Stifel Nicolaus
Industry: Investment banking company
DescriptionStifel Financial Corp. is American multinational independent investment bank and financial services company created under its present name in July 1983 and listed on the New York Stock Exchange on November 24, 1986. CEO: Ronald J Kruszewski (Sep 1997–) Revenue: 2.2 billion USD (2014) Headquarters: St. Louis, Missouri, United States Subsidiaries: Keefe, Bruyette & Woods, Inc., Eaton Partners,
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Stifel Nicolaus Employees
Employee
Years
Job
Industry
Eric J Blatchford Eric J Blatchford's Stifel Nicolaus Experience April 1994 - September 2002
Job Operations Manager
Industry Health, Wellness and Fitness
Experience
St. Louis Wellness Center October 2007 - Present
Certified Credit Experts, a division of Addleman Law Firm March 2014 - June 2015
RGS Energy September 2013 - February 2014
BMO Harris Bank November 2008 - September 2013
Southwest Bank / M&I Corporation 2008 - 2012
Keller Williams Realty/Gold Mortgage Banc, Inc. October 2002 - December 2008
Stifel Nicolaus April 1994 - September 2002
Custom Manufacturing 1992 - 1993
Skills
Mortgage, Real Estate, Loans, Home, Investments, Wealth Management, Sales Management, Residential, Banking, Investment Properties, Mortgage Lending, Retirement, Wealth, Portfolio Management, Asset, Financial Analysis, Securities, FHA, Renewable Energy, Solar Energy, Business Development, Finance, Property Management, Strategic Financial..., Loan Origination, Mergers & Acquisitions, Small Business, Credit, Risk Management, Refinance, Financial Services, Relationship Management, Residential Homes
Education
Kansas State University 1986 — 1991
Business Administration and Management, General
St. Louis Wellness Center October 2007 - Present
Certified Credit Experts, a division of Addleman Law Firm March 2014 - June 2015
RGS Energy September 2013 - February 2014
BMO Harris Bank November 2008 - September 2013
Southwest Bank / M&I Corporation 2008 - 2012
Keller Williams Realty/Gold Mortgage Banc, Inc. October 2002 - December 2008
Stifel Nicolaus April 1994 - September 2002
Custom Manufacturing 1992 - 1993
Skills
Mortgage, Real Estate, Loans, Home, Investments, Wealth Management, Sales Management, Residential, Banking, Investment Properties, Mortgage Lending, Retirement, Wealth, Portfolio Management, Asset, Financial Analysis, Securities, FHA, Renewable Energy, Solar Energy, Business Development, Finance, Property Management, Strategic Financial..., Loan Origination, Mergers & Acquisitions, Small Business, Credit, Risk Management, Refinance, Financial Services, Relationship Management, Residential Homes
Education
Kansas State University 1986 — 1991
Business Administration and Management, General
Richard Hilgert Richard Hilgert's Stifel Nicolaus Experience April 1995 - October 1997
Job Senior Equity Analyst at Morningstar, Inc.
Industry Financial Services
Experience
Morningstar, Inc. July 2010 - Present
AFR, LLC November 2008 - July 2010
Roland Berger Strategy Consultants April 2008 - November 2008
Fitch Ratings November 2004 - January 2008
Oppenheimer & Co. October 1997 - October 2004
Stifel Nicolaus April 1995 - October 1997
A.G. Edwards August 1989 - April 1995
American General Finance January 1987 - August 1989
Skills
Investments, Financial Research, Finance, Analysis, Strategy, Financial Advisory, Forecasting, Equity Research, DCF, Equity Valuation, Financial Modeling, Valuation, Equities, Fixed Income, Due Diligence, Competitive Analysis, Credit Analysis, Investment Banking, Automotive, Automotive Forecasting, Industrials, Financial Markets, Mutual Funds, Morningstar Direct, Financial Services, Bonds, Trading, Portfolio Management, Credit, Capital Markets, Asset Management, Asset Allocation, Investment Management, Alternative Investments, Corporate Finance, Investment Strategies, Emerging Markets
Education
Saint Louis University 1993 — 1997
Masters, Finance
Illinois Wesleyan University 1982 — 1986
Bachelors, Business Administration
Morningstar, Inc. July 2010 - Present
AFR, LLC November 2008 - July 2010
Roland Berger Strategy Consultants April 2008 - November 2008
Fitch Ratings November 2004 - January 2008
Oppenheimer & Co. October 1997 - October 2004
Stifel Nicolaus April 1995 - October 1997
A.G. Edwards August 1989 - April 1995
American General Finance January 1987 - August 1989
Skills
Investments, Financial Research, Finance, Analysis, Strategy, Financial Advisory, Forecasting, Equity Research, DCF, Equity Valuation, Financial Modeling, Valuation, Equities, Fixed Income, Due Diligence, Competitive Analysis, Credit Analysis, Investment Banking, Automotive, Automotive Forecasting, Industrials, Financial Markets, Mutual Funds, Morningstar Direct, Financial Services, Bonds, Trading, Portfolio Management, Credit, Capital Markets, Asset Management, Asset Allocation, Investment Management, Alternative Investments, Corporate Finance, Investment Strategies, Emerging Markets
Education
Saint Louis University 1993 — 1997
Masters, Finance
Illinois Wesleyan University 1982 — 1986
Bachelors, Business Administration
Sarah Dall's Stifel Nicolaus Experience 2001 - 2007
Job Tap Room Mgr at MashCraft Brewery
Industry Food & Beverages
Experience
MashCraft Brewery May 2014 - Present
National City Bank June 2007 - April 2014
PNC Wealth Management June 2007 - April 2014
Stifel Nicolaus 2001 - 2007
Stifel Nicolaus 2001 - 2007
Skills
Banking, Event Planning, Customer Service, Loans, Event Management, Credit, Nonprofits, Fundraising, Marketing Strategy, Time Management, Budgets, Training, Strategic Planning, Small Business, Leadership, Marketing, Coaching, Financial Analysis, Team Building, Microsoft Excel
Education
Indiana University-Purdue University at Indianapolis 1996 — 2000
Arsenal Technical 1993 — 1996
English, Music
MashCraft Brewery May 2014 - Present
National City Bank June 2007 - April 2014
PNC Wealth Management June 2007 - April 2014
Stifel Nicolaus 2001 - 2007
Stifel Nicolaus 2001 - 2007
Skills
Banking, Event Planning, Customer Service, Loans, Event Management, Credit, Nonprofits, Fundraising, Marketing Strategy, Time Management, Budgets, Training, Strategic Planning, Small Business, Leadership, Marketing, Coaching, Financial Analysis, Team Building, Microsoft Excel
Education
Indiana University-Purdue University at Indianapolis 1996 — 2000
Arsenal Technical 1993 — 1996
English, Music
Jonathan Lohr Jonathan Lohr's Stifel Nicolaus Experience September 2006 - February 2007
Job Controller
Industry Insurance
Experience
Universal Financial Consulting Group, LLC October 2014 - Present
Associated Mutual / MEBS August 2013 - Present
Michigan Employee Benefit Services (MEBS) September 2011 - August 2013
Michigan Employee Benefit Services (MEBS) May 2008 - September 2011
Stifel, Nicolaus September 2006 - February 2007
Commerce One Financial July 2006 - August 2006
Education
Grand Valley State University
Bachelor of Business Administration (BBA), Finance & Economics
Universal Financial Consulting Group, LLC October 2014 - Present
Associated Mutual / MEBS August 2013 - Present
Michigan Employee Benefit Services (MEBS) September 2011 - August 2013
Michigan Employee Benefit Services (MEBS) May 2008 - September 2011
Stifel, Nicolaus September 2006 - February 2007
Commerce One Financial July 2006 - August 2006
Education
Grand Valley State University
Bachelor of Business Administration (BBA), Finance & Economics
Michael M. Houlihan's Stifel Nicolaus Experience June 2008 - August 2008
Job Senior Actuarial Consultant at Aetna
Industry Hospital & Health Care
Experience
Aetna December 2014 - Present
Catamaran December 2013 - December 2014
Catamaran December 2011 - December 2013
Charles Schwab December 2010 - November 2011
John Hancock Life Insurance Company (U.S.A.) January 2010 - June 2010
Alpha Gamma Delta November 2009 - May 2010
Sycamore Hills Golf Club May 2001 - August 2009
Stifel Nicolaus June 2008 - August 2008
Alpha Omicron Pi August 2007 - December 2007
Sycamore Hills Golf Club June 2006 - August 2007
Skills
Financial Analysis, Finance, Financial Modeling, Forecasting, Data Analysis, Microsoft Excel, Time Management, Management, Access, Analysis, Leadership, Analytics, Budgets, Sales, PowerPoint, Customer Service, Process Improvement, Investments, Pharmacy Benefit..., Microsoft Word, Employee Benefits, Microsoft Office, Research, Strategic Planning, Teamwork, Business Analysis, Training, SAS, Marketing, Software Documentation, Accounting, Financial Reporting, Corporate Finance, Organization &..., SAS programming, Underwriting, Pharmacy, Business Development, PBM, TM1, Planning Budgeting &..., Financial Variance..., Pricing, Strategic Financial..., Financial Forecasting, Competitive Analysis, Project Management, KPI Dashboards, Healthcare Analytics, Healthcare Industry
Education
Indiana University - Kelley School of Business 2006 — 2010
Bachelor's, Business; Accounting and Finance
Indiana University Bloomington 2006 — 2010
Bachelor's degree, Accounting and Finance
Aetna December 2014 - Present
Catamaran December 2013 - December 2014
Catamaran December 2011 - December 2013
Charles Schwab December 2010 - November 2011
John Hancock Life Insurance Company (U.S.A.) January 2010 - June 2010
Alpha Gamma Delta November 2009 - May 2010
Sycamore Hills Golf Club May 2001 - August 2009
Stifel Nicolaus June 2008 - August 2008
Alpha Omicron Pi August 2007 - December 2007
Sycamore Hills Golf Club June 2006 - August 2007
Skills
Financial Analysis, Finance, Financial Modeling, Forecasting, Data Analysis, Microsoft Excel, Time Management, Management, Access, Analysis, Leadership, Analytics, Budgets, Sales, PowerPoint, Customer Service, Process Improvement, Investments, Pharmacy Benefit..., Microsoft Word, Employee Benefits, Microsoft Office, Research, Strategic Planning, Teamwork, Business Analysis, Training, SAS, Marketing, Software Documentation, Accounting, Financial Reporting, Corporate Finance, Organization &..., SAS programming, Underwriting, Pharmacy, Business Development, PBM, TM1, Planning Budgeting &..., Financial Variance..., Pricing, Strategic Financial..., Financial Forecasting, Competitive Analysis, Project Management, KPI Dashboards, Healthcare Analytics, Healthcare Industry
Education
Indiana University - Kelley School of Business 2006 — 2010
Bachelor's, Business; Accounting and Finance
Indiana University Bloomington 2006 — 2010
Bachelor's degree, Accounting and Finance
Kendall Krummenacher's Stifel Nicolaus Experience September 2007 - August 2010
Job Seeking a career in Investment Consulting for a global alternative asset manager
Industry Venture Capital & Private Equity
Experience
The Chernin Group January 2014 - May 2014
Barneys New York June 2013 - August 2013
Stifel Financial Corp. September 2010 - July 2012
Stifel Nicolaus September 2007 - August 2010
Shanghai Tang July 2006 - December 2006
Nicole Miller June 2005 - August 2005
Urban Outfitters January 2005 - May 2005
Skills
Series 7, Series 63, Series 65, Retirement Planning, Mutual Funds, Investment Management, Investment Strategies, Equity Trading, Trading, Finance, Financial Statement..., Valuation, Business Valuation, Capital Markets, Strategic Partnerships, Leadership, Investments
Education
University of Southern California - Marshall School of Business 2012 — 2014
MBA, Finance and Investment Management
Georgetown University 2002 — 2006
Bachelor of Arts (B.A.), Psychology
The Chernin Group January 2014 - May 2014
Barneys New York June 2013 - August 2013
Stifel Financial Corp. September 2010 - July 2012
Stifel Nicolaus September 2007 - August 2010
Shanghai Tang July 2006 - December 2006
Nicole Miller June 2005 - August 2005
Urban Outfitters January 2005 - May 2005
Skills
Series 7, Series 63, Series 65, Retirement Planning, Mutual Funds, Investment Management, Investment Strategies, Equity Trading, Trading, Finance, Financial Statement..., Valuation, Business Valuation, Capital Markets, Strategic Partnerships, Leadership, Investments
Education
University of Southern California - Marshall School of Business 2012 — 2014
MBA, Finance and Investment Management
Georgetown University 2002 — 2006
Bachelor of Arts (B.A.), Psychology
Christine Rosen (Gauer) Christine Rosen (Gauer)'s Stifel Nicolaus Experience February 1998 - February 1999
Job Financial Analyst at Clason Point Partners
Industry Accounting
Experience
Clason Point Partners Inc. April 2015 - Present
United Airlines June 1999 - Present
Stifel Nicolaus February 1998 - February 1999
KE Kitagawa GmbH January 1996 - April 1997
Skills
Fluent in German..., Troubleshooting, Customer Service, Customer Satisfaction, Data Entry, Access, Outlook, Invoicing, Accounting
Education
George Mason University
Bachelor's Degree, Accounting
Clason Point Partners Inc. April 2015 - Present
United Airlines June 1999 - Present
Stifel Nicolaus February 1998 - February 1999
KE Kitagawa GmbH January 1996 - April 1997
Skills
Fluent in German..., Troubleshooting, Customer Service, Customer Satisfaction, Data Entry, Access, Outlook, Invoicing, Accounting
Education
George Mason University
Bachelor's Degree, Accounting
Adam Schneider's Stifel Nicolaus Experience May 2011 - August 2011
Job Analyst
Industry Capital Markets
Experience
Matrix Capital Advisors LLC June 2013 - Present
PNC June 2012 - June 2013
Stifel Nicolaus May 2011 - August 2011
Skills
Equities, Portfolio Management, Bloomberg, Finance, Alternative Investments, Asset Management, Microsoft Excel, Equity Research, Risk Management, PowerPoint, Asset Managment, Fixed Income, Derivatives, Hedge Funds, Quantitative Research, Morningstar, Thompson One, Client Development, Microsoft Office, Investments, Financial Analysis
Education
Indiana University - Kelley School of Business 2008 — 2012
Bachelor of Science, Finance and Accounting
Matrix Capital Advisors LLC June 2013 - Present
PNC June 2012 - June 2013
Stifel Nicolaus May 2011 - August 2011
Skills
Equities, Portfolio Management, Bloomberg, Finance, Alternative Investments, Asset Management, Microsoft Excel, Equity Research, Risk Management, PowerPoint, Asset Managment, Fixed Income, Derivatives, Hedge Funds, Quantitative Research, Morningstar, Thompson One, Client Development, Microsoft Office, Investments, Financial Analysis
Education
Indiana University - Kelley School of Business 2008 — 2012
Bachelor of Science, Finance and Accounting
Steve Costello Steve Costello's Stifel Nicolaus Experience May 2009 - February 2012
Job Lead UX/UI Developer at Weissman's Designs For Dance
Industry Internet
Experience
Weissman's Designs For Dance February 2012 - Present
Stifel Nicolaus May 2009 - February 2012
Network Solutions August 2006 - May 2009
Reuters 2007 - 2008
Express Scripts 2001 - 2003
Pearl Computer 2000 - 2002
United States Navy November 1990 - February 1995
Skills
ASP.NET, ASP.NET AJAX, jQuery, JavaScript, HTML5, HTML, AJAX, CSS, SQL, Visual Studio, C#, VB.NET, Google Maps, Photoshop, Illustrator, Firebug, User Interface Design, User Experience, User-centered Design, Telerik, .NET, HTML 5, E-commerce, Web Development, XHTML, Web Applications, Web Design, Agile Methodologies, XML, User Interface, Software Development, CMS, TFS
Education
Embry-Riddle Aeronautical University 1994 — 1999
Aeronautical Science
Weissman's Designs For Dance February 2012 - Present
Stifel Nicolaus May 2009 - February 2012
Network Solutions August 2006 - May 2009
Reuters 2007 - 2008
Express Scripts 2001 - 2003
Pearl Computer 2000 - 2002
United States Navy November 1990 - February 1995
Skills
ASP.NET, ASP.NET AJAX, jQuery, JavaScript, HTML5, HTML, AJAX, CSS, SQL, Visual Studio, C#, VB.NET, Google Maps, Photoshop, Illustrator, Firebug, User Interface Design, User Experience, User-centered Design, Telerik, .NET, HTML 5, E-commerce, Web Development, XHTML, Web Applications, Web Design, Agile Methodologies, XML, User Interface, Software Development, CMS, TFS
Education
Embry-Riddle Aeronautical University 1994 — 1999
Aeronautical Science
Luke Power's Stifel Nicolaus Experience January 2010 - January 2011
Job Associate at JPMorgan Chase
Industry Banking
Experience
JPMorgan Chase July 2012 - Present
Johnson & Johnson May 2011 - July 2012
Sony Music Entertainment January 2011 - May 2011
Stifel Nicolaus January 2010 - January 2011
Penn Schoen Berland September 2010 - December 2010
Westfield Memorial Pool June 2005 - August 2010
Skills
Analysis, Finance, Sales, Commercial Real Estate..., Mortgage Banking, Mortgage Underwriting, Commercial Real Estate, Real Estate Transactions
Education
Fordham University - Graduate School of Business Administration 2015 — 2019
Master of Business Administration (MBA), Finance
Fordham University 2008 — 2012
Bachelor's degree, Business Administration, Marketing, Psychology
St. Peter's Preparatory School 2004 — 2008
High School Diploma
JPMorgan Chase July 2012 - Present
Johnson & Johnson May 2011 - July 2012
Sony Music Entertainment January 2011 - May 2011
Stifel Nicolaus January 2010 - January 2011
Penn Schoen Berland September 2010 - December 2010
Westfield Memorial Pool June 2005 - August 2010
Skills
Analysis, Finance, Sales, Commercial Real Estate..., Mortgage Banking, Mortgage Underwriting, Commercial Real Estate, Real Estate Transactions
Education
Fordham University - Graduate School of Business Administration 2015 — 2019
Master of Business Administration (MBA), Finance
Fordham University 2008 — 2012
Bachelor's degree, Business Administration, Marketing, Psychology
St. Peter's Preparatory School 2004 — 2008
High School Diploma
Matthew Franke Matthew Franke's Stifel Nicolaus Experience May 2002 - Present
Job Equity Trader at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus May 2002 - Present
Deutsche Bank March 1999 - April 2002
Alex Brown and Sons March 1996 - March 1999
Skills
Series 7, Equities, Capital Markets, Securities, Trading
Education
Fordham Gabelli School of Business 1993 — 1997
MBA, Finance
Manhattan College 1987 — 1991
B.S., Finance
Gonzaga College High School 1983 — 1987
Stifel Nicolaus May 2002 - Present
Deutsche Bank March 1999 - April 2002
Alex Brown and Sons March 1996 - March 1999
Skills
Series 7, Equities, Capital Markets, Securities, Trading
Education
Fordham Gabelli School of Business 1993 — 1997
MBA, Finance
Manhattan College 1987 — 1991
B.S., Finance
Gonzaga College High School 1983 — 1987
Chris McConnell's Stifel Nicolaus Experience June 2007 - August 2007
Job Vice President of Finance and Marketing at HomeworkXpress
Industry Investment Banking
Experience
HomeworkXpress June 2015 - Present
Novahill Partners May 2015 - July 2015
True North Companies May 2013 - May 2014
Oppenheimer & Co. March 2011 - April 2013
T3 Trading Group, LLC May 2009 - February 2011
Saratoga Capital June 2008 - August 2008
Stifel Nicolaus June 2007 - August 2007
Skills
Equities, Bloomberg, Trading, Options, Securities, Hedge Funds, Series 7, Equity Trading, Investments, ETFs, Asset Management, Equity Research, Series 63, Mutual Funds
Education
The George Washington University - School of Business 2014 — 2016
Master of Business Administration (MBA), Finance
Lafayette College 2005 — 2009
Bachelor of Arts (B.A.), Economics
Brophy College Prepatory 2001 — 2005
HomeworkXpress June 2015 - Present
Novahill Partners May 2015 - July 2015
True North Companies May 2013 - May 2014
Oppenheimer & Co. March 2011 - April 2013
T3 Trading Group, LLC May 2009 - February 2011
Saratoga Capital June 2008 - August 2008
Stifel Nicolaus June 2007 - August 2007
Skills
Equities, Bloomberg, Trading, Options, Securities, Hedge Funds, Series 7, Equity Trading, Investments, ETFs, Asset Management, Equity Research, Series 63, Mutual Funds
Education
The George Washington University - School of Business 2014 — 2016
Master of Business Administration (MBA), Finance
Lafayette College 2005 — 2009
Bachelor of Arts (B.A.), Economics
Brophy College Prepatory 2001 — 2005
Patrick Cahill's Stifel Nicolaus Experience April 2014 - Present
Job Registered Client Associate
Industry Financial Services
Experience
Stifel Nicolaus April 2014 - Present
NYLIFE Securities LLC January 2013 - January 2014
New York Life Insurance Company June 2012 - January 2014
Summit Wealth Advisors, LLC June 2011 - August 2011
Skills
Retirement Planning, Guaranteed Lifetime..., Insurance, Key Person Protection, College Savings Plans, IRAs, Permanent Life Insurance, Buy-sell Agreements, Wealth Accumulation, Estate Planning, 401k Rollovers, Key Person Insurance, Whole Life, 529 Plans, Long Term Care Insurance, Life & Health Insurance...
Education
Indiana University Bloomington 2008 — 2012
Bachelor of Science in Public Affairs, Public Financial Management
Stifel Nicolaus April 2014 - Present
NYLIFE Securities LLC January 2013 - January 2014
New York Life Insurance Company June 2012 - January 2014
Summit Wealth Advisors, LLC June 2011 - August 2011
Skills
Retirement Planning, Guaranteed Lifetime..., Insurance, Key Person Protection, College Savings Plans, IRAs, Permanent Life Insurance, Buy-sell Agreements, Wealth Accumulation, Estate Planning, 401k Rollovers, Key Person Insurance, Whole Life, 529 Plans, Long Term Care Insurance, Life & Health Insurance...
Education
Indiana University Bloomington 2008 — 2012
Bachelor of Science in Public Affairs, Public Financial Management
Becky Vogel Becky Vogel's Stifel Nicolaus Experience November 1997 - August 2011
Job Surveillance Analyst at Stifel Financial Corp.
Industry Financial Services
Experience
Stifel Financial Corp. June 2014 - Present
UBS Wealth Management July 2012 - June 2014
Morgan Stanley October 2011 - July 2012
Wells Fargo Advisors August 2011 - December 2011
Stifel Nicolaus November 1997 - August 2011
Skills
Series 7, Securities, Investments, Risk Management, Financial Risk, Series 9/10, Wealth Management, FINRA
Education
Greenville College 2008 — 2010
Bachelor of Science (B.S.), Organizational Leadership
Stifel Financial Corp. June 2014 - Present
UBS Wealth Management July 2012 - June 2014
Morgan Stanley October 2011 - July 2012
Wells Fargo Advisors August 2011 - December 2011
Stifel Nicolaus November 1997 - August 2011
Skills
Series 7, Securities, Investments, Risk Management, Financial Risk, Series 9/10, Wealth Management, FINRA
Education
Greenville College 2008 — 2010
Bachelor of Science (B.S.), Organizational Leadership
Curt Zurliene Curt Zurliene's Stifel Nicolaus Experience September 1999 - January 2003
Job Regional Manager at Farm Credit Illinois
Industry Banking
Experience
Farm Credit Services of Illinois January 2014 - Present
Farm Credit Services of Illinois April 2012 - January 2014
Germantown Trust & Savings Bank March 2005 - April 2012
Germantown Trust & Savings Bank March 2005 - April 2012
FCB Bank - Albers Branch January 2003 - March 2005
Stifel Nicolaus September 1999 - January 2003
AG Edwards 1998 - 1999
Skills
Series 7, Series 63, Series 65, Credit, FINRA, Credit Analysis, Investments, Banking, Loans, Agricultural Lending, Agricultural Economics, Financial Services, Business Planning, Management, Marketing
Education
McKendree University 1996 — 1998
BS, Economics and Finance
Illinois College 1994 — 1996
BUSINESS
Farm Credit Services of Illinois January 2014 - Present
Farm Credit Services of Illinois April 2012 - January 2014
Germantown Trust & Savings Bank March 2005 - April 2012
Germantown Trust & Savings Bank March 2005 - April 2012
FCB Bank - Albers Branch January 2003 - March 2005
Stifel Nicolaus September 1999 - January 2003
AG Edwards 1998 - 1999
Skills
Series 7, Series 63, Series 65, Credit, FINRA, Credit Analysis, Investments, Banking, Loans, Agricultural Lending, Agricultural Economics, Financial Services, Business Planning, Management, Marketing
Education
McKendree University 1996 — 1998
BS, Economics and Finance
Illinois College 1994 — 1996
BUSINESS
Nicholas Rolwes Nicholas Rolwes's Stifel Nicolaus Experience 2009 - 2011
Job Production Supervisor at NV Homes
Industry Construction
Experience
NV Homes 2012 - Present
Common Room Networks February 2011 - Present
Ridgefield Group January 2012 - May 2012
Stifel Nicolaus 2009 - 2011
M.R. Framing and Construction 2005 - 2008
Skills
Accounting, Microsoft Office, PowerPoint, Microsoft Word, Strategic Planning, Project Management, Business Strategy, Budget, Change Management, Business Analysis, Financial Analysis, Business Development, Forecasting, Risk Management, Process Improvement
Education
Franciscan University of Steubenville 2005 — 2012
Master of Business Administration (M.B.A.), Economics
NV Homes 2012 - Present
Common Room Networks February 2011 - Present
Ridgefield Group January 2012 - May 2012
Stifel Nicolaus 2009 - 2011
M.R. Framing and Construction 2005 - 2008
Skills
Accounting, Microsoft Office, PowerPoint, Microsoft Word, Strategic Planning, Project Management, Business Strategy, Budget, Change Management, Business Analysis, Financial Analysis, Business Development, Forecasting, Risk Management, Process Improvement
Education
Franciscan University of Steubenville 2005 — 2012
Master of Business Administration (M.B.A.), Economics
Mary DeSuza Mary DeSuza's Stifel Nicolaus Experience January 1987 - Present
Job Accounting manager at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus January 1987 - Present
Education
Lindenwood University 1973 — 1977
Bachelor of Arts, Business and Communication Arts
Stifel Nicolaus January 1987 - Present
Education
Lindenwood University 1973 — 1977
Bachelor of Arts, Business and Communication Arts
Tucker McDermott's Stifel Nicolaus Experience 2005 - 2007
Job CoFounder and Head of Business Development
Industry Investment Management
Experience
Fay Servicing, LLC January 2008 - Present
Stifel Nicolaus 2005 - 2007
UBS 2002 - 2005
Education
Northwestern University - Kellogg School of Management 2005 — 2007
MBA, Finance, Marketing, Accounting
Georgetown University 1993 — 1997
BSBA
Delbarton 1988 — 1993
Fay Servicing, LLC January 2008 - Present
Stifel Nicolaus 2005 - 2007
UBS 2002 - 2005
Education
Northwestern University - Kellogg School of Management 2005 — 2007
MBA, Finance, Marketing, Accounting
Georgetown University 1993 — 1997
BSBA
Delbarton 1988 — 1993
Steve Menendez Steve Menendez's Stifel Nicolaus Experience 1995 - 1999
Job Sr. Compliance Officer
Industry Financial Services
Experience
Edward Jones May 2014 - Present
Edward Jones March 2013 - Present
Pulse Trading 2007 - January 2013
Flagstone Securities 2004 - 2006
Rockhouse Securities 1999 - 2004
Huntleigh Securities Corporation October 1999 - October 2000
Stifel Nicolaus 1995 - 1999
Skills
Equities, Portfolio Management, Trading Systems, Electronic Trading, Equity Trading, Hedge Funds, Wealth Management, Asset Allocation, Finance, Trading, Insurance, Market Data, Fixed Income, Asset Allocation..., Estate and Legacy..., Wealth Preservation..., Portfolio Review, Strategic Planning, Business Retirement..., Fixed-income Investments, Annuities, Education Savings, Edward Jones Advisory..., Equity Investments, Individual Retirement...
Education
Fontbonne University
B.S.B.A, Finance
St. Mary's
University of Missouri-Saint Louis
Business/Finance
Edward Jones May 2014 - Present
Edward Jones March 2013 - Present
Pulse Trading 2007 - January 2013
Flagstone Securities 2004 - 2006
Rockhouse Securities 1999 - 2004
Huntleigh Securities Corporation October 1999 - October 2000
Stifel Nicolaus 1995 - 1999
Skills
Equities, Portfolio Management, Trading Systems, Electronic Trading, Equity Trading, Hedge Funds, Wealth Management, Asset Allocation, Finance, Trading, Insurance, Market Data, Fixed Income, Asset Allocation..., Estate and Legacy..., Wealth Preservation..., Portfolio Review, Strategic Planning, Business Retirement..., Fixed-income Investments, Annuities, Education Savings, Edward Jones Advisory..., Equity Investments, Individual Retirement...
Education
Fontbonne University
B.S.B.A, Finance
St. Mary's
University of Missouri-Saint Louis
Business/Finance
Donna Rose, CFP® Donna Rose, CFP®'s Stifel Nicolaus Experience 2009 - July 2012
Job .
Industry Financial Services
Experience
Merkel Financial Services, Inc. 2012 - January 2014
Principal Financial Group 2012 - 2013
Stifel Nicolaus 2009 - July 2012
Morgan Stanley Smith Barney 2003 - 2009
Skills
Series 7, Series 66, Ohio Insurance License,..., Personal Financial..., Retirement Planning, Education Planning
Education
Franklin University
Financial Management, Financial Planning
Merkel Financial Services, Inc. 2012 - January 2014
Principal Financial Group 2012 - 2013
Stifel Nicolaus 2009 - July 2012
Morgan Stanley Smith Barney 2003 - 2009
Skills
Series 7, Series 66, Ohio Insurance License,..., Personal Financial..., Retirement Planning, Education Planning
Education
Franklin University
Financial Management, Financial Planning
Jonathan Lowe's Stifel Nicolaus Experience January 2007 - October 2009
Job Senior Financial Consultant, XML Financial Group
Industry Financial Services
Experience
XML Financial Group August 2009 - Present
Montgomery County Chamber of Commerce 2013 - Present
TJ-JL Foundation, Inc. January 2010 - Present
American Diabetes Association March 2010 - Present
The C.L.A.Y. Foundation November 2012 - Present
JUST TRYAN IT January 2011 - November 2012
Stifel Nicolaus January 2007 - October 2009
Ryan Beck & Co. September 2005 - October 2009
Wachovia Securities Financial Network March 2000 - October 2005
Skills
Retirement Planning, Wealth Management, Investments, Strategic Financial..., Mutual Funds, Finance, Fundraising, Estate Planning, Public Speaking, New Business Development, Strategic Planning, Small Business, Financial Services, Leadership, Portfolio Management, Philanthropy, Non-profits, Insurance, Nonprofits, Executive Management, IRAs, Life Insurance, Financial Modeling, 401k, Series 7, Financial Analysis, Program Management, Retirement, Strategy, Equities, Financial Planning, Asset Managment, Investment Advisory, Asset Allocation, Employee Benefits, Investment Strategies, Asset Management, Business Planning, Financial Planners, Securities, Risk Management, Financial Advisory, Series 63, Wealth, Uniform Combined State..., Alternative Investments, Long-term Care, Investment Management, Disability Insurance
Education
East Carolina University 1990 — 1993
Walter Johnson High School 1985 — 1989
XML Financial Group August 2009 - Present
Montgomery County Chamber of Commerce 2013 - Present
TJ-JL Foundation, Inc. January 2010 - Present
American Diabetes Association March 2010 - Present
The C.L.A.Y. Foundation November 2012 - Present
JUST TRYAN IT January 2011 - November 2012
Stifel Nicolaus January 2007 - October 2009
Ryan Beck & Co. September 2005 - October 2009
Wachovia Securities Financial Network March 2000 - October 2005
Skills
Retirement Planning, Wealth Management, Investments, Strategic Financial..., Mutual Funds, Finance, Fundraising, Estate Planning, Public Speaking, New Business Development, Strategic Planning, Small Business, Financial Services, Leadership, Portfolio Management, Philanthropy, Non-profits, Insurance, Nonprofits, Executive Management, IRAs, Life Insurance, Financial Modeling, 401k, Series 7, Financial Analysis, Program Management, Retirement, Strategy, Equities, Financial Planning, Asset Managment, Investment Advisory, Asset Allocation, Employee Benefits, Investment Strategies, Asset Management, Business Planning, Financial Planners, Securities, Risk Management, Financial Advisory, Series 63, Wealth, Uniform Combined State..., Alternative Investments, Long-term Care, Investment Management, Disability Insurance
Education
East Carolina University 1990 — 1993
Walter Johnson High School 1985 — 1989
Craig Richard's Stifel Nicolaus Experience July 2002 - November 2005
Job Portfolio Manager at Kornitzer Capital Management
Industry Investment Management
Experience
Kornitzer Capital Management January 2008 - Present
A.G. Edwards & Sons, Inc. December 2005 - November 2007
Stifel Nicolaus July 2002 - November 2005
Skills
Financial Modeling, Equity Research, Sell Side, Banking, Asset Management, Buy-side, Asset Allocation, Valuation, Equity Valuation, Mutual Funds, Series 7, Portfolio Management, Equities, Fixed Income, DCF, Capital Markets, Investments, Investment Advisory, Investment Banking, Investment Strategies
Education
University of Kansas - Graduate School of Business 2000 — 2002
MBA, Finance
Kansas State University 1996 — 2000
BS
Kornitzer Capital Management January 2008 - Present
A.G. Edwards & Sons, Inc. December 2005 - November 2007
Stifel Nicolaus July 2002 - November 2005
Skills
Financial Modeling, Equity Research, Sell Side, Banking, Asset Management, Buy-side, Asset Allocation, Valuation, Equity Valuation, Mutual Funds, Series 7, Portfolio Management, Equities, Fixed Income, DCF, Capital Markets, Investments, Investment Advisory, Investment Banking, Investment Strategies
Education
University of Kansas - Graduate School of Business 2000 — 2002
MBA, Finance
Kansas State University 1996 — 2000
BS
Jizong Bruce Chan, Esq.'s Stifel Nicolaus Experience 2010 - Present
Job Equity Research Global TransLog | Stifel Capital Markets
Industry Investment Banking
Experience
Stifel Nicolaus 2010 - Present
Port Discovery Children's Museum October 2012 - Present
Stepping Stones International, Inc. 2009 - Present
Professional Choice, Inc. 2007 - 2009
Skills
Financial Modeling, Valuation, Legal Writing, Financial Analysis, Capital Markets, Bloomberg, Equities, Securities, Asset Management, Hedge Funds, Business Strategy, Equity Research, Corporate Law, Legal Research, Finance, Economics, Business Valuation, Financial Reporting, Series 7, Bloomberg Terminal, Equity Valuation
Education
University of Maryland Francis King Carey School of Law 2005 — 2008
J.D., Corporate Law, Real Estate Law
Georgetown University - The McDonough School of Business 2001 — 2005
B.S.B.A., Finance, International Business
Stifel Nicolaus 2010 - Present
Port Discovery Children's Museum October 2012 - Present
Stepping Stones International, Inc. 2009 - Present
Professional Choice, Inc. 2007 - 2009
Skills
Financial Modeling, Valuation, Legal Writing, Financial Analysis, Capital Markets, Bloomberg, Equities, Securities, Asset Management, Hedge Funds, Business Strategy, Equity Research, Corporate Law, Legal Research, Finance, Economics, Business Valuation, Financial Reporting, Series 7, Bloomberg Terminal, Equity Valuation
Education
University of Maryland Francis King Carey School of Law 2005 — 2008
J.D., Corporate Law, Real Estate Law
Georgetown University - The McDonough School of Business 2001 — 2005
B.S.B.A., Finance, International Business
Robert Kane's Stifel Nicolaus Experience January 1998 - January 2009
Job Chief Financial Officer of CBIS, ENDO, CBCA
Industry Research
Experience
Phytiva December 2012 - Present
Cannabis Science September 2011 - December 2012
Kaneabis April 2010 - March 2012
Robert Kane Partners January 1998 - March 2012
Cannabiz Business University January 2010 - September 2010
Medical Marijuana Inc. November 2009 - January 2010
Stifel Nicolaus January 1998 - January 2009
The National Single Parent Resource Center June 2007 - December 2008
Write Note Foundation 2005 - 2007
Greenwich Home Mortgage 1996 - 1998
Skills
Venture Capital, Start-ups, Business Planning, Asset Allocation, Investments, Series 7, Business Development, Alternative Investments, Mergers, Finance, Strategic Planning, Equities, Budgets, Marketing, Mergers & Acquisitions, Entrepreneurship, Small Business, Private Equity, New Business Development, Valuation, Leadership, Business, Executive Management, Marketing Strategy, Due Diligence, Financial Modeling, Management, Financial Services, Asset Management, Sales Management, Portfolio Management, Strategy, Business Strategy, Financial Advisory, Consulting, Fundraising, Sales, Negotiation, Strategic Financial..., Financial Analysis, Team Building, Alternative Energy, Real Estate, Capital Markets, Securities, Renewable Energy, Corporate Finance, Social Media Marketing, Strategic Partnerships, Business Valuation
Education
Elon University
Isabella Leadership Fellow, Economics/Accounting
Phytiva December 2012 - Present
Cannabis Science September 2011 - December 2012
Kaneabis April 2010 - March 2012
Robert Kane Partners January 1998 - March 2012
Cannabiz Business University January 2010 - September 2010
Medical Marijuana Inc. November 2009 - January 2010
Stifel Nicolaus January 1998 - January 2009
The National Single Parent Resource Center June 2007 - December 2008
Write Note Foundation 2005 - 2007
Greenwich Home Mortgage 1996 - 1998
Skills
Venture Capital, Start-ups, Business Planning, Asset Allocation, Investments, Series 7, Business Development, Alternative Investments, Mergers, Finance, Strategic Planning, Equities, Budgets, Marketing, Mergers & Acquisitions, Entrepreneurship, Small Business, Private Equity, New Business Development, Valuation, Leadership, Business, Executive Management, Marketing Strategy, Due Diligence, Financial Modeling, Management, Financial Services, Asset Management, Sales Management, Portfolio Management, Strategy, Business Strategy, Financial Advisory, Consulting, Fundraising, Sales, Negotiation, Strategic Financial..., Financial Analysis, Team Building, Alternative Energy, Real Estate, Capital Markets, Securities, Renewable Energy, Corporate Finance, Social Media Marketing, Strategic Partnerships, Business Valuation
Education
Elon University
Isabella Leadership Fellow, Economics/Accounting
Amy (Ballinger) Duncan, CFP®'s Stifel Nicolaus Experience March 2001 - May 2005
Job CERTIFIED FINANCIAL PLANNER™ at Moloney Securities
Industry Financial Services
Experience
Moloney Securities January 2009 - Present
Moloney Securities May 2005 - January 2009
Stifel Nicolaus March 2001 - May 2005
American Express Brokerage/ Teletech March 2000 - March 2001
CYO Camp Rancho Framasa November 1997 - December 1999
Skills
Investments, Strategic Financial..., Customer Service, Securities, Series 7, Leadership, Marketing, Asset Allocation, Financial Advisory, Financial Planners, CRM, Retirement Planning, Asset Management, Retirement, Portfolio Management, Financial Services
Education
Indiana University Bloomington 1993 — 1997
Bachelor's, Outdoor Recreation and Resource Management, Outdoor Leadership, Human Development Family Studies
Moloney Securities January 2009 - Present
Moloney Securities May 2005 - January 2009
Stifel Nicolaus March 2001 - May 2005
American Express Brokerage/ Teletech March 2000 - March 2001
CYO Camp Rancho Framasa November 1997 - December 1999
Skills
Investments, Strategic Financial..., Customer Service, Securities, Series 7, Leadership, Marketing, Asset Allocation, Financial Advisory, Financial Planners, CRM, Retirement Planning, Asset Management, Retirement, Portfolio Management, Financial Services
Education
Indiana University Bloomington 1993 — 1997
Bachelor's, Outdoor Recreation and Resource Management, Outdoor Leadership, Human Development Family Studies
Joe Wagner Joe Wagner's Stifel Nicolaus Experience 1991 - 1993
Job Education Entrepreneur
Industry Education Management
Experience
Backpack Practice 2014 - Present
Stratford School 1999 - 2005
Californians for Public School Excellence 1998 - 1998
Challenger School 1996 - 1998
Stifel Nicolaus 1991 - 1993
Kidder Peabody 1989 - 1991
Education
University of Pennsylvania - The Wharton School 1994 — 1996
MBA, Finance
Georgetown University 1985 — 1989
BA, History, Economics
St. Louis University High School 1981 — 1985
Backpack Practice 2014 - Present
Stratford School 1999 - 2005
Californians for Public School Excellence 1998 - 1998
Challenger School 1996 - 1998
Stifel Nicolaus 1991 - 1993
Kidder Peabody 1989 - 1991
Education
University of Pennsylvania - The Wharton School 1994 — 1996
MBA, Finance
Georgetown University 1985 — 1989
BA, History, Economics
St. Louis University High School 1981 — 1985
Sally Scott Hunter's Stifel Nicolaus Experience July 2002 - December 2006
Job Outsourced Accounting Solutions and Wealth Management
Industry Financial Services
Experience
Somerset CPAs, P.C. January 2011 - Present
Somerset CPAs, P.C. January 2007 - December 2012
Stifel Nicolaus July 2002 - December 2006
Skills
Bookkeeping, Small Business, QuickBooks, Financial Statements, Payroll, Peachtree, Accounts Payable, Financial Reporting, Account Reconciliation, Journal Entries, Training, Client Services, Sage, General Ledger, Microsoft Office, Payroll Processing, Mutual Funds
Education
Indiana University-Purdue University at Indianapolis 1995 — 1997
General Studies
Somerset CPAs, P.C. January 2011 - Present
Somerset CPAs, P.C. January 2007 - December 2012
Stifel Nicolaus July 2002 - December 2006
Skills
Bookkeeping, Small Business, QuickBooks, Financial Statements, Payroll, Peachtree, Accounts Payable, Financial Reporting, Account Reconciliation, Journal Entries, Training, Client Services, Sage, General Ledger, Microsoft Office, Payroll Processing, Mutual Funds
Education
Indiana University-Purdue University at Indianapolis 1995 — 1997
General Studies
Paul Ayd Paul Ayd's Stifel Nicolaus Experience December 2005 - Present
Job Compliance Director at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus December 2005 - Present
Legg Mason 1997 - 2006
Education
Loyola College in Maryland
Accounting/MBA
Stifel Nicolaus December 2005 - Present
Legg Mason 1997 - 2006
Education
Loyola College in Maryland
Accounting/MBA
William Bush, III William Bush, III's Stifel Nicolaus Experience May 2011 - January 2014
Job Senior Finance Professional
Industry Financial Services
Experience
NCAA November 1996 - Present
Stifel Nicolaus May 2011 - January 2014
The Enterprise Foundation 1997 - 1999
Education
Long and Foster Real Estate Class 2014 — 2014
Successfully completed Real Estate Agent Program
Florida A&M University 1984 — 1998
Bachelors of Science
NCAA November 1996 - Present
Stifel Nicolaus May 2011 - January 2014
The Enterprise Foundation 1997 - 1999
Education
Long and Foster Real Estate Class 2014 — 2014
Successfully completed Real Estate Agent Program
Florida A&M University 1984 — 1998
Bachelors of Science
Seth Canetto Seth Canetto's Stifel Nicolaus Experience August 2011 - May 2013
Job Associate Analyst at KBW
Industry Capital Markets
Experience
KBW June 2013 - Present
Stifel Nicolaus August 2011 - May 2013
TEKsystems August 2011 - August 2011
Hartwick College September 2007 - August 2011
Merrill Lynch 2010 - 2010
Hayes Office Prodcuts September 2009 - December 2009
Mohawk Fine Papers 2008 - 2008
Skills
Fundraising, Facebook, Microsoft Office, Microsoft Excel, Public Speaking, Event Planning, PowerPoint, SPSS, Research, Marketing, Financial Modeling, Data Analysis
Education
Hartwick College 2007 — 2011
BS, Business Administration
KBW June 2013 - Present
Stifel Nicolaus August 2011 - May 2013
TEKsystems August 2011 - August 2011
Hartwick College September 2007 - August 2011
Merrill Lynch 2010 - 2010
Hayes Office Prodcuts September 2009 - December 2009
Mohawk Fine Papers 2008 - 2008
Skills
Fundraising, Facebook, Microsoft Office, Microsoft Excel, Public Speaking, Event Planning, PowerPoint, SPSS, Research, Marketing, Financial Modeling, Data Analysis
Education
Hartwick College 2007 — 2011
BS, Business Administration
Ben Shapiro, CFA Ben Shapiro, CFA's Stifel Nicolaus Experience September 2007 - September 2010
Job Vice President and Portfolio Manager at K2 & Associates Investment Management Inc.
Industry Investment Management
Experience
K2 & Associates Investment Management Inc. April 2011 - Present
Klondex Mines Ltd. June 2012 - February 2013
Nomura Securities September 2010 - April 2011
Stifel Nicolaus September 2007 - September 2010
Lawrence Asset Management Inc. May 2006 - August 2006
Education
Ivey Business School at Western University 2005 — 2007
Business, Finance
The University of Western Ontario 2003 — 2005
Philosophy
K2 & Associates Investment Management Inc. April 2011 - Present
Klondex Mines Ltd. June 2012 - February 2013
Nomura Securities September 2010 - April 2011
Stifel Nicolaus September 2007 - September 2010
Lawrence Asset Management Inc. May 2006 - August 2006
Education
Ivey Business School at Western University 2005 — 2007
Business, Finance
The University of Western Ontario 2003 — 2005
Philosophy
Phil Faustmann Phil Faustmann's Stifel Nicolaus Experience June 2008 - August 2008
Job Educator, Freelance Business Developer
Industry Primary/Secondary Education
Experience
Freelance October 2014 - Present
Base CRM April 2014 - October 2014
MeterHero (formerly H2Oscore) March 2013 - April 2014
Lewis and Davidson, Ltd. September 2012 - May 2013
Phonak August 2011 - September 2012
Stericycle May 2010 - August 2011
The Rave/Eagles Club September 2008 - May 2010
Environment America May 2009 - July 2009
Stifel Nicolaus June 2008 - August 2008
Skills
Cold Calling, Salesforce.com, Account Management, Sales, Sales Operations, Medical Devices, Sales Presentations, Sales Management, Lead Generation, Marketing, Marketing Strategy, B2B, New Business Development, CRM, Marketing Communications, Contract Negotiation, Customer Service
Education
University of Illinois at Chicago 2012 — 2015
Master of Education (M.Ed.), Elementary Education and Teaching
Marquette University 2006 — 2010
BA, Political Economy and History
Freelance October 2014 - Present
Base CRM April 2014 - October 2014
MeterHero (formerly H2Oscore) March 2013 - April 2014
Lewis and Davidson, Ltd. September 2012 - May 2013
Phonak August 2011 - September 2012
Stericycle May 2010 - August 2011
The Rave/Eagles Club September 2008 - May 2010
Environment America May 2009 - July 2009
Stifel Nicolaus June 2008 - August 2008
Skills
Cold Calling, Salesforce.com, Account Management, Sales, Sales Operations, Medical Devices, Sales Presentations, Sales Management, Lead Generation, Marketing, Marketing Strategy, B2B, New Business Development, CRM, Marketing Communications, Contract Negotiation, Customer Service
Education
University of Illinois at Chicago 2012 — 2015
Master of Education (M.Ed.), Elementary Education and Teaching
Marquette University 2006 — 2010
BA, Political Economy and History
Andrew Lothian's Stifel Nicolaus Experience July 2009 - March 2010
Job Managing Director at Mizuho Securities USA Inc.
Industry Capital Markets
Experience
Mizuho Securities USA Inc. April 2010 - Present
Stifel Nicolaus July 2009 - March 2010
RBC Capital Markets July 2004 - June 2009
ABN Amro August 2002 - July 2004
Société Générale 2000 - 2002
Dresdner Kleinwort Benson December 1997 - November 2000
Yamaichi International July 1997 - November 1997
Paribas Capital Markets June 1995 - July 1997
IBJ International 1992 - 1995
Westpac Banking Corporation 1990 - 1992
Skills
Fixed Income Trading, Fixed Income, Capital Markets, Debt, Bonds, Trading, Syndication, Credit Trading, Series 7, Rates, Corporates, Market Making, Series 63, Covered Bonds, Bloomberg, Financial Markets, Credit, Securities, Structured Products, Credit Derivatives, Finance, Electronic Trading, Banking, Derivatives, Risk Management, Interest Rate..., Swaps, Currency, CDS, FX Options, Hedge Funds, Structured Finance, Options, Equities, Investment Banking, High Yield, Equity Derivatives, Proprietary Trading, Emerging Markets, Trading Systems, ABS, MBS, Securitization, Hedging, Market Risk, Alternative Investments, Middle Office, Interest Rate Swaps, Prime Brokerage, Interest Rates
Education
Chelmer Institute of Technology
London South Bank University
Southend College of Technology
Institute of Bankers
Mizuho Securities USA Inc. April 2010 - Present
Stifel Nicolaus July 2009 - March 2010
RBC Capital Markets July 2004 - June 2009
ABN Amro August 2002 - July 2004
Société Générale 2000 - 2002
Dresdner Kleinwort Benson December 1997 - November 2000
Yamaichi International July 1997 - November 1997
Paribas Capital Markets June 1995 - July 1997
IBJ International 1992 - 1995
Westpac Banking Corporation 1990 - 1992
Skills
Fixed Income Trading, Fixed Income, Capital Markets, Debt, Bonds, Trading, Syndication, Credit Trading, Series 7, Rates, Corporates, Market Making, Series 63, Covered Bonds, Bloomberg, Financial Markets, Credit, Securities, Structured Products, Credit Derivatives, Finance, Electronic Trading, Banking, Derivatives, Risk Management, Interest Rate..., Swaps, Currency, CDS, FX Options, Hedge Funds, Structured Finance, Options, Equities, Investment Banking, High Yield, Equity Derivatives, Proprietary Trading, Emerging Markets, Trading Systems, ABS, MBS, Securitization, Hedging, Market Risk, Alternative Investments, Middle Office, Interest Rate Swaps, Prime Brokerage, Interest Rates
Education
Chelmer Institute of Technology
London South Bank University
Southend College of Technology
Institute of Bankers
Tammi Fique Tammi Fique's Stifel Nicolaus Experience October 1997 - March 2007
Job Securities Analyst
Industry Investment Management
Experience
Wells Fargo July 2011 - Present
CBRE Investors March 2007 - July 2012
Stifel Nicolaus October 1997 - March 2007
Education
Loyola University Maryland 1999 — 2001
Master of Business Administration (M.B.A.), Finance, General
Wells Fargo July 2011 - Present
CBRE Investors March 2007 - July 2012
Stifel Nicolaus October 1997 - March 2007
Education
Loyola University Maryland 1999 — 2001
Master of Business Administration (M.B.A.), Finance, General
Jason Walters Jason Walters's Stifel Nicolaus Experience April 2014 - July 2015
Job Vice President at Wells Fargo Securities
Industry Capital Markets
Experience
Wells Fargo Securities August 2015 - Present
Stifel Nicolaus April 2014 - July 2015
Stifel Financial Corp. April 2012 - July 2015
Raymond James Financial Inc. February 2009 - April 2012
Education
Georgia Tech 1992 — 1996
Bachelor's degree, Business Administration and Management, General
Christian Brothers High School 1988 — 1992
High School
Wells Fargo Securities August 2015 - Present
Stifel Nicolaus April 2014 - July 2015
Stifel Financial Corp. April 2012 - July 2015
Raymond James Financial Inc. February 2009 - April 2012
Education
Georgia Tech 1992 — 1996
Bachelor's degree, Business Administration and Management, General
Christian Brothers High School 1988 — 1992
High School
Brendan McCarthy Brendan McCarthy's Stifel Nicolaus Experience January 2007 - October 2010
Job Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS October 2010 - Present
Stifel Nicolaus January 2007 - October 2010
Legg Mason April 1998 - January 2007
Education
Florida State University 1992 — 1994
Eastern Florida State College
Melbourne High School
UBS October 2010 - Present
Stifel Nicolaus January 2007 - October 2010
Legg Mason April 1998 - January 2007
Education
Florida State University 1992 — 1994
Eastern Florida State College
Melbourne High School
Natalie Goodwin-Frank Natalie Goodwin-Frank's Stifel Nicolaus Experience February 2000 - May 2005
Job Director, Research Development & Administration, School of Engineering & Applied Science, Washington University
Industry Research
Experience
Washington University in St. Louis October 2012 - Present
Washington University in St. Louis September 2009 - September 2012
McKendree University August 2001 - December 2009
Washington University in St. Louis March 2006 - September 2009
Stifel Nicolaus February 2000 - May 2005
Skills
Grants, Higher Education, Research, Grant Writing, Grant Administration, Budgets, Training, Non-profits, Teaching, Research Administration, Proposal Writing, Program Development, Community Outreach, Administration, Management
Education
Eastern Illinois University 1998 — 1999
MBA
Quincy University 1994 — 1998
Bachelor's degree, Marketing major, Psychology minor; summa cum laude
Washington University in St. Louis October 2012 - Present
Washington University in St. Louis September 2009 - September 2012
McKendree University August 2001 - December 2009
Washington University in St. Louis March 2006 - September 2009
Stifel Nicolaus February 2000 - May 2005
Skills
Grants, Higher Education, Research, Grant Writing, Grant Administration, Budgets, Training, Non-profits, Teaching, Research Administration, Proposal Writing, Program Development, Community Outreach, Administration, Management
Education
Eastern Illinois University 1998 — 1999
MBA
Quincy University 1994 — 1998
Bachelor's degree, Marketing major, Psychology minor; summa cum laude
Peter Lesburg Peter Lesburg's Stifel Nicolaus Experience 2004 - 2007
Job Managing Director, Capital Markets at Realterm Global
Industry Real Estate
Experience
Realterm Global 2011 - Present
BridgeSpan Financial 2009 - 2011
Wachovia Securities 2007 - 2009
Stifel Nicolaus 2004 - 2007
Legg Mason 2004 - 2007
JP Morgan Securities 2002 - 2003
Education
Georgetown University Law Center
JD
Georgetown University - The McDonough School of Business
MBA
Harvard University
BA
The Roxbury Latin School
Realterm Global 2011 - Present
BridgeSpan Financial 2009 - 2011
Wachovia Securities 2007 - 2009
Stifel Nicolaus 2004 - 2007
Legg Mason 2004 - 2007
JP Morgan Securities 2002 - 2003
Education
Georgetown University Law Center
JD
Georgetown University - The McDonough School of Business
MBA
Harvard University
BA
The Roxbury Latin School
Dan Lehmann Dan Lehmann's Stifel Nicolaus Experience 2007 - 2010
Job Financial Representative at Sentz Financial Services, LLC
Industry Financial Services
Experience
Sentz Financial Services April 2012 - Present
McCloy Financial Services 2011 - April 2012
Stifel Nicolaus 2007 - 2010
Gordon Flesch Company 2002 - 2006
Skills
Finance, Investments, Series 7, Series 63, Insurance, Strategic Financial..., Fixed Annuities, Retirement Planning, Sales, Retirement, Financial Analysis, Asset Allocation, Portfolio Management
Education
Indiana University Bloomington 1995 — 2001
BS, Business Process Management, International Business, Economics
Albert-Ludwigs-Universität Freiburg im Breisgau 1998 — 1998
Sylvania Northview HS 1992 — 1995
diploma
Sentz Financial Services April 2012 - Present
McCloy Financial Services 2011 - April 2012
Stifel Nicolaus 2007 - 2010
Gordon Flesch Company 2002 - 2006
Skills
Finance, Investments, Series 7, Series 63, Insurance, Strategic Financial..., Fixed Annuities, Retirement Planning, Sales, Retirement, Financial Analysis, Asset Allocation, Portfolio Management
Education
Indiana University Bloomington 1995 — 2001
BS, Business Process Management, International Business, Economics
Albert-Ludwigs-Universität Freiburg im Breisgau 1998 — 1998
Sylvania Northview HS 1992 — 1995
diploma
Diana Chernaik's Stifel Nicolaus Experience November 2004 - May 2006
Job Supervisory Analyst at Cantor Fitzgerald
Industry Financial Services
Experience
Cantor Fitzgerald May 2010 - Present
Crestone Capital Advisors LLC May 2006 - January 2011
Stifel Nicolaus November 2004 - May 2006
Education
Indiana University Bloomington 1996 — 2000
B.A., English
Cantor Fitzgerald May 2010 - Present
Crestone Capital Advisors LLC May 2006 - January 2011
Stifel Nicolaus November 2004 - May 2006
Education
Indiana University Bloomington 1996 — 2000
B.A., English
Niraj Agarwal, CFA's Stifel Nicolaus Experience May 2012 - March 2014
Job
Industry Venture Capital & Private Equity
Experience
CalPERS May 2015 - Present
CastleOak Securities, L.P. March 2014 - April 2015
Stifel Nicolaus May 2012 - March 2014
Kelley School of Business August 2010 - May 2012
CHV Capital, Inc. June 2011 - August 2011
Indiana University August 2007 - August 2010
Stifel Nicolaus June 2006 - June 2007
Skills
Financial Modeling, Corporate Finance, Due Diligence, Venture Capital, Financial Analysis, Valuation, Investments, Competitive Analysis, Investment Banking, Analytics, Portfolio Management, Equities, Capital Markets, Analysis, Finance, Mergers & Acquisitions, DCF, Banking, Project Finance, Credit, Financial Structuring, LBO, Bonds
Education
National University of Singapore / NUS 2012 — 2012
MBA
Indiana University - Kelley School of Business 2010 — 2012
MBA
Indiana University - Kelley School of Business 2002 — 2006
B.Sc. Business Administration
CalPERS May 2015 - Present
CastleOak Securities, L.P. March 2014 - April 2015
Stifel Nicolaus May 2012 - March 2014
Kelley School of Business August 2010 - May 2012
CHV Capital, Inc. June 2011 - August 2011
Indiana University August 2007 - August 2010
Stifel Nicolaus June 2006 - June 2007
Skills
Financial Modeling, Corporate Finance, Due Diligence, Venture Capital, Financial Analysis, Valuation, Investments, Competitive Analysis, Investment Banking, Analytics, Portfolio Management, Equities, Capital Markets, Analysis, Finance, Mergers & Acquisitions, DCF, Banking, Project Finance, Credit, Financial Structuring, LBO, Bonds
Education
National University of Singapore / NUS 2012 — 2012
MBA
Indiana University - Kelley School of Business 2010 — 2012
MBA
Indiana University - Kelley School of Business 2002 — 2006
B.Sc. Business Administration
John Adamovich's Stifel Nicolaus Experience April 2011 - June 2013
Job Administrator of Innovation and Research at Johns Hopkins Home Care Group
Industry Hospital & Health Care
Experience
Johns Hopkins Home Care Group May 2015 - Present
Johns Hopkins Home Care Group June 2014 - Present
Stifel Nicolaus April 2011 - June 2013
Hawkeye Securities, LLC June 2008 - April 2011
David J. Greene & Co., LLC June 2007 - July 2007
Pall Corporation June 2006 - August 2006
Pall Corporation June 2005 - August 2005
Skills
Project Management, Business Development, Strategic Planning, Project Team Management, Business Planning, PowerPoint, Leadership, Presentations, Mergers & Acquisitions, Operational Due..., Team Coordination, Management, Hospitals, Asset Management, Community Outreach, Analysis, Competitive Analysis, Data Analysis, Marketing, Finance, Healthcare, Series 7, Healthcare Management, Series 63, Financial Modeling, Strategy
Education
Johns Hopkins Bloomberg School of Public Health
Master of Health Administration
Kenan-Flagler Business School 2006 — 2008
B.S, Business Administration
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2004 — 2008
Bachelor of Science (BS), Business Administration
Johns Hopkins Home Care Group May 2015 - Present
Johns Hopkins Home Care Group June 2014 - Present
Stifel Nicolaus April 2011 - June 2013
Hawkeye Securities, LLC June 2008 - April 2011
David J. Greene & Co., LLC June 2007 - July 2007
Pall Corporation June 2006 - August 2006
Pall Corporation June 2005 - August 2005
Skills
Project Management, Business Development, Strategic Planning, Project Team Management, Business Planning, PowerPoint, Leadership, Presentations, Mergers & Acquisitions, Operational Due..., Team Coordination, Management, Hospitals, Asset Management, Community Outreach, Analysis, Competitive Analysis, Data Analysis, Marketing, Finance, Healthcare, Series 7, Healthcare Management, Series 63, Financial Modeling, Strategy
Education
Johns Hopkins Bloomberg School of Public Health
Master of Health Administration
Kenan-Flagler Business School 2006 — 2008
B.S, Business Administration
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2004 — 2008
Bachelor of Science (BS), Business Administration
Matt Dawson, CFP® Matt Dawson, CFP®'s Stifel Nicolaus Experience September 2009 - January 2015
Job Principal | Co Founder at Rede Wealth, LLC
Industry Financial Services
Experience
Rede Wealth, LLC January 2015 - Present
Stifel Nicolaus September 2009 - January 2015
UBS Wealth Management October 2007 - September 2009
Sun Microsystems 2001 - 2002
Cobalt Networks 2001 - 2001
Progressive Systems 1996 - 2001
PSINet 1995 - 1996
Skills
Strategic Financial..., Insurance, Portfolio Management, Estate Planning, Investments, Management, Business Development, Financial Analysis, Financial Planning, Loans, Strategic Planning, Mortgage Lending, Mergers & Acquisitions, Banking, Financial Modeling, Leadership, Finance, Retirement, Life Insurance, Equities, Business Strategy, Marketing Strategy, Series 7, Small Business, Risk Management, Uniform Combined State..., Mutual Funds, New Business Development, Term Life Insurance, Entrepreneurship
Education
Liberty University 1992 — 1995
Bachelor of Science
Rede Wealth, LLC January 2015 - Present
Stifel Nicolaus September 2009 - January 2015
UBS Wealth Management October 2007 - September 2009
Sun Microsystems 2001 - 2002
Cobalt Networks 2001 - 2001
Progressive Systems 1996 - 2001
PSINet 1995 - 1996
Skills
Strategic Financial..., Insurance, Portfolio Management, Estate Planning, Investments, Management, Business Development, Financial Analysis, Financial Planning, Loans, Strategic Planning, Mortgage Lending, Mergers & Acquisitions, Banking, Financial Modeling, Leadership, Finance, Retirement, Life Insurance, Equities, Business Strategy, Marketing Strategy, Series 7, Small Business, Risk Management, Uniform Combined State..., Mutual Funds, New Business Development, Term Life Insurance, Entrepreneurship
Education
Liberty University 1992 — 1995
Bachelor of Science
William Smolter William Smolter's Stifel Nicolaus Experience October 2009 - April 2010
Job Senior Program Manager at Tennessee Valley Authority
Industry Utilities
Experience
Tennessee Valley Authority April 2011 - Present
LeTourneau University July 2010 - Present
US Navy Reserve October 2008 - Present
W C Smolter Consulting April 2010 - April 2011
Stifel Nicolaus October 2009 - April 2010
UBS Wealth Management May 2008 - October 2009
US Navy November 2006 - October 2008
US Navy October 2004 - October 2006
US Navy 2000 - 2004
Netherland, Sewell, and Assoc., Inc. June 1998 - June 2000
Skills
Process Improvement, Scheduling, Team Building, Problem Solving, Operations Management, Military, Process Scheduler, Navy, Security Clearance, Nuclear, DoD, National Security, Military Operations, Defense, Reactor, Engineering, Nuclear Engineering, Program Management, Operational Planning, Command, Leadership, Risk Management, Top Secret, Military Experience, Team Leadership, Analysis, Power Generation, Systems Engineering, Engineering Management, Supervisory Skills, Government, Government Contracting, Weapons, Training, Maintenance Management, Quality Assurance, Project Management
Education
Indiana University - Kelley School of Business 2006 — 2008
MBA, Business
Old Dominion University 2003 — 2006
MEM, Enginering Management
Texas A&M University 1994 — 1997
BS, Mathematics
Boyd Anderson High School 1991 — 1994
International Baccalaureate Diploma
UTSI
Tennessee Valley Authority April 2011 - Present
LeTourneau University July 2010 - Present
US Navy Reserve October 2008 - Present
W C Smolter Consulting April 2010 - April 2011
Stifel Nicolaus October 2009 - April 2010
UBS Wealth Management May 2008 - October 2009
US Navy November 2006 - October 2008
US Navy October 2004 - October 2006
US Navy 2000 - 2004
Netherland, Sewell, and Assoc., Inc. June 1998 - June 2000
Skills
Process Improvement, Scheduling, Team Building, Problem Solving, Operations Management, Military, Process Scheduler, Navy, Security Clearance, Nuclear, DoD, National Security, Military Operations, Defense, Reactor, Engineering, Nuclear Engineering, Program Management, Operational Planning, Command, Leadership, Risk Management, Top Secret, Military Experience, Team Leadership, Analysis, Power Generation, Systems Engineering, Engineering Management, Supervisory Skills, Government, Government Contracting, Weapons, Training, Maintenance Management, Quality Assurance, Project Management
Education
Indiana University - Kelley School of Business 2006 — 2008
MBA, Business
Old Dominion University 2003 — 2006
MEM, Enginering Management
Texas A&M University 1994 — 1997
BS, Mathematics
Boyd Anderson High School 1991 — 1994
International Baccalaureate Diploma
UTSI
Marquita Auffenberg Marquita Auffenberg's Stifel Nicolaus Experience October 1988 - October 1989
Job Regional Supervisor 1, Field Services Control Group at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors March 2014 - Present
Wells Fargo Advisors, LLC January 2012 - March 2014
NutraMetrix January 2009 - January 2012
Market America March 1985 - January 2012
Marquita Auffenberg, Landscape Architect January 1985 - January 2012
Doncaster Extraordinary Clothing for Extrarodinary Women December 2006 - February 2009
Bank of America September 2004 - October 2005
Stifel Nicolaus October 1988 - October 1989
Merrill Lynch October 1987 - October 1988
Benedict Sutherland Dusterberg October 1983 - October 1985
Skills
Design, Public Speaking, Microsoft Office, PowerPoint, Customer Service, Small Business, Marketing, Sales, Team Building, Microsoft Excel, Social Media, Coaching, Microsoft Word, Entrepreneurship, Event Planning, Social Networking, Retail, Social Media Marketing, Marketing Strategy, Strategic Planning, Research, Non-profits, New Business Development, Sales Management, Leadership
Education
Landmark Education 1992 — 2011
Curriculum for Living, Breakthrough Technology
University of Virginia 1973 — 1978
B.S., Landscape Architecture
Villa Duchesne 1969 — 1973
High School
Wells Fargo Advisors March 2014 - Present
Wells Fargo Advisors, LLC January 2012 - March 2014
NutraMetrix January 2009 - January 2012
Market America March 1985 - January 2012
Marquita Auffenberg, Landscape Architect January 1985 - January 2012
Doncaster Extraordinary Clothing for Extrarodinary Women December 2006 - February 2009
Bank of America September 2004 - October 2005
Stifel Nicolaus October 1988 - October 1989
Merrill Lynch October 1987 - October 1988
Benedict Sutherland Dusterberg October 1983 - October 1985
Skills
Design, Public Speaking, Microsoft Office, PowerPoint, Customer Service, Small Business, Marketing, Sales, Team Building, Microsoft Excel, Social Media, Coaching, Microsoft Word, Entrepreneurship, Event Planning, Social Networking, Retail, Social Media Marketing, Marketing Strategy, Strategic Planning, Research, Non-profits, New Business Development, Sales Management, Leadership
Education
Landmark Education 1992 — 2011
Curriculum for Living, Breakthrough Technology
University of Virginia 1973 — 1978
B.S., Landscape Architecture
Villa Duchesne 1969 — 1973
High School
Robert Baggio Robert Baggio's Stifel Nicolaus Experience June 2008 - December 2009
Job Vice President at Rotation Capital Management, LP.
Industry Investment Banking
Experience
Rotation Capital Management, LP. July 2015 - Present
GLC Advisors & Co., LLC July 2011 - June 2015
Constellation Energy March 2010 - May 2011
Stifel Nicolaus June 2008 - December 2009
UBS Investment Bank June 2007 - August 2007
Skills
Restructuring, Financial Advisory, Distressed Debt, Financial Modeling, Valuation, Capital Markets, Investment Banking, Fixed Income, Equity Research, Private Equity, Equities, Financial Analysis, Hedge Funds, Mergers & Acquisitions, Smartphones
Education
Georgetown University 2003 — 2007
B.S.B.A., Finance
Rotation Capital Management, LP. July 2015 - Present
GLC Advisors & Co., LLC July 2011 - June 2015
Constellation Energy March 2010 - May 2011
Stifel Nicolaus June 2008 - December 2009
UBS Investment Bank June 2007 - August 2007
Skills
Restructuring, Financial Advisory, Distressed Debt, Financial Modeling, Valuation, Capital Markets, Investment Banking, Fixed Income, Equity Research, Private Equity, Equities, Financial Analysis, Hedge Funds, Mergers & Acquisitions, Smartphones
Education
Georgetown University 2003 — 2007
B.S.B.A., Finance
DONALD CUMMINGS DONALD CUMMINGS's Stifel Nicolaus Experience 2005 - 2006
Job Investment Advisor to Individuals and Small Institutions at Blue Haven Capital LLC
Industry Investment Management
Experience
Blue Haven Capital September 2006 - Present
City of Geneva, Illinois January 2012 - Present
Stifel Nicolaus 2005 - 2006
Howe Barnes 1998 - 2005
Barrington Trading Company 1990 - 1998
Chicago Board Options Exchange 1985 - 1990
Skills
Asset Management, Bonds, Fixed Income, Equities, Corporates, Personal Finance, Investments, Investment Advisory, Asset Allocation, Investment Strategies, Wealth Management, Portfolio Management, Small Business, Hedging, Commodity, Options, Analysis, Finance, Financial Services, Structured Finance, Financial Advisory, Investment Management, Funding
Education
University of Wisconsin-Madison 1982 — 1986
BA
Harvard University 1984 — 1984
None
Blue Haven Capital September 2006 - Present
City of Geneva, Illinois January 2012 - Present
Stifel Nicolaus 2005 - 2006
Howe Barnes 1998 - 2005
Barrington Trading Company 1990 - 1998
Chicago Board Options Exchange 1985 - 1990
Skills
Asset Management, Bonds, Fixed Income, Equities, Corporates, Personal Finance, Investments, Investment Advisory, Asset Allocation, Investment Strategies, Wealth Management, Portfolio Management, Small Business, Hedging, Commodity, Options, Analysis, Finance, Financial Services, Structured Finance, Financial Advisory, Investment Management, Funding
Education
University of Wisconsin-Madison 1982 — 1986
BA
Harvard University 1984 — 1984
None
Salvatore Favarolo's Stifel Nicolaus Experience 2005 - March 2011
Job Wealth Managment: Helping small business owners and their CPAs to create customized retirement plans.
Industry Financial Services
Experience
Lantern Wealth Advisors / Lantern Investments- April 2011 - Present
Stifel Nicolaus 2005 - March 2011
RBC Wealth Management 1999 - 2005
Skills
Finance, Small Business, Retirement Planning, Pension Plans, 401K Plans - avoiding..., Building a long term..., Managing your..., Life insurance..., Helping CPAs add value..., Investments, Wealth Management, Retirement, Series 7, Mutual Funds, Financial Services, Asset Management, Helping small business..., Portfolio Management, Investment Strategies, Investment Management, Management, Financial Planning, Securities, Equities, Asset Allocation
Education
Hofstra University
Business Administration, Banking & Finance
Mepham High School
Lantern Wealth Advisors / Lantern Investments- April 2011 - Present
Stifel Nicolaus 2005 - March 2011
RBC Wealth Management 1999 - 2005
Skills
Finance, Small Business, Retirement Planning, Pension Plans, 401K Plans - avoiding..., Building a long term..., Managing your..., Life insurance..., Helping CPAs add value..., Investments, Wealth Management, Retirement, Series 7, Mutual Funds, Financial Services, Asset Management, Helping small business..., Portfolio Management, Investment Strategies, Investment Management, Management, Financial Planning, Securities, Equities, Asset Allocation
Education
Hofstra University
Business Administration, Banking & Finance
Mepham High School
David Polischeck David Polischeck's Stifel Nicolaus Experience December 2005 - April 2015
Job Financial Advisor Kairos Wealth Advisors of Raymond James
Industry Financial Services
Experience
Kairos Wealth Advisors of Raymond James April 2015 - Present
Stifel Nicolaus December 2005 - April 2015
Legg Mason March 2001 - November 2005
Legg Mason February 1997 - March 2001
Skills
Series 7, Series 63, Equities, Capital Markets, Equity Research, Hedge Funds, Securities, Factset, Customer Relations, Investments, Retirement Planning
Education
Loyola College in Maryland 1999 — 2001
MSF, Finance
Towson University 1993 — 1996
BS, Business Administration - Concentration in Finance
Kairos Wealth Advisors of Raymond James April 2015 - Present
Stifel Nicolaus December 2005 - April 2015
Legg Mason March 2001 - November 2005
Legg Mason February 1997 - March 2001
Skills
Series 7, Series 63, Equities, Capital Markets, Equity Research, Hedge Funds, Securities, Factset, Customer Relations, Investments, Retirement Planning
Education
Loyola College in Maryland 1999 — 2001
MSF, Finance
Towson University 1993 — 1996
BS, Business Administration - Concentration in Finance
Caroline LeCates Caroline LeCates's Stifel Nicolaus Experience December 2009 - April 2012
Job Business Development at CipherHealth
Industry Investment Banking
Experience
CipherHealth March 2015 - Present
Pager February 2015 - March 2015
World Travel July 2014 - December 2014
Barclays October 2013 - July 2014
Lazard Capital Markets April 2012 - September 2013
Stifel Nicolaus December 2009 - April 2012
Shattuck Hammond Partners, a division of Morgan Keegan & Company July 2007 - June 2009
Skills
Equity Research, Valuation, Financial Modeling, Equities, Capital Markets, Healthcare Information..., Equity Valuation, Bloomberg, Investment Banking, Private Equity, Venture Capital, Corporate Development, Fixed Income, Due Diligence, Series 7
Education
General Assembly 2015 — 2015
Business Fundamental and Tactics
Vanderbilt University 2004 — 2007
BA, Public Policy, Financial Economics
CipherHealth March 2015 - Present
Pager February 2015 - March 2015
World Travel July 2014 - December 2014
Barclays October 2013 - July 2014
Lazard Capital Markets April 2012 - September 2013
Stifel Nicolaus December 2009 - April 2012
Shattuck Hammond Partners, a division of Morgan Keegan & Company July 2007 - June 2009
Skills
Equity Research, Valuation, Financial Modeling, Equities, Capital Markets, Healthcare Information..., Equity Valuation, Bloomberg, Investment Banking, Private Equity, Venture Capital, Corporate Development, Fixed Income, Due Diligence, Series 7
Education
General Assembly 2015 — 2015
Business Fundamental and Tactics
Vanderbilt University 2004 — 2007
BA, Public Policy, Financial Economics
Joseph DeNardi Joseph DeNardi's Stifel Nicolaus Experience February 2014 - Present
Job Vice President at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus February 2014 - Present
Stifel Nicolaus January 2008 - February 2014
Education
Loyola College in Maryland 2011 — 2013
MSF, Finance
The College of William and Mary 2001 — 2006
BA, Economics
Gilman School
Stifel Nicolaus February 2014 - Present
Stifel Nicolaus January 2008 - February 2014
Education
Loyola College in Maryland 2011 — 2013
MSF, Finance
The College of William and Mary 2001 — 2006
BA, Economics
Gilman School
Jennifer Sever's Stifel Nicolaus Experience May 2009 - January 2010
Job Assurance Senior at EY
Industry Financial Services
Experience
EY August 2015 - Present
EY October 2014 - July 2015
Ernst & Young January 2013 - September 2014
Indiana University School of Optometry May 2010 - August 2012
Merrill Lynch June 2011 - August 2011
Ernst & Young January 2011 - March 2011
Stifel Nicolaus May 2009 - January 2010
Kemper CPA Group LLP June 2007 - August 2008
Skills
Excel, Word, Outlook, Salesforce.com, Thomson One, Microsoft Excel, Accounting
Education
Indiana University - Kelley School of Business 2008 — 2012
Bachelor of Science (BS), Accounting and Finance
EY August 2015 - Present
EY October 2014 - July 2015
Ernst & Young January 2013 - September 2014
Indiana University School of Optometry May 2010 - August 2012
Merrill Lynch June 2011 - August 2011
Ernst & Young January 2011 - March 2011
Stifel Nicolaus May 2009 - January 2010
Kemper CPA Group LLP June 2007 - August 2008
Skills
Excel, Word, Outlook, Salesforce.com, Thomson One, Microsoft Excel, Accounting
Education
Indiana University - Kelley School of Business 2008 — 2012
Bachelor of Science (BS), Accounting and Finance
Sharhonda Beasley-Crosby Sharhonda Beasley-Crosby's Stifel Nicolaus Experience August 2006 - May 2011
Job Human Resources, BJC Healthcare
Industry Hospital & Health Care
Experience
BJC HealthCare September 2015 - Present
Southern Illinois University Edwardsville August 2014 - July 2015
Saint Louis University June 2011 - August 2014
Stifel Nicolaus August 2006 - May 2011
BJC HealthCare December 2001 - August 2006
Skills
Employee Relations, Employment Law, ERISA, Onboarding, HRIS, Recruiting, Training, Human Resources, Management
Education
Lindenwood University 2005 — 2008
Bachelor's of Arts, Business Administration, 3.83
Lincoln Senior High
Diploma, General Studies
BJC HealthCare September 2015 - Present
Southern Illinois University Edwardsville August 2014 - July 2015
Saint Louis University June 2011 - August 2014
Stifel Nicolaus August 2006 - May 2011
BJC HealthCare December 2001 - August 2006
Skills
Employee Relations, Employment Law, ERISA, Onboarding, HRIS, Recruiting, Training, Human Resources, Management
Education
Lindenwood University 2005 — 2008
Bachelor's of Arts, Business Administration, 3.83
Lincoln Senior High
Diploma, General Studies
Kirstie Burry Kirstie Burry's Stifel Nicolaus Experience January 2012 - March 2012
Job Assistant Manager at Illini Seating
Industry Marketing and Advertising
Experience
Illini Seating March 2013 - Present
Heartland Dental March 2012 - March 2013
Stifel Nicolaus January 2012 - March 2012
Midland States Bank November 2010 - November 2011
Midland States Bank July 2010 - September 2010
Midland States Bank January 2010 - August 2010
Crossroads Bank February 2008 - January 2010
Skills
Banking, Financial Analysis, Finance
Education
Eastern Illinois University 2009 — 2011
Bachelor of Science (B.S.), Banking, Corporate, Finance, and Securities Law
Lake Land College 2007 — 2009
A.S. in Science, Business Administration
Illini Seating March 2013 - Present
Heartland Dental March 2012 - March 2013
Stifel Nicolaus January 2012 - March 2012
Midland States Bank November 2010 - November 2011
Midland States Bank July 2010 - September 2010
Midland States Bank January 2010 - August 2010
Crossroads Bank February 2008 - January 2010
Skills
Banking, Financial Analysis, Finance
Education
Eastern Illinois University 2009 — 2011
Bachelor of Science (B.S.), Banking, Corporate, Finance, and Securities Law
Lake Land College 2007 — 2009
A.S. in Science, Business Administration
Istvan Nadas's Stifel Nicolaus Experience December 2009 - July 2010
Job Senior Business Analyst at Industrial Group Holdings (IGH)
Industry Financial Services
Experience
Industrial Group Holdings (IGH) May 2015 - Present
Post Capital Partners May 2013 - May 2015
The Riverside Company July 2011 - April 2013
Paragon Capital Group July 2010 - June 2011
Stifel Nicolaus December 2009 - July 2010
Bristol West Insurance Group June 2009 - December 2009
Skills
Financial Modeling, Valuation, Private Equity, Investment Banking, Due Diligence, Mergers, Mergers & Acquisitions, LBO, Business Valuation, Capital Raising, Investment Management, Investments, Investment Strategies, Capital, Growth Capital, Deal Sourcing, Corporate Finance, Buyouts, Middle Market, Leveraged Finance, Corporate Development, Venture Capital, Equity Research, DCF, Private Placements, M&A experience, Capital Markets, Equities, Divestitures, Equity Valuation, Alternative Investments, Acquisitions, Hedge Funds, Investor Relations, Bloomberg, Emerging Markets, Capital IQ, Mutual Funds, Portfolio Management, Financial Structuring, Structured Finance, Recapitalizations, Financial Analysis, Capital Structure, M&A execution, Equity Capital Markets, Securities, IPO, Debt Restructuring, Finance
Education
Case Western Reserve University - Weatherhead School of Management 2008 — 2009
Masters Finance
Duke University 2004 — 2008
Economics
University of Oxford 2006 — 2007
Study Abroad
Industrial Group Holdings (IGH) May 2015 - Present
Post Capital Partners May 2013 - May 2015
The Riverside Company July 2011 - April 2013
Paragon Capital Group July 2010 - June 2011
Stifel Nicolaus December 2009 - July 2010
Bristol West Insurance Group June 2009 - December 2009
Skills
Financial Modeling, Valuation, Private Equity, Investment Banking, Due Diligence, Mergers, Mergers & Acquisitions, LBO, Business Valuation, Capital Raising, Investment Management, Investments, Investment Strategies, Capital, Growth Capital, Deal Sourcing, Corporate Finance, Buyouts, Middle Market, Leveraged Finance, Corporate Development, Venture Capital, Equity Research, DCF, Private Placements, M&A experience, Capital Markets, Equities, Divestitures, Equity Valuation, Alternative Investments, Acquisitions, Hedge Funds, Investor Relations, Bloomberg, Emerging Markets, Capital IQ, Mutual Funds, Portfolio Management, Financial Structuring, Structured Finance, Recapitalizations, Financial Analysis, Capital Structure, M&A execution, Equity Capital Markets, Securities, IPO, Debt Restructuring, Finance
Education
Case Western Reserve University - Weatherhead School of Management 2008 — 2009
Masters Finance
Duke University 2004 — 2008
Economics
University of Oxford 2006 — 2007
Study Abroad
Rebecca Esrock Rebecca Esrock's Stifel Nicolaus Experience September 2011 - December 2011
Job Public Finance Analyst at Stifel Financial Corp.
Industry Financial Services
Experience
Stifel Financial Corp. January 2014 - Present
Stifel Nicolaus September 2011 - December 2011
Moog Center for Deaf Education 2006 - 2011
Skills
Microsoft Office, Microsoft Excel, DBC, SDC Platinum, Bloomberg, Series 63, Series 52
Education
Lake Forest College 2009 — 2013
Bachelor of Arts (BA), Economics/International Relations
Whitfield School 2005 — 2009
Stifel Financial Corp. January 2014 - Present
Stifel Nicolaus September 2011 - December 2011
Moog Center for Deaf Education 2006 - 2011
Skills
Microsoft Office, Microsoft Excel, DBC, SDC Platinum, Bloomberg, Series 63, Series 52
Education
Lake Forest College 2009 — 2013
Bachelor of Arts (BA), Economics/International Relations
Whitfield School 2005 — 2009
Jordan B. Kaplan Jordan B. Kaplan's Stifel Nicolaus Experience May 2008 - September 2008
Job Attorney at Fox Rothschild LLP
Industry Law Practice
Experience
Fox Rothschild LLP September 2013 - Present
Rutgers University School of Law - Newark August 2010 - May 2013
Fox Rothschild LLP May 2012 - July 2012
Brad Schenerman, Attorney at Law May 2011 - April 2012
James S. Rothschild, J.S.C February 2011 - August 2011
William Morris Foundation June 2009 - August 2010
Phi Kappa Psi Fraternity 2007 - 2009
Stifel Nicolaus May 2008 - September 2008
Skills
Economics, Public Speaking, Microsoft Office, PowerPoint, Research, Spanish, Nonprofits, Data Analysis, Legal Writing, Social Media, Legal Research, Mediation
Education
Rutgers University School of Law - Newark 2010 — 2013
J.D, Cum Laude, Order of the Coif
Lafayette College 2006 — 2010
Bachelor of Arts with Honors, Magna Cum Laude, Economics and Business; Economics
Livingston High School 2002 — 2006
Fox Rothschild LLP September 2013 - Present
Rutgers University School of Law - Newark August 2010 - May 2013
Fox Rothschild LLP May 2012 - July 2012
Brad Schenerman, Attorney at Law May 2011 - April 2012
James S. Rothschild, J.S.C February 2011 - August 2011
William Morris Foundation June 2009 - August 2010
Phi Kappa Psi Fraternity 2007 - 2009
Stifel Nicolaus May 2008 - September 2008
Skills
Economics, Public Speaking, Microsoft Office, PowerPoint, Research, Spanish, Nonprofits, Data Analysis, Legal Writing, Social Media, Legal Research, Mediation
Education
Rutgers University School of Law - Newark 2010 — 2013
J.D, Cum Laude, Order of the Coif
Lafayette College 2006 — 2010
Bachelor of Arts with Honors, Magna Cum Laude, Economics and Business; Economics
Livingston High School 2002 — 2006
Bianca Jansepar's Stifel Nicolaus Experience October 2008 - August 2013
Job Investment Professional at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan August 2013 - Present
Stifel Nicolaus October 2008 - August 2013
Bain & Company July 2007 - October 2008
Skills
Investments, Financial Analysis, Portfolio Management, Finance, Management, Series 7, Asset Management, Equities, Fixed Income
Education
Loyola Marymount University 2003 — 2006
Bachelor of Business Administration, Finance
Menlo Atherton
J.P. Morgan August 2013 - Present
Stifel Nicolaus October 2008 - August 2013
Bain & Company July 2007 - October 2008
Skills
Investments, Financial Analysis, Portfolio Management, Finance, Management, Series 7, Asset Management, Equities, Fixed Income
Education
Loyola Marymount University 2003 — 2006
Bachelor of Business Administration, Finance
Menlo Atherton
Jeffrey Liebman Jeffrey Liebman's Stifel Nicolaus Experience November 2013 - December 2013
Job Student Coordinator at Lehigh University
Industry Investment Management
Experience
Lehigh University May 2015 - Present
Lehigh University August 2013 - Present
StoneToro May 2015 - July 2015
Liberty Lake Day Camp June 2010 - August 2014
Stifel Nicolaus November 2013 - December 2013
Skills
Economics, Leadership, Financial Analysis, Federal Reserve, Monetary Policy, Microsoft Excel
Education
Lehigh University 2012 — 2016
Bachelor's degree, Economics
Lehigh University May 2015 - Present
Lehigh University August 2013 - Present
StoneToro May 2015 - July 2015
Liberty Lake Day Camp June 2010 - August 2014
Stifel Nicolaus November 2013 - December 2013
Skills
Economics, Leadership, Financial Analysis, Federal Reserve, Monetary Policy, Microsoft Excel
Education
Lehigh University 2012 — 2016
Bachelor's degree, Economics
Jeffrey Barton, J.D. Jeffrey Barton, J.D.'s Stifel Nicolaus Experience April 2011 - October 2011
Job Legal & Regulatory Compliance Executive
Industry Financial Services
Experience
Alliance Consulting Group, LLC May 2008 - Present
Stifel Nicolaus April 2011 - October 2011
FactRight, LLC October 2010 - April 2011
CM Group, LLC February 2007 - June 2010
Horace Mann October 2004 - February 2007
Skills
FINRA, Securities, Due Diligence, Corporate Governance, Private Placements, Investment Advisory, Securities Regulation, Investments, Financial Advisory, AML, Capital Markets, Financial Services, SEC, Compliance, Hedge Funds, Regulations, Alternative Investments, Legal Writing, Investment Banking, IPO, Private Equity, Legal Compliance, Bank Secrecy Act, Business Continuity, Continuing Education, Legal Affairs, Regulatory Affairs, Broker-Dealer, Complaint Resolution, Entity Formation, Expert Witness Services, PPM Drafting, Real Estate Investment, Regulation S-P, RIA Compliance, SEC compliance
Education
Pepperdine University School of Law 2000 — 2003
JD, Law
Illinois State University 1995 — 1999
BS, Criminal Justice / Pre-Law
Glenwood High School
Alliance Consulting Group, LLC May 2008 - Present
Stifel Nicolaus April 2011 - October 2011
FactRight, LLC October 2010 - April 2011
CM Group, LLC February 2007 - June 2010
Horace Mann October 2004 - February 2007
Skills
FINRA, Securities, Due Diligence, Corporate Governance, Private Placements, Investment Advisory, Securities Regulation, Investments, Financial Advisory, AML, Capital Markets, Financial Services, SEC, Compliance, Hedge Funds, Regulations, Alternative Investments, Legal Writing, Investment Banking, IPO, Private Equity, Legal Compliance, Bank Secrecy Act, Business Continuity, Continuing Education, Legal Affairs, Regulatory Affairs, Broker-Dealer, Complaint Resolution, Entity Formation, Expert Witness Services, PPM Drafting, Real Estate Investment, Regulation S-P, RIA Compliance, SEC compliance
Education
Pepperdine University School of Law 2000 — 2003
JD, Law
Illinois State University 1995 — 1999
BS, Criminal Justice / Pre-Law
Glenwood High School
Kate Troendle's Stifel Nicolaus Experience July 2008 - March 2011
Job Vice President at Bluestone Capital Partners, LLC
Industry Investment Banking
Experience
Bluestone Capital Partners, LLC February 2011 - Present
Stifel Nicolaus July 2008 - March 2011
Stifel Nicolaus May 2007 - June 2007
VetCentric October 2003 - August 2006
Education
Georgetown University - The McDonough School of Business 2006 — 2008
Master's, Business
Vanderbilt University 1999 — 2003
BS, Political Science & Economics
High-School 1995 — 1999
Bluestone Capital Partners, LLC February 2011 - Present
Stifel Nicolaus July 2008 - March 2011
Stifel Nicolaus May 2007 - June 2007
VetCentric October 2003 - August 2006
Education
Georgetown University - The McDonough School of Business 2006 — 2008
Master's, Business
Vanderbilt University 1999 — 2003
BS, Political Science & Economics
High-School 1995 — 1999
Craig Blue's Stifel Nicolaus Experience 2010 - 2011
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors May 2011 - Present
Stifel Nicolaus 2010 - 2011
Compass Financial Advisors 2009 - 2010
Citi Smith Barney 1986 - 2008
Skills
Financial Services, Investments, Insurance, Mutual Funds, Securities, Asset Allocation, Retirement Planning, Finance
Education
Indiana University South Bend 1969 — 1972
Wells Fargo Advisors May 2011 - Present
Stifel Nicolaus 2010 - 2011
Compass Financial Advisors 2009 - 2010
Citi Smith Barney 1986 - 2008
Skills
Financial Services, Investments, Insurance, Mutual Funds, Securities, Asset Allocation, Retirement Planning, Finance
Education
Indiana University South Bend 1969 — 1972
Kaycee Shoemaker, CPA Kaycee Shoemaker, CPA's Stifel Nicolaus Experience July 2008 - August 2008
Job Financial Analyst at TD Bank
Industry Investment Banking
Experience
TD Bank Group July 2011 - Present
Stifel Nicolaus Weisel July 2008 - December 2010
Stifel Nicolaus July 2008 - August 2008
Ernst & Young August 2003 - June 2006
Education
Duke University - The Fuqua School of Business 2006 — 2008
MBA, Finance
Wake Forest University 1998 — 2003
MS, BS, Accounting, Analytical Finance
TD Bank Group July 2011 - Present
Stifel Nicolaus Weisel July 2008 - December 2010
Stifel Nicolaus July 2008 - August 2008
Ernst & Young August 2003 - June 2006
Education
Duke University - The Fuqua School of Business 2006 — 2008
MBA, Finance
Wake Forest University 1998 — 2003
MS, BS, Accounting, Analytical Finance
Brent Daniels Brent Daniels's Stifel Nicolaus Experience BartenderMorgan Street1997 - 2007
Job Client Services at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus BartenderMorgan Street1997 - 2007
Regions Bank March 2005 - March 2006
Union Planters Bank March 2000 - September 2000
Education
Southern Illinois University, Edwardsville 2000 — 2004
Associates, Liberal Arts
Johnson & Wales University 1993 — 1995
Associates, culinary Arts
Stifel Nicolaus BartenderMorgan Street1997 - 2007
Regions Bank March 2005 - March 2006
Union Planters Bank March 2000 - September 2000
Education
Southern Illinois University, Edwardsville 2000 — 2004
Associates, Liberal Arts
Johnson & Wales University 1993 — 1995
Associates, culinary Arts
David Vegh's Stifel Nicolaus Experience June 2011 - Present
Job Regulatory Officer at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus June 2011 - Present
Raymond James January 2010 - December 2011
Morgan Joseph March 2009 - April 2010
BB&T March 2007 - March 2008
Legg Mason 2000 - 2007
Legg Mason Capital Markets 2000 - 2005
Fitch Ratings Ltd 1998 - 2000
Northern Trust 1996 - 1998
Skills
MBS, Bonds, CMBS, Credit Analysis, ABS, Structured Products, Fixed Income, Valuation
Education
Loyola University Chicago 1994 — 1996
MBA, Finance
Quinlan School of Business, Loyola University Chicago 1994 — 1996
MBA, Finance
Hebrew Theological College 1991 — 1994
BA, Judaic Studies
Stifel Nicolaus June 2011 - Present
Raymond James January 2010 - December 2011
Morgan Joseph March 2009 - April 2010
BB&T March 2007 - March 2008
Legg Mason 2000 - 2007
Legg Mason Capital Markets 2000 - 2005
Fitch Ratings Ltd 1998 - 2000
Northern Trust 1996 - 1998
Skills
MBS, Bonds, CMBS, Credit Analysis, ABS, Structured Products, Fixed Income, Valuation
Education
Loyola University Chicago 1994 — 1996
MBA, Finance
Quinlan School of Business, Loyola University Chicago 1994 — 1996
MBA, Finance
Hebrew Theological College 1991 — 1994
BA, Judaic Studies
Jason Funk, CFA's Stifel Nicolaus Experience 2009 - 2014
Job Chartered Financial Analyst, Experienced Investment Professional
Industry Financial Services
Experience
Stifel Nicolaus 2009 - 2014
Ferris, Baker Watts 2005 - 2008
E*Trade Professional 2001 - 2005
Skills
Capital Markets, Trading, Equities, Investments, Fixed Income, Financial Modeling, Bloomberg, Series 7, Valuation, Chartered Financial..., MarketAxess, FactSet
Education
Georgia Institute of Technology 1999 — 2001
B.S., Economics
Stifel Nicolaus 2009 - 2014
Ferris, Baker Watts 2005 - 2008
E*Trade Professional 2001 - 2005
Skills
Capital Markets, Trading, Equities, Investments, Fixed Income, Financial Modeling, Bloomberg, Series 7, Valuation, Chartered Financial..., MarketAxess, FactSet
Education
Georgia Institute of Technology 1999 — 2001
B.S., Economics
Blair Waksmunski's Stifel Nicolaus Experience July 2008 - Present
Job Compliance Officer at Stifel Nicolaus
Industry Capital Markets
Experience
Stifel Nicolaus July 2008 - Present
Ferris, Baker Watts, Inc. July 2003 - July 2008
Clark Bardes Consulting February 2002 - July 2003
Skills
Securities, Series 7, Equities, FINRA, Investments, Fixed Income, Capital Markets, Series 63, Mutual Funds, Wealth Management, Portfolio Management, Series 24, Financial Services, Investment Advisory, Alternative Investments, Bloomberg
Education
Longwood University 1997 — 2001
Bachelor of Science (BS), Business Administration and Management, General
Stifel Nicolaus July 2008 - Present
Ferris, Baker Watts, Inc. July 2003 - July 2008
Clark Bardes Consulting February 2002 - July 2003
Skills
Securities, Series 7, Equities, FINRA, Investments, Fixed Income, Capital Markets, Series 63, Mutual Funds, Wealth Management, Portfolio Management, Series 24, Financial Services, Investment Advisory, Alternative Investments, Bloomberg
Education
Longwood University 1997 — 2001
Bachelor of Science (BS), Business Administration and Management, General
Tore Svanberg's Stifel Nicolaus Experience October 2007 - Present
Job Managing Director
Industry Investment Banking
Experience
Stifel Nicolaus October 2007 - Present
Piper Jaffray 2002 - 2007
Robertson Stephens 1997 - 2002
Education
Middlebury Institute of International Studies at Monterey 1995 — 1997
MA, Internnational Policy Studies
Franklin College 1992 — 1995
BA, IR
Stifel Nicolaus October 2007 - Present
Piper Jaffray 2002 - 2007
Robertson Stephens 1997 - 2002
Education
Middlebury Institute of International Studies at Monterey 1995 — 1997
MA, Internnational Policy Studies
Franklin College 1992 — 1995
BA, IR
Vincent D'Accardi's Stifel Nicolaus Experience October 2012 - Present
Job TaxFree Municipal Bond Trading at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus October 2012 - Present
Stifel Nicolaus October 2010 - Present
Stifel Nicolaus January 2007 - September 2010
Ryan, Beck & Co. June 2000 - August 2007
Skills
Securities
Education
Hartwick College
Stifel Nicolaus October 2012 - Present
Stifel Nicolaus October 2010 - Present
Stifel Nicolaus January 2007 - September 2010
Ryan, Beck & Co. June 2000 - August 2007
Skills
Securities
Education
Hartwick College
Chris Mutascio's Stifel Nicolaus Experience February 2007 - Present
Job Managing Director at Stifel Nicolaus
Industry Banking
Experience
Stifel Nicolaus February 2007 - Present
Credit Suisse July 2004 - February 2007
Legg Mason June 1997 - July 2004
Education
Gettysburg College 1985 — 1989
Bachelor of Science, Business Management/Finance
Loyola College in Maryland
Masters Business Administration, Finance
Stifel Nicolaus February 2007 - Present
Credit Suisse July 2004 - February 2007
Legg Mason June 1997 - July 2004
Education
Gettysburg College 1985 — 1989
Bachelor of Science, Business Management/Finance
Loyola College in Maryland
Masters Business Administration, Finance
Daniel Divine's Stifel Nicolaus Experience October 2009 - Present
Job Vice President/Investments at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus October 2009 - Present
Rotary 2004 - 2013
UBS 2002 - 2009
United States Marine Corps 1987 - 2007
Education
Iowa State University 1983 — 1987
BS, Chemistry
Ames high school
Stifel Nicolaus October 2009 - Present
Rotary 2004 - 2013
UBS 2002 - 2009
United States Marine Corps 1987 - 2007
Education
Iowa State University 1983 — 1987
BS, Chemistry
Ames high school
David Heacock's Stifel Nicolaus Experience June 2012 - August 2012
Job Transportation Security Officer at TSA
Industry Sporting Goods
Experience
TSA October 2012 - Present
Stifel Nicolaus June 2012 - August 2012
Certified Valuations Inc December 2008 - January 2010
The Jersey Paddler February 2007 - January 2010
Shore Courier Services January 2004 - November 2007
Skills
Microsoft Office, Customer Service, Active Directory, Windows, Project Management, Troubleshooting, Microsoft Excel, IT Management, Business Analysis, Team Leadership, Photoshop, Process Improvement, Management, Retail, Security
Education
Fairleigh Dickinson University 2012 — 2013
Paralegal Certificate
Rider University 1998 — 2002
BS/BA
TSA October 2012 - Present
Stifel Nicolaus June 2012 - August 2012
Certified Valuations Inc December 2008 - January 2010
The Jersey Paddler February 2007 - January 2010
Shore Courier Services January 2004 - November 2007
Skills
Microsoft Office, Customer Service, Active Directory, Windows, Project Management, Troubleshooting, Microsoft Excel, IT Management, Business Analysis, Team Leadership, Photoshop, Process Improvement, Management, Retail, Security
Education
Fairleigh Dickinson University 2012 — 2013
Paralegal Certificate
Rider University 1998 — 2002
BS/BA
Scott Esposito's Stifel Nicolaus Experience April 2011 - Present
Job IT Professional
Industry Information Technology and Services
Experience
Stifel Financial Corp. May 2014 - Present
Stifel Nicolaus April 2011 - Present
Scott Esposito Consulting Group, LLC October 2008 - Present
Neuberger Berman September 2009 - April 2011
Barr Laboratories October 2007 - March 2009
Barr Laboratories, Inc. October 2007 - April 2008
Innovative Technology Solutions November 2004 - October 2007
Castlerock Risk March 2000 - November 2004
Mariner Management Group, Inc. 2000 - 2000
Skills
Data Center, Networking, Servers, VBScript, Altiris, Raritan, Aperture, Cabling, Software, Hardware
Education
Metropolitan Technical Institute 1999 — 2000
Network Administration
Lock Haven University of Pennsylvania 1996 — 1998
Computer Science
Stifel Financial Corp. May 2014 - Present
Stifel Nicolaus April 2011 - Present
Scott Esposito Consulting Group, LLC October 2008 - Present
Neuberger Berman September 2009 - April 2011
Barr Laboratories October 2007 - March 2009
Barr Laboratories, Inc. October 2007 - April 2008
Innovative Technology Solutions November 2004 - October 2007
Castlerock Risk March 2000 - November 2004
Mariner Management Group, Inc. 2000 - 2000
Skills
Data Center, Networking, Servers, VBScript, Altiris, Raritan, Aperture, Cabling, Software, Hardware
Education
Metropolitan Technical Institute 1999 — 2000
Network Administration
Lock Haven University of Pennsylvania 1996 — 1998
Computer Science
Simon Bradley's Stifel Nicolaus Experience January 2012 - Present
Job Managing Director, Portfolio & Electronic Trading at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus January 2012 - Present
MF Global New York January 2010 - November 2011
Pali Capital April 2008 - January 2010
CIBC World Markets / Oppenheimer & Co October 2003 - April 2008
Instinet Corporation 1999 - 2003
Bloomberg 1994 - 1999
Skills
Bloomberg, Account Management, Options, Derivatives, Series 63, Equities, Financial Markets, ETFs, Market Data, Hedge Funds, Commodity, Sales, Financial Services, Equity Derivatives, Series 7, Asset Managment, Investments, Trading Systems, Fixed Income, Investment Strategies, Portfolio Management, Mutual Funds, FX Options, Trading, Investment Banking, Risk Management, Equity Trading, Emerging Markets, Securities, Capital Markets, Alternative Investments, Electronic Trading
Education
University of Durham 1988 — 1992
BA, Modern Languages
Stifel Nicolaus January 2012 - Present
MF Global New York January 2010 - November 2011
Pali Capital April 2008 - January 2010
CIBC World Markets / Oppenheimer & Co October 2003 - April 2008
Instinet Corporation 1999 - 2003
Bloomberg 1994 - 1999
Skills
Bloomberg, Account Management, Options, Derivatives, Series 63, Equities, Financial Markets, ETFs, Market Data, Hedge Funds, Commodity, Sales, Financial Services, Equity Derivatives, Series 7, Asset Managment, Investments, Trading Systems, Fixed Income, Investment Strategies, Portfolio Management, Mutual Funds, FX Options, Trading, Investment Banking, Risk Management, Equity Trading, Emerging Markets, Securities, Capital Markets, Alternative Investments, Electronic Trading
Education
University of Durham 1988 — 1992
BA, Modern Languages
Joe Inman's Stifel Nicolaus Experience October 2006 - June 2008
Job Desktop Engineer
Industry Hospital & Health Care
Experience
Dell Services, Inc. March 2009 - Present
MedStar Health June 2008 - March 2009
Stifel Nicolaus October 2006 - June 2008
Skills
Servers, Windows Server, SharePoint, XP, DNS, Disaster Recovery, Microsoft Exchange, Active Directory, VMware, Windows 7, Project Management, Troubleshooting, Operating Systems, Computer Hardware, System Administration, Technical Support, Citrix, Windows XP
Education
State University of New York College at Buffalo 1995 — 1997
Bachelor of Arts, History
Marist College 1993 — 1995
Computer Science
New Horizons
Southwestern Central High School
Dell Services, Inc. March 2009 - Present
MedStar Health June 2008 - March 2009
Stifel Nicolaus October 2006 - June 2008
Skills
Servers, Windows Server, SharePoint, XP, DNS, Disaster Recovery, Microsoft Exchange, Active Directory, VMware, Windows 7, Project Management, Troubleshooting, Operating Systems, Computer Hardware, System Administration, Technical Support, Citrix, Windows XP
Education
State University of New York College at Buffalo 1995 — 1997
Bachelor of Arts, History
Marist College 1993 — 1995
Computer Science
New Horizons
Southwestern Central High School
Kirk Streckfus, CFA's Stifel Nicolaus Experience October 2005 - March 2011
Job Partner and Equity Analyst at TAMRO Capital Partners, LLC
Industry Investment Management
Experience
TAMRO Capital Partners, LLC April 2011 - Present
Stifel Nicolaus October 2005 - March 2011
Sherlock Company November 2003 - October 2005
Skills
Equities, Valuation, Hedge Funds, Investments, Asset Management, Portfolio Management, Equity Research, Financial Modeling, DCF, Bloomberg, Investment Banking, Bloomberg Terminal, Quantitative Analytics, Financial Analysis, Capital Markets, Series 7, Business Valuation
Education
Franklin & Marshall College 1999 — 2003
B.A. Business Administration Accounting and Finance
Loyola Blakefield High School 1995 — 1999
TAMRO Capital Partners, LLC April 2011 - Present
Stifel Nicolaus October 2005 - March 2011
Sherlock Company November 2003 - October 2005
Skills
Equities, Valuation, Hedge Funds, Investments, Asset Management, Portfolio Management, Equity Research, Financial Modeling, DCF, Bloomberg, Investment Banking, Bloomberg Terminal, Quantitative Analytics, Financial Analysis, Capital Markets, Series 7, Business Valuation
Education
Franklin & Marshall College 1999 — 2003
B.A. Business Administration Accounting and Finance
Loyola Blakefield High School 1995 — 1999
Ryan Hilliard's Stifel Nicolaus Experience February 2000 - Present
Job Inst. Equity Sales at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus February 2000 - Present
Education
Loyola University Maryland
Stifel Nicolaus February 2000 - Present
Education
Loyola University Maryland
Liz Peregoy's Stifel Nicolaus Experience December 2008 - May 2010
Job Research Nurse Coordinator at Johns Hopkins University
Industry Medical Practice
Experience
Johns Hopkins University October 2013 - Present
University of Maryland School of Nursing August 2010 - Present
Johns Hopkins Hospital February 2012 - September 2013
Stifel Nicolaus December 2008 - May 2010
Legg Mason Capital Management October 2007 - October 2008
Skills
Account Management, Healthcare, Microsoft Excel, Strategic Planning, Microsoft Word
Education
The George Washington University School of Medicine and Health Sciences 2014 — 2016
Nurse Practitioner
University of Maryland School of Nursing 2010 — 2012
Master of Science (M.S.), Clinical Nurse Leader
Loyola University Maryland 2003 — 2007
Johns Hopkins University October 2013 - Present
University of Maryland School of Nursing August 2010 - Present
Johns Hopkins Hospital February 2012 - September 2013
Stifel Nicolaus December 2008 - May 2010
Legg Mason Capital Management October 2007 - October 2008
Skills
Account Management, Healthcare, Microsoft Excel, Strategic Planning, Microsoft Word
Education
The George Washington University School of Medicine and Health Sciences 2014 — 2016
Nurse Practitioner
University of Maryland School of Nursing 2010 — 2012
Master of Science (M.S.), Clinical Nurse Leader
Loyola University Maryland 2003 — 2007
Tom Casper's Stifel Nicolaus Experience Vice President - InvestmentsRBC Dain RauscherApril 1996 - June 2004
Job Vice President Investments at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus Vice President - InvestmentsRBC Dain RauscherApril 1996 - June 2004
Education
University of Wisconsin-Madison - School of Business 1987 — 1989
MBA, Finance & Business Administration
Marquette University 1983 — 1987
Stifel Nicolaus Vice President - InvestmentsRBC Dain RauscherApril 1996 - June 2004
Education
University of Wisconsin-Madison - School of Business 1987 — 1989
MBA, Finance & Business Administration
Marquette University 1983 — 1987
Joseph Maglaque's Stifel Nicolaus Experience July 2013 - Present
Job Taxable Muni Trader Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus July 2013 - Present
Stifel Nicolaus March 2012 - June 2013
R. Seelaus & Co., Inc. March 2009 - November 2011
Merrill Lynch, Global Private Client Group February 2007 - February 2009
R. Seelaus & Co., Inc. 2009 - 2009
Gain Capital 2006 - 2007
Skills
Team Oriented, Fixed Income Trading, Fixed Income, Securities, Series 7, Series 63, Bloomberg, Bonds, Trading, Capital Markets, Trading Systems, Bloomberg Terminal, Electronic Trading, Municipal Bonds
Education
Penn State University 2003 — 2005
Bachelor of Science, Economics
Fairfield University 2001 — 2003
Finance
South Plainfield High School 1997 — 2001
Stifel Nicolaus July 2013 - Present
Stifel Nicolaus March 2012 - June 2013
R. Seelaus & Co., Inc. March 2009 - November 2011
Merrill Lynch, Global Private Client Group February 2007 - February 2009
R. Seelaus & Co., Inc. 2009 - 2009
Gain Capital 2006 - 2007
Skills
Team Oriented, Fixed Income Trading, Fixed Income, Securities, Series 7, Series 63, Bloomberg, Bonds, Trading, Capital Markets, Trading Systems, Bloomberg Terminal, Electronic Trading, Municipal Bonds
Education
Penn State University 2003 — 2005
Bachelor of Science, Economics
Fairfield University 2001 — 2003
Finance
South Plainfield High School 1997 — 2001
Jon Miner's Stifel Nicolaus Experience September 2012 - Present
Job Business Analyst, AVP Trading Technology at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus September 2012 - Present
Stifel Nicolaus September 2010 - September 2012
Stifel Nicolaus April 2008 - September 2010
UMB Bank June 2007 - April 2008
Skills
Series 7, Financial Analysis, Series 66, Thomson One, Project Coordination, Excel, Bloomberg, Fidessa, Series 24, T-SQL, VBA
Education
Webster University 2008 — 2011
Master of Business Administration (M.B.A.), Business Administration, Finance
Illinois State University 2002 — 2006
BS, Economics, History
Stifel Nicolaus September 2012 - Present
Stifel Nicolaus September 2010 - September 2012
Stifel Nicolaus April 2008 - September 2010
UMB Bank June 2007 - April 2008
Skills
Series 7, Financial Analysis, Series 66, Thomson One, Project Coordination, Excel, Bloomberg, Fidessa, Series 24, T-SQL, VBA
Education
Webster University 2008 — 2011
Master of Business Administration (M.B.A.), Business Administration, Finance
Illinois State University 2002 — 2006
BS, Economics, History
Bev Bishop's Stifel Nicolaus Experience August 2010 - Present
Job Vice President at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus August 2010 - Present
Morgan Stanley September 2005 - July 2010
Legg Mason October 2000 - September 2005
Deposit Guaranty Investments October 1993 - October 2000
Deposit Guaranty National Bank 1991 - 1993
Deposit Guaranty Bank September 1989 - September 1991
Skills
Investments, Corporate Finance, Financial Services, Strategic Financial..., Risk Management, Retirement Planning, Portfolio Management, Management, Finance
Education
Jackson State University 1985 — 1989
BS, Finance
St. Andrews Episcopal School 1972 — 1985
Stifel Nicolaus August 2010 - Present
Morgan Stanley September 2005 - July 2010
Legg Mason October 2000 - September 2005
Deposit Guaranty Investments October 1993 - October 2000
Deposit Guaranty National Bank 1991 - 1993
Deposit Guaranty Bank September 1989 - September 1991
Skills
Investments, Corporate Finance, Financial Services, Strategic Financial..., Risk Management, Retirement Planning, Portfolio Management, Management, Finance
Education
Jackson State University 1985 — 1989
BS, Finance
St. Andrews Episcopal School 1972 — 1985
Mike (Brookfield) Schinzer's Stifel Nicolaus Experience
Job Senior Vice President at Stifel Nicolaus
Industry Investment Banking
Experience
Stifel Nicolaus
Education
Marquette University 1978 — 1979
Stifel Nicolaus
Education
Marquette University 1978 — 1979
Matthew Holzapfel's Stifel Nicolaus Experience May 2008 - August 2008
Job MBA Candidate at Harvard Business School
Industry Higher Education
Experience
Kemvi May 2014 - August 2014
Sears Holdings Corporation March 2012 - August 2013
Dell October 2010 - March 2012
Dell August 2009 - October 2010
Stifel Nicolaus May 2008 - August 2008
Kimberly-Clark August 2007 - December 2007
Skills
Business Strategy, Cross-functional Team..., Data Analysis, Strategy, Management Consulting, Financial Modeling, Project Management, Business Process..., Process Improvement, Program Management, Competitive Analysis, Product Management, Business Analysis, Analytics, Strategic Planning, Six Sigma, Product Development, Analysis, Start-ups, Entrepreneurship, Market Research, Business Intelligence, IT Strategy
Education
Harvard Business School 2013 — 2015
Master of Business Administration (MBA)
University of Illinois at Urbana-Champaign 2006 — 2009
BS, Mechanical Engineering
Omaha Central High School 2002 — 2006
Kemvi May 2014 - August 2014
Sears Holdings Corporation March 2012 - August 2013
Dell October 2010 - March 2012
Dell August 2009 - October 2010
Stifel Nicolaus May 2008 - August 2008
Kimberly-Clark August 2007 - December 2007
Skills
Business Strategy, Cross-functional Team..., Data Analysis, Strategy, Management Consulting, Financial Modeling, Project Management, Business Process..., Process Improvement, Program Management, Competitive Analysis, Product Management, Business Analysis, Analytics, Strategic Planning, Six Sigma, Product Development, Analysis, Start-ups, Entrepreneurship, Market Research, Business Intelligence, IT Strategy
Education
Harvard Business School 2013 — 2015
Master of Business Administration (MBA)
University of Illinois at Urbana-Champaign 2006 — 2009
BS, Mechanical Engineering
Omaha Central High School 2002 — 2006
Ann Senflug, CPA's Stifel Nicolaus Experience June 2007 - May 2010
Job Senior Associate at EY
Industry Accounting
Experience
EY September 2013 - Present
PricewaterhouseCoopers September 2011 - August 2013
Stegman & Company January 2011 - June 2011
Morgan Stanley May 2010 - January 2011
Stifel Nicolaus June 2007 - May 2010
Education
Loyola College in Maryland
MBA, Accounting
Loyola College in Maryland
BBA, Finance
EY September 2013 - Present
PricewaterhouseCoopers September 2011 - August 2013
Stegman & Company January 2011 - June 2011
Morgan Stanley May 2010 - January 2011
Stifel Nicolaus June 2007 - May 2010
Education
Loyola College in Maryland
MBA, Accounting
Loyola College in Maryland
BBA, Finance
Paul Manley's Stifel Nicolaus Experience 2001 - 2003
Job Vice President Institutional Equity Sales
Industry Financial Services
Experience
Northland Capital Markets February 2006 - Present
Feltl & Company 2003 - 2006
Stifel Nicolaus 2001 - 2003
Dougherty & Company 1998 - 2001
Skills
Series 7, Equities, Investments, Asset Management, Equity Sales, Financial Analysis, Valuation, Capital Markets, Financial Modeling, Equity Research, Institutional, Series 63, Bloomberg, Hedge Funds
Education
Gustavus Adolphus College 1992 — 1996
Bachelor of Arts, Economics
Minnetonka Senior High School 1988 — 1992
Northland Capital Markets February 2006 - Present
Feltl & Company 2003 - 2006
Stifel Nicolaus 2001 - 2003
Dougherty & Company 1998 - 2001
Skills
Series 7, Equities, Investments, Asset Management, Equity Sales, Financial Analysis, Valuation, Capital Markets, Financial Modeling, Equity Research, Institutional, Series 63, Bloomberg, Hedge Funds
Education
Gustavus Adolphus College 1992 — 1996
Bachelor of Arts, Economics
Minnetonka Senior High School 1988 — 1992
Lawrence Messina's Stifel Nicolaus Experience March 2009 - Present
Job Senior Vice President at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus March 2009 - Present
Morgan Stanley 1993 - 2006
Education
University of Pennsylvania - The Wharton School 2001 — 2002
CIMA, Investment Analysis
Loyola Marymount University 1987 — 1992
Stifel Nicolaus March 2009 - Present
Morgan Stanley 1993 - 2006
Education
University of Pennsylvania - The Wharton School 2001 — 2002
CIMA, Investment Analysis
Loyola Marymount University 1987 — 1992
Jeanette Couppleditch's Stifel Nicolaus Experience August 2006 - July 2010
Job Exchange Admin at Stifel Nicolaus
Industry Information Technology and Services
Experience
Stifel Nicolaus August 2006 - July 2010
Unisys September 2005 - August 2006
United States Air Force January 2001 - July 2005
Skills
Microsoft Exchange, Disaster Recovery, Servers, Active Directory, Windows Server
Education
Southwestern Illinois College 2013 — 2015
Associate’s Degree, Graphic Design
Lincoln University (MO) 1996 — 2000
Stifel Nicolaus August 2006 - July 2010
Unisys September 2005 - August 2006
United States Air Force January 2001 - July 2005
Skills
Microsoft Exchange, Disaster Recovery, Servers, Active Directory, Windows Server
Education
Southwestern Illinois College 2013 — 2015
Associate’s Degree, Graphic Design
Lincoln University (MO) 1996 — 2000
Patrick Dearchs's Stifel Nicolaus Experience December 2009 - 2011
Job Investment Banking Associate at Deutsche Bank
Industry Investment Banking
Experience
Deutsche Bank 2014 - Present
Deutsche Bank 2011 - Present
Stifel Nicolaus December 2009 - 2011
EquityCompass Strategies July 2009 - December 2009
Chaffe & Associates January 2009 - May 2009
Education
Loyola University New Orleans 2005 — 2009
BA, Finance, Accounting
Deutsche Bank 2014 - Present
Deutsche Bank 2011 - Present
Stifel Nicolaus December 2009 - 2011
EquityCompass Strategies July 2009 - December 2009
Chaffe & Associates January 2009 - May 2009
Education
Loyola University New Orleans 2005 — 2009
BA, Finance, Accounting
Neil Wallerstein's Stifel Nicolaus Experience September 2011 - Present
Job Lead Systems Engineer at Magellan Health
Industry Information Technology and Services
Experience
Magellan Health October 2014 - Present
Stifel Nicolaus September 2011 - Present
MTM Technologies September 1991 - September 2011
Anheuser-Busch 2006 - December 2010
Anheuser-Busch Companies, Inc. 2006 - December 2010
Anheuser-Busch InBev 2006 - December 2010
Citi 2004 - 2005
InfoLAN, Inc. 1994 - 2000
Riedel Environmental Services, Inc 1989 - 1991
Skills
Citrix, Windows Server
Education
Maryville University of Saint Louis 1985 — 1989
BS, Information Systems
Magellan Health October 2014 - Present
Stifel Nicolaus September 2011 - Present
MTM Technologies September 1991 - September 2011
Anheuser-Busch 2006 - December 2010
Anheuser-Busch Companies, Inc. 2006 - December 2010
Anheuser-Busch InBev 2006 - December 2010
Citi 2004 - 2005
InfoLAN, Inc. 1994 - 2000
Riedel Environmental Services, Inc 1989 - 1991
Skills
Citrix, Windows Server
Education
Maryville University of Saint Louis 1985 — 1989
BS, Information Systems
Carol Abrams's Stifel Nicolaus Experience 1986 - 1996
Job Vice President
Industry Insurance
Experience
ProNet Gifts & Scholarships, Inc. December 2007 - Present
Raleigh Farnsworth & Abrams, Inc. January 1996 - Present
Stifel Nicolaus 1986 - 1996
Education
Lindenwood University 1996 — 1998
BA, Corporate Communications
ProNet Gifts & Scholarships, Inc. December 2007 - Present
Raleigh Farnsworth & Abrams, Inc. January 1996 - Present
Stifel Nicolaus 1986 - 1996
Education
Lindenwood University 1996 — 1998
BA, Corporate Communications
Kevin Daniel's Stifel Nicolaus Experience June 2009 - August 2009
Job CPA, Tax Senior at EY
Industry Accounting
Experience
EY October 2013 - Present
EY October 2011 - September 2013
EY June 2010 - August 2010
Stifel Nicolaus June 2009 - August 2009
Stephen Finch & Associates August 2006 - May 2007
Skills
Accounting, Tax, Microsoft Excel, Financial Analysis, Microsoft Office, Financial Statements, Finance, Financial Reporting, PowerPoint, Auditing, Financial Accounting, GAAP, Financial Modeling, US GAAP, CPA
Education
Indiana University - Kelley School of Business 2007 — 2011
Bachelor of Science, Business - Accounting & Finance
EY October 2013 - Present
EY October 2011 - September 2013
EY June 2010 - August 2010
Stifel Nicolaus June 2009 - August 2009
Stephen Finch & Associates August 2006 - May 2007
Skills
Accounting, Tax, Microsoft Excel, Financial Analysis, Microsoft Office, Financial Statements, Finance, Financial Reporting, PowerPoint, Auditing, Financial Accounting, GAAP, Financial Modeling, US GAAP, CPA
Education
Indiana University - Kelley School of Business 2007 — 2011
Bachelor of Science, Business - Accounting & Finance
Chuck Postel's Stifel Nicolaus Experience September 2008 - Present
Job municipal bond portfolio manager with Stifel Nicolaus' Knall/Cohen Group, Indianapolis/Cleveland
Industry Investment Management
Experience
Stifel Nicolaus September 2008 - Present
KeyBanc Capital Markets March 1979 - March 2007
City Securities Corporation 1987 - 1988
Skills
Series 63, Fixed Income, Alternative Investments, Series 65, Capital Markets, Investment Advisory, Investment Management, Securities, Equities, Mutual Funds, Wealth Management, Investment Banking, Options, Portfolio Management, Investments, Asset Managment, Retirement Planning, Strategic Financial..., Financial Analysis
Education
Marietta College 1974 — 1978
B.A., Accounting
Stifel Nicolaus September 2008 - Present
KeyBanc Capital Markets March 1979 - March 2007
City Securities Corporation 1987 - 1988
Skills
Series 63, Fixed Income, Alternative Investments, Series 65, Capital Markets, Investment Advisory, Investment Management, Securities, Equities, Mutual Funds, Wealth Management, Investment Banking, Options, Portfolio Management, Investments, Asset Managment, Retirement Planning, Strategic Financial..., Financial Analysis
Education
Marietta College 1974 — 1978
B.A., Accounting
Earl Lyden's Stifel Nicolaus Experience 1992 - 1996
Job Business Strategy Manager at First Clearing LLC
Industry Financial Services
Experience
First Clearing LLC December 2012 - Present
First Clearing LLC (Wells Fargo Advisors) December 2005 - December 2012
NatCity Investments, Inc. 1998 - 2005
Capital West Securities, Inc. 1996 - 1998
Stifel Nicolaus 1992 - 1996
Skills
Relationship Management, Business Strategy, Wealth Management, Financial Analysis, Mutual Funds, Series 7, Process Improvement, Business Analysis, Business Relationship..., FINRA, Asset Management, Risk Management, Investments, Financial Services, Strategic Planning, Strategic Financial..., Project Management
Education
Ferris State University 1974 — 1978
BS, Accounting / Science
First Clearing LLC December 2012 - Present
First Clearing LLC (Wells Fargo Advisors) December 2005 - December 2012
NatCity Investments, Inc. 1998 - 2005
Capital West Securities, Inc. 1996 - 1998
Stifel Nicolaus 1992 - 1996
Skills
Relationship Management, Business Strategy, Wealth Management, Financial Analysis, Mutual Funds, Series 7, Process Improvement, Business Analysis, Business Relationship..., FINRA, Asset Management, Risk Management, Investments, Financial Services, Strategic Planning, Strategic Financial..., Project Management
Education
Ferris State University 1974 — 1978
BS, Accounting / Science
Lisa Burch-Harney's Stifel Nicolaus Experience May 2002 - Present
Job Client Service Associate at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus May 2002 - Present
Skills
Mutual Funds, Customer Service, Wealth Management..., Series 63, Banking, Insurance, Portfolio Management, Financial Services, Asset Management
Education
Howard Community College
Science
Stifel Nicolaus May 2002 - Present
Skills
Mutual Funds, Customer Service, Wealth Management..., Series 63, Banking, Insurance, Portfolio Management, Financial Services, Asset Management
Education
Howard Community College
Science
Bernard Huger's Stifel Nicolaus Experience June 1998 - June 2005
Job CFO at Recommind
Industry Computer Software
Experience
Recommind June 2014 - Present
MuleSoft Inc September 2012 - June 2014
J.P. Morgan July 2007 - August 2012
Stifel Nicolaus June 1998 - June 2005
Skills
Venture Capital, Investment Banking, Financial Modeling, Valuation, Corporate Finance, Financial Analysis
Education
University of Chicago 2005 — 2007
MBA, Finance, accounting and organizational behavior
Georgetown University 1994 — 1998
BS, Finance
Recommind June 2014 - Present
MuleSoft Inc September 2012 - June 2014
J.P. Morgan July 2007 - August 2012
Stifel Nicolaus June 1998 - June 2005
Skills
Venture Capital, Investment Banking, Financial Modeling, Valuation, Corporate Finance, Financial Analysis
Education
University of Chicago 2005 — 2007
MBA, Finance, accounting and organizational behavior
Georgetown University 1994 — 1998
BS, Finance
Miki Clements-Collier's Stifel Nicolaus Experience January 1990 - May 1999
Job Assistant Inventory Control Manager, Dover Saddlery
Industry Sports
Experience
Dover Saddlery April 2013 - Present
Butt Bar Bags etc. August 2009 - Present
Self Employed April 2006 - Present
Self Employed February 1990 - Present
mack hill riding academy 2008 - 2010
Long Run Investments January 1999 - April 2008
Dover Saddlery 2008 - 2008
Stifel Nicolaus January 1990 - May 1999
Hilliard Lyons June 1981 - January 1990
Skills
Nature Photography, hunting with dogs, Project Management, Photography, Horses, Investments, Event Planning, Social Media, Customer Service, Public Speaking, Magazines, Social Media Marketing, Microsoft Office, Public Relations, Press Releases, Advertising, Writing
Education
Briarcliff College 1971 — 1974
BA, American History/Creative writing.
Hollins University 1969 — 1970
ba, creative writing, american history
Kathleen Laycock, aka Greens Farms Academy 1962 — 1969
Dover Saddlery April 2013 - Present
Butt Bar Bags etc. August 2009 - Present
Self Employed April 2006 - Present
Self Employed February 1990 - Present
mack hill riding academy 2008 - 2010
Long Run Investments January 1999 - April 2008
Dover Saddlery 2008 - 2008
Stifel Nicolaus January 1990 - May 1999
Hilliard Lyons June 1981 - January 1990
Skills
Nature Photography, hunting with dogs, Project Management, Photography, Horses, Investments, Event Planning, Social Media, Customer Service, Public Speaking, Magazines, Social Media Marketing, Microsoft Office, Public Relations, Press Releases, Advertising, Writing
Education
Briarcliff College 1971 — 1974
BA, American History/Creative writing.
Hollins University 1969 — 1970
ba, creative writing, american history
Kathleen Laycock, aka Greens Farms Academy 1962 — 1969
Heather Pecoraro's Stifel Nicolaus Experience November 2001 - Present
Job Vice President/Conversion Specialist at Stifel Nicolaus
Industry Banking
Experience
Stifel Nicolaus November 2001 - Present
Education
Fairleigh Dickinson University 1998 — 2002
BS, Finance
Stifel Nicolaus November 2001 - Present
Education
Fairleigh Dickinson University 1998 — 2002
BS, Finance
Kathy Darnell's Stifel Nicolaus Experience December 2008 - Present
Job VicePresident,Advisory Market Manager at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus December 2008 - Present
Wells Fargo Advisors March 2008 - December 2008
A.G. Edwards April 1994 - June 2007
Skills
Series 7, Series 63, Series 65, Mutual Funds, Wealth Management, Asset Allocation, Investment Advisory, Retirement Planning, FINRA, Investments, Alternative Investments, Equities, Uniform Combined State..., Investment Strategies, Securities, Retirement, Portfolio Management, Asset Management, Financial Services, Financial Advisory, Fixed Annuities, Fixed Income, 401k
Education
Maryville University of Saint Louis
Bachelor of Arts (B.A.), Business Communications
Washington University in St. Louis
Pursued Masters, Human Resource Management
Stifel Nicolaus December 2008 - Present
Wells Fargo Advisors March 2008 - December 2008
A.G. Edwards April 1994 - June 2007
Skills
Series 7, Series 63, Series 65, Mutual Funds, Wealth Management, Asset Allocation, Investment Advisory, Retirement Planning, FINRA, Investments, Alternative Investments, Equities, Uniform Combined State..., Investment Strategies, Securities, Retirement, Portfolio Management, Asset Management, Financial Services, Financial Advisory, Fixed Annuities, Fixed Income, 401k
Education
Maryville University of Saint Louis
Bachelor of Arts (B.A.), Business Communications
Washington University in St. Louis
Pursued Masters, Human Resource Management
Jennifer Buzard's Stifel Nicolaus Experience April 2015 - Present
Job Compliance Analyst
Industry Financial Services
Experience
Stifel Nicolaus April 2015 - Present
BNY Mellon 2009 - April 2015
BNY Mellon 2007 - 2009
BNY Mellon 1999 - 2007
BNY Mellon 1996 - 1999
Little Caesar Enterprises, Inc 1995 - 1996
Eat 'N Park Restaurants 1994 - 1995
Skills
AML, Wealth Management, Anti Money Laundering, Procedure Development, Risk Management, KYC, Financial Services, Compliance, Regulatory Requirements, Legal Requirements, Policy Analysis, Data Analysis, Suspicious Activity..., Project Management, Due Diligence, Business Recovery..., Customer Service, Microsoft Office, Microsoft Excel, Microsoft Word, Access, PowerPoint, Outlook, World Check
Education
Geneva College
Bachelor of Science, Business Administration
Geneva College
Bachelor of Arts, Economics
Stifel Nicolaus April 2015 - Present
BNY Mellon 2009 - April 2015
BNY Mellon 2007 - 2009
BNY Mellon 1999 - 2007
BNY Mellon 1996 - 1999
Little Caesar Enterprises, Inc 1995 - 1996
Eat 'N Park Restaurants 1994 - 1995
Skills
AML, Wealth Management, Anti Money Laundering, Procedure Development, Risk Management, KYC, Financial Services, Compliance, Regulatory Requirements, Legal Requirements, Policy Analysis, Data Analysis, Suspicious Activity..., Project Management, Due Diligence, Business Recovery..., Customer Service, Microsoft Office, Microsoft Excel, Microsoft Word, Access, PowerPoint, Outlook, World Check
Education
Geneva College
Bachelor of Science, Business Administration
Geneva College
Bachelor of Arts, Economics
Dan DiLeva's Stifel Nicolaus Experience 2009 - Present
Job VP/Trading Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus 2009 - Present
Piper Jaffray May 1998 - January 2009
Skills
Analysis, Bloomberg, Bonds, Capital Markets, Equities, Fixed Income, Securities, Series 63, Series 7
Education
Iowa State University 1987 — 1991
BA, Economics
Stifel Nicolaus 2009 - Present
Piper Jaffray May 1998 - January 2009
Skills
Analysis, Bloomberg, Bonds, Capital Markets, Equities, Fixed Income, Securities, Series 63, Series 7
Education
Iowa State University 1987 — 1991
BA, Economics
Matthew Power's Stifel Nicolaus Experience September 2009 - March 2012
Job Senior Vice President Wealth Management and Branch Manager UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. March 2012 - Present
Stifel Nicolaus September 2009 - March 2012
UBS Financial Services Inc. December 2006 - September 2009
UBS Financial Services Inc. March 2006 - December 2006
UBS Financial Services Inc. June 2004 - March 2006
Wachovia Securities April 2001 - June 2004
Smith Barney 1996 - 2001
Greenbaum, Rowe, Smith & Davis, LLP 1991 - 1995
Education
Fordham University School of Law 1982 — 1985
JD, Law
SUNY Albany 1978 — 1982
Bachelor of Arts (B.A.), Economics
UBS Financial Services Inc. March 2012 - Present
Stifel Nicolaus September 2009 - March 2012
UBS Financial Services Inc. December 2006 - September 2009
UBS Financial Services Inc. March 2006 - December 2006
UBS Financial Services Inc. June 2004 - March 2006
Wachovia Securities April 2001 - June 2004
Smith Barney 1996 - 2001
Greenbaum, Rowe, Smith & Davis, LLP 1991 - 1995
Education
Fordham University School of Law 1982 — 1985
JD, Law
SUNY Albany 1978 — 1982
Bachelor of Arts (B.A.), Economics
Nicole DeBaun's Stifel Nicolaus Experience April 2004 - May 2009
Job LPN at Major Hospital/Major Health Partners
Industry Medical Practice
Experience
Major Hospital/Major Health Partners September 2013 - Present
Stifel Nicolaus April 2004 - May 2009
Skills
Customer Service, Microsoft Office, Strategic Planning
Education
Ivy Tech Community College 2008 — 2010
Certificate of Practical Nursing, Nursing
Major Hospital/Major Health Partners September 2013 - Present
Stifel Nicolaus April 2004 - May 2009
Skills
Customer Service, Microsoft Office, Strategic Planning
Education
Ivy Tech Community College 2008 — 2010
Certificate of Practical Nursing, Nursing
Nellie Sires's Stifel Nicolaus Experience February 2002 - May 2004
Job Grassroots Organizing Professional
Industry Political Organization
Experience
Quinn for Illinois April 2014 - November 2014
Organizing for Action February 2013 - April 2014
Citizen Action/Illinois November 2012 - January 2013
Obama for America January 2012 - November 2012
Zenya.com August 2009 - July 2011
Dick Durbin, U.S. Senator January 2010 - June 2010
U.S. PIRG August 2008 - March 2009
Loyola Phoenix September 2004 - May 2008
YMCA May 2004 - August 2004
Stifel Nicolaus February 2002 - May 2004
Skills
Volunteer Recruiting, Management, Organizing, Political Campaigns, Editing, Political Research, SEM, Volunteer Management, SEO, Writing, AP Style, Copy Editing, Political Science, Journalism, Video Editing, Video Production, Videographer, Research, Communications Strategy, Academic Writing, Academic Editing, Taxonomy, Taxonomy Development, Emergency Medicine, Childcare, Newsletters, Social Media Marketing, Grassroots Organizing, Political Communication, Public Policy, New Media, Community Outreach, Editorial, Press Releases, Media Relations, Social Media, News Writing, Public Speaking, Event Planning, Facebook, Interviews, Social Networking, Public Relations, Copywriting, Feature Articles, Leadership, Votebuilder, Web Content, Politics, Strategic Communications
Education
University of Illinois at Chicago 2009 — 2011
28 hours earned toward M.A., Political Science
Loyola University Chicago 2004 — 2008
B.A., Political Science, Communications, and International Film/Media Studies
Quinn for Illinois April 2014 - November 2014
Organizing for Action February 2013 - April 2014
Citizen Action/Illinois November 2012 - January 2013
Obama for America January 2012 - November 2012
Zenya.com August 2009 - July 2011
Dick Durbin, U.S. Senator January 2010 - June 2010
U.S. PIRG August 2008 - March 2009
Loyola Phoenix September 2004 - May 2008
YMCA May 2004 - August 2004
Stifel Nicolaus February 2002 - May 2004
Skills
Volunteer Recruiting, Management, Organizing, Political Campaigns, Editing, Political Research, SEM, Volunteer Management, SEO, Writing, AP Style, Copy Editing, Political Science, Journalism, Video Editing, Video Production, Videographer, Research, Communications Strategy, Academic Writing, Academic Editing, Taxonomy, Taxonomy Development, Emergency Medicine, Childcare, Newsletters, Social Media Marketing, Grassroots Organizing, Political Communication, Public Policy, New Media, Community Outreach, Editorial, Press Releases, Media Relations, Social Media, News Writing, Public Speaking, Event Planning, Facebook, Interviews, Social Networking, Public Relations, Copywriting, Feature Articles, Leadership, Votebuilder, Web Content, Politics, Strategic Communications
Education
University of Illinois at Chicago 2009 — 2011
28 hours earned toward M.A., Political Science
Loyola University Chicago 2004 — 2008
B.A., Political Science, Communications, and International Film/Media Studies
John Morningstar's Stifel Nicolaus Experience December 2005 - Present
Job at
Industry Investment Management
Experience
Stifel Financial Corp. June 2014 - Present
Stifel Nicolaus December 2005 - Present
Education
Indiana University - Kelley School of Business 2007 — 2009
MBA, Finance
Stifel Financial Corp. June 2014 - Present
Stifel Nicolaus December 2005 - Present
Education
Indiana University - Kelley School of Business 2007 — 2009
MBA, Finance
Dan Scherrer's Stifel Nicolaus Experience September 1986 - September 1988
Job SharePoint Administrator at Mallinckrodt Pharmaceuticals
Industry Health, Wellness and Fitness
Experience
Mallinckrodt Pharmaceuticals December 2012 - Present
Covidien October 2008 - December 2012
Mallinckrodt June 2001 - October 2008
Ferguson Consulting April 1998 - June 2001
Genelco Software Solutions September 1991 - April 1998
Brown Group / Cloth World June 1989 - September 1989
Enterprise Rent-A-Car October 1988 - June 1989
Stifel Nicolaus September 1986 - September 1988
Skills
Microsoft SQL Server, IIS, SharePoint, Systems Analysis, SQL, Databases, Software Development, Validation, ASP.NET, FDA, ASP, RPG, Software Documentation, Programming, Crystal Reports, Visio, Database Design, SDLC, Integration, Requirements Analysis
Education
Maryville University of Saint Louis 2003 — 2005
BS, Business Management
St. Louis Community College 1982 — 1985
AA, Computer Science
Mallinckrodt Pharmaceuticals December 2012 - Present
Covidien October 2008 - December 2012
Mallinckrodt June 2001 - October 2008
Ferguson Consulting April 1998 - June 2001
Genelco Software Solutions September 1991 - April 1998
Brown Group / Cloth World June 1989 - September 1989
Enterprise Rent-A-Car October 1988 - June 1989
Stifel Nicolaus September 1986 - September 1988
Skills
Microsoft SQL Server, IIS, SharePoint, Systems Analysis, SQL, Databases, Software Development, Validation, ASP.NET, FDA, ASP, RPG, Software Documentation, Programming, Crystal Reports, Visio, Database Design, SDLC, Integration, Requirements Analysis
Education
Maryville University of Saint Louis 2003 — 2005
BS, Business Management
St. Louis Community College 1982 — 1985
AA, Computer Science
Andy Phelps's Stifel Nicolaus Experience February 2009 - July 2012
Job Managing Director Head of Syndication for Global Structured Credit and Solutions at Natixis
Industry Financial Services
Experience
Natixis North America December 2012 - Present
Stifel Nicolaus February 2009 - July 2012
Merrill Lynch February 2004 - January 2009
Goldman Sachs February 1998 - January 2004
JPMorgan June 1995 - January 1998
Skills
Securitization, Fixed Income, Structured Products, Hedge Funds, Distressed Debt, Asset Based Lending, Small Business Lending, CLO, CDO, Fundraising, Middle Market, Sales Management, Relationship Marketing, Investment Banking, Syndications, Capital Markets, Alternative Investments, Bonds, Structured Finance, Loan Origination, Portfolio Management, Credit Derivatives, Asset Management, Equity Derivatives, Derivatives, ABS, Credit, Equities, Options
Education
Massachusetts Institute of Technology 1991 — 1995
BS, Materials Engineering
Middleton High School 1987 — 1991
Natixis North America December 2012 - Present
Stifel Nicolaus February 2009 - July 2012
Merrill Lynch February 2004 - January 2009
Goldman Sachs February 1998 - January 2004
JPMorgan June 1995 - January 1998
Skills
Securitization, Fixed Income, Structured Products, Hedge Funds, Distressed Debt, Asset Based Lending, Small Business Lending, CLO, CDO, Fundraising, Middle Market, Sales Management, Relationship Marketing, Investment Banking, Syndications, Capital Markets, Alternative Investments, Bonds, Structured Finance, Loan Origination, Portfolio Management, Credit Derivatives, Asset Management, Equity Derivatives, Derivatives, ABS, Credit, Equities, Options
Education
Massachusetts Institute of Technology 1991 — 1995
BS, Materials Engineering
Middleton High School 1987 — 1991
Evan Leary's Stifel Nicolaus Experience September 2005 - November 2006
Job Vice President Commodity Structured Finance at Goldman Sachs
Industry Investment Banking
Experience
Goldman Sachs September 2015 - Present
Macquarie Group November 2006 - August 2015
Stifel Nicolaus September 2005 - November 2006
Legg Mason 2003 - September 2005
Skills
Private Equity, Financial Modeling, Valuation, Investment Banking, Corporate Finance, Due Diligence, Mergers, Equities, Private Placements, Capital Markets, M&A experience, LBO
Education
Université libre de Bruxelles 2002 — 2003
D.E.S. (Master's Degree), Economics with Focus on European Union
Georgetown University - The McDonough School of Business 1998 — 2002
B.S.B.A., Finance, International Business
Université catholique de Louvain 2000 — 2001
Year long study abroad program
Goldman Sachs September 2015 - Present
Macquarie Group November 2006 - August 2015
Stifel Nicolaus September 2005 - November 2006
Legg Mason 2003 - September 2005
Skills
Private Equity, Financial Modeling, Valuation, Investment Banking, Corporate Finance, Due Diligence, Mergers, Equities, Private Placements, Capital Markets, M&A experience, LBO
Education
Université libre de Bruxelles 2002 — 2003
D.E.S. (Master's Degree), Economics with Focus on European Union
Georgetown University - The McDonough School of Business 1998 — 2002
B.S.B.A., Finance, International Business
Université catholique de Louvain 2000 — 2001
Year long study abroad program
Blake Best, CPA's Stifel Nicolaus Experience August 2009 - March 2013
Job Institutional Equity Sales at J.P. Morgan
Industry Capital Markets
Experience
J.P. Morgan April 2013 - Present
Stifel Nicolaus August 2009 - March 2013
Ernst & Young September 2008 - August 2009
Education
Towson University 2007 — 2008
M.S., Accounting and Business Advisory
Lehigh University 2003 — 2007
B.S., Accounting
J.P. Morgan April 2013 - Present
Stifel Nicolaus August 2009 - March 2013
Ernst & Young September 2008 - August 2009
Education
Towson University 2007 — 2008
M.S., Accounting and Business Advisory
Lehigh University 2003 — 2007
B.S., Accounting
Jack Abe's Stifel Nicolaus Experience July 2009 - July 2010
Job Internal Advisor Consultant at Nuveen Investments
Industry Financial Services
Experience
Nuveen Investments August 2014 - Present
Nuveen Investments December 2013 - July 2014
Harbor Capital Advisors March 2012 - November 2013
NSA Media August 2010 - February 2012
Stifel Nicolaus July 2009 - July 2010
Prime International 2008 - 2008
Skills
Series 7, Series 63, Series 65, Series 6, Mutual Funds, Investments, Finance, Sales, Market Research
Education
Hope College 2005 — 2009
BA, Business
Nuveen Investments August 2014 - Present
Nuveen Investments December 2013 - July 2014
Harbor Capital Advisors March 2012 - November 2013
NSA Media August 2010 - February 2012
Stifel Nicolaus July 2009 - July 2010
Prime International 2008 - 2008
Skills
Series 7, Series 63, Series 65, Series 6, Mutual Funds, Investments, Finance, Sales, Market Research
Education
Hope College 2005 — 2009
BA, Business
Tyler Sadek, CFA's Stifel Nicolaus Experience May 2008 - June 2010
Job Experienced Private Equity Investor
Industry Investment Management
Experience
Teays River Investments, LLC July 2010 - Present
Stifel Nicolaus May 2008 - June 2010
Campus Outreach May 2005 - May 2008
LaSalle Bank 2003 - 2005
Skills
Mergers, Financial Modeling, Valuation, Financial Analysis, Capital Markets, Debt, Equities, Asset Management, Investments, Portfolio Management, Private Equity, Due Diligence, Bloomberg, Asset Managment, Corporate Finance, Equity Research, Mergers & Acquisitions, Finance, Hedge Funds, Alternative Investments
Education
The University of Chicago Booth School of Business 2014 — 2016
Master of Business Administration (MBA), Business Administration and Management
Emory University - Goizueta Business School 1999 — 2003
BBA, Finance & Accounting
St. Ignatius College Prep 1995 — 1999
Teays River Investments, LLC July 2010 - Present
Stifel Nicolaus May 2008 - June 2010
Campus Outreach May 2005 - May 2008
LaSalle Bank 2003 - 2005
Skills
Mergers, Financial Modeling, Valuation, Financial Analysis, Capital Markets, Debt, Equities, Asset Management, Investments, Portfolio Management, Private Equity, Due Diligence, Bloomberg, Asset Managment, Corporate Finance, Equity Research, Mergers & Acquisitions, Finance, Hedge Funds, Alternative Investments
Education
The University of Chicago Booth School of Business 2014 — 2016
Master of Business Administration (MBA), Business Administration and Management
Emory University - Goizueta Business School 1999 — 2003
BBA, Finance & Accounting
St. Ignatius College Prep 1995 — 1999
Jonathan Farina's Stifel Nicolaus Experience
Job Senior Investment Associate at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus
Skills
Investments, Mutual Funds, Series 7, Risk Management, Due Diligence, Mortgage Lending, Asset Allocation, Series 63
Education
Mansfield University of Pennsylvania 2004 — 2006
Business
Oral Roberts University 2002 — 2004
Neshaminy High School
Stifel Nicolaus
Skills
Investments, Mutual Funds, Series 7, Risk Management, Due Diligence, Mortgage Lending, Asset Allocation, Series 63
Education
Mansfield University of Pennsylvania 2004 — 2006
Business
Oral Roberts University 2002 — 2004
Neshaminy High School
Steve Aubuchon's Stifel Nicolaus Experience March 2011 - June 2014
Job Institutional Equity Sales at Citi
Industry Financial Services
Experience
Citi August 2014 - Present
Stifel Nicolaus March 2011 - June 2014
MFS Investment Management 2007 - June 2010
Loomis, Sayles & Co. 2005 - 2007
Skills
Finance, Equity Research, Strategic Planning, Financial Modeling, Investments, Analysis, Equities, Institutional Sales, Valuation, Fixed Income, Hedge Funds, Bloomberg, Alternative Investments, Mutual Funds
Education
Hamilton College 1999 — 2003
Economics, Communications
Citi August 2014 - Present
Stifel Nicolaus March 2011 - June 2014
MFS Investment Management 2007 - June 2010
Loomis, Sayles & Co. 2005 - 2007
Skills
Finance, Equity Research, Strategic Planning, Financial Modeling, Investments, Analysis, Equities, Institutional Sales, Valuation, Fixed Income, Hedge Funds, Bloomberg, Alternative Investments, Mutual Funds
Education
Hamilton College 1999 — 2003
Economics, Communications
Brad Dolny's Stifel Nicolaus Experience June 2008 - Present
Job
Industry Financial Services
Experience
Stifel Nicolaus June 2008 - Present
Skills
Microsoft Excel, Customer Service, Microsoft Office, Microsoft Word, PowerPoint, Outlook, English, Windows, Research, Strategic Planning, Budgets, HTML, Public Speaking, Negotiation, Photoshop
Education
Loyola University Maryland 2004 — 2008
Bachelor of Business Administration (BBA), Finance, General
Stifel Nicolaus June 2008 - Present
Skills
Microsoft Excel, Customer Service, Microsoft Office, Microsoft Word, PowerPoint, Outlook, English, Windows, Research, Strategic Planning, Budgets, HTML, Public Speaking, Negotiation, Photoshop
Education
Loyola University Maryland 2004 — 2008
Bachelor of Business Administration (BBA), Finance, General
Ben Lowe, CFA's Stifel Nicolaus Experience December 2008 - March 2014
Job Director Finance & Treasury at Crown Castle
Industry Telecommunications
Experience
Crown Castle March 2014 - Present
Stifel Nicolaus December 2008 - March 2014
Legg Mason Capital Management May 2004 - December 2008
Skills
Analysis, Asset Management, Bloomberg, Business Strategy, Capital Markets, Cloud Computing, Competitive Analysis, Corporate Finance, Data Center, Due Diligence, Equities, Equity Research, Finance, Financial Analysis, Financial Markets, Financial Modeling, Financial Services, Investments, Mutual Funds, Series 7, Valuation
Education
Lenoir-Rhyne University 2000 — 2004
BA, Economics & Political Science
Crown Castle March 2014 - Present
Stifel Nicolaus December 2008 - March 2014
Legg Mason Capital Management May 2004 - December 2008
Skills
Analysis, Asset Management, Bloomberg, Business Strategy, Capital Markets, Cloud Computing, Competitive Analysis, Corporate Finance, Data Center, Due Diligence, Equities, Equity Research, Finance, Financial Analysis, Financial Markets, Financial Modeling, Financial Services, Investments, Mutual Funds, Series 7, Valuation
Education
Lenoir-Rhyne University 2000 — 2004
BA, Economics & Political Science
Paul Sayles's Stifel Nicolaus Experience EnforcerMorgan Stanley1970 - 1995
Job VP investments at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus EnforcerMorgan Stanley1970 - 1995
Education
Massachusetts Institute of Technology 1963 — 1970
PHD, english, Physics, Economics
Stifel Nicolaus EnforcerMorgan Stanley1970 - 1995
Education
Massachusetts Institute of Technology 1963 — 1970
PHD, english, Physics, Economics
Michele Huber's Stifel Nicolaus Experience January 2008 - March 2013
Job at
Industry Financial Services
Experience
Kayne Anderson Rudnick December 2014 - Present
Chamberlain Group September 2013 - December 2014
Stifel Financial Corp. April 2013 - September 2013
Stifel Nicolaus January 2008 - March 2013
Skills
Excel, Access, Word, Thomson One, Bloomberg, Hedge Funds, Mutual Funds, Alternative Investments, Asset Allocation, Performance Reporting, Separately Managed..., Spreadsheets, Spreadsheet Design, Morningstar, StyleADVISOR, Series 7
Education
Indiana University - Kelley School of Business 2003 — 2007
Finance
Kayne Anderson Rudnick December 2014 - Present
Chamberlain Group September 2013 - December 2014
Stifel Financial Corp. April 2013 - September 2013
Stifel Nicolaus January 2008 - March 2013
Skills
Excel, Access, Word, Thomson One, Bloomberg, Hedge Funds, Mutual Funds, Alternative Investments, Asset Allocation, Performance Reporting, Separately Managed..., Spreadsheets, Spreadsheet Design, Morningstar, StyleADVISOR, Series 7
Education
Indiana University - Kelley School of Business 2003 — 2007
Finance
April Buono's Stifel Nicolaus Experience May 2010 - January 2011
Job Associate Manager at Prudential Real Estate Investors
Industry Financial Services
Experience
Prudential Real Estate Investors May 2015 - Present
Prudential Real Estate Investments December 2013 - May 2015
Prudential Financial August 2012 - November 2013
Prudential Financial June 2011 - August 2012
Bernafon AG January 2011 - May 2011
Stifel Nicolaus May 2010 - January 2011
AXA Advisors September 2009 - May 2010
Skills
Finance, Financial Analysis, Accounting, Forecasting, Analysis, Financial Reporting, Microsoft Word, Customer Service, Management
Education
Marist College 2006 — 2010
B.S., Business Administration, Finance
Lorenzo de’ Medici 2009 — 2009
Prudential Real Estate Investors May 2015 - Present
Prudential Real Estate Investments December 2013 - May 2015
Prudential Financial August 2012 - November 2013
Prudential Financial June 2011 - August 2012
Bernafon AG January 2011 - May 2011
Stifel Nicolaus May 2010 - January 2011
AXA Advisors September 2009 - May 2010
Skills
Finance, Financial Analysis, Accounting, Forecasting, Analysis, Financial Reporting, Microsoft Word, Customer Service, Management
Education
Marist College 2006 — 2010
B.S., Business Administration, Finance
Lorenzo de’ Medici 2009 — 2009
Seth Cohn's Stifel Nicolaus Experience May 2011 - May 2014
Job Asset Manager at Capital Funding Group
Industry Financial Services
Experience
Capital Funding Group May 2014 - Present
Stifel Nicolaus May 2011 - May 2014
CB Richard Ellis Investors September 2006 - May 2011
Brown Advisory September 2005 - September 2006
Skills
CFA Level II Candidate, Financial Reporting, Credit Analysis, Equity Research, Valuation, Accounting, Portfolio Management, Equities, Investments, Forecasting, Financial Analysis, Financial Modeling, Securities, Bloomberg, Equity Valuation, Asset Managment, Real Estate, Due Diligence
Education
Loyola College in Maryland 2007 — 2010
Master of Business Administration (M.B.A.), Finance
Muhlenberg College 1999 — 2003
BA, Business Administration, Finance Concentration
Capital Funding Group May 2014 - Present
Stifel Nicolaus May 2011 - May 2014
CB Richard Ellis Investors September 2006 - May 2011
Brown Advisory September 2005 - September 2006
Skills
CFA Level II Candidate, Financial Reporting, Credit Analysis, Equity Research, Valuation, Accounting, Portfolio Management, Equities, Investments, Forecasting, Financial Analysis, Financial Modeling, Securities, Bloomberg, Equity Valuation, Asset Managment, Real Estate, Due Diligence
Education
Loyola College in Maryland 2007 — 2010
Master of Business Administration (M.B.A.), Finance
Muhlenberg College 1999 — 2003
BA, Business Administration, Finance Concentration
Andrew Fife's Stifel Nicolaus Experience March 2015 - Present
Job Equity Derivatives Sales at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus March 2015 - Present
Citi March 2013 - February 2015
Oppenheimer & Co. October 2012 - March 2013
Susquehanna Financial Group June 2008 - July 2012
Bear Stearns January 1993 - June 2008
Skills
Equities, Hedge Funds, Bloomberg, Derivatives, Equity Derivatives, Options, Capital Markets, Series 7, Trading, Structured Products, Series 63, Electronic Trading, Alternative Investments, Investment Banking, Financial Markets, Equity Trading, Trading Systems, Asset Managment, Asset Allocation, Asset Management, Bloomberg Terminal, Bonds, Commodity, ETFs
Education
Lehigh University 1981 — 1985
BA, Foreign Careers
Stifel Nicolaus March 2015 - Present
Citi March 2013 - February 2015
Oppenheimer & Co. October 2012 - March 2013
Susquehanna Financial Group June 2008 - July 2012
Bear Stearns January 1993 - June 2008
Skills
Equities, Hedge Funds, Bloomberg, Derivatives, Equity Derivatives, Options, Capital Markets, Series 7, Trading, Structured Products, Series 63, Electronic Trading, Alternative Investments, Investment Banking, Financial Markets, Equity Trading, Trading Systems, Asset Managment, Asset Allocation, Asset Management, Bloomberg Terminal, Bonds, Commodity, ETFs
Education
Lehigh University 1981 — 1985
BA, Foreign Careers
Dan Kallaugher's Stifel Nicolaus Experience May 2008 - March 2011
Job Radcliffe Jewelers
Industry Retail
Experience
Radcliffe Jewelers 2011 - Present
Stifel Nicolaus May 2008 - March 2011
Skills
GIA Diamonds Graduate, Event Planning, Marketing, Sales
Education
Loyola University Maryland 2006 — 2008
MBA, Marketing, International Business
Yale University 2002 — 2006
BA, Political Science
Radcliffe Jewelers 2011 - Present
Stifel Nicolaus May 2008 - March 2011
Skills
GIA Diamonds Graduate, Event Planning, Marketing, Sales
Education
Loyola University Maryland 2006 — 2008
MBA, Marketing, International Business
Yale University 2002 — 2006
BA, Political Science
Bruce Voss's Stifel Nicolaus Experience May 2009 - Present
Job Vice President at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus May 2009 - Present
Education
Lake Forest College 1967 — 1970
BA, Economics
Stifel Nicolaus May 2009 - Present
Education
Lake Forest College 1967 — 1970
BA, Economics
Elizabeth Boswell's Stifel Nicolaus Experience June 2006 - September 2011
Job Development Specialist at Port Discovery Children's Museum
Industry Fund-Raising
Experience
Port Discovery Children's Museum March 2012 - Present
Stifel Nicolaus June 2006 - September 2011
Scott & Stringfellow February 2004 - August 2004
Skills
Equity Research, Valuation, Financial Modeling, Equities, Research, Investments, Bloomberg, Economics, Series 7, Financial Analysis, Fixed Income, Equity Valuation, Microsoft Excel, Fundraising, Microsoft Office, Asset Managment, Corporate Finance, Alternative Investments, Hedge Funds
Education
Indiana University Bloomington 2004 — 2006
BS, Mathematics
Indiana University Bloomington 2004 — 2006
BA, Economics
Culver Academies 2000 — 2002
High School
Port Discovery Children's Museum March 2012 - Present
Stifel Nicolaus June 2006 - September 2011
Scott & Stringfellow February 2004 - August 2004
Skills
Equity Research, Valuation, Financial Modeling, Equities, Research, Investments, Bloomberg, Economics, Series 7, Financial Analysis, Fixed Income, Equity Valuation, Microsoft Excel, Fundraising, Microsoft Office, Asset Managment, Corporate Finance, Alternative Investments, Hedge Funds
Education
Indiana University Bloomington 2004 — 2006
BS, Mathematics
Indiana University Bloomington 2004 — 2006
BA, Economics
Culver Academies 2000 — 2002
High School
Lawrence Messina's Stifel Nicolaus Experience 2009 - Present
Job
Industry
Experience
Stifel Nicolaus 2009 - Present
Skills
Asset Allocation, Securities, Series 63, Series 7, Investments, Mutual Funds
Education
Loyola Marymount University, College of Business Administration
Stifel Nicolaus 2009 - Present
Skills
Asset Allocation, Securities, Series 63, Series 7, Investments, Mutual Funds
Education
Loyola Marymount University, College of Business Administration
Thomas Rohde's Stifel Nicolaus Experience June 2003 - October 2011
Job At Risk Facilitator at Natrona County Schools
Industry Law Enforcement
Experience
Natrona County Schools February 2015 - Present
Allied Barton March 2014 - Present
Halliburton October 2011 - October 2013
Stifel Nicolaus June 2003 - October 2011
Skills
Financial Analysis, Series 7, Portfolio Management, Series 63, Bonds, Investments, Financial Modeling, Investment Strategies, Asset Management, Estate Planning, Securities, Public Speaking, Retirement Planning, Finance
Education
Fort Lewis College 1983 — 1986
B.A., Business Administration
Lake Forest College 1979 — 1980
General Education
Wooster School, Danbury CT 1976 — 1979
Natrona County Schools February 2015 - Present
Allied Barton March 2014 - Present
Halliburton October 2011 - October 2013
Stifel Nicolaus June 2003 - October 2011
Skills
Financial Analysis, Series 7, Portfolio Management, Series 63, Bonds, Investments, Financial Modeling, Investment Strategies, Asset Management, Estate Planning, Securities, Public Speaking, Retirement Planning, Finance
Education
Fort Lewis College 1983 — 1986
B.A., Business Administration
Lake Forest College 1979 — 1980
General Education
Wooster School, Danbury CT 1976 — 1979
John Austin Tucker's Stifel Nicolaus Experience June 2010 - August 2010
Job Graduate of Elon University
Industry Banking
Experience
Stifel Nicolaus June 2010 - August 2010
North State Communications July 2009 - August 2009
North State Communications June 2008 - August 2008
Education
Elon University 2007 — 2011
B.S.B.A., Finance
Stifel Nicolaus June 2010 - August 2010
North State Communications July 2009 - August 2009
North State Communications June 2008 - August 2008
Education
Elon University 2007 — 2011
B.S.B.A., Finance
Rick Kneiser's Stifel Nicolaus Experience 2000 - 2006
Job Vice President at Avondale Partners
Industry Capital Markets
Experience
Avondale Partners October 2013 - Present
Rick Kneiser January 2013 - October 2013
BGB Securities Inc. March 2011 - January 2013
Morgan Joseph TriArtisan LLC July 2008 - July 2010
Ferris,Baker Watts, Inc. September 2006 - June 2008
Stifel Nicolaus 2000 - 2006
B.C. Ziegler 1996 - 2000
Skills
Equities, Capital Markets, Valuation, Investment Banking, Securities, Series 7, Investments, Financial Modeling, Trading, Corporate Finance, Due Diligence, Series 63, Equity Valuation, Institutional..., Equity Research, Financial Services
Education
Marquette University 1980 — 1983
Bachelor's degree, Philosophy
Xavier University 1978 — 1980
Avondale Partners October 2013 - Present
Rick Kneiser January 2013 - October 2013
BGB Securities Inc. March 2011 - January 2013
Morgan Joseph TriArtisan LLC July 2008 - July 2010
Ferris,Baker Watts, Inc. September 2006 - June 2008
Stifel Nicolaus 2000 - 2006
B.C. Ziegler 1996 - 2000
Skills
Equities, Capital Markets, Valuation, Investment Banking, Securities, Series 7, Investments, Financial Modeling, Trading, Corporate Finance, Due Diligence, Series 63, Equity Valuation, Institutional..., Equity Research, Financial Services
Education
Marquette University 1980 — 1983
Bachelor's degree, Philosophy
Xavier University 1978 — 1980
Deanna Loepker's Stifel Nicolaus Experience March 2009 - Present
Job Banking
Industry Financial Services
Experience
Carrollton Bank February 2014 - Present
Stifel Nicolaus March 2009 - Present
A.G. Edwards & Sons, Inc. March 1997 - March 2009
A.G. Edwards & Sons, Inc. November 1985 - March 1997
Skills
Hold Series 7
Education
Carrollton High School
Lewis and Clark Community College
Carrollton Bank February 2014 - Present
Stifel Nicolaus March 2009 - Present
A.G. Edwards & Sons, Inc. March 1997 - March 2009
A.G. Edwards & Sons, Inc. November 1985 - March 1997
Skills
Hold Series 7
Education
Carrollton High School
Lewis and Clark Community College
Ford Manion's Stifel Nicolaus Experience May 2009 - August 2009
Job Genesis Pharmacy Services
Industry Hospital & Health Care
Experience
Genesis Pharmacy Services October 2013 - Present
Enterprise Rent-A-Car May 2011 - August 2011
Reliance Bank May 2010 - August 2010
Stifel Nicolaus May 2009 - August 2009
Skills
Business Development, Management, Sales, Financial Analysis, Healthcare, Microsoft Excel, Marketing, Leadership, Pharmaceutical Industry, Pharmaceutical Sales, PowerPoint, Healthcare Management, Customer Service, Sales Management, Finance, Data Analysis, Financial Modeling, Pharmacy, Account Management, Social Media, Compounding
Education
Indiana University - Kelley School of Business 2008 — 2012
BS, Finance and Entrepreneurship
Chaminade College Prep 2004 — 2008
High School
Genesis Pharmacy Services October 2013 - Present
Enterprise Rent-A-Car May 2011 - August 2011
Reliance Bank May 2010 - August 2010
Stifel Nicolaus May 2009 - August 2009
Skills
Business Development, Management, Sales, Financial Analysis, Healthcare, Microsoft Excel, Marketing, Leadership, Pharmaceutical Industry, Pharmaceutical Sales, PowerPoint, Healthcare Management, Customer Service, Sales Management, Finance, Data Analysis, Financial Modeling, Pharmacy, Account Management, Social Media, Compounding
Education
Indiana University - Kelley School of Business 2008 — 2012
BS, Finance and Entrepreneurship
Chaminade College Prep 2004 — 2008
High School
ben plotkin's Stifel Nicolaus Experience May 1987 - Present
Job evp and vice chairman at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus May 1987 - Present
Skills
Investment Banking, Equities, Financial Services, Mergers, Banking, Series 7, Strategic Planning, Investments, Capital Markets, Securities, Series 63, Fixed Income, Portfolio Management, Wealth Management, Alternative Investments, Bonds, Asset Allocation, Asset Managment, Series 24, Investment Advisory
Education
Georgetown University 1977 — 1980
juris doctor
University of Florida 1973 — 1976
Bachelor of Business Administration (BBA), economics
Smsh
Stifel Nicolaus May 1987 - Present
Skills
Investment Banking, Equities, Financial Services, Mergers, Banking, Series 7, Strategic Planning, Investments, Capital Markets, Securities, Series 63, Fixed Income, Portfolio Management, Wealth Management, Alternative Investments, Bonds, Asset Allocation, Asset Managment, Series 24, Investment Advisory
Education
Georgetown University 1977 — 1980
juris doctor
University of Florida 1973 — 1976
Bachelor of Business Administration (BBA), economics
Smsh
Catherine Killian's Stifel Nicolaus Experience January 2013 - Present
Job Sr Specialist at Stifel Nicolaus
Industry Staffing and Recruiting
Experience
Stifel Nicolaus January 2013 - Present
Seniors Helping Seniors June 2011 - Present
Kforce Finance & Accounting March 2012 - June 2012
Scottrade, Inc June 1999 - November 2008
SSM Care Management October 1997 - June 1999
St. Joseph Hospital - Kirkwood March 1996 - October 1997
St. Joseph Hospital - Kirkwood January 1995 - March 1996
St. Joseph Hospital - Kirkwood October 1993 - January 1995
St. Joseph Hospital - Kirkwood May 1991 - October 1993
General American Life Insurance Company January 1988 - July 1991
Skills
Customer Service, Typing, Eye For Detail, Organizing, Filing, Telephone Skills, Excel, Microsoft Office, Outlook, Training Skills, Data Entry
Education
Hickey College 1985 — 1985
Certificate, Secretarial
St. Louis Community College
Stifel Nicolaus January 2013 - Present
Seniors Helping Seniors June 2011 - Present
Kforce Finance & Accounting March 2012 - June 2012
Scottrade, Inc June 1999 - November 2008
SSM Care Management October 1997 - June 1999
St. Joseph Hospital - Kirkwood March 1996 - October 1997
St. Joseph Hospital - Kirkwood January 1995 - March 1996
St. Joseph Hospital - Kirkwood October 1993 - January 1995
St. Joseph Hospital - Kirkwood May 1991 - October 1993
General American Life Insurance Company January 1988 - July 1991
Skills
Customer Service, Typing, Eye For Detail, Organizing, Filing, Telephone Skills, Excel, Microsoft Office, Outlook, Training Skills, Data Entry
Education
Hickey College 1985 — 1985
Certificate, Secretarial
St. Louis Community College
Aaron Tomlin's Stifel Nicolaus Experience November 2010 - May 2011
Job Sr. Portfolio Analyst at Stifel Nicolaus & Co.
Industry Financial Services
Experience
Stifel Financial Corp. April 2013 - Present
ProCourse Fiduciary Advisors, LLC June 2012 - April 2013
Stifel Financial Corp. June 2011 - June 2012
Stifel Nicolaus November 2010 - May 2011
Skills
Series 7, Mutual Funds, Equities, Asset Allocation, Fixed Income, Investments, Securities, Portfolio Management, Retirement Planning, Financial Modeling, Asset Management, Capital Markets, Financial Analysis, Retirement
Education
Indiana Wesleyan University 2007 — 2010
Bachelor of Science (BS), Finance, General
Stifel Financial Corp. April 2013 - Present
ProCourse Fiduciary Advisors, LLC June 2012 - April 2013
Stifel Financial Corp. June 2011 - June 2012
Stifel Nicolaus November 2010 - May 2011
Skills
Series 7, Mutual Funds, Equities, Asset Allocation, Fixed Income, Investments, Securities, Portfolio Management, Retirement Planning, Financial Modeling, Asset Management, Capital Markets, Financial Analysis, Retirement
Education
Indiana Wesleyan University 2007 — 2010
Bachelor of Science (BS), Finance, General
Bryan Street's Stifel Nicolaus Experience December 2011 - Present
Job Global Head of Portfolio & Electronic Trading at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus December 2011 - Present
MF Global January 2010 - December 2011
CIBC World Markets April 2003 - April 2008
Goldman Sachs November 1999 - April 2003
Investment Technology Group, Inc. March 1994 - November 1999
Chancellor Capital Management March 1990 - March 1994
Skills
Equity Trading, Electronic Trading, Portfolio Management, Management, Trading System, Equities, Bloomberg, Trading Systems, Trading, Investments, Series 7
Education
Hamilton College 1983 — 1987
BA, Computer Science, Psychology
Stifel Nicolaus December 2011 - Present
MF Global January 2010 - December 2011
CIBC World Markets April 2003 - April 2008
Goldman Sachs November 1999 - April 2003
Investment Technology Group, Inc. March 1994 - November 1999
Chancellor Capital Management March 1990 - March 1994
Skills
Equity Trading, Electronic Trading, Portfolio Management, Management, Trading System, Equities, Bloomberg, Trading Systems, Trading, Investments, Series 7
Education
Hamilton College 1983 — 1987
BA, Computer Science, Psychology
Mark Sprtel's Stifel Nicolaus Experience June 2009 - August 2009
Job Investment Analyst at Schaper, Benz & Wise Investment Counsel
Industry Financial Services
Experience
Schaper, Benz & Wise Investment Counsel July 2014 - Present
Associated Bank October 2011 - July 2014
Appleton Group Wealth Management July 2010 - September 2011
Stifel Nicolaus June 2009 - August 2009
Bjorklunden June 2008 - August 2008
Education
Lawrence University 2006 — 2010
Bachelor of Arts, Economics
Schaper, Benz & Wise Investment Counsel July 2014 - Present
Associated Bank October 2011 - July 2014
Appleton Group Wealth Management July 2010 - September 2011
Stifel Nicolaus June 2009 - August 2009
Bjorklunden June 2008 - August 2008
Education
Lawrence University 2006 — 2010
Bachelor of Arts, Economics
Andrea Kasten's Stifel Nicolaus Experience July 2009 - Present
Job Intern at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus July 2009 - Present
Eastern Illinois University August 2005 - June 2009
Education
Eastern Illinois University 2005 — 2009
Bachelor of Science, Family and Consumer Sciences
Lewis and Clark Community College
Paralegal
Stifel Nicolaus July 2009 - Present
Eastern Illinois University August 2005 - June 2009
Education
Eastern Illinois University 2005 — 2009
Bachelor of Science, Family and Consumer Sciences
Lewis and Clark Community College
Paralegal
Dan Stephen's Stifel Nicolaus Experience December 2007 - February 2013
Job Vice President of Investments at M4 Capital
Industry Financial Services
Experience
M4 Capital February 2013 - Present
Stifel Nicolaus December 2007 - February 2013
A.G. Edwards 2006 - 2007
Education
Washington University in St. Louis 2004 — 2006
Master of Business Administration (MBA), Accounting and Finance
Indiana University Bloomington 1998 — 2002
Bachelor of Science (B.S.), Finance
M4 Capital February 2013 - Present
Stifel Nicolaus December 2007 - February 2013
A.G. Edwards 2006 - 2007
Education
Washington University in St. Louis 2004 — 2006
Master of Business Administration (MBA), Accounting and Finance
Indiana University Bloomington 1998 — 2002
Bachelor of Science (B.S.), Finance
Troy D. Bergman's Stifel Nicolaus Experience January 2012 - Present
Job Telecommunication Coordinator at Stifel Nicolaus
Industry Telecommunications
Experience
Stifel Nicolaus January 2012 - Present
Charter Communications 2007 - 2011
Nortel Networks 2005 - 2007
Nortel Networks 1997 - 2005
Skills
VoIP, Avaya, Telecommunications, Switches, Cisco Technologies, Networking, Routing, Ethernet
Education
Lindenwood University
B.A., Business Management
Stifel Nicolaus January 2012 - Present
Charter Communications 2007 - 2011
Nortel Networks 2005 - 2007
Nortel Networks 1997 - 2005
Skills
VoIP, Avaya, Telecommunications, Switches, Cisco Technologies, Networking, Routing, Ethernet
Education
Lindenwood University
B.A., Business Management
Ana Colgan's Stifel Nicolaus Experience April 2005 - Present
Job Associate at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus April 2005 - Present
Duquesne Capital Management January 2004 - April 2005
Thomas Weisel Partners 2002 - 2004
Prudential Vector 1999 - 2001
Abiding Real Estate 1996 - 2000
Dresdner Bank 1980 - 1989
Education
Kingsborough Community College
Stifel Nicolaus April 2005 - Present
Duquesne Capital Management January 2004 - April 2005
Thomas Weisel Partners 2002 - 2004
Prudential Vector 1999 - 2001
Abiding Real Estate 1996 - 2000
Dresdner Bank 1980 - 1989
Education
Kingsborough Community College
Kevin Zeldin's Stifel Nicolaus Experience January 2004 - Present
Job Wealth Manager at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus January 2004 - Present
Jewish Federation of St. Louis November 2000 - December 2003
Jewish Federation of New Haven, CT April 1998 - October 2000
Skills
Retirement Planning, Long Term Care Insurance, Disability Insurance, Risk Management, Financial Goals, Finance, Investment Advisory..., Wealth Management, Series 7, Investment Advisory, Mutual Funds, Investments
Education
Yeshiva University School of Social Work - Wurzweiler 1989 — 1991
Master of Social Work (MSW), Community Social Work
Indiana University Bloomington 1987 — 1989
Bachelor of Arts (B.A.), Psychology & Religoius Studies
Stifel Nicolaus January 2004 - Present
Jewish Federation of St. Louis November 2000 - December 2003
Jewish Federation of New Haven, CT April 1998 - October 2000
Skills
Retirement Planning, Long Term Care Insurance, Disability Insurance, Risk Management, Financial Goals, Finance, Investment Advisory..., Wealth Management, Series 7, Investment Advisory, Mutual Funds, Investments
Education
Yeshiva University School of Social Work - Wurzweiler 1989 — 1991
Master of Social Work (MSW), Community Social Work
Indiana University Bloomington 1987 — 1989
Bachelor of Arts (B.A.), Psychology & Religoius Studies
Lauren Uphouse's Stifel Nicolaus Experience Executive Assistant / Operations Support SupervisorStephen James AssociatesFebruary 2006 - February 2010
Job Executive Assistant at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus Executive Assistant / Operations Support SupervisorStephen James AssociatesFebruary 2006 - February 2010
Spherion 2002 - 2006
Skills
Microsoft Excel, Spreadsheets, Outlook, PowerPoint, Customer Service, Administrative..., Administrative...
Education
Full Sail University 2012 — 2014
Bachelor's degree, Internet Marketing
Stifel Nicolaus Executive Assistant / Operations Support SupervisorStephen James AssociatesFebruary 2006 - February 2010
Spherion 2002 - 2006
Skills
Microsoft Excel, Spreadsheets, Outlook, PowerPoint, Customer Service, Administrative..., Administrative...
Education
Full Sail University 2012 — 2014
Bachelor's degree, Internet Marketing
Tom Kyle's Stifel Nicolaus Experience August 2003 - October 2005
Job Partner at Thrivent Financial for Lutherans
Industry Financial Services
Experience
Thrivent Financial January 2008 - Present
Hillard Lyons October 2005 - January 2008
Stifel Nicolaus August 2003 - October 2005
Thrivent Financial October 1995 - August 2003
Skills
Retirement Planning, Insurance, Fixed Annuities, Investments, Retirement, Series 7, Mutual Funds, Estate Planning, Strategic Financial..., Securities, Wealth Management, Financial Services, Series 66, Team Leadership
Education
The American College
Chartered Leadership Fellow, Organizational Leadership
Michigan State University
Chartered Wealth Advisor, Finance, General
Indiana Wesleyan University's Adult Program
BSBA, Business Administration, Management and Operations
International Business College
Associate's degree, Industrial Management
ITT Technical Institute-Fort Wayne
Associate's degree, EET
Thrivent Financial January 2008 - Present
Hillard Lyons October 2005 - January 2008
Stifel Nicolaus August 2003 - October 2005
Thrivent Financial October 1995 - August 2003
Skills
Retirement Planning, Insurance, Fixed Annuities, Investments, Retirement, Series 7, Mutual Funds, Estate Planning, Strategic Financial..., Securities, Wealth Management, Financial Services, Series 66, Team Leadership
Education
The American College
Chartered Leadership Fellow, Organizational Leadership
Michigan State University
Chartered Wealth Advisor, Finance, General
Indiana Wesleyan University's Adult Program
BSBA, Business Administration, Management and Operations
International Business College
Associate's degree, Industrial Management
ITT Technical Institute-Fort Wayne
Associate's degree, EET
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS