Daiwa Securities
Industry: Investment banking company
DescriptionDaiwa Securities Group Inc. is a Japanese investment bank that is the second largest securities brokerage after Nomura Securities. Headquarters: Japan Number of employees: 14,456 (at March 2008) Total assets: 196.7 billion USD (2015) Subsidiaries: Daiwa Securities, Daiwa Next Bank,
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Daiwa Securities Employees
Employee
Years
Job
Industry
Jeffrey Chertoff Jeffrey Chertoff's Daiwa Securities Experience 1998 - 2002
Job Board Director and Private Investor
Industry Financial Services
Experience
Board of Directors October 2011 - Present
Bonds.com February 2010 - September 2011
StoneCastle Partners 2007 - 2010
LaBranche 2005 - 2006
Cantor Fitzgerald/eSpeed 2002 - 2004
Daiwa Securities 1998 - 2002
Salomon Brothers 1995 - 1998
Bear Stearns 1981 - 1995
PriceWaterhouse Coopers 1976 - 1981
Skills
Investment Banking, Asset Management, Fixed Income, IPO, Investor Relations, Financial Markets, Capital Markets, Equities, Due Diligence, Cash Management, Mergers, Investments, Risk Management, Treasury Management, Financial Analysis, Restructuring, Executive Management, Financial Management, Corporate Development, Acquisition Integration, Derivatives, SOX, Business Valuation, Financial Reporting, SEC reporting, Financial Control, Enterprise Risk..., Compliance, Corporate Governance, Sarbanes-Oxley Act, Managerial Finance, Asset Managment, Financial Modeling, Mergers & Acquisitions, Portfolio Management, Financial Services, SEC filings, Private Equity, Valuation, Hedge Funds, Corporate Finance, Securities, Entrepreneurship, Alternative Investments, Banking, Credit, Financial Risk, Structured Finance, Auditing, Emerging Markets
Education
Baruch College, City University of New York (CUNY) 1972 — 1976
BBA
Board of Directors October 2011 - Present
Bonds.com February 2010 - September 2011
StoneCastle Partners 2007 - 2010
LaBranche 2005 - 2006
Cantor Fitzgerald/eSpeed 2002 - 2004
Daiwa Securities 1998 - 2002
Salomon Brothers 1995 - 1998
Bear Stearns 1981 - 1995
PriceWaterhouse Coopers 1976 - 1981
Skills
Investment Banking, Asset Management, Fixed Income, IPO, Investor Relations, Financial Markets, Capital Markets, Equities, Due Diligence, Cash Management, Mergers, Investments, Risk Management, Treasury Management, Financial Analysis, Restructuring, Executive Management, Financial Management, Corporate Development, Acquisition Integration, Derivatives, SOX, Business Valuation, Financial Reporting, SEC reporting, Financial Control, Enterprise Risk..., Compliance, Corporate Governance, Sarbanes-Oxley Act, Managerial Finance, Asset Managment, Financial Modeling, Mergers & Acquisitions, Portfolio Management, Financial Services, SEC filings, Private Equity, Valuation, Hedge Funds, Corporate Finance, Securities, Entrepreneurship, Alternative Investments, Banking, Credit, Financial Risk, Structured Finance, Auditing, Emerging Markets
Education
Baruch College, City University of New York (CUNY) 1972 — 1976
BBA
Isaac Torres Isaac Torres's Daiwa Securities Experience December 1999 - June 2002
Job Junior Developer at Condé Nast
Industry Information Technology and Services
Experience
Condé Nast May 2014 - Present
General Assembly December 2013 - March 2014
Key Systems July 2012 - November 2013
Key Systems February 2003 - July 2012
Daiwa Securities December 1999 - June 2002
Skills
jQuery, JavaScript, Ruby on Rails, CSS, HTML 5, Ruby, HTML, Bootstrap, SQL, Sinatra, PostgreSQL, Backbone.js, C++, Java, PHP, MySQL, Git, Web Development, Mac OS, Mac OS X Server, Visual Basic, Photoshop, Excel, Outlook, Word, Windows, Windows Server, CMS, GitHub
Education
General Assemb.ly 2013 — 2014
Web Development Immersive
Queens College 2009 — 2013
Bachelor of Arts (B.A.), Computer Science, 3.66
Condé Nast May 2014 - Present
General Assembly December 2013 - March 2014
Key Systems July 2012 - November 2013
Key Systems February 2003 - July 2012
Daiwa Securities December 1999 - June 2002
Skills
jQuery, JavaScript, Ruby on Rails, CSS, HTML 5, Ruby, HTML, Bootstrap, SQL, Sinatra, PostgreSQL, Backbone.js, C++, Java, PHP, MySQL, Git, Web Development, Mac OS, Mac OS X Server, Visual Basic, Photoshop, Excel, Outlook, Word, Windows, Windows Server, CMS, GitHub
Education
General Assemb.ly 2013 — 2014
Web Development Immersive
Queens College 2009 — 2013
Bachelor of Arts (B.A.), Computer Science, 3.66
Raymond LaMantia Raymond LaMantia's Daiwa Securities Experience 1991 - 1998
Job Work Place Voluntary BenefitsGroup Accident, Disability, Life, Cancer, Critical Illness8889716458
Industry Insurance
Experience
Allstate Insurance January 1999 - Present
Daiwa Securities 1991 - 1998
Skills
Insurance, Property & Casualty..., Fundraising, Bonds, Term Life Insurance, Retirement Planning, Life Insurance, Umbrella Insurance, Casualty, Commercial Insurance, Fixed Annuities, Small Business, Disability Insurance, General Insurance, Renters, Sales, Long Term Care Insurance, New Business Development, Long-term Care, Homeowners, Universal Life, Whole Life, Health Insurance, Series 6
Education
Loyola University of Chicago 1989 — 1991
Bachelor of Science (BS), Communication and Media Studies
Notre Dame High School, Niles Il 1982 — 1986
Bachelor of Science (BS), Communication and Media Studies
Allstate Insurance January 1999 - Present
Daiwa Securities 1991 - 1998
Skills
Insurance, Property & Casualty..., Fundraising, Bonds, Term Life Insurance, Retirement Planning, Life Insurance, Umbrella Insurance, Casualty, Commercial Insurance, Fixed Annuities, Small Business, Disability Insurance, General Insurance, Renters, Sales, Long Term Care Insurance, New Business Development, Long-term Care, Homeowners, Universal Life, Whole Life, Health Insurance, Series 6
Education
Loyola University of Chicago 1989 — 1991
Bachelor of Science (BS), Communication and Media Studies
Notre Dame High School, Niles Il 1982 — 1986
Bachelor of Science (BS), Communication and Media Studies
Jumpei Nakamura Jumpei Nakamura's Daiwa Securities Experience April 2004 - July 2012
Job Director at Daiwa PI Partners Co. Ltd.
Industry Financial Services
Experience
Daiwa PI Partners Co. Ltd. June 2014 - Present
Daiwa Securities April 2004 - July 2012
Skills
Financial Modeling, Financial Analysis, Valuation, Corporate Finance, Management
Education
Northwestern University - Kellogg School of Management 2012 — 2014
MBA
Keio University
Bachelor's degree
Daiwa PI Partners Co. Ltd. June 2014 - Present
Daiwa Securities April 2004 - July 2012
Skills
Financial Modeling, Financial Analysis, Valuation, Corporate Finance, Management
Education
Northwestern University - Kellogg School of Management 2012 — 2014
MBA
Keio University
Bachelor's degree
Joseph Chapey Joseph Chapey's Daiwa Securities Experience 1995 - 1999
Job Financial Consultant at AXA Advisors, LLC
Industry Financial Services
Experience
AXA Advisors 2012 - Present
StormHarbour Securities 2010 - 2012
UBS/Dillon Read Asset Management 1999 - 2009
Daiwa Securities 1995 - 1999
Bear Stearns & Company 1993 - January 1995
Gabelli & Co. 1988 - 1990
Salomon Brothers Inc 1982 - 1986
Education
Georgetown University/Columbia Business School 1988 — 1990
BSBA/MBA, Accounting and Finance
Columbia University - Columbia Business School
MBA, Finance
Georgetown University
BSBA, Accounting
AXA Advisors 2012 - Present
StormHarbour Securities 2010 - 2012
UBS/Dillon Read Asset Management 1999 - 2009
Daiwa Securities 1995 - 1999
Bear Stearns & Company 1993 - January 1995
Gabelli & Co. 1988 - 1990
Salomon Brothers Inc 1982 - 1986
Education
Georgetown University/Columbia Business School 1988 — 1990
BSBA/MBA, Accounting and Finance
Columbia University - Columbia Business School
MBA, Finance
Georgetown University
BSBA, Accounting
Marc Wiersum Marc Wiersum's Daiwa Securities Experience June 1995 - January 1997
Job International Finance
Industry Banking
Experience
Anabasis Capital June 2008 - Present
HSBC Private Bank October 2006 - May 2008
Bank of America February 2004 - October 2006
Saci Perere Enterprises May 2002 - February 2004
Mizuho Securities April 2001 - May 2002
JP Morgan March 1999 - April 2000
Credit Suisse First Boston September 1997 - March 1999
Salomon Brothers January 1997 - October 1997
Daiwa Securities June 1995 - January 1997
Skills
Hedge Funds, Trading, Derivatives, Capital Markets, Structured Finance, Trading Strategies, Private Banking, English, Portuguese, Japanese, Export Finance, Fixed Income, Securities Law, Banking Law, Legal Compliance, Civil Litigation, Securities Litigation
Education
Florida International University - College of Law 2014 — 2018
Juris Doctor (J.D.), Banking, Corporate, Finance, and Securities Law
The University of Chicago Booth School of Business 1993 — 1995
MBA, Statistics, Economics, International Finance
University of Wisconsin-Madison 1985 — 1989
Political Science, Japanese Language, Classical Greek Literature and History
愛知大学 1987 — 1988
Japanese Language Program, Department of Comparative Culture
Anabasis Capital June 2008 - Present
HSBC Private Bank October 2006 - May 2008
Bank of America February 2004 - October 2006
Saci Perere Enterprises May 2002 - February 2004
Mizuho Securities April 2001 - May 2002
JP Morgan March 1999 - April 2000
Credit Suisse First Boston September 1997 - March 1999
Salomon Brothers January 1997 - October 1997
Daiwa Securities June 1995 - January 1997
Skills
Hedge Funds, Trading, Derivatives, Capital Markets, Structured Finance, Trading Strategies, Private Banking, English, Portuguese, Japanese, Export Finance, Fixed Income, Securities Law, Banking Law, Legal Compliance, Civil Litigation, Securities Litigation
Education
Florida International University - College of Law 2014 — 2018
Juris Doctor (J.D.), Banking, Corporate, Finance, and Securities Law
The University of Chicago Booth School of Business 1993 — 1995
MBA, Statistics, Economics, International Finance
University of Wisconsin-Madison 1985 — 1989
Political Science, Japanese Language, Classical Greek Literature and History
愛知大学 1987 — 1988
Japanese Language Program, Department of Comparative Culture
James Bozza James Bozza's Daiwa Securities Experience October 1991 - August 1994
Job Manager of NY Commercial Real Estate Credit Management Team at TD
Industry Banking
Experience
TD November 2013 - Present
Citigroup June 1999 - November 2013
Prudential Securities August 1997 - June 1999
Greystone & Co. August 1994 - June 1997
Daiwa Securities October 1991 - August 1994
Skills
Series 7, Series 63, Risk Management..., Capital Markets, Securitization, Credit, Portfolio Management, Loans, Structured Finance, Investments, CMBS, Credit Risk, Investment Banking, Mortgage Lending, Financial Structuring, Asset Management, Banking, Finance, Due Diligence, Loan Origination
Education
Hofstra University 1996 — 1996
MBA
University of South Carolina-Columbia 1984 — 1989
BBA, Economics
TD November 2013 - Present
Citigroup June 1999 - November 2013
Prudential Securities August 1997 - June 1999
Greystone & Co. August 1994 - June 1997
Daiwa Securities October 1991 - August 1994
Skills
Series 7, Series 63, Risk Management..., Capital Markets, Securitization, Credit, Portfolio Management, Loans, Structured Finance, Investments, CMBS, Credit Risk, Investment Banking, Mortgage Lending, Financial Structuring, Asset Management, Banking, Finance, Due Diligence, Loan Origination
Education
Hofstra University 1996 — 1996
MBA
University of South Carolina-Columbia 1984 — 1989
BBA, Economics
Joe Benning Joe Benning's Daiwa Securities Experience 1991 - 1997
Job Partner at Fifth Avenue Consulting
Industry Financial Services
Experience
Fifth Avenue Consulting July 2014 - Present
New York Portfolio Clearing June 2010 - June 2014
MesoMetrics Consulting January 2010 - June 2010
Moody's Analytics March 2007 - December 2009
Chicago Board of Trade January 2002 - March 2007
New York University 1997 - 2001
Daiwa Securities 1991 - 1997
Wertheim 1987 - 1990
Dean Witter November 1983 - February 1987
Dillon Read 1982 - 1983
Skills
Risk Management, Capital Markets, Economics, Derivatives, Analysis, Market Research, Portfolio Management, Investment Banking, Financial Risk, Trading Systems, Corporate Finance, Credit Analysis, Banking, Options, Bonds, Fixed Income, Investments, Credit Risk, Trading, Financial Modeling, Financial Markets, Valuation, Financial Services, Treasury
Education
New York University 1995 — 2001
PhD, Public economics & policy
The New School 1992 — 1995
MS, Urban Policy Analysis
Seton Hall University 1969 — 1974
BA, Economics
Fifth Avenue Consulting July 2014 - Present
New York Portfolio Clearing June 2010 - June 2014
MesoMetrics Consulting January 2010 - June 2010
Moody's Analytics March 2007 - December 2009
Chicago Board of Trade January 2002 - March 2007
New York University 1997 - 2001
Daiwa Securities 1991 - 1997
Wertheim 1987 - 1990
Dean Witter November 1983 - February 1987
Dillon Read 1982 - 1983
Skills
Risk Management, Capital Markets, Economics, Derivatives, Analysis, Market Research, Portfolio Management, Investment Banking, Financial Risk, Trading Systems, Corporate Finance, Credit Analysis, Banking, Options, Bonds, Fixed Income, Investments, Credit Risk, Trading, Financial Modeling, Financial Markets, Valuation, Financial Services, Treasury
Education
New York University 1995 — 2001
PhD, Public economics & policy
The New School 1992 — 1995
MS, Urban Policy Analysis
Seton Hall University 1969 — 1974
BA, Economics
Zheng Sun's Daiwa Securities Experience October 2010 - January 2011
Job Data Scientist, Statistician at Capital One
Industry Financial Services
Experience
Capital One July 2014 - Present
CB&I April 2014 - June 2014
CB&I, Lummus Technology June 2013 - November 2013
SINOPEC June 2012 - August 2012
Mercer February 2012 - May 2012
Citi September 2011 - December 2011
Daiwa Securities October 2010 - January 2011
Skills
R, Statistical Modeling, Data Analysis, SAS, Data Mining, Statistics, Time Series Analysis, Matlab, SPSS, Data Visualization, SQL, Regression Analysis, Quantitative Analytics, Questionnaire Design, Optimization, Logistic Regression, Financial Modeling, Statistical Programming, Experimental Design, LaTeX, Teradata, Predictive Modeling, Python
Education
Rice University 2012 — 2013
Master of Statistics, Statistics, 3.96
Fudan University 2008 — 2012
Bachelor of Science (B.S.), School of Management (FDSM), Statistics, 3.5
University of California, Berkeley 2011 — 2011
summer session, Finance, General
High School Affiliated to Shanghai Jiaotong University 2005 — 2008
Capital One July 2014 - Present
CB&I April 2014 - June 2014
CB&I, Lummus Technology June 2013 - November 2013
SINOPEC June 2012 - August 2012
Mercer February 2012 - May 2012
Citi September 2011 - December 2011
Daiwa Securities October 2010 - January 2011
Skills
R, Statistical Modeling, Data Analysis, SAS, Data Mining, Statistics, Time Series Analysis, Matlab, SPSS, Data Visualization, SQL, Regression Analysis, Quantitative Analytics, Questionnaire Design, Optimization, Logistic Regression, Financial Modeling, Statistical Programming, Experimental Design, LaTeX, Teradata, Predictive Modeling, Python
Education
Rice University 2012 — 2013
Master of Statistics, Statistics, 3.96
Fudan University 2008 — 2012
Bachelor of Science (B.S.), School of Management (FDSM), Statistics, 3.5
University of California, Berkeley 2011 — 2011
summer session, Finance, General
High School Affiliated to Shanghai Jiaotong University 2005 — 2008
Mark Promislow Mark Promislow's Daiwa Securities Experience May 2004 - June 2006
Job software engineer, quantitative analytics, HFT
Industry Information Technology and Services
Experience
Banco Santander April 2011 - December 2012
DTCC May 2010 - April 2011
Volant Trading May 2009 - April 2010
Bank of America June 2006 - April 2009
Daiwa Securities May 2004 - June 2006
Paravane Partners, LLC March 2002 - December 2003
BNY Mellon February 2000 - February 2002
Credit Suisse April 1998 - February 2000
Education
North Carolina State University 1987 — 1989
MS, Electrical and Computer Engineering, 3.8
North Carolina State University 1975 — 1977
Bachelor of Science (BS), Nuclear Engineering
Banco Santander April 2011 - December 2012
DTCC May 2010 - April 2011
Volant Trading May 2009 - April 2010
Bank of America June 2006 - April 2009
Daiwa Securities May 2004 - June 2006
Paravane Partners, LLC March 2002 - December 2003
BNY Mellon February 2000 - February 2002
Credit Suisse April 1998 - February 2000
Education
North Carolina State University 1987 — 1989
MS, Electrical and Computer Engineering, 3.8
North Carolina State University 1975 — 1977
Bachelor of Science (BS), Nuclear Engineering
Dara Berkowitz Dara Berkowitz's Daiwa Securities Experience April 2008 - April 2009
Job Associate at Societe Generale
Industry Financial Services
Experience
Societe Generale April 2011 - Present
Daiwa Capital Markets America, Inc. April 2009 - April 2011
Daiwa Securities April 2008 - April 2009
Daiwa Securities April 2006 - April 2008
ADP Clearing August 2003 - April 2006
Skills
Collateral Management, Middle Office, Securities, Bloomberg, Equities, Relationship Management, Analysis, Derivatives, Fixed Income, Back Office, Series 7, Financial Markets, Series 63, Risk Management, Hedge Funds, Bloomberg Terminal, Capital Markets, Investment Banking
Education
Pace University - Lubin School of Business 2009 — 2011
Master of Business Administration (MBA), Strategic Management, 4.0
Washington University in St. Louis 1999 — 2003
BA, Economics & Psychology
UQ
Study Abroad
Societe Generale April 2011 - Present
Daiwa Capital Markets America, Inc. April 2009 - April 2011
Daiwa Securities April 2008 - April 2009
Daiwa Securities April 2006 - April 2008
ADP Clearing August 2003 - April 2006
Skills
Collateral Management, Middle Office, Securities, Bloomberg, Equities, Relationship Management, Analysis, Derivatives, Fixed Income, Back Office, Series 7, Financial Markets, Series 63, Risk Management, Hedge Funds, Bloomberg Terminal, Capital Markets, Investment Banking
Education
Pace University - Lubin School of Business 2009 — 2011
Master of Business Administration (MBA), Strategic Management, 4.0
Washington University in St. Louis 1999 — 2003
BA, Economics & Psychology
UQ
Study Abroad
Steve Gecewicz Steve Gecewicz's Daiwa Securities Experience 1993 - 2002
Job Financial Services Professional
Industry Financial Services
Experience
Daiwa Securities America 1993 - 2002
Daiwa Securities 1993 - 2002
Credit Suisse First Boston 1978 - 1993
Education
Baruch College, City University of New York (CUNY) 1969 — 1972
Master of Business Administration (MBA), Computer Methodology, A
City University of New York-Brooklyn College 1961 — 1967
Bachelor's Degree, English Language and Literature, General
Daiwa Securities America 1993 - 2002
Daiwa Securities 1993 - 2002
Credit Suisse First Boston 1978 - 1993
Education
Baruch College, City University of New York (CUNY) 1969 — 1972
Master of Business Administration (MBA), Computer Methodology, A
City University of New York-Brooklyn College 1961 — 1967
Bachelor's Degree, English Language and Literature, General
Aika Cardin's Daiwa Securities Experience August 2004 - March 2006
Job Owner, Aika Cardin Photography
Industry Photography
Experience
Aika Cardin Photography September 2010 - Present
JP Morgan April 2008 - January 2009
Daiwa Securities August 2004 - March 2006
Skills
Family Photography, Portrait Photography, Event Photography, Photography, Wedding Photography, Digital Photography, Commercial Photography, Customer Service, Banking
Education
Salem State College 2000 — 2004
Bachelor's degree, Finance
Aika Cardin Photography September 2010 - Present
JP Morgan April 2008 - January 2009
Daiwa Securities August 2004 - March 2006
Skills
Family Photography, Portrait Photography, Event Photography, Photography, Wedding Photography, Digital Photography, Commercial Photography, Customer Service, Banking
Education
Salem State College 2000 — 2004
Bachelor's degree, Finance
Junko Gentry Funabiki's Daiwa Securities Experience June 1999 - November 1999
Job Journalist at JIJI PRESS
Industry Newspapers
Experience
Jiji Press November 2002 - Present
Nomura Securities International November 1999 - August 2002
Daiwa Securities June 1999 - November 1999
Skills
・English-Japanese..., ・ Journalist with..., ・Trained and polished..., ・Self-motivated,..., ・Exceptionally..., ・Noted as a quick &..., ・ Expertise in research..., ・Outstanding..., ・Intelligent,..., Media Relations, Research, Analysis, Energy, Strategic Communications, Corporate Communications, Journalism, Public Relations, Editing, Blogging, Social Media
Education
Sophia University 1983 — 1987
Bachelor of Arts, English Language and Literature
Jiji Press November 2002 - Present
Nomura Securities International November 1999 - August 2002
Daiwa Securities June 1999 - November 1999
Skills
・English-Japanese..., ・ Journalist with..., ・Trained and polished..., ・Self-motivated,..., ・Exceptionally..., ・Noted as a quick &..., ・ Expertise in research..., ・Outstanding..., ・Intelligent,..., Media Relations, Research, Analysis, Energy, Strategic Communications, Corporate Communications, Journalism, Public Relations, Editing, Blogging, Social Media
Education
Sophia University 1983 — 1987
Bachelor of Arts, English Language and Literature
Jill Mandarino's Daiwa Securities Experience June 2006 - June 2007
Job Vice President at Cowen Group
Industry Financial Services
Experience
Cowen Group November 2012 - Present
Kellner DiLeo March 2011 - April 2013
JPMorgan July 2007 - June 2009
Daiwa Securities June 2006 - June 2007
Nomura Securities June 2004 - June 2006
Education
Tulane University - A.B. Freeman School of Business 2000 — 2004
BS, Business
Cowen Group November 2012 - Present
Kellner DiLeo March 2011 - April 2013
JPMorgan July 2007 - June 2009
Daiwa Securities June 2006 - June 2007
Nomura Securities June 2004 - June 2006
Education
Tulane University - A.B. Freeman School of Business 2000 — 2004
BS, Business
Rodney Newell Rodney Newell's Daiwa Securities Experience 2004 - 2006
Job Lead Regulatory Analyst at E*TRADE Financial Corporation
Industry Financial Services
Experience
E*TRADE Financial Corporation April 2015 - Present
Financial Services Consulting August 1994 - April 2015
Credit Suisse LLC April 2014 - August 2014
GE Capital Treasury December 2013 - March 2014
NYS Teachers' Retirement System September 2013 - December 2013
Royal Bank of Scotland February 2011 - July 2011
Swiss Re Financial, Inc. October 2007 - July 2009
Daiwa Securities 2004 - 2006
Deutsch Bank April 1999 - August 2000
Skills
Accounting, Account Reconciliation, Equities, Securities, Financial Accounting, Investments, Options, Spreadsheets, Pivot Tables, GAAP, Financial Analysis
Education
St. Francis College 1985 — 2001
Bachelor of Science (B.S.), Accounting
St. Francis College 1986 — 1991
BS, Accounting
E*TRADE Financial Corporation April 2015 - Present
Financial Services Consulting August 1994 - April 2015
Credit Suisse LLC April 2014 - August 2014
GE Capital Treasury December 2013 - March 2014
NYS Teachers' Retirement System September 2013 - December 2013
Royal Bank of Scotland February 2011 - July 2011
Swiss Re Financial, Inc. October 2007 - July 2009
Daiwa Securities 2004 - 2006
Deutsch Bank April 1999 - August 2000
Skills
Accounting, Account Reconciliation, Equities, Securities, Financial Accounting, Investments, Options, Spreadsheets, Pivot Tables, GAAP, Financial Analysis
Education
St. Francis College 1985 — 2001
Bachelor of Science (B.S.), Accounting
St. Francis College 1986 — 1991
BS, Accounting
Igor Senchenko Igor Senchenko's Daiwa Securities Experience January 1999 - December 1999
Job Chief Technology Officer, B2B Soft
Industry Information Technology and Services
Experience
B2B Soft January 2002 - Present
International Securities Exchange December 1999 - January 2005
Daiwa Securities January 1999 - December 1999
Time Warner Cable May 1998 - December 1998
Skills
Agile Methodologies, Wireless, Software Development, Telecommunications, Requirements Analysis, Testing, Business Analysis, Team Leadership, Product Management, Scrum, Competitive Analysis, Business Development, SDLC, Web Services, Software Project..., Windows, Mobile Devices, Project Management, Cloud Computing, Quality Assurance, Integration, XML, Team Management, SaaS, Enterprise Architecture, Agile Project Management, Mobile Technology, Web Applications, OOP, System Architecture, Databases, Java, Web Development, Architecture, Mobile Applications, JavaScript, MS Project, JIRA, Program Management, SQL, .NET, Microsoft SQL Server, Business Intelligence, C#, SOA, Enterprise Software, C, IT Management, Software Engineering, Software Design
Education
City University of New York-Baruch College 1995 — 1999
Bachelor of Science, Computer Information Systems
B2B Soft January 2002 - Present
International Securities Exchange December 1999 - January 2005
Daiwa Securities January 1999 - December 1999
Time Warner Cable May 1998 - December 1998
Skills
Agile Methodologies, Wireless, Software Development, Telecommunications, Requirements Analysis, Testing, Business Analysis, Team Leadership, Product Management, Scrum, Competitive Analysis, Business Development, SDLC, Web Services, Software Project..., Windows, Mobile Devices, Project Management, Cloud Computing, Quality Assurance, Integration, XML, Team Management, SaaS, Enterprise Architecture, Agile Project Management, Mobile Technology, Web Applications, OOP, System Architecture, Databases, Java, Web Development, Architecture, Mobile Applications, JavaScript, MS Project, JIRA, Program Management, SQL, .NET, Microsoft SQL Server, Business Intelligence, C#, SOA, Enterprise Software, C, IT Management, Software Engineering, Software Design
Education
City University of New York-Baruch College 1995 — 1999
Bachelor of Science, Computer Information Systems
Francis Kim Francis Kim's Daiwa Securities Experience August 2009 - June 2013
Job MBA Candidate
Industry Investment Banking
Experience
New York University September 2013 - Present
Prudential Financial June 2014 - August 2014
Daiwa Securities August 2009 - June 2013
Daiwa Securities January 2008 - August 2009
Nemo Partners SCG December 2005 - January 2006
Skills
Financial Analysis, Financial Modeling, Finance, Economics, Translation, Equity Research, Equity Valuation
Education
2013 — 2015
Business and Administration, MBA
New York University 2013 — 2015
Candidate, class of 2015, Master of Business Administration (MBA)
연세대학교 2002 — 2008
Economics, Bachelor of Arts (BA)
New York University September 2013 - Present
Prudential Financial June 2014 - August 2014
Daiwa Securities August 2009 - June 2013
Daiwa Securities January 2008 - August 2009
Nemo Partners SCG December 2005 - January 2006
Skills
Financial Analysis, Financial Modeling, Finance, Economics, Translation, Equity Research, Equity Valuation
Education
2013 — 2015
Business and Administration, MBA
New York University 2013 — 2015
Candidate, class of 2015, Master of Business Administration (MBA)
연세대학교 2002 — 2008
Economics, Bachelor of Arts (BA)
Larry Guillard Larry Guillard's Daiwa Securities Experience 1996 - 1999
Job Business Consultant at Barclays Wealth and Investment Management
Industry Investment Management
Experience
Barclays Wealth and Investment Management January 2015 - Present
Leaders in Investment Operations in New York City Area 2013 - Present
Potomac Asset Management Co., Inc. October 2013 - December 2014
Manulife Asset Management June 2014 - November 2014
Declaration Management & Research LLC 1999 - 2012
Daiwa Securities 1996 - 1999
National Westminster Bank NA 1995 - 1996
Skills
Bonds, Hedge Funds, CMBS, Bloomberg Terminal, Credit Derivatives, Alternative Investments, CDO, Capital Markets, CDS, Fixed Income, Structured Finance, MBS, Trading Systems, Asset Management, ABS, Credit, Securitization, Investments, Trading, Structured Products, Collateral Management, Securities, Due Diligence, Derivatives, Investment Management, Valuation, Portfolio Management, Currency Futures, Operating Budgets, Equities, Middle Office, Bloomberg, High Yield, Funding, Options, Asset Allocation, Financial Modeling, Financial Markets, Fund Of Funds, Corporate Finance, CLO, Investment Vehicles, 1940 Act, Investment Advisory, Financial Services, Finance, Risk Management, Credit Risk, Mutual Funds, Credit Analysis
Education
Drexel University 1990 — 1995
Bachelor's Degree, Business Administration - Finance & Economics
Barclays Wealth and Investment Management January 2015 - Present
Leaders in Investment Operations in New York City Area 2013 - Present
Potomac Asset Management Co., Inc. October 2013 - December 2014
Manulife Asset Management June 2014 - November 2014
Declaration Management & Research LLC 1999 - 2012
Daiwa Securities 1996 - 1999
National Westminster Bank NA 1995 - 1996
Skills
Bonds, Hedge Funds, CMBS, Bloomberg Terminal, Credit Derivatives, Alternative Investments, CDO, Capital Markets, CDS, Fixed Income, Structured Finance, MBS, Trading Systems, Asset Management, ABS, Credit, Securitization, Investments, Trading, Structured Products, Collateral Management, Securities, Due Diligence, Derivatives, Investment Management, Valuation, Portfolio Management, Currency Futures, Operating Budgets, Equities, Middle Office, Bloomberg, High Yield, Funding, Options, Asset Allocation, Financial Modeling, Financial Markets, Fund Of Funds, Corporate Finance, CLO, Investment Vehicles, 1940 Act, Investment Advisory, Financial Services, Finance, Risk Management, Credit Risk, Mutual Funds, Credit Analysis
Education
Drexel University 1990 — 1995
Bachelor's Degree, Business Administration - Finance & Economics
Angela Watts Angela Watts's Daiwa Securities Experience March 2001 - June 2003
Job Principal at Fincap Consulting
Industry Financial Services
Experience
Fincap Consulting March 2008 - Present
Shroom January 2014 - Present
O3 Technology Solutions February 2012 - September 2013
Bear Stearns (BSAM) April 2007 - December 2007
Capgemini Consulting September 2005 - April 2007
Daiwa Securities March 2001 - June 2003
The Chase Manhattan Bank April 1995 - August 2000
Skills
Business Analysis, Derivatives, Trading Systems, Capital Markets, SDLC, Fixed Income, Project Management, Java, C++, Calypso, Risk Management, Trading, Management, Finance, Automation, Consulting, Business Development, Financial Services, Banking, QA Automation, Strategic Planning, Equities, Financial Markets, Portfolio Management, Strategy, Start-ups
Education
Hunter College
New York University
Fincap Consulting March 2008 - Present
Shroom January 2014 - Present
O3 Technology Solutions February 2012 - September 2013
Bear Stearns (BSAM) April 2007 - December 2007
Capgemini Consulting September 2005 - April 2007
Daiwa Securities March 2001 - June 2003
The Chase Manhattan Bank April 1995 - August 2000
Skills
Business Analysis, Derivatives, Trading Systems, Capital Markets, SDLC, Fixed Income, Project Management, Java, C++, Calypso, Risk Management, Trading, Management, Finance, Automation, Consulting, Business Development, Financial Services, Banking, QA Automation, Strategic Planning, Equities, Financial Markets, Portfolio Management, Strategy, Start-ups
Education
Hunter College
New York University
Paul Siegel Paul Siegel's Daiwa Securities Experience 1989 - 1991
Job Enterprise Relationship Manager at NetCom Learning
Industry Financial Services
Experience
NetCom Learning May 2015 - Present
The Globecon Group January 2002 - December 2014
Starweaver Group 1995 - January 2002
Medivault, Inc. 1995 - 1997
International Development Partners, Ltd. January 1992 - December 1995
Daiwa Securities 1989 - 1991
Cushman & Wakefield 1985 - 1989
Olympia & York 1985 - 1985
Skills
Performance Management, Adult Education, Blended Learning, E-learning Development, Investment Banking, Private Wealth..., Wholesale Banking, Wholesale Lending, Banking Technology, Management Consulting, Business Schools, Talent Management, Venture Capital, Corporate Finance, Start-ups, Performance Improvement, Training, Talent Acquisition, Business Development, Strategy, Strategic Consulting, Emerging Markets, HR Consulting, Global Business..., Relationship Management, Private Equity, Comparable Analysis, Banking, Wealth Management, Investments, Financial Services, Consulting, Executive Management, Program Management, Mergers & Acquisitions, Business Strategy, International Business, E-Learning
Education
University of Pennsylvania 1976 — 1980
BA, Economics and Mathematics
New York University - Leonard N. Stern School of Business 1981 — 1985
MBA, Finance and International Business
ESADE Business & Law School 1984 — 1985
Certification, Finance and International Business
NetCom Learning May 2015 - Present
The Globecon Group January 2002 - December 2014
Starweaver Group 1995 - January 2002
Medivault, Inc. 1995 - 1997
International Development Partners, Ltd. January 1992 - December 1995
Daiwa Securities 1989 - 1991
Cushman & Wakefield 1985 - 1989
Olympia & York 1985 - 1985
Skills
Performance Management, Adult Education, Blended Learning, E-learning Development, Investment Banking, Private Wealth..., Wholesale Banking, Wholesale Lending, Banking Technology, Management Consulting, Business Schools, Talent Management, Venture Capital, Corporate Finance, Start-ups, Performance Improvement, Training, Talent Acquisition, Business Development, Strategy, Strategic Consulting, Emerging Markets, HR Consulting, Global Business..., Relationship Management, Private Equity, Comparable Analysis, Banking, Wealth Management, Investments, Financial Services, Consulting, Executive Management, Program Management, Mergers & Acquisitions, Business Strategy, International Business, E-Learning
Education
University of Pennsylvania 1976 — 1980
BA, Economics and Mathematics
New York University - Leonard N. Stern School of Business 1981 — 1985
MBA, Finance and International Business
ESADE Business & Law School 1984 — 1985
Certification, Finance and International Business
Steve Vinson Steve Vinson's Daiwa Securities Experience March 1997 - January 1998
Job Retired At Last
Industry Farming
Experience
High Maintenance Farm February 2013 - Present
First Horizon February 2009 - February 2013
Regions Financial Corporation November 2002 - February 2007
Barclays Capital January 1998 - February 2002
Daiwa Securities March 1997 - January 1998
Crédit Lyonnais Americas 1995 - 1997
Chase Manhattan Corporation September 1989 - March 1995
Citibank, N.A. February 1984 - September 1989
AT&T Communications March 1980 - September 1984
Skills
Risk Management, Management, Banking, Financial Risk, Portfolio Management, Credit Risk, Credit, Capital Markets, Fixed Income, Investment Banking, Mergers & Acquisitions, Commercial Banking
Education
University of Florida 1980 — 1984
Ph.D., Finance & Statistics
UAB
Bachelor of Science (BS), Accounting
High Maintenance Farm February 2013 - Present
First Horizon February 2009 - February 2013
Regions Financial Corporation November 2002 - February 2007
Barclays Capital January 1998 - February 2002
Daiwa Securities March 1997 - January 1998
Crédit Lyonnais Americas 1995 - 1997
Chase Manhattan Corporation September 1989 - March 1995
Citibank, N.A. February 1984 - September 1989
AT&T Communications March 1980 - September 1984
Skills
Risk Management, Management, Banking, Financial Risk, Portfolio Management, Credit Risk, Credit, Capital Markets, Fixed Income, Investment Banking, Mergers & Acquisitions, Commercial Banking
Education
University of Florida 1980 — 1984
Ph.D., Finance & Statistics
UAB
Bachelor of Science (BS), Accounting
Ritter Gaylord Ritter Gaylord's Daiwa Securities Experience February 1990 - June 1991
Job CFO Consulting and Private Equity
Industry Financial Services
Experience
CFO Consulting and Private Equity December 2012 - Present
Market Force Information October 2008 - December 2012
Freelance Finance January 2002 - June 2008
YesTrader, Inc. January 2000 - December 2001
Energy Answers Corporation August 1997 - January 1999
Aquatic Development Group, Inc. June 1991 - August 1997
Daiwa Securities February 1990 - June 1991
Hill Samuel, Inc. February 1988 - January 1990
Citicorp Investment Bank April 1986 - May 1988
Stern Stewart & Co. March 1983 - April 1986
Skills
Mergers, Due Diligence, Forecasting, Start-ups, Strategy, Business Planning, Valuation, Strategic Planning, Budgets, Finance, Strategic Financial..., Executive Management, Investment Banking, Investor Relations, Incentive Compensation, Financial Analysis, Financial Modeling, Corporate Finance, Business Strategy, Business Analysis, Investment Advisory, Acquisitions, Contract Negotiation, Fundraising, Start-up Consulting, Revenue Forecasting, Pricing Strategy, Mergers & Acquisitions, Incentive Programs, Analysis, Pricing, Entrepreneurship
Education
University of Rochester - Simon Business School 1980 — 1982
MBA, Finance, Accounting, Economics
Colgate University 1973 — 1977
BA, Philosophy & Religion
CFO Consulting and Private Equity December 2012 - Present
Market Force Information October 2008 - December 2012
Freelance Finance January 2002 - June 2008
YesTrader, Inc. January 2000 - December 2001
Energy Answers Corporation August 1997 - January 1999
Aquatic Development Group, Inc. June 1991 - August 1997
Daiwa Securities February 1990 - June 1991
Hill Samuel, Inc. February 1988 - January 1990
Citicorp Investment Bank April 1986 - May 1988
Stern Stewart & Co. March 1983 - April 1986
Skills
Mergers, Due Diligence, Forecasting, Start-ups, Strategy, Business Planning, Valuation, Strategic Planning, Budgets, Finance, Strategic Financial..., Executive Management, Investment Banking, Investor Relations, Incentive Compensation, Financial Analysis, Financial Modeling, Corporate Finance, Business Strategy, Business Analysis, Investment Advisory, Acquisitions, Contract Negotiation, Fundraising, Start-up Consulting, Revenue Forecasting, Pricing Strategy, Mergers & Acquisitions, Incentive Programs, Analysis, Pricing, Entrepreneurship
Education
University of Rochester - Simon Business School 1980 — 1982
MBA, Finance, Accounting, Economics
Colgate University 1973 — 1977
BA, Philosophy & Religion
John Randall John Randall's Daiwa Securities Experience 1996 - 1998
Job Senior Vice President at PCCP, LLC
Industry Commercial Real Estate
Experience
PCCP, LLC December 2009 - Present
Lehman Brothers 2004 - 2009
Deutsche Bank 2000 - 2004
Merrill Lynch 1999 - 1999
Daiwa Securities 1996 - 1998
Jones Lang Wootton USA 1994 - 1996
Arthur Andersen 1993 - 1994
Skills
Real Estate, Real Estate Economics, Mezzanine, Asset Managment, Valuation, Investments, CMBS, Due Diligence, Underwriting
Education
University of Pennsylvania - The Wharton School 1998 — 2000
MBA, Finance
Bowdoin College 1988 — 1992
AB, Economics and Government
PCCP, LLC December 2009 - Present
Lehman Brothers 2004 - 2009
Deutsche Bank 2000 - 2004
Merrill Lynch 1999 - 1999
Daiwa Securities 1996 - 1998
Jones Lang Wootton USA 1994 - 1996
Arthur Andersen 1993 - 1994
Skills
Real Estate, Real Estate Economics, Mezzanine, Asset Managment, Valuation, Investments, CMBS, Due Diligence, Underwriting
Education
University of Pennsylvania - The Wharton School 1998 — 2000
MBA, Finance
Bowdoin College 1988 — 1992
AB, Economics and Government
Scott Hathaway Scott Hathaway's Daiwa Securities Experience November 2004 - August 2005
Job
Industry Computer Software
Experience
iWay Software November 2012 - Present
Tervela February 2012 - November 2012
iWay Software January 2010 - February 2012
iWay Software 2006 - January 2010
iWay Software August 2005 - May 2006
Daiwa Securities November 2004 - August 2005
Antenna Software April 2002 - November 2004
Skills
Web Services, Eclipse, XML, Unix, Java, Enterprise Software, Databases, SOA, Business Intelligence, Oracle, Business Analysis, Data Warehousing, Integration, JavaScript, Subversion, Linux, Distributed Systems, SDLC
Education
University of Central Oklahoma 1999 — 2001
BS, Computer Science
University of Central Oklahoma 1995 — 1999
BA, Psychology
iWay Software November 2012 - Present
Tervela February 2012 - November 2012
iWay Software January 2010 - February 2012
iWay Software 2006 - January 2010
iWay Software August 2005 - May 2006
Daiwa Securities November 2004 - August 2005
Antenna Software April 2002 - November 2004
Skills
Web Services, Eclipse, XML, Unix, Java, Enterprise Software, Databases, SOA, Business Intelligence, Oracle, Business Analysis, Data Warehousing, Integration, JavaScript, Subversion, Linux, Distributed Systems, SDLC
Education
University of Central Oklahoma 1999 — 2001
BS, Computer Science
University of Central Oklahoma 1995 — 1999
BA, Psychology
Michael Stoehr's Daiwa Securities Experience 1991 - 1998
Job Global Execution Manager/ Institutional Broker at FC Stone LLC
Industry Capital Markets
Experience
INTL FCStone Inc. November 2011 - Present
MF Global February 2006 - January 2012
Fimat September 2001 - February 2006
Sanwa Futures 1996 - 2001
Daiwa Securities 1991 - 1998
First Chicago 1986 - 1991
Skills
Electronic Trading, Options, Managed Futures, Trading, Trading Strategies, Options Strategies, Bloomberg, Commodity Markets, CQG, Fixed Income, Technical Analysis, Commodity, Day Trading, Technical Tools, CBOT, Financial Futures, Globex, PATS, BARX, X-Trader, Equities, Trading Systems, Financial Markets, Derivatives, Hedge Funds, Securities, Proprietary Trading, Capital Markets, Brokerage, Currency, FX trading, Hedging, FX Options, Traders, Equity Trading, Market Making, Swaps
Education
Indiana University-Northwest 1992 — 1998
Economics, Business
INTL FCStone Inc. November 2011 - Present
MF Global February 2006 - January 2012
Fimat September 2001 - February 2006
Sanwa Futures 1996 - 2001
Daiwa Securities 1991 - 1998
First Chicago 1986 - 1991
Skills
Electronic Trading, Options, Managed Futures, Trading, Trading Strategies, Options Strategies, Bloomberg, Commodity Markets, CQG, Fixed Income, Technical Analysis, Commodity, Day Trading, Technical Tools, CBOT, Financial Futures, Globex, PATS, BARX, X-Trader, Equities, Trading Systems, Financial Markets, Derivatives, Hedge Funds, Securities, Proprietary Trading, Capital Markets, Brokerage, Currency, FX trading, Hedging, FX Options, Traders, Equity Trading, Market Making, Swaps
Education
Indiana University-Northwest 1992 — 1998
Economics, Business
Rumi Ito Rumi Ito's Daiwa Securities Experience 2003 - 2004
Job Sales Account Manager at Imageon Consulting, Inc.
Industry Financial Services
Experience
Imageon Consulting, Inc. October 2011 - Present
ITOCHU Financial Services, Inc April 2008 - October 2011
J. Press, Onward Retail September 2006 - April 2008
Itochu Financial Services February 2005 - September 2006
Daiwa Securities 2003 - 2004
JAL Passenger Services 2002 - 2003
Education
Orange Coast College 2000 — 2002
Jissen Women's University 1997 — 1999
English Literature
Imageon Consulting, Inc. October 2011 - Present
ITOCHU Financial Services, Inc April 2008 - October 2011
J. Press, Onward Retail September 2006 - April 2008
Itochu Financial Services February 2005 - September 2006
Daiwa Securities 2003 - 2004
JAL Passenger Services 2002 - 2003
Education
Orange Coast College 2000 — 2002
Jissen Women's University 1997 — 1999
English Literature
Elvira Grinberg Elvira Grinberg's Daiwa Securities Experience June 2004 - August 2006
Job Senior Auditor
Industry Financial Services
Experience
Protiviti August 2005 - Present
Daiwa Securities June 2004 - August 2006
Education
Pace University - Lubin School of Business 2001 — 2005
BBA, Accounting
Protiviti August 2005 - Present
Daiwa Securities June 2004 - August 2006
Education
Pace University - Lubin School of Business 2001 — 2005
BBA, Accounting
Nora Kurtin Nora Kurtin's Daiwa Securities Experience January 1993 - July 1995
Job CoFounder & CEO en Komuns
Industry Internet
Experience
Komuns January 2014 - Present
Sapos y Princesas January 2005 - Present
Universidad de Comillas September 2002 - May 2005
Multipark Ficción productora de TV September 2000 - August 2002
Sodexo Alliance September 1998 - August 2000
Johnson & Johnson September 1995 - July 1998
Daiwa Securities January 1993 - July 1995
Skills
Marketing Strategy, Social Media Marketing, Web 2.0, E-commerce, Marketing Communications, Advertising, New Media, Mobile Marketing, Marketing, Strategic Partnerships, Digital Strategy, Digital Marketing, Entrepreneurship, Strategy, Business Development, Publicidad, Marketing digital
Education
IE Business School 1995 — 1996
Postgrado, Executive MBA
Saint Louis University 1989 — 1992
Degree, Marketing, Honors Scholarship
Universidad del Salvador 1988 — 1989
Komuns January 2014 - Present
Sapos y Princesas January 2005 - Present
Universidad de Comillas September 2002 - May 2005
Multipark Ficción productora de TV September 2000 - August 2002
Sodexo Alliance September 1998 - August 2000
Johnson & Johnson September 1995 - July 1998
Daiwa Securities January 1993 - July 1995
Skills
Marketing Strategy, Social Media Marketing, Web 2.0, E-commerce, Marketing Communications, Advertising, New Media, Mobile Marketing, Marketing, Strategic Partnerships, Digital Strategy, Digital Marketing, Entrepreneurship, Strategy, Business Development, Publicidad, Marketing digital
Education
IE Business School 1995 — 1996
Postgrado, Executive MBA
Saint Louis University 1989 — 1992
Degree, Marketing, Honors Scholarship
Universidad del Salvador 1988 — 1989
Chuck Ijadi's Daiwa Securities Experience 1997 - 2001
Job Retired at Home
Industry Nonprofit Organization Management
Experience
Home 2001 - Present
WaAMM 2003 - 2012
Daiwa Securities 1997 - 2001
WeiserMazars LLP 1995 - 1997
Kenneth Leventhal & Co November 1974 - February 1986
Skills
Healing, Holistic Health, Meditation, Reiki, Energy Healing, Accounting, Capital Budgeting, Budget Forecasts, Budget Reconciliation, Medical Marijuana, Product Development, Real Estate Development, Inventory Control, Construction Accounting, Cost Accounting, Profit Maximization, Cannabis, Mergers & Acquisitions
Education
Pace University 1971 — 1972
Bachelor of Business Administration (BBA), Accounting practice
University of Maine 1970 — 1971
Drama and Dramatics/Theatre Arts, General
Home 2001 - Present
WaAMM 2003 - 2012
Daiwa Securities 1997 - 2001
WeiserMazars LLP 1995 - 1997
Kenneth Leventhal & Co November 1974 - February 1986
Skills
Healing, Holistic Health, Meditation, Reiki, Energy Healing, Accounting, Capital Budgeting, Budget Forecasts, Budget Reconciliation, Medical Marijuana, Product Development, Real Estate Development, Inventory Control, Construction Accounting, Cost Accounting, Profit Maximization, Cannabis, Mergers & Acquisitions
Education
Pace University 1971 — 1972
Bachelor of Business Administration (BBA), Accounting practice
University of Maine 1970 — 1971
Drama and Dramatics/Theatre Arts, General
Erik Norrgard Erik Norrgard's Daiwa Securities Experience 1997 - 1999
Job Alternative Investment, Portfolio Management, Business Development, CFA
Industry Financial Services
Experience
NorthHouse Advisors, LLC January 2003 - Present
Iron Peak Capital Management, LLC June 2006 - December 2011
HVB Americas, Inc 2001 - 2004
CAL FP 2000 - 2001
Daiwa Securities 1997 - 1999
Bear Stearns 1994 - 1997
Lehman Brothers 1991 - 1994
Baring Securities 1989 - 1991
Salomon Brothers 1983 - 1989
Merrill Lynch 1981 - 1983
Skills
Trading, Deal Structuring, Multi-Strategy..., Mortgage Backed Debt..., Emerging Market..., Trading Desk..., Capital & Fund Raising, Hedge Fund Due Diligence, P&L/Budget Management, Structured Product..., Quantitative Research &..., Risk Management &..., Staff Management &..., Hedge Fund of Funds, Product Development, Investments, Due Diligence, Hedge Funds, Asset Managment, Fixed Income, Emerging Markets, Business Development, Structured Products, Mutual Funds, Private Equity, Bonds, Negotiation, Fund Of Funds, Hedging, Alternative Investments, Financial Markets, Financial Services, Risk Management, Valuation, Portfolio Management, Securities, Asset Management, Derivatives, Investment Advisory, Joint Ventures, Financial Modeling, Investment Banking, Finance, Strategy, Equities, Capital Markets, Bloomberg, Financial Structuring, Start-ups, Equity Research
Education
Saint Lawrence University 1977 — 1981
BS, Psychology/ Economics
greenwich high school
NorthHouse Advisors, LLC January 2003 - Present
Iron Peak Capital Management, LLC June 2006 - December 2011
HVB Americas, Inc 2001 - 2004
CAL FP 2000 - 2001
Daiwa Securities 1997 - 1999
Bear Stearns 1994 - 1997
Lehman Brothers 1991 - 1994
Baring Securities 1989 - 1991
Salomon Brothers 1983 - 1989
Merrill Lynch 1981 - 1983
Skills
Trading, Deal Structuring, Multi-Strategy..., Mortgage Backed Debt..., Emerging Market..., Trading Desk..., Capital & Fund Raising, Hedge Fund Due Diligence, P&L/Budget Management, Structured Product..., Quantitative Research &..., Risk Management &..., Staff Management &..., Hedge Fund of Funds, Product Development, Investments, Due Diligence, Hedge Funds, Asset Managment, Fixed Income, Emerging Markets, Business Development, Structured Products, Mutual Funds, Private Equity, Bonds, Negotiation, Fund Of Funds, Hedging, Alternative Investments, Financial Markets, Financial Services, Risk Management, Valuation, Portfolio Management, Securities, Asset Management, Derivatives, Investment Advisory, Joint Ventures, Financial Modeling, Investment Banking, Finance, Strategy, Equities, Capital Markets, Bloomberg, Financial Structuring, Start-ups, Equity Research
Education
Saint Lawrence University 1977 — 1981
BS, Psychology/ Economics
greenwich high school
Randall Kahn Randall Kahn's Daiwa Securities Experience May 1991 - October 1994
Job Founder at Privée Global LLC
Industry Investment Management
Experience
Privée Global LLC July 2011 - Present
APS Investment Management January 2010 - June 2011
Apiana Investments K.K., Tokyo March 2007 - December 2009
Ward Ferry Investment Management K.K., Tokyo November 2004 - February 2007
Nicholas Applegate September 1999 - November 2004
American Century Investments October 1994 - September 1999
Daiwa Securities May 1991 - October 1994
Daiwa Securities Capital Markets July 1985 - July 1989
Skills
Alternative Investments, Asset Management, Equities, Investments, Portfolio Management, Valuation, Hedge Funds, Mergers & Acquisitions, Investment Strategies, Capital Markets, Execution of Business..., Marketing Strategy, Website Creation
Education
University of Chicago 1989 — 1991
MBA, Finance & Accounting
International Christian University 1984 — 1985
Post-graduate degree in Research Studies "Kenkyuusei", Japanese
University of California, Berkeley 1980 — 1984
Humanities, Japan and Asia Studies
Privée Global LLC July 2011 - Present
APS Investment Management January 2010 - June 2011
Apiana Investments K.K., Tokyo March 2007 - December 2009
Ward Ferry Investment Management K.K., Tokyo November 2004 - February 2007
Nicholas Applegate September 1999 - November 2004
American Century Investments October 1994 - September 1999
Daiwa Securities May 1991 - October 1994
Daiwa Securities Capital Markets July 1985 - July 1989
Skills
Alternative Investments, Asset Management, Equities, Investments, Portfolio Management, Valuation, Hedge Funds, Mergers & Acquisitions, Investment Strategies, Capital Markets, Execution of Business..., Marketing Strategy, Website Creation
Education
University of Chicago 1989 — 1991
MBA, Finance & Accounting
International Christian University 1984 — 1985
Post-graduate degree in Research Studies "Kenkyuusei", Japanese
University of California, Berkeley 1980 — 1984
Humanities, Japan and Asia Studies
Craig Hendrick Craig Hendrick's Daiwa Securities Experience July 1986 - April 1989
Job Accounting and Operations Consulting
Industry Financial Services
Experience
CKH Consulting LLC April 2012 - Present
Lombard Risk September 2011 - March 2012
Barclays Capital Inc. May 2000 - December 2010
Bankers Trust May 1989 - July 1999
Daiwa Securities July 1986 - April 1989
Merrill Lynch Investment Managers July 1984 - June 1986
Skills
Banking Operations, Investment Banking, International Project..., Collateral Management, Client Valuations, Financial Accounting, Client Liaison, Core Banking, Fixed Income, Project Management, Leadership, Management, Client, Mergers & Acquisitions, Risk Management, Capital Markets, Finance, Training, Analysis, Business Development, Credit, Derivatives, Securities, Executive Management, Strategic Planning, Back Office, Valuation, Business Planning
Education
State University of New York College at Oneonta 1981 — 1984
BS, Business, Economics and Accounting
Walt Whitman HS
CKH Consulting LLC April 2012 - Present
Lombard Risk September 2011 - March 2012
Barclays Capital Inc. May 2000 - December 2010
Bankers Trust May 1989 - July 1999
Daiwa Securities July 1986 - April 1989
Merrill Lynch Investment Managers July 1984 - June 1986
Skills
Banking Operations, Investment Banking, International Project..., Collateral Management, Client Valuations, Financial Accounting, Client Liaison, Core Banking, Fixed Income, Project Management, Leadership, Management, Client, Mergers & Acquisitions, Risk Management, Capital Markets, Finance, Training, Analysis, Business Development, Credit, Derivatives, Securities, Executive Management, Strategic Planning, Back Office, Valuation, Business Planning
Education
State University of New York College at Oneonta 1981 — 1984
BS, Business, Economics and Accounting
Walt Whitman HS
Rick Martino Rick Martino's Daiwa Securities Experience 2003 - 2005
Job GUARANTEED RATE Vice President of Mortgage Lending
Industry Financial Services
Experience
Guaranteed Rate March 2015 - Present
Maverick Funding March 2014 - March 2015
Advanced Mortgage Consultants April 2010 - December 2011
SILAR Capital March 2007 - June 2009
Natixis 2005 - 2007
Daiwa Securities 2003 - 2005
Nomura Securities 2001 - 2003
Citigroup 1995 - 2001
Skills
Mortgage, FHA, Conventional, Commercial Finance, Loans, 203K, Jumo Lending, Construction Loans, Mortgage Lending, Mortgage Banking, Funding, Residential Mortgages, Securitization, Asset Management, Loan Servicing, Commercial Lending, Credit, Financial Services, Loan Origination, Residential Homes, Capital Markets, Financial Risk, Finance
Education
Pace University - Lubin School of Business 1986 — 1990
BBA, Finance/Economics
Bishop Ford High School 1982 — 1986
High School Diploma
Guaranteed Rate March 2015 - Present
Maverick Funding March 2014 - March 2015
Advanced Mortgage Consultants April 2010 - December 2011
SILAR Capital March 2007 - June 2009
Natixis 2005 - 2007
Daiwa Securities 2003 - 2005
Nomura Securities 2001 - 2003
Citigroup 1995 - 2001
Skills
Mortgage, FHA, Conventional, Commercial Finance, Loans, 203K, Jumo Lending, Construction Loans, Mortgage Lending, Mortgage Banking, Funding, Residential Mortgages, Securitization, Asset Management, Loan Servicing, Commercial Lending, Credit, Financial Services, Loan Origination, Residential Homes, Capital Markets, Financial Risk, Finance
Education
Pace University - Lubin School of Business 1986 — 1990
BBA, Finance/Economics
Bishop Ford High School 1982 — 1986
High School Diploma
Christopher McGuire Christopher McGuire's Daiwa Securities Experience September 2002 - September 2004
Job CEO & CIO for Phalanx Capital Management, LLC
Industry Investment Management
Experience
Old Town School of Folk Music September 2011 - Present
Christ the King Jesuit College Preparatory School October 2010 - Present
Phalanx Capital Management, LLC October 2004 - Present
Phalanx Capital Management, LLC 2004 - Present
Daiwa Securities September 2002 - September 2004
Goldman Sachs March 2001 - August 2002
Marin Capital Partners March 2000 - February 2001
Merrill Lynch 1998 - 2000
Education
Marquette University 1988 — 1991
B.A., Broadcast and Electronic Communications
St. Ignatius College Prep 1983 — 1987
Old Town School of Folk Music September 2011 - Present
Christ the King Jesuit College Preparatory School October 2010 - Present
Phalanx Capital Management, LLC October 2004 - Present
Phalanx Capital Management, LLC 2004 - Present
Daiwa Securities September 2002 - September 2004
Goldman Sachs March 2001 - August 2002
Marin Capital Partners March 2000 - February 2001
Merrill Lynch 1998 - 2000
Education
Marquette University 1988 — 1991
B.A., Broadcast and Electronic Communications
St. Ignatius College Prep 1983 — 1987
Tom Soumbeniotis's Daiwa Securities Experience December 1995 - May 1997
Job Vice President Institutional Sales at GAIN Capital
Industry Financial Services
Experience
GAIN Capital June 2012 - Present
PeregrineFinancialGroup March 2004 - June 2012
Goldman Sachs (Princeton) May 2000 - May 2004
Refco 1997 - 1998
Daiwa Securities December 1995 - May 1997
Prudential Securities 1992 - 1995
Lehman Brothers 1988 - 1992
Commodities Corp. 1986 - 1988
Caxton Corp. August 1985 - May 1986
Skills
FX Options, Hedge Funds, Bloomberg, Derivatives, Fixed Income, Trading, Equities, Trading Systems, Asset Managment, Currency, Portfolio Management, Commodity, Swaps, Options, Alternative Investments, Investments, Financial Markets, Technical Analysis, Capital Markets, Risk Management
Education
Rider University 1981 — 1985
B.S., Finance
GAIN Capital June 2012 - Present
PeregrineFinancialGroup March 2004 - June 2012
Goldman Sachs (Princeton) May 2000 - May 2004
Refco 1997 - 1998
Daiwa Securities December 1995 - May 1997
Prudential Securities 1992 - 1995
Lehman Brothers 1988 - 1992
Commodities Corp. 1986 - 1988
Caxton Corp. August 1985 - May 1986
Skills
FX Options, Hedge Funds, Bloomberg, Derivatives, Fixed Income, Trading, Equities, Trading Systems, Asset Managment, Currency, Portfolio Management, Commodity, Swaps, Options, Alternative Investments, Investments, Financial Markets, Technical Analysis, Capital Markets, Risk Management
Education
Rider University 1981 — 1985
B.S., Finance
Karen de Balbian Verster Karen de Balbian Verster's Daiwa Securities Experience September 1987 - October 1991
Job AUTHOR & ARTIST
Industry Writing and Editing
Experience
WORK September 1990 - Present
Northampton Community College September 2001 - May 2010
East Stroudsburg University August 2002 - December 2002
Barnes & Noble 1873 Press Project December 1999 - July 2000
Daiwa Securities September 1987 - October 1991
SESAC October 1981 - January 1985
Skills
Graphic Design, Calligraphy, Editing, Watercolor, Pastels, Yoga, Skiing, conversational French, Ski, Public Relations, Creative Writing, French, Publications, Books, Newsletters, Poetry
Education
City University of New York 1991 — 1995
MA, Creative Writing
Parsons School of Design 1976 — 1979
BFA, Communication Design
WORK September 1990 - Present
Northampton Community College September 2001 - May 2010
East Stroudsburg University August 2002 - December 2002
Barnes & Noble 1873 Press Project December 1999 - July 2000
Daiwa Securities September 1987 - October 1991
SESAC October 1981 - January 1985
Skills
Graphic Design, Calligraphy, Editing, Watercolor, Pastels, Yoga, Skiing, conversational French, Ski, Public Relations, Creative Writing, French, Publications, Books, Newsletters, Poetry
Education
City University of New York 1991 — 1995
MA, Creative Writing
Parsons School of Design 1976 — 1979
BFA, Communication Design
Kai Shu Kai Shu's Daiwa Securities Experience April 2008 - May 2008
Job Senior Consultant at Deloitte
Industry Financial Services
Experience
Deloitte & Touche September 2012 - Present
MetLife 2015 - 2015
MetLife 2015 - 2015
MetLife 2015 - 2015
Barclays Capital June 2011 - August 2011
KI Holdings (formally known as Koito Industries) July 2009 - September 2009
Daiwa Securities April 2008 - May 2008
Skills
Risk Management, IT Audit, Quality Assurance, Leadership, IT Strategy, Process Consulting, Accounting, Project Management, Risk Management..., Network Engineering, Software Project..., Project Planning, Business Process..., PMO, Enterprise Risk..., Business Analysis, Business Process, Strategic Thinking, Problem Solving, Communication, Cross-team Collaboration
Education
UCLA 2010 — 2012
BS, Electrical Engineering, 3.3
UCSB 2008 — 2010
Bachelor of Science (BS), Electrical and Electronics Engineering, 3.8
Deloitte & Touche September 2012 - Present
MetLife 2015 - 2015
MetLife 2015 - 2015
MetLife 2015 - 2015
Barclays Capital June 2011 - August 2011
KI Holdings (formally known as Koito Industries) July 2009 - September 2009
Daiwa Securities April 2008 - May 2008
Skills
Risk Management, IT Audit, Quality Assurance, Leadership, IT Strategy, Process Consulting, Accounting, Project Management, Risk Management..., Network Engineering, Software Project..., Project Planning, Business Process..., PMO, Enterprise Risk..., Business Analysis, Business Process, Strategic Thinking, Problem Solving, Communication, Cross-team Collaboration
Education
UCLA 2010 — 2012
BS, Electrical Engineering, 3.3
UCSB 2008 — 2010
Bachelor of Science (BS), Electrical and Electronics Engineering, 3.8
Joseph Marzelli Joseph Marzelli's Daiwa Securities Experience 1989 - 1998
Job Director of Operations at Credit Agricole Securities
Industry Banking
Experience
Credit Agricole CIB June 2001 - Present
Calyon CIB 2001 - Present
Commerzbank AG 1998 - 2001
Daiwa Securities 1989 - 1998
Skills
FINRA Certifications-..., Fixed Income, Equities, Correspondent Clearing, Prime Brokerage, Trade Support, Securities Lending, Securities Offerings, Customer Service, Operations Management, Bonds, Trading, Financial Services, Clearing, Loans, Corporate Actions, Credit Derivatives, Middle Office, Settlement, Derivatives, Bloomberg, Management, FINRA, Back Office, Securities, Trading Systems, Electronic Trading, Risk Management, Capital Markets, Investment Banking, Options, Operational Risk, Market Data, Equity Derivatives, AML, Commodity, Hedge Funds, Structured Finance, Foreign Exchange
Education
City University of New York-Brooklyn College
Kingsborough Community College
School name:
Credit Agricole CIB June 2001 - Present
Calyon CIB 2001 - Present
Commerzbank AG 1998 - 2001
Daiwa Securities 1989 - 1998
Skills
FINRA Certifications-..., Fixed Income, Equities, Correspondent Clearing, Prime Brokerage, Trade Support, Securities Lending, Securities Offerings, Customer Service, Operations Management, Bonds, Trading, Financial Services, Clearing, Loans, Corporate Actions, Credit Derivatives, Middle Office, Settlement, Derivatives, Bloomberg, Management, FINRA, Back Office, Securities, Trading Systems, Electronic Trading, Risk Management, Capital Markets, Investment Banking, Options, Operational Risk, Market Data, Equity Derivatives, AML, Commodity, Hedge Funds, Structured Finance, Foreign Exchange
Education
City University of New York-Brooklyn College
Kingsborough Community College
School name:
Akane Arakaki Akane Arakaki's Daiwa Securities Experience April 2002 - September 2002
Job Chief Project Manager at HCD Language Services Inc.
Industry Cosmetics
Experience
HC Language Solutions, Inc. November 2013 - Present
HC Language Solutions, Inc. January 2012 - October 2013
istyle inc. July 2006 - July 2010
Japan Research Center October 2002 - June 2006
Daiwa Securities April 2002 - September 2002
Skills
Cosmetics, Marketing Strategy, Management, Marketing, Databases, Market Research, Market Analysis
Education
Midwestern State University 1997 — 2001
BBA, Marketing
HC Language Solutions, Inc. November 2013 - Present
HC Language Solutions, Inc. January 2012 - October 2013
istyle inc. July 2006 - July 2010
Japan Research Center October 2002 - June 2006
Daiwa Securities April 2002 - September 2002
Skills
Cosmetics, Marketing Strategy, Management, Marketing, Databases, Market Research, Market Analysis
Education
Midwestern State University 1997 — 2001
BBA, Marketing
Cassandra Charles-Gerst's Daiwa Securities Experience 1991 - 1993
Job Community Affairs & Marketing at United Technologies Building & Industrial Systems
Industry Aviation & Aerospace
Experience
United Technologies Building & Industrial Systems January 2014 - Present
Otis Elevator Company May 2013 - December 2013
Otis Elevator Company May 2012 - April 2013
Hartford Alumnae Chapter - Delta Sigma Theta Sorority, Inc. 2009 - 2013
Pratt & Whitney November 2007 - May 2012
United Technologies 2005 - 2007
United Technologies 2000 - 2005
United Technologies 1998 - 2000
Daiwa Securities 1991 - 1993
IBM 1989 - 1990
Skills
Strategic Sourcing, Cross-functional Team..., Global Sourcing, Continuous Improvement, Supply Chain Management, Supplier Development, Process Improvement, Lean Manufacturing, Contract Negotiation, Program Management, Aerospace, Strategy, Materials Management, Supply Chain, Supplier Diversity, Operational Excellence, Value Stream Mapping, Change Management, Business Process...
Education
Purdue University - Krannert School of Management
M.B.A.
United Technologies Building & Industrial Systems January 2014 - Present
Otis Elevator Company May 2013 - December 2013
Otis Elevator Company May 2012 - April 2013
Hartford Alumnae Chapter - Delta Sigma Theta Sorority, Inc. 2009 - 2013
Pratt & Whitney November 2007 - May 2012
United Technologies 2005 - 2007
United Technologies 2000 - 2005
United Technologies 1998 - 2000
Daiwa Securities 1991 - 1993
IBM 1989 - 1990
Skills
Strategic Sourcing, Cross-functional Team..., Global Sourcing, Continuous Improvement, Supply Chain Management, Supplier Development, Process Improvement, Lean Manufacturing, Contract Negotiation, Program Management, Aerospace, Strategy, Materials Management, Supply Chain, Supplier Diversity, Operational Excellence, Value Stream Mapping, Change Management, Business Process...
Education
Purdue University - Krannert School of Management
M.B.A.
Barry Silver Barry Silver's Daiwa Securities Experience 1990 - 1992
Job Managing Director at Bank of TokyoMitsubishi UFJ
Industry Banking
Experience
The Norwalk Symphony Orchestra 2010 - Present
Bank of Tokyo-Mitsubishi UFJ February 1993 - Present
Connecticut Swimming, Inc. 2001 - 2009
Daiwa Securities 1990 - 1992
Merrill Lynch 1984 - 1989
A G Becker 1982 - 1984
Education
University of Pennsylvania 1978 — 1982
Bachelor of Science (B.S.)
University of Pennsylvania - The Wharton School 1978 — 1982
Bachelor of Science (BS)
The Norwalk Symphony Orchestra 2010 - Present
Bank of Tokyo-Mitsubishi UFJ February 1993 - Present
Connecticut Swimming, Inc. 2001 - 2009
Daiwa Securities 1990 - 1992
Merrill Lynch 1984 - 1989
A G Becker 1982 - 1984
Education
University of Pennsylvania 1978 — 1982
Bachelor of Science (B.S.)
University of Pennsylvania - The Wharton School 1978 — 1982
Bachelor of Science (BS)
Christian Miller's Daiwa Securities Experience April 2003 - September 2003
Job Team Leader of Rates and Mortgage Market Specialists, rates derivatives market specialist, at Bloomberg LP
Industry Financial Services
Experience
Bloomberg May 2011 - Present
First New York Securities September 2009 - June 2010
LBBW April 2009 - August 2009
Dresdner Kleinwort April 2004 - April 2009
Daiwa Securities April 2003 - September 2003
JP Morgan Chase July 1992 - March 2003
Skills
FX Options, Interest Rate..., Rates, Interest Rates, Fixed Income, Trading, Derivatives, Valuation, Portfolio Management
Education
Harvard University 1988 — 1992
BA, Economics
Westfield HS 1985 — 1988
Bloomberg May 2011 - Present
First New York Securities September 2009 - June 2010
LBBW April 2009 - August 2009
Dresdner Kleinwort April 2004 - April 2009
Daiwa Securities April 2003 - September 2003
JP Morgan Chase July 1992 - March 2003
Skills
FX Options, Interest Rate..., Rates, Interest Rates, Fixed Income, Trading, Derivatives, Valuation, Portfolio Management
Education
Harvard University 1988 — 1992
BA, Economics
Westfield HS 1985 — 1988
Richard Wegescheide Richard Wegescheide's Daiwa Securities Experience January 1995 - October 1998
Job Vice President, IT Business TechCitigroup Technology Inc
Industry Financial Services
Experience
Citigroup Technology Inc. April 2012 - Present
UBS Investment Bank January 2006 - October 2011
UBS Investment Bank October 1998 - January 2006
Daiwa Securities January 1995 - October 1998
MABON SECURITIES CORP January 1993 - January 1995
TESTWELL CRAIG LABORATORIES September 1991 - January 1993
BNY Securities June 1986 - August 1990
Irving Trust Company December 1981 - June 1986
DUTCHESS BANK AND TRUST COMPANY March 1975 - August 1980
Skills
Fixed Income Products, Operational Risk, Financial Institutions
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 1980 — 1981
MBA, Management-Finance, 3.5
University at Buffalo 1975 — 1977
BS, Management, 3.5
Citigroup Technology Inc. April 2012 - Present
UBS Investment Bank January 2006 - October 2011
UBS Investment Bank October 1998 - January 2006
Daiwa Securities January 1995 - October 1998
MABON SECURITIES CORP January 1993 - January 1995
TESTWELL CRAIG LABORATORIES September 1991 - January 1993
BNY Securities June 1986 - August 1990
Irving Trust Company December 1981 - June 1986
DUTCHESS BANK AND TRUST COMPANY March 1975 - August 1980
Skills
Fixed Income Products, Operational Risk, Financial Institutions
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 1980 — 1981
MBA, Management-Finance, 3.5
University at Buffalo 1975 — 1977
BS, Management, 3.5
Carlos Ruiz Antequera Carlos Ruiz Antequera's Daiwa Securities Experience January 1994 - March 1997
Job SVP Head of Discretionary Management en Santander BPI
Industry Banking
Experience
Santander BPI August 2011 - Present
Santander BPI, Miami March 2008 - August 2011
Banco Santander January 2005 - March 2008
Santander Asset Management February 2002 - December 2005
Santander Asset Management October 2000 - December 2002
BBVA Gestión de Activos December 1999 - October 2000
Banesto Fondos March 1997 - December 1999
Daiwa Securities January 1994 - March 1997
Skills
Asset Allocation, Fixed Income, Portfolio Management, Financial Markets, Private Banking, Equities, Asset Managment, Alternative Investments, Derivatives, Structured Products, Hedge Funds, Capital Markets, Investments, Bloomberg, Wealth Management, Investment Banking, Emerging Markets, Investment Advisory, Valuation, Equity Derivatives, Asesoramiento en..., Acciones, Asignación de activos, Banca de inversión, Banca privada, Derivados, Gestión de activos, Gestión de cartera de..., Inversiones, Inversiones alternativas, Mercado de capitales, Mercados financieros, Rentas fijas
Education
AFI - Escuela de Finanzas Aplicadas 2003 — 2004
Master Executive on Quantitative Finance, Quantitative Finance
Association for Investment Management and Research - CFA 1996 — 1999
Chartered Financial Analyst - CFA, Financial products, Markets and Investment Management
1992 — 1993
MBA, Business Administration
1988 — 1992
Bachelor, Business Administration & Finance
Santander BPI August 2011 - Present
Santander BPI, Miami March 2008 - August 2011
Banco Santander January 2005 - March 2008
Santander Asset Management February 2002 - December 2005
Santander Asset Management October 2000 - December 2002
BBVA Gestión de Activos December 1999 - October 2000
Banesto Fondos March 1997 - December 1999
Daiwa Securities January 1994 - March 1997
Skills
Asset Allocation, Fixed Income, Portfolio Management, Financial Markets, Private Banking, Equities, Asset Managment, Alternative Investments, Derivatives, Structured Products, Hedge Funds, Capital Markets, Investments, Bloomberg, Wealth Management, Investment Banking, Emerging Markets, Investment Advisory, Valuation, Equity Derivatives, Asesoramiento en..., Acciones, Asignación de activos, Banca de inversión, Banca privada, Derivados, Gestión de activos, Gestión de cartera de..., Inversiones, Inversiones alternativas, Mercado de capitales, Mercados financieros, Rentas fijas
Education
AFI - Escuela de Finanzas Aplicadas 2003 — 2004
Master Executive on Quantitative Finance, Quantitative Finance
Association for Investment Management and Research - CFA 1996 — 1999
Chartered Financial Analyst - CFA, Financial products, Markets and Investment Management
1992 — 1993
MBA, Business Administration
1988 — 1992
Bachelor, Business Administration & Finance
Paul Gamel Paul Gamel's Daiwa Securities Experience 1991 - 1993
Job Global Account Manager/Business Development/ Global Technology Consultant
Industry Telecommunications
Experience
Truphone May 2014 - Present
Sprint Nextel June 1999 - March 2014
Verizon October 1996 - June 1999
JPMorgan Chase April 1994 - April 1996
Daiwa Securities 1991 - 1993
Skills
Contract Negotiations, Telecommunications, Account Management, B2B, New Business Development, Sales Management, Solution Selling, Contract Negotiation, Sales Operations, Wireless, Cloud Computing, Selling, Strategic Partnerships, Business Development, Sales, Management, Leadership, Customer Retention, CRM, Mobile Devices, SaaS, Unified Communications, Direct Sales, Managed Services, Salesforce.com
Education
Long Island University, C.W. Post Campus 1986 — 1991
Bachelor of Science, Business Managment
Cortland Jr-Sr High school
Truphone May 2014 - Present
Sprint Nextel June 1999 - March 2014
Verizon October 1996 - June 1999
JPMorgan Chase April 1994 - April 1996
Daiwa Securities 1991 - 1993
Skills
Contract Negotiations, Telecommunications, Account Management, B2B, New Business Development, Sales Management, Solution Selling, Contract Negotiation, Sales Operations, Wireless, Cloud Computing, Selling, Strategic Partnerships, Business Development, Sales, Management, Leadership, Customer Retention, CRM, Mobile Devices, SaaS, Unified Communications, Direct Sales, Managed Services, Salesforce.com
Education
Long Island University, C.W. Post Campus 1986 — 1991
Bachelor of Science, Business Managment
Cortland Jr-Sr High school
Peter Brackman Peter Brackman's Daiwa Securities Experience January 1991 - June 1994
Job Vice President, State Street Global Markets
Industry Capital Markets
Experience
State Street Global Markets March 2015 - Present
J.P. Morgan September 2012 - August 2014
Markit August 2009 - August 2012
Morgan Stanley June 2003 - February 2008
UBS/PaineWebber June 1997 - June 2003
Deutsche Bank 1994 - 1996
Daiwa Securities January 1991 - June 1994
Kidder Peabody May 1988 - November 1989
Prudential Securities February 1986 - April 1988
Skills
Fixed Income, Risk Management, Portfolio Management, Trading, Financial Risk, Structured Products, Analytics, MBS, Structured Finance, Software Development, Securitization, ABS, Management, Finance, Testing
Education
Polytechnic University 1988 — 1989
Operations Research
Clark University 1980 — 1984
Computer Science, Mathematics
Midwood High School 1978 — 1980
State Street Global Markets March 2015 - Present
J.P. Morgan September 2012 - August 2014
Markit August 2009 - August 2012
Morgan Stanley June 2003 - February 2008
UBS/PaineWebber June 1997 - June 2003
Deutsche Bank 1994 - 1996
Daiwa Securities January 1991 - June 1994
Kidder Peabody May 1988 - November 1989
Prudential Securities February 1986 - April 1988
Skills
Fixed Income, Risk Management, Portfolio Management, Trading, Financial Risk, Structured Products, Analytics, MBS, Structured Finance, Software Development, Securitization, ABS, Management, Finance, Testing
Education
Polytechnic University 1988 — 1989
Operations Research
Clark University 1980 — 1984
Computer Science, Mathematics
Midwood High School 1978 — 1980
Rika Ikeoka's Daiwa Securities Experience April 1999 - April 2000
Job Commercial Contracts Manager at Air Liquide USA LLC
Industry Legal Services
Experience
Air Liquide May 2014 - Present
LyondellBasell September 2011 - May 2014
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates March 2008 - September 2011
Winstead PC March 2004 - March 2008
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates December 2001 - December 2003
Daiwa Securities April 1999 - April 2000
White & Case March 1997 - March 1999
Sun Microsystems July 1997 - August 1997
Skills
Contract Negotiation, Contract Management, Corporate Governance, Corporate Law, Corporate Finance, Finance, Project Finance, International Law, Strategy, Negotiation, Analysis, Energy, Cross-border..., Legal Compliance
Education
University of Pennsylvania Law School 2000 — 2001
LL.M.
Aoyama Gakuin University 1995 — 1999
B.A., Private International Law
Air Liquide May 2014 - Present
LyondellBasell September 2011 - May 2014
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates March 2008 - September 2011
Winstead PC March 2004 - March 2008
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates December 2001 - December 2003
Daiwa Securities April 1999 - April 2000
White & Case March 1997 - March 1999
Sun Microsystems July 1997 - August 1997
Skills
Contract Negotiation, Contract Management, Corporate Governance, Corporate Law, Corporate Finance, Finance, Project Finance, International Law, Strategy, Negotiation, Analysis, Energy, Cross-border..., Legal Compliance
Education
University of Pennsylvania Law School 2000 — 2001
LL.M.
Aoyama Gakuin University 1995 — 1999
B.A., Private International Law
Natasha Komninos's Daiwa Securities Experience March 2008 - June 2009
Job VP/ Capital Markets / BNP Paribas
Industry Capital Markets
Experience
BNP Paribas July 2015 - Present
BNP Paribas April 2013 - Present
National Futures Association June 2012 - March 2013
National Futures Association October 2010 - June 2012
National Futures Association June 2009 - October 2010
iMentor September 2009 - June 2010
Daiwa Securities March 2008 - June 2009
ATC Group, Inc. June 2007 - September 2007
Skills
Leadership, Strategy, Commodity, Financial Reporting, Financial Analysis, Finance, Risk Management, Analysis, Budgets, Equities, Financial Modeling, Investments, Management, Marketing, Microsoft Excel, Fixed Income
Education
Pace University 2005 — 2009
BBA, Finance
Pace University - Lubin School of Business 2005 — 2009
BBA, Finance
BNP Paribas July 2015 - Present
BNP Paribas April 2013 - Present
National Futures Association June 2012 - March 2013
National Futures Association October 2010 - June 2012
National Futures Association June 2009 - October 2010
iMentor September 2009 - June 2010
Daiwa Securities March 2008 - June 2009
ATC Group, Inc. June 2007 - September 2007
Skills
Leadership, Strategy, Commodity, Financial Reporting, Financial Analysis, Finance, Risk Management, Analysis, Budgets, Equities, Financial Modeling, Investments, Management, Marketing, Microsoft Excel, Fixed Income
Education
Pace University 2005 — 2009
BBA, Finance
Pace University - Lubin School of Business 2005 — 2009
BBA, Finance
Teresa Cronin Teresa Cronin's Daiwa Securities Experience 1997 - 1999
Job Eisai, Associate Director
Industry Marketing and Advertising
Experience
BioLumina March 2012 - Present
GSW Worldwide 2005 - May 2012
Rienzi & Rienzi Communications 1999 - 2005
Daiwa Securities 1997 - 1999
Education
Iona College 1989 — 1993
Bachelors, Business, Management, Marketing, and Related Support Services
BioLumina March 2012 - Present
GSW Worldwide 2005 - May 2012
Rienzi & Rienzi Communications 1999 - 2005
Daiwa Securities 1997 - 1999
Education
Iona College 1989 — 1993
Bachelors, Business, Management, Marketing, and Related Support Services
Marjorie Churgin's Daiwa Securities Experience 1992 - 1994
Job Business Development Director, AnalytixInsight
Industry Investment Management
Experience
AnalytixInsight September 2013 - Present
Economist Intelligence Unit, The Economist Group February 2011 - January 2013
CSA 2007 - 2009
Daiwa Securities 1992 - 1994
Bear Stearns 1988 - 1992
Goldman Sachs 1986 - 1987
Skills
Business Relationship..., Capital Markets, Structured Finance, Fixed Income, Financial Analysis, Investment Management, Strategy, Alternative Investments, Asset Management, Equities, Credit, Private Equity, Financial Services, Options, Trading, Corporate Finance, Valuation, Analytics, Risk Management, Forecasting, Portfolio Management, Banking, Business Development, Hedge Funds, Investments, Financial Modeling, Finance, Financial Markets, Emerging Markets
Education
Columbia University - Columbia Business School 1985 — 1986
MBA, Finance
Brown University
BA
AnalytixInsight September 2013 - Present
Economist Intelligence Unit, The Economist Group February 2011 - January 2013
CSA 2007 - 2009
Daiwa Securities 1992 - 1994
Bear Stearns 1988 - 1992
Goldman Sachs 1986 - 1987
Skills
Business Relationship..., Capital Markets, Structured Finance, Fixed Income, Financial Analysis, Investment Management, Strategy, Alternative Investments, Asset Management, Equities, Credit, Private Equity, Financial Services, Options, Trading, Corporate Finance, Valuation, Analytics, Risk Management, Forecasting, Portfolio Management, Banking, Business Development, Hedge Funds, Investments, Financial Modeling, Finance, Financial Markets, Emerging Markets
Education
Columbia University - Columbia Business School 1985 — 1986
MBA, Finance
Brown University
BA
Bill Ruff's Daiwa Securities Experience January 1996 - August 1998
Job SVP, Finance at Lytx (formerly DriveCam)
Industry Information Technology and Services
Experience
DriveCam June 2006 - Present
Citi Group July 2000 - October 2002
Daiwa Securities January 1996 - August 1998
Skills
Financial Modeling, Finance, Investment Banking, Strategic Planning, Due Diligence, Mergers & Acquisitions, Financial Analysis, Venture Capital, Start-ups, Cross-functional Team..., Financial Reporting, Mergers, Corporate Finance, Program Management
Education
The University of Chicago Booth School of Business 1998 — 2000
MBA, Accounting, Finance and Entrepreneurship
Haverford College 1986 — 1990
BA
DriveCam June 2006 - Present
Citi Group July 2000 - October 2002
Daiwa Securities January 1996 - August 1998
Skills
Financial Modeling, Finance, Investment Banking, Strategic Planning, Due Diligence, Mergers & Acquisitions, Financial Analysis, Venture Capital, Start-ups, Cross-functional Team..., Financial Reporting, Mergers, Corporate Finance, Program Management
Education
The University of Chicago Booth School of Business 1998 — 2000
MBA, Accounting, Finance and Entrepreneurship
Haverford College 1986 — 1990
BA
Francis Kim Francis Kim's Daiwa Securities Experience June 2005 - September 2007
Job Director, Mergers & Acquisitions
Industry Banking
Experience
Bank of Tokyo-Mitsubishi UFJ August 2011 - Present
Sagent Advisors September 2007 - August 2011
Daiwa Securities June 2005 - September 2007
de Visscher & Co. June 2003 - July 2005
Education
Cornell University 2000 — 2003
BS, Industrial and Labor Relations
Bank of Tokyo-Mitsubishi UFJ August 2011 - Present
Sagent Advisors September 2007 - August 2011
Daiwa Securities June 2005 - September 2007
de Visscher & Co. June 2003 - July 2005
Education
Cornell University 2000 — 2003
BS, Industrial and Labor Relations
Kevin McGlynn Kevin McGlynn's Daiwa Securities Experience October 1986 - March 1999
Job Manager Application Planning at Broadridge Financial Solutions
Industry Accounting
Experience
Broadridge Financial Solutions April 2014 - Present
Broadridge Financial Solutions February 2011 - March 2014
Broadridge Financial Solutions February 2011 - December 2011
Sharp Decisions December 2010 - February 2011
RBC Capital Markets Corp January 2007 - August 2010
HSBC Bank USA Inc January 2002 - January 2007
HSBC Securities March 1999 - January 2007
Daiwa Securities October 1986 - March 1999
Skills
Series 6, Series 63, Insurance, Fixed Income, Capital Markets, Financial Analysis, Bonds, Investments, MBS, CDS, Financial Risk, Derivatives, Finance, Process Improvement, ABS, Securities, Accounting, Equities, Auditing, Account Reconciliation, Prime Brokerage, Bloomberg, Analysis, Investment Banking, Treasury, Product Control, Portfolio Management, Financial Services, Middle Office, Equity Derivatives, Banking, FX Options, Back Office, Hedge Funds, Interest Rate..., Credit Derivatives, Settlement, Trading Systems, Corporate Actions, Financial Markets, Options, Trading, Interest Rate Swaps, Operational Risk, Electronic Trading, Collateral Management, Securities Lending, Series 7, Asset Management
Education
State University of New York, College at New Paltz 1983 — 1986
Bachelor of Science Degree, Accounting
State University of New York at New Paltz 1981 — 1985
BA, Accounting, History
Broadridge Financial Solutions April 2014 - Present
Broadridge Financial Solutions February 2011 - March 2014
Broadridge Financial Solutions February 2011 - December 2011
Sharp Decisions December 2010 - February 2011
RBC Capital Markets Corp January 2007 - August 2010
HSBC Bank USA Inc January 2002 - January 2007
HSBC Securities March 1999 - January 2007
Daiwa Securities October 1986 - March 1999
Skills
Series 6, Series 63, Insurance, Fixed Income, Capital Markets, Financial Analysis, Bonds, Investments, MBS, CDS, Financial Risk, Derivatives, Finance, Process Improvement, ABS, Securities, Accounting, Equities, Auditing, Account Reconciliation, Prime Brokerage, Bloomberg, Analysis, Investment Banking, Treasury, Product Control, Portfolio Management, Financial Services, Middle Office, Equity Derivatives, Banking, FX Options, Back Office, Hedge Funds, Interest Rate..., Credit Derivatives, Settlement, Trading Systems, Corporate Actions, Financial Markets, Options, Trading, Interest Rate Swaps, Operational Risk, Electronic Trading, Collateral Management, Securities Lending, Series 7, Asset Management
Education
State University of New York, College at New Paltz 1983 — 1986
Bachelor of Science Degree, Accounting
State University of New York at New Paltz 1981 — 1985
BA, Accounting, History
Paul Szkotak Paul Szkotak's Daiwa Securities Experience 1996 - 1999
Job Main Street Fine Homes
Industry Real Estate
Experience
Main Street Assets June 2009 - Present
Storage Depot 1999 - July 2013
FedFirst Commercial Capital August 2000 - June 2009
Daiwa Securities 1996 - 1999
Skills
Due Diligence, Commercial Lending, Loans, Real Estate, Investments, Valuation, Credit, Real Estate Economics, Credit Analysis, Investment Properties, Mortgage Lending, Financial Analysis, Loan Origination, Real Estate Transactions, Banking, Underwriting, Commercial Banking, New Business Development, Risk Management, Real Estate Development, Foreclosures, Commercial Real Estate, Entrepreneurship, Disposition, REO, Investors, Brokerage, Residential Homes, Asset Management, Funding, Refinance, Leases, Property Management, Tenant, Land Acquisition, Corporate Real Estate, Short Sales, Single Family Homes, Real Property, Referrals, Property, First Time Home Buyers, Apartments, Sellers, Condos, Rentals, Buyers, HUD, Real Estate Investor, Relocation
Education
Rider University 1989 — 1991
BA, Finance
Bishop Eustace 1984 — 1988
Main Street Assets June 2009 - Present
Storage Depot 1999 - July 2013
FedFirst Commercial Capital August 2000 - June 2009
Daiwa Securities 1996 - 1999
Skills
Due Diligence, Commercial Lending, Loans, Real Estate, Investments, Valuation, Credit, Real Estate Economics, Credit Analysis, Investment Properties, Mortgage Lending, Financial Analysis, Loan Origination, Real Estate Transactions, Banking, Underwriting, Commercial Banking, New Business Development, Risk Management, Real Estate Development, Foreclosures, Commercial Real Estate, Entrepreneurship, Disposition, REO, Investors, Brokerage, Residential Homes, Asset Management, Funding, Refinance, Leases, Property Management, Tenant, Land Acquisition, Corporate Real Estate, Short Sales, Single Family Homes, Real Property, Referrals, Property, First Time Home Buyers, Apartments, Sellers, Condos, Rentals, Buyers, HUD, Real Estate Investor, Relocation
Education
Rider University 1989 — 1991
BA, Finance
Bishop Eustace 1984 — 1988
Dennis Mah's Daiwa Securities Experience 1996 - 1997
Job Commodity trading specialist formerly with NewEdge Group
Industry Banking
Experience
Aflac 2012 - Present
NewEdge Group September 2004 - September 2011
Prudential Financial 2001 - 2004
Credit Lyonnais 1997 - 2001
Daiwa Securities 1996 - 1997
Skills
Trading, Commodity, Trading Systems, Microsoft Excel, Banking, Financial Analysis, Electronic Trading, Finance, Financial Services, Risk Management, Networking, Derivatives, FX Options
Education
Iona College
BA, Communications and minor in marketing
Valley Stream Central
Aflac 2012 - Present
NewEdge Group September 2004 - September 2011
Prudential Financial 2001 - 2004
Credit Lyonnais 1997 - 2001
Daiwa Securities 1996 - 1997
Skills
Trading, Commodity, Trading Systems, Microsoft Excel, Banking, Financial Analysis, Electronic Trading, Finance, Financial Services, Risk Management, Networking, Derivatives, FX Options
Education
Iona College
BA, Communications and minor in marketing
Valley Stream Central
David French's Daiwa Securities Experience August 2004 - April 2006
Job Sales/Sales Manager
Industry Financial Services
Experience
Thomson Reuters February 2007 - Present
Thomson Reuters February 2007 - September 2010
Daiwa Securities August 2004 - April 2006
Cantor Fitzgerald 2006 - 2006
BBVA September 1997 - December 2000
Credit Lyonnais 1990 - 1997
Oppenheimer & Co. 1986 - 1990
Skills
Fixed Income, Financial Markets, Market Data, Derivatives, Capital Markets, Funding, Hedge Funds, Trading, Trading Systems, Treasury, Electronic Trading, Proprietary Trading, Credit, Banking, Equities, Foreign Exchange, Options
Education
Union College
BA, Economics
Thomson Reuters February 2007 - Present
Thomson Reuters February 2007 - September 2010
Daiwa Securities August 2004 - April 2006
Cantor Fitzgerald 2006 - 2006
BBVA September 1997 - December 2000
Credit Lyonnais 1990 - 1997
Oppenheimer & Co. 1986 - 1990
Skills
Fixed Income, Financial Markets, Market Data, Derivatives, Capital Markets, Funding, Hedge Funds, Trading, Trading Systems, Treasury, Electronic Trading, Proprietary Trading, Credit, Banking, Equities, Foreign Exchange, Options
Education
Union College
BA, Economics
Stephen Meyler's Daiwa Securities Experience January 1993 - March 1994
Job
Industry Construction
Experience
Corporate Electric Group, Inc. August 2009 - Present
Goldman Sachs & Co. September 2000 - August 2009
Spear, Leeds & Kellogg LP March 1994 - September 2000
Daiwa Securities January 1993 - March 1994
CS First Boston June 1988 - July 1992
Salomon Brothers June 1986 - June 1988
Education
Manhattan College 1982 — 1986
BS, Finance, Computer Information Systems
Corporate Electric Group, Inc. August 2009 - Present
Goldman Sachs & Co. September 2000 - August 2009
Spear, Leeds & Kellogg LP March 1994 - September 2000
Daiwa Securities January 1993 - March 1994
CS First Boston June 1988 - July 1992
Salomon Brothers June 1986 - June 1988
Education
Manhattan College 1982 — 1986
BS, Finance, Computer Information Systems
Richard Bianchi's Daiwa Securities Experience 1996 - 1998
Job Executive Director at CIBC World Markets
Industry Commercial Real Estate
Experience
CIBC World Markets January 2014 - Present
Arbor Commercial Mortgage March 2013 - January 2014
Oritani Bank February 2011 - March 2013
Capmark Finance, Inc. May 2000 - March 2011
Daiwa Securities 1996 - 1998
Skills
Structured Finance, Real Estate, Real Estate Finance, Asset Management, Underwriting, Structuring, Debt, Due Diligence, Credit, Real Estate Economics, Asset Managment, Investment Properties, Financial Structuring, Loans, Real Estate Financing, CMBS, Portfolio Management, Disposition, Commercial Real Estate, Commercial Mortgages, Real Estate Transactions, Credit Analysis, Valuation, Loan Origination, Brokerage, Commercial Lending, Mezzanine, Capital Markets, Acquisitions, Investments
Education
The George Washington University 1986 — 1990
BA, Political Science
Purchase Elementary
CIBC World Markets January 2014 - Present
Arbor Commercial Mortgage March 2013 - January 2014
Oritani Bank February 2011 - March 2013
Capmark Finance, Inc. May 2000 - March 2011
Daiwa Securities 1996 - 1998
Skills
Structured Finance, Real Estate, Real Estate Finance, Asset Management, Underwriting, Structuring, Debt, Due Diligence, Credit, Real Estate Economics, Asset Managment, Investment Properties, Financial Structuring, Loans, Real Estate Financing, CMBS, Portfolio Management, Disposition, Commercial Real Estate, Commercial Mortgages, Real Estate Transactions, Credit Analysis, Valuation, Loan Origination, Brokerage, Commercial Lending, Mezzanine, Capital Markets, Acquisitions, Investments
Education
The George Washington University 1986 — 1990
BA, Political Science
Purchase Elementary
Jim Psaroudis, CIA CRMA's Daiwa Securities Experience 1996 - 1998
Job Risk Management Director at ING Financial Services
Industry Financial Services
Experience
ING Financial Services LLC January 2006 - Present
Bank of Montreal/ Harrisdirect November 2002 - January 2006
Datek Online/ Ameritrade 1998 - 2002
Daiwa Securities 1996 - 1998
DLJ 1992 - 1996
Skills
Internal Audit, Operational Risk..., Enterprise Risk..., Financial Risk, Capital Markets, Financial Reporting, Corporate Governance, Fixed Income, Banking, Sarbanes-Oxley Act, Operational Risk, Financial Analysis, IT Audit, Derivatives, Equities, Finance, Financial Services, Securities, Corporate Finance, AML, Due Diligence, Management, Asset Management
Education
City University of New York-Baruch College - Zicklin School of Business 1976 — 1982
B.B.A., Accounting
Peter Stuyvesant High School 1969 — 1972
Academic Degree
ING Financial Services LLC January 2006 - Present
Bank of Montreal/ Harrisdirect November 2002 - January 2006
Datek Online/ Ameritrade 1998 - 2002
Daiwa Securities 1996 - 1998
DLJ 1992 - 1996
Skills
Internal Audit, Operational Risk..., Enterprise Risk..., Financial Risk, Capital Markets, Financial Reporting, Corporate Governance, Fixed Income, Banking, Sarbanes-Oxley Act, Operational Risk, Financial Analysis, IT Audit, Derivatives, Equities, Finance, Financial Services, Securities, Corporate Finance, AML, Due Diligence, Management, Asset Management
Education
City University of New York-Baruch College - Zicklin School of Business 1976 — 1982
B.B.A., Accounting
Peter Stuyvesant High School 1969 — 1972
Academic Degree
Sean McSherry's Daiwa Securities Experience August 2006 - September 2007
Job Director, Financial Planning and Analysis at Indeed
Industry Internet
Experience
Indeed.com September 2012 - Present
chartbeat.com January 2012 - July 2012
TheLadders.com April 2011 - February 2012
TheLadders.com February 2009 - March 2011
AIG Travel, Inc September 2007 - January 2009
Daiwa Securities August 2006 - September 2007
Shattuck Hammond Partners 2004 - 2006
Skills
Excel, MAS 500, FRX, Financial Modeling, Financial Analysis, Microsoft Excel, Forecasting, FRx, MAS500, Mergers, Competitive Analysis, Due Diligence, Valuation, Finance, Cross-functional Team..., Strategy, Mergers & Acquisitions
Education
Rice University 1998 — 2002
BA, Economics, Management
Regis High School
Indeed.com September 2012 - Present
chartbeat.com January 2012 - July 2012
TheLadders.com April 2011 - February 2012
TheLadders.com February 2009 - March 2011
AIG Travel, Inc September 2007 - January 2009
Daiwa Securities August 2006 - September 2007
Shattuck Hammond Partners 2004 - 2006
Skills
Excel, MAS 500, FRX, Financial Modeling, Financial Analysis, Microsoft Excel, Forecasting, FRx, MAS500, Mergers, Competitive Analysis, Due Diligence, Valuation, Finance, Cross-functional Team..., Strategy, Mergers & Acquisitions
Education
Rice University 1998 — 2002
BA, Economics, Management
Regis High School
Brendan Loonam's Daiwa Securities Experience September 1997 - August 1999
Job Director at FINRA
Industry Financial Services
Experience
FINRA January 2004 - Present
ING Financial Markets May 2002 - July 2003
ABN AMRO April 2001 - April 2002
ING Barings LLC August 1999 - April 2001
Daiwa Securities September 1997 - August 1999
Education
Boston College 1993 — 1997
BS, Finance
Regis High School 1989 — 1993
FINRA January 2004 - Present
ING Financial Markets May 2002 - July 2003
ABN AMRO April 2001 - April 2002
ING Barings LLC August 1999 - April 2001
Daiwa Securities September 1997 - August 1999
Education
Boston College 1993 — 1997
BS, Finance
Regis High School 1989 — 1993
Shane De Burca's Daiwa Securities Experience September 1995 - June 1996
Job Corporate Attorney
Industry Law Practice
Experience
de Burca PLLC January 2010 - Present
Chadbourne & Parke LLP January 2002 - November 2009
Davis Polk & Wardwell September 1997 - January 2002
Daiwa Securities September 1995 - June 1996
Skills
Insurance
Education
University College Dublin 1991 — 1995
BCL, Law
Cornell Law School
LLM, Law
de Burca PLLC January 2010 - Present
Chadbourne & Parke LLP January 2002 - November 2009
Davis Polk & Wardwell September 1997 - January 2002
Daiwa Securities September 1995 - June 1996
Skills
Insurance
Education
University College Dublin 1991 — 1995
BCL, Law
Cornell Law School
LLM, Law
Dennis Kennedy's Daiwa Securities Experience July 1991 - July 1993
Job Associate Director Operations at UBS Investment Bank
Industry Financial Services
Experience
UBS Investment Bank January 2011 - Present
Cumberland Packing May 2009 - January 2011
UBS Investment Bank August 1997 - November 2008
Lehman Brothers Inc July 1993 - August 1997
Daiwa Securities July 1991 - July 1993
Skills
MBS, Bloomberg, Capital Markets, Securities, Fixed Income, Account Reconciliation, Investment Banking, Inventory Management, Agency MBS, Nostro Reconciliation, ERP Software, Cost Management, System Testing, General Ledger, Settlement
Education
Saint Bonaventure University 1987 — 1991
Bachelor of Business Administration (BBA), Finance, General
UBS Investment Bank January 2011 - Present
Cumberland Packing May 2009 - January 2011
UBS Investment Bank August 1997 - November 2008
Lehman Brothers Inc July 1993 - August 1997
Daiwa Securities July 1991 - July 1993
Skills
MBS, Bloomberg, Capital Markets, Securities, Fixed Income, Account Reconciliation, Investment Banking, Inventory Management, Agency MBS, Nostro Reconciliation, ERP Software, Cost Management, System Testing, General Ledger, Settlement
Education
Saint Bonaventure University 1987 — 1991
Bachelor of Business Administration (BBA), Finance, General
Gerry Curry's Daiwa Securities Experience February 1997 - January 1998
Job Director Enterprise Independent Testing, Global Markets Surveillance, at Merrill Lynch Pierce Fenner & Smith
Industry Investment Banking
Experience
Merrill Lynch Pierce Fenner & Smith July 2004 - Present
Wachovia Securities February 1998 - July 2004
Daiwa Securities February 1997 - January 1998
Lehman Brothers 1984 - 1996
Skills
Fixed Income, Series 7, Series 63, Capital Markets, Derivatives, Equities, Financial Services, Risk Management, Hedge Funds, Securities
Education
Pace University - Lubin School of Business
Merrill Lynch Pierce Fenner & Smith July 2004 - Present
Wachovia Securities February 1998 - July 2004
Daiwa Securities February 1997 - January 1998
Lehman Brothers 1984 - 1996
Skills
Fixed Income, Series 7, Series 63, Capital Markets, Derivatives, Equities, Financial Services, Risk Management, Hedge Funds, Securities
Education
Pace University - Lubin School of Business
Jacob Navok's Daiwa Securities Experience 2009 - 2009
Job
Industry Entertainment
Experience
Shinra Technologies, Inc. September 2014 - Present
Square Enix Holdings Co. Ltd February 2011 - December 2014
Square Enix Co. Ltd June 2010 - February 2011
Daiwa Securities 2009 - 2009
AJ Advisers May 2005 - August 2008
Education
Columbia University - Columbia Business School 2008 — 2010
MBA
Columbia University in the City of New York 2004 — 2005
MA, Japanese History
Fairfield University 2000 — 2004
BA, History
Sophia University
Research Fellow
Shinra Technologies, Inc. September 2014 - Present
Square Enix Holdings Co. Ltd February 2011 - December 2014
Square Enix Co. Ltd June 2010 - February 2011
Daiwa Securities 2009 - 2009
AJ Advisers May 2005 - August 2008
Education
Columbia University - Columbia Business School 2008 — 2010
MBA
Columbia University in the City of New York 2004 — 2005
MA, Japanese History
Fairfield University 2000 — 2004
BA, History
Sophia University
Research Fellow
John Hoff, CFA's Daiwa Securities Experience October 2004 - May 2006
Job Director RBS Securities
Industry Financial Services
Experience
RBS August 2009 - Present
BGC Partners / Cantor Fitzgerald October 2006 - August 2009
Daiwa Securities October 2004 - May 2006
Bank of America April 2002 - October 2003
BNP Paribas March 2001 - April 2002
The Chase Manhattan Bank 1991 - 2001
Kidder Peabody 1981 - 1990
Goldman Sachs 1987 - 1989
Skills
Fixed Income, Financial Markets, Relationship Management, Securities
Education
Columbia University - Columbia Business School 1980 — 1981
MBA, Finance / Accounting
Hobart and William Smith Colleges 1973 — 1977
BA, Economics
RBS August 2009 - Present
BGC Partners / Cantor Fitzgerald October 2006 - August 2009
Daiwa Securities October 2004 - May 2006
Bank of America April 2002 - October 2003
BNP Paribas March 2001 - April 2002
The Chase Manhattan Bank 1991 - 2001
Kidder Peabody 1981 - 1990
Goldman Sachs 1987 - 1989
Skills
Fixed Income, Financial Markets, Relationship Management, Securities
Education
Columbia University - Columbia Business School 1980 — 1981
MBA, Finance / Accounting
Hobart and William Smith Colleges 1973 — 1977
BA, Economics
Eveline F. Gerck's Daiwa Securities Experience December 1996 - January 1999
Job Lagoa Capital Partners LLC
Industry Venture Capital & Private Equity
Experience
Lagoa Capital Partners LLC 2005 - Present
Trust Company of the West 2000 - 2004
JPMorgan Chase January 1999 - December 2000
Daiwa Securities December 1996 - January 1999
Nomura 1994 - 1996
Price Waterhouse Management Consultants 1986 - 1989
Price Waterhouse Management Consultants 1986 - 1989
Price Waterhouse Management Consultants 1986 - 1989
Price Waterhouse Management Consultants 1986 - 1989
Price Waterhouse Management Consultants 1986 - 1989
Skills
Private Equity, Venture Capital, Investment Banking, Mergers & Acquisitions, Equity Research, Alternative Investments, Portfolio Management, Valuation, Emerging Markets, Corporate Development, Corporate Finance, Competitive Analysis, LBO, Securities, Capital Markets, Principal Investing, Fixed Income, High Yield, Corporate Partnership..., M&A Negotiations, M&A Research, M&A work, Acquisition Targeting, Social Impact, Environmental Impact..., Corporate Governance, US GAAP, Board of Directors, Advisory Boards, Corporate Advisory, Investor Presentations, Investor Liaison, Investor Relations, ESG, Sustainability, Risk Management, Hedge Funds
Education
Harvard University 1989 — 1992
Entrepreneurship/ Finance
University of Maryland - Robert H. Smith School of Business 1991 — 1993
Master of Business Administration (M.B.A.)
Lagoa Capital Partners LLC 2005 - Present
Trust Company of the West 2000 - 2004
JPMorgan Chase January 1999 - December 2000
Daiwa Securities December 1996 - January 1999
Nomura 1994 - 1996
Price Waterhouse Management Consultants 1986 - 1989
Price Waterhouse Management Consultants 1986 - 1989
Price Waterhouse Management Consultants 1986 - 1989
Price Waterhouse Management Consultants 1986 - 1989
Price Waterhouse Management Consultants 1986 - 1989
Skills
Private Equity, Venture Capital, Investment Banking, Mergers & Acquisitions, Equity Research, Alternative Investments, Portfolio Management, Valuation, Emerging Markets, Corporate Development, Corporate Finance, Competitive Analysis, LBO, Securities, Capital Markets, Principal Investing, Fixed Income, High Yield, Corporate Partnership..., M&A Negotiations, M&A Research, M&A work, Acquisition Targeting, Social Impact, Environmental Impact..., Corporate Governance, US GAAP, Board of Directors, Advisory Boards, Corporate Advisory, Investor Presentations, Investor Liaison, Investor Relations, ESG, Sustainability, Risk Management, Hedge Funds
Education
Harvard University 1989 — 1992
Entrepreneurship/ Finance
University of Maryland - Robert H. Smith School of Business 1991 — 1993
Master of Business Administration (M.B.A.)
Karen Zimmerman's Daiwa Securities Experience 1991 - 1994
Job Fixed Income and Structured Products Investor
Industry Investment Management
Experience
Tufts University 2004 - Present
Hampshire Capital 2000 - Present
Credit Suisse First Boston 1995 - 2000
Daiwa Securities 1991 - 1994
Skills
Fixed Income, Trading, Asset Management, Debt, Asset Managment, Alternative Investments, Fundraising, Real Estate, Social Media, Strategic Planning, Nonprofits, Philanthropy, Public Speaking
Education
The Tuck School of Business at Dartmouth
MBA, Finance
Tufts University
BA, Economics
Tufts University 2004 - Present
Hampshire Capital 2000 - Present
Credit Suisse First Boston 1995 - 2000
Daiwa Securities 1991 - 1994
Skills
Fixed Income, Trading, Asset Management, Debt, Asset Managment, Alternative Investments, Fundraising, Real Estate, Social Media, Strategic Planning, Nonprofits, Philanthropy, Public Speaking
Education
The Tuck School of Business at Dartmouth
MBA, Finance
Tufts University
BA, Economics
Murray Neal's Daiwa Securities Experience July 1990 - March 1996
Job Managing Director, IG DCM Scotiabank
Industry Investment Banking
Experience
Scotiabank December 2000 - Present
Scotia Capital April 1996 - December 2000
Daiwa Securities July 1990 - March 1996
Skills
Origination, Debt, Fixed Income, Capital Markets, Bonds, Swaps, DCM
Education
The University of Western Ontario - Richard Ivey School of Business 1988 — 1990
MBA
Western University 1985 — 1987
MSc, Biochemistry
Western University 1981 — 1985
HBSc, Genetics
Scotiabank December 2000 - Present
Scotia Capital April 1996 - December 2000
Daiwa Securities July 1990 - March 1996
Skills
Origination, Debt, Fixed Income, Capital Markets, Bonds, Swaps, DCM
Education
The University of Western Ontario - Richard Ivey School of Business 1988 — 1990
MBA
Western University 1985 — 1987
MSc, Biochemistry
Western University 1981 — 1985
HBSc, Genetics
Christine Eid Viola's Daiwa Securities Experience 1999 - 2004
Job Founder, Exquisite Affairs Productions Inc.
Industry Events Services
Experience
Exquisite Affairs Productions Inc. June 2006 - Present
JPMorgan Chase January 2004 - November 2007
ING Financial Services LLC 2003 - 2004
Daiwa Securities 1999 - 2004
Skills
Contract Negotiation, Brand Management, Budgets, Risk Management, Financial Analysis, Business Analysis, Event Planning, Financial Services, Strategic Planning, Project Management, Microsoft Excel, Portfolio Management, Managerial Finance, Customer Service, Banking, Forecasting, Microsoft Office, Investments, Mergers, Project Planning, Management, Weddings, Accounting, Business Development, Business Planning, Business Strategy, Corporate Events, Entrepreneurship, Event Management, Hospitality, Market Research, Finance, Social Networking, Social Media Marketing, Start-ups, Strategy, Team Building, Team Leadership, Time Management, Trade Shows
Education
City University of New York-Baruch College - Zicklin School of Business 1999 — 2002
BBS, CIS
State University of New York at Stony Brook 1998 — 1999
Computer Science
Cornell University
MBA
Exquisite Affairs Productions Inc. June 2006 - Present
JPMorgan Chase January 2004 - November 2007
ING Financial Services LLC 2003 - 2004
Daiwa Securities 1999 - 2004
Skills
Contract Negotiation, Brand Management, Budgets, Risk Management, Financial Analysis, Business Analysis, Event Planning, Financial Services, Strategic Planning, Project Management, Microsoft Excel, Portfolio Management, Managerial Finance, Customer Service, Banking, Forecasting, Microsoft Office, Investments, Mergers, Project Planning, Management, Weddings, Accounting, Business Development, Business Planning, Business Strategy, Corporate Events, Entrepreneurship, Event Management, Hospitality, Market Research, Finance, Social Networking, Social Media Marketing, Start-ups, Strategy, Team Building, Team Leadership, Time Management, Trade Shows
Education
City University of New York-Baruch College - Zicklin School of Business 1999 — 2002
BBS, CIS
State University of New York at Stony Brook 1998 — 1999
Computer Science
Cornell University
MBA
Linda Janny's Daiwa Securities Experience 1989 - December 1993
Job Accounts Payable Manager at INFONXX
Industry Telecommunications
Experience
kgb USA January 1997 - Present
Lehigh County January 1994 - December 1996
Daiwa Securities 1989 - December 1993
Education
Queens College
kgb USA January 1997 - Present
Lehigh County January 1994 - December 1996
Daiwa Securities 1989 - December 1993
Education
Queens College
Megumi Suzuki's Daiwa Securities Experience March 1996 - March 1997
Job
Industry Computer Software
Experience
Apple March 2015 - Present
FoundationDB May 2014 - March 2015
AnGes, Inc. May 2010 - May 2014
AnGes, Inc. December 2008 - April 2010
e-Agent, Inc. January 2004 - November 2008
e-Agent, Inc. January 2002 - January 2004
Bowne & Co., Inc. June 2000 - January 2002
Daiwa Securities March 1996 - March 1997
Nikkei Business Publications March 1994 - March 1995
Skills
Strategic Planning, Marketing, Business Strategy, Project Management, Management, Budgets, Business Process..., Change Management, Process Improvement, Strategy, Social Media, CRM, Salesforce.com, Team Building, Program Management, Research, Leadership
Education
New York University 2000 — 2003
Bachelor's Degree
Accadis International College 1998 — 1999
The Goethe University Frankfurt 1995 — 1997
Altkoenigschule 1992 — 1995
Abitur
Eichwaldschule
Apple March 2015 - Present
FoundationDB May 2014 - March 2015
AnGes, Inc. May 2010 - May 2014
AnGes, Inc. December 2008 - April 2010
e-Agent, Inc. January 2004 - November 2008
e-Agent, Inc. January 2002 - January 2004
Bowne & Co., Inc. June 2000 - January 2002
Daiwa Securities March 1996 - March 1997
Nikkei Business Publications March 1994 - March 1995
Skills
Strategic Planning, Marketing, Business Strategy, Project Management, Management, Budgets, Business Process..., Change Management, Process Improvement, Strategy, Social Media, CRM, Salesforce.com, Team Building, Program Management, Research, Leadership
Education
New York University 2000 — 2003
Bachelor's Degree
Accadis International College 1998 — 1999
The Goethe University Frankfurt 1995 — 1997
Altkoenigschule 1992 — 1995
Abitur
Eichwaldschule
Jose Villagomez's Daiwa Securities Experience 1990 - 2003
Job Systems Engineer at Fordham University
Industry Information Technology and Services
Experience
Fordham University April 2008 - Present
CitySoft January 2005 - April 2008
Daiwa Securities 1990 - 2003
Skills
QuickBooks, Java, Microsoft SQL Server, Cloud Computing, Networking, Architecture, Project Management, Program Management, Perl, Active Directory, Storage Area Networks, Scrum
Education
New York School of Computer Technology 1979 — 1981
Computer Programming, Computer Programming
Queensborough Community College 1979 — 1981
Fordham University April 2008 - Present
CitySoft January 2005 - April 2008
Daiwa Securities 1990 - 2003
Skills
QuickBooks, Java, Microsoft SQL Server, Cloud Computing, Networking, Architecture, Project Management, Program Management, Perl, Active Directory, Storage Area Networks, Scrum
Education
New York School of Computer Technology 1979 — 1981
Computer Programming, Computer Programming
Queensborough Community College 1979 — 1981
Elizabeth Menhenett, CFA's Daiwa Securities Experience 1996 - 2000
Job Director at FGIC
Industry Capital Markets
Experience
FGIC September 2002 - Present
Fitch Ratings 2000 - 2002
Daiwa Securities 1996 - 2000
Prudential Securities 1993 - 1996
Skills
Financial Structuring, Securitization, Structured Finance, Portfolio Management, ABS, CDO, Credit Analysis, CLO, Risk Management, Alternative Investments, MBS, Fixed Income, Structured Products, Credit Derivatives, Capital Markets, Derivatives, Credit Risk
Education
Massachusetts Institute of Technology 1989 — 1993
BS, Computer Science and Economics
FGIC September 2002 - Present
Fitch Ratings 2000 - 2002
Daiwa Securities 1996 - 2000
Prudential Securities 1993 - 1996
Skills
Financial Structuring, Securitization, Structured Finance, Portfolio Management, ABS, CDO, Credit Analysis, CLO, Risk Management, Alternative Investments, MBS, Fixed Income, Structured Products, Credit Derivatives, Capital Markets, Derivatives, Credit Risk
Education
Massachusetts Institute of Technology 1989 — 1993
BS, Computer Science and Economics
Nitin Goel's Daiwa Securities Experience January 1999 - December 2001
Job Sr Solutions Architect at Scotiabank
Industry Information Technology and Services
Experience
Scotiabank August 2012 - Present
Citigroup Capital Markets April 2010 - Present
Bloomberg LP March 2008 - April 2010
NYSE December 2001 - February 2008
Daiwa Securities January 1999 - December 2001
Skills
Agile Methodologies, Java, SDLC, Trading Systems, Software Development
Education
Devi Ahilya Vishwavidyalaya 1993 — 1996
Scotiabank August 2012 - Present
Citigroup Capital Markets April 2010 - Present
Bloomberg LP March 2008 - April 2010
NYSE December 2001 - February 2008
Daiwa Securities January 1999 - December 2001
Skills
Agile Methodologies, Java, SDLC, Trading Systems, Software Development
Education
Devi Ahilya Vishwavidyalaya 1993 — 1996
Alex Ovalle's Daiwa Securities Experience June 1998 - February 1999
Job Managing Director at Silverpeak Real Estate Finance
Industry Financial Services
Experience
Silverpeak Real Estate Finance April 2014 - Present
Jeffries LoanCore June 2011 - April 2014
OGP, Inc. January 2009 - June 2011
RBS Greenwich Capital July 2002 - December 2008
JP Morgan Mortgage Capital February 1999 - April 2002
Daiwa Securities June 1998 - February 1999
Nomura Securities July 1994 - May 1998
LaSalle Partners 1992 - 1994
Skills
Mortgage Lending, Loans, Commercial Mortgages, Real Estate Economics, Due Diligence, Finance, CMBS
Education
Harvard University 1988 — 1992
A.B., Economics
Silverpeak Real Estate Finance April 2014 - Present
Jeffries LoanCore June 2011 - April 2014
OGP, Inc. January 2009 - June 2011
RBS Greenwich Capital July 2002 - December 2008
JP Morgan Mortgage Capital February 1999 - April 2002
Daiwa Securities June 1998 - February 1999
Nomura Securities July 1994 - May 1998
LaSalle Partners 1992 - 1994
Skills
Mortgage Lending, Loans, Commercial Mortgages, Real Estate Economics, Due Diligence, Finance, CMBS
Education
Harvard University 1988 — 1992
A.B., Economics
Jude Skowron's Daiwa Securities Experience 1997 - 2000
Job Consultant at Independent Professional Services
Industry Information Technology and Services
Experience
Morgan Stanley March 2007 - Present
Independent Professional Services September 2005 - Present
Daiwa Securities 1997 - 2000
Skills
KDB - q programming, KDB, SQL
Education
Carnegie Mellon University 1976 — 1978
MS, Electrical Engineering
Morgan Stanley March 2007 - Present
Independent Professional Services September 2005 - Present
Daiwa Securities 1997 - 2000
Skills
KDB - q programming, KDB, SQL
Education
Carnegie Mellon University 1976 — 1978
MS, Electrical Engineering
Ricardo Higuchi AIF®'s Daiwa Securities Experience January 1998 - December 1998
Job Financial Advisor Citi Personal Wealth Management
Industry Financial Services
Experience
Citi Personal Wealth Management 2008 - Present
WaMu 2005 - 2008
PMB Securities July 2003 - September 2004
Morgan Stanley January 2001 - January 2003
Prudential Securities May 1999 - November 2000
Daiwa Securities January 1998 - December 1998
Merrill Lynch 1992 - 1997
Skills
Series 7, Series 63, Wealth Management, Retirement Planning, Options, Portfolio Management, Bonds, Retirement, Structured Products, Hedging, Investment Advisory, Mutual Funds, Asset Allocation, Fixed Income, Finance, Alternative Investments, Financial Services, Hedge Funds, Equities, Securities, Financial Markets, Investment Strategies, Trading, Investments, Uniform Combined State...
Education
California State University-Long Beach 1984 — 1989
BA, Psychology
Citi Personal Wealth Management 2008 - Present
WaMu 2005 - 2008
PMB Securities July 2003 - September 2004
Morgan Stanley January 2001 - January 2003
Prudential Securities May 1999 - November 2000
Daiwa Securities January 1998 - December 1998
Merrill Lynch 1992 - 1997
Skills
Series 7, Series 63, Wealth Management, Retirement Planning, Options, Portfolio Management, Bonds, Retirement, Structured Products, Hedging, Investment Advisory, Mutual Funds, Asset Allocation, Fixed Income, Finance, Alternative Investments, Financial Services, Hedge Funds, Equities, Securities, Financial Markets, Investment Strategies, Trading, Investments, Uniform Combined State...
Education
California State University-Long Beach 1984 — 1989
BA, Psychology
Gina Tardogno's Daiwa Securities Experience June 1996 - July 2000
Job Owner, TAS Consulting Corporation
Industry Accounting
Experience
TAS Consulting Corporation July 2001 - Present
United Supply Systems July 2000 - September 2007
Daiwa Securities June 1996 - July 2000
Skills
General Ledger
Education
Hofstra University 1988 — 1992
BBA, Accounting
TAS Consulting Corporation July 2001 - Present
United Supply Systems July 2000 - September 2007
Daiwa Securities June 1996 - July 2000
Skills
General Ledger
Education
Hofstra University 1988 — 1992
BBA, Accounting
Masahiro Yamauchi's Daiwa Securities Experience April 1997 - Present
Job Deputy General Manager of Corporate Planning Dept, Daiwa Securities Group, Inc
Industry Investment Banking
Experience
Daiwa Securities Group, Inc July 2009 - Present
Daiwa Securities April 1997 - Present
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 2007 — 2009
Master, Finance
Hiroshima University 1993 — 1997
Bachelor, Economics
Daiwa Securities Group, Inc July 2009 - Present
Daiwa Securities April 1997 - Present
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 2007 — 2009
Master, Finance
Hiroshima University 1993 — 1997
Bachelor, Economics
Amy Hsiao CPA, CAMS's Daiwa Securities Experience February 1994 - March 1996
Job Senior Manager, Compliance Audit at American Express
Industry Banking
Experience
American Express July 2008 - March 2011
Bank of America January 2005 - December 2005
UBS May 1999 - December 2004
Deloitte & Touche LLP October 1997 - September 1998
Bankers Trust March 1996 - July 1997
Daiwa Securities February 1994 - March 1996
Skills
Auditing, Financial Analysis, Internal Controls, Series 7, Sarbanes-Oxley Act, Financial Modeling, Financial Risk, Enterprise Risk..., Banking, Internal Audit, Operational Risk, Financial Services, Corporate Finance, AML, Operational Risk...
Education
University of Pennsylvania - The Wharton School
Executive Program
Temple University
Master Degree, Accounting
University of Missouri-Columbia
Bachelor of Business Administration, Finance & Banking
American Express July 2008 - March 2011
Bank of America January 2005 - December 2005
UBS May 1999 - December 2004
Deloitte & Touche LLP October 1997 - September 1998
Bankers Trust March 1996 - July 1997
Daiwa Securities February 1994 - March 1996
Skills
Auditing, Financial Analysis, Internal Controls, Series 7, Sarbanes-Oxley Act, Financial Modeling, Financial Risk, Enterprise Risk..., Banking, Internal Audit, Operational Risk, Financial Services, Corporate Finance, AML, Operational Risk...
Education
University of Pennsylvania - The Wharton School
Executive Program
Temple University
Master Degree, Accounting
University of Missouri-Columbia
Bachelor of Business Administration, Finance & Banking
Michael Margiotta, PMP's Daiwa Securities Experience 1988 - 1990
Job Program Manager at Bank of America
Industry Information Technology and Services
Experience
Bank of America October 2013 - Present
Bank of Tokyo-Mitsubishi UFJ February 2013 - October 2013
TradingScreen October 2010 - February 2013
Bank of America Merrill Lynch September 2008 - October 2010
Citigroup 1996 - 2008
Salomon Brothers 1990 - 1996
Daiwa Securities 1988 - 1990
Dillon, Read & Company 1986 - 1988
Skills
Trading Systems, Databases, Testing, SDLC, Requirements Analysis, Derivatives, Middle Office, Unix, Visio, Fixed Income, Sybase, Portfolio Management, Agile Methodologies, Project Management, Electronic Trading
Education
Adelphi University 1982 — 1986
BS, Computer Science and Mathematics
Bank of America October 2013 - Present
Bank of Tokyo-Mitsubishi UFJ February 2013 - October 2013
TradingScreen October 2010 - February 2013
Bank of America Merrill Lynch September 2008 - October 2010
Citigroup 1996 - 2008
Salomon Brothers 1990 - 1996
Daiwa Securities 1988 - 1990
Dillon, Read & Company 1986 - 1988
Skills
Trading Systems, Databases, Testing, SDLC, Requirements Analysis, Derivatives, Middle Office, Unix, Visio, Fixed Income, Sybase, Portfolio Management, Agile Methodologies, Project Management, Electronic Trading
Education
Adelphi University 1982 — 1986
BS, Computer Science and Mathematics
Brad Siff's Daiwa Securities Experience January 1987 - May 1993
Job Founder and CTO at Biowave Corporation
Industry Medical Devices
Experience
Biowave Corporation January 2000 - Present
Cedeta Inc. September 1993 - January 1999
Daiwa Securities January 1987 - May 1993
Skills
Medical Devices, Start-ups, Product Development, New Business Development, Entrepreneurship, Entrepreneur, Patent Holder, FDA, Strategy, Patents, Program Management, Product Launch, Management, Clinical Research, Marketing Strategy, Marketing, Business Strategy, Product Marketing, Mergers, Electronics, Product Management, Manufacturing, Cross-functional Team..., Commercialization, Mergers & Acquisitions, Biotechnology, Healthcare, Product Design, Biomedical Engineering, Design Control, ISO 13485, Quality System, Market Development, Surgical Instruments, Biomaterials, Spine, R&D, Venture Capital, Orthopedic, Design for Manufacturing, Product Lifecycle..., Product Innovation, Technology Transfer, ISO 14971, V&V, Hardware Diagnostics, Lifesciences, Validation
Education
Cornell University - S.C. Johnson Graduate School of Management 1984 — 1985
MBA, Entrepreneurship
Cornell University Graduate School of Engineering 1983 — 1984
Master of Engineering, Operations Research and Industrial Engineering
Cornell University 1980 — 1983
Bachelor of Science, Mechanical Engineering
Biowave Corporation January 2000 - Present
Cedeta Inc. September 1993 - January 1999
Daiwa Securities January 1987 - May 1993
Skills
Medical Devices, Start-ups, Product Development, New Business Development, Entrepreneurship, Entrepreneur, Patent Holder, FDA, Strategy, Patents, Program Management, Product Launch, Management, Clinical Research, Marketing Strategy, Marketing, Business Strategy, Product Marketing, Mergers, Electronics, Product Management, Manufacturing, Cross-functional Team..., Commercialization, Mergers & Acquisitions, Biotechnology, Healthcare, Product Design, Biomedical Engineering, Design Control, ISO 13485, Quality System, Market Development, Surgical Instruments, Biomaterials, Spine, R&D, Venture Capital, Orthopedic, Design for Manufacturing, Product Lifecycle..., Product Innovation, Technology Transfer, ISO 14971, V&V, Hardware Diagnostics, Lifesciences, Validation
Education
Cornell University - S.C. Johnson Graduate School of Management 1984 — 1985
MBA, Entrepreneurship
Cornell University Graduate School of Engineering 1983 — 1984
Master of Engineering, Operations Research and Industrial Engineering
Cornell University 1980 — 1983
Bachelor of Science, Mechanical Engineering
Mark Finston's Daiwa Securities Experience February 1992 - February 1998
Job Chief Financial Officer at RMS
Industry Financial Services
Experience
Seeking new opportunity, available for consulting engagements 2015 - Present
RMS February 2014 - December 2014
Rock Consulting LLC September 2010 - February 2014
Hudson & Keyse June 2008 - September 2010
Fairbanks Capital (SPS Servicing) July 1998 - January 2002
Daiwa Securities February 1992 - February 1998
Credit Suisse First Boston 1985 - 1990
Skills
Executive Management, Strategic Planning, Risk Management, Management
Education
University of Oklahoma 1969 — 1973
University of Oklahoma - BBA, Accounting and Finance
University of Oklahoma
BBA accounting and Finance, Accounting and Finance
Seeking new opportunity, available for consulting engagements 2015 - Present
RMS February 2014 - December 2014
Rock Consulting LLC September 2010 - February 2014
Hudson & Keyse June 2008 - September 2010
Fairbanks Capital (SPS Servicing) July 1998 - January 2002
Daiwa Securities February 1992 - February 1998
Credit Suisse First Boston 1985 - 1990
Skills
Executive Management, Strategic Planning, Risk Management, Management
Education
University of Oklahoma 1969 — 1973
University of Oklahoma - BBA, Accounting and Finance
University of Oklahoma
BBA accounting and Finance, Accounting and Finance
Marc Platizky's Daiwa Securities Experience 1986 - April 2002
Job Vice PresidentInternal Audit Mitsubishi UFJ Securities (USA) Inc.
Industry Financial Services
Experience
Mitsubishi UFJ Securities (USA), Inc. February 2015 - Present
Mitsubishi UFJ Securities (USA), Inc. September 2014 - February 2015
Gleacher & Company November 2012 - April 2013
Nomura Holding America Inc. June 2009 - October 2012
Bear Stearns October 2002 - September 2008
Daiwa Securities 1986 - April 2002
Dillion Read & Co. Inc. 1983 - 1986
Frederick S. Todman & Co. CPA's 1978 - 1983
Skills
Enterprise Risk..., AML, Risk Management, Internal Audit, Management, Banking, Sarbanes-Oxley Act, Finance, Operational Risk, Accounting, Capital Markets, Derivatives, Financial Risk, Equities, Hedge Funds, Corporate Finance, External Audit, Internal Controls, Program Management, Financial Services, Fixed Income, Auditing, Investment Banking, Mergers & Acquisitions, Operational Risk..., Asset Management
Education
Baruch College, City University of New York (CUNY) 1974 — 1978
Bachelors of Business Administration, Cum Laude, Majors: Accounting / Marketing
Mitsubishi UFJ Securities (USA), Inc. February 2015 - Present
Mitsubishi UFJ Securities (USA), Inc. September 2014 - February 2015
Gleacher & Company November 2012 - April 2013
Nomura Holding America Inc. June 2009 - October 2012
Bear Stearns October 2002 - September 2008
Daiwa Securities 1986 - April 2002
Dillion Read & Co. Inc. 1983 - 1986
Frederick S. Todman & Co. CPA's 1978 - 1983
Skills
Enterprise Risk..., AML, Risk Management, Internal Audit, Management, Banking, Sarbanes-Oxley Act, Finance, Operational Risk, Accounting, Capital Markets, Derivatives, Financial Risk, Equities, Hedge Funds, Corporate Finance, External Audit, Internal Controls, Program Management, Financial Services, Fixed Income, Auditing, Investment Banking, Mergers & Acquisitions, Operational Risk..., Asset Management
Education
Baruch College, City University of New York (CUNY) 1974 — 1978
Bachelors of Business Administration, Cum Laude, Majors: Accounting / Marketing
Christopher Stanin's Daiwa Securities Experience April 1996 - February 1998
Job Senior Director, Correspondent Client Management at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments June 2003 - Present
Fidelity Investments 2003 - 2008
UBS Correspondent Services Corporation February 1998 - June 2003
Daiwa Securities April 1996 - February 1998
Skills
Series 7, Series 24
Education
Fairleigh Dickinson University 1990 — 2005
Bachelor of Science, Business Management
Fidelity Investments June 2003 - Present
Fidelity Investments 2003 - 2008
UBS Correspondent Services Corporation February 1998 - June 2003
Daiwa Securities April 1996 - February 1998
Skills
Series 7, Series 24
Education
Fairleigh Dickinson University 1990 — 2005
Bachelor of Science, Business Management
Jeff Borror's Daiwa Securities Experience 1996 - 2000
Job Executive Director at Morgan Stanley
Industry Computer Software
Experience
Morgan Stanley February 2008 - Present
Continuux LLC 2001 - Present
Barclays Capital 2005 - 2007
Daiwa Securities 1996 - 2000
Education
Case Western Reserve University 1968 — 1972
BS, Mathematics
Columbia University in the City of New York
PhD, Mathematics
Morgan Stanley February 2008 - Present
Continuux LLC 2001 - Present
Barclays Capital 2005 - 2007
Daiwa Securities 1996 - 2000
Education
Case Western Reserve University 1968 — 1972
BS, Mathematics
Columbia University in the City of New York
PhD, Mathematics
Alex Bayevskiy's Daiwa Securities Experience 2004 - 2007
Job VP at Nomura Securities
Industry Financial Services
Experience
Nomura Securities July 2012 - Present
Deutsche Bank June 2007 - September 2012
Daiwa Securities 2004 - 2007
Daiwa Securities America Inc. 2004 - 2007
Jemmco Capital 2001 - 2004
Bridge Information Systems 1998 - 2001
Bridge Financial Group, inc 1998 - 2001
Thor Technologies 1995 - 1998
Skills
Trading Systems, Market Data, Trading, Electronic Trading, Equities, Hedge Funds, Corporate Actions, Securities, Back Office, Software Development, Software Project..., Requirements Analysis, Research, Excel, Statistical Arbitrage
Education
New York University 1992 — 1995
BS, Computer Science
Nomura Securities July 2012 - Present
Deutsche Bank June 2007 - September 2012
Daiwa Securities 2004 - 2007
Daiwa Securities America Inc. 2004 - 2007
Jemmco Capital 2001 - 2004
Bridge Information Systems 1998 - 2001
Bridge Financial Group, inc 1998 - 2001
Thor Technologies 1995 - 1998
Skills
Trading Systems, Market Data, Trading, Electronic Trading, Equities, Hedge Funds, Corporate Actions, Securities, Back Office, Software Development, Software Project..., Requirements Analysis, Research, Excel, Statistical Arbitrage
Education
New York University 1992 — 1995
BS, Computer Science
Makoto Iyobe's Daiwa Securities Experience April 2003 - May 2008
Job MBA Candidate at The Wharton School
Industry Financial Services
Experience
The Boston Consulting Group August 2009 - September 2009
Sagent Advisors June 2009 - 2009
Daiwa Securities April 2003 - May 2008
Education
University of Pennsylvania 2008 — 2010
Master of Business Administration, Finance
University of Pennsylvania - The Wharton School 2008 — 2010
MBA, Finance
Keio University 1999 — 2003
BA, Political Science
The Boston Consulting Group August 2009 - September 2009
Sagent Advisors June 2009 - 2009
Daiwa Securities April 2003 - May 2008
Education
University of Pennsylvania 2008 — 2010
Master of Business Administration, Finance
University of Pennsylvania - The Wharton School 2008 — 2010
MBA, Finance
Keio University 1999 — 2003
BA, Political Science
Forbes, Drew's Daiwa Securities Experience 2000 - Present
Job Executive Director
Industry Financial Services
Experience
Daiwa Securities 2000 - Present
Education
Princeton University 1978 — 1982
Daiwa Securities 2000 - Present
Education
Princeton University 1978 — 1982
Miranda Carlos's Daiwa Securities Experience 1986 - 1994
Job VP Stride Data Sourcing Deutsche Bank
Industry Investment Banking
Experience
Deutsche Bank March 2014 - Present
Keefe, Bruyette & Woods May 2004 - May 2013
Credit Suisse First Boston January 2001 - May 2004
Donaldson, Lufkin & Jenrette 1994 - 2001
Daiwa Securities 1986 - 1994
Skills
Investment Banking, Equities, Fixed Income, Treasury, Capital Markets, Hedge Funds, Series 7, Series 63, Series 24, Bloomberg, Bonds, FINRA, Finance, Structured Products, Credit, Trading, Product Control, Financial Modeling, Securities, Corporate Finance, Settlement, Private Equity, Valuation, Asset Management, Investments, Structured Finance, Derivatives, Middle Office, Equity Research, Prime Brokerage, Options, Trading Systems, Alternative Investments, Equity Trading, MBS, Equity Derivatives, Financial Analysis, Electronic Trading, Risk Management
Education
Brown University 1978 — 1982
BA, Japanese Studies
Deutsche Bank March 2014 - Present
Keefe, Bruyette & Woods May 2004 - May 2013
Credit Suisse First Boston January 2001 - May 2004
Donaldson, Lufkin & Jenrette 1994 - 2001
Daiwa Securities 1986 - 1994
Skills
Investment Banking, Equities, Fixed Income, Treasury, Capital Markets, Hedge Funds, Series 7, Series 63, Series 24, Bloomberg, Bonds, FINRA, Finance, Structured Products, Credit, Trading, Product Control, Financial Modeling, Securities, Corporate Finance, Settlement, Private Equity, Valuation, Asset Management, Investments, Structured Finance, Derivatives, Middle Office, Equity Research, Prime Brokerage, Options, Trading Systems, Alternative Investments, Equity Trading, MBS, Equity Derivatives, Financial Analysis, Electronic Trading, Risk Management
Education
Brown University 1978 — 1982
BA, Japanese Studies
Michael Cooke's Daiwa Securities Experience 1995 - 1998
Job Trader at Caxton Associates
Industry Financial Services
Experience
Caxton Associates 2002 - Present
Feirstein Capital 2001 - 2002
Credit Lyonnais 1998 - 2001
Daiwa Securities 1995 - 1998
Tricon 1991 - 1994
Skills
Electronic Trading, Options, Hedge Funds, Hedging, Commodities, Trading, Derivatives, Global Macro, Emerging Markets, Bloomberg, FX, CDS, Commodity, FX Options, Currency, Equity Derivatives, FX trading, Fixed Income, Foreign Exchange, Trading Systems, Alternative Investments, Bonds, ETFs, Credit Derivatives, Portfolio Management, Middle Office, Equity Trading, Prime Brokerage, Interest Rate..., Proprietary Trading, Equities, Managed Futures, Securities, Swaps, Technical Analysis, Trading Strategies, Structured Products, Financial Markets
Education
Pomona College 1986 — 1989
BA, History
College Year in Athens 1988 — 1988
WVHS
Caxton Associates 2002 - Present
Feirstein Capital 2001 - 2002
Credit Lyonnais 1998 - 2001
Daiwa Securities 1995 - 1998
Tricon 1991 - 1994
Skills
Electronic Trading, Options, Hedge Funds, Hedging, Commodities, Trading, Derivatives, Global Macro, Emerging Markets, Bloomberg, FX, CDS, Commodity, FX Options, Currency, Equity Derivatives, FX trading, Fixed Income, Foreign Exchange, Trading Systems, Alternative Investments, Bonds, ETFs, Credit Derivatives, Portfolio Management, Middle Office, Equity Trading, Prime Brokerage, Interest Rate..., Proprietary Trading, Equities, Managed Futures, Securities, Swaps, Technical Analysis, Trading Strategies, Structured Products, Financial Markets
Education
Pomona College 1986 — 1989
BA, History
College Year in Athens 1988 — 1988
WVHS
Robert Zekraus's Daiwa Securities Experience 1996 - 1998
Job Director Prime Services at Scotiabank
Industry Financial Services
Experience
Scotiabank September 2014 - Present
EquiLend April 2014 - August 2014
Barclays Capital December 1998 - April 2014
Daiwa Securities 1996 - 1998
Skills
Equity Trading, Fixed Income, Equities, Collateral Management, Prime Brokerage, Capital Markets, Financial Services, Securities Lending, Risk Management, Financial Markets, Hedge Funds, Asset Management, Trading Systems, Bloomberg, Equity Derivatives, Derivatives
Education
State University of New York College at Cortland 1990 — 1994
BS, Economics
Scotiabank September 2014 - Present
EquiLend April 2014 - August 2014
Barclays Capital December 1998 - April 2014
Daiwa Securities 1996 - 1998
Skills
Equity Trading, Fixed Income, Equities, Collateral Management, Prime Brokerage, Capital Markets, Financial Services, Securities Lending, Risk Management, Financial Markets, Hedge Funds, Asset Management, Trading Systems, Bloomberg, Equity Derivatives, Derivatives
Education
State University of New York College at Cortland 1990 — 1994
BS, Economics
Justine Tomcheck Forgea's Daiwa Securities Experience January 1992 - December 1997
Job CFA, MBA, Alternative Investments Consultant
Industry Investment Management
Experience
Peritus I Asset Management April 2005 - July 2005
HVB Americas, Inc March 2002 - April 2004
Seligman Advisors, Inc March 2000 - February 2002
Daiwa America Capital Strategies, Inc. January 1998 - December 1999
Daiwa Securities January 1992 - December 1997
Daiwa Securities June 1990 - December 1992
Education
Columbia University - Columbia Business School
Tufts University
Peritus I Asset Management April 2005 - July 2005
HVB Americas, Inc March 2002 - April 2004
Seligman Advisors, Inc March 2000 - February 2002
Daiwa America Capital Strategies, Inc. January 1998 - December 1999
Daiwa Securities January 1992 - December 1997
Daiwa Securities June 1990 - December 1992
Education
Columbia University - Columbia Business School
Tufts University
Atsuko Izumi's Daiwa Securities Experience April 2005 - May 2008
Job Teaching Assistant at University of Washington
Industry International Trade and Development
Experience
University of Washington September 2012 - Present
International Monetary Fund June 2014 - September 2014
United Nations June 2009 - July 2009
Daiwa Securities April 2005 - May 2008
Education
University of Washington 2010 — 2015
PhD, Economics
University of Southern California 2008 — 2010
MA, Economic Development Programming
University of Washington September 2012 - Present
International Monetary Fund June 2014 - September 2014
United Nations June 2009 - July 2009
Daiwa Securities April 2005 - May 2008
Education
University of Washington 2010 — 2015
PhD, Economics
University of Southern California 2008 — 2010
MA, Economic Development Programming
Marianne Ceccarini's Daiwa Securities Experience August 1994 - September 1998
Job REALTOR at Coldwell Banker Howard Perry and Walston
Industry Real Estate
Experience
Coldwell Banker Howard Perry and Walston August 2014 - Present
Keller Williams Cary 2012 - August 2014
Credit Suisse August 2007 - April 2012
Credit Suisse April 2000 - August 2007
Salomon Smith Barney September 1998 - April 2000
Daiwa Securities August 1994 - September 1998
Nomura Securities 1990 - 1994
Skills
Internal Controls, Banking, IFRS, Financial Analysis, Financial Reporting, Corporate Finance, Financial Control, Risk Management, Accounting, Private Equity, SOX, Due Diligence, Financial Accounting, Excel, Reconciliations, Essbase, MIS, Reconciliation, SEC reporting, Business Analysis, General Ledger, SEC filings, Financial Services, Internal Audit, Derivatives, Asset Management, Sarbanes-Oxley Act, Product Control, Hyperion Enterprise, Managerial Finance, Cash Management, Account Reconciliation, Investment Banking, Management, Mergers, Portfolio Management, Variance Analysis, PeopleSoft, Investments, Treasury, Auditing, Hedge Funds, Credit Risk, Financial Statements, Fixed Income, Forecasting, Financial Risk, Financial Audits, Capital Markets, Valuation
Education
University of North Carolina at Chapel Hill 2014 — 2014
Paralegal
Dowling College 1986 — 1990
Bachelor of Business Administration, Accounting
University of North Carolina at Chapel Hill
Coldwell Banker Howard Perry and Walston August 2014 - Present
Keller Williams Cary 2012 - August 2014
Credit Suisse August 2007 - April 2012
Credit Suisse April 2000 - August 2007
Salomon Smith Barney September 1998 - April 2000
Daiwa Securities August 1994 - September 1998
Nomura Securities 1990 - 1994
Skills
Internal Controls, Banking, IFRS, Financial Analysis, Financial Reporting, Corporate Finance, Financial Control, Risk Management, Accounting, Private Equity, SOX, Due Diligence, Financial Accounting, Excel, Reconciliations, Essbase, MIS, Reconciliation, SEC reporting, Business Analysis, General Ledger, SEC filings, Financial Services, Internal Audit, Derivatives, Asset Management, Sarbanes-Oxley Act, Product Control, Hyperion Enterprise, Managerial Finance, Cash Management, Account Reconciliation, Investment Banking, Management, Mergers, Portfolio Management, Variance Analysis, PeopleSoft, Investments, Treasury, Auditing, Hedge Funds, Credit Risk, Financial Statements, Fixed Income, Forecasting, Financial Risk, Financial Audits, Capital Markets, Valuation
Education
University of North Carolina at Chapel Hill 2014 — 2014
Paralegal
Dowling College 1986 — 1990
Bachelor of Business Administration, Accounting
University of North Carolina at Chapel Hill
David Askin's Daiwa Securities Experience February 1990 - September 1991
Job BVAL, Bloomberg Valuations Services
Industry Financial Services
Experience
Bloomberg LP January 2006 - Present
Globecon Group LP September 1996 - January 2006
Askin Capital Management September 1991 - September 1996
Daiwa Securities February 1990 - September 1991
Drexel Burnham Lambert April 1984 - January 1990
Moody's Investors Service May 1983 - April 1984
Merrill Lynch October 1980 - May 1983
Federal Reserve System September 1979 - October 1980
Skills
Fixed Income, Bloomberg, Derivatives, Trading, Capital Markets, Equities, Valuation, Portfolio Management, ABS, Financial Markets, Bloomberg Terminal, Hedge Funds, Fixed Income Products, Options, Bonds, Structured Products, Credit Derivatives, Asset Management, Fixed Income Trading, Securities, Market Data, Investments, Risk, Swaps, Risk Management, CDS, MBS, Alternative Investments, Pricing, Trading Strategies, Financial Institutions
Education
University of Michigan 1976 — 1979
ABD, Finance
Bloomberg LP January 2006 - Present
Globecon Group LP September 1996 - January 2006
Askin Capital Management September 1991 - September 1996
Daiwa Securities February 1990 - September 1991
Drexel Burnham Lambert April 1984 - January 1990
Moody's Investors Service May 1983 - April 1984
Merrill Lynch October 1980 - May 1983
Federal Reserve System September 1979 - October 1980
Skills
Fixed Income, Bloomberg, Derivatives, Trading, Capital Markets, Equities, Valuation, Portfolio Management, ABS, Financial Markets, Bloomberg Terminal, Hedge Funds, Fixed Income Products, Options, Bonds, Structured Products, Credit Derivatives, Asset Management, Fixed Income Trading, Securities, Market Data, Investments, Risk, Swaps, Risk Management, CDS, MBS, Alternative Investments, Pricing, Trading Strategies, Financial Institutions
Education
University of Michigan 1976 — 1979
ABD, Finance
Steven Perez's Daiwa Securities Experience January 2000 - January 2003
Job Delta One Equity Swaps Broker
Industry Financial Services
Experience
BGC Partners July 2015 - Present
ING January 2007 - August 2014
ING January 2007 - January 2013
Hilliard Farber & Co., Inc. July 2006 - January 2007
BGC Partners April 2004 - June 2006
Cantor Fitzgerald October 2003 - April 2004
Euro Brokers / Maxcor Financial July 2003 - October 2003
Daiwa Securities January 2000 - January 2003
Skills
Derivatives, Fixed Income, Trading, Capital Markets, Equities, Financial Markets, Bloomberg, Securities, Series 7, Trading Systems, Hedge Funds, Series 63, Electronic Trading, Risk Management, Bonds, Investment Banking, FX Options, Portfolio Management, Equity Derivatives, Financial Risk, Hedging, Emerging Markets, Equity Trading, Commodity, Proprietary Trading, Options, Alternative Investments, Asset Management, Banking, ETFs, Funding, Corporate Actions, Financial Services, Middle Office, Management, Settlement, Investments, Finance, Treasury, Loans, Structured Products, Prime Brokerage, Financial Analysis, Financial Modeling
Education
Hofstra University 1989 — 1992
Business Computer Information Systems
BGC Partners July 2015 - Present
ING January 2007 - August 2014
ING January 2007 - January 2013
Hilliard Farber & Co., Inc. July 2006 - January 2007
BGC Partners April 2004 - June 2006
Cantor Fitzgerald October 2003 - April 2004
Euro Brokers / Maxcor Financial July 2003 - October 2003
Daiwa Securities January 2000 - January 2003
Skills
Derivatives, Fixed Income, Trading, Capital Markets, Equities, Financial Markets, Bloomberg, Securities, Series 7, Trading Systems, Hedge Funds, Series 63, Electronic Trading, Risk Management, Bonds, Investment Banking, FX Options, Portfolio Management, Equity Derivatives, Financial Risk, Hedging, Emerging Markets, Equity Trading, Commodity, Proprietary Trading, Options, Alternative Investments, Asset Management, Banking, ETFs, Funding, Corporate Actions, Financial Services, Middle Office, Management, Settlement, Investments, Finance, Treasury, Loans, Structured Products, Prime Brokerage, Financial Analysis, Financial Modeling
Education
Hofstra University 1989 — 1992
Business Computer Information Systems
Jennifer Yi's Daiwa Securities Experience 2007 - 2008
Job at Deloitte & Touche
Industry Accounting
Experience
Deloitte & Touche September 2009 - Present
Pace University 2008 - 2009
Daiwa Securities 2007 - 2008
Skills
External Audit, Accounting, Financial Reporting, Internal Controls, US GAAP, Financial Accounting, Auditing, Microsoft Office, Sarbanes-Oxley Act, Financial Analysis, SEC filings, Internal Audit, CPA, SEC Filings, GAAP, IFRS, Financial Modeling, Finance
Education
Pace University - Lubin School of Business 2008 — 2009
Master of Business Administration (M.B.A.), Public Accounting
Pace University - Lubin School of Business 2004 — 2008
Bachelor of Business Administration (B.B.A.), Public Accounting
Deloitte & Touche September 2009 - Present
Pace University 2008 - 2009
Daiwa Securities 2007 - 2008
Skills
External Audit, Accounting, Financial Reporting, Internal Controls, US GAAP, Financial Accounting, Auditing, Microsoft Office, Sarbanes-Oxley Act, Financial Analysis, SEC filings, Internal Audit, CPA, SEC Filings, GAAP, IFRS, Financial Modeling, Finance
Education
Pace University - Lubin School of Business 2008 — 2009
Master of Business Administration (M.B.A.), Public Accounting
Pace University - Lubin School of Business 2004 — 2008
Bachelor of Business Administration (B.B.A.), Public Accounting
Jan Buckler's Daiwa Securities Experience 1991 - 1994
Job Sr Vice President at DBRS
Industry Financial Services
Experience
DBRS August 2007 - Present
Bear Stearns 1999 - 2007
AIG Financial Products 1996 - 1999
Chase Securities Inc 1994 - 1996
Daiwa Securities 1991 - 1994
Salomon Brothers 1983 - 1991
Skills
MBS, Securitization, Structured Finance, Structured Products, Fixed Income, Bonds, Debt, ABS, Structuring, Risk Management, Financial Modeling, Derivatives, Credit, Financial Analysis, Risk, Mortgage, Alternative Investments, Asset Management, Capital Markets, Hedge Funds, Mortgage Lending, Market Risk, Financial Structuring, Equities, Bloomberg, Financial Risk, Investment Banking, Valuation, Securities
Education
Rensselaer Polytechnic Institute 1975 — 1980
PhD, Nuclear Engineering
Adelphi University 1973 — 1975
MS, Applied Mathematics
United States Merchant Marine Academy 1971 — 1975
BS, Marine Engineering
DBRS August 2007 - Present
Bear Stearns 1999 - 2007
AIG Financial Products 1996 - 1999
Chase Securities Inc 1994 - 1996
Daiwa Securities 1991 - 1994
Salomon Brothers 1983 - 1991
Skills
MBS, Securitization, Structured Finance, Structured Products, Fixed Income, Bonds, Debt, ABS, Structuring, Risk Management, Financial Modeling, Derivatives, Credit, Financial Analysis, Risk, Mortgage, Alternative Investments, Asset Management, Capital Markets, Hedge Funds, Mortgage Lending, Market Risk, Financial Structuring, Equities, Bloomberg, Financial Risk, Investment Banking, Valuation, Securities
Education
Rensselaer Polytechnic Institute 1975 — 1980
PhD, Nuclear Engineering
Adelphi University 1973 — 1975
MS, Applied Mathematics
United States Merchant Marine Academy 1971 — 1975
BS, Marine Engineering
Jhana Bach's Daiwa Securities Experience March 2001 - March 2002
Job Digital Content Manager at Hart Consulting Services
Industry Marketing and Advertising
Experience
Hart Consulting Services March 2013 - Present
Done Write Communications February 2008 - Present
Lancaster University October 2012 - April 2013
Child Care Resources 2013 - 2013
Mukogawa Women's University September 2005 - August 2011
Center for Justice January 2005 - June 2006
Daiwa Securities March 2001 - March 2002
Amazon 1998 - 2001
Skills
Editing, Research, Social Media, Teaching, Proofreading, Web Content, Public Speaking, Copywriting, Blogging, Community Outreach, SEO, Writing, Microsoft Office, Nonprofits, Event Planning, Higher Education, Social Media Marketing, Gender Studies, Microsoft Excel, PowerPoint, Customer Service, Microsoft Word, Strategic Content..., Technical Writing, Marketing, Content Development, Digital Marketing, Project Management, Email Marketing, Press Releases, Content Management, Facebook, Editorial, Grant Writing, Creative Writing, Copy Editing, Digital marketing..., Publishing, Content Strategy, Publications, Marketing Strategy, Curriculum Development, Distance Learning, Instructional Writing, Instructional Design, CRM, Qualitative Research
Education
Lancaster University 2011 — 2012
Master of Arts (MA), Gender & Women's Studies
Eastern Washington University 2002 — 2004
Master of Fine Arts (MFA), Nonfiction Writing
Hart Consulting Services March 2013 - Present
Done Write Communications February 2008 - Present
Lancaster University October 2012 - April 2013
Child Care Resources 2013 - 2013
Mukogawa Women's University September 2005 - August 2011
Center for Justice January 2005 - June 2006
Daiwa Securities March 2001 - March 2002
Amazon 1998 - 2001
Skills
Editing, Research, Social Media, Teaching, Proofreading, Web Content, Public Speaking, Copywriting, Blogging, Community Outreach, SEO, Writing, Microsoft Office, Nonprofits, Event Planning, Higher Education, Social Media Marketing, Gender Studies, Microsoft Excel, PowerPoint, Customer Service, Microsoft Word, Strategic Content..., Technical Writing, Marketing, Content Development, Digital Marketing, Project Management, Email Marketing, Press Releases, Content Management, Facebook, Editorial, Grant Writing, Creative Writing, Copy Editing, Digital marketing..., Publishing, Content Strategy, Publications, Marketing Strategy, Curriculum Development, Distance Learning, Instructional Writing, Instructional Design, CRM, Qualitative Research
Education
Lancaster University 2011 — 2012
Master of Arts (MA), Gender & Women's Studies
Eastern Washington University 2002 — 2004
Master of Fine Arts (MFA), Nonfiction Writing
Bart Gucciardi's Daiwa Securities Experience Vice PresidentSunGard2001 - 2008
Job Vice President at Daiwa Securities
Industry Financial Services
Alain Montero's Daiwa Securities Experience 1986 - 1999
Job Associate at JPMorgan Chase
Industry Investment Banking
Experience
JPMorgan Chase October 2013 - Present
AT&T Mobility March 2013 - October 2013
Lee Hecht Harrison February 2006 - December 2011
TakeGoodCare.com 2003 - 2005
National Internet Source 2001 - 2002
APBNews.com 1999 - 2000
Daiwa Securities 1986 - 1999
Skills
Project Management, Software Documentation, Change Management, SharePoint, Coaching, Strategy, Analytics, Outlook, Microsoft Excel, Management, Training, PowerPoint, Networking, CMS, Management Consulting, Presentations, ADP Payroll, Microsoft Word
Education
Ramapo College of NJ 2012 — 2013
Project Management Certificate - PMP
Dover Business College
Computer Programing Technologies, Internet Technologies
Cardinal Hayes HS
JPMorgan Chase October 2013 - Present
AT&T Mobility March 2013 - October 2013
Lee Hecht Harrison February 2006 - December 2011
TakeGoodCare.com 2003 - 2005
National Internet Source 2001 - 2002
APBNews.com 1999 - 2000
Daiwa Securities 1986 - 1999
Skills
Project Management, Software Documentation, Change Management, SharePoint, Coaching, Strategy, Analytics, Outlook, Microsoft Excel, Management, Training, PowerPoint, Networking, CMS, Management Consulting, Presentations, ADP Payroll, Microsoft Word
Education
Ramapo College of NJ 2012 — 2013
Project Management Certificate - PMP
Dover Business College
Computer Programing Technologies, Internet Technologies
Cardinal Hayes HS
Prem Balachandar's Daiwa Securities Experience January 2007 - May 2007
Job SVP at Citi
Industry Financial Services
Experience
Citi June 2007 - Present
MarketCetera Integration with Mumbai Commodity Exchange 2009 - 2009
Daiwa Securities January 2007 - May 2007
Employers Direct Insurance Company December 2005 - January 2007
Healthstar Communications September 2005 - December 2005
Archaeus Capital Management,NY April 2005 - August 2005
Education
New Jersey Institute of Technology 2003 — 2005
M.S, Computer Science
University of Madras 1999 — 2003
B.S, Computer Science
SBOA 1988 — 1999
Citi June 2007 - Present
MarketCetera Integration with Mumbai Commodity Exchange 2009 - 2009
Daiwa Securities January 2007 - May 2007
Employers Direct Insurance Company December 2005 - January 2007
Healthstar Communications September 2005 - December 2005
Archaeus Capital Management,NY April 2005 - August 2005
Education
New Jersey Institute of Technology 2003 — 2005
M.S, Computer Science
University of Madras 1999 — 2003
B.S, Computer Science
SBOA 1988 — 1999
David Sokol's Daiwa Securities Experience 1989 - 1991
Job Personal Financial Organizer
Industry Financial Services
Experience
Family CFO, LLC 2001 - 2009
Reliance National 1991 - 2001
Daiwa Securities 1989 - 1991
Jardine Risk Management Inc. 1981 - 1989
Education
The University of Chicago 1979 — 1981
MBA
University of Pennsylvania 1974 — 1978
BA
Family CFO, LLC 2001 - 2009
Reliance National 1991 - 2001
Daiwa Securities 1989 - 1991
Jardine Risk Management Inc. 1981 - 1989
Education
The University of Chicago 1979 — 1981
MBA
University of Pennsylvania 1974 — 1978
BA
Dain Krisulevicz's Daiwa Securities Experience 2004 - 2009
Job Executive Director of Asian Equities at UBS Financial Services
Industry Investment Banking
Experience
UBS Financial Services March 2012 - Present
Barclays Capital October 2009 - December 2011
Merrill Lynch 2005 - 2009
Merrill Lynch 2005 - 2009
Daiwa Securities 2004 - 2009
Daiwa Securities 2004 - 2009
Daiwa Securities 2004 - 2009
Skills
Investments, Fixed Income, Equities, Bloomberg, Hedge Funds, Capital Markets, Portfolio Management, Financial Modeling, Investment Banking, Equity Research, Asset Management, Financial Analysis, Alternative Investments, Series 7, Valuation, Asset Managment, Emerging Markets
Education
Chaminade H.S.
Fordham Gabelli School of Business
University of North Carolina at Chapel Hill
UBS Financial Services March 2012 - Present
Barclays Capital October 2009 - December 2011
Merrill Lynch 2005 - 2009
Merrill Lynch 2005 - 2009
Daiwa Securities 2004 - 2009
Daiwa Securities 2004 - 2009
Daiwa Securities 2004 - 2009
Skills
Investments, Fixed Income, Equities, Bloomberg, Hedge Funds, Capital Markets, Portfolio Management, Financial Modeling, Investment Banking, Equity Research, Asset Management, Financial Analysis, Alternative Investments, Series 7, Valuation, Asset Managment, Emerging Markets
Education
Chaminade H.S.
Fordham Gabelli School of Business
University of North Carolina at Chapel Hill
Timothy Deegan's Daiwa Securities Experience May 2008 - July 2008
Job Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch May 2011 - Present
BB&T Capital Markets January 2011 - May 2011
Altria June 2010 - May 2011
Congressman Leonard Lance May 2009 - August 2009
Daiwa Securities May 2008 - July 2008
Education
University of Richmond - Robins School of Business 2007 — 2011
Bachelor of Business Administration (BBA), Accounting and Finance
Merrill Lynch May 2011 - Present
BB&T Capital Markets January 2011 - May 2011
Altria June 2010 - May 2011
Congressman Leonard Lance May 2009 - August 2009
Daiwa Securities May 2008 - July 2008
Education
University of Richmond - Robins School of Business 2007 — 2011
Bachelor of Business Administration (BBA), Accounting and Finance
Kathleen Holtzman's Daiwa Securities Experience 1995 - 2000
Job Managing Director at Fitch Ratings
Industry Financial Services
Experience
Fitch Ratings CoordinatorChelsea CSA2001 - 2006
Daiwa Securities 1995 - 2000
Education
University of Pennsylvania - The Wharton School 1993 — 1995
MBA, Finance
University of Pennsylvania-The Lauder Institute 1993 — 1995
MA, Latin America, Portuguese Language
University of Toronto - University of Trinity College 1978 — 1983
MA, Philosophy, Political Economy, Comp Lit
The New School 1977 — 1978
Sciences
Fitch Ratings CoordinatorChelsea CSA2001 - 2006
Daiwa Securities 1995 - 2000
Education
University of Pennsylvania - The Wharton School 1993 — 1995
MBA, Finance
University of Pennsylvania-The Lauder Institute 1993 — 1995
MA, Latin America, Portuguese Language
University of Toronto - University of Trinity College 1978 — 1983
MA, Philosophy, Political Economy, Comp Lit
The New School 1977 — 1978
Sciences
Bob Clark's Daiwa Securities Experience April 2012 - December 2013
Job Eagle Group Finance, L.P.
Industry Financial Services
Experience
Eagle Group Finance, L.P. May 2015 - Present
PUSH Consulting, LLC May 2015 - Present
Bonwick Capital Partners July 2014 - February 2015
Empirasign Strategies, LLC January 2014 - June 2014
Daiwa Securities April 2012 - December 2013
Ally Financial Inc. September 2010 - April 2012
Advisors Asset Management, Inc. January 2010 - July 2010
Washington Mutual Broker Dealer July 2008 - July 2009
Nomura Securities January 2005 - June 2008
Prudential Securities January 1995 - June 2001
Skills
Asset Managment, Fixed Income, Bonds, Mutual Funds, Separately Managed..., Alternative Investments, Securities, Retirement Planning, Investment Advisory, Unit Investment Trusts, Series 24, ETFs, Wealth Management, Structured Products, Investments, Asset Allocation, Bloomberg, Asset Mgmt, Hedge Funds, Capital Markets, Asset Management
Education
Boston College - Carroll School of Management 1973 — 1977
Bachelor of Science (BS), Business/Commerce, General
Red Bank Regional High School
Eagle Group Finance, L.P. May 2015 - Present
PUSH Consulting, LLC May 2015 - Present
Bonwick Capital Partners July 2014 - February 2015
Empirasign Strategies, LLC January 2014 - June 2014
Daiwa Securities April 2012 - December 2013
Ally Financial Inc. September 2010 - April 2012
Advisors Asset Management, Inc. January 2010 - July 2010
Washington Mutual Broker Dealer July 2008 - July 2009
Nomura Securities January 2005 - June 2008
Prudential Securities January 1995 - June 2001
Skills
Asset Managment, Fixed Income, Bonds, Mutual Funds, Separately Managed..., Alternative Investments, Securities, Retirement Planning, Investment Advisory, Unit Investment Trusts, Series 24, ETFs, Wealth Management, Structured Products, Investments, Asset Allocation, Bloomberg, Asset Mgmt, Hedge Funds, Capital Markets, Asset Management
Education
Boston College - Carroll School of Management 1973 — 1977
Bachelor of Science (BS), Business/Commerce, General
Red Bank Regional High School
Michael Longthorne's Daiwa Securities Experience 1997 - 2000
Job Managing Director at Mizuho Securities USA
Industry Investment Banking
Experience
Mizuho Securities USA November 2000 - Present
Daiwa Securities 1997 - 2000
Baring Securities 1991 - 1997
Salomon Brothers 1989 - 1991
Eberstadt Fleming 1987 - 1989
Merrill Lynch 1985 - 1987
Grieveson Grant 1983 - 1985
Skills
Series 7, Equities, Investments, Securities, Investment Banking, Hedge Funds, Prime Brokerage, Alternative Investments, Equity Research, Trading, Fixed Income, Capital Markets, Equity Derivatives, Japanese, Bloomberg, Emerging Markets, Electronic Trading, Derivatives
Education
The London School of Economics and Political Science (LSE) 1981 — 1983
M.Sc., International Economics
The London School of Economics and Political Science (LSE) 1977 — 1980
B.Sc(Econ), International Political Economy
Mizuho Securities USA November 2000 - Present
Daiwa Securities 1997 - 2000
Baring Securities 1991 - 1997
Salomon Brothers 1989 - 1991
Eberstadt Fleming 1987 - 1989
Merrill Lynch 1985 - 1987
Grieveson Grant 1983 - 1985
Skills
Series 7, Equities, Investments, Securities, Investment Banking, Hedge Funds, Prime Brokerage, Alternative Investments, Equity Research, Trading, Fixed Income, Capital Markets, Equity Derivatives, Japanese, Bloomberg, Emerging Markets, Electronic Trading, Derivatives
Education
The London School of Economics and Political Science (LSE) 1981 — 1983
M.Sc., International Economics
The London School of Economics and Political Science (LSE) 1977 — 1980
B.Sc(Econ), International Political Economy
Fran Duffy's Daiwa Securities Experience 1991 - 1999
Job Capital Markets Professional
Industry
Experience
Sky Capital March 2003 - June 2009
Daiwa Securities 1991 - 1999
Skills
Human Resources, Accounts Payable, Finance, Accounting, Microsoft Office, Asset Management, Risk Management, Equities, Portfolio Management, Financial Analysis, Investment Banking
Education
La Salle University 1967 — 1970
Bachelor of Science (BS), Accounting and Finance, B
Sky Capital March 2003 - June 2009
Daiwa Securities 1991 - 1999
Skills
Human Resources, Accounts Payable, Finance, Accounting, Microsoft Office, Asset Management, Risk Management, Equities, Portfolio Management, Financial Analysis, Investment Banking
Education
La Salle University 1967 — 1970
Bachelor of Science (BS), Accounting and Finance, B
Ayami Zurek's Daiwa Securities Experience May 2006 - January 2013
Job Photographer
Industry Photography
Experience
Ayami Photo Arts December 2012 - Present
Daiwa Securities May 2006 - January 2013
Skills
Photography, Photos, Portraits, Weddings, Photoshop, Japanese, Series 63, Series 7, Lightroom, PSD to Wordpress, Web Design, Bloomberg, Securities, Trading
Education
Monroe College 2011 — 2013
Master of Business Administration (MBA), Business Administration and Management, General
SUNY Delhi 2001 — 2005
Bachelor of Business Administration (BBA), Tourism and Travel Services Management
Ayami Photo Arts December 2012 - Present
Daiwa Securities May 2006 - January 2013
Skills
Photography, Photos, Portraits, Weddings, Photoshop, Japanese, Series 63, Series 7, Lightroom, PSD to Wordpress, Web Design, Bloomberg, Securities, Trading
Education
Monroe College 2011 — 2013
Master of Business Administration (MBA), Business Administration and Management, General
SUNY Delhi 2001 — 2005
Bachelor of Business Administration (BBA), Tourism and Travel Services Management
Shuhei Ochiai's Daiwa Securities Experience April 2003 - July 2008
Job Executive Cordinator at Toyota Financial Services
Industry Financial Services
Experience
Toyota Financial Services January 2013 - Present
Toyota Financial Services October 2011 - December 2012
Daiwa Securities Capital Markets July 2010 - September 2011
Daiwa Securities April 2003 - July 2008
Education
University of California, Irvine - The Paul Merage School of Business 2008 — 2010
MBA, Finance
Sophia University 1999 — 2003
BA, Economics
Toyota Financial Services January 2013 - Present
Toyota Financial Services October 2011 - December 2012
Daiwa Securities Capital Markets July 2010 - September 2011
Daiwa Securities April 2003 - July 2008
Education
University of California, Irvine - The Paul Merage School of Business 2008 — 2010
MBA, Finance
Sophia University 1999 — 2003
BA, Economics
Yelena Ryzhikov, CFE's Daiwa Securities Experience September 2005 - January 2008
Job Fraud Investigation & Dispute Services Manager Pharmaceutical/Life Sciences at Ernst & Young
Industry Pharmaceuticals
Experience
Ernst & Young September 2008 - Present
Daiwa Securities September 2005 - January 2008
Skills
Pharmaceutical & Life..., FCPA, Speakers Bureau, Internal Controls, Fraud, Accounting, Internal Audit, Due Diligence, Auditing
Education
Pace University - Lubin School of Business
MBA/BBA, Accounting
Ernst & Young September 2008 - Present
Daiwa Securities September 2005 - January 2008
Skills
Pharmaceutical & Life..., FCPA, Speakers Bureau, Internal Controls, Fraud, Accounting, Internal Audit, Due Diligence, Auditing
Education
Pace University - Lubin School of Business
MBA/BBA, Accounting
Anthony Manzo's Daiwa Securities Experience 1990 - 2002
Job Managing Director Operations at Cantor Fitzgerald
Industry Financial Services
Experience
Cantor Fitzgerald October 2002 - Present
BGC Partners June 2004 - Present
Daiwa Securities 1990 - 2002
Education
Pace University - Lubin School of Business 1987 — 1990
Bachelors, Finance \ Accounting
Cantor Fitzgerald October 2002 - Present
BGC Partners June 2004 - Present
Daiwa Securities 1990 - 2002
Education
Pace University - Lubin School of Business 1987 — 1990
Bachelors, Finance \ Accounting
Ryo Sambongi's Daiwa Securities Experience 1987 - 1992
Job Managing Partner, euGlobe LLC
Industry International Trade and Development
Experience
euGlobe, L.C. 2009 - Present
Japan TOC Advancing Committee 2005 - Present
Independent Translator/Author 2000 - Present
Brigham Young University 2000 - 2011
AIC Servicer, Inc. 2007 - 2009
Brigham Young University, Marriott School of Management 1992 - 2000
Daiwa Securities 1987 - 1992
The Consulate-General of the Republic of South Africa, Tokyo, Japan 1983 - 1987
Education
Brigham Young University 1992 — 1994
MBA
Waseda University 1978 — 1983
BA, Business & Commerce
euGlobe, L.C. 2009 - Present
Japan TOC Advancing Committee 2005 - Present
Independent Translator/Author 2000 - Present
Brigham Young University 2000 - 2011
AIC Servicer, Inc. 2007 - 2009
Brigham Young University, Marriott School of Management 1992 - 2000
Daiwa Securities 1987 - 1992
The Consulate-General of the Republic of South Africa, Tokyo, Japan 1983 - 1987
Education
Brigham Young University 1992 — 1994
MBA
Waseda University 1978 — 1983
BA, Business & Commerce
John F. Soper, CPA's Daiwa Securities Experience September 2003 - June 2004
Job Senior Consultant at Avid Consulting
Industry Financial Services
Experience
Avid Consulting March 2015 - Present
Enterprise Solution Providers March 2013 - August 2014
Panache Resources & Systems June 2005 - March 2013
Trafin Corp June 2004 - June 2005
Daiwa Securities September 2003 - June 2004
Barclays Capital May 2000 - August 2003
ShopBistro.com November 1999 - April 2000
Banker's Trust June 1996 - October 1999
Barclays Capital March 1994 - June 1996
Lehman Brothers May 1987 - March 1994
Skills
Accounting, Financial Analysis, Problem Solving, Project Management, Change Management, Management Consulting, Operations Management, Strategic Planning, Financial Reporting, Foreign Currency..., Equity Derivatives, Credit Derivatives, Financial Controlling, Front to Back Office, Prime Brokerage, Fixed Income Derivatives, Market and Credit Risk..., Hedge Fund Services, Fixed Income, Derivatives, Financial Services, Securities, Equities, Product Control, Hedge Funds, Capital Markets, Investment Banking, Financial Risk, Swaps, Interest Rate..., Back Office, Middle Office, Business Analysis, Auditing, Analysis, Securitization, Account Reconciliation, Liquidity Risk, Market Risk, Financial Audits, Credit Risk
Education
St. John's University, The Peter J. Tobin College of Business 1979 — 1983
BS, Accounting
Avid Consulting March 2015 - Present
Enterprise Solution Providers March 2013 - August 2014
Panache Resources & Systems June 2005 - March 2013
Trafin Corp June 2004 - June 2005
Daiwa Securities September 2003 - June 2004
Barclays Capital May 2000 - August 2003
ShopBistro.com November 1999 - April 2000
Banker's Trust June 1996 - October 1999
Barclays Capital March 1994 - June 1996
Lehman Brothers May 1987 - March 1994
Skills
Accounting, Financial Analysis, Problem Solving, Project Management, Change Management, Management Consulting, Operations Management, Strategic Planning, Financial Reporting, Foreign Currency..., Equity Derivatives, Credit Derivatives, Financial Controlling, Front to Back Office, Prime Brokerage, Fixed Income Derivatives, Market and Credit Risk..., Hedge Fund Services, Fixed Income, Derivatives, Financial Services, Securities, Equities, Product Control, Hedge Funds, Capital Markets, Investment Banking, Financial Risk, Swaps, Interest Rate..., Back Office, Middle Office, Business Analysis, Auditing, Analysis, Securitization, Account Reconciliation, Liquidity Risk, Market Risk, Financial Audits, Credit Risk
Education
St. John's University, The Peter J. Tobin College of Business 1979 — 1983
BS, Accounting
Beatrice Baker's Daiwa Securities Experience April 1992 - January 1995
Job Senior Product Analyst/Research Analyst at Deloitte
Industry Management Consulting
Experience
Deloitte May 2000 - May 2013
Executive Corporate Staffing/ Chase Manhattan Bank - Chase Insurance Agency December 1996 - January 2000
Daiwa Securities April 1992 - January 1995
Deloitte & Touche September 1985 - January 1990
Skills
Research, Competitive Analysis, Business Intelligence, Requirements Gathering, Analysis, Microsoft Office
Education
Brooklyn College
BA, Business Administration
City University of New York-Brooklyn College
Bachelor of Arts (B.A.), Business Administration
Deloitte May 2000 - May 2013
Executive Corporate Staffing/ Chase Manhattan Bank - Chase Insurance Agency December 1996 - January 2000
Daiwa Securities April 1992 - January 1995
Deloitte & Touche September 1985 - January 1990
Skills
Research, Competitive Analysis, Business Intelligence, Requirements Gathering, Analysis, Microsoft Office
Education
Brooklyn College
BA, Business Administration
City University of New York-Brooklyn College
Bachelor of Arts (B.A.), Business Administration
Tom Anzalone's Daiwa Securities Experience December 1984 - July 2002
Job Senior Managing Director at Cantor Fitzgerald
Industry Financial Services
Experience
Cantor Fitzgerald July 2002 - Present
Daiwa Securities December 1984 - July 2002
Skills
Alternative Investments, Asset Management, Bloomberg, Bonds, Capital Markets, Corporate Finance, Derivatives, Electronic Trading, Equities, Equity Derivatives, Equity Trading, FINRA, FX Options, Financial Markets, Financial Risk, Fixed Income, Hedge Funds, Investment Banking, Investments, Mergers & Acquisitions, Middle Office, Options, Portfolio Management, Prime Brokerage, Risk Management, Securities, Series 63, Series 7, Trading, Trading Systems, Valuation
Education
Glen cove high school
Long Island University, C.W. Post Campus
Cantor Fitzgerald July 2002 - Present
Daiwa Securities December 1984 - July 2002
Skills
Alternative Investments, Asset Management, Bloomberg, Bonds, Capital Markets, Corporate Finance, Derivatives, Electronic Trading, Equities, Equity Derivatives, Equity Trading, FINRA, FX Options, Financial Markets, Financial Risk, Fixed Income, Hedge Funds, Investment Banking, Investments, Mergers & Acquisitions, Middle Office, Options, Portfolio Management, Prime Brokerage, Risk Management, Securities, Series 63, Series 7, Trading, Trading Systems, Valuation
Education
Glen cove high school
Long Island University, C.W. Post Campus
Liya (Julia) Moiseyev's Daiwa Securities Experience July 1999 - June 2006
Job SunGard
Industry Financial Services
Experience
SunGard July 2011 - Present
Morgan Stanley July 2006 - July 2011
Daiwa Securities July 1999 - June 2006
International Communications, Boulder, CO March 1999 - June 1999
Human Rights Advocacy Center July 1994 - August 1996
Skills
Securities Regulation, Westlaw, Due Diligence, Legal Research, AML, Lexis, Legal Writing, Corporate Governance, Corporate Law, Analysis, Research, Financial Services, Securities, Capital Markets, Financial Markets, Policy, Anti Money Laundering
Education
University of Colorado at Boulder 1993 — 1999
Bachelor of Arts (B.A.), Cum Laude, French Language and Literature/Japanese Language
筑波大学 / University of Tsukuba 1997 — 1998
Study abroad year, Japanese Language and Literature
SunGard July 2011 - Present
Morgan Stanley July 2006 - July 2011
Daiwa Securities July 1999 - June 2006
International Communications, Boulder, CO March 1999 - June 1999
Human Rights Advocacy Center July 1994 - August 1996
Skills
Securities Regulation, Westlaw, Due Diligence, Legal Research, AML, Lexis, Legal Writing, Corporate Governance, Corporate Law, Analysis, Research, Financial Services, Securities, Capital Markets, Financial Markets, Policy, Anti Money Laundering
Education
University of Colorado at Boulder 1993 — 1999
Bachelor of Arts (B.A.), Cum Laude, French Language and Literature/Japanese Language
筑波大学 / University of Tsukuba 1997 — 1998
Study abroad year, Japanese Language and Literature
Ben Huh's Daiwa Securities Experience March 1994 - February 1996
Job Owner, Finewear Uniforms,Linens and Logos
Industry Wholesale
Experience
Finewear Uniforms,Linens and Logos 2005 - Present
ARCO, INC. 1999 - 2005
Gerard National Intercommodities April 1996 - August 1999
Daiwa Securities March 1994 - February 1996
Skills
Purchasing, Supply Chain Management, Supply Management, Contract Manufacturing, Pricing, Procurement, Key Account Management, Contract Negotiation, Manufacturing, Sales Management
Education
City University of New York 1986 — 1991
Bachelor, Engineering
University of Wisconsin-Madison 1989 — 1990
Finewear Uniforms,Linens and Logos 2005 - Present
ARCO, INC. 1999 - 2005
Gerard National Intercommodities April 1996 - August 1999
Daiwa Securities March 1994 - February 1996
Skills
Purchasing, Supply Chain Management, Supply Management, Contract Manufacturing, Pricing, Procurement, Key Account Management, Contract Negotiation, Manufacturing, Sales Management
Education
City University of New York 1986 — 1991
Bachelor, Engineering
University of Wisconsin-Madison 1989 — 1990
Aleks Vargas's Daiwa Securities Experience April 2007 - April 2009
Job Integration Specialist at NASDAQ eSpeed
Industry Financial Services
Experience
Nasdaq April 2014 - Present
Tullett Prebon June 2013 - April 2014
HSBC Global Banking and Markets January 2010 - June 2013
Daiwa Securities April 2007 - April 2009
Skills
Electronic Trading, Fidessa, Equities, Trading Systems, Trading System, Exchange Connectivity, Market Data, Fixed Income, Bloomberg, Bloomberg Terminal, Algos, Direct Market Access, Order Routing, Derivatives, Business Analysis, Project Management, Order Management
Education
Rutgers University-New Brunswick 1996 — 2001
BA, Economics, Statistics
Nasdaq April 2014 - Present
Tullett Prebon June 2013 - April 2014
HSBC Global Banking and Markets January 2010 - June 2013
Daiwa Securities April 2007 - April 2009
Skills
Electronic Trading, Fidessa, Equities, Trading Systems, Trading System, Exchange Connectivity, Market Data, Fixed Income, Bloomberg, Bloomberg Terminal, Algos, Direct Market Access, Order Routing, Derivatives, Business Analysis, Project Management, Order Management
Education
Rutgers University-New Brunswick 1996 — 2001
BA, Economics, Statistics
Frances DeMartino's Daiwa Securities Experience February 1999 - November 1999
Job Financial Services Professional
Industry Financial Services
Experience
UBS January 2007 - June 2008
UBS March 2006 - September 2006
Credit Suisse First November 2005 - February 2006
JP Morgan Securities Inc November 2001 - March 2005
Jefferies & Company February 2000 - May 2001
Daiwa Securities February 1999 - November 1999
Deutsche Bank September 1998 - February 1999
BHF Securities July 1997 - September 1998
SANTANDER INVESTMENT SECURITIES November 1995 - July 1997
Santander Securities 1993 - 1997
Education
Borough of Manhattan Community College
Associates, Accounting
UBS January 2007 - June 2008
UBS March 2006 - September 2006
Credit Suisse First November 2005 - February 2006
JP Morgan Securities Inc November 2001 - March 2005
Jefferies & Company February 2000 - May 2001
Daiwa Securities February 1999 - November 1999
Deutsche Bank September 1998 - February 1999
BHF Securities July 1997 - September 1998
SANTANDER INVESTMENT SECURITIES November 1995 - July 1997
Santander Securities 1993 - 1997
Education
Borough of Manhattan Community College
Associates, Accounting
Yu Saito's Daiwa Securities Experience October 2012 - March 2015
Job Proprietary trader Associate Director
Industry Investment Banking
Experience
Daiwa Capital Markets America Inc. April 2015 - Present
Daiwa Securities October 2012 - March 2015
Daiwa Securities Capital Markets October 2011 - October 2012
Daiwa Securities Capital Markets April 2011 - September 2011
Skills
C, C++, C#, VBA, Ruby, Investment Strategies, Derivatives, Market Risk, F#, VB.NET
Education
一橋大学 / Hitotsubashi University 2009 — 2011
Master, Financial Engineering
早稲田大学 / Waseda University 2005 — 2009
Bachelor, Science and Engineering
Daiwa Capital Markets America Inc. April 2015 - Present
Daiwa Securities October 2012 - March 2015
Daiwa Securities Capital Markets October 2011 - October 2012
Daiwa Securities Capital Markets April 2011 - September 2011
Skills
C, C++, C#, VBA, Ruby, Investment Strategies, Derivatives, Market Risk, F#, VB.NET
Education
一橋大学 / Hitotsubashi University 2009 — 2011
Master, Financial Engineering
早稲田大学 / Waseda University 2005 — 2009
Bachelor, Science and Engineering
Kayo Mizutani's Daiwa Securities Experience April 1988 - December 1990
Job Accounting Professional
Industry Accounting
Experience
Abbott Laboratories May 2008 - July 2010
Abbott Diagnostics November 1997 - April 2008
Deloitte and Touche September 1993 - October 1997
Daiwa Securities April 1988 - December 1990
Education
Thunderbird School of Global Management 1992 — 1993
Master of International Management, Accounting and Finance
Meiji Gakuin University 1984 — 1988
Bachelor's degree, Sociology
Abbott Laboratories May 2008 - July 2010
Abbott Diagnostics November 1997 - April 2008
Deloitte and Touche September 1993 - October 1997
Daiwa Securities April 1988 - December 1990
Education
Thunderbird School of Global Management 1992 — 1993
Master of International Management, Accounting and Finance
Meiji Gakuin University 1984 — 1988
Bachelor's degree, Sociology
Joseph Budinich's Daiwa Securities Experience 1985 - 1995
Job Vice President at SMBC
Industry Banking
Experience
Sumitomo Mitsui Banking Corporation March 2006 - Present
Fortis Bank 2003 - 2005
WestLB 1997 - 2003
Daiwa Securities 1985 - 1995
Skills
Fixed Income, Capital Markets, Equities, Derivatives, Financial Risk, Bloomberg, Financial Markets, Risk Management, Securities, Electronic Trading, Trading Systems, Collateral Management, Real Estate, Customer Service, Middle Office, Swaps
Education
Long Island University, C.W. Post Campus 1981 — 1985
BS, Finance
Sumitomo Mitsui Banking Corporation March 2006 - Present
Fortis Bank 2003 - 2005
WestLB 1997 - 2003
Daiwa Securities 1985 - 1995
Skills
Fixed Income, Capital Markets, Equities, Derivatives, Financial Risk, Bloomberg, Financial Markets, Risk Management, Securities, Electronic Trading, Trading Systems, Collateral Management, Real Estate, Customer Service, Middle Office, Swaps
Education
Long Island University, C.W. Post Campus 1981 — 1985
BS, Finance
Toshikatsu Shirai's Daiwa Securities Experience April 2005 - October 2008
Job MD, Head of Equity at Daiwa Securities Capital Markets America
Industry Financial Services
Experience
Daiwa Securities Capital Markets America November 2008 - Present
Daiwa Securities April 2005 - October 2008
Education
同志社大学 / Doshisha University 1984 — 1988
Bachelor's degree, Economics
Daiwa Securities Capital Markets America November 2008 - Present
Daiwa Securities April 2005 - October 2008
Education
同志社大学 / Doshisha University 1984 — 1988
Bachelor's degree, Economics
Aaron Nematnejad's Daiwa Securities Experience 2004 - 2007
Job
Industry
Experience
Daiwa Securities 2004 - 2007
Skills
Equities
Education
Birkbeck College, University of London
Daiwa Securities 2004 - 2007
Skills
Equities
Education
Birkbeck College, University of London
Irwin W. Messer's Daiwa Securities Experience January 1992 - September 1999
Job President DPM Advisors
Industry Financial Services
Experience
Self-employed September 1999 - Present
Shields and Company September 1999 - May 2002
Daiwa Securities January 1992 - September 1999
Skills
Strategic Financial..., Strategic Planning, Mergers & Acquisitions, Corporate Finance, Portfolio Management, Asset Management, Finance, Valuation, Due Diligence, Equities, Business Strategy
Education
Rutgers Graduate Business School 1977 — 1978
Master of Business Administration (M.B.A.), Finance, General
American University 1973 — 1977
Bachelor of Science Business Administration (BSBA), Accounting and Finance
Self-employed September 1999 - Present
Shields and Company September 1999 - May 2002
Daiwa Securities January 1992 - September 1999
Skills
Strategic Financial..., Strategic Planning, Mergers & Acquisitions, Corporate Finance, Portfolio Management, Asset Management, Finance, Valuation, Due Diligence, Equities, Business Strategy
Education
Rutgers Graduate Business School 1977 — 1978
Master of Business Administration (M.B.A.), Finance, General
American University 1973 — 1977
Bachelor of Science Business Administration (BSBA), Accounting and Finance
Richie Casazza's Daiwa Securities Experience 1987 - 1999
Job golf course starter at atlantic management
Industry Recreational Facilities and Services
Experience
atlantic management September 2011 - Present
calyon securitis usa March 2001 - December 2010
EUROFACTOR HISPANIA - CALYON (Crédit Agricole Group) December 2010 - 2010
calyon sec 2001 - 2010
Daiwa Securities 1987 - 1999
Skills
Event Planning, Microsoft Excel, Customer Service, Microsoft Office, Public Speaking, Accounting, Financial Analysis, Finance, Risk Management, Business Planning, Financial Accounting, Financial Modeling, Asset Management, Strategic Financial..., Banking, Investment Banking
Education
University of Houston 1974 — 1978
Bachelor's degree, Accounting and Finance
atlantic management September 2011 - Present
calyon securitis usa March 2001 - December 2010
EUROFACTOR HISPANIA - CALYON (Crédit Agricole Group) December 2010 - 2010
calyon sec 2001 - 2010
Daiwa Securities 1987 - 1999
Skills
Event Planning, Microsoft Excel, Customer Service, Microsoft Office, Public Speaking, Accounting, Financial Analysis, Finance, Risk Management, Business Planning, Financial Accounting, Financial Modeling, Asset Management, Strategic Financial..., Banking, Investment Banking
Education
University of Houston 1974 — 1978
Bachelor's degree, Accounting and Finance
Patrick Grumieaux's Daiwa Securities Experience March 1995 - March 2000
Job SVP Account Manager at ICAP/BrokerTec, Fixed Income Sales and Repo Product Management
Industry Financial Services
Experience
ICAP June 2003 - Present
AXA Advisors April 2001 - August 2002
Daiwa Securities March 1995 - March 2000
Société Générale August 1991 - March 1995
Skills
Bloomberg, Financial Markets, Series 7, Derivatives, Fixed Income, Electronic Trading, Equities, Bonds, Portfolio Management, Trading Systems
Education
University of Bridgeport 1982 — 1986
Bachelor of Science (B.S.), Finance, General
ICAP June 2003 - Present
AXA Advisors April 2001 - August 2002
Daiwa Securities March 1995 - March 2000
Société Générale August 1991 - March 1995
Skills
Bloomberg, Financial Markets, Series 7, Derivatives, Fixed Income, Electronic Trading, Equities, Bonds, Portfolio Management, Trading Systems
Education
University of Bridgeport 1982 — 1986
Bachelor of Science (B.S.), Finance, General
Hokushin Kido's Daiwa Securities Experience April 2002 - Present
Job MBA Candidate at University of North Carolina KenanFlagler Business School
Industry Investment Banking
Experience
Daiwa Securities April 2002 - Present
Education
UNC Kenan-Flagler Business School 2013 — 2015
Daiwa Securities April 2002 - Present
Education
UNC Kenan-Flagler Business School 2013 — 2015
Masato Hattori's Daiwa Securities Experience June 2015 - Present
Job Student at Darden School
Industry Financial Services
Experience
Daiwa Securities June 2015 - Present
Daiwa Securities April 2012 - July 2013
Daiwa Securities April 2007 - March 2012
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Photoshop, Public Speaking, English, Windows, Event Planning, Time Management, Team Leadership, Leadership, Programming, Teaching
Education
University of Virginia Darden School of Business 2013 — 2015
MBA, Business
Osaka University 2002 — 2007
Bachelor of Engineering (BEng), Mechanical Engineering
Daiwa Securities June 2015 - Present
Daiwa Securities April 2012 - July 2013
Daiwa Securities April 2007 - March 2012
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Photoshop, Public Speaking, English, Windows, Event Planning, Time Management, Team Leadership, Leadership, Programming, Teaching
Education
University of Virginia Darden School of Business 2013 — 2015
MBA, Business
Osaka University 2002 — 2007
Bachelor of Engineering (BEng), Mechanical Engineering
Kiyomi Christiansen's Daiwa Securities Experience April 1990 - April 1994
Job Marketing Club Coordinator at Hilton Grand Vacations
Industry Hospitality
Experience
Hilton Grand Vacations March 2002 - Present
Hilton Grand Vacations March 2002 - Present
Nikko Hotel at Beverly HIlls August 1998 - December 2011
Daiwa Securities April 1990 - April 1994
Education
Meiji Gakuin University
Bachelor's degree, Law
Hilton Grand Vacations March 2002 - Present
Hilton Grand Vacations March 2002 - Present
Nikko Hotel at Beverly HIlls August 1998 - December 2011
Daiwa Securities April 1990 - April 1994
Education
Meiji Gakuin University
Bachelor's degree, Law
Federico Mora's Daiwa Securities Experience April 1994 - February 1999
Job Global Equities
Industry Financial Services
Experience
Espírito Santo January 2012 - August 2014
Vector Global January 2011 - August 2011
Mora Capital Management LLC October 2006 - December 2010
First New York Securities September 1999 - July 2004
Daiwa Securities April 1994 - February 1999
BBVA Probursa Casa de Bolsa S.A. de C.V. July 1992 - April 1994
Lehman Brothers September 1989 - June 1992
Skills
Equities, Portfolio Management, Trading, Investments, Hedge Funds, Strategy, Investment Strategies, Technical Analysis, International Sales, Latin America, Sales, Research, Emerging Markets, Bloomberg, Asset Management, Securities, Electronic Trading, Derivatives, Options, Series 7, Financial Markets, Mutual Funds
Education
Drexel University 1987 — 1989
Bachelor of Business Administration (B.B.A.), Finance, General
Villanova University 1984 — 1987
Espírito Santo January 2012 - August 2014
Vector Global January 2011 - August 2011
Mora Capital Management LLC October 2006 - December 2010
First New York Securities September 1999 - July 2004
Daiwa Securities April 1994 - February 1999
BBVA Probursa Casa de Bolsa S.A. de C.V. July 1992 - April 1994
Lehman Brothers September 1989 - June 1992
Skills
Equities, Portfolio Management, Trading, Investments, Hedge Funds, Strategy, Investment Strategies, Technical Analysis, International Sales, Latin America, Sales, Research, Emerging Markets, Bloomberg, Asset Management, Securities, Electronic Trading, Derivatives, Options, Series 7, Financial Markets, Mutual Funds
Education
Drexel University 1987 — 1989
Bachelor of Business Administration (B.B.A.), Finance, General
Villanova University 1984 — 1987
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS