US Securities and Exchange Commission

Industry: Federal agency

Description

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Jurisdiction: United States of America Employees: 4,301 (2015) Headquarters: Washington, D.C., United States Founder: Franklin D. Roosevelt Founded: 6 June 1934

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US Securities and Exchange Commission Employees

Employee
Years
Job
Industry
Seth Litwack Seth Litwack Philadelphia, Pennsylvania Details
Seth Litwack's US Securities and Exchange Commission Experience August 2015 - Present
Job Legal Intern at U.S. Securities and Exchange Commission
Industry Higher Education
Experience
U.S. Securities and Exchange Commission   August 2015 - Present
Carey Financial, LLC, affiliate of W. P. Carey Inc.   May 2015 - Present
Financial Industry Regulatory Authority (FINRA)   September 2014 - April 2015
United States Bankruptcy Court, District of New Jersey, Honorable Rosemary Gambardella   May 2014 - August 2014
TheSummitChildren’sResidenceCenter   January 2008 - August 2013
Supreme Court Justice Lawrence Ecker   June 2010 - October 2010

Skills
Public Speaking, PowerPoint, Microsoft Excel, Microsoft Office, Securities Regulation, Legal Compliance, Legal Research, Microsoft Word, Leadership, Social Media, Photoshop, Research, Legal Writing, MySQL, Bitcoin, HTML, JavaScript, Twitter Bootstrap, Cryptocurrency, AngularJS, Node.js

Education
Temple University - James E. Beasley School of Law   2013 — 2016
Juris Doctor (J.D.), Banking, Corporate, Finance, and Securities Law

BinghamtonUniversity   2008 — 2012
Bachelor's Degree, PoliticalScience; EnvironmentalStudies, Law&Policy

AutonomousUniversityofBarcelona   2011 — 2011
Economics

John Kaleba John Kaleba Greater Boston Area Details
John Kaleba's US Securities and Exchange Commission Experience May 2012 - August 2014
Job Chief Compliance Officer at Matrix Capital Management LP
Industry Law Practice
Experience
Matrix Capital Management LP   August 2014 - Present
U.S. Securities and Exchange Commission   May 2012 - August 2014
U.S. Securities and Exchange Commission   March 2005 - April 2012
U.S. Department of Justice   September 1999 - March 2005

Skills
FCPA, Securities Regulation, Securities Litigation, White Collar Crime, White Collar Criminal..., Tax, Fraud, Corporate Governance, Litigation, Anti-corruption, SEC, Securities, Trials, Corporate Law, FINRA, Criminal Law

Education
Tulane University   1996 — 1999
JD, Cum Laude

SUNY Geneseo   1992 — 1996
Bachelor of Arts (B.A.), English

Oxford University
English Literature (British and Commonwealth)

Jonathan Haray Jonathan Haray Washington D.C. Metro Area Details
Jonathan Haray's US Securities and Exchange Commission Experience 2013 - 2014
Job Partner at DLA Piper
Industry Law Practice
Experience
DLA Piper  2014 - Present
U.S. Securities and Exchange Commission   2013 - 2014
U.S. Attorney's Office, Department of Justice   2012 - 2013
U.S. Attorney's Office, Department of Justice   2002 - September 2012
Wiggin and Dana LLP  1998 - 2001
U.S. Navy, JAG Corps   1994 - 1998

Skills
Fraud, Litigation, Criminal Law, White Collar Criminal..., Courts, Civil Litigation, Commercial Litigation, Internal Investigations, Securities Litigation, Securities Regulation, Trials, Administrative Law, Trial Practice, FCPA, Appeals

Education
Syracuse University College of Law   1991 — 1994
J.D., Law

University at Albany, SUNY   1988 — 1991
B.A., History, English

Jeremy Waldron Jeremy Waldron Washington D.C. Metro Area Details
Jeremy Waldron's US Securities and Exchange Commission Experience February 2015 - May 2015
Job Research Assistant at National Center for Smart Growth Research & Education
Industry Public Policy
Experience
National Center for Smart Growth Research & Education   August 2015 - Present
American Institutes for Research  January 2015 - Present
U.S. Securities and Exchange Commission   February 2015 - May 2015
PRM Consulting  October 2014 - December 2014
The Brookings Institution  January 2014 - June 2014
Ferguson Asset Management, Inc.   November 2013 - May 2014
The Institute of World Politics  June 2013 - August 2013
Sar-El   June 2012 - June 2012
Regional Integration Center   June 2010 - August 2010

Skills
Political Science, Research, Analysis, Highly personable, Leadership, Humor, Public Policy, Psychology, Statistics, Spanish, Teamwork, Teaching, Analytic Problem Solving, Creativity, Writing, Hebrew, Well-Rounded, SPSS, Microsoft Excel, International Relations, Middle Eastern Studies, International Security, Microsoft Office, Policy, Data Analysis, Foreign Policy, Domestic Politics, Policy Research, Economics, Policy Writing, Project Management, Information Security, Arabic, German, Homeland Security, Crisis Management, Editing, Social Media, Public Speaking, VBA, PowerPoint, Microsoft Word, Nonprofits, Politics

Education
University of Maryland College Park   2015 — 2017
Master of Public Policy, International Security, Economics, and Development

Tulane University   2012 — 2013
Bachelor of Science (B.S.) cum laude, Psychology, Music, Political Science

Graduate School USA   2014 — 2014
Microeconomics, Macroeconomics.

The Institute of World Politics
Audited: Terrorism and Counterterrorism, Cyber-Statescraft

Coursera
Individual Courses, Economics, International Affairs, Political Science, and Business.

Tel Aviv University   2012 — 2012
Cetificate, Arabic Intensive

Northern Valley Regional High School Demarest   2005 — 2009
High School Diploma

Kate Maher Kate Maher Washington, District Of Columbia Details
Kate Maher's US Securities and Exchange Commission Experience December 2014 - Present
Job Kalorama Partners LLC
Industry Law Practice
Experience
Kalorama Partners Llc   August 2015 - Present
U.S. Securities and Exchange Commission   December 2014 - Present
Morgan, Lewis & Bockius LLP   September 2014 - December 2014
U.S. Securities and Exchange Commission   January 2014 - April 2014
US Securities and Exchange Commission   May 2013 - August 2013
US Securities and Exchange Commission   January 2013 - May 2013
Financial Industry Regulatory Authority  August 2012 - November 2012
Financial Industry Regulatory Authority  May 2012 - August 2012
Morgan Stanley Smith Barney  September 2010 - August 2011

Skills
Series 7, Retirement Planning, Uniform Combined State..., Wealth Management, Asset Allocation, Investment Advisory, 401k Rollovers, Mutual Funds, Investment Strategies, Saving for Education, Strategic Financial..., Alternative Investments, Investments, Financial Advisory, Retirement, 529 Plans, IRAs, Estate Planning, Series 66

Education
Georgetown University Law Center   2014 — 2016
LL.M, Securities and Financial Regulation

The Catholic University of America, Columbus School of Law   2011 — 2014
J.D., Banking, Corporate, Finance, and Securities Law, cum laude

University of Wisconsin-Madison   2007 — 2009
Bachelor of Arts, Economics, Finance, Spanish

The Catholic University of America   2005 — 2007
International Business, Finance, Spanish

Kathryn Jacobson Kathryn Jacobson Washington D.C. Metro Area Details
Kathryn Jacobson's US Securities and Exchange Commission Experience January 2004 - Present
Job Senior Staff Accountant Corporation Finance at U.S. Securities Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission   January 2004 - Present
Creative Technology (a General Dynamics company)   2002 - 2004
Jefferson Wells  2000 - 2002
Information Systems Support (a CACI company)   1998 - 1999
CACI Technologies Inc. (formerly QuesTech Inc.)   1987 - 1998
CSC  1985 - 1987
MCI Corporation  1983 - 1985

Skills
Mergers & Acquisitions, Corporate Finance, Budgets, US GAAP, Consolidation, Revenue Recognition, IFRS, Accounting, SEC filings, Financial Reporting

Education
The George Washington University - School of Business
Master of Business Administration (MBA), Finance

The George Washington University - School of Business
Master of Accountancy

Steven LePorin Steven LePorin Greater New York City Area Details
Steven LePorin's US Securities and Exchange Commission Experience January 2013 - April 2013
Job Associate at Weil, Gotshal & Manges LLP
Industry Law Practice
Experience
Weil, Gotshal & Manges LLP   September 2014 - Present
United States District Court for the District Of Columbia  August 2013 - November 2013
Financial Industry Regulatory Authority  May 2013 - August 2013
U.S. Securities and Exchange Commission   January 2013 - April 2013
Arkin Solbakken LLP   May 2012 - August 2012

Skills
Westlaw, Legal Writing, Legal Research Skills, Legal Research, Securities Regulation, Networking, Legal Issues, Corporate Law, Civil Litigation, Bankruptcy, Corporate Finance, Public Policy, Trial Practice, Determination, Employee Loyalty

Education
The George Washington University Law School   2012 — 2014
Doctor of Law (JD), High Honors

Fordham University   2007 — 2011
Bachelor of Arts (B.A.), Political Science and Government

Stephen Blowers Stephen Blowers United States Details
Stephen Blowers's US Securities and Exchange Commission Experience June 1990 - June 1992
Job
Industry
Experience
EY  July 2013 - March 2014
EY  October 2009 - June 2013
EY  October 2006 - September 2009
EY  July 2005 - September 2007
EY  November 2002 - June 2005
EY  October 1998 - October 2002
EY  June 1992 - September 1998
U.S. Securities and Exchange Commission   June 1990 - June 1992

Skills
Accounting, Auditing, Financial Reporting, Sarbanes-Oxley Act, Internal Controls, SEC Filings, US GAAP, Financial Analysis, GAAP, Due Diligence, Assurance, Big 4, Leadership, Financial Accounting, Mergers & Acquisitions, Risk Management, CPA, External Audit

Education
The Ohio State University
Bachelor of Science (BS)

Kateryna Hnatenko Kateryna Hnatenko Greater Philadelphia Area Details
Kateryna Hnatenko's US Securities and Exchange Commission Experience January 2015 - March 2015
Job Customer Service Representative at Samuel Paley Library
Industry Law Practice
Experience
Philadelphia District Attorney's Office  April 2015 - July 2015
U.S. Securities and Exchange Commission   January 2015 - March 2015
Misconduct Tavern   May 2014 - August 2014
U.S. Department of Housing and Urban Development   May 2014 - July 2014
Abercrombie & Fitch  May 2013 - August 2013
Pulse Dance Studio   September 2010 - June 2012

Skills
Communication, PowerPoint, Organization, Public Speaking, Leadership, Microsoft Word, Microsoft Excel, Social Media, Social Networking, Event Planning, Microsoft Office, Customer Service, Facebook, Teamwork, Time Management, Subpoenas, Dispositions

Education
Temple University - Fox School of Business and Management   2012 — 2016
Bachelor of Business Administration (BBA), Legal Studies, General

Aaron Friedman Aaron Friedman Washington, District Of Columbia Details
Aaron Friedman's US Securities and Exchange Commission Experience January 2015 - May 2015
Job Incoming Associate at Wilmer Cutler Pickering Hale and Dorr LLP (beginning October 2016)
Industry Law Practice
Experience
Investment Company Institute  May 2015 - Present
U.S. Securities and Exchange Commission   January 2015 - May 2015
U.S. Securities and Exchange Commission   September 2014 - December 2014
The George Washington University Law School  September 2014 - November 2014
Cadwalader, Wickersham & Taft LLP   June 2014 - August 2014

Skills
Legal Research, Legal Writing, Westlaw, Commercial Litigation, Lexis, Mediation, Civil Litigation, Criminal Law, Trials, Litigation, Appeals, Courts, Motions

Education
The George Washington University Law School   2013 — 2016

University of California, San Diego   2011 — 2013
Bachelor of Arts (B.A.), Political Science and Government, 3.815

Tristan Chiappetti Tristan Chiappetti Washington D.C. Metro Area Details
Tristan Chiappetti's US Securities and Exchange Commission Experience 2014 - Present
Job Economist at U.S. Securities and Exchange Commission
Industry Public Policy
Experience
U.S. Securities and Exchange Commission   2014 - Present
U.S. Department of State   2013 - 2014
U.S. House of Representatives   2012 - 2013
Chickasaw Nation  2012 - 2012
GW Veterans   2011 - 2012
U.S. House of Representatives   2011 - 2011
Veterans Campaign  2010 - 2011
United States Marine Corps  2005 - 2010

Education
The George Washington University   2010 — 2012
BS, Economics

Graham Malia Graham Malia Greater Los Angeles Area Details
Graham Malia's US Securities and Exchange Commission Experience August 2015 - Present
Job Litigation Support at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission   August 2015 - Present
TDC Pacific Properties, Inc  May 2013 - August 2014
Law Office Brian Gonzales   February 2014 - July 2014
Kazork Relocation   October 2012 - May 2013
TJSL Trademark and Patent Clinic   August 2012 - May 2013
San Diego Bar Association - IP Section   February 2012 - January 2013
Los Angeles Department of Consumer Affairs   June 2012 - October 2012
Law Offices of Brian D. Lerner   June 2012 - August 2012
The Velie Law Group, PC   April 2012 - June 2012
Nijiya Market  2009 - 2011

Skills
Microsoft Office, WordPerfect, Westlaw, LexisNexis, Japanese, Photoshop, Translation, Copy Editing, Information Technology, Employee Management, Business Travel, Trademarks, Patents, Copyright Law, Data Privacy, Digital Rights, Legal Writing, Legal Assistance, Government Filings, Commercial Real Estate, Arbitration, Electronic Filing, Legal Research, Entertainment Law, Licensing

Education
University of San Diego School of Law   2013 — 2013
International Arbitration

Thomas Jefferson School of Law   2011 — 2013
Doctor of Law (J.D.), Intellectual Property Law

Zhejiang Guanghua Law School   2012 — 2012
International Business/Trade/Commerce, Chinese Legal Systems

Osaka Institute of Technology   2007 — 2008
Associate's degree, International Business

University of Washington   2000 — 2008
International Studies, Economics

Blanchet High School

Shreya Banerjee Shreya Banerjee Austin, Texas Details
Shreya Banerjee's US Securities and Exchange Commission Experience August 2015 - Present
Job Honors Business Intern at U.S. Securities and Exchange Commission
Industry
Experience
U.S. Securities and Exchange Commission   August 2015 - Present
National Instruments  June 2015 - August 2015
UT College of Liberal Arts   April 2014 - December 2014
GLOBALFOUNDRIES  June 2014 - August 2014
Texas Senate  August 2013 - May 2014
Office of the Governor, State of Texas  January 2013 - May 2013

Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Social Media, Public Speaking, Editing

Education
The University of Texas at Austin   2011 — 2016
B.A. in Plan II Interdisciplinary Honors and B.A. in Government

University of Texas System
Bill Archer Fellowship

Scott Lenahan Scott Lenahan Boston, Massachusetts Details
Scott Lenahan's US Securities and Exchange Commission Experience September 2014 - December 2014
Job Legal Intern at Eaton Vance
Industry Legal Services
Experience
Eaton Vance  January 2015 - May 2015
U.S. Securities and Exchange Commission   September 2014 - December 2014
Bingham McCutchen  May 2014 - July 2014
U.S. District Court for the District of Massachusetts   January 2014 - May 2014
U.S. Coast Guard   2010 - 2013
U.S. Coast Guard   2008 - 2010

Education
Suffolk University Law School   2012 — 2015

U.S. Coast Guard Academy   2004 — 2008
Bachelor of Science (B.S.), Government

Christopher Jennison Christopher Jennison Washington D.C. Metro Area Details
Christopher Jennison's US Securities and Exchange Commission Experience May 2015 - August 2015
Job Law Student Member of the American Bar Association's Board of Governors
Industry Law Practice
Experience
Syracuse University College of Law  August 2015 - Present
United States Court of Federal Claims  September 2015 - Present
American Bar Association  March 2015 - Present
Syracuse University Moot Court Honor Society   March 2015 - Present
Syracuse Law and Civic Engagement (SLACE) Forum   April 2014 - Present
New York State Bar Association  February 2015 - Present
Syracuse University Ambulance  September 2008 - Present
U.S. Securities and Exchange Commission   May 2015 - August 2015
American Bar Association  March 2014 - March 2015
U.S. Senator Harry Reid (NV)   August 2014 - December 2014

Skills
Public Policy, Public Relations, Strategic Communications, Politics, Social Media, Policy Analysis, Policy, Government, Public Speaking, Speech Writing, Political Campaigns, Legislative Advocacy, Legislative Relations, Public Affairs, Research, Public Administration, Emergency Management, Campaign Management, Campaign Planning, Event Management, Qualitative Research, Leadership, Public Policy Research, Legislative Research, Logistics Management, Emergency Operations, ProQuest, Performance Management, CQ Researcher, LexisNexis, Factiva, Knowlegis, Courage, Community Outreach, Legislation

Education
Syracuse University College of Law   2013 — 2016
Juris Doctorate (J.D.), Criminal Law

University of Pennsylvania   2012 — 2014
Master's Degree, Public Administration

Syracuse University   2008 — 2012
Bachelor of Arts (B.A.), Public Relations, Policy Studies

The Interdisciplinary Center (Herzliya, Israel)   2010 — 2010
Lauder School of Government, Diplomacy and Strategy, Study Abroad

Montgomery Blair High School   2004 — 2008
Communication Arts Program (CAP)

Steven Kislenko Steven Kislenko Greater Chicago Area Details
Steven Kislenko's US Securities and Exchange Commission Experience June 2014 - August 2014
Job Campus Ambassador at Deloitte
Industry Financial Services
Experience
Carlson School of Management  September 2015 - Present
Deloitte  September 2015 - Present
Carlson School of Management  September 2015 - Present
U-Finance   November 2014 - Present
U.S. Bank   June 2015 - August 2015
Carlson School of Management  August 2014 - December 2014
U.S. Securities and Exchange Commission   June 2014 - August 2014

Skills
Customer Service, Spanish, English, Russian, Microsoft Word, PowerPoint, Financial Accounting, Management, Microsoft Office, Internet, Networking, Leadership, Teamwork, Time Management, Access, Budgets, Analysis, Microsoft Excel, Research, Teaching, Accounting, Finance

Education
University of Minnesota-Twin Cities   2012 — 2016
Bachelor of Science in Business (BSB), Accounting and Finance, 3.973

LSE   2013 — 2013
Introduction to Corporate Law and Governance

Adlai E. Stevenson High School

Stephanie Hines Stephanie Hines Washington, District Of Columbia Details
Stephanie Hines's US Securities and Exchange Commission Experience September 2014 - May 2015
Job Intern for Commissioner Gallagher at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   September 2014 - May 2015
Cadwalader, Wickersham & Taft LLP   May 2014 - August 2014
US Securities and Exchange Commission   January 2014 - April 2014
UBS Wealth Management  June 2013 - August 2013
Alayon and Associates, P.A.   May 2010 - August 2012
The Honorable Gisela Cardonne Ely   May 2011 - August 2011

Skills
Legal Research, Legal Writing, Westlaw, Lexis, Commercial Litigation, Public Speaking, Microsoft Office, Social Media, PowerPoint, Research, Microsoft Word

Education
The George Washington University Law School   2012 — 2015

University of Miami   2008 — 2012
Bachelor of Business Administration (BBA), International Finance and Business Law

Kevin Neslage Kevin Neslage Miami, Florida Details
Kevin Neslage's US Securities and Exchange Commission Experience August 2015 - Present
Job Graduate Research Assistant at the University of Miami
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   August 2015 - Present
University of Miami, School of Law  June 2014 - Present
Hamilton Miller & Birthisel  May 2015 - July 2015
U.S. District Court for the Southern District of Florida   May 2014 - August 2014
DineEquity, Inc.   July 2012 - July 2013
MB Mission   September 2011 - June 2012
University of Kansas  August 2008 - May 2011
U.S. House of Representatives   May 2008 - July 2008

Skills
Customer Service, Translation, Writing, Public Relations, Spanish, Leadership, Latin American Studies, Event Planning, Social Media, Public Speaking, Blogging, Research, Nonprofits, Community Outreach, International Relations

Education
University of Miami School of Law   2013 — 2016
Juris Doctor candidate, GPA: 3.55 Class Rank: Top 17% of class

University of Kansas   2007 — 2011
Bachelor of Arts, Latin American Studies, GPA: 3.89 Class Rank: Top 10% of class

Marla Woodarek Marla Woodarek Washington, District Of Columbia Details
Marla Woodarek's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Recent Graduate of Syracuse University College of Law
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   January 2015 - April 2015
U.S. Consumer Product Safety Commission   May 2014 - August 2014
Department of the Interior, Office of Indian Gaming   January 2014 - April 2014
Supreme Court of the State of New York, Court of Claims, Seventh Judicial District   July 2013 - August 2013
Supreme Court of the State of New York, Appellate Division, Fourth Judicial Department   May 2013 - June 2013
Volunteer Legal Services Project of Monroe County   October 2011 - July 2012

Skills
Legal Writing, Legal Research, Leadership, Administrative Work, Westlaw, Appeals, Policy, Public Speaking, Social Media, Litigation, Microsoft Office, Bankruptcy, Motions, Research

Education
Syracuse University College of Law   2012 — 2015
Doctor of Law (J.D.)

University of Delaware   2007 — 2011
Bachelor's Degree, History

Keegan McClure Keegan McClure Washington, District Of Columbia Details
Keegan McClure's US Securities and Exchange Commission Experience September 2011 - December 2011
Job WNTS M&A Tax Senior Associate
Industry Law Practice
Experience
PwC  July 2015 - Present
Deloitte  January 2013 - June 2015
Connecticut Center for Entrepreneurship & Innovation, UConn School of Business   January 2012 - May 2012
Connecticut Insurance Law Journal   May 2011 - May 2012
University of Connecticut School of Law  June 2010 - May 2012
U.S. Securities and Exchange Commission   September 2011 - December 2011
Connecticut Office of the Public Defender   June 2011 - August 2011
Carmody & Torrance LLP  2011 - 2011
Inmates Legal Assistance Program   June 2010 - October 2010
Connecticut Urban Legal Initiative  June 2010 - August 2010

Skills
Research, Legal Writing, Tax, Legal Research, Tax Law, Microsoft Excel

Education
The University of Connecticut School of Law   2009 — 2012
Juris Doctor, Certificate in Taxation

University of Maryland College Park   2004 — 2008
Bachelor of Arts (B.A.), Philosophy, Government and Politics

Ruth Armfield Sanders Ruth Armfield Sanders Charlotte, North Carolina Area Details
Ruth Armfield Sanders's US Securities and Exchange Commission Experience 1999 - 2012
Job Attorney
Industry Legal Services
Experience
US Securities and Exchange Commission   1999 - 2012
U.S. Securities and Exchange Commission   1992 - 1999
U.S. Securities and Exchange Commission   1990 - 1992
Smith, Somerville and Case, Attorneys at Law   September 1988 - December 1989
U.S. Census Bureau   July 1978 - July 1988

Skills
Securities Regulation, Securities Litigation, Commercial Litigation, Securities, Litigation, Legal Research, Corporate Governance

Education
The Catholic University of America, Columbus School of Law   1984 — 1988
JD, Law

University of South Carolina-Columbia   1972 — 1977
MA Economics (1977); BS Business Economics (1975), Economics, BS Cum Laude

John Pollard John Pollard Washington D.C. Metro Area Details
John Pollard's US Securities and Exchange Commission Experience September 2004 - December 2014
Job Director, Compliance at EJF Capital LLC
Industry Financial Services
Experience
EJF Capital LLC  November 2014 - Present
U.S. Securities and Exchange Commission   September 2004 - December 2014
Financial Industry Regulatory Authority (FINRA)   September 2003 - September 2004

Skills
Securities Regulation, Securities Fraud, Investment Advisers Act, Investment Advisor..., Investment Company Act, Financial Regulation, Municipal Advisor..., Broker-Dealer, Mutual Funds, Capital Markets, Corporate Governance, Due Diligence, Finance, Hedge Funds, Investments, Legal Research, Legal Writing, Private Equity, Securities

Education
The Catholic University of America, Columbus School of Law   2008 — 2011
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law

Villanova University   1999 — 2003
Bachelor of Science (B.S.), Finance, Management

Elyse Kennedy Yang Elyse Kennedy Yang Atlanta, Georgia Details
Elyse Kennedy Yang's US Securities and Exchange Commission Experience May 2010 - August 2010
Job Associate at Schiff Hardin LLP
Industry Law Practice
Experience
Schiff Hardin LLP  July 2013 - Present
Schiff Hardin LLP  November 2012 - July 2013
Schiff Hardin LLP  May 2012 - November 2012
National Fuel Gas Supply Corporation  October 2010 - April 2011
U.S. Securities and Exchange Commission   May 2010 - August 2010
U.S. Securities and Exchange Commission   May 2009 - August 2009
International Institute of Buffalo  January 2009 - April 2009
Public and Corporate Economic Consultants   January 2007 - April 2007

Education
SUNY Buffalo Law School   2008 — 2011
J.D. (Cum Laude), Concentration in Finance Transactions

Wake Forest University   2004 — 2008
BA, Economics, Philosophy

University of Cambridge   2007 — 2007
N/A, Economics

University at Buffalo New York City Program in Finance and Law
Equity Market Structure, Futures and Options, Securities and Bank Regulation, Asset Management, M&A

Lindsay Barnes Arrieta Lindsay Barnes Arrieta New York, New York Details
Lindsay Barnes Arrieta's US Securities and Exchange Commission Experience September 2014 - November 2014
Job Compliance Management Associate
Industry Financial Services
Experience
Citi  August 2015 - Present
Empresa Solutions, LLC   October 2008 - Present
George Washington University Public Contract Law Journal   March 2014 - March 2015
U.S. Securities and Exchange Commission   September 2014 - November 2014
U.S. Securities and Exchange Commission   May 2014 - August 2014
Inter-American Development Bank  January 2014 - April 2014
US Trade Representative  July 2013 - August 2013
United States Attorney's Office  May 2013 - July 2013
University of Florida  August 2010 - May 2012
Edelman  April 2010 - July 2010

Skills
Spanish, Politics, Foreign Policy, Economics, Event Planning, Research, Technical Writing, Legal Writing, Public Policy, Policy Analysis, International Relations, Proposal Writing, Strategic Communications, Public Speaking, Nonprofits, Legal Research, Editing

Education
The George Washington University Law School   2013 — 2015
Doctor of Law (JD), Business & International Law

Florida State University College of Law   2012 — 2013
Doctor of Law (J.D.), Law

University of Florida   2010 — 2012
M.A.L.A.S., Latin American Business Environment

Texas A&M University   2007 — 2009
Graduate Certificate, International Affairs

New York University - Leonard N. Stern School of Business   2002 — 2006
Bachelor of Science, International Business & Economics

Episcopal School of Acadiana

Tom Eady Tom Eady Washington D.C. Metro Area Details
Tom Eady's US Securities and Exchange Commission Experience July 2010 - Present
Job Senior Policy Advisor at U.S. Securities and Exchange Commission
Industry Public Policy
Experience
U.S. Securities and Exchange Commission   July 2010 - Present
Princeton, NJ  2009 - July 2010
Tradeweb Markets LLC  1997 - 2008
Risk Monitors Inc.   1995 - 1997
J.P. Morgan Securities Inc.   1991 - 1995
First Boston Corporation  1984 - 1990

Skills
Asset Management, Market Data, Fixed Income, Securities Regulation, Electronic Trading, Trading, Derivatives, Portfolio Management, Securities, Rates, Capital Markets, Financial Markets, Banking, Leadership, Management, Valuation, Hedge Funds, MBS, Equities, Start-ups, Dodd-Frank, Hedging

Education
University of Michigan
BA, Economics

Thunderbird School of Global Management
MA, International Management

Hayley Nelson Hayley Nelson New York, New York Details
Hayley Nelson's US Securities and Exchange Commission Experience May 2001 - October 2006
Job Director of Compliance and VicePresident at First Eagle Investment Management
Industry Investment Management
Experience
First Eagle Investment Management  March 2007 - Present
U.S. Securities and Exchange Commission   May 2001 - October 2006

Skills
Series 24, Series 7, Hedge Funds, Mutual Funds, FINRA, Equities, Asset Management, Alternative Investments, Investment Advisory

Education
University of Toronto
Master of Business Administration (M.B.A.), Finance, General

The University of British Columbia
Bachelor's Degree

Andrew D. Bailey, Jr. Andrew D. Bailey, Jr. Cottonwood, Arizona Details
Andrew D. Bailey, Jr.'s US Securities and Exchange Commission Experience January 2004 - December 2005
Job Professor of Accounting Emeritus
Industry Education Management
Experience
University of Illinois at Urbana-Champaign  September 2002 - Present
Grant Thornton LLP  September 2006 - August 2011
U.S. Securities and Exchange Commission   January 2004 - December 2005
Retired  July 1994 - August 2002

Skills
Accounting Educator, Auditing Researcher, Regulatory Experience, Internal Audit, Regulations, Auditing, Accounting, Financial Analysis, SEC filings, Policy

Education
The Ohio State University   1967 — 1971
Ph.D., Accounting

University of Minnesota-Twin Cities   1964 — 1966
Master of Science, Accounting

University of Minnesota-Twin Cities   1960 — 1964
Bachelor of Business, Accounting

Ryan Finley Ryan Finley New York, New York Details
Ryan Finley's US Securities and Exchange Commission Experience May 2007 - August 2007
Job Legal Reporter at Tax Analysts
Industry Financial Services
Experience
Tax Analysts  September 2015 - Present
True Partners Consulting  August 2014 - Present
KPMG US  November 2013 - August 2014
True Partners Consulting  January 2009 - November 2013
University of Illinois  January 2008 - August 2008
University of Illinois  January 2007 - April 2008
U.S. Securities and Exchange Commission   May 2007 - August 2007
South Jersey Legal Services  May 2006 - August 2006

Skills
Legal Research, Tax, Tax Law, Restructuring, Tax Advisory, Corporate Tax, International Tax, Tax Accounting, Transfer Pricing, Tax Returns, Income Tax, Partnership Taxation, Tax Research, Valuation, Business Tax Planning, Sales Tax, Business Valuation

Education
University of Illinois College of Law   2005 — 2008
J.D., Course concentration in tax law

The Johns Hopkins University   1999 — 2004
B.A., Economics and Political Science

Annemarie Tierney Annemarie Tierney Greater New York City Area Details
Annemarie Tierney's US Securities and Exchange Commission Experience October 1991 - September 1996
Job Vice President, Head of Strategy and New Markets at NASDAQ Private Market
Industry Financial Services
Experience
NASDAQ Private Market  March 2015 - Present
SecondMarket Holdings, Inc.   June 2010 - March 2015
NYFIX, Inc  January 2008 - February 2010
NYSE Euronext  July 2002 - January 2008
Skadden Arps  September 1996 - July 2002
U.S. Securities and Exchange Commission   October 1991 - September 1996
US Securities and Exchange Commission   September 1990 - October 1991

Skills
Corporate Governance, Securities, Equities, Compliance, SEC reporting, Broker-Dealer, Board Governance, SEC filings, Start-ups, Managing Start-ups, FINRA, Intellectual Property, Securities Regulation, Corporate Law, SEC, Asset Management, Finance, Litigation, Strategy, Corporate Finance, Venture Capital, Private Placements, Investor Relations, Executive Management, Legal Compliance, Legal Issues

Education
The Catholic University of America, Columbus School of Law   1987 — 1990
Doctor; Certificate, International Comparative Law Health Law Journal

University of Delaware - Lerner College of Business and Economics   1982 — 1987
BA/BS, Finance and International Relations

Mike Batlogg Mike Batlogg Washington, District Of Columbia Details
Mike Batlogg's US Securities and Exchange Commission Experience 2013 - Present
Job
Industry Financial Services
Experience
U.S. Securities and Exchange Commission   2013 - Present
Booz Allen Hamilton  July 2009 - 2013
Deutsche Bank Research   April 2009 - June 2009
Robert Bosch Foundation Fellowship   August 2008 - June 2009
The World Bank Group - Multilateral Investment Guarantee A   January 2008 - August 2008
Overseas Private Investment Corporation  September 2007 - December 2007
Overseas Private Investment Corporation  June 2007 - August 2007
U.S. Treasury Department   June 2006 - June 2007
Bates White, LLC  September 2005 - May 2006
ERNE Fittings GmbH   June 2005 - August 2005

Skills
Research, Analysis, Economics, Management Consulting, Strategy, Policy Analysis, Risk Management, International..., Government, Policy, Public Policy, Management, National Security, Investments, Public Speaking, Government Contracting, International Relations, Portfolio Management

Education
The George Washington University - School of Business   2006 — 2008
MBA, International Business

George Washington University - Elliott School of International Affairs   2005 — 2008
MA, International Trade and Investment Policy

Rutgers University   2000 — 2005
BA / BA, Economics / IT & Informatics

Stephen Rogerson Stephen Rogerson Greater New York City Area Details
Stephen Rogerson's US Securities and Exchange Commission Experience January 2004 - May 2004
Job Senior manager at Ernst & Young LLP
Industry Banking
Experience
Ernst & Young LLP  2012 - Present
Royal Bank of Scotland  June 2011 - November 2012
KPMG  June 2007 - June 2010
Financial Industry Regulatory Authority  August 2005 - May 2007
U.S. Securities and Exchange Commission   January 2004 - May 2004
Financial Intelligence Agency   May 1999 - April 2001
Financial Intelligence Agency   March 1999 - April 2001
Deutsche Bank  December 1996 - September 1998
Deutsche Bank  December 1996 - September 1998
Lehman Brothers  January 1991 - November 1996

Skills
AML, Banking, Operational Risk, Operational Risk..., Auditing, FCPA, Financial Services, FINRA, Valuation, Securities, Strategy, Legal Research, Policy, Financial Institutions, Fraud, Anti Money Laundering, Internal Audit

Education
New York State
Juris Doctor, 2004

New York State Supreme Court, Appellate Division
Bar admission

The George Washington University   2001 — 2004
JD, Law

The George Washington University Law School   2001 — 2004
JD, Law

University of Cambridge   1991 — 1991
M.A, History

University of Cambridge   1982 — 1985
BA, History

Scott Masel Scott Masel Miami/Fort Lauderdale Area Details
Scott Masel's US Securities and Exchange Commission Experience November 2003 - September 2010
Job U.S. Securities and Exchange Commission Division of Enforcement
Industry Law Enforcement
Experience
U.S. Securities & Exchange Commission - Miami Regional Office   September 2010 - Present
U.S. Securities and Exchange Commission   November 2003 - September 2010
Carlton Fields, P.A.   June 2002 - November 2003
Florida Attorney General's Office  October 1993 - June 2002

Education
University of California, Los Angeles - School of Law   1990 — 1993
J.D., Law

University of Pennsylvania   1984 — 1988
B.A., History and English

The University of Edinburgh   1986 — 1987
Exchange Program with University of Pennsylvania, Studied European History and English Literature

Harshil Sahai Harshil Sahai Swarthmore, Pennsylvania Details
Harshil Sahai's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Aspiring Economist
Industry Research
Experience
The University of Chicago  September 2015 - Present
University of Chicago Booth School of Business  September 2014 - Present
Credit Suisse  June 2014 - August 2014
Swarthmore College  January 2014 - May 2014
Federal Reserve Bank of New York  May 2013 - August 2013
U.S. Securities and Exchange Commission   May 2012 - August 2012

Skills
Python, Java, C++, R, Matlab, SAS, Stata, SQL, LaTeX

Education
Swarthmore College   2011 — 2015
Bachelor's Degree, Economics (Honors), Mathematics

James Severs James Severs Washington D.C. Metro Area Details
James Severs's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Legal Intern at Investment Adviser Association
Industry Law Practice
Experience
Investment Adviser Association  August 2015 - Present
Stradley Ronon  May 2015 - July 2015
U.S. Securities and Exchange Commission   January 2015 - April 2015
Montgomery County State's Attorney's Office   April 2014 - August 2014
University of Kentucky  2011 - 2013
Fayette Commonwealth's Attorney's Office   August 2012 - December 2012

Skills
Legal Research, Legal Writing, Public Speaking, Social Media, Essays, Public Policy, Politics, Political Science

Education
The Catholic University of America, Columbus School of Law   2013 — 2016
Juris Doctor (J.D.), Law, 2L

University of Kentucky   2009 — 2013
Bachelor of Arts (B.A.), Political Science, English

Dorothea Lee Dorothea Lee Atlanta, Georgia Details
Dorothea Lee's US Securities and Exchange Commission Experience 1978 - 1982
Job Staff Attorney (part time), CTI Team at Bay Area Legal Services
Industry Religious Institutions
Experience
Bay Area Legal Services  July 2015 - Present
St. Luke's United Methodist Church, Orlando, FL   August 2014 - Present
See below  1990 - 2014
See below  2002 - 2012
Bay Area Legal Services, Inc.   January 2006 - July 2011
CACI International Inc  1982 - 1985
U.S. Securities and Exchange Commission   1978 - 1982

Skills
Theology, Nonprofits, Preaching, Community Outreach, Public Speaking, Event Planning, Pastoral Care, Teaching, Editing, Research, Fundraising, Non-profits, Volunteer Management, Civil Litigation

Education
Candler School of Theology, Emory University   2011 — 2014
Master of Divinity (M.Div.)

Stetson University College of Law
J.D., Law

Kevin G. Bender Kevin G. Bender Williamsburg, Virginia Details
Kevin G. Bender's US Securities and Exchange Commission Experience May 2014 - August 2014
Job
Industry Legal Services
Experience
Supreme Court of Virginia  August 2015 - Present
College of William and Mary  June 2013 - Present
RiverBend Films   September 2005 - Present
Covington & Burling LLP  May 2015 - July 2015
U.S. Securities and Exchange Commission   May 2014 - August 2014
USI Insurance Services  October 2008 - August 2013
University of Virginia  April 2005 - September 2008

Education
The College of William and Mary - Marshall Wythe Law School   2013 — 2016
Doctor of Law (J.D.)

University of Virginia   2004 — 2008
Bachelor of Arts (B.A.), with Distinction, Christianity and Judaism in Antiquity, GPA 3.7 (top 15% of graduating class)

York High School   2000 — 2004
International Baccalaureate Diploma, GPA 4.6 (Class Rank: 4th)

Meagan Woodall Meagan Woodall Columbus, Ohio Details
Meagan Woodall's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Law Clerk, Juvenile Division at Franklin County Prosecutor's Office
Industry Law Practice
Experience
Franklin County Prosecutor's Office  August 2015 - Present
Franklin County Prosecutor's Office  September 2014 - May 2015
Ohio State Entrepreneurial Business Law Journal   February 2014 - May 2015
The Ohio State University Moritz College of Law  July 2012 - May 2015
Delaware City Prosecutor's Office   August 2014 - December 2014
The Ohio State University Moritz College of Law  May 2014 - August 2014
U.S. Securities and Exchange Commission   May 2014 - August 2014
Franklin County Prosecutor's Office  August 2013 - February 2014
U.S. Securities and Exchange Commission   May 2013 - August 2013
Ohio Department of Insurance  June 2012 - August 2012

Skills
Spanish, Public Speaking, Team Leadership, Event Planning, Legal Writing, Policy, Leadership Development, Politics, Social Media, Legal Research, Spanish Peninsular..., StrengthsQuest, Time Management, Community Outreach, Political Science, Public Policy, Legislative Relations, Litigation, Fundraising, Securities Regulation

Education
The Ohio State University Moritz College of Law   2012 — 2015
Juris Doctor (J.D.)

The Ohio State University   2008 — 2012
Bachelor of Arts, Honors, Political Science and Spanish, 3.875

Fundación José Ortega y Gasset   2010 — 2010
Certificate of Studies, Spanish and Iberian Studies, 4.0

Centerville High School   2004 — 2008

Sara Dunton (Hirsch) Sara Dunton (Hirsch) Washington D.C. Metro Area Details
Sara Dunton (Hirsch)'s US Securities and Exchange Commission Experience 1999 - 2006
Job Former SEC Attorney
Industry Alternative Medicine
Experience
U.S. Securities and Exchange Commission   1999 - 2006

Skills
Securities Regulation, FCPA, Corporate Governance, Securities, Litigation, Corporate Law, Wellness

Education
Maryland University of Integrative Health   2014 — 2016
Master of Science (M.S.), Public Health Education and Promotion

The College of William and Mary - Marshall Wythe Law School   1996 — 1999
JD, Law

University of Virginia   1992 — 1996
BS, Commerce

Kevin Von Poppen Kevin Von Poppen Reston, Virginia Details
Kevin Von Poppen's US Securities and Exchange Commission Experience October 2014 - February 2015
Job Senior Capital Markets and Financial Data Analyst at U.S. Securities and Exchange Commission
Industry Capital Markets
Experience
U.S. Securities and Exchange Commission   October 2014 - February 2015
FDIC  May 2012 - May 2014
Golden Key Group, LLC  September 2010 - May 2012
Stratton Street Capital LLP   January 2008 - August 2008
Northrop Grumman  April 2003 - August 2007
US Naval Forces Europe   April 2002 - December 2002
CANTOR FITZGERALD INTERNATIONAL   September 2001 - June 2002
SOCIÉTÉ GÉNÉRALE INVESTMENT BANK   October 1997 - June 2001
Swiss Bank Warburg/UBS   October 1996 - October 1997
JP MORGAN SECURITIES  June 1994 - July 1996

Skills
Risk Management, Strategy, Capital Markets, Derivatives, Portfolio Management, Investment Banking, Asset Management, Investments, Business Process..., Management Consulting, Military, Government, Program Management, Equities, Business Strategy, Business Analysis, Hedge Funds, Change Management, Aviation, Due Diligence, Performance Management, Strategy Development, Business Intelligence, Process Improvement, Enterprise Risk..., Compliance, Military Leadership, Aerospace/Defense, Operational Excellence, UAV, International Business, Market Data, Quantitative Analytics

Education
The George Washington University   1991 — 1994
MBA, International Finance

University of Colorado Boulder   1980 — 1984
BA, Economics, Engineering

Toby Blumberg Toby Blumberg Wayne, Pennsylvania Details
Toby Blumberg's US Securities and Exchange Commission Experience May 2015 - August 2015
Job Student at Connecticut College
Industry
Experience
U.S. Securities and Exchange Commission   May 2015 - August 2015
UBS Wealth Management  July 2014 - August 2014
Habitat for Humanity International  July 2013 - August 2013
West Avenue Pizza & Grill   May 2012 - August 2013
Temple Sholom in Broomall   September 2010 - May 2012

Skills
PowerPoint, Research, Microsoft Excel, Social Networking, Spanish, Ice Hockey, Data Analysis, Public Speaking, Leadership, Microsoft Office, Mac OS, Critical Thinking, Social Media, Event Planning, Event Management, Photoshop, Fundraising, Stata, Bloomberg Terminal, Financial Analysis

Education
Connecticut College   2012 — 2016
Economics

Dartmouth College - The Tuck School of Business at Dartmouth
Non-Degree Business Program, Accounting and Business/Management

The Haverford School   2008 — 2012

Nicholas Margida Nicholas Margida Washington D.C. Metro Area Details
Nicholas Margida's US Securities and Exchange Commission Experience September 2014 - Present
Job Attorney at U.S. Securities and Exchange Commission (Division of Enforcement)
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   September 2014 - Present
Baker Botts LLP  October 2006 - August 2014

Skills
White Collar Criminal..., Trial Practice, Securities Litigation, FCPA Investigations and..., Class Actions, Corporate Law, Courts, Corporate Governance, Commercial Litigation, Litigation, Civil Litigation, Trade Secrets

Education
University of Virginia School of Law   2003 — 2006
J.D.

The Ohio State University   1998 — 2003
B.A., History, Political Science

Archbishop Hoban High School   1994 — 1998

Nicole Edmonds Nicole Edmonds Washington, District Of Columbia Details
Nicole Edmonds's US Securities and Exchange Commission Experience July 2013 - Present
Job Clearance Counsel, Office of Presidential Personnel at The White House
Industry Law Practice
Experience
The White House  July 2015 - Present
U.S. Securities and Exchange Commission   July 2013 - Present
Troutman Sanders LLP  September 2004 - June 2013

Skills
Corporate Governance, Securities Regulation, Finance, Due Diligence, Securities Offerings, Legal Writing, Securities, Corporate Law, Tax, Intellectual Property, Management, Negotiation, Class Actions, Commercial Litigation

Education
University of Virginia School of Law   2001 — 2004
Juris Doctor, Law

Towson University   1996 — 2000
B.S., Finance

Jacob Dull, CISA Jacob Dull, CISA Washington, District Of Columbia Details
Jacob Dull, CISA's US Securities and Exchange Commission Experience May 2015 - Present
Job Auditor at U.S Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission   May 2015 - Present
Air Force Audit Agency  September 2009 - May 2015
KPMG  January 2009 - March 2009
Limited Brands  June 2008 - September 2008
The Blackwell Inn, The Ohio State University   June 2007 - June 2008

Skills
Microsoft Excel, Financial Reporting, Internal Controls, Internal Audit, GAAP, Auditing, Financial Analysis, Accounting, Finance, Financial Statements, Variance Analysis, General Ledger, US GAAP, Tax, Sarbanes-Oxley Act

Education
The Ohio State University - The Max M. Fisher College of Business   2005 — 2009
Bachelor of Science (BS), Business Administration with Honors in Accounting, GPA 3.63/4.0

Dr. Parveen P. Gupta Dr. Parveen P. Gupta Bethlehem, Pennsylvania Details
Dr. Parveen P. Gupta's US Securities and Exchange Commission Experience August 2006 - July 2007
Job Department ChairAcct at Lehigh Univ. Former SEC Academic Accounting Fellow. Educator, Researcher, Thoughtleader on GRC
Industry Higher Education
Experience
Lehigh University  July 2007 - Present
Department of Accounting, Lehigh University   January 1987 - Present
U.S. Securities and Exchange Commission   August 2006 - July 2007
Penn State University  August 1983 - December 1986
University of Connecticut  August 1980 - July 1983

Skills
Corporate Governance, Internal Controls, Internal Audit, Auditing, Financial Reporting, Accounting, Risk Management, SOX, SEC reporting, Sarbanes-Oxley Act, SEC filings, FCPA, Securities Regulation, Expert Witness, Executive Compensation, Board Evaluation and..., Audit Committee, Nominating and..., Business Strategy, US GAAP, Governance, Corporate Finance, Sarbanes-Oxley, Financial Risk, Enterprise Risk..., Financial Accounting, Risk Assessment, Revenue Recognition, Forensic Accounting

Education
Penn State University-University Park Campus   1983 — 1986
Ph.D., Accounting

The University of Connecticut School of Business   1980 — 1983
Master of Business Administration (MBA), Accounting and Finance

Suzanne Ashley Suzanne Ashley Washington, District Of Columbia Details
Suzanne Ashley's US Securities and Exchange Commission Experience March 2010 - December 2013
Job Founder/CEO, CrowdFair, Inc.
Industry Venture Capital & Private Equity
Experience
CrowdFair, Inc.   January 2014 - Present
U.S. Securities and Exchange Commission   March 2010 - December 2013
Special Inspector General for Troubled Asset Relief Program (SIGTARP)   June 2009 - March 2010
U.S. Securities and Exchange Commission   March 2007 - June 2009
Akin Gump Strauss Hauer & Feld LLP  September 2002 - March 2007

Skills
Securities Regulation, Enforcement, Public Policy, White Collar Criminal..., Policy Analysis

Education
University of Pennsylvania Law School   1999 — 2002
Doctor of Law (J.D.)

The Johns Hopkins University   1992 — 1997
Bachelor of Arts (B.A.), Political Science and Government

Mihir Naik Mihir Naik East Brunswick, New Jersey Details
Mihir Naik's US Securities and Exchange Commission Experience May 2015 - Present
Job U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission   May 2015 - Present
Aflac  May 2014 - Present
Internal Revenue Service  September 2013 - May 2014
Bright Aid Pharmaceutical Group   September 2012 - September 2013

Skills
Income Tax, Tax Returns, Foreign Tax, Microsoft Access, Access Database, Microsoft Excel, Excel Pivot, Tax, Software Documentation, Financial Analysis, Leadership, QuickBooks, Finance, Insurance, Access, Management, Employee Benefits

Education
The George Washington University - School of Business   2013 — 2016
Bachelor of Science (BS), Finance and Economics

East Brunswick High School   2009 — 2013

Fayola Christie Fayola Christie Arlington, Virginia Details
Fayola Christie's US Securities and Exchange Commission Experience September 2013 - Present
Job Graphic Designer/508 Compliance Specialist LCG Contractor at U.S. Securities and Exchange Commission
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission   September 2013 - Present
NASA Headquarters  July 2009 - May 2014
Computer Troubleshooters, SMB   January 2008 - January 2009
e-­Visions Group Inc.   June 2005 - December 2007
Imagic/Open Solutions Technology   May 2004 - February 2005

Skills
XHTML, HTML5, CSS,..., Flash ActionScript and..., Adobe Creative Suite..., Microsoft Office..., Web Accessibility/508..., Microsoft Office, XHTML, PHP, CSS, HTML 5, User Experience Design, User Interface, HTML5, Graphic Design, Social Media

Education
American University   2013 — 2015
Master of Arts (M.A.), Media Entrepreneurship

The Art Institute of Washington   2009 — 2010
Bachelor of Fine Arts (BFA), Web Design and Interactive Media

The Art Institute of Atlanta   2001 — 2003
Bachelor of Fine Arts (BFA), Graphic Design

University of Nebraska (UNL)   1998 — 2001

Jeremy M Vaughan Jeremy M Vaughan Dallas/Fort Worth Area Details
Jeremy M Vaughan's US Securities and Exchange Commission Experience August 2015 - Present
Job United States Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission   August 2015 - Present
U.S. Securities and Exchange Commission   November 2012 - September 2015
Financial Industry Regulatory Authority (FINRA)   January 2010 - November 2012
Nationstar Mortgage  2008 - 2010
PMC Commercial Trust  2007 - 2008
Nationstar Mortgage  2004 - 2007

Education
The University of Texas at Dallas   2009 — 2010
Master of Science, Accounting

University of North Texas   2004 — 2006
Master of Business Administration

Texas Tech University   2000 — 2003
Bachelor of Science, Management

Zachary K. Nguyen Zachary K. Nguyen Berkeley, California Details
Zachary K. Nguyen's US Securities and Exchange Commission Experience May 2015 - July 2015
Job J.D. Candidate at University of California, Berkeley, School of Law
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   May 2015 - July 2015
Charles River Associates  August 2012 - May 2014
Wesleyan University  September 2011 - May 2012
HSBC  June 2011 - September 2011

Skills
Vietnamese, French, Capital IQ, Factiva, CRSP, VBA, Stata, Java, Financial Accounting, DCF Valuation, Valuation Modeling, Valuation, Data Analysis, Economics, Research, Statistics

Education
University of California, Berkeley - School of Law   2014 — 2017
Juris Doctor (J.D.)

Wesleyan University   2008 — 2012
B.A. (High Honors), Mathematics, Economics

London School of Economics and Political Science   2010 — 2011
General Course, Economics, Finance

Joshua Flood Joshua Flood Washington, District Of Columbia Details
Joshua Flood's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Regulatory Affairs Intern at Lending Club
Industry Legal Services
Experience
Lending Club  August 2015 - Present
PwC  June 2015 - August 2015
Consumer Financial Protection Bureau  January 2015 - April 2015
U.S. Securities and Exchange Commission   May 2014 - August 2014
Law Office of Larry W. Fifer   February 2013 - August 2013

Skills
Microsoft Office, Social Media, Event Planning, Social Networking, Customer Service, Blogging, Editing, Facebook, Public Speaking, Spanish, SPSS, Microsoft Word, Microsoft Excel, Research, Legal Writing

Education
The George Washington University Law School   2013 — 2016
Doctor of Law (J.D.)

The College of William and Mary   2008 — 2012
Bachelor of Arts, Economics, Psychology

Andrew Finneran Andrew Finneran Greater New York City Area Details
Andrew Finneran's US Securities and Exchange Commission Experience June 2011 - December 2011
Job Credit Research Associate at GIC
Industry Financial Services
Experience
GIC  August 2015 - Present
Fitch Ratings  July 2012 - July 2015
U.S. Securities and Exchange Commission   June 2011 - December 2011

Education
University of Rochester - William E. Simon Graduate School of Business Administration   2010 — 2012
Master of Science in Finance

Suffolk University   2006 — 2010
BSBA, Accounting

Matignon High School, Cambridge, MA   2002 — 2006

David Towarnicky David Towarnicky Washington, District Of Columbia Details
David Towarnicky's US Securities and Exchange Commission Experience June 2014 - August 2014
Job The George Washington University Law School, J.D. Candidate Class of 2016
Industry Legal Services
Experience
The George Washington University Law School  2013 - Present
Kirkland & Ellis LLP  May 2015 - August 2015
U.S. Securities and Exchange Commission   June 2014 - August 2014
BB&T  March 2011 - June 2013

Skills
Bloomberg, FX trading, FX Hedging, FX Spot, FX Swaps, International Business, Capital Markets, Foreign Exchange, Legal Research, Legal Writing, Westlaw, Lexis, Scuba Diving, Sailing, Trading, Derivatives, FX Trading, Leadership, Public Speaking, Customer Service

Education
The George Washington University Law School   2013 — 2016
Juris Doctor (J.D.)

Appalachian State University   2006 — 2010
Bachelors of Science in Business Administration

New Bern High School

John Ramsay John Ramsay New York, New York Details
John Ramsay's US Securities and Exchange Commission Experience December 2012 - March 2014
Job Chief Market Policy Officer at IEX Group, Inc.
Industry Financial Services
Experience
IEX Group, Inc.   July 2014 - Present
U.S. Securities and Exchange Commission   December 2012 - March 2014
U.S. Securities and Exchange Commission   September 2010 - December 2010
The Regulatory Fundamentals Group LLC  January 2009 - September 2010
Citigroup Global Markets, Inc.   July 2003 - November 2008
The Bond Market Association  May 2001 - July 2003
Morgan, Lewis & Bockius LLP   October 1999 - May 2001
Financial Industry Regulatory Authority (FINRA)   February 1996 - October 1999
Commodity Futures Trading Commission  August 1994 - February 1996
U.S. Securities and Exchange Commission   August 1989 - August 1994

Skills
Equities, Trading Systems, Capital Markets, Hedge Funds, Derivatives, Securities, Electronic Trading, Financial Markets, Series 7, Equity Trading, Market Data

Education
University of Michigan Law School   1981 — 1984
Juris Doctor (J.D.)

The University of Texas at Austin   1977 — 1981
Bachelor's Degree, Government and Psychology

Benedict H. Lee Benedict H. Lee Austin, Texas Details
Benedict H. Lee's US Securities and Exchange Commission Experience September 2013 - November 2013
Job Financial Consultant
Industry Financial Services
Experience
AXA Advisors  January 2015 - Present
U.S. Securities and Exchange Commission   September 2013 - November 2013
Ann Arbor Angels   June 2013 - August 2013
U.S. District Court, Eastern District of Michigan   May 2013 - July 2013
United States Attorney's Office, Northern District of Texas   May 2012 - July 2012
Fulbright & Jaworski  July 2008 - May 2010

Education
The George Washington University Law School
JD

University of Michigan
BA, Political Science, History, and Russian Studies

Amanda Harold Amanda Harold Greater Boston Area Details
Amanda Harold's US Securities and Exchange Commission Experience May 2012 - March 2014
Job Compliance Associate at Highfields Capital
Industry Higher Education
Experience
Highfields Capital  June 2015 - Present
Putnam Investments  March 2014 - June 2015
U.S. Securities and Exchange Commission   May 2012 - March 2014
Citizens Financial Group  May 2011 - September 2011
America's Growth Capital  May 2011 - June 2011
Suffolk University  September 2009 - May 2011
US Securities and Exchange Commission   June 2010 - August 2010

Skills
Auditing, Finance, Financial Analysis, Accounting, Investments, Data Analysis, Management, Microsoft Excel, Analysis, Securities, Corporate Finance, Banking, Training, Internal Controls, Risk Management

Education
Suffolk University - Sawyer Business School   2014 — 2016
Masters in Finance, MSF

Suffolk University - Sawyer School of Management   2008 — 2012
Bachelor of Science in Business Administration

Peabody Veterans Memorial High School   2004 — 2008
High School Diploma

Cathie Saadeh Cathie Saadeh Washington D.C. Metro Area Details
Cathie Saadeh's US Securities and Exchange Commission Experience 1996 - 1999
Job Partner and General Counsel at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group  September 2009 - Present
ACA Insight   April 2004 - July 2009
WilmerHale  November 1999 - February 2002
Georgetown University Law Center  2000 - 2001
U.S. Securities and Exchange Commission   1996 - 1999
Morgan, Lewis & Bockius LLP   1994 - 1996

Skills
Securities Regulation, Investment Management, Securities, Private Equity, Corporate Governance, Investment Advisory, Mergers & Acquisitions, Venture Capital, Hedge Funds, Litigation, AML, Asset Management, SEC, Alternative Investments, Intellectual Property, Corporate Law, Investments, Licensing, Due Diligence, Risk Management, Joint Ventures, Legal Research, Corporate Finance, Capital Markets, Fund Of Funds, FINRA, Fraud, Equities, Fixed Income, Mutual Funds, Privacy Law, SEC filings

Education
Harvard Law School   1991 — 1994
Doctor of Law (J.D.)

The George Washington University   1987 — 1991
Bachelor of Arts (B.A.), Economics

Keith Libert Keith Libert Hoboken, New Jersey Details
Keith Libert's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Quantitative Finance Student
Industry
Experience
DRW Trading Group  May 2015 - August 2015
Montreal Exchange  September 2014 - May 2015
U.S. Securities and Exchange Commission   May 2014 - August 2014
Stevens Institute of Technology  September 2012 - May 2014
Delaware Bluefish Swim Team   May 2012 - August 2012

Skills
C++, Python, Mathematica, Bloomberg Terminal, Statistics, Matlab, VBA, Quantitative Finance, Java, Bloomberg API, SQL, SAS, Microsoft Office, HTML

Education
Stevens Institute of Technology   2012 — 2016
Bachelor's Degree, Quantitative Finance, Junior

Stevens Institute of Technology   2012 — 2016
Master's Degree, Applied Mathematics

Shifro Khodzhayeva Shifro Khodzhayeva Forest Hills, New York Details
Shifro Khodzhayeva's US Securities and Exchange Commission Experience January 2015 - March 2015
Job Intern at U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission   January 2015 - March 2015

Skills
PowerPoint, Financial Accounting, English, Accounts Payable, QuickBooks, Strategic Planning, Management, Accounting, Time Management, Teamwork, Bookkeeping, Windows, Finance, Research, Project Management, Microsoft Word, Photoshop, Customer Service, Financial Reporting, Financial Analysis, Auditing, Social Media

Education
Touro NYSCAS College   2012 — 2015
Bachelor of Science (B.S.), Accounting, 3.8

Forest Hills Highschool

Shane Bryan Shane Bryan Washington D.C. Metro Area Details
Shane Bryan's US Securities and Exchange Commission Experience August 2015 - Present
Job Legal Intern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
Joint Center for Political and Economic Studies  August 2015 - Present
U.S. Securities and Exchange Commission   August 2015 - Present
Federal Trade Commission  June 2015 - August 2015
Quintairos, Prieto, Wood, & Boyer, P.A.   October 2013 - August 2014
Jacobson, McClean, Chmelir & Ferwerda, P.A.   May 2013 - August 2013
The Coye Law Firm  October 2011 - January 2013

Skills
Criminal Law, Litigation, Courts, Trials, Depositions, Family Law, Motions, Legal Research, Event Planning, Legal Assistance

Education
The George Washington University Law School   2014 — 2017

University of Central Florida   2010 — 2013
Bachelor of Science (B.S.) , Legal Studies, 3.97

Paul G. Alvarez Paul G. Alvarez Washington D.C. Metro Area Details
Paul G. Alvarez's US Securities and Exchange Commission Experience June 2012 - Present
Job Senior Counsel, Appellate Litigation Group, Office of the General Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   June 2012 - Present
McDermott Will & Emery LLP  October 2009 - June 2012
U.S. Court of Appeals for the D.C. Circuit   July 2008 - October 2009
McDermott Will & Emery LLP  August 2007 - July 2008
U.S. District Court for the District of Columbia   August 2006 - August 2007
Kirkpatrick & Lockhart Nicholson Graham LLP   May 2005 - August 2005
Commodity Futures Trading Commission, Office of General Counsel   May 2004 - August 2004
Mediacom (Grey Advertising)   1999 - 2000

Skills
Trials, Criminal Defense

Education
The Catholic University of America, Columbus School of Law   2003 — 2006
J.D., Magna Cum Laude

University of Pennsylvania   1993 — 1998
B.A., Theatre Arts

Newport Prep   1985 — 1993

Paul Huey-Burns Paul Huey-Burns Potomac, Maryland Details
Paul Huey-Burns's US Securities and Exchange Commission Experience 1986 - 1998
Job Shareholder at Shulman, Rogers, Gandal, Pordy & Ecker, P.A.
Industry Legal Services
Experience
Shulman, Rogers, Gandal, Pordy & Ecker, P.A.   November 2012 - Present
Bryan Cave  September 2009 - October 2012
Dechert LLP  September 2003 - September 2009
U.S. Securities and Exchange Commission   1986 - 1998

Skills
Fraud, Strategy, Investments, Securities, Securities Regulation, Financial Regulation, Securities Litigation, FINRA, White Collar Criminal..., Legal Research, Legal Writing

Education
University of Pennsylvania Law School   1979 — 1982
Juris Doctor (J.D.)

The Johns Hopkins University   1974 — 1978
Bachelor's Degree

Gray Stratton Gray Stratton Houston, Texas Details
Gray Stratton's US Securities and Exchange Commission Experience October 2003 - November 2007
Job Associate at DLA Piper
Industry Law Practice
Experience
DLA Piper  November 2007 - Present
U.S. Securities and Exchange Commission   October 2003 - November 2007

Skills
Commercial Litigation, Arbitration, Litigation, Class Actions, Securities Regulation

Education
The Catholic University of America, Columbus School of Law   2000 — 2003
Juris Doctor

University of Colorado   1995 — 1999
Bachelor's degree, Business Administration and Management, General

Daniel Nisenson Daniel Nisenson Atlanta, Georgia Details
Daniel Nisenson's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Associate, Corporate Transactions & Securities Group at Alston & Bird LLP
Industry Law Practice
Experience
Alston & Bird LLP  September 2014 - Present
NewMarket Corporation  September 2013 - December 2013
Alston & Bird LLP  May 2013 - August 2013
U.S. Securities and Exchange Commission   May 2012 - August 2012
Genworth Financial  August 2009 - July 2011
Genworth Financial  May 2008 - August 2008
AIPAC  May 2007 - August 2007
Wachovia Bank  May 2006 - August 2006
Office of the Attorney General of Virginia  June 2004 - August 2004
U.S. House of Representatives   May 2003 - August 2003

Education
The College of William and Mary - Marshall Wythe Law School   2011 — 2014
J.D.

University of Georgia - Terry College of Business   2005 — 2009
B.B.A., Finance

Alexis Herman Alexis Herman Greater New York City Area Details
Alexis Herman's US Securities and Exchange Commission Experience 2006 - 2008
Job Executive Assistant at The Blackstone Group
Industry Sports
Experience
The Blackstone Group - Real Estate   January 2015 - Present
The Blackstone Group  September 2013 - December 2014
InsideOut Sports & Entertainment  December 2011 - January 2013
Fox Cable Networks  June 2010 - February 2012
FOX Sports  April 2008 - August 2010
U.S. Securities and Exchange Commission   2006 - 2008

Skills
Digital Media, Event Management, Marketing, InDesign, Sports Marketing, Social Media, Social Media Marketing, Event Planning, Press Releases, Marketing Communications, Sales, Public Speaking

Education
The George Washington University   2003 — 2007
BBA, Marketing and Sport, Event, and Hospitality Management

Ramy Ramadan Ramy Ramadan Washington D.C. Metro Area Details
Ramy Ramadan's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Associate at Covington & Burling LLP
Industry Law Practice
Experience
Covington & Burling LLP  November 2014 - Present
U.S. Securities and Exchange Commission   January 2014 - April 2014
Covington & Burling  May 2013 - July 2013
United States Patent and Trademark Office  July 2006 - May 2013
US Securities and Exchange Commission   June 2012 - August 2012
US Securities and Exchange Commission   January 2012 - April 2012
SNR Denton  July 2011 - August 2011
Henkels & McCoy  June 2005 - July 2006
Hardesty & Hanover, LLP   June 2004 - June 2005

Education
The George Washington University Law School   2010 — 2014
J.D.

Stony Brook University
B.S., Major: Electrical Engineering; Minor: Business Adminstration/Management

Jacob Glickfield Jacob Glickfield Greater St. Louis Area Details
Jacob Glickfield's US Securities and Exchange Commission Experience May 2015 - August 2015
Job Law Student at Washington University in St. Louis
Industry Legal Services
Experience
Washington University in St. Louis  August 2014 - Present
U.S. Securities and Exchange Commission   May 2015 - August 2015
Mir Yeshiva   August 2008 - July 2014

Skills
Public Speaking, Teaching, Analysis, Sales, Writing, Nonprofits, Speech Writing, Oratory, Language Teaching, Sales Management, Leadership, Research, Organizational..., Motivational Speaking, Legal Writing, Event Planning

Education
Washington University in St. Louis School of Law   2014 — 2017
Juris Doctor (J.D.)

Mir Yeshiva, Jerusalem   2007 — 2013
Rabbinic Ordination

The George Washington University   2002 — 2005
Bachelor of Arts (BA), International Relations and Affairs

Machon Shlomo

Machon Shlomo

Machon Shlomo

Catherine Casazza Catherine Casazza New York, New York Details
Catherine Casazza's US Securities and Exchange Commission Experience May 2014 - August 2014
Job J.D. Candidate at Cornell Law School
Industry Law Practice
Experience
Cahill Gordon & Reindel LLP  May 2015 - July 2015
U.S. Securities and Exchange Commission   May 2014 - August 2014
Davis Polk & Wardwell LLP  June 2011 - June 2013
The Scottish Parliament  January 2010 - April 2010

Education
Cornell Law School   2013 — 2016
Juris Doctor (J.D.)

University of Southern California   2007 — 2011
Bachelor of Arts (B.A.)

The University of Edinburgh   2010 — 2010

Barrington High School   2003 — 2007

Nicole Bovell Nicole Bovell United States Details
Nicole Bovell's US Securities and Exchange Commission Experience 2005 - 2005
Job General Counsel With Extensive Experience
Industry Legal Services
Experience
Undisclosed Client   January 2011 - Present
Various Legal Clients   October 2010 - Present
Foreclosure Forensics   February 2010 - October 2010
McKool Smith  2008 - 2009
Fish & Richardson P.C.   2008 - 2008
Morris, Manning & Martin, LLP   2007 - 2007
M.R. Default LLC (Objections Department)   2006 - 2006
Syracuse University Securities Arbitration Clinic   January 2005 - May 2005
U.S. Securities and Exchange Commission   2005 - 2005

Skills
Juris Doctorate Scholar, Bankruptcy, Intellectual Property, Corporate Law, Legal Research, Licensing, Legal Assistance, Courts, Trade Secrets, Appeals, Legal Writing

Education
Syracuse University College of Law
Doctor of Law (JD), Law

Syracuse University - Martin J. Whitman School of Management
Master of Business Administration (MBA), Finance, General, 3.5

Temple University
Bachelor's degree, Journalism, Public Relations & Advertising (JPRA), 3.56

Evan McGillin Evan McGillin Greater New York City Area Details
Evan McGillin's US Securities and Exchange Commission Experience September 2014 - December 2014
Job Summer Associate at Szaferman Lakind
Industry Law Practice
Experience
Szaferman Lakind   June 2015 - Present
Avalon Beach Patrol Alumni Association   April 2013 - Present
Michael F.X. Gillin & Associates   October 2011 - May 2015
U.S. Securities and Exchange Commission   September 2014 - December 2014

Skills
Criminal Law, Sales, Team Building, Insurance, Process Improvement, Real Estate, Training

Education
Temple University - James E. Beasley School of Law   2012 — 2015
J.D. Candidate

Georgetown University, Georgetown College   2007 — 2011
Bachelor of Arts, Political Science; American Politics

La Salle College High School   2003 — 2007

Chrishon McManus Chrishon McManus Los Angeles, California Details
Chrishon McManus's US Securities and Exchange Commission Experience September 2013 - May 2014
Job Compliance Analyst at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group  January 2015 - Present
U.S. Securities and Exchange Commission   September 2013 - May 2014
Adarve Abogados, S.L.P.   June 2013 - August 2013
Bank of America  June 2012 - August 2012

Skills
Financial Services, Corporate Governance, Securities, Mutual Funds, Investment Company Act, Investment Management, Investment Advisers Act, Securities Regulation, ETFs, Regulatory Compliance, 1940 Act

Education
Washington and Lee University School of Law   2011 — 2014
J.D.

The George Washington University
B.A., Political Science

Universidad Autónoma de Madrid   2009 — 2010

Renee Raffini Renee Raffini Washington D.C. Metro Area Details
Renee Raffini's US Securities and Exchange Commission Experience 1984 - 1989
Job High School French Teacher at Montgomery County Public Schools, Maryland
Industry Education Management
Experience
Montgomery County Public Schools, Maryland  1992 - 2011
U.S. Securities and Exchange Commission   1984 - 1989
United States Peace Corps  January 1978 - August 1980

Education
The George Washington University   1992 — 1996
MA, Secondary Education; French and Social Studies

The George Washington University   1980 — 1983
MA, Economics (International and Developmental)

University of Wisconsin-Madison
BA, Economics and French

Erica (Ruddy) Hogan Erica (Ruddy) Hogan New York, New York Details
Erica (Ruddy) Hogan's US Securities and Exchange Commission Experience May 2006 - August 2006
Job Assistant General Counsel at OchZiff Capital Management
Industry Law Practice
Experience
Och-Ziff Capital Management  February 2015 - Present
Sullivan & Cromwell LLP  September 2008 - February 2015
Sullivan & Cromwell LLP  May 2007 - August 2007
U.S. Securities and Exchange Commission   May 2006 - August 2006

Skills
Legal Research, Corporate Law, Securities Regulation, Corporate Governance, Commercial Litigation, Litigation, Legal Writing, Intellectual Property

Education
The George Washington University Law School   2005 — 2008
Doctor of Law (JD), Law

University of Notre Dame   2001 — 2005
Bachelor's degree, summa cum laude, Political Science and Government

VERONICA G. BARROS VERONICA G. BARROS Boston, Massachusetts Details
VERONICA G. BARROS's US Securities and Exchange Commission Experience March 2012 - September 2012
Job Owner, Property Manager at Building Blocks Property Management
Industry Legal Services
Experience
Building Blocks Property Management   November 2013 - Present
Committee for Public Counsel Services  September 2013 - Present
U.S. Securities and Exchange Commission   March 2012 - September 2012
LAW OFFICE OF SHERWIN L. KANTROVITZ   2007 - 2011

Skills
Contract Negotiation, Section 8, Lease Negotiations, Vendor Management, Construction Management, Property Management, Business Intelligence, Legal Research, Legal Writing, Litigation, Legal Assistance, Westlaw, Civil Litigation, Litigation Support, Commercial Litigation, Courts, Document Review, Trials, Corporate Law, Pleadings, Intellectual Property, Legal Advice, Personal Injury, Lexis, Legal Documents, Family Law, Document Drafting, LexisNexis

Education
Suffolk University   2005 — 2009
BS, Paralegal Studies, Business Management

Brockton High School   2001 — 2005
High School Diploma

Gregory McIntosh Gregory McIntosh Boston, Massachusetts Details
Gregory McIntosh's US Securities and Exchange Commission Experience June 2011 - August 2011
Job Business Law Associate at Goodwin Procter LLP
Industry Law Practice
Experience
Goodwin Procter LLP  March 2015 - Present
Duffy & Sweeney, LTD   August 2013 - February 2015
Aceto, Bonner, & Prager, P.C.   October 2011 - May 2013
Suffolk University  August 2009 - May 2013
Federal Reserve Bank of Boston  January 2013 - April 2013
Riemer & Braunstein LLP  June 2012 - August 2012
U.S. Securities and Exchange Commission   June 2011 - August 2011
Massachusetts Trial Court  June 2010 - August 2010
US Navy  November 2007 - August 2009
US Navy  May 2006 - October 2007

Skills
Corporate Law, Mergers & Acquisitions, Real Estate Private..., Corporate Finance, Securities, Real Estate Transactions, Venture Capital, Legal Documents, Start-ups, Leadership, Legal Writing, Legal Research, Navy, Management, Legal Issues, Marine Engineering

Education
Suffolk University - Sawyer School of Management   2009 — 2013
Master of Business Administration (MBA)

Suffolk University Law School   2009 — 2013
Juris Doctor, Cum Laude

United States Naval Academy   2000 — 2004
B.S., Political Science

E. Cabell Massey E. Cabell Massey Denver, Colorado Details
E. Cabell Massey's US Securities and Exchange Commission Experience August 2015 - Present
Job JD Candidate at University of Colorado School of Law
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   August 2015 - Present
Akin Gump Strauss Hauer & Feld LLP  May 2015 - July 2015
Ball Corporation  May 2014 - May 2015
PricewaterhouseCoopers  September 2010 - August 2013
CB Richard Ellis  June 2008 - May 2009
CB Richard Ellis  January 2005 - May 2008

Education
University of Colorado School of Law   2013 — 2016
Doctor of Law (JD)

The University of Texas at Austin - The Red McCombs School of Business   2009 — 2010
Master in Professional Accounting, Accounting

The University of Texas at Austin   2003 — 2008
BA, Economics, Government

James Crespo James Crespo New York, New York Details
James Crespo's US Securities and Exchange Commission Experience January 2015 - March 2015
Job Rising Analyst at UBS Investment Bank
Industry Investment Banking
Experience
UBS Investment Bank  August 2015 - Present
University of Georgia  May 2014 - Present
UBS Investment Bank  June 2015 - August 2015
Frisch Capital Partners, LLC  September 2014 - May 2015
U.S. Securities and Exchange Commission   January 2015 - March 2015
Aramark  April 2011 - September 2013
Capital City Club  June 2012 - July 2012

Skills
Corporate Finance, Public Speaking, Leadership, Investment Banking, Asset Based Lending, Credit Analysis, Valuation, Sponsored Buyouts, Private Placements, Financial Modeling, Accounting, PowerPoint, Financial Statement..., Microsoft Excel

Education
The University of Georgia
Bachelor of Science (B.S.), Mathematics

University of Georgia - Terry College of Business
Bachelor of Business Administration (B.B.A.), Banking and Finance

Tim Reese Tim Reese Harrisburg, Pennsylvania Area Details
Tim Reese's US Securities and Exchange Commission Experience October 2014 - Present
Job
Industry Government Administration
Experience
Commonwealth of Pennsylvania  June 2015 - Present
U.S. Securities and Exchange Commission   October 2014 - Present
National Minority Angel Network   May 2012 - June 2015
Forge Intellectual Capital   2008 - June 2015
Frontline Pharmaceuticals   2010 - 2014
Parallel Computers Technology, Inc   October 2006 - 2010
Xcelis Communications, LLC   July 2003 - August 2006
OpScale, LLC   2001 - 2003
Visalign  October 2000 - March 2001
The Standing Stone Group   1998 - 2000

Education
Temple University - Fox School of Business and Management   2004 — 2004
Fellow

Temple University   1987 — 1990
Bachelor of Science (BS)

Temple University   1984 — 1987
Associate of Science (A.S.)

Siddhartha (Maniesh) Sailoz Siddhartha (Maniesh) Sailoz Columbia, Maryland Details
Siddhartha (Maniesh) Sailoz's US Securities and Exchange Commission Experience May 2014 - Present
Job Lead Oracle Fusion Middleware Consultant at U.S. Securities and Exchange Commission
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission   May 2014 - Present
Department of Defense (DoD)   February 2011 - April 2014
American Arbitration Association  August 2010 - August 2011
Simplion Technologies  May 2008 - October 2010
Oracle Corporation (India Development Center)   August 2002 - February 2007
Aithent Technologies  January 2001 - August 2002
Eastern Software Systems Limited   May 1998 - March 2000

Skills
Weblogic, Java Enterprise Edition, SOA, JSF, JSP, EJB, Struts, ADF, Web Services, Oracle, Hibernate, Servlets, Java, JUnit, Oracle Fusion Middleware, Subversion, UCM, Software Development, SDLC, Databases

Education
Symbiosis International University   2002 — 2005
PGDBA, Operations

University of Burdwan   1993 — 1997
BE (NIT Durgapur), Electronics & Communications

National High School, Srinagar   1988 — 1990
Elementary School

M Dass Public School, Srinagar   1979 — 1988
Elementary School

K.C. Waldron K.C. Waldron Austin, Texas Details
K.C. Waldron's US Securities and Exchange Commission Experience June 2010 - September 2011
Job Securities Law and Compliance Counsel
Industry Law Practice
Experience
Charles Schwab & Co. - Advisor Services   December 2011 - Present
U.S. Securities and Exchange Commission   June 2010 - September 2011
Morrison & Foerster LLP  June 2006 - June 2010
Perkins Coie LLP  March 2005 - June 2006
Kirby McKinerney LLP   May 2003 - March 2005
Bickel & Brewer  September 2000 - April 2003

Skills
Expertise in Securities..., Member of Texas, New..., Securities Regulation, Securities, Corporate Law, Litigation, FCPA, Hedge Funds, FINRA, SEC, Mutual Funds, Trials, Investments, Fraud, Broker-Dealer, Investment Advisers Act, Financial Services, Valuation, Options, Portfolio Management, Corporate Governance, Legal Research, Licensing, Due Diligence, Securities Litigation

Education
The University of Texas at Austin   1997 — 2000
J.D., Law

Texas A&M University - Mays Business School   1993 — 1997
B.B.A., Accounting

Peter Lohrey, PhD, CVA, CDBV Peter Lohrey, PhD, CVA, CDBV Greater New York City Area Details
Peter Lohrey, PhD, CVA, CDBV's US Securities and Exchange Commission Experience 1998 - 2000
Job Personal Injury, Commercial Damages, Business Valuation & Fair Value Consulting
Industry Legal Services
Experience
DiGabriele, McNulty, Campanella & Co., LLC   September 2014 - Present
Montclair State University  July 2014 - Present
Sobel Tinari Economics Group (STEG)   January 2014 - September 2014
MGI Repetti LLP  October 2010 - May 2013
MBAF CPAs, LLC  February 2009 - September 2010
RSM McGladrey  September 2007 - December 2008
LECG/Marshall-Stevens   September 2005 - September 2007
Arthur Andersen, LLP  September 2000 - March 2002
U.S. Securities and Exchange Commission   1998 - 2000
Price Waterhouse  1985 - 1987

Skills
Financial Reporting, Bankruptcy, Business Valuation, Litigation Support, Valuation, Expert Witness, Securities, Litigation, Private Equity, Mergers, Financial Analysis, Accounting, Finance, Mergers & Acquisitions, Estate Planning, Due Diligence, Tax, Forensic Accounting

Education
The George Washington University - School of Business   1993 — 2000
PhD, Finance/Accounting

Loyola University Maryland   1984 — 1986
MSF, Finance

Loyola University Maryland   1980 — 1981
MBA, Finance

University of Delaware   1977 — 1979
BS, Business Administration

Aaron Okin Aaron Okin Greater Chicago Area Details
Aaron Okin's US Securities and Exchange Commission Experience May 2007 - August 2007
Job Associate at Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates
Industry Law Practice
Experience
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates   April 2012 - Present
Mayer Brown  October 2009 - March 2012
Mayer Brown  May 2008 - August 2008
U.S. Securities and Exchange Commission   May 2007 - August 2007

Education
The Ohio State University Moritz College of Law   2006 — 2009
J.D.

University of Arizona   2002 — 2005
B.S., B.A., Regional Development, Political Science

Hugh West Hugh West Baltimore, Maryland Area Details
Hugh West's US Securities and Exchange Commission Experience August 2003 - Present
Job Accounting Branch Chief; Financial Services; U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission   August 2003 - Present
KPMG  1998 - 2003

Skills
Financial Reporting, Financial Analysis, SEC filings, CPA, Internal Controls, GAAP, Auditing, Accounting

Education
The College of New Jersey   1988 — 1992
BS, Accounting

Jaime E. Lizarraga Jaime E. Lizarraga Washington D.C. Metro Area Details
Jaime E. Lizarraga's US Securities and Exchange Commission Experience February 1998 - July 1999
Job Senior Adviser/Director of Member Services, U.S. House Democratic Leader Nancy Pelosi
Industry Legislative Office
Experience
U.S. House of Representatives, Democratic Leader Nancy Pelosi   January 2008 - Present
Committee on Financial Services, U.S. House of Representatives   December 2001 - January 2008
Committee on Financial Services, U.S. House of Representatives   July 1999 - May 2001
U.S. Securities and Exchange Commission   February 1998 - July 1999
U.S. Department of the Treasury   January 1998 - February 1999
Committee on Banking and Financial Services, U.S. House of Representatives   March 1996 - January 1998
U.S. General Accounting Office   August 1994 - March 1996
Committee on Energy and Commerce, U.S. House of Representatives   June 1993 - August 1994
U.S. General Accounting Office   July 1990 - June 1993

Skills
Financial Services, Social Housing, Legislative Affairs, Community Outreach, Political Science, Public Policy, Political Campaigns, Legislative Relations, Policy Analysis, Coalitions, Legislation, Nonprofits, Politics, Federal Government, Legislative Research, Appropriations, Political Consulting, Public Affairs, Political Communication, Government, Economic Development, National Security, Policy, Strategic Communications, Grant Writing, International Relations, Grants, State Government, Legal Research, Foreign Policy

Education
The University of Texas at Austin - The LBJ School of Public Affairs   1988 — 1990
Master of Public Affairs, Public Affairs

University of California, San Diego   1986 — 1988
Bachelor of Arts, Political Science

Ari Lustig Ari Lustig Philadelphia, Pennsylvania Details
Ari Lustig's US Securities and Exchange Commission Experience September 2011 - February 2012
Job Associate at Greenberg Traurig, LLP
Industry Law Practice
Experience
Greenberg Traurig, LLP  December 2012 - Present
Pennsylvania Court of Common Pleas, Orphans' Court Division, Hon. Judge Lois Murphy   August 2012 - December 2012
U.S. Securities and Exchange Commission   September 2011 - February 2012
Cole, Schotz, Meisel, Forman & Leonard, P.A.   May 2011 - August 2011
House Committee on Oversight and Government Reform  May 2010 - August 2010
Philadelphia District Attorney's Office  September 2009 - May 2010
New Jersey Department of the Public Advocate  May 2009 - August 2009
TeachNYS   October 2007 - September 2008
Team Greenfield   February 2007 - September 2008
Institute for Public Affairs   September 2006 - October 2007

Skills
Legal Research, Legal Writing, Legal Advice, Public Policy, Policy Analysis, Politics, Legal Assistance, Policy Writing, Commercial Litigation, Litigation, Corporate Law, Research, Trials, Appeals, Civil Litigation

Education
Fels Institute of Government   2009 — 2012
Masters of Public Administration, Government and Public Affairs

University of Pennsylvania Law School   2008 — 2012
Doctor of Law (J.D.)

Touro College   2002 — 2006
Bachelor's degree, Political Science and Government

Carol Hahn Carol Hahn Dallas/Fort Worth Area Details
Carol Hahn's US Securities and Exchange Commission Experience 2005 - Present
Job Staff Accountant with the Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission   2005 - Present
FDIC  2003 - 2005
JP Morgan Chase  2000 - 2001
Bank One Corporation  1998 - 2000

Education
Texas A&M University   1994 — 1997
B.S.

Lesley Janzen Lesley Janzen Greater New York City Area Details
Lesley Janzen's US Securities and Exchange Commission Experience June 2003 - August 2003
Job Of Counsel Leveraged Finance at Paul Hastings LLP
Industry Legal Services
Experience
Paul Hastings LLP  June 2015 - Present
Shearman & Sterling  October 2005 - May 2015
U.S. Securities and Exchange Commission   June 2003 - August 2003
Lazard Middle Market (formerly Goldsmith Agio Helms)   June 2000 - June 2002
Peace Corps  August 1997 - October 1999

Skills
Securities Regulation, Corporate Governance, Corporate Law

Education
The George Washington University Law School   2002 — 2005
Doctor of Law (JD)

University of Minnesota-Twin Cities
Bachelor of Science in Business Management

Joseph Gallo Joseph Gallo Greater Philadelphia Area Details
Joseph Gallo's US Securities and Exchange Commission Experience September 2003 - December 2003
Job Senior Counsel, Lincoln Financial Group
Industry Investment Management
Experience
Lincoln Financial Group  July 2014 - Present
Morgan Stanley Wealth Management  April 2014 - July 2014
SEI Investments  August 2007 - April 2014
ICMA-RC  2004 - 2007
U.S. Securities and Exchange Commission   September 2003 - December 2003

Skills
Securities, Risk Management, Legal Research, Mutual Funds, Securities Regulation, Mergers, Legal Writing, Commercial Litigation, Corporate Governance, Due Diligence, Private Equity

Education
The Catholic University of America, Columbus School of Law   2001 — 2004
Doctor of Law (J.D.), Law

Pennsylvania State University, University Park, PA
Bachelor of Arts (B.A.)

Charles LaRosa Charles LaRosa Greater Philadelphia Area Details
Charles LaRosa's US Securities and Exchange Commission Experience April 2004 - Present
Job Examiner at U.S. Securities and Exchange Commission
Industry Investment Management
Experience
U.S. Securities and Exchange Commission   April 2004 - Present
Credit Suisse  October 2000 - May 2002
Donaldson, Lufkin & Jenrette   July 1998 - October 2000

Education
The George Washington University - School of Business   1993 — 1995
MBA

The Catholic University of America   1989 — 1993
BA

Garry Pate Garry Pate Washington D.C. Metro Area Details
Garry Pate's US Securities and Exchange Commission Experience October 2002 - July 2008
Job Director Dispute Advisory & Forensic Services Group at Stout Risius Ross
Industry Security and Investigations
Experience
Stout Risius Ross  September 2013 - Present
Capsicum Group, LLC  July 2008 - August 2013
U.S. Securities and Exchange Commission   October 2002 - July 2008
CACI International Inc  August 2000 - October 2002
Aspen Systems Corporation  April 1997 - August 2000

Skills
Information Security, Network Security, Investigation, Security, Federal Government, Project Management, Vulnerability Assessment, Management, Strategy, Private Investigations, Business Continuity, Leadership, Strategic Planning, Computer Forensics, Microsoft Office, Consulting, Penetration Testing, Litigation Support, Fraud, Computer Security, Analysis, Digital Forensics, Forensic Analysis

Education
The Johns Hopkins University   2015 — 2017
Master of Science (M.S.), Cybersecurity

American Intercontinental University   1998 — 2000
Master of Arts (M.A.), Information Systems and Technology

University of Maryland College Park   1989 — 1993
Bachelor of Science (B.S.), Criminal Justice

Wardlaw Hartridge

Wardlaw Hartridge

Evan Sheets Evan Sheets Minneapolis, Minnesota Details
Evan Sheets's US Securities and Exchange Commission Experience January 2011 - May 2011
Job Securities and Corporate Finance Attorney at Winthrop & Weinstine. P.A.
Industry Legal Services
Experience
Winthrop & Weinstine. P.A.   March 2015 - Present
Arent Fox  October 2014 - Present
Winthrop & Weinstine  September 2011 - October 2014
U.S. Securities and Exchange Commission   January 2011 - May 2011
Financial Industry Regulatory Authority  August 2010 - November 2010
Nelson, Mullins, Riley & Scarborough LLP   March 2010 - June 2010
U.S. District Court for the Northern District of Illinois   May 2009 - August 2009

Education
The George Washington University Law School   2008 — 2011
J.D. with honors

University of North Carolina at Chapel Hill   2002 — 2006
A.B., Journalism and Mass Communication (News/Editorial) and Political Science

David Maltz David Maltz Charlotte, North Carolina Area Details
David Maltz's US Securities and Exchange Commission Experience September 1996 - July 1999
Job Vice President, Legal and Assistant Corporate Secretary at Duke Energy
Industry Utilities
Experience
Duke Energy Corporation  November 2001 - Present
Skadden Arps  July 1999 - November 2001
U.S. Securities and Exchange Commission   September 1996 - July 1999

Skills
Corporate Governance, Mergers & Acquisitions, Due Diligence, Corporate Law, SEC filings, Joint Ventures, Energy, Risk Management, Licensing, Corporate Finance, Securities, Litigation, Strategic Planning, Sarbanes-Oxley Act, Securities Regulation, Acquisitions, Contract Negotiation, Mergers, Employment Law, Legal Compliance, Private Equity, Commercial Litigation, Public Policy, Process Improvement, Business Strategy, Strategy, Executive Pay

Education
The George Washington University Law School   1993 — 1996

University of Michigan   1989 — 1993
BBA

Renee Esfandiary Renee Esfandiary Washington D.C. Metro Area Details
Renee Esfandiary's US Securities and Exchange Commission Experience October 2013 - Present
Job Assistant Director, OCIE at US Securities and Exchange Commission
Industry Security and Investigations
Experience
US Securities and Exchange Commission   October 2013 - Present
US Securities and Exchange Commission   December 2010 - Present
US Securities and Exchange Commission   March 2010 - December 2010
US Securities and Exchange Commission   June 2008 - March 2010
U.S. Securities and Exchange Commission   March 2004 - June 2008
US Securities and Exchange Commission   March 2003 - March 2004
McGuireWoods  1999 - 2003
Honorable Robert W. Wooldridge, III   1998 - 1999

Skills
Securities Regulation, Legal Research, Securities, Internal Investigations

Education
The College of William and Mary - Marshall Wythe Law School   1995 — 1998
JD

Tufts University   1991 — 1995
BS

Holton-Arms

Other

Carlos Encinas Carlos Encinas Washington, District Of Columbia Details
Carlos Encinas's US Securities and Exchange Commission Experience December 2014 - Present
Job AttorneyAdvisor Fellow at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission   December 2014 - Present
City of Chicago  February 2009 - November 2014
Tressler LLP  June 2007 - December 2007

Skills
Legal Research, Public Finance, Legislation, Affordable Housing, Grants, Municipal Law, Public Policy

Education
The John Marshall Law School   2008 — 2009
LL.M. in Real Estate

The John Marshall Law School   2005 — 2008
J.D.

University of Illinois at Urbana-Champaign   2000 — 2004
B.A., Political Science

Loyola Academy   1996 — 2000

John Zitko John Zitko Washington, District Of Columbia Details
John Zitko's US Securities and Exchange Commission Experience September 2004 - July 2011
Job Senior Counsel at U.S. Department of the Treasury
Industry Law Practice
Experience
U.S. Department of the Treasury   February 2013 - Present
U.S. Department of the Treasury   July 2011 - February 2013
U.S. Securities and Exchange Commission   September 2004 - July 2011
Morrison & Foerster LLP  September 1997 - August 2004

Education
University of Michigan Law School   1994 — 1997
J.D., Law

The London School of Economics and Political Science (LSE)   1991 — 1992
M.Sc., Russian Politics

University of California, Berkeley   1984 — 1988
B.A., History

Malwan Johnson Malwan Johnson Baltimore, Maryland Area Details
Malwan Johnson's US Securities and Exchange Commission Experience August 2014 - March 2015
Job Senior Wireless Network Engineer CCNP Wireless, Security +
Industry Computer & Network Security
Experience
United States Naval Academy  March 2015 - Present
U.S. Securities and Exchange Commission   August 2014 - March 2015
NEC  January 2008 - July 2014
Northrop Grumman  June 2003 - January 2008
MD General Assembly   2003 - 2005

Skills
Wireless, Switches, Routing, QoS, Cisco Technologies, IP, LAN-WAN, Security, Active Directory, CCNA, CCNP, Cisco Wireless, Cisco IOS, Ethernet, Wireless Networking, Network Design, WLAN, WiFi, Cisco Certified, Wireless Security, Networking, Network Security, Troubleshooting, Network Administration

Education
Master of Science Information Technology   2003 — 2007
Master of Science (M.S.), Information Technology, 3.5

Towson University   1998 — 2003
Bachelor of Science (B.S.), Computer Information Systems, 3.0

Towson University   1998 — 2003
Bachelor of Science (B.S.), Business Administration, 3.0

Rahul Miryala Rahul Miryala Houston, Texas Details
Rahul Miryala's US Securities and Exchange Commission Experience October 2011 - Present
Job Business Intelligence Consultant
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission   October 2011 - Present

Skills
Microsoft SQL Server, Software Development, SQL, Business Objects, Data Warehousing, ETL, Data Modeling, Oracle, Crystal Xcelsius, Business Intelligence, Web Intelligence, Databases, MicroStrategy

Education
The University of Texas at Austin   1998 — 2002
Bachelor’s Degree, Computer Science

The University of Texas at Austin   1998 — 2002
Bachelor’s Degree, English Language and Literature, General

christine fukunaga christine fukunaga Greater Los Angeles Area Details
christine fukunaga's US Securities and Exchange Commission Experience February 1988 - May 1996
Job Library Management Consultant
Industry Management Consulting
Experience
Skadden Arps  1997 - 2006
U.S. Securities and Exchange Commission   February 1988 - May 1996

Skills
Library Management, Library Science, Lexis, Knowledge Management, Information Literacy, Legal Research, Online Research, Library, Integrated Library..., Westlaw, Courtlink, Library Instruction, Electronic Resources, Law Librarianship, Research, Strategic Planning, Litigation Support, Document Management, Archives, Information Management, Community Outreach, Public Speaking, Editing

Education
The Catholic University of America   1983 — 1985
MSLS, Law Librarianship

SMA

Jenny Crawford Jenny Crawford Washington, District Of Columbia Details
Jenny Crawford's US Securities and Exchange Commission Experience October 2014 - Present
Job Economist at U.S. Securities and Exchange Commission
Industry Capital Markets
Experience
U.S. Securities and Exchange Commission   October 2014 - Present
Armstrong World Industries  August 2013 - September 2014
Consumer Financial Protection Bureau  June 2013 - August 2013
US Securities and Exchange Commission   January 2013 - April 2013
Real Estate Industry  January 2007 - August 2011
ICMA-RC  February 2003 - January 2006
Ka Po'e Hana   2006 - 2006
Bank of America  April 1998 - June 2001
Societe Generale  February 1997 - March 1998

Skills
Portfolio Management, Fixed Income, Bonds, Mutual Funds, Investment Banking, Analysis, Investments, Stata, Money Market, Asset Management, SAS, Financial Modeling, Asset Allocation, Real Estate, Trading, Due Diligence, Valuation, Financial Markets, Financial Risk, Capital Markets, Securities, Derivatives, Bloomberg

Education
The Johns Hopkins University - Carey Business School   2011 — 2014
M.S., Finance, 3.71 GPA

University of South Carolina-Columbia   1992 — 1996
B.S., Finance, Marketing, French

Daniel Newman Daniel Newman Miami/Fort Lauderdale Area Details
Daniel Newman's US Securities and Exchange Commission Experience September 1991 - September 1994
Job Business and Securities Litigation Partner at Broad and Cassel
Industry Law Practice
Experience
Broad and Cassel  January 2005 - Present
U.S. Securities and Exchange Commission   September 1991 - September 1994

Skills
Securities Litigation, Class Actions, Commercial Litigation, Litigation, Arbitration, Securities Regulation, Alternative Dispute..., Civil Litigation, White Collar Criminal..., Bankruptcy, Fraud, FINRA, Securities, Trial Practice, Business Litigation, Dispute Resolution, Product Liability, Courts, Appeals, Mediation, Trials, Torts, Corporate Governance, Dispute

Education
University of Miami School of Law   1988 — 1991
JD

The George Washington University
Bachelor of Business Administration (B.B.A.), Finance, General

Timothy Kviz Timothy Kviz Washington D.C. Metro Area Details
Timothy Kviz's US Securities and Exchange Commission Experience June 2005 - May 2007
Job Vice President Head of Accounting Policy and External Financial Reporting at Freddie Mac
Industry Financial Services
Experience
Freddie Mac  May 2007 - Present
Blue Stars, Performing Arts for Youth, Inc.   2007 - 2015
U.S. Securities and Exchange Commission   June 2005 - May 2007
PricewaterhouseCoopers LLP  December 1993 - June 2005
JPMorgan Chase  January 1991 - December 1993

Skills
Securitization, Consolidation, Loans, SOP 03-3, Variable Interest..., Fair Value, Investments, Derivatives, Hedging, Mortgage Servicing..., Debt, SEC, Accounting, Accounting Policy, SEC Financial Reporting, Banking, Mortgage Banking, Internal Audit, Financial Services, Policy, Auditing, Sarbanes-Oxley Act, Finance, Internal Controls

Education
The University of Texas at Arlington   1985 — 1990
BBA, Accounting

Cristi Ramon Cristi Ramon Dallas/Fort Worth Area Details
Cristi Ramon's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Law Student at The University of Texas at Austin
Industry Public Relations and Communications
Experience
The University of Texas at Austin  August 2012 - May 2015
U.S. Securities and Exchange Commission   May 2014 - August 2014
Cheniere Energy, Inc.   July 2013 - August 2013
United States District Court - Southern District of Texas  May 2013 - July 2013
Oncor Electric Delivery  September 2010 - July 2012
Office of the Governor  February 2009 - October 2010
Burson-Marsteller  August 2008 - February 2009
Burson-Marsteller  January 2008 - May 2008
Vollmer Public Relations  June 2007 - August 2007
Pinnacle Technical Resources  May 2006 - August 2006

Skills
Strategic Communications, Social Media, Public Relations, Internal Communications, Media Relations, Politics, Legal Writing, Community Outreach, Spanish, Public Affairs, Public Policy, Press Releases, Legislation, Crisis Communications, Policy, Corporate Communications, Legislative Relations, Social Media Marketing, Community Development, Blogging, Facebook, Editing, Public Speaking

Education
The University of Texas at Austin   2004 — 2008
BS, Public Relations, Spanish and Business Foundations

Gary Dayton Gary Dayton Washington D.C. Metro Area Details
Gary Dayton's US Securities and Exchange Commission Experience 2014 - Present
Job IT Project Manager at U.S. Securities and Exchange Commission
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission   2014 - Present
NOAA  September 2013 - September 2014
NOAA  September 2010 - September 2014
Millennium Challenge Corporation  2006 - 2008
Saudi Aramco  1991 - 1998
Saudi Arabian Airlines  1986 - 1991

Education
University of Maryland College Park
MS, Information Systems

The Ohio State University   1975 — 1980
BS, Computer Science

Alicia Marshall Alicia Marshall Washington D.C. Metro Area Details
Alicia Marshall's US Securities and Exchange Commission Experience July 1999 - February 2006
Job Senior Counsel
Industry Financial Services
Experience
U.S. Department of the Treasury, Office of Financial Research   May 2013 - Present
U.S. Department of the Treasury, Office of Financial Stability   August 2010 - May 2013
MCG, LLC   January 2009 - December 2010
RLJ Select Investments, LLC   February 2006 - December 2008
U.S. Securities and Exchange Commission   July 1999 - February 2006
National Association of Securities Dealers (k/n/a Financial Industry Regulatory Authority)   September 1996 - June 1999

Education
The Catholic University of America, Columbus School of Law
Juris Doctor (J.D.)

University of Maryland College Park
Bachelor's Degree, Finance and Marketing (Double Major)

Francine Ritter Francine Ritter Greater New York City Area Details
Francine Ritter's US Securities and Exchange Commission Experience September 1997 - October 2000
Job Vice President, Regulatory Exam Management
Industry Financial Services
Experience
JPMorgan Chase & Co.   September 2014 - Present
JPMorgan Chase & Co.   June 2008 - August 2014
Bear Stearns  August 2004 - June 2008
ABN AMRO Bank N.V.   November 2002 - August 2004
Hogan & Hartson  2000 - 2002
U.S. Securities and Exchange Commission   September 1997 - October 2000

Education
Suffolk University Law School   1993 — 1997
J.D.

New York University - Leonard N. Stern School of Business   1984 — 1987
B.S., Accounting, Economics

Craig Lewis Craig Lewis Nashville, Tennessee Details
Craig Lewis's US Securities and Exchange Commission Experience June 2011 - May 2014
Job Madison S. Wigginton Professor of Finance, Owen Graduate School of Management, Vanderbilt University
Industry Higher Education
Experience
Vanderbilt University  August 1986 - Present
U. S. Securities and Exchange Commission   June 2011 - May 2014
U.S. Securities and Exchange Commission   June 2011 - May 2014
University of Wisconsin-Madison  August 1981 - July 1986
Arthur Young & Co  July 1978 - August 1981

Skills
Economics, Corporate Finance, Data Analysis, Financial Analysis, Analysis, Econometrics, Financial Modeling, Quantitative Analytics, Strategic Planning, Valuation, Research, Macroeconomics, Business Strategy, Capital Markets, Stata, Leadership, Eviews, Bloomberg, Fixed Income, Statistics, Finance

Education
University of Wisconsin-Madison - School of Business   1981 — 1987
MS, Finance

University of Wisconsin-Madison - School of Business   1981 — 1986
PhD, Finance

The Ohio State University Fisher College of Business   1974 — 1978
BS Accounting, Accounting

Kevin An Kevin An Washington D.C. Metro Area Details
Kevin An's US Securities and Exchange Commission Experience February 1992 - April 1999
Job Broker Dealer Lawyer
Industry Financial Services
Experience
E*TRADE Financial Corporation  September 2001 - July 2014
Schiff Hardin LLP  April 1999 - August 2001
U.S. Securities and Exchange Commission   February 1992 - April 1999
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates   September 1989 - December 1992

Skills
Securities, Equities, Financial Services, Capital Markets, Risk Management, Series 7, FINRA, Options, Contract Negotiation, Mergers & Acquisitions

Education
Saint John's University Law School   1986 — 1989
Doctor of Law (JD)

Yale University   1984 — 1985
Master of Science (MS)

The Cooper Union for the Advancement of Science and Art   1979 — 1983
Bachelor of Science (BS)

Paul Mussey Paul Mussey Washington D.C. Metro Area Details
Paul Mussey's US Securities and Exchange Commission Experience January 2014 - Present
Job Branch Chief Platform and Data Management at U.S. Securities and Exchange Commission
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission   January 2014 - Present
US Securities and Exchange Commission   April 2012 - December 2013
U.S. International Trade Commission   1997 - April 2012
Naval Surface Warfare Center, Carderock Division, U.S.Navy   1994 - 1997

Skills
Oracle, Netezza, Microsoft SQL Server, Big Data, F5 BigIP, Hadoop, Datastage, Grails, PL/SQL, ASP.NET, Red Hat Linux, XML, Tomcat, Apache, IIS, Access Database, Java, C++, Windows Server, PHP, Erwin, ER/Studio, Data Modeling, Data Warehousing, Perl

Education
The George Washington University
B.S., Electrical Engineering, Computer Option, Electrical Engineering/Computer Engineering

David Buhler David Buhler Greater Denver Area Details
David Buhler's US Securities and Exchange Commission Experience August 2015 - Present
Job AttorneyAdvisor at U.S. Securities and Exchange Commission
Industry Investment Management
Experience
U.S. Securities and Exchange Commission   August 2015 - Present
ALPS Fund Services, Inc.   June 2010 - August 2015
Founders Asset Management LLC   January 2006 - February 2009
Great-West Life & Annuity Insurance Company  July 1997 - January 2006

Skills
Variable Annuities, Mutual Funds, Investment Company Act

Education
University of Denver - Sturm College of Law   1993 — 1996
J.D., Law

The George Washington University   1989 — 1993
B.A., International Affairs

Ken Moreland Ken Moreland Baltimore, Maryland Area Details
Ken Moreland's US Securities and Exchange Commission Experience 1988 - 1990
Job CFO at T Rowe Price
Industry Financial Services
Experience
T Rowe Price  March 2004 - Present
RTKL  1996 - 2004
Coopers & Lybrand  1978 - 1996
U.S. Securities and Exchange Commission   1988 - 1990

Skills
Financial Reporting, Financial Planning, Financial Analysis, Enterprise Risk..., Facilities Management, Business Continuity, Treasury Management

Education
Towson University
Bachelor of Business Administration (BBA), Accounting, Beta Alpha Psi

Della Richardson Della Richardson Greater New York City Area Details
Della Richardson's US Securities and Exchange Commission Experience September 1997 - November 2000
Job Deputy General Counsel & Director of Compliance Manager at TPG Global, Inc.
Industry Law Practice
Experience
TPG Capital  April 2012 - Present
Carter Ledyard & Milburn LLP  April 2006 - February 2012
Sullivan & Cromwell LLP  December 2000 - March 2006
U.S. Securities and Exchange Commission   September 1997 - November 2000

Skills
Securities, Securities Regulation, FINRA, Due Diligence, Private Equity, Hedge Funds, Capital Markets, Investments, SEC, Equities, Investment Advisory, Private Placements, AML, Licensing, IPO, Legal Research, Financial Regulation, Corporate Finance, Broker-Dealer

Education
Syracuse University College of Law
Juris Doctor

ADMISSIONS State of New York, Southern and Eastern Districts of New York

Brentwood High School (Ross)
High School Regents Diploma

Legal Services of Central New York

Onondaga County District

Syracuse University
Bachelor of Science (BS)

Syracuse University School of Management
Bachelor of Science

Benjamin Yeamans Benjamin Yeamans Greater New York City Area Details
Benjamin Yeamans's US Securities and Exchange Commission Experience January 2013 - April 2013
Job Labor Relations Associate at CocaCola Refreshments
Industry Higher Education
Experience
Coca-Cola Refreshments  August 2014 - Present
Coca-Cola Refreshments  June 2013 - August 2013
U.S. Securities and Exchange Commission   January 2013 - April 2013
Hon. Allan L. Gropper, United States Bankruptcy Court, SDNY, New York, NY   August 2012 - November 2012
Summer Institute, St. John's University School of Law   July 2012 - August 2012
Professor Keith Sharfman, St. John's University School of Law   June 2012 - August 2012
Judge Joan Lefkowitz, Supreme Court, Westchester County   June 2010 - August 2010
ebizQ  July 2008 - September 2008

Skills
Legal Research, Westlaw, Research, Legal Writing, Bankruptcy, Employment Law, Arbitration, Labor Relations

Education
St. John's University School of Law   2011 — 2014
J.D.

Touro College   2005 — 2009
Bachelors of Arts, Psychology, magna cum laude

Frank Buda Frank Buda Washington, District Of Columbia Details
Frank Buda's US Securities and Exchange Commission Experience October 2012 - Present
Job Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   October 2012 - Present
Investment Adviser Association  May 2012 - October 2012
US Securities and Exchange Commission   May 2011 - August 2011
United States Attorney's Office for the District of Columbia  June 2010 - August 2010

Skills
Legal Writing, Corporate Law, Research, Economics, Public Speaking, Securities, Legal Research, Legal Compliance, Regulatory Examinations

Education
University of Michigan Law School   2009 — 2012
Juris Doctor, cum laude

The George Washington University   2005 — 2009
Bachelor of Arts, magna cum laude, Political Science and Philosophy

London School of Economics and Political Science   2007 — 2008
Political Philosophy & Jurisprudence

Elizabeth Leise Elizabeth Leise Washington D.C. Metro Area Details
Elizabeth Leise's US Securities and Exchange Commission Experience September 2013 - Present
Job Special Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   September 2013 - Present
US Securities and Exchange Commission   May 2011 - September 2013
Arnold & Porter  September 2002 - May 2011

Skills
Securities Regulation

Education
The George Washington University Law School
Doctor of Law (JD)

University of Virginia
Bachelor of Arts (BA), Foreign Affairs and French

Barrett Hunter Barrett Hunter Greater Chicago Area Details
Barrett Hunter's US Securities and Exchange Commission Experience September 2013 - November 2013
Job Founder at Autom8
Industry Judiciary
Experience
Autom8   January 2015 - Present
U.S. Securities and Exchange Commission   September 2013 - November 2013
Federal Deposit Insurance Corporation  June 2013 - August 2013
PwC  2009 - August 2011

Skills
Project management, Project Management, Research, Leadership, Microsoft Office, Data Analysis, Public Speaking, Microsoft Word, Legal Research, Financial Analysis, Financial Modeling, Microsoft Excel, Legal Writing, PowerPoint, Analysis, Nonprofits

Education
The George Washington University Law School   2011 — 2014
Juris Doctor (J.D.)

University of Virginia   2006 — 2009
Bachelor of Arts, Economics

Ajay Mehra Ajay Mehra Greater New York City Area Details
Ajay Mehra's US Securities and Exchange Commission Experience June 1997 - September 2000
Job Chief Compliance Officer at Caxton Associates LP
Industry Financial Services
Experience
Caxton Associates LP  June 2011 - Present
Perella Weinberg Partners  June 2007 - June 2011
Credit Suisse  September 2004 - December 2006
Shearman & Sterling LLP  September 2000 - September 2004
U.S. Securities and Exchange Commission   June 1997 - September 2000

Education
Syracuse University College of Law
Juris Doctor

Syracuse University - Martin J. Whitman School of Management
MBA, Finance

Mary Anne Busse Mary Anne Busse Greater Detroit Area Details
Mary Anne Busse's US Securities and Exchange Commission Experience 1987 - 1993
Job Managing Director at Great Disclosure LLC
Industry Legal Services
Experience
Great Disclosure LLC   January 2006 - Present
Great Disclosure LLC   2006 - 2009
College Savings Plans of Maryland  2000 - 2006
U.S. Securities and Exchange Commission   1987 - 1993

Skills
Securities, Securities Regulation, Corporate Law, Corporate Governance, Due Diligence, Joint Ventures, Mergers & Acquisitions

Education
The George Washington University Law School   1984 — 1987
JD

University of Detroit Mercy   1980 — 1984
BS, Mathematics

Jonathon Serafini Jonathon Serafini Dallas/Fort Worth Area Details
Jonathon Serafini's US Securities and Exchange Commission Experience January 2013 - May 2013
Job Trial Attorney at HUD
Industry Law Practice
Experience
U.S. Department of Housing and Urban Development   September 2013 - Present
U.S. Securities and Exchange Commission   January 2013 - May 2013
Civil Justice Clinic: Child and Family Defense Project   August 2012 - January 2013
Metropolitan St. Louis Equal Housing Opportunity Council  May 2012 - December 2012
Guidepoint Systems  October 2007 - September 2012
Federal Public Defender  January 2012 - June 2012
LegalHelp.Org   August 2011 - December 2011
United States District Court  May 2011 - August 2011
Thomson Reuters  January 2011 - August 2011
Amerest Securities   March 2007 - October 2007

Skills
Marketing Strategy, Social Media, Marketing, Customer Satisfaction, Sales Management, Customer Service, Sales, New Business Development, Team Building, Account Management, Business Development, Negotiation, Automotive, Leadership, Public Speaking, Management, Strategic Planning, Research, Legal Research, Legal Writing, Microsoft Office, Social Networking, Event Planning, Litigation, PowerPoint, Nonprofits, Civil Litigation, Westlaw, Trials, Microsoft Word, Microsoft Excel, Courts

Education
Washington University in St. Louis School of Law   2011 — 2013
Doctor of Law (J.D.), Law, 3.60

Summer Institute For International Law & Policy, Utrecht, Netherlands   2012 — 2012
Course work in international and comparative human rights and business law.

University of Akron School of Law   2010 — 2011
Legal Course Work, 3.67

The University of Texas at Arlington   2003 — 2009
Bachelor of Arts (B.A.), Advertising and Broadcast News, Cum Laude

Christopher Gilkerson Christopher Gilkerson San Francisco Bay Area Details
Christopher Gilkerson's US Securities and Exchange Commission Experience 1995 - 1999
Job SVP, General Counsel of Charles Schwab & Co., Inc.
Industry Financial Services
Experience
Charles Schwab  February 1999 - Present
U.S. Securities and Exchange Commission   1995 - 1999
Hogan & Hartson  1992 - 1994

Education
Yale Law School   1988 — 1991
Doctor of Law (J.D.)

The Ohio State University   1984 — 1987
B.A., Political Science, summa cum laude

William Sherwin William Sherwin Washington D.C. Metro Area Details
William Sherwin's US Securities and Exchange Commission Experience August 2014 - December 2014
Job Assistant General Counsel/Registered Lobbyist
Industry Law Practice
Experience
APT, Inc.   December 2014 - Present
U.S. Securities and Exchange Commission   August 2014 - December 2014
Ahlers & Cooney, P.C.   May 2014 - August 2014
Baird Holm LLP  May 2013 - August 2013
DC READS  August 2009 - May 2010
J&K CONSTRUCTION  May 2009 - August 2009
SENATOR BYRON DORGAN'S OFFICE   August 2007 - February 2009
CAPITOL RACQUET AND FITNESS CENTER   May 2007 - August 2007

Skills
Customer Service, Management, Leadership, Research, Social Media, Public Speaking, Microsoft Office, Nonprofits, Community Outreach, Event Planning, Microsoft Word, Fundraising, Editing

Education
University of Iowa College of Law   2012 — 2015
Juris Doctor, Law

The George Washington University   2006 — 2010
Bachelor of Arts, Economics and Philosophy

BISMARCK HIGH SCHOOL

Nolan McWilliams Nolan McWilliams Washington D.C. Metro Area Details
Nolan McWilliams's US Securities and Exchange Commission Experience August 2008 - Present
Job AttorneyAdvisor, Division of Corporation Finance at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission   August 2008 - Present
Shawnee Mission East High School  August 1996 - June 2008
University of Kansas School of Business  August 2005 - May 2008
U.S. Securities and Exchange Commission   May 2007 - August 2007
Tutor  September 2004 - July 2005
Ball's Hen House Market   May 1994 - August 2004

Skills
Securities Regulation, Corporate Law, SEC reporting, Legal Research, Capital Markets, Legal Writing

Education
University of Kansas School of Law   2005 — 2008
J.D.

University of Kansas   1995 — 2003
Bachelor of Science (B.S.), Business Adminstration

Eric Wexler Eric Wexler Greater New York City Area Details
Eric Wexler's US Securities and Exchange Commission Experience May 2009 - August 2009
Job Associate at Paul, Weiss, Rifkind, Wharton & Garrison LLP
Industry Legal Services
Experience
Paul, Weiss, Rifkind, Wharton & Garrison LLP   September 2011 - Present
U.S. Securities and Exchange Commission   May 2009 - August 2009

Skills
Joint Ventures, Corporate Law, Commercial Litigation, Private Equity, Due Diligence, Mergers & Acquisitions, Corporate Governance, Bankruptcy

Education
University of Pennsylvania Law School   2008 — 2011
Doctor of Law (J.D.), magna cum laude

University of Pennsylvania - The Wharton School   2008 — 2011
Certificate in Business and Public Policy

The Johns Hopkins University   2004 — 2008
Bachelor of Arts (B.A.), International/Global Studies

Jeffrey Stagnitti Jeffrey Stagnitti Washington D.C. Metro Area Details
Jeffrey Stagnitti's US Securities and Exchange Commission Experience September 2015 - Present
Job Associate Director, U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission   September 2015 - Present
U.S. Securities and Exchange Commission   July 2013 - August 2015
Defense Logistics Agency  September 2009 - June 2013
Defense Logistics Agency  October 2007 - September 2009
Defense Logistics Agency  June 2006 - October 2007
Defense Logistics Agency  June 2005 - June 2006
Defense Logistics Agency  August 1993 - June 2005

Skills
Risk Management, Government, Risk Assessment, Policy, Strategic Leadership, Program Management, Vulnerability Assessment, Leadership, Managerial Finance, Operations Management, Strategic Planning, Process Improvement, Command, Military, Defense, Logistics, DoD

Education
Syracuse University   1992 — 1993
Master of Public Administration (MPA), Public

Syracuse University   1989 — 1992
Bachelor of Arts (BA), Political Science and Government

Jerry Carpenter Jerry Carpenter Washington D.C. Metro Area Details
Jerry Carpenter's US Securities and Exchange Commission Experience June 1987 - December 2012
Job Consultant
Industry Capital Markets
Experience
Self Employed  2012 - 2013
U.S. Securities and Exchange Commission   June 1987 - December 2012

Skills
Securities Regulation, FINRA, Securities, Corporate Governance, Corporate Law, Legal Research, Capital Markets, Investment Advisory, Derivatives, Mutual Funds, Due Diligence

Education
The University of Memphis—Cecil C. Humphreys School of Law   1982 — 1985
J.D., Law

University of Tennessee-Knoxville   1978 — 1981
Bachelor of Arts (B.A.), Biology, General

Philipp Havenstein Philipp Havenstein Washington, District Of Columbia Details
Philipp Havenstein's US Securities and Exchange Commission Experience July 2014 - Present
Job Attorney
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   July 2014 - Present
U.S. Department of Homeland Security, U.S. Immigration and Customs Enforcement   June 2011 - July 2014
Newman, Boyer & Staham, Ltd.   2011 - 2011

Skills
Legal Research, Litigation, Legal Writing, Public Policy, Trial Practice, Corporate Law, Legal Issues, Civil Litigation, Westlaw, Appeals, Lexis, Administrative Law, Mediation, Licensing, Employment Law, Courts, Commercial Litigation

Education
The George Washington University Law School
JD

The George Washington University
BA, Political Science

Detroit Country Day School

vinay pendli vinay pendli Washington D.C. Metro Area Details
vinay pendli's US Securities and Exchange Commission Experience November 2013 - Present
Job Sr. DBA at U.S. Securities and Exchange Commission
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission   November 2013 - Present
NSF  June 2010 - June 2013
FannieMae  1999 - 2007
Grasim industries  1996 - 1997

Skills
Microsoft SQL Server, Disaster Recovery, Enterprise Architecture, Oracle, Unix, SDLC, Databases, Requirements Analysis, Data Warehousing, PL/SQL, Integration, Performance Tuning

Education
Strayer University   2003 — 2004
Master of Business Administration (MBA), Business Administration and Management, General

Rowena Itchon Rowena Itchon San Francisco Bay Area Details
Rowena Itchon's US Securities and Exchange Commission Experience 1992 - 1993
Job Vice President, Marketing at Pacific Research Institute
Industry Higher Education
Experience
Pacific Research Institute  Senior EditorRegnery Publishing2004 - 2005
Eagle Publishing  2004 - 2005
RS Investments  2001 - 2002
T. Rowe Price  1993 - 2001
U.S. Securities and Exchange Commission   1992 - 1993
Office of the Governor of California  1991 - 1992
White House Office of Presidential Speechwriting   1985 - 1989

Education
The George Washington University
Master of Business Administration (MBA), International Business

University of Southern California
Bachelor of Arts (B.A.), International Relations and Economics

Ross M. Wolfe Ross M. Wolfe Greater Philadelphia Area Details
Ross M. Wolfe's US Securities and Exchange Commission Experience June 2012 - October 2013
Job Associate at The Weiser Law Firm
Industry Law Practice
Experience
The Weiser Law Firm   February 2014 - Present
The Law Offices of J. Matthew Wolfe   October 2013 - Present
U.S. Securities and Exchange Commission   June 2012 - October 2013
Philadelphia Court of Common Pleas  May 2011 - August 2011
PPB Advisors LLC  May 2009 - August 2009
Philadelphia Water Department  May 2008 - August 2008

Education
The George Washington University Law School   2011 — 2013
J.D., LAW

The Catholic University of America   2006 — 2010
B.S.B.A., Finance

Monsignor Bonner High School   2002 — 2006
High School

David Dimitri David Dimitri Greater Minneapolis-St. Paul Area Details
David Dimitri's US Securities and Exchange Commission Experience March 2003 - May 2004
Job Senior Counsel at Securian Financial Group
Industry Insurance
Experience
Securian Financial Group  February 2015 - Present
State Farm Insurance Companies  May 2004 - February 2015
U.S. Securities and Exchange Commission   March 2003 - May 2004
Clayton Group Services, Inc  April 1996 - October 2000

Skills
Mutual Funds, Securities, Securities Regulation, Insurance Regulatory, Broker-Dealer, Investment Advisers Act, Investment Company Act, Securities Exchange Act..., Variable Products

Education
The John Marshall Law School
Juris Doctor

University of Wisconsin-Stevens Point   1991 — 1995
BS, Water Resource Management

George F. Ohsiek, Jr. George F. Ohsiek, Jr. Greater Philadelphia Area Details
George F. Ohsiek, Jr.'s US Securities and Exchange Commission Experience 2002 - 2006
Job Senior Vice President Corporate Controller at ACE Group
Industry Financial Services
Experience
ACE Group  2008 - Present
Municipal Mortgage & Equity, LLC   2006 - 2007
U.S. Securities and Exchange Commission   2002 - 2006
KPMG  1996 - 2002

Education
State University of New York College at Geneseo   1992 — 1996
Bachelor of Science (B.S.), Accounting

Sarah Myers-Mutschall Sarah Myers-Mutschall Washington D.C. Metro Area Details
Sarah Myers-Mutschall's US Securities and Exchange Commission Experience September 2010 - December 2010
Job Counsel at U.S. House of Representatives, Committee on Ethics
Industry Law Practice
Experience
U.S. House of Representatives, Committee on Ethics   December 2014 - Present
Levi & Korsinsky, LLP   August 2012 - October 2014
Investment Adviser Association  January 2012 - April 2012
D.C. Office of the Attorney General   May 2011 - August 2011
U.S. Securities and Exchange Commission   September 2010 - December 2010
Loudoun County Circuit Court   May 2010 - August 2010
K. Hovnanian Homes  July 2005 - July 2009

Skills
Legal Writing, Legal Research, Event Planning, PowerPoint, Microsoft Office, Research, Editing, Microsoft Word, Microsoft Excel, Customer Service

Education
The George Washington University Law School   2009 — 2012
J.D., Law

The College of William and Mary   2001 — 2005
BBA, Finance, Russian Studies

Sara Hawthorne Sara Hawthorne Dallas/Fort Worth Area Details
Sara Hawthorne's US Securities and Exchange Commission Experience April 2013 - August 2013
Job Paralegal
Industry Legal Services
Experience
TXU Energy  August 2015 - Present
TXU Energy  September 2013 - August 2015
U.S. Securities and Exchange Commission   April 2013 - August 2013
US Environmental Protection Agency (EPA)   November 2011 - April 2013
Wilson Elser  December 2010 - August 2011
U.S. Census Bureau   April 2010 - July 2010
Six Flags Over Texas  April 2004 - January 2008

Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, English, Legal Research, Document Review, Document Management, Records Management, Records, Legal Writing, Case Analysis, Westlaw, Lexis, Lotus Notes, SharePoint, Security Clearance, Adobe Acrobat, Securities Litigation, Asbestos Litigation, Factiva, Deltek, PACER, CLEAR, Recommind, Litigation Support, Regulatory Analysis, Regulatory Documentation, Compliance, Legal Compliance, Internal Audit, SOX Compliancy, Contract Management, Software Documentation, SAP, Livelink, Selectica, Business Objects, Reports

Education
Texas Woman's University   2006 — 2010
Bachelor of Science (BS), Government empahsis in Legal Studies, Criminal Justice Minor, 3.4

Texas Christian University   2008 — 2009
Pre-Law Studies

Lucian Y. Grove III Lucian Y. Grove III Tuscaloosa, Alabama Area Details
Lucian Y. Grove III's US Securities and Exchange Commission Experience May 2015 - Present
Job Legal Intern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission   May 2015 - Present
University of Alabama School of Law  August 2013 - Present
Bruch Hanna LLC   May 2015 - May 2015
Clean Line Energy Partners  June 2014 - August 2014

Skills
Research, Legal Research, Legal Writing, Westlaw, Microsoft Office, Litigation, Public Speaking, Editing, PowerPoint, Microsoft Word, Social Media, Microsoft Excel, English

Education
The University of Alabama School of Law   2013 — 2016
Doctor of Law (J.D.) (Expected)

Washington and Lee University   2009 — 2013
Bachelor of Arts (B.A.), English

Ruth Buck Ruth Buck Dallas/Fort Worth Area Details
Ruth Buck's US Securities and Exchange Commission Experience July 2008 - October 2012
Job Receptionist at Stotler Real Estate Group
Industry Real Estate
Experience
Stotler Real Estate Group   July 2014 - Present
Six Flags Over Texas  August 2013 - Present
Bishop Davies Nursing Home   April 2014 - July 2014
U.S. Securities and Exchange Commission   July 2008 - October 2012

Skills
Research, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets, Negotiation, Editing, C++, C, Java

Education
The University of Texas at Arlington   1977 — 2007
Bachelor of Arts (B.A.), English Language and Literature/Letters

Texas Tech University   1974 — 1976
English Language and Literature/Letters

Michael Baek Michael Baek Washington, District Of Columbia Details
Michael Baek's US Securities and Exchange Commission Experience May 2015 - July 2015
Job Intern, Bureau of Economic Analysis, New Foreign Direct Investment
Industry Financial Services
Experience
Bureau of Economic Analysis  October 2015 - Present
U.S. Securities and Exchange Commission   May 2015 - July 2015
GWU Department of Anthropology   September 2014 - April 2015

Education
The George Washington University   2013 — 2017
Bachelor of Arts (B.A.), Economics and International Affairs

Carey King Carey King Dallas, Texas Details
Carey King's US Securities and Exchange Commission Experience April 1972 - April 1974
Job Undefined
Industry
Experience
LPL Financial  January 2008 - Present
Edward Jones  June 2001 - December 2007
Truco Enterprises  January 2000 - December 2000
Cascade International   November 1998 - July 1999
Entergy  February 1997 - November 1998
DuPont Company  May 1974 - November 1995
U.S. Securities and Exchange Commission   April 1972 - April 1974

Education
The University of Texas at Austin
Master of Business Administration (M.B.A.)

Christopher Ancona Christopher Ancona Baltimore, Maryland Details
Christopher Ancona's US Securities and Exchange Commission Experience September 2003 - May 2009
Job Chief Compliance Officer and General Counsel at Chesapeake Partners
Industry Investment Management
Experience
Chesapeake Partners  March 2014 - Present
The Baupost Group  May 2009 - March 2014
U.S. Securities and Exchange Commission   September 2003 - May 2009
State Street  2000 - 2003
PricewaterhouseCoopers  1998 - 2000

Skills
Hedge Funds, Investments, Alternative Investments, Equities, Securities, Securities Regulation, Valuation, Mergers & Acquisitions, Asset Management, Investment Advisers Act, Regulatory Compliance, Regulatory Filings, Legal Compliance

Education
Suffolk University Law School   2007 — 2011
Doctor of Law (J.D.), Business Law and Financial Services with Distinction

Syracuse University   1994 — 1998
Bachelor of Science (BS), Accounting

Loyola Blakefield

William Dinan William Dinan Charlotte, North Carolina Details
William Dinan's US Securities and Exchange Commission Experience June 2012 - August 2012
Job Operations Analyst Markets at Bank of America Merrill Lynch
Industry Banking
Experience
Bank of America Merrill Lynch  February 2015 - Present
Merrill Lynch  July 2013 - February 2015
The BARBRI Group  October 2011 - April 2014
U.S. Securities and Exchange Commission   June 2012 - August 2012
Morgan Keegan & Co., Inc.   July 2010 - August 2010

Skills
Microsoft Word, Microsoft Excel, PowerPoint, Legal Research, Legal Writing, Leadership, Teamwork, Data Entry, Analysis, Relationship Building, Team Leadership

Education
The University of Alabama School of Law   2011 — 2014
Doctor of Law (J.D.), International Business, Trade, and Tax Law

University of Alabama   2007 — 2011
Bachelor of Science (BS), International Finance

Charles LaRosa, CAIA Charles LaRosa, CAIA Medford, New Jersey Details
Charles LaRosa, CAIA's US Securities and Exchange Commission Experience April 2004 - January 2012
Job Manager at KPMG LLP
Industry Investment Management
Experience
KPMG LLP  January 2012 - Present
U.S. Securities and Exchange Commission   April 2004 - January 2012
Independent Economic Research Consultant   June 2002 - March 2004
Credit Suisse First Boston Corporation  October 2000 - May 2002
Donaldson, Lufkin & Jenrette Securities Corporation   July 1998 - October 2000
Brown Brothers Harriman & Co.   October 1996 - July 1998

Skills
Portfolio Management, Risk Management

Education
The George Washington University   1993 — 1995
Master of Business Administration (MBA)

The Catholic University of America   1989 — 1993
Bachelor of Arts (B.A.)

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