US Securities and Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Jurisdiction: United States of America Employees: 4,301 (2015) Headquarters: Washington, D.C., United States Founder: Franklin D. Roosevelt Founded: 6 June 1934
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US Securities and Exchange Commission Employees
U.S. Securities and Exchange Commission August 2015 - Present
Carey Financial, LLC, affiliate of W. P. Carey Inc. May 2015 - Present
Financial Industry Regulatory Authority (FINRA) September 2014 - April 2015
United States Bankruptcy Court, District of New Jersey, Honorable Rosemary Gambardella May 2014 - August 2014
TheSummitChildren’sResidenceCenter January 2008 - August 2013
Supreme Court Justice Lawrence Ecker June 2010 - October 2010
Skills
Public Speaking, PowerPoint, Microsoft Excel, Microsoft Office, Securities Regulation, Legal Compliance, Legal Research, Microsoft Word, Leadership, Social Media, Photoshop, Research, Legal Writing, MySQL, Bitcoin, HTML, JavaScript, Twitter Bootstrap, Cryptocurrency, AngularJS, Node.js
Education
Temple University - James E. Beasley School of Law 2013 — 2016
Juris Doctor (J.D.), Banking, Corporate, Finance, and Securities Law
BinghamtonUniversity 2008 — 2012
Bachelor's Degree, PoliticalScience; EnvironmentalStudies, Law&Policy
AutonomousUniversityofBarcelona 2011 — 2011
Economics
Matrix Capital Management LP August 2014 - Present
U.S. Securities and Exchange Commission May 2012 - August 2014
U.S. Securities and Exchange Commission March 2005 - April 2012
U.S. Department of Justice September 1999 - March 2005
Skills
FCPA, Securities Regulation, Securities Litigation, White Collar Crime, White Collar Criminal..., Tax, Fraud, Corporate Governance, Litigation, Anti-corruption, SEC, Securities, Trials, Corporate Law, FINRA, Criminal Law
Education
Tulane University 1996 — 1999
JD, Cum Laude
SUNY Geneseo 1992 — 1996
Bachelor of Arts (B.A.), English
Oxford University
English Literature (British and Commonwealth)
DLA Piper 2014 - Present
U.S. Securities and Exchange Commission 2013 - 2014
U.S. Attorney's Office, Department of Justice 2012 - 2013
U.S. Attorney's Office, Department of Justice 2002 - September 2012
Wiggin and Dana LLP 1998 - 2001
U.S. Navy, JAG Corps 1994 - 1998
Skills
Fraud, Litigation, Criminal Law, White Collar Criminal..., Courts, Civil Litigation, Commercial Litigation, Internal Investigations, Securities Litigation, Securities Regulation, Trials, Administrative Law, Trial Practice, FCPA, Appeals
Education
Syracuse University College of Law 1991 — 1994
J.D., Law
University at Albany, SUNY 1988 — 1991
B.A., History, English
National Center for Smart Growth Research & Education August 2015 - Present
American Institutes for Research January 2015 - Present
U.S. Securities and Exchange Commission February 2015 - May 2015
PRM Consulting October 2014 - December 2014
The Brookings Institution January 2014 - June 2014
Ferguson Asset Management, Inc. November 2013 - May 2014
The Institute of World Politics June 2013 - August 2013
Sar-El June 2012 - June 2012
Regional Integration Center June 2010 - August 2010
Skills
Political Science, Research, Analysis, Highly personable, Leadership, Humor, Public Policy, Psychology, Statistics, Spanish, Teamwork, Teaching, Analytic Problem Solving, Creativity, Writing, Hebrew, Well-Rounded, SPSS, Microsoft Excel, International Relations, Middle Eastern Studies, International Security, Microsoft Office, Policy, Data Analysis, Foreign Policy, Domestic Politics, Policy Research, Economics, Policy Writing, Project Management, Information Security, Arabic, German, Homeland Security, Crisis Management, Editing, Social Media, Public Speaking, VBA, PowerPoint, Microsoft Word, Nonprofits, Politics
Education
University of Maryland College Park 2015 — 2017
Master of Public Policy, International Security, Economics, and Development
Tulane University 2012 — 2013
Bachelor of Science (B.S.) cum laude, Psychology, Music, Political Science
Graduate School USA 2014 — 2014
Microeconomics, Macroeconomics.
The Institute of World Politics
Audited: Terrorism and Counterterrorism, Cyber-Statescraft
Coursera
Individual Courses, Economics, International Affairs, Political Science, and Business.
Tel Aviv University 2012 — 2012
Cetificate, Arabic Intensive
Northern Valley Regional High School Demarest 2005 — 2009
High School Diploma
Kalorama Partners Llc August 2015 - Present
U.S. Securities and Exchange Commission December 2014 - Present
Morgan, Lewis & Bockius LLP September 2014 - December 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
US Securities and Exchange Commission May 2013 - August 2013
US Securities and Exchange Commission January 2013 - May 2013
Financial Industry Regulatory Authority August 2012 - November 2012
Financial Industry Regulatory Authority May 2012 - August 2012
Morgan Stanley Smith Barney September 2010 - August 2011
Skills
Series 7, Retirement Planning, Uniform Combined State..., Wealth Management, Asset Allocation, Investment Advisory, 401k Rollovers, Mutual Funds, Investment Strategies, Saving for Education, Strategic Financial..., Alternative Investments, Investments, Financial Advisory, Retirement, 529 Plans, IRAs, Estate Planning, Series 66
Education
Georgetown University Law Center 2014 — 2016
LL.M, Securities and Financial Regulation
The Catholic University of America, Columbus School of Law 2011 — 2014
J.D., Banking, Corporate, Finance, and Securities Law, cum laude
University of Wisconsin-Madison 2007 — 2009
Bachelor of Arts, Economics, Finance, Spanish
The Catholic University of America 2005 — 2007
International Business, Finance, Spanish
U.S. Securities and Exchange Commission January 2004 - Present
Creative Technology (a General Dynamics company) 2002 - 2004
Jefferson Wells 2000 - 2002
Information Systems Support (a CACI company) 1998 - 1999
CACI Technologies Inc. (formerly QuesTech Inc.) 1987 - 1998
CSC 1985 - 1987
MCI Corporation 1983 - 1985
Skills
Mergers & Acquisitions, Corporate Finance, Budgets, US GAAP, Consolidation, Revenue Recognition, IFRS, Accounting, SEC filings, Financial Reporting
Education
The George Washington University - School of Business
Master of Business Administration (MBA), Finance
The George Washington University - School of Business
Master of Accountancy
Weil, Gotshal & Manges LLP September 2014 - Present
United States District Court for the District Of Columbia August 2013 - November 2013
Financial Industry Regulatory Authority May 2013 - August 2013
U.S. Securities and Exchange Commission January 2013 - April 2013
Arkin Solbakken LLP May 2012 - August 2012
Skills
Westlaw, Legal Writing, Legal Research Skills, Legal Research, Securities Regulation, Networking, Legal Issues, Corporate Law, Civil Litigation, Bankruptcy, Corporate Finance, Public Policy, Trial Practice, Determination, Employee Loyalty
Education
The George Washington University Law School 2012 — 2014
Doctor of Law (JD), High Honors
Fordham University 2007 — 2011
Bachelor of Arts (B.A.), Political Science and Government
EY July 2013 - March 2014
EY October 2009 - June 2013
EY October 2006 - September 2009
EY July 2005 - September 2007
EY November 2002 - June 2005
EY October 1998 - October 2002
EY June 1992 - September 1998
U.S. Securities and Exchange Commission June 1990 - June 1992
Skills
Accounting, Auditing, Financial Reporting, Sarbanes-Oxley Act, Internal Controls, SEC Filings, US GAAP, Financial Analysis, GAAP, Due Diligence, Assurance, Big 4, Leadership, Financial Accounting, Mergers & Acquisitions, Risk Management, CPA, External Audit
Education
The Ohio State University
Bachelor of Science (BS)
Philadelphia District Attorney's Office April 2015 - July 2015
U.S. Securities and Exchange Commission January 2015 - March 2015
Misconduct Tavern May 2014 - August 2014
U.S. Department of Housing and Urban Development May 2014 - July 2014
Abercrombie & Fitch May 2013 - August 2013
Pulse Dance Studio September 2010 - June 2012
Skills
Communication, PowerPoint, Organization, Public Speaking, Leadership, Microsoft Word, Microsoft Excel, Social Media, Social Networking, Event Planning, Microsoft Office, Customer Service, Facebook, Teamwork, Time Management, Subpoenas, Dispositions
Education
Temple University - Fox School of Business and Management 2012 — 2016
Bachelor of Business Administration (BBA), Legal Studies, General
Investment Company Institute May 2015 - Present
U.S. Securities and Exchange Commission January 2015 - May 2015
U.S. Securities and Exchange Commission September 2014 - December 2014
The George Washington University Law School September 2014 - November 2014
Cadwalader, Wickersham & Taft LLP June 2014 - August 2014
Skills
Legal Research, Legal Writing, Westlaw, Commercial Litigation, Lexis, Mediation, Civil Litigation, Criminal Law, Trials, Litigation, Appeals, Courts, Motions
Education
The George Washington University Law School 2013 — 2016
University of California, San Diego 2011 — 2013
Bachelor of Arts (B.A.), Political Science and Government, 3.815
U.S. Securities and Exchange Commission 2014 - Present
U.S. Department of State 2013 - 2014
U.S. House of Representatives 2012 - 2013
Chickasaw Nation 2012 - 2012
GW Veterans 2011 - 2012
U.S. House of Representatives 2011 - 2011
Veterans Campaign 2010 - 2011
United States Marine Corps 2005 - 2010
Education
The George Washington University 2010 — 2012
BS, Economics
U.S. Securities and Exchange Commission August 2015 - Present
TDC Pacific Properties, Inc May 2013 - August 2014
Law Office Brian Gonzales February 2014 - July 2014
Kazork Relocation October 2012 - May 2013
TJSL Trademark and Patent Clinic August 2012 - May 2013
San Diego Bar Association - IP Section February 2012 - January 2013
Los Angeles Department of Consumer Affairs June 2012 - October 2012
Law Offices of Brian D. Lerner June 2012 - August 2012
The Velie Law Group, PC April 2012 - June 2012
Nijiya Market 2009 - 2011
Skills
Microsoft Office, WordPerfect, Westlaw, LexisNexis, Japanese, Photoshop, Translation, Copy Editing, Information Technology, Employee Management, Business Travel, Trademarks, Patents, Copyright Law, Data Privacy, Digital Rights, Legal Writing, Legal Assistance, Government Filings, Commercial Real Estate, Arbitration, Electronic Filing, Legal Research, Entertainment Law, Licensing
Education
University of San Diego School of Law 2013 — 2013
International Arbitration
Thomas Jefferson School of Law 2011 — 2013
Doctor of Law (J.D.), Intellectual Property Law
Zhejiang Guanghua Law School 2012 — 2012
International Business/Trade/Commerce, Chinese Legal Systems
Osaka Institute of Technology 2007 — 2008
Associate's degree, International Business
University of Washington 2000 — 2008
International Studies, Economics
Blanchet High School
U.S. Securities and Exchange Commission August 2015 - Present
National Instruments June 2015 - August 2015
UT College of Liberal Arts April 2014 - December 2014
GLOBALFOUNDRIES June 2014 - August 2014
Texas Senate August 2013 - May 2014
Office of the Governor, State of Texas January 2013 - May 2013
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Social Media, Public Speaking, Editing
Education
The University of Texas at Austin 2011 — 2016
B.A. in Plan II Interdisciplinary Honors and B.A. in Government
University of Texas System
Bill Archer Fellowship
Eaton Vance January 2015 - May 2015
U.S. Securities and Exchange Commission September 2014 - December 2014
Bingham McCutchen May 2014 - July 2014
U.S. District Court for the District of Massachusetts January 2014 - May 2014
U.S. Coast Guard 2010 - 2013
U.S. Coast Guard 2008 - 2010
Education
Suffolk University Law School 2012 — 2015
U.S. Coast Guard Academy 2004 — 2008
Bachelor of Science (B.S.), Government
Syracuse University College of Law August 2015 - Present
United States Court of Federal Claims September 2015 - Present
American Bar Association March 2015 - Present
Syracuse University Moot Court Honor Society March 2015 - Present
Syracuse Law and Civic Engagement (SLACE) Forum April 2014 - Present
New York State Bar Association February 2015 - Present
Syracuse University Ambulance September 2008 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
American Bar Association March 2014 - March 2015
U.S. Senator Harry Reid (NV) August 2014 - December 2014
Skills
Public Policy, Public Relations, Strategic Communications, Politics, Social Media, Policy Analysis, Policy, Government, Public Speaking, Speech Writing, Political Campaigns, Legislative Advocacy, Legislative Relations, Public Affairs, Research, Public Administration, Emergency Management, Campaign Management, Campaign Planning, Event Management, Qualitative Research, Leadership, Public Policy Research, Legislative Research, Logistics Management, Emergency Operations, ProQuest, Performance Management, CQ Researcher, LexisNexis, Factiva, Knowlegis, Courage, Community Outreach, Legislation
Education
Syracuse University College of Law 2013 — 2016
Juris Doctorate (J.D.), Criminal Law
University of Pennsylvania 2012 — 2014
Master's Degree, Public Administration
Syracuse University 2008 — 2012
Bachelor of Arts (B.A.), Public Relations, Policy Studies
The Interdisciplinary Center (Herzliya, Israel) 2010 — 2010
Lauder School of Government, Diplomacy and Strategy, Study Abroad
Montgomery Blair High School 2004 — 2008
Communication Arts Program (CAP)
Carlson School of Management September 2015 - Present
Deloitte September 2015 - Present
Carlson School of Management September 2015 - Present
U-Finance November 2014 - Present
U.S. Bank June 2015 - August 2015
Carlson School of Management August 2014 - December 2014
U.S. Securities and Exchange Commission June 2014 - August 2014
Skills
Customer Service, Spanish, English, Russian, Microsoft Word, PowerPoint, Financial Accounting, Management, Microsoft Office, Internet, Networking, Leadership, Teamwork, Time Management, Access, Budgets, Analysis, Microsoft Excel, Research, Teaching, Accounting, Finance
Education
University of Minnesota-Twin Cities 2012 — 2016
Bachelor of Science in Business (BSB), Accounting and Finance, 3.973
LSE 2013 — 2013
Introduction to Corporate Law and Governance
Adlai E. Stevenson High School
U.S. Securities and Exchange Commission September 2014 - May 2015
Cadwalader, Wickersham & Taft LLP May 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
UBS Wealth Management June 2013 - August 2013
Alayon and Associates, P.A. May 2010 - August 2012
The Honorable Gisela Cardonne Ely May 2011 - August 2011
Skills
Legal Research, Legal Writing, Westlaw, Lexis, Commercial Litigation, Public Speaking, Microsoft Office, Social Media, PowerPoint, Research, Microsoft Word
Education
The George Washington University Law School 2012 — 2015
University of Miami 2008 — 2012
Bachelor of Business Administration (BBA), International Finance and Business Law
U.S. Securities and Exchange Commission August 2015 - Present
University of Miami, School of Law June 2014 - Present
Hamilton Miller & Birthisel May 2015 - July 2015
U.S. District Court for the Southern District of Florida May 2014 - August 2014
DineEquity, Inc. July 2012 - July 2013
MB Mission September 2011 - June 2012
University of Kansas August 2008 - May 2011
U.S. House of Representatives May 2008 - July 2008
Skills
Customer Service, Translation, Writing, Public Relations, Spanish, Leadership, Latin American Studies, Event Planning, Social Media, Public Speaking, Blogging, Research, Nonprofits, Community Outreach, International Relations
Education
University of Miami School of Law 2013 — 2016
Juris Doctor candidate, GPA: 3.55 Class Rank: Top 17% of class
University of Kansas 2007 — 2011
Bachelor of Arts, Latin American Studies, GPA: 3.89 Class Rank: Top 10% of class
U.S. Securities and Exchange Commission January 2015 - April 2015
U.S. Consumer Product Safety Commission May 2014 - August 2014
Department of the Interior, Office of Indian Gaming January 2014 - April 2014
Supreme Court of the State of New York, Court of Claims, Seventh Judicial District July 2013 - August 2013
Supreme Court of the State of New York, Appellate Division, Fourth Judicial Department May 2013 - June 2013
Volunteer Legal Services Project of Monroe County October 2011 - July 2012
Skills
Legal Writing, Legal Research, Leadership, Administrative Work, Westlaw, Appeals, Policy, Public Speaking, Social Media, Litigation, Microsoft Office, Bankruptcy, Motions, Research
Education
Syracuse University College of Law 2012 — 2015
Doctor of Law (J.D.)
University of Delaware 2007 — 2011
Bachelor's Degree, History
PwC July 2015 - Present
Deloitte January 2013 - June 2015
Connecticut Center for Entrepreneurship & Innovation, UConn School of Business January 2012 - May 2012
Connecticut Insurance Law Journal May 2011 - May 2012
University of Connecticut School of Law June 2010 - May 2012
U.S. Securities and Exchange Commission September 2011 - December 2011
Connecticut Office of the Public Defender June 2011 - August 2011
Carmody & Torrance LLP 2011 - 2011
Inmates Legal Assistance Program June 2010 - October 2010
Connecticut Urban Legal Initiative June 2010 - August 2010
Skills
Research, Legal Writing, Tax, Legal Research, Tax Law, Microsoft Excel
Education
The University of Connecticut School of Law 2009 — 2012
Juris Doctor, Certificate in Taxation
University of Maryland College Park 2004 — 2008
Bachelor of Arts (B.A.), Philosophy, Government and Politics
US Securities and Exchange Commission 1999 - 2012
U.S. Securities and Exchange Commission 1992 - 1999
U.S. Securities and Exchange Commission 1990 - 1992
Smith, Somerville and Case, Attorneys at Law September 1988 - December 1989
U.S. Census Bureau July 1978 - July 1988
Skills
Securities Regulation, Securities Litigation, Commercial Litigation, Securities, Litigation, Legal Research, Corporate Governance
Education
The Catholic University of America, Columbus School of Law 1984 — 1988
JD, Law
University of South Carolina-Columbia 1972 — 1977
MA Economics (1977); BS Business Economics (1975), Economics, BS Cum Laude
EJF Capital LLC November 2014 - Present
U.S. Securities and Exchange Commission September 2004 - December 2014
Financial Industry Regulatory Authority (FINRA) September 2003 - September 2004
Skills
Securities Regulation, Securities Fraud, Investment Advisers Act, Investment Advisor..., Investment Company Act, Financial Regulation, Municipal Advisor..., Broker-Dealer, Mutual Funds, Capital Markets, Corporate Governance, Due Diligence, Finance, Hedge Funds, Investments, Legal Research, Legal Writing, Private Equity, Securities
Education
The Catholic University of America, Columbus School of Law 2008 — 2011
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Villanova University 1999 — 2003
Bachelor of Science (B.S.), Finance, Management
Schiff Hardin LLP July 2013 - Present
Schiff Hardin LLP November 2012 - July 2013
Schiff Hardin LLP May 2012 - November 2012
National Fuel Gas Supply Corporation October 2010 - April 2011
U.S. Securities and Exchange Commission May 2010 - August 2010
U.S. Securities and Exchange Commission May 2009 - August 2009
International Institute of Buffalo January 2009 - April 2009
Public and Corporate Economic Consultants January 2007 - April 2007
Education
SUNY Buffalo Law School 2008 — 2011
J.D. (Cum Laude), Concentration in Finance Transactions
Wake Forest University 2004 — 2008
BA, Economics, Philosophy
University of Cambridge 2007 — 2007
N/A, Economics
University at Buffalo New York City Program in Finance and Law
Equity Market Structure, Futures and Options, Securities and Bank Regulation, Asset Management, M&A
Citi August 2015 - Present
Empresa Solutions, LLC October 2008 - Present
George Washington University Public Contract Law Journal March 2014 - March 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
U.S. Securities and Exchange Commission May 2014 - August 2014
Inter-American Development Bank January 2014 - April 2014
US Trade Representative July 2013 - August 2013
United States Attorney's Office May 2013 - July 2013
University of Florida August 2010 - May 2012
Edelman April 2010 - July 2010
Skills
Spanish, Politics, Foreign Policy, Economics, Event Planning, Research, Technical Writing, Legal Writing, Public Policy, Policy Analysis, International Relations, Proposal Writing, Strategic Communications, Public Speaking, Nonprofits, Legal Research, Editing
Education
The George Washington University Law School 2013 — 2015
Doctor of Law (JD), Business & International Law
Florida State University College of Law 2012 — 2013
Doctor of Law (J.D.), Law
University of Florida 2010 — 2012
M.A.L.A.S., Latin American Business Environment
Texas A&M University 2007 — 2009
Graduate Certificate, International Affairs
New York University - Leonard N. Stern School of Business 2002 — 2006
Bachelor of Science, International Business & Economics
Episcopal School of Acadiana
U.S. Securities and Exchange Commission July 2010 - Present
Princeton, NJ 2009 - July 2010
Tradeweb Markets LLC 1997 - 2008
Risk Monitors Inc. 1995 - 1997
J.P. Morgan Securities Inc. 1991 - 1995
First Boston Corporation 1984 - 1990
Skills
Asset Management, Market Data, Fixed Income, Securities Regulation, Electronic Trading, Trading, Derivatives, Portfolio Management, Securities, Rates, Capital Markets, Financial Markets, Banking, Leadership, Management, Valuation, Hedge Funds, MBS, Equities, Start-ups, Dodd-Frank, Hedging
Education
University of Michigan
BA, Economics
Thunderbird School of Global Management
MA, International Management
First Eagle Investment Management March 2007 - Present
U.S. Securities and Exchange Commission May 2001 - October 2006
Skills
Series 24, Series 7, Hedge Funds, Mutual Funds, FINRA, Equities, Asset Management, Alternative Investments, Investment Advisory
Education
University of Toronto
Master of Business Administration (M.B.A.), Finance, General
The University of British Columbia
Bachelor's Degree
University of Illinois at Urbana-Champaign September 2002 - Present
Grant Thornton LLP September 2006 - August 2011
U.S. Securities and Exchange Commission January 2004 - December 2005
Retired July 1994 - August 2002
Skills
Accounting Educator, Auditing Researcher, Regulatory Experience, Internal Audit, Regulations, Auditing, Accounting, Financial Analysis, SEC filings, Policy
Education
The Ohio State University 1967 — 1971
Ph.D., Accounting
University of Minnesota-Twin Cities 1964 — 1966
Master of Science, Accounting
University of Minnesota-Twin Cities 1960 — 1964
Bachelor of Business, Accounting
Tax Analysts September 2015 - Present
True Partners Consulting August 2014 - Present
KPMG US November 2013 - August 2014
True Partners Consulting January 2009 - November 2013
University of Illinois January 2008 - August 2008
University of Illinois January 2007 - April 2008
U.S. Securities and Exchange Commission May 2007 - August 2007
South Jersey Legal Services May 2006 - August 2006
Skills
Legal Research, Tax, Tax Law, Restructuring, Tax Advisory, Corporate Tax, International Tax, Tax Accounting, Transfer Pricing, Tax Returns, Income Tax, Partnership Taxation, Tax Research, Valuation, Business Tax Planning, Sales Tax, Business Valuation
Education
University of Illinois College of Law 2005 — 2008
J.D., Course concentration in tax law
The Johns Hopkins University 1999 — 2004
B.A., Economics and Political Science
NASDAQ Private Market March 2015 - Present
SecondMarket Holdings, Inc. June 2010 - March 2015
NYFIX, Inc January 2008 - February 2010
NYSE Euronext July 2002 - January 2008
Skadden Arps September 1996 - July 2002
U.S. Securities and Exchange Commission October 1991 - September 1996
US Securities and Exchange Commission September 1990 - October 1991
Skills
Corporate Governance, Securities, Equities, Compliance, SEC reporting, Broker-Dealer, Board Governance, SEC filings, Start-ups, Managing Start-ups, FINRA, Intellectual Property, Securities Regulation, Corporate Law, SEC, Asset Management, Finance, Litigation, Strategy, Corporate Finance, Venture Capital, Private Placements, Investor Relations, Executive Management, Legal Compliance, Legal Issues
Education
The Catholic University of America, Columbus School of Law 1987 — 1990
Doctor; Certificate, International Comparative Law Health Law Journal
University of Delaware - Lerner College of Business and Economics 1982 — 1987
BA/BS, Finance and International Relations
U.S. Securities and Exchange Commission 2013 - Present
Booz Allen Hamilton July 2009 - 2013
Deutsche Bank Research April 2009 - June 2009
Robert Bosch Foundation Fellowship August 2008 - June 2009
The World Bank Group - Multilateral Investment Guarantee A January 2008 - August 2008
Overseas Private Investment Corporation September 2007 - December 2007
Overseas Private Investment Corporation June 2007 - August 2007
U.S. Treasury Department June 2006 - June 2007
Bates White, LLC September 2005 - May 2006
ERNE Fittings GmbH June 2005 - August 2005
Skills
Research, Analysis, Economics, Management Consulting, Strategy, Policy Analysis, Risk Management, International..., Government, Policy, Public Policy, Management, National Security, Investments, Public Speaking, Government Contracting, International Relations, Portfolio Management
Education
The George Washington University - School of Business 2006 — 2008
MBA, International Business
George Washington University - Elliott School of International Affairs 2005 — 2008
MA, International Trade and Investment Policy
Rutgers University 2000 — 2005
BA / BA, Economics / IT & Informatics
Ernst & Young LLP 2012 - Present
Royal Bank of Scotland June 2011 - November 2012
KPMG June 2007 - June 2010
Financial Industry Regulatory Authority August 2005 - May 2007
U.S. Securities and Exchange Commission January 2004 - May 2004
Financial Intelligence Agency May 1999 - April 2001
Financial Intelligence Agency March 1999 - April 2001
Deutsche Bank December 1996 - September 1998
Deutsche Bank December 1996 - September 1998
Lehman Brothers January 1991 - November 1996
Skills
AML, Banking, Operational Risk, Operational Risk..., Auditing, FCPA, Financial Services, FINRA, Valuation, Securities, Strategy, Legal Research, Policy, Financial Institutions, Fraud, Anti Money Laundering, Internal Audit
Education
New York State
Juris Doctor, 2004
New York State Supreme Court, Appellate Division
Bar admission
The George Washington University 2001 — 2004
JD, Law
The George Washington University Law School 2001 — 2004
JD, Law
University of Cambridge 1991 — 1991
M.A, History
University of Cambridge 1982 — 1985
BA, History
U.S. Securities & Exchange Commission - Miami Regional Office September 2010 - Present
U.S. Securities and Exchange Commission November 2003 - September 2010
Carlton Fields, P.A. June 2002 - November 2003
Florida Attorney General's Office October 1993 - June 2002
Education
University of California, Los Angeles - School of Law 1990 — 1993
J.D., Law
University of Pennsylvania 1984 — 1988
B.A., History and English
The University of Edinburgh 1986 — 1987
Exchange Program with University of Pennsylvania, Studied European History and English Literature
The University of Chicago September 2015 - Present
University of Chicago Booth School of Business September 2014 - Present
Credit Suisse June 2014 - August 2014
Swarthmore College January 2014 - May 2014
Federal Reserve Bank of New York May 2013 - August 2013
U.S. Securities and Exchange Commission May 2012 - August 2012
Skills
Python, Java, C++, R, Matlab, SAS, Stata, SQL, LaTeX
Education
Swarthmore College 2011 — 2015
Bachelor's Degree, Economics (Honors), Mathematics
Investment Adviser Association August 2015 - Present
Stradley Ronon May 2015 - July 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Montgomery County State's Attorney's Office April 2014 - August 2014
University of Kentucky 2011 - 2013
Fayette Commonwealth's Attorney's Office August 2012 - December 2012
Skills
Legal Research, Legal Writing, Public Speaking, Social Media, Essays, Public Policy, Politics, Political Science
Education
The Catholic University of America, Columbus School of Law 2013 — 2016
Juris Doctor (J.D.), Law, 2L
University of Kentucky 2009 — 2013
Bachelor of Arts (B.A.), Political Science, English
Bay Area Legal Services July 2015 - Present
St. Luke's United Methodist Church, Orlando, FL August 2014 - Present
See below 1990 - 2014
See below 2002 - 2012
Bay Area Legal Services, Inc. January 2006 - July 2011
CACI International Inc 1982 - 1985
U.S. Securities and Exchange Commission 1978 - 1982
Skills
Theology, Nonprofits, Preaching, Community Outreach, Public Speaking, Event Planning, Pastoral Care, Teaching, Editing, Research, Fundraising, Non-profits, Volunteer Management, Civil Litigation
Education
Candler School of Theology, Emory University 2011 — 2014
Master of Divinity (M.Div.)
Stetson University College of Law
J.D., Law
Supreme Court of Virginia August 2015 - Present
College of William and Mary June 2013 - Present
RiverBend Films September 2005 - Present
Covington & Burling LLP May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
USI Insurance Services October 2008 - August 2013
University of Virginia April 2005 - September 2008
Education
The College of William and Mary - Marshall Wythe Law School 2013 — 2016
Doctor of Law (J.D.)
University of Virginia 2004 — 2008
Bachelor of Arts (B.A.), with Distinction, Christianity and Judaism in Antiquity, GPA 3.7 (top 15% of graduating class)
York High School 2000 — 2004
International Baccalaureate Diploma, GPA 4.6 (Class Rank: 4th)
Franklin County Prosecutor's Office August 2015 - Present
Franklin County Prosecutor's Office September 2014 - May 2015
Ohio State Entrepreneurial Business Law Journal February 2014 - May 2015
The Ohio State University Moritz College of Law July 2012 - May 2015
Delaware City Prosecutor's Office August 2014 - December 2014
The Ohio State University Moritz College of Law May 2014 - August 2014
U.S. Securities and Exchange Commission May 2014 - August 2014
Franklin County Prosecutor's Office August 2013 - February 2014
U.S. Securities and Exchange Commission May 2013 - August 2013
Ohio Department of Insurance June 2012 - August 2012
Skills
Spanish, Public Speaking, Team Leadership, Event Planning, Legal Writing, Policy, Leadership Development, Politics, Social Media, Legal Research, Spanish Peninsular..., StrengthsQuest, Time Management, Community Outreach, Political Science, Public Policy, Legislative Relations, Litigation, Fundraising, Securities Regulation
Education
The Ohio State University Moritz College of Law 2012 — 2015
Juris Doctor (J.D.)
The Ohio State University 2008 — 2012
Bachelor of Arts, Honors, Political Science and Spanish, 3.875
Fundación José Ortega y Gasset 2010 — 2010
Certificate of Studies, Spanish and Iberian Studies, 4.0
Centerville High School 2004 — 2008
U.S. Securities and Exchange Commission 1999 - 2006
Skills
Securities Regulation, FCPA, Corporate Governance, Securities, Litigation, Corporate Law, Wellness
Education
Maryland University of Integrative Health 2014 — 2016
Master of Science (M.S.), Public Health Education and Promotion
The College of William and Mary - Marshall Wythe Law School 1996 — 1999
JD, Law
University of Virginia 1992 — 1996
BS, Commerce
U.S. Securities and Exchange Commission October 2014 - February 2015
FDIC May 2012 - May 2014
Golden Key Group, LLC September 2010 - May 2012
Stratton Street Capital LLP January 2008 - August 2008
Northrop Grumman April 2003 - August 2007
US Naval Forces Europe April 2002 - December 2002
CANTOR FITZGERALD INTERNATIONAL September 2001 - June 2002
SOCIÉTÉ GÉNÉRALE INVESTMENT BANK October 1997 - June 2001
Swiss Bank Warburg/UBS October 1996 - October 1997
JP MORGAN SECURITIES June 1994 - July 1996
Skills
Risk Management, Strategy, Capital Markets, Derivatives, Portfolio Management, Investment Banking, Asset Management, Investments, Business Process..., Management Consulting, Military, Government, Program Management, Equities, Business Strategy, Business Analysis, Hedge Funds, Change Management, Aviation, Due Diligence, Performance Management, Strategy Development, Business Intelligence, Process Improvement, Enterprise Risk..., Compliance, Military Leadership, Aerospace/Defense, Operational Excellence, UAV, International Business, Market Data, Quantitative Analytics
Education
The George Washington University 1991 — 1994
MBA, International Finance
University of Colorado Boulder 1980 — 1984
BA, Economics, Engineering
U.S. Securities and Exchange Commission May 2015 - August 2015
UBS Wealth Management July 2014 - August 2014
Habitat for Humanity International July 2013 - August 2013
West Avenue Pizza & Grill May 2012 - August 2013
Temple Sholom in Broomall September 2010 - May 2012
Skills
PowerPoint, Research, Microsoft Excel, Social Networking, Spanish, Ice Hockey, Data Analysis, Public Speaking, Leadership, Microsoft Office, Mac OS, Critical Thinking, Social Media, Event Planning, Event Management, Photoshop, Fundraising, Stata, Bloomberg Terminal, Financial Analysis
Education
Connecticut College 2012 — 2016
Economics
Dartmouth College - The Tuck School of Business at Dartmouth
Non-Degree Business Program, Accounting and Business/Management
The Haverford School 2008 — 2012
U.S. Securities and Exchange Commission September 2014 - Present
Baker Botts LLP October 2006 - August 2014
Skills
White Collar Criminal..., Trial Practice, Securities Litigation, FCPA Investigations and..., Class Actions, Corporate Law, Courts, Corporate Governance, Commercial Litigation, Litigation, Civil Litigation, Trade Secrets
Education
University of Virginia School of Law 2003 — 2006
J.D.
The Ohio State University 1998 — 2003
B.A., History, Political Science
Archbishop Hoban High School 1994 — 1998
The White House July 2015 - Present
U.S. Securities and Exchange Commission July 2013 - Present
Troutman Sanders LLP September 2004 - June 2013
Skills
Corporate Governance, Securities Regulation, Finance, Due Diligence, Securities Offerings, Legal Writing, Securities, Corporate Law, Tax, Intellectual Property, Management, Negotiation, Class Actions, Commercial Litigation
Education
University of Virginia School of Law 2001 — 2004
Juris Doctor, Law
Towson University 1996 — 2000
B.S., Finance
U.S. Securities and Exchange Commission May 2015 - Present
Air Force Audit Agency September 2009 - May 2015
KPMG January 2009 - March 2009
Limited Brands June 2008 - September 2008
The Blackwell Inn, The Ohio State University June 2007 - June 2008
Skills
Microsoft Excel, Financial Reporting, Internal Controls, Internal Audit, GAAP, Auditing, Financial Analysis, Accounting, Finance, Financial Statements, Variance Analysis, General Ledger, US GAAP, Tax, Sarbanes-Oxley Act
Education
The Ohio State University - The Max M. Fisher College of Business 2005 — 2009
Bachelor of Science (BS), Business Administration with Honors in Accounting, GPA 3.63/4.0
Lehigh University July 2007 - Present
Department of Accounting, Lehigh University January 1987 - Present
U.S. Securities and Exchange Commission August 2006 - July 2007
Penn State University August 1983 - December 1986
University of Connecticut August 1980 - July 1983
Skills
Corporate Governance, Internal Controls, Internal Audit, Auditing, Financial Reporting, Accounting, Risk Management, SOX, SEC reporting, Sarbanes-Oxley Act, SEC filings, FCPA, Securities Regulation, Expert Witness, Executive Compensation, Board Evaluation and..., Audit Committee, Nominating and..., Business Strategy, US GAAP, Governance, Corporate Finance, Sarbanes-Oxley, Financial Risk, Enterprise Risk..., Financial Accounting, Risk Assessment, Revenue Recognition, Forensic Accounting
Education
Penn State University-University Park Campus 1983 — 1986
Ph.D., Accounting
The University of Connecticut School of Business 1980 — 1983
Master of Business Administration (MBA), Accounting and Finance
CrowdFair, Inc. January 2014 - Present
U.S. Securities and Exchange Commission March 2010 - December 2013
Special Inspector General for Troubled Asset Relief Program (SIGTARP) June 2009 - March 2010
U.S. Securities and Exchange Commission March 2007 - June 2009
Akin Gump Strauss Hauer & Feld LLP September 2002 - March 2007
Skills
Securities Regulation, Enforcement, Public Policy, White Collar Criminal..., Policy Analysis
Education
University of Pennsylvania Law School 1999 — 2002
Doctor of Law (J.D.)
The Johns Hopkins University 1992 — 1997
Bachelor of Arts (B.A.), Political Science and Government
U.S. Securities and Exchange Commission May 2015 - Present
Aflac May 2014 - Present
Internal Revenue Service September 2013 - May 2014
Bright Aid Pharmaceutical Group September 2012 - September 2013
Skills
Income Tax, Tax Returns, Foreign Tax, Microsoft Access, Access Database, Microsoft Excel, Excel Pivot, Tax, Software Documentation, Financial Analysis, Leadership, QuickBooks, Finance, Insurance, Access, Management, Employee Benefits
Education
The George Washington University - School of Business 2013 — 2016
Bachelor of Science (BS), Finance and Economics
East Brunswick High School 2009 — 2013
U.S. Securities and Exchange Commission September 2013 - Present
NASA Headquarters July 2009 - May 2014
Computer Troubleshooters, SMB January 2008 - January 2009
e-Visions Group Inc. June 2005 - December 2007
Imagic/Open Solutions Technology May 2004 - February 2005
Skills
XHTML, HTML5, CSS,..., Flash ActionScript and..., Adobe Creative Suite..., Microsoft Office..., Web Accessibility/508..., Microsoft Office, XHTML, PHP, CSS, HTML 5, User Experience Design, User Interface, HTML5, Graphic Design, Social Media
Education
American University 2013 — 2015
Master of Arts (M.A.), Media Entrepreneurship
The Art Institute of Washington 2009 — 2010
Bachelor of Fine Arts (BFA), Web Design and Interactive Media
The Art Institute of Atlanta 2001 — 2003
Bachelor of Fine Arts (BFA), Graphic Design
University of Nebraska (UNL) 1998 — 2001
U.S. Securities and Exchange Commission August 2015 - Present
U.S. Securities and Exchange Commission November 2012 - September 2015
Financial Industry Regulatory Authority (FINRA) January 2010 - November 2012
Nationstar Mortgage 2008 - 2010
PMC Commercial Trust 2007 - 2008
Nationstar Mortgage 2004 - 2007
Education
The University of Texas at Dallas 2009 — 2010
Master of Science, Accounting
University of North Texas 2004 — 2006
Master of Business Administration
Texas Tech University 2000 — 2003
Bachelor of Science, Management
U.S. Securities and Exchange Commission May 2015 - July 2015
Charles River Associates August 2012 - May 2014
Wesleyan University September 2011 - May 2012
HSBC June 2011 - September 2011
Skills
Vietnamese, French, Capital IQ, Factiva, CRSP, VBA, Stata, Java, Financial Accounting, DCF Valuation, Valuation Modeling, Valuation, Data Analysis, Economics, Research, Statistics
Education
University of California, Berkeley - School of Law 2014 — 2017
Juris Doctor (J.D.)
Wesleyan University 2008 — 2012
B.A. (High Honors), Mathematics, Economics
London School of Economics and Political Science 2010 — 2011
General Course, Economics, Finance
Lending Club August 2015 - Present
PwC June 2015 - August 2015
Consumer Financial Protection Bureau January 2015 - April 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Law Office of Larry W. Fifer February 2013 - August 2013
Skills
Microsoft Office, Social Media, Event Planning, Social Networking, Customer Service, Blogging, Editing, Facebook, Public Speaking, Spanish, SPSS, Microsoft Word, Microsoft Excel, Research, Legal Writing
Education
The George Washington University Law School 2013 — 2016
Doctor of Law (J.D.)
The College of William and Mary 2008 — 2012
Bachelor of Arts, Economics, Psychology
GIC August 2015 - Present
Fitch Ratings July 2012 - July 2015
U.S. Securities and Exchange Commission June 2011 - December 2011
Education
University of Rochester - William E. Simon Graduate School of Business Administration 2010 — 2012
Master of Science in Finance
Suffolk University 2006 — 2010
BSBA, Accounting
Matignon High School, Cambridge, MA 2002 — 2006
The George Washington University Law School 2013 - Present
Kirkland & Ellis LLP May 2015 - August 2015
U.S. Securities and Exchange Commission June 2014 - August 2014
BB&T March 2011 - June 2013
Skills
Bloomberg, FX trading, FX Hedging, FX Spot, FX Swaps, International Business, Capital Markets, Foreign Exchange, Legal Research, Legal Writing, Westlaw, Lexis, Scuba Diving, Sailing, Trading, Derivatives, FX Trading, Leadership, Public Speaking, Customer Service
Education
The George Washington University Law School 2013 — 2016
Juris Doctor (J.D.)
Appalachian State University 2006 — 2010
Bachelors of Science in Business Administration
New Bern High School
IEX Group, Inc. July 2014 - Present
U.S. Securities and Exchange Commission December 2012 - March 2014
U.S. Securities and Exchange Commission September 2010 - December 2010
The Regulatory Fundamentals Group LLC January 2009 - September 2010
Citigroup Global Markets, Inc. July 2003 - November 2008
The Bond Market Association May 2001 - July 2003
Morgan, Lewis & Bockius LLP October 1999 - May 2001
Financial Industry Regulatory Authority (FINRA) February 1996 - October 1999
Commodity Futures Trading Commission August 1994 - February 1996
U.S. Securities and Exchange Commission August 1989 - August 1994
Skills
Equities, Trading Systems, Capital Markets, Hedge Funds, Derivatives, Securities, Electronic Trading, Financial Markets, Series 7, Equity Trading, Market Data
Education
University of Michigan Law School 1981 — 1984
Juris Doctor (J.D.)
The University of Texas at Austin 1977 — 1981
Bachelor's Degree, Government and Psychology
AXA Advisors January 2015 - Present
U.S. Securities and Exchange Commission September 2013 - November 2013
Ann Arbor Angels June 2013 - August 2013
U.S. District Court, Eastern District of Michigan May 2013 - July 2013
United States Attorney's Office, Northern District of Texas May 2012 - July 2012
Fulbright & Jaworski July 2008 - May 2010
Education
The George Washington University Law School
JD
University of Michigan
BA, Political Science, History, and Russian Studies
Highfields Capital June 2015 - Present
Putnam Investments March 2014 - June 2015
U.S. Securities and Exchange Commission May 2012 - March 2014
Citizens Financial Group May 2011 - September 2011
America's Growth Capital May 2011 - June 2011
Suffolk University September 2009 - May 2011
US Securities and Exchange Commission June 2010 - August 2010
Skills
Auditing, Finance, Financial Analysis, Accounting, Investments, Data Analysis, Management, Microsoft Excel, Analysis, Securities, Corporate Finance, Banking, Training, Internal Controls, Risk Management
Education
Suffolk University - Sawyer Business School 2014 — 2016
Masters in Finance, MSF
Suffolk University - Sawyer School of Management 2008 — 2012
Bachelor of Science in Business Administration
Peabody Veterans Memorial High School 2004 — 2008
High School Diploma
ACA Compliance Group September 2009 - Present
ACA Insight April 2004 - July 2009
WilmerHale November 1999 - February 2002
Georgetown University Law Center 2000 - 2001
U.S. Securities and Exchange Commission 1996 - 1999
Morgan, Lewis & Bockius LLP 1994 - 1996
Skills
Securities Regulation, Investment Management, Securities, Private Equity, Corporate Governance, Investment Advisory, Mergers & Acquisitions, Venture Capital, Hedge Funds, Litigation, AML, Asset Management, SEC, Alternative Investments, Intellectual Property, Corporate Law, Investments, Licensing, Due Diligence, Risk Management, Joint Ventures, Legal Research, Corporate Finance, Capital Markets, Fund Of Funds, FINRA, Fraud, Equities, Fixed Income, Mutual Funds, Privacy Law, SEC filings
Education
Harvard Law School 1991 — 1994
Doctor of Law (J.D.)
The George Washington University 1987 — 1991
Bachelor of Arts (B.A.), Economics
DRW Trading Group May 2015 - August 2015
Montreal Exchange September 2014 - May 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Stevens Institute of Technology September 2012 - May 2014
Delaware Bluefish Swim Team May 2012 - August 2012
Skills
C++, Python, Mathematica, Bloomberg Terminal, Statistics, Matlab, VBA, Quantitative Finance, Java, Bloomberg API, SQL, SAS, Microsoft Office, HTML
Education
Stevens Institute of Technology 2012 — 2016
Bachelor's Degree, Quantitative Finance, Junior
Stevens Institute of Technology 2012 — 2016
Master's Degree, Applied Mathematics
U.S. Securities and Exchange Commission January 2015 - March 2015
Skills
PowerPoint, Financial Accounting, English, Accounts Payable, QuickBooks, Strategic Planning, Management, Accounting, Time Management, Teamwork, Bookkeeping, Windows, Finance, Research, Project Management, Microsoft Word, Photoshop, Customer Service, Financial Reporting, Financial Analysis, Auditing, Social Media
Education
Touro NYSCAS College 2012 — 2015
Bachelor of Science (B.S.), Accounting, 3.8
Forest Hills Highschool
Joint Center for Political and Economic Studies August 2015 - Present
U.S. Securities and Exchange Commission August 2015 - Present
Federal Trade Commission June 2015 - August 2015
Quintairos, Prieto, Wood, & Boyer, P.A. October 2013 - August 2014
Jacobson, McClean, Chmelir & Ferwerda, P.A. May 2013 - August 2013
The Coye Law Firm October 2011 - January 2013
Skills
Criminal Law, Litigation, Courts, Trials, Depositions, Family Law, Motions, Legal Research, Event Planning, Legal Assistance
Education
The George Washington University Law School 2014 — 2017
University of Central Florida 2010 — 2013
Bachelor of Science (B.S.) , Legal Studies, 3.97
U.S. Securities and Exchange Commission June 2012 - Present
McDermott Will & Emery LLP October 2009 - June 2012
U.S. Court of Appeals for the D.C. Circuit July 2008 - October 2009
McDermott Will & Emery LLP August 2007 - July 2008
U.S. District Court for the District of Columbia August 2006 - August 2007
Kirkpatrick & Lockhart Nicholson Graham LLP May 2005 - August 2005
Commodity Futures Trading Commission, Office of General Counsel May 2004 - August 2004
Mediacom (Grey Advertising) 1999 - 2000
Skills
Trials, Criminal Defense
Education
The Catholic University of America, Columbus School of Law 2003 — 2006
J.D., Magna Cum Laude
University of Pennsylvania 1993 — 1998
B.A., Theatre Arts
Newport Prep 1985 — 1993
Shulman, Rogers, Gandal, Pordy & Ecker, P.A. November 2012 - Present
Bryan Cave September 2009 - October 2012
Dechert LLP September 2003 - September 2009
U.S. Securities and Exchange Commission 1986 - 1998
Skills
Fraud, Strategy, Investments, Securities, Securities Regulation, Financial Regulation, Securities Litigation, FINRA, White Collar Criminal..., Legal Research, Legal Writing
Education
University of Pennsylvania Law School 1979 — 1982
Juris Doctor (J.D.)
The Johns Hopkins University 1974 — 1978
Bachelor's Degree
DLA Piper November 2007 - Present
U.S. Securities and Exchange Commission October 2003 - November 2007
Skills
Commercial Litigation, Arbitration, Litigation, Class Actions, Securities Regulation
Education
The Catholic University of America, Columbus School of Law 2000 — 2003
Juris Doctor
University of Colorado 1995 — 1999
Bachelor's degree, Business Administration and Management, General
Alston & Bird LLP September 2014 - Present
NewMarket Corporation September 2013 - December 2013
Alston & Bird LLP May 2013 - August 2013
U.S. Securities and Exchange Commission May 2012 - August 2012
Genworth Financial August 2009 - July 2011
Genworth Financial May 2008 - August 2008
AIPAC May 2007 - August 2007
Wachovia Bank May 2006 - August 2006
Office of the Attorney General of Virginia June 2004 - August 2004
U.S. House of Representatives May 2003 - August 2003
Education
The College of William and Mary - Marshall Wythe Law School 2011 — 2014
J.D.
University of Georgia - Terry College of Business 2005 — 2009
B.B.A., Finance
The Blackstone Group - Real Estate January 2015 - Present
The Blackstone Group September 2013 - December 2014
InsideOut Sports & Entertainment December 2011 - January 2013
Fox Cable Networks June 2010 - February 2012
FOX Sports April 2008 - August 2010
U.S. Securities and Exchange Commission 2006 - 2008
Skills
Digital Media, Event Management, Marketing, InDesign, Sports Marketing, Social Media, Social Media Marketing, Event Planning, Press Releases, Marketing Communications, Sales, Public Speaking
Education
The George Washington University 2003 — 2007
BBA, Marketing and Sport, Event, and Hospitality Management
Covington & Burling LLP November 2014 - Present
U.S. Securities and Exchange Commission January 2014 - April 2014
Covington & Burling May 2013 - July 2013
United States Patent and Trademark Office July 2006 - May 2013
US Securities and Exchange Commission June 2012 - August 2012
US Securities and Exchange Commission January 2012 - April 2012
SNR Denton July 2011 - August 2011
Henkels & McCoy June 2005 - July 2006
Hardesty & Hanover, LLP June 2004 - June 2005
Education
The George Washington University Law School 2010 — 2014
J.D.
Stony Brook University
B.S., Major: Electrical Engineering; Minor: Business Adminstration/Management
Washington University in St. Louis August 2014 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
Mir Yeshiva August 2008 - July 2014
Skills
Public Speaking, Teaching, Analysis, Sales, Writing, Nonprofits, Speech Writing, Oratory, Language Teaching, Sales Management, Leadership, Research, Organizational..., Motivational Speaking, Legal Writing, Event Planning
Education
Washington University in St. Louis School of Law 2014 — 2017
Juris Doctor (J.D.)
Mir Yeshiva, Jerusalem 2007 — 2013
Rabbinic Ordination
The George Washington University 2002 — 2005
Bachelor of Arts (BA), International Relations and Affairs
Machon Shlomo
Machon Shlomo
Machon Shlomo
Cahill Gordon & Reindel LLP May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Davis Polk & Wardwell LLP June 2011 - June 2013
The Scottish Parliament January 2010 - April 2010
Education
Cornell Law School 2013 — 2016
Juris Doctor (J.D.)
University of Southern California 2007 — 2011
Bachelor of Arts (B.A.)
The University of Edinburgh 2010 — 2010
Barrington High School 2003 — 2007
Undisclosed Client January 2011 - Present
Various Legal Clients October 2010 - Present
Foreclosure Forensics February 2010 - October 2010
McKool Smith 2008 - 2009
Fish & Richardson P.C. 2008 - 2008
Morris, Manning & Martin, LLP 2007 - 2007
M.R. Default LLC (Objections Department) 2006 - 2006
Syracuse University Securities Arbitration Clinic January 2005 - May 2005
U.S. Securities and Exchange Commission 2005 - 2005
Skills
Juris Doctorate Scholar, Bankruptcy, Intellectual Property, Corporate Law, Legal Research, Licensing, Legal Assistance, Courts, Trade Secrets, Appeals, Legal Writing
Education
Syracuse University College of Law
Doctor of Law (JD), Law
Syracuse University - Martin J. Whitman School of Management
Master of Business Administration (MBA), Finance, General, 3.5
Temple University
Bachelor's degree, Journalism, Public Relations & Advertising (JPRA), 3.56
Szaferman Lakind June 2015 - Present
Avalon Beach Patrol Alumni Association April 2013 - Present
Michael F.X. Gillin & Associates October 2011 - May 2015
U.S. Securities and Exchange Commission September 2014 - December 2014
Skills
Criminal Law, Sales, Team Building, Insurance, Process Improvement, Real Estate, Training
Education
Temple University - James E. Beasley School of Law 2012 — 2015
J.D. Candidate
Georgetown University, Georgetown College 2007 — 2011
Bachelor of Arts, Political Science; American Politics
La Salle College High School 2003 — 2007
ACA Compliance Group January 2015 - Present
U.S. Securities and Exchange Commission September 2013 - May 2014
Adarve Abogados, S.L.P. June 2013 - August 2013
Bank of America June 2012 - August 2012
Skills
Financial Services, Corporate Governance, Securities, Mutual Funds, Investment Company Act, Investment Management, Investment Advisers Act, Securities Regulation, ETFs, Regulatory Compliance, 1940 Act
Education
Washington and Lee University School of Law 2011 — 2014
J.D.
The George Washington University
B.A., Political Science
Universidad Autónoma de Madrid 2009 — 2010
Montgomery County Public Schools, Maryland 1992 - 2011
U.S. Securities and Exchange Commission 1984 - 1989
United States Peace Corps January 1978 - August 1980
Education
The George Washington University 1992 — 1996
MA, Secondary Education; French and Social Studies
The George Washington University 1980 — 1983
MA, Economics (International and Developmental)
University of Wisconsin-Madison
BA, Economics and French
Och-Ziff Capital Management February 2015 - Present
Sullivan & Cromwell LLP September 2008 - February 2015
Sullivan & Cromwell LLP May 2007 - August 2007
U.S. Securities and Exchange Commission May 2006 - August 2006
Skills
Legal Research, Corporate Law, Securities Regulation, Corporate Governance, Commercial Litigation, Litigation, Legal Writing, Intellectual Property
Education
The George Washington University Law School 2005 — 2008
Doctor of Law (JD), Law
University of Notre Dame 2001 — 2005
Bachelor's degree, summa cum laude, Political Science and Government
Building Blocks Property Management November 2013 - Present
Committee for Public Counsel Services September 2013 - Present
U.S. Securities and Exchange Commission March 2012 - September 2012
LAW OFFICE OF SHERWIN L. KANTROVITZ 2007 - 2011
Skills
Contract Negotiation, Section 8, Lease Negotiations, Vendor Management, Construction Management, Property Management, Business Intelligence, Legal Research, Legal Writing, Litigation, Legal Assistance, Westlaw, Civil Litigation, Litigation Support, Commercial Litigation, Courts, Document Review, Trials, Corporate Law, Pleadings, Intellectual Property, Legal Advice, Personal Injury, Lexis, Legal Documents, Family Law, Document Drafting, LexisNexis
Education
Suffolk University 2005 — 2009
BS, Paralegal Studies, Business Management
Brockton High School 2001 — 2005
High School Diploma
Goodwin Procter LLP March 2015 - Present
Duffy & Sweeney, LTD August 2013 - February 2015
Aceto, Bonner, & Prager, P.C. October 2011 - May 2013
Suffolk University August 2009 - May 2013
Federal Reserve Bank of Boston January 2013 - April 2013
Riemer & Braunstein LLP June 2012 - August 2012
U.S. Securities and Exchange Commission June 2011 - August 2011
Massachusetts Trial Court June 2010 - August 2010
US Navy November 2007 - August 2009
US Navy May 2006 - October 2007
Skills
Corporate Law, Mergers & Acquisitions, Real Estate Private..., Corporate Finance, Securities, Real Estate Transactions, Venture Capital, Legal Documents, Start-ups, Leadership, Legal Writing, Legal Research, Navy, Management, Legal Issues, Marine Engineering
Education
Suffolk University - Sawyer School of Management 2009 — 2013
Master of Business Administration (MBA)
Suffolk University Law School 2009 — 2013
Juris Doctor, Cum Laude
United States Naval Academy 2000 — 2004
B.S., Political Science
U.S. Securities and Exchange Commission August 2015 - Present
Akin Gump Strauss Hauer & Feld LLP May 2015 - July 2015
Ball Corporation May 2014 - May 2015
PricewaterhouseCoopers September 2010 - August 2013
CB Richard Ellis June 2008 - May 2009
CB Richard Ellis January 2005 - May 2008
Education
University of Colorado School of Law 2013 — 2016
Doctor of Law (JD)
The University of Texas at Austin - The Red McCombs School of Business 2009 — 2010
Master in Professional Accounting, Accounting
The University of Texas at Austin 2003 — 2008
BA, Economics, Government
UBS Investment Bank August 2015 - Present
University of Georgia May 2014 - Present
UBS Investment Bank June 2015 - August 2015
Frisch Capital Partners, LLC September 2014 - May 2015
U.S. Securities and Exchange Commission January 2015 - March 2015
Aramark April 2011 - September 2013
Capital City Club June 2012 - July 2012
Skills
Corporate Finance, Public Speaking, Leadership, Investment Banking, Asset Based Lending, Credit Analysis, Valuation, Sponsored Buyouts, Private Placements, Financial Modeling, Accounting, PowerPoint, Financial Statement..., Microsoft Excel
Education
The University of Georgia
Bachelor of Science (B.S.), Mathematics
University of Georgia - Terry College of Business
Bachelor of Business Administration (B.B.A.), Banking and Finance
Commonwealth of Pennsylvania June 2015 - Present
U.S. Securities and Exchange Commission October 2014 - Present
National Minority Angel Network May 2012 - June 2015
Forge Intellectual Capital 2008 - June 2015
Frontline Pharmaceuticals 2010 - 2014
Parallel Computers Technology, Inc October 2006 - 2010
Xcelis Communications, LLC July 2003 - August 2006
OpScale, LLC 2001 - 2003
Visalign October 2000 - March 2001
The Standing Stone Group 1998 - 2000
Education
Temple University - Fox School of Business and Management 2004 — 2004
Fellow
Temple University 1987 — 1990
Bachelor of Science (BS)
Temple University 1984 — 1987
Associate of Science (A.S.)
U.S. Securities and Exchange Commission May 2014 - Present
Department of Defense (DoD) February 2011 - April 2014
American Arbitration Association August 2010 - August 2011
Simplion Technologies May 2008 - October 2010
Oracle Corporation (India Development Center) August 2002 - February 2007
Aithent Technologies January 2001 - August 2002
Eastern Software Systems Limited May 1998 - March 2000
Skills
Weblogic, Java Enterprise Edition, SOA, JSF, JSP, EJB, Struts, ADF, Web Services, Oracle, Hibernate, Servlets, Java, JUnit, Oracle Fusion Middleware, Subversion, UCM, Software Development, SDLC, Databases
Education
Symbiosis International University 2002 — 2005
PGDBA, Operations
University of Burdwan 1993 — 1997
BE (NIT Durgapur), Electronics & Communications
National High School, Srinagar 1988 — 1990
Elementary School
M Dass Public School, Srinagar 1979 — 1988
Elementary School
Charles Schwab & Co. - Advisor Services December 2011 - Present
U.S. Securities and Exchange Commission June 2010 - September 2011
Morrison & Foerster LLP June 2006 - June 2010
Perkins Coie LLP March 2005 - June 2006
Kirby McKinerney LLP May 2003 - March 2005
Bickel & Brewer September 2000 - April 2003
Skills
Expertise in Securities..., Member of Texas, New..., Securities Regulation, Securities, Corporate Law, Litigation, FCPA, Hedge Funds, FINRA, SEC, Mutual Funds, Trials, Investments, Fraud, Broker-Dealer, Investment Advisers Act, Financial Services, Valuation, Options, Portfolio Management, Corporate Governance, Legal Research, Licensing, Due Diligence, Securities Litigation
Education
The University of Texas at Austin 1997 — 2000
J.D., Law
Texas A&M University - Mays Business School 1993 — 1997
B.B.A., Accounting
DiGabriele, McNulty, Campanella & Co., LLC September 2014 - Present
Montclair State University July 2014 - Present
Sobel Tinari Economics Group (STEG) January 2014 - September 2014
MGI Repetti LLP October 2010 - May 2013
MBAF CPAs, LLC February 2009 - September 2010
RSM McGladrey September 2007 - December 2008
LECG/Marshall-Stevens September 2005 - September 2007
Arthur Andersen, LLP September 2000 - March 2002
U.S. Securities and Exchange Commission 1998 - 2000
Price Waterhouse 1985 - 1987
Skills
Financial Reporting, Bankruptcy, Business Valuation, Litigation Support, Valuation, Expert Witness, Securities, Litigation, Private Equity, Mergers, Financial Analysis, Accounting, Finance, Mergers & Acquisitions, Estate Planning, Due Diligence, Tax, Forensic Accounting
Education
The George Washington University - School of Business 1993 — 2000
PhD, Finance/Accounting
Loyola University Maryland 1984 — 1986
MSF, Finance
Loyola University Maryland 1980 — 1981
MBA, Finance
University of Delaware 1977 — 1979
BS, Business Administration
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates April 2012 - Present
Mayer Brown October 2009 - March 2012
Mayer Brown May 2008 - August 2008
U.S. Securities and Exchange Commission May 2007 - August 2007
Education
The Ohio State University Moritz College of Law 2006 — 2009
J.D.
University of Arizona 2002 — 2005
B.S., B.A., Regional Development, Political Science
U.S. Securities and Exchange Commission August 2003 - Present
KPMG 1998 - 2003
Skills
Financial Reporting, Financial Analysis, SEC filings, CPA, Internal Controls, GAAP, Auditing, Accounting
Education
The College of New Jersey 1988 — 1992
BS, Accounting
U.S. House of Representatives, Democratic Leader Nancy Pelosi January 2008 - Present
Committee on Financial Services, U.S. House of Representatives December 2001 - January 2008
Committee on Financial Services, U.S. House of Representatives July 1999 - May 2001
U.S. Securities and Exchange Commission February 1998 - July 1999
U.S. Department of the Treasury January 1998 - February 1999
Committee on Banking and Financial Services, U.S. House of Representatives March 1996 - January 1998
U.S. General Accounting Office August 1994 - March 1996
Committee on Energy and Commerce, U.S. House of Representatives June 1993 - August 1994
U.S. General Accounting Office July 1990 - June 1993
Skills
Financial Services, Social Housing, Legislative Affairs, Community Outreach, Political Science, Public Policy, Political Campaigns, Legislative Relations, Policy Analysis, Coalitions, Legislation, Nonprofits, Politics, Federal Government, Legislative Research, Appropriations, Political Consulting, Public Affairs, Political Communication, Government, Economic Development, National Security, Policy, Strategic Communications, Grant Writing, International Relations, Grants, State Government, Legal Research, Foreign Policy
Education
The University of Texas at Austin - The LBJ School of Public Affairs 1988 — 1990
Master of Public Affairs, Public Affairs
University of California, San Diego 1986 — 1988
Bachelor of Arts, Political Science
Greenberg Traurig, LLP December 2012 - Present
Pennsylvania Court of Common Pleas, Orphans' Court Division, Hon. Judge Lois Murphy August 2012 - December 2012
U.S. Securities and Exchange Commission September 2011 - February 2012
Cole, Schotz, Meisel, Forman & Leonard, P.A. May 2011 - August 2011
House Committee on Oversight and Government Reform May 2010 - August 2010
Philadelphia District Attorney's Office September 2009 - May 2010
New Jersey Department of the Public Advocate May 2009 - August 2009
TeachNYS October 2007 - September 2008
Team Greenfield February 2007 - September 2008
Institute for Public Affairs September 2006 - October 2007
Skills
Legal Research, Legal Writing, Legal Advice, Public Policy, Policy Analysis, Politics, Legal Assistance, Policy Writing, Commercial Litigation, Litigation, Corporate Law, Research, Trials, Appeals, Civil Litigation
Education
Fels Institute of Government 2009 — 2012
Masters of Public Administration, Government and Public Affairs
University of Pennsylvania Law School 2008 — 2012
Doctor of Law (J.D.)
Touro College 2002 — 2006
Bachelor's degree, Political Science and Government
U.S. Securities and Exchange Commission 2005 - Present
FDIC 2003 - 2005
JP Morgan Chase 2000 - 2001
Bank One Corporation 1998 - 2000
Education
Texas A&M University 1994 — 1997
B.S.
Paul Hastings LLP June 2015 - Present
Shearman & Sterling October 2005 - May 2015
U.S. Securities and Exchange Commission June 2003 - August 2003
Lazard Middle Market (formerly Goldsmith Agio Helms) June 2000 - June 2002
Peace Corps August 1997 - October 1999
Skills
Securities Regulation, Corporate Governance, Corporate Law
Education
The George Washington University Law School 2002 — 2005
Doctor of Law (JD)
University of Minnesota-Twin Cities
Bachelor of Science in Business Management
Lincoln Financial Group July 2014 - Present
Morgan Stanley Wealth Management April 2014 - July 2014
SEI Investments August 2007 - April 2014
ICMA-RC 2004 - 2007
U.S. Securities and Exchange Commission September 2003 - December 2003
Skills
Securities, Risk Management, Legal Research, Mutual Funds, Securities Regulation, Mergers, Legal Writing, Commercial Litigation, Corporate Governance, Due Diligence, Private Equity
Education
The Catholic University of America, Columbus School of Law 2001 — 2004
Doctor of Law (J.D.), Law
Pennsylvania State University, University Park, PA
Bachelor of Arts (B.A.)
U.S. Securities and Exchange Commission April 2004 - Present
Credit Suisse October 2000 - May 2002
Donaldson, Lufkin & Jenrette July 1998 - October 2000
Education
The George Washington University - School of Business 1993 — 1995
MBA
The Catholic University of America 1989 — 1993
BA
Stout Risius Ross September 2013 - Present
Capsicum Group, LLC July 2008 - August 2013
U.S. Securities and Exchange Commission October 2002 - July 2008
CACI International Inc August 2000 - October 2002
Aspen Systems Corporation April 1997 - August 2000
Skills
Information Security, Network Security, Investigation, Security, Federal Government, Project Management, Vulnerability Assessment, Management, Strategy, Private Investigations, Business Continuity, Leadership, Strategic Planning, Computer Forensics, Microsoft Office, Consulting, Penetration Testing, Litigation Support, Fraud, Computer Security, Analysis, Digital Forensics, Forensic Analysis
Education
The Johns Hopkins University 2015 — 2017
Master of Science (M.S.), Cybersecurity
American Intercontinental University 1998 — 2000
Master of Arts (M.A.), Information Systems and Technology
University of Maryland College Park 1989 — 1993
Bachelor of Science (B.S.), Criminal Justice
Wardlaw Hartridge
Wardlaw Hartridge
Winthrop & Weinstine. P.A. March 2015 - Present
Arent Fox October 2014 - Present
Winthrop & Weinstine September 2011 - October 2014
U.S. Securities and Exchange Commission January 2011 - May 2011
Financial Industry Regulatory Authority August 2010 - November 2010
Nelson, Mullins, Riley & Scarborough LLP March 2010 - June 2010
U.S. District Court for the Northern District of Illinois May 2009 - August 2009
Education
The George Washington University Law School 2008 — 2011
J.D. with honors
University of North Carolina at Chapel Hill 2002 — 2006
A.B., Journalism and Mass Communication (News/Editorial) and Political Science
Duke Energy Corporation November 2001 - Present
Skadden Arps July 1999 - November 2001
U.S. Securities and Exchange Commission September 1996 - July 1999
Skills
Corporate Governance, Mergers & Acquisitions, Due Diligence, Corporate Law, SEC filings, Joint Ventures, Energy, Risk Management, Licensing, Corporate Finance, Securities, Litigation, Strategic Planning, Sarbanes-Oxley Act, Securities Regulation, Acquisitions, Contract Negotiation, Mergers, Employment Law, Legal Compliance, Private Equity, Commercial Litigation, Public Policy, Process Improvement, Business Strategy, Strategy, Executive Pay
Education
The George Washington University Law School 1993 — 1996
University of Michigan 1989 — 1993
BBA
US Securities and Exchange Commission October 2013 - Present
US Securities and Exchange Commission December 2010 - Present
US Securities and Exchange Commission March 2010 - December 2010
US Securities and Exchange Commission June 2008 - March 2010
U.S. Securities and Exchange Commission March 2004 - June 2008
US Securities and Exchange Commission March 2003 - March 2004
McGuireWoods 1999 - 2003
Honorable Robert W. Wooldridge, III 1998 - 1999
Skills
Securities Regulation, Legal Research, Securities, Internal Investigations
Education
The College of William and Mary - Marshall Wythe Law School 1995 — 1998
JD
Tufts University 1991 — 1995
BS
Holton-Arms
Other
U.S. Securities and Exchange Commission December 2014 - Present
City of Chicago February 2009 - November 2014
Tressler LLP June 2007 - December 2007
Skills
Legal Research, Public Finance, Legislation, Affordable Housing, Grants, Municipal Law, Public Policy
Education
The John Marshall Law School 2008 — 2009
LL.M. in Real Estate
The John Marshall Law School 2005 — 2008
J.D.
University of Illinois at Urbana-Champaign 2000 — 2004
B.A., Political Science
Loyola Academy 1996 — 2000
U.S. Department of the Treasury February 2013 - Present
U.S. Department of the Treasury July 2011 - February 2013
U.S. Securities and Exchange Commission September 2004 - July 2011
Morrison & Foerster LLP September 1997 - August 2004
Education
University of Michigan Law School 1994 — 1997
J.D., Law
The London School of Economics and Political Science (LSE) 1991 — 1992
M.Sc., Russian Politics
University of California, Berkeley 1984 — 1988
B.A., History
United States Naval Academy March 2015 - Present
U.S. Securities and Exchange Commission August 2014 - March 2015
NEC January 2008 - July 2014
Northrop Grumman June 2003 - January 2008
MD General Assembly 2003 - 2005
Skills
Wireless, Switches, Routing, QoS, Cisco Technologies, IP, LAN-WAN, Security, Active Directory, CCNA, CCNP, Cisco Wireless, Cisco IOS, Ethernet, Wireless Networking, Network Design, WLAN, WiFi, Cisco Certified, Wireless Security, Networking, Network Security, Troubleshooting, Network Administration
Education
Master of Science Information Technology 2003 — 2007
Master of Science (M.S.), Information Technology, 3.5
Towson University 1998 — 2003
Bachelor of Science (B.S.), Computer Information Systems, 3.0
Towson University 1998 — 2003
Bachelor of Science (B.S.), Business Administration, 3.0
U.S. Securities and Exchange Commission October 2011 - Present
Skills
Microsoft SQL Server, Software Development, SQL, Business Objects, Data Warehousing, ETL, Data Modeling, Oracle, Crystal Xcelsius, Business Intelligence, Web Intelligence, Databases, MicroStrategy
Education
The University of Texas at Austin 1998 — 2002
Bachelor’s Degree, Computer Science
The University of Texas at Austin 1998 — 2002
Bachelor’s Degree, English Language and Literature, General
Skadden Arps 1997 - 2006
U.S. Securities and Exchange Commission February 1988 - May 1996
Skills
Library Management, Library Science, Lexis, Knowledge Management, Information Literacy, Legal Research, Online Research, Library, Integrated Library..., Westlaw, Courtlink, Library Instruction, Electronic Resources, Law Librarianship, Research, Strategic Planning, Litigation Support, Document Management, Archives, Information Management, Community Outreach, Public Speaking, Editing
Education
The Catholic University of America 1983 — 1985
MSLS, Law Librarianship
SMA
U.S. Securities and Exchange Commission October 2014 - Present
Armstrong World Industries August 2013 - September 2014
Consumer Financial Protection Bureau June 2013 - August 2013
US Securities and Exchange Commission January 2013 - April 2013
Real Estate Industry January 2007 - August 2011
ICMA-RC February 2003 - January 2006
Ka Po'e Hana 2006 - 2006
Bank of America April 1998 - June 2001
Societe Generale February 1997 - March 1998
Skills
Portfolio Management, Fixed Income, Bonds, Mutual Funds, Investment Banking, Analysis, Investments, Stata, Money Market, Asset Management, SAS, Financial Modeling, Asset Allocation, Real Estate, Trading, Due Diligence, Valuation, Financial Markets, Financial Risk, Capital Markets, Securities, Derivatives, Bloomberg
Education
The Johns Hopkins University - Carey Business School 2011 — 2014
M.S., Finance, 3.71 GPA
University of South Carolina-Columbia 1992 — 1996
B.S., Finance, Marketing, French
Broad and Cassel January 2005 - Present
U.S. Securities and Exchange Commission September 1991 - September 1994
Skills
Securities Litigation, Class Actions, Commercial Litigation, Litigation, Arbitration, Securities Regulation, Alternative Dispute..., Civil Litigation, White Collar Criminal..., Bankruptcy, Fraud, FINRA, Securities, Trial Practice, Business Litigation, Dispute Resolution, Product Liability, Courts, Appeals, Mediation, Trials, Torts, Corporate Governance, Dispute
Education
University of Miami School of Law 1988 — 1991
JD
The George Washington University
Bachelor of Business Administration (B.B.A.), Finance, General
Freddie Mac May 2007 - Present
Blue Stars, Performing Arts for Youth, Inc. 2007 - 2015
U.S. Securities and Exchange Commission June 2005 - May 2007
PricewaterhouseCoopers LLP December 1993 - June 2005
JPMorgan Chase January 1991 - December 1993
Skills
Securitization, Consolidation, Loans, SOP 03-3, Variable Interest..., Fair Value, Investments, Derivatives, Hedging, Mortgage Servicing..., Debt, SEC, Accounting, Accounting Policy, SEC Financial Reporting, Banking, Mortgage Banking, Internal Audit, Financial Services, Policy, Auditing, Sarbanes-Oxley Act, Finance, Internal Controls
Education
The University of Texas at Arlington 1985 — 1990
BBA, Accounting
The University of Texas at Austin August 2012 - May 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Cheniere Energy, Inc. July 2013 - August 2013
United States District Court - Southern District of Texas May 2013 - July 2013
Oncor Electric Delivery September 2010 - July 2012
Office of the Governor February 2009 - October 2010
Burson-Marsteller August 2008 - February 2009
Burson-Marsteller January 2008 - May 2008
Vollmer Public Relations June 2007 - August 2007
Pinnacle Technical Resources May 2006 - August 2006
Skills
Strategic Communications, Social Media, Public Relations, Internal Communications, Media Relations, Politics, Legal Writing, Community Outreach, Spanish, Public Affairs, Public Policy, Press Releases, Legislation, Crisis Communications, Policy, Corporate Communications, Legislative Relations, Social Media Marketing, Community Development, Blogging, Facebook, Editing, Public Speaking
Education
The University of Texas at Austin 2004 — 2008
BS, Public Relations, Spanish and Business Foundations
U.S. Securities and Exchange Commission 2014 - Present
NOAA September 2013 - September 2014
NOAA September 2010 - September 2014
Millennium Challenge Corporation 2006 - 2008
Saudi Aramco 1991 - 1998
Saudi Arabian Airlines 1986 - 1991
Education
University of Maryland College Park
MS, Information Systems
The Ohio State University 1975 — 1980
BS, Computer Science
U.S. Department of the Treasury, Office of Financial Research May 2013 - Present
U.S. Department of the Treasury, Office of Financial Stability August 2010 - May 2013
MCG, LLC January 2009 - December 2010
RLJ Select Investments, LLC February 2006 - December 2008
U.S. Securities and Exchange Commission July 1999 - February 2006
National Association of Securities Dealers (k/n/a Financial Industry Regulatory Authority) September 1996 - June 1999
Education
The Catholic University of America, Columbus School of Law
Juris Doctor (J.D.)
University of Maryland College Park
Bachelor's Degree, Finance and Marketing (Double Major)
JPMorgan Chase & Co. September 2014 - Present
JPMorgan Chase & Co. June 2008 - August 2014
Bear Stearns August 2004 - June 2008
ABN AMRO Bank N.V. November 2002 - August 2004
Hogan & Hartson 2000 - 2002
U.S. Securities and Exchange Commission September 1997 - October 2000
Education
Suffolk University Law School 1993 — 1997
J.D.
New York University - Leonard N. Stern School of Business 1984 — 1987
B.S., Accounting, Economics
Vanderbilt University August 1986 - Present
U. S. Securities and Exchange Commission June 2011 - May 2014
U.S. Securities and Exchange Commission June 2011 - May 2014
University of Wisconsin-Madison August 1981 - July 1986
Arthur Young & Co July 1978 - August 1981
Skills
Economics, Corporate Finance, Data Analysis, Financial Analysis, Analysis, Econometrics, Financial Modeling, Quantitative Analytics, Strategic Planning, Valuation, Research, Macroeconomics, Business Strategy, Capital Markets, Stata, Leadership, Eviews, Bloomberg, Fixed Income, Statistics, Finance
Education
University of Wisconsin-Madison - School of Business 1981 — 1987
MS, Finance
University of Wisconsin-Madison - School of Business 1981 — 1986
PhD, Finance
The Ohio State University Fisher College of Business 1974 — 1978
BS Accounting, Accounting
E*TRADE Financial Corporation September 2001 - July 2014
Schiff Hardin LLP April 1999 - August 2001
U.S. Securities and Exchange Commission February 1992 - April 1999
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates September 1989 - December 1992
Skills
Securities, Equities, Financial Services, Capital Markets, Risk Management, Series 7, FINRA, Options, Contract Negotiation, Mergers & Acquisitions
Education
Saint John's University Law School 1986 — 1989
Doctor of Law (JD)
Yale University 1984 — 1985
Master of Science (MS)
The Cooper Union for the Advancement of Science and Art 1979 — 1983
Bachelor of Science (BS)
U.S. Securities and Exchange Commission January 2014 - Present
US Securities and Exchange Commission April 2012 - December 2013
U.S. International Trade Commission 1997 - April 2012
Naval Surface Warfare Center, Carderock Division, U.S.Navy 1994 - 1997
Skills
Oracle, Netezza, Microsoft SQL Server, Big Data, F5 BigIP, Hadoop, Datastage, Grails, PL/SQL, ASP.NET, Red Hat Linux, XML, Tomcat, Apache, IIS, Access Database, Java, C++, Windows Server, PHP, Erwin, ER/Studio, Data Modeling, Data Warehousing, Perl
Education
The George Washington University
B.S., Electrical Engineering, Computer Option, Electrical Engineering/Computer Engineering
U.S. Securities and Exchange Commission August 2015 - Present
ALPS Fund Services, Inc. June 2010 - August 2015
Founders Asset Management LLC January 2006 - February 2009
Great-West Life & Annuity Insurance Company July 1997 - January 2006
Skills
Variable Annuities, Mutual Funds, Investment Company Act
Education
University of Denver - Sturm College of Law 1993 — 1996
J.D., Law
The George Washington University 1989 — 1993
B.A., International Affairs
T Rowe Price March 2004 - Present
RTKL 1996 - 2004
Coopers & Lybrand 1978 - 1996
U.S. Securities and Exchange Commission 1988 - 1990
Skills
Financial Reporting, Financial Planning, Financial Analysis, Enterprise Risk..., Facilities Management, Business Continuity, Treasury Management
Education
Towson University
Bachelor of Business Administration (BBA), Accounting, Beta Alpha Psi
TPG Capital April 2012 - Present
Carter Ledyard & Milburn LLP April 2006 - February 2012
Sullivan & Cromwell LLP December 2000 - March 2006
U.S. Securities and Exchange Commission September 1997 - November 2000
Skills
Securities, Securities Regulation, FINRA, Due Diligence, Private Equity, Hedge Funds, Capital Markets, Investments, SEC, Equities, Investment Advisory, Private Placements, AML, Licensing, IPO, Legal Research, Financial Regulation, Corporate Finance, Broker-Dealer
Education
Syracuse University College of Law
Juris Doctor
ADMISSIONS State of New York, Southern and Eastern Districts of New York
Brentwood High School (Ross)
High School Regents Diploma
Legal Services of Central New York
Onondaga County District
Syracuse University
Bachelor of Science (BS)
Syracuse University School of Management
Bachelor of Science
Coca-Cola Refreshments August 2014 - Present
Coca-Cola Refreshments June 2013 - August 2013
U.S. Securities and Exchange Commission January 2013 - April 2013
Hon. Allan L. Gropper, United States Bankruptcy Court, SDNY, New York, NY August 2012 - November 2012
Summer Institute, St. John's University School of Law July 2012 - August 2012
Professor Keith Sharfman, St. John's University School of Law June 2012 - August 2012
Judge Joan Lefkowitz, Supreme Court, Westchester County June 2010 - August 2010
ebizQ July 2008 - September 2008
Skills
Legal Research, Westlaw, Research, Legal Writing, Bankruptcy, Employment Law, Arbitration, Labor Relations
Education
St. John's University School of Law 2011 — 2014
J.D.
Touro College 2005 — 2009
Bachelors of Arts, Psychology, magna cum laude
U.S. Securities and Exchange Commission October 2012 - Present
Investment Adviser Association May 2012 - October 2012
US Securities and Exchange Commission May 2011 - August 2011
United States Attorney's Office for the District of Columbia June 2010 - August 2010
Skills
Legal Writing, Corporate Law, Research, Economics, Public Speaking, Securities, Legal Research, Legal Compliance, Regulatory Examinations
Education
University of Michigan Law School 2009 — 2012
Juris Doctor, cum laude
The George Washington University 2005 — 2009
Bachelor of Arts, magna cum laude, Political Science and Philosophy
London School of Economics and Political Science 2007 — 2008
Political Philosophy & Jurisprudence
U.S. Securities and Exchange Commission September 2013 - Present
US Securities and Exchange Commission May 2011 - September 2013
Arnold & Porter September 2002 - May 2011
Skills
Securities Regulation
Education
The George Washington University Law School
Doctor of Law (JD)
University of Virginia
Bachelor of Arts (BA), Foreign Affairs and French
Autom8 January 2015 - Present
U.S. Securities and Exchange Commission September 2013 - November 2013
Federal Deposit Insurance Corporation June 2013 - August 2013
PwC 2009 - August 2011
Skills
Project management, Project Management, Research, Leadership, Microsoft Office, Data Analysis, Public Speaking, Microsoft Word, Legal Research, Financial Analysis, Financial Modeling, Microsoft Excel, Legal Writing, PowerPoint, Analysis, Nonprofits
Education
The George Washington University Law School 2011 — 2014
Juris Doctor (J.D.)
University of Virginia 2006 — 2009
Bachelor of Arts, Economics
Caxton Associates LP June 2011 - Present
Perella Weinberg Partners June 2007 - June 2011
Credit Suisse September 2004 - December 2006
Shearman & Sterling LLP September 2000 - September 2004
U.S. Securities and Exchange Commission June 1997 - September 2000
Education
Syracuse University College of Law
Juris Doctor
Syracuse University - Martin J. Whitman School of Management
MBA, Finance
Great Disclosure LLC January 2006 - Present
Great Disclosure LLC 2006 - 2009
College Savings Plans of Maryland 2000 - 2006
U.S. Securities and Exchange Commission 1987 - 1993
Skills
Securities, Securities Regulation, Corporate Law, Corporate Governance, Due Diligence, Joint Ventures, Mergers & Acquisitions
Education
The George Washington University Law School 1984 — 1987
JD
University of Detroit Mercy 1980 — 1984
BS, Mathematics
U.S. Department of Housing and Urban Development September 2013 - Present
U.S. Securities and Exchange Commission January 2013 - May 2013
Civil Justice Clinic: Child and Family Defense Project August 2012 - January 2013
Metropolitan St. Louis Equal Housing Opportunity Council May 2012 - December 2012
Guidepoint Systems October 2007 - September 2012
Federal Public Defender January 2012 - June 2012
LegalHelp.Org August 2011 - December 2011
United States District Court May 2011 - August 2011
Thomson Reuters January 2011 - August 2011
Amerest Securities March 2007 - October 2007
Skills
Marketing Strategy, Social Media, Marketing, Customer Satisfaction, Sales Management, Customer Service, Sales, New Business Development, Team Building, Account Management, Business Development, Negotiation, Automotive, Leadership, Public Speaking, Management, Strategic Planning, Research, Legal Research, Legal Writing, Microsoft Office, Social Networking, Event Planning, Litigation, PowerPoint, Nonprofits, Civil Litigation, Westlaw, Trials, Microsoft Word, Microsoft Excel, Courts
Education
Washington University in St. Louis School of Law 2011 — 2013
Doctor of Law (J.D.), Law, 3.60
Summer Institute For International Law & Policy, Utrecht, Netherlands 2012 — 2012
Course work in international and comparative human rights and business law.
University of Akron School of Law 2010 — 2011
Legal Course Work, 3.67
The University of Texas at Arlington 2003 — 2009
Bachelor of Arts (B.A.), Advertising and Broadcast News, Cum Laude
Charles Schwab February 1999 - Present
U.S. Securities and Exchange Commission 1995 - 1999
Hogan & Hartson 1992 - 1994
Education
Yale Law School 1988 — 1991
Doctor of Law (J.D.)
The Ohio State University 1984 — 1987
B.A., Political Science, summa cum laude
APT, Inc. December 2014 - Present
U.S. Securities and Exchange Commission August 2014 - December 2014
Ahlers & Cooney, P.C. May 2014 - August 2014
Baird Holm LLP May 2013 - August 2013
DC READS August 2009 - May 2010
J&K CONSTRUCTION May 2009 - August 2009
SENATOR BYRON DORGAN'S OFFICE August 2007 - February 2009
CAPITOL RACQUET AND FITNESS CENTER May 2007 - August 2007
Skills
Customer Service, Management, Leadership, Research, Social Media, Public Speaking, Microsoft Office, Nonprofits, Community Outreach, Event Planning, Microsoft Word, Fundraising, Editing
Education
University of Iowa College of Law 2012 — 2015
Juris Doctor, Law
The George Washington University 2006 — 2010
Bachelor of Arts, Economics and Philosophy
BISMARCK HIGH SCHOOL
US Securities and Exchange Commission August 2008 - Present
Shawnee Mission East High School August 1996 - June 2008
University of Kansas School of Business August 2005 - May 2008
U.S. Securities and Exchange Commission May 2007 - August 2007
Tutor September 2004 - July 2005
Ball's Hen House Market May 1994 - August 2004
Skills
Securities Regulation, Corporate Law, SEC reporting, Legal Research, Capital Markets, Legal Writing
Education
University of Kansas School of Law 2005 — 2008
J.D.
University of Kansas 1995 — 2003
Bachelor of Science (B.S.), Business Adminstration
Paul, Weiss, Rifkind, Wharton & Garrison LLP September 2011 - Present
U.S. Securities and Exchange Commission May 2009 - August 2009
Skills
Joint Ventures, Corporate Law, Commercial Litigation, Private Equity, Due Diligence, Mergers & Acquisitions, Corporate Governance, Bankruptcy
Education
University of Pennsylvania Law School 2008 — 2011
Doctor of Law (J.D.), magna cum laude
University of Pennsylvania - The Wharton School 2008 — 2011
Certificate in Business and Public Policy
The Johns Hopkins University 2004 — 2008
Bachelor of Arts (B.A.), International/Global Studies
U.S. Securities and Exchange Commission September 2015 - Present
U.S. Securities and Exchange Commission July 2013 - August 2015
Defense Logistics Agency September 2009 - June 2013
Defense Logistics Agency October 2007 - September 2009
Defense Logistics Agency June 2006 - October 2007
Defense Logistics Agency June 2005 - June 2006
Defense Logistics Agency August 1993 - June 2005
Skills
Risk Management, Government, Risk Assessment, Policy, Strategic Leadership, Program Management, Vulnerability Assessment, Leadership, Managerial Finance, Operations Management, Strategic Planning, Process Improvement, Command, Military, Defense, Logistics, DoD
Education
Syracuse University 1992 — 1993
Master of Public Administration (MPA), Public
Syracuse University 1989 — 1992
Bachelor of Arts (BA), Political Science and Government
Self Employed 2012 - 2013
U.S. Securities and Exchange Commission June 1987 - December 2012
Skills
Securities Regulation, FINRA, Securities, Corporate Governance, Corporate Law, Legal Research, Capital Markets, Investment Advisory, Derivatives, Mutual Funds, Due Diligence
Education
The University of Memphis—Cecil C. Humphreys School of Law 1982 — 1985
J.D., Law
University of Tennessee-Knoxville 1978 — 1981
Bachelor of Arts (B.A.), Biology, General
U.S. Securities and Exchange Commission July 2014 - Present
U.S. Department of Homeland Security, U.S. Immigration and Customs Enforcement June 2011 - July 2014
Newman, Boyer & Staham, Ltd. 2011 - 2011
Skills
Legal Research, Litigation, Legal Writing, Public Policy, Trial Practice, Corporate Law, Legal Issues, Civil Litigation, Westlaw, Appeals, Lexis, Administrative Law, Mediation, Licensing, Employment Law, Courts, Commercial Litigation
Education
The George Washington University Law School
JD
The George Washington University
BA, Political Science
Detroit Country Day School
U.S. Securities and Exchange Commission November 2013 - Present
NSF June 2010 - June 2013
FannieMae 1999 - 2007
Grasim industries 1996 - 1997
Skills
Microsoft SQL Server, Disaster Recovery, Enterprise Architecture, Oracle, Unix, SDLC, Databases, Requirements Analysis, Data Warehousing, PL/SQL, Integration, Performance Tuning
Education
Strayer University 2003 — 2004
Master of Business Administration (MBA), Business Administration and Management, General
Pacific Research Institute Senior EditorRegnery Publishing2004 - 2005
Eagle Publishing 2004 - 2005
RS Investments 2001 - 2002
T. Rowe Price 1993 - 2001
U.S. Securities and Exchange Commission 1992 - 1993
Office of the Governor of California 1991 - 1992
White House Office of Presidential Speechwriting 1985 - 1989
Education
The George Washington University
Master of Business Administration (MBA), International Business
University of Southern California
Bachelor of Arts (B.A.), International Relations and Economics
The Weiser Law Firm February 2014 - Present
The Law Offices of J. Matthew Wolfe October 2013 - Present
U.S. Securities and Exchange Commission June 2012 - October 2013
Philadelphia Court of Common Pleas May 2011 - August 2011
PPB Advisors LLC May 2009 - August 2009
Philadelphia Water Department May 2008 - August 2008
Education
The George Washington University Law School 2011 — 2013
J.D., LAW
The Catholic University of America 2006 — 2010
B.S.B.A., Finance
Monsignor Bonner High School 2002 — 2006
High School
Securian Financial Group February 2015 - Present
State Farm Insurance Companies May 2004 - February 2015
U.S. Securities and Exchange Commission March 2003 - May 2004
Clayton Group Services, Inc April 1996 - October 2000
Skills
Mutual Funds, Securities, Securities Regulation, Insurance Regulatory, Broker-Dealer, Investment Advisers Act, Investment Company Act, Securities Exchange Act..., Variable Products
Education
The John Marshall Law School
Juris Doctor
University of Wisconsin-Stevens Point 1991 — 1995
BS, Water Resource Management
U.S. House of Representatives, Committee on Ethics December 2014 - Present
Levi & Korsinsky, LLP August 2012 - October 2014
Investment Adviser Association January 2012 - April 2012
D.C. Office of the Attorney General May 2011 - August 2011
U.S. Securities and Exchange Commission September 2010 - December 2010
Loudoun County Circuit Court May 2010 - August 2010
K. Hovnanian Homes July 2005 - July 2009
Skills
Legal Writing, Legal Research, Event Planning, PowerPoint, Microsoft Office, Research, Editing, Microsoft Word, Microsoft Excel, Customer Service
Education
The George Washington University Law School 2009 — 2012
J.D., Law
The College of William and Mary 2001 — 2005
BBA, Finance, Russian Studies
TXU Energy August 2015 - Present
TXU Energy September 2013 - August 2015
U.S. Securities and Exchange Commission April 2013 - August 2013
US Environmental Protection Agency (EPA) November 2011 - April 2013
Wilson Elser December 2010 - August 2011
U.S. Census Bureau April 2010 - July 2010
Six Flags Over Texas April 2004 - January 2008
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, English, Legal Research, Document Review, Document Management, Records Management, Records, Legal Writing, Case Analysis, Westlaw, Lexis, Lotus Notes, SharePoint, Security Clearance, Adobe Acrobat, Securities Litigation, Asbestos Litigation, Factiva, Deltek, PACER, CLEAR, Recommind, Litigation Support, Regulatory Analysis, Regulatory Documentation, Compliance, Legal Compliance, Internal Audit, SOX Compliancy, Contract Management, Software Documentation, SAP, Livelink, Selectica, Business Objects, Reports
Education
Texas Woman's University 2006 — 2010
Bachelor of Science (BS), Government empahsis in Legal Studies, Criminal Justice Minor, 3.4
Texas Christian University 2008 — 2009
Pre-Law Studies
U.S. Securities and Exchange Commission May 2015 - Present
University of Alabama School of Law August 2013 - Present
Bruch Hanna LLC May 2015 - May 2015
Clean Line Energy Partners June 2014 - August 2014
Skills
Research, Legal Research, Legal Writing, Westlaw, Microsoft Office, Litigation, Public Speaking, Editing, PowerPoint, Microsoft Word, Social Media, Microsoft Excel, English
Education
The University of Alabama School of Law 2013 — 2016
Doctor of Law (J.D.) (Expected)
Washington and Lee University 2009 — 2013
Bachelor of Arts (B.A.), English
Stotler Real Estate Group July 2014 - Present
Six Flags Over Texas August 2013 - Present
Bishop Davies Nursing Home April 2014 - July 2014
U.S. Securities and Exchange Commission July 2008 - October 2012
Skills
Research, Photoshop, Public Speaking, HTML, Strategic Planning, Budgets, Negotiation, Editing, C++, C, Java
Education
The University of Texas at Arlington 1977 — 2007
Bachelor of Arts (B.A.), English Language and Literature/Letters
Texas Tech University 1974 — 1976
English Language and Literature/Letters
Bureau of Economic Analysis October 2015 - Present
U.S. Securities and Exchange Commission May 2015 - July 2015
GWU Department of Anthropology September 2014 - April 2015
Education
The George Washington University 2013 — 2017
Bachelor of Arts (B.A.), Economics and International Affairs
LPL Financial January 2008 - Present
Edward Jones June 2001 - December 2007
Truco Enterprises January 2000 - December 2000
Cascade International November 1998 - July 1999
Entergy February 1997 - November 1998
DuPont Company May 1974 - November 1995
U.S. Securities and Exchange Commission April 1972 - April 1974
Education
The University of Texas at Austin
Master of Business Administration (M.B.A.)
Chesapeake Partners March 2014 - Present
The Baupost Group May 2009 - March 2014
U.S. Securities and Exchange Commission September 2003 - May 2009
State Street 2000 - 2003
PricewaterhouseCoopers 1998 - 2000
Skills
Hedge Funds, Investments, Alternative Investments, Equities, Securities, Securities Regulation, Valuation, Mergers & Acquisitions, Asset Management, Investment Advisers Act, Regulatory Compliance, Regulatory Filings, Legal Compliance
Education
Suffolk University Law School 2007 — 2011
Doctor of Law (J.D.), Business Law and Financial Services with Distinction
Syracuse University 1994 — 1998
Bachelor of Science (BS), Accounting
Loyola Blakefield
Bank of America Merrill Lynch February 2015 - Present
Merrill Lynch July 2013 - February 2015
The BARBRI Group October 2011 - April 2014
U.S. Securities and Exchange Commission June 2012 - August 2012
Morgan Keegan & Co., Inc. July 2010 - August 2010
Skills
Microsoft Word, Microsoft Excel, PowerPoint, Legal Research, Legal Writing, Leadership, Teamwork, Data Entry, Analysis, Relationship Building, Team Leadership
Education
The University of Alabama School of Law 2011 — 2014
Doctor of Law (J.D.), International Business, Trade, and Tax Law
University of Alabama 2007 — 2011
Bachelor of Science (BS), International Finance
KPMG LLP January 2012 - Present
U.S. Securities and Exchange Commission April 2004 - January 2012
Independent Economic Research Consultant June 2002 - March 2004
Credit Suisse First Boston Corporation October 2000 - May 2002
Donaldson, Lufkin & Jenrette Securities Corporation July 1998 - October 2000
Brown Brothers Harriman & Co. October 1996 - July 1998
Skills
Portfolio Management, Risk Management
Education
The George Washington University 1993 — 1995
Master of Business Administration (MBA)
The Catholic University of America 1989 — 1993
Bachelor of Arts (B.A.)