PaineWebber Company
Industry: Investment banking
DescriptionPaineWebber & Co. was an American investment bank and stock brokerage firm that was acquired by the Swiss bank UBS in 2000. The company was founded in 1880 in Boston, Massachusetts, by William Alfred Paine and Wallace G. Webber. Operating with two employees, they leased premises at 48 Congress Street in May 1881. Founded: 1881 Headquarters: New York City, New York, United States Ceased operations: 2000 Successor: UBS Paine Webber, later UBS Wealth Management Founders: William A. Paine, William Alfred
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PaineWebber Employees
Employee
Years
Job
Industry
Rick Crews Rick Crews's PaineWebber Experience 1998 - 1999
Job President AFC/Doctors Express New England
Industry Hospital & Health Care
Experience
Doctors Express November 2009 - Present
Doctors Express New England 2009 - Present
Doctors Express 2009 - Present
UBS Wealth Management September 2004 - August 2009
UBS Wealth Management September 1999 - September 2005
PaineWebber 1998 - 1999
PaineWebber 1996 - 1999
Prudential Securities 1992 - 1996
RBL Agency 1991 - 1992
Skills
Healthcare, Strategic Planning, Negotiation, Financial Analysis, Contract Negotiation, Entrepreneurship, Franchising, Team Leadership
Education
Union College 1984 — 1988
BA, Economics and Political Science
Doctors Express November 2009 - Present
Doctors Express New England 2009 - Present
Doctors Express 2009 - Present
UBS Wealth Management September 2004 - August 2009
UBS Wealth Management September 1999 - September 2005
PaineWebber 1998 - 1999
PaineWebber 1996 - 1999
Prudential Securities 1992 - 1996
RBL Agency 1991 - 1992
Skills
Healthcare, Strategic Planning, Negotiation, Financial Analysis, Contract Negotiation, Entrepreneurship, Franchising, Team Leadership
Education
Union College 1984 — 1988
BA, Economics and Political Science
Darrell Jayroe's PaineWebber Experience February 1994 - January 2003
Job CFA, CFP®
Industry Investment Management
Experience
Bank of Oklahoma October 2004 - Present
Southwest Securities January 2003 - September 2004
PaineWebber February 1994 - January 2003
Skills
CFA Charterholder, Certified Financial..., Past President - CFA..., Investment Management, Chartered Financial..., Investments, Asset Allocation, Wealth Management, Investment Advisory, Mutual Funds, Asset Management, Equities, Portfolio Management
Education
Southern Nazarene University 1985 — 1986
Master of Arts (M.A.), Communication / Education
Southern Nazarene University 1979 — 1983
Bachelor of Arts (BA), Communication, General
Bank of Oklahoma October 2004 - Present
Southwest Securities January 2003 - September 2004
PaineWebber February 1994 - January 2003
Skills
CFA Charterholder, Certified Financial..., Past President - CFA..., Investment Management, Chartered Financial..., Investments, Asset Allocation, Wealth Management, Investment Advisory, Mutual Funds, Asset Management, Equities, Portfolio Management
Education
Southern Nazarene University 1985 — 1986
Master of Arts (M.A.), Communication / Education
Southern Nazarene University 1979 — 1983
Bachelor of Arts (BA), Communication, General
Allan Gardner's PaineWebber Experience April 1994 - July 2000
Job Senior Vice President Investment Officer, Fundamental Choice Portfolio Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC July 2000 - Present
PaineWebber April 1994 - July 2000
Sutro & Co. April 1990 - April 1994
Shearson, Lehman, Hutton April 1989 - April 1990
Skills
Investments, Retirement Planning, Investment Strategies, Retirement, Securities, Finance, Asset Allocation, 401k, Alternative Investments, Insurance, Mutual Funds, Financial Services, Financial Advisory, Equities, Pensions, Defined Benefit, Brokerage, ETFs, Municipal Bonds, Financial Advice
Education
University of Kansas 1977 — 1981
BGS, Psychology, English
Shawnee Mission South 1974 — 1977
Wells Fargo Advisors, LLC July 2000 - Present
PaineWebber April 1994 - July 2000
Sutro & Co. April 1990 - April 1994
Shearson, Lehman, Hutton April 1989 - April 1990
Skills
Investments, Retirement Planning, Investment Strategies, Retirement, Securities, Finance, Asset Allocation, 401k, Alternative Investments, Insurance, Mutual Funds, Financial Services, Financial Advisory, Equities, Pensions, Defined Benefit, Brokerage, ETFs, Municipal Bonds, Financial Advice
Education
University of Kansas 1977 — 1981
BGS, Psychology, English
Shawnee Mission South 1974 — 1977
Paul Calendrillo Paul Calendrillo's PaineWebber Experience June 1992 - September 1994
Job Founder at Paul Calendrillo LLC
Industry Fine Art
Experience
Paul Calendrillo New York September 2013 - Present
Zvidance August 2012 - Present
The Excellence in Practice Enterprise January 1997 - December 2012
NatWest Bank September 1994 - March 1997
PaineWebber June 1992 - September 1994
Citicorp September 1990 - June 1992
Merrill Lynch June 1976 - June 1990
Skills
Project Management, Training & Development, Coaching, Investments, Executive Coaching, Banking, Leadership Development, Public Speaking, Instructional Design, Mentoring, Performance Management, E-learning, New Business Development, Talent Management, Training Skills, Talent Development, Performance Improvement, Soft Skills, Management Development, E-Learning, Training, Consulting, Employee Training, Financial Services
Education
New York University 1976 — 1978
M.A, Philosophy
University of Findlay 1968 — 1971
BA, English
Paul Calendrillo New York September 2013 - Present
Zvidance August 2012 - Present
The Excellence in Practice Enterprise January 1997 - December 2012
NatWest Bank September 1994 - March 1997
PaineWebber June 1992 - September 1994
Citicorp September 1990 - June 1992
Merrill Lynch June 1976 - June 1990
Skills
Project Management, Training & Development, Coaching, Investments, Executive Coaching, Banking, Leadership Development, Public Speaking, Instructional Design, Mentoring, Performance Management, E-learning, New Business Development, Talent Management, Training Skills, Talent Development, Performance Improvement, Soft Skills, Management Development, E-Learning, Training, Consulting, Employee Training, Financial Services
Education
New York University 1976 — 1978
M.A, Philosophy
University of Findlay 1968 — 1971
BA, English
John A O'Keefe III John A O'Keefe III's PaineWebber Experience January 1992 - April 1998
Job Financial Services Representative, Financial Advisor Baystate Wealth Management & MetLife Securities,Inc
Industry Financial Services
Experience
Baystate Financial October 2012 - Present
Minnechaug Regional High School May 2010 - Present
JMMC 1998 - 2013
Infinex Investments/Stafford Savings Bank May 1998 - October 2012
PaineWebber, January 1992 - April 1998
Skills
Investments, Wealth Management, Mutual Funds, Retirement Planning, Asset Management, Investment Advisory, Investment Strategies, Professional Mentoring, Youth Development, Youth Mentoring, Coaching, Licensed Life & Health..., Variable Annuities, ETFs, Finance
Education
Old Dominion University - College of Business and Public Administration 1986 — 1990
Bachelor of Science, Business Administration-Finance
Cathedral High School 1982 — 1986
Baystate Financial October 2012 - Present
Minnechaug Regional High School May 2010 - Present
JMMC 1998 - 2013
Infinex Investments/Stafford Savings Bank May 1998 - October 2012
PaineWebber, January 1992 - April 1998
Skills
Investments, Wealth Management, Mutual Funds, Retirement Planning, Asset Management, Investment Advisory, Investment Strategies, Professional Mentoring, Youth Development, Youth Mentoring, Coaching, Licensed Life & Health..., Variable Annuities, ETFs, Finance
Education
Old Dominion University - College of Business and Public Administration 1986 — 1990
Bachelor of Science, Business Administration-Finance
Cathedral High School 1982 — 1986
Reagan Shanley Reagan Shanley's PaineWebber Experience 1997 - 2001
Job Principal at Weslin Capital LLC
Industry Commercial Real Estate
Experience
Weslin Capital LLC June 2013 - Present
Capmark Finance Inc. May 2009 - May 2013
RBS Greenwich Capital 2002 - 2009
PaineWebber 1997 - 2001
Kidder Peabody 1993 - 1996
Kenneth Leventhal & Co. 1990 - 1993
Skills
Real Estate Economics, Management, Commercial Real Estate, Investments, Asset Management, Property, Disposition, Real Estate, Valuation
Education
University of North Carolina at Chapel Hill 1988 — 1990
MBA, Commercial Real Estate Finance
The University of Texas at Austin 1982 — 1986
BA, Economics
Weslin Capital LLC June 2013 - Present
Capmark Finance Inc. May 2009 - May 2013
RBS Greenwich Capital 2002 - 2009
PaineWebber 1997 - 2001
Kidder Peabody 1993 - 1996
Kenneth Leventhal & Co. 1990 - 1993
Skills
Real Estate Economics, Management, Commercial Real Estate, Investments, Asset Management, Property, Disposition, Real Estate, Valuation
Education
University of North Carolina at Chapel Hill 1988 — 1990
MBA, Commercial Real Estate Finance
The University of Texas at Austin 1982 — 1986
BA, Economics
Don Monroe Don Monroe's PaineWebber Experience May 1989 - November 1997
Job Vice President Wealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services January 2009 - Present
Wachovia Securities, LLC November 1998 - January 2009
PaineWebber May 1989 - November 1997
Education
Tusculum College 1970 — 1974
Bachelor of Science (BS), Business, Mathematics
Ketron Memorial High School 1966 — 1970
Bachelor of Science (B.S.), Business Administration
UBS Financial Services January 2009 - Present
Wachovia Securities, LLC November 1998 - January 2009
PaineWebber May 1989 - November 1997
Education
Tusculum College 1970 — 1974
Bachelor of Science (BS), Business, Mathematics
Ketron Memorial High School 1966 — 1970
Bachelor of Science (B.S.), Business Administration
Eric Weikart Eric Weikart's PaineWebber Experience January 1998 - January 1999
Job Managing Director Performance Solutions at Cornerstone Advisors, Inc.
Industry Banking
Experience
Cornerstone Advisors, Inc. January 2004 - Present
Sofia and Company, Inc. June 1999 - December 2004
PaineWebber January 1998 - January 1999
Skills
Banking, Loans, Mergers, benchmarking, Process Improvement, Technology Evaluation, Credit Unions, Contract Negotiations, Contract Review, Software Implementation, Efficiency Improvement, Efficiency Optimization, branches, call center, Accounting, Performance Improvement, Call Center, Contract Negotiation, Contract Management, Management, Change Management, Vendor Management, Mergers & Acquisitions, Internet Banking, Strategy, Commercial Lending, Benchmarking, Leadership, Call Centers, Financial Services, Risk Management, Strategic Planning
Education
The Ohio State University 1995 — 1999
BS, Finance
The Ohio State University Fisher College of Business 1995 — 1999
Bachelor of Applied Science (B.A.Sc.), Banking and Financial Support Services
Cornerstone Advisors, Inc. January 2004 - Present
Sofia and Company, Inc. June 1999 - December 2004
PaineWebber January 1998 - January 1999
Skills
Banking, Loans, Mergers, benchmarking, Process Improvement, Technology Evaluation, Credit Unions, Contract Negotiations, Contract Review, Software Implementation, Efficiency Improvement, Efficiency Optimization, branches, call center, Accounting, Performance Improvement, Call Center, Contract Negotiation, Contract Management, Management, Change Management, Vendor Management, Mergers & Acquisitions, Internet Banking, Strategy, Commercial Lending, Benchmarking, Leadership, Call Centers, Financial Services, Risk Management, Strategic Planning
Education
The Ohio State University 1995 — 1999
BS, Finance
The Ohio State University Fisher College of Business 1995 — 1999
Bachelor of Applied Science (B.A.Sc.), Banking and Financial Support Services
Sandra I. Lugo Sandra I. Lugo's PaineWebber Experience June 1991 - March 1993
Job Property Manager at Cohen Esrey Communities
Industry Real Estate
Experience
Cohen-Esrey Real Estate Services, LLC July 2010 - Present
UBS March 1993 - June 2003
PaineWebber June 1991 - March 1993
Meridian Associates April 1989 - June 1991
Skills
Real Estate, Microsoft Office, Property Management, Residential Homes, Leadership, Team Leadership, Management, Event Planning, Event Management, Volunteering, Committees
Education
State University of New York at New Paltz 2005 — 2008
Bachelor of Science (B.S.), Finance, General, International Business
Orange County Community College 2003 — 2005
Associate of Science (A.S.), Business Administration and Management, General
Cohen-Esrey Real Estate Services, LLC July 2010 - Present
UBS March 1993 - June 2003
PaineWebber June 1991 - March 1993
Meridian Associates April 1989 - June 1991
Skills
Real Estate, Microsoft Office, Property Management, Residential Homes, Leadership, Team Leadership, Management, Event Planning, Event Management, Volunteering, Committees
Education
State University of New York at New Paltz 2005 — 2008
Bachelor of Science (B.S.), Finance, General, International Business
Orange County Community College 2003 — 2005
Associate of Science (A.S.), Business Administration and Management, General
Brad Rogers's PaineWebber Experience January 1990 - July 1993
Job Managing Partner of Investment Management & Planning LLC
Industry Investment Management
Experience
Investment Management & Planning LLC May 1995 - Present
Cambridge Investment Research July 2013 - Present
LPL Financial May 1995 - September 2009
PaineWebber January 1990 - July 1993
Merrill Lynch October 1987 - January 1990
Skills
Retirement Planning, Estate Planning, Financial Planning, Separately Managed..., Wealth Management, Alternative Investments, Investment Advisory, Strategic Financial..., Investment Management, Financial Advisory, Investments, Wealth, Wealth Management..., High Net Worth..., 401k Rollovers, Asset Allocation, Asset Management, ETFs, Finance, Financial Planners, Financial Services, Fixed Annuities, Fixed Income, IRAs, Investment Advisory..., Investment Strategies, Life Insurance, Mutual Funds, Options, Pensions, Portfolio Management, Retirement, Securities, Series 7, Series 24, Series 63, Trusts, Variable Annuities
Education
The University of Texas at Arlington
Investment Management & Planning LLC May 1995 - Present
Cambridge Investment Research July 2013 - Present
LPL Financial May 1995 - September 2009
PaineWebber January 1990 - July 1993
Merrill Lynch October 1987 - January 1990
Skills
Retirement Planning, Estate Planning, Financial Planning, Separately Managed..., Wealth Management, Alternative Investments, Investment Advisory, Strategic Financial..., Investment Management, Financial Advisory, Investments, Wealth, Wealth Management..., High Net Worth..., 401k Rollovers, Asset Allocation, Asset Management, ETFs, Finance, Financial Planners, Financial Services, Fixed Annuities, Fixed Income, IRAs, Investment Advisory..., Investment Strategies, Life Insurance, Mutual Funds, Options, Pensions, Portfolio Management, Retirement, Securities, Series 7, Series 24, Series 63, Trusts, Variable Annuities
Education
The University of Texas at Arlington
Jeff Hoplin Jeff Hoplin's PaineWebber Experience 1985 - 1993
Job Investment Consultant at Alerus Financial
Industry Investment Management
Experience
Alerus Financial November 1993 - Present
PaineWebber 1985 - 1993
Central High in Grand Forks January 1978 - June 1985
Skills
Investments, Personal Investment..., Asset Allocation, Retirement Planning, Personal Financial..., Investment Advisory..., Certified Financial..., Portfolio Management, Series 24
Education
The University of North Dakota 1973 — 1977
Bachelor's degree, Mathematics
Lutheran Bretheran Bible College 1975 — 1975
Alerus Financial November 1993 - Present
PaineWebber 1985 - 1993
Central High in Grand Forks January 1978 - June 1985
Skills
Investments, Personal Investment..., Asset Allocation, Retirement Planning, Personal Financial..., Investment Advisory..., Certified Financial..., Portfolio Management, Series 24
Education
The University of North Dakota 1973 — 1977
Bachelor's degree, Mathematics
Lutheran Bretheran Bible College 1975 — 1975
Shane Burden Shane Burden's PaineWebber Experience 1995 - 2000
Job Vice President Sales at duPont REGISTRY Media
Industry Online Media
Experience
duPont REGISTRY Media June 2000 - Present
PaineWebber 1995 - 2000
Skills
Sales, Marketing Strategy, Event Management, Sales Management, Online Advertising, Account Management, New Business Development, Online Marketing, Marketing Communications, Email Marketing, Digital Media, SEO, Advertising, Social Media, Negotiation, Marketing, Social Media Marketing, Automotive, Direct Marketing, Direct Sales, Business Development, Sales Process, Digital Marketing, B2B, Lead Generation, Brand Development, Sales Operations, Marketing Management, Social Networking, Selling, Public Relations, Salesforce.com, Retail, Strategic Planning, Product Development, Contract Negotiation, Automobile, Team Building, Entrepreneurship, Advertising Sales, CRM, Cold Calling, Sponsorship, Strategic Partnerships, Competitive Analysis, SEM, E-commerce, Market Research, Direct Mail, Integrated Marketing
Education
Texas A&M University-Commerce
duPont REGISTRY Media June 2000 - Present
PaineWebber 1995 - 2000
Skills
Sales, Marketing Strategy, Event Management, Sales Management, Online Advertising, Account Management, New Business Development, Online Marketing, Marketing Communications, Email Marketing, Digital Media, SEO, Advertising, Social Media, Negotiation, Marketing, Social Media Marketing, Automotive, Direct Marketing, Direct Sales, Business Development, Sales Process, Digital Marketing, B2B, Lead Generation, Brand Development, Sales Operations, Marketing Management, Social Networking, Selling, Public Relations, Salesforce.com, Retail, Strategic Planning, Product Development, Contract Negotiation, Automobile, Team Building, Entrepreneurship, Advertising Sales, CRM, Cold Calling, Sponsorship, Strategic Partnerships, Competitive Analysis, SEM, E-commerce, Market Research, Direct Mail, Integrated Marketing
Education
Texas A&M University-Commerce
Vanessa Buckley (Wiles) Vanessa Buckley (Wiles)'s PaineWebber Experience 1994 - 1995
Job Instuctor at Infant Swimming Resource
Industry Financial Services
Experience
Infant Swimming Resource 2013 - Present
Mango International 2005 - 2013
Credit Suisse First Boston 1999 - 2001
Standard Bank 1995 - 1999
PaineWebber 1994 - 1995
Skills
Marketing Strategy, Mutual Funds, Business Analysis, Financial Analysis
Education
SUNY Cortland 1990 — 1994
Bachelor of Science, Economics and Management Science
State University of New York College at Cortland 1990 — 1994
Bachelor of Science, Economics and Managment Science
Infant Swimming Resource 2013 - Present
Mango International 2005 - 2013
Credit Suisse First Boston 1999 - 2001
Standard Bank 1995 - 1999
PaineWebber 1994 - 1995
Skills
Marketing Strategy, Mutual Funds, Business Analysis, Financial Analysis
Education
SUNY Cortland 1990 — 1994
Bachelor of Science, Economics and Management Science
State University of New York College at Cortland 1990 — 1994
Bachelor of Science, Economics and Managment Science
Bonnie Hodge Bonnie Hodge's PaineWebber Experience 1986 - 1993
Job Nonprofit Organization Management
Industry Nonprofit Organization Management
Experience
Girl Scouts of Northern New Jersey 2004 - Present
Girl Scouts of Northern New Jersey 2007 - 2012
PaineWebber 1986 - 1993
PaineWebber 1983 - 1986
Skills
Microsoft Office, Volunteer Management, Employee Relations, Department of Labor..., Training, Compensation Analyst, Budget Development, Budget Analysis, Team Building, Budget Preparation, Fundraising, Budgets, Community Outreach, Nonprofits, Event Planning, Event Management, Public Speaking, Leadership Development, Management, Customer Service, Program Management, Program Development, Strategic Planning, Public Relations, Leadership, Social Media
Education
SUNY Plattsburgh
Bachelors or Arts, Sociology and Psychology
Shenendehowa HS
Girl Scouts of Northern New Jersey 2004 - Present
Girl Scouts of Northern New Jersey 2007 - 2012
PaineWebber 1986 - 1993
PaineWebber 1983 - 1986
Skills
Microsoft Office, Volunteer Management, Employee Relations, Department of Labor..., Training, Compensation Analyst, Budget Development, Budget Analysis, Team Building, Budget Preparation, Fundraising, Budgets, Community Outreach, Nonprofits, Event Planning, Event Management, Public Speaking, Leadership Development, Management, Customer Service, Program Management, Program Development, Strategic Planning, Public Relations, Leadership, Social Media
Education
SUNY Plattsburgh
Bachelors or Arts, Sociology and Psychology
Shenendehowa HS
Steve Reznikov's PaineWebber Experience June 1998 - September 2000
Job VIce President JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase & Co. February 2015 - Present
UBS June 2012 - Present
Verizon Wireless October 2000 - June 2012
PaineWebber June 1998 - September 2000
Skills
DB2, z/OS, Mainframe, JCL, IBM Mainframe, COBOL, CICS, TSO, MVS, SQL, ISPF, Database Administration, Databases, Performance Tuning, Data Modeling, Relational Databases, Disaster Recovery, Systems Analysis, Database Design, SDLC, Visio, ETL, Enterprise Architecture, Operating Systems, Requirements Analysis, Software Project..., Software Development, High Availability, Business Requirements, Production Support, Testing, Stored Procedures, System Testing, Data Warehousing, Requirements Gathering
Education
Stevens Institute of Technology 2005 — 2007
MS, MIS
JPMorgan Chase & Co. February 2015 - Present
UBS June 2012 - Present
Verizon Wireless October 2000 - June 2012
PaineWebber June 1998 - September 2000
Skills
DB2, z/OS, Mainframe, JCL, IBM Mainframe, COBOL, CICS, TSO, MVS, SQL, ISPF, Database Administration, Databases, Performance Tuning, Data Modeling, Relational Databases, Disaster Recovery, Systems Analysis, Database Design, SDLC, Visio, ETL, Enterprise Architecture, Operating Systems, Requirements Analysis, Software Project..., Software Development, High Availability, Business Requirements, Production Support, Testing, Stored Procedures, System Testing, Data Warehousing, Requirements Gathering
Education
Stevens Institute of Technology 2005 — 2007
MS, MIS
Susan Thomson Susan Thomson's PaineWebber Experience 1993 - 1996
Job Adjunct Professor at City College of New York
Industry Public Relations and Communications
Experience
City College of New York July 2015 - Present
Higher Ground Strategic Communications March 2013 - Present
Columbia University 2011 - Present
Seton Hall University June 2013 - September 2014
Bank of America March 2010 - May 2012
Citigroup November 2000 - March 2010
Merrill Lynch 1996 - 2000
PaineWebber 1993 - 1996
Independent Travel and Graduate Study 1991 - 1993
Bozell Public Relations May 1989 - December 1990
Skills
Marketing Communications, Marketing, Internal Communications, Corporate Communications, Public Relations, Marketing Strategy, Media Relations, Strategic Communications, Press Releases, Crisis Communications, Crisis Management, Corporate Social..., Social Media, Thought Leadership, New Media, Management, Financial Services, Strategy, Strategic Planning, Public Affairs, Editing
Education
State University of New York College at Oneonta 1985 — 1989
BS, Communications
Arlington High School
City College of New York July 2015 - Present
Higher Ground Strategic Communications March 2013 - Present
Columbia University 2011 - Present
Seton Hall University June 2013 - September 2014
Bank of America March 2010 - May 2012
Citigroup November 2000 - March 2010
Merrill Lynch 1996 - 2000
PaineWebber 1993 - 1996
Independent Travel and Graduate Study 1991 - 1993
Bozell Public Relations May 1989 - December 1990
Skills
Marketing Communications, Marketing, Internal Communications, Corporate Communications, Public Relations, Marketing Strategy, Media Relations, Strategic Communications, Press Releases, Crisis Communications, Crisis Management, Corporate Social..., Social Media, Thought Leadership, New Media, Management, Financial Services, Strategy, Strategic Planning, Public Affairs, Editing
Education
State University of New York College at Oneonta 1985 — 1989
BS, Communications
Arlington High School
Victor Vincent Valverde Victor Vincent Valverde's PaineWebber Experience April 1995 - June 1997
Job Registered Representative
Industry Investment Management
Experience
NEXT Financial Group, Inc. February 2005 - Present
Raymond James Financial Services, Inc. July 1997 - January 2005
PaineWebber April 1995 - June 1997
Principal Financial Securities January 1992 - April 1995
Texas Commerce Bank-McAllen Texas 1985 - 1990
Skills
Investments, Mutual Funds, Retirement Planning, Series 7, Investment Advisory, Asset Allocation, Wealth Management, Asset Managment, Securities, Portfolio Management, Investment Strategies, Series 63, Strategic Financial..., Retirement, 401k, Series 24, Life & Health Insurance..., ETFs, Variable Annuities, Life Insurance, Disability Insurance, IRAs, 401k Rollovers, Separately Managed..., Wealth Management..., Financial Planners, Wealth, Term Life Insurance, Health Insurance, Equities, Roth IRA, Fixed Income, Employee Benefits, 529 Plans, Asset Management, Financial Advisory, Fixed Annuities, Series 6, Uniform Combined State...
Education
The University of Texas-Pan American 1980 — 1985
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Mission High School 1972 — 1976
Graduate, General
NEXT Financial Group, Inc. February 2005 - Present
Raymond James Financial Services, Inc. July 1997 - January 2005
PaineWebber April 1995 - June 1997
Principal Financial Securities January 1992 - April 1995
Texas Commerce Bank-McAllen Texas 1985 - 1990
Skills
Investments, Mutual Funds, Retirement Planning, Series 7, Investment Advisory, Asset Allocation, Wealth Management, Asset Managment, Securities, Portfolio Management, Investment Strategies, Series 63, Strategic Financial..., Retirement, 401k, Series 24, Life & Health Insurance..., ETFs, Variable Annuities, Life Insurance, Disability Insurance, IRAs, 401k Rollovers, Separately Managed..., Wealth Management..., Financial Planners, Wealth, Term Life Insurance, Health Insurance, Equities, Roth IRA, Fixed Income, Employee Benefits, 529 Plans, Asset Management, Financial Advisory, Fixed Annuities, Series 6, Uniform Combined State...
Education
The University of Texas-Pan American 1980 — 1985
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Mission High School 1972 — 1976
Graduate, General
Russell Lessard's PaineWebber Experience 1993 - 1996
Job Estate Planning Attorney
Industry Law Practice
Experience
Vacek, Freed & Thain, PLLC September 2015 - Present
Sanders Morris Harris April 2014 - September 2015
Gulf States Financial Services December 2012 - March 2014
SunAmerica Financial Group February 2012 - December 2012
SunAmerica Financial Group June 1996 - December 2012
PaineWebber 1993 - 1996
Skills
FINRA, Securities, AML, OFAC, Series 24, Anti Money Laundering, Bank Secrecy Act, KYC, Financial Services, USA PATRIOT Act, Fraud, Insurance, Mutual Funds, Due Diligence, Sanction, Financial Institutions, Series 7, Financial Regulation, Investments, Investment Advisers Act, Operational Risk, Regulations, SEC, Alternative Investments, Corporate Governance, Investment Management, Series 63, Securities Regulation, Investment Advisory, Investment Company Act, CAMS, FCPA, Risk Management, Foreign Corrupt..., Private Placements
Education
South Texas College of Law 1998 — 2001
Doctor of Law (JD), Law
University of St. Thomas (TX) 1994 — 1996
Master of Business Administration (MBA), Finance, General
University of Houston, C.T. Bauer College of Business 1991 — 1993
Bachelor of Business Administration (B.B.A.), Marketing/Marketing Management, General
Vacek, Freed & Thain, PLLC September 2015 - Present
Sanders Morris Harris April 2014 - September 2015
Gulf States Financial Services December 2012 - March 2014
SunAmerica Financial Group February 2012 - December 2012
SunAmerica Financial Group June 1996 - December 2012
PaineWebber 1993 - 1996
Skills
FINRA, Securities, AML, OFAC, Series 24, Anti Money Laundering, Bank Secrecy Act, KYC, Financial Services, USA PATRIOT Act, Fraud, Insurance, Mutual Funds, Due Diligence, Sanction, Financial Institutions, Series 7, Financial Regulation, Investments, Investment Advisers Act, Operational Risk, Regulations, SEC, Alternative Investments, Corporate Governance, Investment Management, Series 63, Securities Regulation, Investment Advisory, Investment Company Act, CAMS, FCPA, Risk Management, Foreign Corrupt..., Private Placements
Education
South Texas College of Law 1998 — 2001
Doctor of Law (JD), Law
University of St. Thomas (TX) 1994 — 1996
Master of Business Administration (MBA), Finance, General
University of Houston, C.T. Bauer College of Business 1991 — 1993
Bachelor of Business Administration (B.B.A.), Marketing/Marketing Management, General
Adrienne Horen Adrienne Horen's PaineWebber Experience October 1987 - September 1989
Job Vice President/Investments Financial Advisor at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott October 2002 - Present
RBC Wealth Management September 1989 - October 2002
PaineWebber October 1987 - September 1989
Skills
Financial Planning, Wealth Management, Non-profits, Women Investors, Retirement Income..., Professional Money..., 401k, Strategic Financial..., Investment Management, Investments, Retirement Planning, Money Management, Nonprofits, Finance, Risk Management, Wealth Management..., Accounting, Mutual Funds, Financial Services, Asset Allocation, Series 7, Public Speaking, Strategic Planning, Investment Advisory, IRAs
Education
Temple University - Fox School of Business and Management 1980 — 1983
Master of Business Administration (MBA), Accounting and Finance
Douglass College/Rutgers University 1973 — 1977
Bachelor of Arts (BA), American/United States Studies/Civilization
Janney Montgomery Scott October 2002 - Present
RBC Wealth Management September 1989 - October 2002
PaineWebber October 1987 - September 1989
Skills
Financial Planning, Wealth Management, Non-profits, Women Investors, Retirement Income..., Professional Money..., 401k, Strategic Financial..., Investment Management, Investments, Retirement Planning, Money Management, Nonprofits, Finance, Risk Management, Wealth Management..., Accounting, Mutual Funds, Financial Services, Asset Allocation, Series 7, Public Speaking, Strategic Planning, Investment Advisory, IRAs
Education
Temple University - Fox School of Business and Management 1980 — 1983
Master of Business Administration (MBA), Accounting and Finance
Douglass College/Rutgers University 1973 — 1977
Bachelor of Arts (BA), American/United States Studies/Civilization
Phyllis Rosen, PCC, CPCC Phyllis Rosen, PCC, CPCC's PaineWebber Experience 1976 - 1995
Job Career Strategist | Executive Coach | Independent Consultant
Industry Professional Training & Coaching
Experience
Bacharach Leadership Group (BLG) 2011 - Present
Retensa 2006 - Present
The Ayers Group 2008 - Present
Independent Consultant 1995 - Present
The Five O'Clock Club 1995 - 2008
Metropolitan Jewish Council 1999 - 2005
PaineWebber 1976 - 1995
Skills
Executive Coaching, Business Management..., Communication Training, Career Development..., Personality Assessment, Resume Writing, Workshop Facilitation, Career Transition..., Training, Interviews, Management, Career Development, Leadership, Coaching, Career Counseling, Management Development, Life Coaching, Career Assessment, Talent Management, Performance Management, Organizational Design, Workshops, Employee Relations, Personnel Management, Job Search, Organizational..., Personal Development, HR Consulting, Program Management, Team Building, Interview Preparation, Employee Training, Employee Engagement, Executive Development, Human Resources, Organizational..., Emotional Intelligence, Conflict Resolution, Change Management, Staff Development, MBTI, Succession Planning, Onboarding, Training Delivery, Culture Change, Job Coaching, Leadership Development, Career Management, Outplacement, 360 Feedback
Education
Coaches Training Institute 2004 — 2005
PCC CPCC , Certified Professional Coach
SUNY at Buffalo
Bachelor of Arts (BA), Cultural Anthropology
Bacharach Leadership Group (BLG) 2011 - Present
Retensa 2006 - Present
The Ayers Group 2008 - Present
Independent Consultant 1995 - Present
The Five O'Clock Club 1995 - 2008
Metropolitan Jewish Council 1999 - 2005
PaineWebber 1976 - 1995
Skills
Executive Coaching, Business Management..., Communication Training, Career Development..., Personality Assessment, Resume Writing, Workshop Facilitation, Career Transition..., Training, Interviews, Management, Career Development, Leadership, Coaching, Career Counseling, Management Development, Life Coaching, Career Assessment, Talent Management, Performance Management, Organizational Design, Workshops, Employee Relations, Personnel Management, Job Search, Organizational..., Personal Development, HR Consulting, Program Management, Team Building, Interview Preparation, Employee Training, Employee Engagement, Executive Development, Human Resources, Organizational..., Emotional Intelligence, Conflict Resolution, Change Management, Staff Development, MBTI, Succession Planning, Onboarding, Training Delivery, Culture Change, Job Coaching, Leadership Development, Career Management, Outplacement, 360 Feedback
Education
Coaches Training Institute 2004 — 2005
PCC CPCC , Certified Professional Coach
SUNY at Buffalo
Bachelor of Arts (BA), Cultural Anthropology
Debra Pound Debra Pound's PaineWebber Experience 2000 - 2004
Job Relationship Manager at Charles Schwab
Industry Financial Services
Experience
Charles Schwab April 2006 - Present
Wells Real Estate Funds February 2004 - April 2006
PaineWebber 2000 - 2004
Skills
Series 7, Series 63, Relationship Management, Sales and Marketing, Public Speaking, Business Consulting, Practice Management, Account Management, Asset Management, Management Consulting, Process Improvement
Education
Columbia University Teachers College 1990 — 1991
Psychology
Winthrop University 1978 — 1982
BA, English
Rock Hill High School
Charles Schwab April 2006 - Present
Wells Real Estate Funds February 2004 - April 2006
PaineWebber 2000 - 2004
Skills
Series 7, Series 63, Relationship Management, Sales and Marketing, Public Speaking, Business Consulting, Practice Management, Account Management, Asset Management, Management Consulting, Process Improvement
Education
Columbia University Teachers College 1990 — 1991
Psychology
Winthrop University 1978 — 1982
BA, English
Rock Hill High School
Gerard Citera Gerard Citera's PaineWebber Experience 1994 - 2000
Job Managing Director, Associate General Counsel at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan Chase April 2014 - Present
Davis Polk & Wardwell February 2008 - March 2014
Chadbourne & Parke LLP March 2007 - February 2008
UBS Investment Bank 2001 - 2007
PaineWebber 1994 - 2000
WilmerHale June 1985 - June 1994
US Securities and Exchange Commission April 1982 - May 1985
Hodgson Russ LLP 1980 - 1982
Skills
Equity Trading, Broker-Dealer, Market Structure, Securities Regulation, SEC, Investment Advisers Act, Series 7, Financial Regulation, Series 24, Banking, Investment Banking, Legal Compliance, Financial Institutions, Corporate Law, Securities, Hedge Funds, FINRA, Legal Research, AML, Derivatives, Corporate Governance, Dodd-Frank, Banking Law, FCPA, Investment Company Act, Securities Litigation, Leadership
Education
State University of New York at Buffalo - Law School 1977 — 1980
J.D.
State University of New York at Albany 1973 — 1977
B.A., Political Science
J.P. Morgan Chase April 2014 - Present
Davis Polk & Wardwell February 2008 - March 2014
Chadbourne & Parke LLP March 2007 - February 2008
UBS Investment Bank 2001 - 2007
PaineWebber 1994 - 2000
WilmerHale June 1985 - June 1994
US Securities and Exchange Commission April 1982 - May 1985
Hodgson Russ LLP 1980 - 1982
Skills
Equity Trading, Broker-Dealer, Market Structure, Securities Regulation, SEC, Investment Advisers Act, Series 7, Financial Regulation, Series 24, Banking, Investment Banking, Legal Compliance, Financial Institutions, Corporate Law, Securities, Hedge Funds, FINRA, Legal Research, AML, Derivatives, Corporate Governance, Dodd-Frank, Banking Law, FCPA, Investment Company Act, Securities Litigation, Leadership
Education
State University of New York at Buffalo - Law School 1977 — 1980
J.D.
State University of New York at Albany 1973 — 1977
B.A., Political Science
Molly Row Molly Row's PaineWebber Experience 1986 - 1988
Job Sonoma County Real Estate Specialist, Pacific Union International,www.Northbay101.com 707.953.8537
Industry Real Estate
Experience
Pacific Union November 2013 - Present
Frank Howard Allen January 1996 - October 2013
Century 21 and Prudential CA Realty June 1990 - January 1996
Nordstrom November 1987 - April 1990
PaineWebber 1986 - 1988
Skills
Loss Mitigation, Investors, Short Sales, Single Family Homes, First Time Home Buyers, Investment Properties, Sellers, Listings, Real Estate, Relocation, Deed in Lieu, REO, Foreclosures, Move Up Buyers, Real Estate Transactions, SFR, Income Properties, Buyer Representation, Seller Representation, Condos, Referrals, Residential Homes, New Home Sales, Sales, Luxury, Buyers, Real Property, Townhomes, Luxury Brand Marketing, Luxury Lifestyle, Public Speaking, Real Estate Development, Luxury Homes, Luxury Goods, Strategic Planning, Public Relations
Education
Sonoma State University 1979 — 1984
Bachelor of Arts (BA), Phys Ed
Miramonte High School 1976 — 1979
Pacific Union November 2013 - Present
Frank Howard Allen January 1996 - October 2013
Century 21 and Prudential CA Realty June 1990 - January 1996
Nordstrom November 1987 - April 1990
PaineWebber 1986 - 1988
Skills
Loss Mitigation, Investors, Short Sales, Single Family Homes, First Time Home Buyers, Investment Properties, Sellers, Listings, Real Estate, Relocation, Deed in Lieu, REO, Foreclosures, Move Up Buyers, Real Estate Transactions, SFR, Income Properties, Buyer Representation, Seller Representation, Condos, Referrals, Residential Homes, New Home Sales, Sales, Luxury, Buyers, Real Property, Townhomes, Luxury Brand Marketing, Luxury Lifestyle, Public Speaking, Real Estate Development, Luxury Homes, Luxury Goods, Strategic Planning, Public Relations
Education
Sonoma State University 1979 — 1984
Bachelor of Arts (BA), Phys Ed
Miramonte High School 1976 — 1979
Deron Hoeflinger Deron Hoeflinger's PaineWebber Experience 1988 - 1990
Job Individual Investor
Industry Financial Services
Experience
Home 2001 - Present
Ace Provisions, Inc. 1991 - 2001
PaineWebber 1988 - 1990
Skills
Strategic Planning, Budgets, Negotiation, Sales, Management, Sales Management, Inventory Management, Marketing Strategy, Coaching, Marketing, New Business Development, Mergers & Acquisitions, Business Planning, Financial Analysis
Education
The Ohio State University 1983 — 1988
Bachelor of Science in Business Administration, Finance and Marketing
Home 2001 - Present
Ace Provisions, Inc. 1991 - 2001
PaineWebber 1988 - 1990
Skills
Strategic Planning, Budgets, Negotiation, Sales, Management, Sales Management, Inventory Management, Marketing Strategy, Coaching, Marketing, New Business Development, Mergers & Acquisitions, Business Planning, Financial Analysis
Education
The Ohio State University 1983 — 1988
Bachelor of Science in Business Administration, Finance and Marketing
Gary Wayne Gary Wayne's PaineWebber Experience September 1998 - February 2003
Job First Vice President / Financial Advisor/ at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott February 2003 - Present
PaineWebber September 1998 - February 2003
Merrill Lynch October 1993 - September 1998
Smith Barney Shearson January 1986 - October 1993
Skills
Retirement Planning, Wealth Management, Asset Allocation, ETFs, Investment Advisory, Municipal Bonds, Uniform Combined State..., Mutual Funds, Investment Strategies, College Education..., Small Business, Estate Planning, Retirement, Portfolio Management, Investments, Series 7, Securities, Finance, Series 63, Asset Management, Alternative Investments, Financial Services, Bonds, Financial Planning
Education
State University of New York at Buffalo 1982 — 1986
Bachelor of Applied Science (BASc), Economics
Janney Montgomery Scott February 2003 - Present
PaineWebber September 1998 - February 2003
Merrill Lynch October 1993 - September 1998
Smith Barney Shearson January 1986 - October 1993
Skills
Retirement Planning, Wealth Management, Asset Allocation, ETFs, Investment Advisory, Municipal Bonds, Uniform Combined State..., Mutual Funds, Investment Strategies, College Education..., Small Business, Estate Planning, Retirement, Portfolio Management, Investments, Series 7, Securities, Finance, Series 63, Asset Management, Alternative Investments, Financial Services, Bonds, Financial Planning
Education
State University of New York at Buffalo 1982 — 1986
Bachelor of Applied Science (BASc), Economics
Sean McCarty Sean McCarty's PaineWebber Experience 1994 - 1997
Job Vice President at Morgan Stanley Wealth Management
Industry Investment Management
Experience
Morgan Stanley Wealth Management March 2010 - Present
Raymond James & Associates December 2008 - April 2010
UBS Financial Services February 2007 - November 2008
Milestone Wealth Management February 2003 - February 2007
Wachovia Securities May 1997 - February 2003
PaineWebber 1994 - 1997
Morgan Stanley 1989 - 1992
Education
State University of New York College at Plattsburgh 1984 — 1988
Morgan Stanley Wealth Management March 2010 - Present
Raymond James & Associates December 2008 - April 2010
UBS Financial Services February 2007 - November 2008
Milestone Wealth Management February 2003 - February 2007
Wachovia Securities May 1997 - February 2003
PaineWebber 1994 - 1997
Morgan Stanley 1989 - 1992
Education
State University of New York College at Plattsburgh 1984 — 1988
Jeanmarie Giblin Jeanmarie Giblin's PaineWebber Experience January 1999 - January 2000
Job Business Analyst, IS Marketing & Applications at Nissan Motor Corporation
Industry Information Technology and Services
Experience
Nissan Motor Corporation February 2015 - Present
Nissan Motor Corporation December 2013 - Present
Nissan North America December 2011 - Present
Nissan Motor Company 2011 - 2013
Asurion January 2011 - September 2011
IASIS Healthcare December 2004 - July 2008
First Management Services, Inc January 2001 - January 2004
PaineWebber January 1999 - January 2000
DB Alex. Brown January 1997 - January 1999
Geosyntec Consultants January 1996 - January 1997
Skills
Leadership, Quality Assurance, Budgets, Management, Process Improvement, Team Leadership, Training
Education
Trevecca Nazarene University 2008 — 2010
MBA, Business Administration and Management, General
Trevecca Nazarene University 2004 — 2006
BA, Management and Human Resources
Nissan Motor Corporation February 2015 - Present
Nissan Motor Corporation December 2013 - Present
Nissan North America December 2011 - Present
Nissan Motor Company 2011 - 2013
Asurion January 2011 - September 2011
IASIS Healthcare December 2004 - July 2008
First Management Services, Inc January 2001 - January 2004
PaineWebber January 1999 - January 2000
DB Alex. Brown January 1997 - January 1999
Geosyntec Consultants January 1996 - January 1997
Skills
Leadership, Quality Assurance, Budgets, Management, Process Improvement, Team Leadership, Training
Education
Trevecca Nazarene University 2008 — 2010
MBA, Business Administration and Management, General
Trevecca Nazarene University 2004 — 2006
BA, Management and Human Resources
Evan Ward Evan Ward's PaineWebber Experience 1984 - 1992
Job President at The Ward Group LLC
Industry Management Consulting
Experience
The Ward Group LLC April 2009 - Present
Lindsay & Ward, Inc. 1992 - 2013
NMPP Energy 2003 - 2009
American Public Energy Agency 2000 - 2003
The Ward Group LLC 1998 - 2000
PaineWebber 1984 - 1992
William R. Hough & Co. 1976 - 1984
Skills
Project Management, Financial Modeling, Leadership, Financial Analysis, Strategic Planning, Product Management, Business Development, Business Planning, Management, Energy, Team Building, Negotiation, Finance, Product Development, Marketing, Fixed Income, Capital Markets, Research, Structured Finance
Education
Thunderbird School of Global Management
MIM, Finance, Economics
University of Florida
BA, Political Science
St. Petersburg College
AA, Liberal Arts
The Ward Group LLC April 2009 - Present
Lindsay & Ward, Inc. 1992 - 2013
NMPP Energy 2003 - 2009
American Public Energy Agency 2000 - 2003
The Ward Group LLC 1998 - 2000
PaineWebber 1984 - 1992
William R. Hough & Co. 1976 - 1984
Skills
Project Management, Financial Modeling, Leadership, Financial Analysis, Strategic Planning, Product Management, Business Development, Business Planning, Management, Energy, Team Building, Negotiation, Finance, Product Development, Marketing, Fixed Income, Capital Markets, Research, Structured Finance
Education
Thunderbird School of Global Management
MIM, Finance, Economics
University of Florida
BA, Political Science
St. Petersburg College
AA, Liberal Arts
Nicholas Waltner Nicholas Waltner's PaineWebber Experience 1986 - 1988
Job Owner, Madison Park Capital Partners, LLC
Industry Investment Management
Experience
Madison Park Capital Partners, LLC 2002 - Present
Banc of America Securities 2000 - 2002
Nikko-SalomonSmith Barney (Citigroup) 1997 - 2000
Salomon Brothers 1989 - 2000
PaineWebber 1986 - 1988
Skills
Derivatives, Equities, Portfolio Management, Investments, Asset Management, Financial Markets, Bonds, R, Japanese, Capital Management, Time Series Analysis, Econometrics, Unix, Perl, Management, Real Estate, German, LaTeX, Financial Analysis, LLC, Fortran, Spanish, Latin, Equity Derivatives, Capital Markets, Hedge Funds, Fixed Income, Machine Learning, Data Science, Natural Language..., Data Mining, Statistical Data..., Trading, Alternative Investments, Financial Services, Asset Managment
Education
University of Washington 2012 — 2016
Working towards an MS in Computational Linguistics
The University of Chicago Booth School of Business 1988 — 1990
MBA, Finance and Statistics
Wesleyan University 1982 — 1986
BA, Physics and German Language and Literature
Blanchet High School 1978 — 1982
Madison Park Capital Partners, LLC 2002 - Present
Banc of America Securities 2000 - 2002
Nikko-SalomonSmith Barney (Citigroup) 1997 - 2000
Salomon Brothers 1989 - 2000
PaineWebber 1986 - 1988
Skills
Derivatives, Equities, Portfolio Management, Investments, Asset Management, Financial Markets, Bonds, R, Japanese, Capital Management, Time Series Analysis, Econometrics, Unix, Perl, Management, Real Estate, German, LaTeX, Financial Analysis, LLC, Fortran, Spanish, Latin, Equity Derivatives, Capital Markets, Hedge Funds, Fixed Income, Machine Learning, Data Science, Natural Language..., Data Mining, Statistical Data..., Trading, Alternative Investments, Financial Services, Asset Managment
Education
University of Washington 2012 — 2016
Working towards an MS in Computational Linguistics
The University of Chicago Booth School of Business 1988 — 1990
MBA, Finance and Statistics
Wesleyan University 1982 — 1986
BA, Physics and German Language and Literature
Blanchet High School 1978 — 1982
Mitchell Chalsen Mitchell Chalsen's PaineWebber Experience September 1998 - November 1999
Job
Industry Information Technology and Services
Experience
UBS Investment Bank 2006 - November 2007
UBS Investment Bank 1994 - 2006
UBS Global Asset Management September 1999 - September 2004
PaineWebber September 1998 - November 1999
IBM Solutions Delivery April 1995 - September 1998
IBM Global Services June 1981 - April 1995
Skills
PMO, Business Analysis, Financial Services, Temporary Placement, SDLC, Derivatives, Vendor Management, Account Management, Agile Methodologies, Agile Project Management, Applicant Tracking..., Business Intelligence, CRM, Consulting, Contract Recruitment, IT Strategy, Enterprise Software, Leadership, Management, PMP, Professional Services, Project Management, Project Portfolio..., Strategy, Technical Recruiting
Education
New York University - Leonard N. Stern School of Business 1993 — 1995
MBA
State University of New York at Albany 1977 — 1981
BS
Clakstown H.S. North
UBS Investment Bank 2006 - November 2007
UBS Investment Bank 1994 - 2006
UBS Global Asset Management September 1999 - September 2004
PaineWebber September 1998 - November 1999
IBM Solutions Delivery April 1995 - September 1998
IBM Global Services June 1981 - April 1995
Skills
PMO, Business Analysis, Financial Services, Temporary Placement, SDLC, Derivatives, Vendor Management, Account Management, Agile Methodologies, Agile Project Management, Applicant Tracking..., Business Intelligence, CRM, Consulting, Contract Recruitment, IT Strategy, Enterprise Software, Leadership, Management, PMP, Professional Services, Project Management, Project Portfolio..., Strategy, Technical Recruiting
Education
New York University - Leonard N. Stern School of Business 1993 — 1995
MBA
State University of New York at Albany 1977 — 1981
BS
Clakstown H.S. North
Heidi Heikenfeld, CFA Heidi Heikenfeld, CFA's PaineWebber Experience 1999 - 1999
Job Portfolio Manager, Emerging Market Innovators (EMIAX)
Industry Investment Management
Experience
OppenheimerFunds January 2013 - June 2014
OppenheimerFunds September 2002 - December 2012
OppenheimerFunds July 2000 - September 2002
PaineWebber 1999 - 1999
Education
University of Oxford - Said Business School 2003 — 2004
MBA
Susquehanna University 1996 — 2000
BS, Business & Economics
OppenheimerFunds January 2013 - June 2014
OppenheimerFunds September 2002 - December 2012
OppenheimerFunds July 2000 - September 2002
PaineWebber 1999 - 1999
Education
University of Oxford - Said Business School 2003 — 2004
MBA
Susquehanna University 1996 — 2000
BS, Business & Economics
billie shane billie shane's PaineWebber Experience 1998 - 2000
Job Activities director at Country Village Assisted Living
Industry Hospital & Health Care
Experience
Country Village Assisted Living May 2006 - August 2013
Valuation group 2002 - 2004
PaineWebber 1998 - 2000
Lake Region School District 1996 - 1998
Skills
Healthcare, Creative Problem Solving, Microsoft Office, Administrative..., Customer Service, Event Planning, Business Writing, Self-starter, Marketing
Education
Southern New Hampshire University
Marketing
Country Village Assisted Living May 2006 - August 2013
Valuation group 2002 - 2004
PaineWebber 1998 - 2000
Lake Region School District 1996 - 1998
Skills
Healthcare, Creative Problem Solving, Microsoft Office, Administrative..., Customer Service, Event Planning, Business Writing, Self-starter, Marketing
Education
Southern New Hampshire University
Marketing
Tom DiBari, CIMA(r) Tom DiBari, CIMA(r)'s PaineWebber Experience August 1996 - May 1999
Job Regional DirectorNortheast Division at Chartwell Investment Partners
Industry Investment Management
Experience
Chartwell Investment Partners April 2015 - Present
Geneva Advisors August 2012 - April 2015
Pacific Income Advisers May 1999 - August 2012
PaineWebber August 1996 - May 1999
Ibbotson Associates October 1994 - August 1996
PNC Bank 1992 - 1994
Skills
Investments, Asset Management, Equities, Asset Allocation, Mutual Funds, New Business Development, Separately Managed..., Hedge Funds, Fixed Income, Alternative Investments, Investment Strategies, Financial Advisory, Asset Managment, Financial Services, High Net Worth..., Securities, Financial Markets, Training, ETFs, Relationship Management, Series 65, Sales Presentations, Business Relationship..., Institutional Clients, Municipalities, Certified Investment..., CRM, Investment Advisory, Institutional..., Selling, Salesforce.com, Investment Products, Taft-Hartley Clients, Foundations and..., Consultative Selling, Consultant Relations, Client Service, Investment Policy..., Seminars, Practice Management, Public Speaking, Series 7, Sales
Education
University of Notre Dame - Mendoza College of Business 1990 — 1992
MBA, Finance
The Johns Hopkins University 1984 — 1988
BA, Economics
Mater Dei High School 1981 — 1984
IMCA
Chartwell Investment Partners April 2015 - Present
Geneva Advisors August 2012 - April 2015
Pacific Income Advisers May 1999 - August 2012
PaineWebber August 1996 - May 1999
Ibbotson Associates October 1994 - August 1996
PNC Bank 1992 - 1994
Skills
Investments, Asset Management, Equities, Asset Allocation, Mutual Funds, New Business Development, Separately Managed..., Hedge Funds, Fixed Income, Alternative Investments, Investment Strategies, Financial Advisory, Asset Managment, Financial Services, High Net Worth..., Securities, Financial Markets, Training, ETFs, Relationship Management, Series 65, Sales Presentations, Business Relationship..., Institutional Clients, Municipalities, Certified Investment..., CRM, Investment Advisory, Institutional..., Selling, Salesforce.com, Investment Products, Taft-Hartley Clients, Foundations and..., Consultative Selling, Consultant Relations, Client Service, Investment Policy..., Seminars, Practice Management, Public Speaking, Series 7, Sales
Education
University of Notre Dame - Mendoza College of Business 1990 — 1992
MBA, Finance
The Johns Hopkins University 1984 — 1988
BA, Economics
Mater Dei High School 1981 — 1984
IMCA
Denise Frank Denise Frank's PaineWebber Experience October 1987 - May 1990
Job Executive Assistant
Industry Financial Services
Experience
Charlotte State Bank 2011 - 2012
Girlscouts of GulfCoast FL August 2007 - May 2011
Merrill Lynch July 1993 - February 2000
PaineWebber October 1987 - May 1990
Skills
Organization &..., Coordination, Microsoft Excel, Leadership, Microsoft Office, Problem Solving, Customer Service, Communication, Financial Analysis, Portfolio Management
Education
University of Alaska Anchorage 1987 — 1989
some coursework, Business Administration and Management, General
Riverside High School 1980 — 1984
Diploma
Charlotte State Bank 2011 - 2012
Girlscouts of GulfCoast FL August 2007 - May 2011
Merrill Lynch July 1993 - February 2000
PaineWebber October 1987 - May 1990
Skills
Organization &..., Coordination, Microsoft Excel, Leadership, Microsoft Office, Problem Solving, Customer Service, Communication, Financial Analysis, Portfolio Management
Education
University of Alaska Anchorage 1987 — 1989
some coursework, Business Administration and Management, General
Riverside High School 1980 — 1984
Diploma
Sharon Shawn Sharon Shawn's PaineWebber Experience 1999 - 2000
Job Financial Services Professional currently seeking new opportunities
Industry Financial Services
Experience
New York, NY 2012 - Present
Standard & Poor's 2003 - 2011
New York Stock Exchange 2001 - 2003
UBS 2000 - 2001
PaineWebber 1999 - 2000
PaineWebber 1997 - 1999
PaineWebber 1995 - 1997
PaineWebber 1993 - 1995
Skills
Financial Services, Marketing, Communications, Client..., Product Development, Financial Markets, Internal Communications, Client Liaison, Client Relations Skills, Series 63, Hedge Funds, Bonds, Market Data, Fixed Income, Electronic Trading, Securities, Equities, Trading Systems, Bloomberg, Financial Analysis, Investor Relations, Derivatives, Management, Alternative Investments, Portfolio Management, Equity Research, Investments, Trading, Sales, Banking, New Business Development, Mutual Funds, Product Management, FINRA, Investment Banking, Structured Finance, Options, Market Research, Asset Management, Capital Markets, Competitive Analysis, Finance, Analysis, Series 7
Education
University at Albany, SUNY
BA, Communication/Business
New York, NY 2012 - Present
Standard & Poor's 2003 - 2011
New York Stock Exchange 2001 - 2003
UBS 2000 - 2001
PaineWebber 1999 - 2000
PaineWebber 1997 - 1999
PaineWebber 1995 - 1997
PaineWebber 1993 - 1995
Skills
Financial Services, Marketing, Communications, Client..., Product Development, Financial Markets, Internal Communications, Client Liaison, Client Relations Skills, Series 63, Hedge Funds, Bonds, Market Data, Fixed Income, Electronic Trading, Securities, Equities, Trading Systems, Bloomberg, Financial Analysis, Investor Relations, Derivatives, Management, Alternative Investments, Portfolio Management, Equity Research, Investments, Trading, Sales, Banking, New Business Development, Mutual Funds, Product Management, FINRA, Investment Banking, Structured Finance, Options, Market Research, Asset Management, Capital Markets, Competitive Analysis, Finance, Analysis, Series 7
Education
University at Albany, SUNY
BA, Communication/Business
Todd Traynor's PaineWebber Experience 1992 - 1997
Job Project Manager at Traynor Consulting, Inc.
Industry Management Consulting
Experience
Traynor Consulting, Inc. January 1998 - Present
Insurity 2006 - 2009
LPL Financial January 2004 - July 2004
Morgan Stanley 1998 - 2001
Metlife 1997 - 1998
PaineWebber 1992 - 1997
Skills
Software Project..., Program Management, Requirements Analysis, Project Portfolio..., SDLC, Business Analysis, Requirements Gathering, Agile Project Management, PMP, PMO, Resource Management, Business Process..., Business Process Design, Vendor Management, Business Intelligence, SharePoint, Visio, Process Improvement, Change Management, Consulting, Project Management, Waterfall, Management Consulting, Enterprise Software, Information Technology, Product Management, Strategy, Management, Strategic Planning, Integration, Analysis, Marketing Strategy, Start-ups
Education
Thunderbird School of Global Management 1988 — 1989
MIM, Master of International Management
Traynor Consulting, Inc. January 1998 - Present
Insurity 2006 - 2009
LPL Financial January 2004 - July 2004
Morgan Stanley 1998 - 2001
Metlife 1997 - 1998
PaineWebber 1992 - 1997
Skills
Software Project..., Program Management, Requirements Analysis, Project Portfolio..., SDLC, Business Analysis, Requirements Gathering, Agile Project Management, PMP, PMO, Resource Management, Business Process..., Business Process Design, Vendor Management, Business Intelligence, SharePoint, Visio, Process Improvement, Change Management, Consulting, Project Management, Waterfall, Management Consulting, Enterprise Software, Information Technology, Product Management, Strategy, Management, Strategic Planning, Integration, Analysis, Marketing Strategy, Start-ups
Education
Thunderbird School of Global Management 1988 — 1989
MIM, Master of International Management
Wade Dokken Wade Dokken's PaineWebber Experience 1984 - 1986
Job Financial Services Executive, Founder WealthVest Marketing
Industry Financial Services
Experience
WealthVest Marketing June 2009 - Present
PureWest Properties January 2009 - January 2013
American Skandia June 2000 - May 2003
Skandia 1989 - 2003
Global Skandia Management Board 1989 - 2003
American Skandia 1992 - 2000
American Skandia 1989 - 1992
Planco 1988 - 1989
Integrated Resources 1986 - 1988
PaineWebber 1984 - 1986
Skills
Mutual Funds, Marketing, Leadership, Management, Fixed Annuities, Investments, Asset Managment, Organizational..., Finance, Series 63, Financial Advisory, Sales, Life Insurance, Wealth Management, Financial Services, Strategic Financial..., Asset Management, Social Media Marketing, Coaching, Start-ups, Strategy, Lead Generation, Executive Management, New Business Development, Retirement, 401k, Business Development, Insurance, Retirement Planning, Entrepreneurship, Market Research, Small Business, Financial Planners, Selling, IRAs, Relationship Management, Series 7, Digital Marketing, Wealth, Portfolio Management, Variable Annuities, Financial Planning, Investment Strategies, Investment Advisory, Alternative Investments, CRM, Consulting, Long-term Care, Pensions, Securities
Education
The University of North Dakota 1978 — 1983
Towner High School 1974 — 1978
WealthVest Marketing June 2009 - Present
PureWest Properties January 2009 - January 2013
American Skandia June 2000 - May 2003
Skandia 1989 - 2003
Global Skandia Management Board 1989 - 2003
American Skandia 1992 - 2000
American Skandia 1989 - 1992
Planco 1988 - 1989
Integrated Resources 1986 - 1988
PaineWebber 1984 - 1986
Skills
Mutual Funds, Marketing, Leadership, Management, Fixed Annuities, Investments, Asset Managment, Organizational..., Finance, Series 63, Financial Advisory, Sales, Life Insurance, Wealth Management, Financial Services, Strategic Financial..., Asset Management, Social Media Marketing, Coaching, Start-ups, Strategy, Lead Generation, Executive Management, New Business Development, Retirement, 401k, Business Development, Insurance, Retirement Planning, Entrepreneurship, Market Research, Small Business, Financial Planners, Selling, IRAs, Relationship Management, Series 7, Digital Marketing, Wealth, Portfolio Management, Variable Annuities, Financial Planning, Investment Strategies, Investment Advisory, Alternative Investments, CRM, Consulting, Long-term Care, Pensions, Securities
Education
The University of North Dakota 1978 — 1983
Towner High School 1974 — 1978
Louis G. Poulin Louis G. Poulin's PaineWebber Experience 1988 - 1991
Job Regional Director Branch Development at Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial January 2012 - Present
Phelps Hospital 2010 - Present
Oculus Partners, LLC April 2011 - December 2011
Oculus 2011 - 2011
UBS Financial Services February 1988 - March 2010
UBS Financial Services 2009 - 2010
UBS Financial Services 1991 - 2008
PaineWebber 1988 - 1991
The Pinnacle Group 1987 - 1988
E.F Hutton 1981 - 1987
Skills
Wealth Management, Series 7, Mutual Funds, Leadership, Investments, Sales Management, Operational Risk..., Series 63
Education
Université Laval 1977 — 1980
Bachelor, Business Administration / finance
University of Pennsylvania - The Wharton School
diploma, Securities Industry Association program (1wk/yr for 3 yrs)
University of Virginia Darden School of Business
Leadership program ( 1week)
Ameriprise Financial January 2012 - Present
Phelps Hospital 2010 - Present
Oculus Partners, LLC April 2011 - December 2011
Oculus 2011 - 2011
UBS Financial Services February 1988 - March 2010
UBS Financial Services 2009 - 2010
UBS Financial Services 1991 - 2008
PaineWebber 1988 - 1991
The Pinnacle Group 1987 - 1988
E.F Hutton 1981 - 1987
Skills
Wealth Management, Series 7, Mutual Funds, Leadership, Investments, Sales Management, Operational Risk..., Series 63
Education
Université Laval 1977 — 1980
Bachelor, Business Administration / finance
University of Pennsylvania - The Wharton School
diploma, Securities Industry Association program (1wk/yr for 3 yrs)
University of Virginia Darden School of Business
Leadership program ( 1week)
Bob Shands Bob Shands's PaineWebber Experience 1992 - 1995
Job President at Conservatives vs. Racism, Inc.
Industry Nonprofit Organization Management
Experience
Conservatives vs. Racism, Inc. April 2014 - Present
Bushel Basket Publishing, LLC January 2006 - Present
H&R Block January 2013 - April 2014
Keller Williams Realty Diamond Partners, Inc. May 2007 - May 2008
Bank Midwest December 2000 - October 2002
PaineWebber 1992 - 1995
Kroh Brothers 1972 - 1977
Skills
Fundraising, Customer Service, Diversity Training, Small Business, Public Speaking, Real Estate, Community Outreach, Advertising, CRM, Coaching, Entrepreneurship, Leadership, Leadership Development, Nonprofits, Sales, Social Networking, Strategic Planning, Team Building, Time Management, Training
Education
University of Missouri-Kansas City 1969 — 1972
B.B.A., Business Administration
The University of Kansas 1967 — 1969
Business Administration
Southwest High School Kansas City MO 1963 — 1967
Conservatives vs. Racism, Inc. April 2014 - Present
Bushel Basket Publishing, LLC January 2006 - Present
H&R Block January 2013 - April 2014
Keller Williams Realty Diamond Partners, Inc. May 2007 - May 2008
Bank Midwest December 2000 - October 2002
PaineWebber 1992 - 1995
Kroh Brothers 1972 - 1977
Skills
Fundraising, Customer Service, Diversity Training, Small Business, Public Speaking, Real Estate, Community Outreach, Advertising, CRM, Coaching, Entrepreneurship, Leadership, Leadership Development, Nonprofits, Sales, Social Networking, Strategic Planning, Team Building, Time Management, Training
Education
University of Missouri-Kansas City 1969 — 1972
B.B.A., Business Administration
The University of Kansas 1967 — 1969
Business Administration
Southwest High School Kansas City MO 1963 — 1967
Robert Graber's PaineWebber Experience September 1992 - April 1994
Job CEO, WallStJobs.com
Industry Financial Services
Experience
WallStJobs.com April 1999 - Present
Synergistics Personnel September 1994 - April 1999
PaineWebber September 1992 - April 1994
Skills
Recruiting, Strategic Partnerships, Training, Budgets, Campaigns, Business Planning, Leadership, Product Development, Sales, Marketing, Talent Acquisition, New Business Development, Business Development, Start-ups, Lead Generation, Sourcing, Human Resources, Mergers & Acquisitions
Education
State University of New York at Albany 1988 — 1992
BS, Accounting
WallStJobs.com April 1999 - Present
Synergistics Personnel September 1994 - April 1999
PaineWebber September 1992 - April 1994
Skills
Recruiting, Strategic Partnerships, Training, Budgets, Campaigns, Business Planning, Leadership, Product Development, Sales, Marketing, Talent Acquisition, New Business Development, Business Development, Start-ups, Lead Generation, Sourcing, Human Resources, Mergers & Acquisitions
Education
State University of New York at Albany 1988 — 1992
BS, Accounting
Cathlene Campbell's PaineWebber Experience 1989 - 1991
Job Paralegal at Miller Zeiderman Wiederkehr & Schwarz
Industry Financial Services
Experience
Miller Zeiderman Wiederkehr & Schwarz April 2015 - Present
Circle Advisers, Inc. January 2008 - Present
Alimonti Law Office March 2011 - March 2015
Bedford Village Parent Association 2002 - 2004
McMahon Securities 1994 - 1995
Lehman Brothers 1991 - 1994
PaineWebber 1989 - 1991
Skills
Microsoft Office, Contract Negotiation, Marketing, Negotiation, Management, Microsoft Excel, Research, Event Planning, Due Diligence, Strategic Planning, Microsoft Word, Finance
Education
Tulane University - A.B. Freeman School of Business 1985 — 1989
BSM, Management - Concentration in Finance
Miller Zeiderman Wiederkehr & Schwarz April 2015 - Present
Circle Advisers, Inc. January 2008 - Present
Alimonti Law Office March 2011 - March 2015
Bedford Village Parent Association 2002 - 2004
McMahon Securities 1994 - 1995
Lehman Brothers 1991 - 1994
PaineWebber 1989 - 1991
Skills
Microsoft Office, Contract Negotiation, Marketing, Negotiation, Management, Microsoft Excel, Research, Event Planning, Due Diligence, Strategic Planning, Microsoft Word, Finance
Education
Tulane University - A.B. Freeman School of Business 1985 — 1989
BSM, Management - Concentration in Finance
Abbey Fox's PaineWebber Experience 1999 - 1999
Job Cambridge International Securities
Industry Financial Services
Experience
Cambridge International Securities October 2011 - Present
Aladdin Capital Management 2009 - 2011
UBS Investment Bank 2000 - 2009
PaineWebber 1999 - 1999
Paine Webber 1997 - 1999
The World Bank 1996 - 1997
Skills
Institutional Sales, Fixed Income, Fixed Income Analysis, Institutional..., Economic Research, Fixed Income Strategies, High Yield Bonds, Credit Derivatives, Teaching, Lease Negotiations, Budget Management, Strategic Planning, Team Leadership, Personnel Management, Personnel Supervision, Non-profit Volunteering, Community Outreach, Yoga, CrossFit, Derivatives, Trading, Capital Markets, Structured Products
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1995 — 1997
Master's degree, International Relations and International Economics
State University of New York College at Oswego 1989 — 1993
Bachelor of Arts (B.A.), Political Science and Government
Cambridge International Securities October 2011 - Present
Aladdin Capital Management 2009 - 2011
UBS Investment Bank 2000 - 2009
PaineWebber 1999 - 1999
Paine Webber 1997 - 1999
The World Bank 1996 - 1997
Skills
Institutional Sales, Fixed Income, Fixed Income Analysis, Institutional..., Economic Research, Fixed Income Strategies, High Yield Bonds, Credit Derivatives, Teaching, Lease Negotiations, Budget Management, Strategic Planning, Team Leadership, Personnel Management, Personnel Supervision, Non-profit Volunteering, Community Outreach, Yoga, CrossFit, Derivatives, Trading, Capital Markets, Structured Products
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1995 — 1997
Master's degree, International Relations and International Economics
State University of New York College at Oswego 1989 — 1993
Bachelor of Arts (B.A.), Political Science and Government
Christina Fallon Christina Fallon's PaineWebber Experience 1998 - 1999
Job Special Education Teacher
Industry Education Management
Experience
Mary McDowell Friends School 2003 - 2008
UBS 1999 - 2002
PaineWebber 1998 - 1999
PaineWebber 1997 - 1998
Skills
Orton-Gillingham, Reading Comprehension, Curriculum Design, Learning Disabilities, Social Emotional...
Education
Teachers College of Columbia University 2002 — 2004
Master's Degree, Education/Teaching of Individuals with Specific Learning Disabilities
University of Scranton 1992 — 1996
Bachelor's Degree, Communication, General
St. Saviour H.S. 1988 — 1992
High School
Mary McDowell Friends School 2003 - 2008
UBS 1999 - 2002
PaineWebber 1998 - 1999
PaineWebber 1997 - 1998
Skills
Orton-Gillingham, Reading Comprehension, Curriculum Design, Learning Disabilities, Social Emotional...
Education
Teachers College of Columbia University 2002 — 2004
Master's Degree, Education/Teaching of Individuals with Specific Learning Disabilities
University of Scranton 1992 — 1996
Bachelor's Degree, Communication, General
St. Saviour H.S. 1988 — 1992
High School
Seth Carpien Seth Carpien's PaineWebber Experience 1995 - 1997
Job VP of Sales at Small Footprint, Inc.
Industry Information Technology and Services
Experience
Small Footprint, Inc. June 2011 - Present
Hatch, Inc. November 2010 - March 2011
HallieCrawford.com, LLC 2011 - 2011
SimpliFi December 2009 - October 2010
Northstar Travel Media 2006 - December 2009
The Bridge Restaurant May 2004 - September 2006
Ferris, Baker Watts 1997 - 1999
PaineWebber 1995 - 1997
Skills
Account Management, Sales, Sales Management, Marketing Strategy, Negotiation, Strategic Planning, Lead Generation, New Business Development, Outsourcing, SaaS, B2B, Sales Operations, CRM, Leadership, Strategy, Salesforce.com
Education
Wake Forest University - Babcock Graduate School of Management 1999 — 2002
Master of Business Administration (MBA)
The College of Wooster 1990 — 1994
BA, Communications
Edmund Burke
Edmund Burke
Hardy Middle School
Hardy Middle School
Small Footprint, Inc. June 2011 - Present
Hatch, Inc. November 2010 - March 2011
HallieCrawford.com, LLC 2011 - 2011
SimpliFi December 2009 - October 2010
Northstar Travel Media 2006 - December 2009
The Bridge Restaurant May 2004 - September 2006
Ferris, Baker Watts 1997 - 1999
PaineWebber 1995 - 1997
Skills
Account Management, Sales, Sales Management, Marketing Strategy, Negotiation, Strategic Planning, Lead Generation, New Business Development, Outsourcing, SaaS, B2B, Sales Operations, CRM, Leadership, Strategy, Salesforce.com
Education
Wake Forest University - Babcock Graduate School of Management 1999 — 2002
Master of Business Administration (MBA)
The College of Wooster 1990 — 1994
BA, Communications
Edmund Burke
Edmund Burke
Hardy Middle School
Hardy Middle School
Leighton Barrett Strong Leighton Barrett Strong's PaineWebber Experience 1998 - 2003
Job Owner at Magnolia Road Film Resources
Industry Entertainment
Experience
Confetti Kids January 2014 - Present
Algiers Point Association January 2015 - Present
Total Package Rigging & Grip January 2012 - Present
Captain Meloan Productions 2013 - Present
Fastback Pictures - "Dirty Dime Peep Show" May 2013 - Present
Scooter Girl Productions - "The Contemptuous Ruby" June 2013 - 2014
National Geoegraphic - "Scam City" 2012 - 2013
BrokerSouth GMAC 2004 - 2008
DBL Beverly Hills 2003 - 2004
PaineWebber 1998 - 2003
Skills
Event Planning, Event Management, Research, Social Media, PowerPoint, Microsoft Excel, Costume Design, Theatre, Costumes, Wardrobe, Film, Sewing, Television, Creative Direction, Television Producing, Promotions, Concert Production, Commercials, Blogging, Entertainment, Acting, Creative Writing, Video Production, Performing Arts
Education
Sweet Briar College 1994 — 1998
Bachelor of Arts (B.A.), Sociology
Confetti Kids January 2014 - Present
Algiers Point Association January 2015 - Present
Total Package Rigging & Grip January 2012 - Present
Captain Meloan Productions 2013 - Present
Fastback Pictures - "Dirty Dime Peep Show" May 2013 - Present
Scooter Girl Productions - "The Contemptuous Ruby" June 2013 - 2014
National Geoegraphic - "Scam City" 2012 - 2013
BrokerSouth GMAC 2004 - 2008
DBL Beverly Hills 2003 - 2004
PaineWebber 1998 - 2003
Skills
Event Planning, Event Management, Research, Social Media, PowerPoint, Microsoft Excel, Costume Design, Theatre, Costumes, Wardrobe, Film, Sewing, Television, Creative Direction, Television Producing, Promotions, Concert Production, Commercials, Blogging, Entertainment, Acting, Creative Writing, Video Production, Performing Arts
Education
Sweet Briar College 1994 — 1998
Bachelor of Arts (B.A.), Sociology
Nat D'Altilio Nat D'Altilio's PaineWebber Experience 1988 - 1998
Job Director of Engineering at The Educational Alliance
Industry Real Estate
Experience
The Educational Alliance February 2014 - Present
Controlled Inspection Services Inc. 2004 - Present
SL Green Realty Corp. February 2011 - February 2014
React Industries, Inc. 2006 - 2008
Paramount Mechanical Inc. 2000 - 2006
Syska Hennessy Group 1998 - 2000
PaineWebber 1988 - 1998
Skills
Construction Management, Construction, Facilities Management, Scheduling, Supervisory Skills, Contract Negotiation, Renovation, Project Planning, Preventive Maintenance, Process Scheduler, HVAC, Energy Management, Electricians, Residential Homes, Plumbing, HVAC Controls, Energy Conservation, Contract Management, Building Automation, Facilities Operations, Boilers, Commercial Real Estate, Commissioning, Building Management..., Project Estimation, Inspection, Budgets, Air Conditioning, Building Services, Sustainability, Project Bidding, Cooling Towers, Life Safety, Fire Alarm, Strategic Planning, Property Management, Energy Audits, Team Building, Green Building, Building Maintenance, Energy Efficiency, Contractors, Refrigeration, Blueprint Reading, Maintenance Management, Heating, LEED, Cooling Water, Generators, Maintenance & Repair
Education
Mount Saint Mary's College 1992 — 1994
Associate's degree, Business and Finance
Teterboro School of Aeronautics 1977 — 1979
Associate's degree, Airframe Mechanics and Aircraft Maintenance Technology/Technician
The Educational Alliance February 2014 - Present
Controlled Inspection Services Inc. 2004 - Present
SL Green Realty Corp. February 2011 - February 2014
React Industries, Inc. 2006 - 2008
Paramount Mechanical Inc. 2000 - 2006
Syska Hennessy Group 1998 - 2000
PaineWebber 1988 - 1998
Skills
Construction Management, Construction, Facilities Management, Scheduling, Supervisory Skills, Contract Negotiation, Renovation, Project Planning, Preventive Maintenance, Process Scheduler, HVAC, Energy Management, Electricians, Residential Homes, Plumbing, HVAC Controls, Energy Conservation, Contract Management, Building Automation, Facilities Operations, Boilers, Commercial Real Estate, Commissioning, Building Management..., Project Estimation, Inspection, Budgets, Air Conditioning, Building Services, Sustainability, Project Bidding, Cooling Towers, Life Safety, Fire Alarm, Strategic Planning, Property Management, Energy Audits, Team Building, Green Building, Building Maintenance, Energy Efficiency, Contractors, Refrigeration, Blueprint Reading, Maintenance Management, Heating, LEED, Cooling Water, Generators, Maintenance & Repair
Education
Mount Saint Mary's College 1992 — 1994
Associate's degree, Business and Finance
Teterboro School of Aeronautics 1977 — 1979
Associate's degree, Airframe Mechanics and Aircraft Maintenance Technology/Technician
David Menegus David Menegus's PaineWebber Experience March 1998 - December 2000
Job Senior Financial Advisor, Summit Brokerage Services, Inc.
Industry Financial Services
Experience
Summit Brokerage Services, Inc. October 2009 - Present
UBS June 2006 - September 2009
Quest Capital Strategies, Inc. July 2003 - November 2006
IXIS Securities January 2001 - January 2002
PaineWebber March 1998 - December 2000
PaineWebber March 1997 - March 1998
PaineWebber April 1996 - March 1997
PaineWebber March 1995 - April 1996
Kidder Peabody August 1992 - March 1995
Kidder Peabody May 1989 - August 1992
Skills
Series 7, Investments, Equities, Portfolio Management, Retirement Planning, Securities, Uniform Combined State..., Alternative Investments, Series 63
Education
Thomas College 1982 — 1986
BS/MBA, Computer Info Systems/Business Administration
Ridgewood, HS, NJ 1977 — 1980
Summit Brokerage Services, Inc. October 2009 - Present
UBS June 2006 - September 2009
Quest Capital Strategies, Inc. July 2003 - November 2006
IXIS Securities January 2001 - January 2002
PaineWebber March 1998 - December 2000
PaineWebber March 1997 - March 1998
PaineWebber April 1996 - March 1997
PaineWebber March 1995 - April 1996
Kidder Peabody August 1992 - March 1995
Kidder Peabody May 1989 - August 1992
Skills
Series 7, Investments, Equities, Portfolio Management, Retirement Planning, Securities, Uniform Combined State..., Alternative Investments, Series 63
Education
Thomas College 1982 — 1986
BS/MBA, Computer Info Systems/Business Administration
Ridgewood, HS, NJ 1977 — 1980
Gerard D'Amaro's PaineWebber Experience January 1990 - January 1993
Job Lead Generation I Social Media Consult Services | Mass Tort Lead Gen for SEO Purposes
Industry Marketing and Advertising
Experience
Social Media Consult Services January 2014 - Present
Email Marketing Concepts August 2013 - Present
Market Solutions LLC January 1997 - Present
Landmark International EquitiesVice January 1995 - January 1997
Dean Witter January 1993 - January 1995
PaineWebber January 1990 - January 1993
Skills
Strategy, Marketing, Email Marketing, Business Planning, Investments, Marketing Strategy, Entrepreneurship, Start-ups, Venture Capital, Investor Relations, Private Equity, New Business Development, Business Development, Finance, Corporate Finance, Executive Management, Investment Banking, Social Networking, Customer Service, Valuation, Joint Ventures, IPO, Negotiation, Alternative Investments, Trading, Public Relations, Project Finance, Business, Hedge Funds, Equities, Capital Markets, Securities, Investment Advisory, Structured Finance, Stocks, Bonds, Google Adwords, Microsoft Word, Microsoft Excel, PowerPoint, Microsoft Office, Asset Managment, Financial Risk, Automotive Aftermarket, Commercial Real Estate, Commercial Lending, Financial Structuring, Web Design, Web Development, Brand Development
Education
New York Institute of Technology 1992 — 1993
B.S, Interdisciplinary Studies
Suffolk County Community College 1989 — 1991
A.S, Business Management
Centereach High School 1984 — 1988
Centereach High School 1984 — 1988
Social Media Consult Services January 2014 - Present
Email Marketing Concepts August 2013 - Present
Market Solutions LLC January 1997 - Present
Landmark International EquitiesVice January 1995 - January 1997
Dean Witter January 1993 - January 1995
PaineWebber January 1990 - January 1993
Skills
Strategy, Marketing, Email Marketing, Business Planning, Investments, Marketing Strategy, Entrepreneurship, Start-ups, Venture Capital, Investor Relations, Private Equity, New Business Development, Business Development, Finance, Corporate Finance, Executive Management, Investment Banking, Social Networking, Customer Service, Valuation, Joint Ventures, IPO, Negotiation, Alternative Investments, Trading, Public Relations, Project Finance, Business, Hedge Funds, Equities, Capital Markets, Securities, Investment Advisory, Structured Finance, Stocks, Bonds, Google Adwords, Microsoft Word, Microsoft Excel, PowerPoint, Microsoft Office, Asset Managment, Financial Risk, Automotive Aftermarket, Commercial Real Estate, Commercial Lending, Financial Structuring, Web Design, Web Development, Brand Development
Education
New York Institute of Technology 1992 — 1993
B.S, Interdisciplinary Studies
Suffolk County Community College 1989 — 1991
A.S, Business Management
Centereach High School 1984 — 1988
Centereach High School 1984 — 1988
John Nicholas Diana, M.B.A. John Nicholas Diana, M.B.A.'s PaineWebber Experience June 1985 - December 1999
Job Experienced Finance Executive
Industry Financial Services
Experience
UBS Wealth Management September 2012 - Present
UBS Wealth Management March 2012 - September 2012
UBS April 2011 - March 2012
UBS January 2009 - April 2011
UBS January 2007 - December 2008
UBS January 2006 - December 2007
UBS January 2000 - December 2005
PaineWebber June 1985 - December 1999
Skills
Financial Modeling, Strategic Financial..., Financial Analysis, Wealth Management, Equities, Fixed Income, Financial Reporting, Due Diligence, Leadership, Analysis, Banking, Hedge Funds, Cash Management, Private Equity, Financial Services, Asset Management, Strategy, Corporate Finance, Risk Management, Process Improvement, Finance, Managerial Finance, Investments, Accounting, Internal Controls, Financial Risk, Auditing, Forecasting, Business Analysis
Education
Saint John's University
Master's Business Administration, International Finance
Saint John's University - Peter J. Tobin College of Business
Bachelor of Science, Accounting
UBS Wealth Management September 2012 - Present
UBS Wealth Management March 2012 - September 2012
UBS April 2011 - March 2012
UBS January 2009 - April 2011
UBS January 2007 - December 2008
UBS January 2006 - December 2007
UBS January 2000 - December 2005
PaineWebber June 1985 - December 1999
Skills
Financial Modeling, Strategic Financial..., Financial Analysis, Wealth Management, Equities, Fixed Income, Financial Reporting, Due Diligence, Leadership, Analysis, Banking, Hedge Funds, Cash Management, Private Equity, Financial Services, Asset Management, Strategy, Corporate Finance, Risk Management, Process Improvement, Finance, Managerial Finance, Investments, Accounting, Internal Controls, Financial Risk, Auditing, Forecasting, Business Analysis
Education
Saint John's University
Master's Business Administration, International Finance
Saint John's University - Peter J. Tobin College of Business
Bachelor of Science, Accounting
David Sukhoo's PaineWebber Experience July 1994 - April 2001
Job Officer/Manager/Conversion Team Lead For BankUnited
Industry Banking
Experience
SEFCU (STATE EMPLOYEE FEDERAL CREDIT UNION March 2013 - Present
Bank United September 2010 - March 2012
TD BANK December 2009 - June 2010
WACHOVIA BANK June 2007 - April 2009
Wachovia, A Wells Fargo Company March 2002 - April 2009
SunTrust Bank March 2007 - June 2007
WACHOVIA BANK March 2002 - March 2007
PaineWebber July 1994 - April 2001
CHASE MANHATTAN BANK February 1991 - June 1994
Chemical Bank August 1989 - December 1990
Education
University at Albany, SUNY 1989 — 1992
Coxsackie Athens High School 1984 — 1987
Business
SEFCU (STATE EMPLOYEE FEDERAL CREDIT UNION March 2013 - Present
Bank United September 2010 - March 2012
TD BANK December 2009 - June 2010
WACHOVIA BANK June 2007 - April 2009
Wachovia, A Wells Fargo Company March 2002 - April 2009
SunTrust Bank March 2007 - June 2007
WACHOVIA BANK March 2002 - March 2007
PaineWebber July 1994 - April 2001
CHASE MANHATTAN BANK February 1991 - June 1994
Chemical Bank August 1989 - December 1990
Education
University at Albany, SUNY 1989 — 1992
Coxsackie Athens High School 1984 — 1987
Business
Himakala Vasireddy's PaineWebber Experience August 1999 - August 2003
Job Director / UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management February 2015 - Present
UBS Wealth Management August 1999 - February 2015
PaineWebber August 1999 - August 2003
Peoplesoft November 1998 - March 1999
Compuware April 1996 - August 1998
Skills
SDLC, Vendor Management, Agile Methodologies, Business Analysis, Microsoft SQL Server, Unix, Oracle, Risk Management, Requirements Analysis, Quality Assurance, Software Project..., Requirements Gathering, Testing
Education
Stevens Institute of Technology 2003 — 2005
MIS, Information Systems, A
UBS Wealth Management February 2015 - Present
UBS Wealth Management August 1999 - February 2015
PaineWebber August 1999 - August 2003
Peoplesoft November 1998 - March 1999
Compuware April 1996 - August 1998
Skills
SDLC, Vendor Management, Agile Methodologies, Business Analysis, Microsoft SQL Server, Unix, Oracle, Risk Management, Requirements Analysis, Quality Assurance, Software Project..., Requirements Gathering, Testing
Education
Stevens Institute of Technology 2003 — 2005
MIS, Information Systems, A
Richard Tartarini, AIF® Richard Tartarini, AIF®'s PaineWebber Experience September 1995 - November 1999
Job Wealth Advisor, Branch Manager, Tartarini Financial Services
Industry Financial Services
Experience
Tartarini Financial Services (Securities offered through LPL Financial Member FINRA/SIPC) February 2005 - Present
Smith Barney November 1999 - February 2005
PaineWebber September 1995 - November 1999
Lazard Asset Management April 1994 - September 1995
Skills
Asset Management, Retirement Planning, Asset Allocation, Finance, Estate Planning, Corporate Law, Employee Benefits, Corporate Finance, Mutual Funds, Financial Services, Management, Securities, Investments, Insurance, Financial Planners
Education
Suffolk University 1983 — 1987
BSBA, Finance
Malden Catholic 1979 — 1983
Tartarini Financial Services (Securities offered through LPL Financial Member FINRA/SIPC) February 2005 - Present
Smith Barney November 1999 - February 2005
PaineWebber September 1995 - November 1999
Lazard Asset Management April 1994 - September 1995
Skills
Asset Management, Retirement Planning, Asset Allocation, Finance, Estate Planning, Corporate Law, Employee Benefits, Corporate Finance, Mutual Funds, Financial Services, Management, Securities, Investments, Insurance, Financial Planners
Education
Suffolk University 1983 — 1987
BSBA, Finance
Malden Catholic 1979 — 1983
Billy Peterson CFP®, CDFA™'s PaineWebber Experience January 1996 - September 1999
Job President of Peterson Wealth Services
Industry Financial Services
Experience
Peterson Wealth Services Inc. October 2009 - Present
Livastride Foundation September 2010 - Present
Dave Ramsey, Financial Peace University August 2013 - Present
Permanently Disabled Jockeys Fund July 2012 - Present
Cottages of Hope March 2014 - Present
SmithBarney September 1999 - October 2009
PaineWebber January 1996 - September 1999
Skills
Wealth Management, Investments, Financial Advisory, Retirement, Strategic Financial..., 401k, Retirement Planning, Securities, Series 7, Mutual Funds, Series 63, Small Business, Financial Services, Finance, Asset Allocation, Management, Business Planning, Estate Planning, Wealth Management..., Investment Advisory, Recruiting, Uniform Combined State..., Alternative Investments, Series 24
Education
The University of Texas at El Paso 1993 — 1995
BS, Business/Economics/Finance
Weber State University 1991 — 1993
BA, Business
Peterson Wealth Services Inc. October 2009 - Present
Livastride Foundation September 2010 - Present
Dave Ramsey, Financial Peace University August 2013 - Present
Permanently Disabled Jockeys Fund July 2012 - Present
Cottages of Hope March 2014 - Present
SmithBarney September 1999 - October 2009
PaineWebber January 1996 - September 1999
Skills
Wealth Management, Investments, Financial Advisory, Retirement, Strategic Financial..., 401k, Retirement Planning, Securities, Series 7, Mutual Funds, Series 63, Small Business, Financial Services, Finance, Asset Allocation, Management, Business Planning, Estate Planning, Wealth Management..., Investment Advisory, Recruiting, Uniform Combined State..., Alternative Investments, Series 24
Education
The University of Texas at El Paso 1993 — 1995
BS, Business/Economics/Finance
Weber State University 1991 — 1993
BA, Business
Rocky Emery Rocky Emery's PaineWebber Experience January 1993 - January 2001
Job Managing Director at Texan Capital Management
Industry Financial Services
Experience
Texan Capital Management April 2015 - Present
HedgeCoVest October 2014 - March 2015
Guidewave Consulting January 2014 - December 2014
Highlander LLC January 2013 - June 2014
Wachovia January 2001 - January 2004
PaineWebber January 1993 - January 2001
Skills
Program Management, Microsoft Excel, Business Strategy, Operations Management, Investments, Due Diligence, Management, Team Building, Leadership, Risk Management, Mergers, Mergers & Acquisitions, Financial Modeling, New Business Development, Strategic Planning, Strategic Financial..., Negotiation, Change Management, Contract Negotiation, Private Equity, Project Management, Team Leadership, Process Improvement, Microsoft Office, Portfolio Management, Sales, Energy, Analysis, Project Planning, Customer Service, Budgets, Corporate Finance, Financial Analysis, Start-ups, Business Planning, Strategy, Entrepreneurship, Contract Management, Business Development, Management Consulting, Joint Ventures, Divestitures, Finance, Valuation, Real Estate, Executive Management, Corporate Development, Financial Structuring, Asset Management, Investor Relations
Education
University of Utah 1985 — 1987
Snow College 1984 — 1985
Texan Capital Management April 2015 - Present
HedgeCoVest October 2014 - March 2015
Guidewave Consulting January 2014 - December 2014
Highlander LLC January 2013 - June 2014
Wachovia January 2001 - January 2004
PaineWebber January 1993 - January 2001
Skills
Program Management, Microsoft Excel, Business Strategy, Operations Management, Investments, Due Diligence, Management, Team Building, Leadership, Risk Management, Mergers, Mergers & Acquisitions, Financial Modeling, New Business Development, Strategic Planning, Strategic Financial..., Negotiation, Change Management, Contract Negotiation, Private Equity, Project Management, Team Leadership, Process Improvement, Microsoft Office, Portfolio Management, Sales, Energy, Analysis, Project Planning, Customer Service, Budgets, Corporate Finance, Financial Analysis, Start-ups, Business Planning, Strategy, Entrepreneurship, Contract Management, Business Development, Management Consulting, Joint Ventures, Divestitures, Finance, Valuation, Real Estate, Executive Management, Corporate Development, Financial Structuring, Asset Management, Investor Relations
Education
University of Utah 1985 — 1987
Snow College 1984 — 1985
Robin Hlavacek Robin Hlavacek's PaineWebber Experience 1981 - 1984
Job Managing Director, Keylingo Translations
Industry Translation and Localization
Experience
Keylingo Translations June 2011 - Present
Drexel Burnham Lambert 1984 - 1992
PaineWebber 1981 - 1984
Skills
Localization, Foreign Languages, Website Localization, Software, Language Services, Translation, Technical Translation, Internationalization, Legal Translation, Globalization, Management
Education
Skidmore College
BA, Government
Keylingo Translations June 2011 - Present
Drexel Burnham Lambert 1984 - 1992
PaineWebber 1981 - 1984
Skills
Localization, Foreign Languages, Website Localization, Software, Language Services, Translation, Technical Translation, Internationalization, Legal Translation, Globalization, Management
Education
Skidmore College
BA, Government
Douglas Fluke, CFP® Douglas Fluke, CFP®'s PaineWebber Experience March 1998 - August 2000
Job President, DSF Wealth Management LLC
Industry Financial Services
Experience
DSF Wealth Management LLC May 2006 - Present
Legg Mason August 2000 - March 2006
PaineWebber March 1998 - August 2000
Skills
Mutual Funds, Securities, Series 7, Investments, Wealth Management, Finance, Business Development, Strategic Financial..., Strategic Planning
Education
Skidmore College 1991 — 1995
BS, Business
DSF Wealth Management LLC May 2006 - Present
Legg Mason August 2000 - March 2006
PaineWebber March 1998 - August 2000
Skills
Mutual Funds, Securities, Series 7, Investments, Wealth Management, Finance, Business Development, Strategic Financial..., Strategic Planning
Education
Skidmore College 1991 — 1995
BS, Business
Dana Rigg Dana Rigg's PaineWebber Experience October 1983 - July 1986
Job Luxury Portfolio Realtor ... Dave Perry Miller & Associates, division of Ebby Halliday Realtors, Dallas, TX
Industry Real Estate
Experience
Dave Perry-Miller & Assoc. division of Ebby Halliday.. DFW January 2004 - Present
PASS-Professional American Security Systems August 1996 - August 2002
Prudential Securities July 1986 - August 1996
PaineWebber October 1983 - July 1986
Rauscher Pierce January 1981 - September 1983
Mutual of New York September 1974 - December 1980
Rauscher Pierce August 1967 - July 1974
Skills
Single Family Homes, Real Estate, Sellers, Sales, Residential Homes, Relocation, ABR, Investments, First Time Home Buyers, Buyer Representation, Portfolio Management, New Home Sales, Listings, Investment Properties, Townhomes, Luxury
Education
Southern Methodist University - Cox School of Business 1964 — 1974
BS MS,, BS Finance 69..MS Economics 74
Southern Methodist Universtiy 1964 — 1969
BS, Finance, General
Dave Perry-Miller & Assoc. division of Ebby Halliday.. DFW January 2004 - Present
PASS-Professional American Security Systems August 1996 - August 2002
Prudential Securities July 1986 - August 1996
PaineWebber October 1983 - July 1986
Rauscher Pierce January 1981 - September 1983
Mutual of New York September 1974 - December 1980
Rauscher Pierce August 1967 - July 1974
Skills
Single Family Homes, Real Estate, Sellers, Sales, Residential Homes, Relocation, ABR, Investments, First Time Home Buyers, Buyer Representation, Portfolio Management, New Home Sales, Listings, Investment Properties, Townhomes, Luxury
Education
Southern Methodist University - Cox School of Business 1964 — 1974
BS MS,, BS Finance 69..MS Economics 74
Southern Methodist Universtiy 1964 — 1969
BS, Finance, General
Alex Green's PaineWebber Experience 1989 - 1998
Job FuturePoint Advisors LLC, President
Industry Capital Markets
Experience
FuturePoint Advisors LLC August 2014 - Present
Relational Investors LLC 2010 - Present
AMG Advisory Group LLC 2008 - 2010
Freeman Associates 2004 - 2008
American Century Investments 1998 - 2004
PaineWebber 1989 - 1998
Education
Union College 1988 — 1992
Bachelor of Arts, Economics & Philosophy
FuturePoint Advisors LLC August 2014 - Present
Relational Investors LLC 2010 - Present
AMG Advisory Group LLC 2008 - 2010
Freeman Associates 2004 - 2008
American Century Investments 1998 - 2004
PaineWebber 1989 - 1998
Education
Union College 1988 — 1992
Bachelor of Arts, Economics & Philosophy
Deirdre Brennan, CFA Deirdre Brennan, CFA's PaineWebber Experience April 1995 - May 1997
Job Former Vice President at Bank of America Merrill Lynch
Industry Financial Services
Experience
Banc of America Public Capital Corp, Merrill Lynch, Pierce, Fenner & Smith April 2005 - March 2013
Bank of America, N.A. August 2002 - April 2005
Banc of America Securities, LLC October 2000 - August 2002
Bank of America, N.A. August 1999 - October 2000
PaineWebber April 1995 - May 1997
Skills
Alternative Investments, Fixed Income, Equities, Series 7, Series 63, Risk Management, Credit, Finance, Financial Modeling, Portfolio Management, Valuation, Executive Management, Securities
Education
Thunderbird School of Global Management 1997 — 1999
MBA, Finance and International Business
Pennsylvania state university - main campus 1990 — 1995
BS, Finance and International Business
mount saint joseph academy
Banc of America Public Capital Corp, Merrill Lynch, Pierce, Fenner & Smith April 2005 - March 2013
Bank of America, N.A. August 2002 - April 2005
Banc of America Securities, LLC October 2000 - August 2002
Bank of America, N.A. August 1999 - October 2000
PaineWebber April 1995 - May 1997
Skills
Alternative Investments, Fixed Income, Equities, Series 7, Series 63, Risk Management, Credit, Finance, Financial Modeling, Portfolio Management, Valuation, Executive Management, Securities
Education
Thunderbird School of Global Management 1997 — 1999
MBA, Finance and International Business
Pennsylvania state university - main campus 1990 — 1995
BS, Finance and International Business
mount saint joseph academy
Fern Fergus Fern Fergus's PaineWebber Experience 1994 - 1999
Job Senior Registered Client Service Associate at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc March 2007 - Present
Monitor Group 2000 - 2005
PaineWebber 1994 - 1999
Education
Simmons College
BA, English Literature
Staples HS
UBS Financial Services Inc March 2007 - Present
Monitor Group 2000 - 2005
PaineWebber 1994 - 1999
Education
Simmons College
BA, English Literature
Staples HS
Barbara Evanchik Barbara Evanchik's PaineWebber Experience September 1989 - December 2000
Job Talent Acquisition Manager College Program at QBE
Industry Insurance
Experience
QBE North America September 2012 - Present
UBS September 2001 - October 2011
UBS January 2001 - September 2001
PaineWebber September 1989 - December 2000
Skills
Series 7, Series 63, Series 24, Microsoft Office, MBTI, Quicken, Talent Development, Coaching, Building Relationships, Relationship Management, Communication Skills, Development Of Employees, Mentoring, Flexibility, Generation Y, Committed to..., Succession Planning, Self-driven, Wealth Management, Close Attention to..., Teamwork, Budget, Writing, Multi Tasking, Vendor Management, Vendor Relationships, Training, Program Facilitation, College Recruiting, Summer Intern Program, High Organizational..., Influence Without..., Talent Pipelining, Partnering, Performance Measurement, Metrics, Accountability, Highly responsible, Millennials, Feedback, Leadership, Interviews, High Potential..., Follow Through, Following Up, Self-awareness, Training Programme..., Anticipation, Forward Looking, Talent Management
Education
Binghamton University
Master of Business Administration, Finance
State University of New York College at Oswego
Bachelor of Arts, Biology
QBE North America September 2012 - Present
UBS September 2001 - October 2011
UBS January 2001 - September 2001
PaineWebber September 1989 - December 2000
Skills
Series 7, Series 63, Series 24, Microsoft Office, MBTI, Quicken, Talent Development, Coaching, Building Relationships, Relationship Management, Communication Skills, Development Of Employees, Mentoring, Flexibility, Generation Y, Committed to..., Succession Planning, Self-driven, Wealth Management, Close Attention to..., Teamwork, Budget, Writing, Multi Tasking, Vendor Management, Vendor Relationships, Training, Program Facilitation, College Recruiting, Summer Intern Program, High Organizational..., Influence Without..., Talent Pipelining, Partnering, Performance Measurement, Metrics, Accountability, Highly responsible, Millennials, Feedback, Leadership, Interviews, High Potential..., Follow Through, Following Up, Self-awareness, Training Programme..., Anticipation, Forward Looking, Talent Management
Education
Binghamton University
Master of Business Administration, Finance
State University of New York College at Oswego
Bachelor of Arts, Biology
William A. Lane William A. Lane's PaineWebber Experience March 1990 - December 1990
Job FINANCIAL ADVISOR
Industry Investment Management
Experience
Integrity Financial September 1992 - Present
VSR Financial Services, Inc October 1991 - Present
PaineWebber March 1990 - December 1990
Shearson Lehman Hutton July 1988 - February 1990
Merrill Lynch November 1983 - July 1988
Skills
Fee Based Financial..., Asset Managment, Asset Allocatin, Retirement Planning, Retirement Income...
Education
State Fair Community College 1977 — 1979
Accounting and Business/Management
Missouri State (formerly SMS) 1966 — 1968
Liberal Arts
Integrity Financial September 1992 - Present
VSR Financial Services, Inc October 1991 - Present
PaineWebber March 1990 - December 1990
Shearson Lehman Hutton July 1988 - February 1990
Merrill Lynch November 1983 - July 1988
Skills
Fee Based Financial..., Asset Managment, Asset Allocatin, Retirement Planning, Retirement Income...
Education
State Fair Community College 1977 — 1979
Accounting and Business/Management
Missouri State (formerly SMS) 1966 — 1968
Liberal Arts
Peter LaMassa Peter LaMassa's PaineWebber Experience 1999 - 2001
Job Executive Director at JPMorgan
Industry Financial Services
Experience
JPMorgan March 2006 - Present
JP Morgan 2006 - February 2011
UBS 1999 - 2006
PaineWebber 1999 - 2001
Institutional Investor August 1993 - December 1998
Skills
Private Equity, Hedge Funds, Private Banking, Real Estate, Asset Management, Investments, Alternative Investments, Venture Capital, Fund Of Funds, Wealth Management, Private Wealth..., Wealth Management..., Asset Managment
Education
University at Albany, SUNY 1987 — 1991
Bachelor of Arts, Economics, Business, Journalism
Syosset High School 1984 — 1987
JPMorgan March 2006 - Present
JP Morgan 2006 - February 2011
UBS 1999 - 2006
PaineWebber 1999 - 2001
Institutional Investor August 1993 - December 1998
Skills
Private Equity, Hedge Funds, Private Banking, Real Estate, Asset Management, Investments, Alternative Investments, Venture Capital, Fund Of Funds, Wealth Management, Private Wealth..., Wealth Management..., Asset Managment
Education
University at Albany, SUNY 1987 — 1991
Bachelor of Arts, Economics, Business, Journalism
Syosset High School 1984 — 1987
Paul Ciceri Paul Ciceri's PaineWebber Experience January 1990 - February 1993
Job Sales Associate at Preferred Properties
Industry Retail
Experience
Preferred Properties January 2014 - Present
The Home Depot August 2003 - Present
The Home Depot August 2003 - May 2012
ELS Language Centers February 1998 - October 1998
ELS Language Centers May 1997 - February 1998
Massage Matters February 1993 - May 1997
PaineWebber January 1990 - February 1993
Prudential Financial April 1980 - December 1990
IBM Canada Ltd. May 1969 - March 1980
Skills
Retail, Sales, Marketing, Merchandising, Microsoft Office, Customer Service, Team Leadership, Microsoft Excel, Inventory Management, Visual Merchandising, PowerPoint, Teamwork, Photoshop, Management, Advertising, Customer Satisfaction, Social Media, Project Management, Leadership, Product Development, Microsoft Word
Education
American College 1982 — 1986
ChFC
University of Alberta 1968 — 1969
University of Windsor 1964 — 1968
BSc
Preferred Properties January 2014 - Present
The Home Depot August 2003 - Present
The Home Depot August 2003 - May 2012
ELS Language Centers February 1998 - October 1998
ELS Language Centers May 1997 - February 1998
Massage Matters February 1993 - May 1997
PaineWebber January 1990 - February 1993
Prudential Financial April 1980 - December 1990
IBM Canada Ltd. May 1969 - March 1980
Skills
Retail, Sales, Marketing, Merchandising, Microsoft Office, Customer Service, Team Leadership, Microsoft Excel, Inventory Management, Visual Merchandising, PowerPoint, Teamwork, Photoshop, Management, Advertising, Customer Satisfaction, Social Media, Project Management, Leadership, Product Development, Microsoft Word
Education
American College 1982 — 1986
ChFC
University of Alberta 1968 — 1969
University of Windsor 1964 — 1968
BSc
Jim Jordon Jim Jordon's PaineWebber Experience 1995 - 1995
Job Director / Deloitte Advisory
Industry Accounting
Experience
Deloitte Advisory 1999 - Present
Southwest Financial Analytics July 1998 - November 1999
Business Valuation Resources, LLC September 1996 - June 1998
United Financial Markets January 1996 - August 1996
PaineWebber 1995 - 1995
Skills
Valuation, Investments, Financial Risk, Litigation Support, Management, Business Valuation, Intangible Assets, Due Diligence, Financial Modeling, Appraisals, Financial Analysis, Mergers & Acquisitions, Management Consulting, Forensic Accounting, Accounting, Finance, Financial Reporting
Education
Texas A&M University 1990 — 1994
Bachelor of Business Administration, Finance
Deloitte Advisory 1999 - Present
Southwest Financial Analytics July 1998 - November 1999
Business Valuation Resources, LLC September 1996 - June 1998
United Financial Markets January 1996 - August 1996
PaineWebber 1995 - 1995
Skills
Valuation, Investments, Financial Risk, Litigation Support, Management, Business Valuation, Intangible Assets, Due Diligence, Financial Modeling, Appraisals, Financial Analysis, Mergers & Acquisitions, Management Consulting, Forensic Accounting, Accounting, Finance, Financial Reporting
Education
Texas A&M University 1990 — 1994
Bachelor of Business Administration, Finance
A. Robert Wolfe A. Robert Wolfe's PaineWebber Experience August 1985 - June 1995
Job Sales Associate at Mirkovich Casper
Industry Food Production
Experience
Mirkovich - Casper December 2014 - Present
Kavanaugh Restaurant Supply, Inc. October 2011 - November 2014
State Bank of Cross Plains November 2007 - February 2010
Landgraf Construction September 2005 - November 2007
The Bread Barn, Ltd June 1995 - January 2005
PaineWebber August 1985 - June 1995
Skills
Food Service, Budgets, Event Planning, Forecasting, Customer Service, Food, Strategic Financial..., Sales, Strategic Planning, Marketing, Management, New Business Development, Product Development, Pricing, Market Planning, Sales Management, Catering
Education
St. Norbert College 1979 — 1983
BBA, Marketing & Finance
Edgewood High School
Mirkovich - Casper December 2014 - Present
Kavanaugh Restaurant Supply, Inc. October 2011 - November 2014
State Bank of Cross Plains November 2007 - February 2010
Landgraf Construction September 2005 - November 2007
The Bread Barn, Ltd June 1995 - January 2005
PaineWebber August 1985 - June 1995
Skills
Food Service, Budgets, Event Planning, Forecasting, Customer Service, Food, Strategic Financial..., Sales, Strategic Planning, Marketing, Management, New Business Development, Product Development, Pricing, Market Planning, Sales Management, Catering
Education
St. Norbert College 1979 — 1983
BBA, Marketing & Finance
Edgewood High School
Ray DiRussa Ray DiRussa's PaineWebber Experience June 1994 - June 1998
Job Technology Executive
Industry Information Technology and Services
Experience
CompuCom March 2012 - April 2015
R&D Consulting Inc. March 2009 - 2011
SIMtone Inc January 2008 - June 2009
Bank of America June 1998 - February 2007
PaineWebber June 1994 - June 1998
PaineWebber May 1989 - June 1994
Skills
Product Management, Process Improvement, Strategic Planning, Team Building, Vendor Management, Operations Management, Business Management, E-commerce, Change Management, Problem Solving, ITIL, Disaster Recovery, Six Sigma, Integration, Management, Project Management, Cloud Computing, Project Planning, IT Management, Training, Business Process..., Troubleshooting, Leadership, Security, Business Intelligence, Cross-functional Team..., Business Strategy, IT Strategy, Governance, Program Management, Enterprise Software, Quality Assurance, Enterprise Architecture, Analysis, Project Portfolio..., Business Analysis, Strategy, PMP, SDLC, IT Service Management, Data Center, Outsourcing, Infrastructure
Education
Richard Stockton College of New Jersey 1980 — 1984
BA, Criminal Justice
CompuCom March 2012 - April 2015
R&D Consulting Inc. March 2009 - 2011
SIMtone Inc January 2008 - June 2009
Bank of America June 1998 - February 2007
PaineWebber June 1994 - June 1998
PaineWebber May 1989 - June 1994
Skills
Product Management, Process Improvement, Strategic Planning, Team Building, Vendor Management, Operations Management, Business Management, E-commerce, Change Management, Problem Solving, ITIL, Disaster Recovery, Six Sigma, Integration, Management, Project Management, Cloud Computing, Project Planning, IT Management, Training, Business Process..., Troubleshooting, Leadership, Security, Business Intelligence, Cross-functional Team..., Business Strategy, IT Strategy, Governance, Program Management, Enterprise Software, Quality Assurance, Enterprise Architecture, Analysis, Project Portfolio..., Business Analysis, Strategy, PMP, SDLC, IT Service Management, Data Center, Outsourcing, Infrastructure
Education
Richard Stockton College of New Jersey 1980 — 1984
BA, Criminal Justice
Jack Peirce Jack Peirce's PaineWebber Experience June 1992 - June 1994
Job Executive Vice President at the University of Illinois Alumni Association
Industry Nonprofit Organization Management
Experience
University of Illinois Alumni Association May 2005 - Present
Bear Stearns June 2000 - December 2002
A.G. Edwards July 1994 - May 2000
PaineWebber June 1992 - June 1994
Education
The University of Chicago Booth School of Business 1990 — 1992
M.B.A.
University of Illinois at Urbana-Champaign 1983 — 1987
A.B.
University of Illinois Alumni Association May 2005 - Present
Bear Stearns June 2000 - December 2002
A.G. Edwards July 1994 - May 2000
PaineWebber June 1992 - June 1994
Education
The University of Chicago Booth School of Business 1990 — 1992
M.B.A.
University of Illinois at Urbana-Champaign 1983 — 1987
A.B.
Garry Stegeland Garry Stegeland's PaineWebber Experience 1988 - 2002
Job Senior Vice President & CCO at Stifel Financial
Industry Financial Services
Experience
Stifel Financial Corp. July 2002 - Present
Stifel Financial Corp. 2002 - Present
Ryan Beck & Co. July 2002 - February 2007
UBS Financial Services 2000 - 2002
PaineWebber 1988 - 2002
Shearson Lehman/American Express December 1986 - July 1988
Skills
Securities Regulation, Mutual Funds, Series 7, Series 24, FINRA, Securities, KYC, Investment Advisory, AML, Securities Litigation, SEC, Corporate Governance, Hedge Funds, Arbitration, Capital Markets, Litigation, Financial Services, Due Diligence, Equities, Alternative Investments, Investments, Broker-Dealer, Equity Trading, Fixed Income, Corporate Law, Estate Planning, Series 63, Asset Management, Wealth Management..., Series 65, Investment Management, Structured Finance, Derivatives, OFAC, USA PATRIOT Act, ETFs, Investment Banking, Legal Compliance, Financial Markets, Private Placements, Asset Allocation, Private Equity, Uniform Combined State..., Financial Regulation, Wealth Management
Education
St. John's University School of Law 1975 — 1978
JD, Law
Stifel Financial Corp. July 2002 - Present
Stifel Financial Corp. 2002 - Present
Ryan Beck & Co. July 2002 - February 2007
UBS Financial Services 2000 - 2002
PaineWebber 1988 - 2002
Shearson Lehman/American Express December 1986 - July 1988
Skills
Securities Regulation, Mutual Funds, Series 7, Series 24, FINRA, Securities, KYC, Investment Advisory, AML, Securities Litigation, SEC, Corporate Governance, Hedge Funds, Arbitration, Capital Markets, Litigation, Financial Services, Due Diligence, Equities, Alternative Investments, Investments, Broker-Dealer, Equity Trading, Fixed Income, Corporate Law, Estate Planning, Series 63, Asset Management, Wealth Management..., Series 65, Investment Management, Structured Finance, Derivatives, OFAC, USA PATRIOT Act, ETFs, Investment Banking, Legal Compliance, Financial Markets, Private Placements, Asset Allocation, Private Equity, Uniform Combined State..., Financial Regulation, Wealth Management
Education
St. John's University School of Law 1975 — 1978
JD, Law
Kristina Omari's PaineWebber Experience 1992 - 1995
Job
Industry Investment Banking
Experience
Adobe Systems Inc August 2005 - September 2013
Hewlett-Packard Co September 2000 - July 2005
Lehman Brothers August 1997 - March 2000
PaineWebber 1992 - 1995
Skills
Venture Capital, Mergers, Business Strategy, Strategy, Strategic Partnerships, Due Diligence, Corporate Development, Valuation, SaaS, Business Development, Investment Banking, Executive Management, Acquisition Integration, Enterprise Software, Restructuring, Finance, Strategic Planning, Investments, Mergers & Acquisitions, Leadership, Acquisitions
Education
Stanford University Graduate School of Business 1995 — 1997
MBA
Stanford University 1988 — 1992
B.S., Industrial Engineering
Adobe Systems Inc August 2005 - September 2013
Hewlett-Packard Co September 2000 - July 2005
Lehman Brothers August 1997 - March 2000
PaineWebber 1992 - 1995
Skills
Venture Capital, Mergers, Business Strategy, Strategy, Strategic Partnerships, Due Diligence, Corporate Development, Valuation, SaaS, Business Development, Investment Banking, Executive Management, Acquisition Integration, Enterprise Software, Restructuring, Finance, Strategic Planning, Investments, Mergers & Acquisitions, Leadership, Acquisitions
Education
Stanford University Graduate School of Business 1995 — 1997
MBA
Stanford University 1988 — 1992
B.S., Industrial Engineering
Ryan Weidenmiller's PaineWebber Experience 1998 - 1999
Job CoFounder/CEO at Karmic Labs
Industry Financial Services
Experience
Karmic Labs April 2014 - Present
Launchpay September 2012 - April 2014
Acacia Capital Management January 2009 - September 2012
Susquehanna International Group September 2001 - December 2008
Robertson Stephens August 2000 - September 2001
Robertson Stephens August 1999 - August 2000
PaineWebber 1998 - 1999
Skills
Venture Capital, Business Development, Strategy Execution, Organizational Structure, Organizational..., Board of Director..., Identification of new..., Technology, Leadership, Investing in public..., Strategic Thinking, Organizational Design, Market Entry, Entrepreneurship, Partner Management, Deal Execution, International..., Greenfield Development, Interpersonal..., Contract Negotiation, Data Network, Internet Strategy, Telecommunications, Consumer Services, Medical Devices, Consumer Products, Creative Solutions, IPO, Hedge Funds, Investments, Board of Directors, Portfolio Management, Corporate Development, E-commerce, Equity Research
Education
University of Pittsburgh 1994 — 1998
BS, Economics
Stanford Graduate School of Business 2010 — 2010
Executive Program in Strategy & Organization
Karmic Labs April 2014 - Present
Launchpay September 2012 - April 2014
Acacia Capital Management January 2009 - September 2012
Susquehanna International Group September 2001 - December 2008
Robertson Stephens August 2000 - September 2001
Robertson Stephens August 1999 - August 2000
PaineWebber 1998 - 1999
Skills
Venture Capital, Business Development, Strategy Execution, Organizational Structure, Organizational..., Board of Director..., Identification of new..., Technology, Leadership, Investing in public..., Strategic Thinking, Organizational Design, Market Entry, Entrepreneurship, Partner Management, Deal Execution, International..., Greenfield Development, Interpersonal..., Contract Negotiation, Data Network, Internet Strategy, Telecommunications, Consumer Services, Medical Devices, Consumer Products, Creative Solutions, IPO, Hedge Funds, Investments, Board of Directors, Portfolio Management, Corporate Development, E-commerce, Equity Research
Education
University of Pittsburgh 1994 — 1998
BS, Economics
Stanford Graduate School of Business 2010 — 2010
Executive Program in Strategy & Organization
Clark Callander's PaineWebber Experience 1986 - 1993
Job Global Investment Banking ★ Mergers & Acquisitions ★ Capital Markets ★ Trusted Advisor ★ Experienced Entrepreneur
Industry Financial Services
Experience
GCA Savvian 2003 - Present
Albany Road Real Estate Partners 2012 - Present
Robertson Stephens & Company 1993 - 2002
PaineWebber 1986 - 1993
Skills
Venture Capital, Private Equity, Mergers & Acquisitions, Investment Banking, Corporate Finance, Due Diligence, Capital Markets, Corporate Development, Start-ups, Investments, Private Placements, Strategy, Alternative Investments, Investment Strategies, Growth Capital, Portfolio Management, Equities, Financial Structuring, Financial Services, Financial Modeling, Asset Management, Restructuring, IPO, Mergers, M&A experience, Entrepreneurship, Capital Raising, Angel Investing, Investor Relations, LBO, Real Estate, Executive Management
Education
University of Pennsylvania - The Wharton School 1984 — 1986
MBA, Finance & Management
Stanford University 1976 — 1980
BS, Geological Sciences
GCA Savvian 2003 - Present
Albany Road Real Estate Partners 2012 - Present
Robertson Stephens & Company 1993 - 2002
PaineWebber 1986 - 1993
Skills
Venture Capital, Private Equity, Mergers & Acquisitions, Investment Banking, Corporate Finance, Due Diligence, Capital Markets, Corporate Development, Start-ups, Investments, Private Placements, Strategy, Alternative Investments, Investment Strategies, Growth Capital, Portfolio Management, Equities, Financial Structuring, Financial Services, Financial Modeling, Asset Management, Restructuring, IPO, Mergers, M&A experience, Entrepreneurship, Capital Raising, Angel Investing, Investor Relations, LBO, Real Estate, Executive Management
Education
University of Pennsylvania - The Wharton School 1984 — 1986
MBA, Finance & Management
Stanford University 1976 — 1980
BS, Geological Sciences
Gayle Young Popp's PaineWebber Experience 1991 - 1993
Job
Industry Management Consulting
Experience
Independent 2003 - Present
Accenture (f/k/a Andersen Consulting) 1995 - 2003
PaineWebber 1991 - 1993
Skills
Management Consulting, IT Strategy, Strategy, Management, Business Process..., Organizational Design, Business Transformation, Business Strategy, Finance, Business Process Design
Education
Stanford University Graduate School of Business 1993 — 1995
MBA
University of California, Los Angeles 1987 — 1991
BA, Economics
Independent 2003 - Present
Accenture (f/k/a Andersen Consulting) 1995 - 2003
PaineWebber 1991 - 1993
Skills
Management Consulting, IT Strategy, Strategy, Management, Business Process..., Organizational Design, Business Transformation, Business Strategy, Finance, Business Process Design
Education
Stanford University Graduate School of Business 1993 — 1995
MBA
University of California, Los Angeles 1987 — 1991
BA, Economics
Frank Ventura's PaineWebber Experience September 1998 - May 2000
Job
Industry Information Technology and Services
Experience
Ventucom LLC May 2002 - Present
Conde Nast Publications 2001 - 2008
Straticom International May 2001 - May 2002
Deltathree May 2000 - May 2001
PaineWebber September 1998 - May 2000
Skills
VoIP, Vendor Management, Network Design, Technical Support, Project Management, Start-ups, Consulting, IT Strategy, Cloud Computing, Strategic Partnerships, Mobile Devices, Integration, Networking, Security, Data Center, Disaster Recovery, Management
Education
State University of New York College at Geneseo 1992 — 1996
BA, Psychology, Pre-Med, Elementary Education
Ventucom LLC May 2002 - Present
Conde Nast Publications 2001 - 2008
Straticom International May 2001 - May 2002
Deltathree May 2000 - May 2001
PaineWebber September 1998 - May 2000
Skills
VoIP, Vendor Management, Network Design, Technical Support, Project Management, Start-ups, Consulting, IT Strategy, Cloud Computing, Strategic Partnerships, Mobile Devices, Integration, Networking, Security, Data Center, Disaster Recovery, Management
Education
State University of New York College at Geneseo 1992 — 1996
BA, Psychology, Pre-Med, Elementary Education
Michael Tur's PaineWebber Experience 1994 - 1998
Job Owner, Roboworld
Industry Industrial Automation
Experience
Roboworld March 1998 - Present
PaineWebber 1994 - 1998
Education
The University of Kansas 1987 — 1990
BS, Economics
Roboworld March 1998 - Present
PaineWebber 1994 - 1998
Education
The University of Kansas 1987 — 1990
BS, Economics
Anthony Wood's PaineWebber Experience 1999 - 2000
Job
Industry Accounting
Experience
Tulane University September 2011 - Present
TXU Energy May 2007 - September 2011
Capital One Southcoast May 2006 - May 2007
Charles Schwab March 2000 - November 2004
PaineWebber 1999 - 2000
Skills
Financial Modeling, ITIL, Revenue Forecasting, SAP, Forecasting, SAP R/3, Executive Management, Financial Analysis, Strategic Planning, Process Improvement, Excel, Budgeting, Accounting, Planning, Financial Reporting, Microsoft Office, Word, MS Project, Access, PowerPoint, Valuation, Portfolio Management, Corporate Finance, Business Analysis, ERP, Analysis, Problem Solving, Financial Management, Business Strategy, Bloomberg, Investments, Microsoft Excel, Project Planning, CRM, Business Process..., Data Migration, Business Process, Management, Integration, Equity Research, Business Intelligence, Equity Valuation, Strategic Financial..., Investment Banking, Risk Management, Financial Accounting, Equities, Data Analysis, Due Diligence, Mergers & Acquisitions
Education
Tulane University - A.B. Freeman School of Business 2005 — 2007
MBA
University of Georgia - Terry College of Business 1994 — 1997
BBA
Tulane University September 2011 - Present
TXU Energy May 2007 - September 2011
Capital One Southcoast May 2006 - May 2007
Charles Schwab March 2000 - November 2004
PaineWebber 1999 - 2000
Skills
Financial Modeling, ITIL, Revenue Forecasting, SAP, Forecasting, SAP R/3, Executive Management, Financial Analysis, Strategic Planning, Process Improvement, Excel, Budgeting, Accounting, Planning, Financial Reporting, Microsoft Office, Word, MS Project, Access, PowerPoint, Valuation, Portfolio Management, Corporate Finance, Business Analysis, ERP, Analysis, Problem Solving, Financial Management, Business Strategy, Bloomberg, Investments, Microsoft Excel, Project Planning, CRM, Business Process..., Data Migration, Business Process, Management, Integration, Equity Research, Business Intelligence, Equity Valuation, Strategic Financial..., Investment Banking, Risk Management, Financial Accounting, Equities, Data Analysis, Due Diligence, Mergers & Acquisitions
Education
Tulane University - A.B. Freeman School of Business 2005 — 2007
MBA
University of Georgia - Terry College of Business 1994 — 1997
BBA
Lisa Fe Roldan's PaineWebber Experience August 1995 - June 1998
Job Manager, VP in Systems Monitoring and Event Management Operations
Industry Financial Services
Experience
Merrill Lynch July 1998 - Present
PaineWebber August 1995 - June 1998
PaineWebber August 1993 - August 1995
Stevens Institute of Technology May 1993 - August 1994
Education
North Bergen High School
HS
Stevens Institute of Technology
BS, Technology Management
Stevens Institute of Technology
MS, Management Planning
Merrill Lynch July 1998 - Present
PaineWebber August 1995 - June 1998
PaineWebber August 1993 - August 1995
Stevens Institute of Technology May 1993 - August 1994
Education
North Bergen High School
HS
Stevens Institute of Technology
BS, Technology Management
Stevens Institute of Technology
MS, Management Planning
Ravin Makardajh's PaineWebber Experience 2000 - 2007
Job IT Program Manager at Millennium Partners
Industry Financial Services
Experience
Millennium November 2013 - Present
UBS June 2000 - November 2013
Painewebber 2000 - 2007
UBS 2000 - 2007
Ei3 2000 - 2007
Mars Inc 1998 - 1999
BOC Process Plants 1998 - 1998
Skills
Business Analysis, IT Management, IT Strategy, Infrastructure, Service Delivery, Disaster Recovery, Incident Management, Project Management, Technical Support
Education
Stevens Institute of Technology 1995 — 2000
Bachelors, Computer Engineering
Millennium November 2013 - Present
UBS June 2000 - November 2013
Painewebber 2000 - 2007
UBS 2000 - 2007
Ei3 2000 - 2007
Mars Inc 1998 - 1999
BOC Process Plants 1998 - 1998
Skills
Business Analysis, IT Management, IT Strategy, Infrastructure, Service Delivery, Disaster Recovery, Incident Management, Project Management, Technical Support
Education
Stevens Institute of Technology 1995 — 2000
Bachelors, Computer Engineering
Stancy DuHamel's PaineWebber Experience March 1993 - June 2000
Job Institutional Municipal Sales at Drexel Hamilton, LLC
Industry Financial Services
Experience
Drexel Hamilton, LLC June 2014 - Present
Dutchess Land Conservancy December 2013 - Present
Warrior Hike November 2013 - Present
Harlem Valley Appalachian Trail Community (Dover & Pawling) NY July 2012 - Present
Dutchess County Ducks Unlimited May 2012 - Present
Town of Dover, NY, Conservation Advisory Council January 2010 - Present
Oblong Land Conservancy January 2009 - Present
Lebenthal & Co, LLC October 2008 - June 2014
UBS Investment Bank March 1993 - June 2008
PaineWebber March 1993 - June 2000
Skills
Fixed Income, Bonds, Series 7, Securities, Fundraising, Non-profits, Entrepreneurship, Financial Structuring, Nonprofits, Start-ups, Structured Finance, Derivatives, Community Outreach, Public Relations, Leadership, Business Development, Management, Communication, Banking
Education
Yale University - Yale School of Management 1980 — 1982
MPPM, Masters in Public and Private Management
Smith College 1973 — 1977
BA, Art History
MKA, The Montclair Kimberley Academy 1967 — 1973
Fencing
Drexel Hamilton, LLC June 2014 - Present
Dutchess Land Conservancy December 2013 - Present
Warrior Hike November 2013 - Present
Harlem Valley Appalachian Trail Community (Dover & Pawling) NY July 2012 - Present
Dutchess County Ducks Unlimited May 2012 - Present
Town of Dover, NY, Conservation Advisory Council January 2010 - Present
Oblong Land Conservancy January 2009 - Present
Lebenthal & Co, LLC October 2008 - June 2014
UBS Investment Bank March 1993 - June 2008
PaineWebber March 1993 - June 2000
Skills
Fixed Income, Bonds, Series 7, Securities, Fundraising, Non-profits, Entrepreneurship, Financial Structuring, Nonprofits, Start-ups, Structured Finance, Derivatives, Community Outreach, Public Relations, Leadership, Business Development, Management, Communication, Banking
Education
Yale University - Yale School of Management 1980 — 1982
MPPM, Masters in Public and Private Management
Smith College 1973 — 1977
BA, Art History
MKA, The Montclair Kimberley Academy 1967 — 1973
Fencing
James Winter's PaineWebber Experience 1992 - 1996
Job Futures & Options
Industry Financial Services
Experience
JPMorgan April 1996 - May 2014
PaineWebber 1992 - 1996
Texas Commerce Bank 1990 - 1991
Education
The University of Texas at Austin - Red McCombs School of Business 1988 — 1992
JPMorgan April 1996 - May 2014
PaineWebber 1992 - 1996
Texas Commerce Bank 1990 - 1991
Education
The University of Texas at Austin - Red McCombs School of Business 1988 — 1992
Brian Toth, CFA's PaineWebber Experience April 1998 - July 1999
Job Dedicated and ValueAdded Credit Analyst Seeking New Opportunities
Industry Financial Services
Experience
APG Asset Management February 2013 - October 2013
APG Asset Management October 2011 - April 2012
Self September 2008 - October 2011
Paloma Partners, LLP/ SBZ Select Investments, LLC July 2006 - January 2008
Babson Capital Management May 2004 - July 2006
Babson Capital Management July 2001 - May 2004
PaineWebber April 1998 - July 1999
Paine Webber November 1995 - April 1998
Paine Webber January 1994 - November 1995
Dreyfus May 1991 - January 1994
Skills
Fixed Income, Capital Markets, Investments, Portfolio Management, Alternative Investments, Equities, Financial Modeling, Hedge Funds, Strategy, Private Equity, Financial Analysis, Risk Management, Asset Management, Valuation, Bonds, Emerging Markets, Capital Structure, Leveraged Finance, Mutual Funds, Credit, Finance, Leadership, Bloomberg, Analysis, Trading, Loans, Credit Analysis, Due Diligence
Education
University of Rochester - Simon Business School 1999 — 2001
MBA, Accounting, Finance
University at Buffalo 1986 — 1990
B.S., Accounting, Finance
APG Asset Management February 2013 - October 2013
APG Asset Management October 2011 - April 2012
Self September 2008 - October 2011
Paloma Partners, LLP/ SBZ Select Investments, LLC July 2006 - January 2008
Babson Capital Management May 2004 - July 2006
Babson Capital Management July 2001 - May 2004
PaineWebber April 1998 - July 1999
Paine Webber November 1995 - April 1998
Paine Webber January 1994 - November 1995
Dreyfus May 1991 - January 1994
Skills
Fixed Income, Capital Markets, Investments, Portfolio Management, Alternative Investments, Equities, Financial Modeling, Hedge Funds, Strategy, Private Equity, Financial Analysis, Risk Management, Asset Management, Valuation, Bonds, Emerging Markets, Capital Structure, Leveraged Finance, Mutual Funds, Credit, Finance, Leadership, Bloomberg, Analysis, Trading, Loans, Credit Analysis, Due Diligence
Education
University of Rochester - Simon Business School 1999 — 2001
MBA, Accounting, Finance
University at Buffalo 1986 — 1990
B.S., Accounting, Finance
Penn Egbert's PaineWebber Experience July 1999 - January 2002
Job Director of Equity Research, Americas at Nomura
Industry Research
Experience
Nomura July 2015 - Present
Nomura February 2015 - July 2015
Barclays September 2008 - February 2015
Lehman Brothers August 2007 - September 2008
Dudack Research Group January 2004 - August 2007
UBS Investment Bank January 2002 - January 2004
PaineWebber July 1999 - January 2002
Skills
Equities, Capital Markets, Equity Research, Product Management, Global Management, Quality Management, Series 24
Education
St. Lawrence University
Nomura July 2015 - Present
Nomura February 2015 - July 2015
Barclays September 2008 - February 2015
Lehman Brothers August 2007 - September 2008
Dudack Research Group January 2004 - August 2007
UBS Investment Bank January 2002 - January 2004
PaineWebber July 1999 - January 2002
Skills
Equities, Capital Markets, Equity Research, Product Management, Global Management, Quality Management, Series 24
Education
St. Lawrence University
Jacqueline Howell, PMP's PaineWebber Experience 1996 - 1998
Job Technical Project Manager at Deutsche Bank
Industry Computer Networking
Experience
Deutsche Bank November 2013 - Present
Nomura February 2012 - October 2013
ISE February 2010 - September 2011
NYSE Euronext December 2009 - February 2010
NYFIX Inc June 2001 - December 2009
NYFIX June 2001 - December 2009
TruMarkets December 2000 - March 2001
Priceline.com (Webhouse Club) January 2000 - October 2000
Corporate Software & Technology August 1998 - January 2000
PaineWebber 1996 - 1998
Skills
Data Center, PMP, Change Management, Team Management, Unix, ITIL, Business Analysis, Vendor Management, SDLC, Management, Requirements Analysis, IT Strategy, Trading Systems, IT Management, Integration, Disaster Recovery, Market Data, Project Planning, Software Project...
Education
Stony Brook University 1991 — 1996
Deutsche Bank November 2013 - Present
Nomura February 2012 - October 2013
ISE February 2010 - September 2011
NYSE Euronext December 2009 - February 2010
NYFIX Inc June 2001 - December 2009
NYFIX June 2001 - December 2009
TruMarkets December 2000 - March 2001
Priceline.com (Webhouse Club) January 2000 - October 2000
Corporate Software & Technology August 1998 - January 2000
PaineWebber 1996 - 1998
Skills
Data Center, PMP, Change Management, Team Management, Unix, ITIL, Business Analysis, Vendor Management, SDLC, Management, Requirements Analysis, IT Strategy, Trading Systems, IT Management, Integration, Disaster Recovery, Market Data, Project Planning, Software Project...
Education
Stony Brook University 1991 — 1996
Scott M. Ratchick's PaineWebber Experience 1990 - 1994
Job Shareholder at Chamberlain, Hrdlicka, White, Williams & Aughtry
Industry Law Practice
Experience
Chamberlain, Hrdlicka, White, Williams & Aughtry June 2010 - Present
Hartman, Simons, Spielman & Wood March 2007 - June 2010
Wargo & French, LLP April 2004 - March 2007
Hunton & Williams August 1994 - April 2004
PaineWebber 1990 - 1994
Prudential Securities, Inc. 1986 - 1989
Skills
Litigation, Commercial Litigation, Trade Secrets, Civil Litigation, Mediation, Class Actions, Arbitration, Appeals, Securities Regulation, Legal Research, Dispute Resolution, Business Litigation, Employment Law, Securities, Torts, Trials, Mergers & Acquisitions, Trial Practice, Joint Ventures, Non-compete Agreements
Education
St. John's University School of Law 1983 — 1986
J.D., Law
Tulane University - A.B. Freeman School of Business 1979 — 1983
B.S.M., Business Management
Chamberlain, Hrdlicka, White, Williams & Aughtry June 2010 - Present
Hartman, Simons, Spielman & Wood March 2007 - June 2010
Wargo & French, LLP April 2004 - March 2007
Hunton & Williams August 1994 - April 2004
PaineWebber 1990 - 1994
Prudential Securities, Inc. 1986 - 1989
Skills
Litigation, Commercial Litigation, Trade Secrets, Civil Litigation, Mediation, Class Actions, Arbitration, Appeals, Securities Regulation, Legal Research, Dispute Resolution, Business Litigation, Employment Law, Securities, Torts, Trials, Mergers & Acquisitions, Trial Practice, Joint Ventures, Non-compete Agreements
Education
St. John's University School of Law 1983 — 1986
J.D., Law
Tulane University - A.B. Freeman School of Business 1979 — 1983
B.S.M., Business Management
Oren Hirschberger's PaineWebber Experience June 1997 - March 1998
Job Financial Advisory and Litigation Support
Industry Financial Services
Experience
/on consulting basis. 2009 - Present
Eisner LLP December 2007 - July 2008
American Express Tax and Business Services 2001 - 2007
Banc One Investment Management Group 1998 - 2000
PaineWebber June 1997 - March 1998
Education
The Ohio State University
Finance
Maumee Valley Country Day School
/on consulting basis. 2009 - Present
Eisner LLP December 2007 - July 2008
American Express Tax and Business Services 2001 - 2007
Banc One Investment Management Group 1998 - 2000
PaineWebber June 1997 - March 1998
Education
The Ohio State University
Finance
Maumee Valley Country Day School
Rich Mitterando's PaineWebber Experience January 1998 - January 1999
Job Product Manager at NASDAQ OMX
Industry Financial Services
Experience
NASDAQ OMX May 2010 - Present
J.P. Morgan January 2007 - May 2010
Standard & Poor's June 2004 - February 2007
UBS Financial Services Inc. (formerly PaineWebber Inc January 1996 - January 2004
PaineWebber January 1998 - January 1999
PaineWebber January 1996 - January 1998
J. Juliano & Associates, Corp January 1994 - January 1996
Bankers Trust Company January 1990 - January 1994
Skills
Product Management, Risk Management, Strategy
Education
New York University - Leonard N. Stern School of Business 1995 — 1999
MBA, International Business/Organizational Behavior
Syracuse University 1986 — 1990
Bachelor of Science
Port Richmond HS
NASDAQ OMX May 2010 - Present
J.P. Morgan January 2007 - May 2010
Standard & Poor's June 2004 - February 2007
UBS Financial Services Inc. (formerly PaineWebber Inc January 1996 - January 2004
PaineWebber January 1998 - January 1999
PaineWebber January 1996 - January 1998
J. Juliano & Associates, Corp January 1994 - January 1996
Bankers Trust Company January 1990 - January 1994
Skills
Product Management, Risk Management, Strategy
Education
New York University - Leonard N. Stern School of Business 1995 — 1999
MBA, International Business/Organizational Behavior
Syracuse University 1986 — 1990
Bachelor of Science
Port Richmond HS
LaShawn Shaw's PaineWebber Experience January 2000 - January 2003
Job IT Project Manager
Industry Information Technology and Services
Experience
UBS Wealth Management May 2007 - June 2011
UBS Wealth Management January 2003 - May 2007
Paine Webber June 2000 - January 2003
PaineWebber January 2000 - January 2003
J.C. Bradford & Company April 1996 - June 2000
Amicus Staffing January 1995 - January 1996
Skills
XP, Microsoft Office, Visio, Access, Excel, Vendor Management, Word, Change Management, Planning, HP, Windows, Servers, Troubleshooting, Hardware, Problem Solving, Documentation, Computer Hardware, Windows Server, Deployment, Data Center, TCP/IP, Budgeting
Education
Tennessee State University 1993 — 1995
Masters of Education, Education
Tennessee State University 1989 — 1993
Bachelor of Science, Political Science
UBS Wealth Management May 2007 - June 2011
UBS Wealth Management January 2003 - May 2007
Paine Webber June 2000 - January 2003
PaineWebber January 2000 - January 2003
J.C. Bradford & Company April 1996 - June 2000
Amicus Staffing January 1995 - January 1996
Skills
XP, Microsoft Office, Visio, Access, Excel, Vendor Management, Word, Change Management, Planning, HP, Windows, Servers, Troubleshooting, Hardware, Problem Solving, Documentation, Computer Hardware, Windows Server, Deployment, Data Center, TCP/IP, Budgeting
Education
Tennessee State University 1993 — 1995
Masters of Education, Education
Tennessee State University 1989 — 1993
Bachelor of Science, Political Science
Mario Maccario's PaineWebber Experience June 1988 - April 1991
Job Senior Trader at EFG Bank
Industry Banking
Experience
EFG Bank August 2013 - Present
Barclays Wealth November 2007 - May 2013
UBS Monaco 2003 - 2007
Global Securities SAM May 1991 - April 2003
PaineWebber June 1988 - April 1991
PaineWebber January 1988 - June 1988
EF Hutton November 1986 - December 1987
Skills
Wealth Management, Private Banking, Investment Advisory, Trading Systems, Portfolio Management, Equities, Structured Products, FX Options, Investments, Wealth Management..., Alternative Investments, Fixed Income, Asset Management, Asset Allocation, Financial Markets, Derivatives, Capital Markets, Bonds, Private Equity, Trading, Investment Banking, Investment Strategies, Equity Derivatives, Emerging Markets, Bloomberg, Hedge Funds, Options, Financial Structuring, Financial Modeling, Banking, Securities, Fund Of Funds, Investment Management, Funding, Commodity, Electronic Trading, Equity Trading, Structured Finance, Swaps, Mutual Funds, Financial Services, ETFs, Hedging, Valuation, Financial Risk, Financial Advisory, Middle Office, Interest Rate..., Proprietary Trading, FX trading
Education
Università degli Studi di Milano 1981 — 1986
Bachelor in Political Science, International Politics
Buscaglia
Liceo Classico Tito Livio
EFG Bank August 2013 - Present
Barclays Wealth November 2007 - May 2013
UBS Monaco 2003 - 2007
Global Securities SAM May 1991 - April 2003
PaineWebber June 1988 - April 1991
PaineWebber January 1988 - June 1988
EF Hutton November 1986 - December 1987
Skills
Wealth Management, Private Banking, Investment Advisory, Trading Systems, Portfolio Management, Equities, Structured Products, FX Options, Investments, Wealth Management..., Alternative Investments, Fixed Income, Asset Management, Asset Allocation, Financial Markets, Derivatives, Capital Markets, Bonds, Private Equity, Trading, Investment Banking, Investment Strategies, Equity Derivatives, Emerging Markets, Bloomberg, Hedge Funds, Options, Financial Structuring, Financial Modeling, Banking, Securities, Fund Of Funds, Investment Management, Funding, Commodity, Electronic Trading, Equity Trading, Structured Finance, Swaps, Mutual Funds, Financial Services, ETFs, Hedging, Valuation, Financial Risk, Financial Advisory, Middle Office, Interest Rate..., Proprietary Trading, FX trading
Education
Università degli Studi di Milano 1981 — 1986
Bachelor in Political Science, International Politics
Buscaglia
Liceo Classico Tito Livio
Rusty McKinley's PaineWebber Experience February 1999 - February 2000
Job President and owner of McKinley Consulting
Industry Legal Services
Experience
McKinley Consulting June 1983 - Present
UBS January 1998 - July 2009
UBS May 2006 - April 2007
PaineWebber/UBS February 2000 - August 2002
PaineWebber February 1999 - February 2000
PaineWebber Financial Services January 1998 - February 1999
Morgan Keegan and Company, Inc. November 1989 - January 1998
Shearon Lehman Hutton 1985 - 1989
Smith Barney 1985 - 1989
Memphis State University August 1977 - July 1985
Education
University of Mississippi 1977 — 1984
Ed. D., Physical Education
The University of Southern Mississippi 1976 — 1977
MS, Physical Education
The University of Southern Mississippi 1972 — 1976
BS, Athletic Administration & Coaching
John F. Kennedy High School 1969 — 1972
High School, College Prep
McKinley Consulting June 1983 - Present
UBS January 1998 - July 2009
UBS May 2006 - April 2007
PaineWebber/UBS February 2000 - August 2002
PaineWebber February 1999 - February 2000
PaineWebber Financial Services January 1998 - February 1999
Morgan Keegan and Company, Inc. November 1989 - January 1998
Shearon Lehman Hutton 1985 - 1989
Smith Barney 1985 - 1989
Memphis State University August 1977 - July 1985
Education
University of Mississippi 1977 — 1984
Ed. D., Physical Education
The University of Southern Mississippi 1976 — 1977
MS, Physical Education
The University of Southern Mississippi 1972 — 1976
BS, Athletic Administration & Coaching
John F. Kennedy High School 1969 — 1972
High School, College Prep
Francine Villodas's PaineWebber Experience November 1997 - October 1999
Job Paralegal at Simon Haysom LLC
Industry Legal Services
Experience
Simon Haysom LLC June 2004 - Present
UBS October 1999 - January 2004
PaineWebber November 1997 - October 1999
Skills
Legal Research, Litigation, Westlaw, Legal Writing, Civil Litigation, Document Review, Pleadings, Litigation Support, Trials, Courts, Commercial Litigation, Personal Injury, Family Law, Legal Documents, Customer Service, Microsoft Office, Microsoft Word, Event Planning, Strategic Planning
Education
University of Bridgeport 1997 — 1999
Human Resources Development
State University of New York College at Brockport 1973 — 1975
Bachelor of Science (BS), Political Science & Sociology
Simon Haysom LLC June 2004 - Present
UBS October 1999 - January 2004
PaineWebber November 1997 - October 1999
Skills
Legal Research, Litigation, Westlaw, Legal Writing, Civil Litigation, Document Review, Pleadings, Litigation Support, Trials, Courts, Commercial Litigation, Personal Injury, Family Law, Legal Documents, Customer Service, Microsoft Office, Microsoft Word, Event Planning, Strategic Planning
Education
University of Bridgeport 1997 — 1999
Human Resources Development
State University of New York College at Brockport 1973 — 1975
Bachelor of Science (BS), Political Science & Sociology
Alan Pierce's PaineWebber Experience 1996 - 1999
Job Chief Investment Officer at Wright Family Office, Inc.
Industry Venture Capital & Private Equity
Experience
Wright Family Office, Inc. August 2005 - Present
SG Cowen January 2001 - April 2003
PaineWebber 1996 - 1999
Stephens Inc. 1991 - 1993
Skills
Investments, Private Equity, Hedge Funds, Equities, Portfolio Management, Finance, Mutual Funds, Real Estate, Acquisitions, Management, Venture Capital, Capital, Mergers & Acquisitions, Valuation, Corporate Development, Alternative Investments, Financial Modeling
Education
The University of Texas at Austin 1993 — 1997
JD
The University of Texas at Austin - The Red McCombs School of Business 1993 — 1997
MBA
Washington and Lee University 1987 — 1991
BS, Business Administration
Wright Family Office, Inc. August 2005 - Present
SG Cowen January 2001 - April 2003
PaineWebber 1996 - 1999
Stephens Inc. 1991 - 1993
Skills
Investments, Private Equity, Hedge Funds, Equities, Portfolio Management, Finance, Mutual Funds, Real Estate, Acquisitions, Management, Venture Capital, Capital, Mergers & Acquisitions, Valuation, Corporate Development, Alternative Investments, Financial Modeling
Education
The University of Texas at Austin 1993 — 1997
JD
The University of Texas at Austin - The Red McCombs School of Business 1993 — 1997
MBA
Washington and Lee University 1987 — 1991
BS, Business Administration
Gaddiel Lopez's PaineWebber Experience 1999 - 2001
Job Owner, Gaddiel Lopez Design
Industry Design
Experience
Gaddiel Lopez Design October 2006 - Present
PaineWebber 1999 - 2001
Skills
Art Direction, Creative Direction, Graphic Design, Typography, Logo Design, Corporate Identity, Illustration, Posters, Graphics, Social Media, Brochures, Copywriting, Packaging, Web Design, Interaction Design, Illustrator, Branding & Identity, Concept Development, Visual Communication, Adobe Creative Suite, Photography, Creative Strategy, Brand Development, Image Manipulation, InDesign, Layout, Art, Business Cards, Sketching
Education
The Maryland Institute College of Art 1985 — 1989
Bachelor of Fine Arts (BFA), Design and Visual Communications, General
Fashion Institute of Technology
New York Institute of Photography
Certificate, Photography
Gaddiel Lopez Design October 2006 - Present
PaineWebber 1999 - 2001
Skills
Art Direction, Creative Direction, Graphic Design, Typography, Logo Design, Corporate Identity, Illustration, Posters, Graphics, Social Media, Brochures, Copywriting, Packaging, Web Design, Interaction Design, Illustrator, Branding & Identity, Concept Development, Visual Communication, Adobe Creative Suite, Photography, Creative Strategy, Brand Development, Image Manipulation, InDesign, Layout, Art, Business Cards, Sketching
Education
The Maryland Institute College of Art 1985 — 1989
Bachelor of Fine Arts (BFA), Design and Visual Communications, General
Fashion Institute of Technology
New York Institute of Photography
Certificate, Photography
F Vinzons's PaineWebber Experience 1998 - 1999
Job Investments at Cook County Annuity & Benefit Fund
Industry Investment Management
Experience
Cook County Annuity & Benefit Fund February 2009 - Present
Thorndale Capital Partners 2006 - February 2009
Driehaus Capital Management July 2001 - January 2006
Unext.com 1999 - 2001
PaineWebber 1998 - 1999
Skills
Mutual Funds, Equities, Investments, Alternative Investments, Equity Research, Financial Modeling, Investment Banking, Portfolio Management, Asset Management, Valuation, Hedge Funds, Investment Management, Investment Strategies, Asset Allocation, Bloomberg
Education
40th Venture Capital Institute 2014 — 2014
Plekhanov Russian Academy of Economics
Certificate in Joint Venture Economics, Russian Economics
The University of Chicago - Booth School of Business
MBA, Analytical Finance & Accounting
University of Illinois at Urbana-Champaign
BA, Economics
Cook County Annuity & Benefit Fund February 2009 - Present
Thorndale Capital Partners 2006 - February 2009
Driehaus Capital Management July 2001 - January 2006
Unext.com 1999 - 2001
PaineWebber 1998 - 1999
Skills
Mutual Funds, Equities, Investments, Alternative Investments, Equity Research, Financial Modeling, Investment Banking, Portfolio Management, Asset Management, Valuation, Hedge Funds, Investment Management, Investment Strategies, Asset Allocation, Bloomberg
Education
40th Venture Capital Institute 2014 — 2014
Plekhanov Russian Academy of Economics
Certificate in Joint Venture Economics, Russian Economics
The University of Chicago - Booth School of Business
MBA, Analytical Finance & Accounting
University of Illinois at Urbana-Champaign
BA, Economics
Ellen Cooke's PaineWebber Experience November 1987 - November 1989
Job Senior Editor at National Grid
Industry Utilities
Experience
National Grid August 2007 - Present
National Grid January 1985 - Present
KeySpan November 2002 - August 2007
Various corporate clients November 1989 - November 2002
PaineWebber November 1987 - November 1989
E.F. Hutton June 1984 - November 1987
Kwasha Lipton June 1982 - June 1984
Skills
Corporate Communications, Speech Writing, Newsletters, Strategic Communications, Energy, Editing, Marketing Communications, Project Management, Strategic Planning, Research, Communications Planning, Management, Copywriting, Program Management, Microsoft Office
Education
State University of New York at Albany 1978 — 1982
Bachelor of Arts (B.A.), English; Journalism minor; Business concentration, 3.67 GPA
National Grid August 2007 - Present
National Grid January 1985 - Present
KeySpan November 2002 - August 2007
Various corporate clients November 1989 - November 2002
PaineWebber November 1987 - November 1989
E.F. Hutton June 1984 - November 1987
Kwasha Lipton June 1982 - June 1984
Skills
Corporate Communications, Speech Writing, Newsletters, Strategic Communications, Energy, Editing, Marketing Communications, Project Management, Strategic Planning, Research, Communications Planning, Management, Copywriting, Program Management, Microsoft Office
Education
State University of New York at Albany 1978 — 1982
Bachelor of Arts (B.A.), English; Journalism minor; Business concentration, 3.67 GPA
Michelle Makenny's PaineWebber Experience August 1986 - February 1995
Job Administrator at Beck, Mack & Oliver LLC
Industry Investment Management
Experience
Beck, Mack & Oliver LLC February 1996 - Present
PaineWebber August 1986 - February 1995
John F. Kennedy High School August 1981 - June 1986
Education
University at Albany, SUNY 1977 — 1981
BA, History; Social Studies Education
Beck, Mack & Oliver LLC February 1996 - Present
PaineWebber August 1986 - February 1995
John F. Kennedy High School August 1981 - June 1986
Education
University at Albany, SUNY 1977 — 1981
BA, History; Social Studies Education
Anne Zastko ChFC®'s PaineWebber Experience September 1993 - January 2001
Job Helping you get financially organized and prepared.
Industry Financial Services
Experience
Mass Mutual Seattle September 2007 - Present
Prudential Investments January 2001 - May 2004
PaineWebber September 1993 - January 2001
Optima Fund Management September 1993 - June 1996
Skills
Whole Life, Financial Planning, Wealth Management, Retirement Planning, Investments, 401k, Long Term Care, Public Speaking, Retirement, Disability Insurance, Term Life Insurance, Insurance, Strategic Financial..., Financial Services, Portfolio Management, Asset Management, Finance, Securities, Long Term Care Insurance, Financial Planners, Mutual Funds, High Net Worth..., Series 7, Estate Planning, Life Insurance, Fixed Annuities, Asset Allocation, Investment Advisory, IRAs, Financial Advisory
Education
The American College 2003 — 2012
ChFC®, Chartered Financial Consultant, Completed ChFC® Program
University of Wisconsin-Madison 1980 — 1986
BS, Education
The Blake Schools
Mass Mutual Seattle September 2007 - Present
Prudential Investments January 2001 - May 2004
PaineWebber September 1993 - January 2001
Optima Fund Management September 1993 - June 1996
Skills
Whole Life, Financial Planning, Wealth Management, Retirement Planning, Investments, 401k, Long Term Care, Public Speaking, Retirement, Disability Insurance, Term Life Insurance, Insurance, Strategic Financial..., Financial Services, Portfolio Management, Asset Management, Finance, Securities, Long Term Care Insurance, Financial Planners, Mutual Funds, High Net Worth..., Series 7, Estate Planning, Life Insurance, Fixed Annuities, Asset Allocation, Investment Advisory, IRAs, Financial Advisory
Education
The American College 2003 — 2012
ChFC®, Chartered Financial Consultant, Completed ChFC® Program
University of Wisconsin-Madison 1980 — 1986
BS, Education
The Blake Schools
Anthony Jarrett's PaineWebber Experience 1995 - 1998
Job Information Technology and Services Professional
Industry Information Technology and Services
Experience
Morgan Stanley June 2006 - February 2008
Morgan Stanley 2001 - 2006
Morgan Stanley 1999 - 2001
Peak Systems 1998 - 1999
PaineWebber 1995 - 1998
PaineWebber 1992 - 1995
Education
State University of New York Empire State College 2005 — 2011
BA, Computer Information Systems
Morgan Stanley June 2006 - February 2008
Morgan Stanley 2001 - 2006
Morgan Stanley 1999 - 2001
Peak Systems 1998 - 1999
PaineWebber 1995 - 1998
PaineWebber 1992 - 1995
Education
State University of New York Empire State College 2005 — 2011
BA, Computer Information Systems
Rima Doshi Parikh's PaineWebber Experience 1995 - 1996
Job Vice President at Duff & Phelps
Industry Financial Services
Experience
Citi August 2014 - Present
Duff & Phelps March 2013 - June 2014
AVM LP/III Associates January 2012 - October 2012
Lyster Watson & Company December 1996 - December 2011
PaineWebber 1995 - 1996
Skills
Hedge Funds, Alternative Investments, Fund Of Funds, Due Diligence, Fund Structuring, Operational Risk, Operations Research, Fund Administration, Fund Accounting, Financial Structuring, Investor Relations, Operational Due..., Trading, Investment Banking
Education
Trinity College-Hartford 1992 — 1996
BS, Chemistry
Citi August 2014 - Present
Duff & Phelps March 2013 - June 2014
AVM LP/III Associates January 2012 - October 2012
Lyster Watson & Company December 1996 - December 2011
PaineWebber 1995 - 1996
Skills
Hedge Funds, Alternative Investments, Fund Of Funds, Due Diligence, Fund Structuring, Operational Risk, Operations Research, Fund Administration, Fund Accounting, Financial Structuring, Investor Relations, Operational Due..., Trading, Investment Banking
Education
Trinity College-Hartford 1992 — 1996
BS, Chemistry
James Goldman's PaineWebber Experience January 1998 - January 2000
Job Vice Chairman, Chief Investment Officer at Green Courte Partners, LLC
Industry Real Estate
Experience
Green Courte Partners, LLC July 2009 - Present
Green Courte Partners, LLC June 2003 - July 2009
J.R. Goldman & Co. January 2002 - May 2003
PaineWebber January 1998 - January 2000
Alex. Brown & Sons Incorporated 1993 - 1997
Piper & Marbury 1989 - 1993
Ernst & Whinney 1983 - 1986
Skills
Asset Managment, Real Estate, Due Diligence, Investments, Mergers, Real Estate Development, Financial Analysis, Financial Modeling, Property Management, Negotiation, Private Equity, Strategic Planning, Asset Management, Mergers & Acquisitions, Portfolio Management, Valuation, Investment Banking, Real Estate Economics, Capital Markets, Real Estate Transactions
Education
The College of William and Mary - Marshall Wythe Law School 1986 — 1989
JD, Law
Strome College of Business 1980 — 1983
BS/BA, Accounting
University of Virginia 1978 — 1980
History, Accounting
Green Courte Partners, LLC July 2009 - Present
Green Courte Partners, LLC June 2003 - July 2009
J.R. Goldman & Co. January 2002 - May 2003
PaineWebber January 1998 - January 2000
Alex. Brown & Sons Incorporated 1993 - 1997
Piper & Marbury 1989 - 1993
Ernst & Whinney 1983 - 1986
Skills
Asset Managment, Real Estate, Due Diligence, Investments, Mergers, Real Estate Development, Financial Analysis, Financial Modeling, Property Management, Negotiation, Private Equity, Strategic Planning, Asset Management, Mergers & Acquisitions, Portfolio Management, Valuation, Investment Banking, Real Estate Economics, Capital Markets, Real Estate Transactions
Education
The College of William and Mary - Marshall Wythe Law School 1986 — 1989
JD, Law
Strome College of Business 1980 — 1983
BS/BA, Accounting
University of Virginia 1978 — 1980
History, Accounting
Christene Riendeau's PaineWebber Experience June 1996 - November 1999
Job Director, Reunion Giving and Classbased Fundraising at the College of the Holy Cross
Industry Higher Education
Experience
College of the Holy Cross April 2014 - Present
College of the Holy Cross January 2012 - April 2014
UBS June 2004 - June 2006
UBS February 2003 - June 2004
UBS December 1999 - February 2003
PaineWebber June 1996 - November 1999
Skills
Nonprofits, Public Speaking, Editing, Philanthropy, Research, Media Relations, Press Releases, Annual Giving, Newsletters, Marketing Communications, Fundraising, Sponsorship, Social Networking
Education
The College of New Jersey 1993 — 1996
Bachelor of Arts (BA), English Literature
Monsignor Donovan 1988 — 1992
College of the Holy Cross April 2014 - Present
College of the Holy Cross January 2012 - April 2014
UBS June 2004 - June 2006
UBS February 2003 - June 2004
UBS December 1999 - February 2003
PaineWebber June 1996 - November 1999
Skills
Nonprofits, Public Speaking, Editing, Philanthropy, Research, Media Relations, Press Releases, Annual Giving, Newsletters, Marketing Communications, Fundraising, Sponsorship, Social Networking
Education
The College of New Jersey 1993 — 1996
Bachelor of Arts (BA), English Literature
Monsignor Donovan 1988 — 1992
David Hamelburg's PaineWebber Experience January 1996 - March 1998
Job Managing Partner at Five Star Caps LLC
Industry Wholesale
Experience
Five Star Caps LLC January 2002 - Present
Aloha Custom LLC August 1998 - Present
Becnel Family Vineyards December 2002 - August 2008
PaineWebber January 1996 - March 1998
Education
The College of William and Mary - The Mason School of Business 1992 — 1995
BBA, Finance
Five Star Caps LLC January 2002 - Present
Aloha Custom LLC August 1998 - Present
Becnel Family Vineyards December 2002 - August 2008
PaineWebber January 1996 - March 1998
Education
The College of William and Mary - The Mason School of Business 1992 — 1995
BBA, Finance
Sean Carey, CRPC's PaineWebber Experience March 1995 - July 1997
Job Vice President, Strategic Account Manager at OppenheimerFunds
Industry Financial Services
Experience
OppenheimerFunds August 2010 - Present
OppenheimerFunds February 2003 - July 2010
Raymond James Financial November 2002 - February 2003
Morgan Stanley July 1997 - November 2002
PaineWebber March 1995 - July 1997
Skills
Series 7, Series 63, Mutual Funds, Separately Managed..., Asset Allocation, 401k, Alternative Investments, Series 65, Investments, Retirement Planning, Retirement, Fixed Income, Wealth Management, Financial Advisory, Equities
Education
University of North Carolina at Chapel Hill 1990 — 1994
BA, Economics/Business
The London School of Economics and Political Science (LSE) 1993 — 1993
Economics
OppenheimerFunds August 2010 - Present
OppenheimerFunds February 2003 - July 2010
Raymond James Financial November 2002 - February 2003
Morgan Stanley July 1997 - November 2002
PaineWebber March 1995 - July 1997
Skills
Series 7, Series 63, Mutual Funds, Separately Managed..., Asset Allocation, 401k, Alternative Investments, Series 65, Investments, Retirement Planning, Retirement, Fixed Income, Wealth Management, Financial Advisory, Equities
Education
University of North Carolina at Chapel Hill 1990 — 1994
BA, Economics/Business
The London School of Economics and Political Science (LSE) 1993 — 1993
Economics
Dan Esters's PaineWebber Experience June 1994 - May 1996
Job Managing Director at M&A Capital, LLC
Industry Investment Banking
Experience
M&A Capital, LLC August 2014 - Present
Jefferies LLC May 1996 - July 2014
PaineWebber June 1994 - May 1996
Price Waterhouse 1989 - 1993
Skills
Financial Modeling, Valuation, Private Equity, Corporate Finance, Investment Banking, Mergers & Acquisitions, Due Diligence, Venture Capital, Capital Markets, Management
Education
University of California, Los Angeles - The Anderson School of Management 1993 — 1995
MBA
University of California, Los Angeles 1985 — 1989
BA, Economics
M&A Capital, LLC August 2014 - Present
Jefferies LLC May 1996 - July 2014
PaineWebber June 1994 - May 1996
Price Waterhouse 1989 - 1993
Skills
Financial Modeling, Valuation, Private Equity, Corporate Finance, Investment Banking, Mergers & Acquisitions, Due Diligence, Venture Capital, Capital Markets, Management
Education
University of California, Los Angeles - The Anderson School of Management 1993 — 1995
MBA
University of California, Los Angeles 1985 — 1989
BA, Economics
Breda Beckerle's PaineWebber Experience 1982 - 2000
Job Chief Compliance Officer at Franklin Templeton Group
Industry Financial Services
Experience
Franklin Templeton Group August 2004 - Present
Franklin Templeton Investments 2004 - Present
Mitchell Hutchins Asset Management Division of PaineWebber/UBS 1982 - 2002
UBS Global Asset Management 1982 - 2002
Mitchell Hutchins 1982 - 2002
Mitchell Hutchins Asset Management 1982 - 2002
PaineWebber 1982 - 2000
Education
University College Dublin 1977 — 1979
English, French
Franklin Templeton Group August 2004 - Present
Franklin Templeton Investments 2004 - Present
Mitchell Hutchins Asset Management Division of PaineWebber/UBS 1982 - 2002
UBS Global Asset Management 1982 - 2002
Mitchell Hutchins 1982 - 2002
Mitchell Hutchins Asset Management 1982 - 2002
PaineWebber 1982 - 2000
Education
University College Dublin 1977 — 1979
English, French
Alison (Brucato) O'Connor's PaineWebber Experience 1991 - 1999
Job Independent Marketing and Advertising Professional
Industry Marketing and Advertising
Experience
Neuberger Berman 1999 - 2006
PaineWebber 1991 - 1999
Education
St. John's University, The Peter J. Tobin College of Business 1991 — 1993
MBA, Quantitative Analysis
St. John's University, The Peter J. Tobin College of Business 1987 — 1991
BS, Business Mgmt
Neuberger Berman 1999 - 2006
PaineWebber 1991 - 1999
Education
St. John's University, The Peter J. Tobin College of Business 1991 — 1993
MBA, Quantitative Analysis
St. John's University, The Peter J. Tobin College of Business 1987 — 1991
BS, Business Mgmt
Andrew Slezak's PaineWebber Experience June 1994 - December 1996
Job VP at JP Morgan
Industry Investment Banking
Experience
JP Morgan May 2006 - Present
UUNET October 1999 - June 2003
Iwaynet Communications Inc June 1996 - August 1999
PaineWebber June 1994 - December 1996
Skills
Service Delivery, Project Management, Business Analysis, IT Management, Change Management, Incident Management, Risk Management, Vendor Management, Information Security..., IT Strategy, Disaster Recovery, Linux System..., Solaris, AIX, Perl, Bash, Ksh, SSH, SQL, CCNA, Information Technology, ITIL, Infrastructure, Microsoft Excel, AS400 system, Unix, Data Center, Servers, Databases, Linux, Investment Banking
Education
Stanford University 2007 — 2010
Master Certificate, Quantitative Finance & Risk Management
Texas A&M University 2009 — 2010
MBA, Business Administration and Management, General
The Ohio State University - The Max M. Fisher College of Business 1996 — 2003
Bachelor of Science (B.S.), Management Information Systems
Upper Arlington High School 1992 — 1996
Diploma
JP Morgan May 2006 - Present
UUNET October 1999 - June 2003
Iwaynet Communications Inc June 1996 - August 1999
PaineWebber June 1994 - December 1996
Skills
Service Delivery, Project Management, Business Analysis, IT Management, Change Management, Incident Management, Risk Management, Vendor Management, Information Security..., IT Strategy, Disaster Recovery, Linux System..., Solaris, AIX, Perl, Bash, Ksh, SSH, SQL, CCNA, Information Technology, ITIL, Infrastructure, Microsoft Excel, AS400 system, Unix, Data Center, Servers, Databases, Linux, Investment Banking
Education
Stanford University 2007 — 2010
Master Certificate, Quantitative Finance & Risk Management
Texas A&M University 2009 — 2010
MBA, Business Administration and Management, General
The Ohio State University - The Max M. Fisher College of Business 1996 — 2003
Bachelor of Science (B.S.), Management Information Systems
Upper Arlington High School 1992 — 1996
Diploma
Diana Walters's PaineWebber Experience 1996 - 1998
Job 575 Grant, LLC
Industry Financial Services
Experience
Liberty Metals and Mining, LLC January 2010 - September 2014
Eland Capital, LLC August 2008 - January 2011
HSBC Securities 2005 - 2007
Credit Suisse First Boston 1998 - 2005
Credit Suisse First Boston/DLJ 1998 - 2005
Donaldson, Lufkin & Jenrette 1998 - 2000
Donaldson, Lufkin & Jenrette Securities Corp. 1997 - 2000
PaineWebber 1996 - 1998
Deeptech International, Inc. 1993 - 1996
ING 1990 - 1993
Skills
Investment Banking, Capital Markets, Investments, Renewable Energy, Equities, Valuation, Energy, Corporate Finance, Management, Private Equity, Financial Modeling
Education
The University of Texas at Austin 1985 — 1986
Masters, Energy and Mineral Resources
University of Texas at Austin 1981 — 1985
Plan II
Liberty Metals and Mining, LLC January 2010 - September 2014
Eland Capital, LLC August 2008 - January 2011
HSBC Securities 2005 - 2007
Credit Suisse First Boston 1998 - 2005
Credit Suisse First Boston/DLJ 1998 - 2005
Donaldson, Lufkin & Jenrette 1998 - 2000
Donaldson, Lufkin & Jenrette Securities Corp. 1997 - 2000
PaineWebber 1996 - 1998
Deeptech International, Inc. 1993 - 1996
ING 1990 - 1993
Skills
Investment Banking, Capital Markets, Investments, Renewable Energy, Equities, Valuation, Energy, Corporate Finance, Management, Private Equity, Financial Modeling
Education
The University of Texas at Austin 1985 — 1986
Masters, Energy and Mineral Resources
University of Texas at Austin 1981 — 1985
Plan II
Lance Wood's PaineWebber Experience 1993 - 1998
Job Macquarie Securities San Francisco
Industry Capital Markets
Experience
Macquarie Bank July 2010 - Present
Leerink Swann August 2003 - April 2010
Bear Stearns 2002 - 2003
Robertson, Stephens & Company 1998 - 2002
PaineWebber 1993 - 1998
US Navy 1985 - 1993
Skills
Equities, Investment Banking, Management, Hedge Funds, Capital Markets, Equity Research, Equity Trading, Valuation, Bloomberg, Private Equity, Trading, Series 7
Education
United States Naval Academy 1985 — 1989
BS, Economics
Macquarie Bank July 2010 - Present
Leerink Swann August 2003 - April 2010
Bear Stearns 2002 - 2003
Robertson, Stephens & Company 1998 - 2002
PaineWebber 1993 - 1998
US Navy 1985 - 1993
Skills
Equities, Investment Banking, Management, Hedge Funds, Capital Markets, Equity Research, Equity Trading, Valuation, Bloomberg, Private Equity, Trading, Series 7
Education
United States Naval Academy 1985 — 1989
BS, Economics
Colleen Morrison Navigato's PaineWebber Experience 1992 - 2001
Job Residential Realtor/ former Fixed Income Sales
Industry Real Estate
Experience
Baird & Warner September 2010 - Present
BNP Paribas 2001 - 2003
PaineWebber 1992 - 2001
Prudential Bache Securities September 1990 - February 1993
Education
St. Norbert College 1982 — 1986
BBA, Marketing
Baird & Warner September 2010 - Present
BNP Paribas 2001 - 2003
PaineWebber 1992 - 2001
Prudential Bache Securities September 1990 - February 1993
Education
St. Norbert College 1982 — 1986
BBA, Marketing
Mark Reinstein's PaineWebber Experience 1994 - 1996
Job President at SANDLAPPER Securities, LLC (member FINRA/SIPC) and Sandlapper Wealth Management, LLC
Industry Investment Management
Experience
SANDLAPPER Securities, LLC (Member FINRA/SIPC) June 2014 - Present
Sandlapper Wealth Management, LLC June 2002 - Present
Western International Securities 2001 - 2002
Auerbach Pollack & Richardson 2000 - 2001
American Frontier Financial Corporation 1996 - 2000
PaineWebber 1994 - 1996
Bear Stearns & Company 1989 - 1994
Skills
Strategic Planning, Asset Management, Sales, Investments, Strategy, Mergers & Acquisitions, Asset Managment, Portfolio Management
Education
The University of Georgia 1980 — 1984
BBA, business
University of Georgia - Terry College of Business 1980 — 1984
bba, mis
SANDLAPPER Securities, LLC (Member FINRA/SIPC) June 2014 - Present
Sandlapper Wealth Management, LLC June 2002 - Present
Western International Securities 2001 - 2002
Auerbach Pollack & Richardson 2000 - 2001
American Frontier Financial Corporation 1996 - 2000
PaineWebber 1994 - 1996
Bear Stearns & Company 1989 - 1994
Skills
Strategic Planning, Asset Management, Sales, Investments, Strategy, Mergers & Acquisitions, Asset Managment, Portfolio Management
Education
The University of Georgia 1980 — 1984
BBA, business
University of Georgia - Terry College of Business 1980 — 1984
bba, mis
John Lauder's PaineWebber Experience 1998 - 2000
Job Senior Financial Writer at Voya Investment Management
Industry Financial Services
Experience
Voya Investment Management October 2000 - Present
PaineWebber 1998 - 2000
Brown Brothers Harriman & Co. 1989 - 1998
WPP Group July 1986 - April 1989
Skills
Equities, Mutual Funds, Fixed Income, Asset Managment, Alternative Investments, Hedge Funds, Investments, Financial Markets, Investment Management, Financial Services, Investment Strategies, Integrated Marketing, Finance, Risk Management, Portfolio Management, Asset Management, Series 63
Education
Temple University 1973 — 1977
BA, Russian and German literature
Voya Investment Management October 2000 - Present
PaineWebber 1998 - 2000
Brown Brothers Harriman & Co. 1989 - 1998
WPP Group July 1986 - April 1989
Skills
Equities, Mutual Funds, Fixed Income, Asset Managment, Alternative Investments, Hedge Funds, Investments, Financial Markets, Investment Management, Financial Services, Investment Strategies, Integrated Marketing, Finance, Risk Management, Portfolio Management, Asset Management, Series 63
Education
Temple University 1973 — 1977
BA, Russian and German literature
Terry Bellomo Stern's PaineWebber Experience July 1979 - May 1990
Job Learning and Development The NPD Group; Owner at ControlP Printing
Industry Market Research
Experience
The NPD Group May 2008 - Present
ControlP Printing March 2008 - Present
PaineWebber July 1979 - May 1990
Skills
Digital Printing, Offset Printing, Business Strategy, Financial Analysis
Education
Stony Brook University 1972 — 1976
BA, Liberal Arts
The NPD Group May 2008 - Present
ControlP Printing March 2008 - Present
PaineWebber July 1979 - May 1990
Skills
Digital Printing, Offset Printing, Business Strategy, Financial Analysis
Education
Stony Brook University 1972 — 1976
BA, Liberal Arts
Bruce Rubin's PaineWebber Experience 1995 - 2000
Job Chief Operating Officer at Westchester Capital Management
Industry Investment Management
Experience
Westchester Capital Management March 2010 - Present
Seneca Capital 2005 - March 2010
Lightyear Capital 2001 - 2004
PaineWebber 1995 - 2000
Kidder Peabody 1994 - 1995
Shearson Lehman Brothers 1989 - 1993
Willkie Farr & Gallagher LLP 1984 - 1989
Education
Stanford University Law School 1981 — 1984
JD, law
Stanford University 1979 — 1981
BA, political science
Westchester Capital Management March 2010 - Present
Seneca Capital 2005 - March 2010
Lightyear Capital 2001 - 2004
PaineWebber 1995 - 2000
Kidder Peabody 1994 - 1995
Shearson Lehman Brothers 1989 - 1993
Willkie Farr & Gallagher LLP 1984 - 1989
Education
Stanford University Law School 1981 — 1984
JD, law
Stanford University 1979 — 1981
BA, political science
randi sexton's PaineWebber Experience 1987 - 1990
Job Executive Assistant at Lord & Taylor
Industry Retail
Experience
Lord & Taylor April 2014 - Present
Macy's January 2010 - April 2014
Finlay Fine Jewelry August 2000 - May 2009
Marks & Spencer 1992 - 1999
Brooks Brothers 1990 - 1992
painewebber 1987 - 1990
Skills
Management, Merchandising, Inventory Management, Sales, Customer Service, Team Building, Visual Merchandising, Microsoft Excel, Time Management, Outlook
Education
The University of Georgia
bs, agriculture
Lord & Taylor April 2014 - Present
Macy's January 2010 - April 2014
Finlay Fine Jewelry August 2000 - May 2009
Marks & Spencer 1992 - 1999
Brooks Brothers 1990 - 1992
painewebber 1987 - 1990
Skills
Management, Merchandising, Inventory Management, Sales, Customer Service, Team Building, Visual Merchandising, Microsoft Excel, Time Management, Outlook
Education
The University of Georgia
bs, agriculture
Wilson Dinielli's PaineWebber Experience 1998 - 1999
Job Diagnostic Sonography/Echocardiagraphy Student at PCI College
Industry Financial Services
Experience
PCI College September 2013 - Present
Saugatuck Capital Solutions 2005 - August 2013
Global Credit Services March 2009 - December 2009
Criterion Research Group 2003 - 2005
ING Barings February 1999 - February 2000
PaineWebber 1998 - 1999
CIBC Oppenheimer 1997 - 1998
Skills
Credit Analysis, Credit Risk, Risk Management, Fixed Income, Financial Risk, Financial Analysis, Mergers, Market Risk, Banking, Credit, Equity Research, Derivatives, Investments, Valuation, Capital Markets, Hedge Funds, Finance, Equities, Portfolio Management, Financial Modeling, Mergers & Acquisitions, Bloomberg, Trading
Education
Trinity College-Hartford 1984 — 1988
BA, Economics
PCI College September 2013 - Present
Saugatuck Capital Solutions 2005 - August 2013
Global Credit Services March 2009 - December 2009
Criterion Research Group 2003 - 2005
ING Barings February 1999 - February 2000
PaineWebber 1998 - 1999
CIBC Oppenheimer 1997 - 1998
Skills
Credit Analysis, Credit Risk, Risk Management, Fixed Income, Financial Risk, Financial Analysis, Mergers, Market Risk, Banking, Credit, Equity Research, Derivatives, Investments, Valuation, Capital Markets, Hedge Funds, Finance, Equities, Portfolio Management, Financial Modeling, Mergers & Acquisitions, Bloomberg, Trading
Education
Trinity College-Hartford 1984 — 1988
BA, Economics
Jeffrey Posner's PaineWebber Experience 1986 - 1990
Job at Needham & Company
Industry Financial Services
Experience
Needham & Company August 2009 - Present
Stanford Group Company 2007 - 2009
Ryan Beck & Co. 2005 - 2007
Calyon 1997 - 2005
Vector Securities International 1995 - 1997
Sutro & Co. 1990 - 1995
PaineWebber 1986 - 1990
Skills
Institutional Sales, Equities, Syndicate, Hedge Funds, Equity Capital Markets, Valuation, Series 7, Capital Markets, Investment Banking, Equity Trading, Alternative Investments, Series 63, Bloomberg, Equity Research, Investments, Asset Management
Education
Tulane University 1982 — 1986
BA, Economics
Needham & Company August 2009 - Present
Stanford Group Company 2007 - 2009
Ryan Beck & Co. 2005 - 2007
Calyon 1997 - 2005
Vector Securities International 1995 - 1997
Sutro & Co. 1990 - 1995
PaineWebber 1986 - 1990
Skills
Institutional Sales, Equities, Syndicate, Hedge Funds, Equity Capital Markets, Valuation, Series 7, Capital Markets, Investment Banking, Equity Trading, Alternative Investments, Series 63, Bloomberg, Equity Research, Investments, Asset Management
Education
Tulane University 1982 — 1986
BA, Economics
Denita Clark (Brooks)'s PaineWebber Experience 2000 - 2001
Job Business Owner
Industry Financial Services
Experience
Transamerica Financial Advisors August 2007 - Present
Transameric Financial Advsors August 2007 - Present
PaineWebber 2000 - 2001
Education
The Ohio State University 1987 — 1992
BSSW, Social Work
Transamerica Financial Advisors August 2007 - Present
Transameric Financial Advsors August 2007 - Present
PaineWebber 2000 - 2001
Education
The Ohio State University 1987 — 1992
BSSW, Social Work
James Puckett's PaineWebber Experience 1990 - 1993
Job Chief Financial Officer at Wentwood Capital Advisors, LP
Industry Investment Management
Experience
Wentwood Capital Advisors, LP June 2012 - Present
Quarter Circle Capital, LLC January 2005 - Present
QCH Partners, LP 2000 - 2005
SpinCycle 1998 - 2000
Donaldson, Lufkin & Jenrette 1993 - 1997
PaineWebber 1990 - 1993
Drexel Burnham Lambert January 1987 - February 1989
Education
The University of New Mexico 1980 — 1985
BA, Economics
Wentwood Capital Advisors, LP June 2012 - Present
Quarter Circle Capital, LLC January 2005 - Present
QCH Partners, LP 2000 - 2005
SpinCycle 1998 - 2000
Donaldson, Lufkin & Jenrette 1993 - 1997
PaineWebber 1990 - 1993
Drexel Burnham Lambert January 1987 - February 1989
Education
The University of New Mexico 1980 — 1985
BA, Economics
John F. Hill, CEP, AWMA, CRPC's PaineWebber Experience January 1987 - August 2000
Job Managing Director, Investments at Raymond James & Associates, Inc.
Industry Financial Services
Experience
Raymond James & Associates, Inc. April 2012 - Present
Morgan Keegan & Company,Inc. October 2004 - April 2012
Wachovia Securities, LLC August 2000 - October 2004
PaineWebber January 1987 - August 2000
Texas Commerce Bank October 1985 - January 1987
Exxon Company, USA June 1980 - October 1985
Skills
Wealth Management, Personal Financial..., Retirement Planning, Estate Planning, Investment Advisory
Education
The University of Texas at Austin 1978 — 1980
Bachelor of Business Administration (BBA), Petroleum Land Management
Texas Christian University 1975 — 1977
Economics
Raymond James & Associates, Inc. April 2012 - Present
Morgan Keegan & Company,Inc. October 2004 - April 2012
Wachovia Securities, LLC August 2000 - October 2004
PaineWebber January 1987 - August 2000
Texas Commerce Bank October 1985 - January 1987
Exxon Company, USA June 1980 - October 1985
Skills
Wealth Management, Personal Financial..., Retirement Planning, Estate Planning, Investment Advisory
Education
The University of Texas at Austin 1978 — 1980
Bachelor of Business Administration (BBA), Petroleum Land Management
Texas Christian University 1975 — 1977
Economics
Kim Michalak's PaineWebber Experience 1993 - 2001
Job President of Whitman School Alumni Club of CNY
Industry Financial Services
Experience
Whitman School Alumni Club of CNY July 2011 - Present
Syracuse, NY September 2005 - Present
PaineWebber 1993 - 2001
Skills
Public Speaking, Asset Allocation, Equities, Retirement, Investment Advisory, Valuation, Series 63, Microsoft Word, Financial Modeling, Finance, Leadership, Portfolio Management, Microsoft Office, Strategic Planning, Financial Analysis, Management
Education
Syracuse University - Martin J. Whitman School of Management 1971 — 1973
M.B.A., Marketing
Syracuse University 1966 — 1970
B.A., History
Whitman School Alumni Club of CNY July 2011 - Present
Syracuse, NY September 2005 - Present
PaineWebber 1993 - 2001
Skills
Public Speaking, Asset Allocation, Equities, Retirement, Investment Advisory, Valuation, Series 63, Microsoft Word, Financial Modeling, Finance, Leadership, Portfolio Management, Microsoft Office, Strategic Planning, Financial Analysis, Management
Education
Syracuse University - Martin J. Whitman School of Management 1971 — 1973
M.B.A., Marketing
Syracuse University 1966 — 1970
B.A., History
Brian O'Flanagan's PaineWebber Experience 1998 - 1998
Job Director at Revere Capital, LLC
Industry Real Estate
Experience
Revere Capital, LLC June 2015 - Present
Downtown Capital Partners April 2014 - June 2015
Fairlawn Capital Group November 2011 - April 2014
Private Investor April 2008 - November 2011
D.B. Zwirn & Co. 2005 - 2008
Praedium Group 2004 - 2005
Northland Capital Partners 2002 - 2004
Mercury Partners LLC January 2000 - January 2002
PaineWebber 1998 - 1998
Tishman Speyer Properties January 1995 - January 1997
Education
New York University - Leonard N. Stern School of Business 1997 — 1999
Masters of Business Administration, Finance
The Ohio State University 1989 — 1993
Bachelor of Science, Business Administration, Finance
Revere Capital, LLC June 2015 - Present
Downtown Capital Partners April 2014 - June 2015
Fairlawn Capital Group November 2011 - April 2014
Private Investor April 2008 - November 2011
D.B. Zwirn & Co. 2005 - 2008
Praedium Group 2004 - 2005
Northland Capital Partners 2002 - 2004
Mercury Partners LLC January 2000 - January 2002
PaineWebber 1998 - 1998
Tishman Speyer Properties January 1995 - January 1997
Education
New York University - Leonard N. Stern School of Business 1997 — 1999
Masters of Business Administration, Finance
The Ohio State University 1989 — 1993
Bachelor of Science, Business Administration, Finance
Martin Keating's PaineWebber Experience 1982 - 1990
Job Managing Director at Cantor Commercial Real Estate
Industry Commercial Real Estate
Experience
Cantor Fitzgerald/CCRE January 2010 - Present
Credit Suisse First Boston 2000 - 2008
DLJ 1992 - 2000
PaineWebber 1982 - 1990
Skills
MBS, Capital Markets, Securitization, ABS, Fixed Income, Structured Finance
Education
Saint John Fisher College 1971 — 1975
BBA
Nazareth High School 1967 — 1971
hs, HS Degree
Cantor Fitzgerald/CCRE January 2010 - Present
Credit Suisse First Boston 2000 - 2008
DLJ 1992 - 2000
PaineWebber 1982 - 1990
Skills
MBS, Capital Markets, Securitization, ABS, Fixed Income, Structured Finance
Education
Saint John Fisher College 1971 — 1975
BBA
Nazareth High School 1967 — 1971
hs, HS Degree
Steven Kansky's PaineWebber Experience May 1996 - July 1998
Job Senior Compliance Officer at Point72 Asset Management, L.P.
Industry Investment Management
Experience
Point72 Asset Management, L.P. June 2007 - June 2015
Citi August 2005 - June 2007
Citi June 2002 - August 2005
UBS Investment Bank September 1999 - March 2002
Hambrecht and Quist July 1998 - September 1999
PaineWebber May 1996 - July 1998
Skills
Risk Management, Dodd-Frank, Financial Risk, Capital Markets, Hedge Funds, Securities, Trading Systems, Asset Management, Alternative Investments, AML, Equities, Private Equity, Trading, Fixed Income, FINRA, Series 7, Investments, Derivatives, Due Diligence, KYC, Financial Markets, Asset Managment, Compliance, Securities Regulation, Investment Management, Options, Financial Services, Series 63, Investment Advisory, Prime Brokerage, Mutual Funds, Electronic Trading, Series 24, Anti Money Laundering
Education
Richard Stockton College of New Jersey 1990 — 1994
Bachelor of Arts (B.A.), Finance, General
Point72 Asset Management, L.P. June 2007 - June 2015
Citi August 2005 - June 2007
Citi June 2002 - August 2005
UBS Investment Bank September 1999 - March 2002
Hambrecht and Quist July 1998 - September 1999
PaineWebber May 1996 - July 1998
Skills
Risk Management, Dodd-Frank, Financial Risk, Capital Markets, Hedge Funds, Securities, Trading Systems, Asset Management, Alternative Investments, AML, Equities, Private Equity, Trading, Fixed Income, FINRA, Series 7, Investments, Derivatives, Due Diligence, KYC, Financial Markets, Asset Managment, Compliance, Securities Regulation, Investment Management, Options, Financial Services, Series 63, Investment Advisory, Prime Brokerage, Mutual Funds, Electronic Trading, Series 24, Anti Money Laundering
Education
Richard Stockton College of New Jersey 1990 — 1994
Bachelor of Arts (B.A.), Finance, General
peter jette's PaineWebber Experience August 1993 - July 1996
Job Managing Director, Credit Sales at The Seaport Group, LLC
Industry
Experience
The Seaport Group, LLC February 2011 - Present
Credit Suisse August 1996 - September 2010
PaineWebber August 1993 - July 1996
Southwestern Bell Mobile Systems January 1990 - June 1993
Education
St. Lawrence University 1984 — 1988
Bachelor of Arts, Economics
The Seaport Group, LLC February 2011 - Present
Credit Suisse August 1996 - September 2010
PaineWebber August 1993 - July 1996
Southwestern Bell Mobile Systems January 1990 - June 1993
Education
St. Lawrence University 1984 — 1988
Bachelor of Arts, Economics
Peter Tung's PaineWebber Experience December 2000 - April 2005
Job Wintel/Citrix Engineering Director at Mount Sinai Medical Center
Industry Hospital & Health Care
Experience
Mount Sinai Medical Center January 2006 - Present
IBM Global Process Services April 2005 - January 2006
PaineWebber December 2000 - April 2005
Skills
Integration, IT Strategy, Healthcare Information..., Data Center, Enterprise Architecture, Visio, SSRS
Education
Stony Brook University 1987 — 1991
ESE, Electrical Engineering
Mount Sinai Medical Center January 2006 - Present
IBM Global Process Services April 2005 - January 2006
PaineWebber December 2000 - April 2005
Skills
Integration, IT Strategy, Healthcare Information..., Data Center, Enterprise Architecture, Visio, SSRS
Education
Stony Brook University 1987 — 1991
ESE, Electrical Engineering
Joe LaValle's PaineWebber Experience May 1994 - December 1998
Job Senior Vice President Investments RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management September 2003 - Present
Morgan Stanley November 1998 - September 2003
PaineWebber May 1994 - December 1998
Skills
Portfolio Management, Income Properties, Investment Strategies, Retirement Planning, Fixed Income Portfolio..., Equity Research, Education Funding, Cash Flow Forecasting, Syndications, Financial Planning, Investments, Wealth Management, Asset Allocation, Series 7, Securities, Mutual Funds, Alternative Investments, Investment Advisory, Series 63, Financial Services, Financial Advisory, Equities, Fixed Income, Asset Management, Retirement
Education
State University of New York College at Brockport 1976 — 1981
Bachelor of Arts (B.A.), Political Science and Communications; Spanish minor
RBC Wealth Management September 2003 - Present
Morgan Stanley November 1998 - September 2003
PaineWebber May 1994 - December 1998
Skills
Portfolio Management, Income Properties, Investment Strategies, Retirement Planning, Fixed Income Portfolio..., Equity Research, Education Funding, Cash Flow Forecasting, Syndications, Financial Planning, Investments, Wealth Management, Asset Allocation, Series 7, Securities, Mutual Funds, Alternative Investments, Investment Advisory, Series 63, Financial Services, Financial Advisory, Equities, Fixed Income, Asset Management, Retirement
Education
State University of New York College at Brockport 1976 — 1981
Bachelor of Arts (B.A.), Political Science and Communications; Spanish minor
Jeff Zipper's PaineWebber Experience 1991 - 1993
Job Managing Director of Investments Florida. Private Client Reserve of U.S. Bank
Industry Investment Management
Experience
Private Client Reserve of U.S. Bank December 2013 - Present
PNC Wealth Management August 2008 - December 2013
SunTrust 2001 - 2008
Fleet Investment Advisors 1997 - 2001
PaineWebber 1991 - 1993
New Jersey Turnpikes -USBL (United States Basketball League) 1991 - 1992
Skills
Management, Financial Markets, High Net Worth..., Asset Allocation, Investment Management, Portfolio Management, Wealth Management, Equities, Mutual Funds, Alternative Investments, Asset Management, Investments
Education
Sawyer Business School- Suffolk University, Boston, MA
Master of Business Administration (M.B.A.)
State University of New York at Albany
Bachelor’s Degree
State University of New York at Cortland
Private Client Reserve of U.S. Bank December 2013 - Present
PNC Wealth Management August 2008 - December 2013
SunTrust 2001 - 2008
Fleet Investment Advisors 1997 - 2001
PaineWebber 1991 - 1993
New Jersey Turnpikes -USBL (United States Basketball League) 1991 - 1992
Skills
Management, Financial Markets, High Net Worth..., Asset Allocation, Investment Management, Portfolio Management, Wealth Management, Equities, Mutual Funds, Alternative Investments, Asset Management, Investments
Education
Sawyer Business School- Suffolk University, Boston, MA
Master of Business Administration (M.B.A.)
State University of New York at Albany
Bachelor’s Degree
State University of New York at Cortland
Jaison Blair's PaineWebber Experience May 1995 - September 1998
Job Senior Vice President Corporate Communications and Investor Relations at Time Inc.
Industry Publishing
Experience
Time Inc. October 2013 - Present
Telsey Advisory Group August 2010 - October 2013
Rochdale Securities June 2004 - August 2010
Creative Homeowner September 1998 - June 2004
PaineWebber May 1995 - September 1998
Skills
Equity Research, Valuation, Equities, Financial Modeling, Investments, Private Equity, Hedge Funds, Capital Markets, Investment Banking, Bloomberg, Financial Analysis, Broadcast Television, Business Strategy, Capital IQ, Corporate Development
Education
London School of Economics and Political Science
Graduate Diploma, Accounting and Finance
Washington University in St. Louis
Bachelor of Arts (B.A.), History
Time Inc. October 2013 - Present
Telsey Advisory Group August 2010 - October 2013
Rochdale Securities June 2004 - August 2010
Creative Homeowner September 1998 - June 2004
PaineWebber May 1995 - September 1998
Skills
Equity Research, Valuation, Equities, Financial Modeling, Investments, Private Equity, Hedge Funds, Capital Markets, Investment Banking, Bloomberg, Financial Analysis, Broadcast Television, Business Strategy, Capital IQ, Corporate Development
Education
London School of Economics and Political Science
Graduate Diploma, Accounting and Finance
Washington University in St. Louis
Bachelor of Arts (B.A.), History
Jake Foley's PaineWebber Experience 1991 - 1992
Job Managing Director at Houlihan Lokey
Industry Investment Banking
Experience
Houlihan Lokey Managing DirectorDeutsche Bank2005 - 2010
Bank of America Securities 2002 - 2005
Morgan Stanley 1992 - 2002
PaineWebber 1991 - 1992
First Chicago 1988 - 1991
Skills
Capital Markets, Asset Management, Alternative Investments, Corporate Finance, Credit Analysis, Due Diligence, Equities, Financial Modeling, High Yield, Hedge Funds, Investment Banking, Investments, M&A experience, Leveraged Finance, Management, Securities, Private Equity, Portfolio Management, Mergers & Acquisitions, Venture Capital, Valuation, Bloomberg, Fixed Income, Corporate Development
Education
The University of Texas at Austin 1983 — 1988
MPA, Accounting
Houlihan Lokey Managing DirectorDeutsche Bank2005 - 2010
Bank of America Securities 2002 - 2005
Morgan Stanley 1992 - 2002
PaineWebber 1991 - 1992
First Chicago 1988 - 1991
Skills
Capital Markets, Asset Management, Alternative Investments, Corporate Finance, Credit Analysis, Due Diligence, Equities, Financial Modeling, High Yield, Hedge Funds, Investment Banking, Investments, M&A experience, Leveraged Finance, Management, Securities, Private Equity, Portfolio Management, Mergers & Acquisitions, Venture Capital, Valuation, Bloomberg, Fixed Income, Corporate Development
Education
The University of Texas at Austin 1983 — 1988
MPA, Accounting
Eric Kaye's PaineWebber Experience June 1992 - February 1998
Job Vice Chairman, Mergers & Acquisitions at UBS Investment Bank Retired May 2012
Industry Investment Banking
Experience
UBS Investment Bank June 2001 - May 2012
Robertson Stephens February 1998 - June 2001
PaineWebber June 1992 - February 1998
Education
Columbia University 1988 — 1989
MBA, Finance & Marketing
Union College 1981 — 1985
BA, Economics
UBS Investment Bank June 2001 - May 2012
Robertson Stephens February 1998 - June 2001
PaineWebber June 1992 - February 1998
Education
Columbia University 1988 — 1989
MBA, Finance & Marketing
Union College 1981 — 1985
BA, Economics
Andrew Draghi's PaineWebber Experience 1993 - 1995
Job Oncology District Sales Manager at sanofiaventis
Industry Pharmaceuticals
Experience
sanofi-aventis April 2012 - Present
sanofi-aventis April 2009 - April 2012
sanofi-aventis July 2004 - March 2009
sanofi-aventis July 2000 - July 2004
GlaxoWellcome Pharmaceuticals 1996 - 2000
Island Securities 1995 - 1996
PaineWebber 1993 - 1995
Skills
Leadership, Sales Process, Coaching, Process Improvement, Project Management, Analysis, Neurology, Sales, Account Management, Endocrinology, Management, New Business Development, Change Management, Strategic Planning, Leadership Development, Budgets, Managed Care, Team Leadership, Healthcare, Market Research, Urology, Hospitals, Key Account Management, Forecasting, Pharmaceutical Sales, Cross-functional Team..., Product Development, Customer Service, Sales Operations, Contract Negotiation, Oncology, Marketing, Customer Satisfaction, Business Planning, Product Management, Marketing Strategy, Sales Management, Training, Recruiting, Analytics, Team Management, Product Marketing, Negotiation, Start-ups, Six Sigma, CRM, Business Strategy, Team Building, Cardiology, Competitive Analysis
Education
State University of New York College at Old Westbury
Bachelor of Science, Finance GPA 3.7
sanofi-aventis April 2012 - Present
sanofi-aventis April 2009 - April 2012
sanofi-aventis July 2004 - March 2009
sanofi-aventis July 2000 - July 2004
GlaxoWellcome Pharmaceuticals 1996 - 2000
Island Securities 1995 - 1996
PaineWebber 1993 - 1995
Skills
Leadership, Sales Process, Coaching, Process Improvement, Project Management, Analysis, Neurology, Sales, Account Management, Endocrinology, Management, New Business Development, Change Management, Strategic Planning, Leadership Development, Budgets, Managed Care, Team Leadership, Healthcare, Market Research, Urology, Hospitals, Key Account Management, Forecasting, Pharmaceutical Sales, Cross-functional Team..., Product Development, Customer Service, Sales Operations, Contract Negotiation, Oncology, Marketing, Customer Satisfaction, Business Planning, Product Management, Marketing Strategy, Sales Management, Training, Recruiting, Analytics, Team Management, Product Marketing, Negotiation, Start-ups, Six Sigma, CRM, Business Strategy, Team Building, Cardiology, Competitive Analysis
Education
State University of New York College at Old Westbury
Bachelor of Science, Finance GPA 3.7
Steven Santoro's PaineWebber Experience October 1997 - August 1999
Job Financial Services Professional
Industry Financial Services
Experience
BNP Paribas December 2012 - Present
Deloitte January 2012 - March 2012
Merrill Lynch January 2010 - April 2011
ABN AMRO Bank N.V. August 1999 - October 2009
PaineWebber October 1997 - August 1999
State Street February 1989 - May 1995
Skills
Securities, Financial Services, Back Office, Derivatives, Fixed Income, Portfolio Management, Banking, Equities, Settlement, Account Reconciliation, Prime Brokerage, ETFs, Middle Office, Financial Markets, Capital Markets, Investment Banking, Trading
Education
St. Francis College 1983 — 1984
Economics
Bishop Ford 1979 — 1983
diploma, Marketing
BNP Paribas December 2012 - Present
Deloitte January 2012 - March 2012
Merrill Lynch January 2010 - April 2011
ABN AMRO Bank N.V. August 1999 - October 2009
PaineWebber October 1997 - August 1999
State Street February 1989 - May 1995
Skills
Securities, Financial Services, Back Office, Derivatives, Fixed Income, Portfolio Management, Banking, Equities, Settlement, Account Reconciliation, Prime Brokerage, ETFs, Middle Office, Financial Markets, Capital Markets, Investment Banking, Trading
Education
St. Francis College 1983 — 1984
Economics
Bishop Ford 1979 — 1983
diploma, Marketing
Edith Greenwood's PaineWebber Experience 1990 - 2000
Job Business Board Member at The EyeBank for Sight Restoration
Industry Financial Services
Experience
The Eye-Bank for Sight Restoration August 2014 - Present
Town of North East Zoning Board of Appeals January 2012 - Present
UBS Securities Co., Ltd January 2001 - March 2011
PaineWebber 1990 - 2000
Skills
Budgeting, Financial Planning, Customer Relations, Microsoft Excel, Business Analysis, Budgets, Negotiation, Customer Service, Strategic Planning, Investments, Social Media, Business Strategy, Strategic Financial...
Education
The Ohio State University
Master of Business Administration (MBA)
York University
Bachelor of Arts (B.A.), Economics
The Eye-Bank for Sight Restoration August 2014 - Present
Town of North East Zoning Board of Appeals January 2012 - Present
UBS Securities Co., Ltd January 2001 - March 2011
PaineWebber 1990 - 2000
Skills
Budgeting, Financial Planning, Customer Relations, Microsoft Excel, Business Analysis, Budgets, Negotiation, Customer Service, Strategic Planning, Investments, Social Media, Business Strategy, Strategic Financial...
Education
The Ohio State University
Master of Business Administration (MBA)
York University
Bachelor of Arts (B.A.), Economics
Robert Ried's PaineWebber Experience 1973 - 1978
Job Financial Services Professional
Industry Financial Services
David Koren's PaineWebber Experience July 1999 - January 2001
Job VP Corporate Development & Strategy at Lone Star Steakhouse / Texas Land & Cattle
Industry Investment Banking
Experience
Lone Star Steakhouse / Texas Land & Cattle September 2013 - Present
AG Supermarket Holdings (Kings & Balducci's) April 2013 - August 2013
Jefferies & Company September 2007 - April 2013
Wachovia Securities August 2005 - September 2007
Lightyear Capital January 2001 - April 2003
PaineWebber July 1999 - January 2001
Skills
Investment Banking, Financial Modeling, Corporate Finance, Valuation, Financial Analysis, Equities, Mergers, Capital Markets, Derivatives, Microsoft Excel, Fixed Income, Investments
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2003 — 2005
Master of Business Administration (MBA)
The University of Georgia 1995 — 1999
Bachelor of Business Administration (BBA), Finance
Lone Star Steakhouse / Texas Land & Cattle September 2013 - Present
AG Supermarket Holdings (Kings & Balducci's) April 2013 - August 2013
Jefferies & Company September 2007 - April 2013
Wachovia Securities August 2005 - September 2007
Lightyear Capital January 2001 - April 2003
PaineWebber July 1999 - January 2001
Skills
Investment Banking, Financial Modeling, Corporate Finance, Valuation, Financial Analysis, Equities, Mergers, Capital Markets, Derivatives, Microsoft Excel, Fixed Income, Investments
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2003 — 2005
Master of Business Administration (MBA)
The University of Georgia 1995 — 1999
Bachelor of Business Administration (BBA), Finance
Mark Wadlington's PaineWebber Experience January 1995 - March 1996
Job VP Investments at Hilcorp Ventures
Industry Investment Management
Experience
Hilcorp Ventures June 2012 - Present
Chilton Capital Management January 2008 - June 2012
Dyer, Robertson & Lamme January 2002 - December 2007
Enron Corp. August 2000 - December 2001
Teacher Retirement System of Texas January 1998 - July 2000
UBS April 1996 - May 1997
PaineWebber January 1995 - March 1996
Kidder Peabody August 1994 - December 1994
Stephens Inc. September 1990 - June 1992
Skills
Financial Modeling, Financial Analysis, Asset Management, Fixed Income, Alternative Investments, Portfolio Management, Hedge Funds, Bloomberg, Securities, Investment Management
Education
The University of Texas at Austin - Red McCombs School of Business 1992 — 1994
Master of Business Administration (MBA), Finance, General, 3.8+ GPA (on a 4.0 scale)
The University of Texas at Austin 1986 — 1990
Bachelor of Business Administration (BBA), Finance, General, 3.8 GPA (4.0 scale)
The University of Texas at Austin 1986 — 1990
Bachelor of Arts (B.A.), Plan II Honors Liberal Arts, 3.65 GPA (4.0 scale)
Hilcorp Ventures June 2012 - Present
Chilton Capital Management January 2008 - June 2012
Dyer, Robertson & Lamme January 2002 - December 2007
Enron Corp. August 2000 - December 2001
Teacher Retirement System of Texas January 1998 - July 2000
UBS April 1996 - May 1997
PaineWebber January 1995 - March 1996
Kidder Peabody August 1994 - December 1994
Stephens Inc. September 1990 - June 1992
Skills
Financial Modeling, Financial Analysis, Asset Management, Fixed Income, Alternative Investments, Portfolio Management, Hedge Funds, Bloomberg, Securities, Investment Management
Education
The University of Texas at Austin - Red McCombs School of Business 1992 — 1994
Master of Business Administration (MBA), Finance, General, 3.8+ GPA (on a 4.0 scale)
The University of Texas at Austin 1986 — 1990
Bachelor of Business Administration (BBA), Finance, General, 3.8 GPA (4.0 scale)
The University of Texas at Austin 1986 — 1990
Bachelor of Arts (B.A.), Plan II Honors Liberal Arts, 3.65 GPA (4.0 scale)
Salomon Brothers
Salomon Smith Barney
Paine Webber
Drexel Burnham Lambert
Salomon Brothers Inc.
Paine Webber, Inc
Soloman Smith Barney
Solomon Brothers