US Securities and Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Jurisdiction: United States of America Employees: 4,301 (2015) Headquarters: Washington, D.C., United States Founder: Franklin D. Roosevelt Founded: 6 June 1934
US Securities and Exchange Commission List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at US Securities and Exchange Commission. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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US Securities and Exchange Commission Employees
Employee
Years
Job
Industry
Julie Bell Lindsay Julie Bell Lindsay's US Securities and Exchange Commission Experience November 2002 - December 2005
Job Managing Director and General Counsel of Capital Markets and Corporate Reporting at Citigroup Inc.
Industry Financial Services
Experience
Citigroup Inc. February 2009 - Present
Hogan Lovells January 2006 - January 2009
US Securities and Exchange Commission November 2002 - December 2005
Wilson Sonsini Goodrich & Rosati November 1996 - November 2002
Skills
Team Management, High Organizational..., Legal Writing, Securities Regulation, Securities, Corporate Governance, Corporate Law, Private Equity
Education
Vanderbilt University Law School 1993 — 1996
Juris Doctorate
The Ohio State University 1989 — 1993
Bachelor of Arts (BA), Political Science and Economics, Summa cum laude, Phi Beta Kappa
Citigroup Inc. February 2009 - Present
Hogan Lovells January 2006 - January 2009
US Securities and Exchange Commission November 2002 - December 2005
Wilson Sonsini Goodrich & Rosati November 1996 - November 2002
Skills
Team Management, High Organizational..., Legal Writing, Securities Regulation, Securities, Corporate Governance, Corporate Law, Private Equity
Education
Vanderbilt University Law School 1993 — 1996
Juris Doctorate
The Ohio State University 1989 — 1993
Bachelor of Arts (BA), Political Science and Economics, Summa cum laude, Phi Beta Kappa
Christine Lehman Christine Lehman's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Associate at Kirkland & Ellis LLP
Industry Law Practice
Experience
Kirkland & Ellis LLP October 2014 - Present
US Securities and Exchange Commission May 2013 - August 2013
Ozark Regional Land Trust May 2012 - August 2012
Skills
Legal Research, Westlaw, Legal Writing
Education
Washington University in St. Louis 2011 — 2014
J.D.
The Ohio State University 2006 — 2011
B.A, History and Economics
Kirkland & Ellis LLP October 2014 - Present
US Securities and Exchange Commission May 2013 - August 2013
Ozark Regional Land Trust May 2012 - August 2012
Skills
Legal Research, Westlaw, Legal Writing
Education
Washington University in St. Louis 2011 — 2014
J.D.
The Ohio State University 2006 — 2011
B.A, History and Economics
Lauren Wetherington Lauren Wetherington's US Securities and Exchange Commission Experience January 2012 - May 2012
Job Senior Consultant at Protiviti: Global Consulting in Business, IT, Risk & Internal Audit
Industry Financial Services
Experience
Protiviti December 2013 - Present
Athens-Clarke County Attorney's Office January 2013 - May 2013
BARBRI Inc. August 2012 - May 2013
University of Georgia School of Law August 2012 - May 2013
Japanese Exchange and Teaching Program February 2013 - February 2013
Clayton County District Attorney's Office May 2012 - August 2012
US Securities and Exchange Commission January 2012 - May 2012
University of Georgia Research Foundation May 2011 - December 2011
Japanese Exchange and Teaching Program (JET) July 2008 - July 2010
American Eagle Outfitters May 2005 - July 2008
Skills
Research, Legal Research, Legal Writing, Legal Issues, Westlaw, Lexis, Event Planning, Analysis, Teaching, Fundraising, Retail Sales, Marketing Communications, Legal Compliance, Public Policy, Mediation, International Law, Policy, Document Management, Mortgage Lending, Consumer Credit Law, Construction Law, Social Media, Public Speaking, Microsoft Office, Risk and Compliance, Financial Regulatory..., Credit Card Regulations, Banking Regulations, Recruiting, LexisNexis, PowerPoint, Banking Law, Editing, Anti Money Laundering
Education
University of Georgia School of Law 2010 — 2013
Juris Doctor, Law
The University of Georgia 2004 — 2008
Bachelor of Science (B.S.), Psychology, 3.69
Protiviti December 2013 - Present
Athens-Clarke County Attorney's Office January 2013 - May 2013
BARBRI Inc. August 2012 - May 2013
University of Georgia School of Law August 2012 - May 2013
Japanese Exchange and Teaching Program February 2013 - February 2013
Clayton County District Attorney's Office May 2012 - August 2012
US Securities and Exchange Commission January 2012 - May 2012
University of Georgia Research Foundation May 2011 - December 2011
Japanese Exchange and Teaching Program (JET) July 2008 - July 2010
American Eagle Outfitters May 2005 - July 2008
Skills
Research, Legal Research, Legal Writing, Legal Issues, Westlaw, Lexis, Event Planning, Analysis, Teaching, Fundraising, Retail Sales, Marketing Communications, Legal Compliance, Public Policy, Mediation, International Law, Policy, Document Management, Mortgage Lending, Consumer Credit Law, Construction Law, Social Media, Public Speaking, Microsoft Office, Risk and Compliance, Financial Regulatory..., Credit Card Regulations, Banking Regulations, Recruiting, LexisNexis, PowerPoint, Banking Law, Editing, Anti Money Laundering
Education
University of Georgia School of Law 2010 — 2013
Juris Doctor, Law
The University of Georgia 2004 — 2008
Bachelor of Science (B.S.), Psychology, 3.69
Claire Arritola Claire Arritola's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Student at the University of Miami School of Law (LLM in Taxation)
Industry Law Practice
Experience
US Securities and Exchange Commission May 2013 - August 2013
Ayuda January 2013 - April 2013
Guardian ad Litem Program June 2012 - July 2012
Toppel Career Center 2008 - 2011
Skills
Westlaw, Minitab, Legal Writing, Microsoft Office, Microsoft Excel, Lexis, Legal Research
Education
University of Miami School of Law 2014 — 2015
Master of Laws (LLM), Taxation
The George Washington University Law School 2011 — 2014
Doctor of Law (JD)
University of Miami - School of Business 2007 — 2011
Bachelor of Business Administration (B.B.A.), Accounting
Ransom Everglades 2003 — 2007
High School
US Securities and Exchange Commission May 2013 - August 2013
Ayuda January 2013 - April 2013
Guardian ad Litem Program June 2012 - July 2012
Toppel Career Center 2008 - 2011
Skills
Westlaw, Minitab, Legal Writing, Microsoft Office, Microsoft Excel, Lexis, Legal Research
Education
University of Miami School of Law 2014 — 2015
Master of Laws (LLM), Taxation
The George Washington University Law School 2011 — 2014
Doctor of Law (JD)
University of Miami - School of Business 2007 — 2011
Bachelor of Business Administration (B.B.A.), Accounting
Ransom Everglades 2003 — 2007
High School
Albert Song Albert Song's US Securities and Exchange Commission Experience February 2010 - July 2013
Job Investment Management
Industry Financial Services
Experience
US Securities and Exchange Commission February 2010 - July 2013
Cedar Properties 2008 - 2009
Yonsei University September 2005 - May 2006
Johns Hopkins Hospital June 2004 - August 2005
Skills
Investments, Securities, Hedge Funds, Mutual Funds, Equities, Portfolio Management, Risk Management, Financial Analysis, Financial Modeling, Data Analysis, R, Microsoft Office, Microsoft Word, Microsoft Excel, PowerPoint, Finance, Economics
Education
The Johns Hopkins University 2014 — 2016
Master's Degree, Applied Economics, 4.0
The Johns Hopkins University 2002 — 2009
Bachelor's Degree, International Studies and Natural Sciences Area, 3.5/4.0
Loyola High School 1998 — 2002
High School, College Preparatory, 4.4/4.0
Palms Middle School 1996 — 1998
Middle School, 4.0/4.0
US Securities and Exchange Commission February 2010 - July 2013
Cedar Properties 2008 - 2009
Yonsei University September 2005 - May 2006
Johns Hopkins Hospital June 2004 - August 2005
Skills
Investments, Securities, Hedge Funds, Mutual Funds, Equities, Portfolio Management, Risk Management, Financial Analysis, Financial Modeling, Data Analysis, R, Microsoft Office, Microsoft Word, Microsoft Excel, PowerPoint, Finance, Economics
Education
The Johns Hopkins University 2014 — 2016
Master's Degree, Applied Economics, 4.0
The Johns Hopkins University 2002 — 2009
Bachelor's Degree, International Studies and Natural Sciences Area, 3.5/4.0
Loyola High School 1998 — 2002
High School, College Preparatory, 4.4/4.0
Palms Middle School 1996 — 1998
Middle School, 4.0/4.0
Chris Sikorski, CFA, PMP Chris Sikorski, CFA, PMP's US Securities and Exchange Commission Experience October 2011 - Present
Job Project Management and Business Analysis Professional
Industry Information Services
Experience
US Securities and Exchange Commission October 2011 - Present
US Securities and Exchange Commission June 2003 - October 2011
Salomon Smith Barney June 2002 - August 2002
Skills
Securities, Securities Regulation, Equities, Due Diligence, Business Analysis, Requirements Gathering, Project Management, Analysis, SharePoint, Knowledge Management, SEC filings, SEC, Investment Advisory, Chartered Financial..., CAIA, Change Management, Requirements Analysis, Requirements Management, Business Requirements, Business Process..., Business Process..., Agile & Waterfall..., Agile Project Management, Web Development, Use Case Analysis, Test Cases
Education
The University of Chicago - Booth School of Business 2008 — 2010
Masters of Business Administration, International Business, Economics, Finance, Marketing Management
University of Notre Dame 1999 — 2003
BBA, Finance
Central Catholic High School 1995 — 1999
US Securities and Exchange Commission October 2011 - Present
US Securities and Exchange Commission June 2003 - October 2011
Salomon Smith Barney June 2002 - August 2002
Skills
Securities, Securities Regulation, Equities, Due Diligence, Business Analysis, Requirements Gathering, Project Management, Analysis, SharePoint, Knowledge Management, SEC filings, SEC, Investment Advisory, Chartered Financial..., CAIA, Change Management, Requirements Analysis, Requirements Management, Business Requirements, Business Process..., Business Process..., Agile & Waterfall..., Agile Project Management, Web Development, Use Case Analysis, Test Cases
Education
The University of Chicago - Booth School of Business 2008 — 2010
Masters of Business Administration, International Business, Economics, Finance, Marketing Management
University of Notre Dame 1999 — 2003
BBA, Finance
Central Catholic High School 1995 — 1999
Colin Andrews Colin Andrews's US Securities and Exchange Commission Experience January 2012 - May 2012
Job Associate Attorney at Garvey Schubert Barer
Industry Law Practice
Experience
Garvey Schubert Barer October 2012 - Present
The White House, Office of Science and Technology Policy May 2012 - August 2012
US Securities and Exchange Commission January 2012 - May 2012
Bloomberg BNA May 2011 - August 2011
Washington Management Services May 2010 - August 2010
Association of Corporate Counsel May 2009 - August 2009
Skills
Litigation, Communications Law, Regulatory Guidelines, FCC License, Legal Writing, Legal Research, Corporate Law, Westlaw, Commercial Litigation, Employment Law, Corporate Governance, Document Review, Legal Assistance, Securities Regulation, Financial Regulation, Government Procurement, Government Contracting, Lexis, Regulatory Filings, Government, Legal Issues, Bid Protests, Federal Procurement, LexisNexis
Education
The George Washington University Law School 2010 — 2013
Doctor of Law (J.D.), Legal Studies, General
West Virginia University 2006 — 2010
B.A, Multi-Disciplinary Studies; Theatre, Communications, Law and Legal Studies
Garvey Schubert Barer October 2012 - Present
The White House, Office of Science and Technology Policy May 2012 - August 2012
US Securities and Exchange Commission January 2012 - May 2012
Bloomberg BNA May 2011 - August 2011
Washington Management Services May 2010 - August 2010
Association of Corporate Counsel May 2009 - August 2009
Skills
Litigation, Communications Law, Regulatory Guidelines, FCC License, Legal Writing, Legal Research, Corporate Law, Westlaw, Commercial Litigation, Employment Law, Corporate Governance, Document Review, Legal Assistance, Securities Regulation, Financial Regulation, Government Procurement, Government Contracting, Lexis, Regulatory Filings, Government, Legal Issues, Bid Protests, Federal Procurement, LexisNexis
Education
The George Washington University Law School 2010 — 2013
Doctor of Law (J.D.), Legal Studies, General
West Virginia University 2006 — 2010
B.A, Multi-Disciplinary Studies; Theatre, Communications, Law and Legal Studies
Eduardo Espinosa Eduardo Espinosa's US Securities and Exchange Commission Experience September 1995 - September 1998
Job Member at Dykema Cox Smith
Industry Law Practice
Experience
Dykema Cox Smith July 2011 - Present
K&L Gates September 2006 - July 2012
La Familia Holdings, Inc January 2005 - September 2006
VarTec Telecom 2002 - 2004
Jenkens & Gilchrist 2000 - 2002
Vial, Hamilton, Koch & Knox 1998 - 2000
US Securities and Exchange Commission September 1995 - September 1998
Bechtel January 1988 - August 1991
Skills
Securities Regulation, Mergers & Acquisitions, Corporate Governance, Securities, Securities Litigation, Corporate Law, Commercial Litigation, Business Transactions, Joint Ventures, Mergers, Business Formation, Spanish-speaking, Private Equity, IPO, International M&A, Trade Secrets, Cross-border..., Securities Offerings, FCPA, Capital Raising, FINRA, Life Settlements, Legal Writing
Education
Tulane University - A.B. Freeman School of Business 1993 — 1995
MBA, Business/Finance
Tulane University Law School 1991 — 1995
JD, Law
The University of Texas at Austin 1984 — 1987
BBA, Engineering Route To Business
Dykema Cox Smith July 2011 - Present
K&L Gates September 2006 - July 2012
La Familia Holdings, Inc January 2005 - September 2006
VarTec Telecom 2002 - 2004
Jenkens & Gilchrist 2000 - 2002
Vial, Hamilton, Koch & Knox 1998 - 2000
US Securities and Exchange Commission September 1995 - September 1998
Bechtel January 1988 - August 1991
Skills
Securities Regulation, Mergers & Acquisitions, Corporate Governance, Securities, Securities Litigation, Corporate Law, Commercial Litigation, Business Transactions, Joint Ventures, Mergers, Business Formation, Spanish-speaking, Private Equity, IPO, International M&A, Trade Secrets, Cross-border..., Securities Offerings, FCPA, Capital Raising, FINRA, Life Settlements, Legal Writing
Education
Tulane University - A.B. Freeman School of Business 1993 — 1995
MBA, Business/Finance
Tulane University Law School 1991 — 1995
JD, Law
The University of Texas at Austin 1984 — 1987
BBA, Engineering Route To Business
Joe Mead Joe Mead's US Securities and Exchange Commission Experience 2003 - 2003
Job J.P. Morgan
Industry Banking
Experience
J.P. Morgan July 2013 - Present
University of Michigan Law School August 2010 - May 2013
University of Michigan Ross School of Business 2011 - 2013
Paul Hastings 2011 - 2011
Constellation Energy April 2008 - August 2009
Constellation Energy Projects & Services Group 2008 - 2009
World Energy Alternatives, LLC April 2005 - April 2008
US Securities and Exchange Commission 2003 - 2003
Skills
Financial Analysis, Business Strategy, Entrepreneurship, Financial Modeling, Competitive Analysis, Valuation, Management Consulting, Due Diligence, Strategy, Market Research, Data Analysis
Education
University of Michigan - Stephen M. Ross School of Business 2010 — 2013
Masters of Business Administration, Finance
University of Michigan Law School 2010 — 2013
Juris Doctor, Corporate Law
Tufts University 2001 — 2005
B.A, Psychology and Entrepreneurship
J.P. Morgan July 2013 - Present
University of Michigan Law School August 2010 - May 2013
University of Michigan Ross School of Business 2011 - 2013
Paul Hastings 2011 - 2011
Constellation Energy April 2008 - August 2009
Constellation Energy Projects & Services Group 2008 - 2009
World Energy Alternatives, LLC April 2005 - April 2008
US Securities and Exchange Commission 2003 - 2003
Skills
Financial Analysis, Business Strategy, Entrepreneurship, Financial Modeling, Competitive Analysis, Valuation, Management Consulting, Due Diligence, Strategy, Market Research, Data Analysis
Education
University of Michigan - Stephen M. Ross School of Business 2010 — 2013
Masters of Business Administration, Finance
University of Michigan Law School 2010 — 2013
Juris Doctor, Corporate Law
Tufts University 2001 — 2005
B.A, Psychology and Entrepreneurship
Stephanie Hines Stephanie Hines's US Securities and Exchange Commission Experience September 2014 - May 2015
Job Intern for Commissioner Gallagher at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2014 - May 2015
Cadwalader, Wickersham & Taft LLP May 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
UBS Wealth Management June 2013 - August 2013
Alayon and Associates, P.A. May 2010 - August 2012
The Honorable Gisela Cardonne Ely May 2011 - August 2011
Skills
Legal Research, Legal Writing, Westlaw, Lexis, Commercial Litigation, Public Speaking, Microsoft Office, Social Media, PowerPoint, Research, Microsoft Word
Education
The George Washington University Law School 2012 — 2015
University of Miami 2008 — 2012
Bachelor of Business Administration (BBA), International Finance and Business Law
U.S. Securities and Exchange Commission September 2014 - May 2015
Cadwalader, Wickersham & Taft LLP May 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
UBS Wealth Management June 2013 - August 2013
Alayon and Associates, P.A. May 2010 - August 2012
The Honorable Gisela Cardonne Ely May 2011 - August 2011
Skills
Legal Research, Legal Writing, Westlaw, Lexis, Commercial Litigation, Public Speaking, Microsoft Office, Social Media, PowerPoint, Research, Microsoft Word
Education
The George Washington University Law School 2012 — 2015
University of Miami 2008 — 2012
Bachelor of Business Administration (BBA), International Finance and Business Law
Heather Sherrod Heather Sherrod's US Securities and Exchange Commission Experience June 2011 - July 2011
Job Labor & Employment Attorney
Industry Law Practice
Experience
Fulbright & Jaworski September 2012 - Present
Southern District of Texas August 2011 - December 2011
Texas Office of the Attorney General July 2011 - August 2011
US Securities and Exchange Commission June 2011 - July 2011
Education
University of Houston Law Center 2009 — 2012
Doctor of Law (J.D.), Top 5%
The University of Texas at Austin 2003 — 2006
Bachelor of Arts (B.A.), Theater, High Honors
Fulbright & Jaworski September 2012 - Present
Southern District of Texas August 2011 - December 2011
Texas Office of the Attorney General July 2011 - August 2011
US Securities and Exchange Commission June 2011 - July 2011
Education
University of Houston Law Center 2009 — 2012
Doctor of Law (J.D.), Top 5%
The University of Texas at Austin 2003 — 2006
Bachelor of Arts (B.A.), Theater, High Honors
Sarah Borden Sarah Borden's US Securities and Exchange Commission Experience January 2013 - April 2013
Job Associate Attorney, Private Funds at Weil, Gotshal & Manges LLP
Industry Law Practice
Experience
Weil, Gotshal & Manges LLP September 2014 - Present
K&L Gates September 2013 - August 2014
US Securities and Exchange Commission January 2013 - April 2013
US Securities and Exchange Commission September 2012 - November 2012
Office of the Attorney General of the State of New York May 2012 - July 2012
U.S. District Court for the District of Columbia May 2011 - August 2011
Gibson, Dunn & Crutcher LLP July 2008 - April 2010
Skills
Investment Management, Mutual Funds, Variable Products, SEC filings, Financial Regulation, Financial Services, Broker-Dealer Compliance, Securities Regulation, Westlaw, Lexis, Legal Writing, Legal Research, Securities Litigation, Corporate Finance, Secured Transactions, Banking Law, Dodd-Frank, Venture Capital, Legal Compliance, Moot Court, Alternative Dispute..., Litigation Support, Document Review, Courts, Negotiation
Education
The George Washington University Law School 2010 — 2013
J.D., Financial Services - Banking, Corporate, Finance, Securities and Securities Enforcement Law
Tufts University 2004 — 2008
B.A., Philosophy
Phillips Exeter Academy 2000 — 2004
Weil, Gotshal & Manges LLP September 2014 - Present
K&L Gates September 2013 - August 2014
US Securities and Exchange Commission January 2013 - April 2013
US Securities and Exchange Commission September 2012 - November 2012
Office of the Attorney General of the State of New York May 2012 - July 2012
U.S. District Court for the District of Columbia May 2011 - August 2011
Gibson, Dunn & Crutcher LLP July 2008 - April 2010
Skills
Investment Management, Mutual Funds, Variable Products, SEC filings, Financial Regulation, Financial Services, Broker-Dealer Compliance, Securities Regulation, Westlaw, Lexis, Legal Writing, Legal Research, Securities Litigation, Corporate Finance, Secured Transactions, Banking Law, Dodd-Frank, Venture Capital, Legal Compliance, Moot Court, Alternative Dispute..., Litigation Support, Document Review, Courts, Negotiation
Education
The George Washington University Law School 2010 — 2013
J.D., Financial Services - Banking, Corporate, Finance, Securities and Securities Enforcement Law
Tufts University 2004 — 2008
B.A., Philosophy
Phillips Exeter Academy 2000 — 2004
Harold Herman Harold Herman's US Securities and Exchange Commission Experience 1992 - 1996
Job Vice President and Senior Counsel at HSN
Industry Retail
Experience
HSN September 2013 - Present
Collective Brands, Inc., FKA Payless ShoeSource, Inc. April 2006 - January 2013
Collective Brands, Inc. March 2002 - January 2013
Collective Brands, Inc. October 1998 - January 2013
Vinson and Elkins 1996 - 1998
US Securities and Exchange Commission 1992 - 1996
Ernst & Young 1987 - 1989
Skills
Corporate Governance, Corporate Law, Mergers & Acquisitions, Securities Regulation, Intellectual Property, Negotiation, Contract Negotiation, Employment Law, Legal Writing, Management, Corporate Finance, Risk Management, Finance, Securities, Leadership, SEC filings, Mergers, Due Diligence, Accounting, Licensing, Joint Ventures, Analysis, Legal Research, Litigation, Legal Advice, Acquisitions, Cross-functional Team..., Dispute Resolution, Commercial Litigation, Trademarks, Start-ups, Legal Compliance, Privacy Law, Franchising, Restructuring, Acquisition Integration, Internal Investigations, Patents, Trade Secrets, Litigation Management, International Law, M&A experience, IPO, Executive Management, Mediation, Venture Capital, FCPA, Civil Litigation, International Business, Competition Law
Education
University of Houston Law Center 1989 — 1992
Juris Doctor (J.D.), Law, Graduated with Honors
The University of Texas at Austin 1986 — 1987
MBA, Finance
The University of Texas at Austin 1982 — 1986
Bachelor's Degree, Accounting and Honors Program, Graduated with Honors
HSN September 2013 - Present
Collective Brands, Inc., FKA Payless ShoeSource, Inc. April 2006 - January 2013
Collective Brands, Inc. March 2002 - January 2013
Collective Brands, Inc. October 1998 - January 2013
Vinson and Elkins 1996 - 1998
US Securities and Exchange Commission 1992 - 1996
Ernst & Young 1987 - 1989
Skills
Corporate Governance, Corporate Law, Mergers & Acquisitions, Securities Regulation, Intellectual Property, Negotiation, Contract Negotiation, Employment Law, Legal Writing, Management, Corporate Finance, Risk Management, Finance, Securities, Leadership, SEC filings, Mergers, Due Diligence, Accounting, Licensing, Joint Ventures, Analysis, Legal Research, Litigation, Legal Advice, Acquisitions, Cross-functional Team..., Dispute Resolution, Commercial Litigation, Trademarks, Start-ups, Legal Compliance, Privacy Law, Franchising, Restructuring, Acquisition Integration, Internal Investigations, Patents, Trade Secrets, Litigation Management, International Law, M&A experience, IPO, Executive Management, Mediation, Venture Capital, FCPA, Civil Litigation, International Business, Competition Law
Education
University of Houston Law Center 1989 — 1992
Juris Doctor (J.D.), Law, Graduated with Honors
The University of Texas at Austin 1986 — 1987
MBA, Finance
The University of Texas at Austin 1982 — 1986
Bachelor's Degree, Accounting and Honors Program, Graduated with Honors
Kyle Edwards Kyle Edwards's US Securities and Exchange Commission Experience August 2011 - November 2011
Job Attorney at CBOE
Industry Law Practice
Experience
CBOE July 2014 - Present
CBOE June 2013 - July 2014
CBOE June 2012 - May 2013
Financial Industry Regulatory Authority January 2012 - May 2012
Potratz & Associates, P.C. January 2010 - May 2012
US Securities and Exchange Commission August 2011 - November 2011
Connelly Law Group LLC May 2011 - August 2011
United States District Court: Northern District of Illinois June 2010 - September 2010
Mark A. Morgenstern, Attorney at Law January 2010 - June 2010
The John Marshall Law School May 2009 - January 2010
Skills
Legal Issues, Pleadings, Hearings, Legal Research, Legal Writing, Litigation, Corporate Law, Securities, Westlaw, Legal Compliance, Civil Litigation
Education
The John Marshall Law School 2009 — 2012
Juris Doctor
The University of Iowa 2003 — 2007
B.A.
Law School
CBOE July 2014 - Present
CBOE June 2013 - July 2014
CBOE June 2012 - May 2013
Financial Industry Regulatory Authority January 2012 - May 2012
Potratz & Associates, P.C. January 2010 - May 2012
US Securities and Exchange Commission August 2011 - November 2011
Connelly Law Group LLC May 2011 - August 2011
United States District Court: Northern District of Illinois June 2010 - September 2010
Mark A. Morgenstern, Attorney at Law January 2010 - June 2010
The John Marshall Law School May 2009 - January 2010
Skills
Legal Issues, Pleadings, Hearings, Legal Research, Legal Writing, Litigation, Corporate Law, Securities, Westlaw, Legal Compliance, Civil Litigation
Education
The John Marshall Law School 2009 — 2012
Juris Doctor
The University of Iowa 2003 — 2007
B.A.
Law School
Elyse Pillitteri Elyse Pillitteri's US Securities and Exchange Commission Experience September 2012 - December 2012
Job Associate at Vincenti & Vincenti, P.C.
Industry Law Practice
Experience
Vincenti & Vincenti, PC January 2014 - Present
US Securities and Exchange Commission September 2012 - December 2012
Brown, Goldstein & Levy, LLP May 2012 - August 2012
The Superior Court of Pennsylvania May 2011 - August 2011
Systems Planning and Analysis June 2009 - August 2009
Skills
Legal Research, Legal Writing, Lexis, Westlaw, Courts, Litigation, Civil Litigation
Education
The George Washington University Law School 2010 — 2013
Doctor of Law (J.D.)
University of Maryland College Park 2006 — 2010
Finance
Vincenti & Vincenti, PC January 2014 - Present
US Securities and Exchange Commission September 2012 - December 2012
Brown, Goldstein & Levy, LLP May 2012 - August 2012
The Superior Court of Pennsylvania May 2011 - August 2011
Systems Planning and Analysis June 2009 - August 2009
Skills
Legal Research, Legal Writing, Lexis, Westlaw, Courts, Litigation, Civil Litigation
Education
The George Washington University Law School 2010 — 2013
Doctor of Law (J.D.)
University of Maryland College Park 2006 — 2010
Finance
Phillip Berger Phillip Berger's US Securities and Exchange Commission Experience 1988 - 1990
Job Attorney Managing Partner Commercial Litigation at Berger Law Group P.C.
Industry Law Practice
Experience
Berger Law Group, P.C. March 2012 - Present
Lundy, Flitter, Beldecos & Berger, P.C. 1996 - 2012
Semanoff + Hendler 1992 - 1998
Klehr Harrison 1990 - 1992
US Securities and Exchange Commission 1988 - 1990
Federal Reserve Bank of Boston 1986 - 1987
Skills
Commercial Litigation, Civil Litigation, Appeals, Litigation, Corporate Law, Contract Negotiation, Real Estate, Business Litigation, Dispute, Creditors' Rights, Real Estate Transactions, Dispute Resolution, Leases, Arbitration, Contract Law, Restructuring, Bankruptcy, Product Liability
Education
The George Washington University Law School 1987 — 1990
Doctor of Law (J.D.)
Tufts University 1983 — 1987
Bachelor's degree, Economics
Princeton Day School
Berger Law Group, P.C. March 2012 - Present
Lundy, Flitter, Beldecos & Berger, P.C. 1996 - 2012
Semanoff + Hendler 1992 - 1998
Klehr Harrison 1990 - 1992
US Securities and Exchange Commission 1988 - 1990
Federal Reserve Bank of Boston 1986 - 1987
Skills
Commercial Litigation, Civil Litigation, Appeals, Litigation, Corporate Law, Contract Negotiation, Real Estate, Business Litigation, Dispute, Creditors' Rights, Real Estate Transactions, Dispute Resolution, Leases, Arbitration, Contract Law, Restructuring, Bankruptcy, Product Liability
Education
The George Washington University Law School 1987 — 1990
Doctor of Law (J.D.)
Tufts University 1983 — 1987
Bachelor's degree, Economics
Princeton Day School
Lori Bettinger's US Securities and Exchange Commission Experience 2004 - 2008
Job Executive Vice President at Alliance Partners
Industry Financial Services
Experience
Alliance Partners March 2011 - Present
US Department of the Treasury October 2008 - May 2011
US Securities and Exchange Commission 2004 - 2008
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 2002 — 2004
MA, International Economics and Strategic Studies
Yale University 1996 — 2000
BA, African Studies
Alliance Partners March 2011 - Present
US Department of the Treasury October 2008 - May 2011
US Securities and Exchange Commission 2004 - 2008
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 2002 — 2004
MA, International Economics and Strategic Studies
Yale University 1996 — 2000
BA, African Studies
Rozsa M. Felix, MSOD, PMP Rozsa M. Felix, MSOD, PMP's US Securities and Exchange Commission Experience March 2008 - September 2008
Job Business Operations Manager at Elanco
Industry Biotechnology
Experience
Elanco March 2004 - Present
US Securities and Exchange Commission March 2008 - September 2008
Skills
Change Management, Business Strategy, Operations Management, Performance Management, Leadership Development, Strategic Planning, Process Improvement, Team Building, Coaching, Management, Management Consulting, Program Management, Leadership, Project Management, Team Leadership, Business Analysis, Business Process..., Strategy, Training, Analysis, Human Resources, Cross-functional Team..., Sales, Vendor Management, Business Development, Business Planning
Education
The Johns Hopkins University - Carey Business School
Master of Science, Organization Development and Strategic Human Resources
College of International Management and Business Studies, Budapest, Hungary
BS, Economics
Elanco March 2004 - Present
US Securities and Exchange Commission March 2008 - September 2008
Skills
Change Management, Business Strategy, Operations Management, Performance Management, Leadership Development, Strategic Planning, Process Improvement, Team Building, Coaching, Management, Management Consulting, Program Management, Leadership, Project Management, Team Leadership, Business Analysis, Business Process..., Strategy, Training, Analysis, Human Resources, Cross-functional Team..., Sales, Vendor Management, Business Development, Business Planning
Education
The Johns Hopkins University - Carey Business School
Master of Science, Organization Development and Strategic Human Resources
College of International Management and Business Studies, Budapest, Hungary
BS, Economics
Nabeel Kirmani's US Securities and Exchange Commission Experience April 2011 - August 2011
Job Health Benefits Analyst at Segal Consulting
Industry Insurance
Experience
Segal Consulting November 2013 - Present
Hay Group June 2013 - July 2013
Legal & General June 2012 - November 2012
US Securities and Exchange Commission April 2011 - August 2011
Towson University February 2010 - May 2010
Skills
Quantitative Finance, Actuarial Science, Probability, VBA, Statistics, Analysis, Databases, Financial Modeling, Risk Management, Microsoft Excel, Data Analysis, Insurance, Solvency II, Public Speaking, Pensions
Education
Towson University 2005 — 2010
Bachelor of Science, Mathematics(Actuarial Science/Risk Management), Spanish
Segal Consulting November 2013 - Present
Hay Group June 2013 - July 2013
Legal & General June 2012 - November 2012
US Securities and Exchange Commission April 2011 - August 2011
Towson University February 2010 - May 2010
Skills
Quantitative Finance, Actuarial Science, Probability, VBA, Statistics, Analysis, Databases, Financial Modeling, Risk Management, Microsoft Excel, Data Analysis, Insurance, Solvency II, Public Speaking, Pensions
Education
Towson University 2005 — 2010
Bachelor of Science, Mathematics(Actuarial Science/Risk Management), Spanish
Christopher Novak Christopher Novak's US Securities and Exchange Commission Experience May 2011 - July 2011
Job Associate at Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates
Industry Law Practice
Experience
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates September 2013 - Present
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates May 2012 - July 2012
US Securities and Exchange Commission May 2011 - July 2011
Woodbridge Group May 2009 - July 2009
NN Investment Partners (formerly ING Investment Management) May 2008 - August 2008
Skills
Valuation, Legal Research, Corporate Law
Education
The University of Connecticut School of Law 2010 — 2013
J.D.
The University of Connecticut School of Business 2006 — 2010
B.S., Finance
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates September 2013 - Present
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates May 2012 - July 2012
US Securities and Exchange Commission May 2011 - July 2011
Woodbridge Group May 2009 - July 2009
NN Investment Partners (formerly ING Investment Management) May 2008 - August 2008
Skills
Valuation, Legal Research, Corporate Law
Education
The University of Connecticut School of Law 2010 — 2013
J.D.
The University of Connecticut School of Business 2006 — 2010
B.S., Finance
Eric Tabache Eric Tabache's US Securities and Exchange Commission Experience September 2013 - April 2014
Job Examiner at FINRA
Industry Law Practice
Experience
Financial Industry Regulatory Authority (FINRA) August 2014 - Present
US Securities and Exchange Commission September 2013 - April 2014
Financial Industry Regulatory Authority May 2013 - August 2013
NYS Office of the Attorney General, Investor Protection Bureau June 2012 - July 2012
JPMorgan Chase August 2010 - August 2011
Wells Fargo Financial June 2009 - July 2010
Skills
Securities Regulation, Westlaw, Securities Litigation, Securities, Sales, Research, Lexis, Legal Writing, Legal Research, Investigation, Fraud, Financial Regulation, Finance, Enforcement, Document Review, FINRA, Management, LexisNexis
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2013 — 2014
Doctor of Law (JD)
State University of New York at Buffalo 2011 — 2013
Doctor of Law (JD), Financial Transactions
State University of New York at Albany 2005 — 2009
Bachelor of Science (BS), 1. Financial Market Regulation, 2. Business Administration, Finance and IT Management
Financial Industry Regulatory Authority (FINRA) August 2014 - Present
US Securities and Exchange Commission September 2013 - April 2014
Financial Industry Regulatory Authority May 2013 - August 2013
NYS Office of the Attorney General, Investor Protection Bureau June 2012 - July 2012
JPMorgan Chase August 2010 - August 2011
Wells Fargo Financial June 2009 - July 2010
Skills
Securities Regulation, Westlaw, Securities Litigation, Securities, Sales, Research, Lexis, Legal Writing, Legal Research, Investigation, Fraud, Financial Regulation, Finance, Enforcement, Document Review, FINRA, Management, LexisNexis
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2013 — 2014
Doctor of Law (JD)
State University of New York at Buffalo 2011 — 2013
Doctor of Law (JD), Financial Transactions
State University of New York at Albany 2005 — 2009
Bachelor of Science (BS), 1. Financial Market Regulation, 2. Business Administration, Finance and IT Management
Obediah Ben Samuel Obediah Ben Samuel's US Securities and Exchange Commission Experience May 2011 - August 2011
Job Assistant Vice PresidentAttorneyMUFG; Bank of TokyoMitsubishi UFJ (BTMU)
Industry Law Practice
Experience
MUFG; Bank of Tokyo-Mitsubishi UFJ (BTMU) June 2015 - Present
Credit Suisse May 2014 - May 2015
Morgan Stanley January 2014 - May 2014
Nelson Levine de Luca & Hamilton August 2013 - 2014
U.S. Bankruptcy Court Southern District of Florida May 2012 - August 2012
Esemplia Emerging Markets: Legg Mason International Equities March 2012 - May 2012
US Securities and Exchange Commission May 2011 - August 2011
UBS Investment Bank July 2009 - August 2010
IBM June 2008 - July 2009
Morgan Stanley Investment Management May 2007 - August 2007
Skills
Financial Modeling, Analysis, Research, Legal Writing, Mergers & Acquisitions, Legal Research, Litigation, Securities, Finance, Forecasting, Bankruptcy, Financial Analysis, Mergers, Unfair Competition, Insurance, Capital Markets, Corporate Law, Strategy, Regulatory Affairs
Education
University of Notre Dame Law School 2010 — 2013
J.D., Law
University of Miami 2004 — 2008
BBA, International Finance & Marketing/Pre-law
University of Miami - School of Business 2004 — 2008
BBA, International Finance/Marketing
Universidad del Sagrado Corazón 2006 — 2006
Finance
MUFG; Bank of Tokyo-Mitsubishi UFJ (BTMU) June 2015 - Present
Credit Suisse May 2014 - May 2015
Morgan Stanley January 2014 - May 2014
Nelson Levine de Luca & Hamilton August 2013 - 2014
U.S. Bankruptcy Court Southern District of Florida May 2012 - August 2012
Esemplia Emerging Markets: Legg Mason International Equities March 2012 - May 2012
US Securities and Exchange Commission May 2011 - August 2011
UBS Investment Bank July 2009 - August 2010
IBM June 2008 - July 2009
Morgan Stanley Investment Management May 2007 - August 2007
Skills
Financial Modeling, Analysis, Research, Legal Writing, Mergers & Acquisitions, Legal Research, Litigation, Securities, Finance, Forecasting, Bankruptcy, Financial Analysis, Mergers, Unfair Competition, Insurance, Capital Markets, Corporate Law, Strategy, Regulatory Affairs
Education
University of Notre Dame Law School 2010 — 2013
J.D., Law
University of Miami 2004 — 2008
BBA, International Finance & Marketing/Pre-law
University of Miami - School of Business 2004 — 2008
BBA, International Finance/Marketing
Universidad del Sagrado Corazón 2006 — 2006
Finance
Rebecca Fike's US Securities and Exchange Commission Experience March 2012 - Present
Job Enforcement Attorney at the US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission March 2012 - Present
Vinson & Elkins LLP September 2008 - March 2012
Vinson & Elkins May 2007 - June 2007
Skills
Commercial Litigation, Litigation, Securities Litigation, Class Actions, Intellectual Property, Legal Research, Legal Writing, Civil Litigation, Securities Regulation, Appeals, Courts, Trials
Education
University of Chicago Law School 2005 — 2008
J.D., Law
The University of Texas at Austin 2001 — 2004
B.A., Plan II Honors Program, with honors
US Securities and Exchange Commission March 2012 - Present
Vinson & Elkins LLP September 2008 - March 2012
Vinson & Elkins May 2007 - June 2007
Skills
Commercial Litigation, Litigation, Securities Litigation, Class Actions, Intellectual Property, Legal Research, Legal Writing, Civil Litigation, Securities Regulation, Appeals, Courts, Trials
Education
University of Chicago Law School 2005 — 2008
J.D., Law
The University of Texas at Austin 2001 — 2004
B.A., Plan II Honors Program, with honors
Mark Fickes Mark Fickes's US Securities and Exchange Commission Experience July 2007 - August 2011
Job Partner at Cannata, O'Toole, Fickes & Almazan LLP
Industry Law Practice
Experience
Cannata, O'Toole, Fickes & Almazan LLP January 2015 - Present
Criminal Court Appointed Attorneys Program (CAAP) August 2014 - Present
Temple Beth Abraham May 2013 - Present
Contra Costa Jewish Day School May 2011 - Present
National Institute of Trial Advocacy (NITA) 2009 - Present
Cannata, Ching & O'Toole January 2014 - January 2015
US Securities and Exchange Commission July 2007 - August 2011
US Securities and Exchange Commission May 2004 - July 2007
Glynn & Finley LLP October 2001 - May 2004
Wilson Sonsini Goodrich and Rosati July 2000 - September 2001
Skills
Civil Litigation, Internal Investigations, Enforcement, Securities Litigation, Commercial Litigation, Class Actions, Arbitration, Jury Trials, White Collar Criminal..., Criminal Defense, Personal Injury, Legal Advice, Corporate Governance, Trials, Courts, Trade Secrets, Securities Regulation, Dispute Resolution, Appeals, Fraud, Organizational..., Legal Compliance, Mergers & Acquisitions, Administrative Law, Bankruptcy, Westlaw, Mediation, Legal Issues, FCPA, Criminal Law, Intellectual Property
Education
University of California, Hastings College of the Law 1992 — 1995
J.D.
The Johns Hopkins University 1987 — 1992
M.A., French Literature
University of California, Berkeley 1984 — 1987
B.A, French Literature
The Thacher School 1980 — 1984
Cathedral School for Boys 1975 — 1980
Cannata, O'Toole, Fickes & Almazan LLP January 2015 - Present
Criminal Court Appointed Attorneys Program (CAAP) August 2014 - Present
Temple Beth Abraham May 2013 - Present
Contra Costa Jewish Day School May 2011 - Present
National Institute of Trial Advocacy (NITA) 2009 - Present
Cannata, Ching & O'Toole January 2014 - January 2015
US Securities and Exchange Commission July 2007 - August 2011
US Securities and Exchange Commission May 2004 - July 2007
Glynn & Finley LLP October 2001 - May 2004
Wilson Sonsini Goodrich and Rosati July 2000 - September 2001
Skills
Civil Litigation, Internal Investigations, Enforcement, Securities Litigation, Commercial Litigation, Class Actions, Arbitration, Jury Trials, White Collar Criminal..., Criminal Defense, Personal Injury, Legal Advice, Corporate Governance, Trials, Courts, Trade Secrets, Securities Regulation, Dispute Resolution, Appeals, Fraud, Organizational..., Legal Compliance, Mergers & Acquisitions, Administrative Law, Bankruptcy, Westlaw, Mediation, Legal Issues, FCPA, Criminal Law, Intellectual Property
Education
University of California, Hastings College of the Law 1992 — 1995
J.D.
The Johns Hopkins University 1987 — 1992
M.A., French Literature
University of California, Berkeley 1984 — 1987
B.A, French Literature
The Thacher School 1980 — 1984
Cathedral School for Boys 1975 — 1980
Charles Cain Charles Cain's US Securities and Exchange Commission Experience October 2011 - Present
Job Deputy Chief, FCPA Unit at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission October 2011 - Present
US Securities and Exchange Commission 2007 - October 2011
US Securities and Exchange Commission 2004 - 2007
US Securities and Exchange Commission 1999 - 2004
Skills
Corporate Governance, FCPA, Securities Regulation, Fraud, Securities, Litigation, Internal Investigations, Commercial Litigation, Corporate Law
Education
The George Washington University Law School 1994 — 1997
JD, Law
US Securities and Exchange Commission October 2011 - Present
US Securities and Exchange Commission 2007 - October 2011
US Securities and Exchange Commission 2004 - 2007
US Securities and Exchange Commission 1999 - 2004
Skills
Corporate Governance, FCPA, Securities Regulation, Fraud, Securities, Litigation, Internal Investigations, Commercial Litigation, Corporate Law
Education
The George Washington University Law School 1994 — 1997
JD, Law
Pete Tarsney Pete Tarsney's US Securities and Exchange Commission Experience May 2003 - May 2006
Job Executive Vice President & General Counsel at Enlivant
Industry Hospital & Health Care
Experience
Enlivant October 2013 - Present
GE Healthcare June 2011 - October 2013
GE Healthcare September 2010 - June 2011
GE Healthcare June 2007 - September 2010
GE Healthcare May 2006 - June 2007
US Securities and Exchange Commission May 2003 - May 2006
Sidley Austin September 1997 - May 2003
Hedlund Hanley & John June 1996 - August 1997
U.S. Court of Appeals June 1995 - June 1996
Skills
Litigation, Health Law, Securities, Medical Devices, Intellectual Property, Privacy Law, Licensing, FCPA, Corporate Law, Commercial Litigation, Mergers, Corporate Governance, Employment Law, Legal Writing, Internal Investigations, Patent Litigation, Arbitration, Joint Ventures, Legal Compliance
Education
The University of Chicago Booth School of Business 2006 — 2006
Certificate General Business Management, Chicago Management Institute
University of Notre Dame Law School 1992 — 1995
JD, Law
University of Notre Dame 1987 — 1991
BA, Government
Enlivant October 2013 - Present
GE Healthcare June 2011 - October 2013
GE Healthcare September 2010 - June 2011
GE Healthcare June 2007 - September 2010
GE Healthcare May 2006 - June 2007
US Securities and Exchange Commission May 2003 - May 2006
Sidley Austin September 1997 - May 2003
Hedlund Hanley & John June 1996 - August 1997
U.S. Court of Appeals June 1995 - June 1996
Skills
Litigation, Health Law, Securities, Medical Devices, Intellectual Property, Privacy Law, Licensing, FCPA, Corporate Law, Commercial Litigation, Mergers, Corporate Governance, Employment Law, Legal Writing, Internal Investigations, Patent Litigation, Arbitration, Joint Ventures, Legal Compliance
Education
The University of Chicago Booth School of Business 2006 — 2006
Certificate General Business Management, Chicago Management Institute
University of Notre Dame Law School 1992 — 1995
JD, Law
University of Notre Dame 1987 — 1991
BA, Government
Richard Wachterman Richard Wachterman's US Securities and Exchange Commission Experience January 1975 — November 1980
Job Retired after 40 year Asset Management legal career
Industry Financial Services
Experience
Legg Mason February 2004 — July 2014
Victory Capital Management November 1981 — January 2003
US Securities and Exchange Commission January 1975 — November 1980
Skills
Securities Regulation, Investment Companies, Investment Company Act, Securities, Asset Management, Mutual Funds, Alternative Investments, Equities, Hedge Funds, Investments, Due Diligence, Corporate Governance, Capital Markets
Education
The George Washington University Law School 1969 — 1973
JD, Law
Legg Mason February 2004 — July 2014
Victory Capital Management November 1981 — January 2003
US Securities and Exchange Commission January 1975 — November 1980
Skills
Securities Regulation, Investment Companies, Investment Company Act, Securities, Asset Management, Mutual Funds, Alternative Investments, Equities, Hedge Funds, Investments, Due Diligence, Corporate Governance, Capital Markets
Education
The George Washington University Law School 1969 — 1973
JD, Law
Nishith Patel Nishith Patel's US Securities and Exchange Commission Experience 2003 - 2003
Job Franchise and Business Attorney
Industry Law Practice
Experience
Patel Law Group, LLC March 2009 - Present
Brodeur McGan, P.C. July 2008 - March 2009
Judge Barbara Crabb, U.S. District Court, Western District of Wisconsin May 2006 - August 2006
US Securities and Exchange Commission 2003 - 2003
Skills
Due Diligence, Franchise Agreements, Litigation, Small Business, Franchising, Real Estate, Civil Litigation, Negotiation, Corporate Law, Trade Secrets, Commercial Litigation, Legal Research, Arbitration, Non-compete Agreements, Legal Writing, Intellectual Property, Courts, Mediation, Appeals
Education
University of Wisconsin Law School 2004 — 2007
J.D., Law
Union College 2000 — 2004
B.A., Economics, Political Science
Patel Law Group, LLC March 2009 - Present
Brodeur McGan, P.C. July 2008 - March 2009
Judge Barbara Crabb, U.S. District Court, Western District of Wisconsin May 2006 - August 2006
US Securities and Exchange Commission 2003 - 2003
Skills
Due Diligence, Franchise Agreements, Litigation, Small Business, Franchising, Real Estate, Civil Litigation, Negotiation, Corporate Law, Trade Secrets, Commercial Litigation, Legal Research, Arbitration, Non-compete Agreements, Legal Writing, Intellectual Property, Courts, Mediation, Appeals
Education
University of Wisconsin Law School 2004 — 2007
J.D., Law
Union College 2000 — 2004
B.A., Economics, Political Science
Amy Freed Amy Freed's US Securities and Exchange Commission Experience 1993 - 1995
Job Partner, Hogan Lovells
Industry Law Practice
Experience
Hogan & Hartson June 1995 - Present
Ali-Aba 2000 - 2008
FINRA - National Adjudicatory Council 2003 - 2006
Georgetown University Law Center 1997 - 2000
US Securities and Exchange Commission 1993 - 1995
Education
Tulane University 1981 — 1986
BA
Bryn Mawr School
University of Baltimore School of Law
JD
Hogan & Hartson June 1995 - Present
Ali-Aba 2000 - 2008
FINRA - National Adjudicatory Council 2003 - 2006
Georgetown University Law Center 1997 - 2000
US Securities and Exchange Commission 1993 - 1995
Education
Tulane University 1981 — 1986
BA
Bryn Mawr School
University of Baltimore School of Law
JD
Danne Johnson Danne Johnson's US Securities and Exchange Commission Experience August 1994 - February 2000
Job Professor of Law at Oklahoma City University School of Law
Industry Law Practice
Experience
Oklahoma City University School of Law June 2003 - Present
MetLife February 2000 - May 2003
US Securities And Exchange Commission August 1994 - February 2000
Education
The George Washington University Law School 1992 — 1994
Doctor of Law (JD)
Tulane University Law School 1991 — 1992
law
University of Pennsylvania 1987 — 1991
Bachelor of Arts (B.A.), African American Studies
Oklahoma City University School of Law June 2003 - Present
MetLife February 2000 - May 2003
US Securities And Exchange Commission August 1994 - February 2000
Education
The George Washington University Law School 1992 — 1994
Doctor of Law (JD)
Tulane University Law School 1991 — 1992
law
University of Pennsylvania 1987 — 1991
Bachelor of Arts (B.A.), African American Studies
Alishan Jadhavji Alishan Jadhavji's US Securities and Exchange Commission Experience August 2010 - December 2010
Job Attorney at Barger & Wolen LLP
Industry Law Practice
Experience
Barger & Wolen LLP May 2013 - Present
Weston & McElvain LLP 2012 - 2013
US Securities and Exchange Commission August 2010 - December 2010
Honorable Anthony J. Mohr July 2009 - August 2009
Skills
Entertainment Law, Legal Research, Courts, Legal Writing, Securities Regulation, Intellectual Property, Corporate Law, International Relations, Litigation, Commercial Litigation, Trade Secrets, Civil Litigation, International Law, Westlaw, Class Actions
Education
University of California, Los Angeles - School of Law
J.D., Law
University of California, Los Angeles
BA
Cleveland High School
Universidade Gama Filho
Barger & Wolen LLP May 2013 - Present
Weston & McElvain LLP 2012 - 2013
US Securities and Exchange Commission August 2010 - December 2010
Honorable Anthony J. Mohr July 2009 - August 2009
Skills
Entertainment Law, Legal Research, Courts, Legal Writing, Securities Regulation, Intellectual Property, Corporate Law, International Relations, Litigation, Commercial Litigation, Trade Secrets, Civil Litigation, International Law, Westlaw, Class Actions
Education
University of California, Los Angeles - School of Law
J.D., Law
University of California, Los Angeles
BA
Cleveland High School
Universidade Gama Filho
Krysta Cannon Krysta Cannon's US Securities and Exchange Commission Experience January 2013 - Present
Job Accountant, Division of Enforcement, US Securities and Exchange Commission
Industry Accounting
Experience
US Securities and Exchange Commission January 2013 - Present
Alston & Bird LLP November 2007 - January 2013
PricewaterhouseCoopers July 1998 - October 2007
Skills
SEC filings, Litigation Support, Due Diligence, Sarbanes-Oxley Act, US GAAP, Internal Controls, Mergers & Acquisitions, Auditing, Accounting, CPA, GAAP, Financial Accounting, Financial Reporting, Forensic Accounting, Corporate Tax, Financial Analysis
Education
Troy University 1994 — 1998
MBA, BS, Accounting, Business Administration
US Securities and Exchange Commission January 2013 - Present
Alston & Bird LLP November 2007 - January 2013
PricewaterhouseCoopers July 1998 - October 2007
Skills
SEC filings, Litigation Support, Due Diligence, Sarbanes-Oxley Act, US GAAP, Internal Controls, Mergers & Acquisitions, Auditing, Accounting, CPA, GAAP, Financial Accounting, Financial Reporting, Forensic Accounting, Corporate Tax, Financial Analysis
Education
Troy University 1994 — 1998
MBA, BS, Accounting, Business Administration
Melissa Sotudeh, CFP ® Melissa Sotudeh, CFP ®'s US Securities and Exchange Commission Experience 1994 - 1996
Job Wealth Advisor at Halpern Financial, Inc.
Industry Financial Services
Experience
Halpern Financial, Inc. November 2013 - Present
Warner Financial, Inc March 2006 - October 2013
US Securities and Exchange Commission 1994 - 1996
US Securities and Exchange Commission 1991 - 1994
The World Bank July 1990 - December 1990
Skills
Retirement Planning, Wealth Management, Investments, Strategic Financial..., Mutual Funds, Retirement, Estate Planning, Investment Advisory, Asset Allocation, Portfolio Management, Financial Advisory, Investment Strategies, Asset Managment, IRAs
Education
Thunderbird School of Global Management 1988 — 1990
Master of Business Administration (MBA), International Business
The University of Texas at Austin 1983 — 1987
Bachelor of Arts (B.A.), Economics
Halpern Financial, Inc. November 2013 - Present
Warner Financial, Inc March 2006 - October 2013
US Securities and Exchange Commission 1994 - 1996
US Securities and Exchange Commission 1991 - 1994
The World Bank July 1990 - December 1990
Skills
Retirement Planning, Wealth Management, Investments, Strategic Financial..., Mutual Funds, Retirement, Estate Planning, Investment Advisory, Asset Allocation, Portfolio Management, Financial Advisory, Investment Strategies, Asset Managment, IRAs
Education
Thunderbird School of Global Management 1988 — 1990
Master of Business Administration (MBA), International Business
The University of Texas at Austin 1983 — 1987
Bachelor of Arts (B.A.), Economics
Leon Wong Leon Wong's US Securities and Exchange Commission Experience January 2013 - May 2013
Job Judicial Law Clerk to the Retired and Visiting Judges of Baltimore City at Baltimore City Circuit Court
Industry Law Practice
Experience
Baltimore City Circuit Court August 2014 - Present
Consumer Protection Clinic, University of Maryland School of Law August 2013 - May 2014
Office of Delegate Sam Arora June 2013 - August 2013
Joy and Trust English School May 2013 - June 2013
Professor Brian Sawers, University of Maryland School of Law May 2012 - June 2013
US Securities and Exchange Commission January 2013 - May 2013
Community Law in Action 2013 - 2013
Professor Karen Czapanskiy, University of Maryland School of Law May 2012 - November 2012
Skills
Policy Analysis, Civil Litigation, Research, Family Law, Legislation, Program Management, Teaching, Securities, Legal Research, Legal Writing, Westlaw, Litigation, Securities Regulation, Lexis, Property Law, Courts, Trials, Corporate Law, Commercial Litigation, Criminal Law
Education
University of Maryland School of Law 2011 — 2014
Doctor of Law (JD)
The Ohio State University 2007 — 2011
Bachelor of Arts (BA), Political Science and Philosophy
Baltimore City Circuit Court August 2014 - Present
Consumer Protection Clinic, University of Maryland School of Law August 2013 - May 2014
Office of Delegate Sam Arora June 2013 - August 2013
Joy and Trust English School May 2013 - June 2013
Professor Brian Sawers, University of Maryland School of Law May 2012 - June 2013
US Securities and Exchange Commission January 2013 - May 2013
Community Law in Action 2013 - 2013
Professor Karen Czapanskiy, University of Maryland School of Law May 2012 - November 2012
Skills
Policy Analysis, Civil Litigation, Research, Family Law, Legislation, Program Management, Teaching, Securities, Legal Research, Legal Writing, Westlaw, Litigation, Securities Regulation, Lexis, Property Law, Courts, Trials, Corporate Law, Commercial Litigation, Criminal Law
Education
University of Maryland School of Law 2011 — 2014
Doctor of Law (JD)
The Ohio State University 2007 — 2011
Bachelor of Arts (BA), Political Science and Philosophy
Stephanie Shuler Stephanie Shuler's US Securities and Exchange Commission Experience 2010 - 2011
Job Special Counsel at WilmerHale
Industry Law Practice
Experience
WilmerHale January 2015 - Present
WilmerHale 2012 - December 2014
US Securities and Exchange Commission 2010 - 2011
US Securities and Exchange Commission 2005 - 2010
US Securities and Exchange Commission 2004 - 2005
Milbank, Tweed, Hadley & McCloy LLP 2002 - 2004
Stone Pigman Walther Wittmann L.L.C. 2000 - 2002
Stone Pigman Walther Wittmann L.L.C. 1993 - 1999
Skills
Securities Regulation, Securities, Litigation, Corporate Governance
Education
Tulane Law School 1990 — 1993
JD, summa cum laude
University of Chicago 1984 — 1988
BA
WilmerHale January 2015 - Present
WilmerHale 2012 - December 2014
US Securities and Exchange Commission 2010 - 2011
US Securities and Exchange Commission 2005 - 2010
US Securities and Exchange Commission 2004 - 2005
Milbank, Tweed, Hadley & McCloy LLP 2002 - 2004
Stone Pigman Walther Wittmann L.L.C. 2000 - 2002
Stone Pigman Walther Wittmann L.L.C. 1993 - 1999
Skills
Securities Regulation, Securities, Litigation, Corporate Governance
Education
Tulane Law School 1990 — 1993
JD, summa cum laude
University of Chicago 1984 — 1988
BA
Roy McDonald's US Securities and Exchange Commission Experience January 1997 - May 1997
Job Partner at DLA Piper
Industry Law Practice
Experience
DLA Piper 2000 - Present
Christensen Miller 1997 - 2000
US Securities and Exchange Commission January 1997 - May 1997
Skills
Legal Compliance, Corporate Internal..., Corporate Fraud..., FCPA, Anti-corruption, Anti-bribery, White Collar Criminal..., Business Litigation, Commercial Litigation, Class Actions, Securities Litigation, Securities Fraud, Securities Regulation, Antitrust Law, False Claims, Qui Tam, Internal Controls, Corporate Governance, Compliance, Civil Litigation, Internal Investigations, Ethics, Global Regulatory..., Corporate Law, Arbitration, Employee Training, Training Delivery, Global Compliance, Litigation
Education
Washington University in St. Louis School of Law 1994 — 1997
Doctor of Law (JD)
Trinity College-Hartford 1990 — 1994
Bachelor of Arts (BA)
DLA Piper 2000 - Present
Christensen Miller 1997 - 2000
US Securities and Exchange Commission January 1997 - May 1997
Skills
Legal Compliance, Corporate Internal..., Corporate Fraud..., FCPA, Anti-corruption, Anti-bribery, White Collar Criminal..., Business Litigation, Commercial Litigation, Class Actions, Securities Litigation, Securities Fraud, Securities Regulation, Antitrust Law, False Claims, Qui Tam, Internal Controls, Corporate Governance, Compliance, Civil Litigation, Internal Investigations, Ethics, Global Regulatory..., Corporate Law, Arbitration, Employee Training, Training Delivery, Global Compliance, Litigation
Education
Washington University in St. Louis School of Law 1994 — 1997
Doctor of Law (JD)
Trinity College-Hartford 1990 — 1994
Bachelor of Arts (BA)
William Beggs, CFA William Beggs, CFA's US Securities and Exchange Commission Experience August 2008 - October 2011
Job Research Assistant and Finance PhD Student at The University of Arizona, Eller College of Management
Industry Capital Markets
Experience
The University of Arizona August 2014 - Present
Cutler Investment Group October 2011 - July 2014
Seattle University August 2013 - May 2014
US Securities and Exchange Commission August 2008 - October 2011
Ethanol Capital Management 2008 - 2008
Glenbard West High School, Wheaton North High School 2004 - 2007
Ashland Partners & Company LLP 2006 - 2006
Skills
Investment Advisory, Investment Management, Hedge Funds, Alternative Investments, Asset Managment, Asset Allocation, Asset Management, Analysis, Socially Responsible..., Corporate Social..., Mergers & Acquisitions, Institutional..., Investment Research, Mutual Funds, SAS, R, Stata, Econometrics, Chartered Financial..., Equity Research, US Equities, Portfolio Management, Macroeconomics, Fixed Income Analysis, Credit Analysis, Fixed Income Portfolio..., Investment Compliance, Investment Advisor..., Investment Company Act, Portfolio Performance..., Performance Attribution, Investment Performance, GIPS Compliance, Separately Managed..., Empirical Research, Financial Econometrics, Matlab, Morningstar, Microeconomics, Quantitative Finance, Quantitative Research, Regression Analysis, Regression Models
Education
University of Arizona, Eller College of Management 2014 — 2019
Doctor of Philosophy (Ph.D.), Finance, minor in Econometrics
University of Arizona, Eller College of Management 2007 — 2008
Master's Degree, Finance
University of Illinois at Urbana-Champaign 2000 — 2004
Bachelor's Degree, Mathematics
The University of Arizona August 2014 - Present
Cutler Investment Group October 2011 - July 2014
Seattle University August 2013 - May 2014
US Securities and Exchange Commission August 2008 - October 2011
Ethanol Capital Management 2008 - 2008
Glenbard West High School, Wheaton North High School 2004 - 2007
Ashland Partners & Company LLP 2006 - 2006
Skills
Investment Advisory, Investment Management, Hedge Funds, Alternative Investments, Asset Managment, Asset Allocation, Asset Management, Analysis, Socially Responsible..., Corporate Social..., Mergers & Acquisitions, Institutional..., Investment Research, Mutual Funds, SAS, R, Stata, Econometrics, Chartered Financial..., Equity Research, US Equities, Portfolio Management, Macroeconomics, Fixed Income Analysis, Credit Analysis, Fixed Income Portfolio..., Investment Compliance, Investment Advisor..., Investment Company Act, Portfolio Performance..., Performance Attribution, Investment Performance, GIPS Compliance, Separately Managed..., Empirical Research, Financial Econometrics, Matlab, Morningstar, Microeconomics, Quantitative Finance, Quantitative Research, Regression Analysis, Regression Models
Education
University of Arizona, Eller College of Management 2014 — 2019
Doctor of Philosophy (Ph.D.), Finance, minor in Econometrics
University of Arizona, Eller College of Management 2007 — 2008
Master's Degree, Finance
University of Illinois at Urbana-Champaign 2000 — 2004
Bachelor's Degree, Mathematics
Christopher Healey's US Securities and Exchange Commission Experience September 2009 - December 2009
Job Registered Funds Associate at Simpson Thacher & Bartlett
Industry Law Practice
Experience
Simpson Thacher & Bartlett LLP February 2015 - Present
K&L Gates September 2011 - January 2015
The George Washington University Law School August 2010 - May 2011
K&L Gates May 2010 - July 2010
US Securities and Exchange Commission September 2009 - December 2009
Investment Company Institute May 2009 - September 2009
White & Case February 2007 - June 2008
Education
The George Washington University Law School 2008 — 2011
J.D., Law
Tufts University 2002 — 2006
BA, Philosophy/Comparative Religion
Simpson Thacher & Bartlett LLP February 2015 - Present
K&L Gates September 2011 - January 2015
The George Washington University Law School August 2010 - May 2011
K&L Gates May 2010 - July 2010
US Securities and Exchange Commission September 2009 - December 2009
Investment Company Institute May 2009 - September 2009
White & Case February 2007 - June 2008
Education
The George Washington University Law School 2008 — 2011
J.D., Law
Tufts University 2002 — 2006
BA, Philosophy/Comparative Religion
Donal Byard Donal Byard's US Securities and Exchange Commission Experience August 2008 - July 2009
Job Coordinator, PhD Program, Accounting Department at Baruch College
Industry Accounting
Experience
Baruch College 2011 - Present
Baruch College September 2005 - Present
US Securities and Exchange Commission August 2008 - July 2009
Baruch College 2002 - 2005
University of Cincinnati 1998 - 2002
University of Maryland, College Park September 1993 - July 1998
Skills
Accounting, Financial Reporting, Financial Accounting, US GAAP, Financial Statements, Financial Analysis, IFRS, Financial Statement..., Research
Education
University of Maryland College Park 1993 — 1998
PhD, Accounting
University College Dublin 1990 — 1991
MBS, Banking and Finance
University of Limerick 1985 — 1989
BBS, Accounting
Baruch College 2011 - Present
Baruch College September 2005 - Present
US Securities and Exchange Commission August 2008 - July 2009
Baruch College 2002 - 2005
University of Cincinnati 1998 - 2002
University of Maryland, College Park September 1993 - July 1998
Skills
Accounting, Financial Reporting, Financial Accounting, US GAAP, Financial Statements, Financial Analysis, IFRS, Financial Statement..., Research
Education
University of Maryland College Park 1993 — 1998
PhD, Accounting
University College Dublin 1990 — 1991
MBS, Banking and Finance
University of Limerick 1985 — 1989
BBS, Accounting
Russ Lemley Russ Lemley's US Securities and Exchange Commission Experience March 1991 - February 1996
Job Chief Compliance Officer American Funds at Capital Research and Management Company
Industry Financial Services
Experience
Capital Research and Management Company August 2004 - Present
Capital Guardian Trust Company February 1996 - August 2004
US Securities and Exchange Commission March 1991 - February 1996
Dreyfus Service Corporation November 1987 - February 1991
Skills
Securities, Mutual Funds, Asset Managment, Investments, Investment Advisory, Equities, Fixed Income, Corporate Governance, Securities Regulation, Investment Company Act, Risk Management, Asset Management, Compliance, Valuation, Trading, Investment Management, Alternative Investments
Education
University of California, Irvine 1985 — 1987
BA, Economics
The Ohio State University 1984 — 1985
Capital Research and Management Company August 2004 - Present
Capital Guardian Trust Company February 1996 - August 2004
US Securities and Exchange Commission March 1991 - February 1996
Dreyfus Service Corporation November 1987 - February 1991
Skills
Securities, Mutual Funds, Asset Managment, Investments, Investment Advisory, Equities, Fixed Income, Corporate Governance, Securities Regulation, Investment Company Act, Risk Management, Asset Management, Compliance, Valuation, Trading, Investment Management, Alternative Investments
Education
University of California, Irvine 1985 — 1987
BA, Economics
The Ohio State University 1984 — 1985
Ken Nakata Ken Nakata's US Securities and Exchange Commission Experience 1988 - 1990
Job Director, Accessibility Consulting Practice at HiSoftware
Industry Information Technology and Services
Experience
HiSoftware September 2008 - Present
BayFirst Solutions LLC July 2004 - September 2008
U.S. Department of Justice July 1992 - June 2004
Gilbert, Segall and Young (now part of Holland & Knight LLP) 1990 - 1992
US Securities and Exchange Commission 1988 - 1990
Education
University of Pennsylvania Law School 1986 — 1988
The Johns Hopkins University 1981 — 1984
BA, Mathematics
HiSoftware September 2008 - Present
BayFirst Solutions LLC July 2004 - September 2008
U.S. Department of Justice July 1992 - June 2004
Gilbert, Segall and Young (now part of Holland & Knight LLP) 1990 - 1992
US Securities and Exchange Commission 1988 - 1990
Education
University of Pennsylvania Law School 1986 — 1988
The Johns Hopkins University 1981 — 1984
BA, Mathematics
K. Sean Frey K. Sean Frey's US Securities and Exchange Commission Experience 1998 - 1998
Job VP, Treasury, Global Clearing Firm
Industry Financial Services
Experience
Global Clearing Firm November 2013 - Present
Ronin Capital January 2012 - October 2013
Ronin Capital October 2006 - January 2012
Ronin Capital July 2005 - October 2006
Ronin Capital June 2002 - July 2005
Market Liquidity Network October 2000 - June 2002
Chicago Board Options Exchange August 1998 - October 2000
US Securities and Exchange Commission 1998 - 1998
J.C. Bradford 1996 - 1998
Skills
Derivatives, Options, Financial Analysis, Risk Management, Bloomberg, FX, Hedging, Excel, Accounting, Financial Reporting, Compliance, Corporate Finance, Commodities, Financial Accounting, Financial Modeling, Cash Management, Fixed Income, Money Market, Liquidity, FX Hedging, Treasury Functions, Corporate Treasury, Equities, Trading, Capital Markets, Treasury, Equity Derivatives, Commodity, FX Options, Foreign Exchange, Treasury Management, Financial Markets, Credit, Currency, Portfolio Management, Bonds, Proprietary Trading, Electronic Trading, Hedge Funds, Microsoft Excel, Alternative Investments, Valuation, Trading Systems, FINRA, Asset Management, Investments, Finance, Securities, Management, Financial Services
Education
The University of Chicago - Booth School of Business 2007 — 2010
MBA, Finance, Economics, Statistics and Econometrics
University of Notre Dame 1994 — 1998
BBA, Finance
Goodpasture 1983 — 1994
Global Clearing Firm November 2013 - Present
Ronin Capital January 2012 - October 2013
Ronin Capital October 2006 - January 2012
Ronin Capital July 2005 - October 2006
Ronin Capital June 2002 - July 2005
Market Liquidity Network October 2000 - June 2002
Chicago Board Options Exchange August 1998 - October 2000
US Securities and Exchange Commission 1998 - 1998
J.C. Bradford 1996 - 1998
Skills
Derivatives, Options, Financial Analysis, Risk Management, Bloomberg, FX, Hedging, Excel, Accounting, Financial Reporting, Compliance, Corporate Finance, Commodities, Financial Accounting, Financial Modeling, Cash Management, Fixed Income, Money Market, Liquidity, FX Hedging, Treasury Functions, Corporate Treasury, Equities, Trading, Capital Markets, Treasury, Equity Derivatives, Commodity, FX Options, Foreign Exchange, Treasury Management, Financial Markets, Credit, Currency, Portfolio Management, Bonds, Proprietary Trading, Electronic Trading, Hedge Funds, Microsoft Excel, Alternative Investments, Valuation, Trading Systems, FINRA, Asset Management, Investments, Finance, Securities, Management, Financial Services
Education
The University of Chicago - Booth School of Business 2007 — 2010
MBA, Finance, Economics, Statistics and Econometrics
University of Notre Dame 1994 — 1998
BBA, Finance
Goodpasture 1983 — 1994
Kyle Whitehead Kyle Whitehead's US Securities and Exchange Commission Experience January 2012 - April 2012
Job Associate Investment Management at Morgan, Lewis & Bockius LLP
Industry Law Practice
Experience
Morgan, Lewis & Bockius LLP August 2015 - Present
Carlton Fields Jorden Burt September 2013 - August 2015
Jorden Burt LLP September 2012 - April 2013
Jorden Burt LLP May 2012 - August 2012
US Securities and Exchange Commission January 2012 - April 2012
Rivero Mestre LLP July 2011 - August 2011
Miami-Dade County Office of the State Attorney May 2011 - July 2011
LPL Financial May 2008 - August 2010
LPL Financial May 2007 - May 2008
Merrill Lynch September 2006 - January 2007
Education
The George Washington University Law School 2011 — 2013
JD, Law, With Honors
University of Miami School of Law 2010 — 2011
JD, Law
University of Virginia 2000 — 2004
BA, Economics
Morgan, Lewis & Bockius LLP August 2015 - Present
Carlton Fields Jorden Burt September 2013 - August 2015
Jorden Burt LLP September 2012 - April 2013
Jorden Burt LLP May 2012 - August 2012
US Securities and Exchange Commission January 2012 - April 2012
Rivero Mestre LLP July 2011 - August 2011
Miami-Dade County Office of the State Attorney May 2011 - July 2011
LPL Financial May 2008 - August 2010
LPL Financial May 2007 - May 2008
Merrill Lynch September 2006 - January 2007
Education
The George Washington University Law School 2011 — 2013
JD, Law, With Honors
University of Miami School of Law 2010 — 2011
JD, Law
University of Virginia 2000 — 2004
BA, Economics
Caitlin Heaton Caitlin Heaton's US Securities and Exchange Commission Experience May 2013 - July 2013
Job Summer Associate at Alston & Bird LLP
Industry Government Administration
Experience
Alston & Bird LLP May 2014 - Present
Vanderbilt Law School August 2012 - Present
US Securities and Exchange Commission May 2013 - July 2013
Parker, Hudson, Rainer & Dobbs LLP June 2012 - August 2012
Office of Government Relations May 2011 - May 2012
British Standards Institution (BSI) September 2010 - May 2011
Skills
Politics, Event Planning, Government, Research, Policy Analysis, PowerPoint, Microsoft Office, Public Policy
Education
The University of Georgia 2008 — 2012
Bachelor of Arts (B.A.), International Affairs, History, summa cum laude
Woodward Academy 2000 — 2008
Alston & Bird LLP May 2014 - Present
Vanderbilt Law School August 2012 - Present
US Securities and Exchange Commission May 2013 - July 2013
Parker, Hudson, Rainer & Dobbs LLP June 2012 - August 2012
Office of Government Relations May 2011 - May 2012
British Standards Institution (BSI) September 2010 - May 2011
Skills
Politics, Event Planning, Government, Research, Policy Analysis, PowerPoint, Microsoft Office, Public Policy
Education
The University of Georgia 2008 — 2012
Bachelor of Arts (B.A.), International Affairs, History, summa cum laude
Woodward Academy 2000 — 2008
Brian M. Heit, Esq.'s US Securities and Exchange Commission Experience August 2013 - December 2013
Job Litigation Attorney at Liberty Mutual Insurance
Industry Insurance
Experience
Liberty Mutual Insurance July 2015 - Present
Aon Risk Solutions (Financial Services Group) November 2014 - June 2015
US Securities and Exchange Commission August 2013 - December 2013
Mas Tec May 2013 - September 2013
Investor Rights Clinic January 2013 - July 2013
Health and Elder Law Clinic May 2012 - January 2013
Cabin Ranch January 2010 - August 2011
Youth Justice Institute April 2010 - July 2011
Strada Collective March 2008 - January 2011
Skills
Legal Research, Litigation, Legal Writing, Trials, Securities Regulation, Mergers & Acquisitions, Securities Arbitration, Arbitration, Financial Analysis, Civil Litigation, Administrative Law, Employment Law, Research, Leadership, Transactional Law, Finance, Business Strategy, Risk Management, Fundraising, Community Outreach, Interpersonal Skills, Public Speaking
Education
University of Miami School of Law 2011 — 2013
J.D.
University of Miami - School of Business 2013 — 2014
Master of Business Administration (MBA)
University College London, U. of London 2013 — 2013
Doctor of Law (J.D.)
Santa Cruz High School
Liberty Mutual Insurance July 2015 - Present
Aon Risk Solutions (Financial Services Group) November 2014 - June 2015
US Securities and Exchange Commission August 2013 - December 2013
Mas Tec May 2013 - September 2013
Investor Rights Clinic January 2013 - July 2013
Health and Elder Law Clinic May 2012 - January 2013
Cabin Ranch January 2010 - August 2011
Youth Justice Institute April 2010 - July 2011
Strada Collective March 2008 - January 2011
Skills
Legal Research, Litigation, Legal Writing, Trials, Securities Regulation, Mergers & Acquisitions, Securities Arbitration, Arbitration, Financial Analysis, Civil Litigation, Administrative Law, Employment Law, Research, Leadership, Transactional Law, Finance, Business Strategy, Risk Management, Fundraising, Community Outreach, Interpersonal Skills, Public Speaking
Education
University of Miami School of Law 2011 — 2013
J.D.
University of Miami - School of Business 2013 — 2014
Master of Business Administration (MBA)
University College London, U. of London 2013 — 2013
Doctor of Law (J.D.)
Santa Cruz High School
D'Jaris Gladden D'Jaris Gladden's US Securities and Exchange Commission Experience June 2014 - Present
Job Contracting Officer at the Securities and Exchange Commission
Industry Government Administration
Experience
U.S. Securities and Exchange Commission June 2014 - Present
US Securities and Exchange Commission September 2012 - Present
CBX Technologies June 2011 - September 2012
Dept of the Air Force October 2007 - June 2011
Dept of Defense November 1985 - July 2007
Skills
Federal Government, Government, Defense Contracting, Policy, Source Selection, Contract Management, Project Planning, Air Force, Organizational..., Military, Security Clearance, Program Management, Defense, Leadership, Training, Leadership Development, Federal Procurement, Organizational...
Education
Webster University 2007 — 2008
Graduate Certificate, Government Contracting
Troy State University 1999 — 2001
Master's degree, Public Administration
St Leo University 1994 — 1998
Bachelor's degree, Criminology
U.S. Securities and Exchange Commission June 2014 - Present
US Securities and Exchange Commission September 2012 - Present
CBX Technologies June 2011 - September 2012
Dept of the Air Force October 2007 - June 2011
Dept of Defense November 1985 - July 2007
Skills
Federal Government, Government, Defense Contracting, Policy, Source Selection, Contract Management, Project Planning, Air Force, Organizational..., Military, Security Clearance, Program Management, Defense, Leadership, Training, Leadership Development, Federal Procurement, Organizational...
Education
Webster University 2007 — 2008
Graduate Certificate, Government Contracting
Troy State University 1999 — 2001
Master's degree, Public Administration
St Leo University 1994 — 1998
Bachelor's degree, Criminology
Jason Kornblatt's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Tax Consultant at Deloitte
Industry Accounting
Experience
Deloitte October 2014 - Present
US Securities and Exchange Commission May 2013 - August 2013
Savage, Turner, Pinckney and Madison May 2012 - August 2012
University of Georgia Ramsey Center May 2010 - July 2011
Skills
Legal Writing
Education
Indiana University School of Law—Bloomington 2011 — 2014
Doctor of Law (J.D.)
The University of Georgia 2007 — 2011
Bachelor of Business Administration (B.B.A.), Finance
Deloitte October 2014 - Present
US Securities and Exchange Commission May 2013 - August 2013
Savage, Turner, Pinckney and Madison May 2012 - August 2012
University of Georgia Ramsey Center May 2010 - July 2011
Skills
Legal Writing
Education
Indiana University School of Law—Bloomington 2011 — 2014
Doctor of Law (J.D.)
The University of Georgia 2007 — 2011
Bachelor of Business Administration (B.B.A.), Finance
Joseph Wayne Joseph Wayne's US Securities and Exchange Commission Experience September 2011 - November 2011
Job Senior Associate at PwC
Industry Financial Services
Experience
PwC September 2013 - Present
PwC June 2012 - August 2012
US Securities and Exchange Commission September 2011 - November 2011
Investment Company Institute May 2011 - July 2011
E*TRADE Financial July 2008 - July 2010
Skills
Financial Services, Capital Markets, Corporate Governance, Due Diligence, Private Equity, Corporate Law, Finance, Securities, AML, Research, Legal Writing, Financial Analysis, Financial Risk, Risk Management, Anti Money Laundering
Education
The George Washington University Law School 2010 — 2013
J.D.
Wesleyan University 2004 — 2008
B.A., Government
PwC September 2013 - Present
PwC June 2012 - August 2012
US Securities and Exchange Commission September 2011 - November 2011
Investment Company Institute May 2011 - July 2011
E*TRADE Financial July 2008 - July 2010
Skills
Financial Services, Capital Markets, Corporate Governance, Due Diligence, Private Equity, Corporate Law, Finance, Securities, AML, Research, Legal Writing, Financial Analysis, Financial Risk, Risk Management, Anti Money Laundering
Education
The George Washington University Law School 2010 — 2013
J.D.
Wesleyan University 2004 — 2008
B.A., Government
Daniel Pratl Daniel Pratl's US Securities and Exchange Commission Experience January 2013 - May 2013
Job Associate, Strategic Initiatives & Investments
Industry Information Technology and Services
Experience
Red Hat June 2014 - Present
Red Hat December 2013 - April 2014
Pratl Technologies, LLC January 2011 - April 2014
GROUNDFLOOR Finance December 2013 - December 2013
RocketBolt September 2013 - December 2013
US Securities and Exchange Commission January 2013 - May 2013
Financial Industry Regulatory Authority August 2012 - December 2012
Accelerence, LLC May 2012 - September 2012
Daniel O. Klinedinst, LP August 2009 - August 2010
Skills
Corporate Governance, Securities Regulation, Trademark Infringement, Copyright Infringement, Patent preparation, Risk Analysis, Risk Management, Intellectual Property, Social Entrepreneurship, Product Liability, Corporate Branding, Marketing Strategy, General Operations, Westlaw, Big Data, Entrepreneurship, Venture Capital, Strategic Planning, Business Strategy, Marketing, Strategy, Management
Education
Duke University 2013 — 2014
Masters of Law (LLM), Business & Entrepreneurship
Rutgers University School of Law - Camden 2010 — 2013
Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law, Plumbum Nos in Posterus Scholar
Università degli Studi di Firenze / University of Florence 2011 — 2011
International Comparative Commercial Law Program, UCC/CISG Commercial Codes
Appalachian State University 2006 — 2010
Bachelor's degree, Political Science and Social Policy; Heltzer Honors Program - Justice Studies, Cum Laude
Cardinal Gibbons HS 2002 — 2006
Raleigh, NC
Red Hat June 2014 - Present
Red Hat December 2013 - April 2014
Pratl Technologies, LLC January 2011 - April 2014
GROUNDFLOOR Finance December 2013 - December 2013
RocketBolt September 2013 - December 2013
US Securities and Exchange Commission January 2013 - May 2013
Financial Industry Regulatory Authority August 2012 - December 2012
Accelerence, LLC May 2012 - September 2012
Daniel O. Klinedinst, LP August 2009 - August 2010
Skills
Corporate Governance, Securities Regulation, Trademark Infringement, Copyright Infringement, Patent preparation, Risk Analysis, Risk Management, Intellectual Property, Social Entrepreneurship, Product Liability, Corporate Branding, Marketing Strategy, General Operations, Westlaw, Big Data, Entrepreneurship, Venture Capital, Strategic Planning, Business Strategy, Marketing, Strategy, Management
Education
Duke University 2013 — 2014
Masters of Law (LLM), Business & Entrepreneurship
Rutgers University School of Law - Camden 2010 — 2013
Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law, Plumbum Nos in Posterus Scholar
Università degli Studi di Firenze / University of Florence 2011 — 2011
International Comparative Commercial Law Program, UCC/CISG Commercial Codes
Appalachian State University 2006 — 2010
Bachelor's degree, Political Science and Social Policy; Heltzer Honors Program - Justice Studies, Cum Laude
Cardinal Gibbons HS 2002 — 2006
Raleigh, NC
Kasey Webb Kasey Webb's US Securities and Exchange Commission Experience July 2012 - August 2012
Job Experienced Associate at PwC (PricewaterhouseCoopers, LLP)
Industry Financial Services
Experience
PwC December 2014 - Present
Financial Industry Regulatory Authority September 2013 - November 2014
US Securities and Exchange Commission July 2012 - August 2012
U.S. Government Accountability Office May 2012 - June 2012
The Public Purpose: An Interdisciplinary Journal November 2011 - April 2012
U.S. International Trade Commission September 2011 - December 2011
Tulane University August 2009 - March 2011
Skills
Regulatory Compliance, Internal Controls, FINRA and SEC Rules, Operational Risk, Broker-Dealer Operations, Risk Assessment, Investigations, KYC, External Audit, Process Improvement, Strategic Public..., Federal Government, Project Management, Analysis, Teamwork, Microsoft Excel
Education
American University - School of Public Affairs 2011 — 2013
MPA
University of Southern Mississippi 2008 — 2009
MS
Xavier University of Louisiana 2004 — 2008
Bachelor of Science, Psychology, Mass Communication Minor
PwC December 2014 - Present
Financial Industry Regulatory Authority September 2013 - November 2014
US Securities and Exchange Commission July 2012 - August 2012
U.S. Government Accountability Office May 2012 - June 2012
The Public Purpose: An Interdisciplinary Journal November 2011 - April 2012
U.S. International Trade Commission September 2011 - December 2011
Tulane University August 2009 - March 2011
Skills
Regulatory Compliance, Internal Controls, FINRA and SEC Rules, Operational Risk, Broker-Dealer Operations, Risk Assessment, Investigations, KYC, External Audit, Process Improvement, Strategic Public..., Federal Government, Project Management, Analysis, Teamwork, Microsoft Excel
Education
American University - School of Public Affairs 2011 — 2013
MPA
University of Southern Mississippi 2008 — 2009
MS
Xavier University of Louisiana 2004 — 2008
Bachelor of Science, Psychology, Mass Communication Minor
Bill Rivard's US Securities and Exchange Commission Experience 1997 - 1998
Job Financial Reporting
Industry Accounting
Experience
Palace Entertainment March 2011 - Present
Nationwide Auction Systems 2005 - June 2009
Kelly and Company 2003 - 2005
Clean Energy Fuels Corp 2002 - 2003
Innuity July 2000 - September 2001
MBC Holding Company December 1998 - July 2000
US Securities and Exchange Commission 1997 - 1998
McGladrey & Pullen January 1993 - August 1997
Skills
Financial Reporting, GAAP, Mergers, Forecasting, Financial Modeling, Sarbanes-Oxley Act, Managerial Finance, SEC filings, Auditing, Internal Controls, US GAAP, Process Improvement, Tax, Corporate Finance, Finance, IFRS, Internal Audit, SEC Filings, CPA, Budgets, Budgeting, Cash Flow Forecasting, Accounting, Financial Analysis, Management, Financial Accounting, Analysis, Leadership
Education
The University of North Dakota 1988 — 1992
Bachelor, Accountancy
Palace Entertainment March 2011 - Present
Nationwide Auction Systems 2005 - June 2009
Kelly and Company 2003 - 2005
Clean Energy Fuels Corp 2002 - 2003
Innuity July 2000 - September 2001
MBC Holding Company December 1998 - July 2000
US Securities and Exchange Commission 1997 - 1998
McGladrey & Pullen January 1993 - August 1997
Skills
Financial Reporting, GAAP, Mergers, Forecasting, Financial Modeling, Sarbanes-Oxley Act, Managerial Finance, SEC filings, Auditing, Internal Controls, US GAAP, Process Improvement, Tax, Corporate Finance, Finance, IFRS, Internal Audit, SEC Filings, CPA, Budgets, Budgeting, Cash Flow Forecasting, Accounting, Financial Analysis, Management, Financial Accounting, Analysis, Leadership
Education
The University of North Dakota 1988 — 1992
Bachelor, Accountancy
Nicholas D'Ambrosio, Esq. Nicholas D'Ambrosio, Esq.'s US Securities and Exchange Commission Experience May 2013 - August 2013
Job Chief Compliance Officer at Sandhill Investment Management
Industry Legal Services
Experience
Sandhill Investment Management November 2014 - Present
Getman & Biryla, LLP February 2011 - November 2014
US Securities and Exchange Commission May 2013 - August 2013
Skills
Westlaw, Legal Research, Legal Writing, Courts, Lexis, Litigation, Trials, Commercial Litigation, Appeals, Financial Analysis, Bankruptcy, Security Agreements, Contract Law, Debtor/creditor Law, Commercial Banking, Data Modeling, Financial Econometrics, Eviews, Securities Regulation, Investment Company Act, Securities Exchange Act..., Private Equity, Fund Of Funds, Business Development..., Secured Transactions
Education
State University of New York at Buffalo - School of Management 2012 — 2014
J.D./MBA
State University of New York at Buffalo - Law School 2010 — 2014
J.D./MBA, Banking, Corporate, Finance, and Securities Law
State University of New York at Albany 2007 — 2010
B.A., Political Science
Sandhill Investment Management November 2014 - Present
Getman & Biryla, LLP February 2011 - November 2014
US Securities and Exchange Commission May 2013 - August 2013
Skills
Westlaw, Legal Research, Legal Writing, Courts, Lexis, Litigation, Trials, Commercial Litigation, Appeals, Financial Analysis, Bankruptcy, Security Agreements, Contract Law, Debtor/creditor Law, Commercial Banking, Data Modeling, Financial Econometrics, Eviews, Securities Regulation, Investment Company Act, Securities Exchange Act..., Private Equity, Fund Of Funds, Business Development..., Secured Transactions
Education
State University of New York at Buffalo - School of Management 2012 — 2014
J.D./MBA
State University of New York at Buffalo - Law School 2010 — 2014
J.D./MBA, Banking, Corporate, Finance, and Securities Law
State University of New York at Albany 2007 — 2010
B.A., Political Science
Aria Cyrus Safar Aria Cyrus Safar's US Securities and Exchange Commission Experience August 2011 - December 2011
Job Communications Lead at ESTET
Industry Law Practice
Experience
E-STET June 2014 - Present
Federal Judiciary November 2013 - May 2014
WilmerHale September 2012 - November 2013
UC Berkeley August 2011 - May 2012
US Securities and Exchange Commission August 2011 - December 2011
WilmerHale May 2011 - July 2011
Berkeley International Human Rights Law Clinic January 2011 - May 2011
Beijing Arbitration Commission May 2010 - July 2010
California Asylum Representation Clinic August 2009 - December 2009
Roshanian-Payman International Solicitors October 2008 - February 2009
Skills
Legal Research, Litigation, Legal Writing, Corporate Law, Mediation, Human Rights, International..., International Law, Arbitration, International Relations, Securities Regulation, Westlaw, FCPA, Public Policy, Negotiation, Policy Analysis, Commercial Litigation, International..., Refugee Law, Public International Law, Class Actions, Corporate Internal..., Anti Money Laundering, Marketing Communications, Corporate Communications, Corporate Branding
Education
University of California, Berkeley - School of Law 2009 — 2012
J.D.
London School of Economics and Political Science 2008 — 2009
Masters of Science, International Relations
University of California, Los Angeles 2005 — 2008
Bachelor of Arts, Political Science, Arabic
Agoura High School 2001 — 2005
E-STET June 2014 - Present
Federal Judiciary November 2013 - May 2014
WilmerHale September 2012 - November 2013
UC Berkeley August 2011 - May 2012
US Securities and Exchange Commission August 2011 - December 2011
WilmerHale May 2011 - July 2011
Berkeley International Human Rights Law Clinic January 2011 - May 2011
Beijing Arbitration Commission May 2010 - July 2010
California Asylum Representation Clinic August 2009 - December 2009
Roshanian-Payman International Solicitors October 2008 - February 2009
Skills
Legal Research, Litigation, Legal Writing, Corporate Law, Mediation, Human Rights, International..., International Law, Arbitration, International Relations, Securities Regulation, Westlaw, FCPA, Public Policy, Negotiation, Policy Analysis, Commercial Litigation, International..., Refugee Law, Public International Law, Class Actions, Corporate Internal..., Anti Money Laundering, Marketing Communications, Corporate Communications, Corporate Branding
Education
University of California, Berkeley - School of Law 2009 — 2012
J.D.
London School of Economics and Political Science 2008 — 2009
Masters of Science, International Relations
University of California, Los Angeles 2005 — 2008
Bachelor of Arts, Political Science, Arabic
Agoura High School 2001 — 2005
Grace Beer's US Securities and Exchange Commission Experience May 2011 - July 2011
Job Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs July 2013 - Present
US Securities and Exchange Commission May 2011 - July 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Social Media, Public Speaking, English, C, Windows, Matlab, Event Planning, Time Management
Education
University of Alabama 2009 — 2013
Bachelor of Science in Commerce & Business Administration, Finance and Economics, 4.00 GPA
University of Oxford 2012 — 2012
Bachelor's degree, Economics and Mathematics
Goldman Sachs July 2013 - Present
US Securities and Exchange Commission May 2011 - July 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Social Media, Public Speaking, English, C, Windows, Matlab, Event Planning, Time Management
Education
University of Alabama 2009 — 2013
Bachelor of Science in Commerce & Business Administration, Finance and Economics, 4.00 GPA
University of Oxford 2012 — 2012
Bachelor's degree, Economics and Mathematics
Sara Bieker's US Securities and Exchange Commission Experience August 2006 - December 2006
Job Writer
Industry Writing and Editing
Experience
The Kaiser Law Firm PLLC July 2013 - September 2013
Virginia Indigent Defense Commission July 2007 - July 2013
US Securities and Exchange Commission August 2006 - December 2006
Wheat Wu, PLLC September 2005 - December 2006
Skills
Legal Research, Legal Writing, Litigation, Criminal Law, Westlaw, Appeals, Courts, Enforcement, Trials, Lexis, Hearings, Criminal Defense
Education
The George Washington University Law School 2003 — 2006
JD, Law
Washington State University 1998 — 2001
BA, Business/Marketing
Columbia Basin College 1996 — 1998
AA, Business Administration and Management, General
The Kaiser Law Firm PLLC July 2013 - September 2013
Virginia Indigent Defense Commission July 2007 - July 2013
US Securities and Exchange Commission August 2006 - December 2006
Wheat Wu, PLLC September 2005 - December 2006
Skills
Legal Research, Legal Writing, Litigation, Criminal Law, Westlaw, Appeals, Courts, Enforcement, Trials, Lexis, Hearings, Criminal Defense
Education
The George Washington University Law School 2003 — 2006
JD, Law
Washington State University 1998 — 2001
BA, Business/Marketing
Columbia Basin College 1996 — 1998
AA, Business Administration and Management, General
Jennifer Chan Jennifer Chan's US Securities and Exchange Commission Experience June 2012 - August 2012
Job Business Analyst at Deloitte
Industry Management Consulting
Experience
Clinton Foundation June 2014 - August 2014
Hall Capital Partners LLC June 2013 - August 2013
Milken Institute August 2012 - September 2012
US Securities and Exchange Commission June 2012 - August 2012
United Airlines January 2012 - February 2012
JAMS :: Everything in life is a story. Make your story jam. July 2011 - August 2011
Williams College Summer Institute in American Foreign Policy June 2011 - July 2011
KTLA June 2010 - August 2010
Education
Williams College 2010 — 2014
Bachelor of Arts (B.A.)
London School of Economics and Political Science 2012 — 2013
Harvard-Westlake School 2004 — 2010
Graduated cum laude
Clinton Foundation June 2014 - August 2014
Hall Capital Partners LLC June 2013 - August 2013
Milken Institute August 2012 - September 2012
US Securities and Exchange Commission June 2012 - August 2012
United Airlines January 2012 - February 2012
JAMS :: Everything in life is a story. Make your story jam. July 2011 - August 2011
Williams College Summer Institute in American Foreign Policy June 2011 - July 2011
KTLA June 2010 - August 2010
Education
Williams College 2010 — 2014
Bachelor of Arts (B.A.)
London School of Economics and Political Science 2012 — 2013
Harvard-Westlake School 2004 — 2010
Graduated cum laude
Rina Kim Rina Kim's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Proskauer Rose LLP
Industry Accounting
Experience
Korean-American Bar Association of Washington DC September 2013 - Present
George Washington University Editor-in-ChiefThe George Washington International Law ReviewMarch 2014 - April 2015
Proskauer Rose LLP May 2014 - August 2014
GWU Graduate Korean Student Association April 2013 - April 2014
U.S. Department of Justice September 2013 - December 2013
US Securities and Exchange Commission May 2013 - August 2013
KPMG August 2006 - August 2012
Skills
Forensic Accounting, Internal Investigations, FCPA, Korean, Fraud, Risk Assessment, Risk Management, Accounting, Analysis, Forensic Analysis, Policy, Criminal Law, CPA, Certified Fraud Examiner, Litigation Support, Spanish
Education
The George Washington University Law School 2012 — 2015
Doctor of Law (J.D.), Securities Fraud
University of Virginia 2002 — 2006
BS, Commerce, Accounting, Finance, Spanish
Korean-American Bar Association of Washington DC September 2013 - Present
George Washington University Editor-in-ChiefThe George Washington International Law ReviewMarch 2014 - April 2015
Proskauer Rose LLP May 2014 - August 2014
GWU Graduate Korean Student Association April 2013 - April 2014
U.S. Department of Justice September 2013 - December 2013
US Securities and Exchange Commission May 2013 - August 2013
KPMG August 2006 - August 2012
Skills
Forensic Accounting, Internal Investigations, FCPA, Korean, Fraud, Risk Assessment, Risk Management, Accounting, Analysis, Forensic Analysis, Policy, Criminal Law, CPA, Certified Fraud Examiner, Litigation Support, Spanish
Education
The George Washington University Law School 2012 — 2015
Doctor of Law (J.D.), Securities Fraud
University of Virginia 2002 — 2006
BS, Commerce, Accounting, Finance, Spanish
Plotkin Jeffrey Plotkin Jeffrey's US Securities and Exchange Commission Experience 1986 - 1991
Job Partner at Finn, Dixon & Herling LLP
Industry Law Practice
Experience
Finn Dixon & Herling LLP 2012 - Present
US Securities and Exchange Commission 1986 - 1991
Education
New York Law School 1983 — 1986
JD
University of Arizona 1978 — 1981
BA
Finn Dixon & Herling LLP 2012 - Present
US Securities and Exchange Commission 1986 - 1991
Education
New York Law School 1983 — 1986
JD
University of Arizona 1978 — 1981
BA
Sean Wall Sean Wall's US Securities and Exchange Commission Experience January 2013 - April 2013
Job Regulatory Analyst, Attorney
Industry Financial Services
Experience
National Stock Exchange September 2015 - Present
Financial Industry Regulatory Authority (FINRA) March 2015 - August 2015
SIPRUT PC September 2014 - February 2015
Boston College Law School September 2013 - May 2014
National Association of Attorneys General May 2013 - August 2013
US Securities and Exchange Commission January 2013 - April 2013
Boston College Law School September 2012 - December 2012
Boston College Law School June 2012 - August 2012
Legal Advocacy and Resource Center June 2012 - August 2012
Dublin Jerome High School June 2010 - June 2011
Skills
Legal Research, Legal Writing, Editing, Economics, Data Analysis, Research, Politics, Securities Regulation, Westlaw, Client Counseling, Negotiation, Securities, Public Finance, Regulatory Filings, Policy Analysis
Education
Boston College Law School 2011 — 2014
Juris Doctor
The Ohio State University 2007 — 2011
Bachelor of Arts (B.A.), Economics, Magna Cum Laude with Honors
National Stock Exchange September 2015 - Present
Financial Industry Regulatory Authority (FINRA) March 2015 - August 2015
SIPRUT PC September 2014 - February 2015
Boston College Law School September 2013 - May 2014
National Association of Attorneys General May 2013 - August 2013
US Securities and Exchange Commission January 2013 - April 2013
Boston College Law School September 2012 - December 2012
Boston College Law School June 2012 - August 2012
Legal Advocacy and Resource Center June 2012 - August 2012
Dublin Jerome High School June 2010 - June 2011
Skills
Legal Research, Legal Writing, Editing, Economics, Data Analysis, Research, Politics, Securities Regulation, Westlaw, Client Counseling, Negotiation, Securities, Public Finance, Regulatory Filings, Policy Analysis
Education
Boston College Law School 2011 — 2014
Juris Doctor
The Ohio State University 2007 — 2011
Bachelor of Arts (B.A.), Economics, Magna Cum Laude with Honors
Erin Gaudreau, Esq. Erin Gaudreau, Esq.'s US Securities and Exchange Commission Experience January 2013 - April 2013
Job Compliance Associate, Attorney
Industry Law Practice
Experience
Cordium February 2015 - Present
Santander Bank, N.A. August 2014 - January 2015
State Street January 2014 - April 2014
Massachusetts Securities Division September 2013 - November 2013
Rhode Island Public Defenders Office May 2013 - August 2013
Vera Bradley May 2012 - May 2013
US Securities and Exchange Commission January 2013 - April 2013
Suffolk Superior Court May 2012 - August 2012
Trafford's Restaurant June 2011 - September 2011
University of Massachusetts Athletic Ticketing Office October 2008 - May 2011
Skills
Sales, Westlaw, Legal Research, Legal Writing, Lexis, PowerPoint, Data Entry, Microsoft Word, Microsoft Office, Microsoft Excel, Legal Assistance, Research, Time Management, Civil Litigation, Commercial Litigation
Education
New England School of Law 2011 — 2014
Doctor of Law (J.D.), Business Law, 2LD
University of Massachusetts 2007 — 2011
Dual Bachelor of Arts, Psychology and Political Science
University College Cork 2010 — 2010
Semester Abroad, Political Science and Government
Cordium February 2015 - Present
Santander Bank, N.A. August 2014 - January 2015
State Street January 2014 - April 2014
Massachusetts Securities Division September 2013 - November 2013
Rhode Island Public Defenders Office May 2013 - August 2013
Vera Bradley May 2012 - May 2013
US Securities and Exchange Commission January 2013 - April 2013
Suffolk Superior Court May 2012 - August 2012
Trafford's Restaurant June 2011 - September 2011
University of Massachusetts Athletic Ticketing Office October 2008 - May 2011
Skills
Sales, Westlaw, Legal Research, Legal Writing, Lexis, PowerPoint, Data Entry, Microsoft Word, Microsoft Office, Microsoft Excel, Legal Assistance, Research, Time Management, Civil Litigation, Commercial Litigation
Education
New England School of Law 2011 — 2014
Doctor of Law (J.D.), Business Law, 2LD
University of Massachusetts 2007 — 2011
Dual Bachelor of Arts, Psychology and Political Science
University College Cork 2010 — 2010
Semester Abroad, Political Science and Government
Roger D. Martin Roger D. Martin's US Securities and Exchange Commission Experience July 2008 - December 2008
Job Associate Professor of Accounting at McIntire School of Commerce, University of Virginia
Industry Accounting
Experience
McIntire School of Commerce, University of Virginia 2007 - Present
McIntire School of Commerce, University of Virginia 2003 - Present
US Securities and Exchange Commission July 2008 - December 2008
Kelley School of Business, Indiana University 1999 - 2003
Eli Broad College of Business, Michigan State University 1996 - 1999
SMU Cox School of Business 1995 - 1996
Kansas Corporation Commission, Topeka, KS 1988 - 1990
GTE 1983 - 1988
Skills
Auditing, Financial Accounting, Accounting, Leadership, Research, CPA, Financial Analysis, Financial Reporting, Financial Modeling, US GAAP, Internal Controls, GAAP, Higher Education, Data Analysis, Valuation
Education
The University of Texas at Austin - Red McCombs School of Business 1990 — 1996
PhD, Accounting
University of Kansas 1979 — 1983
BS, Accounting and Finance
Seaman High School, Topeka, KS 1976 — 1979
McIntire School of Commerce, University of Virginia 2007 - Present
McIntire School of Commerce, University of Virginia 2003 - Present
US Securities and Exchange Commission July 2008 - December 2008
Kelley School of Business, Indiana University 1999 - 2003
Eli Broad College of Business, Michigan State University 1996 - 1999
SMU Cox School of Business 1995 - 1996
Kansas Corporation Commission, Topeka, KS 1988 - 1990
GTE 1983 - 1988
Skills
Auditing, Financial Accounting, Accounting, Leadership, Research, CPA, Financial Analysis, Financial Reporting, Financial Modeling, US GAAP, Internal Controls, GAAP, Higher Education, Data Analysis, Valuation
Education
The University of Texas at Austin - Red McCombs School of Business 1990 — 1996
PhD, Accounting
University of Kansas 1979 — 1983
BS, Accounting and Finance
Seaman High School, Topeka, KS 1976 — 1979
David L. Bury, Jr.'s US Securities and Exchange Commission Experience June 2005 - August 2005
Job Partner at Stone & Baxter, LLP
Industry Law Practice
Experience
Stone & Baxter, LLP March 2010 - Present
Tuggle Duggins & Meschan, P.A. August 2006 - March 2010
US Securities and Exchange Commission June 2005 - August 2005
Education
Wake Forest University School of Law 2003 — 2006
J.D., Law
The University of Georgia 1994 — 1999
B.B.A., Accounting; Finance
Stone & Baxter, LLP March 2010 - Present
Tuggle Duggins & Meschan, P.A. August 2006 - March 2010
US Securities and Exchange Commission June 2005 - August 2005
Education
Wake Forest University School of Law 2003 — 2006
J.D., Law
The University of Georgia 1994 — 1999
B.B.A., Accounting; Finance
Daniel Jablonsky Daniel Jablonsky's US Securities and Exchange Commission Experience November 2003 - March 2007
Job General Counsel at DigitalGlobe
Industry Law Practice
Experience
DigitalGlobe March 2012 - Present
University of Denver - School of Law 2006 - June 2012
Brownstein Hyatt Farber Schreck January 2011 - March 2012
Flextronics October 2007 - January 2011
US Securities and Exchange Commission November 2003 - March 2007
O'Melveny and Myers 1999 - 2003
Skills
Corporate Governance, Intellectual Property, Litigation, Corporate Law, Mergers, Licensing, Trade Secrets
Education
University of Washington School of Law 1996 — 1999
J.D.
United States Naval Academy 1987 — 1991
B.S., Mechanical Engineering
DigitalGlobe March 2012 - Present
University of Denver - School of Law 2006 - June 2012
Brownstein Hyatt Farber Schreck January 2011 - March 2012
Flextronics October 2007 - January 2011
US Securities and Exchange Commission November 2003 - March 2007
O'Melveny and Myers 1999 - 2003
Skills
Corporate Governance, Intellectual Property, Litigation, Corporate Law, Mergers, Licensing, Trade Secrets
Education
University of Washington School of Law 1996 — 1999
J.D.
United States Naval Academy 1987 — 1991
B.S., Mechanical Engineering
Brandon Kane's US Securities and Exchange Commission Experience July 2004 - September 2004
Job Managing Attorney at the Kane Law Office & kcticketlaw.com
Industry Law Practice
Experience
Kane Law Office, LLC December 2013 - Present
kcticketlaw.com December 2013 - Present
Polsinelli September 2005 - November 2012
University of Kansas August 2003 - May 2005
US Securities and Exchange Commission July 2004 - September 2004
Skills
Commercial Litigation, Energy, Administrative Law, Corporate Law, Legal Writing, Litigation, Renewable Energy, Legal Research, Licensing, Intellectual Property, Mergers & Acquisitions, Civil Litigation, Business Litigation, Telecommunications Law, Electric Power, Regulatory Filings, Regulatory Research, Energy Law, General Corporate..., Rate Design, Renewable Energy Law, Public Utility..., Compliance, Land Use Law, Regulatory Affairs, Governmental Affairs, Criminal Law, Early-stage Startups, Estate Planning, Preparation of Wills, Trusts, Attorneys, DUI Defense, Bankruptcy, Telecommunications
Education
University of Kansas School of Law 2002 — 2005
J.D.
The University of Kansas 1998 — 2002
B.S., Business Administration
The University of Kansas 1998 — 2002
B.A., Economics (Honors)
Hoxie High School 1995 — 1998
Kane Law Office, LLC December 2013 - Present
kcticketlaw.com December 2013 - Present
Polsinelli September 2005 - November 2012
University of Kansas August 2003 - May 2005
US Securities and Exchange Commission July 2004 - September 2004
Skills
Commercial Litigation, Energy, Administrative Law, Corporate Law, Legal Writing, Litigation, Renewable Energy, Legal Research, Licensing, Intellectual Property, Mergers & Acquisitions, Civil Litigation, Business Litigation, Telecommunications Law, Electric Power, Regulatory Filings, Regulatory Research, Energy Law, General Corporate..., Rate Design, Renewable Energy Law, Public Utility..., Compliance, Land Use Law, Regulatory Affairs, Governmental Affairs, Criminal Law, Early-stage Startups, Estate Planning, Preparation of Wills, Trusts, Attorneys, DUI Defense, Bankruptcy, Telecommunications
Education
University of Kansas School of Law 2002 — 2005
J.D.
The University of Kansas 1998 — 2002
B.S., Business Administration
The University of Kansas 1998 — 2002
B.A., Economics (Honors)
Hoxie High School 1995 — 1998
Haley Wojdowski Haley Wojdowski's US Securities and Exchange Commission Experience January 2011 - May 2011
Job Associate at Jones Day
Industry Law Practice
Experience
JONES DAY October 2013 - Present
U.S. Court October 2012 - September 2013
Jones Day May 2011 - August 2011
US Securities and Exchange Commission January 2011 - May 2011
Deforest, Koscelnik, Yokitis, Kaplan & Berardinelli Attorneys at Law May 2010 - July 2010
SunTrust Bank February 2008 - August 2009
SunTrust August 2007 - February 2008
U.S. Department of State May 2006 - August 2006
Skills
Civil Litigation, Legal Research, Legal Writing, Westlaw, Litigation, Federal Courts, Program Management, Risk Management, Financial Modeling
Education
University of Pennsylvania Law School
Doctor of Law (J.D.); Wharton School of Business Certificate in Business and Public Policy, Graduated magna cum laude
The Johns Hopkins University 2003 — 2007
B.A., International Relations and Economics
JONES DAY October 2013 - Present
U.S. Court October 2012 - September 2013
Jones Day May 2011 - August 2011
US Securities and Exchange Commission January 2011 - May 2011
Deforest, Koscelnik, Yokitis, Kaplan & Berardinelli Attorneys at Law May 2010 - July 2010
SunTrust Bank February 2008 - August 2009
SunTrust August 2007 - February 2008
U.S. Department of State May 2006 - August 2006
Skills
Civil Litigation, Legal Research, Legal Writing, Westlaw, Litigation, Federal Courts, Program Management, Risk Management, Financial Modeling
Education
University of Pennsylvania Law School
Doctor of Law (J.D.); Wharton School of Business Certificate in Business and Public Policy, Graduated magna cum laude
The Johns Hopkins University 2003 — 2007
B.A., International Relations and Economics
Philip Alexander Castro's US Securities and Exchange Commission Experience August 2010 - December 2010
Job Counsel at Snapchat, Inc.
Industry Law Practice
Experience
Snapchat, Inc. January 2015 - Present
Cooley LLP October 2012 - January 2015
William Morris Endeavor August 2011 - October 2012
Broadway Video January 2011 - April 2011
US Securities and Exchange Commission August 2010 - December 2010
NBC Universal May 2010 - September 2010
University of Southern California June 2009 - July 2010
The United States Commission on Security and Cooperation in Europe June 2007 - April 2008
Abaqus Properties Consulting January 2007 - May 2007
Education
University of Southern California Law School 2009 — 2011
JD, Law
Tufts University 2002 — 2006
Bachelor of Arts, International Relations
La Universidad Autonoma de Madrid 2004 — 2005
Political Science, Law
Snapchat, Inc. January 2015 - Present
Cooley LLP October 2012 - January 2015
William Morris Endeavor August 2011 - October 2012
Broadway Video January 2011 - April 2011
US Securities and Exchange Commission August 2010 - December 2010
NBC Universal May 2010 - September 2010
University of Southern California June 2009 - July 2010
The United States Commission on Security and Cooperation in Europe June 2007 - April 2008
Abaqus Properties Consulting January 2007 - May 2007
Education
University of Southern California Law School 2009 — 2011
JD, Law
Tufts University 2002 — 2006
Bachelor of Arts, International Relations
La Universidad Autonoma de Madrid 2004 — 2005
Political Science, Law
Pablo Martell Pablo Martell's US Securities and Exchange Commission Experience May 2013 - August 2013
Job EY Assurance Staff
Industry Accounting
Experience
EY September 2015 - Present
Crowe Horwath LLP June 2014 - August 2014
US Securities and Exchange Commission May 2013 - August 2013
Skills
Peachtree, Microsoft Office, Microsoft Excel, Accounting, Financial Analysis, Financial Reporting, SEC filings, Auditing, Tax, Financial Accounting
Education
University of Alabama 2014 — 2015
Master of Accounting (MAcc), Accounting
University of Montevallo 2010 — 2014
Bachelor of Business Administration (BBA), Accounting
St. Thomas Aquinas High School 2006 — 2010
EY September 2015 - Present
Crowe Horwath LLP June 2014 - August 2014
US Securities and Exchange Commission May 2013 - August 2013
Skills
Peachtree, Microsoft Office, Microsoft Excel, Accounting, Financial Analysis, Financial Reporting, SEC filings, Auditing, Tax, Financial Accounting
Education
University of Alabama 2014 — 2015
Master of Accounting (MAcc), Accounting
University of Montevallo 2010 — 2014
Bachelor of Business Administration (BBA), Accounting
St. Thomas Aquinas High School 2006 — 2010
Erin Claire Noakes Erin Claire Noakes's US Securities and Exchange Commission Experience September 2012 - Present
Job Attorney Advisor at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission September 2012 - Present
Commodity Futures Trading Commission January 2009 - September 2012
Jenner & Block September 2006 - November 2008
Texas House of Representatives January 2001 - June 2003
Education
The University of Texas School of Law 2003 — 2006
JD
The University of Texas at Austin 1997 — 2000
US Securities and Exchange Commission September 2012 - Present
Commodity Futures Trading Commission January 2009 - September 2012
Jenner & Block September 2006 - November 2008
Texas House of Representatives January 2001 - June 2003
Education
The University of Texas School of Law 2003 — 2006
JD
The University of Texas at Austin 1997 — 2000
Natalie Vickers Natalie Vickers's US Securities and Exchange Commission Experience August 2010 - December 2010
Job Law Practice Professional
Industry Law Practice
Experience
McDonald, Cody & Cook, LLC August 2011 - Present
US Securities and Exchange Commission August 2010 - December 2010
Coleman & Chambers, LLP May 2010 - August 2010
Elizabeth M. Grant, LLC August 2009 - May 2010
Siqueira Castro Advogados June 2009 - August 2009
Education
University of Georgia School of Law 2008 — 2011
J.D., Law
The University of Georgia 2004 — 2008
A.B., History
The University of Georgia 2004 — 2008
A.B., International Affairs
McDonald, Cody & Cook, LLC August 2011 - Present
US Securities and Exchange Commission August 2010 - December 2010
Coleman & Chambers, LLP May 2010 - August 2010
Elizabeth M. Grant, LLC August 2009 - May 2010
Siqueira Castro Advogados June 2009 - August 2009
Education
University of Georgia School of Law 2008 — 2011
J.D., Law
The University of Georgia 2004 — 2008
A.B., History
The University of Georgia 2004 — 2008
A.B., International Affairs
Katie Gostinger Katie Gostinger's US Securities and Exchange Commission Experience May 2001 - August 2001
Job Senior Regional Counsel Enforcement at Financial Industry Regulatory Authority (FINRA)
Industry Law Practice
Experience
Financial Industry Regulatory Authority (FINRA) September 2015 - Present
Greenberg Traurig, LLP January 2013 - September 2015
Greenberg Traurig March 2010 - January 2013
Greenberg Traurig, LLP August 2003 - February 2010
Oppenheimer & Co. September 2002 - August 2003
US Securities and Exchange Commission May 2001 - August 2001
Cravath Swaine & Moore 1997 - 1999
M Den, Inc. September 1993 - August 1997
Skills
Litigation, Commercial Litigation, Legal Research, Civil Litigation, Arbitration
Education
The George Washington University Law School 2000 — 2002
JD
University of Michigan 1993 — 1997
BA, Political Science
Port Huron Northern High School 1989 — 1993
Financial Industry Regulatory Authority (FINRA) September 2015 - Present
Greenberg Traurig, LLP January 2013 - September 2015
Greenberg Traurig March 2010 - January 2013
Greenberg Traurig, LLP August 2003 - February 2010
Oppenheimer & Co. September 2002 - August 2003
US Securities and Exchange Commission May 2001 - August 2001
Cravath Swaine & Moore 1997 - 1999
M Den, Inc. September 1993 - August 1997
Skills
Litigation, Commercial Litigation, Legal Research, Civil Litigation, Arbitration
Education
The George Washington University Law School 2000 — 2002
JD
University of Michigan 1993 — 1997
BA, Political Science
Port Huron Northern High School 1989 — 1993
Joan Ankoma-Sey's US Securities and Exchange Commission Experience June 1995 - October 1997
Job
Industry Information Technology and Services
Experience
Discovery Communications 2004 - Present
Bearing Point, KPMG Consulting November 1999 - September 2001
Markowitz and McNaughton, Inc March 1998 - October 1999
Gifts In Kind International October 1997 - February 1998
US Securities and Exchange Commission June 1995 - October 1997
Education
William & Mary 1993 — 1997
BBA, Business Administration
The University of Manchester 1995 — 1996
Business School, Study Abroad
Discovery Communications 2004 - Present
Bearing Point, KPMG Consulting November 1999 - September 2001
Markowitz and McNaughton, Inc March 1998 - October 1999
Gifts In Kind International October 1997 - February 1998
US Securities and Exchange Commission June 1995 - October 1997
Education
William & Mary 1993 — 1997
BBA, Business Administration
The University of Manchester 1995 — 1996
Business School, Study Abroad
Scott Kimpel's US Securities and Exchange Commission Experience August 2008 - August 2012
Job Partner at Hunton & Williams LLP
Industry Law Practice
Experience
Hunton & Williams LLP September 2012 - Present
US Securities and Exchange Commission August 2008 - August 2012
Akin Gump Strauss Hauer & Feld LLP September 1998 - August 2008
Skills
Corporate Finance, Corporate Governance, Mergers & Acquisitions, Securities Regulation, Securities Enforcement, Administrative Law, Capital Markets, Financial Regulation...
Education
Southern Methodist University Dedman School of Law 1995 — 1998
J.D. cum laude
The University of Texas at Austin 1992 — 1995
B.B.A.
Hunton & Williams LLP September 2012 - Present
US Securities and Exchange Commission August 2008 - August 2012
Akin Gump Strauss Hauer & Feld LLP September 1998 - August 2008
Skills
Corporate Finance, Corporate Governance, Mergers & Acquisitions, Securities Regulation, Securities Enforcement, Administrative Law, Capital Markets, Financial Regulation...
Education
Southern Methodist University Dedman School of Law 1995 — 1998
J.D. cum laude
The University of Texas at Austin 1992 — 1995
B.B.A.
Darren DeStefano's US Securities and Exchange Commission Experience September 1996 - November 1999
Job Partner at Cooley Godward Kronish
Industry Law Practice
Experience
Cooley LLP November 1999 - Present
US Securities and Exchange Commission September 1996 - November 1999
Education
The University of Texas at Austin 1988 — 1996
Cooley LLP November 1999 - Present
US Securities and Exchange Commission September 1996 - November 1999
Education
The University of Texas at Austin 1988 — 1996
Kevin Guerrero's US Securities and Exchange Commission Experience 2005 - Present
Job Senior Counsel, Division of Enforcement at US Securities and Exchange Commission
Industry Legal Services
Experience
US Securities and Exchange Commission 2005 - Present
U.S. District Court, District of Arizona 2004 - 2005
Education
University of Arizona
University of Cincinnati College of Law
US Securities and Exchange Commission 2005 - Present
U.S. District Court, District of Arizona 2004 - 2005
Education
University of Arizona
University of Cincinnati College of Law
Matthew Gulde's US Securities and Exchange Commission Experience February 2013 - Present
Job Trial Attorney at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission February 2013 - Present
U.S. Department of Justice August 2008 - February 2013
Stetler & Duffy, Ltd. August 2004 - August 2008
Kirkland & Ellis LLP 2000 - 2003
Skills
Civil Litigation
Education
The University of Texas at Austin 1997 — 2000
J.D.
University of Notre Dame 1992 — 1996
B.S., Civil Engineering
US Securities and Exchange Commission February 2013 - Present
U.S. Department of Justice August 2008 - February 2013
Stetler & Duffy, Ltd. August 2004 - August 2008
Kirkland & Ellis LLP 2000 - 2003
Skills
Civil Litigation
Education
The University of Texas at Austin 1997 — 2000
J.D.
University of Notre Dame 1992 — 1996
B.S., Civil Engineering
Arun Manoharan's US Securities and Exchange Commission Experience June 2013 - Present
Job Analyst at US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission June 2013 - Present
Turner Investments, L.P. 2012 - 2013
Stevens Capital Management LP November 2006 - November 2011
Nomura Securities 2001 - 2006
Morgan Stanley 1999 - 2001
Putnam Investments May 1998 - September 1998
Gnossos Software June 1994 - June 1997
Horizon Software 1994 - 1994
Skills
Hedge Funds, Equities, Valuation, Portfolio Management, Bloomberg, Trading Systems, Hedging, Arbitrage, Equity Trading, Electronic Trading, Trading Strategies, Statistical Arbitrage, Proprietary Trading, Trading, Options, Investments, Quant, Asset Management, Analysis, Financial Markets, Financial Analysis, Quantitative Analysis, Quantitative Finance, VBA, Mergers, Market Data, Risk, Research, Time Series Analysis, Financial Modeling, Excel, Analytics, Alternative Investments, Derivatives, Investment Management, ETFs
Education
The University of Chicago 1997 — 1999
MBA, Finance And Accounting
The University of Chicago Booth School of Business 1997 — 1999
MBA, Finance, Account
Washington University in St. Louis 1989 — 1993
BS, Systems Science and Engineering
CQF
Upper St. Clair High School
US Securities and Exchange Commission June 2013 - Present
Turner Investments, L.P. 2012 - 2013
Stevens Capital Management LP November 2006 - November 2011
Nomura Securities 2001 - 2006
Morgan Stanley 1999 - 2001
Putnam Investments May 1998 - September 1998
Gnossos Software June 1994 - June 1997
Horizon Software 1994 - 1994
Skills
Hedge Funds, Equities, Valuation, Portfolio Management, Bloomberg, Trading Systems, Hedging, Arbitrage, Equity Trading, Electronic Trading, Trading Strategies, Statistical Arbitrage, Proprietary Trading, Trading, Options, Investments, Quant, Asset Management, Analysis, Financial Markets, Financial Analysis, Quantitative Analysis, Quantitative Finance, VBA, Mergers, Market Data, Risk, Research, Time Series Analysis, Financial Modeling, Excel, Analytics, Alternative Investments, Derivatives, Investment Management, ETFs
Education
The University of Chicago 1997 — 1999
MBA, Finance And Accounting
The University of Chicago Booth School of Business 1997 — 1999
MBA, Finance, Account
Washington University in St. Louis 1989 — 1993
BS, Systems Science and Engineering
CQF
Upper St. Clair High School
Chris Russell-Wood, MBCP, CDCP's US Securities and Exchange Commission Experience October 1999 - March 2010
Job Lead System Risk Analyst at US Commodity Futures Trading Commission
Industry Information Technology and Services
Experience
US Commodity Futures Trading Commission March 2010 - Present
US Securities and Exchange Commission October 1999 - March 2010
Chess Financial June 1998 - August 1999
Morgan Stanley Investment Management July 1997 - May 1998
Merrill Lynch Investment Managers April 1995 - June 1997
Skills
Equities, Securities, Investments, Analysis, Trading, Bloomberg, Financial Risk, Options, Mutual Funds, Management, Fixed Income
Education
University of Oregon School of Law 1997 — 1997
Mediator, Mediation and Conflict Resolution
The Johns Hopkins University 1993 — 1997
Bachelor of Arts (BA), Political Science and German
Institute for International Mediation and Conflict Resolution (IIMCR) 1996 — 1996
Mediation and conflict resolution
US Commodity Futures Trading Commission March 2010 - Present
US Securities and Exchange Commission October 1999 - March 2010
Chess Financial June 1998 - August 1999
Morgan Stanley Investment Management July 1997 - May 1998
Merrill Lynch Investment Managers April 1995 - June 1997
Skills
Equities, Securities, Investments, Analysis, Trading, Bloomberg, Financial Risk, Options, Mutual Funds, Management, Fixed Income
Education
University of Oregon School of Law 1997 — 1997
Mediator, Mediation and Conflict Resolution
The Johns Hopkins University 1993 — 1997
Bachelor of Arts (BA), Political Science and German
Institute for International Mediation and Conflict Resolution (IIMCR) 1996 — 1996
Mediation and conflict resolution
Murat Kazanci's US Securities and Exchange Commission Experience June 2009 - August 2009
Job
Industry Information Technology and Services
Experience
ICON Aircraft April 2010 - Present
Boutique CRM Firm July 2012 - December 2012
Amperics, Inc. September 2009 - January 2010
US Securities and Exchange Commission June 2009 - August 2009
Xap Corporation February 1999 - August 2008
D-Zone Studios August 1998 - December 1998
Skills
Information Systems, Data Analysis, Marketing, Software Development, IT Management, SaaS, Relational Databases, Salesforce.com, Business Development, Product Marketing, Financial Analysis, Competitive Analysis, Product Management, Business Strategy
Education
UCLA Anderson School of Management 2007 — 2010
MBA
University of California, Berkeley 1994 — 1998
BA
ICON Aircraft April 2010 - Present
Boutique CRM Firm July 2012 - December 2012
Amperics, Inc. September 2009 - January 2010
US Securities and Exchange Commission June 2009 - August 2009
Xap Corporation February 1999 - August 2008
D-Zone Studios August 1998 - December 1998
Skills
Information Systems, Data Analysis, Marketing, Software Development, IT Management, SaaS, Relational Databases, Salesforce.com, Business Development, Product Marketing, Financial Analysis, Competitive Analysis, Product Management, Business Strategy
Education
UCLA Anderson School of Management 2007 — 2010
MBA
University of California, Berkeley 1994 — 1998
BA
Annette Poulsen's US Securities and Exchange Commission Experience 1983 - 1987
Job Augustus H. (Billy) Sterne Professor of Finance at University of Georgia
Industry Capital Markets
Experience
Terry College of Business, University of Georgia 1987 - Present
U.S Securities and Exchange Commission 1983 - 1987
Skills
Higher Education, Financial Analysis, Financial Modeling, Data Analysis, Research, Valuation
Education
The Ohio State University 1978 — 1983
PhD, Economics
Washington State University - College of Business and Economics 1974 — 1978
Bachelor's Degree, Economics
Terry College of Business, University of Georgia 1987 - Present
U.S Securities and Exchange Commission 1983 - 1987
Skills
Higher Education, Financial Analysis, Financial Modeling, Data Analysis, Research, Valuation
Education
The Ohio State University 1978 — 1983
PhD, Economics
Washington State University - College of Business and Economics 1974 — 1978
Bachelor's Degree, Economics
Travis Albano's US Securities and Exchange Commission Experience September 2003 - July 2004
Job Investment Consultant at Miller Gold | Investment Banker | Venture Capital Specialist
Industry Management Consulting
Experience
Miller Gold September 2012 - Present
Eduventures 2007 - 2011
Ernst & Young 2005 - 2007
US Securities and Exchange Commission September 2003 - July 2004
Skills
Strategy, Strategic Partnerships, Mergers & Acquisitions, Venture Capital, Due Diligence, Private Equity, Investments, Segmentation, Portfolio Management, Consulting, Management Consulting, Market Research, Business Strategy, Competitive Analysis, Strategic Planning, Data Analysis, Change Management, Marketing Strategy, Program Management, Business Development, Project Management, Management, Entrepreneurship, Start-ups, Financial Modeling, Investment Banking, Business Planning, Strategic Consulting, Market Analysis, Executive Management, Analysis, Valuation, Corporate Development, Analytics, CRM, International Business, New Business Development, Finance, Fundraising, Project Planning, Product Management
Education
Union College
Union College
Miller Gold September 2012 - Present
Eduventures 2007 - 2011
Ernst & Young 2005 - 2007
US Securities and Exchange Commission September 2003 - July 2004
Skills
Strategy, Strategic Partnerships, Mergers & Acquisitions, Venture Capital, Due Diligence, Private Equity, Investments, Segmentation, Portfolio Management, Consulting, Management Consulting, Market Research, Business Strategy, Competitive Analysis, Strategic Planning, Data Analysis, Change Management, Marketing Strategy, Program Management, Business Development, Project Management, Management, Entrepreneurship, Start-ups, Financial Modeling, Investment Banking, Business Planning, Strategic Consulting, Market Analysis, Executive Management, Analysis, Valuation, Corporate Development, Analytics, CRM, International Business, New Business Development, Finance, Fundraising, Project Planning, Product Management
Education
Union College
Union College
Adam Aderton's US Securities and Exchange Commission Experience November 2013 - Present
Job Assistant Director at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission November 2013 - Present
US Securities and Exchange Commission May 2008 - November 2013
Wilmer Cutler Pickering Hale and Dorr LLP September 2005 - March 2008
U.S. District Court for the District of Maryland August 2004 - August 2005
Education
University of Virginia School of Law 2001 — 2004
J.D.
Truman State University 1997 — 2001
B.A., History
US Securities and Exchange Commission November 2013 - Present
US Securities and Exchange Commission May 2008 - November 2013
Wilmer Cutler Pickering Hale and Dorr LLP September 2005 - March 2008
U.S. District Court for the District of Maryland August 2004 - August 2005
Education
University of Virginia School of Law 2001 — 2004
J.D.
Truman State University 1997 — 2001
B.A., History
Devon Leppink Staren's US Securities and Exchange Commission Experience July 2008 - Present
Job Attorney at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission July 2008 - Present
Cadwalader Wickersham and Taft June 2005 - June 2008
WilmerHale October 2001 - June 2005
Hon. Keith P. Ellison, U.S. District Court 2000 - 2001
Education
The University of Texas School of Law 1997 — 2000
JD, Law
University of Minnesota-Morris 1993 — 1997
BA, Psychology
US Securities and Exchange Commission July 2008 - Present
Cadwalader Wickersham and Taft June 2005 - June 2008
WilmerHale October 2001 - June 2005
Hon. Keith P. Ellison, U.S. District Court 2000 - 2001
Education
The University of Texas School of Law 1997 — 2000
JD, Law
University of Minnesota-Morris 1993 — 1997
BA, Psychology
Moshe Rothman's US Securities and Exchange Commission Experience October 2012 - Present
Job Branch Chief at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission October 2012 - Present
Cooley LLP January 2009 - October 2012
Holme Roberts & Owen LLP October 2006 - January 2009
Musgrave & Theis March 2005 - September 2006
Howrey Simon Arnold & White 2002 - 2005
Education
The George Washington University Law School 1999 — 2002
Doctor of Law (J.D.)
Trinity University 1995 — 1999
B.A., English, Psychology
Union High School 1991 — 1995
US Securities and Exchange Commission October 2012 - Present
Cooley LLP January 2009 - October 2012
Holme Roberts & Owen LLP October 2006 - January 2009
Musgrave & Theis March 2005 - September 2006
Howrey Simon Arnold & White 2002 - 2005
Education
The George Washington University Law School 1999 — 2002
Doctor of Law (J.D.)
Trinity University 1995 — 1999
B.A., English, Psychology
Union High School 1991 — 1995
Rebekah Goshorn's US Securities and Exchange Commission Experience April 2014 - May 2015
Job Counsel at House Committee on Financial Services
Industry Capital Markets
Experience
US Congress May 2015 - Present
U.S. Securities and Exchange Commission April 2014 - May 2015
WilmerHale June 2011 - April 2014
US Securities and Exchange Commission August 2009 - May 2011
United States Securities and Exchange Commission April 2009 - August 2009
United States Securities and Exchange Commission August 2007 - August 2009
SPAWAR May 2005 - December 2006
Skills
Securities Regulation, Legal Writing, Corporate Governance, Corporate Law, Policy Analysis, Securities, Legal Research
Education
University of San Diego School of Law 2004 — 2007
UC San Diego School of Global Policy and Strategy (GPS) 2002 — 2004
MPIA, International Management and Relations
University of California, San Diego 2000 — 2002
BS & BA, Management Science and Political Science
US Congress May 2015 - Present
U.S. Securities and Exchange Commission April 2014 - May 2015
WilmerHale June 2011 - April 2014
US Securities and Exchange Commission August 2009 - May 2011
United States Securities and Exchange Commission April 2009 - August 2009
United States Securities and Exchange Commission August 2007 - August 2009
SPAWAR May 2005 - December 2006
Skills
Securities Regulation, Legal Writing, Corporate Governance, Corporate Law, Policy Analysis, Securities, Legal Research
Education
University of San Diego School of Law 2004 — 2007
UC San Diego School of Global Policy and Strategy (GPS) 2002 — 2004
MPIA, International Management and Relations
University of California, San Diego 2000 — 2002
BS & BA, Management Science and Political Science
Theresa Hajost's US Securities and Exchange Commission Experience November 2010 - Present
Job at US Securities and Exchange Commission
Industry Legal Services
Experience
US Securities and Exchange Commission November 2010 - Present
Halloran & Sage 2001 - November 2010
Porter Wright Morris & Arthur 1996 - 2001
Chadbourne & Parke LLP 1992 - 1996
Drinker Biddle & Reath 1986 - 1992
U.S. Nuclear Regulatory Commission August 1984 - August 1986
U.S. Department of Justice 1982 - 1984
Education
Georgetown Law and SEC University 2013 — 2015
Securities & Financial Regulation Certificate
The George Washington University Law School 1981 — 1984
JD, law
University of Toledo 1978 — 1981
MA, English
The University of Dallas 1973 — 1977
BA, English
US Securities and Exchange Commission November 2010 - Present
Halloran & Sage 2001 - November 2010
Porter Wright Morris & Arthur 1996 - 2001
Chadbourne & Parke LLP 1992 - 1996
Drinker Biddle & Reath 1986 - 1992
U.S. Nuclear Regulatory Commission August 1984 - August 1986
U.S. Department of Justice 1982 - 1984
Education
Georgetown Law and SEC University 2013 — 2015
Securities & Financial Regulation Certificate
The George Washington University Law School 1981 — 1984
JD, law
University of Toledo 1978 — 1981
MA, English
The University of Dallas 1973 — 1977
BA, English
Tory Crane's US Securities and Exchange Commission Experience March 2012 - August 2013
Job Associate General Counsel, FINRA
Industry Law Practice
Experience
Financial Industry Regulatory Authority August 2013 - Present
US Securities and Exchange Commission March 2012 - August 2013
US Securities and Exchange Commission September 2010 - March 2012
US Securities and Exchange Commission July 2007 - September 2010
US Securities and Exchange Commission September 2004 - July 2007
Thacher Proffitt & Wood LLP 2003 - 2004
Goodwin Procter LLP 2001 - 2003
Skills
Securities Regulation
Education
The George Washington University Law School 1998 — 2001
JD, Law
UCL 1992 — 1995
Repton 1990 — 1992
English, Latin and History
Oakham 1987 — 1990
Financial Industry Regulatory Authority August 2013 - Present
US Securities and Exchange Commission March 2012 - August 2013
US Securities and Exchange Commission September 2010 - March 2012
US Securities and Exchange Commission July 2007 - September 2010
US Securities and Exchange Commission September 2004 - July 2007
Thacher Proffitt & Wood LLP 2003 - 2004
Goodwin Procter LLP 2001 - 2003
Skills
Securities Regulation
Education
The George Washington University Law School 1998 — 2001
JD, Law
UCL 1992 — 1995
Repton 1990 — 1992
English, Latin and History
Oakham 1987 — 1990
Cindy Oh's US Securities and Exchange Commission Experience April 2010 - Present
Job at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission April 2010 - Present
Freddie Mac January 2004 - April 2008
Goodwin Procter LLP September 1996 - December 2002
U.S. Department of Justice, Antitrust Division October 1995 - May 1996
U.S. International Trade Commission June 1995 - August 1995
U.S. Department of Justice, Antitrust Division September 1994 - May 1995
U.S. Department of Justice, Antitrust Division June 1994 - August 1994
Finnegan Henderson Farabow Garrett & Dunner 1992 - 1993
Skills
Mergers, Corporate Governance, Corporate Law, Securities Regulation, Securities, Legal Research, Legal Writing, Intellectual Property, Capital Markets, International Law, Corporate Finance, Contract Negotiation, Mergers & Acquisitions, Trademarks, Derivatives, Competition Law
Education
The George Washington University Law School 1993 — 1996
J.D.
The University of Chicago 1989 — 1992
B.A., Economics (Honors)
US Securities and Exchange Commission April 2010 - Present
Freddie Mac January 2004 - April 2008
Goodwin Procter LLP September 1996 - December 2002
U.S. Department of Justice, Antitrust Division October 1995 - May 1996
U.S. International Trade Commission June 1995 - August 1995
U.S. Department of Justice, Antitrust Division September 1994 - May 1995
U.S. Department of Justice, Antitrust Division June 1994 - August 1994
Finnegan Henderson Farabow Garrett & Dunner 1992 - 1993
Skills
Mergers, Corporate Governance, Corporate Law, Securities Regulation, Securities, Legal Research, Legal Writing, Intellectual Property, Capital Markets, International Law, Corporate Finance, Contract Negotiation, Mergers & Acquisitions, Trademarks, Derivatives, Competition Law
Education
The George Washington University Law School 1993 — 1996
J.D.
The University of Chicago 1989 — 1992
B.A., Economics (Honors)
Josh Chamberlain's US Securities and Exchange Commission Experience January 2012 - April 2012
Job Associate at Freshfields Bruckhaus Deringer
Industry Law Practice
Experience
Freshfields Bruckhaus Deringer March 2014 - Present
The Nature Conservancy April 2013 - March 2014
Institute of International Banking Law & Practice (IIBLP) August 2012 - March 2013
US Securities and Exchange Commission January 2012 - April 2012
US Securities and Exchange Commission September 2011 - December 2011
MWE China Law Offices June 2011 - July 2011
MWE China Law Offices June 2010 - July 2010
ICADS - Institute for Central American Development Studies February 2008 - August 2009
C-Time Cultural Development December 2006 - December 2007
Wild China June 2006 - November 2006
Skills
Mandarin, Spanish, Due Diligence, Legal Research, Legal Writing, Securities Regulation, Mergers & Acquisitions, Public Policy, International Law, Chinese, Mergers, Microsoft Office, Public Speaking, Westlaw, International Relations, Policy Analysis, FCPA, PowerPoint, Microsoft Excel, English, Research
Education
George Mason University School of Law 2009 — 2012
Juris Doctor, cum laude, Law
Thomas J. Watson Fellow 2001 — 2002
Washington and Lee University 1997 — 2001
BA, summa cum laude, Philosophy
Associated Colleges in China
Mandarin Chinese
Tunghai University
Mandarin Chinese
Freshfields Bruckhaus Deringer March 2014 - Present
The Nature Conservancy April 2013 - March 2014
Institute of International Banking Law & Practice (IIBLP) August 2012 - March 2013
US Securities and Exchange Commission January 2012 - April 2012
US Securities and Exchange Commission September 2011 - December 2011
MWE China Law Offices June 2011 - July 2011
MWE China Law Offices June 2010 - July 2010
ICADS - Institute for Central American Development Studies February 2008 - August 2009
C-Time Cultural Development December 2006 - December 2007
Wild China June 2006 - November 2006
Skills
Mandarin, Spanish, Due Diligence, Legal Research, Legal Writing, Securities Regulation, Mergers & Acquisitions, Public Policy, International Law, Chinese, Mergers, Microsoft Office, Public Speaking, Westlaw, International Relations, Policy Analysis, FCPA, PowerPoint, Microsoft Excel, English, Research
Education
George Mason University School of Law 2009 — 2012
Juris Doctor, cum laude, Law
Thomas J. Watson Fellow 2001 — 2002
Washington and Lee University 1997 — 2001
BA, summa cum laude, Philosophy
Associated Colleges in China
Mandarin Chinese
Tunghai University
Mandarin Chinese
Troy Stoddard's US Securities and Exchange Commission Experience July 2012 - June 2013
Job International Head of Legal Treasury at GM Financial
Industry Law Practice
Experience
GM Financial July 2015 - Present
GM Financial December 2014 - June 2015
Cadwalader, Wickersham & Taft LLP July 2013 - November 2014
US Securities and Exchange Commission July 2012 - June 2013
Federal Deposit Insurance Corporation March 2009 - July 2012
Cadwalader, Wickersham & Taft August 2006 - March 2009
Education
The George Washington University Law School 2003 — 2006
JD, Law
University of Utah - David Eccles School of Business 1999 — 2003
BS, Finance
GM Financial July 2015 - Present
GM Financial December 2014 - June 2015
Cadwalader, Wickersham & Taft LLP July 2013 - November 2014
US Securities and Exchange Commission July 2012 - June 2013
Federal Deposit Insurance Corporation March 2009 - July 2012
Cadwalader, Wickersham & Taft August 2006 - March 2009
Education
The George Washington University Law School 2003 — 2006
JD, Law
University of Utah - David Eccles School of Business 1999 — 2003
BS, Finance
Ryan Heerwagen's US Securities and Exchange Commission Experience June 2008 - July 2008
Job Analyst at Dent Zone
Industry Financial Services
Experience
Dent Zone September 2013 - Present
Tax Ease August 2012 - July 2013
Dr Pepper / 7UP October 2010 - August 2012
Fort Worth Library August 2010 - October 2010
University of Texas at Dallas September 2008 - December 2008
US Securities and Exchange Commission June 2008 - July 2008
University of Oklahoma June 2007 - July 2007
Skills
Microsoft Excel, SAP, Data Analysis, Integration, Analysis, Access, Financial Analysis, Financial Modeling, Process Improvement, Business Analysis, SQL, VBA
Education
University of Texas at Dallas - Naveen Jindal School of Management 2008 — 2010
BS, Finance, Economics
Udacity
Udacity
Udacity
Dent Zone September 2013 - Present
Tax Ease August 2012 - July 2013
Dr Pepper / 7UP October 2010 - August 2012
Fort Worth Library August 2010 - October 2010
University of Texas at Dallas September 2008 - December 2008
US Securities and Exchange Commission June 2008 - July 2008
University of Oklahoma June 2007 - July 2007
Skills
Microsoft Excel, SAP, Data Analysis, Integration, Analysis, Access, Financial Analysis, Financial Modeling, Process Improvement, Business Analysis, SQL, VBA
Education
University of Texas at Dallas - Naveen Jindal School of Management 2008 — 2010
BS, Finance, Economics
Udacity
Udacity
Udacity
David Wiederkehr's US Securities and Exchange Commission Experience May 1990 - March 2013
Job Associate Director, Legal Technology Services, CFTC
Industry Information Technology and Services
Experience
US Commodity Futures Trading Commission March 2013 - Present
US Securities and Exchange Commission May 1990 - March 2013
Jonas & Erickson 1985 - 1990
American Red Cross 1984 - 1985
Skills
Risk Management, Securities, Due Diligence, Government, Disaster Recovery, Litigation Support, Legal Writing, Litigation, Mergers & Acquisitions, Program Management, Commercial Litigation, Corporate Governance, Corporate Law, Securities Regulation, Legal Research, Project Management, SDLC, Civil Litigation, Computer Forensics, IT Strategy, Strategic Planning, Analysis
Education
The Johns Hopkins University 1987 — 1990
University of Richmond 1980 — 1985
BS, Economics
St. Stephens School 1974 — 1980
US Commodity Futures Trading Commission March 2013 - Present
US Securities and Exchange Commission May 1990 - March 2013
Jonas & Erickson 1985 - 1990
American Red Cross 1984 - 1985
Skills
Risk Management, Securities, Due Diligence, Government, Disaster Recovery, Litigation Support, Legal Writing, Litigation, Mergers & Acquisitions, Program Management, Commercial Litigation, Corporate Governance, Corporate Law, Securities Regulation, Legal Research, Project Management, SDLC, Civil Litigation, Computer Forensics, IT Strategy, Strategic Planning, Analysis
Education
The Johns Hopkins University 1987 — 1990
University of Richmond 1980 — 1985
BS, Economics
St. Stephens School 1974 — 1980
Raymond Hamm's US Securities and Exchange Commission Experience April 1996 - March 2003
Job Deputy Director at PCAOB
Industry Nonprofit Organization Management
Experience
PCAOB December 2003 - Present
US Securities and Exchange Commission April 1996 - March 2003
Grant Thornton 1990 - 1996
Arthur Young 1986 - 1989
Skills
Securities, Financial Reporting, Accounting, US GAAP, Internal Controls, Financial Analysis, Internal Audit, Financial Modeling, Due Diligence, IFRS, GAAP, Corporate Governance, Finance, Corporate Finance, Managerial Finance, Mergers & Acquisitions, Analysis
Education
University at Buffalo 1982 — 1986
B.S., Business with concentration in the Registered Accounting Program
PCAOB December 2003 - Present
US Securities and Exchange Commission April 1996 - March 2003
Grant Thornton 1990 - 1996
Arthur Young 1986 - 1989
Skills
Securities, Financial Reporting, Accounting, US GAAP, Internal Controls, Financial Analysis, Internal Audit, Financial Modeling, Due Diligence, IFRS, GAAP, Corporate Governance, Finance, Corporate Finance, Managerial Finance, Mergers & Acquisitions, Analysis
Education
University at Buffalo 1982 — 1986
B.S., Business with concentration in the Registered Accounting Program
Peggy Willenbucher's US Securities and Exchange Commission Experience October 2010 - Present
Job Financial Services Attorney
Industry Financial Services
Experience
US Securities and Exchange Commission October 2010 - Present
Education
Hofstra Law School
J.D
Bronx High School of Science
New York State Regents
University at Albany, SUNY
B.A, English
US Securities and Exchange Commission October 2010 - Present
Education
Hofstra Law School
J.D
Bronx High School of Science
New York State Regents
University at Albany, SUNY
B.A, English
Jenny Crawford's US Securities and Exchange Commission Experience October 2014 - Present
Job Economist at U.S. Securities and Exchange Commission
Industry Capital Markets
Experience
U.S. Securities and Exchange Commission October 2014 - Present
Armstrong World Industries August 2013 - September 2014
Consumer Financial Protection Bureau June 2013 - August 2013
US Securities and Exchange Commission January 2013 - April 2013
Real Estate Industry January 2007 - August 2011
ICMA-RC February 2003 - January 2006
Ka Po'e Hana 2006 - 2006
Bank of America April 1998 - June 2001
Societe Generale February 1997 - March 1998
Skills
Portfolio Management, Fixed Income, Bonds, Mutual Funds, Investment Banking, Analysis, Investments, Stata, Money Market, Asset Management, SAS, Financial Modeling, Asset Allocation, Real Estate, Trading, Due Diligence, Valuation, Financial Markets, Financial Risk, Capital Markets, Securities, Derivatives, Bloomberg
Education
The Johns Hopkins University - Carey Business School 2011 — 2014
M.S., Finance, 3.71 GPA
University of South Carolina-Columbia 1992 — 1996
B.S., Finance, Marketing, French
U.S. Securities and Exchange Commission October 2014 - Present
Armstrong World Industries August 2013 - September 2014
Consumer Financial Protection Bureau June 2013 - August 2013
US Securities and Exchange Commission January 2013 - April 2013
Real Estate Industry January 2007 - August 2011
ICMA-RC February 2003 - January 2006
Ka Po'e Hana 2006 - 2006
Bank of America April 1998 - June 2001
Societe Generale February 1997 - March 1998
Skills
Portfolio Management, Fixed Income, Bonds, Mutual Funds, Investment Banking, Analysis, Investments, Stata, Money Market, Asset Management, SAS, Financial Modeling, Asset Allocation, Real Estate, Trading, Due Diligence, Valuation, Financial Markets, Financial Risk, Capital Markets, Securities, Derivatives, Bloomberg
Education
The Johns Hopkins University - Carey Business School 2011 — 2014
M.S., Finance, 3.71 GPA
University of South Carolina-Columbia 1992 — 1996
B.S., Finance, Marketing, French
Aaron Besser's US Securities and Exchange Commission Experience January 2011 - April 2011
Job Northrop Grumman
Industry Law Practice
Experience
Northrop Grumman Corporation May 2012 - Present
Brower Piven, PC December 2011 - April 2012
Robert Half Legal August 2011 - December 2011
US Securities and Exchange Commission January 2011 - April 2011
University of Maryland School of Law May 2010 - August 2010
University of Maryland School of Law May 2010 - August 2010
Consumer Protection Clinic January 2010 - June 2010
Maryland Office of the Attorney General February 2010 - April 2010
Australian Law Reform Commission July 2009 - August 2009
Office of the Public Defender Maryland May 2009 - July 2009
Skills
International Law, Corporate Law, Legal Research, Microsoft Office, International Relations, Contract Negotiation, Contract Management, Drafting Agreements, Drafting Proposals, Procurement Contracts, SAP, Intellectual Property, Legal Compliance, Export Control..., Business Process..., Data Analysis, Enterprise Risk..., Strategic Planning, Cross-functional Team...
Education
The Johns Hopkins University - Carey Business School 2013 — 2016
Master of Business Administration (M.B.A.)
University of Maryland School of Law 2008 — 2011
J.D., Law
Bucerius Law School 2010 — 2010
Certificate, International Business Law
University of Maryland College Park 2004 — 2008
B.A., Government and Politics
University of Kent 2006 — 2007
Certificate, International Relations
Northrop Grumman Corporation May 2012 - Present
Brower Piven, PC December 2011 - April 2012
Robert Half Legal August 2011 - December 2011
US Securities and Exchange Commission January 2011 - April 2011
University of Maryland School of Law May 2010 - August 2010
University of Maryland School of Law May 2010 - August 2010
Consumer Protection Clinic January 2010 - June 2010
Maryland Office of the Attorney General February 2010 - April 2010
Australian Law Reform Commission July 2009 - August 2009
Office of the Public Defender Maryland May 2009 - July 2009
Skills
International Law, Corporate Law, Legal Research, Microsoft Office, International Relations, Contract Negotiation, Contract Management, Drafting Agreements, Drafting Proposals, Procurement Contracts, SAP, Intellectual Property, Legal Compliance, Export Control..., Business Process..., Data Analysis, Enterprise Risk..., Strategic Planning, Cross-functional Team...
Education
The Johns Hopkins University - Carey Business School 2013 — 2016
Master of Business Administration (M.B.A.)
University of Maryland School of Law 2008 — 2011
J.D., Law
Bucerius Law School 2010 — 2010
Certificate, International Business Law
University of Maryland College Park 2004 — 2008
B.A., Government and Politics
University of Kent 2006 — 2007
Certificate, International Relations
David Nestor's US Securities and Exchange Commission Experience January 2013 - April 2013
Job Law Clerk at Davis Polk & Wardwell LLP
Industry Law Practice
Experience
Davis Polk & Wardwell LLP September 2013 - Present
US Securities and Exchange Commission January 2013 - April 2013
Davis Polk & Wardwell LLP May 2012 - August 2012
Davis Polk & Wardwell LLP June 2009 - June 2010
Wellington Shields May 2008 - June 2009
Education
Duke University School of Law 2010 — 2013
J.D., Law
Tufts University 2004 — 2008
Bachelor of Arts (B.A.), Economics
Davis Polk & Wardwell LLP September 2013 - Present
US Securities and Exchange Commission January 2013 - April 2013
Davis Polk & Wardwell LLP May 2012 - August 2012
Davis Polk & Wardwell LLP June 2009 - June 2010
Wellington Shields May 2008 - June 2009
Education
Duke University School of Law 2010 — 2013
J.D., Law
Tufts University 2004 — 2008
Bachelor of Arts (B.A.), Economics
Madelene Sun's US Securities and Exchange Commission Experience January 2007 - May 2007
Job Legal Counsel at Workday
Industry Law Practice
Experience
Workday February 2015 - Present
Synopsys October 2013 - February 2015
Wilson Sonsini Goodrich and Rosati April 2011 - October 2013
Wind River Systems November 2010 - April 2011
TechSoup Global August 2009 - November 2010
Folger Levin & Kahn LLP November 2007 - May 2009
US Securities and Exchange Commission January 2007 - May 2007
U.S. Court of Appeals, Ninth Circuit, the Honorable Carlos T. Bea January 2006 - May 2006
Howard Rice May 2005 - August 2005
Procter & Gamble August 2000 - May 2004
Skills
Mergers & Acquisitions, Cross-functional Team..., Due Diligence, Intellectual Property, Nonprofits, Corporate Law, Licensing, Mergers, Legal Writing, Management, Trademarks, Patents, Corporate Governance, Privacy Law, Software Licensing
Education
University of California, Berkeley - School of Law 2004 — 2007
J.D.
The University of Texas at Austin 1995 — 2000
BBA, BA, Management Information Systems & Plan II Honors Program
Workday February 2015 - Present
Synopsys October 2013 - February 2015
Wilson Sonsini Goodrich and Rosati April 2011 - October 2013
Wind River Systems November 2010 - April 2011
TechSoup Global August 2009 - November 2010
Folger Levin & Kahn LLP November 2007 - May 2009
US Securities and Exchange Commission January 2007 - May 2007
U.S. Court of Appeals, Ninth Circuit, the Honorable Carlos T. Bea January 2006 - May 2006
Howard Rice May 2005 - August 2005
Procter & Gamble August 2000 - May 2004
Skills
Mergers & Acquisitions, Cross-functional Team..., Due Diligence, Intellectual Property, Nonprofits, Corporate Law, Licensing, Mergers, Legal Writing, Management, Trademarks, Patents, Corporate Governance, Privacy Law, Software Licensing
Education
University of California, Berkeley - School of Law 2004 — 2007
J.D.
The University of Texas at Austin 1995 — 2000
BBA, BA, Management Information Systems & Plan II Honors Program
Dorothy (Kozakiewicz) Bennett's US Securities and Exchange Commission Experience 1999 - 2002
Job Global Sanctions Director
Industry Financial Services
Experience
JPMorgan Chase October 2011 - Present
US Treasury, OFAC April 2010 - October 2011
Barclays Capital September 2008 - March 2010
Lehman Brothers April 2004 - September 2008
Schulte Roth & Zabel LLP 2002 - 2004
SIFMA 2002 - 2004
US Securities and Exchange Commission 1999 - 2002
Education
The George Washington University Law School 1996 — 1999
JD, Law
New York University, Stern School of Business 1992 — 1995
BS, Finance
JPMorgan Chase October 2011 - Present
US Treasury, OFAC April 2010 - October 2011
Barclays Capital September 2008 - March 2010
Lehman Brothers April 2004 - September 2008
Schulte Roth & Zabel LLP 2002 - 2004
SIFMA 2002 - 2004
US Securities and Exchange Commission 1999 - 2002
Education
The George Washington University Law School 1996 — 1999
JD, Law
New York University, Stern School of Business 1992 — 1995
BS, Finance
Jonathan Sokobin's US Securities and Exchange Commission Experience January 2010 - November 2011
Job Chief Economist at Financial Industry Regulatory Authority
Industry Research
Experience
Financial Industry Regulatory Authority May 2013 - Present
Office of Financial Research, U.S. Department of the Treasury November 2012 - May 2013
Office of Financial Research, U.S. Department of the Treasury November 2011 - May 2013
US Securities and Exchange Commission January 2010 - November 2011
United States Securities and Exchange Commission March 2008 - December 2009
US Securities and Exchange Commission March 2008 - December 2009
US Securities and Exchange Commission September 2004 - February 2008
SMU Cox School of Business August 1993 - July 1998
Skills
Economics, Finance, Research, Corporate Governance, Securities, Valuation, Analysis, Management, Risk Management, Derivatives, Corporate Finance, Financial Modeling, Financial Analysis, Financial Markets, Strategy, Investments, Capital Markets, Financial Risk, Econometrics, Equities, Accounting, Hedge Funds, Financial Regulation, Public Policy, Quantitative Analytics, Mergers & Acquisitions
Education
The University of Chicago 1985 — 1993
Ph.D., Finance
The Ohio State University 1980 — 1984
BA, Economics
Financial Industry Regulatory Authority May 2013 - Present
Office of Financial Research, U.S. Department of the Treasury November 2012 - May 2013
Office of Financial Research, U.S. Department of the Treasury November 2011 - May 2013
US Securities and Exchange Commission January 2010 - November 2011
United States Securities and Exchange Commission March 2008 - December 2009
US Securities and Exchange Commission March 2008 - December 2009
US Securities and Exchange Commission September 2004 - February 2008
SMU Cox School of Business August 1993 - July 1998
Skills
Economics, Finance, Research, Corporate Governance, Securities, Valuation, Analysis, Management, Risk Management, Derivatives, Corporate Finance, Financial Modeling, Financial Analysis, Financial Markets, Strategy, Investments, Capital Markets, Financial Risk, Econometrics, Equities, Accounting, Hedge Funds, Financial Regulation, Public Policy, Quantitative Analytics, Mergers & Acquisitions
Education
The University of Chicago 1985 — 1993
Ph.D., Finance
The Ohio State University 1980 — 1984
BA, Economics
J. Miguel Corral's US Securities and Exchange Commission Experience January 2014 - March 2014
Job CEO of growing company and Juris Doctor
Industry Restaurants
Experience
Graciela Inc. dba El Tep Mexican Restaurant January 2010 - Present
US Securities and Exchange Commission January 2014 - March 2014
The Ramos Group, LLC May 2013 - August 2013
Skills
Legal Research, Legal Writing, Westlaw, International Law, Litigation
Education
The George Washington University Law School 2012 — 2014
Juris Doctor, International Business, Trade, and Tax Law
University of Denver 2005 — 2007
Bachelor's degree
Graciela Inc. dba El Tep Mexican Restaurant January 2010 - Present
US Securities and Exchange Commission January 2014 - March 2014
The Ramos Group, LLC May 2013 - August 2013
Skills
Legal Research, Legal Writing, Westlaw, International Law, Litigation
Education
The George Washington University Law School 2012 — 2014
Juris Doctor, International Business, Trade, and Tax Law
University of Denver 2005 — 2007
Bachelor's degree
Chris Cornett, CPA's US Securities and Exchange Commission Experience May 2005 - August 2005
Job Associate Machinery, Engineering & Construction at Credit Suisse
Industry Research
Experience
Credit Suisse July 2010 - Present
Credit Suisse September 2007 - July 2010
Financial Accounting Foundation January 2007 - October 2007
PricewaterhouseCoopers June 2006 - December 2006
US Securities and Exchange Commission May 2005 - August 2005
PricewaterhouseCoopers January 2005 - March 2005
Education
The University of Texas at Austin - Red McCombs School of Business 2003 — 2006
MPA, Accounting
Credit Suisse July 2010 - Present
Credit Suisse September 2007 - July 2010
Financial Accounting Foundation January 2007 - October 2007
PricewaterhouseCoopers June 2006 - December 2006
US Securities and Exchange Commission May 2005 - August 2005
PricewaterhouseCoopers January 2005 - March 2005
Education
The University of Texas at Austin - Red McCombs School of Business 2003 — 2006
MPA, Accounting
Daniel Goldfried's US Securities and Exchange Commission Experience August 2003 - March 2007
Job Assistant General Counsel and Director, Regulatory Investigations at Bank of America Merrill Lynch
Industry Financial Services
Experience
Bank of America March 2007 - Present
Merrill Lynch March 2007 - January 2010
US Securities and Exchange Commission August 2003 - March 2007
Lewis and Roca LLP October 1997 - July 2003
Skills
Securities Regulation, Securities, Corporate Governance, Litigation, Commercial Litigation, Internal Investigations, FCPA, Corporate Law, Arbitration, Civil Litigation, FINRA, Securities Litigation
Education
The George Washington University Law School 1991 — 1994
JD, Law
University of Virginia 1987 — 1991
BA, Foreign Affairs
Bronx Science 1984 — 1987
HS
Bank of America March 2007 - Present
Merrill Lynch March 2007 - January 2010
US Securities and Exchange Commission August 2003 - March 2007
Lewis and Roca LLP October 1997 - July 2003
Skills
Securities Regulation, Securities, Corporate Governance, Litigation, Commercial Litigation, Internal Investigations, FCPA, Corporate Law, Arbitration, Civil Litigation, FINRA, Securities Litigation
Education
The George Washington University Law School 1991 — 1994
JD, Law
University of Virginia 1987 — 1991
BA, Foreign Affairs
Bronx Science 1984 — 1987
HS
Andrew Rys's US Securities and Exchange Commission Experience August 2013 - December 2013
Job Assistant to the Director (IF) at Federal Reserve Board
Industry Financial Services
Experience
Federal Reserve Board April 2015 - Present
Federal Reserve Board July 2014 - Present
Johns Hopkins School of Advanced International Studies January 2014 - Present
US Securities and Exchange Commission August 2013 - December 2013
The Brattle Group May 2013 - August 2013
JHU Department of Economics September 2011 - January 2012
Precision Economics, LLC May 2011 - August 2011
Skills
MS Office, R, Stata, LaTeX, Econometrics, Time Series Analysis, Python, Visual Basic
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 2012 — 2014
M.A. International Relations/International Economics, International Finance, Quantitative Methods; Political Economy
The Johns Hopkins University 2008 — 2012
B.A., Economics, Philosophy
London School of Economics and Political Science 2010 — 2010
Foreign Policy, International Political Economy
Federal Reserve Board April 2015 - Present
Federal Reserve Board July 2014 - Present
Johns Hopkins School of Advanced International Studies January 2014 - Present
US Securities and Exchange Commission August 2013 - December 2013
The Brattle Group May 2013 - August 2013
JHU Department of Economics September 2011 - January 2012
Precision Economics, LLC May 2011 - August 2011
Skills
MS Office, R, Stata, LaTeX, Econometrics, Time Series Analysis, Python, Visual Basic
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 2012 — 2014
M.A. International Relations/International Economics, International Finance, Quantitative Methods; Political Economy
The Johns Hopkins University 2008 — 2012
B.A., Economics, Philosophy
London School of Economics and Political Science 2010 — 2010
Foreign Policy, International Political Economy
Abigail Grantstein's US Securities and Exchange Commission Experience May 2007 - August 2007
Job Deputy Prosecutor at Marion County Prosecutor's Office
Industry Law Practice
Experience
Marion County Prosecutor's Office April 2013 - Present
NCAA November 2008 - December 2012
National Collegiate Athletic Association June 2008 - November 2008
Kansas Athletics, Inc. August 2006 - May 2008
US Securities and Exchange Commission May 2007 - August 2007
Brown and Nachman, LLC March 2006 - August 2006
Skills
Legal Research, Trials, Legal Writing, Public Speaking, Westlaw, Litigation, Mediation, Sports Management, Microsoft Office, Hearings, Courts, Licensing, Civil Litigation, Criminal Law, Administrative Law, Fundraising, Intellectual Property, Commercial Litigation, Enforcement, Legal Assistance, Trial Practice, Appeals, Legal Issues, Motions, Torts
Education
University of Kansas School of Law 2005 — 2008
J.D., Law
The Ohio State University Fisher College of Business 2001 — 2005
BSBA, Marketing, Transportation and Logistics
Marion County Prosecutor's Office April 2013 - Present
NCAA November 2008 - December 2012
National Collegiate Athletic Association June 2008 - November 2008
Kansas Athletics, Inc. August 2006 - May 2008
US Securities and Exchange Commission May 2007 - August 2007
Brown and Nachman, LLC March 2006 - August 2006
Skills
Legal Research, Trials, Legal Writing, Public Speaking, Westlaw, Litigation, Mediation, Sports Management, Microsoft Office, Hearings, Courts, Licensing, Civil Litigation, Criminal Law, Administrative Law, Fundraising, Intellectual Property, Commercial Litigation, Enforcement, Legal Assistance, Trial Practice, Appeals, Legal Issues, Motions, Torts
Education
University of Kansas School of Law 2005 — 2008
J.D., Law
The Ohio State University Fisher College of Business 2001 — 2005
BSBA, Marketing, Transportation and Logistics
James Ratsch's US Securities and Exchange Commission Experience 1999 - 1999
Job Sr. Premier Field Engineer II at Microsoft
Industry Information Technology and Services
Experience
Microsoft December 2005 - Present
SRA International 2003 - 2005
THE CENTECH GROUP, Inc. 2000 - 2003
US Securities and Exchange Commission 1999 - 1999
Skills
Enterprise Architecture, Active Directory, Microsoft Technologies, Security, Windows, Virtualization, Disaster Recovery, Windows Server, Integration, Cloud Computing, Network Security, Servers, DNS, Hyper-V, System Deployment, Operating Systems, Information Technology, Windows 7, Storage Area Networks, System Administration, Microsoft Certified..., DHCP, Cluster, CCNA, Windows 2000, NT 4.0, XP Professional, Windows Remote Desktop, MCITP, MCSE 2003, Windows XP Pro, Virtual Machine Manager, Data Protection Manager, TMG, Group Policy, Data Center, VMware ESX, VMware, SAN, High Availability, VMware Infrastructure, Storage
Education
Towson University 1986 — 1991
Bachelor of Science, Business Administration
Microsoft December 2005 - Present
SRA International 2003 - 2005
THE CENTECH GROUP, Inc. 2000 - 2003
US Securities and Exchange Commission 1999 - 1999
Skills
Enterprise Architecture, Active Directory, Microsoft Technologies, Security, Windows, Virtualization, Disaster Recovery, Windows Server, Integration, Cloud Computing, Network Security, Servers, DNS, Hyper-V, System Deployment, Operating Systems, Information Technology, Windows 7, Storage Area Networks, System Administration, Microsoft Certified..., DHCP, Cluster, CCNA, Windows 2000, NT 4.0, XP Professional, Windows Remote Desktop, MCITP, MCSE 2003, Windows XP Pro, Virtual Machine Manager, Data Protection Manager, TMG, Group Policy, Data Center, VMware ESX, VMware, SAN, High Availability, VMware Infrastructure, Storage
Education
Towson University 1986 — 1991
Bachelor of Science, Business Administration
Susan Goetz Markel's US Securities and Exchange Commission Experience May 1994 - January 2009
Job Managing Director at AlixPartners, LLP
Industry Legal Services
Experience
AlixPartners, LLP January 2009 - Present
US Securities and Exchange Commission May 1994 - January 2009
Arthur Andersen Business Consulting 1984 - 1990
Skills
Internal Investigations, Securities Litigation, Fraud, Securities Regulation, White Collar Criminal..., Anti-corruption, Private Investigations, Corporate Governance, Securities, Due Diligence, Commercial Litigation, Enforcement, AML, SEC, Litigation, Forensic Accounting, SEC filings, Corporate Law, Criminal Law, Forensic Analysis, Internal Controls, Litigation Support, Auditing, Risk Assessment, Expert Witness, Financial Reporting, GAAP, Litigation Consulting, Certified Fraud Examiner
Education
The University of Akron 1981 — 1985
BS, Accounting
AlixPartners, LLP January 2009 - Present
US Securities and Exchange Commission May 1994 - January 2009
Arthur Andersen Business Consulting 1984 - 1990
Skills
Internal Investigations, Securities Litigation, Fraud, Securities Regulation, White Collar Criminal..., Anti-corruption, Private Investigations, Corporate Governance, Securities, Due Diligence, Commercial Litigation, Enforcement, AML, SEC, Litigation, Forensic Accounting, SEC filings, Corporate Law, Criminal Law, Forensic Analysis, Internal Controls, Litigation Support, Auditing, Risk Assessment, Expert Witness, Financial Reporting, GAAP, Litigation Consulting, Certified Fraud Examiner
Education
The University of Akron 1981 — 1985
BS, Accounting
Brad Harris's US Securities and Exchange Commission Experience January 2013 - May 2013
Job Attorney, The CocaCola Company
Industry Law Practice
Experience
The Coca-Cola Company, Coca-Cola North America Group, glacéau Business Unit January 2014 - Present
National Disability Rights Network August 2013 - December 2013
US Securities and Exchange Commission January 2013 - May 2013
Ackerman Brown, PLLC April 2012 - August 2012
The Coca-Cola Company May 2012 - July 2012
General Services Administration January 2012 - May 2012
Studio Legale Rossini - Avola Faraci May 2011 - August 2011
Education
University of Georgia School of Law 2010 — 2013
Juris Doctor
The University of Georgia 2005 — 2009
Bachelors, International Affairs, Sociology, Personal and Organizational Leadership, Global Studies
The Coca-Cola Company, Coca-Cola North America Group, glacéau Business Unit January 2014 - Present
National Disability Rights Network August 2013 - December 2013
US Securities and Exchange Commission January 2013 - May 2013
Ackerman Brown, PLLC April 2012 - August 2012
The Coca-Cola Company May 2012 - July 2012
General Services Administration January 2012 - May 2012
Studio Legale Rossini - Avola Faraci May 2011 - August 2011
Education
University of Georgia School of Law 2010 — 2013
Juris Doctor
The University of Georgia 2005 — 2009
Bachelors, International Affairs, Sociology, Personal and Organizational Leadership, Global Studies
Priyah Kaul's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Student
Industry Law Practice
Experience
Gibson, Dunn & Crutcher LLP May 2014 - July 2014
US Securities and Exchange Commission May 2013 - August 2013
Deutsche Bank September 2010 - July 2012
Capital Group October 2009 - September 2010
Skills
Research, Microsoft Office, PowerPoint, Data Analysis, Microsoft Excel, Public Speaking, Microsoft Word
Education
University of Michigan Law School 2012 — 2015
Doctor of Law (J.D.)
University of California, Los Angeles 2006 — 2010
Bachelor of Arts (B.A.), Economics
London School of Economics and Political Science 2009 — 2009
Summer School Program
Gibson, Dunn & Crutcher LLP May 2014 - July 2014
US Securities and Exchange Commission May 2013 - August 2013
Deutsche Bank September 2010 - July 2012
Capital Group October 2009 - September 2010
Skills
Research, Microsoft Office, PowerPoint, Data Analysis, Microsoft Excel, Public Speaking, Microsoft Word
Education
University of Michigan Law School 2012 — 2015
Doctor of Law (J.D.)
University of California, Los Angeles 2006 — 2010
Bachelor of Arts (B.A.), Economics
London School of Economics and Political Science 2009 — 2009
Summer School Program
Anya Griffith's US Securities and Exchange Commission Experience April 1998 - October 1999
Job Attorney
Industry Financial Services
Experience
Capital Research and Management Company 2000 - 2004
Shearman & Sterling LLP 1999 - 2000
US Securities and Exchange Commission April 1998 - October 1999
Commodity Futures Trading Commission 1996 - 1996
Coopers & Lybrand Consulting 1994 - 1994
Skills
Equities, Investments, Portfolio Management, Asset Management, Alternative Investments, Financial Analysis, Management Consulting, Due Diligence, Securities, Hedge Funds
Education
Thunderbird School of Global Management 1997 — 1997
MBA, International Business
University of California, Hastings College of the Law 1995 — 1997
J.D., Law
University of Pennsylvania 1986 — 1990
B.A., International Relations
Capital Research and Management Company 2000 - 2004
Shearman & Sterling LLP 1999 - 2000
US Securities and Exchange Commission April 1998 - October 1999
Commodity Futures Trading Commission 1996 - 1996
Coopers & Lybrand Consulting 1994 - 1994
Skills
Equities, Investments, Portfolio Management, Asset Management, Alternative Investments, Financial Analysis, Management Consulting, Due Diligence, Securities, Hedge Funds
Education
Thunderbird School of Global Management 1997 — 1997
MBA, International Business
University of California, Hastings College of the Law 1995 — 1997
J.D., Law
University of Pennsylvania 1986 — 1990
B.A., International Relations
Elizabeth Leise's US Securities and Exchange Commission Experience September 2013 - Present
Job Special Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2013 - Present
US Securities and Exchange Commission May 2011 - September 2013
Arnold & Porter September 2002 - May 2011
Skills
Securities Regulation
Education
The George Washington University Law School
Doctor of Law (JD)
University of Virginia
Bachelor of Arts (BA), Foreign Affairs and French
U.S. Securities and Exchange Commission September 2013 - Present
US Securities and Exchange Commission May 2011 - September 2013
Arnold & Porter September 2002 - May 2011
Skills
Securities Regulation
Education
The George Washington University Law School
Doctor of Law (JD)
University of Virginia
Bachelor of Arts (BA), Foreign Affairs and French
T. Kevin Bruce's US Securities and Exchange Commission Experience 1993 - 1995
Job Attorney at Hagler Bruce & Turner, PLLC
Industry Law Practice
Experience
Hagler Bruce & Turner, PLLC March 2009 - Present
Memphis Challenge 2009 - Present
University of Memphis 1998 - Present
Farris Bobango Branan, PLC October 2003 - March 2009
Bruce, Norris & Bass, PLLC 1997 - 2003
Wyatt, Tarrant & Combs, LLP 1996 - 1997
US Securities and Exchange Commission 1993 - 1995
Skills
Commercial Litigation, Legal Writing, Public Speaking, Civil Litigation, Litigation, Legal Research, Non-profits
Education
University of Virginia Darden School of Business 1990 — 1993
MBA, Business Administration
University of Virginia School of Law 1989 — 1993
JD, Law
The University of Memphis 1985 — 1989
BBA, Finance
Pine Bluff High School
Hagler Bruce & Turner, PLLC March 2009 - Present
Memphis Challenge 2009 - Present
University of Memphis 1998 - Present
Farris Bobango Branan, PLC October 2003 - March 2009
Bruce, Norris & Bass, PLLC 1997 - 2003
Wyatt, Tarrant & Combs, LLP 1996 - 1997
US Securities and Exchange Commission 1993 - 1995
Skills
Commercial Litigation, Legal Writing, Public Speaking, Civil Litigation, Litigation, Legal Research, Non-profits
Education
University of Virginia Darden School of Business 1990 — 1993
MBA, Business Administration
University of Virginia School of Law 1989 — 1993
JD, Law
The University of Memphis 1985 — 1989
BBA, Finance
Pine Bluff High School
Kristen Kuan's US Securities and Exchange Commission Experience June 2013 - August 2013
Job Associate at Alston & Bird LLP
Industry Law Practice
Experience
Alston & Bird LLP September 2015 - Present
Alston & Bird LLP May 2014 - July 2014
US Securities and Exchange Commission June 2013 - August 2013
Boies, Schiller & Flexner LLP September 2010 - March 2012
Tennessee Center for Policy Research January 2010 - May 2010
Bscope Partners June 2009 - August 2009
Ospraie Management May 2007 - August 2007
Skills
Westlaw, Legal Research, Legal Writing, Trials, Civil Litigation, Intellectual Property, Litigation, Legal Assistance, Policy, Corporate Law
Education
The George Washington University Law School 2012 — 2015
Doctor of Law (J.D.)
Vanderbilt University 2006 — 2010
Bachelor of Arts, Public Policy, East Asian Studies, Magna Cum Laude
Alston & Bird LLP September 2015 - Present
Alston & Bird LLP May 2014 - July 2014
US Securities and Exchange Commission June 2013 - August 2013
Boies, Schiller & Flexner LLP September 2010 - March 2012
Tennessee Center for Policy Research January 2010 - May 2010
Bscope Partners June 2009 - August 2009
Ospraie Management May 2007 - August 2007
Skills
Westlaw, Legal Research, Legal Writing, Trials, Civil Litigation, Intellectual Property, Litigation, Legal Assistance, Policy, Corporate Law
Education
The George Washington University Law School 2012 — 2015
Doctor of Law (J.D.)
Vanderbilt University 2006 — 2010
Bachelor of Arts, Public Policy, East Asian Studies, Magna Cum Laude
Bryan Maxin's US Securities and Exchange Commission Experience January 2010 - January 2011
Job Resource Coordinator
Industry Nonprofit Organization Management
Experience
ATHENA Consulting February 2014 - Present
Liberty Realty February 2013 - January 2014
The Koitz Group @ Coldwell Previews International (Chevy Chase) May 2012 - August 2012
US Securities and Exchange Commission January 2010 - January 2011
TowsonGlobal September 2009 - May 2010
Skills
Marketing, Facebook, PowerPoint, Community Outreach, Social Networking, Microsoft Word, Microsoft Excel, Fundraising, Sales, Access, Microsoft Office, Public Relations, Social Media Marketing, Press Releases, Leadership, Advertising, Negotiation, Sports, Twitter, Real Estate, Training, Account Management, Human Resources, Management, Customer Service, Team Building, Contract Negotiation, Cold Calling, Lead Generation
Education
Towson University 2007 — 2012
Bachelor of Science (B.S.), Management
Weichert Realty 2012 — 2012
NJ salespersons license
Thomas Wootton 2003 — 2007
ATHENA Consulting February 2014 - Present
Liberty Realty February 2013 - January 2014
The Koitz Group @ Coldwell Previews International (Chevy Chase) May 2012 - August 2012
US Securities and Exchange Commission January 2010 - January 2011
TowsonGlobal September 2009 - May 2010
Skills
Marketing, Facebook, PowerPoint, Community Outreach, Social Networking, Microsoft Word, Microsoft Excel, Fundraising, Sales, Access, Microsoft Office, Public Relations, Social Media Marketing, Press Releases, Leadership, Advertising, Negotiation, Sports, Twitter, Real Estate, Training, Account Management, Human Resources, Management, Customer Service, Team Building, Contract Negotiation, Cold Calling, Lead Generation
Education
Towson University 2007 — 2012
Bachelor of Science (B.S.), Management
Weichert Realty 2012 — 2012
NJ salespersons license
Thomas Wootton 2003 — 2007
Myra Moosariparambil's US Securities and Exchange Commission Experience December 2012 - Present
Job Accountant at US Securities and Exchange Commission
Industry Accounting
Experience
US Securities and Exchange Commission December 2012 - Present
Transaction Network Services October 2011 - December 2012
Deloitte September 2006 - October 2011
Education
University of Alabama 2005 — 2006
Masters, Accountancy
The University of Southern Mississippi 2001 — 2005
BSBA, Accounting
US Securities and Exchange Commission December 2012 - Present
Transaction Network Services October 2011 - December 2012
Deloitte September 2006 - October 2011
Education
University of Alabama 2005 — 2006
Masters, Accountancy
The University of Southern Mississippi 2001 — 2005
BSBA, Accounting
Matt Well's US Securities and Exchange Commission Experience 2003 - 2005
Job Partner, The Herald Group, LLC
Industry Public Relations and Communications
Experience
The Herald Group, LLC 2005 - Present
US Securities and Exchange Commission 2003 - 2005
The American Tort Reform Association 2001 - 2003
Republican Leadership Council 1998 - 2001
American Medical Association 1997 - 1997
Dole Kemp '96 1994 - 1996
U.S. Senate Majority Leader 1994 - 1994
Skills
Public Affairs, Strategic Communications, Public Policy, Public Relations, Message Development, Coalitions, Marketing, Crisis Communications, Reputation Management, Crisis Management, Speech Writing, Political Campaigns
Education
The Johns Hopkins University - Carey Business School 2000 — 2002
Master of Business Administration, Marketing
The University of Kansas 1990 — 1994
BA, Political Science
The Herald Group, LLC 2005 - Present
US Securities and Exchange Commission 2003 - 2005
The American Tort Reform Association 2001 - 2003
Republican Leadership Council 1998 - 2001
American Medical Association 1997 - 1997
Dole Kemp '96 1994 - 1996
U.S. Senate Majority Leader 1994 - 1994
Skills
Public Affairs, Strategic Communications, Public Policy, Public Relations, Message Development, Coalitions, Marketing, Crisis Communications, Reputation Management, Crisis Management, Speech Writing, Political Campaigns
Education
The Johns Hopkins University - Carey Business School 2000 — 2002
Master of Business Administration, Marketing
The University of Kansas 1990 — 1994
BA, Political Science
Ryan Leske's US Securities and Exchange Commission Experience June 2012 - August 2012
Job Associate at McDermott Will & Emery
Industry Law Practice
Experience
Tulane Law Clinic - Civil Litigation Clinic August 2013 - May 2014
McDermott Will & Emery May 2013 - August 2013
New Orleans Saints September 2012 - April 2013
US Securities and Exchange Commission June 2012 - August 2012
U.S. Trust, Bank of America Private Wealth Management June 2010 - August 2010
Morgan Stanley Smith Barney September 2009 - May 2010
The Daily Pennsylvanian September 2007 - December 2009
Education
Tulane University Law School 2011 — 2014
Juris Doctor
University of Pennsylvania 2007 — 2011
Bachelor of Arts, Political Science
University of Pennsylvania - The Wharton School 2007 — 2011
Bachelor of Science in Economics, Finance
Peddie School 2003 — 2007
Tulane Law Clinic - Civil Litigation Clinic August 2013 - May 2014
McDermott Will & Emery May 2013 - August 2013
New Orleans Saints September 2012 - April 2013
US Securities and Exchange Commission June 2012 - August 2012
U.S. Trust, Bank of America Private Wealth Management June 2010 - August 2010
Morgan Stanley Smith Barney September 2009 - May 2010
The Daily Pennsylvanian September 2007 - December 2009
Education
Tulane University Law School 2011 — 2014
Juris Doctor
University of Pennsylvania 2007 — 2011
Bachelor of Arts, Political Science
University of Pennsylvania - The Wharton School 2007 — 2011
Bachelor of Science in Economics, Finance
Peddie School 2003 — 2007
Wayne Wirtz's US Securities and Exchange Commission Experience 1984 - 1989
Job Associate General Counsel, AT&T Inc.
Industry Telecommunications
Experience
AT&T 1989 - Present
US Securities and Exchange Commission 1984 - 1989
Education
The Ohio State University
JD, with Honors
AT&T 1989 - Present
US Securities and Exchange Commission 1984 - 1989
Education
The Ohio State University
JD, with Honors
Lillian Wu's US Securities and Exchange Commission Experience June 2012 - August 2012
Job Researcher at Research Affiliates
Industry Investment Management
Experience
Research Affiliates January 2013 - Present
US Securities and Exchange Commission June 2012 - August 2012
Research Affiliates May 2009 - December 2011
Skills
SAS, Matlab, Quantitative Research, Currency Trading..., SQL, Quantitative Finance, Bloomberg, Time Series Analysis, Asset Allocation, VBA, Financial Modeling, Quantitative Analytics
Education
UCLA Anderson School of Management 2012 — 2012
Master of Financial Engineering, Finance
University of California, Berkeley
Bachelor of Arts, Economics
Research Affiliates January 2013 - Present
US Securities and Exchange Commission June 2012 - August 2012
Research Affiliates May 2009 - December 2011
Skills
SAS, Matlab, Quantitative Research, Currency Trading..., SQL, Quantitative Finance, Bloomberg, Time Series Analysis, Asset Allocation, VBA, Financial Modeling, Quantitative Analytics
Education
UCLA Anderson School of Management 2012 — 2012
Master of Financial Engineering, Finance
University of California, Berkeley
Bachelor of Arts, Economics
Ezra Bronstein's US Securities and Exchange Commission Experience September 2011 - December 2011
Job Investigative Counsel, Federal Housing Finance Agency Office of Inspector General
Industry Legal Services
Experience
Federal Housing Finance Agency Office of Inspector General July 2012 - Present
US Securities and Exchange Commission September 2011 - December 2011
Professor Jeffrey Manns, The George Washington University Law School May 2011 - August 2011
Cubist Pharmaceuticals June 2010 - August 2010
Klurman Mesivta High School August 2008 - June 2009
Hebrew Academy Community School of Margate August 2007 - June 2008
Education
The George Washington University Law School 2009 — 2012
J.D.
Central Yeshivah Tomchei Temimim 2002 — 2006
B.A., Talmudic Law
Rabbinical College of Pretoria 2004 — 2005
Rabbinic Ordination, Jewish Studies
Federal Housing Finance Agency Office of Inspector General July 2012 - Present
US Securities and Exchange Commission September 2011 - December 2011
Professor Jeffrey Manns, The George Washington University Law School May 2011 - August 2011
Cubist Pharmaceuticals June 2010 - August 2010
Klurman Mesivta High School August 2008 - June 2009
Hebrew Academy Community School of Margate August 2007 - June 2008
Education
The George Washington University Law School 2009 — 2012
J.D.
Central Yeshivah Tomchei Temimim 2002 — 2006
B.A., Talmudic Law
Rabbinical College of Pretoria 2004 — 2005
Rabbinic Ordination, Jewish Studies
Scott Hodgdon's US Securities and Exchange Commission Experience August 2008 - May 2011
Job Director, Senior Governance & Securities Counsel at Boston Scientific
Industry Medical Devices
Experience
Boston Scientific November 2013 - Present
Pepco Holdings, Inc. July 2012 - November 2013
Morrison & Foerster LLP May 2011 - July 2012
US Securities and Exchange Commission August 2008 - May 2011
Morrison & Foerster LLP January 2006 - August 2008
Skadden Arps September 2003 - January 2006
Hill, Ward & Henderson May 2001 - August 2001
Skills
Securities Regulation, Corporate Law, IPO, Mergers & Acquisitions, Securities, Corporate Governance, Finance, SEC, Private Placements, Executive Pay, Corporate Finance, Joint Ventures, Due Diligence, Legal Research
Education
University of Virginia School of Law 2000 — 2003
J.D.
The Johns Hopkins University 1997 — 1999
M.A., Philosophy
William & Mary 1992 — 1996
A.B., magna cum laude, Government and Philosophy
Boston Scientific November 2013 - Present
Pepco Holdings, Inc. July 2012 - November 2013
Morrison & Foerster LLP May 2011 - July 2012
US Securities and Exchange Commission August 2008 - May 2011
Morrison & Foerster LLP January 2006 - August 2008
Skadden Arps September 2003 - January 2006
Hill, Ward & Henderson May 2001 - August 2001
Skills
Securities Regulation, Corporate Law, IPO, Mergers & Acquisitions, Securities, Corporate Governance, Finance, SEC, Private Placements, Executive Pay, Corporate Finance, Joint Ventures, Due Diligence, Legal Research
Education
University of Virginia School of Law 2000 — 2003
J.D.
The Johns Hopkins University 1997 — 1999
M.A., Philosophy
William & Mary 1992 — 1996
A.B., magna cum laude, Government and Philosophy
Nolan McWilliams's US Securities and Exchange Commission Experience August 2008 - Present
Job AttorneyAdvisor, Division of Corporation Finance at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission August 2008 - Present
Shawnee Mission East High School August 1996 - June 2008
University of Kansas School of Business August 2005 - May 2008
U.S. Securities and Exchange Commission May 2007 - August 2007
Tutor September 2004 - July 2005
Ball's Hen House Market May 1994 - August 2004
Skills
Securities Regulation, Corporate Law, SEC reporting, Legal Research, Capital Markets, Legal Writing
Education
University of Kansas School of Law 2005 — 2008
J.D.
University of Kansas 1995 — 2003
Bachelor of Science (B.S.), Business Adminstration
US Securities and Exchange Commission August 2008 - Present
Shawnee Mission East High School August 1996 - June 2008
University of Kansas School of Business August 2005 - May 2008
U.S. Securities and Exchange Commission May 2007 - August 2007
Tutor September 2004 - July 2005
Ball's Hen House Market May 1994 - August 2004
Skills
Securities Regulation, Corporate Law, SEC reporting, Legal Research, Capital Markets, Legal Writing
Education
University of Kansas School of Law 2005 — 2008
J.D.
University of Kansas 1995 — 2003
Bachelor of Science (B.S.), Business Adminstration
Jaspreet Hunjan's US Securities and Exchange Commission Experience June 2009 - September 2009
Job Financial Analyst at Federal Housing Finance Agency
Industry Financial Services
Experience
Federal Housing Finance Agency August 2015 - Present
Bureau of Labor Statistics October 2011 - August 2015
Public Company Accounting Oversight Board November 2009 - September 2010
US Securities and Exchange Commission June 2009 - September 2009
SUNY Fredonia August 2008 - May 2009
U.S. Department of Labor June 2008 - August 2008
Skills
Stata, Eviews, Research, Financial Modeling, Financial Economics, Economics, Statistics, Econometrics, SAS, Data Analysis, Quantitative Analytics, Macroeconomics, Valuation, Analysis, Econometric Modeling, Economic Research, Time Series Analysis, Statistical Modeling, Microeconomics, Policy Analysis
Education
University at Buffalo 2007 — 2009
M.S., Financial Economics
University at Buffalo 2004 — 2007
B.A., Political Science with Distinction
Federal Housing Finance Agency August 2015 - Present
Bureau of Labor Statistics October 2011 - August 2015
Public Company Accounting Oversight Board November 2009 - September 2010
US Securities and Exchange Commission June 2009 - September 2009
SUNY Fredonia August 2008 - May 2009
U.S. Department of Labor June 2008 - August 2008
Skills
Stata, Eviews, Research, Financial Modeling, Financial Economics, Economics, Statistics, Econometrics, SAS, Data Analysis, Quantitative Analytics, Macroeconomics, Valuation, Analysis, Econometric Modeling, Economic Research, Time Series Analysis, Statistical Modeling, Microeconomics, Policy Analysis
Education
University at Buffalo 2007 — 2009
M.S., Financial Economics
University at Buffalo 2004 — 2007
B.A., Political Science with Distinction
Ty Cottrill's US Securities and Exchange Commission Experience AssociateMcDermott Will & Emery LLP2003 - 2009
Job General Attorney at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission AssociateMcDermott Will & Emery LLP2003 - 2009
Education
The George Washington University Law School 2001 — 2004
J.D.
US Securities and Exchange Commission AssociateMcDermott Will & Emery LLP2003 - 2009
Education
The George Washington University Law School 2001 — 2004
J.D.
Ornella Ganoza's US Securities and Exchange Commission Experience June 2008 - October 2009
Job Member Experience Specialist at Life Time The Healthy Way of Life Company
Industry Business Supplies and Equipment
Experience
Life Time - The Healthy Way of Life Company Member Experience SpecialistLife Time - The Healthy Way of Life CompanyJune 2015 - Present
Candidate Resources, Inc. August 2010 - May 2015
Banana Republic August 2006 - July 2010
US Securities and Exchange Commission June 2008 - October 2009
Skills
Bilingual-Spanish, Microsoft Office, PowerPoint, Excel, Word, Customer Service, Writing, Editing, Microsoft Word, Telephone Skills, Data Entry, Social Networking, Marketing, Outlook, Microsoft Excel, Event Planning, Leadership, Time Management, Training
Education
The University of Texas at Arlington 2008 — 2012
Bachelors, International Business
Life Time - The Healthy Way of Life Company Member Experience SpecialistLife Time - The Healthy Way of Life CompanyJune 2015 - Present
Candidate Resources, Inc. August 2010 - May 2015
Banana Republic August 2006 - July 2010
US Securities and Exchange Commission June 2008 - October 2009
Skills
Bilingual-Spanish, Microsoft Office, PowerPoint, Excel, Word, Customer Service, Writing, Editing, Microsoft Word, Telephone Skills, Data Entry, Social Networking, Marketing, Outlook, Microsoft Excel, Event Planning, Leadership, Time Management, Training
Education
The University of Texas at Arlington 2008 — 2012
Bachelors, International Business
Tim J Barker's US Securities and Exchange Commission Experience May 1988 - Present
Job Sr Staff Accountant at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission May 1988 - Present
Carteret Savings & Loan 1986 - 1988
Charles Schwab 1983 - 1986
Skills
Securities Regulation
Education
The Ohio State University 1978 — 1983
B.S.B.A, Finance
US Securities and Exchange Commission May 1988 - Present
Carteret Savings & Loan 1986 - 1988
Charles Schwab 1983 - 1986
Skills
Securities Regulation
Education
The Ohio State University 1978 — 1983
B.S.B.A, Finance
Ryan Kusmin's US Securities and Exchange Commission Experience January 2011 - April 2011
Job Associate at Debevoise & Plimpton
Industry Law Practice
Experience
Debevoise & Plimpton May 2013 - Present
Financial Industry Regulatory Authority October 2011 - May 2013
US Securities and Exchange Commission January 2011 - April 2011
Public Broadcasting Service July 2010 - August 2010
Husch Blackwell June 2010 - July 2010
Office of U.S. Senator Evan Bayh June 2007 - June 2008
Education
Washington University in St. Louis School of Law 2008 — 2011
Juris Doctor
The University of Kansas 2003 — 2007
B.A., Political Science
Debevoise & Plimpton May 2013 - Present
Financial Industry Regulatory Authority October 2011 - May 2013
US Securities and Exchange Commission January 2011 - April 2011
Public Broadcasting Service July 2010 - August 2010
Husch Blackwell June 2010 - July 2010
Office of U.S. Senator Evan Bayh June 2007 - June 2008
Education
Washington University in St. Louis School of Law 2008 — 2011
Juris Doctor
The University of Kansas 2003 — 2007
B.A., Political Science
Ruth Buck's US Securities and Exchange Commission Experience OperatorWal-MartFebruary 1988 - January 2007
Job Receptionist at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission OperatorWal-MartFebruary 1988 - January 2007
Education
The University of Texas at Arlington
BA, English
US Securities and Exchange Commission OperatorWal-MartFebruary 1988 - January 2007
Education
The University of Texas at Arlington
BA, English
Clare Barrows's US Securities and Exchange Commission Experience February 2001 - Present
Job Enforcement at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission February 2001 - Present
U. S. Department of Justice December 1991 - January 2001
Education
The University of Texas at San Antonio
BBA, MBA, Accounting
US Securities and Exchange Commission February 2001 - Present
U. S. Department of Justice December 1991 - January 2001
Education
The University of Texas at San Antonio
BBA, MBA, Accounting
Katheryn Motlow Millwee's US Securities and Exchange Commission Experience 1982 - 1985
Job Attorney at Counsel On Call
Industry Legal Services
Experience
Counsel On Call March 2014 - Present
Standard Parking / Central Parking System / USA Parking System 2000 - March 2013
McLean Sanders Price Head & Ellis 1989 - 1992
US Securities and Exchange Commission 1982 - 1985
Skills
Contract Negotiation, Contract Management, Budgets, Team Building, Facilities Management, Operations Management, Process Scheduler, Analysis, Sales, Management, Leadership, P&L, Customer Service, Training, Strategic Planning
Education
The University of Memphis—Cecil C. Humphreys School of Law
Juris Doctorate
Univeristy of Alabama
Counsel On Call March 2014 - Present
Standard Parking / Central Parking System / USA Parking System 2000 - March 2013
McLean Sanders Price Head & Ellis 1989 - 1992
US Securities and Exchange Commission 1982 - 1985
Skills
Contract Negotiation, Contract Management, Budgets, Team Building, Facilities Management, Operations Management, Process Scheduler, Analysis, Sales, Management, Leadership, P&L, Customer Service, Training, Strategic Planning
Education
The University of Memphis—Cecil C. Humphreys School of Law
Juris Doctorate
Univeristy of Alabama
Brett Bell's US Securities and Exchange Commission Experience June 2010 - August 2010
Job Associate at Jones Day
Industry Law Practice
Experience
Jones Day October 2012 - Present
Delaware City Prosecutor August 2011 - December 2011
Jones Day May 2011 - July 2011
US Securities and Exchange Commission June 2010 - August 2010
Deloitte & Touche, LLP January 2009 - March 2009
Skills
Legal Research, Litigation, Commercial Litigation, Public Speaking, Legal Writing, Corporate Law, Torts, White Collar Criminal..., Securities Litigation, Motions, Competition Law, Breach Of Contract, Research, Westlaw, Civil Litigation, Securities Regulation
Education
The Ohio State University Moritz College of Law 2009 — 2012
J.D., Law
The Ohio State University - The Max M. Fisher College of Business 2005 — 2009
B.S.B.A., Accounting (with Honors) and Marketing
Jones Day October 2012 - Present
Delaware City Prosecutor August 2011 - December 2011
Jones Day May 2011 - July 2011
US Securities and Exchange Commission June 2010 - August 2010
Deloitte & Touche, LLP January 2009 - March 2009
Skills
Legal Research, Litigation, Commercial Litigation, Public Speaking, Legal Writing, Corporate Law, Torts, White Collar Criminal..., Securities Litigation, Motions, Competition Law, Breach Of Contract, Research, Westlaw, Civil Litigation, Securities Regulation
Education
The Ohio State University Moritz College of Law 2009 — 2012
J.D., Law
The Ohio State University - The Max M. Fisher College of Business 2005 — 2009
B.S.B.A., Accounting (with Honors) and Marketing
Parag Patel's US Securities and Exchange Commission Experience August 2012 - December 2012
Job Registered InHouse Counsel
Industry Law Practice
Experience
Funding Circle USA January 2014 - Present
Financial Industry Regulatory Authority October 2013 - January 2014
Endurance Lending Network January 2013 - May 2013
US Securities and Exchange Commission August 2012 - December 2012
Roetzel & Andress May 2012 - August 2012
Energy & Environment Foundation August 2011 - May 2012
U.S. District Court for the Southern District of New York May 2011 - August 2011
Skills
Legal Research, Legal Writing, Commercial Litigation, Corporate Law, Securities Regulation, Westlaw, Lexis, International Law, Research
Education
University of California, Berkeley - School of Law 2010 — 2013
The University of Georgia 2006 — 2010
Economics, History
Funding Circle USA January 2014 - Present
Financial Industry Regulatory Authority October 2013 - January 2014
Endurance Lending Network January 2013 - May 2013
US Securities and Exchange Commission August 2012 - December 2012
Roetzel & Andress May 2012 - August 2012
Energy & Environment Foundation August 2011 - May 2012
U.S. District Court for the Southern District of New York May 2011 - August 2011
Skills
Legal Research, Legal Writing, Commercial Litigation, Corporate Law, Securities Regulation, Westlaw, Lexis, International Law, Research
Education
University of California, Berkeley - School of Law 2010 — 2013
The University of Georgia 2006 — 2010
Economics, History
Eric Phipps's US Securities and Exchange Commission Experience October 2004 - May 2006
Job Chief Compliance Officer at (New York City Private Equity firm)
Industry Financial Services
Experience
(Private Equity firm) October 2014 - Present
The Boston Trust & Walden Funds October 2006 - October 2014
Citi Fund Services June 2006 - October 2014
US Securities and Exchange Commission October 2004 - May 2006
BISYS Fund Services December 1995 - September 2004
Skills
Hedge Funds
Education
The Ohio State University 1989 — 1994
Bachelor of Business Administration (BBA), Finance
(Private Equity firm) October 2014 - Present
The Boston Trust & Walden Funds October 2006 - October 2014
Citi Fund Services June 2006 - October 2014
US Securities and Exchange Commission October 2004 - May 2006
BISYS Fund Services December 1995 - September 2004
Skills
Hedge Funds
Education
The Ohio State University 1989 — 1994
Bachelor of Business Administration (BBA), Finance
Dee Dee Hurst, CPA's US Securities and Exchange Commission Experience July 2013 - November 2014
Job Executive Director, Financial Accounting Advisory Services
Industry Accounting
Experience
EY November 2014 - Present
US Securities and Exchange Commission July 2013 - November 2014
The Men's Wearhouse, Inc February 2004 - June 2013
KBR, Inc. July 2007 - August 2008
Ernst & Young October 1997 - February 2004
GulfTerra Energy Partners, L.P. May 2003 - October 2003
Skills
Sarbanes-Oxley Act, Auditing, Financial Reporting, Accounting, General Ledger, Cash Flow, Account Reconciliation, Financial Analysis, PeopleSoft, Financial Statements
Education
The University of Texas at San Antonio 1993 — 1997
Bachelor of Business Administration, Accounting
EY November 2014 - Present
US Securities and Exchange Commission July 2013 - November 2014
The Men's Wearhouse, Inc February 2004 - June 2013
KBR, Inc. July 2007 - August 2008
Ernst & Young October 1997 - February 2004
GulfTerra Energy Partners, L.P. May 2003 - October 2003
Skills
Sarbanes-Oxley Act, Auditing, Financial Reporting, Accounting, General Ledger, Cash Flow, Account Reconciliation, Financial Analysis, PeopleSoft, Financial Statements
Education
The University of Texas at San Antonio 1993 — 1997
Bachelor of Business Administration, Accounting
Damian Ferrese's US Securities and Exchange Commission Experience October 2013 - November 2014
Job
Industry International Affairs
Experience
US Securities and Exchange Commission October 2013 - November 2014
Pittsburgh Downtown Community Development Corporation September 2012 - March 2013
OECD April 2010 - September 2010
Université de Montréal September 2008 - August 2010
U.S. House of Representatives January 2006 - June 2006
Commonwealth of Pennsylvania May 2005 - August 2005
Skills
Translation, Nonprofits, International Relations, Research, French, Community Development, Community Outreach, Politics, American Politics, Government, Statistics, Economic Development, Social Entrepreneurship, Qualitative Research, Foreign Policy, Economics, Political Economy, International Political..., German, Higher Education, Non-profits, Freedom of Information..., News, Policy, Foreign Languages, Cross-cultural, Stata, Research Design, Local Economic..., European Affairs, Government Affairs, Social Enterprise, Quantitative Research, Team Leadership, Canadian Politics, European Union Politics, SAP
Education
Université de Montréal 2008 — 2011
Master of Science (M.S.), International/Global Studies
University of Maryland College Park 2004 — 2008
Bachelor of Arts (B.A.), Government and Politics / French Language & Literature
US Securities and Exchange Commission October 2013 - November 2014
Pittsburgh Downtown Community Development Corporation September 2012 - March 2013
OECD April 2010 - September 2010
Université de Montréal September 2008 - August 2010
U.S. House of Representatives January 2006 - June 2006
Commonwealth of Pennsylvania May 2005 - August 2005
Skills
Translation, Nonprofits, International Relations, Research, French, Community Development, Community Outreach, Politics, American Politics, Government, Statistics, Economic Development, Social Entrepreneurship, Qualitative Research, Foreign Policy, Economics, Political Economy, International Political..., German, Higher Education, Non-profits, Freedom of Information..., News, Policy, Foreign Languages, Cross-cultural, Stata, Research Design, Local Economic..., European Affairs, Government Affairs, Social Enterprise, Quantitative Research, Team Leadership, Canadian Politics, European Union Politics, SAP
Education
Université de Montréal 2008 — 2011
Master of Science (M.S.), International/Global Studies
University of Maryland College Park 2004 — 2008
Bachelor of Arts (B.A.), Government and Politics / French Language & Literature
Hyang -Im Berrios's US Securities and Exchange Commission Experience December 1980 - March 1989
Job Appeals Specialist at BCBSSC Palmetto GBA Medicare Part B Appeals
Industry Government Administration
Experience
BCBSSC Palmetto GBA Medicare Part B Appeals March 1998 - Present
Adlerian Early Child Care January 1997 - March 1998
US Securities and Exchange Commission December 1980 - March 1989
Education
Touro College 1992 — 1996
Associate of Arts (A.A.), Early Childhood Education and Teaching
DOD Taegu American High School 1976 — 1979
high school
BCBSSC Palmetto GBA Medicare Part B Appeals March 1998 - Present
Adlerian Early Child Care January 1997 - March 1998
US Securities and Exchange Commission December 1980 - March 1989
Education
Touro College 1992 — 1996
Associate of Arts (A.A.), Early Childhood Education and Teaching
DOD Taegu American High School 1976 — 1979
high school
Lisa Turbis's US Securities and Exchange Commission Experience January 2005 - April 2006
Job Director, Litigation and Compliance at Autodesk
Industry Computer Software
Experience
Autodesk April 2006 - Present
US Securities and Exchange Commission January 2005 - April 2006
Howard Rice August 2001 - December 2005
Education
University of California, Davis - School of Law 1995 — 1997
Doctor of Law (J.D.)
The University of British Columbia 1987 — 1991
Bachelor of Arts (B.A.), International Economies and Underdevelopment
Autodesk April 2006 - Present
US Securities and Exchange Commission January 2005 - April 2006
Howard Rice August 2001 - December 2005
Education
University of California, Davis - School of Law 1995 — 1997
Doctor of Law (J.D.)
The University of British Columbia 1987 — 1991
Bachelor of Arts (B.A.), International Economies and Underdevelopment
Laura Strohbach's US Securities and Exchange Commission Experience February 2009 - September 2011
Job Strohbach Consulting, LLC
Industry Professional Training & Coaching
Experience
Strohbach Consulting, LLC December 2013 - Present
Visionary Integration Professionals (VIP) October 2011 - September 2013
US Securities and Exchange Commission February 2009 - September 2011
GSA November 1988 - January 2009
Skills
Federal lease..., Development & delivery..., Development of national..., Leadership, Management, Analysis, Training, Finance, Project Management, Mergers & Acquisitions, Budgets, Human Resources, Policy
Education
The University of Texas at Arlington - College of Business Administration 1983 — 1986
Working towards MBA, Marketing
The University of Dallas 1971 — 1975
Bachelor of Arts (B.A.), English Literature
Strohbach Consulting, LLC December 2013 - Present
Visionary Integration Professionals (VIP) October 2011 - September 2013
US Securities and Exchange Commission February 2009 - September 2011
GSA November 1988 - January 2009
Skills
Federal lease..., Development & delivery..., Development of national..., Leadership, Management, Analysis, Training, Finance, Project Management, Mergers & Acquisitions, Budgets, Human Resources, Policy
Education
The University of Texas at Arlington - College of Business Administration 1983 — 1986
Working towards MBA, Marketing
The University of Dallas 1971 — 1975
Bachelor of Arts (B.A.), English Literature
Department of Veterans Affairs
US Census Bureau
U.S. Department of Veterans Affairs
FDA
USAID
US Fish and Wildlife Service
TSA
Defense Logistics Agency