US Securities and Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Jurisdiction: United States of America Employees: 4,301 (2015) Headquarters: Washington, D.C., United States Founder: Franklin D. Roosevelt Founded: 6 June 1934
US Securities and Exchange Commission List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at US Securities and Exchange Commission. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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US Securities and Exchange Commission Employees
Employee
Years
Job
Industry
Joseph L. Zales Joseph L. Zales's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Seventh Circuit Externship Brief Writer and Oralist at Notre Dame Law School
Industry Law Practice
Experience
Notre Dame Law School August 2015 - Present
Notre Dame Law School August 2013 - Present
King & Spalding May 2015 - July 2015
St. Joseph County's Juvenile Justice Center - Public Defender's Office January 2015 - May 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Morgan Stanley Investment Management March 2013 - August 2013
Morgan Stanley June 2011 - March 2013
StreetWise Partners January 2012 - June 2012
Villanova University August 2007 - June 2011
Morgan Stanley May 2010 - August 2010
Skills
Economics, Financial Markets, Legal Research, Legal Writing, Bloomberg, Derivatives, Westlaw, Lexis, Investment Management, Credit Derivatives, Financial Regulation, Fixed Income, Bloomberg Terminal, Trading, Series 7, White Collar Criminal..., Government, Public Policy, Securities Regulation
Education
University of Notre Dame Law School 2013 — 2016
Doctor of Law (JD)
Villanova University 2007 — 2011
BA, Political Science, Economics
Christian Brothers Academy 2003 — 2007
HS
Notre Dame Law School August 2015 - Present
Notre Dame Law School August 2013 - Present
King & Spalding May 2015 - July 2015
St. Joseph County's Juvenile Justice Center - Public Defender's Office January 2015 - May 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Morgan Stanley Investment Management March 2013 - August 2013
Morgan Stanley June 2011 - March 2013
StreetWise Partners January 2012 - June 2012
Villanova University August 2007 - June 2011
Morgan Stanley May 2010 - August 2010
Skills
Economics, Financial Markets, Legal Research, Legal Writing, Bloomberg, Derivatives, Westlaw, Lexis, Investment Management, Credit Derivatives, Financial Regulation, Fixed Income, Bloomberg Terminal, Trading, Series 7, White Collar Criminal..., Government, Public Policy, Securities Regulation
Education
University of Notre Dame Law School 2013 — 2016
Doctor of Law (JD)
Villanova University 2007 — 2011
BA, Political Science, Economics
Christian Brothers Academy 2003 — 2007
HS
Aaron Wolff Aaron Wolff's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Master of Accounting Student at the University of Miami
Industry Accounting
Experience
U.S. Securities and Exchange Commission January 2015 - April 2015
American Express January 2014 - June 2014
Bond New York September 2013 - June 2014
Private Tutor September 2012 - July 2013
Koffman Executive Offices April 2012 - September 2012
MRY January 2012 - July 2012
Southern Tier HealthLink NY May 2011 - September 2011
Binghamton University May 2011 - September 2011
Skills
Microsoft Excel, Social Media, Nonprofits, Microsoft Office, Management, PowerPoint, Facebook, Real Estate License, Data Analysis, Account Management, MS Office Suite, Geographic Information..., GIS Business Analyst, Bloomberg Terminal, Marketing Management, Ariba
Education
University of Miami - School of Business 2014 — 2015
Master's Degree, Accounting
Binghamton University, State University of New York Harpur College of Arts and Sciences 2008 — 2012
Bachelor of Arts, Economics
U.S. Securities and Exchange Commission January 2015 - April 2015
American Express January 2014 - June 2014
Bond New York September 2013 - June 2014
Private Tutor September 2012 - July 2013
Koffman Executive Offices April 2012 - September 2012
MRY January 2012 - July 2012
Southern Tier HealthLink NY May 2011 - September 2011
Binghamton University May 2011 - September 2011
Skills
Microsoft Excel, Social Media, Nonprofits, Microsoft Office, Management, PowerPoint, Facebook, Real Estate License, Data Analysis, Account Management, MS Office Suite, Geographic Information..., GIS Business Analyst, Bloomberg Terminal, Marketing Management, Ariba
Education
University of Miami - School of Business 2014 — 2015
Master's Degree, Accounting
Binghamton University, State University of New York Harpur College of Arts and Sciences 2008 — 2012
Bachelor of Arts, Economics
Morgan Vosbikian's US Securities and Exchange Commission Experience September 2014 - November 2014
Job JD/MBA Student at the University of Miami
Industry Legal Services
Experience
U.S. Securities and Exchange Commission September 2014 - November 2014
Rialto Capital Management May 2014 - August 2014
Mas Tec, Inc. May 2013 - April 2014
University of Miami School of Business August 2010 - May 2012
Sheehe and Associates, P.A. May 2010 - July 2010
University of Miami Annual Fund December 2008 - November 2009
Skills
Research, Fundraising, Microsoft Office, PowerPoint, Microsoft Word, Nonprofits, Microsoft Excel, Public Speaking, Management, Editing, Non-profits, Event Planning, Analysis, Social Media, Finance, Real Estate Transactions
Education
University of Miami School of Law 2012 — 2015
Doctor of Law (J.D.)
University of Miami - School of Business
Master of Business Administration (MBA)
University of Miami - School of Business 2008 — 2012
BBA, Marketing and Management double major, English minor
University Autonoma de Barcelona
Study Abroad
U.S. Securities and Exchange Commission September 2014 - November 2014
Rialto Capital Management May 2014 - August 2014
Mas Tec, Inc. May 2013 - April 2014
University of Miami School of Business August 2010 - May 2012
Sheehe and Associates, P.A. May 2010 - July 2010
University of Miami Annual Fund December 2008 - November 2009
Skills
Research, Fundraising, Microsoft Office, PowerPoint, Microsoft Word, Nonprofits, Microsoft Excel, Public Speaking, Management, Editing, Non-profits, Event Planning, Analysis, Social Media, Finance, Real Estate Transactions
Education
University of Miami School of Law 2012 — 2015
Doctor of Law (J.D.)
University of Miami - School of Business
Master of Business Administration (MBA)
University of Miami - School of Business 2008 — 2012
BBA, Marketing and Management double major, English minor
University Autonoma de Barcelona
Study Abroad
Pat Meehan Pat Meehan's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Honors Intern, Division of Enforcement at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission January 2015 - April 2015
St. Joseph County Public Defender's Office August 2014 - December 2014
Robbins Geller Rudman & Dowd LLP March 2013 - July 2013
Leads360 July 2011 - January 2012
Leads360 July 2009 - July 2011
Leads360 June 2007 - August 2007
MTI Technology January 2006 - August 2006
Skills
Start-ups, Marketing, Online Marketing, Online Advertising, Lead Generation, CRM, SEO, Strategic Partnerships, Sales, SEM, Salesforce.com, PPC, SaaS, Web Analytics, E-commerce, Strategy, Management, Leadership
Education
University of Notre Dame Law School
Doctor of Law (J.D.)
University of Southern California
Bachelor of Arts, Political Science
U.S. Securities and Exchange Commission January 2015 - April 2015
St. Joseph County Public Defender's Office August 2014 - December 2014
Robbins Geller Rudman & Dowd LLP March 2013 - July 2013
Leads360 July 2011 - January 2012
Leads360 July 2009 - July 2011
Leads360 June 2007 - August 2007
MTI Technology January 2006 - August 2006
Skills
Start-ups, Marketing, Online Marketing, Online Advertising, Lead Generation, CRM, SEO, Strategic Partnerships, Sales, SEM, Salesforce.com, PPC, SaaS, Web Analytics, E-commerce, Strategy, Management, Leadership
Education
University of Notre Dame Law School
Doctor of Law (J.D.)
University of Southern California
Bachelor of Arts, Political Science
Tyler Lohse Tyler Lohse's US Securities and Exchange Commission Experience August 2015 - Present
Job Legal Extern at U.S. Securities and Exchange Commission
Industry Higher Education
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Bracewell & Giuliani LLP June 2015 - July 2015
Norton Rose Fulbright May 2015 - June 2015
Bracewell & Giuliani LLP June 2014 - July 2014
Norton Rose Fulbright May 2014 - June 2014
Halliburton May 2012 - August 2012
Education
University of North Carolina School of Law 2013 — 2016
Doctor of Law (JD)
Vanderbilt University 2009 — 2013
Bachelor of Arts, Modern Economic Studies, Spanish
U.S. Securities and Exchange Commission August 2015 - Present
Bracewell & Giuliani LLP June 2015 - July 2015
Norton Rose Fulbright May 2015 - June 2015
Bracewell & Giuliani LLP June 2014 - July 2014
Norton Rose Fulbright May 2014 - June 2014
Halliburton May 2012 - August 2012
Education
University of North Carolina School of Law 2013 — 2016
Doctor of Law (JD)
Vanderbilt University 2009 — 2013
Bachelor of Arts, Modern Economic Studies, Spanish
Igor Rozenblit's US Securities and Exchange Commission Experience 2010 - Present
Job Private Funds Unit at the U.S. Securities and Exchange Commission
Industry Venture Capital & Private Equity
Experience
U.S. Securities and Exchange Commission 2010 - Present
Credit Agricole / Amundi Private Equity Funds 2007 - 2009
White Pine Ventures / Seneca Partners 2002 - 2007
Deloitte 1997 - 2000
Skills
Venture Capital, Valuation, Risk Management, Compliance, Private Equity, Investments, Corporate Finance, Mergers, Due Diligence, Alternative Investments, Asset Management, Financial Modeling, Fund Of Funds, Capital Markets, LBO, Corporate Governance, Structuring, Growth Capital, Buyouts, Private Placements, Risk, DCF, Financial Analysis, Business Valuation, Fund Formation, Asset Managment, Asset Allocation, Securities, Equities, Mergers & Acquisitions
Education
The University of Chicago 2000 — 2002
MBA with Honors, Finance & Entrepreneurship
University of Michigan 1992 — 1996
BS, Computer Science
U.S. Securities and Exchange Commission 2010 - Present
Credit Agricole / Amundi Private Equity Funds 2007 - 2009
White Pine Ventures / Seneca Partners 2002 - 2007
Deloitte 1997 - 2000
Skills
Venture Capital, Valuation, Risk Management, Compliance, Private Equity, Investments, Corporate Finance, Mergers, Due Diligence, Alternative Investments, Asset Management, Financial Modeling, Fund Of Funds, Capital Markets, LBO, Corporate Governance, Structuring, Growth Capital, Buyouts, Private Placements, Risk, DCF, Financial Analysis, Business Valuation, Fund Formation, Asset Managment, Asset Allocation, Securities, Equities, Mergers & Acquisitions
Education
The University of Chicago 2000 — 2002
MBA with Honors, Finance & Entrepreneurship
University of Michigan 1992 — 1996
BS, Computer Science
Greg Sigmon's US Securities and Exchange Commission Experience September 2014 - December 2014
Job Staff Attorney at BB&T
Industry Law Practice
Experience
BB&T September 2015 - Present
U.S. Securities and Exchange Commission September 2014 - December 2014
BB&T June 2014 - August 2014
Burton, Sue & Anderson, LLP June 2013 - August 2013
Benson, Brown, & Faucher, PLLC May 2013 - July 2013
University of North Carolina at Chapel Hill September 2009 - May 2012
Skills
Public Speaking, Legal Research, Legal Writing, Westlaw, Bloomberg Law, Lexis, Corporate/Transactional..., Litigation, Public Policy, Appeals, Microsoft Excel, PowerPoint, Microsoft Office
Education
University of North Carolina School of Law 2012 — 2015
Doctor of Law (J.D.)
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2008 — 2012
BS (with Distinction), Business Administration; Area of Emphasis: Finance
University of North Carolina at Chapel Hill 2008 — 2012
BA (with Distinction), Economics
BB&T September 2015 - Present
U.S. Securities and Exchange Commission September 2014 - December 2014
BB&T June 2014 - August 2014
Burton, Sue & Anderson, LLP June 2013 - August 2013
Benson, Brown, & Faucher, PLLC May 2013 - July 2013
University of North Carolina at Chapel Hill September 2009 - May 2012
Skills
Public Speaking, Legal Research, Legal Writing, Westlaw, Bloomberg Law, Lexis, Corporate/Transactional..., Litigation, Public Policy, Appeals, Microsoft Excel, PowerPoint, Microsoft Office
Education
University of North Carolina School of Law 2012 — 2015
Doctor of Law (J.D.)
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2008 — 2012
BS (with Distinction), Business Administration; Area of Emphasis: Finance
University of North Carolina at Chapel Hill 2008 — 2012
BA (with Distinction), Economics
Keshia Williams Keshia Williams's US Securities and Exchange Commission Experience May 2013 - July 2014
Job Experienced Tier1/2 Analyst
Industry Information Technology and Services
Experience
USPTO August 2014 - Present
U.S. Securities and Exchange Commission May 2013 - July 2014
IBM/ AMTRAK April 2013 - October 2013
DELL February 2013 - May 2013
HP/DOD October 2012 - February 2013
Catapult Technology/OCIO August 2012 - October 2012
New Signature January 2012 - July 2012
Year Up September 2011 - July 2012
Six Flags April 2009 - November 2010
Skills
Microsoft Office, Access, Customer Service, Troubleshooting, PowerPoint, Windows 7, Microsoft Excel, Data Entry, Team Leadership, Microsoft Word, Computer Hardware, Wordpress, Information Technology, Windows, Operating Systems, Cloud Computing, Critical Thinking, Digital Imaging, Active Directory, High Energy Level, Great communications..., Ticketing Systems, Windows XP, Help Desk Support, Technical Support, Software Installation, Laptops, Cisco Technologies, Hardware, Windows Server, Networking, Network Administration, Training
Education
University of Maryland University College 2012 — 2015
Bachelor's degree, Cyber Security
YearUp- IT Apprenticeship 2011 — 2012
Graduation July 2012, IT- Information Technology
USPTO August 2014 - Present
U.S. Securities and Exchange Commission May 2013 - July 2014
IBM/ AMTRAK April 2013 - October 2013
DELL February 2013 - May 2013
HP/DOD October 2012 - February 2013
Catapult Technology/OCIO August 2012 - October 2012
New Signature January 2012 - July 2012
Year Up September 2011 - July 2012
Six Flags April 2009 - November 2010
Skills
Microsoft Office, Access, Customer Service, Troubleshooting, PowerPoint, Windows 7, Microsoft Excel, Data Entry, Team Leadership, Microsoft Word, Computer Hardware, Wordpress, Information Technology, Windows, Operating Systems, Cloud Computing, Critical Thinking, Digital Imaging, Active Directory, High Energy Level, Great communications..., Ticketing Systems, Windows XP, Help Desk Support, Technical Support, Software Installation, Laptops, Cisco Technologies, Hardware, Windows Server, Networking, Network Administration, Training
Education
University of Maryland University College 2012 — 2015
Bachelor's degree, Cyber Security
YearUp- IT Apprenticeship 2011 — 2012
Graduation July 2012, IT- Information Technology
Alok Choksi Alok Choksi's US Securities and Exchange Commission Experience June 2014 - August 2014
Job J.D. Candidate at Vanderbilt University Law School
Industry Higher Education
Experience
Waller Lansden Dortch and Davis LLP June 2015 - August 2015
Dentons May 2015 - June 2015
Bradley Arant Boult Cummings LLP May 2015 - May 2015
U.S. Securities and Exchange Commission June 2014 - August 2014
Bradley Arant Boult Cummings LLP May 2014 - June 2014
Bingham McCutchen June 2013 - August 2013
Deeb Blum Murphy Frishberg & Markovich, PC 2011 - 2012
Skills
Financial Modeling, Corporate Finance, Microsoft Excel, Economics, PowerPoint, Public Speaking, Financial Accounting, Legal Writing, Research, Legal Research, Litigation, Corporate Law, Microsoft Office, Social Media, Data Analysis
Education
Vanderbilt University Law School 2013 — 2016
Doctor of Law (J.D.), Law
Vanderbilt University - Owen Graduate School of Management 2012 — 2013
Master of Science (M.S.), Finance, General
University of Pennsylvania 2007 — 2011
Bachelor of Arts (B.A.), Political Science
Battle Ground Academy 2003 — 2007
Waller Lansden Dortch and Davis LLP June 2015 - August 2015
Dentons May 2015 - June 2015
Bradley Arant Boult Cummings LLP May 2015 - May 2015
U.S. Securities and Exchange Commission June 2014 - August 2014
Bradley Arant Boult Cummings LLP May 2014 - June 2014
Bingham McCutchen June 2013 - August 2013
Deeb Blum Murphy Frishberg & Markovich, PC 2011 - 2012
Skills
Financial Modeling, Corporate Finance, Microsoft Excel, Economics, PowerPoint, Public Speaking, Financial Accounting, Legal Writing, Research, Legal Research, Litigation, Corporate Law, Microsoft Office, Social Media, Data Analysis
Education
Vanderbilt University Law School 2013 — 2016
Doctor of Law (J.D.), Law
Vanderbilt University - Owen Graduate School of Management 2012 — 2013
Master of Science (M.S.), Finance, General
University of Pennsylvania 2007 — 2011
Bachelor of Arts (B.A.), Political Science
Battle Ground Academy 2003 — 2007
Waylon Bryson Waylon Bryson's US Securities and Exchange Commission Experience September 2013 - December 2013
Job Associate & Counsel at Credit Suisse
Industry Law Practice
Experience
Credit Suisse September 2014 - Present
U.S. Securities and Exchange Commission September 2013 - December 2013
Nissan North America May 2013 - August 2013
Vanderbilt Office of the General Counsel May 2012 - August 2012
Mafu Mafu Language School August 2009 - August 2011
The JET Programme August 2007 - August 2011
Moore Excavation Inc. 2001 - 2004
Skills
Microsoft Office, Legal Writing, Microsoft Word, PowerPoint, Research, Public Speaking, Westlaw, Litigation, Social Media, Customer Service, Civil Litigation, Teamwork, English, Corporate Law, Criminal Law, Commercial Litigation, Courts, Intellectual Property, Legal Research, Mediation
Education
Vanderbilt University Law School 2011 — 2014
Doctor of Jurisprudence 2014, Law
Washington State University 2004 — 2007
Bachelor of Arts (B.A.), Philosophy, Pre-Law Track
University of Oregon 2001 — 2003
Credit Suisse September 2014 - Present
U.S. Securities and Exchange Commission September 2013 - December 2013
Nissan North America May 2013 - August 2013
Vanderbilt Office of the General Counsel May 2012 - August 2012
Mafu Mafu Language School August 2009 - August 2011
The JET Programme August 2007 - August 2011
Moore Excavation Inc. 2001 - 2004
Skills
Microsoft Office, Legal Writing, Microsoft Word, PowerPoint, Research, Public Speaking, Westlaw, Litigation, Social Media, Customer Service, Civil Litigation, Teamwork, English, Corporate Law, Criminal Law, Commercial Litigation, Courts, Intellectual Property, Legal Research, Mediation
Education
Vanderbilt University Law School 2011 — 2014
Doctor of Jurisprudence 2014, Law
Washington State University 2004 — 2007
Bachelor of Arts (B.A.), Philosophy, Pre-Law Track
University of Oregon 2001 — 2003
Minhaz Chikhalia's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Juris Doctor
Industry Legal Services
Experience
Compliance Technologies International, LLP December 2013 - Present
Citizens Bank October 2011 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
Fidelity Investments June 2014 - August 2014
Skills
Loans, Banking, Corporate Tax, Credit, Credit Analysis, International Tax, Mortgage Lending, Legal Research, Leadership, Financial Analysis, Customer Service, Financial Risk, Microsoft Excel, Microsoft Word, PowerPoint
Education
Suffolk Law School 2012 — 2015
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
UMass Boston 2007 — 2011
Bachelor's degree, Business Administration, Management and Operations
Compliance Technologies International, LLP December 2013 - Present
Citizens Bank October 2011 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
Fidelity Investments June 2014 - August 2014
Skills
Loans, Banking, Corporate Tax, Credit, Credit Analysis, International Tax, Mortgage Lending, Legal Research, Leadership, Financial Analysis, Customer Service, Financial Risk, Microsoft Excel, Microsoft Word, PowerPoint
Education
Suffolk Law School 2012 — 2015
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
UMass Boston 2007 — 2011
Bachelor's degree, Business Administration, Management and Operations
Brandon Karpowich Brandon Karpowich's US Securities and Exchange Commission Experience September 2014 - November 2014
Job Cofounder at Wardrobes for Warriors
Industry Nonprofit Organization Management
Experience
TD June 2015 - August 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
Janney May 2014 - August 2014
Skills
Microsoft Office, Nonprofits, Leadership, Management, Small Business, Microsoft Word, Event Planning, PowerPoint, Public Speaking, Community Outreach, Marketing, Customer Service, Photoshop, Microsoft Excel, Fundraising, Social Media, Team Leadership, Entrepreneurship
Education
University of Pennsylvania - The Wharton School 2013 — 2017
Bachelor of Science (B.S.), Economics
Cornell University Summer College 2011 — 2011
Introduction to the Business World, A
TD June 2015 - August 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
Janney May 2014 - August 2014
Skills
Microsoft Office, Nonprofits, Leadership, Management, Small Business, Microsoft Word, Event Planning, PowerPoint, Public Speaking, Community Outreach, Marketing, Customer Service, Photoshop, Microsoft Excel, Fundraising, Social Media, Team Leadership, Entrepreneurship
Education
University of Pennsylvania - The Wharton School 2013 — 2017
Bachelor of Science (B.S.), Economics
Cornell University Summer College 2011 — 2011
Introduction to the Business World, A
Russell C. Weigel, III Russell C. Weigel, III's US Securities and Exchange Commission Experience 1990 - 2001
Job Corporate & Securities Lawyer ★ Author ★ Speaker ★ SEC Defense & Compliance Attorney ★ Capital Raise Counselor
Industry Law Practice
Experience
Russell C. Weigel, III, P.A. May 2005 - Present
Carlton Fields, P.A. January 2004 - April 2005
Montello & Kenney, P.A. February 2001 - January 2004
U.S. Securities and Exchange Commission 1990 - 2001
Skills
Securities, Commercial Litigation, Arbitration, Private Placements, Mergers, Asset Managment, Investments, Risk Management, Trading, Capital Markets, IPO, Hedge Funds, Corporate Governance, Private Equity, Investment Banking, Equities, Corporate Finance, Investor Relations, Due Diligence, Financial Markets, Litigation, Securities Regulation, SEC, Mergers & Acquisitions, Securities Litigation, Torts, Business Litigation, FINRA, Trials, Joint Ventures, Corporate Law, Civil Litigation, Non-compete Agreements
Education
University of Miami School of Law 1986 — 1989
Juris Doctor
Vanderbilt University 1982 — 1986
B.A., Economics
Russell C. Weigel, III, P.A. May 2005 - Present
Carlton Fields, P.A. January 2004 - April 2005
Montello & Kenney, P.A. February 2001 - January 2004
U.S. Securities and Exchange Commission 1990 - 2001
Skills
Securities, Commercial Litigation, Arbitration, Private Placements, Mergers, Asset Managment, Investments, Risk Management, Trading, Capital Markets, IPO, Hedge Funds, Corporate Governance, Private Equity, Investment Banking, Equities, Corporate Finance, Investor Relations, Due Diligence, Financial Markets, Litigation, Securities Regulation, SEC, Mergers & Acquisitions, Securities Litigation, Torts, Business Litigation, FINRA, Trials, Joint Ventures, Corporate Law, Civil Litigation, Non-compete Agreements
Education
University of Miami School of Law 1986 — 1989
Juris Doctor
Vanderbilt University 1982 — 1986
B.A., Economics
Zach Croft Zach Croft's US Securities and Exchange Commission Experience September 2013 - December 2013
Job Associate at Latham & Watkins
Industry Law Practice
Experience
Latham & Watkins September 2014 - Present
U.S. Securities and Exchange Commission September 2013 - December 2013
South Carolina Commission on Indigent Defense May 2013 - September 2013
U.S. District Court, Southern District of New York June 2013 - August 2013
University of Virginia School of Law May 2012 - December 2012
South Carolina Department of Education August 2010 - January 2011
Mia Butler for House District 79 October 2010 - November 2010
Jim Rex for Governor February 2010 - June 2010
Jim Rex for Governor November 2009 - February 2010
South Carolina Democratic Party August 2009 - February 2010
Skills
Legal Research, Legal Writing, Editing, Social Media, Public Relations, Media Relations, Policy Analysis, Event Planning, Research, Policy, Community Outreach, Politics, Fundraising
Education
University of Virginia School of Law 2011 — 2014
Doctor of Law (JD)
University of South Carolina-Columbia 2008 — 2011
Bachelor of Arts (B.A.), Political Science and Government
Saluda High School 2004 — 2008
High School Diploma
Latham & Watkins September 2014 - Present
U.S. Securities and Exchange Commission September 2013 - December 2013
South Carolina Commission on Indigent Defense May 2013 - September 2013
U.S. District Court, Southern District of New York June 2013 - August 2013
University of Virginia School of Law May 2012 - December 2012
South Carolina Department of Education August 2010 - January 2011
Mia Butler for House District 79 October 2010 - November 2010
Jim Rex for Governor February 2010 - June 2010
Jim Rex for Governor November 2009 - February 2010
South Carolina Democratic Party August 2009 - February 2010
Skills
Legal Research, Legal Writing, Editing, Social Media, Public Relations, Media Relations, Policy Analysis, Event Planning, Research, Policy, Community Outreach, Politics, Fundraising
Education
University of Virginia School of Law 2011 — 2014
Doctor of Law (JD)
University of South Carolina-Columbia 2008 — 2011
Bachelor of Arts (B.A.), Political Science and Government
Saluda High School 2004 — 2008
High School Diploma
Alexander Lebow's US Securities and Exchange Commission Experience 2012 - 2012
Job Simpson Thacher & Bartlett LLP
Industry Law Practice
Experience
Simpson Thacher & Bartlett LLP 2014 - Present
Simpson Thacher & Bartlett LLP 2013 - 2013
U.S. Securities and Exchange Commission 2012 - 2012
Wharton School, University of Pennsylvania 2009 - 2011
Education
University of Pennsylvania Law School
J.D., summa cum laude, Order of the Coif
University of Pennsylvania
B.A., summa cum laude
Simpson Thacher & Bartlett LLP 2014 - Present
Simpson Thacher & Bartlett LLP 2013 - 2013
U.S. Securities and Exchange Commission 2012 - 2012
Wharton School, University of Pennsylvania 2009 - 2011
Education
University of Pennsylvania Law School
J.D., summa cum laude, Order of the Coif
University of Pennsylvania
B.A., summa cum laude
Sarah Kuhn Sarah Kuhn's US Securities and Exchange Commission Experience February 2009 - Present
Job Securities Compliance Examiner at US Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission February 2009 - Present
Navigant Consulting September 2006 - February 2009
Skills
SEC filings, Private Equity, Due Diligence, Financial Modeling, Securities, Securities Regulation, Capital Markets, Hedge Funds, Financial Analysis, Corporate Finance
Education
University of Michigan - Stephen M. Ross School of Business 2005 — 2006
Master of Accounting
University of Michigan - Stephen M. Ross School of Business 2001 — 2005
Bachelor of Business Administration
U.S. Securities and Exchange Commission February 2009 - Present
Navigant Consulting September 2006 - February 2009
Skills
SEC filings, Private Equity, Due Diligence, Financial Modeling, Securities, Securities Regulation, Capital Markets, Hedge Funds, Financial Analysis, Corporate Finance
Education
University of Michigan - Stephen M. Ross School of Business 2005 — 2006
Master of Accounting
University of Michigan - Stephen M. Ross School of Business 2001 — 2005
Bachelor of Business Administration
Feimei Zeng Feimei Zeng's US Securities and Exchange Commission Experience June 2014 - July 2014
Job Student at University of Pennsylvania
Industry
Experience
University of Pennsylvania January 2014 - Present
U.S. Securities and Exchange Commission June 2014 - July 2014
Philadelphia District Attorney's Office August 2013 - December 2013
Kumon March 2013 - August 2013
Freelance / Graphic Design Services March 2011 - August 2013
Skills
Strategic Leadership, Analytical Skills, Public Speaking, Cultural Diplomacy, Project Management, Event Planning, Microsoft Office 2007, Critical Thinking
Education
University of Pennsylvania 2013 — 2017
Economics, International Relations, Legal Studies and History (minor)
Allen High School 2010 — 2013
High School Diploma (Distinguished Plan)
University of Pennsylvania January 2014 - Present
U.S. Securities and Exchange Commission June 2014 - July 2014
Philadelphia District Attorney's Office August 2013 - December 2013
Kumon March 2013 - August 2013
Freelance / Graphic Design Services March 2011 - August 2013
Skills
Strategic Leadership, Analytical Skills, Public Speaking, Cultural Diplomacy, Project Management, Event Planning, Microsoft Office 2007, Critical Thinking
Education
University of Pennsylvania 2013 — 2017
Economics, International Relations, Legal Studies and History (minor)
Allen High School 2010 — 2013
High School Diploma (Distinguished Plan)
Rheana Frazier Rheana Frazier's US Securities and Exchange Commission Experience July 2014 - Present
Job Freelance Career Development Consultant / Senior Personnel Specialist at U.S. Securities & Exchange Commission
Industry Human Resources
Experience
Freelancer May 2013 - Present
U.S. Securities and Exchange Commission July 2014 - Present
Right At Home January 2014 - July 2014
U.S. Nuclear Regulatory Commission August 2013 - January 2014
1105 Media May 2013 - August 2013
Skills
Customer Service, Microsoft Excel, Outlook, Microsoft Office, PowerPoint, Microsoft Word, Access, Leadership, Time Management, Financial Analysis, Data Entry, Human Resources, Recruiting, Interviews, New Hire Orientations, Onboarding, Employee Relations
Education
University of Maryland University College
Master of Science (M.S.), Human Resources Management
University of Maryland University College
Bachelor of Science (BS), Human Resources Management and Services, 3.5 GPA
Freelancer May 2013 - Present
U.S. Securities and Exchange Commission July 2014 - Present
Right At Home January 2014 - July 2014
U.S. Nuclear Regulatory Commission August 2013 - January 2014
1105 Media May 2013 - August 2013
Skills
Customer Service, Microsoft Excel, Outlook, Microsoft Office, PowerPoint, Microsoft Word, Access, Leadership, Time Management, Financial Analysis, Data Entry, Human Resources, Recruiting, Interviews, New Hire Orientations, Onboarding, Employee Relations
Education
University of Maryland University College
Master of Science (M.S.), Human Resources Management
University of Maryland University College
Bachelor of Science (BS), Human Resources Management and Services, 3.5 GPA
Jay Dubow Jay Dubow's US Securities and Exchange Commission Experience September 1984 - July 1989
Job Partner in the White Collar Litigation and Investigations Practice Group at Pepper Hamilton LLP
Industry Legal Services
Experience
Pepper Hamilton LLP April 2011 - Present
Advanta May 2008 - February 2011
Pepper Hamilton LLP February 2007 - April 2008
Wolf Block February 1994 - January 2007
Wolf Block August 1989 - January 1994
U.S. Securities and Exchange Commission September 1984 - July 1989
Skills
SEC Enforcement, Derivative Litigation, Merger & Acquisition..., Securities Litigation, Corporate Governance, Commercial Litigation, Litigation, Securities Regulation, Class Actions, Securities, Corporate Law, FCPA, Due Diligence, Tribal Law, FINRA, SEC, Finance, Internal Investigations, Enforcement, Private Investigations, Mergers & Acquisitions
Education
University of Pennsylvania Law School 1981 — 1984
JD
University of Pennsylvania - The Wharton School 1977 — 1981
BS, Finance, Accounting
Pepper Hamilton LLP April 2011 - Present
Advanta May 2008 - February 2011
Pepper Hamilton LLP February 2007 - April 2008
Wolf Block February 1994 - January 2007
Wolf Block August 1989 - January 1994
U.S. Securities and Exchange Commission September 1984 - July 1989
Skills
SEC Enforcement, Derivative Litigation, Merger & Acquisition..., Securities Litigation, Corporate Governance, Commercial Litigation, Litigation, Securities Regulation, Class Actions, Securities, Corporate Law, FCPA, Due Diligence, Tribal Law, FINRA, SEC, Finance, Internal Investigations, Enforcement, Private Investigations, Mergers & Acquisitions
Education
University of Pennsylvania Law School 1981 — 1984
JD
University of Pennsylvania - The Wharton School 1977 — 1981
BS, Finance, Accounting
Avery English Avery English's US Securities and Exchange Commission Experience July 2012 - August 2012
Job Student at University of Massachusetts at Lowell
Industry Accounting
Experience
Jumpstart September 2013 - May 2014
State Street July 2013 - August 2013
U.S. Securities and Exchange Commission July 2012 - August 2012
Save-A-Lot May 2011 - April 2012
Skills
Microsoft Office, Pay Close Attention to..., Organized Multi-tasker, Kindness, Motivated self-starter
Education
University of Massachusetts Lowell 2013 — 2017
Bachelor of Science Business Administration (BSBA), Accounting
Jumpstart September 2013 - May 2014
State Street July 2013 - August 2013
U.S. Securities and Exchange Commission July 2012 - August 2012
Save-A-Lot May 2011 - April 2012
Skills
Microsoft Office, Pay Close Attention to..., Organized Multi-tasker, Kindness, Motivated self-starter
Education
University of Massachusetts Lowell 2013 — 2017
Bachelor of Science Business Administration (BSBA), Accounting
Megan Yan Megan Yan's US Securities and Exchange Commission Experience May 2015 - Present
Job Summer Honors Intern at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission May 2015 - Present
Wharton Small Business Development Center September 2014 - Present
The Daily Pennsylvanian September 2013 - Present
University of Pennsylvania Law School September 2014 - Present
Veritas Prep July 2015 - Present
Law Offices of Louis Leibowitz June 2013 - August 2014
Congresswoman Donna Edwards May 2012 - August 2012
Montgomery County Circuit Court April 2012 - August 2012
Skills
Microsoft Excel, Research, Finance, Public Speaking, Social Media, Customer Service, Constitutional Law, Strategic Planning, Project Management, Teamwork, Corporate Law, Management
Education
University of Pennsylvania - The Wharton School 2013 — 2017
Bachelor of Science (B.S.), Economics, Concentration in Finance
University of Pennsylvania 2013 — 2017
Bachelor of Arts (B.A.), Political Science
Richard Montgomery High School 2009 — 2013
International Baccalaureate Diploma, High School Diploma
U.S. Securities and Exchange Commission May 2015 - Present
Wharton Small Business Development Center September 2014 - Present
The Daily Pennsylvanian September 2013 - Present
University of Pennsylvania Law School September 2014 - Present
Veritas Prep July 2015 - Present
Law Offices of Louis Leibowitz June 2013 - August 2014
Congresswoman Donna Edwards May 2012 - August 2012
Montgomery County Circuit Court April 2012 - August 2012
Skills
Microsoft Excel, Research, Finance, Public Speaking, Social Media, Customer Service, Constitutional Law, Strategic Planning, Project Management, Teamwork, Corporate Law, Management
Education
University of Pennsylvania - The Wharton School 2013 — 2017
Bachelor of Science (B.S.), Economics, Concentration in Finance
University of Pennsylvania 2013 — 2017
Bachelor of Arts (B.A.), Political Science
Richard Montgomery High School 2009 — 2013
International Baccalaureate Diploma, High School Diploma
Katherine (Katherine Lester) Perkins's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Juris Doctor, 2015
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2014 - August 2014
Market America, Inc. January 2014 - May 2014
Financial Industry Regulatory Authority June 2013 - July 2013
Lincoln Financial Distributors December 2007 - August 2012
Kathleen Price Bryan YMCA December 2007 - August 2012
The Clubs of Greensboro July 2006 - December 2007
Ultimate Workout Center for Women May 2005 - March 2007
UNC-Greensboro Student Recreation Center December 2003 - January 2007
Education
Elon University School of Law 2012 — 2015
Juris Doctor
University of North Carolina at Greensboro 2002 — 2006
Bachelor of Fine Arts (B.F.A.)
U.S. Securities and Exchange Commission May 2014 - August 2014
Market America, Inc. January 2014 - May 2014
Financial Industry Regulatory Authority June 2013 - July 2013
Lincoln Financial Distributors December 2007 - August 2012
Kathleen Price Bryan YMCA December 2007 - August 2012
The Clubs of Greensboro July 2006 - December 2007
Ultimate Workout Center for Women May 2005 - March 2007
UNC-Greensboro Student Recreation Center December 2003 - January 2007
Education
Elon University School of Law 2012 — 2015
Juris Doctor
University of North Carolina at Greensboro 2002 — 2006
Bachelor of Fine Arts (B.F.A.)
John Leigh Jr John Leigh Jr's US Securities and Exchange Commission Experience January 2014 - August 2014
Job Library Technician at U.S. Government Printing Office
Industry Legal Services
Experience
U.S. Government Publishing Office September 2014 - Present
U.S. Securities and Exchange Commission January 2014 - August 2014
DLA Piper March 1997 - November 2013
Reed Smith LLP August 1989 - March 1997
Skills
Legal Research, Research, Securities, Microsoft Excel, Microsoft Office, Westlaw, Public Speaking, Legal Writing, Microsoft Word, Analysis, Access, Data Analysis, Customer Service, Lexis, LexisNexis, Library Reference, Libraries, Leadership
Education
University of North Carolina at Chapel Hill 1985 — 1989
Bachelor of Arts (B.A.), Sociology
U.S. Government Publishing Office September 2014 - Present
U.S. Securities and Exchange Commission January 2014 - August 2014
DLA Piper March 1997 - November 2013
Reed Smith LLP August 1989 - March 1997
Skills
Legal Research, Research, Securities, Microsoft Excel, Microsoft Office, Westlaw, Public Speaking, Legal Writing, Microsoft Word, Analysis, Access, Data Analysis, Customer Service, Lexis, LexisNexis, Library Reference, Libraries, Leadership
Education
University of North Carolina at Chapel Hill 1985 — 1989
Bachelor of Arts (B.A.), Sociology
Brady Sullivan Brady Sullivan's US Securities and Exchange Commission Experience June 2014 - August 2014
Job Candidate for Juris Doctor at Georgetown University Law Center
Industry Law Practice
Experience
Paul, Weiss, Rifkind, Wharton & Garrison LLP May 2015 - July 2015
United States District Court for the District of Columbia September 2014 - December 2014
U.S. Securities and Exchange Commission June 2014 - August 2014
University of Pennsylvania Law School November 2012 - August 2013
Wharton Public Policy Initiative October 2012 - November 2012
Patton Boggs LLP May 2012 - August 2012
U.S. House of Representatives June 2011 - August 2011
Skills
Legal Research, Public Policy, Research, Westlaw, Legislation, Legislative Research, Regulatory Analysis, Fundraising, Administrative Law, Lexis
Education
Georgetown University Law Center 2013 — 2016
Doctor of Law (J.D.)
University of Pennsylvania 2009 — 2013
B.A., summa cum laude, United States History (Honors)
Paul, Weiss, Rifkind, Wharton & Garrison LLP May 2015 - July 2015
United States District Court for the District of Columbia September 2014 - December 2014
U.S. Securities and Exchange Commission June 2014 - August 2014
University of Pennsylvania Law School November 2012 - August 2013
Wharton Public Policy Initiative October 2012 - November 2012
Patton Boggs LLP May 2012 - August 2012
U.S. House of Representatives June 2011 - August 2011
Skills
Legal Research, Public Policy, Research, Westlaw, Legislation, Legislative Research, Regulatory Analysis, Fundraising, Administrative Law, Lexis
Education
Georgetown University Law Center 2013 — 2016
Doctor of Law (J.D.)
University of Pennsylvania 2009 — 2013
B.A., summa cum laude, United States History (Honors)
Salil Pachare, Ph.D. Salil Pachare, Ph.D.'s US Securities and Exchange Commission Experience 2014 - Present
Job Financial Economist at U.S. Securities and Exchange Commission
Industry Research
Experience
U.S. Securities and Exchange Commission 2014 - Present
Cornerstone Research 2011 - 2014
Skills
Finance, Economic Research, Securities Litigation, Private Equity, Applied Econometrics, Econometrics, Securities Regulation, Market Microstructure, Dark Pools
Education
Yale University 2005 — 2011
PhD, Economics
University of Melbourne 2001 — 2005
Bachelor of Commerce (B.Com.), Economics, First Class Honors
U.S. Securities and Exchange Commission 2014 - Present
Cornerstone Research 2011 - 2014
Skills
Finance, Economic Research, Securities Litigation, Private Equity, Applied Econometrics, Econometrics, Securities Regulation, Market Microstructure, Dark Pools
Education
Yale University 2005 — 2011
PhD, Economics
University of Melbourne 2001 — 2005
Bachelor of Commerce (B.Com.), Economics, First Class Honors
Kathleen Marcus's US Securities and Exchange Commission Experience 2003 - 2007
Job Shareholder, Chair of Compliance and Corporate Governance Practice Group at Stradling Yocca Carlson & Rauth
Industry Law Practice
Experience
Stradling Yocca Carlson & Rauth 2009 - Present
University of Notre Dame Law School 2005 - 2009
U.S. Securities and Exchange Commission 2003 - 2007
Latham & Watkins 1999 - 2003
Latham & Watkins 1999 - 2003
United States District Court, Northern District of Ohio 1998 - 1999
Education
University of Michigan
B.A., English
University of Michigan Law School
J.D.
Stradling Yocca Carlson & Rauth 2009 - Present
University of Notre Dame Law School 2005 - 2009
U.S. Securities and Exchange Commission 2003 - 2007
Latham & Watkins 1999 - 2003
Latham & Watkins 1999 - 2003
United States District Court, Northern District of Ohio 1998 - 1999
Education
University of Michigan
B.A., English
University of Michigan Law School
J.D.
Frederick Lehrer Frederick Lehrer's US Securities and Exchange Commission Experience January 1993 - January 2000
Job Securities Attorney with Expertise in Corporate Finance/Transactional/SEC Reporting/SEC Defense Matters|
Industry Law Practice
Experience
Frederick M. Lehrer, Esquire January 2000 - Present
Frederick M Lehrer, Attorney and Counselor at Law January 2000 - Present
U.S. SECURITIES AND EXCHANGE COMMISSION January 1993 - January 2000
US Securities and Exchange Commission - SEC Division of Enforcement 1984 - 2000
United States Attorney January 1997 - January 1999
Skills
Litigation, Corporate Law, Legal Assistance, Securities, Private Placements, Legal Research, Securities Regulation, Joint Ventures, Mergers, SEC, Courts, Start-ups, White Collar Criminal..., Mergers & Acquisitions, Internal Investigations, SEC filings, Corporate Finance, Securities Litigation, Legal Issues, Legal Advice, Investor Relations, Criminal Defense, Class Actions, Private Equity, Due Diligence, Legal Writing, Corporate Governance, Business Litigation, Depositions, Breach Of Contract, Dispute Resolution, Bankruptcy, Civil Litigation, Torts, Criminal Law, Dispute, Appeals, Commercial Litigation, Trial Practice, Arbitration, Trade Secrets, Product Liability, Alternative Dispute...
Education
State of Florida
University of Miami School of Law 1987 — 1990
Juris Doctor, Law
University of Miami School of Law
FREDERICK M. LEHRER
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Frederick M. Lehrer, Esquire January 2000 - Present
Frederick M Lehrer, Attorney and Counselor at Law January 2000 - Present
U.S. SECURITIES AND EXCHANGE COMMISSION January 1993 - January 2000
US Securities and Exchange Commission - SEC Division of Enforcement 1984 - 2000
United States Attorney January 1997 - January 1999
Skills
Litigation, Corporate Law, Legal Assistance, Securities, Private Placements, Legal Research, Securities Regulation, Joint Ventures, Mergers, SEC, Courts, Start-ups, White Collar Criminal..., Mergers & Acquisitions, Internal Investigations, SEC filings, Corporate Finance, Securities Litigation, Legal Issues, Legal Advice, Investor Relations, Criminal Defense, Class Actions, Private Equity, Due Diligence, Legal Writing, Corporate Governance, Business Litigation, Depositions, Breach Of Contract, Dispute Resolution, Bankruptcy, Civil Litigation, Torts, Criminal Law, Dispute, Appeals, Commercial Litigation, Trial Practice, Arbitration, Trade Secrets, Product Liability, Alternative Dispute...
Education
State of Florida
University of Miami School of Law 1987 — 1990
Juris Doctor, Law
University of Miami School of Law
FREDERICK M. LEHRER
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Kamran Beikmohamadi's US Securities and Exchange Commission Experience September 2015 - Present
Job Staff Accountant at U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission September 2015 - Present
U.S. Securities and Exchange Commission August 2014 - September 2015
Export-Import Bank of the United States December 2013 - August 2014
Peace Corps April 2010 - August 2013
KPMG September 2007 - April 2010
Skills
Accounting, Financial Reporting, Auditing, Financial Accounting, International..., Community Development, Volunteer Training, Capacity Building, Strategic Planning, Analysis, NGOs, Organizational...
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2006 — 2007
MAC, Accounting
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2002 — 2006
BSBA, Business Administration
U.S. Securities and Exchange Commission September 2015 - Present
U.S. Securities and Exchange Commission August 2014 - September 2015
Export-Import Bank of the United States December 2013 - August 2014
Peace Corps April 2010 - August 2013
KPMG September 2007 - April 2010
Skills
Accounting, Financial Reporting, Auditing, Financial Accounting, International..., Community Development, Volunteer Training, Capacity Building, Strategic Planning, Analysis, NGOs, Organizational...
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2006 — 2007
MAC, Accounting
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2002 — 2006
BSBA, Business Administration
David McGuiness, Esq., CPA David McGuiness, Esq., CPA's US Securities and Exchange Commission Experience 2012 - 2012
Job Assistant Vice President Financial Institutions Group at Barclays Capital
Industry Investment Banking
Experience
Seward & Kissel LLP May 2012 - May 2015
U.S. Securities and Exchange Commission 2012 - 2012
The White House 2008 - 2008
Education
University of Pennsylvania Law School
Juris Doctor
University of Pennsylvania - The Wharton School
Certificate in Business Economics and Public Policy
University of Southern California
Master of Business Taxation
University of Southern California
Bachelor of Science (B.S.), Accounting
Seward & Kissel LLP May 2012 - May 2015
U.S. Securities and Exchange Commission 2012 - 2012
The White House 2008 - 2008
Education
University of Pennsylvania Law School
Juris Doctor
University of Pennsylvania - The Wharton School
Certificate in Business Economics and Public Policy
University of Southern California
Master of Business Taxation
University of Southern California
Bachelor of Science (B.S.), Accounting
Jacob McCann Jacob McCann's US Securities and Exchange Commission Experience May 2014 - August 2014
Job PHD Candidate at University of North Carolina, Chapel Hill
Industry Research
Experience
University of North Carolina at Chapel Hill April 2015 - Present
University of Virginia August 2011 - April 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Skills
Microsoft Excel, Stata, Microsoft Word, Mathematics, Statistics, Bass Guitar, Jazz Piano, Physics, Bloomberg Terminal, Matlab
Education
University of North Carolina at Chapel Hill 2015 — 2020
Doctor of Philosophy (Ph.D.), Economics
University of Virginia 2011 — 2015
Bachelor's Degree, Financial Mathematics
University of North Carolina at Chapel Hill April 2015 - Present
University of Virginia August 2011 - April 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Skills
Microsoft Excel, Stata, Microsoft Word, Mathematics, Statistics, Bass Guitar, Jazz Piano, Physics, Bloomberg Terminal, Matlab
Education
University of North Carolina at Chapel Hill 2015 — 2020
Doctor of Philosophy (Ph.D.), Economics
University of Virginia 2011 — 2015
Bachelor's Degree, Financial Mathematics
Nicholas DeLisa's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Summer Associate at Schulte Roth & Zabel LLP
Industry Law Practice
Experience
Judge Andrew Napolitano August 2014 - Present
Schulte Roth & Zabel LLP May 2015 - July 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Guadagnoli & Redding, P.C. May 2014 - August 2014
Professor Stephan Landsman May 2014 - August 2014
INDmusic July 2013 - August 2013
Spirit Music Group June 2013 - August 2013
Ultra Music Festival October 2012 - March 2013
The Recording Academy May 2012 - February 2013
Warner Music Group May 2012 - August 2012
Skills
Music Industry, Piano, Marketing, Music Publishing, Social Media, Entertainment, Recording, Music Licensing, Record Labels, Sibelius, Microsoft Excel, Microsoft Office, Photoshop, Windows & Mac operating..., Adobe Acrobat, Web Design, Jazz Piano, YouTube CMS, Westlaw Certified, Nielsen SoundScan, Counterpoint Rights..., LexisNexis..., Soundscan, Westlaw, Pro Tools
Education
Brooklyn Law School 2013 — 2016
Doctor of Law (J.D.)
University of Miami 2009 — 2012
B.M. Magna Cum Laude
Judge Andrew Napolitano August 2014 - Present
Schulte Roth & Zabel LLP May 2015 - July 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Guadagnoli & Redding, P.C. May 2014 - August 2014
Professor Stephan Landsman May 2014 - August 2014
INDmusic July 2013 - August 2013
Spirit Music Group June 2013 - August 2013
Ultra Music Festival October 2012 - March 2013
The Recording Academy May 2012 - February 2013
Warner Music Group May 2012 - August 2012
Skills
Music Industry, Piano, Marketing, Music Publishing, Social Media, Entertainment, Recording, Music Licensing, Record Labels, Sibelius, Microsoft Excel, Microsoft Office, Photoshop, Windows & Mac operating..., Adobe Acrobat, Web Design, Jazz Piano, YouTube CMS, Westlaw Certified, Nielsen SoundScan, Counterpoint Rights..., LexisNexis..., Soundscan, Westlaw, Pro Tools
Education
Brooklyn Law School 2013 — 2016
Doctor of Law (J.D.)
University of Miami 2009 — 2012
B.M. Magna Cum Laude
Lauren Cates's US Securities and Exchange Commission Experience May 2014 - August 2014
Job JD/MBA Candidate at Washington University in St. Louis
Industry Law Practice
Experience
Seventh Grade Poetry Foundation (7GP) October 2014 - December 2014
U.S. Securities and Exchange Commission May 2014 - August 2014
Washington University in St. Louis September 2013 - December 2013
Cates Mahoney, LLC June 2013 - August 2013
Intellectual Property and Nonprofit Organizations Clinic January 2013 - April 2013
U.S. District Court for the Southern District of Illinois June 2012 - August 2012
The Cates Law Firm, LLC December 2010 - July 2011
B.A. Star Cosmetics June 2005 - August 2005
Skills
Management, Public Speaking, Legal Research, Research, Legal Writing, Securities Regulation, Nonprofits, Mediation
Education
Washington University in St. Louis School of Law 2011 — 2015
Doctor of Law (JD)
Washington University in St. Louis - Olin Business School 2013 — 2015
Master of Business Administration (MBA)
Washington University in St. Louis 2008 — 2010
Bachelor of Science in Business Administration, Finance, International Business
University of Southern California 2007 — 2008
Seventh Grade Poetry Foundation (7GP) October 2014 - December 2014
U.S. Securities and Exchange Commission May 2014 - August 2014
Washington University in St. Louis September 2013 - December 2013
Cates Mahoney, LLC June 2013 - August 2013
Intellectual Property and Nonprofit Organizations Clinic January 2013 - April 2013
U.S. District Court for the Southern District of Illinois June 2012 - August 2012
The Cates Law Firm, LLC December 2010 - July 2011
B.A. Star Cosmetics June 2005 - August 2005
Skills
Management, Public Speaking, Legal Research, Research, Legal Writing, Securities Regulation, Nonprofits, Mediation
Education
Washington University in St. Louis School of Law 2011 — 2015
Doctor of Law (JD)
Washington University in St. Louis - Olin Business School 2013 — 2015
Master of Business Administration (MBA)
Washington University in St. Louis 2008 — 2010
Bachelor of Science in Business Administration, Finance, International Business
University of Southern California 2007 — 2008
David DeMuro David DeMuro's US Securities and Exchange Commission Experience 1974 - 1984
Job Senior Counsel at Neal, Gerber & Eisenberg LLP
Industry Law Practice
Experience
Neal, Gerber & Eisenberg LLP February 2015 - Present
AIG July 2010 - August 2013
O'Melveny & Myers LLP March 2009 - June 2010
Lehman Brothers July 1984 - November 2008
U.S. Securities and Exchange Commission 1974 - 1984
Skills
Sanctions, Corporate Governance, FSA, AML, Securities Law, Privacy, Compliance, Securities, Internal Investigations, Enterprise Risk..., Securities Regulation, Fraud, Sanction, Privacy Law, Litigation Management, Hedge Funds, SEC, Legal Compliance, Capital Markets, FCPA, Financial Regulation, Regulations, Due Diligence, Alternative Investments, Dodd-Frank, Corporate Law, Financial Risk, Equities, FINRA, OFAC, Mutual Funds, Litigation, KYC, Risk Management, Mergers & Acquisitions, Private Equity, Financial Services, Structured Finance, Asset Management, Derivatives, Licensing, Arbitration, Series 24, Data Privacy, Broker-Dealer
Education
University of Notre Dame Law School 1971 — 1974
JD
University of Michigan 1967 — 1971
BA
Neal, Gerber & Eisenberg LLP February 2015 - Present
AIG July 2010 - August 2013
O'Melveny & Myers LLP March 2009 - June 2010
Lehman Brothers July 1984 - November 2008
U.S. Securities and Exchange Commission 1974 - 1984
Skills
Sanctions, Corporate Governance, FSA, AML, Securities Law, Privacy, Compliance, Securities, Internal Investigations, Enterprise Risk..., Securities Regulation, Fraud, Sanction, Privacy Law, Litigation Management, Hedge Funds, SEC, Legal Compliance, Capital Markets, FCPA, Financial Regulation, Regulations, Due Diligence, Alternative Investments, Dodd-Frank, Corporate Law, Financial Risk, Equities, FINRA, OFAC, Mutual Funds, Litigation, KYC, Risk Management, Mergers & Acquisitions, Private Equity, Financial Services, Structured Finance, Asset Management, Derivatives, Licensing, Arbitration, Series 24, Data Privacy, Broker-Dealer
Education
University of Notre Dame Law School 1971 — 1974
JD
University of Michigan 1967 — 1971
BA
Quinn Kane Quinn Kane's US Securities and Exchange Commission Experience May 2015 - Present
Job Honors Intern at U.S. Securities and Exchange Commission, Division of Trading and Markets
Industry Legal Services
Experience
U.S. Securities and Exchange Commission May 2015 - Present
Cook County Circuit Court June 2014 - August 2014
Health Enhancement Systems May 2013 - August 2013
Education
University of Notre Dame Law School 2013 — 2016
University of Michigan
Bachelor of Arts (B.A.), Economics
U.S. Securities and Exchange Commission May 2015 - Present
Cook County Circuit Court June 2014 - August 2014
Health Enhancement Systems May 2013 - August 2013
Education
University of Notre Dame Law School 2013 — 2016
University of Michigan
Bachelor of Arts (B.A.), Economics
Ahmed Alata's US Securities and Exchange Commission Experience August 2015 - Present
Job Intern at U.S. Securities and Exchange Commission (SEC) Division of Corporation Finance
Industry Financial Services
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Skills
Financial Analysis, Finance, Microsoft Excel, Teamwork, Time Management, Team Leadership, Corporate Finance, Data Analysis, Business Strategy, Ideas Development
Education
University of Michigan-Dearborn 2012 — 2016
Bachelor's degree, Accounting and Finance, Major GPA: 3.9/4.0
U.S. Securities and Exchange Commission August 2015 - Present
Skills
Financial Analysis, Finance, Microsoft Excel, Teamwork, Time Management, Team Leadership, Corporate Finance, Data Analysis, Business Strategy, Ideas Development
Education
University of Michigan-Dearborn 2012 — 2016
Bachelor's degree, Accounting and Finance, Major GPA: 3.9/4.0
Shane Murphy's US Securities and Exchange Commission Experience May 2015 - August 2015
Job Regulatory Policy Research Assistant, University of Pennsylvania Law School
Industry Public Policy
Experience
University of Pennsylvania Law School September 2014 - Present
The Wharton School March 2015 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
Allegheny County June 2014 - August 2014
Katie McGinty for Governor January 2014 - May 2014
Fortune Group May 2012 - September 2012
Skills
Public Policy, Research, Legislative Relations, Policy Analysis, Data Analysis, Econometric Modeling, Statistical Software, Policy, Politics, Nonprofits, Teamwork
Education
University of Pennsylvania 2013 — 2017
Candidate for Bachelor of Arts, Economics and Political Science, 4.0
Chartiers Valley High School 2009 — 2013
High School Diploma, N/A
University of Pennsylvania Law School September 2014 - Present
The Wharton School March 2015 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
Allegheny County June 2014 - August 2014
Katie McGinty for Governor January 2014 - May 2014
Fortune Group May 2012 - September 2012
Skills
Public Policy, Research, Legislative Relations, Policy Analysis, Data Analysis, Econometric Modeling, Statistical Software, Policy, Politics, Nonprofits, Teamwork
Education
University of Pennsylvania 2013 — 2017
Candidate for Bachelor of Arts, Economics and Political Science, 4.0
Chartiers Valley High School 2009 — 2013
High School Diploma, N/A
Ross Goetz Ross Goetz's US Securities and Exchange Commission Experience November 2014 - Present
Job Financial Economist at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission November 2014 - Present
US Securities and Exchange Commission August 2012 - October 2014
Executive Planners NC June 2011 - July 2011
University of Notre Dame June 2010 - May 2011
Credit Union National Association June 2009 - July 2009
Skills
Portfolio Optimization, Econometrics, SAS, Data Analysis, Corporate Finance, Quantitative Analytics, Finance
Education
Vanderbilt University - Owen Graduate School of Management 2011 — 2012
MS Finance
University of Notre Dame - Mendoza College of Business 2007 — 2011
BBA, Finance
U.S. Securities and Exchange Commission November 2014 - Present
US Securities and Exchange Commission August 2012 - October 2014
Executive Planners NC June 2011 - July 2011
University of Notre Dame June 2010 - May 2011
Credit Union National Association June 2009 - July 2009
Skills
Portfolio Optimization, Econometrics, SAS, Data Analysis, Corporate Finance, Quantitative Analytics, Finance
Education
Vanderbilt University - Owen Graduate School of Management 2011 — 2012
MS Finance
University of Notre Dame - Mendoza College of Business 2007 — 2011
BBA, Finance
Christopher B. Emery's US Securities and Exchange Commission Experience September 2015 - Present
Job Enterprise Architect at U.S. Securities and Exchange Commission
Industry Government Administration
Experience
U.S. Securities and Exchange Commission September 2015 - Present
US Federal Government April 1992 - Present
Department of Justice, National Security Division December 2012 - September 2015
Skills
Enterprise Architecture, Information Technology, Program Management, Government, Enterprise Software, IT Management, Governance, Software Development, Project Management, Security, IT Strategy, Business Intelligence, Management, Disaster Recovery, Strategic Planning, Leadership, PMP, Data Center, Cyber-security, IT Security Operations, Investment Management
Education
University of Maryland
Bachelor of Science (BS), Information Technology Management
University of Maryland University College
Bachelor of Science (B.S.), Information Systems, Minor in Management
U.S. Securities and Exchange Commission September 2015 - Present
US Federal Government April 1992 - Present
Department of Justice, National Security Division December 2012 - September 2015
Skills
Enterprise Architecture, Information Technology, Program Management, Government, Enterprise Software, IT Management, Governance, Software Development, Project Management, Security, IT Strategy, Business Intelligence, Management, Disaster Recovery, Strategic Planning, Leadership, PMP, Data Center, Cyber-security, IT Security Operations, Investment Management
Education
University of Maryland
Bachelor of Science (BS), Information Technology Management
University of Maryland University College
Bachelor of Science (B.S.), Information Systems, Minor in Management
Conner Evans Conner Evans's US Securities and Exchange Commission Experience September 2015 - Present
Job Student Honors Intern at U.S. Securities and Exchange Commission
Industry
Experience
U.S. Securities and Exchange Commission September 2015 - Present
Swirl June 2015 - August 2015
Netter Center for Community Partnerships September 2014 - May 2015
Merryvale Vineyards May 2014 - August 2014
Global Citizen Year August 2013 - April 2014
Skills
Financial Reporting, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Quantitative Research, Teaching
Education
University of Pennsylvania 2014 — 2018
Bachelor of Arts (B.A.)
Sugar Bowl Academy 2009 — 2013
Stanford University Online High School 2011 — 2012
U.S. Securities and Exchange Commission September 2015 - Present
Swirl June 2015 - August 2015
Netter Center for Community Partnerships September 2014 - May 2015
Merryvale Vineyards May 2014 - August 2014
Global Citizen Year August 2013 - April 2014
Skills
Financial Reporting, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Quantitative Research, Teaching
Education
University of Pennsylvania 2014 — 2018
Bachelor of Arts (B.A.)
Sugar Bowl Academy 2009 — 2013
Stanford University Online High School 2011 — 2012
Eric Sternlieb's US Securities and Exchange Commission Experience August 2015 - Present
Job Fall Honors Program Intern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Weil, Gotshal & Manges LLP May 2015 - August 2015
United States District Court for the Eastern District of Michigan May 2014 - August 2014
Skills
Corporate Law, Mergers & Acquisitions, Corporate Transactions, Licensing Agreements, Intellectual Property, Patent Acquisitions, Joint Ventures, Strategic Alliances, Research & Development..., E-commerce Arrangements, Cross Border Technology..., Westlaw, Lexis
Education
University of Michigan Law School 2012 — 2015
Juris Doctor (J.D.) Candidate, December 2015
University of Michigan 2008 — 2012
Bachelor of Arts (B.A.), with distinction
U.S. Securities and Exchange Commission August 2015 - Present
Weil, Gotshal & Manges LLP May 2015 - August 2015
United States District Court for the Eastern District of Michigan May 2014 - August 2014
Skills
Corporate Law, Mergers & Acquisitions, Corporate Transactions, Licensing Agreements, Intellectual Property, Patent Acquisitions, Joint Ventures, Strategic Alliances, Research & Development..., E-commerce Arrangements, Cross Border Technology..., Westlaw, Lexis
Education
University of Michigan Law School 2012 — 2015
Juris Doctor (J.D.) Candidate, December 2015
University of Michigan 2008 — 2012
Bachelor of Arts (B.A.), with distinction
Mark Kaprelian Mark Kaprelian's US Securities and Exchange Commission Experience February 1992 - April 1999
Job Securities Lawyer
Industry Financial Services
Experience
PCAOB June 2005 - August 2012
Northwestern Mutual Life May 1999 - May 2005
U.S. Securities and Exchange Commission February 1992 - April 1999
Skills
Securities Regulation, Compliance, Capital Markets, Investments, Securities, Litigation, Corporate Law, Financial Services, Accounting, Auditing, SEC filings, Corporate Governance, Fraud, Internal Audit, Sarbanes-Oxley Act
Education
University of Michigan Law School 1983 — 1986
J.D.
University of Wisconsin-Madison 1978 — 1981
Bachelor of Arts (B.A.), Economics
PCAOB June 2005 - August 2012
Northwestern Mutual Life May 1999 - May 2005
U.S. Securities and Exchange Commission February 1992 - April 1999
Skills
Securities Regulation, Compliance, Capital Markets, Investments, Securities, Litigation, Corporate Law, Financial Services, Accounting, Auditing, SEC filings, Corporate Governance, Fraud, Internal Audit, Sarbanes-Oxley Act
Education
University of Michigan Law School 1983 — 1986
J.D.
University of Wisconsin-Madison 1978 — 1981
Bachelor of Arts (B.A.), Economics
Rafael Recalde's US Securities and Exchange Commission Experience 2006 - 2006
Job President at Recalde Law Firm, P.A.
Industry Law Practice
Experience
Recalde Law Firm, P.A. 2008 - Present
Citi 2007 - 2007
U.S. Securities and Exchange Commission 2006 - 2006
Skills
Litigation, Contract Negotiation, Mergers & Acquisitions, Civil Litigation, Commercial Litigation, Real Estate, Legal Research, Public Speaking, Mediation, Corporate Law, Strategic Planning, Negotiation, Legal Writing, Intellectual Property, Estate Planning
Education
University of Miami School of Law 2005 — 2008
Doctor of Law (JD)
University of Florida 2000 — 2004
Bachelor of Arts (B.A.), Economics and Political Science (dual major)
Recalde Law Firm, P.A. 2008 - Present
Citi 2007 - 2007
U.S. Securities and Exchange Commission 2006 - 2006
Skills
Litigation, Contract Negotiation, Mergers & Acquisitions, Civil Litigation, Commercial Litigation, Real Estate, Legal Research, Public Speaking, Mediation, Corporate Law, Strategic Planning, Negotiation, Legal Writing, Intellectual Property, Estate Planning
Education
University of Miami School of Law 2005 — 2008
Doctor of Law (JD)
University of Florida 2000 — 2004
Bachelor of Arts (B.A.), Economics and Political Science (dual major)
Benjamin Feis's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Summer Analyst at Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs May 2015 - August 2015
The Wharton School March 2014 - April 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Kirkland & Ellis LLP May 2013 - August 2013
Education
University of Pennsylvania 2012 — 2016
Bachelor of Arts (B.A.)
New Trier Township High School 2008 — 2012
Goldman Sachs May 2015 - August 2015
The Wharton School March 2014 - April 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Kirkland & Ellis LLP May 2013 - August 2013
Education
University of Pennsylvania 2012 — 2016
Bachelor of Arts (B.A.)
New Trier Township High School 2008 — 2012
Kendall Verbeek Kendall Verbeek's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Postgraduate Technical Assistant at Financial Accounting Standards Board (FASB)
Industry Accounting
Experience
Financial Accounting Standards Board (FASB) July 2015 - Present
U.S. Securities and Exchange Commission January 2014 - April 2014
Deloitte June 2013 - August 2013
Beaumont Health System May 2012 - August 2012
Cafe 220 June 2011 - August 2011
Academic Director for Integrative Learning, Melissa Peet October 2010 - November 2010
Detroit Country Day School Soccer Academy June 2005 - July 2010
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Economics, Healthcare, Teamwork, Accounting, Access, Data Analysis, Event Planning, Finance, Microsoft Office, Outlook, Public Speaking, Social Media
Education
University of Michigan - Stephen M. Ross School of Business 2010 — 2014
Bachelor of Business Administration (BBA)
Detroit Country Day School 2007 — 2010
Financial Accounting Standards Board (FASB) July 2015 - Present
U.S. Securities and Exchange Commission January 2014 - April 2014
Deloitte June 2013 - August 2013
Beaumont Health System May 2012 - August 2012
Cafe 220 June 2011 - August 2011
Academic Director for Integrative Learning, Melissa Peet October 2010 - November 2010
Detroit Country Day School Soccer Academy June 2005 - July 2010
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Economics, Healthcare, Teamwork, Accounting, Access, Data Analysis, Event Planning, Finance, Microsoft Office, Outlook, Public Speaking, Social Media
Education
University of Michigan - Stephen M. Ross School of Business 2010 — 2014
Bachelor of Business Administration (BBA)
Detroit Country Day School 2007 — 2010
Troy Jenkins Troy Jenkins's US Securities and Exchange Commission Experience August 2015 - Present
Job Legal Honors Intern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Booz Allen Hamilton May 2015 - August 2015
Chevron July 2015 - July 2015
ACE Group May 2014 - August 2014
CFA Institute February 2012 - August 2013
CFA Institute June 2011 - January 2012
CFA Institute June 2009 - May 2011
Skills
Leadership, Legal Research, Finance, Event Management, Logistics, Analysis, Relationship Management, Event Planning, Legal Writing, Microsoft Word, Social Media, Public Speaking, Microsoft Office, Conference Coordination
Education
University of Richmond School of Law 2014 — 2016
Juris Doctor (J.D.), Corporate Law
Drexel University School of Law 2013 — 2014
Juris Doctor (J.D.)
University of Virginia 2005 — 2009
Bachelor of Arts (BA), Government and American Politics, History
U.S. Securities and Exchange Commission August 2015 - Present
Booz Allen Hamilton May 2015 - August 2015
Chevron July 2015 - July 2015
ACE Group May 2014 - August 2014
CFA Institute February 2012 - August 2013
CFA Institute June 2011 - January 2012
CFA Institute June 2009 - May 2011
Skills
Leadership, Legal Research, Finance, Event Management, Logistics, Analysis, Relationship Management, Event Planning, Legal Writing, Microsoft Word, Social Media, Public Speaking, Microsoft Office, Conference Coordination
Education
University of Richmond School of Law 2014 — 2016
Juris Doctor (J.D.), Corporate Law
Drexel University School of Law 2013 — 2014
Juris Doctor (J.D.)
University of Virginia 2005 — 2009
Bachelor of Arts (BA), Government and American Politics, History
Greg Hillson Greg Hillson's US Securities and Exchange Commission Experience 2015 - Present
Job Attorney, Division of Enforcement at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission 2015 - Present
Williams & Connolly LLP 2010 - 2015
Williams & Connolly LLP May 2009 - August 2009
Vinson and Elkins May 2008 - August 2008
Booz & Company 2006 - 2007
United States Navy 2000 - 2005
Okazaki Institute July 1999 - July 2000
Central Intelligence Agency 1996 - 1999
Education
University of Virginia School of Law
JD, Law
University of Pennsylvania - The Wharton School
MBA, Finance, Strategic Management
University of Michigan
BA, Economics, Political Science
U.S. Securities and Exchange Commission 2015 - Present
Williams & Connolly LLP 2010 - 2015
Williams & Connolly LLP May 2009 - August 2009
Vinson and Elkins May 2008 - August 2008
Booz & Company 2006 - 2007
United States Navy 2000 - 2005
Okazaki Institute July 1999 - July 2000
Central Intelligence Agency 1996 - 1999
Education
University of Virginia School of Law
JD, Law
University of Pennsylvania - The Wharton School
MBA, Finance, Strategic Management
University of Michigan
BA, Economics, Political Science
Richard Ponce's US Securities and Exchange Commission Experience July 1991 - November 1999
Job Regional Compliance Officer at Centaurus Financial®
Industry Financial Services
Experience
Centaurus Financial® September 2010 - Present
Ponce Income Tax January 1976 - Present
National Credit Union Administration June 2009 - June 2010
Save N Sell Realty 2006 - 2009
Advisors and Brokers Regulatory Services 2008 - 2008
American Express Financial Advisors 2000 - 2002
U.S. Securities and Exchange Commission July 1991 - November 1999
National Association of Securities Dealers, Inc. February 1988 - July 1991
Skills
Securities, Mutual Funds, Retirement Planning, FINRA, Financial Services, Series 7, Investment Advisory, Investments, Series 24, Tax, Risk Management, Insurance, Fixed Annuities, Accounting, Financial Planners, Finance, Fixed Income, Equities, Trading, Life Insurance, Investment Strategies, Alternative Investments, AML, Wealth Management, Hedge Funds, Estate Planning, Series 63, Portfolio Management, Asset Management, Asset Allocation, Retirement, Small Business, Financial Advisory
Education
University of Phoenix-Southern California Campus 1998 — 2001
Master of Business Administration, Business, 3.82
California State University, Los Angeles 1984 — 1987
Bachelor of Science in Business Administration (BSBA), Finance, 2.9
John Marshall High School 1977 — 1980
High School Diploma, General Studies
Centaurus Financial® September 2010 - Present
Ponce Income Tax January 1976 - Present
National Credit Union Administration June 2009 - June 2010
Save N Sell Realty 2006 - 2009
Advisors and Brokers Regulatory Services 2008 - 2008
American Express Financial Advisors 2000 - 2002
U.S. Securities and Exchange Commission July 1991 - November 1999
National Association of Securities Dealers, Inc. February 1988 - July 1991
Skills
Securities, Mutual Funds, Retirement Planning, FINRA, Financial Services, Series 7, Investment Advisory, Investments, Series 24, Tax, Risk Management, Insurance, Fixed Annuities, Accounting, Financial Planners, Finance, Fixed Income, Equities, Trading, Life Insurance, Investment Strategies, Alternative Investments, AML, Wealth Management, Hedge Funds, Estate Planning, Series 63, Portfolio Management, Asset Management, Asset Allocation, Retirement, Small Business, Financial Advisory
Education
University of Phoenix-Southern California Campus 1998 — 2001
Master of Business Administration, Business, 3.82
California State University, Los Angeles 1984 — 1987
Bachelor of Science in Business Administration (BSBA), Finance, 2.9
John Marshall High School 1977 — 1980
High School Diploma, General Studies
Shannon Seiferth Shannon Seiferth's US Securities and Exchange Commission Experience May 2015 - July 2015
Job J.D. Candidate, University of Michigan Law School
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2015 - July 2015
Charles River Associates September 2013 - April 2014
Charles River Associates July 2012 - September 2013
Dance Marathon at the University of Michigan April 2011 - April 2012
Western Union May 2011 - August 2011
Brownstein Hyatt Farber Schreck May 2010 - June 2010
Colorado State Government May 2009 - August 2009
Education
University of Michigan Law School 2014 — 2016
Juris Doctor (J.D.)
University of Michigan 2008 — 2012
Bachelor of Arts (B.A.)
U.S. Securities and Exchange Commission May 2015 - July 2015
Charles River Associates September 2013 - April 2014
Charles River Associates July 2012 - September 2013
Dance Marathon at the University of Michigan April 2011 - April 2012
Western Union May 2011 - August 2011
Brownstein Hyatt Farber Schreck May 2010 - June 2010
Colorado State Government May 2009 - August 2009
Education
University of Michigan Law School 2014 — 2016
Juris Doctor (J.D.)
University of Michigan 2008 — 2012
Bachelor of Arts (B.A.)
Shu (Luke) Tang Shu (Luke) Tang's US Securities and Exchange Commission Experience September 2012 - May 2013
Job Entrepreneur
Industry Information Services
Experience
XInhua News Agency March 2014 - May 2014
U.S. Securities and Exchange Commission September 2012 - May 2013
Education
University of Miami 2009 — 2013
Bachelor, Accounting and Computer Information System
XInhua News Agency March 2014 - May 2014
U.S. Securities and Exchange Commission September 2012 - May 2013
Education
University of Miami 2009 — 2013
Bachelor, Accounting and Computer Information System
Kimberly Greer Kimberly Greer's US Securities and Exchange Commission Experience September 2012 - Present
Job Staff Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2012 - Present
California Department of Justice May 2012 - August 2012
Law Offices of Kimberly S. Greer November 2011 - April 2012
Morrison & Foerster LLP 2005 - 2011
Fish & Richardson P.C. 2003 - 2005
Brobeck, Phleger & Harrison 1995 - 2003
Skills
Litigation, Securities Litigation, Intellectual Property, Corporate Governance, General Business..., Compliance, SEC compliance, Regulatory Affairs, Licensing Agreements, Class Actions, Negotiating Contracts, Internal Investigations
Education
University of Michigan Law School 1993 — 1995
University of Michigan 1989 — 1993
BA, English
U.S. Securities and Exchange Commission September 2012 - Present
California Department of Justice May 2012 - August 2012
Law Offices of Kimberly S. Greer November 2011 - April 2012
Morrison & Foerster LLP 2005 - 2011
Fish & Richardson P.C. 2003 - 2005
Brobeck, Phleger & Harrison 1995 - 2003
Skills
Litigation, Securities Litigation, Intellectual Property, Corporate Governance, General Business..., Compliance, SEC compliance, Regulatory Affairs, Licensing Agreements, Class Actions, Negotiating Contracts, Internal Investigations
Education
University of Michigan Law School 1993 — 1995
University of Michigan 1989 — 1993
BA, English
Daniel Alterbaum Daniel Alterbaum's US Securities and Exchange Commission Experience June 2010 - August 2010
Job Corporate Associate at Covington & Burling LLP
Industry Law Practice
Experience
Covington & Burling LLP November 2013 - Present
U.S. Court of Appeals for the Second Circuit September 2012 - September 2013
Covington & Burling LLP May 2011 - August 2011
U.S. Securities and Exchange Commission June 2010 - August 2010
American Jewish Committee May 2009 - August 2009
McKinsey & Company September 2007 - May 2009
Citi Private Bank June 2006 - August 2006
The Beanstalk Group June 2005 - August 2005
Skills
Private Equity, Due Diligence, Financial Modeling, Corporate Finance, Business Strategy, Management Consulting, Research, Mergers, Strategy, Non-profits, Economics, Mergers & Acquisitions, Public Policy, Corporate Law, Investments, Finance, Strategic Planning, Legal Writing, Legal Research, Securities Regulation, Intellectual Property, Nonprofits
Education
Yale Law School 2009 — 2012
Doctor of Law (J.D.)
Yale University - Yale School of Management 2010 — 2012
Master of Business Administration (M.B.A.)
University of Pennsylvania - The Wharton School 2003 — 2007
Bachelor of Science (B.S.), Economics
Great Neck South Senior High School 1999 — 2003
Covington & Burling LLP November 2013 - Present
U.S. Court of Appeals for the Second Circuit September 2012 - September 2013
Covington & Burling LLP May 2011 - August 2011
U.S. Securities and Exchange Commission June 2010 - August 2010
American Jewish Committee May 2009 - August 2009
McKinsey & Company September 2007 - May 2009
Citi Private Bank June 2006 - August 2006
The Beanstalk Group June 2005 - August 2005
Skills
Private Equity, Due Diligence, Financial Modeling, Corporate Finance, Business Strategy, Management Consulting, Research, Mergers, Strategy, Non-profits, Economics, Mergers & Acquisitions, Public Policy, Corporate Law, Investments, Finance, Strategic Planning, Legal Writing, Legal Research, Securities Regulation, Intellectual Property, Nonprofits
Education
Yale Law School 2009 — 2012
Doctor of Law (J.D.)
Yale University - Yale School of Management 2010 — 2012
Master of Business Administration (M.B.A.)
University of Pennsylvania - The Wharton School 2003 — 2007
Bachelor of Science (B.S.), Economics
Great Neck South Senior High School 1999 — 2003
Reed Schuster's US Securities and Exchange Commission Experience June 2010 - August 2010
Job Associate at Shearman & Sterling LLP
Industry Law Practice
Experience
Bank of America Merrill Lynch September 2015 - Present
Shearman & Sterling LLP January 2014 - Present
Faegre Baker Daniels LLP September 2011 - December 2013
U.S. Securities and Exchange Commission June 2010 - August 2010
Schopf & Weiss LLP November 2007 - August 2008
U.S. Department of Justice - Tax Division August 2006 - November 2007
Education
University of Minnesota Law School 2008 — 2011
J.D.
University of Wisconsin-Madison 2003 — 2006
Bachelor's degree, Political Science and Government
Bank of America Merrill Lynch September 2015 - Present
Shearman & Sterling LLP January 2014 - Present
Faegre Baker Daniels LLP September 2011 - December 2013
U.S. Securities and Exchange Commission June 2010 - August 2010
Schopf & Weiss LLP November 2007 - August 2008
U.S. Department of Justice - Tax Division August 2006 - November 2007
Education
University of Minnesota Law School 2008 — 2011
J.D.
University of Wisconsin-Madison 2003 — 2006
Bachelor's degree, Political Science and Government
Lawrence Crane-Moscowitz Lawrence Crane-Moscowitz's US Securities and Exchange Commission Experience May 2014 - July 2014
Job Summer Associate at White & Case LLP
Industry Information Services
Experience
White & Case LLP May 2015 - Present
U.S. Securities and Exchange Commission May 2014 - July 2014
Goldman Sachs June 2009 - June 2013
Bodleian Group December 2008 - January 2009
New Sector Alliance May 2008 - August 2008
Philadelphia Museum of Art October 2007 - December 2007
Citigroup SmithBarney June 2007 - August 2007
Skills
Risk Management, Operational Planning, Process Control, Process Improvement, Internal Controls, Market Research, Business Strategy, Web Analytics, Statistics, Marketing Strategy, Financial Modeling, Investments, Valuation, Finance, Management
Education
Vanderbilt University Law School 2013 — 2016
Doctor of Law (J.D.) (Anticipated)
University of Pennsylvania - The Wharton School 2006 — 2010
Bachelors of Science, Economics, Operations and Management Concentrations
White & Case LLP May 2015 - Present
U.S. Securities and Exchange Commission May 2014 - July 2014
Goldman Sachs June 2009 - June 2013
Bodleian Group December 2008 - January 2009
New Sector Alliance May 2008 - August 2008
Philadelphia Museum of Art October 2007 - December 2007
Citigroup SmithBarney June 2007 - August 2007
Skills
Risk Management, Operational Planning, Process Control, Process Improvement, Internal Controls, Market Research, Business Strategy, Web Analytics, Statistics, Marketing Strategy, Financial Modeling, Investments, Valuation, Finance, Management
Education
Vanderbilt University Law School 2013 — 2016
Doctor of Law (J.D.) (Anticipated)
University of Pennsylvania - The Wharton School 2006 — 2010
Bachelors of Science, Economics, Operations and Management Concentrations
Paul Leder Paul Leder's US Securities and Exchange Commission Experience February 2014 - Present
Job Director, Office of International Affairs at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission February 2014 - Present
Richards Kibbe & Orbe LLP July 1999 - February 2014
US Securities and Exchange Commission 1993 - 1999
US Securities and Exchange Commission 1987 - 1990
Public Defender Service for the District of Columbia 1981 - 1987
Skills
Securities Regulation, Corporate Governance, Internal Investigations, Securities Litigation, Criminal Law, International Law, Administrative Law, Trial Practice, Legal Compliance, Courts, Criminal Defense, Litigation, Sexual Identity, Class Actions, White Collar Criminal..., Commercial Litigation, Fraud
Education
University of Michigan Law School 1978 — 1981
University of Michigan 1975 — 1978
B.A., History
U.S. Securities and Exchange Commission February 2014 - Present
Richards Kibbe & Orbe LLP July 1999 - February 2014
US Securities and Exchange Commission 1993 - 1999
US Securities and Exchange Commission 1987 - 1990
Public Defender Service for the District of Columbia 1981 - 1987
Skills
Securities Regulation, Corporate Governance, Internal Investigations, Securities Litigation, Criminal Law, International Law, Administrative Law, Trial Practice, Legal Compliance, Courts, Criminal Defense, Litigation, Sexual Identity, Class Actions, White Collar Criminal..., Commercial Litigation, Fraud
Education
University of Michigan Law School 1978 — 1981
University of Michigan 1975 — 1978
B.A., History
Ravi Mahesh's US Securities and Exchange Commission Experience May 2014 - July 2014
Job Associate at Sullivan & Cromwell LLP
Industry Law Practice
Experience
Sullivan & Cromwell LLP September 2015 - Present
U.S. Securities and Exchange Commission May 2014 - July 2014
Disability Rights California June 2013 - August 2013
Skills
Legal Research, Legal Writing, Research
Education
University of Southern California Gould School of Law 2012 — 2015
Doctor of Law (JD)
University of Southern California 2008 — 2012
Bachelor of Arts (BA), Economics & Political Science
Sullivan & Cromwell LLP September 2015 - Present
U.S. Securities and Exchange Commission May 2014 - July 2014
Disability Rights California June 2013 - August 2013
Skills
Legal Research, Legal Writing, Research
Education
University of Southern California Gould School of Law 2012 — 2015
Doctor of Law (JD)
University of Southern California 2008 — 2012
Bachelor of Arts (BA), Economics & Political Science
Scott Taub's US Securities and Exchange Commission Experience 2002 - 2007
Job
Industry Accounting
Experience
Financial Reporting Advisors, LLC January 2007 - Present
Securities and Exchange Commission November 2006 - August 2007
U.S. Securities and Exchange Commission 2002 - 2007
Arthur Andersen July 1990 - July 2002
Skills
SEC filings, SEC, US GAAP, Financial Reporting, Accounting, Sarbanes-Oxley Act, Auditing, Internal Controls, GAAP, IFRS, Revenue Recognition, Forensic Accounting, CPA, FASB, Corporate Governance, Financial Analysis, Due Diligence, SEC Filings, Consolidation, Financial Accounting, Assurance, Mergers & Acquisitions, Sarbanes-Oxley, External Audit, Internal Audit, Finance, IPO, Big 4
Education
University of Michigan 1986 — 1990
B.A., Economics
Financial Reporting Advisors, LLC January 2007 - Present
Securities and Exchange Commission November 2006 - August 2007
U.S. Securities and Exchange Commission 2002 - 2007
Arthur Andersen July 1990 - July 2002
Skills
SEC filings, SEC, US GAAP, Financial Reporting, Accounting, Sarbanes-Oxley Act, Auditing, Internal Controls, GAAP, IFRS, Revenue Recognition, Forensic Accounting, CPA, FASB, Corporate Governance, Financial Analysis, Due Diligence, SEC Filings, Consolidation, Financial Accounting, Assurance, Mergers & Acquisitions, Sarbanes-Oxley, External Audit, Internal Audit, Finance, IPO, Big 4
Education
University of Michigan 1986 — 1990
B.A., Economics
Keefe Bernstein's US Securities and Exchange Commission Experience June 2014 - Present
Job Attorney, Division of Enforcement at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission June 2014 - Present
Akin Gump Strauss Hauer & Feld LLP March 2003 - June 2014
Vinson & Elkins September 1998 - March 2003
Skills
Commercial Litigation, Civil Litigation, Trade Secrets, Litigation, Mergers & Acquisitions, Due Diligence, Appeals, Corporate Law, Securities Regulation, Patent Litigation, Class Actions, Intellectual Property, Arbitration, Employment Law
Education
University of Virginia School of Law 1995 — 1998
Doctor of Law (JD), Law
University of North Carolina at Chapel Hill 1991 — 1995
Bachelor of Arts (B.A.), Political Science and Government
West Charlotte High School 1988 — 1991
U.S. Securities and Exchange Commission June 2014 - Present
Akin Gump Strauss Hauer & Feld LLP March 2003 - June 2014
Vinson & Elkins September 1998 - March 2003
Skills
Commercial Litigation, Civil Litigation, Trade Secrets, Litigation, Mergers & Acquisitions, Due Diligence, Appeals, Corporate Law, Securities Regulation, Patent Litigation, Class Actions, Intellectual Property, Arbitration, Employment Law
Education
University of Virginia School of Law 1995 — 1998
Doctor of Law (JD), Law
University of North Carolina at Chapel Hill 1991 — 1995
Bachelor of Arts (B.A.), Political Science and Government
West Charlotte High School 1988 — 1991
Trevor Donelan's US Securities and Exchange Commission Experience September 2014 - Present
Job Enforcement Accountant at U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission September 2014 - Present
StoneTurn Group LLP March 2007 - September 2014
Deloitte & Touche LLP June 2002 - March 2007
Deloitte Financial Advisory Services LLP 2002 - 2007
Deloitte FAS 2002 - 2007
Arthur Andersen LLP 1999 - 2002
Skills
Certified Fraud Examiner, Forensic Accounting, Dispute Resolution, Accounting, Audit, Revenue Recognition, FCPA, Auditing, Investigations, GAAP, Fraud Investigations, Litigation Consulting, Financial Analysis, Litigation Support, Valuation, Fraud, CPA
Education
University of Richmond 1996 — 2000
Bachelor of Science, Accounting and Business/Management
University of Richmond - Robins School of Business 1996 — 2000
Bachelor of Science (B.S.), Accounting and Business/Management
Boston College High School 1991 — 1996
U.S. Securities and Exchange Commission September 2014 - Present
StoneTurn Group LLP March 2007 - September 2014
Deloitte & Touche LLP June 2002 - March 2007
Deloitte Financial Advisory Services LLP 2002 - 2007
Deloitte FAS 2002 - 2007
Arthur Andersen LLP 1999 - 2002
Skills
Certified Fraud Examiner, Forensic Accounting, Dispute Resolution, Accounting, Audit, Revenue Recognition, FCPA, Auditing, Investigations, GAAP, Fraud Investigations, Litigation Consulting, Financial Analysis, Litigation Support, Valuation, Fraud, CPA
Education
University of Richmond 1996 — 2000
Bachelor of Science, Accounting and Business/Management
University of Richmond - Robins School of Business 1996 — 2000
Bachelor of Science (B.S.), Accounting and Business/Management
Boston College High School 1991 — 1996
Michael J. Rivera's US Securities and Exchange Commission Experience September 1991 - February 1993
Job Partner at Venable LLP
Industry Law Practice
Experience
Venable LLP April 2013 - Present
Special Inspector General for Troubled Asset Relief Program August 2010 - April 2013
Fried, Frank, Harris, Shriver & Jacobson LLP February 1993 - July 2010
U.S. SECURITIES AND EXCHANGE COMMISSION September 1991 - February 1993
Skills
Internal Investigations, Securities, Government..., Compliance, Fraud, Criminal Investigations, Government Liason, Corporate Counseling, Enforcement, White Collar, FCPA, White Collar Criminal..., Securities Law, Corporate Governance, Investigations, Securities Regulation
Education
University of Pennsylvania Law School 1988 — 1991
J.D., Law
Saint John's University 1985 — 1988
B.S., Criminal Justice
St. Francis Prep High School 1980 — 1984
Venable LLP April 2013 - Present
Special Inspector General for Troubled Asset Relief Program August 2010 - April 2013
Fried, Frank, Harris, Shriver & Jacobson LLP February 1993 - July 2010
U.S. SECURITIES AND EXCHANGE COMMISSION September 1991 - February 1993
Skills
Internal Investigations, Securities, Government..., Compliance, Fraud, Criminal Investigations, Government Liason, Corporate Counseling, Enforcement, White Collar, FCPA, White Collar Criminal..., Securities Law, Corporate Governance, Investigations, Securities Regulation
Education
University of Pennsylvania Law School 1988 — 1991
J.D., Law
Saint John's University 1985 — 1988
B.S., Criminal Justice
St. Francis Prep High School 1980 — 1984
Nicole Maddrey's US Securities and Exchange Commission Experience September 1996 - November 2001
Job General Counsel at Graham Holdings Company
Industry Law Practice
Experience
Graham Holdings Company April 2015 - Present
Graham Holdings Company August 2007 - March 2015
U.S. Securities and Exchange Commission September 1996 - November 2001
Miles & Stockbridge P.C. September 1992 - June 1996
Skills
Corporate Law, Intellectual Property, Negotiation, Corporate Governance, Privacy Law, Licensing, Litigation
Education
University of Maryland Francis King Carey School of Law 1989 — 1992
Doctor of Law (J.D.)
University of Pennsylvania 1982 — 1986
Bachelor's degree, Communications
Graham Holdings Company April 2015 - Present
Graham Holdings Company August 2007 - March 2015
U.S. Securities and Exchange Commission September 1996 - November 2001
Miles & Stockbridge P.C. September 1992 - June 1996
Skills
Corporate Law, Intellectual Property, Negotiation, Corporate Governance, Privacy Law, Licensing, Litigation
Education
University of Maryland Francis King Carey School of Law 1989 — 1992
Doctor of Law (J.D.)
University of Pennsylvania 1982 — 1986
Bachelor's degree, Communications
Brian Kindelan's US Securities and Exchange Commission Experience 1986 - 1990
Job Managing Director at BlackRock, Inc.
Industry Investment Management
Experience
BlackRock, Inc. 1998 - Present
PNC Bank, N.A. 1995 - 1998
Stradley, Ronon, Stevens & Young 1990 - 1995
U.S. Securities and Exchange Commission 1986 - 1990
Skills
Fixed Income, Hedge Funds, Mutual Funds, Alternative Investments, Asset Managment, Equities, Securities Regulation, Asset Management, Investments, Project Management, Mergers & Acquisitions, Compliance, Capital Markets, Series 7, ETFs, Securities, Due Diligence
Education
University of Florida College of Law 1981 — 1984
Juris Doctor
University of Notre Dame 1977 — 1981
Bachelor of Business Administration (BBA), Finance
BlackRock, Inc. 1998 - Present
PNC Bank, N.A. 1995 - 1998
Stradley, Ronon, Stevens & Young 1990 - 1995
U.S. Securities and Exchange Commission 1986 - 1990
Skills
Fixed Income, Hedge Funds, Mutual Funds, Alternative Investments, Asset Managment, Equities, Securities Regulation, Asset Management, Investments, Project Management, Mergers & Acquisitions, Compliance, Capital Markets, Series 7, ETFs, Securities, Due Diligence
Education
University of Florida College of Law 1981 — 1984
Juris Doctor
University of Notre Dame 1977 — 1981
Bachelor of Business Administration (BBA), Finance
Andrew Schiff's US Securities and Exchange Commission Experience October 2014 - Present
Job Regional Trial Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission October 2014 - Present
US Securities and Exchange Commission July 2013 - September 2014
United States Attorney's Office November 2004 - July 2013
United States Attorney's Office, District of New Jersey 1990 - 2002
Skills
Litigation, Appeals, Criminal Law, Civil Litigation, Commercial Litigation, Trial Practice, Legal Research, Courts, Trials, Legal Writing
Education
University of Michigan Law School 1982 — 1985
Doctor of Law (JD)
University of Pennsylvania 1978 — 1982
B.S., Business
U.S. Securities and Exchange Commission October 2014 - Present
US Securities and Exchange Commission July 2013 - September 2014
United States Attorney's Office November 2004 - July 2013
United States Attorney's Office, District of New Jersey 1990 - 2002
Skills
Litigation, Appeals, Criminal Law, Civil Litigation, Commercial Litigation, Trial Practice, Legal Research, Courts, Trials, Legal Writing
Education
University of Michigan Law School 1982 — 1985
Doctor of Law (JD)
University of Pennsylvania 1978 — 1982
B.S., Business
F. Colby Roberts's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Law Clerk at Waters & Kraus LLP
Industry Law Practice
Experience
Themis Bar Review January 2014 - Present
Waters & Kraus LLP May 2015 - July 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Federal Trade Commission August 2014 - December 2014
Texas Office of The Inspector General June 2014 - August 2014
Joe's Craft BeerOxford August 2012 - June 2013
Skills
Legal Research, Hearings, Westlaw, Research, Public Speaking
Education
University of Mississippi 2009 — 2013
Bachelor of Arts (B.A.), Classics and Classical Languages, Literatures, and Linguistics and economics
SMU Dedman School of Law
Juris Doctorate
Themis Bar Review January 2014 - Present
Waters & Kraus LLP May 2015 - July 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Federal Trade Commission August 2014 - December 2014
Texas Office of The Inspector General June 2014 - August 2014
Joe's Craft BeerOxford August 2012 - June 2013
Skills
Legal Research, Hearings, Westlaw, Research, Public Speaking
Education
University of Mississippi 2009 — 2013
Bachelor of Arts (B.A.), Classics and Classical Languages, Literatures, and Linguistics and economics
SMU Dedman School of Law
Juris Doctorate
Martha Haines's US Securities and Exchange Commission Experience August 1999 - July 2011
Job Public Finance and Securities Lawyer
Industry Law Practice
Experience
Indiana University Maurer School of Law August 2013 - Present
Financial Industry Regulatory Authority 2013 - Present
Georgetown University Law Center September 2010 - June 2012
U.S. Securities and Exchange Commission August 1999 - July 2011
Barnes and Thornburg January 1997 - June 1999
Altheimer and Gray January 1986 - January 1997
Chapman and Cutler January 1978 - January 1986
Skills
Securities, Securities Regulation, Capital Markets, Municipal Bonds, Expert Witness, Fixed Income, FINRA, Financial Regulation, Valuation, Public Finance, Municipalities, Regulations, Bonds, Government, Policy, Mergers & Acquisitions, Private Equity, Structured Finance, Legislation, Legal Compliance
Education
University of Michigan Law School 1974 — 1977
J.D., Law
Wayne State University 1970 — 1974
B.A., History
Indiana University Maurer School of Law August 2013 - Present
Financial Industry Regulatory Authority 2013 - Present
Georgetown University Law Center September 2010 - June 2012
U.S. Securities and Exchange Commission August 1999 - July 2011
Barnes and Thornburg January 1997 - June 1999
Altheimer and Gray January 1986 - January 1997
Chapman and Cutler January 1978 - January 1986
Skills
Securities, Securities Regulation, Capital Markets, Municipal Bonds, Expert Witness, Fixed Income, FINRA, Financial Regulation, Valuation, Public Finance, Municipalities, Regulations, Bonds, Government, Policy, Mergers & Acquisitions, Private Equity, Structured Finance, Legislation, Legal Compliance
Education
University of Michigan Law School 1974 — 1977
J.D., Law
Wayne State University 1970 — 1974
B.A., History
Sherry Hicks's US Securities and Exchange Commission Experience May 2014 - October 2014
Job IT Business Analyst at National Science Foundation
Industry Information Technology and Services
Experience
National Science Foundation December 2014 - March 2015
U.S. Securities and Exchange Commission May 2014 - October 2014
National Science Foundation February 2013 - May 2014
USPTO March 2012 - January 2013
Lockheed Martin April 2011 - March 2012
U.S. Coast Guard October 2008 - March 2011
Accenture May 2007 - October 2008
STG International, Inc. January 2007 - April 2007
Elizabeth Glaser Pediatric AIDS Foundation October 2006 - December 2006
Smithsonian Institution September 2000 - October 2006
Skills
Human Resources, Analysis, Customer Service, Microsoft Office, SharePoint, New Hire Orientations, Personnel Security, Business Analysis, Business Process, Program Implementation, Payroll Applications, HRIS Database Management, Training and Development
Education
University of Maryland University College 2010 — 2014
Bachelor's Degree, Management Information Systems, General
National Science Foundation December 2014 - March 2015
U.S. Securities and Exchange Commission May 2014 - October 2014
National Science Foundation February 2013 - May 2014
USPTO March 2012 - January 2013
Lockheed Martin April 2011 - March 2012
U.S. Coast Guard October 2008 - March 2011
Accenture May 2007 - October 2008
STG International, Inc. January 2007 - April 2007
Elizabeth Glaser Pediatric AIDS Foundation October 2006 - December 2006
Smithsonian Institution September 2000 - October 2006
Skills
Human Resources, Analysis, Customer Service, Microsoft Office, SharePoint, New Hire Orientations, Personnel Security, Business Analysis, Business Process, Program Implementation, Payroll Applications, HRIS Database Management, Training and Development
Education
University of Maryland University College 2010 — 2014
Bachelor's Degree, Management Information Systems, General
Colleen Lynch's US Securities and Exchange Commission Experience July 2003 - March 2013
Job General Counsel at Coatue Management
Industry Law Practice
Experience
Coatue Management March 2013 - Present
U.S. Securities and Exchange Commission July 2003 - March 2013
Wolf Block January 2001 - July 2003
Reed Smith LLP September 1998 - December 2000
Education
University of Pittsburgh School of Law 1995 — 1998
Juris Doctor
University of Pennsylvania 1990 — 1994
Bachelor of Arts, Diplomatic History
McDevitt
Coatue Management March 2013 - Present
U.S. Securities and Exchange Commission July 2003 - March 2013
Wolf Block January 2001 - July 2003
Reed Smith LLP September 1998 - December 2000
Education
University of Pittsburgh School of Law 1995 — 1998
Juris Doctor
University of Pennsylvania 1990 — 1994
Bachelor of Arts, Diplomatic History
McDevitt
Kevin Trolaro's US Securities and Exchange Commission Experience June 1996 - March 1999
Job Assistant Controller at Ascena Retail Group, Inc.
Industry Retail
Experience
Ascena Retail Group, Inc. April 2013 - Present
Time Inc. October 2001 - February 2012
Time Warner Inc. March 1999 - September 2001
U.S. Securities and Exchange Commission June 1996 - March 1999
KPMG August 1992 - June 1995
Skills
CPA, Knowledge of US GAAP..., Micro, Budgeting, Financial Analysis, Business Process..., Publishing, Mergers, Accounting, GAAP, Budgets, SEC, US GAAP, Consolidation, Financial Reporting, Corporate Finance, Management, Forecasting, SEC filings, Financial Statements, PeopleSoft, Microsoft Excel, Sarbanes-Oxley Act, Auditing, Finance, Mergers & Acquisitions, Digital Media, Due Diligence, Internal Audit
Education
UNIVERSITY OF NOTRE DAME, Notre 1995 — 1996
Master, Business Administration; Finance
University of Notre Dame 1995 — 1996
Master of Business Administration (MBA), Finance, 3.85
Virginia Polytechnic Institute and State University 1988 — 1992
Bachelor of Science, Accounting
Virginia Polytechnic Institute and State University - Pamplin College of Business 1988 — 1992
Bachelor of Science (BS), Accounting
Ascena Retail Group, Inc. April 2013 - Present
Time Inc. October 2001 - February 2012
Time Warner Inc. March 1999 - September 2001
U.S. Securities and Exchange Commission June 1996 - March 1999
KPMG August 1992 - June 1995
Skills
CPA, Knowledge of US GAAP..., Micro, Budgeting, Financial Analysis, Business Process..., Publishing, Mergers, Accounting, GAAP, Budgets, SEC, US GAAP, Consolidation, Financial Reporting, Corporate Finance, Management, Forecasting, SEC filings, Financial Statements, PeopleSoft, Microsoft Excel, Sarbanes-Oxley Act, Auditing, Finance, Mergers & Acquisitions, Digital Media, Due Diligence, Internal Audit
Education
UNIVERSITY OF NOTRE DAME, Notre 1995 — 1996
Master, Business Administration; Finance
University of Notre Dame 1995 — 1996
Master of Business Administration (MBA), Finance, 3.85
Virginia Polytechnic Institute and State University 1988 — 1992
Bachelor of Science, Accounting
Virginia Polytechnic Institute and State University - Pamplin College of Business 1988 — 1992
Bachelor of Science (BS), Accounting
Michael J. Rinaldi's US Securities and Exchange Commission Experience October 2010 - Present
Job Senior Trial Counsel at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission October 2010 - Present
Wallingford-Swarthmore School District December 2007 - December 2011
Drinker Biddle & Reath LLP August 2005 - October 2010
Arnold & Porter September 2003 - July 2005
State of Delaware August 2002 - August 2003
Education
University of Pennsylvania 1999 — 2002
Juris Doctor (J.D.)
Villanova University 1995 — 1999
Bachelor's Degree
U.S. Securities and Exchange Commission October 2010 - Present
Wallingford-Swarthmore School District December 2007 - December 2011
Drinker Biddle & Reath LLP August 2005 - October 2010
Arnold & Porter September 2003 - July 2005
State of Delaware August 2002 - August 2003
Education
University of Pennsylvania 1999 — 2002
Juris Doctor (J.D.)
Villanova University 1995 — 1999
Bachelor's Degree
Brandy G's US Securities and Exchange Commission Experience April 2012 - February 2013
Job MEP, MCP, Continuity of Operations Specialist, seeking employment opportunity in VA Beach area
Industry Government Administration
Experience
FEMA February 2013 - Present
U.S. Securities and Exchange Commission April 2012 - February 2013
EyeIT in support of OSD CIO April 2010 - April 2012
L-3 National Security Solutions - In Support of the Office of Naval Intelligence (ONI) May 2009 - April 2010
Alutiiq, LLC - In support of USCIS June 2007 - May 2009
United States Air Force May 2001 - May 2007
Skills
Continuity of Operations, Business Continuity..., Emergency Management, Training & Development, Exercise Design, Security Clearance, Physical Security, Law Enforcement, Homeland Security, Security, Exercises, DoD, Force Protection
Education
University of Maryland University College 2011 — 2015
Pursing BS, Emergency/Disaster Management
FEMA February 2013 - Present
U.S. Securities and Exchange Commission April 2012 - February 2013
EyeIT in support of OSD CIO April 2010 - April 2012
L-3 National Security Solutions - In Support of the Office of Naval Intelligence (ONI) May 2009 - April 2010
Alutiiq, LLC - In support of USCIS June 2007 - May 2009
United States Air Force May 2001 - May 2007
Skills
Continuity of Operations, Business Continuity..., Emergency Management, Training & Development, Exercise Design, Security Clearance, Physical Security, Law Enforcement, Homeland Security, Security, Exercises, DoD, Force Protection
Education
University of Maryland University College 2011 — 2015
Pursing BS, Emergency/Disaster Management
Department of Veterans Affairs
US Census Bureau
U.S. Department of Veterans Affairs
FDA
USAID
US Fish and Wildlife Service
TSA
Defense Logistics Agency