US Securities and Exchange Commission

Industry: Federal agency

Description

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Jurisdiction: United States of America Employees: 4,301 (2015) Headquarters: Washington, D.C., United States Founder: Franklin D. Roosevelt Founded: 6 June 1934

US Securities and Exchange Commission List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at US Securities and Exchange Commission. You can filter them based on skills, years of employment, job, education, department, and prior employment.

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4,270 US Securities and Exchange Commission employees in database. Find out everything there's to know about US Securities and Exchange Commission employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.

US Securities and Exchange Commission Employees

Employee
Years
Job
Industry
Daniel Caleb Feldman Daniel Caleb Feldman Greater New York City Area Details
Daniel Caleb Feldman's US Securities and Exchange Commission Experience 1997 - 2000
Job COO/CFO Mondogoal.com
Industry Oil & Energy
Experience
Mondogoal Ltd.   2013 - Present
YUKOS Oil Company   2003 - 2014
Big Sky Energy Corporation   2006 - 2010
Intelligent Energy  2006 - 2009
Mazeikui Nafta   2006 - 2006
EY  2002 - 2003
Goodwin Procter LLP  2000 - 2001
U.S. Securities and Exchange Commission   1997 - 2000
Harry M. Stevens  1986 - 1996
Soviet National Baseball Team   1990 - 1991

Skills
Corporate Governance, Energy, International Law, Russian, Start-ups, Due Diligence, Private Equity, Alternative Energy, Emerging Markets, Management

Education
Georgetown University Law Center   1996 — 1997
Master of Laws (LL.M.), Securities and Financial Regulation

Boston University School of Law   1992 — 1995
Juris Doctor

Trinity College-Hartford   1988 — 1992
Bachelor of Arts (B.A.), Soviet Studies

Pushkin State Russian Language Institute   1990 — 1991
Russian Language

Buckingham Browne & Nichols   1984 — 1988
High School

Griffin Weaver Griffin Weaver Houston, Texas Area Details
Griffin Weaver's US Securities and Exchange Commission Experience January 2013 - April 2013
Job Legal
Industry Legal Services
Experience
Sulzer Pumps (US) Inc.   March 2015 - Present
Elko County District Attorney's Office   May 2014 - February 2015
Eversheds  June 2013 - August 2013
Herbert Smith Freehills  May 2013 - June 2013
U.S. Securities and Exchange Commission   January 2013 - April 2013
U.S. Department of Homeland Security   June 2012 - August 2012

Skills
Mergers & Acquisitions, Arabic, Legal Writing, Modern Standard Arabic, International Law, Corporate Law, Public International Law, Private International..., Legal Research, Training, Jordanian Colloquial..., Oil/Gas, International Trade Law, Foreign Investment, Energy Law, Renewable Energy Law, International..., Middle East, Business Transactions, Securities Regulation, Securities Litigation, Lexis, Westlaw, Bloomberg, Mergent, Hoovers

Education
University of Utah S.J. Quinney College of Law   2011 — 2014
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law

BYU   2007 — 2010
Bachelor of Arts (B.A.), Middle East Studies/Arabic

University of Jordan   2008 — 2008
Intensive Arabic Program

Tarik Abdel-Meguid, CPA Tarik Abdel-Meguid, CPA Greater Philadelphia Area Details
Tarik Abdel-Meguid, CPA's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Corporate Attorney at Lowe & Associates
Industry Law Practice
Experience
Lowe & Associates   December 2014 - Present
Villanova University School of Law  August 2013 - May 2014
Internal Revenue Service  September 2013 - December 2013
U.S. Securities and Exchange Commission   May 2013 - August 2013
Villanova University School of Law Federal Tax Clinic   January 2013 - May 2013
U.S. Securities and Exchange Commission   September 2012 - December 2012
Villanova University School of Law Federal Tax Clinic   May 2012 - August 2012
Coach  January 2011 - July 2011
Ernst & Young  September 2008 - June 2009
Boardwalk Properties  May 2007 - September 2007

Education
Villanova University School of Law   2011 — 2014
Juris Doctor, cum laude

Boston University - School of Management   2004 — 2008
Bachelor of Science in Business Administration, magna cum laude, Concentration in Accounting

Robert Spiro, CPA Robert Spiro, CPA Greater New York City Area Details
Robert Spiro, CPA's US Securities and Exchange Commission Experience June 2015 - August 2015
Job J.D. Candidate at NYU School of Law
Industry Accounting
Experience
U.S. Securities and Exchange Commission   June 2015 - August 2015
Rothstein Kass  2013 - 2014
PwC  2011 - 2013

Skills
CPA, Accounting, Financial Accounting, Financial Reporting, Auditing, PowerPoint, Microsoft Word, Microsoft Excel, Analysis, Pivot Tables, Leadership, Teamwork, Tax

Education
New York University School of Law   2014 — 2017

Binghamton University   2010 — 2011
MS, Accounting

Binghamton University   2006 — 2010
BS, Accounting

Sophie Hasse Sophie Hasse New York, New York Details
Sophie Hasse's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Law Clerk at Clifford Chance US LLP
Industry Law Practice
Experience
Clifford Chance US LLP  September 2015 - Present
United States Attorney's Office for the Eastern District of New York  August 2014 - May 2015
Société Générale   June 2014 - August 2014
U.S. Securities and Exchange Commission   January 2014 - April 2014
New York County District Attorney's Office  August 2013 - December 2013
Greenberg Traurig, LLP  June 2013 - August 2013
Greenberg Traurig, LLP  July 2010 - July 2012
Milberg  May 2010 - July 2010
St. Louis Public Defender   August 2009 - December 2009

Skills
Fluent French, Legal Research, Legal Writing, Westlaw, Litigation, Civil Litigation, Due Diligence, Trials, Securities Litigation

Education
Brooklyn Law School   2012 — 2015
Doctor of Law (J.D.), Law

Washington University in St. Louis   2006 — 2010
Bachelor of Arts (BA), Major: Political Science Minor: Legal Studies

French American School of New York   1993 — 2001

Lindsey Nedd Lindsey Nedd Silver Spring, Maryland Details
Lindsey Nedd's US Securities and Exchange Commission Experience May 2014 - Present
Job Human Resources Specialist at U.S. Securities and Exchange Commission
Industry Human Resources
Experience
U.S. Securities and Exchange Commission   May 2014 - Present
U.S. Securities and Exchange Commission   April 2014 - May 2014
Linden Resources, Inc.   September 2013 - April 2014
Chickasaw Nations Industries  April 2013 - September 2013
The HR Source  March 2012 - February 2013
Aerotek  November 2011 - March 2012
National Institutes of Health  July 2008 - July 2011
Montgomery Scrap Corporation/M-Scrap Transportation Services LLC   September 2006 - July 2008

Skills
Employee Relations, HRIS, Human Resources, Recruiting, Talent Acquisition, Talent Management, Performance Management, Internet Recruiting, Sourcing, PeopleSoft, Staffing Services, Training, Onboarding, New Hire Orientations, HR Policies, Benefits Administration, FMLA, Applicant Tracking..., Job Descriptions, Personnel Management, Temporary Placement

Education
University of Maryland University College   2010 — 2012
Master of Science in Management, Human Resources Management and Services, 3.2

Bowie State University   2004 — 2010
Bachelor of Science (B.S.), Business Administration, Management and Operations

Beverly Brooks Summers, MBA, M.Div., ABD Beverly Brooks Summers, MBA, M.Div., ABD Goldsboro, North Carolina Area Details
Beverly Brooks Summers, MBA, M.Div., ABD's US Securities and Exchange Commission Experience August 1988 - February 1993
Job Owner at Beverly Brooks Summers, L.L.C. (RBB Consulting, Empowerment Life Coaching, and Summertime Travel)
Industry Nonprofit Organization Management
Experience
Beverly Brooks Summers, L.L.C. (RBB Consulting, Empowerment Life Coaching, and Summertime Travel)   2010 - Present
Destiny Covenant Network   January 2009 - Present
Destiny Covenant Church, Inc., (a/k/a "Destiny Covenant Ministries")   January 2009 - Present
Women of Destiny and Faith International Network, Inc.   March 2003 - Present
Leadership Development  1990 - Present
US Forest Service  November 1978 - Present
Victory Fellowship Church, Inc.   2001 - 2004
Prince George's County Public Schools  August 2000 - September 2002
Mt Jezreel Baptist Church   1995 - 2000
U.S. Securities and Exchange Commission   August 1988 - February 1993

Skills
Policy, Nonprofits, Budgets, Accounting, Analysis, Microsoft Excel, Government, Microsoft Office, Microsoft Word, Access, Auditing, PowerPoint, Account Reconciliation, Financial Reporting, Outlook, General Ledger, Accounts Payable, Managerial Finance, Financial Accounting, Research, Non-Profit Management, Church and Ministry..., Public And Motivational..., Finance, Church Administration, Leadership Development, Leadership Development..., Church Growth, Theology, Systematic Theology, Discipleship, Discipleship Training, Coaching, Mentoring, Biblical Studies, Practical Theology, Preaching, Workshops, Organizational..., Organizational..., Pentecostal Studies, Women in Ministry..., Christian Leadership, Educational Leadership, Public Speaking, Appropriations, Congressional..., Team Building, Team Leadership, Teaching

Education
Regent University School of Divinity   2012 — 2017
Doctor of Ministry ("D.Min."), Renewal Leadership, 3.89

Regent University School of Divinity   2006 — 2012
Masters of Divinity, Divinity/Ministry

Bowie State University   2004 — 2009
Master of Business Administration (M.B.A.), Accounting

Christian Frazier Christian Frazier Greater Boston Area Details
Christian Frazier's US Securities and Exchange Commission Experience May 2015 - Present
Job Student Advocate at Harvard Law School Transactional Law Clinics
Industry Legal Services
Experience
Harvard Law School Transactional Law Clinics   September 2015 - Present
U.S. Securities and Exchange Commission   May 2015 - Present
Harvard Law School  August 2014 - Present
Duff & Phelps  February 2013 - July 2014
Duff & Phelps  July 2011 - February 2013
Boston University College of Arts and Sciences  September 2007 - May 2011
UBS Wealth Management  June 2010 - August 2010
Almeida Capital   June 2009 - August 2009

Skills
Financial Modeling, Financial Analysis, Enterprise Valuation, Equity Valuation, Intangible Asset..., Corporate Finance, Purchase Price..., Goodwill Impairment..., Microsoft Excel, S&P Capital IQ, Intangible Assets

Education
Boston University - College of Arts and Sciences   2007 — 2011
BA, American History

Boston University - School of Management   2007 — 2011
BS, Business Administration, Concentration in Finance

Weymouth High School   2003 — 2007

Elena Stojic Elena Stojic Greater Boston Area Details
Elena Stojic's US Securities and Exchange Commission Experience May 2015 - August 2015
Job J.D. Candidate at Boston College Law School
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   May 2015 - August 2015
Libby Hoopes PC   May 2014 - October 2014
Washtenaw County Office of Public Defender  April 2013 - August 2013
LAM Foundation   April 2011 - May 2013
Institute for Continuing Legal Education (University of Michigan)   February 2011 - May 2013
English Language Institute (University of Michigan)   January 2011 - July 2012
U.S. Federal Trade Commission   May 2010 - August 2010

Skills
Policy Analysis, Public Policy, Political Science, Research, Politics, Nonprofits, Public Speaking, Fundraising, Microsoft Word

Education
Boston College Law School   2013 — 2016
Doctor of Law (J.D.), J.D. Candidate

University of Michigan   2009 — 2012
Bachelor of Arts (B.A.), Political Science (and) Russian and Eastern European Studies

Walt Whitman High School   2005 — 2009
High School Diploma

Jason Mei Jason Mei Greater New York City Area Details
Jason Mei's US Securities and Exchange Commission Experience August 2015 - Present
Job Division of Enforcement Intern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   August 2015 - Present
Ramirez & Co., Inc.   June 2015 - August 2015
McGladrey  June 2014 - August 2014
Neurometrix  June 2012 - August 2012

Skills
Microsoft Office, PowerPoint, Microsoft Word

Education
Boston University School of Law   2013 — 2016
Doctor of Law (JD)

Boston University - School of Management   2009 — 2013
BSBA, Accounting and Finance

Jordan Sarason Jordan Sarason Greater New York City Area Details
Jordan Sarason's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Honors Legal Intern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   January 2015 - April 2015
University of Miami School of Law  May 2013 - April 2015
Mound Cotton Wollan & Greengrass  August 2014 - January 2015
Royal Caribbean Cruises, Ltd.   June 2014 - August 2014
Ziglaw  January 2014 - May 2014
University of Miami  August 2013 - March 2014
George Washington University  May 2013 - August 2013
GoEmpire Group   May 2012 - September 2012
Deval Patrick Campaign  May 2011 - August 2011

Skills
Marketing, Sports, Public Speaking, Social Media, Event Planning, Research, Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Legal Research, Legal Writing, NCAA Compliance, Spanish

Education
University of Miami School of Law   2012 — 2015
Juris Doctor (J.D.)

Tufts University   2008 — 2012
Bachelor of Arts, Political Science, Mass Communications Studies

Bond University   2011 — 2011
Political Science

Miami Palmetto Senior High School   2004 — 2008

Michael Franck Michael Franck Greater Boston Area Details
Michael Franck's US Securities and Exchange Commission Experience December 2014 - Present
Job Attorney Adviser at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   December 2014 - Present
Office of the Attorney General of Massachusetts  March 2010 - December 2014
Cleary Gottlieb Steen & Hamilton LLP  October 2006 - January 2010
United States Attorney's Office  September 2005 - December 2005
U.S. Department of Justice   May 2004 - August 2004

Skills
Legal Research, Class Actions, Securities Law, International Law, Competition Law, Litigation, Settlement, Negotiation, Investigation, Westlaw, Legal Writing, Constitutional Law, Insurance Law, Legal Advice, Securities Regulation, Motions, Administrative Law, Antitrust Law, Civil Litigation, Securities Litigation, Appeals

Education
Boston University School of Law   2003 — 2006
J.D., Law

University of Massachusetts, Amherst   1999 — 2003
Bachelor of Arts, History and Economics

Newton North High School   1995 — 1999

Ralph B. Gillis Ralph B. Gillis Greater Boston Area Details
Ralph B. Gillis's US Securities and Exchange Commission Experience August 2011 - November 2011
Job Attorney at Gillis, Borchardt & Barthel LLP
Industry Law Practice
Experience
Gillis, Borchardt & Barthel LLP   August 2012 - Present
Englander, Leggett & Chicoine, P.C.   March 2012 - May 2012
U.S. Securities and Exchange Commission   August 2011 - November 2011
Alere Inc.  March 2011 - May 2011
U.S. Court of Appeals for the 1st Circuit, Judge Selya   August 2010 - November 2010
Sokolove Law LLC  August 2008 - August 2009
Sokolove Law LLC  July 2007 - August 2008
Ritz Camera & Image  January 2002 - July 2008
Investors Bank & Trust (Acquired by State Street in 2007)   November 2006 - May 2007
Aurora Imaging Company  September 2004 - May 2006

Skills
Business Law, Estate Planning, Energy Law, Real Estate Transactions, Legal Research, Legal Writing

Education
Northeastern University School of Law   2009 — 2012
Doctor of Law (J.D.)

Boston University   2006 — 2006
Paralegal Certificate

Villanova University   2002 — 2006
Bachelor of Arts (B.A.), Economics, Minor in General Business

Boston College High School   1998 — 2002

Teri Brotbacker Kirsch Teri Brotbacker Kirsch Glen Rock, New Jersey Details
Teri Brotbacker Kirsch's US Securities and Exchange Commission Experience September 1992 - June 1997
Job President at Julia Anne Kirsch Foundation
Industry Nonprofit Organization Management
Experience
Julia Anne Kirsch Foundation   September 2012 - Present
Paine Webber  June 1997 - September 2000
U.S. Securities and Exchange Commission   September 1992 - June 1997

Skills
Nonprofits, Fundraising, Public Speaking, Strategic Planning, Community Outreach, Social Media, Event Planning, Contract Negotiation, Start-ups, Volunteer Management, Public Relations, Mergers & Acquisitions, Grant Writing, Entrepreneurship, Leadership, Research, Leadership Development, Program Development, Public Policy, Marketing, Editing

Education
Boston University

Boston University School of Law
JD

Joe Milner Joe Milner Boston, Massachusetts Details
Joe Milner's US Securities and Exchange Commission Experience May 2014 - August 2014
Job JD Candidate, Class of 2016 | Harvard Law School
Industry Legal Services
Experience
U.S. Securities and Exchange Commission   May 2014 - August 2014
Ropes & Gray LLP  June 2011 - July 2013
Boston Partners in Education  September 2011 - June 2013
State of Rhode Island  January 2011 - May 2011
Bedford/St. Martin's   June 2010 - August 2010
St. Louis Beacon  May 2009 - August 2009

Education
Harvard Law School   2013 — 2016
Doctor of Law (JD)

Brown University   2009 — 2011
Bachelor of Arts, English, magna cum laude

Fordham University   2007 — 2009

Erin Preston Erin Preston Greater Salt Lake City Area Details
Erin Preston's US Securities and Exchange Commission Experience April 1996 - April 1999
Job Education Attorney at Lear and Lear
Industry Law Practice
Experience
Lear and Lear Law Offices   September 2014 - Present
Providence Hall   February 2011 - August 2014
Charter Building Consulting   June 2008 - August 2014
Providence Hall Charter School  July 2007 - February 2011
Lexis Nexis  April 2000 - April 2005
U.S. Securities and Exchange Commission   April 1996 - April 1999
Office of Sen. Dirk Kempthorne   May 1993 - June 1994

Skills
Sales Operations, Start-ups, Consulting, Sales, Leadership Development, Management, Staff Development, Employee Relations, Strategic Partnerships, Public Speaking, Leadership, Fundraising, Program Development, Strategy, Training, Nonprofits, Curriculum Development, Schools, Human Resources, Charter Schools, Budgets, Organizational..., Executive Management, Policy, Educational Leadership, Education Law

Education
Brigham Young University   1989 — 2001
B.A., Political Science

Brigham Young University—J. Reuben Clark Law School   1992 — 1996
Juris Doctorate, Emphasis on Corporate and Business law

Providence Hall Charter School

Paula Cajdler Paula Cajdler Middle Village, New York Details
Paula Cajdler's US Securities and Exchange Commission Experience August 2014 - December 2014
Job Legal Assistant at Nassau County District Attorney
Industry Law Practice
Experience
Nassau County District Attorney  September 2015 - Present
U.S. District Court, S.D.N.Y.- The Honorable Kevin N. Fox   January 2015 - May 2015
Standard Chartered Bank  January 2015 - April 2015
U.S. Securities and Exchange Commission   August 2014 - December 2014
Alma Realty Corp  May 2014 - December 2014
U.S. Department of Justice, Dangerous Drug and Narcotic Section   January 2014 - May 2014
Safe Harbor Project Clinic   August 2013 - January 2014
Paul Labrecque Salon and Spa   September 2012 - January 2014
New York City Office of Administrative Trials and Hearings  June 2013 - August 2013
Napoli Bern Ripka Shkolnik, LLP  January 2013 - May 2013

Skills
Research, Fluent in Polish, Moderately proficient..., Customer Service, Microsoft Office, PowerPoint, Public Speaking, Microsoft Word, Microsoft Excel, Critical Thinking, Editing, Westlaw, Lexis, Bluebook

Education
Brooklyn Law School   2012 — 2015
Juris Doctor (J.D.)

Wake Forest University   2008 — 2012
Bachelor of Arts (B.A.), English Language and Literature/Letters

Bronx High School of Science   2004 — 2008
High School

Christine Hernandez, JD, CFE Christine Hernandez, JD, CFE Miami, Florida Details
Christine Hernandez, JD, CFE's US Securities and Exchange Commission Experience June 2015 - Present
Job AttorneyAdviser, U.S. Securities and Exchange Commission, Miami Regional Office
Industry Legal Services
Experience
U.S. Securities and Exchange Commission   June 2015 - Present
Banco Santander  January 2015 - June 2015
National Futures Association  September 2013 - December 2014
Moody's Corporation  April 2013 - September 2013
Alpari (US), LLC   September 2012 - December 2012
NYC Department of Finance  June 2012 - August 2012
EFG Asset Management  January 2012 - April 2012
Financial Industry Regulatory Authority  September 2011 - November 2011
Moody's Investors Service  June 2011 - August 2011
C Cakes   February 2006 - August 2010

Skills
Legal Research, Due Diligence, Legal Writing, Westlaw, Securities, Bilingual-Spanish, Compliance, Hedge Funds, Corporate Governance, Legal Compliance, Securities Regulation, Financial Regulation, FINRA, AML, Policy, Corporate Law, Litigation, Anti Money Laundering

Education
Brooklyn Law School   2010 — 2013
Juris Doctor, Corporate and Securities Law

Universita di Bologna   2012 — 2012
Law

Florida International University
Bachelor of Arts, Psychology

Judy K. Beckman Judy K. Beckman Providence, Rhode Island Area Details
Judy K. Beckman's US Securities and Exchange Commission Experience August 2014 - Present
Job Academic Fellow, Office of the Chief Accountant at U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission   August 2014 - Present
University of Rhode Island  July 1992 - Present

Skills
Higher Education, Research, Teaching, Microsoft Excel, Data Analysis, University Teaching, Accounting, PowerPoint, Nonprofits, Public Speaking, Microsoft Office, Analysis, Curriculum Design

Education
Bentley University
Bachelor of Science (B.S.), Accountancy

Texas Tech University
Doctor of Philosophy (Ph.D.), Accounting

Matthew Giordano Matthew Giordano Washington D.C. Metro Area Details
Matthew Giordano's US Securities and Exchange Commission Experience April 2015 - Present
Job Chief Accountant Division of Investment Management at U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission   April 2015 - Present
U.S. Securities and Exchange Commission   July 2012 - March 2015
KPMG Audit  September 2002 - July 2012

Education
Boston College - Wallace E. Carroll Graduate School of Management   2002 — 2003
MSA, Accounting

Isenberg School of Management, UMass Amherst   1998 — 2002
BBA, Accounting

Andres J. Trujillo Andres J. Trujillo Greater New York City Area Details
Andres J. Trujillo's US Securities and Exchange Commission Experience August 2015 - Present
Job Founder and CEO at globalgroupfund.com
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   August 2015 - Present
GlobalGroupFund, Inc.   April 2014 - Present
Elevated Expectations Inc.   December 2013 - Present
Windels Marx Lane & Mittendorf, LLP   May 2015 - August 2015
Prepfoleo.com   November 2014 - March 2015
Aibara & Reed, PLLC.   May 2013 - December 2014
PrimeTime Title Agency   May 2013 - December 2014
GFI Capital Resources Group, Inc.   May 2014 - August 2014
Law Offices of Timothy Clark, PA   January 2012 - January 2013

Skills
Westlaw, Courts, Legal Assistance, Legal Research, Legal Writing, Lexis, Mediation, Real Estate, Research, Litigation, Appeals, Trials, Start-ups, Civil Litigation, Intellectual Property, Nonprofits, Securities, Document Review, LexisNexis, Microsoft Office, Microsoft Excel, Marketing, Social Networking, Leadership, Social Media, Community Outreach, Strategy, Commercial Real Estate, Management

Education
Brooklyn Law School   2013 — 2016
Juris Doctorate, Business Law

State University of New York at Stony Brook   2010 — 2013
Bachelor of Arts (BA), Double Major: Political Science and History

Richard J. (Rick) Paley Richard J. (Rick) Paley Greater New York City Area Details
Richard J. (Rick) Paley's US Securities and Exchange Commission Experience 1986 - 1988
Job Compliance, Legal, Regulatory and Risk Management Executive
Industry Financial Services
Experience
J.P. Morgan Asset Management   August 2015 - Present
The Cadwalader Cabinet   January 2015 - July 2015
W. P. Carey Inc. (Carey Financial, LLC)   2005 - November 2014
Daiwa Capital Markets America  2004 - 2005
Swiss Re  2002 - 2004
The Depository Trust & Clearing Corporation  1996 - 2002
Fidelity Investments  1993 - 1996
Labaton Sucharow LLP  1988 - 1992
U.S. Securities and Exchange Commission   1986 - 1988
Speeches and Presentations   1979 - 1979

Skills
Alternative Investments, Financial Regulation, Litigation, Private Placements, Internal Investigations, Project Management, Mutual Funds, Hedge Funds, Securities Regulation, Securities Litigation, Series 24, Investment Advisory, Investment Management, FINRA, Clearing, Enterprise Risk..., Anti Money Laundering, FCPA, UK Bribery Act, Real Estate, Futures, Banking, Compliance, Legal Compliance, Regulation D, Blue Sky, COSO ERM, GRC, Finance, Financial Services, Series 7, Securities, Capital Markets, Corporate Law, Investments, Due Diligence, Risk Management

Education
Brooklyn Law School
J.D., Law

St. Lawrence University
B.A., History Honors

The Hebrew University
History

Chapmann Chen Chapmann Chen Greater New York City Area Details
Chapmann Chen's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Campus Ambassador at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments  August 2015 - Present
Boston University Finance and Investment Club  January 2013 - Present
Fidelity Investments  June 2015 - August 2015
THE ICONIC  March 2015 - April 2015
U.S. Securities and Exchange Commission   May 2014 - August 2014
Comptroller John Liu for Mayor   July 2013 - August 2013
J.P. Morgan   July 2012 - August 2012
NASA  September 2011 - November 2011

Skills
Research, Microsoft Excel, Team Leadership, Bloomberg Terminal, Public Speaking, Finance, Equity Research, Financial Analysis, Regression Analysis, Monte Carlo Simulation, Microsoft Office

Education
Boston University   2012 — 2016
Bachelor of Business Administration (BBA), Finance and Accounting

Brooklyn Technical High School   2008 — 2012

Tasha Taylor Tasha Taylor Parkville, Maryland Details
Tasha Taylor's US Securities and Exchange Commission Experience 2003 - 2008
Job Technical Analyst
Industry Information Technology and Services
Experience
URS Corporation, An AECOM Company  April 2014 - Present
Sara   July 2013 - October 2013
Qlaire Systems Inc.   May 2012 - July 2013
Lockheed Martin  November 2008 - April 2011
CSC  November 2003 - November 2008
U.S. Securities and Exchange Commission   2003 - 2008
U.S. Securities and Exchange Commission   2003 - 2008
Lyceum   February 2002 - October 2003
BTG/Dyncorp   September 1999 - February 2002

Skills
ITIL, Active Directory, Help Desk Support, VPN, Windows 7, Citrix, BMC Remedy, Software Documentation, Microsoft Exchange, Service Desk, IT Service Management, Information Technology, Incident Management, Quality Assurance, Blackberry, Heat, Networking, Troubleshooting, System Deployment, IT Operations, Remote Desktop, Windows Vista, System Administration, ITIL v3 Foundations..., Apple Safari, Google Chrome, Firefox, MacBook Pro, Network Administration, Mac OS, OS X, Windows 8, McAfee Antivirus, Microsoft Office, Smartphones, WebEx

Education
Morgan State University   1992 — 1996
BACHELOR OF SCIENCE, INFORMATION SYSTEMS & SCIENCE

Borough of Manhattan Community College   1989 — 1992
ASSOCIATE IN APPLIED SCIENCE, COMPUTER INFORMATION SYSTEMS

Jenny Harp Jenny Harp Washington, District Of Columbia Details
Jenny Harp's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Attorney Advisor at U.S. Department of Justice
Industry Law Practice
Experience
U.S. Department of Justice   March 2014 - Present
Financial Industry Regulatory Authority  September 2013 - December 2013
U.S. Securities and Exchange Commission   May 2013 - August 2013
Federal Trade Commission  June 2012 - August 2012
U.S. House of Representatives   August 2007 - August 2011
Wayne County Third Circuit Court  July 2006 - August 2006
Washtenaw County Office of Public Defender  September 2005 - December 2005

Skills
Government, Research, Public Policy, Legal Research, Government Relations, Policy Analysis, Legislative, Political Science, Politics, Legislative Relations, International Relations, Political Campaigns, Press Releases, Legislation, Legislative Research, Policy, Community Outreach, Grassroots Organizing, Federal Government, Public Speaking, Strategic Communications, Lexis, Coalitions, Criminal Law, Trials, Grants, Westlaw, Nonprofits, Grant Writing, Courts, Civil Litigation, Foreign Policy, Fundraising, Legislative Affairs, Litigation, Appropriations, Political Consulting, Constituent Services, Public Affairs, Political Communication, Speech Writing, State Government, Governmental Affairs, Administrative Law, Legal Writing, Congress, Community Organizing, Policy Research, International Law, Message Development

Education
Boston College Law School   2011 — 2013
J.D.

University of Michigan   2003 — 2007
B.A, Political Science, Psychology and Sociology

Bradley L. Steere, Esq. Bradley L. Steere, Esq. New York, New York Details
Bradley L. Steere, Esq.'s US Securities and Exchange Commission Experience 1990 - 1994
Job Corporate Transactions and Securities Law
Industry Legal Services
Experience
PPMT Strategic Group   August 2013 - Present
Law Offices of Bradley L. Steere, Esq.   1999 - Present
Kane Kessler, P.C.   1998 - 1999
Steere & May   1994 - 1998
U.S. Securities and Exchange Commission   1990 - 1994

Skills
Corporate Law, Mergers, Securities Regulation, Legal Writing, Securities, Arbitration, Estate Planning, Wills, Trusts, Elder Law, Legal Advice, Courts, Mergers & Acquisitions, SEC, Trials, Licensing, Commercial Litigation, Appeals, Private Placements, Legal Assistance

Education
Hofstra University School of Law   1987 — 1990
JD

Boston University   1980 — 1984
BA, Economics

Elina Todorova Elina Todorova Miami/Fort Lauderdale Area Details
Elina Todorova's US Securities and Exchange Commission Experience January 2003 - May 2003
Job Attorney
Industry Law Practice
Experience
Attorney  2003 - Present
Greenberg Traurig, P.A.   2007 - 2011
Jorden Burt LLP  2003 - 2007
U.S. Securities and Exchange Commission   January 2003 - May 2003

Skills
Litigation, Commercial Litigation, Legal Research, Corporate Law, Arbitration, Legal Writing, Class Actions, Employment Law, Civil Litigation, Appeals, Intellectual Property, Corporate Governance, Courts, International Law, Securities Regulation, Mediation, Trade Secrets, Trial Practice, Business Litigation, Insurance Law, Bankruptcy, Westlaw, Construction Law, Breach Of Contract, Legal Assistance, Non-compete Agreements, Alternative Dispute..., Litigation Management, Legal Advice, Banking Law, Employment...

Education
Boston University School of Law   2000 — 2003
Juris Doctor

Hunter College

Keith Higgins Keith Higgins Washington, District Of Columbia Details
Keith Higgins's US Securities and Exchange Commission Experience June 2013 - Present
Job Director, Division of Corporation Finance at U.S. Securities and Exchange Commission
Industry Government Administration
Experience
U.S. Securities and Exchange Commission   June 2013 - Present
Ropes & Gray LLP  September 1983 - June 2013

Skills
Securities Regulation, Corporate Law, Corporate Governance, Securities, Mergers, Venture Capital, Securities Offerings

Education
Boston University School of Law   1979 — 1982
JD

University of Virginia   1974 — 1975
M.A., History

Florida State University   1969 — 1973
BA, History

Katherine Stefanou Katherine Stefanou New York, New York Details
Katherine Stefanou's US Securities and Exchange Commission Experience August 2010 - December 2010
Job Associate at Bernstein Litowitz Berger & Grossmann LLP
Industry Law Practice
Experience
Bernstein Litowitz Berger & Grossmann LLP  September 2011 - Present
U.S. Securities and Exchange Commission   August 2010 - December 2010

Skills
Litigation, Commercial Litigation, Class Actions, Legal Research, Civil Litigation, Securities Regulation, Legal Writing, Securities Litigation, Corporate Law, Appeals, Intellectual Property, Westlaw

Education
Brooklyn Law School   2008 — 2011
Doctor of Law (J.D.)

University of Michigan   2004 — 2007
Bachelor of Arts (B.A.)

Tom McCartin, Jr. Tom McCartin, Jr. Rockville Centre, New York Details
Tom McCartin, Jr.'s US Securities and Exchange Commission Experience September 2014 - November 2014
Job J.D. Candidate Brooklyn Law School
Industry Law Practice
Experience
U.S. Commodity Futures Trading Commission   May 2015 - August 2015
U.S. Court of International Trade   January 2015 - April 2015
U.S. Securities and Exchange Commission   September 2014 - November 2014
U.S. District Court, E.D.N.Y   May 2014 - August 2014
JPMorgan Chase & Co.   September 2012 - May 2013
JPMorgan Chase & Co.   June 2012 - August 2012
Middleton & Gendron Inc.   June 2011 - August 2011

Skills
Bloomberg, Microsoft Office, Time Management, Public Relations, Press Releases, Microsoft Excel, PowerPoint, Management, Accounting, Data Analysis, Legal Research, Legal Writing, Oral Advocacy, Westlaw, Lexis

Education
Brooklyn Law School   2013 — 2016
Juris Doctor (J.D.), 2L

University of Delaware - Lerner College of Business and Economics   2009 — 2013
Bachelor of Science (B.S.), Finance & Operations Management with International Business Minor, 3.72

South Side High School   2005 — 2009
IB Diploma

Danielle V. Holland Danielle V. Holland Greater Boston Area Details
Danielle V. Holland's US Securities and Exchange Commission Experience September 2014 - December 2014
Job Associate at Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates
Industry Law Practice
Experience
Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates   September 2015 - Present
Harvard Business School  March 2015 - September 2015
Boston University School of Law  August 2012 - May 2015
U.S. Securities and Exchange Commission   September 2014 - December 2014
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates   May 2014 - July 2014
New York State Unified Court System  June 2013 - August 2013
Teach For America  January 2011 - July 2012
Teach For America/N.Y.C. Department of Education   July 2008 - August 2010

Skills
Research, Program Development, Public Speaking, Fundraising, Higher Education, Community Outreach, Legal Research, Spanish, Nonprofits, Editing, Legal Writing, International Relations

Education
Boston University School of Law   2012 — 2015
Juris Doctor (J.D.), cum laude

Pace University   2008 — 2010
Master of Science (MS), Childhood Education, summa cum laude

Boston College   2004 — 2008
BA, International Studies and Hispanic Studies, magna cum laude

Universidad Católica Argentina   2006 — 2007

Serenna McCloud Serenna McCloud Greater New York City Area Details
Serenna McCloud's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Legal & Compliance Intern Bank of China International
Industry Law Practice
Experience
Bank of China International  August 2015 - Present
Brooklyn Law School  September 2014 - Present
State of New Jersey Office of the Attorney General  May 2015 - August 2015
U.S. Securities and Exchange Commission   January 2015 - April 2015
New York City Bar Association  2014 - 2015
New York City Bar Association  2014 - 2015
New York City Economic Development Corporation  September 2014 - December 2014
Alternatives Federal Credit Union  June 2014 - August 2014
Lord Abbett & Co. LLC   September 2011 - August 2013
Natural Languages   July 2009 - August 2011

Skills
Legal Research, Legal Writing, Research, PowerPoint, Westlaw, Data Analysis, Microsoft Office, Microsoft Excel, Public Speaking, Litigation, Microsoft Word, Lexis, Editing, Community Outreach, Statistics, Intellectual Property, Customer Service, LexisNexis

Education
Brooklyn Law School   2013 — 2016
Juris Doctor, 1L

New York University   2010 — 2011
Diploma in Paralegal Studies, Law, Legal Research & Writing

State University of New York College at Cortland   2001 — 2003
BS Psychology, Psychology

Brad Wiggins Brad Wiggins Greater Los Angeles Area Details
Brad Wiggins's US Securities and Exchange Commission Experience April 1984 - August 1987
Job CEO & Legal Counsel at SecuritiesLawUSA
Industry Legal Services
Experience
Voleo, Inc.   March 2014 - Present
SecuritiesLawUSA, PC   August 2009 - Present
Theodora Oringher Miller & Richman PC   January 2006 - August 2009
Miller & Holguin   1989 - 2005
U.S. Securities and Exchange Commission   April 1984 - August 1987

Skills
Securities Law, Private Placements, SEC reporting, Corporate Governance, International Law, Mergers, Corporate Law, Securities Regulation, SEC filings, Private Equity, Mergers & Acquisitions, Corporate Finance, Acquisitions, Investment Banking, IPO, Venture Capital, Securities, Start-ups, Joint Ventures, Legal Advice, Finance, SEC Filings

Education
Georgetown University Law Center   1983 — 1986
Master of Laws (LL.M.), Securities Regulation

Brigham Young University—J. Reuben Clark Law School   1979 — 1983
J.D., Law

Brigham Young University   1974 — 1979
B.A., English

Cary Lapidus Cary Lapidus San Francisco Bay Area Details
Cary Lapidus's US Securities and Exchange Commission Experience 1982 - 1986
Job Attorney at Law Offices of Cary S. Lapidus
Industry Law Practice
Experience
Law Offices of Cary S. Lapidus   1993 - Present
U.S. Securities and Exchange Commission   1982 - 1986
US Securities and Exchange Commission   1982 - 1986

Skills
Securities Arbitration, Securities Law, Securities Litigation, Securities Regulation, Commercial Litigation, Class Actions, Arbitration, Litigation, Civil Litigation, Fraud, Dispute Resolution, Trial Practice, Trials, Appeals, Torts, White Collar Criminal..., Mediation, Legal Research, Breach Of Contract, Bankruptcy, Alternative Dispute..., Courts, Business Litigation, Non-compete Agreements

Education
Boston University School of Law   1978 — 1981
JD

University of Virginia   1974 — 1978
BA

Matthew Rohrer, CPA, CGFM Matthew Rohrer, CPA, CGFM Washington D.C. Metro Area Details
Matthew Rohrer, CPA, CGFM's US Securities and Exchange Commission Experience September 2014 - Present
Job Accountant at U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission   September 2014 - Present
Kearney & Company  May 2014 - September 2014
Kearney & Company  December 2012 - May 2014
Kearney & Company  May 2011 - December 2012
ParenteBeard LLC (now Baker Tilly)   October 2009 - April 2011
Metro Bank  May 2007 - September 2009

Education
Bloomsburg University of Pennsylvania   2005 — 2009
BA, Accounting

Joe Epstein Joe Epstein Washington D.C. Metro Area Details
Joe Epstein's US Securities and Exchange Commission Experience June 2015 - Present
Job Professional Accounting Fellow Office of the Chief Accountant at U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission   June 2015 - Present
KPMG  May 2011 - June 2015
KPMG  2003 - May 2011

Skills
Accounting, Audit, Purchase Accounting, SEC reporting, US GAAP, Internal Controls, SEC filings, Auditing, Revenue Recognition, Sarbanes-Oxley Act, Mergers & Acquisitions, CPA, External Audit, IFRS

Education
Bentley College - Elkin B. McCallum Graduate School of Business   2002 — 2003
Masters, Accounting Information Systems

Bentley University   1998 — 2002
BS, Accounting

Hamden High School   1994 — 1998

Simone Greenspan Simone Greenspan Brooklyn, New York Details
Simone Greenspan's US Securities and Exchange Commission Experience June 2014 - August 2014
Job Student
Industry Law Practice
Experience
Labaton Sucharow LLP  September 2014 - May 2015
U.S. Securities and Exchange Commission   June 2014 - August 2014
Office of the Inspector General of the State of New York   January 2014 - May 2014
EFG Asset Management  August 2013 - December 2013
Office of the Attorney General of the State of New York  June 2013 - August 2013
Philip Russell, LLC  August 2011 - August 2012
Honest Tea  September 2010 - May 2011
Northwestern Mutual  June 2010 - August 2010

Skills
PowerPoint, Microsoft Excel, Research, Microsoft Word, Microsoft Office, Google Analytics, Facebook, Finance, Financial Analysis, Investments, Litigation, Public Speaking, Mutual Funds, Retirement Planning, SPSS, Social Media

Education
Brooklyn Law School
Doctor of Law (J.D.)

Boston University Questrom School of Business   2007 — 2011

Boston University

Joel Barlow High

The Gunnery

Rick Bookstaber Rick Bookstaber Greater New York City Area Details
Rick Bookstaber's US Securities and Exchange Commission Experience 2009 - 2012
Job Research Principal, Office of Financial Research
Industry Investment Management
Experience
U.S. Department of Treasury   February 2012 - Present
U.S. Department of Treasury   March 2011 - March 2014
U.S. Securities and Exchange Commission   2009 - 2012
Bridgewater Associates  2007 - 2008
FrontPoint Partners  2004 - 2007
Ziff Brothers Investments  2002 - 2004
Moore Capital Management  1998 - 2002
Salomon Brothers  1994 - 1998
Morgan Stanley  1984 - 1994
Brigham Young University  1977 - 1984

Education
Massachusetts Institute of Technology   1974 — 1977
Ph.D., Economics

Brigham Young University   1968 — 1974
BA, Economics

Eli Rodrigues Eli Rodrigues Miami, Florida Details
Eli Rodrigues's US Securities and Exchange Commission Experience January 2015 - May 2015
Job J.D./M.B.A./LL.M. in Taxation Candidate, 2017
Industry Financial Services
Experience
Investor Rights Clinic, University of Miami School of Law   January 2015 - May 2015
U.S. Securities and Exchange Commission   January 2015 - May 2015
Investor Rights Clinic, University of Miami School of Law   May 2014 - July 2014
Citizens Financial Group, Inc.   June 2011 - August 2011
Swan Dyeing and Printing Corp   June 2009 - August 2010
DormNoise LLC   June 2009 - August 2010

Skills
Excel, PowerPoint, Word, Outlook, HTML, Python, SQL, Photoshop, Windows, Microsoft Excel, Financial Analysis, Microsoft Word, Microsoft Office, Spanish, Teamwork, Marketing, Access

Education
University of Miami School of Law   2013 — 2016
Juris Doctor (J.D.) and Latin Legum Magister (LL.M.) in Taxation

Boston University - School of Management   2009 — 2013
Bachelor of Science in Business Administration, Concentration: Corporate Law

Mark Karpe Mark Karpe Orange County, California Area Details
Mark Karpe's US Securities and Exchange Commission Experience June 1995 - August 1995
Job Assistant Vice President Counsel, Law Department at Pacific Life
Industry Financial Services
Experience
Pacific Life  April 2015 - Present
Pacific Life  October 2013 - April 2015
Pacific Life Insurance Company  September 2004 - October 2013
FINRA  July 1998 - January 2012
H. Beck, Inc.   2001 - 2004
Morrison & Foerster  2000 - 2001
Solomon Pearl Blum & Quinn   1998 - 2000
Funds Distributor   May 1996 - 1998
U.S. Securities and Exchange Commission   June 1995 - August 1995
Financial Industry Regulatory Authority (f/k/a NASD Regulation)   1990 - 1993

Skills
Corporate Governance, Securities Arbitration, Securities, Compliance, Arbitration, Due Diligence, Portfolio Management, Insurance, Mutual Funds, Financial Services, Civil Litigation, SEC, Series 7

Education
Hofstra University School of Law   1993 — 1996
JD, Securities Law

State University of New York at Binghamton   1986 — 1990
BA, Economics

McCarlas Ferguson McCarlas Ferguson Springfield, Virginia Details
McCarlas Ferguson's US Securities and Exchange Commission Experience June 2014 - Present
Job Information Technology Specialist at U.S. Securities and Exchange Commission
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission   June 2014 - Present
U.S. Department of the Treasury - OFAC   March 2010 - June 2014
L-3 Communications  September 2007 - February 2010
United States Marine Corps  2004 - 2007
United States Marine Corps  1999 - 2004

Skills
Languages/Databases:..., XHTML; JavaScript; SQL..., VBScript; and CSS., Operating Systems:..., Hardware: PC Desktops;..., Software:SharePoint..., Access, Outlook,..., Visual Studio..., SharePoint, Security Clearance, Government, Integration, DoD, Analysis, PMP, Requirements Analysis, Security, Project Planning, Quality Assurance, Testing, SDLC, Management, Active Directory, Visio, Network Security, Program Management, Enterprise Architecture, System Administration

Education
Georgetown University Law Center
Regulated Money Management: Mutual Funds and Investment Advisers

Boston University
Master's degree, Business Administration and Management, General

Boston University
Graduate Certificate in Project Management

Park University
Bachelor of Science (B.S.), Computer Science

Christine Westbrook Christine Westbrook Washington, District Of Columbia Details
Christine Westbrook's US Securities and Exchange Commission Experience August 2015 - Present
Job LL.M. Candidate, Georgetown University Law Center
Industry Legal Services
Experience
U.S. Securities and Exchange Commission   August 2015 - Present
HSBC  June 2014 - July 2015
Seward & Kissel LLP  August 2005 - April 2013
Winston & Strawn LLP  September 2002 - August 2005
The Honorable Lawrence M McKenna, United States District Court, SDNY   June 2000 - August 2000

Skills
Securities Regulation, Corporate Governance, Corporate Law, Securities, Legal Research, Legal Writing, International Law, Intellectual Property, IPO, Private Placements, Commercial Litigation, Joint Ventures, Private Equity, Licensing, Litigation, Civil Litigation, Mergers & Acquisitions, Due Diligence, Corporate Finance, Capital Markets

Education
Georgetown University Law Center   2015 — 2016
Master of Laws (LL.M.) in Securities and Financial Regulation

Boston College Law School   1999 — 2002
JD

State University of New York at Stony Brook   1995 — 1997
BA, Political Science, Magna Cum Laude and Phi Beta Kappa

Thomas Glassman Thomas Glassman Seattle, Washington Details
Thomas Glassman's US Securities and Exchange Commission Experience May 2015 - August 2015
Job Student Honors Intern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
Four Horsemen Investments  October 2008 - Present
The Morris Trophy   April 2011 - Present
U.S. Securities and Exchange Commission   May 2015 - August 2015
Washington State Supreme Court Justice Debra L. Stephens Chambers   January 2015 - May 2015
Seattle University  April 2013 - January 2015
Russell Investments  August 2014 - December 2014
Seattle University School of Law  February 2014 - September 2014
U.S. Securities and Exchange Commission   May 2014 - August 2014
Wayfind   September 2013 - January 2014
BECU  November 2010 - July 2012

Education
Seattle University School of Law   2012 — 2016
Juris Doctor (J.D.), Banking, Corporate, Finance, and Securities Law

Seattle University   2012 — 2016
Master of Science (M.S.), Finance

University of Puget Sound   2005 — 2009
Bachelors, Communications Studies, Business Administration

Biola University   2005 — 2006
Communications

Keller Graduate School   2010 — 2011
Masters of Business Administration, Finance

Stadium High School   1999 — 2003
High School, High School/Secondary Diplomas and Certificates

Jennifer Loach Jennifer Loach Greater New York City Area Details
Jennifer Loach's US Securities and Exchange Commission Experience November 2004 - November 2009
Job Assistant General Counsel at JPMorgan Chase
Industry Law Practice
Experience
JPMorgan Chase  January 2013 - Present
RBS Securities Inc.  December 2009 - December 2012
U.S. Securities and Exchange Commission   November 2004 - November 2009
Ropes & Gray LLP  May 2003 - September 2004
Reboul, McMurray, Hewitt & Maynard   April 2001 - May 2003
Latham & Watkins  October 1998 - March 2001

Skills
Securities Litigation, Corporate Governance, Securities Regulation, Litigation, Corporate Law, Securities

Education
New York University School of Law   1995 — 1998
JD

Boston College   1991 — 1995
BA, History/Philosophy

Lacey Gehm Lacey Gehm Washington, District Of Columbia Details
Lacey Gehm's US Securities and Exchange Commission Experience July 2015 - Present
Job Current 3L at Syracuse Law and Honors Intern at Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   July 2015 - Present
Whiteman Osterman & Hanna LLP  May 2015 - July 2015
Burton Blatt Institute  May 2014 - October 2014
Levene, Gouldin & Thompson, LLP   May 2012 - August 2014
Levene, Gouldin & Thompson, LLP   May 2012 - August 2012
Legal Aid Society  January 2012 - May 2012

Skills
Efficiency, Microsoft Office, Microsoft Excel, Microsoft Word, Family Law, Oil/Gas, People Skills, Legal Writing, Lexis, Courts, Legal Assistance, Hearings, Research, Appeals, Westlaw, LexisNexis, Public Speaking, Legal Research, PowerPoint, Social Media

Education
Syracuse University College of Law   2013 — 2016
Doctor of Law (J.D.)

Binghamton University   2009 — 2013
Bachelor's degree, Political Science and Government, Cum Laude

Marija Dabovic Marija Dabovic New York, New York Details
Marija Dabovic's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Manager at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley  August 2015 - Present
The Brooklyn Bar Association Volunteer Lawyers Project  March 2015 - May 2015
Office of the Attorney General of the State of New York  August 2014 - November 2014
NYS Department of Financial Services  May 2014 - August 2014
MetLife  January 2014 - May 2014
Hon. Rachel A. Adams   September 2013 - December 2013
U.S. Securities and Exchange Commission   May 2013 - August 2013
ValueLine Inc.   March 2011 - June 2012
Parchem Trading, Ltd   June 2009 - March 2011
Kafko, Kaminsky, & Kaufman   June 2008 - June 2009

Skills
Microsoft Excel, Microsoft Word, PowerPoint, Microsoft Office, Financial Analysis, Inventory Management, Customer Service, Market Research, Financial Reporting, Analysis, Accounting, Account Reconciliation, Research, Legal Research, Legal Writing, Management

Education
Brooklyn Law School   2012 — 2015
Doctor of Law (J.D.)

Iona College: Graduate School of Business New   2009 — 2010
Masters, Business Administrations in Finance

Iona College: School of Arts and Science New   2005 — 2009
Certificate, Risk Management & Business Continuity

Elliott Gordon Elliott Gordon Boston, Massachusetts Details
Elliott Gordon's US Securities and Exchange Commission Experience June 2007 - June 2008
Job Sales Strategy and Operations at Icelandair
Industry Airlines/Aviation
Experience
Icelandair  June 2014 - Present
Slalom Consulting  July 2013 - June 2014
Grant Thornton  August 2008 - August 2013
U.S. Securities and Exchange Commission   June 2007 - June 2008

Skills
Airline Economics, Airline Sales Management, Enterprise Risk..., Management, Management Consulting, Process Improvement, Project Management, Internal Controls, Corporate Governance, Commercial Aviation, Sarbanes-Oxley Act, IT Strategy, Governance, Business Intelligence, Risk Management, IT Audit, IT Transformation, Strategic Planning, IT Operations, Corporate Advisory, Sales, Pricing Strategy, Aviation, Aircraft

Education
Boston University - School of Management

Brewster Academy

Jonathan (Akiva) Westreich Jonathan (Akiva) Westreich Greater Boston Area Details
Jonathan (Akiva) Westreich's US Securities and Exchange Commission Experience June 2014 - August 2014
Job JD Candidate at Harvard Law School
Industry Law Practice
Experience
Sidley Austin LLP  May 2015 - August 2015
U.S. Securities and Exchange Commission   June 2014 - August 2014
Torah Center of Los Angeles   September 2008 - July 2013
Sydney Community Kollel   June 2006 - December 2007

Skills
Public Speaking, Teaching, Research, Nonprofits, Community Outreach, Religion, Fundraising, Volunteer Management, Editing, Legal Writing, Legal Research, Analysis, Program Development, Tutoring, Leadership Development, Event Management, Leadership, Adult Education, Strategic Planning

Education
Harvard Law School   2013 — 2016
Doctor of Law (J.D.)

Beth Medrash Govoha   2004 — 2007
Bachelor of Arts (B.A.), Talmudic Studies

Independent Study Abroad   2003 — 2004

Rebecca Isaacs Rebecca Isaacs New York, New York Details
Rebecca Isaacs's US Securities and Exchange Commission Experience September 2014 - December 2014
Job Law Clerk, Clifford Chance US LLP
Industry Law Practice
Experience
Clifford Chance US LLP  September 2015 - Present
U.S. Securities and Exchange Commission   September 2014 - December 2014
Allianz Global Investors  June 2014 - August 2014
Financial Industry Regulatory Authority  January 2014 - April 2014
United States Bankruptcy Court, E.D.N.Y.   May 2013 - December 2013
Cravath, Swaine & Moore LLP   July 2010 - July 2012
Cravath, Swaine & Moore LLP   June 2009 - August 2009
Strategies for Wealth  May 2008 - August 2008

Skills
Legal Research, Westlaw, Lexis, Litigation, Corporate Law

Education
Brooklyn Law School

University of Miami   2006 — 2010
BBA, Business Law, International Studies

Tel Aviv University   2009 — 2009

Fan-Wa Wong Fan-Wa Wong San Francisco, California Details
Fan-Wa Wong's US Securities and Exchange Commission Experience June 2003 - August 2003
Job Principal Financial Analyst at City and County of San Francisco
Industry Government Administration
Experience
City and County of San Francisco, Department of Technology   September 2014 - Present
CITY AND COUNTY OF SAN FRANCISCO, HEALTH SERVICE SYSTEM   July 2011 - September 2014
US ARMY CORPS OF ENGINEERS, SAN FRANCISCO DISTRICT  October 2008 - July 2011
BOARD OF SUPERVISORS IN SAN FRANCISCO   November 2007 - March 2008
BABCOCK & BROWN L.P   August 2007 - October 2007
GREENWOOD CAPITAL L.P.   February 2005 - August 2005
U.S. SECURITIES AND EXCHANGE COMMISSION   June 2003 - August 2003
CERBERUS CAPITAL MANAGEMENT L.P  May 2001 - August 2002
SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP   June 1999 - May 2001

Skills
Government, Data Analysis, Policy, Microsoft Excel, Policy Analysis, Access, Economics, Microsoft Office, Analysis, Program Management, Risk Management, Financial Analysis, Research, Stata, PowerPoint, Microsoft Word, Public Speaking, Project Management, Strategic Planning, Business Analysis, Finance

Education
Boston College Law School
Juris Doctor

Boston College - Wallace E. Carroll Graduate School of Management
Master of Science in Finance

Bryn Mawr College
Bachelor's Degree

Paul Robe Paul Robe Cambridge, Massachusetts Details
Paul Robe's US Securities and Exchange Commission Experience June 2015 - Present
Job JD Candidate 2017
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   June 2015 - Present
J. Reuben Clark Law School  May 2015 - Present
Utah Supreme Court  May 2015 - June 2015
Brigham Young University  April 2013 - November 2013

Skills
Public Speaking, Microsoft Office, Microsoft Word, PowerPoint, Data Entry, Microsoft Excel, Research, Statistics, Access, Data Analysis, Spanish, Customer Service, Outlook, Teamwork, Leadership, Accounting, Sales, Advertising, Financial Analysis

Education
Harvard Law School   2015 — 2017
Doctor of Law (JD)

Brigham Young University   2007 — 2014
Accounting

Christina Aylward Christina Aylward Charlottesville, Virginia Area Details
Christina Aylward's US Securities and Exchange Commission Experience June 2015 - Present
Job Summer Honors Legal Intern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   June 2015 - Present
K&L Gates  May 2015 - May 2015
Financial Industry Regulatory Authority  November 2012 - June 2014
Financial Industry Regulatory Authority (FINRA)   March 2009 - November 2012
Macroeconomic Advisers   June 2007 - March 2009
Back Bay Financial Group   May 2005 - May 2007

Skills
Analysis, FINRA, Economics, Macroeconomics, Securities, Securities Regulation, Research, Microsoft Office, Financial Regulation, Mutual Funds, Bloomberg, Financial Markets, Equities, Mathematics, SEC Regulations, Legal Research, LexisNexis, Westlaw, Legal Writing

Education
University of Virginia School of Law   2014 — 2017
J.D. Expected

Boston College   2003 — 2007
Bachelor of Science (B.S.), Management Major with a Concentration in Economics and a Minor in Mathematics

Brett Feldman Brett Feldman Philadelphia, Pennsylvania Details
Brett Feldman's US Securities and Exchange Commission Experience September 2015 - Present
Job Legal Intern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   September 2015 - Present
Temple Law Review  July 2015 - Present
Duane Morris LLP  May 2015 - July 2015
Chambers of U.S. Bankruptcy Judge Kevin J. Carey   January 2015 - April 2015
Chambers of United States District Judge C. Darnell Jones II   May 2014 - August 2014
Pennsylvania Democratic Party  June 2013 - August 2013
Office of United States Senator Charles E. Schumer  June 2012 - August 2012

Skills
Leadership Development, Writing, Speech Writing, Strategic Planning, Research, Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Customer Service, Social Media, Windows, Teamwork, Public Speaking

Education
Temple University - James E. Beasley School of Law   2013 — 2016
Doctor of Law (JD)

Boston University   2009 — 2013
Bachelor of Science (B.S.), Secondary Education and Teaching, Magna Cum Laude

Boston University   2009 — 2013
Bachelor of Arts (B.A.), History, Magna Cum Laude

Julia Koch Julia Koch Boston, Massachusetts Details
Julia Koch's US Securities and Exchange Commission Experience September 2014 - November 2014
Job J.D. Candidate at Boston College Law School
Industry Law Practice
Experience
Cahill Gordon & Reindel LLP  May 2015 - July 2015
U.S. Securities and Exchange Commission   September 2014 - November 2014
United States Attorney's Office  June 2014 - August 2014
Skadden, Arps, Slate, Meagher & Flom LLP   June 2011 - June 2013

Education
Boston College Law School   2013 — 2016
J.D. candidate

Amherst College   2007 — 2011
B.A., cum laude, Law, Jurisprudence and Social Thought, German

Michelle Gellman Michelle Gellman Washington, District Of Columbia Details
Michelle Gellman's US Securities and Exchange Commission Experience May 2015 - July 2015
Job J.D. Candidate at The George Washington University Law School
Industry Legal Services
Experience
U.S. Securities and Exchange Commission   May 2015 - July 2015
Cadwalader, Wickersham & Taft LLP   July 2011 - August 2014
Brandeis University, Health Psychology Laboratory   August 2010 - May 2011
American Association of University Women  June 2010 - August 2010
American Association of University Women  June 2009 - August 2009

Skills
Excel, PowerPoint, spss, Structured Finance, SPSS, Derivatives, Microsoft Excel, Commodity, Bonds, Swaps, Options

Education
The George Washington University Law School   2015 — 2017
Juris Doctor (J.D.)

University of California, Hastings College of the Law   2014 — 2015
Juris Doctor (J.D.)

Brandeis University   2007 — 2011
BA, Psychology, Minors in Legal Studies and Women's and Gender Studies

Elizabeth Galvin Elizabeth Galvin Greater Boston Area Details
Elizabeth Galvin's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Summer Associate at Morgan, Lewis & Bockius LLP
Industry Legal Services
Experience
Morgan, Lewis & Bockius LLP   May 2015 - July 2015
U.S. Securities and Exchange Commission   January 2015 - April 2015
Federal Reserve Bank of Philadelphia  May 2014 - August 2014
Seyfarth Shaw LLP  November 2011 - August 2013

Education
Villanova University School of Law   2013 — 2016
Juris Doctor (J.D.)

Boston University - School of Management   2007 — 2011
Finance and Business Law

University of Sydney   2010 — 2010

Boston Latin School   2001 — 2007
High School

Carol Stacey Carol Stacey Greater Boston Area Details
Carol Stacey's US Securities and Exchange Commission Experience 1996 - 2007
Job Director, The SEC Institute Division at Practising Law Institute
Industry Professional Training & Coaching
Experience
Practising Law Institute  January 2014 - Present
The SEC Institute   August 2007 - January 2014
U.S. Securities and Exchange Commission   1996 - 2007
PwC  June 1987 - July 1992

Skills
Sarbanes-Oxley Act, SEC filings, US GAAP, Accounting, Financial Reporting, GAAP, Internal Controls, CPA, Auditing, Corporate Finance, Financial Statements

Education
Virginia Polytechnic Institute and State University - Pamplin College of Business   1995 — 1996
MS, Accountancy

Bentley University   1981 — 1987
BS, Accountancy

Casi Bludorn Casi Bludorn Provo, Utah Details
Casi Bludorn's US Securities and Exchange Commission Experience June 2015 - Present
Job JD Candidate at Brigham Young University
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   June 2015 - Present
Shumway Van & Hansen  July 2014 - August 2014
MacArthur Heder & Metler   May 2014 - June 2014
Texas Tech Special Collections Library   June 2012 - March 2013
Barnes and Noble College Books   May 2010 - December 2010
Student Recreation Center - Texas Tech University   February 2009 - March 2010
Green Pest Services   April 2008 - August 2008

Skills
Securities Regulation, Securities Litigation, Legal Research, Legal Writing, Organization, Communication, Oral Presentations, Problem Solving, Comprehension and..., Persuasive Writing, Ease with deadlines, Critical thinking and..., Delegating, Project Management, Editing and Proofreading, Working well without..., Priority Setting, Office Management, Handling Stressful..., Customer Service, Brainstorming, Engaging in teamwork

Education
Brigham Young University—J. Reuben Clark Law School   2013 — 2016
Juris Doctor, Law

Texas Tech University   2008 — 2012
Bachelor of Arts, Art History

Kelsey Barnes Kelsey Barnes Washington, District Of Columbia Details
Kelsey Barnes's US Securities and Exchange Commission Experience August 2015 - Present
Job Legal Intern at U.S. Securities and Exchange Commission
Industry
Experience
U.S. Securities and Exchange Commission   August 2015 - Present
The George Washington University Law School  February 2015 - Present
Financial Industry Regulatory Authority (FINRA)   May 2015 - July 2015
Boston College English Department   May 2013 - May 2014
Boston College  September 2011 - May 2014
Boston Ballet  May 2013 - August 2013

Education
The George Washington University Law School   2014 — 2017
Doctor of Law (J.D.)

Boston College   2010 — 2014
Bachelor of Arts (B.A.), English Language and Literature, Psychology

Robert Raghunath Robert Raghunath Greater New York City Area Details
Robert Raghunath's US Securities and Exchange Commission Experience January 2015 - April 2015
Job President of Brooklyn Law School SBA
Industry Law Practice
Experience
Herskovits PLLC   June 2015 - Present
Brooklyn Law School  August 2013 - Present
U.S. Securities and Exchange Commission   January 2015 - April 2015
Financial Industry Regulatory Authority (FINRA)   September 2014 - December 2014
Kinetic Partners  May 2014 - August 2014
Allen & Overy  August 2012 - August 2013
PSBM   March 2011 - June 2012
Gabor & Marotta LLC   2010 - 2010
Angiuli & Gentile, LLP   2009 - 2009

Skills
Corporate Law, Ringtail, LiveNote, CaseMap, Microsoft Office, Litigation Support, Accounting, Document Review, Intellectual Property, Bankruptcy, Legal Documents, Litigation

Education
Brooklyn Law School   2013 — 2016
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law, 2L

New York University - Leonard N. Stern School of Business   2008 — 2012
Bachelor of Science (BS), Finance and International Business

Chris Conte Chris Conte Washington, District Of Columbia Details
Chris Conte's US Securities and Exchange Commission Experience 2006 - 2010
Job Partner at Steptoe & Johnson LLP
Industry Law Practice
Experience
Steptoe & Johnson LLP  September 2010 - Present
U.S. Securities and Exchange Commission   2006 - 2010
U.S. Securities and Exchange Commission   2000 - 2006
U.S. Securities and Exchange Commission   1999 - 2000
U.S. Securities and Exchange Commission   1997 - 1999
U.S. Securities and Exchange Commission   1992 - 1997
Steptoe & Johnson LLP  1988 - 1992

Skills
Internal Investigations, Corporate Governance, Securities Litigation, Litigation, FCPA, Securities, Securities Regulation

Education
The Catholic University of America, Columbus School of Law   2005 — 2008
Juris Doctor (J.D.)

Brown University   1979 — 1983
Bachelor's Degree, Psychology

Rebecca Olsen Rebecca Olsen Washington, District Of Columbia Details
Rebecca Olsen's US Securities and Exchange Commission Experience May 2015 - Present
Job Deputy Director, Office of Municipal Securities at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   May 2015 - Present
U.S. Securities and Exchange Commission   April 2014 - Present
U.S. Securities and Exchange Commission   May 2013 - April 2014
Ballard Spahr LLP  September 2004 - May 2013
De Brauw Blackstone Westbroek  July 2003 - August 2003
Ballard Spahr LLP  September 1998 - October 2001

Skills
Public Finance, Municipal Bonds, Structured Finance, Securities Regulation, Corporate Law, Corporate Governance, Due Diligence, Cross-border..., Mergers & Acquisitions, Economic Development, Legal Research, Securities

Education
Vrije Universiteit Amsterdam   2002 — 2003
Master of Laws (LL.M.)

International Center for Langauge Studies   2001 — 2002

Georgetown University Law Center   1995 — 1998
J.D.

Boston College   1991 — 1995
B.A.

Curtis Atkisson Curtis Atkisson San Francisco, California Details
Curtis Atkisson's US Securities and Exchange Commission Experience June 1990 - July 1990
Job Chief Financial Officer at Sojern
Industry Leisure, Travel & Tourism
Experience
Sojern  November 2013 - Present
Altius Education, Inc  May 2010 - February 2013
Monster Worldwide: Affinity Labs & FastWeb   January 2008 - October 2009
Affinity Labs, Inc.   September 2006 - January 2008
Ameniti Travel Clubs, Inc.   February 2005 - August 2006
United New Ventures/UAL Loyalty Services   May 2001 - April 2005
Chase Manhattan Bank  August 1997 - April 2001
Chase Manhattan Bank  July 1995 - August 1997
Federal Reserve Board  July 1991 - July 1993
U.S. Securities and Exchange Commission   June 1990 - July 1990

Skills
Analytics, Start-ups, Lead Generation, Finance, Management, Financial Analysis, Operations Management, Venture Capital, Business Development, Strategic Planning, Entrepreneurship, Marketing, Corporate Finance, Negotiation, Online Advertising, Risk Management, E-commerce, Mergers & Acquisitions, Analysis, Executive Management, Direct Marketing, Portfolio Management, Strategic Partnerships, Leadership, Forecasting, SaaS, Project Planning, Business Strategy, Budgets, CRM, Corporate Development, Financial Modeling, Product Marketing, Product Management, Sales Management, Competitive Analysis, Cross-functional Team..., Management Consulting, Marketing Strategy, New Business Development, Strategy, Market Research, Business Planning, Banking, SEM, Online Marketing, Salesforce.com, Digital Marketing, Sales

Education
Stanford Graduate School of Business   1993 — 1995
MBA

Brigham Young University   1986 — 1991
B.A., Economics

Emily Burke Emily Burke Washington D.C. Metro Area Details
Emily Burke's US Securities and Exchange Commission Experience September 2014 - November 2014
Job J.D. Candidate at Georgetown University Law Center
Industry Legal Services
Experience
The Ritz-Carlton Hotel Company LLC  October 2010 - December 2014
U.S. Securities and Exchange Commission   September 2014 - November 2014
Ropes & Gray LLP  May 2014 - July 2014
United States Attorney's Office  September 2013 - December 2013
Superior Court of the District of Columbia  June 2013 - August 2013
Goodwin Procter LLP  February 2008 - August 2012

Skills
Legal Writing, Legal Research, Lexis, Litigation, Westlaw, Civil Litigation

Education
Georgetown University Law Center   2013 — 2015
Doctor of Law (J.D.)

The Catholic University of America, Columbus School of Law   2012 — 2013
Doctor of Law (J.D.)

L'Academie de Cuisine   2010 — 2011
Pastry Arts

Boston College   2003 — 2007
Bachelor of Science (B.S.), Philosophy & Political Science

Jake Barney Jake Barney Greater Detroit Area Details
Jake Barney's US Securities and Exchange Commission Experience May 2007 - August 2007
Job Attorney, ERISA & Benefits at Ford Motor Company
Industry Automotive
Experience
Ford Motor Company  November 2014 - Present
Locke Lord LLP  August 2011 - November 2014
Baker Botts LLP  November 2009 - July 2011
Baker Botts LLP  May 2008 - June 2008
U.S. Securities and Exchange Commission   May 2007 - August 2007

Skills
Retirement Plans, Health and Welfare Plans, Executive Compensation, Tax-Exempt Organizations, Equity Compensation, ERISA, Nonprofit Corporate..., Tax-exempt, Executive Pay, Corporate Governance, Health & Welfare..., Tax, Retirement Planning, Non-Qualified Deferred..., Equities, Legal Writing, Legal Research, Employee Benefits, Employment Law, Retirement, Non-profits, Health Care Reform, PPACA, HIPAA

Education
Vanderbilt University Law School   2006 — 2009
J.D., Law

University of Utah   2003 — 2006
B.S., Accounting

Brigham Young University   1999 — 2000

Christine Bulger Christine Bulger Miami/Fort Lauderdale Area Details
Christine Bulger's US Securities and Exchange Commission Experience June 1999 - August 1999
Job Legal Editor, Federal Group at LRP Publications
Industry Publishing
Experience
LRP Publications  May 2006 - Present
Massashusetts Division of Unemployment Assistance, Board of Review   August 2002 - August 2005
Roberts, Carroll, Feldstein & Peirce, Inc.   August 2000 - August 2002
U.S. Securities and Exchange Commission   June 1999 - August 1999
Greater Boston Legal Services  June 1998 - August 1998
Boston University  June 1995 - August 1997
Cell Press  August 1993 - June 1995

Skills
Publications, Appeals, Courts, Management, Employee Benefits, Publishing, Copy Editing, Content Development, Research, Proofreading, Editing, Writing, Legal Writing, Social Media

Education
Boston College Law School   1997 — 2000
Juris Doctor

Boston University, College of Arts and Sciences   1989 — 1993
Bachelor of Arts, English

Timothy Bolte Timothy Bolte Greater Boston Area Details
Timothy Bolte's US Securities and Exchange Commission Experience September 2013 - December 2013
Job Summer Associate at Ropes & Gray LLP
Industry Law Practice
Experience
Ropes & Gray LLP  May 2014 - July 2014
U.S. Securities and Exchange Commission   September 2013 - December 2013
Mallal & Namazie   June 2013 - July 2013
BDP International  June 2012 - August 2012
Union County District Attorney's Office  January 2012 - May 2012
Breschi and Associates   June 2011 - August 2011
Bucknell University  June 2010 - August 2011
BDP International  June 2008 - August 2010

Education
Boston University School of Law   2012 — 2015
Doctor of Law (J.D.)

Bucknell University   2008 — 2012
BA, Chinese, Political Science

Matthew Alex Matthew Alex Greater New York City Area Details
Matthew Alex's US Securities and Exchange Commission Experience March 2015 - Present
Job Student at Boston University
Industry International Affairs
Experience
U.S. Securities and Exchange Commission   March 2015 - Present
Cohen & Slamowitz, LLP   May 2012 - December 2014

Skills
Research, Microsoft Office, International Relations, PowerPoint, English, Microsoft Excel, Microsoft Word, Public Speaking, Social Media, Teamwork, Spanish, Political Science, Economics, Policy Analysis, Politics

Education
Boston University   2010 — 2014
Bachelor of Arts (B.A.), International Relations and Affairs

Claire Dennis Claire Dennis Ridgewood, New Jersey Details
Claire Dennis's US Securities and Exchange Commission Experience June 2013 - August 2013
Job Future Finance Professional at Bentley University
Industry Financial Services
Experience
Bentley University  September 2012 - May 2015
PricewaterhouseCoopers  June 2014 - August 2014
Ridgewood Karate, LLC.   September 2007 - January 2014
U.S. Securities and Exchange Commission   June 2013 - August 2013
Zurich North America  May 2012 - July 2012

Skills
Finance, Teaching, Accounting, PowerPoint, Microsoft Excel, Analysis, Social Media, Financial Analysis, Microsoft Office, Microsoft Word, Research, Customer Service, Data Analysis, Outlook, Bloomberg Terminal

Education
Bentley University   2011 — 2015
Bachelor’s Degree, Corporate Finance and Accounting, 3.92

Shanghai University of Finance and Economics
Chinese and Business

Emily (Legros) Belliveau Emily (Legros) Belliveau Greater Boston Area Details
Emily (Legros) Belliveau's US Securities and Exchange Commission Experience June 2010 - April 2011
Job Manager of Benefits, Compensation & HRIS at Enel Green Power North America
Industry Human Resources
Experience
Enel Green Power North America  July 2012 - December 2014
Thermo Fisher Scientific  May 2011 - July 2012
U.S. Securities and Exchange Commission   June 2010 - April 2011
US Securities and Exchange Commission   May 2008 - June 2010
Boston College  September 2007 - May 2008
Rollstone Bank & Trust  May 2007 - May 2008
Boston College  September 2006 - May 2007

Skills
Recruiting, Interviews, Background Checks, Onboarding, New Hire Orientations, HR Metrics, Headcount Reporting, HRIS Database Management, Performance Management, Award Programs, Benefits Administration, Workers Compensation, FMLA, Disability Claims..., Time & Attendance, Coordinating Events, Facility Relocation, Exit Interviews, HRIS, Talent Management, Applicant Tracking..., College Recruiting

Education
Boston College   2006 — 2010
Bachelor of Arts, Communication

St. Bernard's   2002 — 2006

Kevin Wisniewski Kevin Wisniewski Greater Chicago Area Details
Kevin Wisniewski's US Securities and Exchange Commission Experience December 2014 - Present
Job Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   December 2014 - Present
Drinker Biddle & Reath LLP  March 2013 - December 2014
Locke Lord LLP  2007 - March 2013
United States District Court for the Eastern District of Missouri  January 2006 - May 2006
CCC Information Services  October 2002 - July 2004

Skills
Litigation, Appeals, Civil Litigation, Commercial Litigation

Education
Saint Louis University School of Law   2004 — 2007
J.D., Law

Bowling Green State University   1998 — 2002
B.S., Economics & Political Science

Shane O'Neill Shane O'Neill Greater Atlanta Area Details
Shane O'Neill's US Securities and Exchange Commission Experience May 2007 - August 2007
Job
Industry Law Practice
Experience
Weinberg, Wheeler, Hudgins, Gunn & Dial   August 2010 - Present
Cetrulo & Capone  September 2008 - August 2010
U.S. Securities and Exchange Commission   May 2007 - August 2007
U.S. Securities and Exchange Commission   May 2006 - August 2007
American International Group  August 2004 - July 2005
Chubb  September 2003 - August 2004

Skills
Legal Research, Securities Regulation, Securities, Litigation, Commercial Litigation, Due Diligence, Corporate Law, Insurance, Corporate Governance, Investments, Risk Management, Civil Litigation, Appeals, Product Liability, Document Review, Arbitration, Legal Writing, Personal Injury, Mediation, Insurance Law, Litigation Management, Personal Injury..., Toxic Tort, Business Litigation, Liability, Hearings, Wrongful Death, Depositions, Motions, Policy, Torts, Trial Practice, Westlaw, Courts, Dispute Resolution, Legal Issues, Contract Law, Pleadings, Legal Advice, Breach Of Contract, Class Actions, Trials

Education
Suffolk University Law School   2005 — 2008
J.D., cum laude

Bowdoin College   1998 — 2002
BA, Government and Legal Studies

The London School of Economics and Political Science (LSE)   2000 — 2001
N/A, Law and Sociology

Raymond Z. Ling Raymond Z. Ling New York, New York Details
Raymond Z. Ling's US Securities and Exchange Commission Experience 2010 - 2010
Job Associate at Skadden, Arps, Slate, Meagher & Flom LLP
Industry Law Practice
Experience
Skadden, Arps, Slate, Meagher & Flom LLP   January 2011 - Present
U.S. Securities and Exchange Commission   2010 - 2010
United States District Court S.D.N.Y   2009 - 2009
Skadden, Arps, Slate, Meagher & Flom LLP   2009 - 2009
United States Attorney's Office E.D.N.Y.   2008 - 2008
Lehman Brothers  2005 - 2005

Education
New York University   2002 — 2006
BA

Brooklyn Law School   2007 — 2010
JD

Townsend Harris High School   1998 — 2002

Sara Mills von Althann Sara Mills von Althann Washington, District Of Columbia Details
Sara Mills von Althann's US Securities and Exchange Commission Experience October 2014 - Present
Job AttorneyAdvisor at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   October 2014 - Present
Hogan Lovells  August 2011 - October 2014
Hunton & Williams LLP  September 2008 - July 2011
US Securities and Exchange Commission   June 2006 - August 2006

Education
Boston University School of Law   2005 — 2008
J.D., Law

Georgetown University   2001 — 2005
A.B., History

Deerfield Academy   1997 — 2001

Paul Tellier Paul Tellier Greater Boston Area Details
Paul Tellier's US Securities and Exchange Commission Experience November 2007 - February 2008
Job Attorney at Schofield Law Group, LLC
Industry Law Practice
Experience
Schofield Law Group, LLC   October 2009 - Present
Prince Lobel Glovsky & Tye LLP  May 2010 - August 2010
Massachusetts Department of Revenue  September 2009 - April 2010
Massachusetts Department of Revenue  December 2008 - March 2009
Law Offices of Brown and Black   May 2008 - August 2008
U.S. Securities and Exchange Commission   November 2007 - February 2008
Suffolk Superior Court  May 2007 - July 2007

Education
Northeastern University School of Law   2006 — 2009
J.D.

Boston College   2002 — 2006
Bachelor of Arts, Political Science and Philosophy

Laurinda Uang Laurinda Uang Greater Boston Area Details
Laurinda Uang's US Securities and Exchange Commission Experience June 2008 - August 2008
Job Deal (Contracts) Manager at Oracle
Industry Law Practice
Experience
Oracle  March 2013 - Present
Edward George and Associates   November 2011 - August 2012
Yang and Sacchetti   December 2009 - September 2011
Raytheon Corporation  December 2008 - February 2009
U.S. Securities and Exchange Commission   June 2008 - August 2008
Federal District Court for the District of Massachusetts   November 2007 - February 2008
Law Offices of Timothy J. McCarthy   August 2007 - October 2007
State Street  July 2007 - August 2007
Sullivan & Worcester  May 2007 - July 2007
Smith Barney  December 2004 - August 2006

Skills
Spanish, Mandarin, Cantonese, Legal Research, Legal Writing, Litigation, Immigration Law, Civil Litigation, Courts, Commercial Litigation, Westlaw

Education
Northeastern University School of Law   2006 — 2009
Juris Doctor, Law

Brandeis University   2002 — 2006
Bachelor of Arts (B.A.), Economics and Politics

Medford High School   1998 — 2002

Caitlyn Campbell Caitlyn Campbell Boston, Massachusetts Details
Caitlyn Campbell's US Securities and Exchange Commission Experience December 2012 - Present
Job Senior Counsel at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission   December 2012 - Present
Weil, Gotshal & Manges LLP   August 2010 - November 2012
Weil, Gotshal & Manges LLP   September 2004 - August 2010

Education
Boston University School of Law   2001 — 2004
Juris Doctor (J.D.)

Cornell University   1996 — 2000
Bachelor’s Degree, Industrial and Labor Relations

Crystal Axelrod Crystal Axelrod Houston, Texas Area Details
Crystal Axelrod's US Securities and Exchange Commission Experience June 2010 - July 2010
Job Litigation Associate at Morgan, Lewis & Bockius LLP
Industry Law Practice
Experience
Morgan, Lewis & Bockius LLP   November 2012 - Present
U.S. Bankruptcy Court, Western District of Texas   September 2011 - September 2012
U.S. Attorney's Office, District of Massachusetts   September 2010 - January 2011
U.S. Securities and Exchange Commission   June 2010 - July 2010
MetLife Legal Affairs Department   October 2009 - April 2010
U.S. District Court, District of Puerto Rico   June 2009 - August 2009
Wachovia Bank / Wachovia Securities, LLC   August 2007 - July 2008
Long & Foster Real Estate  January 2007 - August 2007
Morgan Lewis & Bockius, LLP   September 2004 - August 2005
Law Offices of Peter J. McNamara   June 2002 - April 2003

Skills
Trials, Legal Writing, Legal Research, Litigation, Westlaw, Civil Litigation, Commercial Litigation, Securities Regulation, Bankruptcy, Courts, Lexis, Securities Litigation, Product Liability

Education
Boston University School of Law   2008 — 2011
J.D.

Drexel University   2001 — 2006
B.A. in Sociology, magna cum laude, Minors in Business Administration and Spanish

Universidad de Granada   2005 — 2005
Coursework in Translation, Dialect and Islamic Culture

Harvard University   2001 — 2001
Coursework in Spanish and Family Law

Bryan Sutherland Bryan Sutherland Miami/Fort Lauderdale Area Details
Bryan Sutherland's US Securities and Exchange Commission Experience January 2014 - May 2014
Job J.D. Magna Cum Laude, University of Miami School of Law
Industry Legal Services
Experience
Bacardi  June 2014 - December 2014
U.S. Securities and Exchange Commission   January 2014 - May 2014
New York State Unified Court System  June 2013 - August 2013

Skills
PowerPoint, Microsoft Excel, Microsoft Office, Research, Public Speaking, Social Media, Legal Research, Microsoft Word, Accounting, Civil Litigation, Data Analysis, Outlook, Customer Service

Education
University of Miami School of Law   2012 — 2015
Doctor of Law (J.D.), Top 15%

Bentley University   2008 — 2012
Bachelor of Science, Economics-Finance, Math

Chaminade High School   2004 — 2008

Victoria Saunders Victoria Saunders New York, New York Details
Victoria Saunders's US Securities and Exchange Commission Experience September 2015 - Present
Job Extern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   September 2015 - Present
Brooklyn Law School  April 2015 - Present
Brown Brothers Harriman  June 2015 - August 2015
Cullen and Dykman LLP  May 2014 - August 2014
Cullen and Dykman LLP  May 2013 - August 2013

Education
Brooklyn Law School   2014 — 2017
Doctor of Law (J.D.)

Cornell University   2010 — 2014
Bachelor of Science

Universitat de Barcelona   2013 — 2013

Daniel Wadley Daniel Wadley Salt Lake City, Utah Details
Daniel Wadley's US Securities and Exchange Commission Experience
Job Trial Attorney at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission  

Education
Georgetown University Law Center   1997 — 2000
Doctor of Law (JD)

Brigham Young University   1995 — 1997
Bachelor of Science (BS)

Benjamin Edlin Benjamin Edlin Brooklyn, New York Details
Benjamin Edlin's US Securities and Exchange Commission Experience August 2015 - Present
Job Intern, Fall Student Honors Program at U.S. Securities and Exchange Commission
Industry Higher Education
Experience
U.S. Securities and Exchange Commission   August 2015 - Present
Brooklyn Journal of Corporate Financial and Commercial Law   February 2015 - Present
Lopresti Law Group   January 2015 - Present
Roberta Karmel, Former SEC Commissioner   February 2015 - July 2015
Brooklyn Law School Mediation and Arbitration Clinic   August 2014 - December 2014
Office of the Attorney General  June 2014 - August 2014
Surf Lifesaving Aquatic Services   May 2009 - July 2014
Ridge Policy Group  January 2013 - April 2013
The Provident Bank  June 2012 - January 2013
Kappa Sigma Fraternity  November 2011 - November 2012

Education
Brooklyn Law School   2013 — 2016
Juris Doctor Candidate 2016

Franklin & Marshall College   2009 — 2013
Bachelor of Arts (B.A.), Government

Holmdel High School

Holmdel High School

Holmdel High School

Benjamin Dionne Benjamin Dionne Boston, Massachusetts Details
Benjamin Dionne's US Securities and Exchange Commission Experience June 2013 - August 2013
Job Legal Intern at The Carlyle Group
Industry Law Practice
Experience
Clare Locke LLP   January 2015 - May 2015
The Carlyle Group  January 2015 - April 2015
Ropes & Gray LLP  May 2014 - July 2014
U.S. Securities and Exchange Commission   June 2013 - August 2013
Covington & Burling  June 2010 - July 2012
Criminal Justice Clinic, Georgetown University Law Center   May 2009 - August 2009

Skills
Politics, Legal Research, Westlaw, Due Diligence, Private Equity, Trials

Education
Georgetown University Law Center   2012 — 2015
Doctor of Law (J.D.)

Boston College   2006 — 2010
Bachelor of Arts (B.A.), History/Political Science

Erin Loomis Erin Loomis Washington D.C. Metro Area Details
Erin Loomis's US Securities and Exchange Commission Experience April 2015 - Present
Job Senior Counsel Office of Chief Counsel, Division of Investment Management at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   April 2015 - Present
US Securities and Exchange Commission   October 2013 - April 2015
K&L Gates LLP  July 2011 - October 2013
Seward & Kissel LLP  September 2007 - June 2011

Skills
Securities Regulation, Investment Management, Securities, Corporate Law, Financial Services, Private Equity, Mutual Funds, Investment Company Act

Education
Boston University School of Law   2004 — 2007
J.D., Law

University of Maryland - Robert H. Smith School of Business   2000 — 2004
BS, BA, Finance, Economics

Shelby Lidinsky Shelby Lidinsky Baltimore, Maryland Area Details
Shelby Lidinsky's US Securities and Exchange Commission Experience September 2015 - Present
Job IndustrialOrganizational Psychologist at U.S. Securities and Exchange Commission
Industry Human Resources
Experience
U.S. Securities and Exchange Commission   September 2015 - Present
PDRI, a CEB Company  January 2006 - September 2015
Heidelberg College  August 2005 - December 2005
Institute for Psychological Research and Application   July 2004 - July 2005
Bowling Green State University  2005 - 2005
Procter & Gamble  February 2004 - August 2004

Skills
Assessment Development, Job Analysis, Training Needs Analysis, Survey Design, Data Analysis, Certification..., Leadership Development, Organizational..., Performance Management, Analysis, Analytics, Employee Training, SPSS

Education
Bowling Green State University   2001 — 2005
PhD, Industrial-Organizational Psychology

Syracuse University   1998 — 2000
B.S., Psychology

Jeff Schwartz Jeff Schwartz Greater New York City Area Details
Jeff Schwartz's US Securities and Exchange Commission Experience April 1997 - December 1999
Job Principal at Schwartz Financial Services and Regulatory Consulting
Industry Law Practice
Experience
Schwartz Financial Services and Regulatory Consulting   2014 - Present
FXCM  2012 - 2014
Royal Bank of Scotland  2012 - August 2012
Moody's Investors Service  August 2009 - June 2011
Nomura Securities  August 2007 - June 2009
Axiom Legal  October 2006 - August 2007
CITIGROUP PRIVATE BANK  September 2005 - January 2006
BANC OF AMERICA INVESTMENT SERVICES, INC  December 2003 - September 2005
DEUTSCHE BANK SECURITIES INC  December 1999 - May 2003
U.S. Securities and Exchange Commission   April 1997 - December 1999

Skills
Financial Regulation, Internal Investigations, Compliance, SOX, Corporate Governance, Risk Management, White Collar, Governance, Compliance Management, Change Management, Change Leadership, White Collar Criminal..., Securities, Securities Regulation, Mergers & Acquisitions, Sarbanes-Oxley Act, Hedge Funds, Capital Markets

Education
Boston University School of Law   1985 — 1988
Doctor of Law (J.D.)

University of Pennsylvania   1981 — 1985
B.A., English, Wharton

Sarah Hancur Sarah Hancur Washington D.C. Metro Area Details
Sarah Hancur's US Securities and Exchange Commission Experience June 2008 - Present
Job Senior Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   June 2008 - Present
McDermott Will & Emery  September 2001 - March 2008

Skills
Litigation, Legal Research, Legal Writing, Civil Litigation, Intellectual Property, Securities Regulation, Commercial Litigation, Corporate Law, Appeals, Securities Litigation, Corporate Governance, Privacy Law, Arbitration

Education
Boston University School of Law
J.D.

Brown University
B.A., Philosophy

North Kingstown High School

Joseph Darcy Joseph Darcy Stamford, Connecticut Details
Joseph Darcy's US Securities and Exchange Commission Experience June 2005 - August 2005
Job Vice President at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley  June 2015 - Present
Royal Bank of Scotland  March 2013 - June 2015
Financial Industry Regulatory Authority  September 2006 - March 2013
U.S. Securities and Exchange Commission   June 2005 - August 2005
Office of New York Attorney General   October 2004 - May 2005
US Securities and Exchange Commission   June 2004 - August 2004
NYSE Euronext  June 2003 - August 2003
Arnhold and S. Bleichroeder  August 1999 - June 2001
Gymnazium   August 1998 - June 1999

Skills
Legal Writing, Securities Regulation, Licensing, Research, Securities, Corporate Governance, Litigation, Legal Research, Arbitration, Commercial Litigation, Employment Law, Intellectual Property, Administrative Law, Courts, Enforcement, Mediation, Competition Law, FINRA, FCPA, Trials, Appeals, Capital Markets, Financial Regulation, Securities Litigation, Civil Litigation, Corporate Law, Investment Advisers Act, Legal Compliance, Fraud, SEC, Financial Services, Westlaw, Due Diligence, AML, Litigation Support, Hedge Funds, Private Equity, Litigation Management, Law Enforcement

Education
State University of New York at Buffalo - School of Management   2003 — 2006
MBA

State University of New York at Buffalo - Law School   2002 — 2006
JD

Binghamton University   1994 — 1998
BA, History

Dina Levy Dina Levy Greater New York City Area Details
Dina Levy's US Securities and Exchange Commission Experience
Job Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission  

Skills
Legal Research, Litigation, Securities Regulation

Education
Brooklyn Law School   1998 — 2001

Larry Stadulis Larry Stadulis Washington, District Of Columbia Details
Larry Stadulis's US Securities and Exchange Commission Experience September 1989 - September 1993
Job Partner at Stradley Ronon Stevens & Young, LLP
Industry Law Practice
Experience
Stradley Ronon Stevens & Young, LLP   October 2003 - Present
Morgan, Lewis & Bockius LLP   January 2003 - October 2003
Morgan, Lewis & Bockius LLP   September 1993 - December 2002
U.S. Securities and Exchange Commission   September 1989 - September 1993
Colonial Funds  June 1987 - May 1989

Skills
Private Equity, Securities Regulation, Corporate Law, Litigation, Corporate Governance, Securities, Securities Litigation, Hedge Funds, Mutual Funds, SEC, Alternative Investments, Investment Management, Asset Management, Financial Regulation, Investment Advisory, Legal Compliance, Broker-Dealer, FINRA, Capital Markets, Licensing, Due Diligence, Joint Ventures, Mergers & Acquisitions, ETFs, Structured Finance, Investment Company Act, Venture Capital, Investment Advisers Act, Private Placements, Arbitration, Commercial Litigation, Legal Writing, Investments, Restructuring, Privacy Law, Equities, Legal Advice, SEC filings, Banking Law, Intellectual Property, FCPA, Trademarks, Legal Research, Series 7, Litigation Management, Class Actions, Closed-end Funds, Employment Law, Financial Services, Public Speaking

Education
Boston College Law School   1986 — 1989
Doctor of Law (JD)

Boston College

Elliott Gordon Elliott Gordon Greater Boston Area Details
Elliott Gordon's US Securities and Exchange Commission Experience June 2007 - Present
Job Student at Boston University School of Management
Industry Financial Services
Experience
U.S. Securities and Exchange Commission   June 2007 - Present

Education
Boston University Questrom School of Business   2004 — 2008

Marisol Rubecindo Marisol Rubecindo Greater New York City Area Details
Marisol Rubecindo's US Securities and Exchange Commission Experience September 2003 - January 2005
Job Executive Director/Assistant General Counsel at J.P. Morgan
Industry Law Practice
Experience
J.P. Morgan   November 2009 - Present
Davis Polk & Wardwell  April 2008 - December 2009
Sidley Austin  February 2005 - March 2008
U.S. Securities and Exchange Commission   September 2003 - January 2005
Credit Suisse First Boston  September 1998 - April 2003

Skills
Securities, Securities Regulation, Corporate Governance, Capital Markets, Corporate Law, Financial Services, Due Diligence, Legal Research, Litigation

Education
Brooklyn Law School   1999 — 2003
Doctor of Law (J.D.)

Wellesley College   1992 — 1996
BA, Political Science, Latin Am. Studies

Stacey Kramer Peikin Stacey Kramer Peikin Washington D.C. Metro Area Details
Stacey Kramer Peikin's US Securities and Exchange Commission Experience October 2009 - Present
Job Senior Counsel at US Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   October 2009 - Present
U.S. Securities and Exchange Commission   April 1999 - October 2009
U.S. Securities and Exchange Commission   September 1994 - April 1999

Skills
Certified Public..., Securities Regulation

Education
University of Maryland School of Law   1991 — 1994
Doctor of Law (J.D.), Law, Top 10%

Boston University - School of Management   1987 — 1991
BSBA, Accounting, Magna Cum Laude

David Mendel David Mendel Washington D.C. Metro Area Details
David Mendel's US Securities and Exchange Commission Experience November 2007 - Present
Job Senior Counsel at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission   November 2007 - Present
U.S. Securities and Exchange Commission   November 2007 - November 2008
Wilmer Cutler Pickering Hale and Dorr LLP  2001 - 2007
United States Department of Justice  1998 - 2001

Education
University of Michigan Law School   1994 — 1997

Brown University   1987 — 1991
A.B., History

Kristine O'Connor Kristine O'Connor Greater Philadelphia Area Details
Kristine O'Connor's US Securities and Exchange Commission Experience July 2004 - December 2007
Job Chief Financial Officer at Franklin Park
Industry Venture Capital & Private Equity
Experience
Franklin Park  Chief Financial OfficerFranklin Park Associates LLC2008 - Present
U.S. Securities and Exchange Commission   July 2004 - December 2007
Massachusetts Pension Reserves Investment Management  2002 - 2004

Education
Boston College   1992 — 1996
BS, Accounting and Theology

Boston College - Wallace E. Carroll Graduate School of Management   1992 — 1996
BS, Accounting and Theology

Rob Moye Rob Moye Greater Chicago Area Details
Rob Moye's US Securities and Exchange Commission Experience December 2005 - Present
Job Senior Trial Counsel at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission   December 2005 - Present
Bell, Boyd & Lloyd   August 1994 - December 2005

Skills
Securities Regulation, Litigation, Legal Writing, Legal Research, White Collar Criminal..., Corporate Governance, Internal Investigations, FCPA, Courts, Securities Litigation, Trials, Contract Negotiation, Class Actions, Fraud, Corporate Law, Commercial Litigation, Arbitration, Securities, Mediation, Appeals, Civil Litigation

Education
Northwestern University School of Law   1991 — 1994
J.D.

Brigham Young University   1985 — 1991
B.A., Political Science

Christopher Hair Christopher Hair Washington D.C. Metro Area Details
Christopher Hair's US Securities and Exchange Commission Experience January 2008 - May 2008
Job Attorney
Industry Law Practice
Experience
U.S. Nuclear Regulatory Commission   September 2009 - Present
Meyer Glitzenstein & Crystal  May 2008 - August 2008
U.S. Securities and Exchange Commission   January 2008 - May 2008
U.S. Environmental Protection Agency   May 2006 - August 2006

Skills
Litigation, Legal Writing, Administrative Law, Licensing, Westlaw, Legal Research

Education
Boston University School of Law   2006 — 2009
J.D., Law

Drexel University   2002 — 2006
B.S.

Holy Ghost Preparatory School   1998 — 2002
High School

Jonathan Pasquale Jonathan Pasquale Washington, District Of Columbia Details
Jonathan Pasquale's US Securities and Exchange Commission Experience January 2015 - April 2015
Job MBA Candidate 2016 | Analytics
Industry Financial Services
Experience
T. Rowe Price  June 2015 - Present
U.S. Securities and Exchange Commission   January 2015 - April 2015
Boston Children's Hospital  July 2011 - July 2014
Tutor.com  October 2006 - December 2012
Boston Children's Hospital  July 2009 - July 2011
Boston Children's Hospital  January 2008 - July 2009

Skills
Business Analysis, Financial Modeling, Business Planning, Financial Statements, QuickBooks, Visio, Adobe Professional, Microsoft Office, Research Administration, Human Resources, Software Documentation, SharePoint, Time Management, PowerPoint, System Administration, Auditing, Management, Finance, Financial Reporting, Tutoring, Mentoring, Accounting, JMP, Data Analytics

Education
Georgetown University - The McDonough School of Business   2014 — 2016
Master of Business Administration (MBA)

Boston University - School of Management   2004 — 2008
Bachelor's of Science in Business Administration, Accounting

Broward Community College   2002 — 2004
Associate of Arts Degree

Brian Merges Brian Merges Los Angeles, California Details
Brian Merges's US Securities and Exchange Commission Experience 2002 - 2002
Job Special Counsel at Archer Norris PLC
Industry Law Practice
Experience
Archer Norris  October 2011 - Present
Sabaitis O'Callaghan LLP   January 2009 - October 2011
Sabaitis O'Callaghan LLP   March 2003 - January 2009
U.S. Securities and Exchange Commission   2002 - 2002
U.S. Attorney - Southern District of New York   2000 - 2000
PricewaterhouseCoopers  July 1997 - August 1999

Skills
Litigation, Product Liability, Construction Law, Civil Litigation, Commercial Litigation, Mediation, Arbitration, Appeals, Trial Practice, Courts, Business Litigation, Corporate Law, Alternative Dispute...

Education
Northeastern University School of Law   1999 — 2002
JD

Boston College   1993 — 1997
BS

Heber Farnsworth Heber Farnsworth State College, Pennsylvania Area Details
Heber Farnsworth's US Securities and Exchange Commission Experience July 2015 - Present
Job PhD in Finance
Industry Financial Services
Experience
U.S. Securities and Exchange Commission   July 2015 - Present
Smeal College of Business, Pennsylvania State University   July 2010 - June 2015
Washington University  January 2009 - July 2010
NISA Investment Advisors  June 2004 - December 2008
Washington University  June 1998 - June 2004
The Ohio State University  1997 - 1998

Skills
Risk Management, Derivatives, Portfolio Management, Fixed Income, Econometrics, Economics, Financial Analysis, SAS, Quantitative Analytics, Statistics, R, Finance

Education
University of Washington, Michael G. Foster School of Business   1992 — 1997
PhD, Financial Economics

Brigham Young University   1986 — 1992
BA, Eonomics

Gretchen Lundgren Gretchen Lundgren Greater Boston Area Details
Gretchen Lundgren's US Securities and Exchange Commission Experience August 2014 - Present
Job Counsel at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission   August 2014 - Present
Suffolk County District Attorney's Office  June 2005 - July 2014
Choate, Hall & Stewart   May 1998 - June 2005

Education
Boston College Law School   1996 — 1999
Juris Doctor, Law

Skidmore College   1992 — 1996
BA, Government, Economics

George O. Martinez George O. Martinez New York, New York Details
George O. Martinez's US Securities and Exchange Commission Experience 1985 - 1988
Job Fund Administration l Legal l Compliance l Corporate Governance l SEC
Industry Investment Management
Experience
BNP Paribas  May 2013 - Present
J.P. Morgan   January 2011 - May 2013
J.P. Morgan   December 2007 - December 2010
Citi  2002 - December 2007
FundWatchDog LLC   2001 - 2003
State Street Corporation  2000 - 2001
Arthur Andersen & Co.   1998 - 2000
BISYS Fund Services  1995 - 1998
AllianceBernstein  1988 - 1995
U.S. Securities and Exchange Commission   1985 - 1988

Skills
Fund Administration, Securities, Mutual Funds, Hedge Funds, Investment Management, Alternative Investments, Financial Services, Asset Management, Securities Regulation, Asset Managment, FINRA, Due Diligence, Private Equity, Risk Management, Corporate Governance, Investments

Education
Georgetown University Law Center   1985 — 1989
LLM, Securities Regulation

Boston University School of Law   1981 — 1984
J.D., Law

John Carroll University   1977 — 1981
Bachelor's Degree, Political Science

Cara Bilotta Cara Bilotta Greater New York City Area Details
Cara Bilotta's US Securities and Exchange Commission Experience January 2013 - April 2013
Job Associate at White & Case LLP
Industry Law Practice
Experience
White & Case LLP  October 2013 - Present
U.S. Securities and Exchange Commission   January 2013 - April 2013
White & Case LLP  May 2012 - July 2012
Brooklyn Law School Legal Services Corporation   January 2012 - May 2012
Honorable Victor Marrero, U.S. District Court, S.D.N.Y.   May 2011 - July 2011
South Coastal Counties Legal Services, Inc.   August 2009 - July 2010
I.E.S. Albert Einstein   September 2008 - June 2009

Education
Brooklyn Law School   2010 — 2013
J.D.

Vanderbilt University   2004 — 2008

Parker Morrill Parker Morrill Washington D.C. Metro Area Details
Parker Morrill's US Securities and Exchange Commission Experience August 2009 - August 2012
Job Associate Attorney at Venable LLP
Industry Law Practice
Experience
Venable LLP  August 2012 - Present
U.S. Securities and Exchange Commission   August 2009 - August 2012
BYU - Professor D. Gordon Smith   October 2007 - September 2008
U.S. Securities and Exchange Commission, Division of Corporation Finance, Office of M&A   May 2008 - August 2008
Saalfeld Griggs, P.C.   June 2007 - August 2007
Vial Fotheringham, LLP  April 2007 - May 2007
James & Co. CPAs   May 2004 - May 2006

Skills
Securities, Corporate Finance, Mergers, Business Acquisition, Corporate Law, Tax Law, Securities Regulation, Legal Writing, Legal Research, Corporate Governance, Mergers & Acquisitions

Education
Brigham Young University—J. Reuben Clark Law School   2006 — 2009
JD, Law

Weber State University   1998 — 2006
BA, MAcc, Accounting, Tax

Ben Magleby Ben Magleby New York, New York Details
Ben Magleby's US Securities and Exchange Commission Experience 2009 - 2011
Job Legal and Regulatory Compliance at JP Morgan
Industry Law Practice
Experience
J.P. Morgan   November 2014 - Present
Exotix  May 2013 - August 2013
U.S. Securities and Exchange Commission   2009 - 2011

Education
Fordham Law School
Doctor of Law (JD)

Brigham Young University
BA, Political Science

David London David London Greater Boston Area Details
David London's US Securities and Exchange Commission Experience May 2015 - Present
Job Senior Counsel at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission   May 2015 - Present
New England LawBoston   January 2011 - Present
U.S. Securities and Exchange Commission   April 2010 - May 2015
U.S. Securities and Exchange Commission   September 2001 - May 2015
U.S. Securities and Exchange Commission   November 2012 - March 2013
Boston University, Metropolitan College  January 2003 - May 2011
U.S. Securities and Exchange Commission   September 2000 - September 2001
Choate, Hall & Stewart   September 1997 - September 2000

Skills
Securities Regulation, Securities, Litigation, Securities Litigation, Civil Litigation, Legal Research, Legal Writing, Trials

Education
Boston College Law School   1994 — 1997
J.D., Law, Magna Cum Laude

Tufts University   1986 — 1990
B.A., English

Dennis Bertron Dennis Bertron Greater New York City Area Details
Dennis Bertron's US Securities and Exchange Commission Experience February 1997 - December 1999
Job Assistant General Counsel and Compliance Officer at Unnamed Hedge Fund
Industry Legal Services
Experience
Unnamed Hedge Fund   May 2011 - Present
Indus Capital  April 2010 - April 2011
Behar Bertron PLLC   May 2009 - April 2010
Atticus Capital LP   January 2007 - January 2009
Sidley Austin LLP  August 2004 - December 2006
Thelen Reid & Priest LLP  December 1999 - May 2001
U.S. Securities and Exchange Commission   February 1997 - December 1999
Prudential Insurance Company of America  January 1995 - January 1997
Morgan Guaranty Trust Company  January 1989 - January 1994
Shearman & Sterling  January 1987 - January 1988

Skills
FINRA, Hedge Funds, Corporate Law, Securities Regulation, Securities, SEC, Investment Advisers Act, Mergers & Acquisitions, Broker-Dealer, Mergers, Investments, Equities, Financial Services, Corporate Finance, Due Diligence, Arbitration, Asset Management

Education
Seton Hall University School of Law   1992 — 1996
JD, Law

Boston College   1984 — 1986
BA, History, Speech Communications

Fordham University   1982 — 1984
History

Fordham Preparatory School   1978 — 1982

Cali Lieberman Cali Lieberman New York, New York Details
Cali Lieberman's US Securities and Exchange Commission Experience September 2014 - November 2014
Job Research Assistant Brooklyn Law School
Industry Law Practice
Experience
Brooklyn Law School  July 2013 - Present
U.S. Securities and Exchange Commission   September 2014 - November 2014
FINRA  May 2014 - July 2014
U.S. Securities & Exchange Commission   January 2014 - April 2014
Supreme Court of the State of New York, Appellate Division, 2d Dept.   May 2013 - July 2013
Ann Taylor  November 2009 - July 2012
ANN INC.  September 2011 - October 2011
Lucky magazine  November 2008 - November 2010
Dolce & Gabbana  February 2009 - May 2009

Skills
PowerPoint, Outlook, Excel, Microsoft Office, Writing, Legal Writing, Legal Research, Westlaw, LexisNexis, Customer Service, Time Management, Marketing, Microsoft Excel, Microsoft Word

Education
Brooklyn Law School   2012 — 2015
Doctor of Law (J.D.)

Fordham University   2008 — 2011
B.S., Business Administration, Concentration in Marketing, Minor in Legal and Ethical Studies

Jon Trotter Jon Trotter Greater Boston Area Details
Jon Trotter's US Securities and Exchange Commission Experience November 1996 - February 1997
Job Law Practice Professional
Industry Law Practice
Experience
Coudert Freres   September 1997 - December 1997
U.S. Securities and Exchange Commission   November 1996 - February 1997
U.S. Department of Justice   May 1996 - August 1996
Judge Eugene A. Wright, U.S. Court of Appeals for the Ninth Circuit   November 1995 - February 1996

Education
Boston University School of Law   1998 — 1999
LL.M., Banking and Financial Law

Northeastern University School of Law   1994 — 1997
J.D.

University of Washington   1982 — 1986
B.A., International Studies

Robin Andrews Robin Andrews Greater Chicago Area Details
Robin Andrews's US Securities and Exchange Commission Experience August 2005 - Present
Job Senior Attorney at U.S. Securities and Exchange Commission, Division of Enforcement
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   August 2005 - Present

Skills
Securities Litigation, Litigation, Civil Litigation, Legal Research, Trial Practice, Federal Court Practice, Corporate Law, Legal Writing, Fraud Investigation, Depositions, Criminal Investigations, Criminal Law, Teaching, Training

Education
Boston University School of Law   2002 — 2005
Doctor of Law (JD), Cum Laude, Litigation and Dispute Resolution

The University of Chicago   1998 — 2002
Bachelor of Arts (BA), with Honors Distinction, Economics

George Schieren George Schieren Greater New York City Area Details
George Schieren's US Securities and Exchange Commission Experience 1974 - 1981
Job partner at Gibson, Dunn & Crutcher LLP
Industry Law Practice
Experience
Gibson, Dunn & Crutcher LLP   June 2009 - Present
Clifford Chance US LLP  March 2003 - June 2009
Merrill Lynch  1981 - 2003
Merrill Lynch, Pierce, Fenner & Smith Inc.   1981 - 2003
U.S. Securities and Exchange Commission   1974 - 1981

Skills
Securities, Arbitration, Securities Litigation, Securities Regulation, Employment Law, Private Equity, Corporate Governance, Corporate Law, FINRA, Class Actions, Commercial Litigation, Capital Markets, Litigation, Mergers & Acquisitions, Legal Research, Joint Ventures

Education
Brooklyn Law School   1971 — 1974
JD cum laude

Queens College   1967 — 1971
BA, Political Science/Economics

Brian T. Hourihan Brian T. Hourihan Greater New York City Area Details
Brian T. Hourihan's US Securities and Exchange Commission Experience September 1996 - December 1998
Job Senior Vice President & Senior Managing Counsel at OppenheimerFunds, Inc.
Industry Investment Management
Experience
OppenheimerFunds, Inc.   April 2006 - Present
MFS Investment Management  June 2004 - April 2006
Affiliated Managers Group  January 2004 - June 2004
Fidelity Investments FMR Corp.   August 1999 - January 2004
Scudder Kemper Investments  January 1999 - July 1999
U.S. Securities and Exchange Commission   September 1996 - December 1998
U.S. Securities and Exchange Commission   July 1995 - September 1996
Rogers & Wells  July 1993 - July 1995
Mudge Rose, Guthrie Alexander & Ferdon   September 1991 - July 1993

Skills
Mutual Funds, Alternative Investments, Asset Management, Financial Services, Hedge Funds, Equities, Investments, Capital Markets, Fixed Income, Securities, Securities Regulation, Investment Management, FINRA, Mergers & Acquisitions, Corporate Finance, Corporate Governance, Trading, Structured Finance, Corporate Law, Offshore Funds, Municipal Bonds, ETFs, Finance, Due Diligence

Education
Georgetown University Law Center
Master of Laws (LL.M.), Banking, Corporate, Finance, and Securities Law

The Catholic University of America, Columbus School of Law
Doctor of Law (J.D.), Law Review

Boston College
Bachelor of Arts (B.A.), Political Science, Magna Cum Laude

Newington High School   1979 — 1983

Jason Habermeyer Jason Habermeyer San Francisco Bay Area Details
Jason Habermeyer's US Securities and Exchange Commission Experience October 2014 - Present
Job Trial Counsel at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission   October 2014 - Present
U.S. Securities and Exchange Commission   December 2008 - September 2014
Howard Rice (now Arnold & Porter)   September 2003 - December 2008
Hon. Bernard Zimmerman, N.D. Cal.   June 2001 - August 2001

Skills
Securities, Securities Regulation, Legal Writing, Securities Litigation, Commercial Litigation, Civil Litigation, Legal Research, Litigation, Appeals, Arbitration, Corporate Law, Courts, Trials

Education
University of California, Hastings College of the Law
Juris Doctor (J.D.), Magna Cum Laude

Brigham Young University
Bachelor’s Degree, Broadcast Journalism

Chris Ullman Chris Ullman Washington D.C. Metro Area Details
Chris Ullman's US Securities and Exchange Commission Experience June 1997 - February 2001
Job Managing Director, Director of Global Communications at The Carlyle Group
Industry Financial Services
Experience
The Carlyle Group  2001 - Present
U.S. Office of Management and Budget   February 2001 - November 2001
U.S. Securities and Exchange Commission   June 1997 - February 2001

Skills
Media Relations, Private Equity, Public Affairs, Public Policy, Public Relations, Speech Writing, Strategic Communications, Strategy

Education
Binghamton University   1982 — 1986
BA, Political Science

J. Braden Fraser J. Braden Fraser Greater Seattle Area Details
J. Braden Fraser's US Securities and Exchange Commission Experience January 2015 - March 2015
Job JD/LLM in Taxation Candidate at University of Washington School of Law
Industry Law Practice
Experience
University of Washington School of Law, Federal Tax Clinic   September 2015 - Present
Internal Revenue Service  June 2015 - August 2015
U.S. Securities and Exchange Commission   January 2015 - March 2015
University of Washington School of Law, Federal Tax Clinic   July 2014 - January 2015
J. Reuben Clark Law Society, University of Washington School of Law Chapter   October 2013 - June 2014
Seattle Metropolitan Credit Union  July 2012 - September 2013
BYU Pre-Law Review   September 2011 - April 2012
BYU  June 2010 - April 2012
Office of Utah Governor Gary R. Herbert   January 2011 - April 2011
BYU  April 2010 - April 2011

Skills
Research, Writing, Editing, Mediation, Spanish, Critical Analysis, Critical Thinking, Microsoft Office, Team Oriented, Team Leadership, Training & Development, Technical Writing, Thought Leadership, Customer Service, Public Relations, Recruiting, Teaching, Team-oriented, Strategy, Teamwork, Time Management

Education
University of Washington School of Law
Master of Laws (LL.M.), Taxation

University of Washington School of Law   2013 — 2016
Juris Doctor (J.D.), Law

BYU   2007 — 2012
Bachelors of Art, Philosophy, 3.35

Niels Bybee Niels Bybee Provo, Utah Area Details
Niels Bybee's US Securities and Exchange Commission Experience May 2014 - July 2014
Job Summer Associate at Durham Jones & Pinegar
Industry Accounting
Experience
Durham Jones & Pinegar  May 2015 - Present
Associate Dean Gordon Smith, J. Reuben Clark Law School   May 2014 - Present
Marriott School of Accountancy   May 2013 - Present
Marriott School of Accountancy   June 2011 - Present
Hall, Bishop & Hall, LLP   April 2015 - May 2015
Professor Kristin Gerdy, J. Reuben Clark Law School   August 2014 - April 2015
U.S. Securities and Exchange Commission   May 2014 - July 2014
Judge Samuel D. McVey, 4th District Court of Utah   May 2014 - May 2014
Discount Tire Company  September 2009 - May 2014
Deloitte & Touche LLP  January 2012 - April 2012

Skills
Financial Accounting, Inventory Management, Team Leadership, Access, Financial Analysis, Microsoft Excel, Tax, Customer Service, Microsoft Office, Research, Accounting, Economics, Data Analysis, Microsoft Word, Auditing, Budgets, AutoCAD, Leadership, Sales, Teamwork, PowerPoint, Analysis, QuickBooks

Education
J. Reuben Clark Law School   2013 — 2016
Doctor of Law (JD)

Brigham Young University   2009 — 2016
Bachelor/Master in Accountancy, Accounting

College of Southern Nevada   2009 — 2009
General

Jeffrey Zuo Jeffrey Zuo Washington, District Of Columbia Details
Jeffrey Zuo's US Securities and Exchange Commission Experience May 2015 - July 2015
Job Office of Credit Ratings Summer Intern at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission   May 2015 - July 2015
PNC Bank  August 2013 - March 2014
PNC  August 2012 - August 2013

Skills
Microsoft Office, Microsoft Excel, Economics, PowerPoint, Financial Analysis, Data Analysis, Financial Modeling, Investments, Bloomberg, Social Media, Finance, Corporate Finance, Public Speaking, Sales

Education
New York University School of Law   2015 — 2017
Doctor of Law (JD)

Boston University School of Law   2014 — 2015
Doctor of Law (JD)

Duke University   2008 — 2012
BS Economics, Concentration Finance, B.A. Psychology

Silvestre Fontes Silvestre Fontes Greater Boston Area Details
Silvestre Fontes's US Securities and Exchange Commission Experience January 2010 - October 2011
Job Vice President at Wellington Management Company, LLP
Industry Financial Services
Experience
Wellington Management Company, LLP  December 2013 - Present
PwC  October 2011 - December 2013
U.S. Securities and Exchange Commission   January 2010 - October 2011
Boston University  2003 - 2011
U.S. Securities and Exchange Commission   2004 - 2010
U.S. Securities and Exchange Commission   2000 - 2004
U.S. Securities and Exchange Commission   1998 - 2000
Choate Hall & Stewart  1997 - 1998
Ropes & Gray LLP  1995 - 1997
U.S. District Court, E.D. Pa. (The Honorable Norma L. Shapiro)   1994 - 1995

Education
University of Pennsylvania Law School   1991 — 1994
J.D.

The University of Chicago   1989 — 1991
A.M., Political Science

Boston College   1985 — 1989
B.A., Political Science

Michael Vandenberg Michael Vandenberg Greater New York City Area Details
Michael Vandenberg's US Securities and Exchange Commission Experience September 2014 - December 2014
Job Summer Associate at Fried Frank
Industry Legal Services
Experience
U.S. Securities and Exchange Commission   September 2014 - December 2014
Fried Frank  May 2014 - July 2014
Fried Frank  May 2013 - August 2013
Fried Frank  July 2010 - July 2012

Education
Boston University School of Law   2012 — 2015
Doctor of Law (J.D.)

Williams College   2006 — 2010
Bachelor's, Political Economy

N. Jay Malik N. Jay Malik Baltimore, Maryland Details
N. Jay Malik's US Securities and Exchange Commission Experience January 2012 - August 2012
Job Assistant State's Attorney
Industry Law Enforcement
Experience
City of Baltimore  September 2014 - Present
Charles County Government  December 2013 - May 2014
Charles County Government  May 2013 - December 2013
The George Washington University Law School  August 2012 - May 2013
The Jacob Burns Law Library   August 2012 - March 2013
U.S. Securities and Exchange Commission   January 2012 - August 2012
U.S. Department of Justice, Criminal Divison, Fraud Section   September 2011 - November 2011
U.S. District Court for the District of Columbia   May 2011 - July 2011
U.S. Attorney's Office - District of Maryland   January 2011 - April 2011
U.S. Department of Justice, Office of Oversees Prosecutorial Development and Training   January 2011 - April 2011

Education
The George Washington University Law School   2010 — 2013
J.D.

Boston University   2006 — 2008
M.A.

New York University   1998 — 2001
B.A.

Daniel Hughes, CFA Daniel Hughes, CFA Greater Boston Area Details
Daniel Hughes, CFA's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Summer Associate at Burns & Levinson LLP
Industry Law Practice
Experience
Burns & Levinson LLP  May 2015 - August 2015
U.S. Securities and Exchange Commission   May 2014 - August 2014
Carter Jacobs, LLC   2011 - 2013
Jackson National Asset Management, LLC  2007 - 2010
BrookWeiner LLC  2005 - 2007

Skills
Corporate Law, Mergers & Acquisitions, Private Equity, Due Diligence, Investments, Hedge Funds, Portfolio Management, Alternative Investments, Equities, Finance, Fixed Income, Mutual Funds, Business Valuation, Financial Reporting, Financial Analysis, Valuation, Investment Management, Series 7, Tax, Accounting, Securities, Asset Managment, Financial Accounting

Education
Boston College Law School   2013 — 2016
Doctor of Law (J.D.)

DePaul University   2003 — 2007
Bachelor of Science, Finance and Mathematical Science

Cretin-Derham Hall High School   1999 — 2003

Eli Evans Eli Evans Chicago, Illinois Details
Eli Evans's US Securities and Exchange Commission Experience June 2014 - August 2014
Job J.D. Candidate at the University of Chicago Law School
Industry Legal Services
Experience
Foley & Lardner LLP  May 2015 - July 2015
U.S. Securities and Exchange Commission   June 2014 - August 2014
Edgeworth Economics, L.L.C.   July 2013 - August 2013
Edgeworth Economics, L.L.C.   May 2012 - July 2013
Edgeworth Economics, L.L.C.   May 2011 - August 2011
General Dynamics Information Technology  June 2010 - August 2010
BroadbandCensus.com   November 2009 - January 2010
RVIA  June 2007 - October 2007

Skills
SAS, Stata, Data Analysis, Economics, Data Management, Antitrust Economics, Labor Economics, Antitrust Law, Russian, Statistics, Public Speaking, Entrepreneurship, Mergers

Education
University of Chicago Law School   2013 — 2016
Doctor of Law (J.D.)

Brigham Young University   2006 — 2012
Bachelor of Science (BS), Economics

Naseem Nixon Naseem Nixon Washington, District Of Columbia Details
Naseem Nixon's US Securities and Exchange Commission Experience December 2013 - Present
Job Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   December 2013 - Present
Sutherland Asbill & Brennan LLP  2009 - 2013
Fenner Drives  2003 - 2006

Skills
Financial Services, Legal Research, Legal Writing, Strategic Planning, Securities Regulation, Corporate Law

Education
Brigham Young University—J. Reuben Clark Law School   2006 — 2009
Juris Doctor

Duke University   1998 — 2002
Bachelor of Arts (B.A.), Public Policy Studies

Joseph J. Indelicato III Joseph J. Indelicato III Washington, District Of Columbia Details
Joseph J. Indelicato III's US Securities and Exchange Commission Experience May 2014 - August 2014
Job J.D. Candidate at George Washington University Law School
Industry Higher Education
Experience
O'Donoghue & O'Donoghue LLP   August 2015 - Present
O'Donoghue & O'Donoghue LLP   May 2015 - July 2015
U.S. Department of Labor   August 2014 - January 2015
U.S. Securities and Exchange Commission   May 2014 - August 2014
Capital One  March 2013 - July 2013
Morgan Stanley  June 2009 - October 2012
Morgan Stanley  June 2008 - August 2008
New York State Teachers' Retirement System  May 2007 - August 2007

Education
The George Washington University Law School   2013 — 2016
Doctor of Law (J.D.)

Boston College   2005 — 2009
B.A.

Christopher Costello Christopher Costello Greater New York City Area Details
Christopher Costello's US Securities and Exchange Commission Experience 1997 - 1997
Job Director & Senior Counsel, Head of Institutional & Alternatives Legal, AllianzGI US
Industry Investment Banking
Experience
Allianz Global Investors  April 2012 - Present
Deutsche Bank  February 2007 - April 2012
GE  February 2002 - February 2007
K&L Gates  August 1998 - February 2002
The Nasdaq Stock Market, Inc.   1998 - 1998
Nomura Group, Nomura Capital Services, Inc.   1997 - 1997
U.S. Securities and Exchange Commission   1997 - 1997

Skills
Institutional Asset..., Separate Accounts, Private Funds, Securities Regulation, Securities, Hedge Funds, Mutual Funds, Asset Managment, Corporate Governance, Derivatives, Alternative Investments, Corporate Law, Due Diligence, Investments

Education
The Catholic University of America, Columbus School of Law
JD

Boston College
BA, Political Science

Aleah Borghard Aleah Borghard Chicago, Illinois Details
Aleah Borghard's US Securities and Exchange Commission Experience January 2015 - Present
Job Enforcement Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   January 2015 - Present
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates   July 2011 - December 2014
United States District Court, Eastern District of New York  March 2010 - April 2011
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates   October 2008 - March 2010
United States District Court, Eastern District of New York  September 2007 - September 2008
Heller Ehrman  May 2006 - July 2006

Education
Brooklyn Law School   2004 — 2007
Doctor of Law (JD)

University of Pennsylvania   1999 — 2003
Bachelor of Arts (BA), Fine Arts

Lauren Shapiro Lauren Shapiro Greater New York City Area Details
Lauren Shapiro's US Securities and Exchange Commission Experience January 2013 - May 2014
Job Securities Attorney Specializing in Regulatory Compliance and Risk Management
Industry Investment Management
Experience
U.S. Securities and Exchange Commission   January 2013 - May 2014
Financial Industry Regulatory Authority (FINRA)   January 2011 - January 2013

Skills
Futures Trading, Securities Regulation, Forensic Analysis, Fraud, Corporate Fraud..., Compliance, SEC filings, SEC Financial Reporting, FINRA, Securities, Alternative Investments, Anti Money Laundering, Civil Litigation, Corporate Governance, Due Diligence, Finance, Hedge Funds, Investments, Legal Research, Legal Writing, Management, Litigation

Education
Brooklyn Law School   2004 — 2007
Juris Doctor (J.D.), Banking, Corporate, Finance, and Securities Law, Ranked top 9%

Penn State University   1998 — 2001
Bachelor of Science (B.S.), Finance with emphasis in Accounting

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