Experience
Hastings Business Law Journal (Vol. 11)   May 2014 - May 2015
U.S. Securities and Exchange Commission   January 2015 - April 2015
U.S. District Court for the Northern District of California   August 2014 - December 2014
Stradling Yocca Carlson & Rauth  May 2014 - July 2014
US Securities and Exchange Commission   May 2013 - August 2013
Office of the Public Advocate Bill de Blasio   January 2010 - June 2011
NYU Local  November 2008 - May 2011
NYU America Reads  September 2009 - May 2010
Office of the Mayor Antonio Villaraigosa   May 2009 - August 2009
New York City Council  February 2009 - May 2009

Skills
New Media, Journalism, Editing, Blogging, Political Communication, Strategic Communications, Fundraising, Public Policy, Facebook

Education
UC Hastings College of the Law   2012 — 2015
Doctor of Law (J.D.)

New York University   2007 — 2011
B.A., Politics, Public Policy

Experience
EY  October 2014 - Present
Michigan State University College of Law Investor Advocacy Clinic   August 2013 - December 2013
Ernst & Young  June 2013 - August 2013
Rathbun, Cservenyak & Kozol   June 2012 - August 2012
Michigan Tax Tribunal  May 2012 - August 2012
Clifton Gunderson LLP  January 2009 - August 2011
US Securities and Exchange Commission   June 2008 - December 2008

Skills
FX Engagement, Creative Fixed Asset..., Microsoft Word, Microsoft Excel, PowerPoint, Auditing, Accounting, Microsoft Office, Financial Reporting, Tax, CPA, Research, Nonprofits, Corporate Tax, Financial Accounting, Legal Research, Teamwork, Tax Research, Assurance, Tax Accounting, GAAP, General Ledger, Income Tax, Analysis, Financial Statements, Management

Education
Michigan State University College of Law   2011 — 2014
Juris Doctor (J.D.), Law, Magna Cum Laude

University of San Francisco School of Law   2014 — 2014
Visiting Student

University of St. Francis   2004 — 2008
BBA, Accounting, Finance, & Political Science, Magna Cum Laude

Washington Community High School   2000 — 2004
High School Diploma

Experience
US Securities and Exchange Commission   September 2012 - March 2015
Abacus Technology  September 2007 - September 2012
Perot Systems Government Services  2004 - 2006

Skills
Analysis, Business Analysis, MS Project, Project Management, Risk Management, Project Portfolio...

Education
University of San Diego   1999 — 2002
Bachelor of Arts (BA), Economics

Marquette University

Experience
US Securities and Exchange Commission   July 2013 - Present
Capsicum Group, LLC  June 2012 - June 2013
Xerox  July 2005 - June 2012
ACS Defense  May 2001 - July 2005
NASA Inspector General Office   August 1999 - April 2001
United States Army  July 1988 - August 1999
IWB - Ft. Meade   1997 - 1999

Skills
Investigations, Interviewing, Incident Management, Computer Forensics, Network Forensics, Litigation Support, Program Management, Sales Support, Direct Sales, Aviation, Electronics, Data Analysis, Supply, Operations Management, Law Enforcement, Fraud Investigations, Intellectual Property, Drug Discovery, Wrongful Termination, Vulnerability Assessment, Private Investigations, Security, Enforcement, Fraud, Sales Operations, Interviews, Forensic Analysis, Physical Security, Vendor Management, Investigation, Management, Outsourcing, Leadership, Risk Assessment, Computer Security, Information Security, Information Technology, Analysis, Policy, Evidence, Military, Intelligence, Business Continuity, Cybercrime, Security Audits, Criminal Investigations, Penetration Testing, Software Documentation, Incident Response, Information Security...

Education
Department of Energy, National Training Center
Certification Program, Certified Instructor

Federal Law Enforcement Training Center (FLETC)
Certification Program, Criminal Investigator Training Program

Technical Counterintelligence Directorate, Fort George Meade
Certification Program, Computer Investigations Course for Special Agents (CICSA & CICSA+)

US Army Intelligence Center, Fort Huachuca
Certification Program, Counterintelligence Special Agent Course

US Army Aviation Center, Fort Rucker
Certification Program, Maintenance Manager / Test Pilot Course

US Army Aviation Center, Fort Rucker
Certification Program, Rotary Wing Flight School

US Army Signal Center, Fort Gordon
Certification Program, Air Traffic Control Equipment Repairer

Morris Brown College   1987 — 1988

Experience
Citi  September 2014 - Present
Tagliaferro & LoPresti, LLP   January 2014 - April 2014
Commodity Futures Trading Commission  May 2013 - August 2013
New York Law School - Professor Brandt Goldstein   January 2013 - May 2013
US Securities and Exchange Commission   January 2013 - April 2013
Queen's County Civil Court  May 2012 - August 2012
New York Law School  January 2012 - May 2012
The Inn at Montchanin Village & Spa   September 2006 - August 2011
International Center for the Study of Terrorism  January 2010 - August 2010

Skills
Corporate Law, Commercial Litigation, Securities Regulation, Legal Research, Legal Writing, Courts, LexisNexis, Litigation, Microsoft Office, Politics, Research, Westlaw, Civil Litigation, Public Speaking

Education
New York Law School   2011 — 2014
Juris Doctor

Penn State University   2007 — 2010
Bachelor of Arts, Political Science, Philosophy

Alexis I. duPont   2003 — 2007

Experience
Platinum Equity  July 2014 - Present
Brilliant™  April 2012 - July 2014
Grant Thornton LLP  2011 - 2012
FTI Consulting  2010 - 2011
Boutique Investment Bank  January 2009 - June 2010
Focus Investment Banking  May 2008 - September 2008
Merrill Lynch  June 2007 - September 2007
US Securities and Exchange Commission   January 2007 - June 2007

Skills
Financial Reporting, Accounting, Finance, Capital Markets, Valuation, Business Development, Mergers & Acquisitions, Private Equity, Financial Modeling

Education
Michigan State University
Bachelor's degree, Economics

Experience
Allen & Overy  September 2013 - Present
US Securities and Exchange Commission   September 2012 - November 2012
Allen & Overy  May 2012 - August 2012
The World Bank  June 2011 - August 2011
The Brookings Institution  2006 - 2007

Education
New York University School of Law   2010 — 2013
Doctor of Law (JD)

University of Oxford   2007 — 2009
Master of Philosophy (MPhil), Chinese Studies

New York University   2002 — 2006
Bachelor of Arts (BA), Metropolitan Studies

Experience
US Securities and Exchange Commission   August 2010 - Present
Carlson Law & Consulting, LLC   April 2010 - August 2010
Ungaretti & Harris LLP  November 2000 - April 2010
Goldberg Kohn  September 1999 - October 2000

Skills
Commercial Litigation, Civil Litigation, Litigation, Legal Research, Securities Regulation, Securities Litigation

Education
University of Michigan Law School   1996 — 1999
JD

Michigan State University   1992 — 1996
B.A. with high honors, International Relations

AAA Mediation Training

Experience
Medtronic Plc  May 2013 - Present
KPMG Advisory  November 2011 - April 2013
US Securities and Exchange Commission   June 2010 - November 2011
US Securities and Exchange Commission   April 2007 - June 2010
US Securities and Exchange Commission   July 2000 - April 2007

Skills
FCPA, Fraud Investigations, Risk Assessment, SEC investigations, Healthcare, Legal Compliance, Medical Devices, healthcare compliance, Forensic Analysis, Fraud, Internal Investigations, Investigation, Litigation, SEC, Forensic Accounting, White Collar Criminal..., Litigation Support, Criminal Law, Corporate Governance, Risk Management, Auditing, Due Diligence

Education
NYU School of Law   1999 — 2000
LLM, Corporate Law

Pepperdine School of Law   1996 — 1999
JD, Law

UC Santa Barbara   1992 — 1996
BA, Law and Society

Experience
CompliGlobe   May 2014 - April 2015
Arrowstreet Capital, L.P.   May 2007 - December 2013
Independence Investments LLC   February 2002 - April 2007
PricewaterhouseCoopers  November 1999 - February 2002
US Securities and Exchange Commission   June 1990 - November 1999

Skills
Securities, Equities, Investments, Hedge Funds, AML, Mutual Funds, Asset Managment, Securities Regulation, SEC, Financial Regulation, Investment Advisers Act, Investment Management, Investment Company Act, Dodd-Frank, KYC, Financial Services, Asset Management, Investment Advisory, Anti Money Laundering

Education
New England Law Boston   1994 — 1997
Doctor of Law (J.D.), Law

Yeshiva University   1985 — 1989
B.A., Political Science

The Hebrew University   1987 — 1988

Experience
Office of the Comptroller of the Currency  December 2013 - Present
Office of the Comptroller of the Currency  August 2013 - December 2013
US Securities and Exchange Commission   May 2012 - November 2012
Law Offices of Elan Wurtzel   May 2011 - August 2011

Skills
Legal Writing, Legal Research, Banking Law, Financial Regulation, Westlaw, Securities Regulation

Education
The George Washington University Law School   2011 — 2013
Juris Doctor

Hofstra University School of Law   2010 — 2011

Experience
ComplianceRX LLC   2005 - Present
Cramer Rosenthal McGlynn  2002 - 2004
Instinet Corporation  1999 - 2001
PaineWebber Inc.  1996 - 1999
Orrick, Herrington & Sutcliffe LLP   1994 - 1996
US Securities and Exchange Commission   1989 - 1994

Skills
Securities Regulation, Financial Services, Equities, Securities, Investment Management, AML, Hedge Funds, Trading, SEC, Private Equity, Anti Money Laundering, Due Diligence, Capital Markets, Alternative Investments, Corporate Governance, FINRA

Education
New York Law School
JD, Law

Experience
Paper Princess Graphics   June 2006 - Present
Juice 4 Life   April 2013 - Present
Black Alliance for Educational Options: BAEO   2012 - 2013
US Securities and Exchange Commission   June 2009 - September 2012

Skills
Graphic Design, Logo Design, Web Design, Illustrator, Adobe Creative Suite, InDesign, Brochures, Corporate Identity, Photoshop, Typography, Layout, Art Direction, Illustration, Graphics, Posters, Newsletters, Social Media, Multimedia, Creativity, Creative Direction, Stationery, SEO, Marketing, Copywriting, Advertising, Marketing Strategy, Creative Strategy, Adobe Acrobat

Education
University of Maryland College Park   1995 — 1997
Bachelor of Arts (B.A.), Fine and Studio Arts

Mount St. Mary's College   1993 — 1995
None, Marketing

Experience
jvenning7@gmail.com   January 2015 - Present
US Securities and Exchange Commission   August 2013 - January 2015
Virginia State Corporation Commission  May 2013 - August 2013
George Washington University  December 2012 - May 2013
Innovation Works Tech Incubator   May 2012 - July 2012
Cooley LLP  May 2012 - May 2012

Skills
Mandarin, Spanish, Legal Research, Legal Writing, Westlaw, Lexis, Political Science, Public Speaking, Microsoft Office, LexisNexis

Education
The George Washington University Law School   2011 — 2014
JD, International Tax and Securities Regulation

Santa Clara University School of Law   2011 — 2012

University of Vermont   2006 — 2010
BA, Political Science; Mandarin Chinese

Shanghai Jiao Tong University   2011 — 2011
Chinese Business Law

Nanjing University   2008 — 2009
Nanjing University Intensive Chinese Language Program

Experience
Smithsonian Institution  May 2014 - Present
U.S. Department of Justice   May 2013 - May 2014
US Securities and Exchange Commission   September 2010 - May 2013
Department of Veterans Affairs  2009 - 2010

Skills
Employment Law, Human Resources, Strategic Planning, Personnel Management, Performance Management, Employee Relations, Recruiting, Talent Management, Organizational..., Change Management, Succession Planning, HRIS, Organizational..., Employee Training, Training, HR Consulting

Education
Marymount University   2005 — 2007
Master of Arts (M.A.), Human Resources Management/Personnel Administration, General

The Johns Hopkins University   1999 — 2001
Bachelor of Science (BS), Business and Management

Experience
Blacks-in-Government  January 2013 - Present
National Cancer Institute  August 1996 - Present
US Securities and Exchange Commission   January 1988 - October 1995
Kaiser Foundation Health Plan  February 1982 - August 1988

Skills
SPSS, Grant Writing, Data Analysis, Research, Public Health, Research Administration, Literature Reviews, Film, Statistics, Program Evaluation, Microsoft Office, Qualitative Research

Education
Morgan State University   2014 — 2014
Center for Continuing and Professional Studies, Business Administration and Management, General

University of District of Columbia   1976 — 1980
Yes, Econmics

Experience
CORE-CCO LLC   Associate Regional Director - ExaminationsUS Securities and Exchange Commission2004 - 2011
Royce & Associates  2003 - 2004
Invesco Aim  2000 - 2003
American Century Investments  1997 - 2000
US Securities and Exchange Commission   1992 - 1997

Skills
Regulatory Requirements, Securities Regulation &..., Federal Securities Laws, Public Speaking &...

Education
University of Missouri-Columbia, College of Business   1990 — 1992
MBA, Finance

MidAmerica Nazarene University
BA, Business Administration

Experience
U.S. Department of Education   August 2013 - Present
FinCEN, U.S. Treasury Department   June 2012 - December 2012
US Securities and Exchange Commission   September 2010 - December 2011
Department of Veterans Affairs  March 2010 - September 2010
US Census Bureau  January 2010 - February 2010
Port Authority of New York and New Jersey  June 2008 - August 2008
City Year  January 2007 - June 2007
US Army  May 2005 - November 2006
National Security Agency  July 2004 - August 2004

Skills
Active Top Secret..., Bank Secrecy Act, Arabic, International Relations, Terrorism Studies, Analysis, Microsoft Office, Program Management, Top Secret, Training, Leadership, Intelligence, Counterterrorism, Army, Project Planning, Policy Analysis, Crime Prevention, Compliance, Freedom of Information..., Student Financial Aid

Education
Middlebury Institute of International Studies at Monterey   2007 — 2009
MA, International Policy Studies/ Terrorism Studies

United States Military Academy at West Point   2001 — 2005
BS, Arabic and French

St. Joseph by-the-Sea   1997 — 2001
Diploma, Honors Program

Experience
US Securities and Exchange Commission   December 2004 - Present
Cigital  July 2003 - December 2004
The Orkand Corporation  July 1998 - July 2003

Skills
Program Management, SDLC

Education
New York University - Polytechnic School of Engineering   1970 — 1972
MS, Electrical Engineering

New York University - Polytechnic School of Engineering   1966 — 1970
BS, Electrical Engineering

Brooklyn Technical High School   1962 — 1966

Experience
CME Group  July 2015 - Present
Financial Industry Regulatory Authority (FINRA)   June 2014 - Present
US Securities and Exchange Commission   September 2013 - November 2013
Commodity Futures Trading Commission  May 2013 - August 2013
U.S. House of Representatives   August 2012 - February 2013
McNamee, Hosea, Jernigan, Kim, Greenan & Lynch, P.A.   April 2012 - August 2012

Skills
Legal Writing, Mediation, Entrepreneurship, Research, Litigation, Courts, Public Speaking, Corporate Law, Legislative Relations, Legal Research, Legal Ethics, Legislation, Professional...

Education
The Catholic University of America, Columbus School of Law   2011 — 2014
Law, Banking, Corporate, Finance, and Securities Law, Cum Laude

Marquette University   2007 — 2011
BS, Economics & Entrepreneurship

Experience
Deutsche Bank  December 2001 - Present
US Securities and Exchange Commission   September 1993 - December 2001

Skills
Securities Regulation, Securities Litigation

Education
Hofstra University School of Law   1990 — 1993
Doctor of Law (JD)

Experience
Jones Morrison, LLP  July 2015 - Present
New York Guard  2009 - Present
Guggenheim Partners LLC  2013 - 2014
US Securities and Exchange Commission   1989 - 2013
Kings County District Attorneys Office  1982 - 1989

Skills
Securities Regulation, Legal Writing, Securities, Litigation, Courts, Legal Research, Regulatory Compliance, FCPA, Anti Money Laundering, Securities Litigation, Enforcement, Corporate Governance, Private Investigations, AML, Internal Investigations, Fraud, Commercial Litigation, Trials, Appeals, Investments, Civil Litigation, Law Enforcement, Government, SEC, Criminal Law, Investigation, Corporate Law

Education
New England School of Law
Juris Doctor (J.D.), Law

State University of New York at Buffalo
Bachelor's Degree, Political Science and Government

Experience
Morgan, Lewis & Bockius LLP   May 2015 - Present
PwC  September 2014 - May 2015
US Securities and Exchange Commission   September 2013 - December 2013
Investment Company Institute  May 2013 - August 2013
US Securities and Exchange Commission   2012 - May 2013
The Financial Services Roundtable  August 2012 - December 2012
Office of the Attorney General for the District of Columbia  May 2012 - August 2012

Skills
Public Policy, Westlaw, Policy Analysis, Legal Research, Legal Writing, Corporate Governance, Securities Regulation, Appeals, Civil Litigation, Securities, Corporate Law, Legislation, Commercial Litigation, Capital Markets, Research, Public Speaking, Politics

Education
The George Washington University Law School   2011 — 2014
Doctor of Law (J.D.)

New York University   2007 — 2011
B.A. Cum Laude

SRHS

SRHS

Experience
Cambridge Select Inc.   May 2014 - Present
Mad River Associates, LLC   January 2014 - Present
Blank Rome LLP  September 2011 - December 2013
GSI Commerce, Inc  September 1999 - December 2010
Blank Rome LLP  March 1983 - September 1999
US Securities and Exchange Commission   September 1980 - March 1983
Vermont Supreme Court  September 1979 - August 1980

Skills
E-commerce, Internet, Digital Marketing, Online Private Sale..., Emerging Technologies, Corporate Governance, Mergers & Acquisitions, Corporate Finance, Venture Capital, Complex Commercial..., International..., International Business, SEC reporting, Law Department..., Litigation Management, Mergers, Start-ups, Entrepreneurship, Securities Regulation, Strategic Partnerships, Joint Ventures, SEC filings, Licensing, General Practice of Law, Risk Management, Corporate Law, Trade Secrets, Legal Compliance, Intellectual Property, Private Equity, Due Diligence, Trademarks, Cross-border..., Employment Law, Acquisitions

Education
New England School of Law   1976 — 1979
JD Magna Cum Laude

University of Vermont   1971 — 1975
BA, History

Experience
GOVERNMENT INFORMATION TECHNOLOGY EXECUTIVE COUNCIL, INC.   June 2015 - Present
US Securities and Exchange Commission   May 2013 - Present
General Dynamics Information Technology  October 2011 - May 2013
Federal Contractor  July 2010 - March 2011
DISA  November 2009 - June 2010
Command Information  March 2008 - May 2009
TKC Technology Solutions  October 2007 - March 2008
Fort Myer Virginia Directorate of Information Management (DOIM)   June 2006 - June 2007
US Army  June 1998 - June 2007
Defense Intelligence Agency  May 2004 - June 2006

Skills
Information Assurance, Security+, DoD, Networking, Management, Program Management, Security Clearance, Defense, Security, Systems Engineering, Information Security, National Security, Network Security, CISSP, Military, FISMA, Computer Security, Network Management..., Network Performance..., Application Performance..., Systems Performance..., CompTIA Security+, Integration, Leadership, Enterprise Architecture, Information Technology, Servers, Troubleshooting, Government

Education
University of Maryland University College   2009 — 2017
MS, Information Systems and Services, A

University of Maryland University College   2009 — 2013
Graduate Level Certificate, Information Assurance

National-Louis University   2004 — 2005
Bachelor of Science (B.S.), Business Administration and Management, General

Experience
PwC  July 2015 - Present
PwC  July 2012 - Present
PwC  July 2009 - June 2012
PwC  July 2006 - June 2009
US Securities and Exchange Commission   May 2005 - September 2005
Springboard Public Relations   June 2004 - September 2004

Skills
Auditing, Sarbanes-Oxley Act, IT Audit, Internal Controls, Sarbanes-Oxley, Assurance, Enterprise Risk..., Internal Audit, CISA, SOX 404, Information Technology, External Audit, Big 4, GAAP, Risk Assessment, Business Process, Business Process..., ITGC, SSAE 16, ERP, IT Controls, Segregation of Duties, Process Improvement, Oracle E-Business Suite, US GAAP, COSO, SAS70

Education
Monmouth University   2002 — 2006
B.S., Business Administration - Finance

Experience
J.P. Morgan   August 2014 - Present
UBS Wealth Management  2006 - December 2014
Merrill Lynch  1997 - 2006
US Securities and Exchange Commission   1994 - 1997
Shea & Gould  1988 - 1994

Education
New York Law School   1985 — 1988
J.D. magna cum laude

New York University
B.S. cum laude

Experience
US Securities and Exchange Commission   August 2010 - Present
US Securities and Exchange Commission   April 2005 - August 2010
US Securities and Exchange Commission   February 2004 - April 2005
US Securities and Exchange Commission   January 2003 - February 2004
First Investors Corporation  September 2002 - December 2002
System Solutions  June 1994 - May 1998

Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Public Speaking, Databases, Computer Hardware, Networking Protocol, Problem Solving, IT Hardware Support, IT Operations Management, Network Infrastructure, Operating Systems, Configuration Management, Quality Assurance, Project Management, Communication Skills, Crisis Management, Cross-functional Team..., Experienced Business..., Financial Regulation, Requirements Gathering, System Architecture, System Deployment, System Design, Team Leadership, Technical Analysis, Technical Documentation, Technical Solution..., Test Scripts, Analysis, Integration

Education
Massachusetts Institute of Technology   1998 — 2002
B.S. Mechanical Engineering

Experience
Day Pitney LLP  August 2014 - Present
PwC  August 2012 - August 2014
US Securities and Exchange Commission   May 2011 - August 2011
Federal Trade Commission  January 2011 - April 2011
United States District Court for the District of New Jersey  August 2010 - December 2010
New York Law School  May 2010 - August 2010

Skills
Legal Research, Westlaw, Legal Writing

Education
New York Law School   2009 — 2012
Juris Doctor, cum laude

University of Rhode Island   2003 — 2007
B.A., Political Science

Hunterdon Central

Experience
U.S. Securities and Exchange Commission   October 2014 - Present
Monmouth University  August 2011 - Present
US Securities and Exchange Commission   June 2013 - October 2014
JPMorgan Chase  January 2013 - May 2013
Drexel Hamilton Investment Partners, LLC   April 2012 - August 2012
Blue Ocean Capital Management   January 2008 - March 2012
United States Army  June 2002 - May 2006

Skills
Hedge Funds, Portfolio Management, Risk Management, Equities, Quantitative Finance, Options, R, Economics, Asset Management, Excel, Research, Microsoft Office, Quantitative Analysis, Statistics, C++, SQL, Trading, Fixed Income, Investments, Derivatives, Risk, Time Series Analysis, VBA, Quantitative Analytics, Business Analysis, Market Risk, Counterparty Risk, Credit Risk, Form PF, SharePoint, Python, Portfolio Optimization, Asset Allocation, Monte Carlo Simulation, Cluster Analysis, Dynamic Programming, Financial Risk

Education
Monmouth University   2009 — 2011
MSc, Financial Mathematics, GPA: 3.71

Monmouth University   2007 — 2009
BS, Finance, Economics, GPA: 3.9

United States Military Academy at West Point   2004 — 2006
Operations Research

Roy High

Experience
Moore, Clarke, DuVall & Rodgers, P.C.   August 2014 - Present
US Securities and Exchange Commission   January 2014 - May 2014
Moore, Clarke, DuVall & Rodgers, P.C.   June 2013 - August 2013
US Securities and Exchange Commission   January 2013 - June 2013
Martin Snow, LLP  May 2012 - August 2012
Wells Fargo Advisors, LLC  October 2007 - July 2010

Skills
Finance, Investments, Public Speaking, Insurance, PowerPoint, Microsoft Office, Microsoft Excel, Microsoft Word, Analysis, Customer Service, Research, Strategic Planning, Legal Research, Securities, Estate Planning, Financial Analysis, Corporate Law, Westlaw, Lexis, Legal Writing

Education
Mercer University - Walter F. George School of Law   2011 — 2014
Doctor of Law (J.D.)

University of Georgia - Terry College of Business   2001 — 2002
BBA, Management

Abraham Baldwin Agricultural College   1998 — 2000
AS, Business

Tift County High School   1996 — 1998

Experience
Monarch Alternative Capital  February 2013 - Present
Nomura Securities  January 2013 - May 2013
Thomson Reuters  2011 - May 2013
US Securities and Exchange Commission   August 2012 - December 2012
Tsyngauz & Associates   May 2012 - August 2012
Napoli Bern Ripka Shkolnik, LLP  January 2012 - May 2012
Law of Offices of Gerstein & Yu   May 2011 - January 2012
The Community Preservation Corporation  August 2006 - July 2010

Education
New York Law School   2010 — 2013
JD, May 2013, Business Law & Policy; Financial Services Law

University of Notre Dame   2002 — 2006
BA, Marketing, English

Experience
Sutherland Asbill & Brennan LLP  May 2010 - Present
Boy Scouts of America  October 2008 - Present
Boy Scouts of America  January 1985 - Present
Powell Goldstein  1986 - 2009
US Securities and Exchange Commission   1984 - 1986

Skills
Corporate Governance, Banking, Securities Litigation, Banking and Regulatory..., Internal Investigations, White Collar Criminal...

Education
University of Georgia School of Law   1981 — 1984
Juris Doctor

Mercer University - Stetson School of Business and Economics   1978 — 1981
BBA, Accounting; Minor in Finance

Experience
Marsh & McLennan Companies, Inc.   November 2014 - Present
US Securities and Exchange Commission   October 2009 - July 2014
Goldman Sachs  November 2004 - October 2009
Deloitte and Touche  May 2002 - November 2004

Skills
Strategic Leadership, Executive Management, Vision, Entrepreneurship, Innovation, Collaborative Problem..., Operational Turnaround, Restructuring, Organizational Design, Due Diligence, Human Capital, Staff Development, Build Strong Teams, Intelligence Analysis, Information Technology, Knowledge Management, Case Managment, Operational Risk..., Project Management, Process Improvement, Cost Management

Education
New York University   2006 — 2009
Master of Business Administration, Finance, Entrepreneurship and Innovation

State University of New York College at Buffalo   1998 — 2002
Bachelor of Science, Business Administration, Accounting, Finance, and Internal Audit

State University of New York at Buffalo - School of Management   1998 — 2002
BS, Accounting, Finance

Experience
Cummings & Co. Realtors   February 2006 - Present
US Securities and Exchange Commission   May 2004 - Present
Humphrey Hospitality Trust   January 2003 - May 2004
KPMG  August 1999 - January 2003

Skills
Real Estate, Rentals, First Time Home Buyers, Short Sales, Selling, Leases, Property

Education
University of Maryland - Robert H. Smith School of Business   2003 — 2006

Mount Saint Mary's College   1995 — 1999
Bachelor's degree, Accounting

Experience
Georgetown University Law Center  July 2008 - Present
US Securities and Exchange Commission   December 2004 - Present
The Maureen and Mike Mansfield Foundation  February 2013 - June 2014
Senate Committee on Banking, Housing, & Urban Affairs   October 2010 - April 2011
White & Case  October 2001 - November 2004

Skills
Chinese Language..., Japanese Language, Corporate Law, International Relations, Japanese, Capital Markets, Corporate Governance, Securities, Banking, Corporate Finance, Policy, Strategy, Economics, Government, Investments, Finance, Securities Regulation

Education
筑波大学 / University of Tsukuba   2001 — 2001
East Asian Capital Markets; Japanese Language

Washington University in St. Louis   1997 — 2001
MA, East Asian Studies

Middlebury College   1999 — 2000
Summer Language School, Japanese Language

Washington University in St. Louis School of Law   1996 — 2000
JD, Law

National Taiwan Normal University 國語教學中心   1998 — 1999
Chinese Language

Peking University   1998 — 1998
Chinese Language

Experience
US Securities and Exchange Commission   November 2012 - Present
Peking University School of Transnational Law  August 2011 - June 2012
US Securities and Exchange Commission   June 2010 - August 2010
Los Angeles City Attorney's Office, Airports Division, LAX   May 2009 - July 2009

Skills
Legal Research, Legal Writing, Legal Issues, Legal Advice, Corporate Law, Securities Regulation, Corporate Governance, Securities, International Law

Education
University of California, Los Angeles - School of Law   2008 — 2011
Juris Doctor, Law

McGill University   2001 — 2005
Bachelor of Arts, Major: International Development Studies; Minor: Mandarin Chinese

Experience
US Securities and Exchange Commission   April 2008 - Present
Keane Inc.  December 2003 - March 2008

Skills
SDLC, Requirements Analysis, Quality Center, Requirements Gathering, QTP, SharePoint, SQL, ETL, Microsoft SQL Server, Integration, Testing, LoadRunner, Software Quality..., Oracle, Business Analysis, Agile Methodologies, XML

Education
Monroe College   1999 — 2003
Bachelor, Computer Information System

Experience
Willkie Farr & Gallagher LLP  February 2006 - Present
US Securities and Exchange Commission   September 1975 - January 2006

Education
Massachusetts Institute of Technology   1967 — 1971

Experience
The Merger Fund   2006 - Present
Green & Smith Inv. Mgt. > Westchester Capital Partners LLC   2006 - Present
The Dunham Monthly Distribution Fund   2009 - Present
Redback Networks  January 2004 - January 2007
Westchester Capital Management Inc.   1994 - 2005
US Securities and Exchange Commission   July 1987 - March 1994

Skills
Hedge Funds, Asset Management, Portfolio Management, Equities, Private Equity, Investments, Alternative Investments, Securities, Asset Allocation, Fixed Income, Mutual Funds, Investment Advisory

Education
New York University School of Law   1985 — 1986
LLM, Corporate Law

University of Miami School of Law   1982 — 1985
JD, Law

University of Pennsylvania - The Wharton School   1978 — 1982
BS, Economics

W C Mepham HS   1975 — 1978

Experience
US Securities and Exchange Commission   December 2010 - Present
US Securities and Exchange Commission   September 2013 - February 2015
Schulte Roth & Zabel LLP  October 2006 - November 2010
Lowenstein Sandler PC  2003 - 2006
U.S. Department of Justice   2001 - 2001
Office of the Mayor, City of Jersey City   January 2000 - June 2000
United States Marine Corps  1993 - 1996

Skills
Securities Litigation, Legal Research, Litigation, Dispute Resolution, Securities Regulation, Commercial Litigation, Courts, Trials, Securities, Internal Investigations, Fraud, Appeals, Civil Litigation, Corporate Law, Corporate Governance, SEC

Education
University of North Carolina School of Law   2000 — 2003
Juris Doctor with Honors, Law

Montclair State University   1997 — 2000
B.A., summa cum laude, History and Political Science

Kittatinny

Experience
BNY Mellon  1999 - Present
Citicorp Investment Services  1998 - 1999
Cadwalader, Wickersham & Taft LLP   1995 - 1998
US Securities and Exchange Commission   1992 - 1995

Skills
Hedge Funds, Securities, Alternative Investments, Asset Management, Securities Regulation, Private Equity

Education
New York Law School   1988 — 1992

Experience
U.S. Securities and Exchange Commission   June 2015 - Present
US Securities and Exchange Commission   January 2013 - June 2015
Shearman & Sterling LLP  January 2011 - January 2013
Fishman & Mallon, LLP   February 2010 - August 2010
Shearman & Sterling LLP  May 2008 - August 2008
Cammisa Markel PLLC Immigration Law Firm   February 2007 - January 2008

Skills
Legal Research, Legal Writing, Corporate Law, Securities Regulation, Corporate Governance, Intellectual Property, International Law, Cross-border..., Westlaw

Education
New York Law School   2006 — 2009
JD, Law, Summa Cum Laude

University of California, Irvine   2002 — 2004
BA, English, Cum Laude

Experience
University of Pittsburgh  July 1991 - Present
US Securities and Exchange Commission   June 1987 - June 1991
Washington University in St. Louis  August 1981 - August 1988

Skills
Econometrics, Financial Economics, Risk Management, Research, Higher Education, Investments, Data Analysis, Statistics, Teaching, Economics, Corporate Finance, Financial Modeling, Valuation, Mergers & Acquisitions, Stata, University Teaching, Analysis, Quantitative Finance, Lecturing, Time Series Analysis, Leadership, Private Equity, Quantitative Analytics, Management Consulting, SPSS, Finance, Portfolio Management

Education
Washington University in St. Louis   1977 — 1981
Doctor of Philosophy (Ph.D.), Economics

Miami University   1975 — 1976
Master's degree, Economics

Experience
U.S. Securities and Exchange Commission   March 2015 - July 2015
U.S. Department of Energy   December 2014 - February 2015
Special Counsel  October 2014 - December 2014
US Securities and Exchange Commission   July 2012 - August 2014
USPTO  May 2012 - July 2012
Library of Congress  October 2010 - July 2012
Association of College and Research Libraries  June 2010 - May 2012
Wayne State University  April 2009 - May 2010
Wayne State University  February 2009 - May 2010
General Motors  October 2007 - November 2008

Skills
Cataloging, MARC, Libraries, Technical Services, Website Development, Library, Reference Services, Collection Development, Information Literacy, Library Instruction, Interlibrary Loan, Databases, Information Management, Legal Research, Metadata, Digital Libraries, Strategic Planning, Indexing, Information Retrieval, Automotive, Graphic Design, Research, Academic Libraries, Circulation, Archives, Library Reference, Editing, Special Collections, Records Management, Librarians, Library Research, Library Science, History, Electronic Resources, MARC21, AACR2, Taxonomy

Education
Wayne State University   2008 — 2010
Master of Science (M.S.), Library and Information Science

Michigan State University   2003 — 2007
Bachelor of Arts (B.A.), Journalism

Experience
Navy Federal Credit Union  January 2014 - Present
Navy Federal Credit Union  May 2011 - December 2013
US Securities and Exchange Commission   October 2007 - April 2011
Fannie Mae  2006 - 2007
Freddie Mac  2005 - 2005
Freddie Mac  2005 - 2005

Skills
Data Analysis, SDLC, Business Analysis, SQL, Visio, Requirements Analysis, Business Process..., Business Process, XML, Process Improvement, Project Management, MS Project, Project Portfolio..., HTML, Data Warehousing, Microsoft Excel

Education
Monmouth University   2002 — 2005
Masters, Computer Science

Experience
US Securities and Exchange Commission  

Skills
Financial Reporting, Accounting, Auditing, Internal Controls, Financial Analysis, Financial Accounting, US GAAP, Financial Statements

Education
Mount Saint Mary's University   1994 — 1998
Bachelor of Arts, Business Administration, Accounting emphasis

Experience
US DOJ  August 1991 - Present
U.S. Department of Justice   August 1991 - Present
Department of Justice  1991 - Present
US Securities and Exchange Commission   September 1985 - August 1991

Skills
Legal Writing, Legal Research, Criminal Law, Litigation, Trials, Trial Practice, Commercial Litigation, Appeals, Civil Rights, International Law, Civil Litigation, Courts

Education
New York University School of Law   1982 — 1985
J.D.

Mount Holyoke College   1978 — 1982
A.B., History, Political Science

Stuyvesant High School   1975 — 1978
Regents Diploma

Experience
Scientific Commercialization  May 2015 - Present
Wisconsin Court of Appeals  January 2015 - May 2015
Habush Habush & Rottier S.C.   October 2014 - December 2014
US Securities and Exchange Commission   May 2013 - August 2013
Cramer Krasselt  July 2010 - July 2011
BVK  December 2009 - July 2010
Cramer-Krasselt - Milwaukee   September 2009 - December 2009
Geneva Park District  May 2003 - August 2008

Education
University of Wisconsin Law School   2011 — 2013
J.D., Law

The University of Chicago   2008 — 2009
MA, Social Science

Marquette University   2004 — 2008
BA, Philosophy/Anthropology

Experience
US Securities and Exchange Commission   August 2010 - Present
NFA  June 2007 - August 2010

Education
Chicago Kent College of Law
Doctor of Law (J.D.)

Michigan State University
Finance

Experience
Davis Polk & Wardwell LLP  October 2014 - Present
Davis Polk & Wardwell LLP  May 2013 - August 2013
Natural Resources Defense Council  May 2012 - August 2012
Sewoon & Simon English Academy   January 2011 - March 2011
US Securities and Exchange Commission   June 2009 - August 2010
American Electronics Association  September 2008 - December 2008
One Key   May 2007 - August 2007

Skills
Research, Public Speaking, Editing, Mandarin, Public Policy, Chinese, Legal Research, Policy Analysis, Legal Writing, Microsoft Office, Data Analysis, International Relations, Event Planning, Administrative Law

Education
New York University School of Law   2011 — 2014
JD, Law

National University of Singapore, Faculty of Law   2013 — 2013
Global Exchange Program, International Law and Legal Studies

The George Washington University   2006 — 2010
B.S., Statistics, summa cum laude

Experience
Wells Fargo & Co  May 2009 - Present
Wachovia Securities, LLC  May 2008 - May 2009
A.G. Edwards & Sons, Inc.   October 1997 - May 2008
US Securities and Exchange Commission   July 1989 - July 1995
U.S. Securities and Exchange Commission   1989 - 1995

Skills
Securities Regulation..., Equity and Fixed Income..., SEC, FINRA and State..., Securities Regulation, Securities, FINRA, Corporate Governance, Capital Markets, Hedge Funds, Due Diligence, Equities, Series 7, Alternative Investments

Education
University of Detroit Mercy School of Law   1980 — 1983
JD, Securities Regulation

Michigan State University - The Eli Broad College of Business   1976 — 1980
Bachelor's Degree

Experience
CA Inc., Ambac Financial, IQ Funds   June 2002 - Present
self employed  February 2002 - Present
US Securities and Exchange Commission   November 1997 - February 2002

Education
New York Law School   1984 — 1987
JD, Law

University of California, Berkeley   1979 — 1983
BA, Rhetoric

Experience
Reliant Asset Management   April 2015 - Present
FHLBanks Office of Finance  January 2010 - April 2015
Stanley Martin Companies  July 2006 - December 2010
Carey International  1994 - 2006
Lombard Technologies, Inc.   February 2000 - December 2002
US Securities and Exchange Commission   1992 - 1994
Magnus Enterprises, Inc.   1990 - 1992
Coopers & Lybrand  1985 - 1990
KPMG  1982 - 1985

Skills
Accounting, SEC reporting, Financial Reporting, Mergers, Cash Management, Debt, SOX, Internal Controls, Banking, Strategic Planning, Budgeting, IPO, GAAP, Forecasting, Sarbanes-Oxley Act, SEC filings, Finance, Corporate Finance, Auditing, Risk Management, Consolidation, Financial Statements

Education
University of Maryland College Park   2011 — 2013
Masters, Business Administration

Michigan State University   1978 — 1982
BA, Accounting

Experience
US Securities and Exchange Commission   December 2011 - Present
U.S. Securities and Exchange Commission   April 2010 - December 2011
U.S. Securities and Exchange Commission   March 2008 - April 2010
KPMG  October 2006 - March 2008
U.S. Securities and Exchange Commission   August 1999 - October 2006

Skills
Securities, Risk Management, FINRA, Financial Risk, Private Equity, SEC filings, Risk Assessment, Securities Regulation, AML, Due Diligence, Corporate Governance, Fraud, SEC Filings, Anti Money Laundering, Mutual Funds

Education
Nova Southeastern University   2004 — 2006
Master's degree, Accounting, 3.5

Morgan State University   1995 — 1999
BS, Accounting, 3.5

Experience
Department of Consumer and Business Services, Division of Finance and Corporate Securities   August 2008 - Present
Oregon Judicial Department  May 2006 - July 2008
Stroock & Stroock & Lavan LLP   2002 - 2004
Stroock & Stroock & Lavan LLP   May 2001 - August 2001
US Securities and Exchange Commission   May 2000 - August 2000
Pacific Crest Securities  January 1996 - July 1999
J.P. Morgan   September 1994 - October 1995

Skills
Securities Regulation, Securities Law, Administrative Law, Public Equity Offerings, Private Placements, Corporate Law, Mergers & Acquisitions, Litigation, Complex Litigation, Pay Close Attention to..., Document Drafting

Education
NYU School of Law   1999 — 2002
JD, Law

Stanford University   1991 — 1994
AB, Economics

Experience
Salt River Project  January 2013 - Present
Snell & Wilmer  August 2006 - January 2013
City of Mesa  May 1998 - August 2006
US Securities and Exchange Commission   1989 - 1994

Skills
Real Estate, Corporate Law, Commercial Real Estate

Education
University of California, Davis - School of Law   1984 — 1986
JD, Law

Marquette University

Quartz Hill High School

Experience
US Securities and Exchange Commission   October 2012 - Present
Cravath, Swaine & Moore LLP   June 2010 - October 2012
Brune & Richard LLP  March 2011 - May 2011
U.S. Bankruptcy Court, District of N.J.   August 2008 - August 2009
Lin & Partners   September 2007 - August 2008
Deutsche Asset Management  2003 - 2004
Jennison Associates  2001 - 2003
Salomon Smith Barney  2000 - 2001
Legg Mason  1999 - 2000
Legg Mason Capital Management  1998 - 1999

Skills
Corporate Law, Legal Writing, Legal Research, Commercial Litigation, Corporate Governance, Litigation, International Law, Litigation Support, Legal Assistance, Legal Compliance, Document Review, Securities Regulation, Westlaw, Licensing, Securities, Civil Litigation

Education
National Taiwan Normal University   2007 — 2008
Chinese

New York Law School   2004 — 2007
J.D., Law

National University of Singapore   2005 — 2005
International Comparative Law

Towson University   1992 — 1996
B.S., English

Experience
Ameriprise Financial  July 2009 - Present
Ameriprise Financial, Inc.   July 2006 - July 2009
Northwestern Mutual Life  December 2000 - June 2006
FINRA  February 1991 - November 2000
US Securities and Exchange Commission   April 1988 - February 1991

Skills
Broker-Dealer..., Clearing/Back Office..., Finacial/Operational..., FINRA, Securities, Securities Regulation, Mutual Funds, AML, Investment Advisory, Investments, Equities, Financial Services, Alternative Investments, Fixed Income, Private Equity, Wealth Management

Education
The John Marshall Law School   1985 — 1988
J D

Marquette University   1979 — 1981
B.S., Business Administration

Experience
Lawyers Alliance for New York  September 2014 - Present
US Securities and Exchange Commission   September 2013 - December 2013
NYC Reach   June 2013 - August 2013
NYS Division of Human Rights  June 2012 - August 2012

Education
Northwestern University School of Law   2011 — 2014
JD, Law

The London School of Economics and Political Science (LSE)   2009 — 2010
MSc, International History

McGill University   2005 — 2009
BA, History

Experience
Judge Thomas B. Russell, United States Federal Court for the Western District of Kentucky   September 2014 - Present
Magistrate Judge King, United States Federal Court for the Western District of Kentucky   January 2013 - August 2014
Pedley & Gordinier, PLLC   January 2011 - January 2013
US Securities and Exchange Commission   January 2010 - March 2010

Skills
Legal Research, Start-ups, Litigation, Mergers & Acquisitions, Licensing, Corporate Law, Legal Writing, Joint Ventures, Intellectual Property, Commercial Litigation, Mediation

Education
University of Louisville   2008 — 2011
J.D., Law

Murray State University   2002 — 2007
Bachelor of Science (B.S.), Business Administration; History

Experience
Morgan Stanley  2000 - Present
Nomura Securities  January 1990 - October 2000
First Boston Corporation  May 1987 - January 1990
US Securities and Exchange Commission   January 1984 - April 1987

Skills
Broker-Dealer Compliance, Margin regulations, financial and..., General Compliance, Prime Brokerage, Securities Lending, Firm Funding

Education
New York Law School   1980 — 1983
Doctor of Law (JD), Focus on Business and Finance

Southern Illinois University, Carbondale   1976 — 1980
Bachelor of Business Administration (B.B.A.), Finance, General

Experience
US Securities and Exchange Commission   April 2010 - Present
Wheeler Trigg Kennedy LLP  December 1992 - May 2008

Skills
Legal Research, Westlaw, Legal Writing, Litigation, Securities Litigation, Courts, Internal Investigations, Civil Litigation, Trials, Litigation Support, Enforcement

Education
Metropolitan State College of Denver   1979 — 1981
Bachelor of Arts (BA), Music Teacher Education

Experience
Prudential Financial  November 1994 - Present
US Securities and Exchange Commission   1988 - 1994
US Securities and Exchange Commission   1988 - 1994

Skills
Due Diligence, Corporate Law, Mergers & Acquisitions, Risk Management, Hedge Funds

Education
New York University   1982 — 1985
Doctor of Law (JD), Law

Yale University   1976 — 1980
Bachelor of Arts (B.A.), Administrative Science

Experience
US Securities and Exchange Commission  

Skills
Civil Litigation, Litigation, Securities Regulation, Commercial Litigation, Intellectual Property, Securities Litigation, Courts

Education
New York University   1979 — 1982
Doctor of Law (J.D.)

Experience
Treliant Risk Advisors  October 2012 - May 2013
US Securities and Exchange Commission   2009 - 2012
Amnesty International  2004 - 2007

Skills
Leadership, Analysis, Management, Risk Management, Strategy, Data Analysis, Policy, Advertising, Government, Event Planning, International Relations, Program Management, Research, Policy Analysis

Education
Mount Holyoke College
Bachelor's degree, International Relations