US Securities and Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Jurisdiction: United States of America Employees: 4,301 (2015) Headquarters: Washington, D.C., United States Founder: Franklin D. Roosevelt Founded: 6 June 1934
US Securities and Exchange Commission List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at US Securities and Exchange Commission. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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US Securities and Exchange Commission Employees
Employee
Years
Job
Industry
Daniel Hekier Daniel Hekier's US Securities and Exchange Commission Experience January 2013 - April 2013
Job Counsel at Everbridge
Industry Law Practice
Experience
Everbridge July 2014 - Present
Everbridge April 2014 - July 2014
Foundation Law Group LLP December 2013 - April 2014
United States Bankruptcy Court September 2013 - December 2013
US Securities and Exchange Commission January 2013 - April 2013
Launchpad LA September 2012 - December 2012
Goldman Sachs May 2012 - August 2012
California Department of Justice May 2011 - July 2011
U.S. House of Representatives, Committee on Energy and Commerce January 2010 - May 2010
GE Capital October 2008 - December 2008
Skills
Financial Modeling, Corporate Governance, Licensing, Financial Analysis, Legal Assistance, Entrepreneurship, Legal Advice, Legal Issues
Education
University of California, Los Angeles - School of Law 2010 — 2013
JD, Business Law & Policy
University of California, Los Angeles
BA, Political Science
University of Westminster
Everbridge July 2014 - Present
Everbridge April 2014 - July 2014
Foundation Law Group LLP December 2013 - April 2014
United States Bankruptcy Court September 2013 - December 2013
US Securities and Exchange Commission January 2013 - April 2013
Launchpad LA September 2012 - December 2012
Goldman Sachs May 2012 - August 2012
California Department of Justice May 2011 - July 2011
U.S. House of Representatives, Committee on Energy and Commerce January 2010 - May 2010
GE Capital October 2008 - December 2008
Skills
Financial Modeling, Corporate Governance, Licensing, Financial Analysis, Legal Assistance, Entrepreneurship, Legal Advice, Legal Issues
Education
University of California, Los Angeles - School of Law 2010 — 2013
JD, Business Law & Policy
University of California, Los Angeles
BA, Political Science
University of Westminster
Amy Twohig Amy Twohig's US Securities and Exchange Commission Experience June 2013 - August 2013
Job J.D. Candidate at the University of Chicago Law School
Industry Higher Education
Experience
Pircher, Nichols & Meeks August 2014 - September 2014
DLA Piper May 2014 - August 2014
US Securities and Exchange Commission June 2013 - August 2013
Weidmann & Yun PC January 2012 - June 2012
UCLA Social Communication Lab September 2010 - June 2012
Senator Barbara Boxer March 2011 - June 2011
Creative Artists Agency March 2010 - June 2010
UCLA Institute for Society and Genetics August 2009 - January 2010
Education
University of Chicago Law School 2012 — 2015
Doctor of Law (J.D.)
University of California, Los Angeles 2008 — 2012
Bachelors of Arts, Communication Studies
La Jolla High School 2004 — 2008
Pircher, Nichols & Meeks August 2014 - September 2014
DLA Piper May 2014 - August 2014
US Securities and Exchange Commission June 2013 - August 2013
Weidmann & Yun PC January 2012 - June 2012
UCLA Social Communication Lab September 2010 - June 2012
Senator Barbara Boxer March 2011 - June 2011
Creative Artists Agency March 2010 - June 2010
UCLA Institute for Society and Genetics August 2009 - January 2010
Education
University of Chicago Law School 2012 — 2015
Doctor of Law (J.D.)
University of California, Los Angeles 2008 — 2012
Bachelors of Arts, Communication Studies
La Jolla High School 2004 — 2008
Camillie Yuasa Camillie Yuasa's US Securities and Exchange Commission Experience September 2012 - April 2013
Job Banking Compliance Professional
Industry Banking
Experience
Goldman Sachs September 2014 - Present
the Honorable David J. Richman, Colorado Court of Appeals January 2014 - April 2014
Mobile Pulse May 2013 - December 2013
US Securities and Exchange Commission September 2012 - April 2013
Colorado Department of Revenue, Enforcement June 2012 - August 2012
San Jose Giants January 2010 - August 2011
San Jose Giants February 2008 - January 2010
San Jose Giants February 2006 - January 2008
America Reads Tutoring Corps January 2003 - September 2004
Let's Get Ready May 2004 - August 2004
Skills
Quest Venue Manager..., Quickbooks, Accounting, Bookkeeping, Budget, Non-profit..., Human Resources, Budgets, Legal Research, Legal Writing, Social Media, Sales, Fundraising, Event Planning, Nonprofits, Management, Event Management, Policy, Time Management, Program Management, Analysis, Leadership, Microsoft Office, Research, Financial Analysis, Payroll
Education
University of Colorado School of Law 2011 — 2014
Juris Doctor
University of Michigan 2001 — 2004
BA, Communications & Psychology
Goldman Sachs September 2014 - Present
the Honorable David J. Richman, Colorado Court of Appeals January 2014 - April 2014
Mobile Pulse May 2013 - December 2013
US Securities and Exchange Commission September 2012 - April 2013
Colorado Department of Revenue, Enforcement June 2012 - August 2012
San Jose Giants January 2010 - August 2011
San Jose Giants February 2008 - January 2010
San Jose Giants February 2006 - January 2008
America Reads Tutoring Corps January 2003 - September 2004
Let's Get Ready May 2004 - August 2004
Skills
Quest Venue Manager..., Quickbooks, Accounting, Bookkeeping, Budget, Non-profit..., Human Resources, Budgets, Legal Research, Legal Writing, Social Media, Sales, Fundraising, Event Planning, Nonprofits, Management, Event Management, Policy, Time Management, Program Management, Analysis, Leadership, Microsoft Office, Research, Financial Analysis, Payroll
Education
University of Colorado School of Law 2011 — 2014
Juris Doctor
University of Michigan 2001 — 2004
BA, Communications & Psychology
Blake Morgan Blake Morgan's US Securities and Exchange Commission Experience June 2013 - August 2013
Job Intellectual Property Assistant at Knobbe Martens Olson & Bear LLP
Industry Law Practice
Experience
Knobbe Martens Olson & Bear LLP October 2014 - Present
Knobbe Martens Olson & Bear LLP February 2014 - October 2014
US Securities and Exchange Commission June 2013 - August 2013
Harvey & Company LLC June 2012 - September 2012
Skills
Investments, Mergers & Acquisitions, Corporate Finance, Financial Analysis, Portfolio Management, Private Equity, Due Diligence, Finance, Asset Management, Strategy, Entrepreneurship, Economics, Market Research, Business Development, Venture Capital
Education
University of California, Riverside 2010 — 2014
BA, Economics
Woodbridge High
Knobbe Martens Olson & Bear LLP October 2014 - Present
Knobbe Martens Olson & Bear LLP February 2014 - October 2014
US Securities and Exchange Commission June 2013 - August 2013
Harvey & Company LLC June 2012 - September 2012
Skills
Investments, Mergers & Acquisitions, Corporate Finance, Financial Analysis, Portfolio Management, Private Equity, Due Diligence, Finance, Asset Management, Strategy, Entrepreneurship, Economics, Market Research, Business Development, Venture Capital
Education
University of California, Riverside 2010 — 2014
BA, Economics
Woodbridge High
Michael Hacker Michael Hacker's US Securities and Exchange Commission Experience May 2011 - July 2011
Job Associate at McDermott Will & Emery
Industry Law Practice
Experience
McDermott Will & Emery October 2013 - Present
RoomSync January 2012 - Present
Florida Law Review July 2012 - May 2013
McDermott Will & Emery May 2012 - August 2012
RoomSync August 2007 - December 2011
Hacker Computers Corp August 2006 - December 2011
US Securities and Exchange Commission May 2011 - July 2011
Auction123 May 2006 - December 2009
Williams Island Realty May 2005 - August 2006
Skills
Online Marketing, Business Process, Start-ups, Small Business, Customer Relations, Customer Service, Training, Social Media Marketing, Leadership, Public Speaking, Entrepreneurship, Management, Research, Integrated Marketing, Strategic Partnerships, Business Development, Business Strategy, Marketing Strategy, Strategy, Legal Research, Microsoft Office, Mergers & Acquisitions, Microsoft Excel, Legal Writing
Education
University of Florida - Fredric G. Levin College of Law 2010 — 2013
Doctor of Law (J.D.), Law, Magna Cum Laude
University of Florida - Warrington College Of Business 2010 — 2013
Master of Business Administration (M.B.A.), Business Administration
University of Florida - Warrington College Of Business 2006 — 2009
BA, Business Administration, 3.51/4
University of Florida
University of Florida
McDermott Will & Emery October 2013 - Present
RoomSync January 2012 - Present
Florida Law Review July 2012 - May 2013
McDermott Will & Emery May 2012 - August 2012
RoomSync August 2007 - December 2011
Hacker Computers Corp August 2006 - December 2011
US Securities and Exchange Commission May 2011 - July 2011
Auction123 May 2006 - December 2009
Williams Island Realty May 2005 - August 2006
Skills
Online Marketing, Business Process, Start-ups, Small Business, Customer Relations, Customer Service, Training, Social Media Marketing, Leadership, Public Speaking, Entrepreneurship, Management, Research, Integrated Marketing, Strategic Partnerships, Business Development, Business Strategy, Marketing Strategy, Strategy, Legal Research, Microsoft Office, Mergers & Acquisitions, Microsoft Excel, Legal Writing
Education
University of Florida - Fredric G. Levin College of Law 2010 — 2013
Doctor of Law (J.D.), Law, Magna Cum Laude
University of Florida - Warrington College Of Business 2010 — 2013
Master of Business Administration (M.B.A.), Business Administration
University of Florida - Warrington College Of Business 2006 — 2009
BA, Business Administration, 3.51/4
University of Florida
University of Florida
Aaron Tuch Aaron Tuch's US Securities and Exchange Commission Experience 2007 - 2007
Job Senior Commercial Counsel
Industry Information Technology and Services
Experience
Silver Spring Networks February 2014 - Present
Sempra Energy 2013 - 2014
Booz Allen Hamilton 2010 - 2013
University of California, San Francisco 2009 - 2010
Belsky and Associates 2008 - 2008
US Securities and Exchange Commission 2007 - 2007
US Attorney's Office for the Southern District of California 2006 - 2006
Skills
Intellectual Property, Courts, Government, Contract Management, Program Management, Policy, Trademarks, Legal Writing, Legal Research, Depositions, Analysis, Litigation, Patents, Leadership, Corporate Law, Negotiation, Strategy, Civil Litigation, Licensing, Due Diligence, Mergers & Acquisitions, Corporate Governance, Joint Ventures, Contract Negotiation, Mediation, Arbitration, Commercial Litigation, Patent Litigation, Trade Secrets, Patent Prosecution, Privacy Law
Education
University of San Diego School of Law 2005 — 2008
JD, Law
University of California, Santa Barbara 2001 — 2004
BS, Microbiology
Live Oak High School 1998 — 2001
Silver Spring Networks February 2014 - Present
Sempra Energy 2013 - 2014
Booz Allen Hamilton 2010 - 2013
University of California, San Francisco 2009 - 2010
Belsky and Associates 2008 - 2008
US Securities and Exchange Commission 2007 - 2007
US Attorney's Office for the Southern District of California 2006 - 2006
Skills
Intellectual Property, Courts, Government, Contract Management, Program Management, Policy, Trademarks, Legal Writing, Legal Research, Depositions, Analysis, Litigation, Patents, Leadership, Corporate Law, Negotiation, Strategy, Civil Litigation, Licensing, Due Diligence, Mergers & Acquisitions, Corporate Governance, Joint Ventures, Contract Negotiation, Mediation, Arbitration, Commercial Litigation, Patent Litigation, Trade Secrets, Patent Prosecution, Privacy Law
Education
University of San Diego School of Law 2005 — 2008
JD, Law
University of California, Santa Barbara 2001 — 2004
BS, Microbiology
Live Oak High School 1998 — 2001
Courtney Schuster Kamlet's US Securities and Exchange Commission Experience 2001 - June 2004
Job Senior Corporate Counsel at INC Research
Industry Legal Services
Experience
INC Research February 2015 - Present
Greensboro Children's Museum January 2013 - Present
The Community Foundation of Greater Greensboro January 2013 - Present
Fidelity National Information Services May 2014 - February 2015
Arbitron May 2009 - November 2013
Sprint Nextel September 2007 - May 2009
Holland & Knight LLP October 2005 - June 2007
Steptoe & Johnson LLP June 2004 - October 2005
US Securities and Exchange Commission 2001 - June 2004
Skills
Corporate Governance, Corporate Law, Securities Regulation, Securities, Mergers & Acquisitions, Licensing, Legal Advice, Privacy Law, Intellectual Property, Legal Writing, Finance, Mergers, Litigation, Commercial Litigation, SEC, Legal Research, Due Diligence, Securities Offerings, Executive Compensation..., Compensation & Benefits..., Ethics, Compliance
Education
University of Florida - Fredric G. Levin College of Law 1998 — 2001
JD
University of Florida 1995 — 1998
BS, Psychology and minor in Business Administration
INC Research February 2015 - Present
Greensboro Children's Museum January 2013 - Present
The Community Foundation of Greater Greensboro January 2013 - Present
Fidelity National Information Services May 2014 - February 2015
Arbitron May 2009 - November 2013
Sprint Nextel September 2007 - May 2009
Holland & Knight LLP October 2005 - June 2007
Steptoe & Johnson LLP June 2004 - October 2005
US Securities and Exchange Commission 2001 - June 2004
Skills
Corporate Governance, Corporate Law, Securities Regulation, Securities, Mergers & Acquisitions, Licensing, Legal Advice, Privacy Law, Intellectual Property, Legal Writing, Finance, Mergers, Litigation, Commercial Litigation, SEC, Legal Research, Due Diligence, Securities Offerings, Executive Compensation..., Compensation & Benefits..., Ethics, Compliance
Education
University of Florida - Fredric G. Levin College of Law 1998 — 2001
JD
University of Florida 1995 — 1998
BS, Psychology and minor in Business Administration
Louis Gracia Louis Gracia's US Securities and Exchange Commission Experience December 2003 - Present
Job Assistant Regional Director at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission December 2003 - Present
US Securities and Exchange Commission June 2000 - November 2003
US Securities and Exchange Commission August 1994 - May 2000
Skills
SEC, Securities Regulation, Fraud, Securities, Enforcement, FINRA, SEC filings, Government, Risk Assessment, Investment Advisory, Financial Institutions, Surveillance, Risk Management, Hedge Funds, Mutual Funds, Accounting, Due Diligence, Financial Analysis, Investments
Education
University of Illinois at Chicago 1991 — 1994
B.S., Accounting, 3.5 GPA
US Securities and Exchange Commission December 2003 - Present
US Securities and Exchange Commission June 2000 - November 2003
US Securities and Exchange Commission August 1994 - May 2000
Skills
SEC, Securities Regulation, Fraud, Securities, Enforcement, FINRA, SEC filings, Government, Risk Assessment, Investment Advisory, Financial Institutions, Surveillance, Risk Management, Hedge Funds, Mutual Funds, Accounting, Due Diligence, Financial Analysis, Investments
Education
University of Illinois at Chicago 1991 — 1994
B.S., Accounting, 3.5 GPA
Jessica Mark Jessica Mark's US Securities and Exchange Commission Experience January 2015 - April 2015
Job
Industry
Experience
U.S. Securities and Exchange Commission January 2015 - April 2015
The University of Notre Dame Mendoza College of Business August 2014 - December 2014
EY June 2014 - August 2014
The University of Notre Dame Mendoza College of Business August 2013 - May 2014
US Securities and Exchange Commission June 2013 - August 2013
Ernst & Young October 2008 - July 2012
Deloitte June 2007 - August 2007
Ernst & Young February 2007 - April 2007
US Securities and Exchange Commission June 2006 - August 2006
Skills
Finance, Financial Advisory, Tax, GAAP, Corporate Tax
Education
University of Notre Dame Law School 2012 — 2015
Doctor of Law (J.D.)
University of Houston, C.T. Bauer College of Business 2007 — 2008
Masters of Accountancy (M.S.A.)
University of Houston, C.T. Bauer College of Business 2003 — 2007
Bachelor of Business Administration (B.B.A.), Accounting
U.S. Securities and Exchange Commission January 2015 - April 2015
The University of Notre Dame Mendoza College of Business August 2014 - December 2014
EY June 2014 - August 2014
The University of Notre Dame Mendoza College of Business August 2013 - May 2014
US Securities and Exchange Commission June 2013 - August 2013
Ernst & Young October 2008 - July 2012
Deloitte June 2007 - August 2007
Ernst & Young February 2007 - April 2007
US Securities and Exchange Commission June 2006 - August 2006
Skills
Finance, Financial Advisory, Tax, GAAP, Corporate Tax
Education
University of Notre Dame Law School 2012 — 2015
Doctor of Law (J.D.)
University of Houston, C.T. Bauer College of Business 2007 — 2008
Masters of Accountancy (M.S.A.)
University of Houston, C.T. Bauer College of Business 2003 — 2007
Bachelor of Business Administration (B.B.A.), Accounting
Kristine Chadwick Kristine Chadwick's US Securities and Exchange Commission Experience December 2006 - December 2010
Job CPA
Industry Government Administration
Experience
Ernst & Young January 2011 - May 2013
US Securities and Exchange Commission December 2006 - December 2010
USDA Commodity Credit Corporation, Farm Service Agency, Foreign Agricultural Service October 2000 - December 2006
DEPARTMENT OF COMMERCE, BUREAU OF THE CENSUS February 1999 - October 2001
FEDERAL DEPOSIT INSURANCE CORPORATION January 1995 - January 1999
RESOLUTION TRUST CORPORATION January 1991 - January 1995
JTL PORTAMERICA DEVELOPERS January 1988 - January 1991
ARTHUR ANDERSEN & CO January 1986 - January 1988
Skills
Managerial Finance, Accounting, Finance, Strategic Planning, Internal Controls, Financial Reporting, Government, Policy, Financial Analysis, Auditing, Sarbanes-Oxley Act, Risk Management, Management Consulting, Enterprise Risk..., Financial Accounting, Business Process..., US GAAP, Financial Statements, Budgets, CPA, Executive Management, GAAP
Education
University of Virginia
B.S., Commerce
University of Houston
M.S., Accountancy
Ernst & Young January 2011 - May 2013
US Securities and Exchange Commission December 2006 - December 2010
USDA Commodity Credit Corporation, Farm Service Agency, Foreign Agricultural Service October 2000 - December 2006
DEPARTMENT OF COMMERCE, BUREAU OF THE CENSUS February 1999 - October 2001
FEDERAL DEPOSIT INSURANCE CORPORATION January 1995 - January 1999
RESOLUTION TRUST CORPORATION January 1991 - January 1995
JTL PORTAMERICA DEVELOPERS January 1988 - January 1991
ARTHUR ANDERSEN & CO January 1986 - January 1988
Skills
Managerial Finance, Accounting, Finance, Strategic Planning, Internal Controls, Financial Reporting, Government, Policy, Financial Analysis, Auditing, Sarbanes-Oxley Act, Risk Management, Management Consulting, Enterprise Risk..., Financial Accounting, Business Process..., US GAAP, Financial Statements, Budgets, CPA, Executive Management, GAAP
Education
University of Virginia
B.S., Commerce
University of Houston
M.S., Accountancy
Michael A. Nolen Michael A. Nolen's US Securities and Exchange Commission Experience June 1996 - December 2000
Job Legal Assistant at Thomas Pollart & Miller LLC
Industry Legal Services
Experience
Thomas Pollart & Miller LLC November 2014 - Present
Senn Visciano Canges P.C. October 2005 - Present
SRS Services, LLC October 2013 - April 2014
Indiana University Health April 2001 - August 2005
US Securities and Exchange Commission June 1996 - December 2000
YMCA September 1991 - June 1996
Skills
Microsoft Office, Records Management, Customer Service, Office Administration, Traditional Art Skills, Account Management, HIPAA, ARMA, Accounts Receivable, Accounts Payable, ProLaw, Epic Systems, Editing, Human Resources, Legal Writing, Teamwork, Administrative..., File Management, Records, Data Entry, Wordperfect, Administrative...
Education
University of Colorado at Denver 1995 — 2000
Bachelor of Fine Arts (BFA), Communication Minor
Thomas Pollart & Miller LLC November 2014 - Present
Senn Visciano Canges P.C. October 2005 - Present
SRS Services, LLC October 2013 - April 2014
Indiana University Health April 2001 - August 2005
US Securities and Exchange Commission June 1996 - December 2000
YMCA September 1991 - June 1996
Skills
Microsoft Office, Records Management, Customer Service, Office Administration, Traditional Art Skills, Account Management, HIPAA, ARMA, Accounts Receivable, Accounts Payable, ProLaw, Epic Systems, Editing, Human Resources, Legal Writing, Teamwork, Administrative..., File Management, Records, Data Entry, Wordperfect, Administrative...
Education
University of Colorado at Denver 1995 — 2000
Bachelor of Fine Arts (BFA), Communication Minor
Hytham Aly Hytham Aly's US Securities and Exchange Commission Experience March 2012 - June 2012
Job Litigation Support Specialist II & Relativity Certified Administrator
Industry Legal Services
Experience
Altep, Inc. July 2015 - Present
Altep September 2013 - Present
Consilio July 2012 - July 2013
CAIR-CA October 2011 - August 2012
US Securities and Exchange Commission March 2012 - June 2012
Regwez, Inc July 2011 - January 2012
Skills
Litigation Support, Legal Writing, Relativity, Research, Microsoft Office, Legal Assistance, Public Speaking, Time Management, PowerPoint, Project Planning, Egyptian Colloquial..., Interrogatories, Case Management Services, Modern Standard Arabic, Administrative..., Eagle Scout, Document Review, Legal Research, Westlaw
Education
kCura 2015 — 2015
UCLA 2012 — 2012
Post baccalaureate, Paralegal Studies, A
University of California, Davis 2009 — 2011
B.A., Political Science and History, A-
Los Altos High School 2003 — 2007
High School
Altep, Inc. July 2015 - Present
Altep September 2013 - Present
Consilio July 2012 - July 2013
CAIR-CA October 2011 - August 2012
US Securities and Exchange Commission March 2012 - June 2012
Regwez, Inc July 2011 - January 2012
Skills
Litigation Support, Legal Writing, Relativity, Research, Microsoft Office, Legal Assistance, Public Speaking, Time Management, PowerPoint, Project Planning, Egyptian Colloquial..., Interrogatories, Case Management Services, Modern Standard Arabic, Administrative..., Eagle Scout, Document Review, Legal Research, Westlaw
Education
kCura 2015 — 2015
UCLA 2012 — 2012
Post baccalaureate, Paralegal Studies, A
University of California, Davis 2009 — 2011
B.A., Political Science and History, A-
Los Altos High School 2003 — 2007
High School
Charles V. Senatore Charles V. Senatore's US Securities and Exchange Commission Experience March 1994 - October 1997
Job EVP for Regulatory Strategy
Industry Financial Services
Experience
Fidelity Investments October 2014 - Present
University of Chicago Law School June 2014 - Present
Fidelity Investments May 2003 - October 2014
Merrill Lynch December 1997 - April 2003
US Securities and Exchange Commission March 1994 - October 1997
Cadwalader, Wickersham & Taft LLP May 1991 - March 1994
Jorden Burt LLP September 1988 - April 1991
United States Attorney's Office, Southern District of Florida February 1985 - August 1988
Skills
Senior Risk/Compliance..., Securities Regulation, Regulatory Liaison, Broker-Dealer and..., FINRA, Securities, Investment Management, Broker-Dealer, Investments, Risk Management, Regulations, Series 24, AML, Mutual Funds, KYC, SEC, Series 7, Alternative Investments, Corporate Governance, Hedge Funds, Investment Advisory, Capital Markets, Asset Managment, Options, Financial Services, Equities, Due Diligence, Private Equity, Prime Brokerage, Operational Risk, OFAC, Investment Banking, Fraud, Fixed Income, Financial Risk, Financial Regulation, Financial Markets, ETFs, Derivatives, Asset Management, Anti Money Laundering, Leadership, Regulatory Compliance, Series 63
Education
University of Chicago Law School
JD, Law
Williams College
BA, Economics
Fidelity Investments October 2014 - Present
University of Chicago Law School June 2014 - Present
Fidelity Investments May 2003 - October 2014
Merrill Lynch December 1997 - April 2003
US Securities and Exchange Commission March 1994 - October 1997
Cadwalader, Wickersham & Taft LLP May 1991 - March 1994
Jorden Burt LLP September 1988 - April 1991
United States Attorney's Office, Southern District of Florida February 1985 - August 1988
Skills
Senior Risk/Compliance..., Securities Regulation, Regulatory Liaison, Broker-Dealer and..., FINRA, Securities, Investment Management, Broker-Dealer, Investments, Risk Management, Regulations, Series 24, AML, Mutual Funds, KYC, SEC, Series 7, Alternative Investments, Corporate Governance, Hedge Funds, Investment Advisory, Capital Markets, Asset Managment, Options, Financial Services, Equities, Due Diligence, Private Equity, Prime Brokerage, Operational Risk, OFAC, Investment Banking, Fraud, Fixed Income, Financial Risk, Financial Regulation, Financial Markets, ETFs, Derivatives, Asset Management, Anti Money Laundering, Leadership, Regulatory Compliance, Series 63
Education
University of Chicago Law School
JD, Law
Williams College
BA, Economics
Kyle Ahlgren Kyle Ahlgren's US Securities and Exchange Commission Experience April 2008 - Present
Job Senior Counsel at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission April 2008 - Present
Willkie Farr & Gallagher LLP January 2006 - April 2008
Shearman & Sterling LLP October 2002 - January 2006
Education
University of Virginia School of Law 2000 — 2002
Doctor of Law (JD)
University of Chicago Law School 1999 — 2000
University of California, Berkeley 1997 — 1998
Master of Arts (MA), American History (United States)
The College of William and Mary 1993 — 1997
Bachelor of Arts (BA), American History (United States)
US Securities and Exchange Commission April 2008 - Present
Willkie Farr & Gallagher LLP January 2006 - April 2008
Shearman & Sterling LLP October 2002 - January 2006
Education
University of Virginia School of Law 2000 — 2002
Doctor of Law (JD)
University of Chicago Law School 1999 — 2000
University of California, Berkeley 1997 — 1998
Master of Arts (MA), American History (United States)
The College of William and Mary 1993 — 1997
Bachelor of Arts (BA), American History (United States)
Daniel Phan Daniel Phan's US Securities and Exchange Commission Experience August 2011 - December 2011
Job Project Manager, North America Strategy & Operations at Mercer
Industry Management Consulting
Experience
Mercer April 2015 - Present
Pacific Alternative Asset Management Company (PAAMCO) September 2012 - April 2015
US Securities and Exchange Commission August 2011 - December 2011
California Office of the Attorney General May 2011 - August 2011
United States Bankruptcy Court May 2010 - August 2010
Merrill Lynch Global Wealth Management June 2008 - August 2008
Education
University of California, Irvine School of Law 2009 — 2012
J.D.
University of California, Berkeley 2005 — 2008
B.A.
Mercer April 2015 - Present
Pacific Alternative Asset Management Company (PAAMCO) September 2012 - April 2015
US Securities and Exchange Commission August 2011 - December 2011
California Office of the Attorney General May 2011 - August 2011
United States Bankruptcy Court May 2010 - August 2010
Merrill Lynch Global Wealth Management June 2008 - August 2008
Education
University of California, Irvine School of Law 2009 — 2012
J.D.
University of California, Berkeley 2005 — 2008
B.A.
Christopher J. Pirog's US Securities and Exchange Commission Experience August 2011 - February 2012
Job Special Assistant U.S. Attorney at United States Attorney's Office
Industry Law Enforcement
Experience
United States Attorney's Office October 2013 - Present
Circuit Court for Baltimore City April 2012 - August 2013
US Securities and Exchange Commission August 2011 - February 2012
Baltimore City State's Attorney's Office June 2011 - August 2011
United States Attorney's Office August 2010 - December 2010
United States District Court for the District of Maryland May 2010 - August 2010
Maryland Office of Legislative Audits August 2008 - August 2009
Skills
Legal Writing, Legal Research, Criminal Law, Civil Litigation, Corporate Law, Securities Regulation, Civil Law, Banking Law, Commercial Law
Education
University of Baltimore School of Law 2009 — 2012
Juris Doctorate, Law, Cum Laude
University of Baltimore Merrick School of Business 2004 — 2008
Bachelor of Science, Accounting
United States Attorney's Office October 2013 - Present
Circuit Court for Baltimore City April 2012 - August 2013
US Securities and Exchange Commission August 2011 - February 2012
Baltimore City State's Attorney's Office June 2011 - August 2011
United States Attorney's Office August 2010 - December 2010
United States District Court for the District of Maryland May 2010 - August 2010
Maryland Office of Legislative Audits August 2008 - August 2009
Skills
Legal Writing, Legal Research, Criminal Law, Civil Litigation, Corporate Law, Securities Regulation, Civil Law, Banking Law, Commercial Law
Education
University of Baltimore School of Law 2009 — 2012
Juris Doctorate, Law, Cum Laude
University of Baltimore Merrick School of Business 2004 — 2008
Bachelor of Science, Accounting
Michael Cates's US Securities and Exchange Commission Experience 2010 - Present
Job Senior Counsel at the U.S. Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission 2010 - Present
King and Spalding 2004 - 2010
State of Delaware 2003 - 2004
Jones Day 2002 - 2003
Education
University of Georgia School of Law 1999 — 2002
J.D., magna cum laude
US Securities and Exchange Commission 2010 - Present
King and Spalding 2004 - 2010
State of Delaware 2003 - 2004
Jones Day 2002 - 2003
Education
University of Georgia School of Law 1999 — 2002
J.D., magna cum laude
Ethan Draper Ethan Draper's US Securities and Exchange Commission Experience September 2013 - December 2014
Job Intern at US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission September 2013 - December 2014
Bureau of Land Management May 2011 - May 2012
Skills
Microsoft Office
Education
University of Denver - Daniels College of Business 2013 — 2016
Bachelor of Business Administration (B.B.A.), Real Estate
US Securities and Exchange Commission September 2013 - December 2014
Bureau of Land Management May 2011 - May 2012
Skills
Microsoft Office
Education
University of Denver - Daniels College of Business 2013 — 2016
Bachelor of Business Administration (B.B.A.), Real Estate
Erica Guy Erica Guy's US Securities and Exchange Commission Experience June 2009 - August 2009
Job Associate at Sidley Austin LLP
Industry Legal Services
Experience
Sidley Austin LLP September 2012 - Present
Sidley Austin May 2011 - August 2011
Financial Industry Regulatory Authority June 2010 - September 2010
US Securities and Exchange Commission June 2009 - August 2009
Skills
Legal Research, Research, Securities, Analysis, Legal Writing
Education
University of Chicago Law School 2009 — 2012
JD
University of Maryland College Park 2005 — 2009
BA, History; Government & Politics
Sidley Austin LLP September 2012 - Present
Sidley Austin May 2011 - August 2011
Financial Industry Regulatory Authority June 2010 - September 2010
US Securities and Exchange Commission June 2009 - August 2009
Skills
Legal Research, Research, Securities, Analysis, Legal Writing
Education
University of Chicago Law School 2009 — 2012
JD
University of Maryland College Park 2005 — 2009
BA, History; Government & Politics
Erin Wilk Erin Wilk's US Securities and Exchange Commission Experience June 2012 - August 2012
Job
Industry
Experience
Latham & Watkins LLP October 2014 - Present
Latham & Watkins LLP May 2013 - July 2013
US Securities and Exchange Commission June 2012 - August 2012
Office of Chief Counsel, IRS July 2009 - July 2011
Education
University of Michigan Law School 2011 — 2014
JD
UC Berkeley Haas School of Business 2005 — 2009
B.S. in Business Administration
University of California, Berkeley
Latham & Watkins LLP October 2014 - Present
Latham & Watkins LLP May 2013 - July 2013
US Securities and Exchange Commission June 2012 - August 2012
Office of Chief Counsel, IRS July 2009 - July 2011
Education
University of Michigan Law School 2011 — 2014
JD
UC Berkeley Haas School of Business 2005 — 2009
B.S. in Business Administration
University of California, Berkeley
Felicia Vallera Felicia Vallera's US Securities and Exchange Commission Experience 1996 - 1996
Job General Counsel/ Small Business Community Volunteer
Industry Legal Services
Experience
Various Capital Markets Firms and Emerging Growth Companies June 2010 - Present
Solar Mosaic, Inc. (joinmosaic.com) February 2015 - May 2015
The Law Office of Felicia Vallera January 2001 - December 2010
Lillick & Charles LLP (now Nixon Peabody) 1997 - 2000
US Securities and Exchange Commission 1996 - 1996
IBM and McDonnell Douglas Corporation 1992 - 1995
First Interstate Bancorp 1985 - 1992
Peat, Marwick, Mitchell & Co. (now KPMG) 1978 - 1985
Bank of America 1974 - 1978
Education
University of California, Hastings College of the Law 1995 — 1998
J.D., Corporate and Commercial Transactions; Intellectual Property
University of Southern California - Marshall School of Business 1988 — 1991
M.B.A., Strategic Planning, Decision Support/Information Resource Management
University of California, Santa Barbara 1974 — 1978
B.A., Economics/Econometrics, minor in Computer Science, with honors
Various Capital Markets Firms and Emerging Growth Companies June 2010 - Present
Solar Mosaic, Inc. (joinmosaic.com) February 2015 - May 2015
The Law Office of Felicia Vallera January 2001 - December 2010
Lillick & Charles LLP (now Nixon Peabody) 1997 - 2000
US Securities and Exchange Commission 1996 - 1996
IBM and McDonnell Douglas Corporation 1992 - 1995
First Interstate Bancorp 1985 - 1992
Peat, Marwick, Mitchell & Co. (now KPMG) 1978 - 1985
Bank of America 1974 - 1978
Education
University of California, Hastings College of the Law 1995 — 1998
J.D., Corporate and Commercial Transactions; Intellectual Property
University of Southern California - Marshall School of Business 1988 — 1991
M.B.A., Strategic Planning, Decision Support/Information Resource Management
University of California, Santa Barbara 1974 — 1978
B.A., Economics/Econometrics, minor in Computer Science, with honors
Laura Badian Laura Badian's US Securities and Exchange Commission Experience July 1996 - January 2000
Job Assistant General Counsel at Commodity Futures Trading Commission
Industry Law Practice
Experience
Commodity Futures Trading Commission October 2013 - Present
Commodity Futures Trading Commission October 2011 - October 2013
Arnold & Porter August 2007 - October 2011
Kalorama Partners LLC January 2007 - July 2007
Kalorama Partners November 2003 - December 2006
US Securities and Exchange Commission July 1996 - January 2000
US Securities and Exchange Commission October 1994 - July 1996
Locke Lord LLP (formerly Lord, Bissell & Brook) January 1988 - November 1992
Locke Lord LLP (formerly Lord Bissell & Brook) June 1979 - December 1987
Skills
SEC, Compliance, Securities Regulation, Corporate Finance, Mergers, Swaps and Futures..., FINRA, Mergers & Acquisitions, Corporate Governance, Finance, Securities, Corporate Law, Investment Banking, Commodity, Financial Regulation, Securities Litigation, Securitization, FCPA, Commercial Litigation, Cross-border..., Derivatives, Due Diligence, Legal Writing
Education
University of Chicago Law School 1978 — 1979
JD
University of Pennsylvania - The Wharton School 1976 — 1979
MBA, Finance
University of Pennsylvania - The Wharton School 1972 — 1976
BS, Economics
Commodity Futures Trading Commission October 2013 - Present
Commodity Futures Trading Commission October 2011 - October 2013
Arnold & Porter August 2007 - October 2011
Kalorama Partners LLC January 2007 - July 2007
Kalorama Partners November 2003 - December 2006
US Securities and Exchange Commission July 1996 - January 2000
US Securities and Exchange Commission October 1994 - July 1996
Locke Lord LLP (formerly Lord, Bissell & Brook) January 1988 - November 1992
Locke Lord LLP (formerly Lord Bissell & Brook) June 1979 - December 1987
Skills
SEC, Compliance, Securities Regulation, Corporate Finance, Mergers, Swaps and Futures..., FINRA, Mergers & Acquisitions, Corporate Governance, Finance, Securities, Corporate Law, Investment Banking, Commodity, Financial Regulation, Securities Litigation, Securitization, FCPA, Commercial Litigation, Cross-border..., Derivatives, Due Diligence, Legal Writing
Education
University of Chicago Law School 1978 — 1979
JD
University of Pennsylvania - The Wharton School 1976 — 1979
MBA, Finance
University of Pennsylvania - The Wharton School 1972 — 1976
BS, Economics
Craig McCann's US Securities and Exchange Commission Experience April 1994 - July 1995
Job Owner, Securities Litigation and Consulting Group, Inc
Industry Financial Services
Experience
Securities Litigation and Consulting Group, Inc September 2000 - Present
KPMG LLP 1997 - 1999
NERA Economic Consulting 1995 - 1997
US Securities and Exchange Commission April 1994 - July 1995
US Securities and Exchange Commission July 1992 - May 1993
Education
University of California, Los Angeles 1983 — 1987
PhD, Economics
Western University 1978 — 1982
BA, Economics
Securities Litigation and Consulting Group, Inc September 2000 - Present
KPMG LLP 1997 - 1999
NERA Economic Consulting 1995 - 1997
US Securities and Exchange Commission April 1994 - July 1995
US Securities and Exchange Commission July 1992 - May 1993
Education
University of California, Los Angeles 1983 — 1987
PhD, Economics
Western University 1978 — 1982
BA, Economics
Bob Newkirk Bob Newkirk's US Securities and Exchange Commission Experience September 1993 - September 1994
Job Senior Contract Manager at Honeywell
Industry Environmental Services
Experience
Honeywell November 2012 - Present
Forbes Mergers & Acquisitions September 2011 - October 2012
Evergreen M&A January 2008 - April 2011
UnitedHealth Group May 1997 - January 2008
Dorsey & Whitney LLP September 1994 - April 1997
US Securities and Exchange Commission September 1993 - September 1994
U.S. Court of Appeals for the D.C. Circuit August 1992 - August 1993
Arthur Young August 1987 - September 1989
Education
University of Chicago Law School 1989 — 1992
J.D., Law
University of Illinois at Urbana-Champaign 1984 — 1987
B.S., B.S., Accountancy, Economics
Honeywell November 2012 - Present
Forbes Mergers & Acquisitions September 2011 - October 2012
Evergreen M&A January 2008 - April 2011
UnitedHealth Group May 1997 - January 2008
Dorsey & Whitney LLP September 1994 - April 1997
US Securities and Exchange Commission September 1993 - September 1994
U.S. Court of Appeals for the D.C. Circuit August 1992 - August 1993
Arthur Young August 1987 - September 1989
Education
University of Chicago Law School 1989 — 1992
J.D., Law
University of Illinois at Urbana-Champaign 1984 — 1987
B.S., B.S., Accountancy, Economics
Clarence D Long IV Clarence D Long IV's US Securities and Exchange Commission Experience 2001 - 2002
Job Accomplished Attorney With 13+ Years Of Experience In Government Regulation & Complex Commercial & Securities Litigation
Industry Law Practice
Experience
Mayer Brown June 2007 - Present
Austin Fund LLC 2004 - 2007
Kellogg, Huber, Hansen, Todd, Evans & Figel, P.L.L.C. 2002 - 2004
U.S Securities and Exchange Commission 2001 - 2002
Skills
Litigation, Legal Research, Civil Litigation, Trials, Litigation Support, Criminal Defense, Complex Litigation, Antitrust, Trial Preparation, Securities Litigation, Securities Regulation, Trial Practice, Legal Writing, White Collar Criminal..., Non-profits..., FCPA, Class Actions, Document Review, Competition Law, Criminal Law, Pleadings, Appeals, Commercial Litigation, Due Diligence, Corporate Law, Courts
Education
University of Richmond School of Law 1998 — 2001
Juris Doctor (J.D.), Law
University of Cambridge 1999 — 1999
N/A, Law, 6 credits
William & Mary 1992 — 1996
Bachelor's Degree, Government
Saint Anselm's Abbey School 1988 — 1992
High School, College Prep
Mayer Brown June 2007 - Present
Austin Fund LLC 2004 - 2007
Kellogg, Huber, Hansen, Todd, Evans & Figel, P.L.L.C. 2002 - 2004
U.S Securities and Exchange Commission 2001 - 2002
Skills
Litigation, Legal Research, Civil Litigation, Trials, Litigation Support, Criminal Defense, Complex Litigation, Antitrust, Trial Preparation, Securities Litigation, Securities Regulation, Trial Practice, Legal Writing, White Collar Criminal..., Non-profits..., FCPA, Class Actions, Document Review, Competition Law, Criminal Law, Pleadings, Appeals, Commercial Litigation, Due Diligence, Corporate Law, Courts
Education
University of Richmond School of Law 1998 — 2001
Juris Doctor (J.D.), Law
University of Cambridge 1999 — 1999
N/A, Law, 6 credits
William & Mary 1992 — 1996
Bachelor's Degree, Government
Saint Anselm's Abbey School 1988 — 1992
High School, College Prep
Peter Lert, Ph.D., CFA's US Securities and Exchange Commission Experience 2013 - 2014
Job Senior Financial Expert & Senior Analyst at Crowninshield Financial Research
Industry Investment Management
Experience
Crowninshield Financial Research 2014 - Present
US Securities and Exchange Commission 2013 - 2014
The Boston Company Asset Management, LLC 2012 - 2012
Aronson Johnson Ortiz 2011 - 2012
Wells Capital Management 2006 - 2011
Evergreen Investments 2006 - 2009
Sentinel Asset Management 2004 - 2006
State Street Global Advisors 2002 - 2003
Fidelity Management Trust Company 2002 - 2002
Fidelity Management & Research Company 1992 - 2002
Skills
Equities, Portfolio Management, Quantitative Research, Investment Strategies, Strategy Development, Marketing Strategy, Sales Presentations, Client Communication, Product Management, Business Strategy, Strategy, Fixed Income
Education
University of California, San Diego
Ph. D., Chemistry
University of Virginia
B.S., Chemistry
Crowninshield Financial Research 2014 - Present
US Securities and Exchange Commission 2013 - 2014
The Boston Company Asset Management, LLC 2012 - 2012
Aronson Johnson Ortiz 2011 - 2012
Wells Capital Management 2006 - 2011
Evergreen Investments 2006 - 2009
Sentinel Asset Management 2004 - 2006
State Street Global Advisors 2002 - 2003
Fidelity Management Trust Company 2002 - 2002
Fidelity Management & Research Company 1992 - 2002
Skills
Equities, Portfolio Management, Quantitative Research, Investment Strategies, Strategy Development, Marketing Strategy, Sales Presentations, Client Communication, Product Management, Business Strategy, Strategy, Fixed Income
Education
University of California, San Diego
Ph. D., Chemistry
University of Virginia
B.S., Chemistry
Andrew Sioson Andrew Sioson's US Securities and Exchange Commission Experience May 2015 - Present
Job AttorneyAdvisor at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2015 - Present
Proskauer Rose LLP 2013 - 2015
Proskauer Rose LLP May 2012 - July 2012
US Securities and Exchange Commission June 2011 - August 2011
Incapital January 2010 - August 2010
My College Storage 2009 - 2010
Blackman Kallick 2008 - 2009
KPMG US 2007 - 2008
Skills
Business Development, Accounting, Litigation, Due Diligence, Corporate Law, Mergers & Acquisitions, Legal Writing, Research, Auditing
Education
University of California, Berkeley - School of Law
University of Illinois at Urbana-Champaign
U.S. Securities and Exchange Commission May 2015 - Present
Proskauer Rose LLP 2013 - 2015
Proskauer Rose LLP May 2012 - July 2012
US Securities and Exchange Commission June 2011 - August 2011
Incapital January 2010 - August 2010
My College Storage 2009 - 2010
Blackman Kallick 2008 - 2009
KPMG US 2007 - 2008
Skills
Business Development, Accounting, Litigation, Due Diligence, Corporate Law, Mergers & Acquisitions, Legal Writing, Research, Auditing
Education
University of California, Berkeley - School of Law
University of Illinois at Urbana-Champaign
Troy A. Paredes Troy A. Paredes's US Securities and Exchange Commission Experience 2008 - 2013
Job Consultant I Lecturer I Author: Financial Regulation, Corporate Governance, Public Policy
Industry Financial Services
Experience
Paredes Strategies LLC September 2015 - Present
Harvard Law School August 2014 - Present
University of Pennsylvania Law School July 2014 - Present
PwC March 2014 - August 2015
US Securities and Exchange Commission 2008 - 2013
Washington University in St. Louis School of Law 2001 - 2008
Irell & Manella LLP 2000 - 2001
Steptoe & Johnson LLP 1999 - 2000
O'Melveny & Myers LLP 1996 - 1999
Skills
Securities Regulation, Corporate Finance, Corporate Law, Corporate Governance, Finance, Securities Litigation, Securities Offerings, Securities Fraud, Securities Market, Intellectual Property, Financial Regulation, Private Equity, Venture Capital, Securities, Legal Research, Due Diligence, Legal Writing, Litigation, Strategy, Policy, Capital Markets, Structured Finance, Risk Management, Mergers & Acquisitions
Education
Yale Law School 1993 — 1996
Doctor of Law (JD)
University of California, Berkeley 1989 — 1992
Bachelor of Arts (B.A.), Economics
Paredes Strategies LLC September 2015 - Present
Harvard Law School August 2014 - Present
University of Pennsylvania Law School July 2014 - Present
PwC March 2014 - August 2015
US Securities and Exchange Commission 2008 - 2013
Washington University in St. Louis School of Law 2001 - 2008
Irell & Manella LLP 2000 - 2001
Steptoe & Johnson LLP 1999 - 2000
O'Melveny & Myers LLP 1996 - 1999
Skills
Securities Regulation, Corporate Finance, Corporate Law, Corporate Governance, Finance, Securities Litigation, Securities Offerings, Securities Fraud, Securities Market, Intellectual Property, Financial Regulation, Private Equity, Venture Capital, Securities, Legal Research, Due Diligence, Legal Writing, Litigation, Strategy, Policy, Capital Markets, Structured Finance, Risk Management, Mergers & Acquisitions
Education
Yale Law School 1993 — 1996
Doctor of Law (JD)
University of California, Berkeley 1989 — 1992
Bachelor of Arts (B.A.), Economics
Andrew J Kisz Andrew J Kisz's US Securities and Exchange Commission Experience January 2012 - May 2012
Job Compliance Advisor at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank January 2015 - Present
Deutsche Bank July 2013 - January 2015
Merrill Lynch 2012 - 2013
US Securities and Exchange Commission January 2012 - May 2012
US Army July 2001 - November 2006
Skills
Finance, Securities, Leadership, Financial Analysis, Risk Management, Investments, Banking, Series 7, Compliance, Compliance Advisory
Education
Wake Forest University School of Law 2010 — 2012
Juris Doctor, J.D.
University of Florida - Warrington College of Business Administration 2007 — 2009
Business, Marketing
Deutsche Bank January 2015 - Present
Deutsche Bank July 2013 - January 2015
Merrill Lynch 2012 - 2013
US Securities and Exchange Commission January 2012 - May 2012
US Army July 2001 - November 2006
Skills
Finance, Securities, Leadership, Financial Analysis, Risk Management, Investments, Banking, Series 7, Compliance, Compliance Advisory
Education
Wake Forest University School of Law 2010 — 2012
Juris Doctor, J.D.
University of Florida - Warrington College of Business Administration 2007 — 2009
Business, Marketing
Kimberly Tonn Kimberly Tonn's US Securities and Exchange Commission Experience January 2012 - May 2012
Job FINRA Senior Examiner
Industry Public Policy
Experience
Financial Industry Regulatory Authority November 2012 - Present
US Securities and Exchange Commission January 2012 - May 2012
Skills
Legal Research, Legal Writing, Civil Litigation, Westlaw, Commercial Litigation, Public Speaking, Microsoft Office
Education
Vanderbilt University Law School 2009 — 2012
JD
University of Georgia - Terry College of Business 2005 — 2009
Bachelor of Business Administration
Financial Industry Regulatory Authority November 2012 - Present
US Securities and Exchange Commission January 2012 - May 2012
Skills
Legal Research, Legal Writing, Civil Litigation, Westlaw, Commercial Litigation, Public Speaking, Microsoft Office
Education
Vanderbilt University Law School 2009 — 2012
JD
University of Georgia - Terry College of Business 2005 — 2009
Bachelor of Business Administration
Mindy Recht Mindy Recht's US Securities and Exchange Commission Experience 1990 - 1995
Job Owner, CJ Recht
Industry Luxury Goods & Jewelry
Experience
CJ Recht November 2007 - Present
US Attorney's Office, DC 1993 - 1995
US Securities and Exchange Commission 1990 - 1995
Skills
Jewelry Design, Fashion, Handmade Jewelry, Retail, Merchandising, Marketing Strategy, Product Development, Public Speaking, Customer Service, New Business Development, Creative Direction, Online Marketing, Trend Analysis, Social Media Marketing, Brand Development
Education
Craft Students League/YWCA 1999 — 2002
n/a, jewelry
The University of Chicago
BA, Biological Sciences
University of Chicago Law School
JD
CJ Recht November 2007 - Present
US Attorney's Office, DC 1993 - 1995
US Securities and Exchange Commission 1990 - 1995
Skills
Jewelry Design, Fashion, Handmade Jewelry, Retail, Merchandising, Marketing Strategy, Product Development, Public Speaking, Customer Service, New Business Development, Creative Direction, Online Marketing, Trend Analysis, Social Media Marketing, Brand Development
Education
Craft Students League/YWCA 1999 — 2002
n/a, jewelry
The University of Chicago
BA, Biological Sciences
University of Chicago Law School
JD
Robert Malhotra Robert Malhotra's US Securities and Exchange Commission Experience January 2009 - June 2009
Job Partner at KPMG LLP
Industry Accounting
Experience
KPMG LLP October 2014 - Present
AIG June 2013 - October 2014
KPMG LLP July 2009 - June 2013
US Securities and Exchange Commission January 2009 - June 2009
US Securities and Exchange Commission June 2007 - January 2009
KPMG LLP September 1997 - June 2007
Skills
SEC Financial Reporting, US GAAP, IFRS Reporting, Financial Analysis, Financial Structuring, Controllership Functions, Derivatives, Hedging, Foreign Currency, Project Management, Regulatory Requirements, Mergers, IPO, SEC filings, SOX 404, Internal Controls, Audit Committee, Board Governance, Financial Risk..., Personnel Management
Education
University of Cincinnati 1993 — 1997
BBA, Accounting & Finance
KPMG LLP October 2014 - Present
AIG June 2013 - October 2014
KPMG LLP July 2009 - June 2013
US Securities and Exchange Commission January 2009 - June 2009
US Securities and Exchange Commission June 2007 - January 2009
KPMG LLP September 1997 - June 2007
Skills
SEC Financial Reporting, US GAAP, IFRS Reporting, Financial Analysis, Financial Structuring, Controllership Functions, Derivatives, Hedging, Foreign Currency, Project Management, Regulatory Requirements, Mergers, IPO, SEC filings, SOX 404, Internal Controls, Audit Committee, Board Governance, Financial Risk..., Personnel Management
Education
University of Cincinnati 1993 — 1997
BBA, Accounting & Finance
Travis Gilmer's US Securities and Exchange Commission Experience 2000 - 2002
Job Partner at Deloitte
Industry Accounting
Experience
Deloitte Special AdvisorPublic Company Accounting Oversight Board2003 - 2007
US Securities and Exchange Commission 2000 - 2002
Education
University of Florida 1985 — 1990
Accounting
Deloitte Special AdvisorPublic Company Accounting Oversight Board2003 - 2007
US Securities and Exchange Commission 2000 - 2002
Education
University of Florida 1985 — 1990
Accounting
Mark Shuman Mark Shuman's US Securities and Exchange Commission Experience November 2004 - Present
Job at
Industry Legal Services
Experience
US Securities and Exchange Commission November 2004 - Present
US SEC Staff 1992 - 2009
Matrix Membranes, Inc. February 1987 - August 1991
Brenman, Raskin Friedlob & Tanenbaum, PC 1980 - 1987
Skills
Securities, Corporate Governance, Corporate Law, Mergers & Acquisitions, Corporate Finance, Finance, Due Diligence, Litigation, Joint Ventures, Intellectual Property, Commercial Litigation, Licensing, Legal Research, IPO, Legal Writing, Civil Litigation, Policy
Education
University of Colorado Boulder 1970 — 1980
BA, MA, JD, Economics, Mathematics, Law
Sego Junior High School
US Securities and Exchange Commission November 2004 - Present
US SEC Staff 1992 - 2009
Matrix Membranes, Inc. February 1987 - August 1991
Brenman, Raskin Friedlob & Tanenbaum, PC 1980 - 1987
Skills
Securities, Corporate Governance, Corporate Law, Mergers & Acquisitions, Corporate Finance, Finance, Due Diligence, Litigation, Joint Ventures, Intellectual Property, Commercial Litigation, Licensing, Legal Research, IPO, Legal Writing, Civil Litigation, Policy
Education
University of Colorado Boulder 1970 — 1980
BA, MA, JD, Economics, Mathematics, Law
Sego Junior High School
Jahan Raissi Jahan Raissi's US Securities and Exchange Commission Experience November 1993 - October 1997
Job Partner at Shartsis Friese LLP
Industry Law Practice
Experience
Shartsis Friese LLP October 1997 - Present
US Securities and Exchange Commission November 1993 - October 1997
Skills
Securities Regulation, Securities Litigation, Litigation, White Collar Criminal..., Trade Secrets, SEC, Internal Investigations, Capital Markets
Education
University of California, Hastings College of the Law 1990 — 1993
JD, Law
University of California, Santa Cruz 1986 — 1990
BA, Politics / Legal Studies
Live Oak high School 1983 — 1986
Shartsis Friese LLP October 1997 - Present
US Securities and Exchange Commission November 1993 - October 1997
Skills
Securities Regulation, Securities Litigation, Litigation, White Collar Criminal..., Trade Secrets, SEC, Internal Investigations, Capital Markets
Education
University of California, Hastings College of the Law 1990 — 1993
JD, Law
University of California, Santa Cruz 1986 — 1990
BA, Politics / Legal Studies
Live Oak high School 1983 — 1986
Timothy Dunn Timothy Dunn's US Securities and Exchange Commission Experience July 1992 - July 2013
Job Principal and Owner at Dunn Consulting and Training LLC
Industry Financial Services
Experience
Dunn Consulting and Training LLC August 2013 - Present
ITA Compliance, LLC 2013 - 2015
ITA Compliance, LLC 2013 - 2015
USMC Scout Sniper Association 1995 - 2015
USMC Scout Sniper Association 1995 - 2015
US Securities and Exchange Commission July 1992 - July 2013
West Washington Park Neighborhood Association April 1994 - April 2000
Reber/Russell Investments April 1992 - July 1992
Securities Industry Software Corp. April 1988 - April 1992
Citibank September 1983 - April 1988
Skills
Accounting, Auditing, Certified Fraud Examiner, Dispute Resolution, Enforcement, Financial Analysis, Financial Reporting, GAAP, Human Resources, Internal Controls, Negotiation, Public Speaking, Risk Management, SEC filings, Securities, Training, Team Building, External Audit, SEC, Strategic Planning, Operations Management, Management, Transfer Agents, Suitability, Expert Witness, Clearance and Settlement, Supervision, Broker-Dealer Compliance, Customer Protection, Anti-Money Laundering, Budgets, Risk Assessment, Fraud, Financial Regulation, Business Process..., AML, Teaching, Lecturing, Process Improvement, FCPA, CPA, Forensic Accounting, Sarbanes-Oxley Act, Sarbanes-Oxley, Securities Regulation, Revenue Recognition
Education
University of Colorado at Denver 1991 — 1993
Masters of Business Administration, Business Administration and Management, General
University of California, Santa Barbara 1974 — 1980
Bachelor of Arts (BA), Political Science and Government
Dunn Consulting and Training LLC August 2013 - Present
ITA Compliance, LLC 2013 - 2015
ITA Compliance, LLC 2013 - 2015
USMC Scout Sniper Association 1995 - 2015
USMC Scout Sniper Association 1995 - 2015
US Securities and Exchange Commission July 1992 - July 2013
West Washington Park Neighborhood Association April 1994 - April 2000
Reber/Russell Investments April 1992 - July 1992
Securities Industry Software Corp. April 1988 - April 1992
Citibank September 1983 - April 1988
Skills
Accounting, Auditing, Certified Fraud Examiner, Dispute Resolution, Enforcement, Financial Analysis, Financial Reporting, GAAP, Human Resources, Internal Controls, Negotiation, Public Speaking, Risk Management, SEC filings, Securities, Training, Team Building, External Audit, SEC, Strategic Planning, Operations Management, Management, Transfer Agents, Suitability, Expert Witness, Clearance and Settlement, Supervision, Broker-Dealer Compliance, Customer Protection, Anti-Money Laundering, Budgets, Risk Assessment, Fraud, Financial Regulation, Business Process..., AML, Teaching, Lecturing, Process Improvement, FCPA, CPA, Forensic Accounting, Sarbanes-Oxley Act, Sarbanes-Oxley, Securities Regulation, Revenue Recognition
Education
University of Colorado at Denver 1991 — 1993
Masters of Business Administration, Business Administration and Management, General
University of California, Santa Barbara 1974 — 1980
Bachelor of Arts (BA), Political Science and Government
Natalie Shroyer's US Securities and Exchange Commission Experience June 2008 - May 2009
Job Assistant Vice President at CCS
Industry Philanthropy
Experience
CCS May 2011 - Present
Sallie Mae June 2010 - May 2011
Sallie Mae July 2009 - June 2010
US Securities and Exchange Commission June 2008 - May 2009
University of Delaware December 2006 - May 2009
Skills
Philanthropy, Fundraising, Volunteer Management, Capital Campaigns, Major Gift Solicitations, Prospect Research, Personnel Management, Vendor Management, Sales, Marketing, Customer Service, Recruiting, Project Management, Training, Account Management, Microsoft Excel, Microsoft Office, Program Management, Leadership, Public Speaking
Education
University of Delaware
Honors Bachelor of Arts, Psychology
CCS May 2011 - Present
Sallie Mae June 2010 - May 2011
Sallie Mae July 2009 - June 2010
US Securities and Exchange Commission June 2008 - May 2009
University of Delaware December 2006 - May 2009
Skills
Philanthropy, Fundraising, Volunteer Management, Capital Campaigns, Major Gift Solicitations, Prospect Research, Personnel Management, Vendor Management, Sales, Marketing, Customer Service, Recruiting, Project Management, Training, Account Management, Microsoft Excel, Microsoft Office, Program Management, Leadership, Public Speaking
Education
University of Delaware
Honors Bachelor of Arts, Psychology
Anna Battoe Anna Battoe's US Securities and Exchange Commission Experience September 2011 - December 2011
Job Consultant, Risk and Compliance at Protiviti
Industry Financial Services
Experience
Protiviti March 2013 - Present
US Securities and Exchange Commission September 2011 - December 2011
Grant Thornton LLP June 2011 - August 2011
United States Department of the Treasury: Bureau of Public Debt, Office of Chief Counsel May 2011 - June 2011
Education
University of Florida - Fredric G. Levin College of Law 2009 — 2012
Doctor of Law (J.D.)
University of Iowa - Henry B. Tippie College of Business 2003 — 2008
Bachelor of Business Administration (BBA), Accounting
Protiviti March 2013 - Present
US Securities and Exchange Commission September 2011 - December 2011
Grant Thornton LLP June 2011 - August 2011
United States Department of the Treasury: Bureau of Public Debt, Office of Chief Counsel May 2011 - June 2011
Education
University of Florida - Fredric G. Levin College of Law 2009 — 2012
Doctor of Law (J.D.)
University of Iowa - Henry B. Tippie College of Business 2003 — 2008
Bachelor of Business Administration (BBA), Accounting
Daisy Ma Daisy Ma's US Securities and Exchange Commission Experience June 2012 - August 2012
Job Financial Analyst
Industry Financial Services
Experience
Weatherstone Capital Management January 2013 - Present
US Securities and Exchange Commission June 2012 - August 2012
Daniels College of Business, University of Denver June 2011 - June 2012
State of Colorado February 2012 - May 2012
Bank of China Head Office August 2011 - November 2011
Skills
Microsoft Excel, Microsoft Word, Bloomberg, Capital IQ, JMP, VBA, PowerPoint, Valuation, Financial Modeling, Investments
Education
University of Denver - Daniels College of Business 2010 — 2012
Master's, Finance, 3.95
Weatherstone Capital Management January 2013 - Present
US Securities and Exchange Commission June 2012 - August 2012
Daniels College of Business, University of Denver June 2011 - June 2012
State of Colorado February 2012 - May 2012
Bank of China Head Office August 2011 - November 2011
Skills
Microsoft Excel, Microsoft Word, Bloomberg, Capital IQ, JMP, VBA, PowerPoint, Valuation, Financial Modeling, Investments
Education
University of Denver - Daniels College of Business 2010 — 2012
Master's, Finance, 3.95
Marcus Leyva Marcus Leyva's US Securities and Exchange Commission Experience June 2008 - August 2008
Job Research Analyst at Point72 Asset Management, L.P.
Industry Investment Banking
Experience
Point72 Asset Management, L.P. January 2015 - Present
Citi June 2013 - December 2014
Citigroup Global Markets June 2012 - August 2012
US Securities and Exchange Commission June 2008 - August 2008
Education
University of Florida 2011 — 2013
Master of Science (M.S.), Finance
University of Florida 2009 — 2012
Bachelor of Science (BS) in Business Administration, Finance Major, Cum Laude
Point72 Asset Management, L.P. January 2015 - Present
Citi June 2013 - December 2014
Citigroup Global Markets June 2012 - August 2012
US Securities and Exchange Commission June 2008 - August 2008
Education
University of Florida 2011 — 2013
Master of Science (M.S.), Finance
University of Florida 2009 — 2012
Bachelor of Science (BS) in Business Administration, Finance Major, Cum Laude
Jonathan Paulson, CPA Jonathan Paulson, CPA's US Securities and Exchange Commission Experience June 2010 - September 2010
Job Associate Manager
Industry Accounting
Experience
The Siegfried Group July 2015 - Present
The Siegfried Group January 2014 - June 2015
BKD CPAs & Advisors January 2013 - December 2013
BKD CPAs & Advisors January 2012 - January 2013
BKD CPAs & Advisors 2010 - 2011
US Securities and Exchange Commission June 2010 - September 2010
Skills
Venture Capital, Hedge Funds, CPA, Auditing, Financial Statements, Accounting, CCH ProSystem fx, Audit Command Language, US GAAP, GAAP, SEC filings, Internal Controls, Sarbanes-Oxley Act, General Ledger, External Audit, Financial Reporting
Education
University of Denver 2005 — 2009
University of Denver - Daniels College of Business 2005 — 2009
MAcc, Accounting, Finance
Hunterdon Central Regional High School
The Siegfried Group July 2015 - Present
The Siegfried Group January 2014 - June 2015
BKD CPAs & Advisors January 2013 - December 2013
BKD CPAs & Advisors January 2012 - January 2013
BKD CPAs & Advisors 2010 - 2011
US Securities and Exchange Commission June 2010 - September 2010
Skills
Venture Capital, Hedge Funds, CPA, Auditing, Financial Statements, Accounting, CCH ProSystem fx, Audit Command Language, US GAAP, GAAP, SEC filings, Internal Controls, Sarbanes-Oxley Act, General Ledger, External Audit, Financial Reporting
Education
University of Denver 2005 — 2009
University of Denver - Daniels College of Business 2005 — 2009
MAcc, Accounting, Finance
Hunterdon Central Regional High School
Mitchell Austin Mitchell Austin's US Securities and Exchange Commission Experience December 2013 - Present
Job Staff Attorney at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission December 2013 - Present
US Securities and Exchange Commission September 2013 - December 2013
US Securities and Exchange Commission May 2012 - August 2012
Education
University of California, Los Angeles - School of Law
J.D., Business Law and Policy Specialization
University of California, Los Angeles
Bachelor of Arts, Economics and English Literature
St. Margaret's Episcopal School
US Securities and Exchange Commission December 2013 - Present
US Securities and Exchange Commission September 2013 - December 2013
US Securities and Exchange Commission May 2012 - August 2012
Education
University of California, Los Angeles - School of Law
J.D., Business Law and Policy Specialization
University of California, Los Angeles
Bachelor of Arts, Economics and English Literature
St. Margaret's Episcopal School
Kaveri Kunnatha Kaveri Kunnatha's US Securities and Exchange Commission Experience July 2011 - June 2012
Job Sr. System Analyst at Lockheed Martin Information Technology
Industry Legal Services
Experience
Lockheed Martin Information Technology June 2012 - Present
US Securities and Exchange Commission July 2011 - June 2012
Hogan & Hartson LLP October 2007 - May 2011
Lockheed Martin Information Technology December 2005 - October 2007
Aspen Systems Corporation October 1995 - December 2005
Skills
Legal Research, Litigation Support, Leadership, Analysis, System Administration, Document Review, Document Management, Computer Forensics, Relativity, IPRO, Litigation, Databases, Project Management, EDRMS, Intellectual Property, Legal Assistance, Records Management
Education
University of Calicut 1980 — 1985
Lockheed Martin Information Technology June 2012 - Present
US Securities and Exchange Commission July 2011 - June 2012
Hogan & Hartson LLP October 2007 - May 2011
Lockheed Martin Information Technology December 2005 - October 2007
Aspen Systems Corporation October 1995 - December 2005
Skills
Legal Research, Litigation Support, Leadership, Analysis, System Administration, Document Review, Document Management, Computer Forensics, Relativity, IPRO, Litigation, Databases, Project Management, EDRMS, Intellectual Property, Legal Assistance, Records Management
Education
University of Calicut 1980 — 1985
Bryan Morris Bryan Morris's US Securities and Exchange Commission Experience July 2007 - January 2011
Job Partner at Deloitte
Industry Financial Services
Experience
Deloitte January 2011 - Present
US Securities and Exchange Commission July 2007 - January 2011
Public Company Accounting Oversight Board March 2006 - July 2007
Deloitte & Touche August 1999 - March 2006
Skills
Auditing, SEC filings, Asset Management, Accounting, CPA, Asset Managment, Internal Controls, GAAP, Financial Reporting, US GAAP, Due Diligence, Hedge Funds, Financial Analysis, Sarbanes-Oxley Act, Private Equity, Big 4, Securities, Assurance, Commodity Pools, Investment Advisers Act, Investment Management, IFRS, Financial Services, Capital Markets, External Audit, Valuation, Financial Forecasting, Financial Modeling
Education
University of Illinois at Urbana-Champaign 1995 — 1999
BS, Accountancy
Glenbard South High School 1991 — 1995
Deloitte January 2011 - Present
US Securities and Exchange Commission July 2007 - January 2011
Public Company Accounting Oversight Board March 2006 - July 2007
Deloitte & Touche August 1999 - March 2006
Skills
Auditing, SEC filings, Asset Management, Accounting, CPA, Asset Managment, Internal Controls, GAAP, Financial Reporting, US GAAP, Due Diligence, Hedge Funds, Financial Analysis, Sarbanes-Oxley Act, Private Equity, Big 4, Securities, Assurance, Commodity Pools, Investment Advisers Act, Investment Management, IFRS, Financial Services, Capital Markets, External Audit, Valuation, Financial Forecasting, Financial Modeling
Education
University of Illinois at Urbana-Champaign 1995 — 1999
BS, Accountancy
Glenbard South High School 1991 — 1995
Pavel Kotlyarskiy Pavel Kotlyarskiy's US Securities and Exchange Commission Experience April 2011 - August 2011
Job Systems Support Specialist at CoStar Group
Industry Mechanical or Industrial Engineering
Experience
CoStar Group April 2014 - Present
Dell Services Federal Government April 2012 - April 2014
US Securities and Exchange Commission April 2011 - August 2011
University of Maryland November 2007 - May 2009
Montgomery College September 2005 - August 2006
Skills
Data Analysis, Management, Leadership, SharePoint, Microsoft Excel, Training, Budgets, Time Management, Human Resources, Proposal Writing, Technical Support, Engineering, Networking, Supply Chain Management, Microsoft Office
Education
University of Baltimore 2010 — 2013
MBA, Finance
University of MarylandA. James Clark School of Engineering 2006 — 2009
Bachelor's Degree, Materials Science and Engineering
CoStar Group April 2014 - Present
Dell Services Federal Government April 2012 - April 2014
US Securities and Exchange Commission April 2011 - August 2011
University of Maryland November 2007 - May 2009
Montgomery College September 2005 - August 2006
Skills
Data Analysis, Management, Leadership, SharePoint, Microsoft Excel, Training, Budgets, Time Management, Human Resources, Proposal Writing, Technical Support, Engineering, Networking, Supply Chain Management, Microsoft Office
Education
University of Baltimore 2010 — 2013
MBA, Finance
University of MarylandA. James Clark School of Engineering 2006 — 2009
Bachelor's Degree, Materials Science and Engineering
Cathy Sabo Cathy Sabo's US Securities and Exchange Commission Experience July 1991 - June 1999
Job Global CCO at AXA Rosenberg
Industry Financial Services
Experience
AXA Rosenberg April 2012 - Present
McMorgan & Company LLC July 2010 - March 2012
CJS Consulting May 2009 - July 2010
Charles Schwab July 2000 - February 2009
Bear Stearns July 1999 - July 2000
US Securities and Exchange Commission July 1991 - June 1999
Financial Industry Regulatory Authority October 1986 - June 1991
Skills
Mutual Funds
Education
University of Georgia - Terry College of Business 1982 — 1986
AXA Rosenberg April 2012 - Present
McMorgan & Company LLC July 2010 - March 2012
CJS Consulting May 2009 - July 2010
Charles Schwab July 2000 - February 2009
Bear Stearns July 1999 - July 2000
US Securities and Exchange Commission July 1991 - June 1999
Financial Industry Regulatory Authority October 1986 - June 1991
Skills
Mutual Funds
Education
University of Georgia - Terry College of Business 1982 — 1986
Zachary Hunter Zachary Hunter's US Securities and Exchange Commission Experience September 2012 - Present
Job Special Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission September 2012 - Present
Federal Trade Commission September 2009 - September 2012
Skills
Legal Research, Commercial Litigation, Litigation, Legal Writing, Securities Regulation
Education
University of Florida - Fredric G. Levin College of Law 2006 — 2009
JD, Cum Laude
University of Florida 2002 — 2006
BA
US Securities and Exchange Commission September 2012 - Present
Federal Trade Commission September 2009 - September 2012
Skills
Legal Research, Commercial Litigation, Litigation, Legal Writing, Securities Regulation
Education
University of Florida - Fredric G. Levin College of Law 2006 — 2009
JD, Cum Laude
University of Florida 2002 — 2006
BA
D. Elizabeth (Betsy) Wills D. Elizabeth (Betsy) Wills's US Securities and Exchange Commission Experience 1974 - 1975
Job Of Counsel at Gersh & Thomaidis, LLC
Industry Law Practice
Experience
Gersh & Thomaidis, LLC January 2014 - Present
Wills Law Firm, LLC April 2012 - December 2013
Knott Laboratory, LLC July 2009 - April 2012
Wills Law Firm June 2009 - May 2010
Rothgerber Johnson & Lyons LLP July 1998 - May 2009
Brokerage Firms 1988 - 1992
University of Denver School of Law 1979 - 1989
Private Practice 1975 - 1988
US Securities and Exchange Commission 1974 - 1975
Skills
Arbitration, FINRA, Fraud, Securities Regulation, Litigation, Corporate Law, Securities, Dispute Resolution, Licensing, Internal Investigations, SEC, Securities Litigation, Broker-Dealer, investment fraud, Corporate Governance, Civil Litigation, Commercial Litigation, Mediation
Education
University of Colorado at Boulder
B.A., Sociology
University of Wyoming College of Law
J.D.
Gersh & Thomaidis, LLC January 2014 - Present
Wills Law Firm, LLC April 2012 - December 2013
Knott Laboratory, LLC July 2009 - April 2012
Wills Law Firm June 2009 - May 2010
Rothgerber Johnson & Lyons LLP July 1998 - May 2009
Brokerage Firms 1988 - 1992
University of Denver School of Law 1979 - 1989
Private Practice 1975 - 1988
US Securities and Exchange Commission 1974 - 1975
Skills
Arbitration, FINRA, Fraud, Securities Regulation, Litigation, Corporate Law, Securities, Dispute Resolution, Licensing, Internal Investigations, SEC, Securities Litigation, Broker-Dealer, investment fraud, Corporate Governance, Civil Litigation, Commercial Litigation, Mediation
Education
University of Colorado at Boulder
B.A., Sociology
University of Wyoming College of Law
J.D.
Robyn Manos, Esq. Robyn Manos, Esq.'s US Securities and Exchange Commission Experience June 2004 - December 2005
Job Attorney at Axiom
Industry Law Practice
Experience
Axiom January 2012 - Present
Law Offices of Robyn Manos, Esq. August 2007 - Present
PROSKAUER ROSE LLP December 2005 - July 2007
US Securities and Exchange Commission June 2004 - December 2005
US Securities and Exchange Commission June 2003 - June 2004
SKADDEN, ARPS, SLATE, MEAGHER, AND FLOM LLP 1997 - 2003
O’MELVENY & MYERS LLP 1993 - 1997
CENTRAL DISTRICT OF CALIFORNIA, U.S.D.C, THE HONORABLE A. ANDREW HAUK 1992 - 1993
Skills
Incorporation, Reorganisation, Corporate Law, Joint Ventures, Legal Writing, Commercial Litigation, Licensing, Venture Capital, Intellectual Property, Corporate Governance, Due Diligence, Mergers & Acquisitions, Securitization, Legal Advice, Securities Regulation, Mergers, Securities
Education
University of Southern California Law School 1987 — 1992
JD/MBA, Business Law
University of California, Los Angeles
Bachelor of Arts (B.A.), History
Axiom January 2012 - Present
Law Offices of Robyn Manos, Esq. August 2007 - Present
PROSKAUER ROSE LLP December 2005 - July 2007
US Securities and Exchange Commission June 2004 - December 2005
US Securities and Exchange Commission June 2003 - June 2004
SKADDEN, ARPS, SLATE, MEAGHER, AND FLOM LLP 1997 - 2003
O’MELVENY & MYERS LLP 1993 - 1997
CENTRAL DISTRICT OF CALIFORNIA, U.S.D.C, THE HONORABLE A. ANDREW HAUK 1992 - 1993
Skills
Incorporation, Reorganisation, Corporate Law, Joint Ventures, Legal Writing, Commercial Litigation, Licensing, Venture Capital, Intellectual Property, Corporate Governance, Due Diligence, Mergers & Acquisitions, Securitization, Legal Advice, Securities Regulation, Mergers, Securities
Education
University of Southern California Law School 1987 — 1992
JD/MBA, Business Law
University of California, Los Angeles
Bachelor of Arts (B.A.), History
Daniel Ahye's US Securities and Exchange Commission Experience June 2010 - August 2010
Job Associate Wealth Advisor at Northern Trust Corporation
Industry Financial Services
Experience
Northern Trust Corporation September 2015 - Present
Northern Trust Corporation August 2014 - Present
University of Central Florida College Work Experience Program/Lockheed Martin October 2011 - May 2014
Northern Trust June 2013 - August 2013
US Securities and Exchange Commission June 2010 - August 2010
Skills
Microsoft Excel, Budgets, Financial Analysis, Investments, Portfolio Management, Finance, Leadership, Equity Research Analysis, Asset Allocation, CRM, Social Networking, Management, Data Analysis, Market Research, Strategic Planning, Forecasting, Public Speaking, Social Media, Social Media Marketing, Financial Reporting, Event Planning, Marketing
Education
University of Central Florida 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance, Junior
Northern Trust Corporation September 2015 - Present
Northern Trust Corporation August 2014 - Present
University of Central Florida College Work Experience Program/Lockheed Martin October 2011 - May 2014
Northern Trust June 2013 - August 2013
US Securities and Exchange Commission June 2010 - August 2010
Skills
Microsoft Excel, Budgets, Financial Analysis, Investments, Portfolio Management, Finance, Leadership, Equity Research Analysis, Asset Allocation, CRM, Social Networking, Management, Data Analysis, Market Research, Strategic Planning, Forecasting, Public Speaking, Social Media, Social Media Marketing, Financial Reporting, Event Planning, Marketing
Education
University of Central Florida 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance, Junior
William McDonnell William McDonnell's US Securities and Exchange Commission Experience 1993 - 1993
Job Division Chief, Pediatric Emergency Medicine at University of Nebraska Medical Center
Industry Higher Education
Experience
University of Nebraska Medical Center July 2014 - Present
Children's Hospital & Medical Center - Omaha July 2014 - Present
University of Utah 2006 - June 2014
Department of Treasury 1993 - 1994
US Securities and Exchange Commission 1993 - 1993
Clinton Presidential Campaign 1991 - 1992
US Securities and Exchange Commission 1990 - 1991
Steptoe & Johnson LLP 1988 - 1990
Skills
Policy, Government, Healthcare Management, Clinical Research, Public Speaking, Public Health, Healthcare, Medicine, Research, Training, Litigation, Medical Education, Health Policy
Education
University of Colorado School of Medicine 2003 — 2006
Fellowship, Pediatric Emergency Medicine
University of Arkansas for Medical Sciences, College of Medicine 1999 — 2002
Residency, Pediatrics
University of Arkansas for Medical Sciences, College of Medicine 1995 — 1999
MD, Medicine
University of Virginia School of Law 1984 — 1987
JD, Law
University of Nebraska Medical Center July 2014 - Present
Children's Hospital & Medical Center - Omaha July 2014 - Present
University of Utah 2006 - June 2014
Department of Treasury 1993 - 1994
US Securities and Exchange Commission 1993 - 1993
Clinton Presidential Campaign 1991 - 1992
US Securities and Exchange Commission 1990 - 1991
Steptoe & Johnson LLP 1988 - 1990
Skills
Policy, Government, Healthcare Management, Clinical Research, Public Speaking, Public Health, Healthcare, Medicine, Research, Training, Litigation, Medical Education, Health Policy
Education
University of Colorado School of Medicine 2003 — 2006
Fellowship, Pediatric Emergency Medicine
University of Arkansas for Medical Sciences, College of Medicine 1999 — 2002
Residency, Pediatrics
University of Arkansas for Medical Sciences, College of Medicine 1995 — 1999
MD, Medicine
University of Virginia School of Law 1984 — 1987
JD, Law
Lauren Brockmeyer Lauren Brockmeyer's US Securities and Exchange Commission Experience September 2012 - April 2013
Job
Industry Law Practice
Experience
Margaret H. Oliver, LLC September 2014 - Present
Nagle and Zaller, P.C. April 2015 - Present
JM Blattner, LLC March 2014 - Present
Council, Baradel, Kosmerl & Nolan, P.A. September 2013 - January 2014
US Securities and Exchange Commission September 2012 - April 2013
U.S. Department of State May 2012 - August 2012
Office of the U.S. Trade Representative May 2011 - August 2011
Stoner, Preston & Boswell, Chartered May 2011 - August 2011
National Security Council November 2006 - August 2010
Skills
Legal Research, International Relations, Legal Writing, Legislation, Government, Public Policy, Research, Westlaw, Politics, National Security, Trials, Estate Planning, Policy Analysis, Litigation, Outstanding..., Policy, Public Speaking, Leadership, Strategic Planning, Microsoft Office, Editing, Transactional Law, Tax Law, Business Tax Planning, Business Planning, Political Science, Preparation of Wills
Education
University of Baltimore School of Law 2010 — 2013
J.D., J.D.
Washington College 2003 — 2006
B.A., International Studies
Margaret H. Oliver, LLC September 2014 - Present
Nagle and Zaller, P.C. April 2015 - Present
JM Blattner, LLC March 2014 - Present
Council, Baradel, Kosmerl & Nolan, P.A. September 2013 - January 2014
US Securities and Exchange Commission September 2012 - April 2013
U.S. Department of State May 2012 - August 2012
Office of the U.S. Trade Representative May 2011 - August 2011
Stoner, Preston & Boswell, Chartered May 2011 - August 2011
National Security Council November 2006 - August 2010
Skills
Legal Research, International Relations, Legal Writing, Legislation, Government, Public Policy, Research, Westlaw, Politics, National Security, Trials, Estate Planning, Policy Analysis, Litigation, Outstanding..., Policy, Public Speaking, Leadership, Strategic Planning, Microsoft Office, Editing, Transactional Law, Tax Law, Business Tax Planning, Business Planning, Political Science, Preparation of Wills
Education
University of Baltimore School of Law 2010 — 2013
J.D., J.D.
Washington College 2003 — 2006
B.A., International Studies
Elizabeth Argo's US Securities and Exchange Commission Experience September 2013 - January 2014
Job Student at University of California, San Diego
Industry Political Organization
Experience
U.S. House of Representatives January 2015 - Present
US Securities and Exchange Commission September 2013 - January 2014
Aerotek July 2013 - September 2013
City of Chula Vista June 2007 - July 2010
Skills
Leadership, Teamwork, Microsoft Office, Social Networking, Microsoft Excel, PowerPoint, Spanish, Social Media, Research, Public Speaking, Nonprofits, Microsoft Word, Fundraising, Facebook, Event Planning, Critical Thinking, Community Outreach
Education
University of California, San Diego 2012 — 2014
Bachelor of Arts (BA), Political Science and Government
University of California, Santa Barbara 2010 — 2012
U.S. House of Representatives January 2015 - Present
US Securities and Exchange Commission September 2013 - January 2014
Aerotek July 2013 - September 2013
City of Chula Vista June 2007 - July 2010
Skills
Leadership, Teamwork, Microsoft Office, Social Networking, Microsoft Excel, PowerPoint, Spanish, Social Media, Research, Public Speaking, Nonprofits, Microsoft Word, Fundraising, Facebook, Event Planning, Critical Thinking, Community Outreach
Education
University of California, San Diego 2012 — 2014
Bachelor of Arts (BA), Political Science and Government
University of California, Santa Barbara 2010 — 2012
Erin O'Neal Erin O'Neal's US Securities and Exchange Commission Experience May 2010 - August 2010
Job Employee Benefits Associate at Akerman LLP
Industry Law Practice
Experience
Akerman LLP September 2014 - Present
Sherman & Howard January 2013 - September 2014
Arapahoe County District Court August 2011 - January 2013
US Securities and Exchange Commission May 2010 - August 2010
New York Stock Exchange May 2009 - August 2009
Knoerr & Emanuel P.A May 2008 - August 2008
Skills
Legal Research, Employment Law, Legal Assistance, Arbitration, Legal Advice
Education
University of Notre Dame Law School 2008 — 2011
JD, Law
University of Florida 2004 — 2008
BA, Political Science and Government
Archbishop McCarthy
Akerman LLP September 2014 - Present
Sherman & Howard January 2013 - September 2014
Arapahoe County District Court August 2011 - January 2013
US Securities and Exchange Commission May 2010 - August 2010
New York Stock Exchange May 2009 - August 2009
Knoerr & Emanuel P.A May 2008 - August 2008
Skills
Legal Research, Employment Law, Legal Assistance, Arbitration, Legal Advice
Education
University of Notre Dame Law School 2008 — 2011
JD, Law
University of Florida 2004 — 2008
BA, Political Science and Government
Archbishop McCarthy
Vivian June's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Student Attorney at Harrison Institute of Housing and Community Development
Industry Law Practice
Experience
Harrison Institute of Housing and Community Development August 2014 - May 2015
Financial Industry Regulatory Authority May 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
Paramount Pictures June 2013 - August 2013
Voltage Pictures June 2010 - June 2012
Voltage Pictures August 2009 - June 2010
Voltage Pictures June 2008 - June 2009
Skills
Korean, International Relations, Licensing, English, Business Affairs, Translation, New Media, International Business, Finance, Legal Writing, Economics, Contract Negotiation, Entrepreneurship, Legal Research, Litigation, Westlaw
Education
Georgetown University Law Center 2012 — 2015
Juris Doctor, Law
UCLA 2006 — 2009
B.A., History, Film minor
Harrison Institute of Housing and Community Development August 2014 - May 2015
Financial Industry Regulatory Authority May 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
Paramount Pictures June 2013 - August 2013
Voltage Pictures June 2010 - June 2012
Voltage Pictures August 2009 - June 2010
Voltage Pictures June 2008 - June 2009
Skills
Korean, International Relations, Licensing, English, Business Affairs, Translation, New Media, International Business, Finance, Legal Writing, Economics, Contract Negotiation, Entrepreneurship, Legal Research, Litigation, Westlaw
Education
Georgetown University Law Center 2012 — 2015
Juris Doctor, Law
UCLA 2006 — 2009
B.A., History, Film minor
Greg Lawrence Greg Lawrence's US Securities and Exchange Commission Experience 1999 - 2005
Job Partner, Conti Fenn & Lawrence LLC
Industry Law Practice
Experience
University of Baltimore School of Law 2008 - Present
Conti Fenn & Lawrence LLC August 2005 - Present
US Securities and Exchange Commission 1999 - 2005
Skills
Civil Litigation, Commercial Litigation, Bankruptcy, Government, Litigation, Securities Regulation, Appeals, Enforcement, Legal Research, Administrative Law, Courts, Legal Writing, Mediation, Trials
Education
University of Baltimore School of Law 1995 — 1998
University of Baltimore School of Law 2008 - Present
Conti Fenn & Lawrence LLC August 2005 - Present
US Securities and Exchange Commission 1999 - 2005
Skills
Civil Litigation, Commercial Litigation, Bankruptcy, Government, Litigation, Securities Regulation, Appeals, Enforcement, Legal Research, Administrative Law, Courts, Legal Writing, Mediation, Trials
Education
University of Baltimore School of Law 1995 — 1998
Jessica Chu Jessica Chu's US Securities and Exchange Commission Experience May 2012 - July 2012
Job Tax Associate at Allen Matkins
Industry Law Practice
Experience
Allen Matkins November 2014 - Present
EY October 2013 - November 2014
US Securities and Exchange Commission May 2012 - July 2012
U.S. Bankruptcy Court January 2012 - May 2012
University of Southern California September 2011 - December 2011
Los Angeles Community College District May 2011 - August 2011
Public Counsel Law Center September 2009 - July 2010
Media Strategies International, Inc. 2006 - 2009
Skills
Research, Editing, Fundraising, Microsoft Office, Legal Research, Nonprofits, Legal Writing, Public Speaking, Outlook, Community Outreach, Bankruptcy
Education
University of Southern California Law School 2011 — 2013
Doctor of Law (J.D.)
University of Southern California - Marshall School of Business 2012 — 2013
Masters in Business Tax
University of California, Los Angeles 2005 — 2009
B.A., Economics, Political Science, English
Allen Matkins November 2014 - Present
EY October 2013 - November 2014
US Securities and Exchange Commission May 2012 - July 2012
U.S. Bankruptcy Court January 2012 - May 2012
University of Southern California September 2011 - December 2011
Los Angeles Community College District May 2011 - August 2011
Public Counsel Law Center September 2009 - July 2010
Media Strategies International, Inc. 2006 - 2009
Skills
Research, Editing, Fundraising, Microsoft Office, Legal Research, Nonprofits, Legal Writing, Public Speaking, Outlook, Community Outreach, Bankruptcy
Education
University of Southern California Law School 2011 — 2013
Doctor of Law (J.D.)
University of Southern California - Marshall School of Business 2012 — 2013
Masters in Business Tax
University of California, Los Angeles 2005 — 2009
B.A., Economics, Political Science, English
Linda French's US Securities and Exchange Commission Experience July 2010 - May 2013
Job Counsel at Investment Company Institute
Industry Law Practice
Experience
Investment Company Institute May 2015 - Present
Vedder Price P.C. June 2013 - May 2015
US Securities and Exchange Commission July 2010 - May 2013
K&L Gates June 2009 - July 2009
T. Rowe Price November 2007 - May 2009
T. Rowe Price August 2006 - October 2007
T. Rowe Price June 2005 - July 2006
T. Rowe Price May 2004 - May 2005
Skills
Mutual Funds, Securities Regulation, Investments, Hedge Funds
Education
University of Baltimore School of Law 2006 — 2010
Doctor of Law (J.D.), summa cum laude
University of Maryland College Park 2000 — 2004
Bachelor of Arts (B.A.), French Language and Literature
Richard Montgomery High School
Investment Company Institute May 2015 - Present
Vedder Price P.C. June 2013 - May 2015
US Securities and Exchange Commission July 2010 - May 2013
K&L Gates June 2009 - July 2009
T. Rowe Price November 2007 - May 2009
T. Rowe Price August 2006 - October 2007
T. Rowe Price June 2005 - July 2006
T. Rowe Price May 2004 - May 2005
Skills
Mutual Funds, Securities Regulation, Investments, Hedge Funds
Education
University of Baltimore School of Law 2006 — 2010
Doctor of Law (J.D.), summa cum laude
University of Maryland College Park 2000 — 2004
Bachelor of Arts (B.A.), French Language and Literature
Richard Montgomery High School
rene' wise rene' wise's US Securities and Exchange Commission Experience July 2004 - Present
Job Legal Assistant to Chief Senior Officer Division of Enforcement at US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission July 2004 - Present
Federal Trade Commission April 1997 - July 2004
Skills
Music, Legal Writing, Legal Research, Customer Service, Microsoft Office, Licensing, Jazz, Event Management, Legal Assistant to..., Staff of 62, Notary Public-District..., Contemporary Art, Museum Collections, Black Art Collector, Calligraphy, Event Planning, Social Media, Public Speaking, Strategic Planning, Public Relations, Management, Leadership, Social Media Marketing, Marketing
Education
University of Arizona, Eller College of Management 2012 — 2014
Fashion Merchandising
Howard D. Woodson Senior High; District of Columbia
US Securities and Exchange Commission July 2004 - Present
Federal Trade Commission April 1997 - July 2004
Skills
Music, Legal Writing, Legal Research, Customer Service, Microsoft Office, Licensing, Jazz, Event Management, Legal Assistant to..., Staff of 62, Notary Public-District..., Contemporary Art, Museum Collections, Black Art Collector, Calligraphy, Event Planning, Social Media, Public Speaking, Strategic Planning, Public Relations, Management, Leadership, Social Media Marketing, Marketing
Education
University of Arizona, Eller College of Management 2012 — 2014
Fashion Merchandising
Howard D. Woodson Senior High; District of Columbia
Matthew E. Newman Matthew E. Newman's US Securities and Exchange Commission Experience May 2012 - July 2012
Job Associate at BuckleySandler LLP
Industry Law Practice
Experience
BuckleySandler LLP September 2014 - Present
Consumer Financial Protection Bureau September 2013 - December 2013
Edward Jones June 2013 - August 2013
US Securities and Exchange Commission May 2012 - July 2012
Education
Washington University in St. Louis 2011 — 2014
J.D.
University of Florida 2007 — 2011
B.A., Political Science
BuckleySandler LLP September 2014 - Present
Consumer Financial Protection Bureau September 2013 - December 2013
Edward Jones June 2013 - August 2013
US Securities and Exchange Commission May 2012 - July 2012
Education
Washington University in St. Louis 2011 — 2014
J.D.
University of Florida 2007 — 2011
B.A., Political Science
Diane Galvin Diane Galvin's US Securities and Exchange Commission Experience November 1998 - September 2011
Job Area Representative at World Heritage Exchange Student Program
Industry Nonprofit Organization Management
Experience
World Heritage International Exchange Student Program October 2011 - Present
US Securities and Exchange Commission November 1998 - September 2011
Federal Trade Commission October 1989 - November 1998
Education
University of Illinois at Urbana-Champaign 1974 — 1978
Bachelors of Science, Animal Science
World Heritage International Exchange Student Program October 2011 - Present
US Securities and Exchange Commission November 1998 - September 2011
Federal Trade Commission October 1989 - November 1998
Education
University of Illinois at Urbana-Champaign 1974 — 1978
Bachelors of Science, Animal Science
Shira Cooks Shira Cooks's US Securities and Exchange Commission Experience January 2013 - April 2013
Job Associate Attorney at Davis Graham & Stubbs LLP
Industry Law Practice
Experience
Davis Graham & Stubbs LLP September 2014 - Present
Chief Judge Maria E. Berkenkotter, 20th Judicial District of Colorado August 2013 - August 2014
US Securities and Exchange Commission January 2013 - April 2013
Marshall-Brennan Constitutional Literacy Project August 2012 - February 2013
Johnson & Repucci LLP May 2012 - August 2012
Judge John L. Kane, U.S. District Court January 2012 - April 2012
Professor Andrew A. Schwartz, University of Colorado Law School May 2011 - January 2012
Skills
Securities Regulation, Corporate Law, Courts, Asset Management, Mergers & Acquisitions, Corporate Finance, Public Companies, Mutual Funds
Education
University of Colorado School of Law 2010 — 2013
Juris Doctor
University of Delaware 2005 — 2008
BA, English, Political Science
Davis Graham & Stubbs LLP September 2014 - Present
Chief Judge Maria E. Berkenkotter, 20th Judicial District of Colorado August 2013 - August 2014
US Securities and Exchange Commission January 2013 - April 2013
Marshall-Brennan Constitutional Literacy Project August 2012 - February 2013
Johnson & Repucci LLP May 2012 - August 2012
Judge John L. Kane, U.S. District Court January 2012 - April 2012
Professor Andrew A. Schwartz, University of Colorado Law School May 2011 - January 2012
Skills
Securities Regulation, Corporate Law, Courts, Asset Management, Mergers & Acquisitions, Corporate Finance, Public Companies, Mutual Funds
Education
University of Colorado School of Law 2010 — 2013
Juris Doctor
University of Delaware 2005 — 2008
BA, English, Political Science
Neil Desai Neil Desai's US Securities and Exchange Commission Experience January 2012 - April 2012
Job Associate at Cooley LLP
Industry Law Practice
Experience
Cooley LLP November 2012 - Present
US Securities and Exchange Commission January 2012 - April 2012
Cooley LLP May 2011 - August 2011
Northrop Grumman Aerospace Systems August 2006 - August 2010
United States Air Force July 2004 - August 2005
Countrywide Homeloans July 2003 - September 2003
Skills
Defense, Systems Engineering, Matlab, Semiconductors, Wireless, Strategy, Digital Signal..., Intellectual Property, Patent Prosecution, Legal Writing, Civil Litigation
Education
University of California, Los Angeles
JD
University of Southern California 2008 — 2009
M.S., Electrical Engineering
University of California, Los Angeles 2002 — 2006
B.S., Electrical Engineering
Cooley LLP November 2012 - Present
US Securities and Exchange Commission January 2012 - April 2012
Cooley LLP May 2011 - August 2011
Northrop Grumman Aerospace Systems August 2006 - August 2010
United States Air Force July 2004 - August 2005
Countrywide Homeloans July 2003 - September 2003
Skills
Defense, Systems Engineering, Matlab, Semiconductors, Wireless, Strategy, Digital Signal..., Intellectual Property, Patent Prosecution, Legal Writing, Civil Litigation
Education
University of California, Los Angeles
JD
University of Southern California 2008 — 2009
M.S., Electrical Engineering
University of California, Los Angeles 2002 — 2006
B.S., Electrical Engineering
Reed Forbush's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Law Clerk (Pending Bar Admission), Boies, Schiller & Flexner
Industry Law Practice
Experience
Northern District of California September 2014 - December 2014
Boies, Schiller & Flexner LLP May 2014 - August 2014
US Securities and Exchange Commission May 2013 - August 2013
American Youth Foundation - Merrowvista May 2012 - August 2012
AllianceBernstein January 2012 - May 2012
Societe Generale May 2010 - April 2011
Societe Generale November 2007 - April 2010
Kaplan Test Prep and Admissions June 2008 - November 2008
Goldman Sachs September 2007 - September 2007
Education
University of California, Berkeley - School of Law 2012 — 2015
Doctor of Law (J.D.)
Macaulay Honors College CUNY at Hunter College 2003 — 2007
BA, Economics/Political Science double major
Phillips Exeter Academy 1999 — 2003
High School
Northern District of California September 2014 - December 2014
Boies, Schiller & Flexner LLP May 2014 - August 2014
US Securities and Exchange Commission May 2013 - August 2013
American Youth Foundation - Merrowvista May 2012 - August 2012
AllianceBernstein January 2012 - May 2012
Societe Generale May 2010 - April 2011
Societe Generale November 2007 - April 2010
Kaplan Test Prep and Admissions June 2008 - November 2008
Goldman Sachs September 2007 - September 2007
Education
University of California, Berkeley - School of Law 2012 — 2015
Doctor of Law (J.D.)
Macaulay Honors College CUNY at Hunter College 2003 — 2007
BA, Economics/Political Science double major
Phillips Exeter Academy 1999 — 2003
High School
Melissa Wheeler, CPA Melissa Wheeler, CPA's US Securities and Exchange Commission Experience October 2007 - July 2010
Job Helping investment firms manage regulatory risk
Industry Financial Services
Experience
ACA Compliance Group August 2010 - Present
US Securities and Exchange Commission October 2007 - July 2010
Price Waterhouse Coopers August 2005 - September 2007
Skills
Hedge Funds, Private Equity, Due Diligence, Investment Advisory, Investment Advisers Act, SEC, Compliance, SEC filings, Securities Regulation, Asset Management, Investments
Education
University of Colorado Boulder - Leeds School of Business 2000 — 2005
MS, Accounting
University of Colorado Boulder - Leeds School of Business 2000 — 2005
BS, Finance
Bullard High School
ACA Compliance Group August 2010 - Present
US Securities and Exchange Commission October 2007 - July 2010
Price Waterhouse Coopers August 2005 - September 2007
Skills
Hedge Funds, Private Equity, Due Diligence, Investment Advisory, Investment Advisers Act, SEC, Compliance, SEC filings, Securities Regulation, Asset Management, Investments
Education
University of Colorado Boulder - Leeds School of Business 2000 — 2005
MS, Accounting
University of Colorado Boulder - Leeds School of Business 2000 — 2005
BS, Finance
Bullard High School
Tara Levens's US Securities and Exchange Commission Experience June 2014 - August 2014
Job JD Candidate, The University of Chicago Law School
Industry Law Practice
Experience
WilmerHale May 2015 - July 2015
US Securities and Exchange Commission June 2014 - August 2014
Girard Gibbs LLP June 2012 - July 2013
Friends of Christian Mitchell January 2012 - March 2012
Federal Communications Commission June 2011 - September 2011
University of Chicago Department of Mathematics September 2010 - March 2011
Citigroup June 2010 - September 2010
Skills
Research, Legal Writing, Public Speaking, Legal Research, Public Policy, Policy, Academic Writing, Teaching, Document Review, Westlaw, Social Media, Microsoft Office, Team Leadership, Politics, Bloomberg Terminal, Data Analysis, Categorical Data..., Mathematical Modeling, Statistics, Microsoft Excel
Education
University of Chicago Law School 2013 — 2016
Juris Doctor (J.D.)
University of Chicago 2008 — 2012
Bachelor of Arts (B.A.), Mathematics, Political Science
WilmerHale May 2015 - July 2015
US Securities and Exchange Commission June 2014 - August 2014
Girard Gibbs LLP June 2012 - July 2013
Friends of Christian Mitchell January 2012 - March 2012
Federal Communications Commission June 2011 - September 2011
University of Chicago Department of Mathematics September 2010 - March 2011
Citigroup June 2010 - September 2010
Skills
Research, Legal Writing, Public Speaking, Legal Research, Public Policy, Policy, Academic Writing, Teaching, Document Review, Westlaw, Social Media, Microsoft Office, Team Leadership, Politics, Bloomberg Terminal, Data Analysis, Categorical Data..., Mathematical Modeling, Statistics, Microsoft Excel
Education
University of Chicago Law School 2013 — 2016
Juris Doctor (J.D.)
University of Chicago 2008 — 2012
Bachelor of Arts (B.A.), Mathematics, Political Science
Russell Koonin Russell Koonin's US Securities and Exchange Commission Experience June 2013 - Present
Job Senior Trial Counsel at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission June 2013 - Present
Bilzin Sumberg September 2011 - June 2013
The Ferraro Law Firm August 2010 - September 2011
United States Attorney's Office for the Southern District of Florida 2002 - 2010
The Honorable Peter T. Fay, United States Court of Appeals, Eleventh Circuit August 2001 - August 2002
Greenberg Traurig, LLP 2001 - 2001
Education
University of Florida - Fredric G. Levin College of Law 1997 — 2000
Juris Doctor
University of Michigan, Ann Arbor 1993 — 1997
Bachelor of Arts, English
US Securities and Exchange Commission June 2013 - Present
Bilzin Sumberg September 2011 - June 2013
The Ferraro Law Firm August 2010 - September 2011
United States Attorney's Office for the Southern District of Florida 2002 - 2010
The Honorable Peter T. Fay, United States Court of Appeals, Eleventh Circuit August 2001 - August 2002
Greenberg Traurig, LLP 2001 - 2001
Education
University of Florida - Fredric G. Levin College of Law 1997 — 2000
Juris Doctor
University of Michigan, Ann Arbor 1993 — 1997
Bachelor of Arts, English
Alexander Scharyj Alexander Scharyj's US Securities and Exchange Commission Experience May 2011 - July 2011
Job Associate at McGuireWoods
Industry Law Practice
Experience
McGuireWoods September 2012 - Present
Georgia Legal Services August 2011 - November 2011
US Securities and Exchange Commission May 2011 - July 2011
Crawford & Company January 2011 - May 2011
Timmons, Warnes & Anderson, LLP May 2010 - July 2010
Kaplan June 2008 - July 2009
Skills
Legal Research, Legal Writing, Westlaw, Corporate Law, Lexis, Corporate Governance, Securities Regulation, Legal Issues, Document Drafting, Mergers, Private Equity, Entity Formations, Vendor Contracts, Corporate Finance
Education
University of Georgia School of Law 2009 — 2012
Juris Doctor, Law
University of North Carolina at Chapel Hill 2005 — 2009
Bachelor of Arts, Economics, Exercise and Sport Science
McGuireWoods September 2012 - Present
Georgia Legal Services August 2011 - November 2011
US Securities and Exchange Commission May 2011 - July 2011
Crawford & Company January 2011 - May 2011
Timmons, Warnes & Anderson, LLP May 2010 - July 2010
Kaplan June 2008 - July 2009
Skills
Legal Research, Legal Writing, Westlaw, Corporate Law, Lexis, Corporate Governance, Securities Regulation, Legal Issues, Document Drafting, Mergers, Private Equity, Entity Formations, Vendor Contracts, Corporate Finance
Education
University of Georgia School of Law 2009 — 2012
Juris Doctor, Law
University of North Carolina at Chapel Hill 2005 — 2009
Bachelor of Arts, Economics, Exercise and Sport Science
Jed Clark Jed Clark's US Securities and Exchange Commission Experience May 2008 - August 2008
Job CCO and Counsel at ICONIQ Capital, LLC
Industry Financial Services
Experience
ICONIQ Capital January 2014 - Present
Gordian Compliance Solutions, LLC April 2013 - December 2013
Parador Asset Management July 2012 - December 2013
Cole-Frieman & Mallon LLP February 2011 - June 2012
Gordian Compliance Solutions, LLC February 2011 - June 2012
Jed Clark Consulting March 2008 - January 2011
Law Office of Amy Harrington January 2009 - December 2009
US Securities and Exchange Commission May 2008 - August 2008
Conifer Securities July 2005 - August 2007
SPL WorldGroup September 2002 - January 2004
Skills
Hedge Funds, Investment Advisory, Securities, Project Management, Series 7, Corporate Governance, Mergers, Capital Markets, Due Diligence, Legal Research, Securities Regulation, Risk Management, Asset Managment, Insurance, Corporate Law, Investments, Intellectual Property, Equities, Alternative Investments, FINRA
Education
University of California, Hastings College of the Law 2007 — 2010
Juris Doctor, Tax Concentration
Westminster College 1997 — 1998
M.P.C., Professional Communication
University of Utah 1992 — 1994
B.A., English
ICONIQ Capital January 2014 - Present
Gordian Compliance Solutions, LLC April 2013 - December 2013
Parador Asset Management July 2012 - December 2013
Cole-Frieman & Mallon LLP February 2011 - June 2012
Gordian Compliance Solutions, LLC February 2011 - June 2012
Jed Clark Consulting March 2008 - January 2011
Law Office of Amy Harrington January 2009 - December 2009
US Securities and Exchange Commission May 2008 - August 2008
Conifer Securities July 2005 - August 2007
SPL WorldGroup September 2002 - January 2004
Skills
Hedge Funds, Investment Advisory, Securities, Project Management, Series 7, Corporate Governance, Mergers, Capital Markets, Due Diligence, Legal Research, Securities Regulation, Risk Management, Asset Managment, Insurance, Corporate Law, Investments, Intellectual Property, Equities, Alternative Investments, FINRA
Education
University of California, Hastings College of the Law 2007 — 2010
Juris Doctor, Tax Concentration
Westminster College 1997 — 1998
M.P.C., Professional Communication
University of Utah 1992 — 1994
B.A., English
Jacob Drouillard Jacob Drouillard's US Securities and Exchange Commission Experience 2003 - 2003
Job Partner at Honigman Miller Schwartz and Cohn LLP
Industry Law Practice
Experience
Honigman Miller Schwartz and Cohn LLP January 2010 - Present
Winston & Strawn LLP 2008 - 2010
Latham & Watkins LLP 2004 - 2008
US Securities and Exchange Commission 2003 - 2003
Federal Reserve Board 2003 - 2003
American Management Systems (AMS) 1997 - 2001
Education
University of Michigan Law School 2001 — 2004
J.D., Law
University of Dayton 1993 — 1997
Bachelors, Management Information Systems
Honigman Miller Schwartz and Cohn LLP January 2010 - Present
Winston & Strawn LLP 2008 - 2010
Latham & Watkins LLP 2004 - 2008
US Securities and Exchange Commission 2003 - 2003
Federal Reserve Board 2003 - 2003
American Management Systems (AMS) 1997 - 2001
Education
University of Michigan Law School 2001 — 2004
J.D., Law
University of Dayton 1993 — 1997
Bachelors, Management Information Systems
Matthew Arentsen Matthew Arentsen's US Securities and Exchange Commission Experience January 2011 - April 2011
Job Associate at Brownstein Hyatt Farber Schreck
Industry Law Practice
Experience
Brownstein Hyatt Farber Schreck September 2013 - Present
Colorado Court of Appeals September 2012 - August 2013
Burg Simpson Eldredge Hersh & Jardine, P.C. May 2011 - August 2011
US Securities and Exchange Commission January 2011 - April 2011
2nd Judicial District - Judge Sheila Rappaport May 2010 - August 2010
Skills
Legal Research, Legal Writing, Public Speaking, Westlaw, Civil Litigation, Teamwork, Criminal Law, Commercial Litigation, Courts, Administrative Law, Appeals, Appellate Practice, Securities Regulation, Securities Litigation, Trials
Education
University of Denver - Sturm College of Law 2009 — 2012
Doctor of Law (J.D.)
University of Colorado at Boulder 2002 — 2004
Bachelor of Arts (B.A.), International Affairs
Brownstein Hyatt Farber Schreck September 2013 - Present
Colorado Court of Appeals September 2012 - August 2013
Burg Simpson Eldredge Hersh & Jardine, P.C. May 2011 - August 2011
US Securities and Exchange Commission January 2011 - April 2011
2nd Judicial District - Judge Sheila Rappaport May 2010 - August 2010
Skills
Legal Research, Legal Writing, Public Speaking, Westlaw, Civil Litigation, Teamwork, Criminal Law, Commercial Litigation, Courts, Administrative Law, Appeals, Appellate Practice, Securities Regulation, Securities Litigation, Trials
Education
University of Denver - Sturm College of Law 2009 — 2012
Doctor of Law (J.D.)
University of Colorado at Boulder 2002 — 2004
Bachelor of Arts (B.A.), International Affairs
Evan Klarich Evan Klarich's US Securities and Exchange Commission Experience January 2009 - May 2009
Job Corporate Counsel at Amazon Web Services
Industry Law Practice
Experience
Amazon Web Services November 2014 - Present
Goodwin Procter LLP June 2014 - October 2014
Morrison & Foerster LLP November 2009 - May 2014
US Securities and Exchange Commission January 2009 - May 2009
Skills
Corporate Law, Legal Research, Corporate Governance, Legal Writing, Mergers & Acquisitions, Intellectual Property, Due Diligence, Venture Capital, Private Equity, Securities Regulation, Joint Ventures
Education
University of California, Davis - School of Law 2006 — 2009
Doctor of Law (J.D.)
University of California, Los Angeles 2002 — 2006
B.A., Business Economics
Amazon Web Services November 2014 - Present
Goodwin Procter LLP June 2014 - October 2014
Morrison & Foerster LLP November 2009 - May 2014
US Securities and Exchange Commission January 2009 - May 2009
Skills
Corporate Law, Legal Research, Corporate Governance, Legal Writing, Mergers & Acquisitions, Intellectual Property, Due Diligence, Venture Capital, Private Equity, Securities Regulation, Joint Ventures
Education
University of California, Davis - School of Law 2006 — 2009
Doctor of Law (J.D.)
University of California, Los Angeles 2002 — 2006
B.A., Business Economics
James Parrinello's US Securities and Exchange Commission Experience August 2013 - December 2013
Job Corporate & Securities Associate at Baker & McKenzie
Industry Law Practice
Experience
Baker & McKenzie September 2014 - Present
US Securities and Exchange Commission August 2013 - December 2013
Baker & McKenzie May 2013 - August 2013
California First District Court of Appeal May 2012 - August 2012
Wood Partners June 2011 - August 2011
New York Council for the Humanities June 2010 - August 2010
ARCA Consortium S.A. February 2010 - May 2010
San Francisco District Attorney's Office May 2009 - August 2009
Education
UC Hastings College of the Law 2011 — 2014
J.D.
University of Rochester 2007 — 2011
BA, International Relations
Baker & McKenzie September 2014 - Present
US Securities and Exchange Commission August 2013 - December 2013
Baker & McKenzie May 2013 - August 2013
California First District Court of Appeal May 2012 - August 2012
Wood Partners June 2011 - August 2011
New York Council for the Humanities June 2010 - August 2010
ARCA Consortium S.A. February 2010 - May 2010
San Francisco District Attorney's Office May 2009 - August 2009
Education
UC Hastings College of the Law 2011 — 2014
J.D.
University of Rochester 2007 — 2011
BA, International Relations
Christine Gallagher Christine Gallagher's US Securities and Exchange Commission Experience June 2006 - September 2006
Job Prime Brokerage & Financing Associate at BlackRock
Industry Financial Services
Experience
BlackRock December 2013 - Present
BlackRock June 2011 - December 2013
UBS Investment Bank March 2010 - April 2011
LECG July 2009 - March 2010
LECG August 2007 - June 2009
US Securities and Exchange Commission June 2006 - September 2006
Education
University of California, Davis 2003 — 2007
BA, Economics
BlackRock December 2013 - Present
BlackRock June 2011 - December 2013
UBS Investment Bank March 2010 - April 2011
LECG July 2009 - March 2010
LECG August 2007 - June 2009
US Securities and Exchange Commission June 2006 - September 2006
Education
University of California, Davis 2003 — 2007
BA, Economics
Tiffany Griswell Tiffany Griswell's US Securities and Exchange Commission Experience 2009 - 2009
Job Student at University of California, Los Angeles School of Law
Industry Law Practice
Experience
Orrick, Herrington & Sutcliffe LLP 2009 - 2009
US Securities and Exchange Commission 2009 - 2009
SunTrust Bank 2002 - 2007
Education
University of California, Los Angeles - School of Law 2007 — 2010
J.D.
Orrick, Herrington & Sutcliffe LLP 2009 - 2009
US Securities and Exchange Commission 2009 - 2009
SunTrust Bank 2002 - 2007
Education
University of California, Los Angeles - School of Law 2007 — 2010
J.D.
Cori Shepherd's US Securities and Exchange Commission Experience December 2013 - Present
Job Attorney Advisor at SEC
Industry Government Administration
Experience
US Securities and Exchange Commission December 2013 - Present
McGuireWoods September 2008 - December 2013
McGuireWoods May 2007 - July 2007
Gordon Feinblatt May 2006 - July 2006
Annie E. Casey Foundation January 2004 - August 2005
Coro 2000 - 2001
Skills
Legal Research, Legal Writing, Civil Litigation, Commercial Litigation, Public Policy, Policy Analysis, Westlaw, Legal Issues, Courts, Non-profits, Corporate Law, Legislation, Government, Public Finance, Nonprofits, Administrative Law, Policy
Education
University of Maryland School of Law 2005 — 2008
JURIS DOCTOR
University of California, Los Angeles 1996 — 2000
BACHELORS OF ARTS INTERNATIONAL DEVELOPMENT STUDIES
US Securities and Exchange Commission December 2013 - Present
McGuireWoods September 2008 - December 2013
McGuireWoods May 2007 - July 2007
Gordon Feinblatt May 2006 - July 2006
Annie E. Casey Foundation January 2004 - August 2005
Coro 2000 - 2001
Skills
Legal Research, Legal Writing, Civil Litigation, Commercial Litigation, Public Policy, Policy Analysis, Westlaw, Legal Issues, Courts, Non-profits, Corporate Law, Legislation, Government, Public Finance, Nonprofits, Administrative Law, Policy
Education
University of Maryland School of Law 2005 — 2008
JURIS DOCTOR
University of California, Los Angeles 1996 — 2000
BACHELORS OF ARTS INTERNATIONAL DEVELOPMENT STUDIES
Jamie Heine Jamie Heine's US Securities and Exchange Commission Experience June 2012 - August 2012
Job Associate at Covington & Burling
Industry Legal Services
Experience
Covington & Burling November 2014 - Present
U.S. District Court September 2013 - September 2014
US Securities and Exchange Commission June 2012 - August 2012
Ninth Circuit Court of Appeals January 2012 - April 2012
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates May 2011 - July 2011
Education
University of Southern California Law School 2010 — 2013
Doctor of Law (J.D.)
University of California, Berkeley 2006 — 2010
Bachelor of Arts (B.A.), Political Economy
Covington & Burling November 2014 - Present
U.S. District Court September 2013 - September 2014
US Securities and Exchange Commission June 2012 - August 2012
Ninth Circuit Court of Appeals January 2012 - April 2012
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates May 2011 - July 2011
Education
University of Southern California Law School 2010 — 2013
Doctor of Law (J.D.)
University of California, Berkeley 2006 — 2010
Bachelor of Arts (B.A.), Political Economy
Bobbie Downey's US Securities and Exchange Commission Experience 1995 - 1998
Job Partner in Downey & Strauss
Industry Legal Services
Experience
Downey & Strauss 2007 - Present
Speaking Roses International 2004 - 2007
Digital Courier Technologies 1998 - 2001
US Securities and Exchange Commission 1995 - 1998
Education
University of Chicago Law School 1975 — 1978
Downey & Strauss 2007 - Present
Speaking Roses International 2004 - 2007
Digital Courier Technologies 1998 - 2001
US Securities and Exchange Commission 1995 - 1998
Education
University of Chicago Law School 1975 — 1978
Patrick Fishe's US Securities and Exchange Commission Experience 1999 - 2000
Job Professor & Distinguished Chair in Finance at University of Richmond
Industry Financial Services
Experience
University of Richmond ConsultantCommodity Futures Trading Commission2009 - Present
University of Miami August 1982 - June 2003
US Securities and Exchange Commission 1999 - 2000
Skills
Quantitative Analytics, Economics, Data Analysis, Derivatives, Econometrics, Research, Financial Modeling, International Relations, SAS, Policy Analysis, Statistics, Macroeconomics, Analysis
Education
University of Florida - Warrington College of Business Administration 1974 — 1979
University of Richmond ConsultantCommodity Futures Trading Commission2009 - Present
University of Miami August 1982 - June 2003
US Securities and Exchange Commission 1999 - 2000
Skills
Quantitative Analytics, Economics, Data Analysis, Derivatives, Econometrics, Research, Financial Modeling, International Relations, SAS, Policy Analysis, Statistics, Macroeconomics, Analysis
Education
University of Florida - Warrington College of Business Administration 1974 — 1979
Ronald A. Kiima CPA's US Securities and Exchange Commission Experience May 1992 - July 1997
Job Owner, Kiima Incorporated and Accounting Consultant
Industry Accounting
Experience
Kiima Incorporated April 1998 - Present
US Securities and Exchange Commission May 1992 - July 1997
US Securities and Exchange Commission March 1990 - May 1992
Jones & Associates, PS, CPAs December 1988 - February 1990
US Securities and Exchange Commission November 1987 - December 1988
Ernst & Whinney LLP (predecessor to Ernst & Young LLP) January 1987 - November 1988
Ernst & Whinney LLP (predecessor to Ernst & Young LLP) January 1986 - December 1986
Ernst & Whinney LLP (predecessor to Ernst & Young LLP) January 1985 - December 1985
Skills
SEC reporting, Financial Reporting, SOX, Compliance, Due Diligence, Corporate Governance, IPO, Accounting, GAAP, Internal Controls, Audit, Mergers, IFRS, Auditing, Forensic Accounting, Start-ups, Analysis, Financial Accounting, Fraud, Financial Analysis, Securities, Risk Management, Hedge Funds, Litigation Support, Internal Audit, Corporate Finance, Fraud Investigations, US GAAP, Cost Accounting, Financial Management, General Ledger, Revenue Recognition, Public Companies, Cash Flow, Reconciliation, Fixed Assets, Forecasting, External Audit, Accounts Payable, Accounts Receivable, Consolidation, FCPA, Risk, Technical Accounting, Risk Assessment, Private Equity, 10Q, Balance, Financial Control, Compliance Audits
Education
University of Baltimore 1980 — 1984
B.S. in Business Administration, Accountancy
University of Baltimore
Graduate Studies - Corporate Finance
Kiima Incorporated April 1998 - Present
US Securities and Exchange Commission May 1992 - July 1997
US Securities and Exchange Commission March 1990 - May 1992
Jones & Associates, PS, CPAs December 1988 - February 1990
US Securities and Exchange Commission November 1987 - December 1988
Ernst & Whinney LLP (predecessor to Ernst & Young LLP) January 1987 - November 1988
Ernst & Whinney LLP (predecessor to Ernst & Young LLP) January 1986 - December 1986
Ernst & Whinney LLP (predecessor to Ernst & Young LLP) January 1985 - December 1985
Skills
SEC reporting, Financial Reporting, SOX, Compliance, Due Diligence, Corporate Governance, IPO, Accounting, GAAP, Internal Controls, Audit, Mergers, IFRS, Auditing, Forensic Accounting, Start-ups, Analysis, Financial Accounting, Fraud, Financial Analysis, Securities, Risk Management, Hedge Funds, Litigation Support, Internal Audit, Corporate Finance, Fraud Investigations, US GAAP, Cost Accounting, Financial Management, General Ledger, Revenue Recognition, Public Companies, Cash Flow, Reconciliation, Fixed Assets, Forecasting, External Audit, Accounts Payable, Accounts Receivable, Consolidation, FCPA, Risk, Technical Accounting, Risk Assessment, Private Equity, 10Q, Balance, Financial Control, Compliance Audits
Education
University of Baltimore 1980 — 1984
B.S. in Business Administration, Accountancy
University of Baltimore
Graduate Studies - Corporate Finance
Bennie Shearer's US Securities and Exchange Commission Experience 2009 - Present
Job at US Securities and Exchange Commission
Industry Computer Software
Experience
US Securities and Exchange Commission 2009 - Present
Bennie Shearer Consulting 2007 - 2009
Vision Support Systems, Inc. 2001 - 2007
BMC Software, Inc. 1990 - 2001
MND Services, Inc. 1989 - 1990
Tenneco Oil Company, Inc. 1978 - 1989
Texas Air National Guard 1977 - 1983
United States Air Force 1974 - 1977
Skills
IT Strategy, Vendor Management, Security, SDLC, Risk Management, ITIL, Governance, Integration, Management, Start-ups, Quality Assurance, Strategy, Program Management, Enterprise Software, Team Leadership, SharePoint, Business Analysis, Enterprise Architecture, Analysis, Project Management, Business Intelligence, Telecommunications, Mergers & Acquisitions, Information Technology, Software Development, Software Project..., Requirements Analysis, IT Management, Business Process..., Project Portfolio..., Cloud Computing, Agile Methodologies, PMP, Disaster Recovery, SaaS, PMO, SOA, IT Service Management, Solution Architecture, Data Center, Unix, Databases, Process Improvement, Visio, Scrum, IT Operations, Agile Project Management, Information Security, Testing, System Architecture
Education
University of Houston
BS, Mathematics
US Securities and Exchange Commission 2009 - Present
Bennie Shearer Consulting 2007 - 2009
Vision Support Systems, Inc. 2001 - 2007
BMC Software, Inc. 1990 - 2001
MND Services, Inc. 1989 - 1990
Tenneco Oil Company, Inc. 1978 - 1989
Texas Air National Guard 1977 - 1983
United States Air Force 1974 - 1977
Skills
IT Strategy, Vendor Management, Security, SDLC, Risk Management, ITIL, Governance, Integration, Management, Start-ups, Quality Assurance, Strategy, Program Management, Enterprise Software, Team Leadership, SharePoint, Business Analysis, Enterprise Architecture, Analysis, Project Management, Business Intelligence, Telecommunications, Mergers & Acquisitions, Information Technology, Software Development, Software Project..., Requirements Analysis, IT Management, Business Process..., Project Portfolio..., Cloud Computing, Agile Methodologies, PMP, Disaster Recovery, SaaS, PMO, SOA, IT Service Management, Solution Architecture, Data Center, Unix, Databases, Process Improvement, Visio, Scrum, IT Operations, Agile Project Management, Information Security, Testing, System Architecture
Education
University of Houston
BS, Mathematics
Jorge DeNeve's US Securities and Exchange Commission Experience April 2003 - February 2007
Job SEC Enforcement and WhiteCollar Defense Attorney at O'Melveny & Myers LLP
Industry Law Practice
Experience
O'Melveny & Myers LLP September 2012 - Present
Aletheia Research and Management, Inc. May 2011 - August 2012
O'Melveny & Myers LLP March 2007 - May 2011
US Securities and Exchange Commission April 2003 - February 2007
O'Melveny & Myers LLP October 2000 - February 2003
U.S. District Court for the Central District of California October 1999 - October 2000
O'Melveny & Myers LLP October 1998 - October 1999
Skills
SEC Investigations, White Collar Criminal..., Internal Investigations, Securities Litigation, Litigation, Securities Regulation, Appeals
Education
University of Southern California Law School 1995 — 1998
Doctor of Law (J.D.)
University of California, Los Angeles 1986 — 1992
BS, Cognitive Science
O'Melveny & Myers LLP September 2012 - Present
Aletheia Research and Management, Inc. May 2011 - August 2012
O'Melveny & Myers LLP March 2007 - May 2011
US Securities and Exchange Commission April 2003 - February 2007
O'Melveny & Myers LLP October 2000 - February 2003
U.S. District Court for the Central District of California October 1999 - October 2000
O'Melveny & Myers LLP October 1998 - October 1999
Skills
SEC Investigations, White Collar Criminal..., Internal Investigations, Securities Litigation, Litigation, Securities Regulation, Appeals
Education
University of Southern California Law School 1995 — 1998
Doctor of Law (J.D.)
University of California, Los Angeles 1986 — 1992
BS, Cognitive Science
Alison Labonte's US Securities and Exchange Commission Experience December 2009 - July 2011
Job Lead Librarian, Data Acquisitions at Federal Reserve Board
Industry Libraries
Experience
Federal Reserve Board May 2015 - Present
Federal Reserve Board July 2011 - May 2015
US Securities and Exchange Commission December 2009 - July 2011
RAND Corp July 2007 - December 2009
Congressional Research Service June 2006 - July 2007
SAS Institute May 2005 - May 2006
Duke University Libraries July 2004 - December 2005
Council on Library and Information Resources August 2005 - August 2005
Library of Congress 2004 - 2004
North Carolina State University 2004 - 2004
Skills
Library, Library Science, Metadata, Collection Development, Research, Cataloging, Library Instruction, Digital Libraries, Library Management, Taxonomy, Information Retrieval, Electronic Resources, Information Management, Archives, Information Literacy
Education
University of North Carolina at Chapel Hill 2004 — 2005
MSLS
Inter-University Center for Japanese Language Studies 2000 — 2001
certificate
University of California, Davis 1998 — 2000
MA
University of California, Berkeley 1991 — 1995
BA
Federal Reserve Board May 2015 - Present
Federal Reserve Board July 2011 - May 2015
US Securities and Exchange Commission December 2009 - July 2011
RAND Corp July 2007 - December 2009
Congressional Research Service June 2006 - July 2007
SAS Institute May 2005 - May 2006
Duke University Libraries July 2004 - December 2005
Council on Library and Information Resources August 2005 - August 2005
Library of Congress 2004 - 2004
North Carolina State University 2004 - 2004
Skills
Library, Library Science, Metadata, Collection Development, Research, Cataloging, Library Instruction, Digital Libraries, Library Management, Taxonomy, Information Retrieval, Electronic Resources, Information Management, Archives, Information Literacy
Education
University of North Carolina at Chapel Hill 2004 — 2005
MSLS
Inter-University Center for Japanese Language Studies 2000 — 2001
certificate
University of California, Davis 1998 — 2000
MA
University of California, Berkeley 1991 — 1995
BA
Bernard Wong's US Securities and Exchange Commission Experience May 2008 - September 2008
Job Technical Yahoo! at Yahoo!
Industry Computer Software
Experience
Yahoo August 2013 - Present
Hitachi Data Systems July 2012 - August 2013
UC Berkeley March 2007 - 2012
US Securities and Exchange Commission May 2008 - September 2008
Education
University of California, Berkeley
Bachelor of Arts (B.A.), Computer Science
Yahoo August 2013 - Present
Hitachi Data Systems July 2012 - August 2013
UC Berkeley March 2007 - 2012
US Securities and Exchange Commission May 2008 - September 2008
Education
University of California, Berkeley
Bachelor of Arts (B.A.), Computer Science
Brian Blaha's US Securities and Exchange Commission Experience September 2010 - Present
Job U.S. SEC Staff Accountant
Industry Accounting
Experience
US Securities and Exchange Commission September 2010 - Present
US Department of Homeland Security February 2009 - September 2010
PricewaterhouseCoopers October 2002 - February 2009
Education
University of Denver
BS and MS, Accounting
US Securities and Exchange Commission September 2010 - Present
US Department of Homeland Security February 2009 - September 2010
PricewaterhouseCoopers October 2002 - February 2009
Education
University of Denver
BS and MS, Accounting
John McCoy's US Securities and Exchange Commission Experience April 2008 - August 2010
Job Group Chief Compliance Officer, Fox Filmed Entertainment
Industry Law Practice
Experience
Fox Filmed Entertainment October 2012 - Present
Shine TV October 2012 - Present
21st Century Fox October 2012 - Present
United States Securities and Exchange Commission August 2010 - October 2012
US Securities and Exchange Commission April 2008 - August 2010
Bird Marella May 1995 - March 2008
Heller Ehrman September 1993 - March 1995
Skills
Corporate Governance, Securities Regulation, Intellectual Property, Legal Research, Corporate Law, Licensing, Legal Writing, Trials, Arbitration, Class Actions, Commercial Litigation, Civil Litigation, Due Diligence, Mediation, Litigation, Appeals, Securities Litigation, Employment Law, Internal Investigations, Securities, Privacy Law, Trade Secrets
Education
University of California, Berkeley - School of Law 1990 — 1993
University of California, Berkeley 1986 — 1990
B.A., English
Fox Filmed Entertainment October 2012 - Present
Shine TV October 2012 - Present
21st Century Fox October 2012 - Present
United States Securities and Exchange Commission August 2010 - October 2012
US Securities and Exchange Commission April 2008 - August 2010
Bird Marella May 1995 - March 2008
Heller Ehrman September 1993 - March 1995
Skills
Corporate Governance, Securities Regulation, Intellectual Property, Legal Research, Corporate Law, Licensing, Legal Writing, Trials, Arbitration, Class Actions, Commercial Litigation, Civil Litigation, Due Diligence, Mediation, Litigation, Appeals, Securities Litigation, Employment Law, Internal Investigations, Securities, Privacy Law, Trade Secrets
Education
University of California, Berkeley - School of Law 1990 — 1993
University of California, Berkeley 1986 — 1990
B.A., English
Brian Ryoo's US Securities and Exchange Commission Experience May 2011 - August 2011
Job Associate at Covington & Burling
Industry Law Practice
Experience
Covington & Burling 2013 - Present
Covington & Burling May 2012 - July 2012
US Securities and Exchange Commission May 2011 - August 2011
Korean American Coalition 2009 - 2010
Monitor Group 2007 - 2008
Education
University of Pennsylvania 2010 — 2013
Doctor of Law (JD)
University of California, Berkeley 2003 — 2007
Bachelor of Arts (B.A.)
Covington & Burling 2013 - Present
Covington & Burling May 2012 - July 2012
US Securities and Exchange Commission May 2011 - August 2011
Korean American Coalition 2009 - 2010
Monitor Group 2007 - 2008
Education
University of Pennsylvania 2010 — 2013
Doctor of Law (JD)
University of California, Berkeley 2003 — 2007
Bachelor of Arts (B.A.)
Ian Roffman's US Securities and Exchange Commission Experience 2001 - 2007
Job SEC Defense, Securities Litigation, and Corporate Governance
Industry Law Practice
Experience
Nutter McClennen & Fish LLP 2007 - Present
US Securities and Exchange Commission 2001 - 2007
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates 1997 - 2001
Skills
SEC Defense, Securities Regulation, Securities Litigation, Corporate Governance, Business Litigation, Trials, SEC, Commercial Litigation, Investigation, Class Actions, White Collar Criminal..., Litigation, Appeals, Civil Litigation, Intellectual Property
Education
University of Chicago Law School 1994 — 1997
Doctor of Law (JD)
University of Chicago 1990 — 1994
BA
Nutter McClennen & Fish LLP 2007 - Present
US Securities and Exchange Commission 2001 - 2007
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates 1997 - 2001
Skills
SEC Defense, Securities Regulation, Securities Litigation, Corporate Governance, Business Litigation, Trials, SEC, Commercial Litigation, Investigation, Class Actions, White Collar Criminal..., Litigation, Appeals, Civil Litigation, Intellectual Property
Education
University of Chicago Law School 1994 — 1997
Doctor of Law (JD)
University of Chicago 1990 — 1994
BA
Jaimee L. Boyd, Esq., CPA's US Securities and Exchange Commission Experience May 2005 - July 2005
Job Attorney at Foley & Judell, L.L.P.
Industry Law Practice
Experience
Foley & Judell, L.L.P. 2014 - Present
Ochsner Clinic Foundation 2012 - Present
CommCare Corporation 2010 - 2012
Kutak Rock 2007 - 2009
Center for Legal Inclusiveness 2007 - 2009
Chayet, Young, Dawson & Danzo, LLC January 2006 - April 2006
US Securities and Exchange Commission May 2005 - July 2005
Corporate Express 2003 - 2004
The Murrayhill Company 2002 - 2003
Ernst & Young 2000 - 2002
Skills
Financial Analysis, Due Diligence, Internal Controls, Auditing, Accounting, Risk Management, Corporate Governance, Finance, Sarbanes-Oxley Act, Municipal Bonds, Municipal Law, Corporate Law, Financial Reporting, Corporate Finance, SOX, Compliance, Management, Legal Writing
Education
University of Denver - Sturm College of Law 2004 — 2007
JD
Wake Forest University 1999 — 2000
Master of Science
Wake Forest University 1995 — 1999
Bachelor of Science
Metairie Park Country Day 1983 — 1995
Metairie Park Country Day
University of Maryland Baltimore County
Foley & Judell, L.L.P. 2014 - Present
Ochsner Clinic Foundation 2012 - Present
CommCare Corporation 2010 - 2012
Kutak Rock 2007 - 2009
Center for Legal Inclusiveness 2007 - 2009
Chayet, Young, Dawson & Danzo, LLC January 2006 - April 2006
US Securities and Exchange Commission May 2005 - July 2005
Corporate Express 2003 - 2004
The Murrayhill Company 2002 - 2003
Ernst & Young 2000 - 2002
Skills
Financial Analysis, Due Diligence, Internal Controls, Auditing, Accounting, Risk Management, Corporate Governance, Finance, Sarbanes-Oxley Act, Municipal Bonds, Municipal Law, Corporate Law, Financial Reporting, Corporate Finance, SOX, Compliance, Management, Legal Writing
Education
University of Denver - Sturm College of Law 2004 — 2007
JD
Wake Forest University 1999 — 2000
Master of Science
Wake Forest University 1995 — 1999
Bachelor of Science
Metairie Park Country Day 1983 — 1995
Metairie Park Country Day
University of Maryland Baltimore County
Joan Worthington's US Securities and Exchange Commission Experience April 2010 - January 2015
Job Principal, J. Worthington & Associates, LLC
Industry Information Technology and Services
Experience
J. Worthington & Associates, LLC. January 1992 - Present
Johns Hopkins University June 1992 - Present
US Securities and Exchange Commission April 2010 - January 2015
The Red Devils, Inc. January 2013 - December 2014
MDwit 2006 - 2009
Davis Calibration November 2005 - December 2008
CWIT 2004 - 2008
System Source 2000 - 2005
CSX Technology 1988 - 2000
College of Notre Dame of Maryland 1995 - 1999
Skills
Data Analysis, Program Management, Business Analysis, Higher Education, Nonprofits, SharePoint, Strategic Planning, Leadership, Instructional Design, Change Management, Public Speaking, SDLC, Cloud Computing, Team Leadership, E-Learning
Education
University of Baltimore 1990 — 1992
Bachelor of Science (BS), Information Systems and Business
University of Baltimore 1990 — 1991
Master of Business Administration (MBA)
J. Worthington & Associates, LLC. January 1992 - Present
Johns Hopkins University June 1992 - Present
US Securities and Exchange Commission April 2010 - January 2015
The Red Devils, Inc. January 2013 - December 2014
MDwit 2006 - 2009
Davis Calibration November 2005 - December 2008
CWIT 2004 - 2008
System Source 2000 - 2005
CSX Technology 1988 - 2000
College of Notre Dame of Maryland 1995 - 1999
Skills
Data Analysis, Program Management, Business Analysis, Higher Education, Nonprofits, SharePoint, Strategic Planning, Leadership, Instructional Design, Change Management, Public Speaking, SDLC, Cloud Computing, Team Leadership, E-Learning
Education
University of Baltimore 1990 — 1992
Bachelor of Science (BS), Information Systems and Business
University of Baltimore 1990 — 1991
Master of Business Administration (MBA)
Luise Welby's US Securities and Exchange Commission Experience 1993 - 1997
Job Managing Associate General Counsel at Freddie Mac
Industry Financial Services
Experience
Freddie Mac Counsel to Commissioner Steven M.H. WallmanUS Securities and Exchange Commission1997 - 1997
US Securities and Exchange Commission 1993 - 1997
US Securities and Exchange Commission 1990 - 1993
Hogan & Hartson 1987 - 1990
Chase Manhattan Corporation 1983 - 1984
Skills
Capital Markets, Corporate Finance, Corporate Governance, Securities, Securities Regulation, Corporate Law, Due Diligence
Education
University of California, Los Angeles - School of Law 1984 — 1987
JD
University of Notre Dame 1979 — 1983
BBA, Finance
Freddie Mac Counsel to Commissioner Steven M.H. WallmanUS Securities and Exchange Commission1997 - 1997
US Securities and Exchange Commission 1993 - 1997
US Securities and Exchange Commission 1990 - 1993
Hogan & Hartson 1987 - 1990
Chase Manhattan Corporation 1983 - 1984
Skills
Capital Markets, Corporate Finance, Corporate Governance, Securities, Securities Regulation, Corporate Law, Due Diligence
Education
University of California, Los Angeles - School of Law 1984 — 1987
JD
University of Notre Dame 1979 — 1983
BBA, Finance
Kenneth A. Kim, PhD's US Securities and Exchange Commission Experience 1998 - 1999
Job Chief Financial Strategist at EQIS
Industry Financial Services
Experience
EQIS March 2014 - Present
Renmin University of China September 2011 - Present
State University of New York at Buffalo 2002 - Present
Securities Litigation and Consulting Group 2006 - 2009
CFA Institute 2003 - 2004
Kuala Lumpur Stock Exchange 2001 - 2004
UW Credit Union 2000 - 2002
University of Wisconsin Milwaukee 1997 - 2002
US Securities and Exchange Commission 1998 - 1999
Skills
Financial Modeling, Statistics, Economics, Quantitative Analytics, Data Analysis, Teaching, Econometrics, Valuation, Statistical Modeling, Financial Analysis, Research, SPSS, Analysis, Stata, SAS, Finance, Higher Education, Corporate Finance
Education
University of Rhode Island 1992 — 1997
Doctor of Philosophy (PhD), Finance
University of Detroit Mercy 1990 — 1992
Master of Business Administration (MBA)
University of Michigan 1986 — 1990
Bachelor of Arts (B.A.), Economics
EQIS March 2014 - Present
Renmin University of China September 2011 - Present
State University of New York at Buffalo 2002 - Present
Securities Litigation and Consulting Group 2006 - 2009
CFA Institute 2003 - 2004
Kuala Lumpur Stock Exchange 2001 - 2004
UW Credit Union 2000 - 2002
University of Wisconsin Milwaukee 1997 - 2002
US Securities and Exchange Commission 1998 - 1999
Skills
Financial Modeling, Statistics, Economics, Quantitative Analytics, Data Analysis, Teaching, Econometrics, Valuation, Statistical Modeling, Financial Analysis, Research, SPSS, Analysis, Stata, SAS, Finance, Higher Education, Corporate Finance
Education
University of Rhode Island 1992 — 1997
Doctor of Philosophy (PhD), Finance
University of Detroit Mercy 1990 — 1992
Master of Business Administration (MBA)
University of Michigan 1986 — 1990
Bachelor of Arts (B.A.), Economics
Atif Shameem, CISSP, CEH, CFE's US Securities and Exchange Commission Experience October 2004 - Present
Job Quantitative Research Analyst @ US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission October 2004 - Present
Sun Microsystems July 2003 - September 2004
Fieldglass March 2000 - October 2002
Grant Thornton February 1999 - February 2000
Accenture June 1996 - January 1999
CNA September 1995 - May 1996
Lind-Waldock October 1994 - April 1995
Skills
Oracle, Auditing, Databases, Java, Capital Markets, SQL, CISSP, Ethical Hacking, CEH, Access, Financial Reporting, Investment Banking, Visio, Business Objects, Mutual Funds, Securities Regulation, Visual Basic, Certified Fraud Examiner, Solaris, Web Servers, Ariba, Security Audits, PL/SQL, T-SQL, Sybase, SQL Server, VBA, SAS, Portal Server, Identity Systems, Application Development, Application Servers, Web Applications, Management Consulting, Object Oriented Design, HTML, Unix Administration, EJB, Servlets, JSP, CORBA, B2B Integration, Vitria, J2EE, MVC, Brokerage, Firewalls, Excel, TCP/IP, Financial Markets
Education
University of Illinois at Chicago 1992 — 1996
Bachelor of Science
US Securities and Exchange Commission October 2004 - Present
Sun Microsystems July 2003 - September 2004
Fieldglass March 2000 - October 2002
Grant Thornton February 1999 - February 2000
Accenture June 1996 - January 1999
CNA September 1995 - May 1996
Lind-Waldock October 1994 - April 1995
Skills
Oracle, Auditing, Databases, Java, Capital Markets, SQL, CISSP, Ethical Hacking, CEH, Access, Financial Reporting, Investment Banking, Visio, Business Objects, Mutual Funds, Securities Regulation, Visual Basic, Certified Fraud Examiner, Solaris, Web Servers, Ariba, Security Audits, PL/SQL, T-SQL, Sybase, SQL Server, VBA, SAS, Portal Server, Identity Systems, Application Development, Application Servers, Web Applications, Management Consulting, Object Oriented Design, HTML, Unix Administration, EJB, Servlets, JSP, CORBA, B2B Integration, Vitria, J2EE, MVC, Brokerage, Firewalls, Excel, TCP/IP, Financial Markets
Education
University of Illinois at Chicago 1992 — 1996
Bachelor of Science
Debra Van Alstyne's US Securities and Exchange Commission Experience 1993 - 1997
Job Member of the Board at Shepherd's Table
Industry Financial Services
Experience
Shepherd's Table January 2015 - Present
Fannie Mae (Federal National Mortgage Association) February 2000 - Present
Georgetown University Law Center August 2007 - January 2013
US Securities and Exchange Commission 1993 - 1997
McKenna Conner & Cuneo 1983 - 1985
Skills
Securities Regulation, Securities, Corporate Governance, Corporate Law, Due Diligence, Securitization, Loans
Education
University of California, Los Angeles - School of Law 1974 — 1977
J.D., Law
University of California, Irvine
B.S., Biological Sciences
Shepherd's Table January 2015 - Present
Fannie Mae (Federal National Mortgage Association) February 2000 - Present
Georgetown University Law Center August 2007 - January 2013
US Securities and Exchange Commission 1993 - 1997
McKenna Conner & Cuneo 1983 - 1985
Skills
Securities Regulation, Securities, Corporate Governance, Corporate Law, Due Diligence, Securitization, Loans
Education
University of California, Los Angeles - School of Law 1974 — 1977
J.D., Law
University of California, Irvine
B.S., Biological Sciences
Steve Kuan's US Securities and Exchange Commission Experience June 2004 - Present
Job Special Counsel at US Securities and Exchange Commission
Industry Legal Services
Experience
US Securities and Exchange Commission June 2004 - Present
Cooley Godward Kronish LLP October 2000 - May 2004
U.S. District Court for the Eastern District of Texas August 1999 - August 2000
Skills
Securities Regulation, Corporate Governance, Securities, Corporate Law, Venture Capital, Private Equity, Securities Law, Corporate Finance
Education
University of Houston Law Center 1996 — 1999
JD
University of Houston 1991 — 1995
BBA, Finance
Strake Jesuit College Preparatory 1988 — 1991
US Securities and Exchange Commission June 2004 - Present
Cooley Godward Kronish LLP October 2000 - May 2004
U.S. District Court for the Eastern District of Texas August 1999 - August 2000
Skills
Securities Regulation, Corporate Governance, Securities, Corporate Law, Venture Capital, Private Equity, Securities Law, Corporate Finance
Education
University of Houston Law Center 1996 — 1999
JD
University of Houston 1991 — 1995
BBA, Finance
Strake Jesuit College Preparatory 1988 — 1991
Tim Kuo's US Securities and Exchange Commission Experience October 2012 - Present
Job AttorneyAdviser, US Securities and Exchange Commission
Industry Investment Management
Experience
US Securities and Exchange Commission October 2012 - Present
Credit Suisse September 2004 - October 2008
McKee Nelson LLP June 2002 - August 2004
Sidley Austin LLP October 2000 - May 2002
Skills
Fixed Income, Derivatives, Capital Markets, Equities, Structured Products, Hedge Funds, Valuation, Private Equity, Trading Systems, Equity Derivatives, Corporate Finance, Credit Derivatives, FX Options, Emerging Markets, Financial Modeling, Financial Markets, Structured Finance, Portfolio Management, Asset Management
Education
Tulane University Law School 1997 — 2000
JD
UCLA 1991 — 1996
Bachelor of Arts (BA), Philosophy
US Securities and Exchange Commission October 2012 - Present
Credit Suisse September 2004 - October 2008
McKee Nelson LLP June 2002 - August 2004
Sidley Austin LLP October 2000 - May 2002
Skills
Fixed Income, Derivatives, Capital Markets, Equities, Structured Products, Hedge Funds, Valuation, Private Equity, Trading Systems, Equity Derivatives, Corporate Finance, Credit Derivatives, FX Options, Emerging Markets, Financial Modeling, Financial Markets, Structured Finance, Portfolio Management, Asset Management
Education
Tulane University Law School 1997 — 2000
JD
UCLA 1991 — 1996
Bachelor of Arts (BA), Philosophy
Joseph A. Aguilar's US Securities and Exchange Commission Experience September 2009 - December 2009
Job Associate Attorney at Archer Norris
Industry Law Practice
Experience
Archer Norris June 2013 - Present
www.theRacetotheBottom.org August 2010 - Present
Low, Ball & Lynch February 2012 - May 2013
Securities Class Action Clearinghouse June 2011 - February 2012
Santa Clara District Attorney's Office December 2010 - May 2011
US Securities and Exchange Commission September 2009 - December 2009
Gallagher & Kennedy May 2009 - July 2009
Unversity of Denver Sturm College of Law November 2008 - March 2009
Qwest Communications (Currently CenturyLink) June 2008 - August 2008
Santa Lucia Preserve February 2007 - August 2007
Skills
Civil Litigation, Litigation, Courts, Class Actions, Trials, Employment Law, Legal Research, Torts, Mediation, Arbitration, Defense, Product Liability, Corporate Law, Construction Law, Trade Secrets, Trial Practice, Document Review, Westlaw, Personal Injury..., Corporate Governance, Legal Writing, Securities Regulation, Personal Injury
Education
University of Denver - Sturm College of Law 2007 — 2010
J.D., Law
University of California, Los Angeles 2004 — 2006
BA, History
Archer Norris June 2013 - Present
www.theRacetotheBottom.org August 2010 - Present
Low, Ball & Lynch February 2012 - May 2013
Securities Class Action Clearinghouse June 2011 - February 2012
Santa Clara District Attorney's Office December 2010 - May 2011
US Securities and Exchange Commission September 2009 - December 2009
Gallagher & Kennedy May 2009 - July 2009
Unversity of Denver Sturm College of Law November 2008 - March 2009
Qwest Communications (Currently CenturyLink) June 2008 - August 2008
Santa Lucia Preserve February 2007 - August 2007
Skills
Civil Litigation, Litigation, Courts, Class Actions, Trials, Employment Law, Legal Research, Torts, Mediation, Arbitration, Defense, Product Liability, Corporate Law, Construction Law, Trade Secrets, Trial Practice, Document Review, Westlaw, Personal Injury..., Corporate Governance, Legal Writing, Securities Regulation, Personal Injury
Education
University of Denver - Sturm College of Law 2007 — 2010
J.D., Law
University of California, Los Angeles 2004 — 2006
BA, History
David Henwood's US Securities and Exchange Commission Experience June 2007 - August 2007
Job CPA
Industry Accounting
Experience
Wilson Ivanova Certified Public Accountants, Inc., A Professional Accountancy Corporation November 2014 - Present
Rogers, Anderson, Malody and Scott, LLP October 2013 - November 2014
Damitz Brooks Nightingale Turner and Morrisset June 2009 - September 2013
The Koffler Group January 2008 - June 2008
Francisco Torres Dining Commons September 2006 - January 2008
US Securities and Exchange Commission June 2007 - August 2007
Skills
CPA, Member of AICPA, Partnership Taxation, Tax, Auditing, Accounting, Corporate Tax, Financial Accounting, Financial Reporting, GAAP
Education
University of California, Santa Barbara 2004 — 2008
Bachelor of Arts, Business Economics w/ emphasis in Accounting
Wilson Ivanova Certified Public Accountants, Inc., A Professional Accountancy Corporation November 2014 - Present
Rogers, Anderson, Malody and Scott, LLP October 2013 - November 2014
Damitz Brooks Nightingale Turner and Morrisset June 2009 - September 2013
The Koffler Group January 2008 - June 2008
Francisco Torres Dining Commons September 2006 - January 2008
US Securities and Exchange Commission June 2007 - August 2007
Skills
CPA, Member of AICPA, Partnership Taxation, Tax, Auditing, Accounting, Corporate Tax, Financial Accounting, Financial Reporting, GAAP
Education
University of California, Santa Barbara 2004 — 2008
Bachelor of Arts, Business Economics w/ emphasis in Accounting
Frank Natta's US Securities and Exchange Commission Experience May 2008 - August 2008
Job Antares Capital
Industry Accounting
Experience
Antares Capital September 2014 - Present
MicroMentor January 2014 - Present
Ernst & Young January 2013 - September 2014
Ernst & Young September 2010 - December 2012
Ernst & Young June 2009 - August 2009
US Securities and Exchange Commission May 2008 - August 2008
Skills
Financial Modeling, Accounting, Financial Analysis, CPA, Financial Advisory, Mergers & Acquisitions, Finance, Business Valuation, Due Diligence
Education
University of Georgia - Terry College of Business 2006 — 2010
BBA, Accounting
University of Georgia - Terry College of Business 2006 — 2010
Bachelor of Business Administration (BBA), Finance
Antares Capital September 2014 - Present
MicroMentor January 2014 - Present
Ernst & Young January 2013 - September 2014
Ernst & Young September 2010 - December 2012
Ernst & Young June 2009 - August 2009
US Securities and Exchange Commission May 2008 - August 2008
Skills
Financial Modeling, Accounting, Financial Analysis, CPA, Financial Advisory, Mergers & Acquisitions, Finance, Business Valuation, Due Diligence
Education
University of Georgia - Terry College of Business 2006 — 2010
BBA, Accounting
University of Georgia - Terry College of Business 2006 — 2010
Bachelor of Business Administration (BBA), Finance
Ron Holinsky's US Securities and Exchange Commission Experience August 1997 - December 2000
Job Vice President, Chief Compliance Officer & Assistant General Counsel at Lincoln Financial Group
Industry Investment Management
Experience
Lincoln Financial Group September 2013 - Present
Janney Capital Management LLC September 2012 - September 2013
Janney Montgomery Scott September 2010 - September 2013
Legg Mason Investor Services, LLC December 2008 - September 2010
Legg Mason & Co., LLC October 2004 - September 2010
K&L Gates LLP January 2001 - September 2004
US Securities and Exchange Commission August 1997 - December 2000
Skills
Banking, Asset Management, Investments, Investment Advisory, Hedge Funds, Trading, Mutual Funds, Securities, Financial Services, Financial Structuring, Portfolio Management, Management, Business Strategy, Alternative Investments, SEC, Investment Management, ETFs, Investment Company Act, Policy, Private Placements, Options, Series 7, Securities Regulation, Financial Advisory
Education
University of Baltimore School of Law 1993 — 1996
JD, Law
West Virginia University 1988 — 1992
BSBA, Finance
Lincoln Financial Group September 2013 - Present
Janney Capital Management LLC September 2012 - September 2013
Janney Montgomery Scott September 2010 - September 2013
Legg Mason Investor Services, LLC December 2008 - September 2010
Legg Mason & Co., LLC October 2004 - September 2010
K&L Gates LLP January 2001 - September 2004
US Securities and Exchange Commission August 1997 - December 2000
Skills
Banking, Asset Management, Investments, Investment Advisory, Hedge Funds, Trading, Mutual Funds, Securities, Financial Services, Financial Structuring, Portfolio Management, Management, Business Strategy, Alternative Investments, SEC, Investment Management, ETFs, Investment Company Act, Policy, Private Placements, Options, Series 7, Securities Regulation, Financial Advisory
Education
University of Baltimore School of Law 1993 — 1996
JD, Law
West Virginia University 1988 — 1992
BSBA, Finance
Kevin W. Vaughn's US Securities and Exchange Commission Experience September 1997 - Present
Job Branch Chief in Financial Services Group, CPA at US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission September 1997 - Present
Skills
SEC filings, US GAAP, GAAP
Education
University of Arkansas at Fayetteville
BSBA, Accounting
US Securities and Exchange Commission September 1997 - Present
Skills
SEC filings, US GAAP, GAAP
Education
University of Arkansas at Fayetteville
BSBA, Accounting
Carol Rosenblat's US Securities and Exchange Commission Experience Associate
Job Attorney Adviser at US Securities and Exchange Commission
Industry Investment Management
Experience
US Securities and Exchange Commission Associate
Skills
Corporate Governance, Hedge Funds, Securities, Legal Writing, Commercial Litigation, Litigation, Civil Litigation, Securities Regulation
Education
University of Delaware
Villanova
Villanova Law School
US Securities and Exchange Commission Associate
Skills
Corporate Governance, Hedge Funds, Securities, Legal Writing, Commercial Litigation, Litigation, Civil Litigation, Securities Regulation
Education
University of Delaware
Villanova
Villanova Law School
Kyle Brady's US Securities and Exchange Commission Experience September 2010 - December 2010
Job Assistant General Counsel and Vice President, Business Management and Strategy at BlueMountain Capital Management
Industry Law Practice
Experience
BlueMountain Capital Management July 2013 - Present
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates October 2011 - July 2013
US Securities and Exchange Commission September 2010 - December 2010
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates June 2010 - August 2010
United States District Court for the Northern District of California May 2009 - August 2009
UC Berkeley August 2004 - May 2009
Education
University of California, Berkeley - School of Law 2008 — 2011
J.D., Law
University of California, Berkeley 2004 — 2008
Bachelor of Arts (B.A.), Psychology
BlueMountain Capital Management July 2013 - Present
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates October 2011 - July 2013
US Securities and Exchange Commission September 2010 - December 2010
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates June 2010 - August 2010
United States District Court for the Northern District of California May 2009 - August 2009
UC Berkeley August 2004 - May 2009
Education
University of California, Berkeley - School of Law 2008 — 2011
J.D., Law
University of California, Berkeley 2004 — 2008
Bachelor of Arts (B.A.), Psychology
Phillip McGill's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Associate at Cooley LLP
Industry Legal Services
Experience
Cooley LLP May 2014 - Present
PwC October 2013 - April 2014
Cooley LLP August 2012 - May 2013
US Securities and Exchange Commission May 2012 - August 2012
University of San Diego School of Law January 2012 - May 2012
University of San Diego Legal Clinics, Entrepreneurship Clinic June 2011 - December 2011
Income Solutions, Inc. January 2009 - July 2010
Education
University of San Diego School of Law 2010 — 2013
J.D. (Magna Cum Laude; Order of the Coif), Concentration in Business and Corporate Law
University of California, Irvine 2005 — 2008
B.A. Political Science (cum laude), minor in Accounting
Cooley LLP May 2014 - Present
PwC October 2013 - April 2014
Cooley LLP August 2012 - May 2013
US Securities and Exchange Commission May 2012 - August 2012
University of San Diego School of Law January 2012 - May 2012
University of San Diego Legal Clinics, Entrepreneurship Clinic June 2011 - December 2011
Income Solutions, Inc. January 2009 - July 2010
Education
University of San Diego School of Law 2010 — 2013
J.D. (Magna Cum Laude; Order of the Coif), Concentration in Business and Corporate Law
University of California, Irvine 2005 — 2008
B.A. Political Science (cum laude), minor in Accounting
Susan Ameel's US Securities and Exchange Commission Experience September 2002 - June 2005
Job Director at Deloitte & Touche LLP
Industry Financial Services
Experience
Deloitte & Touche LLP November 2014 - Present
National Stock Exchange July 2012 - July 2014
Seward & Kissel LLP May 2011 - June 2012
ESP Technologies Corp. March 2008 - April 2011
Cadwalader, Wickersham & Taft LLP October 2006 - February 2008
Davis Polk & Wardwell LLP July 2005 - October 2006
US Securities and Exchange Commission September 2002 - June 2005
American Stock Exchange 2001 - 2002
Skills
Securities Regulation, Market Regulation, Broker-Dealer Compliance, Trading Systems, Securities, Derivatives, Corporate Governance, FINRA, Hedge Funds, AML, Capital Markets, Financial Regulation, Options, Broker-Dealer, Equities, Due Diligence, Private Equity, Mergers & Acquisitions
Education
University of Detroit Mercy School of Law 1995 — 1998
JD
Deloitte & Touche LLP November 2014 - Present
National Stock Exchange July 2012 - July 2014
Seward & Kissel LLP May 2011 - June 2012
ESP Technologies Corp. March 2008 - April 2011
Cadwalader, Wickersham & Taft LLP October 2006 - February 2008
Davis Polk & Wardwell LLP July 2005 - October 2006
US Securities and Exchange Commission September 2002 - June 2005
American Stock Exchange 2001 - 2002
Skills
Securities Regulation, Market Regulation, Broker-Dealer Compliance, Trading Systems, Securities, Derivatives, Corporate Governance, FINRA, Hedge Funds, AML, Capital Markets, Financial Regulation, Options, Broker-Dealer, Equities, Due Diligence, Private Equity, Mergers & Acquisitions
Education
University of Detroit Mercy School of Law 1995 — 1998
JD
Jennifer Klocke's US Securities and Exchange Commission Experience June 2008 - August 2008
Job Associate Director, Corporate Legal at Cambridge Investment Research, Inc.
Industry Financial Services
Experience
Cambridge Investment Research August 2014 - Present
Ada County August 2009 - August 2014
US Securities and Exchange Commission June 2008 - August 2008
DST Securities April 2000 - August 2006
DST Systems March 1996 - August 2006
Skills
Legal Writing, Legal Research, Courts, Statutory Interpretation, Trials, Securities, Civil Litigation, Tax Forms, Legal Assistance, Hearings, Securities Regulation, Criminal Law, Pensions, Consumer Law, Mutual Funds, Westlaw, FINRA, Post-Conviction Relief, 401k, Contract Law, Anti Money Laundering, Legal Compliance, Regulatory Compliance, Arbitration
Education
University of Idaho College of Law 2006 — 2009
J.D., Law
University of Northern Iowa
B.A., English
Cambridge Investment Research August 2014 - Present
Ada County August 2009 - August 2014
US Securities and Exchange Commission June 2008 - August 2008
DST Securities April 2000 - August 2006
DST Systems March 1996 - August 2006
Skills
Legal Writing, Legal Research, Courts, Statutory Interpretation, Trials, Securities, Civil Litigation, Tax Forms, Legal Assistance, Hearings, Securities Regulation, Criminal Law, Pensions, Consumer Law, Mutual Funds, Westlaw, FINRA, Post-Conviction Relief, 401k, Contract Law, Anti Money Laundering, Legal Compliance, Regulatory Compliance, Arbitration
Education
University of Idaho College of Law 2006 — 2009
J.D., Law
University of Northern Iowa
B.A., English
Heather Traeger's US Securities and Exchange Commission Experience August 2002 - February 2007
Job CCO and Compliance Counsel at Teacher Retirement System of Texas
Industry Financial Services
Experience
Teacher Retirement System of Texas November 2014 - Present
O'Melveny & Myers LLP October 2011 - October 2014
Investment Company Institute February 2007 - September 2011
US Securities and Exchange Commission August 2002 - February 2007
US Securities and Exchange Commission May 2001 - August 2002
US Securities and Exchange Commission December 2000 - May 2001
Skills
Securities Regulation, Securities, Corporate Law, Legal Research, Corporate Governance, Capital Markets
Education
University of Houston Law Center 1994 — 1997
JD, Law
Williams College 1989 — 1993
BA, Majors: History and Political Sciene
Teacher Retirement System of Texas November 2014 - Present
O'Melveny & Myers LLP October 2011 - October 2014
Investment Company Institute February 2007 - September 2011
US Securities and Exchange Commission August 2002 - February 2007
US Securities and Exchange Commission May 2001 - August 2002
US Securities and Exchange Commission December 2000 - May 2001
Skills
Securities Regulation, Securities, Corporate Law, Legal Research, Corporate Governance, Capital Markets
Education
University of Houston Law Center 1994 — 1997
JD, Law
Williams College 1989 — 1993
BA, Majors: History and Political Sciene
Isolde Rojas's US Securities and Exchange Commission Experience September 2008 - December 2008
Job Family Law Attorney at Trope & DeCarolis, LLP
Industry Law Practice
Experience
Trope & DeCarolis, LLP March 2015 - Present
Meyer, Olson, Lowy & Meyers, LLP March 2012 - February 2015
Los Angeles County District Attorney's Office October 2011 - January 2012
Sunday Rocks Clothing, LLC February 2010 - October 2011
US Securities and Exchange Commission September 2008 - December 2008
Pillsbury Winthrop Shaw Pittman May 2008 - July 2008
Coldwell Banker Residential Brokerage 2001 - 2006
Skills
Westlaw, Legal Research, Litigation, Bankruptcy, Negotiating Contracts, Mediation, Legal Writing, Contract Negotiation, Appeals, Civil Litigation, Legal Assistance, Trials, Courts, Commercial Litigation, Securities Regulation, Alternative Dispute..., Arbitration, Corporate Law
Education
University of California, Los Angeles - School of Law 2006 — 2009
J.D., Law
University of California, Los Angeles
B.A., Political Science, Cum Laude
Trope & DeCarolis, LLP March 2015 - Present
Meyer, Olson, Lowy & Meyers, LLP March 2012 - February 2015
Los Angeles County District Attorney's Office October 2011 - January 2012
Sunday Rocks Clothing, LLC February 2010 - October 2011
US Securities and Exchange Commission September 2008 - December 2008
Pillsbury Winthrop Shaw Pittman May 2008 - July 2008
Coldwell Banker Residential Brokerage 2001 - 2006
Skills
Westlaw, Legal Research, Litigation, Bankruptcy, Negotiating Contracts, Mediation, Legal Writing, Contract Negotiation, Appeals, Civil Litigation, Legal Assistance, Trials, Courts, Commercial Litigation, Securities Regulation, Alternative Dispute..., Arbitration, Corporate Law
Education
University of California, Los Angeles - School of Law 2006 — 2009
J.D., Law
University of California, Los Angeles
B.A., Political Science, Cum Laude
Rich Apostolik's US Securities and Exchange Commission Experience 1977 - 1980
Job President at Global Association of Risk Professionals
Industry Financial Services
Experience
Global Association of Risk Professionals January 2003 - Present
Bankers Trust Company June 1999 - September 2002
Chicago Mercantile Exchange 1985 - 1988
Gordon & Glickson LLC 1981 - 1984
US Securities and Exchange Commission 1977 - 1980
Education
University of Dayton School of Law 1975 — 1977
JD
University of Dayton
BSBA, Marketing
University of Dayton
MBA
Global Association of Risk Professionals January 2003 - Present
Bankers Trust Company June 1999 - September 2002
Chicago Mercantile Exchange 1985 - 1988
Gordon & Glickson LLC 1981 - 1984
US Securities and Exchange Commission 1977 - 1980
Education
University of Dayton School of Law 1975 — 1977
JD
University of Dayton
BSBA, Marketing
University of Dayton
MBA
Adam Tang's US Securities and Exchange Commission Experience April 2013 - December 2013
Job Desktop Support Technician at McKay Brothers
Industry Information Technology and Services
Experience
McKay Brothers May 2015 - Present
Sony Mobile Communications December 2013 - May 2015
US Securities and Exchange Commission April 2013 - December 2013
Covington & Burling December 2011 - February 2013
First Republic Bank July 2011 - December 2011
Perforce Software May 2009 - February 2011
JWAY Group June 2008 - October 2008
RAMS Hire-Ability, Inc. January 2007 - May 2008
Skills
HTML, Windows, Microsoft Office, SQL, Documentation, XML, CSS, Linux, PHP, VMware, Photoshop, JavaScript, Cloud Computing, Active Directory, Customer Service, Visio, Administration, Access, Databases, XP, Citrix, Windows Server, Research, Blackberry, System Administration, DHCP, TCP/IP, Virtualization, Process Improvement, SharePoint, Mac OS X, Ubuntu, iWork, Google Docs, Dreamweaver, Wordpress, Enterprise Vault, Symantec Endpoint..., LDAP, IMAP, Windows 7, Android, iPhone, OS X, Technical Support, Networking, Microsoft Excel
Education
University of California, Berkeley 2001 — 2006
Bachelor, Nuclear Engineering
McKay Brothers May 2015 - Present
Sony Mobile Communications December 2013 - May 2015
US Securities and Exchange Commission April 2013 - December 2013
Covington & Burling December 2011 - February 2013
First Republic Bank July 2011 - December 2011
Perforce Software May 2009 - February 2011
JWAY Group June 2008 - October 2008
RAMS Hire-Ability, Inc. January 2007 - May 2008
Skills
HTML, Windows, Microsoft Office, SQL, Documentation, XML, CSS, Linux, PHP, VMware, Photoshop, JavaScript, Cloud Computing, Active Directory, Customer Service, Visio, Administration, Access, Databases, XP, Citrix, Windows Server, Research, Blackberry, System Administration, DHCP, TCP/IP, Virtualization, Process Improvement, SharePoint, Mac OS X, Ubuntu, iWork, Google Docs, Dreamweaver, Wordpress, Enterprise Vault, Symantec Endpoint..., LDAP, IMAP, Windows 7, Android, iPhone, OS X, Technical Support, Networking, Microsoft Excel
Education
University of California, Berkeley 2001 — 2006
Bachelor, Nuclear Engineering
Andrew Shanbrom's US Securities and Exchange Commission Experience July 2013 - Present
Job Special Counsel at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission July 2013 - Present
US Securities and Exchange Commission April 2009 - July 2013
McDermott Will and Emery October 2007 - April 2009
the Circuit Court for Baltimore City August 2006 - August 2007
WM Financial Services (A Washington Mutual Company) April 2003 - August 2003
Wells Fargo Investments September 2002 - February 2003
Prudential Securities June 1999 - August 2002
Skills
Finance, Legal Research, Securities Regulation, Litigation, Legal Writing, Civil Litigation, Corporate Governance, Corporate Law, Securities, Mergers, Investment Advisers Act
Education
University of California, Berkeley
B.A., Political Science
University of Maryland Francis King Carey School of Law
J.D.
US Securities and Exchange Commission July 2013 - Present
US Securities and Exchange Commission April 2009 - July 2013
McDermott Will and Emery October 2007 - April 2009
the Circuit Court for Baltimore City August 2006 - August 2007
WM Financial Services (A Washington Mutual Company) April 2003 - August 2003
Wells Fargo Investments September 2002 - February 2003
Prudential Securities June 1999 - August 2002
Skills
Finance, Legal Research, Securities Regulation, Litigation, Legal Writing, Civil Litigation, Corporate Governance, Corporate Law, Securities, Mergers, Investment Advisers Act
Education
University of California, Berkeley
B.A., Political Science
University of Maryland Francis King Carey School of Law
J.D.
Geoff Brougher's US Securities and Exchange Commission Experience May 2008 - August 2008
Job Vice President at JP Morgan
Industry Law Practice
Experience
JP Morgan April 2010 - Present
Berman DeValerio Pease Tabacco Burt & Pucillo March 2010 - April 2010
US Securities and Exchange Commission May 2008 - August 2008
Greenberg Traurig May 2007 - August 2007
Ernst & Young May 2002 - July 2006
Arthur Andersen 2000 - 2002
Klingensmith Healthcare May 1999 - August 1999
Hefren-Tillotson May 1998 - August 1998
Skills
JD, Licensed Attorney New..., CPA -- Inactive, Licensed Attorney in..., Financial Accounting, Financial Statement..., Microsoft Office, Securities, Estate Planning, Trust Services, Asset Managment, Trusts, Financial Analysis, Accounting, Due Diligence, Corporate Finance, Sarbanes-Oxley Act, Microsoft Excel, Risk Management, Wealth Management..., Account Reconciliation, Microsoft Word, Investment Strategies, High Net Worth..., Process Improvement, Auditing, Financial Reporting, Corporate Governance, CPA, Corporate Law, Financial Audits, Financial Statements, Charitable Trusts, General Ledger, US GAAP, Variance Analysis, SEC filings, Asset Management, Mutual Funds, Investments, Asset Allocation, Internal Controls, External Audit, Wealth, Private Banking, Management, Finance
Education
University of Florida - Fredric G. Levin College of Law 2006 — 2009
Juris Doctorate, Law
University of Michigan - Stephen M. Ross School of Business 1997 — 2001
BBA, Accounting and Finance
JP Morgan April 2010 - Present
Berman DeValerio Pease Tabacco Burt & Pucillo March 2010 - April 2010
US Securities and Exchange Commission May 2008 - August 2008
Greenberg Traurig May 2007 - August 2007
Ernst & Young May 2002 - July 2006
Arthur Andersen 2000 - 2002
Klingensmith Healthcare May 1999 - August 1999
Hefren-Tillotson May 1998 - August 1998
Skills
JD, Licensed Attorney New..., CPA -- Inactive, Licensed Attorney in..., Financial Accounting, Financial Statement..., Microsoft Office, Securities, Estate Planning, Trust Services, Asset Managment, Trusts, Financial Analysis, Accounting, Due Diligence, Corporate Finance, Sarbanes-Oxley Act, Microsoft Excel, Risk Management, Wealth Management..., Account Reconciliation, Microsoft Word, Investment Strategies, High Net Worth..., Process Improvement, Auditing, Financial Reporting, Corporate Governance, CPA, Corporate Law, Financial Audits, Financial Statements, Charitable Trusts, General Ledger, US GAAP, Variance Analysis, SEC filings, Asset Management, Mutual Funds, Investments, Asset Allocation, Internal Controls, External Audit, Wealth, Private Banking, Management, Finance
Education
University of Florida - Fredric G. Levin College of Law 2006 — 2009
Juris Doctorate, Law
University of Michigan - Stephen M. Ross School of Business 1997 — 2001
BBA, Accounting and Finance
Mike Husich-W's US Securities and Exchange Commission Experience June 2003 - Present
Job Associate Chief Accountant at U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission June 2003 - Present
US Securities and Exchange Commission 2003 - Present
SEC Office of the Chief Accountant 2003 - Present
First National Bank 1981 - 2002
Skills
Internal Controls, US GAAP, Tax, Internal Audit, SEC filings, IFRS, External Audit, Financial Reporting, Auditing, Financial Analysis, Mergers & Acquisitions, Forensic Accounting, CPA, Accounting, Sarbanes-Oxley Act, Due Diligence, Corporate Finance, Financial Accounting, GAAP, Assurance
Education
University of Baltimore 1986 — 1991
Master of Science (M.S.), Finance, General
University of Delaware - Lerner College of Business and Economics 1973 — 1977
Bachelor of Science (B.S.), Accounting
U.S. Securities and Exchange Commission June 2003 - Present
US Securities and Exchange Commission 2003 - Present
SEC Office of the Chief Accountant 2003 - Present
First National Bank 1981 - 2002
Skills
Internal Controls, US GAAP, Tax, Internal Audit, SEC filings, IFRS, External Audit, Financial Reporting, Auditing, Financial Analysis, Mergers & Acquisitions, Forensic Accounting, CPA, Accounting, Sarbanes-Oxley Act, Due Diligence, Corporate Finance, Financial Accounting, GAAP, Assurance
Education
University of Baltimore 1986 — 1991
Master of Science (M.S.), Finance, General
University of Delaware - Lerner College of Business and Economics 1973 — 1977
Bachelor of Science (B.S.), Accounting
Megan Havstad's US Securities and Exchange Commission Experience June 2010 - August 2010
Job Associate at O'Melveny & Myers LLP
Industry Law Practice
Experience
O'Melveny & Myers LLP October 2012 - Present
The Honorable Susan Illston, U.S. District Court for the Northern District of California August 2011 - November 2011
O'Melveny & Myers LLP May 2011 - July 2011
US Securities and Exchange Commission June 2010 - August 2010
Glass, Lewis & Co. February 2009 - June 2009
Peace Corps 2006 - 2008
Skills
Legal Research, Commercial Litigation, Trials, Legal Assistance, Research, Courts
Education
University of California, Hastings College of the Law 2009 — 2012
JD, Law
Yale University 2002 — 2006
BA, Economics, International Studies
O'Melveny & Myers LLP October 2012 - Present
The Honorable Susan Illston, U.S. District Court for the Northern District of California August 2011 - November 2011
O'Melveny & Myers LLP May 2011 - July 2011
US Securities and Exchange Commission June 2010 - August 2010
Glass, Lewis & Co. February 2009 - June 2009
Peace Corps 2006 - 2008
Skills
Legal Research, Commercial Litigation, Trials, Legal Assistance, Research, Courts
Education
University of California, Hastings College of the Law 2009 — 2012
JD, Law
Yale University 2002 — 2006
BA, Economics, International Studies
Anitra Cassas's US Securities and Exchange Commission Experience September 1998 - October 2002
Job Partner at McGuireWoods
Industry Law Practice
Experience
McGuireWoods January 2008 - Present
WilmerHale November 2002 - October 2007
US Securities and Exchange Commission September 1998 - October 2002
Education
University of California, Berkeley - School of Law 1992 — 1995
J.D.
University of California, Berkeley 1987 — 1991
B.A
McGuireWoods January 2008 - Present
WilmerHale November 2002 - October 2007
US Securities and Exchange Commission September 1998 - October 2002
Education
University of California, Berkeley - School of Law 1992 — 1995
J.D.
University of California, Berkeley 1987 — 1991
B.A
Jamie Kessel's US Securities and Exchange Commission Experience April 2010 - Present
Job Staff Accountant, Division of Corporation Finance Securities and Exchange Commission
Industry Accounting
Experience
US Securities and Exchange Commission April 2010 - Present
PricewaterhouseCoopers LLP October 2006 - March 2010
PricewaterhouseCoopers LLP September 2001 - September 2006
Skills
IFRS, Internal Controls, Auditing, US GAAP, Accounting, Teaching, SEC Financial Reporting, Forensic Accounting, Cost Accounting, Corporate Governance, Staff Mentoring &..., Public Speaking
Education
University of Dayton 2000 — 2001
Master of Business Administration (MBA)
University of Dayton 1996 — 2001
Bachelor of Science in Business Administration, Accounting
US Securities and Exchange Commission April 2010 - Present
PricewaterhouseCoopers LLP October 2006 - March 2010
PricewaterhouseCoopers LLP September 2001 - September 2006
Skills
IFRS, Internal Controls, Auditing, US GAAP, Accounting, Teaching, SEC Financial Reporting, Forensic Accounting, Cost Accounting, Corporate Governance, Staff Mentoring &..., Public Speaking
Education
University of Dayton 2000 — 2001
Master of Business Administration (MBA)
University of Dayton 1996 — 2001
Bachelor of Science in Business Administration, Accounting
Lynn M. Dean's US Securities and Exchange Commission Experience October 2004 - Present
Job Attorney at Securities Exchange Comm'n
Industry Law Enforcement
Experience
US Securities and Exchange Commission October 2004 - Present
Gibson, Dunn & Crutcher LLP August 1999 - September 2004
Skills
Investigations, Law Enforcement, Securities Litigation, Trials, Securities Regulation, Private Investigations, White Collar Criminal..., Enforcement, Civil Litigation
Education
University of California, Hastings College of the Law 1996 — 1999
J.D.
US Securities and Exchange Commission October 2004 - Present
Gibson, Dunn & Crutcher LLP August 1999 - September 2004
Skills
Investigations, Law Enforcement, Securities Litigation, Trials, Securities Regulation, Private Investigations, White Collar Criminal..., Enforcement, Civil Litigation
Education
University of California, Hastings College of the Law 1996 — 1999
J.D.
Aaron Lipson's US Securities and Exchange Commission Experience March 2004 - Present
Job Assistant Regional Director, Division of Enforcement
Industry Law Practice
Experience
US Securities and Exchange Commission March 2004 - Present
Skills
Enforcement, Investigations, Internal Investigations, Securities Law, Securities Regulation, Fraud, Compliance, Disclosure, Investment Advisory, FCPA, ABS, Structured Products, Structured Finance, Derivatives, Residential Mortgages, Commercial Mortgages, Mortgage Underwriting, Private Investigations, AML, Civil Litigation, Commercial Litigation, Corporate Governance, Corporate Law, Hedge Funds, Leadership, Legal Research, Law Enforcement, Legal Writing, Public Speaking
Education
University of Georgia School of Law 1997 — 2000
JD, with honors
Yale University 1994 — 1997
BA, with honors, Military History
US Securities and Exchange Commission March 2004 - Present
Skills
Enforcement, Investigations, Internal Investigations, Securities Law, Securities Regulation, Fraud, Compliance, Disclosure, Investment Advisory, FCPA, ABS, Structured Products, Structured Finance, Derivatives, Residential Mortgages, Commercial Mortgages, Mortgage Underwriting, Private Investigations, AML, Civil Litigation, Commercial Litigation, Corporate Governance, Corporate Law, Hedge Funds, Leadership, Legal Research, Law Enforcement, Legal Writing, Public Speaking
Education
University of Georgia School of Law 1997 — 2000
JD, with honors
Yale University 1994 — 1997
BA, with honors, Military History
Kevin Stertzel's US Securities and Exchange Commission Experience 2004 - Present
Job Senior Staff Accountant at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission 2004 - Present
Guilford Pharmaceuticals 2002 - 2003
WR Grace 1998 - 2002
Black & Decker 1997 - 1998
Ernst & Young 1993 - 1997
Skills
SEC filings, US GAAP, Sarbanes-Oxley Act, Mergers, Internal Controls, IPO, Accounting, CPA, Financial Reporting, SEC, Financial Analysis, IFRS, Public Companies, GAAP, Due Diligence, Sarbanes-Oxley
Education
University of Baltimore 1988 — 1992
BS, Accounting
US Securities and Exchange Commission 2004 - Present
Guilford Pharmaceuticals 2002 - 2003
WR Grace 1998 - 2002
Black & Decker 1997 - 1998
Ernst & Young 1993 - 1997
Skills
SEC filings, US GAAP, Sarbanes-Oxley Act, Mergers, Internal Controls, IPO, Accounting, CPA, Financial Reporting, SEC, Financial Analysis, IFRS, Public Companies, GAAP, Due Diligence, Sarbanes-Oxley
Education
University of Baltimore 1988 — 1992
BS, Accounting
Lilla Zhu's US Securities and Exchange Commission Experience April 2009 - June 2009
Job CIMA, CAIA
Industry Investment Management
Experience
Merrill Lynch September 2012 - Present
Morgan Stanley September 2009 - September 2012
ARES Capital Group, Inc. July 2009 - August 2009
US Securities and Exchange Commission April 2009 - June 2009
J.P. Morgan August 2006 - August 2008
Credit Suisse October 2004 - January 2005
Skills
Hedge Funds, Alternative Investments, Asset Management, Investments, Asset Allocation, Investment Banking, Mutual Funds, Wealth Management..., Investment Strategies, Wealth Management, Bloomberg, High Net Worth..., Analysis, Series 63, Series 7, Investment Advisory, Investment Management, ETFs, Private Banking, Strategic Financial..., Retirement Planning, Portfolio Management, Private Equity, Due Diligence, Securities, Equity Research, Bonds, Options, Trading, Financial Advisory
Education
University of California, Los Angeles 2009 — 2009
Graduate Certificate, Paralegal - Litigation/Corporations
New York University - Leonard N. Stern School of Business 2002 — 2006
B.S., Finance
Benjamin N. Cardozo HS 1999 — 2002
HS
Greater Grace International School 1993 — 1999
Merrill Lynch September 2012 - Present
Morgan Stanley September 2009 - September 2012
ARES Capital Group, Inc. July 2009 - August 2009
US Securities and Exchange Commission April 2009 - June 2009
J.P. Morgan August 2006 - August 2008
Credit Suisse October 2004 - January 2005
Skills
Hedge Funds, Alternative Investments, Asset Management, Investments, Asset Allocation, Investment Banking, Mutual Funds, Wealth Management..., Investment Strategies, Wealth Management, Bloomberg, High Net Worth..., Analysis, Series 63, Series 7, Investment Advisory, Investment Management, ETFs, Private Banking, Strategic Financial..., Retirement Planning, Portfolio Management, Private Equity, Due Diligence, Securities, Equity Research, Bonds, Options, Trading, Financial Advisory
Education
University of California, Los Angeles 2009 — 2009
Graduate Certificate, Paralegal - Litigation/Corporations
New York University - Leonard N. Stern School of Business 2002 — 2006
B.S., Finance
Benjamin N. Cardozo HS 1999 — 2002
HS
Greater Grace International School 1993 — 1999
Steven Mack's US Securities and Exchange Commission Experience June 2013 - June 2015
Job Partner at PwC
Industry Accounting
Experience
PwC July 2015 - Present
US Securities and Exchange Commission June 2013 - June 2015
PricewaterhouseCoopers September 2000 - May 2013
Skills
Accounting, Assurance, Auditing, Big 4, External Audit, Financial Accounting, Financial Analysis, Financial Reporting, GAAP, IFRS, Internal Controls, SEC Filings, SEC filings, Sarbanes-Oxley Act, US GAAP
Education
University of California, Berkeley 1996 — 2000
BA, Economics
PwC July 2015 - Present
US Securities and Exchange Commission June 2013 - June 2015
PricewaterhouseCoopers September 2000 - May 2013
Skills
Accounting, Assurance, Auditing, Big 4, External Audit, Financial Accounting, Financial Analysis, Financial Reporting, GAAP, IFRS, Internal Controls, SEC Filings, SEC filings, Sarbanes-Oxley Act, US GAAP
Education
University of California, Berkeley 1996 — 2000
BA, Economics
Leah Drennan's US Securities and Exchange Commission Experience September 2010 - Present
Job Special Counsel at US Securities and Exchange Commission
Industry Capital Markets
Experience
US Securities and Exchange Commission September 2010 - Present
Kirkland & Ellis LLP October 2007 - September 2010
AIDS Legal Council of Chicago May 2007 - September 2007
Kirkland & Ellis LLP June 2006 - September 2006
US Department of Homeland Security June 2005 - August 2005
Northrop Grumman Mission Systems 2003 - 2004
Delex Systems, Inc. 2002 - 2003
Cable & Wireless 2000 - 2002
AT&T Government Solutions 1999 - 2000
US Army 1994 - 1998
Education
University of Chicago Law School 2004 — 2007
JD, Law
University of Minnesota-Twin Cities
BS, Geography
US Securities and Exchange Commission September 2010 - Present
Kirkland & Ellis LLP October 2007 - September 2010
AIDS Legal Council of Chicago May 2007 - September 2007
Kirkland & Ellis LLP June 2006 - September 2006
US Department of Homeland Security June 2005 - August 2005
Northrop Grumman Mission Systems 2003 - 2004
Delex Systems, Inc. 2002 - 2003
Cable & Wireless 2000 - 2002
AT&T Government Solutions 1999 - 2000
US Army 1994 - 1998
Education
University of Chicago Law School 2004 — 2007
JD, Law
University of Minnesota-Twin Cities
BS, Geography
Fiona Tang's US Securities and Exchange Commission Experience January 2013 - May 2013
Job Associate at Boies, Schiller & Flexner LLP
Industry Law Practice
Experience
Boies, Schiller & Flexner LLP October 2014 - Present
U.S. Court of Appeals August 2013 - August 2014
Boies, Schiller & Flexner LLP May 2013 - August 2013
US Securities and Exchange Commission January 2013 - May 2013
Thomson Reuters Westlaw August 2011 - May 2013
Paul Hastings May 2012 - July 2012
UC Berkeley January 2012 - May 2012
California Attorney General’s Office, Employment and Administrative Mandate May 2011 - August 2011
Kraft Foods August 2009 - August 2010
Kraft Foods August 2008 - August 2009
Skills
Legal Research, Legal Writing, Microsoft Office, Research, Microsoft Excel, PowerPoint, Non-profits, Public Speaking, Microsoft Word, Policy Analysis
Education
University of California, Berkeley
JD
University of Southern California
BA
Boies, Schiller & Flexner LLP October 2014 - Present
U.S. Court of Appeals August 2013 - August 2014
Boies, Schiller & Flexner LLP May 2013 - August 2013
US Securities and Exchange Commission January 2013 - May 2013
Thomson Reuters Westlaw August 2011 - May 2013
Paul Hastings May 2012 - July 2012
UC Berkeley January 2012 - May 2012
California Attorney General’s Office, Employment and Administrative Mandate May 2011 - August 2011
Kraft Foods August 2009 - August 2010
Kraft Foods August 2008 - August 2009
Skills
Legal Research, Legal Writing, Microsoft Office, Research, Microsoft Excel, PowerPoint, Non-profits, Public Speaking, Microsoft Word, Policy Analysis
Education
University of California, Berkeley
JD
University of Southern California
BA
Mohammad Tehrani's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Judicial Law Clerk at United States Bankruptcy Court
Industry Legal Services
Experience
United States Bankruptcy Court November 2013 - Present
US Securities and Exchange Commission May 2012 - August 2012
Office of the Orange County Public Defender May 2011 - August 2011
Skills
Research, Public Speaking, PowerPoint, Legal Research, Legal Writing, Microsoft Office, Litigation, Editing, Negotiation, Commercial Litigation, Civil Litigation, Event Planning, Community Outreach
Education
UCLA School of Law 2010 — 2013
Doctor of Law (J.D.)
UCLA
Bachelor of Arts (B.A.), Economics
United States Bankruptcy Court November 2013 - Present
US Securities and Exchange Commission May 2012 - August 2012
Office of the Orange County Public Defender May 2011 - August 2011
Skills
Research, Public Speaking, PowerPoint, Legal Research, Legal Writing, Microsoft Office, Litigation, Editing, Negotiation, Commercial Litigation, Civil Litigation, Event Planning, Community Outreach
Education
UCLA School of Law 2010 — 2013
Doctor of Law (J.D.)
UCLA
Bachelor of Arts (B.A.), Economics
Jacob Lee's US Securities and Exchange Commission Experience June 2008 - August 2008
Job Senior FP&A Analyst at DC Entertainment, a Warner Bros. Entertainment Company
Industry Entertainment
Experience
Warner Bros. Entertainment Group of Companies November 2013 - Present
Warner Bros. Entertainment Group of Companies August 2011 - November 2013
Disney Consumer Products January 2011 - July 2011
US Securities and Exchange Commission June 2008 - August 2008
The City of New York Office of the Mayor June 2007 - August 2007
Friedkin & Associates LLC June 2006 - August 2006
Education
University of Michigan - Stephen M. Ross School of Business 2005 — 2009
BBA
University of California, Los Angeles 2010 — 2010
Certificate
Warner Bros. Entertainment Group of Companies November 2013 - Present
Warner Bros. Entertainment Group of Companies August 2011 - November 2013
Disney Consumer Products January 2011 - July 2011
US Securities and Exchange Commission June 2008 - August 2008
The City of New York Office of the Mayor June 2007 - August 2007
Friedkin & Associates LLC June 2006 - August 2006
Education
University of Michigan - Stephen M. Ross School of Business 2005 — 2009
BBA
University of California, Los Angeles 2010 — 2010
Certificate
Punit S. Dewan's US Securities and Exchange Commission Experience March 2012 - May 2012
Job Transaction Advisory Service Manager at Grant Thornton LLP
Industry Financial Services
Experience
Grant Thornton LLP November 2013 - Present
US Securities and Exchange Commission March 2012 - May 2012
Deloitte & Touche LLP April 2007 - 2009
Deloitte & Touche LLP September 2003 - April 2007
Merrill Lynch June 2001 - August 2001
Skills
Healthcare Industry, Technology Industry, Entertainment Industry, Real Estate, Public Speaking, Financial Analysis, Due Diligence, M&A analysis, CPA, Business Valuation, Venture Capital, IPO, Sarbanes-Oxley Act, US GAAP, Financial Modeling, Sarbanes-Oxley, Valuation
Education
Southwestern Law School 2010 — 2013
Juris Doctor, Concentration in Mergers & Acquisitions
University of California, Los Angeles 1999 — 2003
Bachelor of Arts (B.A.), Economics and Minor In Accounting, 3.5 / 4.0
Universita degli Studi di Siena 2003 — 2003
Study Abroad - Siena Italy
Grant Thornton LLP November 2013 - Present
US Securities and Exchange Commission March 2012 - May 2012
Deloitte & Touche LLP April 2007 - 2009
Deloitte & Touche LLP September 2003 - April 2007
Merrill Lynch June 2001 - August 2001
Skills
Healthcare Industry, Technology Industry, Entertainment Industry, Real Estate, Public Speaking, Financial Analysis, Due Diligence, M&A analysis, CPA, Business Valuation, Venture Capital, IPO, Sarbanes-Oxley Act, US GAAP, Financial Modeling, Sarbanes-Oxley, Valuation
Education
Southwestern Law School 2010 — 2013
Juris Doctor, Concentration in Mergers & Acquisitions
University of California, Los Angeles 1999 — 2003
Bachelor of Arts (B.A.), Economics and Minor In Accounting, 3.5 / 4.0
Universita degli Studi di Siena 2003 — 2003
Study Abroad - Siena Italy
Kevin Stern's US Securities and Exchange Commission Experience June 2012 - August 2012
Job Senior Consultant EY Advisory Services Strategy at EY
Industry Management Consulting
Experience
EY March 2014 - Present
Deming Center Venture Fund December 2012 - December 2013
Ernst & Young June 2013 - August 2013
US Securities and Exchange Commission June 2012 - August 2012
Colorado State University May 2011 - August 2011
Charles Schwab May 2007 - August 2010
Intuit August 2006 - April 2007
Skills
Management Consulting, Strategy, Mergers & Acquisitions, Corporate Finance, Private Equity, Strategic Planning, Performance Improvement, Financial Modeling, Business Process..., Decision Modeling, Finance, Strategic Improvement, Corporate Law, Project Management, Westlaw, Legal Compliance, Financial Analysis, Legal Assistance, Intellectual Property, Licensing, Securities Regulation, Securities, Marketing, Litigation, Legal Issues, Business Analysis, Stock Trading, Securities Litigation, Securities Fraud, Legal Services, Research, Legal Writing, Legal Research, Due Diligence, Venture Capital, Entrepreneurship
Education
University of Colorado Law School 2010 — 2013
Juris Doctor, Law
University of Colorado at Boulder - Leeds School of Business 2010 — 2013
MBA
University of Colorado at Boulder 2003 — 2007
B.A., English Literature
EY March 2014 - Present
Deming Center Venture Fund December 2012 - December 2013
Ernst & Young June 2013 - August 2013
US Securities and Exchange Commission June 2012 - August 2012
Colorado State University May 2011 - August 2011
Charles Schwab May 2007 - August 2010
Intuit August 2006 - April 2007
Skills
Management Consulting, Strategy, Mergers & Acquisitions, Corporate Finance, Private Equity, Strategic Planning, Performance Improvement, Financial Modeling, Business Process..., Decision Modeling, Finance, Strategic Improvement, Corporate Law, Project Management, Westlaw, Legal Compliance, Financial Analysis, Legal Assistance, Intellectual Property, Licensing, Securities Regulation, Securities, Marketing, Litigation, Legal Issues, Business Analysis, Stock Trading, Securities Litigation, Securities Fraud, Legal Services, Research, Legal Writing, Legal Research, Due Diligence, Venture Capital, Entrepreneurship
Education
University of Colorado Law School 2010 — 2013
Juris Doctor, Law
University of Colorado at Boulder - Leeds School of Business 2010 — 2013
MBA
University of Colorado at Boulder 2003 — 2007
B.A., English Literature
Robert Seabolt CPA's US Securities and Exchange Commission Experience April 1991 - Present
Job Accountant / Senior Risk Analyst at US Securities and Exchange Commission
Industry Government Administration
Experience
US Securities and Exchange Commission April 1991 - Present
Education
University of Maryland College Park 1978 — 1980
B.S. Accounting
University of Baltimore
Masters of Business Administration, Finance Concentration
US Securities and Exchange Commission April 1991 - Present
Education
University of Maryland College Park 1978 — 1980
B.S. Accounting
University of Baltimore
Masters of Business Administration, Finance Concentration
Kathy Churko's US Securities and Exchange Commission Experience February 2003 - Present
Job Accountant at US Securities and Exchange Commission
Industry
Experience
US Securities and Exchange Commission February 2003 - Present
Skills
Microsoft Excel, Internal Controls, SEC filings, Mutual Funds, Internal Audit, Accounting, Hedge Funds, Alternative Investments, Securities, CPA, Certified Fraud Examiner, Forensic Accounting, Due Diligence, GAAP, SEC, Investments
Education
University of Rhode Island 1986 — 1990
Bachelor's degree, Accounting
University of Baltimore
Master's degree, Accounting
US Securities and Exchange Commission February 2003 - Present
Skills
Microsoft Excel, Internal Controls, SEC filings, Mutual Funds, Internal Audit, Accounting, Hedge Funds, Alternative Investments, Securities, CPA, Certified Fraud Examiner, Forensic Accounting, Due Diligence, GAAP, SEC, Investments
Education
University of Rhode Island 1986 — 1990
Bachelor's degree, Accounting
University of Baltimore
Master's degree, Accounting
Yana Nuszdorfer's US Securities and Exchange Commission Experience April 2009 - June 2010
Job Federal Outreach Worker
Industry Public Safety
Experience
John Howard Society of the Lower Mainland August 2014 - Present
Arapahoe Community Treatment Center May 2013 - Present
Correctional Service of Canada August 2012 - Present
Simon Fraser University January 2011 - Present
US Securities and Exchange Commission April 2009 - June 2010
Skills
French, Cpr Certified, First Aid, NVivo, Qualitative Research, Report Writing, Writing, Research, Public Speaking, Policy Analysis, Community Outreach, Critical Thinking, Statistics
Education
Simon Fraser University 2010 — 2012
Master's degree, Criminology
University of Colorado at Denver 2005 — 2010
Bachelor of Arts (B.A.), International/Global Studies
John Howard Society of the Lower Mainland August 2014 - Present
Arapahoe Community Treatment Center May 2013 - Present
Correctional Service of Canada August 2012 - Present
Simon Fraser University January 2011 - Present
US Securities and Exchange Commission April 2009 - June 2010
Skills
French, Cpr Certified, First Aid, NVivo, Qualitative Research, Report Writing, Writing, Research, Public Speaking, Policy Analysis, Community Outreach, Critical Thinking, Statistics
Education
Simon Fraser University 2010 — 2012
Master's degree, Criminology
University of Colorado at Denver 2005 — 2010
Bachelor of Arts (B.A.), International/Global Studies
Nicholas Mead's US Securities and Exchange Commission Experience September 2013 - Present
Job Staff Accountant at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission September 2013 - Present
Deloitte & Touche September 2012 - October 2013
US Securities and Exchange Commission May 2007 - September 2012
Deloitte & Touche September 2004 - April 2007
Skills
CPA
Education
USC Marshall School of Business 2003 — 2004
Master's degree, Accounting
UC Berkeley 1999 — 2003
Bachelor of Arts (B.A.), Economics
US Securities and Exchange Commission September 2013 - Present
Deloitte & Touche September 2012 - October 2013
US Securities and Exchange Commission May 2007 - September 2012
Deloitte & Touche September 2004 - April 2007
Skills
CPA
Education
USC Marshall School of Business 2003 — 2004
Master's degree, Accounting
UC Berkeley 1999 — 2003
Bachelor of Arts (B.A.), Economics
Sara Crovitz's US Securities and Exchange Commission Experience 2013 - Present
Job Assistant Chief Counsel at US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission 2013 - Present
US Securities and Exchange Commission 2007 - 2013
Education
University of Chicago Law School 1990 — 1993
Doctor of Law (J.D.)
The University of Chicago 1985 — 1989
Bachelor of Arts (B.A.), Russian Civilization
US Securities and Exchange Commission 2013 - Present
US Securities and Exchange Commission 2007 - 2013
Education
University of Chicago Law School 1990 — 1993
Doctor of Law (J.D.)
The University of Chicago 1985 — 1989
Bachelor of Arts (B.A.), Russian Civilization
Department of Veterans Affairs
US Census Bureau
U.S. Department of Veterans Affairs
FDA
USAID
US Fish and Wildlife Service
TSA
Defense Logistics Agency