US Securities and Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Jurisdiction: United States of America Employees: 4,301 (2015) Headquarters: Washington, D.C., United States Founder: Franklin D. Roosevelt Founded: 6 June 1934
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US Securities and Exchange Commission Employees
Debevoise & Plimpton May 2015 - Present
Pope John Paul II High School 2012 - Present
U.S. Department of Justice December 2014 - April 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Brentwood Soccer Club 2010 - 2014
Deloitte 2011 - July 2013
Belmont University May 2010 - April 2013
Deloitte June 2009 - August 2009
Skills
GAAP Standards, PCAOB standards, Analytical Reasoning, Internal Controls, Auditing, Financial Analysis, Accounting, US GAAP, External Audit, Sarbanes-Oxley Act, Financial Accounting, Financial Reporting, CPA
Education
Vanderbilt University Law School 2013 — 2016
Doctor of Law (JD)
University of Notre Dame - Mendoza College of Business 2010 — 2011
MS in Accountancy, Financial Reporting and Assurance Services
Belmont University 2006 — 2010
BBA, Accounting, Honors
Pope John Paul II High School 2002 — 2006
U.S. Securities and Exchange Commission September 2014 - November 2014
The Superior Court of the District of Columbia May 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
Sorini, Samet & Associates May 2013 - November 2013
ChannelVantage May 2010 - August 2012
Bodman LLP December 2007 - April 2010
State of Michigan January 2009 - May 2009
U.S. House of Representatives 2008 - 2008
Skills
Access, Microsoft Excel, PowerPoint, Financial Analysis, Microsoft Office, Customer Service, Social Media, Strategic Planning, Automotive, Team Building, Customer Satisfaction, Microsoft Word, Negotiation, Research, Contract Negotiation, Process Improvement, Leadership, Management
Education
American University 2012 — 2015
Juris Doctorate (J.D.)
Walsh College of Accountancy and Business Administration
Master of Science (M.S.), International Business
University of Michigan
Bachelor of Arts (B.A.), Political Science & International Affairs
Commerzbank AG December 2014 - Present
Russo & Toner LLP July 2013 - April 2014
Foran Glennon Palandech Ponzi & Rudloff February 2013 - July 2013
U.S Attorney’s Office, Eastern District of NY August 2011 - June 2012
Welsh, Carson, Anderson & Stowe June 2011 - September 2011
Kings County District Attorneys Office January 2011 - April 2011
US Securities and Exchange Commission August 2010 - December 2010
US Securities and Exchange Commission May 2010 - August 2010
Federal Reserve Board of Governors August 2008 - July 2009
U.S. Securities and Exchange Commission May 2008 - August 2008
Skills
Trials, Courts, Criminal Law, Legal Writing, International Law, Litigation, Legal Research, Westlaw, Lexis, Civil Litigation, Public Policy, Prosecution, Personal Injury, Motions, Securities Regulation, Appeals
Education
Brooklyn Law School 2009 — 2012
Juris Doctor, Law
University of Bologna 2011 — 2011
Certificate, International Commercial Arbitration
American University 2005 — 2009
Bachelors, Political Science, Economics
Onteora High School
Financial Industry Regulatory Authority (FINRA) November 2000 - Present
U.S. Securities and Exchange Commission 1996 - 2000
Commodity Futures Trading Commission 1994 - 1996
US Court of Appeals for Veterans Claims 1992 - 1994
Weil, Gotshal & Manges LLP 1991 - 1992
Skills
Securities, Litigation, Financial Regulation, Investigation, Regulatory Compliance, Securities Regulation, Securities Litigation
Education
Maurice A. Deane School of Law at Hofstra University 1988 — 1991
Doctor of Law (J.D.), Law
American University 1983 — 1987
Bachelor of Arts (BA), International/Global Studies
American University Business Law Review March 2014 - May 2015
Commodity Futures Trading Commission May 2014 - August 2014
U.S. Securities and Exchange Commission January 2014 - May 2014
Law Offices of Chirag V. Patel, P.A. May 2013 - August 2013
University of Colorado Boulder October 2008 - December 2010
Skills
Microsoft Office, Public Speaking, Research, Budgets, PowerPoint, Microsoft Excel, Microsoft Word, Social Media, Event Planning, Politics, Community Outreach, Legal Writing, Westlaw
Education
American University, Washington College of Law 2012 — 2015
Juris Doctor (J.D.), Banking, Corporate, Finance, and Securities Law
University of Colorado at Boulder 2008 — 2012
Bachelor's Degree, Political Science and Government, Magna Cum Laude
U.S. Securities and Exchange Commission July 2007 - Present
Hogan & Hartson (now Hogan Lovells) October 1999 - June 2007
U.S. District Court, E.D. Va. September 1998 - September 1999
Skills
Securities Regulation, Securities, Securities Litigation, Fraud, Internal Investigations, Hedge Funds, Enforcement, Litigation, Financial Services, Class Actions, Commercial Litigation, Corporate Governance, Corporate Law, Legal Research, Civil Litigation, Legal Writing
Education
University of Virginia School of Law 1995 — 1998
Juris Doctor
Amherst College 1987 — 1991
B.A., English
The George Washington University Law School August 2014 - Present
Morgan, Lewis & Bockius LLP May 2015 - Present
U.S. Securities and Exchange Commission January 2015 - March 2015
PepsiCo June 2014 - August 2014
Newmeyer & Dillion March 2013 - August 2013
DHL June 2012 - January 2013
HireRight June 2010 - June 2012
Market Place Solutions June 2009 - January 2011
Skills
Legal Contract Review, Legal Research Skills, Analytical Skills, Legal Writing, Lexis, Westlaw, Interpersonal..., Microsoft Office, Research, Public Speaking, SEO, Social Media Marketing, Microsoft Excel, Legal Documents, Team Leadership, PowerPoint, Editing, Marketing, Marketing Strategy, Competitive Analysis, Organization Skills, Litigation, New Business Development, Data Analysis, Google Analytics, Social Media, HTML, Leadership, Outlook, Time Management, Event Planning, Advertising, SPSS, Microsoft Word, Salesforce.com, SharePoint
Education
The George Washington University Law School 2014 — 2016
Juris Doctor (J.D.)
American University, Washington College of Law 2013 — 2014
Juris Doctor (J.D.), First Year J.D. Coursework Completed.
University of California, Irvine 2008 — 2012
B.A. Political Science, Public Law
Lowe's Companies Inc. November 2011 - Present
Cherokee Energy LLC June 2011 - October 2011
U.S. Securities and Exchange Commission September 2010 - November 2010
U.S. Securities and Exchange Commission September 2009 - November 2009
Butzel Long May 2009 - August 2009
Paul Hastings September 2006 - April 2007
Procter & Gamble June 2006 - September 2006
Education
Wake Forest University School of Law 2008 — 2011
Juris Doctor, Law
Georgetown University Law Center 2010 — 2010
Visiting JD Student, Mutual Funds, Investment Advisors and Other Regulated Money Managers; Global Securities Offering
American University 2009 — 2009
Visiting JD Student
University of Southern California Gould School of Law 2007 — 2008
Master of Laws, Law
Nanjing University School of Law 2003 — 2007
Bachelor of Laws, Law, Cum Laude
U.S. Department of Energy March 2014 - Present
Federal Energy Regulatory Commission October 2008 - March 2014
U.S. Attorney's Office - DC, Civil Division July 2012 - January 2013
Washington College of Law General Practice Law Clinic October 2007 - May 2008
U.S. Securities and Exchange Commission May 2007 - October 2007
U.S. Small Business Administration January 2007 - May 2007
Lighthouse Financial LLC May 2002 - August 2005
Skills
EEOC, Administrative Law, Freedom of Information..., Government Ethics, Legal Research, Litigation, Title VII, Civil Rights Law
Education
American University, Washington College of Law 2005 — 2008
Juris Doctor
University of Colorado Denver 2000 — 2005
B.S., Financial Management
Front Range Community College 1999 — 2000
General Studies
Deloitte 2015 - Present
Eastern Foundry October 2014 - March 2015
KPMG June 2014 - August 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
U.S. Department of Justice August 2013 - January 2014
U.S. Department of Justice June 2013 - August 2013
Partners of the Americas August 2011 - December 2011
Red Salmon Cannery June 2011 - July 2011
Skills
Accounting, Finance, Microsoft Office, Social Media, Budgets, PowerPoint, Microsoft Excel, Event Planning, Public Speaking, Microsoft Word, Research, Access, Analysis, Government, Data Analysis
Education
The George Washington University - School of Business 2014 — 2015
Master of Science (M.S.), Accounting
Audencia Nantes Ecole de Management 2014 — 2014
Accounting and Business/Management
The George Washington University - School of Business 2010 — 2014
Bachelor of Science (B.S.), Accounting
Bainbridge Island High School 2006 — 2010
U.S. Securities and Exchange Commission June 2015 - August 2015
The Korea Bridge Initiative (KBI) March 2013 - July 2014
U.S. Department of State July 2012 - July 2014
Investment Banking Industry Scholars (IBIS) January 2011 - January 2012
Grayhawk Capital September 2010 - December 2010
UBS June 2010 - August 2010
Lakeside High School June 2008 - August 2009
Skills
Financial Modeling, PowerPoint, Leadership, Public Speaking, Investments, Research, Portfolio Management, Entrepreneurship, Microsoft Excel, Bloomberg, Event Planning, Social Media Marketing, Strategic Planning, Analysis, Financial Analysis, Data Analysis, Valuation, Spanish, Economics
Education
Yale Law School 2014 — 2017
JD Candidate
Arizona State University, W. P. Carey School of Business 2008 — 2012
Bachelor of Science, Honors Finance
Lakeside School 2000 — 2008
Linklaters May 2015 - Present
Brooklyn Journal of International Law April 2015 - Present
Brooklyn Law School Research Assistant to Professor & Former-SEC Commissioner Roberta S. KarmelBrooklyn Law SchoolJanuary 2015 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
New York August 2014 - December 2014
MEDNAX June 2014 - August 2014
Texas Collection Baylor University June 2011 - May 2013
Maymont May 2012 - August 2012
University of Richmond August 2010 - May 2011
University of Richmond January 2010 - May 2010
Skills
Contemporary Art, History, Non-profits, Art History, Museum Education, Museums, Museum Collections, Nonprofits, Archival Research, Cataloging, Archives, Special Collections, Curating, Library, Editing
Education
Brooklyn Law School 2013 — 2016
Doctor of Law (J.D.)
Baylor University 2011 — 2013
Master's degree, Museum Studies
University of Richmond 2007 — 2011
Bachelor of Arts (B.A.), Art History, Arts Management, French, Medieval Studies
U.S. Securities and Exchange Commission January 2015 - March 2015
Internal Revenue Service September 2014 - December 2014
NASAA January 2014 - August 2014
U.S. Department of Justice May 2013 - August 2013
Emerald Fire LLC June 2011 - August 2012
Verizon Wireless June 2010 - August 2010
Skills
Legal Research, Legal Writing, Westlaw, Lexis, Legal Issues, Legal Assistance, Corporate Law, Public Policy, LexisNexis, Legislation, International Law
Education
The George Washington University Law School 2013 — 2015
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law, 3.728
American University, Washington College of Law 2012 — 2013
Law
University of Washington, Michael G. Foster School of Business 2008 — 2012
Bachelor of Arts (BA), Finance, General
Goldman Sachs May 2015 - August 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
US Treasury May 2013 - August 2013
Skills
Teamwork, Microsoft Excel, Financial Accounting, Financial Analysis, Mandarin, Accounting, French, Research, English, Written & Oral..., Auditing, Problem Solving, Cost Accounting, Finance, Business Strategy, Team Leadership
Education
McGill University 2012 — 2016
Bachelor of Commerce (B.Com.), Accounting & Global Strategic Management
Shantou University 2015 — 2015
Li Ka Shing International Business Summer Scholar
The Chinese University of Hong Kong 2015 — 2015
International Asian Studies Programme (IASP) Student
PricewaterhouseCoopers, LLP December 2004 - Present
U.S. Securities and Exchange Commission March 2003 - December 2004
U.S. Department of the Treasury 2002 - 2003
Instinet Corporation 2000 - 2002
Senate Republican Conference Vice Chairman Paul Coverdell 1999 - 2000
U.S. Senator Richard C. Shelby February 1994 - January 1999
U.S. Rep. Charles W. Stenholm August 1992 - February 1994
Skills
Government, Crisis Management, Strategic Communications, Policy, Media Relations, Policy Analysis, Financial Services, Public Relations, corporate governance, Sarbanes-Oxley Act, Public Policy, Politics, Strategy, Leadership, Fundraising, Community Outreach, Legislation, Management, Strategic Planning, Nonprofits, Legislative Relations, Integrated Marketing, Corporate Governance
Education
Harvard Business School Executive Education
Authentic Leadership Development
American University
MA, Journalism
The University of Texas at Austin
Bachelor of Science (BA), Journalism & Government
FirstPoint Law Group, LLC January 2015 - Present
DC Board of Elections January 2015 - May 2015
The Modern American (scholarly publication) August 2014 - May 2015
Labor and Employment Forum August 2014 - May 2015
Immigrant Justice Clinic August 2014 - May 2015
California Rural Leal Assistance Foundation March 2015 - March 2015
Pence Law Library September 2014 - December 2014
U.S. Securities and Exchange Commission September 2014 - November 2014
United Educators June 2014 - August 2014
Marshall-Brennan Constitutional Literacy Project August 2013 - June 2014
Skills
Legal Writing, Legal Research, Korean, Citations, Westlaw, Lexis, Editing, Academic Tutoring, Sketching, Translation, Microsoft Word, Microsoft Excel, PowerPoint, Prezi, Education Law, Employment Law, Immigration Law, International Law, Criminal Law, Client Counseling, Teaching English as a..., Reddit, Close Attention to..., Organization &..., YouTube, LexisNexis
Education
American University, Washington College of Law 2012 — 2015
Juris Doctor candidate, Law, 3.2
University of Florida 2008 — 2011
Bachelor of Science (B.S.), Psychology, 3.17
C. Leon King High School 2004 — 2008
International Baccalaureate Diploma, International Baccalaureate Programme, 6.3
U.S. Department of Justice July 2015 - Present
Financial Industry Regulatory Authority (FINRA) May 2015 - July 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
US Department of Homeland Security August 2014 - March 2015
American University Washington College of Law May 2014 - September 2014
American University Washington College of Law June 2014 - July 2014
Citi December 2012 - August 2013
Law Offices of Joel Lieberman October 2011 - August 2012
USTA August 2009 - August 2012
Attis Development May 2011 - August 2011
Skills
Lexis, Westlaw, Legal Writing, Legal Research, Customer Service, International Business, International Law, Microsoft Excel, Corporate Finance, Research, Public Speaking, Teamwork, PowerPoint, Microsoft Office, Microsoft Word, Government, Intellectual Property, Appeals, LexisNexis
Education
American University, Washington College of Law 2013 — 2016
Doctor of Law (JD)
Instituto Cervantes, Spain 2011 — 2011
Spanish Certificate
City University of New York-Baruch College 2007 — 2011
Bachelor of Business Administration (BBA), Finance and Investments, Dean's List
Archbishop Molloy High School 2003 — 2007
Advanced Regents Diploma
Financial Industry Regulatory Authority (FINRA) May 2014 - December 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
Office of the Public Defender Maryland June 2013 - August 2013
Educational Services Center January 2012 - April 2012
Bronx County Supreme Court, Honorable La Tia W. Martin June 2011 - August 2011
Honorable Jeffrey G. Berry, Orange County Supreme Court, Goshen, New York June 2010 - August 2010
Skills
Securities Regulation, Financial Regulation, Securities Litigation, International Relations, Legal Research, Legal Writing, Litigation, Westlaw, Corporate Law, Editing, Publishing, Public Speaking, Research
Education
American University Washington College of Law 2012 — 2015
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law; White Collar Crime, 3L
Citizens Financial Group, Inc. February 2015 - Present
SunTrust Investment Services, Inc. July 2009 - February 2015
Georgia Secretary of State, Securities Division July 2005 - July 2009
U.S. Securities and Exchange Commission January 2003 - December 2003
Skills
FINRA, Series 24, Securities, Series 7, AML, Mutual Funds, Investment Advisory, Investments, Wealth Management, Risk Management, Equities, Alternative Investments, Fixed Income, Securities Regulation, Financial Regulation, Fixed Annuities, Internal Investigations, Bonds, Financial Services, Options, Trading, Financial Risk, KYC, Due Diligence, Anti Money Laundering
Education
Georgia State University College of Law 1999 — 2004
Doctor of Law (JD), Law
Babson College - Franklin W. Olin Graduate School of Business 1989 — 1991
Master of Business Administration (MBA), International Marketing
Clark University 1984 — 1989
Bachelor's degree, Economics
US Securities and Exchange Commission 2000 - 2004
Hillas Packaging 1999 - 1999
Education
University of San Francisco
Bachelor's degree, Japanese Studies
Shearman & Sterling LLP May 2014 - Present
UCLA Law School August 2012 - Present
U.S. Securities and Exchange Commission January 2014 - May 2014
Federal Deposit Insurance Corporation June 2013 - August 2013
ARPC - Analysis Research Planning Corporation May 2012 - August 2012
United States Senate - Sen. Gillibrand May 2011 - September 2011
American University - Center for Global Peace May 2010 - August 2010
US Army April 2004 - August 2009
US Army September 2005 - May 2009
Skills
Microsoft Office, Excel, Military Experience, Team Leadership, Time Management, Political Science, Political Communication, International Relations, Public Speaking, Army, Government
Education
UCLA School of Law 2012 — 2015
Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law
American University 2009 — 2012
Bachelor of Arts, Political Science, 3.87
Austin Performance Associates September 2014 - Present
The Catholic University of America June 2006 - Present
U.S. Securities and Exchange Commission August 2010 - August 2014
U.S. Office of Personnel Management January 2006 - August 2010
Transition Fitness September 2001 - January 2006
Windward Consulting Group January 1998 - November 2001
Austin Performance Associates 1995 - 1998
Cayman Systems 1994 - 1995
Concord Communications 1991 - 1994
Artel Communications 1988 - 1991
Skills
Organizational..., Government, Leadership Development, Performance Management, Human Capital, Leadership, Coaching, Executive Coaching, Human Resources, Management, Recruiting, Program Management, Training, Consulting, Analysis, Nonprofits, Teaching, Policy, Instructional Design, Business Development, Entrepreneurship, Project Planning, Project Management, Strategy, Strategic Planning, Team Building, Personnel Management, Change Management, Workshop Facilitation, Management Consulting, Staff Development, Organizational...
Education
American University 2000 — 2002
MS-HRM, Strategic Human Resource Management
U.S. Securities and Exchange Commission January 2015 - April 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
U.S. Department of Justice, Criminal Division June 2014 - August 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
United States District Court for the Southern District of New York May 2013 - August 2013
J.P. Morgan September 2011 - August 2012
Citi August 2007 - October 2009
Skills
Sales, Client Services, Management, Business Development, Negotiation, Finance, Staff Development, Securities, Equities, Strategic Financial..., Business Analysis, Customer Service, Insurance, Financial Modeling, Financial Analysis, Options, Fixed Income, Call Center, Strategic Planning, Acris, Leadership, Investments, Analysis, Credit, Credit Risk, Economics, Financial Risk, Loans, Financial Services, Banking, Corporate Finance, Financial Planning
Education
Hofstra University School of Law 2012 — 2015
Doctor of Law (J.D.), Business Law Honors
Baruch College, City University of New York (CUNY) 2006 — 2010
Economics, Economics, Law, Psychology, Finance, Management and Real Estate
CK 100 Club March 2010 - Present
U.S. Securities and Exchange Commission May 2015 - July 2015
Association of Amherst Students May 2013 - April 2014
Federal Reserve Bank of Chicago May 2013 - August 2013
Federal Reserve Board June 2012 - August 2012
Beaumont Health System May 2011 - July 2011
Skills
Fundraising, Politics, Public Speaking, Political Science, Policy, International Relations, Government, Microsoft Office, Community Outreach, Compliance, Entrepreneurship, Economics, Research, Legislative Relations, Analysis, Data Analysis, Management
Education
Columbia Law School 2014 — 2017
Doctor of Law (J.D.)
Amherst College 2010 — 2014
Bachelor of Arts (B.A.), Economics, Magna Cum Laude, with Distinction
Cranbrook Kingswood 1996 — 2010
Cum Laude
U.S. Securities and Exchange Commission August 2015 - Present
Special Intelligence Service June 2015 - August 2015
Courtney Bock Designs June 2014 - June 2015
Bear Creek Lakes Civic Association May 2008 - August 2014
The National Society of Leadership and Success January 2013 - October 2013
Nanovic Law Offices May 2007 - August 2007
Skills
Facebook, PowerPoint, Event Planning, Microsoft Office, Microsoft Excel, Social Media, Microsoft Word, Public Speaking, Time Management, Fundraising, Social Networking, Leadership
Education
American University Washington College of Law 2014 — 2017
Doctor of Law (J.D.), Law
Saint Mary's College 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance, Management; Minor: Political Science
Jim Thorpe Area High School 2006 — 2010
Diploma, N/A
Women and the Law Clinic at the Washington College of Law August 2014 - May 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Kohn, Kohn, & Colapinto, LLC May 2014 - July 2014
The World Bank, MENA Vice Presidency January 2014 - April 2014
Center for Human Rights and Humanitarian Aid June 2013 - December 2013
ELIG, Attorneys-at-Law July 2013 - August 2013
The Foundation for Democracy and Rule of Law in Regions of Conflict June 2012 - September 2012
Vital Voices Global Partnership February 2012 - May 2012
Skills
Corporate Law, Competition Law, Antitrust Law, International Trade Law, International Law, International Investment, Project Finance, Securities, Legal Research, Policy Analysis, Arabic, French, International NGOs, Legal Writing
Education
American University, Washington College of Law 2012 — 2015
Juris Doctor (J.D.)
Georgetown University 2009 — 2012
Bachelor of Science (BS), International Politics
American University of Beirut 2010 — 2010
Study Abroad
The College of William and Mary 2008 — 2009
Bachelor of Arts (BA) Candidate, International Relations
Law Office of Brian Esser September 2015 - Present
American University Washington College of Law August 2014 - May 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
U.S. Department of Justice January 2014 - April 2014
American University Washington College of Law August 2013 - December 2013
The Honorable Simeon R. Acoba, Jr., Supreme Court of Hawaii June 2013 - August 2013
Dickstein Shapiro LLP July 2010 - August 2012
Law Offices of Suzanne T. Terada May 2008 - August 2008
Law Offices of Frank K. Goto, Jr June 2007 - August 2007
Education
American University, Washington College of Law 2012 — 2015
Juris Doctor (J.D.), Summa Cum Laude (Top 10%)
Smith College 2006 — 2010
Bachelor of Arts (B.A.), Economics
Wells Fargo Advisors October 2014 - Present
E*TRADE Financial April 2012 - August 2014
Securities Industry and Financial Markets Association January 2010 - April 2012
E*TRADE Financial February 2004 - January 2010
Morgan, Lewis & Bockius LLP August 1999 - January 2004
US Securities and Exchange Commission 1995 - 1999
Skills
Securities Regulation, FINRA, Securities, SEC, Capital Markets, Corporate Governance, Equities, Series 7, Derivatives, AML, Hedge Funds, Series 24, Due Diligence, Mergers, Financial Services, FCPA, Investments, Fraud, Licensing, Mutual Funds, Financial Regulation, OFAC, Alternative Investments, Series 63, Broker-Dealer, Options, Mergers & Acquisitions, USA PATRIOT Act, Risk Management, KYC, Private Equity, Investment Advisers Act
Education
University of South Carolina School of Law 1989 — 1991
K12 Inc. May 2007 - Present
Everest Software October 2002 - January 2007
CareerBuilder.com (Nasdaq: CBDR) October 2000 - April 2002
Best Software, Inc. (Nasdaq: BEST) April 1998 - October 2000
U.S. Securities and Exchange Commission September 1991 - April 1998
Skills
Intellectual Property, Securities Regulation, Litigation, Licensing, Software Licensing, Mergers, Corporate Governance, Legal Writing, Employment Law, Contract Negotiation, Legal Research, Corporate Law, Venture Capital, Commercial Litigation, Start-ups, SaaS, FCPA, Joint Ventures, General Corporate..., Mergers & Acquisitions, Securities, Legal Issues, Strategic Partnerships, Due Diligence, Dispute Resolution
Education
University of Maryland - Robert H. Smith School of Business 1995 — 1997
MBA, Information Systems and Marketing
American University Washington College of Law 1988 — 1991
JD
Wake Forest University 1984 — 1988
BA, Political Science
U.S. Securities and Exchange Commission September 2014 - Present
Consumer Financial Protection Bureau April 2013 - September 2014
Lewis Brisbois Bisgaard & Smith LLP September 2011 - March 2013
Bradley Arant Boult Cummings LLP April 2010 - August 2011
FINRA April 2006 - March 2010
Cassidy & Associates 2004 - 2006
Dickstein Shapiro LLP 1996 - 2003
Skills
Litigation Support, Employment Law, Analysis, Outlook, Microsoft Excel, Contract Negotiation, Microsoft Office, PowerPoint, Government, Public Speaking, Employee Relations, Research, Human Resources, Policy Analysis, Software Documentation, Commercial Litigation, Public Policy, Legal Research, Wordperfect, Trials, Document Review, Westlaw, Litigation, Strategic Planning, Nonprofits
Education
Strayer University (VA) 2013 — 2015
Masters, Human Resources Management/Personnel Administration, General
Averett University 2004 — 2007
MBA, Business Administration, 3.81
Clermont High School 1976 — 1980
Diploma
Paul Hastings September 2015 - Present
American University International Law Review March 2014 - May 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Commodity Futures Trading Commission September 2014 - November 2014
Fannie Mae June 2014 - August 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
Thompson Hine LLP August 2013 - November 2013
DC Office of Administrative Hearings May 2013 - July 2013
Springboard Enterprises September 2011 - August 2012
AmeriCorps May 2010 - August 2010
Skills
Research, Legal Research, Westlaw, Lexis, Bluebook, Legal Writing
Education
American University, Washington College of Law 2012 — 2015
J.D., cum laude
The George Washington University 2008 — 2012
Bachelor of Arts (B.A.), Psychology
Staples High School 2004 — 2008
High School Diploma
U.S. Securities and Exchange Commission April 2014 - Present
U.S. Department of the Treasury, Office of Financial Research December 2013 - April 2014
United States Air Force October 1993 - November 2013
Skills
Program Management, IDIQ, GSA Schedules, Source Selection, Air Force, Policy, Contract Management, DoD, Government Contracting, Army, Command, Contract Closeout, Military, Risk Management, Federal Government, Security Clearance, Government, Leadership, Contract Negotiation, FAR, Project Management, Mergers & Acquisitions, Human Resources, Management, Negotiation, Strategic Planning, Quality Assurance, Training, Government Procurement, Defense, Employee Training, Procurement, Purchasing
Education
Villanova University 2011 — 2011
Master's Certificate, Project Management
American Graduate University 2006 — 2008
Master's Degree, Acquisition Management
Grantham University 2003 — 2006
Bachelor's Degree, Business Administration
Community College of the Air Force 1994 — 2000
Associates Degree, Contracts Management and Logistics
Bloomberg LP 2010 - Present
US Securities and Exchange Commission November 2003 - August 2008
Skills
Strategy, Business Development, Financial Modeling, Emerging Markets, Bloomberg, Business Strategy, Fixed Income, Bloomberg Terminal, Financial Analysis, Valuation, Equities, Financial Markets, Strategic Planning, Management, Capital Markets, Investments, Hedge Funds, Analysis
Education
Yale University - Yale School of Management 2008 — 2010
MBA
University of Southern California 1999 — 2003
BA
U.S. Department of Justice May 2015 - Present
U.S. Securities and Exchange Commission January 2015 - March 2015
U.S. Department of Justice May 2014 - July 2014
U.S. Congress Joint Economic Committee September 2011 - December 2011
Office of the United States Trade Representative, Executive Office of the President June 2011 - September 2011
Gabal Management Co. Inc. June 2010 - August 2010
Carnegie Mellon University September 2009 - December 2009
Senator Hillary Rodham Clinton September 2008 - December 2008
Law Offices of Alan J. Schwartz, P.C. June 2008 - August 2008
League of Young Voters January 2008 - April 2008
Skills
Economics, Statistics, Public Policy, International Relations, Legal Research
Education
The George Washington University Law School 2013 — 2016
American University 2010 — 2012
Masters, International Affairs, Concentration in International Economic Relations
Carnegie Mellon University 2006 — 2010
BS, Economics
New York State Supreme Court, Appellate Division, Third Judicial Department August 2015 - Present
New York Real Estate Law Reporter January 2015 - May 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Securities, Finance Law and Business Seminar Series January 2015 - April 2015
Cardozo Law Review, Vol. 36 March 2014 - April 2015
Housing Rights Clinic, Benjamin N. Cardozo School of Law August 2013 - December 2014
Enforcement Division, Financial Industry Regulatory Authority (FINRA) August 2014 - November 2014
Time Equities, Inc. May 2014 - August 2014
New York State Department of Financial Services January 2014 - April 2014
Cardozo Law Review, Vol. 35 August 2013 - March 2014
Skills
Legal Research, Legal Writing, Legal Issues, Analysis, Pleadings, Microsoft Office, Management, Project Management, Contract Negotiation, Corporate Law, Event Planning, Leadership, Real Estate, Real Estate Law, Landlord-Tenant..., Real Estate Financing, Residential Mortgages, Commercial Mortgages, Event Management, Finance, Briefs, Leases, Condo Conversion, Incorporation, LLC, Corporations, Partnerships, Securities, Compliance, Securities Regulation
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2012 — 2015
Juris Doctor (J.D.), magna cum laude
City University of New York-Brooklyn College
Bachelor of Business Administration (B.B.A.), Concentration: Finance and Investments; Minor: Business Law
U.S. Securities and Exchange Commission January 2014 - March 2014
Seward & Kissel LLP May 2013 - August 2013
Willkie, Farr & Gallagher LLP May 2009 - July 2011
Ford Marrin Esposito Witmeyer & Gleser, LLP June 2008 - May 2009
Chestnut Ridge Racquet Club April 2003 - June 2008
Skills
Corporate Law, Securities Regulation, Arbitration, Bankruptcy, Hedge Funds, Legal Research, Asset Management, Registered Investment..., Securities, Alternative Investments, Dodd-Frank Regulation
Education
American University, Washington College of Law 2011 — 2014
Doctor of Law (J.D.) with honors
State University of New York at Binghamton 2004 — 2008
Bachelor of Arts (B.A.) with honors, Philosophy, Politics & Law
Horace Greeley
Horace Greeley High School
Mark G. Anderson Consultants April 2011 - Present
U.S. Securities and Exchange Commission June 2008 - April 2011
GSA April 2005 - June 2008
DHS October 2003 - March 2005
GSA January 1991 - March 2005
Skills
Asset Management, Business Development, Commercial Real Estate, Contract Management, Contract Negotiation, Federal Government, Facilities Management, Government, Government Contracting, Management Consulting, Strategic Planning, Real Estate Development, Real Estate, Project Planning, Program Management, Portfolio Management, Policy, New Business Development
Education
School of Public Affairs, American University 2004 — 2005
Master’s Degree, Public Administration, 4.0
U.S. Securities and Exchange Commission January 2015 - May 2015
New York County District Attorney's Office August 2014 - December 2014
Balestriere Fariello May 2014 - August 2014
New York State Unified Court System January 2014 - April 2014
Commonwealth Foreign Exchange January 2014 - April 2014
United States Attorney's Office August 2013 - December 2013
Benjamin N. Cardozo School of Law August 2013 - December 2013
Unemployment Action Center September 2012 - September 2013
New York State Unified Court System June 2013 - August 2013
CBS Corporation June 2013 - August 2013
Skills
Legal Writing, Research, Legal Research
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2012 — 2015
Doctor of Law (J.D.)
New York University 2009 — 2012
Bachelor of Science (B.S.), Communicative Sciences and Disorders
Law Office of Cheri Carper Bennett June 2008 - Present
Perry, Krumsiek & Jack LLP March 2010 - December 2012
E*TRADE Financial Corporation November 2007 - June 2008
Sutherland Asbill & Brennan LLP June 2006 - October 2007
K&L Gates LLP November 2004 - June 2006
Squire Patton Boggs LLP December 2002 - October 2004
U.S. Securities and Exchange Commission August 1999 - December 2002
Skills
Corporate Governance, Securities Regulation, Securities, Corporate Law, Mergers, Due Diligence, Private Placements, Private Equity, Legal Research, Mergers & Acquisitions, IPO, Joint Ventures, Investments, Legal Writing, Commercial Litigation, Civil Litigation, Litigation
Education
American University - Kogod School of Business 1996 — 1999
Master of Business Administration, Finance
American University, Washington College of Law 1995 — 1999
Juris Doctor, Business Law
University of Pittsburgh 1991 — 1995
Bachelor of Arts, Rhetoric and Communication
Pipeline and Hazardous Materials Safety Administration (PHMSA) June 2015 - Present
U.S. Department of Labor, Office of the Solicitor January 2015 - April 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
U.S. Department of Labor, Office of the Solicitor June 2014 - August 2014
NYU Langone Medical Center: Office of Real Estate Development and Facilities August 2012 - June 2013
Transform-Artspace July 2011 - June 2012
The Acting Lab NYC--Actor Training Program April 2011 - June 2012
New York City Department of Education August 2009 - February 2011
HLW International LLP April 2008 - July 2009
Skills
Acting, Film, Entrepreneurship, Theatre, Performing Arts, Improvisation, Public Speaking, Stage, Directing, Comedy, Entertainment, Arts Administration, Voice Acting, Drama
Education
American University Washington College of Law 2013 — 2016
Juris Doctor (J.D.)
L'universite de Bordeaux III
French and Contemporary Theater
University of California, Berkeley
Bachelor's Degree, Drama and French, with Honors
University of California, Los Angeles
Master of Fine Arts (M.F.A.), Theater, with High Honors
U.S. Securities and Exchange Commission July 2013 - Present
ASI Government September 2008 - July 2013
United States Army Procurement & Logistical Support Detachment August 1998 - September 2008
Skills
PMP, Management Consulting, Microsoft Office, Prism, SharePoint, Project Management, Government Contracting, Government, Leadership, Training, Business Process..., Policy, Business Process..., Security Clearance, Analysis, PMO
Education
Central Michigan University 2011 — 2011
Master's Certificate, Public Administration
Acquisition Solutions Training Institute 2008 — 2009
Master Certificate, Performance Based Acquisition
Central Michigan University 2007 — 2009
Master of Science, Administration; Human Resources
Averett University 2002 — 2004
Bachelor of Business Administration
Northern Virginia Community College 2000 — 2002
Acquisition and Procurement Certificate
DC Superior Court September 2015 - Present
DC Superior Court June 2015 - September 2015
David Alexander Salon & Spa May 2013 - June 2015
U.S. Securities and Exchange Commission January 2015 - May 2015
University Book Center December 2012 - September 2013
Prince George's County Circuit Court May 2012 - September 2012
Maggie Moo's Ice Cream and Treatery October 2007 - August 2012
Anne Arundel County District Court May 2008 - May 2011
Skills
Microsoft Office, Customer Service, Writing, Leadership, Phone Etiquette, Store Management, Administrative..., Employee Management, Millenium, SPSS, Money Management, Legal Memos, Note Taking, Legal Administration, Case Briefing, Course Development, LexisAdvance, WestlawNext, CourtView, Legal Research, Legal Writing
Education
The George Washington University 2015 — 2017
Master of Professional Studies, Paralegal Studies
University of Maryland College Park 2011 — 2015
Bachelor of Arts (BA), Criminal Justice
Anne Arundel Community College 2013 — 2013
History of Homicide, Grade Awarded: B+
The Key School 2007 — 2011
U.S. Securities and Exchange Commission August 2015 - Present
Weil Gotshal and Manges January 2012 - July 2015
The Circuit Court of Fairfax County September 2010 - August 2011
Skills
Litigation, Legal Research, Legal Writing, White Collar Criminal...
Education
American University, Washington College of Law 2007 — 2010
JD, Law, cum laude
Tufts University 2001 — 2005
BA, International Relations
Kista Tucker Insights (AKA: Kista Tucker Dance, Inc.) June 2015 - Present
U.S. Securities and Exchange Commission September 2014 - Present
AWTEWdesigns (All's Well That Ends Well Designs, LLC) December 2009 - Present
Gazillion Voices Magazine August 2013 - December 2014
Creative Dance & Fitness Center September 2012 - August 2014
CBX Technnologies, Inc. August 2013 - December 2013
South Riding September 2008 - August 2013
Kalisher August 2012 - February 2013
NEWH Washington D.C. Chapter January 2012 - December 2012
Architecture + Design Associates, Inc. September 2007 - August 2012
Skills
Dance, Piano, Graphic Design, Interior Design, Architecture, Art, Logo Design, Dance Instruction, Contemporary Dance, Photoshop, AutoCAD, Excel, Illustrator, Word, Space Planning, Construction Documents, Design Development, Details, Permitting, Rendering, Interiors, Microsoft Office, PowerPoint, Adobe Creative Suite, Drawing, Event Planning, Outlook, Social Media, Budgeting, Hospitality, Adobe Acrobat, Social Networking, Mac, Social Media Marketing, Spanish, Layout, Concept Development, CAD, Event Management, Microsoft Excel, Space-planning, Submittals, Design Research, Microsoft Word, Space planning, Budgets, Photography, Furniture, Renovation, Sketching
Education
Suffolk University 2002 — 2006
BFA, Interior Design
Becker College 2000 — 2002
AOS, Interior Design
Notre Dame Academy 1994 — 1999
Diploma
The Kogod School of Business at American University August 2015 - Present
NRECA May 2014 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
Tencent September 2014 - December 2014
Primerica July 2013 - December 2013
RSV Pools May 2011 - August 2013
Skills
Microsoft Office, PowerPoint, Leadership, Microsoft Word, Public Speaking, Teamwork, Nonprofits, Team Leadership, Time Management, Community Outreach, Social Media, Microsoft Excel, Microsoft PowerPoint, Research, Social Networking, Marketing
Education
American University 2012 — 2015
Business Administration and Management, General, International Business, 3.63 GPA
Peking University 2014 — 2014
Sino-American Relations and Strategic Development, 3.9 GPA
U.S. Securities and Exchange Commission May 1998 - Present
Skills
Information Technology, Personnel Management, Management Analysis, Telecommunications, Systems Administration
Education
Baruch College, City University of New York (CUNY)
Bachelor's degree, Business Administration and Management, General
U.S. Securities and Exchange Commission December 2014 - Present
Johns Hopkins Medicine(Suburban Hospital) July 2009 - December 2014
Johns Hopkins Hospital 2009 - 2013
Skills
System Administration, Linux, DNS, VMware, Windows Server, Servers, Unix, Active Directory, Virtualization, VMware ESX, Red Hat Linux, Cluster, Infoblox, Customer Service, Management, Networking, Troubleshooting, Security, Strategic Planning, PowerPoint
Education
9-Solutions 2012 — 2013
Associate's degree in Electrical engineering, Unix(Solaris Engineering)
Ashworth College 2011 — 2013
Electrical Engineering, Electrical and Electronics Engineering
NOAA: National Oceanic & Atmospheric Administration August 2015 - Present
U.S. Securities and Exchange Commission November 2014 - July 2015
MetroStar Systems August 2014 - November 2014
George Mason University May 2012 - August 2014
WIMAGEWORKS. LLC January 2009 - February 2014
NeighborWorks America 2011 - March 2012
Art Institute of Washington 2008 - December 2008
The Bon Design 2005 - 2008
Dreamage inc 2004 - 2005
Skills
Illustrator, InDesign, Interaction Design, Adobe Creative Suite, Graphics, Web Design, Logo Design, Graphic Design, CSS, Web Development, WordPress, User Interface Design, HTML, Image Editing, Photoshop, ActionScript, Lightroom, Art Direction, Typography, Branding & Identity, Digital Photography, Layout, Premiere, After Effects, Video Editing, Design Consulting, PHP, Mobile Web Design, Photography, Conceptual Design, Icon Design, Flash Animation, HTML 5, User Experience, Brochures, HTML5, Wedding Photography, Corporate Branding, CMS, QuarkXPress, Proposal Production, Research Design, Content Design, Flat Design Principles, Responsive design, Brochure Production, iBook Author, Digital Publishing, Public Relations, Corporate Identity
Education
The Art Institute of Washington 2004 — 2008
Bachelor of Fine Arts (BFA), Multimedia & Web design
서울예술대학 / Seoul Institute of Arts 2001 — 2003
Bachelor of Fine Arts (BFA), Design and Visual Communications, General
U.S. Securities and Exchange Commission May 2015 - August 2015
HP Enterprise Services January 2013 - August 2014
HP Enterprise Services September 2009 - December 2012
Bartel & Associates May 2007 - July 2008
Skills
SharePoint, Business Analysis, Process Improvement, Windows, Business Process..., Access, Project Management, Microsoft Office, Change Management, Analysis, Customer Service, Microsoft Excel, Data Analysis, Microsoft Word, Government Contracting, Information Security, Strategic Planning, Budgets, PowerPoint, ITIL Certified, Training, Public Speaking, Government
Education
American University Washington College of Law 2014 — 2017
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
George Mason University 2004 — 2009
Bachelor of Science (B.S.), Accounting and Business/Management
U.S. Securities and Exchange Commission September 2014 - November 2014
District of Columbia Department of Insurance, Securities and Banking May 2014 - August 2014
American University Washington College of Law May 2013 - December 2013
Florida Foreign Trade Association January 2012 - July 2012
International Rescue Committee October 2011 - January 2012
Skills
Legal Research, Legal Writing, Blogging, Lexis, Policy Analysis, Bilingual Proficiency, Social Media Marketing, Securities, Securities Regulation, Law, Securities Fraud, Securities Offerings, Securities Act of 1933, Securities Exchange Act..., Corporate Law, Corporate Finance, LexisNexis, Westlaw
Education
American University, Washington College of Law 2012 — 2015
Juris Doctor, Law
Florida International University 2007 — 2011
Bachelor of Arts (B.A.), International Relations and Political Science
PwC January 2015 - February 2015
U.S. Securities and Exchange Commission May 2014 - July 2014
Deloitte January 2014 - April 2014
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2015 — 2018
J.D
The George Washington University 2013 — 2014
M.S
James Madison University 2008 — 2012
B.B.A
United States Department of Defense October 2014 - Present
Hester Group October 2014 - Present
National Association for College Admission Counseling October 2014 - October 2014
The BOSS Group October 2014 - October 2014
The National Society of Collegiate Scholars June 2014 - August 2014
U.S. Securities and Exchange Commission November 2013 - August 2014
Attain November 2013 - August 2014
National Society of Black Engineers January 2014 - May 2014
Busboys and Poets August 2012 - December 2013
GetWellNetwork January 2012 - October 2013
Skills
InDesign, Editing, Proposal Writing, Facebook, Nonprofits, Public Speaking, Technical Writing, Advertising, Adobe Creative Suite, Community Outreach, WordPress, Newsletters, Copy Editing, Press Releases, Microsoft Office, Strategic Communications, Online Research, Copywriting, Document Design, Proofreading, OS X, Tumblr, Grant Writing, Visio, Twitter, Flickr, Constant Contact, Fact-checking, Social Media, CSS, Requirements Gathering, Technical Requirements..., Functional Requirements, Business Requirements, Process Improvement, Business Process Mapping, Business Process..., Business Process..., Business Analysis, Use Case Analysis, Use Case Diagrams, Quality Assurance, Quality Control, SharePoint, Information Technology, Healthcare Information..., Management Consulting, Social Media Marketing
Education
American University 2012 — 2013
Master of Arts (M.A.), Public Relations, Advertising, and Applied Communication
Carnegie Mellon University 2007 — 2011
Bachelor of Art, Professional Writing
Holton-Arms
Rutgers Law School Federal Tax Clinic August 2015 - Present
Eagleton Institute of Politics July 2015 - Present
Themis Bar Review September 2014 - Present
Holland & Knight LLP May 2015 - July 2015
Rutgers School of Law-Newark September 2014 - December 2014
U.S. Securities and Exchange Commission September 2014 - December 2014
McCarter & English, LLP May 2014 - August 2014
Metropolitan Council of the Twin Cities May 2012 - August 2012
GSI Meridian November 2011 - January 2012
United States Senate May 2011 - August 2011
Skills
Project Management, Data Analysis, Policy Analysis, Policy Writing, Legal Writing, Legal Research, Community Outreach, Public Policy
Education
Rutgers Law School 2013 — 2016
Doctor of Law (J.D.)
Syracuse University - Maxwell School 2009 — 2013
Bachelor of Arts (B.A.), Policy Studies
Bahçeşehir Üniversitesi 2011 — 2011
Economics
Teleport Enterprises, Inc. June 2013 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
United States Attorney's Office May 2014 - August 2014
Xerox June 2012 - August 2013
Xerox June 2011 - August 2011
Skills
Research, Social Networking, Public Speaking, Marketing, Program Management, Microsoft Office, Training, Time Management, Teamwork, Social Media, Event Planning, Sales, Legal Research, Proposal Writing, Leadership, Entrepreneurship, Product Development
Education
American University, Washington College of Law 2013 — 2016
Doctor of Law (J.D.), Law
Rutgers University-New Brunswick 2009 — 2013
Bachelor of Arts (B.A.)
National Park Service September 2015 - Present
Slow Art Day January 2015 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
National Park Service October 2014 - May 2015
Environmental Health Trust January 2014 - September 2014
University of Maryland May 2014 - June 2014
University of Maryland January 2014 - May 2014
University of Maryland May 2013 - January 2014
University of Maryland January 2013 - December 2013
University of Maryland August 2012 - December 2012
Skills
Research, Social Media, Teaching, Public Speaking, PowerPoint, Technical Writing, Report Writing, Email Newsletter Design, Constant Contact, Information Graphics, WordPress, Stata, Microsoft Excel, Leadership, Communication, Planning..., Social Networking, Audio Conferencing, Teamwork, Policy Analysis, Archaeology, GIS, ArcGIS, Georeferencing, Digitization, Trimble GPS, Public Archaeology, Historical Archaeology, Field Work, Excavation, Artifact Analysis, Geographic Information..., Academic Writing, Proofreading, Final Cut Pro, Qualitative Research, Public Policy, Editing, Grant Writing, Microsoft Office, Nonprofits, SharePoint, Outlook, Policy An
Education
University of Maryland School of Public Policy 2014 — 2016
Master's Degree, Public Policy
University of Maryland College Park 2011 — 2015
Bachelor of Arts (BA), Anthropology and Art History Double Degree
Montgomery Blair High School 2007 — 2011
High school diploma
U.S. Securities and Exchange Commission June 2013 - Present
Financial Industry Regulatory Authority October 2010 - June 2013
U.S. Securities and Exchange Commission January 2010 - April 2010
Commodity Markets Council May 2008 - January 2010
US Commodity Futures Trading Commission May 2009 - September 2009
Education
University of California, Berkeley
Accounting Certificate
American University, Washington College of Law 2007 — 2010
J.D., Securities Regulation, Derivatives Regulation, Financial Services Regulation.
Dickinson College 2001 — 2005
History, Political Science
U.S. Securities and Exchange Commission August 2001 - Present
Skills
Securities Regulation, AML, Securities
Education
Adelphi University 1998 — 2001
Accounting and Finance
U.S. Securities and Exchange Commission November 2014 - Present
Moretti Law, P.C. November 2012 - November 2013
AccuQuote December 2010 - May 2012
AT&T Mobility February 2009 - September 2009
Skills
Cold Calling, Insurance, Account Management, Property & Casualty..., Disability Insurance, Underwriting, Life Insurance, Health Insurance, Sales, Salesforce.com, Sales Presentations, Direct Sales
Education
Arizona State University 2008 — 2008
Bachelor of Arts (B.A.), Political Science and Government
Triton College 2006 — 2008
Associates, Liberal Arts
Cerner Corporation January 2013 - Present
U.S. Securities and Exchange Commission December 2011 - November 2012
JPMorgan Chase & Co. June 2011 - October 2011
Skills
ERP, SQL, Oracle, SDLC, Testing, HTML, XML, C, Unix, PL/SQL, JavaScript, Microsoft Excel, PeopleCode, PeopleSoft, Microsoft Office, Oracle Reports, Oracle Discoverer, Oracle Report Builder, PeopleTools, Filezilla, Toad, Oracle SQL Developer
Education
University of Missouri-Kansas City 2011 — 2013
Master's degree, Computer Networking
University of Missouri-Kansas City 2009 — 2011
Master's degree, Computer Networking
SLCS Institute Of Engineering And Technology
SLCS Institute Of Engineering And Technology
SLCS Institute Of Engineering And Technology
U.S. Securities and Exchange Commission August 2014 - October 2014
Financial Industry Regulatory Authority August 2010 - July 2014
Van Eck Global February 2007 - July 2010
City University of New York - New York City College of Technology December 2003 - February 2007
Skills
Regulatory Compliance, Legal Compliance, Securities Regulation, Investment Advisor..., Investment Advisers Act, Investment Company Act, Anti Money Laundering, Securities Exchange Act..., USA PATRIOT Act, SEC Regulations, Investment Companies, Mutual Funds, ETFs, Hedge Funds, Asset Management, Investments, Fixed Income, CRD, FINRA, Equities, Broker-Dealer Compliance, Broker-Dealer Operations, Securities, OATS, Trading Systems, Stock Exchange, Market Access, Policies & Procedures..., Fidessa, Brass, Alternative Investments, Training & Development
Education
Baruch College, City University of New York (CUNY) 2003 — 2006
MBA, Finance & Investments
City University of New York-Brooklyn College 1998 — 2003
BS, Business Finance & Management
U.S. Securities and Exchange Commission June 2014 - Present
Charles County Government March 2014 - Present
ICMA-RC July 2011 - June 2014
SAIC April 2007 - December 2010
SAIC December 2005 - April 2007
USAF January 1998 - January 2007
Skills
Employee Benefits, Talent Acquisition, 401k, PeopleSoft, Employee Relations, Human Resources, Deferred Compensation, Recruiting, Talent Management, Defined Contribution, Financial Services, Succession Planning, College Recruiting, Sourcing, Performance Management, Training, Temporary Placement, Internet Recruiting, Leadership, Hiring, Personnel Management, Management, Project Management, Human Capital, SDLC, Applicant Tracking..., Interviews, Job Fairs, Screening Resumes
Education
Keller Graduate School of Management of DeVry University 2011 — 2012
Masters, Human Resources Management and Services
American Intercontinental University 2006 — 2007
Master of Business Administration (MBA), Marketing
Herrick, Feinstein LLP June 1987 - Present
U.S. Securities and Exchange Commission 1983 - 1987
Skills
Commercial Litigation, Litigation, Civil Litigation, Corporate Law, Arbitration, Product Liability, Appeals, Intellectual Property, Legal Research, Securities Regulation, Legal Writing
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1980 — 1983
Juris Doctor (J.D.), Law
Boston University 1975 — 1979
Bachelor's Degree
U.S. Securities and Exchange Commission September 2008 - Present
United States Attorney's Office February 2013 - June 2014
Dewey & LeBoeuf LLP September 2003 - September 2008
New York State Supreme Court, Appellate Division, Third Department August 2002 - August 2003
Dewey Ballantine LLP June 2001 - August 2001
Skills
Securities Litigation, Securities Regulation
Education
Albany Law School of Union University
Doctor of Law (J.D.)
Marist College
Bachelor of Science (B.S.)
Hogan Lovells US LLP 2007 - Present
U.S. Securities and Exchange Commission 1998 - 2006
Debevoise & Plimpton 1996 - 1998
Office of the Independent Counsel, Arlin Adams 1993 - 1995
U.S. District Court for the District of Columbia 1990 - 1992
Skills
Fraud, Internal Investigations, Civil Litigation, Corporate Governance, Criminal Law, Securities Litigation, Securities Regulation
Education
American University, Washington College of Law 1987 — 1990
Doctor of Law (JD)
University of Denver
Bachelor of Arts (BA), Polical Sciene and History
American University Law Review May 2013 - May 2015
Legal Rhetoric Program, American University Washington College of Law May 2013 - May 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Washington College of Law Criminal Justice Clinic August 2014 - January 2015
Seward & Kissel LLP May 2014 - August 2014
U.S. Department of Justice September 2013 - December 2013
Superior Court of the District of Columbia May 2013 - August 2013
Consejería de Educación de la Comunidad de Madrid June 2011 - June 2012
Lafayette College August 2010 - May 2011
Northampton County Court of Common Pleas June 2009 - August 2010
Skills
Spanish, Research, Teaching, Writing, Social Networking
Education
American University, Washington College of Law 2012 — 2015
Doctor of Law (J.D.)
Lafayette College 2007 — 2011
BA Philosophy with honors, BA Spanish
Syracuse University's Center in Madrid, Spain 2010 — 2010
Spanish
The Center for Cross-Cultural Studies, Spain 2008 — 2008
Spanish
U.S. Securities and Exchange Commission August 2015 - Present
CBOE April 2015 - August 2015
Chicago Kent College of Law, Institute for Compliance January 2015 - April 2015
Financial Industry Regulatory Authority (FINRA) September 2014 - December 2014
Cook County College Teachers Union July 2014 - September 2014
The Honorable Chief Judge Richard C. Schoenstedt June 2014 - August 2014
Chicago-Kent College of Law June 2014 - August 2014
LawVision Group LLC January 2014 - May 2014
The 41st Parameter January 2013 - June 2013
U.S. Department of State August 2012 - May 2013
Skills
Financial Institutions, Securities Regulation, Microsoft Office, Research, Social Media, Critical Thinking, Management, Nonprofits, Articulation, Financial Services, Salesforce.com, Project Management, Community Outreach, Microsoft Excel, Client Services, Volunteer Coordinating, Volunteer Management, Digital Marketing, International Relations, Critical Analysis, Microsoft SQL Server, NoSQL, Enterprise Databases, Problem Solving, Deceptive Trade..., PowerPoint, Public Speaking
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2013 — 2016
Doctor of Law (J.D.)
Arizona State University 2011 — 2013
Bachelor of Arts (B.A.), Political Science, Summa Cum Laude
Auburn University 2009 — 2011
transferred, Business
Rubin, Fiorella & Friedman LLP August 2015 - Present
U.S. Securities and Exchange Commission January 2015 - March 2015
Touro College Office of General Counsel June 2014 - August 2014
Benjamin N. Cardozo School of Law, Professor Kyron Huigens June 2014 - August 2014
Law Offices of Jonathan T.K. Cohen, PC January 2014 - April 2014
Honorable Thomas M. Lynch IV July 2013 - August 2013
Gary B. Samilow, Esq. May 2013 - June 2013
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2013 — 2015
Juris Doctor
Nova Southeastern University Shepard Broad College of Law 2012 — 2013
Juris Doctor, Completed First Year Coursework
Adelphi University 2008 — 2012
Bachelor of Business Administration (BBA), Management
First Republic Bank June 2015 - Present
U.S. Trust January 2014 - June 2015
Bridgeview Mortgage Corp. July 2012 - February 2014
Law Office of Arturo Torres December 2010 - February 2014
U.S. Securities and Exchange Commission November 2012 - May 2013
Skills
High Net Worth..., Wealth Management..., Private Banking, Management, Finance, Financial Analysis, Microsoft Office, Customer Service, Contract Negotiation, Refinance, Credit, Account Reconciliation, NYS Notary Public, Analysis, Loans, Interpersonal Skill, NMLS Licensed, Real Estate, Work Ethic, Credit Analysis, Corporate Finance, Legal Research, Loan Origination, Mortgage Banking, Financial Services, Business Analysis, Data Analysis, Analytics, Market Analysis, Compliance, Managerial Finance, Personal Finance, Legal Documents, Leadership, Team Leadership, Lead Generation, Team-oriented, Networking, Accounting, Mortgage Lending, Negotiation, Credit Risk, Residential Mortgages, Relationship Management, Commercial Mortgages, Commercial Banking, Financial Reporting, Real Estate Financing, Home Equity Lines of..., WealthEngine
Education
Adelphi University 2012 — 2014
Master of Business Administration (MBA), Finance
Saint John's University 2006 — 2009
BS, Legal Studies/Business Administration
U.S. Securities and Exchange Commission August 2015 - Present
Commodity Futures Trading Commission January 2015 - April 2015
Investment Adviser Association September 2014 - December 2014
U.S. Securities and Exchange Commission- Office of Compliance Inspections & Examinations (IM) May 2014 - August 2014
U.S. Securities and Exchange Commission-Office of International Affairs January 2014 - April 2014
InCap Group, Inc. June 2013 - August 2013
The Court of Appeals of Maryland June 2013 - August 2013
Office of the Public Defender Maryland February 2012 - May 2012
District Court for Howard County Maryland June 2011 - August 2011
Skills
Languages, Aramaic, Hebrew, Public Interest, Westlaw, Legal Research, Legal Writing, Research, Non-profits, English, Community Outreach, Lexis
Education
The George Washington University Law School 2012 — 2015
Doctor of Law (JD), Honors
University of Maryland University College 2009 — 2011
Bachelor's degree, Politcal Science
Yeshiva College of the Nations Capital 2009 — 2011
Bachelor's degree, Talmudic Studies
U.S. Securities and Exchange Commission 2012 - 2013
The Financial Industry Regulatory Authority, Inc. 1997 - 2010
U.S. Securities and Exchange Commission 1990 - 1997
U.S. Securities and Exchange Commission 1988 - 1990
Pannill and Maynard LLP 1985 - 1988
Harris County District Attorney's Office 1982 - 1985
U.S. Court of Appeals for the Fifth Circuit 1981 - 1982
Skills
Securities Regulation, Litigation, Securities, FINRA, SEC, Legal Writing, Civil Litigation, Fraud, Appeals, Financial Regulation, AML, Arbitration, Broker-Dealer, Commercial Litigation, Corporate Governance, Courts, FCPA, Internal Investigations, Legal Advice, Legal Assistance, Legal Compliance, Legal Research, Policy, Trials, Anti Money Laundering
Education
Georgetown University Law Center 1988 — 1992
LL.M, Masters of Law in Securities & Financial Regulation
Benjamin N. Cardozo School of Law, Yeshiva University 1978 — 1981
J.D., Law
Baruch College, City University of New York (CUNY) 1974 — 1978
B.B.A., Accounting
U.S. Securities and Exchange Commission June 2015 - Present
Financial Industry Regulatory Authority October 2012 - May 2015
US EPA September 2011 - January 2012
US Securities and Exchange Commission 2012 - 2012
US EPA May 2011 - August 2011
RRD International, LLC January 2011 - April 2011
Withers LLP June 2010 - August 2010
Skills
Securities Regulation, Legal Research, Legal Writing, Administrative Law, Litigation, Westlaw, Lexis, Alternative Dispute..., Legal Issues, Environmental Law, Employment Law, Criminal Law, International Law, Hearings, Civil Litigation, Courts, Legal Compliance
Education
American University, Washington College of Law 2010 — 2012
Doctor of Law (J.D.)
Bucknell University 2004 — 2008
Bachelor of Arts (B.A.), Psychology and Philosophy
U.S. Securities and Exchange Commission January 2015 - Present
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates February 2010 - January 2015
U.S. Court of Appeals for the Sixth Circuit January 2009 - January 2010
Skadden, Arps, Slate, Meagher & Flom LLP September 2008 - January 2009
Lewis Baach PLLC June 2008 - September 2008
U.S. District Court for the Eastern District of Virginia July 2007 - May 2008
Skadden, Arps, Slate, Meagher & Flom, LLP May 2006 - August 2006
U.S. District Court for the District of Columbia June 2005 - August 2005
Stewart & Stewart, LLP June 2005 - August 2005
FashionWireDaily, Inc., and BRAINPOP, LLC January 2004 - September 2004
Skills
Litigation, Civil Litigation, Internal Investigations, Class Actions, FCPA, Commercial Litigation, Securities Regulation, Appeals, Criminal Law, Securities Litigation, Compliance Advisory, Corporate Transactional, False Claims Act, Due Diligence, Courts, Legal Writing, False Claims, Corporate Law, Mergers & Acquisitions, Securities, Criminal Defense, Corporate Governance, White Collar Criminal...
Education
Vanderbilt University Law School 2004 — 2007
J.D.
Amherst College 1997 — 2001
B.A., cum laude, Political Science
St. Albans School 1989 — 1997
U.S. Securities and Exchange Commission December 2014 - Present
U.S. Securities and Exchange Commission January 2014 - Present
U.S. Securities and Exchange Commission May 2012 - Present
Google September 2011 - May 2012
Sharp Communications May 2010 - September 2010
AlphaMetrix Alternative Investment Advisors 2009 - 2009
BR Sculpture - Custom Metal Fabrication January 2007 - September 2008
Skills
Financial Analysis, Corporate Finance, Valuation, Forensic Analysis, Data Analysis, Financial Statement..., Outsider Art, Entrepreneurship, Data Visualization, Financial Modeling, Finance, Competitive Analysis, Market Analysis, Fraud, SEC filings, Market Research, Equities, Forensic Accounting, FCPA, Business Strategy, Fine Art, Risk Management, Accounting Fraud, Ratio Analysis, US GAAP, Strategy, Consulting, Strategic Planning, Microsoft Excel, Graphic Design, Project Management, Leadership, Due Diligence, Research, Investments, Mergers & Acquisitions, Financial Reporting, Business Development, New Business Development, Analysis, Bloomberg Terminal, Management, Accounting, Program Management
Education
Babson College - Franklin W. Olin Graduate School of Business 2009 — 2011
Master of Business Administration (M.B.A.)
The School of the Art Institute of Chicago 2001 — 2004
Bachelor's Degree, BFA
DLC Management Corp 2014 - Present
Cedar Realty Trust, Inc. 2013 - 2014
Goldberg Weprin Finkel Goldstein, LLP 2012 - 2013
Dolphin Equities 2011 - 2012
CPEX Real Estate 2011 - 2011
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 2005 - 2010
City of Boston Law Department 2002 - 2005
Commonwealth of Massachusetts Appeals Court 2001 - 2002
U.S. Securities and Exchange Commission 2001 - 2001
Skills
Real Estate, Land Use, Zoning, Real Estate Finance, Real Estate Transactions, Real Estate Financing, Real Estate Investement, Excel, ARGUS, Valuation, Financial Modeling, DCF, Financial Analysis, Market Analysis, Deal Sourcing, Due Diligence, Negotiation, Contract Negotiation, Investment Properties, Leases, Legal Services, Legal Writing, Supervisory Skills, Contract Review, Real Estate Economics, Litigation, Mergers & Acquisitions, Acquisitions
Education
New York University 2009 — 2012
M.S. in Real Estate, Real Estate Finance and Investment
Northeastern University School of Law 1998 — 2001
Juris Doctor, Law
Al Akhawayn University 1998 — 1998
Sociology
Binghamton University 1993 — 1998
BA, Philosophy, Politics & Law; Sociology
Bergstrom & Taylor August 2015 - Present
U.S. Securities and Exchange Commission July 2014 - Present
Consumer Financial Protection Bureau March 2014 - July 2014
Conroy Photo 2009 - July 2014
ACLI January 2007 - August 2013
Potomac Paddlesports May 2005 - 2007
University of Michigan 2002 - 2005
Northern Outdoors 2002 - 2004
Custom Cabinetry by Krett 1996 - 2000
News Herald/Heritage Sunday News 1992 - 1996
Skills
Investments, Personal Finance, Retirement Planning, Insurance, Westlaw, Policy Analysis, Legal Writing, Public Speaking, Legal Research, Policy, Public Policy, Legislative Relations, Portrait Photography, Photoshop, Photography, Commercial Photography, Event Photography, Wedding Photography, Eagle Scout, Politics, Legislative Research, Leadership, Political Campaigns, Government, Litigation, Grassroots Organizing, Research, Management, Strategic Planning, Nonprofits, Program Management, Customer Service, Civil Litigation, Public Relations, Courts, Strategic Communications, Project Management, Legislation, Marketing, Training, Fundraising, Editing, International Relations, Mediation
Education
American University, Washington College of Law 2009 — 2013
Juris Doctor, Law
University of Michigan 2000 — 2005
Bachelors of Science, Resource Ecology and Management
Boston University 2003 — 2003
Wilson Sonsini Goodrich and Rosati March 2000 - Present
U.S. Securities and Exchange Commission February 1995 - February 2000
Skills
Corporate Law, Securities Regulation, Corporate Governance, Joint Ventures, Venture Capital, Mergers & Acquisitions, Licensing, Legal Research, Due Diligence, Legal Writing, Private Equity, IPO
Education
American University, Washington College of Law 1991 — 1994
J.D., Law
Cornell University 1987 — 1991
B.S., Urban Studies
Luse Gorman, PC August 2011 - Present
Consumer Financial Protection Bureau January 2011 - April 2011
Federal Deposit Insurance Corporation May 2010 - December 2010
U.S. Securities and Exchange Commission September 2009 - December 2009
United States Court of Federal Claims May 2009 - August 2009
Education
American University Washington College of Law 2008 — 2011
Doctor of Law (JD)
University of Southern California 2004 — 2008
Bachelor's Degree, Business Administration and Management, General
McGuireWoods February 2013 - Present
Skadden, Arps, Slate, Meagher & Flom LLP May 2001 - February 2013
U.S. Securities and Exchange Commission September 1997 - September 2000
Skills
Securities Law, Corporate Governance, Securities, Investigations, Fraud, Compliance, Enforcement, FCPA, Securities Regulation, Legal Research, Securities Litigation, Private Investigations, Corporate Internal..., Civil Litigation, Class Actions, Litigation
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1994 — 1997
JD
Syracuse University - Martin J. Whitman School of Management 1990 — 1994
Pascack Hills 1986 — 1990
U.S. Securities and Exchange Commission 2014 - Present
Skills
Internal Controls, US GAAP, Auditing, SEC filings, CPA, Oil & Gas Accounting, External Audit, Assurance, IFRS, Financial Reporting, GAAP, Accounting, SOX 404, Sarbanes-Oxley Act, Revenue Recognition, SEC Filings, Financial Accounting
Education
Baylor University - Hankamer School of Business 1996 — 2000
BBA
Langley High School 1992 — 1996
US Securities and Exchange Commission August 2014 - Present
US Securities and Exchange Commission October 2012 - August 2014
US Securities and Exchange Commission January 2008 - October 2012
US Securities and Exchange Commission September 2004 - January 2008
Department of State, Iraq Reconstruction and Management Office May 2006 - September 2006
Skills
FCPA, Corporate Law, Securities Regulation, Enforcement, Securities Litigation, International Relations, Legal Research, Legal Writing, Commercial Litigation, Investment Advisers Act, Litigation, Corporate Governance, Securities
Education
University of San Diego School of Law 2001 — 2004
JD, Law
Mitchell Silberberg & Knupp LLP July 2015 - Present
Richardson & Patel LLP August 2012 - June 2015
Glancy Binkow & Goldberg LLP May 2012 - August 2012
JM Leibowitz & Associates, LLP October 2011 - May 2012
US Securities and Exchange Commission August 2010 - December 2010
US Securities and Exchange Commission June 2010 - August 2010
US Securities and Exchange Commission June 2009 - August 2009
Deloitte 2004 - July 2008
Skills
SEC filings, Accounting, Private Equity, Corporate Law, Securities Regulation, Venture Capital, Mergers & Acquisitions, Corporate Finance, Legal Research, Financial Analysis, Securities, Auditing, Tax, Legal Writing, Due Diligence
Education
University of Southern California Law School 2008 — 2011
Juris Doctorate
University of Southern California - Marshall School of Business 2003 — 2004
Master's Degree, Accounting
University of Southern California 2000 — 2004
Bachelor's Degree, Accounting, Cum Laude
U.S. Securities and Exchange Commission 2013 - Present
Ashton Lane Group, Inc 2007 - 2013
RBC Capital Markets 2005 - 2007
Lehman Brothers 1997 - 2005
SBC Warburg 1994 - 1997
Education
Baruch College, City University of New York (CUNY)
Consumer Financial Protection Bureau September 2014 - Present
Consumer Financial Protection Bureau June 2011 - September 2014
Willkie Farr & Gallagher LLP 2005 - May 2011
U.S. Securities and Exchange Commission September 2004 - December 2004
Fried Frank Harris Shriver & Jacobson May 2004 - August 2004
Choice Hotels International, Inc. May 2003 - April 2004
Fleet Boston Financial January 2001 - December 2001
StockPower November 1999 - November 2000
Datamonitor, Inc. January 1999 - October 1999
Ziff Davis Media 1998 - 1998
Skills
Litigation, Class Actions, Legal Writing, Corporate Governance, Administrative Law, Legal Research, Commercial Litigation, Appeals, Government, Legal Assistance, Policy, Securities, Securities Regulation, Securities Litigation, Civil Litigation, Internal Investigations, White Collar Criminal...
Education
Georgetown University 1994 — 1998
American University, Washington College of Law 2002 — 2005
JD, Law
Garden City High School
U.S. Securities and Exchange Commission April 2015 - Present
Joint Legislative Budget Committee April 2014 - April 2015
Rotary International Foundation 2012 - 2013
CalPERS Investment Office - Private Equity (PE) Program October 2009 - August 2012
California Department of Corrections and Rehabilitation August 2007 - September 2009
Capital Fellows Program September 2007 - August 2008
Education
Trinity College, Dublin
Masters of Business Administration (MBA)
University of California, Berkeley
B.A.
California State University-Sacramento 2007 — 2008
M.P.P.A. - Office of the Governor Certificate
Anglo-American University, Prague 2004 — 2005
Research Grant
U.S. Securities and Exchange Commission January 2015 - Present
Gibson, Dunn & Crutcher LLP June 2009 - January 2015
Clifford Chance US LLP October 2006 - June 2009
Tanenbaum Center 2002 - 2005
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2004 — 2006
JD
New York University 1999 — 2002
B.A., summa cum laude
Securities and Exchange Commission November 2014 - Present
U.S. Securities and Exchange Commission March 2011 - November 2014
Office of the General Counsel, Securities and Exchange Commission April 2009 - March 2011
Office of the Chairman, Securities and Exchange Commission August 2008 - April 2009
Office of General Counsel, Securities and Exchange Commission November 2004 - August 2008
Fried Frank 2001 - 2004
Fried Frank 2001 - 2004
Skills
Securities Regulation, Securities Litigation, Legal Research, Corporate Law, Corporate Governance, Legal Writing, Securities Offerings, Internal Investigations
Education
American University, Washington College of Law 1998 — 2001
Doctor of Law (JD)
University of North Carolina at Chapel Hill 1994 — 1998
BA, History
Consumer Financial Protection Bureau August 2012 - Present
Consumer Financial Protection Bureau April 2014 - October 2014
Federal Deposit Insurance Corporation 2007 - August 2012
Pillsbury Winthrop Shaw Pittman LLP 2005 - 2006
Financial Industry Regulatory Authority (FINRA) 2001 - 2005
U.S. Securities and Exchange Commission 1996 - 2001
Skills
Financial Regulation, Financial Services, Banking Law, Consumer Law, Policy, Regulatory Analysis, Fraud, Administrative Law, Legislation, Risk Management, Capital Markets, Banking, Securities Regulation, Securities, Finance, Financial Risk, Economics, Corporate Law, Privacy Law
Education
American University, Washington College of Law 1990 — 1994
JD/MBA, International Finance and Law, Business/Corporate Law
McGill University 1985 — 1989
Bachelor of Commerce, French Certificate, International Business, Management Policy, French
Axiom December 2013 - Present
Brown Brothers Harriman March 2010 - November 2013
K&L Gates March 2007 - April 2009
Investors Bank & Trust March 2004 - March 2007
U.S. Securities and Exchange Commission August 1998 - July 2001
Skills
Securities, Securities Regulation, Mergers, Due Diligence, Mutual Funds, SEC, Mergers & Acquisitions, Legal Writing, Financial Services, Corporate Governance, Investment Advisory, Legal Research, Corporate Law, Risk Management, Hedge Funds
Education
Boston University School of Law 2004 — 2006
LL.M., Banking and Financial Law
American University Washington College of Law 1995 — 1998
J.D., Law
University of Pennsylvania 1990 — 1994
B.A., International Relations, French and Econ
Calhoun
U.S. Securities and Exchange Commission December 2014 - Present
US Securities and Exchange Commission December 2013 - December 2014
Stradley Ronon Stevens & Young October 2009 - November 2013
Stradley Ronon October 2009 - January 2010
Rep. Ginny Brown-Waite, U.S. House of Representatives 2005 - 2007
Rep. Mike Castle 2004 - 2005
Education
American University, Washington College of Law 2006 — 2009
J.D., Law
Miami University 1999 — 2003
Bachelor of Science (B.S.)
Bexley High School
Stay at home mom December 2007 - Present
Brown Brothers Harriman June 2006 - December 2007
U.S. Securities and Exchange Commission December 2004 - June 2006
John Hancock Financial Services October 1999 - December 2004
PricewaterhouseCoopers January 1995 - October 1999
Skills
Financial Services, Financial Analysis, Banking, Investments
Education
Northeastern University - Graduate School of Business Administration 1994 — 1995
Master of Business Administration (M.B.A.), Accounting
Auburn University 1989 — 1993
Bachelor of Applied Science (B.A.Sc.), Ornamental Horticulture
Goldman Sachs March 2015 - Present
Barclays December 2013 - February 2015
U.S. Department of Housing and Urban Development September 2013 - November 2013
U.S. Commodity Futures Trading Commission September 2012 - May 2013
U.S. Securities and Exchange Commission May 2012 - July 2012
U.S. Securities and Exchange Commission January 2012 - April 2012
Trinidad & Tobago Securities and Exchange Commission June 2011 - August 2011
Skills
Legal Research, Westlaw, Legal Writing, Securities Regulation, Depositions, Banking Law, Policy Analysis, International Law, Dodd-Frank, CFTC
Education
American University, Washington College of Law 2010 — 2013
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Georgia State University - J. Mack Robinson College of Business 2006 — 2008
Bachelor of Business Administration (B.B.A.), Finance
Saint John's University 2004 — 2006
Jones Day August 1993 - Present
Honorable Lowell A. Reed, Jr. August 1991 - August 1993
U.S. Securities and Exchange Commission August 1990 - August 1991
U.S. Securities and Exchange Commission August 1988 - August 1990
Skills
Corporate and..., Arbitration, Intellectual Property, Commercial Litigation, Securities Regulation, Securities Litigation, Corporate Governance, Trials, Mediation, Civil Litigation, Class Actions, Product Liability, SEC, Trade Secrets, Securities, Corporate Law, Legal Research, Litigation, Bankruptcy, Legal Writing, Appeals, White Collar Criminal..., Unfair Competition, Competition Law, Joint Ventures, Courts, Trial Practice, Alternative Dispute..., Dispute Resolution, Cross-border..., Internal Investigations, Business Litigation
Education
New York University School of Law 1990 — 1994
LL.M., Corporation Law
Benjamin N. Cardozo School of Law, Yeshiva University 1985 — 1988
J.D., Law
Syracuse University 1981 — 1985
B.A., Policy Studies
U.S. Securities and Exchange Commission September 2012 - Present
Self-employed 2009 - Present
State Street Bank 2010 - 2011
Beacon Capital Strategies 2009 - 2010
Cantor Fitzgerald 2002 - 2009
Instinet Corporation 1999 - 2001
Scotia Capital Markets 1995 - 1998
Kidder Peabody 1993 - 1995
Donaldson, Lufkin & Jenrette 1987 - 1993
Skills
Risk Management, Credit Risk, Financial Risk, Credit, Credit Analysis, Investment Banking, Trading, Hedge Funds, Market Risk, Operational Risk, Finance, Auditing, Fixed Income, Capital Markets, Derivatives
Education
Baruch College, City University of New York (CUNY) 1982 — 1984
MBA, Finance
RA Capital Management, LLC January 2015 - Present
Regiment Capital Advisors LP January 2007 - December 2014
K&L Gates July 2004 - January 2007
U.S. Securities and Exchange Commission December 1999 - July 2004
Jorden Burt LLP August 1996 - December 1999
The Honorable David T. Stitt, Nineteenth Judicial Circuit of Virginia August 1995 - August 1996
Skills
Compliance, Securities Regulation, Alternative Investments, Investment Management, Securities, Hedge Funds, SEC, Private Investigations, Broker-Dealer, Capital Markets, Derivatives, Due Diligence, Private Equity, venture capital, Operations Management, Corporate Governance, Biotechnology, Healthcare, Life Sciences, Fixed Income, High Yield Bonds
Education
American University, Washington College of Law 1992 — 1995
J.D.
University of Michigan 1988 — 1992
B.A.(with distinction)
U.S. Securities and Exchange Commission February 2013 - Present
BNY Mellon April 2006 - March 2011
Ernst & Young LLP January 2001 - January 2004
Depository Trust Clearing Corp April 1999 - November 2000
PricewaterhouseCoopers LLP September 1996 - April 1999
Skills
CPA, GAAP, Auditing, Internal Controls, Operational Risk..., Financial Accounting, Financial Reporting, Sarbanes-Oxley Act, Revenue Recognition
Education
City University of New York-Baruch College
BBA, Accounting
O'Melveny & Myers LLP October 2013 - Present
O'Melveny & Myers LLP May 2012 - July 2012
Labaton Sucharow LLP May 2011 - August 2011
U.S. Securities and Exchange Commission January 2011 - May 2011
Morgan Stanley June 2007 - June 2009
Skadden Arps June 2006 - June 2007
Skills
Legal Writing, Westlaw, Research, Legal Research, Corporate Law, Lexis
Education
Brooklyn Law School 2009 — 2013
JD, Cum Laude
City University of New York-Baruch College - Zicklin School of Business 2009 — 2013
MBA, International Business
University of Rochester 2002 — 2006
BA, Economics and Political Science, Magna Cum Laude
Carter Ledyard & Milburn LLP March 1987 - Present
Sage Gray Todd & Sims 1977 - 1987
U.S. Securities and Exchange Commission 1969 - 1977
Skills
Securities Regulation, Corporate Law, Litigation, Mergers & Acquisitions, Corporate Governance, Securities Litigation, Arbitration, Due Diligence, Private Equity, Appeals, Legal Research
Education
New York University School of Law 1975 — 1978
LLM, Corporate
Fordham University School of Law 1969 — 1973
J.D., Law
Baruch College, City University of New York (CUNY) 1964 — 1969
B.B.A., Government and Finance
The Auragraph Institute, LLC October 2012 - Present
JONES DAY® May 2015 - August 2015
U.S. Food and Drug Administration November 2014 - May 2015
Gilead Sciences August 2014 - March 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Atlantic Tele-Network, Inc. July 2012 - August 2013
Shearman & Sterling LLP 2010 - 2012
PhRMA May 2009 - July 2010
FedEx North Pacific June 2008 - September 2008
IUCN (Nature Conservation Society of Japan) May 2007 - October 2007
Skills
Legal Research, Intellectual Property, Commercial Litigation, Legal Writing, Mergers & Acquisitions, Securities Law, Legal Japanese, Corporation Law of Japan, Asia Pacific, Japanese market, Japanese to English..., Medical Translation, Legal Translation, Financial Translation, Linguistic Validation, Language Services, Securities Regulation, Research, Public Policy, Policy
Education
American University, Washington College of Law 2013 — 2016
Juris Doctor (J.D.), Corporate Law, Food and Drug Law, Regulatory Interaction
The Ohio State University 2014 — 2016
The Ohio State University College of Medicine
Tufts University School of Medicine
Tufts Center for the Study of Drug Development
Dartmouth College 2005 — 2009
Bachelor of Arts (B.A.), Neurolinguistics and Asian Studies
The Linsly School 2001 — 2005
High School Diploma
Deutsche Bank May 2014 - Present
JPMorgan Chase October 2012 - April 2014
Bank of America Corporation July 2009 - October 2012
Merrill Lynch July 2008 - June 2009
Morgan Stanley August 2007 - July 2008
Morgan Stanley May 2007 - August 2007
U.S. Securities and Exchange Commission February 2007 - May 2007
Chubb Group of Insurance Companies February 2006 - February 2007
First Investors May 2006 - August 2006
Skills
Finance, Portfolio Management, Financial Risk, Fixed Income, Financial Services, Financial Modeling, Financial Analysis, Trading, Capital Markets, Securities
Education
Baruch College, City University of New York (CUNY) 2004 — 2008
BBA, Finance and Investment/Economics
Northrop Grumman Corporation October 2014 - Present
CODE Plus, Inc. January 2014 - October 2014
MORI Associates, Washington, DC January 2012 - January 2014
Consortium 2010 - 2011
U.S. Securities and Exchange Commission 2009 - 2010
U.S. Securities and Exchange Commission 2009 - 2010
ICF International 2008 - 2009
Education
The George Washington University - School of Engineering & Applied Science 2012 — 2015
Cyber Security in Computer Science, Computer Science
Octagon Credit Investors, LLC July 2011 - Present
Alcentra NY, LLC April 2010 - June 2011
Standard & Poor's February 2005 - March 2009
Nomura Holdings America, Inc. October 2003 - February 2005
TIAA-CREF November 1996 - September 2003
Oppenheimer Capital March 1994 - November 1996
BT Variable March 1993 - March 1994
U.S. Securities and Exchange Commission July 1989 - March 1993
Pridential-Bache Securities / Prudential Mutual Fund Management September 1987 - July 1989
Skills
Securities Regulation, Securities Exchange Act..., Asset Managment, Investment Advisers Act, Investment Company Act, Equities, Asset Management, FINRA, Hedge Funds, AML, Securities, Private Equity, Financial Regulation, Structured Finance, Due Diligence
Education
Brooklyn Law School 1985 — 1987
Doctor of Law (J.D.)
Albany Law School of Union University 1984 — 1985
Law
Queen's University 1981 — 1984
Bachelor of Commerce (B.Com.) with Honors
BlackRock 2013 - Present
Bain Capital 2012 - 2012
JPMorgan Chase 2010 - 2010
U.S. Securities and Exchange Commission 2009 - 2009
Skills
Investment Banking, Financial Markets, Financial Advisory, Financial Modeling, Valuation, Economics
Education
London School of Economics and Political Science 2012 — 2012
Master of Science (MSc), Accounting and Finance
William & Mary 2007 — 2011
BA, Chinese and Finance
Beijing Language and Culture University
East China Normal University
Benjamin N. Cardozo School of Law 2005 - Present
U.S. Securities and Exchange Commission 1997 - 2005
Kelley Drye & Warren LLP 1992 - 1997
United States District Court for the Eastern District of Pennsylvania Judge Clarence C. Newcomer 1990 - 1992
Skills
Corporate Governance, Corporate Law, Litigation, Securities Regulation, Civil Litigation, Courts, Legal Writing
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1987 — 1990
Doctor of Law (JD), Law
U.S. Securities and Exchange Commission November 2014 - Present
CSC August 2013 - November 2014
AES August 2009 - July 2013
Integral Financial Group September 2007 - July 2009
Sirius XM Radio Inc. January 2008 - June 2009
Ernst & Young 2003 - 2007
Skills
Technical Accounting..., SEC filings, Accounting, Financial Reporting, Auditing
Education
The George Washington University - School of Business 2000 — 2001
Masters, Accounting
American University of Beirut 1996 — 2000
Bachelor's, Business Administration
U.S. Court of Appeals September 2014 - September 2015
Gibson, Dunn & Crutcher LLP May 2013 - July 2013
U.S. Securities and Exchange Commission May 2012 - August 2012
The GEO Group, Inc. September 2009 - November 2011
Robin Hood Camp January 2002 - January 2007
Legg Mason May 2005 - August 2005
Skills
Valuation, Financial Analysis, Financial Modeling, Analysis, Forecasting, Leadership, Due Diligence, Finance, Legal Research, Mergers & Acquisitions
Education
The George Washington University Law School 2011 — 2014
Juris Doctor, Honors, George Washington Scholar (top 15% of class)
Amherst College 2004 — 2009
Bachelor of Arts (B.A.), Astronomy
National Outdoor Leadership School 2006 — 2006
St. Paul's School 2000 — 2004
High School Diploma, Cum Laude
Office of the Comptroller of the Currency August 2015 - Present
United States Federal Courts August 2013 - August 2015
US Small Business Administration August 2011 - August 2013
U.S. Department of Justice February 2012 - August 2012
Securities Arbitration Clinic September 2009 - May 2011
Financial Industry Regulatory Authority September 2010 - April 2011
U.S. Securities and Exchange Commission June 2010 - August 2010
U.S. District Court, Southern District of New York February 2010 - April 2010
Skills
Legal Writing, Legal Research, Advocacy, Civil Litigation, Securities Regulation, Securities Litigation, Banking Law, Policy Analysis, Courts, Litigation, Westlaw, Administrative Law, Arbitration, International Law, Mediation
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2008 — 2011
J.D., Concentrations in Litigation and Corporate Law
University of Rochester 2004 — 2008
Bachelor of Arts, Political Science, English
U.S. Securities and Exchange Commission January 2011 - Present
U.S. Securities and Exchange Commission May 2005 - January 2011
Daly Computers, Inc. January 1999 - May 2005
Skills
Government, Analysis, Program Management, Business Process..., DoD, Governance, Information Technology, Leadership
Education
American University 1998 — 2003
BA, Liberal Studies - Computer Science
PricewaterhouseCoopers LLP July 2012 - Present
US Securities and Exchange Commission June 2010 - June 2012
PricewaterhouseCoopers LLP July 1999 - June 2010
Skills
SEC reporting, IFRS, Accounting, Audit, Auditing, US GAAP, SEC filings, SEC Filings
Education
University of San Diego 1997 — 1999
Bachelor of Accounting, Accounting
The Law Offices of William M. Holzman June 2012 - Present
Troglia Kaplan Holzman, LLC May 2010 - June 2012
Stahl Cowen Crowley Addis LLC April 2008 - May 2010
Schwartz Cooper Chartered January 2002 - March 2008
Neal, Gerber & Eisenberg LLP February 1986 - June 2001
Friedman and Ko January 1979 - February 1986
US Securities and Exchange Commission 1975 - 1978
Education
University of San Diego School of Law 1972 — 1975
JD
University of Wisconsin-Madison 1967 — 1971
BA, Poli Sci
Jacobson, Russell, Saltz, Nassim & de la Torre LLP June 2015 - Present
U.S. Securities and Exchange Commission February 2015 - June 2015
Rodovalho Advogados August 2012 - September 2014
Justiça Federal de Goiás August 2012 - December 2013
JBS August 2011 - July 2012
Tribunal de Contas da União January 2011 - July 2011
Skills
Microsoft Office, Customer Service, Public Speaking, Management, Strategic Planning, Microsoft Excel, Negotiation, Social Media, Research, Contract Negotiation, Bar Admission in..., Logistics, Franchising, Food & Beverage, Business Development, Legal Compliance, Legal Writing, Legal Research, Westlaw, Litigation, Legal Assistance, Microsoft Word
Education
University of California, Los Angeles 2014 — 2015
Certificate, Legal Assistant/Paralegal
Université de Liège 2011 — 2012
Exchange law student in Belgium during my Bachelor's degree, International Law and Legal Studies
Pontifícia Universidade Católica de Goiás 2008 — 2012
Bachelor's degree, Law
Colorado State University 2009 — 2010
Intensive English Program
home July 1998 - Present
US Securities and Exchange Commission June 1995 - July 1998
Greater southeast Hospital October 1993 - June 1995
Coopers and Lybrand (now PWC) August 1989 - October 1993
Education
University of Scranton 1985 — 1989
Bachelor of Science (B.S.), Accounting
Social Security Administration August 2014 - Present
United States Senate Committee on Banking, Housing, and Urban Affairs January 2014 - May 2014
U.S. Securities and Exchange Commission September 2013 - December 2013
U.S. Commodity Futures Trading Commission May 2013 - August 2013
Department of the Treasury, US Mint September 2012 - December 2012
United Service Workers Union June 2012 - August 2012
NBTY, Inc. June 2010 - July 2011
Skills
Legal Writing, Public Speaking, Legal Research, Research, Westlaw, Litigation
Education
American University, Washington College of Law 2011 — 2014
J.D.
Marist College 2006 — 2010
B.S., Business Administration
U.S. Securities and Exchange Commission May 2013 - Present
USAF September 2008 - June 2012
USAF June 2006 - February 2009
Skills
TS/SCI w/Full Poly, Military, Air Force, Military Operations, Top Secret, Government Contracting, Defense, Operational Planning, Command, Military Experience, National Security, Army, Intelligence Analysis, Information Assurance, Security Clearance, DoD, Force Protection, Government, Organizational..., Intelligence, Tactics, Military Training, Special Operations, Emergency Management, COMSEC, C4ISR, Counterterrorism, Electronic Warfare, Military Logistics, Command & Control, Counterintelligence, Homeland Security, Security+, Weapons, Exercises, Contingency Planning, Earned Value Management, Security, Security Operations, Systems Engineering
Education
Community College of the Air Force 2008 — 2009
AA, Human Resource Management
Community College of the US Air Force 2006 — 2007
AA, Transportation/Business Management
American Public University System
Logistics Management
Financial Industry Regulatory Authority March 2014 - Present
FINRA - Financial Industry Regulatory Authority June 2002 - February 2014
U.S. Securities and Exchange Commission May 2000 - June 2002
U.S. Securities and Exchange Commission February 2000 - May 2000
U.S. Securities and Exchange Commission July 1998 - February 2000
U.S. Court of Appeals for the Fifth Circuit July 1992 - July 1998
U. S. District Court for the Western District of Texas August 1991 - July 1992
Skills
Securities Regulation, FINRA, Securities, Corporate Governance, Securities Litigation, Financial Regulation, Broker-Dealer, AML, SEC, Corporate Law, Litigation, Legal Research, Series 24, Arbitration, FCPA
Education
The University of Texas School of Law 1988 — 1991
Doctor of Law (J.D.)
Angelo State University 1984 — 1987
Bachelor of Arts (B.A.), Political Science and Government
U.S. Securities and Exchange Commission December 2014 - Present
Ballard Spahr LLP April 2011 - November 2014
United States District Court September 2009 - March 2011
Kelley Drye & Warren LLP September 2007 - August 2009
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2004 — 2007
JD, Law
Boston University 1999 — 2003
BS, Film & Television
United States District Court for the District of New Jersey August 2015 - Present
American University Washington College of Law May 2014 - May 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
Post & Schell, P.C. May 2014 - August 2014
U.S. Department of Justice September 2013 - November 2013
Evolve Media, LLC July 2010 - August 2012
Education
American University Washington College of Law 2012 — 2015
J.D., cum laude
Bucknell University 2006 — 2010
B.A., Economics, Political Science
U.S. Court of Appeals for the Second Circuit August 2013 - Present
U.S. Department of Justice Attorney General's Honors Program - Exec. Office for Immigration Review September 2011 - August 2013
U.S. Securities and Exchange Commission January 2011 - May 2011
Judge Kermit V. Lipez, U.S. Court of Appeals for the First Circuit September 2010 - December 2010
U.S. Federal Trade Commission (Northwest Region) May 2010 - August 2010
U.S. Attorney's Office - District of Maine May 2009 - August 2009
Prague Society for International Cooperation September 2007 - May 2008
Skills
Regulatory Law, Administrative Law, Antitrust, Appellate Litigation, Immigration Law, Securities Law, Competition Law, Securities Regulation, Litigation, Research, Legal Writing, Legal Research, Appeals, Criminal Law, Intellectual Property, Hearings, Courts, Legal Issues, Maritime Law
Education
University of Maine School of Law 2008 — 2011
J.D., Law
Anglo-americká vysoká škola - Praha 2005 — 2006
Semester Abroad
University of Southern Maine 2002 — 2006
B.A., Political Science
U.S. Securities and Exchange Commission July 2014 - Present
U.S. Securities and Exchange Commission February 2014 - Present
Consumer Financial Protection Bureau, Office of Enforcement June 2013 - February 2014
U.S. Securities and Exchange Commission, Office of International Affairs September 2012 - December 2012
Law Office of David N. Cole January 2012 - August 2012
Colonial Williamsburg Foundation May 2008 - July 2009
Skills
Legal Research, Legal Writing, Westlaw, Public Policy, Policy Analysis, Nonprofits, LexisNexis, Legifrance, Microsoft Office, Sentinel, Relativity, Clearwell, Adobe Acrobat, EDGAR, French, Spanish, Alternative Dispute..., Sustainable Development, Economic Development, International Law, International Finance, International Trade, International Project..., International..., Derivatives, Swaps, Emerging Markets, Secondary Market, Private Equity, Project Management, Project Coordination, Program Management, Energy Policy, Program Development, Program Coordination, Foreign Investment, Foreign Affairs, Foreign Policy, Foreign Relations, Foreign Policy Analysis, International Relations, International Business, International Policy, Economic Policy, GHG Protocol, Environmental Valuation, Socio-economic..., Socio-economic Analysis, Securities, Derivatives Trading
Education
Vermont Law School
Juris Doctor, cum laude
Université de Cergy-Pontoise 2011 — 2012
Faculté de droit, Master I de droit de l’enterprise
American University Washington College of Law
Summer Study Abroad, International Economic Law; International Institutions & Sustainable Development
The College of William and Mary
Bachelor of Arts (B.A.) Anthropology, Honors Program
US Securities and Exchange Commission March 2010 - Present
United States Attorney's office, District of Nevada February 2007 - February 2010
U.S. Securities and Exchange Commission February 2004 - March 2007
King and Spalding LLP October 2001 - February 2004
The Honorable Karen J. Williams, U.S. Court of Appeals, Fourth Circuit August 1999 - August 2001
The Honorable Samuel Wilson, U.S. District Court W.D. Va. August 1998 - August 1999
Sullivan & Cromwell LLP October 1997 - August 1998
Education
American University Washington College of Law 1994 — 1997
J.D., Law
Virginia Polytechnic Institute and State University 1990 — 1994
B.S., Biology
U.S. Securities and Exchange Commission September 2014 - Present
PwC September 2011 - August 2014
US Securities and Exchange Commission April 2008 - August 2011
Education
Baruch College
BBA, Accounting
BuckleySandler LLP October 2012 - December 2013
Promontory Financial Group, LLC April 2012 - September 2012
Consumer Financial Protection Bureau January 2012 - April 2012
U.S. Department of the Treasury May 2011 - December 2011
U.S. Securities and Exchange Commission January 2011 - April 2011
DMA May 2010 - July 2010
Greenberg Quinlan Rosner Research August 2008 - August 2009
Bob Casey for U.S. Senate Campaign June 2006 - January 2007
BMGDirect May 2004 - June 2004
Education
American University, Washington College of Law 2009 — 2012
Doctor of Law (J.D.)
Georgetown University 2005 — 2008
Bachelor of Arts (B.A.)
Kenyon College 2002 — 2004
US Securities and Exchange Commission September 2011 - Present
Keker & Van Nest July 2006 - December 2010
Farella Braun + Martel LLP June 2002 - June 2006
Washington Mutual (Kelly Services) July 2003 - August 2003
Bank of America (Office Team) August 2002 - April 2003
Gordon & Rees, LLP (Spherion Staffing Service) May 2002 - May 2002
BlueCross BlueShield of South Carolina January 1996 - November 2001
Carolina Legal Associates March 2001 - October 2001
Law Offices of Joe Chaplin/Dessausure Law Firm October 2000 - January 2001
Skills
Litigation, Trademarks, Business Transactions, Securities Litigation, Trials, Legal Research, Westlaw, Commercial Litigation, Lexis, Depositions, Appeals, Document Review, Intellectual Property, Criminal Law, White Collar Criminal..., Patent Litigation, Corporate Law, Securities Regulation, Hearings, Document Drafting
Education
Columbia Jr. College 2000 — 2000
Associate of Science in Paralegal Studies, Paralegal Studies
University of South Carolina-Columbia 1994 — 1999
Bachelor of Science (B.S.), Criminal Justice/Police Science
American University Washington College of Law June 2015 - Present
U.S. Department of Justice, Criminal Division June 2015 - August 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Attorney General of the District of Columbia June 2014 - August 2014
AFSCME January 2013 - July 2013
Education
American University Washington College of Law 2013 — 2016
Juris Doctor (J.D.)
State University of New York at Albany 2009 — 2013
U.S. Securities and Exchange Commission November 2013 - Present
ASPCA May 2010 - November 2013
Columbia University Medical Center - ICAP March 2009 - September 2009
77th RRC US Army Reserve Office of the Comptroller April 2001 - January 2009
Skills
Analysis, Access, Account Reconciliation, Budgets, Visio, Microsoft Office, VBA, Visual Studio, SQL, HTML, CSS, Reporting & Analysis, Crystal Reports, XML, MS Project, Powershell, Microsoft SQL Server, Nonprofits, Financial Reporting, Data Analysis
Education
Baruch College 2001 — 2004
Bachelor of Business Administration (B.B.A.), Computer Information Systems
Kingsborough Community College 1998 — 2001
Associate in Applied Science, Computer Information Systems
U.S. Securities and Exchange Commission October 2014 - Present
U.S. Securities and Exchange Commission June 2003 - September 2014
Thacher Proffitt & Wood LLP September 1997 - May 2003
Skills
Capital Markets, Corporate Governance, Legal Research, Corporate Law, Securities, Securities Regulation, Legal Writing, Litigation
Education
American University Washington College of Law 1994 — 1997
Doctor of Law (J.D.)
University of Notre Dame 1989 — 1992
Bachelor of Business Administration (B.B.A.), Accounting
U.S. Securities and Exchange Commission July 2012 - Present
Norton Rose Fulbright September 2008 - May 2012
Colorado State Supreme Court August 2007 - August 2008
Jenner & Block October 2005 - July 2007
United States Court of Appeals for the Tenth Circuit September 2004 - August 2005
Jenner & Block June 2004 - August 2004
Baylor University Institute for Oral History September 1999 - July 2001
Skills
Securities Litigation, Securities Regulation, Appellate Practice, Commercial Litigation
Education
University of Chicago Law School 2001 — 2004
Juris Doctor (J.D.)
Baylor University
Master’s Degree
Pensacola Christian College
Bachelor’s Degree