Paine Webber, Inc
Industry: Investment banking
DescriptionPaineWebber & Co. was an American investment bank and stock brokerage firm that was acquired by the Swiss bank UBS in 2000. The company was founded in 1880 in Boston, Massachusetts, by William Alfred Paine and Wallace G. Webber. Operating with two employees, they leased premises at 48 Congress Street in May 1881. Founded: 1881 Headquarters: New York City, NY Ceased operations: 2000 Successor: UBS Paine Webber, later UBS Wealth Management Founders: William A. Paine, William Alfred
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Paine Webber, Inc Employees
Employee
Years
Job
Industry
Peter Deragon, Executive Search Peter Deragon, Executive Search's Paine Webber, Inc Experience 1984 - 1986
Job Executive Search Consultant
Industry Executive Office
Experience
Deragon Executive Search, LLC October 1994 - December 2007
Wells Fargo Bank 1987 - 1994
Paine Webber Inc 1984 - 1986
The Pacific Bank June 1983 - June 1984
Bank of America June 1981 - June 1983
Skills
Executive Search, CEOs, Recruiting, CFOs, Talent Management, Business Development, Structure Interviews, Information Technology, Compliance, Chief Investment..., Investment Management, Analysts, Chartered Financial..., Start-ups, Venture-Backed Companies, Leadership Development, Performance Benchmarking, Compensation Structure..., Investments, Asset Managment, Compensation Structures, Portfolio Management, Investment Banking, Sourcing, Entrepreneurship, Wealth Management, Executive Management, Asset Management, Management, Credit, Financial Services, Banking, Chief Information..., Chief Financial Officers, Mergers & Acquisitions, Due Diligence, Venture Capital, Strategy, Leadership, Restructuring, Consulting, Private Equity, Onboarding, Management Consulting, Emerging Markets, Risk Management, Business Planning, Temporary Placement, Hedge Funds, Corporate Finance
Education
University of California Santa Barbara 1978 — 1981
BA
Palos Verdes High 1973 — 1977
Deragon Executive Search, LLC October 1994 - December 2007
Wells Fargo Bank 1987 - 1994
Paine Webber Inc 1984 - 1986
The Pacific Bank June 1983 - June 1984
Bank of America June 1981 - June 1983
Skills
Executive Search, CEOs, Recruiting, CFOs, Talent Management, Business Development, Structure Interviews, Information Technology, Compliance, Chief Investment..., Investment Management, Analysts, Chartered Financial..., Start-ups, Venture-Backed Companies, Leadership Development, Performance Benchmarking, Compensation Structure..., Investments, Asset Managment, Compensation Structures, Portfolio Management, Investment Banking, Sourcing, Entrepreneurship, Wealth Management, Executive Management, Asset Management, Management, Credit, Financial Services, Banking, Chief Information..., Chief Financial Officers, Mergers & Acquisitions, Due Diligence, Venture Capital, Strategy, Leadership, Restructuring, Consulting, Private Equity, Onboarding, Management Consulting, Emerging Markets, Risk Management, Business Planning, Temporary Placement, Hedge Funds, Corporate Finance
Education
University of California Santa Barbara 1978 — 1981
BA
Palos Verdes High 1973 — 1977
Rex Staples Rex Staples's Paine Webber, Inc Experience 1993 - 1993
Job Principal at Staples and Associates
Industry Financial Services
Experience
Staples and Associates October 2013 - Present
CFP Board April 2012 - September 2013
QLTS School June 2011 - April 2012
North American Securities Administrators Association September 2004 - July 2011
Washington State Securities Division September 1994 - September 2004
Paine Webber, Inc. 1993 - 1993
United States Marine Corps July 1976 - July 1980
Skills
Blue Sky, Broker-Dealer Compliance, Broker-Dealer Operations, Regulatory Examinations, FinCEN, Regulation D, Corporate Governance, Securities, Securities Regulation, Litigation, FINRA, Fraud, Litigation Support, SEC, Courts, Hedge Funds, AML, Arbitration, Policy, Corporate Law, Internal Investigations, Legal Compliance, Legislation, Legal Writing, Financial Regulation, Legal Research, Securities Litigation, FCPA, Banking Law, Privacy Law, Mediation, Commercial Litigation, White Collar Criminal..., Employment Law, Criminal Law, Bankruptcy, Investigation, Administrative Law, Dispute Resolution, Intellectual Property, Private Investigations, Legal Advice, Enforcement, Financial Services, Appeals, Civil Litigation, Due Diligence, Litigation Management, Government, Trials
Education
Gonzaga University School of Law 1991 — 1994
Juris Doctor, Law
University of Washington
B.S., Psychology
Staples and Associates October 2013 - Present
CFP Board April 2012 - September 2013
QLTS School June 2011 - April 2012
North American Securities Administrators Association September 2004 - July 2011
Washington State Securities Division September 1994 - September 2004
Paine Webber, Inc. 1993 - 1993
United States Marine Corps July 1976 - July 1980
Skills
Blue Sky, Broker-Dealer Compliance, Broker-Dealer Operations, Regulatory Examinations, FinCEN, Regulation D, Corporate Governance, Securities, Securities Regulation, Litigation, FINRA, Fraud, Litigation Support, SEC, Courts, Hedge Funds, AML, Arbitration, Policy, Corporate Law, Internal Investigations, Legal Compliance, Legislation, Legal Writing, Financial Regulation, Legal Research, Securities Litigation, FCPA, Banking Law, Privacy Law, Mediation, Commercial Litigation, White Collar Criminal..., Employment Law, Criminal Law, Bankruptcy, Investigation, Administrative Law, Dispute Resolution, Intellectual Property, Private Investigations, Legal Advice, Enforcement, Financial Services, Appeals, Civil Litigation, Due Diligence, Litigation Management, Government, Trials
Education
Gonzaga University School of Law 1991 — 1994
Juris Doctor, Law
University of Washington
B.S., Psychology
Peter Fischer Peter Fischer's Paine Webber, Inc Experience 1992 - 1998
Job Director, R.L. Hulett & Co. and President, Beehler Corporation
Industry Investment Banking
Experience
R. L. Hulett and Company March 2010 - Present
Beehler Corporation April 1998 - Present
Paine Webber, Inc. 1992 - 1998
Skills
Mergers & Acquisitions, Manufacturing, Strategic Planning, Automotive, Operations Management, Private Equity, Strategy
Education
Washington University in St. Louis - Olin Business School 1999 — 2000
EMBA
University of Missouri-Columbia 1987 — 1991
BA
Clayton High School 1983 — 1987
R. L. Hulett and Company March 2010 - Present
Beehler Corporation April 1998 - Present
Paine Webber, Inc. 1992 - 1998
Skills
Mergers & Acquisitions, Manufacturing, Strategic Planning, Automotive, Operations Management, Private Equity, Strategy
Education
Washington University in St. Louis - Olin Business School 1999 — 2000
EMBA
University of Missouri-Columbia 1987 — 1991
BA
Clayton High School 1983 — 1987
David Zimmerman David Zimmerman's Paine Webber, Inc Experience June 1993 - May 1997
Job Senior Vice President, Senior Regional Brokerage Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC July 2009 - Present
Wells Fargo Bank March 2007 - July 2009
Wells Fargo Investments September 2005 - March 2007
Wells Fargo Investments September 2004 - September 2005
Wells Fargo Bank April 2003 - September 2005
Prudential Securities January 2002 - April 2003
RBC Dain Rauscher, Inc. May 1997 - January 2002
Paine Webber, Inc. June 1993 - May 1997
Shearson Lehman Brothers January 1992 - June 1993
Shearson Lehman Brothers January 1991 - January 1992
Skills
Asset Management, Brokerage Office,..., Brokerage Strategies &..., Brokerage Manager..., Business Coaching, Debt Planning &..., Financial Advisory, Financial Advisor..., Investment Strategies, Retirement Planning, Investments, Financial Services
Education
University of Virginia - Consumer Bankers Association 2003 — 2007
Graduate School Retail Bank Management, Advanced Banking Studies
College for Financial Planning 2001 — 2001
AAMS, Accredited Asset Management Specialist
University of Pennsylvania - The Wharton School 1998 — 2001
Graduate Securities Industry Institute Management Programs, Brokerage & Financial Services
The American College 1987 — 1988
MS Financial Services Management (12hrs), Advanced Financial Services Management
College for Financial Planning 1983 — 1985
CERTIFIED FINANCIAL PLANNER™
Texas Tech University 1977 — 1981
BBA, Finance & Investments
Wells Fargo Advisors, LLC July 2009 - Present
Wells Fargo Bank March 2007 - July 2009
Wells Fargo Investments September 2005 - March 2007
Wells Fargo Investments September 2004 - September 2005
Wells Fargo Bank April 2003 - September 2005
Prudential Securities January 2002 - April 2003
RBC Dain Rauscher, Inc. May 1997 - January 2002
Paine Webber, Inc. June 1993 - May 1997
Shearson Lehman Brothers January 1992 - June 1993
Shearson Lehman Brothers January 1991 - January 1992
Skills
Asset Management, Brokerage Office,..., Brokerage Strategies &..., Brokerage Manager..., Business Coaching, Debt Planning &..., Financial Advisory, Financial Advisor..., Investment Strategies, Retirement Planning, Investments, Financial Services
Education
University of Virginia - Consumer Bankers Association 2003 — 2007
Graduate School Retail Bank Management, Advanced Banking Studies
College for Financial Planning 2001 — 2001
AAMS, Accredited Asset Management Specialist
University of Pennsylvania - The Wharton School 1998 — 2001
Graduate Securities Industry Institute Management Programs, Brokerage & Financial Services
The American College 1987 — 1988
MS Financial Services Management (12hrs), Advanced Financial Services Management
College for Financial Planning 1983 — 1985
CERTIFIED FINANCIAL PLANNER™
Texas Tech University 1977 — 1981
BBA, Finance & Investments
Hal R. Harris Hal R. Harris's Paine Webber, Inc Experience 1989 - 1992
Job Regional Sales Director
Industry Financial Services
Experience
Ameritas 2015 - Present
Private 2012 - 2015
Securian Financial Group 2006 - 2011
Security Benefit 1999 - 2005
Smith Barney, Inc. 1992 - 1999
Paine Webber, Inc. 1989 - 1992
Drexel Burnham Lambert, Inc. 1985 - 1988
Drexel Burnham Lambert, Inc. 1983 - 1985
Skills
Sales Management, Relationship Management, New Business Development, Strategic Planning, Cross-functional Team..., Investment Management, Mutual Funds, Fixed Annuities, Life Insurance, Variable Annuities, Indexed Annuities, ETFs, Alternative Investments, Retirement Planning, Investments, 401k, Investment Advisory, Portfolio Management, Retirement, Asset Allocation, Securities
Education
University of Miami - School of Business
Master of Business Administration (M.B.A.), Finance
University of Florida
Bachelor of Arts (B.A.), Psychology
Ameritas 2015 - Present
Private 2012 - 2015
Securian Financial Group 2006 - 2011
Security Benefit 1999 - 2005
Smith Barney, Inc. 1992 - 1999
Paine Webber, Inc. 1989 - 1992
Drexel Burnham Lambert, Inc. 1985 - 1988
Drexel Burnham Lambert, Inc. 1983 - 1985
Skills
Sales Management, Relationship Management, New Business Development, Strategic Planning, Cross-functional Team..., Investment Management, Mutual Funds, Fixed Annuities, Life Insurance, Variable Annuities, Indexed Annuities, ETFs, Alternative Investments, Retirement Planning, Investments, 401k, Investment Advisory, Portfolio Management, Retirement, Asset Allocation, Securities
Education
University of Miami - School of Business
Master of Business Administration (M.B.A.), Finance
University of Florida
Bachelor of Arts (B.A.), Psychology
David J. Ameen David J. Ameen's Paine Webber, Inc Experience 1990 - 1994
Job Senior Vice President Investment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC February 2009 - Present
Smith Barney inc. 1999 - 2009
Prudential Securities inc. 1994 - 1999
Paine Webber Inc. 1990 - 1994
Bear Stearns & Co. 1987 - 1990
Skills
Hedge Funds, Financial Analysis, 401k, ETFs, Capital Markets, Financial Modeling, Financial Services, Risk Management
Education
UMass Lowell
Bachelor's degree, Finance, Computer Science-Minor
Wells Fargo Advisors, LLC February 2009 - Present
Smith Barney inc. 1999 - 2009
Prudential Securities inc. 1994 - 1999
Paine Webber Inc. 1990 - 1994
Bear Stearns & Co. 1987 - 1990
Skills
Hedge Funds, Financial Analysis, 401k, ETFs, Capital Markets, Financial Modeling, Financial Services, Risk Management
Education
UMass Lowell
Bachelor's degree, Finance, Computer Science-Minor
Amir Rosenthal's Paine Webber, Inc Experience January 1992 - January 1995
Job Financial Services Professional at National Life Group
Industry Investment Management
Experience
National Life Group June 2013 - Present
Euro FX2009 January 2009 - June 2013
Sterling Lending Group January 2001 - January 2008
Cheshire Distributors,Inc. January 1999 - January 2001
Prudential Securities January 1995 - January 1999
Paine Webber Inc January 1992 - January 1995
Merrill Lynch International January 1991 - January 1992
Oppenheimer & Co. Inc. January 1989 - January 1991
Merrill Lynch January 1987 - January 1989
Skills
Excellent understanding..., Equities, Bloomberg, Fixed Income, Trading, Banking, Mergers, Mutual Funds, FX trading, FX Options, Financial Services, Securities, Loans
Education
City University of New York-Baruch College
Bachelor of Business Administration (BBA), Finance, General
Fordham University - Graduate School of Business Administration
Master of Business Administration (MBA), International Finance
National Life Group June 2013 - Present
Euro FX2009 January 2009 - June 2013
Sterling Lending Group January 2001 - January 2008
Cheshire Distributors,Inc. January 1999 - January 2001
Prudential Securities January 1995 - January 1999
Paine Webber Inc January 1992 - January 1995
Merrill Lynch International January 1991 - January 1992
Oppenheimer & Co. Inc. January 1989 - January 1991
Merrill Lynch January 1987 - January 1989
Skills
Excellent understanding..., Equities, Bloomberg, Fixed Income, Trading, Banking, Mergers, Mutual Funds, FX trading, FX Options, Financial Services, Securities, Loans
Education
City University of New York-Baruch College
Bachelor of Business Administration (BBA), Finance, General
Fordham University - Graduate School of Business Administration
Master of Business Administration (MBA), International Finance
Eileen Silva Eileen Silva's Paine Webber, Inc Experience July 1995 - January 1997
Job Principal, Barn Rock Consulting, LLC
Industry Financial Services
Experience
Barn Rock Consulting, LLC October 2011 - Present
Capital Group June 1999 - May 2004
Cramer Rosenthal McGlynn November 1997 - April 1999
Paine Webber, Inc. July 1995 - January 1997
Skills
Portfolio Management, Equities, Start-ups, Mutual Funds, Business Analysis, Financial Services, Financial Modeling, Equity Research, Investments, Asset Management, Hedge Funds, Capital Markets, Financial Analysis, Private Equity, Due Diligence, Investment Management, Finance
Education
Chartered Financial Analyst 1996 — 1998
CFA
Georgetown University 1991 — 1995
BS Business Administration, Finance
Oxford University 1994 — 1994
International Business
Barn Rock Consulting, LLC October 2011 - Present
Capital Group June 1999 - May 2004
Cramer Rosenthal McGlynn November 1997 - April 1999
Paine Webber, Inc. July 1995 - January 1997
Skills
Portfolio Management, Equities, Start-ups, Mutual Funds, Business Analysis, Financial Services, Financial Modeling, Equity Research, Investments, Asset Management, Hedge Funds, Capital Markets, Financial Analysis, Private Equity, Due Diligence, Investment Management, Finance
Education
Chartered Financial Analyst 1996 — 1998
CFA
Georgetown University 1991 — 1995
BS Business Administration, Finance
Oxford University 1994 — 1994
International Business
David Veno David Veno's Paine Webber, Inc Experience October 1994 - May 1995
Job Director at Standard & Poor's Rating Services
Industry Financial Services
Experience
Standard & Poor's Rating Services September 1996 - Present
Chase Manhattan Bank May 1995 - September 1996
Paine Webber, Inc. October 1994 - May 1995
Bank Of New York November 1984 - October 1994
Education
Adelphi University
Master of Business Administration (MBA)
James Madison University
Bachelor of Science (BS)
Standard & Poor's Rating Services September 1996 - Present
Chase Manhattan Bank May 1995 - September 1996
Paine Webber, Inc. October 1994 - May 1995
Bank Of New York November 1984 - October 1994
Education
Adelphi University
Master of Business Administration (MBA)
James Madison University
Bachelor of Science (BS)
Christopher Horenburg Christopher Horenburg's Paine Webber, Inc Experience January 2000 - January 2001
Job Senior Product Consultant at MetLife
Industry Financial Services
Experience
MetLife Broker Dealer Group July 2014 - Present
METLIFE Broker Dealer Group May 2007 - July 2014
METLIFE Broker Dealer Group March 2006 - May 2007
Travelers Life & Annuity a Met Life Company April 2004 - December 2005
PNC Bank January 2001 - January 2004
Paine Webber Inc January 2000 - January 2001
Citibank N January 1999 - January 2000
Prudential Individual Financial Services January 1997 - January 1999
Skills
Annuities, Mutual Funds, Series 7, Investments, Sales Support, Securities, Insurance, Sales Management, Fixed Annuities, Sales, Finance, Sales Operations, Retirement Planning, Investment Strategies, Management, Series 6, Series 63, 401k, Retirement, Financial Advisory, Life Insurance, Variable Annuities, Asset Allocation
Education
Brookdale Community College 2010 — 2015
Business Administration and Management, General, 3.75 GPA
COLLEGE OF STATEN ISLAND
Business Management
MetLife Broker Dealer Group July 2014 - Present
METLIFE Broker Dealer Group May 2007 - July 2014
METLIFE Broker Dealer Group March 2006 - May 2007
Travelers Life & Annuity a Met Life Company April 2004 - December 2005
PNC Bank January 2001 - January 2004
Paine Webber Inc January 2000 - January 2001
Citibank N January 1999 - January 2000
Prudential Individual Financial Services January 1997 - January 1999
Skills
Annuities, Mutual Funds, Series 7, Investments, Sales Support, Securities, Insurance, Sales Management, Fixed Annuities, Sales, Finance, Sales Operations, Retirement Planning, Investment Strategies, Management, Series 6, Series 63, 401k, Retirement, Financial Advisory, Life Insurance, Variable Annuities, Asset Allocation
Education
Brookdale Community College 2010 — 2015
Business Administration and Management, General, 3.75 GPA
COLLEGE OF STATEN ISLAND
Business Management
Scott Grimes Scott Grimes's Paine Webber, Inc Experience January 1987 - April 2001
Job Equity Derivative Middle Office Professional
Industry Investment Banking
Experience
CIBC World Markets May 2001 - March 2011
Paine Webber Inc. January 1987 - April 2001
Various firms January 1986 - December 1987
Skills
Convertible Bonds, Equity Trading, Hedge Funds, Volatility, Internal Controls, Finance, Middle Office, Financial Reporting, Equities, Financial Services, Derivatives, Accounting, Structured Finance, Trading, Capital Markets, Structured Products, Investment Banking, FX Options, Credit Derivatives, Equity Derivatives, Prime Brokerage, Market Risk, Trading Systems, Fixed Income, Securities Lending, Trading Strategies, Bloomberg, Securities, Financial Modeling, Asset Management, Alternative Investments, Market Data, Electronic Trading, Bonds, ETFs, Equity Research, Options, Swaps, Product Control, Financial Markets, Arbitrage, Securitization, MBS, Valuation, ABS, Collateral Management, FINRA, Settlement
Education
City University of New York 1980 — 1990
BS Finance, Finance
CIBC World Markets May 2001 - March 2011
Paine Webber Inc. January 1987 - April 2001
Various firms January 1986 - December 1987
Skills
Convertible Bonds, Equity Trading, Hedge Funds, Volatility, Internal Controls, Finance, Middle Office, Financial Reporting, Equities, Financial Services, Derivatives, Accounting, Structured Finance, Trading, Capital Markets, Structured Products, Investment Banking, FX Options, Credit Derivatives, Equity Derivatives, Prime Brokerage, Market Risk, Trading Systems, Fixed Income, Securities Lending, Trading Strategies, Bloomberg, Securities, Financial Modeling, Asset Management, Alternative Investments, Market Data, Electronic Trading, Bonds, ETFs, Equity Research, Options, Swaps, Product Control, Financial Markets, Arbitrage, Securitization, MBS, Valuation, ABS, Collateral Management, FINRA, Settlement
Education
City University of New York 1980 — 1990
BS Finance, Finance
Martha Lerner's Paine Webber, Inc Experience September 1989 - October 1991
Job Director of Marketing and Community Relations, Rockland Conservatory of Music
Industry Nonprofit Organization Management
Experience
Rockland Conservatory of Music September 2011 - Present
East Ramapo Central School District September 1999 - June 2011
Coldwell Banker Residential Brokerage 2007 - 2011
Citibank November 1991 - December 1998
Paine Webber Inc September 1989 - October 1991
Dean Witter Reynolds, Inc January 1989 - October 1989
L.F. Rothschild 1986 - 1989
Fannie Mae 1979 - 1985
Skills
Public Speaking, Strategic Planning, Marketing Strategy, Fundraising, Team Building, Non-profits, Account Management, Negotiation, Marketing, Event Planning, Business Strategy, Microsoft Office, Management Consulting, PowerPoint, Research, Social Media, Public Relations, Program Development, Nonprofits, Leadership
Education
New York University - Leonard N. Stern School of Business 1979 — 1984
B.S., Finance
State University of New York at Albany 1975 — 1976
Rockland Conservatory of Music September 2011 - Present
East Ramapo Central School District September 1999 - June 2011
Coldwell Banker Residential Brokerage 2007 - 2011
Citibank November 1991 - December 1998
Paine Webber Inc September 1989 - October 1991
Dean Witter Reynolds, Inc January 1989 - October 1989
L.F. Rothschild 1986 - 1989
Fannie Mae 1979 - 1985
Skills
Public Speaking, Strategic Planning, Marketing Strategy, Fundraising, Team Building, Non-profits, Account Management, Negotiation, Marketing, Event Planning, Business Strategy, Microsoft Office, Management Consulting, PowerPoint, Research, Social Media, Public Relations, Program Development, Nonprofits, Leadership
Education
New York University - Leonard N. Stern School of Business 1979 — 1984
B.S., Finance
State University of New York at Albany 1975 — 1976
Don Wood Don Wood's Paine Webber, Inc Experience January 1986 - March 1989
Job Sporting Goods Professional
Industry Sporting Goods
Experience
For Golfers Only ! March 2004 - February 2009
Cleveland Golf September 1998 - February 2004
Zevo / PLOP Golf August 1994 - September 1998
Wood Brothers Golf January 1982 - April 1990
Paine Webber Inc January 1986 - March 1989
Skills
Product Development, Manufacturing, Product Design, PowerPoint, Word, Brand Development, Fundraising, New Business Development, Golf, Account Management, Excel, Sales Management, Negotiation, Copywriting, Microsoft Office, Marketing Strategy, Writing, Purchasing, Strategic Planning, Problem Solving, Public Speaking, Outlook, Forecasting, Strategic Partnerships, Concept Development, Sports Marketing, Merchandising, Golf Courses, Golf Instruction
Education
University of Houston 1977 — 1981
Geology
For Golfers Only ! March 2004 - February 2009
Cleveland Golf September 1998 - February 2004
Zevo / PLOP Golf August 1994 - September 1998
Wood Brothers Golf January 1982 - April 1990
Paine Webber Inc January 1986 - March 1989
Skills
Product Development, Manufacturing, Product Design, PowerPoint, Word, Brand Development, Fundraising, New Business Development, Golf, Account Management, Excel, Sales Management, Negotiation, Copywriting, Microsoft Office, Marketing Strategy, Writing, Purchasing, Strategic Planning, Problem Solving, Public Speaking, Outlook, Forecasting, Strategic Partnerships, Concept Development, Sports Marketing, Merchandising, Golf Courses, Golf Instruction
Education
University of Houston 1977 — 1981
Geology
Diana Pinkhasov Diana Pinkhasov's Paine Webber, Inc Experience June 2001 - August 2001
Job Manager at MD Sass Investors Services, Inc
Industry Financial Services
Experience
MD Sass Investors Services, Inc January 2002 - February 2013
MD Sass Investors Services, Inc. January 2002 - November 2008
Paine Webber Inc. June 2001 - August 2001
Skills
Asset Management, Derivatives, Valuation, Equities, Hedge Funds, Fixed Income, Capital Markets, Foreclosures, Cash Flow Forecasting, Bankruptcy, REO management, Commercial Real Estate, Corporate Real Estate, Financial Analysis, Real Estate, Portfolio Management, Loans, Finance, Due Diligence, Private Equity, Investments, Financial Modeling, Analysis
Education
New York University, Schack Institute or Real Estate 2011 — 2013
Master of Science (M.Sc.), Real Estate Finance
City University of New York-Baruch College - Zicklin School of Business 2000 — 2001
Bachelor of Business Administration (B.B.A.), Finance & Investments
MD Sass Investors Services, Inc January 2002 - February 2013
MD Sass Investors Services, Inc. January 2002 - November 2008
Paine Webber Inc. June 2001 - August 2001
Skills
Asset Management, Derivatives, Valuation, Equities, Hedge Funds, Fixed Income, Capital Markets, Foreclosures, Cash Flow Forecasting, Bankruptcy, REO management, Commercial Real Estate, Corporate Real Estate, Financial Analysis, Real Estate, Portfolio Management, Loans, Finance, Due Diligence, Private Equity, Investments, Financial Modeling, Analysis
Education
New York University, Schack Institute or Real Estate 2011 — 2013
Master of Science (M.Sc.), Real Estate Finance
City University of New York-Baruch College - Zicklin School of Business 2000 — 2001
Bachelor of Business Administration (B.B.A.), Finance & Investments
Maria Abbate Maria Abbate's Paine Webber, Inc Experience January 1995 - January 2000
Job Global clearing firm
Industry Financial Services
Experience
Global clearing firm March 2013 - Present
Global clearing firm November 2011 - Present
MF Global Inc December 2000 - November 2011
Paine Webber Inc January 1995 - January 2000
Jewel Food Store January 1992 - January 1995
Paine Webber Inc January 1989 - January 1992
Skills
Options, Commodity, AML, Hedging, Equities, Trading, Derivatives, Technical Analysis, Proprietary Trading, Trading Systems, Banking, FINRA, Fixed Income, FX trading, Financial Markets, Securities, FX Options, Hedge Funds, Electronic Trading, Equity Derivatives, Series 7, Compliance, Back Office, Bloomberg, Equity Trading, Anti Money Laundering
Education
Morton College
Criminal Law
Whitney M. Young HS
Global clearing firm March 2013 - Present
Global clearing firm November 2011 - Present
MF Global Inc December 2000 - November 2011
Paine Webber Inc January 1995 - January 2000
Jewel Food Store January 1992 - January 1995
Paine Webber Inc January 1989 - January 1992
Skills
Options, Commodity, AML, Hedging, Equities, Trading, Derivatives, Technical Analysis, Proprietary Trading, Trading Systems, Banking, FINRA, Fixed Income, FX trading, Financial Markets, Securities, FX Options, Hedge Funds, Electronic Trading, Equity Derivatives, Series 7, Compliance, Back Office, Bloomberg, Equity Trading, Anti Money Laundering
Education
Morton College
Criminal Law
Whitney M. Young HS
Ray Grubbs Ray Grubbs's Paine Webber, Inc Experience 1977 - 1988
Job Owner, Raymond J. Grubbs & Associates, Inc.
Industry Financial Services
Experience
Raymond J. Grubbs & Associates, Inc. January 1988 - Present
Paine Webber, Inc. 1977 - 1988
Dean Witter, Inc. 1975 - 1977
Education
University of Oregon - Charles H. Lundquist College of Business 1965 — 1969
Bachelor's, Business Administration
Raymond J. Grubbs & Associates, Inc. January 1988 - Present
Paine Webber, Inc. 1977 - 1988
Dean Witter, Inc. 1975 - 1977
Education
University of Oregon - Charles H. Lundquist College of Business 1965 — 1969
Bachelor's, Business Administration
Rob Roday's Paine Webber, Inc Experience September 1989 - April 1991
Job Infrastructure Manager at Standard and Poors
Industry Information Technology and Services
Experience
Standard and Poors July 2011 - Present
Forbes Magazine February 2010 - July 2011
W. P. Carey January 2002 - January 2010
W.P. Carey & Co, LLC 2002 - 2010
Getmusic, LLC April 2000 - March 2002
The New York Times July 1995 - April 2000
Digital Network Associates, Inc September 1993 - July 1995
Towers Perrin September 1992 - October 1993
Paine Webber, Inc September 1989 - April 1991
Computer Applications Associates, Inc January 1986 - January 1989
Skills
Virtualization, Disaster Recovery, Servers, Networking, Databases, Project Management, Active Directory, Cloud Computing, Change Management, Program Management, Team Building, Business Strategy, Software Documentation, Cisco Technologies, Network Administration, Operating Systems, Hardware, Infrastructure, Integration, Management
Education
Hofstra University 1979 — 1984
B.A, Political Science
Sde Boker, Israel 1977 — 1979
High School, Hugh school
Standard and Poors July 2011 - Present
Forbes Magazine February 2010 - July 2011
W. P. Carey January 2002 - January 2010
W.P. Carey & Co, LLC 2002 - 2010
Getmusic, LLC April 2000 - March 2002
The New York Times July 1995 - April 2000
Digital Network Associates, Inc September 1993 - July 1995
Towers Perrin September 1992 - October 1993
Paine Webber, Inc September 1989 - April 1991
Computer Applications Associates, Inc January 1986 - January 1989
Skills
Virtualization, Disaster Recovery, Servers, Networking, Databases, Project Management, Active Directory, Cloud Computing, Change Management, Program Management, Team Building, Business Strategy, Software Documentation, Cisco Technologies, Network Administration, Operating Systems, Hardware, Infrastructure, Integration, Management
Education
Hofstra University 1979 — 1984
B.A, Political Science
Sde Boker, Israel 1977 — 1979
High School, Hugh school
Rich Rogers Rich Rogers's Paine Webber, Inc Experience September 1991 - September 1993
Job Financial Adviser at Gradient Financial Group
Industry Financial Services
Experience
Gradient Financial Group September 2012 - Present
Valic Financial May 2011 - September 2013
· Affiliated with Williams Financial Group March 2003 - July 2009
Arizona State University 2001 - 2007
WEST AMERICA INVESTMENTS January 1995 - January 2001
WB MCKEE SECURITIES January 1993 - January 1995
PAINE WEBBER INC September 1991 - September 1993
THE WEST BEND CO January 1976 - May 1991
H.J.HEINZ CO January 1971 - January 1976
Skills
Series 7, Retirement Planning, Financial Planning, Mutual Funds, Annuity, Asset, Brokerage, 401k, Retirement, IRA's, Estate Planning, Annuities, Investments, Securities, Insurance, Asset Allocation, Bonds, Funding, Asset Management, Licensing, Long Term Care, Portfolio Management, Series 63, Wealth Management, Small Business, Employee Benefits, Investment Advisory, Series 65, Retirement Income..., Wealth Accumulation, Wealth Transfer, Insurance Planning, Disability Insurance, Term Life Insurance, Financial Advisory, Investment Strategies, Alternative Investments, Wealth Preservation, Wealth, Long-term Care, Pensions, Options, Succession Planning, Stocks, Retirement Solutions, Reporting & Analysis, Fixed Annuities, Fixed Income, 529 Plans, Trusts
Education
Arizona State University 1966 — 1970
BS, Political Sciences, 2.4
Arizona State University 1966 — 1970
Bachelor of Science, Political Science
Gradient Financial Group September 2012 - Present
Valic Financial May 2011 - September 2013
· Affiliated with Williams Financial Group March 2003 - July 2009
Arizona State University 2001 - 2007
WEST AMERICA INVESTMENTS January 1995 - January 2001
WB MCKEE SECURITIES January 1993 - January 1995
PAINE WEBBER INC September 1991 - September 1993
THE WEST BEND CO January 1976 - May 1991
H.J.HEINZ CO January 1971 - January 1976
Skills
Series 7, Retirement Planning, Financial Planning, Mutual Funds, Annuity, Asset, Brokerage, 401k, Retirement, IRA's, Estate Planning, Annuities, Investments, Securities, Insurance, Asset Allocation, Bonds, Funding, Asset Management, Licensing, Long Term Care, Portfolio Management, Series 63, Wealth Management, Small Business, Employee Benefits, Investment Advisory, Series 65, Retirement Income..., Wealth Accumulation, Wealth Transfer, Insurance Planning, Disability Insurance, Term Life Insurance, Financial Advisory, Investment Strategies, Alternative Investments, Wealth Preservation, Wealth, Long-term Care, Pensions, Options, Succession Planning, Stocks, Retirement Solutions, Reporting & Analysis, Fixed Annuities, Fixed Income, 529 Plans, Trusts
Education
Arizona State University 1966 — 1970
BS, Political Sciences, 2.4
Arizona State University 1966 — 1970
Bachelor of Science, Political Science
Abigail Miller Abigail Miller's Paine Webber, Inc Experience 1981 - 1991
Job Consultant, Strategic Initiatives at Gladwyne Montessori
Industry Education Management
Experience
Gladwyne Montessori School September 2015 - Present
Gladwyne Montessori School July 2007 - August 2015
Oak Meadow Montessori School July 2004 - July 2007
Oak Meadow Montessori School September 1998 - June 2004
Folkstone Bed and Breakfast Reservation Service June 1992 - May 1998
Paine Webber Inc. 1981 - 1991
Skills
Curriculum Design, Elementary Education, Curriculum Development, Fundraising, Nonprofits, Classroom, Higher Education, Teaching, Educational Leadership, Public Speaking, Staff Development, Research, Teacher Training, Program Development, Community Outreach
Education
Middlebury College 1973 — 1977
BA, History, Spanish
State University of New York at Albany
MA, Non-Profit Managment
Center for Montessori Teacher Education
AMS 6-12 Credential, Montessori Education
Houston Montessori Center
AMS Leadership Credential, Montessori Education
National Association of Independent Schools
Institute for New Heads
Gladwyne Montessori School September 2015 - Present
Gladwyne Montessori School July 2007 - August 2015
Oak Meadow Montessori School July 2004 - July 2007
Oak Meadow Montessori School September 1998 - June 2004
Folkstone Bed and Breakfast Reservation Service June 1992 - May 1998
Paine Webber Inc. 1981 - 1991
Skills
Curriculum Design, Elementary Education, Curriculum Development, Fundraising, Nonprofits, Classroom, Higher Education, Teaching, Educational Leadership, Public Speaking, Staff Development, Research, Teacher Training, Program Development, Community Outreach
Education
Middlebury College 1973 — 1977
BA, History, Spanish
State University of New York at Albany
MA, Non-Profit Managment
Center for Montessori Teacher Education
AMS 6-12 Credential, Montessori Education
Houston Montessori Center
AMS Leadership Credential, Montessori Education
National Association of Independent Schools
Institute for New Heads
Terence McAnuff Terence McAnuff's Paine Webber, Inc Experience 1988 - 1993
Job International Tax Director at Foot Locker
Industry Retail
Experience
Foot Locker, Inc. February 2008 - Present
Marsh & McLennan Companies, Inc. January 2000 - February 2008
Foot Locker, Inc. 1998 - 2000
ASARCO, Inc. 1993 - 1998
Paine Webber, Inc. 1988 - 1993
Education
St. John's University
Master of Business Administration (M.B.A.), Taxation
St. John's University
Bachelor’s Degree, Accounting
Foot Locker, Inc. February 2008 - Present
Marsh & McLennan Companies, Inc. January 2000 - February 2008
Foot Locker, Inc. 1998 - 2000
ASARCO, Inc. 1993 - 1998
Paine Webber, Inc. 1988 - 1993
Education
St. John's University
Master of Business Administration (M.B.A.), Taxation
St. John's University
Bachelor’s Degree, Accounting
Fady Iskander's Paine Webber, Inc Experience January 1999 - December 2000
Job U.S. tax law, and local, state, and government compliances
Industry Government Administration
Experience
Internal Revenue Service January 2013 - December 2014
INDEPENDENT CONTRACTOR April 2010 - December 2012
FEDEX KINKO’S (dba FedEx Office) January 2006 - April 2010
KOREAN EMBASSY July 2002 - November 2005
CITIBANK INC. January 2001 - February 2002
PAINE WEBBER INC. January 1999 - December 2000
NA 2000 - 2000
NA 2000 - 2000
Skills
Technology, Microsoft Office Suite, Word, Excel, PowerPoint, Access, Outlook, Presentation Skills, Communication, Senior-level Leadership, Relationship Management, Exceptional Analytical..., Strong Technology Acuity, Analysis, Management, Financial Analysis, Customer Service, Accounting, Research, Internal Audit, Finance, Budgets
Education
New Jersey City University 1997 — 2001
Bachelor's degree, Business Administration
Internal Revenue Service January 2013 - December 2014
INDEPENDENT CONTRACTOR April 2010 - December 2012
FEDEX KINKO’S (dba FedEx Office) January 2006 - April 2010
KOREAN EMBASSY July 2002 - November 2005
CITIBANK INC. January 2001 - February 2002
PAINE WEBBER INC. January 1999 - December 2000
NA 2000 - 2000
NA 2000 - 2000
Skills
Technology, Microsoft Office Suite, Word, Excel, PowerPoint, Access, Outlook, Presentation Skills, Communication, Senior-level Leadership, Relationship Management, Exceptional Analytical..., Strong Technology Acuity, Analysis, Management, Financial Analysis, Customer Service, Accounting, Research, Internal Audit, Finance, Budgets
Education
New Jersey City University 1997 — 2001
Bachelor's degree, Business Administration
Tracy L. Penwell, MIM FRM's Paine Webber, Inc Experience 1984 - 1987
Job VP Business Development at Global Point Capital Partners, LLC
Industry Executive Office
Experience
Global Point Capital Partners, LLC March 2015 - Present
Rima Fine Art & Advisory May 2000 - June 2015
Government Securities Clearing Corporation January 1998 - September 1999
Federal Reserve Bank of New York September 1992 - December 1997
Chase Manhattan Bank September 1989 - August 1991
Rauscher Pierce Refsnes, Inc. 1987 - May 1989
Paine Webber, Inc. 1984 - 1987
Skills
Entrepreneurship, Strategy, Strategic Planning, Marketing Strategy, Business Strategy, Risk Management, Strategic Partnerships, Business Planning, Valuation, Due Diligence, Business Analysis, Finance, Competitive Analysis, Project Planning, Product Development, Project Management, New Business Development, Small Business, Business Development, Mergers & Acquisitions, Leadership, Investments, Management Consulting, Management, Executive Management, Start-ups, Marketing, Negotiation, Financial Modeling, Contract Negotiation, Analysis, Licensing
Education
Thunderbird School of Global Management 1987 — 1989
MIM (Master of International Management), International Finance
Global Association of Risk Professionals 1999 — 1999
FRM- Financial Risk Manager, Interest rate, market and operational risk management in financial institutions.
New York University 1992 — 1993
Cont. Ed., Credit Training & Bank Lending
University of Phoenix 1986 — 1988
Bachelor's Degree, Business Administration and Management, General
Global Point Capital Partners, LLC March 2015 - Present
Rima Fine Art & Advisory May 2000 - June 2015
Government Securities Clearing Corporation January 1998 - September 1999
Federal Reserve Bank of New York September 1992 - December 1997
Chase Manhattan Bank September 1989 - August 1991
Rauscher Pierce Refsnes, Inc. 1987 - May 1989
Paine Webber, Inc. 1984 - 1987
Skills
Entrepreneurship, Strategy, Strategic Planning, Marketing Strategy, Business Strategy, Risk Management, Strategic Partnerships, Business Planning, Valuation, Due Diligence, Business Analysis, Finance, Competitive Analysis, Project Planning, Product Development, Project Management, New Business Development, Small Business, Business Development, Mergers & Acquisitions, Leadership, Investments, Management Consulting, Management, Executive Management, Start-ups, Marketing, Negotiation, Financial Modeling, Contract Negotiation, Analysis, Licensing
Education
Thunderbird School of Global Management 1987 — 1989
MIM (Master of International Management), International Finance
Global Association of Risk Professionals 1999 — 1999
FRM- Financial Risk Manager, Interest rate, market and operational risk management in financial institutions.
New York University 1992 — 1993
Cont. Ed., Credit Training & Bank Lending
University of Phoenix 1986 — 1988
Bachelor's Degree, Business Administration and Management, General
Bob Bernhard's Paine Webber, Inc Experience February 1988 - March 1993
Job President Foundation Business Capital
Industry Banking
Experience
Foundation Business Capital LLC June 2015 - Present
Gulf Coast Business Credit August 2013 - May 2015
Alden Systems December 2012 - August 2013
FleetCor December 2009 - June 2011
Crews & Associates August 2008 - October 2009
Vining Sparks December 2005 - August 2008
STEPHENS INC February 2002 - October 2005
STERNE, AGEE May 1999 - December 2001
STEPHENS INC September 1994 - May 1999
PAINE WEBBER, INC February 1988 - March 1993
Skills
Securities, Capital Markets, Portfolio Management, Investments, Equities, Series 7, Bloomberg, Financial Analysis, Loans, Asset Management, Finance, Valuation, Business Development, New Business Development, Bonds, Fixed Income, Banking, Financial Modeling, Trading, Financial Services, Mutual Funds, Credit, Strategic Financial..., Mortgage Lending
Education
Louisiana State University 1981 — 1986
B.S. Political Science, Economics & Poli Sci.
New York Institute of Finance 1987 — 1990
Finance
Foundation Business Capital LLC June 2015 - Present
Gulf Coast Business Credit August 2013 - May 2015
Alden Systems December 2012 - August 2013
FleetCor December 2009 - June 2011
Crews & Associates August 2008 - October 2009
Vining Sparks December 2005 - August 2008
STEPHENS INC February 2002 - October 2005
STERNE, AGEE May 1999 - December 2001
STEPHENS INC September 1994 - May 1999
PAINE WEBBER, INC February 1988 - March 1993
Skills
Securities, Capital Markets, Portfolio Management, Investments, Equities, Series 7, Bloomberg, Financial Analysis, Loans, Asset Management, Finance, Valuation, Business Development, New Business Development, Bonds, Fixed Income, Banking, Financial Modeling, Trading, Financial Services, Mutual Funds, Credit, Strategic Financial..., Mortgage Lending
Education
Louisiana State University 1981 — 1986
B.S. Political Science, Economics & Poli Sci.
New York Institute of Finance 1987 — 1990
Finance
Chris Stepuszek, CFA Chris Stepuszek, CFA's Paine Webber, Inc Experience 1990 - 1999
Job Vice President of Sales and Client Services at BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC
Industry
Experience
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC 2005 - Present
FIFTH THIRD BANK INVESTMENT ADVISORS 2002 - 2004
WASHINGTON STREET CAPITAL MANAGEMENT 2000 - 2002
PAINE WEBBER, INC. 1990 - 1999
NEW YORK LIFE INSURANCE/LIFE SECURITIES, INC. 1986 - 1990
Skills
NASD Series 3..., NASD Series 7 (General..., NASD Series 63 (State..., NASD Series 65..., Chartered Financial..., CRM, Financial Modeling, Investments, Portfolio Management, Strategy, Asset Management
Education
Creighton University
Master of Business Administration in Finance
Creighton University
Bachelor of Business Administration in Accounting
Creighton University
Bachelor of Business Administration in Accounting
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC 2005 - Present
FIFTH THIRD BANK INVESTMENT ADVISORS 2002 - 2004
WASHINGTON STREET CAPITAL MANAGEMENT 2000 - 2002
PAINE WEBBER, INC. 1990 - 1999
NEW YORK LIFE INSURANCE/LIFE SECURITIES, INC. 1986 - 1990
Skills
NASD Series 3..., NASD Series 7 (General..., NASD Series 63 (State..., NASD Series 65..., Chartered Financial..., CRM, Financial Modeling, Investments, Portfolio Management, Strategy, Asset Management
Education
Creighton University
Master of Business Administration in Finance
Creighton University
Bachelor of Business Administration in Accounting
Creighton University
Bachelor of Business Administration in Accounting
Alan Mele Alan Mele's Paine Webber, Inc Experience 1993 - 2000
Job Financial Services Professional
Industry Financial Services
Experience
UBS Securities, LLC Investment Bank 2006 - November 2013
UBS Securities, LLC 2000 - 2006
Paine Webber, Inc. 1993 - 2000
Skills
Fixed Income, Trading, Risk Management, Series 7, Wealth Management, Series 24, Capital Markets, Bloomberg, FINRA, Electronic Trading, Financial Risk, Derivatives, Bonds, Investments, Trading Systems, Financial Services, Hedge Funds, Options, Alternative Investments, Securities, Mutual Funds, Portfolio Management, Prime Brokerage, Business Networking, Hedging, Relationship Management, Relationship Marketing, Series 63, Strategic Partnerships
Education
New York University
Bachelor of Science, Accounting
Regis High School
College Prep
UBS Securities, LLC Investment Bank 2006 - November 2013
UBS Securities, LLC 2000 - 2006
Paine Webber, Inc. 1993 - 2000
Skills
Fixed Income, Trading, Risk Management, Series 7, Wealth Management, Series 24, Capital Markets, Bloomberg, FINRA, Electronic Trading, Financial Risk, Derivatives, Bonds, Investments, Trading Systems, Financial Services, Hedge Funds, Options, Alternative Investments, Securities, Mutual Funds, Portfolio Management, Prime Brokerage, Business Networking, Hedging, Relationship Management, Relationship Marketing, Series 63, Strategic Partnerships
Education
New York University
Bachelor of Science, Accounting
Regis High School
College Prep
Warren Bograd Warren Bograd's Paine Webber, Inc Experience 1984 - 1987
Job Tax Manager at Anchin Block & Anchin
Industry Accounting
Experience
Anchin Block & Anchin LLP 2007 - Present
International Creative Management, Inc. 1987 - 2006
Paine Webber, Inc. 1984 - 1987
Skills
Tax, Tax Research, Accounting, Mergers, International Tax, Tax Accounting, Tax Advisory, Auditing, Mergers & Acquisitions
Education
Boston University School of Law 1983 — 1983
Law
Baruch College, City University of New York (CUNY) 1980 — 1983
BBA, Public Accounting, Math
University of Pennsylvania 1977 — 1979
History, Computer Science
Francis Lewis High School 1974 — 1977
Anchin Block & Anchin LLP 2007 - Present
International Creative Management, Inc. 1987 - 2006
Paine Webber, Inc. 1984 - 1987
Skills
Tax, Tax Research, Accounting, Mergers, International Tax, Tax Accounting, Tax Advisory, Auditing, Mergers & Acquisitions
Education
Boston University School of Law 1983 — 1983
Law
Baruch College, City University of New York (CUNY) 1980 — 1983
BBA, Public Accounting, Math
University of Pennsylvania 1977 — 1979
History, Computer Science
Francis Lewis High School 1974 — 1977
Louis J. Colombo's Paine Webber, Inc Experience 1986 - 1991
Job Managing Director Application Development & Maintenance at DTCC
Industry Information Technology and Services
Experience
Brooklyn Community Services January 2011 - Present
DTCC April 2004 - Present
SIAC 1991 - 2004
Paine Webber, Inc. 1986 - 1991
Skills
Business Continuity, IT Management, Financial Services, CISSP, Risk Management, Strategic Planning, CISA, Disaster Recovery, Information Security, Leadership, Information Security..., Vendor Management, Business Analysis, Program Management, Operational Risk..., Project Management, IT Audit, Enterprise Risk..., Data Center, ITIL, Change Management, Cloud Computing, Integration, Information Technology, Management, IT Strategy, IT Operations, Enterprise Architecture, SDLC, PMO, IT Service Management, Security, Governance, Project Portfolio...
Education
Center for Creative Leadership 2010 — 2010
LDP
Columbia University in the City of New York
Liberal Studies
New York University
St. Mary Star of the Sea & P.S. 58
State University of New York - System
Xaverian High School
NYS Regents Diploma
Brooklyn Community Services January 2011 - Present
DTCC April 2004 - Present
SIAC 1991 - 2004
Paine Webber, Inc. 1986 - 1991
Skills
Business Continuity, IT Management, Financial Services, CISSP, Risk Management, Strategic Planning, CISA, Disaster Recovery, Information Security, Leadership, Information Security..., Vendor Management, Business Analysis, Program Management, Operational Risk..., Project Management, IT Audit, Enterprise Risk..., Data Center, ITIL, Change Management, Cloud Computing, Integration, Information Technology, Management, IT Strategy, IT Operations, Enterprise Architecture, SDLC, PMO, IT Service Management, Security, Governance, Project Portfolio...
Education
Center for Creative Leadership 2010 — 2010
LDP
Columbia University in the City of New York
Liberal Studies
New York University
St. Mary Star of the Sea & P.S. 58
State University of New York - System
Xaverian High School
NYS Regents Diploma
Martyn Mantynband's Paine Webber, Inc Experience April 1996 - August 1999
Job Operational ExpertiseGlobal Electronic 24Hour Order Desk
Industry Financial Services
Experience
Wells Fargo 2013 - 2015
Wells Fargo 2013 - 2015
HSBC Securities (USA) Inc. October 2010 - November 2011
Rosenthal Collins Group, LLC April 2007 - October 2010
Mizuho Securities, USA, Inc June 2005 - January 2007
Lehman Brothers, Inc August 1999 - May 2005
Paine Webber, Inc April 1996 - August 1999
Flunder Trading Corporation April 1994 - April 1996
Self employed September 1984 - April 1994
Wright Financial, Inc January 1984 - September 1984
Skills
Electronic Trading, Options, Commodity, Derivatives
Education
Northwestern University
Bachelor of Science, Political Science, Business Administration
Wells Fargo 2013 - 2015
Wells Fargo 2013 - 2015
HSBC Securities (USA) Inc. October 2010 - November 2011
Rosenthal Collins Group, LLC April 2007 - October 2010
Mizuho Securities, USA, Inc June 2005 - January 2007
Lehman Brothers, Inc August 1999 - May 2005
Paine Webber, Inc April 1996 - August 1999
Flunder Trading Corporation April 1994 - April 1996
Self employed September 1984 - April 1994
Wright Financial, Inc January 1984 - September 1984
Skills
Electronic Trading, Options, Commodity, Derivatives
Education
Northwestern University
Bachelor of Science, Political Science, Business Administration
Jon Bakken's Paine Webber, Inc Experience July 1996 - August 2000
Job VP Sales, eCommerce at FastSpring
Industry Computer Software
Experience
FastSpring October 2013 - Present
Digital River January 2005 - October 2013
Digital River, Inc September 2000 - December 2004
Paine Webber, Inc July 1996 - August 2000
Skills
SaaS, E-commerce, Lead Generation, Strategic Partnerships, Strategy, Salesforce.com, Enterprise Software, Cloud Computing, Online Advertising, Account Management, Business Development, Analytics, Email Marketing, Direct Sales, Web Analytics, Solution Selling, Management, SEM, New Business Development, Product Management, PPC, Sales Operations, Business Alliances, Multi-channel Marketing, Sales, Sales Process, B2B, Mobile Devices, Customer Acquisition, Product Marketing, Online Marketing, Marketing Strategy, CRM, Start-ups, Mobile Marketing, Direct Marketing, Digital Marketing, Google Analytics, SEO, Interactive Marketing, Digital Strategy, Affiliate Marketing, Managed Services, Outsourcing, Leadership, Go-to-market Strategy, Competitive Analysis, Demand Generation
Education
North Dakota State University
B.A. Economics, Economics
North Dakota State University
Bachelor of Science (B.S.), Economics
FastSpring October 2013 - Present
Digital River January 2005 - October 2013
Digital River, Inc September 2000 - December 2004
Paine Webber, Inc July 1996 - August 2000
Skills
SaaS, E-commerce, Lead Generation, Strategic Partnerships, Strategy, Salesforce.com, Enterprise Software, Cloud Computing, Online Advertising, Account Management, Business Development, Analytics, Email Marketing, Direct Sales, Web Analytics, Solution Selling, Management, SEM, New Business Development, Product Management, PPC, Sales Operations, Business Alliances, Multi-channel Marketing, Sales, Sales Process, B2B, Mobile Devices, Customer Acquisition, Product Marketing, Online Marketing, Marketing Strategy, CRM, Start-ups, Mobile Marketing, Direct Marketing, Digital Marketing, Google Analytics, SEO, Interactive Marketing, Digital Strategy, Affiliate Marketing, Managed Services, Outsourcing, Leadership, Go-to-market Strategy, Competitive Analysis, Demand Generation
Education
North Dakota State University
B.A. Economics, Economics
North Dakota State University
Bachelor of Science (B.S.), Economics
Rick Keller's Paine Webber, Inc Experience January 1985 - January 1986
Job Former Global Wealth Management at Merrill Lynch
Industry Financial Services
Experience
Wells Fargo Advisors August 2014 - Present
Merrill Lynch September 2011 - February 2014
Northwestern Mutual Financial Network April 2010 - September 2011
Pamrapo Savings Bank April 2008 - April 2009
CodeStreet May 2007 - September 2007
ICAP, plc/Brokertec January 2001 - January 2005
TruMarkets, Inc January 2000 - January 2001
Nomura Securities International January 1994 - January 2000
Mabon Securities Corporation January 1986 - January 1994
Paine Webber Inc January 1985 - January 1986
Skills
Fixed Income, Investments, Portfolio Management, Hedge Funds, Account Management, Structured Products, Strategic Financial..., Trading, Sales, Wealth Management, Securities, Banking, Derivatives, Business Planning, Business Development, Financial Risk, Analysis, Finance, Structured Finance, New Business Development, ABS, CRM, Electronic Trading, MBS, Management, Series 63, Series 24, Marketing, CMBS, Bloomberg Terminal, Financial Markets, FX Options, Relationship Management, Building Relationships
Education
Mount St. Mary's University 1976 — 1980
BS, Business & Finance
Holy Trinity H.S. 1972 — 1976
Dale Carnegie Training
Wells Fargo Advisors August 2014 - Present
Merrill Lynch September 2011 - February 2014
Northwestern Mutual Financial Network April 2010 - September 2011
Pamrapo Savings Bank April 2008 - April 2009
CodeStreet May 2007 - September 2007
ICAP, plc/Brokertec January 2001 - January 2005
TruMarkets, Inc January 2000 - January 2001
Nomura Securities International January 1994 - January 2000
Mabon Securities Corporation January 1986 - January 1994
Paine Webber Inc January 1985 - January 1986
Skills
Fixed Income, Investments, Portfolio Management, Hedge Funds, Account Management, Structured Products, Strategic Financial..., Trading, Sales, Wealth Management, Securities, Banking, Derivatives, Business Planning, Business Development, Financial Risk, Analysis, Finance, Structured Finance, New Business Development, ABS, CRM, Electronic Trading, MBS, Management, Series 63, Series 24, Marketing, CMBS, Bloomberg Terminal, Financial Markets, FX Options, Relationship Management, Building Relationships
Education
Mount St. Mary's University 1976 — 1980
BS, Business & Finance
Holy Trinity H.S. 1972 — 1976
Dale Carnegie Training
Mike Dargakis's Paine Webber, Inc Experience April 1993 - August 1996
Job Division Finance Officer at ACE Group
Industry Insurance
Experience
ACE Group March 2015 - Present
ACE Group April 2013 - March 2015
Lincoln Financial Group September 2008 - March 2013
Munich Reinsurance America August 2006 - September 2008
CIGNA August 2004 - August 2006
CIGNA July 2003 - August 2004
CIGNA January 2001 - July 2003
CIGNA August 1998 - January 2001
Paine Webber Inc April 1993 - August 1996
Skills
Insurance, Financial Analysis, Financial Modeling, Risk Management, Strategic Planning, Strategic Financial..., Due Diligence, Finance, Mergers & Acquisitions, Reinsurance, Portfolio Management, Business Planning, Strategy, Operations Management, Mergers, Underwriting, Financial Reporting, Executive Management, Financial Risk, Acquisition Integration, Accounting, Corporate Finance, Valuation, Forecasting, Analysis, Private Equity, Investments, Leadership, Cross-functional Team..., Financial Planning
Education
Drexel University - LeBow College of Business 1996 — 1998
MBA, Finance, International Business
University of Maryland Baltimore County 1988 — 1992
BA, Economics
Lean Six Sigma Black Belt Certification (LSSBB)
Lean Six Sigma Black Belt Certification (LSSBB)
ACE Group March 2015 - Present
ACE Group April 2013 - March 2015
Lincoln Financial Group September 2008 - March 2013
Munich Reinsurance America August 2006 - September 2008
CIGNA August 2004 - August 2006
CIGNA July 2003 - August 2004
CIGNA January 2001 - July 2003
CIGNA August 1998 - January 2001
Paine Webber Inc April 1993 - August 1996
Skills
Insurance, Financial Analysis, Financial Modeling, Risk Management, Strategic Planning, Strategic Financial..., Due Diligence, Finance, Mergers & Acquisitions, Reinsurance, Portfolio Management, Business Planning, Strategy, Operations Management, Mergers, Underwriting, Financial Reporting, Executive Management, Financial Risk, Acquisition Integration, Accounting, Corporate Finance, Valuation, Forecasting, Analysis, Private Equity, Investments, Leadership, Cross-functional Team..., Financial Planning
Education
Drexel University - LeBow College of Business 1996 — 1998
MBA, Finance, International Business
University of Maryland Baltimore County 1988 — 1992
BA, Economics
Lean Six Sigma Black Belt Certification (LSSBB)
Lean Six Sigma Black Belt Certification (LSSBB)
Mary Ellen Murphy's Paine Webber, Inc Experience 1987 - 1990
Job Financial Services Professional
Industry Financial Services
Experience
Sixth Gear Solutions, Corp. June 2008 - October 2008
New York Stock Exchange May 1999 - November 2006
Fidelity Investments November 1993 - May 1999
Nassau Securities Inc. 1993 - October 1993
Tricon U.S.A. 1990 - 1992
Paine Webber Inc. 1987 - 1990
CIGNA Corp. 1985 - 1987
Skills
Analysis, Finance, Management, Accounting, Accounts Payable, Trading, Mergers & Acquisitions, General Ledger, Investments, Mutual Funds, Risk Management, Portfolio Management, Microsoft Excel, Equities, Financial Analysis, Customer Service
Education
Manhattan College
MBA, Finance
College of the Holy Cross
BA, Political Science
Sixth Gear Solutions, Corp. June 2008 - October 2008
New York Stock Exchange May 1999 - November 2006
Fidelity Investments November 1993 - May 1999
Nassau Securities Inc. 1993 - October 1993
Tricon U.S.A. 1990 - 1992
Paine Webber Inc. 1987 - 1990
CIGNA Corp. 1985 - 1987
Skills
Analysis, Finance, Management, Accounting, Accounts Payable, Trading, Mergers & Acquisitions, General Ledger, Investments, Mutual Funds, Risk Management, Portfolio Management, Microsoft Excel, Equities, Financial Analysis, Customer Service
Education
Manhattan College
MBA, Finance
College of the Holy Cross
BA, Political Science
Lowen, Charles's Paine Webber, Inc Experience May 1996 - August 1996
Job Vice President Institutional Sales Trading Credit Suisse
Industry Financial Services
Experience
Credit Suisse July 1999 - Present
Charles Schwab & CO., Inc January 1999 - July 1999
Franklin Templeton Investments May 1998 - January 1999
Paine Webber Inc. May 1996 - August 1996
Education
University of Colorado Boulder 1993 — 1998
BA, Psychology Major, Business Minor
Credit Suisse July 1999 - Present
Charles Schwab & CO., Inc January 1999 - July 1999
Franklin Templeton Investments May 1998 - January 1999
Paine Webber Inc. May 1996 - August 1996
Education
University of Colorado Boulder 1993 — 1998
BA, Psychology Major, Business Minor
Irene Reiss-Marom's Paine Webber, Inc Experience April 1997 - December 1999
Job Private Banker for Wells Fargo Private Bank and Wealth Advisory Services
Industry Financial Services
Experience
Wells Fargo Private Bank February 2011 - September 2014
Marom Consulting Services January 2003 - May 2011
Jamison Prince Asset Management October 2001 - December 2002
Paine Webber, Inc. April 1997 - December 1999
Munder Capital Management April 1990 - April 1997
Prudential Securities 1985 - 1990
Skills
Financial Advisory, Investment Advisory, Asset Managment, Retail Banking, New Business Development, Marketing, Training and Coaching, Asset Management, Alternative Investments, Securities, Investment Management, Fixed Income, Equities, Mutual Funds, Financial Services, Investment Strategies, Separately Managed..., Portfolio Management, Marketing Strategy, Investments, Start-ups, Business Development, Finance, Due Diligence, Strategic Planning, Wealth Management, Series 7, Asset Allocation
Education
Binghamton University
Wells Fargo Private Bank February 2011 - September 2014
Marom Consulting Services January 2003 - May 2011
Jamison Prince Asset Management October 2001 - December 2002
Paine Webber, Inc. April 1997 - December 1999
Munder Capital Management April 1990 - April 1997
Prudential Securities 1985 - 1990
Skills
Financial Advisory, Investment Advisory, Asset Managment, Retail Banking, New Business Development, Marketing, Training and Coaching, Asset Management, Alternative Investments, Securities, Investment Management, Fixed Income, Equities, Mutual Funds, Financial Services, Investment Strategies, Separately Managed..., Portfolio Management, Marketing Strategy, Investments, Start-ups, Business Development, Finance, Due Diligence, Strategic Planning, Wealth Management, Series 7, Asset Allocation
Education
Binghamton University
Morgan Whittier's Paine Webber, Inc Experience 1986 - 1993
Job Financial Industry Regulatory Authority (FINRA)
Industry Financial Services
Experience
FINRA 2014 - Present
Morgan Stanley Wealth Management 2013 - 2014
Broadridge Financial Solutions, Inc 2005 - 2012
Bank of America Securities 1999 - 2005
Morgan Stanley 1992 - 1998
Paine Webber Inc. 1986 - 1993
Skills
FINRA registrations:..., Trading Systems, Equity Trading, Trade Compliance, Compliance Training, Best Execution, Block Trading, Securities Regulation, Client Coverage, Financial Policies &..., Oral & Written..., Options, Financial Markets, Relationship Management, Fixed Income execution..., FX trading, Business governance, WSP, Broker Dealer compliance, Hedge Funds, Asset Management, Investment Advisory, Investment Portfolio, Series 7, FINRA, Programme Governance, Broker-Dealer, Securities, Fixed Income, Financial Risk, AML, Equities, Financial Services, Trading, FX Options
Education
Kenyon College 1982 — 1986
Bachelor of Arts (B.A.), Political Science
Deerfield Academy 1979 — 1982
FINRA 2014 - Present
Morgan Stanley Wealth Management 2013 - 2014
Broadridge Financial Solutions, Inc 2005 - 2012
Bank of America Securities 1999 - 2005
Morgan Stanley 1992 - 1998
Paine Webber Inc. 1986 - 1993
Skills
FINRA registrations:..., Trading Systems, Equity Trading, Trade Compliance, Compliance Training, Best Execution, Block Trading, Securities Regulation, Client Coverage, Financial Policies &..., Oral & Written..., Options, Financial Markets, Relationship Management, Fixed Income execution..., FX trading, Business governance, WSP, Broker Dealer compliance, Hedge Funds, Asset Management, Investment Advisory, Investment Portfolio, Series 7, FINRA, Programme Governance, Broker-Dealer, Securities, Fixed Income, Financial Risk, AML, Equities, Financial Services, Trading, FX Options
Education
Kenyon College 1982 — 1986
Bachelor of Arts (B.A.), Political Science
Deerfield Academy 1979 — 1982
Gile Williams's Paine Webber, Inc Experience August 1982 - June 1993
Job Retired Investment Consultant
Industry Financial Services
Experience
EG Williams Financial--Independent Broker July 1993 - December 2012
Paine Webber, Inc August 1982 - June 1993
Eagle Remodeling June 1974 - July 1982
San Diego Securities, Inc April 1973 - May 1974
Eastman Dillion Union Securities, Corp May 1969 - May 1973
Education
San Diego State University-California State University 1963 — 1969
Bachelor of Science (BS), Marketing and economics
EG Williams Financial--Independent Broker July 1993 - December 2012
Paine Webber, Inc August 1982 - June 1993
Eagle Remodeling June 1974 - July 1982
San Diego Securities, Inc April 1973 - May 1974
Eastman Dillion Union Securities, Corp May 1969 - May 1973
Education
San Diego State University-California State University 1963 — 1969
Bachelor of Science (BS), Marketing and economics
Armando Valdes's Paine Webber, Inc Experience January 2000 - December 2000
Job Associate Principal Examiner at Financial Industry Regulatory Authority (FINRA)
Industry Law Practice
Experience
Financial Industry Regulatory Authority (FINRA) May 2015 - Present
Various New York Law Firms and Corporations December 2009 - May 2015
MILBANK, TWEED, HADLEY & McCLOY LLP October 2006 - June 2009
MILBANK, TWEED, HADLEY & McCLOY LLP June 2002 - July 2003
KENYON & KENYON January 2002 - June 2002
CT CORPORATION SYSTEM December 2000 - December 2001
PAINE WEBBER, INC. January 2000 - December 2000
KENYON & KENYON November 1994 - December 1999
Skills
Litigation, Real Estate, Securities, Bankruptcy, Banking, Document Review, Due Diligence, SEC compliance, SEC, Legal Research, Legal Writing, Securities Regulation
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2003 — 2006
J.D., Business Law
Baruch College, City University of New York (CUNY) 1997 — 1999
M.B.A., Finance
University of Miami 1986 — 1990
B.A., Psychology
Financial Industry Regulatory Authority (FINRA) May 2015 - Present
Various New York Law Firms and Corporations December 2009 - May 2015
MILBANK, TWEED, HADLEY & McCLOY LLP October 2006 - June 2009
MILBANK, TWEED, HADLEY & McCLOY LLP June 2002 - July 2003
KENYON & KENYON January 2002 - June 2002
CT CORPORATION SYSTEM December 2000 - December 2001
PAINE WEBBER, INC. January 2000 - December 2000
KENYON & KENYON November 1994 - December 1999
Skills
Litigation, Real Estate, Securities, Bankruptcy, Banking, Document Review, Due Diligence, SEC compliance, SEC, Legal Research, Legal Writing, Securities Regulation
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2003 — 2006
J.D., Business Law
Baruch College, City University of New York (CUNY) 1997 — 1999
M.B.A., Finance
University of Miami 1986 — 1990
B.A., Psychology
Karen Leder's Paine Webber, Inc Experience January 1986 - January 1992
Job Financial Services and Business Development Consultant
Industry Financial Services
Experience
Heart 1st A to Z June 2012 - Present
UBS December 2010 - December 2011
Python Capital Management/Distressed Hedge Fund January 1996 - January 2003
The Salk Institute January 1999 - January 2001
Paine Webber, Inc January 1986 - January 1992
Paine Webber, Inc January 1985 - January 1986
Skills
Hedge Funds, Fundraising, Investment Banking, Sales, Asset Managment, Marketing Strategy, Marketing Communications, Market Research, Product Marketing, Marketing Management, Direct Sales, Business Development, Business Analysis, Business Strategy, Business Intelligence, Public Speaking, Motivational Speaking, Statistics, Econometrics, Economics, Investment Advisory, Real Estate, Real Estate Development, Real Estate Transactions, Property Management..., Private Equity, Private Equity Funding, Brand Development, Brand Management, Corporate Development, Asset Management, Corporate Finance
Education
Harvard Business School 2013 — 2013
Executive Education Program
Columbia University Graduate School of Business
MBA, Finance and Real Estate Finance
University of Michigan
BA, Economics
Heart 1st A to Z June 2012 - Present
UBS December 2010 - December 2011
Python Capital Management/Distressed Hedge Fund January 1996 - January 2003
The Salk Institute January 1999 - January 2001
Paine Webber, Inc January 1986 - January 1992
Paine Webber, Inc January 1985 - January 1986
Skills
Hedge Funds, Fundraising, Investment Banking, Sales, Asset Managment, Marketing Strategy, Marketing Communications, Market Research, Product Marketing, Marketing Management, Direct Sales, Business Development, Business Analysis, Business Strategy, Business Intelligence, Public Speaking, Motivational Speaking, Statistics, Econometrics, Economics, Investment Advisory, Real Estate, Real Estate Development, Real Estate Transactions, Property Management..., Private Equity, Private Equity Funding, Brand Development, Brand Management, Corporate Development, Asset Management, Corporate Finance
Education
Harvard Business School 2013 — 2013
Executive Education Program
Columbia University Graduate School of Business
MBA, Finance and Real Estate Finance
University of Michigan
BA, Economics
Brian Sager's Paine Webber, Inc Experience March 1990 - December 2000
Job Proprietary Trading
Industry Capital Markets
Experience
Miami Atlantic LLC November 2011 - Present
Incapital, LLC July 2010 - September 2012
Arbor Research & Trading October 2009 - June 2010
Integra FX May 2009 - October 2009
Countrywide Capital Markets December 2000 - August 2008
Countrywide Securities Corporation 2000 - 2008
Paine Webber Inc. March 1990 - December 2000
PaineWebber/UBS 1990 - 2000
Skills
Team Leadership, Training & Development, Achieving Targets, Client Development, Corporate Branding, Product Marketing, Collaboration, Loans, Structured Products, Foreign Exchange, Asset Allocation, Derivatives, Capital Markets, Fixed Income, Mortgage Lending, Structured Finance, ABS, Trading, Commodity, Valuation, Portfolio Management, Securitization, Bloomberg, Hedge Funds, Credit, Proprietary Trading, MBS, Series 7, Equities, Employee Training, Investment Banking, Securities, Sales, Bonds, Currency
Education
LIU Post 1979 — 1983
Bachelor of Science (B.S.), Marketing/Management with minor in Economics
Miami Atlantic LLC November 2011 - Present
Incapital, LLC July 2010 - September 2012
Arbor Research & Trading October 2009 - June 2010
Integra FX May 2009 - October 2009
Countrywide Capital Markets December 2000 - August 2008
Countrywide Securities Corporation 2000 - 2008
Paine Webber Inc. March 1990 - December 2000
PaineWebber/UBS 1990 - 2000
Skills
Team Leadership, Training & Development, Achieving Targets, Client Development, Corporate Branding, Product Marketing, Collaboration, Loans, Structured Products, Foreign Exchange, Asset Allocation, Derivatives, Capital Markets, Fixed Income, Mortgage Lending, Structured Finance, ABS, Trading, Commodity, Valuation, Portfolio Management, Securitization, Bloomberg, Hedge Funds, Credit, Proprietary Trading, MBS, Series 7, Equities, Employee Training, Investment Banking, Securities, Sales, Bonds, Currency
Education
LIU Post 1979 — 1983
Bachelor of Science (B.S.), Marketing/Management with minor in Economics
William Christie's Paine Webber, Inc Experience 1993 - 2000
Job Vice President, Senior Regional Sales Manager at Citizens Financial Group
Industry Financial Services
Experience
Citizens Financial Group, Inc. September 2014 - Present
Allstate Financial January 2006 - September 2014
MW Financial Group Ltd. 2003 - 2006
Mass Mutual Financial Group 2001 - 2003
Paine Webber Inc 1993 - 2000
Skills
Life Insurance, Recruiting, Leadership, Series 6, Retirement, Training, Insurance, Fixed Annuities, Series 63, Retirement Planning, Disability Insurance, Long-term Care, Term Life Insurance, Financial Services, 401k, Employee Benefits, Financial Advisory, Health Insurance, IRAs, Investments, Series 7, Underwriting, Wealth Management, Strategic Financial..., Variable Annuities, FINRA, Financial Planners, Investment Advisory, Mutual Funds, Series 65, Whole Life, Roth IRA
Education
Providence College 1988 — 1992
BA
Citizens Financial Group, Inc. September 2014 - Present
Allstate Financial January 2006 - September 2014
MW Financial Group Ltd. 2003 - 2006
Mass Mutual Financial Group 2001 - 2003
Paine Webber Inc 1993 - 2000
Skills
Life Insurance, Recruiting, Leadership, Series 6, Retirement, Training, Insurance, Fixed Annuities, Series 63, Retirement Planning, Disability Insurance, Long-term Care, Term Life Insurance, Financial Services, 401k, Employee Benefits, Financial Advisory, Health Insurance, IRAs, Investments, Series 7, Underwriting, Wealth Management, Strategic Financial..., Variable Annuities, FINRA, Financial Planners, Investment Advisory, Mutual Funds, Series 65, Whole Life, Roth IRA
Education
Providence College 1988 — 1992
BA
J. Patrick McDonald's Paine Webber, Inc Experience September 1990 - November 1994
Job Managing Director at Waypoint Residential LLC
Industry Capital Markets
Experience
Waypoint Residential LLC November 2013 - Present
Waypoint Residential LLC October 2013 - Present
The Seaport Group LLC September 2013 - January 2014
American Capital Energy February 2008 - November 2012
HSBC Securities October 2000 - July 2007
UBS-Warburg Dillon Read August 1995 - June 2000
Paine Webber INC. September 1990 - November 1994
FCredit Suisse First Boston October 1986 - August 1990
IBM Corporation June 1981 - July 1983
Skills
Fixed Income, Credit Derivatives, Emerging Markets, Hedge Funds, Equities, Multifamily Real Estate..., Business Development, Capital Markets, Financial Markets, Funding, Investments, Private Equity, Project Finance, Rates, Series 63, Series 7, Start-ups, Wealth Management, Management, Bonds, Portfolio Management, Alternative Investments, Valuation, Investment Banking
Education
College of the Holy Cross 1971 — 1975
BS, Economics/Accounting
Waypoint Residential LLC November 2013 - Present
Waypoint Residential LLC October 2013 - Present
The Seaport Group LLC September 2013 - January 2014
American Capital Energy February 2008 - November 2012
HSBC Securities October 2000 - July 2007
UBS-Warburg Dillon Read August 1995 - June 2000
Paine Webber INC. September 1990 - November 1994
FCredit Suisse First Boston October 1986 - August 1990
IBM Corporation June 1981 - July 1983
Skills
Fixed Income, Credit Derivatives, Emerging Markets, Hedge Funds, Equities, Multifamily Real Estate..., Business Development, Capital Markets, Financial Markets, Funding, Investments, Private Equity, Project Finance, Rates, Series 63, Series 7, Start-ups, Wealth Management, Management, Bonds, Portfolio Management, Alternative Investments, Valuation, Investment Banking
Education
College of the Holy Cross 1971 — 1975
BS, Economics/Accounting
Anthony Carnivale's Paine Webber, Inc Experience December 1984 - July 1990
Job Currently Seeking New Opportunities
Industry Banking
Experience
New York Staffing Services, Inc. / Pershing Securities May 2012 - November 2013
Ultimate Staffing Services / Maronda Homes, Inc February 2012 - April 2012
HSBC Bank USA June 2005 - September 2008
HSBC Brokerage USA August 2003 - June 2005
Republic National Bank / HSBC Bank USA February 1991 - August 2003
Paine Webber, Inc December 1984 - July 1990
American Temps, Inc / A.G. Becker, Inc July 1979 - September 1984
Skills
Banking, Corporate Actions, Settlements, Reconciliation, Risk Management, Customer Relations, Payments, Microsoft Office, Excel, Customer Service, Deposits, Banking Operations, SEI, ADP, Back Office, Money Market, Balance, Funding, General Ledger, Accounts Payable, Reconciliations, Reconciling, Cash Management, KYC, FX, Securities, Account Reconciliation, Settlement, Operational Risk, Accounts Receivable, Operational Risk..., Middle Office, Microsoft Office 2007, Microsoft Excel, FX Options, Portfolio Management, Trading, Financial Services, AML, Equities, Management, Finance
Education
Pace University 1982 — 1983
Bishop Ford C.C.H.S. 1978 — 1982
H.S. Diploma, Computers, Accounting
New York Staffing Services, Inc. / Pershing Securities May 2012 - November 2013
Ultimate Staffing Services / Maronda Homes, Inc February 2012 - April 2012
HSBC Bank USA June 2005 - September 2008
HSBC Brokerage USA August 2003 - June 2005
Republic National Bank / HSBC Bank USA February 1991 - August 2003
Paine Webber, Inc December 1984 - July 1990
American Temps, Inc / A.G. Becker, Inc July 1979 - September 1984
Skills
Banking, Corporate Actions, Settlements, Reconciliation, Risk Management, Customer Relations, Payments, Microsoft Office, Excel, Customer Service, Deposits, Banking Operations, SEI, ADP, Back Office, Money Market, Balance, Funding, General Ledger, Accounts Payable, Reconciliations, Reconciling, Cash Management, KYC, FX, Securities, Account Reconciliation, Settlement, Operational Risk, Accounts Receivable, Operational Risk..., Middle Office, Microsoft Office 2007, Microsoft Excel, FX Options, Portfolio Management, Trading, Financial Services, AML, Equities, Management, Finance
Education
Pace University 1982 — 1983
Bishop Ford C.C.H.S. 1978 — 1982
H.S. Diploma, Computers, Accounting
Susan Blomster's Paine Webber, Inc Experience October 1984 - January 1988
Job Financial Analyst | Relationship Manager, Seeking New Opportunities
Industry Banking
Experience
The Bank of New York June 1989 - April 1993
Paine Webber Inc. October 1984 - January 1988
Skills
Microsoft Excel, Commercial Lending, Risk Management, Banking, Financial Analysis, Customer Service, Strategic Planning, Analysis, Credit, Portfolio Management, Budgets, Loans, Cash Flow, Cash Management, Credit Analysis, Sales, Finance, Management
Education
New York University, Stern School of Business 1987 — 1989
Master of Business Administration (M.B.A.), management, finance
Trinity College-Hartford 1980 — 1984
Bachelor of Arts (B.A.), Economics
Amity Regional High School, Woodbridge, CT 1976 — 1980
High School Diploma
The Bank of New York June 1989 - April 1993
Paine Webber Inc. October 1984 - January 1988
Skills
Microsoft Excel, Commercial Lending, Risk Management, Banking, Financial Analysis, Customer Service, Strategic Planning, Analysis, Credit, Portfolio Management, Budgets, Loans, Cash Flow, Cash Management, Credit Analysis, Sales, Finance, Management
Education
New York University, Stern School of Business 1987 — 1989
Master of Business Administration (M.B.A.), management, finance
Trinity College-Hartford 1980 — 1984
Bachelor of Arts (B.A.), Economics
Amity Regional High School, Woodbridge, CT 1976 — 1980
High School Diploma
Dawnmarie O'Rourke's Paine Webber, Inc Experience January 1993 - December 1994
Job Tax Technology
Industry Financial Services
Experience
CORPTAX, Inc. 2011 - Present
PRUDENTIAL FINANCIAL, INC August 1997 - December 2010
Prudential Financial September 1993 - December 2010
POLYGRAM RECORDS, INC September 1996 - August 1997
AMERICAN STANDARD, INC December 1994 - September 1996
PAINE WEBBER, INC January 1993 - December 1994
Education
Fairleigh Dickinson University
Bachelor of Science, Accounting
CORPTAX, Inc. 2011 - Present
PRUDENTIAL FINANCIAL, INC August 1997 - December 2010
Prudential Financial September 1993 - December 2010
POLYGRAM RECORDS, INC September 1996 - August 1997
AMERICAN STANDARD, INC December 1994 - September 1996
PAINE WEBBER, INC January 1993 - December 1994
Education
Fairleigh Dickinson University
Bachelor of Science, Accounting
Rachelle Ghee's Paine Webber, Inc Experience May 1995 - November 1996
Job Information Technology and Services Professional
Industry Information Technology and Services
Experience
American Cancer Society June 1998 - November 2010
Dain Rauscher, Inc November 1996 - April 1998
Paine Webber, Inc May 1995 - November 1996
Education
Anoka Ramsey Community College
AA, Arts
University of Phoenix
BS, Business/Project Management
American Cancer Society June 1998 - November 2010
Dain Rauscher, Inc November 1996 - April 1998
Paine Webber, Inc May 1995 - November 1996
Education
Anoka Ramsey Community College
AA, Arts
University of Phoenix
BS, Business/Project Management
Mark Karrasch's Paine Webber, Inc Experience January 1995 - March 2001
Job Associate Agent at Healthcare Solutions Team
Industry Insurance
Experience
Healthcare Solutions Team August 2013 - Present
xfa 2003 - 2011
UBS AG March 2001 - July 2003
Paine Webber, Inc January 1995 - March 2001
Kidder, Peabody and Co., Inc November 1978 - January 1995
Skills
Series 7, Options, Equities, Derivatives, Securities, ETFs, Electronic Trading, Financial Markets, Equity Trading, Proprietary Trading, Compliance, Stocks, Customer Relations, Equity Derivatives, Problem Solving, Trading, Commodity, Hedge Funds, Trading Strategies, Trading Systems, Alternative Investments, Fixed Income, Bloomberg, FX Options, Writing
Education
Moraine Valley Community College
Business Administration
Healthcare Solutions Team August 2013 - Present
xfa 2003 - 2011
UBS AG March 2001 - July 2003
Paine Webber, Inc January 1995 - March 2001
Kidder, Peabody and Co., Inc November 1978 - January 1995
Skills
Series 7, Options, Equities, Derivatives, Securities, ETFs, Electronic Trading, Financial Markets, Equity Trading, Proprietary Trading, Compliance, Stocks, Customer Relations, Equity Derivatives, Problem Solving, Trading, Commodity, Hedge Funds, Trading Strategies, Trading Systems, Alternative Investments, Fixed Income, Bloomberg, FX Options, Writing
Education
Moraine Valley Community College
Business Administration
Albert Sampson's Paine Webber, Inc Experience September 1990 - June 1994
Job Associate Vice President Investment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors,LLC 2011 - Present
Morgan Stanley Wealth Management July 1994 - November 2011
Paine Webber Inc. September 1990 - June 1994
Skills
Wealth Management, Mutual Funds, Investments, Investment Advisory, Retirement Planning, Asset Allocation, Alternative Investments, Asset Management
Education
Boston College 1979 — 1983
Bachelor of Arts (B.A.), Economics
Wells Fargo Advisors,LLC 2011 - Present
Morgan Stanley Wealth Management July 1994 - November 2011
Paine Webber Inc. September 1990 - June 1994
Skills
Wealth Management, Mutual Funds, Investments, Investment Advisory, Retirement Planning, Asset Allocation, Alternative Investments, Asset Management
Education
Boston College 1979 — 1983
Bachelor of Arts (B.A.), Economics
Paul Holzer's Paine Webber, Inc Experience January 1984 - January 1986
Job Financial Services Professional
Industry Financial Services
Experience
Pitney Bowes Inc. January 1986 - May 2011
PITNEY BOWES INC January 1986 - January 2011
Pitney Bowes Inc. 1986 - 2011
Pitney Bowes Inc. January 2001 - January 2007
Pitney Bowes Inc. January 2000 - January 2001
Pitney Bowes Inc. January 1998 - January 2000
Pitney Bowes Inc. January 1997 - January 1998
Pitney Bowes Inc. January 1986 - January 1997
PAINE WEBBER INC January 1984 - January 1986
Skills
Sarbanes-Oxley, Account Reconciliation, Forecasting, Budgets, Analysis, General Ledger, Access, Accounting, Variance Analysis, Process Improvement, Financial Analysis, Business Analysis, Financial Audits, Finance, Journal Entries, Internal Controls, Employee Benefits, Cash Flow, Sales Operations, Accounts Payable, Six Sigma, SAP, Auditing, Sarbanes-Oxley Act, Account Management, Business Process..., Payroll, Leadership, Visio, Financial Reporting, Fixed Assets
Education
Michigan State University
Providence College
B.S.B.A, Accounting
Pitney Bowes Inc. January 1986 - May 2011
PITNEY BOWES INC January 1986 - January 2011
Pitney Bowes Inc. 1986 - 2011
Pitney Bowes Inc. January 2001 - January 2007
Pitney Bowes Inc. January 2000 - January 2001
Pitney Bowes Inc. January 1998 - January 2000
Pitney Bowes Inc. January 1997 - January 1998
Pitney Bowes Inc. January 1986 - January 1997
PAINE WEBBER INC January 1984 - January 1986
Skills
Sarbanes-Oxley, Account Reconciliation, Forecasting, Budgets, Analysis, General Ledger, Access, Accounting, Variance Analysis, Process Improvement, Financial Analysis, Business Analysis, Financial Audits, Finance, Journal Entries, Internal Controls, Employee Benefits, Cash Flow, Sales Operations, Accounts Payable, Six Sigma, SAP, Auditing, Sarbanes-Oxley Act, Account Management, Business Process..., Payroll, Leadership, Visio, Financial Reporting, Fixed Assets
Education
Michigan State University
Providence College
B.S.B.A, Accounting
Celeste Nettles, LPC's Paine Webber, Inc Experience September 1998 - November 2000
Job Therapist at Tree of Life Counseling, PLLC
Industry Mental Health Care
Experience
Tree of Life Counseling, PLLC April 2013 - Present
RHA Health Service, Inc April 2013 - November 2013
Triumph LLC (purchased by RHA) April 2008 - April 2013
Caring Family Network December 2004 - April 2008
A. G. Edwards & sons November 2000 - December 2004
Paine Webber Inc. September 1998 - November 2000
Department of Psychology, Children's Hospital of New Orleans January 1995 - August 1998
Louisiana Counseling and Family Services August 1995 - July 1998
Private Practice of Susan Andrews August 1992 - January 1995
River Parishes Mental Health Clinic September 1992 - December 1992
Skills
Counseling Psychology, Group Therapy, Psychotherapy, Adolescent Therapy, Experience Working with..., Community Mental Health, Adolescents, Assessment and Diagnosis, Adjustment to Cancer..., Chronic Illness, Treatment of depression, Mental Health Counseling, Social Services, Treatment, Therapists, Psychology, Crisis Intervention, Behavioral Health, CBT, Developmental..., Anxiety Management, Play Therapy, Parenting Skills..., Life Transitions, Stress Management, Family Therapy, Counseling for..., Treatment of PTSD, Family of Origin, Mental Health
Education
University of Southern Mississippi
Master of Science (MS), Counseling Psychology
Cameron University
MBS, Behavioral Sciences
Cameron University
Bachelor of Science (BS), Psychology
Tree of Life Counseling, PLLC April 2013 - Present
RHA Health Service, Inc April 2013 - November 2013
Triumph LLC (purchased by RHA) April 2008 - April 2013
Caring Family Network December 2004 - April 2008
A. G. Edwards & sons November 2000 - December 2004
Paine Webber Inc. September 1998 - November 2000
Department of Psychology, Children's Hospital of New Orleans January 1995 - August 1998
Louisiana Counseling and Family Services August 1995 - July 1998
Private Practice of Susan Andrews August 1992 - January 1995
River Parishes Mental Health Clinic September 1992 - December 1992
Skills
Counseling Psychology, Group Therapy, Psychotherapy, Adolescent Therapy, Experience Working with..., Community Mental Health, Adolescents, Assessment and Diagnosis, Adjustment to Cancer..., Chronic Illness, Treatment of depression, Mental Health Counseling, Social Services, Treatment, Therapists, Psychology, Crisis Intervention, Behavioral Health, CBT, Developmental..., Anxiety Management, Play Therapy, Parenting Skills..., Life Transitions, Stress Management, Family Therapy, Counseling for..., Treatment of PTSD, Family of Origin, Mental Health
Education
University of Southern Mississippi
Master of Science (MS), Counseling Psychology
Cameron University
MBS, Behavioral Sciences
Cameron University
Bachelor of Science (BS), Psychology
Henry Kang's Paine Webber, Inc Experience January 1983 - December 1993
Job Financial Services Professional
Industry Financial Services
Experience
UBS Wealth Management 1994 - 2012
Paine Webber Inc. January 1983 - December 1993
Education
Stevens Institute of Technology 1990 — 1993
Master of Science (MS), Computer Science
Seoul National University 1964 — 1972
Bachelor of Science (BS), Electrical and Electronics Engineering
UBS Wealth Management 1994 - 2012
Paine Webber Inc. January 1983 - December 1993
Education
Stevens Institute of Technology 1990 — 1993
Master of Science (MS), Computer Science
Seoul National University 1964 — 1972
Bachelor of Science (BS), Electrical and Electronics Engineering
Jeffrey Fannon's Paine Webber, Inc Experience March 1972 - April 1991
Job Financial Services Professional
Industry Financial Services
Experience
Alamo Capital 2014 - Present
Oppenheimer & Co. Inc. 2002 - 2014
RW Smith & Associates March 1999 - March 2002
Pacific Crest Securities July 1995 - July 1998
Shawmut Bank of Boston April 1991 - October 1994
Paine Webber Inc March 1972 - April 1991
Skills
municipal bonds, securities arbitration
Education
Colgate University 1967 — 1969
Bachelor of Arts (B.A.), Economics
Alamo Capital 2014 - Present
Oppenheimer & Co. Inc. 2002 - 2014
RW Smith & Associates March 1999 - March 2002
Pacific Crest Securities July 1995 - July 1998
Shawmut Bank of Boston April 1991 - October 1994
Paine Webber Inc March 1972 - April 1991
Skills
municipal bonds, securities arbitration
Education
Colgate University 1967 — 1969
Bachelor of Arts (B.A.), Economics
Salomon Brothers
Salomon Smith Barney
Paine Webber
PaineWebber
Drexel Burnham Lambert
Salomon Brothers Inc.
Soloman Smith Barney
Solomon Brothers