TD Ameritrade
Industry: Financial services company
DescriptionTD Ameritrade is a brokerage firm based in Omaha, Nebraska with major trading centers in Southlake, Texas and St Louis, Missouri. The letters TD are derived from Toronto-Dominion Bank, the largest shareholder. The company provides services for individuals and institutions that are investing online. Headquarters: Omaha, Nebraska, United States CEO: Tim Hockey (Oct 2016–) Owner: Toronto–Dominion Bank (42%) Subsidiaries: Thinkorswim, Scottrade, TD AMERITRADE IP Co Inc,
TD Ameritrade List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at TD Ameritrade. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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5,092 TD Ameritrade employees in database. Find out everything there's to know about TD Ameritrade employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
TD Ameritrade Employees
Employee
Years
Job
Industry
Eric Newby, CFP® Eric Newby, CFP®'s TD Ameritrade Experience April 2008 - January 2014
Job Vice President at Beacon Pointe Wealth Advisors
Industry Financial Services
Experience
Beacon Pointe Wealth Advisors September 2014 - Present
Jackson January 2014 - August 2014
TD Ameritrade April 2008 - January 2014
AXA Advisors May 2006 - April 2008
Skills
Wealth Management, Investment Consulting, Financial Planning, College Education..., Investment Advisory, Series 63, Investments, Retirement Planning
Education
Colorado State University-Pueblo 2004 — 2006
Bachelor of Science, Economics / Finance
Chandler/Gilbert Community College 2002 — 2004
Beacon Pointe Wealth Advisors September 2014 - Present
Jackson January 2014 - August 2014
TD Ameritrade April 2008 - January 2014
AXA Advisors May 2006 - April 2008
Skills
Wealth Management, Investment Consulting, Financial Planning, College Education..., Investment Advisory, Series 63, Investments, Retirement Planning
Education
Colorado State University-Pueblo 2004 — 2006
Bachelor of Science, Economics / Finance
Chandler/Gilbert Community College 2002 — 2004
John Stumpf, CRPC® John Stumpf, CRPC®'s TD Ameritrade Experience August 2006 - August 2013
Job Market Sales Manager at Bank of America/Merrill Edge
Industry Financial Services
Experience
Bank of America/Merrill Edge February 2014 - July 2015
TD Ameritrade August 2006 - August 2013
TD Waterhouse August 1992 - January 2006
Skills
Retirement Planning, Wealth Management, Financial Advisory, Troubleshooting, Series 7, Investment Strategies, Fixed Income, Coaching, Mutual Funds, Customer Service, Securities, Retirement, Training, Investments, Business Development, Financial Services, Series 63, Sales, Investment Advisory, 401k, Sales Management, Recruiting, FINRA, Asset Allocation, Series 24, Wealth Management..., High Net Worth..., Management, Series 65
Education
College for Financial Planning
Chartered Retirement Planning Counselor SM, (CRPC®), Financial Planning and Services
Current FINRA Licenses
Chicago State University
Bachelor's degree, Psychology / Education
Bank of America/Merrill Edge February 2014 - July 2015
TD Ameritrade August 2006 - August 2013
TD Waterhouse August 1992 - January 2006
Skills
Retirement Planning, Wealth Management, Financial Advisory, Troubleshooting, Series 7, Investment Strategies, Fixed Income, Coaching, Mutual Funds, Customer Service, Securities, Retirement, Training, Investments, Business Development, Financial Services, Series 63, Sales, Investment Advisory, 401k, Sales Management, Recruiting, FINRA, Asset Allocation, Series 24, Wealth Management..., High Net Worth..., Management, Series 65
Education
College for Financial Planning
Chartered Retirement Planning Counselor SM, (CRPC®), Financial Planning and Services
Current FINRA Licenses
Chicago State University
Bachelor's degree, Psychology / Education
Edel Farah Edel Farah's TD Ameritrade Experience February 2010 - May 2010
Job Workforce Management Analyst at Ally Financial Inc.
Industry Financial Services
Experience
Ally Financial Inc. February 2015 - Present
J.P. Morgan September 2012 - January 2015
Cargill January 2011 - July 2012
TD Ameritrade February 2010 - May 2010
Marriott June 2004 - February 2010
Skills
SAP, Microsoft Excel, Access, Financial Reporting, AS400, IBM iSeries, Management, Strategic Planning, PowerPoint, Risk Management, Account Reconciliation, Team Leadership, Analysis, Accounting, Leadership, Training, General Ledger, Customer Service, Investments, Financial Analysis, Finance, Financial Services, Forecasting, Budgets, Banking, Strategic Financial..., Cognos, Microsoft Office, Derivatives, Time Management, Financial Accounting, Process Improvement, Data Analysis, Financial Modeling, Accounts Payable, Outlook, Business Analysis, Payroll, Teamwork, Financial Planning
Education
Cleveland State University 2011 — 2012
MBA
University of North Texas 2006 — 2010
BBA, Finance
Ally Financial Inc. February 2015 - Present
J.P. Morgan September 2012 - January 2015
Cargill January 2011 - July 2012
TD Ameritrade February 2010 - May 2010
Marriott June 2004 - February 2010
Skills
SAP, Microsoft Excel, Access, Financial Reporting, AS400, IBM iSeries, Management, Strategic Planning, PowerPoint, Risk Management, Account Reconciliation, Team Leadership, Analysis, Accounting, Leadership, Training, General Ledger, Customer Service, Investments, Financial Analysis, Finance, Financial Services, Forecasting, Budgets, Banking, Strategic Financial..., Cognos, Microsoft Office, Derivatives, Time Management, Financial Accounting, Process Improvement, Data Analysis, Financial Modeling, Accounts Payable, Outlook, Business Analysis, Payroll, Teamwork, Financial Planning
Education
Cleveland State University 2011 — 2012
MBA
University of North Texas 2006 — 2010
BBA, Finance
Emily Koontz's TD Ameritrade Experience June 2014 - August 2014
Job Office Manager at Whitewater Connection
Industry Marketing and Advertising
Experience
Whitewater Connection April 2015 - Present
Pella, IA June 2013 - December 2014
Central College Dining Services August 2011 - December 2014
TD Ameritrade June 2014 - August 2014
EAM Department January 2014 - May 2014
Asprogrades January 2013 - May 2013
Central College Abroad - Granada January 2013 - May 2013
Bethany Lutheran Home July 2010 - December 2012
Skills
Spanish-speaking, Spanish Literature, Management, Training, Spanish, Foreign Languages, Leadership, Customer Service, Healthcare, Event Planning, Social Media, Public Speaking
Education
Central College 2011 — 2014
Bachelor of Business Administration (BBA), Business Management (Emphasis: Administration) & Spanish
Universidad de Granada 2013 — 2013
Spanish, 4.0
Abraham Lincoln 2007 — 2011
Whitewater Connection April 2015 - Present
Pella, IA June 2013 - December 2014
Central College Dining Services August 2011 - December 2014
TD Ameritrade June 2014 - August 2014
EAM Department January 2014 - May 2014
Asprogrades January 2013 - May 2013
Central College Abroad - Granada January 2013 - May 2013
Bethany Lutheran Home July 2010 - December 2012
Skills
Spanish-speaking, Spanish Literature, Management, Training, Spanish, Foreign Languages, Leadership, Customer Service, Healthcare, Event Planning, Social Media, Public Speaking
Education
Central College 2011 — 2014
Bachelor of Business Administration (BBA), Business Management (Emphasis: Administration) & Spanish
Universidad de Granada 2013 — 2013
Spanish, 4.0
Abraham Lincoln 2007 — 2011
Andy Dale's TD Ameritrade Experience 2009 - January 2014
Job
Industry Law Practice
Experience
DataXu February 2014 - Present
TD Ameritrade 2009 - January 2014
Jacobs & Dembert 2007 - 2009
Baltimore City Circuit Court 2006 - 2007
ESPN 2000 - 2002
Skills
Contract Negotiation, Software Licensing, Intellectual Property, Employment Contracts, Privacy Law, SaaS, Advertising Law, Cloud Computing, Licensing, Management Of Outside..., Employment Law, Ad Tech, Legal Writing
Education
Colgate University 1996 — 2000
Bachelor of Arts (B.A.)
University of Baltimore School of Law 2003 — 2006
JD
Friends School of Baltimore
DataXu February 2014 - Present
TD Ameritrade 2009 - January 2014
Jacobs & Dembert 2007 - 2009
Baltimore City Circuit Court 2006 - 2007
ESPN 2000 - 2002
Skills
Contract Negotiation, Software Licensing, Intellectual Property, Employment Contracts, Privacy Law, SaaS, Advertising Law, Cloud Computing, Licensing, Management Of Outside..., Employment Law, Ad Tech, Legal Writing
Education
Colgate University 1996 — 2000
Bachelor of Arts (B.A.)
University of Baltimore School of Law 2003 — 2006
JD
Friends School of Baltimore
Phil McDonnell, CRPC® Phil McDonnell, CRPC®'s TD Ameritrade Experience August 2008 - July 2013
Job Vice President at JRM Investment Counsel
Industry Financial Services
Experience
JRM Investment Counsel, LLC July 2013 - Present
TD Ameritrade August 2008 - July 2013
TD Ameritrade March 2006 - August 2008
Skills
Securities, Retirement Planning, Portfolio Management, Financial Services, Series 7, Series 63, Uniform Combined State..., Credit, Mutual Funds, Options, Wealth Management, Investment Advisory, Equities, FINRA, Asset Allocation, Fixed Income, Investments, Cold Calling, Sales, Trading, Leadership, Retirement, Finance
Education
Creighton University 2009 — 2012
Masters of Business Administration, MBA
College for Financial Planning 2008 — 2009
Chartered Retirement Planning Counselor, CRPC
Saint Louis University 2001 — 2005
Bachelor of Science Business Administration, Finance
Creighton Prep
JRM Investment Counsel, LLC July 2013 - Present
TD Ameritrade August 2008 - July 2013
TD Ameritrade March 2006 - August 2008
Skills
Securities, Retirement Planning, Portfolio Management, Financial Services, Series 7, Series 63, Uniform Combined State..., Credit, Mutual Funds, Options, Wealth Management, Investment Advisory, Equities, FINRA, Asset Allocation, Fixed Income, Investments, Cold Calling, Sales, Trading, Leadership, Retirement, Finance
Education
Creighton University 2009 — 2012
Masters of Business Administration, MBA
College for Financial Planning 2008 — 2009
Chartered Retirement Planning Counselor, CRPC
Saint Louis University 2001 — 2005
Bachelor of Science Business Administration, Finance
Creighton Prep
Ritesh Dalal Ritesh Dalal's TD Ameritrade Experience 2006 - 2013
Job Leader in Product and Technology Management | Mobile and Web Engineering Expert | Real Estate Investor
Industry Computer Software
Experience
Wildboom August 2015 - Present
LaCima Investment Group August 2015 - Present
Campusly May 2014 - Present
Proteus Digital Health, Inc August 2013 - July 2015
LearnerX February 2013 - August 2013
TD Ameritrade 2006 - 2013
Pegasus Consulting Group 2005 - 2006
Montage - IT Consulting and Talent Management 2005 - 2006
Design N Print 2004 - 2006
Filangy - A personalized search start-up 2004 - 2005
Skills
User Experience, Mobile Applications, JavaScript, Software Development, E-commerce, User Interface, Information Architecture, Scrum, Team Leadership, Agile Methodologies, Web Applications, CSS, Application Development, HTML 5, HTML, SDLC, Software Strategy, IT Strategy, Product Management, Program Management, Rich Internet..., IT Service Management, Agile Project Management, Strategy, Front-end, Business Continuity, Conflict Resolution, JSON, Disaster Recovery, Solution Architecture, Agile Development, eCommerce, HTML5, Front-end Coding, Web Design, Node.js, B2B eCommerce, Product Development, SaaS, Entrepreneurship, APIs, Enterprise Software, Start-ups, Management, Consulting, Web Development
Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelors
Clarkson University
BE
Pixel Multimedia Academy 1998 — 1999
Advanced Diploma
Wildboom August 2015 - Present
LaCima Investment Group August 2015 - Present
Campusly May 2014 - Present
Proteus Digital Health, Inc August 2013 - July 2015
LearnerX February 2013 - August 2013
TD Ameritrade 2006 - 2013
Pegasus Consulting Group 2005 - 2006
Montage - IT Consulting and Talent Management 2005 - 2006
Design N Print 2004 - 2006
Filangy - A personalized search start-up 2004 - 2005
Skills
User Experience, Mobile Applications, JavaScript, Software Development, E-commerce, User Interface, Information Architecture, Scrum, Team Leadership, Agile Methodologies, Web Applications, CSS, Application Development, HTML 5, HTML, SDLC, Software Strategy, IT Strategy, Product Management, Program Management, Rich Internet..., IT Service Management, Agile Project Management, Strategy, Front-end, Business Continuity, Conflict Resolution, JSON, Disaster Recovery, Solution Architecture, Agile Development, eCommerce, HTML5, Front-end Coding, Web Design, Node.js, B2B eCommerce, Product Development, SaaS, Entrepreneurship, APIs, Enterprise Software, Start-ups, Management, Consulting, Web Development
Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelors
Clarkson University
BE
Pixel Multimedia Academy 1998 — 1999
Advanced Diploma
Christopher D Waldo Christopher D Waldo's TD Ameritrade Experience August 2013 - Present
Job Business Development Specialist at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade August 2013 - Present
MetLife November 2010 - August 2013
National Brokerage June 2010 - October 2010
Jackson National Life March 2008 - March 2010
US Army September 2002 - February 2008
CBC Flood Services January 2001 - January 2002
H &R block Financial Advisors January 1997 - January 2001
Skills
Fixed Annuities, Retirement, Mutual Funds, Insurance, Asset Allocation, Employee Benefits, Succession Planning, Variable Products, Executive Benefit..., Life Insurance, Retirement Planning, Investments, Long-term Care, Term Life Insurance, Securities, Disability Insurance, Strategic Financial..., 401k, Stocks, Bonds, Series 7, Series 63, Series 66, Health Insurance, Sales, Finance, Indexed Annuities, Variable Annuities, Small Business
Education
Central Michigan University 1992 — 1997
BSBA Business Administration, Finance
TD Ameritrade August 2013 - Present
MetLife November 2010 - August 2013
National Brokerage June 2010 - October 2010
Jackson National Life March 2008 - March 2010
US Army September 2002 - February 2008
CBC Flood Services January 2001 - January 2002
H &R block Financial Advisors January 1997 - January 2001
Skills
Fixed Annuities, Retirement, Mutual Funds, Insurance, Asset Allocation, Employee Benefits, Succession Planning, Variable Products, Executive Benefit..., Life Insurance, Retirement Planning, Investments, Long-term Care, Term Life Insurance, Securities, Disability Insurance, Strategic Financial..., 401k, Stocks, Bonds, Series 7, Series 63, Series 66, Health Insurance, Sales, Finance, Indexed Annuities, Variable Annuities, Small Business
Education
Central Michigan University 1992 — 1997
BSBA Business Administration, Finance
Barry Toole Barry Toole's TD Ameritrade Experience February 1999 - March 2000
Job Financial Services Professional
Industry Financial Services
Experience
Independent Financial Partners December 2010 - November 2012
LPL Finanical November 2007 - December 2010
Invest Financial August 2006 - November 2007
Signal Securities, Inc. January 2006 - August 2006
GunnAllen Financial May 2003 - August 2005
Signal Securities, Inc. April 2002 - May 2003
E*TRADE Financial August 2001 - April 2002
Southwest Securities April 2000 - August 2001
TD Ameritrade February 1999 - March 2000
Skills
FINRA, Series 7, Investment Advisory, 401k, Series 63, Strategic Financial..., Securities, Asset Management, Retirement Planning, Financial Advisory, Financial Planning, Financial Services, Wealth Management, Finance, Retirement, Equities, Mutual Funds
Education
College for Financial Planning 2011 — 2014
Master of Science (MS), Finance
The University of Texas at Austin 1995 — 1997
Bachelor of Science (BS), Communications
Tarrant County College 1993 — 1995
Virginia Military Institute 1993 — 1993
Independent Financial Partners December 2010 - November 2012
LPL Finanical November 2007 - December 2010
Invest Financial August 2006 - November 2007
Signal Securities, Inc. January 2006 - August 2006
GunnAllen Financial May 2003 - August 2005
Signal Securities, Inc. April 2002 - May 2003
E*TRADE Financial August 2001 - April 2002
Southwest Securities April 2000 - August 2001
TD Ameritrade February 1999 - March 2000
Skills
FINRA, Series 7, Investment Advisory, 401k, Series 63, Strategic Financial..., Securities, Asset Management, Retirement Planning, Financial Advisory, Financial Planning, Financial Services, Wealth Management, Finance, Retirement, Equities, Mutual Funds
Education
College for Financial Planning 2011 — 2014
Master of Science (MS), Finance
The University of Texas at Austin 1995 — 1997
Bachelor of Science (BS), Communications
Tarrant County College 1993 — 1995
Virginia Military Institute 1993 — 1993
Clayton Brumbaugh Clayton Brumbaugh's TD Ameritrade Experience May 2008 - October 2014
Job Managing Director
Industry Entertainment
Experience
Mindfulness Entertainment October 2014 - Present
TD Ameritrade May 2008 - October 2014
Waddell & Reed February 2006 - May 2008
Luxottica Retail June 2002 - February 2006
Eyes Rite/Infinfity Optical June 1992 - June 2002
Vista Optical August 1997 - December 2000
Cole Managed Vision April 1993 - August 1997
Skills
Series 24, Series 7, Series 66, Salesforce.com, Investment Advisory, Investment Strategies, Retail Management, Retail Distribution, Morningstar, SAP ERP, Qualified Retirement..., Defined Benefit, Defined Contribution, Asset Allocation, Portfolio Management, Investments, Mutual Funds, Strategic Financial..., Retirement Planning, 401k, Securities, ETFs, Financial Planning, Sales
Education
Penn State University 2009 — 2013
Bachelor of Applied Science (B.A.Sc.)
The Pennsylvania State University 2009 — 2013
Bachelor of Applied Science (B.A.Sc.)
College for Financial Planning 2006 — 2007
CRPS
Mindfulness Entertainment October 2014 - Present
TD Ameritrade May 2008 - October 2014
Waddell & Reed February 2006 - May 2008
Luxottica Retail June 2002 - February 2006
Eyes Rite/Infinfity Optical June 1992 - June 2002
Vista Optical August 1997 - December 2000
Cole Managed Vision April 1993 - August 1997
Skills
Series 24, Series 7, Series 66, Salesforce.com, Investment Advisory, Investment Strategies, Retail Management, Retail Distribution, Morningstar, SAP ERP, Qualified Retirement..., Defined Benefit, Defined Contribution, Asset Allocation, Portfolio Management, Investments, Mutual Funds, Strategic Financial..., Retirement Planning, 401k, Securities, ETFs, Financial Planning, Sales
Education
Penn State University 2009 — 2013
Bachelor of Applied Science (B.A.Sc.)
The Pennsylvania State University 2009 — 2013
Bachelor of Applied Science (B.A.Sc.)
College for Financial Planning 2006 — 2007
CRPS
Naomi Quick, ALMI Naomi Quick, ALMI's TD Ameritrade Experience November 2002 - February 2005
Job Compliance ManagerExperienced Life and Annuity Product and Advertising
Industry Insurance
Experience
Fidelity & Guaranty Life September 2008 - Present
New York Life Insurance Company April 2005 - September 2008
TD Ameritrade November 2002 - February 2005
Skills
Insurance, Financial Services
Education
City University of New York-Hunter College 2006 — 2008
Master of Science (M.S.), Urban Studies/Affairs
Connecticut College 1995 — 1999
Bachelor of Arts (B.A.), Economics
Fidelity & Guaranty Life September 2008 - Present
New York Life Insurance Company April 2005 - September 2008
TD Ameritrade November 2002 - February 2005
Skills
Insurance, Financial Services
Education
City University of New York-Hunter College 2006 — 2008
Master of Science (M.S.), Urban Studies/Affairs
Connecticut College 1995 — 1999
Bachelor of Arts (B.A.), Economics
Pat Facchini Pat Facchini's TD Ameritrade Experience 2011 - 2012
Job Security Professional
Industry Security and Investigations
Experience
AlliedBarton Security Services September 2013 - Present
TD Ameritrade 2011 - 2012
G4S Secure Solutions (USA) Inc. 2009 - 2011
Securitas 2000 - 2005
Port Authority of NY & NJ 1974 - 2000
Skills
Physical Security, Risk Assessment, Security, Investigations, Executive Protection, Corporate Security, Security Management, Private Investigations, Access Control, Security Audits, Crisis Management, Protection, Asset Protection, Security Training, Security Operations, Security Awareness, Business Continuity, Homeland Security, Police, Investigation, Surveillance, Background Checks, Counterterrorism, Loss Prevention, CCTV, Enforcement, Criminal Investigations, Public Safety, Firearms, Criminal Justice, Internal Investigations, Fraud, Emergency Management, Personal Protection, Interrogation, Vulnerability Assessment, Intelligence, Law Enforcement
Education
Seton Hall University 1997 — 1999
MA, Education
City University of New York-John Jay College of Criminal Justice 1980 — 1995
BS, Security Management
AlliedBarton Security Services September 2013 - Present
TD Ameritrade 2011 - 2012
G4S Secure Solutions (USA) Inc. 2009 - 2011
Securitas 2000 - 2005
Port Authority of NY & NJ 1974 - 2000
Skills
Physical Security, Risk Assessment, Security, Investigations, Executive Protection, Corporate Security, Security Management, Private Investigations, Access Control, Security Audits, Crisis Management, Protection, Asset Protection, Security Training, Security Operations, Security Awareness, Business Continuity, Homeland Security, Police, Investigation, Surveillance, Background Checks, Counterterrorism, Loss Prevention, CCTV, Enforcement, Criminal Investigations, Public Safety, Firearms, Criminal Justice, Internal Investigations, Fraud, Emergency Management, Personal Protection, Interrogation, Vulnerability Assessment, Intelligence, Law Enforcement
Education
Seton Hall University 1997 — 1999
MA, Education
City University of New York-John Jay College of Criminal Justice 1980 — 1995
BS, Security Management
Joseph Naclerio's TD Ameritrade Experience March 2014 - Present
Job Investment Consultant at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade March 2014 - Present
TD Ameritrade August 2013 - March 2014
TD Ameritrade July 2012 - August 2013
Astoria Federal Savings September 2010 - July 2012
Skills
Series 63, Investments, Series 7, FINRA, Banking
Education
Coastal Carolina University 2005 — 2010
Bachelor of Science in Business Administration, Finance
Westhampton Beach High School
TD Ameritrade March 2014 - Present
TD Ameritrade August 2013 - March 2014
TD Ameritrade July 2012 - August 2013
Astoria Federal Savings September 2010 - July 2012
Skills
Series 63, Investments, Series 7, FINRA, Banking
Education
Coastal Carolina University 2005 — 2010
Bachelor of Science in Business Administration, Finance
Westhampton Beach High School
Sarah Atencio-Trader, PMP, CSM's TD Ameritrade Experience January 2015 - Present
Job Sr. Enterprise Project Manager at TD Ameritrade, Retail/Product
Industry Information Technology and Services
Experience
TD Ameritrade January 2015 - Present
TD Ameritrade September 2011 - December 2014
IIBA Heartland Chapter January 2009 - January 2012
TD Ameritrade April 2011 - September 2011
TD Ameritrade January 2008 - April 2011
Sogeti July 2007 - April 2011
TD Ameritrade January 2008 - January 2009
Del Monte Foods November 2007 - December 2007
SilverStone Group September 2007 - November 2007
West Corporation October 2007 - October 2007
Skills
SDLC, Business Analysis, Agile Methodologies, SharePoint, Process Improvement, Software Documentation, Leadership, Management, Project Management, Enterprise Software, Requirements Gathering, Business Requirements, Microsoft SQL Server, Requirements Analysis, Scrum, Software Development, Quality Assurance, Risk Management, CRM, Account Management, Financial Services, Change Management, Software Project..., Program Management, Project Planning, Analysis, Vendor Management, Project Portfolio..., Visio, Integration, Consulting, Strategy
Education
Coe College 1995 — 1999
Bachelor of Arts (B.A.), Photography; Computer Graphics
Marian High School 1992 — 1995
TD Ameritrade January 2015 - Present
TD Ameritrade September 2011 - December 2014
IIBA Heartland Chapter January 2009 - January 2012
TD Ameritrade April 2011 - September 2011
TD Ameritrade January 2008 - April 2011
Sogeti July 2007 - April 2011
TD Ameritrade January 2008 - January 2009
Del Monte Foods November 2007 - December 2007
SilverStone Group September 2007 - November 2007
West Corporation October 2007 - October 2007
Skills
SDLC, Business Analysis, Agile Methodologies, SharePoint, Process Improvement, Software Documentation, Leadership, Management, Project Management, Enterprise Software, Requirements Gathering, Business Requirements, Microsoft SQL Server, Requirements Analysis, Scrum, Software Development, Quality Assurance, Risk Management, CRM, Account Management, Financial Services, Change Management, Software Project..., Program Management, Project Planning, Analysis, Vendor Management, Project Portfolio..., Visio, Integration, Consulting, Strategy
Education
Coe College 1995 — 1999
Bachelor of Arts (B.A.), Photography; Computer Graphics
Marian High School 1992 — 1995
Kay Russell, AAMS® Kay Russell, AAMS®'s TD Ameritrade Experience November 2014 - Present
Job Investment Consultant for TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade November 2014 - Present
Charles Schwab and Company June 2012 - November 2014
Charles Schwab and Company July 2010 - May 2012
Charles Schwab and Company October 2008 - June 2010
Online Resources September 2007 - September 2008
Jobin Realty June 2006 - September 2008
Educap/Loan to Learn February 2006 - September 2007
B.F. Saul Mortgage Company September 2004 - September 2005
Skills
401k, Mutual Funds, Series 7, Retirement Planning, Investments, IRAs, Asset Management, Roth IRA, Qualified Retirement..., Leadership, Customer Service, Equities, Public Speaking, Employee Engagement, Consulting, Series 7, 66. AAMS..., IRA Rollovers, Financial Services, Retirement, Wealth Management, Management
Education
College for Financial Planning
Accredited Asset Management Specialist
George Mason University
Bachelor's degree, Speech Communication
TD Ameritrade November 2014 - Present
Charles Schwab and Company June 2012 - November 2014
Charles Schwab and Company July 2010 - May 2012
Charles Schwab and Company October 2008 - June 2010
Online Resources September 2007 - September 2008
Jobin Realty June 2006 - September 2008
Educap/Loan to Learn February 2006 - September 2007
B.F. Saul Mortgage Company September 2004 - September 2005
Skills
401k, Mutual Funds, Series 7, Retirement Planning, Investments, IRAs, Asset Management, Roth IRA, Qualified Retirement..., Leadership, Customer Service, Equities, Public Speaking, Employee Engagement, Consulting, Series 7, 66. AAMS..., IRA Rollovers, Financial Services, Retirement, Wealth Management, Management
Education
College for Financial Planning
Accredited Asset Management Specialist
George Mason University
Bachelor's degree, Speech Communication
Brian Steineman Brian Steineman's TD Ameritrade Experience February 2013 - Present
Job Investment Consultant at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade February 2013 - Present
Charles Schwab August 2008 - March 2013
Fidelity Investments December 1993 - July 2008
IIT Research Institute 1989 - 1993
US Army 1985 - 1988
Education
Xavier University 1993 — 1994
Business Administration and Management, General
Wright State University 1989 — 1993
Bachelor of Science (B.S.), Accounting and Finance
College for Financial Planning
AAMS
TD Ameritrade February 2013 - Present
Charles Schwab August 2008 - March 2013
Fidelity Investments December 1993 - July 2008
IIT Research Institute 1989 - 1993
US Army 1985 - 1988
Education
Xavier University 1993 — 1994
Business Administration and Management, General
Wright State University 1989 — 1993
Bachelor of Science (B.S.), Accounting and Finance
College for Financial Planning
AAMS
Ryan Bergmann, CFP®'s TD Ameritrade Experience January 2009 - March 2013
Job Wealth Management and Investment Advisory Professional
Industry Financial Services
Experience
Mercer Advisors September 2015 - Present
Edelman Financial Services March 2013 - August 2015
TD Ameritrade January 2009 - March 2013
Edward Jones February 2007 - January 2009
MGM MIRAGE March 2006 - November 2006
No Red Tape Mortgage 2004 - 2005
Market News International May 2003 - August 2003
Skills
Certified Financial..., Financial Planning, Retirement Planning, Portfolio Management, Investment Advisory, Series 7, Strategic Financial..., Investments, Investment Strategies, Life Insurance, Wealth Management, Relationship Management, Japanese, Disability Insurance, Term Life Insurance, Options Strategies, Mortgage Lending, Financial Services, Social Security, Business Development, Uniform Combined State...
Education
Georgetown University 2012 — 2012
Certification Course, Financial Planning and Services
College for Financial Planning 2011 — 2011
Chartered Retirement Planning Counselor SM, Financial Planning and Services
Pepperdine University 2001 — 2004
BA, International Relations & Business Management
Sophia University 2002 — 2002
Study Abroad, Economics, Japanese
Normandale Community College 1998 — 2001
AA, Biology, Japanese
Yokosuka High School 1997 — 1998
Study Abroad, Japanese Language, Japanese Culture, Shyodou, Kendo
Jefferson High School 1993 — 1997
Mercer Advisors September 2015 - Present
Edelman Financial Services March 2013 - August 2015
TD Ameritrade January 2009 - March 2013
Edward Jones February 2007 - January 2009
MGM MIRAGE March 2006 - November 2006
No Red Tape Mortgage 2004 - 2005
Market News International May 2003 - August 2003
Skills
Certified Financial..., Financial Planning, Retirement Planning, Portfolio Management, Investment Advisory, Series 7, Strategic Financial..., Investments, Investment Strategies, Life Insurance, Wealth Management, Relationship Management, Japanese, Disability Insurance, Term Life Insurance, Options Strategies, Mortgage Lending, Financial Services, Social Security, Business Development, Uniform Combined State...
Education
Georgetown University 2012 — 2012
Certification Course, Financial Planning and Services
College for Financial Planning 2011 — 2011
Chartered Retirement Planning Counselor SM, Financial Planning and Services
Pepperdine University 2001 — 2004
BA, International Relations & Business Management
Sophia University 2002 — 2002
Study Abroad, Economics, Japanese
Normandale Community College 1998 — 2001
AA, Biology, Japanese
Yokosuka High School 1997 — 1998
Study Abroad, Japanese Language, Japanese Culture, Shyodou, Kendo
Jefferson High School 1993 — 1997
Matthew Preddy, CRPC Matthew Preddy, CRPC's TD Ameritrade Experience August 2007 - August 2014
Job Associate Director, Financial Planning
Industry Financial Services
Experience
Edelman Financial Services September 2014 - Present
TD Ameritrade August 2007 - August 2014
UBS Wealth Management April 2006 - July 2007
Waddell & Reed July 2004 - April 2006
Action Oldsmobile Cadillac GMC Trucks, Inc May 1999 - August 2001
Skills
Client Development, Qualifying Prospects, Computer Proficiency, Client Counseling, Investment Strategies, Communication Skills, Account Management, Sales Management, New Business Development, Series 7, Series 66, Uniform Combined State..., Retirement Planning, Mutual Funds, Strategic Financial..., Bonds, Asset Allocation, FINRA, Retirement, ETFs, Securities, 401k, IRAs, Personal Financial..., High Net Worth..., Relationship Management, Investment Management, Asset Management, Options, Sales, Stocks, Retirement Plan..., Series 65, Series 63, Investment Advisory, Wealth Management, Series 24, Financial Advisory, Insurance, Wealth Management..., Financial Services, Finance, Alternative Investments, Equities, Portfolio Management, Estate Planning, Trading, Life Insurance, Separately Managed..., Financial Planning
Education
College for Financial Planning 2011 — 2011
Chartered Retirement Planning Counselor, Financial Planning and Services
Randolph-Macon College 2000 — 2004
Bachelor of Arts, Economics and Business; Minor in Mathematics
Edelman Financial Services September 2014 - Present
TD Ameritrade August 2007 - August 2014
UBS Wealth Management April 2006 - July 2007
Waddell & Reed July 2004 - April 2006
Action Oldsmobile Cadillac GMC Trucks, Inc May 1999 - August 2001
Skills
Client Development, Qualifying Prospects, Computer Proficiency, Client Counseling, Investment Strategies, Communication Skills, Account Management, Sales Management, New Business Development, Series 7, Series 66, Uniform Combined State..., Retirement Planning, Mutual Funds, Strategic Financial..., Bonds, Asset Allocation, FINRA, Retirement, ETFs, Securities, 401k, IRAs, Personal Financial..., High Net Worth..., Relationship Management, Investment Management, Asset Management, Options, Sales, Stocks, Retirement Plan..., Series 65, Series 63, Investment Advisory, Wealth Management, Series 24, Financial Advisory, Insurance, Wealth Management..., Financial Services, Finance, Alternative Investments, Equities, Portfolio Management, Estate Planning, Trading, Life Insurance, Separately Managed..., Financial Planning
Education
College for Financial Planning 2011 — 2011
Chartered Retirement Planning Counselor, Financial Planning and Services
Randolph-Macon College 2000 — 2004
Bachelor of Arts, Economics and Business; Minor in Mathematics
Anwer Kamal Anwer Kamal's TD Ameritrade Experience October 2013 - Present
Job Senior Manager MFT & Batch Processing at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade October 2013 - Present
TD Ameritrade March 2011 - Present
Standard & Poor's June 2001 - May 2011
Salomon Smith Barney July 1996 - June 2001
CrossMar (Citi Group) June 1993 - July 1996
Cantor Fitzgerald February 1992 - June 1993
Colgate Palmolive September 1990 - February 1992
Janus System January 1990 - September 1990
NYNEX February 1988 - January 1990
Skills
Enterprise Architecture, SDLC, Vendor Management, Integration, IT Management, Business Analysis, Agile Methodologies, Unix, Software Project..., IT Strategy, EAI, Cloud Computing, Business Intelligence, Disaster Recovery, Software Development, ITIL, Requirements Analysis, PMP, Agile Project Management, SQL
Education
City University of New York City College 1984 — 1987
MS, Software Engineering
Karachi University 1977 — 1984
Master of Science (MS), Computer Technology/Computer Systems Technology
Karachi University 1981 — 1983
MS, Applied Physics
Karachi University 1979 — 1981
BS, Mathematics
TD Ameritrade October 2013 - Present
TD Ameritrade March 2011 - Present
Standard & Poor's June 2001 - May 2011
Salomon Smith Barney July 1996 - June 2001
CrossMar (Citi Group) June 1993 - July 1996
Cantor Fitzgerald February 1992 - June 1993
Colgate Palmolive September 1990 - February 1992
Janus System January 1990 - September 1990
NYNEX February 1988 - January 1990
Skills
Enterprise Architecture, SDLC, Vendor Management, Integration, IT Management, Business Analysis, Agile Methodologies, Unix, Software Project..., IT Strategy, EAI, Cloud Computing, Business Intelligence, Disaster Recovery, Software Development, ITIL, Requirements Analysis, PMP, Agile Project Management, SQL
Education
City University of New York City College 1984 — 1987
MS, Software Engineering
Karachi University 1977 — 1984
Master of Science (MS), Computer Technology/Computer Systems Technology
Karachi University 1981 — 1983
MS, Applied Physics
Karachi University 1979 — 1981
BS, Mathematics
Christopher Ingemie, CRPC® Christopher Ingemie, CRPC®'s TD Ameritrade Experience April 2010 - September 2013
Job Wealth Management Advisor at TIAACREF
Industry Financial Services
Experience
TIAA-CREF October 2013 - Present
TD Ameritrade April 2010 - September 2013
TD Wealth Management January 2009 - April 2010
Morgan Stanley May 2007 - January 2009
The Ayco Company, L.P. May 2005 - May 2007
Skills
Series 7, Retirement Planning, Customer Service, Sales, Portfolio Management, Portfolio Assessment, Portfolio Performance..., Investments, Mutual Funds, Client Relations Skills, 401k Rollovers, 401k, ETFs, Securities, Asset Allocation, Finance, Financial Analysis, Fixed Annuities, Fixed Income, IRAs, Investment Advisory, Investment Strategies, Retirement, Series 63, Wealth Management, Bonds, Equities, FINRA, Relationship Management
Education
College for Financial Planning 2009 — 2009
Chartered Retirement Planning Counselor
The Sage Colleges-Sage College of Albany 2004 — 2005
Business Administration
College of St. Joseph 2000 — 2002
Bishop Maginn High School 1996 — 2000
TIAA-CREF October 2013 - Present
TD Ameritrade April 2010 - September 2013
TD Wealth Management January 2009 - April 2010
Morgan Stanley May 2007 - January 2009
The Ayco Company, L.P. May 2005 - May 2007
Skills
Series 7, Retirement Planning, Customer Service, Sales, Portfolio Management, Portfolio Assessment, Portfolio Performance..., Investments, Mutual Funds, Client Relations Skills, 401k Rollovers, 401k, ETFs, Securities, Asset Allocation, Finance, Financial Analysis, Fixed Annuities, Fixed Income, IRAs, Investment Advisory, Investment Strategies, Retirement, Series 63, Wealth Management, Bonds, Equities, FINRA, Relationship Management
Education
College for Financial Planning 2009 — 2009
Chartered Retirement Planning Counselor
The Sage Colleges-Sage College of Albany 2004 — 2005
Business Administration
College of St. Joseph 2000 — 2002
Bishop Maginn High School 1996 — 2000
Lawrence Lipkin Lawrence Lipkin's TD Ameritrade Experience June 2005 - January 2009
Job Vice President, Design Strategy at Fidelity Investments
Industry Design
Experience
Fidelity Investments September 2012 - Present
Goldman Sachs July 2011 - September 2012
frog design February 2010 - June 2011
UX Design Strategies February 2009 - June 2011
TD Ameritrade June 2005 - January 2009
Organic March 2000 - May 2005
Skills
Design Management, E-commerce, Brand Management, Team Building, Intranet, Information Architecture, Product Management, User Experience, Interaction Design, User-centered Design, User Interface Design, Experience Design, User Research, Usability Testing, Creative Direction, Mobile Applications, Product Development, Usability, User Interface, Wireframes, User Experience Design, Heuristic Evaluation, Web Design, Visual Design, Information Design, Design Strategy, Mobile Design, Strategy, Usability Engineering, Wire Framing, Content Strategy, Human Computer..., Persona, OmniGraffle, Design Thinking, Rapid Prototyping, Axure, Card Sorting, User Scenarios, Site Maps, Digital Strategy, Concept Development, Ethnography, Contextual Inquiry, Paper Prototyping, Accessibility, Task Analysis, Data Visualization, Front-end, Service Design
Education
New York University 1997 — 1999
M.P.S., Interactive Telecommunications Program
City University of New York-Hunter College
M.F.A., Painting
Hampshire College
B.A.
Fidelity Investments September 2012 - Present
Goldman Sachs July 2011 - September 2012
frog design February 2010 - June 2011
UX Design Strategies February 2009 - June 2011
TD Ameritrade June 2005 - January 2009
Organic March 2000 - May 2005
Skills
Design Management, E-commerce, Brand Management, Team Building, Intranet, Information Architecture, Product Management, User Experience, Interaction Design, User-centered Design, User Interface Design, Experience Design, User Research, Usability Testing, Creative Direction, Mobile Applications, Product Development, Usability, User Interface, Wireframes, User Experience Design, Heuristic Evaluation, Web Design, Visual Design, Information Design, Design Strategy, Mobile Design, Strategy, Usability Engineering, Wire Framing, Content Strategy, Human Computer..., Persona, OmniGraffle, Design Thinking, Rapid Prototyping, Axure, Card Sorting, User Scenarios, Site Maps, Digital Strategy, Concept Development, Ethnography, Contextual Inquiry, Paper Prototyping, Accessibility, Task Analysis, Data Visualization, Front-end, Service Design
Education
New York University 1997 — 1999
M.P.S., Interactive Telecommunications Program
City University of New York-Hunter College
M.F.A., Painting
Hampshire College
B.A.
Steve Templeton, CFP®, EA Steve Templeton, CFP®, EA's TD Ameritrade Experience 1999 - 2001
Job Personal Financial Planning Guide
Industry Financial Services
Experience
Templeton Financial Planning 2004 - Present
District 13 Toastmasters July 2013 - June 2014
District 13 Toastmasters July 2012 - June 2013
District 13 Toastmasters July 2011 - June 2012
H&R Block 1996 - 2004
McCrory & McDowell LLC 2002 - 2002
TD Ameritrade 1999 - 2001
Skills
Retirement Planning, Financial Planners, Small Business, Strategic Financial..., Estate Planning, Financial Advisory, IRAs, Leadership, Insurance, Retirement, Tax, Wealth, Marketing, Wealth Management, Budgets, Tax Preparation, Personal Finance, Personal Financial..., Training, Investment Advisory, Employee Benefits, Income Tax, Holistic Financial..., Financial Planning
Education
College for Financial Planning 1998 — 2001
CERTIFIED FINANCIAL PLANNER(TM) Professional Educational Program
Western Michigan University 1991 — 1994
BA Arts, Business and Sociology
Templeton Financial Planning 2004 - Present
District 13 Toastmasters July 2013 - June 2014
District 13 Toastmasters July 2012 - June 2013
District 13 Toastmasters July 2011 - June 2012
H&R Block 1996 - 2004
McCrory & McDowell LLC 2002 - 2002
TD Ameritrade 1999 - 2001
Skills
Retirement Planning, Financial Planners, Small Business, Strategic Financial..., Estate Planning, Financial Advisory, IRAs, Leadership, Insurance, Retirement, Tax, Wealth, Marketing, Wealth Management, Budgets, Tax Preparation, Personal Finance, Personal Financial..., Training, Investment Advisory, Employee Benefits, Income Tax, Holistic Financial..., Financial Planning
Education
College for Financial Planning 1998 — 2001
CERTIFIED FINANCIAL PLANNER(TM) Professional Educational Program
Western Michigan University 1991 — 1994
BA Arts, Business and Sociology
Kimberly Lane, CFP®'s TD Ameritrade Experience April 2013 - October 2013
Job at
Industry Financial Services
Experience
KPMG October 2013 - Present
TD Ameritrade April 2013 - October 2013
AXA Advisors September 2009 - April 2013
Skills
Certified Financial..., Investments, Wealth Management, Mutual Funds, Portfolio Management, Strategic Financial..., Investment Advisory, Asset Allocation, Securities, Equities, Retirement Planning, Investment Strategies, Series 7, Fixed Income, Asset Management, Financial Advisory, Financial Modeling, Financial Analysis, Alternative Investments, Retirement, Series 66, Life Insurance, Financial Planning
Education
University of Delaware 2005 — 2009
Bachelor of Science (BS), Finance and Economics
CIMBA
Management and Business Analysis
KPMG October 2013 - Present
TD Ameritrade April 2013 - October 2013
AXA Advisors September 2009 - April 2013
Skills
Certified Financial..., Investments, Wealth Management, Mutual Funds, Portfolio Management, Strategic Financial..., Investment Advisory, Asset Allocation, Securities, Equities, Retirement Planning, Investment Strategies, Series 7, Fixed Income, Asset Management, Financial Advisory, Financial Modeling, Financial Analysis, Alternative Investments, Retirement, Series 66, Life Insurance, Financial Planning
Education
University of Delaware 2005 — 2009
Bachelor of Science (BS), Finance and Economics
CIMBA
Management and Business Analysis
Douglas Flechsig Douglas Flechsig's TD Ameritrade Experience December 2013 - Present
Job Branch Manager at TD Ameritrade
Industry Investment Management
Experience
TD Ameritrade December 2013 - Present
PNC Investments August 2010 - December 2013
Investment Center at Citizens Republic Bank December 2003 - August 2010
Grand Traverse Pie Company August 2002 - December 2003
Bank One Securities Corp. 1999 - 2001
NBD First Chicago Bank 1995 - 1998
Skills
Portfolio Management, Equities, Asset Management, Strategic Financial..., Wealth Management, Fixed Income, Sales Management, Series 24, Series 7, Series 63, Series 65, Series 53
Education
Central Michigan University
Bachelor's degree, Finance, General
University of Michigan, Public Finance Institute
TD Ameritrade December 2013 - Present
PNC Investments August 2010 - December 2013
Investment Center at Citizens Republic Bank December 2003 - August 2010
Grand Traverse Pie Company August 2002 - December 2003
Bank One Securities Corp. 1999 - 2001
NBD First Chicago Bank 1995 - 1998
Skills
Portfolio Management, Equities, Asset Management, Strategic Financial..., Wealth Management, Fixed Income, Sales Management, Series 24, Series 7, Series 63, Series 65, Series 53
Education
Central Michigan University
Bachelor's degree, Finance, General
University of Michigan, Public Finance Institute
Christina Merlo Christina Merlo's TD Ameritrade Experience August 2009 - October 2012
Job Supervisor, Technical Publications at North ShoreLIJ Health System
Industry Hospital & Health Care
Experience
North Shore-LIJ Health System July 2014 - Present
North Shore-LIJ Health System October 2012 - Present
TD Ameritrade August 2009 - October 2012
JetBlue Airways November 2008 - August 2009
Estee Lauder Companies, Inc. September 2004 - November 2008
New York City Administration for Children’s Services (NYCACS) August 2002 - August 2004
Cablevision October 1999 - December 2001
New York City Transit Authority 1997 - 1999
Goldman Sachs 1997 - 1998
nynex 1995 - 1996
Skills
Software Documentation, SharePoint, ITIL, SDLC, Quality Assurance, Project Management, Technical Writing, Process Improvement, Testing, Data Center, Change Management, Visio, IT Service Management, Technical Documentation, Requirements Analysis, Six Sigma, Vendor Management, RoboHelp, Analysis, Requirements Gathering, Microsoft Word, Business Analysis, SnagIt, Business Process, Servers, Business Process..., Information Management, Workflow Diagrams, Content Management, IT Audit, Enterprise Architecture, Cross-functional Team..., Cross Functional Team..., Enterprise IT..., Continuous Improvement, Process Engineering
Education
Chaminade University of Honolulu 1980 — 1983
Valley Stream Central HS 1976 — 1980
HS Diploma, NY State Regents
North Shore-LIJ Health System July 2014 - Present
North Shore-LIJ Health System October 2012 - Present
TD Ameritrade August 2009 - October 2012
JetBlue Airways November 2008 - August 2009
Estee Lauder Companies, Inc. September 2004 - November 2008
New York City Administration for Children’s Services (NYCACS) August 2002 - August 2004
Cablevision October 1999 - December 2001
New York City Transit Authority 1997 - 1999
Goldman Sachs 1997 - 1998
nynex 1995 - 1996
Skills
Software Documentation, SharePoint, ITIL, SDLC, Quality Assurance, Project Management, Technical Writing, Process Improvement, Testing, Data Center, Change Management, Visio, IT Service Management, Technical Documentation, Requirements Analysis, Six Sigma, Vendor Management, RoboHelp, Analysis, Requirements Gathering, Microsoft Word, Business Analysis, SnagIt, Business Process, Servers, Business Process..., Information Management, Workflow Diagrams, Content Management, IT Audit, Enterprise Architecture, Cross-functional Team..., Cross Functional Team..., Enterprise IT..., Continuous Improvement, Process Engineering
Education
Chaminade University of Honolulu 1980 — 1983
Valley Stream Central HS 1976 — 1980
HS Diploma, NY State Regents
Janet Alicesun Janet Alicesun's TD Ameritrade Experience 2003 - 2008
Job Professional Communicator
Industry Health, Wellness and Fitness
Experience
Aflac 2008 - 2014
Auto Nation Direct 2012 - 2013
Auto Nation Direct 2012 - 2013
Home Loan Center November 2010 - March 2011
Hele Hale 2007 - 2008
TD Ameritrade 2003 - 2008
Skills
Mortgage, Insurance, Loans, Credit, Disability Insurance, Life Insurance, Coaching, Training, Marketing, Team Building, Leadership, Sales, Sales Management, Customer Service, Health Insurance, Strategic Planning, Management, FHA, New Business Development, Access, Fixed Annuities, Account Management, Employee Benefits, Equities, Mortgage Lending, Public Speaking, Small Business, Microsoft Office, Healthcare, Teaching, Microsoft Excel
Education
Chapman University 2000 — 2003
MFA, Film & Television Screenwriting
University Nevada Las Vegas 1996 — 2000
Masters, Writing for Theatre
City University NY
BA, English & Theatre Arts
Aflac 2008 - 2014
Auto Nation Direct 2012 - 2013
Auto Nation Direct 2012 - 2013
Home Loan Center November 2010 - March 2011
Hele Hale 2007 - 2008
TD Ameritrade 2003 - 2008
Skills
Mortgage, Insurance, Loans, Credit, Disability Insurance, Life Insurance, Coaching, Training, Marketing, Team Building, Leadership, Sales, Sales Management, Customer Service, Health Insurance, Strategic Planning, Management, FHA, New Business Development, Access, Fixed Annuities, Account Management, Employee Benefits, Equities, Mortgage Lending, Public Speaking, Small Business, Microsoft Office, Healthcare, Teaching, Microsoft Excel
Education
Chapman University 2000 — 2003
MFA, Film & Television Screenwriting
University Nevada Las Vegas 1996 — 2000
Masters, Writing for Theatre
City University NY
BA, English & Theatre Arts
Ruben Marshall Ruben Marshall's TD Ameritrade Experience January 1994 - 2006
Job Private Client Advisor, JPMorgan Chase Bank,N.A.
Industry Financial Services
Experience
JPMorgan Chase Bank, N.A August 2014 - Present
E*TRADE Financial August 2008 - August 2014
TD Ameritrade January 1994 - 2006
Education
Brooklyn College
Park University
Bachelor of Science (BS), Business Management/ Marketing
JPMorgan Chase Bank, N.A August 2014 - Present
E*TRADE Financial August 2008 - August 2014
TD Ameritrade January 1994 - 2006
Education
Brooklyn College
Park University
Bachelor of Science (BS), Business Management/ Marketing
Robert McInnis Robert McInnis's TD Ameritrade Experience 2000 - 2007
Job Relationship Consultant at Pershing Advisor Solutions
Industry Financial Services
Experience
Pershing Advisor Solutions 2007 - Present
TD Ameritrade 2000 - 2007
Skills
Series 7, Series 63, Series 4, CFP Certificate
Education
City University of New York-Hunter College 1988 — 1995
Bachelor's Degree
Pershing Advisor Solutions 2007 - Present
TD Ameritrade 2000 - 2007
Skills
Series 7, Series 63, Series 4, CFP Certificate
Education
City University of New York-Hunter College 1988 — 1995
Bachelor's Degree
kai Padlowski's TD Ameritrade Experience June 1999 - May 2001
Job Senior IT Professional
Industry Information Technology and Services
Experience
IPSoft April 2015 - Present
Freelance IT Support May 1995 - April 2015
Baker Botts July 2009 - January 2015
NYeC September 2011 - January 2013
Alen and Overy 2013 - 2013
New Eddge capitol 2009 - 2009
D.B. Zwirn & Co. July 2007 - February 2008
Hollyer Brady LLP January 2004 - July 2007
AT&T 2002 - 2002
TD Ameritrade June 1999 - May 2001
Skills
Project Management, Microsoft SQL Server, Customer Service, Vendor Management, Microsoft Word, Integration, Active Directory, Strategic Planning, Windows Server, VMware, Servers, Software Installation, Disaster Recovery, Networking, Data Center, Troubleshooting, Windows, Virtualization, Management, Microsoft Office, Information Technology, SQL, SharePoint, IT Management
Education
Clemson University 1992 — 1998
BS
Glen Ridge High School 1988 — 1992
High School Diploma
IPSoft April 2015 - Present
Freelance IT Support May 1995 - April 2015
Baker Botts July 2009 - January 2015
NYeC September 2011 - January 2013
Alen and Overy 2013 - 2013
New Eddge capitol 2009 - 2009
D.B. Zwirn & Co. July 2007 - February 2008
Hollyer Brady LLP January 2004 - July 2007
AT&T 2002 - 2002
TD Ameritrade June 1999 - May 2001
Skills
Project Management, Microsoft SQL Server, Customer Service, Vendor Management, Microsoft Word, Integration, Active Directory, Strategic Planning, Windows Server, VMware, Servers, Software Installation, Disaster Recovery, Networking, Data Center, Troubleshooting, Windows, Virtualization, Management, Microsoft Office, Information Technology, SQL, SharePoint, IT Management
Education
Clemson University 1992 — 1998
BS
Glen Ridge High School 1988 — 1992
High School Diploma
Carolyn Gallagher Carolyn Gallagher's TD Ameritrade Experience January 2014 - Present
Job Client Service Specialist, National Branch at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade January 2014 - Present
TD Ameritrade November 2007 - Present
TD Ameritrade May 2006 - November 2007
South Nassau Communities Hospital October 1999 - April 2006
Skills
Series 7, Series 63, Management, Sales, Wealth Management, Investments, Financial Services, Securities, Leadership, Customer Service, Series 66
Education
Cisco College 1997 — 1999
Associate in Science
TD Ameritrade January 2014 - Present
TD Ameritrade November 2007 - Present
TD Ameritrade May 2006 - November 2007
South Nassau Communities Hospital October 1999 - April 2006
Skills
Series 7, Series 63, Management, Sales, Wealth Management, Investments, Financial Services, Securities, Leadership, Customer Service, Series 66
Education
Cisco College 1997 — 1999
Associate in Science
Siegfried Koschel Siegfried Koschel's TD Ameritrade Experience November 2012 - Present
Job Adding value to the RIA landscape by utilizing my skills as a connector.
Industry Financial Services
Experience
TD Ameritrade November 2012 - Present
CharityMax September 2011 - November 2013
Dynamic Methods May 2009 - November 2012
Aptus Marketing Group May 2009 - May 2011
AXA Equitable August 2007 - January 2009
Transamerica Capital 2006 - 2007
ING 2001 - 2006
Equitable Distributors August 1997 - 2001
Skills
Fixed Annuities, Alternative Investments, CRM, Series 63, Strategy, Mutual Funds, Term Life Insurance, Series 7, 401k, Asset Allocation, Financial Services, Retirement, Investments, Relationship Management, Sales, Portfolio Management, Retirement Planning, Securities, Financial Advisory, Marketing, Asset Management, Public Speaking, Public Relations
Education
Chapman University 2001 — 2003
BS Organizational Leadership, Business Management
TD Ameritrade November 2012 - Present
CharityMax September 2011 - November 2013
Dynamic Methods May 2009 - November 2012
Aptus Marketing Group May 2009 - May 2011
AXA Equitable August 2007 - January 2009
Transamerica Capital 2006 - 2007
ING 2001 - 2006
Equitable Distributors August 1997 - 2001
Skills
Fixed Annuities, Alternative Investments, CRM, Series 63, Strategy, Mutual Funds, Term Life Insurance, Series 7, 401k, Asset Allocation, Financial Services, Retirement, Investments, Relationship Management, Sales, Portfolio Management, Retirement Planning, Securities, Financial Advisory, Marketing, Asset Management, Public Speaking, Public Relations
Education
Chapman University 2001 — 2003
BS Organizational Leadership, Business Management
Timothy Adams Timothy Adams's TD Ameritrade Experience 2004 - 2008
Job Sales Director at Party Guys, Inc
Industry Events Services
Experience
Party Guys, Inc 2009 - Present
TD Ameritrade 2004 - 2008
Charles Schwab 1995 - 2004
Skills
New Business Development, Consultative Selling, Product Design, Service Design, Economics, Financial Planning, Financial Modeling, Financial Management, Financial Markets, Executive Level Selling, Executive Level..., Sales Pipeline..., Sales Presentations
Education
College for Financial Planning
CFP
University of Florida
Pharmacy Technician
Virginia Commonwealth University
Business
Party Guys, Inc 2009 - Present
TD Ameritrade 2004 - 2008
Charles Schwab 1995 - 2004
Skills
New Business Development, Consultative Selling, Product Design, Service Design, Economics, Financial Planning, Financial Modeling, Financial Management, Financial Markets, Executive Level Selling, Executive Level..., Sales Pipeline..., Sales Presentations
Education
College for Financial Planning
CFP
University of Florida
Pharmacy Technician
Virginia Commonwealth University
Business
Brendan McGillick, RFC® Brendan McGillick, RFC®'s TD Ameritrade Experience April 2010 - July 2011
Job Associate Director at Edelman Financial Services
Industry Financial Services
Experience
Edelman Financial Services August 2011 - Present
TD Ameritrade April 2010 - July 2011
Fidelity Investments July 2008 - February 2010
Fidelity Investments June 2003 - June 2008
Fidelity Investments December 2001 - June 2003
Boardwalk Properties June 2000 - September 2001
Skills
Series 7, Mutual Funds, Retirement Planning, Investments, Financial Planning, Wealth Management
Education
Colby College 1996 — 2001
B.A., Government
The Kent School 1995 — 1996
Edelman Financial Services August 2011 - Present
TD Ameritrade April 2010 - July 2011
Fidelity Investments July 2008 - February 2010
Fidelity Investments June 2003 - June 2008
Fidelity Investments December 2001 - June 2003
Boardwalk Properties June 2000 - September 2001
Skills
Series 7, Mutual Funds, Retirement Planning, Investments, Financial Planning, Wealth Management
Education
Colby College 1996 — 2001
B.A., Government
The Kent School 1995 — 1996
Ray Esposito Ray Esposito's TD Ameritrade Experience April 2009 - Present
Job Retail Brokerage Sales Leader
Industry Financial Services
Experience
TD Ameritrade April 2009 - Present
TD Ameritrade April 2010 - October 2011
Banc of America Investments September 2008 - January 2009
HSBC Securities February 2004 - September 2008
Republic Financial Services 1995 - 2000
Skills
Series 7, Life Insurance, Wealth, Wealth Management..., Separately Managed..., Insurance, Relationship Management, Financial Services, Series 65, FINRA, Series 24, Sales, Recruiting, Leadership
Education
City University of New York-Brooklyn College 1986 — 1991
TD Ameritrade April 2009 - Present
TD Ameritrade April 2010 - October 2011
Banc of America Investments September 2008 - January 2009
HSBC Securities February 2004 - September 2008
Republic Financial Services 1995 - 2000
Skills
Series 7, Life Insurance, Wealth, Wealth Management..., Separately Managed..., Insurance, Relationship Management, Financial Services, Series 65, FINRA, Series 24, Sales, Recruiting, Leadership
Education
City University of New York-Brooklyn College 1986 — 1991
John Mahnke's TD Ameritrade Experience May 2009 - October 2010
Job Vice President at Citi
Industry Internet
Experience
Citi October 2010 - Present
TD Ameritrade May 2009 - October 2010
JPMorgan Chase February 2007 - April 2009
Smith Barney April 2002 - February 2007
Smith Barney April 2000 - April 2002
Smith Barney August 1999 - April 2000
Dow Jones/The Wall Street Journal October 1998 - August 1999
General Media International October 1997 - October 1998
Skills
XHTML, AJAX, Integration, CSS, Business Analysis, Web Project Management, Full SDLC, XML, Requirements Gathering, Web Development, User Experience, Project Management, User Interface, Software Documentation, PMP, Strategy, SDLC
Education
Colgate University 1990 — 1994
BA, History, Chinese
Nanjing University 1993 — 1993
Chinese
University School of Milwaukee 1982 — 1990
Citi October 2010 - Present
TD Ameritrade May 2009 - October 2010
JPMorgan Chase February 2007 - April 2009
Smith Barney April 2002 - February 2007
Smith Barney April 2000 - April 2002
Smith Barney August 1999 - April 2000
Dow Jones/The Wall Street Journal October 1998 - August 1999
General Media International October 1997 - October 1998
Skills
XHTML, AJAX, Integration, CSS, Business Analysis, Web Project Management, Full SDLC, XML, Requirements Gathering, Web Development, User Experience, Project Management, User Interface, Software Documentation, PMP, Strategy, SDLC
Education
Colgate University 1990 — 1994
BA, History, Chinese
Nanjing University 1993 — 1993
Chinese
University School of Milwaukee 1982 — 1990
Leandro Pena Leandro Pena's TD Ameritrade Experience 2011 - 2012
Job Manager, Digital Analytics at Penton
Industry Publishing
Experience
Penton 2014 - Present
Aviation Week, a Penton Business 2013 - 2014
Martha Stewart Living Omnimedia 2012 - 2013
TD Ameritrade 2011 - 2012
ThomasNet 2007 - 2011
Applimation, Inc. 2006 - 2007
Skills
Business Intelligence, Business Analysis, Web Analytics, SQL, Data Mining, Project Management, Data Migration, Strategic Data Analysis, Decision Support, Data Warehousing, Analytics, Databases, Data Analysis, E-commerce, SDLC, Google Analytics, Email Marketing, Omniture, Adobe Discover, SiteCatalyst, CheetahMail, Hitwise, Digital Competitive..., WebTrends, WebTrends Analytics, Big Data, EDW, Oracle, SEO, Enterprise Software, Integration, Analysis, SEM, A/B testing, Digital Marketing, Conversion Optimization, Digital Strategy, A/B Testing, Strategy
Education
City University of New York-Herbert H. Lehman College
Bachelor of Science (B.S.), Computer Science
Penton 2014 - Present
Aviation Week, a Penton Business 2013 - 2014
Martha Stewart Living Omnimedia 2012 - 2013
TD Ameritrade 2011 - 2012
ThomasNet 2007 - 2011
Applimation, Inc. 2006 - 2007
Skills
Business Intelligence, Business Analysis, Web Analytics, SQL, Data Mining, Project Management, Data Migration, Strategic Data Analysis, Decision Support, Data Warehousing, Analytics, Databases, Data Analysis, E-commerce, SDLC, Google Analytics, Email Marketing, Omniture, Adobe Discover, SiteCatalyst, CheetahMail, Hitwise, Digital Competitive..., WebTrends, WebTrends Analytics, Big Data, EDW, Oracle, SEO, Enterprise Software, Integration, Analysis, SEM, A/B testing, Digital Marketing, Conversion Optimization, Digital Strategy, A/B Testing, Strategy
Education
City University of New York-Herbert H. Lehman College
Bachelor of Science (B.S.), Computer Science
Edward Snow Edward Snow's TD Ameritrade Experience March 2005 - March 2006
Job Branch Supervision Administrator, Regulatory and Supervisory Oversight ~ NYC Regional Complex
Industry Financial Services
Experience
TIAA-CREF September 2014 - Present
E*TRADE Financial March 2006 - September 2014
E*TRADE Financial June 2011 - April 2013
E*TRADE Financial July 2007 - June 2011
E*TRADE Financial March 2006 - July 2007
TD Ameritrade March 2005 - March 2006
TD Ameritrade June 2003 - March 2005
Legend Securities Inc. September 2001 - June 2003
Retail Brokerage June 1996 - September 2001
Skills
Securities, Mutual Funds, Back Office, Series 24, Financial Services, Series 7, Equities, Risk Management, Trading, FINRA, Settlement, Financial Risk, Series 63, Middle Office, Investments, Fixed Income, Options, Microsoft Excel, Clearing, Relationship Management, Portfolio Management, Operational Risk, DTC, Corporate Actions, Process Improvement, Microsoft Word, Microsoft Office, SEC filings, Bloomberg Terminal, Stock Control, AML, Wealth Management, Account Reconciliation, Bloomberg, KYC, Capital Markets, Bonds, Investment Advisory, Asset Allocation, Alternative Investments, ETFs, Retirement Planning, Cash Management
Education
City University of New York-College of Staten Island
Business/Commerce, General
TIAA-CREF September 2014 - Present
E*TRADE Financial March 2006 - September 2014
E*TRADE Financial June 2011 - April 2013
E*TRADE Financial July 2007 - June 2011
E*TRADE Financial March 2006 - July 2007
TD Ameritrade March 2005 - March 2006
TD Ameritrade June 2003 - March 2005
Legend Securities Inc. September 2001 - June 2003
Retail Brokerage June 1996 - September 2001
Skills
Securities, Mutual Funds, Back Office, Series 24, Financial Services, Series 7, Equities, Risk Management, Trading, FINRA, Settlement, Financial Risk, Series 63, Middle Office, Investments, Fixed Income, Options, Microsoft Excel, Clearing, Relationship Management, Portfolio Management, Operational Risk, DTC, Corporate Actions, Process Improvement, Microsoft Word, Microsoft Office, SEC filings, Bloomberg Terminal, Stock Control, AML, Wealth Management, Account Reconciliation, Bloomberg, KYC, Capital Markets, Bonds, Investment Advisory, Asset Allocation, Alternative Investments, ETFs, Retirement Planning, Cash Management
Education
City University of New York-College of Staten Island
Business/Commerce, General
Scott Richer CFP® Scott Richer CFP®'s TD Ameritrade Experience May 1993 - July 2006
Job Senior Manager E*TRADE
Industry Financial Services
Experience
E*TRADE Financial July 2011 - Present
E*Trade Financial 2006 - July 2011
TD Ameritrade May 1993 - July 2006
A.G. Edwards & Sons, Inc. August 1992 - February 1993
Skills
Relationship Management, Sales Management, Risk Management, CRM, Leadership, Sales Process, Management, Recruiting, Sales, Finance, Strategic Financial..., Coaching, Marketing Strategy, Asset Allocation, Financial Advisory
Education
St. Lawrence University 1988 — 1992
Bachelor's Degree, Economics
College for Financial Planning 2005 — 2008
Certification, CFP Certification Professional Education Program
E*TRADE Financial July 2011 - Present
E*Trade Financial 2006 - July 2011
TD Ameritrade May 1993 - July 2006
A.G. Edwards & Sons, Inc. August 1992 - February 1993
Skills
Relationship Management, Sales Management, Risk Management, CRM, Leadership, Sales Process, Management, Recruiting, Sales, Finance, Strategic Financial..., Coaching, Marketing Strategy, Asset Allocation, Financial Advisory
Education
St. Lawrence University 1988 — 1992
Bachelor's Degree, Economics
College for Financial Planning 2005 — 2008
Certification, CFP Certification Professional Education Program
Gary DiSalvo Gary DiSalvo's TD Ameritrade Experience October 2006 - June 2013
Job Divisional Vice President West Brokerage Division at Scottrade
Industry Financial Services
Experience
Scottrade June 2013 - Present
TD Ameritrade October 2006 - June 2013
Skills
Series 7, Series 24, Series 66, CRPC, Sales Management, Strategic Financial..., Portfolio Management, Investments, Investment Advisory, Investment Strategies, Mutual Funds, Retirement Planning, Wealth Management, Financial Services, Asset Managment, Asset Allocation, Tactical Asset..., Relationship Management, Sales Process, Strategic Sales, Uniform Combined State..., Risk Management, Leadership, Sales Management..., Team Building, Strategy, Asset Management, ETFs, Series 63, Securities, Options, Series 65, FINRA, Management, Retirement, IRAs, 401k
Education
College for Financial Planning
Scottrade June 2013 - Present
TD Ameritrade October 2006 - June 2013
Skills
Series 7, Series 24, Series 66, CRPC, Sales Management, Strategic Financial..., Portfolio Management, Investments, Investment Advisory, Investment Strategies, Mutual Funds, Retirement Planning, Wealth Management, Financial Services, Asset Managment, Asset Allocation, Tactical Asset..., Relationship Management, Sales Process, Strategic Sales, Uniform Combined State..., Risk Management, Leadership, Sales Management..., Team Building, Strategy, Asset Management, ETFs, Series 63, Securities, Options, Series 65, FINRA, Management, Retirement, IRAs, 401k
Education
College for Financial Planning
Austin McBean Austin McBean's TD Ameritrade Experience January 1999 - March 2004
Job Financial consultant at McBeanGroup
Industry Financial Services
Experience
McBeanGroup January 2005 - Present
TD Ameritrade January 1999 - March 2004
JPMorgan Chase January 1995 - December 1998
Skills
Investments, Retirement Planning, Mutual Funds, Wealth Management, Securities, Investment Advisory, Retirement, Equities, Asset Management, Long-term Care, Mortgage Lending, Portfolio Management, Series 63, Series 7, Banking, Event Planning, FINRA, Event Management, Finance, Social Media
Education
Hunter College 1982 — 1987
BA, Political Science
McBeanGroup January 2005 - Present
TD Ameritrade January 1999 - March 2004
JPMorgan Chase January 1995 - December 1998
Skills
Investments, Retirement Planning, Mutual Funds, Wealth Management, Securities, Investment Advisory, Retirement, Equities, Asset Management, Long-term Care, Mortgage Lending, Portfolio Management, Series 63, Series 7, Banking, Event Planning, FINRA, Event Management, Finance, Social Media
Education
Hunter College 1982 — 1987
BA, Political Science
Diane Taylor's TD Ameritrade Experience May 2009 - January 2012
Job President/Owner at Diane K. Taylor Financial Planning
Industry Financial Services
Experience
Diane K. Taylor Financial Planning August 2012 - Present
Fairleigh Dickinson University April 2004 - Present
Freedom Advisors June 2010 - August 2012
TD Ameritrade May 2009 - January 2012
Shapiro Financial Security Group January 2006 - June 2010
New Jersey City University January 2009 - January 2010
FPA of New Jersey 2002 - 2007
The MDE Group, Inc 1993 - 1997
Arthur Andersen 1990 - 1990
Skills
Tax, Divorce Planning, Comprehensive Planning, Compensation, Financial Planning, Asset Management, Retirement Planning, Estate Planning, Investments, Retirement, Wealth Management, Portfolio Management, Long-term Care, Strategic Financial..., Personal Finance, Financial Planners, Deferred Compensation, Investment Advisory, Hedge Funds, Asset Allocation, Employee Benefits, Fixed Annuities, Asset Managment, Wealth, Finance, 401k, Financial Analysis, Investment Strategies, Investment Management, Financial Advisory, Securities, Alternative Investments, Series 7, Mutual Funds, Series 63, Financial Services, Equities, Personal Financial..., Small Business, Fixed Income, Risk Management
Education
College for Financial Planning 1991 — 1993
CFP, Financial Planning
Fairleigh Dickinson University 1988 — 1991
MBA, Finance
Moravian College 1983 — 1987
Bachelor of Arts, Economics
Diane K. Taylor Financial Planning August 2012 - Present
Fairleigh Dickinson University April 2004 - Present
Freedom Advisors June 2010 - August 2012
TD Ameritrade May 2009 - January 2012
Shapiro Financial Security Group January 2006 - June 2010
New Jersey City University January 2009 - January 2010
FPA of New Jersey 2002 - 2007
The MDE Group, Inc 1993 - 1997
Arthur Andersen 1990 - 1990
Skills
Tax, Divorce Planning, Comprehensive Planning, Compensation, Financial Planning, Asset Management, Retirement Planning, Estate Planning, Investments, Retirement, Wealth Management, Portfolio Management, Long-term Care, Strategic Financial..., Personal Finance, Financial Planners, Deferred Compensation, Investment Advisory, Hedge Funds, Asset Allocation, Employee Benefits, Fixed Annuities, Asset Managment, Wealth, Finance, 401k, Financial Analysis, Investment Strategies, Investment Management, Financial Advisory, Securities, Alternative Investments, Series 7, Mutual Funds, Series 63, Financial Services, Equities, Personal Financial..., Small Business, Fixed Income, Risk Management
Education
College for Financial Planning 1991 — 1993
CFP, Financial Planning
Fairleigh Dickinson University 1988 — 1991
MBA, Finance
Moravian College 1983 — 1987
Bachelor of Arts, Economics
James Troyano James Troyano's TD Ameritrade Experience December 1998 - April 2007
Job Business Owner at WSI | Digital Marketing Specialist | Internet Consultant
Industry Internet
Experience
WSI Internet Consulting April 2012 - Present
Fiserv April 2007 - May 2015
TD Ameritrade December 1998 - April 2007
Dow Jones Telerate/Bridge Information Systems January 1996 - December 1998
Skills
McAfee Endpoint..., Windows 7, Active Directory, Group Policy, Commitment to Customer..., Teamwork, Team Leadership, Process Improvement, ITIL v3 Foundations..., Building Relationships, Remedy Ticketing System, Managing Service Level..., Networking, Vendor Management, Disaster Recovery, Security, Call Centers, Management, Leadership, McAfee, Analysis, CRM, Integration, Customer Service, Project Planning
Education
City University of New York-College of Staten Island 1991 — 1995
AS, Civil Engineering
WSI Internet Consulting April 2012 - Present
Fiserv April 2007 - May 2015
TD Ameritrade December 1998 - April 2007
Dow Jones Telerate/Bridge Information Systems January 1996 - December 1998
Skills
McAfee Endpoint..., Windows 7, Active Directory, Group Policy, Commitment to Customer..., Teamwork, Team Leadership, Process Improvement, ITIL v3 Foundations..., Building Relationships, Remedy Ticketing System, Managing Service Level..., Networking, Vendor Management, Disaster Recovery, Security, Call Centers, Management, Leadership, McAfee, Analysis, CRM, Integration, Customer Service, Project Planning
Education
City University of New York-College of Staten Island 1991 — 1995
AS, Civil Engineering
Cinthia Polite's TD Ameritrade Experience June 2011 - May 2012
Job Consulting & Customer Support Specialist
Industry Computer Software
Experience
Skyward May 2012 - Present
TD Ameritrade June 2011 - May 2012
The Shams Group August 1998 - October 2011
The Army Corps Of Engineers September 1984 - December 1988
Skills
Project Management, MS Project, Training, Customer Service, Microsoft Office, Software Documentation, Crystal Reports, Databases, Visio, Team Building, Access, Windows Server, Windows, Troubleshooting, Leadership, Team Leadership, Process Improvement
Education
College of Charleston 1984 — 1988
B.S., Psychology
Oakwood College 1974 — 1976
A. S, General Education
Skyward May 2012 - Present
TD Ameritrade June 2011 - May 2012
The Shams Group August 1998 - October 2011
The Army Corps Of Engineers September 1984 - December 1988
Skills
Project Management, MS Project, Training, Customer Service, Microsoft Office, Software Documentation, Crystal Reports, Databases, Visio, Team Building, Access, Windows Server, Windows, Troubleshooting, Leadership, Team Leadership, Process Improvement
Education
College of Charleston 1984 — 1988
B.S., Psychology
Oakwood College 1974 — 1976
A. S, General Education
Eric Norberg's TD Ameritrade Experience April 2008 - March 2009
Job Senior Vice President, IT Service Management and Business Operations
Industry Financial Services
Experience
Citi March 2014 - Present
Deutsche Bank November 2010 - March 2014
JP Morgan Chase 2009 - May 2010
TD Ameritrade April 2008 - March 2009
Merrill Lynch June 2005 - September 2007
Barclays Capital 2004 - 2006
Goldman Sachs January 2002 - December 2003
J H Whitney 2000 - 2001
HSBC Securities 1998 - 2000
Productivity Point International January 1997 - January 1999
Skills
ITIL, Program Management, Data Center, Outsourcing, Vendor Management, IT Strategy, Risk Management, Disaster Recovery, Business Analysis, SDLC, Business Continuity, Financial Services, IT Management, IT Service Management, IT Operations, Service Delivery, Infrastructure, Change Management, Governance, Process Improvement, Offshoring, Relationship Management, Release Management, Incident Management, Team Leadership, IT Audit, Virtualization, Information Technology, Security, Business Transformation, Service Management, Strategy, Management, Business Process, Project Management, Project Delivery, Project Portfolio..., PMO
Education
Pace University 2001 — 2003
MS, Information Systems
Nanjing University 1994 — 1995
Chinese
City University of New York 1990 — 1994
BA, International Business
NanZenKai Tokyo Karate
Citi March 2014 - Present
Deutsche Bank November 2010 - March 2014
JP Morgan Chase 2009 - May 2010
TD Ameritrade April 2008 - March 2009
Merrill Lynch June 2005 - September 2007
Barclays Capital 2004 - 2006
Goldman Sachs January 2002 - December 2003
J H Whitney 2000 - 2001
HSBC Securities 1998 - 2000
Productivity Point International January 1997 - January 1999
Skills
ITIL, Program Management, Data Center, Outsourcing, Vendor Management, IT Strategy, Risk Management, Disaster Recovery, Business Analysis, SDLC, Business Continuity, Financial Services, IT Management, IT Service Management, IT Operations, Service Delivery, Infrastructure, Change Management, Governance, Process Improvement, Offshoring, Relationship Management, Release Management, Incident Management, Team Leadership, IT Audit, Virtualization, Information Technology, Security, Business Transformation, Service Management, Strategy, Management, Business Process, Project Management, Project Delivery, Project Portfolio..., PMO
Education
Pace University 2001 — 2003
MS, Information Systems
Nanjing University 1994 — 1995
Chinese
City University of New York 1990 — 1994
BA, International Business
NanZenKai Tokyo Karate
Abiola Oke Abiola Oke's TD Ameritrade Experience March 2009 - October 2009
Job CEO at Okayafrica
Industry Online Media
Experience
Okayafrica May 2015 - Present
Barclays Wealth and Investment Management September 2014 - March 2015
Citigroup November 2009 - September 2014
TD Ameritrade March 2009 - October 2009
New York and Company June 2007 - October 2008
Morgan Stanley October 2005 - June 2007
Legacy Benefits Corporation June 2004 - October 2005
Skills
Financial Modeling, Financial Analysis, Analysis, Risk Management, Project Management, Business Analysis, Insurance, Equities, Human Resources, Investments, Mergers, Employee Benefits, Data Analysis, Budgets, Policy, Performance Management, Succession Planning, HRIS, Fixed Income, Relationship Management, Business Strategy, Mergers & Acquisitions, Strategy, Financial Services, Entrepreneurship, Strategic Planning, Corporate Finance, Finance, Portfolio Management
Education
City University of New York City College 2000 — 2004
B.A.
Howard University 1999 — 2000
Olashore International School 1997 — 1998
The Bells
Okayafrica May 2015 - Present
Barclays Wealth and Investment Management September 2014 - March 2015
Citigroup November 2009 - September 2014
TD Ameritrade March 2009 - October 2009
New York and Company June 2007 - October 2008
Morgan Stanley October 2005 - June 2007
Legacy Benefits Corporation June 2004 - October 2005
Skills
Financial Modeling, Financial Analysis, Analysis, Risk Management, Project Management, Business Analysis, Insurance, Equities, Human Resources, Investments, Mergers, Employee Benefits, Data Analysis, Budgets, Policy, Performance Management, Succession Planning, HRIS, Fixed Income, Relationship Management, Business Strategy, Mergers & Acquisitions, Strategy, Financial Services, Entrepreneurship, Strategic Planning, Corporate Finance, Finance, Portfolio Management
Education
City University of New York City College 2000 — 2004
B.A.
Howard University 1999 — 2000
Olashore International School 1997 — 1998
The Bells
James Wilkes James Wilkes's TD Ameritrade Experience June 2014 - August 2014
Job IT Analyst, Technical Development Program at Liberty Mutual Insurance
Industry Information Technology and Services
Experience
Liberty Mutual Insurance July 2015 - Present
Rutgers University, Business & Administrative Services January 2013 - September 2014
TD Ameritrade June 2014 - August 2014
Stephen Izzi Trucking & Rigging, Inc. October 2013 - January 2014
Thomas Publishing June 2013 - August 2013
Skills
Troubleshooting, OS X, HTML, Windows 7, Wireless Networking, Access, Data Analysis, Microsoft Office, Business Analysis, Requirements Gathering, JavaScript, Java, CSS, SharePoint, IT Project Lifecycle, SDLC, Databases, Windows, WordPress, IOS, Android, Google Apps for Business, Zendesk, TechExcel, Customer Service, Computer Hardware, Windows XP, Technical Support, Hardware, Software Installation, Help Desk Support, Visio, Mac OS, Python, Google Docs, Eclipse, Microsoft Excel, PowerPoint, Microsoft Word
Education
Rutgers, The State University of New Jersey-New Brunswick 2011 — 2015
Bachelor's degree, Information Technology and Informatics, Junior
Rutgers, The State University of New Jersey-New Brunswick 2011 — 2015
Bachelor of Arts (BA), Minor in Psychology
City University London 2014 — 2014
Bachelor's Degree, Information Technology
Liberty Mutual Insurance July 2015 - Present
Rutgers University, Business & Administrative Services January 2013 - September 2014
TD Ameritrade June 2014 - August 2014
Stephen Izzi Trucking & Rigging, Inc. October 2013 - January 2014
Thomas Publishing June 2013 - August 2013
Skills
Troubleshooting, OS X, HTML, Windows 7, Wireless Networking, Access, Data Analysis, Microsoft Office, Business Analysis, Requirements Gathering, JavaScript, Java, CSS, SharePoint, IT Project Lifecycle, SDLC, Databases, Windows, WordPress, IOS, Android, Google Apps for Business, Zendesk, TechExcel, Customer Service, Computer Hardware, Windows XP, Technical Support, Hardware, Software Installation, Help Desk Support, Visio, Mac OS, Python, Google Docs, Eclipse, Microsoft Excel, PowerPoint, Microsoft Word
Education
Rutgers, The State University of New Jersey-New Brunswick 2011 — 2015
Bachelor's degree, Information Technology and Informatics, Junior
Rutgers, The State University of New Jersey-New Brunswick 2011 — 2015
Bachelor of Arts (BA), Minor in Psychology
City University London 2014 — 2014
Bachelor's Degree, Information Technology
Islam Shamseldin Islam Shamseldin's TD Ameritrade Experience May 2010 - Present
Job IT Director
Industry Information Technology and Services
Experience
TD Ameritrade May 2010 - Present
Shamseldin Enterprises Inc. January 2005 - Present
Eden Technologies June 2008 - May 2010
UBS Financial June 2006 - June 2008
Commerce Bank 2005 - 2005
Prudential Financial 1997 - 2005
Skills
IT Management, Integration, System Deployment, Virtualization, VMware, Disaster Recovery, Networking, Active Directory, Servers, Citrix, IT Strategy, Management, ITIL, Vendor Management, IT Operations, Data Center, System Administration, Enterprise Architecture, Infrastructure, Information Technology, SCCM, E-commerce, Windows 7, VBScript, Security, Windows Server, Microsoft Exchange, Troubleshooting, Technical Support, IT Service Management, Windows, TCP/IP, Operating Systems, Cloud Computing, Visio, Cisco Technologies, Information Security..., Unix, DNS, Business Continuity, Network Security, SharePoint, VMware ESX, Storage Area Networks, Information Security, Solution Architecture, Deployment, IIS, Windows 8, ITIL v3 Foundations...
Education
City University of Seattle 1997 — 2000
Bachelors of Science, Network Administration - Telecommunications Management
New Jersey Institute of Technology 1995 — 1997
TD Ameritrade May 2010 - Present
Shamseldin Enterprises Inc. January 2005 - Present
Eden Technologies June 2008 - May 2010
UBS Financial June 2006 - June 2008
Commerce Bank 2005 - 2005
Prudential Financial 1997 - 2005
Skills
IT Management, Integration, System Deployment, Virtualization, VMware, Disaster Recovery, Networking, Active Directory, Servers, Citrix, IT Strategy, Management, ITIL, Vendor Management, IT Operations, Data Center, System Administration, Enterprise Architecture, Infrastructure, Information Technology, SCCM, E-commerce, Windows 7, VBScript, Security, Windows Server, Microsoft Exchange, Troubleshooting, Technical Support, IT Service Management, Windows, TCP/IP, Operating Systems, Cloud Computing, Visio, Cisco Technologies, Information Security..., Unix, DNS, Business Continuity, Network Security, SharePoint, VMware ESX, Storage Area Networks, Information Security, Solution Architecture, Deployment, IIS, Windows 8, ITIL v3 Foundations...
Education
City University of Seattle 1997 — 2000
Bachelors of Science, Network Administration - Telecommunications Management
New Jersey Institute of Technology 1995 — 1997
Anthony Spangenberg, CFP®, AWMA® Anthony Spangenberg, CFP®, AWMA®'s TD Ameritrade Experience December 2008 - March 2012
Job Vice President, Financial Consultant at Charles Schwab & Co., Inc
Industry Investment Management
Experience
Charles Schwab March 2012 - Present
TD Ameritrade December 2008 - March 2012
Edward Jones November 2007 - November 2008
Education
Northern Illinois University
Bachelor's Degree, Philosophy, Cum Laude
College for Financial Planning
Certified Financial Planner and Accredited Wealth Management Advisor designations
CFA Institute
CFA Level III Candidate
Charles Schwab March 2012 - Present
TD Ameritrade December 2008 - March 2012
Edward Jones November 2007 - November 2008
Education
Northern Illinois University
Bachelor's Degree, Philosophy, Cum Laude
College for Financial Planning
Certified Financial Planner and Accredited Wealth Management Advisor designations
CFA Institute
CFA Level III Candidate
Jason Noble Jason Noble's TD Ameritrade Experience November 2012 - July 2015
Job Experienced Financial Services Sales Leader
Industry Financial Services
Experience
TD Ameritrade November 2012 - July 2015
TD Ameritrade October 2009 - October 2012
TD Ameritrade March 2007 - September 2009
Fidelity Investments January 2006 - March 2007
Skills
Leadership, Management, Sales Hiring, People Management, Relationship Management, Portfolio Management, Leadership Development, Process Improvement, Investments, Asset Allocation, Series 24, Mutual Funds, Investment Strategies, Wealth Management, ETFs, Investment Advisory, Trading, Sales Management, Financial Planning, Strategic Financial..., Coaching, Financial Services, Retirement Planning, Finance, Training, Sales, Risk Management, Equities, Financial Risk, Uniform Combined State..., Series 66, Series 7, Series 63
Education
Coastal Carolina University 2000 — 2004
BA
TD Ameritrade November 2012 - July 2015
TD Ameritrade October 2009 - October 2012
TD Ameritrade March 2007 - September 2009
Fidelity Investments January 2006 - March 2007
Skills
Leadership, Management, Sales Hiring, People Management, Relationship Management, Portfolio Management, Leadership Development, Process Improvement, Investments, Asset Allocation, Series 24, Mutual Funds, Investment Strategies, Wealth Management, ETFs, Investment Advisory, Trading, Sales Management, Financial Planning, Strategic Financial..., Coaching, Financial Services, Retirement Planning, Finance, Training, Sales, Risk Management, Equities, Financial Risk, Uniform Combined State..., Series 66, Series 7, Series 63
Education
Coastal Carolina University 2000 — 2004
BA
Brian J Smith Brian J Smith's TD Ameritrade Experience April 2011 - June 2014
Job Branch Manager at Scottrade
Industry Financial Services
Experience
Scottrade June 2014 - Present
TD Ameritrade April 2011 - June 2014
Scottrade® Advisor Services July 2009 - April 2011
Charles Schwab August 2002 - June 2009
Skills
Series 7, Series 63, Series 65, Series 24, Series 8 (9 & 10), Certified Financial..., AAMS, Wealth Management, Mutual Funds, Investments, FINRA, Financial Advisory, Asset Management, Risk Management, 401k, Financial Services, Retirement, Financial Planning, Investment Strategies, Securities, Asset Allocation, Equities, Finance, Relationship Management
Education
University of Missouri-Saint Louis 1987 — 1989
Bachelor of Science (BS), Business Administration - Concentrations in Finance & Accounting
Boston University
Certificate in Financial Planning
College for Financial Planning
Accredited Asset Management Specialist
Scottrade June 2014 - Present
TD Ameritrade April 2011 - June 2014
Scottrade® Advisor Services July 2009 - April 2011
Charles Schwab August 2002 - June 2009
Skills
Series 7, Series 63, Series 65, Series 24, Series 8 (9 & 10), Certified Financial..., AAMS, Wealth Management, Mutual Funds, Investments, FINRA, Financial Advisory, Asset Management, Risk Management, 401k, Financial Services, Retirement, Financial Planning, Investment Strategies, Securities, Asset Allocation, Equities, Finance, Relationship Management
Education
University of Missouri-Saint Louis 1987 — 1989
Bachelor of Science (BS), Business Administration - Concentrations in Finance & Accounting
Boston University
Certificate in Financial Planning
College for Financial Planning
Accredited Asset Management Specialist
Jennifer Ralph Jennifer Ralph's TD Ameritrade Experience December 1999 - May 2001
Job At Florida State College for Accounting. Background in Medical & Billing and exposure working for NY firms.
Industry Hospital & Health Care
Experience
Good Shephard Preschool in Cumming, Ga August 2015 - Present
Orange Park Surgery Center November 2012 - March 2013
Ramtown Elementary School September 2010 - January 2012
KB Toys January 2003 - August 2005
TD Ameritrade December 1999 - May 2001
Datek Online 1999 - 2001
Datek Online 1999 - 2001
PAGENET INC August 1997 - June 1999
PageNet Inc. April 1995 - June 1999
Skills
Typing, fax, phone,..., Switchboard Operator, Invoicing, Outlook
Education
Lanier Technical College 2015 — 2018
Associate's degree, Business Administration and Management, General
Florida State College at Jacksonville 2014 — 2016
Associate of Science (A.S.), Accounting and Finance
City University of New York-College of Staten Island 1991 — 1993
Medical Assistant, COMPUTER
Susan E. Wagner High School 1985 — 1989
High School Diploma
Good Shephard Preschool in Cumming, Ga August 2015 - Present
Orange Park Surgery Center November 2012 - March 2013
Ramtown Elementary School September 2010 - January 2012
KB Toys January 2003 - August 2005
TD Ameritrade December 1999 - May 2001
Datek Online 1999 - 2001
Datek Online 1999 - 2001
PAGENET INC August 1997 - June 1999
PageNet Inc. April 1995 - June 1999
Skills
Typing, fax, phone,..., Switchboard Operator, Invoicing, Outlook
Education
Lanier Technical College 2015 — 2018
Associate's degree, Business Administration and Management, General
Florida State College at Jacksonville 2014 — 2016
Associate of Science (A.S.), Accounting and Finance
City University of New York-College of Staten Island 1991 — 1993
Medical Assistant, COMPUTER
Susan E. Wagner High School 1985 — 1989
High School Diploma
Dustin Jorden Sr. Dustin Jorden Sr.'s TD Ameritrade Experience August 2015 - Present
Job Support technician
Industry Information Technology and Services
Experience
TD Ameritrade August 2015 - Present
Daybreak Venture, LLP March 2015 - August 2015
Ulterra Drilling Technologies L.P. May 2014 - April 2015
United Auto Credit Corporation January 2013 - May 2014
Comprehensive Life Resources March 2012 - August 2012
Vehrs Inc January 2010 - January 2011
Lids January 2007 - January 2010
Skills
Microsoft Office, Windows, Customer Service, Microsoft Word, Linux, Teamwork, Microsoft Technologies, Help Desk Support, Remote Desktop, Desktop Environment, Linux Desktop, Desktop Administration, VirtualBox, Computer Hardware, Network Hardware, Hardening, Linux Server, Windows Server, Data Analysis, Disaster Recovery, Data Recovery, Network Security, Computer Security, Contingency Planning, Active Directory, Networking, Servers
Education
Western Governors University 2013 — 2015
Bachelor of Science (B.S.), Computer and Information Systems Security/Information Assurance
Clover Park Technical College 2011 — 2012
AAT Degree, Computer Networking and Information System Security, 3.83
TD Ameritrade August 2015 - Present
Daybreak Venture, LLP March 2015 - August 2015
Ulterra Drilling Technologies L.P. May 2014 - April 2015
United Auto Credit Corporation January 2013 - May 2014
Comprehensive Life Resources March 2012 - August 2012
Vehrs Inc January 2010 - January 2011
Lids January 2007 - January 2010
Skills
Microsoft Office, Windows, Customer Service, Microsoft Word, Linux, Teamwork, Microsoft Technologies, Help Desk Support, Remote Desktop, Desktop Environment, Linux Desktop, Desktop Administration, VirtualBox, Computer Hardware, Network Hardware, Hardening, Linux Server, Windows Server, Data Analysis, Disaster Recovery, Data Recovery, Network Security, Computer Security, Contingency Planning, Active Directory, Networking, Servers
Education
Western Governors University 2013 — 2015
Bachelor of Science (B.S.), Computer and Information Systems Security/Information Assurance
Clover Park Technical College 2011 — 2012
AAT Degree, Computer Networking and Information System Security, 3.83
Matt Ingraham Matt Ingraham's TD Ameritrade Experience January 2013 - Present
Job Legal Collections Manager at TD Ameritrade
Industry Legal Services
Experience
TD Ameritrade January 2013 - Present
TD Ameritrade April 2008 - January 2013
John T. Turco October 2007 - April 2008
United States Bankruptcy Court, Southern District of Iowa August 2005 - September 2007
Skills
Securities Regulation, Legal Writing, FINRA, Corporate Law, Securities, Legal Research, Civil Litigation, Litigation, Series 7, Arbitration, Bankruptcy, Corporate Governance, Dispute Resolution, Legal Compliance, Financial Services
Education
Nebraska State Bar Association Leadership Academy 2011 — 2012
Creighton University School of Law 2002 — 2005
JD
Kansas Wesleyan University 1999 — 2002
BA, Accounting & Business Administration
Central Arizona College 1997 — 1999
General Studies
FINRA
7, 24, 63
TD Ameritrade January 2013 - Present
TD Ameritrade April 2008 - January 2013
John T. Turco October 2007 - April 2008
United States Bankruptcy Court, Southern District of Iowa August 2005 - September 2007
Skills
Securities Regulation, Legal Writing, FINRA, Corporate Law, Securities, Legal Research, Civil Litigation, Litigation, Series 7, Arbitration, Bankruptcy, Corporate Governance, Dispute Resolution, Legal Compliance, Financial Services
Education
Nebraska State Bar Association Leadership Academy 2011 — 2012
Creighton University School of Law 2002 — 2005
JD
Kansas Wesleyan University 1999 — 2002
BA, Accounting & Business Administration
Central Arizona College 1997 — 1999
General Studies
FINRA
7, 24, 63
Matt Judge Matt Judge's TD Ameritrade Experience April 1996 - Present
Job Director, TD AMERITRADE
Industry Financial Services
Experience
TD AMERITRADE April 1996 - Present
Skills
Investment Advisory, Financial Services, Retirement, Wealth Management, Retirement Planning, Series 24, Uniform Combined State..., Financial Advisory, Asset Management, Mutual Funds, Investments, Series 7, Portfolio Management, Securities, Risk Management, Asset Allocation, Capital Markets, Product Management, Series 63, Strategic Financial..., Investment Strategies, Alternative Investments, FINRA, Equities, Fixed Income, Wealth Management..., Investment Management, ETFs, 401k
Education
Clemson University 1987 — 1991
CBA
TD AMERITRADE April 1996 - Present
Skills
Investment Advisory, Financial Services, Retirement, Wealth Management, Retirement Planning, Series 24, Uniform Combined State..., Financial Advisory, Asset Management, Mutual Funds, Investments, Series 7, Portfolio Management, Securities, Risk Management, Asset Allocation, Capital Markets, Product Management, Series 63, Strategic Financial..., Investment Strategies, Alternative Investments, FINRA, Equities, Fixed Income, Wealth Management..., Investment Management, ETFs, 401k
Education
Clemson University 1987 — 1991
CBA
Bob Fogelson Bob Fogelson's TD Ameritrade Experience September 2000 - December 2001
Job Subcontract Manager at Lockheed Martin
Industry Defense & Space
Experience
Lockheed Martin June 2015 - Present
Lockheed Martin Corporation May 2002 - Present
TD Ameritrade September 2000 - December 2001
GE January 1998 - September 2000
Skills
Government Contracting, Procurement, Management, Leadership, Program Management, Contract Management, Process Improvement, Cross-functional Team..., Proposal Writing, Metrics, Aerospace, Cost Benefit, DoD, Systems Engineering, Lean Manufacturing, Six Sigma, Cost Analysis, Engineering Management, Contract Negotiation
Education
University of Maryland College Park 1990 — 1992
Masters of General Administration, Applied Management, 3.85
Central Michigan University
B.S., Business Administration
Lockheed Martin June 2015 - Present
Lockheed Martin Corporation May 2002 - Present
TD Ameritrade September 2000 - December 2001
GE January 1998 - September 2000
Skills
Government Contracting, Procurement, Management, Leadership, Program Management, Contract Management, Process Improvement, Cross-functional Team..., Proposal Writing, Metrics, Aerospace, Cost Benefit, DoD, Systems Engineering, Lean Manufacturing, Six Sigma, Cost Analysis, Engineering Management, Contract Negotiation
Education
University of Maryland College Park 1990 — 1992
Masters of General Administration, Applied Management, 3.85
Central Michigan University
B.S., Business Administration
Todd LaLuzerne Todd LaLuzerne's TD Ameritrade Experience June 2006 - Present
Job Passionate about helping people gain confidence in managing their personal investments.
Industry Financial Services
Experience
TD Ameritrade June 2006 - Present
A.G. Edwards & Sons, Inc. November 2001 - May 2006
Fidelity Investments May 2000 - September 2001
Skills
Series 63, Series 7, Series 24, Investments, Asset Allocation, Uniform Combined State..., Investment Advisory, Wealth Management, Retirement Planning, Securities, Portfolio Management, ETFs, Retirement, Financial Services, Sales, Strategic Financial..., Financial Advisory, Asset Management, Investment Strategies, 401k, IRAs, Options, Wealth Management..., Mutual Funds, Sales Management, Sales Management..., Financial Planning, Series 66, AAMS, Equities, Alternative Investments, Relationship Management, Trading, Bonds, Investment Management, Wealth, Personal Financial..., Stocks, High Net Worth..., Derivatives, Financial Markets, Technical Analysis
Education
College for Financial Planning 2002 — 2002
Accredited Asset Management Specialist, AAMS
Texas A&M University 1995 — 1999
TD Ameritrade June 2006 - Present
A.G. Edwards & Sons, Inc. November 2001 - May 2006
Fidelity Investments May 2000 - September 2001
Skills
Series 63, Series 7, Series 24, Investments, Asset Allocation, Uniform Combined State..., Investment Advisory, Wealth Management, Retirement Planning, Securities, Portfolio Management, ETFs, Retirement, Financial Services, Sales, Strategic Financial..., Financial Advisory, Asset Management, Investment Strategies, 401k, IRAs, Options, Wealth Management..., Mutual Funds, Sales Management, Sales Management..., Financial Planning, Series 66, AAMS, Equities, Alternative Investments, Relationship Management, Trading, Bonds, Investment Management, Wealth, Personal Financial..., Stocks, High Net Worth..., Derivatives, Financial Markets, Technical Analysis
Education
College for Financial Planning 2002 — 2002
Accredited Asset Management Specialist, AAMS
Texas A&M University 1995 — 1999
Brooke Vinson Brooke Vinson's TD Ameritrade Experience October 2013 - Present
Job Senior Fixed Income Specialist at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade October 2013 - Present
Allstate Financial January 2012 - October 2013
LPL Financial dba University of Hawaii Federal Credit Union 2006 - 2009
Charles Schwab 2004 - 2006
Skills
Investments, Financial Services, Finance, Portfolio Management, Mutual Funds, Banking, Leadership, Strategy, Retirement Planning, Relationship Management, Selling, Sales, Financial Advisory, Strategic Planning, Series 63, Investment Advisory, CRM, Series 7, Wealth Management, Asset Allocation, FINRA 7,63,65
Education
Illinois State University 1982 — 1987
BA, Economics
College for Financial Planning
Accredited Wealth Management Advisor
TD Ameritrade October 2013 - Present
Allstate Financial January 2012 - October 2013
LPL Financial dba University of Hawaii Federal Credit Union 2006 - 2009
Charles Schwab 2004 - 2006
Skills
Investments, Financial Services, Finance, Portfolio Management, Mutual Funds, Banking, Leadership, Strategy, Retirement Planning, Relationship Management, Selling, Sales, Financial Advisory, Strategic Planning, Series 63, Investment Advisory, CRM, Series 7, Wealth Management, Asset Allocation, FINRA 7,63,65
Education
Illinois State University 1982 — 1987
BA, Economics
College for Financial Planning
Accredited Wealth Management Advisor
Andrew Kuta Andrew Kuta's TD Ameritrade Experience May 2014 - August 2014
Job Monetary Specialist at Bank of the West
Industry Financial Services
Experience
Bank of the West November 2014 - Present
TD Ameritrade May 2014 - August 2014
TD Ameritrade July 2013 - May 2014
TD Ameritrade February 2013 - April 2013
Omaha Love July 2012 - December 2012
Hy Vee June 2008 - October 2010
Skills
Microsoft Excel, PowerPoint, Microsoft Word, Outlook, Customer Service, Microsoft Office, Research, Social Media, Photoshop, Event Planning, Advertising, Teamwork, English, Budgets, Public Speaking, Event Management, Marketing, Access, Public Relations, Facebook, Time Management, Strategic Planning, Administrative..., Data Analysis
Education
University of Nebraska at Omaha 2010 — 2012
Bachelors of Business Administration, Management, Marketing
Central Community College 2008 — 2010
Associates Degree, Business Administration; Management
Bank of the West November 2014 - Present
TD Ameritrade May 2014 - August 2014
TD Ameritrade July 2013 - May 2014
TD Ameritrade February 2013 - April 2013
Omaha Love July 2012 - December 2012
Hy Vee June 2008 - October 2010
Skills
Microsoft Excel, PowerPoint, Microsoft Word, Outlook, Customer Service, Microsoft Office, Research, Social Media, Photoshop, Event Planning, Advertising, Teamwork, English, Budgets, Public Speaking, Event Management, Marketing, Access, Public Relations, Facebook, Time Management, Strategic Planning, Administrative..., Data Analysis
Education
University of Nebraska at Omaha 2010 — 2012
Bachelors of Business Administration, Management, Marketing
Central Community College 2008 — 2010
Associates Degree, Business Administration; Management
Kevin Stacey, MBA Kevin Stacey, MBA's TD Ameritrade Experience June 2015 - Present
Job Manager, Category Management at TD Ameritrade
Industry Marketing and Advertising
Experience
TD Ameritrade June 2015 - Present
DigitasLBi June 2014 - May 2015
DigitasLBi September 2010 - June 2014
DigitasLBi March 2009 - September 2010
DigitasLBi February 2008 - March 2009
Merrill Lynch September 2007 - January 2008
Skills
Budgets, Financial Analysis, Forecasting, Marketing, Financial Modeling, Microsoft Excel, Financial Reporting, Revenue Recognition, Microsoft Office, PowerPoint, Training, Outlook, Lotus Notes, Social Media Marketing, General Ledger, Project Management, Business Objects, Excel, Lawson General Ledger, Risk Assessment, Mentoring, Problem Solving, Partnering, Accounts Receivable, Budgeting, SAP Business Objects, think-cell, Oracle, Concur
Education
Cleveland State University
MBA
University of Dayton 2002 — 2006
BA, Finance
TD Ameritrade June 2015 - Present
DigitasLBi June 2014 - May 2015
DigitasLBi September 2010 - June 2014
DigitasLBi March 2009 - September 2010
DigitasLBi February 2008 - March 2009
Merrill Lynch September 2007 - January 2008
Skills
Budgets, Financial Analysis, Forecasting, Marketing, Financial Modeling, Microsoft Excel, Financial Reporting, Revenue Recognition, Microsoft Office, PowerPoint, Training, Outlook, Lotus Notes, Social Media Marketing, General Ledger, Project Management, Business Objects, Excel, Lawson General Ledger, Risk Assessment, Mentoring, Problem Solving, Partnering, Accounts Receivable, Budgeting, SAP Business Objects, think-cell, Oracle, Concur
Education
Cleveland State University
MBA
University of Dayton 2002 — 2006
BA, Finance
Perry Guarracino's TD Ameritrade Experience November 2011 - Present
Job Director Fixed Income Trading & New Issue Municipals at TD Ameritrade
Industry Capital Markets
Experience
TD Ameritrade November 2011 - Present
TD Ameritrade March 2008 - Present
TD Ameritrade August 2006 - Present
Advest-Lebenthal March 2002 - August 2006
SG Cowen March 1993 - October 2000
Shearson lehman 1984 - 1990
Skills
Series 7, Fixed Income, Series 63, Investment Products, Client Experience, Series 53, Trading, Securities, Investments, Capital Markets, Wealth Management, Customer Experience, FINRA, Financial Services, Portfolio Management, Bloomberg, Municipal Bonds, Risk Management, Electronic Trading, Financial Advisory, Bonds, Mutual Funds, Series 24, Wealth Management..., Options, Investment Management, Asset Allocation, Uniform Combined State...
Education
City University of New York-Herbert H. Lehman College 1978 — 1982
TD Ameritrade November 2011 - Present
TD Ameritrade March 2008 - Present
TD Ameritrade August 2006 - Present
Advest-Lebenthal March 2002 - August 2006
SG Cowen March 1993 - October 2000
Shearson lehman 1984 - 1990
Skills
Series 7, Fixed Income, Series 63, Investment Products, Client Experience, Series 53, Trading, Securities, Investments, Capital Markets, Wealth Management, Customer Experience, FINRA, Financial Services, Portfolio Management, Bloomberg, Municipal Bonds, Risk Management, Electronic Trading, Financial Advisory, Bonds, Mutual Funds, Series 24, Wealth Management..., Options, Investment Management, Asset Allocation, Uniform Combined State...
Education
City University of New York-Herbert H. Lehman College 1978 — 1982
Sam Long Sam Long's TD Ameritrade Experience April 2011 - May 2012
Job Director of Sales
Industry Financial Services
Experience
Reilly Financial Advisors October 2013 - Present
Scottrade August 2012 - October 2013
TD Ameritrade April 2011 - May 2012
TD Ameritrade August 2009 - March 2011
TD Ameritrade October 2008 - July 2009
TD Ameritrade September 2007 - October 2008
E*TRADE Financial October 2005 - September 2007
Harrisdirect January 2005 - October 2005
Harrisdirect June 2003 - December 2004
Harrisdirect January 2003 - May 2003
Skills
Mutual Funds, Options, Series 63, Trading, Series 7, Series 24, Investments, Securities, FINRA, Leadership, Sales, Business Development, Uniform Combined State..., Asset Allocation, Marketing, Wealth Management, Investment Advisory, Financial Services, Relationship Management
Education
Concordia College 1987 — 1989
Bachelor's degree, Organizational Communication, General
College of Lake County 1977 — 1978
Associate's degree
Reilly Financial Advisors October 2013 - Present
Scottrade August 2012 - October 2013
TD Ameritrade April 2011 - May 2012
TD Ameritrade August 2009 - March 2011
TD Ameritrade October 2008 - July 2009
TD Ameritrade September 2007 - October 2008
E*TRADE Financial October 2005 - September 2007
Harrisdirect January 2005 - October 2005
Harrisdirect June 2003 - December 2004
Harrisdirect January 2003 - May 2003
Skills
Mutual Funds, Options, Series 63, Trading, Series 7, Series 24, Investments, Securities, FINRA, Leadership, Sales, Business Development, Uniform Combined State..., Asset Allocation, Marketing, Wealth Management, Investment Advisory, Financial Services, Relationship Management
Education
Concordia College 1987 — 1989
Bachelor's degree, Organizational Communication, General
College of Lake County 1977 — 1978
Associate's degree
Paul Grella Paul Grella's TD Ameritrade Experience 1997 - 1999
Job NOC Supervisor Broadcast Operations at DIRECTV
Industry Information Technology and Services
Experience
DIRECTV August 2015 - Present
CenturyLink, Inc. June 2011 - August 2015
Savvis Communications 2007 - 2011
Savvis Communications 2002 - 2007
Exodus Communications 1999 - 2001
TD Ameritrade 1997 - 1999
Skills
Data Center, Servers, Technical Support, Infrastructure, Disaster Recovery, IT Service Management, Windows Server, Help Desk Support, Security, Virtualization, Cisco Technologies, Computer Network..., Windows, Project Management, SLA, Project Coordination, Remedy Ticketing System, Technical Writing, Network Monitoring Tools, Tier 2, Physical Inventory, Maximo, SAP HR, HP Insight Manager, Netscaler, Vantive, Incident Investigation, Incident Management, ITIL, IT Operations, Managed Services, Vendor Management, SharePoint, Customer Satisfaction
Education
City University of New York-John Jay College of Criminal Justice
Criminal Justice
DIRECTV August 2015 - Present
CenturyLink, Inc. June 2011 - August 2015
Savvis Communications 2007 - 2011
Savvis Communications 2002 - 2007
Exodus Communications 1999 - 2001
TD Ameritrade 1997 - 1999
Skills
Data Center, Servers, Technical Support, Infrastructure, Disaster Recovery, IT Service Management, Windows Server, Help Desk Support, Security, Virtualization, Cisco Technologies, Computer Network..., Windows, Project Management, SLA, Project Coordination, Remedy Ticketing System, Technical Writing, Network Monitoring Tools, Tier 2, Physical Inventory, Maximo, SAP HR, HP Insight Manager, Netscaler, Vantive, Incident Investigation, Incident Management, ITIL, IT Operations, Managed Services, Vendor Management, SharePoint, Customer Satisfaction
Education
City University of New York-John Jay College of Criminal Justice
Criminal Justice
Lisette Tackitt's TD Ameritrade Experience October 1991 - March 1996
Job Advisor at Advocare
Industry Health, Wellness and Fitness
Experience
Advocare July 2013 - Present
PartyLite November 2002 - Present
World Savings & Loan Assn. (now Wachovia) April 1999 - March 2004
Rohde Realty Property Management (now Rohde, Ottmers & Siegel May 1996 - November 1998
TD Ameritrade October 1991 - March 1996
Skills
Customer Service, Leadership, Direct Sales, Training, Accounting, Account Reconciliation, Accounts Receivable, Accounts Payable, Interviews, Team Building, Financial Reporting, Coaching, Sales, Marketing, Leadership Development, Strategic Planning, Retail, Small Business, Process Improvement, Management, Sales Management, Forecasting, Budgets
Education
City University of New York-Brooklyn College 1992 — 1995
Accounting
Kingsborough Community College 1989 — 1991
Associate of Applied Science (AAS), Accounting
Franklin Delano Roosevelt High School 1982 — 1986
High School, High School
Advocare July 2013 - Present
PartyLite November 2002 - Present
World Savings & Loan Assn. (now Wachovia) April 1999 - March 2004
Rohde Realty Property Management (now Rohde, Ottmers & Siegel May 1996 - November 1998
TD Ameritrade October 1991 - March 1996
Skills
Customer Service, Leadership, Direct Sales, Training, Accounting, Account Reconciliation, Accounts Receivable, Accounts Payable, Interviews, Team Building, Financial Reporting, Coaching, Sales, Marketing, Leadership Development, Strategic Planning, Retail, Small Business, Process Improvement, Management, Sales Management, Forecasting, Budgets
Education
City University of New York-Brooklyn College 1992 — 1995
Accounting
Kingsborough Community College 1989 — 1991
Associate of Applied Science (AAS), Accounting
Franklin Delano Roosevelt High School 1982 — 1986
High School, High School
Bill Fazekas, CFP® Bill Fazekas, CFP®'s TD Ameritrade Experience April 1999 - March 2004
Job Senior Client Manager at Pension Advisors
Industry Financial Services
Experience
Pension Advisors June 2015 - Present
Voya Financial February 2012 - May 2015
Charles Schwab March 2008 - January 2012
Pinkerton Wealth Management July 2007 - March 2008
Charles Schwab April 2004 - June 2007
TD Ameritrade April 1999 - March 2004
Cleveland Lumberjacks Hockey June 1996 - April 1999
Skills
Investments, Series 7, Management, Finance, Retirement Planning, Mutual Funds, Retirement, Customer Service, Financial Services
Education
John Carroll University 2002 — 2003
Certificate in Financial Planning
Cleveland State University 1989 — 1996
BBA, Marketing/Finance
Lakewood High School 1985 — 1989
Pension Advisors June 2015 - Present
Voya Financial February 2012 - May 2015
Charles Schwab March 2008 - January 2012
Pinkerton Wealth Management July 2007 - March 2008
Charles Schwab April 2004 - June 2007
TD Ameritrade April 1999 - March 2004
Cleveland Lumberjacks Hockey June 1996 - April 1999
Skills
Investments, Series 7, Management, Finance, Retirement Planning, Mutual Funds, Retirement, Customer Service, Financial Services
Education
John Carroll University 2002 — 2003
Certificate in Financial Planning
Cleveland State University 1989 — 1996
BBA, Marketing/Finance
Lakewood High School 1985 — 1989
Chris Pitcher's TD Ameritrade Experience August 2014 - October 2014
Job Financial Analyst at Arch Insurance Group
Industry Financial Services
Experience
Arch Insurance Group November 2014 - Present
TD Ameritrade August 2014 - October 2014
M&M Farmers Supply 2006 - January 2014
DICK'S Sporting Goods January 2008 - January 2010
Skills
Sales, Customer Service, Microsoft Excel, Time Management, Inventory Management, Finance, Customer Satisfaction, Microsoft Office, PowerPoint, Management, Social Media, Microsoft Word, Leadership
Education
Central Connecticut State University 2008 — 2013
Bachelors of Science in Business Administration, Business/Finance
Arch Insurance Group November 2014 - Present
TD Ameritrade August 2014 - October 2014
M&M Farmers Supply 2006 - January 2014
DICK'S Sporting Goods January 2008 - January 2010
Skills
Sales, Customer Service, Microsoft Excel, Time Management, Inventory Management, Finance, Customer Satisfaction, Microsoft Office, PowerPoint, Management, Social Media, Microsoft Word, Leadership
Education
Central Connecticut State University 2008 — 2013
Bachelors of Science in Business Administration, Business/Finance
Tim Laitas, AAMS®'s TD Ameritrade Experience February 2012 - November 2013
Job Admissions Representative at Harrison College
Industry Education Management
Experience
Harrison College April 2015 - Present
JPMorgan Chase Bank, N.A. November 2013 - February 2015
TD Ameritrade February 2012 - November 2013
Charles Schwab & Company December 2008 - February 2012
Charles Schwab & Company December 2008 - June 2009
ITT Technical Institute June 2005 - December 2008
ITT Technical Institute February 2004 - December 2008
A.R Musical Enterprises January 1996 - February 2003
Education
College for Financial Planning 2010 — 2010
Asset Allocation Management Specialist, Wealth Management and Financial Planning
Indiana State University 1991 — 1997
Bachelor of Science, Business Administration, Music Business, Graphic Design
Harrison College April 2015 - Present
JPMorgan Chase Bank, N.A. November 2013 - February 2015
TD Ameritrade February 2012 - November 2013
Charles Schwab & Company December 2008 - February 2012
Charles Schwab & Company December 2008 - June 2009
ITT Technical Institute June 2005 - December 2008
ITT Technical Institute February 2004 - December 2008
A.R Musical Enterprises January 1996 - February 2003
Education
College for Financial Planning 2010 — 2010
Asset Allocation Management Specialist, Wealth Management and Financial Planning
Indiana State University 1991 — 1997
Bachelor of Science, Business Administration, Music Business, Graphic Design
John Vagianos John Vagianos's TD Ameritrade Experience August 2010 - December 2013
Job Divisional Guidance Manager
Industry Investment Management
Experience
Scottrade January 2014 - Present
TD Ameritrade August 2010 - December 2013
Comcast Cable January 2010 - October 2010
PNC BANK June 2008 - January 2010
J.P. Turner Inc January 2008 - June 2008
Cintas Corporation December 2006 - December 2007
The Sinc June 2004 - December 2006
Red Bull North America June 2001 - May 2004
Skills
Cold Calling, Sales, Sales Operations, Marketing, Marketing Strategy, Investment Strategies, PowerPoint, Customer Service, Microsoft Excel, Event Management, Microsoft Office, B2B, Management, Project Management, Training, Sales Management, Finance, Financial Services
Education
City University of New York-Brooklyn College
Bachelors, Psychology
Universidad de Alicante
Scottrade January 2014 - Present
TD Ameritrade August 2010 - December 2013
Comcast Cable January 2010 - October 2010
PNC BANK June 2008 - January 2010
J.P. Turner Inc January 2008 - June 2008
Cintas Corporation December 2006 - December 2007
The Sinc June 2004 - December 2006
Red Bull North America June 2001 - May 2004
Skills
Cold Calling, Sales, Sales Operations, Marketing, Marketing Strategy, Investment Strategies, PowerPoint, Customer Service, Microsoft Excel, Event Management, Microsoft Office, B2B, Management, Project Management, Training, Sales Management, Finance, Financial Services
Education
City University of New York-Brooklyn College
Bachelors, Psychology
Universidad de Alicante
Enrico Longobardi CHS III Enrico Longobardi CHS III's TD Ameritrade Experience December 2007 - April 2011
Job Director of Security at Bergen Town Center
Industry Financial Services
Experience
The Outlets at Bergen Town Center February 2013 - Present
TD Ameritrade December 2007 - April 2011
Bergen County Prosecutors Office February 2005 - December 2007
Ameritrade/Datek April 2001 - February 2005
Hackensack Police Department July 1991 - August 2000
Skills
Risk Management, Security, Business Continuity, Crisis Management, Information Security..., Executive Protection, Security Operations, Security Management, Program Management, Protection, Risk Assessment, Physical Security, Security Audits, Fraud, Asset Protection, Private Investigations, Management, Enforcement, Human Resources, Recruiting, Information Security, Security Awareness, Corporate Security, Computer Forensics, Personal Protection, Surveillance, Police, Interrogation, Criminal Investigations, Criminal Justice, Counterterrorism, Loss Prevention, Homeland Security, Security Training, CCTV, Tactics, Firearms, Evidence, Access Control, Investigation, Vulnerability Assessment, Security Clearance, Emergency Management, Contingency Planning, Internal Investigations, Forensic Analysis, Cybercrime, Security Policy, Public Safety, Background Checks
Education
Christopher Newport University 1983 — 1988
Business Administration and Management, General
Hackensack High School 1979 — 1983
High School Diploma
Bergen County Police Academy
NJ Police Officer Certification
R L Oatman
The Outlets at Bergen Town Center February 2013 - Present
TD Ameritrade December 2007 - April 2011
Bergen County Prosecutors Office February 2005 - December 2007
Ameritrade/Datek April 2001 - February 2005
Hackensack Police Department July 1991 - August 2000
Skills
Risk Management, Security, Business Continuity, Crisis Management, Information Security..., Executive Protection, Security Operations, Security Management, Program Management, Protection, Risk Assessment, Physical Security, Security Audits, Fraud, Asset Protection, Private Investigations, Management, Enforcement, Human Resources, Recruiting, Information Security, Security Awareness, Corporate Security, Computer Forensics, Personal Protection, Surveillance, Police, Interrogation, Criminal Investigations, Criminal Justice, Counterterrorism, Loss Prevention, Homeland Security, Security Training, CCTV, Tactics, Firearms, Evidence, Access Control, Investigation, Vulnerability Assessment, Security Clearance, Emergency Management, Contingency Planning, Internal Investigations, Forensic Analysis, Cybercrime, Security Policy, Public Safety, Background Checks
Education
Christopher Newport University 1983 — 1988
Business Administration and Management, General
Hackensack High School 1979 — 1983
High School Diploma
Bergen County Police Academy
NJ Police Officer Certification
R L Oatman
Milton Payne Milton Payne's TD Ameritrade Experience October 2005 - April 2006
Job Experienced Financial Advisor and Talent Acquisition Manager helping individuals reach their goals.
Industry Financial Services
Experience
Thrivent Financial June 2009 - September 2015
TD Ameritrade October 2005 - April 2006
Edward Jones March 2004 - August 2005
US Army February 1990 - September 2004
US Army August 1981 - February 1990
Skills
FINRA Series 7, FINRA Series 63, FINRA Series 66, Financial Services, Retirement Planning, Financial Advisory, Investments, Mutual Funds, Insurance, Life Insurance, Military Experience, Talent Management, Team Building, Leadership, Recruiting, Training, Talent Acquisition, Internet Recruiting, Sales, Sourcing, Applicant Tracking..., Marketing, Process Improvement, Building Relationships, Interviews, Management
Education
College for Financial Planning 2015 — 2015
Certified Retirement Planning Counselor (CRPC)
Frederick Community College 1994 — 1998
Associate of Arts (A.A.), General Studies, 3.8
University of Maryland College Park 1982 — 1983
Business, Management, Marketing, and Related Support Services
Thrivent Financial June 2009 - September 2015
TD Ameritrade October 2005 - April 2006
Edward Jones March 2004 - August 2005
US Army February 1990 - September 2004
US Army August 1981 - February 1990
Skills
FINRA Series 7, FINRA Series 63, FINRA Series 66, Financial Services, Retirement Planning, Financial Advisory, Investments, Mutual Funds, Insurance, Life Insurance, Military Experience, Talent Management, Team Building, Leadership, Recruiting, Training, Talent Acquisition, Internet Recruiting, Sales, Sourcing, Applicant Tracking..., Marketing, Process Improvement, Building Relationships, Interviews, Management
Education
College for Financial Planning 2015 — 2015
Certified Retirement Planning Counselor (CRPC)
Frederick Community College 1994 — 1998
Associate of Arts (A.A.), General Studies, 3.8
University of Maryland College Park 1982 — 1983
Business, Management, Marketing, and Related Support Services
JIMMY JIMENEZ JIMMY JIMENEZ's TD Ameritrade Experience April 2015 - Present
Job Data Governance Specialist at TD Ameritrade
Industry Information Technology and Services
Experience
TD Ameritrade April 2015 - Present
TD Ameritrade December 2014 - April 2015
NPower (nonprofit) July 2014 - December 2014
TD Ameritrade October 2014 - November 2014
US Army May 2013 - June 2014
US Army May 2012 - May 2013
US Army August 2009 - May 2012
US Army September 2007 - August 2009
US Army September 2006 - September 2007
Skills
Military, Army, Military Training, Top Secret, Leadership, DoD, Training, COMSEC, Management, Combat, Active DoD Secret..., Force Protection, Command, Security Clearance, Radio Communication, FM Radio, Tactical satellite, Security+, Active DoD Top Secret..., SATCOM, Satellite Communications, Military Operations, Information Assurance, Program Management, Microsoft Office, Antennas, ServiceNow
Education
Excelsior College 2014 — 2015
Bachelor Profession Studies, Computer/Information Technology Administration and Management
Central Texas College 2011 — 2013
Associate of Arts (AA), General Studies
TD Ameritrade April 2015 - Present
TD Ameritrade December 2014 - April 2015
NPower (nonprofit) July 2014 - December 2014
TD Ameritrade October 2014 - November 2014
US Army May 2013 - June 2014
US Army May 2012 - May 2013
US Army August 2009 - May 2012
US Army September 2007 - August 2009
US Army September 2006 - September 2007
Skills
Military, Army, Military Training, Top Secret, Leadership, DoD, Training, COMSEC, Management, Combat, Active DoD Secret..., Force Protection, Command, Security Clearance, Radio Communication, FM Radio, Tactical satellite, Security+, Active DoD Top Secret..., SATCOM, Satellite Communications, Military Operations, Information Assurance, Program Management, Microsoft Office, Antennas, ServiceNow
Education
Excelsior College 2014 — 2015
Bachelor Profession Studies, Computer/Information Technology Administration and Management
Central Texas College 2011 — 2013
Associate of Arts (AA), General Studies
Clay Riddell Clay Riddell's TD Ameritrade Experience November 2005 - July 2009
Job CFP®
Industry Financial Services
Experience
Bank of the West January 2015 - Present
Great-West Financial September 2014 - January 2015
J.P. Morgan October 2010 - September 2014
TD Ameritrade November 2005 - July 2009
UBS Financial Services April 2005 - August 2005
Waddell & Reed December 2002 - April 2005
Skills
Finance, Investments, Retirement Planning, Series 7, Asset Management, Portfolio Management, Series 63, Retirement, Customer Service, Investment Strategies, Asset Allocation, Wealth Management
Education
College for Financial Planning 2012 — 2014
University of Northern Colorado 1997 — 2001
Bachelor
Bank of the West January 2015 - Present
Great-West Financial September 2014 - January 2015
J.P. Morgan October 2010 - September 2014
TD Ameritrade November 2005 - July 2009
UBS Financial Services April 2005 - August 2005
Waddell & Reed December 2002 - April 2005
Skills
Finance, Investments, Retirement Planning, Series 7, Asset Management, Portfolio Management, Series 63, Retirement, Customer Service, Investment Strategies, Asset Allocation, Wealth Management
Education
College for Financial Planning 2012 — 2014
University of Northern Colorado 1997 — 2001
Bachelor
Douglas Fanelli Douglas Fanelli's TD Ameritrade Experience August 2014 - Present
Job Sr. Business Development Specialist at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade August 2014 - Present
United Planners Financial Services of America December 2009 - June 2013
Sowell Management Services May 2008 - May 2009
Mutual Service Corporation 2003 - 2008
Mutual Service Corporation April 2002 - July 2004
Morgan Stanley January 2001 - May 2002
Skills
Mutual Funds, Securities, ETFs, Financial Advisory, 401k, Recruiting, Finance, Series 7, Wealth Management, Financial Planning, Investment Advisory, Retirement Planning, Asset Management, Series 63, Financial Services, Asset Allocation, Investments
Education
Charleston Southern University 1996 — 2001
BS, Pre-Law
Cardinal Newman High School 1992 — 1996
TD Ameritrade August 2014 - Present
United Planners Financial Services of America December 2009 - June 2013
Sowell Management Services May 2008 - May 2009
Mutual Service Corporation 2003 - 2008
Mutual Service Corporation April 2002 - July 2004
Morgan Stanley January 2001 - May 2002
Skills
Mutual Funds, Securities, ETFs, Financial Advisory, 401k, Recruiting, Finance, Series 7, Wealth Management, Financial Planning, Investment Advisory, Retirement Planning, Asset Management, Series 63, Financial Services, Asset Allocation, Investments
Education
Charleston Southern University 1996 — 2001
BS, Pre-Law
Cardinal Newman High School 1992 — 1996
Rae Brosnan's TD Ameritrade Experience March 2007 - September 2009
Job
Industry Design
Experience
FinancialForce.com April 2014 - Present
Fidelity Investments June 2013 - January 2014
E*TRADE Financial March 2012 - June 2013
JPMorgan Chase January 2010 - March 2012
TD Ameritrade March 2007 - September 2009
Teach For America August 2006 - March 2007
Columbia University January 2005 - August 2006
Johns Hopkins University June 2002 - November 2004
Booz Allen Hamilton January 2000 - June 2002
Interactive Technologies Corporation 1998 - 2000
Skills
User Experience, User-centered Design, User Analysis, Usability Testing, Axure, OmniGraffle, Visio, Human Computer..., SDLC, Management, Photoshop, Wireframes, Usability, User Interface, Persona, User Scenarios, Information Architecture, User Research, Interaction Design, User Interface Design, Heuristic Evaluation, User Experience Design, Information Design, Usability Engineering, Web Applications, Requirements Gathering, Project Management, Contextual Inquiry, Experience Design, Card Sorting, Paper Prototyping, Process Improvement, Site Maps, Product Development, Rapid Prototyping, Competitive Analysis, Web Analytics, Web Design, Wire Framing, Task Analysis, Strategy, Web Project Management, Data Visualization, Digital Strategy, Design Strategy, Functional..., Ethnography, Storyboarding, Design Thinking, Accessibility
Education
Indiana University 1997 — 1999
MS
Clemson University 1994 — 1996
BA
FinancialForce.com April 2014 - Present
Fidelity Investments June 2013 - January 2014
E*TRADE Financial March 2012 - June 2013
JPMorgan Chase January 2010 - March 2012
TD Ameritrade March 2007 - September 2009
Teach For America August 2006 - March 2007
Columbia University January 2005 - August 2006
Johns Hopkins University June 2002 - November 2004
Booz Allen Hamilton January 2000 - June 2002
Interactive Technologies Corporation 1998 - 2000
Skills
User Experience, User-centered Design, User Analysis, Usability Testing, Axure, OmniGraffle, Visio, Human Computer..., SDLC, Management, Photoshop, Wireframes, Usability, User Interface, Persona, User Scenarios, Information Architecture, User Research, Interaction Design, User Interface Design, Heuristic Evaluation, User Experience Design, Information Design, Usability Engineering, Web Applications, Requirements Gathering, Project Management, Contextual Inquiry, Experience Design, Card Sorting, Paper Prototyping, Process Improvement, Site Maps, Product Development, Rapid Prototyping, Competitive Analysis, Web Analytics, Web Design, Wire Framing, Task Analysis, Strategy, Web Project Management, Data Visualization, Digital Strategy, Design Strategy, Functional..., Ethnography, Storyboarding, Design Thinking, Accessibility
Education
Indiana University 1997 — 1999
MS
Clemson University 1994 — 1996
BA
Ronald Barbara Ronald Barbara's TD Ameritrade Experience February 1992 - February 1996
Job Director Investment Banking at NatWest
Industry
Experience
Bank of America May 1996 - Present
TD Ameritrade February 1992 - February 1996
FORD COMPANY January 1987 - January 1990
Skills
Cash Management, Income Tax, Money Management, Money Transfers, Investment Banking, Mortgage Banking, Private Banking, Electronic Funds..., Government Loans, Financial Accounting, Account Management, Tax Accounting
Education
University of California, Berkeley 1985 — 1986
Master of Business Administration (M.B.A.), Banking, Corporate, Finance, and Securities Law
University of California, Berkeley 1982 — 1985
Bachelor of Business Administration (B.B.A.), Accounting and Business/Management
City University of New York City College 1978 — 1981
Associate's degree, Banking, Corporate, Finance, and Securities Law
Bank of America May 1996 - Present
TD Ameritrade February 1992 - February 1996
FORD COMPANY January 1987 - January 1990
Skills
Cash Management, Income Tax, Money Management, Money Transfers, Investment Banking, Mortgage Banking, Private Banking, Electronic Funds..., Government Loans, Financial Accounting, Account Management, Tax Accounting
Education
University of California, Berkeley 1985 — 1986
Master of Business Administration (M.B.A.), Banking, Corporate, Finance, and Securities Law
University of California, Berkeley 1982 — 1985
Bachelor of Business Administration (B.B.A.), Accounting and Business/Management
City University of New York City College 1978 — 1981
Associate's degree, Banking, Corporate, Finance, and Securities Law
Nasir Zubair's TD Ameritrade Experience July 2012 - Present
Job
Industry Information Technology and Services
Experience
TD Ameritrade July 2012 - Present
Societe Generale April 2008 - July 2012
Societe Generale May 2006 - April 2008
100 Megs Web Hosting, Inc. December 2001 - April 2008
Societe Generale January 2006 - May 2006
Skills
Powershell, VBScript, Citrix, C#, Active Directory, IIS, VMware ESX, ASP.NET, Windows Server, VMware, SharePoint, ASP.NET MVC, Entity Framework, LINQ, Group Policy, PHP, Windows 7
Education
New York University 2004 — 2006
Masters
City University of New York-Brooklyn College 1999 — 2003
BS
TD Ameritrade July 2012 - Present
Societe Generale April 2008 - July 2012
Societe Generale May 2006 - April 2008
100 Megs Web Hosting, Inc. December 2001 - April 2008
Societe Generale January 2006 - May 2006
Skills
Powershell, VBScript, Citrix, C#, Active Directory, IIS, VMware ESX, ASP.NET, Windows Server, VMware, SharePoint, ASP.NET MVC, Entity Framework, LINQ, Group Policy, PHP, Windows 7
Education
New York University 2004 — 2006
Masters
City University of New York-Brooklyn College 1999 — 2003
BS
Gustavo Jimenez's TD Ameritrade Experience August 2001 - March 2006
Job iTechnologix | SoporteRapido.com
Industry Information Technology and Services
Experience
Onco360/OncoMed, Oncology Pharmacy Solutions April 2009 - Present
SAC Capital 2006 - 2008
Synesis IT March 2006 - January 2007
TD Ameritrade August 2001 - March 2006
TD Waterhouse August 2001 - March 2006
Barnes and Noble (bn.com) 1998 - 2001
Micro Warehouse (CDW) 1994 - 1998
Skills
Cloud Computing, Disaster Recovery, Active Directory, VMware, Virtualization, Citrix, Data Center, Microsoft Exchange, Windows Server, Information Security, Business Continuity, DNS, Security, SDLC, IIS, Network Security, Storage, Storage Area Networks, System Administration, Vendor Management, Solaris, Servers, Infrastructure, VPN, IT Service Management, Computer Security, Operating Systems, SAN
Education
CompTIA Certified Professional 2010 — 2011
Security +, IT Security
City University of New York 1991 — 1994
Computer Technology
Onco360/OncoMed, Oncology Pharmacy Solutions April 2009 - Present
SAC Capital 2006 - 2008
Synesis IT March 2006 - January 2007
TD Ameritrade August 2001 - March 2006
TD Waterhouse August 2001 - March 2006
Barnes and Noble (bn.com) 1998 - 2001
Micro Warehouse (CDW) 1994 - 1998
Skills
Cloud Computing, Disaster Recovery, Active Directory, VMware, Virtualization, Citrix, Data Center, Microsoft Exchange, Windows Server, Information Security, Business Continuity, DNS, Security, SDLC, IIS, Network Security, Storage, Storage Area Networks, System Administration, Vendor Management, Solaris, Servers, Infrastructure, VPN, IT Service Management, Computer Security, Operating Systems, SAN
Education
CompTIA Certified Professional 2010 — 2011
Security +, IT Security
City University of New York 1991 — 1994
Computer Technology
James Davis, CFP®'s TD Ameritrade Experience May 1998 - May 2007
Job Investment Advisor Representative of Voya Financial Advisors, Inc.
Industry Investment Management
Experience
TD Ameritrade May 1998 - May 2007
TD Waterhouse--Ameritrade 1998 - 2007
TD Waterhouse 1998 - 2006
Education
College for Financial Planning 2002 — 2004
CFP, Financial Planning
Institute of Business & Finance
MS, Finance
TD Ameritrade May 1998 - May 2007
TD Waterhouse--Ameritrade 1998 - 2007
TD Waterhouse 1998 - 2006
Education
College for Financial Planning 2002 — 2004
CFP, Financial Planning
Institute of Business & Finance
MS, Finance
Anthony Massaro's TD Ameritrade Experience September 2012 - July 2014
Job AppV 5 Consultant
Industry Information Technology and Services
Experience
JPMorgan Chase & Co. May 2015 - Present
Societe Generale July 2014 - April 2015
TD Ameritrade September 2012 - July 2014
JPMorganChase November 2010 - August 2012
Putnam Investments June 2008 - November 2010
Wilmington Trust January 2008 - May 2008
Commerce Bank April 2007 - November 2007
Gulfstream Aerospace February 2007 - April 2007
JPMorgan Chase August 2002 - September 2006
MISI Company August 2002 - September 2006
Skills
Virtualization, VMware ESX, Wise Installer, Project Management, SCCM, VBScript, VMware, System Deployment, Active Directory, Application Packaging, Orca, Citrix, Software Packaging, Windows Server, Scripting, Windows 7, App-V, Troubleshooting, XP, Disaster Recovery, IIS, Microsoft Exchange, MSI, IT Strategy, System Administration, Servers, Operating Systems, VDI, Data Center, Group Policy, Citrix Metaframe, DNS, Incident Management, IT Management, Microsoft SQL Server, ITIL, Enterprise Architecture, InstallShield, Networking, TCP/IP, SharePoint, Quality Assurance, Infrastructure, Technical Support, Visio, Powershell, Application..., Microsoft Technologies, IT Operations, Software Installation
Education
City University of New York-College of Staten Island 1996 — 1997
None, Computer Science
New Utrecht High School 1992 — 1996
Sports Medicine Graduate, Sports Medicine
JPMorgan Chase & Co. May 2015 - Present
Societe Generale July 2014 - April 2015
TD Ameritrade September 2012 - July 2014
JPMorganChase November 2010 - August 2012
Putnam Investments June 2008 - November 2010
Wilmington Trust January 2008 - May 2008
Commerce Bank April 2007 - November 2007
Gulfstream Aerospace February 2007 - April 2007
JPMorgan Chase August 2002 - September 2006
MISI Company August 2002 - September 2006
Skills
Virtualization, VMware ESX, Wise Installer, Project Management, SCCM, VBScript, VMware, System Deployment, Active Directory, Application Packaging, Orca, Citrix, Software Packaging, Windows Server, Scripting, Windows 7, App-V, Troubleshooting, XP, Disaster Recovery, IIS, Microsoft Exchange, MSI, IT Strategy, System Administration, Servers, Operating Systems, VDI, Data Center, Group Policy, Citrix Metaframe, DNS, Incident Management, IT Management, Microsoft SQL Server, ITIL, Enterprise Architecture, InstallShield, Networking, TCP/IP, SharePoint, Quality Assurance, Infrastructure, Technical Support, Visio, Powershell, Application..., Microsoft Technologies, IT Operations, Software Installation
Education
City University of New York-College of Staten Island 1996 — 1997
None, Computer Science
New Utrecht High School 1992 — 1996
Sports Medicine Graduate, Sports Medicine
Manzoor Shah's TD Ameritrade Experience 2001 - 2004
Job Datawarehouse Tech Lead at Merrill Lynch / BOA
Industry Computer Software
Experience
DHS / USCIS / CSC March 2011 - Present
Merrill Lynch / BOA March 2010 - March 2011
Credit Suisse July 2008 - March 2010
Thomson Financial 2005 - 2006
TD Ameritrade 2001 - 2004
TD Ameritrade, formerly TD Waterhouse 2001 - 2004
GO America Tours 1994 - 1995
Skills
PL/SQL, Data Warehousing, Production Support, SDLC
Education
City University of New York 1993 — 2007
CS, Computer Science
Karachi University
Unknown
Unknown
DHS / USCIS / CSC March 2011 - Present
Merrill Lynch / BOA March 2010 - March 2011
Credit Suisse July 2008 - March 2010
Thomson Financial 2005 - 2006
TD Ameritrade 2001 - 2004
TD Ameritrade, formerly TD Waterhouse 2001 - 2004
GO America Tours 1994 - 1995
Skills
PL/SQL, Data Warehousing, Production Support, SDLC
Education
City University of New York 1993 — 2007
CS, Computer Science
Karachi University
Unknown
Unknown
Demian Lou's TD Ameritrade Experience 2007 - 2008
Job Investment Consultant at TD Ameritrade
Industry Financial Services
Experience
farmers 2007 - 2009
TD Ameritrade 2007 - 2008
McDonald Investments February 2001 - February 2007
mcdonald investments 2001 - 2007
Education
Cleveland State University 1992 — 1997
farmers 2007 - 2009
TD Ameritrade 2007 - 2008
McDonald Investments February 2001 - February 2007
mcdonald investments 2001 - 2007
Education
Cleveland State University 1992 — 1997
Jason M. Ewasko's TD Ameritrade Experience June 2011 - September 2013
Job Managing Director at Cipperman Compliance Services, LLC
Industry Financial Services
Experience
Cipperman Compliance Services, LLC September 2013 - Present
TD Ameritrade June 2011 - September 2013
Penn Mutual Life Insurance Co./Hornor, Townsend & Kent, Inc. 2005 - 2010
Skills
Series 7, Series 24, FINRA, Securities, Series 63, Mutual Funds, Alternative Investments, Uniform Combined State..., Investment Advisory, Hedge Funds, Financial Services, Wealth Management, Investments, Equities, Asset Allocation, Retirement Planning, Fixed Annuities
Education
Villanova University School of Law 1992 — 1995
JD, Law
Colgate University 1988 — 1992
BA, History
Cipperman Compliance Services, LLC September 2013 - Present
TD Ameritrade June 2011 - September 2013
Penn Mutual Life Insurance Co./Hornor, Townsend & Kent, Inc. 2005 - 2010
Skills
Series 7, Series 24, FINRA, Securities, Series 63, Mutual Funds, Alternative Investments, Uniform Combined State..., Investment Advisory, Hedge Funds, Financial Services, Wealth Management, Investments, Equities, Asset Allocation, Retirement Planning, Fixed Annuities
Education
Villanova University School of Law 1992 — 1995
JD, Law
Colgate University 1988 — 1992
BA, History
Kenneth P. Courtney's TD Ameritrade Experience March 1995 - Present
Job Senior Manager
Industry Financial Services
Experience
TD Ameritrade March 1995 - Present
Skills
Asset Management, Wealth Management, Portfolio Management, Alternative Investments, Risk Management, Product Management, Series 63, Series 7, Equities, Financial Services, Investment Advisory, Separately Managed..., Financial Advisory, Asset Allocation, Investments, Securities, Mutual Funds, Fixed Income, ETFs, Options, FINRA, Investment Strategies
Education
City University of New York-College of Staten Island 1990 — 1995
BS, Finance & Int'l Business
TD Ameritrade March 1995 - Present
Skills
Asset Management, Wealth Management, Portfolio Management, Alternative Investments, Risk Management, Product Management, Series 63, Series 7, Equities, Financial Services, Investment Advisory, Separately Managed..., Financial Advisory, Asset Allocation, Investments, Securities, Mutual Funds, Fixed Income, ETFs, Options, FINRA, Investment Strategies
Education
City University of New York-College of Staten Island 1990 — 1995
BS, Finance & Int'l Business
Vetra Perry Roman's TD Ameritrade Experience May 1995 - June 2008
Job Financial Advisor at Waddell & Reed
Industry Financial Services
Experience
Waddell & Reed January 2011 - May 2011
TD Ameritrade May 1995 - June 2008
Skills
Series 66, Series 7, Securities, Series 63, Insurance, Financial Planning, Finance, Uniform Combined State..., Investments, Retirement, Retirement Planning, Mutual Funds, Estate Planning, Public Speaking, Strategic Financial..., Management, Wealth Management, Portfolio Management, Equities, Fixed Annuities, Financial Services, Investment Advisory, Due Diligence, Investment Strategies, Asset Management, Financial Analysis, Asset Allocation
Education
West Los Angeles College 2009 — 2010
Certification, Paralegal Studies
Central State University 1971 — 1975
Waddell & Reed January 2011 - May 2011
TD Ameritrade May 1995 - June 2008
Skills
Series 66, Series 7, Securities, Series 63, Insurance, Financial Planning, Finance, Uniform Combined State..., Investments, Retirement, Retirement Planning, Mutual Funds, Estate Planning, Public Speaking, Strategic Financial..., Management, Wealth Management, Portfolio Management, Equities, Fixed Annuities, Financial Services, Investment Advisory, Due Diligence, Investment Strategies, Asset Management, Financial Analysis, Asset Allocation
Education
West Los Angeles College 2009 — 2010
Certification, Paralegal Studies
Central State University 1971 — 1975
Alinna Sanders's TD Ameritrade Experience 1999 - 2004
Job Children 1st Office Manager at Northeast Health District
Industry Education Management
Experience
Allen Christian School Children 1st Office ManagerNortheast Health DistrictJanuary 2011 - Present
TD Ameritrade 1999 - 2004
TD Ameritrade 1999 - 2004
Education
City University of New York-Hunter College 2004 — 2007
Allen Christian School Children 1st Office ManagerNortheast Health DistrictJanuary 2011 - Present
TD Ameritrade 1999 - 2004
TD Ameritrade 1999 - 2004
Education
City University of New York-Hunter College 2004 — 2007
Ricardo Tarrega's TD Ameritrade Experience February 2014 - Present
Job Lead UI designer, TD Ameritrade
Industry Graphic Design
Experience
TD Ameritrade February 2014 - Present
Bloomberg LP April 2012 - September 2013
Bundle.com November 2011 - January 2012
SI Kids.com June 2007 - February 2010
Avalanche 1996 - 1998
Skills
Graphic Design, Art Direction, Adobe Creative Suite, Drawing, Painting, Creative Direction, Photoshop, Web Design, User Interface Design, Art, Layout, Advertising, Graphics, Illustration, Logo Design, Typography, Concept Development, Branding & Identity, QuarkXPress, Brochures, Image Manipulation, Mac, Illustrator, InDesign, Magazines, Digital Photography, Brand Development, Photography, User Interface, Creative Strategy, User Experience, Interaction Design, Catalogs, Interactive Advertising, User-centered Design, Wireframes
Education
City University of New York-Hunter College 1984 — 1990
Bachelor of Fine Arts (BFA), Painting
The New School 1981 — 1983
TD Ameritrade February 2014 - Present
Bloomberg LP April 2012 - September 2013
Bundle.com November 2011 - January 2012
SI Kids.com June 2007 - February 2010
Avalanche 1996 - 1998
Skills
Graphic Design, Art Direction, Adobe Creative Suite, Drawing, Painting, Creative Direction, Photoshop, Web Design, User Interface Design, Art, Layout, Advertising, Graphics, Illustration, Logo Design, Typography, Concept Development, Branding & Identity, QuarkXPress, Brochures, Image Manipulation, Mac, Illustrator, InDesign, Magazines, Digital Photography, Brand Development, Photography, User Interface, Creative Strategy, User Experience, Interaction Design, Catalogs, Interactive Advertising, User-centered Design, Wireframes
Education
City University of New York-Hunter College 1984 — 1990
Bachelor of Fine Arts (BFA), Painting
The New School 1981 — 1983
Daniel Shepherd AAMS®'s TD Ameritrade Experience August 2006 - September 2013
Job Financial Professional at Allstate
Industry Financial Services
Experience
Allstate August 2015 - Present
USAA September 2013 - July 2015
TD Ameritrade August 2006 - September 2013
Wal-Mart October 1999 - August 2006
Skills
Multi Tasking, Problem Solving, Evaluation, Risk Management, Solution Selling, Process Improvement, Functional Analysis, Financial Analysis, Balance Sheet, General Ledger, Financial Accounting, Real Estate, Customer Service, Managerial, Time Management, Energy, Dependent, Work Well Independently, Team Building, Logistics, Sports Writing, Business Process..., Study Skills, Efficiency, Desire, Emotional Intelligence, High Pressure Situations, Clutch, Dependable Team Player, User Acceptance Testing, Series 63, Series 7, Series 65, Leadership, Mutual Funds, Sales, Securities, Asset Allocation, Options, Financial Services, Trading, Equities, Uniform Combined State..., Finance, Call Centers, Brokerage, Alternative Investments, Investments, Portfolio Management, Relationship Management
Education
College for Financial Planning 2014 — 2014
Accredited Asset management specialist ( AAMS), Finance, General
University of North Texas 2009 — 2011
BBA Finance, Finance, 3.0
The University of Texas at Arlington 2005 — 2007
Business basics, Business/Commerce, General
Weatherford College 2003 — 2005
Associates in Arts, General Studies
Granbury HS 1999 — 2002
HS Diploma, Accounting and Finance
Texas teachers
Business Education, Teaching
Allstate August 2015 - Present
USAA September 2013 - July 2015
TD Ameritrade August 2006 - September 2013
Wal-Mart October 1999 - August 2006
Skills
Multi Tasking, Problem Solving, Evaluation, Risk Management, Solution Selling, Process Improvement, Functional Analysis, Financial Analysis, Balance Sheet, General Ledger, Financial Accounting, Real Estate, Customer Service, Managerial, Time Management, Energy, Dependent, Work Well Independently, Team Building, Logistics, Sports Writing, Business Process..., Study Skills, Efficiency, Desire, Emotional Intelligence, High Pressure Situations, Clutch, Dependable Team Player, User Acceptance Testing, Series 63, Series 7, Series 65, Leadership, Mutual Funds, Sales, Securities, Asset Allocation, Options, Financial Services, Trading, Equities, Uniform Combined State..., Finance, Call Centers, Brokerage, Alternative Investments, Investments, Portfolio Management, Relationship Management
Education
College for Financial Planning 2014 — 2014
Accredited Asset management specialist ( AAMS), Finance, General
University of North Texas 2009 — 2011
BBA Finance, Finance, 3.0
The University of Texas at Arlington 2005 — 2007
Business basics, Business/Commerce, General
Weatherford College 2003 — 2005
Associates in Arts, General Studies
Granbury HS 1999 — 2002
HS Diploma, Accounting and Finance
Texas teachers
Business Education, Teaching
Abhishek Aneja's TD Ameritrade Experience June 2009 - Present
Job Software Developer at TD Ameritrade
Industry Computer Software
Experience
TD Ameritrade June 2009 - Present
T Rowe Price April 2007 - May 2009
IBM January 2007 - April 2007
Convergys Innovation Center, Convergys Corporation 2006 - 2007
Education
Clemson University
Punjab Technical University
TD Ameritrade June 2009 - Present
T Rowe Price April 2007 - May 2009
IBM January 2007 - April 2007
Convergys Innovation Center, Convergys Corporation 2006 - 2007
Education
Clemson University
Punjab Technical University
Teddy Clermont's TD Ameritrade Experience July 2011 - Present
Job Software Development Consultant at TD Ameritrade
Industry Banking
Experience
TD Ameritrade July 2011 - Present
Dresdner Kleinwort November 2006 - July 2011
IBM 1997 - 2003
Skills
Software Development, Business Analysis, SDLC, SQL, Software Project..., Agile Methodologies, Databases, IT Strategy, Trading Systems, Unix
Education
City University of New York 1977 — 1982
TD Ameritrade July 2011 - Present
Dresdner Kleinwort November 2006 - July 2011
IBM 1997 - 2003
Skills
Software Development, Business Analysis, SDLC, SQL, Software Project..., Agile Methodologies, Databases, IT Strategy, Trading Systems, Unix
Education
City University of New York 1977 — 1982
Thomas Song's TD Ameritrade Experience 2004 - 2006
Job Community Outreach Lead at FEMA
Industry Public Relations and Communications
Experience
Federal Emergency Management Agency August 2010 - Present
Vertical Trading Group October 2008 - January 2009
Natixis Bleichroeder April 2006 - November 2007
TD Ameritrade 2004 - 2006
Brokerage America 2004 - 2004
Fidelity 1999 - 2003
FEMA 2001 - 2001
Skills
Emergency Management, GIS, Risk Management, Program Management, Project Planning, Public Speaking, Public Relations, Presentation Development, Presentation Skills, Hazard Mitigation, Federal Government..., Federal Government, Policy, Project Management, Strategy, Community Outreach, Leadership, Government
Education
City University of New York-Hunter College 2010 — 2011
Certification, Geographic Information Systems (GIS), 4.0
City University of New York-Hunter College 2009 — 2010
MS, Urban Affairs, 3.95
State University of New York College at Purchase 1989 — 1993
BA, Political Science
Stuyvesant 1986 — 1989
High school, Honors/Regents High School/Secondary Diploma Program
Federal Emergency Management Agency August 2010 - Present
Vertical Trading Group October 2008 - January 2009
Natixis Bleichroeder April 2006 - November 2007
TD Ameritrade 2004 - 2006
Brokerage America 2004 - 2004
Fidelity 1999 - 2003
FEMA 2001 - 2001
Skills
Emergency Management, GIS, Risk Management, Program Management, Project Planning, Public Speaking, Public Relations, Presentation Development, Presentation Skills, Hazard Mitigation, Federal Government..., Federal Government, Policy, Project Management, Strategy, Community Outreach, Leadership, Government
Education
City University of New York-Hunter College 2010 — 2011
Certification, Geographic Information Systems (GIS), 4.0
City University of New York-Hunter College 2009 — 2010
MS, Urban Affairs, 3.95
State University of New York College at Purchase 1989 — 1993
BA, Political Science
Stuyvesant 1986 — 1989
High school, Honors/Regents High School/Secondary Diploma Program
JP DelMaestro's TD Ameritrade Experience February 2004 - June 2006
Job Equities Trade Support Associate
Industry Financial Services
Experience
Exane January 2007 - Present
TD Ameritrade February 2004 - June 2006
Skills
Equities, Investment Banking, Derivatives, Bloomberg, Equity Research, Excel, Word, Access, Microsoft Excel, Options, ETFs, Fixed Income, Hedge Funds, Trading, Electronic Trading, Equity Trading
Education
City University of New York-College of Staten Island 1997 — 2001
Bachelor of Science (BS), History
City University of New York-College of Staten Island 1997 — 2001
History
Exane January 2007 - Present
TD Ameritrade February 2004 - June 2006
Skills
Equities, Investment Banking, Derivatives, Bloomberg, Equity Research, Excel, Word, Access, Microsoft Excel, Options, ETFs, Fixed Income, Hedge Funds, Trading, Electronic Trading, Equity Trading
Education
City University of New York-College of Staten Island 1997 — 2001
Bachelor of Science (BS), History
City University of New York-College of Staten Island 1997 — 2001
History
Lori Mogol's TD Ameritrade Experience March 2013 - Present
Job User Experience Designer at TD Ameritrade
Industry Information Technology and Services
Experience
TD Ameritrade March 2013 - Present
Fidelity Investments February 2012 - December 2012
J.P. Morgan March 2010 - December 2011
Ivy Asset Management January 2006 - December 2009
Bank of America April 2005 - December 2005
Ivy Asset Management February 2004 - March 2005
Deutsche Bank April 1999 - July 2003
Skills
Information Architecture, User Experience, User Interface Design, Heuristic Evaluation, User Interface, Web Design, Wireframes, User Experience Design, User-centered Design, Web Applications, Visual Design, Web Project Management, Business Analysis, Site Maps, Agile Methodologies, Usability, Web Development, JavaScript, Experience Design, Mockups, Interaction Design, Usability Testing, Requirements Analysis, SDLC, Software Project..., Content Strategy, Wire Framing, jQuery, Mobile Applications, Scrum, Visio, Content Management, CMS, CSS
Education
City University of New York-Brooklyn College
TD Ameritrade March 2013 - Present
Fidelity Investments February 2012 - December 2012
J.P. Morgan March 2010 - December 2011
Ivy Asset Management January 2006 - December 2009
Bank of America April 2005 - December 2005
Ivy Asset Management February 2004 - March 2005
Deutsche Bank April 1999 - July 2003
Skills
Information Architecture, User Experience, User Interface Design, Heuristic Evaluation, User Interface, Web Design, Wireframes, User Experience Design, User-centered Design, Web Applications, Visual Design, Web Project Management, Business Analysis, Site Maps, Agile Methodologies, Usability, Web Development, JavaScript, Experience Design, Mockups, Interaction Design, Usability Testing, Requirements Analysis, SDLC, Software Project..., Content Strategy, Wire Framing, jQuery, Mobile Applications, Scrum, Visio, Content Management, CMS, CSS
Education
City University of New York-Brooklyn College
Anuradha Prabakar's TD Ameritrade Experience October 2006 - April 2007
Job Manager, Customer Operations at Cloudera
Industry Information Technology and Services
Experience
Cloudera February 2015 - Present
Pivotal November 2012 - January 2015
EMC April 2012 - April 2013
EMC May 2010 - April 2012
Greenplum June 2008 - May 2010
Legg Mason April 2007 - June 2008
TD Ameritrade October 2006 - April 2007
Skills
Agile Methodologies, SQL, Oracle, Databases, SDLC, Unix, Perl, Java, Data Warehousing, Linux, Testing, Solaris, Shell Scripting, Scrum, Python, Test Automation, PL/SQL, Test Planning, Software Quality...
Education
City University of New York 2004 — 2006
M.S in Computer Science, Computer Sciences, 3.8/4.0
Sathyabama Engineering College 2000 — 2004
Bachelor of Engineering (B.E.), Computer Science, Madras University Rank Holder
Church Park 1998 — 2000
Higher Sec school, Computer Science, 97%
Cloudera February 2015 - Present
Pivotal November 2012 - January 2015
EMC April 2012 - April 2013
EMC May 2010 - April 2012
Greenplum June 2008 - May 2010
Legg Mason April 2007 - June 2008
TD Ameritrade October 2006 - April 2007
Skills
Agile Methodologies, SQL, Oracle, Databases, SDLC, Unix, Perl, Java, Data Warehousing, Linux, Testing, Solaris, Shell Scripting, Scrum, Python, Test Automation, PL/SQL, Test Planning, Software Quality...
Education
City University of New York 2004 — 2006
M.S in Computer Science, Computer Sciences, 3.8/4.0
Sathyabama Engineering College 2000 — 2004
Bachelor of Engineering (B.E.), Computer Science, Madras University Rank Holder
Church Park 1998 — 2000
Higher Sec school, Computer Science, 97%
Joel Nunn's TD Ameritrade Experience January 1999 - March 2005
Job Securities Principal Shareholders Service Group
Industry Financial Services
Experience
Shareholders Service Group June 2010 - Present
LPL Financial August 2009 - June 2010
Financial Heritage Reverse Mortgage November 2005 - August 2008
TD Ameritrade January 1999 - March 2005
TDWaterhouse 2000 - 2005
TD Waterhouse 2000 - 2005
Jack White & Co. 1991 - 2000
Skills
Call Centers, Management, Sales, Training, Transaction Management, Coaching, Series 7
Education
Sonoma State University 1986 — 1988
BA, Finance
College of Marin 1984 — 1986
Shareholders Service Group June 2010 - Present
LPL Financial August 2009 - June 2010
Financial Heritage Reverse Mortgage November 2005 - August 2008
TD Ameritrade January 1999 - March 2005
TDWaterhouse 2000 - 2005
TD Waterhouse 2000 - 2005
Jack White & Co. 1991 - 2000
Skills
Call Centers, Management, Sales, Training, Transaction Management, Coaching, Series 7
Education
Sonoma State University 1986 — 1988
BA, Finance
College of Marin 1984 — 1986
Valentin (Al) Lopez's TD Ameritrade Experience April 2012 - August 2012
Job Application Packaging MSI AppV (Consultant)
Industry Information Technology and Services
Experience
Visiting Nurse Service of New York March 2015 - Present
Gigtech, Inc. 2002 - May 2015
Davis Polk & Wardwell LLP October 2013 - November 2014
ISO August 2012 - June 2013
TD Ameritrade April 2012 - August 2012
JPMorganChase January 2011 - February 2012
Blank Rome LLP April 2010 - December 2010
Cravath, Swaine & Moore LLP April 2010 - December 2010
JPMorgan Chase June 2008 - December 2009
Weil Gotshal and Manges March 2005 - June 2008
Skills
Deployment, MSI, Active Directory, Application Packaging, Softgrid, System Deployment, Software Packaging, Servers, App-V, Integration, MDT, SharePoint, Networking, MSI Packaging, SCCM, Windows 7, Citrix, VBScript, Citrix Metaframe, Patch Management, XP, VMware, Technical Support, Desktop Computers, Disaster Recovery, Microsoft Exchange, Workstations, Virtualization, IIS, Troubleshooting, Windows XP, Windows Server, Blackberry Enterprise..., SMS
Education
City University of New York-Herbert H. Lehman College 1981 — 1990
Bachelor of Arts, Accounting/Computer Applications Minor
Visiting Nurse Service of New York March 2015 - Present
Gigtech, Inc. 2002 - May 2015
Davis Polk & Wardwell LLP October 2013 - November 2014
ISO August 2012 - June 2013
TD Ameritrade April 2012 - August 2012
JPMorganChase January 2011 - February 2012
Blank Rome LLP April 2010 - December 2010
Cravath, Swaine & Moore LLP April 2010 - December 2010
JPMorgan Chase June 2008 - December 2009
Weil Gotshal and Manges March 2005 - June 2008
Skills
Deployment, MSI, Active Directory, Application Packaging, Softgrid, System Deployment, Software Packaging, Servers, App-V, Integration, MDT, SharePoint, Networking, MSI Packaging, SCCM, Windows 7, Citrix, VBScript, Citrix Metaframe, Patch Management, XP, VMware, Technical Support, Desktop Computers, Disaster Recovery, Microsoft Exchange, Workstations, Virtualization, IIS, Troubleshooting, Windows XP, Windows Server, Blackberry Enterprise..., SMS
Education
City University of New York-Herbert H. Lehman College 1981 — 1990
Bachelor of Arts, Accounting/Computer Applications Minor
Laura Girodat's TD Ameritrade Experience July 2014 - Present
Job Process Automation Consultant at TD Ameritrade
Industry Computer Software
Experience
TD Ameritrade July 2014 - Present
Apex Process Consultants September 2010 - June 2014
Ford Motor Company September 2007 - September 2010
Ford Motor Company August 2004 - September 2007
Auto-Owners Insurance December 2002 - August 2004
Skills
Business Process Design, BPMN, Business Process..., Agile Methodologies, Requirements Analysis, Requirements Gathering, Business Process, SDLC, Agile Project Management, Business Process..., Software Project..., Enterprise Architecture, IBM BPM, Systems Analysis, XML, Business Architecture, Visio, SOA, Integration, Business Analysis, Solution Architecture, Business Requirements, SQL, Websphere
Education
Central Michigan University 1999 — 2002
B.S. in B.A., Managment Information Systems
TD Ameritrade July 2014 - Present
Apex Process Consultants September 2010 - June 2014
Ford Motor Company September 2007 - September 2010
Ford Motor Company August 2004 - September 2007
Auto-Owners Insurance December 2002 - August 2004
Skills
Business Process Design, BPMN, Business Process..., Agile Methodologies, Requirements Analysis, Requirements Gathering, Business Process, SDLC, Agile Project Management, Business Process..., Software Project..., Enterprise Architecture, IBM BPM, Systems Analysis, XML, Business Architecture, Visio, SOA, Integration, Business Analysis, Solution Architecture, Business Requirements, SQL, Websphere
Education
Central Michigan University 1999 — 2002
B.S. in B.A., Managment Information Systems
Joseph Celifarco's TD Ameritrade Experience May 2013 - Present
Job Investment Consultant
Industry Financial Services
Experience
TD Ameritrade May 2013 - Present
Allstate Financial Services April 2011 - May 2013
Financial Network Investment Corporation February 2010 - January 2011
HSBC Securities January 2001 - April 2009
Skills
Compliance, Annuities, Risk Management, Mutual Funds, Series 7, Retirement Planning, Financial Planning, Coaching, Supervisory Skills, Insurance, Investments, Securities, Series 63, Wealth Management, Long Term Care, Retirement, Recruiting, Strategic Financial..., Fixed Annuities, 401k, Asset Allocation, Investment Advisory, Financial Advisory, Financial Services
Education
City University of New York-College of Staten Island
BA, Psychology
TD Ameritrade May 2013 - Present
Allstate Financial Services April 2011 - May 2013
Financial Network Investment Corporation February 2010 - January 2011
HSBC Securities January 2001 - April 2009
Skills
Compliance, Annuities, Risk Management, Mutual Funds, Series 7, Retirement Planning, Financial Planning, Coaching, Supervisory Skills, Insurance, Investments, Securities, Series 63, Wealth Management, Long Term Care, Retirement, Recruiting, Strategic Financial..., Fixed Annuities, 401k, Asset Allocation, Investment Advisory, Financial Advisory, Financial Services
Education
City University of New York-College of Staten Island
BA, Psychology
John Castelly's TD Ameritrade Experience May 2014 - June 2015
Job Chief Compliance Officer at Personal Capital
Industry Financial Services
Experience
Personal Capital July 2015 - Present
TD Ameritrade May 2014 - June 2015
US Securities and Exchange Commission December 2012 - May 2014
Morgan Stanley January 2005 - December 2012
Schiff Hardin LLP January 2003 - November 2004
Pillsbury Winthrop Shaw Pittman September 2001 - December 2002
Skills
Securities, Securities Regulation, Litigation, Corporate Law, Commercial Litigation, Legal Writing, Arbitration, Mediation, Trials, FINRA, Legal Research, Securities Litigation, Debate, Public Speaking, Investments, Courts, Licensing, Private Equity, Civil Litigation, Legal Compliance, Securities Exchange Act..., Legal Advice
Education
Columbia Law School 1998 — 2001
Doctor of Law (J.D.)
City University of New York City College 1994 — 1998
Bachelor's degree, Liberal Arts and Sciences/Liberal Studies
APDA
APDA
Personal Capital July 2015 - Present
TD Ameritrade May 2014 - June 2015
US Securities and Exchange Commission December 2012 - May 2014
Morgan Stanley January 2005 - December 2012
Schiff Hardin LLP January 2003 - November 2004
Pillsbury Winthrop Shaw Pittman September 2001 - December 2002
Skills
Securities, Securities Regulation, Litigation, Corporate Law, Commercial Litigation, Legal Writing, Arbitration, Mediation, Trials, FINRA, Legal Research, Securities Litigation, Debate, Public Speaking, Investments, Courts, Licensing, Private Equity, Civil Litigation, Legal Compliance, Securities Exchange Act..., Legal Advice
Education
Columbia Law School 1998 — 2001
Doctor of Law (J.D.)
City University of New York City College 1994 — 1998
Bachelor's degree, Liberal Arts and Sciences/Liberal Studies
APDA
APDA
David Samardin's TD Ameritrade Experience 1996 - 1999
Job Equity and Derivatives Compliance; Societe Generale Corporate and Investment Banking SG CIB
Industry Financial Services
Experience
Societe Generale Corporate and Investment Banking - SG CIB August 2014 - Present
Jefferies LLC June 2011 - July 2014
Credit Suisse April 2007 - June 2011
Bank of America October 2003 - March 2007
Merrill Lynch July 2002 - October 2003
Fidelity Investments 2001 - 2001
TD Ameritrade 1996 - 1999
Skills
Options, Equities, Securities, Derivatives, Series 7
Education
City University of New York-College of Staten Island
Societe Generale Corporate and Investment Banking - SG CIB August 2014 - Present
Jefferies LLC June 2011 - July 2014
Credit Suisse April 2007 - June 2011
Bank of America October 2003 - March 2007
Merrill Lynch July 2002 - October 2003
Fidelity Investments 2001 - 2001
TD Ameritrade 1996 - 1999
Skills
Options, Equities, Securities, Derivatives, Series 7
Education
City University of New York-College of Staten Island
Ryan Towner's TD Ameritrade Experience January 2015 - April 2015
Job Regional Planning Consultant at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments August 2015 - Present
Scottrade April 2015 - August 2015
TD Ameritrade January 2015 - April 2015
TD Ameritrade March 2013 - December 2014
TD Ameritrade July 2006 - March 2013
Skills
Series 66, Series 7, Series 24, Uniform Combined State..., Investments, Portfolio Management, Series 63, Mutual Funds, Asset Allocation, Wealth Management, Investment Advisory, FINRA, Retirement Planning, Securities, Retirement, Series 65, Investment Strategies, ETFs, Strategic Financial..., Financial Advisory, Equities, Fixed Annuities, 401k, IRAs, Wealth Management..., Asset Management
Education
Coastal Carolina University 2001 — 2005
Bachelor of Science (B.S.), Finance, Marketing
Fidelity Investments August 2015 - Present
Scottrade April 2015 - August 2015
TD Ameritrade January 2015 - April 2015
TD Ameritrade March 2013 - December 2014
TD Ameritrade July 2006 - March 2013
Skills
Series 66, Series 7, Series 24, Uniform Combined State..., Investments, Portfolio Management, Series 63, Mutual Funds, Asset Allocation, Wealth Management, Investment Advisory, FINRA, Retirement Planning, Securities, Retirement, Series 65, Investment Strategies, ETFs, Strategic Financial..., Financial Advisory, Equities, Fixed Annuities, 401k, IRAs, Wealth Management..., Asset Management
Education
Coastal Carolina University 2001 — 2005
Bachelor of Science (B.S.), Finance, Marketing
Robert Zak's TD Ameritrade Experience February 2008 - January 2009
Job Financial and Educational Consultant
Industry Education Management
Experience
Financial and Educational Consultant June 2014 - Present
NYC Department of Education September 2010 - June 2014
TD Ameritrade February 2008 - January 2009
Morgan Stanley December 2003 - November 2007
Morgan Stanley November 2000 - December 2003
Morgan Stanley April 1998 - December 2000
Morgan Stanley December 1992 - April 1998
Allstate Insurance April 1989 - December 1992
Allstate Insurance September 1987 - April 1989
Allstate Insurance March 1986 - September 1987
Skills
Mutual Funds, Product Management, Product Development, Financial Services, Special Education, Finance, Consulting, Risk Management, Asset Management, Financial Analysis, Securities, Training, Wealth Management, Strategy, Equities, CRM, Teaching Adults, Teaching Writing, Teaching Reading, English Teaching, Fly Fishing, Shooting Sports, Photography, Personnel Management, Personal Development, Personnel Supervision, Personnel Evaluation, Project Management, Education, Investments
Education
City University of New York City College 2010 — 2014
Masters of Science in Education, Special Education and Teaching, 3.9 GPA
Richard Stockton College of New Jersey 1979 — 1983
BA, Criminal Justice
Financial and Educational Consultant June 2014 - Present
NYC Department of Education September 2010 - June 2014
TD Ameritrade February 2008 - January 2009
Morgan Stanley December 2003 - November 2007
Morgan Stanley November 2000 - December 2003
Morgan Stanley April 1998 - December 2000
Morgan Stanley December 1992 - April 1998
Allstate Insurance April 1989 - December 1992
Allstate Insurance September 1987 - April 1989
Allstate Insurance March 1986 - September 1987
Skills
Mutual Funds, Product Management, Product Development, Financial Services, Special Education, Finance, Consulting, Risk Management, Asset Management, Financial Analysis, Securities, Training, Wealth Management, Strategy, Equities, CRM, Teaching Adults, Teaching Writing, Teaching Reading, English Teaching, Fly Fishing, Shooting Sports, Photography, Personnel Management, Personal Development, Personnel Supervision, Personnel Evaluation, Project Management, Education, Investments
Education
City University of New York City College 2010 — 2014
Masters of Science in Education, Special Education and Teaching, 3.9 GPA
Richard Stockton College of New Jersey 1979 — 1983
BA, Criminal Justice
Laurence W. Elmore's TD Ameritrade Experience November 2006 - Present
Job Divisional Operations Manager at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade November 2006 - Present
Fidelity Investments September 2000 - November 2005
Oklahoma Army National Guard 1995 - 2000
Skills
Series 24, Series 7, Series 66, Series 3, Series 34, Series 4, 401k, Alternative Investments, Asset Allocation, Asset Management, Auditing, Bloomberg, Capital Markets, Derivatives, ETFs, Credit, Equities, Estate Planning, FINRA, Employee Benefits, Finance, Financial Advisory, Financial Markets, Financial Risk, Financial Services, Fixed Income, Hedge Funds, IRAs, Investment Advisory, Investment Management, Investment Strategies, Investments, Leadership
Education
University of Central Oklahoma - College of Business Administration
Bachelors, Economics
TD Ameritrade November 2006 - Present
Fidelity Investments September 2000 - November 2005
Oklahoma Army National Guard 1995 - 2000
Skills
Series 24, Series 7, Series 66, Series 3, Series 34, Series 4, 401k, Alternative Investments, Asset Allocation, Asset Management, Auditing, Bloomberg, Capital Markets, Derivatives, ETFs, Credit, Equities, Estate Planning, FINRA, Employee Benefits, Finance, Financial Advisory, Financial Markets, Financial Risk, Financial Services, Fixed Income, Hedge Funds, IRAs, Investment Advisory, Investment Management, Investment Strategies, Investments, Leadership
Education
University of Central Oklahoma - College of Business Administration
Bachelors, Economics
BenDette McCaskill, MHRD's TD Ameritrade Experience July 2010 - June 2013
Job HR professional seeking HR position in the New Orleans area
Industry Human Resources
Experience
TD Ameritrade July 2010 - June 2013
Henry and Rilla White Youth Foundation November 2005 - September 2009
The Henry & Rilla White Youth Foundation, Inc. January 2005 - November 2005
ACS Healthcare Provider Solutions 2004 - 2005
Wal-Mart October 2002 - February 2003
Wal-Mart Supercenter May 2002 - October 2002
Clemson University: Union Underground August 2000 - December 2001
The Savannah College of Art and Design November 1998 - August 2000
Skills
Employee Benefits, Open Enrollment, Employee Relations, FMLA, Hiring Practices, PeopleSoft, New Hire Orientations, Onboarding, EEO, Benefits Administration, HRIS, HR Policies, Policy, Human Resources, Training, Recruiting, Deferred Compensation, Personnel Management, Workforce Planning, College Recruiting, Talent Acquisition, Applicant Tracking...
Education
Clemson University 2000 — 2001
Masters, Human Resources Development
University of Florida 1994 — 1998
Bachelors, Human Resources Development
TD Ameritrade July 2010 - June 2013
Henry and Rilla White Youth Foundation November 2005 - September 2009
The Henry & Rilla White Youth Foundation, Inc. January 2005 - November 2005
ACS Healthcare Provider Solutions 2004 - 2005
Wal-Mart October 2002 - February 2003
Wal-Mart Supercenter May 2002 - October 2002
Clemson University: Union Underground August 2000 - December 2001
The Savannah College of Art and Design November 1998 - August 2000
Skills
Employee Benefits, Open Enrollment, Employee Relations, FMLA, Hiring Practices, PeopleSoft, New Hire Orientations, Onboarding, EEO, Benefits Administration, HRIS, HR Policies, Policy, Human Resources, Training, Recruiting, Deferred Compensation, Personnel Management, Workforce Planning, College Recruiting, Talent Acquisition, Applicant Tracking...
Education
Clemson University 2000 — 2001
Masters, Human Resources Development
University of Florida 1994 — 1998
Bachelors, Human Resources Development
Heng Dong's TD Ameritrade Experience November 2007 - October 2008
Job Sr./Lead SQL Developer at Catamaran
Industry Pharmaceuticals
Experience
Catamaran July 2012 - Present
Catalyst Rx January 2009 - Present
TD Ameritrade November 2007 - October 2008
Skills
SQL Server, SSIS, DTS, SSRS, ETL, .NET, Tidal, Microsoft SQL Server, Database Design, Crystal Reports, Analysis Services, Visio, Business Intelligence, Data Modeling, Robot Enterprise, AS400 system, Oracle SQL Developer, Business Analysis, Databases, SDLC, SQL, Data Warehousing
Education
Cleveland State University 2002 — 2004
MS, Computer Information Science
Catamaran July 2012 - Present
Catalyst Rx January 2009 - Present
TD Ameritrade November 2007 - October 2008
Skills
SQL Server, SSIS, DTS, SSRS, ETL, .NET, Tidal, Microsoft SQL Server, Database Design, Crystal Reports, Analysis Services, Visio, Business Intelligence, Data Modeling, Robot Enterprise, AS400 system, Oracle SQL Developer, Business Analysis, Databases, SDLC, SQL, Data Warehousing
Education
Cleveland State University 2002 — 2004
MS, Computer Information Science
Gary Shlyonsky's TD Ameritrade Experience May 2000 - January 2001
Job Technical Account Manager at Thomson Reuters
Industry Information Services
Experience
Thomson Reuters September 2008 - Present
Thomson Reuters January 2006 - September 2008
JP Morgan Chase 2001 - 2005
Accenture 2001 - 2005
TD Ameritrade May 2000 - January 2001
Tullett Prebon May 1999 - May 2000
Khowledge Alliance March 1998 - April 1999
Skills
Market Data, Trading Systems, Unix, Solaris, TIBCO Rendezvous, Electronic Trading, Vendor Management, TIBCO, Financial Markets, Linux, Business Analysis, IT Service Management
Education
Brooklyn College
Thomson Reuters September 2008 - Present
Thomson Reuters January 2006 - September 2008
JP Morgan Chase 2001 - 2005
Accenture 2001 - 2005
TD Ameritrade May 2000 - January 2001
Tullett Prebon May 1999 - May 2000
Khowledge Alliance March 1998 - April 1999
Skills
Market Data, Trading Systems, Unix, Solaris, TIBCO Rendezvous, Electronic Trading, Vendor Management, TIBCO, Financial Markets, Linux, Business Analysis, IT Service Management
Education
Brooklyn College
Julio R. Izquierdo's TD Ameritrade Experience June 2013 - February 2015
Job Integral Wealth Strategies
Industry Financial Services
Experience
Integral Wealth Strategies June 2015 - Present
TD Ameritrade June 2013 - February 2015
HSBC December 2007 - June 2013
JPMorgan Chase February 2005 - December 2007
GunnAllen Financial July 2002 - February 2005
Skills
Wealth Management, Banking, Portfolio Management, Credit, Mortgage Lending, Retail Banking, Investments, Commercial Banking, Loans, Credit Risk, Strategic Financial..., Credit Analysis, Relationship Management, Retirement Planning, Private Banking, Residential Mortgages, Financial Planning
Education
City University of New York City College
School name:
Integral Wealth Strategies June 2015 - Present
TD Ameritrade June 2013 - February 2015
HSBC December 2007 - June 2013
JPMorgan Chase February 2005 - December 2007
GunnAllen Financial July 2002 - February 2005
Skills
Wealth Management, Banking, Portfolio Management, Credit, Mortgage Lending, Retail Banking, Investments, Commercial Banking, Loans, Credit Risk, Strategic Financial..., Credit Analysis, Relationship Management, Retirement Planning, Private Banking, Residential Mortgages, Financial Planning
Education
City University of New York City College
School name:
Kathryn Doering, CRPC's TD Ameritrade Experience August 2011 - May 2014
Job Regional Wholesaler & Sales Manager, Flexible Plan Investments
Industry Financial Services
Experience
Flexible Plan Investments, Ltd. June 2015 - Present
Flexible Plan Investments, Ltd. May 2014 - Present
TD Ameritrade August 2011 - May 2014
Merrill Edge 2010 - 2011
Morgan Stanley Wealth Management 2007 - 2010
UBS Wealth Management 2006 - 2007
Skills
Wealth Management, Series 7, Investment Advisory, Investment Strategies, Retirement Planning, Fixed Income, Strategic Financial..., Portfolio Management, Capital Markets, FINRA, Alternative Investments, Financial Services, Finance, Asset Management, Financial Analysis, Separately Managed..., Financial Advisory, Investment Management, Due Diligence, ETFs, CRM, Equities, Mutual Funds
Education
College for Financial Planning 2010 — 2011
Chartered Retirement Planning Counselor, Retirement and Investment Planning
University of California, Davis 2002 — 2006
B.A., Communication
Flexible Plan Investments, Ltd. June 2015 - Present
Flexible Plan Investments, Ltd. May 2014 - Present
TD Ameritrade August 2011 - May 2014
Merrill Edge 2010 - 2011
Morgan Stanley Wealth Management 2007 - 2010
UBS Wealth Management 2006 - 2007
Skills
Wealth Management, Series 7, Investment Advisory, Investment Strategies, Retirement Planning, Fixed Income, Strategic Financial..., Portfolio Management, Capital Markets, FINRA, Alternative Investments, Financial Services, Finance, Asset Management, Financial Analysis, Separately Managed..., Financial Advisory, Investment Management, Due Diligence, ETFs, CRM, Equities, Mutual Funds
Education
College for Financial Planning 2010 — 2011
Chartered Retirement Planning Counselor, Retirement and Investment Planning
University of California, Davis 2002 — 2006
B.A., Communication
Kori Coffey's TD Ameritrade Experience June 2007 - August 2012
Job Financial Consultant at BKS Advisors, assisting small to medium sized business owners with their retirement plan needs.
Industry Financial Services
Experience
BKS Advisors August 2014 - Present
TD Ameritrade June 2007 - August 2012
Ameriprise Financial May 2006 - May 2007
Gilbert & Blake's Seafood & Steak Grille August 2004 - March 2006
Wayne Metro Community Action Agency December 2000 - September 2004
Skills
Series 7, Retirement Planning, Mutual Funds, Strategic Financial..., Asset Allocation, Retirement, FINRA, Investment Strategies, Risk Management, Customer Service, Salesforce.com, Public Speaking, Strategic Planning, Microsoft Excel, Team Building, Microsoft Office, Sales, New Business Development, Event Planning, Asset Managment, Wealth Management, Uniform Combined State..., Investments, Portfolio Management, Investment Advisory, ETFs, Financial Services, Relationship Management, IRAs, 401k Rollovers, Wealth Management..., Management, Series 65, 401k, Financial Advisory, Investment Management, Retirement Plan..., High Net Worth..., Qualified Retirement..., Personal Financial..., Investment Advisory..., Defined Contribution, Financial Goals, Insurance, Financial Analysis, Finance, Small Business, Financial Planning
Education
Wayne State University 2003 — 2004
Master of Science (MS), Education (11 credits)
Central Michigan University 1992 — 1997
BS, Community Development
Pentwater
Pentwater
BKS Advisors August 2014 - Present
TD Ameritrade June 2007 - August 2012
Ameriprise Financial May 2006 - May 2007
Gilbert & Blake's Seafood & Steak Grille August 2004 - March 2006
Wayne Metro Community Action Agency December 2000 - September 2004
Skills
Series 7, Retirement Planning, Mutual Funds, Strategic Financial..., Asset Allocation, Retirement, FINRA, Investment Strategies, Risk Management, Customer Service, Salesforce.com, Public Speaking, Strategic Planning, Microsoft Excel, Team Building, Microsoft Office, Sales, New Business Development, Event Planning, Asset Managment, Wealth Management, Uniform Combined State..., Investments, Portfolio Management, Investment Advisory, ETFs, Financial Services, Relationship Management, IRAs, 401k Rollovers, Wealth Management..., Management, Series 65, 401k, Financial Advisory, Investment Management, Retirement Plan..., High Net Worth..., Qualified Retirement..., Personal Financial..., Investment Advisory..., Defined Contribution, Financial Goals, Insurance, Financial Analysis, Finance, Small Business, Financial Planning
Education
Wayne State University 2003 — 2004
Master of Science (MS), Education (11 credits)
Central Michigan University 1992 — 1997
BS, Community Development
Pentwater
Pentwater
Robert C. Stranges, CFP®'s TD Ameritrade Experience January 2010 - Present
Job Branch Manager at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade January 2010 - Present
TD Ameritrade July 2007 - December 2009
T. Rowe Price July 2004 - July 2007
Skills
Strength Based..., Consultative Sales..., Coaching and..., Investment Solutions, Personal Financial..., Relationship Management
Education
College for Financial Planning 2010 — 2012
Masters, Finance
University of Illinois at Urbana-Champaign - College of Business 2000 — 2004
Bachelors Degree, Finance
TD Ameritrade January 2010 - Present
TD Ameritrade July 2007 - December 2009
T. Rowe Price July 2004 - July 2007
Skills
Strength Based..., Consultative Sales..., Coaching and..., Investment Solutions, Personal Financial..., Relationship Management
Education
College for Financial Planning 2010 — 2012
Masters, Finance
University of Illinois at Urbana-Champaign - College of Business 2000 — 2004
Bachelors Degree, Finance
Ajoy Asok's TD Ameritrade Experience 1999 - 2000
Job Director Software Engineering at E*TRADE Financial
Industry Financial Services
Experience
E*TRADE Financial May 2014 - Present
E*TRADE Financial Corporation 2010 - April 2014
E*TRADE Financial Corporation 2006 - 2010
E*TRADE Financial Corporation 2001 - 2006
TD Ameritrade 1999 - 2000
CSG Systems International 1996 - 1999
Skills
Agile Methodologies, Unix, SOA, SDLC, Software Development, Java, Perl, Software Project..., Java Enterprise Edition, Web Services, Solaris, Tomcat, C/C++ STL
Education
College of Engineering, Trivandrum
Bachelor's Degree, Mechanical Engineering
Texas Tech University
Master's degree, Computer Science
E*TRADE Financial May 2014 - Present
E*TRADE Financial Corporation 2010 - April 2014
E*TRADE Financial Corporation 2006 - 2010
E*TRADE Financial Corporation 2001 - 2006
TD Ameritrade 1999 - 2000
CSG Systems International 1996 - 1999
Skills
Agile Methodologies, Unix, SOA, SDLC, Software Development, Java, Perl, Software Project..., Java Enterprise Edition, Web Services, Solaris, Tomcat, C/C++ STL
Education
College of Engineering, Trivandrum
Bachelor's Degree, Mechanical Engineering
Texas Tech University
Master's degree, Computer Science
Chris Drabek's TD Ameritrade Experience 2004 - 2007
Job BI Specialist at Pella Corporation
Industry Marketing and Advertising
Experience
Pella Corporation September 2010 - Present
PayPal March 2007 - September 2010
TD Ameritrade 2004 - 2007
Skills
Data Warehousing, Business Intelligence, Data Analysis, SQL, Oracle SQL, Teradata, Cognos, Powerplay, OBIEE, Crystal Reports, Relational Databases, Databases, Database Design, SAS programming, Critical Thinking, Analysis
Education
Central College 1990 — 1994
BA, Management
Pella Corporation September 2010 - Present
PayPal March 2007 - September 2010
TD Ameritrade 2004 - 2007
Skills
Data Warehousing, Business Intelligence, Data Analysis, SQL, Oracle SQL, Teradata, Cognos, Powerplay, OBIEE, Crystal Reports, Relational Databases, Databases, Database Design, SAS programming, Critical Thinking, Analysis
Education
Central College 1990 — 1994
BA, Management
Becca Hicks's TD Ameritrade Experience September 2014 - April 2015
Job Seeking Full Time opportunity
Industry Financial Services
Experience
TD Ameritrade September 2014 - April 2015
Michaels Stores, Inc. May 2014 - December 2014
Quality Improvement and Technical Support, LLC March 2014 - September 2014
Michaels Arts and Crafts May 2010 - May 2014
The Children's Courtyard August 2012 - November 2013
Michaels Arts and Crafts June 2010 - August 2012
First United Methodist Church - Killeen May 2010 - August 2012
Gabrielle's Dynamics Plus May 2010 - May 2012
Central Texas College August 2009 - April 2010
Skills
Customer Service, PowerPoint, Outlook, Filing, Time Management, Research, Public Speaking, Inventory Management, Administrative..., Teamwork, Social Media, Community Outreach, File Management, Teaching, Editing, Leadership, Social Networking, Communication Skills, Project Planning, Classroom Management, Sales, Cashiering, Training, Clerical Skills, Spreadsheets, Employee Relations, Child Development, Windows, Administration
Education
University of Mary Hardin-Baylor 2010 — 2012
Bachelor of Arts (B.A.), Psychology
Central Texas College 2009 — 2010
Associates in General Studies, Psychology
TD Ameritrade September 2014 - April 2015
Michaels Stores, Inc. May 2014 - December 2014
Quality Improvement and Technical Support, LLC March 2014 - September 2014
Michaels Arts and Crafts May 2010 - May 2014
The Children's Courtyard August 2012 - November 2013
Michaels Arts and Crafts June 2010 - August 2012
First United Methodist Church - Killeen May 2010 - August 2012
Gabrielle's Dynamics Plus May 2010 - May 2012
Central Texas College August 2009 - April 2010
Skills
Customer Service, PowerPoint, Outlook, Filing, Time Management, Research, Public Speaking, Inventory Management, Administrative..., Teamwork, Social Media, Community Outreach, File Management, Teaching, Editing, Leadership, Social Networking, Communication Skills, Project Planning, Classroom Management, Sales, Cashiering, Training, Clerical Skills, Spreadsheets, Employee Relations, Child Development, Windows, Administration
Education
University of Mary Hardin-Baylor 2010 — 2012
Bachelor of Arts (B.A.), Psychology
Central Texas College 2009 — 2010
Associates in General Studies, Psychology
Fred Means, CFP, MBA's TD Ameritrade Experience October 2013 - Present
Job Investment Consultant
Industry Financial Services
Experience
TD Ameritrade October 2013 - Present
DeVry University November 2011 - 2014
Charles Schwab May 2006 - October 2013
Skills
Sales Management, Strategic Planning, Finance, Customer Service, Financial Goals, Microsoft Excel, Investment Advisory, Profit Sharing, Wealth Management, Performance Management, Investments, Asset Allocation, Customer Retention, SharePoint, Series 7, Process Improvement, Series 63, Portfolio Management, Business Process..., Mutual Funds, Recruiting, Retirement Planning, New Business Development, Financial Advisory, Banking, Enterprise Software, Call Center, Morningstar, Securities, Wealth Management..., Strategic Financial..., Retirement, Financial Analysis, Account Management, Relationship Management, Talent Acquisition, FINRA, Asset Management, Financial Services, Trading, ETFs, Financial Markets, Equities, High Net Worth..., IRAs, Derivatives, Roth IRA, Options, Investment Strategies, Valuation
Education
Indiana Wesleyan University
MBA, Accounting
Indiana University - Kelley School of Business 2001 — 2006
bsb, finance
College for Financial Planning
Cfp
TD Ameritrade October 2013 - Present
DeVry University November 2011 - 2014
Charles Schwab May 2006 - October 2013
Skills
Sales Management, Strategic Planning, Finance, Customer Service, Financial Goals, Microsoft Excel, Investment Advisory, Profit Sharing, Wealth Management, Performance Management, Investments, Asset Allocation, Customer Retention, SharePoint, Series 7, Process Improvement, Series 63, Portfolio Management, Business Process..., Mutual Funds, Recruiting, Retirement Planning, New Business Development, Financial Advisory, Banking, Enterprise Software, Call Center, Morningstar, Securities, Wealth Management..., Strategic Financial..., Retirement, Financial Analysis, Account Management, Relationship Management, Talent Acquisition, FINRA, Asset Management, Financial Services, Trading, ETFs, Financial Markets, Equities, High Net Worth..., IRAs, Derivatives, Roth IRA, Options, Investment Strategies, Valuation
Education
Indiana Wesleyan University
MBA, Accounting
Indiana University - Kelley School of Business 2001 — 2006
bsb, finance
College for Financial Planning
Cfp
Bryan Padmore's TD Ameritrade Experience October 2006 - June 2007
Job Regulatory Compliance Analyst (Consultant) at Boston Portfolio Advisors, Inc.
Industry Financial Services
Experience
Boston Portfolio Advisors, Inc. January 2014 - Present
U.S. Small Business Administration January 2013 - July 2013
SolomonEdwardsGroup August 2012 - January 2013
JPMorgan Chase June 2011 - August 2012
American Home Mortgage Servicing Inc January 2009 - January 2011
Saxon Mortgage December 2007 - January 2009
Countrywide Home Loans June 2007 - December 2007
TD Ameritrade October 2006 - June 2007
American Funds February 2002 - August 2006
Century 21 Results September 1994 - August 2006
Skills
Loss Mitigation, Default, Mortgage Servicing, Call Center, Negotiation, Residential, Foreclosures, Loan Servicing, Residential Homes, Loans, FHA, Credit, Portfolio Management, Mortgage Lending, Risk Management, Residential Mortgages, HAMP, Refinance, Mortgage Banking, Bankruptcy, Financial Services, Underwriting, Credit Analysis, Loan Modifications, Real Estate, Due Diligence, Sales, Escrow, Title Insurance, Mortgage Underwriting, Loan Origination, Consumer Lending, Call Centers, Banking, Real Estate Financing, VA loans, USDA, VA Loans, Commercial Mortgages, CRM
Education
Cerritos College 1990 — 1992
Associates of Arts, Business - Marketing
Boston Portfolio Advisors, Inc. January 2014 - Present
U.S. Small Business Administration January 2013 - July 2013
SolomonEdwardsGroup August 2012 - January 2013
JPMorgan Chase June 2011 - August 2012
American Home Mortgage Servicing Inc January 2009 - January 2011
Saxon Mortgage December 2007 - January 2009
Countrywide Home Loans June 2007 - December 2007
TD Ameritrade October 2006 - June 2007
American Funds February 2002 - August 2006
Century 21 Results September 1994 - August 2006
Skills
Loss Mitigation, Default, Mortgage Servicing, Call Center, Negotiation, Residential, Foreclosures, Loan Servicing, Residential Homes, Loans, FHA, Credit, Portfolio Management, Mortgage Lending, Risk Management, Residential Mortgages, HAMP, Refinance, Mortgage Banking, Bankruptcy, Financial Services, Underwriting, Credit Analysis, Loan Modifications, Real Estate, Due Diligence, Sales, Escrow, Title Insurance, Mortgage Underwriting, Loan Origination, Consumer Lending, Call Centers, Banking, Real Estate Financing, VA loans, USDA, VA Loans, Commercial Mortgages, CRM
Education
Cerritos College 1990 — 1992
Associates of Arts, Business - Marketing
Gray Yeargin's TD Ameritrade Experience March 2015 - June 2015
Job Front End Developer at Kanban Solutions
Industry Information Technology and Services
Experience
Kanban Solutions June 2015 - Present
TD Ameritrade March 2015 - June 2015
General Assembly September 2014 - December 2014
Wounded Nature - Working Veterans February 2014 - August 2014
Yeargin Potter Schackelford Construction, Inc. July 2010 - July 2014
Christ Church Episcopal School January 2011 - June 2012
Brick Bay Wine & Sculpture Trail January 2010 - May 2010
Market Pavilion Hotel June 2009 - November 2009
Skills
Sage Timberline Office, Web Content Management, Web Content Optimization, Timberline Accounting, Blueprint Reading, Quantity Take-offs, File Archiving, Accounts Payable, Operational Risk..., Social Media..., Accounts Receivable, Subcontracting, Submittals, People Skills, Invoicing, jQuery, JavaScript, Ruby, CSS, AJAX, Sinatra, HTML, Ruby on Rails, Web Development, Backbone.js, Microsoft Excel, HTML5, Microsoft Office
Education
College of Charleston 2004 — 2009
Bachelor of Science (BS), Business Administration and Management, General
General Assembly
Web Development Immersive
Kanban Solutions June 2015 - Present
TD Ameritrade March 2015 - June 2015
General Assembly September 2014 - December 2014
Wounded Nature - Working Veterans February 2014 - August 2014
Yeargin Potter Schackelford Construction, Inc. July 2010 - July 2014
Christ Church Episcopal School January 2011 - June 2012
Brick Bay Wine & Sculpture Trail January 2010 - May 2010
Market Pavilion Hotel June 2009 - November 2009
Skills
Sage Timberline Office, Web Content Management, Web Content Optimization, Timberline Accounting, Blueprint Reading, Quantity Take-offs, File Archiving, Accounts Payable, Operational Risk..., Social Media..., Accounts Receivable, Subcontracting, Submittals, People Skills, Invoicing, jQuery, JavaScript, Ruby, CSS, AJAX, Sinatra, HTML, Ruby on Rails, Web Development, Backbone.js, Microsoft Excel, HTML5, Microsoft Office
Education
College of Charleston 2004 — 2009
Bachelor of Science (BS), Business Administration and Management, General
General Assembly
Web Development Immersive
Patricia (Pat) Williams's TD Ameritrade Experience October 2011 - Present
Job Quality Assurance Engineer at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade October 2011 - Present
West Interactive June 2011 - October 2011
CSS Staffing November 2009 - May 2010
Western Union September 2006 - August 2009
First Data Corporation June 2002 - September 2006
First Data Corporation September 1996 - June 2002
First Data Corporation - Watts Marketing a Subsidiary of First Data February 1995 - September 1996
First Data Corporation - Watts Marketing a Subsidiary of First Data May 1994 - February 1995
American Express Cable Services a Subsidiary of First Data Corporation November 1993 - May 1994
First Data Corporation April 1989 - November 1993
Education
Clarkson College
Nurse's Aide Program, BLS for Healthcare providers
Metropolitan Community College
MVS JCL
Oracle University
PeopleSoft Payroll US; Query Reporting Management; HRMS; Human Resources
TD Ameritrade October 2011 - Present
West Interactive June 2011 - October 2011
CSS Staffing November 2009 - May 2010
Western Union September 2006 - August 2009
First Data Corporation June 2002 - September 2006
First Data Corporation September 1996 - June 2002
First Data Corporation - Watts Marketing a Subsidiary of First Data February 1995 - September 1996
First Data Corporation - Watts Marketing a Subsidiary of First Data May 1994 - February 1995
American Express Cable Services a Subsidiary of First Data Corporation November 1993 - May 1994
First Data Corporation April 1989 - November 1993
Education
Clarkson College
Nurse's Aide Program, BLS for Healthcare providers
Metropolitan Community College
MVS JCL
Oracle University
PeopleSoft Payroll US; Query Reporting Management; HRMS; Human Resources
Marc Michael's TD Ameritrade Experience February 2015 - Present
Job Investment Consultant at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade February 2015 - Present
AXA Advisors LLC June 2010 - February 2015
Skills
Retirement Planning, Strategic Financial..., Insurance Planning, Wealth Management, Disability Insurance, Estate Planning, Financial Analysis, Asset Management, Portfolio Performance...
Education
Brooklyn College 2007 — 2010
Bachelor of Science (B.S.), Economics, 3.7
TD Ameritrade February 2015 - Present
AXA Advisors LLC June 2010 - February 2015
Skills
Retirement Planning, Strategic Financial..., Insurance Planning, Wealth Management, Disability Insurance, Estate Planning, Financial Analysis, Asset Management, Portfolio Performance...
Education
Brooklyn College 2007 — 2010
Bachelor of Science (B.S.), Economics, 3.7
David Kyi's TD Ameritrade Experience 1996 - 2007
Job AML Officer SogoTrade Inc.
Industry Financial Services
Experience
SogoTrade Inc. May 2008 - Present
TD Ameritrade 1996 - 2007
Skills
Series 7
Education
City University of New York-Hunter College
Accounting and Finance
SogoTrade Inc. May 2008 - Present
TD Ameritrade 1996 - 2007
Skills
Series 7
Education
City University of New York-Hunter College
Accounting and Finance
Simon Martinez Jr.'s TD Ameritrade Experience June 2009 - August 2011
Job Bank Examiner at Federal Reserve Bank of Dallas
Industry Financial Services
Experience
Federal Reserve Bank of Dallas March 2013 - Present
Fidelity Investments September 2011 - March 2013
TD Ameritrade June 2009 - August 2011
Edward Jones May 2008 - May 2009
Skills
Bilingual..., Investment Strategies, Investment Advisory, Finance, Portfolio Management, Trading, Investments, Mutual Funds, Retirement Planning, Wealth Management, Series 7, Series 63, Securities, Financial Advisory, Fixed Income, Equities, Asset Allocation, Asset Management, Capital Markets, Alternative Investments, Options, ETFs, Uniform Combined State..., Financial Services, FINRA, Investment Management, Bloomberg, Bonds, Derivatives, Financial Markets, Investment Banking, Series 6, Series 65, Strategic Financial..., Wealth Management..., Equity Research, Financial Planners, IRAs, Equity Valuation, Private Banking, Financial Planning, Series 24
Education
Hardin-Simmons University 2005 — 2008
Bachelor of Business Administration (B.B.A.), Economics/Finance
Cisco College 2003 — 2005
Texas State Technical College-West Texas 2002 — 2003
Associate's degree, Automobile/Automotive Mechanics Technology/Technician
Federal Reserve Bank of Dallas March 2013 - Present
Fidelity Investments September 2011 - March 2013
TD Ameritrade June 2009 - August 2011
Edward Jones May 2008 - May 2009
Skills
Bilingual..., Investment Strategies, Investment Advisory, Finance, Portfolio Management, Trading, Investments, Mutual Funds, Retirement Planning, Wealth Management, Series 7, Series 63, Securities, Financial Advisory, Fixed Income, Equities, Asset Allocation, Asset Management, Capital Markets, Alternative Investments, Options, ETFs, Uniform Combined State..., Financial Services, FINRA, Investment Management, Bloomberg, Bonds, Derivatives, Financial Markets, Investment Banking, Series 6, Series 65, Strategic Financial..., Wealth Management..., Equity Research, Financial Planners, IRAs, Equity Valuation, Private Banking, Financial Planning, Series 24
Education
Hardin-Simmons University 2005 — 2008
Bachelor of Business Administration (B.B.A.), Economics/Finance
Cisco College 2003 — 2005
Texas State Technical College-West Texas 2002 — 2003
Associate's degree, Automobile/Automotive Mechanics Technology/Technician
Christopher Schalk CFP®'s TD Ameritrade Experience August 2012 - Present
Job Investment Consultant at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade August 2012 - Present
Fidelity Investments May 2012 - August 2012
Fidelity Investments July 2011 - May 2012
Skills
Investments, Retirement, Mutual Funds, Retirement Planning, Portfolio Management, Series 7, Series 63, Series 66, Wealth Management, Asset Allocation, Investment Advisory, Equities, Securities, Financial Services, Strategic Financial..., Asset Management, Fixed Income, Investment Strategies, Uniform Combined State..., Alternative Investments, 401k
Education
Xavier University 2010 — 2011
Certified Financial Planning Certificate, Certified Financial Planning
Coastal Carolina University 2000 — 2005
Bachelor of Business Administration (BBA), Business Administration and Management, General
TD Ameritrade August 2012 - Present
Fidelity Investments May 2012 - August 2012
Fidelity Investments July 2011 - May 2012
Skills
Investments, Retirement, Mutual Funds, Retirement Planning, Portfolio Management, Series 7, Series 63, Series 66, Wealth Management, Asset Allocation, Investment Advisory, Equities, Securities, Financial Services, Strategic Financial..., Asset Management, Fixed Income, Investment Strategies, Uniform Combined State..., Alternative Investments, 401k
Education
Xavier University 2010 — 2011
Certified Financial Planning Certificate, Certified Financial Planning
Coastal Carolina University 2000 — 2005
Bachelor of Business Administration (BBA), Business Administration and Management, General
Sarah Richard's TD Ameritrade Experience June 2014 - Present
Job Attended The University of Edinburgh
Industry Financial Services
Experience
TD Ameritrade June 2014 - Present
Allendale Enrichment and Opportunity Program 2010 - 2012
TD Ameritrade June 2011 - August 2011
New York State Senate June 2011 - August 2011
Colby College September 2009 - May 2011
United Nations September 2010 - December 2010
Skills
Business Development, Globalization, Change Management, Report Writing, Management, Team Management, Business Analysis, Written & Oral..., Presentation Development, Highly Organized &...
Education
The University of Edinburgh 2012 — 2013
Master's degree, Business, Management, Marketing, and Related Support Services
Colby College 2008 — 2012
Bachelor's degree, International/Global Studies, Government
Smith College
TD Ameritrade June 2014 - Present
Allendale Enrichment and Opportunity Program 2010 - 2012
TD Ameritrade June 2011 - August 2011
New York State Senate June 2011 - August 2011
Colby College September 2009 - May 2011
United Nations September 2010 - December 2010
Skills
Business Development, Globalization, Change Management, Report Writing, Management, Team Management, Business Analysis, Written & Oral..., Presentation Development, Highly Organized &...
Education
The University of Edinburgh 2012 — 2013
Master's degree, Business, Management, Marketing, and Related Support Services
Colby College 2008 — 2012
Bachelor's degree, International/Global Studies, Government
Smith College
Robert Sforza AAMS®, CMFC®'s TD Ameritrade Experience June 2015 - Present
Job TD Ameritrade Investment Consultant
Industry Financial Services
Experience
TD Ameritrade June 2015 - Present
HSBC Retail Banking and Wealth Management July 2013 - May 2015
Charles Schwab April 2012 - July 2013
Charles Schwab September 2008 - April 2012
Wells Fargo July 2007 - September 2008
Wells Fargo July 2005 - May 2007
Wells Fargo May 2003 - July 2005
Skills
Investments, Mortgage Lending, Financial Services, Relationship Management, Series 7, Wealth Management, Retirement Planning, Mutual Funds, Securities, Asset Allocation, Portfolio Management, Finance, Financial Planning, Investment Strategies, Risk Management, Banking, Loans, Investment Advisory, Asset Management, Equities, Credit
Education
Hofstra University 1999 — 2003
Bachelor of Business Administration (BBA), Business Administration and Management, General
College for Financial Planning
Chartered Mutual Fund Counselor (CMFC), Investments and Securities
College for Financial Planning
Accredited Asset Management Specialist (AAMS), Investments and Securities
La Salle Military Academy
High School
TD Ameritrade June 2015 - Present
HSBC Retail Banking and Wealth Management July 2013 - May 2015
Charles Schwab April 2012 - July 2013
Charles Schwab September 2008 - April 2012
Wells Fargo July 2007 - September 2008
Wells Fargo July 2005 - May 2007
Wells Fargo May 2003 - July 2005
Skills
Investments, Mortgage Lending, Financial Services, Relationship Management, Series 7, Wealth Management, Retirement Planning, Mutual Funds, Securities, Asset Allocation, Portfolio Management, Finance, Financial Planning, Investment Strategies, Risk Management, Banking, Loans, Investment Advisory, Asset Management, Equities, Credit
Education
Hofstra University 1999 — 2003
Bachelor of Business Administration (BBA), Business Administration and Management, General
College for Financial Planning
Chartered Mutual Fund Counselor (CMFC), Investments and Securities
College for Financial Planning
Accredited Asset Management Specialist (AAMS), Investments and Securities
La Salle Military Academy
High School
Vijay Soman's TD Ameritrade Experience January 1998 - September 2008
Job Advisor
Industry Financial Services
Experience
Self-employed AdvisorWellspring Consulting2013 - 2014
TD Ameritrade January 1998 - September 2008
Education
Denver College of Financial Planning 1995 — 1998
CFP Educational course certification, Financial Planning and Services, Excellent
College of Engineering Pune 1959 — 1962
B.E. ( Telecom ), Electronics and Communication Engg
Self-employed AdvisorWellspring Consulting2013 - 2014
TD Ameritrade January 1998 - September 2008
Education
Denver College of Financial Planning 1995 — 1998
CFP Educational course certification, Financial Planning and Services, Excellent
College of Engineering Pune 1959 — 1962
B.E. ( Telecom ), Electronics and Communication Engg
Wells Fargo
Fidelity Investments
U.S. Bank
Northwestern Mutual
Wells Fargo Bank
USAA
Charles Schwab
Ameriprise Financial Services, Inc.