US Securities and Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Jurisdiction: United States of America Employees: 4,301 (2015) Headquarters: Washington, D.C., United States Founder: Franklin D. Roosevelt Founded: 6 June 1934
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US Securities and Exchange Commission Employees
Employee
Years
Job
Industry
Dwayne Lewis Dwayne Lewis's US Securities and Exchange Commission Experience January 2014 - May 2014
Job Student at Texas A&M School of Law
Industry Law Practice
Experience
Texas A&M Law Review March 2013 - Present
Padfield & Stout, LLP June 2014 - August 2014
Cantey Hanger LLP January 2014 - May 2014
US Securities and Exchange Commission January 2014 - May 2014
The 68th State District Court of Texas May 2013 - June 2013
Skills
Legal Writing, Legal Research, Motions, Bluebook, Time Management, Work Ethic, Public Speaking, Financial Statement..., Networking
Education
Texas A&M University School of Law 2012 — 2015
Doctor of Law (J.D.)
Michigan State University School of Law 2013 — 2013
Intellectual Property
Texas Tech University 2008 — 2012
Bachelor of Arts (B.A.), Finance, General
Texas A&M Law Review March 2013 - Present
Padfield & Stout, LLP June 2014 - August 2014
Cantey Hanger LLP January 2014 - May 2014
US Securities and Exchange Commission January 2014 - May 2014
The 68th State District Court of Texas May 2013 - June 2013
Skills
Legal Writing, Legal Research, Motions, Bluebook, Time Management, Work Ethic, Public Speaking, Financial Statement..., Networking
Education
Texas A&M University School of Law 2012 — 2015
Doctor of Law (J.D.)
Michigan State University School of Law 2013 — 2013
Intellectual Property
Texas Tech University 2008 — 2012
Bachelor of Arts (B.A.), Finance, General
Daniel Faigus - CFE Daniel Faigus - CFE's US Securities and Exchange Commission Experience July 2006 - December 2006
Job Financial Regulatory and Fraud Consultant
Industry Financial Services
Experience
PwC January 2011 - Present
TGB Associates June 2004 - Present
Deloitte Consulting July 2007 - September 2009
US Securities and Exchange Commission July 2006 - December 2006
Skills
Due Diligence, Auditing, Fraud, Financial Analysis, Risk Assessment, Financial Risk, Management Consulting, Project Management, Policy, AML, Internal Audit, Finance, Internal Controls
Education
The George Washington University 2003 — 2007
BBA, Honors Program - Finance
The George Washington University 2006 — 2006
Study Abroad
PwC January 2011 - Present
TGB Associates June 2004 - Present
Deloitte Consulting July 2007 - September 2009
US Securities and Exchange Commission July 2006 - December 2006
Skills
Due Diligence, Auditing, Fraud, Financial Analysis, Risk Assessment, Financial Risk, Management Consulting, Project Management, Policy, AML, Internal Audit, Finance, Internal Controls
Education
The George Washington University 2003 — 2007
BBA, Honors Program - Finance
The George Washington University 2006 — 2006
Study Abroad
Kate Maher Kate Maher's US Securities and Exchange Commission Experience December 2014 - Present
Job Kalorama Partners LLC
Industry Law Practice
Experience
Kalorama Partners Llc August 2015 - Present
U.S. Securities and Exchange Commission December 2014 - Present
Morgan, Lewis & Bockius LLP September 2014 - December 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
US Securities and Exchange Commission May 2013 - August 2013
US Securities and Exchange Commission January 2013 - May 2013
Financial Industry Regulatory Authority August 2012 - November 2012
Financial Industry Regulatory Authority May 2012 - August 2012
Morgan Stanley Smith Barney September 2010 - August 2011
Skills
Series 7, Retirement Planning, Uniform Combined State..., Wealth Management, Asset Allocation, Investment Advisory, 401k Rollovers, Mutual Funds, Investment Strategies, Saving for Education, Strategic Financial..., Alternative Investments, Investments, Financial Advisory, Retirement, 529 Plans, IRAs, Estate Planning, Series 66
Education
Georgetown University Law Center 2014 — 2016
LL.M, Securities and Financial Regulation
The Catholic University of America, Columbus School of Law 2011 — 2014
J.D., Banking, Corporate, Finance, and Securities Law, cum laude
University of Wisconsin-Madison 2007 — 2009
Bachelor of Arts, Economics, Finance, Spanish
The Catholic University of America 2005 — 2007
International Business, Finance, Spanish
Kalorama Partners Llc August 2015 - Present
U.S. Securities and Exchange Commission December 2014 - Present
Morgan, Lewis & Bockius LLP September 2014 - December 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
US Securities and Exchange Commission May 2013 - August 2013
US Securities and Exchange Commission January 2013 - May 2013
Financial Industry Regulatory Authority August 2012 - November 2012
Financial Industry Regulatory Authority May 2012 - August 2012
Morgan Stanley Smith Barney September 2010 - August 2011
Skills
Series 7, Retirement Planning, Uniform Combined State..., Wealth Management, Asset Allocation, Investment Advisory, 401k Rollovers, Mutual Funds, Investment Strategies, Saving for Education, Strategic Financial..., Alternative Investments, Investments, Financial Advisory, Retirement, 529 Plans, IRAs, Estate Planning, Series 66
Education
Georgetown University Law Center 2014 — 2016
LL.M, Securities and Financial Regulation
The Catholic University of America, Columbus School of Law 2011 — 2014
J.D., Banking, Corporate, Finance, and Securities Law, cum laude
University of Wisconsin-Madison 2007 — 2009
Bachelor of Arts, Economics, Finance, Spanish
The Catholic University of America 2005 — 2007
International Business, Finance, Spanish
Azziza BenSaid Azziza BenSaid's US Securities and Exchange Commission Experience January 2013 - May 2013
Job COO/CLO
Industry Wine and Spirits
Experience
SommPicks May 2015 - Present
Seward & Kissel LLP September 2013 - May 2015
US Securities and Exchange Commission January 2013 - May 2013
Seward & Kissel LLP May 2012 - August 2012
The White House January 2012 - May 2012
New York City Law Department June 2011 - August 2011
U.S. Department of Justice July 2009 - August 2010
U.S. Chamber of Commerce August 2008 - December 2008
The Fratelli Group June 2008 - August 2008
U.S. House of Representatives August 2007 - December 2007
Education
The George Washington University Law School 2010 — 2013
J.D.
The George Washington University 2006 — 2010
B.A., International Affairs & Economics
American University of Paris 2009 — 2009
French, European Studies
Universitat de Barcelona 2007 — 2007
Spanish
SommPicks May 2015 - Present
Seward & Kissel LLP September 2013 - May 2015
US Securities and Exchange Commission January 2013 - May 2013
Seward & Kissel LLP May 2012 - August 2012
The White House January 2012 - May 2012
New York City Law Department June 2011 - August 2011
U.S. Department of Justice July 2009 - August 2010
U.S. Chamber of Commerce August 2008 - December 2008
The Fratelli Group June 2008 - August 2008
U.S. House of Representatives August 2007 - December 2007
Education
The George Washington University Law School 2010 — 2013
J.D.
The George Washington University 2006 — 2010
B.A., International Affairs & Economics
American University of Paris 2009 — 2009
French, European Studies
Universitat de Barcelona 2007 — 2007
Spanish
Christina Bortz Christina Bortz's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Fall Law Clerk at U.S. Senate Permanent Subcommittee on Investigations
Industry Law Practice
Experience
International Law in Domestic Courts Journal April 2014 - April 2015
U.S. Senate Permanent Subcommittee on Investigations September 2014 - November 2014
Ropes & Gray LLP May 2014 - July 2014
US Securities and Exchange Commission January 2014 - April 2014
Financial Industry Regulatory Authority May 2013 - August 2013
glendonTodd Capital LLC 2011 - 2012
Anheuser-Busch InBev July 2010 - May 2011
Goldman Sachs June 2009 - August 2009
Skills
Research, Public Speaking, Legal Writing, Legal Research, Policy Analysis, Securities, Finance, Analysis, Business Development, Fraud, Mergers & Acquisitions, Financial Modeling
Education
The George Washington University Law School 2013 — 2015
Doctor of Law (J.D.)
Princeton University 2006 — 2010
BA, Politics - International Relations
International Law in Domestic Courts Journal April 2014 - April 2015
U.S. Senate Permanent Subcommittee on Investigations September 2014 - November 2014
Ropes & Gray LLP May 2014 - July 2014
US Securities and Exchange Commission January 2014 - April 2014
Financial Industry Regulatory Authority May 2013 - August 2013
glendonTodd Capital LLC 2011 - 2012
Anheuser-Busch InBev July 2010 - May 2011
Goldman Sachs June 2009 - August 2009
Skills
Research, Public Speaking, Legal Writing, Legal Research, Policy Analysis, Securities, Finance, Analysis, Business Development, Fraud, Mergers & Acquisitions, Financial Modeling
Education
The George Washington University Law School 2013 — 2015
Doctor of Law (J.D.)
Princeton University 2006 — 2010
BA, Politics - International Relations
Adrienne Krysiuk's US Securities and Exchange Commission Experience August 2005 - July 2006
Job Project Manager/Consultant
Industry Events Services
Experience
Robertson's Flowers December 2007 - May 2013
JPMorgan Chase July 2006 - July 2007
US Securities and Exchange Commission August 2005 - July 2006
Thomson Learning August 2001 - January 2005
Harcourt February 2001 - August 2001
Harcourt September 1999 - February 2001
Harcourt College Publishers May 1999 - September 1999
Harcourt College Publishers September 1996 - May 1999
Skills
Product Development, Marketing Strategy, Event Management, Marketing, Social Media, Social Media Marketing, Event Planning, Corporate Events, Sales, Graphic Design, Public Relations, Photography, Trade Shows, Brand Awareness, Brand Development, Corporate Branding, Project Management, Proofreading, Copywriting, Copy Editing, Market Research, Creative Writing, Creative Direction, Visual Styling, AP Style
Education
Temple University 1989 — 1994
BA, Journalism/Communications, Publishing
St. Basil Academy 1985 — 1989
St. Basil Academy 1985 — 1989
Robertson's Flowers December 2007 - May 2013
JPMorgan Chase July 2006 - July 2007
US Securities and Exchange Commission August 2005 - July 2006
Thomson Learning August 2001 - January 2005
Harcourt February 2001 - August 2001
Harcourt September 1999 - February 2001
Harcourt College Publishers May 1999 - September 1999
Harcourt College Publishers September 1996 - May 1999
Skills
Product Development, Marketing Strategy, Event Management, Marketing, Social Media, Social Media Marketing, Event Planning, Corporate Events, Sales, Graphic Design, Public Relations, Photography, Trade Shows, Brand Awareness, Brand Development, Corporate Branding, Project Management, Proofreading, Copywriting, Copy Editing, Market Research, Creative Writing, Creative Direction, Visual Styling, AP Style
Education
Temple University 1989 — 1994
BA, Journalism/Communications, Publishing
St. Basil Academy 1985 — 1989
St. Basil Academy 1985 — 1989
Jason Flemmons Jason Flemmons's US Securities and Exchange Commission Experience February 2011 - November 2012
Job Senior Managing Director at FTI Consulting
Industry Management Consulting
Experience
FTI Consulting December 2012 - Present
US Securities and Exchange Commission February 2011 - November 2012
US Securities and Exchange Commission 2005 - 2011
US Securities and Exchange Commission 2004 - 2005
US Securities and Exchange Commission 2000 - 2004
PwC 1998 - 2000
PwC (formerly Price Waterhouse) 1994 - 1998
Skills
Forensic Accounting, Corporate Fraud..., Certified Fraud Examiner, Litigation Consulting, FCPA, Internal Investigations, Private Investigations, Internal Controls, Auditing, Litigation Support, Securities Regulation, Expert Witness, SEC, Trials, Fraud, Due Diligence, Finance
Education
The College of William & Mary in Virginia 1990 — 1994
Bachelor of Arts (B.A.)
The College of William and Mary 1990 — 1994
Bachelor of Business Administration (BBA)
FTI Consulting December 2012 - Present
US Securities and Exchange Commission February 2011 - November 2012
US Securities and Exchange Commission 2005 - 2011
US Securities and Exchange Commission 2004 - 2005
US Securities and Exchange Commission 2000 - 2004
PwC 1998 - 2000
PwC (formerly Price Waterhouse) 1994 - 1998
Skills
Forensic Accounting, Corporate Fraud..., Certified Fraud Examiner, Litigation Consulting, FCPA, Internal Investigations, Private Investigations, Internal Controls, Auditing, Litigation Support, Securities Regulation, Expert Witness, SEC, Trials, Fraud, Due Diligence, Finance
Education
The College of William & Mary in Virginia 1990 — 1994
Bachelor of Arts (B.A.)
The College of William and Mary 1990 — 1994
Bachelor of Business Administration (BBA)
Trey Arbuckle Trey Arbuckle's US Securities and Exchange Commission Experience January 2013 - April 2013
Job Associate at Reid Collins & Tsai LLP
Industry Law Practice
Experience
Reid Collins & Tsai LLP July 2013 - Present
Level 3 Communications April 2012 - May 2013
US Securities and Exchange Commission January 2013 - April 2013
University of Denver Sturm College of Law June 2012 - August 2012
University of Denver Sturm College of Law December 2011 - May 2012
Colorado Court of Appeals January 2012 - April 2012
Chief State Solicitor's Office for Ireland June 2011 - June 2011
Colorado Senate December 2010 - May 2011
Brazos Christian School August 2007 - May 2010
Pine Cove 2002 - 2003
Skills
Analytical thinker;..., Westlaw, Lexis, Communication, Legal Research, Legal Writing, Employment Law, Policy, Leadership, Criminal Law, Trials, Contract Law, Securities Regulation, Politics, Bankruptcy, Editing, Litigation, Commercial Litigation
Education
University of Denver - Sturm College of Law 2010 — 2013
Juris Doctor (J.D.)
Texas A&M University 1999 — 2003
B.A., Philosophy
Trinity Christian Academy 1995 — 1999
High School Diploma
Reid Collins & Tsai LLP July 2013 - Present
Level 3 Communications April 2012 - May 2013
US Securities and Exchange Commission January 2013 - April 2013
University of Denver Sturm College of Law June 2012 - August 2012
University of Denver Sturm College of Law December 2011 - May 2012
Colorado Court of Appeals January 2012 - April 2012
Chief State Solicitor's Office for Ireland June 2011 - June 2011
Colorado Senate December 2010 - May 2011
Brazos Christian School August 2007 - May 2010
Pine Cove 2002 - 2003
Skills
Analytical thinker;..., Westlaw, Lexis, Communication, Legal Research, Legal Writing, Employment Law, Policy, Leadership, Criminal Law, Trials, Contract Law, Securities Regulation, Politics, Bankruptcy, Editing, Litigation, Commercial Litigation
Education
University of Denver - Sturm College of Law 2010 — 2013
Juris Doctor (J.D.)
Texas A&M University 1999 — 2003
B.A., Philosophy
Trinity Christian Academy 1995 — 1999
High School Diploma
Janice Vowell Janice Vowell's US Securities and Exchange Commission Experience June 1981 - October 1983
Job Customer Relationship Specialist at Farm Credit MidAmerica
Industry Financial Services
Experience
Farm Credit Mid-America March 2004 - Present
US Airways October 1981 - December 1994
US Securities and Exchange Commission June 1981 - October 1983
Skills
Securities and Human...
Education
Tennessee Temple University
University of Maryland University College
Farm Credit Mid-America March 2004 - Present
US Airways October 1981 - December 1994
US Securities and Exchange Commission June 1981 - October 1983
Skills
Securities and Human...
Education
Tennessee Temple University
University of Maryland University College
David P. Weber David P. Weber's US Securities and Exchange Commission Experience January 2012 - May 2013
Job Principal Attorney, Goodwin Weber PLLC
Industry Law Practice
Experience
Robert H. Smith School of Business, University of Maryland July 2014 - Present
Goodwin Weber PLLC November 2012 - Present
Maryland Military Department June 2013 - Present
University of Maryland University College 2009 - Present
City of Gaithersburg March 2010 - Present
US Securities and Exchange Commission January 2012 - May 2013
Federal Deposit Insurance Corporation October 2010 - December 2011
Office of the Comptroller of the Currency August 2000 - October 2010
United States District Court for the Northern District of New York August 1998 - August 2000
National Park Service 1994 - 1996
Skills
Certified Fraud Examiner, Litigation, Criminal Investigations, Private Investigations, Internal Investigations, Elder Law, Not for Profit, Tax Law, Accounting, National Security Law, Forensic Accounting, Healthcare Law, Banking Law, Securities Law, Insurance Law, White Collar Criminal..., Federal Employment Law, Employment Law, EEOC, MSPB, whistleblower..., False Claims, Qui Tam, Threat & Vulnerability..., Threat Intelligence, Threat Analysis, Threat Management, Law of Armed Conflict, Weapons & Tactics..., Weapons Training, Firearms, Police Misconduct, Police Brutality, Police Training, Police Administration, Federal Law Enforcement, Federal Procurement, Federal Law, Landlord-tenant..., Courts, Appeals, Federal Indian Law, Indian Law, Indian Gaming, Government, Civil Litigation, Legal Assistance, Police, Investigation, Forensic Analysis
Education
Syracuse University College of Law 1995 — 1998
Doctor of Law (J.D.)
Syracuse University 1992 — 1995
Bachelor’s Degree
Robert H. Smith School of Business, University of Maryland July 2014 - Present
Goodwin Weber PLLC November 2012 - Present
Maryland Military Department June 2013 - Present
University of Maryland University College 2009 - Present
City of Gaithersburg March 2010 - Present
US Securities and Exchange Commission January 2012 - May 2013
Federal Deposit Insurance Corporation October 2010 - December 2011
Office of the Comptroller of the Currency August 2000 - October 2010
United States District Court for the Northern District of New York August 1998 - August 2000
National Park Service 1994 - 1996
Skills
Certified Fraud Examiner, Litigation, Criminal Investigations, Private Investigations, Internal Investigations, Elder Law, Not for Profit, Tax Law, Accounting, National Security Law, Forensic Accounting, Healthcare Law, Banking Law, Securities Law, Insurance Law, White Collar Criminal..., Federal Employment Law, Employment Law, EEOC, MSPB, whistleblower..., False Claims, Qui Tam, Threat & Vulnerability..., Threat Intelligence, Threat Analysis, Threat Management, Law of Armed Conflict, Weapons & Tactics..., Weapons Training, Firearms, Police Misconduct, Police Brutality, Police Training, Police Administration, Federal Law Enforcement, Federal Procurement, Federal Law, Landlord-tenant..., Courts, Appeals, Federal Indian Law, Indian Law, Indian Gaming, Government, Civil Litigation, Legal Assistance, Police, Investigation, Forensic Analysis
Education
Syracuse University College of Law 1995 — 1998
Doctor of Law (J.D.)
Syracuse University 1992 — 1995
Bachelor’s Degree
C. Uhlan Brock's US Securities and Exchange Commission Experience January 2010 - April 2010
Job Financial Analyst | Corporate Attorney
Industry Financial Services
Experience
Hudson Legal Law Counsel 2011 - Present
US Securities and Exchange Commission January 2010 - April 2010
Merrill Lynch August 2009 - December 2009
FINRA February 2009 - May 2009
U.S. Chamber of Commerce October 2005 - March 2008
U.S. House of Representatives, The Honorable "Ginny" Brown-Waite February 2004 - September 2005
Skills
Securities Regulation, Securities, Corporate Law, Corporate Finance, Legal Writing, Corporate Governance, Due Diligence, Legal Research, International Law, Policy, Private Equity, Financial Services, Government, Finance, Investments, Financial Modeling, Business Analysis, Capital Markets, International Relations, Analysis, Financial Analysis
Education
The Catholic University of America, Columbus School of Law 2006 — 2010
J.D., Securities and Corporate Law
The George Washington University, The Graduate School of Political Management (GSPM) 2003 — 2005
MA, Political Managment
Tulane University 1997 — 2001
BS, Political Science & Business
Hudson Legal Law Counsel 2011 - Present
US Securities and Exchange Commission January 2010 - April 2010
Merrill Lynch August 2009 - December 2009
FINRA February 2009 - May 2009
U.S. Chamber of Commerce October 2005 - March 2008
U.S. House of Representatives, The Honorable "Ginny" Brown-Waite February 2004 - September 2005
Skills
Securities Regulation, Securities, Corporate Law, Corporate Finance, Legal Writing, Corporate Governance, Due Diligence, Legal Research, International Law, Policy, Private Equity, Financial Services, Government, Finance, Investments, Financial Modeling, Business Analysis, Capital Markets, International Relations, Analysis, Financial Analysis
Education
The Catholic University of America, Columbus School of Law 2006 — 2010
J.D., Securities and Corporate Law
The George Washington University, The Graduate School of Political Management (GSPM) 2003 — 2005
MA, Political Managment
Tulane University 1997 — 2001
BS, Political Science & Business
Marina Montes Marina Montes's US Securities and Exchange Commission Experience September 2010 - June 2011
Job Founder
Industry Health, Wellness and Fitness
Experience
urSwim 2011 - Present
US Securities and Exchange Commission September 2010 - June 2011
U.S. Commodity Futures Trading Commission June 2010 - August 2010
United States District Court, Eastern District of New York June 2009 - August 2009
Citibank October 2007 - July 2008
Skills
Entrepreneurship, Social Entrepreneurship, Legal Research, Securities Regulation, Legal Writing, Westlaw, Corporate Law, Securities, Start-ups, Marketing, Litigation, Joint Ventures, Intellectual Property, Bankruptcy, Management, Customer Service, Event Planning, Public Speaking
Education
University of North Carolina School of Law 2008 — 2011
J.D., Banking, Corporate, Finance, and Securities Law
The George Washington University 2003 — 2007
B.A., International Affairs, Political Science
urSwim 2011 - Present
US Securities and Exchange Commission September 2010 - June 2011
U.S. Commodity Futures Trading Commission June 2010 - August 2010
United States District Court, Eastern District of New York June 2009 - August 2009
Citibank October 2007 - July 2008
Skills
Entrepreneurship, Social Entrepreneurship, Legal Research, Securities Regulation, Legal Writing, Westlaw, Corporate Law, Securities, Start-ups, Marketing, Litigation, Joint Ventures, Intellectual Property, Bankruptcy, Management, Customer Service, Event Planning, Public Speaking
Education
University of North Carolina School of Law 2008 — 2011
J.D., Banking, Corporate, Finance, and Securities Law
The George Washington University 2003 — 2007
B.A., International Affairs, Political Science
Ruth Armfield Sanders Ruth Armfield Sanders's US Securities and Exchange Commission Experience 1999 - 2012
Job Attorney
Industry Legal Services
Experience
US Securities and Exchange Commission 1999 - 2012
U.S. Securities and Exchange Commission 1992 - 1999
U.S. Securities and Exchange Commission 1990 - 1992
Smith, Somerville and Case, Attorneys at Law September 1988 - December 1989
U.S. Census Bureau July 1978 - July 1988
Skills
Securities Regulation, Securities Litigation, Commercial Litigation, Securities, Litigation, Legal Research, Corporate Governance
Education
The Catholic University of America, Columbus School of Law 1984 — 1988
JD, Law
University of South Carolina-Columbia 1972 — 1977
MA Economics (1977); BS Business Economics (1975), Economics, BS Cum Laude
US Securities and Exchange Commission 1999 - 2012
U.S. Securities and Exchange Commission 1992 - 1999
U.S. Securities and Exchange Commission 1990 - 1992
Smith, Somerville and Case, Attorneys at Law September 1988 - December 1989
U.S. Census Bureau July 1978 - July 1988
Skills
Securities Regulation, Securities Litigation, Commercial Litigation, Securities, Litigation, Legal Research, Corporate Governance
Education
The Catholic University of America, Columbus School of Law 1984 — 1988
JD, Law
University of South Carolina-Columbia 1972 — 1977
MA Economics (1977); BS Business Economics (1975), Economics, BS Cum Laude
Christine Tatchell Christine Tatchell's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Legal Counsel/Specialist, Compliance and Account Management at PAAMCO
Industry Law Practice
Experience
PAAMCO December 2014 - Present
US Securities and Exchange Commission January 2014 - April 2014
San Diego District Attorney's Office May 2013 - August 2013
Securities, Arbitration and Consumer Law Clinic at Syracuse University January 2013 - May 2013
U.S. Department of State May 2012 - August 2012
U.S. Department of State January 2011 - April 2011
Los Angeles County Economic Development Corporation June 2010 - September 2010
APCO Worldwide June 2009 - August 2009
The Boeing Company June 2008 - June 2009
Skills
International Relations, Public Policy, Economics, Research, Public Relations, Policy, Politics, Policy Analysis, Legal Research, Government, Westlaw
Education
Syracuse University 2011 — 2014
Juris Doctor (J.D.)
University College London, U. of London 2010 — 2011
MSc, International Public Policy
University of Southern California 2006 — 2010
B.A., International Relations
University of Southern California 2006 — 2010
B.S., Policy, Planning and Development
PAAMCO December 2014 - Present
US Securities and Exchange Commission January 2014 - April 2014
San Diego District Attorney's Office May 2013 - August 2013
Securities, Arbitration and Consumer Law Clinic at Syracuse University January 2013 - May 2013
U.S. Department of State May 2012 - August 2012
U.S. Department of State January 2011 - April 2011
Los Angeles County Economic Development Corporation June 2010 - September 2010
APCO Worldwide June 2009 - August 2009
The Boeing Company June 2008 - June 2009
Skills
International Relations, Public Policy, Economics, Research, Public Relations, Policy, Politics, Policy Analysis, Legal Research, Government, Westlaw
Education
Syracuse University 2011 — 2014
Juris Doctor (J.D.)
University College London, U. of London 2010 — 2011
MSc, International Public Policy
University of Southern California 2006 — 2010
B.A., International Relations
University of Southern California 2006 — 2010
B.S., Policy, Planning and Development
Ryan Willbrand Ryan Willbrand's US Securities and Exchange Commission Experience August 2008 - October 2010
Job Foreign Policy Fellow
Industry International Affairs
Experience
Office of Senator Tim Kaine January 2015 - Present
U.S. Department of State November 2010 - Present
US Securities and Exchange Commission August 2008 - October 2010
AKE 2007 - 2007
U.S. Army June 1996 - February 2003
Skills
International Security, International Relations, Political Science, Politics, Policy Analysis, Political Risk Analysis, Diplomacy, Foreign Policy, National Security, Political-Military..., International Trade, Security, Foreign Affairs, Defense, Government, Counterterrorism, ITAR, Cyber Warfare, Policy, Research, arms transfers, security assistance, Gulf, Middle East, Legislative Policy, Legislative Affairs, Legislative Issues, Congressional Affairs, Public Policy
Education
The George Washington University 2008 — 2016
Candidate for PhD, Political Science
The George Washington University 2008 — 2012
Master of Arts (M.A.), Political Science
London School of Economics and Political Science 2006 — 2007
Master of Science (MS), International Relations
Lindenwood University 2005 — 2006
Master of Business Administration (MBA), International Business and Public Management
Lindenwood University 2003 — 2005
Bachelor of Arts (Honors, summa cum laude, Political Science and Public Management
Office of Senator Tim Kaine January 2015 - Present
U.S. Department of State November 2010 - Present
US Securities and Exchange Commission August 2008 - October 2010
AKE 2007 - 2007
U.S. Army June 1996 - February 2003
Skills
International Security, International Relations, Political Science, Politics, Policy Analysis, Political Risk Analysis, Diplomacy, Foreign Policy, National Security, Political-Military..., International Trade, Security, Foreign Affairs, Defense, Government, Counterterrorism, ITAR, Cyber Warfare, Policy, Research, arms transfers, security assistance, Gulf, Middle East, Legislative Policy, Legislative Affairs, Legislative Issues, Congressional Affairs, Public Policy
Education
The George Washington University 2008 — 2016
Candidate for PhD, Political Science
The George Washington University 2008 — 2012
Master of Arts (M.A.), Political Science
London School of Economics and Political Science 2006 — 2007
Master of Science (MS), International Relations
Lindenwood University 2005 — 2006
Master of Business Administration (MBA), International Business and Public Management
Lindenwood University 2003 — 2005
Bachelor of Arts (Honors, summa cum laude, Political Science and Public Management
Jan Folena Jan Folena's US Securities and Exchange Commission Experience March 2007 - Present
Job Supervisory Assistant Chief Litigation Counsel at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission March 2007 - Present
SEC 2007 - 2013
U.S. Commodity Futures Trading Commission June 2003 - March 2007
U.S. Department of Justice, Civil Division October 1998 - June 2003
Philadelphia District Attorney's Office September 1994 - October 1998
Skills
FCPA, White Collar Criminal..., Internal Investigations, Fraud
Education
Syracuse University College of Law 1991 — 1994
Doctor of Law (JD)
University of Delaware 1987 — 1991
BA, International Relations/Russian Studies
Nutley High School 1983 — 1987
US Securities and Exchange Commission March 2007 - Present
SEC 2007 - 2013
U.S. Commodity Futures Trading Commission June 2003 - March 2007
U.S. Department of Justice, Civil Division October 1998 - June 2003
Philadelphia District Attorney's Office September 1994 - October 1998
Skills
FCPA, White Collar Criminal..., Internal Investigations, Fraud
Education
Syracuse University College of Law 1991 — 1994
Doctor of Law (JD)
University of Delaware 1987 — 1991
BA, International Relations/Russian Studies
Nutley High School 1983 — 1987
Wayne Geisser Wayne Geisser's US Securities and Exchange Commission Experience 1979 - 1986
Job Managing Director, Smart Devine
Industry Accounting
Experience
Smart Devine 2011 - Present
Nihill Riedley 1986 - 2011
US Securities and Exchange Commission 1979 - 1986
Internal Revenue Service 1972 - 1979
Education
Temple University 1970 — 1974
Bachelor of Business Administration (B.B.A.), Accounting
Smart Devine 2011 - Present
Nihill Riedley 1986 - 2011
US Securities and Exchange Commission 1979 - 1986
Internal Revenue Service 1972 - 1979
Education
Temple University 1970 — 1974
Bachelor of Business Administration (B.B.A.), Accounting
Gerard Citera Gerard Citera's US Securities and Exchange Commission Experience April 1982 - May 1985
Job Managing Director, Associate General Counsel at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan Chase April 2014 - Present
Davis Polk & Wardwell February 2008 - March 2014
Chadbourne & Parke LLP March 2007 - February 2008
UBS Investment Bank 2001 - 2007
PaineWebber 1994 - 2000
WilmerHale June 1985 - June 1994
US Securities and Exchange Commission April 1982 - May 1985
Hodgson Russ LLP 1980 - 1982
Skills
Equity Trading, Broker-Dealer, Market Structure, Securities Regulation, SEC, Investment Advisers Act, Series 7, Financial Regulation, Series 24, Banking, Investment Banking, Legal Compliance, Financial Institutions, Corporate Law, Securities, Hedge Funds, FINRA, Legal Research, AML, Derivatives, Corporate Governance, Dodd-Frank, Banking Law, FCPA, Investment Company Act, Securities Litigation, Leadership
Education
State University of New York at Buffalo - Law School 1977 — 1980
J.D.
State University of New York at Albany 1973 — 1977
B.A., Political Science
J.P. Morgan Chase April 2014 - Present
Davis Polk & Wardwell February 2008 - March 2014
Chadbourne & Parke LLP March 2007 - February 2008
UBS Investment Bank 2001 - 2007
PaineWebber 1994 - 2000
WilmerHale June 1985 - June 1994
US Securities and Exchange Commission April 1982 - May 1985
Hodgson Russ LLP 1980 - 1982
Skills
Equity Trading, Broker-Dealer, Market Structure, Securities Regulation, SEC, Investment Advisers Act, Series 7, Financial Regulation, Series 24, Banking, Investment Banking, Legal Compliance, Financial Institutions, Corporate Law, Securities, Hedge Funds, FINRA, Legal Research, AML, Derivatives, Corporate Governance, Dodd-Frank, Banking Law, FCPA, Investment Company Act, Securities Litigation, Leadership
Education
State University of New York at Buffalo - Law School 1977 — 1980
J.D.
State University of New York at Albany 1973 — 1977
B.A., Political Science
Patricia (Bruns) Plavko Patricia (Bruns) Plavko's US Securities and Exchange Commission Experience January 2012 - April 2012
Job Attorney, Ultimus Fund Solutions, LLC
Industry Law Practice
Experience
Ultimus Fund Solutions, LLC June 2013 - Present
Financial Industry Regulatory Authority May 2012 - April 2013
US Securities and Exchange Commission January 2012 - April 2012
NCR Corporation May 2011 - August 2011
Skills
Legal Writing, Legal Research, Securities Regulation, Corporate Law, Securities Law, Financial Regulation, Compliance, Securities Market, Westlaw, Mutual Funds, 1940 Act, Closed-end Funds, Securities Exchange Act..., Fund Administration, Corporate Governance, Securities, Research
Education
The Catholic University of America, Columbus School of Law 2010 — 2013
J.D.
University of Dayton 2006 — 2010
B.S.B.A.
Chaminade Julienne High School 2002 — 2006
Ultimus Fund Solutions, LLC June 2013 - Present
Financial Industry Regulatory Authority May 2012 - April 2013
US Securities and Exchange Commission January 2012 - April 2012
NCR Corporation May 2011 - August 2011
Skills
Legal Writing, Legal Research, Securities Regulation, Corporate Law, Securities Law, Financial Regulation, Compliance, Securities Market, Westlaw, Mutual Funds, 1940 Act, Closed-end Funds, Securities Exchange Act..., Fund Administration, Corporate Governance, Securities, Research
Education
The Catholic University of America, Columbus School of Law 2010 — 2013
J.D.
University of Dayton 2006 — 2010
B.S.B.A.
Chaminade Julienne High School 2002 — 2006
Jenna Taylor Jenna Taylor's US Securities and Exchange Commission Experience September 2010 - November 2010
Job Associate Counsel
Industry Law Practice
Experience
U.S. Department of Veterans Affairs September 2013 - Present
TSA August 2011 - September 2013
Northern Virginia Pro Bono Law Center January 2012 - January 2013
US Securities and Exchange Commission September 2010 - November 2010
Skills
Employment Law, Legal Writing, Legal Research, Administrative Law, Appeals, Hearings, Government, Westlaw, Securities Regulation, Policy, Courts, Litigation, Criminal Law, Mediation, Licensing
Education
The Catholic University of America, Columbus School of Law 2008 — 2011
J.D., Securities Law
University of Virginia 2004 — 2008
B.A., Government, Psychology
U.S. Department of Veterans Affairs September 2013 - Present
TSA August 2011 - September 2013
Northern Virginia Pro Bono Law Center January 2012 - January 2013
US Securities and Exchange Commission September 2010 - November 2010
Skills
Employment Law, Legal Writing, Legal Research, Administrative Law, Appeals, Hearings, Government, Westlaw, Securities Regulation, Policy, Courts, Litigation, Criminal Law, Mediation, Licensing
Education
The Catholic University of America, Columbus School of Law 2008 — 2011
J.D., Securities Law
University of Virginia 2004 — 2008
B.A., Government, Psychology
Joyce M. Roldan's US Securities and Exchange Commission Experience May 2011 - August 2011
Job Assistant State's Attorney at Frederick County, Maryland State's Attorney’s Office
Industry Law Practice
Experience
Frederick County State's Attorney’s Office June 2013 - Present
Circuit Court for Montgomery County, Maryland August 2012 - May 2013
Hallow Inc. September 2011 - December 2012
Low Income Taxpayer Clinic August 2011 - May 2012
US Securities and Exchange Commission May 2011 - August 2011
Community Development Law Clinic January 2011 - July 2011
United States Attorney’s Office for the District of Columbia January 2011 - May 2011
Department of Justice September 2010 - December 2010
Maryland State’s Attorney’s Office October 2009 - September 2010
Maryland Montgomery County Circuit Court May 2010 - August 2010
Skills
Legal Research, Legal Writing, Legal Compliance, Criminal Law, Public Policy, Trial Preparation, Legal Services, Legal Issues, Trial Advocacy, Criminal Defense, Document Review, Criminal Prosecution, Administrative Law, Legal Documents, Business Management, Operations Management, Corporate Law, Courts, Trials, Legal Assistance, Appeals, Management, Civil Litigation, Mediation, Relationship Management, Team Leadership, Criminal Justice, Intellectual Property, Commercial Litigation
Education
University of the District of Columbia - The David A. Clarke School of Law 2009 — 2012
J.D., Law
American University 2010 — 2011
Women & Politics, WeLead Certificate
The George Washington University 2004 — 2008
BA, Political Science - Public Policy
Frederick County State's Attorney’s Office June 2013 - Present
Circuit Court for Montgomery County, Maryland August 2012 - May 2013
Hallow Inc. September 2011 - December 2012
Low Income Taxpayer Clinic August 2011 - May 2012
US Securities and Exchange Commission May 2011 - August 2011
Community Development Law Clinic January 2011 - July 2011
United States Attorney’s Office for the District of Columbia January 2011 - May 2011
Department of Justice September 2010 - December 2010
Maryland State’s Attorney’s Office October 2009 - September 2010
Maryland Montgomery County Circuit Court May 2010 - August 2010
Skills
Legal Research, Legal Writing, Legal Compliance, Criminal Law, Public Policy, Trial Preparation, Legal Services, Legal Issues, Trial Advocacy, Criminal Defense, Document Review, Criminal Prosecution, Administrative Law, Legal Documents, Business Management, Operations Management, Corporate Law, Courts, Trials, Legal Assistance, Appeals, Management, Civil Litigation, Mediation, Relationship Management, Team Leadership, Criminal Justice, Intellectual Property, Commercial Litigation
Education
University of the District of Columbia - The David A. Clarke School of Law 2009 — 2012
J.D., Law
American University 2010 — 2011
Women & Politics, WeLead Certificate
The George Washington University 2004 — 2008
BA, Political Science - Public Policy
Kevin Edmundson Kevin Edmundson's US Securities and Exchange Commission Experience 2002 - 2012
Job Austin Securities Attorney
Industry Law Practice
Experience
Edmundson PLLC July 2014 - Present
Hohmann, Taube and Summers, LLP January 2013 - July 2014
US Securities and Exchange Commission 2002 - 2012
Haynes and Boone, LLP 2001 - 2002
US Securities and Exchange Commission 1995 - 2001
Seyfarth Shaw 1990 - 1995
Skills
Securities, Commercial Litigation, Structured Finance, Securities Litigation, FINRA, Mergers, Risk Management, Hedge Funds, Private Equity, Enforcement, Corporate Governance, Arbitration, Civil Litigation, SEC, Internal Investigations, Fraud, Broker-Dealer, Securities Regulation, AML, Trials, Litigation, FCPA, Blues Guitar, Harley Davidson, Due Diligence, Mergers & Acquisitions, Corporate Law, Privacy Law, Anti-corruption, White Collar Criminal..., Financial Regulation, Banking Law, Bankruptcy
Education
The Catholic University of America 1987 — 1990
Doctor of Law (JD)
University of Alabama 1980 — 1984
Bachelor of Arts (BA)
Edmundson PLLC July 2014 - Present
Hohmann, Taube and Summers, LLP January 2013 - July 2014
US Securities and Exchange Commission 2002 - 2012
Haynes and Boone, LLP 2001 - 2002
US Securities and Exchange Commission 1995 - 2001
Seyfarth Shaw 1990 - 1995
Skills
Securities, Commercial Litigation, Structured Finance, Securities Litigation, FINRA, Mergers, Risk Management, Hedge Funds, Private Equity, Enforcement, Corporate Governance, Arbitration, Civil Litigation, SEC, Internal Investigations, Fraud, Broker-Dealer, Securities Regulation, AML, Trials, Litigation, FCPA, Blues Guitar, Harley Davidson, Due Diligence, Mergers & Acquisitions, Corporate Law, Privacy Law, Anti-corruption, White Collar Criminal..., Financial Regulation, Banking Law, Bankruptcy
Education
The Catholic University of America 1987 — 1990
Doctor of Law (JD)
University of Alabama 1980 — 1984
Bachelor of Arts (BA)
Charles Cain Charles Cain's US Securities and Exchange Commission Experience October 2011 - Present
Job Deputy Chief, FCPA Unit at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission October 2011 - Present
US Securities and Exchange Commission 2007 - October 2011
US Securities and Exchange Commission 2004 - 2007
US Securities and Exchange Commission 1999 - 2004
Skills
Corporate Governance, FCPA, Securities Regulation, Fraud, Securities, Litigation, Internal Investigations, Commercial Litigation, Corporate Law
Education
The George Washington University Law School 1994 — 1997
JD, Law
US Securities and Exchange Commission October 2011 - Present
US Securities and Exchange Commission 2007 - October 2011
US Securities and Exchange Commission 2004 - 2007
US Securities and Exchange Commission 1999 - 2004
Skills
Corporate Governance, FCPA, Securities Regulation, Fraud, Securities, Litigation, Internal Investigations, Commercial Litigation, Corporate Law
Education
The George Washington University Law School 1994 — 1997
JD, Law
Myles Agen Myles Agen's US Securities and Exchange Commission Experience June 2010 - May 2013
Job Staff, Tax Services at Marcum LLP
Industry Accounting
Experience
Marcum LLP August 2014 - Present
PwC October 2013 - July 2014
Suffolk University November 2012 - August 2013
US Securities and Exchange Commission June 2010 - May 2013
GVH Development September 2007 - September 2009
Private Lawn Care Business April 2006 - October 2008
Skills
Outlook, Excel, Microsoft Office, PowerPoint, Word, Writing Skills, Communication Skills, Group Work, Highly Adaptable, Team Oriented, Office Administration, Microsoft Word, Team-oriented, Microsoft Excel, Analysis, Auditing, Adaptation, Spreadsheets, Accounting
Education
Suffolk University 2008 — 2012
Undergrad, Accounting, 3.74
Suffolk University - Sawyer School of Management 2008 — 2012
BSBA, Accounting
Marcum LLP August 2014 - Present
PwC October 2013 - July 2014
Suffolk University November 2012 - August 2013
US Securities and Exchange Commission June 2010 - May 2013
GVH Development September 2007 - September 2009
Private Lawn Care Business April 2006 - October 2008
Skills
Outlook, Excel, Microsoft Office, PowerPoint, Word, Writing Skills, Communication Skills, Group Work, Highly Adaptable, Team Oriented, Office Administration, Microsoft Word, Team-oriented, Microsoft Excel, Analysis, Auditing, Adaptation, Spreadsheets, Accounting
Education
Suffolk University 2008 — 2012
Undergrad, Accounting, 3.74
Suffolk University - Sawyer School of Management 2008 — 2012
BSBA, Accounting
Annemarie Tierney Annemarie Tierney's US Securities and Exchange Commission Experience October 1991 - September 1996
Job Vice President, Head of Strategy and New Markets at NASDAQ Private Market
Industry Financial Services
Experience
NASDAQ Private Market March 2015 - Present
SecondMarket Holdings, Inc. June 2010 - March 2015
NYFIX, Inc January 2008 - February 2010
NYSE Euronext July 2002 - January 2008
Skadden Arps September 1996 - July 2002
U.S. Securities and Exchange Commission October 1991 - September 1996
US Securities and Exchange Commission September 1990 - October 1991
Skills
Corporate Governance, Securities, Equities, Compliance, SEC reporting, Broker-Dealer, Board Governance, SEC filings, Start-ups, Managing Start-ups, FINRA, Intellectual Property, Securities Regulation, Corporate Law, SEC, Asset Management, Finance, Litigation, Strategy, Corporate Finance, Venture Capital, Private Placements, Investor Relations, Executive Management, Legal Compliance, Legal Issues
Education
The Catholic University of America, Columbus School of Law 1987 — 1990
Doctor; Certificate, International Comparative Law Health Law Journal
University of Delaware - Lerner College of Business and Economics 1982 — 1987
BA/BS, Finance and International Relations
NASDAQ Private Market March 2015 - Present
SecondMarket Holdings, Inc. June 2010 - March 2015
NYFIX, Inc January 2008 - February 2010
NYSE Euronext July 2002 - January 2008
Skadden Arps September 1996 - July 2002
U.S. Securities and Exchange Commission October 1991 - September 1996
US Securities and Exchange Commission September 1990 - October 1991
Skills
Corporate Governance, Securities, Equities, Compliance, SEC reporting, Broker-Dealer, Board Governance, SEC filings, Start-ups, Managing Start-ups, FINRA, Intellectual Property, Securities Regulation, Corporate Law, SEC, Asset Management, Finance, Litigation, Strategy, Corporate Finance, Venture Capital, Private Placements, Investor Relations, Executive Management, Legal Compliance, Legal Issues
Education
The Catholic University of America, Columbus School of Law 1987 — 1990
Doctor; Certificate, International Comparative Law Health Law Journal
University of Delaware - Lerner College of Business and Economics 1982 — 1987
BA/BS, Finance and International Relations
John Dismond John Dismond's US Securities and Exchange Commission Experience June 2012 - August 2012
Job Chief (Acting), Program Support Branch at US Department of Homeland Security
Industry Government Administration
Experience
US Department of Homeland Security June 2015 - Present
US Department of Homeland Security January 2015 - June 2015
US Department of Homeland Security November 2012 - January 2015
US Department of Homeland Security July 2014 - December 2014
Office of Personnel Management May 2008 - November 2012
US Securities and Exchange Commission June 2012 - August 2012
Bureau of Prisons October 2007 - May 2008
Office of Justice Programs March 2007 - October 2007
Uniformed Services University of the Health Sciences July 2003 - March 2007
Skills
Procurement, Management, Proposal Writing, Policy, Government, Leadership, Analysis, Project Management, Training
Education
The George Washington University - School of Business 2004 — 2007
MBA, Logistics, Materials, and Operations Management
University of Virginia 1992 — 1996
BA, Philosophy
US Department of Homeland Security June 2015 - Present
US Department of Homeland Security January 2015 - June 2015
US Department of Homeland Security November 2012 - January 2015
US Department of Homeland Security July 2014 - December 2014
Office of Personnel Management May 2008 - November 2012
US Securities and Exchange Commission June 2012 - August 2012
Bureau of Prisons October 2007 - May 2008
Office of Justice Programs March 2007 - October 2007
Uniformed Services University of the Health Sciences July 2003 - March 2007
Skills
Procurement, Management, Proposal Writing, Policy, Government, Leadership, Analysis, Project Management, Training
Education
The George Washington University - School of Business 2004 — 2007
MBA, Logistics, Materials, and Operations Management
University of Virginia 1992 — 1996
BA, Philosophy
Jack Keenan's US Securities and Exchange Commission Experience January 2014 - May 2014
Job Incoming Analyst at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan June 2015 - August 2015
UBS Wealth Management January 2015 - May 2015
ACE Group May 2014 - August 2014
US Securities and Exchange Commission January 2014 - May 2014
Galloway Township May 2013 - August 2013
Education
The George Washington University 2012 — 2016
Bachelor of Science (BS), Finance and Economics
Absegami Highschool 2008 — 2012
J.P. Morgan June 2015 - August 2015
UBS Wealth Management January 2015 - May 2015
ACE Group May 2014 - August 2014
US Securities and Exchange Commission January 2014 - May 2014
Galloway Township May 2013 - August 2013
Education
The George Washington University 2012 — 2016
Bachelor of Science (BS), Finance and Economics
Absegami Highschool 2008 — 2012
Douglas Buckley Douglas Buckley's US Securities and Exchange Commission Experience September 2012 - November 2012
Job Attorney
Industry Law Practice
Experience
Kramer Levin Naftalis & Frankel LLP October 2014 - Present
Hon. Carla E. Craig, Chief Judge, U.S. Bankruptcy Court, E.D.N.Y. September 2013 - August 2014
Hon. Martin Glenn, Judge, U.S. Bankruptcy Court, S.D.N.Y. January 2013 - April 2013
US Securities and Exchange Commission September 2012 - November 2012
Taus, Cebulash & Landau, LLP May 2012 - August 2012
Hon. Carla E. Craig, Chief Judge, U.S. Bankruptcy Court, E.D.N.Y. January 2012 - April 2012
Brooklyn Bar Association, Volunteer Lawyers Project May 2011 - August 2011
Pro Se Attorney's Office, U.S. Bankr. Court, E.D.N.Y. May 2011 - August 2011
Bloomberg December 2009 - June 2010
Next Level Partners March 2009 - December 2009
Education
Brooklyn Law School 2010 — 2013
J.D., cum laude
The George Washington University 2004 — 2008
B.A., International Affairs
The George Washington University 2004 — 2008
B.A., Economics
Kramer Levin Naftalis & Frankel LLP October 2014 - Present
Hon. Carla E. Craig, Chief Judge, U.S. Bankruptcy Court, E.D.N.Y. September 2013 - August 2014
Hon. Martin Glenn, Judge, U.S. Bankruptcy Court, S.D.N.Y. January 2013 - April 2013
US Securities and Exchange Commission September 2012 - November 2012
Taus, Cebulash & Landau, LLP May 2012 - August 2012
Hon. Carla E. Craig, Chief Judge, U.S. Bankruptcy Court, E.D.N.Y. January 2012 - April 2012
Brooklyn Bar Association, Volunteer Lawyers Project May 2011 - August 2011
Pro Se Attorney's Office, U.S. Bankr. Court, E.D.N.Y. May 2011 - August 2011
Bloomberg December 2009 - June 2010
Next Level Partners March 2009 - December 2009
Education
Brooklyn Law School 2010 — 2013
J.D., cum laude
The George Washington University 2004 — 2008
B.A., International Affairs
The George Washington University 2004 — 2008
B.A., Economics
Elizabeth Bond's US Securities and Exchange Commission Experience November 2011 - November 2012
Job Ninja at ezCater
Industry Internet
Experience
ezCater June 2015 - Present
Shaheen and Gordon, P.A. April 2015 - June 2015
WilmerHale January 2015 - April 2015
The Law Office of Elizabeth A. G. Bond November 2011 - January 2015
Electric Insurance Company August 2014 - December 2014
Ropes & Gray LLP June 2014 - August 2014
US Securities and Exchange Commission November 2011 - November 2012
Massachusetts Superior Court May 2008 - September 2009
Lubin & Meyer, PC September 2008 - January 2009
Suffolk University Law School August 2008 - December 2008
Skills
Courts, Criminal Law, Civil Litigation, Trials, Litigation, Mediation, Legal Research, Appeals, Commercial Litigation, Legal Writing, Motions, Domestic Relations, Hearings, Legal Issues, Arbitration, Westlaw, Corporate Law, Criminal Defense, Personal Injury, Family Law, Torts, Pants
Education
Suffolk University Law School 2007 — 2010
JD, Law
University of Massachusetts, Amherst 1997 — 2002
Bachelor of Arts, Legal Studies, Pre-Law
Northfield Mount Hermon School 1993 — 1997
Diploma
ezCater June 2015 - Present
Shaheen and Gordon, P.A. April 2015 - June 2015
WilmerHale January 2015 - April 2015
The Law Office of Elizabeth A. G. Bond November 2011 - January 2015
Electric Insurance Company August 2014 - December 2014
Ropes & Gray LLP June 2014 - August 2014
US Securities and Exchange Commission November 2011 - November 2012
Massachusetts Superior Court May 2008 - September 2009
Lubin & Meyer, PC September 2008 - January 2009
Suffolk University Law School August 2008 - December 2008
Skills
Courts, Criminal Law, Civil Litigation, Trials, Litigation, Mediation, Legal Research, Appeals, Commercial Litigation, Legal Writing, Motions, Domestic Relations, Hearings, Legal Issues, Arbitration, Westlaw, Corporate Law, Criminal Defense, Personal Injury, Family Law, Torts, Pants
Education
Suffolk University Law School 2007 — 2010
JD, Law
University of Massachusetts, Amherst 1997 — 2002
Bachelor of Arts, Legal Studies, Pre-Law
Northfield Mount Hermon School 1993 — 1997
Diploma
Charles Collver's US Securities and Exchange Commission Experience March 2014 - Present
Job Financial Economist at US Securities and Exchange Commission
Industry Research
Experience
US Securities and Exchange Commission March 2014 - Present
US Securities and Exchange Commission December 2012 - February 2014
Nova Southeastern University July 2001 - December 2012
Syracuse University September 1999 - May 2001
Credit Suisse June 1998 - August 1998
Skills
Market Microstructure, Quantitative Finance, Financial Econometrics, Unix, Python, EViews, R, Matlab, SAS, Equities, Economics, Econometrics, Capital Markets, Derivatives, Trading, Financial Modeling, Fixed Income, Hedge Funds, Financial Markets
Education
Syracuse University - Martin J. Whitman School of Management 1997 — 2001
PhD, Finance
The Sage Colleges-Sage Graduate School 1995 — 1997
MBA, Finance
Syracuse University 1982 — 1986
BS, Biology
US Securities and Exchange Commission March 2014 - Present
US Securities and Exchange Commission December 2012 - February 2014
Nova Southeastern University July 2001 - December 2012
Syracuse University September 1999 - May 2001
Credit Suisse June 1998 - August 1998
Skills
Market Microstructure, Quantitative Finance, Financial Econometrics, Unix, Python, EViews, R, Matlab, SAS, Equities, Economics, Econometrics, Capital Markets, Derivatives, Trading, Financial Modeling, Fixed Income, Hedge Funds, Financial Markets
Education
Syracuse University - Martin J. Whitman School of Management 1997 — 2001
PhD, Finance
The Sage Colleges-Sage Graduate School 1995 — 1997
MBA, Finance
Syracuse University 1982 — 1986
BS, Biology
Josephine D'Amico Josephine D'Amico's US Securities and Exchange Commission Experience May 2012 - August 2013
Job Analyst at Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs July 2014 - Present
Trenton State College Corporation July 2012 - June 2014
The College of New Jersey November 2012 - December 2013
Goldman Sachs 2013 - August 2013
US Securities and Exchange Commission May 2012 - August 2013
The College of New Jersey May 2012 - May 2013
The College of New Jersey May 2011 - May 2012
Education
The College of New Jersey 2010 — 2014
Bachelor's Degree
Ramapo High School 2006 — 2010
Goldman Sachs July 2014 - Present
Trenton State College Corporation July 2012 - June 2014
The College of New Jersey November 2012 - December 2013
Goldman Sachs 2013 - August 2013
US Securities and Exchange Commission May 2012 - August 2013
The College of New Jersey May 2012 - May 2013
The College of New Jersey May 2011 - May 2012
Education
The College of New Jersey 2010 — 2014
Bachelor's Degree
Ramapo High School 2006 — 2010
Daniel Mavico Daniel Mavico's US Securities and Exchange Commission Experience 2003 - 2004
Job Managing Counsel, Financial Services
Industry Financial Services
Experience
USAA 2013 - Present
USAA 2010 - 2013
Goodwin Procter LLP 2009 - 2010
Morrison & Foerster LLP 2007 - 2009
FINRA 2004 - 2007
US Securities and Exchange Commission 2003 - 2004
Skills
Securities, FINRA, Mutual Funds, Investment Advisory, Wealth Management, Securities Regulation, Securities Law, AML, Financial Services, Hedge Funds, Investment Management, Trading, Financial Advisory
Education
The Catholic University of America, Columbus School of Law 2001 — 2004
JD
Texas Tech University 1996 — 1999
Bachelor of Science, International Economics
USAA 2013 - Present
USAA 2010 - 2013
Goodwin Procter LLP 2009 - 2010
Morrison & Foerster LLP 2007 - 2009
FINRA 2004 - 2007
US Securities and Exchange Commission 2003 - 2004
Skills
Securities, FINRA, Mutual Funds, Investment Advisory, Wealth Management, Securities Regulation, Securities Law, AML, Financial Services, Hedge Funds, Investment Management, Trading, Financial Advisory
Education
The Catholic University of America, Columbus School of Law 2001 — 2004
JD
Texas Tech University 1996 — 1999
Bachelor of Science, International Economics
William Fretz Jarrett Jr William Fretz Jarrett Jr's US Securities and Exchange Commission Experience October 2002 - January 2004
Job Owner at Cape Management Global, LLC
Industry Investment Management
Experience
Cape Management Global, LLC August 2008 - Present
United Way 2013 - 2014
Merrill Lynch November 2004 - November 2007
US Securities and Exchange Commission October 2002 - January 2004
Skills
Alternative Investments, Financial Modeling, Private Equity, Venture Capital, Due Diligence, Hedge Funds, Investments, Securities, Asset Management, Mergers & Acquisitions, Capital Markets, Investment Banking, Investment Management, Valuation, Equities, Corporate Governance, Financial Analysis, Emerging Markets
Education
The Catholic University of America, Columbus School of Law 2001 — 2004
JD, Law
London School of Economics and Political Science 1996 — 1997
MBA
Mercersburg Academy
Cape Management Global, LLC August 2008 - Present
United Way 2013 - 2014
Merrill Lynch November 2004 - November 2007
US Securities and Exchange Commission October 2002 - January 2004
Skills
Alternative Investments, Financial Modeling, Private Equity, Venture Capital, Due Diligence, Hedge Funds, Investments, Securities, Asset Management, Mergers & Acquisitions, Capital Markets, Investment Banking, Investment Management, Valuation, Equities, Corporate Governance, Financial Analysis, Emerging Markets
Education
The Catholic University of America, Columbus School of Law 2001 — 2004
JD, Law
London School of Economics and Political Science 1996 — 1997
MBA
Mercersburg Academy
Ryan Sutcliffe's US Securities and Exchange Commission Experience October 2013 - Present
Job Attorney at Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission October 2013 - Present
Paul, Weiss, Rifkind, Wharton & Garrison LLP August 2013 - October 2013
Bloomberg BNA February 2013 - August 2013
Tower Legal Solutions January 2013 - February 2013
Superior Court of Delaware August 2011 - September 2012
Hudson, Jones, Jaywork & Fisher, LLC May 2010 - July 2010
Professor Vivian Hamilton May 2009 - July 2009
Swarthmore College June 2008 - August 2008
Skills
Securities Regulation, Legal Writing, Legal Research, Editing, Civil Litigation, Criminal Law, Westlaw, Lexis
Education
The College of William and Mary - Marshall Wythe Law School 2008 — 2011
Juris Doctor
Swarthmore College 2004 — 2008
B.A., Psychology
US Securities and Exchange Commission October 2013 - Present
Paul, Weiss, Rifkind, Wharton & Garrison LLP August 2013 - October 2013
Bloomberg BNA February 2013 - August 2013
Tower Legal Solutions January 2013 - February 2013
Superior Court of Delaware August 2011 - September 2012
Hudson, Jones, Jaywork & Fisher, LLC May 2010 - July 2010
Professor Vivian Hamilton May 2009 - July 2009
Swarthmore College June 2008 - August 2008
Skills
Securities Regulation, Legal Writing, Legal Research, Editing, Civil Litigation, Criminal Law, Westlaw, Lexis
Education
The College of William and Mary - Marshall Wythe Law School 2008 — 2011
Juris Doctor
Swarthmore College 2004 — 2008
B.A., Psychology
Rick Heroux Rick Heroux's US Securities and Exchange Commission Experience 2006 - 2012
Job Assistant Director, Office of Information Technology (EDGAR Modernization) at US Securities and Exchange Commission
Industry Information Technology and Services
Experience
US Securities and Exchange Commission 2006 - 2012
Strayer University 1990 - 2002
Skills
Security, Enterprise Architecture, Requirements Analysis, PMP, SDLC, IT Strategy, Program Management, Integration, Process Improvement, Project Management, Government, Enterprise Software, Risk Management
Education
Strayer University (VA) 1998 — 1999
MSIS, Information Systems
University of South Carolina-Columbia 1980 — 1984
BS, Computer Science
US Securities and Exchange Commission 2006 - 2012
Strayer University 1990 - 2002
Skills
Security, Enterprise Architecture, Requirements Analysis, PMP, SDLC, IT Strategy, Program Management, Integration, Process Improvement, Project Management, Government, Enterprise Software, Risk Management
Education
Strayer University (VA) 1998 — 1999
MSIS, Information Systems
University of South Carolina-Columbia 1980 — 1984
BS, Computer Science
Bradley Fishman Bradley Fishman's US Securities and Exchange Commission Experience January 2009 - May 2009
Job Associate at Wuersch & Gering LLP
Industry
Experience
Wuersch & Gering LLP May 2014 - Present
Wilson Elser Moskowitz Edelman & Dicker LLP September 2013 - May 2014
Paduano & Weintraub LLP August 2012 - September 2013
SilvermanAcampora LLP September 2010 - August 2012
United States Attorney's Office - EDNY June 2009 - August 2009
US Securities and Exchange Commission January 2009 - May 2009
Education
The George Washington University Law School
Doctor of Law (JD) with Honors
Syracuse University - S.I. Newhouse School of Public Communications/College of Arts and Sciences
Dual Bachelor of Arts; Magna Cum Laude
Wuersch & Gering LLP May 2014 - Present
Wilson Elser Moskowitz Edelman & Dicker LLP September 2013 - May 2014
Paduano & Weintraub LLP August 2012 - September 2013
SilvermanAcampora LLP September 2010 - August 2012
United States Attorney's Office - EDNY June 2009 - August 2009
US Securities and Exchange Commission January 2009 - May 2009
Education
The George Washington University Law School
Doctor of Law (JD) with Honors
Syracuse University - S.I. Newhouse School of Public Communications/College of Arts and Sciences
Dual Bachelor of Arts; Magna Cum Laude
Ellen Tallerico Black Ellen Tallerico Black's US Securities and Exchange Commission Experience January 2008 - May 2008
Job Chief Legal Officer at Righttime Medical Care
Industry Law Practice
Experience
Righttime Medical Care May 2012 - Present
Righttime Medical Care September 2008 - May 2012
Righttime Medical Care September 2003 - September 2008
US Securities and Exchange Commission January 2008 - May 2008
Skills
Legal Research, Intellectual Property, Corporate Law, Legal Writing, Strategic Planning, Corporate Governance, Securities Regulation, Due Diligence, Mergers, Securities, Real Estate Transactions, Real Estate, Policy Analysis, Legislative Research, Contract Negotiation, Legal Documents
Education
The Catholic University of America, Columbus School of Law 2005 — 2008
JD
University of Maryland College Park 1999 — 2003
B.A., Economics; Accounting
Righttime Medical Care May 2012 - Present
Righttime Medical Care September 2008 - May 2012
Righttime Medical Care September 2003 - September 2008
US Securities and Exchange Commission January 2008 - May 2008
Skills
Legal Research, Intellectual Property, Corporate Law, Legal Writing, Strategic Planning, Corporate Governance, Securities Regulation, Due Diligence, Mergers, Securities, Real Estate Transactions, Real Estate, Policy Analysis, Legislative Research, Contract Negotiation, Legal Documents
Education
The Catholic University of America, Columbus School of Law 2005 — 2008
JD
University of Maryland College Park 1999 — 2003
B.A., Economics; Accounting
Scott Rubin Scott Rubin's US Securities and Exchange Commission Experience October 2012 - July 2013
Job Enterprise Architect at Dell
Industry Information Technology and Services
Experience
Dell December 2013 - Present
Dragonfish, LLC July 2013 - Present
US Securities and Exchange Commission October 2012 - July 2013
InfoReliance June 2010 - October 2012
Avanade, Inc. October 2005 - June 2010
MZM, Inc. July 2002 - October 2005
NGIT 2001 - 2002
Defense Advanced Research Projects Agency (DARPA) 1998 - 2001
Computing Analysis Corporation 1995 - 1997
VTEL 1993 - 1995
Skills
Windows, Business Process..., Project Delivery, Integration, Program Management, Management, Government, Project Management, Vendor Management, Team Leadership, DoD, Leadership, Proposal Writing, Enterprise Architecture, PMP, ITIL, Business Analysis, Security, Requirements Analysis, MS Project, SDLC, Project Planning, Analysis, Business Development, Change Management, Business Intelligence, Software Project..., Software Development, SharePoint, IT Strategy, Federal Government, Process Improvement, Agile Methodologies, Management Consulting, Data Center, Disaster Recovery, Knowledge Management, Resource Management, Governance, Information Technology, PMO, Visio, IT Management, Project Portfolio..., Cross-functional Team..., Information Security, IT Service Management, Cloud Computing, Business Process, Risk Management
Education
Strayer University 2001 — 2006
Bachelor of Science, Economics
US Air Force Academy
Dell December 2013 - Present
Dragonfish, LLC July 2013 - Present
US Securities and Exchange Commission October 2012 - July 2013
InfoReliance June 2010 - October 2012
Avanade, Inc. October 2005 - June 2010
MZM, Inc. July 2002 - October 2005
NGIT 2001 - 2002
Defense Advanced Research Projects Agency (DARPA) 1998 - 2001
Computing Analysis Corporation 1995 - 1997
VTEL 1993 - 1995
Skills
Windows, Business Process..., Project Delivery, Integration, Program Management, Management, Government, Project Management, Vendor Management, Team Leadership, DoD, Leadership, Proposal Writing, Enterprise Architecture, PMP, ITIL, Business Analysis, Security, Requirements Analysis, MS Project, SDLC, Project Planning, Analysis, Business Development, Change Management, Business Intelligence, Software Project..., Software Development, SharePoint, IT Strategy, Federal Government, Process Improvement, Agile Methodologies, Management Consulting, Data Center, Disaster Recovery, Knowledge Management, Resource Management, Governance, Information Technology, PMO, Visio, IT Management, Project Portfolio..., Cross-functional Team..., Information Security, IT Service Management, Cloud Computing, Business Process, Risk Management
Education
Strayer University 2001 — 2006
Bachelor of Science, Economics
US Air Force Academy
Aaron Dalrymple Aaron Dalrymple's US Securities and Exchange Commission Experience January 2002 - October 2006
Job Managing Director Hedge Fund Research at Cliffwater LLC
Industry Financial Services
Experience
Cliffwater LLC October 2006 - Present
US Securities and Exchange Commission January 2002 - October 2006
U.S. Coast Guard September 1997 - July 2001
Skills
Hedge Funds, Credit
Education
Texas A&M University-Corpus Christi
BBA, Finance
Cliffwater LLC October 2006 - Present
US Securities and Exchange Commission January 2002 - October 2006
U.S. Coast Guard September 1997 - July 2001
Skills
Hedge Funds, Credit
Education
Texas A&M University-Corpus Christi
BBA, Finance
Jacob Stewart's US Securities and Exchange Commission Experience January 2009 - Present
Job Securities Compliance Examiner/Staff Accountant
Industry Accounting
Experience
US Securities and Exchange Commission January 2009 - Present
Suffolk University September 2010 - May 2012
Suffolk University September 2006 - May 2009
Skills
Microsoft Office, Spreadsheets, Financial Reporting, Hardware, Excel, Microsoft Excel, Hedge Funds, Finance, Marketing, Investments, Securities
Education
Suffolk University - Sawyer School of Management 2010 — 2012
MSA and MST, Accounting and Tax
Suffolk University - Sawyer School of Management 2006 — 2010
BSBA, Double in Accounting and Finance
US Securities and Exchange Commission January 2009 - Present
Suffolk University September 2010 - May 2012
Suffolk University September 2006 - May 2009
Skills
Microsoft Office, Spreadsheets, Financial Reporting, Hardware, Excel, Microsoft Excel, Hedge Funds, Finance, Marketing, Investments, Securities
Education
Suffolk University - Sawyer School of Management 2010 — 2012
MSA and MST, Accounting and Tax
Suffolk University - Sawyer School of Management 2006 — 2010
BSBA, Double in Accounting and Finance
John Glotzbecker John Glotzbecker's US Securities and Exchange Commission Experience May 2006 - May 2007
Job Vice President at TD Securities
Industry Investment Banking
Experience
TD September 2015 - Present
Cantor Fitzgerald April 2013 - September 2015
RBC Capital Markets April 2011 - March 2013
TD Bank, N.A. July 2007 - March 2011
US Securities and Exchange Commission May 2006 - May 2007
Smith Barney September 2005 - May 2006
Skills
Valuation, Credit, Leveraged Finance, Financial Modeling, Series 7, Investment Banking, Capital Markets, Credit Analysis, M, DCF, Mergers & Acquisitions, Equities, Finance, Securities, Banking, Derivatives, Financial Analysis
Education
The George Washington University 2003 — 2007
Bachelor of Arts, Major: Economics, Minor: History
Saratoga Springs High School 1999 — 2003
Regents Diploma, Economics
TD September 2015 - Present
Cantor Fitzgerald April 2013 - September 2015
RBC Capital Markets April 2011 - March 2013
TD Bank, N.A. July 2007 - March 2011
US Securities and Exchange Commission May 2006 - May 2007
Smith Barney September 2005 - May 2006
Skills
Valuation, Credit, Leveraged Finance, Financial Modeling, Series 7, Investment Banking, Capital Markets, Credit Analysis, M, DCF, Mergers & Acquisitions, Equities, Finance, Securities, Banking, Derivatives, Financial Analysis
Education
The George Washington University 2003 — 2007
Bachelor of Arts, Major: Economics, Minor: History
Saratoga Springs High School 1999 — 2003
Regents Diploma, Economics
Erich Schwartz Erich Schwartz's US Securities and Exchange Commission Experience 1986 - 2001
Job Partner, SEC Enforcement Matters, Investigations at Skadden, Arps, Slate, Meagher & Flom LLP
Industry Law Practice
Experience
Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates 2001 - Present
US Securities and Exchange Commission 1986 - 2001
U.S. Department of Energy 1983 - 1986
Education
The George Washington University Law School 1980 — 1983
J.D., Law, with honors
University of Maryland College Park 1976 — 1980
B.A., History, with honors
Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates 2001 - Present
US Securities and Exchange Commission 1986 - 2001
U.S. Department of Energy 1983 - 1986
Education
The George Washington University Law School 1980 — 1983
J.D., Law, with honors
University of Maryland College Park 1976 — 1980
B.A., History, with honors
Brendan Fox Brendan Fox's US Securities and Exchange Commission Experience January 1997 - December 1999
Job Partner at Dechert LLP
Industry Law Practice
Experience
Dechert LLP January 2000 - Present
US Securities and Exchange Commission January 1997 - December 1999
Dechert LLP September 1993 - December 1997
Education
The George Washington University Law School 1990 — 1993
Doctor of Law (JD), Law
State University of New York at Albany 1987 — 1990
Bachelor of Arts (BA), Criminal Justice
Dechert LLP January 2000 - Present
US Securities and Exchange Commission January 1997 - December 1999
Dechert LLP September 1993 - December 1997
Education
The George Washington University Law School 1990 — 1993
Doctor of Law (JD), Law
State University of New York at Albany 1987 — 1990
Bachelor of Arts (BA), Criminal Justice
Lucas Rogers Lucas Rogers's US Securities and Exchange Commission Experience May 2010 - September 2010
Job Associate at Oak Hill Advisors, L.P.
Industry Investment Management
Experience
Oak Hill Advisors, L.P. July 2015 - Present
H.I.G. Capital August 2013 - July 2015
Bank of America Merrill Lynch July 2011 - July 2013
Capitol Partners, LLC January 2011 - April 2011
US Securities and Exchange Commission May 2010 - September 2010
Skills
Bloomberg, Investment Banking, Leveraged Finance, Financial Modeling, Private Equity, Corporate Finance, Valuation, Investments, Capital Markets, Fixed Income, Equities, Financial Analysis
Education
The George Washington University - School of Business
Oak Hill Advisors, L.P. July 2015 - Present
H.I.G. Capital August 2013 - July 2015
Bank of America Merrill Lynch July 2011 - July 2013
Capitol Partners, LLC January 2011 - April 2011
US Securities and Exchange Commission May 2010 - September 2010
Skills
Bloomberg, Investment Banking, Leveraged Finance, Financial Modeling, Private Equity, Corporate Finance, Valuation, Investments, Capital Markets, Fixed Income, Equities, Financial Analysis
Education
The George Washington University - School of Business
Brandon Medina's US Securities and Exchange Commission Experience July 2009 - August 2009
Job Analyst at JPMorgan Chase
Industry Information Technology and Services
Experience
JPMorgan Chase July 2014 - Present
Carrier Dome Concessions August 2010 - February 2014
AXA Equitable June 2013 - August 2013
MOST - Milton J. Rubenstein Museum of Science & Technology January 2013 - May 2013
Mary Ann Shaw Center July 2012 - August 2012
US Securities and Exchange Commission July 2009 - August 2009
Skills
Microsoft Office, PowerPoint, Microsoft Excel, Social Media, Social Networking, Photoshop, Microsoft Word, Public Speaking, HTML, Management, SQL, Windows, Visio, Editing, Public Relations, CSS, Team Leadership, MS Project, Microsoft SQL Server, Web Design, Mac
Education
Syracuse University 2010 — 2014
Bachelor of Science (BS), Information Technology ; Global Enterprise Technology ; School of Information Studies
JPMorgan Chase July 2014 - Present
Carrier Dome Concessions August 2010 - February 2014
AXA Equitable June 2013 - August 2013
MOST - Milton J. Rubenstein Museum of Science & Technology January 2013 - May 2013
Mary Ann Shaw Center July 2012 - August 2012
US Securities and Exchange Commission July 2009 - August 2009
Skills
Microsoft Office, PowerPoint, Microsoft Excel, Social Media, Social Networking, Photoshop, Microsoft Word, Public Speaking, HTML, Management, SQL, Windows, Visio, Editing, Public Relations, CSS, Team Leadership, MS Project, Microsoft SQL Server, Web Design, Mac
Education
Syracuse University 2010 — 2014
Bachelor of Science (BS), Information Technology ; Global Enterprise Technology ; School of Information Studies
Sara Hafer Sara Hafer's US Securities and Exchange Commission Experience June 2010 - August 2010
Job Subcontract Administrator at Lockheed Martin Aeronautics
Industry Defense & Space
Experience
Lockheed Martin June 2014 - Present
Lockheed Martin January 2012 - June 2014
US Securities and Exchange Commission June 2010 - August 2010
Skills
Root Cause Analysis, Microsoft Office, Research, SAP, Time Management, Negotiation, Inventory Management, Purchasing, Teamwork, Data Analysis, Excel, Word, PowerPoint, Problem Solving, Analysis, Microsoft Excel
Education
Texas Christian University 2013 — 2015
Master of Business Administration (MBA)
Texas Tech University 2007 — 2011
Bachelor of Business Administration (B.B.A.), Cum Laude, Finance, Real Estate
Lockheed Martin June 2014 - Present
Lockheed Martin January 2012 - June 2014
US Securities and Exchange Commission June 2010 - August 2010
Skills
Root Cause Analysis, Microsoft Office, Research, SAP, Time Management, Negotiation, Inventory Management, Purchasing, Teamwork, Data Analysis, Excel, Word, PowerPoint, Problem Solving, Analysis, Microsoft Excel
Education
Texas Christian University 2013 — 2015
Master of Business Administration (MBA)
Texas Tech University 2007 — 2011
Bachelor of Business Administration (B.B.A.), Cum Laude, Finance, Real Estate
Derek Newman Derek Newman's US Securities and Exchange Commission Experience May 2013 - April 2015
Job Senior Regulatory Counsel at Motley Fool Wealth Management, LLC
Industry Law Practice
Experience
Motley Fool Wealth Management, LLC May 2015 - Present
US Securities and Exchange Commission May 2013 - April 2015
OppenheimerFunds September 2010 - April 2013
Dechert LLP December 2004 - August 2010
Clifford Chance US LLP 2001 - 2004
Skills
Corporate Law, Securities, Corporate Governance, Joint Ventures, Securities Regulation, Private Equity, Due Diligence, Capital Markets, Licensing, Legal Writing, Hedge Funds, Legal Research, Mergers & Acquisitions, Mutual Funds, Asset Management, Legal Advice
Education
Syracuse University 1998 — 2001
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Motley Fool Wealth Management, LLC May 2015 - Present
US Securities and Exchange Commission May 2013 - April 2015
OppenheimerFunds September 2010 - April 2013
Dechert LLP December 2004 - August 2010
Clifford Chance US LLP 2001 - 2004
Skills
Corporate Law, Securities, Corporate Governance, Joint Ventures, Securities Regulation, Private Equity, Due Diligence, Capital Markets, Licensing, Legal Writing, Hedge Funds, Legal Research, Mergers & Acquisitions, Mutual Funds, Asset Management, Legal Advice
Education
Syracuse University 1998 — 2001
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Nick Thulin Nick Thulin's US Securities and Exchange Commission Experience July 2011 - October 2012
Job Director of IT at Zenefits
Industry Information Technology and Services
Experience
Zenefits February 2015 - Present
Zenefits October 2014 - February 2015
Box August 2013 - August 2014
Capital Improv Scene May 2012 - August 2013
Restoration Hardware October 2012 - April 2013
US Securities and Exchange Commission July 2011 - October 2012
US Senator Mark Udall, Colorado January 2009 - July 2011
Apple, Inc April 2007 - December 2008
George Washington University May 2006 - August 2007
Skills
OS X, Windows Server, Mac OS X Server, Mac, System Administration, HTML, MySQL, Apple, Mac OS X, WordPress, SaaS, ArcGIS, Platform Design, Web Mapping, GIS software, Geography, Enterprise Software, Project Management, IT Service Management, Business Analysis, Improvisational Comedy, Storytelling, Geospatial Technologies, Stand-up Comedy, Requirements Analysis, Customer Service, Integration, Swag, Start-ups, Strategy, Leadership, Management
Education
The George Washington University 2005 — 2010
BA, Geography, GIS
Zenefits February 2015 - Present
Zenefits October 2014 - February 2015
Box August 2013 - August 2014
Capital Improv Scene May 2012 - August 2013
Restoration Hardware October 2012 - April 2013
US Securities and Exchange Commission July 2011 - October 2012
US Senator Mark Udall, Colorado January 2009 - July 2011
Apple, Inc April 2007 - December 2008
George Washington University May 2006 - August 2007
Skills
OS X, Windows Server, Mac OS X Server, Mac, System Administration, HTML, MySQL, Apple, Mac OS X, WordPress, SaaS, ArcGIS, Platform Design, Web Mapping, GIS software, Geography, Enterprise Software, Project Management, IT Service Management, Business Analysis, Improvisational Comedy, Storytelling, Geospatial Technologies, Stand-up Comedy, Requirements Analysis, Customer Service, Integration, Swag, Start-ups, Strategy, Leadership, Management
Education
The George Washington University 2005 — 2010
BA, Geography, GIS
Danielle (Danielle Pierce) Zielinski Danielle (Danielle Pierce) Zielinski's US Securities and Exchange Commission Experience March 2011 - June 2011
Job Recruiter at Two Sigma Investments
Industry Financial Services
Experience
Two Sigma Investments June 2014 - Present
Fortress Investment Group May 2013 - June 2014
Sanford C. Bernstein September 2011 - May 2013
US Securities and Exchange Commission March 2011 - June 2011
The American Land Title Association July 2010 - January 2011
U.S. Department of Justice October 2009 - September 2010
US Court of Appeals for the Federal Circuit November 2008 - May 2009
US Senator John J Flanagan June 2008 - August 2008
U.S. Department of Commerce January 2008 - May 2008
Skills
Writing, Accounting, Microsoft Office, Public Speaking, Microsoft Excel, Research, PowerPoint, Microsoft Word, Customer Service, Non-profits, Outlook, Budgets, Analysis, Data Analysis, Strategic Planning, English, Teamwork, Event Planning, Social Media, Financial Analysis, Team Building
Education
The George Washington University - School of Business 2007 — 2010
Bachelor of Accountancy, Accounting
Smithtown High School West
Two Sigma Investments June 2014 - Present
Fortress Investment Group May 2013 - June 2014
Sanford C. Bernstein September 2011 - May 2013
US Securities and Exchange Commission March 2011 - June 2011
The American Land Title Association July 2010 - January 2011
U.S. Department of Justice October 2009 - September 2010
US Court of Appeals for the Federal Circuit November 2008 - May 2009
US Senator John J Flanagan June 2008 - August 2008
U.S. Department of Commerce January 2008 - May 2008
Skills
Writing, Accounting, Microsoft Office, Public Speaking, Microsoft Excel, Research, PowerPoint, Microsoft Word, Customer Service, Non-profits, Outlook, Budgets, Analysis, Data Analysis, Strategic Planning, English, Teamwork, Event Planning, Social Media, Financial Analysis, Team Building
Education
The George Washington University - School of Business 2007 — 2010
Bachelor of Accountancy, Accounting
Smithtown High School West
Derek Skinner's US Securities and Exchange Commission Experience September 2013 - November 2013
Job Associate at Pillsbury Winthrop Shaw Pittman LLP
Industry Law Practice
Experience
Pillsbury Winthrop Shaw Pittman LLP October 2014 - Present
Small Business & Community Economic Development Clinic, Jacob Burns Community Legal Clinics January 2014 - April 2014
US Securities and Exchange Commission September 2013 - November 2013
Pillsbury Winthrop Shaw Pittman LLP May 2013 - July 2013
The George Washington University Law School, Professor Theresa Gabaldon January 2013 - May 2013
United States District Court for the District of New Mexico, The Honorable Alan C. Torgerson June 2012 - July 2012
U.S. Senate, The Honorable Jeff Bingaman January 2011 - June 2011
U.S. Senate, The Honorable Jeff Bingaman May 2010 - December 2010
Anderson School of Management, Professor Maria Gondo August 2009 - May 2010
U.S. Senate, The Honorable Jeff Bingaman May 2009 - May 2009
Skills
Legislative Relations, Policy Analysis, Political Campaigns, International Relations, Public Policy, Community Outreach, Legal Research, Legal Writing, Politics, Westlaw, Legislative Research, Political Science, Legislation
Education
The George Washington University Law School 2011 — 2014
Juris Doctor (J.D.), cum laude
The University of New Mexico - Robert O. Anderson School of Management 2009 — 2010
Master of Business Administration, Policy and Planning
The University of New Mexico 2006 — 2009
Bachelor of Arts, Political Science and Economics, summa cum laude
La Cueva High School 2002 — 2006
Pillsbury Winthrop Shaw Pittman LLP October 2014 - Present
Small Business & Community Economic Development Clinic, Jacob Burns Community Legal Clinics January 2014 - April 2014
US Securities and Exchange Commission September 2013 - November 2013
Pillsbury Winthrop Shaw Pittman LLP May 2013 - July 2013
The George Washington University Law School, Professor Theresa Gabaldon January 2013 - May 2013
United States District Court for the District of New Mexico, The Honorable Alan C. Torgerson June 2012 - July 2012
U.S. Senate, The Honorable Jeff Bingaman January 2011 - June 2011
U.S. Senate, The Honorable Jeff Bingaman May 2010 - December 2010
Anderson School of Management, Professor Maria Gondo August 2009 - May 2010
U.S. Senate, The Honorable Jeff Bingaman May 2009 - May 2009
Skills
Legislative Relations, Policy Analysis, Political Campaigns, International Relations, Public Policy, Community Outreach, Legal Research, Legal Writing, Politics, Westlaw, Legislative Research, Political Science, Legislation
Education
The George Washington University Law School 2011 — 2014
Juris Doctor (J.D.), cum laude
The University of New Mexico - Robert O. Anderson School of Management 2009 — 2010
Master of Business Administration, Policy and Planning
The University of New Mexico 2006 — 2009
Bachelor of Arts, Political Science and Economics, summa cum laude
La Cueva High School 2002 — 2006
Jamie Haussecker Jamie Haussecker's US Securities and Exchange Commission Experience April 2010 - May 2013
Job Paralegal Specialist at the U.S. Securities & Exchange Commission
Industry Government Administration
Experience
U.S. Securities & Exchange Commission June 2013 - Present
US Securities and Exchange Commission April 2010 - May 2013
Barnes & Noble March 2006 - April 2006
Michaels Stores, Inc. August 2005 - April 2006
Skills
Data Entry, Outlook, Customer Service, File Management, PowerPoint, Microsoft Word, Microsoft Excel, Microsoft Office, Spreadsheets, Research, Office Management, Teamwork, Filing, Time Management, Organization, Lexis Nexis, EDGAR, Westlaw, Project Management, Adobe Professional, Concordance 9.0, Case Map 8, Microsoft Publisher, Legal Research, Event Planning, Charity Work, Legal Writing, Critical Thinking, Records Management, Government, Data Analysis, Litigation Support, Document Review, Event Management, Legal Assistance, Legal Documents, Analysis, Policy, Bloomberg Law, CRD, CLEAR, Suspicious Activity..., Private Investigations, Social Networking
Education
La Salle University 2014 — 2016
Master of Science (M.S.), Economic Crimes
La Salle University 2014 — 2015
Master's Certificate, Fraud & Forensic Accounting
Tarleton State University 2011 — 2013
Masters of Science, Criminal Justice
Texas Woman's University 2009 — 2011
Bachelor of Arts, Government & Business
Tarrant County College 2008 — 2009
Associates of Arts, General Studies
U.S. Securities & Exchange Commission June 2013 - Present
US Securities and Exchange Commission April 2010 - May 2013
Barnes & Noble March 2006 - April 2006
Michaels Stores, Inc. August 2005 - April 2006
Skills
Data Entry, Outlook, Customer Service, File Management, PowerPoint, Microsoft Word, Microsoft Excel, Microsoft Office, Spreadsheets, Research, Office Management, Teamwork, Filing, Time Management, Organization, Lexis Nexis, EDGAR, Westlaw, Project Management, Adobe Professional, Concordance 9.0, Case Map 8, Microsoft Publisher, Legal Research, Event Planning, Charity Work, Legal Writing, Critical Thinking, Records Management, Government, Data Analysis, Litigation Support, Document Review, Event Management, Legal Assistance, Legal Documents, Analysis, Policy, Bloomberg Law, CRD, CLEAR, Suspicious Activity..., Private Investigations, Social Networking
Education
La Salle University 2014 — 2016
Master of Science (M.S.), Economic Crimes
La Salle University 2014 — 2015
Master's Certificate, Fraud & Forensic Accounting
Tarleton State University 2011 — 2013
Masters of Science, Criminal Justice
Texas Woman's University 2009 — 2011
Bachelor of Arts, Government & Business
Tarrant County College 2008 — 2009
Associates of Arts, General Studies
William Donahue William Donahue's US Securities and Exchange Commission Experience August 2010 - Present
Job Senior Counsel at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission August 2010 - Present
Massachusetts Securities Division June 2004 - July 2010
Devine, Millimet & Branch, PA February 2002 - June 2004
City of Boston Law Department June 1997 - February 2002
Skills
Litigation, Securities, Securities Law, Enforcement, Securities Litigation, Civil Litigation, Courts, Employment Litigation, Appeals, Legal Research, Legal Writing, Securities Regulation
Education
Suffolk University Law School 1991 — 1995
Law
US Securities and Exchange Commission August 2010 - Present
Massachusetts Securities Division June 2004 - July 2010
Devine, Millimet & Branch, PA February 2002 - June 2004
City of Boston Law Department June 1997 - February 2002
Skills
Litigation, Securities, Securities Law, Enforcement, Securities Litigation, Civil Litigation, Courts, Employment Litigation, Appeals, Legal Research, Legal Writing, Securities Regulation
Education
Suffolk University Law School 1991 — 1995
Law
Amanda Harold Amanda Harold's US Securities and Exchange Commission Experience May 2012 - March 2014
Job Compliance Associate at Highfields Capital
Industry Higher Education
Experience
Highfields Capital June 2015 - Present
Putnam Investments March 2014 - June 2015
U.S. Securities and Exchange Commission May 2012 - March 2014
Citizens Financial Group May 2011 - September 2011
America's Growth Capital May 2011 - June 2011
Suffolk University September 2009 - May 2011
US Securities and Exchange Commission June 2010 - August 2010
Skills
Auditing, Finance, Financial Analysis, Accounting, Investments, Data Analysis, Management, Microsoft Excel, Analysis, Securities, Corporate Finance, Banking, Training, Internal Controls, Risk Management
Education
Suffolk University - Sawyer Business School 2014 — 2016
Masters in Finance, MSF
Suffolk University - Sawyer School of Management 2008 — 2012
Bachelor of Science in Business Administration
Peabody Veterans Memorial High School 2004 — 2008
High School Diploma
Highfields Capital June 2015 - Present
Putnam Investments March 2014 - June 2015
U.S. Securities and Exchange Commission May 2012 - March 2014
Citizens Financial Group May 2011 - September 2011
America's Growth Capital May 2011 - June 2011
Suffolk University September 2009 - May 2011
US Securities and Exchange Commission June 2010 - August 2010
Skills
Auditing, Finance, Financial Analysis, Accounting, Investments, Data Analysis, Management, Microsoft Excel, Analysis, Securities, Corporate Finance, Banking, Training, Internal Controls, Risk Management
Education
Suffolk University - Sawyer Business School 2014 — 2016
Masters in Finance, MSF
Suffolk University - Sawyer School of Management 2008 — 2012
Bachelor of Science in Business Administration
Peabody Veterans Memorial High School 2004 — 2008
High School Diploma
Heidi S. (Schoenberg) Hirsh, RICP® ★ Heidi S. (Schoenberg) Hirsh, RICP® ★'s US Securities and Exchange Commission Experience March 1994 - August 1996
Job Associate Planner at Harvest Group Financial Services Corp.
Industry Investment Management
Experience
Harvest Group Financial Services Corp. August 2014 - Present
retirement advisory services corp/Pension & Estate Planners, Inc. November 2005 - August 2014
Royal Alliance Associates, Inc. November 2005 - August 2014
Mercadien Asset Management March 2005 - November 2005
Mercadien Securities March 2005 - November 2005
Church Capital Management Inc August 1996 - August 2001
Bainbridge Securities Inc. April 1997 - July 2001
US Securities and Exchange Commission March 1994 - August 1996
Skills
Retirement Planning, Retirement, Wealth Management, Investment Strategies, 401k Rollovers, Portfolio Management, Asset Allocation, High Net Worth..., Securities, Investments, Mutual Funds, 401k, FINRA, Financial Advisory, Investment Management, Wealth, Uniform Combined State..., Series 7, Series 63, Series 24, Series 65, Fixed Annuities, Investment Advisory, IRAs, Wealth Accumulation, Qualified Retirement..., Retirement Plan..., Financial Services, Strategic Financial..., Pensions, Asset Managment, Insurance, Fixed Income, Equities, Separately Managed..., Defined Benefit, Variable Annuities, ETFs, Life Insurance, Roth IRA, 529 Plans, Finance, Management, Bonds, Trading, Strategic Planning
Education
Temple University 1989 — 1992
BS, Business Administration
University of Delaware 1987 — 1989
Bachelor's degree, Business
George Washington HS 1984 — 1987
The American College
Retirement Income Planning
Harvest Group Financial Services Corp. August 2014 - Present
retirement advisory services corp/Pension & Estate Planners, Inc. November 2005 - August 2014
Royal Alliance Associates, Inc. November 2005 - August 2014
Mercadien Asset Management March 2005 - November 2005
Mercadien Securities March 2005 - November 2005
Church Capital Management Inc August 1996 - August 2001
Bainbridge Securities Inc. April 1997 - July 2001
US Securities and Exchange Commission March 1994 - August 1996
Skills
Retirement Planning, Retirement, Wealth Management, Investment Strategies, 401k Rollovers, Portfolio Management, Asset Allocation, High Net Worth..., Securities, Investments, Mutual Funds, 401k, FINRA, Financial Advisory, Investment Management, Wealth, Uniform Combined State..., Series 7, Series 63, Series 24, Series 65, Fixed Annuities, Investment Advisory, IRAs, Wealth Accumulation, Qualified Retirement..., Retirement Plan..., Financial Services, Strategic Financial..., Pensions, Asset Managment, Insurance, Fixed Income, Equities, Separately Managed..., Defined Benefit, Variable Annuities, ETFs, Life Insurance, Roth IRA, 529 Plans, Finance, Management, Bonds, Trading, Strategic Planning
Education
Temple University 1989 — 1992
BS, Business Administration
University of Delaware 1987 — 1989
Bachelor's degree, Business
George Washington HS 1984 — 1987
The American College
Retirement Income Planning
Kramer Ortman Kramer Ortman's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Attorney at Itron
Industry Law Practice
Experience
Itron August 2015 - Present
Federal Deposit Insurance Corporation May 2014 - April 2015
US Securities and Exchange Commission January 2014 - April 2014
D.C. Department of Insurance, Securities, & Banking May 2013 - August 2013
RiverBank October 2008 - July 2012
Skills
Research, Legal Research, Banking, Volunteer Management, Financial Analysis, Legal Writing, Policy Analysis, Securities Regulation, Banking Law, Policy
Education
The Catholic University of America, Columbus School of Law 2012 — 2015
Juris Doctor (J.D.), Securities and Corporate Law, Summa Cum Laude, Class Rank: 2/98
Gonzaga University 2007 — 2011
Bachelor’s Degree, Political Science, International Relations, History and Entrepreneurial Leadership, Cum Laude
Itron August 2015 - Present
Federal Deposit Insurance Corporation May 2014 - April 2015
US Securities and Exchange Commission January 2014 - April 2014
D.C. Department of Insurance, Securities, & Banking May 2013 - August 2013
RiverBank October 2008 - July 2012
Skills
Research, Legal Research, Banking, Volunteer Management, Financial Analysis, Legal Writing, Policy Analysis, Securities Regulation, Banking Law, Policy
Education
The Catholic University of America, Columbus School of Law 2012 — 2015
Juris Doctor (J.D.), Securities and Corporate Law, Summa Cum Laude, Class Rank: 2/98
Gonzaga University 2007 — 2011
Bachelor’s Degree, Political Science, International Relations, History and Entrepreneurial Leadership, Cum Laude
Michael Post Michael Post's US Securities and Exchange Commission Experience April 2009 - June 2013
Job General Counsel Regulatory Affairs at Municipal Securities Rulemaking Board
Industry Financial Services
Experience
Municipal Securities Rulemaking Board February 2015 - Present
MSRB July 2013 - January 2015
US Securities and Exchange Commission April 2009 - June 2013
US Securities and Exchange Commission March 2007 - April 2009
US Securities and Exchange Commission January 2003 - March 2007
Sidley Austin LLP September 1998 - January 2003
US Court of Appeals for the Tenth Circuit 1997 - 1998
Latham & Watkins June 1996 - August 1996
U.S. District Court for the District of Columbia 1994 - 1995
Skills
Securities, Litigation, Securities Regulation, Corporate Governance, Corporate Law, Securities Litigation, Courts, SEC, FINRA, Appellate Practice, Rulemaking, Public Policy, Policy
Education
The George Washington University Law School 1994 — 1997
J.D., with High Honors
University of California, Los Angeles
B.A., Economics
Municipal Securities Rulemaking Board February 2015 - Present
MSRB July 2013 - January 2015
US Securities and Exchange Commission April 2009 - June 2013
US Securities and Exchange Commission March 2007 - April 2009
US Securities and Exchange Commission January 2003 - March 2007
Sidley Austin LLP September 1998 - January 2003
US Court of Appeals for the Tenth Circuit 1997 - 1998
Latham & Watkins June 1996 - August 1996
U.S. District Court for the District of Columbia 1994 - 1995
Skills
Securities, Litigation, Securities Regulation, Corporate Governance, Corporate Law, Securities Litigation, Courts, SEC, FINRA, Appellate Practice, Rulemaking, Public Policy, Policy
Education
The George Washington University Law School 1994 — 1997
J.D., with High Honors
University of California, Los Angeles
B.A., Economics
Donald Griffith Donald Griffith's US Securities and Exchange Commission Experience 1998 - 2000
Job Vice President at MassMutual Financial Group
Industry Financial Services
Experience
MassMutual Financial Group April 2010 - Present
Goldman Sachs January 2006 - March 2010
Foley & Lardner LLP July 2004 - December 2005
LRN 2000 - 2004
US Securities and Exchange Commission 1998 - 2000
Rogers & Wells 1996 - 1998
US Securities and Exchange Commission 1994 - 1996
Rogers & Wells 1992 - 1994
Air National Guard 1984 - 1992
Skills
Securities Regulation, Securities, Enforcement, Anti-corruption, FCPA, Compliance, Corporate Governance, Litigation, FINRA, Commercial Litigation, Corporate Law, Legal Compliance, Securities Fraud, Business Ethics, Internal Investigations, GRC, Compliance Training
Education
Syracuse University 1988 — 1991
Master of Public Administration (M.P.A.), Public Administration
Syracuse University College of Law 1988 — 1991
Doctor of Law (J.D.), Law, magna cum laude
The University of Akron 1986 — 1988
Bachelor of Science (B.S.), Political Science/Criminal Justice, summa cum laude
MassMutual Financial Group April 2010 - Present
Goldman Sachs January 2006 - March 2010
Foley & Lardner LLP July 2004 - December 2005
LRN 2000 - 2004
US Securities and Exchange Commission 1998 - 2000
Rogers & Wells 1996 - 1998
US Securities and Exchange Commission 1994 - 1996
Rogers & Wells 1992 - 1994
Air National Guard 1984 - 1992
Skills
Securities Regulation, Securities, Enforcement, Anti-corruption, FCPA, Compliance, Corporate Governance, Litigation, FINRA, Commercial Litigation, Corporate Law, Legal Compliance, Securities Fraud, Business Ethics, Internal Investigations, GRC, Compliance Training
Education
Syracuse University 1988 — 1991
Master of Public Administration (M.P.A.), Public Administration
Syracuse University College of Law 1988 — 1991
Doctor of Law (J.D.), Law, magna cum laude
The University of Akron 1986 — 1988
Bachelor of Science (B.S.), Political Science/Criminal Justice, summa cum laude
Leigh (Bothe) Shea Leigh (Bothe) Shea's US Securities and Exchange Commission Experience September 2009 - September 2012
Job Associate Counsel at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade September 2012 - Present
US Securities and Exchange Commission September 2009 - September 2012
Chicago Board of Trade August 2003 - June 2006
Skills
Compliance, Securities, Accounting, Derivatives, Due Diligence, Securities Regulation, Banking, Corporate Governance, Corporate Law, Financial Regulation, Capital Markets, FINRA
Education
The Catholic University of America, Columbus School of Law 2006 — 2009
J.D., Law
University of Notre Dame 1999 — 2003
BBA, Accounting
TD Ameritrade September 2012 - Present
US Securities and Exchange Commission September 2009 - September 2012
Chicago Board of Trade August 2003 - June 2006
Skills
Compliance, Securities, Accounting, Derivatives, Due Diligence, Securities Regulation, Banking, Corporate Governance, Corporate Law, Financial Regulation, Capital Markets, FINRA
Education
The Catholic University of America, Columbus School of Law 2006 — 2009
J.D., Law
University of Notre Dame 1999 — 2003
BBA, Accounting
Mandy McGee Mandy McGee's US Securities and Exchange Commission Experience August 2007 - December 2008
Job Attorney at Law
Industry Law Practice
Experience
Hammerle Finley Law Firm June 2014 - Present
United States Attorney's Office December 2008 - May 2014
US Securities and Exchange Commission August 2007 - December 2008
Denise Perkins Attorney at Law 2005 - August 2007
Skills
Trial Preparation, Courts, Criminal Law, Westlaw, Civil Law, Legal Writing, Legal Research, Document Review, Lexis, Hearings, Legal Issues, Pleadings, Family Law, Document Drafting, Legal Assistance, Civil Litigation, Trial Practice, CaseMap, Depositions, Litigation Support, Wordperfect, Motions, Legal Documents, Trials, Criminal Defense, Bankruptcy, Commercial Litigation, Wills, Estate Planning, Trusts, Social Security...
Education
Texas A&M University School of Law 2010 — 2013
Juris Doctorate
The University of Texas at Arlington 2001 — 2006
BS of Arts, Criminology & Criminal Justice
Stephenville High School 1997 — 2001
Hammerle Finley Law Firm June 2014 - Present
United States Attorney's Office December 2008 - May 2014
US Securities and Exchange Commission August 2007 - December 2008
Denise Perkins Attorney at Law 2005 - August 2007
Skills
Trial Preparation, Courts, Criminal Law, Westlaw, Civil Law, Legal Writing, Legal Research, Document Review, Lexis, Hearings, Legal Issues, Pleadings, Family Law, Document Drafting, Legal Assistance, Civil Litigation, Trial Practice, CaseMap, Depositions, Litigation Support, Wordperfect, Motions, Legal Documents, Trials, Criminal Defense, Bankruptcy, Commercial Litigation, Wills, Estate Planning, Trusts, Social Security...
Education
Texas A&M University School of Law 2010 — 2013
Juris Doctorate
The University of Texas at Arlington 2001 — 2006
BS of Arts, Criminology & Criminal Justice
Stephenville High School 1997 — 2001
Lara Driscoe Lara Driscoe's US Securities and Exchange Commission Experience May 2009 - December 2009
Job
Industry Government Relations
Experience
Managed Funds Association April 2015 - Present
U.S. House of Representatives January 2015 - April 2015
U.S. House of Representatives March 2014 - January 2015
U.S. House of Representatives May 2012 - March 2014
Delta Strategy Group January 2011 - December 2011
Commodity Futures Trading Commission January 2010 - March 2010
US Securities and Exchange Commission May 2009 - December 2009
Financial Industry Regulatory Authority (FINRA) January 2009 - May 2009
Patton Boggs LLP June 2006 - August 2007
Skills
Government, Legislative Research, Legislation, Policy, Public Policy, Legislative Affairs, Policy Analysis, Congress, Congressional Affairs, Securities Regulation, Political Science, Federal Government, Administrative Law, Corporate Governance, Legislative Policy, Consensus Building, Hedge Funds, Derivatives, Trade Associations, Legal Compliance, Legislative Relations, Politics, Futures
Education
The Catholic University of America, Columbus School of Law 2007 — 2010
J.D., Securities Law
University of Maryland College Park 1997 — 2001
Bachelor of Arts (B.A.), Political Science and Government
Managed Funds Association April 2015 - Present
U.S. House of Representatives January 2015 - April 2015
U.S. House of Representatives March 2014 - January 2015
U.S. House of Representatives May 2012 - March 2014
Delta Strategy Group January 2011 - December 2011
Commodity Futures Trading Commission January 2010 - March 2010
US Securities and Exchange Commission May 2009 - December 2009
Financial Industry Regulatory Authority (FINRA) January 2009 - May 2009
Patton Boggs LLP June 2006 - August 2007
Skills
Government, Legislative Research, Legislation, Policy, Public Policy, Legislative Affairs, Policy Analysis, Congress, Congressional Affairs, Securities Regulation, Political Science, Federal Government, Administrative Law, Corporate Governance, Legislative Policy, Consensus Building, Hedge Funds, Derivatives, Trade Associations, Legal Compliance, Legislative Relations, Politics, Futures
Education
The Catholic University of America, Columbus School of Law 2007 — 2010
J.D., Securities Law
University of Maryland College Park 1997 — 2001
Bachelor of Arts (B.A.), Political Science and Government
James Catano James Catano's US Securities and Exchange Commission Experience January 2011 - May 2011
Job Associate Attorney at Dechert LLP
Industry Law Practice
Experience
Dechert LLP August 2014 - Present
Goodwin Procter LLP October 2011 - August 2014
US Securities and Exchange Commission January 2011 - May 2011
Commodity Futures Trading Commission May 2010 - December 2010
U.S. Chamber of Commerce October 2009 - June 2010
Education
The Catholic University of America, Columbus School of Law 2008 — 2011
J.D.
The Catholic University of America 2005 — 2007
M.A., International Affairs
University of Virginia 2001 — 2005
BA
Dechert LLP August 2014 - Present
Goodwin Procter LLP October 2011 - August 2014
US Securities and Exchange Commission January 2011 - May 2011
Commodity Futures Trading Commission May 2010 - December 2010
U.S. Chamber of Commerce October 2009 - June 2010
Education
The Catholic University of America, Columbus School of Law 2008 — 2011
J.D.
The Catholic University of America 2005 — 2007
M.A., International Affairs
University of Virginia 2001 — 2005
BA
Amy Yuter Amy Yuter's US Securities and Exchange Commission Experience 1992 - 1995
Job Senior Compliance Manager at Old Mutual Asset Management
Industry Investment Management
Experience
Old Mutual Asset Management August 2005 - Present
Philadelphia Compliance Roundtable 1995 - 2012
US Securities and Exchange Commission 1992 - 1995
Skills
Compliance
Education
Temple University
BBA
Temple University - Fox School of Business and Management
MBA
Old Mutual Asset Management August 2005 - Present
Philadelphia Compliance Roundtable 1995 - 2012
US Securities and Exchange Commission 1992 - 1995
Skills
Compliance
Education
Temple University
BBA
Temple University - Fox School of Business and Management
MBA
James Sinnott's US Securities and Exchange Commission Experience July 2010 - July 2011
Job Audit Senior, Assurance at BDO USA, LLP
Industry Accounting
Experience
BDO USA, LLP October 2013 - Present
BDO USA, LLP September 2011 - September 2013
US Securities and Exchange Commission July 2010 - July 2011
Skills
Auditing, Financial Analysis, Financial Reporting, Accounting, Excel, Microsoft Excel, Internal Controls, GAAP, Financial Accounting, SEC filings, US GAAP, Sarbanes-Oxley Act, Financial Statements, Assurance, External Audit
Education
The Catholic University of America 2006 — 2011
B.S.B.A, Accounting
La Salle College High School 2002 — 2006
BDO USA, LLP October 2013 - Present
BDO USA, LLP September 2011 - September 2013
US Securities and Exchange Commission July 2010 - July 2011
Skills
Auditing, Financial Analysis, Financial Reporting, Accounting, Excel, Microsoft Excel, Internal Controls, GAAP, Financial Accounting, SEC filings, US GAAP, Sarbanes-Oxley Act, Financial Statements, Assurance, External Audit
Education
The Catholic University of America 2006 — 2011
B.S.B.A, Accounting
La Salle College High School 2002 — 2006
Daniel F. Lisewski Daniel F. Lisewski's US Securities and Exchange Commission Experience October 2008 - April 2010
Job The measure of who we are is what we do with what we have." Vince Lombardi
Industry Information Technology and Services
Experience
Re-entering Job Market December 2014 - Present
Vigilant Watch Integration, Inc. August 2012 - April 2013
Kforce Government Solutions, Inc. (KGS), Fairfax, VA August 2010 - January 2011
US Securities and Exchange Commission October 2008 - April 2010
US Securities and Exchange Commission October 2004 - October 2008
US Securities and Exchange Commission September 2000 - October 2004
US Army Audit Agency September 1984 - September 2000
Skills
Strategic Planning, Management, Business Architecture, Analysis, Requirements Analysis, Auditing, Internal Audit, Financial Statement..., Budgets, Risk Management, Policy Writing, Research, ITIL v3 Foundations..., SharePoint, Microsoft Office, Microsoft Excel, Visio, PowerPoint, FISCAM, COBIT, COSO Framework, Security, System Development..., Six Sigma, Business Workflows, Leadership, Internal Controls, SDLC, Information Security, Information Technology, Business Process
Education
Syracuse University 2002 — 2003
Master of Science (M.S.), Information Management, 3.99
National Defense University Information Resources Management College, Washington, DC 1999 — 2001
CIO Certificate, Information Resources Management (IRM), Satisfied the IRM educational requirements for the CIO Certificate.
Walsh College 1981 — 1984
Bachelor of Business Administration (B.B.A.), Business Administration/Accounting, 2.75
Kaisernslautern American High School, Germany 1972 — 1974
High School Diploma, General educution, Passed
Re-entering Job Market December 2014 - Present
Vigilant Watch Integration, Inc. August 2012 - April 2013
Kforce Government Solutions, Inc. (KGS), Fairfax, VA August 2010 - January 2011
US Securities and Exchange Commission October 2008 - April 2010
US Securities and Exchange Commission October 2004 - October 2008
US Securities and Exchange Commission September 2000 - October 2004
US Army Audit Agency September 1984 - September 2000
Skills
Strategic Planning, Management, Business Architecture, Analysis, Requirements Analysis, Auditing, Internal Audit, Financial Statement..., Budgets, Risk Management, Policy Writing, Research, ITIL v3 Foundations..., SharePoint, Microsoft Office, Microsoft Excel, Visio, PowerPoint, FISCAM, COBIT, COSO Framework, Security, System Development..., Six Sigma, Business Workflows, Leadership, Internal Controls, SDLC, Information Security, Information Technology, Business Process
Education
Syracuse University 2002 — 2003
Master of Science (M.S.), Information Management, 3.99
National Defense University Information Resources Management College, Washington, DC 1999 — 2001
CIO Certificate, Information Resources Management (IRM), Satisfied the IRM educational requirements for the CIO Certificate.
Walsh College 1981 — 1984
Bachelor of Business Administration (B.B.A.), Business Administration/Accounting, 2.75
Kaisernslautern American High School, Germany 1972 — 1974
High School Diploma, General educution, Passed
Chad Harlan Chad Harlan's US Securities and Exchange Commission Experience January 2010 - May 2010
Job Associate at Schwartz, Levine & Kaplan, PLLC
Industry Law Practice
Experience
Schwartz, Levine & Kaplan, PLLC March 2015 - Present
Solomon & Tanenbaum, P.C. January 2012 - February 2015
GWU Small Business and Community Economic Development Clinic January 2011 - May 2011
District of Columbia Office of the Attorney General September 2010 - December 2010
United States Attorney's Office June 2010 - August 2010
US Securities and Exchange Commission January 2010 - May 2010
Education
The George Washington University Law School 2008 — 2011
J.D.
The George Washington University 2004 — 2008
B.B.A, International Business
Schwartz, Levine & Kaplan, PLLC March 2015 - Present
Solomon & Tanenbaum, P.C. January 2012 - February 2015
GWU Small Business and Community Economic Development Clinic January 2011 - May 2011
District of Columbia Office of the Attorney General September 2010 - December 2010
United States Attorney's Office June 2010 - August 2010
US Securities and Exchange Commission January 2010 - May 2010
Education
The George Washington University Law School 2008 — 2011
J.D.
The George Washington University 2004 — 2008
B.B.A, International Business
Abby Banholzer Abby Banholzer's US Securities and Exchange Commission Experience January 2011 - May 2011
Job Executive Assistant at Boston Financial Investment Management
Industry Investment Management
Experience
Boston Financial Investment Management July 2015 - Present
The Conlon Family April 2014 - July 2015
Paul-McCoy Family Office Services July 2011 - April 2014
US Securities and Exchange Commission January 2011 - May 2011
The Presidents Society September 2010 - May 2011
Beaver Lake Yacht Club June 2005 - August 2009
Intern for Congressman Rob Wittman January 2008 - May 2008
Education
The Catholic University of America 2007 — 2011
B.S.B.A, International Business; Economics; International Marketing
Boston Financial Investment Management July 2015 - Present
The Conlon Family April 2014 - July 2015
Paul-McCoy Family Office Services July 2011 - April 2014
US Securities and Exchange Commission January 2011 - May 2011
The Presidents Society September 2010 - May 2011
Beaver Lake Yacht Club June 2005 - August 2009
Intern for Congressman Rob Wittman January 2008 - May 2008
Education
The Catholic University of America 2007 — 2011
B.S.B.A, International Business; Economics; International Marketing
Ramy Ramadan Ramy Ramadan's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Associate at Covington & Burling LLP
Industry Law Practice
Experience
Covington & Burling LLP November 2014 - Present
U.S. Securities and Exchange Commission January 2014 - April 2014
Covington & Burling May 2013 - July 2013
United States Patent and Trademark Office July 2006 - May 2013
US Securities and Exchange Commission June 2012 - August 2012
US Securities and Exchange Commission January 2012 - April 2012
SNR Denton July 2011 - August 2011
Henkels & McCoy June 2005 - July 2006
Hardesty & Hanover, LLP June 2004 - June 2005
Education
The George Washington University Law School 2010 — 2014
J.D.
Stony Brook University
B.S., Major: Electrical Engineering; Minor: Business Adminstration/Management
Covington & Burling LLP November 2014 - Present
U.S. Securities and Exchange Commission January 2014 - April 2014
Covington & Burling May 2013 - July 2013
United States Patent and Trademark Office July 2006 - May 2013
US Securities and Exchange Commission June 2012 - August 2012
US Securities and Exchange Commission January 2012 - April 2012
SNR Denton July 2011 - August 2011
Henkels & McCoy June 2005 - July 2006
Hardesty & Hanover, LLP June 2004 - June 2005
Education
The George Washington University Law School 2010 — 2014
J.D.
Stony Brook University
B.S., Major: Electrical Engineering; Minor: Business Adminstration/Management
Lesley Anne Florschutz Lesley Anne Florschutz's US Securities and Exchange Commission Experience May 1995 - April 2010
Job Branch Chief, Division of Investment Management, Disclosure Dissemination at
Industry Legal Services
Experience
US Securities & Exchange Commission April 2010 - Present
US Securities and Exchange Commission May 1995 - April 2010
US Securities & Exchange Commission December 1989 - May 1995
Education
University of Maryland University College 1982 — 1985
BS, Legal Studies
The Catholic University of America 1975 — 1979
BM, Music - Piano Performance
Johns Hopkins University - Peabody School of Music 1974 — 1975
Music - Piano Performance
US Securities & Exchange Commission April 2010 - Present
US Securities and Exchange Commission May 1995 - April 2010
US Securities & Exchange Commission December 1989 - May 1995
Education
University of Maryland University College 1982 — 1985
BS, Legal Studies
The Catholic University of America 1975 — 1979
BM, Music - Piano Performance
Johns Hopkins University - Peabody School of Music 1974 — 1975
Music - Piano Performance
Vincent Cannizzaro Vincent Cannizzaro's US Securities and Exchange Commission Experience October 2012 - January 2013
Job Associate at Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates
Industry Law Practice
Experience
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates September 2014 - Present
United States District Court for the Eastern District of Pennsylvania August 2013 - August 2014
The BARBRI Group May 2014 - July 2014
Farmworkers Legal Aid Clinic January 2013 - June 2013
Villanova Law Review July 2011 - May 2013
US Securities and Exchange Commission October 2012 - January 2013
The Princeton Review January 2008 - 2013
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates May 2012 - July 2012
Professor Ellen Wertheimer June 2011 - May 2012
Judge Susan Peikes Gantman, Superior Court of Pennsylvania May 2011 - August 2011
Education
Villanova University School of Law 2010 — 2013
J.D., Summa Cum Laude
The Catholic University of America
B.A., History
Western High School
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates September 2014 - Present
United States District Court for the Eastern District of Pennsylvania August 2013 - August 2014
The BARBRI Group May 2014 - July 2014
Farmworkers Legal Aid Clinic January 2013 - June 2013
Villanova Law Review July 2011 - May 2013
US Securities and Exchange Commission October 2012 - January 2013
The Princeton Review January 2008 - 2013
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates May 2012 - July 2012
Professor Ellen Wertheimer June 2011 - May 2012
Judge Susan Peikes Gantman, Superior Court of Pennsylvania May 2011 - August 2011
Education
Villanova University School of Law 2010 — 2013
J.D., Summa Cum Laude
The Catholic University of America
B.A., History
Western High School
James Billmyer James Billmyer's US Securities and Exchange Commission Experience September 2011 - December 2011
Job Milestone Partners
Industry Venture Capital & Private Equity
Experience
Milestone Partners March 2012 - Present
US Securities and Exchange Commission September 2011 - December 2011
Weir & Partners LLP May 2011 - August 2011
Amtrak July 2010 - December 2010
GR Technology May 2005 - August 2009
Skills
Admitted to the..., Private Equity, Investments, Due Diligence, Valuation, Bankruptcy, Mergers & Acquisitions, Financial Modeling, Financial Services, Corporate Finance, Venture Capital, Financial Analysis, Capital Markets, Alternative Investments, LBO, Investment Banking
Education
Temple University - James E. Beasley School of Law 2009 — 2012
Doctor of Law (JD)
Wharton School of Business 2005 — 2009
B.S. Economics, Competitive Strategy and BPUB
The Episcopal Academy 2001 — 2005
Milestone Partners March 2012 - Present
US Securities and Exchange Commission September 2011 - December 2011
Weir & Partners LLP May 2011 - August 2011
Amtrak July 2010 - December 2010
GR Technology May 2005 - August 2009
Skills
Admitted to the..., Private Equity, Investments, Due Diligence, Valuation, Bankruptcy, Mergers & Acquisitions, Financial Modeling, Financial Services, Corporate Finance, Venture Capital, Financial Analysis, Capital Markets, Alternative Investments, LBO, Investment Banking
Education
Temple University - James E. Beasley School of Law 2009 — 2012
Doctor of Law (JD)
Wharton School of Business 2005 — 2009
B.S. Economics, Competitive Strategy and BPUB
The Episcopal Academy 2001 — 2005
Emily Garnett Emily Garnett's US Securities and Exchange Commission Experience January 2012 - May 2012
Job Associate at Brownstein Hyatt Farber Schreck
Industry Law Practice
Experience
Brownstein Hyatt Farber Schreck 2012 - Present
City of Boulder, City Attorney's Office May 2012 - October 2012
US Securities and Exchange Commission January 2012 - May 2012
City of Boulder May 2011 - May 2012
Colorado General Assembly January 2011 - May 2011
American Enterprise Institute September 2007 - May 2010
Skills
Legal Research
Education
University of Colorado School of Law 2010 — 2012
JD, Law
The Catholic University of America, Columbus School of Law
University of Illinois at Urbana-Champaign 2005 — 2007
Masters, Political Science
University of Illinois at Urbana-Champaign 2001 — 2005
BA, Political Science
Champaign Centennial High School 1997 — 2001
Brownstein Hyatt Farber Schreck 2012 - Present
City of Boulder, City Attorney's Office May 2012 - October 2012
US Securities and Exchange Commission January 2012 - May 2012
City of Boulder May 2011 - May 2012
Colorado General Assembly January 2011 - May 2011
American Enterprise Institute September 2007 - May 2010
Skills
Legal Research
Education
University of Colorado School of Law 2010 — 2012
JD, Law
The Catholic University of America, Columbus School of Law
University of Illinois at Urbana-Champaign 2005 — 2007
Masters, Political Science
University of Illinois at Urbana-Champaign 2001 — 2005
BA, Political Science
Champaign Centennial High School 1997 — 2001
Michael Strupp Michael Strupp's US Securities and Exchange Commission Experience April 1994 - April 1996
Job Quantitative Futures Trader
Industry Investment Management
Experience
Self-Employed June 2010 - Present
Self-Employed July 2007 - Present
Denali Asset Management, LLLP June 2002 - July 2007
Emerald Asset Management, Ltd. May 1998 - March 2002
Farmers Commodities Corp. (now INTL FC Stone) March 1996 - August 1997
US Securities and Exchange Commission April 1994 - April 1996
Skills
Trading, Hedge Funds, Derivatives, Trading Strategies, Risk Management, Financial Markets, Electronic Trading, Managed Futures, Options, Asset Management, Investments, Trading Systems, Commodities, programming, Windows Programming, Equities, Fixed Income, Hedging, Alternative Investments, Portfolio Management, Foreign Exchange, Capital Markets, Quantitative Analytics, Futures Trading
Education
University of Chicago 2012 — 2014
M.Sc.
University of Chicago 2000 — 2003
MBA
Illinois Institute of Technology 1997 — 1998
M.Sc.
The George Washington University 1990 — 1993
B.A.
Self-Employed June 2010 - Present
Self-Employed July 2007 - Present
Denali Asset Management, LLLP June 2002 - July 2007
Emerald Asset Management, Ltd. May 1998 - March 2002
Farmers Commodities Corp. (now INTL FC Stone) March 1996 - August 1997
US Securities and Exchange Commission April 1994 - April 1996
Skills
Trading, Hedge Funds, Derivatives, Trading Strategies, Risk Management, Financial Markets, Electronic Trading, Managed Futures, Options, Asset Management, Investments, Trading Systems, Commodities, programming, Windows Programming, Equities, Fixed Income, Hedging, Alternative Investments, Portfolio Management, Foreign Exchange, Capital Markets, Quantitative Analytics, Futures Trading
Education
University of Chicago 2012 — 2014
M.Sc.
University of Chicago 2000 — 2003
MBA
Illinois Institute of Technology 1997 — 1998
M.Sc.
The George Washington University 1990 — 1993
B.A.
Aaron Tidman Aaron Tidman's US Securities and Exchange Commission Experience May 2006 - August 2006
Job AntiCorruption Counsel at Gilead Sciences
Industry Law Practice
Experience
Gilead Sciences June 2015 - Present
Mintz Levin November 2012 - May 2015
Obama for America September 2012 - November 2012
Debevoise & Plimpton September 2007 - September 2012
US Securities and Exchange Commission May 2006 - August 2006
U.S. Attorney's Office for the Northern District of New York August 2005 - May 2006
New York State Office of the Attorney General June 2005 - July 2005
New York County District Attorney's Office 2002 - 2003
Skills
Courts, Internal Investigations, White Collar Criminal..., Trials, Securities Litigation, Legal Research, Legal Writing, Litigation, Westlaw, Enforcement, Criminal Law, Commercial Litigation, Fraud, FCPA, Corporate Governance
Education
Syracuse University College of Law 2004 — 2007
J.D., Law
University of Pennsylvania 1998 — 2002
B.A., Political Science; History
Walt Whitman High School 1994 — 1998
High School Diploma
Gilead Sciences June 2015 - Present
Mintz Levin November 2012 - May 2015
Obama for America September 2012 - November 2012
Debevoise & Plimpton September 2007 - September 2012
US Securities and Exchange Commission May 2006 - August 2006
U.S. Attorney's Office for the Northern District of New York August 2005 - May 2006
New York State Office of the Attorney General June 2005 - July 2005
New York County District Attorney's Office 2002 - 2003
Skills
Courts, Internal Investigations, White Collar Criminal..., Trials, Securities Litigation, Legal Research, Legal Writing, Litigation, Westlaw, Enforcement, Criminal Law, Commercial Litigation, Fraud, FCPA, Corporate Governance
Education
Syracuse University College of Law 2004 — 2007
J.D., Law
University of Pennsylvania 1998 — 2002
B.A., Political Science; History
Walt Whitman High School 1994 — 1998
High School Diploma
Gary S. Kaminsky Gary S. Kaminsky's US Securities and Exchange Commission Experience January 1986 - April 1990
Job Exploring opportunities in industry to better utilize my 28 years of regulatory/compliance experience
Industry Investment Management
Experience
GSK Consulting LLC August 2015 - Present
ConceptONE, LLC May 2013 - August 2015
Rothstein Kass January 2012 - April 2013
GSK Consulting January 2009 - January 2012
SECP, LLC January 2005 - January 2012
Rock Hill Partners June 2002 - December 2004
Rose Glen Capital Group, Inc June 1996 - June 2002
Susquehanna Investment Group April 1993 - June 1996
Dechert, Price & Rhoads March 1990 - April 1993
US Securities and Exchange Commission January 1986 - April 1990
Skills
Hedge Funds, Enterprise Risk..., Compliance, Operations Management, Securities Regulation, Financial Services, Investments, Trading, Derivatives, Valuation, Options, Private Equity, Start-ups, Mutual Funds, Venture Capital, Investment Management, Due Diligence, Capital Markets
Education
State University of New York at Buffalo - Law School 1982 — 1985
JD, Law
University of North Carolina at Chapel Hill 1978 — 1982
BA, Political Science
GSK Consulting LLC August 2015 - Present
ConceptONE, LLC May 2013 - August 2015
Rothstein Kass January 2012 - April 2013
GSK Consulting January 2009 - January 2012
SECP, LLC January 2005 - January 2012
Rock Hill Partners June 2002 - December 2004
Rose Glen Capital Group, Inc June 1996 - June 2002
Susquehanna Investment Group April 1993 - June 1996
Dechert, Price & Rhoads March 1990 - April 1993
US Securities and Exchange Commission January 1986 - April 1990
Skills
Hedge Funds, Enterprise Risk..., Compliance, Operations Management, Securities Regulation, Financial Services, Investments, Trading, Derivatives, Valuation, Options, Private Equity, Start-ups, Mutual Funds, Venture Capital, Investment Management, Due Diligence, Capital Markets
Education
State University of New York at Buffalo - Law School 1982 — 1985
JD, Law
University of North Carolina at Chapel Hill 1978 — 1982
BA, Political Science
Mirtha Ponce Mirtha Ponce's US Securities and Exchange Commission Experience 2010 - 2012
Job Law Enforcement Professional
Industry Law Enforcement
Experience
U.S. Federal Bureau Of Prisons March 2013 - December 2014
US Securities and Exchange Commission 2010 - 2012
RC3 2009 - 2010
Skills
Legal Research, Legal Writing, Litigation, Criminal Law, Civil Litigation, Courts, Government, Westlaw, Microsoft Office, Trials
Education
Strayer University
MBA with Public Administration
U.S. Federal Bureau Of Prisons March 2013 - December 2014
US Securities and Exchange Commission 2010 - 2012
RC3 2009 - 2010
Skills
Legal Research, Legal Writing, Litigation, Criminal Law, Civil Litigation, Courts, Government, Westlaw, Microsoft Office, Trials
Education
Strayer University
MBA with Public Administration
Rebecca Ebert's US Securities and Exchange Commission Experience September 2001 - March 2005
Job Associate General Counsel, Global Regulatory Affairs
Industry Law Practice
Experience
Standard & Poor's Ratings Services August 2014 - Present
Sandler O'Neill May 2008 - July 2014
Sidley Austin LLP April 2005 - April 2008
US Securities and Exchange Commission September 2001 - March 2005
Skills
Securities Regulation, Litigation, Securities, Legal Research, Corporate Law, Legal Writing, Commercial Litigation, Class Actions, Securities Litigation, Internal Investigations, Civil Litigation, Arbitration, Dispute Resolution, FINRA, Document Review, General Securities..., Regulatory Requirements, US Equities, Fixed Income, Investment Banking, Research, Contract Negotiation, Project Management, Project Planning, Budgets, Organization, Team Management, Capital Markets, Series 7, Series 24, Equity Capital Markets, Fraud, AML, Litigation Support, Broker-Dealer, White Collar Criminal..., Investment Advisers Act, Corporate Governance
Education
Institute of Culinary Education 2010 — 2010
Pastry Arts, Baking and Pastry Arts/Baker/Pastry Chef
Suffolk University Law School 1999 — 2001
JD
University of Wisconsin-Madison 1992 — 1996
BA, Political Science
Standard & Poor's Ratings Services August 2014 - Present
Sandler O'Neill May 2008 - July 2014
Sidley Austin LLP April 2005 - April 2008
US Securities and Exchange Commission September 2001 - March 2005
Skills
Securities Regulation, Litigation, Securities, Legal Research, Corporate Law, Legal Writing, Commercial Litigation, Class Actions, Securities Litigation, Internal Investigations, Civil Litigation, Arbitration, Dispute Resolution, FINRA, Document Review, General Securities..., Regulatory Requirements, US Equities, Fixed Income, Investment Banking, Research, Contract Negotiation, Project Management, Project Planning, Budgets, Organization, Team Management, Capital Markets, Series 7, Series 24, Equity Capital Markets, Fraud, AML, Litigation Support, Broker-Dealer, White Collar Criminal..., Investment Advisers Act, Corporate Governance
Education
Institute of Culinary Education 2010 — 2010
Pastry Arts, Baking and Pastry Arts/Baker/Pastry Chef
Suffolk University Law School 1999 — 2001
JD
University of Wisconsin-Madison 1992 — 1996
BA, Political Science
Rob Bankey's US Securities and Exchange Commission Experience January 2008 - April 2008
Job VP Finance at Contactually
Industry Accounting
Experience
Contactually July 2015 - Present
Bankey & Co June 2015 - Present
Opower April 2013 - May 2015
Opower July 2010 - March 2013
MorganFranklin Corporation October 2009 - July 2010
Public Company Accounting Oversight Board September 2008 - December 2008
Financial Industry Regulatory Authority April 2008 - August 2008
US Securities and Exchange Commission January 2008 - April 2008
Buchanan Ingersoll May 2007 - December 2007
Deloitte & Touche January 2003 - July 2006
Skills
Accounting, SEC reporting, Mergers, Financial Reporting, SOX, Due Diligence, Compliance, Internal Controls, Excel, Microsoft Office, Financial Analysis, Risk Management, Auditing, Budgeting, Research, Securities Law, Startup Consulting, Securities Offerings, SEC filings, Sarbanes-Oxley Act, Private Equity, Start-ups, Mergers & Acquisitions, Management, Financial Accounting, Budgets, Microsoft Excel, Securities Regulation, Strategy, US GAAP, Finance, SaaS, SEC Filings
Education
The Catholic University of America, Columbus School of Law 2006 — 2009
JD
University of Notre Dame 1998 — 2002
BBA
Contactually July 2015 - Present
Bankey & Co June 2015 - Present
Opower April 2013 - May 2015
Opower July 2010 - March 2013
MorganFranklin Corporation October 2009 - July 2010
Public Company Accounting Oversight Board September 2008 - December 2008
Financial Industry Regulatory Authority April 2008 - August 2008
US Securities and Exchange Commission January 2008 - April 2008
Buchanan Ingersoll May 2007 - December 2007
Deloitte & Touche January 2003 - July 2006
Skills
Accounting, SEC reporting, Mergers, Financial Reporting, SOX, Due Diligence, Compliance, Internal Controls, Excel, Microsoft Office, Financial Analysis, Risk Management, Auditing, Budgeting, Research, Securities Law, Startup Consulting, Securities Offerings, SEC filings, Sarbanes-Oxley Act, Private Equity, Start-ups, Mergers & Acquisitions, Management, Financial Accounting, Budgets, Microsoft Excel, Securities Regulation, Strategy, US GAAP, Finance, SaaS, SEC Filings
Education
The Catholic University of America, Columbus School of Law 2006 — 2009
JD
University of Notre Dame 1998 — 2002
BBA
Mark Brunhofer's US Securities and Exchange Commission Experience January 1999 - February 2001
Job Sr. Accounting Examiner at US Securities & Exchange Commission
Industry Accounting
Experience
US Securities & Exchange Commission June 2005 - Present
Auxilium Pharmaceuticals March 2001 - May 2005
US Securities and Exchange Commission January 1999 - February 2001
Bio-Pharm/IBAH, Inc. April 1993 - November 1998
Arthur Andersen & Co. July 1987 - April 1993
Education
Temple University - Fox School of Business and Management 1983 — 1987
US Securities & Exchange Commission June 2005 - Present
Auxilium Pharmaceuticals March 2001 - May 2005
US Securities and Exchange Commission January 1999 - February 2001
Bio-Pharm/IBAH, Inc. April 1993 - November 1998
Arthur Andersen & Co. July 1987 - April 1993
Education
Temple University - Fox School of Business and Management 1983 — 1987
Jonathan Hafner's US Securities and Exchange Commission Experience 2008 - 2008
Job Senior Security Consultant at Knowledge Consulting Group
Industry Computer & Network Security
Experience
ManTech International Corporation February 2013 - Present
Federal Reserve Board June 2012 - February 2013
Federal Reserve Board June 2009 - June 2012
US Securities and Exchange Commission 2008 - 2008
General Electric August 2006 - August 2007
General Electric June 2004 - August 2006
Skills
Security, IT Operations, SDLC, Risk Assessment, IT Audit, Project Management, IT Security Assessments, Information Security, Computer Security, Network Security, Disaster Recovery, IT Strategy, Integration, Information Assurance, Program Management, Information Security...
Education
Syracuse University 2007 — 2009
MS, Information Management
Syracuse University 2000 — 2004
BS, Information Management and Technology
ManTech International Corporation February 2013 - Present
Federal Reserve Board June 2012 - February 2013
Federal Reserve Board June 2009 - June 2012
US Securities and Exchange Commission 2008 - 2008
General Electric August 2006 - August 2007
General Electric June 2004 - August 2006
Skills
Security, IT Operations, SDLC, Risk Assessment, IT Audit, Project Management, IT Security Assessments, Information Security, Computer Security, Network Security, Disaster Recovery, IT Strategy, Integration, Information Assurance, Program Management, Information Security...
Education
Syracuse University 2007 — 2009
MS, Information Management
Syracuse University 2000 — 2004
BS, Information Management and Technology
George Kostolampros's US Securities and Exchange Commission Experience 2004 - 2007
Job Partner at Dentons US LLP
Industry Legal Services
Experience
Dentons US LLP May 2013 - Present
Venable LLP 2007 - 2013
US Securities and Exchange Commission 2004 - 2007
Jones Day 1999 - 2004
Skills
Commercial Litigation, Litigation, Corporate Governance, White Collar Criminal..., Securities Regulation, Securities Litigation, Class Actions, Civil Litigation, FCPA, Internal Investigations, Fraud, Criminal Law, Private Investigations, SEC, FINRA, Hedge Funds, Enforcement, Appeals, Arbitration, Corporate Law, Trade Secrets, Intellectual Property, Legal Writing, Defense, Trials, Business Litigation, Courts
Education
Syracuse University
B.A., Political Science
Widener University School of Law (PA)
JD
Dentons US LLP May 2013 - Present
Venable LLP 2007 - 2013
US Securities and Exchange Commission 2004 - 2007
Jones Day 1999 - 2004
Skills
Commercial Litigation, Litigation, Corporate Governance, White Collar Criminal..., Securities Regulation, Securities Litigation, Class Actions, Civil Litigation, FCPA, Internal Investigations, Fraud, Criminal Law, Private Investigations, SEC, FINRA, Hedge Funds, Enforcement, Appeals, Arbitration, Corporate Law, Trade Secrets, Intellectual Property, Legal Writing, Defense, Trials, Business Litigation, Courts
Education
Syracuse University
B.A., Political Science
Widener University School of Law (PA)
JD
Ari Gabinet's US Securities and Exchange Commission Experience 2002 - 2005
Job EVP, General Counsel at OppenheimerFunds, Inc.
Industry Financial Services
Experience
OppenheimerFunds, Inc. April 2010 - Present
Vanguard November 2005 - April 2010
The Vanguard Group November 2005 - April 2010
SEC -- Philadelphia Office January 2003 - October 2005
US Securities and Exchange Commission 2002 - 2005
Dechert LLP June 1985 - December 2002
Willkie Farr & Gallagher August 1982 - June 1985
Skills
Mutual Funds, Hedge Funds, Mergers & Acquisitions, Securities Regulation, Investments, Mergers, Legal Research, Securities, Investment Management, Mediation, Trials, Commercial Litigation, Corporate Law, Corporate Finance, Intellectual Property, Leadership, Fraud, Corporate Governance, Litigation, Bankruptcy, Arbitration
Education
University of Pennsylvania Law School 1979 — 1982
JD, Law
Swarthmore College 1975 — 1979
BA, Philosophy, English
OppenheimerFunds, Inc. April 2010 - Present
Vanguard November 2005 - April 2010
The Vanguard Group November 2005 - April 2010
SEC -- Philadelphia Office January 2003 - October 2005
US Securities and Exchange Commission 2002 - 2005
Dechert LLP June 1985 - December 2002
Willkie Farr & Gallagher August 1982 - June 1985
Skills
Mutual Funds, Hedge Funds, Mergers & Acquisitions, Securities Regulation, Investments, Mergers, Legal Research, Securities, Investment Management, Mediation, Trials, Commercial Litigation, Corporate Law, Corporate Finance, Intellectual Property, Leadership, Fraud, Corporate Governance, Litigation, Bankruptcy, Arbitration
Education
University of Pennsylvania Law School 1979 — 1982
JD, Law
Swarthmore College 1975 — 1979
BA, Philosophy, English
Harry Pangas's US Securities and Exchange Commission Experience June 1997 - November 1999
Job Securities Regulatory & Transaction Partner at Sutherland Asbill & Brennan LLP
Industry Legal Services
Experience
Sutherland Asbill & Brennan LLP February 2002 - Present
Dow Lohnes PLLC November 1999 - 2002
US Securities and Exchange Commission June 1997 - November 1999
Skills
Corporate Governance, Strategy, Corporate Finance, Mergers & Acquisitions, Corporate Law, Securities Regulation, Mergers, Private Equity, Securities, Venture Capital, Intellectual Property, Capital Markets, Equities
Education
Tulane University Law School 1993 — 1996
J.D.
Syracuse University 1989 — 1993
B.S., Public Relations
Sutherland Asbill & Brennan LLP February 2002 - Present
Dow Lohnes PLLC November 1999 - 2002
US Securities and Exchange Commission June 1997 - November 1999
Skills
Corporate Governance, Strategy, Corporate Finance, Mergers & Acquisitions, Corporate Law, Securities Regulation, Mergers, Private Equity, Securities, Venture Capital, Intellectual Property, Capital Markets, Equities
Education
Tulane University Law School 1993 — 1996
J.D.
Syracuse University 1989 — 1993
B.S., Public Relations
Ilana Jolson's US Securities and Exchange Commission Experience December 2012 - Present
Job Contract Specialist at US Securities and Exchange Commission
Industry Logistics and Supply Chain
Experience
US Securities and Exchange Commission December 2012 - Present
United States Postal Service August 2011 - December 2012
United States Postal Service July 2010 - August 2011
United States Postal Service July 2009 - July 2010
PricewaterhouseCoopers June 2008 - August 2008
Agency for Jewish Learning June 2006 - January 2008
American Red Cross June 2007 - August 2007
United Jewish Federation June 2006 - August 2006
Jewish Healthcare Foundation June 2005 - August 2005
Skills
Supplier Management, Six Sigma, Operations Management, Process Improvement, USPS, Procurement, Contract Management, Supply Chain Management, Purchasing, Policy, Supply Management, Strategic Sourcing, Government Contracting, Spend Analysis, Government Procurement, Change Management, Program Management, Government, Logistics, Business Process..., Federal Government, RFP, Project Management, Proposal Writing, Management, Cross-functional Team..., Negotiation, Training
Education
The George Washington University 2013 — 2015
M.S. in Government Contracts
University of Maryland College Park 2005 — 2008
Bachelor of Science, Operations Management
US Securities and Exchange Commission December 2012 - Present
United States Postal Service August 2011 - December 2012
United States Postal Service July 2010 - August 2011
United States Postal Service July 2009 - July 2010
PricewaterhouseCoopers June 2008 - August 2008
Agency for Jewish Learning June 2006 - January 2008
American Red Cross June 2007 - August 2007
United Jewish Federation June 2006 - August 2006
Jewish Healthcare Foundation June 2005 - August 2005
Skills
Supplier Management, Six Sigma, Operations Management, Process Improvement, USPS, Procurement, Contract Management, Supply Chain Management, Purchasing, Policy, Supply Management, Strategic Sourcing, Government Contracting, Spend Analysis, Government Procurement, Change Management, Program Management, Government, Logistics, Business Process..., Federal Government, RFP, Project Management, Proposal Writing, Management, Cross-functional Team..., Negotiation, Training
Education
The George Washington University 2013 — 2015
M.S. in Government Contracts
University of Maryland College Park 2005 — 2008
Bachelor of Science, Operations Management
Augusto (Gus) Macedo's US Securities and Exchange Commission Experience 1990 - 2000
Job Assistant General Counsel, Compliance at Calvert Investment Distributors, Inc.
Industry Financial Services
Experience
Calvert Investments, Inc. April 2005 - Present
Calvert Investment Management, Inc. (Registered Investment Adviser) 2005 - Present
Calvert Investments, Inc. 2005 - Present
Calvert Investment Distributors, Inc. (Broker-dealer) 2005 - Present
State Bar of Texas 1990 - 2014
State Bar of Texas 1990 - 2014
Ameritas Life Insurance Corporation (formerly, Acacia Life) 2000 - 2005
Ameritas Investment Corp. (formerly, The Advisors Group) 2000 - 2005
US Securities and Exchange Commission 1990 - 2000
SEC 1990 - 2000
Skills
Series 7, Risk Management, Mutual Funds, Securities, FINRA, Due Diligence, Hedge Funds, Corporate Governance, Executive Management, Securities Regulation, Financial Services, Mergers & Acquisitions, Policy, Asset Management, Investments, Finance, SEC, Series 24, Equities, Alternative Investments, AML, Fixed Income, Capital Markets, Series 63
Education
Texas Southern University—Thurgood Marshall School of Law 1987 — 1990
Juris Doctor (J.D.)
Tennessee State University 1982 — 1986
Bachelor of Science (BS), Political Science and Government
Calvert Investments, Inc. April 2005 - Present
Calvert Investment Management, Inc. (Registered Investment Adviser) 2005 - Present
Calvert Investments, Inc. 2005 - Present
Calvert Investment Distributors, Inc. (Broker-dealer) 2005 - Present
State Bar of Texas 1990 - 2014
State Bar of Texas 1990 - 2014
Ameritas Life Insurance Corporation (formerly, Acacia Life) 2000 - 2005
Ameritas Investment Corp. (formerly, The Advisors Group) 2000 - 2005
US Securities and Exchange Commission 1990 - 2000
SEC 1990 - 2000
Skills
Series 7, Risk Management, Mutual Funds, Securities, FINRA, Due Diligence, Hedge Funds, Corporate Governance, Executive Management, Securities Regulation, Financial Services, Mergers & Acquisitions, Policy, Asset Management, Investments, Finance, SEC, Series 24, Equities, Alternative Investments, AML, Fixed Income, Capital Markets, Series 63
Education
Texas Southern University—Thurgood Marshall School of Law 1987 — 1990
Juris Doctor (J.D.)
Tennessee State University 1982 — 1986
Bachelor of Science (BS), Political Science and Government
Reba McGinnis's US Securities and Exchange Commission Experience November 2004 - September 2007
Job Unit Chief at Immigration and Customs Enforcement
Industry Government Administration
Experience
Immigration and Customs Enforcement September 2007 - Present
US Securities and Exchange Commission November 2004 - September 2007
Treasury Inspector General for Tax Administration 2000 - 2004
Skills
Analysis, Corporate Finance, Government, Policy, Enforcement, Federal Government, Policy Analysis, National Security, Public Policy, Private Investigations, Fraud, Criminal Law
Education
The Johns Hopkins University 2012 — 2014
Master of Science (M.S.), Management
The George Washington University
Bachelor of Arts, Psychology
Immigration and Customs Enforcement September 2007 - Present
US Securities and Exchange Commission November 2004 - September 2007
Treasury Inspector General for Tax Administration 2000 - 2004
Skills
Analysis, Corporate Finance, Government, Policy, Enforcement, Federal Government, Policy Analysis, National Security, Public Policy, Private Investigations, Fraud, Criminal Law
Education
The Johns Hopkins University 2012 — 2014
Master of Science (M.S.), Management
The George Washington University
Bachelor of Arts, Psychology
Debra Brown's US Securities and Exchange Commission Experience 1987 - 1987
Job Securities Attorney, Designer, Monitor and Evaluator of compliance programs
Industry Financial Services
Experience
Brown & Associates LLC September 2000 - Present
Boston Compliance Group 1992 - 2012
National Regulatory Services, Inc. June 1997 - September 2000
Investors Bank & Trust June 1992 - August 1995
The Boston Company January 1990 - June 1992
Legal Services Corporation 1987 - 1988
US Securities and Exchange Commission 1987 - 1987
U.S. House of Representatives 1983 - 1984
Skills
Mutual Funds, Compliance, Investments, Securities, Financial Services, Hedge Funds, Asset Management, Alternative Investments, Due Diligence, Equities, Risk Management, Anti Money Laundering, Private Equity, Corporate Governance, Securities Regulation
Education
The Catholic University of America, Columbus School of Law 1985 — 1988
JD, Securities Law
Brown & Associates LLC September 2000 - Present
Boston Compliance Group 1992 - 2012
National Regulatory Services, Inc. June 1997 - September 2000
Investors Bank & Trust June 1992 - August 1995
The Boston Company January 1990 - June 1992
Legal Services Corporation 1987 - 1988
US Securities and Exchange Commission 1987 - 1987
U.S. House of Representatives 1983 - 1984
Skills
Mutual Funds, Compliance, Investments, Securities, Financial Services, Hedge Funds, Asset Management, Alternative Investments, Due Diligence, Equities, Risk Management, Anti Money Laundering, Private Equity, Corporate Governance, Securities Regulation
Education
The Catholic University of America, Columbus School of Law 1985 — 1988
JD, Securities Law
Renee Esfandiary's US Securities and Exchange Commission Experience October 2013 - Present
Job Assistant Director, OCIE at US Securities and Exchange Commission
Industry Security and Investigations
Experience
US Securities and Exchange Commission October 2013 - Present
US Securities and Exchange Commission December 2010 - Present
US Securities and Exchange Commission March 2010 - December 2010
US Securities and Exchange Commission June 2008 - March 2010
U.S. Securities and Exchange Commission March 2004 - June 2008
US Securities and Exchange Commission March 2003 - March 2004
McGuireWoods 1999 - 2003
Honorable Robert W. Wooldridge, III 1998 - 1999
Skills
Securities Regulation, Legal Research, Securities, Internal Investigations
Education
The College of William and Mary - Marshall Wythe Law School 1995 — 1998
JD
Tufts University 1991 — 1995
BS
Holton-Arms
Other
US Securities and Exchange Commission October 2013 - Present
US Securities and Exchange Commission December 2010 - Present
US Securities and Exchange Commission March 2010 - December 2010
US Securities and Exchange Commission June 2008 - March 2010
U.S. Securities and Exchange Commission March 2004 - June 2008
US Securities and Exchange Commission March 2003 - March 2004
McGuireWoods 1999 - 2003
Honorable Robert W. Wooldridge, III 1998 - 1999
Skills
Securities Regulation, Legal Research, Securities, Internal Investigations
Education
The College of William and Mary - Marshall Wythe Law School 1995 — 1998
JD
Tufts University 1991 — 1995
BS
Holton-Arms
Other
Abim Kolawole's US Securities and Exchange Commission Experience September 1995 - September 1998
Job Assistant General Counsel at Northwestern Mutual Life Insurance Company
Industry Law Practice
Experience
Northwestern Mutual March 2003 - Present
United States Army Reserve, JAG Corp 2000 - 2009
Bryan Cave LLP January 2000 - December 2003
Cadwalader, Wickersham & Taft LLP September 1998 - December 1999
US Securities and Exchange Commission September 1995 - September 1998
Skills
Capital Markets
Education
Suffolk University Law School 1993 — 1995
J.D. cum laude, law
Fletcher
Fletcher
Northwestern Mutual March 2003 - Present
United States Army Reserve, JAG Corp 2000 - 2009
Bryan Cave LLP January 2000 - December 2003
Cadwalader, Wickersham & Taft LLP September 1998 - December 1999
US Securities and Exchange Commission September 1995 - September 1998
Skills
Capital Markets
Education
Suffolk University Law School 1993 — 1995
J.D. cum laude, law
Fletcher
Fletcher
Rodney Johnson, MBA, MA, FAC-C III, FACP/PM III's US Securities and Exchange Commission Experience 2010 - 2012
Job Chief of Policy, PMF Class of 2012
Industry Government Administration
Experience
Defense Media Activity January 2015 - Present
Federal Government July 2012 - January 2015
Federal Government April 2013 - September 2013
US Securities and Exchange Commission 2010 - 2012
US Securities and Exchange Commission 2010 - 2012
US Securities and Exchange Commission 2010 - 2012
Bristol Myers Squibb August 1999 - January 2010
US Army August 1989 - January 2010
Skills
Contract Negotiation, Leadership, Forecasting, Strategic Planning, Operations Management, Project Management, Event Planning, Marketing Strategy, Government, Managed Care, Training, Salesforce.com, Logistics, Cross-functional Team..., Business Development, Process Improvement, Sales, Strategy, Account Management, Customer Service, Sales Management, Sales Operations, Policy, Leadership Development, Competitive Analysis, Healthcare, Business Strategy, Coaching, Marketing, Change Management, Management Consulting, Recruiting, Vendor Management, Organizational..., Risk Management, Security Clearance, Selling, Military, Budgets, Program Management, Team Leadership, Team Building, Medical Devices, New Business Development, Security, Contract Management, Procurement, Analysis, Project Planning
Education
Webster University 2004 — 2007
MBA, BUSINESS
The Citadel 1988 — 1992
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Webster University
MA, PROCUREMENT AND ACQUISITION
Defense Media Activity January 2015 - Present
Federal Government July 2012 - January 2015
Federal Government April 2013 - September 2013
US Securities and Exchange Commission 2010 - 2012
US Securities and Exchange Commission 2010 - 2012
US Securities and Exchange Commission 2010 - 2012
Bristol Myers Squibb August 1999 - January 2010
US Army August 1989 - January 2010
Skills
Contract Negotiation, Leadership, Forecasting, Strategic Planning, Operations Management, Project Management, Event Planning, Marketing Strategy, Government, Managed Care, Training, Salesforce.com, Logistics, Cross-functional Team..., Business Development, Process Improvement, Sales, Strategy, Account Management, Customer Service, Sales Management, Sales Operations, Policy, Leadership Development, Competitive Analysis, Healthcare, Business Strategy, Coaching, Marketing, Change Management, Management Consulting, Recruiting, Vendor Management, Organizational..., Risk Management, Security Clearance, Selling, Military, Budgets, Program Management, Team Leadership, Team Building, Medical Devices, New Business Development, Security, Contract Management, Procurement, Analysis, Project Planning
Education
Webster University 2004 — 2007
MBA, BUSINESS
The Citadel 1988 — 1992
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Webster University
MA, PROCUREMENT AND ACQUISITION
Deborah (Schwager) Froling's US Securities and Exchange Commission Experience August 1993 - May 1996
Job President at National Association of Women Lawyers
Industry Law Practice
Experience
Arent Fox LLP March 2006 - Present
National Association of Women Lawyers July 2013 - July 2014
Hirschler Fleischer December 2002 - March 2006
Kilpatrick Stockton April 2001 - November 2002
Hogan & Hartson May 1996 - March 2001
US Securities and Exchange Commission August 1993 - May 1996
Skills
Securities, Corporate Law, Corporate Governance, Securities Offerings, Joint Ventures, Securities Regulation, Private Equity, Due Diligence, Mergers, Corporate Finance, Real Estate, Private Placements, Mergers & Acquisitions, REIT, Financial Structuring, IPO, Syndications, Securities Litigation, Alternative Investments, Acquisitions, Equities, Venture Capital, Legal Writing, Business Transactions, Restructuring, Legal Advice
Education
The Catholic University of America, Columbus School of Law 1989 — 1993
JD
William & Mary 1982 — 1986
BA, Spanish literature and government
Arent Fox LLP March 2006 - Present
National Association of Women Lawyers July 2013 - July 2014
Hirschler Fleischer December 2002 - March 2006
Kilpatrick Stockton April 2001 - November 2002
Hogan & Hartson May 1996 - March 2001
US Securities and Exchange Commission August 1993 - May 1996
Skills
Securities, Corporate Law, Corporate Governance, Securities Offerings, Joint Ventures, Securities Regulation, Private Equity, Due Diligence, Mergers, Corporate Finance, Real Estate, Private Placements, Mergers & Acquisitions, REIT, Financial Structuring, IPO, Syndications, Securities Litigation, Alternative Investments, Acquisitions, Equities, Venture Capital, Legal Writing, Business Transactions, Restructuring, Legal Advice
Education
The Catholic University of America, Columbus School of Law 1989 — 1993
JD
William & Mary 1982 — 1986
BA, Spanish literature and government
Eric Garvey's US Securities and Exchange Commission Experience July 2003 - Present
Job Senior Special Counsel at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission July 2003 - Present
Skills
Securities Regulation, Securities, Legal Research, Litigation, Corporate Governance, AML, Fraud, FINRA, Investment Advisers Act, Securities Litigation, Internal Investigations, Corporate Law, Legal Writing, Capital Markets
Education
The Catholic University of America, Columbus School of Law 1998 — 2001
University of Maryland College Park
US Securities and Exchange Commission July 2003 - Present
Skills
Securities Regulation, Securities, Legal Research, Litigation, Corporate Governance, AML, Fraud, FINRA, Investment Advisers Act, Securities Litigation, Internal Investigations, Corporate Law, Legal Writing, Capital Markets
Education
The Catholic University of America, Columbus School of Law 1998 — 2001
University of Maryland College Park
Barry McCarty's US Securities and Exchange Commission Experience August 1988 - June 2005
Job CFTC Special Counsel DSIO
Industry Law Enforcement
Experience
Commodity Futures Trading Commission October 2013 - Present
US Commodity Futures Trading Commission July 2010 - September 2013
Schulte Roth & Zabel LLP April 2007 - July 2010
Federal Home Loan Bank of Pittsburgh June 2005 - July 2006
US Securities and Exchange Commission August 1988 - June 2005
Skills
Corporate Governance, SEC filings, Corporate Finance, Mergers, Securities Regulation
Education
The Catholic University of America, Columbus School of Law 1984 — 1988
JD, Law
Commodity Futures Trading Commission October 2013 - Present
US Commodity Futures Trading Commission July 2010 - September 2013
Schulte Roth & Zabel LLP April 2007 - July 2010
Federal Home Loan Bank of Pittsburgh June 2005 - July 2006
US Securities and Exchange Commission August 1988 - June 2005
Skills
Corporate Governance, SEC filings, Corporate Finance, Mergers, Securities Regulation
Education
The Catholic University of America, Columbus School of Law 1984 — 1988
JD, Law
Sana Abdu's US Securities and Exchange Commission Experience June 2007 - August 2007
Job International HR Professional
Industry Human Resources
Experience
General Dynamics Information Technology April 2015 - Present
Legacy July 2014 - October 2014
International Brotherhood of Teamsters May 2010 - May 2014
Schlumberger January 2009 - March 2009
US Securities and Exchange Commission June 2007 - August 2007
George Washington University October 2005 - January 2006
Hecht's Department Stores June 2004 - September 2004
U.S. Korea 2000 Foundation June 2001 - September 2003
Skills
Excel, Outlook, PowerPoint, Access, Retail, Microsoft Excel, Data Analysis, Training, Fundraising, Management, Payroll, Microsoft Word, Research, Administrative..., Employee Benefits, Coaching, Event Planning, Human Resources, Nonprofits, Government, Policy, Organizational...
Education
The George Washington University 2004 — 2008
Bachelor of Business Administration (BBA), Business Administration
The George Washington University - School of Business 2004 — 2008
Bachelor of Business Administration (B.B.A.), Human Resources Management/Personnel Administration, General
General Dynamics Information Technology April 2015 - Present
Legacy July 2014 - October 2014
International Brotherhood of Teamsters May 2010 - May 2014
Schlumberger January 2009 - March 2009
US Securities and Exchange Commission June 2007 - August 2007
George Washington University October 2005 - January 2006
Hecht's Department Stores June 2004 - September 2004
U.S. Korea 2000 Foundation June 2001 - September 2003
Skills
Excel, Outlook, PowerPoint, Access, Retail, Microsoft Excel, Data Analysis, Training, Fundraising, Management, Payroll, Microsoft Word, Research, Administrative..., Employee Benefits, Coaching, Event Planning, Human Resources, Nonprofits, Government, Policy, Organizational...
Education
The George Washington University 2004 — 2008
Bachelor of Business Administration (BBA), Business Administration
The George Washington University - School of Business 2004 — 2008
Bachelor of Business Administration (B.B.A.), Human Resources Management/Personnel Administration, General
Kraig Long's US Securities and Exchange Commission Experience May 2004 - May 2005
Job Labor & Employment Practice Chair/Partner at Tydings & Rosenberg LLP
Industry Law Practice
Experience
Tydings & Rosenberg LLP April 2014 - Present
Shawe & Rosenthal May 2005 - April 2014
US Securities and Exchange Commission May 2004 - May 2005
Arnold and Porter October 1999 - May 2004
U.S. District Court October 1998 - October 1999
Prudential Insurance 1990 - 1995
Skills
Employment Law, Internal Investigations, Courts, Employment..., Litigation, Arbitration, Commercial Litigation, Trade Secrets, Legal Research, Intellectual Property, Corporate Law, Legal Writing, Appeals, Civil Litigation, Discrimination
Education
University of Maryland School of Law 1995 — 1998
JD
Temple University 1990 — 1992
Bachelor of Business Administration (BBA), International Business
University of California, Los Angeles 1987 — 1989
Economics
Tydings & Rosenberg LLP April 2014 - Present
Shawe & Rosenthal May 2005 - April 2014
US Securities and Exchange Commission May 2004 - May 2005
Arnold and Porter October 1999 - May 2004
U.S. District Court October 1998 - October 1999
Prudential Insurance 1990 - 1995
Skills
Employment Law, Internal Investigations, Courts, Employment..., Litigation, Arbitration, Commercial Litigation, Trade Secrets, Legal Research, Intellectual Property, Corporate Law, Legal Writing, Appeals, Civil Litigation, Discrimination
Education
University of Maryland School of Law 1995 — 1998
JD
Temple University 1990 — 1992
Bachelor of Business Administration (BBA), International Business
University of California, Los Angeles 1987 — 1989
Economics
Mark F. McKeever, CPA's US Securities and Exchange Commission Experience November 2003 - November 2006
Job SVP at QED Financial Systems
Industry Financial Services
Experience
QED Financial Systems November 2006 - Present
US Securities and Exchange Commission November 2003 - November 2006
PNC Financial Services Group 1999 - 2003
Education
Widener University 1990 — 1994
M.S., Taxation and Finance
Temple University 1984 — 1985
B.S., Accounting
Villanova University 1980 — 1983
B.A., Communication Arts
QED Financial Systems November 2006 - Present
US Securities and Exchange Commission November 2003 - November 2006
PNC Financial Services Group 1999 - 2003
Education
Widener University 1990 — 1994
M.S., Taxation and Finance
Temple University 1984 — 1985
B.S., Accounting
Villanova University 1980 — 1983
B.A., Communication Arts
Daniel Tannenbaum Chaudoin's US Securities and Exchange Commission Experience 2000 - 2010
Job Partner at WilmerHale
Industry Law Practice
Experience
WilmerHale January 2013 - Present
WilmerHale 2010 - 2012
US Securities and Exchange Commission 2000 - 2010
Education
University of Chicago Law School 1993 — 1996
J.D.
Swarthmore College 1987 — 1991
B.A., Philosophy, History
WilmerHale January 2013 - Present
WilmerHale 2010 - 2012
US Securities and Exchange Commission 2000 - 2010
Education
University of Chicago Law School 1993 — 1996
J.D.
Swarthmore College 1987 — 1991
B.A., Philosophy, History
Jody Z. Moore CPA, CFE's US Securities and Exchange Commission Experience 1987 - 1989
Job Securities and Exchange Commission
Industry Government Administration
Experience
SEC November 2004 - Present
Ann Taylor 2004 - 2005
AMS Services, Inc. 2002 - 2004
Benick Brands USA, LLC 2001 - 2002
DirectAdvice.com 1999 - 2001
Excelsior Gaming LLC 1996 - 1999
Ameristar Casino 1995 - 1996
Hollywood Casino Corporation 1992 - 1995
Grace Energy 1989 - 1992
US Securities and Exchange Commission 1987 - 1989
Skills
Auditing, Accounting, SEC filings, Finance, Start-ups, Corporate Finance, Financial Analysis, Corporate Law, Forecasting, Budgets, Sarbanes-Oxley Act, Process Improvement, Financial Reporting, US GAAP, GAAP, SEC Filings
Education
Texas Tech University 1976 — 1980
BBA
Texas Tech University - Rawls College of Business 1976 — 1980
BBA
SEC November 2004 - Present
Ann Taylor 2004 - 2005
AMS Services, Inc. 2002 - 2004
Benick Brands USA, LLC 2001 - 2002
DirectAdvice.com 1999 - 2001
Excelsior Gaming LLC 1996 - 1999
Ameristar Casino 1995 - 1996
Hollywood Casino Corporation 1992 - 1995
Grace Energy 1989 - 1992
US Securities and Exchange Commission 1987 - 1989
Skills
Auditing, Accounting, SEC filings, Finance, Start-ups, Corporate Finance, Financial Analysis, Corporate Law, Forecasting, Budgets, Sarbanes-Oxley Act, Process Improvement, Financial Reporting, US GAAP, GAAP, SEC Filings
Education
Texas Tech University 1976 — 1980
BBA
Texas Tech University - Rawls College of Business 1976 — 1980
BBA
Peter DiMartino's US Securities and Exchange Commission Experience July 2003 - Present
Job Securities Compliance Examiner at SEC
Industry Government Administration
Experience
US Securities and Exchange Commission July 2003 - Present
Education
Temple University
Bachelor of Business Administration (BBA), Finance, General
US Securities and Exchange Commission July 2003 - Present
Education
Temple University
Bachelor of Business Administration (BBA), Finance, General
Ellery (Don) DeSanto's US Securities and Exchange Commission Experience October 1992 - December 1997
Job Senior Principal II Network Engineer at BAE Systems
Industry Information Technology and Services
Experience
BAE Systems May 2015 - Present
CloudShield Technologies a leidos company July 2013 - April 2015
CloudShield Technologies a leidos company September 2012 - July 2013
CloudShield Technologies an SAIC company March 2010 - September 2012
L-3 Titan April 2008 - March 2010
CACI December 1997 - April 2008
US Securities and Exchange Commission October 1992 - December 1997
BDM July 1990 - October 1992
US Navy January 1981 - July 1989
Skills
Security, Unix, Networking, Network Security, Routing, Enterprise Software, Integration, Computer Security, IP, Network Architecture, Information Assurance, Firewalls, CISSP, Virtualization, DoD, Architecture, Architectures, Management, Sales Engineering, Cloud Computing, Amazon EC2, TCP/IP
Education
Strayer University 1999 — 2001
B.S.
BAE Systems May 2015 - Present
CloudShield Technologies a leidos company July 2013 - April 2015
CloudShield Technologies a leidos company September 2012 - July 2013
CloudShield Technologies an SAIC company March 2010 - September 2012
L-3 Titan April 2008 - March 2010
CACI December 1997 - April 2008
US Securities and Exchange Commission October 1992 - December 1997
BDM July 1990 - October 1992
US Navy January 1981 - July 1989
Skills
Security, Unix, Networking, Network Security, Routing, Enterprise Software, Integration, Computer Security, IP, Network Architecture, Information Assurance, Firewalls, CISSP, Virtualization, DoD, Architecture, Architectures, Management, Sales Engineering, Cloud Computing, Amazon EC2, TCP/IP
Education
Strayer University 1999 — 2001
B.S.
Tony Byrne's US Securities and Exchange Commission Experience September 2000 - September 2006
Job Senior Counsel, Investigations at GE Capital
Industry Financial Services
Experience
GE Capital July 2011 - Present
GE Capital November 2010 - July 2011
GE Capital Debt Advisors October 2008 - November 2010
GE Capital September 2006 - November 2010
US Securities and Exchange Commission September 2000 - September 2006
New York Mercantile Exchange December 1998 - September 2000
New York County District Attorney's Office 1995 - 1998
United States Army Reserve May 1988 - May 1996
United States Army May 1985 - September 1986
Skills
Leadership, Litigation, Securities Regulation, Securities, Fraud, Loans, Legal Advice, Corporate Governance, Accounting, Due Diligence, Private Investigations, Commercial Litigation, Capital Markets, Risk Management, Structured Finance, FCPA
Education
The Catholic University of America, Columbus School of Law 1992 — 1995
B.A., History
The George Washington University 1983 — 1988
B.A., History
GE Capital July 2011 - Present
GE Capital November 2010 - July 2011
GE Capital Debt Advisors October 2008 - November 2010
GE Capital September 2006 - November 2010
US Securities and Exchange Commission September 2000 - September 2006
New York Mercantile Exchange December 1998 - September 2000
New York County District Attorney's Office 1995 - 1998
United States Army Reserve May 1988 - May 1996
United States Army May 1985 - September 1986
Skills
Leadership, Litigation, Securities Regulation, Securities, Fraud, Loans, Legal Advice, Corporate Governance, Accounting, Due Diligence, Private Investigations, Commercial Litigation, Capital Markets, Risk Management, Structured Finance, FCPA
Education
The Catholic University of America, Columbus School of Law 1992 — 1995
B.A., History
The George Washington University 1983 — 1988
B.A., History
Celia Spiritos's US Securities and Exchange Commission Experience 1987 - 1990
Job Assistant Director, Office of Career Services at Georgetown University Law Center
Industry Legal Services
Experience
Georgetown University Law Center January 2013 - Present
Holton-Arms School November 2009 - June 2012
Law Firm of Danielle Saunders June 2003 - 2006
Hogan & Hartson January 1996 - June 2003
Brownstein and Zeidman March 1994 - January 1996
US Securities and Exchange Commission 1987 - 1990
Skills
Legal Writing, Litigation, Intellectual Property, Legal Research, Nonprofits, Non-profits, Corporate Law, Community Outreach, Career Counseling, Public Speaking, Management, Securities Regulation, Securities, Public Policy, Fundraising
Education
SUNY Buffalo Law School 1984 — 1987
JD, Law
State University of New York at Buffalo 1980 — 1984
Bachelor of Science (B.S.), Management; Accounting
Georgetown University Law Center January 2013 - Present
Holton-Arms School November 2009 - June 2012
Law Firm of Danielle Saunders June 2003 - 2006
Hogan & Hartson January 1996 - June 2003
Brownstein and Zeidman March 1994 - January 1996
US Securities and Exchange Commission 1987 - 1990
Skills
Legal Writing, Litigation, Intellectual Property, Legal Research, Nonprofits, Non-profits, Corporate Law, Community Outreach, Career Counseling, Public Speaking, Management, Securities Regulation, Securities, Public Policy, Fundraising
Education
SUNY Buffalo Law School 1984 — 1987
JD, Law
State University of New York at Buffalo 1980 — 1984
Bachelor of Science (B.S.), Management; Accounting
Bill Meck's US Securities and Exchange Commission Experience March 1983 - April 2008
Job Meck Compliance Consulting LLC
Industry Government Relations
Experience
Meck Compliance Consulting LLC April 2008 - Present
US Securities and Exchange Commission March 1983 - April 2008
Education
Temple University - Fox School of Business and Management 1980 — 1983
MBA, Accounting, Computer Science
Meck Compliance Consulting LLC April 2008 - Present
US Securities and Exchange Commission March 1983 - April 2008
Education
Temple University - Fox School of Business and Management 1980 — 1983
MBA, Accounting, Computer Science
Mary Jo Parrino's US Securities and Exchange Commission Experience 1996 - 1998
Job Independent Law Practice Professional
Industry Law Practice
Experience
US Securities and Exchange Commission 1996 - 1998
Shaw Pittman Potts & Trowbridge 1989 - 1996
Telecommunications, Consumer Protection & Finance Subcom; Energy & Commerce Com; US House of Rep. 1983 - 1986
Skills
Corporate Law, Legal Writing, Legal Research, Financial Services
Education
The George Washington University Law School 1986 — 1989
JD, Law
The Catholic University of America 1979 — 1983
Bachelor's degree, Politics
US Securities and Exchange Commission 1996 - 1998
Shaw Pittman Potts & Trowbridge 1989 - 1996
Telecommunications, Consumer Protection & Finance Subcom; Energy & Commerce Com; US House of Rep. 1983 - 1986
Skills
Corporate Law, Legal Writing, Legal Research, Financial Services
Education
The George Washington University Law School 1986 — 1989
JD, Law
The Catholic University of America 1979 — 1983
Bachelor's degree, Politics
Yvonne Carter's US Securities and Exchange Commission Experience 1976 - 1984
Job Board of Directors
Industry Nonprofit Organization Management
Experience
Kennedy's Keepers Foundation January 2013 - Present
U.S. Office of Personnel Management January 2010 - September 2013
University of Virginia July 1999 - January 2010
Rappahannock-Rapidan Community Service Board 1985 - 1999
US Securities and Exchange Commission 1976 - 1984
Office of Management and Budget 1974 - 1976
Skills
Leadership Development, Talent Management, Public Speaking, Coaching, Performance Management, HR Consulting, Organizational..., Personnel Management, Human Resources, Leadership, Staff Development, Employee Relations, Conflict Resolution, Organizational..., Program Development, Program Management, Nonprofits
Education
The George Washington University 2007 — 2009
Masters, Human Resource Development
Kennedy's Keepers Foundation January 2013 - Present
U.S. Office of Personnel Management January 2010 - September 2013
University of Virginia July 1999 - January 2010
Rappahannock-Rapidan Community Service Board 1985 - 1999
US Securities and Exchange Commission 1976 - 1984
Office of Management and Budget 1974 - 1976
Skills
Leadership Development, Talent Management, Public Speaking, Coaching, Performance Management, HR Consulting, Organizational..., Personnel Management, Human Resources, Leadership, Staff Development, Employee Relations, Conflict Resolution, Organizational..., Program Development, Program Management, Nonprofits
Education
The George Washington University 2007 — 2009
Masters, Human Resource Development
Eric Chader's US Securities and Exchange Commission Experience March 2009 - July 2010
Job Chief Operating Officer at National Community Stabilization Trust
Industry Financial Services
Experience
National Community Stabilization Trust October 2013 - Present
Department of Treasury June 2011 - October 2013
US Treasury June 2010 - June 2011
US Securities and Exchange Commission March 2009 - July 2010
Fannie Mae July 2000 - January 2009
Skills
Mortgage Lending, Financial Risk, Governance, Financial Services, Strategic Planning, Risk Management, Finance, Program Management, Process Improvement, Portfolio Management, Capital Markets, Financial Analysis, Analysis, Due Diligence, Executive Management
Education
The George Washington University - School of Business 1998 — 2000
MBA, Finance
University of Delaware 1985 — 1989
BA, International Relations
National Community Stabilization Trust October 2013 - Present
Department of Treasury June 2011 - October 2013
US Treasury June 2010 - June 2011
US Securities and Exchange Commission March 2009 - July 2010
Fannie Mae July 2000 - January 2009
Skills
Mortgage Lending, Financial Risk, Governance, Financial Services, Strategic Planning, Risk Management, Finance, Program Management, Process Improvement, Portfolio Management, Capital Markets, Financial Analysis, Analysis, Due Diligence, Executive Management
Education
The George Washington University - School of Business 1998 — 2000
MBA, Finance
University of Delaware 1985 — 1989
BA, International Relations
Paul Mussey's US Securities and Exchange Commission Experience January 2014 - Present
Job Branch Chief Platform and Data Management at U.S. Securities and Exchange Commission
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission January 2014 - Present
US Securities and Exchange Commission April 2012 - December 2013
U.S. International Trade Commission 1997 - April 2012
Naval Surface Warfare Center, Carderock Division, U.S.Navy 1994 - 1997
Skills
Oracle, Netezza, Microsoft SQL Server, Big Data, F5 BigIP, Hadoop, Datastage, Grails, PL/SQL, ASP.NET, Red Hat Linux, XML, Tomcat, Apache, IIS, Access Database, Java, C++, Windows Server, PHP, Erwin, ER/Studio, Data Modeling, Data Warehousing, Perl
Education
The George Washington University
B.S., Electrical Engineering, Computer Option, Electrical Engineering/Computer Engineering
U.S. Securities and Exchange Commission January 2014 - Present
US Securities and Exchange Commission April 2012 - December 2013
U.S. International Trade Commission 1997 - April 2012
Naval Surface Warfare Center, Carderock Division, U.S.Navy 1994 - 1997
Skills
Oracle, Netezza, Microsoft SQL Server, Big Data, F5 BigIP, Hadoop, Datastage, Grails, PL/SQL, ASP.NET, Red Hat Linux, XML, Tomcat, Apache, IIS, Access Database, Java, C++, Windows Server, PHP, Erwin, ER/Studio, Data Modeling, Data Warehousing, Perl
Education
The George Washington University
B.S., Electrical Engineering, Computer Option, Electrical Engineering/Computer Engineering
Caitlin Colesanti's US Securities and Exchange Commission Experience May 2012 - December 2012
Job Associate at White & Case LLP
Industry Law Practice
Experience
White & Case LLP October 2014 - Present
White & Case May 2013 - July 2013
US Securities and Exchange Commission May 2012 - December 2012
Business Intelligence Advisors June 2009 - July 2011
J.P. Morgan June 2008 - August 2008
Christie's January 2008 - May 2008
Education
The George Washington University Law School 2011 — 2014
Doctor of Law (J.D.)
Williams College 2005 — 2009
Bachelor of Arts (B.A.), Art History
White & Case LLP October 2014 - Present
White & Case May 2013 - July 2013
US Securities and Exchange Commission May 2012 - December 2012
Business Intelligence Advisors June 2009 - July 2011
J.P. Morgan June 2008 - August 2008
Christie's January 2008 - May 2008
Education
The George Washington University Law School 2011 — 2014
Doctor of Law (J.D.)
Williams College 2005 — 2009
Bachelor of Arts (B.A.), Art History
Blaise Rhodes's US Securities and Exchange Commission Experience April 2005 - Present
Job Accountant at US Securities and Exchange Commission
Industry Accounting
Experience
US Securities and Exchange Commission April 2005 - Present
CBIZ July 1988 - March 2005
Education
The Catholic University of America 1984 — 1988
BA, Accounting
US Securities and Exchange Commission April 2005 - Present
CBIZ July 1988 - March 2005
Education
The Catholic University of America 1984 — 1988
BA, Accounting
Ilaria Bangara's US Securities and Exchange Commission Experience August 2011 - December 2011
Job Legal Intern at the U.S. Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission August 2011 - December 2011
Catholic University Columbus School of Law October 2010 - May 2011
U.S. Court of International Trade May 2009 - August 2009
Cleary Gottlieb Steen & Hamilton LLP 2006 - 2008
Education
The Catholic University of America, Columbus School of Law 2008 — 2012
JD
Universidad Torcuato di Tella 2005 — 2005
Economics
The George Washington University - School of Business 2002 — 2005
Bachelor of Business Administration, International Business, Economics, and Spanish
US Securities and Exchange Commission August 2011 - December 2011
Catholic University Columbus School of Law October 2010 - May 2011
U.S. Court of International Trade May 2009 - August 2009
Cleary Gottlieb Steen & Hamilton LLP 2006 - 2008
Education
The Catholic University of America, Columbus School of Law 2008 — 2012
JD
Universidad Torcuato di Tella 2005 — 2005
Economics
The George Washington University - School of Business 2002 — 2005
Bachelor of Business Administration, International Business, Economics, and Spanish
Golkouh Ghassemlou's US Securities and Exchange Commission Experience September 2010 - September 2011
Job
Industry Law Practice
Experience
WilmerHale September 2011 - Present
US Securities and Exchange Commission September 2010 - September 2011
Pershing May 2010 - June 2010
Steptoe & Johnson LLP June 2007 - May 2010
National Fish and Wildlife Foundation August 2006 - June 2007
Education
The Catholic University of America, Columbus School of Law 2007 — 2011
Vanderbilt University 2002 — 2006
BA, Biology
WilmerHale September 2011 - Present
US Securities and Exchange Commission September 2010 - September 2011
Pershing May 2010 - June 2010
Steptoe & Johnson LLP June 2007 - May 2010
National Fish and Wildlife Foundation August 2006 - June 2007
Education
The Catholic University of America, Columbus School of Law 2007 — 2011
Vanderbilt University 2002 — 2006
BA, Biology
Frank Buda's US Securities and Exchange Commission Experience October 2012 - Present
Job Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission October 2012 - Present
Investment Adviser Association May 2012 - October 2012
US Securities and Exchange Commission May 2011 - August 2011
United States Attorney's Office for the District of Columbia June 2010 - August 2010
Skills
Legal Writing, Corporate Law, Research, Economics, Public Speaking, Securities, Legal Research, Legal Compliance, Regulatory Examinations
Education
University of Michigan Law School 2009 — 2012
Juris Doctor, cum laude
The George Washington University 2005 — 2009
Bachelor of Arts, magna cum laude, Political Science and Philosophy
London School of Economics and Political Science 2007 — 2008
Political Philosophy & Jurisprudence
U.S. Securities and Exchange Commission October 2012 - Present
Investment Adviser Association May 2012 - October 2012
US Securities and Exchange Commission May 2011 - August 2011
United States Attorney's Office for the District of Columbia June 2010 - August 2010
Skills
Legal Writing, Corporate Law, Research, Economics, Public Speaking, Securities, Legal Research, Legal Compliance, Regulatory Examinations
Education
University of Michigan Law School 2009 — 2012
Juris Doctor, cum laude
The George Washington University 2005 — 2009
Bachelor of Arts, magna cum laude, Political Science and Philosophy
London School of Economics and Political Science 2007 — 2008
Political Philosophy & Jurisprudence
Joshua Neiman's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Associate at Simpson Thacher & Bartlett LLP
Industry Law Practice
Experience
Simpson Thacher & Bartlett LLP October 2013 - Present
Winget, Spadafora & Schwartzberg LLP September 2013 - October 2013
US Securities and Exchange Commission May 2012 - August 2012
Chambers of Judge Andrew Guilford January 2012 - May 2012
UCLA Law Library May 2011 - August 2011
Capitol Partners, Inc. January 2008 - July 2010
Education
UCLA School of Law 2010 — 2013
Doctor of Law (JD)
The George Washington University 2006 — 2009
BA, Political Science
Simpson Thacher & Bartlett LLP October 2013 - Present
Winget, Spadafora & Schwartzberg LLP September 2013 - October 2013
US Securities and Exchange Commission May 2012 - August 2012
Chambers of Judge Andrew Guilford January 2012 - May 2012
UCLA Law Library May 2011 - August 2011
Capitol Partners, Inc. January 2008 - July 2010
Education
UCLA School of Law 2010 — 2013
Doctor of Law (JD)
The George Washington University 2006 — 2009
BA, Political Science
Hassan Maddahian's US Securities and Exchange Commission Experience June 2013 - Present
Job Big Data/Netezza SME at Blue Shield of California
Industry Information Technology and Services
Experience
Blue Shield of California September 2014 - Present
US Securities and Exchange Commission June 2013 - Present
Fannie Mae 2015 - 2015
Fannie Mae 2015 - 2015
FINRA June 2010 - June 2013
Bearingpoint January 2005 - April 2009
Geico, Inc. August 2003 - December 2004
Verizon Communications, Inc. January 2001 - April 2003
Aspen Publishers, Inc. June 2000 - December 2000
Skills
Data Modeling, Data Warehousing, Hadoop, Netezza, Greenplum, Database Design, Enterprise Architecture, ETL, Unix Shell Scripting, Datastage, Linux, Shell Scripting, PostgreSQL, Perl, SDLC, Unix, Oracle, Data Warehouse..., Data Migration, Database Administration, PL/SQL, Performance Tuning, Architectures, Sybase, Big Data, Data Integration, Informatica, SOA, Data Architecture, Databases, DataStage, Architecture
Education
Texas Southern University 1982 — 1986
BS, E.E
Blue Shield of California September 2014 - Present
US Securities and Exchange Commission June 2013 - Present
Fannie Mae 2015 - 2015
Fannie Mae 2015 - 2015
FINRA June 2010 - June 2013
Bearingpoint January 2005 - April 2009
Geico, Inc. August 2003 - December 2004
Verizon Communications, Inc. January 2001 - April 2003
Aspen Publishers, Inc. June 2000 - December 2000
Skills
Data Modeling, Data Warehousing, Hadoop, Netezza, Greenplum, Database Design, Enterprise Architecture, ETL, Unix Shell Scripting, Datastage, Linux, Shell Scripting, PostgreSQL, Perl, SDLC, Unix, Oracle, Data Warehouse..., Data Migration, Database Administration, PL/SQL, Performance Tuning, Architectures, Sybase, Big Data, Data Integration, Informatica, SOA, Data Architecture, Databases, DataStage, Architecture
Education
Texas Southern University 1982 — 1986
BS, E.E
Andrew Gunther's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Associate at Wilson Sonsini Goodrich & Rosati
Industry Law Practice
Experience
Wilson Sonsini Goodrich & Rosati September 2015 - Present
Wilson Sonsini Goodrich & Rosati August 2014 - September 2015
Wilson Sonsini Goodrich & Rosati June 2014 - August 2014
US Securities and Exchange Commission May 2013 - August 2013
Proskauer Rose LLP April 2011 - June 2012
Bridgewater Associates August 2010 - April 2011
Updata Partners June 2010 - August 2010
First Choice Marketing 2006 - 2009
Skills
Private Equity, Mergers & Acquisitions, Venture Capital, Finance, Capital Markets, Corporate Finance, Corporate Governance, Corporate Law, Due Diligence, Entrepreneurial Finance, Federal Government..., IPO, Legal Research, Legal Writing, Securities, Securities Regulation, Start-up Consulting, Start-ups
Education
The George Washington University Law School 2012 — 2015
Juris Doctor (J.D.)
Vanderbilt University 2006 — 2010
B.A., History, Corporate Strategy
London School of Economics and Political Science 2008 — 2008
Financial Accounting, Marketing
The Pingry School 2002 — 2006
Wilson Sonsini Goodrich & Rosati September 2015 - Present
Wilson Sonsini Goodrich & Rosati August 2014 - September 2015
Wilson Sonsini Goodrich & Rosati June 2014 - August 2014
US Securities and Exchange Commission May 2013 - August 2013
Proskauer Rose LLP April 2011 - June 2012
Bridgewater Associates August 2010 - April 2011
Updata Partners June 2010 - August 2010
First Choice Marketing 2006 - 2009
Skills
Private Equity, Mergers & Acquisitions, Venture Capital, Finance, Capital Markets, Corporate Finance, Corporate Governance, Corporate Law, Due Diligence, Entrepreneurial Finance, Federal Government..., IPO, Legal Research, Legal Writing, Securities, Securities Regulation, Start-up Consulting, Start-ups
Education
The George Washington University Law School 2012 — 2015
Juris Doctor (J.D.)
Vanderbilt University 2006 — 2010
B.A., History, Corporate Strategy
London School of Economics and Political Science 2008 — 2008
Financial Accounting, Marketing
The Pingry School 2002 — 2006
Mark McKeever's US Securities and Exchange Commission Experience 2003 - 2006
Job Director at KPMG Advisory
Industry Management Consulting
Experience
KPMG LLP June 2009 - Present
QED Financial Systems, Inc. 2006 - 2009
US Securities and Exchange Commission 2003 - 2006
PFPC 1999 - 2003
JP Morgan Asset Management December 1995 - November 1999
Skills
Hedge Funds, Alternative Investments, Securities, Mutual Funds, Portfolio Management, Internal Controls, Private Equity, Due Diligence, Asset Management, Investments, Risk Assessment, Fund Administration, Fund Of Funds, Back Office, Regulatory Affairs, Financial Services, AML, Capital Markets, Investment Management, Fund Accounting, Enterprise Risk..., Investment Advisory, Wealth Management
Education
Temple University
BS, Accounting
Villanova University
BA, Communication Arts
Widener University
MS, Taxation and Finance
KPMG LLP June 2009 - Present
QED Financial Systems, Inc. 2006 - 2009
US Securities and Exchange Commission 2003 - 2006
PFPC 1999 - 2003
JP Morgan Asset Management December 1995 - November 1999
Skills
Hedge Funds, Alternative Investments, Securities, Mutual Funds, Portfolio Management, Internal Controls, Private Equity, Due Diligence, Asset Management, Investments, Risk Assessment, Fund Administration, Fund Of Funds, Back Office, Regulatory Affairs, Financial Services, AML, Capital Markets, Investment Management, Fund Accounting, Enterprise Risk..., Investment Advisory, Wealth Management
Education
Temple University
BS, Accounting
Villanova University
BA, Communication Arts
Widener University
MS, Taxation and Finance
Tyneise Wilson's US Securities and Exchange Commission Experience May 2012 - Present
Job Program Manager at US Securities and Exchange Commission
Industry Government Administration
Experience
US Securities and Exchange Commission May 2012 - Present
USDA January 2009 - May 2012
USDA May 2008 - August 2008
Supreme Court of the U.S. May 2007 - August 2007
Temple University August 2006 - April 2007
Skills
Social Media, Public Relations, Public Speaking, Organization
Education
Temple University 2004 — 2009
Bachelor of Arts, Public Relations
US Securities and Exchange Commission May 2012 - Present
USDA January 2009 - May 2012
USDA May 2008 - August 2008
Supreme Court of the U.S. May 2007 - August 2007
Temple University August 2006 - April 2007
Skills
Social Media, Public Relations, Public Speaking, Organization
Education
Temple University 2004 — 2009
Bachelor of Arts, Public Relations
Kevin Zambrowicz's US Securities and Exchange Commission Experience 2011 - 2012
Job Managing Director and Associate General Counsel at Securities Industry and Financial Markets Association (SIFMA)
Industry Government Administration
Experience
Securities Industry and Financial Markets Association (SIFMA) 2012 - Present
U.S Securities and Exchange Commission 2011 - 2012
Bingham McCutchen 2005 - 2011
Sutherland Asbill & Brennan LLP 2005 - 2005
Arnold & Porter LLP 2001 - 2005
US Securities and Exchange Commission 1997 - 2001
Arnold & Porter 1995 - 1997
Skills
Securities Regulation, Securities, SEC, Capital Markets, Dodd-Frank, Legal Writing, Corporate Governance, Broker-Dealer, Corporate Finance, Banking Law, Investment Advisory, FINRA, Privacy Law, Derivatives, Litigation, Securities Litigation, Financial Regulation, Commercial Litigation, Arbitration, AML, FCPA, Equities, Corporate Law, Options, Investments, Hedge Funds, Investment Management, Financial Services, Finance, Due Diligence
Education
The Catholic University of America, Columbus School of Law 1992 — 1995
JD, Law
The Catholic University of America 1988 — 1992
B.A, Philosophy
Securities Industry and Financial Markets Association (SIFMA) 2012 - Present
U.S Securities and Exchange Commission 2011 - 2012
Bingham McCutchen 2005 - 2011
Sutherland Asbill & Brennan LLP 2005 - 2005
Arnold & Porter LLP 2001 - 2005
US Securities and Exchange Commission 1997 - 2001
Arnold & Porter 1995 - 1997
Skills
Securities Regulation, Securities, SEC, Capital Markets, Dodd-Frank, Legal Writing, Corporate Governance, Broker-Dealer, Corporate Finance, Banking Law, Investment Advisory, FINRA, Privacy Law, Derivatives, Litigation, Securities Litigation, Financial Regulation, Commercial Litigation, Arbitration, AML, FCPA, Equities, Corporate Law, Options, Investments, Hedge Funds, Investment Management, Financial Services, Finance, Due Diligence
Education
The Catholic University of America, Columbus School of Law 1992 — 1995
JD, Law
The Catholic University of America 1988 — 1992
B.A, Philosophy
Andy Creighton's US Securities and Exchange Commission Experience May 1994 - July 1994
Job Associate General Counsel at CenturyLink
Industry Legal Services
Experience
CenturyLink March 2000 - Present
Ballard Spahr LLP January 1999 - March 2000
Cohen Brame & Smith April 1998 - December 1998
Bearman Talesnick & Clowdus June 1996 - April 1998
ING May 1995 - April 1996
US Securities and Exchange Commission May 1994 - July 1994
Deloitte & Touche August 1992 - July 1993
KPMG July 1991 - May 1992
Skills
Corporate Governance, Corporate Law, Mergers & Acquisitions, Contract Negotiation, Data Security, Dispute Resolution, Due Diligence, HIPAA, Hosting, Intellectual Property, Internet, LLC, Network Security, Risk Assessment, Securities, Telecommunications, VoIP, Accounting, Auditing, Tax Preparation
Education
University of Colorado School of Law 1993 — 1996
JD
The University of Texas at El Paso 1988 — 1991
BBA, Accounting
Texas A&M University 1987 — 1988
CenturyLink March 2000 - Present
Ballard Spahr LLP January 1999 - March 2000
Cohen Brame & Smith April 1998 - December 1998
Bearman Talesnick & Clowdus June 1996 - April 1998
ING May 1995 - April 1996
US Securities and Exchange Commission May 1994 - July 1994
Deloitte & Touche August 1992 - July 1993
KPMG July 1991 - May 1992
Skills
Corporate Governance, Corporate Law, Mergers & Acquisitions, Contract Negotiation, Data Security, Dispute Resolution, Due Diligence, HIPAA, Hosting, Intellectual Property, Internet, LLC, Network Security, Risk Assessment, Securities, Telecommunications, VoIP, Accounting, Auditing, Tax Preparation
Education
University of Colorado School of Law 1993 — 1996
JD
The University of Texas at El Paso 1988 — 1991
BBA, Accounting
Texas A&M University 1987 — 1988
Mykaila Tassin DeLesDernier's US Securities and Exchange Commission Experience September 2012 - Present
Job Attorney in the Office of the General Counsel at the US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission September 2012 - Present
Bingham McCutchen October 2010 - September 2012
Virginia Court of Appeals August 2009 - December 2009
Bingham McCutchen June 2009 - August 2009
Education
The College of William and Mary - Marshall Wythe Law School 2007 — 2010
JD, law
University of Oklahoma 2004 — 2007
Bachelor of Arts, Political Science
US Securities and Exchange Commission September 2012 - Present
Bingham McCutchen October 2010 - September 2012
Virginia Court of Appeals August 2009 - December 2009
Bingham McCutchen June 2009 - August 2009
Education
The College of William and Mary - Marshall Wythe Law School 2007 — 2010
JD, law
University of Oklahoma 2004 — 2007
Bachelor of Arts, Political Science
Adam Ray's US Securities and Exchange Commission Experience April 2012 - Present
Job Division of Trading and Markets at US Securities and Exchange Commission
Industry Capital Markets
Experience
US Securities and Exchange Commission April 2012 - Present
Execution-Noble LLC February 2009 - January 2011
First Q Capital February 2006 - February 2009
MSD Capital February 2001 - February 2006
Skills
Capital Markets, Hedge Funds, Equities, Banking, Financial Analysis, Trading, Portfolio Management, Derivatives, Asset Management, Finance, Financial Risk, Corporate Governance, Credit Risk, Financial Regulation, Asset Managment, Securities Regulation, Investments, Liquidity Risk, Mutual Funds, Equity Trading, Bonds, Securities, Fixed Income, Market Regulation, Stress Testing, Funding, Counterparty Risk, Compliance, Bloomberg, Bloomberg Terminal
Education
University of California, Irvine-Paul Merage School of Business 2010 — 2012
Master of Business Administration (M.B.A.)
Syracuse University - Martin J. Whitman School of Management 1992 — 1996
B.S.
US Securities and Exchange Commission April 2012 - Present
Execution-Noble LLC February 2009 - January 2011
First Q Capital February 2006 - February 2009
MSD Capital February 2001 - February 2006
Skills
Capital Markets, Hedge Funds, Equities, Banking, Financial Analysis, Trading, Portfolio Management, Derivatives, Asset Management, Finance, Financial Risk, Corporate Governance, Credit Risk, Financial Regulation, Asset Managment, Securities Regulation, Investments, Liquidity Risk, Mutual Funds, Equity Trading, Bonds, Securities, Fixed Income, Market Regulation, Stress Testing, Funding, Counterparty Risk, Compliance, Bloomberg, Bloomberg Terminal
Education
University of California, Irvine-Paul Merage School of Business 2010 — 2012
Master of Business Administration (M.B.A.)
Syracuse University - Martin J. Whitman School of Management 1992 — 1996
B.S.
John Popham's US Securities and Exchange Commission Experience 2003 - 2012
Job Consultant and Mediator
Industry Law Practice
Experience
Law Office of John Popham August 2012 - Present
US Securities and Exchange Commission 2003 - 2012
McGuire, Craddock & Strother January 1992 - September 2003
Education
The University of Texas School of Law
J.D.
Texas Christian University 1963 — 1967
Bachelor of Arts (B.A.)
Law Office of John Popham August 2012 - Present
US Securities and Exchange Commission 2003 - 2012
McGuire, Craddock & Strother January 1992 - September 2003
Education
The University of Texas School of Law
J.D.
Texas Christian University 1963 — 1967
Bachelor of Arts (B.A.)
Alexandra Orsini's US Securities and Exchange Commission Experience January 2013 - May 2013
Job Associate at Fried Frank
Industry Law Practice
Experience
Fried Frank October 2014 - Present
Rees Broome, PC May 2013 - September 2013
US Securities and Exchange Commission January 2013 - May 2013
Domestic Violence Unit Pro Bono Project August 2012 - December 2012
Skills
Legal Research, Event Planning, Microsoft Word, Research, Legal Issues, Spanish, People-oriented, Microsoft Excel, Public Speaking, Event Management, Social Media, Time Management, Writing, Salesforce.com, PowerPoint, Westlaw, Microsoft Office, Legal Research and..., Employment Law, Word, Excel, Organization, Communication, Legal Writing, Lexis, Editing, Community Outreach, Fundraising, Nonprofits, Social Networking
Education
The George Washington University Law School 2012 — 2014
J.D.
University of Virginia 2007 — 2011
Bachelors of Arts, English & Spanish
University of Virginia in Valencia 2009 — 2009
Fried Frank October 2014 - Present
Rees Broome, PC May 2013 - September 2013
US Securities and Exchange Commission January 2013 - May 2013
Domestic Violence Unit Pro Bono Project August 2012 - December 2012
Skills
Legal Research, Event Planning, Microsoft Word, Research, Legal Issues, Spanish, People-oriented, Microsoft Excel, Public Speaking, Event Management, Social Media, Time Management, Writing, Salesforce.com, PowerPoint, Westlaw, Microsoft Office, Legal Research and..., Employment Law, Word, Excel, Organization, Communication, Legal Writing, Lexis, Editing, Community Outreach, Fundraising, Nonprofits, Social Networking
Education
The George Washington University Law School 2012 — 2014
J.D.
University of Virginia 2007 — 2011
Bachelors of Arts, English & Spanish
University of Virginia in Valencia 2009 — 2009
Lori Lawson's US Securities and Exchange Commission Experience 2009 - 2011
Job Chief Procurement Office at U.S. Department of Homeland Security
Industry Government Administration
Experience
U.S. Department of Homeland Security June 2015 - Present
U.S. Department of Homeland Security August 2011 - June 2015
US Securities and Exchange Commission 2009 - 2011
US Department of Homeland Security September 2003 - December 2009
U.S. Department of the Treasury July 1993 - September 2003
United States Air Force January 1983 - December 1992
Skills
Federal Government, Government Contracting, Government Procurement, Government Contracts, DFAR, Program Administration, Business Analysis, FAR, Federal Law, Government
Education
The George Washington University 2004 — 2006
Masters, Government Acquisition
University of Maryland University College 1988 — 1992
Bachelor of Science, Accounting
U.S. Department of Homeland Security June 2015 - Present
U.S. Department of Homeland Security August 2011 - June 2015
US Securities and Exchange Commission 2009 - 2011
US Department of Homeland Security September 2003 - December 2009
U.S. Department of the Treasury July 1993 - September 2003
United States Air Force January 1983 - December 1992
Skills
Federal Government, Government Contracting, Government Procurement, Government Contracts, DFAR, Program Administration, Business Analysis, FAR, Federal Law, Government
Education
The George Washington University 2004 — 2006
Masters, Government Acquisition
University of Maryland University College 1988 — 1992
Bachelor of Science, Accounting
Chaohui Liang's US Securities and Exchange Commission Experience September 2011 - July 2012
Job International Associate at Covington & Burling
Industry Law Enforcement
Experience
Covington & Burling April 2013 - Present
US Securities and Exchange Commission September 2011 - July 2012
LexisNexis March 2010 - August 2010
High People's Court of Hebei Province June 2009 - September 2009
Skills
Piano Performance, Comic Books, Legal Research, Corporate Law, Intellectual Property, Securities Regulation, Piano
Education
The George Washington University 2010 — 2011
llm, Law
East China University of Political Science and Law 2006 — 2010
BA, Chinese Civil and Commercial Law
Universidad de Navarra 2008 — 2009
visiting student, Law
Covington & Burling April 2013 - Present
US Securities and Exchange Commission September 2011 - July 2012
LexisNexis March 2010 - August 2010
High People's Court of Hebei Province June 2009 - September 2009
Skills
Piano Performance, Comic Books, Legal Research, Corporate Law, Intellectual Property, Securities Regulation, Piano
Education
The George Washington University 2010 — 2011
llm, Law
East China University of Political Science and Law 2006 — 2010
BA, Chinese Civil and Commercial Law
Universidad de Navarra 2008 — 2009
visiting student, Law
Kimberly Pierson's US Securities and Exchange Commission Experience March 2008 - Present
Job
Industry Security and Investigations
Experience
US Securities and Exchange Commission March 2008 - Present
Skills
Security Clearance, Security Audits, e-QIP, PIPs & CVS, Background Checks, Information Technology, Information Security, Information Security..., Access Control..., Applications Software..., eVerify - TNC resolution, HSPD-12/ Sponsorship..., American Sign Language, Human Resources, Position Sensitivity...
Education
Strayer University (VA)
Bachelor's degree, Information Technology
US Securities and Exchange Commission March 2008 - Present
Skills
Security Clearance, Security Audits, e-QIP, PIPs & CVS, Background Checks, Information Technology, Information Security, Information Security..., Access Control..., Applications Software..., eVerify - TNC resolution, HSPD-12/ Sponsorship..., American Sign Language, Human Resources, Position Sensitivity...
Education
Strayer University (VA)
Bachelor's degree, Information Technology
Eric Gallinek's US Securities and Exchange Commission Experience September 1988 - August 1994
Job Managing Director, Global Compliance Head Global Banking & Markets and International at Bank of America
Industry Financial Services
Experience
Bank of America Merrill Lynch January 2015 - Present
Deutsche Bank AG July 2003 - January 2015
Deutsche Bank March 1997 - June 2003
Investment Management Regulatory Organisation / FSA September 1994 - February 1997
US Securities and Exchange Commission September 1988 - August 1994
Education
Syracuse University College of Law 1985 — 1988
Doctor of Law (J.D.)
University of Virginia 1981 — 1985
Bachelor of Arts (B.A.), Economics
Bank of America Merrill Lynch January 2015 - Present
Deutsche Bank AG July 2003 - January 2015
Deutsche Bank March 1997 - June 2003
Investment Management Regulatory Organisation / FSA September 1994 - February 1997
US Securities and Exchange Commission September 1988 - August 1994
Education
Syracuse University College of Law 1985 — 1988
Doctor of Law (J.D.)
University of Virginia 1981 — 1985
Bachelor of Arts (B.A.), Economics
Leanne Vaeth's US Securities and Exchange Commission Experience September 1995 - Present
Job Management and Program Analyst at US Securities and Exchange Commission
Industry
Experience
US Securities and Exchange Commission September 1995 - Present
Education
The George Washington University
Master's degree, Public Administration
University of Washington
Bachelor's degree, Political Science
US Securities and Exchange Commission September 1995 - Present
Education
The George Washington University
Master's degree, Public Administration
University of Washington
Bachelor's degree, Political Science
Garrick Donnelly's US Securities and Exchange Commission Experience September 2013 - May 2014
Job Student Intern at US Securities and Exchange Commission
Industry International Affairs
Experience
The George Washington University, Lerner Health and Wellness Center August 2013 - Present
US Securities and Exchange Commission September 2013 - May 2014
Skills
Customer Service, Conflict Resolution, Microsoft Office, Windows & Mac operating..., SPSS
Education
The George Washington University 2012 — 2016
Bachelor of Arts (BA), Economics & International Affairs
The George Washington University, Lerner Health and Wellness Center August 2013 - Present
US Securities and Exchange Commission September 2013 - May 2014
Skills
Customer Service, Conflict Resolution, Microsoft Office, Windows & Mac operating..., SPSS
Education
The George Washington University 2012 — 2016
Bachelor of Arts (BA), Economics & International Affairs
Kelly Emerson's US Securities and Exchange Commission Experience January 2013 - May 2013
Job Technical Services at Epic
Industry Information Technology and Services
Experience
Epic August 2014 - Present
The George Washington University Facilities Department August 2013 - May 2014
The George Washington University Alternative Breaks Program April 2013 - May 2014
US Department of the Treasury May 2013 - August 2013
US Securities and Exchange Commission January 2013 - May 2013
Massage Envy May 2012 - August 2012
No Labels October 2011 - April 2012
The George Washington University Alternative Breaks Program April 2011 - April 2012
The George Washington University Housing Program May 2011 - August 2011
Colonial Connection May 2011 - July 2011
Skills
Leadership, Customer Service, Data Analysis, Microsoft Excel, PowerPoint, Microsoft Word, Teamwork, Management, Community Outreach
Education
The George Washington University 2010 — 2014
Bachelor's Degree
Epic August 2014 - Present
The George Washington University Facilities Department August 2013 - May 2014
The George Washington University Alternative Breaks Program April 2013 - May 2014
US Department of the Treasury May 2013 - August 2013
US Securities and Exchange Commission January 2013 - May 2013
Massage Envy May 2012 - August 2012
No Labels October 2011 - April 2012
The George Washington University Alternative Breaks Program April 2011 - April 2012
The George Washington University Housing Program May 2011 - August 2011
Colonial Connection May 2011 - July 2011
Skills
Leadership, Customer Service, Data Analysis, Microsoft Excel, PowerPoint, Microsoft Word, Teamwork, Management, Community Outreach
Education
The George Washington University 2010 — 2014
Bachelor's Degree
Department of Veterans Affairs
US Census Bureau
U.S. Department of Veterans Affairs
FDA
USAID
US Fish and Wildlife Service
TSA
Defense Logistics Agency