Roth Capital Partners
Industry: Private banking company
DescriptionRoth Capital Partners, LLC is a small privately-held investment banking company with headquarters in Newport Beach, California. It specialises in providing services to small cap publicly-listed companies. Headquarters: Newport Beach, CA Number of employees: 135 (2007) Founded: 1984 Key person: Byron Roth Subsidiaries: Cortina Asset Management, LLC, Roth Capital Partners, LLC, Research Division
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Roth Capital Partners Employees
Employee
Years
Job
Industry
Nancy Phan Nancy Phan's Roth Capital Partners Experience August 2013 - January 2014
Job Partner Account Specialist at Microsoft
Industry Marketing and Advertising
Experience
Microsoft August 2015 - Present
Lifescript March 2015 - June 2015
Adaptive Medias, Inc January 2015 - February 2015
Morgan Stanley November 2014 - January 2015
Adaptive Medias, Inc September 2014 - January 2015
West Coast Consulting July 2014 - September 2014
UC Irvine September 2013 - September 2014
Roth Capital Partners August 2013 - January 2014
Skills
Microsoft Office, Microsoft Excel, Customer Relations, Salesforce.com, Resource Development, PPC, Online Advertising, Digital Marketing, SEM, Display Advertising
Education
University of California, Irvine 2012 — 2015
Bachelor of Arts (BA), Business Economics
Westminster High School 2011 — 2012
Magna Cum Laude
Microsoft August 2015 - Present
Lifescript March 2015 - June 2015
Adaptive Medias, Inc January 2015 - February 2015
Morgan Stanley November 2014 - January 2015
Adaptive Medias, Inc September 2014 - January 2015
West Coast Consulting July 2014 - September 2014
UC Irvine September 2013 - September 2014
Roth Capital Partners August 2013 - January 2014
Skills
Microsoft Office, Microsoft Excel, Customer Relations, Salesforce.com, Resource Development, PPC, Online Advertising, Digital Marketing, SEM, Display Advertising
Education
University of California, Irvine 2012 — 2015
Bachelor of Arts (BA), Business Economics
Westminster High School 2011 — 2012
Magna Cum Laude
Tom Grimstad Tom Grimstad's Roth Capital Partners Experience January 2003 - June 2005
Job Managing Director| Investment Banking at Noble Financial
Industry Financial Services
Experience
Noble Financial November 2014 - Present
Drexel Hamilton, LLC March 2014 - November 2014
Merriman Capital, Inc. March 2013 - March 2014
C. K. Cooper & Company November 2009 - March 2013
Raymond James Financial Inc. October 2008 - November 2009
Merriman Curhan Ford June 2005 - October 2008
Roth Capital Partners January 2003 - June 2005
Lehman Brothers 2001 - 2003
Anle Paper / Kent Landsberg 1996 - 1999
Skills
Business Development, Investment Banking, Research, Sales, Debt & Equity Financing, Relationship Management, Emerging Markets, Small and Mid Cap..., Series 7, Equities, Venture Capital, Valuation, Trading, Private Equity, Investments, Hedge Funds, Financial Modeling, Capital Markets
Education
Vanderbilt University - Owen Graduate School of Management 1999 — 2001
Master of Business Administration (M.B.A.), Finance
University of Southern California 1992 — 1996
Bachelor of Science, Urban Planning and Development
Noble Financial November 2014 - Present
Drexel Hamilton, LLC March 2014 - November 2014
Merriman Capital, Inc. March 2013 - March 2014
C. K. Cooper & Company November 2009 - March 2013
Raymond James Financial Inc. October 2008 - November 2009
Merriman Curhan Ford June 2005 - October 2008
Roth Capital Partners January 2003 - June 2005
Lehman Brothers 2001 - 2003
Anle Paper / Kent Landsberg 1996 - 1999
Skills
Business Development, Investment Banking, Research, Sales, Debt & Equity Financing, Relationship Management, Emerging Markets, Small and Mid Cap..., Series 7, Equities, Venture Capital, Valuation, Trading, Private Equity, Investments, Hedge Funds, Financial Modeling, Capital Markets
Education
Vanderbilt University - Owen Graduate School of Management 1999 — 2001
Master of Business Administration (M.B.A.), Finance
University of Southern California 1992 — 1996
Bachelor of Science, Urban Planning and Development
Han Hu Han Hu's Roth Capital Partners Experience June 2008 - November 2012
Job PIMCO Equity Research Analyst Intern | 2016 MBA Candidate, USC Marshall School of Business
Industry Investment Management
Experience
PIMCO June 2015 - Present
The Walt Disney Company December 2012 - March 2014
Roth Capital Partners June 2008 - November 2012
Skills
Financial Modeling, Investments, Valuation, Investment Banking, Corporate Finance, Equities, Bloomberg, Strategy, Capital Markets, Economics, Strategic Financial..., International
Education
University of Southern California - Marshall School of Business 2014 — 2016
Master of Business Administration (M.B.A.), Finance
University of California, Los Angeles 2004 — 2008
BA, Economics
PIMCO June 2015 - Present
The Walt Disney Company December 2012 - March 2014
Roth Capital Partners June 2008 - November 2012
Skills
Financial Modeling, Investments, Valuation, Investment Banking, Corporate Finance, Equities, Bloomberg, Strategy, Capital Markets, Economics, Strategic Financial..., International
Education
University of Southern California - Marshall School of Business 2014 — 2016
Master of Business Administration (M.B.A.), Finance
University of California, Los Angeles 2004 — 2008
BA, Economics
Sarah Leech Sarah Leech's Roth Capital Partners Experience June 2010 - August 2010
Job Manager of Strategic Projects
Industry Consumer Goods
Experience
The Honest Company May 2015 - Present
Citi January 2015 - April 2015
Citi July 2014 - December 2014
Citi June 2012 - June 2014
Citi June 2011 - August 2011
Roth Capital Partners June 2010 - August 2010
Caye Partners March 2010 - June 2010
Oakley June 2009 - August 2009
Skills
Mergers & Acquisitions, Financial Modeling, Financial Analysis, Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Customer Service, Teamwork, English, Analysis, Corporate Finance, Data Analysis, Finance, Investment Banking, Management
Education
University of California, Los Angeles 2008 — 2012
Bachelor of Science (B.S.), Mathematics and Economics
University of Richmond, Rome
Italian Studies, philosophy, history
The Honest Company May 2015 - Present
Citi January 2015 - April 2015
Citi July 2014 - December 2014
Citi June 2012 - June 2014
Citi June 2011 - August 2011
Roth Capital Partners June 2010 - August 2010
Caye Partners March 2010 - June 2010
Oakley June 2009 - August 2009
Skills
Mergers & Acquisitions, Financial Modeling, Financial Analysis, Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Customer Service, Teamwork, English, Analysis, Corporate Finance, Data Analysis, Finance, Investment Banking, Management
Education
University of California, Los Angeles 2008 — 2012
Bachelor of Science (B.S.), Mathematics and Economics
University of Richmond, Rome
Italian Studies, philosophy, history
Helen Han Shen Helen Han Shen's Roth Capital Partners Experience January 2010 - September 2010
Job Cofounder at Ramming Speed Media
Industry Media Production
Experience
Ramming Speed Media December 2012 - Present
Roth Capital Partners January 2010 - September 2010
Skills
Social Media Marketing, Marketing Strategy, Business Strategy, New Business Development, Digital Media, New Media Marketing, Online Marketing
Education
University of California, Los Angeles 2005 — 2008
BS, Math/Econ
Ramming Speed Media December 2012 - Present
Roth Capital Partners January 2010 - September 2010
Skills
Social Media Marketing, Marketing Strategy, Business Strategy, New Business Development, Digital Media, New Media Marketing, Online Marketing
Education
University of California, Los Angeles 2005 — 2008
BS, Math/Econ
Azim Hirani Azim Hirani's Roth Capital Partners Experience September 2013 - December 2013
Job Entrepreneur, CFA Candidate
Industry Restaurants
Experience
Duff & Phelps July 2014 - July 2015
Eureka Capital Markets, LLC January 2014 - June 2014
Student Managed Investment Fund at UC Irvine May 2013 - June 2014
Undergraduate Finance Association at UC Irvine September 2011 - March 2014
Roth Capital Partners September 2013 - December 2013
CoreLogic June 2013 - August 2013
Emerald One Investments May 2010 - August 2013
Bloomberg LP June 2012 - June 2013
Harvey & Company LLC April 2012 - June 2012
UCI - Graduate Division October 2011 - June 2012
Skills
Microsoft Excel, Financial Modeling, Microsoft Office, Finance, Leadership, Financial Analysis, PowerPoint, Social Media, Management, Research, Market Research, Economics, Investments, Microsoft Word, Public Speaking, Marketing, Teamwork, Access, Data Analysis, Analysis, Entrepreneurship, Social Media Marketing, Mergers & Acquisitions, Bloomberg, Valuation, Sales, Financial Management, CSS, Business Development, Portfolio Management, Strategy, Photoshop, Start-ups, Corporate Finance, Salesforce.com
Education
University of California, Irvine 2010 — 2014
Bachelors of Science, Business Economics and Political Science
Chaminade College Preparatory High School 2006 — 2010
Duff & Phelps July 2014 - July 2015
Eureka Capital Markets, LLC January 2014 - June 2014
Student Managed Investment Fund at UC Irvine May 2013 - June 2014
Undergraduate Finance Association at UC Irvine September 2011 - March 2014
Roth Capital Partners September 2013 - December 2013
CoreLogic June 2013 - August 2013
Emerald One Investments May 2010 - August 2013
Bloomberg LP June 2012 - June 2013
Harvey & Company LLC April 2012 - June 2012
UCI - Graduate Division October 2011 - June 2012
Skills
Microsoft Excel, Financial Modeling, Microsoft Office, Finance, Leadership, Financial Analysis, PowerPoint, Social Media, Management, Research, Market Research, Economics, Investments, Microsoft Word, Public Speaking, Marketing, Teamwork, Access, Data Analysis, Analysis, Entrepreneurship, Social Media Marketing, Mergers & Acquisitions, Bloomberg, Valuation, Sales, Financial Management, CSS, Business Development, Portfolio Management, Strategy, Photoshop, Start-ups, Corporate Finance, Salesforce.com
Education
University of California, Irvine 2010 — 2014
Bachelors of Science, Business Economics and Political Science
Chaminade College Preparatory High School 2006 — 2010
Joseph Jung's Roth Capital Partners Experience June 2013 - January 2014
Job Sales Growth & Strategy Analyst at Honda Financial Services
Industry Financial Services
Experience
American Honda Finance Corporation November 2014 - Present
Toyota Motor Corporation June 2014 - September 2014
UC Irvine The Paul Merage School of Business September 2012 - May 2014
Roth Capital Partners June 2013 - January 2014
Meyers Research LLC, a Kennedy Wilson Company January 2013 - April 2013
UC Irvine Economics Department July 2012 - September 2012
Transamerica June 2012 - September 2012
Yogurtland August 2011 - February 2012
Skills
Public Speaking, Research, Microsoft Excel, Economics, PowerPoint, Microsoft Word, Data Analysis, Financial Modeling, Analytical Skills, Microsoft Office, Teamwork, Access, Financial Analysis, Individualization, Statistics, Facebook, Accounting, Eviews, SAP, Business Objects
Education
UC Irvine 2010 — 2014
Bachelor of Arts (B.A.), Economics and Managememt
American Honda Finance Corporation November 2014 - Present
Toyota Motor Corporation June 2014 - September 2014
UC Irvine The Paul Merage School of Business September 2012 - May 2014
Roth Capital Partners June 2013 - January 2014
Meyers Research LLC, a Kennedy Wilson Company January 2013 - April 2013
UC Irvine Economics Department July 2012 - September 2012
Transamerica June 2012 - September 2012
Yogurtland August 2011 - February 2012
Skills
Public Speaking, Research, Microsoft Excel, Economics, PowerPoint, Microsoft Word, Data Analysis, Financial Modeling, Analytical Skills, Microsoft Office, Teamwork, Access, Financial Analysis, Individualization, Statistics, Facebook, Accounting, Eviews, SAP, Business Objects
Education
UC Irvine 2010 — 2014
Bachelor of Arts (B.A.), Economics and Managememt
Tom Reed Tom Reed's Roth Capital Partners Experience 2004 - 2008
Job
Industry Investment Management
Experience
Chicago Partners Wealth Advisors January 2013 - Present
Roth Capital Partners 2004 - 2008
Bear Stearns 1983 - 2002
Skills
Direct Sales, Investments, Marketing, Investment Management, New Business Development, Marketing Strategy, Asset Allocation, Investment Strategies, Finance, Wealth Management, Business Development, Financial Modeling
Education
University of Richmond
Robins School of Business - BS in BA, Marketing/Management
Chicago Partners Wealth Advisors January 2013 - Present
Roth Capital Partners 2004 - 2008
Bear Stearns 1983 - 2002
Skills
Direct Sales, Investments, Marketing, Investment Management, New Business Development, Marketing Strategy, Asset Allocation, Investment Strategies, Finance, Wealth Management, Business Development, Financial Modeling
Education
University of Richmond
Robins School of Business - BS in BA, Marketing/Management
Justin Vaicek Justin Vaicek's Roth Capital Partners Experience 1997 - 1999
Job Senior Vice President, Senior Portfolio Manager at U.S. Trust
Industry Investment Management
Experience
U.S. Trust October 2013 - Present
Liolios Group, Inc. 2011 - 2013
Mont Pelerin Capital, LLC 2005 - 2011
Kaenon Polarized, LLC 2002 - 2005
Educationtalk.com 2000 - 2002
Roth Capital Partners 1997 - 1999
CIBC World Markets 1996 - 1997
Wedbush Securities 1995 - 1996
Smith Barney 1993 - 1996
Skills
Private Equity, Financial Modeling, Investments, Finance, Hedge Funds, Financial Analysis, Valuation, Equities, Due Diligence, Mergers & Acquisitions, Equity Research, Portfolio Management, Finance Management, Business Development, Revenue Generation, Investment Analysis, Relationship Management, Strategic Planning, Business Management, Budgeting & Forecasting, Market Intelligence, Peer Analysis, Global Communications, Decision Intensive..., Process Development, Entrepreneurship, Entrepreneurial..., Negotiation, Corporate Expansion, Consulting, Capital Markets, Finance Investments, Asset Management, Alternative Investments, Trading, Corporate Development, Securities, Business Planning
Education
University of California, Irvine - The Paul Merage School of Business
Master of Business Administration (MBA), Finance
University of Southern California
Bachelor of Arts (BA), Communications
U.S. Trust October 2013 - Present
Liolios Group, Inc. 2011 - 2013
Mont Pelerin Capital, LLC 2005 - 2011
Kaenon Polarized, LLC 2002 - 2005
Educationtalk.com 2000 - 2002
Roth Capital Partners 1997 - 1999
CIBC World Markets 1996 - 1997
Wedbush Securities 1995 - 1996
Smith Barney 1993 - 1996
Skills
Private Equity, Financial Modeling, Investments, Finance, Hedge Funds, Financial Analysis, Valuation, Equities, Due Diligence, Mergers & Acquisitions, Equity Research, Portfolio Management, Finance Management, Business Development, Revenue Generation, Investment Analysis, Relationship Management, Strategic Planning, Business Management, Budgeting & Forecasting, Market Intelligence, Peer Analysis, Global Communications, Decision Intensive..., Process Development, Entrepreneurship, Entrepreneurial..., Negotiation, Corporate Expansion, Consulting, Capital Markets, Finance Investments, Asset Management, Alternative Investments, Trading, Corporate Development, Securities, Business Planning
Education
University of California, Irvine - The Paul Merage School of Business
Master of Business Administration (MBA), Finance
University of Southern California
Bachelor of Arts (BA), Communications
Sitan Wang Sitan Wang's Roth Capital Partners Experience July 2013 - June 2014
Job Investment Analyst
Industry Investment Management
Experience
The Office of the Chief Investment Officer of the Regents, University of California July 2014 - Present
Roth Capital Partners July 2013 - June 2014
DHL GLOBAL FORWARDING April 2010 - August 2012
DHL July 2009 - April 2010
Skills
Business Development, Air Freight, International Logistics, New Business Development, Freight Forwarding, Forecasting, Financial Analysis, Valuation, Financial Modeling, Portfolio Management, Analysis, Business Strategy, Data Analysis, Supply Chain Management, Logistics, Market Analysis
Education
University of California, Irvine - The Paul Merage School of Business 2012 — 2014
Master of Business Administration (MBA), Finance and Financial Management Services, 3.8
Xiamen University 2005 — 2009
bachelor, Statistics
The Office of the Chief Investment Officer of the Regents, University of California July 2014 - Present
Roth Capital Partners July 2013 - June 2014
DHL GLOBAL FORWARDING April 2010 - August 2012
DHL July 2009 - April 2010
Skills
Business Development, Air Freight, International Logistics, New Business Development, Freight Forwarding, Forecasting, Financial Analysis, Valuation, Financial Modeling, Portfolio Management, Analysis, Business Strategy, Data Analysis, Supply Chain Management, Logistics, Market Analysis
Education
University of California, Irvine - The Paul Merage School of Business 2012 — 2014
Master of Business Administration (MBA), Finance and Financial Management Services, 3.8
Xiamen University 2005 — 2009
bachelor, Statistics
Leslie Calhoun's Roth Capital Partners Experience 2002 - 2005
Job Chief Investment Officer, Chief Compliance Officer
Industry Financial Services
Experience
Optivest, Inc. March 2007 - Present
Roth Capital Partners 2002 - 2005
Skills
Investment Management, Registered Investment..., Financial Management, Financial Advisory, Exit Strategies, Wealth Management, Succession Planning, Wealth Preservation, Investment Advisory, Investments, Alternative Investments, Real Estate Investment, Private Placements, Retirement Planning, Retirement Income..., Series 7, Series 63, Securities, Portfolio Management, Series 65, Series 24
Education
University of Louisville 1984 — 1989
Bachelor of Arts (B.A.)
University of Louisville
BA, English
Optivest, Inc. March 2007 - Present
Roth Capital Partners 2002 - 2005
Skills
Investment Management, Registered Investment..., Financial Management, Financial Advisory, Exit Strategies, Wealth Management, Succession Planning, Wealth Preservation, Investment Advisory, Investments, Alternative Investments, Real Estate Investment, Private Placements, Retirement Planning, Retirement Income..., Series 7, Series 63, Securities, Portfolio Management, Series 65, Series 24
Education
University of Louisville 1984 — 1989
Bachelor of Arts (B.A.)
University of Louisville
BA, English
Gordon Fallone's Roth Capital Partners Experience January 2013 - Present
Job Managing Director Venture Finance Group at Roth Capital Partners
Industry Venture Capital & Private Equity
Experience
Roth Capital Partners January 2013 - Present
Advanced Equities Inc. June 2007 - November 2012
Education
University of Connecticut 1982 — 1986
Bachelor of Science (BS), Finance, General
Roth Capital Partners January 2013 - Present
Advanced Equities Inc. June 2007 - November 2012
Education
University of Connecticut 1982 — 1986
Bachelor of Science (BS), Finance, General
Jessica Rae Schwimmer Jessica Rae Schwimmer's Roth Capital Partners Experience April 2013 - May 2013
Job Lead Channel Manager, AT&T Leadership Development Program
Industry Telecommunications
Experience
AT&T July 2015 - Present
AT&T July 2014 - July 2015
UC Irvine The Paul Merage School of Business September 2012 - June 2014
Dish Digital, LLC June 2013 - September 2013
Roth Capital Partners April 2013 - May 2013
La Comunidad de Madrid October 2011 - July 2012
David Weise and Associates June 2008 - September 2008
Skills
Team Leadership, Oral & Written..., Opportunity Recognition, Strategic Thinking, Conflict Tolerance, Teamwork, Comfort with Differences, Multicultural..., Delegation, Work Ethic, Multiple Focus, Action-orientation, Market Analysis, Microsoft Excel, Financial Modeling, Strategy, Leadership, Project Management, Data Analysis, Training, Marketing, Business Strategy
Education
UCI Paul Merage School of Business 2012 — 2014
Master of Business Administration (MBA), Strategy & Entrepreneurship
UC Santa Barbara 2007 — 2011
Bachelor of Arts (B.A.), Global and International Studies, Spanish
Universidad Complutense de Madrid 2009 — 2010
Spanish Language and Literature
Grover Cleveland High School
AT&T July 2015 - Present
AT&T July 2014 - July 2015
UC Irvine The Paul Merage School of Business September 2012 - June 2014
Dish Digital, LLC June 2013 - September 2013
Roth Capital Partners April 2013 - May 2013
La Comunidad de Madrid October 2011 - July 2012
David Weise and Associates June 2008 - September 2008
Skills
Team Leadership, Oral & Written..., Opportunity Recognition, Strategic Thinking, Conflict Tolerance, Teamwork, Comfort with Differences, Multicultural..., Delegation, Work Ethic, Multiple Focus, Action-orientation, Market Analysis, Microsoft Excel, Financial Modeling, Strategy, Leadership, Project Management, Data Analysis, Training, Marketing, Business Strategy
Education
UCI Paul Merage School of Business 2012 — 2014
Master of Business Administration (MBA), Strategy & Entrepreneurship
UC Santa Barbara 2007 — 2011
Bachelor of Arts (B.A.), Global and International Studies, Spanish
Universidad Complutense de Madrid 2009 — 2010
Spanish Language and Literature
Grover Cleveland High School
David Crosson David Crosson's Roth Capital Partners Experience May 2012 - August 2012
Job Financial Analyst at Houlihan Lokey
Industry Financial Services
Experience
Analysis Group May 2013 - August 2013
Roth Capital Partners May 2012 - August 2012
State Farm Insurance May 2011 - August 2011
Knott's Berry Farm June 2010 - August 2010
Education
Yale University 2010 — 2014
Bachelor of Arts (B.A.)
Università Commerciale 'Luigi Bocconi' / Bocconi University 2012 — 2012
Term Abroad
Servite High School 2006 — 2010
High School Diploma with Distinction
Analysis Group May 2013 - August 2013
Roth Capital Partners May 2012 - August 2012
State Farm Insurance May 2011 - August 2011
Knott's Berry Farm June 2010 - August 2010
Education
Yale University 2010 — 2014
Bachelor of Arts (B.A.)
Università Commerciale 'Luigi Bocconi' / Bocconi University 2012 — 2012
Term Abroad
Servite High School 2006 — 2010
High School Diploma with Distinction
Jack Jennings Jack Jennings's Roth Capital Partners Experience August 2014 - June 2015
Job Sands Investment Group
Industry Investment Management
Experience
Sands Investment Group January 2015 - Present
Sky Holding Company, LLC June 2015 - August 2015
Roth Capital Partners August 2014 - June 2015
Sky Holding Company, LLC June 2014 - August 2014
Roth Capital Partners August 2013 - March 2014
MDB Capital Group May 2013 - August 2013
Romney for President January 2012 - January 2012
Hollywood Studios Holdings May 2011 - August 2011
Skills
Financial Analysis, Financial Modeling, Valuation, Microsoft Excel, PowerPoint, Market Research, Microsoft Office, Due Diligence, Finance, Investments, Social Media, Corporate Finance, Investment Banking, Microsoft Word, Social Networking
Education
University of Southern California 2012 — 2016
Bachelor of Science (B.S.), Public Policy and Development - Real Estate
Brentwood High School 2008 — 2012
High School, Business/Managerial Economics
Sands Investment Group January 2015 - Present
Sky Holding Company, LLC June 2015 - August 2015
Roth Capital Partners August 2014 - June 2015
Sky Holding Company, LLC June 2014 - August 2014
Roth Capital Partners August 2013 - March 2014
MDB Capital Group May 2013 - August 2013
Romney for President January 2012 - January 2012
Hollywood Studios Holdings May 2011 - August 2011
Skills
Financial Analysis, Financial Modeling, Valuation, Microsoft Excel, PowerPoint, Market Research, Microsoft Office, Due Diligence, Finance, Investments, Social Media, Corporate Finance, Investment Banking, Microsoft Word, Social Networking
Education
University of Southern California 2012 — 2016
Bachelor of Science (B.S.), Public Policy and Development - Real Estate
Brentwood High School 2008 — 2012
High School, Business/Managerial Economics
Scott Morita's Roth Capital Partners Experience July 2013 - May 2014
Job IBM Client Executive Walmart Global Account Team
Industry Information Technology and Services
Experience
IBM December 2014 - Present
IBM July 2014 - December 2014
Roth Capital Partners July 2013 - May 2014
Panasonic Avionics Corporation October 2011 - June 2013
Pankow Builders July 2008 - July 2011
Skills
Project Management, Analysis, Procurement, Engineering, Project Engineering, Operations Management, AutoCAD, Microsoft Office, Microsoft Excel, CAD, Management, PowerPoint, Solidworks, Outlook, Photoshop, Proposal Writing, Submittals, Lean Manufacturing, Six Sigma, Project Planning, RFI, MS Project, Project Estimation, Project Coordination, Process Scheduler, Contract Management, Leadership, Microsoft Project
Education
University of California, Irvine - The Paul Merage School of Business 2010 — 2014
Master of Business Administration (MBA), Finance, Marketing, Strategy
University of California, Berkeley 2004 — 2008
Bachelor of Science (BS), Civil Engineering
IBM December 2014 - Present
IBM July 2014 - December 2014
Roth Capital Partners July 2013 - May 2014
Panasonic Avionics Corporation October 2011 - June 2013
Pankow Builders July 2008 - July 2011
Skills
Project Management, Analysis, Procurement, Engineering, Project Engineering, Operations Management, AutoCAD, Microsoft Office, Microsoft Excel, CAD, Management, PowerPoint, Solidworks, Outlook, Photoshop, Proposal Writing, Submittals, Lean Manufacturing, Six Sigma, Project Planning, RFI, MS Project, Project Estimation, Project Coordination, Process Scheduler, Contract Management, Leadership, Microsoft Project
Education
University of California, Irvine - The Paul Merage School of Business 2010 — 2014
Master of Business Administration (MBA), Finance, Marketing, Strategy
University of California, Berkeley 2004 — 2008
Bachelor of Science (BS), Civil Engineering
Will Porter Will Porter's Roth Capital Partners Experience June 2003 - July 2005
Job Recruiter | Financial Services
Industry Financial Services
Experience
Willis Consulting, Inc. November 2012 - Present
CK Cooper 2009 - 2010
Roth Capital Partners June 2003 - July 2005
Seidler Companies 1998 - 2001
Cruttenden Roth 1993 - 1998
L.H. Friend, Weinress, Frankson and Presson 1989 - 1993
Kidder Peabody 1984 - 1989
Wedbush Noble and Cooke 1982 - 1984
Skills
Equities, Series 7, Equity Research, Series 63, Investment Banking, Capital Markets, Investments, Bloomberg, Financial Modeling, Valuation, Equity Valuation, Hedge Funds, Equity Trading, Portfolio Management, Alternative Investments, Executive Search
Education
University of California, Santa Barbara 1979 — 1982
Bachelor of Science (BS), Business/Economics
Willis Consulting, Inc. November 2012 - Present
CK Cooper 2009 - 2010
Roth Capital Partners June 2003 - July 2005
Seidler Companies 1998 - 2001
Cruttenden Roth 1993 - 1998
L.H. Friend, Weinress, Frankson and Presson 1989 - 1993
Kidder Peabody 1984 - 1989
Wedbush Noble and Cooke 1982 - 1984
Skills
Equities, Series 7, Equity Research, Series 63, Investment Banking, Capital Markets, Investments, Bloomberg, Financial Modeling, Valuation, Equity Valuation, Hedge Funds, Equity Trading, Portfolio Management, Alternative Investments, Executive Search
Education
University of California, Santa Barbara 1979 — 1982
Bachelor of Science (BS), Business/Economics
Jatin Mehta's Roth Capital Partners Experience November 2008 - December 2012
Job Institutional Equity Sales at Bloomberg Tradebook
Industry Investment Management
Experience
Bloomberg TRADEBOOK January 2014 - Present
Singular Research January 2013 - December 2013
Roth Capital Partners November 2008 - December 2012
White Residential, Inc. October 2006 - October 2008
FBR Capital Markets February 2004 - August 2006
Skills
Equity Research, Equity Valuation, Equities, Capital Markets, Investment Banking, Bloomberg, Financial Analysis, Financial Modeling, Series 7, Hedge Funds, Alternative Investments, Asset Management, Investments, Portfolio Management, Fixed Income, Private Equity, Trading, Equity Trading, Securities, Emerging Markets, Series 63, Valuation, Financial Markets, Corporate Finance, Venture Capital, Investor Relations, Bloomberg Terminal, Options, IPO
Education
University of San Francisco 2014 — 2016
Master's Degree, Master of Science in Financial Analysis
University of California, Irvine 1999 — 2004
BA, Economics and Management
Bloomberg TRADEBOOK January 2014 - Present
Singular Research January 2013 - December 2013
Roth Capital Partners November 2008 - December 2012
White Residential, Inc. October 2006 - October 2008
FBR Capital Markets February 2004 - August 2006
Skills
Equity Research, Equity Valuation, Equities, Capital Markets, Investment Banking, Bloomberg, Financial Analysis, Financial Modeling, Series 7, Hedge Funds, Alternative Investments, Asset Management, Investments, Portfolio Management, Fixed Income, Private Equity, Trading, Equity Trading, Securities, Emerging Markets, Series 63, Valuation, Financial Markets, Corporate Finance, Venture Capital, Investor Relations, Bloomberg Terminal, Options, IPO
Education
University of San Francisco 2014 — 2016
Master's Degree, Master of Science in Financial Analysis
University of California, Irvine 1999 — 2004
BA, Economics and Management
Joshua Buffham Joshua Buffham's Roth Capital Partners Experience April 2013 - May 2013
Job Production Supervisor, UH60 Pilot, MBA
Industry Aviation & Aerospace
Experience
Senior Aerospace SSP December 2014 - Present
California Army National Guard July 2014 - Present
Donut Junkie, LLC January 2009 - Present
Rockwell Collins June 2013 - December 2013
Roth Capital Partners April 2013 - May 2013
US Army June 2005 - November 2012
N&J Services September 1999 - December 2003
Skills
Army, Helicopters, Military Operations, Military, Military Experience, Security Clearance, Operational Planning, DoD, Defense, Government, Aviation, Counterterrorism, National Security, Top Secret, Organizational..., Force Protection, Emergency Management, Program Management
Education
University of California, Irvine - The Paul Merage School of Business 2012 — 2014
Master of Business Administration (MBA)
Flight Safety International 2005 — 2005
Private Pilot License
University of Minnesota-Twin Cities 1999 — 2003
Bachelor of Arts (B.A.), English
Senior Aerospace SSP December 2014 - Present
California Army National Guard July 2014 - Present
Donut Junkie, LLC January 2009 - Present
Rockwell Collins June 2013 - December 2013
Roth Capital Partners April 2013 - May 2013
US Army June 2005 - November 2012
N&J Services September 1999 - December 2003
Skills
Army, Helicopters, Military Operations, Military, Military Experience, Security Clearance, Operational Planning, DoD, Defense, Government, Aviation, Counterterrorism, National Security, Top Secret, Organizational..., Force Protection, Emergency Management, Program Management
Education
University of California, Irvine - The Paul Merage School of Business 2012 — 2014
Master of Business Administration (MBA)
Flight Safety International 2005 — 2005
Private Pilot License
University of Minnesota-Twin Cities 1999 — 2003
Bachelor of Arts (B.A.), English
Hadley Rokicki's Roth Capital Partners Experience May 2008 - August 2008
Job Manager of Investor Relations & Treasury at The WhiteWave Foods Company
Industry Consumer Goods
Experience
The WhiteWave Foods Company June 2014 - Present
The Blueshirt Group January 2012 - June 2014
Piper Jaffray September 2010 - December 2011
Oppenheimer Asset Management May 2009 - August 2009
Roth Capital Partners May 2008 - August 2008
Roth Capital Partners June 2007 - August 2007
Skills
Excel, PowerPoint, Valuation, Research, Equities, Investor Relations, Financial Modeling, Corporate Finance, Equity Research, Marketing, Financial Analysis
Education
University of Southern California
B.S. Business Administration, Finance
University of Southern California - Marshall School of Business
B.S. Business Administration
The WhiteWave Foods Company June 2014 - Present
The Blueshirt Group January 2012 - June 2014
Piper Jaffray September 2010 - December 2011
Oppenheimer Asset Management May 2009 - August 2009
Roth Capital Partners May 2008 - August 2008
Roth Capital Partners June 2007 - August 2007
Skills
Excel, PowerPoint, Valuation, Research, Equities, Investor Relations, Financial Modeling, Corporate Finance, Equity Research, Marketing, Financial Analysis
Education
University of Southern California
B.S. Business Administration, Finance
University of Southern California - Marshall School of Business
B.S. Business Administration
Rick Hult's Roth Capital Partners Experience August 2004 - June 2011
Job Equity Trader: Williamson Fund, Napeague Capital
Industry Financial Services
Experience
Williamson Fund/ Napeague Capital January 2013 - Present
Roth Capital Partners August 2004 - June 2011
Thomas Wiesel Partners August 2003 - September 2004
Bank of America Securities October 1997 - August 2003
Skills
Corporate Finance, Customer Service, Private Equity, Bloomberg, Trading, Series 63, Equity Trading, Equity Research, Capital Markets, Hedge Funds, Financial Modeling, Portfolio Management, FINRA, Equities, Financial Analysis, Investments, Valuation, Series 7, Securities, Investment Banking, Alternative Investments, Options, Equity Valuation, Fixed Income, Financial Markets
Education
UC Santa Barbara
Williamson Fund/ Napeague Capital January 2013 - Present
Roth Capital Partners August 2004 - June 2011
Thomas Wiesel Partners August 2003 - September 2004
Bank of America Securities October 1997 - August 2003
Skills
Corporate Finance, Customer Service, Private Equity, Bloomberg, Trading, Series 63, Equity Trading, Equity Research, Capital Markets, Hedge Funds, Financial Modeling, Portfolio Management, FINRA, Equities, Financial Analysis, Investments, Valuation, Series 7, Securities, Investment Banking, Alternative Investments, Options, Equity Valuation, Fixed Income, Financial Markets
Education
UC Santa Barbara
Amy Zhao Amy Zhao's Roth Capital Partners Experience March 2013 - June 2013
Job MBA Candidate Class of 2014 | The Paul Merage School of Business, UC Irvine; Finance Intern at Beckman Coulter
Industry Medical Devices
Experience
Beckman Coulter August 2014 - Present
Beckman Coulter June 2013 - June 2014
Roth Capital Partners March 2013 - June 2013
Thermaltake USA Inc August 2011 - August 2012
Skills
Accounting, Close Attention to..., Microsoft Office, Oracle Applications, Financial Reporting, Independent Thinking, Self-starter, Corporate Finance, Data Analysis, Analysis, Finance, Strategy, Financial Modeling, Forecasting, PowerPoint, Business Strategy, Financial Analysis, Microsoft Excel
Education
University of California, Irvine - The Paul Merage School of Business 2012 — 2014
Master of Business Administration (MBA), Business Administration and Management, General
University of California, Santa Barbara 2007 — 2011
Bachelor's degree, economics, 3.72
Beckman Coulter August 2014 - Present
Beckman Coulter June 2013 - June 2014
Roth Capital Partners March 2013 - June 2013
Thermaltake USA Inc August 2011 - August 2012
Skills
Accounting, Close Attention to..., Microsoft Office, Oracle Applications, Financial Reporting, Independent Thinking, Self-starter, Corporate Finance, Data Analysis, Analysis, Finance, Strategy, Financial Modeling, Forecasting, PowerPoint, Business Strategy, Financial Analysis, Microsoft Excel
Education
University of California, Irvine - The Paul Merage School of Business 2012 — 2014
Master of Business Administration (MBA), Business Administration and Management, General
University of California, Santa Barbara 2007 — 2011
Bachelor's degree, economics, 3.72
Victor Griego Victor Griego's Roth Capital Partners Experience February 1993 - September 2001
Job Investment Banker
Industry Financial Services
Experience
Finac International, Inc. Vice PresidentMosaic CapitalAugust 2011 - July 2012
Sutra Manageement 2004 - 2005
WestPark Capital, Inc. 2003 - 2004
CB Capital Partners 2001 - 2003
Roth Capital Partners February 1993 - September 2001
Skills
Venture Capital, Valuation, Mergers, Private Placements, Equities, IPO, Investments, Private Equity, Franchising, Capital Markets, Investment Banking, Financial Advisory, Strategy, Entrepreneurship, Capital, Public Companies, Hedge Funds, Asset Allocation, Securities, Due Diligence, Finance, Investor Relations, Banking, Negotiation, Corporate Finance, Financial Modeling, Mergers & Acquisitions, Project Finance, Start-ups, Portfolio Management, Trading, Joint Ventures, Capital Raising, Corporate Development, Asset Management, Restructuring, M&A experience, LBO, Angel Investing, Alternative Investments, Structured Finance, Divestitures, Executive Management, Equity Research, Financial Markets, Emerging Markets, Deal Sourcing, Equity Capital Markets, Funding, Business Valuation
Education
University of California, Irvine 1996 — 2000
BS, Physics
Finac International, Inc. Vice PresidentMosaic CapitalAugust 2011 - July 2012
Sutra Manageement 2004 - 2005
WestPark Capital, Inc. 2003 - 2004
CB Capital Partners 2001 - 2003
Roth Capital Partners February 1993 - September 2001
Skills
Venture Capital, Valuation, Mergers, Private Placements, Equities, IPO, Investments, Private Equity, Franchising, Capital Markets, Investment Banking, Financial Advisory, Strategy, Entrepreneurship, Capital, Public Companies, Hedge Funds, Asset Allocation, Securities, Due Diligence, Finance, Investor Relations, Banking, Negotiation, Corporate Finance, Financial Modeling, Mergers & Acquisitions, Project Finance, Start-ups, Portfolio Management, Trading, Joint Ventures, Capital Raising, Corporate Development, Asset Management, Restructuring, M&A experience, LBO, Angel Investing, Alternative Investments, Structured Finance, Divestitures, Executive Management, Equity Research, Financial Markets, Emerging Markets, Deal Sourcing, Equity Capital Markets, Funding, Business Valuation
Education
University of California, Irvine 1996 — 2000
BS, Physics
Da Che's Roth Capital Partners Experience July 2011 - August 2011
Job Asset Management Analyst at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan May 2013 - Present
UBS Investment Bank 2012 - 2012
Roth Capital Partners July 2011 - August 2011
IL Hedge Investments May 2011 - July 2011
Helios Capital Management Co. Ltd. June 2010 - July 2010
Morgan Stanley October 2008 - December 2008
Skills
Excel, Matlab, JMP, Corporate Finance, Financial Modeling, Microsoft Excel, Valuation, VBA
Education
University of Pennsylvania - The Wharton School 2009 — 2013
BS, FINANCE
J.P. Morgan May 2013 - Present
UBS Investment Bank 2012 - 2012
Roth Capital Partners July 2011 - August 2011
IL Hedge Investments May 2011 - July 2011
Helios Capital Management Co. Ltd. June 2010 - July 2010
Morgan Stanley October 2008 - December 2008
Skills
Excel, Matlab, JMP, Corporate Finance, Financial Modeling, Microsoft Excel, Valuation, VBA
Education
University of Pennsylvania - The Wharton School 2009 — 2013
BS, FINANCE
Mike Beverly Mike Beverly's Roth Capital Partners Experience April 2011 - June 2011
Job Director of Development at PsomasFMG
Industry Renewables & Environment
Experience
PFMG Solar January 2014 - Present
PFMG Solar June 2012 - Present
Intelligent Energy January 2012 - April 2012
Quantum Technologies June 2011 - August 2011
Roth Capital Partners April 2011 - June 2011
CIGNA Healthcare January 2008 - September 2010
Skills
Excel, Sales Presentations, Market Research, Financial Modeling, Solar, Renewable Energy, Energy, Market Analysis
Education
University of California, Irvine - The Paul Merage School of Business 2010 — 2012
Masters in Business Adminstration, Finance/ Strategy
University of Arizona, The Eller College of Management 2003 — 2007
Bachelor of Science, Business Administration - Finance
PFMG Solar January 2014 - Present
PFMG Solar June 2012 - Present
Intelligent Energy January 2012 - April 2012
Quantum Technologies June 2011 - August 2011
Roth Capital Partners April 2011 - June 2011
CIGNA Healthcare January 2008 - September 2010
Skills
Excel, Sales Presentations, Market Research, Financial Modeling, Solar, Renewable Energy, Energy, Market Analysis
Education
University of California, Irvine - The Paul Merage School of Business 2010 — 2012
Masters in Business Adminstration, Finance/ Strategy
University of Arizona, The Eller College of Management 2003 — 2007
Bachelor of Science, Business Administration - Finance
Rishabh Sharma's Roth Capital Partners Experience September 2013 - May 2015
Job Experienced Professional Looking for Oil/Gas Analyst position
Industry Oil & Energy
Experience
Roth Capital Partners September 2013 - May 2015
Accenture August 2011 - September 2014
PDPU August 2007 - June 2011
Skills
Petroleum Engineering, SAP MDM, English, Hindi, Gujarati, Energy Industry, Petroleum, Reservoir Simulation, Upstream, Energy, Geology, Offshore Drilling, Oil/Gas, Oil & Gas, Reservoir Engineering, Microsoft Office, Engineering, Analysis, Matlab
Education
University of Houston 2013 — 2015
Master of Science (M.S.), Petroleum Engineering
Pandit Deendayal Petroleum University 2007 — 2011
B.Tech, Petroleum
Bhartiya Vidya Bhavan, Baroda 1993 — 2007
Roth Capital Partners September 2013 - May 2015
Accenture August 2011 - September 2014
PDPU August 2007 - June 2011
Skills
Petroleum Engineering, SAP MDM, English, Hindi, Gujarati, Energy Industry, Petroleum, Reservoir Simulation, Upstream, Energy, Geology, Offshore Drilling, Oil/Gas, Oil & Gas, Reservoir Engineering, Microsoft Office, Engineering, Analysis, Matlab
Education
University of Houston 2013 — 2015
Master of Science (M.S.), Petroleum Engineering
Pandit Deendayal Petroleum University 2007 — 2011
B.Tech, Petroleum
Bhartiya Vidya Bhavan, Baroda 1993 — 2007
John Brictson John Brictson's Roth Capital Partners Experience April 2014 - March 2015
Job Assistant Vice President, Consumer Lending CCAR Financial Analyst at Union Bank
Industry Financial Services
Experience
Union Bank August 2015 - Present
Labrador Capital January 2015 - July 2015
Headwaters MB March 2015 - June 2015
UC Irvine October 2014 - June 2015
Roth Capital Partners April 2014 - March 2015
The Law Office of Timothy L. Brictson September 2012 - October 2013
AKT CPAs, Advisors, Consultants November 2010 - September 2012
TGG Accounting February 2010 - November 2010
Leaf & Cole, LLP June 2009 - August 2009
Skills
Accounting, Financial Analysis, Financial Modeling, QuickBooks, Corporate Finance, Financial Audits, Cross-functional Team..., Teamwork, Finance, Auditing, Financial Accounting, Marketing, Strategic Planning, Statistics, Property Management, Argus Modeling, Microsoft Excel, Data Analysis, Valuation, Due Diligence, Financial Reporting, CPA
Education
University of California, Irvine 2013 — 2015
Master of Business Administration (MBA)
University of California, Santa Cruz 2006 — 2009
Bachelor of Arts (BA), Business Management Economics with an emphasis in accounting
The Bishop's School
High School
Union Bank August 2015 - Present
Labrador Capital January 2015 - July 2015
Headwaters MB March 2015 - June 2015
UC Irvine October 2014 - June 2015
Roth Capital Partners April 2014 - March 2015
The Law Office of Timothy L. Brictson September 2012 - October 2013
AKT CPAs, Advisors, Consultants November 2010 - September 2012
TGG Accounting February 2010 - November 2010
Leaf & Cole, LLP June 2009 - August 2009
Skills
Accounting, Financial Analysis, Financial Modeling, QuickBooks, Corporate Finance, Financial Audits, Cross-functional Team..., Teamwork, Finance, Auditing, Financial Accounting, Marketing, Strategic Planning, Statistics, Property Management, Argus Modeling, Microsoft Excel, Data Analysis, Valuation, Due Diligence, Financial Reporting, CPA
Education
University of California, Irvine 2013 — 2015
Master of Business Administration (MBA)
University of California, Santa Cruz 2006 — 2009
Bachelor of Arts (BA), Business Management Economics with an emphasis in accounting
The Bishop's School
High School
Rob DeBorde Rob DeBorde's Roth Capital Partners Experience June 2013 - July 2013
Job Audit Staff at Deloitte
Industry Accounting
Experience
Deloitte September 2015 - Present
The Brady Companies March 2014 - August 2014
The Coca-Cola Company May 2011 - August 2013
Roth Capital Partners June 2013 - July 2013
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Photoshop, Public Speaking, Access, Retail, Budgets, Inventory Management
Education
University of San Diego 2010 — 2015
Master's degree, Accounting
Deloitte September 2015 - Present
The Brady Companies March 2014 - August 2014
The Coca-Cola Company May 2011 - August 2013
Roth Capital Partners June 2013 - July 2013
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Photoshop, Public Speaking, Access, Retail, Budgets, Inventory Management
Education
University of San Diego 2010 — 2015
Master's degree, Accounting
Tim Loon Tim Loon's Roth Capital Partners Experience March 2012 - March 2013
Job Project Manager Business Strategy & Development at Southern California Gas Company (SoCalGas)
Industry Utilities
Experience
Southern California Gas Company (SoCalGas) September 2014 - Present
Electronic Arts (EA) September 2013 - September 2014
Roth Capital Partners March 2012 - March 2013
Cisco Systems June 2012 - September 2012
Covidien October 2010 - July 2011
Northrop Grumman Mission Systems June 2007 - September 2010
Collegeworks Painting November 2002 - September 2003
Skills
Financial Modeling, Cross-functional Team..., Strategy, Analysis, Process Improvement, Program Management, Financial Analysis, Start-ups, Project Management, Finance, Market Research, Marketing Strategy, Budgets, Forecasting, Data Analysis, Operations Management, Mergers & Acquisitions
Education
University of California, San Diego - The Rady School of Management 2011 — 2013
MBA
University of California, Los Angeles 2002 — 2007
BS, Mechanical Engineering
Southern California Gas Company (SoCalGas) September 2014 - Present
Electronic Arts (EA) September 2013 - September 2014
Roth Capital Partners March 2012 - March 2013
Cisco Systems June 2012 - September 2012
Covidien October 2010 - July 2011
Northrop Grumman Mission Systems June 2007 - September 2010
Collegeworks Painting November 2002 - September 2003
Skills
Financial Modeling, Cross-functional Team..., Strategy, Analysis, Process Improvement, Program Management, Financial Analysis, Start-ups, Project Management, Finance, Market Research, Marketing Strategy, Budgets, Forecasting, Data Analysis, Operations Management, Mergers & Acquisitions
Education
University of California, San Diego - The Rady School of Management 2011 — 2013
MBA
University of California, Los Angeles 2002 — 2007
BS, Mechanical Engineering
David Shawn Rogers's Roth Capital Partners Experience January 2013 - August 2015
Job Principal at R7 Partners
Industry Venture Capital & Private Equity
Experience
R7 Partners August 2015 - Present
Roth Capital Partners January 2013 - August 2015
Advanced Equities December 2008 - January 2013
Advanced Equities October 2007 - December 2008
First Allied Securities March 2006 - October 2007
Citigroup March 2003 - February 2006
Cellpoint Inc, January 2002 - February 2003
Skills
Salesforce.com, Quickbooks, Microsoft Office, Venture Capital, Private Equity, Start-ups, Mergers, Investments, Asset Managment, Strategic Planning, New Business Development, Business Strategy, Due Diligence, Equities, Entrepreneurship, Business Development, Financial Analysis, Marketing, Investment Banking, Alternative Investments, Series 7, Management, Investor Relations
Education
University of Illinois at Urbana-Champaign 1996 — 1998
BA, Economics, LAS
R7 Partners August 2015 - Present
Roth Capital Partners January 2013 - August 2015
Advanced Equities December 2008 - January 2013
Advanced Equities October 2007 - December 2008
First Allied Securities March 2006 - October 2007
Citigroup March 2003 - February 2006
Cellpoint Inc, January 2002 - February 2003
Skills
Salesforce.com, Quickbooks, Microsoft Office, Venture Capital, Private Equity, Start-ups, Mergers, Investments, Asset Managment, Strategic Planning, New Business Development, Business Strategy, Due Diligence, Equities, Entrepreneurship, Business Development, Financial Analysis, Marketing, Investment Banking, Alternative Investments, Series 7, Management, Investor Relations
Education
University of Illinois at Urbana-Champaign 1996 — 1998
BA, Economics, LAS
Kenny Zhu Kenny Zhu's Roth Capital Partners Experience August 2014 - Present
Job Associate at Roth Capital Partners
Industry Investment Banking
Experience
Roth Capital Partners August 2014 - Present
Roth Capital Partners March 2012 - Present
Delta Sigma Pi - Pi Sigma Chapter November 2010 - June 2011
Roth Capital Partners May 2010 - March 2011
Legarza Basketball Camp June 2005 - August 2007
Kumon Learning Center October 2006 - February 2007
Skills
Excel, PowerPoint, Word, Team Management, Financial Analysis, Team Leadership, Microsoft Excel, Microsoft Word, Outlook, Time Management, Analysis, Financial Modeling, Marketing
Education
University of California, Irvine 2007 — 2011
B.A., Business Economics
Roth Capital Partners August 2014 - Present
Roth Capital Partners March 2012 - Present
Delta Sigma Pi - Pi Sigma Chapter November 2010 - June 2011
Roth Capital Partners May 2010 - March 2011
Legarza Basketball Camp June 2005 - August 2007
Kumon Learning Center October 2006 - February 2007
Skills
Excel, PowerPoint, Word, Team Management, Financial Analysis, Team Leadership, Microsoft Excel, Microsoft Word, Outlook, Time Management, Analysis, Financial Modeling, Marketing
Education
University of California, Irvine 2007 — 2011
B.A., Business Economics
John G. Jack Myers John G. Jack Myers's Roth Capital Partners Experience 1993 - 1995
Job CIM Securities, LLC (FINRA / SiPC)
Industry Investment Banking
Experience
JG Myers & Company June 2008 - April 2009
Capital Growth Resources Inc. April 2006 - May 2008
WestPark Capital, Inc. September 2003 - March 2006
Roth Capital Partners 1993 - 1995
Education
University of California, Los Angeles 1989 — 1995
JG Myers & Company June 2008 - April 2009
Capital Growth Resources Inc. April 2006 - May 2008
WestPark Capital, Inc. September 2003 - March 2006
Roth Capital Partners 1993 - 1995
Education
University of California, Los Angeles 1989 — 1995
Sam Vong's Roth Capital Partners Experience September 2013 - December 2013
Job Investment Analyst at Pintar Investment Company
Industry Investment Banking
Experience
Pintar Investment Company December 2014 - Present
Eureka Capital Markets, LLC June 2014 - December 2014
Eureka Capital Markets, LLC January 2014 - June 2014
Roth Capital Partners September 2013 - December 2013
UCI Student Managed Investment Fund (SMIF) November 2012 - December 2013
Sidoxia Capital Management, LLC November 2012 - July 2013
Speculative Trading and Arbitrary Team January 2011 - December 2012
Abraham Lincoln High School June 2010 - September 2010
Chinatown Workforce Center January 2010 - June 2010
Lincoln High Varsity Boy Volleyball Team January 2007 - June 2010
Skills
Investments, Equities, Corporate Finance, Financial Modeling, Portfolio Management, Finance, Valuation, Economics, Bloomberg, Equity/Option trading, Derivatives, Due Diligence, Investment Banking, Mergers & Acquisitions, Bloomberg Terminal, Currency Exchange, Real Estate
Education
University of California, Irvine 2010 — 2014
Bachelor of Science (BS), Business Economics
Abraham Lincoln High School 2006 — 2010
High School Diploma
Pintar Investment Company December 2014 - Present
Eureka Capital Markets, LLC June 2014 - December 2014
Eureka Capital Markets, LLC January 2014 - June 2014
Roth Capital Partners September 2013 - December 2013
UCI Student Managed Investment Fund (SMIF) November 2012 - December 2013
Sidoxia Capital Management, LLC November 2012 - July 2013
Speculative Trading and Arbitrary Team January 2011 - December 2012
Abraham Lincoln High School June 2010 - September 2010
Chinatown Workforce Center January 2010 - June 2010
Lincoln High Varsity Boy Volleyball Team January 2007 - June 2010
Skills
Investments, Equities, Corporate Finance, Financial Modeling, Portfolio Management, Finance, Valuation, Economics, Bloomberg, Equity/Option trading, Derivatives, Due Diligence, Investment Banking, Mergers & Acquisitions, Bloomberg Terminal, Currency Exchange, Real Estate
Education
University of California, Irvine 2010 — 2014
Bachelor of Science (BS), Business Economics
Abraham Lincoln High School 2006 — 2010
High School Diploma
Jayson Schroeder Jayson Schroeder's Roth Capital Partners Experience August 2005 - April 2011
Job Capital Markets Analyst at Euro Pacific Capital
Industry Financial Services
Experience
Euro Pacific Capital November 2013 - Present
Euro Pacific Capital April 2011 - October 2013
Roth Capital Partners August 2005 - April 2011
University of Oregon September 2001 - August 2005
Skills
Equities, Series 7, Series 63, Equity Trading, Equity Valuation, Economics, Uniform Combined State..., Hedge Funds, Securities, International Equities, Global Macro, Monetary Theory, Series 66, Series 65, Marketing, Series 79 - Investment..., Capital Markets, Investments, Investment Banking, Corporate Finance, Financial Modeling
Education
University of Oregon 2001 — 2005
B.S., Economics, Business Administration
Euro Pacific Capital November 2013 - Present
Euro Pacific Capital April 2011 - October 2013
Roth Capital Partners August 2005 - April 2011
University of Oregon September 2001 - August 2005
Skills
Equities, Series 7, Series 63, Equity Trading, Equity Valuation, Economics, Uniform Combined State..., Hedge Funds, Securities, International Equities, Global Macro, Monetary Theory, Series 66, Series 65, Marketing, Series 79 - Investment..., Capital Markets, Investments, Investment Banking, Corporate Finance, Financial Modeling
Education
University of Oregon 2001 — 2005
B.S., Economics, Business Administration
Jacob Frank Jacob Frank's Roth Capital Partners Experience April 2012 - Present
Job Vice President at Roth Capital Partners
Industry Investment Banking
Experience
Roth Capital Partners April 2012 - Present
Hadley Partners, Inc. November 2011 - April 2012
Demeter Group June 2011 - August 2011
Wells Fargo October 2006 - June 2010
Skills
Financial Modeling, Valuation, Financial Analysis, Corporate Finance, Investment Banking, Finance
Education
University of Southern California - Marshall School of Business 2010 — 2012
MBA, Finance
University of Southern California 2005 — 2006
B.A., International Relations (Global Business)
Villa Park High School 1997 — 2001
Roth Capital Partners April 2012 - Present
Hadley Partners, Inc. November 2011 - April 2012
Demeter Group June 2011 - August 2011
Wells Fargo October 2006 - June 2010
Skills
Financial Modeling, Valuation, Financial Analysis, Corporate Finance, Investment Banking, Finance
Education
University of Southern California - Marshall School of Business 2010 — 2012
MBA, Finance
University of Southern California 2005 — 2006
B.A., International Relations (Global Business)
Villa Park High School 1997 — 2001
Teige Sullivan Teige Sullivan's Roth Capital Partners Experience 2008 - July 2010
Job Trader at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank 2012 - Present
Deutsche Bank June 2011 - August 2011
Roth Capital Partners 2008 - July 2010
Skills
Financial Modeling, Investment Banking, Equities, Investments, Portfolio Management
Education
University of Southern California - Marshall School of Business 2010 — 2012
Master of Business Administration (MBA), Finance
University of Southern California 2001 — 2005
BA
Deutsche Bank 2012 - Present
Deutsche Bank June 2011 - August 2011
Roth Capital Partners 2008 - July 2010
Skills
Financial Modeling, Investment Banking, Equities, Investments, Portfolio Management
Education
University of Southern California - Marshall School of Business 2010 — 2012
Master of Business Administration (MBA), Finance
University of Southern California 2001 — 2005
BA
Blueray Curtiss Blueray Curtiss's Roth Capital Partners Experience July 2009 - September 2009
Job Solar Product Manager at OneSource Distributors
Industry Renewables & Environment
Experience
OneSource Distributors July 2014 - Present
CED Greentech Orange County January 2014 - June 2014
CED GREENTECH SAN DIEGO a solar distributor November 2011 - December 2013
CED June 2010 - November 2011
U.C. San Diego Rady School of Management September 2008 - June 2010
Roth Capital Partners July 2009 - September 2009
American Peptide Company August 2005 - June 2009
Innovative Body Science August 2006 - July 2007
Skills
Lifesciences, Biotechnology, Organic Chemistry, Cleantech, Molecular Biology, Pharmaceutical Industry, Financial Modeling, Data Analysis, Project Management, Research, Commercialization, Market Research, Cross-functional Team..., Product Development, Microsoft Excel, Microsoft Office, Strategic Planning, Peptides
Education
University of California, San Diego - The Rady School of Management 2008 — 2010
MBA
University of California, Berkeley 2001 — 2004
Bachelors of Science, Chemistry
OneSource Distributors July 2014 - Present
CED Greentech Orange County January 2014 - June 2014
CED GREENTECH SAN DIEGO a solar distributor November 2011 - December 2013
CED June 2010 - November 2011
U.C. San Diego Rady School of Management September 2008 - June 2010
Roth Capital Partners July 2009 - September 2009
American Peptide Company August 2005 - June 2009
Innovative Body Science August 2006 - July 2007
Skills
Lifesciences, Biotechnology, Organic Chemistry, Cleantech, Molecular Biology, Pharmaceutical Industry, Financial Modeling, Data Analysis, Project Management, Research, Commercialization, Market Research, Cross-functional Team..., Product Development, Microsoft Excel, Microsoft Office, Strategic Planning, Peptides
Education
University of California, San Diego - The Rady School of Management 2008 — 2010
MBA
University of California, Berkeley 2001 — 2004
Bachelors of Science, Chemistry
Budd Zuckerman Budd Zuckerman's Roth Capital Partners Experience 1994 - 1998
Job President at Genesis Select
Industry Financial Services
Experience
Genesis Select 1998 - Present
Genesis Select 1998 - Present
PCMI Services - Powered by Willsub 2003 - 2014
Hanifin Imhoff 2001 - 2005
Roth Capital Partners 1994 - 1998
Sutro & Company 1982 - 1991
Skills
Investor Relations, Public executive..., Registered Broker...
Education
University of Colorado at Boulder 1976 — 1980
BS, Journalism
Dubuque Senior High School
Dubuque Senior High School
Genesis Select 1998 - Present
Genesis Select 1998 - Present
PCMI Services - Powered by Willsub 2003 - 2014
Hanifin Imhoff 2001 - 2005
Roth Capital Partners 1994 - 1998
Sutro & Company 1982 - 1991
Skills
Investor Relations, Public executive..., Registered Broker...
Education
University of Colorado at Boulder 1976 — 1980
BS, Journalism
Dubuque Senior High School
Dubuque Senior High School
Brian Alger Brian Alger's Roth Capital Partners Experience March 2015 - Present
Job Sr. Research Analyst at ROTH Capital Partners
Industry Financial Services
Experience
ROTH Capital Partners March 2015 - Present
Wedbush Securities August 2010 - February 2015
Strata Capital Management July 2006 - July 2010
Pacific Growth Equities March 2000 - July 2006
Preferred Capital Markets June 1996 - March 2000
Education
University of Colorado at Boulder 1992 — 1995
Bachelor's Degree, Finance, Minor Economics
ROTH Capital Partners March 2015 - Present
Wedbush Securities August 2010 - February 2015
Strata Capital Management July 2006 - July 2010
Pacific Growth Equities March 2000 - July 2006
Preferred Capital Markets June 1996 - March 2000
Education
University of Colorado at Boulder 1992 — 1995
Bachelor's Degree, Finance, Minor Economics
Nupur Behl's Roth Capital Partners Experience April 2014 - Present
Job Analyst at Roth Capital Partners
Industry Financial Services
Experience
Roth Capital Partners April 2014 - Present
Roth Capital Partners July 2013 - April 2014
UBS May 2012 - July 2013
World Trade Printing Co July 2012 - October 2012
Crystal Cove Wealth Management, LLC February 2012 - May 2012
Healthsource Global Staffing June 2011 - December 2011
Claire's Accessories June 2011 - September 2011
Bollywood Boutique September 2008 - September 2010
Skills
Economics, Financial Analysis, Corporate Finance, Investment Banking, Investments, Econometrics, Marketing, Financial Accounting, Microsoft Excel, PowerPoint, Microsoft Word, Management, Microsoft Office, Sales, Macroeconomics, Capital IQ, Thompson One, Finance, Statistics
Education
University of California, Irvine 2010 — 2014
Bachelor of Arts (B.A.), Business Economics, Minor in Management
American High School 2006 — 2010
Roth Capital Partners April 2014 - Present
Roth Capital Partners July 2013 - April 2014
UBS May 2012 - July 2013
World Trade Printing Co July 2012 - October 2012
Crystal Cove Wealth Management, LLC February 2012 - May 2012
Healthsource Global Staffing June 2011 - December 2011
Claire's Accessories June 2011 - September 2011
Bollywood Boutique September 2008 - September 2010
Skills
Economics, Financial Analysis, Corporate Finance, Investment Banking, Investments, Econometrics, Marketing, Financial Accounting, Microsoft Excel, PowerPoint, Microsoft Word, Management, Microsoft Office, Sales, Macroeconomics, Capital IQ, Thompson One, Finance, Statistics
Education
University of California, Irvine 2010 — 2014
Bachelor of Arts (B.A.), Business Economics, Minor in Management
American High School 2006 — 2010
Kayvon Hosseini's Roth Capital Partners Experience March 2013 - June 2013
Job Graduate Student in Petroleum Engineering
Industry Oil & Energy
Experience
Deloitte Consulting LLP June 2014 - August 2014
Student-Managed Investment Fund (SMIF) February 2013 - December 2013
Roth Capital Partners March 2013 - June 2013
The Tau Beta Pi Association, Inc. 2012 - 2013
Skills
Leadership, Research, Data Analysis, Microsoft Excel, Public Speaking, Customer Service, Analysis, PowerPoint, Petroleum Engineering, Microsoft Office, Energy, Statistics, Matlab, Teamwork, Microsoft Word, Teaching, Access, Financial Analysis, Valuation, Spanish, Project Management, C Programming, Time Management, Natural Gas, Renewable Energy, Formation Evaluation, Data Mining, Well Logging
Education
University of Southern California 2015 — 2017
Master’s Degree, Petroleum Engineering
University of California, Irvine 2010 — 2015
Bachelor of Science (B.S.), Chemical Engineering
University High School 2006 — 2010
Deloitte Consulting LLP June 2014 - August 2014
Student-Managed Investment Fund (SMIF) February 2013 - December 2013
Roth Capital Partners March 2013 - June 2013
The Tau Beta Pi Association, Inc. 2012 - 2013
Skills
Leadership, Research, Data Analysis, Microsoft Excel, Public Speaking, Customer Service, Analysis, PowerPoint, Petroleum Engineering, Microsoft Office, Energy, Statistics, Matlab, Teamwork, Microsoft Word, Teaching, Access, Financial Analysis, Valuation, Spanish, Project Management, C Programming, Time Management, Natural Gas, Renewable Energy, Formation Evaluation, Data Mining, Well Logging
Education
University of Southern California 2015 — 2017
Master’s Degree, Petroleum Engineering
University of California, Irvine 2010 — 2015
Bachelor of Science (B.S.), Chemical Engineering
University High School 2006 — 2010
Charles Culp Charles Culp's Roth Capital Partners Experience June 2013 - August 2013
Job Investment Banking Analyst at BMO Capital Markets
Industry Investment Banking
Experience
BMO Capital Markets July 2015 - Present
Innovative Entertainment August 2011 - May 2015
ROTH Capital Partners June 2013 - August 2013
Education
UC Berkeley 2011 — 2015
Bachelor of Business Administration (B.B.A.)
BMO Capital Markets July 2015 - Present
Innovative Entertainment August 2011 - May 2015
ROTH Capital Partners June 2013 - August 2013
Education
UC Berkeley 2011 — 2015
Bachelor of Business Administration (B.B.A.)
Kevin Beadles Kevin Beadles's Roth Capital Partners Experience January 2000 - June 2002
Job Director Strategic Development at O'Shares Investments
Industry Financial Services
Experience
O'Shares Investments July 2015 - Present
William O'Neil + Co. Inc. January 2014 - June 2015
Lime Brokerage, a subsidiary of Wedbush Inc. June 2011 - December 2013
Wedbush Securities and Lime Brokerage,a subsidiary of Wedbush July 2004 - December 2013
Roth Capital Partners January 2000 - June 2002
JB Oxford September 1992 - July 2000
Bank of America May 1990 - August 1992
Skills
Capital Markets, Hedge Funds, Equity Trading, Trading, Equities, Investment Banking, Financial Markets, Risk Management, Electronic Trading, Series 7, Product Management, Fixed Income, Series 63, Trading Systems, Securities, Options, Bloomberg, Derivatives, Proprietary Trading, Equity Derivatives, Exchange Connectivity, Trading Strategies, Team Leadership, Relationship Management, Networking, Connectivity, Team Management, Backtesting, Network Design, Futures, Strategy, Proprietary Software, Simulations
Education
University of Arizona 1986 — 1988
O'Shares Investments July 2015 - Present
William O'Neil + Co. Inc. January 2014 - June 2015
Lime Brokerage, a subsidiary of Wedbush Inc. June 2011 - December 2013
Wedbush Securities and Lime Brokerage,a subsidiary of Wedbush July 2004 - December 2013
Roth Capital Partners January 2000 - June 2002
JB Oxford September 1992 - July 2000
Bank of America May 1990 - August 1992
Skills
Capital Markets, Hedge Funds, Equity Trading, Trading, Equities, Investment Banking, Financial Markets, Risk Management, Electronic Trading, Series 7, Product Management, Fixed Income, Series 63, Trading Systems, Securities, Options, Bloomberg, Derivatives, Proprietary Trading, Equity Derivatives, Exchange Connectivity, Trading Strategies, Team Leadership, Relationship Management, Networking, Connectivity, Team Management, Backtesting, Network Design, Futures, Strategy, Proprietary Software, Simulations
Education
University of Arizona 1986 — 1988
Adam Krejcik Adam Krejcik's Roth Capital Partners Experience January 2008 - December 2012
Job Managing Director, Eilers Research LLC
Industry Financial Services
Experience
Eilers Research LLC March 2013 - Present
Roth Capital Partners January 2008 - December 2012
Roth Capital Partners July 2006 - July 2008
Banc of America Securities, LLC January 2005 - January 2006
Banc of America Securities, LLC January 2004 - January 2005
Skills
Equity Research, Equities, Investment Banking, Financial Modeling, Valuation, Capital Markets, Equity Valuation, Hedge Funds, Bloomberg, Investments, Portfolio Management, Financial Analysis, Corporate Finance, Alternative Investments, Fixed Income, Venture Capital, Finance, Emerging Markets, Private Equity, Financial Services, Series 7
Education
University of California, Santa Barbara 1999 — 2003
Bachelor of Arts (BA), Business/Managerial Economics
Eilers Research LLC March 2013 - Present
Roth Capital Partners January 2008 - December 2012
Roth Capital Partners July 2006 - July 2008
Banc of America Securities, LLC January 2005 - January 2006
Banc of America Securities, LLC January 2004 - January 2005
Skills
Equity Research, Equities, Investment Banking, Financial Modeling, Valuation, Capital Markets, Equity Valuation, Hedge Funds, Bloomberg, Investments, Portfolio Management, Financial Analysis, Corporate Finance, Alternative Investments, Fixed Income, Venture Capital, Finance, Emerging Markets, Private Equity, Financial Services, Series 7
Education
University of California, Santa Barbara 1999 — 2003
Bachelor of Arts (BA), Business/Managerial Economics
Richard Hoss Richard Hoss's Roth Capital Partners Experience February 2007 - September 2011
Job Senior Associate Analyst at Champlain Investment Partners, LLC
Industry Investment Management
Experience
Champlain Investment Partners, LLC July 2015 - Present
New Sheridan Advisors September 2011 - June 2015
Roth Capital Partners February 2007 - September 2011
United States Air Force June 1999 - July 2006
Education
University of Maryland 2003 — 2005
Master of Business Administration (MBA)
United States Air Force Academy 1995 — 1999
Bachelor's degree, Social Sciences
Ramona High School 1991 — 1995
High School
Champlain Investment Partners, LLC July 2015 - Present
New Sheridan Advisors September 2011 - June 2015
Roth Capital Partners February 2007 - September 2011
United States Air Force June 1999 - July 2006
Education
University of Maryland 2003 — 2005
Master of Business Administration (MBA)
United States Air Force Academy 1995 — 1999
Bachelor's degree, Social Sciences
Ramona High School 1991 — 1995
High School
Kristina Cook Kristina Cook's Roth Capital Partners Experience June 2006 - November 2006
Job Member Board of Trustees at Coronado Unified School District
Industry Education Management
Experience
Coronado Unified School District July 2015 - Present
5th Street Communications April 2014 - Present
University of Arizona March 2010 - April 2011
Girls on the Run International 2011 - 2011
Eller MBA Program, University of Arizona June 2007 - February 2010
University of San Diego November 2006 - May 2007
Roth Capital Partners June 2006 - November 2006
Eller Graduate School of Management June 2004 - June 2006
ORACLE CAPITAL ADVISORS, LTD January 2003 - June 2004
Eller Graduate School of Management April 2000 - January 2003
Skills
Business Education, Analysis, Communication Skills, Program Management, College Recruiting, Financial Modeling, Recruiting, International Relations, Student Affairs, Admissions, Strategic Planning, Public Speaking, International..., Student Recruiting, Student Development, Project Planning, Management, Project Management, Cross-functional Team..., Communication, Advising Clients, Career Development, Career Counseling, Resume Writing
Education
University of Arizona 1998 — 2000
Master of Arts, Higher Education
Thunderbird School of Global Management 1993 — 1995
Master of Business Administration (MBA), International Business...Management and Negotiation
Intern: United States Consulates Foreign Commercial Services 1994 — 1994
Master of Business Administration (MBA), International Management
University of Arizona 1988 — 1992
Bachelor of Science, Finance, Magna Cum Laude
Reno High School
Coronado Unified School District July 2015 - Present
5th Street Communications April 2014 - Present
University of Arizona March 2010 - April 2011
Girls on the Run International 2011 - 2011
Eller MBA Program, University of Arizona June 2007 - February 2010
University of San Diego November 2006 - May 2007
Roth Capital Partners June 2006 - November 2006
Eller Graduate School of Management June 2004 - June 2006
ORACLE CAPITAL ADVISORS, LTD January 2003 - June 2004
Eller Graduate School of Management April 2000 - January 2003
Skills
Business Education, Analysis, Communication Skills, Program Management, College Recruiting, Financial Modeling, Recruiting, International Relations, Student Affairs, Admissions, Strategic Planning, Public Speaking, International..., Student Recruiting, Student Development, Project Planning, Management, Project Management, Cross-functional Team..., Communication, Advising Clients, Career Development, Career Counseling, Resume Writing
Education
University of Arizona 1998 — 2000
Master of Arts, Higher Education
Thunderbird School of Global Management 1993 — 1995
Master of Business Administration (MBA), International Business...Management and Negotiation
Intern: United States Consulates Foreign Commercial Services 1994 — 1994
Master of Business Administration (MBA), International Management
University of Arizona 1988 — 1992
Bachelor of Science, Finance, Magna Cum Laude
Reno High School
justin edrington's Roth Capital Partners Experience June 2013 - August 2013
Job Implementation and Analytics Consultant at The Advisory Board Company
Industry Marketing and Advertising
Experience
The Advisory Board Company April 2015 - Present
Standard & Poor's September 2014 - April 2015
Great-West Financial June 2014 - August 2014
iCat December 2013 - May 2014
Janus Capital Group October 2013 - December 2013
Durning Lab, University of Colorado February 2013 - September 2013
BuffAcademy January 2012 - September 2013
Roth Capital Partners June 2013 - August 2013
LASP University of Colorado October 2010 - February 2013
University of Colorado Boulder August 2009 - May 2011
Skills
Microsoft Office, Salesforce.com..., Research, MySQL, Databases, Data Management, Statistics, Probability Theory, Consulting, Mathematical Modeling, Numerical Analysis, capitaliq, Microsoft Excel
Education
University of Colorado Boulder 2009 — 2014
Bachelor of Science (BS), Mathematics
Faith Christian Academy 2005 — 2009
The Advisory Board Company April 2015 - Present
Standard & Poor's September 2014 - April 2015
Great-West Financial June 2014 - August 2014
iCat December 2013 - May 2014
Janus Capital Group October 2013 - December 2013
Durning Lab, University of Colorado February 2013 - September 2013
BuffAcademy January 2012 - September 2013
Roth Capital Partners June 2013 - August 2013
LASP University of Colorado October 2010 - February 2013
University of Colorado Boulder August 2009 - May 2011
Skills
Microsoft Office, Salesforce.com..., Research, MySQL, Databases, Data Management, Statistics, Probability Theory, Consulting, Mathematical Modeling, Numerical Analysis, capitaliq, Microsoft Excel
Education
University of Colorado Boulder 2009 — 2014
Bachelor of Science (BS), Mathematics
Faith Christian Academy 2005 — 2009
John Legacki John Legacki's Roth Capital Partners Experience October 2005 - August 2007
Job Account Executive at Anaplan
Industry Computer Software
Experience
Anaplan July 2015 - Present
Clarabridge March 2014 - June 2015
GoodData October 2012 - March 2014
Oracle/RightNow Technologies October 2010 - October 2012
Auriga USA, LLC October 2009 - November 2010
Telsey Advisory Group August 2007 - September 2009
Roth Capital Partners October 2005 - August 2007
Skills
SaaS, Strategic Partnerships, Salesforce.com, CRM, New Business Development, Sales, Sales Operations, Account Management, Business Intelligence, Enterprise Software, Solution Selling, Analytics, Business Strategy, Cloud Computing, Lead Generation, Marketing Strategy, Professional Services, Sales Process, Start-ups, Strategy
Education
University of California, Santa Barbara 1997 — 2001
Anaplan July 2015 - Present
Clarabridge March 2014 - June 2015
GoodData October 2012 - March 2014
Oracle/RightNow Technologies October 2010 - October 2012
Auriga USA, LLC October 2009 - November 2010
Telsey Advisory Group August 2007 - September 2009
Roth Capital Partners October 2005 - August 2007
Skills
SaaS, Strategic Partnerships, Salesforce.com, CRM, New Business Development, Sales, Sales Operations, Account Management, Business Intelligence, Enterprise Software, Solution Selling, Analytics, Business Strategy, Cloud Computing, Lead Generation, Marketing Strategy, Professional Services, Sales Process, Start-ups, Strategy
Education
University of California, Santa Barbara 1997 — 2001
Renny Chavanikamannil Renny Chavanikamannil's Roth Capital Partners Experience 2002 - 2008
Job Managing Director, Investment Banking Syndicate Manager at IFS Securities
Industry Investment Banking
Experience
IFS Securities February 2014 - Present
Euro Pacific Capital 2011 - 2013
Roth Capital Partners 2002 - 2008
Salomon Smith Barney 1999 - 2001
Skills
Investment Banking, Valuation, Equities, Equity Research, Alternative Investments, Equity Capital Markets, Financial Analysis, Bloomberg, Capital Markets, Investments, Fixed Income, Portfolio Management, Asset Managment, Corporate Finance, Venture Capital, Finance, Private Equity, Investment Strategies, Series 63, Mergers & Acquisitions, Financial Modeling, Hedge Funds, Emerging Markets, Asset Management, Series 7, Trading, Due Diligence, Securities, Structured Finance, Equity Valuation
Education
University of California, Irvine
University of Oxford
IFS Securities February 2014 - Present
Euro Pacific Capital 2011 - 2013
Roth Capital Partners 2002 - 2008
Salomon Smith Barney 1999 - 2001
Skills
Investment Banking, Valuation, Equities, Equity Research, Alternative Investments, Equity Capital Markets, Financial Analysis, Bloomberg, Capital Markets, Investments, Fixed Income, Portfolio Management, Asset Managment, Corporate Finance, Venture Capital, Finance, Private Equity, Investment Strategies, Series 63, Mergers & Acquisitions, Financial Modeling, Hedge Funds, Emerging Markets, Asset Management, Series 7, Trading, Due Diligence, Securities, Structured Finance, Equity Valuation
Education
University of California, Irvine
University of Oxford
Breanna Elvidge Breanna Elvidge's Roth Capital Partners Experience April 2012 - June 2012
Job Sales and Product Analyst at Toyota Financial Services
Industry Financial Services
Experience
Toyota Financial Services February 2014 - Present
Toyota Financial Services August 2013 - April 2014
UC Irvine September 2012 - June 2013
Toyota Financial Services June 2012 - September 2012
ROTH Capital Partners April 2012 - June 2012
Provident Funding Associates L.P. March 2008 - March 2012
Provident Funding Associates L.P. August 2006 - March 2008
Provident Funding Associates L.P. September 2005 - August 2006
Provident Funding Associates L.P. September 2004 - September 2005
Merrill Lynch September 2003 - March 2004
Skills
Operations Management, Customer Service, Mortgage Lending, Mortgage Servicing, Mortgage Underwriting, Analysis, Financial Modeling, Cross-functional Team..., Management, Microsoft Excel, New Business Development, Data Analysis, Financial Analysis, Analytics, Finance, PowerPoint, Process Improvement, Project Management, Team Leadership
Education
University of California, Irvine - The Paul Merage School of Business 2011 — 2013
Master of Business Administration (M.B.A.), Finance, General
University of California, Los Angeles 2000 — 2004
Bachelor of Arts, International Economics
Toyota Financial Services February 2014 - Present
Toyota Financial Services August 2013 - April 2014
UC Irvine September 2012 - June 2013
Toyota Financial Services June 2012 - September 2012
ROTH Capital Partners April 2012 - June 2012
Provident Funding Associates L.P. March 2008 - March 2012
Provident Funding Associates L.P. August 2006 - March 2008
Provident Funding Associates L.P. September 2005 - August 2006
Provident Funding Associates L.P. September 2004 - September 2005
Merrill Lynch September 2003 - March 2004
Skills
Operations Management, Customer Service, Mortgage Lending, Mortgage Servicing, Mortgage Underwriting, Analysis, Financial Modeling, Cross-functional Team..., Management, Microsoft Excel, New Business Development, Data Analysis, Financial Analysis, Analytics, Finance, PowerPoint, Process Improvement, Project Management, Team Leadership
Education
University of California, Irvine - The Paul Merage School of Business 2011 — 2013
Master of Business Administration (M.B.A.), Finance, General
University of California, Los Angeles 2000 — 2004
Bachelor of Arts, International Economics
Woo-Jin Shim Woo-Jin Shim's Roth Capital Partners Experience June 2012 - September 2012
Job Financial Analyst at Qualcomm
Industry Financial Services
Experience
Qualcomm September 2013 - Present
Roth Capital Partners June 2012 - September 2012
CONNECT San Diego September 2011 - June 2012
Chandler Asset Management September 2011 - December 2011
Office of County Supervisor Ron Roberts November 2009 - September 2011
City of San Diego December 2008 - September 2009
Office of Council President Scott Peters March 2004 - December 2008
San Diegans for Scott Peters 2004 2003 - 2004
County of San Diego 2001 - 2003
Skills
Public Finance, Public Safety, Labor Issues, Public Speaking, Government Relations, Financial Accounting, Financial Analysis, Corporate Finance, Lobbying, Local Government, Local Government Finance, Financial Markets
Education
University of California, San Diego - The Rady School of Management 2010 — 2013
3.62
University of California, Berkeley 1997 — 2011
BA, Political Science
Qualcomm September 2013 - Present
Roth Capital Partners June 2012 - September 2012
CONNECT San Diego September 2011 - June 2012
Chandler Asset Management September 2011 - December 2011
Office of County Supervisor Ron Roberts November 2009 - September 2011
City of San Diego December 2008 - September 2009
Office of Council President Scott Peters March 2004 - December 2008
San Diegans for Scott Peters 2004 2003 - 2004
County of San Diego 2001 - 2003
Skills
Public Finance, Public Safety, Labor Issues, Public Speaking, Government Relations, Financial Accounting, Financial Analysis, Corporate Finance, Lobbying, Local Government, Local Government Finance, Financial Markets
Education
University of California, San Diego - The Rady School of Management 2010 — 2013
3.62
University of California, Berkeley 1997 — 2011
BA, Political Science
Parker Borneman's Roth Capital Partners Experience 2007 - April 2012
Job CoFounder
Industry Sporting Goods
Experience
Varial Surf Technology March 2006 - Present
Roth Capital Partners 2007 - April 2012
Skills
Series 7, Series 63, Equities, Equity Valuation, Institutional, Marketing Management, Product Marketing, New Business Development, Investments, Mergers & Acquisitions, Venture Capital, Securities, Entrepreneurship, Institutional Sales
Education
University of Southern California 2001 — 2005
Bachelors, English
Varial Surf Technology March 2006 - Present
Roth Capital Partners 2007 - April 2012
Skills
Series 7, Series 63, Equities, Equity Valuation, Institutional, Marketing Management, Product Marketing, New Business Development, Investments, Mergers & Acquisitions, Venture Capital, Securities, Entrepreneurship, Institutional Sales
Education
University of Southern California 2001 — 2005
Bachelors, English
Matt Koranda Matt Koranda's Roth Capital Partners Experience July 2014 - Present
Job Equity Research Analyst at ROTH Capital Partners
Industry Research
Experience
ROTH Capital Partners July 2014 - Present
ROTH Capital Partners August 2013 - July 2014
ROTH Capital Partners May 2012 - August 2013
Roth Capital Partners April 2011 - May 2012
United States Senate September 2008 - August 2009
United States Senate March 2007 - September 2008
United States Senate June 2006 - March 2007
Skills
Financial Analysis, Financial Modeling, Equity Research, Series 7, Series 63, Series 86, Series 87, Cleantech, Solar PV, Electric Vehicles, Critical Resources
Education
University of California, Irvine - The Paul Merage School of Business 2010 — 2012
MBA, Finance, Strategy
University of Michigan 2002 — 2006
Bachelor of Arts, Political Science
ROTH Capital Partners July 2014 - Present
ROTH Capital Partners August 2013 - July 2014
ROTH Capital Partners May 2012 - August 2013
Roth Capital Partners April 2011 - May 2012
United States Senate September 2008 - August 2009
United States Senate March 2007 - September 2008
United States Senate June 2006 - March 2007
Skills
Financial Analysis, Financial Modeling, Equity Research, Series 7, Series 63, Series 86, Series 87, Cleantech, Solar PV, Electric Vehicles, Critical Resources
Education
University of California, Irvine - The Paul Merage School of Business 2010 — 2012
MBA, Finance, Strategy
University of Michigan 2002 — 2006
Bachelor of Arts, Political Science
Andrew C. Marchese Andrew C. Marchese's Roth Capital Partners Experience September 1991 - September 1992
Job Institutional Sales Trader at Meridian Equity Partners
Industry Capital Markets
Experience
Meridian Equity Partners January 2010 - Present
RealTeam Realestate January 2006 - December 2011
WJB Capital Group October 2008 - February 2009
Coldwell Banker Schneidmiller Realty October 2004 - December 2005
Torrey Pines Securities September 1993 - February 2005
Robert Brandt & Company December 1991 - September 1992
Roth Capital Partners September 1991 - September 1992
JonesTrading November 1989 - September 1991
Education
University of California, Los Angeles 1987 — 1989
B.A., Economics / Business
Meridian Equity Partners January 2010 - Present
RealTeam Realestate January 2006 - December 2011
WJB Capital Group October 2008 - February 2009
Coldwell Banker Schneidmiller Realty October 2004 - December 2005
Torrey Pines Securities September 1993 - February 2005
Robert Brandt & Company December 1991 - September 1992
Roth Capital Partners September 1991 - September 1992
JonesTrading November 1989 - September 1991
Education
University of California, Los Angeles 1987 — 1989
B.A., Economics / Business
Gene Mannheimer's Roth Capital Partners Experience April 2002 - March 2005
Job
Industry Investment Banking
Experience
Topeka Capital Markets, Inc May 2014 - Present
B. Riley & Co. February 2013 - May 2014
Auriga USA September 2008 - June 2012
Caris & Company March 2005 - July 2008
Roth Capital Partners April 2002 - March 2005
CDIB Ventures June 1999 - May 2001
CareFusion January 1998 - June 1999
QuadraMed Corp. February 1994 - January 1998
MedAssets/Avega 1992 - 1994
Broadview Associates 1989 - 1990
Skills
Accomplished healthcare..., Equity Research, Venture Capital, Investment Banking, Investments, Research, Healthcare Information..., Hedge Funds, Equities, Capital Markets, Valuation, Angel Investing, merger and acquisitions, Strategic Planning, Mergers & Acquisitions, Due Diligence, Finance, Analysis, Bloomberg, Financial Modeling, Equity Valuation, Trading, Portfolio Management, Alternative Investments, Series 7, Fixed Income, Securities, Asset Management, Investment Management, Corporate Finance, Investment Strategies, DCF, Series 63, Equity Trading, Private Equity, Private Placements, Strategy, FINRA, Corporate Development, Management, Business Development
Education
University of Southern California - Marshall School of Business 1990 — 1992
MBA, Finance
University of Pennsylvania 1983 — 1987
B.S. Economics - Wharton, Bach. Applied Science - Engineering, Finance, Systems Engineering
La Jolla High 1980 — 1983
Terrill Junior High
Topeka Capital Markets, Inc May 2014 - Present
B. Riley & Co. February 2013 - May 2014
Auriga USA September 2008 - June 2012
Caris & Company March 2005 - July 2008
Roth Capital Partners April 2002 - March 2005
CDIB Ventures June 1999 - May 2001
CareFusion January 1998 - June 1999
QuadraMed Corp. February 1994 - January 1998
MedAssets/Avega 1992 - 1994
Broadview Associates 1989 - 1990
Skills
Accomplished healthcare..., Equity Research, Venture Capital, Investment Banking, Investments, Research, Healthcare Information..., Hedge Funds, Equities, Capital Markets, Valuation, Angel Investing, merger and acquisitions, Strategic Planning, Mergers & Acquisitions, Due Diligence, Finance, Analysis, Bloomberg, Financial Modeling, Equity Valuation, Trading, Portfolio Management, Alternative Investments, Series 7, Fixed Income, Securities, Asset Management, Investment Management, Corporate Finance, Investment Strategies, DCF, Series 63, Equity Trading, Private Equity, Private Placements, Strategy, FINRA, Corporate Development, Management, Business Development
Education
University of Southern California - Marshall School of Business 1990 — 1992
MBA, Finance
University of Pennsylvania 1983 — 1987
B.S. Economics - Wharton, Bach. Applied Science - Engineering, Finance, Systems Engineering
La Jolla High 1980 — 1983
Terrill Junior High
Greg Sutton's Roth Capital Partners Experience November 2003 - March 2007
Job Commonwealth Opportunity Capital
Industry Financial Services
Experience
CommonWealth Opportunity Capital July 2008 - Present
Pacific Media Capital 2007 - 2008
Roth Capital Partners November 2003 - March 2007
SG Cowen August 2001 - May 2003
PricewaterhouseCoopers August 1996 - August 1999
Education
University of Southern California - Marshall School of Business 1999 — 2001
MBA, Finance
University of Arizona 1992 — 1996
BS, Accounting
CommonWealth Opportunity Capital July 2008 - Present
Pacific Media Capital 2007 - 2008
Roth Capital Partners November 2003 - March 2007
SG Cowen August 2001 - May 2003
PricewaterhouseCoopers August 1996 - August 1999
Education
University of Southern California - Marshall School of Business 1999 — 2001
MBA, Finance
University of Arizona 1992 — 1996
BS, Accounting
Arjun Mehta's Roth Capital Partners Experience 2002 - 2005
Job Director Business Development at S2 Global, an OSI Systems company
Industry Electrical/Electronic Manufacturing
Experience
S2 Global, an OSI Systems Company June 2014 - Present
Rapiscan Systems, an OSI Systems company February 2012 - June 2014
Rapiscan Systems, an OSI Systems company August 2010 - April 2012
Spacelabs Healthcare, an OSI Systems company September 2009 - August 2010
Spacelabs Healthcare, an OSI Systems company November 2006 - September 2009
Smith Barney January 2006 - September 2006
Roth Capital Partners 2002 - 2005
Skills
Cross-functional Team..., Competitive Analysis, International Sales, Product Launch, Product Management, Product Marketing, Start-ups, Project Management, Business Strategy, Medical Devices, Business Development, Strategic Planning, Financial Modeling, Marketing Strategy, Strategy, Forecasting, New Business Development, Process Improvement, Market Research, Program Management, Strategic Partnerships, Product Development
Education
University of Southern California - Marshall School of Business 2010 — 2013
MBA, Business Administration
University of California, Los Angeles 2004 — 2006
University of Southern California
S2 Global, an OSI Systems Company June 2014 - Present
Rapiscan Systems, an OSI Systems company February 2012 - June 2014
Rapiscan Systems, an OSI Systems company August 2010 - April 2012
Spacelabs Healthcare, an OSI Systems company September 2009 - August 2010
Spacelabs Healthcare, an OSI Systems company November 2006 - September 2009
Smith Barney January 2006 - September 2006
Roth Capital Partners 2002 - 2005
Skills
Cross-functional Team..., Competitive Analysis, International Sales, Product Launch, Product Management, Product Marketing, Start-ups, Project Management, Business Strategy, Medical Devices, Business Development, Strategic Planning, Financial Modeling, Marketing Strategy, Strategy, Forecasting, New Business Development, Process Improvement, Market Research, Program Management, Strategic Partnerships, Product Development
Education
University of Southern California - Marshall School of Business 2010 — 2013
MBA, Business Administration
University of California, Los Angeles 2004 — 2006
University of Southern California
Kristin Lamarche's Roth Capital Partners Experience March 1994 - Present
Job Chief Compliance Officer at Roth Capital Partners
Industry Investment Banking
Experience
Roth Capital Partners March 1994 - Present
Education
University of California, San Diego
Roth Capital Partners March 1994 - Present
Education
University of California, San Diego
Cody Slach's Roth Capital Partners Experience January 2007 - October 2008
Job Managing Director at Liolios
Industry Financial Services
Experience
Liolios Group October 2008 - Present
Roth Capital Partners January 2007 - October 2008
TRC Companies, Inc. August 2005 - January 2007
B. Riley & Co. 2004 - 2005
Skills
Financial Analysis, Financial Modeling, Investment Banking, Valuation, Capital Markets, Equities, Corporate Finance, Due Diligence, Equity Valuation, Investor Relations, Mergers, Hedge Funds, Equity Research
Education
University of Southern California 2001 — 2005
Business Administration, Finance
University of Southern California - Marshall School of Business 2001 — 2005
Bachelor of Science, Business Administration
Liolios Group October 2008 - Present
Roth Capital Partners January 2007 - October 2008
TRC Companies, Inc. August 2005 - January 2007
B. Riley & Co. 2004 - 2005
Skills
Financial Analysis, Financial Modeling, Investment Banking, Valuation, Capital Markets, Equities, Corporate Finance, Due Diligence, Equity Valuation, Investor Relations, Mergers, Hedge Funds, Equity Research
Education
University of Southern California 2001 — 2005
Business Administration, Finance
University of Southern California - Marshall School of Business 2001 — 2005
Bachelor of Science, Business Administration
David Birkett's Roth Capital Partners Experience 1994 - 1998
Job Senior Vice President at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch 2002 - Present
J.P. Morgan 2000 - 2002
Roth Capital Partners 1994 - 1998
Education
University of California, Santa Barbara
Merrill Lynch 2002 - Present
J.P. Morgan 2000 - 2002
Roth Capital Partners 1994 - 1998
Education
University of California, Santa Barbara
Ben Healy's Roth Capital Partners Experience August 2009 - Present
Job Associate at Roth Capital Partners
Industry Investment Banking
Experience
Roth Capital Partners August 2009 - Present
Rodman & Renshaw June 2007 - August 2009
Education
University of Michigan 2003 — 2007
Roth Capital Partners August 2009 - Present
Rodman & Renshaw June 2007 - August 2009
Education
University of Michigan 2003 — 2007
Tyanne Andrade's Roth Capital Partners Experience November 2009 - Present
Job Equity Trader at ROTH Capital Partners
Industry Financial Services
Experience
Roth Capital Partners November 2009 - Present
Merrill Lynch March 2008 - January 2009
Merrill Lynch 2006 - 2008
Merrill Lynch 2005 - 2007
Skills
Series 7, Trading, Equities, Bloomberg, Financial Modeling, Financial Services, Portfolio Management, Capital Markets, Investment Banking, Alternative Investments, Asset Management
Education
University of California, Irvine 2003 — 2005
Bachelor's
University of Wisconsin-Milwaukee 2001 — 2003
Roth Capital Partners November 2009 - Present
Merrill Lynch March 2008 - January 2009
Merrill Lynch 2006 - 2008
Merrill Lynch 2005 - 2007
Skills
Series 7, Trading, Equities, Bloomberg, Financial Modeling, Financial Services, Portfolio Management, Capital Markets, Investment Banking, Alternative Investments, Asset Management
Education
University of California, Irvine 2003 — 2005
Bachelor's
University of Wisconsin-Milwaukee 2001 — 2003
Richard Eckert's Roth Capital Partners Experience March 2003 - October 2007
Job Director and Analyst, Mortgage REITs at MLV
Industry Investment Management
Experience
Self-employed August 2015 - Present
MLV May 2013 - August 2015
Self-employed December 2012 - May 2013
B. Riley and Co. June 2011 - December 2012
CapStone Investments March 2010 - June 2011
Second Derivative Research, LLC June 2009 - March 2010
Lahde Capital Managment, LLC October 2007 - January 2009
Roth Capital Partners March 2003 - October 2007
Wedbush Morgan Securities January 2002 - February 2003
Sutro & Co. August 1998 - December 2001
Skills
Equity Research, Equities, Hedge Funds, Series 7, Valuation, Investments, Investment Banking, Capital Markets, Bloomberg, Series 63, Equity Valuation, Financial Modeling, Alternative Investments, Private Equity, Portfolio Management, Due Diligence
Education
University of Illinois at Urbana-Champaign 1981 — 1983
MBA, Finance
University of Notre Dame 1973 — 1977
BA, English
Self-employed August 2015 - Present
MLV May 2013 - August 2015
Self-employed December 2012 - May 2013
B. Riley and Co. June 2011 - December 2012
CapStone Investments March 2010 - June 2011
Second Derivative Research, LLC June 2009 - March 2010
Lahde Capital Managment, LLC October 2007 - January 2009
Roth Capital Partners March 2003 - October 2007
Wedbush Morgan Securities January 2002 - February 2003
Sutro & Co. August 1998 - December 2001
Skills
Equity Research, Equities, Hedge Funds, Series 7, Valuation, Investments, Investment Banking, Capital Markets, Bloomberg, Series 63, Equity Valuation, Financial Modeling, Alternative Investments, Private Equity, Portfolio Management, Due Diligence
Education
University of Illinois at Urbana-Champaign 1981 — 1983
MBA, Finance
University of Notre Dame 1973 — 1977
BA, English
Enrique Iribarne's Roth Capital Partners Experience October 2003 - October 2008
Job at Watson Pharmaceuticals
Industry Pharmaceuticals
Experience
Actavis (previously known as Watson Pharmaceuticals Inc.) September 2010 - October 2013
Actavis (previously Known as Watson Pharmaceuticals Inc.) September 2009 - August 2010
Open English 2008 - 2009
Roth Capital Partners October 2003 - October 2008
ICN Pharmaceuticals 1981 - 2003
Skills
Forecasting, Budgets, Executive Management, Microsoft Excel, Financial Modeling, Managerial Finance, Finance
Education
University of Buenos Aires
Accounting and Bussiness Administration
Actavis (previously known as Watson Pharmaceuticals Inc.) September 2010 - October 2013
Actavis (previously Known as Watson Pharmaceuticals Inc.) September 2009 - August 2010
Open English 2008 - 2009
Roth Capital Partners October 2003 - October 2008
ICN Pharmaceuticals 1981 - 2003
Skills
Forecasting, Budgets, Executive Management, Microsoft Excel, Financial Modeling, Managerial Finance, Finance
Education
University of Buenos Aires
Accounting and Bussiness Administration
Regina V. Pascual, AFIM, CFIRS's Roth Capital Partners Experience March 2006 - December 2008
Job Investments Operations Mgr at Bank of the West
Industry Financial Services
Experience
Bank of the West September 2014 - Present
Bank of the West September 2010 - September 2014
Roth Capital Partners March 2006 - December 2008
Wells Fargo Bank September 2004 - March 2006
Bank of America December 1996 - September 2004
Skills
New Business Development, Wealth Management, Loans, Risk Management, Financial Services, Account Management, Bloomberg, Finance, Retail Banking, OFAC, Microsoft Office, Relationship Management, Business Planning
Education
Cannon Financial Institute 2012 — 2014
Trust, Audit, Compliance & Risk Management, CFIRS
Cannon Financial Institute 2012 — 2014
Accredited Fiduciary Investment Manager (AFIM), Investment Management
University of California, Irvine 1997 — 2001
BA, Economics & Management
Bank of the West September 2014 - Present
Bank of the West September 2010 - September 2014
Roth Capital Partners March 2006 - December 2008
Wells Fargo Bank September 2004 - March 2006
Bank of America December 1996 - September 2004
Skills
New Business Development, Wealth Management, Loans, Risk Management, Financial Services, Account Management, Bloomberg, Finance, Retail Banking, OFAC, Microsoft Office, Relationship Management, Business Planning
Education
Cannon Financial Institute 2012 — 2014
Trust, Audit, Compliance & Risk Management, CFIRS
Cannon Financial Institute 2012 — 2014
Accredited Fiduciary Investment Manager (AFIM), Investment Management
University of California, Irvine 1997 — 2001
BA, Economics & Management
Restor Johnson's Roth Capital Partners Experience April 1998 - July 1999
Job Vice President, Enterprise Real Estate Services at UnitedHealth Group
Industry Commercial Real Estate
Experience
UnitedHealth Group September 2006 - Present
Jones Lang LaSalle June 2001 - September 2006
RedChip.com August 1999 - March 2001
Roth Capital Partners April 1998 - July 1999
Dain Bosworth Incorporated April 1987 - March 1998
Coopers & Lybrand December 1984 - April 1987
Skills
Real Estate, Disposition, Corporate Finance, Strategy, Management, Leadership, Finance, Portfolio Management, Mergers, Process Improvement, Corporate Real Estate, Mergers & Acquisitions, Property Management, Private Equity, Outsourcing, CRM
Education
University of Minnesota-Twin Cities 1980 — 1984
BSB, Accounting & Finance
UnitedHealth Group September 2006 - Present
Jones Lang LaSalle June 2001 - September 2006
RedChip.com August 1999 - March 2001
Roth Capital Partners April 1998 - July 1999
Dain Bosworth Incorporated April 1987 - March 1998
Coopers & Lybrand December 1984 - April 1987
Skills
Real Estate, Disposition, Corporate Finance, Strategy, Management, Leadership, Finance, Portfolio Management, Mergers, Process Improvement, Corporate Real Estate, Mergers & Acquisitions, Property Management, Private Equity, Outsourcing, CRM
Education
University of Minnesota-Twin Cities 1980 — 1984
BSB, Accounting & Finance
Randall Herrel, Jr.'s Roth Capital Partners Experience May 2006 - August 2006
Job Senior Financial Analyst at Pharmavite
Industry Consumer Goods
Experience
Pharmavite June 2013 - Present
Kneon Inc. June 2012 - May 2013
Whirlpool Corporation May 2012 - August 2012
Kneon Inc. June 2010 - June 2012
Oaktree Capital Management January 2010 - May 2010
Santa Catalina Island Company September 2009 - January 2010
UBS July 2007 - April 2009
Roth Capital Partners May 2006 - August 2006
Roth Capital Partners June 2005 - July 2005
Ashworth Inc. July 2004 - July 2004
Skills
Financial Modeling, Financial Analysis, Valuation, Corporate Finance, Due Diligence, Business Strategy, Start-ups, Venture Capital, Private Equity, Analysis, Strategic Partnerships, Investment Banking, Corporate Development, Competitive Analysis, Strategic Financial..., Entrepreneurship, Finance, Emerging Markets, Mergers & Acquisitions, Analytics, Consulting, Management, Equity Research, Portfolio Management, Strategy, Cross-functional Team..., M&A experience, Strategic Consulting, Business Development, Financial Services, Asset Management, Business Valuation, Management Consulting, Forecasting, Market Research, Business Planning, Hedge Funds, Restructuring, Executive Management, Investments, Market Analysis, Risk Management, Capital Markets, Acquisition Integration, Bloomberg, LBO, Securities, Economics, Investor Relations, Equities
Education
University of Notre Dame 2011 — 2013
MBA, Business
University of Southern California - Marshall School of Business 2003 — 2007
Bachelors of Science, Business, Finance, Communications
Mater Dei High School 1999 — 2003
High School Diploma, 2003
Pharmavite June 2013 - Present
Kneon Inc. June 2012 - May 2013
Whirlpool Corporation May 2012 - August 2012
Kneon Inc. June 2010 - June 2012
Oaktree Capital Management January 2010 - May 2010
Santa Catalina Island Company September 2009 - January 2010
UBS July 2007 - April 2009
Roth Capital Partners May 2006 - August 2006
Roth Capital Partners June 2005 - July 2005
Ashworth Inc. July 2004 - July 2004
Skills
Financial Modeling, Financial Analysis, Valuation, Corporate Finance, Due Diligence, Business Strategy, Start-ups, Venture Capital, Private Equity, Analysis, Strategic Partnerships, Investment Banking, Corporate Development, Competitive Analysis, Strategic Financial..., Entrepreneurship, Finance, Emerging Markets, Mergers & Acquisitions, Analytics, Consulting, Management, Equity Research, Portfolio Management, Strategy, Cross-functional Team..., M&A experience, Strategic Consulting, Business Development, Financial Services, Asset Management, Business Valuation, Management Consulting, Forecasting, Market Research, Business Planning, Hedge Funds, Restructuring, Executive Management, Investments, Market Analysis, Risk Management, Capital Markets, Acquisition Integration, Bloomberg, LBO, Securities, Economics, Investor Relations, Equities
Education
University of Notre Dame 2011 — 2013
MBA, Business
University of Southern California - Marshall School of Business 2003 — 2007
Bachelors of Science, Business, Finance, Communications
Mater Dei High School 1999 — 2003
High School Diploma, 2003
Peter Castellanos's Roth Capital Partners Experience January 1994 - December 1999
Job Managing Partner at glacier partners
Industry
Experience
glacier partners January 2000 - Present
glacier partners January 2000 - Present
Roth Capital Partners January 1994 - December 1999
Education
University of California, Berkeley
glacier partners January 2000 - Present
glacier partners January 2000 - Present
Roth Capital Partners January 1994 - December 1999
Education
University of California, Berkeley
Eric Krogius's Roth Capital Partners Experience November 1993 - October 2000
Job Director at Fairwind Energy Inc.
Industry Investment Management
Experience
Fairwind Energy Inc. March 2013 - Present
Global Hunter Securities 2013 - Present
Crowell, Weedon & Co. October 2000 - April 2013
Roth Capital Partners November 1993 - October 2000
Skills
Series 7, Investments, Equities, Alternative Investments, Asset Management, Private Equity, Hedge Funds, Securities, Trading, Financial Modeling, Venture Capital, Capital Markets, Valuation, Wealth Management, Portfolio Management, Fixed Income, Bloomberg, Options, Mutual Funds, Series 63, FINRA, Equity Trading, Series 24, Series 4, Series 55
Education
University of California, Los Angeles 1977 — 1984
Economics
University of California, Los Angeles 1977 — 1984
Fairwind Energy Inc. March 2013 - Present
Global Hunter Securities 2013 - Present
Crowell, Weedon & Co. October 2000 - April 2013
Roth Capital Partners November 1993 - October 2000
Skills
Series 7, Investments, Equities, Alternative Investments, Asset Management, Private Equity, Hedge Funds, Securities, Trading, Financial Modeling, Venture Capital, Capital Markets, Valuation, Wealth Management, Portfolio Management, Fixed Income, Bloomberg, Options, Mutual Funds, Series 63, FINRA, Equity Trading, Series 24, Series 4, Series 55
Education
University of California, Los Angeles 1977 — 1984
Economics
University of California, Los Angeles 1977 — 1984
Rusheen Khoddam's Roth Capital Partners Experience February 2008 - February 2012
Job Business Operations Specialist at EMC
Industry Investment Banking
Experience
EMC July 2013 - Present
First American Financial Corporation April 2013 - June 2013
Brookline Group February 2012 - October 2012
Roth Capital Partners February 2008 - February 2012
K. Hovnanian Homes February 2006 - March 2007
Skills
Financial Modeling, Equities, Financial Analysis, Series 7, Series 63, Valuation, Capital Markets, Investments, Asset Managment, Marketing, Sales, Microsoft Excel, Hedge Funds, Equity Research, Bloomberg, Business Strategy, Business Development
Education
University of California, Irvine 2001 — 2005
Bachelor's degree, Psychology
University of California, Irvine 2001 — 2005
Bachelor's degree, Psychology
EMC July 2013 - Present
First American Financial Corporation April 2013 - June 2013
Brookline Group February 2012 - October 2012
Roth Capital Partners February 2008 - February 2012
K. Hovnanian Homes February 2006 - March 2007
Skills
Financial Modeling, Equities, Financial Analysis, Series 7, Series 63, Valuation, Capital Markets, Investments, Asset Managment, Marketing, Sales, Microsoft Excel, Hedge Funds, Equity Research, Bloomberg, Business Strategy, Business Development
Education
University of California, Irvine 2001 — 2005
Bachelor's degree, Psychology
University of California, Irvine 2001 — 2005
Bachelor's degree, Psychology
Elemer Piros's Roth Capital Partners Experience February 2015 - Present
Job Managing Director at Burrill & Company
Industry Investment Banking
Experience
ROTH Capital Partners February 2015 - Present
Burrill & Company August 2012 - July 2013
Rodman & Renshaw July 2002 - June 2012
Spear, Leeds & Kellogg March 2000 - December 2001
Skills
Equity Research, Valuation, Equities, Venture Capital, Alternative Investments, Equity Trading, Start-ups, Emerging Markets, Investments, Market Research, Equity Capital Markets, Equity Valuation, IPO, Business Strategy, Private Equity, Portfolio Management, Financial Analysis, LBO, Business Valuation, Financial Modeling, Due Diligence, Trading Systems, Investor Relations, Corporate Development, Series 7, Biotechnology, Fixed Income, Trading, Structured Finance, Bloomberg, Asset Managment, Mergers & Acquisitions, Strategy, Finance, Options, Financial Structuring, Asset Management, Financial Advisory, M&A experience, Capital, Investment Management, Derivatives, Competitive Analysis, Mergers, Entrepreneurship, Investment Banking, Restructuring, Securities, Investment Strategies, Financial Markets
Education
UCLA 1992 — 1997
Ph.D., Neuroscience
UCLA 1989 — 1992
Bachelor of Science (BS), Biology, General
ROTH Capital Partners February 2015 - Present
Burrill & Company August 2012 - July 2013
Rodman & Renshaw July 2002 - June 2012
Spear, Leeds & Kellogg March 2000 - December 2001
Skills
Equity Research, Valuation, Equities, Venture Capital, Alternative Investments, Equity Trading, Start-ups, Emerging Markets, Investments, Market Research, Equity Capital Markets, Equity Valuation, IPO, Business Strategy, Private Equity, Portfolio Management, Financial Analysis, LBO, Business Valuation, Financial Modeling, Due Diligence, Trading Systems, Investor Relations, Corporate Development, Series 7, Biotechnology, Fixed Income, Trading, Structured Finance, Bloomberg, Asset Managment, Mergers & Acquisitions, Strategy, Finance, Options, Financial Structuring, Asset Management, Financial Advisory, M&A experience, Capital, Investment Management, Derivatives, Competitive Analysis, Mergers, Entrepreneurship, Investment Banking, Restructuring, Securities, Investment Strategies, Financial Markets
Education
UCLA 1992 — 1997
Ph.D., Neuroscience
UCLA 1989 — 1992
Bachelor of Science (BS), Biology, General
James Tsuffis's Roth Capital Partners Experience October 2011 - January 2012
Job Finance Analyst Intern at Intel
Industry Investment Banking
Experience
Intel June 2012 - September 2012
Roth Capital Partners October 2011 - January 2012
Bel Air Investment Advisors September 2011 - October 2011
Revolution Capital Group July 2011 - September 2011
Mainstream Capital Group April 2011 - June 2011
Education
UCLA 2010 — 2012
2012, Economics/Computing
Intel June 2012 - September 2012
Roth Capital Partners October 2011 - January 2012
Bel Air Investment Advisors September 2011 - October 2011
Revolution Capital Group July 2011 - September 2011
Mainstream Capital Group April 2011 - June 2011
Education
UCLA 2010 — 2012
2012, Economics/Computing
Kevin Phan's Roth Capital Partners Experience 2014 - Present
Job Investment Banking Analyst at Roth Capital Partners
Industry Investment Banking
Experience
Roth Capital Partners 2014 - Present
Roth Capital Partners June 2013 - August 2013
Education
University of Notre Dame 2010 — 2014
Bachelor of Science (B.S.), Science-Business
Roth Capital Partners 2014 - Present
Roth Capital Partners June 2013 - August 2013
Education
University of Notre Dame 2010 — 2014
Bachelor of Science (B.S.), Science-Business
Balkaran Gill's Roth Capital Partners Experience January 2014 - April 2014
Job Equity Research Intern at Roth Capital Partners
Industry
Experience
Roth Capital Partners January 2014 - April 2014
Harvey & Company LLC October 2013 - December 2013
Des Pardes Travel September 2008 - June 2011
Skills
Python, Java, Managerial Finance, Microsoft Excel, Research, PowerPoint, Prezi, Strategy, Capital IQ, Financial Modeling, Valuation, Analysis, Finance
Education
University of California, Irvine 2011 — 2015
Bachelor of Science (BS), Business Information Management
Roth Capital Partners January 2014 - April 2014
Harvey & Company LLC October 2013 - December 2013
Des Pardes Travel September 2008 - June 2011
Skills
Python, Java, Managerial Finance, Microsoft Excel, Research, PowerPoint, Prezi, Strategy, Capital IQ, Financial Modeling, Valuation, Analysis, Finance
Education
University of California, Irvine 2011 — 2015
Bachelor of Science (BS), Business Information Management
Sean Shaw's Roth Capital Partners Experience May 2014 - Present
Job Equity Capital Markets Intern at Roth Capital Partners
Industry Investment Banking
Experience
Roth Capital Partners May 2014 - Present
Education
University of Pennsylvania - The Wharton School 2013 — 2017
Roth Capital Partners May 2014 - Present
Education
University of Pennsylvania - The Wharton School 2013 — 2017
First National Bank of Omaha
PIMCO
CIB Bank
Davis + Henderson
Pivotal Payments
Centerview Partners
Kotak Mahindra Bank
Security Bank