Nomura Securities
Industry: Financial services company
DescriptionNomura Holdings, Inc. is a Japanese financial holding company and a principal member of the Nomura Group. CEO: Koji Nagai (1 Aug 2012–) Headquarters: Tokyo, Japan Founded: 25 December 1925, Osaka, Osaka Prefecture, Japan Subsidiaries: Nomura Securities, Nomura Research Institute,
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Nomura Securities Employees
Maxim Staffing Solutions January 2015 - Present
Home Health February 2014 - November 2014
Stanbridge College May 2012 - July 2013
DSRM Cable Construction, Inc. July 2003 - March 2009
Nomura Securities March 1990 - May 2003
Kidder Peabody September 1983 - March 1990
Skills
Customer Service, Microsoft Word, Sales, Teamwork, PowerPoint, Microsoft Excel, Microsoft Office, Medical Terminology, Home Ventilator...
Education
Stanbridge College 2012 — 2013
California State Polytechnic University-Pomona 1998 — 2004
Bachelor's degree, Business Administration and Management, General, 3.6
TML International, Inc. January 1994 - Present
Nomura Securities January 1989 - January 1994
Skills
Japanese to English..., Proprietary Trading, Japanese, Equities
Education
Brigham Young University 1982 — 1988
Bachelor of Arts (B.A.), Japanese and International Business
Royal Bank of Scotland May 2012 - February 2014
Nomura Securities July 2009 - August 2011
Barclays Capital October 2008 - July 2009
Lehman Brothers October 2004 - September 2008
JPMorgan Chase 2002 - 2004
Skills
Fixed Income, Trading Systems, Derivatives, Credit Derivatives, Investment Banking, Electronic Trading, Equities, Sybase, Capital Markets, Bloomberg, Market Data, SDLC, Interest Rate..., Trading
Education
Carnegie Mellon University 1998 — 2002
BS, Business Administration
Morgan Stanley June 2015 - Present
Dartmouth Tutor Clearinghouse January 2012 - June 2015
Morgan Stanley June 2014 - August 2014
Nomura Securities March 2014 - May 2014
TutorOut June 2013 - May 2014
CollegeCFO September 2013 - March 2014
Bobby Valentine's Restaurant and Cafe June 2011 - September 2012
Fitness Training Camp June 2011 - September 2012
Skills
Ice Hockey, Field Hockey, Softball, Sports Coaching, Stata, Economics, Academic Tutoring, Volunteering, SPSS, Spanish, Critical Thinking, Community Service, Event Planning, Tutoring, Data Analysis, Sports
Education
Dartmouth College 2011 — 2015
Bachelor of Arts (B.A.), Economics, Psychology
Choate Rosemary Hall 2007 — 2011
Nomura Securities May 2015 - Present
MusicQubed September 2013 - Present
Skills
Equity Research, Equities, Hedge Funds, Investments, Capital Markets, Investment Banking, Valuation, Financial Modeling, Portfolio Management, Bloomberg, Private Equity, Fixed Income, Derivatives, Alternative Investments, Financial Analysis, Strategic Financial..., Financial Forecasting, Equity Valuation, Financial Markets, Series 7, Equity Derivatives, Start-ups, Asset Management, Emerging Markets, Investment Management, Equity Trading, Trading, Management, Finance, Corporate Finance
Education
Columbia Business School 1997 — 1999
MBA, Finance
Brown University 1990 — 1994
BS, Electrical Engineering
Nomura Securities February 2013 - Present
UBS Investment Bank 2010 - 2012
Credit Suisse 2005 - 2010
Greenwich Capital Markets 2001 - 2005
Bear Stearns 1993 - 2001
Skills
Trading, Investment Banking, Fixed Income, Equities, Capital Markets, Derivatives, Hedge Funds, Alternative Investments
Education
Brown University 1988 — 1992
Bachelor of Arts (B.A.), International Relations
The Lawrenceville School 1984 — 1988
Nomura Securities June 2015 - August 2015
Irwin Academic Center August 2014 - October 2014
Ariva technologies pvt ltd October 2010 - September 2012
Skills
Quantitative Finance, Management, Marketing, Managerial Finance, Analysis, C, Corporate Finance, Data Analysis, Financial Analysis, Financial Modeling, Matlab, Microsoft Excel, Microsoft Office, Finance
Education
University of Illinois at Urbana-Champaign 2014 — 2015
Master of Science (MS), Financial Engineering
Cardiff University / Prifysgol Caerdydd 2009 — 2010
Master's degree, Business Administration (Finance specialisation)
Anna University 2005 — 2009
Bachelor's Degree, Chemical Engineering
Nomura Securities 2014 - Present
Beijing Zhongze Women's Legal Services and Counseling Center January 2014 - January 2014
UBS Wealth Management June 2013 - August 2013
KPMG Thailand June 2012 - August 2012
Thailand Development Research Institute June 2011 - August 2011
Skills
SPSS, Data Analysis, Research, Microsoft Office, Stata, Financial Analysis, Eviews, Financial Modeling, Public Relations, Project Management, Photoshop, Community Outreach, Qualitative Research, Econometrics
Education
Colby College 2010 — 2014
Bachelor of Arts (B.A.), Economics and Mathematics, East Asian Studies
London School of Economics and Political Science 2012 — 2013
General Course Program, Economics and Statistics
Red Cross Nordic United World College, Flekke, Norway 2008 — 2010
High School, International Baccalaureate Diploma
SPA Project Management Limited February 2015 - Present
Toastmasters International July 2014 - January 2015
Freelance Consulting January 2014 - January 2015
Think Richly!™ Book November 2013 - January 2015
Myaing Multimedia November 2013 - January 2015
The Gold & Silver Coach™ January 2008 - January 2015
Nomura Securities February 2008 - August 2013
Cushman & Wakefield August 1998 - February 2008
Skills
Business Coaching, Instructor-led Training, Training, Investment Strategies, Investments, Strategic Planning, Precious Metals, New Business Development, Entrepreneurship, Silver, Public Speaking, Gold, Coaching, Team Building, Negotiation, Marketing Strategy, Leadership, Leadership Development, Social Media, Small Business
Education
City University of New York City College 1994 — 1998
Bachelor of Science (B.S.), Architecture & Environmental Studies, Cum Laude
New York University
Certificate of Real Estate Management (IREM), Real Estate Management
TTC
AWM Global Advisors July 2013 - April 2015
Nomura Securities August 2011 - July 2013
Nomura Securities June 2010 - August 2011
Education
Columbia University in the City of New York 2009 — 2011
Bachelor of Science (B.S.), Operations Research: Engineering Management Systems
Claremont McKenna College 2006 — 2009
Bachelor of Arts (B.A.), Economics & Engineering
University Studies Abroad Consortium (USAC) 2008 — 2008
Spain - Full Immersion Summer Program, Spanish Language and Culture Studies
Nomura Securities June 2015 - August 2015
Hongyuan Securities July 2014 - August 2014
China Galaxy Securities May 2014 - July 2014
CITIC Securities June 2013 - August 2013
University of Michigan May 2013 - June 2013
Yingda Taihe Life Insurance June 2012 - August 2012
Skills
C++, Matlab, R, Stata, EPL, Bloomberg Terminal, Quantitative Finance, PowerPoint, Financial Analysis, Data Analysis, Microsoft Excel, Financial Modeling, Microsoft Office, Python, Apama, Fixed Income, Statistics, Regression Analysis, Machine Learning, Time Series Analysis, Statistical Arbitrage, Optimization
Education
Carnegie Mellon University - Tepper School of Business 2014 — 2016
Master's Degree, Financial Engineering
University of Michigan 2011 — 2014
Bachelor's Degree, Financial Mathematics; Economics, GPA: 3.9/ 4.0
Beijing Institute of Technology 2009 — 2011
Accounting
Nomura Securities July 2015 - Present
Eli Lilly and Company May 2014 - July 2014
Han-A-International July 2012 - June 2013
Accenture July 2010 - June 2012
Accenture July 2008 - June 2010
Republic of Korea Army November 2002 - December 2004
Skills
PowerPoint, Negotiation, Corporate Strategy..., Agile Project Management, Microsoft Excel, User Experience Design, Mobile Technology, Digital Marketing, IT Strategy, Management Consulting, Analytics, Business Development
Education
University of Virginia - Darden Graduate School of Business Administration 2013 — 2015
Master of Business Administration (MBA)
Carnegie Mellon University 2002 — 2008
Chemical Engineering; Biomedical Engineering, BS
Loomis Chaffee
Titan Legacy Fund Advisors November 2001 - Present
Nomura Securities June 1995 - January 2000
Salomon Brothers May 1985 - October 1993
Skills
Hedge Funds, Alternative Investments, Equities, Investments, Asset Management, Portfolio Management, Securities, Investment Management, Investment Strategies, Fixed Income
Education
Colorado State University 1978 — 1982
Bachelor of Science (BS), Chemistry
Sky Lake Partners July 2013 - Present
Nomura Securities September 2013 - October 2014
Barclays February 2010 - September 2013
Morgan Stanley 1997 - 2008
Bear Stearns 1993 - 1995
Skills
Real Estate Investor
Education
The Wharton School, University of Pennsylvania 1995 — 1997
Master of Business Administration (M.B.A.), Finance, General
Colgate University 1989 — 1993
Bachelor of Science (BS), Economics
RBC Capital Markets March 2014 - Present
Nomura Securities June 2011 - July 2013
Nomura Securities June 2010 - September 2010
Skills
Series 63, Series 7, Foreign Exchange, Bloomberg, Equities, Capital Markets, Investment Banking, Equity Research, Valuation, Corporate Finance, Financial Analysis, Fixed Income, Financial Modeling, Hedge Funds, Investments
Education
Washington and Lee University 2007 — 2011
Bachelor of Arts (B.A.), Economics
Charles University in Prague
International Economics
Cold Spring Harbor High School
US Mortgage Corporation 2011 - Present
Royal Bank of Scotland September 2009 - September 2010
Endangered, Inc. June 2009 - September 2009
Nomura Securities October 2008 - June 2009
Credit Suisse April 2007 - August 2008
Deutsche Bank June 2005 - March 2007
ABN AMRO August 2000 - April 2005
Skills
Equity Derivatives, Portfolio Management, Series 7, Structured Products, Mortgage Banking, FHA, Asset Management, Sales, Loan Origination, Loans, Hedge Funds, Options, Credit, Bloomberg, Fixed Income, Banking, Investments, Series 63, Capital Markets, Investment Banking, Derivatives, Equities, Finance, Mortgage Lending, Alternative Investments
Education
Boston University - School of Management 1996 — 2000
BS, Finance, General
Ward Melville, HS 1992 — 1996
GED
Nomura Securities March 2013 - Present
UBS Investment Bank April 2011 - August 2012
Complex Structured Products July 2009 - April 2011
UBS Investment Bank July 2005 - July 2009
Education
Brandeis University 2001 — 2005
Economics, 3.71
Brandeis University
Bachelor Degree, Economics; Philosophy; Economics
Nomura Securities April 2010 - Present
Merrill Lynch 2007 - April 2010
Fitch Ratings 2003 - 2007
Federal Reserve Bank of New York 1998 - 2003
The Industrial Bank of Japan 1992 - 1996
Skills
Investor Relations, Corporate Finance, Credit Analysis, Corporate Communications, Strategic Planning, Banking, Financial Institutions, Fixed Income, Relationship Management, Trading, Financial Analysis, Capital Markets, Investment Banking
Education
Syracuse University - Martin J. Whitman School of Management 1996 — 1998
MBA, Finance, Marketing
Bucknell University 1988 — 1992
BSBA, Business Management, Int'l Relations
Barclays November 2010 - Present
Nomura Securities June 2010 - November 2010
Chicago Trading Company January 2010 - May 2010
Citigroup July 2006 - June 2009
Skills
Bloomberg, Equities, Quantitative Finance, Equity Valuation, Finance, Equity Derivatives, Financial Modeling, Financial Risk, Bloomberg Terminal, Capital Markets, Derivatives, Market Risk, Fixed Income, Valuation, Risk Management
Education
Columbia Engineering 2008 — 2010
Master of Science, Operations Research
New York University 2002 — 2006
Bachelor of Science (BS), Computer Engineering
ACGM Inc October 2011 - Present
Nomura Securities 2009 - 2011
Nomura Global Financial Products 2006 - 2009
PNC Financial Services Group June 2005 - September 2006
Calyon May 2004 - August 2004
CDC Ixis Capital Markets 2003 - 2003
Skills
Structured Products, Equity Derivatives, Fixed Income, Derivatives, Investment Banking, Equities, Structured Finance, Capital Markets, Bonds, Credit Risk, Financial Markets, Financial Advisory, Emerging Markets, Global Macro
Education
INSEAD 2014 — 2014
Master of Business Administration (M.B.A.)
Brandeis International Business School 2003 — 2005
MA
Université Paris Dauphine 1999 — 2003
Magistere BFA
Mitsubishi UFJ Securities (USA), Inc. June 2013 - Present
TD Securities October 2010 - January 2013
Nomura Securities October 2007 - June 2010
ABN AMRO Bank N.V. February 2006 - October 2007
Skills
Portfolio Management, Banking, Credit Risk, Financial Analysis, Capital Markets, Credit, Swaps, Fixed Income, Equities, Derivatives, Bloomberg, Hedge Funds, Middle Office, Options, FX Options, Bonds, Financial Markets
Education
Columbia College (NY) 1986 — 1990
Bachelor's degree, Economics
Nomura Securities January 2014 - Present
Avaya May 2013 - August 2013
capital normal university September 2011 - March 2012
Taikang Asset Management September 2006 - September 2008
Skills
HTML, Microsoft Excel, Java, C#, Japanese, PHP, C++, Finance, Python, Perl, JIRA, Confluence, Bamboo, Jenkins, SharePoint, Microsoft SQL Server, Oracle Database, PostgreSQL, MySQL, SQLite, R, Spring Framework, Maven, Hadoop, VBA, NCBI, Laboratory, Ruby, Cubase, Fruity Loops, Ant, Visual SVN
Education
Stevens Institute of Technology 2012 — 2014
Master of Science (M.S.), Computer Science
Capital Normal University 2010 — 2012
Master of Science (M.S.), Biomathematics, Bioinformatics, and Computational Biology
Nomura Securities May 2011 - Present
NewEdge March 2009 - May 2011
Skills
Settlement, DTC, Prime Brokerage, Equity Derivatives, Middle Office, Securities, Equities, Options, Fixed Income
Education
Hunter College 2001 — 2005
Yes, BS in Accounting and Finance
Harvard University 2002 — 2003
No, Accounting and Finance
Nomura April 2013 - Present
Carnegie Mellon Tepper School of Business August 2011 - December 2012
Nomura Securities May 2012 - August 2012
China Merchants Securities August 2010 - September 2010
Skills
R, Matlab, C++, Stata, C, Quantitative Finance, Financial Engineering, Econometrics, Fixed Income, Probability, Numerical Analysis, Derivatives, Statistics, VBA, Financial Modeling, Bloomberg, Bloomberg Terminal, Monte Carlo Simulation, Economics, Equity Derivatives, Trading
Education
Carnegie Mellon University - Tepper School of Business 2011 — 2013
Master of Science, Computational Finance
Hunan University 2007 — 2011
Bachelor of Economics, Finance(Financial Engineering Oriented), Li Da Science and Engineering Honors Class
Georgia Institute of Technology 2009 — 2009
Exchange Student (Non-degree), Economics, Statistics, Finance
Willis June 2015 - Present
Nomura Securities March 2013 - June 2015
Keefe, Bruyette & Woods April 2005 - February 2013
inCode Wireless (Deloitte / Verisign) August 2003 - April 2005
Hovde Financial August 2001 - August 2003
Skills
Valuation, Financial Modeling, Equity Research, Equities, Investments, Investment Banking, Private Equity, Capital Markets, Equity Valuation, Hedge Funds, Business Strategy, Fixed Income, Alternative Investments, Emerging Markets, Finance, Property & Casualty..., Mergers & Acquisitions, Due Diligence, Investor Relations, Bloomberg, Fund Of Funds, Insurance, Series 63, Mutual Funds, Series 7, Options, DCF, Asset Management, Portfolio Management, Investment Management, Corporate Finance, Strategy, Equity Capital Markets, Asset Allocation, Venture Capital, Sell Side, Trading Strategies, Value Investing, Investment Strategies, Economics, Financial Analysis, Corporate Development, Buy-side, Financial Markets, Equity Trading, Real Estate, Real Estate Economics, Real Estate Investor, Real Estate Transactions, Trading
Education
Butler University 1999 — 2001
B.S., Applied Economics
Nazareth College of Rochester 1997 — 1999
Scotiabank October 2014 - Present
UOB Kay Hian November 2013 - September 2014
Nomura Securities November 2007 - August 2011
Lehman Brothers November 2007 - August 2011
State Street July 2006 - November 2007
Electronic Data Systems July 2005 - June 2006
Standard Chartered Bank January 2005 - July 2005
Intelenet Global Services July 2003 - July 2004
Skills
Efficiency Management, Risk Management, Middle Office, Fund Accounting, Corporate Actions, Financial Analysis, Derivatives, FX Options, Structured Products, Operations Management, Asset Managment, Capital Markets, Analytical Skills, Investment Banking, Financial Markets, Trading, Hedge Funds, Project Management, Options, Portfolio Management, Securities, Credit Risk, Financial Risk, Back Office, Fixed Income, Mutual Funds, Bloomberg, Currency, Foreign Exchange, Settlement, Equities, Investment Management, Swaps, Equity Derivatives, Interest Rate..., Asset Management
Education
Canadian Securities Institute 2014 — 2014
Canadian Securities Course (CSC), Investments and Securities
Centennial College 2011 — 2013
Post Graduate, Business Administration, Management and Operations
AMIMR 2002 — 2004
PG (MBA), Finance and Financial Management Services
University of Mumbai 1999 — 2002
Bachelor of Commerce (B.Com.), Accounting and Finance
Nomura September 2015 - Present
Nomura Securities June 2015 - August 2015
NBCUniversal, Inc. November 2013 - May 2015
Brigade Capital Management November 2012 - October 2013
NorthPoint Solutions June 2011 - November 2012
Blackbaud June 2009 - June 2011
Clemson Computing and Information Technology January 2005 - May 2009
Itron August 2005 - August 2007
Intel Corporation May 2005 - August 2005
Skills
Finance, Financial Modeling, Valuation, Accounting, Project Management, Microsoft Excel, PowerPoint, Presentations, Public Speaking, Product Management, Software Development, Enterprise Software, Software Engineering, Agile Methodologies, .NET, C#, SQL, VB.NET, Java, Hedge Funds
Education
New York University - Leonard N. Stern School of Business 2012 — 2015
Master of Business Administration (MBA), Finance, Accounting
Clemson University 2004 — 2009
BS, Computer Engineering, Minor in Business Administration
MSD Capital July 2014 - Present
Nomura Securities July 2011 - May 2014
Granada Advisors December 2009 - April 2011
Sagent Advisors June 2010 - August 2010
Columbia West Capital January 2010 - April 2010
Students for Social Entrepreneurship December 2009 - April 2010
Unitus September 2009 - December 2009
SWAN Foundation July 2009 - August 2009
The Church of Jesus Christ of Latter-day Saints June 2006 - June 2008
Skills
Financial Analysis, Due Diligence, Financial Modeling, Economics, Valuation, Business Valuation, Bloomberg, Leadership, Capital Markets, Investment Banking, Private Equity, Bloomberg Terminal
Education
Brigham Young University 2008 — 2011
BS, Management (Finance)
Wellington Management February 2014 - Present
Nomura Securities June 2013 - August 2013
MSCI Inc. November 2010 - June 2012
China Securities Co., Ltd. June 2010 - August 2010
Center for the Creation of Economic Wealth January 2010 - May 2010
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, English, Windows, Research, Outlook, Photoshop, Teaching, C++, Public Speaking
Education
Carnegie Mellon University - Tepper School of Business 2012 — 2013
Master of Science (M.S.), Computational Finance
University of Oklahoma 2008 — 2011
Bachelor of Arts (B.A.), Mathmatics and Economics
Chengdu No.7 High School
Société Générale March 2015 - Present
Nomura Securities September 2011 - February 2015
Skills
Options, Equities, Derivatives, Trading
Education
Colby College 2007 — 2011
BA, Economics-Mathematics
Hampton Sports and Arts January 2013 - Present
Timber Lake Corporation May 2008 - Present
Countrywide Commercial Real Estate March 2005 - April 2008
Nomura Securities February 2004 - March 2005
Education
Brown University 1998 — 2003
BA, Public Policy
R&W Enterprises August 2012 - Present
Tech Exec Inc. April 2009 - June 2012
McGraw-Hill December 2002 - March 2009
Nomura Securities June 1996 - December 2001
JP Morgan June 1994 - February 1996
The Chase Manhattan Bank May 1993 - May 1994
Insci inc 1994 - 1994
Insci Inc 1994 - 1994
Moodys Investor Services September 1991 - April 1993
Concept Data January 1989 - May 1991
Education
City University of New York City College 1984 — 1988
Computer Science
Montclair State University 1981 — 1984
Physics
Stuyvesant High School 1978 — 1981
HS Diploma
Bloomberg LP November 2012 - Present
Nomura Securities November 2009 - October 2012
Becker Hill Consulting January 2009 - November 2009
Goldman Sachs February 2006 - February 2008
JP Morgan September 2003 - February 2006
Investment Technology Group 1995 - 2003
ITG 1995 - 2003
PaineWebber Inc 1991 - 1995
ADP 1990 - 1991
The First Boston Company 1989 - 1990
Skills
Electronic Trading, Derivatives, Trading System, Equities, Trading, Transaction Support, Equity Trading, Hedge Funds, Fixed Income, Options, Trading Systems, Quantitative Analytics, Strategy, Valuation, Trading Strategies, Financial Modeling, FX Options, Securities, Capital Markets, Market Data, Financial Markets, Series 7, Bloomberg, ETFs, Alternative Investments, Series 63, Prime Brokerage, Bonds
Education
Harvard Business School 1980 — 1982
MBA, Business
Colgate University 1974 — 1978
Bachelor of Arts, Economics
Nordic Investment Bank July 2003 - Present
Team Beachbody October 2009 - Present
Schroders 2002 - 2003
Nomura Securities 2000 - 2001
Donaldson, Lufkin & Jenrette 1998 - 2000
Sanford C. Bernstein 1990 - 1997
Bernstein Investment Research and Management 1990 - 1997
Skills
Fitness, Equities, Personal Development, Nutrition, Coaching, Health, Financial Modeling, Equity Trading, Entrepreneurship, Hedge Funds, Trading, Capital Markets, Bloomberg, Financial Markets, Alternative Investments, Investment Banking, Asset Management, Derivatives
Education
City University of New York 1983 — 1987
Bachelor's degree, Accounting and Finance
Nomura Securities October 2013 - Present
OWASP January 2012 - Present
TD July 2012 - September 2013
Morgan Stanley June 2010 - June 2012
NY Metro ISSA February 2009 - May 2011
Credit Suisse March 2010 - June 2010
LibertyPointe Bank (acquired by Valley National Bank) September 2006 - March 2010
Skills
Risk Assessment, Security, Risk Management, Information Security..., Security Awareness, System Administration, Network Administration, Mentoring, Team Building, Information Technology, Information Security, Leadership, Strategy, Data Security, Enterprise Risk..., Security Audits, Computer Security, IT Management, Management, Business Continuity, Incident Management
Education
Carnegie Mellon University 2011 — 2015
Master of Science in Information Technology (MSIT)
Polytechnic University 2009 — 2009
Touro College 2005 — 2008
Bachelor of Science
J. Goldman & Co., L.P. 2015 - Present
Nomura Securities 2014 - 2014
Nomura Securities 2012 - 2014
Nomura Securities 2011 - 2011
Education
Columbia University - Fu Foundation School of Engineering and Applied Science 2008 — 2012
BSc, Operations Research, Greek Honors
Bryant University August 2015 - Present
Bryant University April 2014 - Present
Nomura Securities June 2015 - August 2015
The Hanover Insurance Group June 2014 - August 2014
Londonderry NH School District June 2009 - August 2013
Fidelity Investments July 2011 - August 2011
Education
Bryant University 2012 — 2016
Bachelor of Science in Business Administration, Finance & Applied Analytics, Senior
MKP Capital Management July 2014 - Present
Nomura Securities February 2012 - July 2014
Nomura Securities June 2009 - February 2012
Citi October 2008 - June 2009
Lehman Brothers July 2005 - October 2008
Education
Carnegie Mellon University 2001 — 2005
Bachelors of Science, Computational Science
J.P. Morgan April 2013 - Present
The PrinceRidge Group October 2008 - April 2013
Dillon Read Capital Management / UBS Investment Bank 2006 - 2008
Nomura Securities 2000 - 2006
Capital Market Risk Advisors 1999 - 2000
Bear Stearns & Co, Inc 1996 - 1998
Skills
Derivatives, Market Risk, Trading, Portfolio Management, Fixed Income, Options, Hedge Funds, Structured Products, Credit Risk, Financial Risk
Education
New York University, Stern School of Business
Master of Business Administration (MBA), Finance/Statistics
Boston University
Doctor of Philosophy (Ph.D.), Physical Chemistry
Gubkin Russian State University of Oil and Gas (former Moscow State Academy of Oil and Gas)
Master of Science (M.S.), Chemical Engineering
JPMorgan Chase Bank,N.A. May 2013 - Present
Associated Investment Services July 2006 - May 2013
Nomura Securities April 1990 - January 2000
Education
Carthage College
Nomura Securities April 2013 - Present
Nomura Securities September 2012 - April 2013
Nomura Securities October 2008 - September 2012
Lehman Brothers September 2005 - September 2008
BT July 2003 - July 2004
West Middlesex University Hospital June 2002 - October 2002
West Middlesex University Hospital June 2001 - October 2001
Skills
Investment Banking, Equities, Trading Systems, Financial Markets, Electronic Trading, Derivatives, Equity Derivatives, Capital Markets, Portfolio Management, Market Data, Trading, Business Analysis, Fixed Income, Equity Trading, Middle Office, Prime Brokerage, Options, Low Latency, Sybase, Project Management, Operating Budgets, Strategy, Team Leadership, Leadership Development, Budgets, rates, Vendor Management, Program Management, Team Building, Cross-functional Team..., Cross-border..., Executive Management, Executive Reporting, Management, Financial Risk, Risk Management, Financial Services
Education
City University London 2001 — 2005
BEng Honours, Computing
Isleworth & Syon School
Nomura Securities May 2013 - Present
Barclays Capital May 2010 - April 2013
Barclays Capital May 2009 - April 2010
Lehman Brothers July 2007 - April 2009
Inlingua December 2006 - June 2007
Skills
Equities, Fixed Income, Capital Markets, Derivatives, Bloomberg Terminal, Series 7, Series 63
Education
Bucknell University 2002 — 2006
Bachelors Degree, Economics, 3.4 GPA out of 4.0
Hingham High School 1998 — 2002
AB Bernstein September 2014 - Present
Goldman Sachs February 2011 - August 2014
Nomura Securities May 2010 - August 2010
Skills
Private Equity, Investment Banking, Due Diligence, Portfolio Management, Equity Valuation, Company Valuation, DCF Valuation, Valuation Modeling, Derivatives, Mergers & Acquisitions, DCF, Corporate Finance, Financial Modeling, Equities, Options
Education
Carnegie Mellon University - Tepper School of Business 2009 — 2010
Master of Science (MS), Computational Finance, Merit Based Scholarship
University of Illinois 2007 — 2009
Master of Science, Applied Mathematics, Full Tuition Grand
Zhejiang University 2003 — 2007
Bachelor of Science (BS), Statistics
ANZ March 2015 - Present
Nomura Securities October 2013 - February 2015
Mizuho Capital Markets Corp. December 2012 - September 2013
Barclays Capital June 2011 - December 2012
Lehman Brothers Holdings Inc. September 2008 - December 2010
Lehman Brothers December 2005 - September 2008
Skills
Derivatives, Equities, Fixed Income, Capital Markets, Investment Banking, Hedge Funds, Equity Derivatives, FX Options, Options, Superior Client Service, Client OnBoarding, ISDA, Dodd-Frank, Trading, Risk Management, Market Risk, Financial Modeling, Bloomberg Terminal, Equity Trading, Product Control, Due Diligence, Valuation, Prime Brokerage, Operations Management, Regulatory Documentation, Manage Client..., Client Liaison, Bloomberg, Onboarding, Securities, AML, Credit, Client Services, Anti Money Laundering
Education
City University of New York-College of Staten Island 2001 — 2005
Bachelors of Science, Finance, Management
Liakada Capital May 2015 - Present
LoyaltyOne June 2013 - April 2015
Acasta Capital May 2013 - July 2013
RHB Group LP October 2012 - April 2013
Nomura Securities March 2012 - October 2012
Xeon International January 2012 - March 2012
Xi'an Jiaotong University November 2008 - June 2009
Skills
Valuation, Financial Modeling, Investment Banking, Financial Analysis, Equity Research, Strategy, Programming, Portfolio Management, Analysis, Mergers & Acquisitions, Business Strategy, Microsoft Excel, DCF, Bloomberg, Economics, Capital Markets, Corporate Finance, Bloomberg Terminal, Investments, Private Equity, Equities, Strategic Financial..., LBO, Banking, Hedge Funds, Financial Markets, Financial Risk, Data Analysis, Fixed Income, Asset Management, Mandarin, Strategic Partnerships, VBA, Entrepreneurship, French
Education
慶応義塾大学 / Keio University 2012 — 2012
CEMS Exchange, Finance, International Business
CEMS - The Global Alliance in Management Education 2011 — 2012
Master's in International Management
Richard Ivey School of Business 2011 — 2012
Master of Science (MSc) & CEMS MIM, International Business, 3.7
The University of Western Ontario 2009 — 2011
Bachelor of Management and Organization Studies, Finance and Administration 4 years Specialization, 3.3/4.0
Xi'an Jiaotong University
Bachelor of Engineering (B.E.), Software Engineering
The Weather Channel March 2015 - Present
Dolby Laboratories September 2014 - February 2015
Nomura Securities June 2012 - July 2014
Pacific Gas and Electric Company August 2011 - June 2012
Pacific Gas and Electric Company May 2010 - August 2011
method products inc. August 2008 - August 2011
Young & Rubicam October 2009 - January 2010
McCann Worldgroup October 2007 - October 2009
Peace Corps April 2005 - July 2007
KVEC Clear Channel Radio January 2004 - June 2004
Skills
SAP HRIS, Oracle’s PeopleSoft HRIS, Microsoft Suite, Taleo Recruiting System, Right Now CRM system, PHR Certified, SharePoint, Human Resources, Microsoft Office, Training, SPHR, Employee Relations, Leadership, Interviews, Analysis, Management, Leadership Development, SAP HR, Program Management, Recruiting, Taleo, Onboarding
Education
University of California, Berkeley 2008 — 2011
Certificate, Human Resources Management
California Polytechnic State University-San Luis Obispo 2000 — 2004
Bachelor of Science, Journalism, Spanish Minor
Bishop O'Dowd High School
Nomura Securities September 2012 - July 2015
DTCC January 2011 - June 2012
BNY Mellon September 2008 - December 2010
BNY Mellon June 2008 - September 2008
Education
Brooklyn College
Bachelor of Science, Public Accounting
FIG Capital LLC February 2013 - May 2015
Nomura Securities February 2010 - January 2013
Tradition (North America) Inc. January 2006 - January 2010
Opal Financial Group May 2003 - December 2006
Skills
PowerPoint
Education
City University of New York-John Jay College of Criminal Justice 2003 — 2006
Associate's degree, Criminal Justice/Law Enforcement Administration
Fashion Institute of Technology
Bachelor's degree, Fashion Merchandising
Acadian Asset Management July 2015 - Present
Nomura Securities June 2012 - June 2015
Thomson Reuters June 2009 - June 2012
Thomson Reuters July 2007 - June 2012
Bank of New York Mellon December 2003 - July 2007
Access Data January 1998 - December 2003
Federated Investors November 1995 - December 1997
Union Switch & Signal 1991 - 1994
Skills
Reference Data, Equity Valuation, Fixed Income Products, Asset Pricing, Enterprise Risk..., Financial Accounting, Fund Administration, Outsourcing, Portfolio Management, investment management, Corporate Actions, evaluated pricing, enterprise data..., CRM, Enterprise Software, Financial Services, Fixed Income, Investment Management, Market Data, Strategy, Valuation
Education
University of Pittsburgh - Katz 1994 — 1996
MS
University of Pittsburgh - Katz 1992 — 1994
MBA
Carnegie Mellon University 1989 — 1991
BS
Nomura Securities January 2015 - Present
Cambridge Associates June 2012 - January 2015
Colby College Economics Department September 2011 - May 2012
Brown Brothers Harriman June 2011 - August 2011
Gray Associates, Inc. January 2011 - February 2011
Vector Marketing June 2008 - August 2009
Skills
Investments, Research, Data Analysis, Analysis, Public Speaking, Investment Management, Investment Strategies, Investment Advisory, Direct Sales, Risk Management
Education
Colby College 2008 — 2012
BS, Economics
Governor's Academy 2004 — 2008
Diploma
AIG August 2014 - Present
AIG April 2013 - August 2014
AIG March 2012 - March 2013
Nomura Securities June 2011 - August 2011
Education
Carnegie Mellon University - Tepper School of Business 2010 — 2011
Master of Science, Computational Finance, 4.15/4.3
National University of Singapore 2006 — 2010
Bachelor of Science, Physics, 4.75/5.0
Nomura Securities January 2015 - Present
RBC Capital Markets January 2014 - December 2014
RBC Capital Markets 2009 - 2013
Deloitte 2007 - 2009
Sublet in the City June 2006 - July 2006
Skills
Accounting, Auditing, Finance, Financial Accounting, Financial Analysis
Education
Bucknell University 2003 — 2007
Bachelor of Science in Business Administration, Accounting
Nomura Securities July 2015 - Present
Nomura June 2014 - August 2014
Fullbridge January 2014 - January 2014
Hearst Magazines June 2013 - August 2013
SRSsoft June 2012 - August 2012
Skills
Microsoft Excel, Marketing, Leadership, Sales Force, Microsoft Office, Open Pages, Research, Social Media, Time Management, Bloomberg Terminal, Multitasking
Education
Colorado College 2011 — 2015
Economics, Senior
Westminster School 2008 — 2011
Bronxville High School 2006 — 2008
RBC Capital Markets July 2010 - Present
Nomura Securities May 2007 - June 2010
Skills
Capital Markets
Education
Brandeis University
Bachelor's Degree, Economics
Macy's October 2014 - Present
Nomura Securities July 2012 - August 2014
Valstone Partners May 2011 - August 2011
Skills
Financial Modeling, PowerPoint
Education
Carnegie Mellon University 2008 — 2012
B.S., Business Administration
National Taiwan University 2010 — 2010
Study Abroad, Language & Culture
Nomura Securities July 2014 - Present
RBC Capital Markets August 2010 - March 2014
CIT June 2009 - August 2010
Lane Berry January 2009 - May 2009
Moors and Cabot May 2008 - June 2008
Skills
Financial Modeling, Capital IQ, DCF, Valuation, Bloomberg, Capital Markets, Corporate Finance, Fixed Income, Investments, Investment Banking, Risk Management, Analysis, Bloomberg Terminal, Structured Products, Portfolio Management
Education
Boston University - School of Management 2006 — 2010
BSBA, Finance & Accounting
South Burlington High School 2002 — 2006
Goldman Sachs July 2013 - Present
Federal Reserve Bank of New York August 2012 - June 2013
Nomura Securities May 2011 - August 2011
Clark Pest Control April 2007 - August 2009
Skills
Microsoft Excel, Bloomberg Terminal, Economics, Due Diligence, PowerPoint, Financial Modeling, Financial Analysis, Accounting, Brazilian Portuguese, Series 7, Bloomberg
Education
Brigham Young University - Idaho 2007 — 2012
Financial Economics
Nomura Securities February 2013 - Present
Arrowstreet Capital June 2012 - August 2012
AlphaBridge Capital Management LLC January 2011 - February 2011
Promontory Financial Group, LLC January 2010 - February 2010
Skills
C++, Java, R, VBA, Matlab, Eviews, SQL, Python, Stata, Econometrics, Quantitative Finance
Education
Carnegie Mellon University - Tepper School of Business 2011 — 2012
Master of Science, Computational Finance
Oberlin College 2007 — 2011
Bachelor of Arts, Mathematics (with Honors) / Economics
Nomura Securities July 2013 - Present
Nomura Securities June 2012 - August 2012
CMU Undergraduate Finance Association February 2010 - July 2012
Essential Finance July 2011 - August 2011
Skills
Financial Modeling, Financial Analysis, Strategy, Finance, Equities, Analysis, Public Speaking, Management, Time Management, Sales, Fixed Income, Trading
Education
Carnegie Mellon University 2009 — 2013
B.S.
The London School of Economics and Political Science (LSE) 2010 — 2010
Study Abroad
Nomura Securities September 2014 - Present
Barclays Capital August 2010 - August 2014
Fortress Investment Group July 2009 - December 2009
D.B. Zwirn & Co. August 2006 - June 2009
Bloomberg June 2005 - August 2006
Skills
Microsoft Excel
Education
Bucknell University 2001 — 2005
BSBA, Business Managment, History
Morgan Stanley February 2014 - Present
Nomura Securities April 2011 - February 2014
Markit Group Ltd. June 2010 - August 2010
Chicago Trading Company February 2010 - May 2010
Skills
SQL, C++, Bloomberg, Excel VBA
Education
Columbia University - Fu Foundation School of Engineering and Applied Science 2009 — 2010
Master, Operation Research
National Tsinghua University 2009 — 2009
Exchange Student, Quantitative Finance
Huazhong University of Science and Technology 2005 — 2009
Bechalor of Science, Systems Engineering
Morgan Stanley June 2010 - Present
Credit Suisse September 1994 - March 2010
Nomura Securities June 1993 - August 1994
Skills
Fixed Income, Valuation, Equities, Bloomberg, Capital Markets, Series 7, Alternative Investments, Hedge Funds, Derivatives, Investment Banking, Asset Allocation
Education
Carnegie Mellon University - Tepper School of Business 1991 — 1993
MBA, Finance
Drexel University - LeBow College of Business 1983 — 1988
BS-Business Admin, Accounting/Finance
85 Broad Street August 2011 - Present
Bank of America Tower January 2007 - August 2011
9 West 57th Street June 2003 - January 2007
Nomura Securities October 2001 - June 2003
Siemens 1999 - 2001
Skills
Facilities Management, HVAC, Project Management, Building Automation, Data Center, Energy Conservation, UPS systems, Infrastructure, Building Management..., Engineering, Construction, Preventive Maintenance, Water, Management, Infrastructure..., Commissioning, Project Engineering, Automation, Electricians, HVAC Controls, Electrical Engineering, Pumps, Feasibility Studies, Green Building, Generators, Energy Efficiency, Engineering Management, Energy, Maintenance Management, Project Estimation, Power Distribution, Construction Management, Value Engineering, Cooling Towers, Energy Audits, Commercial Real Estate, Facilities Operations, Energy Management, Leases, Plumbing, Electricity, MS Project
Education
Brooklyn College 1985 — 1989
Bachelor of Science (BS), Computer Science, 3.5
Brooklyn Tech High School 1971 — 1974
Nomura Securities April 2014 - Present
JPMorgan Chase July 2013 - March 2014
Algorithmics, an IBM Company October 2012 - July 2013
Nomura August 2011 - October 2012
Headstrong May 2003 - October 2012
Scotiabank February 2011 - July 2011
Credit Suisse July 2008 - December 2008
Goldman Sachs June 2007 - July 2008
Bank of America January 2004 - June 2006
IBM Rational September 2001 - May 2003
Skills
Market Risk, Credit Risk, Counterparty Risk, Capital Markets, Financial Risk, Trading, Financial Risk..., Financial Services, Risk Management, Credit Derivatives, Interest Rate..., Prime Brokerage, Basel II, Derivatives, Quantitative Finance, Swaps, Dodd-Frank, Investment Banking, Valuation, Portfolio Management, Fixed Income, Business Analysis, Financial Modeling, Management
Education
Carnegie Mellon University 1996 — 1998
M.S., Electrical & Computer Engineering
Global Association of Risk Professionals 2009 — 2009
Financial Risk Manager
Indian Institute of Management, Bangalore 2005 — 2006
Certficate, Advanced Financial Risk Management
CFA Level 1 2005 — 2005
CFA Institute, Chartered Financial Analyst
Indian Institute of Technology, Bombay 1992 — 1996
B.Tech, Metallurgy and Materials Science
CoreOne Technologies June 2014 - Present
Custo Barcelona May 2013 - July 2013
United Nations June 2012 - July 2012
Nomura Securities June 2011 - August 2011
Skills
Microsoft Office, Microsoft Excel, Financial Modeling, PowerPoint, Microsoft Word, Social Media, Public Speaking, Research, Teamwork, Market Research, Customer Service, Social Networking, Event Planning, Management, Analysis
Education
Boston University - School of Management 2010 — 2014
Bachelor of Science (BS), Finance, General
Hong Kong International School
Focus Investment Banking August 2014 - Present
New Vantage Group June 2014 - Present
Nomura Securities May 2013 - August 2013
Skills
Microsoft Excel, Equity Valuation, VBA, Matlab, Bloomberg Terminal, Business Valuation, Equities, Investment Banking, Economics, Portfolio Management, Financial Modeling, Bloomberg, Capital Markets, Investments, Trading, Valuation, Mergers & Acquisitions, Fixed Income, Due Diligence
Education
New York University 2015 — 2016
MS, Mathematics in Finance, Courant Institute of Mathematical Sciences
New York University - Leonard N. Stern School of Business
Non-degree
The Johns Hopkins University
B.A. Economics, Mathematics
City University of Hong Kong
Mathematics
Nomura Securities December 2013 - Present
Flood Bumstead McCready & McCarthy July 2013 - October 2013
Lutheran Social Services of New York April 2013 - July 2013
NY ARTS Magazine/Broadway Gallery January 2013 - April 2013
Lynne St Clare Foster July 2012 - October 2012
Society of Illustrators 2012 - 2012
Depart of Theatre and Speech June 2010 - August 2010
Skills
Sketching, Microsoft Word, Microsoft Excel, Illustration, Secretarial Skills, Social Media, Blogging, Social Media Marketing, Photoshop, Salesforce.com
Education
City University of New York City College 2008 — 2012
Bachelor of Arts (B.A.), Fine and Studio Arts
Nomura Securities June 2009 - Present
Barclays Capital September 2008 - June 2009
Lehman Brothers July 2005 - September 2008
Intraprise Solutions, Inc June 2000 - July 2005
FCG 1997 - 2001
Skills
Software Project..., Java, Enterprise Software, Capital Markets, Software Development, Equities, Electronic Trading, Trading, Fixed Income, Sybase, Derivatives, Trading Systems, XML, TIBCO Rendezvous, Market Data, SQL, Credit Derivatives, Low Latency, Interest Rate..., SDLC
Education
Stevens Institute Of Technology 2001 — 2005
Masters, Information Systems
Bucknell University 1993 — 1997
BS, Computer Science
Columbia High School
Columbia High School
Columbia High School
Columbia High School
Nomura Securities November 2011 - Present
BNP Paribas October 2007 - November 2011
Skills
Securities, Prime Brokerage, Equity Derivatives, Equities, Hedge Funds, Derivatives, FINRA, Securities Regulation, Capital Markets, Structured Products, Alternative Investments, Fixed Income, Swaps, Investment Banking, Bloomberg
Education
Brooklyn Law School 2004 — 2007
JD
Northeastern University 1996 — 2001
BS, Finance and Management Information Systems
Citi August 2015 - Present
Nomura Securities September 2009 - October 2014
Lehman Brothers/Barclays October 2008 - September 2009
Sun Life Financial October 2005 - August 2006
Sun Life Financial June 2002 - September 2005
Skills
Fixed Income, Swaptions, Market Making, Interest Rate..., Hedging, Risk Management, Trading, Interest Rate Risk..., Financial Modeling, Financial Analysis, Data Analysis, Corporate Finance, Strategy, Business Strategy, Analysis, Business Analysis, Cross-functional Team..., Options
Education
Carnegie Mellon University - Tepper School of Business 2006 — 2008
Master of Business Administration (MBA)
Worcester Polytechnic Institute 1998 — 2002
Bachelor of Science (BS), Mathematics
Lehaman Brothers 2007
Lehaman Brothers 2007
Sberbank CIB (formerly Troika Dialog) June 2010 - Present
Credit Suisse May 2001 - June 2011
Nomura Securities 1998 - 2001
Morgan Stanley Smith Barney 1998 - 1999
Merrill Lynch 1987 - 1998
Skills
Trading Systems, Electronic Trading, Equities, Derivatives, Market Data, Equity Trading, Capital Markets, Financial Markets, Equity Derivatives, Fixed Income, Options, Low Latency, Investment Banking, Bloomberg, Structured Products, Trading
Education
City University of New York-Brooklyn College
RBC Capital Markets September 2011 - Present
RBC Capital Markets July 2010 - August 2011
Nomura Securities October 2008 - June 2009
JPMorgan June 2007 - August 2008
Deutsche Bank July 2004 - June 2007
Education
Carnegie Mellon University - Tepper School of Business 2002 — 2004
MBA, Finance, Quantitative Analysis
Boston University Questrom School of Business 1991 — 1995
BS, Finance
Goldman Sachs January 2006 - Present
MarketAxess 2005 - 2006
Nomura Securities 2003 - 2004
Nomura 2001 - 2003
Avaya Inc. 2000 - 2001
Bellcore 1989 - 1993
Telcordia 1989 - 1993
Skills
Trading Systems, Fixed Income, Electronic Trading, Software Development, SDLC, Low Latency, Capital Markets, Derivatives, Java, Equities, Investment Banking, Enterprise Architecture, Bloomberg, Risk Management, Business Analysis, Credit Derivatives, Hedge Funds, IT Strategy, Emerging Markets, Financial Services, Ledger Systems, Relational Databases, Sybase IQ, DB2, Sybase Ad
Education
Carnegie Mellon University 1989 — 1990
Masters, Information Networking
Bucknell University 1985 — 1989
Bachelor of Science (B.S.), Computer Science
Nomura Securities May 2011 - Present
Nomura Holdings America July 2009 - May 2011
Commerzbank AG June 2007 - July 2009
Nomura Securities International, Inc. September 1996 - December 2006
Skills
Credit analysis for..., Latin America
Education
Thunderbird School of Global Management 1981 — 1982
MIM, International Finance
University of Kansas 1978 — 1980
Masters, Spanish
Bucknell University 1974 — 1978
Bachelor of Arts (B.A.), Spanish
Morristown High School 1970 — 1974
High School, College Prep
HSBC September 2006 - Present
JPMorgan Chase 1998 - 2006
Nomura Securities 1996 - 1998
UBS 1994 - 1996
Skills
Wealth Management
Education
John Jay College of Criminal Justice
Bachelor's degree, Criminal Justice
Passur Aerospace Inc 2001 - Present
Cityspree 2000 - 2001
Nomura Securities 1995 - 1999
Salomon Brothers 1989 - 1995
Skills
Program Management, Strategic Planning, Software Development, Information Theory, Distributed Computing, Statistical Data..., Cross-functional Team..., Team Leadership, Engineering Management, RESTful WebServices, Leadership, Operations Management, C, R, Airlines, Start-ups, SDLC, OpenGL Programming, Big Data Analytics, Air Traffic Managment..., SQL, Java, Javacript, WebGL, Web Services, Pattern Recognition, Computer Graphics Design, Integration, Management, Vendor Management, Linux, Process Improvement, Software Engineering, Aerospace, Web Development, Agile Methodologies, Unix, XML, Consulting, Aviation
Education
California State Polytechnic University-Pomona
Electrical and Electronic Engineering, B.S. Electrical and Electronic Engineering
United States Naval Academy
Systems Engineering
Instinet Incorporated December 2012 - Present
Nomura Securities September 2004 - December 2012
ITG 1996 - 2004
Skills
Equities, Electronic Trading, Equity Derivatives, Trading, Hedge Funds, Trading Systems, Fixed Income, Derivatives, Equity Trading, Bloomberg, Capital Markets, Financial Markets, Market Data, Trading Strategies, Securities
Education
Brandeis University 1987 — 1991
mediavision capital March 2002 - May 2005
societe generale October 1998 - September 2001
SG Cowen 1998 - 2001
ubs 1991 - 1998
nomura securities June 1989 - July 1991
merrill lynch October 1987 - June 1989
lehman brothers June 1985 - October 1987
new york life ins. investments 1983 - 1985
general reinsurance investments 1982 - 1983
dean witter 1980 - 1982
Skills
Equities, Investments, Investment Banking, Corporate Finance, Private Equity, Valuation, Mergers, Financial Analysis, Equity Valuation, Financial Modeling, Venture Capital, Strategic Planning, Accounting, Business Valuation, IPO, Investor Relations, Hedge Funds, Equity Research, Alternative Investments, Bloomberg
Education
Syracuse University 1977 — 1979
mba, finance, international finance
Colby College 1970 — 1974
BA, Economics
Colby College 1970 — 1974
BA, Economics major Administrative Science minor
lhs 1966 — 1970
college prep courses
Schwartz Financial Services and Regulatory Consulting 2014 - Present
FXCM 2012 - 2014
Royal Bank of Scotland 2012 - August 2012
Moody's Investors Service August 2009 - June 2011
Nomura Securities August 2007 - June 2009
Axiom Legal October 2006 - August 2007
CITIGROUP PRIVATE BANK September 2005 - January 2006
BANC OF AMERICA INVESTMENT SERVICES, INC December 2003 - September 2005
DEUTSCHE BANK SECURITIES INC December 1999 - May 2003
U.S. Securities and Exchange Commission April 1997 - December 1999
Skills
Financial Regulation, Internal Investigations, Compliance, SOX, Corporate Governance, Risk Management, White Collar, Governance, Compliance Management, Change Management, Change Leadership, White Collar Criminal..., Securities, Securities Regulation, Mergers & Acquisitions, Sarbanes-Oxley Act, Hedge Funds, Capital Markets
Education
Boston University School of Law 1985 — 1988
Doctor of Law (J.D.)
University of Pennsylvania 1981 — 1985
B.A., English, Wharton
JPMorgan Chase September 2012 - Present
Nomura Securities January 2010 - September 2012
Credit Suisse October 2008 - February 2010
Lehman Brothers May 2008 - October 2008
Barclays Capital March 2007 - April 2008
JPM Chase June 2005 - March 2007
Deutsche Bank November 2004 - June 2005
Societe Generale 2003 - 2004
UBS November 2000 - June 2001
Goldman Sachs April 1998 - November 2000
Skills
Software Documentation, Electronic Trading, Trading Systems, Financial Risk, Portfolio Management, Requirements Analysis, Risk Management, Business Analysis, Investment Banking, Equities, SDLC, Fixed Income, Derivatives, Trading, Risk, Credit, Front Office, Analysis, Middle Office, Asset, Product Development, Microsoft Office, Documentation, Market Data
Education
Carnegie Mellon University - Tepper School of Business 2001 — 2004
MSCF, Computational Finance/Financial Engineering
Clemson University 1991 — 1993
MS, Computer Science
University of Madras 1986 — 1990
"Bachelor of Engineering" or B.E, Computer Science
United Realty Capital Managing DirectorKnight Capital GroupJune 2010 - January 2012
Allegiance Investment Advisors, LLC June 2009 - July 2010
Essex Investment Partners June 2007 - June 2009
Natixis Real Estate Capital 1998 - 2007
Nomura Securities April 1993 - December 1998
Education
New York University School of Law 1987 — 1990
JD, Law
Brandeis University 1983 — 1987
BA, Politics
Nomura Securities August 2013 - Present
CLSA December 2003 - June 2012
Goldman Sachs & Co. 2000 - 2003
Skills
Bloomberg, Business Valuation, Equities, Equity Research, Hedge Funds, Sales, Capital Markets
Education
Indiana University - Kelley School of Business 1999 — 2001
MBA, Finance
California State University-Sacramento 1984 — 1989
Bachelor of Business Administration (BBA), Finance, General
Del Campo hS
Nomura Securities December 2011 - Present
Deutsche Bank March 2009 - November 2011
Lehman Brothers June 2008 - August 2008
EMC Corporation [in a subsidiary called PiCorp] June 2005 - July 2007
Education
Carnegie Mellon University 2007 — 2008
Masters - Management Info Systems
RV College of Engineering 2001 — 2005
Bachelor of Engineering (BE), Electrical, Electronics and Communications Engineering
Bank of America Merrill Lynch October 2014 - Present
Société Générale/Newedge April 2014 - October 2014
UBS Securities LLC October 2006 - April 2014
Nomura Securities April 1996 - October 2006
Man Investments March 1995 - April 1996
Index Futures Group June 1994 - March 1995
Skills
Series 7, Back Office, Account Reconciliation, Swaps, Credit Derivatives, Operational Risk, Relationship Management, Series 63, Commodity, Options, Derivatives, Bloomberg, Bonds, Capital Markets, Electronic Trading, Equities, Equity Derivatives, FX Options, Financial Markets, Fixed Income, Hedge Funds, Hedging, Investment Banking, Management, Market Data, Middle Office, Prime Brokerage, Proprietary Trading, Risk Management, Securities, Sales, Strategy, Technical Analysis, Trading, Trading Systems
Education
Waubonsee Community College 2009 — 2011
Work in Progress, Finance, General
Columbia College Chicago 2002 — 2002
NA, Radio and Sound
WI Harper Group September 2015 - Present
NeuroSky March 2013 - September 2015
Morgan Stanley August 2011 - September 2012
Nomura Securities August 2008 - May 2011
Lehman Brothers May 2007 - August 2007
USAID September 2003 - September 2005
Skills
Financial Modeling, Private Equity, Investment Banking, Business Strategy, Mergers & Acquisitions, Corporate Finance, Portfolio Management, Telecommunications, Technology, Financial Analysis, Operational Due..., M&A, Strategic Partnerships, Business Planning, Business Development, Mobile Health, Connected Devices, Start-ups, Investments
Education
University of Pennsylvania - The Wharton School 2006 — 2008
MBA, Finance
Carnegie Mellon University 2001 — 2003
MSci, Information Networking
National Chiao Tung University 1997 — 2001
BSci, Electrical Engineering
New York University - Polytechnic School of Engineering 1999 — 2000
Study Abroad, Electrical, Electronics and Communications Engineering
RBS Markets and International Banking October 2015 - Present
Nomura Securities June 2010 - May 2015
Deutsche Bank June 2009 - August 2009
MOTOROLA, INC January 1999 - July 2008
Skills
Trading, Swaps, Commodity, Derivatives, Fixed Income, Interest Rate..., Portfolio Management, Finance, Securities, Bloomberg, Options, Cross-functional Team...
Education
Carnegie Mellon University - Tepper School of Business 2008 — 2010
MBA, Finance
Embry-Riddle Aeronautical University 1997 — 1998
MS, Software Engineering
Embry-Riddle Aeronautical University 1994 — 1996
BS, Aerospace Engineering
HICAP, LLC April 2014 - Present
WKF, Inc. March 2014 - Present
Bank of Hawaii July 2011 - March 2014
Nomura Securities April 2010 - June 2011
Sandler O'Neill July 2008 - March 2010
Skills
Loans, Commercial Mortgages, Affordable Housing
Education
Claremont McKenna College 2004 — 2008
Bachelor of Arts (B.A.), Economics, Accounting, Finance
Punahou School 1992 — 2004
NOMURA SECURITIES May 2011 - Present
KPMG Advisory 2011 - 2011
Columbia Business School September 2008 - May 2010
BearingPoint Consulting July 2004 - June 2008
Skills
Mergers & Acquisitions, Financial Modeling, Capital Markets, Credit Analysis, LBO, Economics, Leveraged Finance, Investment Banking, Credit, Valuation, Securities
Education
2008-2010 COLUMBIA BUSINESS SCHOOL New 2008 — 2010
MBA, Finance and Economics
Columbia University - Columbia Business School 2008 — 2010
MBA, Finance
Vietnamese National University 2003 — 2004
BA, Economics
Connecticut College 2000 — 2004
Economics / International Relations
Choate Rosemary Hall
Nomura Securities April 2013 - Present
Nomura Securities International, Inc. April 2010 - March 2013
Nomura Securities International, Inc. October 2008 - March 2010
Banc of America Securities July 2001 - January 2008
Banc of America Securities 2001 - 2008
Skills
Capital Markets, Investment Banking, Fixed Income, Portfolio Management, Corporate Finance, Investments, Securities, Bonds, Private Placements
Education
Bucknell University 1997 — 2001
TC Partners July 2013 - Present
Nomura Securities October 2010 - October 2012
JPMorgan June 2008 - September 2010
Bear Stearns 2003 - 2008
Lehman Brothers 1991 - 2003
Skills
Alternative Investments, Asset Management, Equities, Hedge Funds, Series 7
Education
Brown University
Columbia University - Columbia Business School
MBA
Benefit Street Partners July 2014 - Present
Nomura Securities June 2011 - July 2014
Energy and Infrastructure January 2010 - June 2011
Kamunting Street Capital April 2007 - January 2009
Scottwood Capital 2004 - 2007
CIBC World Markets January 2001 - December 2003
Enron 1999 - 2001
Skills
Equity Research, Hedge Funds, Trading, Capital Markets, Equities, High Yield, Alternative Investments, Fixed Income, Investment Banking, Derivatives, Valuation
Education
The University of Chicago Booth School of Business 1997 — 1999
MBA
Carnegie Mellon University 1990 — 1994
BS, Electrical Engineering
Novus Partners, Inc. April 2013 - Present
Nomura Securities June 2011 - April 2013
Decernis July 2012 - September 2012
Carnegie Mellon University August 2010 - December 2011
Nomura Securities June 2011 - August 2011
Keio University September 2008 - September 2009
Rakuten January 2008 - August 2008
Hewlett-Packard October 2005 - January 2008
Skills
Enterprise Software, Web Applications, Ruby on Rails, Ruby, Analytics, Data Mining, Java, SQL, Python, JavaScript, Linux, Scala
Education
Carnegie Mellon University 2010 — 2011
Master, Information Systems Management
Wesleyan University 2000 — 2004
Bachelor of Arts, Economics and Computer Science
Keio University
T. Rowe Price December 2009 - Present
Nomura Securities May 2009 - November 2011
Headstrong April 2005 - July 2008
Oracle November 2003 - April 2005
Syntel October 2002 - November 2003
Education
Carnegie Mellon University - Tepper School of Business 2008 — 2010
MSCF, Quantitative Finance
National Institute of Technology Karnataka 1998 — 2002
Vijnana Vihara
Vijnana Vihara
Vikas Jr College
Morgan Stanley August 2013 - Present
Nomura Securities August 2011 - August 2013
Citi February 2010 - August 2011
Barclays Capital March 2009 - February 2010
Merrill Lynch November 2006 - September 2009
UBS Investment Bank July 2006 - November 2006
JPMorgan Chase March 2006 - July 2006
MarketAxess August 2005 - March 2006
Goldman Sachs September 2003 - August 2005
JPMorgan Chase 2000 - 2003
Skills
Fixed Income, Electronic Trading, Management, Credit Derivatives, Spring, Agile Methodologies, Java, Eclipse, SQL, Financial Services, Databases, JMS, Multithreading, Distributed Systems, Perl, Object Oriented Design, Exchange Connectivity, Oracle, Core Java, SDLC, Derivatives, Interest Rate..., Sybase, Capital Markets, Market Data, Trading Systems, Business Analysis, Low Latency, Investment Banking, Prime Brokerage, SOA, Unix Shell Scripting, Reference Data, XML, ION Marketview, TIBCO, TIBCO Rendezvous
Education
City University of New York-Brooklyn College 1998 — 2002
BS, CIS
Nomura Securities 2010 - Present
Royal Bank of Scotland June 2008 - March 2011
Lehman Brothers July 2000 - May 2008
Bear Stearns February 1998 - June 2000
Merrill Lynch August 1997 - January 1998
Goldman Sachs February 1997 - August 1997
Dime Bank June 1996 - February 1997
Skills
Trading Systems, Equities, Fixed Income, Electronic Trading, FX Options, Equity Derivatives, Investment Banking, Derivatives, Exchange Connectivity, Market Data, Low Latency, Prime Brokerage, Middle Office, Capital Markets, Back Office, Sybase, Interest Rate..., Credit Derivatives, Financial Services, Swaps, Reference Data, Equity Trading, Options, Market Risk, Trading, Bloomberg, Financial Markets, Hedge Funds, Structured Products, Settlement, Technical Analysis, Commodity, Foreign Exchange, Securities, Financial Risk, Autosys, Emerging Markets, TIBCO Rendezvous, Alternative Investments, Asset Management, VBA, Fidessa, Financial Structuring, Portfolio Management, Order Management, Risk Management, Valuation
Education
Charles Sturt University 2008 — 2010
M.S., Information Technology
Bloomberg Tradebook June 2015 - Present
Virtus Partners, LLC March 2015 - Present
Aquiline Capital Partners June 2014 - Present
KCG Holdings, Inc. March 2014 - Present
Instinet Incorporated June 2007 - June 2012
Nomura Securities 2003 - 2007
ITG December 1993 - July 2003
Morgan Stanley March 1989 - October 1993
Skills
Electronic Trading, Trading Systems, Equities, Equity Trading, Trading, Capital Markets, Market Data, Hedge Funds, Financial Markets, Derivatives, Options, Series 7, Series 24, Series 55, Series 9/10, Series 63, Fixed Income, Financial Risk, Trading Strategies, Proprietary Trading, ETFs, FX trading, Bloomberg, FX Options, Securities, FX Trading, FINRA
Education
Carnegie Mellon University
Bachelor of Science (BSc), Industrial Management
Nomura Securities March 2013 - Present
Nomura Securities December 2009 - June 2012
Merrill Lynch June 2006 - December 2009
Skills
Fixed Income, Credit Derivatives, Secondary Loans
Education
Bucknell University 2000 — 2004
BSBA
The University of Melbourne, Australia 2003 — 2003
Study Abroad Program
Nomura Securities April 2011 - October 2013
Macquarie Capital (USA) Inc August 2009 - November 2010
ABN AMRO January 2002 - November 2008
National Investor Services May 1997 - January 2002
GRUNTAL & COMPANY 1995 - 1997
Prudential Securities 1986 - 1994
Skills
Fixed Income, Securities, Equities, Trading, Financial Risk, Derivatives, Operational Risk, Finance, Investment Banking, Middle Office, Operations Management, Mutual Funds, Back Office, Capital Markets, Financial Services, Options, Securities Lending, Prime Brokerage, Bloomberg, Trading Systems, FX Options, Securities Regulation, Account Reconciliation, Operational Risk..., Nostro Reconciliation, Financial Markets, Corporate Actions, Swaps, Credit Derivatives, Bonds, Funding, Interest Rate..., Equity Trading, Market Data, P&L reconciliation, Settlement, Asset Management, Internal Controls, Structured Products, Electronic Trading, Collateral Management, AML, Market Risk, Series 7, Alternative Investments, Emerging Markets, Portfolio Management, Operations Control, P&L Management, Credit
Education
City University of New York-Brooklyn College 1983 — 1984
Accounting-Economics
Kingsborough Community College 1982 — 1983
Accounting
Freelance April 2015 - Present
Nomura Securities June 2010 - July 2014
Wesen Spirits, Inc. June 2014 - June 2014
The Brown Daily Herald, Inc September 2006 - December 2009
Corporate Executive Board June 2009 - August 2009
Brown University June 2008 - August 2008
Skills
Fixed Income, Valuation, Economics, Investment Banking, Financial Analysis, Financial Modeling, Research, Corporate Finance, Bloomberg, Public Speaking, Hedge Funds, Capital Markets, Entrepreneurship, Bloomberg Terminal, Data Analysis, Social Media, Business Strategy, French, Management, Financial Services, Spanish, Microsoft Excel, PowerPoint, Stata, Microsoft Office, Editing, Fundraising, Analytics, Finance, Market Research, Statistics, Strategy, Investments, Strategic Planning, Securities, Marketing, Leadership, Ruby on Rails, Ruby, Python, HTML, CSS, SQL, NoSQL, jQuery, Swift, JavaScript
Education
Brown University 2006 — 2010
Bachelor’s Degree, History, Economics
Nomura Securities June 2012 - Present
Citi September 2010 - October 2012
Barclays Capital September 2008 - September 2010
Lehman Brothers November 2004 - September 2008
Neuberger Berman July 1995 - November 2004
American Stock Exchange October 1992 - July 1995
Education
City University of New York-College of Staten Island 1988 — 1992
BS, Computer Science
Nomura Securities June 2010 - Present
Toucan Recycling & Carting, LLC 2011 - 2012
Sidley Austin October 2000 - June 2010
Deloitte & Touche June 1999 - April 2000
Grant Thornton LLP February 1995 - June 1999
Education
Brooklyn Law School
JD
Marist College
BS, Accounting
AHS
Jefferies & Company April 2011 - Present
Nomura Securities June 2009 - November 2010
Citibank 2006 - 2009
CIBC World Markets November 2003 - March 2006
Canadian Imperial Bank of Commerce November 2003 - March 2006
Deutsche Bank October 2002 - November 2003
Deutsche Bank October 2002 - November 2003
Morgan Chase December 1998 - July 2002
JPM Chase 1998 - 2002
Skills
Portfolio Management, Trading, Swaps, Options, Fixed Income, Settlement, Investment Banking, CDS, Derivatives, Bloomberg, Credit, Loans
Education
Brooklyn College
B.S. Business, Management and Finance
City University of New York-Brooklyn College
B.S., Finance
University of Toronto 1989 — 1990
CM Finance Inc 2013 - Present
Nomura Securities July 2010 - July 2011
Citigroup Global Markets 1999 - 2008
Bankers Trust 1990 - 1999
Drexel Burnham Lambert 1987 - 1989
Skills
Leveraged Finance, High Yield Bonds, Leveraged Loans, Bridge Loans, Private Equity, Financial Sponsors, Group Management, New Business Development, Financial Structuring, Group Development, Finance, Corporate Finance, Capital Markets, Investment Banking, Valuation, Fixed Income
Education
Columbia University - Columbia Business School 1989 — 1991
MBA, Finance, Accounting
Columbia College 1983 — 1987
BA, Economics and Psychology
NRHS 1979 — 1983
Street Solutions Inc. April 2011 - Present
Deutsche Bank June 2006 - April 2011
Nomura Securities 2004 - 2006
Morgan Stanley 2000 - 2004
Aames 1996 - 2000
Skills
Fixed Income, Capital Markets, Securitization, Operational Risk, Collateral Management, Loans, Back Office, MBS, Equities, Investment Banking, Structured Products, Hedge Funds, Middle Office, Trading, Bloomberg, Asset Management, Credit Derivatives
Education
California State University-Northridge
BA
Nomura Securities October 2013 - Present
NeoNet Securities October 2010 - October 2012
RBS Greenwich Capital November 2001 - December 2010
ABN Amro 2001 - 2008
ABN Amro Inc / RBS Securities Inc 2001 - 2008
Credit Suisse First Boston September 1996 - November 2001
Bank of Tokyo-Mitsubishi January 1996 - August 1996
Mabon Securities Corporation March 1994 - March 1995
RMJ Securities October 1986 - January 1994
Skills
DTC, Settlements, Reconciliation, Fixed Income, Equities, Excel, Lotus Notes, Euroclear, Settlement, Mutual Funds, Back Office, Trading, Microsoft Excel, Account Reconciliation, Securities, Prime Brokerage, Bloomberg
Education
City University of New York-College of Staten Island 1985 — 1986
Finance & Business Administration
Morgan Stanley September 2009 - Present
Mitchell/Martin Inc. July 2009 - September 2009
Morgan Stanley September 1989 - January 2009
Morgan Stanley January 1989 - January 1999
Chase Home Finance January 1987 - September 1989
EDS Group 1984 - 1988
Nomura Securities 1986 - 1987
Skills
Mainframe, Information Technology, Project Planning, Risk Management, Vendor Management, Project Management, Investment Banking, SDLC, Fixed Income, Trading Systems, Sybase, Portfolio Management, Capital Markets, Business Analysis, Hedge Funds
Education
City University of New York-Brooklyn College 1975 — 1980
BA, Politcal Science
Nomura Securities November 2009 - Present
Goldman Sachs Asset Management June 2007 - May 2009
UBS Global Asset Management October 2006 - May 2007
Amaranth January 2005 - October 2006
King and Spalding September 2000 - January 2005
Skills
Equities, Capital Markets, Private Equity, Derivatives, Valuation, Fixed Income, Financial Modeling
Education
The University of Connecticut School of Law 1997 — 2000
JD, Law
Lehigh University - College of Business and Economics 1992 — 1996
B.S., Finance
Choate Rosemary Hall 1988 — 1992
SunGard Financial Systems October 2014 - Present
Ben-Am Consulting, LLC June 2009 - Present
Virtusa January 2012 - October 2014
Nomura Securities June 2010 - December 2011
Credit Suisse June 2009 - June 2010
BNP Paribas September 2007 - January 2009
Broadridge September 2003 - September 2007
Morgan Stanley April 2000 - March 2003
SG Cowen Securities Corp. September 1997 - April 2000
HSBC May 1994 - September 1997
Skills
Fixed Income, Business Analysis, Product Management, Equities, Requirements Analysis, Derivatives, Project Management, Middle Office, Data Warehousing, SDLC, Financial Services, Risk Management, Business Requirements, IT Strategy, User Acceptance Testing, CRM, Requirements Gathering, Investment Banking, Leadership, Banking, Vendor Management, Finance, Capital Markets, Management
Education
Bucknell University
BSBA, Management, Finance
Bradley Tanks Inc July 2014 - Present
KBS Capital Markets Group May 2014 - July 2014
KBS Capital Advisors January 2010 - May 2014
WMD Capital, LLC 2001 - 2009
Pacific Group Investments, LLC 2004 - 2008
Prudential Securities 1997 - 2000
Nomura Securities March 1994 - 1997
Education
California State University-Sacramento 1976 — 1980
BA, Economics / Finance
California Lutheran University
Eaton Partners LLC March 2015 - Present
Royal Bank of Scotland May 2012 - February 2015
Nomura Securities July 2010 - March 2012
Nomura Securities October 2009 - July 2010
Lehman Brothers May 2008 - August 2008
Lehman Brothers November 2003 - June 2007
Skills
Financial Modeling, Equities, Hedge Funds, Capital Markets, Valuation, Fixed Income, Investment Banking, Bloomberg, Private Equity, Investments, Equity Research, Derivatives, Portfolio Management, Asset Managment, Trading, Asset Management, Bonds, Alternative Investments
Education
University of Virginia - Darden Graduate School of Business Administration 2007 — 2009
Master of Business Administration (MBA), Finance, General
Colgate University 1997 — 2001
BA
Brunswick School 1993 — 1997
High School
Credit Suisse 2012 - 2012
Nomura Securities August 2009 - July 2011
Bear Stearns November 2003 - June 2008
Skills
Administrative..., Capital Markets, Private Equity, Fixed Income, Credit Derivatives, Equities
Education
City University of New York-Hunter College
BlackRock September 2006 - Present
Merrill Lynch Investment Managers April 2004 - September 2006
Nuveen Investments September 1997 - March 2004
Rittenhouse Investment Management March 1995 - August 1997
Nomura Asset Management June 1985 - August 1987
Nomura Securities June 1983 - May 1985
Education
Harvard Business School 1987 — 1989
Masters, Business Administration
Brown University 1979 — 1983
BA, International Relations
Barclays July 2013 - Present
Nomura Securities January 2011 - July 2013
Quadriserv January 2008 - January 2010
CIBC World Markets 1999 - 2007
IBM Global Services May 1998 - May 1999
Skills
Securities Lending, Trading Systems, Electronic Trading, Capital Markets, Trading, Market Data, Series 7, Financial Markets, Business Strategy, Series 63, Marketing, Investor Relations, Fixed Income, Equities, Series 24, Sales, Strengthening Client..., Alternative Trading..., Investment Banking, Securities, Public Relations, Project Management, Project Portfolio..., Financial Services, Derivatives, Equity Trading, Risk Management
Education
New York University - Leonard N. Stern School of Business 2001 — 2003
Master of Business Administration (M.B.A.), Finance
Syracuse University 1987 — 1991
Bachelor of Science (B.S.), Elementary Education/English Literature
California State University-Fullerton
Master of Science (M.S.), Reading & Language Arts
CIFC Asset Management March 2014 - Present
ITG January 2012 - March 2014
ITG November 2004 - January 2012
Commerzbank AG 2002 - 2004
Nomura Securities 1998 - 2002
Republic National Bank 1997 - 1998
Skills
Market Data, Trading Systems, Electronic Trading, Low Latency, Sybase, Exchange Connectivity, Unix, Solaris, Disaster Recovery, Agile Methodologies, SQL, Equities, Data Center, Microsoft SQL Server, Integration, Perl
Education
Pace University - Lubin School of Business 1999 — 2001
MBA, Financial Management and Information systems management
City University of New York-Brooklyn College 1994 — 1998
BS, Computer Science
Nomura Securities March 2010 - Present
INSTINET January 2001 - December 2006
Instinet Corporation March 2001 - September 2006
Salomon Brothers January 1986 - April 2001
Salomon Brothers January 1986 - April 2001
SALOMON SMITH BARNEY/SALOMON BROTHERS January 1986 - January 2001
Education
City University of New York-College of Staten Island 1982 — 1984
College of Staten Island
Tottenville H.S
KBS Capital Advisors 2006 - Present
KBS Capital Advisors January 2005 - Present
Credit Suisse First Boston July 1995 - December 1999
Nomura Securities America January 1992 - April 1995
Nomura Securities 1993 - 1995
Drexel Burnham Lambert January 1985 - December 1989
Skills
Real Estate Financing, Real Estate Development, Disposition, Mezzanine, Real Estate, Valuation, Series 7, Real Estate Economics, Management, CMBS, Investments
Education
California State University-Sacramento 1979 — 1981
Bachelor of Business Administration (B.B.A.), Accountint
Healdsburg High School
Credit Suisse July 2015 - Present
Morgan Stanley June 2014 - August 2014
DeltaWomen January 2012 - May 2014
Citi October 2011 - July 2013
Nomura Securities October 2008 - September 2011
Lehman Brothers July 2008 - September 2008
Barclays Capital, Fixed Income Research & IT, Tokyo June 2007 - August 2007
University College of London June 2006 - March 2007
Skills
Investment Banking, Derivatives, Financial Modeling, Valuation, Fixed Income, Bloomberg, Capital Markets, Quantitative Finance, Emerging Markets, Corporate Finance, Trading Systems, Quantitative Analytics, Commodity, Business Analysis, Market Data, Analytics, Data Analysis, Equities, Financial Analysis, Portfolio Management, Strategy, Trading, Finance, Project Management, Analysis, Investments
Education
New York University - Leonard N. Stern School of Business 2013 — 2015
Master of Business Administration (MBA)
Carnegie Mellon University - Tepper School of Business 2011 — 2011
MSc.
Nanyang Business School, Singapore 2009 — 2011
MSc.
Stanford, Graduate School of Business - Summer Institute of General 2009 — 2009
Summer Institute
Nanyang Technological University (NTU) 2004 — 2008
Bachelor
University College London, U. of London 2006 — 2006
Extended Research Internship
Nomura Securities November 2006 - Present
Securities Industry Automation Corporation March 2005 - November 2006
Donovan Data Systems October 2003 - March 2005
MTA Metro North RailRoad September 2001 - October 2003
IBM September 2000 - September 2001
IBM August 2000 - September 2001
Skills
Financial Analysis, General Ledger, Financial Modeling, PeopleSoft, Forecasting, Financial Reporting, Accounting, Finance, Process Improvement, Account Reconciliation, Analysis, Budgets, Cash Management, Internal Audit, Managerial Finance, Strategic Financial..., Variance Analysis
Education
Pace University - Lubin School of Business 2001 — 2004
MBA, Finance
City University of New York 1997 — 2000
BS, Accounting
Morant Bay High School
High school diploma
BNP Paribas May 2002 - Present
Nomura Securities October 1996 - May 2002
Skills
Securities Lending, Prime Brokerage, Collateral Management, Series 7, Series 63, Funding, Series 24, Capital Markets, Equity Derivatives, Structured Products, Derivatives, Equities, Fixed Income, Hedge Funds, Trading, Bloomberg, Securities
Education
City University of New York-College of Staten Island
New York University
Hudson Bay Capital Management LP June 2003 - May 2009
Nomura Securities October 1990 - March 2003
Nomura International Trust Company October 1999 - October 2001
John Hancock Clearing Corp May 1985 - October 1990
Skills
Equities, Investments, Hedge Funds, Securities, Settlement, Fixed Income, Mergers, Operations Management, Corporate Actions, Reconciliation, Prime Brokerage, Alternative Investments, Account Reconciliation, Mergers & Acquisitions, Financial Services, Bonds, Securities Lending, Options, Global Custody, FINRA, Bloomberg, Middle Office, Trading Systems
Education
The City University of New York - The City College of New York 1963 — 1967
Mathematics Teacher Education
Hunter College High School 1960 — 1963
Academic, Mathematics
Capital Group August 2015 - Present
Fidelity Investments October 2012 - August 2015
BNY Mellon April 2001 - October 2012
Nomura Securities June 2000 - April 2001
Dreyfus 1998 - 1999
Skills
Bloomberg, Fixed Income, Asset Managment, Securities, Alternative Investments, Equities, Investments, Portfolio Management, Financial Analysis, Strategic Financial..., Risk Management, Asset Management, Trading Systems, Derivatives, Business Analysis, Financial Reporting, Asset Allocation, Banking, Capital Markets, Corporate Actions, Series 7, Options, Hedge Funds, Mutual Funds, Fund Accounting, Account Reconciliation, Management, Financial Modeling, Finance, Financial Risk, Accounting, Financial Services, Financial Statements, Internal Controls, Microsoft Excel, Valuation, Fund Administration, Financial Accounting, Trading
Education
City University of New York-Brooklyn College 1993 — 1997
Accounting, Accounting
Nomura February 2015 - Present
Nomura Securities November 2009 - February 2015
Nomura International October 2006 - November 2009
Universitat Politècnica de Catalunya 2005 - 2006
Skills
English, Quantitative Finance, Hedging, Databases, JavaScript, Commodity, Fixed Income, VBA, Derivatives, Quantitative Analytics, Trading Systems, Bloomberg, Options, Market Risk, Interest Rate..., Investment Banking, Trading, Capital Markets
Education
California Institute of Technology 2003 — 2005
Postdoc, Mathematics
Universitat de Barcelona 1997 — 2003
PhD, Mathematics
The Seaport Group July 2013 - Present
Nomura Securities May 2012 - August 2012
GoldenTree Asset Management May 2011 - August 2011
The Seaport Group May 2010 - August 2010
Skills
Equities, Economics, Financial Markets, Capital Markets, Credit Analysis, Leadership, Microsoft Excel, Finance, Microsoft Word, PowerPoint, Sales Process, Social Media, Team Building, Securities, Underwriting, Portfolio Management, Private Equity
Education
Villanova University 2009 — 2013
Bachelor of Business Administration, Finance and International Business
Cass Business School 2011 — 2011
Finance and International Business
Nomura Securities 2009 - Present
Lehman Brothers/Barclays Capital 2003 - 2009
Skills
Fixed Income, Performance Management, Equities, Onboarding, Human Resources, Personnel Management, Investment Banking, Capital Markets, Derivatives, Talent Management, Talent Acquisition, Deferred Compensation, Trading, Recruiting, Succession Planning, PeopleSoft
Education
Boston University
BA, Liberal Arts
Columbia University
MA, Education
Trajectory Asset Management LLC March 2012 - Present
NOMURA SECURITIES June 2011 - August 2011
McCombs School of Business January 2010 - May 2010
Republic of Korea Army Artillery January 2003 - February 2005
Skills
C/C++, JAVA, Visual Basic, MATLAB, R, S-Plus, SAS, SQL, Excel, Access, Perl, Python, Ruby
Education
Carnegie Mellon University - Tepper School of Business 2010 — 2011
M.S., Computational Finance
The University of Texas at Austin 2006 — 2010
B.S. & B.A., Mathematics, Economics, Computer Science
Nomura Securities August 2010 - Present
Education
Bucknell University 1997 — 2001
BSBA, Business Managment
Massapequa High School
Nomura Securities February 2013 - Present
JPMorgan Chase March 2008 - Present
Bear Stearns January 2006 - March 2008
Refco March 2005 - December 2005
Sumitomo Trust and Banking June 2002 - February 2005
Education
City University of New York-Brooklyn College
B.S., Business, Finance and Management
BNY Mellon July 2009 - Present
BNY Mellon July 2001 - April 2009
Nomura Securities February 1999 - July 2001
Skills
Securities, Derivatives, Equities, Fixed Income, Financial Analysis, Hedge Funds, Bloomberg, Mutual Funds, Credit Derivatives, Financial Services, Portfolio Management, Fund Accounting, Financial Reporting, Account Reconciliation, Investments, Finance
Education
Long Island University 2010 — 2013
Master of Business Administration (MBA), Finance, General, 3.63
City University of New York-Herbert H. Lehman College 1993 — 1997
Bachelors of Science,, Accounting
Samsung Electronics America March 2015 - Present
Samsung Electronics America March 2013 - Present
Nomura Securities June 2011 - August 2011
Bain & Company January 2011 - April 2011
Samsung Telecommunications America June 2010 - August 2010
Skills
Data Analysis, Microsoft Office, Microsoft Excel, Financial Modeling, Matlab, Public Speaking, Statistics, Strategy, Market Research, Analysis
Education
Brown University 2007 — 2012
BA, Economics & Applied Mathematics
Korean Minjok Leadership Academy 2004 — 2007
Goldman Sachs June 2014 - August 2014
Nomura Securities June 2013 - August 2013
Education
Brown University
Bachelor of Science (Sc.B.), Applied Mathematics, magna cum laude
Carnegie Mellon University - Tepper School of Business
Master of Science (M.Sc.), Computational Finance
Modis October 2014 - Present
BDO USA, LLP (Contract Assignment through Russell Tobin & Associates) January 2014 - May 2014
The Mergis Group November 2011 - October 2013
Citi Habitats May 2009 - July 2013
Barclays Capital October 2004 - February 2008
Nomura Securities December 2003 - September 2004
Nomura Securities June 2001 - December 2003
Skills
Negotiation, Customer Service, Applicant Tracking..., Sales, Accounting, Recruiting, Equities, Talent Acquisition, Real Estate, Trading, Microsoft Excel, Financial Analysis, Selling, Human Resources, Financial Modeling, Finance, Technical Recruiting
Education
Boston University 1996 — 2001
Bachelor of Science, Economics
Deutsche Bank July 2013 - Present
Nomura Securities July 2011 - Present
Nomura Securities September 2009 - July 2011
Solus Alternative Asset Management June 2007 - August 2009
Skills
Series 7, Series 63
Education
Bucknell University 2005 — 2009
Bachelor of Arts (B.A.), History ; Religion
The Pingry School 2001 — 2005
JVB Financial Group, LLC January 2014 - Present
C&Co/PrinceRidge LLC April 2012 - Present
Ally Financial Inc. August 2011 - April 2012
Mizuho Securities USA Inc. January 2007 - January 2011
Nomura Securities April 2003 - December 2006
UBS June 2001 - April 2003
Skills
Portfolio Management, Derivatives, Fixed Income, Bloomberg, Capital Markets, Financial Modeling, Risk Management, Trading, Equities, Financial Analysis, Credit, Financial Risk, Options, Credit Risk, Investments, Banking, Hedging, Valuation, Credit Analysis, Hedge Funds
Education
City University of New York-Hunter College 1998 — 2000
Economics
Nomura Securities December 2014 - Present
Graham Capital Management, L.P. April 2013 - Present
Ospraie Management 2008 - March 2013
Morgan Stanley 1995 - 2008
Skills
Alternative Investments, Asset Management, Bloomberg, Capital Markets, Due Diligence, Equities, Equity Research, Equity Trading, General Awesomeness, Hedge Funds, Investment Banking, Investments, Portfolio Management, Private Equity, Valuation, Financial Modeling
Education
Duke Fuqua School of Business 1992 — 1994
Bowdoin College 1984 — 1988
AllianceBernstein June 2005 - February 2008
New York Life Insurance Company June 2000 - June 2005
CBS Outdoor February 2000 - May 2000
Lazard August 1998 - February 2000
Nomura Securities July 1996 - August 1998
Skills
Bloomberg Terminal, Microsoft Excel, Microsoft Word, Apex, PAM for Securities, MRI Software, Mcrosoft Access, Microsoft Office, Mi
Education
Hunter College 1993 — 1998
Bachelor of Science (B.S.), Accounting, 3.00
Barclays Investment Bank May 2013 - Present
Nomura Securities October 2011 - March 2013
Morgan Stanley September 2008 - January 2011
Merrill Lynch February 2008 - September 2008
Citi November 2003 - January 2008
Skills
Equities, Securities
Education
City University of New York City College 1997 — 2002
Bachelor's Degree, Economics and Finance
HSBC Global Banking and Markets June 2014 - Present
Credit Suisse February 2013 - June 2014
UBS Investment Bank December 2011 - January 2013
Nomura Securities June 2010 - October 2011
Deutsche Bank July 1998 - May 2010
Skills
Interest Rate..., Options, Derivatives, Trading, Volatility, Fixed Income, Rates, Bonds, Structured Products, Financial Markets
Education
Carnegie Mellon University
Master of Science (M.S.), Computational Finance
Carnegie Mellon University
Bachelor of Science (BS), Finance / Computer Science
St. Mary's International School 1983 — 1991
HS Diploma