PaineWebber Company
Industry: Investment banking
DescriptionPaineWebber & Co. was an American investment bank and stock brokerage firm that was acquired by the Swiss bank UBS in 2000. The company was founded in 1880 in Boston, Massachusetts, by William Alfred Paine and Wallace G. Webber. Operating with two employees, they leased premises at 48 Congress Street in May 1881. Founded: 1881 Headquarters: New York City, New York, United States Ceased operations: 2000 Successor: UBS Paine Webber, later UBS Wealth Management Founders: William A. Paine, William Alfred
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PaineWebber Employees
Employee
Years
Job
Industry
Angela Inman Foster Angela Inman Foster's PaineWebber Experience March 1996 - January 2000
Job Executive Assistant, Foundation for Strategic Sourcing
Industry Nonprofit Organization Management
Experience
Headwaters MB January 2014 - Present
Piper Jaffray May 2000 - January 2002
PaineWebber March 1996 - January 2000
Education
Hastings College
Communications
Headwaters MB January 2014 - Present
Piper Jaffray May 2000 - January 2002
PaineWebber March 1996 - January 2000
Education
Hastings College
Communications
Virginia Kwiatkoski Virginia Kwiatkoski's PaineWebber Experience July 1995 - April 1997
Job Independent Financial Services Professional
Industry Financial Services
Experience
Independent March 2012 - Present
Mutual of America March 2007 - March 2012
Mutual of America October 2005 - March 2007
First Empire September 2003 - September 2005
MassMutual Financial Group February 2002 - August 2003
Deutsche Bank January 2000 - May 2001
Deutsche Bank May 1997 - December 1999
PaineWebber July 1995 - April 1997
Paine Webber June 1994 - July 1995
Paine Webber April 1989 - June 1994
Skills
Strategic Financial..., Investments, Certified Financial..., Bonds, Asset Management, Finance, Equities, Fixed Income
Education
Hofstra University 1982 — 1986
Bachelor of Business Administration (BBA), International Business
Independent March 2012 - Present
Mutual of America March 2007 - March 2012
Mutual of America October 2005 - March 2007
First Empire September 2003 - September 2005
MassMutual Financial Group February 2002 - August 2003
Deutsche Bank January 2000 - May 2001
Deutsche Bank May 1997 - December 1999
PaineWebber July 1995 - April 1997
Paine Webber June 1994 - July 1995
Paine Webber April 1989 - June 1994
Skills
Strategic Financial..., Investments, Certified Financial..., Bonds, Asset Management, Finance, Equities, Fixed Income
Education
Hofstra University 1982 — 1986
Bachelor of Business Administration (BBA), International Business
Susan Kless Susan Kless's PaineWebber Experience 1990 - 1992
Job Retirement Plan Consultant at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments November 2013 - Present
Mercer (Previously Putnam Investments) January 2005 - July 2013
Putnam Investments 1996 - December 2004
Bank of Hawaii (previously Hawaiian Trust Company, Limited) 1993 - 1996
PaineWebber 1990 - 1992
Morgan Stanley 1989 - 1990
Hewlett-Packard 1987 - 1989
Skills
Leadership, Pensions, 401k, Employee Benefits, Defined Benefit, Benefits Administration, Retirement, Financial Services, Retirement Planning, Mutual Funds Management, Risk Management, Customer Service, Team Building, Mutual Funds, Defined Contribution, Pension Administration, Business Planning, Insurance, Relationship Management, Series 6, CRM, Investments
Education
Hawaii Pacific University 1993 — 1996
BSBA, Business
Fidelity Investments November 2013 - Present
Mercer (Previously Putnam Investments) January 2005 - July 2013
Putnam Investments 1996 - December 2004
Bank of Hawaii (previously Hawaiian Trust Company, Limited) 1993 - 1996
PaineWebber 1990 - 1992
Morgan Stanley 1989 - 1990
Hewlett-Packard 1987 - 1989
Skills
Leadership, Pensions, 401k, Employee Benefits, Defined Benefit, Benefits Administration, Retirement, Financial Services, Retirement Planning, Mutual Funds Management, Risk Management, Customer Service, Team Building, Mutual Funds, Defined Contribution, Pension Administration, Business Planning, Insurance, Relationship Management, Series 6, CRM, Investments
Education
Hawaii Pacific University 1993 — 1996
BSBA, Business
Diane Truitt Diane Truitt's PaineWebber Experience July 1988 - December 1996
Job Commercial Manager at SA Recycling
Industry Renewables & Environment
Experience
SA Recycling May 1997 - Present
PaineWebber July 1988 - December 1996
Disneyland April 1986 - February 1988
Skills
Recycling, Metals, Contract Negotiation, Operations Management, New Business Development, Purchasing, Negotiation, Sales Management, Strategic Planning, Budgets, Process Improvement, Manufacturing, Customer Service, Business Development, Inventory Management
Education
Fullerton College 1984 — 1987
SA Recycling May 1997 - Present
PaineWebber July 1988 - December 1996
Disneyland April 1986 - February 1988
Skills
Recycling, Metals, Contract Negotiation, Operations Management, New Business Development, Purchasing, Negotiation, Sales Management, Strategic Planning, Budgets, Process Improvement, Manufacturing, Customer Service, Business Development, Inventory Management
Education
Fullerton College 1984 — 1987
Frank DelliCarpini Frank DelliCarpini's PaineWebber Experience February 1993 - June 1994
Job Senior Vice President Investments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2008 - Present
Belle Haven Investments, L.P. March 2003 - January 2008
Salomon Smith Barney June 1994 - February 2003
PaineWebber February 1993 - June 1994
Education
Iona College 1986 — 1990
BA, Marketing
UBS Financial Services, Inc. January 2008 - Present
Belle Haven Investments, L.P. March 2003 - January 2008
Salomon Smith Barney June 1994 - February 2003
PaineWebber February 1993 - June 1994
Education
Iona College 1986 — 1990
BA, Marketing
Tony Bai Tony Bai's PaineWebber Experience 1999 - 2001
Job Real EstateAgent Keller Williams Realty
Industry Real Estate
Experience
Rancho Costa Verde Development, LLC / R-Mac Properties, Inc. May 2015 - Present
Tony Bai Realty Group Keller Williams Realty November 2013 - Present
TSL Investment Group, Inc. April 2010 - Present
Bookook Securities 2008 - 2009
SAMS Enterprises, Inc. 2003 - 2007
Global Brokers Georgia, LLC 2003 - 2007
UBS Investment Bank 2001 - 2002
PaineWebber 1999 - 2001
Duff & Phelps 1998 - 1999
Triangle Mortgage 1997 - 1998
Skills
Custom Homes, Luxury Homes, Beach Homes, Seller Representation, Listing Homes, Buyer Representation, New Homes, Condos, First Time Home Buyers, International Real..., Investment Properties, Vacation Homes, REO, Foreclosures, Negotiation, Short Sales, 1031 Exchanges, Luxury, Residential Homes, Single Family Homes, Real Estate, Investors, Sales, Sellers, Relocation, Real Estate Transactions, Listings, Marketing, Financial Markets, Capital Markets, Investments, Alternative Investments, Equity Derivatives, Equities, ETFs, Trading, Equity Trading, Options, Securities, Hedge Funds, Trading Systems, Electronic Trading, Emerging Markets
Education
Georgia State University - J. Mack Robinson College of Business
Bachelor of Business Administration (BBA), Finance
Phillips Exeter Academy
Rancho Costa Verde Development, LLC / R-Mac Properties, Inc. May 2015 - Present
Tony Bai Realty Group Keller Williams Realty November 2013 - Present
TSL Investment Group, Inc. April 2010 - Present
Bookook Securities 2008 - 2009
SAMS Enterprises, Inc. 2003 - 2007
Global Brokers Georgia, LLC 2003 - 2007
UBS Investment Bank 2001 - 2002
PaineWebber 1999 - 2001
Duff & Phelps 1998 - 1999
Triangle Mortgage 1997 - 1998
Skills
Custom Homes, Luxury Homes, Beach Homes, Seller Representation, Listing Homes, Buyer Representation, New Homes, Condos, First Time Home Buyers, International Real..., Investment Properties, Vacation Homes, REO, Foreclosures, Negotiation, Short Sales, 1031 Exchanges, Luxury, Residential Homes, Single Family Homes, Real Estate, Investors, Sales, Sellers, Relocation, Real Estate Transactions, Listings, Marketing, Financial Markets, Capital Markets, Investments, Alternative Investments, Equity Derivatives, Equities, ETFs, Trading, Equity Trading, Options, Securities, Hedge Funds, Trading Systems, Electronic Trading, Emerging Markets
Education
Georgia State University - J. Mack Robinson College of Business
Bachelor of Business Administration (BBA), Finance
Phillips Exeter Academy
John M. Oreto, MBA, 3rd * Black Belt John M. Oreto, MBA, 3rd * Black Belt's PaineWebber Experience June 1997 - January 1998
Job Business Consulting
Industry Management Consulting
Experience
Self-Defense & Martial Art's January 2005 - Present
Morgan Stanley January 1998 - June 2000
PaineWebber June 1997 - January 1998
Skills
Customer Service, Property & Casualty..., Public Speaking, Team Building, Strategic Planning, Microsoft Office, Project Management, Sales Management, Team Leadership, Training, Business Analysis, Change Management, Financial Analysis, Marketing, Process Improvement, Banking
Education
Fontbonne University
Master of Business Administration (M.B.A.), Finance and Financial Management Services
University of Illinois at Chicago
Bachelor of Business Administration (B.B.A.), Management Sciences and Quantitative Methods
University of Missouri-Saint Louis
Bachelor of Arts (B.A.), Economics
West Tae Kwon Do
Black Belt, Tae Kwon Do
Self-Defense & Martial Art's January 2005 - Present
Morgan Stanley January 1998 - June 2000
PaineWebber June 1997 - January 1998
Skills
Customer Service, Property & Casualty..., Public Speaking, Team Building, Strategic Planning, Microsoft Office, Project Management, Sales Management, Team Leadership, Training, Business Analysis, Change Management, Financial Analysis, Marketing, Process Improvement, Banking
Education
Fontbonne University
Master of Business Administration (M.B.A.), Finance and Financial Management Services
University of Illinois at Chicago
Bachelor of Business Administration (B.B.A.), Management Sciences and Quantitative Methods
University of Missouri-Saint Louis
Bachelor of Arts (B.A.), Economics
West Tae Kwon Do
Black Belt, Tae Kwon Do
James Jim H. Pollak's PaineWebber Experience 1995 - 1997
Job President & CEO at Patriot Natural Resources
Industry Oil & Energy
Experience
CTGX Mining, Inc. November 2014 - Present
One Yoga Denver September 2012 - Present
Patriot Natural Resources 2009 - Present
Self 1997 - 2004
Janco Partners 1996 - 1997
PaineWebber 1995 - 1997
Prudential Securities 1992 - 1995
Self Employed 1986 - 1992
Skills
Financial Markets, Entrepreneurship..., Oil/Gas, Olympic, Cycling, Strategic Planning, Portfolio Management, Mergers, Mergers & Acquisitions, Start-ups, Contract Negotiation, Financial Services, Finance, Venture Capital, Entrepreneurship, Executive Management, Small Business, Management, New Business Development, Leadership
Education
Indiana University Bloomington 1982 — 1986
BS, Law and Public Policy w/ minor in Policy Administration
CTGX Mining, Inc. November 2014 - Present
One Yoga Denver September 2012 - Present
Patriot Natural Resources 2009 - Present
Self 1997 - 2004
Janco Partners 1996 - 1997
PaineWebber 1995 - 1997
Prudential Securities 1992 - 1995
Self Employed 1986 - 1992
Skills
Financial Markets, Entrepreneurship..., Oil/Gas, Olympic, Cycling, Strategic Planning, Portfolio Management, Mergers, Mergers & Acquisitions, Start-ups, Contract Negotiation, Financial Services, Finance, Venture Capital, Entrepreneurship, Executive Management, Small Business, Management, New Business Development, Leadership
Education
Indiana University Bloomington 1982 — 1986
BS, Law and Public Policy w/ minor in Policy Administration
Bruce Foerster Bruce Foerster's PaineWebber Experience August 1984 - May 1992
Job President, South Beach Capital Markets
Industry Investment Banking
Experience
South Beach Capital Markets January 1995 - Present
Lehman Brothers June 1992 - December 1994
PaineWebber August 1984 - May 1992
Skills
Investment Banking, Expert Witness, Corporate Governance, Business Ethics, Public Speaking, Public Equity Offerings, IPO, Corporate Finance, Strategic Planning
Education
University of Pennsylvania 1970 — 1971
MBA, Management Information and Control
Haverford College 1959 — 1963
AB, English
South Beach Capital Markets January 1995 - Present
Lehman Brothers June 1992 - December 1994
PaineWebber August 1984 - May 1992
Skills
Investment Banking, Expert Witness, Corporate Governance, Business Ethics, Public Speaking, Public Equity Offerings, IPO, Corporate Finance, Strategic Planning
Education
University of Pennsylvania 1970 — 1971
MBA, Management Information and Control
Haverford College 1959 — 1963
AB, English
John Holmes, III, LUTCF John Holmes, III, LUTCF's PaineWebber Experience 1996 - 1998
Job Financial Adviser, Eagle Strategies, LLC
Industry Financial Services
Experience
Eagle Strategies, LLC November 2013 - Present
New York Life Insurance Company April 1998 - Present
NYLIFE Securities, LLC April 1998 - Present
NAIFA September 2011 - Present
NAIFA July 2010 - June 2011
PaineWebber 1996 - 1998
Skills
Insurance, Retirement, Retirement Planning, Estate Planning, Investments, 401k Rollovers, Small Business, Key Person Insurance, Annuity Sales, Multi-generational..., Licensed Life Insurance..., Succession Planning, LUTCF, Asset Protection
Education
Haslam College of Business at the University of Tennessee 1978 — 1982
BS, Finance
The Baylor School 1972 — 1976
Eagle Strategies, LLC November 2013 - Present
New York Life Insurance Company April 1998 - Present
NYLIFE Securities, LLC April 1998 - Present
NAIFA September 2011 - Present
NAIFA July 2010 - June 2011
PaineWebber 1996 - 1998
Skills
Insurance, Retirement, Retirement Planning, Estate Planning, Investments, 401k Rollovers, Small Business, Key Person Insurance, Annuity Sales, Multi-generational..., Licensed Life Insurance..., Succession Planning, LUTCF, Asset Protection
Education
Haslam College of Business at the University of Tennessee 1978 — 1982
BS, Finance
The Baylor School 1972 — 1976
Laurie Berenson Laurie Berenson's PaineWebber Experience 1999 - 2000
Job Masterlevel resume writer for senior professionals & rising executives ♦ Turn job search stress into job search success
Industry Writing and Editing
Experience
Sterling Career Concepts, LLC 2004 - Present
AccountPros 2000 - 2003
PaineWebber 1999 - 2000
Deutsche Bank Securities 1998 - 1999
Oppenheimer & Co. 1995 - 1998
Skills
Resume Writing, Job Search Strategies, Interview Coaching, Salary Negotiation, LinkedIn Profile..., Cover Letters, Social Media Marketing, Personal Branding, Online Branding, Career Services, Career Management, Career Transitions, Returning to Work, Job Search, Profile Development, Job Coaching, Career Counseling, Resume, Benefits Negotiation, Interview Preparation, Career Assessment, Recruiting, Strategy, Interviews, Career Development, Coaching, Writing
Education
Georgetown University - The McDonough School of Business 1991 — 1995
BSBA
Sterling Career Concepts, LLC 2004 - Present
AccountPros 2000 - 2003
PaineWebber 1999 - 2000
Deutsche Bank Securities 1998 - 1999
Oppenheimer & Co. 1995 - 1998
Skills
Resume Writing, Job Search Strategies, Interview Coaching, Salary Negotiation, LinkedIn Profile..., Cover Letters, Social Media Marketing, Personal Branding, Online Branding, Career Services, Career Management, Career Transitions, Returning to Work, Job Search, Profile Development, Job Coaching, Career Counseling, Resume, Benefits Negotiation, Interview Preparation, Career Assessment, Recruiting, Strategy, Interviews, Career Development, Coaching, Writing
Education
Georgetown University - The McDonough School of Business 1991 — 1995
BSBA
Joe Jordan Joe Jordan's PaineWebber Experience January 1982 - November 1988
Job Inspirational Speaker, Bestselling Author at JosephJordan.com
Industry Insurance
Experience
JosephJordan.com July 2012 - Present
MetLife July 1995 - July 2012
MetLife December 1988 - July 1995
PaineWebber January 1982 - November 1988
Skills
Insurance, Fixed Annuities, Retirement Planning, Disability Insurance, Retirement, Long-term Care, Life Insurance, Property & Casualty..., Underwriting, Employee Benefits, Health Insurance, Wealth Management, Investments, Mutual Funds, Reinsurance, Term Life Insurance, Strategic Financial..., Series 63, Series 7, Estate Planning, 401k, Variable Annuities, Whole Life, Financial Services, Long Term Care Insurance, Brokers, Public Speaking, Pensions, Series 6, IRAs, Financial Planners, Asset Allocation, Financial Advisory, Investment Advisory, Wealth, Securities, FINRA, Series 24, Financial Planning, Inspiring Leadership
Education
Fordham University 1970 — 1974
Bachelor of Science (BS), Business
JosephJordan.com July 2012 - Present
MetLife July 1995 - July 2012
MetLife December 1988 - July 1995
PaineWebber January 1982 - November 1988
Skills
Insurance, Fixed Annuities, Retirement Planning, Disability Insurance, Retirement, Long-term Care, Life Insurance, Property & Casualty..., Underwriting, Employee Benefits, Health Insurance, Wealth Management, Investments, Mutual Funds, Reinsurance, Term Life Insurance, Strategic Financial..., Series 63, Series 7, Estate Planning, 401k, Variable Annuities, Whole Life, Financial Services, Long Term Care Insurance, Brokers, Public Speaking, Pensions, Series 6, IRAs, Financial Planners, Asset Allocation, Financial Advisory, Investment Advisory, Wealth, Securities, FINRA, Series 24, Financial Planning, Inspiring Leadership
Education
Fordham University 1970 — 1974
Bachelor of Science (BS), Business
Mike Surabian Mike Surabian's PaineWebber Experience 1997 - 1999
Job Senior Vice President at Hunter Public Relations
Industry Public Relations and Communications
Experience
Hunter Public Relations 1999 - Present
Phoenix Theatre Ensemble 2005 - 2010
Jean Cocteau Repertory 1999 - 2004
PaineWebber 1997 - 1999
Skills
Publicity, Special Events, Media Relations, Entertainment, Event Planning
Education
University of Delaware 1992 — 1995
M.F.A., Theatre
Hofstra University 1986 — 1990
B.F.A., Theatre
Hunter Public Relations 1999 - Present
Phoenix Theatre Ensemble 2005 - 2010
Jean Cocteau Repertory 1999 - 2004
PaineWebber 1997 - 1999
Skills
Publicity, Special Events, Media Relations, Entertainment, Event Planning
Education
University of Delaware 1992 — 1995
M.F.A., Theatre
Hofstra University 1986 — 1990
B.F.A., Theatre
Amy Rooney Amy Rooney's PaineWebber Experience 1983 - 1992
Job Real Estate Sales Agent
Industry Real Estate
Experience
Diane Turton, Realtors November 2013 - Present
Sickles Elementary School September 1993 - June 1994
PaineWebber 1983 - 1992
Skills
Real Estate, Equities, Teaching, Staff Development, Public Speaking, Curriculum Design, Curriculum Development, Classroom, Tutoring, Elementary Education, Educational Leadership, Lesson Planning, Classroom Management, Educational Technology, Event Planning, Sellers, Sales
Education
Georgian Court College 1992 — 1993
Teaching Degree, Elementary Education and Teaching
Fairfield University 1978 — 1982
Bachelor of Science (BS), Business Administration and Management, General
Diane Turton, Realtors November 2013 - Present
Sickles Elementary School September 1993 - June 1994
PaineWebber 1983 - 1992
Skills
Real Estate, Equities, Teaching, Staff Development, Public Speaking, Curriculum Design, Curriculum Development, Classroom, Tutoring, Elementary Education, Educational Leadership, Lesson Planning, Classroom Management, Educational Technology, Event Planning, Sellers, Sales
Education
Georgian Court College 1992 — 1993
Teaching Degree, Elementary Education and Teaching
Fairfield University 1978 — 1982
Bachelor of Science (BS), Business Administration and Management, General
Kim (Levitt) Greenheim Kim (Levitt) Greenheim's PaineWebber Experience 1989 - 1994
Job Cotel Contracting and Renovation LLC
Industry Marketing and Advertising
Experience
Cotel Contracting and Renovation LLC 2013 - Present
Dentistry Today Magazine November 2010 - July 2013
Haymarket Media Group 2006 - 2007
Dowden Medical Publishing 2004 - 2006
Dowden Medical Publishing 2004 - 2006
Dowden Medical Publishing 2004 - 2006
PaineWebber 1989 - 1994
UBS Investment Bank 1989 - 1994
Konica Minolta 1990 - 1991
Iversen Associates 1986 - 1990
Skills
QuarkXPress, Typography, Advertising, Posters, Vector Illustration, Brochures, Layout, Graphic Design, Graphics, Art Direction, Illustration, Photography, Adobe Creative Suite, Logo Design, Corporate Identity, Adobe Acrobat, Image Manipulation, Flyers
Education
Farmingdale State University of New York 1978 — 1980
Associate of Arts (AA), Advertising Art and Design
Cotel Contracting and Renovation LLC 2013 - Present
Dentistry Today Magazine November 2010 - July 2013
Haymarket Media Group 2006 - 2007
Dowden Medical Publishing 2004 - 2006
Dowden Medical Publishing 2004 - 2006
Dowden Medical Publishing 2004 - 2006
PaineWebber 1989 - 1994
UBS Investment Bank 1989 - 1994
Konica Minolta 1990 - 1991
Iversen Associates 1986 - 1990
Skills
QuarkXPress, Typography, Advertising, Posters, Vector Illustration, Brochures, Layout, Graphic Design, Graphics, Art Direction, Illustration, Photography, Adobe Creative Suite, Logo Design, Corporate Identity, Adobe Acrobat, Image Manipulation, Flyers
Education
Farmingdale State University of New York 1978 — 1980
Associate of Arts (AA), Advertising Art and Design
Dennis Dickstein Dennis Dickstein's PaineWebber Experience September 1993 - August 2003
Job Risk Management, Information Security, Business Process and Operations Transformation and Efficiency
Industry Financial Services
Experience
Care for the Homeless September 2014 - Present
Book on operational risk management January 2009 - Present
UBS Wealth Management January 2007 - Present
UBS Wealth Management October 2012 - Present
UBS Wealth Management September 2003 - January 2007
PaineWebber September 1993 - August 2003
Paine Webber September 1988 - August 1993
Salomon Brothers September 1987 - August 1988
Morgan Stanley July 1985 - August 1987
Skills
Operational Risk..., Information Security, Strategic Planning, Risk Management, Enterprise Risk..., Business Continuity, Governance, Business Process, Risk Analysis, Program Management, Data Privacy, Risk Assessment, Financial Risk, Operational Risk, Management, Finance, CISSP, Strategy, Sarbanes-Oxley Act, Business Transformation, Information Security..., ISO 27001, IT Strategy
Education
Harvard University Graduate School of Design
Masters, City Planning
Massachusetts Institute of Technology
Bachelor of Science
Care for the Homeless September 2014 - Present
Book on operational risk management January 2009 - Present
UBS Wealth Management January 2007 - Present
UBS Wealth Management October 2012 - Present
UBS Wealth Management September 2003 - January 2007
PaineWebber September 1993 - August 2003
Paine Webber September 1988 - August 1993
Salomon Brothers September 1987 - August 1988
Morgan Stanley July 1985 - August 1987
Skills
Operational Risk..., Information Security, Strategic Planning, Risk Management, Enterprise Risk..., Business Continuity, Governance, Business Process, Risk Analysis, Program Management, Data Privacy, Risk Assessment, Financial Risk, Operational Risk, Management, Finance, CISSP, Strategy, Sarbanes-Oxley Act, Business Transformation, Information Security..., ISO 27001, IT Strategy
Education
Harvard University Graduate School of Design
Masters, City Planning
Massachusetts Institute of Technology
Bachelor of Science
Vincent Ciancarelli Vincent Ciancarelli's PaineWebber Experience June 1999 - December 2002
Job Director Head of Advisory Solutions Technology TIAACREF
Industry Information Services
Experience
TIAA-CREF March 2012 - Present
Bank of America Merrill Lynch May 2010 - March 2012
Citi September 2007 - July 2009
UBS Wealth Management March 2005 - September 2007
UBS Wealth Management December 2002 - March 2005
PaineWebber June 1999 - December 2002
PaineWebber October 1997 - May 1999
Citibank September 1992 - October 1997
The Chase Manhattan Bank September 1991 - September 1992
Reuters June 1987 - September 1991
Education
Hofstra University 1983 — 1987
TIAA-CREF March 2012 - Present
Bank of America Merrill Lynch May 2010 - March 2012
Citi September 2007 - July 2009
UBS Wealth Management March 2005 - September 2007
UBS Wealth Management December 2002 - March 2005
PaineWebber June 1999 - December 2002
PaineWebber October 1997 - May 1999
Citibank September 1992 - October 1997
The Chase Manhattan Bank September 1991 - September 1992
Reuters June 1987 - September 1991
Education
Hofstra University 1983 — 1987
Dan Fleckenstein's PaineWebber Experience April 1997 - March 2000
Job Executive Chairman/Owner at RPF Oil Company
Industry Oil & Energy
Experience
RPF Oil Company June 2004 - Present
Lehman Brothers March 2000 - June 2004
PaineWebber April 1997 - March 2000
Prudential Securities/ Prudential-Bache May 1988 - April 1997
EF Hutton/ Shearson Lehman Hutton November 1982 - May 1988
Skills
Mergers, Financial Modeling, Corporate Finance, Financial Analysis, Equities, Petroleum Marketing, Investments, Portfolio Management, Business Strategy, Valuation, Emerging Markets, Investment Banking, Mergers & Acquisitions, Management, International Business, Strategy, New Business Development, Business Planning, Business Development, Negotiation, Strategic Planning, Financial Services, Strategic Financial..., Start-ups, Entrepreneurship
Education
Kettering University 2010 — 2012
Current Student, MBA
University of Michigan 1977 — 1980
Bachelor of Arts (B.A.), Economics
RPF Oil Company June 2004 - Present
Lehman Brothers March 2000 - June 2004
PaineWebber April 1997 - March 2000
Prudential Securities/ Prudential-Bache May 1988 - April 1997
EF Hutton/ Shearson Lehman Hutton November 1982 - May 1988
Skills
Mergers, Financial Modeling, Corporate Finance, Financial Analysis, Equities, Petroleum Marketing, Investments, Portfolio Management, Business Strategy, Valuation, Emerging Markets, Investment Banking, Mergers & Acquisitions, Management, International Business, Strategy, New Business Development, Business Planning, Business Development, Negotiation, Strategic Planning, Financial Services, Strategic Financial..., Start-ups, Entrepreneurship
Education
Kettering University 2010 — 2012
Current Student, MBA
University of Michigan 1977 — 1980
Bachelor of Arts (B.A.), Economics
Lynn Waldvogel Lynn Waldvogel's PaineWebber Experience 1993 - 1999
Job Agency Marketing Director Barnum Financial Group, an office of MetLife
Industry Financial Services
Experience
Barnum Financial Group 2011 - Present
Prudential Investments 1999 - 2004
PaineWebber 1993 - 1999
Kidder Peabody 1992 - 1993
Skills
Mutual Funds, Financial Services, Strategic Planning, Asset Managment, Series 7, Investments, Management, Wealth Management, Insurance, Fixed Annuities, Strategy, Marketing Strategy, Brand Management
Education
Fordham University
Bachelor of Arts (B.A.), Communications, Journalism and American Studies, Magna Cum Laude
Fordham University School of Law
Juris Doctor, Law
Barnum Financial Group 2011 - Present
Prudential Investments 1999 - 2004
PaineWebber 1993 - 1999
Kidder Peabody 1992 - 1993
Skills
Mutual Funds, Financial Services, Strategic Planning, Asset Managment, Series 7, Investments, Management, Wealth Management, Insurance, Fixed Annuities, Strategy, Marketing Strategy, Brand Management
Education
Fordham University
Bachelor of Arts (B.A.), Communications, Journalism and American Studies, Magna Cum Laude
Fordham University School of Law
Juris Doctor, Law
Peggy Cornog's PaineWebber Experience January 1990 - June 1991
Job Associate Director, Executive Education Custom Programs at Kellogg School of Management
Industry Higher Education
Experience
Kellogg School of Management, Northwestern University October 2014 - Present
Ford Center for Global Citizenship, Kellogg School of Management, Northwestern University October 2012 - October 2014
Fuji Capital Markets January 1993 - January 1997
Abu Dhabi Investment Company January 1992 - January 1993
PaineWebber January 1990 - June 1991
Drexel Burnham Lambert January 1986 - January 1990
Skills
Customer Relations, Public Speaking, Organized, Execution Skills, Reliability, Proofreading, Typing, Learner, Administrative Support, Philanthropy, Community Outreach, Community Impact, Volunteer Management, Board Development, Project Management, Resourceful in the..., Administrative..., Portfolio Management, Investment Banking, Customer Service, Finance, Management, Entrepreneurship, Program Management, Leadership, Strategy, Nonprofits, Marketing Strategy
Education
Georgetown University 1982 — 1986
Bachelors Science - Business Administration, Finance
Kellogg School of Management, Northwestern University October 2014 - Present
Ford Center for Global Citizenship, Kellogg School of Management, Northwestern University October 2012 - October 2014
Fuji Capital Markets January 1993 - January 1997
Abu Dhabi Investment Company January 1992 - January 1993
PaineWebber January 1990 - June 1991
Drexel Burnham Lambert January 1986 - January 1990
Skills
Customer Relations, Public Speaking, Organized, Execution Skills, Reliability, Proofreading, Typing, Learner, Administrative Support, Philanthropy, Community Outreach, Community Impact, Volunteer Management, Board Development, Project Management, Resourceful in the..., Administrative..., Portfolio Management, Investment Banking, Customer Service, Finance, Management, Entrepreneurship, Program Management, Leadership, Strategy, Nonprofits, Marketing Strategy
Education
Georgetown University 1982 — 1986
Bachelors Science - Business Administration, Finance
Robert Di Taranti Robert Di Taranti's PaineWebber Experience October 1995 - November 2000
Job Head of Payroll Americas at UBS
Industry Financial Services
Experience
UBS August 2015 - Present
UBS July 2012 - Present
UBS April 2011 - August 2012
UBS August 2007 - March 2011
UBS November 2000 - July 2007
PaineWebber October 1995 - November 2000
United Jersey Bank 1987 - October 1995
Merrill Lynch February 1983 - 1987
Skills
Payroll, Human Resources, PeopleSoft, Financial Services, Portfolio Management, Risk Management, Business Analysis, Change Management, Leadership, Wealth Management, Project Management, Management, Business Process..., Customer Service, Mergers & Acquisitions, Vendor Management, Performance Management, Employee Benefits, Finance, Banking, Process Improvement, Call Centers, Analysis, Recruiting, Outsourcing, Strategy, CRM, Talent Management
Education
Georgetown University 1978 — 1982
B.S., International Business
UBS August 2015 - Present
UBS July 2012 - Present
UBS April 2011 - August 2012
UBS August 2007 - March 2011
UBS November 2000 - July 2007
PaineWebber October 1995 - November 2000
United Jersey Bank 1987 - October 1995
Merrill Lynch February 1983 - 1987
Skills
Payroll, Human Resources, PeopleSoft, Financial Services, Portfolio Management, Risk Management, Business Analysis, Change Management, Leadership, Wealth Management, Project Management, Management, Business Process..., Customer Service, Mergers & Acquisitions, Vendor Management, Performance Management, Employee Benefits, Finance, Banking, Process Improvement, Call Centers, Analysis, Recruiting, Outsourcing, Strategy, CRM, Talent Management
Education
Georgetown University 1978 — 1982
B.S., International Business
Joe Heary's PaineWebber Experience December 1998 - January 2000
Job Chief Technology Officer at Zimmerman Associates, Inc.
Industry Information Technology and Services
Experience
Zimmerman Associates, Inc. September 2013 - Present
MetLife March 2013 - September 2013
MetLife March 2010 - February 2013
MetLife March 2008 - March 2010
MetLife April 2006 - February 2008
MetLife July 2002 - March 2006
CrossLogix February 2000 - October 2001
PaineWebber December 1998 - January 2000
Capital Blue Cross January 1996 - November 1998
Capital Blue Cross November 1994 - January 1996
Skills
Insurance, Risk Management, Portfolio Management, Fixed Income, Investments, Securities, Vendor Management, Asset Managment, Equities, Business Analysis, SDLC, Bonds, Portal Technologies, Data Warehousing, Banking, Program Management, Asset Allocation, Trading, SharePoint, Financial Services, Technical Leadership, Valuation, Project Management, Relationship Management, Financial Markets, Cross-functional Team..., Business Intelligence, Management, Capital Markets, Leadership, Trading Systems, Solution Architecture, Finance, Access, IT Strategy, PMO, Analysis, Software Development, Project Portfolio..., Electronic Trading, Software Documentation, Enterprise Software, Databases, Security, SaaS, Enterprise Architecture, Requirements Analysis, Integration, Process Improvement, Software Project...
Education
Fairleigh Dickinson University 2004 — 2005
Master of Business Administration (MBA), International Management
MCINTOSH COLLEGE 1992 — 1993
Certificate, Computer Programming & Accounting
SHENANDOAH UNIVERSITY 1986 — 1988
Master of Music (MM), Instrumental Conducting
Shenandoah University 1981 — 1985
Bachelor of Music, Music Composition
Zimmerman Associates, Inc. September 2013 - Present
MetLife March 2013 - September 2013
MetLife March 2010 - February 2013
MetLife March 2008 - March 2010
MetLife April 2006 - February 2008
MetLife July 2002 - March 2006
CrossLogix February 2000 - October 2001
PaineWebber December 1998 - January 2000
Capital Blue Cross January 1996 - November 1998
Capital Blue Cross November 1994 - January 1996
Skills
Insurance, Risk Management, Portfolio Management, Fixed Income, Investments, Securities, Vendor Management, Asset Managment, Equities, Business Analysis, SDLC, Bonds, Portal Technologies, Data Warehousing, Banking, Program Management, Asset Allocation, Trading, SharePoint, Financial Services, Technical Leadership, Valuation, Project Management, Relationship Management, Financial Markets, Cross-functional Team..., Business Intelligence, Management, Capital Markets, Leadership, Trading Systems, Solution Architecture, Finance, Access, IT Strategy, PMO, Analysis, Software Development, Project Portfolio..., Electronic Trading, Software Documentation, Enterprise Software, Databases, Security, SaaS, Enterprise Architecture, Requirements Analysis, Integration, Process Improvement, Software Project...
Education
Fairleigh Dickinson University 2004 — 2005
Master of Business Administration (MBA), International Management
MCINTOSH COLLEGE 1992 — 1993
Certificate, Computer Programming & Accounting
SHENANDOAH UNIVERSITY 1986 — 1988
Master of Music (MM), Instrumental Conducting
Shenandoah University 1981 — 1985
Bachelor of Music, Music Composition
Kathy Tynan's PaineWebber Experience July 1990 - March 1996
Job Owner, Kneaded Touch Massage
Industry Health, Wellness and Fitness
Experience
Kneaded Touch Massage December 2000 - Present
TM Sisson PC October 2006 - February 2014
ING Financial Partners March 2006 - October 2006
Wachovia Securities, LLC March 2003 - March 2006
UBS PaineWebber February 2000 - March 2003
Princor Broker Dealer Services April 1996 - January 2000
PaineWebber July 1990 - March 1996
Skills
New Business Development, Process Improvement, Sales, Small Business, Team Building, Customer Service, Social Media, Strategic Planning, Public Speaking, Management, Budgets, Leadership, Training, Coaching, Entrepreneurship, Marketing
Education
AIB College of Business 1987 — 1989
Associates, Business Administration
Graceland University
Kneaded Touch Massage December 2000 - Present
TM Sisson PC October 2006 - February 2014
ING Financial Partners March 2006 - October 2006
Wachovia Securities, LLC March 2003 - March 2006
UBS PaineWebber February 2000 - March 2003
Princor Broker Dealer Services April 1996 - January 2000
PaineWebber July 1990 - March 1996
Skills
New Business Development, Process Improvement, Sales, Small Business, Team Building, Customer Service, Social Media, Strategic Planning, Public Speaking, Management, Budgets, Leadership, Training, Coaching, Entrepreneurship, Marketing
Education
AIB College of Business 1987 — 1989
Associates, Business Administration
Graceland University
Sandra Aponte Sandra Aponte's PaineWebber Experience November 1988 - March 1998
Job Business Administrator Assistant at CIT Group
Industry Banking
Experience
CIT Group March 2015 - Present
Great West Financial September 2014 - December 2014
JPMorgan Chase & Co. May 2014 - August 2014
Morgan Stanley March 2007 - September 2013
Smith Barney March 1999 - March 2007
GIBRALTAR SECURTIES April 1998 - March 1999
PaineWebber November 1988 - March 1998
Skills
Accounts Payable, Accounts Receivable, Data Entry, Typing 65 wpm, Job Scanning, Uniform Combined State..., Microsoft Office, Filing, 12,000 kph, Bookkeeping, General Office Skills, Multi Tasking, Payroll, Time Management, Spreadsheets, Lotus Notes, Internal Audit, Credit, Finance, Strategic Communications, Portfolio Management, High Level Of Accuracy, Microsoft Excel, Account Management, Sales, Organizational..., Accounting, Microsoft Word, Equities
Education
Global Academy of America 2014 — 2014
Certificate in Bookkeeping, Bookkeeping/Quickbooks
Kaplan University 2009 — 2012
Bachelor's Degree, Accounting, GPA 2.79
CIT Group March 2015 - Present
Great West Financial September 2014 - December 2014
JPMorgan Chase & Co. May 2014 - August 2014
Morgan Stanley March 2007 - September 2013
Smith Barney March 1999 - March 2007
GIBRALTAR SECURTIES April 1998 - March 1999
PaineWebber November 1988 - March 1998
Skills
Accounts Payable, Accounts Receivable, Data Entry, Typing 65 wpm, Job Scanning, Uniform Combined State..., Microsoft Office, Filing, 12,000 kph, Bookkeeping, General Office Skills, Multi Tasking, Payroll, Time Management, Spreadsheets, Lotus Notes, Internal Audit, Credit, Finance, Strategic Communications, Portfolio Management, High Level Of Accuracy, Microsoft Excel, Account Management, Sales, Organizational..., Accounting, Microsoft Word, Equities
Education
Global Academy of America 2014 — 2014
Certificate in Bookkeeping, Bookkeeping/Quickbooks
Kaplan University 2009 — 2012
Bachelor's Degree, Accounting, GPA 2.79
Michael Steelman, CIMA Michael Steelman, CIMA's PaineWebber Experience October 1996 - October 1998
Job Resident Director, Senior Vice President
Industry Financial Services
Experience
Merrill Lynch 2006 - Present
Merrill Lynch February 2006 - February 2009
Wells Fargo Advisors January 2003 - February 2006
UBS Wealth Management October 1998 - January 2003
PaineWebber October 1996 - October 1998
AXA August 1994 - June 1996
Skills
Asset Allocation, Investment Advisory, Mutual Funds, Investment Strategies, 401k, Retirement Planning, Investment Management, Retirement, Estate Planning, Investments, Asset Managment, Fixed Income, Strategic Financial..., Portfolio Management, Relationship Management, Financial Services, Series 7, Insurance, Financial Analysis, Financial Modeling
Education
King's College 1990 — 1994
BS International Business, Minors in Econ and Political Science
Merrill Lynch 2006 - Present
Merrill Lynch February 2006 - February 2009
Wells Fargo Advisors January 2003 - February 2006
UBS Wealth Management October 1998 - January 2003
PaineWebber October 1996 - October 1998
AXA August 1994 - June 1996
Skills
Asset Allocation, Investment Advisory, Mutual Funds, Investment Strategies, 401k, Retirement Planning, Investment Management, Retirement, Estate Planning, Investments, Asset Managment, Fixed Income, Strategic Financial..., Portfolio Management, Relationship Management, Financial Services, Series 7, Insurance, Financial Analysis, Financial Modeling
Education
King's College 1990 — 1994
BS International Business, Minors in Econ and Political Science
John Ferrari's PaineWebber Experience 1981 - 1990
Job Vice President at OneBeacon Insurance
Industry Insurance
Experience
OneBeacon Insurance November 2002 - Present
Liberty Mutual October 1996 - October 2002
Prudential Securities November 1990 - October 1996
PaineWebber 1981 - 1990
Skills
Liability, Casualty, Property & Casualty..., Claim, Workers Compensation, Commercial Insurance, Professional Liability, Insurance, Claims Management, Risk Management, Reinsurance, Legal Liability, Negotiating Leases, Real Estate
Education
Fordham Law School 1976 — 1979
JD, Law
Fordham University 1972 — 1975
Bachelor of Arts (B.A.), Economics
OneBeacon Insurance November 2002 - Present
Liberty Mutual October 1996 - October 2002
Prudential Securities November 1990 - October 1996
PaineWebber 1981 - 1990
Skills
Liability, Casualty, Property & Casualty..., Claim, Workers Compensation, Commercial Insurance, Professional Liability, Insurance, Claims Management, Risk Management, Reinsurance, Legal Liability, Negotiating Leases, Real Estate
Education
Fordham Law School 1976 — 1979
JD, Law
Fordham University 1972 — 1975
Bachelor of Arts (B.A.), Economics
Adrian Hodge Adrian Hodge's PaineWebber Experience 1990 - 1995
Job SVP Division Manager Retirement at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments August 1995 - Present
Fidelity Investments 1995 - 2008
PaineWebber 1990 - 1995
Skills
401k, Retirement, Defined Benefit, Series 63, Mutual Funds, Defined Contribution, Series 6, Retirement Planning, Retirement Plan..., Investments, Wealth Management, ERISA, Pensions, Asset Allocation, Asset Management, Financial Services, Alternative Investments, FINRA, Securities, Series 65, Investment Advisory, Series 7, Financial Advisory, Investment Strategies, Financial Planning, Employee Benefits, Relationship Management
Education
George Mason University 1982 — 1986
Economics
Fidelity Investments August 1995 - Present
Fidelity Investments 1995 - 2008
PaineWebber 1990 - 1995
Skills
401k, Retirement, Defined Benefit, Series 63, Mutual Funds, Defined Contribution, Series 6, Retirement Planning, Retirement Plan..., Investments, Wealth Management, ERISA, Pensions, Asset Allocation, Asset Management, Financial Services, Alternative Investments, FINRA, Securities, Series 65, Investment Advisory, Series 7, Financial Advisory, Investment Strategies, Financial Planning, Employee Benefits, Relationship Management
Education
George Mason University 1982 — 1986
Economics
Sonny Kalsi Sonny Kalsi's PaineWebber Experience 1990 - 1991
Job Sonny Kalsi is a Founding Partner at GreenOak Real Estate
Industry Real Estate
Experience
GreenOak Real Estate June 2010 - Present
Morgan Stanley Investment Management July 1991 - October 2009
Morgan Stanley 1991 - 2009
PaineWebber 1990 - 1991
Skills
Real Estate, Real Estate Investment, Asset Management, Investments, Real Estate Finance, Private Equity, Acquisitions, Asset Managment, Equities, Fixed Income, Property
Education
Georgetown University 1986 — 1990
BSBA, Finance
Georgetown University 1986 — 1990
Bachelor of Science (BS), Finance, General
Georgetown University 1986 — 1990
Bachelor of Science (BS), Finance, General
Georgetown University
GreenOak Real Estate June 2010 - Present
Morgan Stanley Investment Management July 1991 - October 2009
Morgan Stanley 1991 - 2009
PaineWebber 1990 - 1991
Skills
Real Estate, Real Estate Investment, Asset Management, Investments, Real Estate Finance, Private Equity, Acquisitions, Asset Managment, Equities, Fixed Income, Property
Education
Georgetown University 1986 — 1990
BSBA, Finance
Georgetown University 1986 — 1990
Bachelor of Science (BS), Finance, General
Georgetown University 1986 — 1990
Bachelor of Science (BS), Finance, General
Georgetown University
Greg Yerkes's PaineWebber Experience 2001 - 2004
Job President at Life Support International
Industry Aviation & Aerospace
Experience
Life Support International, inc. April 1994 - Present
PaineWebber 2001 - 2004
Skills
Strategic Planning, Risk Management, Program Management, Contract Negotiation, Operations Management, Team Building, Negotiation, Aerospace, Military, Logistics, Customer Relations, Planning, Business Strategy, New Business Development, Process Improvement, Business Planning, Change Management, Contract Management, Product Development, Budgeting, Supply Chain Management, Team Leadership, Budgets, Aircraft, Special Operations, Aviation, Project Planning
Education
Haslam College of Business at the University of Tennessee 2010 — 2010
Aerospace & Defense MBA, Business
Penn State University 1987 — 1991
BS, Business, Labor & Industrial Relations
Life Support International, inc. April 1994 - Present
PaineWebber 2001 - 2004
Skills
Strategic Planning, Risk Management, Program Management, Contract Negotiation, Operations Management, Team Building, Negotiation, Aerospace, Military, Logistics, Customer Relations, Planning, Business Strategy, New Business Development, Process Improvement, Business Planning, Change Management, Contract Management, Product Development, Budgeting, Supply Chain Management, Team Leadership, Budgets, Aircraft, Special Operations, Aviation, Project Planning
Education
Haslam College of Business at the University of Tennessee 2010 — 2010
Aerospace & Defense MBA, Business
Penn State University 1987 — 1991
BS, Business, Labor & Industrial Relations
William Spellman, CIMA William Spellman, CIMA's PaineWebber Experience 1993 - 2000
Job Vice President, Sr. Research Analyst at Prudential Financial
Industry Financial Services
Experience
Prudential Financial 2000 - Present
PaineWebber 1993 - 2000
Skills
Due Diligence, Investments, Mutual Funds, Business Development, Equities, Asset Management, Fixed Income, Portfolio Management, Alternative Investments, Asset Allocation, Capital Markets, Investment Management, Investment Strategies, Risk Management, Strategy, Wealth Management, Hedge Funds
Education
Fairleigh Dickinson University
M.B.A., Finance
Hofstra University
B.B.A., Marketing, Cum Laude
Prudential Financial 2000 - Present
PaineWebber 1993 - 2000
Skills
Due Diligence, Investments, Mutual Funds, Business Development, Equities, Asset Management, Fixed Income, Portfolio Management, Alternative Investments, Asset Allocation, Capital Markets, Investment Management, Investment Strategies, Risk Management, Strategy, Wealth Management, Hedge Funds
Education
Fairleigh Dickinson University
M.B.A., Finance
Hofstra University
B.B.A., Marketing, Cum Laude
Erich Marriott Erich Marriott's PaineWebber Experience September 1999 - November 2000
Job Credit Analyst at Bloomberg LP Telco, Cable and Satellite
Industry Capital Markets
Experience
Bloomberg LP April 2013 - Present
Bloomberg LP August 2011 - April 2013
Bloomberg February 2009 - August 2011
Citi - Fixed Income Strategy & Analysis August 2004 - May 2008
BNP Paribas January 2001 - May 2004
PaineWebber September 1999 - November 2000
Skills
Fixed Income, Capital Structure, Bonds, Relative Value, Credit Analysis, High Yield, Fixed Income Research, Fixed Income Analysis, Banking, Bloomberg, Capital Markets, Credit, Financial Modeling, Equities, Hedge Funds, Financial Markets, Valuation, Investments
Education
Fordham University - Graduate School of Business Administration 2005 — 2009
MBA, Finance
University of Vermont 1992 — 1996
B.S.B.A, Finance
The Hill School
Bloomberg LP April 2013 - Present
Bloomberg LP August 2011 - April 2013
Bloomberg February 2009 - August 2011
Citi - Fixed Income Strategy & Analysis August 2004 - May 2008
BNP Paribas January 2001 - May 2004
PaineWebber September 1999 - November 2000
Skills
Fixed Income, Capital Structure, Bonds, Relative Value, Credit Analysis, High Yield, Fixed Income Research, Fixed Income Analysis, Banking, Bloomberg, Capital Markets, Credit, Financial Modeling, Equities, Hedge Funds, Financial Markets, Valuation, Investments
Education
Fordham University - Graduate School of Business Administration 2005 — 2009
MBA, Finance
University of Vermont 1992 — 1996
B.S.B.A, Finance
The Hill School
Stephen Albert, CFA Stephen Albert, CFA's PaineWebber Experience 1994 - 1995
Job Independent Investor and Consultant
Industry Venture Capital & Private Equity
Experience
Capital Partners Consulting, LLC December 2009 - Present
Delaware Crossing Investor Group September 2013 - Present
Nomura Corporate Research & Asset Management December 2006 - December 2009
Inverness Counsel 2002 - 2006
Tanaka Capital Management 2001 - 2002
Deltec Asset Management 1995 - 2001
PaineWebber 1994 - 1995
Kidder, Peabody 1993 - 1994
Financial Guaranty Insurance Co. 1990 - 1993
Kidder Peabody 1973 - 1990
Skills
Investments, Equity Research, Start-ups, Business Planning, Private Equity, Equities, Mergers & Acquisitions, Management, Business Development, Investment Banking, Hedge Funds, Valuation, Alternative Investments, Asset Management, Capital Markets, Structured Finance, Financial Modeling, Portfolio Management, Venture Capital, Fixed Income, Due Diligence
Education
Harvard Business School 1960 — 1962
MBA, Industrial management and financial control
Union College 1956 — 1960
Bachelor of Mechanical Engineering, Mechanical engineering
Capital Partners Consulting, LLC December 2009 - Present
Delaware Crossing Investor Group September 2013 - Present
Nomura Corporate Research & Asset Management December 2006 - December 2009
Inverness Counsel 2002 - 2006
Tanaka Capital Management 2001 - 2002
Deltec Asset Management 1995 - 2001
PaineWebber 1994 - 1995
Kidder, Peabody 1993 - 1994
Financial Guaranty Insurance Co. 1990 - 1993
Kidder Peabody 1973 - 1990
Skills
Investments, Equity Research, Start-ups, Business Planning, Private Equity, Equities, Mergers & Acquisitions, Management, Business Development, Investment Banking, Hedge Funds, Valuation, Alternative Investments, Asset Management, Capital Markets, Structured Finance, Financial Modeling, Portfolio Management, Venture Capital, Fixed Income, Due Diligence
Education
Harvard Business School 1960 — 1962
MBA, Industrial management and financial control
Union College 1956 — 1960
Bachelor of Mechanical Engineering, Mechanical engineering
David Eachus David Eachus's PaineWebber Experience 1986 - 2000
Job Branch Manager & Financial Advisor, Raymond James Financial Services, Inc. Member FINRA/SIPC
Industry Investment Management
Experience
Financial Advice and Services, Inc. An Independent Company March 2000 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC March 2000 - Present
PaineWebber 1986 - 2000
Smith Barney 1976 - 1986
U.S. Army September 1968 - December 1969
Education
Eckerd College 1962 — 1967
Bachelor of Arts (B.A.), Learning & Motivational Psychology
Harriton Senior High School, Rosemont, PA 1959 — 1962
Financial Advice and Services, Inc. An Independent Company March 2000 - Present
Raymond James Financial Services, Inc. Member FINRA/SIPC March 2000 - Present
PaineWebber 1986 - 2000
Smith Barney 1976 - 1986
U.S. Army September 1968 - December 1969
Education
Eckerd College 1962 — 1967
Bachelor of Arts (B.A.), Learning & Motivational Psychology
Harriton Senior High School, Rosemont, PA 1959 — 1962
Rick Fernandez, CPWA®'s PaineWebber Experience January 1994 - July 1995
Job Senior Vice President & Wealth Advisor at Northern Trust
Industry Financial Services
Experience
The Northern Trust Company November 2010 - Present
The Northern Trust Company March 2009 - November 2010
The Northern Trust Company July 2006 - March 2009
The Northern Trust Company May 2002 - July 2006
SunTrust Bank July 1995 - July 2000
PaineWebber January 1994 - July 1995
Skills
Wealth Management, Portfolio Management, Asset Allocation, Investments, Asset Managment, Alternative Investments, High Net Worth..., Strategic Financial..., Private Banking, Investment Advisory, Equities, Wealth Management..., Investment Strategies, Hedge Funds, Estate Planning, Fixed Income, Trust Services, Securities, Investment Management, Private Equity, Mutual Funds, Banking, Asset Management, Project Management, Goals Driven Investing, Wealth, Series 7, Retirement Planning, Commercial Banking, Series 63, Financial Advisory, Capital Markets, Bonds, ETFs, Loans, Relationship Management, Financial Markets, Retirement, Credit, Finance, Financial Planning
Education
University of Virginia - Darden Graduate School of Business Administration 2000 — 2002
MBA
Florida International University 1991 — 1993
BBA, Finance
Coral Gables Senior High School 1987 — 1989
The Northern Trust Company November 2010 - Present
The Northern Trust Company March 2009 - November 2010
The Northern Trust Company July 2006 - March 2009
The Northern Trust Company May 2002 - July 2006
SunTrust Bank July 1995 - July 2000
PaineWebber January 1994 - July 1995
Skills
Wealth Management, Portfolio Management, Asset Allocation, Investments, Asset Managment, Alternative Investments, High Net Worth..., Strategic Financial..., Private Banking, Investment Advisory, Equities, Wealth Management..., Investment Strategies, Hedge Funds, Estate Planning, Fixed Income, Trust Services, Securities, Investment Management, Private Equity, Mutual Funds, Banking, Asset Management, Project Management, Goals Driven Investing, Wealth, Series 7, Retirement Planning, Commercial Banking, Series 63, Financial Advisory, Capital Markets, Bonds, ETFs, Loans, Relationship Management, Financial Markets, Retirement, Credit, Finance, Financial Planning
Education
University of Virginia - Darden Graduate School of Business Administration 2000 — 2002
MBA
Florida International University 1991 — 1993
BBA, Finance
Coral Gables Senior High School 1987 — 1989
Lorraine Marsh Lorraine Marsh's PaineWebber Experience 1991 - 1998
Job Vice President at Morgan Stanley
Industry Banking
Experience
Morgan Stanley November 2013 - Present
RBS Securities Inc. 2009 - November 2013
ABN AMRO Incorporated 1999 - 2009
Ketchum Public Relations 1998 - 1999
PaineWebber 1991 - 1998
Skills
Investment Banking, Market Data, Financial Services, Start-ups, Financial Markets, Strategy, Market Research, Vendor Management, Business Analysis, Analysis, Portfolio Management, Banking, Derivatives
Education
Ithaca College
B.A., Political Science
Long Island University, C.W. Post Campus
M.S.L.S., Library and Information Science
Morgan Stanley November 2013 - Present
RBS Securities Inc. 2009 - November 2013
ABN AMRO Incorporated 1999 - 2009
Ketchum Public Relations 1998 - 1999
PaineWebber 1991 - 1998
Skills
Investment Banking, Market Data, Financial Services, Start-ups, Financial Markets, Strategy, Market Research, Vendor Management, Business Analysis, Analysis, Portfolio Management, Banking, Derivatives
Education
Ithaca College
B.A., Political Science
Long Island University, C.W. Post Campus
M.S.L.S., Library and Information Science
David Morano David Morano's PaineWebber Experience 1990 - 1995
Job Managing Director, Wealth Management Operations Risk and Control at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley June 2014 - Present
UBS Wealth Management March 2011 - June 2014
UBS 1990 - 2011
UBS 1990 - 2011
PaineWebber 1990 - 1995
Skills
Securities, Financial Services, Leadership, Mutual Funds, Project Management, Program Management, Integration, Strategic Planning, Corporate Finance, Accounting, Budgets, Wealth Management
Education
Fairleigh Dickinson University 1990 — 1993
MBA, Finance
Saint Peter's College 1987 — 1990
BS, Management
Bergen Catholic High School
Bergen Catholic High School
Morgan Stanley June 2014 - Present
UBS Wealth Management March 2011 - June 2014
UBS 1990 - 2011
UBS 1990 - 2011
PaineWebber 1990 - 1995
Skills
Securities, Financial Services, Leadership, Mutual Funds, Project Management, Program Management, Integration, Strategic Planning, Corporate Finance, Accounting, Budgets, Wealth Management
Education
Fairleigh Dickinson University 1990 — 1993
MBA, Finance
Saint Peter's College 1987 — 1990
BS, Management
Bergen Catholic High School
Bergen Catholic High School
Diane Siegel Diane Siegel's PaineWebber Experience 1985 - 1987
Job Principal at D Siegel Consulting
Industry Financial Services
Experience
D Siegel Consulting - Family Wealth Management September 1999 - Present
Primedia 1992 - 1999
Balch, Hardy 1987 - 1992
PaineWebber 1985 - 1987
Skills
Certified Financial..., Cash Flow Management, Investment Strategies, Family Office, Manage Client..., Retirement Planning, Estate Planning, Personal Tax Planning, Small Business..., Accounting, Bonds, Cash Flow, Derivatives, Due Diligence, Equities, Finance, Financial Planners, High Net Worth..., Insurance, Investments, Management, Personal Financial..., Portfolio Management, Real Estate, Retirement, Strategic Financial..., Strategy, Tax, Wealth Management...
Education
Certified Financial Planning Board 1995 — 1997
CFP, Certified Financial Planning
Fordham University - Graduate School of Business Administration 1989 — 1991
MBA, Finance
University of Delaware - Lerner College of Business and Economics 1981 — 1985
Bachelor of Science (B.S.), Finance, Spanish
D Siegel Consulting - Family Wealth Management September 1999 - Present
Primedia 1992 - 1999
Balch, Hardy 1987 - 1992
PaineWebber 1985 - 1987
Skills
Certified Financial..., Cash Flow Management, Investment Strategies, Family Office, Manage Client..., Retirement Planning, Estate Planning, Personal Tax Planning, Small Business..., Accounting, Bonds, Cash Flow, Derivatives, Due Diligence, Equities, Finance, Financial Planners, High Net Worth..., Insurance, Investments, Management, Personal Financial..., Portfolio Management, Real Estate, Retirement, Strategic Financial..., Strategy, Tax, Wealth Management...
Education
Certified Financial Planning Board 1995 — 1997
CFP, Certified Financial Planning
Fordham University - Graduate School of Business Administration 1989 — 1991
MBA, Finance
University of Delaware - Lerner College of Business and Economics 1981 — 1985
Bachelor of Science (B.S.), Finance, Spanish
Sandra Grannum's PaineWebber Experience January 1997 - 2001
Job Managing Partner at Davidson & Grannum, LLP
Industry Law Practice
Experience
Davidson & Grannum, LLP September 2003 - Present
UBS Financial Services, Inc. 2002 - September 2003
UBS PaineWebber 2001 - 2002
PaineWebber January 1997 - 2001
Tenzer Greenblatt LLP September 1991 - January 1997
Cravath, Swaine & Moore LLP September 1986 - September 1991
Skills
Securities Regulation, Securities, Securities Litigation, Arbitration, Litigation, Corporate Governance, Corporate Law, Commercial Litigation, FINRA, Dispute Resolution, Employment Law, Hedge Funds, Capital Markets, Legal Research, Private Placements, Private Equity, Civil Litigation, Mediation, Due Diligence, International Law, Financial Regulation, AML, Licensing, Bankruptcy, Joint Ventures
Education
Harvard Law School 1983 — 1986
JD, Law
New York University 1979 — 1983
Bachelor of Science (BS), economics and political science
Davidson & Grannum, LLP September 2003 - Present
UBS Financial Services, Inc. 2002 - September 2003
UBS PaineWebber 2001 - 2002
PaineWebber January 1997 - 2001
Tenzer Greenblatt LLP September 1991 - January 1997
Cravath, Swaine & Moore LLP September 1986 - September 1991
Skills
Securities Regulation, Securities, Securities Litigation, Arbitration, Litigation, Corporate Governance, Corporate Law, Commercial Litigation, FINRA, Dispute Resolution, Employment Law, Hedge Funds, Capital Markets, Legal Research, Private Placements, Private Equity, Civil Litigation, Mediation, Due Diligence, International Law, Financial Regulation, AML, Licensing, Bankruptcy, Joint Ventures
Education
Harvard Law School 1983 — 1986
JD, Law
New York University 1979 — 1983
Bachelor of Science (BS), economics and political science
Jody Turek Jody Turek's PaineWebber Experience November 2000 - May 2005
Job Office Manager at St. Jude Medical
Industry Financial Services
Experience
St. Jude Medical May 2006 - Present
St. Jude Medical, USD 2006 - Present
UBS Financial Services November 1996 - July 2009
PaineWebber November 2000 - May 2005
Skills
Strategic Financial..., Customer Service, Strategic Planning, Cross-functional Team..., Team Building, Forecasting, Sales Management, Management, Financial Analysis, New Business Development, Contract Negotiation, Project Planning, Process Improvement, Sales Operations, Account Management, Business Development, Project Management, Budgets
Education
Western Michigan University 1993 — 1995
Business Finance, Finance
Kalamazoo Valley Community College 1989 — 1992
Associates Degree, Business
St. Jude Medical May 2006 - Present
St. Jude Medical, USD 2006 - Present
UBS Financial Services November 1996 - July 2009
PaineWebber November 2000 - May 2005
Skills
Strategic Financial..., Customer Service, Strategic Planning, Cross-functional Team..., Team Building, Forecasting, Sales Management, Management, Financial Analysis, New Business Development, Contract Negotiation, Project Planning, Process Improvement, Sales Operations, Account Management, Business Development, Project Management, Budgets
Education
Western Michigan University 1993 — 1995
Business Finance, Finance
Kalamazoo Valley Community College 1989 — 1992
Associates Degree, Business
Allan Spielman Allan Spielman's PaineWebber Experience October 1992 - March 1994
Job Independent IT Consultant
Industry Music
Experience
Independent IT Contract Work March 2013 - Present
Retrofest June 2005 - Present
Banfi Vintners November 2011 - March 2013
American Society of Composers, Authors and Publishers (ASCAP) October 2007 - October 2010
American Society of Composers, Authors and Publishers (ASCAP) June 2005 - October 2007
American Society of Composers, Authors and Publishers (ASCAP) June 2000 - October 2007
Debevoise & Plimpton August 1997 - June 2000
Crawford Insurance March 1994 - August 1997
PaineWebber October 1992 - March 1994
Information Builders December 1988 - January 1991
Skills
Databases, Microsoft SQL Server, CSS, .NET, SQL, Music, Integration, JavaScript, Web Design, C#, Unix, Access, ASP.NET, VB.NET, Web Applications, Business Analysis, ASP .NET, VB .NET, IIS 7, Debugging Code, WordPress, IIS, XML, Web Development, Web Services, HTML, Software Documentation, Testing
Education
Hofstra University 1991 — 1992
MBA, Finance
City University of New York-Queens College 1984 — 1988
B.A., Computer Science, Economics
Stuyvesant High School 1980 — 1982
HS Diploma, Science and Math, 90
Learning Tree International 2000 — 2010
.NET amd JAVA Training
Independent IT Contract Work March 2013 - Present
Retrofest June 2005 - Present
Banfi Vintners November 2011 - March 2013
American Society of Composers, Authors and Publishers (ASCAP) October 2007 - October 2010
American Society of Composers, Authors and Publishers (ASCAP) June 2005 - October 2007
American Society of Composers, Authors and Publishers (ASCAP) June 2000 - October 2007
Debevoise & Plimpton August 1997 - June 2000
Crawford Insurance March 1994 - August 1997
PaineWebber October 1992 - March 1994
Information Builders December 1988 - January 1991
Skills
Databases, Microsoft SQL Server, CSS, .NET, SQL, Music, Integration, JavaScript, Web Design, C#, Unix, Access, ASP.NET, VB.NET, Web Applications, Business Analysis, ASP .NET, VB .NET, IIS 7, Debugging Code, WordPress, IIS, XML, Web Development, Web Services, HTML, Software Documentation, Testing
Education
Hofstra University 1991 — 1992
MBA, Finance
City University of New York-Queens College 1984 — 1988
B.A., Computer Science, Economics
Stuyvesant High School 1980 — 1982
HS Diploma, Science and Math, 90
Learning Tree International 2000 — 2010
.NET amd JAVA Training
Austin Tilghman Austin Tilghman's PaineWebber Experience 1975 - 1987
Job CEO, UCM, Inc
Industry Financial Services
Experience
UCM, Inc September 1996 - Present
UBS Securities Co., Ltd March 1992 - August 1996
JPMorgan March 1987 - March 1992
PaineWebber 1975 - 1987
Skills
Mortgage Lending, Capital Markets, Financial Modeling, Credit, New Business Development, Leadership, Mortgage Banking, Financial Analysis, Portfolio Management, Loans, Fixed Income, Investments, Banking, Real Estate, Asset Management, Strategic Planning, Risk Management, Valuation, Sales Management, Management Consulting, Executive Management, Due Diligence, Underwriting, Management, Mergers & Acquisitions, Financial Structuring, Finance
Education
Hobart and William Smith Colleges 1970 — 1974
BA, Economics
UCM, Inc September 1996 - Present
UBS Securities Co., Ltd March 1992 - August 1996
JPMorgan March 1987 - March 1992
PaineWebber 1975 - 1987
Skills
Mortgage Lending, Capital Markets, Financial Modeling, Credit, New Business Development, Leadership, Mortgage Banking, Financial Analysis, Portfolio Management, Loans, Fixed Income, Investments, Banking, Real Estate, Asset Management, Strategic Planning, Risk Management, Valuation, Sales Management, Management Consulting, Executive Management, Due Diligence, Underwriting, Management, Mergers & Acquisitions, Financial Structuring, Finance
Education
Hobart and William Smith Colleges 1970 — 1974
BA, Economics
Peter Burns Peter Burns's PaineWebber Experience 1996 - 1997
Job Vice President for Enrollment Management at Paul Smith's College
Industry Education Management
Experience
Paul Smith's College April 2015 - Present
Hilbert College July 2008 - April 2015
Goddard College February 2005 - June 2008
American Student Assistance July 2002 - February 2005
Wells Fargo Education Financial Services 1998 - 2000
PaineWebber 1996 - 1997
Goddard College 1992 - April 1996
Eastern Maine Technical College 1988 - 1992
Maine Post & Beam 1985 - 1987
Hesser College - now Mount Washington College 1982 - 1984
Skills
Admissions, Financial Aid, Higher Education, Public Speaking, Strategic Planning, Student Services, Public Relations, Enrollment Management, Student Recruitment, Marketing Strategy, Social Media, Student Financial Aid, Student Affairs, Marketing, Student Recruiting, Student Development, Interviews, Leadership, Student Engagement, Staff Development, Training, Academic Advising, Program Development, Career Counseling, Higher Education..., Student Counseling, Community Outreach, Adult Education, Retaining Customers, Resume Writing, Campus, Leadership Development, Academia, Residence Life, Academic Administration, Alumni Relations
Education
Saint Bonaventure University 2011 — 2012
Master of Arts, Integrated Marketing and Communications
Goddard College 1995 — 1996
n/a, Management/leadership
Northeastern University 1975 — 1980
BS, Criminal Justice
Berlin High School 1971 — 1975
Paul Smith's College April 2015 - Present
Hilbert College July 2008 - April 2015
Goddard College February 2005 - June 2008
American Student Assistance July 2002 - February 2005
Wells Fargo Education Financial Services 1998 - 2000
PaineWebber 1996 - 1997
Goddard College 1992 - April 1996
Eastern Maine Technical College 1988 - 1992
Maine Post & Beam 1985 - 1987
Hesser College - now Mount Washington College 1982 - 1984
Skills
Admissions, Financial Aid, Higher Education, Public Speaking, Strategic Planning, Student Services, Public Relations, Enrollment Management, Student Recruitment, Marketing Strategy, Social Media, Student Financial Aid, Student Affairs, Marketing, Student Recruiting, Student Development, Interviews, Leadership, Student Engagement, Staff Development, Training, Academic Advising, Program Development, Career Counseling, Higher Education..., Student Counseling, Community Outreach, Adult Education, Retaining Customers, Resume Writing, Campus, Leadership Development, Academia, Residence Life, Academic Administration, Alumni Relations
Education
Saint Bonaventure University 2011 — 2012
Master of Arts, Integrated Marketing and Communications
Goddard College 1995 — 1996
n/a, Management/leadership
Northeastern University 1975 — 1980
BS, Criminal Justice
Berlin High School 1971 — 1975
Shawn W. Daly Shawn W. Daly's PaineWebber Experience February 1991 - March 1997
Job Senior Business Development Director at Lincoln Financial Group
Industry Financial Services
Experience
Lincoln Financial Group February 2015 - Present
Prudential Financial January 2012 - February 2015
Prudential Financial January 2011 - January 2012
Prudential Financial August 2006 - January 2011
Prudential Financial April 2004 - August 2006
CIGNA August 2003 - April 2004
CIGNA May 2000 - August 2003
CIGNA June 1997 - May 2000
CIGNA March 1997 - June 1997
PaineWebber February 1991 - March 1997
Skills
Retirement, 401k, Investments, Series 7, Mutual Funds, Securities, Series 63, Pensions, Defined Benefit, Insurance, Defined Contribution, Investment Advisory, Financial Services, Employee Benefits, Wealth Management, Qualified Retirement..., IRAs, Asset Managment, Series 24, Retirement Plan..., Deferred Compensation, Fixed Income, Separately Managed..., Series 65, Bonds
Education
Excelsior College 2008 — 2010
MBA, Managing in the Global Economy
University of Connecticut 1987 — 1990
BA, English
Conard High School 1980 — 1984
Lincoln Financial Group February 2015 - Present
Prudential Financial January 2012 - February 2015
Prudential Financial January 2011 - January 2012
Prudential Financial August 2006 - January 2011
Prudential Financial April 2004 - August 2006
CIGNA August 2003 - April 2004
CIGNA May 2000 - August 2003
CIGNA June 1997 - May 2000
CIGNA March 1997 - June 1997
PaineWebber February 1991 - March 1997
Skills
Retirement, 401k, Investments, Series 7, Mutual Funds, Securities, Series 63, Pensions, Defined Benefit, Insurance, Defined Contribution, Investment Advisory, Financial Services, Employee Benefits, Wealth Management, Qualified Retirement..., IRAs, Asset Managment, Series 24, Retirement Plan..., Deferred Compensation, Fixed Income, Separately Managed..., Series 65, Bonds
Education
Excelsior College 2008 — 2010
MBA, Managing in the Global Economy
University of Connecticut 1987 — 1990
BA, English
Conard High School 1980 — 1984
Andrea Varsi Andrea Varsi's PaineWebber Experience August 1999 - May 2000
Job Regional HR at Krispy Kreme
Industry Professional Training & Coaching
Experience
Krispy Kreme April 2013 - Present
Lowe's Home Centers January 2010 - April 2013
Polo Ralph Lauren April 2004 - January 2011
Estee Lauder Companies 2000 - 2002
PaineWebber August 1999 - May 2000
Exec/Comm 1997 - 1999
Cast North America 1984 - 1988
Maersk Line 1979 - 1980
Skills
Succession Planning, Strategic Planning, Relationship Management, Grant Writing, Workforce Development, Talent Management, Training, Leadership Development, Organizational..., Performance Management, Employee Relations, Coaching, Policy, Management, Program Management, Recruiting, Retail, Employee Training, Hiring, Human Resources, Onboarding, Organizational..., New Hire Orientations, Leadership, Staff Development, Benefits Administration, Executive Coaching, Management Development, Employee Engagement, Sourcing, Team Building, Personnel Management, Interviews, HRIS, Conflict Resolution, Employee Benefits, Workforce Planning, Deferred Compensation, Workshop Facilitation, Labor Relations, FMLA, College Recruiting, Career Development, HR Policies, Applicant Tracking..., Talent Acquisition, Resume Writing, HR Consulting, Employment Law, Employer Branding
Education
Guilford College 2009 — 2012
Bachelor of Science (BS)
Guilford College 2009 — 2012
Bachelor of Science (BS)
Krispy Kreme April 2013 - Present
Lowe's Home Centers January 2010 - April 2013
Polo Ralph Lauren April 2004 - January 2011
Estee Lauder Companies 2000 - 2002
PaineWebber August 1999 - May 2000
Exec/Comm 1997 - 1999
Cast North America 1984 - 1988
Maersk Line 1979 - 1980
Skills
Succession Planning, Strategic Planning, Relationship Management, Grant Writing, Workforce Development, Talent Management, Training, Leadership Development, Organizational..., Performance Management, Employee Relations, Coaching, Policy, Management, Program Management, Recruiting, Retail, Employee Training, Hiring, Human Resources, Onboarding, Organizational..., New Hire Orientations, Leadership, Staff Development, Benefits Administration, Executive Coaching, Management Development, Employee Engagement, Sourcing, Team Building, Personnel Management, Interviews, HRIS, Conflict Resolution, Employee Benefits, Workforce Planning, Deferred Compensation, Workshop Facilitation, Labor Relations, FMLA, College Recruiting, Career Development, HR Policies, Applicant Tracking..., Talent Acquisition, Resume Writing, HR Consulting, Employment Law, Employer Branding
Education
Guilford College 2009 — 2012
Bachelor of Science (BS)
Guilford College 2009 — 2012
Bachelor of Science (BS)
Lauren Mascitelli Lauren Mascitelli's PaineWebber Experience 1995 - 1999
Job Marketing Technologist/Intrapreneur
Industry Financial Services
Experience
LaurenMasi Inc. 2005 - Present
UBS 2006 - 2010
MetLife 1999 - 2002
PaineWebber 1995 - 1999
PaineWebber 1994 - 1995
PaineWebber 1990 - 1994
Skills
Start-Up Initiatives, Creative Problem Solving, Business Strategy, Technology Change..., Software Development, New Product Roll Out, Strategic Technology..., Marketing Strategy, Strategic Business..., Internet Services, Cross-functional Team..., Software Design, Technology Integration, Software Project..., Product Launch, Internet Strategy, Strategic Planning, Start-ups, Digital Marketing, Mergers & Acquisitions, Marketing, Enterprise Software, Consulting, New Business Development, Leadership, Marketing Communications, Asset Management, Online Marketing, Online Communications, Advertising, Securities, Investments, Change Leadership, Consumer Technology
Education
Fordham University - Graduate School of Business Administration
Master of Business Administration (M.B.A.), Marketing
Singularity University
Exponential Finance
Harvard Business School
Executive Education, Taking Marketing Digital
University of California, Los Angeles
LaurenMasi Inc. 2005 - Present
UBS 2006 - 2010
MetLife 1999 - 2002
PaineWebber 1995 - 1999
PaineWebber 1994 - 1995
PaineWebber 1990 - 1994
Skills
Start-Up Initiatives, Creative Problem Solving, Business Strategy, Technology Change..., Software Development, New Product Roll Out, Strategic Technology..., Marketing Strategy, Strategic Business..., Internet Services, Cross-functional Team..., Software Design, Technology Integration, Software Project..., Product Launch, Internet Strategy, Strategic Planning, Start-ups, Digital Marketing, Mergers & Acquisitions, Marketing, Enterprise Software, Consulting, New Business Development, Leadership, Marketing Communications, Asset Management, Online Marketing, Online Communications, Advertising, Securities, Investments, Change Leadership, Consumer Technology
Education
Fordham University - Graduate School of Business Administration
Master of Business Administration (M.B.A.), Marketing
Singularity University
Exponential Finance
Harvard Business School
Executive Education, Taking Marketing Digital
University of California, Los Angeles
Randall Finken Randall Finken's PaineWebber Experience July 1987 - December 1999
Job Energy, Utility, Alternative Energy Banking and Project Finance
Industry Investment Banking
Experience
Goldman Sachs August 2007 - September 2008
UBS Investment Bank January 2000 - July 2007
UBS 2000 - 2007
PaineWebber July 1987 - December 1999
Education
Harvard Business School 1976 — 1978
MBA, Finance & Marketing
University of Michigan 1971 — 1975
BBA, Business Administration, Industrial Engineering
Goldman Sachs August 2007 - September 2008
UBS Investment Bank January 2000 - July 2007
UBS 2000 - 2007
PaineWebber July 1987 - December 1999
Education
Harvard Business School 1976 — 1978
MBA, Finance & Marketing
University of Michigan 1971 — 1975
BBA, Business Administration, Industrial Engineering
Adam Knapp's PaineWebber Experience May 1996 - August 2001
Job Associate Director On Boarding North America at SOCIETE GENERALE Newedge
Industry Financial Services
Experience
SOCIETE GENERALE - Corporate & Investment Banking (Newedge) October 2013 - Present
Adam Knapp June 2012 - October 2013
Newedge USA LLC March 2004 - June 2012
UBS May 2001 - August 2001
PaineWebber May 1996 - August 2001
Skills
Derivatives, Fixed Income, Options, Swami, Bikram Yoga, Equities, Commodities, Bloomberg, Customer Relations, Electronic Trading, Excel, Microsoft Excel, Counterintelligence, Electric Guitar, Slide Guitar, Studio Recording, History, Military History, archeolgy, European History, equity options, Index Options, jeff beck, Mick Taylor fan club, fender telecasters, Gibson SG, GIbson Les Paul, Hedge Funds, Proprietary Trading, Options Strategies, Customer Service, Commodity, Series 63, Financial Markets
Education
Indiana University Bloomington 1999 — 2003
Bachelor or Arts, Economics
Latin School of Chicago 1994 — 1998
Diploma, Analyzing, The Iliad
SOCIETE GENERALE - Corporate & Investment Banking (Newedge) October 2013 - Present
Adam Knapp June 2012 - October 2013
Newedge USA LLC March 2004 - June 2012
UBS May 2001 - August 2001
PaineWebber May 1996 - August 2001
Skills
Derivatives, Fixed Income, Options, Swami, Bikram Yoga, Equities, Commodities, Bloomberg, Customer Relations, Electronic Trading, Excel, Microsoft Excel, Counterintelligence, Electric Guitar, Slide Guitar, Studio Recording, History, Military History, archeolgy, European History, equity options, Index Options, jeff beck, Mick Taylor fan club, fender telecasters, Gibson SG, GIbson Les Paul, Hedge Funds, Proprietary Trading, Options Strategies, Customer Service, Commodity, Series 63, Financial Markets
Education
Indiana University Bloomington 1999 — 2003
Bachelor or Arts, Economics
Latin School of Chicago 1994 — 1998
Diploma, Analyzing, The Iliad
Jason Kelley's PaineWebber Experience 1994 - 1995
Job Managing Director at Needham & Company
Industry Capital Markets
Experience
Needham & Company November 1997 - Present
Worldco LLC 1996 - 1997
PaineWebber 1994 - 1995
Skills
Investment Banking, Financial Modeling, Corporate Finance, Financial Analysis, Valuation, Equities, Derivatives, Mergers, Private Equity, Fixed Income, Microsoft Excel, Investments, Risk Management, Banking, Bloomberg, Microsoft Office, Due Diligence, Project Management, Business Strategy, Equity Research, Series 7, Equity Trading, Series 63, Series 24, Alternative Investments
Education
Ithaca College 1990 — 1994
Bachelor's degree
Needham & Company November 1997 - Present
Worldco LLC 1996 - 1997
PaineWebber 1994 - 1995
Skills
Investment Banking, Financial Modeling, Corporate Finance, Financial Analysis, Valuation, Equities, Derivatives, Mergers, Private Equity, Fixed Income, Microsoft Excel, Investments, Risk Management, Banking, Bloomberg, Microsoft Office, Due Diligence, Project Management, Business Strategy, Equity Research, Series 7, Equity Trading, Series 63, Series 24, Alternative Investments
Education
Ithaca College 1990 — 1994
Bachelor's degree
Michelle Morici, PHR's PaineWebber Experience August 1998 - April 2000
Job Recruiting Consultant
Industry Human Resources
Experience
Performance Development Group January 2012 - Present
Operations & Quality Systems Improvement Experts (OQSIE) July 2014 - Present
Morici Associates January 2006 - December 2011
Goldman Sachs December 2000 - December 2005
Mail.com April 2000 - December 2000
PaineWebber August 1998 - April 2000
JP Morgan July 1996 - June 1998
Skills
Talent Management, Human Resources, Talent Acquisition, Interviews, Organizational..., Project Management, Recruiting, Leadership Development, Vendor Management, Instructional Design, Organizational..., Team Building, Relationship Management, Needs Analysis, MBTI, E-Learning
Education
Fordham University 1997 — 1999
MS, HR Education
Montclair State University 1992 — 1996
Bachelor of Arts, Psychology; Minor in Sociology
Performance Development Group January 2012 - Present
Operations & Quality Systems Improvement Experts (OQSIE) July 2014 - Present
Morici Associates January 2006 - December 2011
Goldman Sachs December 2000 - December 2005
Mail.com April 2000 - December 2000
PaineWebber August 1998 - April 2000
JP Morgan July 1996 - June 1998
Skills
Talent Management, Human Resources, Talent Acquisition, Interviews, Organizational..., Project Management, Recruiting, Leadership Development, Vendor Management, Instructional Design, Organizational..., Team Building, Relationship Management, Needs Analysis, MBTI, E-Learning
Education
Fordham University 1997 — 1999
MS, HR Education
Montclair State University 1992 — 1996
Bachelor of Arts, Psychology; Minor in Sociology
Tito Sarmiento Tito Sarmiento's PaineWebber Experience August 1988 - September 1998
Job AV Technicial at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management September 1998 - Present
PaineWebber August 1988 - September 1998
AV Tech Inc. February 1983 - July 1988
Skills
AV, Audio Visual Technicial, Integration, System Design, Troubleshooting, Product Marketing, Automation, Technical Support, Software Installation, Sound, Event Management, Corporate Events, Electronics, Video, Unified Communications, Event Planning, Production Managment, Project Management, Production Management, Strategic Planning
Education
Hudson County Community College
Electrical and Electronics Engineering
UBS Wealth Management September 1998 - Present
PaineWebber August 1988 - September 1998
AV Tech Inc. February 1983 - July 1988
Skills
AV, Audio Visual Technicial, Integration, System Design, Troubleshooting, Product Marketing, Automation, Technical Support, Software Installation, Sound, Event Management, Corporate Events, Electronics, Video, Unified Communications, Event Planning, Production Managment, Project Management, Production Management, Strategic Planning
Education
Hudson County Community College
Electrical and Electronics Engineering
Jessica Brooks Jessica Brooks's PaineWebber Experience 1995 - 1999
Job Fitness Professional
Industry Health, Wellness and Fitness
Experience
Gold Medal Fitness April 2012 - Present
Breathe Fitness Studio September 2011 - March 2012
RWJ Rahway Fitness & Wellness Center 2009 - 2011
CGS - contracted to Fuji Film 2004 - 2004
Bloomberg LP 2001 - 2004
Credit Suisse 2000 - 2001
Goldman Sachs - contracted through Tiger Management Systems 2000 - 2000
Instinet Incorporated 1999 - 2000
PaineWebber 1995 - 1999
Paine Webber 1992 - 1994
Skills
Social Media, Wellness, Customer Service
Education
Fordham University 1998 — 2001
Master of Science (M.S.), Human Resources Education
Lafayette College 1991 — 1995
Bachelor of Arts (B.A.), Psychology
Poly Prep Country Day School
HIgh School
Gold Medal Fitness April 2012 - Present
Breathe Fitness Studio September 2011 - March 2012
RWJ Rahway Fitness & Wellness Center 2009 - 2011
CGS - contracted to Fuji Film 2004 - 2004
Bloomberg LP 2001 - 2004
Credit Suisse 2000 - 2001
Goldman Sachs - contracted through Tiger Management Systems 2000 - 2000
Instinet Incorporated 1999 - 2000
PaineWebber 1995 - 1999
Paine Webber 1992 - 1994
Skills
Social Media, Wellness, Customer Service
Education
Fordham University 1998 — 2001
Master of Science (M.S.), Human Resources Education
Lafayette College 1991 — 1995
Bachelor of Arts (B.A.), Psychology
Poly Prep Country Day School
HIgh School
Todd Honderd Todd Honderd's PaineWebber Experience January 1996 - September 1996
Job Vice President, Strategic Accounts at Advent Software
Industry Financial Services
Experience
Advent Software April 2014 - Present
Advent Software April 2010 - March 2014
Advent Software April 2005 - March 2010
Advent Software January 2001 - March 2005
Advent Software November 1996 - December 2001
PaineWebber January 1996 - September 1996
OLDE Discount Brokerage May 1994 - December 1995
Skills
Account Management, Sales Management, Customer Loyalty, Enterprise Software, Team Leadership, Asset Management, Customer Relations, Asset Managment, Financial Services, Brand Loyalty, Customer Service, Relationship Management, Management, Business Analysis, Salesforce.com, Portfolio Management, Cross-functional Team..., Investments, Strategy, CRM, Cloud Computing, Team Management, Business Development, SaaS, Wealth Management, Mutual Funds, Business Process..., Product Management, Project Management, Relationship-building..., Trading Systems
Education
Stanford University Graduate School of Business 2011 — 2011
Customer Focused Innovation Program
Indiana University Bloomington 1990 — 1994
Bachelor of Science, Business - CIS
Advent Software April 2014 - Present
Advent Software April 2010 - March 2014
Advent Software April 2005 - March 2010
Advent Software January 2001 - March 2005
Advent Software November 1996 - December 2001
PaineWebber January 1996 - September 1996
OLDE Discount Brokerage May 1994 - December 1995
Skills
Account Management, Sales Management, Customer Loyalty, Enterprise Software, Team Leadership, Asset Management, Customer Relations, Asset Managment, Financial Services, Brand Loyalty, Customer Service, Relationship Management, Management, Business Analysis, Salesforce.com, Portfolio Management, Cross-functional Team..., Investments, Strategy, CRM, Cloud Computing, Team Management, Business Development, SaaS, Wealth Management, Mutual Funds, Business Process..., Product Management, Project Management, Relationship-building..., Trading Systems
Education
Stanford University Graduate School of Business 2011 — 2011
Customer Focused Innovation Program
Indiana University Bloomington 1990 — 1994
Bachelor of Science, Business - CIS
David B. Loder, CFP® David B. Loder, CFP®'s PaineWebber Experience 1996 - 2002
Job Financial Advisor | Vice President
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. July 2002 - Present
UBS Wealth Management November 1996 - July 2002
PaineWebber 1996 - 2002
Olde Private Brokerage March 1994 - December 1996
Education
Florida State University 1990 — 1993
Bachelor's Degree, Finance
Ameriprise Financial Services, Inc. July 2002 - Present
UBS Wealth Management November 1996 - July 2002
PaineWebber 1996 - 2002
Olde Private Brokerage March 1994 - December 1996
Education
Florida State University 1990 — 1993
Bachelor's Degree, Finance
Alan Di Sciullo, Esq. Alan Di Sciullo, Esq.'s PaineWebber Experience October 1978 - July 1983
Job Director of Global Real Estate, Shearman & Sterling LLP
Industry Law Practice
Experience
Shearman & Sterling LLP May 2007 - Present
New York University September 1991 - Present
Carnegie Lake Rowing Assn 2001 - 2015
Citigroup 2005 - 2007
Morgan Stanley July 1983 - January 2005
Sills Cummis 2005 - 2005
PaineWebber October 1978 - July 1983
Shanley & Fisher, Esqs 1977 - 1978
United States Tax Court 1975 - 1976
Skills
Due Diligence, Asset Managment, Real Estate Economics, Real Estate Transactions, Mergers, Investments, Private Equity, Leases, Disposition, Real Estate Development, Financial Modeling, Litigation, Restructuring, Project Finance, Valuation, Capital Markets, Venture Capital, Asset Management, Portfolio Management, Alternative Investments, Financial Analysis, Securities, Mergers & Acquisitions, Acquisitions, Corporate Law, Finance, Financial Structuring, Investment Properties, Joint Ventures, Loans, Corporate Real Estate, Corporate Governance, Brokerage, Structured Finance, Contract Negotiation, Leadership, Commercial Real Estate, Real Estate Financing, Corporate Finance, Negotiation, Hedge Funds, Securities Regulation, Dispositions, Real Estate
Education
New York University - Leonard N. Stern School of Business 1981 — 1986
M.B.A., Finance
Georgetown University Law Center 1973 — 1977
J.D., Regulatory, Tax and Corporate Law
Georgetown University 1968 — 1972
A.B., Government and Economics
Red Bank Catholic 1964 — 1968
Shearman & Sterling LLP May 2007 - Present
New York University September 1991 - Present
Carnegie Lake Rowing Assn 2001 - 2015
Citigroup 2005 - 2007
Morgan Stanley July 1983 - January 2005
Sills Cummis 2005 - 2005
PaineWebber October 1978 - July 1983
Shanley & Fisher, Esqs 1977 - 1978
United States Tax Court 1975 - 1976
Skills
Due Diligence, Asset Managment, Real Estate Economics, Real Estate Transactions, Mergers, Investments, Private Equity, Leases, Disposition, Real Estate Development, Financial Modeling, Litigation, Restructuring, Project Finance, Valuation, Capital Markets, Venture Capital, Asset Management, Portfolio Management, Alternative Investments, Financial Analysis, Securities, Mergers & Acquisitions, Acquisitions, Corporate Law, Finance, Financial Structuring, Investment Properties, Joint Ventures, Loans, Corporate Real Estate, Corporate Governance, Brokerage, Structured Finance, Contract Negotiation, Leadership, Commercial Real Estate, Real Estate Financing, Corporate Finance, Negotiation, Hedge Funds, Securities Regulation, Dispositions, Real Estate
Education
New York University - Leonard N. Stern School of Business 1981 — 1986
M.B.A., Finance
Georgetown University Law Center 1973 — 1977
J.D., Regulatory, Tax and Corporate Law
Georgetown University 1968 — 1972
A.B., Government and Economics
Red Bank Catholic 1964 — 1968
Anthony Schena's PaineWebber Experience May 1998 - June 2000
Job First Vice PresidentWealth Management, CFP®
Industry Financial Services
Experience
UBS Financial Services May 1998 - Present
UBS 2007 - 2009
PaineWebber May 1998 - June 2000
Education
Hamilton College 1994 — 1998
Bachelors, Political Science
UBS Financial Services May 1998 - Present
UBS 2007 - 2009
PaineWebber May 1998 - June 2000
Education
Hamilton College 1994 — 1998
Bachelors, Political Science
Kevin Stewart, CFA Kevin Stewart, CFA's PaineWebber Experience 1985 - 1990
Job Creator of web platform and mobile app that delivers automated shortterm timing signals for traders and investors
Industry Financial Services
Experience
StocksfortheWeek.com December 2008 - Present
Self Employed 2006 - 2009
Comerica 2005 - September 2006
Merrill Lynch 2004 - 2005
Rice Financial Products Company 2001 - 2003
Independent 1991 - 2000
Delaware Bay Company 1990 - 1991
Painewebber 1985 - 1990
Merrill Lynch January 1980 - 1985
JP Morgan Chase January 1979 - 1980
Skills
Fundamental Analysis, Industry & Company..., Pro Forma Financial..., Technical Analysis, Global Trend..., Entry/Exit Point..., Investment Analysis, Relative Value Analysis, Portfolio Strategies, Web Trading Applications, Mobile Trading..., Portfolio Management, Financial Modeling, Analysis, Equity Trading, Mobile Devices, Valuation, Private Equity, Investment Banking, Mergers & Acquisitions, Investments, Investment Management, Asset Management, Trading, Due Diligence, Investment Strategies, Financial Risk, Corporate Finance, Venture Capital, Equities, Bonds, Alternative Investments, Capital Markets, Fixed Income, Emerging Markets, Financial Markets, Hedge Funds, Equity Research, Finance, Bloomberg
Education
CFA Institute 2006 — 2009
CFA
Harvard Business School 1977 — 1979
M.B.A., Finance
University of Pennsylvania - The Wharton School 1973 — 1977
B.S., Finance
StocksfortheWeek.com December 2008 - Present
Self Employed 2006 - 2009
Comerica 2005 - September 2006
Merrill Lynch 2004 - 2005
Rice Financial Products Company 2001 - 2003
Independent 1991 - 2000
Delaware Bay Company 1990 - 1991
Painewebber 1985 - 1990
Merrill Lynch January 1980 - 1985
JP Morgan Chase January 1979 - 1980
Skills
Fundamental Analysis, Industry & Company..., Pro Forma Financial..., Technical Analysis, Global Trend..., Entry/Exit Point..., Investment Analysis, Relative Value Analysis, Portfolio Strategies, Web Trading Applications, Mobile Trading..., Portfolio Management, Financial Modeling, Analysis, Equity Trading, Mobile Devices, Valuation, Private Equity, Investment Banking, Mergers & Acquisitions, Investments, Investment Management, Asset Management, Trading, Due Diligence, Investment Strategies, Financial Risk, Corporate Finance, Venture Capital, Equities, Bonds, Alternative Investments, Capital Markets, Fixed Income, Emerging Markets, Financial Markets, Hedge Funds, Equity Research, Finance, Bloomberg
Education
CFA Institute 2006 — 2009
CFA
Harvard Business School 1977 — 1979
M.B.A., Finance
University of Pennsylvania - The Wharton School 1973 — 1977
B.S., Finance
Lynn Cannizzaro Lynn Cannizzaro's PaineWebber Experience July 1996 - April 2001
Job Sales, Relationship and Product Management Professional in the Financial Services Industry
Industry Financial Services
Experience
Pershing March 2011 - Present
Neonet Securities June 2009 - May 2010
Societe Generale September 2007 - February 2009
JPMorgan June 2006 - July 2007
Credit Suisse April 2001 - June 2006
PaineWebber July 1996 - April 2001
Education
Fordham University 1992 — 1996
BS, Finance and Marketing
Pershing March 2011 - Present
Neonet Securities June 2009 - May 2010
Societe Generale September 2007 - February 2009
JPMorgan June 2006 - July 2007
Credit Suisse April 2001 - June 2006
PaineWebber July 1996 - April 2001
Education
Fordham University 1992 — 1996
BS, Finance and Marketing
Dipesh Patel Dipesh Patel's PaineWebber Experience April 1999 - May 2000
Job Architect, Developer, Technologist
Industry Information Technology and Services
Experience
PWI Architecture / Fidelity Investments March 2010 - Present
Enterprise Infrastructure / Fidelity Investments March 2006 - April 2010
IBG / Fidelity Investments May 2002 - March 2006
Cisco Systems September 2001 - May 2002
Connex, Inc. (Startup) April 2001 - September 2001
Enuncia Communication (Early Phase Startup) February 2000 - April 2001
PaineWebber April 1999 - May 2000
The Chase Manhattan Bank September 1998 - April 1999
Lucent Technologies January 1997 - September 1998
The Prudential Service Company September 1995 - December 1996
Skills
Technical Management, Technical Leadership, Executive Presentations, TOGAF, Archimate, Reference Architecture, Mobile Strategy, Mobile Architecture, Web Architecture, Mobile Applications, Open Source Software, Spring, Java, Node.js, Rx, SOA, jQuery, Apache, Unix, Responsive Web Design, HTML 5, CSS3, JSON, JavaScript, Dojo, Sails, Drupal, MySQL, iOS development, Google App Engine, RabbitMQ, Tomcat, Eclipse, SOAP, REST, Entrust PKI, Mobile Security, Web Application Security, Data Encryption, .NET, C#, WPF Development, VoiceXML, DevOps, Agile Methodologies, Application Lifecycle..., Atlassian JIRA
Education
Harvard University
Masters, Management and Communications
New Jersey Institute of Technology
MS, Electrical Engineering, Computer Networking
PWI Architecture / Fidelity Investments March 2010 - Present
Enterprise Infrastructure / Fidelity Investments March 2006 - April 2010
IBG / Fidelity Investments May 2002 - March 2006
Cisco Systems September 2001 - May 2002
Connex, Inc. (Startup) April 2001 - September 2001
Enuncia Communication (Early Phase Startup) February 2000 - April 2001
PaineWebber April 1999 - May 2000
The Chase Manhattan Bank September 1998 - April 1999
Lucent Technologies January 1997 - September 1998
The Prudential Service Company September 1995 - December 1996
Skills
Technical Management, Technical Leadership, Executive Presentations, TOGAF, Archimate, Reference Architecture, Mobile Strategy, Mobile Architecture, Web Architecture, Mobile Applications, Open Source Software, Spring, Java, Node.js, Rx, SOA, jQuery, Apache, Unix, Responsive Web Design, HTML 5, CSS3, JSON, JavaScript, Dojo, Sails, Drupal, MySQL, iOS development, Google App Engine, RabbitMQ, Tomcat, Eclipse, SOAP, REST, Entrust PKI, Mobile Security, Web Application Security, Data Encryption, .NET, C#, WPF Development, VoiceXML, DevOps, Agile Methodologies, Application Lifecycle..., Atlassian JIRA
Education
Harvard University
Masters, Management and Communications
New Jersey Institute of Technology
MS, Electrical Engineering, Computer Networking
Ed Hecker, CFP, CMFC Ed Hecker, CFP, CMFC's PaineWebber Experience February 1990 - August 1996
Job Director Branch Manager and Financial Advisor at UBS Financial Service
Industry Financial Services
Experience
UBS Financial Service January 2005 - Present
AB November 2001 - December 2004
Lincoln Financial Group August 1996 - November 2001
Lincoln Financial Distributors 1996 - 2001
PaineWebber February 1990 - August 1996
Dean Witter Reynolds Inc. January 1988 - February 1990
EF Hutton June 1985 - January 1988
Education
Florida Southern College 1980 — 1984
Bachelor of Science, Finance, Marketing, and Economics
UBS Financial Service January 2005 - Present
AB November 2001 - December 2004
Lincoln Financial Group August 1996 - November 2001
Lincoln Financial Distributors 1996 - 2001
PaineWebber February 1990 - August 1996
Dean Witter Reynolds Inc. January 1988 - February 1990
EF Hutton June 1985 - January 1988
Education
Florida Southern College 1980 — 1984
Bachelor of Science, Finance, Marketing, and Economics
Jeff Kight Jeff Kight's PaineWebber Experience 1999 - 2000
Job
Industry Business Supplies and Equipment
Experience
Denitech Corporation 2014 - 2015
The Expo Group January 2013 - December 2013
Private Equity June 2007 - 2012
Stone Street Capital May 2004 - August 2006
Small Business Association 2004 - 2004
capital one 2000 - 2001
painewebber 1999 - 2000
Skills
Start-ups, Strategy, Strategic Partnerships, Business Strategy, Business Planning, Strategic Planning, Mergers, Business Development, Public Speaking, New Business Development, Corporate Development, Account Management, Budgets, Finance, Financial Analysis, Financial Modeling, Leadership, Management, Management Consulting, Marketing, Marketing Strategy, Mergers, Operations Management
Education
Massachusetts Institute of Technology 2006 — 2007
Master of Engineering, Logistics
Georgetown University - The McDonough School of Business 2003 — 2005
MBA, Finance
Texas Christian University 1994 — 1998
BBA, Marketing
Denitech Corporation 2014 - 2015
The Expo Group January 2013 - December 2013
Private Equity June 2007 - 2012
Stone Street Capital May 2004 - August 2006
Small Business Association 2004 - 2004
capital one 2000 - 2001
painewebber 1999 - 2000
Skills
Start-ups, Strategy, Strategic Partnerships, Business Strategy, Business Planning, Strategic Planning, Mergers, Business Development, Public Speaking, New Business Development, Corporate Development, Account Management, Budgets, Finance, Financial Analysis, Financial Modeling, Leadership, Management, Management Consulting, Marketing, Marketing Strategy, Mergers, Operations Management
Education
Massachusetts Institute of Technology 2006 — 2007
Master of Engineering, Logistics
Georgetown University - The McDonough School of Business 2003 — 2005
MBA, Finance
Texas Christian University 1994 — 1998
BBA, Marketing
Cheryl Lysik Cheryl Lysik's PaineWebber Experience February 1985 - May 1987
Job Application Architect at First Data Corporation
Industry Computer Software
Experience
First Data Corporation 1997 - Present
NCCI Holdings, Inc March 1995 - April 1997
Mutual of America February 1991 - February 1995
Citibank May 1987 - January 1991
PaineWebber February 1985 - May 1987
Fulfillment Associates, Farmingdale, New York March 1983 - February 1985
Skills
SDLC, Mainframe, Business Requirements, COBOL, User Acceptance Testing, Credit Cards, VSAM, CICS, EMV, JCL, Fileaid, Payments, Payment Systems, VisionPLUS, Test Management, Business Analysis, Testing, Requirements Analysis, Management, Transaction Processing, Software Development, Software Project..., Agile & Waterfall..., Agile Application..., SQL DB2, Technical Leadership, Credit Card Transaction..., Design
Education
Farmingdale State College 1981 — 1983
First Data Corporation 1997 - Present
NCCI Holdings, Inc March 1995 - April 1997
Mutual of America February 1991 - February 1995
Citibank May 1987 - January 1991
PaineWebber February 1985 - May 1987
Fulfillment Associates, Farmingdale, New York March 1983 - February 1985
Skills
SDLC, Mainframe, Business Requirements, COBOL, User Acceptance Testing, Credit Cards, VSAM, CICS, EMV, JCL, Fileaid, Payments, Payment Systems, VisionPLUS, Test Management, Business Analysis, Testing, Requirements Analysis, Management, Transaction Processing, Software Development, Software Project..., Agile & Waterfall..., Agile Application..., SQL DB2, Technical Leadership, Credit Card Transaction..., Design
Education
Farmingdale State College 1981 — 1983
Gerald Norris CFP®, CIMA®, CRPC® Gerald Norris CFP®, CIMA®, CRPC®'s PaineWebber Experience January 1989 - December 2000
Job Financial AdvisorSenior Vice President Wealth Management with Norris Wealth Management Group at UBS
Industry Financial Services
Experience
UBS Wealth Management January 1989 - Present
UBS Wealth Management January 1989 - December 2007
UBS Wealth Management January 2000 - June 2006
UBS Paine Webber January 1989 - December 2004
PaineWebber January 1989 - December 2000
Smith Barney Brokerage Firm January 1981 - December 1988
Education
Ferris State University 1973 — 1978
Bachelor of Science; Associates, Pharmacy, Business
UBS Wealth Management January 1989 - Present
UBS Wealth Management January 1989 - December 2007
UBS Wealth Management January 2000 - June 2006
UBS Paine Webber January 1989 - December 2004
PaineWebber January 1989 - December 2000
Smith Barney Brokerage Firm January 1981 - December 1988
Education
Ferris State University 1973 — 1978
Bachelor of Science; Associates, Pharmacy, Business
Jim McGinnis's PaineWebber Experience 1985 - 1987
Job Managing Principal at Halcyon Energy Investors, L.P.
Industry Investment Management
Experience
Halcyon Energy Investors, L.P. January 2013 - Present
Harbinger Capital Partners, L.P. May 2008 - January 2013
AIG Financial Products Corp. June 2005 - May 2008
Morgan Stanley October 1993 - June 2005
Goldman Sachs July 1989 - October 1993
PaineWebber 1985 - 1987
Skills
Alternative Investments, Asset Management, Capital Markets, Energy, Equities, Fixed Income, Hedge Funds, High Yield, Investments, Management, Portfolio Management, Private Equity, Special Situations
Education
Harvard Business School 1987 — 1989
Master of Business Administration (MBA)
Harvard College 1981 — 1985
AB, Government
Halcyon Energy Investors, L.P. January 2013 - Present
Harbinger Capital Partners, L.P. May 2008 - January 2013
AIG Financial Products Corp. June 2005 - May 2008
Morgan Stanley October 1993 - June 2005
Goldman Sachs July 1989 - October 1993
PaineWebber 1985 - 1987
Skills
Alternative Investments, Asset Management, Capital Markets, Energy, Equities, Fixed Income, Hedge Funds, High Yield, Investments, Management, Portfolio Management, Private Equity, Special Situations
Education
Harvard Business School 1987 — 1989
Master of Business Administration (MBA)
Harvard College 1981 — 1985
AB, Government
John Ogando John Ogando's PaineWebber Experience 1995 - 1999
Job
Industry Financial Services
Experience
Natixis 2005 - July 2011
Avaya 2004 - 2005
Credit Suisse First Boston 2002 - 2004
Merrill Lynch 1999 - 2002
PaineWebber 1995 - 1999
Skills
Business Continuity, Risk Management, Operational Risk..., Business Continuity..., Disaster Recovery, IT Management, Information Security, Crisis Management, Project Management, Change Management, Financial Risk, Operational Risk, Vendor Management, Risk Assessment, Governance, Incident Management, Enterprise Risk..., PMO, Business Analysis, ITIL, Security, Information Security..., Portfolio Management, IT Audit, Sarbanes-Oxley Act, IT Strategy, Risk Analysis, Investment Banking, IT Service Management, Derivatives, SDLC, Program Management, Auditing, Integration, Data Center, Security Management
Education
James Madison University 1991 — 1995
BS
Natixis 2005 - July 2011
Avaya 2004 - 2005
Credit Suisse First Boston 2002 - 2004
Merrill Lynch 1999 - 2002
PaineWebber 1995 - 1999
Skills
Business Continuity, Risk Management, Operational Risk..., Business Continuity..., Disaster Recovery, IT Management, Information Security, Crisis Management, Project Management, Change Management, Financial Risk, Operational Risk, Vendor Management, Risk Assessment, Governance, Incident Management, Enterprise Risk..., PMO, Business Analysis, ITIL, Security, Information Security..., Portfolio Management, IT Audit, Sarbanes-Oxley Act, IT Strategy, Risk Analysis, Investment Banking, IT Service Management, Derivatives, SDLC, Program Management, Auditing, Integration, Data Center, Security Management
Education
James Madison University 1991 — 1995
BS
Robert P. Pizzella's PaineWebber Experience August 1990 - February 1998
Job Managing Director | Market Executive Leader for Sales, Investments & Trust Teams
Industry Financial Services
Experience
US Trust November 2013 - Present
Merrill Lynch February 1998 - Present
PaineWebber August 1990 - February 1998
Skills
Hedge Funds, Fixed Income, Equities, Asset Management, Capital Markets, Investments, Portfolio Management, Trading, Asset Allocation, Investment Management, Equity Trading, Wealth Management, ETFs, Financial Advisory, Mutual Funds, Private Banking, Series 7
Education
Fairfield University
Bachelor of Science (B.S.), Finance
Fordham University
Master of Business Administration (M.B.A.), Finance
Harvard University
Psychology and the Art of Influence Seminar Class
Iona Grammar and Preparatory School
Massachusetts Institute of Technology
Certificate of Studies in Business Strategy & Innovation
US Trust November 2013 - Present
Merrill Lynch February 1998 - Present
PaineWebber August 1990 - February 1998
Skills
Hedge Funds, Fixed Income, Equities, Asset Management, Capital Markets, Investments, Portfolio Management, Trading, Asset Allocation, Investment Management, Equity Trading, Wealth Management, ETFs, Financial Advisory, Mutual Funds, Private Banking, Series 7
Education
Fairfield University
Bachelor of Science (B.S.), Finance
Fordham University
Master of Business Administration (M.B.A.), Finance
Harvard University
Psychology and the Art of Influence Seminar Class
Iona Grammar and Preparatory School
Massachusetts Institute of Technology
Certificate of Studies in Business Strategy & Innovation
Kevin Ponton's PaineWebber Experience November 1981 - November 1985
Job Apprentice Restoration Carpenter at MLB Restorations
Industry Construction
Experience
MLB Restorations October 2014 - Present
Standish Mellon Asset Management March 2009 - September 2014
Dreyfus/BNY Mellon September 2005 - February 2009
Ziegler Capital Markets September 1999 - April 2003
Sprain Brook Consulting July 1994 - July 1999
National Medical Funding June 1993 - July 1994
Financial Guaranty Insurance Company (FGIC) December 1985 - February 1993
PaineWebber November 1981 - November 1985
Northwest Connecticut Health Systems Agency June 1975 - August 1978
City of Waterbury School Department September 1972 - May 1975
Skills
Strategy, Finance, Start-ups, Investment Banking, Management Consulting, Asset Management, Healthcare, Management, Securities, Fixed Income, Credit, Hospitals, Due Diligence, Bonds, Bloomberg, Investments, Credit Analysis, Valuation, Financial Structuring, Hedge Funds, Capital Markets
Education
The Chinese University of Hong Kong 1980 — 1981
(non degree program), Mandarin and Chinese Culture
Harvard T.H. Chan School of Public Health 1978 — 1980
SM, Health Policy and Management
Harvard University 1978 — 1978
Certificate, Senior Executive Program in Health Policy
Université Catholique de Louvain 1970 — 1971
Bachelier en Philosophie, Philosophie, UCL was "pass/fail" and I got the degree on the first try (most expats didn't)
St. Thomas Seminary, Bloomfield CT 1966 — 1968
AA, Liberal arts, classic languages and literature, One of the top ten (but in a class of about 65...)
MLB Restorations October 2014 - Present
Standish Mellon Asset Management March 2009 - September 2014
Dreyfus/BNY Mellon September 2005 - February 2009
Ziegler Capital Markets September 1999 - April 2003
Sprain Brook Consulting July 1994 - July 1999
National Medical Funding June 1993 - July 1994
Financial Guaranty Insurance Company (FGIC) December 1985 - February 1993
PaineWebber November 1981 - November 1985
Northwest Connecticut Health Systems Agency June 1975 - August 1978
City of Waterbury School Department September 1972 - May 1975
Skills
Strategy, Finance, Start-ups, Investment Banking, Management Consulting, Asset Management, Healthcare, Management, Securities, Fixed Income, Credit, Hospitals, Due Diligence, Bonds, Bloomberg, Investments, Credit Analysis, Valuation, Financial Structuring, Hedge Funds, Capital Markets
Education
The Chinese University of Hong Kong 1980 — 1981
(non degree program), Mandarin and Chinese Culture
Harvard T.H. Chan School of Public Health 1978 — 1980
SM, Health Policy and Management
Harvard University 1978 — 1978
Certificate, Senior Executive Program in Health Policy
Université Catholique de Louvain 1970 — 1971
Bachelier en Philosophie, Philosophie, UCL was "pass/fail" and I got the degree on the first try (most expats didn't)
St. Thomas Seminary, Bloomfield CT 1966 — 1968
AA, Liberal arts, classic languages and literature, One of the top ten (but in a class of about 65...)
Heather Morrison Keeling Heather Morrison Keeling's PaineWebber Experience 1998 - 1999
Job Senior Human Resources Manager at Imperial PFS
Industry Financial Services
Experience
Imperial PFS 2010 - Present
AIG 2008 - 2010
AIG 2005 - 2008
UBS 2003 - 2005
Merrill Lynch 1999 - 2003
PaineWebber 1998 - 1999
Skills
Employment Law, Recruiting, Compensation, Benefit Communication, Generalists, Onboarding, College Recruiting, Deferred Compensation, Employee Benefits, Workforce Planning, New Hire Orientations, Talent Management, Succession Planning, Talent Acquisition, Applicant Tracking..., Human Resources, HRIS, Career Development, Organizational..., Benefits Administration, Employee Relations, Interviews, Personnel Management, Employee Handbooks, Employee Engagement
Education
Elon University 1993 — 1997
Bachelor's degree, Corporate Communications
Imperial PFS 2010 - Present
AIG 2008 - 2010
AIG 2005 - 2008
UBS 2003 - 2005
Merrill Lynch 1999 - 2003
PaineWebber 1998 - 1999
Skills
Employment Law, Recruiting, Compensation, Benefit Communication, Generalists, Onboarding, College Recruiting, Deferred Compensation, Employee Benefits, Workforce Planning, New Hire Orientations, Talent Management, Succession Planning, Talent Acquisition, Applicant Tracking..., Human Resources, HRIS, Career Development, Organizational..., Benefits Administration, Employee Relations, Interviews, Personnel Management, Employee Handbooks, Employee Engagement
Education
Elon University 1993 — 1997
Bachelor's degree, Corporate Communications
Marshall Shoemaker PMP, CSM's PaineWebber Experience 1998 - 1999
Job Software Development Project Manager
Industry Computer Software
Experience
Flocking Behavior LLC 2004 - Present
Flocking Behavior LLC 2004 - 2015
Marshall Shoemaker Investment Counsel 1999 - 2004
PaineWebber 1998 - 1999
Berkeley Systems 1996 - 1998
Skills
Strategy, Requirements Analysis, Microsoft Project, Databases, CRM, Team Leadership, Integration, Marketing, Cross-functional Team..., Salesforce.com, Process Improvement, Vendor Management, Product Management, Budgets, Team Building
Education
Georgia Institute of Technology, Atlanta, Georgia
Master of Science (MS), Quantitative and Computational Finance.
Project Management Institute, Atlanta, Georgia
PMP, Certification #1394186
University of California, Davis, California
Master of Business Administration (MBA), International Marketing & Finance.
Princeton University, Princeton, New Jersey
Bachelor of Arts (BA), Major in Latin American History.
Scrum Alliance
Certified ScrumMaster (CSM), Agile Software Development Project Management
Flocking Behavior LLC 2004 - Present
Flocking Behavior LLC 2004 - 2015
Marshall Shoemaker Investment Counsel 1999 - 2004
PaineWebber 1998 - 1999
Berkeley Systems 1996 - 1998
Skills
Strategy, Requirements Analysis, Microsoft Project, Databases, CRM, Team Leadership, Integration, Marketing, Cross-functional Team..., Salesforce.com, Process Improvement, Vendor Management, Product Management, Budgets, Team Building
Education
Georgia Institute of Technology, Atlanta, Georgia
Master of Science (MS), Quantitative and Computational Finance.
Project Management Institute, Atlanta, Georgia
PMP, Certification #1394186
University of California, Davis, California
Master of Business Administration (MBA), International Marketing & Finance.
Princeton University, Princeton, New Jersey
Bachelor of Arts (BA), Major in Latin American History.
Scrum Alliance
Certified ScrumMaster (CSM), Agile Software Development Project Management
John Mucciolo's PaineWebber Experience October 1988 - January 1996
Job Service Delivery Relationship Manager at Wyndham Worldwide
Industry Hospitality
Experience
Wyndham Worldwide September 2011 - Present
Medco September 2010 - September 2011
UBS Financial Services Inc January 2007 - April 2009
UBS January 1996 - January 2007
PaineWebber October 1988 - January 1996
Chase Home Mortgage 1987 - 1988
Skills
SDLC, Project Portfolio..., CRM, Customer Service, Relationship Management, Service Delivery, Financial Services, Project Management, Process Improvement, Business Analysis, Information Technology, IT Strategy, Microsoft Office, Business Process..., Continuous Improvement, Management, Strategic Planning, Business Development, Strategy, Program Management
Education
ITIL 2012 — 2012
Foundations 3.0, ITSM
Fairleigh Dickinson University 1988 — 1993
MBA, International Business
William Paterson University of New Jersey 1983 — 1987
Bachelor of Science (BS), Business Administration and Management, General
Wyndham Worldwide September 2011 - Present
Medco September 2010 - September 2011
UBS Financial Services Inc January 2007 - April 2009
UBS January 1996 - January 2007
PaineWebber October 1988 - January 1996
Chase Home Mortgage 1987 - 1988
Skills
SDLC, Project Portfolio..., CRM, Customer Service, Relationship Management, Service Delivery, Financial Services, Project Management, Process Improvement, Business Analysis, Information Technology, IT Strategy, Microsoft Office, Business Process..., Continuous Improvement, Management, Strategic Planning, Business Development, Strategy, Program Management
Education
ITIL 2012 — 2012
Foundations 3.0, ITSM
Fairleigh Dickinson University 1988 — 1993
MBA, International Business
William Paterson University of New Jersey 1983 — 1987
Bachelor of Science (BS), Business Administration and Management, General
Jennifer (Hentges) Robinson Jennifer (Hentges) Robinson's PaineWebber Experience May 2000 - August 2000
Job National Business Development Manager at Five Star Professional
Industry Marketing and Advertising
Experience
Five Star Professional February 2013 - Present
RBC Wealth Management July 2007 - October 2011
RBC Wealth Management June 2004 - July 2007
RBC Wealth Management October 2002 - June 2004
RBC Wealth Management March 2002 - October 2002
RBC Wealth Management March 2000 - March 2002
PaineWebber May 2000 - August 2000
Miller & Schroeder Financial 1992 - 1999
Skills
Wealth Management, Marketing Strategy, Marketing Communications, Building Relationships, Client Experience, Product Marketing, Client Retention, Business Development, Public Speaking, Leadership, Strategy, Cross-functional Team..., Customer Service, Marketing, Sales, Strategic Planning
Education
Iowa State University - College of Business 1995 — 1999
BS, Business Administration, Finance, Marketing
Mound Westonka High School 1991 — 1995
Five Star Professional February 2013 - Present
RBC Wealth Management July 2007 - October 2011
RBC Wealth Management June 2004 - July 2007
RBC Wealth Management October 2002 - June 2004
RBC Wealth Management March 2002 - October 2002
RBC Wealth Management March 2000 - March 2002
PaineWebber May 2000 - August 2000
Miller & Schroeder Financial 1992 - 1999
Skills
Wealth Management, Marketing Strategy, Marketing Communications, Building Relationships, Client Experience, Product Marketing, Client Retention, Business Development, Public Speaking, Leadership, Strategy, Cross-functional Team..., Customer Service, Marketing, Sales, Strategic Planning
Education
Iowa State University - College of Business 1995 — 1999
BS, Business Administration, Finance, Marketing
Mound Westonka High School 1991 — 1995
Mitchell Krebs Mitchell Krebs's PaineWebber Experience 1993 - 1995
Job President and Chief Executive Officer at Coeur Mining, Inc.
Industry Mining & Metals
Experience
Coeur Mining, Inc. July 2011 - Present
Coeur d'Alene Mines Corporation February 2008 - August 2011
Allied Capital August 1999 - April 2000
PaineWebber 1993 - 1995
Skills
Mining, Mergers, Due Diligence, Financial Modeling, Financial Analysis, Investor Relations, Corporate Development, Strategic Planning, Finance, Forecasting, SEC filings, IPO, Risk Management, Financial Reporting, Venture Capital, Asset Managment, Divestitures, Private Equity, Capital Raising, Corporate Finance
Education
Harvard Business School 1997 — 1999
MBA, Management
University of Pennsylvania - The Wharton School 1989 — 1993
BS, Economics
Coeur Mining, Inc. July 2011 - Present
Coeur d'Alene Mines Corporation February 2008 - August 2011
Allied Capital August 1999 - April 2000
PaineWebber 1993 - 1995
Skills
Mining, Mergers, Due Diligence, Financial Modeling, Financial Analysis, Investor Relations, Corporate Development, Strategic Planning, Finance, Forecasting, SEC filings, IPO, Risk Management, Financial Reporting, Venture Capital, Asset Managment, Divestitures, Private Equity, Capital Raising, Corporate Finance
Education
Harvard Business School 1997 — 1999
MBA, Management
University of Pennsylvania - The Wharton School 1989 — 1993
BS, Economics
Nick DiSalvo's PaineWebber Experience May 2000 - November 2000
Job IT Director, City of New York
Industry Information Technology and Services
Experience
City of New York February 2007 - Present
City of New York FISA January 2006 - February 2007
AMP August 2003 - December 2005
AMP Banking February 2001 - August 2003
UBS May 2000 - November 2000
PaineWebber May 2000 - November 2000
Deutsche Bank January 1999 - February 2000
Bankers Trust May 1996 - December 1998
AT&T February 1995 - May 1996
AT&T February 1993 - March 1995
Skills
IT Transformation, Project Management, Leadership, IT Service Management, IT Operations, Change Management, Business Analysis, IT Strategy, SDLC, Data Warehousing, Security, Databases, Testing, Enterprise Software, Software Documentation, Incident Management, Requirements Gathering, Vendor Management, Enterprise Architecture, IT Management, ITIL
Education
British Computer Society 2002 — 2004
Masters Certificate, IT Service Management
Montclair State University 1992 — 1996
Post Graduate Study, Computer Science & Mathematics
Hofstra University 1988 — 1992
BS, Computer Science and MIS
City of New York February 2007 - Present
City of New York FISA January 2006 - February 2007
AMP August 2003 - December 2005
AMP Banking February 2001 - August 2003
UBS May 2000 - November 2000
PaineWebber May 2000 - November 2000
Deutsche Bank January 1999 - February 2000
Bankers Trust May 1996 - December 1998
AT&T February 1995 - May 1996
AT&T February 1993 - March 1995
Skills
IT Transformation, Project Management, Leadership, IT Service Management, IT Operations, Change Management, Business Analysis, IT Strategy, SDLC, Data Warehousing, Security, Databases, Testing, Enterprise Software, Software Documentation, Incident Management, Requirements Gathering, Vendor Management, Enterprise Architecture, IT Management, ITIL
Education
British Computer Society 2002 — 2004
Masters Certificate, IT Service Management
Montclair State University 1992 — 1996
Post Graduate Study, Computer Science & Mathematics
Hofstra University 1988 — 1992
BS, Computer Science and MIS
Dalip Awasthi's PaineWebber Experience 1993 - 1996
Job Manager, Awasthi Capital
Industry Investment Management
Experience
Awasthi Capital / Personal Investments 2006 - Present
Lehman Brothers January 2004 - December 2005
Lehman Brothers 1998 - 2003
Union Bank of Switzerland 1996 - 1998
PaineWebber 1993 - 1996
Skills
Hedge Funds, Management Consulting, Relative Value, Mutual Funds, Strategy, Emerging Markets, Finance, Private Equity, Business Strategy
Education
Tulane University 1988 — 1990
Master of Business Administration (MBA)
Indian Institute of Management, Ahmedabad 1985 — 1987
Post Graduate Diploma in Management
St. Xavier's College, University of Bombay 1982 — 1985
Bachelor of Arts (B.A.), Economics
Awasthi Capital / Personal Investments 2006 - Present
Lehman Brothers January 2004 - December 2005
Lehman Brothers 1998 - 2003
Union Bank of Switzerland 1996 - 1998
PaineWebber 1993 - 1996
Skills
Hedge Funds, Management Consulting, Relative Value, Mutual Funds, Strategy, Emerging Markets, Finance, Private Equity, Business Strategy
Education
Tulane University 1988 — 1990
Master of Business Administration (MBA)
Indian Institute of Management, Ahmedabad 1985 — 1987
Post Graduate Diploma in Management
St. Xavier's College, University of Bombay 1982 — 1985
Bachelor of Arts (B.A.), Economics
Catherine Cornish's PaineWebber Experience 1980 - 2000
Job Principal at UpStaged Homes
Industry Individual & Family Services
Experience
UpStaged Homes August 2009 - Present
The Home Depot 2011 - 2014
MetLife July 2000 - July 2009
MetLife June 2003 - October 2007
MetLife July 2000 - 2003
PaineWebber 1980 - 2000
Education
Hobart and William Smith Colleges 1970 — 1975
UpStaged Homes August 2009 - Present
The Home Depot 2011 - 2014
MetLife July 2000 - July 2009
MetLife June 2003 - October 2007
MetLife July 2000 - 2003
PaineWebber 1980 - 2000
Education
Hobart and William Smith Colleges 1970 — 1975
Bertram Sears's PaineWebber Experience 1986 - 1989
Job Omni Power Clean
Industry Environmental Services
Experience
Omni Power Clean September 2001 - Present
Southern Company 1991 - 2001
PaineWebber 1986 - 1989
Education
Harvard Business School 1989 — 1991
MBA, Business
Morehouse College 1982 — 1986
Bishop McGuinness
Omni Power Clean September 2001 - Present
Southern Company 1991 - 2001
PaineWebber 1986 - 1989
Education
Harvard Business School 1989 — 1991
MBA, Business
Morehouse College 1982 — 1986
Bishop McGuinness
Rush E. Simonson's PaineWebber Experience 1986 - 1986
Job Chairman & CEO at Juvent RTC
Industry Health, Wellness and Fitness
Experience
Juvent - Regenerative Technologies Corporation October 2011 - Present
NouJour, LLC November 2008 - February 2012
Cytonics Corporation April 2007 - October 2008
Kyphon - St. Francis Medical Technologies 2005 - 2006
BioCirca Corporation January 2001 - March 2005
General Surgical Corporation 1992 - 2002
G & S Capital Corporation 1987 - 1990
First National Bank of Palm Beach 1987 - 1987
PaineWebber 1986 - 1986
Computerland 1982 - 1985
Skills
CRM software, Relational Databases, Microsoft Office, Spine, Neurosurgery, Regenerative Medicine, Diagnostics, Life Sciences, Medical Devices, Lifesciences, CRM, Finance, FDA, Medicine, Hardware Diagnostics, Orthopedic, Commercialization, Surgeons, Surgery, Strategy, Capital Equipment, Surgical Instruments, Operating Room, Vascular, Market Development, Biomedical Engineering, Cardiology, Product Launch, Orthopedics, Disposables, Clinical Research, Sales Management, Entrepreneurship
Education
Florida Atlantic University 1979 — 1982
BBA, Finance and Entrepreneurial Program
Forest Hill High School 1973 — 1977
HS Diploma, General Studies
Juvent - Regenerative Technologies Corporation October 2011 - Present
NouJour, LLC November 2008 - February 2012
Cytonics Corporation April 2007 - October 2008
Kyphon - St. Francis Medical Technologies 2005 - 2006
BioCirca Corporation January 2001 - March 2005
General Surgical Corporation 1992 - 2002
G & S Capital Corporation 1987 - 1990
First National Bank of Palm Beach 1987 - 1987
PaineWebber 1986 - 1986
Computerland 1982 - 1985
Skills
CRM software, Relational Databases, Microsoft Office, Spine, Neurosurgery, Regenerative Medicine, Diagnostics, Life Sciences, Medical Devices, Lifesciences, CRM, Finance, FDA, Medicine, Hardware Diagnostics, Orthopedic, Commercialization, Surgeons, Surgery, Strategy, Capital Equipment, Surgical Instruments, Operating Room, Vascular, Market Development, Biomedical Engineering, Cardiology, Product Launch, Orthopedics, Disposables, Clinical Research, Sales Management, Entrepreneurship
Education
Florida Atlantic University 1979 — 1982
BBA, Finance and Entrepreneurial Program
Forest Hill High School 1973 — 1977
HS Diploma, General Studies
Laura J. Zuckerman's PaineWebber Experience 1984 - 1988
Job Deputy Attorney General at State of California Department of Justice
Industry Law Practice
Experience
State of California Department of Justice February 2006 - Present
State of California Department of Justice November 2001 - January 2006
McCutchen, Doyle, Brown & Enersen 1997 - 2001
United States District Court for the Northern District of California 1996 - 1997
CS First Boston 1993 - 1995
Shearman & Sterling 1992 - 1993
PaineWebber 1984 - 1988
Skills
Civil Litigation, Environmental Law, Trials, Motions, Depositions, Corporate Law, Public Policy, Appeals
Education
University of California, Berkeley - School of Law 1989 — 1992
J.D.
Harvard University 1978 — 1983
AB, magna cum laude, Social Studies
The Spence School/Acalanes High School 1974 — 1978
State of California Department of Justice February 2006 - Present
State of California Department of Justice November 2001 - January 2006
McCutchen, Doyle, Brown & Enersen 1997 - 2001
United States District Court for the Northern District of California 1996 - 1997
CS First Boston 1993 - 1995
Shearman & Sterling 1992 - 1993
PaineWebber 1984 - 1988
Skills
Civil Litigation, Environmental Law, Trials, Motions, Depositions, Corporate Law, Public Policy, Appeals
Education
University of California, Berkeley - School of Law 1989 — 1992
J.D.
Harvard University 1978 — 1983
AB, magna cum laude, Social Studies
The Spence School/Acalanes High School 1974 — 1978
Raymond Robertello's PaineWebber Experience 1997 - November 2000
Job Assistant Director of Compliance at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services April 1997 - Present
PaineWebber 1997 - November 2000
Smith Barney 1993 - 1997
Shearson 1988 - 1993
Skills
FINRA
Education
Fairleigh Dickinson University 1981 — 1985
Bachelor's degree, Business Administration and Management, General
UBS Financial Services April 1997 - Present
PaineWebber 1997 - November 2000
Smith Barney 1993 - 1997
Shearson 1988 - 1993
Skills
FINRA
Education
Fairleigh Dickinson University 1981 — 1985
Bachelor's degree, Business Administration and Management, General
Stephen Gerber, CFA's PaineWebber Experience 1994 - 1996
Job Executive Consultant at Morgan Clarke Enterprises
Industry Financial Services
Experience
Resources Global Professionals March 2014 - Present
Morgan Clarke Enterprises March 2012 - February 2014
Lehman Brothers Holdings Inc. September 2008 - December 2011
Lehman Brothers April 2006 - September 2008
Dexia Credit Local May 2003 - April 2006
Gerber Consulting June 2001 - May 2003
Globecon July 1998 - June 2001
PaineWebber 1994 - 1996
Skills
Derivatives, Trading Systems, Hedging, Product Control, Middle Office, Structured Products, CDS, FX Options, Credit Derivatives, Risk Management, Foreign Exchange, Fixed Income, Equity Derivatives, Trading, ABS, Valuation, Market Risk, Capital Markets, VAR, Treasury, Bloomberg, Equity Trading, Portfolio Management, Proprietary Trading, Hedge Funds, MBS, Financial Risk, Credit Risk, Credit, Interest Rate..., Bonds, Equities, Alternative Investments, Asset Management, Electronic Trading, Emerging Markets, Financial Markets, Financial Structuring, Investment Banking, Options, Securities, Securitization, Structured Finance, Swaps, Commodity, Series 7, Investment Management
Education
Indiana University - Kelley School of Business 1996 — 1998
MBA, Finance
Florida International University 1989 — 1993
BBA, Finance - International Business
Miami Beach Senior High 1985 — 1989
Diploma, High School
Resources Global Professionals March 2014 - Present
Morgan Clarke Enterprises March 2012 - February 2014
Lehman Brothers Holdings Inc. September 2008 - December 2011
Lehman Brothers April 2006 - September 2008
Dexia Credit Local May 2003 - April 2006
Gerber Consulting June 2001 - May 2003
Globecon July 1998 - June 2001
PaineWebber 1994 - 1996
Skills
Derivatives, Trading Systems, Hedging, Product Control, Middle Office, Structured Products, CDS, FX Options, Credit Derivatives, Risk Management, Foreign Exchange, Fixed Income, Equity Derivatives, Trading, ABS, Valuation, Market Risk, Capital Markets, VAR, Treasury, Bloomberg, Equity Trading, Portfolio Management, Proprietary Trading, Hedge Funds, MBS, Financial Risk, Credit Risk, Credit, Interest Rate..., Bonds, Equities, Alternative Investments, Asset Management, Electronic Trading, Emerging Markets, Financial Markets, Financial Structuring, Investment Banking, Options, Securities, Securitization, Structured Finance, Swaps, Commodity, Series 7, Investment Management
Education
Indiana University - Kelley School of Business 1996 — 1998
MBA, Finance
Florida International University 1989 — 1993
BBA, Finance - International Business
Miami Beach Senior High 1985 — 1989
Diploma, High School
Bart Breakstone's PaineWebber Experience 1987 - 2001
Job Managing Director at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. May 2011 - Present
UBS October 1987 - May 2011
Paine Webber October 1987 - April 2001
PaineWebber 1987 - 2001
Chemical Bank 1981 - 1987
Education
New York University - Leonard N. Stern School of Business 1985 — 1987
MBA, Finance
Hobart and William Smith Colleges 1977 — 1981
B.A., Economics with minor in Math
Robert W. Baird & Co. May 2011 - Present
UBS October 1987 - May 2011
Paine Webber October 1987 - April 2001
PaineWebber 1987 - 2001
Chemical Bank 1981 - 1987
Education
New York University - Leonard N. Stern School of Business 1985 — 1987
MBA, Finance
Hobart and William Smith Colleges 1977 — 1981
B.A., Economics with minor in Math
Sonya Wenz's PaineWebber Experience July 1988 - September 1989
Job Executive Director at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley July 2009 - Present
Goldman Sachs December 1994 - May 2009
EJV Partners December 1992 - December 1993
LexisNexis 1989 - 1992
PaineWebber July 1988 - September 1989
Paine Webber 1987 - 1989
Education
Hofstra University 1982 — 1984
Cold Spring Harbor high school 1975 — 1980
Morgan Stanley July 2009 - Present
Goldman Sachs December 1994 - May 2009
EJV Partners December 1992 - December 1993
LexisNexis 1989 - 1992
PaineWebber July 1988 - September 1989
Paine Webber 1987 - 1989
Education
Hofstra University 1982 — 1984
Cold Spring Harbor high school 1975 — 1980
Kenneth Mino's PaineWebber Experience 1999 - 2000
Job Vice President at Citigroup Global Markets, Inc.
Industry Financial Services
Experience
Citigroup Global Markets, Inc. 2013 - Present
KCM Consulting Corporation 2009 - 2013
MF Global Ltd. 2007 - 2009
KCM Consulting Corporation 2007 - 2007
UBS Wealth Management 2006 - 2006
UBS Wealth Management 2000 - 2006
PaineWebber 1999 - 2000
Prudential Securities 1995 - 1999
Merrill Lynch 1992 - 1993
Shearson Lehman Brothers 1988 - 1992
Skills
Credit Risk, Capital Markets, Securities, Credit, Derivatives, Equities, Collateral Management, Finance, Hedge Funds, Commodity, Investment Banking, Fixed Income, Structured Products, Trading, Options, Market Risk, FX Options
Education
Fordham University
Citigroup Global Markets, Inc. 2013 - Present
KCM Consulting Corporation 2009 - 2013
MF Global Ltd. 2007 - 2009
KCM Consulting Corporation 2007 - 2007
UBS Wealth Management 2006 - 2006
UBS Wealth Management 2000 - 2006
PaineWebber 1999 - 2000
Prudential Securities 1995 - 1999
Merrill Lynch 1992 - 1993
Shearson Lehman Brothers 1988 - 1992
Skills
Credit Risk, Capital Markets, Securities, Credit, Derivatives, Equities, Collateral Management, Finance, Hedge Funds, Commodity, Investment Banking, Fixed Income, Structured Products, Trading, Options, Market Risk, FX Options
Education
Fordham University
Jay Folz, CFA's PaineWebber Experience March 1994 - March 1997
Job Senior Vice President at Private Capital Management
Industry Investment Management
Experience
Private Capital Management, L.P. April 2003 - Present
Polen Capital Management 1997 - 2003
PaineWebber March 1994 - March 1997
Skills
Portfolio Management, Investment Management, Alternative Investments, Hedge Funds, Asset Allocation, Asset Management, Investment Strategies
Education
Indiana University Bloomington 1990 — 1993
Bachelor of Science (B.S.), Finance
Transylvania University 1988 — 1990
Lafayette High School 1985 — 1988
Lexington School
Private Capital Management, L.P. April 2003 - Present
Polen Capital Management 1997 - 2003
PaineWebber March 1994 - March 1997
Skills
Portfolio Management, Investment Management, Alternative Investments, Hedge Funds, Asset Allocation, Asset Management, Investment Strategies
Education
Indiana University Bloomington 1990 — 1993
Bachelor of Science (B.S.), Finance
Transylvania University 1988 — 1990
Lafayette High School 1985 — 1988
Lexington School
Gary Sabshon's PaineWebber Experience 1985 - 1988
Job Head of Manager Research Global Hedge Funds at Aviva Investors North America
Industry Financial Services
Experience
Aviva Investors North America February 2011 - Present
Tremont Capital 2002 - 2009
BlackRock 2000 - 2002
Ernst & Young 1998 - 2000
Reuters 1995 - 1998
Mabon Securities 1993 - 1995
Shearson Lehman Brothers 1990 - 1991
Smith Barney 1988 - 1990
PaineWebber 1985 - 1988
Skills
Fixed Income, Equities, Emerging Markets, Risk Management, Credit, Macro, Hedge Funds, Fund Of Funds, Alternative Investments, Asset Allocation, Portfolio Management, Derivatives, Asset Management, Investment Strategies, Investments, Due Diligence, Global Macro, Bonds, Equity Derivatives, Options, Hedging, Financial Markets, Investment Advisory, Investor Relations, Risk, Asset Managment, Credit Derivatives, Financial Risk, Financial Services, Mutual Funds
Education
University of Chicago 1991 — 1993
MBA, Finance, Statistics and Accounting
Hofstra University 1979 — 1983
BS, Music, Minor in Marketing
Mepham High School
Mepham High School
Aviva Investors North America February 2011 - Present
Tremont Capital 2002 - 2009
BlackRock 2000 - 2002
Ernst & Young 1998 - 2000
Reuters 1995 - 1998
Mabon Securities 1993 - 1995
Shearson Lehman Brothers 1990 - 1991
Smith Barney 1988 - 1990
PaineWebber 1985 - 1988
Skills
Fixed Income, Equities, Emerging Markets, Risk Management, Credit, Macro, Hedge Funds, Fund Of Funds, Alternative Investments, Asset Allocation, Portfolio Management, Derivatives, Asset Management, Investment Strategies, Investments, Due Diligence, Global Macro, Bonds, Equity Derivatives, Options, Hedging, Financial Markets, Investment Advisory, Investor Relations, Risk, Asset Managment, Credit Derivatives, Financial Risk, Financial Services, Mutual Funds
Education
University of Chicago 1991 — 1993
MBA, Finance, Statistics and Accounting
Hofstra University 1979 — 1983
BS, Music, Minor in Marketing
Mepham High School
Mepham High School
Joe Schultz, CFA's PaineWebber Experience 1994 - 2000
Job Head of Intermediary Sales, Senior Vice President at American Century Investments
Industry Financial Services
Experience
American Century Investments April 2013 - Present
Goldman Sachs July 2006 - April 2013
Prudential Financial 2000 - 2006
PaineWebber 1994 - 2000
Skills
Team Leadership, Talent Developer, Communication Skills, Strategic Planning
Education
Fordham University 1990 — 1994
BS, Finance/Economics
American Century Investments April 2013 - Present
Goldman Sachs July 2006 - April 2013
Prudential Financial 2000 - 2006
PaineWebber 1994 - 2000
Skills
Team Leadership, Talent Developer, Communication Skills, Strategic Planning
Education
Fordham University 1990 — 1994
BS, Finance/Economics
Edward J. Lynch, CFP's PaineWebber Experience March 1988 - June 1997
Job Fee Only Financial Planning
Industry Financial Services
Experience
Sole Practitioner, Financial Planning 2013 - Present
Maxim Group LLC 2010 - 2013
Barnard Jacobs Mellet USA LLC June 1997 - July 2010
FPANY 2001 - 2006
PaineWebber March 1988 - June 1997
Skills
Bonds, Bloomberg, Securities, Asset Management, Portfolio Management, Investments, Trading, Mutual Funds, Wealth Management, Asset Allocation
Education
Fordham University - Graduate School of Business Administration
Master of Business Administration (M.B.A.), Finance
Chaminade High School
High School
Villanova University
Bachelor's Degree, Economics And History
Sole Practitioner, Financial Planning 2013 - Present
Maxim Group LLC 2010 - 2013
Barnard Jacobs Mellet USA LLC June 1997 - July 2010
FPANY 2001 - 2006
PaineWebber March 1988 - June 1997
Skills
Bonds, Bloomberg, Securities, Asset Management, Portfolio Management, Investments, Trading, Mutual Funds, Wealth Management, Asset Allocation
Education
Fordham University - Graduate School of Business Administration
Master of Business Administration (M.B.A.), Finance
Chaminade High School
High School
Villanova University
Bachelor's Degree, Economics And History
John Linsenmeyer, CIMA®'s PaineWebber Experience July 2001 - January 2003
Job PNC Capital Advisors
Industry Financial Services
Experience
PNC Capital Advisors February 2008 - Present
UBS Global Asset Management July 2004 - February 2008
UBS February 2003 - July 2004
PaineWebber July 2001 - January 2003
PaineWebber July 2000 - April 2001
Skills
Alternative Investments, Asset Allocation
Education
Fordham Gabelli School of Business 2006 — 2008
MBA, Global Management
Villanova University 1996 — 2000
Finance
PNC Capital Advisors February 2008 - Present
UBS Global Asset Management July 2004 - February 2008
UBS February 2003 - July 2004
PaineWebber July 2001 - January 2003
PaineWebber July 2000 - April 2001
Skills
Alternative Investments, Asset Allocation
Education
Fordham Gabelli School of Business 2006 — 2008
MBA, Global Management
Villanova University 1996 — 2000
Finance
Colin Hannaway's PaineWebber Experience 1997 - 1998
Job Finance
Industry Investment Banking
Experience
Probitas Partners October 2013 - Present
Pierpont Securities 2011 - Present
Merchant Banking 2009 - 2011
HSBC 2004 - 2009
Sterling Grace LLC 2002 - 2004
J.P. Morgan 1998 - 2002
PaineWebber 1997 - 1998
Education
Georgetown University
MBA
Tulane University
Sewickley Academy
Probitas Partners October 2013 - Present
Pierpont Securities 2011 - Present
Merchant Banking 2009 - 2011
HSBC 2004 - 2009
Sterling Grace LLC 2002 - 2004
J.P. Morgan 1998 - 2002
PaineWebber 1997 - 1998
Education
Georgetown University
MBA
Tulane University
Sewickley Academy
Daniel McNulty's PaineWebber Experience June 1995 - March 2001
Job VP at BBH
Industry Financial Services
Experience
BROWN BROTHERS HARRIMAN & CO January 2008 - Present
Mutual Fund Services May 2006 - January 2008
Morgan Stanley December 2003 - May 2006
Morgan Stanley March 2001 - April 2006
Morgan Stanley March 2001 - December 2003
UBS June 1995 - March 2001
PaineWebber June 1995 - March 2001
SMITH BARNEY INC January 1994 - June 1995
PRUDENTIAL SECURITIES INC July 1991 - January 1994
Skills
Risk Management, Mutual Funds, Hedge Funds, Financial Services, Trading, Alternative Investments, Securities, Fixed Income, Financial Risk, Asset Management, Bloomberg, Equities, Account Reconciliation, Settlement, Derivatives, Back Office, Corporate Actions, Series 7, Capital Markets, Investments, Options, Series 63, Financial Markets, Wealth Management, Asset Allocation, Trading Systems, Portfolio Management, Operational Risk, Global Custody, AML, FINRA, Relationship Management, Investment Banking, Series 24, Investment Advisory
Education
Fordham University 1987 — 1991
ba, economics
Fordham University 1987 — 1991
Bachelor of Arts, Economics
Saint Peter's University
MBA
BROWN BROTHERS HARRIMAN & CO January 2008 - Present
Mutual Fund Services May 2006 - January 2008
Morgan Stanley December 2003 - May 2006
Morgan Stanley March 2001 - April 2006
Morgan Stanley March 2001 - December 2003
UBS June 1995 - March 2001
PaineWebber June 1995 - March 2001
SMITH BARNEY INC January 1994 - June 1995
PRUDENTIAL SECURITIES INC July 1991 - January 1994
Skills
Risk Management, Mutual Funds, Hedge Funds, Financial Services, Trading, Alternative Investments, Securities, Fixed Income, Financial Risk, Asset Management, Bloomberg, Equities, Account Reconciliation, Settlement, Derivatives, Back Office, Corporate Actions, Series 7, Capital Markets, Investments, Options, Series 63, Financial Markets, Wealth Management, Asset Allocation, Trading Systems, Portfolio Management, Operational Risk, Global Custody, AML, FINRA, Relationship Management, Investment Banking, Series 24, Investment Advisory
Education
Fordham University 1987 — 1991
ba, economics
Fordham University 1987 — 1991
Bachelor of Arts, Economics
Saint Peter's University
MBA
Denise Patton Nichols's PaineWebber Experience 1992 - 1997
Job Global Head of Talent Acquisition at Marsh & McLennan Companies, Inc.
Industry Financial Services
Experience
Marsh & McLennan Companies, Inc. March 2014 - Present
Marsh March 2012 - March 2014
Marsh 2004 - March 2012
Simpata 2002 - 2003
AlphaDog 2000 - 2001
Alphadog Procurement Management 2000 - 2001
Merrill Lynch 1997 - 2000
PaineWebber 1992 - 1997
Skills
Talent Management, Employee Engagement, Performance Management, Organizational..., Organizational Design, Executive Coaching, Leadership, Employee Relations, Executive Management, Personnel Management, Succession Planning, Recruiting, Human Resources, Leadership Development, Onboarding, Employee Benefits
Education
Hofstra University
BA, Psychology
Marsh & McLennan Companies, Inc. March 2014 - Present
Marsh March 2012 - March 2014
Marsh 2004 - March 2012
Simpata 2002 - 2003
AlphaDog 2000 - 2001
Alphadog Procurement Management 2000 - 2001
Merrill Lynch 1997 - 2000
PaineWebber 1992 - 1997
Skills
Talent Management, Employee Engagement, Performance Management, Organizational..., Organizational Design, Executive Coaching, Leadership, Employee Relations, Executive Management, Personnel Management, Succession Planning, Recruiting, Human Resources, Leadership Development, Onboarding, Employee Benefits
Education
Hofstra University
BA, Psychology
William Connolly's PaineWebber Experience March 1996 - January 2000
Job Director, KeyBanc Capital Markets
Industry Investment Banking
Experience
KeyBank July 2013 - Present
BNP Paribas September 2010 - June 2013
BGC Partners March 2008 - September 2010
UBS Investment Bank January 2000 - October 2007
PaineWebber March 1996 - January 2000
Kidder Peabody October 1986 - February 1995
Skills
MBS, Loans, FINRA, ABS, Derivatives, Hedge Funds, Trading, Equities, Capital Markets, Fixed Income, CMBS, Bonds, Bloomberg
Education
Iona College
KeyBank July 2013 - Present
BNP Paribas September 2010 - June 2013
BGC Partners March 2008 - September 2010
UBS Investment Bank January 2000 - October 2007
PaineWebber March 1996 - January 2000
Kidder Peabody October 1986 - February 1995
Skills
MBS, Loans, FINRA, ABS, Derivatives, Hedge Funds, Trading, Equities, Capital Markets, Fixed Income, CMBS, Bonds, Bloomberg
Education
Iona College
Roberts Brokaw III's PaineWebber Experience April 1997 - April 2000
Job Managing Director, Roberts Brokaw LLC
Industry Investment Banking
Experience
Roberts Brokaw LLC September 2002 - Present
Analysis Group 2010 - Present
The Michel-Shaked Group 2002 - Present
Delaware Art Museum June 2011 - Present
OperaDelaware June 2011 - Present
Music with a Mission 2012 - Present
Bear Stearns May 2000 - April 2002
NYU Stern School of Business February 1997 - June 2000
PaineWebber April 1997 - April 2000
Merrill Lynch September 1974 - March 1997
Skills
Investment Banking, Corporate Finance, Mergers, Valuation, Bankruptcy, Capital Markets, Private Equity, Private Placements, Investment Banking..., Convertible Securities, Due Diligence Standards, Complex Equity..., Spin-offs, Financial Structuring, Investments, Fixed Income, Mergers & Acquisitions, Finance, Equities, Strategy, Divestitures, Business Valuation, Financial Advisory, Emerging Markets, Due Diligence, Restructuring, Securities, Structured Finance, IPO, Alternative Investments, Hedge Funds
Education
Harvard Business School 1972 — 1974
MBA, Finance
Yale University 1968 — 1972
BA & MA (Joint), Economics
Tower Hill 1956 — 1968
Roberts Brokaw LLC September 2002 - Present
Analysis Group 2010 - Present
The Michel-Shaked Group 2002 - Present
Delaware Art Museum June 2011 - Present
OperaDelaware June 2011 - Present
Music with a Mission 2012 - Present
Bear Stearns May 2000 - April 2002
NYU Stern School of Business February 1997 - June 2000
PaineWebber April 1997 - April 2000
Merrill Lynch September 1974 - March 1997
Skills
Investment Banking, Corporate Finance, Mergers, Valuation, Bankruptcy, Capital Markets, Private Equity, Private Placements, Investment Banking..., Convertible Securities, Due Diligence Standards, Complex Equity..., Spin-offs, Financial Structuring, Investments, Fixed Income, Mergers & Acquisitions, Finance, Equities, Strategy, Divestitures, Business Valuation, Financial Advisory, Emerging Markets, Due Diligence, Restructuring, Securities, Structured Finance, IPO, Alternative Investments, Hedge Funds
Education
Harvard Business School 1972 — 1974
MBA, Finance
Yale University 1968 — 1972
BA & MA (Joint), Economics
Tower Hill 1956 — 1968
Charles Ripoll's PaineWebber Experience August 1997 - November 2000
Job Executive Director at JPMorgan Securities Inc.
Industry Financial Services
Experience
JP Morgan June 2008 - Present
Bear Stearns January 2001 - June 2008
PaineWebber August 1997 - November 2000
Nomura October 1994 - August 1997
Education
Fordham University 1989 — 1993
BS, Business Administration
JP Morgan June 2008 - Present
Bear Stearns January 2001 - June 2008
PaineWebber August 1997 - November 2000
Nomura October 1994 - August 1997
Education
Fordham University 1989 — 1993
BS, Business Administration
Lesley Roberts's PaineWebber Experience January 1997 - January 1999
Job AVP Finance Business Partner at Christie
Industry Retail
Experience
Christie's April 2014 - Present
Christie's September 2011 - Present
Franklin Elementary School PTA 2010 - 2014
Liz Claiborne April 2006 - March 2008
Liz Claiborne March 2003 - April 2006
Liz Claiborne Cosmetics 2003 - 2004
Liz Claiborne November 2000 - March 2003
Prism Communications/ Comdisco, Inc. January 2000 - November 2000
CIBC Oppenheimer January 1999 - January 2000
PaineWebber January 1997 - January 1999
Skills
JD Edwards, Forecasting, Essbase, Trend Analysis, EDI, Financial Analysis, Business Analysis, Hyperion Enterprise, Financial Reporting, Finance, Process Improvement, Sarbanes-Oxley Act, PeopleSoft, Financial Modeling, Business Process..., Analysis, Management, Retail, Budgets, Strategy
Education
Fairleigh Dickinson University 1988 — 1992
Bachelors of Science, Business Management
Christie's April 2014 - Present
Christie's September 2011 - Present
Franklin Elementary School PTA 2010 - 2014
Liz Claiborne April 2006 - March 2008
Liz Claiborne March 2003 - April 2006
Liz Claiborne Cosmetics 2003 - 2004
Liz Claiborne November 2000 - March 2003
Prism Communications/ Comdisco, Inc. January 2000 - November 2000
CIBC Oppenheimer January 1999 - January 2000
PaineWebber January 1997 - January 1999
Skills
JD Edwards, Forecasting, Essbase, Trend Analysis, EDI, Financial Analysis, Business Analysis, Hyperion Enterprise, Financial Reporting, Finance, Process Improvement, Sarbanes-Oxley Act, PeopleSoft, Financial Modeling, Business Process..., Analysis, Management, Retail, Budgets, Strategy
Education
Fairleigh Dickinson University 1988 — 1992
Bachelors of Science, Business Management
Bessie Mitskaris's PaineWebber Experience 1999 - 2001
Job Digital Sales and Marketing Manager at Wells Fargo
Industry Financial Services
Experience
Wells Fargo 2013 - Present
Teach With Africa 2008 - 2014
UniRush,LLC 2012 - 2012
Charles Schwab & Co. 2006 - 2011
Franklin Templeton Investments 2003 - 2006
Dreyfus 2001 - 2003
PaineWebber 1999 - 2001
JP Morgan 1997 - 1999
Skills
Product Management, Competitive Analysis, Product Marketing, Financial Services, Mutual Funds, Product Development, Analytics, Relationship Management, Marketing, Marketing Strategy, Strategic Planning, Series 6, Consumer Behaviour, Strategy, Strategic Partnerships, Cross-functional Team..., Direct Marketing, Digital Marketing, Market Research, Customer Acquisition, CRM, Finance, Banking, Brand Management, Segmentation
Education
Iona College 2003 — 2005
MBA
Fordham University
BS
Wells Fargo 2013 - Present
Teach With Africa 2008 - 2014
UniRush,LLC 2012 - 2012
Charles Schwab & Co. 2006 - 2011
Franklin Templeton Investments 2003 - 2006
Dreyfus 2001 - 2003
PaineWebber 1999 - 2001
JP Morgan 1997 - 1999
Skills
Product Management, Competitive Analysis, Product Marketing, Financial Services, Mutual Funds, Product Development, Analytics, Relationship Management, Marketing, Marketing Strategy, Strategic Planning, Series 6, Consumer Behaviour, Strategy, Strategic Partnerships, Cross-functional Team..., Direct Marketing, Digital Marketing, Market Research, Customer Acquisition, CRM, Finance, Banking, Brand Management, Segmentation
Education
Iona College 2003 — 2005
MBA
Fordham University
BS
Geri Fallo's PaineWebber Experience 1993 - 1995
Job Director of Cultural Affairs at City of Hoboken
Industry Events Services
Experience
City of Hoboken April 1994 - Present
PaineWebber 1993 - 1995
Jersey Journal 1990 - 1993
ColorMasters, Inc. 1979 - 1985
Skills
Theatre, Festivals, Social Media, Magazines, Film, Event Planning, Music, Public Speaking, Editing, Nonprofits, Fundraising, Microsoft Office, Event Management, Art, Marketing, Graphics, Publications, Pre-press, Negotiation, Enquiries, Music Production, Public Relations, Microsoft Excel, Government, Community Outreach, Customer Service, Marketing Strategy, PowerPoint, Research, Leadership, Strategic Planning, Program Management, Non-profits, Marketing Communications, Advertising, System Administration
Education
Fashion Institute of Technology
Fashion Design, Computer Graphics
Ramapo College of New Jersey
Fine Arts, Sociology, World Music
Ridgefield Memorial High School
Academic, Academic
Syracuse University
Illustration, Photography, Graphic Design, SIlkscreen, Photography, Costume Design
City of Hoboken April 1994 - Present
PaineWebber 1993 - 1995
Jersey Journal 1990 - 1993
ColorMasters, Inc. 1979 - 1985
Skills
Theatre, Festivals, Social Media, Magazines, Film, Event Planning, Music, Public Speaking, Editing, Nonprofits, Fundraising, Microsoft Office, Event Management, Art, Marketing, Graphics, Publications, Pre-press, Negotiation, Enquiries, Music Production, Public Relations, Microsoft Excel, Government, Community Outreach, Customer Service, Marketing Strategy, PowerPoint, Research, Leadership, Strategic Planning, Program Management, Non-profits, Marketing Communications, Advertising, System Administration
Education
Fashion Institute of Technology
Fashion Design, Computer Graphics
Ramapo College of New Jersey
Fine Arts, Sociology, World Music
Ridgefield Memorial High School
Academic, Academic
Syracuse University
Illustration, Photography, Graphic Design, SIlkscreen, Photography, Costume Design
Robert O'Malley's PaineWebber Experience 1994 - 2000
Job Director at UBS Investment Bank
Industry Computer Software
Experience
UBS Investment Bank August 1994 - Present
PaineWebber 1994 - 2000
SIAC 1989 - August 1994
Skills
Sybase, Business Analysis, Bloomberg, Middle Office, Unix, Investment Banking, Fixed Income, Capital Markets, WebSphere MQ
Education
Fairleigh Dickinson University 1977 — 1982
Bachelor of Science (BS), Computer Science
UBS Investment Bank August 1994 - Present
PaineWebber 1994 - 2000
SIAC 1989 - August 1994
Skills
Sybase, Business Analysis, Bloomberg, Middle Office, Unix, Investment Banking, Fixed Income, Capital Markets, WebSphere MQ
Education
Fairleigh Dickinson University 1977 — 1982
Bachelor of Science (BS), Computer Science
Rick Holzinger's PaineWebber Experience 1987 - 1989
Job Head of Investor Relations at Build America Mutual Assurance Company
Industry Financial Services
Experience
Build America Mutual Assurance Company August 2012 - Present
Greens Farms Academy 2010 - Present
CIFG January 2009 - Present
FTI Consulting, Inc. April 2010 - July 2012
Financial Security Assurance 1996 - 2008
Bankers Trust 1989 - 1996
PaineWebber 1987 - 1989
Dewey Ballantine LLP 1983 - 1985
Skills
Structured Finance, Fixed Income, Investments, Project Finance, Finance, Capital Markets, Securitization, Due Diligence, Financial Structuring, Investment Banking, Securities, ABS, Structured Products
Education
The University of Texas School of Law 1979 — 1982
JD, with honors, Law
Harvard University 1975 — 1979
Bachelor of Arts, Government and Economics
Build America Mutual Assurance Company August 2012 - Present
Greens Farms Academy 2010 - Present
CIFG January 2009 - Present
FTI Consulting, Inc. April 2010 - July 2012
Financial Security Assurance 1996 - 2008
Bankers Trust 1989 - 1996
PaineWebber 1987 - 1989
Dewey Ballantine LLP 1983 - 1985
Skills
Structured Finance, Fixed Income, Investments, Project Finance, Finance, Capital Markets, Securitization, Due Diligence, Financial Structuring, Investment Banking, Securities, ABS, Structured Products
Education
The University of Texas School of Law 1979 — 1982
JD, with honors, Law
Harvard University 1975 — 1979
Bachelor of Arts, Government and Economics
Mark Hanratty, CFA's PaineWebber Experience 1991 - 1998
Job Analyst
Industry Investment Management
Experience
Yake & Associates, Inc. & Integrity Management Corp. January 2011 - Present
CFA Society Stamford 2015 - 2015
Thesis Fund Management December 2009 - September 2010
Asterion June 2008 - December 2009
Och-Ziff June 2006 - January 2008
Pequot Capital Management June 2005 - May 2006
Pequot Capital Management September 2001 - June 2005
Scudder Kemper 1998 - 2001
PaineWebber 1991 - 1998
Skills
Portfolio Management, Equity Research, Asset Managment, Valuation, Alternative Investments, Sell Side, Buy-side, Hedge Funds, Private Equity, Investments, Equities, Investment Management, Asset Management, Mentoring, Mutual Funds, Trading
Education
Fordham University 1986 — 1990
BS, Economics/Finance
Yake & Associates, Inc. & Integrity Management Corp. January 2011 - Present
CFA Society Stamford 2015 - 2015
Thesis Fund Management December 2009 - September 2010
Asterion June 2008 - December 2009
Och-Ziff June 2006 - January 2008
Pequot Capital Management June 2005 - May 2006
Pequot Capital Management September 2001 - June 2005
Scudder Kemper 1998 - 2001
PaineWebber 1991 - 1998
Skills
Portfolio Management, Equity Research, Asset Managment, Valuation, Alternative Investments, Sell Side, Buy-side, Hedge Funds, Private Equity, Investments, Equities, Investment Management, Asset Management, Mentoring, Mutual Funds, Trading
Education
Fordham University 1986 — 1990
BS, Economics/Finance
Frank DeSantis, CFA's PaineWebber Experience May 1989 - May 1991
Job Consultant
Industry Investment Management
Experience
Cyprium Capital LLC January 2011 - Present
Cyprium Capital LLC May 2009 - December 2010
Copper Beech Capital Management Inc. September 2000 - October 2007
Donaldson, Lufkin & Jenrette June 1996 - March 2000
Donaldson, Lufkin & Jenrette May 1991 - June 1996
PaineWebber May 1989 - May 1991
Smith Barney Harris Upham & Co. May 1987 - May 1989
National Bank of Detroit June 1985 - May 1987
Skills
Hedge Funds, Equities, Investments, Portfolio Management, Equity Research, Alternative Investments, Valuation, Financial Modeling, Securities, Investment Strategies, Trading, Financial Analysis, Due Diligence, Investment Advisory, Bloomberg, Asset Allocation, Credit, Bonds, Banking, Equity Trading, Risk Management, Structured Finance, Derivatives, Mutual Funds, Financial Services, Emerging Markets, Strategy, Investment Management, Asset Management
Education
Indiana University - Kelley School of Business 1983 — 1985
MBA, Finance and Accounting
Purdue University - Krannert School of Management 1979 — 1983
BSIM, Industrial Management
Cyprium Capital LLC January 2011 - Present
Cyprium Capital LLC May 2009 - December 2010
Copper Beech Capital Management Inc. September 2000 - October 2007
Donaldson, Lufkin & Jenrette June 1996 - March 2000
Donaldson, Lufkin & Jenrette May 1991 - June 1996
PaineWebber May 1989 - May 1991
Smith Barney Harris Upham & Co. May 1987 - May 1989
National Bank of Detroit June 1985 - May 1987
Skills
Hedge Funds, Equities, Investments, Portfolio Management, Equity Research, Alternative Investments, Valuation, Financial Modeling, Securities, Investment Strategies, Trading, Financial Analysis, Due Diligence, Investment Advisory, Bloomberg, Asset Allocation, Credit, Bonds, Banking, Equity Trading, Risk Management, Structured Finance, Derivatives, Mutual Funds, Financial Services, Emerging Markets, Strategy, Investment Management, Asset Management
Education
Indiana University - Kelley School of Business 1983 — 1985
MBA, Finance and Accounting
Purdue University - Krannert School of Management 1979 — 1983
BSIM, Industrial Management
Jack Fleming's PaineWebber Experience October 1998 - October 2001
Job Senior Vice President Investment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC October 2001 - Present
Wells Fargo Advisors, LLC October 2009 - April 2012
Wachovia, A Wells Fargo Company November 2001 - October 2009
PaineWebber October 1998 - October 2001
Crazy Papa's March 1984 - September 1989
Bagel Inn January 1978 - August 1982
Education
Florida State University 1980 — 1981
Certified Financial Planner, Finance
Manatee Community College 1978 — 1978
Associates Degree, Finance
Riverview Highschool 1977 — 1978
Island Trees High School 1974 — 1977
Wells Fargo Advisors, LLC October 2001 - Present
Wells Fargo Advisors, LLC October 2009 - April 2012
Wachovia, A Wells Fargo Company November 2001 - October 2009
PaineWebber October 1998 - October 2001
Crazy Papa's March 1984 - September 1989
Bagel Inn January 1978 - August 1982
Education
Florida State University 1980 — 1981
Certified Financial Planner, Finance
Manatee Community College 1978 — 1978
Associates Degree, Finance
Riverview Highschool 1977 — 1978
Island Trees High School 1974 — 1977
Bruce Quinn's PaineWebber Experience August 1981 - September 1989
Job Senior Managing Director Equity Resource Investments
Industry Commercial Real Estate
Experience
Equity Resource Investments LLC December 2008 - Present
CIT March 2006 - November 2008
Cushman & Wakefield August 2001 - April 2006
JPMorgan Chase November 1993 - January 2001
Holberg Incorporated September 1989 - November 1993
PaineWebber August 1981 - September 1989
Education
University of Pennsylvania - The Wharton School 1979 — 1981
MBA, Finance
Georgetown University - The McDonough School of Business 1973 — 1976
BS, Finance
Equity Resource Investments LLC December 2008 - Present
CIT March 2006 - November 2008
Cushman & Wakefield August 2001 - April 2006
JPMorgan Chase November 1993 - January 2001
Holberg Incorporated September 1989 - November 1993
PaineWebber August 1981 - September 1989
Education
University of Pennsylvania - The Wharton School 1979 — 1981
MBA, Finance
Georgetown University - The McDonough School of Business 1973 — 1976
BS, Finance
Edmund Ludwig's PaineWebber Experience 1995 - 1997
Job Managing Director at Merit Capital Advisors
Industry Financial Services
Experience
Merit Capital Advisors April 2012 - Present
Dexia Global Structured Finance 2002 - April 2012
PricewaterhouseCoopers Securities 1998 - 2002
PaineWebber 1995 - 1997
Kidder Peabody 1993 - 1995
ICF Resources 1990 - 1993
Drexel Burnham Lambert 1987 - 1990
Pennsylvania Department of Public Welfare 1983 - 1986
Pennsylvania Governors Energy Council 1981 - 1983
Skills
M&A experience, Project Finance, Electric Power, Valuation, Equities, Corporate Development, Emerging Markets, Structured Finance, Business Valuation, Private Equity, Divestitures, Private Placements, Business Strategy, Leveraged Finance, Due Diligence, Financial Modeling, Corporate Finance
Education
Yale University - Yale School of Management 1986 — 1988
Masters in Public and Private Management (MPPM)
Harvard University 1977 — 1981
AB, Economics
Central Bucks High School West 1974 — 1977
Merit Capital Advisors April 2012 - Present
Dexia Global Structured Finance 2002 - April 2012
PricewaterhouseCoopers Securities 1998 - 2002
PaineWebber 1995 - 1997
Kidder Peabody 1993 - 1995
ICF Resources 1990 - 1993
Drexel Burnham Lambert 1987 - 1990
Pennsylvania Department of Public Welfare 1983 - 1986
Pennsylvania Governors Energy Council 1981 - 1983
Skills
M&A experience, Project Finance, Electric Power, Valuation, Equities, Corporate Development, Emerging Markets, Structured Finance, Business Valuation, Private Equity, Divestitures, Private Placements, Business Strategy, Leveraged Finance, Due Diligence, Financial Modeling, Corporate Finance
Education
Yale University - Yale School of Management 1986 — 1988
Masters in Public and Private Management (MPPM)
Harvard University 1977 — 1981
AB, Economics
Central Bucks High School West 1974 — 1977
John Balassi, MBA's PaineWebber Experience 1999 - 2001
Job Managing Investment Analyst | Client Portfolio Specialist | Product Strategist
Industry Financial Services
Experience
Thomson Reuters (IFR Markets) 2011 - Present
KCM (Fund of Hedge Funds) 2009 - 2010
UBS Investment Bank 2002 - 2008
PaineWebber 1999 - 2001
Skills
Fixed Income, Hedge Funds, Trading, Portfolio Management, Capital Markets, Derivatives, Market Analysis, Financial Markets, Asset Allocation, Investments, Risk Management, Asset Management, Investment Research, Product Specialists, Equities, Bloomberg, Bonds, Options, Structured Products, Investment Strategies, FX Options
Education
New York University - Leonard N. Stern School of Business
Master of Business Administration (MBA), SPECIALIZATIONS: Financial Instruments & Markets • Corporate Finance • Global Busines
American University
Gettysburg College
Thomson Reuters (IFR Markets) 2011 - Present
KCM (Fund of Hedge Funds) 2009 - 2010
UBS Investment Bank 2002 - 2008
PaineWebber 1999 - 2001
Skills
Fixed Income, Hedge Funds, Trading, Portfolio Management, Capital Markets, Derivatives, Market Analysis, Financial Markets, Asset Allocation, Investments, Risk Management, Asset Management, Investment Research, Product Specialists, Equities, Bloomberg, Bonds, Options, Structured Products, Investment Strategies, FX Options
Education
New York University - Leonard N. Stern School of Business
Master of Business Administration (MBA), SPECIALIZATIONS: Financial Instruments & Markets • Corporate Finance • Global Busines
American University
Gettysburg College
Asim Sim Sheikh's PaineWebber Experience April 1992 - July 2009
Job President of Sheikh Investments, Inc.
Industry Financial Services
Experience
Sheikh Investments, Inc. July 2009 - Present
PaineWebber April 1992 - July 2009
UBS Wealth Management April 1992 - July 2009
Skills
Retirement Planning, Mutual Funds, 401k, IRAs, Asset Management, Strategic Financial..., Fixed Annuities, Investments, Insurance, Finance, Series 7, Securities, Wealth Management, Bonds, Investment Advisory
Education
Franklin University 1989 — 1992
Bachelor of Science (B.S.), Finance and Marketing
Sheikh Investments, Inc. July 2009 - Present
PaineWebber April 1992 - July 2009
UBS Wealth Management April 1992 - July 2009
Skills
Retirement Planning, Mutual Funds, 401k, IRAs, Asset Management, Strategic Financial..., Fixed Annuities, Investments, Insurance, Finance, Series 7, Securities, Wealth Management, Bonds, Investment Advisory
Education
Franklin University 1989 — 1992
Bachelor of Science (B.S.), Finance and Marketing
John Rhea's PaineWebber Experience 1987 - 1990
Job Managing Partner at RHEAL Capital Management, LLC
Industry Real Estate
Experience
The Boston Consulting Group July 2014 - Present
RHEAL Capital Management, LLC March 2014 - Present
New York City Housing Authority (NYCHA) 2009 - 2014
Lehman Brothers 2005 - 2009
JPMorgan Chase 1997 - 2005
PepsiCo 1995 - 1997
The Boston Consulting Group 1992 - 1995
PaineWebber 1987 - 1990
Skills
Organizational..., Corporate Finance, Strategy Development, Mergers, Business Strategy, Corporate Development, Change Management, Investment Banking, Capital Markets, Business Development, Finance, Executive Management, Management, Strategic Planning, LBO, Budgets, Joint Ventures, Mergers & Acquisitions, Contract Negotiation, Venture Capital, Strategy, Leadership, Cross-functional Team..., Investments, Portfolio Management, Start-ups, Program Management, Financial Analysis, Due Diligence, Team Building, Analysis
Education
Harvard Business School 1990 — 1992
MBA, General Management
Wesleyan University 1983 — 1987
BA, Economics & Government
The Boston Consulting Group July 2014 - Present
RHEAL Capital Management, LLC March 2014 - Present
New York City Housing Authority (NYCHA) 2009 - 2014
Lehman Brothers 2005 - 2009
JPMorgan Chase 1997 - 2005
PepsiCo 1995 - 1997
The Boston Consulting Group 1992 - 1995
PaineWebber 1987 - 1990
Skills
Organizational..., Corporate Finance, Strategy Development, Mergers, Business Strategy, Corporate Development, Change Management, Investment Banking, Capital Markets, Business Development, Finance, Executive Management, Management, Strategic Planning, LBO, Budgets, Joint Ventures, Mergers & Acquisitions, Contract Negotiation, Venture Capital, Strategy, Leadership, Cross-functional Team..., Investments, Portfolio Management, Start-ups, Program Management, Financial Analysis, Due Diligence, Team Building, Analysis
Education
Harvard Business School 1990 — 1992
MBA, General Management
Wesleyan University 1983 — 1987
BA, Economics & Government
Elvira D'Agnese's PaineWebber Experience 1985 - 1992
Job Administrative Assistant at Siemens Financial Services
Industry Financial Services
Experience
Siemens Financial Services February 2008 - Present
Stony Brook Group January 2007 - February 2008
Regus April 2002 - December 2006
Painewebber 1985 - 1992
Skills
Microsoft Office, Outlook, Microsoft Excel, PowerPoint, Management, Time Management, Event Planning, Office Management, knowledge of Quickbooks, Receptionist Duties, Employee Relations, Human Resources, Administrative...
Education
Katherine Gibbs School 1984 — 1985
Business
Our Lady of Perpetual Help 1980 — 1984
HS Diploma
Siemens Financial Services February 2008 - Present
Stony Brook Group January 2007 - February 2008
Regus April 2002 - December 2006
Painewebber 1985 - 1992
Skills
Microsoft Office, Outlook, Microsoft Excel, PowerPoint, Management, Time Management, Event Planning, Office Management, knowledge of Quickbooks, Receptionist Duties, Employee Relations, Human Resources, Administrative...
Education
Katherine Gibbs School 1984 — 1985
Business
Our Lady of Perpetual Help 1980 — 1984
HS Diploma
Rudy. Gerlich's PaineWebber Experience 1996 - 2005
Job Counsel to the Head of Compliance at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank Counsel to the Head of ComplianceDeutsche Bank Securities2005 - Present
UBS Financial Services (f/k/a PaineWebber) April 1996 - October 2005
UBS Financial Services 1996 - 2005
UBS PaineWebber Inc. 1996 - 2005
PaineWebber 1996 - 2005
US Securities and Exchange Commission 1984 - 1994
Education
Georgetown University Law Center 1976 — 1979
J.D.
Georgetown University 1971 — 1979
BSFS, JD, International Economics and Finance, Law
Deutsche Bank Counsel to the Head of ComplianceDeutsche Bank Securities2005 - Present
UBS Financial Services (f/k/a PaineWebber) April 1996 - October 2005
UBS Financial Services 1996 - 2005
UBS PaineWebber Inc. 1996 - 2005
PaineWebber 1996 - 2005
US Securities and Exchange Commission 1984 - 1994
Education
Georgetown University Law Center 1976 — 1979
J.D.
Georgetown University 1971 — 1979
BSFS, JD, International Economics and Finance, Law
Darren McSpedon's PaineWebber Experience January 1998 - April 2001
Job Executive Director and Senior Associate General Counsel at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Wealth Management January 1998 - Present
UBS Wealth Management April 2005 - January 2008
UBS PaineWebber April 2001 - January 2005
PaineWebber January 1998 - April 2001
Seward & Kissel LLP September 1993 - January 1998
Skills
Financial Services, Broker-Dealer, Securities Regulation, Wealth Management, FINRA, Broker-Dealer Compliance, Equities, Restricted Stock, 10b5-1 Plans, Fixed Income, Alternative Investments, Mutual Funds, AML, Corporate Law, Broker-Dealer Operations, Global Custody, Data Retention, Precious Metals, Prime Brokerage, SEC, Securities
Education
Fordham University School of Law 1990 — 1993
J.D.
Williams College 1985 — 1989
B.A., History
Fordham Prep 1981 — 1985
UBS Wealth Management January 1998 - Present
UBS Wealth Management April 2005 - January 2008
UBS PaineWebber April 2001 - January 2005
PaineWebber January 1998 - April 2001
Seward & Kissel LLP September 1993 - January 1998
Skills
Financial Services, Broker-Dealer, Securities Regulation, Wealth Management, FINRA, Broker-Dealer Compliance, Equities, Restricted Stock, 10b5-1 Plans, Fixed Income, Alternative Investments, Mutual Funds, AML, Corporate Law, Broker-Dealer Operations, Global Custody, Data Retention, Precious Metals, Prime Brokerage, SEC, Securities
Education
Fordham University School of Law 1990 — 1993
J.D.
Williams College 1985 — 1989
B.A., History
Fordham Prep 1981 — 1985
Mike Smith, CRPC®, CRPS®'s PaineWebber Experience 1994 - 2000
Job VP, Product Manager Corporate Retirement Plans at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley April 2013 - Present
Merrill Lynch 2010 - 2012
UBS Wealth Management 2000 - 2008
PaineWebber 1994 - 2000
Follett Higher Education Group 1990 - April 1994
Skills
Financial Services, Wealth Management, Retirement Planning, Series 7, Risk Management, Management, Defined Contribution, Defined Benefit, IRAs, Financial Planning, Series 63, Strategic Financial..., Asset Allocation, Mutual Funds, Investment Advisory
Education
Seton Hall University 1988 — 1992
B.S., Finance
Fairleigh Dickinson University
Certificate, Financial Planning
Series 7,63,65,24
Morgan Stanley April 2013 - Present
Merrill Lynch 2010 - 2012
UBS Wealth Management 2000 - 2008
PaineWebber 1994 - 2000
Follett Higher Education Group 1990 - April 1994
Skills
Financial Services, Wealth Management, Retirement Planning, Series 7, Risk Management, Management, Defined Contribution, Defined Benefit, IRAs, Financial Planning, Series 63, Strategic Financial..., Asset Allocation, Mutual Funds, Investment Advisory
Education
Seton Hall University 1988 — 1992
B.S., Finance
Fairleigh Dickinson University
Certificate, Financial Planning
Series 7,63,65,24
Peter Jadrosich's PaineWebber Experience 1982 - 1997
Job Retired Asset Manager now Private Investor with focus on equities, bonds, real estate and venture capital.
Industry Investment Management
Experience
APG Asset Management April 2000 - February 2013
ABN AMRO Bank N.V. April 1999 - April 2000
UBS Global Asset Management April 1997 - April 1999
PaineWebber 1982 - 1997
Moody's Investors Service 1974 - 1982
Skills
Fixed Income, Economics, Investments, Asset Management, Leveraged Finance, Bloomberg, Financial Risk, Asset Managment, Credit Risk, Portfolio Management, Banking, Financial Markets, Asset Allocation, Investment Management, Hedge Funds, Bonds, Credit Derivatives, Finance, Derivatives, Valuation, Angel Investing, Equities, Quantitative Finance, Capital Markets, Structured Products, Market Risk, Financial Structuring, High Yield, Global Macro, Financial Modeling, Emerging Markets, Equity Valuation, Private Equity, Structured Finance, Equity Research, Investment Banking, Research, Alternative Investments, Utility Industry, Management, Trading, Securities
Education
Indiana University Bloomington 1968 — 1970
Master of Business Administration (MBA), Finance, General
APG Asset Management April 2000 - February 2013
ABN AMRO Bank N.V. April 1999 - April 2000
UBS Global Asset Management April 1997 - April 1999
PaineWebber 1982 - 1997
Moody's Investors Service 1974 - 1982
Skills
Fixed Income, Economics, Investments, Asset Management, Leveraged Finance, Bloomberg, Financial Risk, Asset Managment, Credit Risk, Portfolio Management, Banking, Financial Markets, Asset Allocation, Investment Management, Hedge Funds, Bonds, Credit Derivatives, Finance, Derivatives, Valuation, Angel Investing, Equities, Quantitative Finance, Capital Markets, Structured Products, Market Risk, Financial Structuring, High Yield, Global Macro, Financial Modeling, Emerging Markets, Equity Valuation, Private Equity, Structured Finance, Equity Research, Investment Banking, Research, Alternative Investments, Utility Industry, Management, Trading, Securities
Education
Indiana University Bloomington 1968 — 1970
Master of Business Administration (MBA), Finance, General
Boris Shir's PaineWebber Experience September 1995 - January 2000
Job Vice President at JPMorgan
Industry Financial Services
Experience
JPMorgan November 2013 - Present
Portigon AG (formerly known as WestLB AG) April 2004 - November 2013
UBS Investment Bank January 2000 - April 2004
PaineWebber September 1995 - January 2000
PaineWebber January 1992 - September 1995
Skills
Business Management, Strategic Planning, Project Management, Team Leadership and..., Change Management, Trading Room Operation, Project Finance, Market Risk, New Product Approval, New Deal Pipeline, Revenue, Expense and..., External and Internal..., Disaster Recovery, Operational Risk, Bilingual - Russian, Management, Banking, Trading, Capital Markets, Corporate Finance, Securities, Investment Banking, Structured Finance, Fixed Income, Hedge Funds, Bonds, Derivatives, Structured Products, Financial Structuring, Equities, Finance, Credit Derivatives, Interest Rate..., Risk Management
Education
Fairleigh Dickinson University 1986 — 1991
Bachelor of Science (B.S.), Finance, General
JPMorgan November 2013 - Present
Portigon AG (formerly known as WestLB AG) April 2004 - November 2013
UBS Investment Bank January 2000 - April 2004
PaineWebber September 1995 - January 2000
PaineWebber January 1992 - September 1995
Skills
Business Management, Strategic Planning, Project Management, Team Leadership and..., Change Management, Trading Room Operation, Project Finance, Market Risk, New Product Approval, New Deal Pipeline, Revenue, Expense and..., External and Internal..., Disaster Recovery, Operational Risk, Bilingual - Russian, Management, Banking, Trading, Capital Markets, Corporate Finance, Securities, Investment Banking, Structured Finance, Fixed Income, Hedge Funds, Bonds, Derivatives, Structured Products, Financial Structuring, Equities, Finance, Credit Derivatives, Interest Rate..., Risk Management
Education
Fairleigh Dickinson University 1986 — 1991
Bachelor of Science (B.S.), Finance, General
Thomas Hetler's PaineWebber Experience 1998 - 1999
Job Financial Services Professional
Industry Financial Services
Experience
TD Securities 2002 - 2008
Stafford Trading 2000 - 2002
PaineWebber 1998 - 1999
Education
Illinois Institute of Technology 2002 — 2004
M.S., Financial Markets/Financial Engineering
University of Montana 1994 — 1998
B.S., Finance
TD Securities 2002 - 2008
Stafford Trading 2000 - 2002
PaineWebber 1998 - 1999
Education
Illinois Institute of Technology 2002 — 2004
M.S., Financial Markets/Financial Engineering
University of Montana 1994 — 1998
B.S., Finance
Donna Durkin's PaineWebber Experience 1983 - 1985
Job Managing Director / Business Manager at Canterbury Business Solutions
Industry Financial Services
Experience
Canterbury Business Solutions June 2008 - Present
UBS October 2006 - May 2008
ABN AMRO April 1997 - October 2006
Citicorp Futures Corp April 1994 - April 1997
PaineWebber 1983 - 1985
Skills
Financial Markets, Equities, Fixed Income, Investment Banking, Trading, Banking, Risk Management, Options, Electronic Trading, Capital Markets, Trading Systems, Change Management, Securities, Financial Risk, Back Office, Restructuring, Portfolio Management, Market Data, Emerging Markets, Mutual Funds, Operational Risk..., Relationship Management, FX Options, Interest Rate..., Management, Operational Risk, Alternative Investments, Middle Office, Prime Brokerage, Private Equity, Investments, Valuation, Hedge Funds, Bonds, Corporate Actions, Currency, Equity Trading, Credit Risk, Structured Products, Equity Derivatives, Financial Services, Bloomberg, Market Risk, Swaps, Hedging, Structured Finance, Asset Management, Financial Structuring, Derivatives
Education
Fordham University 1989 — 1993
Bachelors, Psychology Major, Business Minor
Canterbury Business Solutions June 2008 - Present
UBS October 2006 - May 2008
ABN AMRO April 1997 - October 2006
Citicorp Futures Corp April 1994 - April 1997
PaineWebber 1983 - 1985
Skills
Financial Markets, Equities, Fixed Income, Investment Banking, Trading, Banking, Risk Management, Options, Electronic Trading, Capital Markets, Trading Systems, Change Management, Securities, Financial Risk, Back Office, Restructuring, Portfolio Management, Market Data, Emerging Markets, Mutual Funds, Operational Risk..., Relationship Management, FX Options, Interest Rate..., Management, Operational Risk, Alternative Investments, Middle Office, Prime Brokerage, Private Equity, Investments, Valuation, Hedge Funds, Bonds, Corporate Actions, Currency, Equity Trading, Credit Risk, Structured Products, Equity Derivatives, Financial Services, Bloomberg, Market Risk, Swaps, Hedging, Structured Finance, Asset Management, Financial Structuring, Derivatives
Education
Fordham University 1989 — 1993
Bachelors, Psychology Major, Business Minor
Annelise Eschmann's PaineWebber Experience 1994 - 1996
Job BlackRock
Industry Financial Services
Experience
BlackRock June 2012 - Present
Plainfield Asset Management June 2008 - April 2010
Credit Suisse October 2005 - May 2008
Invesco 1999 - 2005
Bear Stearns July 1998 - October 1999
SBC Warburg Dillon Read 1996 - 1998
PaineWebber 1994 - 1996
Education
Eckerd College 1984 — 1988
BA, Economics, Spanish
BlackRock June 2012 - Present
Plainfield Asset Management June 2008 - April 2010
Credit Suisse October 2005 - May 2008
Invesco 1999 - 2005
Bear Stearns July 1998 - October 1999
SBC Warburg Dillon Read 1996 - 1998
PaineWebber 1994 - 1996
Education
Eckerd College 1984 — 1988
BA, Economics, Spanish
Srinivas Kurella's PaineWebber Experience June 1999 - June 2000
Job Vice President Content Management Technologies at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Smith Barney June 2009 - Present
Citigroup March 2008 - June 2009
UBS Financial Services July 2002 - March 2008
CoSine Communications July 2000 - June 2002
PaineWebber June 1999 - June 2000
AT&T November 1997 - June 1999
NCR Corporation May 1993 - October 1997
Education
Indian Institute of Technology, Madras
Bachelor of Technology (B.Tech.), Electrical and Electronics Engineering
New Jersey Institute of Technology
MS, Computer Science
Morgan Stanley Smith Barney June 2009 - Present
Citigroup March 2008 - June 2009
UBS Financial Services July 2002 - March 2008
CoSine Communications July 2000 - June 2002
PaineWebber June 1999 - June 2000
AT&T November 1997 - June 1999
NCR Corporation May 1993 - October 1997
Education
Indian Institute of Technology, Madras
Bachelor of Technology (B.Tech.), Electrical and Electronics Engineering
New Jersey Institute of Technology
MS, Computer Science
Adam Sciortino's PaineWebber Experience 1986 - 1988
Job President, Great Circle Incorporated
Industry Executive Office
Experience
Great Circle Incorporated 1996 - Present
Center for Retail Management, Northwestern University 1996 - 1998
Checks In The Mail 1993 - 1996
Serigraphia 1989 - 1991
PaineWebber 1986 - 1988
Skills
Strategic Planning, New Business Development, Team Building, Business Strategy, Negotiation, Marketing, Leadership
Education
Northwestern University - Kellogg School of Management 1991 — 1993
M.M.
Georgetown University 1982 — 1986
A.B.
Great Circle Incorporated 1996 - Present
Center for Retail Management, Northwestern University 1996 - 1998
Checks In The Mail 1993 - 1996
Serigraphia 1989 - 1991
PaineWebber 1986 - 1988
Skills
Strategic Planning, New Business Development, Team Building, Business Strategy, Negotiation, Marketing, Leadership
Education
Northwestern University - Kellogg School of Management 1991 — 1993
M.M.
Georgetown University 1982 — 1986
A.B.
Anne Hagan's PaineWebber Experience October 1990 - February 1992
Job Senior Administrator at Broadridge Financial Solutions
Industry Financial Services
Experience
Broadridge 2005 - Present
American Geriatrics Society November 2004 - February 2005
Randstad USA February 2003 - October 2004
Central Park Conservancy March 2000 - January 2003
National Basketball Association March 1994 - February 2000
Headway February 1992 - March 1994
PaineWebber October 1990 - February 1992
Skills
Financial Services, Securities, Mutual Funds, Salesforce.com, Back Office
Education
Fordham University
Communications
Broadridge 2005 - Present
American Geriatrics Society November 2004 - February 2005
Randstad USA February 2003 - October 2004
Central Park Conservancy March 2000 - January 2003
National Basketball Association March 1994 - February 2000
Headway February 1992 - March 1994
PaineWebber October 1990 - February 1992
Skills
Financial Services, Securities, Mutual Funds, Salesforce.com, Back Office
Education
Fordham University
Communications
Richard Wisse's PaineWebber Experience January 1999 - January 2000
Job Owner at Milestone Accounting Solutions
Industry Accounting
Experience
Milestone Accounting Solutions November 2008 - Present
CASTLE POINT MORTGAGE, INC June 2005 - November 2008
CITIGROUP - Global Corporate Investment Bank (GCIB) December 2000 - June 2005
PaineWebber January 1999 - January 2000
WEICHERT REALTORS January 1997 - January 1999
RD HUNTER & COMPANY LLP, CPA's January 1993 - January 1997
Education
Fairleigh Dickinson University 1989 — 1993
BS, Accounting
Ongoing Continuing Professional Education
Milestone Accounting Solutions November 2008 - Present
CASTLE POINT MORTGAGE, INC June 2005 - November 2008
CITIGROUP - Global Corporate Investment Bank (GCIB) December 2000 - June 2005
PaineWebber January 1999 - January 2000
WEICHERT REALTORS January 1997 - January 1999
RD HUNTER & COMPANY LLP, CPA's January 1993 - January 1997
Education
Fairleigh Dickinson University 1989 — 1993
BS, Accounting
Ongoing Continuing Professional Education
Frank Plimpton's PaineWebber Experience June 1984 - March 1989
Job Private Equity
Industry Financial Services
Experience
Persephone Capital Partners, LLC 2012 - Present
MatlinPatterson Global Advisers July 2002 - November 2008
Credit Suisse April 1998 - July 2002
Wexford Capital September 1996 - March 1998
Pegasus Capital Advisors June 1995 - August 1996
Smith Management Company January 1991 - March 1995
Salomon Brothers March 1989 - January 1991
PaineWebber June 1984 - March 1989
Milbank, Tweed, Hadley & McCloy LLP August 1981 - June 1984
Charles River Associates September 1976 - September 1977
Skills
Private Equity, Distressed Investing, Restructuring
Education
University of Chicago Law School 1978 — 1981
Doctor of Law (JD), 1981
The University of Chicago - Booth School of Business 1977 — 1980
MBA, Finance, 1980
Harvard College 1972 — 1976
AB 1976, Applied Math & Economics
Persephone Capital Partners, LLC 2012 - Present
MatlinPatterson Global Advisers July 2002 - November 2008
Credit Suisse April 1998 - July 2002
Wexford Capital September 1996 - March 1998
Pegasus Capital Advisors June 1995 - August 1996
Smith Management Company January 1991 - March 1995
Salomon Brothers March 1989 - January 1991
PaineWebber June 1984 - March 1989
Milbank, Tweed, Hadley & McCloy LLP August 1981 - June 1984
Charles River Associates September 1976 - September 1977
Skills
Private Equity, Distressed Investing, Restructuring
Education
University of Chicago Law School 1978 — 1981
Doctor of Law (JD), 1981
The University of Chicago - Booth School of Business 1977 — 1980
MBA, Finance, 1980
Harvard College 1972 — 1976
AB 1976, Applied Math & Economics
Helen O'Donnell's PaineWebber Experience 1992 - 1998
Job Independent Financial Professional
Industry Investment Management
Experience
American Century Investment Management 2000 - August 2014
Mitchell Hutchins Asset Management 1998 - 2000
PaineWebber 1992 - 1998
Skills
Investments, Equities, Mutual Funds, Investment Management, Equity Research, Healthcare, Global Health, Asset Management, Financial Analysis, Financial writing, Marketing
Education
Fordham University
Bachelor of Arts, Communications, Cum Laude
American Century Investment Management 2000 - August 2014
Mitchell Hutchins Asset Management 1998 - 2000
PaineWebber 1992 - 1998
Skills
Investments, Equities, Mutual Funds, Investment Management, Equity Research, Healthcare, Global Health, Asset Management, Financial Analysis, Financial writing, Marketing
Education
Fordham University
Bachelor of Arts, Communications, Cum Laude
Lawry Meister's PaineWebber Experience 1983 - 1985
Job Innovative Real Estate Developer
Industry Real Estate
Experience
Creative Office Properties 2012 - Present
Causeway Capital Management LLC 2009 - Present
Steaven Jones Development Company, Inc. 1990 - Present
Trammell Crow Company 1988 - 1990
McKinsey & Company 1985 - 1986
PaineWebber 1983 - 1985
Skills
Asset Management, Real Estate Development, Investments, Investment Strategies, Financial Analysis, Valuation, Portfolio Management, Asset Managment, Strategic Planning, Due Diligence, Hedge Funds, Alternative Investments, Investment Advisory, Wealth Management, Equities, Securities, Asset Allocation, Private Equity, Series 63, Mergers, Mergers, Mergers & Acquisitions, Investment Properties
Education
Harvard Business School 1986 — 1988
MBA, Real Estate, Finance
Wellesley College 1979 — 1983
BA, Art History, Economics
Marlborough School 1973 — 1979
High School
Creative Office Properties 2012 - Present
Causeway Capital Management LLC 2009 - Present
Steaven Jones Development Company, Inc. 1990 - Present
Trammell Crow Company 1988 - 1990
McKinsey & Company 1985 - 1986
PaineWebber 1983 - 1985
Skills
Asset Management, Real Estate Development, Investments, Investment Strategies, Financial Analysis, Valuation, Portfolio Management, Asset Managment, Strategic Planning, Due Diligence, Hedge Funds, Alternative Investments, Investment Advisory, Wealth Management, Equities, Securities, Asset Allocation, Private Equity, Series 63, Mergers, Mergers, Mergers & Acquisitions, Investment Properties
Education
Harvard Business School 1986 — 1988
MBA, Real Estate, Finance
Wellesley College 1979 — 1983
BA, Art History, Economics
Marlborough School 1973 — 1979
High School
George Tasolides's PaineWebber Experience 1987 - 1992
Job Director at Credit Suisse
Industry Financial Services
Experience
Credit Suisse June 2005 - Present
UBS Investment Bank 2000 - 2005
PaineWebber/UBS 1992 - 2000
PaineWebber 1987 - 1992
Skills
Structured Products, MBS, ABS, Fixed Income, Capital Markets, Investment Banking, Securitization, Bloomberg, Financial Markets, Hedging, Bonds
Education
Fordham University - Graduate School of Business Administration 1987 — 1990
MBA, Finance
Stony Brook University
BA, Economics
Credit Suisse June 2005 - Present
UBS Investment Bank 2000 - 2005
PaineWebber/UBS 1992 - 2000
PaineWebber 1987 - 1992
Skills
Structured Products, MBS, ABS, Fixed Income, Capital Markets, Investment Banking, Securitization, Bloomberg, Financial Markets, Hedging, Bonds
Education
Fordham University - Graduate School of Business Administration 1987 — 1990
MBA, Finance
Stony Brook University
BA, Economics
kerry stein's PaineWebber Experience 1995 - 2000
Job managing director at BTIG
Industry Financial Services
Experience
Lloyds Banking Group September 2011 - Present
BTIG January 2010 - June 2011
JonesTrading 2008 - 2010
Dresdner Bank 2000 - 2002
Paine Webber 1995 - 2000
PaineWebber 1995 - 2000
Education
Franklin Pierce University 1976 — 1980
bs finance, economics
Lloyds Banking Group September 2011 - Present
BTIG January 2010 - June 2011
JonesTrading 2008 - 2010
Dresdner Bank 2000 - 2002
Paine Webber 1995 - 2000
PaineWebber 1995 - 2000
Education
Franklin Pierce University 1976 — 1980
bs finance, economics
Donald Jacobs's PaineWebber Experience 2000 - 2001
Job Financial Services Professional
Industry Financial Services
Experience
Duff & Phelps 2007 - 2008
Chanin Capital Partners 2006 - 2007
The Silverfern Group, Inc. 2005 - 2006
UBS Investment Bank 2001 - 2003
PaineWebber 2000 - 2001
Houlihan Lokey 1997 - 2000
EMCOR Group, Inc. 1991 - 1995
Arthur Andersen & Co. 1988 - 1991
Skills
Corporate Finance, Financial Modeling, Financial Analysis, Accounting, Microsoft Office, Leadership, Microsoft Word, Analysis, Mergers & Acquisitions, Finance, Valuation, Due Diligence, Investments, Private Equity, Equities, Hedge Funds, Strategy
Education
Indiana University - Kelley School of Business 1995 — 1997
Master of Business Administration (M.B.A.), Finance, General, 3.9
The College of William and Mary 1984 — 1988
Bachelor of Business Administration (B.B.A.), Accounting
Duff & Phelps 2007 - 2008
Chanin Capital Partners 2006 - 2007
The Silverfern Group, Inc. 2005 - 2006
UBS Investment Bank 2001 - 2003
PaineWebber 2000 - 2001
Houlihan Lokey 1997 - 2000
EMCOR Group, Inc. 1991 - 1995
Arthur Andersen & Co. 1988 - 1991
Skills
Corporate Finance, Financial Modeling, Financial Analysis, Accounting, Microsoft Office, Leadership, Microsoft Word, Analysis, Mergers & Acquisitions, Finance, Valuation, Due Diligence, Investments, Private Equity, Equities, Hedge Funds, Strategy
Education
Indiana University - Kelley School of Business 1995 — 1997
Master of Business Administration (M.B.A.), Finance, General, 3.9
The College of William and Mary 1984 — 1988
Bachelor of Business Administration (B.B.A.), Accounting
Ruth Irwin's PaineWebber Experience 1972 - 1974
Job Director, Commercial Credit Review, First VP at Emigrant Bank
Industry Banking
Experience
Emigrant Bank 2007 - Present
Citigroup, Citibank, NA 1987 - 2006
Bankers Trust 1976 - 1987
PaineWebber 1972 - 1974
Skills
Credit, Credit Risk, Financial Services, Middle Market, Commercial Banking, Loans, Portfolio Management, Credit Analysis, Internal Audit, Banking, Project Finance
Education
NYU 1974 — 1976
MBA, Finance, With Distinction
Grove City College 1968 — 1972
B.A., Political Science
Emigrant Bank 2007 - Present
Citigroup, Citibank, NA 1987 - 2006
Bankers Trust 1976 - 1987
PaineWebber 1972 - 1974
Skills
Credit, Credit Risk, Financial Services, Middle Market, Commercial Banking, Loans, Portfolio Management, Credit Analysis, Internal Audit, Banking, Project Finance
Education
NYU 1974 — 1976
MBA, Finance, With Distinction
Grove City College 1968 — 1972
B.A., Political Science
Robert Snell, CLU, ChFC, MSFS's PaineWebber Experience August 1981 - January 1996
Job Edward Jones Investments
Industry Financial Services
Experience
Edward Jones October 2011 - Present
Lincoln Financial Distributors May 2008 - March 2013
Pacific Life January 1996 - May 2008
PaineWebber August 1981 - January 1996
Education
The American College 1998 — 2001
MSFS, Financial Services
Hartwick College
Edward Jones October 2011 - Present
Lincoln Financial Distributors May 2008 - March 2013
Pacific Life January 1996 - May 2008
PaineWebber August 1981 - January 1996
Education
The American College 1998 — 2001
MSFS, Financial Services
Hartwick College
Rob Appleby's PaineWebber Experience November 1998 - July 2000
Job Retired Military Professional
Industry Military
Experience
US Army Retired April 2007 - Present
Norton Healthcare April 2007 - November 2007
US Army September 2002 - April 2007
National City Bank July 2000 - August 2002
U.S. Army Reserve November 1998 - August 2002
PaineWebber November 1998 - July 2000
US Army August 1994 - October 1998
U.S. Army Reserve June 1989 - July 1994
Skills
Program Management, Project Management, Microsoft Office, Marketing Strategy, Military Experience, Army, Government, Operational Planning, Military, DoD, Leadership Development, Command, Process Improvement, Security Clearance, Leadership, Military Operations, Policy, Team Building, Risk Management, Instructor-led Training
Education
Touro University 2005 — 2006
Master of Business Administration (MBA), Finance, General, 3.92
Indiana University of Pennsylvania 1989 — 1994
Bachelor of Arts (BA), Economics
US Army Retired April 2007 - Present
Norton Healthcare April 2007 - November 2007
US Army September 2002 - April 2007
National City Bank July 2000 - August 2002
U.S. Army Reserve November 1998 - August 2002
PaineWebber November 1998 - July 2000
US Army August 1994 - October 1998
U.S. Army Reserve June 1989 - July 1994
Skills
Program Management, Project Management, Microsoft Office, Marketing Strategy, Military Experience, Army, Government, Operational Planning, Military, DoD, Leadership Development, Command, Process Improvement, Security Clearance, Leadership, Military Operations, Policy, Team Building, Risk Management, Instructor-led Training
Education
Touro University 2005 — 2006
Master of Business Administration (MBA), Finance, General, 3.92
Indiana University of Pennsylvania 1989 — 1994
Bachelor of Arts (BA), Economics
Robert Finkel's PaineWebber Experience 1985 - 1987
Job Rootmaster, Forbidden Root I Founder, Prism Capital
Industry Venture Capital & Private Equity
Experience
Forbidden Root August 2012 - Present
Prism Capital 1998 - Present
Wind Point Partners 1989 - 1993
PaineWebber 1985 - 1987
Skills
Venture Capital, Private Equity, Corporate Development, Mezzanine, Angel Investing, Entrepreneurship, Mergers & Acquisitions, Growth Capital, Start-ups, Business Strategy, Investments, Financial Modeling, Venture Financing, Strategic Planning, Strategic Partnerships
Education
Harvard Business School 1987 — 1989
Master of Business Administration (MBA)
The Johns Hopkins University 1981 — 1985
Bachelor of Science (BS), Social and Behaviral Sciences
Riverdale Country School 1973 — 1981
H.S.
Forbidden Root August 2012 - Present
Prism Capital 1998 - Present
Wind Point Partners 1989 - 1993
PaineWebber 1985 - 1987
Skills
Venture Capital, Private Equity, Corporate Development, Mezzanine, Angel Investing, Entrepreneurship, Mergers & Acquisitions, Growth Capital, Start-ups, Business Strategy, Investments, Financial Modeling, Venture Financing, Strategic Planning, Strategic Partnerships
Education
Harvard Business School 1987 — 1989
Master of Business Administration (MBA)
The Johns Hopkins University 1981 — 1985
Bachelor of Science (BS), Social and Behaviral Sciences
Riverdale Country School 1973 — 1981
H.S.
Charlie Santos-Buch's PaineWebber Experience April 1993 - April 1996
Job Partner at AE Industrial Partners, LLC
Industry Financial Services
Experience
AE Industrial Partners, LLC September 2014 - Present
Compact Container Systems April 2014 - Present
Oppenheimer & Co. Inc. (CIBC World Markets) April 2006 - April 2014
UBS Capital and UBS Capital Americas February 1996 - May 2006
UBS AG February 1996 - March 1999
PaineWebber April 1993 - April 1996
Alex. Brown & Sons Incorporated April 1988 - April 1993
Kidder, Peabody & Co. Inc. September 1980 - April 1988
Skills
Alternative Investments, Hedge Funds, Private Equity, Venture Capital, Asset Allocation, Capital Markets, Investment Banking, Equities, Investments, Asset Managment, Portfolio Management, Estate Planning, Mergers, Financial Modeling, Due Diligence, Corporate Development, Strategic Financial..., Insurance, Asset Management, Securities, Retirement Planning, Mergers & Acquisitions, Financial Services, Wealth Management, Series 7, Leveraged Finance, Fixed Income
Education
The Wharton School, University of Pennsylvania 1982 — 1984
MBA, Finance and Management
Harvard University 1976 — 1980
AB, History, Cum Laude Honors
The Taft School 1974 — 1976
College Preparatory, Liberal Arts
AE Industrial Partners, LLC September 2014 - Present
Compact Container Systems April 2014 - Present
Oppenheimer & Co. Inc. (CIBC World Markets) April 2006 - April 2014
UBS Capital and UBS Capital Americas February 1996 - May 2006
UBS AG February 1996 - March 1999
PaineWebber April 1993 - April 1996
Alex. Brown & Sons Incorporated April 1988 - April 1993
Kidder, Peabody & Co. Inc. September 1980 - April 1988
Skills
Alternative Investments, Hedge Funds, Private Equity, Venture Capital, Asset Allocation, Capital Markets, Investment Banking, Equities, Investments, Asset Managment, Portfolio Management, Estate Planning, Mergers, Financial Modeling, Due Diligence, Corporate Development, Strategic Financial..., Insurance, Asset Management, Securities, Retirement Planning, Mergers & Acquisitions, Financial Services, Wealth Management, Series 7, Leveraged Finance, Fixed Income
Education
The Wharton School, University of Pennsylvania 1982 — 1984
MBA, Finance and Management
Harvard University 1976 — 1980
AB, History, Cum Laude Honors
The Taft School 1974 — 1976
College Preparatory, Liberal Arts
douglas modico's PaineWebber Experience June 1985 - October 1994
Job Managing Director Equity Sales at Knight Trading Group
Industry Financial Services
Experience
Knight Trading Group July 2003 - Present
HSBC Securities October 1994 - June 1999
SalomonSmithBarney June 1993 - June 1998
PaineWebber June 1985 - October 1994
Skills
Investment Sales, Equity Derivatives, Series 7, Series 63, Equities, Equity Trading, Alternative Investments, Electronic Trading, Portfolio Management, Investment Banking, Derivatives, Asset Management, Investments, Equity Sales, FINRA, Proprietary Trading, ETFs, Securities, Fixed Income
Education
Fordham Gabelli School of Business 1990 — 1993
MBA
State University of New York College at Cortland 1980 — 1983
Knight Trading Group July 2003 - Present
HSBC Securities October 1994 - June 1999
SalomonSmithBarney June 1993 - June 1998
PaineWebber June 1985 - October 1994
Skills
Investment Sales, Equity Derivatives, Series 7, Series 63, Equities, Equity Trading, Alternative Investments, Electronic Trading, Portfolio Management, Investment Banking, Derivatives, Asset Management, Investments, Equity Sales, FINRA, Proprietary Trading, ETFs, Securities, Fixed Income
Education
Fordham Gabelli School of Business 1990 — 1993
MBA
State University of New York College at Cortland 1980 — 1983
Katherine Redman's PaineWebber Experience October 1988 - February 2000
Job Vice President Investment Officer at Wells Fargo Advisors,LLC.
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2012 - Present
Merrill Lynch February 2000 - May 2012
PaineWebber October 1988 - February 2000
Education
Hofstra University
Nassau Community College
Associate of Science (A.S.), Accounting and Finance
State University of New York at Stony Brook
Wells Fargo Advisors, LLC May 2012 - Present
Merrill Lynch February 2000 - May 2012
PaineWebber October 1988 - February 2000
Education
Hofstra University
Nassau Community College
Associate of Science (A.S.), Accounting and Finance
State University of New York at Stony Brook
Carl Obeso's PaineWebber Experience September 1990 - March 1993
Job Chairman at Pistevo Incorporated
Industry Information Services
Experience
Pistevo Incorporated January 2011 - Present
Master Capital Wealth Management February 2007 - Present
Bank of America March 1995 - April 2004
PaineWebber September 1990 - March 1993
Skills
Investments, Customer Service, Strategic Planning, Retirement Planning, Strategic Financial..., Insurance, Estate Planning, Microsoft Excel, Small Business, Marketing, Negotiation, New Business Development, Real Estate, Public Speaking, Sales, Banking, Entrepreneurship, Start-ups, Venture Capital, Leadership, Strategy, Business Planning, Management Consulting, Mergers & Acquisitions, Financial Planning, Strategic Partnerships
Education
Michigan State University 1990 — 1992
International Business
Florida State University 1988 — 1990
Bachelor of Applied Science (B.A.Sc.), International Business
Pistevo Incorporated January 2011 - Present
Master Capital Wealth Management February 2007 - Present
Bank of America March 1995 - April 2004
PaineWebber September 1990 - March 1993
Skills
Investments, Customer Service, Strategic Planning, Retirement Planning, Strategic Financial..., Insurance, Estate Planning, Microsoft Excel, Small Business, Marketing, Negotiation, New Business Development, Real Estate, Public Speaking, Sales, Banking, Entrepreneurship, Start-ups, Venture Capital, Leadership, Strategy, Business Planning, Management Consulting, Mergers & Acquisitions, Financial Planning, Strategic Partnerships
Education
Michigan State University 1990 — 1992
International Business
Florida State University 1988 — 1990
Bachelor of Applied Science (B.A.Sc.), International Business
Joanne Lee-tyson's PaineWebber Experience January 1992 - January 1995
Job Revenue and Billing Accountant
Industry Information Technology and Services
Experience
JENSEN HUGHES June 2015 - Present
Virtustream January 2014 - July 2015
Force3 April 2008 - January 2014
Mergis Group December 2007 - January 2008
Verizon WirelessAjilon Finance October 2006 - August 2007
Accountemps July 2005 - October 2005
Peak Technologies July 2003 - July 2005
Readers Digest Association/RD Pubs January 1999 - January 2001
Premier Staffing January 1999 - December 1999
PaineWebber January 1992 - January 1995
Skills
Spreadsheets, Process Improvement, Billing Systems, Invoicing, Account Reconciliation, Accounting, Accounts Payable, Administration, Analysis, Auditing, Cloud Computing, Customer Satisfaction, Data Analysis, Human Resources, Management, Program Management, Sales, Time Management
Education
Fisk University
Our Saviour Lutheran
JENSEN HUGHES June 2015 - Present
Virtustream January 2014 - July 2015
Force3 April 2008 - January 2014
Mergis Group December 2007 - January 2008
Verizon WirelessAjilon Finance October 2006 - August 2007
Accountemps July 2005 - October 2005
Peak Technologies July 2003 - July 2005
Readers Digest Association/RD Pubs January 1999 - January 2001
Premier Staffing January 1999 - December 1999
PaineWebber January 1992 - January 1995
Skills
Spreadsheets, Process Improvement, Billing Systems, Invoicing, Account Reconciliation, Accounting, Accounts Payable, Administration, Analysis, Auditing, Cloud Computing, Customer Satisfaction, Data Analysis, Human Resources, Management, Program Management, Sales, Time Management
Education
Fisk University
Our Saviour Lutheran
David Chiaro's PaineWebber Experience February 1998 - February 1999
Job Partner at Eagle Global Advisors
Industry Investment Management
Experience
Eagle Global Advisors July 2009 - Present
Goldman Sachs March 1999 - April 2009
PaineWebber February 1998 - February 1999
Morgan Stanley September 1995 - February 1998
Skills
Equity Research, MLP, Equities, Bloomberg, Valuation, Hedge Funds, Financial Modeling, Private Equity, Asset Managment, Portfolio Management, Investments, Corporate Finance
Education
Rollins College - Crummer Graduate School of Business 1992 — 1995
MBA, Business Administration, Finance
Georgia Institute of Technology 1988 — 1992
B.M.E, Mechanical Engineering
Eagle Global Advisors July 2009 - Present
Goldman Sachs March 1999 - April 2009
PaineWebber February 1998 - February 1999
Morgan Stanley September 1995 - February 1998
Skills
Equity Research, MLP, Equities, Bloomberg, Valuation, Hedge Funds, Financial Modeling, Private Equity, Asset Managment, Portfolio Management, Investments, Corporate Finance
Education
Rollins College - Crummer Graduate School of Business 1992 — 1995
MBA, Business Administration, Finance
Georgia Institute of Technology 1988 — 1992
B.M.E, Mechanical Engineering
Rose (Parrinello) Kervabon's PaineWebber Experience 1987 - 2000
Job PMP
Industry Financial Services
Experience
RK Consulting September 2011 - Present
Allianz Global Investors October 2003 - April 2011
PaineWebber 1987 - 2000
Skills
Project Management, Business Analysis, Documentation, Customer Relations, Management Consulting, Portfolio Management, Asset Management, IT Management, Asset Managment, CRM, MS Project, PMO, Financial Services, PMP, Vendor Management, Risk Management, IT Strategy, Project Portfolio..., SDLC
Education
Polytechnic Institute of New York 1980 — 1982
MS, Technical Journalism
Ithaca College 1974 — 1977
BA, Mathematics, Writing
RK Consulting September 2011 - Present
Allianz Global Investors October 2003 - April 2011
PaineWebber 1987 - 2000
Skills
Project Management, Business Analysis, Documentation, Customer Relations, Management Consulting, Portfolio Management, Asset Management, IT Management, Asset Managment, CRM, MS Project, PMO, Financial Services, PMP, Vendor Management, Risk Management, IT Strategy, Project Portfolio..., SDLC
Education
Polytechnic Institute of New York 1980 — 1982
MS, Technical Journalism
Ithaca College 1974 — 1977
BA, Mathematics, Writing
Terri Matthew's PaineWebber Experience 1985 - 1990
Job Director of Business Operations at Mental Health America of Licking County
Industry Mental Health Care
Experience
Mental Health America of Licking County May 2009 - Present
Ohio Republican Party December 1994 - April 2009
PaineWebber 1985 - 1990
Skills
QuickBooks, Microsoft Office, Microsoft Excel, Microsoft Word, Timeslips, Federal Elections..., Secretary of State..., Federal, state and..., Analysis
Education
Eastland-Fairfield Career and Technical Schools 1972 — 1975
General degress, Accounting and Computer Science
Mental Health America of Licking County May 2009 - Present
Ohio Republican Party December 1994 - April 2009
PaineWebber 1985 - 1990
Skills
QuickBooks, Microsoft Office, Microsoft Excel, Microsoft Word, Timeslips, Federal Elections..., Secretary of State..., Federal, state and..., Analysis
Education
Eastland-Fairfield Career and Technical Schools 1972 — 1975
General degress, Accounting and Computer Science
Charlene Dusek's PaineWebber Experience June 1991 - August 1995
Job Vice President at Goldman Sachs
Industry Investment Banking
Experience
Goldman Sachs December 2009 - Present
Partnership for New York City August 2006 - December 2009
Goldman Sachs 2000 - 2006
Goldman Sachs 1995 - 2000
PaineWebber June 1991 - August 1995
Skills
Business Continuity..., Project Management, Vendor Management, Financial Services, Business Strategy, Strategic Planning, Global Management, Team Management, Career Development, Office Administration, Event Management, Business Planning, Risk Management, Space planning, Change Management
Education
Hofstra University 1987 — 1991
Bachelor of Business Administration, Finance
Goldman Sachs December 2009 - Present
Partnership for New York City August 2006 - December 2009
Goldman Sachs 2000 - 2006
Goldman Sachs 1995 - 2000
PaineWebber June 1991 - August 1995
Skills
Business Continuity..., Project Management, Vendor Management, Financial Services, Business Strategy, Strategic Planning, Global Management, Team Management, Career Development, Office Administration, Event Management, Business Planning, Risk Management, Space planning, Change Management
Education
Hofstra University 1987 — 1991
Bachelor of Business Administration, Finance
kerry Stein's PaineWebber Experience November 1995 - November 2000
Job Managing Director:head of credit trading at Lloyds
Industry Banking
Experience
Lloyds August 2011 - Present
Lloyds Banking Group - North America 2011 - Present
kerco wine exchange 2010 - 2013
Morgan Joseph TriArtisan LLC 2003 - 2008
PaineWebber November 1995 - November 2000
Kidder Peabody March 1992 - October 1995
Drexel Burnham Lambert 1985 - 1990
HAMMEL Financial 1983 - 1985
Skills
Trading, Banking, Capital Markets, Risk Management, Investments, Fixed Income, Financial Analysis, Credit Risk, Relationship Management, Investment Banking, Bonds, Bloomberg
Education
Franklin Pierce College 1976 — 1980
Finance, Economics
Lloyds August 2011 - Present
Lloyds Banking Group - North America 2011 - Present
kerco wine exchange 2010 - 2013
Morgan Joseph TriArtisan LLC 2003 - 2008
PaineWebber November 1995 - November 2000
Kidder Peabody March 1992 - October 1995
Drexel Burnham Lambert 1985 - 1990
HAMMEL Financial 1983 - 1985
Skills
Trading, Banking, Capital Markets, Risk Management, Investments, Fixed Income, Financial Analysis, Credit Risk, Relationship Management, Investment Banking, Bonds, Bloomberg
Education
Franklin Pierce College 1976 — 1980
Finance, Economics
THELIS NEGRON's PaineWebber Experience 2000 - 2001
Job Student at University of Massachusetts Boston
Industry Mental Health Care
Experience
Times English 2009 - 2011
Crunch Fitness 2003 - 2009
Paranga Beach Hotel and Bar June 2007 - August 2007
Interni 2001 - 2002
PaineWebber 2000 - 2001
Education
University of Massachusetts Boston 2012 — 2014
Master of Science (MS), Marriage and Family Therapy/Counseling
UCLA 2007 — 2008
TOEFL Certification, Teaching English as a Second or Foreign Language/ESL Language Instructor
National Academy of Sports Medicine 2004 — 2005
Fitness Trainer Certification, Sport and Fitness Administration/Management
Haverford College 1996 — 2000
Bachelor's degree, Sociology
Institut catholique de Paris 1998 — 1999
Study Abroad, French Studies
Times English 2009 - 2011
Crunch Fitness 2003 - 2009
Paranga Beach Hotel and Bar June 2007 - August 2007
Interni 2001 - 2002
PaineWebber 2000 - 2001
Education
University of Massachusetts Boston 2012 — 2014
Master of Science (MS), Marriage and Family Therapy/Counseling
UCLA 2007 — 2008
TOEFL Certification, Teaching English as a Second or Foreign Language/ESL Language Instructor
National Academy of Sports Medicine 2004 — 2005
Fitness Trainer Certification, Sport and Fitness Administration/Management
Haverford College 1996 — 2000
Bachelor's degree, Sociology
Institut catholique de Paris 1998 — 1999
Study Abroad, French Studies
Connell Watters's PaineWebber Experience 1990 - 2000
Job Counsel at Sentinel Real Estate
Industry Real Estate
Experience
Sentinel Real Estate 2000 - Present
PaineWebber 1990 - 2000
Skills
Securities Regulation, Leases, Due Diligence, Customer Service, Arbitration, Commercial Litigation, Bankruptcy, Civil Litigation, Litigation, Corporate Law, Compliance, Joint Ventures, Corporate Governance, Private Equity, Construction Law, Litigation Management
Education
Fordham University - Graduate School of Business Administration 1985 — 1989
Master of Business Administration (MBA), Finance, General
Fordham University School of Law 1985 — 1989
Doctor of Law (JD)
Sentinel Real Estate 2000 - Present
PaineWebber 1990 - 2000
Skills
Securities Regulation, Leases, Due Diligence, Customer Service, Arbitration, Commercial Litigation, Bankruptcy, Civil Litigation, Litigation, Corporate Law, Compliance, Joint Ventures, Corporate Governance, Private Equity, Construction Law, Litigation Management
Education
Fordham University - Graduate School of Business Administration 1985 — 1989
Master of Business Administration (MBA), Finance, General
Fordham University School of Law 1985 — 1989
Doctor of Law (JD)
John Kinsella, CFA's PaineWebber Experience May 1986 - March 1996
Job Trader
Industry Investment Management
Experience
Self-employed December 2011 - Present
BNP Paribas April 2004 - November 2011
ABN AMRO Bank N.V. March 1997 - March 2004
Bankers Trust April 1996 - July 1997
PaineWebber May 1986 - March 1996
Skills
Microsoft Excel, Series 7, Series 24, Chartered Financial...
Education
Fordham University 1975 — 1979
Master of Arts (MA), Economics
Fordham University 1971 — 1975
Bachelor of Science (BS),, Economics
Self-employed December 2011 - Present
BNP Paribas April 2004 - November 2011
ABN AMRO Bank N.V. March 1997 - March 2004
Bankers Trust April 1996 - July 1997
PaineWebber May 1986 - March 1996
Skills
Microsoft Excel, Series 7, Series 24, Chartered Financial...
Education
Fordham University 1975 — 1979
Master of Arts (MA), Economics
Fordham University 1971 — 1975
Bachelor of Science (BS),, Economics
Cynthia Miley's PaineWebber Experience August 1993 - May 1996
Job Home Maker at Me Myself and I
Industry Arts and Crafts
Experience
Me Myself and I February 2013 - Present
PaineWebber August 1993 - May 1996
Education
El Centro College 2001 — 2001
No, Interior Design, 3.40
Central High School, Central, LA
Me Myself and I February 2013 - Present
PaineWebber August 1993 - May 1996
Education
El Centro College 2001 — 2001
No, Interior Design, 3.40
Central High School, Central, LA
Tony Conklin's PaineWebber Experience October 1997 - May 2000
Job Managing Director Associate Director of Research at Deutsche Bank
Industry Investment Banking
Experience
Deutsche Bank May 2004 - Present
Deutsche Bank February 2001 - April 2004
PaineWebber October 1997 - May 2000
Paine Webber 1997 - 2000
Paine Webber 1997 - 2000
Skills
Corporate Finance, Project Management, Strategy, Investments, Management, Equities, Equity Research, Capital Markets, Financial Modeling, Fixed Income, Investment Banking, Trading
Education
Hobart College
Deutsche Bank May 2004 - Present
Deutsche Bank February 2001 - April 2004
PaineWebber October 1997 - May 2000
Paine Webber 1997 - 2000
Paine Webber 1997 - 2000
Skills
Corporate Finance, Project Management, Strategy, Investments, Management, Equities, Equity Research, Capital Markets, Financial Modeling, Fixed Income, Investment Banking, Trading
Education
Hobart College
Elia Moreno's PaineWebber Experience January 1998 - September 2000
Job Accounts Receivable Assistant Clerk at AnTech Laboratories
Industry Human Resources
Experience
An-Tech Laboratories December 2012 - Present
An-Tech Laboratories, Inc. August 2012 - December 2012
Professional Accounting & Tax Services January 2005 - May 2007
Reef Industries December 2001 - November 2002
PaineWebber January 1998 - September 2000
Education
Houston Community College 1996 — 1998
An-Tech Laboratories December 2012 - Present
An-Tech Laboratories, Inc. August 2012 - December 2012
Professional Accounting & Tax Services January 2005 - May 2007
Reef Industries December 2001 - November 2002
PaineWebber January 1998 - September 2000
Education
Houston Community College 1996 — 1998
Salomon Brothers
Salomon Smith Barney
Paine Webber
Drexel Burnham Lambert
Salomon Brothers Inc.
Paine Webber, Inc
Soloman Smith Barney
Solomon Brothers