PaineWebber Company
Industry: Investment banking
DescriptionPaineWebber & Co. was an American investment bank and stock brokerage firm that was acquired by the Swiss bank UBS in 2000. The company was founded in 1880 in Boston, Massachusetts, by William Alfred Paine and Wallace G. Webber. Operating with two employees, they leased premises at 48 Congress Street in May 1881. Founded: 1881 Headquarters: New York City, New York, United States Ceased operations: 2000 Successor: UBS Paine Webber, later UBS Wealth Management Founders: William A. Paine, William Alfred
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PaineWebber Employees
Employee
Years
Job
Industry
Dwight Rich Dwight Rich's PaineWebber Experience February 1995 - June 1997
Job CFP, Senior Financial Advisor Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch July 1997 - Present
Kentucky Captive Association 2004 - 2012
PaineWebber February 1995 - June 1997
Skills
Asset Allocation, Finance, Investments, Retirement Planning, Series 65, Series 7, Uniform Combined State..., Wealth Management..., Financial Advisory, Strategic Financial..., Mutual Funds, Investment Advisory, Investment Strategies, Wealth Management, Portfolio Management, Retirement, Securities, Asset Management, Insurance, Management, Series 63, Financial Planning
Education
University of Louisville 1990 — 1993
BSBA, Finance
Merrill Lynch July 1997 - Present
Kentucky Captive Association 2004 - 2012
PaineWebber February 1995 - June 1997
Skills
Asset Allocation, Finance, Investments, Retirement Planning, Series 65, Series 7, Uniform Combined State..., Wealth Management..., Financial Advisory, Strategic Financial..., Mutual Funds, Investment Advisory, Investment Strategies, Wealth Management, Portfolio Management, Retirement, Securities, Asset Management, Insurance, Management, Series 63, Financial Planning
Education
University of Louisville 1990 — 1993
BSBA, Finance
Sargent McGowan Sargent McGowan's PaineWebber Experience August 1996 - June 1998
Job Managing Director, Public Equity at University of Virginia Investment Management Company
Industry Investment Management
Experience
University of Virginia Investment Management Company July 2013 - Present
Invesco Ltd. June 2002 - June 2013
Sanford C. Bernstein June 1998 - June 2000
PaineWebber August 1996 - June 1998
Education
University of North Carolina at Chapel Hill 2000 — 2002
Master of Business Administration (MBA), Investment Management
University of Virginia 1991 — 1995
Bachelor of Science (BS), Finance, General
University of Virginia Investment Management Company July 2013 - Present
Invesco Ltd. June 2002 - June 2013
Sanford C. Bernstein June 1998 - June 2000
PaineWebber August 1996 - June 1998
Education
University of North Carolina at Chapel Hill 2000 — 2002
Master of Business Administration (MBA), Investment Management
University of Virginia 1991 — 1995
Bachelor of Science (BS), Finance, General
Jeff Karcher's PaineWebber Experience 1992 - 1998
Job
Industry Capital Markets
Experience
Janney Capital Markets March 2013 - June 2015
Knight Capital Group October 2010 - February 2013
RBC Capital Markets 2006 - 2010
CreditSights 2004 - 2006
Deutsche Bank 1999 - 2004
PaineWebber 1992 - 1998
PaineWebber 1992 - 1998
PaineWebber 1992 - 1998
Skills
Equity Research, Equities, Capital Markets, Bloomberg, Hedge Funds, Fixed Income, Portfolio Management, Investment Banking, Investments, Equity Valuation, Equity Trading, Alternative Investments, Business Development, ETFs, Securities, Institutional Sales, Series 7, Valuation
Education
Bay High School
University of Cincinnati
BBA, Finance
Janney Capital Markets March 2013 - June 2015
Knight Capital Group October 2010 - February 2013
RBC Capital Markets 2006 - 2010
CreditSights 2004 - 2006
Deutsche Bank 1999 - 2004
PaineWebber 1992 - 1998
PaineWebber 1992 - 1998
PaineWebber 1992 - 1998
Skills
Equity Research, Equities, Capital Markets, Bloomberg, Hedge Funds, Fixed Income, Portfolio Management, Investment Banking, Investments, Equity Valuation, Equity Trading, Alternative Investments, Business Development, ETFs, Securities, Institutional Sales, Series 7, Valuation
Education
Bay High School
University of Cincinnati
BBA, Finance
Saren Brown's PaineWebber Experience November 1999 - 2001
Job Business Development Professional
Industry Fund-Raising
Experience
The Leukemia & Lymphoma Society 2013 - February 2014
UC Santa Barbara, Bren School of Environmental Science & Management 2010 - February 2013
Merrill Lynch 2006 - 2009
Redwood Trust, Inc 2005 - 2006
Clinton Group Inc 2002 - 2004
PaineWebber November 1999 - 2001
Skills
Investments, Alternative Investments, Research, Hedge Funds, Analysis, Grant Writing, Philanthropy, Proposal Writing, Donor Solicitation, Event Management, Marketing, Fundraising, Client Development, Relationship Management, Donor Management, Financial Analysis, Presentations, Capital Markets, Event Planning, Series 7 (expired), Bloomberg, Morningstar, Series 66 (expired)
Education
University of California, Santa Barbara 1996 — 2000
Bachelor of Arts, Sociology
The Leukemia & Lymphoma Society 2013 - February 2014
UC Santa Barbara, Bren School of Environmental Science & Management 2010 - February 2013
Merrill Lynch 2006 - 2009
Redwood Trust, Inc 2005 - 2006
Clinton Group Inc 2002 - 2004
PaineWebber November 1999 - 2001
Skills
Investments, Alternative Investments, Research, Hedge Funds, Analysis, Grant Writing, Philanthropy, Proposal Writing, Donor Solicitation, Event Management, Marketing, Fundraising, Client Development, Relationship Management, Donor Management, Financial Analysis, Presentations, Capital Markets, Event Planning, Series 7 (expired), Bloomberg, Morningstar, Series 66 (expired)
Education
University of California, Santa Barbara 1996 — 2000
Bachelor of Arts, Sociology
Walter Wise Walter Wise's PaineWebber Experience May 1993 - October 1993
Job Creative Director & Principal at arr.ae
Industry Graphic Design
Experience
Arrae Creative 2011 - Present
67 art+design 1993 - 2010
PaineWebber May 1993 - October 1993
Skills
Final Cut Pro, Flash, Web Design, Online Advertising, Social Media, Adobe Fireworks, Illustrator, Logo Design, Advertising, Photoshop, Illustration, SEO, Dreamweaver, Web Development, Social Media Marketing, Typography, InDesign, Creative Writing, Corporate Identity, Wordpress, Graphic Design, Adobe Creative Suite, Graphics, Art Direction, Brochures, Multimedia, Creative Strategy, User Interface Design, Copywriting, Blogging, CSS, Brand Development, Interaction Design, User Experience, WordPress, Layout, Website Development, User Interface, Information Architecture, Email Marketing, CMS, Digital Illustration, Direct Mail, Content Strategy, Digital Marketing, Newsletters, Photography, Digital Strategy, Online Marketing, Digital Media
Education
University of Colorado Boulder 1989 — 1992
BS, English
Arrae Creative 2011 - Present
67 art+design 1993 - 2010
PaineWebber May 1993 - October 1993
Skills
Final Cut Pro, Flash, Web Design, Online Advertising, Social Media, Adobe Fireworks, Illustrator, Logo Design, Advertising, Photoshop, Illustration, SEO, Dreamweaver, Web Development, Social Media Marketing, Typography, InDesign, Creative Writing, Corporate Identity, Wordpress, Graphic Design, Adobe Creative Suite, Graphics, Art Direction, Brochures, Multimedia, Creative Strategy, User Interface Design, Copywriting, Blogging, CSS, Brand Development, Interaction Design, User Experience, WordPress, Layout, Website Development, User Interface, Information Architecture, Email Marketing, CMS, Digital Illustration, Direct Mail, Content Strategy, Digital Marketing, Newsletters, Photography, Digital Strategy, Online Marketing, Digital Media
Education
University of Colorado Boulder 1989 — 1992
BS, English
Bill Horton's PaineWebber Experience 1989 - 1993
Job Sales/Sales ManagementInvestment Sales Relationship Management Business Development Project MgmtFund Raising
Industry Investment Management
Experience
Sales,Fund-raising, Relationship Management, Business Development January 2012 - Present
Atlantic Asset Management/Palmer Square Emerging Manager Fund August 2011 - January 2013
American Century Investments March 2003 - July 2008
J. Stephan & Company February 1996 - March 2003
America First Investment Advisors, LLC 1993 - 1995
PaineWebber 1989 - 1993
Drexel Burnham Lambert 1986 - 1989
E.F. Hutton 1985 - 1986
Merrill Lynch December 1980 - May 1985
Skills
Marketing, CRM, Sales, Asset Managment, Hedge Funds, Alternative Investments, Equities, Investments, Portfolio Management, Fixed Income, Asset Allocation, Investment Strategies, Mutual Funds, Investment Management, Investment Advisory, Institutional, Asset Management, Management, Securities, Business Development, Private Equity, Emerging Markets, Strategic Planning, Relationship Management, Leadership, Trading, Financial Services, Wealth Management, Start-ups, New Business Development, Financial Analysis, Sales Management, Capital Markets, Strategy, Finance, Risk Management, Insurance, Team Building, Funding, Team Leadership
Education
University of Maryland BS Finance , Webster University MA Marketing 1977 — 1982
Bachelor’s Degree, Accounting and Finance
University of Maryland College Park 1977 — 1981
BS, Finance
Webster University 1987 — 1988
MA, Marketing/Marketing Management, General
Sales,Fund-raising, Relationship Management, Business Development January 2012 - Present
Atlantic Asset Management/Palmer Square Emerging Manager Fund August 2011 - January 2013
American Century Investments March 2003 - July 2008
J. Stephan & Company February 1996 - March 2003
America First Investment Advisors, LLC 1993 - 1995
PaineWebber 1989 - 1993
Drexel Burnham Lambert 1986 - 1989
E.F. Hutton 1985 - 1986
Merrill Lynch December 1980 - May 1985
Skills
Marketing, CRM, Sales, Asset Managment, Hedge Funds, Alternative Investments, Equities, Investments, Portfolio Management, Fixed Income, Asset Allocation, Investment Strategies, Mutual Funds, Investment Management, Investment Advisory, Institutional, Asset Management, Management, Securities, Business Development, Private Equity, Emerging Markets, Strategic Planning, Relationship Management, Leadership, Trading, Financial Services, Wealth Management, Start-ups, New Business Development, Financial Analysis, Sales Management, Capital Markets, Strategy, Finance, Risk Management, Insurance, Team Building, Funding, Team Leadership
Education
University of Maryland BS Finance , Webster University MA Marketing 1977 — 1982
Bachelor’s Degree, Accounting and Finance
University of Maryland College Park 1977 — 1981
BS, Finance
Webster University 1987 — 1988
MA, Marketing/Marketing Management, General
Clarence Hughes Clarence Hughes's PaineWebber Experience 1994 - 1997
Job Portfolio Manager REDW Stanley LLC
Industry Investment Management
Experience
REDW Stanley Advisors LLC February 2015 - Present
Bank of Albuquerque September 2013 - July 2014
US Bank Institutional Asset Management December 2002 - September 2013
Wells Capital Management August 1999 - December 2002
First Security Investment Management June 1997 - August 1999
PaineWebber 1994 - 1997
First Interstate Bank 1992 - 1994
US Army 82nd Airborne Division June 1986 - June 1990
Skills
Portfolio Management, Investments, Investment Management, Fixed Income, Investment Strategies, Wealth Management, Asset Management, Strategic Financial..., Equities, Alternative Investments, Retirement Planning, Asset Allocation, Mutual Funds, Financial Analysis, Estate Planning, Financial Services, Asset Managment, Securities, High Net Worth..., Series 63, Banking, Investment Advisory, Series 7, Wealth Management..., Relationship Management, Hedge Funds, Financial Advisory, Strategic Planning, Public Speaking, Investment Policy, Bonds, Financial Planning, Institutional, Private Banking
Education
University of Portland 2006 — 2007
Executive Certificate in Financial Planning
University of Nevada-Las Vegas - College of Business 1991 — 1994
BS, Finance
Sandia High School
REDW Stanley Advisors LLC February 2015 - Present
Bank of Albuquerque September 2013 - July 2014
US Bank Institutional Asset Management December 2002 - September 2013
Wells Capital Management August 1999 - December 2002
First Security Investment Management June 1997 - August 1999
PaineWebber 1994 - 1997
First Interstate Bank 1992 - 1994
US Army 82nd Airborne Division June 1986 - June 1990
Skills
Portfolio Management, Investments, Investment Management, Fixed Income, Investment Strategies, Wealth Management, Asset Management, Strategic Financial..., Equities, Alternative Investments, Retirement Planning, Asset Allocation, Mutual Funds, Financial Analysis, Estate Planning, Financial Services, Asset Managment, Securities, High Net Worth..., Series 63, Banking, Investment Advisory, Series 7, Wealth Management..., Relationship Management, Hedge Funds, Financial Advisory, Strategic Planning, Public Speaking, Investment Policy, Bonds, Financial Planning, Institutional, Private Banking
Education
University of Portland 2006 — 2007
Executive Certificate in Financial Planning
University of Nevada-Las Vegas - College of Business 1991 — 1994
BS, Finance
Sandia High School
Corwin Barratt Corwin Barratt's PaineWebber Experience August 2000 - June 2001
Job Manager, Client Services at S&P Capital IQ
Industry Financial Services
Experience
S&P Capital IQ June 2011 - Present
S&P Capital IQ October 2007 - May 2011
S&P Capital IQ February 2006 - September 2007
Homeland Financial Services May 2003 - January 2006
Colorado Mountain Mortgage August 2000 - June 2001
PaineWebber August 2000 - June 2001
Skills
Training, Management, Fixed Income, Forecasting, Product Management, Portfolio Management, Sales, Analysis, CRM, Market Data, Finance, Talent Management, Equities, Financial Services
Education
University of Colorado at Boulder 1997 — 2000
B.S. Business Administration, Accounting and Finance
AMA course
AMA course
S&P Capital IQ June 2011 - Present
S&P Capital IQ October 2007 - May 2011
S&P Capital IQ February 2006 - September 2007
Homeland Financial Services May 2003 - January 2006
Colorado Mountain Mortgage August 2000 - June 2001
PaineWebber August 2000 - June 2001
Skills
Training, Management, Fixed Income, Forecasting, Product Management, Portfolio Management, Sales, Analysis, CRM, Market Data, Finance, Talent Management, Equities, Financial Services
Education
University of Colorado at Boulder 1997 — 2000
B.S. Business Administration, Accounting and Finance
AMA course
AMA course
Margaret Darlow Margaret Darlow's PaineWebber Experience 1998 - 2003
Job Product Marketing Strategist, Global Equity Derivatives
Industry Investment Banking
Experience
UBS Investment Bank July 2011 - Present
UBS 2005 - March 2010
UBS Financial Services January 2003 - June 2005
PaineWebber 1998 - 2003
PaineWebber 1991 - 1998
Skills
FINRA, Series 7, Financial Services, Bloomberg, Derivatives, Equities, Fixed Income, Investment Banking, Product Management, Project Management, Securities, Strategy, CRM, Capital Markets, Trading, Management, Marketing
Education
University of Missouri-Kansas City
Bachelor of Arts
New York School of Finance
Certification, Technical Analysis
UBS Investment Bank July 2011 - Present
UBS 2005 - March 2010
UBS Financial Services January 2003 - June 2005
PaineWebber 1998 - 2003
PaineWebber 1991 - 1998
Skills
FINRA, Series 7, Financial Services, Bloomberg, Derivatives, Equities, Fixed Income, Investment Banking, Product Management, Project Management, Securities, Strategy, CRM, Capital Markets, Trading, Management, Marketing
Education
University of Missouri-Kansas City
Bachelor of Arts
New York School of Finance
Certification, Technical Analysis
Marianne Kohlmann's PaineWebber Experience November 1998 - September 2000
Job Software Consultant at Colville Consulting
Industry Information Technology and Services
Experience
Hutchinson Capital Management June 2015 - Present
Colville Consulting June 2014 - Present
Advent Software December 2010 - December 2012
Advent Software November 2007 - December 2010
Advent Software February 2007 - November 2007
Advent Software November 2004 - February 2007
Advent Software November 2000 - November 2004
PaineWebber November 1998 - September 2000
Skills
APX, Cold Calling, Instructor-led Training, Account Reconciliation, Series 7, Series 63, Enterprise Software, Project Management, Moxy, APX, Moxy, Axys and..., Cloud Computing, Management, Consulting, SQL, Product Management, Process Improvement, Financial Services, Salesforce.com, Portfolio Management, CRM, Hedge Funds
Education
University of California, Davis 1985 — 1990
B.A., English and French, A
Hutchinson Capital Management June 2015 - Present
Colville Consulting June 2014 - Present
Advent Software December 2010 - December 2012
Advent Software November 2007 - December 2010
Advent Software February 2007 - November 2007
Advent Software November 2004 - February 2007
Advent Software November 2000 - November 2004
PaineWebber November 1998 - September 2000
Skills
APX, Cold Calling, Instructor-led Training, Account Reconciliation, Series 7, Series 63, Enterprise Software, Project Management, Moxy, APX, Moxy, Axys and..., Cloud Computing, Management, Consulting, SQL, Product Management, Process Improvement, Financial Services, Salesforce.com, Portfolio Management, CRM, Hedge Funds
Education
University of California, Davis 1985 — 1990
B.A., English and French, A
Cheryl Allieri Cheryl Allieri's PaineWebber Experience September 1995 - October 1996
Job Attorney, Contracts and Technology Risk
Industry Information Technology and Services
Experience
Cheryl R. Allieri March 2012 - October 2013
Fidelity Investments January 2002 - June 2010
Fidelity Investments July 1998 - January 2002
Fidelity Investments November 1996 - June 1998
PaineWebber September 1995 - October 1996
Skills
Contract Negotiation, Risk Management, Risk Assessment, Information Technology, Technology Risk, Financial Services, FINRA, Investment Advisory...
Education
University of Miami School of Law 1991 — 1994
Doctor of Law (J.D.)
University of Massachusetts, Amherst 1987 — 1991
Bachelor of Science (BS), Political Science
Cheryl R. Allieri March 2012 - October 2013
Fidelity Investments January 2002 - June 2010
Fidelity Investments July 1998 - January 2002
Fidelity Investments November 1996 - June 1998
PaineWebber September 1995 - October 1996
Skills
Contract Negotiation, Risk Management, Risk Assessment, Information Technology, Technology Risk, Financial Services, FINRA, Investment Advisory...
Education
University of Miami School of Law 1991 — 1994
Doctor of Law (J.D.)
University of Massachusetts, Amherst 1987 — 1991
Bachelor of Science (BS), Political Science
Richard Fearon Richard Fearon's PaineWebber Experience June 1988 - June 1990
Job Owner, Accretive Capital Partners, LLC
Industry Investment Management
Experience
Accretive Capital Partners, LLC March 2000 - Present
Allied Capital Corporation June 1993 - June 2000
Morgan Stanley June 1992 - August 1992
PaineWebber June 1988 - June 1990
Skills
Hedge Funds, Private Equity, Alternative Investments, Investments, Equities, Asset Managment, Venture Capital, Portfolio Management, Valuation, Financial Modeling, Investment Banking, Mergers, Private Placements, Due Diligence, Fixed Income, Capital, Bloomberg, Fund Of Funds, Finance, LBO, Emerging Markets, Investment Management, Investor Relations, Equity Research, Corporate Finance, Mutual Funds, Capital Markets, Investment Strategies, Leveraged Finance, Asset Management, Mergers & Acquisitions
Education
University of Pennsylvania - The Wharton School 1991 — 1993
MBA, Finance
Williams College 1984 — 1988
BA, Chemistry and Anthropology
Hopkins School 1978 — 1984
Accretive Capital Partners, LLC March 2000 - Present
Allied Capital Corporation June 1993 - June 2000
Morgan Stanley June 1992 - August 1992
PaineWebber June 1988 - June 1990
Skills
Hedge Funds, Private Equity, Alternative Investments, Investments, Equities, Asset Managment, Venture Capital, Portfolio Management, Valuation, Financial Modeling, Investment Banking, Mergers, Private Placements, Due Diligence, Fixed Income, Capital, Bloomberg, Fund Of Funds, Finance, LBO, Emerging Markets, Investment Management, Investor Relations, Equity Research, Corporate Finance, Mutual Funds, Capital Markets, Investment Strategies, Leveraged Finance, Asset Management, Mergers & Acquisitions
Education
University of Pennsylvania - The Wharton School 1991 — 1993
MBA, Finance
Williams College 1984 — 1988
BA, Chemistry and Anthropology
Hopkins School 1978 — 1984
Don Roth Don Roth's PaineWebber Experience January 1997 - May 2001
Job CEO, Smart Chart Investor | Helping longterm investors use price charts & technical analysis to make better decisions.
Industry Financial Services
Experience
Smart Chart Investor 2010 - Present
The Roth Report 1995 - 2010
PaineWebber January 1997 - May 2001
Lenders Financial Services, Inc. November 1980 - August 1994
Skills
Investment Strategies, Investments, Wealth Management, Trading, ETFs, Stocks, Investment Advisory, Equities, Asset Management, Financial Markets, Trading Strategies, Technical Analysis, Equity Trading, Pensions, Proprietary Trading, Quant, Structured Products, Trading Systems, Financial Modeling, Options, Asset Allocation, Hedge Funds, Commodity, Hedging, Electronic Trading, Management, Portfolio Management
Education
University of California, Irvine
Mathematics and Psychology
Smart Chart Investor 2010 - Present
The Roth Report 1995 - 2010
PaineWebber January 1997 - May 2001
Lenders Financial Services, Inc. November 1980 - August 1994
Skills
Investment Strategies, Investments, Wealth Management, Trading, ETFs, Stocks, Investment Advisory, Equities, Asset Management, Financial Markets, Trading Strategies, Technical Analysis, Equity Trading, Pensions, Proprietary Trading, Quant, Structured Products, Trading Systems, Financial Modeling, Options, Asset Allocation, Hedge Funds, Commodity, Hedging, Electronic Trading, Management, Portfolio Management
Education
University of California, Irvine
Mathematics and Psychology
Mary Frances Ewing,CFP® Mary Frances Ewing,CFP®'s PaineWebber Experience September 1986 - February 1998
Job Financial Advisor at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors January 2012 - Present
Morgan Stanley Smith Barney June 2009 - January 2012
Smith Barney February 1998 - June 2009
PaineWebber September 1986 - February 1998
Skills
Retirement Planning and..., Business Owner Planning, Estate Investment..., 401k Rollovers, Individual Retirement..., Asset Allocation, Equities, Investments, Securities, Mutual Funds, Finance
Education
University of Georgia - Terry College of Business 1974 — 1985
Bachelor's Degree, Business Administration Marketing
University of Pennsylvania - The Wharton School 2007 — 2009
Securities Industry Institute, Leadership Development
Wells Fargo Advisors January 2012 - Present
Morgan Stanley Smith Barney June 2009 - January 2012
Smith Barney February 1998 - June 2009
PaineWebber September 1986 - February 1998
Skills
Retirement Planning and..., Business Owner Planning, Estate Investment..., 401k Rollovers, Individual Retirement..., Asset Allocation, Equities, Investments, Securities, Mutual Funds, Finance
Education
University of Georgia - Terry College of Business 1974 — 1985
Bachelor's Degree, Business Administration Marketing
University of Pennsylvania - The Wharton School 2007 — 2009
Securities Industry Institute, Leadership Development
Steven Weyland, CFA's PaineWebber Experience 1991 - 1994
Job Vice President/ Director, Southern Region Institution Division at RNC Genter Capital Management
Industry Investment Management
Experience
RNC Genter Capital Management October 2012 - Present
Laffer Associates February 2011 - July 2012
Kayne Anderson Rudnick February 2008 - February 2011
JP Morgan February 2007 - February 2008
Placemark Investments February 2006 - February 2007
Hilliard Lyons February 2004 - February 2006
BlackRock 2003 - 2003
Allianz Global Investors 1996 - 2002
Nicholas Applegate 1996 - 2001
PaineWebber 1991 - 1994
Skills
Investment Management..., High Net Worth..., Wealth Management, Separately Managed..., Investment Advisory, Training & Development, Strategy, Asset Management, Asset Allocation, Alternative Investments, Asset Managment, Financial Advisory, Investments, RIAs, Mutual Funds, institutional sales
Education
University of Kentucky 1982 — 1987
BBA, Marketing, Finance
Saint Xavier high school 1978 — 1982
RNC Genter Capital Management October 2012 - Present
Laffer Associates February 2011 - July 2012
Kayne Anderson Rudnick February 2008 - February 2011
JP Morgan February 2007 - February 2008
Placemark Investments February 2006 - February 2007
Hilliard Lyons February 2004 - February 2006
BlackRock 2003 - 2003
Allianz Global Investors 1996 - 2002
Nicholas Applegate 1996 - 2001
PaineWebber 1991 - 1994
Skills
Investment Management..., High Net Worth..., Wealth Management, Separately Managed..., Investment Advisory, Training & Development, Strategy, Asset Management, Asset Allocation, Alternative Investments, Asset Managment, Financial Advisory, Investments, RIAs, Mutual Funds, institutional sales
Education
University of Kentucky 1982 — 1987
BBA, Marketing, Finance
Saint Xavier high school 1978 — 1982
Marie Abrusley-Faulkner Marie Abrusley-Faulkner's PaineWebber Experience 1998 - 2000
Job Investments Advisor and Trader
Industry Investment Management
Experience
Self-Employed Day Trader StockbrokerScottrade2006 - 2007
PaineWebber 1998 - 2000
Skills
Trading, Equities
Education
University of Houston
Bachelor of Science (B.S.), Economics
Self-Employed Day Trader StockbrokerScottrade2006 - 2007
PaineWebber 1998 - 2000
Skills
Trading, Equities
Education
University of Houston
Bachelor of Science (B.S.), Economics
Mike Alford Mike Alford's PaineWebber Experience July 1989 - September 1993
Job Deputy General Counsel at Raymond James
Industry Financial Services
Experience
Raymond James Financial, Inc. August 1994 - Present
PaineWebber July 1989 - September 1993
Holland & Knight LLP April 1986 - June 1989
Skills
FINRA, Securities, Securities Litigation, Financial Services, Financial Advisory, SEC, Internal Investigations, Litigation, Investments, Wealth Management, Securities Regulation, Series 7, Equities, AML, Private Placements, Options, 401k, Investment Strategies, Series 24, Hedge Funds, Broker-Dealer, Capital Markets, Asset Managment, Mutual Funds, Financial Regulation, Alternative Investments, Bonds, Arbitration, Corporate Law, Commercial Litigation, Mediation, Fraud, Risk Management, Legal Research, Dodd-Frank, Executive Management, Legal Compliance, Legal Writing, FCPA, Investment Management, Employment Law, Due Diligence, Derivatives
Education
University of Florida - Fredric G. Levin College of Law 1983 — 1986
JD
University of Florida 1979 — 1983
Bachelor of Arts (B.A.), History
Raymond James Financial, Inc. August 1994 - Present
PaineWebber July 1989 - September 1993
Holland & Knight LLP April 1986 - June 1989
Skills
FINRA, Securities, Securities Litigation, Financial Services, Financial Advisory, SEC, Internal Investigations, Litigation, Investments, Wealth Management, Securities Regulation, Series 7, Equities, AML, Private Placements, Options, 401k, Investment Strategies, Series 24, Hedge Funds, Broker-Dealer, Capital Markets, Asset Managment, Mutual Funds, Financial Regulation, Alternative Investments, Bonds, Arbitration, Corporate Law, Commercial Litigation, Mediation, Fraud, Risk Management, Legal Research, Dodd-Frank, Executive Management, Legal Compliance, Legal Writing, FCPA, Investment Management, Employment Law, Due Diligence, Derivatives
Education
University of Florida - Fredric G. Levin College of Law 1983 — 1986
JD
University of Florida 1979 — 1983
Bachelor of Arts (B.A.), History
Ruth Goodman, SPHR Ruth Goodman, SPHR's PaineWebber Experience 1988 - 1998
Job Manager, Talent & Organizational Development at Federal Reserve Information Technology
Industry Human Resources
Experience
Federal Reserve Information Technology March 2012 - Present
Intrepid Learning January 2011 - March 2012
University of Phoenix 2009 - 2012
Wells Fargo (formerly Wachovia) 2006 - 2010
UBS Wealth Management 2000 - 2006
UBS/PaineWebber 1989 - 2000
PaineWebber 1988 - 1998
Skills
Executive Coaching, Leadership Development, Organizational..., Talent Management, Succession Planning, Leadership, Workforce Planning, Performance Management, Strategy, Change Management, Human Resources, Cross-functional Team..., Coaching, Management, Career Development, Program Management, Workshop Facilitation, Staff Development, Consulting, Mergers & Acquisitions
Education
University of Phoenix
M.A., Organizational Management
Federal Reserve Information Technology March 2012 - Present
Intrepid Learning January 2011 - March 2012
University of Phoenix 2009 - 2012
Wells Fargo (formerly Wachovia) 2006 - 2010
UBS Wealth Management 2000 - 2006
UBS/PaineWebber 1989 - 2000
PaineWebber 1988 - 1998
Skills
Executive Coaching, Leadership Development, Organizational..., Talent Management, Succession Planning, Leadership, Workforce Planning, Performance Management, Strategy, Change Management, Human Resources, Cross-functional Team..., Coaching, Management, Career Development, Program Management, Workshop Facilitation, Staff Development, Consulting, Mergers & Acquisitions
Education
University of Phoenix
M.A., Organizational Management
Tod Ginnis Tod Ginnis's PaineWebber Experience June 1993 - April 1996
Job President at Pallets International
Industry Packaging and Containers
Experience
Pallets International December 2010 - Present
BondHawk Systems 2011 - 2013
Kestrel Technologies April 1996 - December 2010
PaineWebber June 1993 - April 1996
Skills
Trading, Strategic Planning, Supply Chain, Equities, Business Strategy, Risk Management, Fixed Income, Product Development, Manufacturing, Management, Project Management, Strategy, Start-ups, Agile Methodologies, Business Analysis, New Business Development, Investment Strategies, Investments, Product Management, Bonds, Competitive Analysis, Financial Services, Sales Management, Valuation, Business Development, Derivatives
Education
University of Pennsylvania 1982 — 1986
BA, Economics
Pallets International December 2010 - Present
BondHawk Systems 2011 - 2013
Kestrel Technologies April 1996 - December 2010
PaineWebber June 1993 - April 1996
Skills
Trading, Strategic Planning, Supply Chain, Equities, Business Strategy, Risk Management, Fixed Income, Product Development, Manufacturing, Management, Project Management, Strategy, Start-ups, Agile Methodologies, Business Analysis, New Business Development, Investment Strategies, Investments, Product Management, Bonds, Competitive Analysis, Financial Services, Sales Management, Valuation, Business Development, Derivatives
Education
University of Pennsylvania 1982 — 1986
BA, Economics
Michael Ott Michael Ott's PaineWebber Experience 1984 - 1992
Job Partner at My Halo
Industry Health, Wellness and Fitness
Experience
My Halo 2012 - Present
J.P. Marvel Investment Advisors 2011 - Present
Kids'Turf 2004 - 2008
Alex. Brown & Sons 1992 - 2001
PaineWebber 1984 - 1992
Skills
Equities, Strategy, Wealth Management, Portfolio Management, Mutual Funds, Investments, Hedge Funds, Asset Managment, Investment Banking, Alternative Investments, Business Development, Equity Research, Asset Management, Venture Capital, Financial Services, Valuation, Capital Markets
Education
University of Minnesota-Twin Cities 1980 — 1984
Bachelor's degree
University of Southern Maine 2008 — 2010
Education/Teaching
My Halo 2012 - Present
J.P. Marvel Investment Advisors 2011 - Present
Kids'Turf 2004 - 2008
Alex. Brown & Sons 1992 - 2001
PaineWebber 1984 - 1992
Skills
Equities, Strategy, Wealth Management, Portfolio Management, Mutual Funds, Investments, Hedge Funds, Asset Managment, Investment Banking, Alternative Investments, Business Development, Equity Research, Asset Management, Venture Capital, Financial Services, Valuation, Capital Markets
Education
University of Minnesota-Twin Cities 1980 — 1984
Bachelor's degree
University of Southern Maine 2008 — 2010
Education/Teaching
Brian Robejsek Brian Robejsek's PaineWebber Experience January 1995 - January 2000
Job Registered Investment Representative
Industry Investment Management
Experience
Tri-City Tax & Investment, LLC December 2005 - Present
PaineWebber January 1995 - January 2000
Skills
Series 7, 63 & 65..., Investment Strategies, Mutual Funds, Stock Trading, College Savings Plans, Registered Tax Return..., Income Tax, Tax Law, Tax Preparation, Life Insurance, Fixed Annuities, Variable Annuities, Equity Indexed Annuities, Retirement Planning, Investments, Wealth Management
Education
University of Dayton 1982 — 1986
BS, Business Administration and Management, General
St Mary Graduate School of Theology
Tri-City Tax & Investment, LLC December 2005 - Present
PaineWebber January 1995 - January 2000
Skills
Series 7, 63 & 65..., Investment Strategies, Mutual Funds, Stock Trading, College Savings Plans, Registered Tax Return..., Income Tax, Tax Law, Tax Preparation, Life Insurance, Fixed Annuities, Variable Annuities, Equity Indexed Annuities, Retirement Planning, Investments, Wealth Management
Education
University of Dayton 1982 — 1986
BS, Business Administration and Management, General
St Mary Graduate School of Theology
Teresa Cunningham's PaineWebber Experience April 1997 - April 2000
Job Sales Associate at Weichert Realtors
Industry Real Estate
Experience
Weichert Realtors January 2013 - Present
Weidel Realtors July 2010 - January 2013
Pied Piper Kids Children's Boutique September 2005 - March 2010
PaineWebber April 1997 - April 2000
Eurobrokers October 1993 - April 1997
City National Bank 90210 September 1988 - September 1993
Skills
Sales, Small Business, Marketing Communications, Real Estate Transactions, Residential Homes, Contract Negotiation, Listings, Buyer Representation, First Time Home Buyers, Existing Home Sales, Client Representation, Client Liaison, Direct Mail, Small Business Marketing, Investment Banking, Relocation, Sellers, Investments, Condos, Referrals, Investment Properties
Education
University of Central Missouri 1983 — 1987
BS, Public Relations & French
University of Central Missouri
Bachelor of Science (BS) Communication and French, Communication and Media Studies
Weichert Realtors January 2013 - Present
Weidel Realtors July 2010 - January 2013
Pied Piper Kids Children's Boutique September 2005 - March 2010
PaineWebber April 1997 - April 2000
Eurobrokers October 1993 - April 1997
City National Bank 90210 September 1988 - September 1993
Skills
Sales, Small Business, Marketing Communications, Real Estate Transactions, Residential Homes, Contract Negotiation, Listings, Buyer Representation, First Time Home Buyers, Existing Home Sales, Client Representation, Client Liaison, Direct Mail, Small Business Marketing, Investment Banking, Relocation, Sellers, Investments, Condos, Referrals, Investment Properties
Education
University of Central Missouri 1983 — 1987
BS, Public Relations & French
University of Central Missouri
Bachelor of Science (BS) Communication and French, Communication and Media Studies
Heather Wilner Heather Wilner's PaineWebber Experience 1998 - 1999
Job
Industry Online Media
Experience
Rodan + Fields Dermatologists January 2014 - Present
Verizon February 2006 - May 2013
MS&L 2001 - 2006
KCSA Strategic Communications 1999 - 2001
PaineWebber 1998 - 1999
Skills
Strategic Communications, Corporate Communications, Media Relations, Crisis Communications, Message Development
Education
University of Delaware 1994 — 1998
Rodan + Fields Dermatologists January 2014 - Present
Verizon February 2006 - May 2013
MS&L 2001 - 2006
KCSA Strategic Communications 1999 - 2001
PaineWebber 1998 - 1999
Skills
Strategic Communications, Corporate Communications, Media Relations, Crisis Communications, Message Development
Education
University of Delaware 1994 — 1998
Ted Broker Ted Broker's PaineWebber Experience 1998 - 2000
Job CFO at Dak Investments LLC, Overland Park Auto Group
Industry Automotive
Experience
Dak Investments LLC, Overland Park Auto Group June 2015 - Present
Equity Financial Services Group, Invest Financial October 2013 - May 2014
RBC Wealth Management September 2011 - September 2013
Commerce Bank 2007 - August 2011
Commerce Bank 2006 - 2007
Commerce Bank 2000 - 2006
Missouri Army Nat'l Guard October 2000 - October 2003
PaineWebber 1998 - 2000
US Navy Reserve December 1989 - June 1994
Skills
Finra Series 7, 66, Portfolio Management, Finance, Financial Analysis, Banking, Loans, Investments, Financial Services, Wealth Management, Strategic Financial..., Credit Analysis, Investment Strategies, Management, Analysis, Credit, Retirement Planning, Mutual Funds, Relationship Management, Commercial Banking, Business Analysis, Insurance, Investment Advisory, Retirement, Asset Allocation, Risk Management, Credit Risk, Financial Modeling, Asset Managment, Strategic Planning, Forecasting, Securities, Series 7
Education
University of Kansas - Graduate School of Business 2004 — 2008
MBA, Business
Central Missouri State University 1993 — 1997
BS, Mathematics
Dak Investments LLC, Overland Park Auto Group June 2015 - Present
Equity Financial Services Group, Invest Financial October 2013 - May 2014
RBC Wealth Management September 2011 - September 2013
Commerce Bank 2007 - August 2011
Commerce Bank 2006 - 2007
Commerce Bank 2000 - 2006
Missouri Army Nat'l Guard October 2000 - October 2003
PaineWebber 1998 - 2000
US Navy Reserve December 1989 - June 1994
Skills
Finra Series 7, 66, Portfolio Management, Finance, Financial Analysis, Banking, Loans, Investments, Financial Services, Wealth Management, Strategic Financial..., Credit Analysis, Investment Strategies, Management, Analysis, Credit, Retirement Planning, Mutual Funds, Relationship Management, Commercial Banking, Business Analysis, Insurance, Investment Advisory, Retirement, Asset Allocation, Risk Management, Credit Risk, Financial Modeling, Asset Managment, Strategic Planning, Forecasting, Securities, Series 7
Education
University of Kansas - Graduate School of Business 2004 — 2008
MBA, Business
Central Missouri State University 1993 — 1997
BS, Mathematics
Dean Romo Dean Romo's PaineWebber Experience May 1993 - October 1998
Job Business Owner/ Branch Manager
Industry Financial Services
Experience
Raymond James Financial Services, Inc. March 2003 - Present
Prudential Securities October 1998 - March 2003
PaineWebber May 1993 - October 1998
Skills
Investments, Retirement Planning, Securities, Series 7, Mutual Funds, Wealth Management, Retirement, Investment Advisory, Insurance, Annuities, Retirement Income...
Education
University of California, Los Angeles 1986 — 1991
Bachelor's degree
Dana Hills High School 1982 — 1986
GE, GE, 9-12
Raymond James Financial Services, Inc. March 2003 - Present
Prudential Securities October 1998 - March 2003
PaineWebber May 1993 - October 1998
Skills
Investments, Retirement Planning, Securities, Series 7, Mutual Funds, Wealth Management, Retirement, Investment Advisory, Insurance, Annuities, Retirement Income...
Education
University of California, Los Angeles 1986 — 1991
Bachelor's degree
Dana Hills High School 1982 — 1986
GE, GE, 9-12
Chris H Giordano Chris H Giordano's PaineWebber Experience February 1982 - October 1991
Job President Birchwood Capital Advisors LLC
Industry Capital Markets
Experience
Premiere Opportunities Group, Inc June 2010 - Present
Bright Ideas Funding Group, Inc March 2009 - Present
Birchwood Capital Advisors Group, Inc October 1992 - Present
Birchwood Distressed Assets Fund March 1991 - September 1999
PaineWebber February 1982 - October 1991
Skills
Investment Banking, Capital Markets, Venture Capital, Private Equity, Strategy, Asset Management, Finance, Restructuring, Valuation, Hedge Funds, Portfolio Management, Equities, Investments, Mergers & Acquisitions, Due Diligence, Turn Around Management, Securities, IPO, Asset Managment, Private Placements, Emerging Markets, Corporate Development, Corporate Finance, Investment Management, Mutual Funds, Funding
Education
New York University - Leonard N. Stern School of Business 1978 — 1982
MBA, Economics and Finance
University of South Florida 1973 — 1977
BA, Accounting
Premiere Opportunities Group, Inc June 2010 - Present
Bright Ideas Funding Group, Inc March 2009 - Present
Birchwood Capital Advisors Group, Inc October 1992 - Present
Birchwood Distressed Assets Fund March 1991 - September 1999
PaineWebber February 1982 - October 1991
Skills
Investment Banking, Capital Markets, Venture Capital, Private Equity, Strategy, Asset Management, Finance, Restructuring, Valuation, Hedge Funds, Portfolio Management, Equities, Investments, Mergers & Acquisitions, Due Diligence, Turn Around Management, Securities, IPO, Asset Managment, Private Placements, Emerging Markets, Corporate Development, Corporate Finance, Investment Management, Mutual Funds, Funding
Education
New York University - Leonard N. Stern School of Business 1978 — 1982
MBA, Economics and Finance
University of South Florida 1973 — 1977
BA, Accounting
Maureen Quigley Ragsdale Maureen Quigley Ragsdale's PaineWebber Experience 1986 - 1991
Job Senior Registered Client Associate
Industry Financial Services
Experience
Catholic HEART Workcamp June 2000 - Present
Morgan Stanley Smith Barney April 2003 - November 2011
Merrill Lynch 1991 - 2003
PaineWebber 1986 - 1991
Dean Witter 1981 - 1986
Education
University of Missouri-Columbia
University of Missouri-Saint Louis
Social Work
Catholic HEART Workcamp June 2000 - Present
Morgan Stanley Smith Barney April 2003 - November 2011
Merrill Lynch 1991 - 2003
PaineWebber 1986 - 1991
Dean Witter 1981 - 1986
Education
University of Missouri-Columbia
University of Missouri-Saint Louis
Social Work
Heather Vanderhoof Heather Vanderhoof's PaineWebber Experience 1998 - 2000
Job Head of Strategic Initiatives, OurCrowd
Industry Financial Services
Experience
Credit Suisse 2013 - 2014
Credit Suisse 2010 - 2013
Credit Suisse 2007 - 2010
Credit Suisse 2007 - 2007
UBS 2004 - 2007
UBS Financial Services 2002 - 2004
UBS 2000 - 2002
PaineWebber 1998 - 2000
Skills
Financial Modeling, Private Banking, Strategic Planning, Wealth Management..., Human Resources, Project Management, Business Solutions..., Business Strategy Design, Organizational..., People Development, Business Efficiency, Process Improvement, Compensation & Benefit, Talent Developer, Business Operations
Education
University of Pennsylvania - The Wharton School 2005 — 2007
MBA
Yale University 1994 — 1998
BA, Economics; Ethics, Politics and Economics
Credit Suisse 2013 - 2014
Credit Suisse 2010 - 2013
Credit Suisse 2007 - 2010
Credit Suisse 2007 - 2007
UBS 2004 - 2007
UBS Financial Services 2002 - 2004
UBS 2000 - 2002
PaineWebber 1998 - 2000
Skills
Financial Modeling, Private Banking, Strategic Planning, Wealth Management..., Human Resources, Project Management, Business Solutions..., Business Strategy Design, Organizational..., People Development, Business Efficiency, Process Improvement, Compensation & Benefit, Talent Developer, Business Operations
Education
University of Pennsylvania - The Wharton School 2005 — 2007
MBA
Yale University 1994 — 1998
BA, Economics; Ethics, Politics and Economics
daniel purser daniel purser's PaineWebber Experience 1994 - 1995
Job Managing Director High Yield/Distressed Investments at PineBridge Investments
Industry Investment Management
Experience
PineBridge Investments February 2005 - Present
AIG Global Investment Group 2005 - 2010
Sandell Asset Management May 2003 - February 2005
Bank of America November 1995 - May 2003
PaineWebber 1994 - 1995
Skills
High Yield Bonds, Distressed Debt, Financials, Strategy, Investment Management, Fixed Income Analysis, Equity Research, Value Investing, Equity Derivatives, Chartered Financial..., Securities, Credit Risk, Financial Markets, Financial Structuring, Options, Institutional..., Mutual Funds, Structured Products, Derivatives, CDS, Capital Structure, LBO, Fund Of Funds, CDO, Emerging Markets, Investor Relations, Asset Allocation, Electronic Trading, Mergers & Acquisitions, FX Options, Corporate Finance, Investment Strategies, Restructuring, Private Placements, MBS, Mezzanine, Equity Valuation, ABS
Education
Georgia Institute of Technology - Georgia Tech College of Management 1991 — 1993
MSM, Finance Accounting
University of California, Riverside 1985 — 1989
BS, Business Administration
PineBridge Investments February 2005 - Present
AIG Global Investment Group 2005 - 2010
Sandell Asset Management May 2003 - February 2005
Bank of America November 1995 - May 2003
PaineWebber 1994 - 1995
Skills
High Yield Bonds, Distressed Debt, Financials, Strategy, Investment Management, Fixed Income Analysis, Equity Research, Value Investing, Equity Derivatives, Chartered Financial..., Securities, Credit Risk, Financial Markets, Financial Structuring, Options, Institutional..., Mutual Funds, Structured Products, Derivatives, CDS, Capital Structure, LBO, Fund Of Funds, CDO, Emerging Markets, Investor Relations, Asset Allocation, Electronic Trading, Mergers & Acquisitions, FX Options, Corporate Finance, Investment Strategies, Restructuring, Private Placements, MBS, Mezzanine, Equity Valuation, ABS
Education
Georgia Institute of Technology - Georgia Tech College of Management 1991 — 1993
MSM, Finance Accounting
University of California, Riverside 1985 — 1989
BS, Business Administration
Lisa Gallegos Lisa Gallegos's PaineWebber Experience August 1998 - February 2000
Job Regional Retirement Sales Representative
Industry Financial Services
Experience
Paychex June 2013 - Present
Paychex July 2006 - May 2013
Smith Barney/Citigroup March 2004 - June 2006
Prudential Securities/Wachovia February 2000 - March 2004
PaineWebber August 1998 - February 2000
Skills
Retirement Plan..., Retirement Planning, 401k, Retirement, Series 63, Wealth Management, Investment Advisory, Benefits Administration, Pensions, Asset Allocation, Mutual Funds, Employee Benefits, Defined Benefit, Salesforce.com, Asset Management, Estate Planning, Strategic Financial..., Qualified Retirement..., Series 6, Cold Calling, Sales Presentations, Direct Sales, Defined Contribution, ERISA, Finance, Financial Advisory, Financial Planners, Financial Services, Fixed Annuities, HRIS, Health Insurance, IRAs, Insurance, Investment Strategies, Investments, PEO, Portfolio Management, Securities, Small Business, Financial Planning, Sales, Marketing
Education
University of Nevada-Reno
Bachelors, Marketing
Robert McQueen High School
Graduate
Paychex June 2013 - Present
Paychex July 2006 - May 2013
Smith Barney/Citigroup March 2004 - June 2006
Prudential Securities/Wachovia February 2000 - March 2004
PaineWebber August 1998 - February 2000
Skills
Retirement Plan..., Retirement Planning, 401k, Retirement, Series 63, Wealth Management, Investment Advisory, Benefits Administration, Pensions, Asset Allocation, Mutual Funds, Employee Benefits, Defined Benefit, Salesforce.com, Asset Management, Estate Planning, Strategic Financial..., Qualified Retirement..., Series 6, Cold Calling, Sales Presentations, Direct Sales, Defined Contribution, ERISA, Finance, Financial Advisory, Financial Planners, Financial Services, Fixed Annuities, HRIS, Health Insurance, IRAs, Insurance, Investment Strategies, Investments, PEO, Portfolio Management, Securities, Small Business, Financial Planning, Sales, Marketing
Education
University of Nevada-Reno
Bachelors, Marketing
Robert McQueen High School
Graduate
John C. Granzow John C. Granzow's PaineWebber Experience December 1989 - September 1994
Job Managing Director Investments at The Granzow Consulting Group of Wells Fargo Advisors, LLC
Industry Financial Services
Experience
The Granzow Consulting Group of Wells Fargo Advisors, LLC September 1994 - Present
Investment Management Consultants Association 2004 - 2013
CapTrust Financial Advisors 1996 - 2002
PaineWebber December 1989 - September 1994
E.F. Hutton & Company 1985 - 1989
Skills
Management, Financial Services, Sales, Financial Advisory, Marketing, Financial Analysis, Hedge Funds, Retirement, Capital Markets, 401k, Separately Managed..., Investments, Strategic Planning, Private Equity, Finance, Asset Allocation, Risk Management
Education
University of Pennsylvania - The Wharton School
Securities Industry Institute
Investment Management Consultants Association
Certified Investment Management Analyst (CIMA), Consulting Services
Western Michigan University
BS, Finance
The Granzow Consulting Group of Wells Fargo Advisors, LLC September 1994 - Present
Investment Management Consultants Association 2004 - 2013
CapTrust Financial Advisors 1996 - 2002
PaineWebber December 1989 - September 1994
E.F. Hutton & Company 1985 - 1989
Skills
Management, Financial Services, Sales, Financial Advisory, Marketing, Financial Analysis, Hedge Funds, Retirement, Capital Markets, 401k, Separately Managed..., Investments, Strategic Planning, Private Equity, Finance, Asset Allocation, Risk Management
Education
University of Pennsylvania - The Wharton School
Securities Industry Institute
Investment Management Consultants Association
Certified Investment Management Analyst (CIMA), Consulting Services
Western Michigan University
BS, Finance
Paul Smith, AIF's PaineWebber Experience 1993 - 1995
Job Professional Liability and Bonding Consultant at NAPLIA
Industry Insurance
Experience
North American Professional Liability Insurance Agency, LLC - NAPLIA 2012 - Present
Transamerica Retirement Services November 2005 - January 2012
Transamerica Retirement Services May 1999 - February 2002
Transamerica Asset Management March 1995 - May 1998
PaineWebber 1993 - 1995
Education
University of Massachusetts, Amherst
BA, Philosophy
North American Professional Liability Insurance Agency, LLC - NAPLIA 2012 - Present
Transamerica Retirement Services November 2005 - January 2012
Transamerica Retirement Services May 1999 - February 2002
Transamerica Asset Management March 1995 - May 1998
PaineWebber 1993 - 1995
Education
University of Massachusetts, Amherst
BA, Philosophy
Gary Stapleton Gary Stapleton's PaineWebber Experience January 1987 - December 1988
Job Founder, President & Chief Executive Officer at Aerodiagnostics LLC
Industry Venture Capital & Private Equity
Experience
Aerodiagnostics LLC August 2014 - Present
Calloway Labs August 2013 - April 2014
Calloway Labs January 2013 - July 2013
Lerner Medical Devices, Inc. July 2011 - December 2012
Caris Life Sciences October 2009 - April 2011
Bausch + Lomb October 2008 - October 2009
Bausch + Lomb October 2007 - October 2008
AstraZeneca February 1994 - October 2007
United States Marine Corps January 1989 - December 1990
PaineWebber January 1987 - December 1988
Skills
Medical Devices, Pharmaceutical Industry, Healthcare, Laboratory, Product Launch, Managed Care, Cardiology, Pharmaceutical Sales, Sales Effectiveness, Cross-functional Team..., Strategic Planning, Oncology, Biotechnology, Sales Operations, Neurology, Capital Equipment, Market Development, Sales Force Development, Commercialization, Marketing, Selling Skills, Lifesciences, Manufacturing, New Business Development, Marketing Strategy, Start-ups, Sales Presentations, Urology, Gastroenterology, Hospitals, Product Development, Hardware Diagnostics, Business Strategy, Business Planning, Account Management, Business Development, Diabetes, Strategy, Pain Management, Leadership, Competitive Analysis, FDA, Infectious Diseases, Product Marketing, Dermatology, Global Marketing, Selling, Management, Orthopedic, Toxicology
Education
Long Island University, Southampton Campus 1984 — 1988
University of Phoenix 1998 — 2000
MBA, Business
Aerodiagnostics LLC August 2014 - Present
Calloway Labs August 2013 - April 2014
Calloway Labs January 2013 - July 2013
Lerner Medical Devices, Inc. July 2011 - December 2012
Caris Life Sciences October 2009 - April 2011
Bausch + Lomb October 2008 - October 2009
Bausch + Lomb October 2007 - October 2008
AstraZeneca February 1994 - October 2007
United States Marine Corps January 1989 - December 1990
PaineWebber January 1987 - December 1988
Skills
Medical Devices, Pharmaceutical Industry, Healthcare, Laboratory, Product Launch, Managed Care, Cardiology, Pharmaceutical Sales, Sales Effectiveness, Cross-functional Team..., Strategic Planning, Oncology, Biotechnology, Sales Operations, Neurology, Capital Equipment, Market Development, Sales Force Development, Commercialization, Marketing, Selling Skills, Lifesciences, Manufacturing, New Business Development, Marketing Strategy, Start-ups, Sales Presentations, Urology, Gastroenterology, Hospitals, Product Development, Hardware Diagnostics, Business Strategy, Business Planning, Account Management, Business Development, Diabetes, Strategy, Pain Management, Leadership, Competitive Analysis, FDA, Infectious Diseases, Product Marketing, Dermatology, Global Marketing, Selling, Management, Orthopedic, Toxicology
Education
Long Island University, Southampton Campus 1984 — 1988
University of Phoenix 1998 — 2000
MBA, Business
Mark French Mark French's PaineWebber Experience 1997 - 1997
Job Managing Member at Armada Acquisition Group, LLC
Industry Financial Services
Experience
Wing Inflatables, Inc. July 2013 - Present
Armada Acquisition Group, LLC July 2013 - Present
Robin Lane Capital 2012 - June 2013
Greyrock Capital Group 2002 - 2012
Bank of America Commercial Finance May 1998 - August 2002
PaineWebber 1997 - 1997
Bear, Stearns & Co. Inc. 1994 - 1996
Commerce Bancshares, Inc. 1991 - 1994
Skills
Recapitalizations, Private Equity, Mezzanine, Buyouts, LBO, Financial Structuring, Investments, Valuation, Finance, Strategy, Venture Capital, Corporate Finance, Portfolio Management, Financial Modeling, Due Diligence, Restructuring, Mergers & Acquisitions, Structured Finance, Equities
Education
University of California, Berkeley, Haas School of Business 1996 — 1998
MBA, Finance
Yale University 1987 — 1991
BA, History
Wing Inflatables, Inc. July 2013 - Present
Armada Acquisition Group, LLC July 2013 - Present
Robin Lane Capital 2012 - June 2013
Greyrock Capital Group 2002 - 2012
Bank of America Commercial Finance May 1998 - August 2002
PaineWebber 1997 - 1997
Bear, Stearns & Co. Inc. 1994 - 1996
Commerce Bancshares, Inc. 1991 - 1994
Skills
Recapitalizations, Private Equity, Mezzanine, Buyouts, LBO, Financial Structuring, Investments, Valuation, Finance, Strategy, Venture Capital, Corporate Finance, Portfolio Management, Financial Modeling, Due Diligence, Restructuring, Mergers & Acquisitions, Structured Finance, Equities
Education
University of California, Berkeley, Haas School of Business 1996 — 1998
MBA, Finance
Yale University 1987 — 1991
BA, History
Kurt Holm Kurt Holm's PaineWebber Experience 1990 - 1992
Job Xoterik will help you honestly assess your organization and devise realistic plans and achievable goals.
Industry Management Consulting
Experience
Xoterik 1994 - Present
Creative Management Group 1992 - 1994
PaineWebber 1990 - 1992
Shearson Lehman Brothers 1984 - 1990
Skills
Face-to-face consulting..., Telephone & on-line..., Strategic development, Product/service..., Financial analysis, Staffing /HR..., Succession planning, Marketing, Web development planning, E-commerce strategy, Start-ups, Goal attainment, Weight management, Fitness-Over-50..., Non-binding dispute..., Career development, Business Strategy
Education
University of Nebraska-Lincoln 1977 — 1981
Xoterik 1994 - Present
Creative Management Group 1992 - 1994
PaineWebber 1990 - 1992
Shearson Lehman Brothers 1984 - 1990
Skills
Face-to-face consulting..., Telephone & on-line..., Strategic development, Product/service..., Financial analysis, Staffing /HR..., Succession planning, Marketing, Web development planning, E-commerce strategy, Start-ups, Goal attainment, Weight management, Fitness-Over-50..., Non-binding dispute..., Career development, Business Strategy
Education
University of Nebraska-Lincoln 1977 — 1981
Jeffrey Schnee's PaineWebber Experience September 1993 - December 2002
Job Senior Vice President Wealth Management at Janney Montgomery Scott, AWMA®
Industry Financial Services
Experience
Janney Montgomery Scott January 2003 - Present
PaineWebber September 1993 - December 2002
Skills
Financial Planning, Investments, Asset Allocation, Fixed Income Products, Retirement Planning, Long Term Care, 401k, Strategic Financial..., Series 7, Retirement, Wealth Management, Portfolio Management, Securities, Series 63, Mutual Funds, Investment Strategies, Estate Planning, Investment Advisory, Asset Management, Equities
Education
University of Florida
Jonathan Dayton Regional High School 1974 — 1978
Janney Montgomery Scott January 2003 - Present
PaineWebber September 1993 - December 2002
Skills
Financial Planning, Investments, Asset Allocation, Fixed Income Products, Retirement Planning, Long Term Care, 401k, Strategic Financial..., Series 7, Retirement, Wealth Management, Portfolio Management, Securities, Series 63, Mutual Funds, Investment Strategies, Estate Planning, Investment Advisory, Asset Management, Equities
Education
University of Florida
Jonathan Dayton Regional High School 1974 — 1978
Lisa McIntire Shaw, CFP CIMA Lisa McIntire Shaw, CFP CIMA's PaineWebber Experience June 1992 - February 2000
Job Managing Partner
Industry Financial Services
Experience
Cygnus Asset Management, LLC September 2009 - Present
Morgan Keegan February 2000 - September 2009
PaineWebber June 1992 - February 2000
Skills
401k Rollovers, Estate Investment..., Investment Strategies, Asset Management, Retirement Planning, Asset Allocation, Strategic Planning, Wealth Management, Risk Management, Alternative Investments, Investment Management, Financial Planning, Investment Advisory, Portfolio Management, Strategic Financial..., Financial Reporting, Estate Planning, Finance, Asset Managment, Leadership, Financial Services, Management, Mutual Funds, Equities, Retirement, Strategy, Public Speaking, Deferred Compensation, Financial Analysis, Series 63, Financial Advisor, Securities, Series 7, Investments, Multi-generational...
Education
Wharton School, University of Pennsylvania 2000 — 2000
Certified Investment Mangement Analyst, Financial Ethics, Personal Integrity & Stock Analysis
UNC Chapel Hill 1985 — 1989
Bachelor of Arts, International Studies
Charlotte Latin
High School Diploma, College / University Preparatory Program
Cygnus Asset Management, LLC September 2009 - Present
Morgan Keegan February 2000 - September 2009
PaineWebber June 1992 - February 2000
Skills
401k Rollovers, Estate Investment..., Investment Strategies, Asset Management, Retirement Planning, Asset Allocation, Strategic Planning, Wealth Management, Risk Management, Alternative Investments, Investment Management, Financial Planning, Investment Advisory, Portfolio Management, Strategic Financial..., Financial Reporting, Estate Planning, Finance, Asset Managment, Leadership, Financial Services, Management, Mutual Funds, Equities, Retirement, Strategy, Public Speaking, Deferred Compensation, Financial Analysis, Series 63, Financial Advisor, Securities, Series 7, Investments, Multi-generational...
Education
Wharton School, University of Pennsylvania 2000 — 2000
Certified Investment Mangement Analyst, Financial Ethics, Personal Integrity & Stock Analysis
UNC Chapel Hill 1985 — 1989
Bachelor of Arts, International Studies
Charlotte Latin
High School Diploma, College / University Preparatory Program
Rudy Heintze's PaineWebber Experience January 1992 - May 1999
Job Independent Investment Management Professional
Industry Investment Management
Experience
Heintze, LLC January 2005 - Present
Vertex Asset Management Inc. June 2002 - December 2005
PaineWebber January 1992 - May 1999
Education
UNC Charlotte 1984 — 1989
Economics
Heintze, LLC January 2005 - Present
Vertex Asset Management Inc. June 2002 - December 2005
PaineWebber January 1992 - May 1999
Education
UNC Charlotte 1984 — 1989
Economics
Noran J. Knobbe Noran J. Knobbe's PaineWebber Experience September 1991 - December 1994
Job Director, TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade August 2011 - Present
TD Ameritrade September 2009 - August 2011
TD Ameritrade January 2006 - September 2009
TD Ameritrade December 1994 - January 2006
PaineWebber September 1991 - December 1994
Skills
Research, Budgets, Negotiation, Team Building, Teamwork, Sales, Management, Team Leadership, Sales Management, Leadership Development, Customer Service, Series 63, Investments, FINRA, Series 7, Leadership, Wealth Management, Securities, Equities, Series 24, Mutual Funds, Risk Management, Financial Services
Education
University of Nebraska-Lincoln 1985 — 1989
Bachelor of Business Administration (B.B.A.), Business Administration and Management
TD Ameritrade August 2011 - Present
TD Ameritrade September 2009 - August 2011
TD Ameritrade January 2006 - September 2009
TD Ameritrade December 1994 - January 2006
PaineWebber September 1991 - December 1994
Skills
Research, Budgets, Negotiation, Team Building, Teamwork, Sales, Management, Team Leadership, Sales Management, Leadership Development, Customer Service, Series 63, Investments, FINRA, Series 7, Leadership, Wealth Management, Securities, Equities, Series 24, Mutual Funds, Risk Management, Financial Services
Education
University of Nebraska-Lincoln 1985 — 1989
Bachelor of Business Administration (B.B.A.), Business Administration and Management
Paul Pani Paul Pani's PaineWebber Experience July 1991 - March 1996
Job Senior Vice President, Iridian Asset Management
Industry Investment Management
Experience
Iridian Asset Management February 2014 - Present
Newfleet Asset Management November 2013 - February 2014
Cole Capital October 2011 - September 2013
Emerging Global Advisors November 2008 - September 2011
Natixis Global Associates 2003 - October 2008
John A. Levin & Co. March 1996 - December 2002
PaineWebber July 1991 - March 1996
Skills
Alternative Investments, Series 7, Series 63, Fixed Income, Mutual Funds, Investments, Wealth Management, Asset Management, Asset Allocation, Equities, ETFs, Separately Managed..., Investment Strategies, Capital Markets, Hedge Funds
Education
University of Colorado at Boulder
Economics
Iridian Asset Management February 2014 - Present
Newfleet Asset Management November 2013 - February 2014
Cole Capital October 2011 - September 2013
Emerging Global Advisors November 2008 - September 2011
Natixis Global Associates 2003 - October 2008
John A. Levin & Co. March 1996 - December 2002
PaineWebber July 1991 - March 1996
Skills
Alternative Investments, Series 7, Series 63, Fixed Income, Mutual Funds, Investments, Wealth Management, Asset Management, Asset Allocation, Equities, ETFs, Separately Managed..., Investment Strategies, Capital Markets, Hedge Funds
Education
University of Colorado at Boulder
Economics
Raymond Agcaoili Raymond Agcaoili's PaineWebber Experience May 1996 - July 1997
Job Information Technology & Services Professional
Industry Information Technology and Services
Experience
Nomura Securities July 2010 - Present
AFSCME (D.C. 37) September 2008 - July 2010
Morgan Stanley October 2007 - June 2008
Nomura Securities April 2006 - July 2007
Universal Music Group December 1999 - April 2006
New Jersey Transit May 1999 - December 1999
Morgan Stanley July 1998 - December 1998
Lehman Brothers August 1997 - July 1998
PaineWebber May 1996 - July 1997
Education
University of Santo Tomas
Nomura Securities July 2010 - Present
AFSCME (D.C. 37) September 2008 - July 2010
Morgan Stanley October 2007 - June 2008
Nomura Securities April 2006 - July 2007
Universal Music Group December 1999 - April 2006
New Jersey Transit May 1999 - December 1999
Morgan Stanley July 1998 - December 1998
Lehman Brothers August 1997 - July 1998
PaineWebber May 1996 - July 1997
Education
University of Santo Tomas
Adrienne McCallister's PaineWebber Experience July 1997 - July 1999
Job Director, Chromecast Distribution, Retail, Hardware Partnerships at Google
Industry Online Media
Experience
Google January 2013 - Present
Google April 2011 - January 2013
Associated Content May 2009 - April 2011
Clearleap April 2008 - May 2009
AOL August 2003 - August 2007
Credit Suisse First Boston July 1999 - December 2000
PaineWebber July 1997 - July 1999
Skills
Business Development, Global Business..., New Business Development, New Business..., Negotiation, Licensing Negotiations, Software Licensing, Strategic Partnerships, Digital Strategy, Strategic Planning, Strategic Alliances, Strategic Consulting, Strategic Thinking, Business Strategy, Content Strategy, Executive Management, Management, Contract Negotiation, Management Consulting, Digital Media, Internet Strategy, Fortune 100, Start-up Leadership, Start-ups, Start-up Consulting, Start-up Ventures, Entrepreneurial..., Mergers, Corporate Development, Corporate Partnership..., Technology, Social TV, connected tv, Television, Cable Television, Strategy, Mergers & Acquisitions, Mobile Devices, Digital Marketing, E-commerce, Competitive Analysis, Analytics, Ad Networks, Mobile Marketing
Education
University of California, Berkeley - Walter A. Haas School of Business 2001 — 2003
MBA
University of Virginia 1993 — 1997
BS, Finance
Lake Braddock Secondary School
Google January 2013 - Present
Google April 2011 - January 2013
Associated Content May 2009 - April 2011
Clearleap April 2008 - May 2009
AOL August 2003 - August 2007
Credit Suisse First Boston July 1999 - December 2000
PaineWebber July 1997 - July 1999
Skills
Business Development, Global Business..., New Business Development, New Business..., Negotiation, Licensing Negotiations, Software Licensing, Strategic Partnerships, Digital Strategy, Strategic Planning, Strategic Alliances, Strategic Consulting, Strategic Thinking, Business Strategy, Content Strategy, Executive Management, Management, Contract Negotiation, Management Consulting, Digital Media, Internet Strategy, Fortune 100, Start-up Leadership, Start-ups, Start-up Consulting, Start-up Ventures, Entrepreneurial..., Mergers, Corporate Development, Corporate Partnership..., Technology, Social TV, connected tv, Television, Cable Television, Strategy, Mergers & Acquisitions, Mobile Devices, Digital Marketing, E-commerce, Competitive Analysis, Analytics, Ad Networks, Mobile Marketing
Education
University of California, Berkeley - Walter A. Haas School of Business 2001 — 2003
MBA
University of Virginia 1993 — 1997
BS, Finance
Lake Braddock Secondary School
Debra F. Claxton Debra F. Claxton's PaineWebber Experience 1989 - 1996
Job Executive Assistant at Triple Double Advisors, LLC
Industry Investment Management
Experience
Triple Double Advisors, LLC October 2007 - Present
John S. Herold, Inc. January 2003 - August 2007
Deutsche Bank 2000 - 2002
Jefferies & Company, Inc. 1996 - 2000
PaineWebber 1989 - 1996
Skills
Valuation, Energy, Investments, Microsoft Excel, Office Management, Fundraising, Microsoft Word, ADP Payroll, Multi Tasking, QuickBooks, Quicken, Accounts Payable, Accounts Receivable, Expense Reports
Education
University of Houston 1977 — 1983
Bachelor, English Literature
Triple Double Advisors, LLC October 2007 - Present
John S. Herold, Inc. January 2003 - August 2007
Deutsche Bank 2000 - 2002
Jefferies & Company, Inc. 1996 - 2000
PaineWebber 1989 - 1996
Skills
Valuation, Energy, Investments, Microsoft Excel, Office Management, Fundraising, Microsoft Word, ADP Payroll, Multi Tasking, QuickBooks, Quicken, Accounts Payable, Accounts Receivable, Expense Reports
Education
University of Houston 1977 — 1983
Bachelor, English Literature
Elton Thomas Elton Thomas's PaineWebber Experience April 2001 - September 2003
Job Financial Advisor and CFP® with VALIC Financial Advisors Inc.
Industry Financial Services
Experience
Valic Financial Advisors December 2003 - Present
Painewebber April 2001 - September 2003
WCBI May 2000 - February 2001
Education
University of Mississippi 1996 — 2000
Bachelor of Arts, Political Science and Broadcast Journalism
Valic Financial Advisors December 2003 - Present
Painewebber April 2001 - September 2003
WCBI May 2000 - February 2001
Education
University of Mississippi 1996 — 2000
Bachelor of Arts, Political Science and Broadcast Journalism
Brian Hodgeman Brian Hodgeman's PaineWebber Experience January 2001 - August 2001
Job Wealth/Risk Management Advisor
Industry Financial Services
Experience
Evergreen Advisors, Inc. January 2015 - Present
HTT Agency January 2006 - Present
Cincinnati Chapter of AAII January 2009 - June 2011
Cincinnati Financial 2001 - 2005
PaineWebber January 2001 - August 2001
Fidelity Investments 1998 - 2001
Fifth Third Bank 1996 - 1998
Skills
CPCU, CLU, Insurance, Property & Casualty..., Life Insurance, Marketing, Small Business, Commercial Insurance, Disability Insurance, Liability, Strategic Financial..., Customer Satisfaction, Umbrella Insurance, Retirement, Commercial Lines, Investments, General Insurance, Fixed Annuities, Inland Marine, Term Life Insurance, Financial Advisory, Whole Life, Casualty, Underwriting, Wealth, Retirement Planning, Homeowners, Legal Liability, Health Insurance, Professional Liability, Long Term Care Insurance, Financial Planning
Education
University of Cincinnati 1992 — 1996
Bachelor's
Evergreen Advisors, Inc. January 2015 - Present
HTT Agency January 2006 - Present
Cincinnati Chapter of AAII January 2009 - June 2011
Cincinnati Financial 2001 - 2005
PaineWebber January 2001 - August 2001
Fidelity Investments 1998 - 2001
Fifth Third Bank 1996 - 1998
Skills
CPCU, CLU, Insurance, Property & Casualty..., Life Insurance, Marketing, Small Business, Commercial Insurance, Disability Insurance, Liability, Strategic Financial..., Customer Satisfaction, Umbrella Insurance, Retirement, Commercial Lines, Investments, General Insurance, Fixed Annuities, Inland Marine, Term Life Insurance, Financial Advisory, Whole Life, Casualty, Underwriting, Wealth, Retirement Planning, Homeowners, Legal Liability, Health Insurance, Professional Liability, Long Term Care Insurance, Financial Planning
Education
University of Cincinnati 1992 — 1996
Bachelor's
Greg Porteous Greg Porteous's PaineWebber Experience August 1997 - April 2001
Job Managing Director, Head of Defined Contribution Intermediary State Street Global Advisors
Industry Financial Services
Experience
State Street Global Advisors August 2015 - Present
BlackRock February 2011 - August 2015
iShares November 2007 - February 2011
Evergreen Investments May 2007 - November 2007
UBS April 2001 - April 2007
PaineWebber August 1997 - April 2001
Skills
Fixed Income, Equities, Hedge Funds, Asset Management, Portfolio Management, Derivatives, Capital Markets, Investment Banking, Valuation, Asset Allocation, Retirement, Retirement Planning, Series 63, Series 7, Wealth Management
Education
University of Maine 1988 — 1992
Bachelor of Science (BS), Business Administration/Finance
State Street Global Advisors August 2015 - Present
BlackRock February 2011 - August 2015
iShares November 2007 - February 2011
Evergreen Investments May 2007 - November 2007
UBS April 2001 - April 2007
PaineWebber August 1997 - April 2001
Skills
Fixed Income, Equities, Hedge Funds, Asset Management, Portfolio Management, Derivatives, Capital Markets, Investment Banking, Valuation, Asset Allocation, Retirement, Retirement Planning, Series 63, Series 7, Wealth Management
Education
University of Maine 1988 — 1992
Bachelor of Science (BS), Business Administration/Finance
F. Patrick Cunnane, MBA, CIMA, AIFA F. Patrick Cunnane, MBA, CIMA, AIFA's PaineWebber Experience 1994 - 2000
Job Managing Principal at Masters Consulting Group
Industry Financial Services
Experience
Masters Consulting Group, Inc. January 1989 - Present
Wells Fargo Advisors Financial Network 2008 - 2011
Wachovia Securities 2007 - 2008
Wachovia Securities 2004 - 2007
Prudential 2000 - 2004
PaineWebber 1994 - 2000
Kidder Peabody 1989 - 1994
Kidder Peabody 1985 - 1989
Skills
Retirement Planning, Financial Services, Corporate Retirement, Financial Consulting, Fiduciary Management, Fiduciary Services, Investment Advisory, Investment Strategies
Education
Bellarmine University
Masters of Business Administration, Economics
University of Pennsylvania - The Wharton School
Investment Management Consultants Association (IMCA) Certification
International School - Geneva, Switzerland
Student Teacher History
Masters Consulting Group, Inc. January 1989 - Present
Wells Fargo Advisors Financial Network 2008 - 2011
Wachovia Securities 2007 - 2008
Wachovia Securities 2004 - 2007
Prudential 2000 - 2004
PaineWebber 1994 - 2000
Kidder Peabody 1989 - 1994
Kidder Peabody 1985 - 1989
Skills
Retirement Planning, Financial Services, Corporate Retirement, Financial Consulting, Fiduciary Management, Fiduciary Services, Investment Advisory, Investment Strategies
Education
Bellarmine University
Masters of Business Administration, Economics
University of Pennsylvania - The Wharton School
Investment Management Consultants Association (IMCA) Certification
International School - Geneva, Switzerland
Student Teacher History
Charles Nason's PaineWebber Experience 1993 - 1996
Job Portfolio Manager/Trader
Industry Investment Management
Experience
Mayo Investment Advisers 2012 - Present
Desiderata Research and Trading 2008 - 2011
RBS Greenwich Capital 2006 - 2007
Merrill Lynch 1997 - 2005
PaineWebber 1993 - 1996
Coopers & Lybrand 1989 - 1991
United States Army Finance Corps 1985 - 1989
Skills
Alternative Investments, Asset Managment, Asset Allocation, Investments, Equity Research, Mutual Funds, Derivatives, Investment Management, Financial Modeling, Investment Strategies, Valuation, Global Macro, Alpha Generation, Fixed Income, Foreign Exchange, Asset Management, Portfolio Management, Options, Securities, Trading, Risk Management, Hedge Funds, Technical Analysis, Equities
Education
University of Pennsylvania - The Wharton School 1991 — 1993
Master of Business Administration (M.B.A.), Finance
Norwich University 1981 — 1985
Bachelor of Science (B.S.), Accounting
Mayo Investment Advisers 2012 - Present
Desiderata Research and Trading 2008 - 2011
RBS Greenwich Capital 2006 - 2007
Merrill Lynch 1997 - 2005
PaineWebber 1993 - 1996
Coopers & Lybrand 1989 - 1991
United States Army Finance Corps 1985 - 1989
Skills
Alternative Investments, Asset Managment, Asset Allocation, Investments, Equity Research, Mutual Funds, Derivatives, Investment Management, Financial Modeling, Investment Strategies, Valuation, Global Macro, Alpha Generation, Fixed Income, Foreign Exchange, Asset Management, Portfolio Management, Options, Securities, Trading, Risk Management, Hedge Funds, Technical Analysis, Equities
Education
University of Pennsylvania - The Wharton School 1991 — 1993
Master of Business Administration (M.B.A.), Finance
Norwich University 1981 — 1985
Bachelor of Science (B.S.), Accounting
Ted Frederickson, CFP® Ted Frederickson, CFP®'s PaineWebber Experience June 1996 - February 2000
Job First Vice PresidentInvestments, Fundamental Choice Portfolio Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors February 2000 - Present
PaineWebber June 1996 - February 2000
Skills
Investments, Alternative Investments, Retirement Planning, Financial Services, Finance, High Net Worth..., Mutual Funds, Investment Strategies, Multi-generational..., Estate Investment..., 401k Rollovers
Education
University of Minnesota-Twin Cities 1992 — 1996
BA, Economics
Wells Fargo Advisors February 2000 - Present
PaineWebber June 1996 - February 2000
Skills
Investments, Alternative Investments, Retirement Planning, Financial Services, Finance, High Net Worth..., Mutual Funds, Investment Strategies, Multi-generational..., Estate Investment..., 401k Rollovers
Education
University of Minnesota-Twin Cities 1992 — 1996
BA, Economics
standish fortin's PaineWebber Experience December 1997 - December 2001
Job President at Whitehall Financial Services Inc.
Industry Investment Management
Experience
Greater Cincinnati Earth Coalition 2012 - Present
Whitehall Financial Services Inc. August 2006 - Present
Fleet Boston Financial December 2001 - August 2004
PaineWebber December 1997 - December 2001
Skills
Strategic Planning, Financial Analysis, New Business Development, Management, Real Estate, Social Media, Public Speaking
Education
University of Cincinnati College of Business 1993 — 1997
Bachelor of Science (B.S.), Investments and Securities
University of Cincinnati College of Business
Finance and Financial Management Services
Greater Cincinnati Earth Coalition 2012 - Present
Whitehall Financial Services Inc. August 2006 - Present
Fleet Boston Financial December 2001 - August 2004
PaineWebber December 1997 - December 2001
Skills
Strategic Planning, Financial Analysis, New Business Development, Management, Real Estate, Social Media, Public Speaking
Education
University of Cincinnati College of Business 1993 — 1997
Bachelor of Science (B.S.), Investments and Securities
University of Cincinnati College of Business
Finance and Financial Management Services
Paul Calton Paul Calton's PaineWebber Experience 1999 - 2003
Job Territory Sales Manager at Gregory Poole Equipment Company
Industry Machinery
Experience
Gregory Poole Equipment Company August 2005 - Present
Ritchie Bros. Auctioneers 2003 - 2005
PaineWebber 1999 - 2003
Gregory Poole Equipment Company May 1996 - August 1999
Boston Redsox Organization June 1995 - July 1996
Skills
Sales, Sales Management, Sales Operations, Direct Sales, Account Management, New Business Development, Inventory Management, Purchasing, Cold Calling, Negotiation, Selling, Operations Management, Team Leadership, Contract Negotiation, Key Account Management, Leadership, Marketing Strategy, Process Improvement, Logistics, Forecasting, Management, Strategic Planning, Team Building
Education
University of North Carolina at Wilmington 1993 — 1997
BS, Management & Finance
Gregory Poole Equipment Company August 2005 - Present
Ritchie Bros. Auctioneers 2003 - 2005
PaineWebber 1999 - 2003
Gregory Poole Equipment Company May 1996 - August 1999
Boston Redsox Organization June 1995 - July 1996
Skills
Sales, Sales Management, Sales Operations, Direct Sales, Account Management, New Business Development, Inventory Management, Purchasing, Cold Calling, Negotiation, Selling, Operations Management, Team Leadership, Contract Negotiation, Key Account Management, Leadership, Marketing Strategy, Process Improvement, Logistics, Forecasting, Management, Strategic Planning, Team Building
Education
University of North Carolina at Wilmington 1993 — 1997
BS, Management & Finance
Richard Rivera Richard Rivera's PaineWebber Experience January 1996 - August 1996
Job Vice President Branch Manager at Charles Schwab & Co., Inc.
Industry Financial Services
Experience
Charles Schwab & Co., Inc. November 2014 - Present
Charles Schwab September 2013 - October 2014
Charles Schwab October 2001 - September 2013
Charles Schwab June 1999 - October 2001
American Express Financial Advisors February 1997 - June 1999
PaineWebber January 1996 - August 1996
Skills
Series 7, Series 9, Series 10, Series 24, Series 63, Series 66, Life, Accident & Health, Member: CFA Institute, Growth Plan Execution, Talent Management, National Leadership, Supervisory and Risk...
Education
University of Rhode Island 1991 — 1995
Bachelor's Degree, Economics and Political Science
New Fairfield High School 1987 — 1991
Charles Schwab & Co., Inc. November 2014 - Present
Charles Schwab September 2013 - October 2014
Charles Schwab October 2001 - September 2013
Charles Schwab June 1999 - October 2001
American Express Financial Advisors February 1997 - June 1999
PaineWebber January 1996 - August 1996
Skills
Series 7, Series 9, Series 10, Series 24, Series 63, Series 66, Life, Accident & Health, Member: CFA Institute, Growth Plan Execution, Talent Management, National Leadership, Supervisory and Risk...
Education
University of Rhode Island 1991 — 1995
Bachelor's Degree, Economics and Political Science
New Fairfield High School 1987 — 1991
Shannon Ghia Shannon Ghia's PaineWebber Experience January 2000 - May 2002
Job Director, BlackRock
Industry Financial Services
Experience
BlackRock May 2002 - Present
PaineWebber January 2000 - May 2002
American Airlines July 1998 - December 1999
Education
University of California, Santa Barbara 1994 — 1998
Business Economics w/ Concentration in Accounting
BlackRock May 2002 - Present
PaineWebber January 2000 - May 2002
American Airlines July 1998 - December 1999
Education
University of California, Santa Barbara 1994 — 1998
Business Economics w/ Concentration in Accounting
Steven Ouellette, CFP®, AAMS®, AIF® Steven Ouellette, CFP®, AAMS®, AIF®'s PaineWebber Experience April 2000 - April 2002
Job Senior Portfolio Manager at TIAACREF
Industry Financial Services
Experience
TIAA-CREF April 2010 - Present
Charles Schwab October 2008 - April 2010
TIAA-CREF November 2006 - October 2008
Charles Schwab April 2003 - November 2006
Citizens Investment Services April 2002 - April 2003
PaineWebber April 2000 - April 2002
PaineWebber June 1998 - July 2000
Skills
Asset Allocation, Alternative Investments, Finance, Investment Advisory, Investment Strategies, Investments, Mutual Funds, Portfolio Management, Securities, Wealth Management
Education
University of North Carolina at Charlotte 2012 — 2015
Master of Business Administration (MBA)
University of Rhode Island 1994 — 1998
BA, Communication, General
TIAA-CREF April 2010 - Present
Charles Schwab October 2008 - April 2010
TIAA-CREF November 2006 - October 2008
Charles Schwab April 2003 - November 2006
Citizens Investment Services April 2002 - April 2003
PaineWebber April 2000 - April 2002
PaineWebber June 1998 - July 2000
Skills
Asset Allocation, Alternative Investments, Finance, Investment Advisory, Investment Strategies, Investments, Mutual Funds, Portfolio Management, Securities, Wealth Management
Education
University of North Carolina at Charlotte 2012 — 2015
Master of Business Administration (MBA)
University of Rhode Island 1994 — 1998
BA, Communication, General
Storm Duncan Storm Duncan's PaineWebber Experience 1994 - 1996
Job CoFounder and CEO, DwellAware
Industry Information Technology and Services
Experience
DwellAware April 2013 - Present
essess November 2011 - April 2013
Angel Storm 2002 - 2013
Credit Suisse 1999 - March 2012
Lehman Brothers 1996 - 1999
PaineWebber 1994 - 1996
Multiple 1984 - 1994
Skills
Entrepreneur, Venture Capital, Corporate Development, Mergers, Valuation, Due Diligence, Business Strategy, Start-ups, Energy, Financial Modeling, Financial Analysis, Corporate Finance, Cleantech, Entrepreneurship, Strategic Partnerships, Investor Relations, Investment Banking, Fundraising, SaaS, Mergers & Acquisitions, Enterprise Software, Sustainability, Strategy, Business Development, Analytics, Mobile Devices, Management, Finance, Executive Management, M&A experience, Acquisition Integration, Leadership, Analysis, Risk Management, Divestitures, Financial Structuring, Business Modeling, Strategic Consulting, Banking, Financial Services, Big Data, Acquisitions, Fixed Income, Thought Leadership, Alternative Investments, Trading, Leveraged Finance, IPO, Angel Investing
Education
University of Michigan - Stephen M. Ross School of Business 1992 — 1994
MBA
Yale University 1988 — 1992
B.A.
Glenrock High School 1984 — 1988
DwellAware April 2013 - Present
essess November 2011 - April 2013
Angel Storm 2002 - 2013
Credit Suisse 1999 - March 2012
Lehman Brothers 1996 - 1999
PaineWebber 1994 - 1996
Multiple 1984 - 1994
Skills
Entrepreneur, Venture Capital, Corporate Development, Mergers, Valuation, Due Diligence, Business Strategy, Start-ups, Energy, Financial Modeling, Financial Analysis, Corporate Finance, Cleantech, Entrepreneurship, Strategic Partnerships, Investor Relations, Investment Banking, Fundraising, SaaS, Mergers & Acquisitions, Enterprise Software, Sustainability, Strategy, Business Development, Analytics, Mobile Devices, Management, Finance, Executive Management, M&A experience, Acquisition Integration, Leadership, Analysis, Risk Management, Divestitures, Financial Structuring, Business Modeling, Strategic Consulting, Banking, Financial Services, Big Data, Acquisitions, Fixed Income, Thought Leadership, Alternative Investments, Trading, Leveraged Finance, IPO, Angel Investing
Education
University of Michigan - Stephen M. Ross School of Business 1992 — 1994
MBA
Yale University 1988 — 1992
B.A.
Glenrock High School 1984 — 1988
Mufaddal Motiwala Mufaddal Motiwala's PaineWebber Experience August 1994 - May 1996
Job Engineering Manager @ MACH Engineering, LLC
Industry Oil & Energy
Experience
MACH Engineering, LLC August 2005 - Present
Jaeger Products, Inc 1997 - 2005
University of Houston July 1994 - July 1997
PaineWebber August 1994 - May 1996
Skills
Engineering, Process Simulation, Distillation, Chemical Engineering, Process Engineering, Petrochemical, Process Optimization, Project Engineering, Petroleum, Gas, Aspen Plus, Aspen HYSYS, Energy, HAZOP, P&ID
Education
University of Houston 1993 — 1997
B.S., Chemical Engineering
MACH Engineering, LLC August 2005 - Present
Jaeger Products, Inc 1997 - 2005
University of Houston July 1994 - July 1997
PaineWebber August 1994 - May 1996
Skills
Engineering, Process Simulation, Distillation, Chemical Engineering, Process Engineering, Petrochemical, Process Optimization, Project Engineering, Petroleum, Gas, Aspen Plus, Aspen HYSYS, Energy, HAZOP, P&ID
Education
University of Houston 1993 — 1997
B.S., Chemical Engineering
Bob Fanning's PaineWebber Experience 1974 - 1976
Job Principal ● Chief Restructuring Officer ● Consultant
Industry
Experience
Friends of The Northern Yellowstone Elk Herd, Inc. 1999 - 2013
M.H. Detrick Co., 1994 - 2002
Gelderman Securities, Inc. 1993 - 1994
Peters and Company 1992 - 1993
Chicago Board of Trade 1981 - 1993
Drexel Burnham Lambert 1982 - 1983
A.G. Becker and Company 1979 - 1981
Blyth Eastman Dillion 1979 - 1979
White Weld And Company 1976 - 1977
PaineWebber 1974 - 1976
Skills
Microsoft Excel, PowerPoint, Research, Microsoft Office, Public Speaking, Microsoft Word, Customer Service, Photoshop, Sales Management, Windows, Teaching, Editing, Non-profits, Negotiation, Strategic Planning, Public Relations, Business Strategy, Financial Analysis, Sales, Social Media, Budgets, Team Building, Marketing, Start-ups, Coaching, Team Leadership, Nonprofits, Social Networking, Leadership, Risk Management, Contract Negotiation, Management, New Business Development, Business Planning, Project Planning, Event Planning, Strategy, Policy, Product Development, Finance, Investments, Entrepreneurship, Marketing Strategy, Banking, Due Diligence, Business Development, Insurance, Analysis, Fundraising, Management Consulting
Education
Keller Graduate School of Management 1975 — 1977
toward MBA, Business and Finance
University of Notre Dame 1969 — 1973
Bachelor of Arts (B.A.), Biology/Sociology
Friends of The Northern Yellowstone Elk Herd, Inc. 1999 - 2013
M.H. Detrick Co., 1994 - 2002
Gelderman Securities, Inc. 1993 - 1994
Peters and Company 1992 - 1993
Chicago Board of Trade 1981 - 1993
Drexel Burnham Lambert 1982 - 1983
A.G. Becker and Company 1979 - 1981
Blyth Eastman Dillion 1979 - 1979
White Weld And Company 1976 - 1977
PaineWebber 1974 - 1976
Skills
Microsoft Excel, PowerPoint, Research, Microsoft Office, Public Speaking, Microsoft Word, Customer Service, Photoshop, Sales Management, Windows, Teaching, Editing, Non-profits, Negotiation, Strategic Planning, Public Relations, Business Strategy, Financial Analysis, Sales, Social Media, Budgets, Team Building, Marketing, Start-ups, Coaching, Team Leadership, Nonprofits, Social Networking, Leadership, Risk Management, Contract Negotiation, Management, New Business Development, Business Planning, Project Planning, Event Planning, Strategy, Policy, Product Development, Finance, Investments, Entrepreneurship, Marketing Strategy, Banking, Due Diligence, Business Development, Insurance, Analysis, Fundraising, Management Consulting
Education
Keller Graduate School of Management 1975 — 1977
toward MBA, Business and Finance
University of Notre Dame 1969 — 1973
Bachelor of Arts (B.A.), Biology/Sociology
Debra Mitchell-Ruranga's PaineWebber Experience November 1997 - 2001
Job Chief of Staff
Industry Investment Management
Experience
Bridgewater Associates May 2013 - Present
AIG June 2012 - May 2013
UBS November 2010 - December 2011
UBS August 2009 - November 2010
UBS March 2004 - August 2009
UBS 2001 - March 2004
PaineWebber November 1997 - 2001
Frontier Communications February 1994 - November 1997
GE Aerospace / Martin Marietta January 1990 - February 1994
Skills
Business Transformation, Marketing Communications, Change Management, Change Management..., Business Strategy, CRM, Employee Training, Governance, Human Resources, Internal Communications, Management, Organizational..., Stakeholder Management, Strategy, Talent Management, Organizational Design
Education
University of Massachusetts, Amherst 1985 — 1989
BS, Mechanical Engineering
Bridgewater Associates May 2013 - Present
AIG June 2012 - May 2013
UBS November 2010 - December 2011
UBS August 2009 - November 2010
UBS March 2004 - August 2009
UBS 2001 - March 2004
PaineWebber November 1997 - 2001
Frontier Communications February 1994 - November 1997
GE Aerospace / Martin Marietta January 1990 - February 1994
Skills
Business Transformation, Marketing Communications, Change Management, Change Management..., Business Strategy, CRM, Employee Training, Governance, Human Resources, Internal Communications, Management, Organizational..., Stakeholder Management, Strategy, Talent Management, Organizational Design
Education
University of Massachusetts, Amherst 1985 — 1989
BS, Mechanical Engineering
Amanda Patty Amanda Patty's PaineWebber Experience August 2000 - May 2001
Job Consultant at Bernard Robinson & Company, LLP
Industry Accounting
Experience
Bernard Robinson & Company, LLP March 2013 - Present
Breslow Starling Frost Warner Boger Hiatt, Pllc December 2010 - February 2013
John F. Snyder, CPA, P.C. July 2010 - November 2010
John P. McDonald, PA February 2010 - March 2010
PhotoBiz LLC October 2009 - December 2009
PricewaterhouseCoopers June 2007 - May 2009
Hunter Higgins Miles Elam & Benjamin January 2005 - May 2006
Morella & Associates, A Professional Corporation February 2003 - December 2003
PaineWebber August 2000 - May 2001
Skills
Tax, Accounting, State Tax, Legal Research, Tax Law, Tax Preparation, Corporate Tax, Income Tax, CPA, Property Tax, Tax Research, Legal Writing, Tax Returns, Estate Planning
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2006 — 2007
MAc, Accounting
University of Pittsburgh School of Law 2001 — 2004
JD, Law
University of North Carolina at Chapel Hill 1997 — 2000
BA, Psychology
Bernard Robinson & Company, LLP March 2013 - Present
Breslow Starling Frost Warner Boger Hiatt, Pllc December 2010 - February 2013
John F. Snyder, CPA, P.C. July 2010 - November 2010
John P. McDonald, PA February 2010 - March 2010
PhotoBiz LLC October 2009 - December 2009
PricewaterhouseCoopers June 2007 - May 2009
Hunter Higgins Miles Elam & Benjamin January 2005 - May 2006
Morella & Associates, A Professional Corporation February 2003 - December 2003
PaineWebber August 2000 - May 2001
Skills
Tax, Accounting, State Tax, Legal Research, Tax Law, Tax Preparation, Corporate Tax, Income Tax, CPA, Property Tax, Tax Research, Legal Writing, Tax Returns, Estate Planning
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2006 — 2007
MAc, Accounting
University of Pittsburgh School of Law 2001 — 2004
JD, Law
University of North Carolina at Chapel Hill 1997 — 2000
BA, Psychology
Kevin Dzielecki Kevin Dzielecki's PaineWebber Experience January 2000 - December 2000
Job Controller at Bayer CropScience
Industry Chemicals
Experience
Bayer CropScience October 2008 - Present
Bayer CropScience July 2004 - October 2008
Bayer Diagnostics January 2001 - July 2004
PaineWebber January 2000 - December 2000
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2010 — 2012
MBA, Business, Management, MarkWebb blowing upeting, and Related Support Services
Methodist University 1995 — 1999
B.S., Business Administration
Bayer CropScience October 2008 - Present
Bayer CropScience July 2004 - October 2008
Bayer Diagnostics January 2001 - July 2004
PaineWebber January 2000 - December 2000
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2010 — 2012
MBA, Business, Management, MarkWebb blowing upeting, and Related Support Services
Methodist University 1995 — 1999
B.S., Business Administration
Michael Eckton Michael Eckton's PaineWebber Experience January 1992 - January 1995
Job CoFounder & Managing Partner Crestwood Advisors LLC
Industry Investment Management
Experience
Crestwood Advisors LLC 2003 - Present
Bingham Legg Advisers January 1999 - January 2003
Bingham McCutchen January 1995 - January 1999
PaineWebber January 1992 - January 1995
Donaldson, Lufkin & Jenrette January 1989 - January 1992
Bear Stearns January 1985 - January 1989
Skills
Investments, Asset Management, Portfolio Management, Asset Allocation, Mutual Funds, Wealth Management, Equities, Management
Education
New York University - Leonard N. Stern School of Business 1989 — 1992
MBA, Finance
University of Delaware 1981 — 1985
BS Business Administration, Financial Management; international business and economics
Crestwood Advisors LLC 2003 - Present
Bingham Legg Advisers January 1999 - January 2003
Bingham McCutchen January 1995 - January 1999
PaineWebber January 1992 - January 1995
Donaldson, Lufkin & Jenrette January 1989 - January 1992
Bear Stearns January 1985 - January 1989
Skills
Investments, Asset Management, Portfolio Management, Asset Allocation, Mutual Funds, Wealth Management, Equities, Management
Education
New York University - Leonard N. Stern School of Business 1989 — 1992
MBA, Finance
University of Delaware 1981 — 1985
BS Business Administration, Financial Management; international business and economics
Stacy Reinhart's PaineWebber Experience 1987 - 1990
Job Managing Director at Emerson Investment Management
Industry Investment Management
Experience
Emerson Investment Management April 2009 - Present
US Trust October 2004 - April 2009
State Street Global Advisors 1999 - October 2004
Cape Cod Bank and Trust 1994 - 1999
PaineWebber 1987 - 1990
PepsiCo 1983 - 1986
E.F. Hutton 1980 - 1982
Education
University of Pennsylvania - The Wharton School
M.B.A., Business
Yale University
B.A., Economics
Emerson Investment Management April 2009 - Present
US Trust October 2004 - April 2009
State Street Global Advisors 1999 - October 2004
Cape Cod Bank and Trust 1994 - 1999
PaineWebber 1987 - 1990
PepsiCo 1983 - 1986
E.F. Hutton 1980 - 1982
Education
University of Pennsylvania - The Wharton School
M.B.A., Business
Yale University
B.A., Economics
Harold Lane Jr's PaineWebber Experience April 1993 - January 1999
Job Principal at Imprint Media Group, LLC.
Industry Financial Services
Experience
Imprint Media Group, LLC. July 2008 - Present
Sterling Empire Funding April 2002 - 2008
Bear, Stearns & Co. Inc. January 1999 - March 2002
PaineWebber April 1993 - January 1999
Skills
Asset Managment, Progressive Enhancement, Investments, Hedge Funds, Leadership, Asset Management, Management, Portfolio Management, Alternative Investments, Private Equity, Strategy, Equities, Mergers & Acquisitions, Budgets, Trading, Marketing Strategy, Venture Capital, Finance, Start-ups, Executive Management, Product Management, Due Diligence, Training, Entrepreneurship, Valuation, Funding, Corporate Finance, Corporate Development, Restructuring, Business Planning, Investment Banking, Project Finance, Joint Ventures, Financial Structuring, Emerging Markets, Financial Modeling, Private Placements, Financial Services, Banking, Analysis, Commodity, Bloomberg, Bonds, Business Strategy, Negotiation, Strategic Planning, Sales, Capital Markets, Business Development
Education
University of Maryland Eastern Shore 1986 — 1990
B.S., Business Administration
Imprint Media Group, LLC. July 2008 - Present
Sterling Empire Funding April 2002 - 2008
Bear, Stearns & Co. Inc. January 1999 - March 2002
PaineWebber April 1993 - January 1999
Skills
Asset Managment, Progressive Enhancement, Investments, Hedge Funds, Leadership, Asset Management, Management, Portfolio Management, Alternative Investments, Private Equity, Strategy, Equities, Mergers & Acquisitions, Budgets, Trading, Marketing Strategy, Venture Capital, Finance, Start-ups, Executive Management, Product Management, Due Diligence, Training, Entrepreneurship, Valuation, Funding, Corporate Finance, Corporate Development, Restructuring, Business Planning, Investment Banking, Project Finance, Joint Ventures, Financial Structuring, Emerging Markets, Financial Modeling, Private Placements, Financial Services, Banking, Analysis, Commodity, Bloomberg, Bonds, Business Strategy, Negotiation, Strategic Planning, Sales, Capital Markets, Business Development
Education
University of Maryland Eastern Shore 1986 — 1990
B.S., Business Administration
Jim Metry Jim Metry's PaineWebber Experience 1989 - 1991
Job Enterprise Technology and Account Management at CenturyLink
Industry Information Technology and Services
Experience
CenturyLink January 2014 - September 2015
Enterprise Visions February 2010 - January 2014
Qwest Communications January 2005 - November 2009
AT&T 1998 - 2005
F.I. Salter Company 1995 - 1998
CONTINENTAL SKI SHOP 1991 - 1995
Merrill Lynch 1991 - 1991
PaineWebber 1989 - 1991
Skills
Sales, Marketing, Contract Negotiation, New Business Development, CRM, Management, Account Management, Solution Selling, Financial Analysis, Sales Presentations, Negotiation, Leadership, Co-location, Direct Sales, Advertising, Channel, Managed Services, MPLS, SIP Trunking, Hosting, Social Networking, Business Networking, Selling, Team Building, Sales Management, Networking, Sales Operations
Education
University of Minnesota-Duluth 1984 — 1989
BA, Communications/Journalism
ProSource
Realtor/Broker, Real Estate
Longman Financial Institute
Series 7 and Series 63 Financial Licensing, Financial Services/Insurance
CenturyLink January 2014 - September 2015
Enterprise Visions February 2010 - January 2014
Qwest Communications January 2005 - November 2009
AT&T 1998 - 2005
F.I. Salter Company 1995 - 1998
CONTINENTAL SKI SHOP 1991 - 1995
Merrill Lynch 1991 - 1991
PaineWebber 1989 - 1991
Skills
Sales, Marketing, Contract Negotiation, New Business Development, CRM, Management, Account Management, Solution Selling, Financial Analysis, Sales Presentations, Negotiation, Leadership, Co-location, Direct Sales, Advertising, Channel, Managed Services, MPLS, SIP Trunking, Hosting, Social Networking, Business Networking, Selling, Team Building, Sales Management, Networking, Sales Operations
Education
University of Minnesota-Duluth 1984 — 1989
BA, Communications/Journalism
ProSource
Realtor/Broker, Real Estate
Longman Financial Institute
Series 7 and Series 63 Financial Licensing, Financial Services/Insurance
Will Hines Will Hines's PaineWebber Experience February 1996 - February 1997
Job Associate Academic Supervisor at Upright Citizens Brigade Theatre
Industry Writing and Editing
Experience
Upright Citizens Brigade Theatre February 2009 - Present
The Upright Citizens Brigade 2009 - Present
Upright Citizens Brigade Theatre February 2005 - Present
AOL November 2006 - February 2009
ExpandTheRoom December 2005 - November 2006
Andin Int'l September 2001 - November 2005
Obj-X May 1998 - July 2001
Unicast Communications Corp. 1997 - 1998
PaineWebber February 1996 - February 1997
Acorn Press June 1992 - June 1994
Education
University of Connecticut 1988 — 1992
English, Journalism
Upright Citizens Brigade Theatre February 2009 - Present
The Upright Citizens Brigade 2009 - Present
Upright Citizens Brigade Theatre February 2005 - Present
AOL November 2006 - February 2009
ExpandTheRoom December 2005 - November 2006
Andin Int'l September 2001 - November 2005
Obj-X May 1998 - July 2001
Unicast Communications Corp. 1997 - 1998
PaineWebber February 1996 - February 1997
Acorn Press June 1992 - June 1994
Education
University of Connecticut 1988 — 1992
English, Journalism
Susan Sharf Susan Sharf's PaineWebber Experience November 1995 - June 1998
Job Web Designer at Click Design (susan@clickdesign.com)
Industry Internet
Experience
Click Design January 1996 - Present
Allied Jewish Federation of Colorado July 2003 - December 2008
PaineWebber November 1995 - June 1998
Skills
Graphic Design, HTML, Usability, Email Marketing, Podcasting, Content Management, JavaScript, Strategy, WordPress, Web Design, Creative Direction, SEO, Web Development, Social Media, User Experience, Social Media Marketing, Marketing, Social Networking, Online Marketing, Google Analytics, Dreamweaver, Information Architecture, E-commerce, Web Analytics, Content Strategy
Education
University of Pennsylvania 1982 — 1985
B.A.
Click Design January 1996 - Present
Allied Jewish Federation of Colorado July 2003 - December 2008
PaineWebber November 1995 - June 1998
Skills
Graphic Design, HTML, Usability, Email Marketing, Podcasting, Content Management, JavaScript, Strategy, WordPress, Web Design, Creative Direction, SEO, Web Development, Social Media, User Experience, Social Media Marketing, Marketing, Social Networking, Online Marketing, Google Analytics, Dreamweaver, Information Architecture, E-commerce, Web Analytics, Content Strategy
Education
University of Pennsylvania 1982 — 1985
B.A.
David Harley David Harley's PaineWebber Experience June 1989 - August 1997
Job Director, Investment Services at Northwestern Mutual Investment Services
Industry Financial Services
Experience
Northwestern Mutual Investment Services June 2014 - Present
Northwestern Mutual June 2012 - June 2014
Northwestern Mutual Investment Services May 2003 - June 2012
BNY Clearing August 1997 - May 2003
PaineWebber June 1989 - August 1997
Skills
Strategic Planning, Management, Finance, Financial Services, Securities, Project Management, Business Analysis, Team Building, Team Leadership, Process Improvement, Enterprise Software, Leadership, Series 7, Investments, Insurance, Agile Methodologies, Financial Analysis, Analysis, Risk Management, Customer Experience, Scrum, Client Service, Compliance
Education
University of Wisconsin-Milwaukee - Lubar School of Business 2000 — 2004
BBA, Management Information Systems
University of Pennsylvania - The Wharton School 2001 — 2003
Securities Industry Institute
Wayne State University 1990 — 1994
MBA, Management
University of Wisconsin-Milwaukee - Lubar School of Business 1981 — 1985
BBA, Finance
Northwestern Mutual Investment Services June 2014 - Present
Northwestern Mutual June 2012 - June 2014
Northwestern Mutual Investment Services May 2003 - June 2012
BNY Clearing August 1997 - May 2003
PaineWebber June 1989 - August 1997
Skills
Strategic Planning, Management, Finance, Financial Services, Securities, Project Management, Business Analysis, Team Building, Team Leadership, Process Improvement, Enterprise Software, Leadership, Series 7, Investments, Insurance, Agile Methodologies, Financial Analysis, Analysis, Risk Management, Customer Experience, Scrum, Client Service, Compliance
Education
University of Wisconsin-Milwaukee - Lubar School of Business 2000 — 2004
BBA, Management Information Systems
University of Pennsylvania - The Wharton School 2001 — 2003
Securities Industry Institute
Wayne State University 1990 — 1994
MBA, Management
University of Wisconsin-Milwaukee - Lubar School of Business 1981 — 1985
BBA, Finance
Mindy Corporon Mindy Corporon's PaineWebber Experience July 1994 - May 2003
Job Mentee 2010 2014, Fellow 2014 present at HEMP: Helzberg Entrepreneurial Mentoring Program
Industry Financial Services
Experience
HEMP: Helzberg Entrepreneurial Mentoring Program September 2010 - Present
Faith Always Wins Foundation November 2014 - Present
Boyer & Corporon Wealth Management, LLC September 2007 - Present
Donald H. Chisholm Planned Giving Council for the Children's Mercy Hospitals and Clinics 2012 - 2014
Blue Valley Education Foundation 2011 - 2014
Community Foundation of Johnson County 2010 - 2014
Charles Schwab 2007 - 2014
H & R Block Financial Advisors May 2003 - September 2007
PaineWebber July 1994 - May 2003
Skills
Financial Advisory, Wealth Management..., Wealth Accumulation..., Wealth Preservation..., Team Leadership, Entrepreneurship, Philanthropy, Boy Scouts, Financial Risk
Education
University of Oklahoma 1986 — 1990
Bachelor of Arts, Communication
Marlow High School 1983 — 1986
HEMP: Helzberg Entrepreneurial Mentoring Program September 2010 - Present
Faith Always Wins Foundation November 2014 - Present
Boyer & Corporon Wealth Management, LLC September 2007 - Present
Donald H. Chisholm Planned Giving Council for the Children's Mercy Hospitals and Clinics 2012 - 2014
Blue Valley Education Foundation 2011 - 2014
Community Foundation of Johnson County 2010 - 2014
Charles Schwab 2007 - 2014
H & R Block Financial Advisors May 2003 - September 2007
PaineWebber July 1994 - May 2003
Skills
Financial Advisory, Wealth Management..., Wealth Accumulation..., Wealth Preservation..., Team Leadership, Entrepreneurship, Philanthropy, Boy Scouts, Financial Risk
Education
University of Oklahoma 1986 — 1990
Bachelor of Arts, Communication
Marlow High School 1983 — 1986
Ami Aharon's PaineWebber Experience 1994 - 1995
Job Debt Capital Markets Banker
Industry Banking
Experience
ANZ Securities, Inc. 2009 - Present
Merrill Lynch & Co. 1997 - 2009
General Motors 1996 - 1996
PaineWebber 1994 - 1995
Kidder Peabody 1992 - 1994
Skills
Derivatives, Capital Markets, Loans, Corporate Finance, Equities, Valuation, Private Equity, Bonds, Financial Modeling, Fixed Income, Investment Banking, Finance, Investments, Bloomberg, Structured Finance, Alternative Investments, Series 63, Hedge Funds, Series 7, Portfolio Management, Financial Analysis, Credit
Education
University of Pennsylvania - The Wharton School 1995 — 1997
MBA, Finance and Strategic Management
Yeshiva University 1987 — 1991
BS, Finance
ANZ Securities, Inc. 2009 - Present
Merrill Lynch & Co. 1997 - 2009
General Motors 1996 - 1996
PaineWebber 1994 - 1995
Kidder Peabody 1992 - 1994
Skills
Derivatives, Capital Markets, Loans, Corporate Finance, Equities, Valuation, Private Equity, Bonds, Financial Modeling, Fixed Income, Investment Banking, Finance, Investments, Bloomberg, Structured Finance, Alternative Investments, Series 63, Hedge Funds, Series 7, Portfolio Management, Financial Analysis, Credit
Education
University of Pennsylvania - The Wharton School 1995 — 1997
MBA, Finance and Strategic Management
Yeshiva University 1987 — 1991
BS, Finance
April Phillips Topp's PaineWebber Experience 1997 - 2001
Job SVP, Initiative Governance & Planning at Bank of America
Industry Financial Services
Experience
Bank of America SVP, Servicing InitiativesBank of AmericaFebruary 2011 - March 2012
Bank of America June 2010 - March 2011
Bank of America April 2009 - December 2010
Countrywide Financial Corp June 2003 - April 2009
Booz Allen Hamilton / GMAC 2002 - 2002
UBS 1997 - 2001
Painewebber 1997 - 2001
Skills
Change Management, Mortgage Banking, Leadership, Banking, Business Transformation, Mortgage Lending, Loans, Project Portfolio..., Credit
Education
University of Southern California - Marshall School of Business 2001 — 2003
MBA, Strategy & Consulting
UCLA 1994 — 1998
BA, Psychology
Bank of America SVP, Servicing InitiativesBank of AmericaFebruary 2011 - March 2012
Bank of America June 2010 - March 2011
Bank of America April 2009 - December 2010
Countrywide Financial Corp June 2003 - April 2009
Booz Allen Hamilton / GMAC 2002 - 2002
UBS 1997 - 2001
Painewebber 1997 - 2001
Skills
Change Management, Mortgage Banking, Leadership, Banking, Business Transformation, Mortgage Lending, Loans, Project Portfolio..., Credit
Education
University of Southern California - Marshall School of Business 2001 — 2003
MBA, Strategy & Consulting
UCLA 1994 — 1998
BA, Psychology
Tracey Pirrie's PaineWebber Experience 1996 - 1997
Job Managing Director: Ashton Lane Group, Inc
Industry Capital Markets
Experience
Ashton Lane Group, Inc 2004 - Present
Swiss Re Financial Products 2003 - 2005
ABN Amro 1998 - 2003
Morgan Stanley 1995 - 1998
PaineWebber 1996 - 1997
Education
Mishkah University
University of Delaware
Ashton Lane Group, Inc 2004 - Present
Swiss Re Financial Products 2003 - 2005
ABN Amro 1998 - 2003
Morgan Stanley 1995 - 1998
PaineWebber 1996 - 1997
Education
Mishkah University
University of Delaware
Janice Sarver's PaineWebber Experience 1990 - 1997
Job Manager, Information Security at Dignity Health
Industry Information Technology and Services
Experience
Dignity Health June 2010 - Present
Charles Schwab & Co., Inc. October 1997 - April 2009
Schwab Institutional October 1997 - April 2009
PaineWebber 1990 - 1997
Skills
Business Analysis, Disaster Recovery, Risk Management, Program Management, Process Improvement, Vendor Management
Education
University of Phoenix 2011 — 2013
Master of Business Administration (M.B.A.)
University of Houston 1982 — 1987
B.A., Economics
Dignity Health June 2010 - Present
Charles Schwab & Co., Inc. October 1997 - April 2009
Schwab Institutional October 1997 - April 2009
PaineWebber 1990 - 1997
Skills
Business Analysis, Disaster Recovery, Risk Management, Program Management, Process Improvement, Vendor Management
Education
University of Phoenix 2011 — 2013
Master of Business Administration (M.B.A.)
University of Houston 1982 — 1987
B.A., Economics
Andrew F. Kaminsky's PaineWebber Experience June 1994 - February 1995
Job Senior Vice President Strategic Initiatives at Cobham
Industry Semiconductors
Experience
Cobham September 2014 - Present
GLS Memorial Fund October 2001 - Present
Aeroflex March 2010 - September 2014
EasyLink Services - now a part of OpenText July 2009 - March 2010
Oppenheimer & Co. Inc. March 2004 - July 2009
CIBC World Markets March 1995 - December 2002
PaineWebber June 1994 - February 1995
Ernst & Young June 1990 - September 1992
Skills
Mergers, Investment Banking, Mergers & Acquisitions, Investor Relations, Corporate Development, Management, Private Equity, Start-ups, Executive Management, Investments, Financial Modeling, Corporate Finance, Due Diligence, Valuation, Strategy, Capital Markets
Education
University of Michigan 1986 — 1990
Accounting
New York University - Leonard N. Stern School of Business 1992 — 1994
MBA, Finance & Management
Cobham September 2014 - Present
GLS Memorial Fund October 2001 - Present
Aeroflex March 2010 - September 2014
EasyLink Services - now a part of OpenText July 2009 - March 2010
Oppenheimer & Co. Inc. March 2004 - July 2009
CIBC World Markets March 1995 - December 2002
PaineWebber June 1994 - February 1995
Ernst & Young June 1990 - September 1992
Skills
Mergers, Investment Banking, Mergers & Acquisitions, Investor Relations, Corporate Development, Management, Private Equity, Start-ups, Executive Management, Investments, Financial Modeling, Corporate Finance, Due Diligence, Valuation, Strategy, Capital Markets
Education
University of Michigan 1986 — 1990
Accounting
New York University - Leonard N. Stern School of Business 1992 — 1994
MBA, Finance & Management
Adam Theall's PaineWebber Experience June 1996 - February 1998
Job Senior Advisor at Impact Advisors, LLC
Industry Hospital & Health Care
Experience
Impact Advisors, LLC June 2008 - Present
Dental Logic, LLC January 2005 - February 2008
Mercy Health Partners November 2003 - March 2006
University of Michigan Health System May 2002 - October 2003
Lehman Brothers June 1999 - June 2001
BT Alex Brown February 1998 - June 1999
PaineWebber June 1996 - February 1998
State Street Bank 1992 - 1996
Education
University of Michigan 2001 — 2003
MBA, Finance, Strategy, Healthcare
University of Michigan - Stephen M. Ross School of Business 2001 — 2003
Impact Advisors, LLC June 2008 - Present
Dental Logic, LLC January 2005 - February 2008
Mercy Health Partners November 2003 - March 2006
University of Michigan Health System May 2002 - October 2003
Lehman Brothers June 1999 - June 2001
BT Alex Brown February 1998 - June 1999
PaineWebber June 1996 - February 1998
State Street Bank 1992 - 1996
Education
University of Michigan 2001 — 2003
MBA, Finance, Strategy, Healthcare
University of Michigan - Stephen M. Ross School of Business 2001 — 2003
Luke Hermann's PaineWebber Experience August 2002 - August 2003
Job Piper Jaffray & Co
Industry Investment Management
Experience
Piper Jaffray February 2013 - Present
Wells Fargo Securities LLC September 2003 - February 2013
PaineWebber August 2002 - August 2003
Skills
Series 7, Investments, Mutual Funds, Securities, Bonds, Series 63
Education
University of Minnesota-Duluth 1998 — 2002
BS, Finance
New Ulm High School 1996 — 1998
Piper Jaffray February 2013 - Present
Wells Fargo Securities LLC September 2003 - February 2013
PaineWebber August 2002 - August 2003
Skills
Series 7, Investments, Mutual Funds, Securities, Bonds, Series 63
Education
University of Minnesota-Duluth 1998 — 2002
BS, Finance
New Ulm High School 1996 — 1998
Jennifer Genco's PaineWebber Experience October 1995 - November 1996
Job Sr. Marketing Manager at The Breakers Palm Beach
Industry Hospitality
Experience
The Breakers Palm Beach November 1996 - Present
The Breakers November 1996 - Present
PaineWebber October 1995 - November 1996
Skills
Hospitality, Social Media Marketing, Event Management, Marketing Communications, Marketing, Customer Service, Marketing Strategy, Sales Management, Email Marketing, Public Relations, Market Planning, Event Planning, Strategic Planning, Sales, Trade Shows, Corporate Events, Online Marketing, New Business Development, Sponsorship, Facebook, Leadership, Account Management, Direct Marketing, Press Releases, Social Media, Public Speaking, Media Relations, Online Advertising, Resorts, Budgets, Tourism, Advertising, Brand Development, Hotels, Corporate Hospitality, Hospitality Industry, Graphic Design
Education
University of Florida 1991 — 1995
Bachelors, Communications
The Breakers Palm Beach November 1996 - Present
The Breakers November 1996 - Present
PaineWebber October 1995 - November 1996
Skills
Hospitality, Social Media Marketing, Event Management, Marketing Communications, Marketing, Customer Service, Marketing Strategy, Sales Management, Email Marketing, Public Relations, Market Planning, Event Planning, Strategic Planning, Sales, Trade Shows, Corporate Events, Online Marketing, New Business Development, Sponsorship, Facebook, Leadership, Account Management, Direct Marketing, Press Releases, Social Media, Public Speaking, Media Relations, Online Advertising, Resorts, Budgets, Tourism, Advertising, Brand Development, Hotels, Corporate Hospitality, Hospitality Industry, Graphic Design
Education
University of Florida 1991 — 1995
Bachelors, Communications
Linda Wheatley's PaineWebber Experience 1981 - 1987
Job Principal at Wheatley International
Industry Staffing and Recruiting
Experience
Wheatley International Program CommitteeThe Princeton Club of NY1992 - 2004
Manufacturers Hanover Securities Corp 1987 - 1990
PaineWebber 1981 - 1987
Arthur Andersen & Co. 1968 - 1972
Skills
Strategic Planning, Strategy, Business Development, Management Consulting, Due Diligence, Recruiting, Hedge Funds, Investment Banking, Leadership, Public Relations, Business Strategy, Start-ups, Financial Modeling, Asset Management, Management, Executive Management, Staff Development, Mergers & Acquisitions, Executive Search, Finance
Education
New York University - Leonard N. Stern School of Business 1976 — 1980
Master of Business Administration (MBA), Finance, General
University of Kentucky
Accounting
Wheatley International Program CommitteeThe Princeton Club of NY1992 - 2004
Manufacturers Hanover Securities Corp 1987 - 1990
PaineWebber 1981 - 1987
Arthur Andersen & Co. 1968 - 1972
Skills
Strategic Planning, Strategy, Business Development, Management Consulting, Due Diligence, Recruiting, Hedge Funds, Investment Banking, Leadership, Public Relations, Business Strategy, Start-ups, Financial Modeling, Asset Management, Management, Executive Management, Staff Development, Mergers & Acquisitions, Executive Search, Finance
Education
New York University - Leonard N. Stern School of Business 1976 — 1980
Master of Business Administration (MBA), Finance, General
University of Kentucky
Accounting
Matthew Swegles's PaineWebber Experience June 2001 - February 2003
Job Senior Vice President, Investments at Matthew Swegles Wealth Management of Raymond James
Industry Investment Management
Experience
Matthew Swegles Wealth Management of Raymond James November 2012 - Present
Comerica Wealth & Institutional Management 2003 - November 2012
PaineWebber June 2001 - February 2003
Roney & Co. December 1999 - June 2001
Skills
Asset Management, Portfolio Management, Alternative Investments, Series 7, Financial Planning, Risk Management, Wealth Transfer, Strategic Financial..., Asset Managment, Retirement Planning, Wealth, Wealth Management, Investment Advisory, Investments, Financial Analysis, Finance, Asset Allocation, Securities, Financial Advisory, Mutual Funds
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business
Accredited Investment Fiduciary, Investments and Securities
Western Michigan University
Bachelor's degree, Business/Commerce, General
GROSSE POINTE SOUTH
Matthew Swegles Wealth Management of Raymond James November 2012 - Present
Comerica Wealth & Institutional Management 2003 - November 2012
PaineWebber June 2001 - February 2003
Roney & Co. December 1999 - June 2001
Skills
Asset Management, Portfolio Management, Alternative Investments, Series 7, Financial Planning, Risk Management, Wealth Transfer, Strategic Financial..., Asset Managment, Retirement Planning, Wealth, Wealth Management, Investment Advisory, Investments, Financial Analysis, Finance, Asset Allocation, Securities, Financial Advisory, Mutual Funds
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business
Accredited Investment Fiduciary, Investments and Securities
Western Michigan University
Bachelor's degree, Business/Commerce, General
GROSSE POINTE SOUTH
Jeff Menne, CFA's PaineWebber Experience 1988 - 1989
Job Portfolio Manager at Associated Wealth Management
Industry Investment Management
Experience
Associated Wealth Management December 2007 - Present
JNBA Financial Advisors May 2006 - November 2007
Wells Fargo Bank September 2002 - May 2006
Nicollet Investment Management May 1999 - September 2002
US Bancorp/Piper Jaffray April 1997 - May 1999
US Bancorp January 1993 - April 1997
US Bancorp August 1989 - January 1993
PaineWebber 1988 - 1989
John G. Kinnard & Co. 1987 - 1988
Skills
Equities, Finance, Portfolio Management, Wealth Management, Trading, Asset Management, Financial Analysis
Education
University of Minnesota - Carlson School of Management 1989 — 1992
MBA, Finance
University of Minnesota-Twin Cities 1983 — 1988
BA, Political Science
Red Wing Central High
Associated Wealth Management December 2007 - Present
JNBA Financial Advisors May 2006 - November 2007
Wells Fargo Bank September 2002 - May 2006
Nicollet Investment Management May 1999 - September 2002
US Bancorp/Piper Jaffray April 1997 - May 1999
US Bancorp January 1993 - April 1997
US Bancorp August 1989 - January 1993
PaineWebber 1988 - 1989
John G. Kinnard & Co. 1987 - 1988
Skills
Equities, Finance, Portfolio Management, Wealth Management, Trading, Asset Management, Financial Analysis
Education
University of Minnesota - Carlson School of Management 1989 — 1992
MBA, Finance
University of Minnesota-Twin Cities 1983 — 1988
BA, Political Science
Red Wing Central High
Frank Lugossy's PaineWebber Experience October 1987 - December 2000
Job Owner, Continentalfinewines.com
Industry Wine and Spirits
Experience
Continentalfinewines.com December 2006 - Present
UBS December 2000 - August 2005
PaineWebber October 1987 - December 2000
Education
University of North Carolina at Chapel Hill 1983 — 1987
The Lawrenceville School 1979 — 1983
Continentalfinewines.com December 2006 - Present
UBS December 2000 - August 2005
PaineWebber October 1987 - December 2000
Education
University of North Carolina at Chapel Hill 1983 — 1987
The Lawrenceville School 1979 — 1983
Shane Klein's PaineWebber Experience September 1995 - September 1996
Job Executive Director at Sumitomo Mitsui Banking Corporation
Industry Banking
Experience
Sumitomo Mitsui Banking Corporation July 2013 - Present
Lloyds TSB November 2008 - July 2013
Fortis Capital Corp. December 2005 - November 2008
Societe Generale August 1999 - December 2005
Bear Stearns September 1996 - August 1999
PaineWebber September 1995 - September 1996
Skills
Fixed Income, Portfolio Management, Asset Managment, Private Equity, Credit Risk, Equities, Banking, Financial Institutions, Capital Markets, Structured Products, Financial Structuring, Derivatives, Financial Risk
Education
New York University - Leonard N. Stern School of Business 2001 — 2004
MBA, Finance
University of North Carolina at Chapel Hill 1991 — 1995
BA, Economics
Sumitomo Mitsui Banking Corporation July 2013 - Present
Lloyds TSB November 2008 - July 2013
Fortis Capital Corp. December 2005 - November 2008
Societe Generale August 1999 - December 2005
Bear Stearns September 1996 - August 1999
PaineWebber September 1995 - September 1996
Skills
Fixed Income, Portfolio Management, Asset Managment, Private Equity, Credit Risk, Equities, Banking, Financial Institutions, Capital Markets, Structured Products, Financial Structuring, Derivatives, Financial Risk
Education
New York University - Leonard N. Stern School of Business 2001 — 2004
MBA, Finance
University of North Carolina at Chapel Hill 1991 — 1995
BA, Economics
James Rothman's PaineWebber Experience 1996 - 1998
Job Asset Origination at Petra Capital Management
Industry Financial Services
Experience
Petra Capital Mgmt. January 2014 - Present
National Australia Bank 2008 - October 2013
ACA Capital 2001 - 2008
GE Capital 2000 - 2001
Deutsche Bank Securities 1998 - 2000
PaineWebber 1996 - 1998
Chase Mortgage 1992 - 1996
Skills
Structured Finance, Capital Markets, ABS, Structured Products, Fixed Income, Securitization, Credit Derivatives, CDO, Financial Structuring, MBS, Derivatives, Hedge Funds
Education
Yale University - Yale School of Management 1990 — 1992
Master of Business Administration (MBA)
University of Pennsylvania 1982 — 1986
BSE
Petra Capital Mgmt. January 2014 - Present
National Australia Bank 2008 - October 2013
ACA Capital 2001 - 2008
GE Capital 2000 - 2001
Deutsche Bank Securities 1998 - 2000
PaineWebber 1996 - 1998
Chase Mortgage 1992 - 1996
Skills
Structured Finance, Capital Markets, ABS, Structured Products, Fixed Income, Securitization, Credit Derivatives, CDO, Financial Structuring, MBS, Derivatives, Hedge Funds
Education
Yale University - Yale School of Management 1990 — 1992
Master of Business Administration (MBA)
University of Pennsylvania 1982 — 1986
BSE
Douglas Armer's PaineWebber Experience June 1998 - June 1999
Job Managing Director at The Blackstone Group
Industry Capital Markets
Experience
The Blackstone Group January 2013 - Present
Capital Trust February 2004 - January 2013
GRO October 2001 - January 2004
Gerard Klauer Mattison July 1999 - September 2001
PaineWebber June 1998 - June 1999
Skills
Capital Markets, Private Equity, Valuation, Financial Structuring, Investment Banking, Structured Finance, Asset Management, Investments, Due Diligence, Equities, Financial Modeling, Real Estate Economics, Corporate Finance, Mergers & Acquisitions, Bloomberg, Portfolio Management, Emerging Markets, Hedge Funds, Securitization, Financial Analysis, Real Estate, Alternative Investments
Education
University of Rochester 1994 — 1998
BA, magna cum laude, Political Science, International Relations, Classics
The Blackstone Group January 2013 - Present
Capital Trust February 2004 - January 2013
GRO October 2001 - January 2004
Gerard Klauer Mattison July 1999 - September 2001
PaineWebber June 1998 - June 1999
Skills
Capital Markets, Private Equity, Valuation, Financial Structuring, Investment Banking, Structured Finance, Asset Management, Investments, Due Diligence, Equities, Financial Modeling, Real Estate Economics, Corporate Finance, Mergers & Acquisitions, Bloomberg, Portfolio Management, Emerging Markets, Hedge Funds, Securitization, Financial Analysis, Real Estate, Alternative Investments
Education
University of Rochester 1994 — 1998
BA, magna cum laude, Political Science, International Relations, Classics
Matthew Kapusta's PaineWebber Experience 1999 - 2000
Job Chief Financial Officer, uniQure
Industry Biotechnology
Experience
uniQure January 2015 - Present
AngioDynamics September 2011 - January 2015
Smith & Nephew Orthopaedics 2009 - 2011
Collins Stewart 2005 - 2009
Wells Fargo Securities, LLC 2002 - 2005
Robertson Stephens, Inc. 1999 - 2002
PaineWebber 1999 - 2000
Education
New York University - Leonard N. Stern School of Business 1997 — 1999
MBA, Finance, Business Management
University of Michigan - Stephen M. Ross School of Business 1990 — 1994
BBA, Finance, Accounting
uniQure January 2015 - Present
AngioDynamics September 2011 - January 2015
Smith & Nephew Orthopaedics 2009 - 2011
Collins Stewart 2005 - 2009
Wells Fargo Securities, LLC 2002 - 2005
Robertson Stephens, Inc. 1999 - 2002
PaineWebber 1999 - 2000
Education
New York University - Leonard N. Stern School of Business 1997 — 1999
MBA, Finance, Business Management
University of Michigan - Stephen M. Ross School of Business 1990 — 1994
BBA, Finance, Accounting
Ricia Lansing's PaineWebber Experience September 1998 - May 1999
Job Experienced Investment Professional
Industry Investment Management
Experience
Allina Hospitals & Clinics May 2011 - Present
University of St. Thomas January 2008 - Present
University of St. Thomas March 2006 - April 2011
U.S. Bancorp Asset Management September 2004 - March 2006
U.S. Bancorp Investments, Inc October 2003 - September 2004
U.S. Bancorp Investments, Inc. July 2003 - October 2003
U.S. Bancorp Investments, Inc. December 2001 - July 2003
U.S. Bancorp Investments, Inc May 2000 - December 2001
C.H. Robinson Co November 1999 - May 2000
PaineWebber September 1998 - May 1999
Skills
Asset Allocation, Communication, Public Speaking, Program Coordination, Asset Managment, Asset Management, Project Management, Business Development, Research, Retail, Marketing, Sales, Workshop Facilitation, Executive Management, Funding, Policy Analysis, Organization, Analysis, Logistics, Fixed Income, Corporate Finance
Education
University of St. Thomas Opus College of Business 2003 — 2006
MBA, Finance
University of St. Thomas 1995 — 1999
BA, Financial Management
University of London 1997 — 1997
Allina Hospitals & Clinics May 2011 - Present
University of St. Thomas January 2008 - Present
University of St. Thomas March 2006 - April 2011
U.S. Bancorp Asset Management September 2004 - March 2006
U.S. Bancorp Investments, Inc October 2003 - September 2004
U.S. Bancorp Investments, Inc. July 2003 - October 2003
U.S. Bancorp Investments, Inc. December 2001 - July 2003
U.S. Bancorp Investments, Inc May 2000 - December 2001
C.H. Robinson Co November 1999 - May 2000
PaineWebber September 1998 - May 1999
Skills
Asset Allocation, Communication, Public Speaking, Program Coordination, Asset Managment, Asset Management, Project Management, Business Development, Research, Retail, Marketing, Sales, Workshop Facilitation, Executive Management, Funding, Policy Analysis, Organization, Analysis, Logistics, Fixed Income, Corporate Finance
Education
University of St. Thomas Opus College of Business 2003 — 2006
MBA, Finance
University of St. Thomas 1995 — 1999
BA, Financial Management
University of London 1997 — 1997
Mark Canavesio, CFP ®'s PaineWebber Experience November 1998 - February 2005
Job Associate Vice President, Investments | CERTIFIED FINANCIAL PLANNER ™ at Raymond James
Industry Financial Services
Experience
Raymond James February 2005 - Present
PaineWebber November 1998 - February 2005
Skills
Financial Advisory, Series 7, Securities, Series 63, Bonds, Investment Advisory, Investments, Wealth Management, Asset Allocation, Strategic Financial..., Mutual Funds, Wealth, Retirement Planning, Series 65, Asset Management, Dividends, Superior Client Service, Retirement, Alternative Investments, Fixed Annuities
Education
University of Michigan-Dearborn 1996 — 1999
BBA, Finance, Graduated with Distinction
DeLaSalle Collegiate 1992 — 1996
Raymond James February 2005 - Present
PaineWebber November 1998 - February 2005
Skills
Financial Advisory, Series 7, Securities, Series 63, Bonds, Investment Advisory, Investments, Wealth Management, Asset Allocation, Strategic Financial..., Mutual Funds, Wealth, Retirement Planning, Series 65, Asset Management, Dividends, Superior Client Service, Retirement, Alternative Investments, Fixed Annuities
Education
University of Michigan-Dearborn 1996 — 1999
BBA, Finance, Graduated with Distinction
DeLaSalle Collegiate 1992 — 1996
Fernando de la Riva's PaineWebber Experience January 1996 - January 1997
Job de la Riva and Associates
Industry Law Practice
Experience
de la Riva & Associates February 2011 - Present
UBS International February 1997 - September 2010
PaineWebber January 1996 - January 1997
Skills
Excel, Analysis, PowerPoint, Customer Relations, Research, Legal Services
Education
University of Houston 1989 — 1994
Business Administration
Bellaire High School 1986 — 1989
de la Riva & Associates February 2011 - Present
UBS International February 1997 - September 2010
PaineWebber January 1996 - January 1997
Skills
Excel, Analysis, PowerPoint, Customer Relations, Research, Legal Services
Education
University of Houston 1989 — 1994
Business Administration
Bellaire High School 1986 — 1989
Jocelyn Mortensen's PaineWebber Experience March 1993 - April 1999
Job Senior Managing Director at Public Resources Advisory Group
Industry Financial Services
Experience
Public Resources Advisory Group December 2005 - Present
Bank of America June 2004 - March 2005
Jackson Securities November 2000 - June 2004
Bigelow & Company May 1999 - March 2000
PaineWebber March 1993 - April 1999
Dean Witter January 1990 - March 1993
Bear Stearns July 1987 - December 1989
Education
University of California, Berkeley, Haas School of Business 1985 — 1987
MBA, Finance
University of California, Berkeley 1976 — 1981
AB, English, Biological Sciences
Public Resources Advisory Group December 2005 - Present
Bank of America June 2004 - March 2005
Jackson Securities November 2000 - June 2004
Bigelow & Company May 1999 - March 2000
PaineWebber March 1993 - April 1999
Dean Witter January 1990 - March 1993
Bear Stearns July 1987 - December 1989
Education
University of California, Berkeley, Haas School of Business 1985 — 1987
MBA, Finance
University of California, Berkeley 1976 — 1981
AB, English, Biological Sciences
Donald Hale's PaineWebber Experience April 1994 - August 1997
Job Insurance Specialist II (Form Filings and Market Analysis/Conduct)
Industry Government Administration
Experience
State of Alaska June 2002 - Present
Edward Jones August 1997 - August 2002
PaineWebber April 1994 - August 1997
Barrett, Hale, & Company October 1980 - August 1994
Barret, Hale, & Company (Chazal-Blair Insurance Agency) October 1980 - April 1994
Skills
Public Speaking, Insurance, Non-profits, Public Relations, Property & Casualty..., Customer Service, Strategic Planning, Leadership Development, Team Building, Troubleshooting, Management, Business Development, Government, Analysis, Database System..., Leadership, Employee Benefits, Health Insurance, Investments, Training, Program Management, Strategy, Marketing, Risk Management, Life Insurance, Fixed Annuities, Policy, Financial Planning, Retirement Planning, Disability Insurance, Retirement, Sales, Microsoft Office, Nonprofits
Education
University of Florida 1976 — 1979
BA, Political Science and Public Relations
University of Florida 1975 — 1979
Bachelor of Arts (B.A.), Political Science and Government
State of Alaska June 2002 - Present
Edward Jones August 1997 - August 2002
PaineWebber April 1994 - August 1997
Barrett, Hale, & Company October 1980 - August 1994
Barret, Hale, & Company (Chazal-Blair Insurance Agency) October 1980 - April 1994
Skills
Public Speaking, Insurance, Non-profits, Public Relations, Property & Casualty..., Customer Service, Strategic Planning, Leadership Development, Team Building, Troubleshooting, Management, Business Development, Government, Analysis, Database System..., Leadership, Employee Benefits, Health Insurance, Investments, Training, Program Management, Strategy, Marketing, Risk Management, Life Insurance, Fixed Annuities, Policy, Financial Planning, Retirement Planning, Disability Insurance, Retirement, Sales, Microsoft Office, Nonprofits
Education
University of Florida 1976 — 1979
BA, Political Science and Public Relations
University of Florida 1975 — 1979
Bachelor of Arts (B.A.), Political Science and Government
Sundararaman Kalyanaraman PMP, ITIL V3's PaineWebber Experience June 1995 - August 2001
Job Senior Project Manger/IT Consultant with a Consulting Company in New York City
Industry Financial Services
Experience
Consulting Services NY City February 2015 - Present
RBC Capital Markets 2015 - 2015
RBC Capital Markets 2015 - 2015
Prudential Financial March 2013 - June 2014
Global Business Consulting Services Inc. December 2012 - February 2013
UBS Wealth Management August 2001 - June 2012
PaineWebber June 1995 - August 2001
Professional Access Ltd (Consulting Services) February 1992 - May 1995
Skills
Requirements Analysis, Risk Management, SDLC, Vendor Management, Requirements Gathering, Software Project..., Budgets, ERP, Wealth Management, Management, Project Management, Business Analysis, Equities, Enterprise Architecture, Information Technology, IT Strategy, Fixed Income, Portfolio Management
Education
6Sigma Green Belt
ITIL
Certification, ITIL V3 Foundation.
Lean IT Sigma
National Institute of technology, Chennai, India
Diploma, Systems Management, Distinction
PMI
Certification, Project Management Professional
University of Madras
Bachelor degree, Chemistry, First Class
Consulting Services NY City February 2015 - Present
RBC Capital Markets 2015 - 2015
RBC Capital Markets 2015 - 2015
Prudential Financial March 2013 - June 2014
Global Business Consulting Services Inc. December 2012 - February 2013
UBS Wealth Management August 2001 - June 2012
PaineWebber June 1995 - August 2001
Professional Access Ltd (Consulting Services) February 1992 - May 1995
Skills
Requirements Analysis, Risk Management, SDLC, Vendor Management, Requirements Gathering, Software Project..., Budgets, ERP, Wealth Management, Management, Project Management, Business Analysis, Equities, Enterprise Architecture, Information Technology, IT Strategy, Fixed Income, Portfolio Management
Education
6Sigma Green Belt
ITIL
Certification, ITIL V3 Foundation.
Lean IT Sigma
National Institute of technology, Chennai, India
Diploma, Systems Management, Distinction
PMI
Certification, Project Management Professional
University of Madras
Bachelor degree, Chemistry, First Class
James Scibetta's PaineWebber Experience August 1988 - March 1997
Job CFO at Pacira Pharmaceuticals, Inc.
Industry Biotechnology
Experience
Pacira Pharmaceuticals, Inc. August 2008 - Present
Matinas BioPharma December 2013 - Present
Nephros, Inc. December 2007 - December 2013
Labopharm January 2001 - November 2008
Genzyme November 2007 - August 2008
Bioenvision Inc November 2006 - November 2007
Merrimack Pharmaceuticals September 2001 - October 2006
Shattuck Hammond Partners May 1997 - September 2001
PaineWebber August 1988 - March 1997
Education
University of Michigan - Stephen M. Ross School of Business 1986 — 1988
MBA, Finance
Wake Forest University 1982 — 1986
BS, Physics
Pacira Pharmaceuticals, Inc. August 2008 - Present
Matinas BioPharma December 2013 - Present
Nephros, Inc. December 2007 - December 2013
Labopharm January 2001 - November 2008
Genzyme November 2007 - August 2008
Bioenvision Inc November 2006 - November 2007
Merrimack Pharmaceuticals September 2001 - October 2006
Shattuck Hammond Partners May 1997 - September 2001
PaineWebber August 1988 - March 1997
Education
University of Michigan - Stephen M. Ross School of Business 1986 — 1988
MBA, Finance
Wake Forest University 1982 — 1986
BS, Physics
Michael Berkemeier's PaineWebber Experience 1998 - 1999
Job Regional Director, Advanced Planning at Thomas Brady & Associates
Industry Financial Services
Experience
Thomas Brady & Associates November 2012 - Present
Strategies Wealth Advisors January 2001 - Present
UBS February 1999 - December 2001
PaineWebber 1998 - 1999
Skills
Strategic Financial..., Estate Planning, Business Planning, Life Insurance, Asset Management, Financial Advisory, Investment Strategies, Qualified Retirement..., Business Continuity..., Deferred Compensation, Cash Balance Plans, Life Insurance Analysis
Education
University of Dayton 1997 — 2001
Bachelors, Marketing / Finance
Thomas Brady & Associates November 2012 - Present
Strategies Wealth Advisors January 2001 - Present
UBS February 1999 - December 2001
PaineWebber 1998 - 1999
Skills
Strategic Financial..., Estate Planning, Business Planning, Life Insurance, Asset Management, Financial Advisory, Investment Strategies, Qualified Retirement..., Business Continuity..., Deferred Compensation, Cash Balance Plans, Life Insurance Analysis
Education
University of Dayton 1997 — 2001
Bachelors, Marketing / Finance
steve bianco's PaineWebber Experience 1982 - 2001
Job Internal Wholesaler at Dreyfus
Industry Financial Services
Experience
Dreyfus June 2006 - Present
PaineWebber 1982 - 2001
Skills
Series 7, Mutual Funds, Separately Managed..., Securities, Series 63, Alternative Investments, Series 65, Asset Allocation, Series 6, Series 24, FINRA, ETFs, Wealth Management, Variable Annuities, Uniform Combined State..., Fixed Income
Education
University of Bridgeport 1973 — 1977
Bachelor of Arts (B.A.), History
Dreyfus June 2006 - Present
PaineWebber 1982 - 2001
Skills
Series 7, Mutual Funds, Separately Managed..., Securities, Series 63, Alternative Investments, Series 65, Asset Allocation, Series 6, Series 24, FINRA, ETFs, Wealth Management, Variable Annuities, Uniform Combined State..., Fixed Income
Education
University of Bridgeport 1973 — 1977
Bachelor of Arts (B.A.), History
Renee Solomon's PaineWebber Experience 1986 - 1992
Job Executive Vice President at ECD Company
Industry Real Estate
Experience
SMASHotels September 2013 - Present
ECD Company 1996 - Present
PaineWebber 1986 - 1992
Skills
Real Estate Economics, Business Strategy, Strategic Planning, Forecasting, Hospitality, Property Management, Real Estate, Financial Analysis, Marketing Strategy, Financial Modeling, Portfolio Management, Finance, Real Estate Development, Contract Negotiation, Operations Management, Due Diligence, Valuation, Mergers & Acquisitions, Budgets, Investments, Asset Management, Financial Structuring, Corporate Finance, Loans, Cash Flow, Marketing, Management, Leases, Real Estate Financing, Negotiation
Education
Columbia Graduate School of Business
MBA, Finance
University of Pennsylvania 1982 — 1986
BS, Economics
SMASHotels September 2013 - Present
ECD Company 1996 - Present
PaineWebber 1986 - 1992
Skills
Real Estate Economics, Business Strategy, Strategic Planning, Forecasting, Hospitality, Property Management, Real Estate, Financial Analysis, Marketing Strategy, Financial Modeling, Portfolio Management, Finance, Real Estate Development, Contract Negotiation, Operations Management, Due Diligence, Valuation, Mergers & Acquisitions, Budgets, Investments, Asset Management, Financial Structuring, Corporate Finance, Loans, Cash Flow, Marketing, Management, Leases, Real Estate Financing, Negotiation
Education
Columbia Graduate School of Business
MBA, Finance
University of Pennsylvania 1982 — 1986
BS, Economics
James A. Moore's PaineWebber Experience August 1986 - August 1988
Job Experienced Financial Executive
Industry Consumer Goods
Experience
Fortistar July 2009 - April 2011
Coca-Cola Enterprises April 2007 - December 2008
Coca-Cola Enterprises August 2005 - March 2007
Coca-Cola Enterprises December 1997 - August 2005
Coca-Cola Bottling Company of New York August 1991 - November 1997
PaineWebber August 1986 - August 1988
Coopers&Lybrand August 1982 - August 1986
Skills
Finance, Forecasting, Strategy, Accounting, Strategic Financial..., Business Strategy, Internal Controls, Strategic Planning, Financial Audits, Financial Modeling, Financial Analysis, Leadership, Auditing, Internal Audit, Telecommunications, Analysis, Managerial Finance, Cost Accounting, Cross-functional Team..., Sarbanes-Oxley, Microsoft Excel, Business Analysis, Contract Negotiation
Education
University of Pennsylvania 1978 — 1982
BS Economics, Accounting and Finance
Fortistar July 2009 - April 2011
Coca-Cola Enterprises April 2007 - December 2008
Coca-Cola Enterprises August 2005 - March 2007
Coca-Cola Enterprises December 1997 - August 2005
Coca-Cola Bottling Company of New York August 1991 - November 1997
PaineWebber August 1986 - August 1988
Coopers&Lybrand August 1982 - August 1986
Skills
Finance, Forecasting, Strategy, Accounting, Strategic Financial..., Business Strategy, Internal Controls, Strategic Planning, Financial Audits, Financial Modeling, Financial Analysis, Leadership, Auditing, Internal Audit, Telecommunications, Analysis, Managerial Finance, Cost Accounting, Cross-functional Team..., Sarbanes-Oxley, Microsoft Excel, Business Analysis, Contract Negotiation
Education
University of Pennsylvania 1978 — 1982
BS Economics, Accounting and Finance
Patrick Gallaway's PaineWebber Experience 1997 - 2000
Job Consultant
Industry Investment Banking
Experience
Atlas One Financial Group May 2010 - May 2015
US-MBS LLC February 2013 - April 2015
Atlas One Financial Group 2010 - 2011
Atacama Partners LLC October 2008 - May 2010
RW Pressprich August 2005 - October 2008
INVESCO 2001 - 2004
PaineWebber 1997 - 2000
Nomura October 1986 - July 1997
Skills
CFA, Chartered Financial...
Education
University of Florida - Warrington College Of Business 1972 — 1973
MBA, Finance
University of South Florida 1970 — 1972
BA, Busines/Finance
Atlas One Financial Group May 2010 - May 2015
US-MBS LLC February 2013 - April 2015
Atlas One Financial Group 2010 - 2011
Atacama Partners LLC October 2008 - May 2010
RW Pressprich August 2005 - October 2008
INVESCO 2001 - 2004
PaineWebber 1997 - 2000
Nomura October 1986 - July 1997
Skills
CFA, Chartered Financial...
Education
University of Florida - Warrington College Of Business 1972 — 1973
MBA, Finance
University of South Florida 1970 — 1972
BA, Busines/Finance
Doreen D'Amico's PaineWebber Experience January 1999 - February 2002
Job Admissions Counselor at Keiser University
Industry Education Management
Experience
Keiser University February 2008 - Present
PaineWebber January 1999 - February 2002
United States Surgical Corporation October 1986 - October 1998
Skills
Admissions, Higher Education, Financial Advisory, Investor Relations, Event Planning, Real Estate License...
Education
University of Hartford
Bachelor of Arts (B.A.), English Literature (British and Commonwealth)
University of South Florida
Master of Arts (M.A.), Adult Education
Keiser University February 2008 - Present
PaineWebber January 1999 - February 2002
United States Surgical Corporation October 1986 - October 1998
Skills
Admissions, Higher Education, Financial Advisory, Investor Relations, Event Planning, Real Estate License...
Education
University of Hartford
Bachelor of Arts (B.A.), English Literature (British and Commonwealth)
University of South Florida
Master of Arts (M.A.), Adult Education
Leslie Hoff's PaineWebber Experience 1987 - 1989
Job Physical Therapist Assistant
Industry Hospital & Health Care
Experience
Preferred Therapy Solutions June 2015 - Present
W by Worth September 2014 - July 2015
Spaulding Rehabilitation Hospital March 2014 - May 2014
Physical Therapy North February 2014 - March 2014
Absolute Performance Physical Therapy June 2013 - June 2013
The Worth Collection 2004 - 2008
Thomson Financial 1989 - 1997
PaineWebber 1987 - 1989
Education
North Shore Community College 2011 — 2014
Associate of Science (A.S.), Physical Therapy Technician/Assistant
University of Massachusetts, Amherst 1982 — 1986
Bachelor of Arts (B.A.), Communications and Economics
Preferred Therapy Solutions June 2015 - Present
W by Worth September 2014 - July 2015
Spaulding Rehabilitation Hospital March 2014 - May 2014
Physical Therapy North February 2014 - March 2014
Absolute Performance Physical Therapy June 2013 - June 2013
The Worth Collection 2004 - 2008
Thomson Financial 1989 - 1997
PaineWebber 1987 - 1989
Education
North Shore Community College 2011 — 2014
Associate of Science (A.S.), Physical Therapy Technician/Assistant
University of Massachusetts, Amherst 1982 — 1986
Bachelor of Arts (B.A.), Communications and Economics
Maneesh Awasthi's PaineWebber Experience 1997 - 2000
Job CoFounder & Senior Managing Director at MARV Capital Inc.
Industry Capital Markets
Experience
MARV Capital Inc. 2009 - Present
Citigroup 2005 - 2008
Deutsche Bank 2000 - 2005
PaineWebber 1997 - 2000
Skills
Structured Products
Education
University of Rochester - Simon Business School 1995 — 1997
MBA, Finance
MARV Capital Inc. 2009 - Present
Citigroup 2005 - 2008
Deutsche Bank 2000 - 2005
PaineWebber 1997 - 2000
Skills
Structured Products
Education
University of Rochester - Simon Business School 1995 — 1997
MBA, Finance
Stephen J. McCarthy's PaineWebber Experience 1991 - 1993
Job Seasoned Family Office Executive
Industry Investment Management
Experience
KCG Capital Advisors 1994 - Present
PaineWebber 1991 - 1993
Security Pacific Bank 1987 - 1991
Deloitte Consulting 1985 - 1987
Citibank 1979 - 1985
Bache and Co. 1975 - 1977
Skills
Philanthropy, Social Entrepreneurship, Alternative Investments, Hedge Funds, Family Office, Investments, Private Equity, Wealth Management, Asset Managment, Asset Allocation, Portfolio Management, Venture Capital, Investment Management, Equities, Endowments, Financial Services, Investment Strategies, High Net Worth..., Asset Management, Fixed Income, Financial Advisory, Mergers & Acquisitions, Start-ups, Fund Of Funds, Wealth Management..., Emerging Markets
Education
University of Pennsylvania - The Wharton School
Executive Education Certificate - Entrepreneurship and Venture Capital Investing
New York University - Leonard N. Stern School of Business 1977 — 1979
MBA, Finance
Wesleyan University 1971 — 1975
BA, Economics and Government
Chaminade High School 1967 — 1971
High School, Honors/Regents High School/Secondary Diploma Program
Our Lady of Victory - Floral Park NY 1962 — 1967
KCG Capital Advisors 1994 - Present
PaineWebber 1991 - 1993
Security Pacific Bank 1987 - 1991
Deloitte Consulting 1985 - 1987
Citibank 1979 - 1985
Bache and Co. 1975 - 1977
Skills
Philanthropy, Social Entrepreneurship, Alternative Investments, Hedge Funds, Family Office, Investments, Private Equity, Wealth Management, Asset Managment, Asset Allocation, Portfolio Management, Venture Capital, Investment Management, Equities, Endowments, Financial Services, Investment Strategies, High Net Worth..., Asset Management, Fixed Income, Financial Advisory, Mergers & Acquisitions, Start-ups, Fund Of Funds, Wealth Management..., Emerging Markets
Education
University of Pennsylvania - The Wharton School
Executive Education Certificate - Entrepreneurship and Venture Capital Investing
New York University - Leonard N. Stern School of Business 1977 — 1979
MBA, Finance
Wesleyan University 1971 — 1975
BA, Economics and Government
Chaminade High School 1967 — 1971
High School, Honors/Regents High School/Secondary Diploma Program
Our Lady of Victory - Floral Park NY 1962 — 1967
Yukié Jaqueline Tokuda's PaineWebber Experience 1999 - 2000
Job
Industry Law Practice
Experience
Wilson Sonsini Goodrich & Rosati 2012 - Present
NomNommer, Inc. 2011 - 2015
Wilson Sonsini Goodrich and Rosati 2006 - 2011
MentorNet 2001 - 2003
Credit Suisse 2000 - 2001
PaineWebber 1999 - 2000
Skills
Corporate Law, Legal Advice, Mergers & Acquisitions, Corporate Finance, Finance, Legal Compliance, Private Equity, Start-ups
Education
University of Pennsylvania - The Wharton School
B.S. Economics
Boston College Law School
University of California, Berkeley - School of Law
Wilson Sonsini Goodrich & Rosati 2012 - Present
NomNommer, Inc. 2011 - 2015
Wilson Sonsini Goodrich and Rosati 2006 - 2011
MentorNet 2001 - 2003
Credit Suisse 2000 - 2001
PaineWebber 1999 - 2000
Skills
Corporate Law, Legal Advice, Mergers & Acquisitions, Corporate Finance, Finance, Legal Compliance, Private Equity, Start-ups
Education
University of Pennsylvania - The Wharton School
B.S. Economics
Boston College Law School
University of California, Berkeley - School of Law
Charlie Romaine's PaineWebber Experience 1992 - 1995
Job Assistant Director Business, Expansion & Retention at Louisiana Economic Development
Industry International Trade and Development
Experience
Louisiana Economic Development June 2012 - Present
Louisiana Economic Development November 2010 - June 2012
WGBT Sales Consulting December 2005 - November 2010
America Sign Maintenance August 2009 - June 2010
National Planning Corporation 1995 - 2005
PaineWebber 1992 - 1995
Skills
Business Planning, Strategic Planning, Economic Development, Analysis, Non-profits, Government, Financial Analysis, Start-ups, Nonprofits, Business Development, Investments, Finance, Entrepreneurship, Strategy, Business Strategy, Leadership, Economics, Management Consulting, Program Management
Education
University of New Orleans 2009 — 2010
MBA
University of Louisiana at Lafayette 1984 — 1988
B.S.Business Administration, Finance
vermillion catholic
Louisiana Economic Development June 2012 - Present
Louisiana Economic Development November 2010 - June 2012
WGBT Sales Consulting December 2005 - November 2010
America Sign Maintenance August 2009 - June 2010
National Planning Corporation 1995 - 2005
PaineWebber 1992 - 1995
Skills
Business Planning, Strategic Planning, Economic Development, Analysis, Non-profits, Government, Financial Analysis, Start-ups, Nonprofits, Business Development, Investments, Finance, Entrepreneurship, Strategy, Business Strategy, Leadership, Economics, Management Consulting, Program Management
Education
University of New Orleans 2009 — 2010
MBA
University of Louisiana at Lafayette 1984 — 1988
B.S.Business Administration, Finance
vermillion catholic
Brandon Michael, CFA's PaineWebber Experience 1999 - 2000
Job Vice President, Product Specialist at Allianz Global Investors Capital
Industry Investment Management
Experience
Allianz Global Investors Capital November 2006 - Present
American Express Alternative Investments 2002 - 2005
American Express Asset Management 2000 - 2002
PaineWebber 1999 - 2000
Skills
CFA, Product Manager, Product Specialist, Consultant Relations, Portfolio Management, Investments, Equities, Hedge Funds, Alternative Investments, Fundamental, Quantitative, Emerging Markets, MBA, Finance, Bloomberg, Factset, Thompson One Analytics, Securities, Asset Management, Fixed Income, Financial Services, Financial Risk, Investment Management, Institutional..., Wealth Management, Series 7, Equity Research
Education
University of Minnesota - Carlson School of Management 2003 — 2005
MBA, Finance
University of Minnesota Duluth 1996 — 1999
BA, Finance
Allianz Global Investors Capital November 2006 - Present
American Express Alternative Investments 2002 - 2005
American Express Asset Management 2000 - 2002
PaineWebber 1999 - 2000
Skills
CFA, Product Manager, Product Specialist, Consultant Relations, Portfolio Management, Investments, Equities, Hedge Funds, Alternative Investments, Fundamental, Quantitative, Emerging Markets, MBA, Finance, Bloomberg, Factset, Thompson One Analytics, Securities, Asset Management, Fixed Income, Financial Services, Financial Risk, Investment Management, Institutional..., Wealth Management, Series 7, Equity Research
Education
University of Minnesota - Carlson School of Management 2003 — 2005
MBA, Finance
University of Minnesota Duluth 1996 — 1999
BA, Finance
Jim Nies's PaineWebber Experience 1992 - 1995
Job Construction Management, Real Estate Development, Investments
Industry Real Estate
Experience
Janco Ventures 2010 - Present
Gemini Ventures, Inc. January 2007 - 2011
Sheridan C & C, General Contractor 2005 - 2008
Bay Area Holdings 1999 - 2005
CCA, LLC. 1998 - 2003
IMR Investment Holdings 1997 - 1998
IJL Investments / Wachovia Securities 1995 - 1997
PaineWebber 1992 - 1995
Skills
Real Estate, Investment Properties, Real Estate Transactions, Investments, Contract Negotiation, Asset Managment, Valuation, Due Diligence, Negotiation, Sellers, Short Sales, Foreclosures, Investors, Single Family Homes
Education
University of North Carolina at Chapel Hill 1989 — 1991
BA/BS, Public Policy & English
Janco Ventures 2010 - Present
Gemini Ventures, Inc. January 2007 - 2011
Sheridan C & C, General Contractor 2005 - 2008
Bay Area Holdings 1999 - 2005
CCA, LLC. 1998 - 2003
IMR Investment Holdings 1997 - 1998
IJL Investments / Wachovia Securities 1995 - 1997
PaineWebber 1992 - 1995
Skills
Real Estate, Investment Properties, Real Estate Transactions, Investments, Contract Negotiation, Asset Managment, Valuation, Due Diligence, Negotiation, Sellers, Short Sales, Foreclosures, Investors, Single Family Homes
Education
University of North Carolina at Chapel Hill 1989 — 1991
BA/BS, Public Policy & English
James Ratner's PaineWebber Experience August 1991 - October 2000
Job Managing Director at Stockbridge Real Estate Funds
Industry Real Estate
Experience
Stockbridge Real Estate Funds August 2006 - Present
American Financial Realty Trust December 2003 - May 2005
PaineWebber Real Estate Funds March 2000 - February 2003
PaineWebber August 1991 - October 2000
Skills
Real Estate Transactions, Investment Banking, REIT, Capital Markets, Corporate Finance, Mergers & Acquisitions, Real Estate Private..., Private Equity
Education
University of Michigan - Stephen M. Ross School of Business 1988 — 1991
M.B.A.
University of Michigan Law School 1987 — 1991
J.D.
University of Pennsylvania 1982 — 1986
B.A., Political Science
University of Pennsylvania - The Wharton School 1982 — 1986
B.S.E., Economics
Stockbridge Real Estate Funds August 2006 - Present
American Financial Realty Trust December 2003 - May 2005
PaineWebber Real Estate Funds March 2000 - February 2003
PaineWebber August 1991 - October 2000
Skills
Real Estate Transactions, Investment Banking, REIT, Capital Markets, Corporate Finance, Mergers & Acquisitions, Real Estate Private..., Private Equity
Education
University of Michigan - Stephen M. Ross School of Business 1988 — 1991
M.B.A.
University of Michigan Law School 1987 — 1991
J.D.
University of Pennsylvania 1982 — 1986
B.A., Political Science
University of Pennsylvania - The Wharton School 1982 — 1986
B.S.E., Economics
Jeffrey Lipton's PaineWebber Experience 1994 - 2000
Job Managing Director Head of Municipal Research & Strategy at Oppenheimer & Co.
Industry Investment Management
Experience
Oppenheimer & Co. Inc. June 2014 - Present
MetLife October 2010 - June 2014
Neuberger Berman LLC February 2005 - September 2010
Weiss, Peck & Greer LLC September 2000 - January 2005
PaineWebber 1994 - 2000
Dean Witter 1984 - 1994
Skills
Portfolio Management, Investments, Fixed Income, Risk Management, Career Training &..., Municipal Research, Management, Alternative Investments, Asset Managment, Bloomberg, Bonds, Capital Markets, Securities
Education
University of Delaware - Lerner College of Business and Economics 1980 — 1984
BSBA, Finance
Oppenheimer & Co. Inc. June 2014 - Present
MetLife October 2010 - June 2014
Neuberger Berman LLC February 2005 - September 2010
Weiss, Peck & Greer LLC September 2000 - January 2005
PaineWebber 1994 - 2000
Dean Witter 1984 - 1994
Skills
Portfolio Management, Investments, Fixed Income, Risk Management, Career Training &..., Municipal Research, Management, Alternative Investments, Asset Managment, Bloomberg, Bonds, Capital Markets, Securities
Education
University of Delaware - Lerner College of Business and Economics 1980 — 1984
BSBA, Finance
Carol Kuo's PaineWebber Experience September 1999 - June 2000
Job Financial Services Professional
Industry Financial Services
Experience
Northern Trust February 2006 - March 2011
Northern Trust February 2006 - March 2011
Brown Brothers Harriman July 2005 - January 2006
Lincoln Financial Advisors February 2001 - July 2005
PaineWebber September 1999 - June 2000
Sagemark Consulting February 1997 - June 2000
Skills
Asset Allocation, Investments, Portfolio Management, Investment Strategies, Investment Advisory, Asset Managment, Strategic Financial..., Bloomberg, Trading, Series 7, Mutual Funds, Series 63, Securities, Alternative Investments
Education
University of California, Los Angeles Extension 2007 — 2007
Designation, Personal Financial Planner
University of California, Irvine 1996 — 2000
Bachelor of Arts (B.A.), Economics
Northern Trust February 2006 - March 2011
Northern Trust February 2006 - March 2011
Brown Brothers Harriman July 2005 - January 2006
Lincoln Financial Advisors February 2001 - July 2005
PaineWebber September 1999 - June 2000
Sagemark Consulting February 1997 - June 2000
Skills
Asset Allocation, Investments, Portfolio Management, Investment Strategies, Investment Advisory, Asset Managment, Strategic Financial..., Bloomberg, Trading, Series 7, Mutual Funds, Series 63, Securities, Alternative Investments
Education
University of California, Los Angeles Extension 2007 — 2007
Designation, Personal Financial Planner
University of California, Irvine 1996 — 2000
Bachelor of Arts (B.A.), Economics
Suk Ling's PaineWebber Experience May 2001 - April 2003
Job Branch/Operation Manager, Security at Placement Pros
Industry Staffing and Recruiting
Experience
Placement Pros September 2004 - Present
PaineWebber May 2001 - April 2003
Prudential Financial May 1999 - May 2001
Skills
Strategic Financial..., Forecasting, Project Management, Customer Service, Payroll, PowerPoint, Project Planning, Financial Analysis, Negotiation, Leadership, Team Building, Risk Management, Accounting, Vendor Management, Operations Management, Management, Budgets, Finance, Process Improvement, Financial Planning, Event Planning
Education
University of Oregon - Charles H. Lundquist College of Business 1992 — 1995
BS, Finance and Management
University of San Francisco
MBA, Finance
Placement Pros September 2004 - Present
PaineWebber May 2001 - April 2003
Prudential Financial May 1999 - May 2001
Skills
Strategic Financial..., Forecasting, Project Management, Customer Service, Payroll, PowerPoint, Project Planning, Financial Analysis, Negotiation, Leadership, Team Building, Risk Management, Accounting, Vendor Management, Operations Management, Management, Budgets, Finance, Process Improvement, Financial Planning, Event Planning
Education
University of Oregon - Charles H. Lundquist College of Business 1992 — 1995
BS, Finance and Management
University of San Francisco
MBA, Finance
pam Harkins's PaineWebber Experience September 1996 - September 1999
Job Registered Client Associate/Office Manager at Plymouth Rock Financial
Industry Financial Services
Experience
Plymouth Rock Financial July 2012 - Present
Merrill Lynch January 2012 - July 2012
Wachovia Securities/Wells Fargo Advisors September 1999 - June 2011
PaineWebber September 1996 - September 1999
Dean Witter July 1989 - September 1996
Skills
Series 7
Education
University of Massachusetts, Amherst 1985 — 1989
BA Degree, English
Hingham High School 1982 — 1985
High School Diploma
Plymouth Rock Financial July 2012 - Present
Merrill Lynch January 2012 - July 2012
Wachovia Securities/Wells Fargo Advisors September 1999 - June 2011
PaineWebber September 1996 - September 1999
Dean Witter July 1989 - September 1996
Skills
Series 7
Education
University of Massachusetts, Amherst 1985 — 1989
BA Degree, English
Hingham High School 1982 — 1985
High School Diploma
Laura Sweezey's PaineWebber Experience February 1992 - June 1994
Job Investment Advisor at Laguna Investment Services
Industry Financial Services
Experience
Laguna Investment Services March 2003 - Present
Self-employed March 1987 - Present
Smith Barney August 1995 - March 2003
PaineWebber February 1992 - June 1994
Skills
Wealth Management, Investments, Portfolio Management, Retirement Planning, Strategic Financial..., Equities, Mutual Funds, Investment Advisory, Asset Management, Fixed Income, Asset Allocation, Investment Strategies, Financial Analysis, Banking, Securities
Education
University of Massachusetts Boston 1980 — 1984
Bachelor's degree, Business Administration and Management, General
Laguna Investment Services March 2003 - Present
Self-employed March 1987 - Present
Smith Barney August 1995 - March 2003
PaineWebber February 1992 - June 1994
Skills
Wealth Management, Investments, Portfolio Management, Retirement Planning, Strategic Financial..., Equities, Mutual Funds, Investment Advisory, Asset Management, Fixed Income, Asset Allocation, Investment Strategies, Financial Analysis, Banking, Securities
Education
University of Massachusetts Boston 1980 — 1984
Bachelor's degree, Business Administration and Management, General
Cass Palmer's PaineWebber Experience December 1999 - December 2000
Job Business Support Manager at U.S. Trust
Industry Banking
Experience
U.S. Trust January 2001 - Present
GE Capital December 1999 - January 2001
PaineWebber December 1999 - December 2000
Skills
Project Management, Management, Team Management, Business Analysis, Microsoft Office, Strategic Planning, Process Improvement, Microsoft Excel, Event Management, Finance, Human Resources, Leadership, Risk Management, Vendor Management, Banking, Asset Management, Fixed Income, New Business Development
Education
University of Richmond 1991 — 1995
Bachelor of Science, Business Administration and Management, General
U.S. Trust January 2001 - Present
GE Capital December 1999 - January 2001
PaineWebber December 1999 - December 2000
Skills
Project Management, Management, Team Management, Business Analysis, Microsoft Office, Strategic Planning, Process Improvement, Microsoft Excel, Event Management, Finance, Human Resources, Leadership, Risk Management, Vendor Management, Banking, Asset Management, Fixed Income, New Business Development
Education
University of Richmond 1991 — 1995
Bachelor of Science, Business Administration and Management, General
libby watson's PaineWebber Experience August 1996 - January 1997
Job Manager at The Salvation Army
Industry Nonprofit Organization Management
Experience
The Salvation Army October 2007 - Present
Motorcars Mercedes Benz January 1999 - June 1999
Phonetel Technologies January 1997 - August 1998
PaineWebber August 1996 - January 1997
Education
University of Cincinnati 1990 — 1994
Bachelor of Arts (B.A.), Communications
Shaker Heights High School 1986 — 1990
High school diploma, Basic college prep, A
The Salvation Army October 2007 - Present
Motorcars Mercedes Benz January 1999 - June 1999
Phonetel Technologies January 1997 - August 1998
PaineWebber August 1996 - January 1997
Education
University of Cincinnati 1990 — 1994
Bachelor of Arts (B.A.), Communications
Shaker Heights High School 1986 — 1990
High school diploma, Basic college prep, A
Salomon Brothers
Salomon Smith Barney
Paine Webber
Drexel Burnham Lambert
Salomon Brothers Inc.
Paine Webber, Inc
Soloman Smith Barney
Solomon Brothers