Alex. Brown & Sons
Industry: Investment company
DescriptionAlex. Brown & Sons was the first investment bank in the United States, founded by Alexander Brown in 1800 in Baltimore, Maryland. The firm was acquired by Bankers Trust in 1997 to form BT Alex. Brown, and then integrated into Deutsche Bank in 1999 following Deutsche's acquisition of BT. Headquarters: Baltimore, MD Founder: Alexander Brown Founded: 1800 Successor: Alex. Brown & Sons (later Alex. Brown, a Division of Raymond James) Ceased operations: 1997 Type of business: Corporation
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Alex. Brown & Sons Employees
Employee
Years
Job
Industry
Chris da Cunha Chris da Cunha's Alex. Brown & Sons Experience September 1990 - June 1995
Job VP of Emerging Products at InsideSales.com
Industry Information Technology and Services
Experience
InsideSales.com May 2014 - Present
iHance Inc. March 2006 - May 2014
da Cunha Associates LLC June 2002 - March 2006
E*Offering - SoundView Technology Group May 1999 - May 2002
Bear Stearns March 1997 - September 1998
Punk, Ziegel & Knoell July 1995 - March 1997
Alex Brown & Sons September 1990 - June 1995
Goldman Sachs June 1989 - August 1989
Skills
SaaS, Corporate Development, Strategic Partnerships, Start-ups, Cloud Computing, Entrepreneurship, Business Strategy, Product Management, Investment Banking, M&A experience, Strategy, Business Development, Management, Executive Management, Competitive Analysis, Mergers & Acquisitions, Leadership, Salesforce.com
Education
Stanford University Graduate School of Business 1989 — 1990
MBA
Massachusetts Institute of Technology 1982 — 1986
BS, Electrical Engineering
InsideSales.com May 2014 - Present
iHance Inc. March 2006 - May 2014
da Cunha Associates LLC June 2002 - March 2006
E*Offering - SoundView Technology Group May 1999 - May 2002
Bear Stearns March 1997 - September 1998
Punk, Ziegel & Knoell July 1995 - March 1997
Alex Brown & Sons September 1990 - June 1995
Goldman Sachs June 1989 - August 1989
Skills
SaaS, Corporate Development, Strategic Partnerships, Start-ups, Cloud Computing, Entrepreneurship, Business Strategy, Product Management, Investment Banking, M&A experience, Strategy, Business Development, Management, Executive Management, Competitive Analysis, Mergers & Acquisitions, Leadership, Salesforce.com
Education
Stanford University Graduate School of Business 1989 — 1990
MBA
Massachusetts Institute of Technology 1982 — 1986
BS, Electrical Engineering
Jeffrey Schmaltz Jeffrey Schmaltz's Alex. Brown & Sons Experience October 1993 - August 1995
Job Sales Director Arbor Point Advisors, Focused on Helping Hybrid Advisors Transition to the Independent RIA Model
Industry Financial Services
Experience
Arbor Point Advisors, LLC January 2014 - Present
Fidelity Institutional Wealth Services January 2001 - December 2012
Fidelity Charitable Gift Fund October 1999 - January 2001
Fidelity Investments-Pittsburgh Investor Center June 1996 - October 1999
Fidelity Investments August 1995 - June 1996
Alex Brown & Sons October 1993 - August 1995
Bear Stearns March 1988 - October 1993
Fidelity Investments March 1986 - March 1988
Skills
Wealth Management, Business Development, Investment Advisory, Sales Process, Series 63, Series 7, Mutual Funds, Relationship Management, Series 24, Asset Allocation, Securities, 401k, Alternative Investments, Separately Managed..., Retirement Planning, Uniform Combined State..., Equities, FINRA, Investments, Financial Services, Retirement, Finance, Financial Advisory, Fixed Income, CRM
Education
University of Northern Iowa 1976 — 1979
Bachelor of Arts, Financial Management
Arbor Point Advisors, LLC January 2014 - Present
Fidelity Institutional Wealth Services January 2001 - December 2012
Fidelity Charitable Gift Fund October 1999 - January 2001
Fidelity Investments-Pittsburgh Investor Center June 1996 - October 1999
Fidelity Investments August 1995 - June 1996
Alex Brown & Sons October 1993 - August 1995
Bear Stearns March 1988 - October 1993
Fidelity Investments March 1986 - March 1988
Skills
Wealth Management, Business Development, Investment Advisory, Sales Process, Series 63, Series 7, Mutual Funds, Relationship Management, Series 24, Asset Allocation, Securities, 401k, Alternative Investments, Separately Managed..., Retirement Planning, Uniform Combined State..., Equities, FINRA, Investments, Financial Services, Retirement, Finance, Financial Advisory, Fixed Income, CRM
Education
University of Northern Iowa 1976 — 1979
Bachelor of Arts, Financial Management
Craig England Craig England's Alex. Brown & Sons Experience 1996 - 1997
Job CEO at England & Company
Industry Investment Banking
Experience
England & Company 2003 - Present
Legg Mason 1997 - 2001
Alex Brown & Sons 1996 - 1997
ICON Capital Corp. 1994 - 1996
Hunter Keith Marshall & Co. 1990 - 1994
CIBC World Markets 1988 - 1990
Irving Trust Company 1987 - 1988
Education
New York University, Stern School of Business 1994 — 1996
Master of Business Administration (M.B.A.)
The Johns Hopkins University 1983 — 1987
Bachelor's Degree
Université libre de Bruxelles 1985 — 1986
England & Company 2003 - Present
Legg Mason 1997 - 2001
Alex Brown & Sons 1996 - 1997
ICON Capital Corp. 1994 - 1996
Hunter Keith Marshall & Co. 1990 - 1994
CIBC World Markets 1988 - 1990
Irving Trust Company 1987 - 1988
Education
New York University, Stern School of Business 1994 — 1996
Master of Business Administration (M.B.A.)
The Johns Hopkins University 1983 — 1987
Bachelor's Degree
Université libre de Bruxelles 1985 — 1986
Gay G. Wagner Gay G. Wagner's Alex. Brown & Sons Experience 1993 - 2001
Job Private Client Division at Brown Advisory
Industry Management Consulting
Experience
Brown Advisory February 2014 - Present
G1440 2013 - 2014
Northeast Foods, Inc October 2008 - September 2013
Alex. Brown & Sons 1993 - 2001
Skills
Investments, Contract Negotiation, Microsoft Office, Teaching, Succession Planning, Equities, Employee Relations, Training, Employee Benefits, Employment Law, Human Resources, Marketing, Recruiting, Management, Personnel Management, Strategic Human..., FMLA, Customer Service, Sales, Consulting, Strategic Planning, Team Building, Strategy, Leadership
Education
University of Richmond 1983 — 1987
Bachelor's degree, Psychology
University of Richmond 1983 — 1987
Bachelor of Arts (BA), Psychology
Roland Park Country School
Diploma, High School/Secondary Diplomas and Certificates
Brown Advisory February 2014 - Present
G1440 2013 - 2014
Northeast Foods, Inc October 2008 - September 2013
Alex. Brown & Sons 1993 - 2001
Skills
Investments, Contract Negotiation, Microsoft Office, Teaching, Succession Planning, Equities, Employee Relations, Training, Employee Benefits, Employment Law, Human Resources, Marketing, Recruiting, Management, Personnel Management, Strategic Human..., FMLA, Customer Service, Sales, Consulting, Strategic Planning, Team Building, Strategy, Leadership
Education
University of Richmond 1983 — 1987
Bachelor's degree, Psychology
University of Richmond 1983 — 1987
Bachelor of Arts (BA), Psychology
Roland Park Country School
Diploma, High School/Secondary Diplomas and Certificates
Diane Allen Diane Allen's Alex. Brown & Sons Experience November 1991 - November 1992
Job Court Appointed Special Advocate
Industry Education Management
Experience
CASA May 2014 - Present
Bethesda Community Clinic April 2014 - August 2014
St. Michael the Archangel Church 2005 - 2007
American Heritage Academy December 2001 - June 2003
Baker Elementary School October 1996 - June 1997
Alex Brown & Sons November 1991 - November 1992
Prudential Bache Mutual Fund Management October 1989 - October 1991
Education
The Johns Hopkins University 1994 — 1996
Master of Arts (MA), Elementary Education and Teaching
Villanova University 1985 — 1989
Bachelor's Degree, Accounting
St. Rose High School 1981 — 1985
Sea Girt Elementary
CASA May 2014 - Present
Bethesda Community Clinic April 2014 - August 2014
St. Michael the Archangel Church 2005 - 2007
American Heritage Academy December 2001 - June 2003
Baker Elementary School October 1996 - June 1997
Alex Brown & Sons November 1991 - November 1992
Prudential Bache Mutual Fund Management October 1989 - October 1991
Education
The Johns Hopkins University 1994 — 1996
Master of Arts (MA), Elementary Education and Teaching
Villanova University 1985 — 1989
Bachelor's Degree, Accounting
St. Rose High School 1981 — 1985
Sea Girt Elementary
Brent Lockwood's Alex. Brown & Sons Experience July 1992 - April 1997
Job Senior Vice President for Mortgage Lending at Lafayette Federal Credit Union
Industry Financial Services
Experience
Lafayette Federal Credit Union January 2015 - Present
Eden Community Ventures Corp February 2014 - Present
Independent Contractor October 2011 - January 2015
Havenwood Capital Markets, LLC November 1997 - October 2011
Baltimore American Savings Bank/FedMed Bank September 1999 - April 2001
Alex Brown & Sons July 1992 - April 1997
Smith Barney October 1983 - March 1992
Merrill Lynch 1976 - 1983
Skills
Capital Markets, Investments, Fixed Income, Investment Banking, Financial Services, Securities, Equities, Trading, Mergers & Acquisitions, Loans, Banking, MBS, Mortgage Lending, Valuation, Hedge Funds, Expert Witness, Entrepreneurship, Asset Management, Private Placements, Debt, ABS, Due Diligence, Securitization, Structured Finance, Leadership, Religion, Private Equity, Mortgage, Finance, Management, Portfolio Management
Education
Pace University - Lubin School of Business 1979 — 1983
MBA, Finance
S.U.N.Y at Brockport, NY 1974 — 1976
B.S., Finance
Lafayette Federal Credit Union January 2015 - Present
Eden Community Ventures Corp February 2014 - Present
Independent Contractor October 2011 - January 2015
Havenwood Capital Markets, LLC November 1997 - October 2011
Baltimore American Savings Bank/FedMed Bank September 1999 - April 2001
Alex Brown & Sons July 1992 - April 1997
Smith Barney October 1983 - March 1992
Merrill Lynch 1976 - 1983
Skills
Capital Markets, Investments, Fixed Income, Investment Banking, Financial Services, Securities, Equities, Trading, Mergers & Acquisitions, Loans, Banking, MBS, Mortgage Lending, Valuation, Hedge Funds, Expert Witness, Entrepreneurship, Asset Management, Private Placements, Debt, ABS, Due Diligence, Securitization, Structured Finance, Leadership, Religion, Private Equity, Mortgage, Finance, Management, Portfolio Management
Education
Pace University - Lubin School of Business 1979 — 1983
MBA, Finance
S.U.N.Y at Brockport, NY 1974 — 1976
B.S., Finance
Michaela Donadio Michaela Donadio's Alex. Brown & Sons Experience February 1989 - April 1990
Job Controller at Entel Systems, Inc
Industry Telecommunications
Experience
Entel Systems, Inc September 2004 - Present
Alex Brown & Sons February 1989 - April 1990
Wall Street Clearing Company August 1983 - February 1989
Skills
Business Strategy, Microsoft Excel, Microsoft Office, PowerPoint, Marketing Strategy, New Business Development, Sales, Social Media, Mergers & Acquisitions, Financial Analysis, Telecommunications, Business Analysis, Process Improvement, Customer Service, Contract Negotiation, Account Management, Forecasting, Public Speaking, Salesforce.com, Strategic Planning
Education
College of the Holy Cross 1979 — 1983
BA, economics/accounting
Entel Systems, Inc September 2004 - Present
Alex Brown & Sons February 1989 - April 1990
Wall Street Clearing Company August 1983 - February 1989
Skills
Business Strategy, Microsoft Excel, Microsoft Office, PowerPoint, Marketing Strategy, New Business Development, Sales, Social Media, Mergers & Acquisitions, Financial Analysis, Telecommunications, Business Analysis, Process Improvement, Customer Service, Contract Negotiation, Account Management, Forecasting, Public Speaking, Salesforce.com, Strategic Planning
Education
College of the Holy Cross 1979 — 1983
BA, economics/accounting
Lex Colley Lex Colley's Alex. Brown & Sons Experience May 1995 - September 1995
Job
Industry Investment Banking
Experience
BCMS Corporate March 2012 - Present
Kaufman Bros., L.P. September 2000 - February 2012
Salomon Smith Barney September 1995 - September 1996
Alex. Brown & Sons May 1995 - September 1995
Skills
Investment Banking, Mergers, Equities, Capital Markets, Corporate Finance, Structuring, Middle Market, Restructuring, IPO, Due Diligence, Private Equity, Private Placements, Distressed Debt, Debt Restructuring, Venture Capital, M&A experience, Mergers & Acquisitions, Alternative Investments, Valuation, Financial Structuring, LBO, Corporate Development, Securities, Equity Research, Fixed Income
Education
University of San Diego 1992 — 1996
B.B.A., Finance
William Penn Charter
BCMS Corporate March 2012 - Present
Kaufman Bros., L.P. September 2000 - February 2012
Salomon Smith Barney September 1995 - September 1996
Alex. Brown & Sons May 1995 - September 1995
Skills
Investment Banking, Mergers, Equities, Capital Markets, Corporate Finance, Structuring, Middle Market, Restructuring, IPO, Due Diligence, Private Equity, Private Placements, Distressed Debt, Debt Restructuring, Venture Capital, M&A experience, Mergers & Acquisitions, Alternative Investments, Valuation, Financial Structuring, LBO, Corporate Development, Securities, Equity Research, Fixed Income
Education
University of San Diego 1992 — 1996
B.B.A., Finance
William Penn Charter
Ernest Jacob, CFA Ernest Jacob, CFA's Alex. Brown & Sons Experience 1979 - 1983
Job Managing Principal at Longnook Capital Management
Industry Investment Management
Experience
Longnook Capital Management January 2013 - Present
Baltimore Capital Management June 2008 - September 2012
Longnook Capital Management October 2002 - January 2008
ING Barings October 1997 - September 2000
Furman Selz June 1991 - October 1997
Drexel Burnham Lambert 1983 - 1990
Alex Brown & Sons 1979 - 1983
Skills
Insurance, Asset Management, Investment Banking, Financial Analysis, Financial Modeling, Equity Research, Report Writing, Financial Planning, Asset Allocation, Securities, Investments, Equities, Capital Markets, Valuation, Finance
Education
The University of Chicago Booth School of Business 1978 — 1980
MBA, Finance
Northwestern University 1973 — 1974
MA, English
Rutgers, The State University of New Jersey-New Brunswick 1969 — 1973
BA, English
Longnook Capital Management January 2013 - Present
Baltimore Capital Management June 2008 - September 2012
Longnook Capital Management October 2002 - January 2008
ING Barings October 1997 - September 2000
Furman Selz June 1991 - October 1997
Drexel Burnham Lambert 1983 - 1990
Alex Brown & Sons 1979 - 1983
Skills
Insurance, Asset Management, Investment Banking, Financial Analysis, Financial Modeling, Equity Research, Report Writing, Financial Planning, Asset Allocation, Securities, Investments, Equities, Capital Markets, Valuation, Finance
Education
The University of Chicago Booth School of Business 1978 — 1980
MBA, Finance
Northwestern University 1973 — 1974
MA, English
Rutgers, The State University of New Jersey-New Brunswick 1969 — 1973
BA, English
Susan Perpall, CFP®* Susan Perpall, CFP®*'s Alex. Brown & Sons Experience October 1992 - June 1997
Job First Vice President, Wealth Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch July 2013 - Present
Morgan Stanley July 1997 - July 2013
Alex Brown & Sons October 1992 - June 1997
Skills
Series 65, Uniform Combined State..., Municipal Bonds, Series 63, Separately Managed..., Wealth Management, 401(k) Rollovers, Retirement Planning, 529 Plans, Series 7, Series 9, Series 10, Series 31, Taxable Fixed Income, CERTIFIED FINANCIAL..., Wealth Management..., Financial Advisory, Financial Services, Asset Allocation, Investment Advisory, Alternative Investments, Series 24, FINRA, Mutual Funds
Education
Florida Southern College 1977 — 1980
Bachelor's degree, Economics and Political Science
Florida Southern College 1978 — 1980
B.S., Political Science & Economics
The George Washington University 1981 — 1983
Graduate studies in Economics, Monetary Economics
New York University 1984 — 1985
Certificate in Real Estate Finance
Merrill Lynch July 2013 - Present
Morgan Stanley July 1997 - July 2013
Alex Brown & Sons October 1992 - June 1997
Skills
Series 65, Uniform Combined State..., Municipal Bonds, Series 63, Separately Managed..., Wealth Management, 401(k) Rollovers, Retirement Planning, 529 Plans, Series 7, Series 9, Series 10, Series 31, Taxable Fixed Income, CERTIFIED FINANCIAL..., Wealth Management..., Financial Advisory, Financial Services, Asset Allocation, Investment Advisory, Alternative Investments, Series 24, FINRA, Mutual Funds
Education
Florida Southern College 1977 — 1980
Bachelor's degree, Economics and Political Science
Florida Southern College 1978 — 1980
B.S., Political Science & Economics
The George Washington University 1981 — 1983
Graduate studies in Economics, Monetary Economics
New York University 1984 — 1985
Certificate in Real Estate Finance
Bob Killebrew's Alex. Brown & Sons Experience April 1974 - April 2003
Job
Industry Investment Management
Experience
WMS Partners 2009 - Present
Alex. Brown & Sons April 1974 - April 2003
Robert Garrett and Sons 1965 - 1974
Skills
Public Speaking, Investment Management, Guest Speaker on Wall..., Investment Advisory, Financial Analysis, Mutual Funds, Retirement Planning, Investments, Strategic Financial..., Alternative Investments, Asset Allocation, Investment Strategies, Equities, Wealth Management, Private Equity, Asset Management, Fixed Income, Strategic Planning, Portfolio Management, Financial Services, Financial Modeling, Research, Mergers & Acquisitions
Education
Wharton School, University of Pennsylvania 1962 — 1964
Master of Business Administration (MBA), Finance and Financial Management Services
Yale University 1957 — 1961
Bachelor of Arts (B.A.), American History (United States)
WMS Partners 2009 - Present
Alex. Brown & Sons April 1974 - April 2003
Robert Garrett and Sons 1965 - 1974
Skills
Public Speaking, Investment Management, Guest Speaker on Wall..., Investment Advisory, Financial Analysis, Mutual Funds, Retirement Planning, Investments, Strategic Financial..., Alternative Investments, Asset Allocation, Investment Strategies, Equities, Wealth Management, Private Equity, Asset Management, Fixed Income, Strategic Planning, Portfolio Management, Financial Services, Financial Modeling, Research, Mergers & Acquisitions
Education
Wharton School, University of Pennsylvania 1962 — 1964
Master of Business Administration (MBA), Finance and Financial Management Services
Yale University 1957 — 1961
Bachelor of Arts (B.A.), American History (United States)
Jeff Amling Jeff Amling's Alex. Brown & Sons Experience 1983 - 2001
Job Senior Managing Director, Business Development and Marketing at FTI Consulting
Industry Financial Services
Experience
FTI Consulting October 2008 - Present
Deutsche Bank 2001 - 2008
Alex Brown & Sons 1983 - 2001
Education
University of Maryland School of Law 1978 — 1981
University of Virginia 1972 — 1976
High Honors, BA in Economics
Deerfield Academy 1968 — 1972
FTI Consulting October 2008 - Present
Deutsche Bank 2001 - 2008
Alex Brown & Sons 1983 - 2001
Education
University of Maryland School of Law 1978 — 1981
University of Virginia 1972 — 1976
High Honors, BA in Economics
Deerfield Academy 1968 — 1972
Jim Stahl Jim Stahl's Alex. Brown & Sons Experience 1996 - 1998
Job Assistant Vice President of Finance at Maple Knoll Communities, Inc.
Industry Financial Services
Experience
Maple Knoll Communities, Inc. January 2013 - Present
Brown Investment Advisory 1998 - 2009
Alex Brown & Sons 1996 - 1998
Education
Loyola College in Maryland 1999 — 2002
MBA, Finance
Shippensburg University of Pennsylvania 1987 — 1991
Bachelor of Science, Accounting
Maple Knoll Communities, Inc. January 2013 - Present
Brown Investment Advisory 1998 - 2009
Alex Brown & Sons 1996 - 1998
Education
Loyola College in Maryland 1999 — 2002
MBA, Finance
Shippensburg University of Pennsylvania 1987 — 1991
Bachelor of Science, Accounting
Jon Soderlund's Alex. Brown & Sons Experience July 1996 - January 1997
Job VP Compliance at Wells Fargo Securities
Industry Banking
Experience
Wells Fargo Securities July 2011 - Present
US Bank Investments, Inc April 2010 - April 2011
Freddie Mac November 2005 - March 2010
Financial Industry Regulatory Authority April 1997 - May 2005
Alex Brown & Sons July 1996 - January 1997
Merrill Lynch November 1990 - June 1996
Skills
Capital Markets, Securities, Trading, Fixed Income, Equities, Portfolio Management, Risk Management
Education
The Johns Hopkins University
MBA, Finance
Pennsylvania State University
BA, Economics
psu
Wells Fargo Securities July 2011 - Present
US Bank Investments, Inc April 2010 - April 2011
Freddie Mac November 2005 - March 2010
Financial Industry Regulatory Authority April 1997 - May 2005
Alex Brown & Sons July 1996 - January 1997
Merrill Lynch November 1990 - June 1996
Skills
Capital Markets, Securities, Trading, Fixed Income, Equities, Portfolio Management, Risk Management
Education
The Johns Hopkins University
MBA, Finance
Pennsylvania State University
BA, Economics
psu
Robert Benner Robert Benner's Alex. Brown & Sons Experience 1990 - 1996
Job at Shasta Partners
Industry Investment Banking
Experience
Shasta Partners, LLC November 2009 - Present
Deutsche Bank Securities 1999 - 2006
BT Alex Brown 1997 - 1999
Alex Brown & Sons 1990 - 1996
Credit Suisse First Boston 1986 - 1989
Education
The Tuck School of Business at Dartmouth 1984 — 1986
MBA
University of Pennsylvania 1977 — 1981
BS, Economics
Phillips Academy, Andover 1973 — 1977
Shasta Partners, LLC November 2009 - Present
Deutsche Bank Securities 1999 - 2006
BT Alex Brown 1997 - 1999
Alex Brown & Sons 1990 - 1996
Credit Suisse First Boston 1986 - 1989
Education
The Tuck School of Business at Dartmouth 1984 — 1986
MBA
University of Pennsylvania 1977 — 1981
BS, Economics
Phillips Academy, Andover 1973 — 1977
Barbara Kennedy MPH, MSW's Alex. Brown & Sons Experience 1990 - 1992
Job The LIPSTICK MOUNTAINS MEMOIRS is a collection of ten (10) full length novels.
Industry Publishing
Experience
Madison Avenue Publishers LLC January 2005 - Present
Lipstick Mountains Memoirs January 2001 - Present
"Prevention Through Education" Scottsdale, AZ May 2000 - Present
Alex Brown & Sons 1990 - 1992
Skills
Books, Leadership, Nonprofits, Wellness, Psychology, Coaching, Public Speaking, Publications, Editing, Team Building, Workshop Facilitation, Social Media, Event Planning, Strategic Planning, Memoir, Social Networking, Blogging, Executive Coaching, Newsletters, Healthcare, Public Relations, Published Author, Community Outreach, Fundraising, Teaching, Leadership Development, Non-profits, Research, Publishing, Program Development, Portfolio Management, Strategic Communications, Creative Writing, Higher Education, Community Development, Press Releases, Personal Development, Marketing, Corporate Communications, Strategy, E-Learning, Media Relations, Program Management, Marketing Communications, Social Media Marketing, Marketing Strategy, Motivational Speaking, Entrepreneurship, Publicity, Training
Education
New York Medical College 1994 — 1996
MPH, Behavioral Sc., Health Promotion
Arizona State University 2004 — 2006
MSW, Direct Practice - Clinical
Madison Avenue Publishers LLC January 2005 - Present
Lipstick Mountains Memoirs January 2001 - Present
"Prevention Through Education" Scottsdale, AZ May 2000 - Present
Alex Brown & Sons 1990 - 1992
Skills
Books, Leadership, Nonprofits, Wellness, Psychology, Coaching, Public Speaking, Publications, Editing, Team Building, Workshop Facilitation, Social Media, Event Planning, Strategic Planning, Memoir, Social Networking, Blogging, Executive Coaching, Newsletters, Healthcare, Public Relations, Published Author, Community Outreach, Fundraising, Teaching, Leadership Development, Non-profits, Research, Publishing, Program Development, Portfolio Management, Strategic Communications, Creative Writing, Higher Education, Community Development, Press Releases, Personal Development, Marketing, Corporate Communications, Strategy, E-Learning, Media Relations, Program Management, Marketing Communications, Social Media Marketing, Marketing Strategy, Motivational Speaking, Entrepreneurship, Publicity, Training
Education
New York Medical College 1994 — 1996
MPH, Behavioral Sc., Health Promotion
Arizona State University 2004 — 2006
MSW, Direct Practice - Clinical
Jon Kurzmann Jon Kurzmann's Alex. Brown & Sons Experience January 1990 - January 1999
Job Adjunct Professor at Harford Community College
Industry Marketing and Advertising
Experience
Harford Community College September 2014 - Present
Dollars In Your Attic September 2011 - Present
The Examiner 2010 - 2011
Asset Management Services July 2009 - August 2010
Merrill Lynch2003-2009 2003 - 2009
Wachovia Securities January 1999 - January 2003
Alex Brown & Sons January 1990 - January 1999
Legg Mason Wood Walker January 1986 - January 1990
Harman Specialty Metals Group January 1981 - January 1986
Skills
Management, Program Management, Forecasting, Risk Management, Marketing, Training, Budgets, Sales, Recruiting, Fundraising, Sales Management, Analysis, Nonprofits, Accounting, Financial Analysis, Time Management, Due Diligence, Risk Analysis
Education
The Johns Hopkins University 1984 — 1986
Masters of Administrative Science, Finance
Towson State University 1977 — 1981
Bachelors of Science, Business Administration
Calvert Hall College H.S 1972 — 1976
H.S. Diploma
Harford Community College September 2014 - Present
Dollars In Your Attic September 2011 - Present
The Examiner 2010 - 2011
Asset Management Services July 2009 - August 2010
Merrill Lynch2003-2009 2003 - 2009
Wachovia Securities January 1999 - January 2003
Alex Brown & Sons January 1990 - January 1999
Legg Mason Wood Walker January 1986 - January 1990
Harman Specialty Metals Group January 1981 - January 1986
Skills
Management, Program Management, Forecasting, Risk Management, Marketing, Training, Budgets, Sales, Recruiting, Fundraising, Sales Management, Analysis, Nonprofits, Accounting, Financial Analysis, Time Management, Due Diligence, Risk Analysis
Education
The Johns Hopkins University 1984 — 1986
Masters of Administrative Science, Finance
Towson State University 1977 — 1981
Bachelors of Science, Business Administration
Calvert Hall College H.S 1972 — 1976
H.S. Diploma
Mary Christine Moy's Alex. Brown & Sons Experience June 1995 - May 1996
Job Vice President at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley June 2005 - Present
First Fax October 2004 - June 2005
Prudential Financial October 2000 - July 2004
Donaldson, Lufkin & Jenrette May 2000 - October 2000
Paine Webber September 1996 - May 2000
Alex Brown & Sons June 1995 - May 1996
Skills
Series 7, Series 63, Series 55, Foreign Languages, Investment Banking, Fixed Income, Capital Markets, Equities, Securities, ETFs, Equity Trading, Trading Systems, Bloomberg, Equity Derivatives, Options, Trading, Financial Markets, Bloomberg Terminal, Trading Strategies, Wealth Management..., Market Data, Financial Services, Back Office, Electronic Trading, FINRA, Investments, Equity Research, Alternative Investments, Hedge Funds, Derivatives, Wealth Management
Education
Canisius College 1990 — 1995
Bachelor of Science (BS), Political Science and Government/ Pre-Law
Jinan University 1991 — 1992
Mandarin & Cantonese Language
Morgan Stanley June 2005 - Present
First Fax October 2004 - June 2005
Prudential Financial October 2000 - July 2004
Donaldson, Lufkin & Jenrette May 2000 - October 2000
Paine Webber September 1996 - May 2000
Alex Brown & Sons June 1995 - May 1996
Skills
Series 7, Series 63, Series 55, Foreign Languages, Investment Banking, Fixed Income, Capital Markets, Equities, Securities, ETFs, Equity Trading, Trading Systems, Bloomberg, Equity Derivatives, Options, Trading, Financial Markets, Bloomberg Terminal, Trading Strategies, Wealth Management..., Market Data, Financial Services, Back Office, Electronic Trading, FINRA, Investments, Equity Research, Alternative Investments, Hedge Funds, Derivatives, Wealth Management
Education
Canisius College 1990 — 1995
Bachelor of Science (BS), Political Science and Government/ Pre-Law
Jinan University 1991 — 1992
Mandarin & Cantonese Language
Richard Goode Richard Goode's Alex. Brown & Sons Experience 1984 - 1988
Job Investments / Real Estate
Industry Investment Banking
Experience
Self Employed 2000 - Present
Rodman & Renshaw Inc 1995 - 1999
Credit Lyonnais Securities 1990 - 1994
First Manhattan Company 1988 - 1990
Alex Brown & Sons 1984 - 1988
Lehman Brothers 1978 - 1984
Spencer Trask Inc 1976 - 1978
Mitchell-Hutchins Company 1974 - 1976
Davy Ashmore Power Gas Corporation 1970 - 1974
M W Kellogg Company - Major Engineering/Construction Firm 1961 - 1969
Skills
Property Management, Real Estate, Luxury, Investment Properties, Leases, Negotiation, Condos, Contract Negotiation, Property, Commercial Real Estate, Equities, Mergers & Acquisitions, Investment Banking, Investments, Securities, Strategic Planning, Short Sales, Trading, Investors, REO
Education
New York University Graduate Business School 1963 — 1967
MBA Program Marketing/Sales
Massachusetts Institute of Technology - Sloan School of Management 1964 — 1965
M S Chemical Engineering & Industrial Management, Chem Eng & Business Mgt, Under Corporate Schloarship from My First Employer
Massachusetts Institute of Technology - Sloan School of Management 1957 — 1961
B.S., Chemical Engineering & Industrial Management, Chemical Engineering & Business Management, Top 10% of Graduating Class
Self Employed 2000 - Present
Rodman & Renshaw Inc 1995 - 1999
Credit Lyonnais Securities 1990 - 1994
First Manhattan Company 1988 - 1990
Alex Brown & Sons 1984 - 1988
Lehman Brothers 1978 - 1984
Spencer Trask Inc 1976 - 1978
Mitchell-Hutchins Company 1974 - 1976
Davy Ashmore Power Gas Corporation 1970 - 1974
M W Kellogg Company - Major Engineering/Construction Firm 1961 - 1969
Skills
Property Management, Real Estate, Luxury, Investment Properties, Leases, Negotiation, Condos, Contract Negotiation, Property, Commercial Real Estate, Equities, Mergers & Acquisitions, Investment Banking, Investments, Securities, Strategic Planning, Short Sales, Trading, Investors, REO
Education
New York University Graduate Business School 1963 — 1967
MBA Program Marketing/Sales
Massachusetts Institute of Technology - Sloan School of Management 1964 — 1965
M S Chemical Engineering & Industrial Management, Chem Eng & Business Mgt, Under Corporate Schloarship from My First Employer
Massachusetts Institute of Technology - Sloan School of Management 1957 — 1961
B.S., Chemical Engineering & Industrial Management, Chemical Engineering & Business Management, Top 10% of Graduating Class
Michaela Barnum's Alex. Brown & Sons Experience 1992 - 1994
Job VP at Algonquin Advisors
Industry Investment Management
Experience
Algonquin Advisors May 2007 - Present
ING Clarion Realty Services March 2001 - May 2007
Fawn Associates 1994 - 1998
Alex Brown & Sons 1992 - 1994
Shearson Lehman American Express 1990 - 1992
Merrill Lynch 1986 - 1990
Skills
Hedge Funds, Asset Management, Alternative Investments, Fixed Income, Investment Strategies, Asset Managment, Portfolio Management, Equities, Real Estate, Investments, Private Equity, Investment Management, Valuation, Due Diligence, Commercial Real Estate...
Education
Manhattanville College
Bachelor of Applied Science (B.A.Sc.)
Sacred Hear Academy
Algonquin Advisors May 2007 - Present
ING Clarion Realty Services March 2001 - May 2007
Fawn Associates 1994 - 1998
Alex Brown & Sons 1992 - 1994
Shearson Lehman American Express 1990 - 1992
Merrill Lynch 1986 - 1990
Skills
Hedge Funds, Asset Management, Alternative Investments, Fixed Income, Investment Strategies, Asset Managment, Portfolio Management, Equities, Real Estate, Investments, Private Equity, Investment Management, Valuation, Due Diligence, Commercial Real Estate...
Education
Manhattanville College
Bachelor of Applied Science (B.A.Sc.)
Sacred Hear Academy
Melanie Mendoza, CRCP Melanie Mendoza, CRCP's Alex. Brown & Sons Experience January 1992 - October 1997
Job Senior Corporate Compliance Officer at ICMARC
Industry Financial Services
Experience
ICMA-RC July 2014 - Present
Credo Capital Management, LLC April 2004 - June 2014
Brown Capital Management October 1997 - October 2001
Alex Brown & Sons January 1992 - October 1997
UBS January 1990 - January 1992
Skills
Equities, Securities Regulation, Investment Advisory, New Business Development, Compliance
Education
FINRA Institute at Wharton 2008 — 2010
Certified Regulatory and Compliance Professional (CRCP), Compliance
Notre Dame of Maryland University 1976 — 1980
BA, Psychology
Academy of Saint Aloysius 1964 — 1976
ICMA-RC July 2014 - Present
Credo Capital Management, LLC April 2004 - June 2014
Brown Capital Management October 1997 - October 2001
Alex Brown & Sons January 1992 - October 1997
UBS January 1990 - January 1992
Skills
Equities, Securities Regulation, Investment Advisory, New Business Development, Compliance
Education
FINRA Institute at Wharton 2008 — 2010
Certified Regulatory and Compliance Professional (CRCP), Compliance
Notre Dame of Maryland University 1976 — 1980
BA, Psychology
Academy of Saint Aloysius 1964 — 1976
Karen Carney Welles's Alex. Brown & Sons Experience July 1988 - April 1991
Job Owner, Edge Content
Industry Online Media
Experience
Eat Well Maine February 2011 - Present
Edge Content March 2001 - Present
The Great Game of Business 2002 - 2008
Inc.com July 1999 - February 2001
Open-Book Management Inc. September 1995 - December 1999
Inc. Magazine September 1991 - September 1995
Alex Brown & Sons July 1988 - April 1991
Skills
Strategy, Strategic Planning, Content Marketing, Marketing, Editing, Content Development, Entrepreneurship, Business Strategy, Social Media Marketing, Start-ups, Management, Email Marketing, Digital Marketing, Strategic Partnerships, Small Business
Education
Harvard University 1984 — 1988
BA, Economics
Eat Well Maine February 2011 - Present
Edge Content March 2001 - Present
The Great Game of Business 2002 - 2008
Inc.com July 1999 - February 2001
Open-Book Management Inc. September 1995 - December 1999
Inc. Magazine September 1991 - September 1995
Alex Brown & Sons July 1988 - April 1991
Skills
Strategy, Strategic Planning, Content Marketing, Marketing, Editing, Content Development, Entrepreneurship, Business Strategy, Social Media Marketing, Start-ups, Management, Email Marketing, Digital Marketing, Strategic Partnerships, Small Business
Education
Harvard University 1984 — 1988
BA, Economics
Matthew Gardiner's Alex. Brown & Sons Experience August 1990 - February 1992
Job Sr Manager, Product Marketing at RSA The Security Division of EMC
Industry Computer Software
Experience
RSA The Security Division of EMC October 2011 - Present
Kantara Initiative January 2009 - September 2011
CA, Inc November 2004 - September 2011
Netegrity February 2002 - November 2004
Cisco Systems April 1999 - September 2001
GeoTel Communications,Inc January 1997 - April 1999
Applix September 1994 - December 1996
Alex Brown & Sons August 1990 - February 1992
GE July 1988 - August 1990
Skills
Product Marketing, Marketing, Identity Management, Cloud Computing, Web Services, Product Management, Collateral, Enterprise Software, Go-to-market Strategy, Public Relations, Sales Enablement, SaaS, Siteminder, Solution Selling, Security, Start-ups, Identity Federation
Education
Massachusetts Institute of Technology - Sloan School of Management 1992 — 1994
SM
University of Pennsylvania 1984 — 1988
BS
RSA The Security Division of EMC October 2011 - Present
Kantara Initiative January 2009 - September 2011
CA, Inc November 2004 - September 2011
Netegrity February 2002 - November 2004
Cisco Systems April 1999 - September 2001
GeoTel Communications,Inc January 1997 - April 1999
Applix September 1994 - December 1996
Alex Brown & Sons August 1990 - February 1992
GE July 1988 - August 1990
Skills
Product Marketing, Marketing, Identity Management, Cloud Computing, Web Services, Product Management, Collateral, Enterprise Software, Go-to-market Strategy, Public Relations, Sales Enablement, SaaS, Siteminder, Solution Selling, Security, Start-ups, Identity Federation
Education
Massachusetts Institute of Technology - Sloan School of Management 1992 — 1994
SM
University of Pennsylvania 1984 — 1988
BS
John J. Flading's Alex. Brown & Sons Experience July 1992 - August 1998
Job CEO and President SwingAway Sports Products Inc.
Industry Sporting Goods
Experience
SwingAway Sports Products, Inc. February 2008 - Present
Titan Sports Group, LLC. February 2007 - Present
Swing X-Treme LLC September 2007 - December 2010
Deutsche Bank of the Americas April 2005 - May 2010
Morgan Stanley 2000 - 2005
Bankers Trust August 1998 - February 2000
Alex Brown & Sons July 1992 - August 1998
Lehman Brothers November 1988 - July 1992
Drexel Burnham Lambert September 1986 - November 1988
U.S. Lines Inc. 1982 - 1986
Skills
Sports, Marketing, Leadership, Sales, Business Planning, Sports Marketing, Strategic Planning, Marketing Strategy, Baseball, Entrepreneurship, Sports Management, Social Media, Business Strategy, Coaching, New Business Development, Event Management, Management, Strategic Partnerships, Sponsorship, Forecasting, Social Media Marketing, Finance, Start-ups, Sporting Goods, P&L Management, Training, Social Networking, Venture Capital, Public Relations, Strategy, Team Building, Sponsorship Sales, Small Business, Business Development, Competitive Analysis, Football, Customer Service, Fundraising, Mergers, Investments, Executive Management, Product Marketing, Sales Management, Time Management, Contract Negotiation, Mergers & Acquisitions, Marketing Communications, Program Management, Asset Managment, Financial Reporting
Education
Fordham University 1978 — 1982
BS, Marketing/Finance
Peters Township High School 1974 — 1978
SwingAway Sports Products, Inc. February 2008 - Present
Titan Sports Group, LLC. February 2007 - Present
Swing X-Treme LLC September 2007 - December 2010
Deutsche Bank of the Americas April 2005 - May 2010
Morgan Stanley 2000 - 2005
Bankers Trust August 1998 - February 2000
Alex Brown & Sons July 1992 - August 1998
Lehman Brothers November 1988 - July 1992
Drexel Burnham Lambert September 1986 - November 1988
U.S. Lines Inc. 1982 - 1986
Skills
Sports, Marketing, Leadership, Sales, Business Planning, Sports Marketing, Strategic Planning, Marketing Strategy, Baseball, Entrepreneurship, Sports Management, Social Media, Business Strategy, Coaching, New Business Development, Event Management, Management, Strategic Partnerships, Sponsorship, Forecasting, Social Media Marketing, Finance, Start-ups, Sporting Goods, P&L Management, Training, Social Networking, Venture Capital, Public Relations, Strategy, Team Building, Sponsorship Sales, Small Business, Business Development, Competitive Analysis, Football, Customer Service, Fundraising, Mergers, Investments, Executive Management, Product Marketing, Sales Management, Time Management, Contract Negotiation, Mergers & Acquisitions, Marketing Communications, Program Management, Asset Managment, Financial Reporting
Education
Fordham University 1978 — 1982
BS, Marketing/Finance
Peters Township High School 1974 — 1978
Bruce R. Arnett, CPWA's Alex. Brown & Sons Experience 1987 - 2002
Job Senior Vice President Investments, Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2015 - Present
BB&T Scott & Stringfellow 2004 - 2014
Alex Brown & Sons 1987 - 2002
Education
University of North Carolina at Chapel Hill 1970 — 1974
BS
Wells Fargo Advisors, LLC January 2015 - Present
BB&T Scott & Stringfellow 2004 - 2014
Alex Brown & Sons 1987 - 2002
Education
University of North Carolina at Chapel Hill 1970 — 1974
BS
Georgia Erbez Georgia Erbez's Alex. Brown & Sons Experience July 1989 - January 1997
Job Chief Financial Officer
Industry Biotechnology
Experience
Raptor Pharmaceutical September 2012 - November 2014
Beal Advisors April 2008 - April 2013
Collins Stewart April 2011 - January 2012
Jefferies & Company May 2005 - April 2008
Cowen and Company 1998 - 2002
Hambrecht & Quist April 1997 - June 1998
Alex Brown & Sons July 1989 - January 1997
Skills
Mergers, Emerging Markets, Investment Banking, Valuation, Business Strategy, Financial Modeling, Strategic Planning, Strategy Development, Capital Structure, Biotechnology, Business Valuation, New Business Development, Corporate Finance, Financial Analysis, Strategy, Corporate Development, Mergers, Private Equity, Venture Capital, Mergers & Acquisitions
Education
University of California, Davis 1985 — 1989
BA, International Relations
Raptor Pharmaceutical September 2012 - November 2014
Beal Advisors April 2008 - April 2013
Collins Stewart April 2011 - January 2012
Jefferies & Company May 2005 - April 2008
Cowen and Company 1998 - 2002
Hambrecht & Quist April 1997 - June 1998
Alex Brown & Sons July 1989 - January 1997
Skills
Mergers, Emerging Markets, Investment Banking, Valuation, Business Strategy, Financial Modeling, Strategic Planning, Strategy Development, Capital Structure, Biotechnology, Business Valuation, New Business Development, Corporate Finance, Financial Analysis, Strategy, Corporate Development, Mergers, Private Equity, Venture Capital, Mergers & Acquisitions
Education
University of California, Davis 1985 — 1989
BA, International Relations
Nick Avakian Nick Avakian's Alex. Brown & Sons Experience February 1992 - July 1994
Job West Region Leader Tax Credits, Incentives, Methods | Research & Development Credit | Domestic Manufacturing Deduction
Industry Accounting
Experience
McGladrey LLP November 2005 - Present
Ernst and Young February 2005 - November 2005
Advise Inc. Financial Services August 2004 - December 2004
United States Bankruptcy Court January 2003 - April 2003
Earthlink Network November 1998 - June 2001
Olympia Industrial, Inc. June 1997 - July 1998
Specialty Distributors October 1996 - June 1997
Squaw Valley Ski Corporation December 1995 - October 1996
California State University, Chico August 1994 - December 1995
Alex Brown & Sons February 1992 - July 1994
Skills
Tax, Tax Credits, Corporate Tax, Tax Research, Accounting, Income Tax, Tax Law, Tax Accounting, Financial Reporting, Research, Humorist, Federal Tax
Education
Loyola Law School, Los Angeles 2003 — 2004
LLM, Tax Law
Loyola Law School, Los Angeles 1999 — 2003
JD, Law
California State University-Chico 1995 — 1996
MBA, Business Information Systems
University of Southern California 1989 — 1994
MS in Business Administration, Finance
McGladrey LLP November 2005 - Present
Ernst and Young February 2005 - November 2005
Advise Inc. Financial Services August 2004 - December 2004
United States Bankruptcy Court January 2003 - April 2003
Earthlink Network November 1998 - June 2001
Olympia Industrial, Inc. June 1997 - July 1998
Specialty Distributors October 1996 - June 1997
Squaw Valley Ski Corporation December 1995 - October 1996
California State University, Chico August 1994 - December 1995
Alex Brown & Sons February 1992 - July 1994
Skills
Tax, Tax Credits, Corporate Tax, Tax Research, Accounting, Income Tax, Tax Law, Tax Accounting, Financial Reporting, Research, Humorist, Federal Tax
Education
Loyola Law School, Los Angeles 2003 — 2004
LLM, Tax Law
Loyola Law School, Los Angeles 1999 — 2003
JD, Law
California State University-Chico 1995 — 1996
MBA, Business Information Systems
University of Southern California 1989 — 1994
MS in Business Administration, Finance
Dana Cravey Dana Cravey's Alex. Brown & Sons Experience November 1987 - May 2000
Job Director at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank January 2015 - Present
Alex Brown & Sons November 1987 - May 2000
Education
Stephens College
The University of Georgia
The University of Georgia
Deutsche Bank January 2015 - Present
Alex Brown & Sons November 1987 - May 2000
Education
Stephens College
The University of Georgia
The University of Georgia
Richard Hackney Richard Hackney's Alex. Brown & Sons Experience 1987 - 1991
Job Chairman at MSI STEM Research & Development Consortium
Industry Nonprofit Organization Management
Experience
MSI STEM Research & Development Consortium January 2015 - Present
Hackney & Company January 1995 - December 2013
BRT Laboratories, Inc. January 2005 - June 2010
US Trust 1991 - 1993
Alex Brown & Sons 1987 - 1991
JPMorgan 1973 - 1987
Skills
Strategic Planning
Education
University of Pennsylvania - The Wharton School 1971 — 1973
MBA, Finance and Financial Management Services
Boston College Law School 1968 — 1971
JD
Morehouse College 1964 — 1968
BA, Business Administration & Economics
MSI STEM Research & Development Consortium January 2015 - Present
Hackney & Company January 1995 - December 2013
BRT Laboratories, Inc. January 2005 - June 2010
US Trust 1991 - 1993
Alex Brown & Sons 1987 - 1991
JPMorgan 1973 - 1987
Skills
Strategic Planning
Education
University of Pennsylvania - The Wharton School 1971 — 1973
MBA, Finance and Financial Management Services
Boston College Law School 1968 — 1971
JD
Morehouse College 1964 — 1968
BA, Business Administration & Economics
Sheila Quillin's Alex. Brown & Sons Experience March 1988 - April 1992
Job Coordinator/Administrator
Industry Human Resources
Experience
Mcginty Marine Construction September 2015 - Present
Pier 1 Imports January 2013 - Present
Self 2009 - Present
Merial, A Sanofi Company March 2000 - August 2001
O'Conor Piper & Flynn Realtors September 1996 - February 2000
River Run Golf Course April 1995 - September 1996
Candy Kitchen Shoppes, Inc. May 1993 - April 1995
Alex. Brown & Sons March 1988 - April 1992
Skills
Employee Relations, Word, Customer Service, Microsoft Office, Excel, PowerPoint, Administration, Event Planning, Public Speaking, Promotions, Event Management, Public Relations, Hiring, Outlook, Databases, Fundraising, Problem Solving, Inventory Management, Retail, Leadership, Coaching, Team Building, Marketing, Strategic Planning, Microsoft Excel, Microsoft Word
Education
University of Phoenix
BS, Business Administration
Mcginty Marine Construction September 2015 - Present
Pier 1 Imports January 2013 - Present
Self 2009 - Present
Merial, A Sanofi Company March 2000 - August 2001
O'Conor Piper & Flynn Realtors September 1996 - February 2000
River Run Golf Course April 1995 - September 1996
Candy Kitchen Shoppes, Inc. May 1993 - April 1995
Alex. Brown & Sons March 1988 - April 1992
Skills
Employee Relations, Word, Customer Service, Microsoft Office, Excel, PowerPoint, Administration, Event Planning, Public Speaking, Promotions, Event Management, Public Relations, Hiring, Outlook, Databases, Fundraising, Problem Solving, Inventory Management, Retail, Leadership, Coaching, Team Building, Marketing, Strategic Planning, Microsoft Excel, Microsoft Word
Education
University of Phoenix
BS, Business Administration
Robert N Oram Robert N Oram's Alex. Brown & Sons Experience 1990 - 1996
Job THG Consultants
Industry Financial Services
Experience
THG Consultants September 2015 - Present
Wellington Shields & Co., LLC September 2013 - January 2014
Wunderlich Securities March 2010 - April 2012
FTN EQUITY CAPITAL MARKETS, New York, NY September 2005 - February 2010
CITIGROUP SMITH BARNEY May 2003 - September 2005
Credit Suisse First Boston January 1997 - April 2003
Alex Brown & Sons 1990 - 1996
Alex Brown & Sons 1990 - 1996
Alex Brown & Sons 1990 - 1996
Skills
Hedge Funds, Capital Markets, Institutional..., Series 7, Securities, Portfolio Management, Financial Services, Financial Advisory, Equities, Financial Modeling, Investments, Investment Banking, Training, Equity Research, Series 63, Leveraged Finance, Management, Sales Management, Sales, Mutual Funds, Recruiting, Equity Capital Markets, Financial Analysis, Pension Funds, Valuation, Strategic Planning, Private Equity, Bloomberg, Alternative Investments
Education
Adelphi University 1969 — 1972
BBA, Cum Laude, Business Administration
THG Consultants September 2015 - Present
Wellington Shields & Co., LLC September 2013 - January 2014
Wunderlich Securities March 2010 - April 2012
FTN EQUITY CAPITAL MARKETS, New York, NY September 2005 - February 2010
CITIGROUP SMITH BARNEY May 2003 - September 2005
Credit Suisse First Boston January 1997 - April 2003
Alex Brown & Sons 1990 - 1996
Alex Brown & Sons 1990 - 1996
Alex Brown & Sons 1990 - 1996
Skills
Hedge Funds, Capital Markets, Institutional..., Series 7, Securities, Portfolio Management, Financial Services, Financial Advisory, Equities, Financial Modeling, Investments, Investment Banking, Training, Equity Research, Series 63, Leveraged Finance, Management, Sales Management, Sales, Mutual Funds, Recruiting, Equity Capital Markets, Financial Analysis, Pension Funds, Valuation, Strategic Planning, Private Equity, Bloomberg, Alternative Investments
Education
Adelphi University 1969 — 1972
BBA, Cum Laude, Business Administration
Tom Galloway Tom Galloway's Alex. Brown & Sons Experience June 1995 - January 1999
Job Legg Mason Vice President National Accounts Manager
Industry Financial Services
Experience
Legg Mason August 2014 - Present
Stifel Nicolaus February 2006 - July 2014
Wachovia Securities Financial Network January 1999 - February 2006
Alex Brown & Sons June 1995 - January 1999
Skills
Mutual Funds, Institutional Sales, Relationship Management, Financial Services, New Business Development, Volunteer Recruiting, Hedge Funds, Team Leadership, Enthusiasm to learn, Strategic Vision, Leadership, Banking, Management, CRM, Equity Research, Investment Banking, Executive Management, Portfolio Management, Strategic Planning, Equities, Football, Investments, Work Very Well with..., Intercollegiate..., Board of Directors, Volleyball, Job Placements, College Recruiting, Cottages, Sales, Lunch
Education
The Johns Hopkins University - Carey Business School 1992 — 1995
Master of Science, Financial Management
University of Notre Dame 1983 — 1987
Bachelors of Business Administration, Accounting
Legg Mason August 2014 - Present
Stifel Nicolaus February 2006 - July 2014
Wachovia Securities Financial Network January 1999 - February 2006
Alex Brown & Sons June 1995 - January 1999
Skills
Mutual Funds, Institutional Sales, Relationship Management, Financial Services, New Business Development, Volunteer Recruiting, Hedge Funds, Team Leadership, Enthusiasm to learn, Strategic Vision, Leadership, Banking, Management, CRM, Equity Research, Investment Banking, Executive Management, Portfolio Management, Strategic Planning, Equities, Football, Investments, Work Very Well with..., Intercollegiate..., Board of Directors, Volleyball, Job Placements, College Recruiting, Cottages, Sales, Lunch
Education
The Johns Hopkins University - Carey Business School 1992 — 1995
Master of Science, Financial Management
University of Notre Dame 1983 — 1987
Bachelors of Business Administration, Accounting
Kyla Pacitto, S-STEM's Alex. Brown & Sons Experience 1966 - 1968
Job
Industry Education Management
Experience
Daytona State College February 1998 - Present
State of Florida June 1989 - May 1995
Mercer County Health Department 1986 - 1989
Alex Brown & Sons 1966 - 1968
Skills
Teaching, Higher Education, Customer Service, Microsoft Office, Microsoft Word, Budgets, English, Windows, Outlook, Non-profits, Microsoft Excel, Editing, Public Speaking, Research, PowerPoint, Captivate, Classroom, Social Networking, Distance Learning, Leadership Development, Public Relations, Data Entry, Curriculum Development, System Administration, Coaching, Social Media, Fundraising, Adult Education, Time Management, Supervisory Skills, Strategic Planning, Educational Technology, Instructional Design, Access, Community Outreach, Instructional Technology, E-Learning, Curriculum Design, Event Planning, Training, Staff Development
Education
Warner Southern College 1998 — 1999
BS, Org Mgmt
Daytona Beach Community College
AA, Gen Ed
Daytona State College February 1998 - Present
State of Florida June 1989 - May 1995
Mercer County Health Department 1986 - 1989
Alex Brown & Sons 1966 - 1968
Skills
Teaching, Higher Education, Customer Service, Microsoft Office, Microsoft Word, Budgets, English, Windows, Outlook, Non-profits, Microsoft Excel, Editing, Public Speaking, Research, PowerPoint, Captivate, Classroom, Social Networking, Distance Learning, Leadership Development, Public Relations, Data Entry, Curriculum Development, System Administration, Coaching, Social Media, Fundraising, Adult Education, Time Management, Supervisory Skills, Strategic Planning, Educational Technology, Instructional Design, Access, Community Outreach, Instructional Technology, E-Learning, Curriculum Design, Event Planning, Training, Staff Development
Education
Warner Southern College 1998 — 1999
BS, Org Mgmt
Daytona Beach Community College
AA, Gen Ed
Dennis Morgan Dennis Morgan's Alex. Brown & Sons Experience 1996 - 1999
Job Chief Financial Officer at SHYFT Analytics
Industry Computer Software
Experience
SHYFT Analytics October 2014 - Present
Acquia August 2013 - June 2014
Buddy Media May 2011 - November 2012
EPAC Technologies 2009 - March 2011
Panther Express 2008 - 2009
Vibrant Media 2007 - 2008
Yahoo! 2002 - 2007
Thomas Weisel Partners 1999 - 2001
Alex Brown & Sons 1996 - 1999
Skills
Corporate Finance, Valuation, Mergers, Corporate Development, Financial Modeling, Venture Capital, Start-ups, Business Strategy, Due Diligence, Strategic Partnerships, Strategic Planning, Finance, E-commerce, Mergers & Acquisitions, Contract Negotiation, Forecasting, Business Development, Entrepreneurship, Strategy, Salesforce.com, Acquisition Integration, Analytics, Executive Management
Education
University of Virginia - Darden Graduate School of Business Administration 1994 — 1996
MBA
Dartmouth College 1985 — 1989
AB
SHYFT Analytics October 2014 - Present
Acquia August 2013 - June 2014
Buddy Media May 2011 - November 2012
EPAC Technologies 2009 - March 2011
Panther Express 2008 - 2009
Vibrant Media 2007 - 2008
Yahoo! 2002 - 2007
Thomas Weisel Partners 1999 - 2001
Alex Brown & Sons 1996 - 1999
Skills
Corporate Finance, Valuation, Mergers, Corporate Development, Financial Modeling, Venture Capital, Start-ups, Business Strategy, Due Diligence, Strategic Partnerships, Strategic Planning, Finance, E-commerce, Mergers & Acquisitions, Contract Negotiation, Forecasting, Business Development, Entrepreneurship, Strategy, Salesforce.com, Acquisition Integration, Analytics, Executive Management
Education
University of Virginia - Darden Graduate School of Business Administration 1994 — 1996
MBA
Dartmouth College 1985 — 1989
AB
Jim Kennedy's Alex. Brown & Sons Experience January 1984 - August 1989
Job CEO, Divergence Analysis Inc. divergenceanalysis.com [Serving institutional investors since 1989]
Industry Capital Markets
Experience
Divergence Analysis Inc August 1989 - Present
Alex Brown & Sons January 1984 - August 1989
Robinson Humphrey December 1980 - January 1984
Skills
Hedge Funds, Equities, Fixed Income, Commodity, Mutual Funds, Alternative Investments, Analysis, Portfolio Management, Investments, Investment Management, Money Flow Risk Models, Proprietary Money Flow..., Asset Management, Trading, Market Risk, Investment Strategies, Currency, Bloomberg, Capital Markets, Entrepreneurship
Education
Georgia State University - J. Mack Robinson College of Business 1974 — 1976
BA, Accounting
The University of Georgia 1969 — 1971
Divergence Analysis Inc August 1989 - Present
Alex Brown & Sons January 1984 - August 1989
Robinson Humphrey December 1980 - January 1984
Skills
Hedge Funds, Equities, Fixed Income, Commodity, Mutual Funds, Alternative Investments, Analysis, Portfolio Management, Investments, Investment Management, Money Flow Risk Models, Proprietary Money Flow..., Asset Management, Trading, Market Risk, Investment Strategies, Currency, Bloomberg, Capital Markets, Entrepreneurship
Education
Georgia State University - J. Mack Robinson College of Business 1974 — 1976
BA, Accounting
The University of Georgia 1969 — 1971
Richard Daskin, CFA, CFP(R)'s Alex. Brown & Sons Experience 1982 - 1986
Job CIO RSD Advisors, consultant Cumberland Advisors, Harvest Advisors
Industry Investment Management
Experience
RSD Advisors January 2010 - Present
Cumberland Advisors March 2013 - Present
Harvest Investments, LTD October 2008 - December 2013
Goldstein Capital April 2006 - October 2008
First Albany Corp 1995 - 2006
Donaldson Lufkin & Jenrette 1989 - 1994
Alex Brown & Sons 1982 - 1986
Lazard Freres 1982 - 1986
Chemical Bank 1981 - 1985
US Trust Company of NY 1979 - 1982
Skills
Financial Analysis, People Skills, Financial Planning, Strategic Financial..., Fixed Income, Investments, Equities, Capital Markets, Asset Management, Hedge Funds, Wealth Management, Mutual Funds, Alternative Investments, Trading, Asset Allocation, Derivatives, Economics, Investment Management, Portfolio Management, Bonds, Finance, Municipal Bonds, High Yield Bonds, Public Finance
Education
University at Albany, SUNY 1975 — 1979
BA, Economics and Computer Science
Division Avenue High School 1971 — 1975
HS, Academic
RSD Advisors January 2010 - Present
Cumberland Advisors March 2013 - Present
Harvest Investments, LTD October 2008 - December 2013
Goldstein Capital April 2006 - October 2008
First Albany Corp 1995 - 2006
Donaldson Lufkin & Jenrette 1989 - 1994
Alex Brown & Sons 1982 - 1986
Lazard Freres 1982 - 1986
Chemical Bank 1981 - 1985
US Trust Company of NY 1979 - 1982
Skills
Financial Analysis, People Skills, Financial Planning, Strategic Financial..., Fixed Income, Investments, Equities, Capital Markets, Asset Management, Hedge Funds, Wealth Management, Mutual Funds, Alternative Investments, Trading, Asset Allocation, Derivatives, Economics, Investment Management, Portfolio Management, Bonds, Finance, Municipal Bonds, High Yield Bonds, Public Finance
Education
University at Albany, SUNY 1975 — 1979
BA, Economics and Computer Science
Division Avenue High School 1971 — 1975
HS, Academic
Eric Sichel, M.D., MBA's Alex. Brown & Sons Experience 1995 - 1996
Job Healthcare, Biotechnology Strategist / Analyst at Aurora Capital LLC.
Industry Biotechnology
Experience
Aurora Capital LLC. 2011 - Present
21 West Partners January 2009 - June 2011
Sichel Medical Ventures, Inc. 1997 - 2008
Neose Technologies, Inc. 2000 - 2001
Alex Brown & Sons 1995 - 1996
Sandoz Pharmaceuticals (now Novartis) September 1989 - March 1995
Skills
Strategy, Biotechnology, Valuation, Business Development, Marketing Strategy, Equity Research, Investments, Mergers & Acquisitions, Capital Markets, Mergers, Lifesciences, Business Strategy, Venture Capital, Oncology, Portfolio Management, Drug Development
Education
Columbia University - Columbia Business School
MBA, Finance & Marketing
University of Medicine and Dentistry of New Jersey -New Jersey Medical School
M.D.
University of Virginia
BA, Pre-Med & Economics
Aurora Capital LLC. 2011 - Present
21 West Partners January 2009 - June 2011
Sichel Medical Ventures, Inc. 1997 - 2008
Neose Technologies, Inc. 2000 - 2001
Alex Brown & Sons 1995 - 1996
Sandoz Pharmaceuticals (now Novartis) September 1989 - March 1995
Skills
Strategy, Biotechnology, Valuation, Business Development, Marketing Strategy, Equity Research, Investments, Mergers & Acquisitions, Capital Markets, Mergers, Lifesciences, Business Strategy, Venture Capital, Oncology, Portfolio Management, Drug Development
Education
Columbia University - Columbia Business School
MBA, Finance & Marketing
University of Medicine and Dentistry of New Jersey -New Jersey Medical School
M.D.
University of Virginia
BA, Pre-Med & Economics
Robert Daley's Alex. Brown & Sons Experience 1992 - 1994
Job CEO at 4moms
Industry Consumer Goods
Experience
4moms 2005 - Present
PNC Technology Investors 2000 - 2004
PNC Equity Partners 1998 - 2000
Frontenac Company 1994 - 1997
Alex Brown & Sons 1992 - 1994
Education
Northwestern University - Kellogg School of Management 1997 — 1998
MBA
University of Virginia 1990 — 1992
BS, Commerce
Montgomery College 1988 — 1990
business
4moms 2005 - Present
PNC Technology Investors 2000 - 2004
PNC Equity Partners 1998 - 2000
Frontenac Company 1994 - 1997
Alex Brown & Sons 1992 - 1994
Education
Northwestern University - Kellogg School of Management 1997 — 1998
MBA
University of Virginia 1990 — 1992
BS, Commerce
Montgomery College 1988 — 1990
business
John Shetterly's Alex. Brown & Sons Experience January 1994 - November 1996
Job Senior Manager, Advice and Guidance at T. Rowe Price
Industry Financial Services
Experience
T. Rowe Price August 2015 - Present
Edward Jones December 2010 - August 2015
Hilliard Lyons September 2005 - December 2010
Legg Mason November 1996 - September 2005
Alex Brown & Sons January 1994 - November 1996
WB Doner September 1992 - December 1993
Skills
Investments, Financial Analysis, Portfolio Management, Series 7, Program Management, Asset Management, Mutual Funds, Financial Services, Investment Advisory, Wealth Management, Asset Allocation, Securities, Strategic Financial..., Equities
Education
Loyola University Maryland 1999 — 2001
MBA, Business
Towson University 1988 — 1992
Bachelor of Science (BS), Business Administration
T. Rowe Price August 2015 - Present
Edward Jones December 2010 - August 2015
Hilliard Lyons September 2005 - December 2010
Legg Mason November 1996 - September 2005
Alex Brown & Sons January 1994 - November 1996
WB Doner September 1992 - December 1993
Skills
Investments, Financial Analysis, Portfolio Management, Series 7, Program Management, Asset Management, Mutual Funds, Financial Services, Investment Advisory, Wealth Management, Asset Allocation, Securities, Strategic Financial..., Equities
Education
Loyola University Maryland 1999 — 2001
MBA, Business
Towson University 1988 — 1992
Bachelor of Science (BS), Business Administration
David Kelson's Alex. Brown & Sons Experience August 1996 - September 1997
Job Director at TD Securities
Industry Banking
Experience
TD Securities August 2009 - Present
TD Bank April 2007 - July 2009
Fitch Group, Inc. April 1998 - March 2007
Alex. Brown & Sons August 1996 - September 1997
The Bank of Tokyo - Mitsubishi, Ltd. November 1994 - August 1996
Bank of Ireland April 1989 - November 1994
Skills
Syndications, Commercial Banking, Credit Analysis, Risk Management, Credit Risk, Loans, Leveraged Finance, Portfolio Management, Commercial Lending, Financial Structuring, Credit, Investment Banking, Fixed Income, Derivatives, Structured Finance, Capital Markets, Financial Institutions, Asset Based Lending, Banking, Bonds, Structured Products, Financial Risk
Education
University of Rochester
B.A., Political Science - Certificate in International Relations
TD Securities August 2009 - Present
TD Bank April 2007 - July 2009
Fitch Group, Inc. April 1998 - March 2007
Alex. Brown & Sons August 1996 - September 1997
The Bank of Tokyo - Mitsubishi, Ltd. November 1994 - August 1996
Bank of Ireland April 1989 - November 1994
Skills
Syndications, Commercial Banking, Credit Analysis, Risk Management, Credit Risk, Loans, Leveraged Finance, Portfolio Management, Commercial Lending, Financial Structuring, Credit, Investment Banking, Fixed Income, Derivatives, Structured Finance, Capital Markets, Financial Institutions, Asset Based Lending, Banking, Bonds, Structured Products, Financial Risk
Education
University of Rochester
B.A., Political Science - Certificate in International Relations
Dave Bilodeau's Alex. Brown & Sons Experience May 1984 - December 1988
Job IT Director, State of Maryland Motor Vehicle Adminstration
Industry Government Administration
Experience
State of Maryland Motor Vehicles Administration May 2011 - Present
Enlightened, Inc 2013 - 2014
Enlightened, Inc 2013 - 2014
Archbishop Spalding 2011 - 2013
Freddie Mac September 2010 - May 2011
Fannie Mae Corporation December 1988 - October 2007
Fannie Mae Corporation February 1997 - January 2006
Fannie Mae Corporation February 1995 - February 1996
Fannie Mae Corporation December 1988 - February 1996
Alex Brown & Sons May 1984 - December 1988
Skills
Risk Management, SDLC, Financial Services, Fixed Income, Capital Markets, Financial Risk, Mortgage Lending, Portfolio Management, Financial Modeling, Vendor Management, MBS, Program Management, Derivatives, Business Analysis, Enterprise Risk..., Asset Managment, Strategic Planning, Due Diligence, Business Process..., Financial Analysis
Education
Harvard Business School 1993 — 1993
PMD, Business and Management
Mount Saint Mary's College 1975 — 1977
Bachelor of Science, Business and Finance
State of Maryland Motor Vehicles Administration May 2011 - Present
Enlightened, Inc 2013 - 2014
Enlightened, Inc 2013 - 2014
Archbishop Spalding 2011 - 2013
Freddie Mac September 2010 - May 2011
Fannie Mae Corporation December 1988 - October 2007
Fannie Mae Corporation February 1997 - January 2006
Fannie Mae Corporation February 1995 - February 1996
Fannie Mae Corporation December 1988 - February 1996
Alex Brown & Sons May 1984 - December 1988
Skills
Risk Management, SDLC, Financial Services, Fixed Income, Capital Markets, Financial Risk, Mortgage Lending, Portfolio Management, Financial Modeling, Vendor Management, MBS, Program Management, Derivatives, Business Analysis, Enterprise Risk..., Asset Managment, Strategic Planning, Due Diligence, Business Process..., Financial Analysis
Education
Harvard Business School 1993 — 1993
PMD, Business and Management
Mount Saint Mary's College 1975 — 1977
Bachelor of Science, Business and Finance
Erica Gragg's Alex. Brown & Sons Experience 1993 - 1996
Job Owner Escape To Shape (current), Author, Luxury Travel & Wellness Consultant, CoOwner/Founder Bikini Boot Camp (past)
Industry Leisure, Travel & Tourism
Experience
Escape To Shape January 2007 - Present
Schieffelin & Somerset 1995 - 2001
Schieffelin & Somerset, an LVMH-Guinness (Diageo) Joint Venture 1995 - 2000
Alex Brown & Sons 1993 - 1996
Skills
Wellness, Fitness, Hotels, Vacation, Spa, Yoga, Pilates, Travel Expert, Luxury Expert, Nutrition Consulting, Luxury, Meditation, Tourism, Nutrition, Hatha Yoga, Lifestyle, Public Relations, Adventure Travel, Event Management, Marketing, Wellness Coaching, Travel Management, Cruises, Leisure, Tour Operators, Event Planning, Leisure Travel, Stress Management, Healing, Social Media, Social Media Marketing, Marketing Communications, Social Networking, Marketing Strategy, Management
Education
St. Mary's College of California 1989 — 1993
Bachelor of Arts (B.A.), Communication and Media Studies
Escape To Shape January 2007 - Present
Schieffelin & Somerset 1995 - 2001
Schieffelin & Somerset, an LVMH-Guinness (Diageo) Joint Venture 1995 - 2000
Alex Brown & Sons 1993 - 1996
Skills
Wellness, Fitness, Hotels, Vacation, Spa, Yoga, Pilates, Travel Expert, Luxury Expert, Nutrition Consulting, Luxury, Meditation, Tourism, Nutrition, Hatha Yoga, Lifestyle, Public Relations, Adventure Travel, Event Management, Marketing, Wellness Coaching, Travel Management, Cruises, Leisure, Tour Operators, Event Planning, Leisure Travel, Stress Management, Healing, Social Media, Social Media Marketing, Marketing Communications, Social Networking, Marketing Strategy, Management
Education
St. Mary's College of California 1989 — 1993
Bachelor of Arts (B.A.), Communication and Media Studies
Louis Sill's Alex. Brown & Sons Experience January 1986 - December 1992
Job Registered Senior Associate at New Rye Securities
Industry Financial Services
Experience
The WhiteRock Group January 2007 - December 2013
National Institutional Equity Sales Manager January 1993 - December 2006
Alex Brown & Sons January 1986 - December 1992
Donaldson, Lufkin & Jenrette, Inc January 1982 - December 1985
A.G. Becker Inc January 1979 - December 1981
White Weld & Co. 1968 - 1978
Skills
Hedge Funds, Fixed Income, Investments, Financial Markets, Management, Marketing, Asset Management, Entrepreneurship, Investment Banking, Series 7, Financial Services, Equities, Private Equity, Start-ups, Consulting
Education
New York University - Leonard N. Stern School of Business
MBA, Finance
United States Military Academy at West Point
BS, Engineering
The WhiteRock Group January 2007 - December 2013
National Institutional Equity Sales Manager January 1993 - December 2006
Alex Brown & Sons January 1986 - December 1992
Donaldson, Lufkin & Jenrette, Inc January 1982 - December 1985
A.G. Becker Inc January 1979 - December 1981
White Weld & Co. 1968 - 1978
Skills
Hedge Funds, Fixed Income, Investments, Financial Markets, Management, Marketing, Asset Management, Entrepreneurship, Investment Banking, Series 7, Financial Services, Equities, Private Equity, Start-ups, Consulting
Education
New York University - Leonard N. Stern School of Business
MBA, Finance
United States Military Academy at West Point
BS, Engineering
Nan Spencer's Alex. Brown & Sons Experience 1983 - 1985
Job Retired as Independent Financial Services Professional
Industry Financial Services
Experience
Legg Mason Real Estate Services 1995 - Present
Legg Mason Real Estate Services 1985 - 1996
Alex Brown & Sons 1983 - 1985
Centerre Bank 1981 - 1983
First National Bank of St Louis 1977 - 1981
Education
Goucher College 1992 — 1993
Masters of ED
The University of Georgia 1966 — 1969
John Burroughs School 1960 — 1966
HS, High School
Legg Mason Real Estate Services 1995 - Present
Legg Mason Real Estate Services 1985 - 1996
Alex Brown & Sons 1983 - 1985
Centerre Bank 1981 - 1983
First National Bank of St Louis 1977 - 1981
Education
Goucher College 1992 — 1993
Masters of ED
The University of Georgia 1966 — 1969
John Burroughs School 1960 — 1966
HS, High School
Peter P. Appert, CFA's Alex. Brown & Sons Experience 1993 - 2002
Job Information, Publishing & Business Services Analyst at Piper Jaffray
Industry Financial Services
Experience
Piper Jaffray 2009 - Present
Goldman Sachs 2002 - 2009
Alex Brown & Sons 1993 - 2002
C. J. Lawrence 1981 - 1993
Education
Stanford University Graduate School of Business 1979 — 1981
MBA
New York University 1978 — 1981
MA, Economics
Lafayette College 1973 — 1977
AB, Economics
Piper Jaffray 2009 - Present
Goldman Sachs 2002 - 2009
Alex Brown & Sons 1993 - 2002
C. J. Lawrence 1981 - 1993
Education
Stanford University Graduate School of Business 1979 — 1981
MBA
New York University 1978 — 1981
MA, Economics
Lafayette College 1973 — 1977
AB, Economics
Gregg Baty's Alex. Brown & Sons Experience January 1993 - September 1995
Job V.P. Grant Capital Management
Industry Capital Markets
Experience
Grant Capital Management January 2002 - Present
The Harbor Bank of Maryland September 1995 - December 2001
Alex Brown & Sons January 1993 - September 1995
Skills
Capital Markets, Financial Modeling, Banking
Education
Morehouse College
Bachelor of Arts (B.A.), Economics
University of Pittsburgh
Master of Business Administration (M.B.A.)
Grant Capital Management January 2002 - Present
The Harbor Bank of Maryland September 1995 - December 2001
Alex Brown & Sons January 1993 - September 1995
Skills
Capital Markets, Financial Modeling, Banking
Education
Morehouse College
Bachelor of Arts (B.A.), Economics
University of Pittsburgh
Master of Business Administration (M.B.A.)
Stephen Schweich's Alex. Brown & Sons Experience September 1987 - June 1993
Job Investment Banker Mooreland Partners
Industry Investment Banking
Experience
ClearView Audio February 2011 - Present
Locus Energy September 2010 - Present
Mooreland Partners May 2005 - Present
Global Bay Mobile - Verifone May 2005 - October 2011
Robertson Stephens June 1993 - September 2002
Alex Brown & Sons September 1987 - June 1993
Skills
Corporate Development, Equity Research, Equities, Mergers, Asset Managment, Investment Banking, Venture Capital
Education
Harvard Business School 1983 — 1985
MBA
Amherst College 1977 — 1981
BA, History
Sciences Po 1979 — 1980
CEP, International Relations
ClearView Audio February 2011 - Present
Locus Energy September 2010 - Present
Mooreland Partners May 2005 - Present
Global Bay Mobile - Verifone May 2005 - October 2011
Robertson Stephens June 1993 - September 2002
Alex Brown & Sons September 1987 - June 1993
Skills
Corporate Development, Equity Research, Equities, Mergers, Asset Managment, Investment Banking, Venture Capital
Education
Harvard Business School 1983 — 1985
MBA
Amherst College 1977 — 1981
BA, History
Sciences Po 1979 — 1980
CEP, International Relations
Carol Hevesy's Alex. Brown & Sons Experience 1992 - 1994
Job Financial Services
Industry Financial Services
Experience
Oppenheimer & Co. Inc. January 2015 - Present
Commonfund March 2008 - November 2010
Smith Barney 1995 - 2000
Kidder Peabody 1994 - 1995
Alex Brown & Sons 1992 - 1994
Skills
Series 7
Education
Rollins College 1987 — 1991
B.A., Economics
Oppenheimer & Co. Inc. January 2015 - Present
Commonfund March 2008 - November 2010
Smith Barney 1995 - 2000
Kidder Peabody 1994 - 1995
Alex Brown & Sons 1992 - 1994
Skills
Series 7
Education
Rollins College 1987 — 1991
B.A., Economics
Doris Button's Alex. Brown & Sons Experience April 1989 - April 1998
Job Personal Assistant at W. Gar Richlin LLC
Industry Financial Services
Experience
W. Gar Richlin LLC March 1983 - Present
Advertising.com August 2001 - January 2006
Sitel Corporation April 1998 - August 2001
Alex Brown & Sons April 1989 - April 1998
DLA Piper March 1983 - July 1989
Education
College of Notra Dame of Maryland
Notre Dame of Maryland University
W. Gar Richlin LLC March 1983 - Present
Advertising.com August 2001 - January 2006
Sitel Corporation April 1998 - August 2001
Alex Brown & Sons April 1989 - April 1998
DLA Piper March 1983 - July 1989
Education
College of Notra Dame of Maryland
Notre Dame of Maryland University
Polly Riley's Alex. Brown & Sons Experience May 1980 - April 1986
Job Programmer Analyst at CSC
Industry Computer Software
Experience
CSC March 2010 - Present
Polar Consulting 2010 - 2014
Embarq Logistics May 2006 - May 2013
ASI July 2009 - November 2011
Sprint March 2000 - January 2011
BP Amoco January 1993 - October 1996
Alex Brown & Sons May 1980 - April 1986
Skills
Requirements Analysis, SQL, Databases, Software Development, Java, Web Applications, JavaScript, Visual Basic, T-SQL, Unix, Microsoft SQL Server, Database Design, Web Services, XML, Visio, Business Analysis, Business Intelligence, Oracle, Agile Methodologies, Analysis
Education
Towson University 1980 — 1984
Accounting
CSC March 2010 - Present
Polar Consulting 2010 - 2014
Embarq Logistics May 2006 - May 2013
ASI July 2009 - November 2011
Sprint March 2000 - January 2011
BP Amoco January 1993 - October 1996
Alex Brown & Sons May 1980 - April 1986
Skills
Requirements Analysis, SQL, Databases, Software Development, Java, Web Applications, JavaScript, Visual Basic, T-SQL, Unix, Microsoft SQL Server, Database Design, Web Services, XML, Visio, Business Analysis, Business Intelligence, Oracle, Agile Methodologies, Analysis
Education
Towson University 1980 — 1984
Accounting
Fran Donlan, AWMA, CRPC's Alex. Brown & Sons Experience June 1996 - July 2001
Job Vice President / Wealth Management, Financial Advisor
Industry Financial Services
Experience
Janney Montgomery Scott LLC September 2005 - Present
Morgan Stanley September 2001 - July 2005
Alex Brown & Sons June 1996 - July 2001
Skills
Financial Management, Budgeting, Cash Flow Forecasting, Investment Advisory, Investment Strategies, Retirement Planning, Risk Management, Estate Planning, Financial Planning, Investments
Education
Boston College 1965 — 1969
BA, English
Janney Montgomery Scott LLC September 2005 - Present
Morgan Stanley September 2001 - July 2005
Alex Brown & Sons June 1996 - July 2001
Skills
Financial Management, Budgeting, Cash Flow Forecasting, Investment Advisory, Investment Strategies, Retirement Planning, Risk Management, Estate Planning, Financial Planning, Investments
Education
Boston College 1965 — 1969
BA, English
Bruce Faurot's Alex. Brown & Sons Experience 1985 - 2002
Job Vice PresidentInvestments
Industry Financial Services
Experience
Janney Montgomery Scott January 2003 - Present
Deutsche Bank AlexBrown September 1985 - December 2002
Alex Brown & Sons 1985 - 2002
SunTrust Bank December 1977 - December 1979
Skills
Bonds, Wealth Management, Series 7, Investments, Alternative Investments, Portfolio Management, Equities, Asset Allocation, Credit, Valuation, Series 63, Strategic Planning, Investment Advisory, Mutual Funds, Securities, Investment Strategies, Retirement Planning, Strategic Financial..., Risk Management, Asset Management
Education
Georgia State University - J. Mack Robinson College of Business 1980 — 1982
MS, Management
The University of Georgia 1972 — 1976
BA, Political Science
Episcopal High School 1969 — 1972
episcopal high school 1969 — 1972
The Westminster Schools 1962 — 1969
Sewanee-The University of the South
Sewanee-The University of the South
Sewanee-The University of the South
Janney Montgomery Scott January 2003 - Present
Deutsche Bank AlexBrown September 1985 - December 2002
Alex Brown & Sons 1985 - 2002
SunTrust Bank December 1977 - December 1979
Skills
Bonds, Wealth Management, Series 7, Investments, Alternative Investments, Portfolio Management, Equities, Asset Allocation, Credit, Valuation, Series 63, Strategic Planning, Investment Advisory, Mutual Funds, Securities, Investment Strategies, Retirement Planning, Strategic Financial..., Risk Management, Asset Management
Education
Georgia State University - J. Mack Robinson College of Business 1980 — 1982
MS, Management
The University of Georgia 1972 — 1976
BA, Political Science
Episcopal High School 1969 — 1972
episcopal high school 1969 — 1972
The Westminster Schools 1962 — 1969
Sewanee-The University of the South
Sewanee-The University of the South
Sewanee-The University of the South
Ihsan Essaid's Alex. Brown & Sons Experience 1989 - 1992
Job Media Telecom M&A at Credit Suisse
Industry Investment Banking
Experience
Credit Suisse April 2015 - Present
Perella Weinberg Partners 2008 - March 2015
Banc of America Securities October 2002 - June 2008
UBS Investment Bank 2001 - 2002
Donaldson, Lufkin & Jenrette 1994 - 2001
Alex Brown & Sons 1989 - 1992
Education
Columbia University - Columbia Business School 1992 — 1994
MBA, Finance
Hobart and William Smith Colleges 1985 — 1989
BA, Math and French Lit
Credit Suisse April 2015 - Present
Perella Weinberg Partners 2008 - March 2015
Banc of America Securities October 2002 - June 2008
UBS Investment Bank 2001 - 2002
Donaldson, Lufkin & Jenrette 1994 - 2001
Alex Brown & Sons 1989 - 1992
Education
Columbia University - Columbia Business School 1992 — 1994
MBA, Finance
Hobart and William Smith Colleges 1985 — 1989
BA, Math and French Lit
Margaret Bond's Alex. Brown & Sons Experience September 1991 - February 1993
Job Director at MUFG Union Bank
Industry Financial Services
Experience
Union Bank, N.A. September 1998 - November 2004
The Bank of New York February 1996 - August 1997
Bank of America June 1993 - February 1995
Bear Stearns February 1993 - June 1993
Alex Brown & Sons September 1991 - February 1993
Bear Stearns April 1982 - August 1991
Smith Barney September 1980 - March 1982
Skills
Mutual Funds, Fund Accounting, Financial Services, Investments, Equities, Securities, Fixed Income, Global Custody, Hedge Funds, Alternative Investments, Asset Management, Portfolio Management, Capital Markets, Derivatives, Management, Investment Management
Education
University of California, Berkeley 1977 — 1979
BS, Economics, Political Science
University of California, Davis 1976 — 1977
Economics
Union Bank, N.A. September 1998 - November 2004
The Bank of New York February 1996 - August 1997
Bank of America June 1993 - February 1995
Bear Stearns February 1993 - June 1993
Alex Brown & Sons September 1991 - February 1993
Bear Stearns April 1982 - August 1991
Smith Barney September 1980 - March 1982
Skills
Mutual Funds, Fund Accounting, Financial Services, Investments, Equities, Securities, Fixed Income, Global Custody, Hedge Funds, Alternative Investments, Asset Management, Portfolio Management, Capital Markets, Derivatives, Management, Investment Management
Education
University of California, Berkeley 1977 — 1979
BS, Economics, Political Science
University of California, Davis 1976 — 1977
Economics
Juan Buendia's Alex. Brown & Sons Experience 1989 - 1991
Job Director at Legg Mason
Industry Financial Services
Experience
Legg Mason Global Asset Management March 2015 - Present
Naqvi-Van Ness Asset Management January 2012 - March 2015
Symmetria S.A. January 2008 - December 2014
BlackRock 2004 - 2009
Brinson Partners (UBS Global Asset Management) 1997 - 2003
Citibank Global Asset Management 1993 - 1997
Alex Brown & Sons 1989 - 1991
T. Rowe Price 1986 - 1989
Skills
Business Development, Relationship Management, Latin America, Investment Management, Sovereign, Central Banks, Family Office, Equities, Equity Long-Short, Fixed Income, Asset Allocation, Hedge Funds
Education
Brandeis University 1991 — 1993
MA, International Economics and Finance
Loyola University Maryland 1982 — 1986
BA Business Administration, Finance Major, History Minor
Boys' Latin School of Maryland 1977 — 1982
HS
Legg Mason Global Asset Management March 2015 - Present
Naqvi-Van Ness Asset Management January 2012 - March 2015
Symmetria S.A. January 2008 - December 2014
BlackRock 2004 - 2009
Brinson Partners (UBS Global Asset Management) 1997 - 2003
Citibank Global Asset Management 1993 - 1997
Alex Brown & Sons 1989 - 1991
T. Rowe Price 1986 - 1989
Skills
Business Development, Relationship Management, Latin America, Investment Management, Sovereign, Central Banks, Family Office, Equities, Equity Long-Short, Fixed Income, Asset Allocation, Hedge Funds
Education
Brandeis University 1991 — 1993
MA, International Economics and Finance
Loyola University Maryland 1982 — 1986
BA Business Administration, Finance Major, History Minor
Boys' Latin School of Maryland 1977 — 1982
HS
Chris H. Bartlett's Alex. Brown & Sons Experience November 1987 - June 1999
Job Partner at Brown Advisory
Industry Financial Services
Experience
Brown Advisory October 2012 - Present
Wells Fargo Securities May 2005 - August 2012
Wells Fargo Securities June 1999 - August 2012
Alex Brown & Sons November 1987 - June 1999
Kidder Peabody April 1985 - November 1987
Bunge December 1983 - March 1985
Skills
Securities, Equity Trading, Investment Banking, Equities, FINRA, Investments
Education
Denison University 1979 — 1983
BA, History
The Pingry School 1973 — 1979
Brown Advisory October 2012 - Present
Wells Fargo Securities May 2005 - August 2012
Wells Fargo Securities June 1999 - August 2012
Alex Brown & Sons November 1987 - June 1999
Kidder Peabody April 1985 - November 1987
Bunge December 1983 - March 1985
Skills
Securities, Equity Trading, Investment Banking, Equities, FINRA, Investments
Education
Denison University 1979 — 1983
BA, History
The Pingry School 1973 — 1979
Dan Galles's Alex. Brown & Sons Experience 1995 - 1997
Job Partner at Providence Ventures
Industry Venture Capital & Private Equity
Experience
Providence Ventures August 2015 - Present
HLM Venture Partners July 2001 - July 2015
J.H. Whitney & Co. 1997 - 1999
Alex Brown & Sons 1995 - 1997
Skills
Medical Devices, Healthcare, Venture Capital, Healthcare Information..., Biotechnology, Business Development, Business Strategy, Corporate Development, Commercialization, Investment Banking, Entrepreneurship, Lifesciences, Mergers, Mergers & Acquisitions, Pharmaceutical Industry, Deal Sourcing, Management Consulting, Private Equity, Start-ups, Strategic Planning, Strategy, Technology Transfer, Venture Financing
Education
Northwestern University - Kellogg School of Management 1999 — 2001
MBA
University of Pennsylvania 1991 — 1995
BS, Economics
Providence Ventures August 2015 - Present
HLM Venture Partners July 2001 - July 2015
J.H. Whitney & Co. 1997 - 1999
Alex Brown & Sons 1995 - 1997
Skills
Medical Devices, Healthcare, Venture Capital, Healthcare Information..., Biotechnology, Business Development, Business Strategy, Corporate Development, Commercialization, Investment Banking, Entrepreneurship, Lifesciences, Mergers, Mergers & Acquisitions, Pharmaceutical Industry, Deal Sourcing, Management Consulting, Private Equity, Start-ups, Strategic Planning, Strategy, Technology Transfer, Venture Financing
Education
Northwestern University - Kellogg School of Management 1999 — 2001
MBA
University of Pennsylvania 1991 — 1995
BS, Economics
D. Kirk E. Fisher IV's Alex. Brown & Sons Experience October 1990 - March 1998
Job Fisher Wealth Strategies
Industry Financial Services
Experience
Raymond James Financail Advisor at Fisher Wealth Strategies an Independent Firm June 2010 - Present
A. G. Edwards & Sons March 1999 - March 2008
Alex Brown & Sons October 1990 - March 1998
US Army December 1984 - January 1989
Skills
Risk Management, Investments, Financial Services, Management, Financial Risk, Finance, Asset Allocation, Microsoft Excel, Retirement, Estate Planning, Mutual Funds, Portfolio Management, Securities
Education
Towson University 1994 — 1998
Economics
Raymond James Financail Advisor at Fisher Wealth Strategies an Independent Firm June 2010 - Present
A. G. Edwards & Sons March 1999 - March 2008
Alex Brown & Sons October 1990 - March 1998
US Army December 1984 - January 1989
Skills
Risk Management, Investments, Financial Services, Management, Financial Risk, Finance, Asset Allocation, Microsoft Excel, Retirement, Estate Planning, Mutual Funds, Portfolio Management, Securities
Education
Towson University 1994 — 1998
Economics
Robert Gilchrist's Alex. Brown & Sons Experience 1992 - 2000
Job Financial Consultant at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments March 2010 - Present
Merrill Lynch February 2008 - February 2010
McDonald Investments September 2000 - November 2007
Alex Brown & Sons 1992 - 2000
Garban LTD 1989 - 1991
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics 1979 — 1981
Communication
Fidelity Investments March 2010 - Present
Merrill Lynch February 2008 - February 2010
McDonald Investments September 2000 - November 2007
Alex Brown & Sons 1992 - 2000
Garban LTD 1989 - 1991
Education
University of New Hampshire -- Peter T. Paul College of Business and Economics 1979 — 1981
Communication
Jim Payton's Alex. Brown & Sons Experience October 1981 - January 1995
Job First Vice PresidentInvestments Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 1995 - Present
Alex Brown & sons October 1981 - January 1995
Skills
Portfolio Management, Financial Modeling, Financial Analysis, Investments, Banking, Credit, Series 7, Credit Analysis, Loans, Wealth Management, Financial Services, Strategic Financial..., Valuation, Equities, Finance, Capital Markets, Underwriting, Mutual Funds, Series 63, Asset Management
Education
University of Michigan 1971 — 1973
MBA, Marketing
University of North Carolina at Chapel Hill 1967 — 1971
AB, Economics (with Honors)
Wells Fargo Advisors, LLC January 1995 - Present
Alex Brown & sons October 1981 - January 1995
Skills
Portfolio Management, Financial Modeling, Financial Analysis, Investments, Banking, Credit, Series 7, Credit Analysis, Loans, Wealth Management, Financial Services, Strategic Financial..., Valuation, Equities, Finance, Capital Markets, Underwriting, Mutual Funds, Series 63, Asset Management
Education
University of Michigan 1971 — 1973
MBA, Marketing
University of North Carolina at Chapel Hill 1967 — 1971
AB, Economics (with Honors)
Rich Burkhardt's Alex. Brown & Sons Experience March 1989 - April 1995
Job Currently retired,.Serving as resident volunteer at The Laurels of Norworth. Former banking professional
Industry Banking
Experience
Huntington National Bank August 1995 - February 2009
Alex Brown & Sons March 1989 - April 1995
Roll Call December 1979 - March 1985
Skills
Writing, Storytelling, Microsoft Excel, Editing, Proofreading, Journalism, Social Media, Blogging, Poetry
Education
Indiana University of Pennsylvania 1976 — 1979
B.S, Journalism and Political Science
Huntington National Bank August 1995 - February 2009
Alex Brown & Sons March 1989 - April 1995
Roll Call December 1979 - March 1985
Skills
Writing, Storytelling, Microsoft Excel, Editing, Proofreading, Journalism, Social Media, Blogging, Poetry
Education
Indiana University of Pennsylvania 1976 — 1979
B.S, Journalism and Political Science
Frederick W Hill's Alex. Brown & Sons Experience 1990 - 1993
Job Renovus Capital Partners
Industry Financial Services
Experience
Renovus Capital Partners August 2011 - Present
Allied Capital Corp 2004 - 2009
The CIT Group 1998 - 2004
Prudential Securities Inc 1993 - 1998
Alex Brown & Sons 1990 - 1993
Dean Witter 1987 - 1990
Salomon Brothers 1983 - 1987
Dillon Read 1983 - 1986
Smith Barney 1976 - 1983
Skills
Private Equity, Venture Capital, Management, Investments, Corporate Development, Valuation, Due Diligence, Mergers & Acquisitions, Investment Banking, Corporate Finance, Financial Modeling, Private Placements, Mezzanine, Buyouts, Leveraged Finance, Business Valuation, Capital Markets, Business Strategy, Financial Structuring, Alternative Investments, Equities
Education
Columbia University - Columbia Business School 1976 — 1977
MBA, Finance
Columbia University - Graduate School of Architecture, Planning and Preservation 1975 — 1977
M, Architecture
Georgia Institute of Technology 1968 — 1973
B, Architecture
Renovus Capital Partners August 2011 - Present
Allied Capital Corp 2004 - 2009
The CIT Group 1998 - 2004
Prudential Securities Inc 1993 - 1998
Alex Brown & Sons 1990 - 1993
Dean Witter 1987 - 1990
Salomon Brothers 1983 - 1987
Dillon Read 1983 - 1986
Smith Barney 1976 - 1983
Skills
Private Equity, Venture Capital, Management, Investments, Corporate Development, Valuation, Due Diligence, Mergers & Acquisitions, Investment Banking, Corporate Finance, Financial Modeling, Private Placements, Mezzanine, Buyouts, Leveraged Finance, Business Valuation, Capital Markets, Business Strategy, Financial Structuring, Alternative Investments, Equities
Education
Columbia University - Columbia Business School 1976 — 1977
MBA, Finance
Columbia University - Graduate School of Architecture, Planning and Preservation 1975 — 1977
M, Architecture
Georgia Institute of Technology 1968 — 1973
B, Architecture
Seth Bair's Alex. Brown & Sons Experience June 1997 - June 1998
Job MD at Keefe, Bruyette & Woods
Industry Investment Banking
Experience
Keefe, Bruyette & Woods August 2004 - Present
Keefe, Bruyette & Woods, Inc. July 1998 - May 2001
Alex. Brown & Sons June 1997 - June 1998
Education
University of Pennsylvania - The Wharton School 2001 — 2003
MBA, Finance
Williams College 1993 — 1997
BA, Political Economy
Keefe, Bruyette & Woods August 2004 - Present
Keefe, Bruyette & Woods, Inc. July 1998 - May 2001
Alex. Brown & Sons June 1997 - June 1998
Education
University of Pennsylvania - The Wharton School 2001 — 2003
MBA, Finance
Williams College 1993 — 1997
BA, Political Economy
Douglas Sanders's Alex. Brown & Sons Experience April 1983 - October 1997
Job Senior Vice PresidentWealth Management UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services May 2008 - Present
Deutsche Bank Alex Brown September 1999 - May 2008
BT-Alex Brown October 1997 - September 1999
Alex Brown & Sons April 1983 - October 1997
Education
Babson College 1980 — 1982
MBA, Finance
Bentley University 1977 — 1979
BS
Bryant University 1975 — 1977
Finance
UBS Financial Services May 2008 - Present
Deutsche Bank Alex Brown September 1999 - May 2008
BT-Alex Brown October 1997 - September 1999
Alex Brown & Sons April 1983 - October 1997
Education
Babson College 1980 — 1982
MBA, Finance
Bentley University 1977 — 1979
BS
Bryant University 1975 — 1977
Finance
Renee Yourk's Alex. Brown & Sons Experience January 1992 - May 1997
Job Director of Business & Strategic Partnerships at The Home for Little Wanderers
Industry Nonprofit Organization Management
Experience
The Home for Little Wanderers August 2002 - Present
Boston Scientific September 1997 - June 2002
Alex Brown & Sons January 1992 - May 1997
Skills
Non-profits, Grants, Community Outreach, Nonprofits, Program Evaluation, Community Development, Program Management, Fundraising, Public Speaking, Program Development, Event Planning, Social Services, Grant Writing, Non-profit...
Education
Babson College - Franklin W. Olin Graduate School of Business 1994 — 1997
MBA, Business
Isenberg School of Management, UMass Amherst 1986 — 1991
Bachelor of Business Administration, Operations Management
The Home for Little Wanderers August 2002 - Present
Boston Scientific September 1997 - June 2002
Alex Brown & Sons January 1992 - May 1997
Skills
Non-profits, Grants, Community Outreach, Nonprofits, Program Evaluation, Community Development, Program Management, Fundraising, Public Speaking, Program Development, Event Planning, Social Services, Grant Writing, Non-profit...
Education
Babson College - Franklin W. Olin Graduate School of Business 1994 — 1997
MBA, Business
Isenberg School of Management, UMass Amherst 1986 — 1991
Bachelor of Business Administration, Operations Management
Jim Creber's Alex. Brown & Sons Experience 1991 - 1996
Job Personal Investment Portfolio Manager for MidCareer Professionals > Improve Your Chances for Financial Independence
Industry Investment Management
Experience
Creber Investment Management May 2003 - Present
RBC Dane Rauscher Inc. 2002 - 2003
Tucker Anthony Sutro Inc. 1996 - 2002
Alex Brown & Sons 1991 - 1996
Miller Tabak & Company 1986 - 1991
Merrill Lynch Capital Markets 1966 - 1986
Skills
Individual and Family..., Portfolio Asset..., Portfolio..., Personal Investments, Investment Strategies, Wealth Management, Investment Advisory, Mutual Funds, Portfolio Management, Alternative Investments, Investment Management, Asset Managment, Series 7, Retirement Planning, Equities, Securities
Education
University of Southern California 1957 — 1962
Bachelor of Science (B.S.), International Trade, Finance
Creber Investment Management May 2003 - Present
RBC Dane Rauscher Inc. 2002 - 2003
Tucker Anthony Sutro Inc. 1996 - 2002
Alex Brown & Sons 1991 - 1996
Miller Tabak & Company 1986 - 1991
Merrill Lynch Capital Markets 1966 - 1986
Skills
Individual and Family..., Portfolio Asset..., Portfolio..., Personal Investments, Investment Strategies, Wealth Management, Investment Advisory, Mutual Funds, Portfolio Management, Alternative Investments, Investment Management, Asset Managment, Series 7, Retirement Planning, Equities, Securities
Education
University of Southern California 1957 — 1962
Bachelor of Science (B.S.), International Trade, Finance
Barbara Spiridigliozzi's Alex. Brown & Sons Experience August 1996 - June 1997
Job Senior Project Manager at Fox RPM Corp.
Industry Construction
Experience
Fox RPM Corp. November 2014 - Present
Fox RPM Corp. June 2014 - Present
Brown Construction Services October 2009 - June 2014
Heery International July 1997 - October 2009
Alex Brown & Sons August 1996 - June 1997
Lewis Homes of California December 1986 - August 1994
Skills
Project Management, Design Project..., Facilities Project..., Construction Management, Interior Design, Contract Management, Furniture, Move Management, Submittals, LEED, Process Scheduler, Facilities Management, Construction
Education
Michigan State University 1994 — 1996
MA, Facilities Management
Indiana State University 1982 — 1985
BS, Interior Design and Housing
Endicott College 1978 — 1980
AS, Interior Design
Fox RPM Corp. November 2014 - Present
Fox RPM Corp. June 2014 - Present
Brown Construction Services October 2009 - June 2014
Heery International July 1997 - October 2009
Alex Brown & Sons August 1996 - June 1997
Lewis Homes of California December 1986 - August 1994
Skills
Project Management, Design Project..., Facilities Project..., Construction Management, Interior Design, Contract Management, Furniture, Move Management, Submittals, LEED, Process Scheduler, Facilities Management, Construction
Education
Michigan State University 1994 — 1996
MA, Facilities Management
Indiana State University 1982 — 1985
BS, Interior Design and Housing
Endicott College 1978 — 1980
AS, Interior Design
Jonathan E. Farber's Alex. Brown & Sons Experience 1988 - 2002
Job Principal at Passive Capital Management, LLC
Industry Investment Management
Experience
Passive Capital Management, LLC PrincipalPassive Capital Management, LLCApril 2007 - Present
Wachovia Securities September 2002 - May 2006
DEUTSCHE BANC ALEX. BROWN 1989 - 2002
Alex Brown & Sons 1988 - 2002
Skills
Investments, Asset Management, Investment Management, Equities, Portfolio Management, Equity Research, Series 7, Hedge Funds, Asset Managment, Alternative Investments, FINRA, Valuation, Private Equity, Capital Markets, Securities, Asset Allocation, Investment Advisory, Investment Strategies, Mutual Funds, Private Placements, Fixed Income, Investor Relations, Series 63, Equity Trading, Institutional...
Education
Oregon State University 1975 — 1979
Fisheries and Wildlife Mangement/Journalism BS, Journalism / Fisheries and Wildlife Science
gilman school 1965 — 1975
Passive Capital Management, LLC PrincipalPassive Capital Management, LLCApril 2007 - Present
Wachovia Securities September 2002 - May 2006
DEUTSCHE BANC ALEX. BROWN 1989 - 2002
Alex Brown & Sons 1988 - 2002
Skills
Investments, Asset Management, Investment Management, Equities, Portfolio Management, Equity Research, Series 7, Hedge Funds, Asset Managment, Alternative Investments, FINRA, Valuation, Private Equity, Capital Markets, Securities, Asset Allocation, Investment Advisory, Investment Strategies, Mutual Funds, Private Placements, Fixed Income, Investor Relations, Series 63, Equity Trading, Institutional...
Education
Oregon State University 1975 — 1979
Fisheries and Wildlife Mangement/Journalism BS, Journalism / Fisheries and Wildlife Science
gilman school 1965 — 1975
Tom Basehart's Alex. Brown & Sons Experience 1994 - 1995
Job Senior Financial Services Executive
Industry Financial Services
Experience
Melvin Securities 2010 - 2010
Protective Securities 2009 - 2010
Mesirow Financial 2002 - 2008
National Bank of Commerce-Memphis, Tennessee 2001 - 2002
First Tennessee Capital Markets 2000 - 2001
Morgan Keegan 1995 - 2000
NatCity Investments-Cleveland, Ohio 1995 - 1995
Alex Brown & Sons 1994 - 1995
Prudential Securities 1986 - 1988
Blunt Ellis & Loewi 1983 - 1987
Skills
Trading, Bonds, Underwriting, Investment Banking, Series 7, Series 63, Fixed Income, Loans, Investments, Debt, Securities, Bloomberg, Financial Markets, Executive Management, Municipal
Education
The Ohio State University
BS, Marketing/Finance
Melvin Securities 2010 - 2010
Protective Securities 2009 - 2010
Mesirow Financial 2002 - 2008
National Bank of Commerce-Memphis, Tennessee 2001 - 2002
First Tennessee Capital Markets 2000 - 2001
Morgan Keegan 1995 - 2000
NatCity Investments-Cleveland, Ohio 1995 - 1995
Alex Brown & Sons 1994 - 1995
Prudential Securities 1986 - 1988
Blunt Ellis & Loewi 1983 - 1987
Skills
Trading, Bonds, Underwriting, Investment Banking, Series 7, Series 63, Fixed Income, Loans, Investments, Debt, Securities, Bloomberg, Financial Markets, Executive Management, Municipal
Education
The Ohio State University
BS, Marketing/Finance
James Dodderidge, dodderidgejj@msn.com's Alex. Brown & Sons Experience 1995 - 1997
Job Portfolio Manager at Cresap Incorporated
Industry Investment Management
Experience
Cresap Incorporated November 2010 - Present
Argyle Capital 2008 - 2010
Oppenheimer & Co. 2005 - 2008
Parker/Hunter 1997 - 2005
Alex Brown & Sons 1995 - 1997
Dearden Maguire and Weaver 1994 - 1995
Janney Montgomery Scott 1986 - 1994
Skills
Fixed Income, Investments, Portfolio Management, Mutual Funds, Equities, Asset Allocation, Equity Research, Investment Management, Valuation, Bonds, Financial Services, Finance, Risk Management, Trading, Investment Banking
Education
Rollins College 1975 — 1979
BA, History
Cresap Incorporated November 2010 - Present
Argyle Capital 2008 - 2010
Oppenheimer & Co. 2005 - 2008
Parker/Hunter 1997 - 2005
Alex Brown & Sons 1995 - 1997
Dearden Maguire and Weaver 1994 - 1995
Janney Montgomery Scott 1986 - 1994
Skills
Fixed Income, Investments, Portfolio Management, Mutual Funds, Equities, Asset Allocation, Equity Research, Investment Management, Valuation, Bonds, Financial Services, Finance, Risk Management, Trading, Investment Banking
Education
Rollins College 1975 — 1979
BA, History
Jim Eichelman's Alex. Brown & Sons Experience 1990 - 2000
Job Vice President Controller at BTE Technologies
Industry Health, Wellness and Fitness
Experience
BTE Technologies December 2007 - Present
Comcast 2000 - 2007
Alex Brown & Sons 1990 - 2000
Legg Mason 1983 - 1990
Coopers & Lybrand 1979 - 1983
Skills
Financial Reporting, Process Improvement, Strategic Planning, Accounting, Budgets, Financial Analysis, Finance, Forecasting, Analysis, Financial Modeling, Managerial Finance
Education
Loyola College in Maryland
MBA, Finance
Loyola University Maryland 1975 — 1979
BA, Accounting
BTE Technologies December 2007 - Present
Comcast 2000 - 2007
Alex Brown & Sons 1990 - 2000
Legg Mason 1983 - 1990
Coopers & Lybrand 1979 - 1983
Skills
Financial Reporting, Process Improvement, Strategic Planning, Accounting, Budgets, Financial Analysis, Finance, Forecasting, Analysis, Financial Modeling, Managerial Finance
Education
Loyola College in Maryland
MBA, Finance
Loyola University Maryland 1975 — 1979
BA, Accounting
William Buchanan's Alex. Brown & Sons Experience 1987 - 1992
Job Managing Director at American Servicing and Recovery Group, LLC
Industry Financial Services
Experience
American Servicing and Recovery Group, LLC 2008 - Present
Guggenheim Partners 1999 - 2008
E2M Partners LLC 2004 - 2006
Reis - Commercial Real Estate Data and Analytics 1998 - 2006
Aureus Group, LLC 1997 - 2006
Eiger Partners 1998 - 2004
Rosewood Property Company 1994 - 1998
Lincoln Property Company June 1992 - June 1994
Alex Brown & Sons 1987 - 1992
Skills
Portfolio Management, Valuation, Financial Modeling, Investment Banking, Real Estate, Investor Relations, Deal Sourcing, Financial Structuring, Investment Management, Investment Strategies, Risk Management, IPO, Mutual Funds, Investments, Due Diligence, Capital Markets, Finance, Private Equity
Education
Harvard Business School 1985 — 1987
MBA, Finance
United States Naval Academy 1976 — 1980
BS, Mathematics and Operations Analysis
Isadore Newman School 1970 — 1976
American Servicing and Recovery Group, LLC 2008 - Present
Guggenheim Partners 1999 - 2008
E2M Partners LLC 2004 - 2006
Reis - Commercial Real Estate Data and Analytics 1998 - 2006
Aureus Group, LLC 1997 - 2006
Eiger Partners 1998 - 2004
Rosewood Property Company 1994 - 1998
Lincoln Property Company June 1992 - June 1994
Alex Brown & Sons 1987 - 1992
Skills
Portfolio Management, Valuation, Financial Modeling, Investment Banking, Real Estate, Investor Relations, Deal Sourcing, Financial Structuring, Investment Management, Investment Strategies, Risk Management, IPO, Mutual Funds, Investments, Due Diligence, Capital Markets, Finance, Private Equity
Education
Harvard Business School 1985 — 1987
MBA, Finance
United States Naval Academy 1976 — 1980
BS, Mathematics and Operations Analysis
Isadore Newman School 1970 — 1976
Christopher Nealon's Alex. Brown & Sons Experience 1993 - 1996
Job President & Chief Operating Officer at Compass Point Research and Trading, LLC
Industry Investment Banking
Experience
Compass Point Research and Trading, LLC September 2012 - Present
FBR Capital Markets & Co. April 1996 - September 2012
Alex Brown & Sons 1993 - 1996
Bear Stearns 1991 - 1993
Skills
Investment Banking, Prime Brokerage, Series 24, FINRA, Series 7, Equities, Series 63, Hedge Funds, Capital Markets, Securities, Fixed Income, Alternative Investments, Bloomberg, Trading, Options
Education
Hofstra University
Bachelor of Business Administration, Banking & Finance
Hicksville High School 1983 — 1986
Compass Point Research and Trading, LLC September 2012 - Present
FBR Capital Markets & Co. April 1996 - September 2012
Alex Brown & Sons 1993 - 1996
Bear Stearns 1991 - 1993
Skills
Investment Banking, Prime Brokerage, Series 24, FINRA, Series 7, Equities, Series 63, Hedge Funds, Capital Markets, Securities, Fixed Income, Alternative Investments, Bloomberg, Trading, Options
Education
Hofstra University
Bachelor of Business Administration, Banking & Finance
Hicksville High School 1983 — 1986
Ann Cowing's Alex. Brown & Sons Experience March 1986 - February 2000
Job Administrative Assisstant at Brown Advisory
Industry Financial Services
Experience
Brown Advisory February 2000 - Present
Alex Brown & Sons March 1986 - February 2000
Education
College of Notre Dame of Maryland 1983 — 1986
Education
Villa Julie College 1980 — 1982
AA, Early Childhood Education and Teaching
Brown Advisory February 2000 - Present
Alex Brown & Sons March 1986 - February 2000
Education
College of Notre Dame of Maryland 1983 — 1986
Education
Villa Julie College 1980 — 1982
AA, Early Childhood Education and Teaching
Richmond Mathews's Alex. Brown & Sons Experience July 1996 - June 1998
Job Associate Professor of Finance at University of Maryland
Industry Higher Education
Experience
University of Maryland July 2011 - Present
Duke University July 2003 - June 2011
ABS Capital Partners July 1998 - June 1999
Alex Brown & Sons July 1996 - June 1998
Education
University of Rochester - William E. Simon Graduate School of Business Administration 1999 — 2003
Doctor of Philosophy (PhD), Finance
Duke University 1992 — 1996
Bachelor of Arts (BA), Economics & History
University of Maryland July 2011 - Present
Duke University July 2003 - June 2011
ABS Capital Partners July 1998 - June 1999
Alex Brown & Sons July 1996 - June 1998
Education
University of Rochester - William E. Simon Graduate School of Business Administration 1999 — 2003
Doctor of Philosophy (PhD), Finance
Duke University 1992 — 1996
Bachelor of Arts (BA), Economics & History
Edward Jones
Donaldson, Lufkin & Jenrette
Imation
Morgan Keegan
Bain Capital
Edward Jones Investments
union bank of switzerland
DLJ