US Securities and Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Jurisdiction: United States of America Employees: 4,301 (2015) Headquarters: Washington, D.C., United States Founder: Franklin D. Roosevelt Founded: 6 June 1934
US Securities and Exchange Commission List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at US Securities and Exchange Commission. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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US Securities and Exchange Commission Employees
Employee
Years
Job
Industry
Angela Yoon Angela Yoon's US Securities and Exchange Commission Experience August 2010 - November 2010
Job
Industry Law Practice
Experience
WilmerHale November 2011 - Present
Federal Trade Commission October 2011 - November 2011
The Coca-Cola Company January 2011 - April 2011
U.S. Securities and Exchange Commission August 2010 - November 2010
U.S. District Court for the Northern District of Illinois May 2010 - August 2010
Brann & Isaacson May 2009 - August 2009
CRA International February 2005 - April 2008
Skills
Litigation, Mergers & Acquisitions, Civil Litigation, Legal Writing
Education
Emory University School of Law 2008 — 2011
J.D.
Cornell University 2001 — 2004
Bachelor of Arts
WilmerHale November 2011 - Present
Federal Trade Commission October 2011 - November 2011
The Coca-Cola Company January 2011 - April 2011
U.S. Securities and Exchange Commission August 2010 - November 2010
U.S. District Court for the Northern District of Illinois May 2010 - August 2010
Brann & Isaacson May 2009 - August 2009
CRA International February 2005 - April 2008
Skills
Litigation, Mergers & Acquisitions, Civil Litigation, Legal Writing
Education
Emory University School of Law 2008 — 2011
J.D.
Cornell University 2001 — 2004
Bachelor of Arts
Christopher Hetner Christopher Hetner's US Securities and Exchange Commission Experience January 2015 - Present
Job Cybersecurity and Risk Management Executive
Industry Financial Services
Experience
U.S. Securities and Exchange Commission January 2015 - Present
Ernst & Young November 2012 - January 2015
GE Capital January 2010 - October 2012
GE Capital July 2008 - January 2010
Citigroup October 2003 - July 2008
Predictive Systems January 2003 - October 2003
Cervalis February 2001 - January 2003
Globix Corporation January 2000 - February 2001
Ascent Computing Group October 1997 - January 2001
Skills
Information Security, Security, Business Continuity, Risk Management, Network Security, Computer Security, Vulnerability Management, Disaster Recovery, Risk Assessment, Computer Forensics, Security Policy, Business Continuity..., PCI DSS, ISO 27001, Firewalls, Data Center, DLP, SAS70, IPS, Information Security..., Incident Response, Encryption, Security Management, Financial Risk, CISA, Vulnerability Assessment, IT Audit, Risk Mitigation, Cybersecurity, Operational Risk..., Incident Management, CISSP, IT Strategy, Governance, Management
Education
Norwich University
M.S., Information Assurance (Cum Laude)
City University of New York-John Jay College of Criminal Justice
B.S., Security Management
U.S. Securities and Exchange Commission January 2015 - Present
Ernst & Young November 2012 - January 2015
GE Capital January 2010 - October 2012
GE Capital July 2008 - January 2010
Citigroup October 2003 - July 2008
Predictive Systems January 2003 - October 2003
Cervalis February 2001 - January 2003
Globix Corporation January 2000 - February 2001
Ascent Computing Group October 1997 - January 2001
Skills
Information Security, Security, Business Continuity, Risk Management, Network Security, Computer Security, Vulnerability Management, Disaster Recovery, Risk Assessment, Computer Forensics, Security Policy, Business Continuity..., PCI DSS, ISO 27001, Firewalls, Data Center, DLP, SAS70, IPS, Information Security..., Incident Response, Encryption, Security Management, Financial Risk, CISA, Vulnerability Assessment, IT Audit, Risk Mitigation, Cybersecurity, Operational Risk..., Incident Management, CISSP, IT Strategy, Governance, Management
Education
Norwich University
M.S., Information Assurance (Cum Laude)
City University of New York-John Jay College of Criminal Justice
B.S., Security Management
Doug Snodgrass Doug Snodgrass's US Securities and Exchange Commission Experience August 2007 - December 2007
Job Assistant United States Attorney at United States Attorney's Office Civil Division
Industry Law Practice
Experience
United States Attorney's Office November 2014 - Present
Schiff Hardin LLP September 2013 - November 2014
U.S. District Court for the Northern District of Illinois June 2012 - August 2013
Schiff Hardin LLP September 2008 - June 2012
U.S. Securities and Exchange Commission August 2007 - December 2007
Education
Columbia Law School 2005 — 2008
Juris Doctor (J.D.)
University of Notre Dame 2001 — 2005
Bachelor of Arts (B.A.), Economics and Philosophy
United States Attorney's Office November 2014 - Present
Schiff Hardin LLP September 2013 - November 2014
U.S. District Court for the Northern District of Illinois June 2012 - August 2013
Schiff Hardin LLP September 2008 - June 2012
U.S. Securities and Exchange Commission August 2007 - December 2007
Education
Columbia Law School 2005 — 2008
Juris Doctor (J.D.)
University of Notre Dame 2001 — 2005
Bachelor of Arts (B.A.), Economics and Philosophy
Kauthar Peterson, MBA Kauthar Peterson, MBA's US Securities and Exchange Commission Experience July 2013 - Present
Job President/CEO at Elite HR Solutions, LLC
Industry Human Resources
Experience
U.S. Securities and Exchange Commission July 2013 - Present
Elite HR Solutions, LLC April 2013 - Present
DoD November 2010 - July 2013
U.S. Department of State September 2009 - November 2010
Craven Community College June 2007 - June 2009
Skills
Program Management, Human Capital, Strategic Workforce..., Transition Assistance, Writing Position..., Position Classification, Adult Education, Management, Workforce Planning, Policy, Strategic HR, Human Resources, Succession Planning, HRIS, Leadership, Personnel Management, Employee Benefits, Training, Recruiting, Leadership Development, Strategic Planning, New Hire Orientations, Microsoft Office, Public Speaking, Organizational..., Team Building, Government, Customer Service, Analysis
Education
Capella University
Master of Business Administration (MBA), Business Administration and Management, General
Park University
Bachelor of Science (B.S.), Management/Human Resources
U.S. Securities and Exchange Commission July 2013 - Present
Elite HR Solutions, LLC April 2013 - Present
DoD November 2010 - July 2013
U.S. Department of State September 2009 - November 2010
Craven Community College June 2007 - June 2009
Skills
Program Management, Human Capital, Strategic Workforce..., Transition Assistance, Writing Position..., Position Classification, Adult Education, Management, Workforce Planning, Policy, Strategic HR, Human Resources, Succession Planning, HRIS, Leadership, Personnel Management, Employee Benefits, Training, Recruiting, Leadership Development, Strategic Planning, New Hire Orientations, Microsoft Office, Public Speaking, Organizational..., Team Building, Government, Customer Service, Analysis
Education
Capella University
Master of Business Administration (MBA), Business Administration and Management, General
Park University
Bachelor of Science (B.S.), Management/Human Resources
Mike Grice Mike Grice's US Securities and Exchange Commission Experience October 2014 - December 2014
Job I.P. Paralegal at Maker Studios
Industry Legal Services
Experience
U.S. Securities and Exchange Commission October 2014 - December 2014
Shout Factory July 2013 - November 2013
Gaiam April 2011 - January 2013
Netflix March 2005 - November 2010
DVD Planet February 2002 - January 2004
DVDExpress.com / Express.com October 2000 - November 2001
DVDExpress.com April 1998 - October 2000
Skills
Litigation Support, Westlaw Next, Trial Briefs, Legal Software, Legal Research, New Media, Entertainment, E-commerce, Dvd, Digital Media, Strategy, Film, Television, Content Strategy, Content Management, Budgets, Video, Strategic Partnerships, Digital Distribution, Retail, Business Development, Negotiation, Streaming Media, Sales, Merchandising, Account Management, Digital Marketing, Purchasing, Competitive Analysis, Management, Vendor Management, New Business Development, Documentaries, Digital Strategy, Contract Management, Software Acquisition, Content Development, Content Acquisition, Digital Asset Management, Forecasting
Education
UCLA Extension 2014 — 2014
Certificate, Paralegal Training Program, Certificate with Distinction
California State University-Northridge
Bachelor of Arts (B.A.), Liberal Arts and Sciences/Liberal Studies
U.S. Securities and Exchange Commission October 2014 - December 2014
Shout Factory July 2013 - November 2013
Gaiam April 2011 - January 2013
Netflix March 2005 - November 2010
DVD Planet February 2002 - January 2004
DVDExpress.com / Express.com October 2000 - November 2001
DVDExpress.com April 1998 - October 2000
Skills
Litigation Support, Westlaw Next, Trial Briefs, Legal Software, Legal Research, New Media, Entertainment, E-commerce, Dvd, Digital Media, Strategy, Film, Television, Content Strategy, Content Management, Budgets, Video, Strategic Partnerships, Digital Distribution, Retail, Business Development, Negotiation, Streaming Media, Sales, Merchandising, Account Management, Digital Marketing, Purchasing, Competitive Analysis, Management, Vendor Management, New Business Development, Documentaries, Digital Strategy, Contract Management, Software Acquisition, Content Development, Content Acquisition, Digital Asset Management, Forecasting
Education
UCLA Extension 2014 — 2014
Certificate, Paralegal Training Program, Certificate with Distinction
California State University-Northridge
Bachelor of Arts (B.A.), Liberal Arts and Sciences/Liberal Studies
Christopher (Chal) Little's US Securities and Exchange Commission Experience May 2014 - August 2014
Job J.D. Candidate 2016 at Marquette University Law School
Industry Financial Services
Experience
Marquette University Law School October 2014 - Present
U.S. Securities and Exchange Commission May 2014 - August 2014
UMB Fund Services October 2011 - September 2013
The Gem Shop, Inc. May 2010 - October 2011
The Gem Shop, Inc. November 2007 - May 2010
Concordia University Wisconsin September 2009 - December 2009
Cedarburg School District September 2004 - December 2007
Skills
Problem Solving, Communication, Legal Research, Legal Writing, Legal Analysis, Securities Regulation, Mutual Funds, Alternative Investments, Teamwork, Team Building, Training Personnel, Outstanding time..., Public Speaking, Westlaw, LexisAdvance, Writing, Research, Editing, Creative Writing, Newsletters, Microsoft Office, Microsoft Word, Microsoft Excel, PowerPoint, Blogging, Facebook, Windows 7, Windows XP Professional, QuickBooks, Customer Service, Call Centers, Photoshop, Disaster Recovery, Interviewing
Education
Marquette University Law School 2012 — 2016
Doctor of Law (J.D.), Law
Concordia University-Wisconsin 2005 — 2009
Bachelor of Arts, English, Writing Emphasis
Marquette University Law School October 2014 - Present
U.S. Securities and Exchange Commission May 2014 - August 2014
UMB Fund Services October 2011 - September 2013
The Gem Shop, Inc. May 2010 - October 2011
The Gem Shop, Inc. November 2007 - May 2010
Concordia University Wisconsin September 2009 - December 2009
Cedarburg School District September 2004 - December 2007
Skills
Problem Solving, Communication, Legal Research, Legal Writing, Legal Analysis, Securities Regulation, Mutual Funds, Alternative Investments, Teamwork, Team Building, Training Personnel, Outstanding time..., Public Speaking, Westlaw, LexisAdvance, Writing, Research, Editing, Creative Writing, Newsletters, Microsoft Office, Microsoft Word, Microsoft Excel, PowerPoint, Blogging, Facebook, Windows 7, Windows XP Professional, QuickBooks, Customer Service, Call Centers, Photoshop, Disaster Recovery, Interviewing
Education
Marquette University Law School 2012 — 2016
Doctor of Law (J.D.), Law
Concordia University-Wisconsin 2005 — 2009
Bachelor of Arts, English, Writing Emphasis
Jianqi Wang Jianqi Wang's US Securities and Exchange Commission Experience September 2014 - Present
Job Quantitative Analyst at SEC
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission September 2014 - Present
Kaggle Competition January 2014 - Present
University of Texas, Southwestern Medical Center May 2012 - July 2014
ProteoSoft.com January 2011 - May 2012
University of California November 2008 - December 2009
Purdue University June 2003 - November 2008
Image Processing July 2000 - August 2002
Skills
Algorithms, Research, Machine Learning, Data Mining, Data Analysis, Signal Processing, Python, Simulations, C++, C, LaTeX, R, Statistics, Image Processing, Mathematical Modeling, Computer Science, Linux, Programming, Analysis, Statistical Modeling, Matlab, Distributed Systems, Optimization, deep learning, C
Education
Purdue University
Ph. D, Electrical and Computer Engineering
Colorado State University
M. S, Electrical and Computer Engineering
Tsinghua University
B. S, Automation
U.S. Securities and Exchange Commission September 2014 - Present
Kaggle Competition January 2014 - Present
University of Texas, Southwestern Medical Center May 2012 - July 2014
ProteoSoft.com January 2011 - May 2012
University of California November 2008 - December 2009
Purdue University June 2003 - November 2008
Image Processing July 2000 - August 2002
Skills
Algorithms, Research, Machine Learning, Data Mining, Data Analysis, Signal Processing, Python, Simulations, C++, C, LaTeX, R, Statistics, Image Processing, Mathematical Modeling, Computer Science, Linux, Programming, Analysis, Statistical Modeling, Matlab, Distributed Systems, Optimization, deep learning, C
Education
Purdue University
Ph. D, Electrical and Computer Engineering
Colorado State University
M. S, Electrical and Computer Engineering
Tsinghua University
B. S, Automation
Stephen Andrew Clifford, Esq.'s US Securities and Exchange Commission Experience January 2013 - May 2013
Job Associate at Commerzbank AG
Industry Law Practice
Experience
Commerzbank AG January 2015 - Present
Asempa January 2013 - June 2015
National Futures Association August 2013 - December 2014
U.S. Securities and Exchange Commission January 2013 - May 2013
U.S. Merit Systems Protection Board May 2012 - August 2012
City of Flint, City Attorney's Office May 2011 - August 2011
Skills
Legal Research, Legal Writing, Westlaw, Public Policy, Lexis, Policy Analysis, Mediation, Litigation, Administrative Law, Courts, Civil Litigation, Government, Securities Regulation, Dodd-Frank, Microsoft Excel, Microsoft Office, Employment Law, Legislation, Negotiation, Research, LexisNexis
Education
The Catholic University of America, Columbus School of Law 2010 — 2013
Doctor of Law (JD), Cum Laude
Colorado State University 2005 — 2009
Bachelor of Science (BS), Political Science and Government
Stellenbosch University/Universiteit Stellenbosch 2008 — 2008
African History/ African Politics, Transitional Justice
Commerzbank AG January 2015 - Present
Asempa January 2013 - June 2015
National Futures Association August 2013 - December 2014
U.S. Securities and Exchange Commission January 2013 - May 2013
U.S. Merit Systems Protection Board May 2012 - August 2012
City of Flint, City Attorney's Office May 2011 - August 2011
Skills
Legal Research, Legal Writing, Westlaw, Public Policy, Lexis, Policy Analysis, Mediation, Litigation, Administrative Law, Courts, Civil Litigation, Government, Securities Regulation, Dodd-Frank, Microsoft Excel, Microsoft Office, Employment Law, Legislation, Negotiation, Research, LexisNexis
Education
The Catholic University of America, Columbus School of Law 2010 — 2013
Doctor of Law (JD), Cum Laude
Colorado State University 2005 — 2009
Bachelor of Science (BS), Political Science and Government
Stellenbosch University/Universiteit Stellenbosch 2008 — 2008
African History/ African Politics, Transitional Justice
Joe Opron III's US Securities and Exchange Commission Experience May 2013 - June 2014
Job Special Counsel at U.S. Commodity Futures Trading Commission
Industry Law Practice
Experience
U.S. Commodity Futures Trading Commission June 2014 - Present
U.S. Securities and Exchange Commission May 2013 - June 2014
North American Securities Administrators Association (NASAA) January 2011 - May 2013
U.S. Securities and Exchange Commission September 2010 - December 2010
U.S. Commodity Futures Trading Commission January 2010 - September 2010
NYSE Euronext October 2008 - May 2010
Financial Industry Regulatory Authority May 2009 - August 2009
Skills
Securities Regulation, Securities, Litigation, FINRA, Legal Research, Legal Writing, Dodd-Frank, Blue Sky, Securities Law, Commodity Markets, Enforcement, SEC regulations, Equities, Amicus, Compliance, CFTC, Coaching, Legislative Policy, Options, Licensing, NYSE, Futures, Corporate Law, SEC, Corporate Governance
Education
Georgetown University Law Center 2010 — 2012
LL.M., Securities and Financial Regulation
Chicago-Kent College of Law, Illinois Institute of Technology 2007 — 2010
J.D., Law
Oakland University 2003 — 2006
B.A., Political Science
Wheeling Jesuit University 2002 — 2003
Troy Athens High School 1998 — 2002
U.S. Commodity Futures Trading Commission June 2014 - Present
U.S. Securities and Exchange Commission May 2013 - June 2014
North American Securities Administrators Association (NASAA) January 2011 - May 2013
U.S. Securities and Exchange Commission September 2010 - December 2010
U.S. Commodity Futures Trading Commission January 2010 - September 2010
NYSE Euronext October 2008 - May 2010
Financial Industry Regulatory Authority May 2009 - August 2009
Skills
Securities Regulation, Securities, Litigation, FINRA, Legal Research, Legal Writing, Dodd-Frank, Blue Sky, Securities Law, Commodity Markets, Enforcement, SEC regulations, Equities, Amicus, Compliance, CFTC, Coaching, Legislative Policy, Options, Licensing, NYSE, Futures, Corporate Law, SEC, Corporate Governance
Education
Georgetown University Law Center 2010 — 2012
LL.M., Securities and Financial Regulation
Chicago-Kent College of Law, Illinois Institute of Technology 2007 — 2010
J.D., Law
Oakland University 2003 — 2006
B.A., Political Science
Wheeling Jesuit University 2002 — 2003
Troy Athens High School 1998 — 2002
J. Nicholas Nick Gaba, Jr.'s US Securities and Exchange Commission Experience August 2014 - November 2014
Job Juris Doctor
Industry
Experience
Georgia State University January 2015 - May 2015
lululemon athletica May 2014 - May 2015
U.S. Securities and Exchange Commission August 2014 - November 2014
Gregory, Doyle, Calhoun & Rogers, LLC May 2013 - August 2014
Moore & Reese, LLC June 2013 - August 2013
Gregory, Doyle, Calhoun & Rogers, LLC December 2012 - January 2013
Skills
WestLaw Next Certified, Legal Research, Public Speaking, Trade Secrets
Education
Georgia State University College of Law 2012 — 2015
Doctor of Law (J.D.) Candidate
Case Western Reserve University 2008 — 2012
Bachelor of Arts (B.A.), Sociology; International Studies, Cum Laude
Georgia State University January 2015 - May 2015
lululemon athletica May 2014 - May 2015
U.S. Securities and Exchange Commission August 2014 - November 2014
Gregory, Doyle, Calhoun & Rogers, LLC May 2013 - August 2014
Moore & Reese, LLC June 2013 - August 2013
Gregory, Doyle, Calhoun & Rogers, LLC December 2012 - January 2013
Skills
WestLaw Next Certified, Legal Research, Public Speaking, Trade Secrets
Education
Georgia State University College of Law 2012 — 2015
Doctor of Law (J.D.) Candidate
Case Western Reserve University 2008 — 2012
Bachelor of Arts (B.A.), Sociology; International Studies, Cum Laude
Timothy Whooley Timothy Whooley's US Securities and Exchange Commission Experience August 2015 - Present
Job Paralegal at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Governo Law Firm LLC April 2013 - July 2015
The Law Office of Iannella and Mummolo July 2011 - April 2013
Office of the Worcester County District Attorney September 2010 - May 2011
Office of State Senator Michael R. Knapik May 2010 - July 2010
American Bar Association Criminal Justice Section January 2010 - May 2010
Skills
Legal Research, Criminal Law, Civil Litigation, Case Managment, Westlaw, Lexis, Microsoft Office, Legal Writing, Case Management Software, Social Security..., Social Security Law, Public Speaking, Criminal Justice, Hearings, Policy, Legal Assistance, Legal Documents, Document Management, Document Review, Government, Trials, Courts, Document Preparation, Research, Litigation, Legislation, Torts, Personal Injury, Mediation, Pleadings, Casual Wear, Access to Justice, Cooling Water
Education
Suffolk University Law School 2013 — 2017
Doctor of Law (JD)
College of the Holy Cross 2007 — 2011
Bachelor of Arts, Political Science; Pre-Law
Medfield Senior High School 2003 — 2007
U.S. Securities and Exchange Commission August 2015 - Present
Governo Law Firm LLC April 2013 - July 2015
The Law Office of Iannella and Mummolo July 2011 - April 2013
Office of the Worcester County District Attorney September 2010 - May 2011
Office of State Senator Michael R. Knapik May 2010 - July 2010
American Bar Association Criminal Justice Section January 2010 - May 2010
Skills
Legal Research, Criminal Law, Civil Litigation, Case Managment, Westlaw, Lexis, Microsoft Office, Legal Writing, Case Management Software, Social Security..., Social Security Law, Public Speaking, Criminal Justice, Hearings, Policy, Legal Assistance, Legal Documents, Document Management, Document Review, Government, Trials, Courts, Document Preparation, Research, Litigation, Legislation, Torts, Personal Injury, Mediation, Pleadings, Casual Wear, Access to Justice, Cooling Water
Education
Suffolk University Law School 2013 — 2017
Doctor of Law (JD)
College of the Holy Cross 2007 — 2011
Bachelor of Arts, Political Science; Pre-Law
Medfield Senior High School 2003 — 2007
Li-Chung Daniel Ho Li-Chung Daniel Ho's US Securities and Exchange Commission Experience May 1996 - August 1996
Job Head of Intellectual Property at Tata Communications
Industry Law Practice
Experience
Tata Communications November 2014 - Present
Accenture April 2007 - August 2014
Leydig, Voit & Mayer, Ltd. February 2006 - April 2007
Jenner & Block July 2001 - January 2006
Jambor & Ho November 2000 - June 2001
McEachran, Jambor, Keating, Bock & Kurtz April 1997 - November 2000
U.S. Securities and Exchange Commission May 1996 - August 1996
Ford Motor Company September 1988 - August 1995
Skills
Intellectual Property, Patents, Licensing, Patent Prosecution, Patent Litigation, Software Licensing, Trade Secrets, Joint Ventures, Legal Advice, Litigation, Privacy Law, Due Diligence, Corporate Law, Data Privacy, Corporate Governance, Mergers & Acquisitions, Trademarks, Trademark Infringement, Trade Dress
Education
Case Western Reserve University School of Law 1994 — 1997
Juris Doctor, Law
University of Illinois at Urbana-Champaign - College of Business 1990 — 1992
MBA
University of Michigan 1987 — 1988
MSE, Mechanical Engineering
University of Michigan-Dearborn 1983 — 1987
BSE, Mechanical Engineering
Tata Communications November 2014 - Present
Accenture April 2007 - August 2014
Leydig, Voit & Mayer, Ltd. February 2006 - April 2007
Jenner & Block July 2001 - January 2006
Jambor & Ho November 2000 - June 2001
McEachran, Jambor, Keating, Bock & Kurtz April 1997 - November 2000
U.S. Securities and Exchange Commission May 1996 - August 1996
Ford Motor Company September 1988 - August 1995
Skills
Intellectual Property, Patents, Licensing, Patent Prosecution, Patent Litigation, Software Licensing, Trade Secrets, Joint Ventures, Legal Advice, Litigation, Privacy Law, Due Diligence, Corporate Law, Data Privacy, Corporate Governance, Mergers & Acquisitions, Trademarks, Trademark Infringement, Trade Dress
Education
Case Western Reserve University School of Law 1994 — 1997
Juris Doctor, Law
University of Illinois at Urbana-Champaign - College of Business 1990 — 1992
MBA
University of Michigan 1987 — 1988
MSE, Mechanical Engineering
University of Michigan-Dearborn 1983 — 1987
BSE, Mechanical Engineering
Amy Meiburg Amy Meiburg's US Securities and Exchange Commission Experience May 2015 - Present
Job Legal Intern, Student Honors Program at the Securities & Exchange Commission, Division of Enforcement
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2015 - Present
Law School August 2013 - June 2015
Department of Labor - Administrative Law Judge January 2015 - April 2015
Legal Aid Society Eastern Virginia June 2014 - August 2014
William & Mary Law School May 2014 - August 2014
Best Buy July 2012 - August 2013
Best Buy February 2011 - July 2012
Best Buy June 2009 - February 2011
Skills
Big Box, Store Management, Training, Loss Prevention, Store Operations, Retail, Sales, Visual Merchandising, Merchandising, Driving Results, Hiring, Retail Sales, Planograms, Inventory Control, Inventory Management, Customer Experience, Profit, Employee Training, New Store Openings, Multi-unit, People Development, POS, Associate Development, Shrinkage, Customer Service, New Hire Training, Phone Etiquette, Consumer Electronics, Performance Management, Coaching, Employee Engagement, Legal Research, Legal Writing, Time Management, P, Recruiting, Team Building, Leadership Development, PowerPoint, Interviews, Talent Management, Customer Satisfaction, Microsoft Office, Management, Research, Public Speaking, Leadership, Social Media, Microsoft Excel, Microsoft Word
Education
The College of William and Mary - Marshall Wythe Law School 2011 — 2016
Doctor of Law (J.D.) expected 2016
Colorado State University 2009 — 2013
Master of Arts (M.A.), Comparitive Literature
Louisiana State University in Shreveport 2003 — 2007
Bachelor's degree, English Language and Literature/Letters
U.S. Securities and Exchange Commission May 2015 - Present
Law School August 2013 - June 2015
Department of Labor - Administrative Law Judge January 2015 - April 2015
Legal Aid Society Eastern Virginia June 2014 - August 2014
William & Mary Law School May 2014 - August 2014
Best Buy July 2012 - August 2013
Best Buy February 2011 - July 2012
Best Buy June 2009 - February 2011
Skills
Big Box, Store Management, Training, Loss Prevention, Store Operations, Retail, Sales, Visual Merchandising, Merchandising, Driving Results, Hiring, Retail Sales, Planograms, Inventory Control, Inventory Management, Customer Experience, Profit, Employee Training, New Store Openings, Multi-unit, People Development, POS, Associate Development, Shrinkage, Customer Service, New Hire Training, Phone Etiquette, Consumer Electronics, Performance Management, Coaching, Employee Engagement, Legal Research, Legal Writing, Time Management, P, Recruiting, Team Building, Leadership Development, PowerPoint, Interviews, Talent Management, Customer Satisfaction, Microsoft Office, Management, Research, Public Speaking, Leadership, Social Media, Microsoft Excel, Microsoft Word
Education
The College of William and Mary - Marshall Wythe Law School 2011 — 2016
Doctor of Law (J.D.) expected 2016
Colorado State University 2009 — 2013
Master of Arts (M.A.), Comparitive Literature
Louisiana State University in Shreveport 2003 — 2007
Bachelor's degree, English Language and Literature/Letters
Jordan Turban Jordan Turban's US Securities and Exchange Commission Experience September 2015 - Present
Job J.D. Candidate at Washington University in St. Louis School of Law
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2015 - Present
Sullivan & Cromwell LLP May 2015 - July 2015
United States Attorney's Office May 2014 - August 2014
Sullivan & Cromwell LLP July 2010 - June 2013
The Upstate Institute January 2010 - May 2010
campusCATALYST June 2009 - August 2009
Skills
Litigation, Bankruptcy, Legal Writing, Lexis
Education
Washington University in St. Louis School of Law 2013 — 2016
J.D. Candidate
Colgate University 2006 — 2010
BA, Major: Political Science; Minor: History
Deerfield Academy 2002 — 2006
U.S. Securities and Exchange Commission September 2015 - Present
Sullivan & Cromwell LLP May 2015 - July 2015
United States Attorney's Office May 2014 - August 2014
Sullivan & Cromwell LLP July 2010 - June 2013
The Upstate Institute January 2010 - May 2010
campusCATALYST June 2009 - August 2009
Skills
Litigation, Bankruptcy, Legal Writing, Lexis
Education
Washington University in St. Louis School of Law 2013 — 2016
J.D. Candidate
Colgate University 2006 — 2010
BA, Major: Political Science; Minor: History
Deerfield Academy 2002 — 2006
Erik Barker, CFE Erik Barker, CFE's US Securities and Exchange Commission Experience December 2002 - Present
Job Branch Chief/Examination Manager at US Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission December 2002 - Present
Los Angeles County Sheriff's Department February 2002 - Present
U.S. Securities and Exchange Commission October 2001 - December 2002
U.S. Securities and Exchange Commission October 1998 - October 2001
Skills
Fraud Detection, Rules and Regulations..., Enforcement, Fraud, Investigation, AML, Financial Risk, Interrogation, Securities, Private Investigations
Education
Utica College
MBA Candidate, Economic Crime and Fraud Management
California State University, Los Angeles - College of Business and Economics 1996 — 2000
Bachelor of Science (BS), Business Administration with International Business option
U.S. Securities and Exchange Commission December 2002 - Present
Los Angeles County Sheriff's Department February 2002 - Present
U.S. Securities and Exchange Commission October 2001 - December 2002
U.S. Securities and Exchange Commission October 1998 - October 2001
Skills
Fraud Detection, Rules and Regulations..., Enforcement, Fraud, Investigation, AML, Financial Risk, Interrogation, Securities, Private Investigations
Education
Utica College
MBA Candidate, Economic Crime and Fraud Management
California State University, Los Angeles - College of Business and Economics 1996 — 2000
Bachelor of Science (BS), Business Administration with International Business option
Peter Waltz Peter Waltz's US Securities and Exchange Commission Experience June 2002 - August 2002
Job Associate Attorney at Polsinelli Shughart PC
Industry Law Practice
Experience
Polsinelli PC January 2012 - Present
Burns, Figa & Will, P.C. September 2006 - December 2011
Hayes, Phillips, Hoffmann & Carberry, P.C. February 2005 - September 2006
Allen & Vellone, P.C. May 2003 - June 2004
Townsend 2003 - 2003
U.S. Securities and Exchange Commission June 2002 - August 2002
Education
University of Denver - Sturm College of Law 2001 — 2004
Juris Doctorate
Colorado State University 1995 — 1999
BA, Political Science
Polsinelli PC January 2012 - Present
Burns, Figa & Will, P.C. September 2006 - December 2011
Hayes, Phillips, Hoffmann & Carberry, P.C. February 2005 - September 2006
Allen & Vellone, P.C. May 2003 - June 2004
Townsend 2003 - 2003
U.S. Securities and Exchange Commission June 2002 - August 2002
Education
University of Denver - Sturm College of Law 2001 — 2004
Juris Doctorate
Colorado State University 1995 — 1999
BA, Political Science
Nigel James Nigel James's US Securities and Exchange Commission Experience July 2010 - Present
Job Associate Chief Accountant at U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission July 2010 - Present
PricewaterhouseCoopers June 1995 - July 2009
Skills
Auditing, Accounting, SEC filings, Internal Controls, Financial Reporting, Business Analysis, GAAP
Education
University of Virginia 1994 — 1995
Master of Science, Accounting
Charleston Southern University 1989 — 1993
BS, Accounting
U.S. Securities and Exchange Commission July 2010 - Present
PricewaterhouseCoopers June 1995 - July 2009
Skills
Auditing, Accounting, SEC filings, Internal Controls, Financial Reporting, Business Analysis, GAAP
Education
University of Virginia 1994 — 1995
Master of Science, Accounting
Charleston Southern University 1989 — 1993
BS, Accounting
Patricia Comblo Patricia Comblo's US Securities and Exchange Commission Experience April 2015 - Present
Job Attorney at Law
Industry Law Practice
Experience
U.S. Securities and Exchange Commission April 2015 - Present
Greater Boston Legal Services November 2014 - April 2015
Suffolk County District Attorney's Office August 2013 - April 2014
New York State Office of the Attorney General Westchester Regional Office June 2013 - August 2013
Greater Boston Legal Services January 2013 - May 2013
Skills
Criminal Law, Legal Research, Legal Writing, Lexis, Courts, Westlaw, Hearings, Corporate Law, Civil Litigation, Property Law, Administrative Law, Trials, Family Law, Motions, Legal Assistance, Juvenile Law
Education
New England School of Law 2011 — 2014
Juris Doctorate, Criminal Law
John Jay College of Criminal Justice 2008 — 2010
Master of Arts (M.A.), Criminal Procedure
Quinnipiac University 2004 — 2008
Bachelor of Arts (B.A.), Criminal Justice, Spanish
Mamaroneck High School
U.S. Securities and Exchange Commission April 2015 - Present
Greater Boston Legal Services November 2014 - April 2015
Suffolk County District Attorney's Office August 2013 - April 2014
New York State Office of the Attorney General Westchester Regional Office June 2013 - August 2013
Greater Boston Legal Services January 2013 - May 2013
Skills
Criminal Law, Legal Research, Legal Writing, Lexis, Courts, Westlaw, Hearings, Corporate Law, Civil Litigation, Property Law, Administrative Law, Trials, Family Law, Motions, Legal Assistance, Juvenile Law
Education
New England School of Law 2011 — 2014
Juris Doctorate, Criminal Law
John Jay College of Criminal Justice 2008 — 2010
Master of Arts (M.A.), Criminal Procedure
Quinnipiac University 2004 — 2008
Bachelor of Arts (B.A.), Criminal Justice, Spanish
Mamaroneck High School
Andre Gurayah's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Summer Associate at Orrick, Herrington & Sutcliffe LLP
Industry Law Practice
Experience
Orrick, Herrington & Sutcliffe LLP May 2015 - Present
U.S. Department of Justice, Criminal Division September 2014 - December 2014
U.S. Securities and Exchange Commission May 2014 - August 2014
White & Case May 2013 - July 2013
Office of Legal Affairs, New York City Human Resources Administration June 2012 - August 2012
Georgetown University Law Center September 2011 - December 2011
The Office of Congressman Eliot Engel December 2010 - August 2011
Skills
Policy Analysis, Legal Research, Legal Writing, Microsoft Office, Spanish (Intermediate), LexisNexis, Data Analysis, Report Writing, Criminal Investigations, Background Checks, Westlaw, SPSS, SAS, Stata, Bloomberg
Education
Georgetown University Law Center 2014 — 2016
Doctor of Law (J.D.)
The George Washington University Law School 2013 — 2014
Doctor of Law (J.D.)
Cornell University 2008 — 2012
B.A., Economics, Government
Ramapo Senior High School 2004 — 2008
Regents Diploma with Advanced Designations with Honors
Orrick, Herrington & Sutcliffe LLP May 2015 - Present
U.S. Department of Justice, Criminal Division September 2014 - December 2014
U.S. Securities and Exchange Commission May 2014 - August 2014
White & Case May 2013 - July 2013
Office of Legal Affairs, New York City Human Resources Administration June 2012 - August 2012
Georgetown University Law Center September 2011 - December 2011
The Office of Congressman Eliot Engel December 2010 - August 2011
Skills
Policy Analysis, Legal Research, Legal Writing, Microsoft Office, Spanish (Intermediate), LexisNexis, Data Analysis, Report Writing, Criminal Investigations, Background Checks, Westlaw, SPSS, SAS, Stata, Bloomberg
Education
Georgetown University Law Center 2014 — 2016
Doctor of Law (J.D.)
The George Washington University Law School 2013 — 2014
Doctor of Law (J.D.)
Cornell University 2008 — 2012
B.A., Economics, Government
Ramapo Senior High School 2004 — 2008
Regents Diploma with Advanced Designations with Honors
Kevin M. Gong Kevin M. Gong's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Client Experience Engineer at IBM Watson Group
Industry Public Policy
Experience
IBM Watson September 2015 - Present
McKinsey & Company September 2014 - May 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Columbia Center on Sustainable Investment January 2014 - May 2014
Berkeley Roundtable on the International Economy January 2012 - May 2013
TEDx Berkeley April 2010 - May 2013
The Brookings Institution June 2012 - August 2012
Social Apps Lab at CITRIS September 2011 - December 2011
EdLab, Teachers College (Columbia University) May 2011 - August 2011
Grameen Foundation July 2010 - August 2010
Skills
Survey Design, Management Consulting, Marketing Research, Time Series Analysis, Politics, Graphic Design, Statistical Modeling, Policy Research, Policy Analysis, Econometrics, Economics, Data Analysis, Photography, Event Management, Non-profits, Leadership, Photoshop, Illustrator, InDesign, Stata, Nonprofits, Python, Processing, Market Research, Research, Blogging
Education
Columbia University - School of International and Public Affairs 2013 — 2015
Master of Public Administration (M.P.A.), International Finance and Economic Policy
University of California, Berkeley 2009 — 2013
Bachelor's, Economics
IBM Watson September 2015 - Present
McKinsey & Company September 2014 - May 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Columbia Center on Sustainable Investment January 2014 - May 2014
Berkeley Roundtable on the International Economy January 2012 - May 2013
TEDx Berkeley April 2010 - May 2013
The Brookings Institution June 2012 - August 2012
Social Apps Lab at CITRIS September 2011 - December 2011
EdLab, Teachers College (Columbia University) May 2011 - August 2011
Grameen Foundation July 2010 - August 2010
Skills
Survey Design, Management Consulting, Marketing Research, Time Series Analysis, Politics, Graphic Design, Statistical Modeling, Policy Research, Policy Analysis, Econometrics, Economics, Data Analysis, Photography, Event Management, Non-profits, Leadership, Photoshop, Illustrator, InDesign, Stata, Nonprofits, Python, Processing, Market Research, Research, Blogging
Education
Columbia University - School of International and Public Affairs 2013 — 2015
Master of Public Administration (M.P.A.), International Finance and Economic Policy
University of California, Berkeley 2009 — 2013
Bachelor's, Economics
Trevor Tatum Trevor Tatum's US Securities and Exchange Commission Experience May 2015 - Present
Job Economist Research Associate at U.S. Securities and Exchange Commission
Industry Market Research
Experience
U.S. Securities and Exchange Commission May 2015 - Present
Bureau of Economic Analysis July 2013 - May 2015
NERA Economic Consulting December 2012 - March 2013
Bureau of Labor Statistics August 2011 - December 2012
Colorado State University July 2009 - May 2011
U.S. Department of Energy June 2010 - August 2010
AIMCO May 2008 - August 2008
Skills
Analysis, SAS, Statistics, Market Research, Economics, Research, Databases, SQL, Labor Market, Microsoft Office, Access, R, Stata, Data Analysis, Forecasting, Microsoft Excel, Statistical Modeling
Education
Northwestern University 2013 — 2016
Master of Science, Predictive Analytics
Colorado State University 2007 — 2011
B.A., Economics
U.S. Securities and Exchange Commission May 2015 - Present
Bureau of Economic Analysis July 2013 - May 2015
NERA Economic Consulting December 2012 - March 2013
Bureau of Labor Statistics August 2011 - December 2012
Colorado State University July 2009 - May 2011
U.S. Department of Energy June 2010 - August 2010
AIMCO May 2008 - August 2008
Skills
Analysis, SAS, Statistics, Market Research, Economics, Research, Databases, SQL, Labor Market, Microsoft Office, Access, R, Stata, Data Analysis, Forecasting, Microsoft Excel, Statistical Modeling
Education
Northwestern University 2013 — 2016
Master of Science, Predictive Analytics
Colorado State University 2007 — 2011
B.A., Economics
Eric Finseth Alden Eric Finseth Alden's US Securities and Exchange Commission Experience 2005 - 2006
Job Associate Professor of Law at Northern Kentucky University
Industry Higher Education
Experience
Chase College of Law, Northern Kentucky University August 2011 - Present
University of California Hastings College of the Law 2011 - 2011
Mayer Brown LLP 2006 - 2011
University of California at Berkeley School of Law (Boalt Hall) 2008 - 2010
U.S. Securities and Exchange Commission 2005 - 2006
Wilson Sonsini Goodrich & Rosati P.C. 1994 - 2005
Skills
Securities Regulation, Corporate Governance, Corporate and..., SEC Reporting..., Public and Private..., Mergers & Acquisitions, Formation of High Tech..., Venture Capital..., Venture Capital Fund...
Education
Columbia Law School 1991 — 1994
Juris Doctor (J.D.), Law, Harlan Fiske Stone Scholar all three years
Freie Universität Berlin 1988 — 1991
Master's Degree, Modern History (second major field Economics), 1.0
Harvard University 1983 — 1988
B.A., Economics (with significant coursework in Mathematics), magna cum laude
Sciences Po 1985 — 1986
Certificat d'Etudes Politiques, Political Science and Modern History
Chase College of Law, Northern Kentucky University August 2011 - Present
University of California Hastings College of the Law 2011 - 2011
Mayer Brown LLP 2006 - 2011
University of California at Berkeley School of Law (Boalt Hall) 2008 - 2010
U.S. Securities and Exchange Commission 2005 - 2006
Wilson Sonsini Goodrich & Rosati P.C. 1994 - 2005
Skills
Securities Regulation, Corporate Governance, Corporate and..., SEC Reporting..., Public and Private..., Mergers & Acquisitions, Formation of High Tech..., Venture Capital..., Venture Capital Fund...
Education
Columbia Law School 1991 — 1994
Juris Doctor (J.D.), Law, Harlan Fiske Stone Scholar all three years
Freie Universität Berlin 1988 — 1991
Master's Degree, Modern History (second major field Economics), 1.0
Harvard University 1983 — 1988
B.A., Economics (with significant coursework in Mathematics), magna cum laude
Sciences Po 1985 — 1986
Certificat d'Etudes Politiques, Political Science and Modern History
Gregory R. Harvey's US Securities and Exchange Commission Experience August 2014 - November 2014
Job Law Clerk at Cullen and Dykman LLP
Industry Law Practice
Experience
Cullen and Dykman LLP September 2015 - Present
U.S. Securities and Exchange Commission August 2014 - November 2014
Cullen and Dykman LLP May 2014 - August 2014
Fordham Dispute Resolution Society August 2013 - August 2014
Fordham Journal of Corporate and Financial Law July 2013 - June 2014
State of New Jersey Office of the Attorney General August 2013 - December 2013
New York City Fire Department Office of the Department Counsel June 2013 - August 2013
Fordham Environmental Law Review November 2012 - June 2013
Knowledge and Power Preparatory Academy V September 2009 - August 2012
Exploration Summer Program at Yale 2012 - 2012
Skills
Legal Research, Legal Writing, Public Speaking, Teaching, Westlaw, Lexis, Bloomberg Law, Research, Microsoft Office, Editing, Nonprofits, Policy Analysis, Microsoft Excel, PowerPoint, Microsoft Word, Community Outreach, Event Planning, Data Analysis, Social Media, Tutoring, Public Policy, Negotiation, Mediation, LexisNexis
Education
Fordham University School of Law 2012 — 2015
Juris Doctor (J.D.)
Brooklyn College 2009 — 2011
Master of Science (MS), magna cum laude, Education, 3.80
University of Pennsylvania 2004 — 2008
Bachelor of Arts (B.A.), History
Lakeland Regional High School 2000 — 2004
High School Diploma
Cullen and Dykman LLP September 2015 - Present
U.S. Securities and Exchange Commission August 2014 - November 2014
Cullen and Dykman LLP May 2014 - August 2014
Fordham Dispute Resolution Society August 2013 - August 2014
Fordham Journal of Corporate and Financial Law July 2013 - June 2014
State of New Jersey Office of the Attorney General August 2013 - December 2013
New York City Fire Department Office of the Department Counsel June 2013 - August 2013
Fordham Environmental Law Review November 2012 - June 2013
Knowledge and Power Preparatory Academy V September 2009 - August 2012
Exploration Summer Program at Yale 2012 - 2012
Skills
Legal Research, Legal Writing, Public Speaking, Teaching, Westlaw, Lexis, Bloomberg Law, Research, Microsoft Office, Editing, Nonprofits, Policy Analysis, Microsoft Excel, PowerPoint, Microsoft Word, Community Outreach, Event Planning, Data Analysis, Social Media, Tutoring, Public Policy, Negotiation, Mediation, LexisNexis
Education
Fordham University School of Law 2012 — 2015
Juris Doctor (J.D.)
Brooklyn College 2009 — 2011
Master of Science (MS), magna cum laude, Education, 3.80
University of Pennsylvania 2004 — 2008
Bachelor of Arts (B.A.), History
Lakeland Regional High School 2000 — 2004
High School Diploma
Karolina Majewski Karolina Majewski's US Securities and Exchange Commission Experience August 2015 - Present
Job Summer Associate at Willkie Farr & Gallagher LLP
Industry Law Practice
Experience
Emory University School of Law August 2015 - Present
U.S. Securities and Exchange Commission August 2015 - Present
Willkie Farr & Gallagher LLP May 2015 - July 2015
Porsche Cars North America September 2014 - May 2015
Neal & Harwell, PLC June 2014 - August 2014
Miller & Martin PLLC May 2014 - June 2014
Hunter Hanshaw, Attorney at Law January 2013 - July 2013
Vanderbilt University History Department January 2012 - June 2012
Skills
Civil Litigation, Research, Spanish, Litigation, Commercial Litigation, Legal Writing, Westlaw, Legal Research, Microsoft Office, Online Research, Public Speaking, Nonprofits, Editing
Education
Emory University School of Law 2013 — 2016
Doctor of Law (JD)
Vanderbilt University 2009 — 2012
Bachelor of Arts (B.A.), European Studies and World Politics, Cum Laude
Columbia University in the City of New York 2011 — 2011
Emory University School of Law August 2015 - Present
U.S. Securities and Exchange Commission August 2015 - Present
Willkie Farr & Gallagher LLP May 2015 - July 2015
Porsche Cars North America September 2014 - May 2015
Neal & Harwell, PLC June 2014 - August 2014
Miller & Martin PLLC May 2014 - June 2014
Hunter Hanshaw, Attorney at Law January 2013 - July 2013
Vanderbilt University History Department January 2012 - June 2012
Skills
Civil Litigation, Research, Spanish, Litigation, Commercial Litigation, Legal Writing, Westlaw, Legal Research, Microsoft Office, Online Research, Public Speaking, Nonprofits, Editing
Education
Emory University School of Law 2013 — 2016
Doctor of Law (JD)
Vanderbilt University 2009 — 2012
Bachelor of Arts (B.A.), European Studies and World Politics, Cum Laude
Columbia University in the City of New York 2011 — 2011
Adam Rahman's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Student at Georgetown University Law Center
Industry Legal Services
Experience
Georgetown University Law Center July 2013 - Present
Squire Patton Boggs May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Sullivan & Cromwell LLP June 2011 - June 2013
EEOC June 2010 - August 2010
Public Defender Service May 2009 - August 2009
Education
Colgate University 2007 — 2011
BA, Political Science
University of Cape Town 2010 — 2010
Landon School 1997 — 2007
Georgetown University Law Center July 2013 - Present
Squire Patton Boggs May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Sullivan & Cromwell LLP June 2011 - June 2013
EEOC June 2010 - August 2010
Public Defender Service May 2009 - August 2009
Education
Colgate University 2007 — 2011
BA, Political Science
University of Cape Town 2010 — 2010
Landon School 1997 — 2007
Li Wei Kwok Li Wei Kwok's US Securities and Exchange Commission Experience January 2011 - May 2012
Job Senior Associate at PNC
Industry Financial Services
Experience
PNC November 2014 - Present
Fannie Mae February 2013 - November 2014
STANDARD & POOR’S June 2012 - September 2012
U.S. SECURITIES AND EXCHANGE COMMISSION January 2011 - May 2012
San Francisco State University September 2007 - May 2008
Skills
Quantitative Analysis, R, Quantitative Finance, Matlab, Statistics, Probability, Statistical Modeling, C++, SQL, Mathematics, Excel, Financial Modeling, Mandarin, Programming, Research, Fixed Income, Applied Mathematics, Stochastic Calculus, Derivatives, Time Series Analysis, Financial Engineering, Data Analysis, Linear Regression, Regression Analysis, Regression Models, Regression Testing, VBA, Portfolio Optimization, Monte Carlo Simulation, SAS, Analysis
Education
Carnegie Mellon University - Tepper School of Business 2011 — 2012
Master of Science, Computational Finance
COLUMBIA UNIVERSITY, GRADUATE SCHOOL OF ARTS AND SCIENCE 2009 — 2010
Master of Arts, Statistics
San Francisco State University 2004 — 2008
BS, Applied Mathematics
PNC November 2014 - Present
Fannie Mae February 2013 - November 2014
STANDARD & POOR’S June 2012 - September 2012
U.S. SECURITIES AND EXCHANGE COMMISSION January 2011 - May 2012
San Francisco State University September 2007 - May 2008
Skills
Quantitative Analysis, R, Quantitative Finance, Matlab, Statistics, Probability, Statistical Modeling, C++, SQL, Mathematics, Excel, Financial Modeling, Mandarin, Programming, Research, Fixed Income, Applied Mathematics, Stochastic Calculus, Derivatives, Time Series Analysis, Financial Engineering, Data Analysis, Linear Regression, Regression Analysis, Regression Models, Regression Testing, VBA, Portfolio Optimization, Monte Carlo Simulation, SAS, Analysis
Education
Carnegie Mellon University - Tepper School of Business 2011 — 2012
Master of Science, Computational Finance
COLUMBIA UNIVERSITY, GRADUATE SCHOOL OF ARTS AND SCIENCE 2009 — 2010
Master of Arts, Statistics
San Francisco State University 2004 — 2008
BS, Applied Mathematics
James Fallows Tierney James Fallows Tierney's US Securities and Exchange Commission Experience September 2015 - Present
Job Attorney at SEC
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2015 - Present
Education
University of Chicago Law School 2008 — 2011
JD
University of Chicago - Committee on International Relations 2006 — 2007
MA
Brown University 2003 — 2006
AB
Colby College 2002 — 2003
Newton North High School 1998 — 2002
U.S. Securities and Exchange Commission September 2015 - Present
Education
University of Chicago Law School 2008 — 2011
JD
University of Chicago - Committee on International Relations 2006 — 2007
MA
Brown University 2003 — 2006
AB
Colby College 2002 — 2003
Newton North High School 1998 — 2002
Jeannie Cabot, CFE's US Securities and Exchange Commission Experience July 2014 - Present
Job Assistant Regional Director, U.S. Securities and Exchange Commission
Industry Government Administration
Experience
U.S. Securities and Exchange Commission July 2014 - Present
US Securities and Exchange Commission December 2011 - July 2014
US Securities and Exchange Commission October 2003 - December 2011
Green Cay Asset Management March 2003 - August 2003
UBS April 2002 - February 2003
Franklin Templeton Investments April 1985 - April 2001
Skills
Regulations, Due Diligence, Marketing, Hedge Funds, Securities, Investments, Mutual Funds, SEC, Fraud, Financial Services, Financial Analysis, Auditing, Internal Controls, Certified Fraud Examiner, Investment Advisory, Analytics, Equities, Financial Risk, Portfolio Management, Securities Regulation
Education
ACFE
CFE, Certified Fraud Examiner
Bryant University
BS, Marketing, Economics
Nova Southeastern University
MBA, Business Administration
U.S. Securities and Exchange Commission July 2014 - Present
US Securities and Exchange Commission December 2011 - July 2014
US Securities and Exchange Commission October 2003 - December 2011
Green Cay Asset Management March 2003 - August 2003
UBS April 2002 - February 2003
Franklin Templeton Investments April 1985 - April 2001
Skills
Regulations, Due Diligence, Marketing, Hedge Funds, Securities, Investments, Mutual Funds, SEC, Fraud, Financial Services, Financial Analysis, Auditing, Internal Controls, Certified Fraud Examiner, Investment Advisory, Analytics, Equities, Financial Risk, Portfolio Management, Securities Regulation
Education
ACFE
CFE, Certified Fraud Examiner
Bryant University
BS, Marketing, Economics
Nova Southeastern University
MBA, Business Administration
Brad Hurst, CPA Brad Hurst, CPA's US Securities and Exchange Commission Experience January 2015 - Present
Job Capital Markets Professional
Industry Accounting
Experience
Tuckahoe Capital Partners, LLC July 2007 - Present
Great Harvest Bread Co. December 2014 - Present
U.S. Securities and Exchange Commission January 2015 - Present
PwC July 2004 - January 2015
Lipper Incorporated August 2001 - October 2003
Skills
Financial Modeling, Finance, Valuation, Corporate Finance, Due Diligence, Portfolio Management, Investments, Accounting, Internal Controls, Equities, Internal Audit, Cash Flow, Financial Analysis, Capital Markets, Financial Reporting, Forecasting, Auditing
Education
Colorado State University 1997 — 2001
BS, Business Administration; Finance/ Real Estate
Tuckahoe Capital Partners, LLC July 2007 - Present
Great Harvest Bread Co. December 2014 - Present
U.S. Securities and Exchange Commission January 2015 - Present
PwC July 2004 - January 2015
Lipper Incorporated August 2001 - October 2003
Skills
Financial Modeling, Finance, Valuation, Corporate Finance, Due Diligence, Portfolio Management, Investments, Accounting, Internal Controls, Equities, Internal Audit, Cash Flow, Financial Analysis, Capital Markets, Financial Reporting, Forecasting, Auditing
Education
Colorado State University 1997 — 2001
BS, Business Administration; Finance/ Real Estate
Hajra Khan Hajra Khan's US Securities and Exchange Commission Experience December 2009 - February 2010
Job
Industry Law Practice
Experience
GTC Law Group September 2011 - October 2014
GTC Law Group August 2010 - November 2010
Committee for Public Counsel Services May 2010 - August 2010
U.S. Securities and Exchange Commission December 2009 - February 2010
U.S. Attorney's Office - Civil Division May 2009 - August 2009
FMR LLC February 2007 - August 2008
Investors Bank & Trust July 2005 - February 2007
Investors Bank & Trust September 2003 - July 2005
Skills
Legal Research, Legal Writing, Intellectual Property, Licensing, Corporate Law, Contract Negotiation, Due Diligence, Mediation, Westlaw
Education
Northeastern University School of Law 2008 — 2011
Juris Doctor
Mount Holyoke College 1998 — 2002
Bachelors of Arts
City University London 2000 — 2000
Lahore American School 1985 — 1998
HIgh School Diploma
GTC Law Group September 2011 - October 2014
GTC Law Group August 2010 - November 2010
Committee for Public Counsel Services May 2010 - August 2010
U.S. Securities and Exchange Commission December 2009 - February 2010
U.S. Attorney's Office - Civil Division May 2009 - August 2009
FMR LLC February 2007 - August 2008
Investors Bank & Trust July 2005 - February 2007
Investors Bank & Trust September 2003 - July 2005
Skills
Legal Research, Legal Writing, Intellectual Property, Licensing, Corporate Law, Contract Negotiation, Due Diligence, Mediation, Westlaw
Education
Northeastern University School of Law 2008 — 2011
Juris Doctor
Mount Holyoke College 1998 — 2002
Bachelors of Arts
City University London 2000 — 2000
Lahore American School 1985 — 1998
HIgh School Diploma
Caroline Veltri Caroline Veltri's US Securities and Exchange Commission Experience September 2014 - December 2014
Job Judicial Law Clerk to the Honorable Gregory P. McGuire
Industry Law Practice
Experience
North Carolina Business Court August 2015 - Present
U.S. Securities and Exchange Commission September 2014 - December 2014
Durham County Government May 2014 - August 2014
North Carolina Court of Appeals May 2013 - July 2013
Skills
Lexis, Legal Writing, Legal Research, Westlaw, Research, Microsoft Excel, Human Resources, Public Policy, Spanish
Education
University of North Carolina School of Law 2012 — 2015
Juris Doctor (J.D.)
Cornell University 2008 — 2012
Bachelor of Science (B.S.), Industrial and Labor Relations, Dean's List All Semesters
University College Dublin
Study Abroad, Quinn School of Business
North Carolina Business Court August 2015 - Present
U.S. Securities and Exchange Commission September 2014 - December 2014
Durham County Government May 2014 - August 2014
North Carolina Court of Appeals May 2013 - July 2013
Skills
Lexis, Legal Writing, Legal Research, Westlaw, Research, Microsoft Excel, Human Resources, Public Policy, Spanish
Education
University of North Carolina School of Law 2012 — 2015
Juris Doctor (J.D.)
Cornell University 2008 — 2012
Bachelor of Science (B.S.), Industrial and Labor Relations, Dean's List All Semesters
University College Dublin
Study Abroad, Quinn School of Business
Jennifer McGowan Jennifer McGowan's US Securities and Exchange Commission Experience June 2014 - Present
Job Professional Accounting Fellow Office of the Chief Accountant at U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission June 2014 - Present
EY June 2011 - June 2014
DeviceAlliance January 2010 - June 2011
EY August 2003 - June 2011
Skills
SEC filings, Auditing, Accounting, Internal Controls, Sarbanes-Oxley Act, GAAP, CPA, Sarbanes-Oxley, Big 4, Financial Accounting, Financial Reporting, Assurance, Internal Audit, US GAAP, Consolidation, External Audit, Corporate Tax, Managerial Finance, Financial Analysis, IFRS, Revenue Recognition, Financial Audits, Enterprise Risk...
Education
Coach U 2013 — 2014
Core Essentials Graduate, Life and business coaching
California State University-Fullerton, Mihaylo College of Business and Economics 2002 — 2003
B.A., Business Administration, Accounting, Summa Cum Laude
U.S. Securities and Exchange Commission June 2014 - Present
EY June 2011 - June 2014
DeviceAlliance January 2010 - June 2011
EY August 2003 - June 2011
Skills
SEC filings, Auditing, Accounting, Internal Controls, Sarbanes-Oxley Act, GAAP, CPA, Sarbanes-Oxley, Big 4, Financial Accounting, Financial Reporting, Assurance, Internal Audit, US GAAP, Consolidation, External Audit, Corporate Tax, Managerial Finance, Financial Analysis, IFRS, Revenue Recognition, Financial Audits, Enterprise Risk...
Education
Coach U 2013 — 2014
Core Essentials Graduate, Life and business coaching
California State University-Fullerton, Mihaylo College of Business and Economics 2002 — 2003
B.A., Business Administration, Accounting, Summa Cum Laude
Alex Scoufis Alex Scoufis's US Securities and Exchange Commission Experience June 2014 - August 2014
Job Regulatory Analyst OFDMI at FINRA
Industry Law Practice
Experience
Financial Industry Regulatory Authority (FINRA) May 2015 - Present
Financial Industry Regulatory Authority (FINRA) September 2014 - April 2015
U.S. Securities and Exchange Commission June 2014 - August 2014
US Securities and Exchange Commission, Division of Enforcement January 2014 - April 2014
OtterBox May 2013 - August 2013
Education
The George Washington University Law School
Juris Doctor (J.D.), with honors
Colorado State University
Bachelor of Arts (B.A.), Political Science; Economics (minor), cum laude
Financial Industry Regulatory Authority (FINRA) May 2015 - Present
Financial Industry Regulatory Authority (FINRA) September 2014 - April 2015
U.S. Securities and Exchange Commission June 2014 - August 2014
US Securities and Exchange Commission, Division of Enforcement January 2014 - April 2014
OtterBox May 2013 - August 2013
Education
The George Washington University Law School
Juris Doctor (J.D.), with honors
Colorado State University
Bachelor of Arts (B.A.), Political Science; Economics (minor), cum laude
Carlos M. de la Cruz III Carlos M. de la Cruz III's US Securities and Exchange Commission Experience May 2012 - August 2012
Job J.D. Candidate
Industry
Experience
Court of Justice of the European Union May 2015 - Present
U.S. Securities and Exchange Commission May 2012 - August 2012
Skills
Data Analysis, LexisNexis, Westlaw, Legal Research, Legal Writing, Brazilian Portuguese, Spanish
Education
Cornell Law School 2014 — 2017
Doctor of Law (JD)
University of Pennsylvania - The Wharton School 2010 — 2014
Bachelor of Science (B.S.), Finance and Operations and Information Management
Court of Justice of the European Union May 2015 - Present
U.S. Securities and Exchange Commission May 2012 - August 2012
Skills
Data Analysis, LexisNexis, Westlaw, Legal Research, Legal Writing, Brazilian Portuguese, Spanish
Education
Cornell Law School 2014 — 2017
Doctor of Law (JD)
University of Pennsylvania - The Wharton School 2010 — 2014
Bachelor of Science (B.S.), Finance and Operations and Information Management
Daniella Casseres Daniella Casseres's US Securities and Exchange Commission Experience January 2010 - May 2010
Job Associate at Offit Kurman, P.A.
Industry Law Practice
Experience
Offit Kurman, P.A. January 2013 - Present
Federal Reserve Bank of Chicago August 2011 - January 2013
U.S. Commodity Futures Trading Commission May 2010 - April 2011
U.S. Securities and Exchange Commission January 2010 - May 2010
Sullivan & Cromwell LLP July 2006 - July 2008
American Transit Insurance Company May 2005 - August 2005
Skills
Legal Writing, Litigation, Legal Research, Civil Litigation, Corporate Finance, Courts, Corporate Law, Mortgage Lending, Legal Compliance, Mortgage Banking, Regulatory Compliance, Appeals
Education
College of the Holy Cross
B.A., Philosophy, Modern Languages
University of Aberdeen
University of Maryland School of Law
J.D.
Offit Kurman, P.A. January 2013 - Present
Federal Reserve Bank of Chicago August 2011 - January 2013
U.S. Commodity Futures Trading Commission May 2010 - April 2011
U.S. Securities and Exchange Commission January 2010 - May 2010
Sullivan & Cromwell LLP July 2006 - July 2008
American Transit Insurance Company May 2005 - August 2005
Skills
Legal Writing, Litigation, Legal Research, Civil Litigation, Corporate Finance, Courts, Corporate Law, Mortgage Lending, Legal Compliance, Mortgage Banking, Regulatory Compliance, Appeals
Education
College of the Holy Cross
B.A., Philosophy, Modern Languages
University of Aberdeen
University of Maryland School of Law
J.D.
Mark Greidanus Mark Greidanus's US Securities and Exchange Commission Experience February 2014 - May 2014
Job Welder/Robot Technician
Industry Automotive
Experience
River City Metal Products March 2013 - Present
U.S. Securities and Exchange Commission February 2014 - May 2014
Calvin College May 2012 - August 2013
Wealthy Street Bakery September 2011 - April 2013
Skills
Speech Writing, Document Drafting, Leadership, Microsoft Office, Public Speaking, Memorization, Heavy Equipment, MIG welding, Heavy Lifting
Education
Calvin College 2010 — 2014
Bachelor of Arts (B.A.), History and Political Science
River City Metal Products March 2013 - Present
U.S. Securities and Exchange Commission February 2014 - May 2014
Calvin College May 2012 - August 2013
Wealthy Street Bakery September 2011 - April 2013
Skills
Speech Writing, Document Drafting, Leadership, Microsoft Office, Public Speaking, Memorization, Heavy Equipment, MIG welding, Heavy Lifting
Education
Calvin College 2010 — 2014
Bachelor of Arts (B.A.), History and Political Science
Max Sills Max Sills's US Securities and Exchange Commission Experience September 2012 - December 2012
Job Attorney at Google
Industry Consumer Electronics
Experience
Google March 2014 - Present
Leap Motion May 2013 - February 2014
U.S. Securities and Exchange Commission September 2012 - December 2012
World Intellectual Property Organization, United Nations September 2012 - September 2012
World Intellectual Property Organization, United Nations May 2012 - September 2012
Skills
Legal Writing, Programming, Legal Research, Contract Negotiation, Machine Learning, Research, Licensing
Education
Vanderbilt University Law School 2010 — 2013
Doctor of Law (J.D.)
Case Western Reserve University 2006 — 2010
Bachelor of Arts (B.A.), Mathematics and Cognitive Science
Culver Military Academy 2002 — 2006
Google March 2014 - Present
Leap Motion May 2013 - February 2014
U.S. Securities and Exchange Commission September 2012 - December 2012
World Intellectual Property Organization, United Nations September 2012 - September 2012
World Intellectual Property Organization, United Nations May 2012 - September 2012
Skills
Legal Writing, Programming, Legal Research, Contract Negotiation, Machine Learning, Research, Licensing
Education
Vanderbilt University Law School 2010 — 2013
Doctor of Law (J.D.)
Case Western Reserve University 2006 — 2010
Bachelor of Arts (B.A.), Mathematics and Cognitive Science
Culver Military Academy 2002 — 2006
Betty Amanda Murray's US Securities and Exchange Commission Experience December 2012 - Present
Job Management & Program Analyst at U.S. Securities and Exchange Commission
Industry Government Administration
Experience
U.S. Securities and Exchange Commission December 2012 - Present
US Department of Homeland Security March 2012 - December 2012
United States Air Force February 2006 - March 2012
Skills
Records Management, Information Management, Knowledge Management, Data Management, Program Management, Instructor-led Training, Presentation Development, Research, SEC filings, Office Administration, Microsoft Office, Human Resources, Customer Service, Policy
Education
Community College of the Air Force
Associate of Science (A.S.)
Park University
Bachelor of Science (B.S.)
U.S. Securities and Exchange Commission December 2012 - Present
US Department of Homeland Security March 2012 - December 2012
United States Air Force February 2006 - March 2012
Skills
Records Management, Information Management, Knowledge Management, Data Management, Program Management, Instructor-led Training, Presentation Development, Research, SEC filings, Office Administration, Microsoft Office, Human Resources, Customer Service, Policy
Education
Community College of the Air Force
Associate of Science (A.S.)
Park University
Bachelor of Science (B.S.)
Ekaterina Roze Ekaterina Roze's US Securities and Exchange Commission Experience May 2015 - August 2015
Job Summer Honors Program Intern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
NYU Program on Corporate Compliance and Enforcement May 2015 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
Professor Emiliano Catan, NYU School of Law April 2015 - June 2015
U.S. Department of Justice, Antitrust Division June 2013 - August 2013
Duke University Law School June 2012 - June 2013
American Immigration Council June 2011 - August 2011
Education
New York University School of Law 2014 — 2017
J.D. Candidate
Cornell University 2010 — 2014
Bachelor of Arts (B.A.), Government and Economics, magna cum laude
Institut d'Etudes politiques de Paris / Sciences Po Paris 2012 — 2012
Political Science and Economics
Enloe
NYU Program on Corporate Compliance and Enforcement May 2015 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
Professor Emiliano Catan, NYU School of Law April 2015 - June 2015
U.S. Department of Justice, Antitrust Division June 2013 - August 2013
Duke University Law School June 2012 - June 2013
American Immigration Council June 2011 - August 2011
Education
New York University School of Law 2014 — 2017
J.D. Candidate
Cornell University 2010 — 2014
Bachelor of Arts (B.A.), Government and Economics, magna cum laude
Institut d'Etudes politiques de Paris / Sciences Po Paris 2012 — 2012
Political Science and Economics
Enloe
Eric Mack Eric Mack's US Securities and Exchange Commission Experience September 2006 - December 2006
Job Senior Counsel at Tesla Motors
Industry Law Practice
Experience
Tesla Motors January 2014 - Present
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates October 2007 - January 2014
U.S. Securities and Exchange Commission September 2006 - December 2006
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates June 2006 - September 2006
United States Attorney's Office June 2005 - September 2005
Skills
Intellectual Property, Licensing, Legal Writing, Legal Advice, Joint Ventures, Copyright Law, Cross-border..., Privacy Law, Patents, Trademarks, Start-up Consulting, Start-up Ventures, Clean Energy..., Connected Devices
Education
University of Chicago Law School 2004 — 2007
J.D., Law
Claremont McKenna College 1997 — 2001
Bachelor of Arts (B.A.), Political Science and Government
Loyola High School of Los Angeles 1994 — 1997
Tesla Motors January 2014 - Present
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates October 2007 - January 2014
U.S. Securities and Exchange Commission September 2006 - December 2006
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates June 2006 - September 2006
United States Attorney's Office June 2005 - September 2005
Skills
Intellectual Property, Licensing, Legal Writing, Legal Advice, Joint Ventures, Copyright Law, Cross-border..., Privacy Law, Patents, Trademarks, Start-up Consulting, Start-up Ventures, Clean Energy..., Connected Devices
Education
University of Chicago Law School 2004 — 2007
J.D., Law
Claremont McKenna College 1997 — 2001
Bachelor of Arts (B.A.), Political Science and Government
Loyola High School of Los Angeles 1994 — 1997
Katherine P. Feld Katherine P. Feld's US Securities and Exchange Commission Experience October 2014 - Present
Job Special Counsel, National Exam Program, U.S. Securities and Exchange Commission
Industry Investment Management
Experience
U.S. Securities and Exchange Commission October 2014 - Present
U.S. Securities and Exchange Commission May 2013 - October 2014
Prudential Financial, Inc. May 2005 - April 2013
Alger Management, Inc. February 2004 - April 2005
OppenheimerFunds November 1984 - February 2004
Brown & Wood LLP (now Sidley Austin LLP) August 1983 - November 1984
Skills
Securities, Mutual Funds, Investments, Portfolio Management, Investment Advisory, Trading, Broker-Dealer, Business Strategy, Hedge Funds, Securities Regulation, Corporate Governance, Asset Managment, Financial Services, Mergers, Risk Management, Derivatives, Mergers & Acquisitions, Asset Management, FINRA, Investment Management
Education
Cornell Law School 1980 — 1983
JD
Cornell University - S.C. Johnson Graduate School of Management 1979 — 1982
MBA
University of Virginia 1976 — 1979
BA, Economics
U.S. Securities and Exchange Commission October 2014 - Present
U.S. Securities and Exchange Commission May 2013 - October 2014
Prudential Financial, Inc. May 2005 - April 2013
Alger Management, Inc. February 2004 - April 2005
OppenheimerFunds November 1984 - February 2004
Brown & Wood LLP (now Sidley Austin LLP) August 1983 - November 1984
Skills
Securities, Mutual Funds, Investments, Portfolio Management, Investment Advisory, Trading, Broker-Dealer, Business Strategy, Hedge Funds, Securities Regulation, Corporate Governance, Asset Managment, Financial Services, Mergers, Risk Management, Derivatives, Mergers & Acquisitions, Asset Management, FINRA, Investment Management
Education
Cornell Law School 1980 — 1983
JD
Cornell University - S.C. Johnson Graduate School of Management 1979 — 1982
MBA
University of Virginia 1976 — 1979
BA, Economics
Adam McCall's US Securities and Exchange Commission Experience June 2015 - July 2015
Job Research Assistant to Professor Josh Chafetz at Cornell Law School
Industry Law Practice
Experience
Cornell Law School August 2015 - Present
Cornell Law School August 2014 - Present
U.S. Securities and Exchange Commission June 2015 - July 2015
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates June 2012 - July 2014
Emory Student Government Association April 2011 - April 2012
The Carter Center August 2010 - August 2011
Office of Congresswoman Niki Tsongas May 2010 - July 2010
Martha Coakley for U.S. Senate December 2009 - January 2010
Georgia for Obama June 2008 - December 2008
Jamie Eldridge for Congress 2007 - 2007
Skills
Political Campaigns, Social Media, Community Outreach, Statistics, Legal Research, Public Policy, Leadership, Public Speaking, Microsoft Office, Research, Commercial Litigation, Government..., Legal Writing, Government, Westlaw, Litigation, Policy, Courts, Appeals, Policy Analysis, Politics, Legislation, Political Science, Legislative Relations, Lexis
Education
Cornell Law School 2014 — 2017
Juris Doctor, Law
Emory University 2008 — 2012
Bachelor of Arts (B.A.), Political Science & Economics
Acton-Boxborough Reg. HS 2004 — 2008
Diploma
Cornell Law School August 2015 - Present
Cornell Law School August 2014 - Present
U.S. Securities and Exchange Commission June 2015 - July 2015
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates June 2012 - July 2014
Emory Student Government Association April 2011 - April 2012
The Carter Center August 2010 - August 2011
Office of Congresswoman Niki Tsongas May 2010 - July 2010
Martha Coakley for U.S. Senate December 2009 - January 2010
Georgia for Obama June 2008 - December 2008
Jamie Eldridge for Congress 2007 - 2007
Skills
Political Campaigns, Social Media, Community Outreach, Statistics, Legal Research, Public Policy, Leadership, Public Speaking, Microsoft Office, Research, Commercial Litigation, Government..., Legal Writing, Government, Westlaw, Litigation, Policy, Courts, Appeals, Policy Analysis, Politics, Legislation, Political Science, Legislative Relations, Lexis
Education
Cornell Law School 2014 — 2017
Juris Doctor, Law
Emory University 2008 — 2012
Bachelor of Arts (B.A.), Political Science & Economics
Acton-Boxborough Reg. HS 2004 — 2008
Diploma
Claire O'Sullivan Claire O'Sullivan's US Securities and Exchange Commission Experience October 2014 - Present
Job AttorneyAdviser at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission October 2014 - Present
Irell & Manella October 2011 - September 2014
Court of Appeal for Ontario September 2010 - August 2011
Davis Polk & Wardwell LLP May 2009 - August 2009
Skills
Litigation, Commercial Litigation, Legal Research, Civil Litigation, Legal Writing, Intellectual Property, Appeals, Courts, Westlaw, Securities Regulation, Securities, Legal Advice, Trials
Education
Columbia Law School 2007 — 2010
Doctor of Law (J.D.)
University of King's College 2003 — 2007
Bachelor of Arts (BA), Hons., Contemporary Studies/Spanish
U.S. Securities and Exchange Commission October 2014 - Present
Irell & Manella October 2011 - September 2014
Court of Appeal for Ontario September 2010 - August 2011
Davis Polk & Wardwell LLP May 2009 - August 2009
Skills
Litigation, Commercial Litigation, Legal Research, Civil Litigation, Legal Writing, Intellectual Property, Appeals, Courts, Westlaw, Securities Regulation, Securities, Legal Advice, Trials
Education
Columbia Law School 2007 — 2010
Doctor of Law (J.D.)
University of King's College 2003 — 2007
Bachelor of Arts (BA), Hons., Contemporary Studies/Spanish
Muhammed Irmak Muhammed Irmak's US Securities and Exchange Commission Experience April 2014 - March 2015
Job MPA Candidate at Columbia University
Industry Public Policy
Experience
SPK – Capital Markets Board of Turkey June 2008 - Present
U.S. Securities and Exchange Commission April 2014 - March 2015
Turkish Ministry of Culture and Tourism January 2008 - June 2008
Skills
Microsoft Office, Securities Regulation, Auditing, Capital Markets, Corporate Finance, Econometrics, Business Intelligence, Risk Management, Economics, Corporate Governance, Business Analysis, Financial Analysis, Securities, Change Management, Financial Risk, Internal Audit, Due Diligence, Banking, Management, Derivatives, Financial Markets, Finance, Financial Regulation, Fraud
Education
Columbia University - School of International and Public Affairs 2015 — 2017
Master of Public Administration (M.P.A.), International Finance and Economic Policy
Marmara Üniversitesi 2010 — 2011
Master of Arts (M.A.), Capital Markets and Stok Exchange
Marmara Üniversitesi 2000 — 2006
Bachelor of Arts (B.A.), Economics
Marmara Üniversitesi
Doctor of Philosophy (Ph.D.), Banking
SPK – Capital Markets Board of Turkey June 2008 - Present
U.S. Securities and Exchange Commission April 2014 - March 2015
Turkish Ministry of Culture and Tourism January 2008 - June 2008
Skills
Microsoft Office, Securities Regulation, Auditing, Capital Markets, Corporate Finance, Econometrics, Business Intelligence, Risk Management, Economics, Corporate Governance, Business Analysis, Financial Analysis, Securities, Change Management, Financial Risk, Internal Audit, Due Diligence, Banking, Management, Derivatives, Financial Markets, Finance, Financial Regulation, Fraud
Education
Columbia University - School of International and Public Affairs 2015 — 2017
Master of Public Administration (M.P.A.), International Finance and Economic Policy
Marmara Üniversitesi 2010 — 2011
Master of Arts (M.A.), Capital Markets and Stok Exchange
Marmara Üniversitesi 2000 — 2006
Bachelor of Arts (B.A.), Economics
Marmara Üniversitesi
Doctor of Philosophy (Ph.D.), Banking
Kacie Gent's US Securities and Exchange Commission Experience September 2014 - December 2014
Job Intern at Pratt and Whitney
Industry Law Practice
Experience
Pratt & Whitney June 2014 - May 2015
U.S. Securities and Exchange Commission September 2014 - December 2014
Connecticut Urban Legal Initiative Transactional Clinic (CULI) January 2014 - May 2014
Connecticut Children's Medical Center January 2014 - May 2014
The Hartford September 2013 - November 2013
Office of the Connecticut State’s Attorney June 2013 - August 2013
Follett Higher Education Group August 2009 - August 2013
Office of the Connecticut Attorney General June 2011 - August 2011
West Hartford Wealth Management Group, LLC May 2008 - December 2010
U.S. House of Representatives June 2010 - August 2010
Skills
Research, Legal Research, PowerPoint, Microsoft Office, Microsoft Excel, Social Media, Microsoft Word, Editing, Non-profits, International Relations, Westlaw, Public Speaking, Fundraising, Event Planning, Legal Writing, Facebook, Community Outreach
Education
The University of Connecticut School of Law 2012 — 2015
Doctor of Law (JD)
Connecticut College 2009 — 2012
BA, Government and Economics
Bucknell University 2008 — 2009
Kingswood-Oxford High School 2004 — 2008
Pratt & Whitney June 2014 - May 2015
U.S. Securities and Exchange Commission September 2014 - December 2014
Connecticut Urban Legal Initiative Transactional Clinic (CULI) January 2014 - May 2014
Connecticut Children's Medical Center January 2014 - May 2014
The Hartford September 2013 - November 2013
Office of the Connecticut State’s Attorney June 2013 - August 2013
Follett Higher Education Group August 2009 - August 2013
Office of the Connecticut Attorney General June 2011 - August 2011
West Hartford Wealth Management Group, LLC May 2008 - December 2010
U.S. House of Representatives June 2010 - August 2010
Skills
Research, Legal Research, PowerPoint, Microsoft Office, Microsoft Excel, Social Media, Microsoft Word, Editing, Non-profits, International Relations, Westlaw, Public Speaking, Fundraising, Event Planning, Legal Writing, Facebook, Community Outreach
Education
The University of Connecticut School of Law 2012 — 2015
Doctor of Law (JD)
Connecticut College 2009 — 2012
BA, Government and Economics
Bucknell University 2008 — 2009
Kingswood-Oxford High School 2004 — 2008
Michael S. Smith Michael S. Smith's US Securities and Exchange Commission Experience April 1984 - July 1987
Job Of Counsel at Chamberlain D'Amanda Oppenheimer & Greenfield, LLP
Industry Legal Services
Experience
The Workout Consortium December 2011 - Present
Michael S. Smith, PLLC May 2011 - Present
Micropub Systems July 1997 - Present
Chamberlain D'Amanda Oppenheimer & Greenfield, LLP May 2012 - September 2015
KeyITSupport, a Division of Infinite Group, Inc. January 2010 - March 2011
Infinite Group, Inc. January 2003 - March 2011
H.J. Meyers & Co., Inc. May 1991 - February 1997
Harter Secrest & Emery LLP July 1987 - May 1991
U.S. Securities and Exchange Commission April 1984 - July 1987
Sutherland, Asbill & Brennan June 1981 - May 1984
Skills
Intellectual Property, Civil Litigation, Litigation, Mergers, Mediation, Employment Law, Contract Negotiation, Trials, Due Diligence, Start-ups, Commercial Litigation, Strategic Planning, Business Development, Negotiation, Legal Research, Program Management, Legal Writing, Management, Mergers & Acquisitions, Non-profit Board..., Securities, Leadership, Arbitration, Licensing, Corporate Law
Education
Cornell Law School 1978 — 1981
JD, Magna Cum Laude
Cornell University 1972 — 1976
BA, Philosophy; American History
The Workout Consortium December 2011 - Present
Michael S. Smith, PLLC May 2011 - Present
Micropub Systems July 1997 - Present
Chamberlain D'Amanda Oppenheimer & Greenfield, LLP May 2012 - September 2015
KeyITSupport, a Division of Infinite Group, Inc. January 2010 - March 2011
Infinite Group, Inc. January 2003 - March 2011
H.J. Meyers & Co., Inc. May 1991 - February 1997
Harter Secrest & Emery LLP July 1987 - May 1991
U.S. Securities and Exchange Commission April 1984 - July 1987
Sutherland, Asbill & Brennan June 1981 - May 1984
Skills
Intellectual Property, Civil Litigation, Litigation, Mergers, Mediation, Employment Law, Contract Negotiation, Trials, Due Diligence, Start-ups, Commercial Litigation, Strategic Planning, Business Development, Negotiation, Legal Research, Program Management, Legal Writing, Management, Mergers & Acquisitions, Non-profit Board..., Securities, Leadership, Arbitration, Licensing, Corporate Law
Education
Cornell Law School 1978 — 1981
JD, Magna Cum Laude
Cornell University 1972 — 1976
BA, Philosophy; American History
Christopher Stavrakos, CFA Christopher Stavrakos, CFA's US Securities and Exchange Commission Experience September 2014 - Present
Job Senior Financial Analyst at U.S. Securities and Exchange Commission
Industry Investment Management
Experience
U.S. Securities and Exchange Commission September 2014 - Present
BlackRock May 2006 - January 2014
BNY Mellon 1999 - 2006
MUFG (formerly Bank of Tokyo-Mitsubishi) 1995 - 1999
Skills
Fixed Income, Portfolio Management, Asset Managment, Risk Management, Investments, Trading, Investment Management, Investment Strategies, Strategy, Financial Services, Capital Markets, Derivatives, Bloomberg, Bonds, Securities, Mutual Funds, Asset Management, Securities Lending, Options, Finance, Structured Products, Leadership Development
Education
Cornell University - S.C. Johnson Graduate School of Management 1981 — 1982
MBA, Finance & Acctg
Cornell University 1977 — 1981
BS, Finance & Acctg
U.S. Securities and Exchange Commission September 2014 - Present
BlackRock May 2006 - January 2014
BNY Mellon 1999 - 2006
MUFG (formerly Bank of Tokyo-Mitsubishi) 1995 - 1999
Skills
Fixed Income, Portfolio Management, Asset Managment, Risk Management, Investments, Trading, Investment Management, Investment Strategies, Strategy, Financial Services, Capital Markets, Derivatives, Bloomberg, Bonds, Securities, Mutual Funds, Asset Management, Securities Lending, Options, Finance, Structured Products, Leadership Development
Education
Cornell University - S.C. Johnson Graduate School of Management 1981 — 1982
MBA, Finance & Acctg
Cornell University 1977 — 1981
BS, Finance & Acctg
Marissa Lafontant's US Securities and Exchange Commission Experience January 2014 - June 2014
Job Strategist who helps tech startups acquire and retain market share in a dynamic environment
Industry Computer Software
Experience
Crowd Vision September 2015 - Present
Hatstand Green Berets October 2014 - September 2015
Bronx Civil Court February 2014 - August 2014
U.S. Securities and Exchange Commission January 2014 - June 2014
Bloomberg LP June 2013 - August 2013
JPMorgan Chase & Co. May 2011 - August 2012
Just Salad January 2011 - May 2011
CancerCare May 2009 - September 2009
Education
Columbia University - Fu Foundation School of Engineering and Applied Science 2010 — 2014
Bachelor’s Degree
Phillips Exeter Academy 2006 — 2010
High School
Prep for Prep
Crowd Vision September 2015 - Present
Hatstand Green Berets October 2014 - September 2015
Bronx Civil Court February 2014 - August 2014
U.S. Securities and Exchange Commission January 2014 - June 2014
Bloomberg LP June 2013 - August 2013
JPMorgan Chase & Co. May 2011 - August 2012
Just Salad January 2011 - May 2011
CancerCare May 2009 - September 2009
Education
Columbia University - Fu Foundation School of Engineering and Applied Science 2010 — 2014
Bachelor’s Degree
Phillips Exeter Academy 2006 — 2010
High School
Prep for Prep
Miaoting (Mimi) Wu Miaoting (Mimi) Wu's US Securities and Exchange Commission Experience January 2014 - March 2014
Job Law Clerk at Sullivan & Cromwell
Industry Law Practice
Experience
Sullivan & Cromwell LLP September 2015 - Present
Sullivan & Cromwell LLP May 2014 - August 2014
NY Supreme Court, Commercial Division January 2013 - May 2014
U.S. Securities and Exchange Commission January 2014 - March 2014
Vale Columbia Center for Sustainable Investment, Columbia University September 2012 - January 2013
Columbia Business School May 2012 - July 2012
Yale University November 2009 - May 2012
Revolution Prep February 2009 - September 2011
Novartis June 2011 - August 2011
Ivy Insiders March 2010 - September 2010
Skills
Political Science, Stata, Mandarin, Research, Teaching, Fundraising, Editing, Event Planning, International Relations, Policy Analysis, Politics, Public Policy
Education
Columbia Law School 2012 — 2015
Doctor of Law (JD)
Columbia Business School
Master of Business Administration (MBA)
Yale University 2008 — 2012
BA, English, Political Science
Millburn High School
Sullivan & Cromwell LLP September 2015 - Present
Sullivan & Cromwell LLP May 2014 - August 2014
NY Supreme Court, Commercial Division January 2013 - May 2014
U.S. Securities and Exchange Commission January 2014 - March 2014
Vale Columbia Center for Sustainable Investment, Columbia University September 2012 - January 2013
Columbia Business School May 2012 - July 2012
Yale University November 2009 - May 2012
Revolution Prep February 2009 - September 2011
Novartis June 2011 - August 2011
Ivy Insiders March 2010 - September 2010
Skills
Political Science, Stata, Mandarin, Research, Teaching, Fundraising, Editing, Event Planning, International Relations, Policy Analysis, Politics, Public Policy
Education
Columbia Law School 2012 — 2015
Doctor of Law (JD)
Columbia Business School
Master of Business Administration (MBA)
Yale University 2008 — 2012
BA, English, Political Science
Millburn High School
Charles Kwon Charles Kwon's US Securities and Exchange Commission Experience December 2002 - Present
Job Senior Special Counsel at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission December 2002 - Present
Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates August 2000 - November 2002
Skills
Securities Regulation, Corporate Law, Corporate Governance, Securities, Legal Writing
Education
Georgetown University Law Center 1996 — 1999
Doctor of Law (J.D.)
Columbia University in the City of New York
Master of Arts (M.A.)
Dartmouth College
Bachelor of Arts (B.A.)
U.S. Securities and Exchange Commission December 2002 - Present
Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates August 2000 - November 2002
Skills
Securities Regulation, Corporate Law, Corporate Governance, Securities, Legal Writing
Education
Georgetown University Law Center 1996 — 1999
Doctor of Law (J.D.)
Columbia University in the City of New York
Master of Arts (M.A.)
Dartmouth College
Bachelor of Arts (B.A.)
Monica Quaintance's US Securities and Exchange Commission Experience October 2014 - January 2015
Job Analytics Engineer, RTR
Industry Computer Software
Experience
Rent The Runway January 2015 - Present
U.S. Securities and Exchange Commission October 2014 - January 2015
Gwynnie Bee September 2013 - September 2014
Cushman & Wakefield July 2010 - June 2013
Columbia University Statistics Department January 2009 - December 2009
The Earth Institute June 2009 - August 2009
Cushman Group Wealth Management June 2008 - August 2008
Skills
Analysis, VBA, Financial Modeling, Statistics, Forecasting, Valuation, Python, Ballroom Dance, Olympic Lifting, Investment Banking, MySQL, Data Visualization, NoSQL
Education
Columbia College (NY) 2006 — 2010
BA, Economics, Statistics
Columbia University in the City of New York 2006 — 2010
Bachelor of Arts (B.A.), Statistics and Economics
The Westminster Schools 2002 — 2006
Rent The Runway January 2015 - Present
U.S. Securities and Exchange Commission October 2014 - January 2015
Gwynnie Bee September 2013 - September 2014
Cushman & Wakefield July 2010 - June 2013
Columbia University Statistics Department January 2009 - December 2009
The Earth Institute June 2009 - August 2009
Cushman Group Wealth Management June 2008 - August 2008
Skills
Analysis, VBA, Financial Modeling, Statistics, Forecasting, Valuation, Python, Ballroom Dance, Olympic Lifting, Investment Banking, MySQL, Data Visualization, NoSQL
Education
Columbia College (NY) 2006 — 2010
BA, Economics, Statistics
Columbia University in the City of New York 2006 — 2010
Bachelor of Arts (B.A.), Statistics and Economics
The Westminster Schools 2002 — 2006
Michael Milone Michael Milone's US Securities and Exchange Commission Experience January 2000 - Present
Job Senior Trading and Markets Special Counsel at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission January 2000 - Present
Skills
Leadership, Management, Program Management, Strategic Planning, Team Building, Legal Research, Capital Markets, Litigation, Private Equity, Mergers, Securities Regulation
Education
Bucknell University
Gonzaga College High School
U.S. Securities and Exchange Commission January 2000 - Present
Skills
Leadership, Management, Program Management, Strategic Planning, Team Building, Legal Research, Capital Markets, Litigation, Private Equity, Mergers, Securities Regulation
Education
Bucknell University
Gonzaga College High School
Adam C. McCall Adam C. McCall's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Associate Attorney at Levi & Korsinsky
Industry Law Practice
Experience
LEVI & KORSINSKY LLP August 2015 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
Moelis & Company June 2014 - August 2014
Fortress Investment Group August 2013 - January 2014
Hoffman & Forde, Attorneys at Law May 2011 - April 2013
Skills
Private Equity, Hedge Funds, Corporate Law, Mergers & Acquisitions, Securities Regulation, Corporate Finance, Legal Writing, Legal Research, Document Drafting, Contract Negotiation, Real Estate Transactions, Commercial Real Estate, Contract Law, Investment Banking, Real Property, Financial Accounting, Due Diligence, Finance, Securities, Financial Modeling, Asset Management, Investments, Legal Documents, Document Review
Education
Georgetown University Law Center 2014 — 2015
Master of Laws (LL.M.), Private Equity, Banking, Corporate Finance, and Securities Law
California Western School of Law 2010 — 2013
Juris Doctor (J.D.)
Santa Clara University 2009 — 2010
Certificate of Advanced Accounting Proficiency, Accounting
University of Southern California 2004 — 2008
Bachelor's Degree, Economics
LEVI & KORSINSKY LLP August 2015 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
Moelis & Company June 2014 - August 2014
Fortress Investment Group August 2013 - January 2014
Hoffman & Forde, Attorneys at Law May 2011 - April 2013
Skills
Private Equity, Hedge Funds, Corporate Law, Mergers & Acquisitions, Securities Regulation, Corporate Finance, Legal Writing, Legal Research, Document Drafting, Contract Negotiation, Real Estate Transactions, Commercial Real Estate, Contract Law, Investment Banking, Real Property, Financial Accounting, Due Diligence, Finance, Securities, Financial Modeling, Asset Management, Investments, Legal Documents, Document Review
Education
Georgetown University Law Center 2014 — 2015
Master of Laws (LL.M.), Private Equity, Banking, Corporate Finance, and Securities Law
California Western School of Law 2010 — 2013
Juris Doctor (J.D.)
Santa Clara University 2009 — 2010
Certificate of Advanced Accounting Proficiency, Accounting
University of Southern California 2004 — 2008
Bachelor's Degree, Economics
Alec Smith's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Summer Associate at Willkie Farr & Gallagher LLP
Industry Law Practice
Experience
Willkie Farr & Gallagher LLP May 2015 - Present
Cornell Journal of Law and Public Policy August 2014 - Present
Cornell eLab February 2015 - Present
Kaplan September 2014 - April 2015
Cornell Law School November 2014 - February 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Wells Fargo July 2012 - March 2013
Verizon Wireless September 2011 - June 2012
Verizon Wireless December 2010 - September 2011
UHEAA September 2009 - December 2010
Skills
Customer Satisfaction, Customer Retention, Sales, Economics, Technology, Banking, Cellular Communications, Tablets, Social Networking, Team Leadership, Coaching, Account Management, Financial Analysis, Marketing, Team Building, Recruiting, Data Analysis, Telecommunications, Outlook, Strategic Thinking, Marketing Strategy, Statistics, Risk Management, Microsoft Office, Conflict Resolution, Strategic Planning, Accounting, Public Speaking, Online Advertising, Social Media, Research, Windows, Mac OS X, Budgets, Networking, Leadership, Legal Research, Legal Writing, Westlaw, Policy Analysis
Education
Cornell University 2013 — 2016
Juris Doctor, Law
University of Utah 2007 — 2013
Bachelor's, Economics, Business Administration
Willkie Farr & Gallagher LLP May 2015 - Present
Cornell Journal of Law and Public Policy August 2014 - Present
Cornell eLab February 2015 - Present
Kaplan September 2014 - April 2015
Cornell Law School November 2014 - February 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Wells Fargo July 2012 - March 2013
Verizon Wireless September 2011 - June 2012
Verizon Wireless December 2010 - September 2011
UHEAA September 2009 - December 2010
Skills
Customer Satisfaction, Customer Retention, Sales, Economics, Technology, Banking, Cellular Communications, Tablets, Social Networking, Team Leadership, Coaching, Account Management, Financial Analysis, Marketing, Team Building, Recruiting, Data Analysis, Telecommunications, Outlook, Strategic Thinking, Marketing Strategy, Statistics, Risk Management, Microsoft Office, Conflict Resolution, Strategic Planning, Accounting, Public Speaking, Online Advertising, Social Media, Research, Windows, Mac OS X, Budgets, Networking, Leadership, Legal Research, Legal Writing, Westlaw, Policy Analysis
Education
Cornell University 2013 — 2016
Juris Doctor, Law
University of Utah 2007 — 2013
Bachelor's, Economics, Business Administration
Franco Destro Franco Destro's US Securities and Exchange Commission Experience November 2013 - Present
Job International Counsel at U.S. Securities and Exchange Commission
Industry Government Relations
Experience
U.S. Securities and Exchange Commission November 2013 - Present
Moody's Corporation June 2009 - November 2013
Weil Gotshal & Manges April 2006 - June 2009
Mayer Brown 2005 - 2006
Orrick, Herrington & Sutcliffe LLP January 2003 - January 2005
Simpson Thacher & Bartlett LLP 2001 - 2003
European Parliament 1997 - 1998
Skills
Due Diligence, Corporate Law, Mergers, Corporate Governance, Contract Negotiation, Securities Regulation, International Law, Capital Markets, Joint Ventures, Legal Research, Litigation, Mergers, Cross-border..., Legal Writing, Commercial Litigation, Private Equity, Securities
Education
Columbia University School of Law 2000 — 2001
Master of Laws (LLM), Banking, Corporate, Finance, and Securities Law
Università degli Studi di Padova 1998 — 1999
Master's degree, International Relations and Affairs
Università degli Studi di Padova 1993 — 1999
Doctor of Law (J.D.), International Law and Legal Studies
Université Robert Schuman (Strasbourg III) 1997 — 1998
Research Doctorate, Western European Studies
U.S. Securities and Exchange Commission November 2013 - Present
Moody's Corporation June 2009 - November 2013
Weil Gotshal & Manges April 2006 - June 2009
Mayer Brown 2005 - 2006
Orrick, Herrington & Sutcliffe LLP January 2003 - January 2005
Simpson Thacher & Bartlett LLP 2001 - 2003
European Parliament 1997 - 1998
Skills
Due Diligence, Corporate Law, Mergers, Corporate Governance, Contract Negotiation, Securities Regulation, International Law, Capital Markets, Joint Ventures, Legal Research, Litigation, Mergers, Cross-border..., Legal Writing, Commercial Litigation, Private Equity, Securities
Education
Columbia University School of Law 2000 — 2001
Master of Laws (LLM), Banking, Corporate, Finance, and Securities Law
Università degli Studi di Padova 1998 — 1999
Master's degree, International Relations and Affairs
Università degli Studi di Padova 1993 — 1999
Doctor of Law (J.D.), International Law and Legal Studies
Université Robert Schuman (Strasbourg III) 1997 — 1998
Research Doctorate, Western European Studies
Juan Lasheras Juan Lasheras's US Securities and Exchange Commission Experience June 2015 - Present
Job Software Developer at SEC
Industry Computer Software
Experience
U.S. Securities and Exchange Commission June 2015 - Present
Coffeetheapp January 2015 - April 2015
Lab49 May 2014 - December 2014
Kioos May 2013 - January 2014
Advanced Simulation Technology Inc. June 2009 - April 2013
Carnegie Mellon University September 2008 - December 2008
JPMorgan Chase 2008 - 2008
Skills
Python, C, JavaScript, Java, C++, HTML, jQuery, CSS, x86 Assembly, bash, GNU tools, Selenium, Continuous Integration, Testing, Computer Music, Real Time, Simulations, Software Engineering, Embedded Systems, Linux, Subversion, AngularJS
Education
Carnegie Mellon University 2005 — 2009
B.S. with Honors, Electrical and Computer Engineering
U.S. Securities and Exchange Commission June 2015 - Present
Coffeetheapp January 2015 - April 2015
Lab49 May 2014 - December 2014
Kioos May 2013 - January 2014
Advanced Simulation Technology Inc. June 2009 - April 2013
Carnegie Mellon University September 2008 - December 2008
JPMorgan Chase 2008 - 2008
Skills
Python, C, JavaScript, Java, C++, HTML, jQuery, CSS, x86 Assembly, bash, GNU tools, Selenium, Continuous Integration, Testing, Computer Music, Real Time, Simulations, Software Engineering, Embedded Systems, Linux, Subversion, AngularJS
Education
Carnegie Mellon University 2005 — 2009
B.S. with Honors, Electrical and Computer Engineering
Chezelle McDade's US Securities and Exchange Commission Experience January 2011 - Present
Job Senior Paralegal at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission January 2011 - Present
Baron Associates P.C. July 2009 - April 2010
John K Avanzino October 2006 - June 2009
Skills
Legal Research, Legal Writing, Litigation, Civil Litigation, Securities Regulation, Legal Discovery, CaseMap, Investment Advisers Act, Westlaw, Lexis, SharePoint, Microsoft Office, Project Management, Depositions, Trials, Legal Documents, Corporate Law, Courts, LexisNexis
Education
University of Maryland University College 2015 — 2017
Master's degree, Project Management
John Jay College of Criminal Justice 2010 — 2011
BS, Legal Studies
Medgar Evers College
A, Liberal Arts; Mass Communications/Music
CUNY Medgar Evers College 2001 — 2004
AA, Mass Communications
John Jay College of Criminal Justice June 2011
Bachelor of Science, Legal Studies, General
North Eastern College
U.S. Securities and Exchange Commission January 2011 - Present
Baron Associates P.C. July 2009 - April 2010
John K Avanzino October 2006 - June 2009
Skills
Legal Research, Legal Writing, Litigation, Civil Litigation, Securities Regulation, Legal Discovery, CaseMap, Investment Advisers Act, Westlaw, Lexis, SharePoint, Microsoft Office, Project Management, Depositions, Trials, Legal Documents, Corporate Law, Courts, LexisNexis
Education
University of Maryland University College 2015 — 2017
Master's degree, Project Management
John Jay College of Criminal Justice 2010 — 2011
BS, Legal Studies
Medgar Evers College
A, Liberal Arts; Mass Communications/Music
CUNY Medgar Evers College 2001 — 2004
AA, Mass Communications
John Jay College of Criminal Justice June 2011
Bachelor of Science, Legal Studies, General
North Eastern College
Jasmine Park's US Securities and Exchange Commission Experience August 2014 - Present
Job
Industry Research
Experience
U.S. Securities and Exchange Commission August 2014 - Present
World Bank Group October 2013 - August 2014
U.S. Mission to the UN June 2012 - August 2012
Carnegie Endowment for International Peace June 2010 - September 2010
Education
Columbia University - School of International and Public Affairs
Master of International Affairs
Massachusetts Institute of Technology
Bachelor of Science (B.S.)
U.S. Securities and Exchange Commission August 2014 - Present
World Bank Group October 2013 - August 2014
U.S. Mission to the UN June 2012 - August 2012
Carnegie Endowment for International Peace June 2010 - September 2010
Education
Columbia University - School of International and Public Affairs
Master of International Affairs
Massachusetts Institute of Technology
Bachelor of Science (B.S.)
Tomás Enrique Castellanos's US Securities and Exchange Commission Experience May 2014 - August 2014
Job J.D. Candidate at Notre Dame Law School
Industry Higher Education
Experience
University of Notre Dame August 2014 - Present
Holland & Knight LLP May 2015 - July 2015
National Immigrant Justice Center January 2015 - May 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Law Office of Harolyn H. Dutt February 2014 - May 2014
University of Florida August 2011 - May 2012
ClimaData Corporation June 2010 - August 2011
NOAA Storm Prediction Center May 2009 - August 2009
Skills
Research, Data Analysis, Editing, Social Media, Fundraising, Public Speaking, Community Outreach, Non-profits, Event Planning, Weather Forecasting, Meteorology, International Relations, Project Team Management, Spanish, Leadership Development, Program Management, Public Policy, Nonprofits
Education
University of Notre Dame 2013 — 2016
Juris Doctor (J.D.)
University of Florida 2011 — 2013
Master's Degree
Cornell University 2006 — 2010
Bachelor's Degree, Atmospheric Science
Hialeah-Miami Lakes Senior High School 2002 — 2006
Salutatorian
University of Notre Dame August 2014 - Present
Holland & Knight LLP May 2015 - July 2015
National Immigrant Justice Center January 2015 - May 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Law Office of Harolyn H. Dutt February 2014 - May 2014
University of Florida August 2011 - May 2012
ClimaData Corporation June 2010 - August 2011
NOAA Storm Prediction Center May 2009 - August 2009
Skills
Research, Data Analysis, Editing, Social Media, Fundraising, Public Speaking, Community Outreach, Non-profits, Event Planning, Weather Forecasting, Meteorology, International Relations, Project Team Management, Spanish, Leadership Development, Program Management, Public Policy, Nonprofits
Education
University of Notre Dame 2013 — 2016
Juris Doctor (J.D.)
University of Florida 2011 — 2013
Master's Degree
Cornell University 2006 — 2010
Bachelor's Degree, Atmospheric Science
Hialeah-Miami Lakes Senior High School 2002 — 2006
Salutatorian
Sarah Julian Sarah Julian's US Securities and Exchange Commission Experience May 2015 - July 2015
Job JD Candidate at NYU School of Law
Industry Legal Services
Experience
U.S. Securities and Exchange Commission May 2015 - July 2015
Cravath, Swaine & Moore LLP June 2012 - July 2014
Gridley & Company LLC June 2011 - August 2011
Rhode Island Superior Court September 2010 - December 2010
State of Rhode Island May 2010 - August 2010
Education
New York University School of Law 2014 — 2017
Juris Doctor (J.D.)
Brown University 2008 — 2012
BA, Economics, Public Policy
Université Panthéon Sorbonne (Paris I) 2010 — 2011
Political Science
U.S. Securities and Exchange Commission May 2015 - July 2015
Cravath, Swaine & Moore LLP June 2012 - July 2014
Gridley & Company LLC June 2011 - August 2011
Rhode Island Superior Court September 2010 - December 2010
State of Rhode Island May 2010 - August 2010
Education
New York University School of Law 2014 — 2017
Juris Doctor (J.D.)
Brown University 2008 — 2012
BA, Economics, Public Policy
Université Panthéon Sorbonne (Paris I) 2010 — 2011
Political Science
Ethan McMahon Ethan McMahon's US Securities and Exchange Commission Experience September 2015 - Present
Job Law Clerk at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission September 2015 - Present
U.S. Department of the Treasury June 2015 - August 2015
Jackson Walker L.L.P. May 2015 - June 2015
TestMasters March 2014 - June 2015
Columbia Law School, Professor Richard R.W. Brooks January 2015 - May 2015
Institute for Science and International Security June 2013 - August 2013
Berkeley Political Review March 2013 - August 2013
Amnesty International January 2013 - June 2013
Education
Columbia Law School 2014 — 2017
Juris Doctor (J.D.), Law
University of Florida 2009 — 2013
Summa cum laude, Political Science and Economics
U.S. Securities and Exchange Commission September 2015 - Present
U.S. Department of the Treasury June 2015 - August 2015
Jackson Walker L.L.P. May 2015 - June 2015
TestMasters March 2014 - June 2015
Columbia Law School, Professor Richard R.W. Brooks January 2015 - May 2015
Institute for Science and International Security June 2013 - August 2013
Berkeley Political Review March 2013 - August 2013
Amnesty International January 2013 - June 2013
Education
Columbia Law School 2014 — 2017
Juris Doctor (J.D.), Law
University of Florida 2009 — 2013
Summa cum laude, Political Science and Economics
Jaime Vasquez Jaime Vasquez's US Securities and Exchange Commission Experience 1999 - 2004
Job Lead Dev @ Flavorus
Industry Computer Software
Experience
Flavorus Inc. May 2015 - Present
Casting Networks, Inc. 2009 - May 2015
Precision Development 2008 - 2009
Tower Energy Group 2005 - 2008
Various 2002 - 2005
U.S. Securities and Exchange Commission 1999 - 2004
Skills
ASP.NET, JavaScript, XML, C#, Microsoft SQL Server, html, Object Oriented Design, Object Oriented Modeling, .NET, HTML, jQuery, CSS, Subversion, SQL, MySQL, Web Applications, AJAX, Databases, ASP, Visual Studio, Agile Methodologies, PHP, OOP, Java, ADO.NET
Education
California State University-Los Angeles
Bachelor of Science
Flavorus Inc. May 2015 - Present
Casting Networks, Inc. 2009 - May 2015
Precision Development 2008 - 2009
Tower Energy Group 2005 - 2008
Various 2002 - 2005
U.S. Securities and Exchange Commission 1999 - 2004
Skills
ASP.NET, JavaScript, XML, C#, Microsoft SQL Server, html, Object Oriented Design, Object Oriented Modeling, .NET, HTML, jQuery, CSS, Subversion, SQL, MySQL, Web Applications, AJAX, Databases, ASP, Visual Studio, Agile Methodologies, PHP, OOP, Java, ADO.NET
Education
California State University-Los Angeles
Bachelor of Science
Tara Kao Tara Kao's US Securities and Exchange Commission Experience May 2005 - August 2005
Job Owner of Kao Law Firm, LLC
Industry Law Practice
Experience
Kao Law Firm, LLC March 2011 - Present
Barroway Topaz Kessler Meltzer & Check, LLP August 2006 - February 2011
United States District Court, District of Delaware September 2005 - December 2005
U.S. Securities and Exchange Commission May 2005 - August 2005
Vincent Melchiorre, LLC June 2002 - August 2003
Gateway Partners, LLP June 2000 - October 2001
Skills
Class Actions, Product Liability, Commercial Litigation, Litigation, Civil Litigation, Legal Research, Litigation Support, Securities Litigation, Courts, Bankruptcy, Legal Writing, Personal Injury, Trials, Appeals, Depositions, Westlaw, Licensing, Securities Regulation, Employment Law, Torts, Public Liability, Arbitration, Insurance Law, Trial Practice
Education
Villanova University School of Law 2003 — 2006
JD
Carnegie Mellon University 1996 — 2000
B.S., Business, Finance
Kao Law Firm, LLC March 2011 - Present
Barroway Topaz Kessler Meltzer & Check, LLP August 2006 - February 2011
United States District Court, District of Delaware September 2005 - December 2005
U.S. Securities and Exchange Commission May 2005 - August 2005
Vincent Melchiorre, LLC June 2002 - August 2003
Gateway Partners, LLP June 2000 - October 2001
Skills
Class Actions, Product Liability, Commercial Litigation, Litigation, Civil Litigation, Legal Research, Litigation Support, Securities Litigation, Courts, Bankruptcy, Legal Writing, Personal Injury, Trials, Appeals, Depositions, Westlaw, Licensing, Securities Regulation, Employment Law, Torts, Public Liability, Arbitration, Insurance Law, Trial Practice
Education
Villanova University School of Law 2003 — 2006
JD
Carnegie Mellon University 1996 — 2000
B.S., Business, Finance
Shauna Guner Shauna Guner's US Securities and Exchange Commission Experience May 2014 - August 2014
Job JD
Industry Law Practice
Experience
Mayer Brown September 2015 - Present
Seltzer Caplan McMahon Vitek January 2015 - April 2015
Schonfeld & Bertsche September 2014 - December 2014
California Western School of Law September 2014 - December 2014
U.S. Securities and Exchange Commission May 2014 - August 2014
Aguirre, Morris & Severson May 2013 - May 2014
California Western School of Law August 2013 - April 2014
California Western School of Law August 2013 - April 2014
The Honorable Anthony J. Battaglia August 2013 - December 2013
Embassy CES September 2011 - August 2012
Skills
Legal Research, Teaching, Legal Writing, ESL, Document Review, Client Correspondence, Microsoft Office, Courts, Civil Litigation, LexisNexis, Trials, Mediation, Research, Public Speaking, Legal Assistance, Legal Issues, Litigation, Westlaw
Education
California Western School of Law 2012 — 2015
Doctor of Law (J.D.)
Washington State University 2005 — 2009
Bachelor of Arts (B.A.), History, magna cum laude
Washington State University 2005 — 2009
Bachelor of Arts (B.A.), Foreign Languages & Cultures, magna cum laude
Darrington High School 2001 — 2005
Darrington High School 2001 — 2005
Mayer Brown September 2015 - Present
Seltzer Caplan McMahon Vitek January 2015 - April 2015
Schonfeld & Bertsche September 2014 - December 2014
California Western School of Law September 2014 - December 2014
U.S. Securities and Exchange Commission May 2014 - August 2014
Aguirre, Morris & Severson May 2013 - May 2014
California Western School of Law August 2013 - April 2014
California Western School of Law August 2013 - April 2014
The Honorable Anthony J. Battaglia August 2013 - December 2013
Embassy CES September 2011 - August 2012
Skills
Legal Research, Teaching, Legal Writing, ESL, Document Review, Client Correspondence, Microsoft Office, Courts, Civil Litigation, LexisNexis, Trials, Mediation, Research, Public Speaking, Legal Assistance, Legal Issues, Litigation, Westlaw
Education
California Western School of Law 2012 — 2015
Doctor of Law (J.D.)
Washington State University 2005 — 2009
Bachelor of Arts (B.A.), History, magna cum laude
Washington State University 2005 — 2009
Bachelor of Arts (B.A.), Foreign Languages & Cultures, magna cum laude
Darrington High School 2001 — 2005
Darrington High School 2001 — 2005
David W. Miller David W. Miller's US Securities and Exchange Commission Experience 1988 - 1993
Job JP Morgan Chase & Co. Managing Director
Industry Capital Markets
Experience
JPMorgan Chase & Co. January 2014 - Present
JPMorgan Chase & Co. June 2005 - January 2014
UBS Investment Bank 2001 - 2005
Newedge (Fimat) 2000 - 2001
Refco 1997 - 2000
Credit Suisse 1994 - 1997
Gold, Farrell & Marks 1993 - 1994
U.S. Securities and Exchange Commission 1988 - 1993
Education
The George Washington University Law School 1985 — 1988
Doctor of Law (JD)
Colgate University 1981 — 1985
BA, History
JPMorgan Chase & Co. January 2014 - Present
JPMorgan Chase & Co. June 2005 - January 2014
UBS Investment Bank 2001 - 2005
Newedge (Fimat) 2000 - 2001
Refco 1997 - 2000
Credit Suisse 1994 - 1997
Gold, Farrell & Marks 1993 - 1994
U.S. Securities and Exchange Commission 1988 - 1993
Education
The George Washington University Law School 1985 — 1988
Doctor of Law (JD)
Colgate University 1981 — 1985
BA, History
Israel Augenstein Israel Augenstein's US Securities and Exchange Commission Experience September 2014 - November 2014
Job J.D. Candidate at Columbia Law School
Industry Law Practice
Experience
Clifford Chance LLP May 2015 - July 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
New York State Supreme Court June 2014 - August 2014
Isaac Augenstein & Co. CPA PC September 2012 - August 2013
Medistar Personnel February 2010 - August 2012
Skills
QuickBooks, Accounts Payable, Microsoft Excel, Accounting, Bookkeeping, Accounts Receivable, Microsoft Word, PowerPoint, Financial Reporting, Budgets, Microsoft Office, Account Reconciliation, Financial Analysis, Invoicing, Customer Service, Financial Modeling, Outlook, Financial Accounting, General Ledger, Legal Writing, Legal Research, Westlaw, Lexis, LexisNexis
Education
Columbia Law School
Juris Doctor (J.D.)
Touro College 2009 — 2013
Bachelor of Science (B.S.), Accounting
Clifford Chance LLP May 2015 - July 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
New York State Supreme Court June 2014 - August 2014
Isaac Augenstein & Co. CPA PC September 2012 - August 2013
Medistar Personnel February 2010 - August 2012
Skills
QuickBooks, Accounts Payable, Microsoft Excel, Accounting, Bookkeeping, Accounts Receivable, Microsoft Word, PowerPoint, Financial Reporting, Budgets, Microsoft Office, Account Reconciliation, Financial Analysis, Invoicing, Customer Service, Financial Modeling, Outlook, Financial Accounting, General Ledger, Legal Writing, Legal Research, Westlaw, Lexis, LexisNexis
Education
Columbia Law School
Juris Doctor (J.D.)
Touro College 2009 — 2013
Bachelor of Science (B.S.), Accounting
Mimi Mary Park's US Securities and Exchange Commission Experience June 2009 - August 2009
Job Associate Attorney at the Gibson Firm
Industry Law Practice
Experience
The Gibson Firm August 2012 - Present
Fulton County District Attorney's Office February 2013 - December 2013
Dekalb District Attorney's Office September 2011 - August 2012
US Bankruptcy Court August 2010 - August 2011
U.S. Securities and Exchange Commission June 2009 - August 2009
U.S. Securities and Exchange Commission May 2008 - July 2008
Trusted Learning Center, LLC April 2004 - May 2008
Asia Times - D.C. March 2003 - January 2004
Skills
Bankruptcy, Securities Law, Investigation, Enforcement, Editing, Product Liability, Creditors' Rights, Securities Regulation, Legal Writing, Civil Litigation, Legal Research, Corporate Law, Appeals, Arbitration, Intellectual Property, Litigation, Westlaw
Education
Emory University School of Law 2008 — 2010
J.D. cum laude, Banking, Corporate, Finance, and Securities Law
Columbia University in the City of New York
Bachelor of Arts, History
Cranbrook
University of Illinois at Urbana-Champaign
Master of Arts, East Asian Languages & Cultures
The Gibson Firm August 2012 - Present
Fulton County District Attorney's Office February 2013 - December 2013
Dekalb District Attorney's Office September 2011 - August 2012
US Bankruptcy Court August 2010 - August 2011
U.S. Securities and Exchange Commission June 2009 - August 2009
U.S. Securities and Exchange Commission May 2008 - July 2008
Trusted Learning Center, LLC April 2004 - May 2008
Asia Times - D.C. March 2003 - January 2004
Skills
Bankruptcy, Securities Law, Investigation, Enforcement, Editing, Product Liability, Creditors' Rights, Securities Regulation, Legal Writing, Civil Litigation, Legal Research, Corporate Law, Appeals, Arbitration, Intellectual Property, Litigation, Westlaw
Education
Emory University School of Law 2008 — 2010
J.D. cum laude, Banking, Corporate, Finance, and Securities Law
Columbia University in the City of New York
Bachelor of Arts, History
Cranbrook
University of Illinois at Urbana-Champaign
Master of Arts, East Asian Languages & Cultures
Margaret Johnston Margaret Johnston's US Securities and Exchange Commission Experience November 2014 - Present
Job Accounting Technician at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission November 2014 - Present
U.S. Securities and Exchange Commission June 2013 - November 2014
World Trade Center Atlanta October 2012 - June 2013
Kennebunk Beach Realty June 2011 - September 2012
Clemson University August 2011 - May 2012
Clemson University January 2010 - May 2012
Skills
Microsoft Office, Residence Life, PowerPoint, Word, Budgeting, International Business, Travel, French, Technical Writing, Excel, Social Media Marketing, Front Office, Windows, Apple, International Relations, International Trade, International Education, Corporate Events, Small Business, Microsoft Excel, Microsoft Word, Budgets, Management, Training, Email Marketing, Social Media, Leadership, Customer Service, Marketing
Education
Clemson University 2008 — 2012
BA, International Trade
Aix-Marseille III Paul Cezanne 2011 — 2011
French
Semester at Sea Summer 2010 2010 — 2010
Mediterranean Culture
Kennebunk High School 2004 — 2008
U.S. Securities and Exchange Commission November 2014 - Present
U.S. Securities and Exchange Commission June 2013 - November 2014
World Trade Center Atlanta October 2012 - June 2013
Kennebunk Beach Realty June 2011 - September 2012
Clemson University August 2011 - May 2012
Clemson University January 2010 - May 2012
Skills
Microsoft Office, Residence Life, PowerPoint, Word, Budgeting, International Business, Travel, French, Technical Writing, Excel, Social Media Marketing, Front Office, Windows, Apple, International Relations, International Trade, International Education, Corporate Events, Small Business, Microsoft Excel, Microsoft Word, Budgets, Management, Training, Email Marketing, Social Media, Leadership, Customer Service, Marketing
Education
Clemson University 2008 — 2012
BA, International Trade
Aix-Marseille III Paul Cezanne 2011 — 2011
French
Semester at Sea Summer 2010 2010 — 2010
Mediterranean Culture
Kennebunk High School 2004 — 2008
Alex Badalamenti Alex Badalamenti's US Securities and Exchange Commission Experience May 2015 - Present
Job Consultant at Brown Brothers Harriman
Industry Legal Services
Experience
U.S. Securities and Exchange Commission May 2015 - Present
CACI International Inc May 2015 - Present
Brown Brothers Harriman June 2014 - September 2014
Blank Rome LLP April 2007 - September 2013
Weber Gallagher April 2006 - April 2007
Cozen O'Connor September 2005 - March 2006
Pitney Bowes March 2005 - September 2005
The MCS Group April 2004 - March 2005
Skills
CompTIA A+ Certification, Hardware Installation, Ebay Sales, Paypal Integration, Legal Assistance, Litigation Support, Baking, Gluten Free, Electronic Filing, Filing, Barcode Scanners, iManage, FileSurf, Scanners, Mail Sorting, FedEx, UPS Shipping, USPS, Laptops, Android, Toshiba, VoIP
Education
Clovis Community College 2014 — 2014
Associate of Arts and Sciences (AAS), Data Entry/Microcomputer Applications, B
Community College of Philadelphia 2013 — 2014
N/A, Computer Science, B
Lincoln Technical Institute-Philadelphia 2003 — 2003
Technical Certificate, Computer Hardware Technology/Technician
Peru State College
Bachelor of Applied Science (BASc)
U.S. Securities and Exchange Commission May 2015 - Present
CACI International Inc May 2015 - Present
Brown Brothers Harriman June 2014 - September 2014
Blank Rome LLP April 2007 - September 2013
Weber Gallagher April 2006 - April 2007
Cozen O'Connor September 2005 - March 2006
Pitney Bowes March 2005 - September 2005
The MCS Group April 2004 - March 2005
Skills
CompTIA A+ Certification, Hardware Installation, Ebay Sales, Paypal Integration, Legal Assistance, Litigation Support, Baking, Gluten Free, Electronic Filing, Filing, Barcode Scanners, iManage, FileSurf, Scanners, Mail Sorting, FedEx, UPS Shipping, USPS, Laptops, Android, Toshiba, VoIP
Education
Clovis Community College 2014 — 2014
Associate of Arts and Sciences (AAS), Data Entry/Microcomputer Applications, B
Community College of Philadelphia 2013 — 2014
N/A, Computer Science, B
Lincoln Technical Institute-Philadelphia 2003 — 2003
Technical Certificate, Computer Hardware Technology/Technician
Peru State College
Bachelor of Applied Science (BASc)
Michael Boulos Michael Boulos's US Securities and Exchange Commission Experience January 2011 - December 2011
Job InHouse Counsel at Elevate
Industry Law Practice
Experience
Elevate May 2014 - Present
Think Finance May 2012 - May 2014
Scheef & Stone, LLP January 2012 - May 2012
U.S. Securities and Exchange Commission January 2011 - December 2011
George Allen Courthouse January 2010 - August 2010
AmeriCorps (JusticeCorps) September 2006 - January 2008
Skills
Legal Research, Westlaw, Corporate Law, Legal Writing, Litigation, Appeals, Trials, Commercial Litigation, Mediation, Civil Litigation, Courts, Bankruptcy, Legal Assistance, Lexis
Education
Southern Methodist University 2009 — 2013
Doctor of Law (J.D.)
California State University-Long Beach 2004 — 2009
Bachelor’s Degree, Criminal Justice/Political Science; Geological Sciences
Elevate May 2014 - Present
Think Finance May 2012 - May 2014
Scheef & Stone, LLP January 2012 - May 2012
U.S. Securities and Exchange Commission January 2011 - December 2011
George Allen Courthouse January 2010 - August 2010
AmeriCorps (JusticeCorps) September 2006 - January 2008
Skills
Legal Research, Westlaw, Corporate Law, Legal Writing, Litigation, Appeals, Trials, Commercial Litigation, Mediation, Civil Litigation, Courts, Bankruptcy, Legal Assistance, Lexis
Education
Southern Methodist University 2009 — 2013
Doctor of Law (J.D.)
California State University-Long Beach 2004 — 2009
Bachelor’s Degree, Criminal Justice/Political Science; Geological Sciences
Timothy Cornell's US Securities and Exchange Commission Experience January 2008 - January 2009
Job Partner at Gardner Cornell, P.C.
Industry Law Practice
Experience
Mueller Law Group PLLC September 2012 - Present
Perry, Krumsiek & Jack November 2010 - September 2012
Energy Harvest, Inc. 2009 - 2010
U.S. Securities and Exchange Commission January 2008 - January 2009
Boies, Schiller & Flexner LLP 2004 - 2008
Foley Hoag LLP 2002 - 2004
Cornell International Law Journal May 2001 - May 2002
The Boston Herald 1994 - 1999
Philadelphia Inquirer 1992 - 1994
Skills
class action, internet, healthcare, Litigation, Commercial Litigation, International Law, Competition Law, Class Actions, Healthcare, Employment Law, Civil Litigation, Dispute Resolution, Securities, Securities Litigation, Fraud, Securities Regulation, Torts, Product Liability, Legal Research
Education
Cornell Law School 1999 — 2002
JD
The University of Chicago 1980 — 1984
BA, Philosophy
University of Chicago 1980 — 1984
BA
Mueller Law Group PLLC September 2012 - Present
Perry, Krumsiek & Jack November 2010 - September 2012
Energy Harvest, Inc. 2009 - 2010
U.S. Securities and Exchange Commission January 2008 - January 2009
Boies, Schiller & Flexner LLP 2004 - 2008
Foley Hoag LLP 2002 - 2004
Cornell International Law Journal May 2001 - May 2002
The Boston Herald 1994 - 1999
Philadelphia Inquirer 1992 - 1994
Skills
class action, internet, healthcare, Litigation, Commercial Litigation, International Law, Competition Law, Class Actions, Healthcare, Employment Law, Civil Litigation, Dispute Resolution, Securities, Securities Litigation, Fraud, Securities Regulation, Torts, Product Liability, Legal Research
Education
Cornell Law School 1999 — 2002
JD
The University of Chicago 1980 — 1984
BA, Philosophy
University of Chicago 1980 — 1984
BA
Brittany Wagonheim Brittany Wagonheim's US Securities and Exchange Commission Experience May 2014 - August 2014
Job J.D. Candidate at Cornell Law School
Industry Law Practice
Experience
Willkie Farr & Gallagher LLP May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Morgan Stanley June 2011 - July 2013
Office of the District Attorney General (20th Judicial District, TN) August 2010 - December 2010
Morgan Stanley May 2010 - August 2010
Merrill Lynch May 2009 - August 2009
Sirius XM Radio Inc. May 2008 - August 2008
Education
Cornell Law School
J.D.
Vanderbilt University 2007 — 2011
Bachelor of Science (B.S.)
The Dalton School 2003 — 2007
Willkie Farr & Gallagher LLP May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Morgan Stanley June 2011 - July 2013
Office of the District Attorney General (20th Judicial District, TN) August 2010 - December 2010
Morgan Stanley May 2010 - August 2010
Merrill Lynch May 2009 - August 2009
Sirius XM Radio Inc. May 2008 - August 2008
Education
Cornell Law School
J.D.
Vanderbilt University 2007 — 2011
Bachelor of Science (B.S.)
The Dalton School 2003 — 2007
Drew Grossman Drew Grossman's US Securities and Exchange Commission Experience May 2015 - Present
Job JD Candidate at Cornell Law School
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2015 - Present
Cornell Law School 2015 - 2015
Cornell Law School 2015 - 2015
U.S. Department of Justice May 2014 - August 2014
Makovsky September 2011 - July 2013
Legal Services of New Jersey August 2011 - September 2011
International Trade Administration September 2010 - December 2010
Skills
Microsoft Office, Writing, Factiva, Google News, Media Relations, Press Releases, Politics, International Relations, Public Speaking, Strategic Communications, Research, Social Media, Public Relations, Westlaw, LexisNexis, Legal Writing, Legal Research
Education
Cornell Law School 2013 — 2016
Doctor of Law (JD) (Expected)
Cornell University 2007 — 2011
Bachelor of Arts, History and Asian Studies
Harvard Summer SchoolSummer 2010 2010 — 2010
U.S. Securities and Exchange Commission May 2015 - Present
Cornell Law School 2015 - 2015
Cornell Law School 2015 - 2015
U.S. Department of Justice May 2014 - August 2014
Makovsky September 2011 - July 2013
Legal Services of New Jersey August 2011 - September 2011
International Trade Administration September 2010 - December 2010
Skills
Microsoft Office, Writing, Factiva, Google News, Media Relations, Press Releases, Politics, International Relations, Public Speaking, Strategic Communications, Research, Social Media, Public Relations, Westlaw, LexisNexis, Legal Writing, Legal Research
Education
Cornell Law School 2013 — 2016
Doctor of Law (JD) (Expected)
Cornell University 2007 — 2011
Bachelor of Arts, History and Asian Studies
Harvard Summer SchoolSummer 2010 2010 — 2010
Kateryna (Pokhodnya) Imus Kateryna (Pokhodnya) Imus's US Securities and Exchange Commission Experience December 2014 - Present
Job Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission December 2014 - Present
Venable LLP July 2014 - December 2014
Sullivan & Cromwell LLP 2010 - June 2014
Education
Columbia University School of Law 2007 — 2010
Doctor of Law (JD)
Grinnell College 2001 — 2005
Bachelor of Arts (BA), Economics and Religious Studies
U.S. Securities and Exchange Commission December 2014 - Present
Venable LLP July 2014 - December 2014
Sullivan & Cromwell LLP 2010 - June 2014
Education
Columbia University School of Law 2007 — 2010
Doctor of Law (JD)
Grinnell College 2001 — 2005
Bachelor of Arts (BA), Economics and Religious Studies
Bruce Bettigole Bruce Bettigole's US Securities and Exchange Commission Experience 1991 - 1998
Job Partner at Sutherland Asbill & Brennan LLP
Industry Law Practice
Experience
Sutherland Asbill & Brennan LLP 2009 - Present
Mayer Brown 2005 - 2009
NASD Enforcement Department 2003 - 2004
NASD's Criminal Prosecution Assistance Group 1998 - 2003
United States Attorney's Office for the EDNY June 2000 - June 2001
United States Attorney's Office for the District of Nevada August 1994 - June 2001
U.S. Securities and Exchange Commission 1991 - 1998
Skills
SEC enforcement defense, FINRA enforcement..., Internal Investigations, Securities Litigation, Securities Regulation, White Collar Criminal..., Securities arbitration..., Litigation, Trials, Civil Litigation, Class Actions, Securities, SEC, Criminal Defense, Arbitration, Financial Services, Business Litigation, FINRA, FCPA, Fraud, Broker-Dealer, Criminal Law, Product Liability, Mergers & Acquisitions, Corporate Governance, Trade Secrets, Litigation Support, Commercial Litigation, AML, Appeals
Education
Columbia Law School 1978 — 1981
J.D.
Yale University 1976 — 1978
B.A., Political Science
Sutherland Asbill & Brennan LLP 2009 - Present
Mayer Brown 2005 - 2009
NASD Enforcement Department 2003 - 2004
NASD's Criminal Prosecution Assistance Group 1998 - 2003
United States Attorney's Office for the EDNY June 2000 - June 2001
United States Attorney's Office for the District of Nevada August 1994 - June 2001
U.S. Securities and Exchange Commission 1991 - 1998
Skills
SEC enforcement defense, FINRA enforcement..., Internal Investigations, Securities Litigation, Securities Regulation, White Collar Criminal..., Securities arbitration..., Litigation, Trials, Civil Litigation, Class Actions, Securities, SEC, Criminal Defense, Arbitration, Financial Services, Business Litigation, FINRA, FCPA, Fraud, Broker-Dealer, Criminal Law, Product Liability, Mergers & Acquisitions, Corporate Governance, Trade Secrets, Litigation Support, Commercial Litigation, AML, Appeals
Education
Columbia Law School 1978 — 1981
J.D.
Yale University 1976 — 1978
B.A., Political Science
Hillary Phelps's US Securities and Exchange Commission Experience February 2015 - Present
Job AttorneyAdviser Fellow at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission February 2015 - Present
Chapman and Cutler LLP September 2009 - February 2015
Chapman and Cutler LLP May 2008 - August 2008
Williams & Connolly LLP July 2003 - July 2006
Education
Loyola University Chicago School of Law 2006 — 2009
JD, Law
Colgate University 1999 — 2003
BA, Political Science and Economics
National Cathedral School 1990 — 1999
U.S. Securities and Exchange Commission February 2015 - Present
Chapman and Cutler LLP September 2009 - February 2015
Chapman and Cutler LLP May 2008 - August 2008
Williams & Connolly LLP July 2003 - July 2006
Education
Loyola University Chicago School of Law 2006 — 2009
JD, Law
Colgate University 1999 — 2003
BA, Political Science and Economics
National Cathedral School 1990 — 1999
Ross D. Blankenship's US Securities and Exchange Commission Experience January 2006 - January 2007
Job ★ Early Investor AngelKings.com, Cybersecurity & Biotech VC, 6x Author ★
Industry Venture Capital & Private Equity
Experience
AngelKings March 2015 - Present
StudyHall.com September 2007 - September 2014
U.S. Securities and Exchange Commission January 2006 - January 2007
Cornell University September 2003 - September 2005
Skills
Entrepreneurship, Start-ups, Public Speaking, Leadership Development, Social Entrepreneurship, Angel Investing, Investments, Strategic Partnerships, Strategy, Management, Venture Capital, Private Equity
Education
Washington University in St. Louis School of Law 2005 — 2008
Juris Doctor (J.D.), Law
Cornell University 2001 — 2005
BA, Government
NMH 1997 — 2001
Diploma, HS
AngelKings March 2015 - Present
StudyHall.com September 2007 - September 2014
U.S. Securities and Exchange Commission January 2006 - January 2007
Cornell University September 2003 - September 2005
Skills
Entrepreneurship, Start-ups, Public Speaking, Leadership Development, Social Entrepreneurship, Angel Investing, Investments, Strategic Partnerships, Strategy, Management, Venture Capital, Private Equity
Education
Washington University in St. Louis School of Law 2005 — 2008
Juris Doctor (J.D.), Law
Cornell University 2001 — 2005
BA, Government
NMH 1997 — 2001
Diploma, HS
Gordon J. Klein's US Securities and Exchange Commission Experience May 2015 - August 2015
Job J.D. Candidate, 2016
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2015 - August 2015
Ruff, Freud, Breems & Nelson, Ltd. January 2015 - May 2015
Chicago-Kent College of Law September 2014 - February 2015
Saunders Law Firm September 2014 - January 2015
Circuit Court of Cook County, Chicago May 2014 - August 2014
Cottrell Law & Title Group October 2011 - August 2013
Skills
Negotiation, Securities Regulation, Securities Offerings, Initial Public Offerings, Securities Act of 1933, Securities Exchange Act..., Regulation S-K, Form 10-K Annual Reviews, Contract Negotiation, Time Matters Database, Notary Public, Microsoft Excel, Foreclosures, Loss Mitigation, Excel, Finance, Real Estate, Real Estate Transactions, Westlaw, Lexis, Legal Research, LexisNexis, Legal Writing, Public Speaking, Research, Litigation
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2013 — 2016
Juris Doctor Candidate
Florida State University 2007 — 2011
Bachelor of Science (B.S.), Finance
U.S. Securities and Exchange Commission May 2015 - August 2015
Ruff, Freud, Breems & Nelson, Ltd. January 2015 - May 2015
Chicago-Kent College of Law September 2014 - February 2015
Saunders Law Firm September 2014 - January 2015
Circuit Court of Cook County, Chicago May 2014 - August 2014
Cottrell Law & Title Group October 2011 - August 2013
Skills
Negotiation, Securities Regulation, Securities Offerings, Initial Public Offerings, Securities Act of 1933, Securities Exchange Act..., Regulation S-K, Form 10-K Annual Reviews, Contract Negotiation, Time Matters Database, Notary Public, Microsoft Excel, Foreclosures, Loss Mitigation, Excel, Finance, Real Estate, Real Estate Transactions, Westlaw, Lexis, Legal Research, LexisNexis, Legal Writing, Public Speaking, Research, Litigation
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2013 — 2016
Juris Doctor Candidate
Florida State University 2007 — 2011
Bachelor of Science (B.S.), Finance
Michelle Adler Michelle Adler's US Securities and Exchange Commission Experience May 2015 - July 2015
Job Corporate Analyst at Proskauer Rose LLP
Industry Investment Banking
Experience
U.S. Securities and Exchange Commission May 2015 - July 2015
Proskauer Rose LLP October 2013 - July 2014
UBS July 2012 - July 2013
UBS June 2011 - August 2011
Krebsbach & Snyder June 2010 - July 2010
Standard & Poor's June 2009 - August 2009
Standard & Poor's June 2008 - August 2008
Education
Harvard Law School 2014 — 2017
Juris Doctor (J.D.)
Cornell University 2008 — 2012
Bachelor’s Degree, Government; Economics
U.S. Securities and Exchange Commission May 2015 - July 2015
Proskauer Rose LLP October 2013 - July 2014
UBS July 2012 - July 2013
UBS June 2011 - August 2011
Krebsbach & Snyder June 2010 - July 2010
Standard & Poor's June 2009 - August 2009
Standard & Poor's June 2008 - August 2008
Education
Harvard Law School 2014 — 2017
Juris Doctor (J.D.)
Cornell University 2008 — 2012
Bachelor’s Degree, Government; Economics
Stephanie Langan Stephanie Langan's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Associate at Pillsbury Winthrop Shaw Pittman LLP
Industry Law Practice
Experience
Pillsbury Winthrop Shaw Pittman LLP October 2014 - Present
U.S. Securities and Exchange Commission January 2014 - April 2014
Pillsbury Winthrop Shaw Pittman LLP May 2013 - August 2013
United States Attorney's Office May 2012 - August 2012
Richards Kibbe & Orbe LLP August 2009 - August 2011
Skills
Legal Research, Civil Litigation, DeltaView, Litigation, Westlaw, Legal Writing, Legal Assistance, Lexis, Courts, Trials
Education
Cornell Law School 2011 — 2014
Doctor of Law (J.D.)
New York University 2005 — 2009
Bachelor of Arts (B.A.), History
Pillsbury Winthrop Shaw Pittman LLP October 2014 - Present
U.S. Securities and Exchange Commission January 2014 - April 2014
Pillsbury Winthrop Shaw Pittman LLP May 2013 - August 2013
United States Attorney's Office May 2012 - August 2012
Richards Kibbe & Orbe LLP August 2009 - August 2011
Skills
Legal Research, Civil Litigation, DeltaView, Litigation, Westlaw, Legal Writing, Legal Assistance, Lexis, Courts, Trials
Education
Cornell Law School 2011 — 2014
Doctor of Law (J.D.)
New York University 2005 — 2009
Bachelor of Arts (B.A.), History
Terri Chmurak's US Securities and Exchange Commission Experience October 2002 - November 2005
Job Administrative Assistant at Acumen Physician Solutions, LLC
Industry Financial Services
Experience
Acumen Physician Solutions, LLC July 2014 - Present
Patomak Partners October 2011 - April 2014
Columbia Business School March 2006 - October 2007
U.S. Securities and Exchange Commission October 2002 - November 2005
Skills
Research, Public Speaking, Nonprofits, Event Planning, Social Media, Organization, Office Administration, Microsoft Office, Employee Benefits, Compliance, HR Policies, Invoicing, Networking, Proofreading, Creative Writing, Customer Service
Education
Teachers College of Columbia University 2007 — 2008
Developmental Psychology
Columbia University in the City of New York 1995 — 1998
B.A., Psychology
Acumen Physician Solutions, LLC July 2014 - Present
Patomak Partners October 2011 - April 2014
Columbia Business School March 2006 - October 2007
U.S. Securities and Exchange Commission October 2002 - November 2005
Skills
Research, Public Speaking, Nonprofits, Event Planning, Social Media, Organization, Office Administration, Microsoft Office, Employee Benefits, Compliance, HR Policies, Invoicing, Networking, Proofreading, Creative Writing, Customer Service
Education
Teachers College of Columbia University 2007 — 2008
Developmental Psychology
Columbia University in the City of New York 1995 — 1998
B.A., Psychology
Harrison Lou, CISA, CISSP, PMP, COR's US Securities and Exchange Commission Experience March 2015 - Present
Job Senior Information Security Specialist, Cyber Security Operations at U.S. Securities and Exchange Commission
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission March 2015 - Present
US Securities and Exchange Commission August 2011 - February 2015
US Securities and Exchange Commission October 2009 - July 2011
L-3 Communications February 2009 - October 2009
Fannie Mae January 2005 - January 2009
Westinghouse/Curtiss-Wright March 2000 - July 2004
Step3 Consulting September 1998 - February 2000
United States Navy August 1988 - August 1994
Skills
Program Management, Business Process..., Project Management, Management, Information Technology, Business Development, Information Security, Risk Management, Business Analysis, Process Improvement, SDLC, Requirements Analysis, Data Analysis, ITIL, Leadership, IT Strategy, Six Sigma, Change Management, Strategic Planning, Analysis, PMP, Integration, Vendor Management, Security, Governance, Business Intelligence, Consulting, Project Portfolio..., PMO, Management Consulting, Software Project..., Business Process, Enterprise Architecture, Business Process..., Strategy, Cross-functional Team..., Requirements Gathering, IT Management, SharePoint, CRM, MS Project, Analytics, Business Transformation, Disaster Recovery
Education
Carnegie Mellon University 2001 — 2002
MS, Information Technology Management
University of South Carolina - Darla Moore School of Business 1997 — 1998
International MBA, Finance
WU (Vienna University of Economics and Business) 1997 — 1998
MBA, Finance
State University of New York at New Paltz 1994 — 1997
BS, International Business and Economics
U.S. Securities and Exchange Commission March 2015 - Present
US Securities and Exchange Commission August 2011 - February 2015
US Securities and Exchange Commission October 2009 - July 2011
L-3 Communications February 2009 - October 2009
Fannie Mae January 2005 - January 2009
Westinghouse/Curtiss-Wright March 2000 - July 2004
Step3 Consulting September 1998 - February 2000
United States Navy August 1988 - August 1994
Skills
Program Management, Business Process..., Project Management, Management, Information Technology, Business Development, Information Security, Risk Management, Business Analysis, Process Improvement, SDLC, Requirements Analysis, Data Analysis, ITIL, Leadership, IT Strategy, Six Sigma, Change Management, Strategic Planning, Analysis, PMP, Integration, Vendor Management, Security, Governance, Business Intelligence, Consulting, Project Portfolio..., PMO, Management Consulting, Software Project..., Business Process, Enterprise Architecture, Business Process..., Strategy, Cross-functional Team..., Requirements Gathering, IT Management, SharePoint, CRM, MS Project, Analytics, Business Transformation, Disaster Recovery
Education
Carnegie Mellon University 2001 — 2002
MS, Information Technology Management
University of South Carolina - Darla Moore School of Business 1997 — 1998
International MBA, Finance
WU (Vienna University of Economics and Business) 1997 — 1998
MBA, Finance
State University of New York at New Paltz 1994 — 1997
BS, International Business and Economics
Jared Sunshine's US Securities and Exchange Commission Experience May 2003 - August 2003
Job
Industry Law Practice
Experience
Cadwalader, Wickersham & Taft LLP September 2008 - Present
U.S. District Court for the Southern District of New York August 2007 - December 2007
DFD Entertainment March 2005 - May 2007
U.S. Securities and Exchange Commission May 2003 - August 2003
Skills
Legal Research, Legal Writing, Intellectual Property, Litigation, Civil Litigation, Class Actions, Securities Regulation, Competition Law, Administrative Law, Commercial Litigation, Policy, Corporate Governance, Public Policy
Education
Fordham University School of Law 2005 — 2008
Juris Doctor
Columbia University in the City of New York 1999 — 2004
Bachelor of Arts
Cadwalader, Wickersham & Taft LLP September 2008 - Present
U.S. District Court for the Southern District of New York August 2007 - December 2007
DFD Entertainment March 2005 - May 2007
U.S. Securities and Exchange Commission May 2003 - August 2003
Skills
Legal Research, Legal Writing, Intellectual Property, Litigation, Civil Litigation, Class Actions, Securities Regulation, Competition Law, Administrative Law, Commercial Litigation, Policy, Corporate Governance, Public Policy
Education
Fordham University School of Law 2005 — 2008
Juris Doctor
Columbia University in the City of New York 1999 — 2004
Bachelor of Arts
Rebecca Briber's US Securities and Exchange Commission Experience December 2003 - February 2004
Job Ski Patroller at Jay Peak Resort
Industry Leisure, Travel & Tourism
Experience
Tuckerman Ravine March 2012 - Present
Jay Peak Resort November 2009 - Present
Eastern Mountain Sports, North Conway, NH June 2009 - Present
Taking time off to travel and play! April 2008 - June 2009
Gesmer Updegrove LLP April 2007 - March 2008
Wilmer Cutler Pickering Hale and Dorr September 2006 - January 2007
DLA Piper US LLP September 2005 - August 2006
DLA Piper Rudnick Gray Cary March 2005 - May 2005
Piper Rudnick, LLP, New York, NY September 2004 - November 2004
U.S. Securities and Exchange Commission December 2003 - February 2004
Skills
Mergers, Securities Regulation, Due Diligence, Corporate Law, Corporate Governance, Leadership, Marketing Strategy, Mergers, Securities, Litigation
Education
Northeastern University School of Law 2001 — 2005
JD/MBA
D'Amore-McKim School of Business at Northeastern University 2001 — 2003
MBA, Finance
Colby College 1993 — 1997
B.A., Psychology
University School of Milwaukee 1988 — 1993
Diploma
Tuckerman Ravine March 2012 - Present
Jay Peak Resort November 2009 - Present
Eastern Mountain Sports, North Conway, NH June 2009 - Present
Taking time off to travel and play! April 2008 - June 2009
Gesmer Updegrove LLP April 2007 - March 2008
Wilmer Cutler Pickering Hale and Dorr September 2006 - January 2007
DLA Piper US LLP September 2005 - August 2006
DLA Piper Rudnick Gray Cary March 2005 - May 2005
Piper Rudnick, LLP, New York, NY September 2004 - November 2004
U.S. Securities and Exchange Commission December 2003 - February 2004
Skills
Mergers, Securities Regulation, Due Diligence, Corporate Law, Corporate Governance, Leadership, Marketing Strategy, Mergers, Securities, Litigation
Education
Northeastern University School of Law 2001 — 2005
JD/MBA
D'Amore-McKim School of Business at Northeastern University 2001 — 2003
MBA, Finance
Colby College 1993 — 1997
B.A., Psychology
University School of Milwaukee 1988 — 1993
Diploma
Matthew Strada's US Securities and Exchange Commission Experience March 2009 - January 2013
Job Assistant General Counsel at Deloitte Touche Tohmatsu Limited
Industry Law Practice
Experience
Deloitte Touche Tohmatsu Limited January 2015 - Present
PCAOB January 2013 - December 2014
U.S. Securities and Exchange Commission March 2009 - January 2013
U.S. Securities & Exchange Commission May 2004 - March 2009
Hogan & Hartson LLP 2002 - 2004
Simpson Thacher & Bartlett 1999 - 2002
U.S. District Court for the Eastern District of New York August 1998 - August 1999
Skills
Enforcement, Securities, Securities Regulation, SEC, Commercial Litigation, Private Investigations, Securities Litigation, Government, Corporate Law
Education
The Johns Hopkins University 2008 — 2011
M.A., Writing
Columbia Law School 1995 — 1998
JD, Law
Northwestern University 1990 — 1994
BA, Philosophy and History
Deloitte Touche Tohmatsu Limited January 2015 - Present
PCAOB January 2013 - December 2014
U.S. Securities and Exchange Commission March 2009 - January 2013
U.S. Securities & Exchange Commission May 2004 - March 2009
Hogan & Hartson LLP 2002 - 2004
Simpson Thacher & Bartlett 1999 - 2002
U.S. District Court for the Eastern District of New York August 1998 - August 1999
Skills
Enforcement, Securities, Securities Regulation, SEC, Commercial Litigation, Private Investigations, Securities Litigation, Government, Corporate Law
Education
The Johns Hopkins University 2008 — 2011
M.A., Writing
Columbia Law School 1995 — 1998
JD, Law
Northwestern University 1990 — 1994
BA, Philosophy and History
Tim Geishecker's US Securities and Exchange Commission Experience 2004 - 2013
Job Senior Supervisor at Federal Reserve Board
Industry Law Practice
Experience
Federal Reserve Board April 2013 - Present
U.S. Securities and Exchange Commission 2004 - 2013
Georgetown University Law Center 2011 - 2012
Standard Chartered Bank 2001 - 2004
Willkie Farr & Gallagher LLP 2000 - 2001
Curtis, Mallet-Prevost, Colt and Mosle LLP 1998 - 2000
Holland & Knight 1995 - 1998
U.S. District Court for the District of Massachusetts 1992 - 1992
Bank of America 1988 - 1991
Skills
Securities Law, Banking, Policy, Corporate Governance, Capital Markets, Corporate Law, Securities Regulation, SEC reporting, International Law, Financial Services, Corporate Finance, Securities, Private Equity, Mergers & Acquisitions
Education
Cornell Law School 1991 — 1994
J.D., Law
University of Pennsylvania 1985 — 1988
B.A., Spanish
University of Pennsylvania - The Wharton School 1985 — 1988
B.S., Economics
College of the Holy Cross
Natick
Federal Reserve Board April 2013 - Present
U.S. Securities and Exchange Commission 2004 - 2013
Georgetown University Law Center 2011 - 2012
Standard Chartered Bank 2001 - 2004
Willkie Farr & Gallagher LLP 2000 - 2001
Curtis, Mallet-Prevost, Colt and Mosle LLP 1998 - 2000
Holland & Knight 1995 - 1998
U.S. District Court for the District of Massachusetts 1992 - 1992
Bank of America 1988 - 1991
Skills
Securities Law, Banking, Policy, Corporate Governance, Capital Markets, Corporate Law, Securities Regulation, SEC reporting, International Law, Financial Services, Corporate Finance, Securities, Private Equity, Mergers & Acquisitions
Education
Cornell Law School 1991 — 1994
J.D., Law
University of Pennsylvania 1985 — 1988
B.A., Spanish
University of Pennsylvania - The Wharton School 1985 — 1988
B.S., Economics
College of the Holy Cross
Natick
Danielle Voorhees's US Securities and Exchange Commission Experience May 2010 - July 2015
Job Assistant United States Attorney at United States Attorney's Office for the District of Colorado
Industry Law Practice
Experience
United States Attorney's Office for the District of Colorado July 2015 - Present
U.S. Securities and Exchange Commission May 2010 - July 2015
Holland & Hart LLP September 2004 - May 2010
Education
Washington University in St. Louis School of Law 2001 — 2004
Colorado College 1997 — 2001
B.A.
United States Attorney's Office for the District of Colorado July 2015 - Present
U.S. Securities and Exchange Commission May 2010 - July 2015
Holland & Hart LLP September 2004 - May 2010
Education
Washington University in St. Louis School of Law 2001 — 2004
Colorado College 1997 — 2001
B.A.
Prashant Yerramalli's US Securities and Exchange Commission Experience September 2015 - Present
Job Counsel at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission September 2015 - Present
U.S. Securities and Exchange Commission August 2014 - August 2015
Jenner & Block October 2009 - August 2014
U.S. District Court August 2008 - August 2009
WilmerHale October 2007 - August 2008
Skills
Commercial Litigation, Litigation, Securities Litigation, Civil Litigation, Legal Research, Legal Writing, Securities Regulation, Trade Secrets, Appeals, Courts, Corporate Internal..., White Collar Criminal..., FCPA, Hedge Funds, Investment Advisor..., Broker-Dealer, Legal Compliance, Regulatory Compliance
Education
Harvard Law School 2004 — 2007
Doctor of Law (JD), cum laude
Brown University 2000 — 2004
AB, Public Policy, magna cum laude with honors
Pingry 1996 — 2000
U.S. Securities and Exchange Commission September 2015 - Present
U.S. Securities and Exchange Commission August 2014 - August 2015
Jenner & Block October 2009 - August 2014
U.S. District Court August 2008 - August 2009
WilmerHale October 2007 - August 2008
Skills
Commercial Litigation, Litigation, Securities Litigation, Civil Litigation, Legal Research, Legal Writing, Securities Regulation, Trade Secrets, Appeals, Courts, Corporate Internal..., White Collar Criminal..., FCPA, Hedge Funds, Investment Advisor..., Broker-Dealer, Legal Compliance, Regulatory Compliance
Education
Harvard Law School 2004 — 2007
Doctor of Law (JD), cum laude
Brown University 2000 — 2004
AB, Public Policy, magna cum laude with honors
Pingry 1996 — 2000
Janet Luallen's US Securities and Exchange Commission Experience Associate Chief AccountantSecurities and Exchange Commission2002 - Present
Job Associate Chief Accountant at U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission Associate Chief AccountantSecurities and Exchange Commission2002 - Present
US Securities and Exchange Commission 2002 - Present
SEC 2002 - Present
Financial Executives International 1998 - 2001
Financial Executives International 1998 - 2001
Skills
Accounting, SEC filings, Financial Reporting, GAAP, Auditing
Education
Columbia University - Columbia Business School
U.S. Securities and Exchange Commission Associate Chief AccountantSecurities and Exchange Commission2002 - Present
US Securities and Exchange Commission 2002 - Present
SEC 2002 - Present
Financial Executives International 1998 - 2001
Financial Executives International 1998 - 2001
Skills
Accounting, SEC filings, Financial Reporting, GAAP, Auditing
Education
Columbia University - Columbia Business School
Cornelius Neil Session, MSM, MA's US Securities and Exchange Commission Experience February 2010 - May 2011
Job Strategy/Innovation/Communications
Industry Media Production
Experience
U.S. Department of State October 2012 - Present
U.S. CFTC/Digicon May 2011 - October 2012
U.S. Securities and Exchange Commission February 2010 - May 2011
Renaissance Multimedia 2003 - 2010
Lockheed Martin/U.S. Mint December 2007 - June 2009
Digital Club Network 2000 - 2001
Goldman Sachs 1999 - 2000
Skills
Media Production, Internal Communications, Multimedia Project..., Video Production, Writing, Mentoring, Web Design, Qualitative Research, Action Research, Media Development, Streaming Media, Digital Production, Process Consultation, New Media, Leadership, Project Management, Technical Writing, Multimedia, Visio, Content Management, Team Leadership, Video Editing, Digital Media, Strategic Planning, Producing, Management, Video Conferencing, Broadcast, Editing, Video, Journalism, Program Management, Photography, Webcasting, Web Video, Final Cut Pro, Digital Video, Sound, Radio, Videography
Education
Capella University 2012 — 2016
Doctor of Business Administration (DBA), Strategy and Innovation
Colorado Technical University-Online 2008 — 2009
Master of Science, Management (Project Management, Business Management, and Change Management)
New School University 1998 — 2001
Master of Arts, Media Studies, Communications, Audio/Video Production, Graphic Design and Web Design
Rutgers University 1995 — 1997
Bachelor of Arts, Journalism and Mass Media
Edison High School
Norfolk State University
U.S. Department of State October 2012 - Present
U.S. CFTC/Digicon May 2011 - October 2012
U.S. Securities and Exchange Commission February 2010 - May 2011
Renaissance Multimedia 2003 - 2010
Lockheed Martin/U.S. Mint December 2007 - June 2009
Digital Club Network 2000 - 2001
Goldman Sachs 1999 - 2000
Skills
Media Production, Internal Communications, Multimedia Project..., Video Production, Writing, Mentoring, Web Design, Qualitative Research, Action Research, Media Development, Streaming Media, Digital Production, Process Consultation, New Media, Leadership, Project Management, Technical Writing, Multimedia, Visio, Content Management, Team Leadership, Video Editing, Digital Media, Strategic Planning, Producing, Management, Video Conferencing, Broadcast, Editing, Video, Journalism, Program Management, Photography, Webcasting, Web Video, Final Cut Pro, Digital Video, Sound, Radio, Videography
Education
Capella University 2012 — 2016
Doctor of Business Administration (DBA), Strategy and Innovation
Colorado Technical University-Online 2008 — 2009
Master of Science, Management (Project Management, Business Management, and Change Management)
New School University 1998 — 2001
Master of Arts, Media Studies, Communications, Audio/Video Production, Graphic Design and Web Design
Rutgers University 1995 — 1997
Bachelor of Arts, Journalism and Mass Media
Edison High School
Norfolk State University
Richard, Zhi Liao's US Securities and Exchange Commission Experience May 2012 - May 2015
Job Senior Director Advance Analytics at Financial Industry Regulatory Authority (FINRA)
Industry Financial Services
Experience
Financial Industry Regulatory Authority (FINRA) May 2015 - Present
U.S. Securities and Exchange Commission May 2012 - May 2015
Deustche Bank November 2009 - April 2012
Celeritas Capital October 2008 - March 2009
Nico Trading March 2008 - October 2008
Deutsche Bank June 2007 - August 2007
Goldman Sachs September 2006 - February 2007
Wachovia June 2005 - August 2006
Skills
Quantitative Analytics, Equities, Trading, Derivatives, Fixed Income, Proprietary Trading
Education
Carnegie Mellon University - Tepper School of Business 2006 — 2007
Computational Finance
University of North Carolina at Charlotte - Belk College of Business 2005 — 2006
Master, Mathematical Finance
Financial Industry Regulatory Authority (FINRA) May 2015 - Present
U.S. Securities and Exchange Commission May 2012 - May 2015
Deustche Bank November 2009 - April 2012
Celeritas Capital October 2008 - March 2009
Nico Trading March 2008 - October 2008
Deutsche Bank June 2007 - August 2007
Goldman Sachs September 2006 - February 2007
Wachovia June 2005 - August 2006
Skills
Quantitative Analytics, Equities, Trading, Derivatives, Fixed Income, Proprietary Trading
Education
Carnegie Mellon University - Tepper School of Business 2006 — 2007
Computational Finance
University of North Carolina at Charlotte - Belk College of Business 2005 — 2006
Master, Mathematical Finance
David Slovick's US Securities and Exchange Commission Experience 2000 - 2004
Job Counsel at Cahill Gordon & Reindel LLP
Industry Law Practice
Experience
Cahill Gordon & Reindel LLP December 2014 - Present
U.S. Commodity Futures Trading Commission September 2009 - November 2014
Katten Muchin Rosenman LLP March 2004 - September 2009
U.S. Securities and Exchange Commission 2000 - 2004
Skills
Attorney Advertising --...
Education
Chicago-Kent College of Law, Illinois Institute of Technology 1995 — 1998
University of Wisconsin-Madison
Cahill Gordon & Reindel LLP December 2014 - Present
U.S. Commodity Futures Trading Commission September 2009 - November 2014
Katten Muchin Rosenman LLP March 2004 - September 2009
U.S. Securities and Exchange Commission 2000 - 2004
Skills
Attorney Advertising --...
Education
Chicago-Kent College of Law, Illinois Institute of Technology 1995 — 1998
University of Wisconsin-Madison
Susan Schneider's US Securities and Exchange Commission Experience June 2005 - August 2005
Job Director, Conduct and Emerging Risk at Citi
Industry Financial Services
Experience
Citi January 2015 - Present
Citi April 2014 - January 2015
Citi November 2012 - April 2014
Citigroup November 2009 - November 2012
Willkie Farr & Gallagher LLP September 2006 - November 2009
Organization of American States August 2005 - December 2005
U.S. Securities and Exchange Commission June 2005 - August 2005
Organization of American States June 2004 - August 2004
Reuters February 2002 - August 2003
Reuters January 2000 - February 2002
Skills
Legal Writing, Legal Research, Government, Private Investigations, FCPA, Civil Litigation, Litigation, Risk Assessment, Analysis
Education
The George Washington University Law School 2004 — 2006
JD, with Honors
Columbia University - Graduate School of Journalism 1995 — 1996
MS, Journalism
Macalester College 1990 — 1994
BA, cum laude, Russian and Eastern European Studies
Citi January 2015 - Present
Citi April 2014 - January 2015
Citi November 2012 - April 2014
Citigroup November 2009 - November 2012
Willkie Farr & Gallagher LLP September 2006 - November 2009
Organization of American States August 2005 - December 2005
U.S. Securities and Exchange Commission June 2005 - August 2005
Organization of American States June 2004 - August 2004
Reuters February 2002 - August 2003
Reuters January 2000 - February 2002
Skills
Legal Writing, Legal Research, Government, Private Investigations, FCPA, Civil Litigation, Litigation, Risk Assessment, Analysis
Education
The George Washington University Law School 2004 — 2006
JD, with Honors
Columbia University - Graduate School of Journalism 1995 — 1996
MS, Journalism
Macalester College 1990 — 1994
BA, cum laude, Russian and Eastern European Studies
Ed Wagner, CISSP,GCIH,LPIC3's US Securities and Exchange Commission Experience January 2013 - Present
Job IT Security Specialist
Industry Computer & Network Security
Experience
U.S. Securities and Exchange Commission January 2013 - Present
Dell August 2006 - May 2011
University of Oklahoma, college of pharmacy July 2004 - April 2006
Delta Dental of Oklahoma January 2004 - September 2004
Apigent Solutions 2000 - 2002
Apigent Solutions 2000 - 2002
Apigent Solutions 2000 - 2002
Apigent Solutions 2000 - 2002
Apigent Solutions 2000 - 2002
Skills
Servers, VMware, Microsoft Exchange, Network Administration, Operating Systems, Computer Security, Microsoft Certified..., Linux, Network Security, Vulnerability Assessment, Information Security, Hardware, Red Hat Linux, NIST, ISO, Computer Forensics, FTK, EnCase, Physical Security, Penetration Testing, GCIH, Networking, Disaster Recovery, Security, Virtualization
Education
Rose State College 2009 — 2011
cybersecurity
University of Central Oklahoma 1998 — 2005
Bachelor, Computer Science/Math
University of Tulsa
Master of Science (MS), Computer Science
Capitol College
Capitol College
U.S. Securities and Exchange Commission January 2013 - Present
Dell August 2006 - May 2011
University of Oklahoma, college of pharmacy July 2004 - April 2006
Delta Dental of Oklahoma January 2004 - September 2004
Apigent Solutions 2000 - 2002
Apigent Solutions 2000 - 2002
Apigent Solutions 2000 - 2002
Apigent Solutions 2000 - 2002
Apigent Solutions 2000 - 2002
Skills
Servers, VMware, Microsoft Exchange, Network Administration, Operating Systems, Computer Security, Microsoft Certified..., Linux, Network Security, Vulnerability Assessment, Information Security, Hardware, Red Hat Linux, NIST, ISO, Computer Forensics, FTK, EnCase, Physical Security, Penetration Testing, GCIH, Networking, Disaster Recovery, Security, Virtualization
Education
Rose State College 2009 — 2011
cybersecurity
University of Central Oklahoma 1998 — 2005
Bachelor, Computer Science/Math
University of Tulsa
Master of Science (MS), Computer Science
Capitol College
Capitol College
Jonathan Abraham's US Securities and Exchange Commission Experience July 2015 - Present
Job Financial Analyst at U.S. Securities and Exchange Commission
Industry Government Administration
Experience
U.S. Securities and Exchange Commission July 2015 - Present
US Securities and Exchange Commission September 2013 - Present
Consumer Financial Protection Bureau November 2014 - May 2015
Congressman Mark Takano May 2012 - August 2012
Esri November 2006 - June 2010
US Army May 2002 - June 2006
Education
Cornell University 2011 — 2013
MPA, Government, Politics and Policy
University of Redlands 1999 — 2001
BS, Mathematics and Computer Science
U.S. Securities and Exchange Commission July 2015 - Present
US Securities and Exchange Commission September 2013 - Present
Consumer Financial Protection Bureau November 2014 - May 2015
Congressman Mark Takano May 2012 - August 2012
Esri November 2006 - June 2010
US Army May 2002 - June 2006
Education
Cornell University 2011 — 2013
MPA, Government, Politics and Policy
University of Redlands 1999 — 2001
BS, Mathematics and Computer Science
Eileen Radford's US Securities and Exchange Commission Experience June 2015 - Present
Job Attorney, U.S. Securities and Exchange Commission
Industry International Trade and Development
Experience
U.S. Securities and Exchange Commission June 2015 - Present
TRACE International, Inc. May 2012 - May 2015
The Global Fund to Fight AIDS, Tuberculosis, and Malaria November 2010 - May 2012
Miller & Chevalier May 2007 - May 2010
Baker & McKenzie 2005 - 2006
U.S. Department of State 2003 - 2005
Skills
Anti-corruption, FCPA, International Law, International Relations, Risk Assessment, Policy Analysis, Legal Research, Litigation, Foreign Policy, Government, Fraud, Export Controls, Commercial Litigation, Internal Investigations, International..., Legal Writing, Diplomacy, International Trade, Administrative Law, Due Diligence, Immigration Law, Social Impact, Public Speaking
Education
Georgetown University Law Center 2002 — 2005
Doctor of Law (J.D.)
Columbia University - School of International and Public Affairs 2000 — 2002
MIA, International Affairs
University of Virginia 1991 — 1995
BA, Foreign Affairs
South Lakes Highschool
U.S. Securities and Exchange Commission June 2015 - Present
TRACE International, Inc. May 2012 - May 2015
The Global Fund to Fight AIDS, Tuberculosis, and Malaria November 2010 - May 2012
Miller & Chevalier May 2007 - May 2010
Baker & McKenzie 2005 - 2006
U.S. Department of State 2003 - 2005
Skills
Anti-corruption, FCPA, International Law, International Relations, Risk Assessment, Policy Analysis, Legal Research, Litigation, Foreign Policy, Government, Fraud, Export Controls, Commercial Litigation, Internal Investigations, International..., Legal Writing, Diplomacy, International Trade, Administrative Law, Due Diligence, Immigration Law, Social Impact, Public Speaking
Education
Georgetown University Law Center 2002 — 2005
Doctor of Law (J.D.)
Columbia University - School of International and Public Affairs 2000 — 2002
MIA, International Affairs
University of Virginia 1991 — 1995
BA, Foreign Affairs
South Lakes Highschool
Scott Tandy's US Securities and Exchange Commission Experience Senior AttorneyUnited States Securities and Exchange Commission1999 - Present
Job Senior Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission Senior AttorneyUnited States Securities and Exchange Commission1999 - Present
United States Securities and Exchange Commission - Division of Enforcement 1999 - Present
Education
Cornell University 1987 — 1991
U.S. Securities and Exchange Commission Senior AttorneyUnited States Securities and Exchange Commission1999 - Present
United States Securities and Exchange Commission - Division of Enforcement 1999 - Present
Education
Cornell University 1987 — 1991
Chris Semesky's US Securities and Exchange Commission Experience July 2014 - Present
Job Professional Accounting Fellow Office of the Chief Accountant at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission July 2014 - Present
KPMG LLP October 2002 - July 2014
Education
Clemson University - College of Business and Behavioral Science 1998 — 2002
Master's of Professional Accountancy
U.S. Securities and Exchange Commission July 2014 - Present
KPMG LLP October 2002 - July 2014
Education
Clemson University - College of Business and Behavioral Science 1998 — 2002
Master's of Professional Accountancy
Michael Zaky's US Securities and Exchange Commission Experience August 2014 - Present
Job Warehouse Systems Engineer at U.S. Securities and Exchange Commission
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission August 2014 - Present
PBGC July 2009 - Present
U.S. Department of Education July 2007 - July 2009
US Census Bureau September 2004 - July 2007
UBS Wealth Management 2000 - 2004
Skills
High Availability, Oracle, Oracle RAC, Performance Tuning, Linux, RMAN, SQL, Database Design, Security, SDLC, Databases, Unix, PL/SQL, ITIL, WebLogic, Database Administration, Enterprise Architecture
Education
City University of New York City College 1991 — 1994
Engineering
U.S. Securities and Exchange Commission August 2014 - Present
PBGC July 2009 - Present
U.S. Department of Education July 2007 - July 2009
US Census Bureau September 2004 - July 2007
UBS Wealth Management 2000 - 2004
Skills
High Availability, Oracle, Oracle RAC, Performance Tuning, Linux, RMAN, SQL, Database Design, Security, SDLC, Databases, Unix, PL/SQL, ITIL, WebLogic, Database Administration, Enterprise Architecture
Education
City University of New York City College 1991 — 1994
Engineering
Matthew Spitzer's US Securities and Exchange Commission Experience June 2015 - Present
Job Senior Counsel, U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission June 2015 - Present
US Securities and Exchange Commission April 2013 - June 2015
US Securities and Exchange Commission February 2010 - April 2013
US Securities and Exchange Commission November 2008 - November 2009
Duval & Stachenfeld LLP September 2007 - October 2008
Skills
Legal Research, Administrative Law, Securities Regulation, Securities, Litigation, Civil Litigation, Courts, Corporate Governance, Westlaw
Education
St. John's University 2004 — 2007
Juris Doctor (J.D.)
Bucknell University 1999 — 2003
Bachelor's Degree
U.S. Securities and Exchange Commission June 2015 - Present
US Securities and Exchange Commission April 2013 - June 2015
US Securities and Exchange Commission February 2010 - April 2013
US Securities and Exchange Commission November 2008 - November 2009
Duval & Stachenfeld LLP September 2007 - October 2008
Skills
Legal Research, Administrative Law, Securities Regulation, Securities, Litigation, Civil Litigation, Courts, Corporate Governance, Westlaw
Education
St. John's University 2004 — 2007
Juris Doctor (J.D.)
Bucknell University 1999 — 2003
Bachelor's Degree
Ladan Stewart's US Securities and Exchange Commission Experience September 2015 - Present
Job Counsel, Division of Enforcement at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2015 - Present
Gibson, Dunn & Crutcher LLP February 2007 - August 2015
Shearman & Sterling LLP October 2003 - February 2007
Education
Columbia Law School 2000 — 2003
University of Toronto 1996 — 2000
B.A., Philosophy, Political Science
U.S. Securities and Exchange Commission September 2015 - Present
Gibson, Dunn & Crutcher LLP February 2007 - August 2015
Shearman & Sterling LLP October 2003 - February 2007
Education
Columbia Law School 2000 — 2003
University of Toronto 1996 — 2000
B.A., Philosophy, Political Science
Sharo Atmeh's US Securities and Exchange Commission Experience July 2010 - August 2010
Job Associate CamberView Partners, LLC
Industry Financial Services
Experience
CamberView Partners, LLC March 2015 - Present
Simpson Thacher & Bartlett LLP December 2012 - March 2015
Charles River Ventures September 2012 - December 2012
Federal Judiciary August 2011 - September 2012
Harvard College September 2008 - August 2011
U.S. Securities and Exchange Commission July 2010 - August 2010
Fried Frank May 2010 - July 2010
Cahill Gordon & Reindel May 2009 - August 2009
U.S. Department of Justice March 2008 - September 2008
Harvard Law School September 2007 - September 2008
Skills
Finance, Litigation, Legal Writing, Public Policy, Corporate Law, Civil Rights Law, First Amendment, Strategy, Government, Politics, Private Equity, Westlaw, Analysis, Civil Litigation, Mergers & Acquisitions, Intellectual Property, Trials, Appeals, Mediation, Legal Research, Courts, Criminal Law, Research, Securities Regulation, Commercial Litigation, Lexis, International Law, Corporate Governance
Education
Harvard University, John F. Kennedy School of Government 2008 — 2011
MPP, Public Policy & Business
Harvard Law School 2007 — 2011
JD, Law
Rutgers University-New Brunswick 2003 — 2007
B.A., Political Science, Journalism, Philosophy
Carnegie Mellon University 2006 — 2006
Carnegie Foundation Fellow, Public Policy & Economics
CamberView Partners, LLC March 2015 - Present
Simpson Thacher & Bartlett LLP December 2012 - March 2015
Charles River Ventures September 2012 - December 2012
Federal Judiciary August 2011 - September 2012
Harvard College September 2008 - August 2011
U.S. Securities and Exchange Commission July 2010 - August 2010
Fried Frank May 2010 - July 2010
Cahill Gordon & Reindel May 2009 - August 2009
U.S. Department of Justice March 2008 - September 2008
Harvard Law School September 2007 - September 2008
Skills
Finance, Litigation, Legal Writing, Public Policy, Corporate Law, Civil Rights Law, First Amendment, Strategy, Government, Politics, Private Equity, Westlaw, Analysis, Civil Litigation, Mergers & Acquisitions, Intellectual Property, Trials, Appeals, Mediation, Legal Research, Courts, Criminal Law, Research, Securities Regulation, Commercial Litigation, Lexis, International Law, Corporate Governance
Education
Harvard University, John F. Kennedy School of Government 2008 — 2011
MPP, Public Policy & Business
Harvard Law School 2007 — 2011
JD, Law
Rutgers University-New Brunswick 2003 — 2007
B.A., Political Science, Journalism, Philosophy
Carnegie Mellon University 2006 — 2006
Carnegie Foundation Fellow, Public Policy & Economics
Jim Draddy's US Securities and Exchange Commission Experience 1996 - 2004
Job Director of Regulatory Affairs, CCO at Jump Trading, LLC
Industry Financial Services
Experience
Jump Trading, LLC May 2011 - Present
NYSE Euronext 2004 - 2010
U.S. Securities and Exchange Commission 1996 - 2004
Securities and Exchange Commission 1996 - 2004
US Securities and Exchange Commission 1996 - 2004
Education
Cornell University 1977 — 1981
ba, history
New York Law School
Jump Trading, LLC May 2011 - Present
NYSE Euronext 2004 - 2010
U.S. Securities and Exchange Commission 1996 - 2004
Securities and Exchange Commission 1996 - 2004
US Securities and Exchange Commission 1996 - 2004
Education
Cornell University 1977 — 1981
ba, history
New York Law School
Sally Brammell's US Securities and Exchange Commission Experience December 2012 - September 2013
Job Senior Corporate Counsel at Hyperion Therapeutics
Industry Law Practice
Experience
Hyperion Therapeutics November 2013 - May 2015
U.S. Securities and Exchange Commission December 2012 - September 2013
Autism Deserves Equal Coverage 2010 - 2012
Davis Polk & Wardwell 1999 - 2004
Pillsbury Winthrop Shaw Pittman LLP (formerly Pillsbury Madison & Sutro) January 1992 - September 1999
Davis Polk and Wardwell 1989 - 1992
Skills
Corporate Governance, Corporate Law, Securities, Mergers & Acquisitions, Licensing, Venture Capital, IPO, Intellectual Property, Joint Ventures, Litigation, Legal Writing, Securities Regulation, Legal Research, Mediation, Due Diligence, Commercial Litigation, Private Equity
Education
Tulane University Law School 1986 — 1989
J.D.
Brown University 1982 — 1986
AB, International Relations
Hyperion Therapeutics November 2013 - May 2015
U.S. Securities and Exchange Commission December 2012 - September 2013
Autism Deserves Equal Coverage 2010 - 2012
Davis Polk & Wardwell 1999 - 2004
Pillsbury Winthrop Shaw Pittman LLP (formerly Pillsbury Madison & Sutro) January 1992 - September 1999
Davis Polk and Wardwell 1989 - 1992
Skills
Corporate Governance, Corporate Law, Securities, Mergers & Acquisitions, Licensing, Venture Capital, IPO, Intellectual Property, Joint Ventures, Litigation, Legal Writing, Securities Regulation, Legal Research, Mediation, Due Diligence, Commercial Litigation, Private Equity
Education
Tulane University Law School 1986 — 1989
J.D.
Brown University 1982 — 1986
AB, International Relations
Douglas Bond's US Securities and Exchange Commission Experience October 2014 - Present
Job IT Specialist Forensics at U.S. Securities and Exchange Commission
Industry Computer & Network Security
Experience
U.S. Securities and Exchange Commission October 2014 - Present
CACI International Inc January 2013 - October 2014
CACI International Inc September 2010 - January 2013
Kroll Ontrack June 2005 - September 2010
El Paso County Sheriff's Office March 1992 - June 2004
Corpus Christi Police Department June 1984 - June 1991
Skills
Computer Forensics, Private Investigations, Vulnerability Assessment, Computer Security, EnCase, Security, CISSP, Information Security, Information Security..., Network Security, Information Technology, Penetration Testing, Forensic Analysis, Incident Response, Disaster Recovery
Education
Colorado Technical University 2003 — 2005
MSCS, Computer Systems Security
Texas A&M University-Corpus Christi 1990 — 1992
BS, Computer Science
Texas A&M University-Corpus Christi 1977 — 1980
BS, Criminal Justice
U.S. Securities and Exchange Commission October 2014 - Present
CACI International Inc January 2013 - October 2014
CACI International Inc September 2010 - January 2013
Kroll Ontrack June 2005 - September 2010
El Paso County Sheriff's Office March 1992 - June 2004
Corpus Christi Police Department June 1984 - June 1991
Skills
Computer Forensics, Private Investigations, Vulnerability Assessment, Computer Security, EnCase, Security, CISSP, Information Security, Information Security..., Network Security, Information Technology, Penetration Testing, Forensic Analysis, Incident Response, Disaster Recovery
Education
Colorado Technical University 2003 — 2005
MSCS, Computer Systems Security
Texas A&M University-Corpus Christi 1990 — 1992
BS, Computer Science
Texas A&M University-Corpus Christi 1977 — 1980
BS, Criminal Justice
Harvey Pitt's US Securities and Exchange Commission Experience 1975 - 1978
Job Chief Executive Officer at Kalorama Partners, LLC
Industry Legal Services
Experience
Kalorama Partners, LLC April 2003 - Present
U.S. Securities & Exchange Commission 2001 - 2003
Fried, Frank, Harris, Shriver & Jacobson 1978 - 2001
Fried Frank 1978 - 2001
Fried Frank 1978 - 2001
Fried Frank 1978 - 2001
US Securities and Exchange Commission 1975 - 1978
U.S. Securities and Exchange Commission 1973 - 1975
U.S. Securities and Exchange Commission 1972 - 1973
Skills
Corporate Governance, Securities, Corporate Law, Mergers & Acquisitions, Litigation, Internal Investigations, Private Equity, Due Diligence, Commercial Litigation, Legal Research, Hedge Funds, Capital Markets, Securities Regulation, Arbitration, Private Placements, International Law, Joint Ventures, Corporate Finance, Civil Litigation, Legal Writing, Fraud, Privacy Law, Mergers, Private Investigations, IPO, Investments, Forensic Accounting, FCPA, Risk Management, Securities Litigation, Venture Capital
Education
St. John's University School of Law
LL.D (Hon.) (2002)
St. John's University School of Law 1965 — 1968
Juris Doctor (J.D.)
City University of New York-Brooklyn College 1961 — 1965
BA, Political Science, Urbanism
Kalorama Partners, LLC April 2003 - Present
U.S. Securities & Exchange Commission 2001 - 2003
Fried, Frank, Harris, Shriver & Jacobson 1978 - 2001
Fried Frank 1978 - 2001
Fried Frank 1978 - 2001
Fried Frank 1978 - 2001
US Securities and Exchange Commission 1975 - 1978
U.S. Securities and Exchange Commission 1973 - 1975
U.S. Securities and Exchange Commission 1972 - 1973
Skills
Corporate Governance, Securities, Corporate Law, Mergers & Acquisitions, Litigation, Internal Investigations, Private Equity, Due Diligence, Commercial Litigation, Legal Research, Hedge Funds, Capital Markets, Securities Regulation, Arbitration, Private Placements, International Law, Joint Ventures, Corporate Finance, Civil Litigation, Legal Writing, Fraud, Privacy Law, Mergers, Private Investigations, IPO, Investments, Forensic Accounting, FCPA, Risk Management, Securities Litigation, Venture Capital
Education
St. John's University School of Law
LL.D (Hon.) (2002)
St. John's University School of Law 1965 — 1968
Juris Doctor (J.D.)
City University of New York-Brooklyn College 1961 — 1965
BA, Political Science, Urbanism
Al Day's US Securities and Exchange Commission Experience 2012 - Present
Job Assistant Chief Litigation Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission 2012 - Present
Ropes & Gray LLP 2008 - 2012
Stoel Rives LLP 2003 - 2008
U.S. District Court for the Northern District of New York 2002 - 2003
Skills
Trial Practice, Securities Enforcement, FCPA, Internal Investigations, Securities Litigation, Alternative Dispute..., Bankruptcy, Business Litigation, Civil Litigation, Appeals, Mediation, Legal Compliance, Securities Regulation, Litigation
Education
Cornell Law School 1999 — 2002
JD cum laude, Law
Trinity College 1990 — 1994
BA, Public Policy
U.S. Securities and Exchange Commission 2012 - Present
Ropes & Gray LLP 2008 - 2012
Stoel Rives LLP 2003 - 2008
U.S. District Court for the Northern District of New York 2002 - 2003
Skills
Trial Practice, Securities Enforcement, FCPA, Internal Investigations, Securities Litigation, Alternative Dispute..., Bankruptcy, Business Litigation, Civil Litigation, Appeals, Mediation, Legal Compliance, Securities Regulation, Litigation
Education
Cornell Law School 1999 — 2002
JD cum laude, Law
Trinity College 1990 — 1994
BA, Public Policy
Robert Fishman's US Securities and Exchange Commission Experience August 2010 - December 2012
Job Senior Associate Director at Federal Housing Finance Agency
Industry Financial Services
Experience
Federal Housing Finance Agency May 2014 - Present
Federal Housing Finance Agency December 2012 - May 2014
U.S. Securities and Exchange Commission August 2010 - December 2012
Ginnie Mae September 2009 - July 2010
Freddie Mac November 2008 - September 2009
Freddie Mac May 2008 - November 2008
Freddie Mac March 2007 - May 2008
Freddie Mac February 2005 - March 2007
Freddie Mac August 2002 - February 2005
Freddie Mac January 1999 - August 2002
Education
Cornell University 1982 — 1984
MILR, Labor Economics
University at Albany, SUNY 1978 — 1982
BA, History, Political Science, Economics
Federal Housing Finance Agency May 2014 - Present
Federal Housing Finance Agency December 2012 - May 2014
U.S. Securities and Exchange Commission August 2010 - December 2012
Ginnie Mae September 2009 - July 2010
Freddie Mac November 2008 - September 2009
Freddie Mac May 2008 - November 2008
Freddie Mac March 2007 - May 2008
Freddie Mac February 2005 - March 2007
Freddie Mac August 2002 - February 2005
Freddie Mac January 1999 - August 2002
Education
Cornell University 1982 — 1984
MILR, Labor Economics
University at Albany, SUNY 1978 — 1982
BA, History, Political Science, Economics
Zachary Gorman's US Securities and Exchange Commission Experience September 2014 - November 2014
Job Law Clerk at Law Offices of Arthur Pomerantz
Industry Law Practice
Experience
Law Offices of Arthur Pomerantz September 2014 - Present
U.S. Securities and Exchange Commission September 2014 - November 2014
Ballard Spahr LLP May 2014 - July 2014
Aon 2012 - 2014
The Investment Fund for Foundations 2008 - 2011
Education
Temple University - James E. Beasley School of Law 2011 — 2015
College of the Holy Cross 2004 — 2008
Economics
Law Offices of Arthur Pomerantz September 2014 - Present
U.S. Securities and Exchange Commission September 2014 - November 2014
Ballard Spahr LLP May 2014 - July 2014
Aon 2012 - 2014
The Investment Fund for Foundations 2008 - 2011
Education
Temple University - James E. Beasley School of Law 2011 — 2015
College of the Holy Cross 2004 — 2008
Economics
Julien Barbey's US Securities and Exchange Commission Experience June 2014 - August 2014
Job Law Student at Fordham Law School
Industry International Affairs
Experience
K&L Gates May 2015 - July 2015
U.S. Securities and Exchange Commission June 2014 - August 2014
Physicians for Human Rights January 2013 - June 2013
UNDP January 2012 - August 2012
United States Attorney's Office July 2009 - October 2011
Skills
French (written &..., Excel, Stata, Conflict Resolution, Spanish, Research, PowerPoint, Policy Analysis, Microsoft Excel, Financial Analysis, Microsoft Office, French, Public Policy, Microsoft Word, Social Media, Data Analysis
Education
Fordham University School of Law 2013 — 2016
Juris Doctor (J.D.)
Columbia University - School of International and Public Affairs 2011 — 2013
Master's Degree, International Finance & Economic Policy
Columbia University in the City of New York 2005 — 2009
Bachelor of Arts, History & Film Studies
St. Albans School 1996 — 2005
High School Diploma
K&L Gates May 2015 - July 2015
U.S. Securities and Exchange Commission June 2014 - August 2014
Physicians for Human Rights January 2013 - June 2013
UNDP January 2012 - August 2012
United States Attorney's Office July 2009 - October 2011
Skills
French (written &..., Excel, Stata, Conflict Resolution, Spanish, Research, PowerPoint, Policy Analysis, Microsoft Excel, Financial Analysis, Microsoft Office, French, Public Policy, Microsoft Word, Social Media, Data Analysis
Education
Fordham University School of Law 2013 — 2016
Juris Doctor (J.D.)
Columbia University - School of International and Public Affairs 2011 — 2013
Master's Degree, International Finance & Economic Policy
Columbia University in the City of New York 2005 — 2009
Bachelor of Arts, History & Film Studies
St. Albans School 1996 — 2005
High School Diploma
Catherine Lifeso's US Securities and Exchange Commission Experience September 2007 - Present
Job Senior Counsel, Asset Management Unit, SEC
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2007 - Present
Davis Polk & Wardwell LLP September 2001 - July 2007
Education
Columbia University in the City of New York 1997 — 2000
Juris Doctor (J.D.)
Yale University 1991 — 1995
Bachelor’s Degree, History
U.S. Securities and Exchange Commission September 2007 - Present
Davis Polk & Wardwell LLP September 2001 - July 2007
Education
Columbia University in the City of New York 1997 — 2000
Juris Doctor (J.D.)
Yale University 1991 — 1995
Bachelor’s Degree, History
Samuel Zeidman's US Securities and Exchange Commission Experience May 2011 - July 2011
Job Associate at Davis Polk & Wardwell LLP
Industry Law Practice
Experience
Davis Polk & Wardwell LLP November 2012 - Present
International Committee of the Red Cross (ICRC) September 2011 - December 2011
U.S. Securities and Exchange Commission May 2011 - July 2011
U.S. Court of International Trade September 2010 - December 2010
Lycée Polyvalent Louis Armand, Académie de Grenoble September 2008 - May 2009
Education
Columbia University School of Law 2010 — 2012
J.D.
Rutgers University School of Law - Camden 2009 — 2010
J.D.
Rutgers University-New Brunswick 2004 — 2008
BA, Political Science, French, Philosophy
Davis Polk & Wardwell LLP November 2012 - Present
International Committee of the Red Cross (ICRC) September 2011 - December 2011
U.S. Securities and Exchange Commission May 2011 - July 2011
U.S. Court of International Trade September 2010 - December 2010
Lycée Polyvalent Louis Armand, Académie de Grenoble September 2008 - May 2009
Education
Columbia University School of Law 2010 — 2012
J.D.
Rutgers University School of Law - Camden 2009 — 2010
J.D.
Rutgers University-New Brunswick 2004 — 2008
BA, Political Science, French, Philosophy
Patricia (Grant) Mets's US Securities and Exchange Commission Experience February 2012 - May 2012
Job Corporate Associate at Goodwin Procter
Industry Law Practice
Experience
Goodwin Procter LLP October 2012 - Present
U.S. Securities and Exchange Commission February 2012 - May 2012
U.S. Department of Justice June 2011 - July 2011
Federal Trade Commission May 2011 - June 2011
Georgia Family Council May 2009 - July 2009
Skills
Corporate Law, Financial Regulation, Antitrust Law, Public Policy, Policy Analysis, Research, Nonprofits, Policy, Government, Legal Writing, Stata
Education
Northwestern University 2010 — 2012
Doctor of Law (JD)
College of Charleston 2005 — 2009
B.S., Economics
Goodwin Procter LLP October 2012 - Present
U.S. Securities and Exchange Commission February 2012 - May 2012
U.S. Department of Justice June 2011 - July 2011
Federal Trade Commission May 2011 - June 2011
Georgia Family Council May 2009 - July 2009
Skills
Corporate Law, Financial Regulation, Antitrust Law, Public Policy, Policy Analysis, Research, Nonprofits, Policy, Government, Legal Writing, Stata
Education
Northwestern University 2010 — 2012
Doctor of Law (JD)
College of Charleston 2005 — 2009
B.S., Economics
Paula John, CPA's US Securities and Exchange Commission Experience 2013 - Present
Job Staff Accountant at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission 2013 - Present
ING 2007 - 2011
MetLife 2006 - 2007
Morgan Stanley Investment Management 2003 - 2006
Ernst and Young LLP January 1999 - February 2003
Education
City University of New York-Brooklyn College
U.S. Securities and Exchange Commission 2013 - Present
ING 2007 - 2011
MetLife 2006 - 2007
Morgan Stanley Investment Management 2003 - 2006
Ernst and Young LLP January 1999 - February 2003
Education
City University of New York-Brooklyn College
Ezekiel Couch's US Securities and Exchange Commission Experience January 2015 - May 2015
Job JD Candidate at Columbia Law School
Industry Legal Services
Experience
U.S. Securities and Exchange Commission January 2015 - May 2015
Bank of America September 2012 - July 2013
Bank of America May 2010 - September 2012
Bank of America January 2010 - May 2010
Bank of America June 2008 - January 2010
Morgan Keegan & Co June 2007 - August 2007
Skills
Financial Modeling, Financial Analysis, Bloomberg, Credit Analysis, Investment Banking, Corporate Finance, Credit, Mergers & Acquisitions, Portfolio Management, Credit Risk
Education
Columbia University School of Law 2013 — 2016
Doctor of Law (J.D.)
Wayne Calloway School of Business and Accountancy 2006 — 2008
Bachelor of Science, Finance
Wake Forest University 2004 — 2008
BS, Finance
U.S. Securities and Exchange Commission January 2015 - May 2015
Bank of America September 2012 - July 2013
Bank of America May 2010 - September 2012
Bank of America January 2010 - May 2010
Bank of America June 2008 - January 2010
Morgan Keegan & Co June 2007 - August 2007
Skills
Financial Modeling, Financial Analysis, Bloomberg, Credit Analysis, Investment Banking, Corporate Finance, Credit, Mergers & Acquisitions, Portfolio Management, Credit Risk
Education
Columbia University School of Law 2013 — 2016
Doctor of Law (J.D.)
Wayne Calloway School of Business and Accountancy 2006 — 2008
Bachelor of Science, Finance
Wake Forest University 2004 — 2008
BS, Finance
Sherry McGalliard's US Securities and Exchange Commission Experience December 2014 - Present
Job Paralegal at United States Securities & Exhange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission December 2014 - Present
Epic Andalusians 2012 - 2015
Oncor Electric Delivery November 2011 - December 2014
Western Litigation, Inc. April 2009 - June 2010
Willingham & Cote October 2004 - June 2006
Hubbard, Fox, White, Thomas & Bengston February 2004 - June 2004
Jones, Turner & Liu January 2002 - August 2003
Law Office of Mark A. Kompa 1994 - 1996
Skills
Legal Research, Litigation, Civil Litigation, Courts, Liability, Medical Malpractice, Notary Public, Trials, Mediation, Bankruptcy, Commercial Litigation, Personal Injury, Arbitration, Litigation Management, Legal Assistance, Real Estate
Education
Chapman University 1993 — 1993
Certificate, Paralegal Certificate
Santa Ana College 1991 — 1992
General
U.S. Securities and Exchange Commission December 2014 - Present
Epic Andalusians 2012 - 2015
Oncor Electric Delivery November 2011 - December 2014
Western Litigation, Inc. April 2009 - June 2010
Willingham & Cote October 2004 - June 2006
Hubbard, Fox, White, Thomas & Bengston February 2004 - June 2004
Jones, Turner & Liu January 2002 - August 2003
Law Office of Mark A. Kompa 1994 - 1996
Skills
Legal Research, Litigation, Civil Litigation, Courts, Liability, Medical Malpractice, Notary Public, Trials, Mediation, Bankruptcy, Commercial Litigation, Personal Injury, Arbitration, Litigation Management, Legal Assistance, Real Estate
Education
Chapman University 1993 — 1993
Certificate, Paralegal Certificate
Santa Ana College 1991 — 1992
General
Daryl Kleiman's US Securities and Exchange Commission Experience May 2013 - August 2013
Job ThirdYear Law Student at New York University School of Law
Industry Law Practice
Experience
Hogan Lovells May 2014 - July 2014
U.S. Securities and Exchange Commission May 2013 - August 2013
Stone Bonner & Rocco LLP January 2010 - May 2012
Detroit Tigers April 2009 - November 2009
Columbia University September 2005 - May 2008
HIT Entertainment June 2007 - August 2007
Church Street School of Music and Art May 2006 - August 2006
Skills
Sports Industry, Entertainment Industry, Business Strategy, Business Development, Securities Litigation, Commercial Litigation, Corporate Law, Legal Research, Legal Writing, Mergers & Acquisitions, Employment Law, Information Technology, Diversity & Inclusion..., Women Leaders, Project Management
Education
New York University School of Law 2012 — 2015
Juris Doctor (J.D.)
Columbia University in the City of New York 2004 — 2008
Bachelor's Degree, Mathematics, Music
The Brearley School 1997 — 2004
High School
Hogan Lovells May 2014 - July 2014
U.S. Securities and Exchange Commission May 2013 - August 2013
Stone Bonner & Rocco LLP January 2010 - May 2012
Detroit Tigers April 2009 - November 2009
Columbia University September 2005 - May 2008
HIT Entertainment June 2007 - August 2007
Church Street School of Music and Art May 2006 - August 2006
Skills
Sports Industry, Entertainment Industry, Business Strategy, Business Development, Securities Litigation, Commercial Litigation, Corporate Law, Legal Research, Legal Writing, Mergers & Acquisitions, Employment Law, Information Technology, Diversity & Inclusion..., Women Leaders, Project Management
Education
New York University School of Law 2012 — 2015
Juris Doctor (J.D.)
Columbia University in the City of New York 2004 — 2008
Bachelor's Degree, Mathematics, Music
The Brearley School 1997 — 2004
High School
James Maclean's US Securities and Exchange Commission Experience September 2015 - Present
Job AttorneyAdviser at U.S. Securities and Exchange Commission
Industry Investment Management
Experience
U.S. Securities and Exchange Commission September 2015 - Present
Cordium March 2010 - August 2015
Seward & Kissel LLP September 2006 - January 2010
Seward & Kissel LLP May 2005 - August 2005
Skills
Hedge Funds, Private Equity, Securities, Securities Regulation, Alternative Investments
Education
University of Michigan Law School 2003 — 2006
JD
Columbia College (NY) 1999 — 2003
BA, Economics, French
U.S. Securities and Exchange Commission September 2015 - Present
Cordium March 2010 - August 2015
Seward & Kissel LLP September 2006 - January 2010
Seward & Kissel LLP May 2005 - August 2005
Skills
Hedge Funds, Private Equity, Securities, Securities Regulation, Alternative Investments
Education
University of Michigan Law School 2003 — 2006
JD
Columbia College (NY) 1999 — 2003
BA, Economics, French
Natalie Brunson's US Securities and Exchange Commission Experience February 2010 - Present
Job Securities Law
Industry Law Practice
Experience
U.S. Securities and Exchange Commission February 2010 - Present
Nelson Mullins LLP January 2004 - February 2010
King & Spalding LLP September 2001 - January 2004
Education
Tulane University Law School 1998 — 2001
J.D.
Clemson University 1994 — 1997
B.A., Political Science and Speech and Communication Studies
U.S. Securities and Exchange Commission February 2010 - Present
Nelson Mullins LLP January 2004 - February 2010
King & Spalding LLP September 2001 - January 2004
Education
Tulane University Law School 1998 — 2001
J.D.
Clemson University 1994 — 1997
B.A., Political Science and Speech and Communication Studies
Grant Swanson's US Securities and Exchange Commission Experience August 2011 - December 2011
Job Attorney at Office of the Comptroller of the Currency
Industry Law Practice
Experience
Office of the Comptroller of the Currency August 2012 - Present
U.S. Securities and Exchange Commission August 2011 - December 2011
Office of the Comptroller of the Currency May 2011 - August 2011
U.S. District Court for Central District of Illinois May 2010 - July 2010
Grant Thornton August 2009 - August 2009
Grant Thornton September 2007 - August 2009
Skills
Auditing, Accounting, Financial Statements, CPA, Legal Writing, Legal Research, Westlaw, Litigation, Corporate Law, Research, Management, Intellectual Property, Civil Litigation, Appeals, Mediation, Courts, Legal Assistance, Due Diligence, SEC filings
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2009 — 2012
Juris Doctor, Law
University of Illinois at Urbana-Champaign 2004 — 2007
Masters, Accounting Science
University of Illinois at Urbana-Champaign 2004 — 2006
Bachelor of Science, Accounting
Office of the Comptroller of the Currency August 2012 - Present
U.S. Securities and Exchange Commission August 2011 - December 2011
Office of the Comptroller of the Currency May 2011 - August 2011
U.S. District Court for Central District of Illinois May 2010 - July 2010
Grant Thornton August 2009 - August 2009
Grant Thornton September 2007 - August 2009
Skills
Auditing, Accounting, Financial Statements, CPA, Legal Writing, Legal Research, Westlaw, Litigation, Corporate Law, Research, Management, Intellectual Property, Civil Litigation, Appeals, Mediation, Courts, Legal Assistance, Due Diligence, SEC filings
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2009 — 2012
Juris Doctor, Law
University of Illinois at Urbana-Champaign 2004 — 2007
Masters, Accounting Science
University of Illinois at Urbana-Champaign 2004 — 2006
Bachelor of Science, Accounting
Anetria Connell's US Securities and Exchange Commission Experience January 2004 - April 2004
Job Vice President, Professional Bank Services, Inc.
Industry Law Practice
Experience
Professional Bank Services August 2013 - Present
Kentucky Department of Financial Institutions February 2011 - July 2013
Goldberg Simpson LLC October 2010 - January 2011
Stoll Keenon Ogden PLLC January 2005 - January 2008
U.S. Securities and Exchange Commission January 2004 - April 2004
Multistate Tax Commission May 2003 - August 2003
U.S. Department of Justice, Tax Division, Appellate Office January 2003 - May 2003
The George Washington University Law School May 2002 - October 2002
Baker & McKenzie June 1999 - August 2001
Education
The George Washington University Law School 2001 — 2004
J.D.
Carleton College 1995 — 1999
B.A, International Relations; Political Economy
Professional Bank Services August 2013 - Present
Kentucky Department of Financial Institutions February 2011 - July 2013
Goldberg Simpson LLC October 2010 - January 2011
Stoll Keenon Ogden PLLC January 2005 - January 2008
U.S. Securities and Exchange Commission January 2004 - April 2004
Multistate Tax Commission May 2003 - August 2003
U.S. Department of Justice, Tax Division, Appellate Office January 2003 - May 2003
The George Washington University Law School May 2002 - October 2002
Baker & McKenzie June 1999 - August 2001
Education
The George Washington University Law School 2001 — 2004
J.D.
Carleton College 1995 — 1999
B.A, International Relations; Political Economy
Erik Aschenbrenner's US Securities and Exchange Commission Experience 1975 - 1983
Job Founder and CEO of Compliance, Regulatory, and Risk Management Consulting Products and Services Firm
Industry Financial Services
Experience
Compliance, Regulatory and Risk Management Consultant 2009 - Present
National Compliance Services, Inc. 2008 - 2009
The Response Companies 2002 - 2007
BlueStone Capital Partners/Trade.com Online Securities, Inc. 1999 - 2001
FINRA (f/k/a NASD Regulation, Inc.) 1997 - 1999
NationsBank Corporation (n/k/a Bank of America) 1996 - 1997
Oppenheimer & Co., Inc. (n/k/a CIBC World Markets Corp.) 1993 - 1996
Equitable Life (n/k/a AXA Financial) 1986 - 1993
Integrated Resources, Inc. 1983 - 1986
U.S. Securities and Exchange Commission 1975 - 1983
Skills
Securities, Hedge Funds, Investment Banking, FINRA, Financial Regulation, Mutual Funds, Broker-Dealer, Capital Markets, Insurance, Securities Regulation, Risk Management, Private Equity, Regulatory Compliance, Compliance Management, Registered Investment..., SEC, Equities, Financial Services, Investments
Education
St. John's University School of Law 1971 — 1974
J.D., Law
The George Washington University National Law Center 1970 — 1971
Law
Colgate University 1966 — 1970
Bachelor of Arts, Political Science, Pre-Law, Sociology
Compliance, Regulatory and Risk Management Consultant 2009 - Present
National Compliance Services, Inc. 2008 - 2009
The Response Companies 2002 - 2007
BlueStone Capital Partners/Trade.com Online Securities, Inc. 1999 - 2001
FINRA (f/k/a NASD Regulation, Inc.) 1997 - 1999
NationsBank Corporation (n/k/a Bank of America) 1996 - 1997
Oppenheimer & Co., Inc. (n/k/a CIBC World Markets Corp.) 1993 - 1996
Equitable Life (n/k/a AXA Financial) 1986 - 1993
Integrated Resources, Inc. 1983 - 1986
U.S. Securities and Exchange Commission 1975 - 1983
Skills
Securities, Hedge Funds, Investment Banking, FINRA, Financial Regulation, Mutual Funds, Broker-Dealer, Capital Markets, Insurance, Securities Regulation, Risk Management, Private Equity, Regulatory Compliance, Compliance Management, Registered Investment..., SEC, Equities, Financial Services, Investments
Education
St. John's University School of Law 1971 — 1974
J.D., Law
The George Washington University National Law Center 1970 — 1971
Law
Colgate University 1966 — 1970
Bachelor of Arts, Political Science, Pre-Law, Sociology
Tracey McNeil's US Securities and Exchange Commission Experience September 2014 - Present
Job Ombudsman at U.S. Securities and Exchange Commission
Industry Capital Markets
Experience
U.S. Securities and Exchange Commission September 2014 - Present
U.S. Securities and Exchange Commission November 2013 - September 2014
U.S. Securities and Exchange Commission July 2011 - November 2013
U.S. Securities and Exchange Commission September 2008 - May 2011
Skills
Securities, Legal Writing, Capital Markets, Corporate Finance, Securities Offerings, Securities Regulation, Legal Research, Corporate Law
Education
Fordham University School of Law
JD
Columbia University - Graduate School of Architecture, Planning and Preservation
MS
Cornell University
BS
U.S. Securities and Exchange Commission September 2014 - Present
U.S. Securities and Exchange Commission November 2013 - September 2014
U.S. Securities and Exchange Commission July 2011 - November 2013
U.S. Securities and Exchange Commission September 2008 - May 2011
Skills
Securities, Legal Writing, Capital Markets, Corporate Finance, Securities Offerings, Securities Regulation, Legal Research, Corporate Law
Education
Fordham University School of Law
JD
Columbia University - Graduate School of Architecture, Planning and Preservation
MS
Cornell University
BS
Christopher Van Pelt's US Securities and Exchange Commission Experience May 2015 - August 2015
Job Summer Legal Intern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2015 - August 2015
Financial Industry Regulatory Authority (FINRA) January 2015 - May 2015
INTL FCStone Inc. August 2014 - December 2014
Cook County Government August 2014 - December 2014
Chicago Stock Exchange Compliance Department May 2014 - August 2014
Institute for Compliance, Chicago Kent College of Law May 2014 - August 2014
DePaul University Economics Department September 2011 - June 2012
Perritt Capital Management June 2011 - February 2012
Marco Consulting Group 2011 - 2011
Skills
Economics, Data Analysis, Econometrics, Statistics, Stata, Economic Research, Policy, Research, Quantitative Analytics, Public Policy, Policy Analysis, Quantitative Research, Securities, Securities Regulation, Financial Economics, Public Speaking
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2013 — 2016
Doctor of Law (J.D.)
DePaul University - Charles H. Kellstadt Graduate School of Business 2011 — 2012
Masters of Science in Economics and Policy Analysis, with distinction
DePaul University 2007 — 2011
Bachelor of Science, cum laude, Economics
U.S. Securities and Exchange Commission May 2015 - August 2015
Financial Industry Regulatory Authority (FINRA) January 2015 - May 2015
INTL FCStone Inc. August 2014 - December 2014
Cook County Government August 2014 - December 2014
Chicago Stock Exchange Compliance Department May 2014 - August 2014
Institute for Compliance, Chicago Kent College of Law May 2014 - August 2014
DePaul University Economics Department September 2011 - June 2012
Perritt Capital Management June 2011 - February 2012
Marco Consulting Group 2011 - 2011
Skills
Economics, Data Analysis, Econometrics, Statistics, Stata, Economic Research, Policy, Research, Quantitative Analytics, Public Policy, Policy Analysis, Quantitative Research, Securities, Securities Regulation, Financial Economics, Public Speaking
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2013 — 2016
Doctor of Law (J.D.)
DePaul University - Charles H. Kellstadt Graduate School of Business 2011 — 2012
Masters of Science in Economics and Policy Analysis, with distinction
DePaul University 2007 — 2011
Bachelor of Science, cum laude, Economics
Jennifer Gaudette's US Securities and Exchange Commission Experience January 2013 - May 2013
Job Associate at Paul Hastings LLP
Industry Legal Services
Experience
Paul Hastings September 2014 - Present
Simpson Thacher & Bartlett LLP September 2013 - August 2014
U.S. Securities and Exchange Commission January 2013 - May 2013
Federal Reserve Bank of New York May 2011 - August 2011
Commodity Futures Trading Commission June 2009 - August 2009
The Charles Group March 2009 - May 2009
The Brookings Institution January 2009 - March 2009
American Bar Association March 2008 - June 2008
Skills
Westlaw, Government, Lexis, Due Diligence, Private Equity, Mergers & Acquisitions, Politics, International Relations, Community Outreach, Corporate Finance, Economics, Fundraising, PowerPoint, Microsoft Office
Education
Columbia University School of Law 2010 — 2013
JD
Dartmouth College 2006 — 2010
B.A., Government
Paul Hastings September 2014 - Present
Simpson Thacher & Bartlett LLP September 2013 - August 2014
U.S. Securities and Exchange Commission January 2013 - May 2013
Federal Reserve Bank of New York May 2011 - August 2011
Commodity Futures Trading Commission June 2009 - August 2009
The Charles Group March 2009 - May 2009
The Brookings Institution January 2009 - March 2009
American Bar Association March 2008 - June 2008
Skills
Westlaw, Government, Lexis, Due Diligence, Private Equity, Mergers & Acquisitions, Politics, International Relations, Community Outreach, Corporate Finance, Economics, Fundraising, PowerPoint, Microsoft Office
Education
Columbia University School of Law 2010 — 2013
JD
Dartmouth College 2006 — 2010
B.A., Government
James (Jake) Devereux's US Securities and Exchange Commission Experience December 2014 - March 2015
Job JD/MBA, Northeastern University
Industry Law Practice
Experience
U.S. Securities and Exchange Commission December 2014 - March 2015
CivicSolar June 2014 - August 2014
Greater Boston Legal Services May 2013 - August 2013
Stern Shapiro Weissberg & Garin December 2012 - February 2013
Juvenile Court Department, Suffolk County June 2012 - August 2012
City Year 2010 - 2011
Skills
Non-profits, Legal Writing, Legal Research, Research, Nonprofits, Westlaw, Microsoft Office, Policy Analysis, Editing, Fundraising, PowerPoint, Microsoft Excel
Education
Northeastern University School of Law 2011 — 2015
JD/MBA
Northeastern University D'Amore-McKim School of Business 2013 — 2015
JD/MBA
Carleton College 2006 — 2010
BA, History
U.S. Securities and Exchange Commission December 2014 - March 2015
CivicSolar June 2014 - August 2014
Greater Boston Legal Services May 2013 - August 2013
Stern Shapiro Weissberg & Garin December 2012 - February 2013
Juvenile Court Department, Suffolk County June 2012 - August 2012
City Year 2010 - 2011
Skills
Non-profits, Legal Writing, Legal Research, Research, Nonprofits, Westlaw, Microsoft Office, Policy Analysis, Editing, Fundraising, PowerPoint, Microsoft Excel
Education
Northeastern University School of Law 2011 — 2015
JD/MBA
Northeastern University D'Amore-McKim School of Business 2013 — 2015
JD/MBA
Carleton College 2006 — 2010
BA, History
Alexandra Rosen's US Securities and Exchange Commission Experience May 2014 - August 2014
Job J.D. Candidate at Columbia Law School
Industry Financial Services
Experience
Columbia Law School August 2013 - Present
Federal Trade Commission June 2015 - August 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
J.P. Morgan June 2012 - June 2013
Meredith Whitney Advisory Group June 2011 - April 2012
Meredith Whitney Advisory Group June 2010 - August 2010
GE Capital August 2009 - October 2009
BlogHer May 2009 - August 2009
Stride Gum, Cadbury LLC August 2007 - April 2009
Education
Columbia Law School 2013 — 2016
Doctor of Law (J.D.)
University of Pennsylvania 2007 — 2011
Bachelor of Arts
Columbia Law School August 2013 - Present
Federal Trade Commission June 2015 - August 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
J.P. Morgan June 2012 - June 2013
Meredith Whitney Advisory Group June 2011 - April 2012
Meredith Whitney Advisory Group June 2010 - August 2010
GE Capital August 2009 - October 2009
BlogHer May 2009 - August 2009
Stride Gum, Cadbury LLC August 2007 - April 2009
Education
Columbia Law School 2013 — 2016
Doctor of Law (J.D.)
University of Pennsylvania 2007 — 2011
Bachelor of Arts
Ismail Hassan's US Securities and Exchange Commission Experience May 2009 - December 2012
Job IT Specialist at URS Corporation
Industry Information Technology and Services
Experience
URS Corporation March 2013 - Present
U.S. Securities and Exchange Commission May 2009 - December 2012
Skills
Information Security, Project Management, E-Discovery Consulting, Security, IT Management, Disaster Recovery, IT Audit, SQL, Windows Server, Java, C++, Active Directory, Virtualization, Linux, Analysis, Information Security..., Testing, Windows, Ruby on Rails, Microsoft Office, Social Media, Teaching, Research, Change Management, FTK, EnCase, Troubleshooting, Eclipse, NetBeans
Education
Illinois Institute of Technology 2011 — 2012
Masters, Information Technology and Management, 3.78/4.0 GPA
Illinois Institute of Technology 2009 — 2011
Bachelors, Information Technology and Management, 3.79/4.0 GPA
College of DuPage 2006 — 2009
Associates in Arts, General Studies, 3.3/4.0 GPA
Kyoto International Academy 2008 — 2008
URS Corporation March 2013 - Present
U.S. Securities and Exchange Commission May 2009 - December 2012
Skills
Information Security, Project Management, E-Discovery Consulting, Security, IT Management, Disaster Recovery, IT Audit, SQL, Windows Server, Java, C++, Active Directory, Virtualization, Linux, Analysis, Information Security..., Testing, Windows, Ruby on Rails, Microsoft Office, Social Media, Teaching, Research, Change Management, FTK, EnCase, Troubleshooting, Eclipse, NetBeans
Education
Illinois Institute of Technology 2011 — 2012
Masters, Information Technology and Management, 3.78/4.0 GPA
Illinois Institute of Technology 2009 — 2011
Bachelors, Information Technology and Management, 3.79/4.0 GPA
College of DuPage 2006 — 2009
Associates in Arts, General Studies, 3.3/4.0 GPA
Kyoto International Academy 2008 — 2008
Jennifer Barrows's US Securities and Exchange Commission Experience May 2015 - July 2015
Job J.D. Candidate at Columbia Law School
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2015 - July 2015
Scarola Malone & Zubatov, LLP July 2012 - July 2014
Coalition for Asian American Children & Families July 2013 - December 2013
Yale Economic Review 2011 - 2012
Euro RSCG Worldwide PR June 2010 - August 2010
Kindred Healthcare May 2009 - August 2009
Education
Columbia Law School 2014 — 2017
Juris Doctor (J.D.)
Yale University 2008 — 2012
B.A., History, Cum Laude, with Distinction
U.S. Securities and Exchange Commission May 2015 - July 2015
Scarola Malone & Zubatov, LLP July 2012 - July 2014
Coalition for Asian American Children & Families July 2013 - December 2013
Yale Economic Review 2011 - 2012
Euro RSCG Worldwide PR June 2010 - August 2010
Kindred Healthcare May 2009 - August 2009
Education
Columbia Law School 2014 — 2017
Juris Doctor (J.D.)
Yale University 2008 — 2012
B.A., History, Cum Laude, with Distinction
Erik Sirri's US Securities and Exchange Commission Experience 2006 - 2009
Job Professor at Babson College
Industry Higher Education
Experience
Babson College January 1996 - Present
U.S. Securities and Exchange Commission 2006 - 2009
U.S. Securities and Exchange Commission 1996 - 1999
Harvard Business School 1989 - 1995
Education
UCLA 1984 — 1989
Doctor of Philosophy (PhD), Finance
UC Irvine 1982 — 1984
MBA, Finance, General
Caltech 1975 — 1979
BS, Astronomy
Babson College January 1996 - Present
U.S. Securities and Exchange Commission 2006 - 2009
U.S. Securities and Exchange Commission 1996 - 1999
Harvard Business School 1989 - 1995
Education
UCLA 1984 — 1989
Doctor of Philosophy (PhD), Finance
UC Irvine 1982 — 1984
MBA, Finance, General
Caltech 1975 — 1979
BS, Astronomy
Benjamin Kastner's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Summer Associate at Milbank, Tweed, Hadley & McCloy LLP
Industry Law Practice
Experience
Milbank, Tweed, Hadley & McCloy LLP May 2015 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
United States District Court May 2014 - July 2014
Merrill Lynch July 2011 - August 2011
Skills
Microsoft Office, PowerPoint, Microsoft Excel
Education
Columbia Law School 2013 — 2016
Juris Doctor (J.D.)
University of Maryland College Park 2008 — 2012
Bachelor of Science (BS), Finance, General
Milbank, Tweed, Hadley & McCloy LLP May 2015 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
United States District Court May 2014 - July 2014
Merrill Lynch July 2011 - August 2011
Skills
Microsoft Office, PowerPoint, Microsoft Excel
Education
Columbia Law School 2013 — 2016
Juris Doctor (J.D.)
University of Maryland College Park 2008 — 2012
Bachelor of Science (BS), Finance, General
Danielle Sallah's US Securities and Exchange Commission Experience April 2008 - Present
Job Senior Attorney, Division of Enforcement, U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission April 2008 - Present
Arkin Kaplan Rice LLP October 2003 - April 2008
King & Spalding September 1999 - October 2003
Skills
Investigation, White Collar Criminal..., Securities Fraud, Securities Regulation, Securities Litigation, Internal Controls, Litigation, Fraud, Civil Litigation, Pleadings, Mediation
Education
Saint John's University School of Law 1996 — 1999
Doctor of Law (J.D.), Law
Clemson University 1992 — 1996
Bachelor of Arts (B.A.), Political Science and Government
U.S. Securities and Exchange Commission April 2008 - Present
Arkin Kaplan Rice LLP October 2003 - April 2008
King & Spalding September 1999 - October 2003
Skills
Investigation, White Collar Criminal..., Securities Fraud, Securities Regulation, Securities Litigation, Internal Controls, Litigation, Fraud, Civil Litigation, Pleadings, Mediation
Education
Saint John's University School of Law 1996 — 1999
Doctor of Law (J.D.), Law
Clemson University 1992 — 1996
Bachelor of Arts (B.A.), Political Science and Government
Rachel Izower-Fadde's US Securities and Exchange Commission Experience 2000 - 2005
Job Principal of Law Office of Rachel IzowerFadde, PLLC
Industry Law Practice
Experience
Feldman & Associates, PLLC April 2014 - Present
Law Office of Rachel Izower-Fadde, PLLC April 2014 - Present
Greenberg Traurig, LLP 2010 - April 2014
Greenberg Traurig, LLP 2005 - 2010
U.S. Securities and Exchange Commission 2000 - 2005
Skills
Complex commercial..., Securities and..., Securities and tax...
Education
Columbia University School of Law 1997 — 2000
Doctor of Law (JD)
State University of New York at Binghamton 1993 — 1996
Bachelor of Arts (B.A.), Economics and Political Science
Feldman & Associates, PLLC April 2014 - Present
Law Office of Rachel Izower-Fadde, PLLC April 2014 - Present
Greenberg Traurig, LLP 2010 - April 2014
Greenberg Traurig, LLP 2005 - 2010
U.S. Securities and Exchange Commission 2000 - 2005
Skills
Complex commercial..., Securities and..., Securities and tax...
Education
Columbia University School of Law 1997 — 2000
Doctor of Law (JD)
State University of New York at Binghamton 1993 — 1996
Bachelor of Arts (B.A.), Economics and Political Science
Charlotte Fulton's US Securities and Exchange Commission Experience September 2012 - Present
Job
Industry Research
Experience
U.S. Securities and Exchange Commission September 2012 - Present
Education
Capella University 2010 — 2016
Doctor of Philosophy (PhD)
Columbia Union College, Maryland 2004 — 2007
BSBA and Master's degree
U.S. Securities and Exchange Commission September 2012 - Present
Education
Capella University 2010 — 2016
Doctor of Philosophy (PhD)
Columbia Union College, Maryland 2004 — 2007
BSBA and Master's degree
Joseph Hansen's US Securities and Exchange Commission Experience 2009 - 2009
Job Senior Associate at KPMG US
Industry Accounting
Experience
KPMG US 2011 - Present
U.S. Securities and Exchange Commission 2009 - 2009
U.S. Securities and Exchange Commission 2009 - 2009
Education
New York University School of Law
Master of Laws (LL.M.), Taxation
Cornell Law School
Doctor of Law (J.D.)
University of Idaho
Master's degree, Accounting
University of Idaho
Bachelor's degree
Case Western Reserve University School of Law
KPMG US 2011 - Present
U.S. Securities and Exchange Commission 2009 - 2009
U.S. Securities and Exchange Commission 2009 - 2009
Education
New York University School of Law
Master of Laws (LL.M.), Taxation
Cornell Law School
Doctor of Law (J.D.)
University of Idaho
Master's degree, Accounting
University of Idaho
Bachelor's degree
Case Western Reserve University School of Law
Christopher Yen's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Law Student at Washington University in St. Louis School of Law
Industry Law Practice
Experience
Washington University in St. Louis School of Law August 2013 - Present
Covington & Burling LLP May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Public Defender Service January 2013 - April 2013
M/s Tito Isaac & Co LLP 2011 - 2012
Skills
Legal Research
Education
Washington University in St. Louis School of Law 2013 — 2016
Juris Doctor (J.D.)
University of Maryland College Park 2009 — 2011
Bachelor's Degree, Economics/History
Case Western Reserve University 2007 — 2008
Richard Montgomery 2004 — 2007
High School
Washington University in St. Louis School of Law August 2013 - Present
Covington & Burling LLP May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Public Defender Service January 2013 - April 2013
M/s Tito Isaac & Co LLP 2011 - 2012
Skills
Legal Research
Education
Washington University in St. Louis School of Law 2013 — 2016
Juris Doctor (J.D.)
University of Maryland College Park 2009 — 2011
Bachelor's Degree, Economics/History
Case Western Reserve University 2007 — 2008
Richard Montgomery 2004 — 2007
High School
Lance Jasper's US Securities and Exchange Commission Experience March 2013 - Present
Job Senior Counsel at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission March 2013 - Present
Munger, Tolles & Olson LLP 2008 - 2013
U.S. Court of Appeals, Ninth Circuit 2007 - 2008
U.S. District Court, S.D.N.Y. 2006 - 2007
Education
Harvard University, John F. Kennedy School of Government 2004 — 2006
Master of Public Administration (M.P.A.)
Columbia Law School 2003 — 2006
Doctor of Law (J.D.), James Kent Scholar
Boston College 1998 — 2002
Bachelor of Arts (B.A.), Psychology, Summa cum laude, Scholar of the College
U.S. Securities and Exchange Commission March 2013 - Present
Munger, Tolles & Olson LLP 2008 - 2013
U.S. Court of Appeals, Ninth Circuit 2007 - 2008
U.S. District Court, S.D.N.Y. 2006 - 2007
Education
Harvard University, John F. Kennedy School of Government 2004 — 2006
Master of Public Administration (M.P.A.)
Columbia Law School 2003 — 2006
Doctor of Law (J.D.), James Kent Scholar
Boston College 1998 — 2002
Bachelor of Arts (B.A.), Psychology, Summa cum laude, Scholar of the College
Department of Veterans Affairs
US Census Bureau
U.S. Department of Veterans Affairs
FDA
USAID
US Fish and Wildlife Service
TSA
Defense Logistics Agency