UBS Company
Industry: Investment banking company
DescriptionUBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (Nov 15, 2011–) Headquarters: Basel, Switzerland Credit card support: 810 41 848 888 601 Subsidiaries: UBS Limited, UBS Investment Bank,
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UBS Employees
Employee
Years
Job
Industry
Adam Udy Adam Udy's UBS Experience May 2006 - January 2011
Job MS, MBA, CFP®; Personal Financial Planning & Investment Management
Industry Financial Services
Experience
UDY Wealth Management January 2011 - Present
TriCor Financial LLC January 2011 - Present
UBS May 2006 - January 2011
Banc of America Investment Services, Inc. July 2002 - May 2006
Merrill Lynch January 2000 - July 2002
Skills
Series 7, Investments, Wealth Management, Retirement Planning, Portfolio Management, Asset Allocation, Strategic Financial..., Estate Planning, Series 63, Financial Advisory, Alternative Investments, Fixed Annuities, Retirement, Mutual Funds, Investment Advisory, Tax, Finance, Equities, IRAs, 401k, Wealth, Financial Services, Insurance, Life Insurance, Asset Management, Uniform Combined State..., Series 6, Wealth Management..., Investment Management, Securities, Investment Strategies, Small Business, High Net Worth..., Series 65, FINRA, Due Diligence, Series 24, Financial Planners, Fixed Income, ETFs, Personal Financial..., Financial Planning
Education
Texas A&M University-Commerce 2010 — 2011
M.B.A., Master of Business Administration
College for Financial Planning 2008 — 2010
MS-PFP, Personal Financial Planning
University of Phoenix 2005 — 2008
BS-Business, Finance
UDY Wealth Management January 2011 - Present
TriCor Financial LLC January 2011 - Present
UBS May 2006 - January 2011
Banc of America Investment Services, Inc. July 2002 - May 2006
Merrill Lynch January 2000 - July 2002
Skills
Series 7, Investments, Wealth Management, Retirement Planning, Portfolio Management, Asset Allocation, Strategic Financial..., Estate Planning, Series 63, Financial Advisory, Alternative Investments, Fixed Annuities, Retirement, Mutual Funds, Investment Advisory, Tax, Finance, Equities, IRAs, 401k, Wealth, Financial Services, Insurance, Life Insurance, Asset Management, Uniform Combined State..., Series 6, Wealth Management..., Investment Management, Securities, Investment Strategies, Small Business, High Net Worth..., Series 65, FINRA, Due Diligence, Series 24, Financial Planners, Fixed Income, ETFs, Personal Financial..., Financial Planning
Education
Texas A&M University-Commerce 2010 — 2011
M.B.A., Master of Business Administration
College for Financial Planning 2008 — 2010
MS-PFP, Personal Financial Planning
University of Phoenix 2005 — 2008
BS-Business, Finance
Ruchira Rajan Ruchira Rajan's UBS Experience April 2011 - May 2011
Job Management Consultant at Deloitte
Industry Management Consulting
Experience
Deloitte July 2014 - Present
Deloitte July 2012 - June 2014
Student Government Association August 2011 - May 2012
Analysis Group May 2011 - August 2011
UBS April 2011 - May 2011
Economics Department, Colgate University July 2010 - August 2010
Skills
Analysis, Economics, Research, Stata, Finance, Business Process, Valuation, Microsoft Office, Financial Analysis, Management Consulting, Quantitative Analytics, Business Analysis, Strategy, Market Research, Public Health, Consulting
Education
Colgate University 2008 — 2012
B.A., Mathematical Economics, 3.77
Deloitte July 2014 - Present
Deloitte July 2012 - June 2014
Student Government Association August 2011 - May 2012
Analysis Group May 2011 - August 2011
UBS April 2011 - May 2011
Economics Department, Colgate University July 2010 - August 2010
Skills
Analysis, Economics, Research, Stata, Finance, Business Process, Valuation, Microsoft Office, Financial Analysis, Management Consulting, Quantitative Analytics, Business Analysis, Strategy, Market Research, Public Health, Consulting
Education
Colgate University 2008 — 2012
B.A., Mathematical Economics, 3.77
Pamela Seal Pamela Seal's UBS Experience March 2009 - Present
Job Senior Registered CSA at UBS Financial Services
Industry Financial Services
Joseph Mazzoli, CFA Joseph Mazzoli, CFA's UBS Experience January 2009 - May 2009
Job Associate Analyst, Equity Research at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities April 2015 - Present
Wells Fargo Securities June 2012 - April 2015
Blackbaud April 2010 - June 2012
UBS January 2009 - May 2009
Northwestern Mutual May 2008 - August 2008
Skills
Financial Analysis, Financial Modeling, Financial Reporting, Revenue Recognition, Cost Models, Reporting & Analysis, Valuation, Leveraged Finance, Investment Banking
Education
College of Charleston 2006 — 2009
Bachelor of Science, Business Administration - Finance
Wells Fargo Securities April 2015 - Present
Wells Fargo Securities June 2012 - April 2015
Blackbaud April 2010 - June 2012
UBS January 2009 - May 2009
Northwestern Mutual May 2008 - August 2008
Skills
Financial Analysis, Financial Modeling, Financial Reporting, Revenue Recognition, Cost Models, Reporting & Analysis, Valuation, Leveraged Finance, Investment Banking
Education
College of Charleston 2006 — 2009
Bachelor of Science, Business Administration - Finance
Steven Greenbaum Steven Greenbaum's UBS Experience 1988 - 2006
Job General Counsel at TradeStation Securities, Inc.
Industry Financial Services
Experience
TradeStation Securities, Inc. May 2008 - Present
Florida Securities Dealers Association 2007 - 2013
Steven M. Greenbaum, P.A. 2006 - 2008
UBS 1988 - 2006
PaineWebber 1988 - 2000
Skills
Securities, FINRA, Securities Regulation, AML, Hedge Funds, Series 7, Corporate Governance, Series 24, Arbitration, Capital Markets, Equities, Due Diligence, Private Equity, Mutual Funds, USA PATRIOT Act, Private Placements, Litigation, Securities Litigation, Investments, Options, Alternative Investments, Series 63, Series 3, Series 30, Series 34, Online trading, Fraud
Education
Tulane University Law School 1981 — 1983
JD, Law
Cleveland State University - Cleveland-Marshall College of Law 1980 — 1981
Tulane University 1976 — 1980
BA, Political Science and Public Policy
TradeStation Securities, Inc. May 2008 - Present
Florida Securities Dealers Association 2007 - 2013
Steven M. Greenbaum, P.A. 2006 - 2008
UBS 1988 - 2006
PaineWebber 1988 - 2000
Skills
Securities, FINRA, Securities Regulation, AML, Hedge Funds, Series 7, Corporate Governance, Series 24, Arbitration, Capital Markets, Equities, Due Diligence, Private Equity, Mutual Funds, USA PATRIOT Act, Private Placements, Litigation, Securities Litigation, Investments, Options, Alternative Investments, Series 63, Series 3, Series 30, Series 34, Online trading, Fraud
Education
Tulane University Law School 1981 — 1983
JD, Law
Cleveland State University - Cleveland-Marshall College of Law 1980 — 1981
Tulane University 1976 — 1980
BA, Political Science and Public Policy
Joe Neubecker's UBS Experience August 2004 - December 2004
Job Sr Financial Analyst
Industry Telecommunications
Experience
Verizon May 2014 - Present
Enterprise Rent-A-Car October 2011 - May 2014
Family Circle Cup June 2008 - April 2011
IMG July 2006 - March 2008
UBS August 2004 - December 2004
Merrill Lynch January 2004 - May 2004
Skills
Market Research, Sponsorship, Sales, Competitive Analysis, Strategic Planning, Business Strategy, Team Leadership, Management, Marketing, Public Speaking, Sales Operations
Education
College of Charleston
Bachelors, Economics
Saint Ignatius
Verizon May 2014 - Present
Enterprise Rent-A-Car October 2011 - May 2014
Family Circle Cup June 2008 - April 2011
IMG July 2006 - March 2008
UBS August 2004 - December 2004
Merrill Lynch January 2004 - May 2004
Skills
Market Research, Sponsorship, Sales, Competitive Analysis, Strategic Planning, Business Strategy, Team Leadership, Management, Marketing, Public Speaking, Sales Operations
Education
College of Charleston
Bachelors, Economics
Saint Ignatius
James Liotta, MBA, NSSA's UBS Experience January 2002 - April 2003
Job President, Prominence Capital GP, LLC. Registered Investment Advisor and Wealth Management Strategist
Industry Financial Services
Experience
Prominence Capital June 2011 - Present
Cooperative Purchasers February 2008 - December 2013
Wells Fargo Investments December 2005 - November 2007
Merrill Lynch April 2003 - December 2005
UBS January 2002 - April 2003
Skills
Investments, Portfolio Management, Strategic Financial..., Asset Management, Valuation, Finance, Equities, Strategy, Risk Management, Hedge Funds, Investment Management, Analysis, Corporate Finance, Private Equity, Financial Modeling, Financial Services, Financial Analysis, Retirement Planning, Wealth Management, Due Diligence, Negotiation, Mutual Funds, Alternative Investments, Financial Advisory, Investment Advisory, Investment Strategies, Asset Allocation, High Net Worth..., Fixed Income, Capital Markets, Securities, Entrepreneurship, Derivatives, Wealth Management..., Financial Markets, Bonds, Estate Planning, Options, Financial Structuring, ETFs, Series 65, Personal Finance, Financial Planners, Business Valuation, 401k, Options Strategies, Stocks, Economics, Budgets, Personal Financial...
Education
University of Southern California - Marshall School of Business 2007 — 2009
MBA, Finance
College for Financial Planning 2013 — 2016
Certified Financial Planner (CFP) Professional Education Program
Northeastern University 1995 — 2000
BS, Sports Medicine/Athletic Training
Prominence Capital June 2011 - Present
Cooperative Purchasers February 2008 - December 2013
Wells Fargo Investments December 2005 - November 2007
Merrill Lynch April 2003 - December 2005
UBS January 2002 - April 2003
Skills
Investments, Portfolio Management, Strategic Financial..., Asset Management, Valuation, Finance, Equities, Strategy, Risk Management, Hedge Funds, Investment Management, Analysis, Corporate Finance, Private Equity, Financial Modeling, Financial Services, Financial Analysis, Retirement Planning, Wealth Management, Due Diligence, Negotiation, Mutual Funds, Alternative Investments, Financial Advisory, Investment Advisory, Investment Strategies, Asset Allocation, High Net Worth..., Fixed Income, Capital Markets, Securities, Entrepreneurship, Derivatives, Wealth Management..., Financial Markets, Bonds, Estate Planning, Options, Financial Structuring, ETFs, Series 65, Personal Finance, Financial Planners, Business Valuation, 401k, Options Strategies, Stocks, Economics, Budgets, Personal Financial...
Education
University of Southern California - Marshall School of Business 2007 — 2009
MBA, Finance
College for Financial Planning 2013 — 2016
Certified Financial Planner (CFP) Professional Education Program
Northeastern University 1995 — 2000
BS, Sports Medicine/Athletic Training
Theophilus Hudson Theophilus Hudson's UBS Experience November 2012 - Present
Job Legal Compliance at UBS Financial Services
Industry Banking
Experience
UBS November 2012 - Present
Cleveland Municipal Court June 2011 - November 2012
Urban Development Law Clinic August 2010 - May 2011
Ulmer & Berne LLP June 2010 - August 2010
Community Housing Solutions July 2009 - May 2010
Hoeflich & Hoeflich Attorneys at Law June 2005 - August 2005
United States Attorney's Office July 2003 - August 2003
Skills
Legal Research, Legal Writing, Westlaw, Mediation, Courts, Civil Litigation, Litigation, Criminal Law, Legal Issues, Trial Practice, Hearings, Appeals, Non-profits
Education
Cleveland Marshall College of Law 2008 — 2012
Juris Doctor, Law
Cleveland State University 2003 — 2008
B.A., Industrial Psychology and Organizational Communication
UBS November 2012 - Present
Cleveland Municipal Court June 2011 - November 2012
Urban Development Law Clinic August 2010 - May 2011
Ulmer & Berne LLP June 2010 - August 2010
Community Housing Solutions July 2009 - May 2010
Hoeflich & Hoeflich Attorneys at Law June 2005 - August 2005
United States Attorney's Office July 2003 - August 2003
Skills
Legal Research, Legal Writing, Westlaw, Mediation, Courts, Civil Litigation, Litigation, Criminal Law, Legal Issues, Trial Practice, Hearings, Appeals, Non-profits
Education
Cleveland Marshall College of Law 2008 — 2012
Juris Doctor, Law
Cleveland State University 2003 — 2008
B.A., Industrial Psychology and Organizational Communication
Catherine Stahl Scheuber, CRPC Catherine Stahl Scheuber, CRPC's UBS Experience May 1992 - May 2009
Job Chartered Retirement Planning Counselor Financial Advisor at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2009 - Present
UBS May 1992 - May 2009
Skills
Strategic Planning, Public Speaking, Project Management, Budgets, Negotiation, Accounting, Financial Services -..., Retirement Planning, Investments
Education
College for Financial Planning
Chartered Retirement Planning Counselor
Metropolitan State University of Denver
Bachelor's degree, Managerial Finance, Minor Economics
Registrations and Licenses
LPL Financial May 2009 - Present
UBS May 1992 - May 2009
Skills
Strategic Planning, Public Speaking, Project Management, Budgets, Negotiation, Accounting, Financial Services -..., Retirement Planning, Investments
Education
College for Financial Planning
Chartered Retirement Planning Counselor
Metropolitan State University of Denver
Bachelor's degree, Managerial Finance, Minor Economics
Registrations and Licenses
Alex Gallego, AAMS® Alex Gallego, AAMS®'s UBS Experience February 1999 - June 2002
Job Branch Manager, Senior Vice President/Investments Raymond James
Industry Financial Services
Experience
New York Guard 2012 - 2015
New York Guard 2012 - 2015
New York Guard 2012 - 2015
UBS February 1999 - June 2002
Merrill Lynch January 1996 - February 2002
Skills
Retirement Planning, Investments, Retirement, Asset Allocation, Investment Strategies, Securities, Estate Planning, Fixed Annuities, Financial Advisory, Wealth Management..., Life Insurance, Insurance
Education
American InterContinental University 2002 — 2004
Associate of Arts in Business Administration, Business
College for Financial Planning 2000 — 2002
Accredited Asset Managment specialist
New York Guard 2012 - 2015
New York Guard 2012 - 2015
New York Guard 2012 - 2015
UBS February 1999 - June 2002
Merrill Lynch January 1996 - February 2002
Skills
Retirement Planning, Investments, Retirement, Asset Allocation, Investment Strategies, Securities, Estate Planning, Fixed Annuities, Financial Advisory, Wealth Management..., Life Insurance, Insurance
Education
American InterContinental University 2002 — 2004
Associate of Arts in Business Administration, Business
College for Financial Planning 2000 — 2002
Accredited Asset Managment specialist
Alyssa Grugan Alyssa Grugan's UBS Experience May 2007 - August 2007
Job Assistant Portfolio Officer at BNY Mellon Wealth Management
Industry Financial Services
Experience
BNY Mellon Wealth Management February 2015 - Present
BNY Mellon Wealth Management July 2013 - January 2015
BNY Mellon Wealth Management November 2009 - June 2013
myCIO Wealther Partners June 2008 - November 2009
Carina Wealth Management LLC August 2007 - June 2008
UBS May 2007 - August 2007
Education
College of Charleston 2005 — 2008
B.S. in Business Administration
Miami University 2004 — 2005
BNY Mellon Wealth Management February 2015 - Present
BNY Mellon Wealth Management July 2013 - January 2015
BNY Mellon Wealth Management November 2009 - June 2013
myCIO Wealther Partners June 2008 - November 2009
Carina Wealth Management LLC August 2007 - June 2008
UBS May 2007 - August 2007
Education
College of Charleston 2005 — 2008
B.S. in Business Administration
Miami University 2004 — 2005
Maggie Rush-Vinciguerra Maggie Rush-Vinciguerra's UBS Experience January 2005 - June 2007
Job Freelance Marketing Consultant
Industry Marketing and Advertising
Experience
MRV Consulting, LLC March 2011 - Present
MVP Health Care April 2011 - April 2014
LMI May 2010 - January 2012
Newkirk Products, Inc. January 2008 - March 2011
UBS January 2005 - June 2007
TD Waterhouse 2004 - 2004
Accenture January 2001 - May 2003
Skills
Project Management, Internal Communications, Relationship Management, Marketing Communications, Strategic Planning, Marketing Strategy, Marketing, Market Research, Analytics, Competitive Analysis, Integrated Marketing, Cross-functional Team..., Advertising, Business Strategy, Program Management, Corporate Communications, CRM, Strategy
Education
State University of New York at Albany 1998 — 2001
MBA, Marketing
Colgate University 1990 — 1994
BA, Art History
Linton High School
MRV Consulting, LLC March 2011 - Present
MVP Health Care April 2011 - April 2014
LMI May 2010 - January 2012
Newkirk Products, Inc. January 2008 - March 2011
UBS January 2005 - June 2007
TD Waterhouse 2004 - 2004
Accenture January 2001 - May 2003
Skills
Project Management, Internal Communications, Relationship Management, Marketing Communications, Strategic Planning, Marketing Strategy, Marketing, Market Research, Analytics, Competitive Analysis, Integrated Marketing, Cross-functional Team..., Advertising, Business Strategy, Program Management, Corporate Communications, CRM, Strategy
Education
State University of New York at Albany 1998 — 2001
MBA, Marketing
Colgate University 1990 — 1994
BA, Art History
Linton High School
Samuel Sexton, CPA, CFP® Samuel Sexton, CPA, CFP®'s UBS Experience June 2007 - August 2007
Job Wealth Advisor at CliftonLarsonAllen Wealth Advisors, LLC
Industry Financial Services
Experience
CliftonLarsonAllen Wealth Advisors, LLC November 2014 - Present
CliftonLarsonAllen Wealth Advisors, LLC December 2012 - October 2014
CliftonLarsonAllen November 2011 - December 2012
KDV July 2008 - July 2010
Saint John's University September 2006 - May 2008
UBS June 2007 - August 2007
Skills
Accounting, Forecasting, Auditing, Financial Analysis, Internal Controls, CPA, Finance, Personal Financial..., Tax Preparation, Financial Advisory, Asset Management, Asset Allocation, Insurance, Holistic Financial..., Investments, Wealth Management, Alternative Investments, Financial Planning
Education
College for Financial Planning 2014 — 2015
CFP Education Course, Financial Planning and Services
St. John's University 2004 — 2008
BA, Accounting
University College Cork 2007 — 2007
History and Philosophy
St. Cloud State University 2006 — 2007
Finance and Marketing
CliftonLarsonAllen Wealth Advisors, LLC November 2014 - Present
CliftonLarsonAllen Wealth Advisors, LLC December 2012 - October 2014
CliftonLarsonAllen November 2011 - December 2012
KDV July 2008 - July 2010
Saint John's University September 2006 - May 2008
UBS June 2007 - August 2007
Skills
Accounting, Forecasting, Auditing, Financial Analysis, Internal Controls, CPA, Finance, Personal Financial..., Tax Preparation, Financial Advisory, Asset Management, Asset Allocation, Insurance, Holistic Financial..., Investments, Wealth Management, Alternative Investments, Financial Planning
Education
College for Financial Planning 2014 — 2015
CFP Education Course, Financial Planning and Services
St. John's University 2004 — 2008
BA, Accounting
University College Cork 2007 — 2007
History and Philosophy
St. Cloud State University 2006 — 2007
Finance and Marketing
Kyle Larson's UBS Experience June 2012 - August 2012
Job Integrated Marketing Intern at The Wall Street Journal
Industry Marketing and Advertising
Experience
The Daily Pennsylvanian February 2013 - Present
University of Pennsylvania May 2012 - Present
The Wall Street Journal June 2014 - August 2014
UBS June 2012 - August 2012
Colgate University August 2011 - May 2012
Skills
Statistics, Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, HTML 5, Spanish-speaking, Advertising, Management, Data Analysis, Economics, Press Releases, Social Media, Public Speaking
Education
University of Pennsylvania 2012 — 2015
Bachelor of Arts (B.A.), Undeclared
Colgate University 2011 — 2012
Bachelor of Arts (B.A.), Economics, 4.0
Eastside Catholic High School 2009 — 2011
The Daily Pennsylvanian February 2013 - Present
University of Pennsylvania May 2012 - Present
The Wall Street Journal June 2014 - August 2014
UBS June 2012 - August 2012
Colgate University August 2011 - May 2012
Skills
Statistics, Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, HTML 5, Spanish-speaking, Advertising, Management, Data Analysis, Economics, Press Releases, Social Media, Public Speaking
Education
University of Pennsylvania 2012 — 2015
Bachelor of Arts (B.A.), Undeclared
Colgate University 2011 — 2012
Bachelor of Arts (B.A.), Economics, 4.0
Eastside Catholic High School 2009 — 2011
Simona Kalasinskaite Simona Kalasinskaite's UBS Experience January 2011 - July 2011
Job Equipment Leasing Professional
Industry Financial Services
Experience
Deutche Leasing USA, Inc. October 2015 - Present
Deutsche Leasing USA, Inc. December 2014 - October 2015
Deutsche Leasing USA May 2012 - December 2014
JPMorgan Chase April 2008 - May 2012
UBS January 2011 - July 2011
First Personal Bank May 2007 - April 2008
Skills
Banking, Sales, Microsoft Excel, Access, Customer Service, Time Management, Microsoft Word
Education
DePaul University 2009 — 2012
Bachelor of Science, Finance, Accounting
College of DuPage 2006 — 2009
Associate in Arts, Finance
Deutche Leasing USA, Inc. October 2015 - Present
Deutsche Leasing USA, Inc. December 2014 - October 2015
Deutsche Leasing USA May 2012 - December 2014
JPMorgan Chase April 2008 - May 2012
UBS January 2011 - July 2011
First Personal Bank May 2007 - April 2008
Skills
Banking, Sales, Microsoft Excel, Access, Customer Service, Time Management, Microsoft Word
Education
DePaul University 2009 — 2012
Bachelor of Science, Finance, Accounting
College of DuPage 2006 — 2009
Associate in Arts, Finance
Patrick Hahn Patrick Hahn's UBS Experience October 2011 - March 2012
Job Portfolio Manager at SS&G Wealth Management
Industry Financial Services
Experience
SS&G Wealth Management March 2012 - Present
UBS October 2011 - March 2012
Fifth Third Private Bank May 1998 - October 2011
The Jupiter Hills Club September 1997 - May 1998
Willoughby Golf Center, Inc August 1993 - September 1997
Skills
Series 7, Series 66, Ohio Life & Health..., Uniform Combined State...
Education
Bowling Green State University 1989 — 1993
BS
Clevleland State University
College for Financial Planning
AAMS
SS&G Wealth Management March 2012 - Present
UBS October 2011 - March 2012
Fifth Third Private Bank May 1998 - October 2011
The Jupiter Hills Club September 1997 - May 1998
Willoughby Golf Center, Inc August 1993 - September 1997
Skills
Series 7, Series 66, Ohio Life & Health..., Uniform Combined State...
Education
Bowling Green State University 1989 — 1993
BS
Clevleland State University
College for Financial Planning
AAMS
Laurent Pezanis-Christou's UBS Experience July 2009 - July 2009
Job Portfolio Analyst at DAPM S.A.
Industry Investment Banking
Experience
DAPM S.A. May 2014 - Present
GDF SUEZ June 2013 - July 2013
Single Buoy Moorings May 2010 - June 2010
UBS July 2009 - July 2009
Single Buoy Moorings June 2009 - June 2009
Skills
Corporate Finance, Risk Management, Financial Accounting, Global Business..., Strategic Consulting, Digital Strategy, International Marketing, Economics
Education
IMPERIAL COLLEGE Business School 2012 — 2013
MSc Economics and Strategy for Business
College of Charleston 2010 — 2012
B.S. International Business, GPA: 3.786
CERAM Business School of Sophia Antipolis 2008 — 2010
B.S. International Business, GPA: 3.34
Prépa HEC Stanislas Cannes 2007 — 2008
Economics and Advanced Mathematics
Lycée Albert Ier 2004 — 2007
Economics and Social Sciences
DAPM S.A. May 2014 - Present
GDF SUEZ June 2013 - July 2013
Single Buoy Moorings May 2010 - June 2010
UBS July 2009 - July 2009
Single Buoy Moorings June 2009 - June 2009
Skills
Corporate Finance, Risk Management, Financial Accounting, Global Business..., Strategic Consulting, Digital Strategy, International Marketing, Economics
Education
IMPERIAL COLLEGE Business School 2012 — 2013
MSc Economics and Strategy for Business
College of Charleston 2010 — 2012
B.S. International Business, GPA: 3.786
CERAM Business School of Sophia Antipolis 2008 — 2010
B.S. International Business, GPA: 3.34
Prépa HEC Stanislas Cannes 2007 — 2008
Economics and Advanced Mathematics
Lycée Albert Ier 2004 — 2007
Economics and Social Sciences
Matthew Mantikas Matthew Mantikas's UBS Experience July 2011 - August 2011
Job Financial Leadership Program Associate at United Technologies
Industry Financial Services
Experience
United Technologies February 2014 - Present
Overland Travel, Inc June 2013 - August 2013
John Hancock Life Insurance Company (U.S.A.) May 2012 - August 2012
UBS July 2011 - August 2011
Skills
Microsoft Word, PowerPoint, Social Media, Wealth Management, Leadership, Editing, Microsoft Excel, Tax, Financial Analysis, Mutual Funds, Data Analysis, Financial Modeling, Research, Budgets, Microsoft Office, Public Speaking
Education
Colby College 2009 — 2013
Economics, Administrative Science
Universitat de les Illes Balears 2011 — 2011
Economics, Business, Culture
Loomis Chaffee 2005 — 2009
United Technologies February 2014 - Present
Overland Travel, Inc June 2013 - August 2013
John Hancock Life Insurance Company (U.S.A.) May 2012 - August 2012
UBS July 2011 - August 2011
Skills
Microsoft Word, PowerPoint, Social Media, Wealth Management, Leadership, Editing, Microsoft Excel, Tax, Financial Analysis, Mutual Funds, Data Analysis, Financial Modeling, Research, Budgets, Microsoft Office, Public Speaking
Education
Colby College 2009 — 2013
Economics, Administrative Science
Universitat de les Illes Balears 2011 — 2011
Economics, Business, Culture
Loomis Chaffee 2005 — 2009
John Oberpeul John Oberpeul's UBS Experience May 2007 - Present
Job
Industry Financial Services
Experience
UBS May 2007 - Present
J.P. Morgan February 1991 - May 2007
Education
Michigan State University 1976 — 1980
Bachelor's degree, Agricultural Engineering Technology
College for Financial Planning
Certified Financial Planner Designation
UBS May 2007 - Present
J.P. Morgan February 1991 - May 2007
Education
Michigan State University 1976 — 1980
Bachelor's degree, Agricultural Engineering Technology
College for Financial Planning
Certified Financial Planner Designation
Kevin Galvin Kevin Galvin's UBS Experience November 2002 - December 2014
Job First Vice President Investments PIM Portfolio Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC December 2014 - Present
UBS November 2002 - December 2014
Merrill Lynch December 1983 - November 2002
Skills
Risk Management, Strategic Planning, Insurance, Multi-Generational..., Investment Strategies, Business Owner Planning, Estate Planning, Financial Advisory...
Education
College for Financial Planning
CFP®, Financial Planning
Northwestern University - Kellogg School of Management
MBA
Spring Hill College
BS, Psychology
Wells Fargo Advisors, LLC December 2014 - Present
UBS November 2002 - December 2014
Merrill Lynch December 1983 - November 2002
Skills
Risk Management, Strategic Planning, Insurance, Multi-Generational..., Investment Strategies, Business Owner Planning, Estate Planning, Financial Advisory...
Education
College for Financial Planning
CFP®, Financial Planning
Northwestern University - Kellogg School of Management
MBA
Spring Hill College
BS, Psychology
John Kastak IV John Kastak IV's UBS Experience January 2011 - November 2013
Job CTO & Director of Operations at Vaway
Industry Information Technology and Services
Experience
Vaway 2015 - Present
Everyone For All January 2009 - Present
J&K Maintenance June 2007 - May 2015
UBS January 2011 - November 2013
Investment Banking & Financial Markets Association, Loyola University Chicago October 2010 - May 2012
Morgan Stanley Smith Barney October 2010 - October 2011
Active Transportation Alliance 2009 - 2011
Tiffany & Co November 2008 - May 2010
Belvidere National Bank & Trust Company June 2006 - May 2007
Skills
Microsoft Office, Corporate Finance, Portfolio Management, Volunteer Management, Volunteer Training, Harvard Law School..., Skinning, Cycling, Hiking, Rock Climbing, Personal Finance, Political Strategy, Management, Finance, Marketing
Education
Loyola University of Chicago 2010 — 2012
Bachelor of Business Administration, Finance, Finance
College of DuPage 2007 — 2009
Accounting and Finance
Vaway 2015 - Present
Everyone For All January 2009 - Present
J&K Maintenance June 2007 - May 2015
UBS January 2011 - November 2013
Investment Banking & Financial Markets Association, Loyola University Chicago October 2010 - May 2012
Morgan Stanley Smith Barney October 2010 - October 2011
Active Transportation Alliance 2009 - 2011
Tiffany & Co November 2008 - May 2010
Belvidere National Bank & Trust Company June 2006 - May 2007
Skills
Microsoft Office, Corporate Finance, Portfolio Management, Volunteer Management, Volunteer Training, Harvard Law School..., Skinning, Cycling, Hiking, Rock Climbing, Personal Finance, Political Strategy, Management, Finance, Marketing
Education
Loyola University of Chicago 2010 — 2012
Bachelor of Business Administration, Finance, Finance
College of DuPage 2007 — 2009
Accounting and Finance
Pamela Abercrombie Capps Pamela Abercrombie Capps's UBS Experience July 2012 - Present
Job Financial Advisor at UBS
Industry Financial Services
Experience
UBS July 2012 - Present
Morgan Stanley Wealth Management October 2008 - June 2012
Walnut Street Securities August 2001 - September 2008
Capaha Bank 1984 - 2001
Skills
Comprehensive Planning, Business Development, Investment Strategies, Certified Financial..., R, Investments, Financial Modeling, Saving for Education, Wealth Management..., 529 Plans, Investment Advisory, Roth IRA, 401k Rollovers, IRAs, Retirement Planning, Series 7, Series 65, Uniform Combined State..., Wealth Management, College Savings Plans, Asset Allocation, Banking, Retirement, Investment Management, Alternative Investments, Estate Planning
Education
Ellington High School 1976 — 1979
College for Financial Planning
Certification, Financial Planning and Services
Southeast Mo State University
Bachelor's degree, General Business
UBS July 2012 - Present
Morgan Stanley Wealth Management October 2008 - June 2012
Walnut Street Securities August 2001 - September 2008
Capaha Bank 1984 - 2001
Skills
Comprehensive Planning, Business Development, Investment Strategies, Certified Financial..., R, Investments, Financial Modeling, Saving for Education, Wealth Management..., 529 Plans, Investment Advisory, Roth IRA, 401k Rollovers, IRAs, Retirement Planning, Series 7, Series 65, Uniform Combined State..., Wealth Management, College Savings Plans, Asset Allocation, Banking, Retirement, Investment Management, Alternative Investments, Estate Planning
Education
Ellington High School 1976 — 1979
College for Financial Planning
Certification, Financial Planning and Services
Southeast Mo State University
Bachelor's degree, General Business
Kevin Mee Kevin Mee's UBS Experience 2012 - 2013
Job Operations Coordinator at JLL
Industry Commercial Real Estate
Experience
JLL July 2015 - Present
Miotto Mosaics 2011 - 2015
Tishman Speyer June 2014 - August 2014
META Marketing 2011 - August 2014
UBS 2012 - 2013
Skills
Microsoft Excel, Microsoft Word, Microsoft Office, PowerPoint, Organization, Teamwork, Leadership, Time Management
Education
College of the Holy Cross 2011 — 2015
Bachelor of Arts (B.A.), Economics
University of Melbourne
Economics
JLL July 2015 - Present
Miotto Mosaics 2011 - 2015
Tishman Speyer June 2014 - August 2014
META Marketing 2011 - August 2014
UBS 2012 - 2013
Skills
Microsoft Excel, Microsoft Word, Microsoft Office, PowerPoint, Organization, Teamwork, Leadership, Time Management
Education
College of the Holy Cross 2011 — 2015
Bachelor of Arts (B.A.), Economics
University of Melbourne
Economics
Dan Slattery Dan Slattery's UBS Experience January 2015 - Present
Job Client Service Associate at UBS
Industry Financial Services
Experience
UBS January 2015 - Present
Citizens Bank July 2014 - October 2014
Citizens Bank September 2011 - July 2014
Franklin American Mortgage Company June 2009 - August 2011
Education
Colby Sawyer College 2005 — 2009
BS, Business Administration
UBS January 2015 - Present
Citizens Bank July 2014 - October 2014
Citizens Bank September 2011 - July 2014
Franklin American Mortgage Company June 2009 - August 2011
Education
Colby Sawyer College 2005 — 2009
BS, Business Administration
Chad Stalder Chad Stalder's UBS Experience December 2012 - Present
Job Financial Advisor at UBS
Industry Financial Services
Experience
UBS December 2012 - Present
MorganStanley SmithBarney September 2005 - December 2012
Ameriprise Financial Services, Inc. December 2002 - September 2005
T-Mobile 2000 - 2002
Education
College for Financial Planning 2008 — 2008
CRPC, Chartered Retirement Planning Counselor
University of Idaho 1995 — 2000
BA, Business Finance
University of Idaho 1995 — 2000
BA, Information Technology
UBS December 2012 - Present
MorganStanley SmithBarney September 2005 - December 2012
Ameriprise Financial Services, Inc. December 2002 - September 2005
T-Mobile 2000 - 2002
Education
College for Financial Planning 2008 — 2008
CRPC, Chartered Retirement Planning Counselor
University of Idaho 1995 — 2000
BA, Business Finance
University of Idaho 1995 — 2000
BA, Information Technology
Jeffrey Pearsall's UBS Experience July 1994 - March 2005
Job Principal, Director of Wealth Management at RMB Capital Management
Industry Financial Services
Experience
RMB Capital Management January 2012 - Present
RMB Capital Management April 2005 - December 2011
UBS July 1994 - March 2005
The Chicago Corporation August 1993 - June 1994
Bausch + Lomb November 1991 - February 1993
SC Johnson October 1988 - October 1991
SC Johnson August 1986 - September 1988
SC Johnson September 1985 - July 1986
SC Johnson April 1983 - August 1985
SC Johnson October 1981 - March 1983
Education
Northwestern University - Kellogg School of Management
Master of Business Administration (MBA), Executive Masters Program
Colgate University 1977 — 1981
Bachelor of Arts (B.A.), English Literature
RMB Capital Management January 2012 - Present
RMB Capital Management April 2005 - December 2011
UBS July 1994 - March 2005
The Chicago Corporation August 1993 - June 1994
Bausch + Lomb November 1991 - February 1993
SC Johnson October 1988 - October 1991
SC Johnson August 1986 - September 1988
SC Johnson September 1985 - July 1986
SC Johnson April 1983 - August 1985
SC Johnson October 1981 - March 1983
Education
Northwestern University - Kellogg School of Management
Master of Business Administration (MBA), Executive Masters Program
Colgate University 1977 — 1981
Bachelor of Arts (B.A.), English Literature
John Schindler John Schindler's UBS Experience 2009 - Present
Job Senior Vice President Investments, CRPS at UBS Financial Services
Industry Financial Services
Experience
UBS 2009 - Present
Smith Barney 1996 - 2009
Olde Stock Brokers 1994 - 1996
Education
Western Michigan University 1989 — 1993
Bachelor of Arts, Finance
College for Financial Planning
Chartered Retirement Plan Specialist
UBS 2009 - Present
Smith Barney 1996 - 2009
Olde Stock Brokers 1994 - 1996
Education
Western Michigan University 1989 — 1993
Bachelor of Arts, Finance
College for Financial Planning
Chartered Retirement Plan Specialist
Andrew Fanikos Andrew Fanikos's UBS Experience April 2015 - Present
Job Registered Client Service Associate at UBS Financial Services
Industry Financial Services
Experience
UBS April 2015 - Present
Commonwealth Financial Group September 2014 - March 2015
ARC of the South Shore June 2013 - August 2013
Skills
Public Speaking, Leadership, Editing, Oral History, Customer Service, Social Networking, Data Analysis, Blogging
Education
College of the Holy Cross 2010 — 2014
Bachelor of Arts (BA), History; Peace and Conflict Studies
Catholic Memorial School 2006 — 2010
UBS April 2015 - Present
Commonwealth Financial Group September 2014 - March 2015
ARC of the South Shore June 2013 - August 2013
Skills
Public Speaking, Leadership, Editing, Oral History, Customer Service, Social Networking, Data Analysis, Blogging
Education
College of the Holy Cross 2010 — 2014
Bachelor of Arts (BA), History; Peace and Conflict Studies
Catholic Memorial School 2006 — 2010
Jessica More Jessica More's UBS Experience January 2009 - May 2009
Job Development Associate, Leadership Gifts at Thomas Jefferson University
Industry Higher Education
Experience
Thomas Jefferson University June 2014 - Present
Thomas Jefferson University April 2012 - June 2014
Cleary Gottlieb Steen & Hamilton LLP July 2010 - April 2012
Colgate University May 2009 - September 2009
London Economics Study Group January 2009 - June 2009
UBS January 2009 - May 2009
Congressman E. Scott Garrett May 2007 - August 2007
Skills
Nonprofits, Microsoft Office, Social Media, Community Outreach, Research, Fundraising, Legal Research, Event Planning, Corporate Law, Grant Writing, Adobe Creative Suite, Graphic Design, Blogging, Regulatory Affairs, Data Entry, Photoshop, InDesign, Illustrator, SharePoint, Intranet Development, Wiki Development, Wiki Markup, Internal Communications, Higher Education, Blog Development, Grant Preparation, Non-profits, Non-profit Boards, Legal Support, Entity Formation, Corporate Transactions, M&A experience, Wikis, Digital Media, Grants, Economic Research, Economic Regulation, Data Analysis, Non-profit Volunteer, Nonprofit Leadership, Corporate Events, Notary Public, HTML, Editing, Corporate Relations, Public Speaking
Education
Colgate University 2006 — 2010
BA, Economics
Dwight Englewood School 2002 — 2006
HS, History
Moore College of Art and Design 2013 — 2013
Digital Media For Print & Web, Graphic Design
Thomas Jefferson University June 2014 - Present
Thomas Jefferson University April 2012 - June 2014
Cleary Gottlieb Steen & Hamilton LLP July 2010 - April 2012
Colgate University May 2009 - September 2009
London Economics Study Group January 2009 - June 2009
UBS January 2009 - May 2009
Congressman E. Scott Garrett May 2007 - August 2007
Skills
Nonprofits, Microsoft Office, Social Media, Community Outreach, Research, Fundraising, Legal Research, Event Planning, Corporate Law, Grant Writing, Adobe Creative Suite, Graphic Design, Blogging, Regulatory Affairs, Data Entry, Photoshop, InDesign, Illustrator, SharePoint, Intranet Development, Wiki Development, Wiki Markup, Internal Communications, Higher Education, Blog Development, Grant Preparation, Non-profits, Non-profit Boards, Legal Support, Entity Formation, Corporate Transactions, M&A experience, Wikis, Digital Media, Grants, Economic Research, Economic Regulation, Data Analysis, Non-profit Volunteer, Nonprofit Leadership, Corporate Events, Notary Public, HTML, Editing, Corporate Relations, Public Speaking
Education
Colgate University 2006 — 2010
BA, Economics
Dwight Englewood School 2002 — 2006
HS, History
Moore College of Art and Design 2013 — 2013
Digital Media For Print & Web, Graphic Design
Corey Beck, CAIA's UBS Experience August 2013 - September 2014
Job Analyst at MSKCC
Industry Financial Services
Experience
Memorial Sloan Kettering Cancer Center September 2014 - Present
UBS August 2013 - September 2014
UBS June 2012 - August 2012
International Business-Government Counsellors, Inc. August 2011 - November 2011
Morgan Stanley Smith Barney June 2011 - August 2011
Let's Get Ready January 2011 - May 2011
Skills
Government Relations, International Trade, International Business, Finance, Market Research, Data Analysis, Financial Analysis, PowerPoint, Fundraising, Economics, Hedge Funds, Microsoft Excel, Leadership, Public Speaking, Social Media, Microsoft Office, Microsoft Word
Education
College of the Holy Cross 2009 — 2013
Bachelor of Arts, Economics, Political Science
Université Denis Diderot (Paris VII) / University Paris VII 2011 — 2011
n/a, French, History
Oak Knoll High School 2005 — 2009
Memorial Sloan Kettering Cancer Center September 2014 - Present
UBS August 2013 - September 2014
UBS June 2012 - August 2012
International Business-Government Counsellors, Inc. August 2011 - November 2011
Morgan Stanley Smith Barney June 2011 - August 2011
Let's Get Ready January 2011 - May 2011
Skills
Government Relations, International Trade, International Business, Finance, Market Research, Data Analysis, Financial Analysis, PowerPoint, Fundraising, Economics, Hedge Funds, Microsoft Excel, Leadership, Public Speaking, Social Media, Microsoft Office, Microsoft Word
Education
College of the Holy Cross 2009 — 2013
Bachelor of Arts, Economics, Political Science
Université Denis Diderot (Paris VII) / University Paris VII 2011 — 2011
n/a, French, History
Oak Knoll High School 2005 — 2009
Erika Nunez-Peralta Erika Nunez-Peralta's UBS Experience February 2007 - August 2008
Job Executive Assistant
Industry Hospital & Health Care
Experience
Hackensack University Medical Center December 2012 - Present
College of Saint Elizabeth January 2010 - December 2012
Saint Clare's Health System February 2010 - November 2012
Reckitt Benckiser August 2008 - October 2009
UBS February 2007 - August 2008
UBS March 2003 - February 2007
Intrasphere Technologies November 1999 - July 2002
Skills
Microsoft Excel, Outlook, Microsoft Word, Microsoft Office 2007, PowerPoint, SnagIt, Project Management, Leadership, Hospitals, Healthcare, Software Documentation, Time Management, Access, Management
Education
CVCC 1996 — 1999
AS, Computer Information System
College of Saint Elizabeth
BA, Presently pursuing - Business Administration
Hackensack University Medical Center December 2012 - Present
College of Saint Elizabeth January 2010 - December 2012
Saint Clare's Health System February 2010 - November 2012
Reckitt Benckiser August 2008 - October 2009
UBS February 2007 - August 2008
UBS March 2003 - February 2007
Intrasphere Technologies November 1999 - July 2002
Skills
Microsoft Excel, Outlook, Microsoft Word, Microsoft Office 2007, PowerPoint, SnagIt, Project Management, Leadership, Hospitals, Healthcare, Software Documentation, Time Management, Access, Management
Education
CVCC 1996 — 1999
AS, Computer Information System
College of Saint Elizabeth
BA, Presently pursuing - Business Administration
John Wheelock John Wheelock's UBS Experience June 2004 - July 2005
Job Associate at Greenwich Associates
Industry Financial Services
Experience
Tuck School of Business September 2013 - Present
Doblin June 2014 - August 2014
Greenwich Associates July 2006 - June 2013
Main Street Partners 2012 - 2012
Greenwich Associates June 2005 - July 2005
UBS June 2004 - July 2005
Skills
Hedge Funds, Investment Management, Project Management, Commercial Banking, Business, Sales, Survey Design, Valuation, Financial Modeling, Investments, Asset Managment, Asset Management, Corporate Finance
Education
Dartmouth College - The Tuck School of Business at Dartmouth 2013 — 2015
Master of Business Administration (MBA), General Management
The University of Connecticut School of Business 2010 — 2010
MBA, Financial Accounting and Reporting, Market Driven Management
Colby College 2002 — 2006
B.A., History, Economics
Dartmouth College - The Tuck School of Business at Dartmouth 2005 — 2005
Bridge Program, Business
Tuck School of Business September 2013 - Present
Doblin June 2014 - August 2014
Greenwich Associates July 2006 - June 2013
Main Street Partners 2012 - 2012
Greenwich Associates June 2005 - July 2005
UBS June 2004 - July 2005
Skills
Hedge Funds, Investment Management, Project Management, Commercial Banking, Business, Sales, Survey Design, Valuation, Financial Modeling, Investments, Asset Managment, Asset Management, Corporate Finance
Education
Dartmouth College - The Tuck School of Business at Dartmouth 2013 — 2015
Master of Business Administration (MBA), General Management
The University of Connecticut School of Business 2010 — 2010
MBA, Financial Accounting and Reporting, Market Driven Management
Colby College 2002 — 2006
B.A., History, Economics
Dartmouth College - The Tuck School of Business at Dartmouth 2005 — 2005
Bridge Program, Business
Christof Laputka Christof Laputka's UBS Experience 2002 - 2007
Job Director at Cantor Commercial Real Estate
Industry Real Estate
Experience
Cantor Fitzgerald 2014 - Present
UBS 2002 - 2007
Credit Suisse 1996 - 2002
Lehman Brothers 1994 - 1996
Skills
Real Estate Financing, Real Estate Transactions, Commercial Real Estate, Financial Structuring, Financial Modeling, Capital Markets, Structured Finance, Alternative Investments, Leveraged Finance, Valuation, Securitization, Debt Restructuring, Private Equity, Syndications, Corporate Finance, Due Diligence, Funding, Private Placements
Education
Colgate University 1990 — 1994
Bachelor's degree, Sociology and Anthropology
The Lawrenceville School 1989 — 1990
Cantor Fitzgerald 2014 - Present
UBS 2002 - 2007
Credit Suisse 1996 - 2002
Lehman Brothers 1994 - 1996
Skills
Real Estate Financing, Real Estate Transactions, Commercial Real Estate, Financial Structuring, Financial Modeling, Capital Markets, Structured Finance, Alternative Investments, Leveraged Finance, Valuation, Securitization, Debt Restructuring, Private Equity, Syndications, Corporate Finance, Due Diligence, Funding, Private Placements
Education
Colgate University 1990 — 1994
Bachelor's degree, Sociology and Anthropology
The Lawrenceville School 1989 — 1990
Gregory Moye Gregory Moye's UBS Experience June 2009 - August 2009
Job Associate Corporate Credit Group at Societe Generale
Industry Banking
Experience
Societe Generale February 2013 - Present
Societe Generale March 2011 - March 2013
Societe Generale July 2010 - November 2010
UBS June 2009 - August 2009
Education
College of the Holy Cross 2006 — 2010
English, Economics
Societe Generale February 2013 - Present
Societe Generale March 2011 - March 2013
Societe Generale July 2010 - November 2010
UBS June 2009 - August 2009
Education
College of the Holy Cross 2006 — 2010
English, Economics
Michael J. Pumo, AWMA®, AAMS®'s UBS Experience September 2011 - Present
Job Riebe Pumo Wealth Management / UBS
Industry Investment Management
Experience
UBS September 2011 - Present
Morgan Stanley September 2005 - September 2011
Lockheed Martin Aeronautics 2001 - 2005
Education
College for Financial Planning
Accredited Wealth Management Advisor, AWMA®
The University of Texas at Austin - The Red McCombs School of Business 1999 — 2001
Bachelor with Honors, Business Administration
College for Financial Planning
Accredited Asset Management Specialist, AAMS®
University of Phoenix 2003 — 2005
Master of Business Administration (M.B.A.)
College for Financial Planning 2014 — 2015
Accredited Wealth Management Advisor
UBS September 2011 - Present
Morgan Stanley September 2005 - September 2011
Lockheed Martin Aeronautics 2001 - 2005
Education
College for Financial Planning
Accredited Wealth Management Advisor, AWMA®
The University of Texas at Austin - The Red McCombs School of Business 1999 — 2001
Bachelor with Honors, Business Administration
College for Financial Planning
Accredited Asset Management Specialist, AAMS®
University of Phoenix 2003 — 2005
Master of Business Administration (M.B.A.)
College for Financial Planning 2014 — 2015
Accredited Wealth Management Advisor
Katherine Clark Katherine Clark's UBS Experience October 2009 - June 2010
Job Senior Account Supervisor at Edelman
Industry Public Relations and Communications
Experience
Edelman November 2012 - Present
Barclays Capital June 2011 - November 2012
Barclays Capital June 2010 - August 2010
UBS October 2009 - June 2010
Jefferies & Company May 2009 - August 2009
Jefferies & Company May 2008 - August 2008
Skills
Investment Banking, Financial Modeling, Reputation Management, Strategic Media..., Crisis Management, Financial Analysis, Valuation, Wealth Management, Corporate Finance, Series 79, Series 63, Due Diligence, Bloomberg, Capital Markets, Quantitative Analytics, Equities, FINRA, Hedge Funds, Private Equity, Emerging Markets, Investments, Economics, Fixed Income, Public Relations, Social Media, Microsoft Office, Microsoft Excel, Research, PowerPoint, Social Media Marketing
Education
Colgate University
Bachelor of Arts (BA), Economics, Peace and Conflict Studies
Dartmouth College - The Tuck School of Business at Dartmouth
Business Bridge Program
The Montclair Kimberley Academy
Edelman November 2012 - Present
Barclays Capital June 2011 - November 2012
Barclays Capital June 2010 - August 2010
UBS October 2009 - June 2010
Jefferies & Company May 2009 - August 2009
Jefferies & Company May 2008 - August 2008
Skills
Investment Banking, Financial Modeling, Reputation Management, Strategic Media..., Crisis Management, Financial Analysis, Valuation, Wealth Management, Corporate Finance, Series 79, Series 63, Due Diligence, Bloomberg, Capital Markets, Quantitative Analytics, Equities, FINRA, Hedge Funds, Private Equity, Emerging Markets, Investments, Economics, Fixed Income, Public Relations, Social Media, Microsoft Office, Microsoft Excel, Research, PowerPoint, Social Media Marketing
Education
Colgate University
Bachelor of Arts (BA), Economics, Peace and Conflict Studies
Dartmouth College - The Tuck School of Business at Dartmouth
Business Bridge Program
The Montclair Kimberley Academy
Osee Pierre Osee Pierre's UBS Experience May 2007 - June 2008
Job Senior Vice President
Industry Investment Banking
Experience
Blaylock Beal Van, LLC October 2014 - Present
M.R. Beal & Company November 2010 - September 2014
Siebert Brandford Shank August 2008 - October 2010
UBS May 2007 - June 2008
Citi June 2004 - May 2007
Citi July 2001 - June 2004
Skills
Bonds, Restructuring, Investment Banking, Capital Markets, Fixed Income, Public Finance, Investments, Bloomberg, Finance, Financial Modeling, Financial Analysis, Project Finance, Due Diligence, Series 63, Securities
Education
University of Pennsylvania 1999 — 2001
Master, Government
College of the Holy Cross 1995 — 1999
Bachelor of Arts, Economics
Seton Hall Prep High School 1991 — 1995
Sacred Heart, Bloomfield, New Jersey
Sacred Heart, Bloomfield, New Jersey
Blaylock Beal Van, LLC October 2014 - Present
M.R. Beal & Company November 2010 - September 2014
Siebert Brandford Shank August 2008 - October 2010
UBS May 2007 - June 2008
Citi June 2004 - May 2007
Citi July 2001 - June 2004
Skills
Bonds, Restructuring, Investment Banking, Capital Markets, Fixed Income, Public Finance, Investments, Bloomberg, Finance, Financial Modeling, Financial Analysis, Project Finance, Due Diligence, Series 63, Securities
Education
University of Pennsylvania 1999 — 2001
Master, Government
College of the Holy Cross 1995 — 1999
Bachelor of Arts, Economics
Seton Hall Prep High School 1991 — 1995
Sacred Heart, Bloomfield, New Jersey
Sacred Heart, Bloomfield, New Jersey
Marc S. Pico, CFP® Marc S. Pico, CFP®'s UBS Experience August 1997 - April 2003
Job CERTIFIED FINANCIAL PLANNER™ at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2011 - Present
MassMutual Financial Group January 2010 - June 2011
Lenox Advisors (MassMutual) April 2005 - December 2009
JPMorgan Chase April 2003 - April 2005
UBS August 1997 - April 2003
H&R Block Financial Advisors June 1996 - August 1997
Skills
Certified Financial..., Wealth Management, Retirement Planning, Asset Management, Asset Allocation, Portfolio Management, Estate Planning, Risk Management, Life Insurance, Disability Insurance, Long Term Care Insurance, Property & Casualty..., Medicare, Health Insurance, Employee Benefits, Series 24, Series 53, Series 7, Series 65, Series 63, Series 52, Series 3, Financial Advisory, Financial Planners, Retirement, Securities, FINRA, Strategic Financial...
Education
College for Financial Planning 2000 — 2002
CFP Professional Education Program, Financial Planning and Services
Seton Hall University 1992 — 1996
Bachelor of Arts (B.A.), Economics and Political Science
Ranney Prep School 1982 — 1992
High School
LPL Financial June 2011 - Present
MassMutual Financial Group January 2010 - June 2011
Lenox Advisors (MassMutual) April 2005 - December 2009
JPMorgan Chase April 2003 - April 2005
UBS August 1997 - April 2003
H&R Block Financial Advisors June 1996 - August 1997
Skills
Certified Financial..., Wealth Management, Retirement Planning, Asset Management, Asset Allocation, Portfolio Management, Estate Planning, Risk Management, Life Insurance, Disability Insurance, Long Term Care Insurance, Property & Casualty..., Medicare, Health Insurance, Employee Benefits, Series 24, Series 53, Series 7, Series 65, Series 63, Series 52, Series 3, Financial Advisory, Financial Planners, Retirement, Securities, FINRA, Strategic Financial...
Education
College for Financial Planning 2000 — 2002
CFP Professional Education Program, Financial Planning and Services
Seton Hall University 1992 — 1996
Bachelor of Arts (B.A.), Economics and Political Science
Ranney Prep School 1982 — 1992
High School
Kerianne Carney Kerianne Carney's UBS Experience June 2013 - December 2013
Job Recent Graduate of College of Charleston
Industry Financial Services
Experience
Bridgewater Associates September 2014 - Present
UBS June 2013 - December 2013
Abigail Fox Designs May 2010 - December 2013
Skills
Social Networking, Microsoft Excel, Customer Service, Microsoft Office, PowerPoint, Bloomberg Terminal
Education
College of Charleston 2010 — 2014
Bachelor of Science, Psychology
Greenwich High School 2006 — 2010
Bridgewater Associates September 2014 - Present
UBS June 2013 - December 2013
Abigail Fox Designs May 2010 - December 2013
Skills
Social Networking, Microsoft Excel, Customer Service, Microsoft Office, PowerPoint, Bloomberg Terminal
Education
College of Charleston 2010 — 2014
Bachelor of Science, Psychology
Greenwich High School 2006 — 2010
Ram (Ramchandran Maharajapuram Easwarasharma) Maharajapuram Ram (Ramchandran Maharajapuram Easwarasharma) Maharajapuram's UBS Experience January 2015 - Present
Job Product Manager, Identity & Access Management professional, J2EE/Web Services engineer, Technical Presales consultant
Industry Information Technology and Services
Experience
Cognizant Technology Solutions May 2012 - Present
UBS January 2015 - Present
UBS June 2013 - December 2014
UBS July 2011 - May 2013
Cognizant Technology Solutions April 2010 - April 2012
UBS Wealth Management April 2011 - June 2011
Sallie Mae July 2009 - August 2010
Cognizant Technology Solutions June 2006 - July 2009
ADP Taxware June 2008 - June 2009
Nielsen Media Research January 2008 - May 2008
Skills
J2EE, Java, MVC, Sybase, SQL Server 2000-2008, Oracle, Siteminder, CA Directory, Active Directory, Unix, Unix Shell Scripting, CXF, XML, Oracle Identity..., Apache HTTP Client, Apache Axis2, Websphere, JBoss, Tomcat, Java Enterprise Edition, JBoss Application Server, Requirements Analysis, Web Services, Spring Framework, Software Development, Hibernate, JSP
Education
College of Engineering, Guindy 2002 — 2006
B.E., Mechanical Engineering
Cognizant Technology Solutions May 2012 - Present
UBS January 2015 - Present
UBS June 2013 - December 2014
UBS July 2011 - May 2013
Cognizant Technology Solutions April 2010 - April 2012
UBS Wealth Management April 2011 - June 2011
Sallie Mae July 2009 - August 2010
Cognizant Technology Solutions June 2006 - July 2009
ADP Taxware June 2008 - June 2009
Nielsen Media Research January 2008 - May 2008
Skills
J2EE, Java, MVC, Sybase, SQL Server 2000-2008, Oracle, Siteminder, CA Directory, Active Directory, Unix, Unix Shell Scripting, CXF, XML, Oracle Identity..., Apache HTTP Client, Apache Axis2, Websphere, JBoss, Tomcat, Java Enterprise Edition, JBoss Application Server, Requirements Analysis, Web Services, Spring Framework, Software Development, Hibernate, JSP
Education
College of Engineering, Guindy 2002 — 2006
B.E., Mechanical Engineering
Ethan S. Braid, CFA Ethan S. Braid, CFA's UBS Experience July 2004 - December 2011
Job President
Industry Financial Services
Experience
HighPass Asset Management December 2011 - Present
UBS July 2004 - December 2011
Morgan Stanley March 2000 - July 2004
Skills
Investments, Investment Advisory, Estate Planning, Investment Management, Finance, Financial Advisory, Wealth Management, Banking, Insurance, Due Diligence, Asset Management, Private Equity, Retirement Planning, Venture Capital, Strategic Financial..., 401k, Fixed Income, Financial Planning
Education
Cleveland State University 2007 — 2008
MBA
Robert Morris University
BS, Finance
HighPass Asset Management December 2011 - Present
UBS July 2004 - December 2011
Morgan Stanley March 2000 - July 2004
Skills
Investments, Investment Advisory, Estate Planning, Investment Management, Finance, Financial Advisory, Wealth Management, Banking, Insurance, Due Diligence, Asset Management, Private Equity, Retirement Planning, Venture Capital, Strategic Financial..., 401k, Fixed Income, Financial Planning
Education
Cleveland State University 2007 — 2008
MBA
Robert Morris University
BS, Finance
Kiera Konis's UBS Experience 1993 - 1998
Job Managing Director at BNP Paribas
Industry Investment Management
Experience
BNP Paribas 2009 - Present
Alexandra Investment Management 2004 - 2009
Credit Suisse 1998 - 2003
UBS 1993 - 1998
Fidelity Investments 1989 - 1991
Skills
Fixed Income, Event Driven, Portfolio Management, Hedge Funds, Equities, Capital Markets, Asset Management, Special Situations, Derivatives, Trading, Investments, Options, Bloomberg, Emerging Markets, Volatility Arbitrage, Financial Markets, Equity Derivatives, Alternative Investments, Credit Derivatives, FX Options, Investment Banking, Bonds, Hedging, Securities, Structured Products
Education
Columbia University - Columbia Business School 1991 — 1993
MBA, Finance
Colgate University 1985 — 1989
BA, magna cum laude, Economics
BNP Paribas 2009 - Present
Alexandra Investment Management 2004 - 2009
Credit Suisse 1998 - 2003
UBS 1993 - 1998
Fidelity Investments 1989 - 1991
Skills
Fixed Income, Event Driven, Portfolio Management, Hedge Funds, Equities, Capital Markets, Asset Management, Special Situations, Derivatives, Trading, Investments, Options, Bloomberg, Emerging Markets, Volatility Arbitrage, Financial Markets, Equity Derivatives, Alternative Investments, Credit Derivatives, FX Options, Investment Banking, Bonds, Hedging, Securities, Structured Products
Education
Columbia University - Columbia Business School 1991 — 1993
MBA, Finance
Colgate University 1985 — 1989
BA, magna cum laude, Economics
Heidi Stoltz Heidi Stoltz's UBS Experience July 2002 - July 2004
Job Investment Advisor at Bell Investment Advisors, Inc.
Industry Financial Services
Experience
Bell Investment Advisors, Inc. May 2014 - Present
J.D. Mellberg Financial November 2007 - August 2012
United Way of Tucson and Southern Arizona August 2006 - August 2007
FEMA October 2005 - April 2006
Seismic Exchange, Inc. November 2004 - October 2005
UBS July 2002 - July 2004
Skills
401k Rollovers, Wealth Management, Series 65, Investments, Retirement Planning, Operational Planning, Annuity Sales, Licensed Life & Health..., Financial Advisory, Portfolio Management, Asset Allocation, Life Insurance, Mutual Funds, Securities, Financial Analysis, Management, Financial Planning, Insurance, Investment Strategies, Financial Services
Education
College for Financial Planning 2014 — 2015
Certified Financial Planner Certification
University of Arizona, Eller College of Management
Bachelor of Science (B.S.), Business Administration and Management, General
Bell Investment Advisors, Inc. May 2014 - Present
J.D. Mellberg Financial November 2007 - August 2012
United Way of Tucson and Southern Arizona August 2006 - August 2007
FEMA October 2005 - April 2006
Seismic Exchange, Inc. November 2004 - October 2005
UBS July 2002 - July 2004
Skills
401k Rollovers, Wealth Management, Series 65, Investments, Retirement Planning, Operational Planning, Annuity Sales, Licensed Life & Health..., Financial Advisory, Portfolio Management, Asset Allocation, Life Insurance, Mutual Funds, Securities, Financial Analysis, Management, Financial Planning, Insurance, Investment Strategies, Financial Services
Education
College for Financial Planning 2014 — 2015
Certified Financial Planner Certification
University of Arizona, Eller College of Management
Bachelor of Science (B.S.), Business Administration and Management, General
Peter Q. Morris's UBS Experience August 2011 - Present
Job CFP®, CRPC®, First Vice President Wealth Management
Industry Financial Services
Experience
UBS August 2011 - Present
Smith Barney October 1996 - August 2011
Skills
Asset Allocation, Retirement Planning, Series 7, Wealth Management..., Asset Management, Management, Retirement, High Net Worth...
Education
College for Financial Planning
CFP Certification Professional Education Program
Ramapo College of New Jersey 1991 — 1996
UBS August 2011 - Present
Smith Barney October 1996 - August 2011
Skills
Asset Allocation, Retirement Planning, Series 7, Wealth Management..., Asset Management, Management, Retirement, High Net Worth...
Education
College for Financial Planning
CFP Certification Professional Education Program
Ramapo College of New Jersey 1991 — 1996
Irma Hampton, CRPC®, ADPA® Irma Hampton, CRPC®, ADPA®'s UBS Experience October 1999 - March 2005
Job Managing Partner, Texas | Wealth Advisor at Atlantic Capital Advisors
Industry Capital Markets
Experience
Atlantic Capital Advisors, LLC August 2013 - Present
Ameriprise Financial Services, Inc. June 2011 - August 2013
Raymond James & Associates, Inc March 2005 - June 2011
UBS October 1999 - March 2005
Everen Securities January 1995 - October 1999
Smith Barney January 1991 - December 1994
Mckinney & Taylor Real Estate January 1973 - May 1985
Skills
Retirement Planning, Asset Allocation, Asset Management, Securities, Insurance, Investment Strategies, Financial Advisory, Banking, Wealth, Financial Planners, CRM, Long-term Care
Education
University of Arkansas at Little Rock 1970 — 1972
English, biology, anthropology
University of Arkansas at Little Rock 1970 — 1972
College for Financial Planning
Accredited Domestic Partnership Advisor ADPA®, Comprehensive Financial Advice to Domestic Partners
College for Financial Planning
Chartered Retirement Planning Counselor CRPC®, Comprehensive Retirement Planning
The American College
Certified Financial Planner CFP®, Comprehensive Financial Planning
Atlantic Capital Advisors, LLC August 2013 - Present
Ameriprise Financial Services, Inc. June 2011 - August 2013
Raymond James & Associates, Inc March 2005 - June 2011
UBS October 1999 - March 2005
Everen Securities January 1995 - October 1999
Smith Barney January 1991 - December 1994
Mckinney & Taylor Real Estate January 1973 - May 1985
Skills
Retirement Planning, Asset Allocation, Asset Management, Securities, Insurance, Investment Strategies, Financial Advisory, Banking, Wealth, Financial Planners, CRM, Long-term Care
Education
University of Arkansas at Little Rock 1970 — 1972
English, biology, anthropology
University of Arkansas at Little Rock 1970 — 1972
College for Financial Planning
Accredited Domestic Partnership Advisor ADPA®, Comprehensive Financial Advice to Domestic Partners
College for Financial Planning
Chartered Retirement Planning Counselor CRPC®, Comprehensive Retirement Planning
The American College
Certified Financial Planner CFP®, Comprehensive Financial Planning
David L. Van Rensselaer David L. Van Rensselaer's UBS Experience 2007 - August 2009
Job Wealth Manager at 360 Financial Partners
Industry Financial Services
Experience
360 Financial Partners November 2012 - Present
Wells Fargo Advisors, LLC August 2009 - November 2012
UBS 2007 - August 2009
Education
College of Charleston
360 Financial Partners November 2012 - Present
Wells Fargo Advisors, LLC August 2009 - November 2012
UBS 2007 - August 2009
Education
College of Charleston
Victor Taylor Victor Taylor's UBS Experience April 2003 - February 2013
Job First Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC February 2013 - Present
UBS April 2003 - February 2013
Donaldson, Lufkin & Jenrette May 1996 - April 2003
Skills
Financial Analysis, Retirement Planning, Investment Strategies, Estate Investment..., Multi-generational..., 401(k) Rollovers
Education
Northwestern University - Kellogg School of Management 1980 — 1982
MBA, Finance; Managerial Economics
Coe College 1976 — 1980
Bachelor of Business Administration (BBA), Business Administration & Econcomics
Wells Fargo Advisors, LLC February 2013 - Present
UBS April 2003 - February 2013
Donaldson, Lufkin & Jenrette May 1996 - April 2003
Skills
Financial Analysis, Retirement Planning, Investment Strategies, Estate Investment..., Multi-generational..., 401(k) Rollovers
Education
Northwestern University - Kellogg School of Management 1980 — 1982
MBA, Finance; Managerial Economics
Coe College 1976 — 1980
Bachelor of Business Administration (BBA), Business Administration & Econcomics
Shayne Reddington Shayne Reddington's UBS Experience November 2013 - March 2015
Job Accounting and Finance Specialist at Sensata Technologies
Industry Information Technology and Services
Experience
Sensata Technologies March 2015 - Present
UBS November 2013 - March 2015
UBS August 2012 - November 2013
Hay Creek Hospitality LLC May 2010 - May 2012
Rolls-Royce September 2011 - November 2011
Rolls-Royce June 2011 - August 2011
Coastal Carolina University January 2009 - May 2011
Skills
Team Leadership, Organizational Skills, Corporate Finance, PowerPoint, Excel, Microsoft Office, SAP, Business Objects, Financial Statement..., Financial Reporting, Financial Accounting, Public Speaking, Qualitative Research, Microsoft Excel, Forecasting, Accounting, Finance, Organization &..., Internal Controls, Analysis, Variance Analysis, Outlook, Outside Sales, Social Media, Time Management, Accounts Receivable, QuickBooks, Business Strategy, Financial Analysis, Organizational Structure, Customer Service, Budgets, Management Accounting, Mergers, Critical Thinking, Microsoft Word, Event Planning, Accounts Payable
Education
D’Amore-McKim School of Business at Northeastern University 2015 — 2017
Candidate for Master of Business Administration degree, Finance
Coastal Carolina University 2008 — 2012
Business, Accounting & Finance
Sensata Technologies March 2015 - Present
UBS November 2013 - March 2015
UBS August 2012 - November 2013
Hay Creek Hospitality LLC May 2010 - May 2012
Rolls-Royce September 2011 - November 2011
Rolls-Royce June 2011 - August 2011
Coastal Carolina University January 2009 - May 2011
Skills
Team Leadership, Organizational Skills, Corporate Finance, PowerPoint, Excel, Microsoft Office, SAP, Business Objects, Financial Statement..., Financial Reporting, Financial Accounting, Public Speaking, Qualitative Research, Microsoft Excel, Forecasting, Accounting, Finance, Organization &..., Internal Controls, Analysis, Variance Analysis, Outlook, Outside Sales, Social Media, Time Management, Accounts Receivable, QuickBooks, Business Strategy, Financial Analysis, Organizational Structure, Customer Service, Budgets, Management Accounting, Mergers, Critical Thinking, Microsoft Word, Event Planning, Accounts Payable
Education
D’Amore-McKim School of Business at Northeastern University 2015 — 2017
Candidate for Master of Business Administration degree, Finance
Coastal Carolina University 2008 — 2012
Business, Accounting & Finance
Roger Boyd, CFP Roger Boyd, CFP's UBS Experience February 2008 - Present
Job Senior Vice PresidentWealth Management & Portfolio ManagerPortfolio Management Program at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS February 2008 - Present
Morgan Stanley December 1981 - February 2008
Merrill Lynch June 1980 - November 1981
Skills
Customized Portfolio..., Tactical Asset..., Risk Averse Investing, Wealth Management, Estate Planning, Wealth Transfer Planning, Wealth Protection..., Charitable Gift Planning, Retirement Planning, Retirement Income..., Tax Planning, Business Succession..., 401(k) & Other..., Series 7, Series 63
Education
Wharton School, University of Pennsylvania 1998 — 1999
Investment Consultant, Portfolio Management
College for Financial Planning 1990 — 1992
Certified Financial Planner, Financial Planning and Services
Gannon University 1972 — 1976
Bachelor of Science (BS), Accounting and Finance
Cochranton Jr. Sr. HS 1968 — 1972
College Prep
UBS February 2008 - Present
Morgan Stanley December 1981 - February 2008
Merrill Lynch June 1980 - November 1981
Skills
Customized Portfolio..., Tactical Asset..., Risk Averse Investing, Wealth Management, Estate Planning, Wealth Transfer Planning, Wealth Protection..., Charitable Gift Planning, Retirement Planning, Retirement Income..., Tax Planning, Business Succession..., 401(k) & Other..., Series 7, Series 63
Education
Wharton School, University of Pennsylvania 1998 — 1999
Investment Consultant, Portfolio Management
College for Financial Planning 1990 — 1992
Certified Financial Planner, Financial Planning and Services
Gannon University 1972 — 1976
Bachelor of Science (BS), Accounting and Finance
Cochranton Jr. Sr. HS 1968 — 1972
College Prep
Mark Pavwoski, CFP ® Mark Pavwoski, CFP ®'s UBS Experience August 2004 - November 2007
Job Helping you Plan and Protect your Financial Life
Industry Financial Services
Experience
Pavwoski Financial November 2007 - Present
Cambridge Investment Research March 2010 - Present
UBS August 2004 - November 2007
National financial firms 1980 - 2004
Skills
Holistic Financial..., Retirement Income..., Portfolio Management, Alternative Investments, Mutual Funds, ETFs, Variable Annuities, Life Insurance, Disability Insurance, Long Term Care Insurance, Estate Planning, Wealth Management, Retirement Planning, Investment Advisory, College Education..., Asset Allocation, Fixed Annuities, Securities, Insurance, Investment Management, Investment Strategies, Investments, Retirement, Term Life Insurance, Financial Planning
Education
College for Financial Planning 1996 — 1998
CFP ®
Lawrence University 1976 — 1980
Bachelor of Arts (B.A.)
Pavwoski Financial November 2007 - Present
Cambridge Investment Research March 2010 - Present
UBS August 2004 - November 2007
National financial firms 1980 - 2004
Skills
Holistic Financial..., Retirement Income..., Portfolio Management, Alternative Investments, Mutual Funds, ETFs, Variable Annuities, Life Insurance, Disability Insurance, Long Term Care Insurance, Estate Planning, Wealth Management, Retirement Planning, Investment Advisory, College Education..., Asset Allocation, Fixed Annuities, Securities, Insurance, Investment Management, Investment Strategies, Investments, Retirement, Term Life Insurance, Financial Planning
Education
College for Financial Planning 1996 — 1998
CFP ®
Lawrence University 1976 — 1980
Bachelor of Arts (B.A.)
Bob Clark, AIF® Bob Clark, AIF®'s UBS Experience January 2002 - March 2005
Job Senior Vice President at Marsh & McLennan Agency, known locally as Bostonian Group
Industry Financial Services
Experience
Marsh & McLennan Agency March 2005 - Present
UBS January 2002 - March 2005
New York Life August 1997 - September 2001
CIGNA January 1996 - August 1997
CIGNA October 1987 - December 1995
Skills
401(k) plan consulting, Pension plan consulting, Investment consulting, Fiduciary Management, New Business Development, 403(b) plan consulting, Asset Allocation, Retirement, Investment Advisory..., Pensions, Retirement Plan..., Financial Services, Investments, Series 63, Mergers & Acquisitions, Series 7, Retirement Planning, Wealth Management, Insurance, Mutual Funds, Defined Contribution, Profit Sharing, 401k, Relationship Management, Series 6, Qualified Retirement..., Investment Advisory, ERISA, Defined Benefit, Securities, FINRA, Investment Management, Investment Strategies, Finance, Employee Benefits, Management
Education
Colby College 1977 — 1981
Bachelor of Arts, History
Suffield Academy 1973 — 1977
Marsh & McLennan Agency March 2005 - Present
UBS January 2002 - March 2005
New York Life August 1997 - September 2001
CIGNA January 1996 - August 1997
CIGNA October 1987 - December 1995
Skills
401(k) plan consulting, Pension plan consulting, Investment consulting, Fiduciary Management, New Business Development, 403(b) plan consulting, Asset Allocation, Retirement, Investment Advisory..., Pensions, Retirement Plan..., Financial Services, Investments, Series 63, Mergers & Acquisitions, Series 7, Retirement Planning, Wealth Management, Insurance, Mutual Funds, Defined Contribution, Profit Sharing, 401k, Relationship Management, Series 6, Qualified Retirement..., Investment Advisory, ERISA, Defined Benefit, Securities, FINRA, Investment Management, Investment Strategies, Finance, Employee Benefits, Management
Education
Colby College 1977 — 1981
Bachelor of Arts, History
Suffield Academy 1973 — 1977
Gianni Baldassari's UBS Experience June 2009 - August 2009
Job Graduate of DePaul University College of Law
Industry Law Practice
Experience
Choice Legal Group, P.A. June 2014 - August 2014
Bletzer and Bletzer, P.C. May 2013 - August 2013
City of Chicago - Legislative Inspector General June 2012 - August 2012
College of the Holy Cross August 2008 - May 2012
Wells Fargo Advisors June 2011 - August 2011
New Era Hockey Camp June 2010 - August 2011
Wells Fargo Advisors June 2010 - August 2010
UBS June 2009 - August 2009
Skills
Lexis, Westlaw, Legal Research, Legal Writing, PowerPoint, Microsoft Word, Microsoft Excel, Microsoft Office, Critical Thinking, Civil Litigation, Market Research, Litigation
Education
DePaul University College of Law 2013 — 2015
Juris Doctor, Business Law Certificate
Thomas M. Cooley Law School 2012 — 2013
Juris Doctor
College of the Holy Cross 2008 — 2012
Bachelor of Arts (B.A.), Economics
Choice Legal Group, P.A. June 2014 - August 2014
Bletzer and Bletzer, P.C. May 2013 - August 2013
City of Chicago - Legislative Inspector General June 2012 - August 2012
College of the Holy Cross August 2008 - May 2012
Wells Fargo Advisors June 2011 - August 2011
New Era Hockey Camp June 2010 - August 2011
Wells Fargo Advisors June 2010 - August 2010
UBS June 2009 - August 2009
Skills
Lexis, Westlaw, Legal Research, Legal Writing, PowerPoint, Microsoft Word, Microsoft Excel, Microsoft Office, Critical Thinking, Civil Litigation, Market Research, Litigation
Education
DePaul University College of Law 2013 — 2015
Juris Doctor, Business Law Certificate
Thomas M. Cooley Law School 2012 — 2013
Juris Doctor
College of the Holy Cross 2008 — 2012
Bachelor of Arts (B.A.), Economics
Alec Goldstein's UBS Experience June 2010 - August 2010
Job Product Manager at Gangbox
Industry Internet
Experience
Gangbox May 2013 - Present
Booz Allen Hamilton June 2012 - September 2012
UBS June 2010 - August 2010
Skills
Information Architecture, Enterprise Architecture, Software Development, Wireframes, User Interface, Strategic Planning, Management Consulting, Strategy, Social Media, Financial Modeling, Project Management, Team Leadership, Economics, Analytics, Stata, Valuation, Social Media Marketing, Management, IT Strategy, Java, Business Intelligence, Google Analytics
Education
Colgate University 2009 — 2013
Bachelor of Arts, Economics
Landon School 1999 — 2009
Gangbox May 2013 - Present
Booz Allen Hamilton June 2012 - September 2012
UBS June 2010 - August 2010
Skills
Information Architecture, Enterprise Architecture, Software Development, Wireframes, User Interface, Strategic Planning, Management Consulting, Strategy, Social Media, Financial Modeling, Project Management, Team Leadership, Economics, Analytics, Stata, Valuation, Social Media Marketing, Management, IT Strategy, Java, Business Intelligence, Google Analytics
Education
Colgate University 2009 — 2013
Bachelor of Arts, Economics
Landon School 1999 — 2009
Adam Pearsall Adam Pearsall's UBS Experience September 1999 - September 2004
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services Inc September 2004 - Present
Garnet Hill XC Ski Center 1994 - 2007
UBS September 1999 - September 2004
Self Employed February 1999 - September 1999
Education
College for Financial Planning 2007 — 2008
Certified Financial Planner (CFP) Designation, Financial Planning
Colby College 1994 — 1998
BA, Geology
UBS Financial Services Inc September 2004 - Present
Garnet Hill XC Ski Center 1994 - 2007
UBS September 1999 - September 2004
Self Employed February 1999 - September 1999
Education
College for Financial Planning 2007 — 2008
Certified Financial Planner (CFP) Designation, Financial Planning
Colby College 1994 — 1998
BA, Geology
Steven W. Torrico, CRPC®'s UBS Experience February 2009 - Present
Job Senior Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS February 2009 - Present
Smith Barney March 1987 - February 2009
Education
College for Financial Planning
CRPC®, Chartered Retirement Planning Counselor
New York University
Certificate, Estate and Gift Taxation and Planning
University of Maryland College Park
B.S., Robert H. Smith School of Business
UBS February 2009 - Present
Smith Barney March 1987 - February 2009
Education
College for Financial Planning
CRPC®, Chartered Retirement Planning Counselor
New York University
Certificate, Estate and Gift Taxation and Planning
University of Maryland College Park
B.S., Robert H. Smith School of Business
Patty Kuykendall, CFP Patty Kuykendall, CFP's UBS Experience November 2007 - Present
Job Senior Vice President at UBS Financial Services
Industry Financial Services
Experience
UBS November 2007 - Present
Morgan Stanley June 1990 - August 2007
Education
College for Financial Planning 1994 — 1996
CFP, Financial Planning
UBS November 2007 - Present
Morgan Stanley June 1990 - August 2007
Education
College for Financial Planning 1994 — 1996
CFP, Financial Planning
Alex Mundin Alex Mundin's UBS Experience 1998 - 2002
Job Sales and Marketing Leader Smart Water Management Services
Industry Renewables & Environment
Experience
Banyan Water November 2014 - Present
NWP 2012 - 2015
Ecova 2011 - 2012
ista North America 2009 - 2011
Interline Brands 2005 - 2009
Davenport & Company LLC 2002 - 2005
UBS 1998 - 2002
Skills
Consultative Selling, New Business Development, Account Management, Selling, Building Relationships, Needs Analysis, Presentations, Salesforce.com, Direct Sales, Management, Sales, Sales Management, Training, B2B, Business Strategy, Business Development, Leadership, Solution Selling, Lead Generation, Sales Process, Relationship Building
Education
College of Charleston 1990 — 1994
BS, Business Administration
St. Christopher's School 1977 — 1990
Banyan Water November 2014 - Present
NWP 2012 - 2015
Ecova 2011 - 2012
ista North America 2009 - 2011
Interline Brands 2005 - 2009
Davenport & Company LLC 2002 - 2005
UBS 1998 - 2002
Skills
Consultative Selling, New Business Development, Account Management, Selling, Building Relationships, Needs Analysis, Presentations, Salesforce.com, Direct Sales, Management, Sales, Sales Management, Training, B2B, Business Strategy, Business Development, Leadership, Solution Selling, Lead Generation, Sales Process, Relationship Building
Education
College of Charleston 1990 — 1994
BS, Business Administration
St. Christopher's School 1977 — 1990
Walter A. Ricker III's UBS Experience September 2006 - Present
Job Branch Manager at UBS Financial Services, Inc
Industry Investment Management
Experience
UBS September 2006 - Present
Education
Colgate University 1982 — 1986
BA, Political Science
Florida State University - College of Business 1987 — 1989
MBA, Finance
UBS September 2006 - Present
Education
Colgate University 1982 — 1986
BA, Political Science
Florida State University - College of Business 1987 — 1989
MBA, Finance
Luciano Di Claro's UBS Experience December 2011 - Present
Job First Vice President of Wealth Management at UBS
Industry Financial Services
Experience
UBS December 2011 - Present
Wells Fargo Advisors February 2008 - February 2011
HSBC February 2007 - February 2008
Merrill Lynch February 2005 - February 2006
Lloyds Banking Group February 2003 - February 2005
Wells Fargo Advisors February 1999 - February 2003
Education
Harvard University 2015 — 2018
MLA in General Management, General Management
College for Financial Planning 2007 — 2011
Master's Degree, Financial Planning and Services
Harvard Kennedy School of Government 2002 — 2002
Post Graduate, Behavioral Finance, Passed
Florida International University 1998 — 2001
Bachelor of Business Administration (B.B.A.), International Business
UBS December 2011 - Present
Wells Fargo Advisors February 2008 - February 2011
HSBC February 2007 - February 2008
Merrill Lynch February 2005 - February 2006
Lloyds Banking Group February 2003 - February 2005
Wells Fargo Advisors February 1999 - February 2003
Education
Harvard University 2015 — 2018
MLA in General Management, General Management
College for Financial Planning 2007 — 2011
Master's Degree, Financial Planning and Services
Harvard Kennedy School of Government 2002 — 2002
Post Graduate, Behavioral Finance, Passed
Florida International University 1998 — 2001
Bachelor of Business Administration (B.B.A.), International Business
Robert A. Anders, CFP®, AWMA®'s UBS Experience May 2015 - Present
Job Financial Advisor
Industry Financial Services
Experience
UBS May 2015 - Present
UBS May 2013 - May 2015
AXA June 2012 - May 2013
TD March 2010 - June 2012
Skills
Wealth Management, Holistic Financial..., Wealth Transfer, Estate Planning, Succession Planning, Life Insurance, Long Term Care Insurance
Education
College for Financial Planning
AWMA®, Accredited Wealth Management Advisor SM
New York University
Certificate in Financial Planning, Financial Planning
Long Island University, C.W. Post Campus
Master of Business Administration (MBA), Finance
Long Island University, C.W. Post Campus
Bachelor of Science (B.S.), Finance, Summa Cum Laude
United States Merchant Marine Academy
Logistics
Chaminade High School
UBS May 2015 - Present
UBS May 2013 - May 2015
AXA June 2012 - May 2013
TD March 2010 - June 2012
Skills
Wealth Management, Holistic Financial..., Wealth Transfer, Estate Planning, Succession Planning, Life Insurance, Long Term Care Insurance
Education
College for Financial Planning
AWMA®, Accredited Wealth Management Advisor SM
New York University
Certificate in Financial Planning, Financial Planning
Long Island University, C.W. Post Campus
Master of Business Administration (MBA), Finance
Long Island University, C.W. Post Campus
Bachelor of Science (B.S.), Finance, Summa Cum Laude
United States Merchant Marine Academy
Logistics
Chaminade High School
Tobias Lescht Tobias Lescht's UBS Experience July 2015 - Present
Job Independent Business Owner at Sweet Ride Ice Cream
Industry
Experience
Sweet Ride Ice Cream June 2015 - Present
UBS July 2015 - Present
Hamilton Fire Department August 2013 - Present
Mustard Systems Ltd. May 2015 - July 2015
Diageo April 2015 - May 2015
Morgan Stanley June 2014 - January 2015
Colgate Information Technology Services September 2012 - June 2014
Santa Fe Bandstand June 2013 - August 2013
Tobias Lescht Web Design June 2010 - January 2013
Hutton Broadcasting February 2012 - August 2012
Skills
Firefighting, Microsoft Publisher, Photoshop, Microsoft Word, PowerPoint, Microsoft Excel, Social Networking, Carpentry, Ceramic Sculpture, Soccer, Social Media, Adobe Acrobat, Web Design, Critical Thinking
Education
Colgate University 2012 — 2016
Sweet Ride Ice Cream June 2015 - Present
UBS July 2015 - Present
Hamilton Fire Department August 2013 - Present
Mustard Systems Ltd. May 2015 - July 2015
Diageo April 2015 - May 2015
Morgan Stanley June 2014 - January 2015
Colgate Information Technology Services September 2012 - June 2014
Santa Fe Bandstand June 2013 - August 2013
Tobias Lescht Web Design June 2010 - January 2013
Hutton Broadcasting February 2012 - August 2012
Skills
Firefighting, Microsoft Publisher, Photoshop, Microsoft Word, PowerPoint, Microsoft Excel, Social Networking, Carpentry, Ceramic Sculpture, Soccer, Social Media, Adobe Acrobat, Web Design, Critical Thinking
Education
Colgate University 2012 — 2016
George Kenny's UBS Experience April 2011 - May 2015
Job Independent Financial Services Professional
Industry Financial Services
Experience
Independent Financial Services Professional June 2015 - Present
UBS April 2011 - May 2015
Bank of America August 2007 - September 2009
Merrill Lynch August 1992 - August 2007
Education
New York University - Leonard N. Stern School of Business 1992 — 1994
Master of Business Administration (MBA)
College of the Holy Cross 1981 — 1985
Bachelor of Arts (BA), Economics
Independent Financial Services Professional June 2015 - Present
UBS April 2011 - May 2015
Bank of America August 2007 - September 2009
Merrill Lynch August 1992 - August 2007
Education
New York University - Leonard N. Stern School of Business 1992 — 1994
Master of Business Administration (MBA)
College of the Holy Cross 1981 — 1985
Bachelor of Arts (BA), Economics
Brandon Barry's UBS Experience June 2012 - August 2012
Job
Industry Financial Services
Experience
Stonehenge Management June 2015 - Present
Raymond James Financial Inc. June 2014 - August 2014
UBS June 2012 - August 2012
Skills
Bloomberg Terminal, Microsoft Excel, Microsoft Office, Microsoft Word, Customer Service, PowerPoint, English, Research, Photoshop, HTML, Economics, Finance, Sales, Statistics
Education
Colgate University 2012 — 2016
Bachelor of Arts, History & Economics
Manhasset High School 2009 — 2012
Stonehenge Management June 2015 - Present
Raymond James Financial Inc. June 2014 - August 2014
UBS June 2012 - August 2012
Skills
Bloomberg Terminal, Microsoft Excel, Microsoft Office, Microsoft Word, Customer Service, PowerPoint, English, Research, Photoshop, HTML, Economics, Finance, Sales, Statistics
Education
Colgate University 2012 — 2016
Bachelor of Arts, History & Economics
Manhasset High School 2009 — 2012
Brian Giammona Brian Giammona's UBS Experience September 2014 - Present
Job Client Associate at UBS Financial Services
Industry Investment Management
Experience
UBS September 2014 - Present
Hall Capital Partners LLC December 2010 - February 2014
Hall Capital Partners LLC July 2007 - December 2010
Third Coast Capital Management June 2006 - August 2006
Brencourt Advisors June 2005 - August 2005
Skills
Portfolio Management, Bloomberg, Hedge Funds, Valuation, Alternative Investments, Equities, Fixed Income, Investment Strategies
Education
Colgate University 2003 — 2007
Bachelor of Arts (B.A.), Economics
Richmond, The American International University in London 2005 — 2005
Northern Valley Regional High School at Demarest 1999 — 2003
UBS September 2014 - Present
Hall Capital Partners LLC December 2010 - February 2014
Hall Capital Partners LLC July 2007 - December 2010
Third Coast Capital Management June 2006 - August 2006
Brencourt Advisors June 2005 - August 2005
Skills
Portfolio Management, Bloomberg, Hedge Funds, Valuation, Alternative Investments, Equities, Fixed Income, Investment Strategies
Education
Colgate University 2003 — 2007
Bachelor of Arts (B.A.), Economics
Richmond, The American International University in London 2005 — 2005
Northern Valley Regional High School at Demarest 1999 — 2003
Candice Conseur Candice Conseur's UBS Experience October 2007 - February 2010
Job Principal at KKR
Industry Human Resources
Experience
KKR January 2015 - Present
KKR July 2013 - Present
UBS AG March 2010 - June 2013
UBS October 2007 - February 2010
UBS Investment Bank November 2003 - September 2007
Colgate University June 2002 - February 2003
Skills
Talent Management, Career Development, Training, Program Management, Recruiting, Staff Development, Human Resources, Applicant Tracking..., Leadership Development, Talent Acquisition, Onboarding, Performance Management, Employee Engagement, Organizational..., Employee Relations, Management Consulting, Succession Planning, College Recruiting, Leadership, Career Counseling, Project Management, Resume Writing, Vendor Management, Interviews, Screening, Technical Recruiting, Workforce Planning, HRIS, Personnel Management, Deferred Compensation, Executive Search, Organizational Design, Organizational..., Sourcing
Education
Colgate University 1998 — 2002
Bachelor's Degree, Spanish Language and Literature
New York University 2012 — 2012
Certificate in Career Planning and Development
Northport HS 1994 — 1998
Own the Room
KKR January 2015 - Present
KKR July 2013 - Present
UBS AG March 2010 - June 2013
UBS October 2007 - February 2010
UBS Investment Bank November 2003 - September 2007
Colgate University June 2002 - February 2003
Skills
Talent Management, Career Development, Training, Program Management, Recruiting, Staff Development, Human Resources, Applicant Tracking..., Leadership Development, Talent Acquisition, Onboarding, Performance Management, Employee Engagement, Organizational..., Employee Relations, Management Consulting, Succession Planning, College Recruiting, Leadership, Career Counseling, Project Management, Resume Writing, Vendor Management, Interviews, Screening, Technical Recruiting, Workforce Planning, HRIS, Personnel Management, Deferred Compensation, Executive Search, Organizational Design, Organizational..., Sourcing
Education
Colgate University 1998 — 2002
Bachelor's Degree, Spanish Language and Literature
New York University 2012 — 2012
Certificate in Career Planning and Development
Northport HS 1994 — 1998
Own the Room
Ken Goldhoff, CFP's UBS Experience April 1985 - Present
Job Wealth Advisor, Sr. Portfolio Mgr, Sr. VP at UBS Financial Services
Industry Financial Services
Experience
UBS April 1985 - Present
UBS April 1985 - Present
UBS April 1985 - October 2014
Education
College for Financial Planning 2009 — 2011
Master of Science, Personal Financial Planning
College for Financial Planning 1989 — 1991
Certified Financial Planner, MS Financial Planning
University of Arizona 1979 — 1983
Bachelor, Finance
UBS April 1985 - Present
UBS April 1985 - Present
UBS April 1985 - October 2014
Education
College for Financial Planning 2009 — 2011
Master of Science, Personal Financial Planning
College for Financial Planning 1989 — 1991
Certified Financial Planner, MS Financial Planning
University of Arizona 1979 — 1983
Bachelor, Finance
Calista Vassios Calista Vassios's UBS Experience September 2008 - August 2009
Job Digital Marketing Coordinator at Leap Online Marketing
Industry Financial Services
Experience
Leap Online Marketing June 2015 - Present
Integrated Wealth Management August 2009 - June 2015
UBS September 2008 - August 2009
Bermuda Dunes Learning Center January 2005 - June 2008
Skills
Event Planning, Marketing, Teaching, Leadership Development, PowerPoint, Marketing Strategy, Microsoft Excel, Microsoft Office
Education
Leadership Coachella Valley 2011 — 2012
College of the Desert 2006 — 2009
Business, Liberal Arts, Accounting
College of the Desert 2004 — 2006
AA, Early Childhood Education
Leap Online Marketing June 2015 - Present
Integrated Wealth Management August 2009 - June 2015
UBS September 2008 - August 2009
Bermuda Dunes Learning Center January 2005 - June 2008
Skills
Event Planning, Marketing, Teaching, Leadership Development, PowerPoint, Marketing Strategy, Microsoft Excel, Microsoft Office
Education
Leadership Coachella Valley 2011 — 2012
College of the Desert 2006 — 2009
Business, Liberal Arts, Accounting
College of the Desert 2004 — 2006
AA, Early Childhood Education
Lenur Yusupov Lenur Yusupov's UBS Experience August 2013 - August 2014
Job Business Analyst, Corporate Oversight & Control at JPMorgan Chase & Co.
Industry Financial Services
Experience
JPMorgan Chase & Co. May 2015 - Present
HSBC Global Banking and Markets March 2015 - May 2015
HSBC Global Banking and Markets December 2014 - March 2015
UBS August 2013 - August 2014
Russian-American Trading Company May 2012 - August 2013
UBS Wealth Management April 2011 - August 2011
Skills
Financial Analysis, Data Mining, Finance, Microsoft Excel, Investments, PowerPoint, Microsoft Word, Portfolio Management, Microsoft Office, Negotiation, Risk Management, Financial Modeling, Teamwork, Customer Service, Research, Leadership, Time Management, SAP BW, SQL, Data Analysis, Corporate Finance, Basel II, Operational Risk, Incident Analysis, Risk Mitigation, Reconciliation
Education
St Mary's University, Twickenham 2013 — 2014
Post-Graduate Degree, International Business
Cleveland State University 2008 — 2012
Bachelor of Science, Business Administration with major in Finance
Westlake High School 2005 — 2008
High School Diploma
JPMorgan Chase & Co. May 2015 - Present
HSBC Global Banking and Markets March 2015 - May 2015
HSBC Global Banking and Markets December 2014 - March 2015
UBS August 2013 - August 2014
Russian-American Trading Company May 2012 - August 2013
UBS Wealth Management April 2011 - August 2011
Skills
Financial Analysis, Data Mining, Finance, Microsoft Excel, Investments, PowerPoint, Microsoft Word, Portfolio Management, Microsoft Office, Negotiation, Risk Management, Financial Modeling, Teamwork, Customer Service, Research, Leadership, Time Management, SAP BW, SQL, Data Analysis, Corporate Finance, Basel II, Operational Risk, Incident Analysis, Risk Mitigation, Reconciliation
Education
St Mary's University, Twickenham 2013 — 2014
Post-Graduate Degree, International Business
Cleveland State University 2008 — 2012
Bachelor of Science, Business Administration with major in Finance
Westlake High School 2005 — 2008
High School Diploma
Graham Cox, AAMS®'s UBS Experience June 2009 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS June 2009 - Present
Northwestern Mutual January 2008 - June 2009
Skills
Investments, Wealth Management, Financial Analysis, Loans, Equities, Investment Advisory, Banking, Mutual Funds, Insurance, Retirement Planning, Credit, Credit Analysis, Asset Allocation, Securities, Financial Advisory
Education
University of South Florida 2005 — 2009
B.S., Finance
College for Financial Planning
Accredited Asset Management Specialist, AAMS
UBS June 2009 - Present
Northwestern Mutual January 2008 - June 2009
Skills
Investments, Wealth Management, Financial Analysis, Loans, Equities, Investment Advisory, Banking, Mutual Funds, Insurance, Retirement Planning, Credit, Credit Analysis, Asset Allocation, Securities, Financial Advisory
Education
University of South Florida 2005 — 2009
B.S., Finance
College for Financial Planning
Accredited Asset Management Specialist, AAMS
Ricky Juarez Ricky Juarez's UBS Experience November 2014 - April 2015
Job Business Analyst at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank , USA August 2015 - Present
Enterprise Financial Management Consulting December 2010 - June 2015
UBS November 2014 - April 2015
Deutsche Bank, August 2014 - October 2014
Credit Suisse January 2013 - June 2014
Santander UK Corporate & Commercial February 2011 - August 2012
Barclays Capital February 2011 - August 2011
ING Central Europe January 2009 - September 2010
Citigroup January 2005 - February 2008
Oracle January 1997 - January 2005
Skills
Basel II, Credit Risk, Market Risk, Interest Rate..., Fixed Income, Financial Services, Basel III, RWA, Oracle Applications, Equity Derivatives, Bonds, Securities Lending, Dodd-Frank, Portfolio Recon, OTC Derivatives, FX Options, Futures, Options, EMIR, Banking, Business Analysis, Financial Risk
Education
Florida State University - College of Business 1993 — 1996
Bachelor of Science, Finance / Economics
Colby College 1992 — 1994
BA, Economics
Deutsche Bank , USA August 2015 - Present
Enterprise Financial Management Consulting December 2010 - June 2015
UBS November 2014 - April 2015
Deutsche Bank, August 2014 - October 2014
Credit Suisse January 2013 - June 2014
Santander UK Corporate & Commercial February 2011 - August 2012
Barclays Capital February 2011 - August 2011
ING Central Europe January 2009 - September 2010
Citigroup January 2005 - February 2008
Oracle January 1997 - January 2005
Skills
Basel II, Credit Risk, Market Risk, Interest Rate..., Fixed Income, Financial Services, Basel III, RWA, Oracle Applications, Equity Derivatives, Bonds, Securities Lending, Dodd-Frank, Portfolio Recon, OTC Derivatives, FX Options, Futures, Options, EMIR, Banking, Business Analysis, Financial Risk
Education
Florida State University - College of Business 1993 — 1996
Bachelor of Science, Finance / Economics
Colby College 1992 — 1994
BA, Economics
Jashanpreet Grewal Jashanpreet Grewal's UBS Experience May 2005 - August 2005
Job Associate VP at J.P. Morgan
Industry Higher Education
Experience
J.P. Morgan March 2013 - Present
University of Pennsylvania November 2009 - October 2012
Hult International Business School December 2007 - June 2009
UBS May 2005 - August 2005
Equity Consultants April 2004 - April 2005
Skills
Team Leadership, Time Management, Financial Analysis, Diversity, Project Implementation, Fundraising, Strategic Planning, Annual Reports, Organizer, Global Marketing, Global Strategy, Multilingual, Published Author, International Sales, Inside Sales, Direct Sales, Private Wealth..., Data Entry, Team Building, Teamwork, Management, Leadership, Market Research
Education
Harvard University 2006 — 2008
Post Baccalaureate, Health Sciences
Cleveland State University 2002 — 2006
Bachelor of Business Administration (B.B.A.), Finance, International Business, Marketing
Tsinghua University 2005 — 2005
Finance, Economics
Hong Kong Baptist University 2004 — 2005
-, Finance, Economics
J.P. Morgan March 2013 - Present
University of Pennsylvania November 2009 - October 2012
Hult International Business School December 2007 - June 2009
UBS May 2005 - August 2005
Equity Consultants April 2004 - April 2005
Skills
Team Leadership, Time Management, Financial Analysis, Diversity, Project Implementation, Fundraising, Strategic Planning, Annual Reports, Organizer, Global Marketing, Global Strategy, Multilingual, Published Author, International Sales, Inside Sales, Direct Sales, Private Wealth..., Data Entry, Team Building, Teamwork, Management, Leadership, Market Research
Education
Harvard University 2006 — 2008
Post Baccalaureate, Health Sciences
Cleveland State University 2002 — 2006
Bachelor of Business Administration (B.B.A.), Finance, International Business, Marketing
Tsinghua University 2005 — 2005
Finance, Economics
Hong Kong Baptist University 2004 — 2005
-, Finance, Economics
Bobby Sullivan's UBS Experience June 2009 - August 2009
Job Associate at Santander
Industry Investment Banking
Experience
Santander Investment Securities Inc June 2013 - Present
Santander Investment Securities Inc May 2011 - June 2013
Duff & Phelps June 2010 - August 2010
UBS June 2009 - August 2009
Starwood Hotels & Resorts Worldwide, Inc. June 2008 - August 2008
Skills
Finance, Debt Origination, Syndications, Credit Analysis, Credit Documentation, Loan Origination, Debt Restructuring, Series 63, Series 79, Emerging Markets, Financial Modeling, Investment Banking
Education
Colby College 2007 — 2011
Economics, Administrative Science
Santander Investment Securities Inc June 2013 - Present
Santander Investment Securities Inc May 2011 - June 2013
Duff & Phelps June 2010 - August 2010
UBS June 2009 - August 2009
Starwood Hotels & Resorts Worldwide, Inc. June 2008 - August 2008
Skills
Finance, Debt Origination, Syndications, Credit Analysis, Credit Documentation, Loan Origination, Debt Restructuring, Series 63, Series 79, Emerging Markets, Financial Modeling, Investment Banking
Education
Colby College 2007 — 2011
Economics, Administrative Science
Jessica W. Long's UBS Experience May 2010 - August 2010
Job Investment Consultant at UBS Global Asset Management
Industry Financial Services
Experience
UBS Global Asset Management April 2012 - Present
FactSet Research Systems August 2011 - April 2012
UBS May 2010 - August 2010
KNG SECURITIES LLP October 2009 - December 2009
Pitney Bowes May 2009 - August 2009
Skills
Series 7, Series 66, Sales, Asset Allocation, Capital Markets, Asset Management, Hedge Funds, Global Asset Management, Alternative Investments
Education
Colgate University 2007 — 2011
Bachelor of Arts Degree, Economics
Staples High School 2003 — 2007
UBS Global Asset Management April 2012 - Present
FactSet Research Systems August 2011 - April 2012
UBS May 2010 - August 2010
KNG SECURITIES LLP October 2009 - December 2009
Pitney Bowes May 2009 - August 2009
Skills
Series 7, Series 66, Sales, Asset Allocation, Capital Markets, Asset Management, Hedge Funds, Global Asset Management, Alternative Investments
Education
Colgate University 2007 — 2011
Bachelor of Arts Degree, Economics
Staples High School 2003 — 2007
Paul Raspitzi, CFP®, PMP's UBS Experience May 2005 - June 2006
Job Manager at EY
Industry Financial Services
Experience
Ernst & Young June 2006 - Present
University of South Florida September 2012 - May 2013
UBS May 2005 - June 2006
Skills
Financial Planning, Economics, Asset Allocation, Insurance Planning, Estate Tax Planning, Estate Planning, Retirement Planning, Debt Management, Cash Flow Management, Project Management, Strategic Financial..., Financial Planners, Investments, Financial Analysis, Finance, Financial Modeling, Internal Audit, Asset Management, Tax, Retirement, Cash Flow, Microsoft Excel
Education
University of South Florida 2012 — 2014
Master's degree, Finance, General
College for Financial Planning 2007 — 2008
CFP® Certification Professional Education Program, N/A
Fairleigh Dickinson University-Florham Campus 2002 — 2006
BS, Economics
Ernst & Young June 2006 - Present
University of South Florida September 2012 - May 2013
UBS May 2005 - June 2006
Skills
Financial Planning, Economics, Asset Allocation, Insurance Planning, Estate Tax Planning, Estate Planning, Retirement Planning, Debt Management, Cash Flow Management, Project Management, Strategic Financial..., Financial Planners, Investments, Financial Analysis, Finance, Financial Modeling, Internal Audit, Asset Management, Tax, Retirement, Cash Flow, Microsoft Excel
Education
University of South Florida 2012 — 2014
Master's degree, Finance, General
College for Financial Planning 2007 — 2008
CFP® Certification Professional Education Program, N/A
Fairleigh Dickinson University-Florham Campus 2002 — 2006
BS, Economics
Cheri Solomon Cheri Solomon's UBS Experience September 2007 - December 2008
Job Executive Admin, Office Manager, Small Business Owner
Industry Financial Services
Experience
Lures By Design January 2008 - Present
UBS September 2007 - December 2008
ProMatch May 2008 - November 2008
Smith Barney December 2003 - September 2007
Ameriprise Financial Services, Inc. 1994 - 1995
Education
College for Financial Planning 1995 — 1996
on hold, CFP designation
Lures By Design January 2008 - Present
UBS September 2007 - December 2008
ProMatch May 2008 - November 2008
Smith Barney December 2003 - September 2007
Ameriprise Financial Services, Inc. 1994 - 1995
Education
College for Financial Planning 1995 — 1996
on hold, CFP designation
Evan Wolk Evan Wolk's UBS Experience August 2002 - April 2004
Job Managing Director, Wolk Financial Management, Inc.
Industry Financial Services
Experience
Wolk Financial Management July 2006 - Present
Haar Capital Management July 2006 - August 2015
Smith Barney April 2004 - July 2006
UBS August 2002 - April 2004
JP Morgan Chase July 1994 - March 2002
Yasuda Bank and Trust September 1989 - June 1994
United States Department of State July 1985 - February 1989
Education
College for Financial Planning 2014 — 2015
CRPC, Chartered Retirement Planning Counselor, Retirement Planning
The George Washington University 1985 — 1989
Bachelor's Degree, International Economics
Wolk Financial Management July 2006 - Present
Haar Capital Management July 2006 - August 2015
Smith Barney April 2004 - July 2006
UBS August 2002 - April 2004
JP Morgan Chase July 1994 - March 2002
Yasuda Bank and Trust September 1989 - June 1994
United States Department of State July 1985 - February 1989
Education
College for Financial Planning 2014 — 2015
CRPC, Chartered Retirement Planning Counselor, Retirement Planning
The George Washington University 1985 — 1989
Bachelor's Degree, International Economics
Kristina Schad Kristina Schad's UBS Experience January 2015 - Present
Job Attorney and Compliance Officer
Industry Banking
Experience
UBS January 2015 - Present
Barclays Capital February 2013 - January 2015
Credit Suisse October 2010 - November 2012
Partners Group June 2007 - September 2010
Skills
Private Equity, Hedge Funds, Alternative Investments, Asset Management, Due Diligence, Investments, Capital Markets, Management, Financial Structuring, Corporate Finance, Mergers & Acquisitions, Banking, Investment Banking, Derivatives
Education
The London School of Economics and Political Science (LSE) 2006 — 2007
MSc, Law and Accounting
Whittier Law School 2002 — 2005
Juris Doctor, Law
College of Saint Elizabeth 1998 — 2002
BA, Economics and Finance
UBS January 2015 - Present
Barclays Capital February 2013 - January 2015
Credit Suisse October 2010 - November 2012
Partners Group June 2007 - September 2010
Skills
Private Equity, Hedge Funds, Alternative Investments, Asset Management, Due Diligence, Investments, Capital Markets, Management, Financial Structuring, Corporate Finance, Mergers & Acquisitions, Banking, Investment Banking, Derivatives
Education
The London School of Economics and Political Science (LSE) 2006 — 2007
MSc, Law and Accounting
Whittier Law School 2002 — 2005
Juris Doctor, Law
College of Saint Elizabeth 1998 — 2002
BA, Economics and Finance
Dustin Elliott, AAMS®'s UBS Experience January 2014 - Present
Job Vice President Wealth Management / UBS
Industry Financial Services
Experience
UBS January 2014 - Present
UBS Wealth Management Americas June 2009 - December 2013
Wells Fargo Advisors, LLC June 2005 - June 2009
HillCo Partners January 2005 - May 2005
Texas Department of Agriculture January 2004 - December 2004
Education
The University of Texas at Austin 2001 — 2005
BBA, Finance
College for Financial Planning
Asset Management
UBS January 2014 - Present
UBS Wealth Management Americas June 2009 - December 2013
Wells Fargo Advisors, LLC June 2005 - June 2009
HillCo Partners January 2005 - May 2005
Texas Department of Agriculture January 2004 - December 2004
Education
The University of Texas at Austin 2001 — 2005
BBA, Finance
College for Financial Planning
Asset Management
Adam Serfas Adam Serfas's UBS Experience June 2008 - August 2008
Job National Sales and Operations Manager at R. S. Quality Products
Industry Wholesale
Experience
R. S. Quality Products February 2014 - Present
Hagemeyer North America November 2012 - November 2013
Hagemeyer North America December 2011 - November 2012
Hagemeyer North America March 2011 - December 2011
Starbucks June 2009 - July 2010
One in Four- College of Charleston August 2008 - May 2010
UBS June 2008 - August 2008
ExxonMobil June 2004 - July 2004
Skills
Packaging, Marketing Strategy, Analysis, Software Documentation, Process Improvement, Account Management, Customer Service, Purchasing, Inventory Management, Pricing, Sales, Sales Management, Leadership, Contract Negotiation, Sales Operations
Education
College of Charleston 2006 — 2010
BS, International Business, Spanish
R. S. Quality Products February 2014 - Present
Hagemeyer North America November 2012 - November 2013
Hagemeyer North America December 2011 - November 2012
Hagemeyer North America March 2011 - December 2011
Starbucks June 2009 - July 2010
One in Four- College of Charleston August 2008 - May 2010
UBS June 2008 - August 2008
ExxonMobil June 2004 - July 2004
Skills
Packaging, Marketing Strategy, Analysis, Software Documentation, Process Improvement, Account Management, Customer Service, Purchasing, Inventory Management, Pricing, Sales, Sales Management, Leadership, Contract Negotiation, Sales Operations
Education
College of Charleston 2006 — 2010
BS, International Business, Spanish
Keith Fairbrother Keith Fairbrother's UBS Experience May 2015 - Present
Job UBS IB Power & Renewables Group
Industry Financial Services
Experience
UBS May 2015 - Present
SNL Financial July 2013 - May 2015
Credit Suisse June 2012 - August 2012
The Riverside Company 2011 - 2011
Skills
Social Media, Research, PowerPoint, Microsoft Excel, Microsoft Word, Microsoft Office
Education
Colby College 2009 — 2013
Madison High
UBS May 2015 - Present
SNL Financial July 2013 - May 2015
Credit Suisse June 2012 - August 2012
The Riverside Company 2011 - 2011
Skills
Social Media, Research, PowerPoint, Microsoft Excel, Microsoft Word, Microsoft Office
Education
Colby College 2009 — 2013
Madison High
Marina Popovetsky Marina Popovetsky's UBS Experience November 2010 - September 2014
Job Managing Consultant at IBM
Industry Information Technology and Services
Experience
IBM September 2013 - Present
UBS November 2010 - September 2014
AmCOMP November 1997 - January 2006
CSC April 1995 - October 1997
Skills
Application Portfolio..., Application Portfolio..., Modernization Strategy..., Digital Portfolio..., Platform..., API Integration and..., Rapid Integration:..., Business Applications..., Application Portfolio..., Business Process..., Complex Project..., Business / Technology..., Strategic Financial..., Portfolio Management, Strategic Technology..., Core Services Alignment, Project Management..., New Markets & Business..., Service Delivery &..., Technology Outsourcing, Corporate Leadership in..., Project Management, Product Management, Consulting, Leadership, Public Speaking, Account Management..., Service Delivery, Account Management
Education
University of Michigan - Stephen M. Ross School of Business 1990 — 1995
MBA, Finance, Business Management, Technology
American Management Institute
Project Management: Planning, Scheduling and Control
College for Financial Planning
CRPC, Financial Planning & Development
IBM September 2013 - Present
UBS November 2010 - September 2014
AmCOMP November 1997 - January 2006
CSC April 1995 - October 1997
Skills
Application Portfolio..., Application Portfolio..., Modernization Strategy..., Digital Portfolio..., Platform..., API Integration and..., Rapid Integration:..., Business Applications..., Application Portfolio..., Business Process..., Complex Project..., Business / Technology..., Strategic Financial..., Portfolio Management, Strategic Technology..., Core Services Alignment, Project Management..., New Markets & Business..., Service Delivery &..., Technology Outsourcing, Corporate Leadership in..., Project Management, Product Management, Consulting, Leadership, Public Speaking, Account Management..., Service Delivery, Account Management
Education
University of Michigan - Stephen M. Ross School of Business 1990 — 1995
MBA, Finance, Business Management, Technology
American Management Institute
Project Management: Planning, Scheduling and Control
College for Financial Planning
CRPC, Financial Planning & Development
Andrew Morici Andrew Morici's UBS Experience June 2011 - August 2011
Job Associate at SkyBridge Capital
Industry Investment Management
Experience
SkyBridge Capital November 2012 - Present
SkyBridge Capital June 2012 - November 2012
Big Brothers Big Sisters October 2008 - May 2012
UBS June 2011 - August 2011
Morici & Morici LLP June 2010 - August 2010
Skills
Marketing, Salesforce.com, Marketing Strategy, Microsoft Excel, Microsoft Word, Facebook, PowerPoint, Fundraising, Twitter, Microsoft Office, Microsoft Access, English, Apple, Hedge Funds, Fund Of Funds, Investor Relations
Education
College of the Holy Cross 2008 — 2012
Bachelor of Arts (B.A.), History
CHAMINADE HIGH SCHOOL
SkyBridge Capital November 2012 - Present
SkyBridge Capital June 2012 - November 2012
Big Brothers Big Sisters October 2008 - May 2012
UBS June 2011 - August 2011
Morici & Morici LLP June 2010 - August 2010
Skills
Marketing, Salesforce.com, Marketing Strategy, Microsoft Excel, Microsoft Word, Facebook, PowerPoint, Fundraising, Twitter, Microsoft Office, Microsoft Access, English, Apple, Hedge Funds, Fund Of Funds, Investor Relations
Education
College of the Holy Cross 2008 — 2012
Bachelor of Arts (B.A.), History
CHAMINADE HIGH SCHOOL
Ted Theisen's UBS Experience April 2008 - October 2012
Job
Industry Financial Services
Experience
UBS April 2008 - October 2012
UBS Investment Bank August 2007 - February 2008
UnitedHealth Group August 2006 - December 2006
Merrill Lynch April 1999 - February 2002
Education
New York University - Leonard N. Stern School of Business 1980 — 1981
MBA
Colgate University 1966 — 1970
BA
UBS April 2008 - October 2012
UBS Investment Bank August 2007 - February 2008
UnitedHealth Group August 2006 - December 2006
Merrill Lynch April 1999 - February 2002
Education
New York University - Leonard N. Stern School of Business 1980 — 1981
MBA
Colgate University 1966 — 1970
BA
Brittany Mondane's UBS Experience March 2007 - August 2007
Job Relationship Manager at Northern Trust
Industry Financial Services
Experience
Northern Trust Corporation September 2014 - Present
Northern Trust October 2011 - August 2014
Northern Trust August 2010 - October 2011
Northern Trust December 2008 - August 2010
Astor Financial May 2008 - August 2008
Wright Business Institute June 2007 - March 2008
Univ. of ILL- Chic 2006 - 2008
UBS March 2007 - August 2007
Skills
Financial Analysis, Credit Analysis, Banking, Financial Reporting, Financial Statement..., Asset Allocation, Commercial Lending, Fund Accounting
Education
University of Illinois at Chicago 2006 — 2008
Bachelor of Science, Finance
College of DuPage 2004 — 2006
Northern Trust Corporation September 2014 - Present
Northern Trust October 2011 - August 2014
Northern Trust August 2010 - October 2011
Northern Trust December 2008 - August 2010
Astor Financial May 2008 - August 2008
Wright Business Institute June 2007 - March 2008
Univ. of ILL- Chic 2006 - 2008
UBS March 2007 - August 2007
Skills
Financial Analysis, Credit Analysis, Banking, Financial Reporting, Financial Statement..., Asset Allocation, Commercial Lending, Fund Accounting
Education
University of Illinois at Chicago 2006 — 2008
Bachelor of Science, Finance
College of DuPage 2004 — 2006
Edward Hatch's UBS Experience 1991 - 1998
Job Financial Services Professional
Industry Financial Services
Experience
mediavision capital March 2002 - May 2005
societe generale October 1998 - September 2001
SG Cowen 1998 - 2001
ubs 1991 - 1998
nomura securities June 1989 - July 1991
merrill lynch October 1987 - June 1989
lehman brothers June 1985 - October 1987
new york life ins. investments 1983 - 1985
general reinsurance investments 1982 - 1983
dean witter 1980 - 1982
Skills
Equities, Investments, Investment Banking, Corporate Finance, Private Equity, Valuation, Mergers, Financial Analysis, Equity Valuation, Financial Modeling, Venture Capital, Strategic Planning, Accounting, Business Valuation, IPO, Investor Relations, Hedge Funds, Equity Research, Alternative Investments, Bloomberg
Education
Syracuse University 1977 — 1979
mba, finance, international finance
Colby College 1970 — 1974
BA, Economics
Colby College 1970 — 1974
BA, Economics major Administrative Science minor
lhs 1966 — 1970
college prep courses
mediavision capital March 2002 - May 2005
societe generale October 1998 - September 2001
SG Cowen 1998 - 2001
ubs 1991 - 1998
nomura securities June 1989 - July 1991
merrill lynch October 1987 - June 1989
lehman brothers June 1985 - October 1987
new york life ins. investments 1983 - 1985
general reinsurance investments 1982 - 1983
dean witter 1980 - 1982
Skills
Equities, Investments, Investment Banking, Corporate Finance, Private Equity, Valuation, Mergers, Financial Analysis, Equity Valuation, Financial Modeling, Venture Capital, Strategic Planning, Accounting, Business Valuation, IPO, Investor Relations, Hedge Funds, Equity Research, Alternative Investments, Bloomberg
Education
Syracuse University 1977 — 1979
mba, finance, international finance
Colby College 1970 — 1974
BA, Economics
Colby College 1970 — 1974
BA, Economics major Administrative Science minor
lhs 1966 — 1970
college prep courses
James Cordon's UBS Experience July 2001 - January 2009
Job First Vice President Investments at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley January 2009 - Present
UBS July 2001 - January 2009
Education
Colgate University 1997 — 2001
Bachelor of Arts, Economics
Mounds Park Academy 1985 — 1997
Morgan Stanley January 2009 - Present
UBS July 2001 - January 2009
Education
Colgate University 1997 — 2001
Bachelor of Arts, Economics
Mounds Park Academy 1985 — 1997
Kellie Flavin's UBS Experience August 2006 - 2012
Job Property and Concierge Manager
Industry Real Estate
Experience
Dune Real Estate Company January 2014 - Present
UBS August 2006 - 2012
Velocity Sports & Entertainment 2004 - 2006
Octagon 1999 - 2004
Enserch Exploration, Inc. 1996 - 1997
Education
University of Massachusetts, Amherst 1998 — 1999
M.S., Sports Management
Colgate University 1992 — 1996
B.S., Geology
Dune Real Estate Company January 2014 - Present
UBS August 2006 - 2012
Velocity Sports & Entertainment 2004 - 2006
Octagon 1999 - 2004
Enserch Exploration, Inc. 1996 - 1997
Education
University of Massachusetts, Amherst 1998 — 1999
M.S., Sports Management
Colgate University 1992 — 1996
B.S., Geology
Rosalind Best's UBS Experience 1991 - 1998
Job Analyst Sales and Incentive Reporting at BMO Harris Private Banking
Industry Financial Services
Experience
Harris Private Bank October 2010 - Present
ABN AMRO 2006 - 2010
ABN AMRO 2004 - 2006
ABN AMRO 1998 - 2004
UBS 1991 - 1998
Skills
Risk Management, Operational Risk, Operational Risk..., Financial Risk, Financial Analysis, Finance, Accounting, Credit Risk, Derivatives, Financial Reporting, Banking, Portfolio Management, Auditing
Education
College of Saint Elizabeth
Bachelor of Science, Business Administration
Harris Private Bank October 2010 - Present
ABN AMRO 2006 - 2010
ABN AMRO 2004 - 2006
ABN AMRO 1998 - 2004
UBS 1991 - 1998
Skills
Risk Management, Operational Risk, Operational Risk..., Financial Risk, Financial Analysis, Finance, Accounting, Credit Risk, Derivatives, Financial Reporting, Banking, Portfolio Management, Auditing
Education
College of Saint Elizabeth
Bachelor of Science, Business Administration
Evan Riley, CFA's UBS Experience July 2011 - Present
Job Director, Equity Capital Markets at UBS Investment Bank
Industry Financial Services
Experience
UBS Investment Bank June 2013 - Present
UBS July 2011 - Present
UBS Financial Services July 2008 - July 2011
UBS July 2006 - July 2008
Education
Colgate University 2002 — 2006
BA, Economics
UBS Investment Bank June 2013 - Present
UBS July 2011 - Present
UBS Financial Services July 2008 - July 2011
UBS July 2006 - July 2008
Education
Colgate University 2002 — 2006
BA, Economics
Chintan Upadhyay's UBS Experience 1994 - 1998
Job Risk Technologist
Industry Banking
Experience
Bank of America April 2008 - Present
Merrill Lynch 1998 - 2008
UBS 1994 - 1998
SEI Information Technology 1993 - 1997
Education
College of Engineering Pune
Bachelors, Electronics & Telecommunications
Fergusson College
Higher Secondary Certificate, Science
Loyola High School
Secondary School Certificate
University of Southern California
Masters, Computer Science
Bank of America April 2008 - Present
Merrill Lynch 1998 - 2008
UBS 1994 - 1998
SEI Information Technology 1993 - 1997
Education
College of Engineering Pune
Bachelors, Electronics & Telecommunications
Fergusson College
Higher Secondary Certificate, Science
Loyola High School
Secondary School Certificate
University of Southern California
Masters, Computer Science
Sue Cory's UBS Experience September 1998 - Present
Job Executive Assistant at UBS
Industry Information Technology and Services
Experience
UBS September 1998 - Present
Langan Haeger Vincent & Born July 1988 - September 1998
Skills
Outlook, Microsoft Office, SAP, Domestic &..., Heavy Calendaring, Equities, Event Planning, Concur, Program Management, Bloomberg, Risk Management, Hedge Funds, Fixed Income, Human Resources, Derivatives
Education
College of DuPage 1994 — 1998
Associate's degree, Information/Word Processing Management
York Community High School
UBS September 1998 - Present
Langan Haeger Vincent & Born July 1988 - September 1998
Skills
Outlook, Microsoft Office, SAP, Domestic &..., Heavy Calendaring, Equities, Event Planning, Concur, Program Management, Bloomberg, Risk Management, Hedge Funds, Fixed Income, Human Resources, Derivatives
Education
College of DuPage 1994 — 1998
Associate's degree, Information/Word Processing Management
York Community High School
Nazeer Kizhakkedathu's UBS Experience June 2009 - Present
Job Senior Consultant Risk Datawarehousing at UBS
Industry Financial Services
Experience
UBS June 2009 - Present
Bank of America January 2009 - April 2009
Merrill Lynch April 2003 - January 2009
Amtex Systems January 2003 - February 2005
Hexaware Technologies December 1999 - April 2003
Alliance Bernstein 2000 - 2001
Sonata Software January 1998 - December 1999
K&V 1997 - 1999
Education
College of Engineering, Trivandrum 1994 — 1997
Mahatma Gandhi University 1989 — 1992
Bachelor of Science, Physics
IHRDE , Kerala
UBS June 2009 - Present
Bank of America January 2009 - April 2009
Merrill Lynch April 2003 - January 2009
Amtex Systems January 2003 - February 2005
Hexaware Technologies December 1999 - April 2003
Alliance Bernstein 2000 - 2001
Sonata Software January 1998 - December 1999
K&V 1997 - 1999
Education
College of Engineering, Trivandrum 1994 — 1997
Mahatma Gandhi University 1989 — 1992
Bachelor of Science, Physics
IHRDE , Kerala
Kala S. Namasivayam's UBS Experience August 2011 - Present
Job
Industry Capital Markets
Experience
UBS August 2011 - Present
Credit Suisse March 2009 - July 2011
Fujifilm Medical Systems September 1998 - June 2008
Avon 1997 - 1998
Meca Software 1997 - 1997
Prodigy Inc 1995 - 1997
Ameritech 1994 - 1995
IBM Corporation 1993 - 1994
Skills
Trading Systems, Agile Methodologies, Fixed Income, Software Engineering, Derivatives, Software Development, SDLC, Unix
Education
Columbia University in the City of New York 2007 — 2008
MS
Oregon Health and Science University 1991 — 1993
MS
College of Engineering, Trivandrum 1986 — 1990
BTech
UBS August 2011 - Present
Credit Suisse March 2009 - July 2011
Fujifilm Medical Systems September 1998 - June 2008
Avon 1997 - 1998
Meca Software 1997 - 1997
Prodigy Inc 1995 - 1997
Ameritech 1994 - 1995
IBM Corporation 1993 - 1994
Skills
Trading Systems, Agile Methodologies, Fixed Income, Software Engineering, Derivatives, Software Development, SDLC, Unix
Education
Columbia University in the City of New York 2007 — 2008
MS
Oregon Health and Science University 1991 — 1993
MS
College of Engineering, Trivandrum 1986 — 1990
BTech
Rosemary Conlon's UBS Experience July 1996 - August 2001
Job Vice President, Relationship Manager, National Accounts, Allianz Global Investors
Industry Financial Services
Experience
Allianz Global Investors Distibutors LLC August 2008 - Present
Merrill Lynch July 2007 - July 2008
Bank of New York Mellon August 2001 - July 2007
UBS July 1996 - August 2001
Skills
Mutual Funds, Asset Management, Asset Allocation, Wealth Management, Series 24, Separately Managed..., Series 63, Fixed Income, Series 7, Alternative Investments, ETFs, Equities
Education
College of Mount Saint Vincent
B.A. Business Administraton, Finance
Allianz Global Investors Distibutors LLC August 2008 - Present
Merrill Lynch July 2007 - July 2008
Bank of New York Mellon August 2001 - July 2007
UBS July 1996 - August 2001
Skills
Mutual Funds, Asset Management, Asset Allocation, Wealth Management, Series 24, Separately Managed..., Series 63, Fixed Income, Series 7, Alternative Investments, ETFs, Equities
Education
College of Mount Saint Vincent
B.A. Business Administraton, Finance
Monique Lapointe's UBS Experience 1997 - 2001
Job Executive Director at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Wealth Management 2009 - Present
Citigroup 2006 - 2009
UBS 1997 - 2001
Morvillo Abramowitz Grand Iason & Silberberg 1992 - 1997
U.S. District Court for the E.D.N.Y. 1992 - 1993
Skills
Securities, Regulatory Requirements, Securities Regulation, Compliance, FINRA, Alternative Investments, Fixed Income, Capital Markets, Equities, Prime Brokerage, Structured Products, Investments, Mutual Funds, Operational Risk..., Investment Management, Wealth Management, Financial Services, Operational Risk
Education
Fordham University School of Law 1989 — 1992
J.D. cum laude, law
New York University 1984 — 1986
M.A., French Studies
Colby College 1980 — 1984
B.A. cum laude, Government/French
Morgan Stanley Wealth Management 2009 - Present
Citigroup 2006 - 2009
UBS 1997 - 2001
Morvillo Abramowitz Grand Iason & Silberberg 1992 - 1997
U.S. District Court for the E.D.N.Y. 1992 - 1993
Skills
Securities, Regulatory Requirements, Securities Regulation, Compliance, FINRA, Alternative Investments, Fixed Income, Capital Markets, Equities, Prime Brokerage, Structured Products, Investments, Mutual Funds, Operational Risk..., Investment Management, Wealth Management, Financial Services, Operational Risk
Education
Fordham University School of Law 1989 — 1992
J.D. cum laude, law
New York University 1984 — 1986
M.A., French Studies
Colby College 1980 — 1984
B.A. cum laude, Government/French
Lauren Sclafani's UBS Experience June 2014 - Present
Job Executive Director, UBS Equity Sales
Industry Financial Services
Experience
UBS June 2014 - Present
Merrill Lynch June 2006 - June 2014
Prudential Equity Group January 2001 - June 2006
Education
Colgate University
UBS June 2014 - Present
Merrill Lynch June 2006 - June 2014
Prudential Equity Group January 2001 - June 2006
Education
Colgate University
James Clear's UBS Experience December 2007 - December 2008
Job Financial Services Professional and Consultant
Industry Financial Services
Experience
Independent Consulting January 2009 - Present
Minneapolis Grain Exchange January 2009 - Present
UBS December 2007 - December 2008
UBS May 2005 - December 2007
Piper Jaffray February 1999 - May 2005
Education
College for Financial Planning 2006 — 2006
AAMS, Accredited Asset Management Specialist
St. Cloud State University - Herberger Business School 1993 — 1998
Bachelor of Science, Finance
Independent Consulting January 2009 - Present
Minneapolis Grain Exchange January 2009 - Present
UBS December 2007 - December 2008
UBS May 2005 - December 2007
Piper Jaffray February 1999 - May 2005
Education
College for Financial Planning 2006 — 2006
AAMS, Accredited Asset Management Specialist
St. Cloud State University - Herberger Business School 1993 — 1998
Bachelor of Science, Finance
Ed Ozben's UBS Experience January 2000 - January 2003
Job Private Wealth Advisor at CS Wealth Management Group
Industry Financial Services
Experience
CS Wealth Management Group February 2003 - Present
UBS January 2000 - January 2003
Smith Barney January 1997 - December 1999
Skills
Retirement Planning, Series 7, Series 63, Retirement, 401k, IRAs, Wealth Management, Investment Advisory, Asset Allocation, Employee Benefits, Investments, Mutual Funds, Strategic Financial..., Investment Strategies, Retirement Plan..., Alternative Investments
Education
College for Financial Planning
Chartered Retirement Plan Specialists CRPS
CS Wealth Management Group February 2003 - Present
UBS January 2000 - January 2003
Smith Barney January 1997 - December 1999
Skills
Retirement Planning, Series 7, Series 63, Retirement, 401k, IRAs, Wealth Management, Investment Advisory, Asset Allocation, Employee Benefits, Investments, Mutual Funds, Strategic Financial..., Investment Strategies, Retirement Plan..., Alternative Investments
Education
College for Financial Planning
Chartered Retirement Plan Specialists CRPS
Kathryn (Charette) Osborne's UBS Experience May 2007 - May 2009
Job Doctoral student at the College of Saint Elizabeth
Industry Higher Education
Experience
College of Saint Elizabeth Brand Marketing AssociateUBS Wealth ManagementMay 2009 - 2012
UBS May 2007 - May 2009
Morgan Stanley Smith Barney 2005 - 2006
Education
College of Saint Elizabeth 2013 — 2017
Psy.D, Doctor of Psychology
College of Saint Elizabeth 2012 — 2013
Master of Arts (MA), Mental Health Counseling/Counselor
Rider University 2001 — 2005
BA, Communication, General
College of Saint Elizabeth Brand Marketing AssociateUBS Wealth ManagementMay 2009 - 2012
UBS May 2007 - May 2009
Morgan Stanley Smith Barney 2005 - 2006
Education
College of Saint Elizabeth 2013 — 2017
Psy.D, Doctor of Psychology
College of Saint Elizabeth 2012 — 2013
Master of Arts (MA), Mental Health Counseling/Counselor
Rider University 2001 — 2005
BA, Communication, General
Dr. Rebecca Staunton, M.S., PMP®, CSM's UBS Experience 2006 - 2008
Job FOUNDER & CEO
Industry Financial Services
Experience
Program Management Professionals, LLC January 2010 - Present
RBS November 2008 - December 2009
UBS 2006 - 2008
GMAM 2005 - 2005
Barclays Capital 2003 - 2004
JP Morgan Chase 2002 - 2003
GE Capital 1999 - 2002
AT&T 1996 - 1998
Crawford & Company 1994 - 1996
US Treasury 1992 - 1994
Skills
Program Management, Change Management, Process Improvement, PMP, Management Consulting, Strategy, Project Management, Portfolio Management, Business Strategy, Leadership, Training, Management, Business Process, Project Planning, Strategic Planning, PMO, Consulting, Budgets, Telecommunications, Forecasting, Coaching, Enterprise Software, Business Analysis, Product Development, IT Strategy
Education
Georgia State University - J. Mack Robinson College of Business 2011 — 2014
Doctorate, Business
Mercer University - Stetson School of Business and Economics 1996 — 1998
Masters of Science, Technology Management
College of Charleston 1992 — 1995
Bachelors of Science, Business Administration
Program Management Professionals, LLC January 2010 - Present
RBS November 2008 - December 2009
UBS 2006 - 2008
GMAM 2005 - 2005
Barclays Capital 2003 - 2004
JP Morgan Chase 2002 - 2003
GE Capital 1999 - 2002
AT&T 1996 - 1998
Crawford & Company 1994 - 1996
US Treasury 1992 - 1994
Skills
Program Management, Change Management, Process Improvement, PMP, Management Consulting, Strategy, Project Management, Portfolio Management, Business Strategy, Leadership, Training, Management, Business Process, Project Planning, Strategic Planning, PMO, Consulting, Budgets, Telecommunications, Forecasting, Coaching, Enterprise Software, Business Analysis, Product Development, IT Strategy
Education
Georgia State University - J. Mack Robinson College of Business 2011 — 2014
Doctorate, Business
Mercer University - Stetson School of Business and Economics 1996 — 1998
Masters of Science, Technology Management
College of Charleston 1992 — 1995
Bachelors of Science, Business Administration
David Almquist's UBS Experience November 2008 - Present
Job Vice President Investments at UBS
Industry Financial Services
Experience
UBS November 2008 - Present
Morgan Stanley January 2005 - October 2008
Education
Holderness School 1998 — 2001
Fessenden School 1988 — 1994
Colgate University
Bachelor of Arts (B.A.)
UBS November 2008 - Present
Morgan Stanley January 2005 - October 2008
Education
Holderness School 1998 — 2001
Fessenden School 1988 — 1994
Colgate University
Bachelor of Arts (B.A.)
Brittany Fergus's UBS Experience January 2006 - June 2007
Job Assistant Vice President at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities July 2007 - May 2015
UBS January 2006 - June 2007
Skills
FINRA Series 7, FINRA Series 63, Series 7, Project Management, Fixed Income, Investments, Derivatives, Bloomberg, Asset Management, Banking, Wealth Management, Financial Services, Financial Modeling, Portfolio Management, Series 63, Equities, Securities, Capital Markets
Education
Cleveland State University 2011 — 2013
Master of Business Administration (M.B.A.)
Miami University 2000 — 2004
Bachelor of Science, Finance
Wells Fargo Securities July 2007 - May 2015
UBS January 2006 - June 2007
Skills
FINRA Series 7, FINRA Series 63, Series 7, Project Management, Fixed Income, Investments, Derivatives, Bloomberg, Asset Management, Banking, Wealth Management, Financial Services, Financial Modeling, Portfolio Management, Series 63, Equities, Securities, Capital Markets
Education
Cleveland State University 2011 — 2013
Master of Business Administration (M.B.A.)
Miami University 2000 — 2004
Bachelor of Science, Finance
David Perlman's UBS Experience April 2014 - Present
Job ETF Research at UBS
Industry Financial Services
Experience
UBS April 2014 - Present
Morgan Stanley February 2007 - April 2014
Morgan Stanley 2005 - 2007
Skills
Bloomberg, Microsoft Office, Morningstar Direct, ETFs, CEF, Factset, Fixed Income, Capital IQ, Wealth Management, Research, Investments
Education
New York University - Leonard N. Stern School of Business 2010 — 2012
Master of Business Administration (MBA), Finance and Strategy
Colgate University 2001 — 2005
BA, Chemistry
UBS April 2014 - Present
Morgan Stanley February 2007 - April 2014
Morgan Stanley 2005 - 2007
Skills
Bloomberg, Microsoft Office, Morningstar Direct, ETFs, CEF, Factset, Fixed Income, Capital IQ, Wealth Management, Research, Investments
Education
New York University - Leonard N. Stern School of Business 2010 — 2012
Master of Business Administration (MBA), Finance and Strategy
Colgate University 2001 — 2005
BA, Chemistry
Andy Colbert's UBS Experience 2004 - 2004
Job Managing Director, Healthcare Corporate Finance at Ziegler
Industry Investment Banking
Experience
Ziegler May 2006 - Present
Blueprint Health LLC 2011 - Present
FBR 2005 - 2006
UBS 2004 - 2004
Morgan Stanley 2003 - 2003
Skills
Due Diligence, Investment Banking, Venture Capital, Financial Modeling, Private Equity, Strategy, Investments, Valuation, Corporate Finance, Mergers, Management, Acquisitions
Education
Colgate University
BA, International Relations, Economics
Deerfield Academy
Eaglebrook
Ziegler May 2006 - Present
Blueprint Health LLC 2011 - Present
FBR 2005 - 2006
UBS 2004 - 2004
Morgan Stanley 2003 - 2003
Skills
Due Diligence, Investment Banking, Venture Capital, Financial Modeling, Private Equity, Strategy, Investments, Valuation, Corporate Finance, Mergers, Management, Acquisitions
Education
Colgate University
BA, International Relations, Economics
Deerfield Academy
Eaglebrook
Jian (Bob) Huang's UBS Experience 2012 - 2014
Job equity research associate at UBS
Industry Financial Services
Experience
UBS 2012 - 2014
UBS 2011 - 2011
Brooklyn Public Library 2008 - 2011
EMPIRE STATE DEVELOPMENT CORP 2007 - 2007
Skills
Microsoft Office, Management, Mandarin, Library, Program Management
Education
New York University - Leonard N. Stern School of Business 2009 — 2012
MBA, Finance, Accounting
University at Albany, SUNY 2006 — 2007
MSIS, Library Science
Cleveland State University 2004 — 2006
Bachelor of Art, Physics
Cleveland State University 2004 — 2006
Bachelor of Science, Mathematics
UBS 2012 - 2014
UBS 2011 - 2011
Brooklyn Public Library 2008 - 2011
EMPIRE STATE DEVELOPMENT CORP 2007 - 2007
Skills
Microsoft Office, Management, Mandarin, Library, Program Management
Education
New York University - Leonard N. Stern School of Business 2009 — 2012
MBA, Finance, Accounting
University at Albany, SUNY 2006 — 2007
MSIS, Library Science
Cleveland State University 2004 — 2006
Bachelor of Art, Physics
Cleveland State University 2004 — 2006
Bachelor of Science, Mathematics
Jeffery Knapp, CRPC®'s UBS Experience September 2012 - December 2013
Job
Industry Financial Services
Experience
UBS September 2012 - December 2013
Merrill Lynch May 2010 - September 2012
Vantage Equipment March 2008 - July 2009
K-1 Equipment LLC 2006 - 2008
Fernwood Capital & Leasing 2005 - 2006
Education
Colgate University 2000 — 2002
Economics
Phillips Exeter Academy 1999 — 2000
Orchard Park High School 1995 — 1999
UBS September 2012 - December 2013
Merrill Lynch May 2010 - September 2012
Vantage Equipment March 2008 - July 2009
K-1 Equipment LLC 2006 - 2008
Fernwood Capital & Leasing 2005 - 2006
Education
Colgate University 2000 — 2002
Economics
Phillips Exeter Academy 1999 — 2000
Orchard Park High School 1995 — 1999
Douglas Sawyer's UBS Experience 1991 - August 2003
Job Senior Manager at Ernst & Young LLP
Industry Accounting
Experience
Ernst & Young LLP December 2010 - Present
Citigroup Global Markets August 2003 - December 2010
UBS 1991 - August 2003
Coopers & Lybrand 1983 - 1991
Skills
Tax, Tax Law, International Tax, Corporate Tax
Education
New York University - Leonard N. Stern School of Business
MBA, Taxation and Accounting
Colgate University 1978 — 1982
BA, Geology
Ernst & Young LLP December 2010 - Present
Citigroup Global Markets August 2003 - December 2010
UBS 1991 - August 2003
Coopers & Lybrand 1983 - 1991
Skills
Tax, Tax Law, International Tax, Corporate Tax
Education
New York University - Leonard N. Stern School of Business
MBA, Taxation and Accounting
Colgate University 1978 — 1982
BA, Geology
Elizabeth Sieghardt's UBS Experience May 2013 - Present
Job Executive Director, Branch Manager at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management June 2015 - Present
UBS May 2013 - Present
UBS Financial Services, Inc. April 2012 - April 2013
UBS Financial Services, Inc. November 2009 - April 2012
UBS Financial Services, Inc. September 2008 - November 2009
UBS Financial Services, Inc. October 2006 - September 2008
UBS Financial Services, Inc. 2005 - 2006
Boston Ballet School 2004 - 2005
Boston Ballet 2003 - 2004
Boston Ballet 2002 - 2003
Education
College of the Holy Cross 1998 — 2002
B.A., Theatre, Economics, Deaf Studies
UBS Wealth Management June 2015 - Present
UBS May 2013 - Present
UBS Financial Services, Inc. April 2012 - April 2013
UBS Financial Services, Inc. November 2009 - April 2012
UBS Financial Services, Inc. September 2008 - November 2009
UBS Financial Services, Inc. October 2006 - September 2008
UBS Financial Services, Inc. 2005 - 2006
Boston Ballet School 2004 - 2005
Boston Ballet 2003 - 2004
Boston Ballet 2002 - 2003
Education
College of the Holy Cross 1998 — 2002
B.A., Theatre, Economics, Deaf Studies
Michael Stryker's UBS Experience November 2012 - Present
Job First Vice PresidentWealth Management, CRPCSenior Portfolio Manager
Industry Financial Services
Experience
UBS November 2012 - Present
Merrill Lynch June 1992 - November 2012
Eaton Vance October 1987 - May 1992
Education
College for Financial Planning 2006 — 2007
CRPC, Retirement planning
Connecticut College 1982 — 1986
Bachelor of Arts (B.A.), Economics
UBS November 2012 - Present
Merrill Lynch June 1992 - November 2012
Eaton Vance October 1987 - May 1992
Education
College for Financial Planning 2006 — 2007
CRPC, Retirement planning
Connecticut College 1982 — 1986
Bachelor of Arts (B.A.), Economics
James Quay's UBS Experience June 2008 - August 2008
Job General Manager at Michigan Aviation
Industry Aviation & Aerospace
Experience
Michigan Aviation May 2011 - August 2013
Deloitte January 2010 - April 2011
UBS June 2008 - August 2008
Wachovia Securities, LLC June 2006 - July 2007
Skills
Auditing, Financial Modeling, Financial Reporting, Financial Analysis, Due Diligence, Accounting, Financial Accounting, Internal Controls, US GAAP, Business Strategy, Management, Customer Service, Operations Management, Cost Reduction..., Pricing Strategy, Sauces, Creams
Education
Indiana University - Kelley School of Business 2013 — 2015
Master of Business Administration (MBA), Entrepreneurship & Corporate Innovation
Vanderbilt University - Owen Graduate School of Management 2009 — 2010
Masters of Accounting, Accounting
Colgate University 2005 — 2009
BA, Economics, Mathematics
The London School of Economics and Political Science (LSE) 2007 — 2007
Finance
Michigan Aviation May 2011 - August 2013
Deloitte January 2010 - April 2011
UBS June 2008 - August 2008
Wachovia Securities, LLC June 2006 - July 2007
Skills
Auditing, Financial Modeling, Financial Reporting, Financial Analysis, Due Diligence, Accounting, Financial Accounting, Internal Controls, US GAAP, Business Strategy, Management, Customer Service, Operations Management, Cost Reduction..., Pricing Strategy, Sauces, Creams
Education
Indiana University - Kelley School of Business 2013 — 2015
Master of Business Administration (MBA), Entrepreneurship & Corporate Innovation
Vanderbilt University - Owen Graduate School of Management 2009 — 2010
Masters of Accounting, Accounting
Colgate University 2005 — 2009
BA, Economics, Mathematics
The London School of Economics and Political Science (LSE) 2007 — 2007
Finance
Rachael Seelig, CFA's UBS Experience January 2007 - May 2008
Job Director of FP&A, Consumer Experience at Kenneth Cole Productions
Industry Financial Services
Experience
Kenneth Cole Productions April 2015 - Present
Gap Inc. February 2013 - April 2015
Gap Inc. February 2012 - February 2013
Capital One October 2009 - February 2012
Noble Americas August 2009 - October 2009
UBS January 2007 - May 2008
Skills
Portfolio Management, Equities, Risk Management, Mutual Funds, Finance, Investment Strategies, Analysis, Bloomberg, Financial Modeling, Valuation, Financial Analysis, Investments, Asset Managment, Corporate Finance, Fixed Income, Equity Research, Corporate FP&A, Financial Forecasting, Asset Allocation
Education
Tulane University - A.B. Freeman School of Business 2008 — 2009
Master of Finance, Finance, General
College of Charleston 2004 — 2008
BA, Finance, Spanish
Kenneth Cole Productions April 2015 - Present
Gap Inc. February 2013 - April 2015
Gap Inc. February 2012 - February 2013
Capital One October 2009 - February 2012
Noble Americas August 2009 - October 2009
UBS January 2007 - May 2008
Skills
Portfolio Management, Equities, Risk Management, Mutual Funds, Finance, Investment Strategies, Analysis, Bloomberg, Financial Modeling, Valuation, Financial Analysis, Investments, Asset Managment, Corporate Finance, Fixed Income, Equity Research, Corporate FP&A, Financial Forecasting, Asset Allocation
Education
Tulane University - A.B. Freeman School of Business 2008 — 2009
Master of Finance, Finance, General
College of Charleston 2004 — 2008
BA, Finance, Spanish
David Honold, CFA's UBS Experience September 2000 - February 2002
Job Principal at Patriot Financial
Industry Investment Management
Experience
Patriot Financial February 2015 - Present
Turner Investment Partners October 2005 - January 2015
KBW March 2002 - October 2005
UBS September 2000 - February 2002
Federal Reserve Bank of New York August 1998 - September 2000
Skills
Equities, Investments, Hedge Funds, Financial Modeling, Asset Managment, Securities, Alternative Investments, Investment Management, Bloomberg, Fixed Income, Portfolio Management, Capital Markets, Valuation, Series 7, Asset Management, Mutual Funds, Financial Services
Education
College of the Holy Cross 1994 — 1998
Bachelor's, English
Christian Brothers Academy 1990 — 1994
Patriot Financial February 2015 - Present
Turner Investment Partners October 2005 - January 2015
KBW March 2002 - October 2005
UBS September 2000 - February 2002
Federal Reserve Bank of New York August 1998 - September 2000
Skills
Equities, Investments, Hedge Funds, Financial Modeling, Asset Managment, Securities, Alternative Investments, Investment Management, Bloomberg, Fixed Income, Portfolio Management, Capital Markets, Valuation, Series 7, Asset Management, Mutual Funds, Financial Services
Education
College of the Holy Cross 1994 — 1998
Bachelor's, English
Christian Brothers Academy 1990 — 1994
Kathy Landing's UBS Experience April 1994 - August 2008
Job Senior Vice President, Investments at Raymond James & Associates, Inc.
Industry Financial Services
Experience
Raymond James & Associates August 2008 - Present
UBS April 1994 - August 2008
Skills
Series 7, Retirement Planning, Asset Allocation, Investment Advisory, Wealth Management, Retirement, Investment Strategies
Education
Duke University 1979 — 1983
Bachelor of Science, Biology/Pre-Med
College for Financial Planning 2002 — 2004
Master of Science, Financial Planning
Raymond James & Associates August 2008 - Present
UBS April 1994 - August 2008
Skills
Series 7, Retirement Planning, Asset Allocation, Investment Advisory, Wealth Management, Retirement, Investment Strategies
Education
Duke University 1979 — 1983
Bachelor of Science, Biology/Pre-Med
College for Financial Planning 2002 — 2004
Master of Science, Financial Planning
Pam Capps's UBS Experience July 2012 - Present
Job CFP(R) at UBS
Industry Investment Management
Experience
UBS July 2012 - Present
Morgan Stanley Smith Barney October 2008 - October 2012
Skills
Series 7, Wealth Management, Alternative Investments, Asset Allocation, Retirement Planning, Investment Advisory, Fixed Income, Investments, Equities, Asset Managment, Mutual Funds, Investment Strategies
Education
College for Financial Planning
CFP(R), Personal Finance
Southeast Missouri State University
Business/Commerce, General
UBS July 2012 - Present
Morgan Stanley Smith Barney October 2008 - October 2012
Skills
Series 7, Wealth Management, Alternative Investments, Asset Allocation, Retirement Planning, Investment Advisory, Fixed Income, Investments, Equities, Asset Managment, Mutual Funds, Investment Strategies
Education
College for Financial Planning
CFP(R), Personal Finance
Southeast Missouri State University
Business/Commerce, General
Ariette Escobar's UBS Experience 2000 - 2002
Job Independent Higher Education Professional
Industry Higher Education
Experience
UBS 2000 - 2002
Education
University of Scranton 2005 — 2007
MBA, General Business
College of the Holy Cross
UBS 2000 - 2002
Education
University of Scranton 2005 — 2007
MBA, General Business
College of the Holy Cross
James Petrie's UBS Experience January 2007 - Present
Job Managing Director at UBS
Industry Financial Services
Experience
UBS January 2007 - Present
UBS Investment Bank 1997 - 2006
Union Bank of Switzerland 1988 - 1997
Manufacturers Hanover Trust 1986 - 1988
Citibank 1984 - 1986
Office of the Comptroller of the Currency 1979 - 1984
Skills
Compliance, Privacy, Outsourcing, Risk, Governance, Contracts, Regulatory Strategy, Financial Risk, Banking, Privacy Law, Management, Investment Banking, Financial Services, Project Planning, Human Resources, Strategy, Executive Management, Risk Management, Hedge Funds, Mergers & Acquisitions, Capital Markets, Derivatives, AML, Fixed Income, Private Equity, Equities, Due Diligence, Corporate Governance
Education
Rutgers University School of Law - Newark 1985 — 1989
JD
Colgate University 1975 — 1979
BA, Economics
UBS January 2007 - Present
UBS Investment Bank 1997 - 2006
Union Bank of Switzerland 1988 - 1997
Manufacturers Hanover Trust 1986 - 1988
Citibank 1984 - 1986
Office of the Comptroller of the Currency 1979 - 1984
Skills
Compliance, Privacy, Outsourcing, Risk, Governance, Contracts, Regulatory Strategy, Financial Risk, Banking, Privacy Law, Management, Investment Banking, Financial Services, Project Planning, Human Resources, Strategy, Executive Management, Risk Management, Hedge Funds, Mergers & Acquisitions, Capital Markets, Derivatives, AML, Fixed Income, Private Equity, Equities, Due Diligence, Corporate Governance
Education
Rutgers University School of Law - Newark 1985 — 1989
JD
Colgate University 1975 — 1979
BA, Economics
Rosemary Conlon's UBS Experience 1997 - 2002
Job Vice President, National Account Manager at Allianz Global Investors
Industry Financial Services
Experience
Allianz Global Investors August 2008 - Present
Merrill Lynch 2007 - 2008
Dreyfus 2002 - 2007
UBS 1997 - 2002
Skills
CRM, Marketing, Risk Management, Investments, Product Development, Marketing Management, Equities, Financial Services, Alternative Investments, Asset Management, Asset Allocation, Fixed Income, Mutual Funds, Series 7, Strategic Planning, Portfolio Management
Education
College of Mount Saint Vincent 1985 — 1989
Bachelor of Business Administration (BBA), Finance
Allianz Global Investors August 2008 - Present
Merrill Lynch 2007 - 2008
Dreyfus 2002 - 2007
UBS 1997 - 2002
Skills
CRM, Marketing, Risk Management, Investments, Product Development, Marketing Management, Equities, Financial Services, Alternative Investments, Asset Management, Asset Allocation, Fixed Income, Mutual Funds, Series 7, Strategic Planning, Portfolio Management
Education
College of Mount Saint Vincent 1985 — 1989
Bachelor of Business Administration (BBA), Finance
Christopher Lue's UBS Experience 1998 - July 2012
Job Head of HR North America at Schroders
Industry Human Resources
Experience
Schroders July 2012 - Present
UBS 1998 - July 2012
UBS Wealth Management 2006 - 2009
UBS Wealth Management 2003 - 2006
UBS 1999 - 2003
UBS Investment Bank 1998 - 1999
JP Morgan 1988 - 1998
Education
Colgate University 1984 — 1988
Schroders July 2012 - Present
UBS 1998 - July 2012
UBS Wealth Management 2006 - 2009
UBS Wealth Management 2003 - 2006
UBS 1999 - 2003
UBS Investment Bank 1998 - 1999
JP Morgan 1988 - 1998
Education
Colgate University 1984 — 1988
James Gardiner's UBS Experience January 2009 - May 2009
Job Managing Director at JAForlines Global
Industry Financial Services
Experience
JAForlines Global March 2014 - Present
JAForlines Global January 2012 - March 2014
JAForlines Global January 2010 - December 2011
JAForlines Global July 2009 - December 2009
UBS January 2009 - May 2009
New York Mets May 2008 - September 2008
Skills
Investments, Equities, Financial Analysis, Asset Management, Fixed Income, Financial Services, Finance, Microsoft Excel
Education
College of Charleston 2005 — 2009
B.S., Business Administration with oncentration in Finance and Minor in Economic
Woodberry Forest School 2002 — 2005
JAForlines Global March 2014 - Present
JAForlines Global January 2012 - March 2014
JAForlines Global January 2010 - December 2011
JAForlines Global July 2009 - December 2009
UBS January 2009 - May 2009
New York Mets May 2008 - September 2008
Skills
Investments, Equities, Financial Analysis, Asset Management, Fixed Income, Financial Services, Finance, Microsoft Excel
Education
College of Charleston 2005 — 2009
B.S., Business Administration with oncentration in Finance and Minor in Economic
Woodberry Forest School 2002 — 2005
Jack Coomber's UBS Experience 2007 - 2013
Job Insurance & Risk Management Consultant at Corporate Synergies
Industry Insurance
Experience
Corporate Synergies 2015 - Present
NFP Corporate Services (NY) 2013 - 2014
UBS 2007 - 2013
UBS 2004 - 2007
Skills
Risk Management, Employee Benefits, Property & Casualty..., Commercial Insurance, Financial Services, Insurance, Business Development, Wealth Management, Retirement, Portfolio Management, Leadership, Securities, Management, Series 7, Equities, Product Development, Banking, Strategic Planning, Investments
Education
Colby College
Ridgewood High School
Corporate Synergies 2015 - Present
NFP Corporate Services (NY) 2013 - 2014
UBS 2007 - 2013
UBS 2004 - 2007
Skills
Risk Management, Employee Benefits, Property & Casualty..., Commercial Insurance, Financial Services, Insurance, Business Development, Wealth Management, Retirement, Portfolio Management, Leadership, Securities, Management, Series 7, Equities, Product Development, Banking, Strategic Planning, Investments
Education
Colby College
Ridgewood High School
Michele Mundie's UBS Experience April 2011 - Present
Job Senior Registered Client Service Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS April 2011 - Present
Merrill Lynch June 1993 - April 2011
Education
State University of New York Empire State College
College for Financial Planning
Dansville Central High School
Wheatland Chili
UBS April 2011 - Present
Merrill Lynch June 1993 - April 2011
Education
State University of New York Empire State College
College for Financial Planning
Dansville Central High School
Wheatland Chili
Catherine Sheehy's UBS Experience March 2008 - July 2010
Job Senior Registered Client Service Associate at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney July 2010 - Present
UBS March 2008 - July 2010
Bear Stearns February 2006 - March 2008
Advest, Inc. November 2004 - February 2006
Education
Colby College 2000 — 2004
BA, Economics
Morgan Stanley Smith Barney July 2010 - Present
UBS March 2008 - July 2010
Bear Stearns February 2006 - March 2008
Advest, Inc. November 2004 - February 2006
Education
Colby College 2000 — 2004
BA, Economics
Paul Franklin, Jr.'s UBS Experience January 2006 - May 2015
Job Portfolio Manager
Industry Financial Services
Experience
Spyglass Investment Management, LLC May 2015 - Present
UBS January 2006 - May 2015
Merrill Lynch & Co January 1994 - December 2005
Skills
Strategic Planning, Portfolio Management, Management, Investments, Asset Management, Financial Modeling, Financial Analysis, Equities, Finance, Wealth Management
Education
University of Puget Sound 1988 — 1992
BA, Economics
University of Pennsylvania
CIMA, Investment Management
College for Financial Planning 1999 — 2000
CFP, Financial Planning
Spyglass Investment Management, LLC May 2015 - Present
UBS January 2006 - May 2015
Merrill Lynch & Co January 1994 - December 2005
Skills
Strategic Planning, Portfolio Management, Management, Investments, Asset Management, Financial Modeling, Financial Analysis, Equities, Finance, Wealth Management
Education
University of Puget Sound 1988 — 1992
BA, Economics
University of Pennsylvania
CIMA, Investment Management
College for Financial Planning 1999 — 2000
CFP, Financial Planning
Kareem Watson's UBS Experience June 2002 - June 2003
Job Managing Director at
Industry Financial Services
Experience
Watson Financial Strategies, LLC December 2009 - Present
Watson Financial Strategies, LLC December 2009 - Present
Fidelity Investments April 2004 - March 2009
UBS June 2002 - June 2003
CIBC World Markets June 2001 - June 2002
Waterhouse May 1999 - June 2001
Skills
Retirement Planning, Asset, Series 7, Money, Securities, Retirement, Wealth, Wealth Management, Estate Planning, Financial Planning, Financial Advisory, Investments, 401k, Insurance, Investment Advisory, Mutual Funds, Asset Management, Annuities, Long Term Care, Small Business, Disability Insurance, Asset Allocation, Employee Benefits, Wealth Transfer, Long-term Care, Fixed Annuities, Financial Planners, Portfolio Management, Investment Strategies, IRAs, Alternative Investments, Life Insurance, Finance
Education
Colgate University 1994 — 1999
Bachelors, Philosophy & Religion
JHS 202Q
JHS 202Q
The American College
Watson Financial Strategies, LLC December 2009 - Present
Watson Financial Strategies, LLC December 2009 - Present
Fidelity Investments April 2004 - March 2009
UBS June 2002 - June 2003
CIBC World Markets June 2001 - June 2002
Waterhouse May 1999 - June 2001
Skills
Retirement Planning, Asset, Series 7, Money, Securities, Retirement, Wealth, Wealth Management, Estate Planning, Financial Planning, Financial Advisory, Investments, 401k, Insurance, Investment Advisory, Mutual Funds, Asset Management, Annuities, Long Term Care, Small Business, Disability Insurance, Asset Allocation, Employee Benefits, Wealth Transfer, Long-term Care, Fixed Annuities, Financial Planners, Portfolio Management, Investment Strategies, IRAs, Alternative Investments, Life Insurance, Finance
Education
Colgate University 1994 — 1999
Bachelors, Philosophy & Religion
JHS 202Q
JHS 202Q
The American College
Michael Hauer's UBS Experience September 2009 - January 2010
Job Converged Networks
Industry Information Technology and Services
Experience
Converged Networks May 2010 - Present
UBS September 2009 - January 2010
Skills
Strategic Planning, Ethernet, Solution Selling, VoIP, Network Security, Marketing, Cloud Computing, Sales Process, Data Center, Project Management, Direct Sales, Telecommunications, Enterprise Software, Pre-sales, Channel Partners, Unified Communications, Salesforce.com, Virtualization, Cisco Technologies, Sales
Education
College of Charleston 2006 — 2010
Bachelor of Business Administration (BBA)
Converged Networks May 2010 - Present
UBS September 2009 - January 2010
Skills
Strategic Planning, Ethernet, Solution Selling, VoIP, Network Security, Marketing, Cloud Computing, Sales Process, Data Center, Project Management, Direct Sales, Telecommunications, Enterprise Software, Pre-sales, Channel Partners, Unified Communications, Salesforce.com, Virtualization, Cisco Technologies, Sales
Education
College of Charleston 2006 — 2010
Bachelor of Business Administration (BBA)
Emily de la Reguera's UBS Experience June 2011 - May 2013
Job Associate at BlackRock
Industry International Affairs
Experience
BlackRock November 2014 - Present
UBS Wealth Management May 2013 - November 2014
UBS June 2011 - May 2013
UBS June 2010 - August 2010
Young Audiences of Maryland May 2009 - August 2009
Young Audiences of Maryland June 2008 - August 2008
PNC Bank May 2007 - May 2007
Skills
Wealth Management, Valuation, Series 7, Series 66, Research, Marketing, Strategy, Securities
Education
Colgate University 2007 — 2011
Bachelor of Arts, International Relations and Economics
Dartmouth College - The Tuck School of Business at Dartmouth 2009 — 2009
Tuck Business Bridge Program, Business
Roland Park Country School
BlackRock November 2014 - Present
UBS Wealth Management May 2013 - November 2014
UBS June 2011 - May 2013
UBS June 2010 - August 2010
Young Audiences of Maryland May 2009 - August 2009
Young Audiences of Maryland June 2008 - August 2008
PNC Bank May 2007 - May 2007
Skills
Wealth Management, Valuation, Series 7, Series 66, Research, Marketing, Strategy, Securities
Education
Colgate University 2007 — 2011
Bachelor of Arts, International Relations and Economics
Dartmouth College - The Tuck School of Business at Dartmouth 2009 — 2009
Tuck Business Bridge Program, Business
Roland Park Country School
Tim Dillow's UBS Experience 2011 - Present
Job Group Administrator at UBS
Industry Financial Services
Experience
UBS 2011 - Present
Morgan Stanley Smith Barney 2007 - 2011
Smith Barney 2005 - 2006
Education
University of Wisconsin-Parkside 2000 — 2001
Bachelor of Arts (B.A.), Philosophy
College of Lake County 1997 — 2000
Associate of Arts (A.A.), Philosophy
UBS 2011 - Present
Morgan Stanley Smith Barney 2007 - 2011
Smith Barney 2005 - 2006
Education
University of Wisconsin-Parkside 2000 — 2001
Bachelor of Arts (B.A.), Philosophy
College of Lake County 1997 — 2000
Associate of Arts (A.A.), Philosophy
Amit Baraskar's UBS Experience 2007 - 2008
Job Technical Lead at SANpulse Technologies
Industry Information Technology and Services
Experience
SANpulse Technologies 2008 - Present
UBS 2007 - 2008
HSBC 2006 - 2007
3i Infotech 2004 - 2006
Skills
Clariion, Solaris, Storage, ITIL, Replication, Data Center, High Availability, EMC Storage, Enterprise Architecture, Disaster Recovery, Storage Area Networks, Enterprise Software, iSCSI, IT Strategy, VMware, SAN, VMware ESX
Education
College of Engineering Pune 1999 — 2003
Bachelor of Engineering, Mechanical
SANpulse Technologies 2008 - Present
UBS 2007 - 2008
HSBC 2006 - 2007
3i Infotech 2004 - 2006
Skills
Clariion, Solaris, Storage, ITIL, Replication, Data Center, High Availability, EMC Storage, Enterprise Architecture, Disaster Recovery, Storage Area Networks, Enterprise Software, iSCSI, IT Strategy, VMware, SAN, VMware ESX
Education
College of Engineering Pune 1999 — 2003
Bachelor of Engineering, Mechanical
Pete UBS's UBS Experience
Job Financial Advisor SRVP at UBS
Industry Financial Services
Experience
UBS
Skills
Strategic Financial..., Series 63, Equities, Fixed Income, Investments
Education
Cleveland State University 1972 — 1977
Master of Business Administration (MBA)
Cleveland State University 1967 — 1972
Bachelor of Engineering (BE), Engineering Physics
UBS
Skills
Strategic Financial..., Series 63, Equities, Fixed Income, Investments
Education
Cleveland State University 1972 — 1977
Master of Business Administration (MBA)
Cleveland State University 1967 — 1972
Bachelor of Engineering (BE), Engineering Physics
Nisha Mishra's UBS Experience 2011 - 2014
Job Sr Qa Analyst
Industry Financial Services
Experience
Fidelity Investments 2014 - Present
UBS 2011 - 2014
Mahindra Satyam 2005 - 2010
Skills
Autosys, Production Support, Remedy, Control-M, Unix Shell Scripting, Unix, Release Management, Service Desk, User Acceptance Testing, PL/SQL, Ksh, Oracle SQL, Shell Scripting, SQL, RDBMS, ITIL, FTP, Incident Management, Trading Applications, Oracle
Education
Cochin University of Science and Technology
Master of Computer Applications (MCA)
Fidelity Investments 2014 - Present
UBS 2011 - 2014
Mahindra Satyam 2005 - 2010
Skills
Autosys, Production Support, Remedy, Control-M, Unix Shell Scripting, Unix, Release Management, Service Desk, User Acceptance Testing, PL/SQL, Ksh, Oracle SQL, Shell Scripting, SQL, RDBMS, ITIL, FTP, Incident Management, Trading Applications, Oracle
Education
Cochin University of Science and Technology
Master of Computer Applications (MCA)
Peter Davidson's UBS Experience Managing DirectorRoyal Bank of Scotland2009 - 2010
Job Managing Director, Head of Securitized Product Sales at UBS
Industry Financial Services
Experience
UBS Managing DirectorRoyal Bank of Scotland2009 - 2010
Merrill Lynch September 2000 - October 2008
Education
Colgate University 1994 — 1998
Darien High School 1989 — 1993
Avon Old Farms
UBS Managing DirectorRoyal Bank of Scotland2009 - 2010
Merrill Lynch September 2000 - October 2008
Education
Colgate University 1994 — 1998
Darien High School 1989 — 1993
Avon Old Farms
Alexandra Ojerholm's UBS Experience June 2012 - August 2012
Job Securities Analyst at Goldman Sachs
Industry Investment Banking
Experience
Goldman Sachs July 2014 - Present
Colby College September 2013 - May 2014
Goldman Sachs June 2013 - August 2013
insideColby Magazine September 2011 - May 2013
UBS June 2012 - August 2012
The Beechwood Hotel May 2012 - August 2012
Kaz Europe May 2011 - August 2011
Pine Hill Club June 2006 - August 2011
Skills
Stata
Education
Colby College 2010 — 2014
Bachelor of Arts (B.A.), Economics-Mathematics
Worcester Academy 2006 — 2010
GED
Goldman Sachs July 2014 - Present
Colby College September 2013 - May 2014
Goldman Sachs June 2013 - August 2013
insideColby Magazine September 2011 - May 2013
UBS June 2012 - August 2012
The Beechwood Hotel May 2012 - August 2012
Kaz Europe May 2011 - August 2011
Pine Hill Club June 2006 - August 2011
Skills
Stata
Education
Colby College 2010 — 2014
Bachelor of Arts (B.A.), Economics-Mathematics
Worcester Academy 2006 — 2010
GED
Christine Price's UBS Experience January 2001 - May 2006
Job
Industry Financial Services
Experience
Morgan Stanley Private Wealth Management May 2006 - Present
UBS January 2001 - May 2006
Raymond James Financial Inc. 1995 - 2000
Skills
Series 7, Series 63, Equity Trading, Restricted Stock, Manage Client..., Office Administration, Trading Strategies, Venture Capital, Project Coordination, Database Administration
Education
Colgate University
Bachelor of Arts (BA)
Morgan Stanley Private Wealth Management May 2006 - Present
UBS January 2001 - May 2006
Raymond James Financial Inc. 1995 - 2000
Skills
Series 7, Series 63, Equity Trading, Restricted Stock, Manage Client..., Office Administration, Trading Strategies, Venture Capital, Project Coordination, Database Administration
Education
Colgate University
Bachelor of Arts (BA)
Stephen A. Sassi, CRPC®'s UBS Experience October 2004 - December 2005
Job Vice President, Financial Consultant at Charles Schwab & Co.
Industry Financial Services
Experience
Charles Schwab April 2013 - Present
Merrill Lynch November 2008 - April 2013
Morgan Stanley June 2006 - November 2008
UBS October 2004 - December 2005
Skills
Retirement Planning, Wealth Management, Investment Advisory, Asset Allocation, Investment Strategies, Strategic Financial..., Alternative Investments, Fixed Income
Education
College for Financial Planning
Chartered Retirement Planning Counselor
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts, Communications
Charles Schwab April 2013 - Present
Merrill Lynch November 2008 - April 2013
Morgan Stanley June 2006 - November 2008
UBS October 2004 - December 2005
Skills
Retirement Planning, Wealth Management, Investment Advisory, Asset Allocation, Investment Strategies, Strategic Financial..., Alternative Investments, Fixed Income
Education
College for Financial Planning
Chartered Retirement Planning Counselor
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts, Communications
Roumiana Zlateva's UBS Experience February 2015 - Present
Job Associate Director UBS FIG Investment Banking
Industry Investment Banking
Experience
UBS February 2015 - Present
Oak Hill Capital July 2012 - January 2015
Morgan Stanley June 2010 - July 2012
Skills
Valuation, Private Equity, Investment Banking, Financial Services, Financial Modeling, Capital Markets, Due Diligence
Education
Colgate University 2006 — 2010
Bachelor of Arts (BA), High Honors in Mathematical Economics, Minor in Computer Science, Summa Cum Laude
American College of Sofia 2001 — 2006
UBS February 2015 - Present
Oak Hill Capital July 2012 - January 2015
Morgan Stanley June 2010 - July 2012
Skills
Valuation, Private Equity, Investment Banking, Financial Services, Financial Modeling, Capital Markets, Due Diligence
Education
Colgate University 2006 — 2010
Bachelor of Arts (BA), High Honors in Mathematical Economics, Minor in Computer Science, Summa Cum Laude
American College of Sofia 2001 — 2006
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
JPMorgan Chase & Co.