job Senior Director Cloud GoToMarket at Cisco
Industry Computer Networking
Experience
Cisco Systems April 2010 - Present
Cisco Systems May 2008 - March 2010
Accenture 2001 - 2008
MCI Corporation 1997 - 1998
McKinsey & Company June 1996 - August 1996
Montgomery Securities 1994 - 1995
Federal Reserve Board 1992 - 1994
Skills
Go-to-market Strategy, Acquisition Integration, Sales Enablement, Sales Operations, Cross-functional Team..., Strategic Partnerships, SaaS, Channel, Competitive Analysis, Enterprise Software, Channel Partners, Strategy, Product Management, Solution Selling, Business Strategy, Business Alliances, Telecommunications, Management Consulting, Leadership, Selling
Education
Northwestern University - Kellogg School of Management 1995 — 1997
MBA, Business
Carleton College 1988 — 1992
BA, Economics, Political Science
Cisco Systems April 2010 - Present
Cisco Systems May 2008 - March 2010
Accenture 2001 - 2008
MCI Corporation 1997 - 1998
McKinsey & Company June 1996 - August 1996
Montgomery Securities 1994 - 1995
Federal Reserve Board 1992 - 1994
Skills
Go-to-market Strategy, Acquisition Integration, Sales Enablement, Sales Operations, Cross-functional Team..., Strategic Partnerships, SaaS, Channel, Competitive Analysis, Enterprise Software, Channel Partners, Strategy, Product Management, Solution Selling, Business Strategy, Business Alliances, Telecommunications, Management Consulting, Leadership, Selling
Education
Northwestern University - Kellogg School of Management 1995 — 1997
MBA, Business
Carleton College 1988 — 1992
BA, Economics, Political Science
Chip Vetter Chip Vetter's Montgomery Securities Experience 1986 - 1996
Job Teacher at The Marin School
Industry Primary/Secondary Education
Experience
The Marin School Manager DirectorRobertson Stephens1996 - 2001
Montgomery Securities 1986 - 1996
Skills
Teaching, Nonprofits, Leadership Development, Curriculum Development, Curriculum Design, Public Speaking, Research, Management, Fundraising, Team Building, Tutoring, Mergers & Acquisitions, Coaching, Educational Leadership, Staff Development
Education
Harvard Law School 1980 — 1983
JD
Dartmouth College 1975 — 1979
AB
The Marin School Manager DirectorRobertson Stephens1996 - 2001
Montgomery Securities 1986 - 1996
Skills
Teaching, Nonprofits, Leadership Development, Curriculum Development, Curriculum Design, Public Speaking, Research, Management, Fundraising, Team Building, Tutoring, Mergers & Acquisitions, Coaching, Educational Leadership, Staff Development
Education
Harvard Law School 1980 — 1983
JD
Dartmouth College 1975 — 1979
AB
Albert Chiang's Montgomery Securities Experience January 1996 - May 1997
Job Managing Director, Private Equity at The Sobrato Organization / Sobrato Capital
Industry Investment Management
Experience
The Sobrato Organization / Sobrato Capital January 2015 - Present
Bay Hills Capital February 2008 - December 2014
Diamondhead Ventures July 2006 - October 2007
FTV Capital October 2000 - June 2006
Catterton Partners September 1999 - September 2000
Montgomery Securities January 1996 - May 1997
Montgomery Securities September 1993 - December 1995
Skills
Fund Of Funds, Private Equity, Funding, Institutional..., Financial Services, Capital, Venture Capital, Buyouts, Pension Funds, Start-ups, Portfolio Management, Strategy
Education
Harvard Business School 1997 — 1999
MBA
U.C. Berkeley 1988 — 1992
B.S., Business Administration
The Sobrato Organization / Sobrato Capital January 2015 - Present
Bay Hills Capital February 2008 - December 2014
Diamondhead Ventures July 2006 - October 2007
FTV Capital October 2000 - June 2006
Catterton Partners September 1999 - September 2000
Montgomery Securities January 1996 - May 1997
Montgomery Securities September 1993 - December 1995
Skills
Fund Of Funds, Private Equity, Funding, Institutional..., Financial Services, Capital, Venture Capital, Buyouts, Pension Funds, Start-ups, Portfolio Management, Strategy
Education
Harvard Business School 1997 — 1999
MBA
U.C. Berkeley 1988 — 1992
B.S., Business Administration
Kevin Robinson Kevin Robinson's Montgomery Securities Experience March 1995 - February 1999
Job Charter Financial Publishing Network Relationship Manager
Industry Publishing
Experience
Charter Financial Publishing Network September 2011 - September 2014
Wegmans Food Markets October 2008 - September 2011
Thomas Weisel Partners February 1999 - August 2008
Montgomery Securities March 1995 - February 1999
Education
Penn State University 1981 — 1983
Business
County College of Morris 1978 — 1981
Business
Charter Financial Publishing Network September 2011 - September 2014
Wegmans Food Markets October 2008 - September 2011
Thomas Weisel Partners February 1999 - August 2008
Montgomery Securities March 1995 - February 1999
Education
Penn State University 1981 — 1983
Business
County College of Morris 1978 — 1981
Business
Didier Lavion Didier Lavion's Montgomery Securities Experience 1996 - 1997
Job Principal Forensic Services at PricewaterhouseCoopers LLP
Industry Accounting
Experience
PricewaterhouseCoopers LLP August 2010 - Present
Ernst & Young February 2002 - August 2010
Oven Digital June 2000 - October 2001
Ernst & Young February 1997 - June 2000
Montgomery Securities 1996 - 1997
Women's World Banking May 1995 - August 1995
Price Waterhouse September 1988 - August 1994
Skills
Forensic Accounting, FCPA, Litigation Support, Data Analysis, Customs Regulations, Predictive Modeling, Computer Forensics, Internal Investigations, Financial Services, Certified Fraud Examiner, Due Diligence, Corporate Governance, Fraud, Internal Controls, Enterprise Risk..., AML, Mergers, Anti-fraud, Risk Assessment, Auditing
Education
New York University - Leonard N. Stern School of Business 1994 — 1996
MBA, Finance
Boston University 1984 — 1988
BA, Economics, Political Science
PricewaterhouseCoopers LLP August 2010 - Present
Ernst & Young February 2002 - August 2010
Oven Digital June 2000 - October 2001
Ernst & Young February 1997 - June 2000
Montgomery Securities 1996 - 1997
Women's World Banking May 1995 - August 1995
Price Waterhouse September 1988 - August 1994
Skills
Forensic Accounting, FCPA, Litigation Support, Data Analysis, Customs Regulations, Predictive Modeling, Computer Forensics, Internal Investigations, Financial Services, Certified Fraud Examiner, Due Diligence, Corporate Governance, Fraud, Internal Controls, Enterprise Risk..., AML, Mergers, Anti-fraud, Risk Assessment, Auditing
Education
New York University - Leonard N. Stern School of Business 1994 — 1996
MBA, Finance
Boston University 1984 — 1988
BA, Economics, Political Science
Duska Kennedy Duska Kennedy's Montgomery Securities Experience June 2002 - June 2004
Job Director, Information Management at University Health Network
Industry Hospital & Health Care
Experience
University Health Network May 2007 - Present
Courtyard Group July 2005 - April 2007
Montgomery Securities June 2002 - June 2004
The McKenna Group 2000 - 2002
Education
Ivey Business School at Western University
University Health Network May 2007 - Present
Courtyard Group July 2005 - April 2007
Montgomery Securities June 2002 - June 2004
The McKenna Group 2000 - 2002
Education
Ivey Business School at Western University
Kathleen Smythe Kathleen Smythe's Montgomery Securities Experience April 1986 - February 2001
Job EXPERIENCED PUBLIC COMPANY BOARD MEMBER
Industry Financial Services
Experience
Sandler O'Neill + Partners, L.P. March 2011 - February 2015
Guaranty Bancorp 2006 - 2012
Real Estate Investment Company 1990 - 2012
Keefe, Bruyette & Woods March 2002 - 2005
Montgomery Securities April 1986 - February 2001
Education
Harvard University
Doctor of Philosophy (Ph.D.)
Harvard University
Master's Degree
Harvard University
New York University
Master's Degree
Thunderbird School of Global Management
Master's Degree
UCLA
Bachelor's Degree
Sandler O'Neill + Partners, L.P. March 2011 - February 2015
Guaranty Bancorp 2006 - 2012
Real Estate Investment Company 1990 - 2012
Keefe, Bruyette & Woods March 2002 - 2005
Montgomery Securities April 1986 - February 2001
Education
Harvard University
Doctor of Philosophy (Ph.D.)
Harvard University
Master's Degree
Harvard University
New York University
Master's Degree
Thunderbird School of Global Management
Master's Degree
UCLA
Bachelor's Degree
Vince Cheng's Montgomery Securities Experience 1995 - 1997
Job Earlystage product leader
Industry Internet
Experience
Hotwire 2013 - 2014
Expedia 2011 - 2014
Intuit 2008 - 2011
Intuit 2006 - 2008
Intuit 2002 - 2006
McKinsey & Company 1999 - 2002
Montgomery Securities 1995 - 1997
American Management Systems (AMS) 1993 - 1995
Skills
Cross-functional Team..., Financial Modeling, Product Innovation, Go-to-market Strategy, Product Management, SaaS, Enterprise Software, Analytics, Competitive Analysis, Product Marketing, Strategic Partnerships, Software Product..., Strategy, Start-ups, Mobile Devices
Education
Massachusetts Institute of Technology - Sloan School of Management 1997 — 1999
MBA
Cornell University 1992 — 1993
M. Eng., Computer Science
Cornell University 1989 — 1993
B.S., Computer Science
Hotwire 2013 - 2014
Expedia 2011 - 2014
Intuit 2008 - 2011
Intuit 2006 - 2008
Intuit 2002 - 2006
McKinsey & Company 1999 - 2002
Montgomery Securities 1995 - 1997
American Management Systems (AMS) 1993 - 1995
Skills
Cross-functional Team..., Financial Modeling, Product Innovation, Go-to-market Strategy, Product Management, SaaS, Enterprise Software, Analytics, Competitive Analysis, Product Marketing, Strategic Partnerships, Software Product..., Strategy, Start-ups, Mobile Devices
Education
Massachusetts Institute of Technology - Sloan School of Management 1997 — 1999
MBA
Cornell University 1992 — 1993
M. Eng., Computer Science
Cornell University 1989 — 1993
B.S., Computer Science
Kayvan Heravi Kayvan Heravi's Montgomery Securities Experience July 1998 - July 1999
Job Partner at LNK Partners
Industry Venture Capital & Private Equity
Experience
LNK Partners February 2006 - Present
Apax Partners July 2004 - January 2006
Robertson Stephens July 1999 - August 2001
Montgomery Securities July 1998 - July 1999
Skills
Private Equity, Venture Capital, Corporate Development, LBO, Growth Capital, Investment Banking, Due Diligence, Valuation, Principal Investing, Mezzanine, Mergers, Buyouts
Education
Harvard Business School 2002 — 2004
MBA
Georgetown University 1994 — 1998
BSFS, Foreign Service
LNK Partners February 2006 - Present
Apax Partners July 2004 - January 2006
Robertson Stephens July 1999 - August 2001
Montgomery Securities July 1998 - July 1999
Skills
Private Equity, Venture Capital, Corporate Development, LBO, Growth Capital, Investment Banking, Due Diligence, Valuation, Principal Investing, Mezzanine, Mergers, Buyouts
Education
Harvard Business School 2002 — 2004
MBA
Georgetown University 1994 — 1998
BSFS, Foreign Service
Jeffry Canin's Montgomery Securities Experience 1991 - 1992
Job Associate Partner, Auxin Partners
Industry Venture Capital & Private Equity
Experience
Auxin Partners September 2011 - Present
Canin Associates January 2004 - Present
Oregon State University 2008 - 2012
University of Washington, TechTransfer January 2009 - June 2010
Reed Global Advisors 2003 - 2004
eFund 1999 - 2002
US Venture Partners 1995 - 1997
Salomon Brothers 1992 - 1995
Montgomery Securities 1991 - 1992
Hambrecht & Quist 1982 - 1989
Skills
Competitive Analysis, Licensing, Renewable Energy, Portfolio Management, Financial Services, Start-ups, Strategic Partnerships, Entrepreneurship, Business Strategy, Business Planning, Cleantech, Business Development, Venture Capital, Energy, Mergers & Acquisitions, Marketing, Program Management, Management Consulting, Valuation, New Business Development, Strategy, Private Equity, Negotiation, Strategic Planning, International Business, Finance, Corporate Finance, Analysis, Financial Modeling, Commercialization, Executive Management, Product Management, Corporate Development, Market Analysis, Due Diligence, Market Research, Analytics, Cross-functional Team..., Funding, Financial Analysis, Leadership, Consulting, Investments, Angel Investing, E-commerce, Product Marketing, SaaS, Business, Product Development, Management
Education
University of California, Berkeley, Haas School of Business 1976 — 1978
MBA, International Business; Marketing
Brown University 1972 — 1976
BA, Engineering; Economics
Auxin Partners September 2011 - Present
Canin Associates January 2004 - Present
Oregon State University 2008 - 2012
University of Washington, TechTransfer January 2009 - June 2010
Reed Global Advisors 2003 - 2004
eFund 1999 - 2002
US Venture Partners 1995 - 1997
Salomon Brothers 1992 - 1995
Montgomery Securities 1991 - 1992
Hambrecht & Quist 1982 - 1989
Skills
Competitive Analysis, Licensing, Renewable Energy, Portfolio Management, Financial Services, Start-ups, Strategic Partnerships, Entrepreneurship, Business Strategy, Business Planning, Cleantech, Business Development, Venture Capital, Energy, Mergers & Acquisitions, Marketing, Program Management, Management Consulting, Valuation, New Business Development, Strategy, Private Equity, Negotiation, Strategic Planning, International Business, Finance, Corporate Finance, Analysis, Financial Modeling, Commercialization, Executive Management, Product Management, Corporate Development, Market Analysis, Due Diligence, Market Research, Analytics, Cross-functional Team..., Funding, Financial Analysis, Leadership, Consulting, Investments, Angel Investing, E-commerce, Product Marketing, SaaS, Business, Product Development, Management
Education
University of California, Berkeley, Haas School of Business 1976 — 1978
MBA, International Business; Marketing
Brown University 1972 — 1976
BA, Engineering; Economics
Fred Winograd's Montgomery Securities Experience 1996 - 2001
Job Banking Process Reengineering Consultant
Industry Banking
Experience
Union Bank of California 2007 - Present
UBOC December 2006 - Present
Thomas Weisel Partners January 2001 - December 2006
Capstan 1999 - 2001
Capstan Systems 1999 - 2001
Montgomery Securities 1996 - 2001
Banc of America Securities 1996 - 2000
Merrill Lynch 1989 - April 1996
The Chase Manhattan Bank 1973 - 1986
Skills
Electronic Trading, Management Consulting, Capital Markets, Payment Systems, Trading Systems, Financial Markets, Asset Managment, Back Office, Equities, Hedge Funds, Risk Management, Investment Banking, Portfolio Management, Alternative Investments, Fixed Income, Financial Services, Enterprise Architecture, Management, SDLC, Strategy, Vendor Management, Asset Management, Derivatives, Securities, Business Analysis
Education
Lamar University
BSIE, Industrial Engineering
Union Bank of California 2007 - Present
UBOC December 2006 - Present
Thomas Weisel Partners January 2001 - December 2006
Capstan 1999 - 2001
Capstan Systems 1999 - 2001
Montgomery Securities 1996 - 2001
Banc of America Securities 1996 - 2000
Merrill Lynch 1989 - April 1996
The Chase Manhattan Bank 1973 - 1986
Skills
Electronic Trading, Management Consulting, Capital Markets, Payment Systems, Trading Systems, Financial Markets, Asset Managment, Back Office, Equities, Hedge Funds, Risk Management, Investment Banking, Portfolio Management, Alternative Investments, Fixed Income, Financial Services, Enterprise Architecture, Management, SDLC, Strategy, Vendor Management, Asset Management, Derivatives, Securities, Business Analysis
Education
Lamar University
BSIE, Industrial Engineering
David Still's Montgomery Securities Experience July 1996 - December 1998
Job VP, Product User Apps at Box
Industry Wireless
Experience
Box June 2015 - Present
Box July 2013 - May 2015
Skype / Microsoft December 2010 - April 2013
Bubbly September 2006 - December 2010
Good Technology June 2003 - April 2006
Yahoo! Mobile January 1999 - May 2002
Montgomery Securities July 1996 - December 1998
Skills
Product Management, Product Marketing, Strategic Planning, Mobile, Mobile Applications, Mobile Devices, Mobile Strategy, Mobile Technology, Cloud Computing, Strategic Partnerships, Go-to-market Strategy, Management, Leadership, Marketing Strategy, Start-ups, SaaS
Education
Stanford Graduate School of Business 2002 — 2004
MBA
Amherst College 1992 — 1996
BA
Box June 2015 - Present
Box July 2013 - May 2015
Skype / Microsoft December 2010 - April 2013
Bubbly September 2006 - December 2010
Good Technology June 2003 - April 2006
Yahoo! Mobile January 1999 - May 2002
Montgomery Securities July 1996 - December 1998
Skills
Product Management, Product Marketing, Strategic Planning, Mobile, Mobile Applications, Mobile Devices, Mobile Strategy, Mobile Technology, Cloud Computing, Strategic Partnerships, Go-to-market Strategy, Management, Leadership, Marketing Strategy, Start-ups, SaaS
Education
Stanford Graduate School of Business 2002 — 2004
MBA
Amherst College 1992 — 1996
BA
Peter Tarrant's Montgomery Securities Experience January 1996 - October 1998
Job Head of Capital Introduction
Industry Investment Management
Experience
BTIG October 2002 - Present
Hotovec Pomeranz & Co. October 2001 - October 2002
Banc of America Securities October 1998 - May 2001
Montgomery Securities January 1996 - October 1998
Montgomery Securities June 1994 - October 1996
Education
University of Colorado Boulder 1990 — 1993
BA
Kent State
BTIG October 2002 - Present
Hotovec Pomeranz & Co. October 2001 - October 2002
Banc of America Securities October 1998 - May 2001
Montgomery Securities January 1996 - October 1998
Montgomery Securities June 1994 - October 1996
Education
University of Colorado Boulder 1990 — 1993
BA
Kent State
Eric Docktor's Montgomery Securities Experience May 1997 - December 1998
Job Director, Digital Products at Amazon.com
Industry Internet
Experience
Amazon.com January 2012 - Present
Amazon.com April 2009 - January 2012
Amazon.com May 2007 - April 2009
Amazon.com June 1999 - May 2007
Accept.com January 1999 - June 1999
Montgomery Securities May 1997 - December 1998
cnet December 1996 - May 1997
The Oakland Tribune September 1995 - May 1997
Skills
Distributed Systems, E-commerce, Agile Methodologies, Scalability, Agile Project Management, SaaS, Large Scale Systems, Analytics, Software Development, Scrum, Software Design, Web Applications, Enterprise Software, Web Services, Start-ups, Databases, Leadership, Management, Web Analytics, XML
Education
Cornell University 1989 — 1994
B.S.
William Penn Charter School 1979 — 1989
Amazon.com January 2012 - Present
Amazon.com April 2009 - January 2012
Amazon.com May 2007 - April 2009
Amazon.com June 1999 - May 2007
Accept.com January 1999 - June 1999
Montgomery Securities May 1997 - December 1998
cnet December 1996 - May 1997
The Oakland Tribune September 1995 - May 1997
Skills
Distributed Systems, E-commerce, Agile Methodologies, Scalability, Agile Project Management, SaaS, Large Scale Systems, Analytics, Software Development, Scrum, Software Design, Web Applications, Enterprise Software, Web Services, Start-ups, Databases, Leadership, Management, Web Analytics, XML
Education
Cornell University 1989 — 1994
B.S.
William Penn Charter School 1979 — 1989
Kirsten Edwards, CFA's Montgomery Securities Experience July 1998 - September 2000
Job
Industry Investment Banking
Experience
Jefferies & company September 2000 - November 2004
Montgomery Securities July 1998 - September 2000
Education
Colgate University
BAS
Jefferies & company September 2000 - November 2004
Montgomery Securities July 1998 - September 2000
Education
Colgate University
BAS
Robb Roehl's Montgomery Securities Experience 1996 - 2000
Job
Industry Information Technology and Services
Experience
Bank of the West 2014 - Present
Bank of the West 2012 - 2014
JustAnswer 2011 - 2012
Thomas Weisel Partners 2006 - 2011
Pacific Exchange 2002 - 2006
mWIRED 2001 - 2002
Senterprise 2000 - 2001
Montgomery Securities 1996 - 2000
Education
McGill University
BSc., Physics
Bank of the West 2014 - Present
Bank of the West 2012 - 2014
JustAnswer 2011 - 2012
Thomas Weisel Partners 2006 - 2011
Pacific Exchange 2002 - 2006
mWIRED 2001 - 2002
Senterprise 2000 - 2001
Montgomery Securities 1996 - 2000
Education
McGill University
BSc., Physics
Dilip Sharma's Montgomery Securities Experience January 1996 - January 1998
Job Product Manager at Flextrade
Industry Capital Markets
Experience
Flextrade December 2010 - Present
Lava Trading July 2004 - December 2010
Citi 2003 - December 2010
Banc of America Securities October 2000 - 2004
Banc of America Securities - BrokerDealer Services 2000 - 2004
NationsBanc Montgomery Securities January 1998 - January 2000
Montgomery Securities January 1996 - January 1998
Sonata Software February 1994 - October 1995
Insurance Corporation of Singapore 1994 - 1995
Skills
Customer Relations, Valuation, Corporate Finance, Electronic Trading, Equities, Trading Systems, Trading, Product Management, Equity Trading, Series 7, Capital Markets, Smart Order Routing, Market Data, Financial Markets, Business Analysis, Order Management, Product Development, Investment Banking, Series 63, Strategic Planning, Strategy Development, Requirements Analysis, Securities, Integration, Vendor Management, Business Strategy, Architecture, Back Office, CRM, Strategy, SDLC, Options, Low Latency
Education
New York University - Leonard N. Stern School of Business 2005 — 2007
MBA
Bangalore University
B.S
Flextrade December 2010 - Present
Lava Trading July 2004 - December 2010
Citi 2003 - December 2010
Banc of America Securities October 2000 - 2004
Banc of America Securities - BrokerDealer Services 2000 - 2004
NationsBanc Montgomery Securities January 1998 - January 2000
Montgomery Securities January 1996 - January 1998
Sonata Software February 1994 - October 1995
Insurance Corporation of Singapore 1994 - 1995
Skills
Customer Relations, Valuation, Corporate Finance, Electronic Trading, Equities, Trading Systems, Trading, Product Management, Equity Trading, Series 7, Capital Markets, Smart Order Routing, Market Data, Financial Markets, Business Analysis, Order Management, Product Development, Investment Banking, Series 63, Strategic Planning, Strategy Development, Requirements Analysis, Securities, Integration, Vendor Management, Business Strategy, Architecture, Back Office, CRM, Strategy, SDLC, Options, Low Latency
Education
New York University - Leonard N. Stern School of Business 2005 — 2007
MBA
Bangalore University
B.S
Beth (Shapiro) Schulte's Montgomery Securities Experience 1997 - 1999
Job
Industry Investment Management
Experience
Capital Research and Management August 2003 - Present
Notify Me Networks July 2000 - April 2001
NBC Internet 1999 - July 2000
Montgomery Securities 1997 - 1999
Skills
Equity Research, Valuation, Financial Modeling, Equities, Investments, Capital Markets
Education
Harvard Business School 2001 — 2003
MBA
University of Pennsylvania - The Wharton School 1993 — 1997
BSE, Finance
University of Pennsylvania 1993 — 1997
BA, Romance Languages - French Lit
Capital Research and Management August 2003 - Present
Notify Me Networks July 2000 - April 2001
NBC Internet 1999 - July 2000
Montgomery Securities 1997 - 1999
Skills
Equity Research, Valuation, Financial Modeling, Equities, Investments, Capital Markets
Education
Harvard Business School 2001 — 2003
MBA
University of Pennsylvania - The Wharton School 1993 — 1997
BSE, Finance
University of Pennsylvania 1993 — 1997
BA, Romance Languages - French Lit
Jamie Keenan's Montgomery Securities Experience July 1996 - August 1998
Job Managing Partner at Keenan Capital
Industry Investment Management
Experience
Keenan Capital April 2012 - Present
IGSB October 1998 - March 2012
Montgomery Securities July 1996 - August 1998
Skills
Equities, Portfolio Management, Venture Capital, Investments, Due Diligence
Education
Dartmouth College 1992 — 1996
Bachelor, History, French
Menlo School 1988 — 1992
Keenan Capital April 2012 - Present
IGSB October 1998 - March 2012
Montgomery Securities July 1996 - August 1998
Skills
Equities, Portfolio Management, Venture Capital, Investments, Due Diligence
Education
Dartmouth College 1992 — 1996
Bachelor, History, French
Menlo School 1988 — 1992
John Fitzgibbons's Montgomery Securities Experience January 1996 - January 2000
Job Managing Director at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. May 2011 - Present
ThinkEquity LLC February 2005 - September 2011
Private Family Office April 2002 - February 2005
Thomas Weisel Partners January 2000 - April 2002
Montgomery Securities January 1996 - January 2000
Education
Amherst College 1989 — 1993
BA, Economics
Milton Academy 1986 — 1989
Robert W. Baird & Co. May 2011 - Present
ThinkEquity LLC February 2005 - September 2011
Private Family Office April 2002 - February 2005
Thomas Weisel Partners January 2000 - April 2002
Montgomery Securities January 1996 - January 2000
Education
Amherst College 1989 — 1993
BA, Economics
Milton Academy 1986 — 1989
David Kavrell's Montgomery Securities Experience 1992 - 1996
Job Managing Director at Monarch Bay Securities
Industry Financial Services
Experience
Monarch Bay Securities September 2013 - Present
Merriman Capital May 2013 - September 2013
Sutter Securities December 2001 - April 2013
Montgomery Securities 1992 - 1996
Bear Stearns 1982 - 1992
Goldman Sachs 1978 - 1983
Skills
Equities, Investments, Fixed Income, Capital Markets, Alternative Investments, Investment Banking, Private Equity, Securities, Financial Modeling, Derivatives, Mergers & Acquisitions, Venture Capital
Education
The University of Chicago Booth School of Business 1976 — 1978
MBA, Economics
Claremont McKenna College 1973 — 1976
Monarch Bay Securities September 2013 - Present
Merriman Capital May 2013 - September 2013
Sutter Securities December 2001 - April 2013
Montgomery Securities 1992 - 1996
Bear Stearns 1982 - 1992
Goldman Sachs 1978 - 1983
Skills
Equities, Investments, Fixed Income, Capital Markets, Alternative Investments, Investment Banking, Private Equity, Securities, Financial Modeling, Derivatives, Mergers & Acquisitions, Venture Capital
Education
The University of Chicago Booth School of Business 1976 — 1978
MBA, Economics
Claremont McKenna College 1973 — 1976
Kamesh Gottumukkala's Montgomery Securities Experience 1997 - 1999
Job SVP Sr. Tech. Manager at Bank of America
Industry Information Technology and Services
Experience
Bank of America August 2004 - Present
Banc of America Securities 1999 - 2004
Montgomery Securities 1997 - 1999
Skills
Java Enterprise Edition, WebCenter, Web Services, Mule ESB, DocuSign, eSignature, Data Warehousing, Oracle Knowledge..., Siebel 7.x, Genesys Framework, Genesys Routing, Genesys Voice Portal, NICE Call Recording, Call Center Architecture, Call Center Development, Genesys Reporting, .NET, Inova, Project Management, Six Sigma, Agile Methodologies, Enterprise Architecture, Enterprise Content...
Education
Eastern Michigan University 1994 — 1996
MSIS, Computer Information Systems
Institute of Cost and Work Accountants of India 1990 — 1993
Osmania University 1988 — 1991
Osmania University 1987 — 1991
Bank of America August 2004 - Present
Banc of America Securities 1999 - 2004
Montgomery Securities 1997 - 1999
Skills
Java Enterprise Edition, WebCenter, Web Services, Mule ESB, DocuSign, eSignature, Data Warehousing, Oracle Knowledge..., Siebel 7.x, Genesys Framework, Genesys Routing, Genesys Voice Portal, NICE Call Recording, Call Center Architecture, Call Center Development, Genesys Reporting, .NET, Inova, Project Management, Six Sigma, Agile Methodologies, Enterprise Architecture, Enterprise Content...
Education
Eastern Michigan University 1994 — 1996
MSIS, Computer Information Systems
Institute of Cost and Work Accountants of India 1990 — 1993
Osmania University 1988 — 1991
Osmania University 1987 — 1991
Jack Carlson's Montgomery Securities Experience January 1996 - December 1998
Job Financial Advisor at Merrill Lynch: Private Banking & Investment Group
Industry Capital Markets
Experience
the Private Banking & Investment Group at Merrill Lynch April 2005 - Present
Banc of America Securites January 2000 - May 2002
Banc of America Securites January 1999 - January 2000
Montgomery Securities January 1996 - December 1998
Education
HEC Paris 2003 — 2005
MBA, International Finance
Vanderbilt University 1989 — 1994
Choate Rosemary Hall 1985 — 1989
the Private Banking & Investment Group at Merrill Lynch April 2005 - Present
Banc of America Securites January 2000 - May 2002
Banc of America Securites January 1999 - January 2000
Montgomery Securities January 1996 - December 1998
Education
HEC Paris 2003 — 2005
MBA, International Finance
Vanderbilt University 1989 — 1994
Choate Rosemary Hall 1985 — 1989
Michael J. Sullivan, CFA's Montgomery Securities Experience July 1998 - July 1999
Job Vice President, Institutional Portfolio Manager at Eaton Vance
Industry Investment Management
Experience
Eaton Vance April 2014 - Present
GW&K Investment Management December 2008 - April 2014
Merrill Lynch April 2007 - December 2008
Goldman Sachs & Co. January 2001 - April 2007
Montgomery Securities July 1998 - July 1999
Skills
Fixed Income, Investments, Portfolio Management, Asset Management, Mutual Funds, Product Management
Education
Amherst College 1994 — 1998
BA, Political Science
Phillips Academy Andover 1990 — 1994
Eaton Vance April 2014 - Present
GW&K Investment Management December 2008 - April 2014
Merrill Lynch April 2007 - December 2008
Goldman Sachs & Co. January 2001 - April 2007
Montgomery Securities July 1998 - July 1999
Skills
Fixed Income, Investments, Portfolio Management, Asset Management, Mutual Funds, Product Management
Education
Amherst College 1994 — 1998
BA, Political Science
Phillips Academy Andover 1990 — 1994
Mark Lieberman's Montgomery Securities Experience 1993 - 1998
Job CEO, Artists Den + President, Force Therapeutics
Industry Broadcast Media
Experience
FORCE Therapeutics January 2010 - Present
Artists Den Entertainment 2006 - Present
Thomas Weisel Capital Partners 1999 - 2005
Montgomery Securities 1993 - 1998
Skills
Video Production, Strategic Partnerships, Mergers, Social Media, Online Advertising, New Media, Business Development, Strategic Planning, Marketing Strategy, New Business Development, Social Media Marketing, Marketing, Digital Marketing, Strategy, Mobile Devices, Investor Relations, Acquisitions, Competitive Analysis, Entertainment, Executive Management
Education
Harvard Business School 1991 — 1993
MBA, Entrepreneurial Finance
Princeton University 1984 — 1988
BA, Genetic Engineer
FORCE Therapeutics January 2010 - Present
Artists Den Entertainment 2006 - Present
Thomas Weisel Capital Partners 1999 - 2005
Montgomery Securities 1993 - 1998
Skills
Video Production, Strategic Partnerships, Mergers, Social Media, Online Advertising, New Media, Business Development, Strategic Planning, Marketing Strategy, New Business Development, Social Media Marketing, Marketing, Digital Marketing, Strategy, Mobile Devices, Investor Relations, Acquisitions, Competitive Analysis, Entertainment, Executive Management
Education
Harvard Business School 1991 — 1993
MBA, Entrepreneurial Finance
Princeton University 1984 — 1988
BA, Genetic Engineer
Kurt King's Montgomery Securities Experience 1994 - 2001
Job Portfolio Manager at Harvest Capital Strategies
Industry Investment Management
Experience
Harvest Capital Strategies 2004 - Present
Montgomery Securities 1994 - 2001
Skills
Equities, Asset Management, Investments, Valuation, Private Equity, Hedge Funds, Venture Capital, Investment Strategies, Alternative Investments, Asset Allocation, Portfolio Management, Asset Managment, Equity Research, Due Diligence, Investment Management, Financial Modeling, Fixed Income
Education
Columbia University - Columbia Business School
MBA
University of California, Los Angeles
BA
Harvest Capital Strategies 2004 - Present
Montgomery Securities 1994 - 2001
Skills
Equities, Asset Management, Investments, Valuation, Private Equity, Hedge Funds, Venture Capital, Investment Strategies, Alternative Investments, Asset Allocation, Portfolio Management, Asset Managment, Equity Research, Due Diligence, Investment Management, Financial Modeling, Fixed Income
Education
Columbia University - Columbia Business School
MBA
University of California, Los Angeles
BA
Ellie Salcedo's Montgomery Securities Experience January 1997 - January 1998
Job Project Manager/Senior Business Analyst at Pacific Crest Technology
Industry Information Technology and Services
Experience
Pacific Crest Technology January 2008 - November 2009
Prodapt North America (formerly Pacific Crest Technology) 2008 - 2009
BMC Software May 1998 - March 2007
Applied Materials 2007 - 2007
Banctech 2007 - 2007
Montgomery Securities January 1997 - January 1998
GRCI/Boeing January 1993 - January 1997
Automation Research Systems, Inc January 1992 - January 1993
Education
Handsworth Technical College
A.D, Major; Mathematics
Lancaster University
Lanchester Polytechnic University
H.N.D, Mathematics and Computer Science
Pacific Crest Technology January 2008 - November 2009
Prodapt North America (formerly Pacific Crest Technology) 2008 - 2009
BMC Software May 1998 - March 2007
Applied Materials 2007 - 2007
Banctech 2007 - 2007
Montgomery Securities January 1997 - January 1998
GRCI/Boeing January 1993 - January 1997
Automation Research Systems, Inc January 1992 - January 1993
Education
Handsworth Technical College
A.D, Major; Mathematics
Lancaster University
Lanchester Polytechnic University
H.N.D, Mathematics and Computer Science
Laurette Slawson Hartigan's Montgomery Securities Experience 1996 - 1998
Job Strategic Finance Executive | Investor | Advisor
Industry Financial Services
Experience
Venture Advisor and Investor 2013 - Present
Slawson Family Vineyard 2012 - Present
Fandor 2015 - 2015
Fandor 2015 - 2015
Angeleno Group 2006 - 2011
Flextronics 1998 - 2004
Montgomery Securities 1996 - 1998
Chase Manhattan Corporation 1993 - 1994
Chase Manhattan Corporation 1990 - 1993
Continental Bank 1989 - 1990
Skills
Cleantech, International Business, Mergers, Mergers & Acquisitions, Corporate Finance, Emerging Markets, Venture Capital, Financial Analysis, Finance, Strategy, Due Diligence, M&A experience, Valuation, Strategic Partnerships, Business Strategy, Acquisition Integration, Private Equity, Business Development, Market Research, Leadership
Education
Harvard Business School 1994 — 1996
Master of Business Administration (M.B.A.), Business Administration and Management, General
University of California, Berkeley 1984 — 1989
Bachelor's Degree, International Political Economics, French
San Francisco University High School
High School
Venture Advisor and Investor 2013 - Present
Slawson Family Vineyard 2012 - Present
Fandor 2015 - 2015
Fandor 2015 - 2015
Angeleno Group 2006 - 2011
Flextronics 1998 - 2004
Montgomery Securities 1996 - 1998
Chase Manhattan Corporation 1993 - 1994
Chase Manhattan Corporation 1990 - 1993
Continental Bank 1989 - 1990
Skills
Cleantech, International Business, Mergers, Mergers & Acquisitions, Corporate Finance, Emerging Markets, Venture Capital, Financial Analysis, Finance, Strategy, Due Diligence, M&A experience, Valuation, Strategic Partnerships, Business Strategy, Acquisition Integration, Private Equity, Business Development, Market Research, Leadership
Education
Harvard Business School 1994 — 1996
Master of Business Administration (M.B.A.), Business Administration and Management, General
University of California, Berkeley 1984 — 1989
Bachelor's Degree, International Political Economics, French
San Francisco University High School
High School
Amy Tuyn's Montgomery Securities Experience 1996 - 1999
Job Project Analyst at M&T Bank
Industry Banking
Experience
M&T Bank ConsultantVisa1999 - 2005
Montgomery Securities 1996 - 1999
Education
Denison University 1992 — 1996
Nardin Academy
M&T Bank ConsultantVisa1999 - 2005
Montgomery Securities 1996 - 1999
Education
Denison University 1992 — 1996
Nardin Academy
Erik Schneider's Montgomery Securities Experience June 1997 - June 1998
Job VP, Corporate Development at P2 Energy Solutions
Industry Computer Software
Experience
P2 Energy Solutions March 2014 - Present
Perella Weinberg Partners May 2010 - September 2013
UBS June 2007 - May 2010
Sanford C. Bernstein January 2006 - June 2007
Goldman Sachs August 2003 - January 2005
Deephaven Capital Management 2005 - 2005
Teligent July 1998 - June 2001
Montgomery Securities June 1997 - June 1998
ZS Associates July 1995 - June 1997
Skills
Equity Research, Financial Modeling, Valuation, Financial Analysis, Investment Banking, Equities, Hedge Funds, Bloomberg, Mergers, Mergers & Acquisitions, Due Diligence, Investments, Finance, Corporate Development, Portfolio Management, M&A experience
Education
Duke University - The Fuqua School of Business 2001 — 2003
MBA, Finance, General
Princeton University 1991 — 1995
Bachelor's of Science in Engineering, Mechanical & Aerospace Engineering
P2 Energy Solutions March 2014 - Present
Perella Weinberg Partners May 2010 - September 2013
UBS June 2007 - May 2010
Sanford C. Bernstein January 2006 - June 2007
Goldman Sachs August 2003 - January 2005
Deephaven Capital Management 2005 - 2005
Teligent July 1998 - June 2001
Montgomery Securities June 1997 - June 1998
ZS Associates July 1995 - June 1997
Skills
Equity Research, Financial Modeling, Valuation, Financial Analysis, Investment Banking, Equities, Hedge Funds, Bloomberg, Mergers, Mergers & Acquisitions, Due Diligence, Investments, Finance, Corporate Development, Portfolio Management, M&A experience
Education
Duke University - The Fuqua School of Business 2001 — 2003
MBA, Finance, General
Princeton University 1991 — 1995
Bachelor's of Science in Engineering, Mechanical & Aerospace Engineering
Frank Evangelist's Montgomery Securities Experience February 1998 - December 2001
Job DirectorNFP CA Insurance Services, Inc.
Industry Investment Management
Experience
NFP December 2014 - Present
Cynergy Financial May 2010 - December 2014
DAL Investment Company August 2007 - May 2010
Montgomery Securities February 1998 - December 2001
Bank of America 1999 - 2001
Indus International 1995 - 1998
Skills
Portfolio Management, Trading, Equities, Investments, Mutual Funds, Asset Management, Financial Analysis, Hedging, Business Valuation, Investment Management, Investment Advisory, ETF's, Series 7, Series 63, Series 65, Series 66, Option Collars, Options Spreads, Synthetic Stock, Defined Benefit Plans, Captive Insurance, 831b Captive, IRAs, Roth IRA, Amibroker, 409A, Restricted property..., RPT, Pooled Income Fund
Education
Golden Gate University 2003 — 2005
MS-Finance, Finance
University of Minnesota-Twin Cities 1986 — 1991
BS, Chemical Engineering
NFP December 2014 - Present
Cynergy Financial May 2010 - December 2014
DAL Investment Company August 2007 - May 2010
Montgomery Securities February 1998 - December 2001
Bank of America 1999 - 2001
Indus International 1995 - 1998
Skills
Portfolio Management, Trading, Equities, Investments, Mutual Funds, Asset Management, Financial Analysis, Hedging, Business Valuation, Investment Management, Investment Advisory, ETF's, Series 7, Series 63, Series 65, Series 66, Option Collars, Options Spreads, Synthetic Stock, Defined Benefit Plans, Captive Insurance, 831b Captive, IRAs, Roth IRA, Amibroker, 409A, Restricted property..., RPT, Pooled Income Fund
Education
Golden Gate University 2003 — 2005
MS-Finance, Finance
University of Minnesota-Twin Cities 1986 — 1991
BS, Chemical Engineering
Jeff Kraws's Montgomery Securities Experience 1993 - 1995
Job CoFounder & CEO, Crystal Research Associates
Industry Research
Experience
Saleen Automotive Inc. December 2013 - Present
Synthetic Biologics Inc. May 2012 - Present
TopHat Capital LLC February 2012 - Present
CRA Advisors LLC April 2006 - Present
Crystal Research Associates January 2002 - Present
The Investor Relations Group 2003 - 2003
Gruntal Ryan Beck 1999 - 2002
Everen Securities 1996 - 1999
Asea Brown Boveri (Pvt.) Ltd.- AROS Securities 1995 - 1996
Montgomery Securities 1993 - 1995
Skills
Mergers & Acquisitions, Private Equity, Entrepreneurship, Start-ups, Investments, Leadership, Financial Modeling, Finance, Venture Capital, Biotechnology, Analysis, Mergers, Pharmaceutical Industry, Corporate Finance, Corporate Development, Capital, Senior Analyst, Investing, Investment research, valuation analysis, special situations, Financial Services, Valuation, Due Diligence, Management, Strategy, Business Strategy
Education
Cornell University - Johnson Graduate School of Management 1986 — 1988
Master of Business Administration (MBA), finance
University at Buffalo 1982 — 1986
Bachelor of Science (B.S.), Finance
Saleen Automotive Inc. December 2013 - Present
Synthetic Biologics Inc. May 2012 - Present
TopHat Capital LLC February 2012 - Present
CRA Advisors LLC April 2006 - Present
Crystal Research Associates January 2002 - Present
The Investor Relations Group 2003 - 2003
Gruntal Ryan Beck 1999 - 2002
Everen Securities 1996 - 1999
Asea Brown Boveri (Pvt.) Ltd.- AROS Securities 1995 - 1996
Montgomery Securities 1993 - 1995
Skills
Mergers & Acquisitions, Private Equity, Entrepreneurship, Start-ups, Investments, Leadership, Financial Modeling, Finance, Venture Capital, Biotechnology, Analysis, Mergers, Pharmaceutical Industry, Corporate Finance, Corporate Development, Capital, Senior Analyst, Investing, Investment research, valuation analysis, special situations, Financial Services, Valuation, Due Diligence, Management, Strategy, Business Strategy
Education
Cornell University - Johnson Graduate School of Management 1986 — 1988
Master of Business Administration (MBA), finance
University at Buffalo 1982 — 1986
Bachelor of Science (B.S.), Finance
Anne LaFollette's Montgomery Securities Experience March 1985 - March 1989
Job General Manager at Hudson Grace
Industry Retail
Experience
Hudson Grace June 2014 - Present
Title Nine January 2013 - April 2014
Sears Holdings Corporation May 2012 - February 2013
Gap Inc./Old Navy March 2008 - December 2011
Gap Inc./Old Navy March 2003 - March 2008
Gap Inc./Gap March 2001 - March 2003
Gap Inc./Gap March 1999 - March 2001
Gap Inc./Gap January 1997 - March 1999
Esprit March 1989 - January 1997
Montgomery Securities March 1985 - March 1989
Skills
Store Management, Strategic Planning, Succession Planning, Driving Results, Inventory Management, Customer Engagement, Planning, Allocation, Store Operations, International..., Market Growth, Project Planning, Asset Allocation, Leadership Development, Retail, Team Building, Strategy, Employee Engagement, Cross-functional Team..., Apparel, Customer Experience, Management, Leadership, Training, Sales, Merchandising, Vendor Management, Business Development, Marketing
Education
Harvard College
BA, East Asian Studies
Harvard University
BA in East Asian Studies, Japanese Language and Literature
Hudson Grace June 2014 - Present
Title Nine January 2013 - April 2014
Sears Holdings Corporation May 2012 - February 2013
Gap Inc./Old Navy March 2008 - December 2011
Gap Inc./Old Navy March 2003 - March 2008
Gap Inc./Gap March 2001 - March 2003
Gap Inc./Gap March 1999 - March 2001
Gap Inc./Gap January 1997 - March 1999
Esprit March 1989 - January 1997
Montgomery Securities March 1985 - March 1989
Skills
Store Management, Strategic Planning, Succession Planning, Driving Results, Inventory Management, Customer Engagement, Planning, Allocation, Store Operations, International..., Market Growth, Project Planning, Asset Allocation, Leadership Development, Retail, Team Building, Strategy, Employee Engagement, Cross-functional Team..., Apparel, Customer Experience, Management, Leadership, Training, Sales, Merchandising, Vendor Management, Business Development, Marketing
Education
Harvard College
BA, East Asian Studies
Harvard University
BA in East Asian Studies, Japanese Language and Literature
Caroline M. Boyce's Montgomery Securities Experience 1998 - 1999
Job Marketing Director at The Philadelphia CFO Leadership Council/Senior Account Executive at Onboardia, Inc.
Industry Marketing and Advertising
Experience
The CFO Leadership Council June 2014 - Present
Onboardia, Inc. January 2014 - Present
G4S International April 2013 - January 2014
Natixis January 2012 - January 2013
United Way of Southeastern Pennsylvania October 2011 - December 2011
Archdiocese of New York January 2011 - August 2011
BNP Paribas October 2008 - August 2009
Banc of America Securities January 2004 - September 2008
Banc of America Securities January 1999 - February 2004
Montgomery Securities 1998 - 1999
Skills
Event Planning, Team Building, Strategic Planning, Equities, Change Management, Property Management, Construction Management, Human Resources, Marketing, Fundraising, Facilities Management, Corporate Real Estate, Logistics Management, Project Management, Logistics Consulting, Leadership, Social Media, Event Management, Project Planning, Prime Brokerage, Nonprofits, Management, Sales, Consulting, Marketing Strategy, CRM, Strategy, Training
Education
Fordham University 1995 — 1998
Master of Science, Adult Education/Human Resource Development
Stony Brook University 1988 — 1991
Bachelor of Arts, History
The CFO Leadership Council June 2014 - Present
Onboardia, Inc. January 2014 - Present
G4S International April 2013 - January 2014
Natixis January 2012 - January 2013
United Way of Southeastern Pennsylvania October 2011 - December 2011
Archdiocese of New York January 2011 - August 2011
BNP Paribas October 2008 - August 2009
Banc of America Securities January 2004 - September 2008
Banc of America Securities January 1999 - February 2004
Montgomery Securities 1998 - 1999
Skills
Event Planning, Team Building, Strategic Planning, Equities, Change Management, Property Management, Construction Management, Human Resources, Marketing, Fundraising, Facilities Management, Corporate Real Estate, Logistics Management, Project Management, Logistics Consulting, Leadership, Social Media, Event Management, Project Planning, Prime Brokerage, Nonprofits, Management, Sales, Consulting, Marketing Strategy, CRM, Strategy, Training
Education
Fordham University 1995 — 1998
Master of Science, Adult Education/Human Resource Development
Stony Brook University 1988 — 1991
Bachelor of Arts, History
Anne Leschin's Montgomery Securities Experience 1992 - 1999
Job CoFounder and Principal, StreetSmart Investor Relations
Industry Public Relations and Communications
Experience
StreetSmart Investor Relations March 2005 - Present
UBS Investment Bank April 2001 - July 2004
Montgomery Securities 1992 - 1999
Skills
Investment Banking, Equity Research, Valuation, Capital Markets, Corporate Development, Due Diligence, Investor Relations, Mergers & Acquisitions, Private Equity, Venture Capital, IPO, Financial Modeling, Hedge Funds, Equities, Corporate Finance, Alternative Investments, M&A experience, Private Placements, Emerging Markets, Equity Valuation, Securities
Education
Boston College
BA, Economics/Sociology
University of California, Berkeley
StreetSmart Investor Relations March 2005 - Present
UBS Investment Bank April 2001 - July 2004
Montgomery Securities 1992 - 1999
Skills
Investment Banking, Equity Research, Valuation, Capital Markets, Corporate Development, Due Diligence, Investor Relations, Mergers & Acquisitions, Private Equity, Venture Capital, IPO, Financial Modeling, Hedge Funds, Equities, Corporate Finance, Alternative Investments, M&A experience, Private Placements, Emerging Markets, Equity Valuation, Securities
Education
Boston College
BA, Economics/Sociology
University of California, Berkeley
Marci Daffner's Montgomery Securities Experience 1996 - 2004
Job Executive Director at Morgan Stanley Co.
Industry Investment Banking
Experience
Morgan Stanley Co. April 2005 - Present
Banc of America Securities 1996 - 2005
Montgomery Securities 1996 - 2004
SG Warburg 1986 - 1996
S. G. Warburg 1986 - 1996
Skills
Securities, Equities, Capital Markets, Investment Banking, Hedge Funds
Education
Long Island University, C.W. Post Campus 1979 — 1983
BA, Political Science/Criminal Justice
Niskayuna High School 1976 — 1979
Morgan Stanley Co. April 2005 - Present
Banc of America Securities 1996 - 2005
Montgomery Securities 1996 - 2004
SG Warburg 1986 - 1996
S. G. Warburg 1986 - 1996
Skills
Securities, Equities, Capital Markets, Investment Banking, Hedge Funds
Education
Long Island University, C.W. Post Campus 1979 — 1983
BA, Political Science/Criminal Justice
Niskayuna High School 1976 — 1979
Ana Johnson (Quadros)'s Montgomery Securities Experience January 1996 - August 1998
Job Marketing Director at Boatzilla
Industry Nonprofit Organization Management
Experience
Boatzilla January 2008 - January 2010
Mount Tamalpais School September 1999 - June 2002
Montgomery Securities January 1996 - August 1998
Education
Boston College 1987 — 1991
B.S., Finance
Boatzilla January 2008 - January 2010
Mount Tamalpais School September 1999 - June 2002
Montgomery Securities January 1996 - August 1998
Education
Boston College 1987 — 1991
B.S., Finance
Jay Cecil's Montgomery Securities Experience July 1997 - February 1999
Job Caxton Alternative Management LP
Industry Investment Management
Experience
Caxton Alternative Management LP November 2013 - Present
Caxton Advantage Life Sciences Fund January 2011 - November 2013
Caxton Advantage Life Sciences September 2006 - December 2010
Piper Jaffray December 2003 - June 2004
Piper Jaffray February 1999 - December 2003
Montgomery Securities July 1997 - February 1999
Skills
Mutual Funds, Mergers & Acquisitions, Private Equity, Hedge Funds, Financial Analysis, Valuation, Capital Markets, Corporate Finance, Business Strategy, Investment Banking, Venture Capital, Lifesciences, Investments, Asset Management, Due Diligence, Equities, Biotechnology
Education
University of Pennsylvania 2004 — 2006
MS, Biotechnology, Immunology/Bioengineering Focus
University of Pennsylvania - The Wharton School 2004 — 2006
MBA, Finance
Lehigh University 1994 — 1996
BA, Economics
Caxton Alternative Management LP November 2013 - Present
Caxton Advantage Life Sciences Fund January 2011 - November 2013
Caxton Advantage Life Sciences September 2006 - December 2010
Piper Jaffray December 2003 - June 2004
Piper Jaffray February 1999 - December 2003
Montgomery Securities July 1997 - February 1999
Skills
Mutual Funds, Mergers & Acquisitions, Private Equity, Hedge Funds, Financial Analysis, Valuation, Capital Markets, Corporate Finance, Business Strategy, Investment Banking, Venture Capital, Lifesciences, Investments, Asset Management, Due Diligence, Equities, Biotechnology
Education
University of Pennsylvania 2004 — 2006
MS, Biotechnology, Immunology/Bioengineering Focus
University of Pennsylvania - The Wharton School 2004 — 2006
MBA, Finance
Lehigh University 1994 — 1996
BA, Economics
Diana Butler's Montgomery Securities Experience October 1996 - April 2000
Job RE/MAX Advantage Real Estate
Industry Real Estate
Experience
Re/Max Advantage Real Estate December 2013 - Present
Keller Williams Realty September 2012 - December 2013
Exit Reliance Realty February 2011 - September 2012
Re/Max Village Properties July 2007 - February 2011
Vernon Martin 2008 - 2009
Banc of America Securities April 2000 - July 2003
Montgomery Securities October 1996 - April 2000
Kidder Peabody 1986 - 2000
PaineWebber January 1986 - November 1995
Skills
First Time Home Buyers, Residential, Investments, Short Sales, REO, Relocation, Residential Homes, Property, Foreclosures, Listings, New Home Sales, Referrals, Condos, Buyer Representation, Single Family Homes, Investment Properties, Investors, Sellers, Buyers, Real Property, Move Up Buyers, Vacation Homes, Real Estate, SFR, Seniors, HUD, Relocation Buyers, New Homes, Townhomes
Education
Massachusetts Bay Community College
Business
Burlington High
Massachusetts Bay Community College
Re/Max Advantage Real Estate December 2013 - Present
Keller Williams Realty September 2012 - December 2013
Exit Reliance Realty February 2011 - September 2012
Re/Max Village Properties July 2007 - February 2011
Vernon Martin 2008 - 2009
Banc of America Securities April 2000 - July 2003
Montgomery Securities October 1996 - April 2000
Kidder Peabody 1986 - 2000
PaineWebber January 1986 - November 1995
Skills
First Time Home Buyers, Residential, Investments, Short Sales, REO, Relocation, Residential Homes, Property, Foreclosures, Listings, New Home Sales, Referrals, Condos, Buyer Representation, Single Family Homes, Investment Properties, Investors, Sellers, Buyers, Real Property, Move Up Buyers, Vacation Homes, Real Estate, SFR, Seniors, HUD, Relocation Buyers, New Homes, Townhomes
Education
Massachusetts Bay Community College
Business
Burlington High
Massachusetts Bay Community College
Garrett Palm's Montgomery Securities Experience 1997 - 1998
Job Principal at Boston Meridian, LLC
Industry Investment Banking
Experience
Boston Meridian, LLC 2003 - Present
Thomas Weisel Partners 2000 - 2002
Montgomery Securities 1997 - 1998
Smith Barney 1994 - 1997
Skills
Investments, Finance, Mergers & Acquisitions, Strategic Planning, Mergers, Capital Raising, Corporate Development, Investment Banking, Equity Capital Markets, Private Equity, Start-ups, Financial Modeling, Venture Capital, Strategy, Corporate Finance, Equities
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1998 — 2000
Master of Business Administration (MBA)
Brown University 1990 — 1994
Bachelor of Arts (B.A.)
Boston Meridian, LLC 2003 - Present
Thomas Weisel Partners 2000 - 2002
Montgomery Securities 1997 - 1998
Smith Barney 1994 - 1997
Skills
Investments, Finance, Mergers & Acquisitions, Strategic Planning, Mergers, Capital Raising, Corporate Development, Investment Banking, Equity Capital Markets, Private Equity, Start-ups, Financial Modeling, Venture Capital, Strategy, Corporate Finance, Equities
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1998 — 2000
Master of Business Administration (MBA)
Brown University 1990 — 1994
Bachelor of Arts (B.A.)
Andrea Williams's Montgomery Securities Experience June 1997 - 1999
Job Managing Director at Oaktree Capital Management
Industry Investment Management
Experience
Oaktree Capital Management March 2012 - Present
Mindspeed Technologies March 2009 - March 2012
Sun Microsystems September 2005 - January 2009
SeeBeyond Technology Corporation March 2001 - September 2005
Thomas Weisel Partners 1999 - 2001
Montgomery Securities June 1997 - 1999
Lehman Brothers September 1993 - August 1995
Skills
Investor Relations, Strategy, Corporate Finance, Capital Markets, Equities, Strategic Communications, Equity Research, Finance, Financial Markets, Marketing Communications, Public Relations
Education
Southern Methodist University - Cox School of Business 1996 — 1998
MBA
Columbia University in the City of New York
BA
The Chapin School
High School
Oaktree Capital Management March 2012 - Present
Mindspeed Technologies March 2009 - March 2012
Sun Microsystems September 2005 - January 2009
SeeBeyond Technology Corporation March 2001 - September 2005
Thomas Weisel Partners 1999 - 2001
Montgomery Securities June 1997 - 1999
Lehman Brothers September 1993 - August 1995
Skills
Investor Relations, Strategy, Corporate Finance, Capital Markets, Equities, Strategic Communications, Equity Research, Finance, Financial Markets, Marketing Communications, Public Relations
Education
Southern Methodist University - Cox School of Business 1996 — 1998
MBA
Columbia University in the City of New York
BA
The Chapin School
High School
Deborah Markus's Montgomery Securities Experience 1995 - 1997
Job Director of Business Development & Strategy at Kicking + Screening
Industry Financial Services
Experience
SPM, LLC. January 2012 - Present
Kicking + Screening February 2014 - Present
Columbus Advisors January 2009 - Present
The Gerson Group October 2005 - December 2008
Russell Reynolds Associates April 2004 - October 2006
J.P. Morgan Asset Management 1997 - 2004
Montgomery Securities 1995 - 1997
Hoefer & Arnett, Inc. 1995 - 1995
Skills
Hedge Funds, Alternative Investments, Asset Management, Investments, Management, Fixed Income, Strategy, Financial Services, Equities, Mergers & Acquisitions, financial services..., career advising
Education
New York University - Leonard N. Stern School of Business 1999 — 2001
MBA, Finance, Marketing
Binghamton University
SPM, LLC. January 2012 - Present
Kicking + Screening February 2014 - Present
Columbus Advisors January 2009 - Present
The Gerson Group October 2005 - December 2008
Russell Reynolds Associates April 2004 - October 2006
J.P. Morgan Asset Management 1997 - 2004
Montgomery Securities 1995 - 1997
Hoefer & Arnett, Inc. 1995 - 1995
Skills
Hedge Funds, Alternative Investments, Asset Management, Investments, Management, Fixed Income, Strategy, Financial Services, Equities, Mergers & Acquisitions, financial services..., career advising
Education
New York University - Leonard N. Stern School of Business 1999 — 2001
MBA, Finance, Marketing
Binghamton University
Eric Von Stafford's Montgomery Securities Experience March 1996 - October 1999
Job Investment Director of Private Debt at Lapis Advisers, LP
Industry Financial Services
Experience
Lapis Advisers, LP September 2014 - Present
White Oak Global Advisors, LLC March 2010 - September 2014
Medley Capital March 2007 - April 2010
httprint 2000 - 2002
Montgomery Securities March 1996 - October 1999
Goldman Sachs June 1992 - March 1996
Skills
Private Equity, Valuation, Venture Capital, Financial Modeling, Corporate Development, Investment Banking, Due Diligence, Corporate Finance, Alternative Investments, Equities, Capital Markets, LBO, Mergers & Acquisitions, Investments, Private Placements, Leveraged Finance, Asset Management, M&A experience, Mezzanine, Finance
Education
The University of Chicago - Booth School of Business 1990 — 1992
MBA, Finance
Georgetown University 1985 — 1988
Bachelor of Science (BS), Political Science and Government
United States Air Force Academy 1983 — 1984
NA
Lapis Advisers, LP September 2014 - Present
White Oak Global Advisors, LLC March 2010 - September 2014
Medley Capital March 2007 - April 2010
httprint 2000 - 2002
Montgomery Securities March 1996 - October 1999
Goldman Sachs June 1992 - March 1996
Skills
Private Equity, Valuation, Venture Capital, Financial Modeling, Corporate Development, Investment Banking, Due Diligence, Corporate Finance, Alternative Investments, Equities, Capital Markets, LBO, Mergers & Acquisitions, Investments, Private Placements, Leveraged Finance, Asset Management, M&A experience, Mezzanine, Finance
Education
The University of Chicago - Booth School of Business 1990 — 1992
MBA, Finance
Georgetown University 1985 — 1988
Bachelor of Science (BS), Political Science and Government
United States Air Force Academy 1983 — 1984
NA
Lawrence A. Cook, CFA, CAIA's Montgomery Securities Experience July 1986 - August 1990
Job Executive Director at UBS Global Asset Management
Industry Investment Management
Experience
UBS Global Asset Management January 2011 - Present
Zazove Associates May 2006 - September 2010
Merrill Lynch May 2003 - May 2006
Morgan Stanley September 1990 - November 2002
Montgomery Securities July 1986 - August 1990
Skills
Equities, Asset Management, Capital Markets, Customer Relations, Institutional, Asset Managment, Alternative Investments, Customer Service, Fixed Income, Relationship Management, Hedge Funds, Asset Allocation, Investment Management, Investment Strategies, Series 7
Education
Northwestern University - Kellogg School of Management 1984 — 1986
MBA, Finance, Accounting
Colorado College 1979 — 1983
BA, Economics
The University of Edinburgh 1980 — 1981
Economics
Lyons Township High School
Lyons Township High School
Lyons Township High School
UBS Global Asset Management January 2011 - Present
Zazove Associates May 2006 - September 2010
Merrill Lynch May 2003 - May 2006
Morgan Stanley September 1990 - November 2002
Montgomery Securities July 1986 - August 1990
Skills
Equities, Asset Management, Capital Markets, Customer Relations, Institutional, Asset Managment, Alternative Investments, Customer Service, Fixed Income, Relationship Management, Hedge Funds, Asset Allocation, Investment Management, Investment Strategies, Series 7
Education
Northwestern University - Kellogg School of Management 1984 — 1986
MBA, Finance, Accounting
Colorado College 1979 — 1983
BA, Economics
The University of Edinburgh 1980 — 1981
Economics
Lyons Township High School
Lyons Township High School
Lyons Township High School
Andy Neff's Montgomery Securities Experience 1985 - 1987
Job Vice President at Gartner invest
Industry Financial Services
Experience
Gartner invest July 2010 - Present
Bear Stearns 1988 - 2008
Montgomery Securities 1985 - 1987
Education
Harvard Business School 1980 — 1982
MBA, Finance
University of Rochester 1974 — 1978
BA, History
Gartner invest July 2010 - Present
Bear Stearns 1988 - 2008
Montgomery Securities 1985 - 1987
Education
Harvard Business School 1980 — 1982
MBA, Finance
University of Rochester 1974 — 1978
BA, History
Natalya Veynrob's Montgomery Securities Experience December 1998 - August 1999
Job Reporting and Analysis Expert
Industry Market Research
Experience
Merrill Lynch March 2010 - Present
Immigration Law Office of Richard Geduldig June 2006 - September 2009
IRI September 2004 - March 2006
Baruch College August 2005 - December 2005
Healing The Children, Children’s Hospitals in St. Petersburg, Russia 2001 - 2003
Net2Phone January 2001 - November 2001
Multex.com February 2000 - August 2000
Montgomery Securities December 1998 - August 1999
Skills
Project Management
Education
Baruch College, City University of New York (CUNY) 2003 — 2008
MBA, Marketing
University of San Francisco 1995 — 1998
BS, Finance
Merrill Lynch March 2010 - Present
Immigration Law Office of Richard Geduldig June 2006 - September 2009
IRI September 2004 - March 2006
Baruch College August 2005 - December 2005
Healing The Children, Children’s Hospitals in St. Petersburg, Russia 2001 - 2003
Net2Phone January 2001 - November 2001
Multex.com February 2000 - August 2000
Montgomery Securities December 1998 - August 1999
Skills
Project Management
Education
Baruch College, City University of New York (CUNY) 2003 — 2008
MBA, Marketing
University of San Francisco 1995 — 1998
BS, Finance
Cari Litman-Miller's Montgomery Securities Experience 2000 - 2003
Job Managing Director, Sales at BIDS Trading
Industry Financial Services
Experience
BIDS Trading October 2012 - Present
Liquidnet March 2003 - September 2012
Montgomery Securities 2000 - 2003
Banc of America Securities (Formerly NationsBanc Montgomery Securities; and Montgomery Securities) 2000 - 2003
Skills
Equities, Equity Trading, Series 7, Electronic Trading, Series 63, Hedge Funds, Trading Systems, Financial Markets, Bloomberg, Capital Markets, FINRA, Fixed Income, Options, Investments, Securities, Trading
Education
California Polytechnic State University-San Luis Obispo 1988 — 1992
Bachelor of Science (BS), Agricultural Business and Management
BIDS Trading October 2012 - Present
Liquidnet March 2003 - September 2012
Montgomery Securities 2000 - 2003
Banc of America Securities (Formerly NationsBanc Montgomery Securities; and Montgomery Securities) 2000 - 2003
Skills
Equities, Equity Trading, Series 7, Electronic Trading, Series 63, Hedge Funds, Trading Systems, Financial Markets, Bloomberg, Capital Markets, FINRA, Fixed Income, Options, Investments, Securities, Trading
Education
California Polytechnic State University-San Luis Obispo 1988 — 1992
Bachelor of Science (BS), Agricultural Business and Management
Albert Aldo's Montgomery Securities Experience 1993 - 1995
Job ET Capital
Industry Renewables & Environment
Experience
ET Capital, Inc. a subsidiary of ET Solar Group May 2015 - Present
Ocelli LLC 2005 - Present
Bellmay Capital Partners Inc. February 2012 - April 2015
Gestamp Solar October 2009 - February 2012
RedBridge Group 2006 - 2007
Wells Fargo 1998 - 2004
Stephens Incorporated 1996 - 1998
Montgomery Securities 1993 - 1995
Great Western Bank 1991 - 1993
A.G. Edwards 1988 - 1990
Skills
Solar Energy, Mergers & Acquisitions
Education
California State University-Chico 1986 — 1990
ET Capital, Inc. a subsidiary of ET Solar Group May 2015 - Present
Ocelli LLC 2005 - Present
Bellmay Capital Partners Inc. February 2012 - April 2015
Gestamp Solar October 2009 - February 2012
RedBridge Group 2006 - 2007
Wells Fargo 1998 - 2004
Stephens Incorporated 1996 - 1998
Montgomery Securities 1993 - 1995
Great Western Bank 1991 - 1993
A.G. Edwards 1988 - 1990
Skills
Solar Energy, Mergers & Acquisitions
Education
California State University-Chico 1986 — 1990
Thomas Hulick's Montgomery Securities Experience 1991 - 1998
Job Financial Advisor at Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors LLC 2012 - Present
JP Morgan Private Bank, Investment Advisor 2004 - 2011
Banc of America Securities 1998 - 2003
Montgomery Securities 1991 - 1998
Education
Golden Gate University 1984 — 1985
MBA, Finance
University of Wisconsin-Madison 1974 — 1978
BBA, Marketing
Wells Fargo Advisors LLC 2012 - Present
JP Morgan Private Bank, Investment Advisor 2004 - 2011
Banc of America Securities 1998 - 2003
Montgomery Securities 1991 - 1998
Education
Golden Gate University 1984 — 1985
MBA, Finance
University of Wisconsin-Madison 1974 — 1978
BBA, Marketing
Rick Kimball's Montgomery Securities Experience 1984 - 1994
Job General Partner Founder at TCV
Industry Venture Capital & Private Equity
Experience
TCV General PartnerTechnology Crossover Ventures1995 - Present
Montgomery Securities 1984 - 1994
Education
The University of Chicago Booth School of Business 1981 — 1983
MBA, Business
Dartmouth College 1974 — 1978
AB
TCV General PartnerTechnology Crossover Ventures1995 - Present
Montgomery Securities 1984 - 1994
Education
The University of Chicago Booth School of Business 1981 — 1983
MBA, Business
Dartmouth College 1974 — 1978
AB
John Lilledahl's Montgomery Securities Experience May 1996 - June 1997
Job Broker at Charles Schwab
Industry Financial Services
Experience
Self Employed January 2010 - March 2012
Charles Schwab April 2007 - January 2010
Wells Fargo Bank September 2005 - December 2006
Charles Schwab July 1997 - December 2001
Montgomery Securities May 1996 - June 1997
Skills
Retirement, Sales, Bonds, Investments, Management, Securities, Wealth Management, Trading, Alternative Investments, Equities, Fixed Income, Asset Allocation, Investment Management, Investment Strategies, Portfolio Management, Series 7, Investment Advisory, Hedge Funds, Financial Markets, Asset Management, Financial Services, Equity Research, ETFs, Strategic Financial..., Bloomberg, Series 63, Private Equity, IRAs, Wealth Management..., Mortgage Lending, Finance, Series 24, Risk Management, Equity Trading, Retirement Planning, Series 65, Banking, Options, Mutual Funds, Funding, Uniform Combined State..., FINRA, Investment Banking, Corporate Finance, Financial Analysis, 401k, Due Diligence, Financial Advisory, Separately Managed...
Education
Golden Gate University 1988 — 1990
MBA, Finance
Drake University 1976 — 1981
BA, Finance/Economics
Self Employed January 2010 - March 2012
Charles Schwab April 2007 - January 2010
Wells Fargo Bank September 2005 - December 2006
Charles Schwab July 1997 - December 2001
Montgomery Securities May 1996 - June 1997
Skills
Retirement, Sales, Bonds, Investments, Management, Securities, Wealth Management, Trading, Alternative Investments, Equities, Fixed Income, Asset Allocation, Investment Management, Investment Strategies, Portfolio Management, Series 7, Investment Advisory, Hedge Funds, Financial Markets, Asset Management, Financial Services, Equity Research, ETFs, Strategic Financial..., Bloomberg, Series 63, Private Equity, IRAs, Wealth Management..., Mortgage Lending, Finance, Series 24, Risk Management, Equity Trading, Retirement Planning, Series 65, Banking, Options, Mutual Funds, Funding, Uniform Combined State..., FINRA, Investment Banking, Corporate Finance, Financial Analysis, 401k, Due Diligence, Financial Advisory, Separately Managed...
Education
Golden Gate University 1988 — 1990
MBA, Finance
Drake University 1976 — 1981
BA, Finance/Economics
Pamela Fong's Montgomery Securities Experience May 1998 - January 1999
Job Director, Wells Fargo Securities/Wells Fargo Prime Services
Industry Financial Services
Experience
Wells Fargo Securities May 2008 - Present
MERLIN SECURITIES LLC, A Wells Fargo Company May 2008 - Present
The Shemano Group December 2007 - May 2008
BTIG LLC June 2007 - December 2007
Nollenberger Capital Partners October 2006 - June 2007
THOMAS WEISEL PARTNERS LLC January 1999 - October 2006
Thomas Weisel Partners 1999 - 2006
Montgomery Securities May 1998 - January 1999
HSBC SECURITIES, INC August 1995 - May 1998
SALOMON BROTHERS, INC August 1993 - August 1995
Education
Member of New York and Massachusetts
Doctor of Law (J.D.)
New York Law School 1989 — 1993
JD, Law
NEW YORK LAW SCHOOL
Juris Doctorate
DREW UNIVERSITY 1981 — 1985
Drew University 1981 — 1985
BA, Behavioral Sciences, Political Science
Wells Fargo Securities May 2008 - Present
MERLIN SECURITIES LLC, A Wells Fargo Company May 2008 - Present
The Shemano Group December 2007 - May 2008
BTIG LLC June 2007 - December 2007
Nollenberger Capital Partners October 2006 - June 2007
THOMAS WEISEL PARTNERS LLC January 1999 - October 2006
Thomas Weisel Partners 1999 - 2006
Montgomery Securities May 1998 - January 1999
HSBC SECURITIES, INC August 1995 - May 1998
SALOMON BROTHERS, INC August 1993 - August 1995
Education
Member of New York and Massachusetts
Doctor of Law (J.D.)
New York Law School 1989 — 1993
JD, Law
NEW YORK LAW SCHOOL
Juris Doctorate
DREW UNIVERSITY 1981 — 1985
Drew University 1981 — 1985
BA, Behavioral Sciences, Political Science
Ron Amos's Montgomery Securities Experience 1986 - 1992
Job Manager, Media Services at Sony Computer Entertainment America LLC
Industry Entertainment
Experience
Sony Computer Entertainment America LLC October 2014 - Present
Sony Computer Entertainment America January 1995 - October 2014
E*Offering 1994 - 1996
Robertson Stephens January 1992 - January 1994
Montgomery Securities 1986 - 1992
Skills
Management, Strategic Planning, Vendor Management, Strategic Partnerships, Telecommunications, Cloud Computing, Product Management, Customer Service, Strategy, Microsoft Excel
Education
Skyline College 2009 — 2012
Network Engineering Certification, Telecommunication & Network Technology
Benedictine University 1978 — 1982
1982, Business
Bloom High School
Glenwood School
Sony Computer Entertainment America LLC October 2014 - Present
Sony Computer Entertainment America January 1995 - October 2014
E*Offering 1994 - 1996
Robertson Stephens January 1992 - January 1994
Montgomery Securities 1986 - 1992
Skills
Management, Strategic Planning, Vendor Management, Strategic Partnerships, Telecommunications, Cloud Computing, Product Management, Customer Service, Strategy, Microsoft Excel
Education
Skyline College 2009 — 2012
Network Engineering Certification, Telecommunication & Network Technology
Benedictine University 1978 — 1982
1982, Business
Bloom High School
Glenwood School
Carl Reichardt's Montgomery Securities Experience 1993 - 1997
Job Chief Investment Officer at Hacienda Capital Partners LLC
Industry Investment Management
Experience
Hacienda Capital Partners LLC October 2012 - Present
John Burns Real Estate Consulting January 2012 - July 2012
Wells Fargo Securities LLC 2003 - 2011
Banc of America Securities 2000 - 2003
Stampede Ventures LLC 1997 - 2000
Montgomery Securities 1993 - 1997
Fieldstone Communities 1988 - 1991
Skills
Investments, Strategic Planning, Management, Valuation, Equity Research, Financial Modeling, Equities, Real Estate, Product Development, Financial Analysis, Due Diligence, Investment Banking
Education
Stanford University Graduate School of Business 1991 — 1993
M.B.A., Business
Georgetown University 1983 — 1987
B.A., English
Hacienda Capital Partners LLC October 2012 - Present
John Burns Real Estate Consulting January 2012 - July 2012
Wells Fargo Securities LLC 2003 - 2011
Banc of America Securities 2000 - 2003
Stampede Ventures LLC 1997 - 2000
Montgomery Securities 1993 - 1997
Fieldstone Communities 1988 - 1991
Skills
Investments, Strategic Planning, Management, Valuation, Equity Research, Financial Modeling, Equities, Real Estate, Product Development, Financial Analysis, Due Diligence, Investment Banking
Education
Stanford University Graduate School of Business 1991 — 1993
M.B.A., Business
Georgetown University 1983 — 1987
B.A., English
Claudine Mehl's Montgomery Securities Experience 1993 - 1995
Job Director, Global Control Room at Bank of America
Industry Financial Services
Experience
Bank of America 2003 - Present
Banc of America Securities 1999 - 2003
NationsBanc Montgomery Securities 1995 - 1999
Montgomery Securities 1993 - 1995
Education
California State University-Sacramento
University of California, San Diego
Bank of America 2003 - Present
Banc of America Securities 1999 - 2003
NationsBanc Montgomery Securities 1995 - 1999
Montgomery Securities 1993 - 1995
Education
California State University-Sacramento
University of California, San Diego
Stephen Massocca's Montgomery Securities Experience 1982 - 1987
Job Managing Director, Wedbush Equity Management, LLC
Industry Investment Management
Experience
Wedbush Equity Management LLC January 2009 - Present
Pacific Growth Equities April 1991 - January 2009
Volpe, Covington and Welty January 1987 - April 1991
Montgomery Securities 1982 - 1987
Skills
Equities, Portfolio Management, Trading, Private Equity, Series 7, Alternative Investments, Mutual Funds, Venture Capital, ETFs, Investments, Funding, Equity Research, Financial Services, Securities, Valuation, Asset Management, Private Placements, Equity Trading, Management, Investor Relations, Options, Investment Management, Capital Markets, Hedge Funds
Education
Golden Gate University 1978 — 1981
BA, Accounting
Wedbush Equity Management LLC January 2009 - Present
Pacific Growth Equities April 1991 - January 2009
Volpe, Covington and Welty January 1987 - April 1991
Montgomery Securities 1982 - 1987
Skills
Equities, Portfolio Management, Trading, Private Equity, Series 7, Alternative Investments, Mutual Funds, Venture Capital, ETFs, Investments, Funding, Equity Research, Financial Services, Securities, Valuation, Asset Management, Private Placements, Equity Trading, Management, Investor Relations, Options, Investment Management, Capital Markets, Hedge Funds
Education
Golden Gate University 1978 — 1981
BA, Accounting
steve alleyne's Montgomery Securities Experience 1995 - 2001
Job Supervisor at ProTech Security
Industry Security and Investigations
Experience
ProTech Security May 2010 - Present
Universal Protection Service April 2008 - March 2009
Montgomery Securities 1995 - 2001
Skills
Security Operations, Management, Security, Event Planning, Customer Service, Public Speaking, Employee Relations, Executive Protection, Private Investigations, Applicant Tracking..., Leadership
Education
Columbia University in the City of New York 1980 — 1985
ba, economics
Brandeis University 1979 — 1980
ProTech Security May 2010 - Present
Universal Protection Service April 2008 - March 2009
Montgomery Securities 1995 - 2001
Skills
Security Operations, Management, Security, Event Planning, Customer Service, Public Speaking, Employee Relations, Executive Protection, Private Investigations, Applicant Tracking..., Leadership
Education
Columbia University in the City of New York 1980 — 1985
ba, economics
Brandeis University 1979 — 1980
ned zachar's Montgomery Securities Experience 1997 - 1999
Job pm at KLS Diversified
Industry Financial Services
Experience
KLS Diversified May 2008 - Present
Thomas Weisel Partners 1999 - 2004
Montgomery Securities 1997 - 1999
Skills
Equity Research, Entrepreneurship
Education
Quinlan School of Business, Loyola University Chicago
mba, finance
Iowa State University 1980 — 1985
BS, economics
KLS Diversified May 2008 - Present
Thomas Weisel Partners 1999 - 2004
Montgomery Securities 1997 - 1999
Skills
Equity Research, Entrepreneurship
Education
Quinlan School of Business, Loyola University Chicago
mba, finance
Iowa State University 1980 — 1985
BS, economics
Bill Bunting's Montgomery Securities Experience 1987 - 1997
Job Managing Director at G2 Investment Group, LLC
Industry Investment Banking
Experience
G2 Investment Group, LLC January 2011 - Present
Thomas Weisel Partners 1998 - 2005
NMS Capital Partners 1998 - 1998
Montgomery Securities 1987 - 1997
Skills
Private Equity, Private Placements, Investment Banking, Venture Capital, Equities, Investments, Corporate Finance, Mutual Funds, Hedge Funds, Investor Relations, Asset Managment, Alternative Investments
Education
Harvard Business School 1985 — 1987
MBA
Stanford University 1977 — 1981
AB
G2 Investment Group, LLC January 2011 - Present
Thomas Weisel Partners 1998 - 2005
NMS Capital Partners 1998 - 1998
Montgomery Securities 1987 - 1997
Skills
Private Equity, Private Placements, Investment Banking, Venture Capital, Equities, Investments, Corporate Finance, Mutual Funds, Hedge Funds, Investor Relations, Asset Managment, Alternative Investments
Education
Harvard Business School 1985 — 1987
MBA
Stanford University 1977 — 1981
AB
Ken Laudan's Montgomery Securities Experience December 1993 - January 1996
Job Healthcare Investment Professional
Industry Investment Management
Experience
Cottonwood Investment Group, LLC August 2002 - Present
SunTrust Robinson Humphrey April 2000 - August 2002
Hambrecht & Quist January 1996 - January 1998
Montgomery Securities December 1993 - January 1996
Skills
Asset Managment, Portfolio Management, Securities, Equity Research, Valuation, Investments, Capital Markets, Mutual Funds, Asset Management, Hedge Funds, Mergers & Acquisitions, Investment Management, Strategy, Alternative Investments, Equities, Equity Valuation, Finance, Private Equity
Education
Kansas State University 1978 — 1982
B.S., Finance and Accounting
Cottonwood Investment Group, LLC August 2002 - Present
SunTrust Robinson Humphrey April 2000 - August 2002
Hambrecht & Quist January 1996 - January 1998
Montgomery Securities December 1993 - January 1996
Skills
Asset Managment, Portfolio Management, Securities, Equity Research, Valuation, Investments, Capital Markets, Mutual Funds, Asset Management, Hedge Funds, Mergers & Acquisitions, Investment Management, Strategy, Alternative Investments, Equities, Equity Valuation, Finance, Private Equity
Education
Kansas State University 1978 — 1982
B.S., Finance and Accounting
Herb Bradshaw's Montgomery Securities Experience February 1983 - December 1985
Job at Self employed
Industry Financial Services
Experience
Self employed October 1996 - Present
Signet Capital September 1986 - October 1996
LDB Corporation December 1985 - September 1986
Montgomery Securities February 1983 - December 1985
EF Hutton & Company December 1981 - December 1982
Fuqua National January 1976 - December 1981
Korn/Ferry International October 1974 - December 1975
Daniel International Corporation March 1972 - December 1974
Skills
Mergers, Venture Capital, Private Equity, Valuation, Debt, Structuring, Management, Mergers & Acquisitions, Due Diligence, Budgets, Strategy, Finance, Financial Structuring, Private Placements, LBO, Capital Markets, Strategic Planning, Start-ups
Education
Harvard Business School
SMP
Guilford College 1964 — 1969
BA, Economics, Philosophy, English
Self employed October 1996 - Present
Signet Capital September 1986 - October 1996
LDB Corporation December 1985 - September 1986
Montgomery Securities February 1983 - December 1985
EF Hutton & Company December 1981 - December 1982
Fuqua National January 1976 - December 1981
Korn/Ferry International October 1974 - December 1975
Daniel International Corporation March 1972 - December 1974
Skills
Mergers, Venture Capital, Private Equity, Valuation, Debt, Structuring, Management, Mergers & Acquisitions, Due Diligence, Budgets, Strategy, Finance, Financial Structuring, Private Placements, LBO, Capital Markets, Strategic Planning, Start-ups
Education
Harvard Business School
SMP
Guilford College 1964 — 1969
BA, Economics, Philosophy, English
Randle Reece's Montgomery Securities Experience 1997 - 1999
Job Veteran Equity Research Analyst
Industry Capital Markets
Experience
Avondale Partners May 2011 - Present
Hoover Investment Management March 2008 - January 2011
Waddell & Reed March 2000 - September 2007
Staffmark March 1999 - March 2000
Montgomery Securities 1997 - 1999
Stephens Inc. March 1996 - May 1997
Daytona Beach News-Journal August 1991 - August 1994
Skills
Equities, Mergers & Acquisitions, Equity Research, Portfolio Management, Valuation, Competitive Analysis, Equity Valuation, Financial Modeling, Financial Analysis, Editing, Investor Relations, Finance, Mergers, Asset Management, Corporate Finance, Industry Research, Market Analysis, Private Equity, Teamwork, Critical Analysis, Technical Analysis, Writing Skills, Seeing The Big Picture, Future Trends, Research, Industry Analysis, Fundamental Research, Stock Picking, Forecasting, Due Diligence, Economics, Business Valuation, Financial Statement..., Objectivity, Contrarian Investing, Taking a Beating, Venture Capital, Investments, Analysis, Investment Banking, Capital Markets
Education
University of Arkansas 1994 — 1995
MBA, Finance
Daytona State College 1993 — 1994
Business Administration
University of Arkansas 1985 — 1991
BA, Philosophy, Political Science
Northwestern University 1981 — 1982
Political Science
Avondale Partners May 2011 - Present
Hoover Investment Management March 2008 - January 2011
Waddell & Reed March 2000 - September 2007
Staffmark March 1999 - March 2000
Montgomery Securities 1997 - 1999
Stephens Inc. March 1996 - May 1997
Daytona Beach News-Journal August 1991 - August 1994
Skills
Equities, Mergers & Acquisitions, Equity Research, Portfolio Management, Valuation, Competitive Analysis, Equity Valuation, Financial Modeling, Financial Analysis, Editing, Investor Relations, Finance, Mergers, Asset Management, Corporate Finance, Industry Research, Market Analysis, Private Equity, Teamwork, Critical Analysis, Technical Analysis, Writing Skills, Seeing The Big Picture, Future Trends, Research, Industry Analysis, Fundamental Research, Stock Picking, Forecasting, Due Diligence, Economics, Business Valuation, Financial Statement..., Objectivity, Contrarian Investing, Taking a Beating, Venture Capital, Investments, Analysis, Investment Banking, Capital Markets
Education
University of Arkansas 1994 — 1995
MBA, Finance
Daytona State College 1993 — 1994
Business Administration
University of Arkansas 1985 — 1991
BA, Philosophy, Political Science
Northwestern University 1981 — 1982
Political Science
Roy Corr's Montgomery Securities Experience 1996 - 1999
Job Managing Director at Salem Partners LLC
Industry Investment Management
Experience
Salem Partners LLC December 2014 - October 2015
Citi 2011 - 2014
Guggenheim Partners 2002 - 2011
Guggenheim Securities, LLC 2002 - 2005
Thomas Weisel Partners 1999 - 2002
Montgomery Securities 1996 - 1999
Citibank Private Bank 1995 - 1996
First Boston 1987 - 1995
Skills
Asset Management, Alternative Investments, Hedge Funds, Securities, Equities, Investments, Investment Banking, Derivatives, Private Equity, Trading, Asset Managment, Capital Markets, Investment Management, Portfolio Management, Fixed Income, Valuation, Venture Capital, Asset Allocation, Private Placements, Due Diligence
Education
Georgia State University Graduate School 1989 — 1991
Saint Louis University 1982 — 1986
BSBA, Finance
Salem Partners LLC December 2014 - October 2015
Citi 2011 - 2014
Guggenheim Partners 2002 - 2011
Guggenheim Securities, LLC 2002 - 2005
Thomas Weisel Partners 1999 - 2002
Montgomery Securities 1996 - 1999
Citibank Private Bank 1995 - 1996
First Boston 1987 - 1995
Skills
Asset Management, Alternative Investments, Hedge Funds, Securities, Equities, Investments, Investment Banking, Derivatives, Private Equity, Trading, Asset Managment, Capital Markets, Investment Management, Portfolio Management, Fixed Income, Valuation, Venture Capital, Asset Allocation, Private Placements, Due Diligence
Education
Georgia State University Graduate School 1989 — 1991
Saint Louis University 1982 — 1986
BSBA, Finance
Rich Gimigliano's Montgomery Securities Experience 1995 - 1999
Job Managing Director at Merriman Capital, Inc.
Industry Investment Banking
Experience
Merriman Capital, Inc. 2013 - Present
Copper Creek Capital Group LLC 2007 - 2013
ThinkEquity LLC 2003 - 2007
Thomas Weisel Partners 1999 - 2002
Montgomery Securities 1995 - 1999
Skills
Investment Banking, Valuation, Financial Analysis, Capital Markets, Private Equity, Equities, Venture Capital, Equity Research, Hedge Funds, Private Placements, Alternative Investments, Series 7, Corporate Development, Securities, Mergers & Acquisitions, Bloomberg
Education
Lehigh University
BSEE
University of North Carolina at Chapel Hill
MBA
Merriman Capital, Inc. 2013 - Present
Copper Creek Capital Group LLC 2007 - 2013
ThinkEquity LLC 2003 - 2007
Thomas Weisel Partners 1999 - 2002
Montgomery Securities 1995 - 1999
Skills
Investment Banking, Valuation, Financial Analysis, Capital Markets, Private Equity, Equities, Venture Capital, Equity Research, Hedge Funds, Private Placements, Alternative Investments, Series 7, Corporate Development, Securities, Mergers & Acquisitions, Bloomberg
Education
Lehigh University
BSEE
University of North Carolina at Chapel Hill
MBA
Cindy Reeves's Montgomery Securities Experience August 1993 - October 1995
Job Currently looking for job opportunities
Industry Hospitality
Experience
Pebble Beach Company April 2013 - July 2014
San Benito Fire Safe Council May 2004 - April 2013
Saint Francis Retreat March 2007 - March 2010
Santa Rita Elementary School March 1996 - December 1998
Montgomery Securities August 1993 - October 1995
Dolan Capital Management April 1991 - August 1993
International Development Group January 1990 - December 1990
Skills
Event Management, Non-profits, Social Media, Fundraising, Event Planning, Grant Writing, Grant Administration, Federal Grant Management, Budget, Proposal Writing, Marketing, Community Outreach, Public Education, Financial Analysis, Financial Reporting, Website Updating, Adult Literacy, QuickBooks, Microsoft Excel, Account Portfolio..., Spanish, Elementary Education, Fire Safety, Volunteer Management, Facebook, Leadership, Social Media Marketing, Nonprofits, Social Networking, Public Relations, Budgets, Management, Program Management
Education
Rochester Institute of Technology 1985 — 1989
Bachelor of Science, International Business & Marketing
Universidad de La Serena 1984 — 1985
Pebble Beach Company April 2013 - July 2014
San Benito Fire Safe Council May 2004 - April 2013
Saint Francis Retreat March 2007 - March 2010
Santa Rita Elementary School March 1996 - December 1998
Montgomery Securities August 1993 - October 1995
Dolan Capital Management April 1991 - August 1993
International Development Group January 1990 - December 1990
Skills
Event Management, Non-profits, Social Media, Fundraising, Event Planning, Grant Writing, Grant Administration, Federal Grant Management, Budget, Proposal Writing, Marketing, Community Outreach, Public Education, Financial Analysis, Financial Reporting, Website Updating, Adult Literacy, QuickBooks, Microsoft Excel, Account Portfolio..., Spanish, Elementary Education, Fire Safety, Volunteer Management, Facebook, Leadership, Social Media Marketing, Nonprofits, Social Networking, Public Relations, Budgets, Management, Program Management
Education
Rochester Institute of Technology 1985 — 1989
Bachelor of Science, International Business & Marketing
Universidad de La Serena 1984 — 1985
John Khodarahmi's Montgomery Securities Experience 1999 - 2000
Job Senior Municipal Portfolio Manager at Charles Schwab
Industry Financial Services
Experience
Charles Schwab July 2015 - Present
Eaton Vance November 2002 - June 2015
Thomas Weisel Partners 2000 - 2002
Montgomery Securities 1999 - 2000
Fleet Securities 1990 - 1998
Skills
Fixed Income, Bloomberg
Education
Boston University Questrom School of Business 1998 — 1999
mba
Boston University Questrom School of Business 1986 — 1990
bsba
Charles Schwab July 2015 - Present
Eaton Vance November 2002 - June 2015
Thomas Weisel Partners 2000 - 2002
Montgomery Securities 1999 - 2000
Fleet Securities 1990 - 1998
Skills
Fixed Income, Bloomberg
Education
Boston University Questrom School of Business 1998 — 1999
mba
Boston University Questrom School of Business 1986 — 1990
bsba
Bernie Notas's Montgomery Securities Experience September 1987 - December 1997
Job CFO
Industry Financial Services
Experience
BTIG, LLC February 2003 - February 2010
OffRoad Capital June 1998 - August 2001
Montgomery Securities September 1987 - December 1997
Montgomery Securities September 1987 - December 1997
Education
LIU Brooklyn 1973 — 1977
MBA, General Management
Pace University - Lubin School of Business 1968 — 1972
BBA, Finance Major, Accouting minor
BTIG, LLC February 2003 - February 2010
OffRoad Capital June 1998 - August 2001
Montgomery Securities September 1987 - December 1997
Montgomery Securities September 1987 - December 1997
Education
LIU Brooklyn 1973 — 1977
MBA, General Management
Pace University - Lubin School of Business 1968 — 1972
BBA, Finance Major, Accouting minor
Onken Michael's Montgomery Securities Experience 1994 - 1997
Job President, Bridge Marketing
Industry Electrical/Electronic Manufacturing
Experience
Bridge Marketing February 1999 - Present
Bear Stearns 1997 - 1999
Montgomery Securities 1994 - 1997
Education
Arizona State University 2000 — 2002
CPMR
Golden Gate University, School of Law 1989 — 1992
JD, Law
University of the Pacific 1985 — 1989
BA, Political Science
Bridge Marketing February 1999 - Present
Bear Stearns 1997 - 1999
Montgomery Securities 1994 - 1997
Education
Arizona State University 2000 — 2002
CPMR
Golden Gate University, School of Law 1989 — 1992
JD, Law
University of the Pacific 1985 — 1989
BA, Political Science
Kurt Kruger's Montgomery Securities Experience January 1996 - February 2003
Job Independent Medical Devices Professional
Industry
Experience
Navigant February 2013 - Present
Kruger Capital 2009 - 2010
Montgomery Securities January 1996 - February 2003
Banc of America Securities 2000 - 2003
Hambrecht & Quist 1987 - 1996
Skills
Private Equity, Equity Research, Hedge Funds, Venture Capital, Equities, Valuation, Investment Banking, IPO, Investments, Capital Markets, Business Valuation, Start-ups, Alternative Investments, Entrepreneurship, Due Diligence, Mergers & Acquisitions, Corporate Development, M&A experience, Emerging Markets, Financial Modeling, Investor Relations
Education
Massachusetts Institute of Technology - Sloan School of Management 1980 — 1982
MS, Finance and Management of Innovation
The University of Michigan 1977 — 1979
MS, Bioengineering
Brown University 1973 — 1977
Sc.B., Biomedical Engineering
Navigant February 2013 - Present
Kruger Capital 2009 - 2010
Montgomery Securities January 1996 - February 2003
Banc of America Securities 2000 - 2003
Hambrecht & Quist 1987 - 1996
Skills
Private Equity, Equity Research, Hedge Funds, Venture Capital, Equities, Valuation, Investment Banking, IPO, Investments, Capital Markets, Business Valuation, Start-ups, Alternative Investments, Entrepreneurship, Due Diligence, Mergers & Acquisitions, Corporate Development, M&A experience, Emerging Markets, Financial Modeling, Investor Relations
Education
Massachusetts Institute of Technology - Sloan School of Management 1980 — 1982
MS, Finance and Management of Innovation
The University of Michigan 1977 — 1979
MS, Bioengineering
Brown University 1973 — 1977
Sc.B., Biomedical Engineering
Joseph Schell's Montgomery Securities Experience 1985 - 1999
Job
Industry Nonprofit Organization Management
Experience
Merrill Lynch January 2000 - January 2002
Montgomery Securities 1985 - 1999
Kidder Peabody July 1973 - May 1985
Skills
Mergers, Fundraising, Investments, Entrepreneurship, Venture Capital, Mergers & Acquisitions, Private Equity, Start-ups, Strategic Planning, Strategy, Business Strategy
Education
Harvard Business School 1971 — 1973
Master of Business Administration (MBA)
Amherst College 1965 — 1968
Bachelor of Arts (BA), Economics, squeaked thru
Tatnall School 1958 — 1964
High School diploma
Merrill Lynch January 2000 - January 2002
Montgomery Securities 1985 - 1999
Kidder Peabody July 1973 - May 1985
Skills
Mergers, Fundraising, Investments, Entrepreneurship, Venture Capital, Mergers & Acquisitions, Private Equity, Start-ups, Strategic Planning, Strategy, Business Strategy
Education
Harvard Business School 1971 — 1973
Master of Business Administration (MBA)
Amherst College 1965 — 1968
Bachelor of Arts (BA), Economics, squeaked thru
Tatnall School 1958 — 1964
High School diploma
Kathleen Carmody's Montgomery Securities Experience 1998 - 2000
Job Supervisory Analyst, Options Principal
Industry Financial Services
Experience
J.P. Morgan 2008 - Present
Bear Stearns 2003 - 2008
Bank of America 2000 - 2003
Montgomery Securities 1998 - 2000
Salomon Brothers 1993 - 1998
Education
Massachusetts Institute of Technology 1982 — 1987
BS, Finance
J.P. Morgan 2008 - Present
Bear Stearns 2003 - 2008
Bank of America 2000 - 2003
Montgomery Securities 1998 - 2000
Salomon Brothers 1993 - 1998
Education
Massachusetts Institute of Technology 1982 — 1987
BS, Finance
Thomas Thresher's Montgomery Securities Experience January 1981 - January 1997
Job Financial Services Professional
Industry Financial Services
Experience
Bank of America Merrill Lynch April 2009 - September 2010
Bank of America Securities January 1997 - April 2009
Montgomery Securities January 1981 - January 1997
Education
Central Connecticut State University
Bachelors Degree, Business Administration; Management
Bank of America Merrill Lynch April 2009 - September 2010
Bank of America Securities January 1997 - April 2009
Montgomery Securities January 1981 - January 1997
Education
Central Connecticut State University
Bachelors Degree, Business Administration; Management
Rosemary Sisson's Montgomery Securities Experience March 1997 - March 1999
Job Investment Banking Professional
Industry Investment Banking
Experience
Lazard Capital Markets January 2012 - March 2014
Knight Capital Group November 2007 - April 2011
BNP Paribas June 2004 - July 2007
UBS Investment Bank 2000 - 2004
BancBoston Securities March 1999 - February 2000
Montgomery Securities March 1997 - March 1999
CIBC Wood Gundy February 1996 - March 1997
Salomon Brothers September 1986 - July 1996
Chemical Bank July 1983 - September 1986
Babcock & Wilcox July 1979 - July 1981
Education
Carnegie Mellon University - Tepper School of Business 1981 — 1983
MBA, Concentration in Finance
Carnegie Mellon University 1975 — 1979
B.S., Business, Economics
Lazard Capital Markets January 2012 - March 2014
Knight Capital Group November 2007 - April 2011
BNP Paribas June 2004 - July 2007
UBS Investment Bank 2000 - 2004
BancBoston Securities March 1999 - February 2000
Montgomery Securities March 1997 - March 1999
CIBC Wood Gundy February 1996 - March 1997
Salomon Brothers September 1986 - July 1996
Chemical Bank July 1983 - September 1986
Babcock & Wilcox July 1979 - July 1981
Education
Carnegie Mellon University - Tepper School of Business 1981 — 1983
MBA, Concentration in Finance
Carnegie Mellon University 1975 — 1979
B.S., Business, Economics
J. Jason Phillips's Montgomery Securities Experience 1996 - 1997
Job Associate Partner at McKinsey & Company
Industry Management Consulting
Experience
McKinsey & Company January 2011 - Present
McGuire Furniture Company (Kohler Co.) 2003 - 2010
Wit Capital 1999 - 2002
Montgomery Securities 1996 - 1997
Smith Barney 1992 - 1996
Education
Harvard Business School 1997 — 1999
MBA
Williams College 1988 — 1992
Bachelor of Arts, Religion and Art (History)
Maple Grove
McKinsey & Company January 2011 - Present
McGuire Furniture Company (Kohler Co.) 2003 - 2010
Wit Capital 1999 - 2002
Montgomery Securities 1996 - 1997
Smith Barney 1992 - 1996
Education
Harvard Business School 1997 — 1999
MBA
Williams College 1988 — 1992
Bachelor of Arts, Religion and Art (History)
Maple Grove
Pam Knight's Montgomery Securities Experience 1998 - 2004
Job Wealth Strategist
Industry Financial Services
Experience
RBC Wealth Management April 2007 - Present
Bank of America Private Bank January 2000 - November 2004
Montgomery Securities 1998 - 2004
BDO Seidman, LLP 1991 - 1998
Skills
Asset Managment, Strategic Financial..., Hedge Funds, Wealth Management, Consulting, Wealth, Investment Advisory, Wealth Management..., Alternative Investments, Leadership, Equities, Estate Planning, Executive Coaching, Asset Allocation, Small Business, Coaching, Investments, Series 7, Asset Management, Strategic Planning, Entrepreneurship
Education
Golden Gate University 1995 — 1998
Master's, Taxation
California State University-Fullerton
Bachelor's, Accounting
RBC Wealth Management April 2007 - Present
Bank of America Private Bank January 2000 - November 2004
Montgomery Securities 1998 - 2004
BDO Seidman, LLP 1991 - 1998
Skills
Asset Managment, Strategic Financial..., Hedge Funds, Wealth Management, Consulting, Wealth, Investment Advisory, Wealth Management..., Alternative Investments, Leadership, Equities, Estate Planning, Executive Coaching, Asset Allocation, Small Business, Coaching, Investments, Series 7, Asset Management, Strategic Planning, Entrepreneurship
Education
Golden Gate University 1995 — 1998
Master's, Taxation
California State University-Fullerton
Bachelor's, Accounting
Eduardo Balaguer's Montgomery Securities Experience May 1991 - May 1994
Job Founder at JobKindle.com
Industry Food & Beverages
Experience
JOBKINDLE.COM August 2012 - Present
VENGA PAELLA May 2006 - Present
BAVARIAN PROFESSIONALS December 2003 - Present
DIGITAL FOUNTAIN INCORPORATED April 2001 - December 2003
DIGITAL INSIGHT CORPORATION EPG Group November 1999 - March 2001
EXTENSITY INCORPORATED February 1999 - November 1999
CREDIT SUISSE HEDGING-GRIFFO February 1997 - December 1998
Latinvest Capital/Globalvest Management Company, LP May 1994 - January 1997
Montgomery Securities May 1991 - May 1994
INVESTORS BANK AND TRUST COMPANY April 1989 - May 1991
Skills
Equities
Education
City College of San Francisco 2001 — 2004
Certificate, UNIX Systems Administration Certification
Belmont Abbey College 1984 — 1988
Bachelor of Liberal Arts; B. A, Business Administration and Finance
JOBKINDLE.COM August 2012 - Present
VENGA PAELLA May 2006 - Present
BAVARIAN PROFESSIONALS December 2003 - Present
DIGITAL FOUNTAIN INCORPORATED April 2001 - December 2003
DIGITAL INSIGHT CORPORATION EPG Group November 1999 - March 2001
EXTENSITY INCORPORATED February 1999 - November 1999
CREDIT SUISSE HEDGING-GRIFFO February 1997 - December 1998
Latinvest Capital/Globalvest Management Company, LP May 1994 - January 1997
Montgomery Securities May 1991 - May 1994
INVESTORS BANK AND TRUST COMPANY April 1989 - May 1991
Skills
Equities
Education
City College of San Francisco 2001 — 2004
Certificate, UNIX Systems Administration Certification
Belmont Abbey College 1984 — 1988
Bachelor of Liberal Arts; B. A, Business Administration and Finance
Bernie Notas's Montgomery Securities Experience September 1987 - December 1997
Job CFO at Sanctuary Wealth Services
Industry Financial Services
Experience
Launch Enterprise Statagies July 2012 - Present
Sanctuary Wealth Services September 2011 - Present
Notas Consulting March 2010 - Present
Ellie Mae 1999 - Present
BTIG February 2003 - February 2010
Congregation B'nai Shalom 1994 - 2010
OffRoad Capital June 1998 - August 2001
OffRoad Capital, Inc. 1998 - 2001
Montgomery Securities September 1987 - December 1997
Rooney, Pace Group, Inc. January 1986 - February 1987
Skills
Venture Capital, Negotiation, Compliance, Investments, Customer Relations, Risk Management, Financial Analysis, Business Strategy, Financial Reporting, Strategic Planning, Credit, Equities, Business Analysis, Hedge Funds, Series 7, Team Building, Budgeting, Securities, Executive Management, Problem Solving, Process Improvement, Operations Management
Education
Long Island University, Brooklyn Campus 1974 — 1977
MBA, General Management
Pace University - Lubin School of Business 1968 — 1972
BBA, FInance, Accounting minor
Launch Enterprise Statagies July 2012 - Present
Sanctuary Wealth Services September 2011 - Present
Notas Consulting March 2010 - Present
Ellie Mae 1999 - Present
BTIG February 2003 - February 2010
Congregation B'nai Shalom 1994 - 2010
OffRoad Capital June 1998 - August 2001
OffRoad Capital, Inc. 1998 - 2001
Montgomery Securities September 1987 - December 1997
Rooney, Pace Group, Inc. January 1986 - February 1987
Skills
Venture Capital, Negotiation, Compliance, Investments, Customer Relations, Risk Management, Financial Analysis, Business Strategy, Financial Reporting, Strategic Planning, Credit, Equities, Business Analysis, Hedge Funds, Series 7, Team Building, Budgeting, Securities, Executive Management, Problem Solving, Process Improvement, Operations Management
Education
Long Island University, Brooklyn Campus 1974 — 1977
MBA, General Management
Pace University - Lubin School of Business 1968 — 1972
BBA, FInance, Accounting minor
Christopher Mulholland's Montgomery Securities Experience June 1998 - December 1999
Job Senior Automation and Performance Engineer at Epiq Systems
Industry Computer Software
Experience
Epiq Systems January 2015 - Present
KANA Software November 2014 - January 2015
Perceptive Software September 2011 - September 2014
United States Marine Corps October 2004 - September 2011
National Association of Insurance Commissioners (NAIC) February 2004 - October 2004
USDA January 2003 - February 2004
Weyforth-Haas Marketing July 2000 - January 2003
Montgomery Securities June 1998 - December 1999
Skills
Java, Java Enterprise Edition, Software Development, Software Design, Web Development, Requirements Analysis, Agile Methodologies, Databases, C#, JavaScript, jQuery, Scrum, HTML5, Git
Education
John Carroll University 1990 — 1994
Bachelor's degree, English Language and Literature/Letters, 3.5
Epiq Systems January 2015 - Present
KANA Software November 2014 - January 2015
Perceptive Software September 2011 - September 2014
United States Marine Corps October 2004 - September 2011
National Association of Insurance Commissioners (NAIC) February 2004 - October 2004
USDA January 2003 - February 2004
Weyforth-Haas Marketing July 2000 - January 2003
Montgomery Securities June 1998 - December 1999
Skills
Java, Java Enterprise Edition, Software Development, Software Design, Web Development, Requirements Analysis, Agile Methodologies, Databases, C#, JavaScript, jQuery, Scrum, HTML5, Git
Education
John Carroll University 1990 — 1994
Bachelor's degree, English Language and Literature/Letters, 3.5
Chris Twomey's Montgomery Securities Experience 1996 - 1998
Job Managing Director Oppenheimer & Co.
Industry Financial Services
Experience
Oppenheimer & Co. September 2007 - Present
Bank of America 1998 - 2007
Montgomery Securities 1996 - 1998
Skills
Investments, Portfolio Management, Equities, Wealth Management, Series 7, Mutual Funds, Securities, Asset Allocation, Fixed Income, Retirement Planning, Alternative Investments, Investment Advisory
Education
Cornell University - Johnson Graduate School of Management 1996 — 1998
Master of Business Administration (M.B.A.), Finance, General
University of Vermont 1986 — 1990
Bachelor of Arts (B.A.), Political Science and Government
Oppenheimer & Co. September 2007 - Present
Bank of America 1998 - 2007
Montgomery Securities 1996 - 1998
Skills
Investments, Portfolio Management, Equities, Wealth Management, Series 7, Mutual Funds, Securities, Asset Allocation, Fixed Income, Retirement Planning, Alternative Investments, Investment Advisory
Education
Cornell University - Johnson Graduate School of Management 1996 — 1998
Master of Business Administration (M.B.A.), Finance, General
University of Vermont 1986 — 1990
Bachelor of Arts (B.A.), Political Science and Government
Mark Leydecker's Montgomery Securities Experience 1986 - 1990
Job Banking Professional
Industry Banking
Experience
Goldman Sachs 2000 - 2006
Goldman Sachs 1990 - 2000
Montgomery Securities 1986 - 1990
Skills
Trading, Finance, Portfolio Management, Leadership Development, Risk Management, Financial Risk, Management, Employee Training, Financial Analysis, Financial Reporting
Education
Bowdoin College 1979 — 1983
Bachelor of Arts (B.A.), History, Magna Cum Laude
The Thacher School 1975 — 1979
Cum Laude
Goldman Sachs 2000 - 2006
Goldman Sachs 1990 - 2000
Montgomery Securities 1986 - 1990
Skills
Trading, Finance, Portfolio Management, Leadership Development, Risk Management, Financial Risk, Management, Employee Training, Financial Analysis, Financial Reporting
Education
Bowdoin College 1979 — 1983
Bachelor of Arts (B.A.), History, Magna Cum Laude
The Thacher School 1975 — 1979
Cum Laude
Kurt Kruger's Montgomery Securities Experience January 1996 - January 2001
Job Partner, Investment Banking at WR Hambrecht + Co
Industry
Experience
WR Hambrecht + Co June 2014 - Present
Navigant February 2013 - June 2014
Bank of America January 2001 - February 2003
Montgomery Securities January 1996 - January 2001
Hambrecht & Quist July 1987 - January 1996
Guidant, CPI July 1984 - July 1987
Education
Brown University
Columbia University in the City of New York
Massachusetts Institute of Technology
University of Michigan College of Literature, Science, and the Arts
WR Hambrecht + Co June 2014 - Present
Navigant February 2013 - June 2014
Bank of America January 2001 - February 2003
Montgomery Securities January 1996 - January 2001
Hambrecht & Quist July 1987 - January 1996
Guidant, CPI July 1984 - July 1987
Education
Brown University
Columbia University in the City of New York
Massachusetts Institute of Technology
University of Michigan College of Literature, Science, and the Arts
Greg Gore's Montgomery Securities Experience 1996 - 1999
Job Partner at Kildonan Castle
Industry Investment Management
Experience
Kildonan Castle 2011 - Present
Morgan Stanley 2009 - 2011
Armored Wolf LLC 2009 - 2009
PIMCO 2002 - 2008
WR Hambrecht + Co 1999 - 2001
Montgomery Securities 1996 - 1999
Goldman Sachs 1995 - 1995
Skills
Investments, Credit, Equities, Finance, Economics, Accounting, Strategy, Risk Management, Retail, Financial Services, Surfing, Skiing, Basketball
Education
University of California, Berkeley, Haas School of Business 1994 — 1996
Master of Business Administration (M.B.A.), Emphasis in finance
Brown University 1985 — 1990
Bachelor's Degree, Economics and Literature
Kildonan Castle 2011 - Present
Morgan Stanley 2009 - 2011
Armored Wolf LLC 2009 - 2009
PIMCO 2002 - 2008
WR Hambrecht + Co 1999 - 2001
Montgomery Securities 1996 - 1999
Goldman Sachs 1995 - 1995
Skills
Investments, Credit, Equities, Finance, Economics, Accounting, Strategy, Risk Management, Retail, Financial Services, Surfing, Skiing, Basketball
Education
University of California, Berkeley, Haas School of Business 1994 — 1996
Master of Business Administration (M.B.A.), Emphasis in finance
Brown University 1985 — 1990
Bachelor's Degree, Economics and Literature
Citizens Bank
Indymac Bank
MBNA
First Union National Bank
Prudential Securities
SunTrust Mortgage
Federal Reserve Board
Zions Bancorporation