Experience
Centers for Medicare & Medicaid Services  March 2014 - Present
Russell Investments  March 2010 - November 2011
TIAA-CREF  November 2005 - February 2010
CHARLES SCHWAB & CO., INC   September 1997 - December 2004
Business Strategy Group, Schwab Capital Markets   January 2000 - January 2003
Equity Syndicate Group, Schwab Capital Markets   January 1999 - January 2000
Charles Schwab & Co., Inc.   January 1997 - January 1999
PRUDENTIAL SECURITIES INC  January 1996 - January 1997
NATIONAL BROADCASTING CO., INC   January 1995 - January 1996
BARING SECURITIES INC   January 1994 - January 1995

Skills
Investments, Research, Media Spokesperson, Analyst, Equities, Fiscal and Tax policy, Global Macro, Investment Strategy, Thought Leadership, Investment Research, Equity Research, Asset Management, Blogging, Bloomberg, Online Content Creation, Investment Management, Portfolio Management, Capital Markets, Asset Allocation, Asset Managment, Derivatives, Due Diligence, Finance, Financial Services, Investment Strategies, Securities, Strategy, Valuation

Education
Indiana University - Kelley School of Business
M.B.A, Finance

CUNY Hunter College
Economic Statistics and Econometrics

University of Pennsylvania
M.Arch, Architecture

Yale University
B.A, History

Experience
Charles Schwab & Co., Inc.   April 2000 - Present
Zelle Hofmann Voebel & Gette, LLP   June 1994 - April 2000

Education
Golden Gate University, School of Law

Experience
Charles Schwab & Co., Inc.   June 2013 - Present
Consulting  2012 - May 2013
Risk Talent Associates - Aspen, CO   2009 - 2011
W Capital Partners, LLC - New York, NY   2007 - 2009
Citigroup / Women & Co. - New York, NY   2002 - 2007
Hill & Knowlton, Inc. - New York, NY   2000 - 2001
GREENWICH ASSOCIATES - Greenwich, CT   1998 - 1999

Skills
Google Analytics, Google Webmaster Tools, Social Media Marketing, Loyalty Programs, Customer Retention, Direct Marketing, Event Management, Wordpress, Social Media, Entrepreneurship, Digital Marketing, Lead Generation, Financial Services, Brand Management, Engagement Management

Education
Georgetown University - The McDonough School of Business   1994 — 1998
BSBA, Marketing and International Business (Double Major)

Greenwich High School   1990 — 1994

Experience
element•12   November 2011 - Present
Advent Software  May 2012 - June 2014
Pershing Advisor Solutions, LLC  November 2010 - November 2011
Pershing, LLC  November 2010 - November 2011
Charles Schwab & Co., Inc.   February 2008 - November 2010
Charles Schwab & Co., Inc.   January 2006 - January 2008
Washington Mutual Card Services  December 2002 - January 2006
Charles Schwab & Co., Inc.   December 2001 - 2002
Charles Schwab & Co., Inc.   December 2000 - December 2001
Charles Schwab & Co., Inc.   January 2000 - December 2000

Skills
Strategy, Product Management, SaaS, IT Strategy, Enterprise Software, Product Marketing, CRM, Product Development, Integration, Leadership, Strategic Planning, Marketing Strategy, Management, Agile Methodologies, Financial Services, Web Development, Vendor Management, Technology Leadership, Marketing Communications, Business Process, Website Development, Software Development, Strategy Development, Investments, Executive Management, Portfolio Management, Change Management, Wealth Management, Asset Management, FINRA, Financial Advisory, Series 7, Series 63, Microsoft SQL Server, Disaster Recovery, Project Management, Program Management, IT Management, Consulting, Business Analysis

Education
Arizona State University   1988 — 1993
B.S.

Arizona State University   1988 — 1993
B.A.

Experience
Galliard Capital Management  December 2010 - Present
U.S. Bancorp Asset Management (FAF Advisors) & First American Funds   March 2005 - December 2010
Franklin Templeton Investments  February 2004 - March 2005
Charles Schwab & Co., Inc.   July 2000 - February 2004
Charles Schwab Investment Management  July 1997 - June 2000
Charles Schwab Investment Management  July 1992 - July 1997
Thelen, Marrin, Johnson & Bridges   August 1989 - July 1992
Rosen, Wachtell & Gilbert   May 1987 - July 1989

Skills
Admitted to Practice, State Bar of California, Securities, Securities Regulation, FINRA, Investment Advisers Act, Mutual Funds, Corporate Governance, Asset Managment, Investment Company Act, Investments, SEC, Investment Advisory, Risk Management, Derivatives, Uniform Combined State..., Asset Management, Bloomberg, Fund Of Funds, Due Diligence, Investment Management, Financial Regulation, Series 7, Series 24, Corporate Law, Series 65, Broker-Dealer, Portfolio Management, Financial Services, FCPA, Mergers & Acquisitions, Private Placements, KYC, Start-ups, Alternative Investments, OFAC, SEC filings, Legal Writing, Securities Litigation, Series 63, ERISA, ETFs, Fixed Income, Equities, Legal Compliance, Private Equity

Education
University of California, Hastings College of the Law   1985 — 1988
J.D., Law

Brown University   1978 — 1982
A.B. Honors, History

Experience
E*TRADE Financial Corp.   July 2007 - August 2010
Fidelity Investments  February 2004 - June 2007
Charles Schwab & Co., Inc.   April 1998 - 2004
Bank of America  November 1996 - July 1998
Charles Schwab & Co., Inc.   April 1988 - November 1996

Skills
Series 7, Series 63, Series 24, Series 53, Series 14, FINRA, Securities, Investments, SEC, Compliance, Mutual Funds, Broker-Dealer, Options, Trading, Risk Management, Financial Risk

Education
Michigan State University College of Law   2013 — 2015
Master of Laws (LLM) - MJ, Intellectual Property Law and International Law

Bowling Green State University   1979 — 1983
Bachelor of Science (B.Sc.), Market Research

Bowling Green State University Graduate School of Business   1985 — 1986
Post Graduate Study in Statistics and Management Theory

Experience
Alpha Strategies Investment Consulting   September 2011 - September 2012
Lighthouse Financial Services, Inc.   July 2009 - July 2010
Retirement Alliance, Inc.   January 2005 - July 2009
Charles Schwab & Co., Inc.   June 1988 - October 2004
City of Loma Linda Fire Department   January 1990 - March 2000
Recording for the Blind & Dyslexic  January 1995 - January 2000

Skills
Portfolio Management, Public Speaking, Financial Planners, Investments, Wealth Management, Asset Allocation, Retirement Planning, Retirement, Investment Management, Pensions, Financial Advisory, Financial Services, Strategic Financial..., 401k, Leadership, Business Planning, Employee Benefits, Insurance, Marketing, Sales, Finance, Series 7, Strategy, Securities, Relationship Management, Hedge Funds, Wealth Management..., Business Development, Mutual Funds, CRM, Investment Advisory, Small Business, Asset Management, Investment Strategies, Management, Series 63, Alternative Investments, Wealth, Fixed Annuities, Equities, Fixed Income, Private Equity, Strategic Planning, Capital Markets, Due Diligence, Risk Management, Investment Banking, Banking, Options, Trading

Education
San Bernardino Valley College   2010 — 2013
Associates in Science

Crafton Hills College   1990 — 1992
Associates

Experience
Charles Schwab & Co., Inc.   2007 - 2007
Hewlett-Packard Co.  2003 - 2005
Hewlett-Packard Co.  2002 - 2003
Hewlett-Packard Co.  2000 - 2002
Hewlett-Packard  1992 - 2000

Skills
Program Management, Cross-functional Team..., Change Management, Customer Service, Start-ups, Integration, Software Development, Business Strategy, People Management, Management, Mergers and Acquisitions, CRM, Strategic Planning, Project Management, Team Leadership, Testing, Customer Oriented, Team Building, SaaS, Strategy, Training, Process Improvement, Project Planning, Leadership, Enterprise Software, Product Development, Entrepreneurship, Telecommunications, SDLC, Business Planning, Governance, Cloud Computing, Risk Management, Product Management, Agile Methodologies, Vendor Management, Business Process..., Outsourcing, Go-to-market Strategy, Executive Management, Professional Services, Business Intelligence

Education
Indiana University Bloomington
M.S., Quantum Physics

Stony Brook University
B.S., Physics

Stanford University Continuing Education   2011 — 2013
Risk Management, Business Strategy and Innovation, Cloud Computing, XaaS, Virtualization, Big Data

Coursera.org
Business Strategy

City College of San Francisco   2009 — 2009
Internet, HTML, Website Development

Experience
Bernard Nickels & Associates  April 2015 - June 2015
Charles Schwab & Co., Inc.   April 2011 - November 2013
Alcoa  February 2005 - June 2010
Alcoa  February 2003 - February 2005
People Strategies, LLC   March 2000 - December 2002
Luxcore Networks, LLC   January 2000 - March 2000
KPMG Peat Marwick  January 1997 - September 1998
AOL  June 1995 - December 1996
Astra Merck Inc. (former subsidiary of Merck)   May 1993 - June 1995
Astra Merck Inc. (former subsidiary of Merck)   March 1992 - May 1993

Skills
Talent Management, Human Resources, Performance Management, Employee Relations, HRIS

Education
Cornell University   1989 — 1991
Master's Degree, Human Resources Management and Services

Georgia Institute of Technology - Georgia Tech College of Management   1984 — 1989
Bachelor's Degree, Industrial Management

Experience
Wells Fargo Bank, SF, CA   March 2012 - Present
Sutter Health Information Technology, Mather, CA   May 2010 - September 2010
Information Professionals, Inc  June 2008 - December 2009
Charles Schwab & Co., Inc.   January 2007 - June 2008
Kaiser Permanente (KPIT)   January 2006 - January 2007
Charles Schwab & Co., Inc   July 2002 - July 2005
ATT - SBC - Pacific Bell Company   October 2001 - June 2002
Charles Schwab & Co., Inc   August 1991 - September 2001
VISA International, Inc   January 1990 - August 1991

Skills
Data Warehousing, Business Intelligence, ETL, Data Migration, Analysis, HMO, Internal Audit, Data Marts, SDLC, Gap Analysis, PMP, Systems Analysis, Software Project..., Business Analysis, Business Requirements, Requirements Analysis, Requirements Gathering, Application Development, Project Implementation, Project Planning, Process Improvement, Business Process, DB2, Program Management, MS Project, Project Management, Software Development, Management, Testing, Visio, Oracle, Microsoft SQL Server, Vendor Management, Scrum, ERP, PMO, Data Modeling

Education
Diablo Valley College   2009 — 2009
Post Grad work, PMI PMP Certification Training

San Jose State University   1982 — 1984
BSIE, Computer Science

Project Management Institute, PMI

Experience
USAA  April 2005 - Present
Everest College Phoenix  2005 - April 2014
Charles Schwab & Co., Inc.   February 1995 - April 2004

Skills
Employee Engagement, Succession Planning, Coaching, Talent Management, Performance Management, Employee Relations, 401k, Change Management, Career Development, Employee Benefits, Organizational Design, Organizational..., SPHR

Education
Walden University   2007 — 2010
MBA, Human Resources

Fairleigh Dickinson University   1993 — 1996
M.A., Corporate & Organizational Communications

University of South Florida   1973 — 1977
B.A., Mass Communications and English

Experience
SELF-EMPLOYED: A Gift of Time   2014 - Present
Kaspick & Company  2013 - 2014
Charles Schwab & Co. Inc.   2008 - 2013
SRA  2007 - 2008
Union Trust Mortgage Services  2006 - 2008
Money Camp   2006 - 2008
Charles Schwab & Co., Inc.   1995 - 2005

Skills
Relationship Management

Education
San Jose State University
Bachelor’s Degree

Cal Poly Pomona
Transferred

Experience
Kaiser Permanente  October 2009 - Present
mlb project consulting, llc   2005 - 2012
Kaiser Permanente  December 2008 - October 2009
Charles Schwab & Co., Inc.   June 2008 - November 2008
Gap, Inc.   March 2007 - February 2008
Wells Fargo & Co.   September 2005 - December 2006
Gap Inc., IT PMO   January 2003 - April 2005
Charles Schwab & Co., Inc.   1996 - 2002
Summit Bank  June 1994 - June 1996
Continental Savings of America  February 1992 - May 1994

Skills
Agile, RUP, Scrum, CMMI, SDLC, UML, Requirements Management, SEO, Process Development, E-commerce, PMO, CMS, Social Networking, Governance, Business Analysis, Security, Availability, SOX, Waterfall, ISO, Development Management, Customer Experience, Financial Management, Technology Adoption, Online Marketing, Design Patterns, PMBOK, Iterative, CMM, Agile Project Management, OOP, PMI, Requirements Analysis, Web Analytics, PMP, Software Project..., Social Media, Requirements Gathering, Software Development..., Digital Marketing, Object Oriented Design, Social Media Marketing, Program Management, Process Simulation, Agile Methodologies, Process Improvement, Software Development, SharePoint, MS Project, Business Requirements

Education
Temple University
M.B.A., Finance

State University of New York at Buffalo
B.A. (Honors, Magna Cum Laude, Phi Beta Kappa), Economics (Minor: Mathematics)

Blue Bear School of Music
Drums, Guitar, Bass, Vocals, Composition, Performance

Landmark Education
Human Development, Cognition and Team Building

Project Management Institute
Certification, Project Management Professional (PMP)

Santa Clara University
Certificate, IT Project Management (PMBOK-aligned)

Tulane University
Computer Science, Mathematics, Business

University of California, Berkeley
Computer Science

City College of San Francisco
Dance and Dance Performance

Experience
Charles Schwab & Co., Inc.   August 2007 - July 2014
Cohen Financial  May 2006 - July 2007
Charles Schwab & Co., Inc.   April 2005 - May 2006
Archer Pacific Mortgage Broker   December 2003 - April 2005
M.L Stern & Co.   December 2002 - December 2003

Skills
Marketing Strategy, Project Manager, Event Planning, Customer Relations, Outlook, Excel, Word, PowerPoint, Adobe, Visio, Microsoft Excel

Education
Cornell University   1999 — 2002
Bachelor of Science (B.S.), Industrial and Labor Relations/Economics

Experience
In-House Legal Consulting   September 2008 - Present
Cake Financial Corporation   September 2007 - July 2008
Financial Engines, Inc.   August 1998 - January 2006
Charles Schwab & Co., Inc.   September 1992 - July 1998

Skills
Start-ups, Portfolio Management, Enterprise Software, E-commerce, Investments, SaaS, Business Development, Venture Capital

Education
Cornell University
BA

University of Denver
JD

Experience
Charles Schwab & Co., Inc.   April 2014 - Present
Charles Schwab & Co., Inc.   September 2009 - April 2014
Rapp Collins Worldwide  May 2009 - September 2009
Javelin Direct  March 2007 - April 2009
Miller Public Relations  January 2003 - March 2007

Skills
Direct Mail, Graphic Design, Digital Printing, Advertising, Creative Direction, Brochures, Adobe Creative Suite, Art Direction, Direct Marketing, InDesign, Typography, Collateral, Brand Management, Corporate Identity, Illustrator, Logo Design, Copywriting, QuarkXPress, Vendor Management, Layout, Branding, Digital Marketing, Graphics, Adobe Acrobat, Mac, Photoshop, Corporate Branding, Posters, Illustration, Strategy, Account Management, Media Buying, Negotiation, Vendor Relationships, Quality Control, Catalogs, Creative Strategy, Humor, Pre-press, Magazines, Integrated Marketing, Packaging, Creative Services, Banners, Creative Problem Solving, Marketing Communications, Print Management, Offset Printing, Flyers, Variable Data Printing

Education
Art Institute of Dallas   2000 — 2002
Associates, Graphic Design

Experience
AIG  April 2015 - Present
AIG  April 2011 - Present
Charles Schwab & Co., Inc.   August 2004 - August 2010
Charles Schwab & Co., Inc.   March 2003 - August 2004
Lehman Brothers  February 2000 - February 2003
Lehman Brothers  February 1997 - February 2000
Sills Cummis et al, P.C.   January 1996 - January 1997
USAIR, INC   January 1992 - December 1995
BAKER & HOSTETLER  September 1989 - January 1992

Skills
Compensation, Talent Management, Organizational Design, Employee Engagement, Employee Relations, Change Management, Onboarding, Performance Management, Personnel Management, Deferred Compensation, HRIS, Human Resources, Employee Benefits, Succession Planning, Employment Law

Education
Georgetown University Law Center   1986 — 1989
Juris Doctor

Cornell University   1982 — 1986
B.S

Experience
Beyond Emancipation  August 2009 - August 2013
Piedmont High School College and Career Center   2005 - 2011
Skyline Lacrosse   2004 - 2007
National Charity League, Inc.   2003 - 2005
Charles Schwab & Co., Inc.   1997 - 2001
Working Assets, SF   1995 - 1996
Alameda County Courts   1991 - 1995
Insight Information  January 1992 - January 1994
Gould Rubino Agency   January 1990 - January 1991
First Deposit Corporation  1986 - 1987

Skills
Planning, Direct Marketing, Budgeting, Analysis, Budgets, Nonprofits, Project Management, Project Planning

Education
New York University - Leonard N. Stern School of Business   1981 — 1983
MBA, Marketing and International Business

Binghamton University   1975 — 1979
BA, Psychology with minor in Business

Experience
Wela, Wela Strategies, LLC   February 2011 - Present
Charles Schwab & Co., Inc.   March 2000 - February 2011
Goldman Sachs  June 1986 - January 1991

Skills
Investments, Investment Advisory, Strategic Financial..., Financial Services, Wealth Management, Financial Advisory, Marketing Strategy, Brand Development, ETFs

Education
Boston University   1982 — 1986
B.A., Economics

University of Georgia - Terry College of Business   2007 — 2008
Executive Progam for Financial Planning

Experience
Newmark Grubb Knight Frank  March 2010 - Present
Charles Schwab & Co., Inc.   2003 - 2008
Charles Schwab & Co., Inc.   1999 - 2003

Skills
Financial Modeling, Financial Analysis, Process Improvement, Strategy, Leadership, Management, Budgets, Analysis, Asset Management

Education
Rollins College - Crummer Graduate School of Business   1996 — 1998
MBA, General Management and Operations

Florida State University - College of Business   1987 — 1991
BS, Real Estate and Finance

Experience
UBS Financial Services, Inc.   ParaplannerAmeriprise Financial Services - CJ Charlebois & Assoc./ Russell, Blanchard & DuboisFebruary 2011 - August 2013
Equity Services Inc. / National Life Group   February 2010 - February 2011
Morgan Stanley & Company, Inc.   March 2007 - August 2008
Edward Jones Investments  June 2005 - March 2007
Charles Schwab & Co., Inc.   February 2000 - December 2005

Skills
FINRA series 7 and 63..., Legal Writing, Legal Research, Life & Health Licenses, Series 65, Financial Services, Mutual Funds, Electronic Trading, Security Operations, Customer Service, FINRA, Financial Planning, Client Services, Estate Planning

Education
Boston University   2009 — 2009
Paralegal Cert., law

Emerson College
Bachelor's degree

Experience
Bridgestone  August 2013 - October 2014
Cummins Inc.  November 2011 - August 2013
Starbucks Coffee Company  June 2007 - November 2011
Bristol Global Mobility  November 2005 - June 2007
Arizona Best Real Estate  2005 - 2005
NuCompass Mobility Services Inc.  2003 - 2003
Charles Schwab & Co., Inc.   1990 - 2001
Genentech, Inc.   1988 - 1990

Skills
Relocation, Global Mobility, Expatriate Management, Employee Relations, Talent Management, Customer Service, Talent Acquisition, Vendor Management, Team Building, Recruiting, Human Resources, Policy, Performance Management, Organizational..., Onboarding, Employee Benefits, Workforce Planning, Process Improvement, Leadership, Program Management, Cross-functional Team..., Management, Succession Planning, Budgets

Education
University of San Francisco   1983 — 1988
BSBA, Human Resources Management

International Baptist College   2001 — 2003
Biblical Studies

St. Ignatius College Preparatory   1979 — 1983
High School

Experience
Comcast Cable  May 2010 - Present
Comcast Cable  August 2012 - December 2012
AAA NCNU  June 2008 - May 2010
Sybase  November 1997 - June 2008
Charles Schwab & Co., Inc.   September 1994 - November 1997
Transamerica  October 1980 - March 1994

Skills
Succession Planning, Interviewing, Union Avoidance, Benefits Administration, Mergers, Talent Acquisition, Employee/Labor Relations, Leadership Development, Performance Management, Organizational Change, Change Management, Global HR, Human Resources, Interviews, Industrial Relations, Labor Relations, Employee Benefits, Personnel Management, Employee Engagement, Employee Relations, Employment Law, Onboarding, Workforce Planning, Deferred Compensation, Talent Management, New Hire Orientations, Mergers & Acquisitions, Management, PeopleSoft, HRIS, Leadership, Cross-functional Team..., Payroll, Temporary Placement, Hiring, Performance Appraisal, Strategy, Conflict Resolution

Education
Golden Gate University
Master's, Human Resources

University of Redlands   1991 — 1992
B.S., Business Administration

Belmont Technical College
A.A., Accounting

Experience
Indianapolis Symphony Orchestra  2013 - 2015
KeyBank (KeyCorp NA)   2004 - 2012
JPMorgan Chase & Co.   1999 - 2003
Zechariah's Christian Bookstore   1996 - 1999
Charles Schwab & Co., Inc.   1985 - 1995

Skills
Leadership, Communication, Project Management, Customer Service, Entrepreneurship, Community Outreach, Retail Banking, Investments, Event Planning, Event Management, Meeting Planning, Meeting Facilitation, Creative Writing, Editing, Proofreading, Public Speaking, Management, Nonprofits, Team Building, Leadership Development, Strategic Planning, Program Management, Sales

Education
Indiana Wesleyan University   2006 — 2008
Associate's Degree, Business Administration

Experience
Pure Financial Advisors, Inc.   February 2015 - Present
Charles Schwab  June 2013 - February 2015
One Capital Management, LLC   February 2011 - June 2013
DAAT Asset Management   June 2008 - January 2011
Fremont Investment & Loan  September 2002 - December 2007
Charles Schwab & Co., Inc.   February 1994 - September 2002

Education
California State University-Fullerton   1988 — 1992
Bachelor of Arts, Financial Management

Canyon High School

Experience
The Clorox Company  April 2010 - Present
IBM Corporation  March 2006 - April 2009
Gap Inc.  2000 - 2006
Charles Schwab & Co., Inc.   1992 - 1999
Citibank  1985 - 1990
Crocker National Bank  1981 - 1983

Skills
Service Delivery, IT Operations, ITIL, Vendor Management, SLA, Resource Management, Incident Management, People Management, Process Improvement, Computer Hardware, Process Engineering, Troubleshooting, Contract Negotiations, Change Management, IT Service Management, Customer Relations, Team Management, Team Leadership, Team Building, Problem Solving, Documentation, Outsourcing, Cloud Computing, IT Management, Performance Management, Administration, Vendor Relations, Sla, Budgets, Business Intelligence, Business Process..., CRM, Call Centers, Contract Negotiation, Cross-functional Team..., Customer Experience, IT Strategy, Information Technology, Leadership, Management, PMO, PMP, Program Management, Project Delivery, Project Management, Software Documentation, Strategic Planning, Strategy, System Administration, System Deployment

Education
California State University-East Bay   1978 — 1980

Experience
VISA  2011 - Present
Wells Fargo  2009 - 2011
JPMorgan Chase  2007 - 2009
Charles Schwab & Co., Inc.   2004 - 2006
Charles Schwab & Co., Inc.   2002 - 2004
Charles Schwab & Co., Inc.   2001 - 2002
Charles Schwab & Co., Inc.   1998 - 2001
Charles Schwab & Co., Inc.   1996 - 1998
Charles Schwab & Co., Inc.   1994 - 1996

Skills
Program Management, Financial Services, Cross-functional Team..., PMO, Project Portfolio..., Business Analysis, Process Improvement, Project Management, Business Process..., Product Development, PMP, Integration, Leadership, SDLC, Business Process..., Management, Agile Project Management, Certified Scrum Master..., Scaled Agile Framework..., E-commerce, Relationship Management, Lean Software..., Resource Management, Governance, Software Project..., Requirements Analysis, IT Strategy, Change Management, Staff Development, Scrum, Vendor Management, Business Requirements, Competitive Intelligence, Business Process, Product Management, Analytics, Business, Agile Methodologies

Education
Stanford University
Bachelor's degree, Human Biology

Stanford University   2004 — 2005
Certificate (Stanford Certified Project Manager), Stanford Advanced Project Management Program, Stanford Center for Professional Development

College for Financial Planning   1993 — 1994
Certificate, CFP Professional Education Program

Experience
Charles Schwab & Co., Inc.   2010 - Present
Fiserv ISS/Fiserv Trust Company (formerly First Trust Corp.)   May 2008 - December 2009
Fiserv ISS/Fiserv Trust Company (formerly First Trust Corp.)   1985 - April 2008

Skills
Investments, Analysis, Research, Newsletters, Legal Writing, Web Content, Mutual Funds, Securities, Financial Services, Process Improvement, Business Analysis, Risk Management, Product Management, 401k, Trusts, Wealth Management, Retirement, Finance, Banking, Compliance, Management, Vendor Management

Education
Colorado State University   1979 — 1983
Bachelor of Science in Business Administration, Marketing

Experience
HCI - Hoovers Commercial Interiors   March 2013 - Present
ANS Design   October 2005 - February 2013
Wells Fargo Bank  July 2010 - December 2011
Charles Schwab & Co., Inc   October 2005 - April 2010
Charles Schwab & Co., Inc.   March 2009 - June 2009
Mt. Diablo Unified School DistrictContra Costa County   September 1999 - October 2006
Charles Schwab & Co, Inc   April 2000 - September 2001
Charles Schwab & Co., Inc.   April 1992 - September 1999
Charles Schwab & Co, Inc   April 1987 - April 1992
Oliver Design Group  July 1984 - October 1984

Skills
Project Implementation, Move Management, Facilities Management, Re-Branding..., Commercial TI work, Space-planning, Project Management, Due Diligence, Feasibility Studies, Space planning, Project Planning, Furniture, Contract Negotiation, Negotiation, Interior Design, Management, Budgets, Program Management, AutoCAD, Construction, Construction Management, Interior Architecture, Renovation

Education
La Roche College   1980 — 1984
Bachelor of Science, Interior Design

Diablo Valley College   1990 — 1994
Construction Management

Experience
xxxxxxxxxxx   April 2013 - Present
APPLEONE, INC. -PHOENIX, AZ   January 2013 - 2013
RANDSTAD PROFESSIONAL CORP - PHOENIX, AZ   2012 - 2012
AEROTEK, INC.-PHOENIX, AZ   2011 - 2012
Charles Schwab & Co., Inc.   2008 - 2011
Charles Schwab & Co., Inc   2007 - 2008
Phoenix Operations Center   2000 - 2007
Global Investing Services   1997 - 2000
Schwab 500   1995 - 1997
Sun City Branch   1989 - 1995

Skills
Investments, Securities, Series 7, Equities, Asset Allocation, Options, Mutual Funds, Financial Services, Retirement Planning, Series 63, Portfolio Management, Wealth Management, Trading, Risk Management, Strategic Financial..., FINRA Series 7,8 (9 and..., Bloomberg, Insurance, Leadership, Series 65, Finance, Retirement, Financial Advisory, Financial Planning

Education
Colorado State University
Industrial Construction Management

Experience
Andreini and Company   December 2010 - Present
Lockton Insurance Brokers, LLC  June 2006 - March 2010
ABD Insurance and Financial Services  April 2006 - May 2006
ABD Insurance and Financial Services  March 2001 - May 2006
ABD Ins   September 2002 - March 2006
BankAmerica Corp   October 1998 - June 2002
Bank of America Corp  February 1997 - September 1998
National Semiconductor  September 1995 - November 1996
Charles Schwab & Co., Inc.   April 1994 - August 1995
Mercer  1990 - 1994

Skills
Health Insurance, Employee Training, COBRA, Insurance, Employee Benefits, Human Resources, Health Savings Accounts, Life Insurance, Training, Underwriting, Disability Insurance, Management, Consulting, Health Care Reform, Negotiation, Strategy, Leadership, HRIS, Workers Compensation, Account Management

Education
San Francisco State University   1979 — 1981
BA, Political Science and Sociology

California Lutheran University   1977 — 1979
BA, Political Science and Sociology

Experience
Charles Schwab & Co., Inc.   January 2007 - Present
Baker & Co., Incorporated   October 1997 - December 2006

Skills
Series 63, Securities, Investments, Series 7, Mutual Funds, Equities, 401k, Retirement, Financial Services

Education
Cleveland State University
Bachelor of Arts, magna cum laude, Political Science

Experience
Barry Investment Advisors   February 2015 - Present
Fidelity Investments  January 2014 - February 2015
Fidelity Investments  January 2011 - January 2014
Corrigan Financial, Inc.   June 2002 - January 2011
Corrigan Financial, Inc.   June 2002 - January 2011
RPW Investments, LLC.   1999 - 2002
Charles Schwab & Co., Inc.   January 1997 - January 1999
Merrill Lynch  January 1994 - January 1997
St. Paul Insurance  January 1991 - January 1993
Third Beach Club   1981 - 1986

Skills
Investments, Portfolio Management, Securities, Series 7, Asset Allocation, Finance, Wealth Management, Investment Advisory, Retirement Planning, Financial Planning

Education
University of California, Santa Barbara   1986 — 1990
Bachelor of Arts, Political Science; International Affairs

College for Financial Planning
CFPE - Certified Financial Planner Program

Rhode Island College   2012 — 2013
Financial Planning and Services

University of Rhode Island
Post Baccalaureate (Non Degree Program), Pre Medicine

Middletown High School   1984 — 1986
Diploma

Oakton High School   1982 — 1984

Experience
Wells Fargo  January 2010 - Present
Wells Capital Management  2007 - 2010
Finaplex, Inc.   January 2006 - 2007
Charles Schwab & Co., Inc.   January 2000 - January 2006
Stephens, McCarthy   April 1997 - July 2000
Random House/Vintage Books   January 1991 - September 1996

Skills
Portfolio Management, Enterprise Architecture, Mutual Funds, Financial Services, Agile Methodologies, Business Analysis, Product Development, Product Management, Investment Management, SDLC, Series 7, Risk Management, Analytics, Securities, Management, Strategy, Program Management, Leadership

Education
Cornell University - Johnson Graduate School of Management   2014 — 2015
Master of Business Administration (M.B.A.)

Columbia University - School of International and Public Affairs
MA

Teachers College of Columbia University
MA

University of California, Berkeley

Experience
Innovate Global Consulting   February 2012 - Present
Robert Half International  June 2008 - Present
Drumbell Communication   June 2004 - Present
Charles Schwab & Co., Inc.   August 2002 - December 2007
Charles Schwab  May 1997 - November 2001
Bank of America  1989 - 1997
Aria International   1988 - 1988
First Nationwide Bank  1987 - 1988
Citibank  March 1983 - 1987
Crocker National Bank  1979 - 1983

Skills
Process Improvement, Start-ups, SDLC, Project Management, Risk Management, Agile Methodologies, Project Portfolio..., PMO, Resource Management, ITIL, Management, Auditing, Strategic Planning, Information Technology, Leadership, Business Process, Strategy, Software Development, Training, Quality Assurance, Consulting, Business Intelligence, Vendor Management, Human Resources, Business Process..., Six Sigma, CRM, Business Analysis, Executive Management, Program Management, Integration, Outsourcing, Governance, IT Strategy, IT Management, Cross-functional Team..., Software Project..., Management Consulting, Change Management

Education
California State University-East Bay   2002 — 2003
MBA, Transnational Marketing

University of California, Berkeley
BA, Social Science

University of California, Berkeley
K-12 Teaching Credential, Education - Bilingual/Bicultural

Experience
Wells Fargo  July 2015 - Present
Wells Fargo Corporate Risk   April 2013 - June 2015
Wells Fargo Bank  February 2009 - April 2013
Freeman-Sullivan Corporation   August 2008 - February 2009
Wells Fargo Bank, N.A.   November 2004 - August 2008
Charles Schwab & Co., Inc.   1999 - 2004

Skills
Analysis, Analytics, SAS, Unix, Predictive Modeling, Statistics, Strategy, R, Time Series Analysis, Predictive Analytics, Business Analysis, Business Intelligence, Data Mining

Education
West Coast School of Law   2004 — 2007
J.D., B.A., Law

University of California, Berkeley   1984 — 1994
Ph.D., Quantitative Psychology

California State University-Northridge   1982 — 1984
M.A., General-Experimental Psychology

Experience
Charles Schwab & Co., Inc.   2007 - Present
Matrix Absence Management  July 2006 - March 2007
JP Morgan Chase  September 1999 - July 2006
Aetna US Healthcare  April 1997 - September 1999
Intracorp  April 1989 - April 1997

Skills
Workers Compensation, Human Resources, Case Managment, Healthcare, Employee Benefits, Disability Insurance, Management, FMLA, Talent Management, Organizational..., Onboarding, Hospitals, Health Insurance, Process Improvement, Case Management, Employee Engagement, Benefits Administration, Employee Relations, Performance Management

Education
Elmhurst College
BSN, Registered Nursing/Registered Nurse

Experience
Charles Schwab & Co., Inc.  

Skills
Analytics, SAS, Segmentation, Data Analysis, Database Marketing, Data Warehousing, Market Research, Business Intelligence, Competitive Intelligence, Competitive Analysis, Customer Insight, Business Objects, Customer Experience, Teradata, Quantitative Analytics, Quantitative Research, Strategic Planning, SQL, Financial Services

Education
Harvard College
East Asian Studies

Experience
Charles Schwab & Co., inc.  

Education
California State University-Sacramento
Bachelor of Science (BS), Business Administration (Finance)

Saint Mary's College of California
Master of Business Administration (MBA), Marketing

Experience
Charles Schwab  2014 - Present
Charles Schwab  January 2011 - 2014
Charles Schwab & Co., Inc.   January 2007 - January 2011
Charles Schwab  September 2004 - January 2007
Charles Schwab  September 1998 - September 2004
Charles Schwab  July 1995 - September 1998
Bank of America  September 1991 - June 1995

Education
California State University-Chico   1993 — 1995
Bachelor of Science (BS), Business, Human Resource Management

Experience
Charles Schwab & Co., Inc.   December 1995 - Present

Skills
Series 7, Series 63, Series 65, FINRA, Securities, Investment Advisory, Asset Allocation, Financial Planners, Portfolio Management, Investments, Certified Financial..., IRAs, Financial Advisory, Retirement, Retirement Planning, Mutual Funds, Strategic Financial..., Wealth Management, Estate Planning, Trading, ETFs, Wealth, Investment Strategies, Investment Management, Uniform Combined State..., Wealth Management..., 401k, Alternative Investments, High Net Worth..., 401k Rollovers, Bonds, Asset Management, Financial Services, Equities, Stocks, Personal Financial..., Wealth Accumulation, Finance, Roth IRA, Financial Goals, Investment Advisory..., Retirement Savings, Holistic Financial..., Loans, Options, Separately Managed..., Asset, Income Protection, Asset Protection, Managing Accounts

Education
Indiana University Bloomington   1991 — 1995
BS, Economics

Experience
SC Financial Services, Inc.   March 2003 - Present
Charles Schwab & Co., Inc.   January 1989 - December 2002

Skills
Financial Planning, Strategic Planning, Public Speaking, Wealth, Team Building, Consulting, Financial Services, Securities, Small Business, Retirement, Investments, Strategic Financial..., Real Estate, Leadership, Accounting, Finance, Financial Advisory, Entrepreneurship, Business Planning, Portfolio Management, Wealth Management, Employee Benefits, Investment Strategies

Education
College for Financial Planning   2003 — 2003
CFP, MS, Financial Planning

Arizona State University - W. P. Carey School of Business   1990 — 1993
MBA, Finance

University of California, San Diego   1984 — 1988

Experience
Charles Schwab & Co., Inc.   January 2012 - Present
Charles Schwab & Co., Inc.   2002 - 2004
Bank One Capital Markets  1998 - 1999
Arizona State University Residence Life   1992 - 1994

Education
Arizona State University   1990 — 1994

Experience
Charles Schwab & Co., Inc.   December 1999 - Present
Takata, Inc.   1993 - 1998
Arizona State University  1991 - 1992
ComputerPREP  1988 - 1991

Skills
Software Documentation, Content Management, Dreamweaver, CSS, SharePoint Designer, Vendor Management, Visual Studio, SharePoint, Program Management, JavaScript, HTML, IT Strategy, Technical Writing, ITIL, Adobe Fireworks, Web Design

Education
Central Washington University   1998 — 1999
M.A., English literature

Arizona State University   1991 — 1992
B.A., English

Experience
Nuveen Investments  January 2011 - Present
U.S. Bancorp Asset Management, Inc. (formerly FAF Advisors, Inc.)   November 2004 - December 2010
Charles Schwab & Co., Inc.   December 1999 - November 2004

Education
Loyola University Chicago School of Law   1996 — 1999
J.D.

Colorado State University   1987 — 1991
B.S., Business Administration

Scuola Lorenzo de' Medici
Italian Language

American University of Rome
International Business

Experience
Salesforce  January 2015 - Present
salesforce.com  April 2014 - January 2015
Self-employed  January 2011 - April 2014
PENSCO Trust Company  2011 - 2011
Wells Fargo  March 2009 - December 2010
Wells Fargo  September 2006 - February 2009
Genentech  August 2005 - August 2006
Charles Schwab & Co., Inc.   2000 - 2002

Skills
Writing, Editing, Internal Communications, Brand Awareness, Newsletters, Editorial, Social Media Marketing, Corporate Communications, Marketing Communications, Layout, Publishing, Publications, Web Content, Feature Articles, Advertising, Copy Editing, Strategic Communications, Web Design, Integrated Marketing, Copywriting, Marketing, Content Strategy, Content Management

Education
Carnegie Mellon University   2003 — 2004
MA, Professional Writing

Smith College   1996 — 2000
BA, French Studies, Economics

Head-Royce School

Experience
Mercer Health & Benefits  November 2013 - Present
OneAmerica  2011 - 2013
Principal Financial Group  2008 - 2011
Principal Financial Group  2007 - 2009
Charles Schwab & Co., Inc.   1997 - 2003

Skills
401k, Retirement Plan..., Series 63, Mutual Funds, Series 7, ERISA, Retirement Planning, Profit Sharing, Negotiation, Deferred Compensation, Public Speaking, Sales, 403(b), 457, Series 6, Investment Advisory, Investments, Defined Contribution, Relationship Management, Defined Benefit, Pensions, Asset Allocation, Retirement

Education
Clark University
MBA, Finance

University of New Hampshire - Whittemore School of Business and Economics
BS, Business Administration

Experience
Charles Schwab  July 2011 - Present
Schwab Institutional  September 2008 - June 2011
Charles Schwab & Co., Inc.   March 1996 - August 2008

Education
Bucknell University   1987 — 1991

Experience
JPMorgan Chase  2010 - Present
Charles Schwab & Co., Inc.   2006 - 2009
PNC  1998 - 2005

Skills
Mutual Funds, Microsoft Office, Leadership, Series 7, Finance, Sales, Banking, Investments, Retirement Planning, Credit, Series 63, Securities, Customer Service, Financial Analysis, Microsoft Excel

Education
Indiana University Bloomington   1994 — 1998
BS, Business Economics and Public Policy

Indiana Wesleyan University
MBA, Business Administration

Experience
Fidelity Investments  August 2015 - Present
Fidelity Investments  October 2012 - August 2015
TD Ameritrade  November 2007 - October 2012
Fifth Third Securities  September 2005 - November 2007
Fifth Third Securities  March 2003 - September 2005
Charles Schwab & Co., Inc.   December 1992 - March 2003
PaineWebber  January 1992 - December 1992
Olde Discount Corporation  June 1991 - December 1991

Education
Colorado State University   2007 — 2011
Masters of Business Administration, MBA

Michigan State University   1987 — 1991
Financial Administration, Finance / Business

Experience
Pulte Mortgage LLC  November 2004 - Present
Charles Schwab & Co., Inc.   1991 - 2004
Stuart James & Co.   July 1987 - November 1990

Skills
Leadership, Training, Training Delivery, Organizational..., Strategy, Sales, Strategic Planning, Retail, Leadership Development, Budgets, Public Speaking, Call Center, Interviews, Financial Services, Instructional Design, Team Building, Onboarding, Customer Satisfaction, Employee Training, Performance Management, Coaching, Customer Service, Employee Relations, Human Resources, Process Improvement, Change Management, Employee Engagement, Vendor Management, Learning Management, Management, Staff Development, Hiring, Talent Management, Needs Analysis, Performance Improvement, Blended Learning, Program Management, Training & Development, Finance, Call Centers

Education
Fort Lewis College   1982 — 1986
BS, Political Science

Manual

Experience
A Thousand Petals Acupuncture LLC   September 2008 - Present
Phoenix Institute of Herbal Medicine & Acupuncture  August 2013 - December 2014
ilumina Healing Sanctuary   February 2010 - June 2011
Schwab Institutional  1999 - 2005
Charles Schwab & Co., Inc.   1996 - 2005

Skills
Acupuncture, Healing, Traditional Chinese..., Fertility, Treatment, Headaches, Chronic Pain, Pain Management, Chinese Herbal Medicine, Cupping, Tui Na, Insomnia, Yoga, Digestive Disorders, Menopause, Pregnancy, Stress, Nutritional Counseling, Herbs, Holistic Health, Bodywork, Oriental Medicine, Wellness, Alternative Medicine, Chinese Medicine, Chronic Illness, Herbal, Infertility, Fibromyalgia, Migraine, Energy Healing, Back Pain, Homeopathy

Education
Phoenix Institute of Herbal Medicine and Acupuncture   2005 — 2008
MS, Oriental Medicine

Arizona State University
BA/MA, Art History

Experience
j.c.v. Bookkeeping and Consulting   June 2011 - Present
Otter Creek Assembly of God   April 2009 - Present
U.S. Bancorp Investments, Inc   July 2008 - April 2009
Charles Schwab & Co., Inc.   November 2005 - July 2008
Charles Schwab  October 2005 - July 2008

Education
Dallas Baptist University   2002 — 2004
Bachelors, Business Administration

Dallas Baptist University   2002 — 2004

CFN institute   2000 — 2003

CFNI   2000 — 2002

Christ for the Nations   2000 — 2002
Diploma, Theology

Christ for the Nations   2000 — 2002

Dallas Baptist University
Bachelors, Business Studies Business Administration

Experience
Marin Independent Journal  August 2005 - December 2006
Charles Schwab & Co., Inc.   December 1992 - August 2000

Education
Harvard Business School   1995 — 1995
Executive Education Program

American Management Association   1992 — 1992
Finance & Accounting

College of San Mateo   1968 — 1969
Business Administration

Charles Schwab University
Customer Focus, Management Law, Supervisory Skills

Experience
Old Port Advisors   June 2014 - Present
Freelance Web & Print Media   July 2013 - Present
Charles Schwab & Co., Inc.   March 1986 - June 2013
Lexington Capital Management  1991 - 1992

Skills
Investment Writing, Wealth Management, Document Review for..., Investments, Mutual Funds, Customer Service, Asset Management, Portfolio Management, Internal Audit, External Audit, Series 7, Series 9/10, Series 66, Series 63, Notary Public - State..., Anti Money Laundering, USA PATRIOT Act, Compliance, Tactical Asset..., Dynamic Asset Allocation, ETFs, Fixed Income Portfolio..., Identity Theft...

Education
California State University-Sacramento   1985 — 1989
MBA

University of California, Santa Barbara   1978 — 1981
BA, Liberal Studies (Linguistics Spanish & French)

Avila University   1977 — 1978
International Business

Grandview High School   1975 — 1978

Experience
Charles Schwab & Co., Inc.   September 2011 - May 2014
SVB Financial Group  June 2010 - September 2011
East West Bank (formerly United Commercial Bank)   April 2006 - June 2010

Education
Carnegie Mellon University - Tepper School of Business
MBA, Finance

National Taiwan University
BS, International Business

Experience
Wells Fargo Bank  June 2015 - Present
State Compensation Insurance Fund  July 2014 - June 2015
WCIRB of California   February 2012 - May 2013
Wells Fargo Bank  February 2009 - December 2011
Wells Fargo Bank  November 2007 - April 2008
Charles Schwab & Co., Inc.   August 2006 - August 2007
Wells Fago Bank   October 2003 - June 2006
Charles Schwab & Co., Inc.   June 2002 - November 2002
Bank of America  June 2001 - May 2002
Charles Schwab  January 1997 - March 2001

Skills
JCL, DB2, Easytrieve, Fileaid, Endevor, COBOL, CICS, VSAM, Intertest, Expiditer, Business Requirements, Business Analysis, Requirements Analysis, Testing, Business Process, Program Management, TSO, Requirements Gathering, Software Project...

Education
City College of San Francisco
Associate Arts, Business Administration

Experience
Fifth Third Bank  2014 - Present
Wells Fargo Advisors, LLC, Private Client Group   2013 - 2014
Wells Fargo Advisors, LLC, Private Client Group   2010 - 2013
Wells Fargo Investments, LLC, Wealth Management Group   2007 - 2010
Charles Schwab & Co., Inc.   1999 - 2006
Charles Schwab & Co., Inc.   1997 - 1999
Charles Schwab & Co., Inc.   1996 - 1997
Charles Schwab Limited   1994 - 1996
Charles Schwab & Co., Inc.   1992 - 1994
Merrill Lynch & Co., Inc.   1985 - 1990

Skills
Series 7, Mutual Funds, Portfolio Management, Wealth Management, Financial Modeling, Securities, Strategy, Bonds, Investments, Financial Advisory, Capital Markets, Fixed Income, Equities, Investment Advisory, Trading, Retirement, Asset Allocation, High Net Worth..., Wealth Management..., Estate Planning, Financial Markets, Investment Management, Series 24, Options, Structured Products, Retirement Planning, Finance, FINRA, Hedge Funds, Investment Strategies, Wealth, Bloomberg, Asset Management, ETFs, Separately Managed..., 401k, Private Banking, Insurance, Alternative Investments, Strategic Financial..., IRAs, Financial Services, Series 65, Relationship Management, Fixed Annuities, Series 6, Private Equity, Series 63, 401k Rollovers, Uniform Combined State...

Education
Boston University Questrom School of Business   1990 — 1992
MBA, Corporate Finance & Marketing

Ithaca College   1981 — 1985
Bachelor of Science (BS), Finance and Economics Concentration

Experience
Charles Schwab & Co., Inc.   September 2008 - Present

Education
Arizona State University   1997 — 2000
Bachelor of Science (B.S.), Communication, General