PaineWebber Company
Industry: Investment banking
DescriptionPaineWebber & Co. was an American investment bank and stock brokerage firm that was acquired by the Swiss bank UBS in 2000. The company was founded in 1880 in Boston, Massachusetts, by William Alfred Paine and Wallace G. Webber. Operating with two employees, they leased premises at 48 Congress Street in May 1881. Founded: 1881 Headquarters: New York City, New York, United States Ceased operations: 2000 Successor: UBS Paine Webber, later UBS Wealth Management Founders: William A. Paine, William Alfred
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PaineWebber Employees
Employee
Years
Job
Industry
John Rittenhouse John Rittenhouse's PaineWebber Experience February 1995 - May 1998
Job Productivity Coach/Realtor at Keller Williams Realty
Industry Real Estate
Experience
Keller Williams Realty January 2011 - Present
Long & Foster Companies February 2009 - December 2010
Prudential Fox & Roach/Long & Foster Real Estate January 1999 - February 2009
2003-2006Prudential Fox 2003 - 2006
Eschoolmall.com January 1998 - January 1999
PaineWebber February 1995 - May 1998
PaineWebber January 1996 - January 1998
Skills
Short Sales, Foreclosures, Investors, Relocation, Real Estate, First Time Home Buyers, Residential Homes, Coaching, Property, Sellers, ABR, Buyers, Negotiation, Buyer Representation, Real Estate Transactions, Relocation Buyers, Investment Properties, Listings, Resellers, New Home Sales, Commercial Real Estate, Move Up Buyers, Condos, Referrals, REO, Townhomes, Real Property, Single Family Homes, Seniors, New Homes, HUD, Luxury, Vacation Homes, Seller Representation, SFR, Rentals, Listing Homes, e-PRO, Home Staging, National Association of..., Income Properties, Real Estate License, FHA, Waterfront, 1031 Exchanges, Selling, Agents, Real Estate Marketing, Brokerage, Corporate Relocation
Education
Rider University 1988 — 1992
BS, Marketing
Quakertown High School 1985 — 1987
College Prep
Keller Williams Realty January 2011 - Present
Long & Foster Companies February 2009 - December 2010
Prudential Fox & Roach/Long & Foster Real Estate January 1999 - February 2009
2003-2006Prudential Fox 2003 - 2006
Eschoolmall.com January 1998 - January 1999
PaineWebber February 1995 - May 1998
PaineWebber January 1996 - January 1998
Skills
Short Sales, Foreclosures, Investors, Relocation, Real Estate, First Time Home Buyers, Residential Homes, Coaching, Property, Sellers, ABR, Buyers, Negotiation, Buyer Representation, Real Estate Transactions, Relocation Buyers, Investment Properties, Listings, Resellers, New Home Sales, Commercial Real Estate, Move Up Buyers, Condos, Referrals, REO, Townhomes, Real Property, Single Family Homes, Seniors, New Homes, HUD, Luxury, Vacation Homes, Seller Representation, SFR, Rentals, Listing Homes, e-PRO, Home Staging, National Association of..., Income Properties, Real Estate License, FHA, Waterfront, 1031 Exchanges, Selling, Agents, Real Estate Marketing, Brokerage, Corporate Relocation
Education
Rider University 1988 — 1992
BS, Marketing
Quakertown High School 1985 — 1987
College Prep
Curtis Burns Curtis Burns's PaineWebber Experience July 1992 - September 1996
Job Partner Wealth Management at Platinum Wealth Partners Inc
Industry Financial Services
Experience
Platinum Wealth Partners Inc October 2013 - Present
Morgan Stanley September 1996 - October 2013
PaineWebber July 1992 - September 1996
Skills
Investments, Retirement Planning, Wealth Management, Securities, Estate Planning, Strategic Financial..., Asset Management, Portfolio Management, Alternative Investments, Asset Allocation, Equities, Financial Advisory, Retirement, Mutual Funds, Insurance
Education
San Diego State University-California State University 1987 — 1991
Bachelor of Applied Science (BASc), Finance, General
Platinum Wealth Partners Inc October 2013 - Present
Morgan Stanley September 1996 - October 2013
PaineWebber July 1992 - September 1996
Skills
Investments, Retirement Planning, Wealth Management, Securities, Estate Planning, Strategic Financial..., Asset Management, Portfolio Management, Alternative Investments, Asset Allocation, Equities, Financial Advisory, Retirement, Mutual Funds, Insurance
Education
San Diego State University-California State University 1987 — 1991
Bachelor of Applied Science (BASc), Finance, General
Kelly Schirra Kelly Schirra's PaineWebber Experience September 1992 - April 2000
Job Integrated Marketing Specialist at Televerde
Industry Marketing and Advertising
Experience
Televerde June 2014 - Present
Televerde May 2010 - June 2014
Televerde December 2007 - April 2010
Televerde May 2005 - December 2007
PaineWebber September 1992 - April 2000
Skills
CRM, Marketo Certified..., Marketing Strategy, Marketing Automation, Lead Generation, Statistical Reporting, Technical Services, Post Campaign Analysis, Salesforce.com, B2B Marketing, Email Marketing, Leadership, Process Improvement, Digital Marketing, Lead Management, Project Planning, Integrated Marketing, Account Management, Demand Generation, Inbound Marketing, B2B, Call Centers, SaaS, Multi-channel Marketing, Strategic Partnerships, Direct Marketing, Campaign Set up, Reports, Software Industry, Enterprise Software, Data Management, Customer Acquisition, Social Media Marketing, Customer Engagement, Analytics, Product Management, Campaign Management, Competitive Analysis, Eloqua RPM Master...
Education
Rio Salado College 2010 — 2014
Computer Science
Coronado High School 1982 — 1986
Televerde June 2014 - Present
Televerde May 2010 - June 2014
Televerde December 2007 - April 2010
Televerde May 2005 - December 2007
PaineWebber September 1992 - April 2000
Skills
CRM, Marketo Certified..., Marketing Strategy, Marketing Automation, Lead Generation, Statistical Reporting, Technical Services, Post Campaign Analysis, Salesforce.com, B2B Marketing, Email Marketing, Leadership, Process Improvement, Digital Marketing, Lead Management, Project Planning, Integrated Marketing, Account Management, Demand Generation, Inbound Marketing, B2B, Call Centers, SaaS, Multi-channel Marketing, Strategic Partnerships, Direct Marketing, Campaign Set up, Reports, Software Industry, Enterprise Software, Data Management, Customer Acquisition, Social Media Marketing, Customer Engagement, Analytics, Product Management, Campaign Management, Competitive Analysis, Eloqua RPM Master...
Education
Rio Salado College 2010 — 2014
Computer Science
Coronado High School 1982 — 1986
Susan Steindler Susan Steindler's PaineWebber Experience June 1989 - September 1991
Job principal designer at insideout design
Industry Design
Experience
insideout design September 2003 - Present
Anshen + Allen Architects August 2006 - August 2007
Portland Community Reinvestment Iniatitive September 1998 - September 2000
PaineWebber June 1989 - September 1991
HLW Architects October 1986 - August 1989
Skills
Space-planning, Sustainable Design, Submittals, Architectural Design, Residential Design, Design Research, Interior Design, Construction Drawings, Comprehensive Planning, Interior Architecture, Space planning, Lighting Design, AIA, Adaptive Reuse, Mixed-use, Architectural Drawings, Retail Design
Education
University of Oregon 1991 — 1994
MARCH, Architecture
Parsons School of Design 1978 — 1981
BFA, Environmental Design
insideout design September 2003 - Present
Anshen + Allen Architects August 2006 - August 2007
Portland Community Reinvestment Iniatitive September 1998 - September 2000
PaineWebber June 1989 - September 1991
HLW Architects October 1986 - August 1989
Skills
Space-planning, Sustainable Design, Submittals, Architectural Design, Residential Design, Design Research, Interior Design, Construction Drawings, Comprehensive Planning, Interior Architecture, Space planning, Lighting Design, AIA, Adaptive Reuse, Mixed-use, Architectural Drawings, Retail Design
Education
University of Oregon 1991 — 1994
MARCH, Architecture
Parsons School of Design 1978 — 1981
BFA, Environmental Design
Vincenza Cruz Vincenza Cruz's PaineWebber Experience 1997 - 1998
Job
Industry Staffing and Recruiting
Experience
Horizon Blue Cross Blue Shield of New Jersey November 2010 - Present
Avon September 2008 - November 2010
Lehman Brothers, Inc May 2007 - September 2008
Citi April 1999 - April 2007
PaineWebber 1997 - 1998
Skills
Talent Acquisition, Diversity & Inclusion, Applicant Tracking..., College Recruiting, Onboarding, Internet Recruiting, Technical Recruiting, Taleo, Employer Branding, Human Resources, Recruiting, Leadership, Succession Planning, Employee Relations, Management, Vendor Management, Sourcing, Workforce Planning, Temporary Placement
Education
Stevens Institute of Technology 1992 — 1994
MA
Seton Hall University 1987 — 1991
BA
Horizon Blue Cross Blue Shield of New Jersey November 2010 - Present
Avon September 2008 - November 2010
Lehman Brothers, Inc May 2007 - September 2008
Citi April 1999 - April 2007
PaineWebber 1997 - 1998
Skills
Talent Acquisition, Diversity & Inclusion, Applicant Tracking..., College Recruiting, Onboarding, Internet Recruiting, Technical Recruiting, Taleo, Employer Branding, Human Resources, Recruiting, Leadership, Succession Planning, Employee Relations, Management, Vendor Management, Sourcing, Workforce Planning, Temporary Placement
Education
Stevens Institute of Technology 1992 — 1994
MA
Seton Hall University 1987 — 1991
BA
Stanette Marie Rose Stanette Marie Rose's PaineWebber Experience January 1995 - January 2000
Job CEO: INVESTOR ADVOCACY
Industry Financial Services
Experience
INVESTOR ADVOCACY January 1991 - Present
Stanette Marie Rose November 1990 - June 2010
EK Riley January 2009 - January 2009
Edward Jones November 2000 - June 2008
Edward Jones January 2000 - January 2008
UBS Wealth Management January 1995 - January 2000
PaineWebber January 1995 - January 2000
Smith Barney February 1990 - January 1995
Skills
Retirement, Mutual Funds, Venture Capital, Venture Financing, Angel Investing, IPO, Executive Coaching, Public Speaking, Radio, Television, New Business Development, International Business, Investment Banking, Estate Education, Time, Talent and..., Finance Education, What is a Portfolio?, How to GO IPO!!!, Due Diligence..., Freedom From Debt, Spending Plans, Financial Action Plans, Financial Blueprints, Financial Windfall..., Ending Compulsive..., Conscious Spending, Couples in Financial..., Under Earning and the..., Living a Prosperous Life, Build a Business, Create a Non Profit for..., Money and Spirit, Financial Legacy..., Family Financial..., Strategic Financial..., Business, Estate Planning, Financial Advisory, Securities, Life Insurance, Finance, Financial Services, Wealth, Bonds, Portfolio Management, Retirement Planning, Investment Management, Investments, Financial Planners, Due Diligence
Education
San Francisco State/UC Berkeley 1980 — 1985
Business/Economics
TaHoMa 1973 — 1977
College Preparatory, College Preparatory
Saint Anthony's 1969 — 1973
San Francisco State University
University of California, Berkeley
INVESTOR ADVOCACY January 1991 - Present
Stanette Marie Rose November 1990 - June 2010
EK Riley January 2009 - January 2009
Edward Jones November 2000 - June 2008
Edward Jones January 2000 - January 2008
UBS Wealth Management January 1995 - January 2000
PaineWebber January 1995 - January 2000
Smith Barney February 1990 - January 1995
Skills
Retirement, Mutual Funds, Venture Capital, Venture Financing, Angel Investing, IPO, Executive Coaching, Public Speaking, Radio, Television, New Business Development, International Business, Investment Banking, Estate Education, Time, Talent and..., Finance Education, What is a Portfolio?, How to GO IPO!!!, Due Diligence..., Freedom From Debt, Spending Plans, Financial Action Plans, Financial Blueprints, Financial Windfall..., Ending Compulsive..., Conscious Spending, Couples in Financial..., Under Earning and the..., Living a Prosperous Life, Build a Business, Create a Non Profit for..., Money and Spirit, Financial Legacy..., Family Financial..., Strategic Financial..., Business, Estate Planning, Financial Advisory, Securities, Life Insurance, Finance, Financial Services, Wealth, Bonds, Portfolio Management, Retirement Planning, Investment Management, Investments, Financial Planners, Due Diligence
Education
San Francisco State/UC Berkeley 1980 — 1985
Business/Economics
TaHoMa 1973 — 1977
College Preparatory, College Preparatory
Saint Anthony's 1969 — 1973
San Francisco State University
University of California, Berkeley
Julia Schneider Julia Schneider's PaineWebber Experience 1992 - 1996
Job Currently Seeking a New PMO Financial / Matrix Reporting Opportunity
Industry Financial Services
Experience
MS Excel & Access Consulting Solutions 2003 - Present
Express Scripts March 2014 - July 2015
Express Scripts September 2013 - March 2014
Express Scripts - ESI (formally Medco Health Solutions) October 2009 - April 2013
Express Scripts - ESI (formally Medco Health Solutions) May 2008 - October 2009
Hertz October 2007 - March 2008
Citi Group September 2003 - October 2007
UBS 1997 - 2003
KPMG 1996 - 1996
PaineWebber 1992 - 1996
Skills
SDLC, Project Management, PMO, Finance, Cross-functional Team..., Financial Reporting, MS Project, Microsoft Excel, Business Analysis, Excel VBA Expert, Analysis, Program Management, Visio, Quality Assurance, Project Portfolio..., SharePoint, Software Documentation, Process Improvement, Risk Management, Access, PMP, Business Process..., Change Management, Business Process, Management, Financial Analysis, User Acceptance Testing, Leadership, Vendor Management, Data Analysis, Analytics, Portfolio Management, Project Planning, Budgets, Strategic Planning, MS Excel Pivot Tables, Financial Modeling, Financial Services, Resource Management, People Skills, Team Leadership, Strategy, Excel Services, Project Coordination, Executive Reporting, Business Process..., Software Project..., Systems Analysis, CMMI, Metrics
Education
LasComp Institute of IT 2013 — 2013
Project Management Professional (PMP) Certification, Project Management Professional (PMP) Certification
Rutgers, The State University of New Jersey-New Brunswick 1990 — 1994
Bachelors of Science (BS), Finance
New Milford High School 1987 — 1990
High School Diploma, Academic
MS Excel & Access Consulting Solutions 2003 - Present
Express Scripts March 2014 - July 2015
Express Scripts September 2013 - March 2014
Express Scripts - ESI (formally Medco Health Solutions) October 2009 - April 2013
Express Scripts - ESI (formally Medco Health Solutions) May 2008 - October 2009
Hertz October 2007 - March 2008
Citi Group September 2003 - October 2007
UBS 1997 - 2003
KPMG 1996 - 1996
PaineWebber 1992 - 1996
Skills
SDLC, Project Management, PMO, Finance, Cross-functional Team..., Financial Reporting, MS Project, Microsoft Excel, Business Analysis, Excel VBA Expert, Analysis, Program Management, Visio, Quality Assurance, Project Portfolio..., SharePoint, Software Documentation, Process Improvement, Risk Management, Access, PMP, Business Process..., Change Management, Business Process, Management, Financial Analysis, User Acceptance Testing, Leadership, Vendor Management, Data Analysis, Analytics, Portfolio Management, Project Planning, Budgets, Strategic Planning, MS Excel Pivot Tables, Financial Modeling, Financial Services, Resource Management, People Skills, Team Leadership, Strategy, Excel Services, Project Coordination, Executive Reporting, Business Process..., Software Project..., Systems Analysis, CMMI, Metrics
Education
LasComp Institute of IT 2013 — 2013
Project Management Professional (PMP) Certification, Project Management Professional (PMP) Certification
Rutgers, The State University of New Jersey-New Brunswick 1990 — 1994
Bachelors of Science (BS), Finance
New Milford High School 1987 — 1990
High School Diploma, Academic
Brent Williams Brent Williams's PaineWebber Experience 1998 - 1999
Job Private Equity Investor Managing Director, The Halifax Group, LLC
Industry Venture Capital & Private Equity
Experience
Golden State Overnight 2013 - Present
Animal Supply Co. 2010 - Present
Nutrition Physiology Corporation September 2008 - Present
The Halifax Group, LLC October 1999 - Present
PolyPipe, Inc 2005 - 2012
Taylor Logistics September 2006 - May 2010
Maverick Healthcare 2004 - 2007
Universal Hospital Services 2003 - 2007
PaineWebber 1998 - 1999
PaineWebber 1995 - 1998
Skills
Partnering with..., Strategic development,..., Building, chairing, and..., Business performance..., Private equity investing, Leveraged..., Mergers and acquisitions, Debt and equity..., Strategic Planning, Buyouts, Executive Management, Entrepreneurship, Investments, Finance, Mergers, Leveraged Finance, Performance Improvement, Private Equity, Strategy, Team Management, Venture Capital, Mergers & Acquisitions, mergers and acquisitions, Business Planning, Portfolio Management, Growth Capital, Due Diligence, Management, Investment Banking, Financial Modeling, Corporate Finance, Valuation, Capital
Education
Rice University 1992 — 1994
MBA, Finance
The University of Texas at Austin 1985 — 1989
BBA, Finance
Golden State Overnight 2013 - Present
Animal Supply Co. 2010 - Present
Nutrition Physiology Corporation September 2008 - Present
The Halifax Group, LLC October 1999 - Present
PolyPipe, Inc 2005 - 2012
Taylor Logistics September 2006 - May 2010
Maverick Healthcare 2004 - 2007
Universal Hospital Services 2003 - 2007
PaineWebber 1998 - 1999
PaineWebber 1995 - 1998
Skills
Partnering with..., Strategic development,..., Building, chairing, and..., Business performance..., Private equity investing, Leveraged..., Mergers and acquisitions, Debt and equity..., Strategic Planning, Buyouts, Executive Management, Entrepreneurship, Investments, Finance, Mergers, Leveraged Finance, Performance Improvement, Private Equity, Strategy, Team Management, Venture Capital, Mergers & Acquisitions, mergers and acquisitions, Business Planning, Portfolio Management, Growth Capital, Due Diligence, Management, Investment Banking, Financial Modeling, Corporate Finance, Valuation, Capital
Education
Rice University 1992 — 1994
MBA, Finance
The University of Texas at Austin 1985 — 1989
BBA, Finance
Adrienne Bigley Fretz Adrienne Bigley Fretz's PaineWebber Experience February 1997 - January 1999
Job Partner at OnPoint HR Solutions
Industry Human Resources
Experience
OnPoint HR Solutions June 2012 - Present
Barclays Capital September 2008 - June 2012
Lehman Brothers April 2008 - September 2008
Deloitte Consulting September 2003 - March 2008
Ion Global 2000 - 2001
OppenheimerFunds 1999 - 2000
PaineWebber February 1997 - January 1999
Gillespie January 1996 - January 1997
Skills
Organizational Design, Talent Management, Organizational..., Performance Management, Change Management, Organizational..., Succession Planning, Workforce Planning, Management Consulting, Leadership Development, Mergers, Employee Engagement, HR Transformation, Acquisition Integration, Human Resources, Onboarding, Strategy, Deferred Compensation, Executive Coaching, Business Strategy, Executive Search
Education
Wharton 2001 — 2003
MBA, Organization Behavior & Change Management
Philadelphia University 1991 — 1995
Bachelor of Science (B.S.), Marketing & Entrepreneurship
OnPoint HR Solutions June 2012 - Present
Barclays Capital September 2008 - June 2012
Lehman Brothers April 2008 - September 2008
Deloitte Consulting September 2003 - March 2008
Ion Global 2000 - 2001
OppenheimerFunds 1999 - 2000
PaineWebber February 1997 - January 1999
Gillespie January 1996 - January 1997
Skills
Organizational Design, Talent Management, Organizational..., Performance Management, Change Management, Organizational..., Succession Planning, Workforce Planning, Management Consulting, Leadership Development, Mergers, Employee Engagement, HR Transformation, Acquisition Integration, Human Resources, Onboarding, Strategy, Deferred Compensation, Executive Coaching, Business Strategy, Executive Search
Education
Wharton 2001 — 2003
MBA, Organization Behavior & Change Management
Philadelphia University 1991 — 1995
Bachelor of Science (B.S.), Marketing & Entrepreneurship
Amanda Falco Amanda Falco's PaineWebber Experience July 1997 - September 1998
Job Senior Technology Training Specialist Morgan Stanley Wealth Management
Industry Information Technology and Services
Experience
Morgan Stanley Wealth Management April 2010 - Present
UBS Wealth Management December 1999 - July 2008
UBS Wealth Management September 1998 - December 1999
PaineWebber July 1997 - September 1998
PaineWebber February 1996 - July 1997
Skills
Financial Services, Hands-on Training, Instructor-led Training, Training Delivery, Wealth Management, Information Technology, Private Wealth..., Consulting, Training, Asset Allocation, Human Resources, Wealth Management..., Mutual Funds, IT Strategy, Investments, Learning Management..., Financial Analysis, Series 7, Business Analysis, Adult Education, Workshop Facilitation, ADDIE
Education
Santa Monica College 1988 — 1990
AA, Business Management
Ramapo College of New Jersey 1986 — 1988
AA, Business
Oakton High School 1985 — 1986
Morgan Stanley Wealth Management April 2010 - Present
UBS Wealth Management December 1999 - July 2008
UBS Wealth Management September 1998 - December 1999
PaineWebber July 1997 - September 1998
PaineWebber February 1996 - July 1997
Skills
Financial Services, Hands-on Training, Instructor-led Training, Training Delivery, Wealth Management, Information Technology, Private Wealth..., Consulting, Training, Asset Allocation, Human Resources, Wealth Management..., Mutual Funds, IT Strategy, Investments, Learning Management..., Financial Analysis, Series 7, Business Analysis, Adult Education, Workshop Facilitation, ADDIE
Education
Santa Monica College 1988 — 1990
AA, Business Management
Ramapo College of New Jersey 1986 — 1988
AA, Business
Oakton High School 1985 — 1986
Bert Langdon's PaineWebber Experience May 1987 - November 1992
Job District Captain, Texas House District 134 at Convention of States
Industry Financial Services
Experience
Convention of States October 2014 - Present
Brentwood Asset Management Company, Inc. October 2000 - Present
Raymond James Financial Services, Inc. October 2000 - March 2014
Dain Rauscher Incorporated November 1992 - October 2000
PaineWebber May 1987 - November 1992
Rotan Mosle, Inc. February 1979 - May 1987
Rotan Mosle, Inc. June 1978 - February 1979
Skills
Comprehensive Financial..., Wealth Management, Retirement Planning, Financial Goals, Financial Modeling, Certified Financial..., Financial Planning, Finance, Due Diligence, Asset Management, Financial Advisory, Leadership, Portfolio Management, Investments
Education
University of Arizona 1976 — 1978
Business, Finance
Rollins College 1974 — 1976
Business
Convention of States October 2014 - Present
Brentwood Asset Management Company, Inc. October 2000 - Present
Raymond James Financial Services, Inc. October 2000 - March 2014
Dain Rauscher Incorporated November 1992 - October 2000
PaineWebber May 1987 - November 1992
Rotan Mosle, Inc. February 1979 - May 1987
Rotan Mosle, Inc. June 1978 - February 1979
Skills
Comprehensive Financial..., Wealth Management, Retirement Planning, Financial Goals, Financial Modeling, Certified Financial..., Financial Planning, Finance, Due Diligence, Asset Management, Financial Advisory, Leadership, Portfolio Management, Investments
Education
University of Arizona 1976 — 1978
Business, Finance
Rollins College 1974 — 1976
Business
Aamir Raees's PaineWebber Experience 1995 - 1996
Job Senior Managing Partner at Teclever Solutions Inc.
Industry Information Technology and Services
Experience
Teclever Solutions Inc. www.teclever.com January 2014 - Present
FlexiMC Solutions PVT. LTD. October 2013 - Present
Secure Bytes August 2010 - June 2011
Spearhead Technologies Inc August 2005 - May 2010
Codify Inc June 1999 - July 2005
Resource Adapters Inc. April 2001 - July 2003
Scientific Innovative Technology April 1998 - May 1999
Applied Innovation Management (AIM) April 1997 - February 1998
PaineWebber 1995 - 1996
Skills
Enterprise Software, SaaS, Cloud Computing, Security, CRM, Strategic Partnerships, Leadership, Vendor Management, Integration, Start-ups, Team Leadership, Professional Services, Business Strategy, ERP, Product Marketing, Management, Risk Management, New Business Development, IT Service Management, Outsourcing, Product Management, Product Development, Analysis, Information Security, Business Development, Telecommunications, Solution Selling, Business Intelligence, Business Process, Software Development, Strategy, International Sales, Pre-sales, Team Management, IT Strategy
Education
Purdue University - Krannert School of Management
BS, Business, Management, Marketing, and Related Support Services
Teclever Solutions Inc. www.teclever.com January 2014 - Present
FlexiMC Solutions PVT. LTD. October 2013 - Present
Secure Bytes August 2010 - June 2011
Spearhead Technologies Inc August 2005 - May 2010
Codify Inc June 1999 - July 2005
Resource Adapters Inc. April 2001 - July 2003
Scientific Innovative Technology April 1998 - May 1999
Applied Innovation Management (AIM) April 1997 - February 1998
PaineWebber 1995 - 1996
Skills
Enterprise Software, SaaS, Cloud Computing, Security, CRM, Strategic Partnerships, Leadership, Vendor Management, Integration, Start-ups, Team Leadership, Professional Services, Business Strategy, ERP, Product Marketing, Management, Risk Management, New Business Development, IT Service Management, Outsourcing, Product Management, Product Development, Analysis, Information Security, Business Development, Telecommunications, Solution Selling, Business Intelligence, Business Process, Software Development, Strategy, International Sales, Pre-sales, Team Management, IT Strategy
Education
Purdue University - Krannert School of Management
BS, Business, Management, Marketing, and Related Support Services
Kelly Sherman Reynolds Kelly Sherman Reynolds's PaineWebber Experience April 2000 - November 2000
Job Designer / Owner Ridiculous Redhead Design, LLC
Industry Design
Experience
Ridiculous Redhead Design, LLC 2011 - Present
Credit Suisse Private Banking October 2008 - November 2011
Lehman Brothers Inc January 2001 - January 2008
First Union Securities January 2000 - January 2001
PaineWebber April 2000 - November 2000
Country Lane Farm January 1999 - January 2000
Skills
Management, Finance, Customer Service, Equities, Microsoft Office, Account Management, Microsoft Excel, Microsoft Word, Financial Analysis, PowerPoint, Fixed Income, Social Media, Investments, Process Improvement, Business Development
Education
Pace University - Lubin School of Business 1995 — 1999
Bachelor of Business Administration, Management
Ridiculous Redhead Design, LLC 2011 - Present
Credit Suisse Private Banking October 2008 - November 2011
Lehman Brothers Inc January 2001 - January 2008
First Union Securities January 2000 - January 2001
PaineWebber April 2000 - November 2000
Country Lane Farm January 1999 - January 2000
Skills
Management, Finance, Customer Service, Equities, Microsoft Office, Account Management, Microsoft Excel, Microsoft Word, Financial Analysis, PowerPoint, Fixed Income, Social Media, Investments, Process Improvement, Business Development
Education
Pace University - Lubin School of Business 1995 — 1999
Bachelor of Business Administration, Management
Rob Misheloff Rob Misheloff's PaineWebber Experience September 1998 - September 1999
Job President at Smarter Finance USA
Industry Financial Services
Experience
Smarter Finance USA January 2014 - Present
GotLeads, a DF Interactive Company August 2003 - January 2014
FMV Opinions August 2000 - July 2003
ePilot September 1999 - March 2000
PaineWebber September 1998 - September 1999
Skills
Sales, Direct Marketing, Direct Mail, Online Marketing, Direct Sales, Advertising, Selling, Lead Generation, Strategic Partnerships, Online Advertising, Leadership, Email Marketing, Marketing, Affiliate Marketing, Mobile Marketing, Customer Acquisition, B2B, Online Lead Generation, SEM, B2B Marketing, PPC, Database Marketing, Web Marketing, E-commerce, Interactive Marketing, Small Business, Loans, Finance
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2000 — 2003
MBA, Concentration in Finance
University of California, Irvine 1991 — 1996
BA, Economics
Dublin High School 1987 — 1991
Smarter Finance USA January 2014 - Present
GotLeads, a DF Interactive Company August 2003 - January 2014
FMV Opinions August 2000 - July 2003
ePilot September 1999 - March 2000
PaineWebber September 1998 - September 1999
Skills
Sales, Direct Marketing, Direct Mail, Online Marketing, Direct Sales, Advertising, Selling, Lead Generation, Strategic Partnerships, Online Advertising, Leadership, Email Marketing, Marketing, Affiliate Marketing, Mobile Marketing, Customer Acquisition, B2B, Online Lead Generation, SEM, B2B Marketing, PPC, Database Marketing, Web Marketing, E-commerce, Interactive Marketing, Small Business, Loans, Finance
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2000 — 2003
MBA, Concentration in Finance
University of California, Irvine 1991 — 1996
BA, Economics
Dublin High School 1987 — 1991
James Ruggiero James Ruggiero's PaineWebber Experience 1994 - 1996
Job CTO at Pensco Trust Company
Industry Internet
Experience
PENSCO Trust Company August 2010 - Present
Cisco Systems April 2010 - July 2010
Smalltown, Inc. 2005 - 2010
MCI 2003 - 2005
Semaphore Partners 2000 - 2002
Semaphore Partners 1998 - 2000
Novo Media Group 1996 - 1998
PaineWebber 1994 - 1996
Skills
Software Development, Database Design, Web Application Design, Web Development, Product Management, Web Technologies, Architecture, MySQL, Integration, Software Engineering, REST, Java, Technology Management, Security, Enterprise Software, E-commerce, Software Architecture, Architectures
Education
Princeton University 1990 — 1994
B.S.E., Computer Science
Suffield Academy 1986 — 1990
High School
PENSCO Trust Company August 2010 - Present
Cisco Systems April 2010 - July 2010
Smalltown, Inc. 2005 - 2010
MCI 2003 - 2005
Semaphore Partners 2000 - 2002
Semaphore Partners 1998 - 2000
Novo Media Group 1996 - 1998
PaineWebber 1994 - 1996
Skills
Software Development, Database Design, Web Application Design, Web Development, Product Management, Web Technologies, Architecture, MySQL, Integration, Software Engineering, REST, Java, Technology Management, Security, Enterprise Software, E-commerce, Software Architecture, Architectures
Education
Princeton University 1990 — 1994
B.S.E., Computer Science
Suffield Academy 1986 — 1990
High School
Daniel R. Smith Daniel R. Smith's PaineWebber Experience April 1998 - March 2008
Job Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley Wealth Management March 2008 - Present
UBS Financial Services April 1998 - March 2008
PaineWebber April 1998 - March 2008
Skills
Asset Management, Fixed Annuities, Finance, Financial Analysis, Insurance, Life Insurance, Risk Management, Series 7, Wealth Management, Uniform Combined State..., Mutual Funds, Strategic Planning
Education
Bishop Shanahan High School 1980 — 1984
Baccalaureate
Penn State University 1980 — 1984
BS, Finance
Morgan Stanley Wealth Management March 2008 - Present
UBS Financial Services April 1998 - March 2008
PaineWebber April 1998 - March 2008
Skills
Asset Management, Fixed Annuities, Finance, Financial Analysis, Insurance, Life Insurance, Risk Management, Series 7, Wealth Management, Uniform Combined State..., Mutual Funds, Strategic Planning
Education
Bishop Shanahan High School 1980 — 1984
Baccalaureate
Penn State University 1980 — 1984
BS, Finance
Jerry Nocco's PaineWebber Experience January 1991 - February 1998
Job Executive Director at Morgan Stanley & Co.
Industry Financial Services
Experience
Morgan Stanley Global technology audit director covering Wealth Management, Investment Management and Retail Banking with over 3 trillion dollars of assets under management. My responsibilities include defining and executing the annual audit plan, participating on multiple management committees, working with various regulatory agencies and reporting to the retail bank Board Audit Committee.Executive DirectorMorgan Stanley & CoSeptember 2009 - Present
Morgan Stanley & Co. September 2009 - Present
Bank of America June 2007 - September 2009
U.S. Trust September 2001 - June 2007
Charles Schwab March 1998 - September 2001
PaineWebber January 1991 - February 1998
First Boston Corporation March 1988 - September 1991
Merrill Lynch June 1982 - February 1988
Education
Pace University - Lubin School of Business 1978 — 1982
Bachelor's Degree, Management Information Systems and Services
Morgan Stanley Global technology audit director covering Wealth Management, Investment Management and Retail Banking with over 3 trillion dollars of assets under management. My responsibilities include defining and executing the annual audit plan, participating on multiple management committees, working with various regulatory agencies and reporting to the retail bank Board Audit Committee.Executive DirectorMorgan Stanley & CoSeptember 2009 - Present
Morgan Stanley & Co. September 2009 - Present
Bank of America June 2007 - September 2009
U.S. Trust September 2001 - June 2007
Charles Schwab March 1998 - September 2001
PaineWebber January 1991 - February 1998
First Boston Corporation March 1988 - September 1991
Merrill Lynch June 1982 - February 1988
Education
Pace University - Lubin School of Business 1978 — 1982
Bachelor's Degree, Management Information Systems and Services
John Gagliardi John Gagliardi's PaineWebber Experience 1987 - 1993
Job Regional Manager at M&T Securities, Inc
Industry Financial Services
Experience
M&T Securities, Inc October 2014 - Present
SunTrust Investment Services, Inc August 2009 - October 2014
Banc of America Investments February 2008 - February 2009
Citigroup 2005 - 2008
Citicorp Investment Services 2005 - 2008
Smith Barney 2005 - 2008
Citi 2006 - 2007
SunTrust Investment Services 2000 - 2005
PaineWebber 1987 - 1993
Skills
Finance, Management, Credit, Mutual Funds, Portfolio Management, Retirement Planning, Banking, Leadership, Financial Services, Financial Planning, Series 63, Risk Management, Sales, Securities
Education
Salem International University 1984 — 1987
BS, Business Magement
M&T Securities, Inc October 2014 - Present
SunTrust Investment Services, Inc August 2009 - October 2014
Banc of America Investments February 2008 - February 2009
Citigroup 2005 - 2008
Citicorp Investment Services 2005 - 2008
Smith Barney 2005 - 2008
Citi 2006 - 2007
SunTrust Investment Services 2000 - 2005
PaineWebber 1987 - 1993
Skills
Finance, Management, Credit, Mutual Funds, Portfolio Management, Retirement Planning, Banking, Leadership, Financial Services, Financial Planning, Series 63, Risk Management, Sales, Securities
Education
Salem International University 1984 — 1987
BS, Business Magement
Milton Alexander Milton Alexander's PaineWebber Experience 1984 - 1998
Job Manager, Incentive Compensation and Territory Planning
Industry Pharmaceuticals
Experience
Shionogi Inc. April 2015 - Present
Shionogi Pharma (formerly Sciele Pharma) 2012 - April 2015
sanofi-aventis 2010 - 2011
sanofi-aventis 2005 - 2010
Health Products Research 2002 - 2005
Health Products Research 1998 - 2002
PaineWebber 1984 - 1998
Internal Revenue Service 1972 - 1984
Skills
Analytics, Sales Operations, Pharmaceutical Industry, SAS, Data Analysis, Strategy, Analysis, Business Intelligence, Vendor Management, Programming, Mentoring, CRM, Pharmaceutical Sales, Managed Markets, Cross-functional Team..., Sales Effectiveness, Pharmaceuticals, Process Improvement, Managing Accounts, Software Documentation, Project Management, Leadership, Databases, Business Analysis, Management, Training, Managed Care
Education
Pace University - Lubin School of Business
Bachelor of Business Administration (B.B.A.), Accounting & Data Processing
Shionogi Inc. April 2015 - Present
Shionogi Pharma (formerly Sciele Pharma) 2012 - April 2015
sanofi-aventis 2010 - 2011
sanofi-aventis 2005 - 2010
Health Products Research 2002 - 2005
Health Products Research 1998 - 2002
PaineWebber 1984 - 1998
Internal Revenue Service 1972 - 1984
Skills
Analytics, Sales Operations, Pharmaceutical Industry, SAS, Data Analysis, Strategy, Analysis, Business Intelligence, Vendor Management, Programming, Mentoring, CRM, Pharmaceutical Sales, Managed Markets, Cross-functional Team..., Sales Effectiveness, Pharmaceuticals, Process Improvement, Managing Accounts, Software Documentation, Project Management, Leadership, Databases, Business Analysis, Management, Training, Managed Care
Education
Pace University - Lubin School of Business
Bachelor of Business Administration (B.B.A.), Accounting & Data Processing
Woody Nash's PaineWebber Experience November 1992 - March 1995
Job President at Gotham Parking Systems LLC
Industry Building Materials
Experience
Gotham Parking Systems May 2015 - Present
SwingShot January 2008 - Present
Boomerang Systems January 2008 - April 2015
Boomerang Systems Middle East LLC. November 2008 - September 2013
Exodus Capital Advisors October 2006 - December 2007
Administaff December 2002 - May 2006
KYS.com July 1999 - November 2002
New England Overshoe Inc. ("NEOS") March 1995 - June 1999
PaineWebber November 1992 - March 1995
Skills
New Business Development, Entrepreneur, Product Development, Human Resources, Networking, Web Strategy, Offshoring, Software Development, Start-ups, Business Development, Strategic Planning, Business Strategy, Marketing Strategy, Lead Generation, Contract Negotiation, Sales Management, Sales, Parking, Entrepreneurship, Management, Strategy, Leadership, Finance, Retail, Enterprise Software, Salesforce.com, Operations Management, Selling, Sales Operations, Marketing, CRM, Strategic Partnerships, Training, Product Management, Small Business, Cross-functional Team..., Program Management, Analysis, Executive Management, Business Planning, Venture Capital, Management Consulting, P&L Management, Consulting, Competitive Analysis, Mergers & Acquisitions, Sales Process, E-commerce, Project Management, Product Marketing
Education
Rollins College 1986 — 1990
BA, Philosophy
Delbarton School 1982 — 1986
High School
Gotham Parking Systems May 2015 - Present
SwingShot January 2008 - Present
Boomerang Systems January 2008 - April 2015
Boomerang Systems Middle East LLC. November 2008 - September 2013
Exodus Capital Advisors October 2006 - December 2007
Administaff December 2002 - May 2006
KYS.com July 1999 - November 2002
New England Overshoe Inc. ("NEOS") March 1995 - June 1999
PaineWebber November 1992 - March 1995
Skills
New Business Development, Entrepreneur, Product Development, Human Resources, Networking, Web Strategy, Offshoring, Software Development, Start-ups, Business Development, Strategic Planning, Business Strategy, Marketing Strategy, Lead Generation, Contract Negotiation, Sales Management, Sales, Parking, Entrepreneurship, Management, Strategy, Leadership, Finance, Retail, Enterprise Software, Salesforce.com, Operations Management, Selling, Sales Operations, Marketing, CRM, Strategic Partnerships, Training, Product Management, Small Business, Cross-functional Team..., Program Management, Analysis, Executive Management, Business Planning, Venture Capital, Management Consulting, P&L Management, Consulting, Competitive Analysis, Mergers & Acquisitions, Sales Process, E-commerce, Project Management, Product Marketing
Education
Rollins College 1986 — 1990
BA, Philosophy
Delbarton School 1982 — 1986
High School
B Michael O'Hare B Michael O'Hare's PaineWebber Experience January 1999 - January 2000
Job Experienced Compliance Examiner, Financial Advisor, Mortgage Broker/Dealer, Salesman, and Actor/Comedian
Industry Financial Services
Experience
Screen Actor's Guild June 2009 - Present
Central Casting January 2009 - February 2010
University of Phoenix June 2005 - October 2008
2005Deloitte June 2005 - November 2006
NASD (now known as FINRA) September 2000 - June 2005
PaineWebber January 1999 - January 2000
US Navy January 1988 - January 1996
Skills
Theatre, Higher Education, Acting, Training, Program Management, Analysis, Strategy, Music, Social Media, Policy, Public Speaking, Social Networking, Government, Film, Entertainment, Event Planning, Voice Over, Stage, Teaching, Performing Arts, Social Media Marketing, Feature Films, Blogging, Fundraising, Film Production, Television, Video Production
Education
Saint Joseph's University 1992 — 1996
B.S., Sociology
Screen Actor's Guild June 2009 - Present
Central Casting January 2009 - February 2010
University of Phoenix June 2005 - October 2008
2005Deloitte June 2005 - November 2006
NASD (now known as FINRA) September 2000 - June 2005
PaineWebber January 1999 - January 2000
US Navy January 1988 - January 1996
Skills
Theatre, Higher Education, Acting, Training, Program Management, Analysis, Strategy, Music, Social Media, Policy, Public Speaking, Social Networking, Government, Film, Entertainment, Event Planning, Voice Over, Stage, Teaching, Performing Arts, Social Media Marketing, Feature Films, Blogging, Fundraising, Film Production, Television, Video Production
Education
Saint Joseph's University 1992 — 1996
B.S., Sociology
Nelly Yusupova Nelly Yusupova's PaineWebber Experience 2001 - 2002
Job CTO of Webgrrls, Speaker, Founder of TechSpeak for Entrepreneurs
Industry Internet
Experience
TechSpeak for Entrepreneurs July 2012 - Present
Webgrrls International November 2004 - Present
Webgrrls International May 2001 - Present
PaineWebber 2001 - 2002
Skills
Social Media Marketing, Web Development, Entrepreneurship..., JavaScript, Unix, Entrepreneurship, Software Development, Social Networking, MySQL, Web Design, Management, Web Applications, Digital Strategy, Java, Networking, IT Strategy, Shell Scripting, Dynamic Speaker, Database Design, HTML, PHP, User Experience, Entrepreneurship..., E-commerce, Oracle, Digital Media, SEO, JSP, Social Media, ASP, Programming, Online Advertising
Education
Queens College 1996 — 1999
Bachelors of Science
TechSpeak for Entrepreneurs July 2012 - Present
Webgrrls International November 2004 - Present
Webgrrls International May 2001 - Present
PaineWebber 2001 - 2002
Skills
Social Media Marketing, Web Development, Entrepreneurship..., JavaScript, Unix, Entrepreneurship, Software Development, Social Networking, MySQL, Web Design, Management, Web Applications, Digital Strategy, Java, Networking, IT Strategy, Shell Scripting, Dynamic Speaker, Database Design, HTML, PHP, User Experience, Entrepreneurship..., E-commerce, Oracle, Digital Media, SEO, JSP, Social Media, ASP, Programming, Online Advertising
Education
Queens College 1996 — 1999
Bachelors of Science
Rachelle Beaubrun Rachelle Beaubrun's PaineWebber Experience February 1992 - April 1997
Job Office Manager at Allegiant Ingenuity
Industry Information Technology and Services
Experience
Allegiant Ingenuity July 2012 - Present
Divine Tax & Multi-Services & Rekan Multi-Services January 2007 - Present
Ituran USA January 2001 - April 2003
PaineWebber February 1992 - April 1997
Bear Stearns July 1991 - February 1992
Skills
Customer Service, Marketing, Microsoft Office, Social Media, Sales, Microsoft Excel, Strategic Planning, Budgets, Event Planning, Project Management, Social Media Marketing, Event Management
Education
Queensborough Community College
Allegiant Ingenuity July 2012 - Present
Divine Tax & Multi-Services & Rekan Multi-Services January 2007 - Present
Ituran USA January 2001 - April 2003
PaineWebber February 1992 - April 1997
Bear Stearns July 1991 - February 1992
Skills
Customer Service, Marketing, Microsoft Office, Social Media, Sales, Microsoft Excel, Strategic Planning, Budgets, Event Planning, Project Management, Social Media Marketing, Event Management
Education
Queensborough Community College
Marc Riddick, CFA Marc Riddick, CFA's PaineWebber Experience 1992 - 1994
Job Sr. Analyst Consumer Discretionary / Consumer Staples at Williams Capital Group
Industry Research
Experience
Williams Capital Group December 2010 - Present
Riddick Consumer Strategies January 2009 - December 2010
CJI Capital Markets, Inc. April 2010 - May 2010
Advent Capital Management June 2006 - October 2008
Mutual of America May 2001 - April 2006
Zurich Scudder Investments September 1994 - May 2001
Scudder Stevens & Clark 1998 - 2001
Scudder Kemper Investments 1998 - 2001
PaineWebber 1992 - 1994
Value Line December 1990 - January 1992
Skills
Investments, Portfolio Management, Equity Research, Hedge Funds, Equities, Equity Valuation, Securities, Valuation, Asset Management, Asset Allocation, Investment Strategies, Financial Modeling, Bloomberg, Analysis, Fixed Income, Investment Management, Series 7, Investment Banking, Asset Managment, Competitive Analysis, Capital Markets, Equity Trading, Financial Markets, Investment Advisory, Bloomberg Terminal, Wealth Management, Value Investing, Industry Research, Finance, Equity Capital Markets, Chartered Financial..., Market Analysis, Thematic Investing, Sell Side, Trading Strategies, Fundamental Analysis, Stocks
Education
Penn State University 1985 — 1989
BS, Management
Stuyvesant High School 1982 — 1985
Williams Capital Group December 2010 - Present
Riddick Consumer Strategies January 2009 - December 2010
CJI Capital Markets, Inc. April 2010 - May 2010
Advent Capital Management June 2006 - October 2008
Mutual of America May 2001 - April 2006
Zurich Scudder Investments September 1994 - May 2001
Scudder Stevens & Clark 1998 - 2001
Scudder Kemper Investments 1998 - 2001
PaineWebber 1992 - 1994
Value Line December 1990 - January 1992
Skills
Investments, Portfolio Management, Equity Research, Hedge Funds, Equities, Equity Valuation, Securities, Valuation, Asset Management, Asset Allocation, Investment Strategies, Financial Modeling, Bloomberg, Analysis, Fixed Income, Investment Management, Series 7, Investment Banking, Asset Managment, Competitive Analysis, Capital Markets, Equity Trading, Financial Markets, Investment Advisory, Bloomberg Terminal, Wealth Management, Value Investing, Industry Research, Finance, Equity Capital Markets, Chartered Financial..., Market Analysis, Thematic Investing, Sell Side, Trading Strategies, Fundamental Analysis, Stocks
Education
Penn State University 1985 — 1989
BS, Management
Stuyvesant High School 1982 — 1985
Elaine Krajewski De Pinto Elaine Krajewski De Pinto's PaineWebber Experience 1997 - 1998
Job Internet Sales, True Car, USAA, AAA, Corporate Perks US News, Consumer Reports Certified Consultant
Industry Automotive
Experience
B.Z. Motors Chrysler, Dodge, Jeep, RAM March 2015 - Present
B.Z. Motors Chrysler, Dodge, Jeep, RAM April 2011 - Present
Moonlight Reflections, LLC April 2009 - Present
Moonlight Graphics Studio, LLC April 2006 - March 2009
Metlife 1998 - 2005
MetLife May 1998 - May 2003
PaineWebber 1997 - 1998
PaineWebber 1993 - 1997
PaineWebber 1989 - 1993
Flexi-Van Leasing June 1984 - October 1987
Skills
Integration, Disaster Recovery, Management, SDLC, Automotive Sales, Vendor Management, Quality Assurance, Change Management, IT Strategy, PMO, Business Analysis, Cross-functional Team..., Process Improvement, Software Project..., Project Management, IT Management, Software Quality..., Computer Operations, Business Continuity, Project Portfolio..., Release Management, IT Outsourcing, Visio, Start-ups, Training, Test Management, Computer Security, Distributed Systems, Performance Management, IBM Mainframe, Inventory Management, Graphic Design, Microsoft Office, Software Integration, Staff Development, Change Leadership, Expense Management, Sales Operations, Microsoft Publisher, Building Strong Teams, Customer Relations, Software Distribution, Corel Draw, PaintShop Pro, Adobe Creative Suite, Screen Printing, ADP Dealer Management..., Business Ownership
Education
St. Peter's College 1980 — 1986
Computer Science
Weehawken High School
B.Z. Motors Chrysler, Dodge, Jeep, RAM March 2015 - Present
B.Z. Motors Chrysler, Dodge, Jeep, RAM April 2011 - Present
Moonlight Reflections, LLC April 2009 - Present
Moonlight Graphics Studio, LLC April 2006 - March 2009
Metlife 1998 - 2005
MetLife May 1998 - May 2003
PaineWebber 1997 - 1998
PaineWebber 1993 - 1997
PaineWebber 1989 - 1993
Flexi-Van Leasing June 1984 - October 1987
Skills
Integration, Disaster Recovery, Management, SDLC, Automotive Sales, Vendor Management, Quality Assurance, Change Management, IT Strategy, PMO, Business Analysis, Cross-functional Team..., Process Improvement, Software Project..., Project Management, IT Management, Software Quality..., Computer Operations, Business Continuity, Project Portfolio..., Release Management, IT Outsourcing, Visio, Start-ups, Training, Test Management, Computer Security, Distributed Systems, Performance Management, IBM Mainframe, Inventory Management, Graphic Design, Microsoft Office, Software Integration, Staff Development, Change Leadership, Expense Management, Sales Operations, Microsoft Publisher, Building Strong Teams, Customer Relations, Software Distribution, Corel Draw, PaintShop Pro, Adobe Creative Suite, Screen Printing, ADP Dealer Management..., Business Ownership
Education
St. Peter's College 1980 — 1986
Computer Science
Weehawken High School
Glen Manna, CFA Glen Manna, CFA's PaineWebber Experience September 1999 - September 2000
Job Equity Analyst
Industry Investment Management
Experience
Keefe, Bruyette & Woods April 2013 - Present
Eagle Asset Management October 2008 - January 2010
Lehman Brothers August 2008 - October 2008
Bear Stearns June 2004 - August 2008
Smith Barney March 2003 - May 2003
Banc of America Securities October 2000 - March 2003
PaineWebber September 1999 - September 2000
Skills
Equity Research, Portfolio Management, Investments, Stock Picking, Financial Analysis, Financial Modeling, Valuation, Financial Sector, Industrial Sector, Accounting, Taxation, Securities, Finance, Financial Services, Investment Strategies, Asset Management
Education
Seton Hall University 1998 — 2002
MBA, Finance, GPA: 3.69
Seton Hall University 1994 — 1996
MS, Taxation, GPA: 3.50
Seton Hall University 1989 — 1993
BS, Accounting, GPA: 3.45
Keefe, Bruyette & Woods April 2013 - Present
Eagle Asset Management October 2008 - January 2010
Lehman Brothers August 2008 - October 2008
Bear Stearns June 2004 - August 2008
Smith Barney March 2003 - May 2003
Banc of America Securities October 2000 - March 2003
PaineWebber September 1999 - September 2000
Skills
Equity Research, Portfolio Management, Investments, Stock Picking, Financial Analysis, Financial Modeling, Valuation, Financial Sector, Industrial Sector, Accounting, Taxation, Securities, Finance, Financial Services, Investment Strategies, Asset Management
Education
Seton Hall University 1998 — 2002
MBA, Finance, GPA: 3.69
Seton Hall University 1994 — 1996
MS, Taxation, GPA: 3.50
Seton Hall University 1989 — 1993
BS, Accounting, GPA: 3.45
Christopher Winans Christopher Winans's PaineWebber Experience December 1999 - July 2000
Job EVP, General Manager, NY Office at Hill & Knowlton Strategies
Industry Public Relations and Communications
Experience
Hill & Knowlton Strategies October 2014 - Present
Forward Communication Strategies LLC August 2014 - October 2014
Promontory Financial Group, LLC April 2012 - August 2014
AXA Equitable July 2008 - March 2012
American International Group February 2005 - July 2008
Lehman Brothers June 2003 - January 2005
Williams Capital Group October 2002 - June 2003
Morgan Stanley July 2000 - October 2002
PaineWebber December 1999 - July 2000
A.M. Best Company May 1993 - December 1999
Skills
Equity Research, Public Relations, Insurance, Media Relations, Research, Marketing Communications, Strategic Communications, Strategy, Regulatory Affairs, Press Releases, Policy, Marketing Strategy, Marketing, International Relations, Internal Communications, Financial Services, Financial Reporting, Financial Analysis, Finance, Equities, Crisis Communications, Corporate Communications
Education
Pennsylvania State University 1971 — 1973
BA, English
Hill & Knowlton Strategies October 2014 - Present
Forward Communication Strategies LLC August 2014 - October 2014
Promontory Financial Group, LLC April 2012 - August 2014
AXA Equitable July 2008 - March 2012
American International Group February 2005 - July 2008
Lehman Brothers June 2003 - January 2005
Williams Capital Group October 2002 - June 2003
Morgan Stanley July 2000 - October 2002
PaineWebber December 1999 - July 2000
A.M. Best Company May 1993 - December 1999
Skills
Equity Research, Public Relations, Insurance, Media Relations, Research, Marketing Communications, Strategic Communications, Strategy, Regulatory Affairs, Press Releases, Policy, Marketing Strategy, Marketing, International Relations, Internal Communications, Financial Services, Financial Reporting, Financial Analysis, Finance, Equities, Crisis Communications, Corporate Communications
Education
Pennsylvania State University 1971 — 1973
BA, English
Errol Jattan Errol Jattan's PaineWebber Experience 1997 - 1997
Job Financial Services Professional
Industry Financial Services
Experience
Prudential Financial 2004 - 2012
Prudential Financial 2002 - 2004
Prudential Financial 2001 - 2002
Morgan Stanley 1999 - 2000
AICPA 1998 - 1998
PaineWebber 1997 - 1997
Brooklyn Tool & Machine Co. Inc. 1996 - 1996
Shoppers Charge Accounts, Division of HUBCO 1994 - 1995
Skills
Mutual Funds, Investments, Trading, Securities, Customer Service, Process Improvement, Accounting, Equities, Risk Management, Training, Account Reconciliation, Operational Excellence, Management, Financial Services, Financial Analysis, Banking, Insurance, Strategic Financial..., Asset Management, Retirement Planning, Fixed Income, Reports, Problem Solving, SOP development, Financial Operations, ACATS, Research, Quality Assurance, Bookkeeping, Midas, Windows, DST, Lotus Notes, CRM, QuickBooks, Microsoft Office, Rumba, Finance
Education
RC Career Institute 2013 — 2014
Certificate of Completion, Business Administration & Computerized Bookkeeping Professional
Saint Peter's University 1994 — 1999
Bachelor of Science (BS), Mathematics and Computer Science
Prudential Financial 2004 - 2012
Prudential Financial 2002 - 2004
Prudential Financial 2001 - 2002
Morgan Stanley 1999 - 2000
AICPA 1998 - 1998
PaineWebber 1997 - 1997
Brooklyn Tool & Machine Co. Inc. 1996 - 1996
Shoppers Charge Accounts, Division of HUBCO 1994 - 1995
Skills
Mutual Funds, Investments, Trading, Securities, Customer Service, Process Improvement, Accounting, Equities, Risk Management, Training, Account Reconciliation, Operational Excellence, Management, Financial Services, Financial Analysis, Banking, Insurance, Strategic Financial..., Asset Management, Retirement Planning, Fixed Income, Reports, Problem Solving, SOP development, Financial Operations, ACATS, Research, Quality Assurance, Bookkeeping, Midas, Windows, DST, Lotus Notes, CRM, QuickBooks, Microsoft Office, Rumba, Finance
Education
RC Career Institute 2013 — 2014
Certificate of Completion, Business Administration & Computerized Bookkeeping Professional
Saint Peter's University 1994 — 1999
Bachelor of Science (BS), Mathematics and Computer Science
Michelle Murray Michelle Murray's PaineWebber Experience July 1991 - October 1994
Job VP of Business Development at Connell Foley LLP
Industry Law Practice
Experience
Connell Foley LLP June 2014 - Present
IBISWorld January 2013 - May 2014
Corporate Ladders April 2009 - April 2011
WestLB March 1997 - November 2004
Deutsche Bank Securities October 1994 - March 1997
PaineWebber July 1991 - October 1994
Skills
Capital Markets, Banking, Fixed Income, Hedge Funds, Securities, Derivatives, Structured Finance, Bloomberg, Asset Allocation, Credit, Loans
Education
Providence College 1987 — 1991
BS, Finance
Connell Foley LLP June 2014 - Present
IBISWorld January 2013 - May 2014
Corporate Ladders April 2009 - April 2011
WestLB March 1997 - November 2004
Deutsche Bank Securities October 1994 - March 1997
PaineWebber July 1991 - October 1994
Skills
Capital Markets, Banking, Fixed Income, Hedge Funds, Securities, Derivatives, Structured Finance, Bloomberg, Asset Allocation, Credit, Loans
Education
Providence College 1987 — 1991
BS, Finance
Steven Geisert Steven Geisert's PaineWebber Experience 1992 - 2005
Job Senior Vice President and National Accounts Manager for PIMCO's Defined Contribution Group
Industry Financial Services
Experience
PIMCO May 2011 - Present
Goldman Sachs Asset Management December 2007 - May 2011
Bear Stearns August 2006 - December 2007
UBS Financial Services December 1990 - August 2006
PaineWebber 1992 - 2005
Skills
401k, Investments, Retirement Plan..., Qualified Retirement..., Public Speaking, Product Development, Product Management, Product Marketing, Mutual Funds, Sales, Sales Presentations, ERISA
Education
Queens College 1988 — 1994
BA, Psychology
Archbishop Molloy 1984 — 1988
PIMCO May 2011 - Present
Goldman Sachs Asset Management December 2007 - May 2011
Bear Stearns August 2006 - December 2007
UBS Financial Services December 1990 - August 2006
PaineWebber 1992 - 2005
Skills
401k, Investments, Retirement Plan..., Qualified Retirement..., Public Speaking, Product Development, Product Management, Product Marketing, Mutual Funds, Sales, Sales Presentations, ERISA
Education
Queens College 1988 — 1994
BA, Psychology
Archbishop Molloy 1984 — 1988
Jana Redford Jana Redford's PaineWebber Experience 1999 - 2000
Job Associate Manager in Accounts Receivable at United Way Toronto
Industry Nonprofit Organization Management
Experience
United Way of Greater Toronto April 2012 - Present
United Way Toronto October 2011 - March 2012
St. Felix Centre, Heart and Stroke Foundation June 2011 - September 2011
RBC Capital Markets December 2009 - April 2011
Merrill Lynch February 2006 - November 2009
Merrill Lynch March 2005 - February 2006
MASfin Consulting placement at Banco Santander Central Hispano, S.A. 2000 - 2005
PaineWebber 1999 - 2000
Dresdner Kleinwort Benson 1997 - 1998
Education
Ryerson University 2011 — 2012
Nonprofit and Voluntary Sector Management Courses
Susquehanna University 1995 — 1999
BA, Mathematics & Computer Science double major
Northwestern Lehigh
United Way of Greater Toronto April 2012 - Present
United Way Toronto October 2011 - March 2012
St. Felix Centre, Heart and Stroke Foundation June 2011 - September 2011
RBC Capital Markets December 2009 - April 2011
Merrill Lynch February 2006 - November 2009
Merrill Lynch March 2005 - February 2006
MASfin Consulting placement at Banco Santander Central Hispano, S.A. 2000 - 2005
PaineWebber 1999 - 2000
Dresdner Kleinwort Benson 1997 - 1998
Education
Ryerson University 2011 — 2012
Nonprofit and Voluntary Sector Management Courses
Susquehanna University 1995 — 1999
BA, Mathematics & Computer Science double major
Northwestern Lehigh
Scott Colyer's PaineWebber Experience April 1994 - September 1998
Job Chairman & C.E.O. at Advisors Asset Management, Inc.
Industry Investment Management
Experience
Advisors Asset Management, Inc. September 1998 - Present
PaineWebber April 1994 - September 1998
Prudential Securities October 1989 - April 1994
Skills
Investor Relations, Leadership Development, Series 7, Alternative Investments, Series 63, Securities, Asset Allocation, Investment Strategies, Bonds, Asset Management, Mutual Funds, Investment Advisory, Investments, Executive Management, Wealth Management, Fixed Income, Series 24, Investment Management, Portfolio Management, Financial Advisory, Trading, Equities, Hedge Funds, FINRA, ETFs
Education
Washburn University School of Law 1983 — 1985
JD, Law
Pittsburg State University 1980 — 1982
BA, Pre-Law
Advisors Asset Management, Inc. September 1998 - Present
PaineWebber April 1994 - September 1998
Prudential Securities October 1989 - April 1994
Skills
Investor Relations, Leadership Development, Series 7, Alternative Investments, Series 63, Securities, Asset Allocation, Investment Strategies, Bonds, Asset Management, Mutual Funds, Investment Advisory, Investments, Executive Management, Wealth Management, Fixed Income, Series 24, Investment Management, Portfolio Management, Financial Advisory, Trading, Equities, Hedge Funds, FINRA, ETFs
Education
Washburn University School of Law 1983 — 1985
JD, Law
Pittsburg State University 1980 — 1982
BA, Pre-Law
Christopher Cordaro Christopher Cordaro's PaineWebber Experience April 1986 - February 1987
Job Owner, RegentAtlantic Capital
Industry Investment Management
Experience
RegentAtlantic Capital April 1987 - Present
PaineWebber April 1986 - February 1987
Roy Rogers 1980 - 1982
Skills
Investments, Investment Management, Strategic Financial..., Finance, Asset Allocation, Asset Management, Financial Advisory, Financial Planners, Retirement Planning, Alternative Investments, Investment Advisory, Wealth Management, Wealth, Investment Strategies, Portfolio Management
Education
State University of New York Maritime College 1981 — 1985
Bachelor of Science (BS), Economics
Rutgers, The State University of New Jersey-Newark
MBA, Finance
RegentAtlantic Capital April 1987 - Present
PaineWebber April 1986 - February 1987
Roy Rogers 1980 - 1982
Skills
Investments, Investment Management, Strategic Financial..., Finance, Asset Allocation, Asset Management, Financial Advisory, Financial Planners, Retirement Planning, Alternative Investments, Investment Advisory, Wealth Management, Wealth, Investment Strategies, Portfolio Management
Education
State University of New York Maritime College 1981 — 1985
Bachelor of Science (BS), Economics
Rutgers, The State University of New Jersey-Newark
MBA, Finance
Kirsten Lewis Kirsten Lewis's PaineWebber Experience 1990 - 1994
Job Founder / Coach WeTri Triathlon Trianing
Industry Sports
Experience
WeTri Training (Triathlon Training) May 2010 - Present
Inspired Advisor October 2007 - June 2009
Citi Smith Barney March 2003 - October 2007
Merrill Lynch ~ Global Private Client Group 1994 - 2003
PaineWebber 1990 - 1994
Education
School Of Visual Arts 1987 — 1990
BFA, Photojournalism / Art History
Franklin College, Switzerland 1986 — 1987
International Business
Emma Willard School 1980 — 1983
High School
WeTri Training (Triathlon Training) May 2010 - Present
Inspired Advisor October 2007 - June 2009
Citi Smith Barney March 2003 - October 2007
Merrill Lynch ~ Global Private Client Group 1994 - 2003
PaineWebber 1990 - 1994
Education
School Of Visual Arts 1987 — 1990
BFA, Photojournalism / Art History
Franklin College, Switzerland 1986 — 1987
International Business
Emma Willard School 1980 — 1983
High School
Jacki Abramowitz, CMP Jacki Abramowitz, CMP's PaineWebber Experience 1986 - 1988
Job AwardWinning Global Conference & Event Producer
Industry Events Services
Experience
Various Companies January 2010 - Present
Various Companies January 2010 - Present
Bloomberg BNA October 2012 - May 2013
OppenheimerFunds February 2012 - March 2012
PricewaterhouseCoopers October 1996 - December 2009
Ernst & Young May 1991 - June 1996
American Management Association 1989 - 1989
PaineWebber 1986 - 1988
Skills
Meeting Planning, Hotel Site Selection, Hotel Contract..., Theme Development, Entertainment Booking, Image Branding, Event Planning, Talent Buying, Site Selection, Onsite Management, Site Inspections, Speaker Management, Vendor Relations, Contract Negotiations, Event Management, Special Events, Corporate Events, Galas, Corporate Meetings, Incentive Trips, Customer Events, Food & Beverage, Venue Selection, Incentives, Conferences, Conference Management, Destination Management, Event Marketing, Event Execution, Conventions, Cost Containment, Creative Problem Solving, Financial Management, Budgeting, Contract Negotiation, Project Planning, Strategic Planning, Sales Meetings, Trade Shows, Budgets, Hotels, Talent Booking, Leadership, Talent Management, Venue Relations, Entertainment, Live Events, Management, Time Management, Hospitality
Education
Queens College
John Bowne H.S.
I.S. 237
P.S. 120
Various Companies January 2010 - Present
Various Companies January 2010 - Present
Bloomberg BNA October 2012 - May 2013
OppenheimerFunds February 2012 - March 2012
PricewaterhouseCoopers October 1996 - December 2009
Ernst & Young May 1991 - June 1996
American Management Association 1989 - 1989
PaineWebber 1986 - 1988
Skills
Meeting Planning, Hotel Site Selection, Hotel Contract..., Theme Development, Entertainment Booking, Image Branding, Event Planning, Talent Buying, Site Selection, Onsite Management, Site Inspections, Speaker Management, Vendor Relations, Contract Negotiations, Event Management, Special Events, Corporate Events, Galas, Corporate Meetings, Incentive Trips, Customer Events, Food & Beverage, Venue Selection, Incentives, Conferences, Conference Management, Destination Management, Event Marketing, Event Execution, Conventions, Cost Containment, Creative Problem Solving, Financial Management, Budgeting, Contract Negotiation, Project Planning, Strategic Planning, Sales Meetings, Trade Shows, Budgets, Hotels, Talent Booking, Leadership, Talent Management, Venue Relations, Entertainment, Live Events, Management, Time Management, Hospitality
Education
Queens College
John Bowne H.S.
I.S. 237
P.S. 120
Hillery R. Schanck, CIMA Hillery R. Schanck, CIMA's PaineWebber Experience 1990 - 1994
Job Financial Advisor for Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC April 1997 - Present
Paragon Resources Inc. 1994 - 1997
PaineWebber 1990 - 1994
Shearson Lehman Hutton 1989 - 1990
Skills
Investments, Asset Allocation, Financial Advisory, Financial Services, Investment Strategies, Retirement Planning
Education
University of Pennsylvania - The Wharton School 2007 — 2007
IMCA Alternative Investments
University of Pennsylvania - The Wharton School 2002 — 2002
CIMA, Certified Investment Manager Analyst
The Johns Hopkins University - Carey Business School 1990 — 1991
Business
Randolph-Macon College 1985 — 1989
BA, Business/Economics
Wells Fargo Advisors, LLC April 1997 - Present
Paragon Resources Inc. 1994 - 1997
PaineWebber 1990 - 1994
Shearson Lehman Hutton 1989 - 1990
Skills
Investments, Asset Allocation, Financial Advisory, Financial Services, Investment Strategies, Retirement Planning
Education
University of Pennsylvania - The Wharton School 2007 — 2007
IMCA Alternative Investments
University of Pennsylvania - The Wharton School 2002 — 2002
CIMA, Certified Investment Manager Analyst
The Johns Hopkins University - Carey Business School 1990 — 1991
Business
Randolph-Macon College 1985 — 1989
BA, Business/Economics
Paul Higbee Paul Higbee's PaineWebber Experience March 1990 - March 1996
Job Partner at GC Andersen Partners, LLC
Industry Investment Banking
Experience
Laguardia Community College January 2009 - Present
GC Andersen Partners LLC September 2001 - Present
Pacific Office Properties Trust May 2008 - May 2012
Deutsche Bank March 1996 - June 2001
PaineWebber March 1990 - March 1996
Drexel Burnham Lambert March 1981 - March 1990
Skills
Private Equity, Investment Banking, Mergers, Valuation, Mergers & Acquisitions, Start-ups, Corporate Finance, Capital Markets, Strategy, Hedge Funds, Venture Capital, Private Placements, Due Diligence, M&A experience, Restructuring
Education
University of Pennsylvania - The Wharton School 1976 — 1978
MBA, Finance
Princeton University 1972 — 1976
AB, Economics
Laguardia Community College January 2009 - Present
GC Andersen Partners LLC September 2001 - Present
Pacific Office Properties Trust May 2008 - May 2012
Deutsche Bank March 1996 - June 2001
PaineWebber March 1990 - March 1996
Drexel Burnham Lambert March 1981 - March 1990
Skills
Private Equity, Investment Banking, Mergers, Valuation, Mergers & Acquisitions, Start-ups, Corporate Finance, Capital Markets, Strategy, Hedge Funds, Venture Capital, Private Placements, Due Diligence, M&A experience, Restructuring
Education
University of Pennsylvania - The Wharton School 1976 — 1978
MBA, Finance
Princeton University 1972 — 1976
AB, Economics
Stephen J. Maresca, CFA's PaineWebber Experience August 1997 - September 1998
Job Managing Director Equity Research Analyst at Jennison Associates LLC
Industry Financial Services
Experience
Jennison Associates LLC July 2014 - Present
Morgan Stanley August 2008 - July 2014
UBS September 2001 - June 2008
UBS / PaineWebber September 1998 - September 2001
PaineWebber August 1997 - September 1998
Skills
Investment Banking, Energy, Equity Research, Natural Gas, Midstream, Gas, Financial Modeling, Valuation, Petroleum, Equities, Series 7, Due Diligence, Capital Markets, Pipelines, Financial Analysis, Corporate Finance, IPO
Education
Providence College 1993 — 1997
BS, Accounting
Byram Hills High School 1989 — 1993
Jennison Associates LLC July 2014 - Present
Morgan Stanley August 2008 - July 2014
UBS September 2001 - June 2008
UBS / PaineWebber September 1998 - September 2001
PaineWebber August 1997 - September 1998
Skills
Investment Banking, Energy, Equity Research, Natural Gas, Midstream, Gas, Financial Modeling, Valuation, Petroleum, Equities, Series 7, Due Diligence, Capital Markets, Pipelines, Financial Analysis, Corporate Finance, IPO
Education
Providence College 1993 — 1997
BS, Accounting
Byram Hills High School 1989 — 1993
Robert Tobin Robert Tobin's PaineWebber Experience 1994 - 2000
Job Senior Project Management Consultant at Capco
Industry Information Technology and Services
Experience
Capco 2014 - Present
JRT Professional Consultants 2012 - 2014
UBS Wealth Management 2010 - 2012
UBS Wealth Management 2005 - 2010
UBS Wealth Management 2001 - 2005
UBS Wealth Management 2000 - 2001
PaineWebber 1994 - 2000
Skills
Program Management, Software Development, Vendor Management, Cross-functional Team..., SDLC, Change Management, Leadership, Process Improvement, Project Management, ITIL, Business Analysis, Quality Assurance, PMO, Risk Management, Enterprise Architecture, Financial Services, Resource Management, Release Management, Disaster Recovery, Reporting Systems, Business Continuity, Management, IT Strategy, Relationship Management, Technology Integration, Business Process..., People Development, Time Management, Scope Management, Cost Management, Quality Management, Communications..., Virtual Teams, Problem Solving, Technology Management, Technology Needs..., Complex Project..., Value Engineering, CRM, Deferred Compensation, Wealth Management..., Brokerage, Separately Managed..., Trading Systems, Cognos, Budget Process, Ad Hoc Reporting, Actuate Reporting, Web Applications, Requirements Analysis
Education
St. Peter's College 2000 — 2003
Master of Business Administration (MBA), Management Information Systems
State University of New York Empire State College 1991 — 1995
Bachelor of Arts (BA), Business Administration
Chubb Institute 1993 — 1994
Diploma, Computer Programming
Capco 2014 - Present
JRT Professional Consultants 2012 - 2014
UBS Wealth Management 2010 - 2012
UBS Wealth Management 2005 - 2010
UBS Wealth Management 2001 - 2005
UBS Wealth Management 2000 - 2001
PaineWebber 1994 - 2000
Skills
Program Management, Software Development, Vendor Management, Cross-functional Team..., SDLC, Change Management, Leadership, Process Improvement, Project Management, ITIL, Business Analysis, Quality Assurance, PMO, Risk Management, Enterprise Architecture, Financial Services, Resource Management, Release Management, Disaster Recovery, Reporting Systems, Business Continuity, Management, IT Strategy, Relationship Management, Technology Integration, Business Process..., People Development, Time Management, Scope Management, Cost Management, Quality Management, Communications..., Virtual Teams, Problem Solving, Technology Management, Technology Needs..., Complex Project..., Value Engineering, CRM, Deferred Compensation, Wealth Management..., Brokerage, Separately Managed..., Trading Systems, Cognos, Budget Process, Ad Hoc Reporting, Actuate Reporting, Web Applications, Requirements Analysis
Education
St. Peter's College 2000 — 2003
Master of Business Administration (MBA), Management Information Systems
State University of New York Empire State College 1991 — 1995
Bachelor of Arts (BA), Business Administration
Chubb Institute 1993 — 1994
Diploma, Computer Programming
Thomas Carluccio Thomas Carluccio's PaineWebber Experience 1992 - 2000
Job Fixed Income Sales UBS Global Asset Management
Industry Investment Management
Experience
UBS Global Asset Management May 2007 - Present
UBS Wealth Management 2001 - 2007
PaineWebber 1992 - 2000
Skills
Hedge Funds, Alternative Investments, Fixed Income, Trading, Asset Management, Equities, Investment Strategies, Investment Management, Bloomberg, Institutional..., Asset Allocation, Capital Markets, Series 7, Bonds, Mutual Funds
Education
Rutgers University-New Brunswick
BA, Political Science/Economics
UBS Global Asset Management May 2007 - Present
UBS Wealth Management 2001 - 2007
PaineWebber 1992 - 2000
Skills
Hedge Funds, Alternative Investments, Fixed Income, Trading, Asset Management, Equities, Investment Strategies, Investment Management, Bloomberg, Institutional..., Asset Allocation, Capital Markets, Series 7, Bonds, Mutual Funds
Education
Rutgers University-New Brunswick
BA, Political Science/Economics
JOHN HAMOT JOHN HAMOT's PaineWebber Experience August 1985 - May 1992
Job Vice President, Market Director at JPMorgan Securities LLC.
Industry Financial Services
Experience
JPMorgan Securities LLC. July 2014 - Present
TD Ameritrade November 2007 - July 2014
Wells Fargo Investments December 1999 - November 2007
Morgan Stanley Smith Barney May 1994 - May 1996
PaineWebber August 1985 - May 1992
Education
Rutgers University 1979 — 1983
B.A., Accounting
Clifton High School 1975 — 1979
HS Diploma, Advanced College Prep
JPMorgan Securities LLC. July 2014 - Present
TD Ameritrade November 2007 - July 2014
Wells Fargo Investments December 1999 - November 2007
Morgan Stanley Smith Barney May 1994 - May 1996
PaineWebber August 1985 - May 1992
Education
Rutgers University 1979 — 1983
B.A., Accounting
Clifton High School 1975 — 1979
HS Diploma, Advanced College Prep
Andy Cerulli Andy Cerulli's PaineWebber Experience 1988 - 1997
Job Creative Services Manager at Miller Buckfire
Industry Financial Services
Experience
Miller Buckfire Gaphics ConsultantDresdner Kleinwort Wasserstein1998 - 2002
Wasserstein Perella/Dresdner Kleinwort Wasserstein 1997 - 1998
PaineWebber 1988 - 1997
Education
School of Visual Arts 1981 — 1985
Miller Buckfire Gaphics ConsultantDresdner Kleinwort Wasserstein1998 - 2002
Wasserstein Perella/Dresdner Kleinwort Wasserstein 1997 - 1998
PaineWebber 1988 - 1997
Education
School of Visual Arts 1981 — 1985
Maria Poggi Maria Poggi's PaineWebber Experience January 1990 - January 1996
Job Manager at The Chadler Group Insurance Agency
Industry Insurance
Experience
Chadler Solutions January 2007 - Present
PaineWebber January 1990 - January 1996
Education
Pace University-Pleasantville/Briarcliff Campus 1984 — 1988
Bachelor of Business Administration (B.B.A.), Accounting and Finance
St. John Villa Academy 1980 — 1984
Chadler Solutions January 2007 - Present
PaineWebber January 1990 - January 1996
Education
Pace University-Pleasantville/Briarcliff Campus 1984 — 1988
Bachelor of Business Administration (B.B.A.), Accounting and Finance
St. John Villa Academy 1980 — 1984
Jason Boltax Jason Boltax's PaineWebber Experience June 1997 - June 1999
Job Human Resources Executive
Industry Human Resources
Experience
Rubenstein Associates January 2012 - Present
The Alternative Board June 2010 - June 2014
The HR Alliance January 2007 - December 2012
JHB Human Capital Management January 2007 - December 2011
Black Mountain Management June 2004 - June 2006
Mellon HR Solutions (Previously PricewaterhouseCoopers) June 1999 - June 2004
PaineWebber June 1997 - June 1999
PaineWebber June 1996 - May 1997
Skills
Talent Management, Performance Management, Recruiting, Human Resources, HR Consulting, Executive Coaching, HRIS, HR Strategy, Organizational..., Training, Employee Engagement, Coaching
Education
Teachers College of Columbia University 2001 — 2006
MA, Organizational Psychology
Queens College 1993 — 1997
BA, History
Rubenstein Associates January 2012 - Present
The Alternative Board June 2010 - June 2014
The HR Alliance January 2007 - December 2012
JHB Human Capital Management January 2007 - December 2011
Black Mountain Management June 2004 - June 2006
Mellon HR Solutions (Previously PricewaterhouseCoopers) June 1999 - June 2004
PaineWebber June 1997 - June 1999
PaineWebber June 1996 - May 1997
Skills
Talent Management, Performance Management, Recruiting, Human Resources, HR Consulting, Executive Coaching, HRIS, HR Strategy, Organizational..., Training, Employee Engagement, Coaching
Education
Teachers College of Columbia University 2001 — 2006
MA, Organizational Psychology
Queens College 1993 — 1997
BA, History
Aamir Raees Aamir Raees's PaineWebber Experience 1995 - 1996
Job Executive Director at Commerce International
Industry Oil & Energy
Experience
CINTL February 2009 - Present
Spearhead Technologies May 2005 - September 2009
Codify Inc. May 1999 - September 2004
Resource Adapters Inc. June 2001 - September 2003
Applied Innovation Management January 1998 - May 1999
PaineWebber 1995 - 1996
Skills
Product Development, Team Leadership, Executive Management, Management, Outsourcing, ERP, Business Strategy, Commodity, Business Planning, Business Development, Contract Negotiation, Integration, Start-ups, Strategy, Strategic Planning, New Business Development, Operations Management, Management Consulting, Negotiation, International Trade, Product Marketing, International Sales, International Business, Mergers & Acquisitions, Trading, SAP, Energy
Education
Purdue University - Krannert School of Management 1992 — 1995
BS, Management
San Jose State University 1991 — 1992
Business Administration, Management and Operations
CINTL February 2009 - Present
Spearhead Technologies May 2005 - September 2009
Codify Inc. May 1999 - September 2004
Resource Adapters Inc. June 2001 - September 2003
Applied Innovation Management January 1998 - May 1999
PaineWebber 1995 - 1996
Skills
Product Development, Team Leadership, Executive Management, Management, Outsourcing, ERP, Business Strategy, Commodity, Business Planning, Business Development, Contract Negotiation, Integration, Start-ups, Strategy, Strategic Planning, New Business Development, Operations Management, Management Consulting, Negotiation, International Trade, Product Marketing, International Sales, International Business, Mergers & Acquisitions, Trading, SAP, Energy
Education
Purdue University - Krannert School of Management 1992 — 1995
BS, Management
San Jose State University 1991 — 1992
Business Administration, Management and Operations
Geoffrey Blaisdell Geoffrey Blaisdell's PaineWebber Experience May 1991 - April 1994
Job Head of Information Technology at Western Asset Management
Industry Investment Management
Experience
Western Asset Management September 2000 - Present
FFTW April 1998 - August 2000
Putnam Investments October 1997 - April 1998
BlackRock April 1994 - October 1997
PaineWebber May 1991 - April 1994
IBM August 1989 - May 1991
Skills
Fixed Income
Education
Rensselaer Polytechnic Institute 1985 — 1989
BS, Electrical Engineering
Western Asset Management September 2000 - Present
FFTW April 1998 - August 2000
Putnam Investments October 1997 - April 1998
BlackRock April 1994 - October 1997
PaineWebber May 1991 - April 1994
IBM August 1989 - May 1991
Skills
Fixed Income
Education
Rensselaer Polytechnic Institute 1985 — 1989
BS, Electrical Engineering
George Krenicki George Krenicki's PaineWebber Experience 1995 - 1997
Job Management Consultant
Industry Financial Services
Experience
RGP Consulting March 2013 - December 2014
BlackRock 2009 - September 2011
BlackRock 2005 - 2009
BlackRock 2001 - 2005
Deutsche Bank 1999 - 2000
Deutsche Bank 1998 - 1999
Merrill Lynch 1997 - 1998
PaineWebber 1995 - 1997
Skills
Financial Reporting, Financial Analysis, Financial Modeling, Project Management, Presentations, Financial Services, Asset Managment, Separate Accounts, Separately Managed..., Mutual Funds, Equities, Fixed Income, Liquidity, Alternative Investments, Hedge Funds, Fund Of Funds, Asset Management, Accounting, Strategic Financial..., Investment Management, Forecasting, Strategy, Finance, Analysis, Business Analysis, Budgets, Investments
Education
Rutgers Graduate School of Management 1994 — 1995
MBA, Professional Accounting Program
University of Connecticut 1987 — 1991
BA, Economics
RGP Consulting March 2013 - December 2014
BlackRock 2009 - September 2011
BlackRock 2005 - 2009
BlackRock 2001 - 2005
Deutsche Bank 1999 - 2000
Deutsche Bank 1998 - 1999
Merrill Lynch 1997 - 1998
PaineWebber 1995 - 1997
Skills
Financial Reporting, Financial Analysis, Financial Modeling, Project Management, Presentations, Financial Services, Asset Managment, Separate Accounts, Separately Managed..., Mutual Funds, Equities, Fixed Income, Liquidity, Alternative Investments, Hedge Funds, Fund Of Funds, Asset Management, Accounting, Strategic Financial..., Investment Management, Forecasting, Strategy, Finance, Analysis, Business Analysis, Budgets, Investments
Education
Rutgers Graduate School of Management 1994 — 1995
MBA, Professional Accounting Program
University of Connecticut 1987 — 1991
BA, Economics
Catherine Brookfield Catherine Brookfield's PaineWebber Experience August 1998 - October 1999
Job Financial Planner at Financial Advisory Service
Industry Financial Services
Experience
Financial Advisory Service July 2007 - Present
Bank Midwest January 2005 - July 2007
Salomon Smith Barney October 1999 - November 2003
PaineWebber August 1998 - October 1999
Skills
Financial Reporting, Financial Analysis, Equity Research, Due Diligence, Budgets, Asset Managment, Investments, Banking, Risk Management, Insurance, Business Strategy, Accounting, Strategic Financial..., Portfolio Management, Management, Asset Management
Education
Saint Mary's College 1994 — 1998
BBA, Finance & Accounting
Financial Advisory Service July 2007 - Present
Bank Midwest January 2005 - July 2007
Salomon Smith Barney October 1999 - November 2003
PaineWebber August 1998 - October 1999
Skills
Financial Reporting, Financial Analysis, Equity Research, Due Diligence, Budgets, Asset Managment, Investments, Banking, Risk Management, Insurance, Business Strategy, Accounting, Strategic Financial..., Portfolio Management, Management, Asset Management
Education
Saint Mary's College 1994 — 1998
BBA, Finance & Accounting
Allen Konkin Allen Konkin's PaineWebber Experience January 1995 - April 1997
Job Relationship Management/Key Accounts at Wealth Management Systems Inc.
Industry Financial Services
Experience
Wealth Management Systems Inc. April 2013 - Present
BIC Group November 2012 - March 2013
Wilmington Trust Fiduciary Services Company (An affiliate of M&T Bank) October 2008 - April 2012
UBS Financial Services, Inc., UBS Fiduciary Trust Company October 2006 - October 2008
UBS Financial Services, Inc. March 2003 - October 2006
UBS Financial Services, Inc. October 1999 - March 2003
PaineWebber, PW Trust Company April 1997 - October 1999
PaineWebber January 1995 - April 1997
PaineWebber January 1991 - January 1995
Skills
Mutual Funds, Separately Managed..., Wealth Management, Asset Allocation, 401(k) Participant..., Defined Benefit, Defined Contribution, Fee Based Consulting, Sales Presentations, Group Presentations, Relationship Management, Superior Client Service, Institutional Trust..., Collective Investment..., Sales Tool Development, Financial Advisor..., Marketing Strategy, Stable Value Funds, Sales Management, Investments, Fixed Income, Asset Management, Retirement Planning, Alternative Investments, Portfolio Management, Financial Services
Education
Rutgers, The State University of New Jersey-New Brunswick
Economics
FINRA Series 7 & 63
Wealth Management Systems Inc. April 2013 - Present
BIC Group November 2012 - March 2013
Wilmington Trust Fiduciary Services Company (An affiliate of M&T Bank) October 2008 - April 2012
UBS Financial Services, Inc., UBS Fiduciary Trust Company October 2006 - October 2008
UBS Financial Services, Inc. March 2003 - October 2006
UBS Financial Services, Inc. October 1999 - March 2003
PaineWebber, PW Trust Company April 1997 - October 1999
PaineWebber January 1995 - April 1997
PaineWebber January 1991 - January 1995
Skills
Mutual Funds, Separately Managed..., Wealth Management, Asset Allocation, 401(k) Participant..., Defined Benefit, Defined Contribution, Fee Based Consulting, Sales Presentations, Group Presentations, Relationship Management, Superior Client Service, Institutional Trust..., Collective Investment..., Sales Tool Development, Financial Advisor..., Marketing Strategy, Stable Value Funds, Sales Management, Investments, Fixed Income, Asset Management, Retirement Planning, Alternative Investments, Portfolio Management, Financial Services
Education
Rutgers, The State University of New Jersey-New Brunswick
Economics
FINRA Series 7 & 63
Katie Tolkacz Katie Tolkacz's PaineWebber Experience July 1996 - June 1998
Job Regional Account Manager
Industry Pharmaceuticals
Experience
Akorn Pharmaceuticals May 2012 - Present
Quintiles Angelini Labopharm July 2011 - October 2011
Patch.com February 2011 - April 2011
Johnson & Johnson May 2004 - January 2011
Eli Lilly & Company May 2001 - May 2004
DoubleClick June 1998 - May 2001
PaineWebber July 1996 - June 1998
Skills
Pharmaceutical Sales, Urology, Pharmaceutical Industry, Managed Care, Dermatology, Cardiology, Oncology, Gastroenterology, Product Launch
Education
Rutgers University-New Brunswick 1992 — 1996
BS, Finance
Akorn Pharmaceuticals May 2012 - Present
Quintiles Angelini Labopharm July 2011 - October 2011
Patch.com February 2011 - April 2011
Johnson & Johnson May 2004 - January 2011
Eli Lilly & Company May 2001 - May 2004
DoubleClick June 1998 - May 2001
PaineWebber July 1996 - June 1998
Skills
Pharmaceutical Sales, Urology, Pharmaceutical Industry, Managed Care, Dermatology, Cardiology, Oncology, Gastroenterology, Product Launch
Education
Rutgers University-New Brunswick 1992 — 1996
BS, Finance
Terry Cheung Terry Cheung's PaineWebber Experience 1997 - 1998
Job AVP, Corporate Compensation at Ascena Retail Company
Industry Retail
Experience
Ascena Retail Group, Inc. March 2013 - Present
Charming Shoppes, Inc., a subsidiary of ascena retail group, inc. April 2011 - March 2013
Charming Shoppes July 2008 - April 2011
Charming Shoppes January 2008 - July 2008
Charming Shoppes November 2006 - January 2008
Polo Ralph Lauren May 2003 - May 2006
AIG 2000 - 2002
Datek Online Holdings Corp. 1998 - 2000
Raritan Bay Medical Center 1998 - 1999
PaineWebber 1997 - 1998
Skills
Human Resources, Deferred Compensation, Performance Management, Incentive Programs, Executive Pay, Personnel Management, Organizational..., Job Evaluation, Expatriate Management, Job Descriptions, Management, Job Analysis, FMLA, Retail, Compensation Structures, Employee Relations, Workforce Planning, PeopleSoft, Benefits Administration, Onboarding, Succession Planning, Talent Management, HRIS, Strategy, Policy, Applicant Tracking..., Labor Relations, Employee Benefits, Employee Engagement, HR Policies, Talent Acquisition, College Recruiting, Organizational Design, ADP Payroll, Hiring, New Hire Orientations, Compensation & Benefit, Payroll, Compensation & Benefits
Education
Graduate School of Education, Rutgers University 2003 — 2005
Master's, Education
Rutgers University-New Brunswick 1993 — 1997
BA, Political Science and International Geography
Ascena Retail Group, Inc. March 2013 - Present
Charming Shoppes, Inc., a subsidiary of ascena retail group, inc. April 2011 - March 2013
Charming Shoppes July 2008 - April 2011
Charming Shoppes January 2008 - July 2008
Charming Shoppes November 2006 - January 2008
Polo Ralph Lauren May 2003 - May 2006
AIG 2000 - 2002
Datek Online Holdings Corp. 1998 - 2000
Raritan Bay Medical Center 1998 - 1999
PaineWebber 1997 - 1998
Skills
Human Resources, Deferred Compensation, Performance Management, Incentive Programs, Executive Pay, Personnel Management, Organizational..., Job Evaluation, Expatriate Management, Job Descriptions, Management, Job Analysis, FMLA, Retail, Compensation Structures, Employee Relations, Workforce Planning, PeopleSoft, Benefits Administration, Onboarding, Succession Planning, Talent Management, HRIS, Strategy, Policy, Applicant Tracking..., Labor Relations, Employee Benefits, Employee Engagement, HR Policies, Talent Acquisition, College Recruiting, Organizational Design, ADP Payroll, Hiring, New Hire Orientations, Compensation & Benefit, Payroll, Compensation & Benefits
Education
Graduate School of Education, Rutgers University 2003 — 2005
Master's, Education
Rutgers University-New Brunswick 1993 — 1997
BA, Political Science and International Geography
Elizabeth DiNicola, M.B.A.'s PaineWebber Experience 1988 - 1997
Job Director at TIAACREF
Industry Financial Services
Experience
TIAA-CREF 2013 - Present
Broadridge Financial Solutions 2011 - 2013
UBS Wealth Management 2008 - 2010
UBS Wealth Management 2005 - 2008
UBS Wealth Management/PaineWebber 2001 - 2005
UBS Wealth Management/PaineWebber 1997 - 2001
PaineWebber 1988 - 1997
Skills
Risk Management, Financial Services, Vendor Management, Strategy, Management, Securities, Project Management, Fixed Income, Process Improvement, Banking, Equities, Microsoft Excel, Data Analysis, Analysis, Wealth Management, Business Continuity, Leadership, Finance, Investments, Asset Management, PowerPoint, Microsoft Word, Product Management, Program Management, Hedge Funds, Mutual Funds, Business Analysis, Portfolio Management, Series 7, Financial Risk, Capital Markets, Trading Systems, Derivatives, Series 63, Executive Management, Business Strategy, Financial Markets, Series 24, Market Data, Back Office, Business Development, Relationship Management, Middle Office, Corporate Actions, Word - Advanced, Recruiting, Alternative Investments, FINRA, Securities Lending
Education
University of Pennsylvania - The Wharton School 1993 — 1996
Executive Leadership and Management Program
Pace University - Lubin School of Business 1989 — 1991
MBA, Investment Analysis & Portfolio Mgmt/Finance
Stony Brook University
BS, Mathematics & Economics, minor Accounting
TIAA-CREF 2013 - Present
Broadridge Financial Solutions 2011 - 2013
UBS Wealth Management 2008 - 2010
UBS Wealth Management 2005 - 2008
UBS Wealth Management/PaineWebber 2001 - 2005
UBS Wealth Management/PaineWebber 1997 - 2001
PaineWebber 1988 - 1997
Skills
Risk Management, Financial Services, Vendor Management, Strategy, Management, Securities, Project Management, Fixed Income, Process Improvement, Banking, Equities, Microsoft Excel, Data Analysis, Analysis, Wealth Management, Business Continuity, Leadership, Finance, Investments, Asset Management, PowerPoint, Microsoft Word, Product Management, Program Management, Hedge Funds, Mutual Funds, Business Analysis, Portfolio Management, Series 7, Financial Risk, Capital Markets, Trading Systems, Derivatives, Series 63, Executive Management, Business Strategy, Financial Markets, Series 24, Market Data, Back Office, Business Development, Relationship Management, Middle Office, Corporate Actions, Word - Advanced, Recruiting, Alternative Investments, FINRA, Securities Lending
Education
University of Pennsylvania - The Wharton School 1993 — 1996
Executive Leadership and Management Program
Pace University - Lubin School of Business 1989 — 1991
MBA, Investment Analysis & Portfolio Mgmt/Finance
Stony Brook University
BS, Mathematics & Economics, minor Accounting
Lorraine Mareno Lorraine Mareno's PaineWebber Experience 1990 - 1995
Job Vice President at CBASS
Industry Investment Banking
Experience
C-BASS LLC April 1996 - November 2010
PaineWebber 1990 - 1995
Skills
Financial Modeling, Management, Financial Analysis, Banking, Event Planning, Investments, Portfolio Management, Risk Management, Capital Markets, Human Resources, Leadership, Investment Banking, Fixed Income, Finance, Due Diligence, Asset Management
Education
Queens College 1986 — 1990
C-BASS LLC April 1996 - November 2010
PaineWebber 1990 - 1995
Skills
Financial Modeling, Management, Financial Analysis, Banking, Event Planning, Investments, Portfolio Management, Risk Management, Capital Markets, Human Resources, Leadership, Investment Banking, Fixed Income, Finance, Due Diligence, Asset Management
Education
Queens College 1986 — 1990
Tunji Somma Tunji Somma's PaineWebber Experience 1992 - 1993
Job Real Estate Analyst / Professional
Industry Investment Management
Experience
The Sustainable Development Group - LLC June 2011 - Present
Bank of America May 2000 - June 2005
Fleet Bank 1995 - 2000
The Hartford 1993 - 1995
PaineWebber 1992 - 1993
PaineWebber 1992 - 1993
PaineWebber 1992 - 1993
Skills
Portfolio Management, Investments, Financial Analysis, Management, Analysis, Negotiation, Business Development, Entrepreneurship, New Business Development, Finance, Training, Project Planning, Equities, Real Estate
Education
Rensselaer Polytechnic Institute at Hartford 1997 — 2000
MBA, Finance
University of Scranton 1989 — 1993
BA, Business Management
The Sustainable Development Group - LLC June 2011 - Present
Bank of America May 2000 - June 2005
Fleet Bank 1995 - 2000
The Hartford 1993 - 1995
PaineWebber 1992 - 1993
PaineWebber 1992 - 1993
PaineWebber 1992 - 1993
Skills
Portfolio Management, Investments, Financial Analysis, Management, Analysis, Negotiation, Business Development, Entrepreneurship, New Business Development, Finance, Training, Project Planning, Equities, Real Estate
Education
Rensselaer Polytechnic Institute at Hartford 1997 — 2000
MBA, Finance
University of Scranton 1989 — 1993
BA, Business Management
Michael Hecht's PaineWebber Experience 1998 - 1999
Job Schwab
Industry Financial Services
Experience
Charles Schwab April 2010 - Present
JMP Securities February 2009 - April 2010
Banc of America Securities July 2003 - October 2008
Credit Suisse 1999 - 2003
PaineWebber 1998 - 1999
Mercer Investment Consulting 1997 - 1998
Pershing 1992 - 1997
Skills
Equity Research, Equities, Hedge Funds, Capital Markets, Valuation, Asset Managment, Financial Modeling, Portfolio Management, Investments, Investment Banking, Series 7, Corporate Development, M
Education
New York University - Leonard N. Stern School of Business 1994 — 1997
MBA, Finance & Accounting
Rutgers University-New Brunswick 1987 — 1991
BS, Finance
Charles Schwab April 2010 - Present
JMP Securities February 2009 - April 2010
Banc of America Securities July 2003 - October 2008
Credit Suisse 1999 - 2003
PaineWebber 1998 - 1999
Mercer Investment Consulting 1997 - 1998
Pershing 1992 - 1997
Skills
Equity Research, Equities, Hedge Funds, Capital Markets, Valuation, Asset Managment, Financial Modeling, Portfolio Management, Investments, Investment Banking, Series 7, Corporate Development, M
Education
New York University - Leonard N. Stern School of Business 1994 — 1997
MBA, Finance & Accounting
Rutgers University-New Brunswick 1987 — 1991
BS, Finance
Merrit von Seggern Merrit von Seggern's PaineWebber Experience July 1992 - September 1997
Job Account Director at CA Technologies
Industry Computer Software
Experience
CA Technologies June 2015 - Present
BMC Software October 2012 - June 2015
OPNET Technologies (Aquired by Riverbed Technology 12/2012) March 2008 - October 2012
Morgan Stanley Investment Management March 2003 - January 2008
ASG March 2000 - January 2003
Candle Corp November 1997 - March 2000
PaineWebber July 1992 - September 1997
Skills
Enterprise Software, Cloud Computing, Lead Generation, CRM, Business Strategy, Software Industry, Account Management, ITIL, Strategic Planning, Management, Solution Selling, SaaS, Sales, Salesforce.com, Channel Partners, Networking, Sales Process
Education
Saint Vincent College 1989 — 1992
Mathematics, Philosophy
Ligonier Valley 1985 — 1988
Valley School 1980 — 1988
CA Technologies June 2015 - Present
BMC Software October 2012 - June 2015
OPNET Technologies (Aquired by Riverbed Technology 12/2012) March 2008 - October 2012
Morgan Stanley Investment Management March 2003 - January 2008
ASG March 2000 - January 2003
Candle Corp November 1997 - March 2000
PaineWebber July 1992 - September 1997
Skills
Enterprise Software, Cloud Computing, Lead Generation, CRM, Business Strategy, Software Industry, Account Management, ITIL, Strategic Planning, Management, Solution Selling, SaaS, Sales, Salesforce.com, Channel Partners, Networking, Sales Process
Education
Saint Vincent College 1989 — 1992
Mathematics, Philosophy
Ligonier Valley 1985 — 1988
Valley School 1980 — 1988
Alexandra O'Dell Alexandra O'Dell's PaineWebber Experience 1999 - 2000
Job Superior results are born from focused objectives.
Industry Marketing and Advertising
Experience
My Own Business June 2015 - Present
Kaplan University May 2009 - February 2012
Deutsche Bank Asset Management 2009 - 2009
Wachovia Securities Financial Network 2007 - 2009
TradeStation Securities 2005 - 2007
John W. Henry & Company, Inc. 2002 - 2005
SALOMON SMITH BARNEY 2000 - 2002
PaineWebber 1999 - 2000
Merrill Lynch, Pierce, Fenner & Smith Incorporated 1997 - 1999
Skills
Financial Services, Strategic Planning, Marketing Strategy, Communication, Sales, Alternative Investments, Wealth Management..., Presentation Skills, Risk Management, Client Services, Trade Compliance, Compliance Management, Public Speaking, Investments, Portfolio Management, Analysis, Management, Mutual Funds, Series 7, Trading, Marketing, Options, Social Media Marketing, Securities
Education
Sacred Heart University 1991 — 1995
BA, English & Communications
My Own Business June 2015 - Present
Kaplan University May 2009 - February 2012
Deutsche Bank Asset Management 2009 - 2009
Wachovia Securities Financial Network 2007 - 2009
TradeStation Securities 2005 - 2007
John W. Henry & Company, Inc. 2002 - 2005
SALOMON SMITH BARNEY 2000 - 2002
PaineWebber 1999 - 2000
Merrill Lynch, Pierce, Fenner & Smith Incorporated 1997 - 1999
Skills
Financial Services, Strategic Planning, Marketing Strategy, Communication, Sales, Alternative Investments, Wealth Management..., Presentation Skills, Risk Management, Client Services, Trade Compliance, Compliance Management, Public Speaking, Investments, Portfolio Management, Analysis, Management, Mutual Funds, Series 7, Trading, Marketing, Options, Social Media Marketing, Securities
Education
Sacred Heart University 1991 — 1995
BA, English & Communications
Brian Docherty's PaineWebber Experience 1998 - 1999
Job Sr. Business Solutions Consultant at Misys
Industry Banking
Experience
Misys February 2015 - Present
J.P. Morgan April 2008 - January 2015
The Bank of New York Mellon 2000 - 2008
PaineWebber 1998 - 1999
SunGard 1996 - 1998
EMR Securities 1993 - 1996
Pershing, a BNY Mellon company 1989 - 1993
Skills
Global Custody, Securities, Fixed Income, Hedge Funds, Alternative Investments, Equities, Mutual Funds, Derivatives, Asset Managment, Bloomberg, Capital Markets, Middle Office, Fund Accounting, Relationship Management, Cash Management, Investments, Fund Administration, Financial Markets, Portfolio Management, Trading Systems, Settlement, Asset Management, Bonds, Wealth Management, Financial Services, Corporate Actions, FX Options, Investment Banking, Back Office, Banking, Trading, Series 7, Investment Management, Options, Series 63
Education
Rowan University 1984 — 1988
BA, Economics
Misys February 2015 - Present
J.P. Morgan April 2008 - January 2015
The Bank of New York Mellon 2000 - 2008
PaineWebber 1998 - 1999
SunGard 1996 - 1998
EMR Securities 1993 - 1996
Pershing, a BNY Mellon company 1989 - 1993
Skills
Global Custody, Securities, Fixed Income, Hedge Funds, Alternative Investments, Equities, Mutual Funds, Derivatives, Asset Managment, Bloomberg, Capital Markets, Middle Office, Fund Accounting, Relationship Management, Cash Management, Investments, Fund Administration, Financial Markets, Portfolio Management, Trading Systems, Settlement, Asset Management, Bonds, Wealth Management, Financial Services, Corporate Actions, FX Options, Investment Banking, Back Office, Banking, Trading, Series 7, Investment Management, Options, Series 63
Education
Rowan University 1984 — 1988
BA, Economics
Lauren Himml Lauren Himml's PaineWebber Experience 2000 - 2001
Job Business Intelligence Analyst at Boston University
Industry Market Research
Experience
Boston University January 2014 - Present
Eduventures April 2011 - December 2013
Sea Change Research and Consulting January 2010 - April 2011
AMP Agency October 2006 - November 2008
AMP Agency February 2003 - October 2006
Dalbar, Inc. 2001 - 2002
PaineWebber 2000 - 2001
Dalbar 1993 - 2000
Fleet Bank April 1988 - December 1992
Bank of New England 1988 - 1992
Skills
Qualitative Research, Customer Insight, Quantitative Research, Survey Design, Focus Groups, Data Analysis, Strategy, Interviews, International Relations, Analysis, Consulting, Research, Higher Education, Online Research, Marketing Strategy, Workshop Facilitation, CRM, Business Development, Consumer Behaviour, Market Research, Statistics, Program Evaluation, Program Management, Team Building, Financial Services, Marketing, Ethnography, Proposal Writing, Salesforce.com, SPSS, Leadership, Research Design, Program Development, Report Writing, Strategic Communications, Management Consulting, Management, Market Analysis, Survey Research, Project Planning, Strategic Planning, Strategic Partnerships
Education
Simmons College
B.A., Math/Economics
Boston University January 2014 - Present
Eduventures April 2011 - December 2013
Sea Change Research and Consulting January 2010 - April 2011
AMP Agency October 2006 - November 2008
AMP Agency February 2003 - October 2006
Dalbar, Inc. 2001 - 2002
PaineWebber 2000 - 2001
Dalbar 1993 - 2000
Fleet Bank April 1988 - December 1992
Bank of New England 1988 - 1992
Skills
Qualitative Research, Customer Insight, Quantitative Research, Survey Design, Focus Groups, Data Analysis, Strategy, Interviews, International Relations, Analysis, Consulting, Research, Higher Education, Online Research, Marketing Strategy, Workshop Facilitation, CRM, Business Development, Consumer Behaviour, Market Research, Statistics, Program Evaluation, Program Management, Team Building, Financial Services, Marketing, Ethnography, Proposal Writing, Salesforce.com, SPSS, Leadership, Research Design, Program Development, Report Writing, Strategic Communications, Management Consulting, Management, Market Analysis, Survey Research, Project Planning, Strategic Planning, Strategic Partnerships
Education
Simmons College
B.A., Math/Economics
Debbie Pickert's PaineWebber Experience 1997 - 1998
Job Divisional Administrative Officer, Executive Director
Industry Financial Services
Experience
UBS Financial Services Inc. 2010 - Present
UBS Financial Services Inc. 2001 - 2010
UBS Financial Services 1998 - 2001
PaineWebber 1997 - 1998
PaineWebber 1993 - 1997
PaineWebber 1990 - 1993
Skills
Securities, Licensing, Wealth Management, Mutual Funds, Alternative Investments, Asset Allocation, Risk Management, Fixed Income, Equities, Hedge Funds, FINRA, Investment Advisory
Education
Radford University 1984 — 1988
BS, Finance
Radford University 1984 — 1988
BS, Finance
UBS Financial Services Inc. 2010 - Present
UBS Financial Services Inc. 2001 - 2010
UBS Financial Services 1998 - 2001
PaineWebber 1997 - 1998
PaineWebber 1993 - 1997
PaineWebber 1990 - 1993
Skills
Securities, Licensing, Wealth Management, Mutual Funds, Alternative Investments, Asset Allocation, Risk Management, Fixed Income, Equities, Hedge Funds, FINRA, Investment Advisory
Education
Radford University 1984 — 1988
BS, Finance
Radford University 1984 — 1988
BS, Finance
Kevin Suszko Kevin Suszko's PaineWebber Experience March 1986 - September 1989
Job Owner, Kevin P. Suszko, CPA, PC
Industry Financial Services
Experience
Kevin P. Suszko, CPA, PC April 1986 - Present
PaineWebber March 1986 - September 1989
PaineWebber Properties 1985 - 1987
Arthur Young September 1984 - March 1986
Skills
Tax Preparation, Accounting, Tax, Entrepreneurship, Finance, Tax Law, Real Estate, CPA, Financial Reporting, Insurance, Financial Services, Strategic Financial..., Financial Analysis, Investments, Nonprofits, Management Consulting, Securities, Managerial Finance, Private Equity, Financial Planning, Small Business
Education
Pace University - Lubin School of Business 1980 — 1984
MBA, Finance
high school 1976 — 1980
Kevin P. Suszko, CPA, PC April 1986 - Present
PaineWebber March 1986 - September 1989
PaineWebber Properties 1985 - 1987
Arthur Young September 1984 - March 1986
Skills
Tax Preparation, Accounting, Tax, Entrepreneurship, Finance, Tax Law, Real Estate, CPA, Financial Reporting, Insurance, Financial Services, Strategic Financial..., Financial Analysis, Investments, Nonprofits, Management Consulting, Securities, Managerial Finance, Private Equity, Financial Planning, Small Business
Education
Pace University - Lubin School of Business 1980 — 1984
MBA, Finance
high school 1976 — 1980
Nadia Ferrari Nadia Ferrari's PaineWebber Experience 1999 - 2000
Job Recruiting & Professional Development Administrator, San Francisco & Palo Alto, Sheppard Mullin
Industry Staffing and Recruiting
Experience
Sheppard Mullin September 2007 - Present
Kelly Services November 2006 - September 2007
Single Buoy Moorings June 2003 - February 2006
Campari International 2006 - 2006
Temporary agency 2006 - 2006
Chevron October 2001 - August 2002
Tectonic Fund 2000 - 2001
PaineWebber 1999 - 2000
Skills
Talent Management, Human Resources, English, Recruiting, Event Planning, Project Management, French, Outlook, Microsoft Office
Education
London School of Economics and Political Science 1997 — 1998
Master of Science (MSc), Western European Studies
San Francisco State University 1993 — 1996
BA, International Relations and French, Summa Cum Laude
Sheppard Mullin September 2007 - Present
Kelly Services November 2006 - September 2007
Single Buoy Moorings June 2003 - February 2006
Campari International 2006 - 2006
Temporary agency 2006 - 2006
Chevron October 2001 - August 2002
Tectonic Fund 2000 - 2001
PaineWebber 1999 - 2000
Skills
Talent Management, Human Resources, English, Recruiting, Event Planning, Project Management, French, Outlook, Microsoft Office
Education
London School of Economics and Political Science 1997 — 1998
Master of Science (MSc), Western European Studies
San Francisco State University 1993 — 1996
BA, International Relations and French, Summa Cum Laude
REBECCA J CARFI REBECCA J CARFI's PaineWebber Experience September 1985 - December 1990
Job Owner, Shop.com Internet Franchise
Industry Internet
Experience
youronlinemall.biz December 2009 - Present
PaineWebber September 1985 - December 1990
Sanford C. Bernstein June 1982 - June 1985
Skills
Change Management, Financial Management, Systems Analysis, Managerial Finance, Public Speaking, Social Media, Strategic Planning, Customer Service, Social Networking, Marketing Strategy, Social Media Marketing, Entrepreneurship, Marketing, Microsoft Office, Process Improvement, Program Management, Business Process..., Start-ups, Management Consulting, Project Management, Management, Business Analysis, Team Leadership, Business Strategy, Project Planning, New Business Development, Training, Business Development, Budgets, Team Building
Education
Rensselaer Polytechnic Institute 1971 — 1977
Master of Science, Computer Science
W.T. Clarke High School 1965 — 1971
youronlinemall.biz December 2009 - Present
PaineWebber September 1985 - December 1990
Sanford C. Bernstein June 1982 - June 1985
Skills
Change Management, Financial Management, Systems Analysis, Managerial Finance, Public Speaking, Social Media, Strategic Planning, Customer Service, Social Networking, Marketing Strategy, Social Media Marketing, Entrepreneurship, Marketing, Microsoft Office, Process Improvement, Program Management, Business Process..., Start-ups, Management Consulting, Project Management, Management, Business Analysis, Team Leadership, Business Strategy, Project Planning, New Business Development, Training, Business Development, Budgets, Team Building
Education
Rensselaer Polytechnic Institute 1971 — 1977
Master of Science, Computer Science
W.T. Clarke High School 1965 — 1971
Brigitte Hofmeister's PaineWebber Experience May 1986 - December 1990
Job Learning Specialist at The University of Kansas Medical Center
Industry Education Management
Experience
The University of Kansas Medical Center August 2008 - Present
PaineWebber May 1986 - December 1990
Skills
Higher Education, Instructional Design, Curriculum Design, Teaching, Curriculum Development, E-Learning, Educational Technology, Student Affairs, Adult Education, Distance Learning, Tutoring, Staff Development, Program Development, Public Speaking, Research, Program Evaluation, Grant Writing, Instructional Technology, Student Development, Academic Advising
Education
Rockhurst University 2008 — 2012
Master of Education (M.Ed.), Educational Leadership and Administration, General
University of Kansas 1981 — 1985
Bachelor of Science (B.S.), Business/Commerce, General
The University of Kansas Medical Center August 2008 - Present
PaineWebber May 1986 - December 1990
Skills
Higher Education, Instructional Design, Curriculum Design, Teaching, Curriculum Development, E-Learning, Educational Technology, Student Affairs, Adult Education, Distance Learning, Tutoring, Staff Development, Program Development, Public Speaking, Research, Program Evaluation, Grant Writing, Instructional Technology, Student Development, Academic Advising
Education
Rockhurst University 2008 — 2012
Master of Education (M.Ed.), Educational Leadership and Administration, General
University of Kansas 1981 — 1985
Bachelor of Science (B.S.), Business/Commerce, General
Marylou Pych Marylou Pych's PaineWebber Experience March 1993 - June 1997
Job Marketing and Advertising Professional
Industry Marketing and Advertising
Experience
PaineWebber March 1993 - June 1997
Skills
Media Planning, Advertising, Product Marketing, Marketing Communications, Marketing, Integrated Marketing, Direct Marketing, Digital Marketing, Email Marketing, Social Media Marketing, Brand Management, Marketing Management, Market Planning, Mobile Marketing, Media Buying, Online Advertising, Marketing Research, Advertising Sales
Education
Saint Peter's College, 1987 — 1996
B.S., Marketing
Saint Peter's University 1987 — 1990
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
PaineWebber March 1993 - June 1997
Skills
Media Planning, Advertising, Product Marketing, Marketing Communications, Marketing, Integrated Marketing, Direct Marketing, Digital Marketing, Email Marketing, Social Media Marketing, Brand Management, Marketing Management, Market Planning, Mobile Marketing, Media Buying, Online Advertising, Marketing Research, Advertising Sales
Education
Saint Peter's College, 1987 — 1996
B.S., Marketing
Saint Peter's University 1987 — 1990
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
Desmond Battiste Desmond Battiste's PaineWebber Experience 1992 - 1995
Job Managing Partner, DGB Management, Inc.
Industry Wireless
Experience
DGB Management, Inc. November 2004 - Present
Allied Riser Communications June 2000 - August 2001
AOL/Netscape Communications March 1998 - June 2000
PaineWebber 1992 - 1995
Skills
Wireless, Program Management, Telecommunications, Mobile Devices, Wireless Networking, Wireless Site Surveys, Solution Selling, Team Leadership, Vendor Management, Project Management, IP Cameras, Product Management, Strategic Planning, Enterprise Software, Operations Management, VoIP, Wireless Communications..., IP, Surveillance, Key Account Management, Small Business, Healthcare Information..., DAS, P&L Responsibility, Business Development
Education
UOP 2004 — 2006
Bachelor's degree
Queensborough Community College 1985 — 1988
Associate of Arts and Sciences (A.A.S.)
DGB Management, Inc. November 2004 - Present
Allied Riser Communications June 2000 - August 2001
AOL/Netscape Communications March 1998 - June 2000
PaineWebber 1992 - 1995
Skills
Wireless, Program Management, Telecommunications, Mobile Devices, Wireless Networking, Wireless Site Surveys, Solution Selling, Team Leadership, Vendor Management, Project Management, IP Cameras, Product Management, Strategic Planning, Enterprise Software, Operations Management, VoIP, Wireless Communications..., IP, Surveillance, Key Account Management, Small Business, Healthcare Information..., DAS, P&L Responsibility, Business Development
Education
UOP 2004 — 2006
Bachelor's degree
Queensborough Community College 1985 — 1988
Associate of Arts and Sciences (A.A.S.)
Dom Macchione Dom Macchione's PaineWebber Experience March 1996 - February 1997
Job Global Client Services Delivery Manager at HewlettPackard
Industry Information Technology and Services
Experience
Hewlett-Packard April 2006 - Present
Hewlett-Packard November 2006 - April 2012
Intel June 2000 - November 2006
Intel May 1997 - June 2000
PaineWebber March 1996 - February 1997
Barclays de Zoette Wedd 1991 - 1996
Manufacturers Hanover Trust December 1986 - January 1991
Drexel Burnham Lambert May 1985 - December 1986
Shearson Lehman Bros. May 1985 - February 1986
Future Information Systems April 1984 - May 1985
Skills
Disaster Recovery, Pre-sales, Professional Services, Product Management, Service Delivery, Enterprise Software, Operating Systems, Security, Engineering, ITIL Service Strategy
Education
Pace University - Lubin School of Business 1980 — 1984
BBA, MIS
Hewlett-Packard April 2006 - Present
Hewlett-Packard November 2006 - April 2012
Intel June 2000 - November 2006
Intel May 1997 - June 2000
PaineWebber March 1996 - February 1997
Barclays de Zoette Wedd 1991 - 1996
Manufacturers Hanover Trust December 1986 - January 1991
Drexel Burnham Lambert May 1985 - December 1986
Shearson Lehman Bros. May 1985 - February 1986
Future Information Systems April 1984 - May 1985
Skills
Disaster Recovery, Pre-sales, Professional Services, Product Management, Service Delivery, Enterprise Software, Operating Systems, Security, Engineering, ITIL Service Strategy
Education
Pace University - Lubin School of Business 1980 — 1984
BBA, MIS
Scott Diamond Scott Diamond's PaineWebber Experience 1998 - 2000
Job Director of Special Projects at Drive Medical Design & Manufacturing
Industry Real Estate
Experience
Drive Medical Design & Manufacturing December 2008 - Present
Barclays Investment Bank August 2004 - October 2008
Credit Suisse October 2000 - March 2004
PaineWebber 1998 - 2000
Skills
Commercial Real Estate, Real Estate Financing, Loans, Credit, Due Diligence, Real Estate, Negotiation, Real Estate Economics, New Business Development, Real Estate Development, Real Estate Transactions, Commercial Mortgages, Disposition, Time Management, Investment Properties, Brokerage, Cash Flow, CMBS, Leases, Investors, Property Management, Corporate Real Estate, Acquisitions
Education
Penn State University 1995 — 1999
Bachelor of Science (BS), Finance, General
Drive Medical Design & Manufacturing December 2008 - Present
Barclays Investment Bank August 2004 - October 2008
Credit Suisse October 2000 - March 2004
PaineWebber 1998 - 2000
Skills
Commercial Real Estate, Real Estate Financing, Loans, Credit, Due Diligence, Real Estate, Negotiation, Real Estate Economics, New Business Development, Real Estate Development, Real Estate Transactions, Commercial Mortgages, Disposition, Time Management, Investment Properties, Brokerage, Cash Flow, CMBS, Leases, Investors, Property Management, Corporate Real Estate, Acquisitions
Education
Penn State University 1995 — 1999
Bachelor of Science (BS), Finance, General
Christopher Cowans Christopher Cowans's PaineWebber Experience May 1994 - June 2000
Job Managing Director/ SVPInvestments at Arthur W. Wood Company, Inc.
Industry Financial Services
Experience
Arthur W. Wood Company, Inc. 2014 - Present
Morgan Stanley June 2000 - October 2014
PaineWebber May 1994 - June 2000
Prudential Bache Securities November 1990 - May 1994
Tucker Anthony and R.L. Day April 1987 - November 1990
Skills
Investments, Series 7, Retirement, Financial Advisory, Financial Services, Fixed Income, Wealth Management, Portfolio Management, Series 63, Alternative Investments, Mutual Funds, Equities, Asset Management, Asset Allocation, Securities, Retirement Planning, Fixed Annuities, Investment Strategies, FINRA, Investment Advisory, Estate Planning, Life Insurance, Asset Managment, Series 65, Strategic Financial...
Education
University of Southern Maine - School of Business 1983 — 1986
B Sc, Business admin.
Queen's University 1981 — 1983
none, Arts and science
Bishop's College School 1975 — 1981
Arthur W. Wood Company, Inc. 2014 - Present
Morgan Stanley June 2000 - October 2014
PaineWebber May 1994 - June 2000
Prudential Bache Securities November 1990 - May 1994
Tucker Anthony and R.L. Day April 1987 - November 1990
Skills
Investments, Series 7, Retirement, Financial Advisory, Financial Services, Fixed Income, Wealth Management, Portfolio Management, Series 63, Alternative Investments, Mutual Funds, Equities, Asset Management, Asset Allocation, Securities, Retirement Planning, Fixed Annuities, Investment Strategies, FINRA, Investment Advisory, Estate Planning, Life Insurance, Asset Managment, Series 65, Strategic Financial...
Education
University of Southern Maine - School of Business 1983 — 1986
B Sc, Business admin.
Queen's University 1981 — 1983
none, Arts and science
Bishop's College School 1975 — 1981
Kimberly Spear Kimberly Spear's PaineWebber Experience July 1998 - November 2000
Job Client Services Braskem America
Industry Plastics
Experience
Braskem October 2011 - Present
Performance Development Group April 2011 - September 2011
Charleston Symphony Orchestra January 2006 - December 2007
Interstate Distributor Co. November 2001 - May 2005
PaineWebber July 1998 - November 2000
Skills
PowerPoint, Microsoft Office, Marketing, Strategic Planning, Project Management, Budget, Microsoft Excel, Management, Microsoft Word, Leadership, Project Planning, Team Leadership, Event Planning, Product Development, Sales, Training, New Business Development, Budgets
Education
Penn State University 1993 — 1997
Bachelor of Arts, International Politics, Geography
Braskem October 2011 - Present
Performance Development Group April 2011 - September 2011
Charleston Symphony Orchestra January 2006 - December 2007
Interstate Distributor Co. November 2001 - May 2005
PaineWebber July 1998 - November 2000
Skills
PowerPoint, Microsoft Office, Marketing, Strategic Planning, Project Management, Budget, Microsoft Excel, Management, Microsoft Word, Leadership, Project Planning, Team Leadership, Event Planning, Product Development, Sales, Training, New Business Development, Budgets
Education
Penn State University 1993 — 1997
Bachelor of Arts, International Politics, Geography
Adam R. Streater's PaineWebber Experience May 2002 - May 2003
Job Financial Consultant 4 Corporate Treasury at Wells Fargo & Company
Industry Financial Services
Experience
Wells Fargo April 2012 - Present
MoneyGram International June 2009 - April 2012
Citi September 2007 - May 2009
UBS May 2003 - September 2007
PaineWebber May 2002 - May 2003
Skills
Financial Analysis, Financial Modeling, Treasury Management, Strategic Financial..., Essbase, Banking, Cash Management, Investments, Portfolio Management, Treasury, Risk Management, Corporate Finance, Capital Markets, Stress Testing, ICAAP, Project Management, CCAR
Education
University of St. Thomas
MBA, Finance
St. John's University
BA, Economics
Wells Fargo April 2012 - Present
MoneyGram International June 2009 - April 2012
Citi September 2007 - May 2009
UBS May 2003 - September 2007
PaineWebber May 2002 - May 2003
Skills
Financial Analysis, Financial Modeling, Treasury Management, Strategic Financial..., Essbase, Banking, Cash Management, Investments, Portfolio Management, Treasury, Risk Management, Corporate Finance, Capital Markets, Stress Testing, ICAAP, Project Management, CCAR
Education
University of St. Thomas
MBA, Finance
St. John's University
BA, Economics
Linda Welborn's PaineWebber Experience 1989 - 1992
Job Principal and Founder, LGW Consulting LLC
Industry Financial Services
Experience
LGW Consulting LLC February 2007 - Present
Pershing 1996 - 2006
Smith Barney 1992 - 1996
PaineWebber 1989 - 1992
Education
Rider University 1983 — 1988
Bachelor of Arts, Psychology and Busness
Manhasset High School 1979 — 1983
College Prep
LGW Consulting LLC February 2007 - Present
Pershing 1996 - 2006
Smith Barney 1992 - 1996
PaineWebber 1989 - 1992
Education
Rider University 1983 — 1988
Bachelor of Arts, Psychology and Busness
Manhasset High School 1979 — 1983
College Prep
Andrew Stenwall's PaineWebber Experience 1988 - 1990
Job CEO at Peridiem Global Investors, LLC
Industry Investment Management
Experience
Peridiem Global Investors, LLC January 2011 - Present
Nuveen Asset Management August 2004 - April 2011
Banc of Amercia Capital Asset Management June 1997 - April 2004
Lazard Freres 1995 - 1997
Lehman Brothers 1990 - 1995
PaineWebber 1988 - 1990
Skills
Portfolio Management
Education
UCLA Anderson School of Management 2000 — 2003
MBA, Finance
Rensselaer Polytechnic Institute 1984 — 1988
Peridiem Global Investors, LLC January 2011 - Present
Nuveen Asset Management August 2004 - April 2011
Banc of Amercia Capital Asset Management June 1997 - April 2004
Lazard Freres 1995 - 1997
Lehman Brothers 1990 - 1995
PaineWebber 1988 - 1990
Skills
Portfolio Management
Education
UCLA Anderson School of Management 2000 — 2003
MBA, Finance
Rensselaer Polytechnic Institute 1984 — 1988
Christopher Brinton's PaineWebber Experience April 1993 - June 1997
Job Managing Director at Barclays Capital
Industry Information Technology and Services
Experience
Barclays Capital Director of Product DevelopmentBreakaway SolutionsDecember 1998 - May 2001
Sun Microsystems June 1997 - November 1998
PaineWebber April 1993 - June 1997
Education
Rensselaer Polytechnic Institute 1986 — 1991
Barclays Capital Director of Product DevelopmentBreakaway SolutionsDecember 1998 - May 2001
Sun Microsystems June 1997 - November 1998
PaineWebber April 1993 - June 1997
Education
Rensselaer Polytechnic Institute 1986 — 1991
Amit Trivedi, CFA's PaineWebber Experience September 1995 - September 2000
Job Senior Vice President, Taxable Fixed Income Trading & Sales E.K. Riley Investments, LLC
Industry Investment Management
Experience
E.K. Riley Investments, LLC August 2009 - Present
Alaska Airlines March 2008 - July 2010
E.K. Riley Investments, LLC / Strand, Atkinson, Williams & York, Inc. January 2005 - March 2008
Morgan Stanley October 2003 - December 2004
BondHub Inc. September 2000 - February 2003
PaineWebber September 1995 - September 2000
Skills
Business Development, Asset Management, Cash Management, Capital Markets, Financial Modeling, Finance, Fixed Income, Hedging, Investments, Marketing, Portfolio Management, Securities, Series 7, Trading, Treasury, Equities
Education
Seattle University 1992 — 1996
Bachelor of Arts (B.A.), Finance, General
E.K. Riley Investments, LLC August 2009 - Present
Alaska Airlines March 2008 - July 2010
E.K. Riley Investments, LLC / Strand, Atkinson, Williams & York, Inc. January 2005 - March 2008
Morgan Stanley October 2003 - December 2004
BondHub Inc. September 2000 - February 2003
PaineWebber September 1995 - September 2000
Skills
Business Development, Asset Management, Cash Management, Capital Markets, Financial Modeling, Finance, Fixed Income, Hedging, Investments, Marketing, Portfolio Management, Securities, Series 7, Trading, Treasury, Equities
Education
Seattle University 1992 — 1996
Bachelor of Arts (B.A.), Finance, General
Stephen Kuo's PaineWebber Experience October 1997 - September 1998
Job Associate Manager, Footwear & Leather Accessories Product Development & Production at John Varvatos Enterprises
Industry Retail
Experience
John Varvatos Enterprises August 2015 - Present
John Varvatos Enterprises December 2013 - July 2015
ANN INC. (parent company of Ann Taylor, LOFT & Lou & Grey) February 2013 - December 2013
Williams-Sonoma, Inc. May 2012 - February 2013
Ann Taylor September 2010 - April 2012
Ann Taylor June 2007 - September 2010
Ann Taylor August 2003 - May 2007
American Express March 2000 - July 2003
Jefferies & Co. September 1998 - February 2000
PaineWebber October 1997 - September 1998
Skills
Retail, Forecasting, Analysis, Visual Merchandising, Project Planning, E-commerce
Education
Rutgers University-New Brunswick 1993 — 1997
Bachelor of Arts in Economics, with concentrations in accounting and finance and a minor in Psycholog
John Varvatos Enterprises August 2015 - Present
John Varvatos Enterprises December 2013 - July 2015
ANN INC. (parent company of Ann Taylor, LOFT & Lou & Grey) February 2013 - December 2013
Williams-Sonoma, Inc. May 2012 - February 2013
Ann Taylor September 2010 - April 2012
Ann Taylor June 2007 - September 2010
Ann Taylor August 2003 - May 2007
American Express March 2000 - July 2003
Jefferies & Co. September 1998 - February 2000
PaineWebber October 1997 - September 1998
Skills
Retail, Forecasting, Analysis, Visual Merchandising, Project Planning, E-commerce
Education
Rutgers University-New Brunswick 1993 — 1997
Bachelor of Arts in Economics, with concentrations in accounting and finance and a minor in Psycholog
Tom Donatacci's PaineWebber Experience 1986 - 1996
Job Executive Vice President at Clayton
Industry Capital Markets
Experience
Clayton March 2009 - Present
GMAC ResCap June 2005 - March 2009
Lehman Brothers June 1998 - June 2005
GMAC Mortgage June 1996 - June 1998
PaineWebber 1986 - 1996
Skills
Mortgage Banking, Valuation, Mergers, Mortgage Servicing, Investment Banking, Mortgage Lending, Banking, Securitization, MBS, Capital Markets, Portfolio Management, Loan Servicing, Mergers & Acquisitions, Credit, Leadership, Risk Management, Structured Finance, Loans, Executive Management, Asset Management, Credit Analysis, Financial Services, Fixed Income, Real Estate, Hedge Funds, Credit Risk, Financial Structuring
Education
Seton Hall University 1985 — 1988
MBA, Finance
Rutgers University-New Brunswick 1981 — 1985
BA, Economics & English
Hudson Catholic HS
Hudson Catholic HS
Hudson Catholic HS
Clayton March 2009 - Present
GMAC ResCap June 2005 - March 2009
Lehman Brothers June 1998 - June 2005
GMAC Mortgage June 1996 - June 1998
PaineWebber 1986 - 1996
Skills
Mortgage Banking, Valuation, Mergers, Mortgage Servicing, Investment Banking, Mortgage Lending, Banking, Securitization, MBS, Capital Markets, Portfolio Management, Loan Servicing, Mergers & Acquisitions, Credit, Leadership, Risk Management, Structured Finance, Loans, Executive Management, Asset Management, Credit Analysis, Financial Services, Fixed Income, Real Estate, Hedge Funds, Credit Risk, Financial Structuring
Education
Seton Hall University 1985 — 1988
MBA, Finance
Rutgers University-New Brunswick 1981 — 1985
BA, Economics & English
Hudson Catholic HS
Hudson Catholic HS
Hudson Catholic HS
Beth Tutty's PaineWebber Experience 1994 - 1998
Job "Problem Solving Solution Provider"
Industry Management Consulting
Experience
TGA Premier Youth Golf and Tennis of Essex & Morris County 2009 - Present
Business Golf Connection March 2006 - Present
Wachovia December 2001 - June 2007
Morgan Stanley 2000 - 2002
Painewebber 1994 - 1998
Skills
Financial Analysis, Financial Forecasting, Grant Writing, Strategic Planning, Program Management, Programd development, Leadership, Personal Development, Advertising, Sales, Marketing Strategy, Microsoft Certified..., Customer Service, Risk Management, Operations Management, Business Strategy, Managing Multi-Million..., Public Speaking, Team Building, New Business Development
Education
Rutgers, The State University of New Jersey-Newark
Rutgers, The State University of New Jersey-Newark
TGA Premier Youth Golf and Tennis of Essex & Morris County 2009 - Present
Business Golf Connection March 2006 - Present
Wachovia December 2001 - June 2007
Morgan Stanley 2000 - 2002
Painewebber 1994 - 1998
Skills
Financial Analysis, Financial Forecasting, Grant Writing, Strategic Planning, Program Management, Programd development, Leadership, Personal Development, Advertising, Sales, Marketing Strategy, Microsoft Certified..., Customer Service, Risk Management, Operations Management, Business Strategy, Managing Multi-Million..., Public Speaking, Team Building, New Business Development
Education
Rutgers, The State University of New Jersey-Newark
Rutgers, The State University of New Jersey-Newark
Jill Vaidman's PaineWebber Experience June 1994 - July 1996
Job Senior Functional Analyst Implementations at ACS, a Xerox Company
Industry Outsourcing/Offshoring
Experience
ACS, a Xerox Company March 2011 - Present
ACS, a Xerox Company May 2005 - February 2011
Mellon HR Solutions December 2001 - May 2005
PricewaterhouseCoopers/Unifi July 1998 - December 2001
Kwasha Lipton/Coopers&Lybrand July 1996 - July 1998
PaineWebber June 1994 - July 1996
Skills
Employee Benefits, Benefits Administration, Vendor Management, Outsourcing, Process Improvement, Change Management, Business Analysis, Project Management, Employee Relations, Requirements Analysis, Organizational..., Visio, Business Process..., Requirements Gathering
Education
Rutgers, The State University of New Jersey-New Brunswick 1990 — 1994
Bachelor of Arts, Psychology
ACS, a Xerox Company March 2011 - Present
ACS, a Xerox Company May 2005 - February 2011
Mellon HR Solutions December 2001 - May 2005
PricewaterhouseCoopers/Unifi July 1998 - December 2001
Kwasha Lipton/Coopers&Lybrand July 1996 - July 1998
PaineWebber June 1994 - July 1996
Skills
Employee Benefits, Benefits Administration, Vendor Management, Outsourcing, Process Improvement, Change Management, Business Analysis, Project Management, Employee Relations, Requirements Analysis, Organizational..., Visio, Business Process..., Requirements Gathering
Education
Rutgers, The State University of New Jersey-New Brunswick 1990 — 1994
Bachelor of Arts, Psychology
Angie (Groseclose) Tartaglione's PaineWebber Experience 1993 - 1999
Job Senior Risk Analyst Model Development COE at GE Capital
Industry Financial Services
Experience
GE Capital October 2013 - Present
UBS February 1999 - November 2012
UBS 1999 - 2005
PaineWebber 1993 - 1999
PaineWebber 1991 - 1993
Skills
Investment Banking, Business Analysis, Derivatives, Financial Reporting, Financial Risk, Business Objects, Business Intelligence, Fixed Income, Accounting, Reporting Applications, Capital Markets, Swaps, SAP BW, Product Control, Internal Audit, Equities, IFRS, Financial Modeling, Financial Services, Credit, Training, Requirements Gathering, Credit Derivatives, Bonds, Middle Office, Bloomberg, Financial Markets, Structured Products, Underwriting, Influence Without..., Influential Communicator, Risk Management
Education
City University of New York-Queens College
BA Accounting and Information Systems, Accounting
St Benedicts
GE Capital October 2013 - Present
UBS February 1999 - November 2012
UBS 1999 - 2005
PaineWebber 1993 - 1999
PaineWebber 1991 - 1993
Skills
Investment Banking, Business Analysis, Derivatives, Financial Reporting, Financial Risk, Business Objects, Business Intelligence, Fixed Income, Accounting, Reporting Applications, Capital Markets, Swaps, SAP BW, Product Control, Internal Audit, Equities, IFRS, Financial Modeling, Financial Services, Credit, Training, Requirements Gathering, Credit Derivatives, Bonds, Middle Office, Bloomberg, Financial Markets, Structured Products, Underwriting, Influence Without..., Influential Communicator, Risk Management
Education
City University of New York-Queens College
BA Accounting and Information Systems, Accounting
St Benedicts
Phil Rothenstein's PaineWebber Experience 1986 - 1994
Job Senior IT business management leader
Industry Financial Services
Experience
Morgan Stanley 1994 - 2008
PaineWebber 1986 - 1994
First Boston 1977 - 1986
Skills
Vendor Management, Program Management, Management, Governance, Strategy, Contract Negotiation
Education
University of Pennsylvania 1970 — 1976
MS, Computer & Information Sciences
Queens College 1965 — 1969
BA, Mathematics
Morgan Stanley 1994 - 2008
PaineWebber 1986 - 1994
First Boston 1977 - 1986
Skills
Vendor Management, Program Management, Management, Governance, Strategy, Contract Negotiation
Education
University of Pennsylvania 1970 — 1976
MS, Computer & Information Sciences
Queens College 1965 — 1969
BA, Mathematics
Ramsey Shiber's PaineWebber Experience October 1998 - October 1999
Job Vice President at National Bank of Egypt, New York
Industry Banking
Experience
National Bank of Egypt, New York 2001 - Present
PaineWebber October 1998 - October 1999
Skills
AML, Banking, Business Analysis, Capital Markets, Commercial Banking, Corporate Finance, Credit, Credit Analysis, Credit Cards, Credit Risk, Derivatives, Financial Risk
Education
Pace University - Lubin School of Business 1984 — 1989
College Protestant Francais
National Bank of Egypt, New York 2001 - Present
PaineWebber October 1998 - October 1999
Skills
AML, Banking, Business Analysis, Capital Markets, Commercial Banking, Corporate Finance, Credit, Credit Analysis, Credit Cards, Credit Risk, Derivatives, Financial Risk
Education
Pace University - Lubin School of Business 1984 — 1989
College Protestant Francais
Dalia Bose Tole, CFA's PaineWebber Experience June 1998 - June 1999
Job
Industry Financial Services
Experience
Keller Williams August 2013 - Present
Yahoo June 2011 - December 2013
UBS Investment Bank June 1999 - March 2007
PaineWebber June 1998 - June 1999
Skills
Finance, Valuation, Equities, Asset Management, Emerging Markets, M&A analysis, Equity Research, Financial Markets, Real Estate, Investments, Analysis, Investment Banking, Capital Markets, Financial Analysis, Real Estate Transactions, Financial Modeling
Education
CFA Institute 2000 — 2002
Chartered Financial Analyst
Queens College 1996 — 1999
BA
Keller Williams August 2013 - Present
Yahoo June 2011 - December 2013
UBS Investment Bank June 1999 - March 2007
PaineWebber June 1998 - June 1999
Skills
Finance, Valuation, Equities, Asset Management, Emerging Markets, M&A analysis, Equity Research, Financial Markets, Real Estate, Investments, Analysis, Investment Banking, Capital Markets, Financial Analysis, Real Estate Transactions, Financial Modeling
Education
CFA Institute 2000 — 2002
Chartered Financial Analyst
Queens College 1996 — 1999
BA
Stephen Yautz's PaineWebber Experience 1998 - 2000
Job Owner / Archivist and Historian
Industry Libraries
Experience
SMY Historical Services January 2003 - Present
New Jersey Historical Society May 2003 - December 2003
PaineWebber 1998 - 2000
Norddeutsche Landesbank New York 1993 - 1998
Skills
Library, Genealogy, Archives
Education
Rutgers, The State University of New Jersey-Newark 2001 — 2003
Saint Peter's University 1987 — 1991
Saint Peter's University 1987 — 1991
B.A.
SMY Historical Services January 2003 - Present
New Jersey Historical Society May 2003 - December 2003
PaineWebber 1998 - 2000
Norddeutsche Landesbank New York 1993 - 1998
Skills
Library, Genealogy, Archives
Education
Rutgers, The State University of New Jersey-Newark 2001 — 2003
Saint Peter's University 1987 — 1991
Saint Peter's University 1987 — 1991
B.A.
Helen Carroll's PaineWebber Experience 1997 - 1999
Job Director at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services 2009 - Present
UBS 2006 - 2008
UBS 2002 - 2006
PaineWebber Incorporated/UBS Financial Services 1999 - 2002
PaineWebber 1997 - 1999
PaineWebber 1992 - 1997
Kidder Peabody 1988 - 1989
Dean Witter Reynolds Inc. 1987 - 1988
Skills
Financial Services, Product Development &..., Project Management, Operations & General..., Quality Assurance, Cost Basis Reporting, Stakeholder Relations, Compliance Monitoring, General Ledger..., Vendor Management, Series 7, SDLC, Management
Education
Saint Peter's University 1989 — 1993
Bachelor of Science (B.S.)
UBS Financial Services 2009 - Present
UBS 2006 - 2008
UBS 2002 - 2006
PaineWebber Incorporated/UBS Financial Services 1999 - 2002
PaineWebber 1997 - 1999
PaineWebber 1992 - 1997
Kidder Peabody 1988 - 1989
Dean Witter Reynolds Inc. 1987 - 1988
Skills
Financial Services, Product Development &..., Project Management, Operations & General..., Quality Assurance, Cost Basis Reporting, Stakeholder Relations, Compliance Monitoring, General Ledger..., Vendor Management, Series 7, SDLC, Management
Education
Saint Peter's University 1989 — 1993
Bachelor of Science (B.S.)
Earl Barnes's PaineWebber Experience July 1997 - January 2000
Job VP Production Support and Database Services Manager at Sumitomo Trust & Bank
Industry Financial Services
Experience
Sumitomo Mitsui Trust and Bank (USA) February 2012 - Present
OpenPeak June 2011 - October 2011
UBS February 2008 - June 2011
UBS Wealth Management February 2005 - January 2008
UBS Wealth Management February 2002 - January 2005
Hewlett-Packard February 2000 - January 2002
PaineWebber July 1997 - January 2000
Panasonic February 1997 - June 1997
Prudential, Capital Management Group February 1993 - January 1997
Prudential, Individual Insurance October 1990 - January 1993
Skills
Disaster Recovery, Oracle, Sybase, IT Management, Microsoft SQL Server, SQL, Performance Tuning, IT Strategy, SDLC, Vendor Management, Unix, Data Modeling, SQL Tuning, Business Analysis, Informix, Cassandra, Autosys, BMC Patrol, EMC Storage, Technical Writing, Team Leadership, Account Management, Change Management, Problem Management, Incident Management, Databases, Data Center, Shell Scripting, Infrastructure, Service Delivery, Database Design, Business Intelligence
Education
Rutgers University-New Brunswick 1986 — 1990
BA
Sumitomo Mitsui Trust and Bank (USA) February 2012 - Present
OpenPeak June 2011 - October 2011
UBS February 2008 - June 2011
UBS Wealth Management February 2005 - January 2008
UBS Wealth Management February 2002 - January 2005
Hewlett-Packard February 2000 - January 2002
PaineWebber July 1997 - January 2000
Panasonic February 1997 - June 1997
Prudential, Capital Management Group February 1993 - January 1997
Prudential, Individual Insurance October 1990 - January 1993
Skills
Disaster Recovery, Oracle, Sybase, IT Management, Microsoft SQL Server, SQL, Performance Tuning, IT Strategy, SDLC, Vendor Management, Unix, Data Modeling, SQL Tuning, Business Analysis, Informix, Cassandra, Autosys, BMC Patrol, EMC Storage, Technical Writing, Team Leadership, Account Management, Change Management, Problem Management, Incident Management, Databases, Data Center, Shell Scripting, Infrastructure, Service Delivery, Database Design, Business Intelligence
Education
Rutgers University-New Brunswick 1986 — 1990
BA
Jack Hess's PaineWebber Experience July 1991 - March 1996
Job Retiree
Industry Financial Services
Experience
None April 2008 - Present
Dreyfus March 2004 - March 2008
Brinker Capital June 2003 - March 2004
Provident Investment Counsel December 1996 - March 2003
Lord Abbett February 1996 - December 1996
PaineWebber July 1991 - March 1996
prudential 1988 - 1991
Skills
Equities, Alternative Investments, Mutual Funds, Hedge Funds, Series 7, Fixed Income, Asset Allocation, Tax Law, Estate Planning, Series 63, Separately Managed..., Portfolio Management, Series 65, Asset Management, Wealth Management, Securities, Investments, Investment Advisory, Investment Strategies, Investment Management, Financial Services, ETFs, Retirement Planning
Education
Temple University - James E. Beasley School of Law 1971 — 1974
JD
Princeton University 1967 — 1971
Bachelor of Arts (BA), Politics
None April 2008 - Present
Dreyfus March 2004 - March 2008
Brinker Capital June 2003 - March 2004
Provident Investment Counsel December 1996 - March 2003
Lord Abbett February 1996 - December 1996
PaineWebber July 1991 - March 1996
prudential 1988 - 1991
Skills
Equities, Alternative Investments, Mutual Funds, Hedge Funds, Series 7, Fixed Income, Asset Allocation, Tax Law, Estate Planning, Series 63, Separately Managed..., Portfolio Management, Series 65, Asset Management, Wealth Management, Securities, Investments, Investment Advisory, Investment Strategies, Investment Management, Financial Services, ETFs, Retirement Planning
Education
Temple University - James E. Beasley School of Law 1971 — 1974
JD
Princeton University 1967 — 1971
Bachelor of Arts (BA), Politics
Andy Byer, CIMA's PaineWebber Experience 1997 - 1999
Job Head of National Sales for Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors 2008 - Present
Wachovia Securities 2004 - 2008
UBS 2000 - 2004
Painewebber 1997 - 1999
Skills
Wealth Management, Finance, Sales, Financial Advisory, Series 7, Separately Managed..., Retirement Planning, Banking, Coaching, Financial Analysis, Alternative Investments, Investment Advisory, Mutual Funds, Series 63, Wealth Management...
Education
Radford University 1990 — 1994
Wells Fargo Advisors 2008 - Present
Wachovia Securities 2004 - 2008
UBS 2000 - 2004
Painewebber 1997 - 1999
Skills
Wealth Management, Finance, Sales, Financial Advisory, Series 7, Separately Managed..., Retirement Planning, Banking, Coaching, Financial Analysis, Alternative Investments, Investment Advisory, Mutual Funds, Series 63, Wealth Management...
Education
Radford University 1990 — 1994
Tya Robinson's PaineWebber Experience January 2000 - January 2001
Job Human Resource Coordinator at Oregon Food Bank
Industry Nonprofit Organization Management
Experience
Oregon Food Bank April 2015 - Present
Oregon Food Bank October 2010 - April 2015
Oregon Food Bank January 2001 - October 2010
PaineWebber January 2000 - January 2001
Skills
Nonprofits, Event Planning, Workflow Management, Operational Efficiencies, Volunteer Management, Project Management, Fundraising, Customer Service, Donor Cultivation, Partnership Building, Public Speaking, Team Coordination, Forecasting, Strategic Planning, Microsoft Excel, Office Administration
Education
Portland State University 1997 — 2001
Bachelor of Science (B.S.), Sociology
Oregon Food Bank April 2015 - Present
Oregon Food Bank October 2010 - April 2015
Oregon Food Bank January 2001 - October 2010
PaineWebber January 2000 - January 2001
Skills
Nonprofits, Event Planning, Workflow Management, Operational Efficiencies, Volunteer Management, Project Management, Fundraising, Customer Service, Donor Cultivation, Partnership Building, Public Speaking, Team Coordination, Forecasting, Strategic Planning, Microsoft Excel, Office Administration
Education
Portland State University 1997 — 2001
Bachelor of Science (B.S.), Sociology
Lawrence Wasserman, CFA's PaineWebber Experience August 1996 - March 1998
Job Senior Manager, Head of Due Diligence & Investment Oversight for the Amerivest Managed Solutions Program
Industry Financial Services
Experience
TD Ameritrade December 2012 - July 2015
UBS Financial Services Inc. August 2009 - December 2012
Morgan Stanley Smith Barney, LLC June 2007 - August 2009
Panda Financial Associates, Inc. April 1998 - June 2007
PANDA Investment Advisors, Inc. December 1998 - December 2004
PaineWebber August 1996 - March 1998
Skills
Asset Allocation, Series 7, Chartered Financial..., Tactical Asset..., Investment Manager..., PSN, Series 66, Morningstar Direct, Liquid Alternatives, Financial Services, Investments, Mutual Funds, Asset Management, Equities, Alternative Investments, Portfolio Management, Wealth Management, Fixed Income, Investment Management, Series 24, Uniform Combined State..., Financial Advisory, Hedge Funds, Options, Investment Advisory, Due Diligence, ETFs, Bloomberg, Investment Strategies, Securities, Risk Management, Management
Education
Rutgers, The State University of New Jersey-Newark 1991 — 1995
MBA, Finance
Tulane University 1983 — 1987
BA, Economics
TD Ameritrade December 2012 - July 2015
UBS Financial Services Inc. August 2009 - December 2012
Morgan Stanley Smith Barney, LLC June 2007 - August 2009
Panda Financial Associates, Inc. April 1998 - June 2007
PANDA Investment Advisors, Inc. December 1998 - December 2004
PaineWebber August 1996 - March 1998
Skills
Asset Allocation, Series 7, Chartered Financial..., Tactical Asset..., Investment Manager..., PSN, Series 66, Morningstar Direct, Liquid Alternatives, Financial Services, Investments, Mutual Funds, Asset Management, Equities, Alternative Investments, Portfolio Management, Wealth Management, Fixed Income, Investment Management, Series 24, Uniform Combined State..., Financial Advisory, Hedge Funds, Options, Investment Advisory, Due Diligence, ETFs, Bloomberg, Investment Strategies, Securities, Risk Management, Management
Education
Rutgers, The State University of New Jersey-Newark 1991 — 1995
MBA, Finance
Tulane University 1983 — 1987
BA, Economics
Mel Cosio's PaineWebber Experience September 1989 - May 2000
Job CCO at Burke & Quick Partners LLC
Industry Financial Services
Experience
Burke & Quick Partners LLC January 2011 - Present
Tullett Liberty Securities February 2001 - February 2011
Duetsche Bank May 2000 - January 2001
PaineWebber September 1989 - May 2000
Skills
Soft Dollars, Compliance, Compliance Officers, Series 24, FINRA, Securities
Education
Rutgers, The State University of New Jersey-Newark
BS, Finance
Burke & Quick Partners LLC January 2011 - Present
Tullett Liberty Securities February 2001 - February 2011
Duetsche Bank May 2000 - January 2001
PaineWebber September 1989 - May 2000
Skills
Soft Dollars, Compliance, Compliance Officers, Series 24, FINRA, Securities
Education
Rutgers, The State University of New Jersey-Newark
BS, Finance
Laura Crawford's PaineWebber Experience 1995 - 2000
Job Experienced Compliance Professional
Industry Financial Services
Experience
Hold Brothers Capital LLC August 2012 - Present
Robert Half International/HSBC 2012 - 2012
Adecco Group/Credit Suisse July 2011 - September 2011
Genesis Securities April 2009 - April 2011
E*TRADE Financial August 2004 - February 2009
The MONY Group April 2003 - August 2004
Investec Asset Management May 2000 - April 2003
Wit Soundview Corp 2000 - 2001
PaineWebber 1995 - 2000
Skills
Series 7, FINRA, AML, Series 24, Securities
Education
Rider University 1990 — 1994
BA, History, Political Science
Hold Brothers Capital LLC August 2012 - Present
Robert Half International/HSBC 2012 - 2012
Adecco Group/Credit Suisse July 2011 - September 2011
Genesis Securities April 2009 - April 2011
E*TRADE Financial August 2004 - February 2009
The MONY Group April 2003 - August 2004
Investec Asset Management May 2000 - April 2003
Wit Soundview Corp 2000 - 2001
PaineWebber 1995 - 2000
Skills
Series 7, FINRA, AML, Series 24, Securities
Education
Rider University 1990 — 1994
BA, History, Political Science
Jay George's PaineWebber Experience May 1999 - June 2000
Job Sr. Compliance Officer at Platts
Industry Information Services
Experience
McGraw Hill Financial, Inc. - Platts October 2003 - Present
PRUDENTIAL FINANCIAL, INC. June 2000 - September 2003
PaineWebber May 1999 - June 2000
United Staffing August 1998 - April 1999
UPDATE LEGAL STAFFING April 1997 - August 1998
GEORGE & GEORGE, PC August 1994 - April 1997
FRANCIS J. DOOLEY, ESQ May 1993 - August 1994
Skills
Compliance, Securities Regulation, Securities, AML, Risk Management, Regulations, Due Diligence, Privacy Law, Microsoft Excel, Policy, Corporate Governance, Regulatory Analysis, Energy, Financial Services, Financial Regulation, Legal Research, Analysis, Finance, Anti Money Laundering
Education
Seton Hall University School of Law 1988 — 1991
JD, Law
Susquehanna University 1983 — 1987
BA, Economics
McGraw Hill Financial, Inc. - Platts October 2003 - Present
PRUDENTIAL FINANCIAL, INC. June 2000 - September 2003
PaineWebber May 1999 - June 2000
United Staffing August 1998 - April 1999
UPDATE LEGAL STAFFING April 1997 - August 1998
GEORGE & GEORGE, PC August 1994 - April 1997
FRANCIS J. DOOLEY, ESQ May 1993 - August 1994
Skills
Compliance, Securities Regulation, Securities, AML, Risk Management, Regulations, Due Diligence, Privacy Law, Microsoft Excel, Policy, Corporate Governance, Regulatory Analysis, Energy, Financial Services, Financial Regulation, Legal Research, Analysis, Finance, Anti Money Laundering
Education
Seton Hall University School of Law 1988 — 1991
JD, Law
Susquehanna University 1983 — 1987
BA, Economics
Jim Quinn's PaineWebber Experience March 1987 - March 1997
Job AVP, Distributor Services at Voya Financial
Industry Financial Services
Experience
Voya Financial March 2015 - Present
Voya Financial March 2014 - March 2015
ING February 2014 - April 2014
Allianz Life October 2008 - 2013
Jackson National Life 1997 - 2008
PaineWebber March 1987 - March 1997
Skills
Insurance, Fixed Annuities, Call Centers, Series 6, Relationship Management, Series 63, Financial Services, Process Improvement, Life Insurance, Retirement, Retirement Planning, Series 7, Mutual Funds, Change Management, Customer Service, Variable Annuities, Project Management, Coaching, Operations Management, 401k, Customer Experience, Mentoring, Business Strategy, Strategic Vision, Operational Execution, Result Oriented, Project Delivery, Business Transformation, Collaboration, Partnerships, Series 26, Indexed Annuities, Variable Life, Equity Indexed Annuities, Broker-Dealer
Education
Rutgers, The State University of New Jersey-Newark 1982 — 1987
BS, Business Management
Discovery Programme, London Business School, Hong Kong
Voya Financial March 2015 - Present
Voya Financial March 2014 - March 2015
ING February 2014 - April 2014
Allianz Life October 2008 - 2013
Jackson National Life 1997 - 2008
PaineWebber March 1987 - March 1997
Skills
Insurance, Fixed Annuities, Call Centers, Series 6, Relationship Management, Series 63, Financial Services, Process Improvement, Life Insurance, Retirement, Retirement Planning, Series 7, Mutual Funds, Change Management, Customer Service, Variable Annuities, Project Management, Coaching, Operations Management, 401k, Customer Experience, Mentoring, Business Strategy, Strategic Vision, Operational Execution, Result Oriented, Project Delivery, Business Transformation, Collaboration, Partnerships, Series 26, Indexed Annuities, Variable Life, Equity Indexed Annuities, Broker-Dealer
Education
Rutgers, The State University of New Jersey-Newark 1982 — 1987
BS, Business Management
Discovery Programme, London Business School, Hong Kong
Jennifer Ober's PaineWebber Experience 1993 - 1994
Job at New York Life Investment Management
Industry Financial Services
Experience
New York Life Investment Mgmt October 2014 - Present
Cornerstone Capital Management January 2013 - Present
Madison Square Investors May 2008 - Present
JPMorgan Private Equity Fund Services January 2006 - May 2008
JPMorgan Partners 1995 - 2008
JPMorgan Chase 1995 - 2008
Dreyfus September 1994 - November 1995
PaineWebber 1993 - 1994
Skills
Financial Reporting, Auditing, Forecasting, Accounting, Corporate Finance, Finance, Process Improvement, Management, Hedge Funds, Account Reconciliation, Mergers & Acquisitions, Banking, Executive Management, Financial Statements, Bloomberg, Financial Accounting, US GAAP, Asset Management, Strategic Financial..., Cash Flow, Managerial Finance, Equities, Fixed Income, Due Diligence, Financial Modeling, Financial Services, Accounts Receivable, Securities, Valuation, Financial Risk, Portfolio Management, Internal Controls, GAAP, Variance Analysis, Mutual Funds, Strategic Planning, Private Equity, Investment Banking, Alternative Investments, Cash Management, Risk Management, Sarbanes-Oxley Act, Investments, Derivatives, Capital Markets, General Ledger, Business Analysis, Financial Analysis, Restructuring, Income Statement
Education
Rutgers, The State University of New Jersey-Newark 1989 — 1993
BS, Finance
New York Life Investment Mgmt October 2014 - Present
Cornerstone Capital Management January 2013 - Present
Madison Square Investors May 2008 - Present
JPMorgan Private Equity Fund Services January 2006 - May 2008
JPMorgan Partners 1995 - 2008
JPMorgan Chase 1995 - 2008
Dreyfus September 1994 - November 1995
PaineWebber 1993 - 1994
Skills
Financial Reporting, Auditing, Forecasting, Accounting, Corporate Finance, Finance, Process Improvement, Management, Hedge Funds, Account Reconciliation, Mergers & Acquisitions, Banking, Executive Management, Financial Statements, Bloomberg, Financial Accounting, US GAAP, Asset Management, Strategic Financial..., Cash Flow, Managerial Finance, Equities, Fixed Income, Due Diligence, Financial Modeling, Financial Services, Accounts Receivable, Securities, Valuation, Financial Risk, Portfolio Management, Internal Controls, GAAP, Variance Analysis, Mutual Funds, Strategic Planning, Private Equity, Investment Banking, Alternative Investments, Cash Management, Risk Management, Sarbanes-Oxley Act, Investments, Derivatives, Capital Markets, General Ledger, Business Analysis, Financial Analysis, Restructuring, Income Statement
Education
Rutgers, The State University of New Jersey-Newark 1989 — 1993
BS, Finance
Bryan Oberheim's PaineWebber Experience 1995 - 2001
Job Director I at Financial Industry Regulatory Authority
Industry Financial Services
Experience
Financial Industry Regulatory Authority October 2001 - Present
New York Stock Exchange 2001 - 2007
PaineWebber 1995 - 2001
Mabon Securities 1993 - 1995
Advantage Business Systems 1991 - 1993
Skills
Agile Methodologies, Sybase, SDLC, IT Strategy, Business Analysis, Requirements Analysis, Program Management, Software Development, Solution Architecture, Oracle, Project Management, Business Intelligence, Agile Project Management, Risk Management, Software Project..., Vendor Management
Education
Stevens Institute of Technology 1999 — 2002
MS, Information Management
Rensselaer Polytechnic Institute 1987 — 1991
BS, Computer Science
Financial Industry Regulatory Authority October 2001 - Present
New York Stock Exchange 2001 - 2007
PaineWebber 1995 - 2001
Mabon Securities 1993 - 1995
Advantage Business Systems 1991 - 1993
Skills
Agile Methodologies, Sybase, SDLC, IT Strategy, Business Analysis, Requirements Analysis, Program Management, Software Development, Solution Architecture, Oracle, Project Management, Business Intelligence, Agile Project Management, Risk Management, Software Project..., Vendor Management
Education
Stevens Institute of Technology 1999 — 2002
MS, Information Management
Rensselaer Polytechnic Institute 1987 — 1991
BS, Computer Science
Harsh Thakral's PaineWebber Experience June 1996 - June 1997
Job Manager, Asset Management IT, TIAACREF
Industry Financial Services
Experience
TIAA-CREF July 2003 - Present
TIAA-CREF January 1998 - June 2003
GMAC Mortgage June 1997 - December 1997
PaineWebber June 1996 - June 1997
Education
University of North Carolina at Charlotte - Belk College of Business
MBA
Stevens Institute of Technology
MS, Computer Science
Rutgers University-New Brunswick
BS, Computer Engineering
TIAA-CREF July 2003 - Present
TIAA-CREF January 1998 - June 2003
GMAC Mortgage June 1997 - December 1997
PaineWebber June 1996 - June 1997
Education
University of North Carolina at Charlotte - Belk College of Business
MBA
Stevens Institute of Technology
MS, Computer Science
Rutgers University-New Brunswick
BS, Computer Engineering
Melisa Engebritson's PaineWebber Experience April 1995 - April 1997
Job Financial Consultant at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments August 2011 - Present
Ameriprise Financial May 2005 - April 2009
Ameriprise Financial Services, In May 2005 - January 2007
Charles Schwab January 2002 - January 2005
Charles Schwab April 1997 - January 2002
PaineWebber April 1995 - April 1997
Education
San Diego State University-California State University
Bachelors, Public Finance Administration
Fidelity Investments August 2011 - Present
Ameriprise Financial May 2005 - April 2009
Ameriprise Financial Services, In May 2005 - January 2007
Charles Schwab January 2002 - January 2005
Charles Schwab April 1997 - January 2002
PaineWebber April 1995 - April 1997
Education
San Diego State University-California State University
Bachelors, Public Finance Administration
Colleen Morris's PaineWebber Experience 1989 - 1992
Job Independent Finance Consultant
Industry Financial Services
Experience
Dell 2000 - 2004
Sabre Corporation 1999 - 2000
American Airlines 1994 - 1999
PaineWebber 1989 - 1992
Skills
Financial Analysis, Financial Reporting, Pricing, Profitability Analysis, Business Case Modelling, Financial Modeling, Forecasting, Billing Systems, Account Reconciliation, Business Planning, Nonprofits, Strategic Planning, Financial Forecasting, Business Process, Analysis, Finance, Accounting, Consulting, Fundraising, Budgeting, Grant Writing, Budgets, Start-ups, Community Outreach
Education
Rice University
Bachelor of Arts (B.A.), Economics
The University of Texas at Austin
Master of Business Administration (MBA), Accounting and Finance
Dell 2000 - 2004
Sabre Corporation 1999 - 2000
American Airlines 1994 - 1999
PaineWebber 1989 - 1992
Skills
Financial Analysis, Financial Reporting, Pricing, Profitability Analysis, Business Case Modelling, Financial Modeling, Forecasting, Billing Systems, Account Reconciliation, Business Planning, Nonprofits, Strategic Planning, Financial Forecasting, Business Process, Analysis, Finance, Accounting, Consulting, Fundraising, Budgeting, Grant Writing, Budgets, Start-ups, Community Outreach
Education
Rice University
Bachelor of Arts (B.A.), Economics
The University of Texas at Austin
Master of Business Administration (MBA), Accounting and Finance
Heather Stagaard's PaineWebber Experience 1996 - 1999
Job Senior Corporate Counsel at Celgene
Industry Pharmaceuticals
Experience
Celgene Corporation October 2013 - Present
Celgene Corporation August 2008 - October 2013
Daiichi Sankyo, Inc. 2003 - 2008
Law Offices of John B. Sogliuzzo 2002 - 2003
Tycom Telecommunications 2000 - 2002
PaineWebber 1996 - 1999
Skills
Pharmaceutical Industry, Regulatory Affairs, FDA, Clinical Development, Clinical Trials
Education
Seton Hall University School of Law 1996 — 2000
Rutgers University-New Brunswick 1988 — 1993
BA, Political Science/History
Celgene Corporation October 2013 - Present
Celgene Corporation August 2008 - October 2013
Daiichi Sankyo, Inc. 2003 - 2008
Law Offices of John B. Sogliuzzo 2002 - 2003
Tycom Telecommunications 2000 - 2002
PaineWebber 1996 - 1999
Skills
Pharmaceutical Industry, Regulatory Affairs, FDA, Clinical Development, Clinical Trials
Education
Seton Hall University School of Law 1996 — 2000
Rutgers University-New Brunswick 1988 — 1993
BA, Political Science/History
Christine Diehl's PaineWebber Experience 1992 - 1995
Job Director of Marketing Communications at William Paterson University
Industry Marketing and Advertising
Experience
William Paterson University 2002 - Present
Morgan Stanley 1995 - 2002
PaineWebber 1992 - 1995
North Jersey Newspapers 1991 - 1992
Skills
Marketing Communications, Social Media, Editing, Marketing Strategy, Management, Social Networking, Event Planning, Public Speaking, Public Relations, Leadership, Facebook, Press Releases
Education
Rutgers, The State University of New Jersey-New Brunswick 1987 — 1991
Bachelor of Arts (B.A.), Journalism and Political Science
William Paterson University 2002 - Present
Morgan Stanley 1995 - 2002
PaineWebber 1992 - 1995
North Jersey Newspapers 1991 - 1992
Skills
Marketing Communications, Social Media, Editing, Marketing Strategy, Management, Social Networking, Event Planning, Public Speaking, Public Relations, Leadership, Facebook, Press Releases
Education
Rutgers, The State University of New Jersey-New Brunswick 1987 — 1991
Bachelor of Arts (B.A.), Journalism and Political Science
Pauline R Shambo's PaineWebber Experience October 1991 - January 2001
Job Academic & Student Affairs / Program Coordinator
Industry Higher Education
Experience
Walden University September 2011 - April 2013
Raritan Valley Community College August 2010 - March 2012
Centenary College October 2006 - February 2010
Rutgers University School of Arts & Sciences 2010 - 2010
Goldman Sachs/Morgan Stanley September 2004 - August 2006
Harvard Professional Group/CDCG Ltd. October 2001 - May 2004
PaineWebber October 1991 - January 2001
Skills
Microsoft Office, Internet, Outlook, Course Management..., Blackboard, e-College, WebStudy, SharePoint, Banner Student...
Education
Walden University 2011 — 2013
MS in Higher Education-Leadership in Student Success, Exemplary Quality of Work, consistently maintained an A average
Pace University - Lubin School of Business
Bachelor, Business Administration/Human Resources concentration
University of Phoenix
MBA credits earned
Walden University September 2011 - April 2013
Raritan Valley Community College August 2010 - March 2012
Centenary College October 2006 - February 2010
Rutgers University School of Arts & Sciences 2010 - 2010
Goldman Sachs/Morgan Stanley September 2004 - August 2006
Harvard Professional Group/CDCG Ltd. October 2001 - May 2004
PaineWebber October 1991 - January 2001
Skills
Microsoft Office, Internet, Outlook, Course Management..., Blackboard, e-College, WebStudy, SharePoint, Banner Student...
Education
Walden University 2011 — 2013
MS in Higher Education-Leadership in Student Success, Exemplary Quality of Work, consistently maintained an A average
Pace University - Lubin School of Business
Bachelor, Business Administration/Human Resources concentration
University of Phoenix
MBA credits earned
Christina Holevas Walz's PaineWebber Experience April 1991 - November 1998
Job Owner/Walz Construction & Renovation, Inc.
Industry Construction
Experience
Walz Construction & Renovation, Inc. January 1998 - Present
PaineWebber April 1991 - November 1998
PaineWebber 1990 - 1998
Education
Saint Peter's University
B.S., Accounting
Walz Construction & Renovation, Inc. January 1998 - Present
PaineWebber April 1991 - November 1998
PaineWebber 1990 - 1998
Education
Saint Peter's University
B.S., Accounting
Raul Wong's PaineWebber Experience March 1999 - March 2002
Job Information Services Professional
Industry Information Services
Experience
Verisk Analytics 2009 - Present
UBS Wealth Management July 2005 - December 2008
Paine Webber April 2002 - June 2005
PaineWebber March 1999 - March 2002
New York Life July 1995 - March 1999
New York Life September 1991 - June 1995
New York Life June 1985 - August 1991
People Express Airlines 1982 - 1985
Education
Saint Peter's University 1981 — 1985
B.S. Computer Science, Computer Programmer/Information Technology
Verisk Analytics 2009 - Present
UBS Wealth Management July 2005 - December 2008
Paine Webber April 2002 - June 2005
PaineWebber March 1999 - March 2002
New York Life July 1995 - March 1999
New York Life September 1991 - June 1995
New York Life June 1985 - August 1991
People Express Airlines 1982 - 1985
Education
Saint Peter's University 1981 — 1985
B.S. Computer Science, Computer Programmer/Information Technology
Carole Lewis Anderson's PaineWebber Experience 1971 - 1985
Job Investor, Farmer, Real Estate Finance and M&A Executive
Industry Real Estate
Experience
Suburban Capital Markets, Inc. 1992 - 2010
Ultralife Corporation June 2005 - January 2009
Ultralife Corporation 2004 - 2008
MNC Investment Bank 1988 - 1990
Hasbro 1985 - 1987
Hasbro 1982 - 1987
PaineWebber 1971 - 1985
Skills
Real Estate, Banking, Due Diligence, Start-ups, Business Strategy, mergers and acquisitions
Education
New York University - Leonard N. Stern School of Business 1972 — 1976
MBA, Finance
Penn State University 1962 — 1966
BA, Political Science
Suburban Capital Markets, Inc. 1992 - 2010
Ultralife Corporation June 2005 - January 2009
Ultralife Corporation 2004 - 2008
MNC Investment Bank 1988 - 1990
Hasbro 1985 - 1987
Hasbro 1982 - 1987
PaineWebber 1971 - 1985
Skills
Real Estate, Banking, Due Diligence, Start-ups, Business Strategy, mergers and acquisitions
Education
New York University - Leonard N. Stern School of Business 1972 — 1976
MBA, Finance
Penn State University 1962 — 1966
BA, Political Science
Margo Mulumba's PaineWebber Experience December 1985 - November 1994
Job Government Administration Professional with Programming Background
Industry International Trade and Development
Experience
US Embassy September 2004 - August 2007
Group Dilembu, (Sprl Kinshasa, DRC) July 1999 - September 2004
Salomon Smith Barney December 1997 - July 1999
Margo Mulumba Consulting November 1996 - November 1997
Dean Witter December 1994 - November 1996
PaineWebber December 1985 - November 1994
Merrill Lynch December 1983 - November 1985
Manufacturers Hanover Trust January 1980 - November 1983
Skills
COBOL, International..., JCL, Mainframe, CICS, Nonprofits, Human Resources, Operating Systems, Government
Education
Sheridan Technical Center 2009 — 2010
Certificate, Network and System Administration/Administrator, A
Empire Technical School 1975 — 1976
Certificate, Computer Programming
San Jose State University 1971 — 1974
BA, History
US Embassy September 2004 - August 2007
Group Dilembu, (Sprl Kinshasa, DRC) July 1999 - September 2004
Salomon Smith Barney December 1997 - July 1999
Margo Mulumba Consulting November 1996 - November 1997
Dean Witter December 1994 - November 1996
PaineWebber December 1985 - November 1994
Merrill Lynch December 1983 - November 1985
Manufacturers Hanover Trust January 1980 - November 1983
Skills
COBOL, International..., JCL, Mainframe, CICS, Nonprofits, Human Resources, Operating Systems, Government
Education
Sheridan Technical Center 2009 — 2010
Certificate, Network and System Administration/Administrator, A
Empire Technical School 1975 — 1976
Certificate, Computer Programming
San Jose State University 1971 — 1974
BA, History
Joe Donabauer's PaineWebber Experience September 1988 - January 1991
Job Senior Vice President & Controller at Health Management Systems
Industry Information Services
Experience
Health Management Systems October 2007 - Present
Memory Pharmaceuticals Corp June 2002 - October 2007
GENZYME BIOSURGERY, Ridgefield, NJ February 1999 - January 2002
GENERAL SIGNAL April 1998 - November 1998
HOFFMANN-La ROCHE May 1995 - April 1998
RECKITT & COLMAN January 1991 - May 1995
PAINEWEBBER September 1988 - January 1991
CALVIN KLEIN COSMETICS CORPORATION September 1985 - September 1988
VARITYPER June 1984 - September 1985
Skills
Accounting, SEC filings, Finance, Mergers, Forecasting, Management, Managerial Finance, Budgets, Strategic Financial..., Internal Audit, Treasury Management, Mergers & Acquisitions, Cost Accounting, Leadership, Corporate Finance, Strategic Planning, ERP, Sarbanes-Oxley, Sarbanes-Oxley Act, Revenue Recognition, Executive Management, Financial Reporting, Auditing, Internal Controls, GAAP, Financial Analysis, CPA, Financial Planning, SEC Filings
Education
Pace University - Lubin School of Business 1980 — 1984
BS, Accounting
Health Management Systems October 2007 - Present
Memory Pharmaceuticals Corp June 2002 - October 2007
GENZYME BIOSURGERY, Ridgefield, NJ February 1999 - January 2002
GENERAL SIGNAL April 1998 - November 1998
HOFFMANN-La ROCHE May 1995 - April 1998
RECKITT & COLMAN January 1991 - May 1995
PAINEWEBBER September 1988 - January 1991
CALVIN KLEIN COSMETICS CORPORATION September 1985 - September 1988
VARITYPER June 1984 - September 1985
Skills
Accounting, SEC filings, Finance, Mergers, Forecasting, Management, Managerial Finance, Budgets, Strategic Financial..., Internal Audit, Treasury Management, Mergers & Acquisitions, Cost Accounting, Leadership, Corporate Finance, Strategic Planning, ERP, Sarbanes-Oxley, Sarbanes-Oxley Act, Revenue Recognition, Executive Management, Financial Reporting, Auditing, Internal Controls, GAAP, Financial Analysis, CPA, Financial Planning, SEC Filings
Education
Pace University - Lubin School of Business 1980 — 1984
BS, Accounting
James Fimbel's PaineWebber Experience 1997 - 1997
Job ERP Analyst at Allscripts
Industry Hospital & Health Care
Experience
Allscripts January 2011 - Present
C & S Grocers 2010 - 2010
Lawson Software 2008 - 2009
NYSA Edison NJ IBM sub contract lawson 2008 - 2009
NBTY GLOBAL INC 2006 - 2008
Nassau University Medical Center 2002 - 2004
FISERV / HUMANIC SOLUTIONS 1997 - 2002
PaineWebber 1997 - 1997
AIL SYSTEMS 1990 - 1996
Education
Purdue University 1973 — 1977
Bachelor's degree, Mathematics and Statistics
Allscripts January 2011 - Present
C & S Grocers 2010 - 2010
Lawson Software 2008 - 2009
NYSA Edison NJ IBM sub contract lawson 2008 - 2009
NBTY GLOBAL INC 2006 - 2008
Nassau University Medical Center 2002 - 2004
FISERV / HUMANIC SOLUTIONS 1997 - 2002
PaineWebber 1997 - 1997
AIL SYSTEMS 1990 - 1996
Education
Purdue University 1973 — 1977
Bachelor's degree, Mathematics and Statistics
Joe Kascik's PaineWebber Experience 1992 - 1994
Job Independent Telecommunications Professional
Industry Telecommunications
Experience
REMMEK ASSOC. November 1991 - Present
XO Communications 2000 - 2005
Lehman Brothers 1995 - 2000
Lehman Brothers 1994 - 1999
PaineWebber 1992 - 1994
Skills
Vendor Management, Team Building, WAN, Outsourcing, Integration, IT Management, Virtualization, Data Center, Strategic Planning, Business Continuity, Disaster Recovery, Cisco, Contract Negotiations, Budgeting, Contract Negotiation, Customer Service, Forecasting, Operations Management, Negotiation, Telecommunications, Vendor Relations, Program Management, Change Management, Problem Solving, Team Leadership, Process Engineering, Customer Satisfaction, Cross-functional Team..., VoIP, Business Strategy, P&L, Billing, Business Analysis, Consultative Selling, Excel, Contract Management, Managed Services
Education
Rider University 1962 — 1966
BS, MGT.
SAINT PETERS COLLEGE
MS, BUSINESS ADMINISTRATION
REMMEK ASSOC. November 1991 - Present
XO Communications 2000 - 2005
Lehman Brothers 1995 - 2000
Lehman Brothers 1994 - 1999
PaineWebber 1992 - 1994
Skills
Vendor Management, Team Building, WAN, Outsourcing, Integration, IT Management, Virtualization, Data Center, Strategic Planning, Business Continuity, Disaster Recovery, Cisco, Contract Negotiations, Budgeting, Contract Negotiation, Customer Service, Forecasting, Operations Management, Negotiation, Telecommunications, Vendor Relations, Program Management, Change Management, Problem Solving, Team Leadership, Process Engineering, Customer Satisfaction, Cross-functional Team..., VoIP, Business Strategy, P&L, Billing, Business Analysis, Consultative Selling, Excel, Contract Management, Managed Services
Education
Rider University 1962 — 1966
BS, MGT.
SAINT PETERS COLLEGE
MS, BUSINESS ADMINISTRATION
Chris Abely CFA's PaineWebber Experience 1985 - 1987
Job Member/Owner at ABCO Wealth Management LLC
Industry Insurance
Experience
ABCO Wealth Management LLC January 2011 - Present
CUNA Mutual Group September 2000 - December 2010
Members Services Corporation 1990 - 2001
JP Morgan Chase 1988 - 1990
PaineWebber 1985 - 1987
Skills
Insurance, Retirement Planning, Disability Insurance, Banking, Retirement, Estate Planning, Securities, Investment Advisory, Financial Planners, Strategic Financial..., Investments, Wealth Management, IRAs, 401k, Fixed Annuities
Education
University of New Haven 1981 — 1985
BS, Economics and Finance
Quinnipiac University 1980 — 1981
Economics
north haven high school 1974 — 1977
ABCO Wealth Management LLC January 2011 - Present
CUNA Mutual Group September 2000 - December 2010
Members Services Corporation 1990 - 2001
JP Morgan Chase 1988 - 1990
PaineWebber 1985 - 1987
Skills
Insurance, Retirement Planning, Disability Insurance, Banking, Retirement, Estate Planning, Securities, Investment Advisory, Financial Planners, Strategic Financial..., Investments, Wealth Management, IRAs, 401k, Fixed Annuities
Education
University of New Haven 1981 — 1985
BS, Economics and Finance
Quinnipiac University 1980 — 1981
Economics
north haven high school 1974 — 1977
Daniel Goldblatt's PaineWebber Experience January 1999 - April 2001
Job Retirement Plans Wholesaler at ADP
Industry Information Services
Experience
ADP April 2006 - Present
OppenheimerFunds May 2001 - April 2006
PaineWebber January 1999 - April 2001
Paine Webber April 1997 - January 1999
Sedgwick Noble Lowndes August 1996 - April 1997
Kwasha Lipton September 1994 - April 1996
Skills
FINRA, Series 7, Series 63, Series 65, 401k, Mutual Funds, Retirement, Defined Contribution, Defined Benefit, Asset Allocation, ERISA, Retirement Planning, Investments, Wealth Management, Investment Advisory, Fixed Annuities, Pensions, Alternative Investments, Asset Managment, Financial Advisory, Securities, Separately Managed..., Relationship Management, Financial Services, Series 66
Education
Rutgers, The State University of New Jersey-New Brunswick
BS, Finance
ADP April 2006 - Present
OppenheimerFunds May 2001 - April 2006
PaineWebber January 1999 - April 2001
Paine Webber April 1997 - January 1999
Sedgwick Noble Lowndes August 1996 - April 1997
Kwasha Lipton September 1994 - April 1996
Skills
FINRA, Series 7, Series 63, Series 65, 401k, Mutual Funds, Retirement, Defined Contribution, Defined Benefit, Asset Allocation, ERISA, Retirement Planning, Investments, Wealth Management, Investment Advisory, Fixed Annuities, Pensions, Alternative Investments, Asset Managment, Financial Advisory, Securities, Separately Managed..., Relationship Management, Financial Services, Series 66
Education
Rutgers, The State University of New Jersey-New Brunswick
BS, Finance
Phil Heidkamp's PaineWebber Experience 1997 - 1998
Job Managing Director, Compliance at Societe Generale
Industry Investment Banking
Experience
Societe Generale 2011 - Present
FBR Capital Markets 2002 - 2011
American Express Financial Advisors 2002 - 2002
FBR.COM 1999 - 2001
NASD Regulation 1998 - 1999
PaineWebber 1997 - 1998
Smith Barney 1995 - 1997
Skills
Capital Markets, Investment Banking, Research, Control Room, Securities Regulation
Education
Rutgers University-New Brunswick
Bachelor of Arts
The Catholic University of America, Columbus School of Law
Juris Doctor
Societe Generale 2011 - Present
FBR Capital Markets 2002 - 2011
American Express Financial Advisors 2002 - 2002
FBR.COM 1999 - 2001
NASD Regulation 1998 - 1999
PaineWebber 1997 - 1998
Smith Barney 1995 - 1997
Skills
Capital Markets, Investment Banking, Research, Control Room, Securities Regulation
Education
Rutgers University-New Brunswick
Bachelor of Arts
The Catholic University of America, Columbus School of Law
Juris Doctor
Larramendi Gustavo's PaineWebber Experience 1986 - 2000
Job CEO at MY College Advisor, LLC
Industry Education Management
Experience
MY College Advisor, LLC October 2009 - Present
KOMBINE 2008 - Present
Marble Ave LLC 2005 - 2012
Painewebber 1986 - 2000
Chemical Bank 1975 - 1986
Skills
Sports, Athletics, Fundraising, Entrepreneurship, Personal Training, Event Planning, Leadership, Social Networking, Leadership Development, Public Speaking, Coaching, Organizational..., Staff Development, Start-ups, Strategy, Executive Management, Mergers & Acquisitions, Hedge Funds, Business Strategy, Equities, Management, Capital Markets, Investments, Risk Management
Education
Brooklyn Tech 1967 — 1971
Queens College
BA, Accounting/Economics
Saint John's University - Peter J. Tobin College of Business
MBA, Finance
MY College Advisor, LLC October 2009 - Present
KOMBINE 2008 - Present
Marble Ave LLC 2005 - 2012
Painewebber 1986 - 2000
Chemical Bank 1975 - 1986
Skills
Sports, Athletics, Fundraising, Entrepreneurship, Personal Training, Event Planning, Leadership, Social Networking, Leadership Development, Public Speaking, Coaching, Organizational..., Staff Development, Start-ups, Strategy, Executive Management, Mergers & Acquisitions, Hedge Funds, Business Strategy, Equities, Management, Capital Markets, Investments, Risk Management
Education
Brooklyn Tech 1967 — 1971
Queens College
BA, Accounting/Economics
Saint John's University - Peter J. Tobin College of Business
MBA, Finance
Barry Gerst's PaineWebber Experience November 1988 - March 2008
Job CoBranch Manager at White & Luff
Industry Financial Services
Experience
White & Luff April 2011 - Present
White & Luff March 2008 - Present
PaineWebber November 1988 - March 2008
PaineWebber/UBS November 1988 - March 2008
Skills
Mutual Funds, Strategic Financial..., Portfolio Management, Estate Planning, Finance, Strategic Planning, Fixed Annuities, Investments, Bonds, Retirement Planning, Wealth Management, Investment Strategies, Series 7, Asset Allocation, Insurance, Investment Advisory, Financial Analysis, IRAs, Financial Services, Equities, Securities, Wealth, Alternative Investments, Financial Advisory, Loans, Retirement, Series 65, Asset Management, Mortgage Lending, Public Speaking, Small Business, FINRA, Fixed Income, 401k, Series 63, Uniform Combined State..., Series 24
Education
Purdue University 1981 — 1985
Bachelors, Financial Advising
Purdue University 1981 — 1985
Finance and Financial Management Services
White & Luff April 2011 - Present
White & Luff March 2008 - Present
PaineWebber November 1988 - March 2008
PaineWebber/UBS November 1988 - March 2008
Skills
Mutual Funds, Strategic Financial..., Portfolio Management, Estate Planning, Finance, Strategic Planning, Fixed Annuities, Investments, Bonds, Retirement Planning, Wealth Management, Investment Strategies, Series 7, Asset Allocation, Insurance, Investment Advisory, Financial Analysis, IRAs, Financial Services, Equities, Securities, Wealth, Alternative Investments, Financial Advisory, Loans, Retirement, Series 65, Asset Management, Mortgage Lending, Public Speaking, Small Business, FINRA, Fixed Income, 401k, Series 63, Uniform Combined State..., Series 24
Education
Purdue University 1981 — 1985
Bachelors, Financial Advising
Purdue University 1981 — 1985
Finance and Financial Management Services
Dana De Boer's PaineWebber Experience 1994 - 1999
Job Chief Trust Officer/Senior Vice President at Merrill Lynch/Bank of America
Industry Financial Services
Experience
Merrill Lynch/Bank of America Chief Trust OfficerMerrill Lynch Trust Company1999 - 2010
PaineWebber 1994 - 1999
Merrill Lynch/Merrill Lynch Trust Company 1987 - 1994
Education
Rutgers University-New Brunswick 1983 — 1987
BA, Economics
Merrill Lynch/Bank of America Chief Trust OfficerMerrill Lynch Trust Company1999 - 2010
PaineWebber 1994 - 1999
Merrill Lynch/Merrill Lynch Trust Company 1987 - 1994
Education
Rutgers University-New Brunswick 1983 — 1987
BA, Economics
Sherry Parrado's PaineWebber Experience 1998 - 2002
Job Communications Associate
Industry Financial Services
Experience
AIG 2012 - 2013
UBS Financial Services Inc 2009 - 2010
UBS Financial Services Inc 2004 - 2009
UBS PaineWebber 2002 - 2004
PaineWebber 1998 - 2002
Skills
Training, Outlook, Project Management, Marketing, Customer Service, Marketing Communications, Microsoft Word, PowerPoint, Program Management, Strategy
Education
Rutgers University-New Brunswick 1994 — 1998
AIG 2012 - 2013
UBS Financial Services Inc 2009 - 2010
UBS Financial Services Inc 2004 - 2009
UBS PaineWebber 2002 - 2004
PaineWebber 1998 - 2002
Skills
Training, Outlook, Project Management, Marketing, Customer Service, Marketing Communications, Microsoft Word, PowerPoint, Program Management, Strategy
Education
Rutgers University-New Brunswick 1994 — 1998
Michael Zitzner's PaineWebber Experience November 1994 - September 1996
Job V.P. CopyWatch Inc, Partner RamzTech LLC.
Industry Information Technology and Services
Experience
CopyWatch Inc August 2013 - Present
RamzTech LLC. June 2013 - Present
Coastline Capital Partners Inc. January 2012 - December 2012
Rochdale Securities June 2008 - March 2011
BEAR STEARNS & CO. INC September 1996 - June 2008
PaineWebber November 1994 - September 1996
PaineWebber January 1993 - January 1994
PaineWebber January 1992 - January 1993
Skills
Equities, Securities, Trading, Hedge Funds, Equity Trading, Sales, Investments, Options, Series 63, Asset Management, Series 7, Mutual Funds, Electronic Trading, Trading Strategies, Capital Markets, Bloomberg, Trading Systems, Finance, Fixed Income, Commodity, Financial Services, Alternative Investments, Risk Management, FINRA, Financial Modeling, Financial Markets, Portfolio Management, Investment Banking, Equity Research, Prime Brokerage, Technical Analysis
Education
Penn State University 1987 — 1991
BS, Accounting
The Pennsylvania State University 1987 — 1991
Bachelor of Science, Accounting
CopyWatch Inc August 2013 - Present
RamzTech LLC. June 2013 - Present
Coastline Capital Partners Inc. January 2012 - December 2012
Rochdale Securities June 2008 - March 2011
BEAR STEARNS & CO. INC September 1996 - June 2008
PaineWebber November 1994 - September 1996
PaineWebber January 1993 - January 1994
PaineWebber January 1992 - January 1993
Skills
Equities, Securities, Trading, Hedge Funds, Equity Trading, Sales, Investments, Options, Series 63, Asset Management, Series 7, Mutual Funds, Electronic Trading, Trading Strategies, Capital Markets, Bloomberg, Trading Systems, Finance, Fixed Income, Commodity, Financial Services, Alternative Investments, Risk Management, FINRA, Financial Modeling, Financial Markets, Portfolio Management, Investment Banking, Equity Research, Prime Brokerage, Technical Analysis
Education
Penn State University 1987 — 1991
BS, Accounting
The Pennsylvania State University 1987 — 1991
Bachelor of Science, Accounting
Maria Cusimano's PaineWebber Experience July 1995 - December 1997
Job Senior Content Developer, ADP, Inc.
Industry Financial Services
Experience
ADP September 2010 - Present
ADP July 2008 - September 2010
Guardian Investor Services LLC July 2000 - August 2006
Prudential Investments August 1999 - July 2000
Prudential Group Life and Disability December 1997 - August 1999
PaineWebber July 1995 - December 1997
Skills
Marketing Strategy, Project Management, Online Marketing, Marketing, Social Media Marketing, Email Marketing, Digital Marketing, Online Advertising, B2B, Marketing Communications, Salesforce.com, Sales Presentations, Direct Mail, CRM, SEO, SEM
Education
St. Peter's College 1991 — 1995
Bachelor of Science, Marketing
ADP September 2010 - Present
ADP July 2008 - September 2010
Guardian Investor Services LLC July 2000 - August 2006
Prudential Investments August 1999 - July 2000
Prudential Group Life and Disability December 1997 - August 1999
PaineWebber July 1995 - December 1997
Skills
Marketing Strategy, Project Management, Online Marketing, Marketing, Social Media Marketing, Email Marketing, Digital Marketing, Online Advertising, B2B, Marketing Communications, Salesforce.com, Sales Presentations, Direct Mail, CRM, SEO, SEM
Education
St. Peter's College 1991 — 1995
Bachelor of Science, Marketing
William P. Frey's PaineWebber Experience 1993 - 2000
Job Managing Director at UBS
Industry Financial Services
Experience
UBS 2012 - Present
UBS January 2010 - 2011
UBS 2006 - 2010
UBS 2001 - 2005
PaineWebber 1993 - 2000
Coopers & Lybrand 1990 - 1993
KPMG 1985 - 1990
Skills
Financial Accounting, Series 27, Regulatory Reporting, Internal Controls, Budgeting and Planning, Managerial Finance, Financial Analysis, FINRA, Strategic Financial..., Accounting, Auditing
Education
Rutgers, The State University of New Jersey-Newark 1981 — 1985
B.A.
UBS 2012 - Present
UBS January 2010 - 2011
UBS 2006 - 2010
UBS 2001 - 2005
PaineWebber 1993 - 2000
Coopers & Lybrand 1990 - 1993
KPMG 1985 - 1990
Skills
Financial Accounting, Series 27, Regulatory Reporting, Internal Controls, Budgeting and Planning, Managerial Finance, Financial Analysis, FINRA, Strategic Financial..., Accounting, Auditing
Education
Rutgers, The State University of New Jersey-Newark 1981 — 1985
B.A.
Philip Gazzo's PaineWebber Experience 1991 - 1998
Job Managing Director at New York Life Insurance Company
Industry Financial Services
Experience
New York Life Insurance Company June 2004 - Present
Allmerica Financial 1998 - 2002
PaineWebber 1991 - 1998
PaineWebber 1991 - 1998
Skills
Series 7, Mutual Funds, Retirement Planning, Series 63, Insurance, Wealth Management, Investments, Retirement, Series 6, Life Insurance, Strategic Financial..., Series 24, Securities, Series 65, Asset Allocation, Asset Managment, Estate Planning, Investment Advisory
Education
Seton Hall University 1975 — 1981
MAT, Education
New York Life Insurance Company June 2004 - Present
Allmerica Financial 1998 - 2002
PaineWebber 1991 - 1998
PaineWebber 1991 - 1998
Skills
Series 7, Mutual Funds, Retirement Planning, Series 63, Insurance, Wealth Management, Investments, Retirement, Series 6, Life Insurance, Strategic Financial..., Series 24, Securities, Series 65, Asset Allocation, Asset Managment, Estate Planning, Investment Advisory
Education
Seton Hall University 1975 — 1981
MAT, Education
John Schlitt's PaineWebber Experience August 1996 - July 1998
Job Physician
Industry Medical Practice
Experience
MedtoMarket Consulting, Inc. January 2012 - Present
Halyard Health January 2012 - Present
AnesVentures January 2009 - Present
UTMB January 2006 - Present
Capitol Anesthesiology August 2005 - Present
SonoSite August 2005 - Present
Stryker Corporation January 2005 - Present
Duke University January 2001 - January 2005
PaineWebber August 1996 - July 1998
Skills
Medical Devices, Healthcare, Medical Education, Hospitals
Education
University of Texas at Southwestern
Doctor, Medicine
Rice University 1992 — 1996
B.S., Chemical Engineering
MedtoMarket Consulting, Inc. January 2012 - Present
Halyard Health January 2012 - Present
AnesVentures January 2009 - Present
UTMB January 2006 - Present
Capitol Anesthesiology August 2005 - Present
SonoSite August 2005 - Present
Stryker Corporation January 2005 - Present
Duke University January 2001 - January 2005
PaineWebber August 1996 - July 1998
Skills
Medical Devices, Healthcare, Medical Education, Hospitals
Education
University of Texas at Southwestern
Doctor, Medicine
Rice University 1992 — 1996
B.S., Chemical Engineering
Avram Paris's PaineWebber Experience May 1997 - September 1997
Job Manager of Special Projects at Rutgers University
Industry Higher Education
Experience
Rutgers University May 1999 - Present
Johnson & Johnson May 1998 - September 1998
PaineWebber May 1997 - September 1997
Bristol-Myers Squibb, Princeton, New Jersey May 1996 - September 1996
Skills
Management, Telecommunications, Data Analysis, Routers, Switches
Education
Rutgers Graduate School of Management 2009 — 2012
Master of Business Administration (MBA), Business Administration and Management, General
Rutgers, The State University of New Jersey-New Brunswick 1995 — 1999
BA's in, Computer Science, Psychology, Philosophy
Rutgers University May 1999 - Present
Johnson & Johnson May 1998 - September 1998
PaineWebber May 1997 - September 1997
Bristol-Myers Squibb, Princeton, New Jersey May 1996 - September 1996
Skills
Management, Telecommunications, Data Analysis, Routers, Switches
Education
Rutgers Graduate School of Management 2009 — 2012
Master of Business Administration (MBA), Business Administration and Management, General
Rutgers, The State University of New Jersey-New Brunswick 1995 — 1999
BA's in, Computer Science, Psychology, Philosophy
Andrew LeBlanc's PaineWebber Experience September 1996 - September 1999
Job Sr. Vice President, Division Manager, Retirement Plans at American Funds
Industry Financial Services
Experience
American Funds January 2014 - Present
American Funds February 2010 - Present
American Funds 2006 - 2010
American Funds September 1999 - March 2006
PaineWebber September 1996 - September 1999
Education
Siena College 1988 — 1992
BS, Mathematics
American Funds January 2014 - Present
American Funds February 2010 - Present
American Funds 2006 - 2010
American Funds September 1999 - March 2006
PaineWebber September 1996 - September 1999
Education
Siena College 1988 — 1992
BS, Mathematics
Jennifer Lamarre's PaineWebber Experience 1990 - 1993
Job Lifecoach specializing in Divorce and Life After Divorce
Industry Internet
Experience
Knight School of Communication September 2010 - Present
Tucker Anthony 1993 - 1999
Painewebber 1990 - 1993
Education
Queens University of Charlotte 2010 — 2014
Master's degree, Communication, General
Vanderbilt 1986 — 1990
BA, Economics
Knight School of Communication September 2010 - Present
Tucker Anthony 1993 - 1999
Painewebber 1990 - 1993
Education
Queens University of Charlotte 2010 — 2014
Master's degree, Communication, General
Vanderbilt 1986 — 1990
BA, Economics
jas. curran corbett treadway's PaineWebber Experience July 1987 - May 2005
Job Chairman , LinCar Associates
Industry Financial Services
Experience
self-employed May 2005 - Present
Lin-Car Associates January 2005 - Present
PaineWebber July 1987 - May 2005
Baker & Botts, Wash. DC April 1985 - June 1987
U.S. Securities & Exchange Commission, Commissioner September 1982 - April 1985
Skills
Due Diligence, Negotiation, New Business Development, Risk, Governance, Corporate Governance, Mutual Funds, Funding, Executive Management, Risk Management, Strategic Planning, Budgeting, Portfolio Management, Equities, Securities, Change Management, Retirement Planning, Fixed Income, Investment Strategies, Venture Capital, Financial Planning, Asset Allocation, Real Estate, Business Planning, Management Consulting, Entrepreneur, Strategic Financial...
Education
Wash. & Lee Law School 1965 — 1967
J.D., summa cum laude, law
Rollins College 1961 — 1965
A.B.,, economics
Wash.& Lee Law, J.D.. 1967 1961 — 1965
Rollins -A.B., summa cum laude, 1965, economics
self-employed May 2005 - Present
Lin-Car Associates January 2005 - Present
PaineWebber July 1987 - May 2005
Baker & Botts, Wash. DC April 1985 - June 1987
U.S. Securities & Exchange Commission, Commissioner September 1982 - April 1985
Skills
Due Diligence, Negotiation, New Business Development, Risk, Governance, Corporate Governance, Mutual Funds, Funding, Executive Management, Risk Management, Strategic Planning, Budgeting, Portfolio Management, Equities, Securities, Change Management, Retirement Planning, Fixed Income, Investment Strategies, Venture Capital, Financial Planning, Asset Allocation, Real Estate, Business Planning, Management Consulting, Entrepreneur, Strategic Financial...
Education
Wash. & Lee Law School 1965 — 1967
J.D., summa cum laude, law
Rollins College 1961 — 1965
A.B.,, economics
Wash.& Lee Law, J.D.. 1967 1961 — 1965
Rollins -A.B., summa cum laude, 1965, economics
John Thoresen's PaineWebber Experience December 1986 - November 1990
Job Associate Director Lead DB2 Database Administrator at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management June 2008 - Present
UBS Wealth Management May 1999 - June 2008
Polaris Consulting, LLC November 1990 - June 1992
PaineWebber December 1986 - November 1990
Skills
Alternative Investments, Bloomberg, Customer Service, DB2, Editing, English, Equities, Event Planning, Fixed Income, HTML, Investments, Java, JavaScript, Microsoft Excel, Microsoft Office, Microsoft Word, Outlook, Photoshop, Portfolio Management, PowerPoint, Private Banking, Project Management, Research, SQL, Series 7, Social Media, Strategic Planning, Team Building, Wealth Management, Windows
Education
Rutgers University-New Brunswick 1977 — 1982
Bachelor's Degree, Business/Managerial Economics
UBS Wealth Management June 2008 - Present
UBS Wealth Management May 1999 - June 2008
Polaris Consulting, LLC November 1990 - June 1992
PaineWebber December 1986 - November 1990
Skills
Alternative Investments, Bloomberg, Customer Service, DB2, Editing, English, Equities, Event Planning, Fixed Income, HTML, Investments, Java, JavaScript, Microsoft Excel, Microsoft Office, Microsoft Word, Outlook, Photoshop, Portfolio Management, PowerPoint, Private Banking, Project Management, Research, SQL, Series 7, Social Media, Strategic Planning, Team Building, Wealth Management, Windows
Education
Rutgers University-New Brunswick 1977 — 1982
Bachelor's Degree, Business/Managerial Economics
Paul Fernandes's PaineWebber Experience July 2000 - June 2001
Job Senior Vice President at Citi
Industry Financial Services
Experience
Citigroup September 2013 - Present
Citigroup January 2010 - September 2013
Citi June 2001 - January 2010
PaineWebber July 2000 - June 2001
Prudential Healthcare February 1997 - July 2000
Skills
Risk Management, Corporate Finance, Financial Analysis, Financial Modeling, Middle Office, Banking, Equities, Fixed Income, Liquidity Management, Business Analysis, Strategic Financial..., Securities, Trading Systems, Finance, Financial Reporting, Analysis, Accounting
Education
Seton Hall University 1990 — 1994
Bachelor of Science, Finance
Citigroup September 2013 - Present
Citigroup January 2010 - September 2013
Citi June 2001 - January 2010
PaineWebber July 2000 - June 2001
Prudential Healthcare February 1997 - July 2000
Skills
Risk Management, Corporate Finance, Financial Analysis, Financial Modeling, Middle Office, Banking, Equities, Fixed Income, Liquidity Management, Business Analysis, Strategic Financial..., Securities, Trading Systems, Finance, Financial Reporting, Analysis, Accounting
Education
Seton Hall University 1990 — 1994
Bachelor of Science, Finance
Enrique Mercado's PaineWebber Experience August 1994 - June 1997
Job EFG Capital International
Industry Financial Services
Experience
EFG Capital International Corp. January 2015 - Present
RBC Capital Markets July 2013 - January 2015
Tradewire Securities LLC January 2010 - June 2013
Hedge Investment Advisors March 2000 - December 2009
First Union Bank of Florida December 1998 - March 2000
Merrill Lynch July 1997 - December 1998
PaineWebber August 1994 - June 1997
VestcorPartners LTD. November 1990 - July 1994
Citibank N. A. November 1988 - November 1990
Ralston Purina March 1986 - November 1988
Skills
Series 7, Series 24, Investment Advisory, Series 63, Mutual Funds, Securities, Series 65, Hedge Funds, Alternative Investments, Compliance, Asset Management, Wealth Management, Equity Trading, Options, Asset Allocation, Trading, Portfolio Management, Due Diligence, Risk Management, Investments, Valuation
Education
Sewanee-The University of the South 1982 — 1985
BA, Economics
Colegio internacional de Caracas 1976 — 1981
Wharton School, University of Pennsylvania
Certificate of completion, Investment Strategies and Portfolio Management Program
EFG Capital International Corp. January 2015 - Present
RBC Capital Markets July 2013 - January 2015
Tradewire Securities LLC January 2010 - June 2013
Hedge Investment Advisors March 2000 - December 2009
First Union Bank of Florida December 1998 - March 2000
Merrill Lynch July 1997 - December 1998
PaineWebber August 1994 - June 1997
VestcorPartners LTD. November 1990 - July 1994
Citibank N. A. November 1988 - November 1990
Ralston Purina March 1986 - November 1988
Skills
Series 7, Series 24, Investment Advisory, Series 63, Mutual Funds, Securities, Series 65, Hedge Funds, Alternative Investments, Compliance, Asset Management, Wealth Management, Equity Trading, Options, Asset Allocation, Trading, Portfolio Management, Due Diligence, Risk Management, Investments, Valuation
Education
Sewanee-The University of the South 1982 — 1985
BA, Economics
Colegio internacional de Caracas 1976 — 1981
Wharton School, University of Pennsylvania
Certificate of completion, Investment Strategies and Portfolio Management Program
Tron Ngo's PaineWebber Experience 1997 - 1999
Job Banking Professional
Industry Banking
Experience
Nestlé Nespresso May 2012 - Present
Commerzbank AG 2003 - 2011
JPMorgan Chase 2000 - 2002
PaineWebber 1997 - 1999
Skills
Commercial Banking, Loans, Loan IQ, Banking, Portfolio Management, Fixed Income, Derivatives, Investment Banking, Capital Markets, Oracle General Ledger, Oracle Financials, Retail Banking, Private Banking, Loan Origination, Operational Risk, Credit Analysis, Financial Risk, Credit, Credit Risk, Risk Management, FX Options, Market Risk, Trade Finance, Wall Street system, Oracle Reports
Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts (BA), Business/Managerial Economics & Accounting
Nestlé Nespresso May 2012 - Present
Commerzbank AG 2003 - 2011
JPMorgan Chase 2000 - 2002
PaineWebber 1997 - 1999
Skills
Commercial Banking, Loans, Loan IQ, Banking, Portfolio Management, Fixed Income, Derivatives, Investment Banking, Capital Markets, Oracle General Ledger, Oracle Financials, Retail Banking, Private Banking, Loan Origination, Operational Risk, Credit Analysis, Financial Risk, Credit, Credit Risk, Risk Management, FX Options, Market Risk, Trade Finance, Wall Street system, Oracle Reports
Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Arts (BA), Business/Managerial Economics & Accounting
Nestor Tatis's PaineWebber Experience 1997 - 2003
Job Director Preferred Stock/Hybrid securities Trader at UBS Investment Bank
Industry Investment Banking
Experience
UBS Investment Bank 2003 - Present
PaineWebber 1997 - 2003
Skills
Series 7, Series 63, series 55, Bonds, Capital Markets, FINRA, Fixed Income, Investments, Bloomberg, Equities, Portfolio Management, Asset Management
Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
UBS Investment Bank 2003 - Present
PaineWebber 1997 - 2003
Skills
Series 7, Series 63, series 55, Bonds, Capital Markets, FINRA, Fixed Income, Investments, Bloomberg, Equities, Portfolio Management, Asset Management
Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Erik Skyba's PaineWebber Experience 1999 - 2001
Job Senior Associate at MSCI Barra
Industry Financial Services
Experience
TradeStation - TradeStation Labs 2009 - 2013
Gargoyle Group - Gargoyle Hedged Value Fund 2008 - 2009
RBC Capital Markets - RBC Proprietary Trading 2007 - 2008
UBS 2003 - 2007
PaineWebber 1999 - 2001
Education
Radford University - College of Business and Economics 1995 — 1999
B.B.A., Finance
TradeStation - TradeStation Labs 2009 - 2013
Gargoyle Group - Gargoyle Hedged Value Fund 2008 - 2009
RBC Capital Markets - RBC Proprietary Trading 2007 - 2008
UBS 2003 - 2007
PaineWebber 1999 - 2001
Education
Radford University - College of Business and Economics 1995 — 1999
B.B.A., Finance
Michael A Vaughn's PaineWebber Experience 2000 - 2001
Job Financial Advisor / Vice PresidentInvestments at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors December 2011 - Present
JPMorgan Chase & Co. September 2005 - December 2011
H&R Block Financial Advisors May 2001 - September 2005
PaineWebber 2000 - 2001
Skills
Tactical Asset..., Wealth Management, Retirement Planning, Property Management, Investments, Finance, Portfolio Management, Mutual Funds, Financial Services, Insurance, Financial Analysis, Financial Planning, Risk Management
Education
Saginaw Valley State University 1996 — 2000
Bachelor’s Degree, Finance, General
Powers Catholic High School 1991 — 1995
High School
Wells Fargo Advisors December 2011 - Present
JPMorgan Chase & Co. September 2005 - December 2011
H&R Block Financial Advisors May 2001 - September 2005
PaineWebber 2000 - 2001
Skills
Tactical Asset..., Wealth Management, Retirement Planning, Property Management, Investments, Finance, Portfolio Management, Mutual Funds, Financial Services, Insurance, Financial Analysis, Financial Planning, Risk Management
Education
Saginaw Valley State University 1996 — 2000
Bachelor’s Degree, Finance, General
Powers Catholic High School 1991 — 1995
High School
Paula Fagan's PaineWebber Experience June 1982 - October 1988
Job
Industry
Experience
JLBC September 2007 - May 2008
PaineWebber June 1982 - October 1988
jLBC September 1981 - September 1982
Goldman Sachs July 1974 - June 1980
Skills
Leadership, Training, Management
Education
FDU
MBA, Accounting & Taxation
Seton Hill University
Bachelor's degree, Political Science and Government
JLBC September 2007 - May 2008
PaineWebber June 1982 - October 1988
jLBC September 1981 - September 1982
Goldman Sachs July 1974 - June 1980
Skills
Leadership, Training, Management
Education
FDU
MBA, Accounting & Taxation
Seton Hill University
Bachelor's degree, Political Science and Government
Salomon Brothers
Salomon Smith Barney
Paine Webber
Drexel Burnham Lambert
Salomon Brothers Inc.
Paine Webber, Inc
Soloman Smith Barney
Solomon Brothers