US Securities and Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Jurisdiction: United States of America Employees: 4,301 (2015) Headquarters: Washington, D.C., United States Founder: Franklin D. Roosevelt Founded: 6 June 1934
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US Securities and Exchange Commission Employees
Employee
Years
Job
Industry
Patrick Fu Patrick Fu's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Analyst at Greentech Capital Advisors
Industry Financial Services
Experience
Greentech Capital Advisors February 2014 - Present
Columbia University in the City of New York September 2013 - December 2013
Greentech Capital Advisors May 2013 - August 2013
Wedbush Securities January 2013 - May 2013
US Securities and Exchange Commission May 2012 - August 2012
Education
Columbia University - Fu Foundation School of Engineering and Applied Science 2010 — 2014
Bachelor of Science (B.S.), Operations Research
Columbia University in the City of New York 2010 — 2014
Bachelor of Science (B.S.), Operations Research
Stuyvesant High School 2006 — 2010
Greentech Capital Advisors February 2014 - Present
Columbia University in the City of New York September 2013 - December 2013
Greentech Capital Advisors May 2013 - August 2013
Wedbush Securities January 2013 - May 2013
US Securities and Exchange Commission May 2012 - August 2012
Education
Columbia University - Fu Foundation School of Engineering and Applied Science 2010 — 2014
Bachelor of Science (B.S.), Operations Research
Columbia University in the City of New York 2010 — 2014
Bachelor of Science (B.S.), Operations Research
Stuyvesant High School 2006 — 2010
Diane Audino Diane Audino's US Securities and Exchange Commission Experience November 2010 - Present
Job U.S. Securities and Exchange Commission International, Monitoring and Policy Group
Industry Financial Services
Experience
US Securities and Exchange Commission November 2010 - Present
US Securities and Exchange Commission November 2010 - Present
Standard & Poor's June 1983 - February 2009
Skills
Structured Finance, Securitization, Compliance, Customer Relations, Securities, Financial Analysis, Capital Markets, Risk Management, Negotiation, Due Diligence, Strategic Planning, Credit Risk, Budgeting, Contract Negotiation, Analysis, Business Strategy, Business Planning, Fixed Income, Derivatives
Education
Columbia University - Columbia Business School 2004 — 2004
Executive Education Leadership Program
University of Hartford 1979 — 1983
B.S., Finance & Economics
US Securities and Exchange Commission November 2010 - Present
US Securities and Exchange Commission November 2010 - Present
Standard & Poor's June 1983 - February 2009
Skills
Structured Finance, Securitization, Compliance, Customer Relations, Securities, Financial Analysis, Capital Markets, Risk Management, Negotiation, Due Diligence, Strategic Planning, Credit Risk, Budgeting, Contract Negotiation, Analysis, Business Strategy, Business Planning, Fixed Income, Derivatives
Education
Columbia University - Columbia Business School 2004 — 2004
Executive Education Leadership Program
University of Hartford 1979 — 1983
B.S., Finance & Economics
Greg DiMeglio Greg DiMeglio's US Securities and Exchange Commission Experience 1997 - 2005
Job Partner and Chair, Securities Enforcement Practice Group at Stradley Ronon
Industry Law Practice
Experience
Stradley Ronon 2005 - Present
US Securities and Exchange Commission 1997 - 2005
Hunton & Williams LLP 1994 - 1997
Hon. Albert V. Bryan Jr., U.S. District Court for the Eastern District of Virginia 1993 - 1994
Skills
Securities Regulation
Education
University of Virginia School of Law 1990 — 1993
J.D.
Cornell University 1983 — 1987
B.A.
Stradley Ronon 2005 - Present
US Securities and Exchange Commission 1997 - 2005
Hunton & Williams LLP 1994 - 1997
Hon. Albert V. Bryan Jr., U.S. District Court for the Eastern District of Virginia 1993 - 1994
Skills
Securities Regulation
Education
University of Virginia School of Law 1990 — 1993
J.D.
Cornell University 1983 — 1987
B.A.
Cara Crownover Cara Crownover's US Securities and Exchange Commission Experience May 2013 - December 2013
Job Associate Attorney at Tredway Lumsdaine & Doyle LLP
Industry Law Practice
Experience
Tredway Lumsdaine & Doyle LLP December 2014 - Present
US Securities and Exchange Commission May 2013 - December 2013
Loyola Law School, Los Angeles May 2012 - February 2013
Anubis Trends June 2003 - August 2006
Skills
Legal Research, Legal Writing, Litigation, Corporate Law, Westlaw, Litigation Support, Lexis, International Law, Mediation, Trials, Civil Litigation, Microsoft Office, Research, Commercial Litigation, Courts, LexisNexis
Education
Loyola Law School, Los Angeles 2011 — 2014
Juris Doctor (J.D.), Concentration in International Law with Honors
Columbia University in the City of New York 2008 — 2010
Bachelor's Degree, English and Comparative Literature, Cum Laude
Tredway Lumsdaine & Doyle LLP December 2014 - Present
US Securities and Exchange Commission May 2013 - December 2013
Loyola Law School, Los Angeles May 2012 - February 2013
Anubis Trends June 2003 - August 2006
Skills
Legal Research, Legal Writing, Litigation, Corporate Law, Westlaw, Litigation Support, Lexis, International Law, Mediation, Trials, Civil Litigation, Microsoft Office, Research, Commercial Litigation, Courts, LexisNexis
Education
Loyola Law School, Los Angeles 2011 — 2014
Juris Doctor (J.D.), Concentration in International Law with Honors
Columbia University in the City of New York 2008 — 2010
Bachelor's Degree, English and Comparative Literature, Cum Laude
Alyssa T. O'Connor's US Securities and Exchange Commission Experience June 2011 - August 2011
Job Summer Law Clerk at Federal Reserve Board
Industry Law Practice
Experience
Federal Reserve Board July 2015 - Present
Simpson Thacher & Bartlett LLP May 2015 - July 2015
The Hon. Frank P. Geraci, Jr., U.S. District Court for the Western District of New York June 2014 - August 2014
Federal Trade Commission June 2012 - August 2013
Cornell University January 2011 - May 2012
US Securities and Exchange Commission June 2011 - August 2011
Cornell University January 2011 - May 2011
Xerox Corporation December 2010 - January 2011
National Labor Relations Board August 2010 - December 2010
ITT August 2009 - August 2010
Education
University of Chicago Law School 2013 — 2016
Doctor of Law (JD)
Cornell University 2008 — 2012
B.S. with Honors, Industrial and Labor Relations, Law & Society
Federal Reserve Board July 2015 - Present
Simpson Thacher & Bartlett LLP May 2015 - July 2015
The Hon. Frank P. Geraci, Jr., U.S. District Court for the Western District of New York June 2014 - August 2014
Federal Trade Commission June 2012 - August 2013
Cornell University January 2011 - May 2012
US Securities and Exchange Commission June 2011 - August 2011
Cornell University January 2011 - May 2011
Xerox Corporation December 2010 - January 2011
National Labor Relations Board August 2010 - December 2010
ITT August 2009 - August 2010
Education
University of Chicago Law School 2013 — 2016
Doctor of Law (JD)
Cornell University 2008 — 2012
B.S. with Honors, Industrial and Labor Relations, Law & Society
Brenda Beauchamp Brenda Beauchamp's US Securities and Exchange Commission Experience May 2012 - September 2012
Job Associate at Akerman LLP
Industry Law Practice
Experience
Akerman LLP September 2014 - Present
United States Bankruptcy Court for the Eastern District of New York August 2013 - August 2014
Cornell Law School - Professor Gina-Gail Fletcher January 2013 - May 2013
Securities Law Clinic January 2012 - May 2013
Consumer Financial Protection Bureau September 2012 - December 2012
Cornell Law School- Professor Glenn Galbreath September 2012 - December 2012
US Securities and Exchange Commission May 2012 - September 2012
United States Bankruptcy Court May 2011 - August 2011
Harvard Law School and New York University School of Law Trials Program June 2009 - July 2009
Skills
Westlaw, Research, Piano Playing, Courts, Leadership, Leadership Development, Legal Research, Legal Writing, Lexis, Bankruptcy, Securities
Education
Cornell Law School 2010 — 2013
Juris Doctor, Concentration: Business Law and Regulation
University of Florida 2007 — 2010
Bachelor of Arts, Business, Cum Laude
Akerman LLP September 2014 - Present
United States Bankruptcy Court for the Eastern District of New York August 2013 - August 2014
Cornell Law School - Professor Gina-Gail Fletcher January 2013 - May 2013
Securities Law Clinic January 2012 - May 2013
Consumer Financial Protection Bureau September 2012 - December 2012
Cornell Law School- Professor Glenn Galbreath September 2012 - December 2012
US Securities and Exchange Commission May 2012 - September 2012
United States Bankruptcy Court May 2011 - August 2011
Harvard Law School and New York University School of Law Trials Program June 2009 - July 2009
Skills
Westlaw, Research, Piano Playing, Courts, Leadership, Leadership Development, Legal Research, Legal Writing, Lexis, Bankruptcy, Securities
Education
Cornell Law School 2010 — 2013
Juris Doctor, Concentration: Business Law and Regulation
University of Florida 2007 — 2010
Bachelor of Arts, Business, Cum Laude
Donald Boyajian Donald Boyajian's US Securities and Exchange Commission Experience August 2011 - December 2011
Job Associate at Brownstein Hyatt Farber Schreck
Industry Law Practice
Experience
Brownstein Hyatt Farber Schreck June 2014 - August 2015
Paul Hastings October 2012 - May 2014
US Securities and Exchange Commission August 2011 - December 2011
Paul Hastings May 2011 - July 2011
U.S. Department of Justice August 2010 - May 2011
Office of the Attorney General of the State of New York May 2010 - August 2010
U.S. House of Representatives December 2008 - August 2009
Harvard University May 2007 - October 2007
Plug Power 2003 - 2003
Education
Cornell Law School 2009 — 2012
Doctor of Law (J.D.), Cum Laude
Colgate University 2003 — 2007
Bachelor of Arts (B.A.), Magna Cum Laude, Phi Beta Kappa
La Salle Institute
Brownstein Hyatt Farber Schreck June 2014 - August 2015
Paul Hastings October 2012 - May 2014
US Securities and Exchange Commission August 2011 - December 2011
Paul Hastings May 2011 - July 2011
U.S. Department of Justice August 2010 - May 2011
Office of the Attorney General of the State of New York May 2010 - August 2010
U.S. House of Representatives December 2008 - August 2009
Harvard University May 2007 - October 2007
Plug Power 2003 - 2003
Education
Cornell Law School 2009 — 2012
Doctor of Law (J.D.), Cum Laude
Colgate University 2003 — 2007
Bachelor of Arts (B.A.), Magna Cum Laude, Phi Beta Kappa
La Salle Institute
Joshua Mayes Joshua Mayes's US Securities and Exchange Commission Experience December 2012 - Present
Job Senior Trial Attorney at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission December 2012 - Present
Sutherland Asbill & Brennan LLP October 2005 - December 2012
United States Court of Appeals for the Fourth Circuit August 2003 - July 2005
Skills
Litigation, Arbitration, Legal Writing, Appeals, Courts, Trials, Securities Regulation, Competition Law, Joint Ventures, Legal Research, Commercial Litigation, Class Actions, Civil Rights, Civil Litigation, Trade Secrets, Securities Litigation, White Collar Criminal...
Education
Cornell Law School 2000 — 2003
J.D.
College of Charleston 1997 — 1999
BA, Philosophy
Baker High School
US Securities and Exchange Commission December 2012 - Present
Sutherland Asbill & Brennan LLP October 2005 - December 2012
United States Court of Appeals for the Fourth Circuit August 2003 - July 2005
Skills
Litigation, Arbitration, Legal Writing, Appeals, Courts, Trials, Securities Regulation, Competition Law, Joint Ventures, Legal Research, Commercial Litigation, Class Actions, Civil Rights, Civil Litigation, Trade Secrets, Securities Litigation, White Collar Criminal...
Education
Cornell Law School 2000 — 2003
J.D.
College of Charleston 1997 — 1999
BA, Philosophy
Baker High School
Daniel Horwood Daniel Horwood's US Securities and Exchange Commission Experience 1999 - 2005
Job Counsel at Wilson Sonsini
Industry Legal Services
Experience
Wilson Sonsini 2014 - Present
Groupon 2012 - 2014
BMO Capital Markets 2009 - 2011
MAYER BROWN LLP 2005 - 2009
US Securities and Exchange Commission 1999 - 2005
Skills
Corporate and..., Corporate Governance, mergers and acquisitions, Executive Compensation, Corporate Law, Mergers, SOX, Annual Reports, Executive Pay, Sarbanes-Oxley Act, Securities Regulation, Securities
Education
University of Pennsylvania Law School 1996 — 1999
JD, Law
Connecticut College 1992 — 1996
BA, Government
Wilson Sonsini 2014 - Present
Groupon 2012 - 2014
BMO Capital Markets 2009 - 2011
MAYER BROWN LLP 2005 - 2009
US Securities and Exchange Commission 1999 - 2005
Skills
Corporate and..., Corporate Governance, mergers and acquisitions, Executive Compensation, Corporate Law, Mergers, SOX, Annual Reports, Executive Pay, Sarbanes-Oxley Act, Securities Regulation, Securities
Education
University of Pennsylvania Law School 1996 — 1999
JD, Law
Connecticut College 1992 — 1996
BA, Government
Jeffrey Scharfstein's US Securities and Exchange Commission Experience June 2013 - August 2013
Job Summer Associate at Davis Polk & Wardwell LLP
Industry Law Practice
Experience
Davis Polk & Wardwell LLP May 2014 - Present
Committee on Capital Markets Regulation July 2012 - September 2013
US Securities and Exchange Commission June 2013 - August 2013
Deutsche Bank November 2011 - July 2012
The Career Mentoring Network August 2011 - September 2011
Regulatory Fundamentals Group, LLC May 2009 - August 2009
Prof. Jeffrey Lax May 2009 - August 2009
Skills
Regulatory Affairs, Research, Film Production, Policy Analysis, Legal Research, Social Media, Creative Writing, Editing, Blogging, Capital Markets, Legal Writing, Risk Management
Education
Harvard Law School 2012 — 2015
Doctor of Law (JD)
Columbia University in the City of New York 2007 — 2011
BA, Philosophy
Friends Seminary
Davis Polk & Wardwell LLP May 2014 - Present
Committee on Capital Markets Regulation July 2012 - September 2013
US Securities and Exchange Commission June 2013 - August 2013
Deutsche Bank November 2011 - July 2012
The Career Mentoring Network August 2011 - September 2011
Regulatory Fundamentals Group, LLC May 2009 - August 2009
Prof. Jeffrey Lax May 2009 - August 2009
Skills
Regulatory Affairs, Research, Film Production, Policy Analysis, Legal Research, Social Media, Creative Writing, Editing, Blogging, Capital Markets, Legal Writing, Risk Management
Education
Harvard Law School 2012 — 2015
Doctor of Law (JD)
Columbia University in the City of New York 2007 — 2011
BA, Philosophy
Friends Seminary
Vanessa Countryman Vanessa Countryman's US Securities and Exchange Commission Experience October 2013 - Present
Job
Industry Law Practice
Experience
US Securities and Exchange Commission October 2013 - Present
Education
University of Chicago Law School 2002 — 2005
JD
University of Oxford 2000 — 2002
M.Phil.
Columbia University in the City of New York 1996 — 2000
AB
National Cathedral School 1988 — 1996
US Securities and Exchange Commission October 2013 - Present
Education
University of Chicago Law School 2002 — 2005
JD
University of Oxford 2000 — 2002
M.Phil.
Columbia University in the City of New York 1996 — 2000
AB
National Cathedral School 1988 — 1996
Claire Chamberlin Claire Chamberlin's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Equity Research Associate at Stifel Financial Corp.
Industry Financial Services
Experience
Stifel Financial Corp. December 2014 - Present
Goldman Sachs August 2014 - December 2014
JPMorgan Chase August 2013 - August 2014
UBS September 2012 - December 2012
US Securities and Exchange Commission May 2012 - August 2012
Skills
Bloomberg, Bloomberg Terminal, Equities, Equity Research, Financial Analysis, Financial Modeling, Portfolio Management, Series 7, Valuation, Wealth Management, Fixed Income, Investments
Education
Columbia University in the City of New York 2009 — 2013
Bachelor of Arts (B.A.), Economics-Statistics
Stifel Financial Corp. December 2014 - Present
Goldman Sachs August 2014 - December 2014
JPMorgan Chase August 2013 - August 2014
UBS September 2012 - December 2012
US Securities and Exchange Commission May 2012 - August 2012
Skills
Bloomberg, Bloomberg Terminal, Equities, Equity Research, Financial Analysis, Financial Modeling, Portfolio Management, Series 7, Valuation, Wealth Management, Fixed Income, Investments
Education
Columbia University in the City of New York 2009 — 2013
Bachelor of Arts (B.A.), Economics-Statistics
Jonathan Birnbaum's US Securities and Exchange Commission Experience June 2006 - August 2006
Job US Credit COO at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley March 2015 - Present
Morgan Stanley January 2014 - March 2015
Morgan Stanley August 2010 - January 2014
Morgan Stanley June 2008 - August 2010
Morgan Stanley June 2007 - August 2007
US Securities and Exchange Commission June 2006 - August 2006
Skills
Financial Modeling, Bonds, Fixed Income, ETFs, FX Options, Structured Products, Emerging Markets, Credit, Derivatives, Hedge Funds, Trading, Structured Finance, Bloomberg, Private Equity, Capital Markets, Electronic Trading, Public Speaking, Angel Investing, Valuation, Investments, Emotional Intelligence, Leadership, Project Coordination
Education
Columbia University - Columbia Business School 2014 — 2016
Master of Business Administration (M.B.A.)
Massachusetts Institute of Technology 2004 — 2008
B.S., Electrical Engineering and Computer Science (6-2)
Massachusetts Institute of Technology - Sloan School of Management 2004 — 2008
B.S., Management Science - Finance Concentration
Great Neck North High School 2000 — 2004
High School
Morgan Stanley March 2015 - Present
Morgan Stanley January 2014 - March 2015
Morgan Stanley August 2010 - January 2014
Morgan Stanley June 2008 - August 2010
Morgan Stanley June 2007 - August 2007
US Securities and Exchange Commission June 2006 - August 2006
Skills
Financial Modeling, Bonds, Fixed Income, ETFs, FX Options, Structured Products, Emerging Markets, Credit, Derivatives, Hedge Funds, Trading, Structured Finance, Bloomberg, Private Equity, Capital Markets, Electronic Trading, Public Speaking, Angel Investing, Valuation, Investments, Emotional Intelligence, Leadership, Project Coordination
Education
Columbia University - Columbia Business School 2014 — 2016
Master of Business Administration (M.B.A.)
Massachusetts Institute of Technology 2004 — 2008
B.S., Electrical Engineering and Computer Science (6-2)
Massachusetts Institute of Technology - Sloan School of Management 2004 — 2008
B.S., Management Science - Finance Concentration
Great Neck North High School 2000 — 2004
High School
Rebecca Anjewierden's US Securities and Exchange Commission Experience January 2014 - May 2014
Job Veterans Service Representative at U.S. Department of Veterans Affairs
Industry Government Administration
Experience
U.S. Department of Veterans Affairs September 2014 - Present
U.S. Department of Veterans Affairs May 2014 - September 2014
US Securities and Exchange Commission January 2014 - May 2014
BPSI October 2012 - August 2013
Utah Air National Guard June 1992 - June 2013
Utah Air National Guard October 2003 - January 2013
Skills
Program Management, Microsoft Office, Policy, Process Improvement, Analysis, Employee Training, Training, Healthcare, Military Operations, Research, Medical Records, Supervisory Skills, Leadership, Public Speaking, Team Building, Records Management, Military Experience, Customer-focused Service, Professional Writing, Managing Database, Cross-functional Team..., Team-oriented, Professional Services, Supervisory Experience, Military Training, Claims Management, Claims Handling
Education
Utah State University - Jon M. Huntsman School of Business 2013 — 2014
Master's degree, Human Resources Development, 3.8
Community College of the US Air Force
Associate's degree, Allied Health Services
Kaplan University 2010 — 2012
Bachelor's degree, Psychology w/emphasis in Applied Behavior Analysis, 4.0
Salt Lake Community College
Associate of Science (AS), Psychology, 3.88
Salt Lake Community College
Associate of Science (AS), Sociology, 3.88
Community College of the US Air Force
Associate of Applied Sciences (AAS), Medical Laboratory Technology
U.S. Department of Veterans Affairs September 2014 - Present
U.S. Department of Veterans Affairs May 2014 - September 2014
US Securities and Exchange Commission January 2014 - May 2014
BPSI October 2012 - August 2013
Utah Air National Guard June 1992 - June 2013
Utah Air National Guard October 2003 - January 2013
Skills
Program Management, Microsoft Office, Policy, Process Improvement, Analysis, Employee Training, Training, Healthcare, Military Operations, Research, Medical Records, Supervisory Skills, Leadership, Public Speaking, Team Building, Records Management, Military Experience, Customer-focused Service, Professional Writing, Managing Database, Cross-functional Team..., Team-oriented, Professional Services, Supervisory Experience, Military Training, Claims Management, Claims Handling
Education
Utah State University - Jon M. Huntsman School of Business 2013 — 2014
Master's degree, Human Resources Development, 3.8
Community College of the US Air Force
Associate's degree, Allied Health Services
Kaplan University 2010 — 2012
Bachelor's degree, Psychology w/emphasis in Applied Behavior Analysis, 4.0
Salt Lake Community College
Associate of Science (AS), Psychology, 3.88
Salt Lake Community College
Associate of Science (AS), Sociology, 3.88
Community College of the US Air Force
Associate of Applied Sciences (AAS), Medical Laboratory Technology
charles hecht charles hecht's US Securities and Exchange Commission Experience 1966 - 1969
Job partner at Wolf Haldenstein Adler Freeman & Herz LLP
Industry Law Practice
Experience
Wolf Haldenstein Adler Freeman & Herz LLP November 2010 - Present
Hecht & Associates P.C.-law firm February 1971 - October 2010
US Securities and Exchange Commission 1966 - 1969
Skills
Securities Litigation, Class Actions, Commercial Litigation, Litigation, Civil Litigation, Arbitration, Securities, Appeals, Corporate Governance, Legal Writing, SEC, Corporate Law, Securities Regulation, Mergers & Acquisitions, Mediation, Business Litigation, Trial Practice, Product Liability, Trade Secrets, Consumer Law, Courts, Bankruptcy, White Collar Criminal..., Trials, Litigation Support, Hearings, Depositions
Education
Cornell Law School 1961 — 1963
Bachelor of Laws (LLB)
Cornell University 1957 — 1961
Bachelor of Arts (B.A.), Economics
Wolf Haldenstein Adler Freeman & Herz LLP November 2010 - Present
Hecht & Associates P.C.-law firm February 1971 - October 2010
US Securities and Exchange Commission 1966 - 1969
Skills
Securities Litigation, Class Actions, Commercial Litigation, Litigation, Civil Litigation, Arbitration, Securities, Appeals, Corporate Governance, Legal Writing, SEC, Corporate Law, Securities Regulation, Mergers & Acquisitions, Mediation, Business Litigation, Trial Practice, Product Liability, Trade Secrets, Consumer Law, Courts, Bankruptcy, White Collar Criminal..., Trials, Litigation Support, Hearings, Depositions
Education
Cornell Law School 1961 — 1963
Bachelor of Laws (LLB)
Cornell University 1957 — 1961
Bachelor of Arts (B.A.), Economics
Jamila Lynn McCoy Jamila Lynn McCoy's US Securities and Exchange Commission Experience June 2007 - August 2007
Job Corporate Associate at Seyfarth Shaw LLP
Industry Law Practice
Experience
Seyfarth Shaw LLP June 2015 - Present
K&L Gates September 2013 - June 2015
Fried Frank December 2011 - September 2013
Fried Frank May 2010 - August 2010
O'Melveny & Myers LLP May 2009 - July 2009
Sullivan & Cromwell LLP July 2008 - August 2008
US Securities and Exchange Commission June 2007 - August 2007
Infosys July 2006 - October 2006
National Public Radio June 2006 - July 2006
Skills
Private Equity, Mergers, Recruiting, Legal Research, Venture Capital, Mergers & Acquisitions, Joint Ventures, International Law, Corporate Finance, Securities, Due Diligence, Capital Markets, Legal Writing, Corporate Governance, Corporate Law
Education
Columbia University School of Law 2008 — 2011
JD
Cornell University 2004 — 2008
B.S., Industrial and Labor Relations, Concentration in Urban and Regional Studies
Columbia University School of Law - Parker School of Foreign and Comparative Law 2008 — 2011
Certificate, International and Comparative Law
Sciences Po Paris 2011 — 2011
Global Business and Governance Law
Université Panthéon Sorbonne (Paris I) 2011 — 2011
Seyfarth Shaw LLP June 2015 - Present
K&L Gates September 2013 - June 2015
Fried Frank December 2011 - September 2013
Fried Frank May 2010 - August 2010
O'Melveny & Myers LLP May 2009 - July 2009
Sullivan & Cromwell LLP July 2008 - August 2008
US Securities and Exchange Commission June 2007 - August 2007
Infosys July 2006 - October 2006
National Public Radio June 2006 - July 2006
Skills
Private Equity, Mergers, Recruiting, Legal Research, Venture Capital, Mergers & Acquisitions, Joint Ventures, International Law, Corporate Finance, Securities, Due Diligence, Capital Markets, Legal Writing, Corporate Governance, Corporate Law
Education
Columbia University School of Law 2008 — 2011
JD
Cornell University 2004 — 2008
B.S., Industrial and Labor Relations, Concentration in Urban and Regional Studies
Columbia University School of Law - Parker School of Foreign and Comparative Law 2008 — 2011
Certificate, International and Comparative Law
Sciences Po Paris 2011 — 2011
Global Business and Governance Law
Université Panthéon Sorbonne (Paris I) 2011 — 2011
Charles Goldschmid Charles Goldschmid's US Securities and Exchange Commission Experience January 2011 - May 2012
Job Global Compliance Director, Marc Jacobs International
Industry Law Practice
Experience
Marc Jacobs January 2015 - Present
Lowe's Home Improvement June 2012 - January 2015
US Securities and Exchange Commission January 2011 - May 2012
Debevoise & Plimpton September 2004 - December 2010
Education
Columbia Law School 2001 — 2004
JD
Columbia University in the City of New York 1995 — 1999
BA, Psychology
Marc Jacobs January 2015 - Present
Lowe's Home Improvement June 2012 - January 2015
US Securities and Exchange Commission January 2011 - May 2012
Debevoise & Plimpton September 2004 - December 2010
Education
Columbia Law School 2001 — 2004
JD
Columbia University in the City of New York 1995 — 1999
BA, Psychology
Nikki J. Jones Nikki J. Jones's US Securities and Exchange Commission Experience 2006 - 2007
Job Director, Program Management Digital Marketing at Sirius XM Radio Inc.
Industry Online Media
Experience
Sirius XM Radio Inc. January 2015 - Present
Sirius XM Radio Inc. October 2011 - January 2015
Secured Sciences Group, LLC December 2008 - September 2011
National Geographic Society June 2007 - March 2010
US Securities and Exchange Commission 2006 - 2007
Skills
Program Management, Digital Media, Business Process..., Leadership, Content Strategy, Business Process..., Corporate Governance, PMP, Change Management, Enterprise Architecture, Interactive Media, Project Portfolio..., Product Management, Analytics, Agile Project Management, Strategy, A/B testing, Scrum
Education
The George Washington University - School of Business 2004 — 2005
Master of Science, Information Systems Technology/Advanced Business Technologies
Coppin State University
Bachelor of Science, Social Science/Political Science
Sirius XM Radio Inc. January 2015 - Present
Sirius XM Radio Inc. October 2011 - January 2015
Secured Sciences Group, LLC December 2008 - September 2011
National Geographic Society June 2007 - March 2010
US Securities and Exchange Commission 2006 - 2007
Skills
Program Management, Digital Media, Business Process..., Leadership, Content Strategy, Business Process..., Corporate Governance, PMP, Change Management, Enterprise Architecture, Interactive Media, Project Portfolio..., Product Management, Analytics, Agile Project Management, Strategy, A/B testing, Scrum
Education
The George Washington University - School of Business 2004 — 2005
Master of Science, Information Systems Technology/Advanced Business Technologies
Coppin State University
Bachelor of Science, Social Science/Political Science
Alexander Cornish Alexander Cornish's US Securities and Exchange Commission Experience June 2010 - August 2010
Job Independent Proprietary Trader
Industry Financial Services
Experience
Independent May 2011 - Present
Columbia University July 2012 - Present
Periodicals and Microform Library October 2009 - Present
Columbia University Club Weightlifting May 2011 - May 2012
Project for the Homeless May 2011 - May 2012
US Securities and Exchange Commission June 2010 - August 2010
Skills
Mandarin, Java, R, Stata, Linux, Unix, Microsoft Office, VBA
Education
Columbia University in the City of New York 2008 — 2012
Bachelor of Arts, Economics and Political Science
Frederick High School 2004 — 2008
Independent May 2011 - Present
Columbia University July 2012 - Present
Periodicals and Microform Library October 2009 - Present
Columbia University Club Weightlifting May 2011 - May 2012
Project for the Homeless May 2011 - May 2012
US Securities and Exchange Commission June 2010 - August 2010
Skills
Mandarin, Java, R, Stata, Linux, Unix, Microsoft Office, VBA
Education
Columbia University in the City of New York 2008 — 2012
Bachelor of Arts, Economics and Political Science
Frederick High School 2004 — 2008
Amy Jane Longo Amy Jane Longo's US Securities and Exchange Commission Experience August 2013 - Present
Job US Securities Exchange Commission, Senior Trial Counsel, LA Regional Office
Industry Law Practice
Experience
US Securities and Exchange Commission August 2013 - Present
O'MELVENY & MYERS, LLP June 1998 - July 2013
FRIED FRANK HARRIS SHRIVER & JACOBSON January 1996 - January 1998
Skills
Class Actions, Litigation, Civil Litigation, Litigation Support, Trials, Securities Litigation, Motions, Securities, Commercial Litigation, Appeals, Securities Regulation, Business Litigation, Legal Research, Corporate Law
Education
Columbia University School of Law 1993 — 1996
JD
Columbia University in the City of New York 1989 — 1993
BA, Women's Studies
US Securities and Exchange Commission August 2013 - Present
O'MELVENY & MYERS, LLP June 1998 - July 2013
FRIED FRANK HARRIS SHRIVER & JACOBSON January 1996 - January 1998
Skills
Class Actions, Litigation, Civil Litigation, Litigation Support, Trials, Securities Litigation, Motions, Securities, Commercial Litigation, Appeals, Securities Regulation, Business Litigation, Legal Research, Corporate Law
Education
Columbia University School of Law 1993 — 1996
JD
Columbia University in the City of New York 1989 — 1993
BA, Women's Studies
Mar Dennis Parungao's US Securities and Exchange Commission Experience September 2013 - December 2013
Job Human Resources at U.S. Department of Justice
Industry Government Administration
Experience
U.S. Department of Justice July 2014 - Present
Wounded Warrior Project 2015 - 2015
Wounded Warrior Project 2015 - 2015
US Securities and Exchange Commission September 2013 - December 2013
Office of the Comptroller of the Currency June 2013 - August 2013
U.S. Army May 2011 - August 2012
Wounded Warrior Project 1987 - 2012
Army National Guard May 2008 - May 2011
Warrior Transition Unit 2011 - 2011
Army National Guard September 2003 - May 2008
Skills
Human Resources, Military, DoD, Training, Defense, Recruiting, Budgets, Administrative..., Research, Access, Army, Program Management, Leadership, Policy, Types 100 wpm, Proficient with 10-key..., Certified Legal Notary,..., Proficient in MS Office..., Certified Organization..., SharePoint, Cisco Web Meeting, OneNote, Government, Leadership Development
Education
George Mason University - School of Management 2014 — 2015
Marketing/Marketing Management, General, 3.0
Northern Virginia Community College 2014 — 2014
Associate’s Degree, Legal Assistant/Paralegal, 3.00
Community College of Denver 2007 — 2008
U.S. Department of Justice July 2014 - Present
Wounded Warrior Project 2015 - 2015
Wounded Warrior Project 2015 - 2015
US Securities and Exchange Commission September 2013 - December 2013
Office of the Comptroller of the Currency June 2013 - August 2013
U.S. Army May 2011 - August 2012
Wounded Warrior Project 1987 - 2012
Army National Guard May 2008 - May 2011
Warrior Transition Unit 2011 - 2011
Army National Guard September 2003 - May 2008
Skills
Human Resources, Military, DoD, Training, Defense, Recruiting, Budgets, Administrative..., Research, Access, Army, Program Management, Leadership, Policy, Types 100 wpm, Proficient with 10-key..., Certified Legal Notary,..., Proficient in MS Office..., Certified Organization..., SharePoint, Cisco Web Meeting, OneNote, Government, Leadership Development
Education
George Mason University - School of Management 2014 — 2015
Marketing/Marketing Management, General, 3.0
Northern Virginia Community College 2014 — 2014
Associate’s Degree, Legal Assistant/Paralegal, 3.00
Community College of Denver 2007 — 2008
Tymikia Jackson Tymikia Jackson's US Securities and Exchange Commission Experience September 2013 - Present
Job Program SupportIT Technician at US Securities and Exchange Commission
Industry Information Technology and Services
Experience
US Securities and Exchange Commission September 2013 - Present
United States Air Force May 2004 - November 2012
Skills
Air Force, Windows Server, Military Experience, Information Technology, Information Systems, Information Security, Windows 7, Windows Vista, XP, Microsoft Office, Microsoft Excel, Printers, Remedy Ticketing System, Active Directory..., Customer Service, Help Desk Support, Remote Desktop, Remote Access, Active DoD Top Secret..., Port Security, Program Management, Active Directory, Hardware, Networking, Software Installation, Operating Systems, Technical Support, Windows XP, Security Clearance
Education
University of Phoenix 2013 — 2015
Bachelor of Arts (B.A.), Information Technology, N/A
Community College of the Air Force 2004 — 2006
Associate of Science (A.S.), Information Technology
Philadelphia Regional High School
High School Diploma, General Studies
US Securities and Exchange Commission September 2013 - Present
United States Air Force May 2004 - November 2012
Skills
Air Force, Windows Server, Military Experience, Information Technology, Information Systems, Information Security, Windows 7, Windows Vista, XP, Microsoft Office, Microsoft Excel, Printers, Remedy Ticketing System, Active Directory..., Customer Service, Help Desk Support, Remote Desktop, Remote Access, Active DoD Top Secret..., Port Security, Program Management, Active Directory, Hardware, Networking, Software Installation, Operating Systems, Technical Support, Windows XP, Security Clearance
Education
University of Phoenix 2013 — 2015
Bachelor of Arts (B.A.), Information Technology, N/A
Community College of the Air Force 2004 — 2006
Associate of Science (A.S.), Information Technology
Philadelphia Regional High School
High School Diploma, General Studies
Ilona Potiha Ilona Potiha's US Securities and Exchange Commission Experience January 2011 - April 2011
Job Associate at Ropes & Gray LLP
Industry Law Practice
Experience
Ropes & Gray LLP November 2012 - Present
Columbia Law School May 2011 - May 2012
Ropes & Gray LLP May 2011 - July 2011
US Securities and Exchange Commission January 2011 - April 2011
Federal Reserve Bank of New York June 2010 - August 2010
Columbia University September 2008 - May 2009
Education
Columbia University School of Law 2009 — 2012
JD
Columbia University in the City of New York 2005 — 2009
B.A., magna cum laude, Economics (Major), Russ. Lang. & Cult. (Concen.)
Stuyvesant High School 2001 — 2005
High School
Ropes & Gray LLP November 2012 - Present
Columbia Law School May 2011 - May 2012
Ropes & Gray LLP May 2011 - July 2011
US Securities and Exchange Commission January 2011 - April 2011
Federal Reserve Bank of New York June 2010 - August 2010
Columbia University September 2008 - May 2009
Education
Columbia University School of Law 2009 — 2012
JD
Columbia University in the City of New York 2005 — 2009
B.A., magna cum laude, Economics (Major), Russ. Lang. & Cult. (Concen.)
Stuyvesant High School 2001 — 2005
High School
Patrick Welch Patrick Welch's US Securities and Exchange Commission Experience August 2004 - December 2004
Job Associate at Jennings, Strouss & Salmon
Industry Legal Services
Experience
Jennings, Strouss & Salmon September 2012 - Present
Mann Berens & Wisner August 2007 - August 2012
Berman DeValerio Pease Tabacco Burt & Pucillo 2005 - 2007
US Securities and Exchange Commission August 2004 - December 2004
Commonwealth of Massachusetts August 2004 - December 2004
U.S. Attorney's Office - Major Crimes Unit May 2003 - August 2003
Mitsubishi Corporation 1999 - 2002
Indochina Capital January 1999 - May 1999
GE May 1998 - August 1998
GE Int'l & Policy May 1997 - August 1997
Skills
Negotiation, Mediation, Arbitration, Alternative Dispute..., Consultation, Legal Advice, Legal Opinions, Bilingual-Spanish, Civil Litigation, Construction Law, Surety, Fidelity, Employment Law, Cross Border..., U.S. Mexico Trade and..., Commercial Litigation, Litigation, Courts, Trials, Litigation Management
Education
New England Law Boston 2002 — 2005
JD, LAW
Connecticut College 1995 — 1999
B.A., Economics, Int'l Relations
South Kent School 1992 — 1995
Diploma, College Prep
Jennings, Strouss & Salmon September 2012 - Present
Mann Berens & Wisner August 2007 - August 2012
Berman DeValerio Pease Tabacco Burt & Pucillo 2005 - 2007
US Securities and Exchange Commission August 2004 - December 2004
Commonwealth of Massachusetts August 2004 - December 2004
U.S. Attorney's Office - Major Crimes Unit May 2003 - August 2003
Mitsubishi Corporation 1999 - 2002
Indochina Capital January 1999 - May 1999
GE May 1998 - August 1998
GE Int'l & Policy May 1997 - August 1997
Skills
Negotiation, Mediation, Arbitration, Alternative Dispute..., Consultation, Legal Advice, Legal Opinions, Bilingual-Spanish, Civil Litigation, Construction Law, Surety, Fidelity, Employment Law, Cross Border..., U.S. Mexico Trade and..., Commercial Litigation, Litigation, Courts, Trials, Litigation Management
Education
New England Law Boston 2002 — 2005
JD, LAW
Connecticut College 1995 — 1999
B.A., Economics, Int'l Relations
South Kent School 1992 — 1995
Diploma, College Prep
Richard Rodgers Richard Rodgers's US Securities and Exchange Commission Experience October 2014 - Present
Job Senior Special Counsel Office of the Director, Division of Investment Management, SEC
Industry Capital Markets
Experience
US Securities and Exchange Commission October 2014 - Present
US Securities and Exchange Commission March 2013 - October 2014
ProShare Advisors LLC January 2009 - March 2013
Freddie Mac 2004 - January 2009
Arnold & Porter LLP 1999 - 2004
U.S. Department of Commerce 1993 - 1996
Clinton/Gore Campaign 1992 - 1993
Skills
Securities, Capital Markets, Derivatives, Private Equity, Fixed Income, Corporate Governance, Corporate Law, ETFs, Financial Services, Alternative Investments, Hedge Funds, Investments, Finance, Hedging, Mergers & Acquisitions, Prime Brokerage, Project Finance, Venture Capital, Commodity, Securities Regulation, Mutual Funds, Investment Management, Mergers, Dodd-Frank, Fund Of Funds, Structured Finance, Strategy, Start-ups, Secured Financing, ISDA, Funding, Investment Company Act, Investment Advisers Act, CEA, Swaps, Alternative Mutual Funds
Education
Columbia University School of Law 1996 — 1999
JD
Yale University 1987 — 1991
BA, Political Science
US Securities and Exchange Commission October 2014 - Present
US Securities and Exchange Commission March 2013 - October 2014
ProShare Advisors LLC January 2009 - March 2013
Freddie Mac 2004 - January 2009
Arnold & Porter LLP 1999 - 2004
U.S. Department of Commerce 1993 - 1996
Clinton/Gore Campaign 1992 - 1993
Skills
Securities, Capital Markets, Derivatives, Private Equity, Fixed Income, Corporate Governance, Corporate Law, ETFs, Financial Services, Alternative Investments, Hedge Funds, Investments, Finance, Hedging, Mergers & Acquisitions, Prime Brokerage, Project Finance, Venture Capital, Commodity, Securities Regulation, Mutual Funds, Investment Management, Mergers, Dodd-Frank, Fund Of Funds, Structured Finance, Strategy, Start-ups, Secured Financing, ISDA, Funding, Investment Company Act, Investment Advisers Act, CEA, Swaps, Alternative Mutual Funds
Education
Columbia University School of Law 1996 — 1999
JD
Yale University 1987 — 1991
BA, Political Science
Susan Keesen Susan Keesen's US Securities and Exchange Commission Experience October 1976 - February 1981
Job Experienced Legal and CLevel Officer
Industry Information Technology and Services
Experience
Experienced Legal and Senior Executive Officer December 2012 - Present
CIBER, Inc. January 2002 - December 2012
AT&T Broadband LLC June 2000 - January 2002
MediaOne Group, Inc. June 1998 - June 2000
U S West, Inc. February 1981 - June 1998
U S WEST (now Qwest Communications) 1991 - 1998
US Securities and Exchange Commission October 1976 - February 1981
Skills
Corporate Governance, Licensing, Privacy Law, Intellectual Property, Mergers, Employment Law, Corporate Law, Data Privacy, Contract Negotiation, Non-profit Boards, Leadership, Mergers & Acquisitions, Governance, Outsourcing, Commercial Litigation, Team Building, Start-ups, Due Diligence, Executive Management, Risk Management, Strategic Partnerships, Acquisitions, Employment Contracts, Litigation Management, Restructuring, Software Licensing, Venture Capital
Education
University of Colorado School of Law 1973 — 1976
JD
Colorado State University 1969 — 1971
BA
Experienced Legal and Senior Executive Officer December 2012 - Present
CIBER, Inc. January 2002 - December 2012
AT&T Broadband LLC June 2000 - January 2002
MediaOne Group, Inc. June 1998 - June 2000
U S West, Inc. February 1981 - June 1998
U S WEST (now Qwest Communications) 1991 - 1998
US Securities and Exchange Commission October 1976 - February 1981
Skills
Corporate Governance, Licensing, Privacy Law, Intellectual Property, Mergers, Employment Law, Corporate Law, Data Privacy, Contract Negotiation, Non-profit Boards, Leadership, Mergers & Acquisitions, Governance, Outsourcing, Commercial Litigation, Team Building, Start-ups, Due Diligence, Executive Management, Risk Management, Strategic Partnerships, Acquisitions, Employment Contracts, Litigation Management, Restructuring, Software Licensing, Venture Capital
Education
University of Colorado School of Law 1973 — 1976
JD
Colorado State University 1969 — 1971
BA
Marilyn Barker, CAMS Marilyn Barker, CAMS's US Securities and Exchange Commission Experience 1998 - 2006
Job Sole Proprietor at The Law Office of Marilyn D Barker
Industry Law Practice
Experience
The Law Office of Marilyn D Barker November 2013 - Present
The Bancorp, Inc. April 2011 - May 2014
The Law Office of Marilyn D Barker April 2010 - April 2011
Bryan Cave August 2007 - March 2010
Financial Crimes Enforcement Network 2005 - 2007
US Securities and Exchange Commission 1998 - 2006
Federal Reserve System 1992 - 1998
Skills
Compliance, OFAC, AML, Bank Secrecy Act, Payments, Risk Assessment, Financial Services, Due Diligence, Banking, Finance, Mergers & Acquisitions, Financial Institutions, Debit Cards, Banking Law, Fraud, USA PATRIOT Act, Risk Management, Regulations, Anti Money Laundering
Education
Stockholm University 1990 — 1992
LL.M., EU Law & Int'l Comparative Law
Columbia University School of Law 1984 — 1987
JD, Law
Yale University 1979 — 1983
B.A., cum laude, Latin American Studies
The Law Office of Marilyn D Barker November 2013 - Present
The Bancorp, Inc. April 2011 - May 2014
The Law Office of Marilyn D Barker April 2010 - April 2011
Bryan Cave August 2007 - March 2010
Financial Crimes Enforcement Network 2005 - 2007
US Securities and Exchange Commission 1998 - 2006
Federal Reserve System 1992 - 1998
Skills
Compliance, OFAC, AML, Bank Secrecy Act, Payments, Risk Assessment, Financial Services, Due Diligence, Banking, Finance, Mergers & Acquisitions, Financial Institutions, Debit Cards, Banking Law, Fraud, USA PATRIOT Act, Risk Management, Regulations, Anti Money Laundering
Education
Stockholm University 1990 — 1992
LL.M., EU Law & Int'l Comparative Law
Columbia University School of Law 1984 — 1987
JD, Law
Yale University 1979 — 1983
B.A., cum laude, Latin American Studies
Burt Porter Burt Porter's US Securities and Exchange Commission Experience July 2012 - Present
Job Senior Financial Economist at US Securities and Exchange Commission
Industry Government Administration
Experience
US Securities and Exchange Commission July 2012 - Present
CFA Institute 2011 - Present
US Securities and Exchange Commission June 2010 - June 2012
Iowa State University August 2005 - June 2012
University of Florida 1999 - 2005
University of Florida 1997 - 1999
Education
The University of Chicago Booth School of Business 1992 — 1997
PhD, Finance
Emory University - Goizueta Business School 1990 — 1992
MBA, Finance
Cornell University 1983 — 1987
BS, Operations Research & Industrial Engineering
US Securities and Exchange Commission July 2012 - Present
CFA Institute 2011 - Present
US Securities and Exchange Commission June 2010 - June 2012
Iowa State University August 2005 - June 2012
University of Florida 1999 - 2005
University of Florida 1997 - 1999
Education
The University of Chicago Booth School of Business 1992 — 1997
PhD, Finance
Emory University - Goizueta Business School 1990 — 1992
MBA, Finance
Cornell University 1983 — 1987
BS, Operations Research & Industrial Engineering
David Blass David Blass's US Securities and Exchange Commission Experience September 2011 - August 2014
Job General Counsel at Investment Company Institute
Industry Legal Services
Experience
Investment Company Institute September 2014 - Present
US Securities and Exchange Commission September 2011 - August 2014
US Securities and Exchange Commission August 2010 - September 2011
Willkie Farr & Gallagher LLP October 2008 - August 2010
US Securities and Exchange Commission November 2006 - October 2008
US Securities and Exchange Commission November 2004 - November 2006
US Securities and Exchange Commission October 2003 - November 2004
Davis Polk & Wardwell LLP September 1998 - October 2003
Skills
Securities Regulation, Corporate Governance, Corporate Law, Securities, Legal Research, Litigation, Capital Markets, Legal Writing, Due Diligence, Private Equity
Education
Columbia University School of Law 1995 — 1998
JD
University of Alabama
BA
Investment Company Institute September 2014 - Present
US Securities and Exchange Commission September 2011 - August 2014
US Securities and Exchange Commission August 2010 - September 2011
Willkie Farr & Gallagher LLP October 2008 - August 2010
US Securities and Exchange Commission November 2006 - October 2008
US Securities and Exchange Commission November 2004 - November 2006
US Securities and Exchange Commission October 2003 - November 2004
Davis Polk & Wardwell LLP September 1998 - October 2003
Skills
Securities Regulation, Corporate Governance, Corporate Law, Securities, Legal Research, Litigation, Capital Markets, Legal Writing, Due Diligence, Private Equity
Education
Columbia University School of Law 1995 — 1998
JD
University of Alabama
BA
Kyle Rifkind's US Securities and Exchange Commission Experience January 2014 - March 2014
Job Law Clerk at U.S. Court of Appeals, 2d Circuit
Industry Law Practice
Experience
U.S. Court of Appeals, 2d Circuit September 2015 - Present
U.S. District Court, SDNY September 2014 - September 2015
US Securities and Exchange Commission January 2014 - March 2014
The Bronx Defenders August 2013 - August 2013
Sullivan & Cromwell LLP June 2013 - August 2013
Orrick, Herrington & Sutcliffe LLP June 2012 - August 2012
Education
Stanford Law School 2011 — 2014
J.D.
Cornell University 2007 — 2011
B.A., Economics, Government; Magna Cum Laude
U.S. Court of Appeals, 2d Circuit September 2015 - Present
U.S. District Court, SDNY September 2014 - September 2015
US Securities and Exchange Commission January 2014 - March 2014
The Bronx Defenders August 2013 - August 2013
Sullivan & Cromwell LLP June 2013 - August 2013
Orrick, Herrington & Sutcliffe LLP June 2012 - August 2012
Education
Stanford Law School 2011 — 2014
J.D.
Cornell University 2007 — 2011
B.A., Economics, Government; Magna Cum Laude
Annette Nazareth Annette Nazareth's US Securities and Exchange Commission Experience 2005 - 2008
Job Partner at Davis Polk &Wardwell
Industry Public Policy
Experience
Davis Polk &Wardwell 2008 - Present
US Securities and Exchange Commission 2005 - 2008
Education
Columbia Law School 1978 — 1981
Doctor of Law (JD), Law
Brown University 1974 — 1978
AB, History and Economics
Davis Polk &Wardwell 2008 - Present
US Securities and Exchange Commission 2005 - 2008
Education
Columbia Law School 1978 — 1981
Doctor of Law (JD), Law
Brown University 1974 — 1978
AB, History and Economics
Casey Lekahal Casey Lekahal's US Securities and Exchange Commission Experience September 2012 - December 2012
Job Associate Attorney at White Bear & Ankele
Industry Law Practice
Experience
White Bear Ankele Tanaka and Waldron, Professional Corporation May 2015 - Present
Square One Financial, dba MPH2 Funding February 2014 - May 2015
Molson Coors June 2012 - June 2013
US Securities and Exchange Commission September 2012 - December 2012
Law Office of John Tatum April 2011 - September 2012
University of Colorado February 2012 - May 2012
Skills
Corporate Law, Legal Writing, Westlaw, Research, Civil Litigation
Education
University of Colorado at Boulder 2010 — 2013
Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law
Colorado State University 2005 — 2009
Bachelor of Science (BS), Finance and Financial Management Services
White Bear Ankele Tanaka and Waldron, Professional Corporation May 2015 - Present
Square One Financial, dba MPH2 Funding February 2014 - May 2015
Molson Coors June 2012 - June 2013
US Securities and Exchange Commission September 2012 - December 2012
Law Office of John Tatum April 2011 - September 2012
University of Colorado February 2012 - May 2012
Skills
Corporate Law, Legal Writing, Westlaw, Research, Civil Litigation
Education
University of Colorado at Boulder 2010 — 2013
Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law
Colorado State University 2005 — 2009
Bachelor of Science (BS), Finance and Financial Management Services
Barry Rashkover's US Securities and Exchange Commission Experience June 2000 - June 2004
Job Partner at Sidley Austin LLP
Industry Law Practice
Experience
Sidley Austin LLP July 2004 - Present
US Securities and Exchange Commission June 2000 - June 2004
US Securities and Exchange Commission April 1995 - June 2000
Rogers & Wells September 1986 - April 1995
Skills
Fraud, Litigation, Private Investigations, Criminal Law, Enforcement
Education
Cornell Law School 1983 — 1986
JD, Law
Columbia College (NY) 1979 — 1983
AB, Political Science
Sidley Austin LLP July 2004 - Present
US Securities and Exchange Commission June 2000 - June 2004
US Securities and Exchange Commission April 1995 - June 2000
Rogers & Wells September 1986 - April 1995
Skills
Fraud, Litigation, Private Investigations, Criminal Law, Enforcement
Education
Cornell Law School 1983 — 1986
JD, Law
Columbia College (NY) 1979 — 1983
AB, Political Science
Joe Kaplenk Joe Kaplenk's US Securities and Exchange Commission Experience March 2012 - October 2013
Job Lead Systems Engineer at US Dept. of Health and Human Services/URS
Industry Information Technology and Services
Experience
Dept. of Health and Human Services October 2013 - Present
US Securities and Exchange Commission March 2012 - October 2013
American Railcar Industries February 2013 - March 2013
Liberty Mt. Resort December 2010 - March 2013
US Army/eTeam/Deloitte December 2011 - February 2012
Dell Services March 2011 - September 2011
Marine Corps/Smartronix August 2009 - March 2011
Laurus Technologies June 2008 - June 2009
the College of DuPage January 1985 - June 2009
Insight July 2006 - June 2008
Skills
Security+, RHCE, Linux, Network+, AIX, Solaris, UNIX, HP-UX, Storage, System Administration, Virtualization, Servers, VMware, Documentation, Computer Hardware, HP, Security, TCP/IP, Operating Systems, Troubleshooting, VMware ESX, Integration, DNS, Problem Solving, Data Center, DHCP, Systems Engineering, Team Leadership, Customer Relations, Unix Shell Scripting, Unix, Software Documentation, Firewalls, SAN, Customer Service, Apache, Red Hat Linux, Disaster Recovery, Network Administration, RHEL, Networking, Hardware
Education
University of Utah
B.S., Physics, Math
College of DuPage 1980 — 1983
None, Computer Science
Rensselaer Polytechnic Institute
none, Physics, Math
Dept. of Health and Human Services October 2013 - Present
US Securities and Exchange Commission March 2012 - October 2013
American Railcar Industries February 2013 - March 2013
Liberty Mt. Resort December 2010 - March 2013
US Army/eTeam/Deloitte December 2011 - February 2012
Dell Services March 2011 - September 2011
Marine Corps/Smartronix August 2009 - March 2011
Laurus Technologies June 2008 - June 2009
the College of DuPage January 1985 - June 2009
Insight July 2006 - June 2008
Skills
Security+, RHCE, Linux, Network+, AIX, Solaris, UNIX, HP-UX, Storage, System Administration, Virtualization, Servers, VMware, Documentation, Computer Hardware, HP, Security, TCP/IP, Operating Systems, Troubleshooting, VMware ESX, Integration, DNS, Problem Solving, Data Center, DHCP, Systems Engineering, Team Leadership, Customer Relations, Unix Shell Scripting, Unix, Software Documentation, Firewalls, SAN, Customer Service, Apache, Red Hat Linux, Disaster Recovery, Network Administration, RHEL, Networking, Hardware
Education
University of Utah
B.S., Physics, Math
College of DuPage 1980 — 1983
None, Computer Science
Rensselaer Polytechnic Institute
none, Physics, Math
Claire Meadow Claire Meadow's US Securities and Exchange Commission Experience January 1964 - January 1967
Job Attorney at Law with concentration in Real Estate, Wills and Estates.
Industry Legal Services
Experience
New York Title Research Corporation January 2012 - Present
NYBar Assoc, Westchester County Bar Assoc.'Women's Bar Assoc,Exec.Women's Golf Assoc. 1980 - Present
Lawfirm of Claire Meadow September 1967 - Present
US Securities and Exchange Commission January 1964 - January 1967
Skills
Wills, Real Estate Transactions, Title Insurance, Litigation, Civil Litigation, Real Estate, Trusts, Elder Law, Guardianship, Legal Research, Estate Planning, Arbitration, Estate Administration, Powers of Attorney, Appeals, Legal Writing
Education
Columbia Law School 1959 — 1962
J.D., Law
Columbia University School of Law
New York Title Research Corporation January 2012 - Present
NYBar Assoc, Westchester County Bar Assoc.'Women's Bar Assoc,Exec.Women's Golf Assoc. 1980 - Present
Lawfirm of Claire Meadow September 1967 - Present
US Securities and Exchange Commission January 1964 - January 1967
Skills
Wills, Real Estate Transactions, Title Insurance, Litigation, Civil Litigation, Real Estate, Trusts, Elder Law, Guardianship, Legal Research, Estate Planning, Arbitration, Estate Administration, Powers of Attorney, Appeals, Legal Writing
Education
Columbia Law School 1959 — 1962
J.D., Law
Columbia University School of Law
Eric Rosenberg Eric Rosenberg's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Cybercrime Law Fellow
Industry Law Practice
Experience
New York County District Attorney's Office September 2014 - Present
DC Law Students in Court September 2013 - May 2014
August & Debouzy July 2013 - August 2013
United States Attorney's Office for the Southern District of Florida May 2013 - July 2013
U.S. Department of Justice February 2013 - April 2013
United States Attorney's Office for the District of Columbia September 2012 - December 2012
US Securities and Exchange Commission May 2012 - August 2012
Bank of America July 2010 - August 2010
Massachusetts Executive Office of Elder Affairs June 2009 - July 2009
Massachusetts Office of Small Business and Entrepreneurship June 2009 - July 2009
Skills
Public Policy, International Relations, Research, International Law, Economics, Legal Research, Middle Eastern Studies, Event Planning, Legal Writing, Negotiation, Arab-Israeli Conflict, International Politics, Corporate Law, Microsoft Excel, National Security Law, Legal Advice, American Politics, Negotiations, Antitrust Law, Intellectual Property..., Digital Forensics, Cyberlaw, Government..., Leadership, Policy Analysis, Intellectual Property
Education
Columbia University in the City of New York 2007 — 2011
Bachelor's degree, magna cum laude, Economics-Political Science
Georgetown University Law Center 2011 — 2014
Juris Doctor (J.D.)
New York County District Attorney's Office September 2014 - Present
DC Law Students in Court September 2013 - May 2014
August & Debouzy July 2013 - August 2013
United States Attorney's Office for the Southern District of Florida May 2013 - July 2013
U.S. Department of Justice February 2013 - April 2013
United States Attorney's Office for the District of Columbia September 2012 - December 2012
US Securities and Exchange Commission May 2012 - August 2012
Bank of America July 2010 - August 2010
Massachusetts Executive Office of Elder Affairs June 2009 - July 2009
Massachusetts Office of Small Business and Entrepreneurship June 2009 - July 2009
Skills
Public Policy, International Relations, Research, International Law, Economics, Legal Research, Middle Eastern Studies, Event Planning, Legal Writing, Negotiation, Arab-Israeli Conflict, International Politics, Corporate Law, Microsoft Excel, National Security Law, Legal Advice, American Politics, Negotiations, Antitrust Law, Intellectual Property..., Digital Forensics, Cyberlaw, Government..., Leadership, Policy Analysis, Intellectual Property
Education
Columbia University in the City of New York 2007 — 2011
Bachelor's degree, magna cum laude, Economics-Political Science
Georgetown University Law Center 2011 — 2014
Juris Doctor (J.D.)
Charlie Boucher Charlie Boucher's US Securities and Exchange Commission Experience 2008 - 2010
Job Financial Services CIO / IT Executive
Industry Information Technology and Services
Experience
Archdiocese of Newark 2007 - Present
US Securities and Exchange Commission 2008 - 2010
Morgan Stanley 2005 - 2008
Standard & Poor's 1997 - 2004
Business Engine Software 2000 - 2003
Morgan Stanley 1991 - 1997
Salomon Brothers 1986 - 1991
Chase Manhattan 1980 - 1986
The New York Times 1979 - 1980
US Army 1970 - 1973
Education
Columbia University - Columbia Business School
MBA, Finance & Accounting
Rutgers University
BS, Management
Archdiocese of Newark 2007 - Present
US Securities and Exchange Commission 2008 - 2010
Morgan Stanley 2005 - 2008
Standard & Poor's 1997 - 2004
Business Engine Software 2000 - 2003
Morgan Stanley 1991 - 1997
Salomon Brothers 1986 - 1991
Chase Manhattan 1980 - 1986
The New York Times 1979 - 1980
US Army 1970 - 1973
Education
Columbia University - Columbia Business School
MBA, Finance & Accounting
Rutgers University
BS, Management
Edward Ilyasov's US Securities and Exchange Commission Experience January 2014 - May 2014
Job Financial Engineering Whiz
Industry Financial Services
Experience
WinWater Home Mortgage - A Subsidiary of Premium Point Investments May 2014 - July 2015
US Securities and Exchange Commission January 2014 - May 2014
National Securities Corporation October 2013 - December 2013
General Services Administration June 2010 - August 2010
Zelda's Art World January 2006 - June 2007
Skills
Statistics, Mathematical Modeling, Data Analysis, Microsoft Excel, VBA, Microsoft Office, Quantitative Analytics, Quantitative Finance, C++, Matlab, SQL, Trading Strategies, Team Building, Leadership, Derivatives, Investments, Financial Modeling, Trading
Education
Columbia University - Fu Foundation School of Engineering and Applied Science 2013 — 2015
Master’s Degree, Financial Engineering
Queens College 2010 — 2013
Bachelor of Arts (B.A.), Applied Mathematics, Magna cum laude
WinWater Home Mortgage - A Subsidiary of Premium Point Investments May 2014 - July 2015
US Securities and Exchange Commission January 2014 - May 2014
National Securities Corporation October 2013 - December 2013
General Services Administration June 2010 - August 2010
Zelda's Art World January 2006 - June 2007
Skills
Statistics, Mathematical Modeling, Data Analysis, Microsoft Excel, VBA, Microsoft Office, Quantitative Analytics, Quantitative Finance, C++, Matlab, SQL, Trading Strategies, Team Building, Leadership, Derivatives, Investments, Financial Modeling, Trading
Education
Columbia University - Fu Foundation School of Engineering and Applied Science 2013 — 2015
Master’s Degree, Financial Engineering
Queens College 2010 — 2013
Bachelor of Arts (B.A.), Applied Mathematics, Magna cum laude
Mona Benach Mona Benach's US Securities and Exchange Commission Experience April 2008 - September 2013
Job Principal at Benach Legal Services, LLC
Industry Law Practice
Experience
Benach Legal Services, LLC September 2013 - Present
US Securities and Exchange Commission April 2008 - September 2013
Arnold & Porter September 2002 - April 2008
Chambers of Judge Deborah Chasanow, USDC, District of Maryland August 2001 - August 2002
Willkie Farr & Gallagher LLP 2000 - 2000
Skills
Litigation, Securities Regulation, Commercial Litigation, Legal Research, Corporate Law, Securities Litigation, Legal Writing, Appeals, Civil Litigation, Class Actions, Corporate Governance, International Law, Arbitration, FCPA, Administrative Law, Courts, Securities, Criminal Law
Education
Columbia University School of Law 1998 — 2001
JD, Law
The Johns Hopkins University 1991 — 1995
BA, International Relations
Horace Greeley 1987 — 1991
High school diploma
Benach Legal Services, LLC September 2013 - Present
US Securities and Exchange Commission April 2008 - September 2013
Arnold & Porter September 2002 - April 2008
Chambers of Judge Deborah Chasanow, USDC, District of Maryland August 2001 - August 2002
Willkie Farr & Gallagher LLP 2000 - 2000
Skills
Litigation, Securities Regulation, Commercial Litigation, Legal Research, Corporate Law, Securities Litigation, Legal Writing, Appeals, Civil Litigation, Class Actions, Corporate Governance, International Law, Arbitration, FCPA, Administrative Law, Courts, Securities, Criminal Law
Education
Columbia University School of Law 1998 — 2001
JD, Law
The Johns Hopkins University 1991 — 1995
BA, International Relations
Horace Greeley 1987 — 1991
High school diploma
Michael C. Landis's US Securities and Exchange Commission Experience September 2010 - December 2010
Job Law Clerk at United States District Court for the District of Colorado
Industry Judiciary
Experience
United States District Court for the District of Colorado June 2015 - Present
Gibbons P.C. October 2012 - May 2015
Superior Court of New Jersey September 2011 - August 2012
US Securities and Exchange Commission September 2010 - December 2010
Federal Trade Commission June 2010 - August 2010
The Bronx Defenders June 2009 - August 2009
Milbank, Tweed, Hadley & McCloy LLP January 2008 - May 2009
Peace Corps September 2005 - December 2007
AmeriCorps January 2005 - August 2005
City University of New York June 2004 - December 2004
Education
Fordham University School of Law 2008 — 2011
J.D.
Fordham University - Graduate School of Arts and Sciences 2009 — 2011
M.A., International Political Economy and Development
Colorado College 2000 — 2004
B.A., Comparative Literature, Spanish
Universidad Panamericana 2003 — 2003
Study Abroad
Universidad de Alicante 2002 — 2002
Study Abroad
United States District Court for the District of Colorado June 2015 - Present
Gibbons P.C. October 2012 - May 2015
Superior Court of New Jersey September 2011 - August 2012
US Securities and Exchange Commission September 2010 - December 2010
Federal Trade Commission June 2010 - August 2010
The Bronx Defenders June 2009 - August 2009
Milbank, Tweed, Hadley & McCloy LLP January 2008 - May 2009
Peace Corps September 2005 - December 2007
AmeriCorps January 2005 - August 2005
City University of New York June 2004 - December 2004
Education
Fordham University School of Law 2008 — 2011
J.D.
Fordham University - Graduate School of Arts and Sciences 2009 — 2011
M.A., International Political Economy and Development
Colorado College 2000 — 2004
B.A., Comparative Literature, Spanish
Universidad Panamericana 2003 — 2003
Study Abroad
Universidad de Alicante 2002 — 2002
Study Abroad
Brian Yeretzian's US Securities and Exchange Commission Experience May 2010 - August 2010
Job Associate Attorney at Hinds & Shankman, LLP
Industry Law Practice
Experience
Lewis Brisbois Bisgaard & Smith LLP May 2013 - September 2013
Coppenrath Favish, LLP February 2013 - May 2013
United States Bankruptcy Court, District of Arizona October 2011 - October 2012
United States Court of Appeals for the Ninth Circuit August 2010 - December 2010
US Securities and Exchange Commission May 2010 - August 2010
United States Bankruptcy Court, Central District of California January 2010 - May 2010
ALJ Capital Management, LLC January 2008 - August 2008
Rodeo Realty, Inc. May 2005 - June 2007
Skills
Bankruptcy, Insolvency, Chapter 11, Creditor Representation, Creditors' Committee..., Creditors' Rights, Trustee Representation, Chapter 7, Debt Restructuring, Business Restructures, Commercial Litigation, Restructuring, Real Estate Transactions, Contract Law, Federal Court Litigation, Federal Courts, Civil Litigation, Trials, Litigation, Hearings, Depositions, Pleadings, Negotiation, Mediation, Arbitration, Courts, Legal Writing, Legal Research, Legal Issues, Corporate Law, Securities Regulation, Appeals, Westlaw, Appellate Practice, Licensing, Lexis, Intellectual Property, Constitutional Law, Criminal Law, CM/ECF
Education
Southwestern University School of Law 2008 — 2011
JD, Law
University of Southern California - Marshall School of Business 2004 — 2008
BS, Business Administration with an emphasis in International Business
Copenhagen Business School 2007 — 2007
International Management, EU Law
Lewis Brisbois Bisgaard & Smith LLP May 2013 - September 2013
Coppenrath Favish, LLP February 2013 - May 2013
United States Bankruptcy Court, District of Arizona October 2011 - October 2012
United States Court of Appeals for the Ninth Circuit August 2010 - December 2010
US Securities and Exchange Commission May 2010 - August 2010
United States Bankruptcy Court, Central District of California January 2010 - May 2010
ALJ Capital Management, LLC January 2008 - August 2008
Rodeo Realty, Inc. May 2005 - June 2007
Skills
Bankruptcy, Insolvency, Chapter 11, Creditor Representation, Creditors' Committee..., Creditors' Rights, Trustee Representation, Chapter 7, Debt Restructuring, Business Restructures, Commercial Litigation, Restructuring, Real Estate Transactions, Contract Law, Federal Court Litigation, Federal Courts, Civil Litigation, Trials, Litigation, Hearings, Depositions, Pleadings, Negotiation, Mediation, Arbitration, Courts, Legal Writing, Legal Research, Legal Issues, Corporate Law, Securities Regulation, Appeals, Westlaw, Appellate Practice, Licensing, Lexis, Intellectual Property, Constitutional Law, Criminal Law, CM/ECF
Education
Southwestern University School of Law 2008 — 2011
JD, Law
University of Southern California - Marshall School of Business 2004 — 2008
BS, Business Administration with an emphasis in International Business
Copenhagen Business School 2007 — 2007
International Management, EU Law
Katherine Philipp Katherine Philipp's US Securities and Exchange Commission Experience July 1995 - November 1999
Job Registered Tax Return Preparer (RTRP)
Industry Consumer Services
Experience
H & R Block January 2011 - Present
National Investor Relations Institute (NIRI) November 1999 - May 2010
US Securities and Exchange Commission July 1995 - November 1999
Howard Community College July 1984 - July 1995
Education
College for Financial Planning
CFP, Financial Planning
St. Joseph College
B.S.
University of Maine
M.S., Human Development
H & R Block January 2011 - Present
National Investor Relations Institute (NIRI) November 1999 - May 2010
US Securities and Exchange Commission July 1995 - November 1999
Howard Community College July 1984 - July 1995
Education
College for Financial Planning
CFP, Financial Planning
St. Joseph College
B.S.
University of Maine
M.S., Human Development
Daniel Sharma, MS, PMP, ITIL Daniel Sharma, MS, PMP, ITIL's US Securities and Exchange Commission Experience August 2013 - Present
Job IT Project Manager at STG, Inc.
Industry Information Technology and Services
Experience
US Securities and Exchange Commission August 2013 - Present
STG, Inc. August 2013 - June 2014
ALTA IT Services February 2013 - August 2013
Walter Reed Army Medical Center February 2013 - August 2013
United States Agency for International Development October 2011 - January 2013
eGlobalTech October 2011 - January 2013
BruinWave Solutions LLC July 2010 - September 2011
Department of Homeland Security July 2009 - September 2011
Kforce July 2009 - June 2010
USAF July 2008 - June 2009
Skills
Project Management, Data Analysis, Programming, Contingency Planning, PMP, Program Management, SDLC, Requirements Analysis, PMO, Integration, Business Analysis, SharePoint, Process Improvement, IT Strategy, MS Project, Software Project..., Telecommunications, Software Documentation, Business Process..., Leadership, Change Management, Security, Project Planning, Analysis, Data Center, Databases, Visio, Government, Testing, Microsoft Project
Education
Colorado Technical University 2010 — 2012
Master of Science, Project Management
Park University 2002 — 2009
Bachelor of Science, Computer Science
Natabua High School 1993 — 1996
US Securities and Exchange Commission August 2013 - Present
STG, Inc. August 2013 - June 2014
ALTA IT Services February 2013 - August 2013
Walter Reed Army Medical Center February 2013 - August 2013
United States Agency for International Development October 2011 - January 2013
eGlobalTech October 2011 - January 2013
BruinWave Solutions LLC July 2010 - September 2011
Department of Homeland Security July 2009 - September 2011
Kforce July 2009 - June 2010
USAF July 2008 - June 2009
Skills
Project Management, Data Analysis, Programming, Contingency Planning, PMP, Program Management, SDLC, Requirements Analysis, PMO, Integration, Business Analysis, SharePoint, Process Improvement, IT Strategy, MS Project, Software Project..., Telecommunications, Software Documentation, Business Process..., Leadership, Change Management, Security, Project Planning, Analysis, Data Center, Databases, Visio, Government, Testing, Microsoft Project
Education
Colorado Technical University 2010 — 2012
Master of Science, Project Management
Park University 2002 — 2009
Bachelor of Science, Computer Science
Natabua High School 1993 — 1996
Vivian Qinyi Wang's US Securities and Exchange Commission Experience June 2013 - August 2013
Job Assistant Vice President at Bank of America, Merrill Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch October 2014 - Present
Société Générale, Corporate and Investment bank March 2014 - October 2014
US Securities and Exchange Commission June 2013 - August 2013
Morgan Stanley July 2011 - August 2011
Skills
Quantitative Finance, Valuation, Investment Banking, Microsoft Excel, VBA, Excel Pivot, Matlab, Financial Modeling, Bloomberg, Data Analysis, Quantitative Analytics, Options, Due Diligence, Competitive Analysis, Corporate Finance, Risk Management, Investments, Derivatives, Financial Analysis, Portfolio Management, SQL, Microsoft SQL Server, Fixed Income, Python, Financial Statement...
Education
Columbia University in the City of New York 2012 — 2013
Master of Science (MSc), Operations Research
Zhejiang University 2008 — 2012
Bachelor of Science (BS), Finance, General
Bank of America Merrill Lynch October 2014 - Present
Société Générale, Corporate and Investment bank March 2014 - October 2014
US Securities and Exchange Commission June 2013 - August 2013
Morgan Stanley July 2011 - August 2011
Skills
Quantitative Finance, Valuation, Investment Banking, Microsoft Excel, VBA, Excel Pivot, Matlab, Financial Modeling, Bloomberg, Data Analysis, Quantitative Analytics, Options, Due Diligence, Competitive Analysis, Corporate Finance, Risk Management, Investments, Derivatives, Financial Analysis, Portfolio Management, SQL, Microsoft SQL Server, Fixed Income, Python, Financial Statement...
Education
Columbia University in the City of New York 2012 — 2013
Master of Science (MSc), Operations Research
Zhejiang University 2008 — 2012
Bachelor of Science (BS), Finance, General
Andrew Patrick Lannon's US Securities and Exchange Commission Experience August 2002 - December 2002
Job City Attorney
Industry Law Practice
Experience
City of Palm Bay June 2011 - Present
City of Palm Bay, Florida November 2008 - June 2011
Stump, Callahan, Dietrich & Spears, P.A. June 2007 - November 2008
Holland & Knight LLP July 2005 - June 2007
Florida Supreme Court August 2003 - July 2005
US Securities and Exchange Commission August 2002 - December 2002
U.S. Department of Justice January 2002 - May 2002
Superior Court of the District of Columbia September 2001 - November 2001
Skills
Appeals, Civil Litigation, Commercial Litigation, Bankruptcy, Land Use, City, County and Local..., Zoning, Eminent Domain, Land Use Litigation, Business Litigation, Torts, Construction Law
Education
The Catholic University of America, Columbus School of Law 2000 — 2003
J.D., Law
College of the Holy Cross 1992 — 1996
B.A., Classics
The Rivers School 1988 — 1992
High School
Dexter Southfield School 1985 — 1988
Grade School
City of Palm Bay June 2011 - Present
City of Palm Bay, Florida November 2008 - June 2011
Stump, Callahan, Dietrich & Spears, P.A. June 2007 - November 2008
Holland & Knight LLP July 2005 - June 2007
Florida Supreme Court August 2003 - July 2005
US Securities and Exchange Commission August 2002 - December 2002
U.S. Department of Justice January 2002 - May 2002
Superior Court of the District of Columbia September 2001 - November 2001
Skills
Appeals, Civil Litigation, Commercial Litigation, Bankruptcy, Land Use, City, County and Local..., Zoning, Eminent Domain, Land Use Litigation, Business Litigation, Torts, Construction Law
Education
The Catholic University of America, Columbus School of Law 2000 — 2003
J.D., Law
College of the Holy Cross 1992 — 1996
B.A., Classics
The Rivers School 1988 — 1992
High School
Dexter Southfield School 1985 — 1988
Grade School
Theo Buchsbaum's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Analyst at The Carlyle Group (AlpInvest Partners)
Industry Venture Capital & Private Equity
Experience
The Carlyle Group (AlpInvest Partners) April 2015 - Present
Barclays June 2014 - April 2015
KKR September 2013 - December 2013
J.P. Morgan June 2013 - August 2013
KKR March 2013 - June 2013
US Securities and Exchange Commission May 2012 - August 2012
The Economist March 2012 - May 2012
Acceptional.com September 2010 - September 2011
Morgan Stanley Smith Barney June 2011 - July 2011
Education
Columbia University in the City of New York 2010 — 2014
Bachelor of Arts (B.A.)
The Lawrenceville School 2006 — 2010
High School Diploma
The Carlyle Group (AlpInvest Partners) April 2015 - Present
Barclays June 2014 - April 2015
KKR September 2013 - December 2013
J.P. Morgan June 2013 - August 2013
KKR March 2013 - June 2013
US Securities and Exchange Commission May 2012 - August 2012
The Economist March 2012 - May 2012
Acceptional.com September 2010 - September 2011
Morgan Stanley Smith Barney June 2011 - July 2011
Education
Columbia University in the City of New York 2010 — 2014
Bachelor of Arts (B.A.)
The Lawrenceville School 2006 — 2010
High School Diploma
Patrick Daugherty Patrick Daugherty's US Securities and Exchange Commission Experience 1986 - 1989
Job SEC Lawyer at Foley & Lardner
Industry Law Practice
Experience
Foley & Lardner LLP 2001 - Present
US Securities and Exchange Commission 1986 - 1989
Shearman and Sterling 1982 - 1986
Skills
Mergers & Acquisitions, Hedge Funds, Mergers, Strategy, Finance, Corporate Law, Asset Management, Public Speaking, Joint Ventures, Legal Assistance, Corporate Finance, Securities Regulation, Investments, Arbitration, Capital Markets, Private Equity, Civil Litigation, Due Diligence, Corporate Governance, Legal Writing, Securities Offerings, Trade Secrets, Contract Negotiation, Securities, Entrepreneurship, Venture Capital, Financial Services
Education
Cornell Law School 1978 — 1981
J.D.
Northwestern University 1974 — 1978
B.S., Communication Studies
Foley & Lardner LLP 2001 - Present
US Securities and Exchange Commission 1986 - 1989
Shearman and Sterling 1982 - 1986
Skills
Mergers & Acquisitions, Hedge Funds, Mergers, Strategy, Finance, Corporate Law, Asset Management, Public Speaking, Joint Ventures, Legal Assistance, Corporate Finance, Securities Regulation, Investments, Arbitration, Capital Markets, Private Equity, Civil Litigation, Due Diligence, Corporate Governance, Legal Writing, Securities Offerings, Trade Secrets, Contract Negotiation, Securities, Entrepreneurship, Venture Capital, Financial Services
Education
Cornell Law School 1978 — 1981
J.D.
Northwestern University 1974 — 1978
B.S., Communication Studies
Thomas Plotz Thomas Plotz's US Securities and Exchange Commission Experience November 1980 - February 1983
Job Vice President, Assistant General Counsel at Laureate Education
Industry Higher Education
Experience
Laureate Education April 2010 - Present
Pillsbury Winthrop Shaw Pittman April 1997 - April 2010
Crowell & Moring LLP April 1987 - April 1997
Communications Satellite Corporation (COMSAT) March 1983 - April 1987
US Securities and Exchange Commission November 1980 - February 1983
Stinson Mag & Fizzell September 1978 - October 1980
Skills
Corporate Governance, Securities Regulation, Corporate Law, Intellectual Property, Licensing, International Law, Mergers, Litigation, Arbitration, Trade Secrets, Joint Ventures, Employment Law, Due Diligence, Commercial Litigation, Securities, Class Actions, Legal Writing, Civil Litigation, Legal Research, Mediation, Securities Offerings, Venture Capital, Mergers & Acquisitions
Education
New York University School of Law 1975 — 1978
J.D., Law
Columbia University in the City of New York 1970 — 1976
B.A., Political Science
Laureate Education April 2010 - Present
Pillsbury Winthrop Shaw Pittman April 1997 - April 2010
Crowell & Moring LLP April 1987 - April 1997
Communications Satellite Corporation (COMSAT) March 1983 - April 1987
US Securities and Exchange Commission November 1980 - February 1983
Stinson Mag & Fizzell September 1978 - October 1980
Skills
Corporate Governance, Securities Regulation, Corporate Law, Intellectual Property, Licensing, International Law, Mergers, Litigation, Arbitration, Trade Secrets, Joint Ventures, Employment Law, Due Diligence, Commercial Litigation, Securities, Class Actions, Legal Writing, Civil Litigation, Legal Research, Mediation, Securities Offerings, Venture Capital, Mergers & Acquisitions
Education
New York University School of Law 1975 — 1978
J.D., Law
Columbia University in the City of New York 1970 — 1976
B.A., Political Science
Blake Ellison's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Director's Financial Analyst at Consumer Financial Protection Bureau
Industry Public Policy
Experience
Consumer Financial Protection Bureau July 2014 - Present
The Wharton School January 2014 - May 2014
NBCUniversal, Inc. May 2013 - August 2013
The Wharton School January 2012 - January 2013
US Securities and Exchange Commission May 2012 - August 2012
Skills
Data Analysis, Public Speaking, Spanish, Research, Economics, Financial Analysis, Management, Bloomberg, JMP, Public Policy
Education
University of Pennsylvania - The Wharton School 2010 — 2014
Bachelor's of Science in Economics, Finance, Business Economics and Public Policy, International Relations, Summa Cum Laude
Copenhagen Business School 2012 — 2012
Exchange Student
Consumer Financial Protection Bureau July 2014 - Present
The Wharton School January 2014 - May 2014
NBCUniversal, Inc. May 2013 - August 2013
The Wharton School January 2012 - January 2013
US Securities and Exchange Commission May 2012 - August 2012
Skills
Data Analysis, Public Speaking, Spanish, Research, Economics, Financial Analysis, Management, Bloomberg, JMP, Public Policy
Education
University of Pennsylvania - The Wharton School 2010 — 2014
Bachelor's of Science in Economics, Finance, Business Economics and Public Policy, International Relations, Summa Cum Laude
Copenhagen Business School 2012 — 2012
Exchange Student
Elliot Shackelford Elliot Shackelford's US Securities and Exchange Commission Experience September 2013 - December 2013
Job Litigation Associate at WilmerHale
Industry Law Practice
Experience
WilmerHale September 2014 - Present
US Securities and Exchange Commission September 2013 - December 2013
WilmerHale May 2013 - August 2013
U.S. Court of Appeals for the Ninth Circuit May 2012 - July 2012
Skills
Westlaw, Research, Public Speaking, Public Policy, Policy Analysis, Litigation, Legal Writing, Legal Research, Editing, Courts, Corporate Law, Non-profits, Intellectual Property, Microsoft Excel, Microsoft Office, Civil Litigation
Education
University of California, Berkeley - School of Law 2011 — 2014
Doctor of Law (J.D.), Law
Columbia University in the City of New York 2008 — 2011
Bachelor of Arts (B.A.), Political Science: International Relations
WilmerHale September 2014 - Present
US Securities and Exchange Commission September 2013 - December 2013
WilmerHale May 2013 - August 2013
U.S. Court of Appeals for the Ninth Circuit May 2012 - July 2012
Skills
Westlaw, Research, Public Speaking, Public Policy, Policy Analysis, Litigation, Legal Writing, Legal Research, Editing, Courts, Corporate Law, Non-profits, Intellectual Property, Microsoft Excel, Microsoft Office, Civil Litigation
Education
University of California, Berkeley - School of Law 2011 — 2014
Doctor of Law (J.D.), Law
Columbia University in the City of New York 2008 — 2011
Bachelor of Arts (B.A.), Political Science: International Relations
Dasha Wise Dasha Wise's US Securities and Exchange Commission Experience May 2012 - September 2012
Job Associate at Sidley Austin LLP
Industry Law Practice
Experience
Sidley Austin LLP September 2014 - Present
Harvard Business Law Review April 2013 - May 2014
Committee on Capital Markets Regulation August 2012 - May 2013
US Securities and Exchange Commission May 2012 - September 2012
Skills
Leadership, Team Management, Marketing Strategy, Securities Regulation, Capital Markets, Research, Legal Research, Non-profits, Fundraising, Management, Nonprofits, International Relations, Investments, Corporate Law, Editing
Education
Harvard Law School 2011 — 2014
JD
Columbia University in the City of New York 2007 — 2011
BA
Sidley Austin LLP September 2014 - Present
Harvard Business Law Review April 2013 - May 2014
Committee on Capital Markets Regulation August 2012 - May 2013
US Securities and Exchange Commission May 2012 - September 2012
Skills
Leadership, Team Management, Marketing Strategy, Securities Regulation, Capital Markets, Research, Legal Research, Non-profits, Fundraising, Management, Nonprofits, International Relations, Investments, Corporate Law, Editing
Education
Harvard Law School 2011 — 2014
JD
Columbia University in the City of New York 2007 — 2011
BA
Matthew Tippett Matthew Tippett's US Securities and Exchange Commission Experience January 2014 - May 2014
Job Paul Hastings LLP
Industry Law Practice
Experience
Paul Hastings 2015 - Present
PwC June 2014 - August 2014
US Securities and Exchange Commission January 2014 - May 2014
Professor Cheryl Block May 2013 - May 2014
Farris Bobango May 2013 - August 2013
Pi Kappa Alpha June 2010 - May 2011
Skills
Legal Writing, Legal Research, Contract Negotiation, Document Drafting, Portfolio Management, Legal Analysis, Firm Valuation, Asset Protection, Asset Managment, Asset Management, Corporate Law, Valuation, Restructuring, Management, Strategic Planning, Analysis, Research, Customer Service
Education
New York University School of Law 2014 — 2015
Master of Laws (LL.M.), Taxation
Washington University School of Law
Juris Doctor (J.D.)
Colorado State University
Bachelor's Degree, Finance
Paul Hastings 2015 - Present
PwC June 2014 - August 2014
US Securities and Exchange Commission January 2014 - May 2014
Professor Cheryl Block May 2013 - May 2014
Farris Bobango May 2013 - August 2013
Pi Kappa Alpha June 2010 - May 2011
Skills
Legal Writing, Legal Research, Contract Negotiation, Document Drafting, Portfolio Management, Legal Analysis, Firm Valuation, Asset Protection, Asset Managment, Asset Management, Corporate Law, Valuation, Restructuring, Management, Strategic Planning, Analysis, Research, Customer Service
Education
New York University School of Law 2014 — 2015
Master of Laws (LL.M.), Taxation
Washington University School of Law
Juris Doctor (J.D.)
Colorado State University
Bachelor's Degree, Finance
Karen Strauch Anderson Karen Strauch Anderson's US Securities and Exchange Commission Experience December 1994 - October 1995
Job President at Greenwich Executive Group/President at Vintage Legal
Industry Staffing and Recruiting
Experience
Greenwich Executive Group (greenwichexecutivegroup.com) April 2013 - Present
Vintage Legal LLC (www.vintagelegal.com) 2000 - Present
Children's Defense Fund 1998 - 2000
Winston & Strawn LLP 1996 - 1998
Sidley Austin 1996 - 1998
US Securities and Exchange Commission December 1994 - October 1995
Skills
attorney recruitment, executive search, diversity recruitment, Talent Acquisition, Contract Recruitment, Internet Recruiting, Permanent Placement, Human Resources, Sourcing, Staffing Services, Recruiting, Deferred Compensation, Executive Search, Leadership, Employee Benefits, Career Development, Interviews, Employee Engagement, Labor Relations, Employment Law
Education
Cornell Law School 1991 — 1994
JD
Rutgers University-New Brunswick 1991 — 1994
B.S., Marketing
Greenwich Executive Group (greenwichexecutivegroup.com) April 2013 - Present
Vintage Legal LLC (www.vintagelegal.com) 2000 - Present
Children's Defense Fund 1998 - 2000
Winston & Strawn LLP 1996 - 1998
Sidley Austin 1996 - 1998
US Securities and Exchange Commission December 1994 - October 1995
Skills
attorney recruitment, executive search, diversity recruitment, Talent Acquisition, Contract Recruitment, Internet Recruiting, Permanent Placement, Human Resources, Sourcing, Staffing Services, Recruiting, Deferred Compensation, Executive Search, Leadership, Employee Benefits, Career Development, Interviews, Employee Engagement, Labor Relations, Employment Law
Education
Cornell Law School 1991 — 1994
JD
Rutgers University-New Brunswick 1991 — 1994
B.S., Marketing
Shary Peguero Shary Peguero's US Securities and Exchange Commission Experience 1994 - 1996
Job Career Counselor at Columbia Law School
Industry Real Estate
Experience
Columbia Law School August 2012 - Present
Sugar Hill Capital Partners March 2010 - January 2013
US Securities and Exchange Commission 1994 - 1996
Skills
Career Counseling, Job Coaching, Career Management
Education
New York University 2004 — 2006
Master of Social Work (M.S.W.), Mental Health Counseling/Counselor
Columbia Law School 1991 — 1994
Doctor of Law (J.D.)
Columbia University in the City of New York
Bachelor's degree, History
Columbia Law School August 2012 - Present
Sugar Hill Capital Partners March 2010 - January 2013
US Securities and Exchange Commission 1994 - 1996
Skills
Career Counseling, Job Coaching, Career Management
Education
New York University 2004 — 2006
Master of Social Work (M.S.W.), Mental Health Counseling/Counselor
Columbia Law School 1991 — 1994
Doctor of Law (J.D.)
Columbia University in the City of New York
Bachelor's degree, History
David Korvin's US Securities and Exchange Commission Experience September 2013 - Present
Job Law Clerk at US Securities and Exchange Commission
Industry Legal Services
Experience
US Securities and Exchange Commission September 2013 - Present
US Securities and Exchange Commission May 2012 - August 2012
Education
Columbia University School of Law
JD, Harlan Fiske Stone Scholar
Cornell University
BA, Economics, Government
US Securities and Exchange Commission September 2013 - Present
US Securities and Exchange Commission May 2012 - August 2012
Education
Columbia University School of Law
JD, Harlan Fiske Stone Scholar
Cornell University
BA, Economics, Government
Elizabeth Broomfield Elizabeth Broomfield's US Securities and Exchange Commission Experience September 2009 - December 2009
Job
Industry Law Practice
Experience
Cleary Gottlieb Steen & Hamilton LLP September 2011 - May 2014
Cleary Gottlieb Steen & Hamilton LLP September 2010 - January 2011
Cleary Gottlieb Steen & Hamilton LLP May 2010 - August 2010
US Securities and Exchange Commission September 2009 - December 2009
Miller & Wrubel P.C. May 2009 - August 2009
Media Access Project May 2008 - August 2008
U.S. Mission to the United Nations May 2007 - August 2007
U.S. Department of State May 2006 - August 2006
Education
London School of Economics and Political Science 2010 — 2011
Masters, International Business
Columbia University School of Law 2008 — 2011
JD
Yale University 2004 — 2008
Electrical Engineering and EP&E (Ethics, Politics, and Economics)
Cleary Gottlieb Steen & Hamilton LLP September 2011 - May 2014
Cleary Gottlieb Steen & Hamilton LLP September 2010 - January 2011
Cleary Gottlieb Steen & Hamilton LLP May 2010 - August 2010
US Securities and Exchange Commission September 2009 - December 2009
Miller & Wrubel P.C. May 2009 - August 2009
Media Access Project May 2008 - August 2008
U.S. Mission to the United Nations May 2007 - August 2007
U.S. Department of State May 2006 - August 2006
Education
London School of Economics and Political Science 2010 — 2011
Masters, International Business
Columbia University School of Law 2008 — 2011
JD
Yale University 2004 — 2008
Electrical Engineering and EP&E (Ethics, Politics, and Economics)
Brett Fleisher Brett Fleisher's US Securities and Exchange Commission Experience August 2011 - November 2011
Job M&A Associate at Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates
Industry Law Practice
Experience
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates September 2013 - Present
The Blackstone Group January 2014 - July 2014
Emory University School of Law August 2010 - May 2013
The Coca-Cola Company August 2012 - November 2012
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates May 2012 - July 2012
US Securities and Exchange Commission August 2011 - November 2011
Revlon, Inc. 2008 - 2010
Education
Emory University School of Law 2010 — 2013
Doctor of Law (JD)
Colgate University 2004 — 2008
Bachelor of Arts (B.A.), History
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates September 2013 - Present
The Blackstone Group January 2014 - July 2014
Emory University School of Law August 2010 - May 2013
The Coca-Cola Company August 2012 - November 2012
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates May 2012 - July 2012
US Securities and Exchange Commission August 2011 - November 2011
Revlon, Inc. 2008 - 2010
Education
Emory University School of Law 2010 — 2013
Doctor of Law (JD)
Colgate University 2004 — 2008
Bachelor of Arts (B.A.), History
Kevin Wakefield Kevin Wakefield's US Securities and Exchange Commission Experience September 2011 - January 2012
Job Associate at Hunton & Williams LLP
Industry Law Practice
Experience
Hunton & Williams LLP November 2013 - Present
Catalano Gallardo & Petropoulos, LLP March 2013 - November 2013
US Securities and Exchange Commission September 2011 - January 2012
Fordham Federal Litigation Clinic May 2011 - September 2011
US Magistrate Judge James Cott, Southern District of New York September 2010 - December 2010
Justice James M. Catterson, New York Supreme Court-Appellate Division, First Department May 2010 - August 2010
Education
Fordham University School of Law 2009 — 2012
JD
Columbia University in the City of New York 2005 — 2009
BA, History
Chaminade High School 2001 — 2005
Hunton & Williams LLP November 2013 - Present
Catalano Gallardo & Petropoulos, LLP March 2013 - November 2013
US Securities and Exchange Commission September 2011 - January 2012
Fordham Federal Litigation Clinic May 2011 - September 2011
US Magistrate Judge James Cott, Southern District of New York September 2010 - December 2010
Justice James M. Catterson, New York Supreme Court-Appellate Division, First Department May 2010 - August 2010
Education
Fordham University School of Law 2009 — 2012
JD
Columbia University in the City of New York 2005 — 2009
BA, History
Chaminade High School 2001 — 2005
Alyson Cohen's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Judicial Clerk
Industry Law Practice
Experience
Central District of California August 2015 - Present
New Haven US Attorney's Office September 2014 - December 2014
Paul, Weiss, Rifkind, Wharton & Garrison LLP May 2014 - August 2014
US Securities and Exchange Commission May 2013 - August 2013
Goldman Sachs July 2010 - July 2012
United States Mission to the United Nations July 2009 - August 2009
King's County District Attorney's Office September 2008 - December 2008
District of Columbia Office of the Attorney General June 2008 - August 2008
Education
Yale Law School 2012 — 2015
Doctor of Law (J.D.)
Columbia University in the City of New York 2006 — 2010
Bachelor of Arts (B.A.), History, American Studies
King's College London, U. of London 2009 — 2009
Central District of California August 2015 - Present
New Haven US Attorney's Office September 2014 - December 2014
Paul, Weiss, Rifkind, Wharton & Garrison LLP May 2014 - August 2014
US Securities and Exchange Commission May 2013 - August 2013
Goldman Sachs July 2010 - July 2012
United States Mission to the United Nations July 2009 - August 2009
King's County District Attorney's Office September 2008 - December 2008
District of Columbia Office of the Attorney General June 2008 - August 2008
Education
Yale Law School 2012 — 2015
Doctor of Law (J.D.)
Columbia University in the City of New York 2006 — 2010
Bachelor of Arts (B.A.), History, American Studies
King's College London, U. of London 2009 — 2009
Yerson Arvelo Yerson Arvelo's US Securities and Exchange Commission Experience May 2011 - August 2011
Job Equity Analytics at Bloomberg LP
Industry Financial Services
Experience
Bloomberg LP February 2015 - Present
Haisheng International Inc. June 2012 - January 2015
The Shakespeare's Sister Company February 2012 - May 2012
Columbia Student Consulting Challenge September 2011 - December 2011
US Securities and Exchange Commission May 2011 - August 2011
New York Cares January 2011 - April 2011
Columbia University September 2008 - April 2011
Columbia University May 2010 - December 2010
Credit Suisse June 2010 - June 2010
Skills
Microsoft Excel, Microsoft Word, Bloomberg Terminal, Salesforce.com, PowerPoint, Research, SAP, Equities, Equity Research, Equity Trading, Business Strategy, Business Analysis, Import Logistics, Logistics Management, Supply Chain Management, Product Development, New Business Development, International Trade, Spanish
Education
Columbia University in the City of New York 2008 — 2012
Bachelor of Arts (B.A.), Economics
Bloomberg LP February 2015 - Present
Haisheng International Inc. June 2012 - January 2015
The Shakespeare's Sister Company February 2012 - May 2012
Columbia Student Consulting Challenge September 2011 - December 2011
US Securities and Exchange Commission May 2011 - August 2011
New York Cares January 2011 - April 2011
Columbia University September 2008 - April 2011
Columbia University May 2010 - December 2010
Credit Suisse June 2010 - June 2010
Skills
Microsoft Excel, Microsoft Word, Bloomberg Terminal, Salesforce.com, PowerPoint, Research, SAP, Equities, Equity Research, Equity Trading, Business Strategy, Business Analysis, Import Logistics, Logistics Management, Supply Chain Management, Product Development, New Business Development, International Trade, Spanish
Education
Columbia University in the City of New York 2008 — 2012
Bachelor of Arts (B.A.), Economics
Max H. Esteves Max H. Esteves's US Securities and Exchange Commission Experience July 2011 - August 2011
Job Associate Investment Director at Cambridge Associates
Industry Investment Management
Experience
Cambridge Associates July 2014 - Present
Cambridge Associates January 2014 - Present
Cambridge Associates January 2014 - June 2014
Cambridge Associates June 2012 - December 2013
US Securities and Exchange Commission July 2011 - August 2011
Lazard Asset Management June 2010 - August 2010
Genovese Joblove & Battista, P.A. May 2009 - August 2009
Ford & Harrison LLP June 2008 - August 2008
Whip 'n Dip Ice Cream Shoppe August 2006 - August 2008
Skills
Economics, Financial Modeling, Valuation, Research, Hedge Funds, Asset Management, Finance, Financial Services, Investment Advisory, Investment Consulting, Marketing, Client Service, Pension Funds, Endowments, Liability Driven..., Private Equity, Venture Capital, Credit, Derivatives, Legal Research
Education
Columbia University in the City of New York
BA
University of Oxford 2010 — 2011
Gulliver Preparatory School 2006 — 2008
International Baccalaureate Bilingual Diploma
Cambridge Associates July 2014 - Present
Cambridge Associates January 2014 - Present
Cambridge Associates January 2014 - June 2014
Cambridge Associates June 2012 - December 2013
US Securities and Exchange Commission July 2011 - August 2011
Lazard Asset Management June 2010 - August 2010
Genovese Joblove & Battista, P.A. May 2009 - August 2009
Ford & Harrison LLP June 2008 - August 2008
Whip 'n Dip Ice Cream Shoppe August 2006 - August 2008
Skills
Economics, Financial Modeling, Valuation, Research, Hedge Funds, Asset Management, Finance, Financial Services, Investment Advisory, Investment Consulting, Marketing, Client Service, Pension Funds, Endowments, Liability Driven..., Private Equity, Venture Capital, Credit, Derivatives, Legal Research
Education
Columbia University in the City of New York
BA
University of Oxford 2010 — 2011
Gulliver Preparatory School 2006 — 2008
International Baccalaureate Bilingual Diploma
Thomas Davison Thomas Davison's US Securities and Exchange Commission Experience January 2012 - June 2012
Job Attorney at The Rock Creek Group
Industry Law Practice
Experience
The Rock Creek Group May 2012 - Present
US Securities and Exchange Commission January 2012 - June 2012
Georgetown University Law Center August 2011 - May 2012
US Securities and Exchange Commission August 2010 - December 2010
Banker Lopez Gassler, P.A. May 2009 - August 2009
Bear Wagner Specialists May 2006 - August 2006
Skills
Due Diligence, Corporate Law, Securities, Hedge Funds, Derivatives, Investments, Microsoft Excel
Education
Georgetown University Law Center 2011 — 2012
Master of Laws (LL.M.), Banking, Corporate, Finance, and Securities Law
Stetson University College of Law 2008 — 2011
J.D., Law, Concentration in Advocacy
Columbia University in the City of New York 2004 — 2008
B.A., Anthropology, Spanish
Bloomingdale Senior High School
The Rock Creek Group May 2012 - Present
US Securities and Exchange Commission January 2012 - June 2012
Georgetown University Law Center August 2011 - May 2012
US Securities and Exchange Commission August 2010 - December 2010
Banker Lopez Gassler, P.A. May 2009 - August 2009
Bear Wagner Specialists May 2006 - August 2006
Skills
Due Diligence, Corporate Law, Securities, Hedge Funds, Derivatives, Investments, Microsoft Excel
Education
Georgetown University Law Center 2011 — 2012
Master of Laws (LL.M.), Banking, Corporate, Finance, and Securities Law
Stetson University College of Law 2008 — 2011
J.D., Law, Concentration in Advocacy
Columbia University in the City of New York 2004 — 2008
B.A., Anthropology, Spanish
Bloomingdale Senior High School
Scott Black Scott Black's US Securities and Exchange Commission Experience February 2010 - October 2010
Job General Counsel/Chief Compliance Officer at Hudson Bay Capital Management LLC
Industry Law Enforcement
Experience
Hudson Bay Capital Management LLC October 2010 - Present
US Securities and Exchange Commission February 2010 - October 2010
Securities and Exchange Commission May 2005 - March 2010
Securities and Exchange Commission July 2004 - May 2005
Kostelanetz & Fink LLP October 2002 - June 2004
Wachtell, Lipton, Rosen & Katz October 1996 - October 2002
Skills
Securities Regulation, Litigation, Trials, Securities Litigation, Corporate Governance, Securities, Hedge Funds, Corporate Law, Commercial Litigation, Legal Writing, Internal Investigations, Legal Research, Class Actions, Civil Litigation
Education
New York University School of Law 1992 — 1995
Doctor of Law (JD)
Columbia University in the City of New York 1988 — 1992
BA, Philosophy
Solomon Schechter Day School 1976 — 1988
Hudson Bay Capital Management LLC October 2010 - Present
US Securities and Exchange Commission February 2010 - October 2010
Securities and Exchange Commission May 2005 - March 2010
Securities and Exchange Commission July 2004 - May 2005
Kostelanetz & Fink LLP October 2002 - June 2004
Wachtell, Lipton, Rosen & Katz October 1996 - October 2002
Skills
Securities Regulation, Litigation, Trials, Securities Litigation, Corporate Governance, Securities, Hedge Funds, Corporate Law, Commercial Litigation, Legal Writing, Internal Investigations, Legal Research, Class Actions, Civil Litigation
Education
New York University School of Law 1992 — 1995
Doctor of Law (JD)
Columbia University in the City of New York 1988 — 1992
BA, Philosophy
Solomon Schechter Day School 1976 — 1988
Samuel Niles Samuel Niles's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Associate at Cravath, Swaine & Moore LLP
Industry Law Practice
Experience
Cravath, Swaine & Moore LLP September 2015 - Present
Cravath, Swaine & Moore LLP May 2014 - August 2014
US Securities and Exchange Commission May 2013 - August 2013
American Securitization Forum December 2010 - July 2012
Forbes Magazine June 2009 - August 2009
Sports Illustrated June 2008 - August 2008
Skills
Asset-backed..., Structured Finance, Securitization, Capital Markets, Fixed Income, Structured Products, MBS, ABS, Financial Analysis, Derivatives
Education
Columbia Law School 2013 — 2015
Juris Doctor (J.D.)
Cornell Law School 2012 — 2013
Columbia University in the City of New York 2006 — 2010
Bachelor's degree, English Literature, Religion
Cravath, Swaine & Moore LLP September 2015 - Present
Cravath, Swaine & Moore LLP May 2014 - August 2014
US Securities and Exchange Commission May 2013 - August 2013
American Securitization Forum December 2010 - July 2012
Forbes Magazine June 2009 - August 2009
Sports Illustrated June 2008 - August 2008
Skills
Asset-backed..., Structured Finance, Securitization, Capital Markets, Fixed Income, Structured Products, MBS, ABS, Financial Analysis, Derivatives
Education
Columbia Law School 2013 — 2015
Juris Doctor (J.D.)
Cornell Law School 2012 — 2013
Columbia University in the City of New York 2006 — 2010
Bachelor's degree, English Literature, Religion
Charles Horn Charles Horn's US Securities and Exchange Commission Experience August 1976 - May 1983
Job Partner at Morgan, Lewis and Bockius LLP
Industry Law Practice
Experience
Morgan, Lewis & Bockius LLP August 2013 - Present
Morrison & Foerster LLP January 2011 - August 2013
Mayer Brown LLP February 1992 - January 2011
Stroock & Stroock & Lavan LLP March 1989 - February 1992
U.S. Office of the Comptroller of the Currency May 1983 - March 1989
US Securities and Exchange Commission August 1976 - May 1983
Skills
Banking, Financial Institutions, Securities Regulation, Administrative Law, AML, Dodd-Frank, Financial Regulation, Governance, Legal Compliance, Regulatory Affairs
Education
Cornell Law School 1973 — 1976
J.D., Law
Harvard University 1971 — 1973
A.B., Psychology/Social Relations
Stanford University 1969 — 1971
Morgan, Lewis & Bockius LLP August 2013 - Present
Morrison & Foerster LLP January 2011 - August 2013
Mayer Brown LLP February 1992 - January 2011
Stroock & Stroock & Lavan LLP March 1989 - February 1992
U.S. Office of the Comptroller of the Currency May 1983 - March 1989
US Securities and Exchange Commission August 1976 - May 1983
Skills
Banking, Financial Institutions, Securities Regulation, Administrative Law, AML, Dodd-Frank, Financial Regulation, Governance, Legal Compliance, Regulatory Affairs
Education
Cornell Law School 1973 — 1976
J.D., Law
Harvard University 1971 — 1973
A.B., Psychology/Social Relations
Stanford University 1969 — 1971
Adam Balin Adam Balin's US Securities and Exchange Commission Experience June 2010 - August 2010
Job Associate at Davis Polk & Wardwell LLP
Industry Law Practice
Experience
Davis Polk & Wardwell LLP November 2011 - Present
Waterfront Commission of New York Harbor September 2011 - November 2011
Queens County District Attorney's Office January 2011 - May 2011
US Securities and Exchange Commission June 2010 - August 2010
U.S. District Court, E.D.N.Y. June 2009 - August 2009
New York Supreme Court, Civil Division June 2009 - August 2009
Education
Columbia University School of Law 2009 — 2011
Juris Doctor
Penn State University 2004 — 2008
B.S., Business Management, International Business
Conestoga High School 2000 — 2004
Davis Polk & Wardwell LLP November 2011 - Present
Waterfront Commission of New York Harbor September 2011 - November 2011
Queens County District Attorney's Office January 2011 - May 2011
US Securities and Exchange Commission June 2010 - August 2010
U.S. District Court, E.D.N.Y. June 2009 - August 2009
New York Supreme Court, Civil Division June 2009 - August 2009
Education
Columbia University School of Law 2009 — 2011
Juris Doctor
Penn State University 2004 — 2008
B.S., Business Management, International Business
Conestoga High School 2000 — 2004
Brad Busscher's US Securities and Exchange Commission Experience January 1988 - December 1991
Job Chief Administrative Officer and General Counsel at Incapital LLC
Industry Financial Services
Experience
Incapital LLC General CounselIncapital LLCJune 2009 - Present
Mesirow Financial 2001 - 2009
Over The Rainbow Association For The Non-Ambulatory Physically Handicapped 1994 - 2009
Van Kampen Investments January 2000 - December 2000
EVEREN Securities 1992 - 2000
US Securities and Exchange Commission January 1988 - December 1991
United States Securities and Exchange Commission 1988 - 1991
Quinton, Lummus, Dunwody & Adams, PC May 1986 - December 1988
Skills
Due Diligence, Series 7, 24, 79 and 99, Corporate and..., Securities Regulation, Fixed Income, Equities,..., Financial Services, Corporate Law, Private Placements, Litigation, Alternative Investments, Corporate Governance, Mergers & Acquisitions, Asset Management, Fixed Income, Capital Markets, Private Equity, Structured Finance, Derivatives, AML, Mergers, Corporate Finance, Hedge Funds, Investment Management, Investment Banking, Mutual Funds, FINRA, Securities, Equities, Investments, Series 7, Risk Management, Finance
Education
The University of Chicago - Booth School of Business 1990 — 1995
Master of Business Administration (M.B.A.), Finance and Accounting
University of Miami School of Law 1983 — 1986
JD, Law
Cornell University 1980 — 1983
Bachelor of Arts (B.A.), Econ and Political Science
New trier 1976 — 1979
Incapital LLC General CounselIncapital LLCJune 2009 - Present
Mesirow Financial 2001 - 2009
Over The Rainbow Association For The Non-Ambulatory Physically Handicapped 1994 - 2009
Van Kampen Investments January 2000 - December 2000
EVEREN Securities 1992 - 2000
US Securities and Exchange Commission January 1988 - December 1991
United States Securities and Exchange Commission 1988 - 1991
Quinton, Lummus, Dunwody & Adams, PC May 1986 - December 1988
Skills
Due Diligence, Series 7, 24, 79 and 99, Corporate and..., Securities Regulation, Fixed Income, Equities,..., Financial Services, Corporate Law, Private Placements, Litigation, Alternative Investments, Corporate Governance, Mergers & Acquisitions, Asset Management, Fixed Income, Capital Markets, Private Equity, Structured Finance, Derivatives, AML, Mergers, Corporate Finance, Hedge Funds, Investment Management, Investment Banking, Mutual Funds, FINRA, Securities, Equities, Investments, Series 7, Risk Management, Finance
Education
The University of Chicago - Booth School of Business 1990 — 1995
Master of Business Administration (M.B.A.), Finance and Accounting
University of Miami School of Law 1983 — 1986
JD, Law
Cornell University 1980 — 1983
Bachelor of Arts (B.A.), Econ and Political Science
New trier 1976 — 1979
Aaron Burt Aaron Burt's US Securities and Exchange Commission Experience June 2010 - November 2010
Job Procurement Analyst at Fleet Logistics Center (FLC) San Diego
Industry Government Administration
Experience
Fleet Logistics Center (FLC) San Diego January 2015 - Present
SPAWAR November 2010 - January 2015
US Securities and Exchange Commission June 2010 - November 2010
KBR June 2008 - May 2010
KBR December 2007 - June 2008
NV Energy July 2006 - June 2007
US Air Force January 2000 - August 2006
Skills
Government Contracting, FAR, Contract Management, Procurement, Proposal Writing, Government Procurement, Government, Earned Value Management, Project Planning, RFP, Project Management, Negotiation, Management, Defense Contracting, Federal Government, DoD, Policy, Security Clearance, Program Management, Logistics, Analysis, Purchasing, Source Selection, Military, Defense, Air Force
Education
University of Phoenix 2006 — 2009
Bachelor of Science, Business Administration
Community College of the Air Force 2000 — 2004
Associate of Applied Science, Contracts Management
Fleet Logistics Center (FLC) San Diego January 2015 - Present
SPAWAR November 2010 - January 2015
US Securities and Exchange Commission June 2010 - November 2010
KBR June 2008 - May 2010
KBR December 2007 - June 2008
NV Energy July 2006 - June 2007
US Air Force January 2000 - August 2006
Skills
Government Contracting, FAR, Contract Management, Procurement, Proposal Writing, Government Procurement, Government, Earned Value Management, Project Planning, RFP, Project Management, Negotiation, Management, Defense Contracting, Federal Government, DoD, Policy, Security Clearance, Program Management, Logistics, Analysis, Purchasing, Source Selection, Military, Defense, Air Force
Education
University of Phoenix 2006 — 2009
Bachelor of Science, Business Administration
Community College of the Air Force 2000 — 2004
Associate of Applied Science, Contracts Management
Victor Zimmermann, Jr. Victor Zimmermann, Jr.'s US Securities and Exchange Commission Experience January 1980 - July 1982
Job Partner at Curtis, MalletPrevost, Colt & Mosle LLP
Industry Law Practice
Experience
Curtis, Mallet-Prevost, Colt & Mosle LLP June 1999 - Present
US Securities and Exchange Commission January 1980 - July 1982
Curtis, Mallet-Prevost, Colt & Mosle LLP July 1977 - January 1980
Skills
Securities, Investment Management, Hedge Funds, Litigation, Funding, Securities Regulation, Corporate Law, Civil Litigation, Commodity, Banking, Private Equity
Education
Fordham University School of Law 1974 — 1977
J.D.
College of the Holy Cross 1970 — 1974
B.A., Political Science
Fordham Preparatory School 1966 — 1970
Curtis, Mallet-Prevost, Colt & Mosle LLP June 1999 - Present
US Securities and Exchange Commission January 1980 - July 1982
Curtis, Mallet-Prevost, Colt & Mosle LLP July 1977 - January 1980
Skills
Securities, Investment Management, Hedge Funds, Litigation, Funding, Securities Regulation, Corporate Law, Civil Litigation, Commodity, Banking, Private Equity
Education
Fordham University School of Law 1974 — 1977
J.D.
College of the Holy Cross 1970 — 1974
B.A., Political Science
Fordham Preparatory School 1966 — 1970
Nicole M. Given, Esq.'s US Securities and Exchange Commission Experience August 2008 - December 2008
Job Member, Virginia Bar, 2014
Industry Law Practice
Experience
Association of Oil Pipe LInes January 2015 - Present
Robert Lubin & Associates, P.C. April 2012 - March 2013
Columbus Community Legal Services, General Practice Clinic August 2011 - December 2011
The World Bank May 2011 - August 2011
US Securities and Exchange Commission August 2008 - December 2008
Skills
Legal Writing, Litigation, Westlaw, Courts, Appeals, Corporate Law, Mediation, Trials, Legal Research, Oral Arguments, Immigration Law, Employment-based..., U.S. Immigration, Policy, Lexis, Hearings, Administrative Law, LexisNexis
Education
The Catholic University of America, Columbus School of Law 2010 — 2013
Doctor of Law (J.D.), Immigration
College of the Holy Cross 2006 — 2010
Bachelor of Arts (B.A.), Political Science and Government, English, Cum Laude
Association of Oil Pipe LInes January 2015 - Present
Robert Lubin & Associates, P.C. April 2012 - March 2013
Columbus Community Legal Services, General Practice Clinic August 2011 - December 2011
The World Bank May 2011 - August 2011
US Securities and Exchange Commission August 2008 - December 2008
Skills
Legal Writing, Litigation, Westlaw, Courts, Appeals, Corporate Law, Mediation, Trials, Legal Research, Oral Arguments, Immigration Law, Employment-based..., U.S. Immigration, Policy, Lexis, Hearings, Administrative Law, LexisNexis
Education
The Catholic University of America, Columbus School of Law 2010 — 2013
Doctor of Law (J.D.), Immigration
College of the Holy Cross 2006 — 2010
Bachelor of Arts (B.A.), Political Science and Government, English, Cum Laude
Paul Delligatti Paul Delligatti's US Securities and Exchange Commission Experience January 2005 - May 2005
Job Partner at Goodwin Procter LLP
Industry Law Practice
Experience
Goodwin Procter LLP October 2013 - Present
Goodwin Procter LLP February 2009 - September 2013
Morrison & Foerster LLP September 2006 - January 2009
US Securities and Exchange Commission January 2005 - May 2005
Skills
Mutual Funds, Corporate Governance, Securities Regulation, Securities, Investment Management..., Due Diligence, Derivatives
Education
The Catholic University of America, Columbus School of Law 2003 — 2006
Doctor of Law (J.D.), Law
Cornell University 1998 — 2002
Bachelor of Science (BS), Applied Economics
Chaminade High School
Goodwin Procter LLP October 2013 - Present
Goodwin Procter LLP February 2009 - September 2013
Morrison & Foerster LLP September 2006 - January 2009
US Securities and Exchange Commission January 2005 - May 2005
Skills
Mutual Funds, Corporate Governance, Securities Regulation, Securities, Investment Management..., Due Diligence, Derivatives
Education
The Catholic University of America, Columbus School of Law 2003 — 2006
Doctor of Law (J.D.), Law
Cornell University 1998 — 2002
Bachelor of Science (BS), Applied Economics
Chaminade High School
Andrew Wark Andrew Wark's US Securities and Exchange Commission Experience 2011 - 2011
Job Corporate Associate at Cravath, Swaine & Moore LLP
Industry Law Practice
Experience
Cravath, Swaine & Moore LLP May 2012 - Present
Cravath, Swaine & Moore LLP 2013 - 2013
US Securities and Exchange Commission 2011 - 2011
Education
Columbia Law School 2010 — 2013
Duke University
Cravath, Swaine & Moore LLP May 2012 - Present
Cravath, Swaine & Moore LLP 2013 - 2013
US Securities and Exchange Commission 2011 - 2011
Education
Columbia Law School 2010 — 2013
Duke University
Alex Kardon Alex Kardon's US Securities and Exchange Commission Experience May 2008 - July 2008
Job Supreme Court & Appellate Associate at Mayer Brown
Industry Law Practice
Experience
Mayer Brown August 2014 - Present
Pittsburgh Pirates May 2014 - August 2014
Moreland Commission to Investigate Public Corruption September 2013 - April 2014
U.S. Court of Appeals for the Ninth Circuit July 2012 - July 2013
Davis Polk & Wardwell LLP September 2010 - June 2012
Davis Polk & Wardwell LLP May 2009 - August 2009
United States Attorney's Office January 2009 - May 2009
Major League Baseball July 2008 - January 2009
US Securities and Exchange Commission May 2008 - July 2008
Education
Yale Law School 2007 — 2010
Columbia College (NY) 2004 — 2007
B.A., Economics-Philosophy
Tufts University
South Side High School
Mayer Brown August 2014 - Present
Pittsburgh Pirates May 2014 - August 2014
Moreland Commission to Investigate Public Corruption September 2013 - April 2014
U.S. Court of Appeals for the Ninth Circuit July 2012 - July 2013
Davis Polk & Wardwell LLP September 2010 - June 2012
Davis Polk & Wardwell LLP May 2009 - August 2009
United States Attorney's Office January 2009 - May 2009
Major League Baseball July 2008 - January 2009
US Securities and Exchange Commission May 2008 - July 2008
Education
Yale Law School 2007 — 2010
Columbia College (NY) 2004 — 2007
B.A., Economics-Philosophy
Tufts University
South Side High School
Jason S. Lewis, Greenberg Traurig, LLP Jason S. Lewis, Greenberg Traurig, LLP's US Securities and Exchange Commission Experience June 2004 - November 2007
Job Trial Attorney I SEC Enforcement I Government/Internal Investigations I White Collar Criminal Defense I Securities Lit
Industry Law Practice
Experience
Greenberg Traurig, LLP January 2014 - Present
Hugh O'Brian Youth Leadership 2010 - Present
Locke Lord LLP December 2007 - December 2013
US Securities and Exchange Commission June 2004 - November 2007
Locke Liddell & Sapp LLP 1999 - 2004
Skills
SEC Enforcement, Securities Regulation, Securities Litigation, Government..., White Collar Criminal..., Business Litigation, FCPA, Insider Trading, Director and Officer..., Internal Investigations, Internal Controls, Financial Services..., Class Actions, Shareholder Litigation, Financial Services, Government, Fraud, SEC, Commercial Litigation, Courts, Corporate Law, Trial Practice, Private Investigations, Litigation, Arbitration, Dispute Resolution, Torts, Securities, Trade Secrets, FINRA, Appeals, Trials
Education
Cornell Law School 1995 — 1998
University of Oklahoma 1991 — 1995
Greenberg Traurig, LLP January 2014 - Present
Hugh O'Brian Youth Leadership 2010 - Present
Locke Lord LLP December 2007 - December 2013
US Securities and Exchange Commission June 2004 - November 2007
Locke Liddell & Sapp LLP 1999 - 2004
Skills
SEC Enforcement, Securities Regulation, Securities Litigation, Government..., White Collar Criminal..., Business Litigation, FCPA, Insider Trading, Director and Officer..., Internal Investigations, Internal Controls, Financial Services..., Class Actions, Shareholder Litigation, Financial Services, Government, Fraud, SEC, Commercial Litigation, Courts, Corporate Law, Trial Practice, Private Investigations, Litigation, Arbitration, Dispute Resolution, Torts, Securities, Trade Secrets, FINRA, Appeals, Trials
Education
Cornell Law School 1995 — 1998
University of Oklahoma 1991 — 1995
Joshua Dell's US Securities and Exchange Commission Experience 2013 - 2013
Job Student at Columbia University School of Law
Industry
Experience
Simpson Thacher & Bartlett LLP 2014 - 2014
US Securities and Exchange Commission 2013 - 2013
Jefferies LLC 2008 - 2010
Skills
Bloomberg, Equity Research, Investment Banking, Valuation, Financial Modeling, Capital IQ, Bloomberg Terminal, Corporate Finance, Capital Markets, Equities, Equity Valuation, DCF, Fixed Income, Equity Trading, Hedge Funds, Private Equity, Trading, Financial Markets, Financial Analysis
Education
Columbia Law School 2013 — 2015
Doctor of Law (JD)
Stanford University 2004 — 2008
Bachelor of Arts (B.A.)
Simpson Thacher & Bartlett LLP 2014 - 2014
US Securities and Exchange Commission 2013 - 2013
Jefferies LLC 2008 - 2010
Skills
Bloomberg, Equity Research, Investment Banking, Valuation, Financial Modeling, Capital IQ, Bloomberg Terminal, Corporate Finance, Capital Markets, Equities, Equity Valuation, DCF, Fixed Income, Equity Trading, Hedge Funds, Private Equity, Trading, Financial Markets, Financial Analysis
Education
Columbia Law School 2013 — 2015
Doctor of Law (JD)
Stanford University 2004 — 2008
Bachelor of Arts (B.A.)
Elsa Wang Elsa Wang's US Securities and Exchange Commission Experience June 2005 - August 2005
Job Head of Transaction Management, Americas
Industry Investment Banking
Experience
TD Securities January 2015 - Present
HSBC Securities August 2011 - January 2015
Simpson Thacher & Bartlett LLP September 2007 - August 2011
J.P. Morgan March 2010 - August 2010
Simpson Thacher & Bartlett LLP May 2006 - August 2006
US Securities and Exchange Commission June 2005 - August 2005
Simpson Thacher & Bartlett LLP August 2003 - August 2004
Legal Aid Society June 2002 - August 2002
Merrill Lynch January 2002 - March 2002
AOL Time Warner June 2001 - August 2001
Skills
Securities Regulation, Corporate Governance, Mergers, Capital Markets, Private Equity, Corporate Law, Mergers & Acquisitions, Due Diligence, Cross-border..., IPO, Investments, Securities, Venture Capital, Hedge Funds, Structured Finance, Joint Ventures, Corporate Finance
Education
Columbia University School of Law 2005 — 2007
J.D., James Kent scholar
Northwestern University 1999 — 2003
B.S., Magna cum laude
Mount Sinai High School 1995 — 1999
TD Securities January 2015 - Present
HSBC Securities August 2011 - January 2015
Simpson Thacher & Bartlett LLP September 2007 - August 2011
J.P. Morgan March 2010 - August 2010
Simpson Thacher & Bartlett LLP May 2006 - August 2006
US Securities and Exchange Commission June 2005 - August 2005
Simpson Thacher & Bartlett LLP August 2003 - August 2004
Legal Aid Society June 2002 - August 2002
Merrill Lynch January 2002 - March 2002
AOL Time Warner June 2001 - August 2001
Skills
Securities Regulation, Corporate Governance, Mergers, Capital Markets, Private Equity, Corporate Law, Mergers & Acquisitions, Due Diligence, Cross-border..., IPO, Investments, Securities, Venture Capital, Hedge Funds, Structured Finance, Joint Ventures, Corporate Finance
Education
Columbia University School of Law 2005 — 2007
J.D., James Kent scholar
Northwestern University 1999 — 2003
B.S., Magna cum laude
Mount Sinai High School 1995 — 1999
Arthi Sridharan's US Securities and Exchange Commission Experience September 2013 - December 2013
Job Associate at Davis Polk & Wardwell LLP
Industry Law Practice
Experience
Davis Polk & Wardwell LLP October 2014 - Present
US Securities and Exchange Commission September 2013 - December 2013
Davis Polk & Wardwell LLP May 2013 - August 2013
Federal Reserve Bank of New York May 2012 - August 2012
Ernst & Young August 2009 - July 2011
Ernst & Young June 2008 - August 2008
Procter & Gamble June 2007 - August 2007
Education
Columbia Law School 2011 — 2014
J.D. Candidate
Cornell University 2005 — 2008
Bachelor's, Applied Economics and Management
Davis Polk & Wardwell LLP October 2014 - Present
US Securities and Exchange Commission September 2013 - December 2013
Davis Polk & Wardwell LLP May 2013 - August 2013
Federal Reserve Bank of New York May 2012 - August 2012
Ernst & Young August 2009 - July 2011
Ernst & Young June 2008 - August 2008
Procter & Gamble June 2007 - August 2007
Education
Columbia Law School 2011 — 2014
J.D. Candidate
Cornell University 2005 — 2008
Bachelor's, Applied Economics and Management
Katherine Frank Katherine Frank's US Securities and Exchange Commission Experience January 2011 - April 2011
Job Capital Markets and M&A Associate at Vinson & Elkins
Industry Law Practice
Experience
Vinson and Elkins October 2012 - Present
Weil Gotshal and Manges July 2011 - August 2011
Vinson and Elkins May 2011 - July 2011
US Securities and Exchange Commission January 2011 - April 2011
University of Texas System July 2010 - August 2010
Vinson and Elkins May 2010 - July 2010
U.S. Department of State May 2008 - July 2008
Education
Columbia University School of Law 2009 — 2012
J.D.
Yale University 2005 — 2009
B.A., Ethics, Politics and Economics
Denmark's International Study Program 2007 — 2007
European Law and Politics
Vinson and Elkins October 2012 - Present
Weil Gotshal and Manges July 2011 - August 2011
Vinson and Elkins May 2011 - July 2011
US Securities and Exchange Commission January 2011 - April 2011
University of Texas System July 2010 - August 2010
Vinson and Elkins May 2010 - July 2010
U.S. Department of State May 2008 - July 2008
Education
Columbia University School of Law 2009 — 2012
J.D.
Yale University 2005 — 2009
B.A., Ethics, Politics and Economics
Denmark's International Study Program 2007 — 2007
European Law and Politics
Will Hines's US Securities and Exchange Commission Experience 2004 - April 2012
Job General Counsel at Alphadyne Asset Management
Industry Investment Management
Experience
Alphadyne Asset Management April 2012 - Present
US Securities and Exchange Commission 2004 - April 2012
Skills
Securities Regulation, Hedge Funds, Derivatives
Education
Columbia Law School
Juris Doctor (JD), Law
Texas A&M University
Bachelor of Science (BS), Engineering
Alphadyne Asset Management April 2012 - Present
US Securities and Exchange Commission 2004 - April 2012
Skills
Securities Regulation, Hedge Funds, Derivatives
Education
Columbia Law School
Juris Doctor (JD), Law
Texas A&M University
Bachelor of Science (BS), Engineering
Matthew Landon's US Securities and Exchange Commission Experience October 2011 - October 2013
Job Experienced Attorney and Entrepreneur
Industry Legal Services
Experience
Thai by Thai February 2006 - Present
US Securities and Exchange Commission October 2011 - October 2013
Public Company Accounting Oversight Board February 2009 - April 2011
Securities & Exchange Commission January 2004 - February 2009
Baker & McKenzie - Washington DC September 1997 - December 2003
Baker & McKenzie - Bangkok October 1993 - June 1994
Skills
Corporate Governance, Securities, Securities Law, Mergers, Thai, Thailand, Derivatives, Securities Regulation, Corporate Law, Financial Regulation, Internal Investigations, Private Equity, Due Diligence, Joint Ventures, International Law
Education
Cornell Law School 1994 — 1997
JD, Business Law and Regulation
Northern Illinois University 1989 — 1992
BA, International Relations, Thai, Southeast Asian Studies
Thai by Thai February 2006 - Present
US Securities and Exchange Commission October 2011 - October 2013
Public Company Accounting Oversight Board February 2009 - April 2011
Securities & Exchange Commission January 2004 - February 2009
Baker & McKenzie - Washington DC September 1997 - December 2003
Baker & McKenzie - Bangkok October 1993 - June 1994
Skills
Corporate Governance, Securities, Securities Law, Mergers, Thai, Thailand, Derivatives, Securities Regulation, Corporate Law, Financial Regulation, Internal Investigations, Private Equity, Due Diligence, Joint Ventures, International Law
Education
Cornell Law School 1994 — 1997
JD, Business Law and Regulation
Northern Illinois University 1989 — 1992
BA, International Relations, Thai, Southeast Asian Studies
Kristin Pauley's US Securities and Exchange Commission Experience January 2014 - Present
Job Attorney Division of Enforcement at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission January 2014 - Present
Willkie Farr & Gallagher LLP 2007 - Present
US District Court for the Eastern District of New York August 2006 - August 2007
Skills
Legal Research, Litigation, Commercial Litigation, Legal Writing, Securities Litigation, Civil Litigation, Arbitration, Appeals, Class Actions, White Collar Criminal..., Bankruptcy
Education
Cornell Law School 2003 — 2006
JD, Law
Universitat Pompeu Fabra 2005 — 2005
Law
London School of Economics and Political Science 2002 — 2003
MSc Public Policy
Cornell University 1998 — 2002
BA, Government
US Securities and Exchange Commission January 2014 - Present
Willkie Farr & Gallagher LLP 2007 - Present
US District Court for the Eastern District of New York August 2006 - August 2007
Skills
Legal Research, Litigation, Commercial Litigation, Legal Writing, Securities Litigation, Civil Litigation, Arbitration, Appeals, Class Actions, White Collar Criminal..., Bankruptcy
Education
Cornell Law School 2003 — 2006
JD, Law
Universitat Pompeu Fabra 2005 — 2005
Law
London School of Economics and Political Science 2002 — 2003
MSc Public Policy
Cornell University 1998 — 2002
BA, Government
Lisa Gok's US Securities and Exchange Commission Experience 1994 - 2005
Job Deputy General Counsel at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group July 2012 - Present
Green Dot Corporation January 2010 - July 2012
Transamerica Financial Advisors October 2005 - November 2009
US Securities and Exchange Commission 1994 - 2005
Department of Justice 1986 - 1994
Skills
Securities Regulation, FINRA, Litigation, Corporate Governance, Securities
Education
Columbia Law School 1900 — 1900
JD
Princeton University 1900 — 1900
John F. Kennedy High
Cetera Financial Group July 2012 - Present
Green Dot Corporation January 2010 - July 2012
Transamerica Financial Advisors October 2005 - November 2009
US Securities and Exchange Commission 1994 - 2005
Department of Justice 1986 - 1994
Skills
Securities Regulation, FINRA, Litigation, Corporate Governance, Securities
Education
Columbia Law School 1900 — 1900
JD
Princeton University 1900 — 1900
John F. Kennedy High
Janet Luallen's US Securities and Exchange Commission Experience Associate Chief AccountantSecurities and Exchange Commission2002 - Present
Job Associate Chief Accountant at U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission Associate Chief AccountantSecurities and Exchange Commission2002 - Present
US Securities and Exchange Commission 2002 - Present
SEC 2002 - Present
Financial Executives International 1998 - 2001
Financial Executives International 1998 - 2001
Skills
Accounting, SEC filings, Financial Reporting, GAAP, Auditing
Education
Columbia University - Columbia Business School
U.S. Securities and Exchange Commission Associate Chief AccountantSecurities and Exchange Commission2002 - Present
US Securities and Exchange Commission 2002 - Present
SEC 2002 - Present
Financial Executives International 1998 - 2001
Financial Executives International 1998 - 2001
Skills
Accounting, SEC filings, Financial Reporting, GAAP, Auditing
Education
Columbia University - Columbia Business School
Conway Dodge's US Securities and Exchange Commission Experience July 2003 - May 2015
Job Managing Director, Promontory Financial Group, LLC
Industry Law Practice
Experience
Promontory Financial Group, LLC May 2015 - Present
US Securities and Exchange Commission July 2003 - May 2015
Rubin and Rudman LLP May 1997 - July 2003
Skills
Securities Regulation, Enforcement, Private Investigations, Fraud, Litigation, Civil Litigation, Legal Research, Legal Writing, Commercial Litigation, Corporate Governance, Courts, White Collar Criminal..., Westlaw, Criminal Law, Internal Investigations, Securities Litigation, JOBS Act, FCPA, Investment Advisers Act, Short Sales, Crowdfunding, Financial Services, Financial Fraud, Compliance, Broker-Dealer
Education
Northeastern University School of Law 1993 — 1996
J.D., Law
College of the Holy Cross 1987 — 1991
B.A., Physics, Cum Laude
TMHS
Promontory Financial Group, LLC May 2015 - Present
US Securities and Exchange Commission July 2003 - May 2015
Rubin and Rudman LLP May 1997 - July 2003
Skills
Securities Regulation, Enforcement, Private Investigations, Fraud, Litigation, Civil Litigation, Legal Research, Legal Writing, Commercial Litigation, Corporate Governance, Courts, White Collar Criminal..., Westlaw, Criminal Law, Internal Investigations, Securities Litigation, JOBS Act, FCPA, Investment Advisers Act, Short Sales, Crowdfunding, Financial Services, Financial Fraud, Compliance, Broker-Dealer
Education
Northeastern University School of Law 1993 — 1996
J.D., Law
College of the Holy Cross 1987 — 1991
B.A., Physics, Cum Laude
TMHS
Nathan Hatch's US Securities and Exchange Commission Experience January 2011 - April 2011
Job Litigation Associate at Anderson & Karrenberg
Industry Law Practice
Experience
Anderson & Karrenberg October 2012 - Present
Goldman Sachs August 2011 - September 2012
US Securities and Exchange Commission January 2011 - April 2011
US Securities and Exchange Commission May 2010 - December 2010
Commodity Futures Trading Commission May 2009 - May 2010
Lincoln Group June 2007 - June 2008
Multi-National Force-Iraq 2007 - 2008
The Scandinavian Shop 2002 - 2004
Skills
Economics, Russian, Legal Research, Legal Writing, analysis, Analysis, Civil Litigation, Securities, Securities Regulation, Securities Fraud, Securities Litigation, Public Policy, Westlaw, Corporate Law, Corporate Governance, Intellectual Property, Bankruptcy, Appeals, Courts, Litigation, Commercial Litigation
Education
The George Washington University Law School 2008 — 2011
JD, Law
University of Utah 2002 — 2007
MS, BS, BA, Economics, Russian
Copenhagen Business School 2003 — 2003
N/A, International Business, Economics, Law
Lomonosov Moscow State University (MSU) 2001 — 2001
N/A, Russian Criminal Justice System
Anderson & Karrenberg October 2012 - Present
Goldman Sachs August 2011 - September 2012
US Securities and Exchange Commission January 2011 - April 2011
US Securities and Exchange Commission May 2010 - December 2010
Commodity Futures Trading Commission May 2009 - May 2010
Lincoln Group June 2007 - June 2008
Multi-National Force-Iraq 2007 - 2008
The Scandinavian Shop 2002 - 2004
Skills
Economics, Russian, Legal Research, Legal Writing, analysis, Analysis, Civil Litigation, Securities, Securities Regulation, Securities Fraud, Securities Litigation, Public Policy, Westlaw, Corporate Law, Corporate Governance, Intellectual Property, Bankruptcy, Appeals, Courts, Litigation, Commercial Litigation
Education
The George Washington University Law School 2008 — 2011
JD, Law
University of Utah 2002 — 2007
MS, BS, BA, Economics, Russian
Copenhagen Business School 2003 — 2003
N/A, International Business, Economics, Law
Lomonosov Moscow State University (MSU) 2001 — 2001
N/A, Russian Criminal Justice System
Amie Riggle Berlin's US Securities and Exchange Commission Experience 2007 - Present
Job Senior Trial Counsel
Industry Law Enforcement
Experience
US Securities and Exchange Commission 2007 - Present
US District Court for the Southern District of Florida 2004 - 2006
Greenberg Traurig, LLP 2002 - 2003
Fried Frank Harris Shriver & Jacobson 1999 - 2002
Education
Columbia University School of Law 1997 — 1999
JD
University of Florida 1990 — 1994
BA, Philosophy & English
US Securities and Exchange Commission 2007 - Present
US District Court for the Southern District of Florida 2004 - 2006
Greenberg Traurig, LLP 2002 - 2003
Fried Frank Harris Shriver & Jacobson 1999 - 2002
Education
Columbia University School of Law 1997 — 1999
JD
University of Florida 1990 — 1994
BA, Philosophy & English
Lauren Mullen's US Securities and Exchange Commission Experience September 1995 - May 1998
Job Executive Director, Equities Counsel at JPMorgan Chase & Co.
Industry Financial Services
Experience
JPMorgan Chase & Co. September 2014 - Present
Bank of America Merrill Lynch June 2005 - August 2014
UBS Investment Bank June 2002 - May 2005
Orrick, Herrington & Sutcliffe LLP May 1998 - May 2002
US Securities and Exchange Commission September 1995 - May 1998
Skills
Securities, Broker-Dealer, Securities Regulation, Equities, Licensing, Financial Regulation, Financial Services, FINRA, Trading, AML, Equity Trading, SEC, Alternative Investments, Hedge Funds, Investment Advisory, KYC, Legal Advice, Capital Markets, Mutual Funds
Education
The College of William and Mary - Marshall Wythe Law School 1989 — 1992
jd, law
Columbia University in the City of New York 1985 — 1988
BA
University of Virginia 1984 — 1985
Mt. Lebanon HS
JPMorgan Chase & Co. September 2014 - Present
Bank of America Merrill Lynch June 2005 - August 2014
UBS Investment Bank June 2002 - May 2005
Orrick, Herrington & Sutcliffe LLP May 1998 - May 2002
US Securities and Exchange Commission September 1995 - May 1998
Skills
Securities, Broker-Dealer, Securities Regulation, Equities, Licensing, Financial Regulation, Financial Services, FINRA, Trading, AML, Equity Trading, SEC, Alternative Investments, Hedge Funds, Investment Advisory, KYC, Legal Advice, Capital Markets, Mutual Funds
Education
The College of William and Mary - Marshall Wythe Law School 1989 — 1992
jd, law
Columbia University in the City of New York 1985 — 1988
BA
University of Virginia 1984 — 1985
Mt. Lebanon HS
Kelsey Baldwin's US Securities and Exchange Commission Experience May 2012 - August 2012
Job J.D. Candidate at Cornell Law School
Industry Law Practice
Experience
Cornell Law School August 2011 - Present
Sullivan & Cromwell LLP May 2013 - August 2013
US Securities and Exchange Commission May 2012 - August 2012
M&T Bank July 2008 - July 2011
M&T Bank July 2007 - July 2008
Education
Swarthmore College 2003 — 2007
Cornell Law School
Cornell Law School August 2011 - Present
Sullivan & Cromwell LLP May 2013 - August 2013
US Securities and Exchange Commission May 2012 - August 2012
M&T Bank July 2008 - July 2011
M&T Bank July 2007 - July 2008
Education
Swarthmore College 2003 — 2007
Cornell Law School
Donald Babbitt's US Securities and Exchange Commission Experience September 1982 - August 1987
Job Partner at Optima Partners
Industry Legal Services
Experience
Optima Partners June 2015 - Present
Duff & Phelps / Kinetic Partners May 2011 - May 2014
Prometheus Capital Partners, LLC July 2008 - May 2011
Prairie Grove Farms, LLC June 2005 - July 2008
Trinity Capital Partners LLC January 2002 - May 2005
McDonald Investments 1998 - 2001
Ocwen Financial Corporation June 1997 - August 1998
Federal Deposit Insurance Corporation January 1992 - May 1995
US Securities and Exchange Commission September 1982 - August 1987
Skills
Hedge Funds, Due Diligence, Alternative Investments, Securities Regulation, Private Equity, Capital Markets, Fixed Income, Risk Management, Asset Managment, Securities, Derivatives, Investments, Mutual Funds, Accounting, Equities, Investment Advisory, AML, Mergers, Corporate Governance, Investment Management, Mergers & Acquisitions, Asset Management, Restructuring, Investment Banking, Leadership, Anti Money Laundering
Education
Columbia University - Columbia Business School 1987 — 1988
mba, finance
University of Dayton School of Law 1979 — 1982
JD, Law, 4.0 GPA on 4 point scale
University of Alabama 1977 — 1979
BA, Political Science
Optima Partners June 2015 - Present
Duff & Phelps / Kinetic Partners May 2011 - May 2014
Prometheus Capital Partners, LLC July 2008 - May 2011
Prairie Grove Farms, LLC June 2005 - July 2008
Trinity Capital Partners LLC January 2002 - May 2005
McDonald Investments 1998 - 2001
Ocwen Financial Corporation June 1997 - August 1998
Federal Deposit Insurance Corporation January 1992 - May 1995
US Securities and Exchange Commission September 1982 - August 1987
Skills
Hedge Funds, Due Diligence, Alternative Investments, Securities Regulation, Private Equity, Capital Markets, Fixed Income, Risk Management, Asset Managment, Securities, Derivatives, Investments, Mutual Funds, Accounting, Equities, Investment Advisory, AML, Mergers, Corporate Governance, Investment Management, Mergers & Acquisitions, Asset Management, Restructuring, Investment Banking, Leadership, Anti Money Laundering
Education
Columbia University - Columbia Business School 1987 — 1988
mba, finance
University of Dayton School of Law 1979 — 1982
JD, Law, 4.0 GPA on 4 point scale
University of Alabama 1977 — 1979
BA, Political Science
Sagiv Edelman's US Securities and Exchange Commission Experience January 2012 - April 2012
Job Associate at Milbank, Tweed, Hadley & McCloy LLP
Industry Legal Services
Experience
Milbank, Tweed, Hadley & McCloy LLP October 2013 - Present
The Coca-Cola Company August 2012 - January 2013
Milbank, Tweed, Hadley & McCloy LLP May 2012 - July 2012
US Securities and Exchange Commission January 2012 - April 2012
Professor Michael Kang May 2011 - August 2011
Skills
Appeals, Securities Regulation, Bankruptcy, Arbitration, Administrative Law, Due Diligence, Immigration Law, Mergers & Acquisitions, Legal Advice, Private Equity, Policy Analysis, Family Law, Litigation Support, Securities, Editing, Personal Injury, Trial Practice, Public Speaking, Tax Law, Document Review
Education
Emory University School of Law 2010 — 2013
Doctor of Law (JD)
Colgate University 2004 — 2008
Bachelor of Arts (B.A.), Philosophy
Milbank, Tweed, Hadley & McCloy LLP October 2013 - Present
The Coca-Cola Company August 2012 - January 2013
Milbank, Tweed, Hadley & McCloy LLP May 2012 - July 2012
US Securities and Exchange Commission January 2012 - April 2012
Professor Michael Kang May 2011 - August 2011
Skills
Appeals, Securities Regulation, Bankruptcy, Arbitration, Administrative Law, Due Diligence, Immigration Law, Mergers & Acquisitions, Legal Advice, Private Equity, Policy Analysis, Family Law, Litigation Support, Securities, Editing, Personal Injury, Trial Practice, Public Speaking, Tax Law, Document Review
Education
Emory University School of Law 2010 — 2013
Doctor of Law (JD)
Colgate University 2004 — 2008
Bachelor of Arts (B.A.), Philosophy
Warren Gorlick's US Securities and Exchange Commission Experience 1987 - 1990
Job Associate Director, US Commodity Futures Trading Commission
Industry International Affairs
Experience
US Commodity Futures Trading Commission 2002 - Present
US Treasury 1997 - 2002
US Commodity Futures Trading Commission 1994 - 1997
Akin Gump Strauss Hauer & Feld LLP 1990 - 1993
US Securities and Exchange Commission 1987 - 1990
Skills
Financial Regulation, Public Policy, Policy, Securities, Policy Analysis, Securities Regulation, Capital Markets, Economics, Emerging Markets, Securitization, Derivatives, Due Diligence, Structured Finance
Education
Cornell Law School 1983 — 1986
Doctor of Law (J.D.)
Hampshire College 1977 — 1982
BA, Economics
US Commodity Futures Trading Commission 2002 - Present
US Treasury 1997 - 2002
US Commodity Futures Trading Commission 1994 - 1997
Akin Gump Strauss Hauer & Feld LLP 1990 - 1993
US Securities and Exchange Commission 1987 - 1990
Skills
Financial Regulation, Public Policy, Policy, Securities, Policy Analysis, Securities Regulation, Capital Markets, Economics, Emerging Markets, Securitization, Derivatives, Due Diligence, Structured Finance
Education
Cornell Law School 1983 — 1986
Doctor of Law (J.D.)
Hampshire College 1977 — 1982
BA, Economics
Jim Kaput's US Securities and Exchange Commission Experience Senior Vice President and General CounselThe ServiceMaster Company2000 - 2007
Job Counsel to the Chairman at US Securities and Exchange Commission
Industry Legal Services
Experience
US Securities and Exchange Commission Senior Vice President and General CounselThe ServiceMaster Company2000 - 2007
Sidley Austin 1987 - 2000
Education
Cornell Law School 1983 — 1986
J.D.
US Securities and Exchange Commission Senior Vice President and General CounselThe ServiceMaster Company2000 - 2007
Sidley Austin 1987 - 2000
Education
Cornell Law School 1983 — 1986
J.D.
Andra Stanley's US Securities and Exchange Commission Experience January 2012 - April 2012
Job Columbia Law School, Class of 2012
Industry Law Practice
Experience
New Jersey Institute for Social Justice September 2012 - Present
US Securities and Exchange Commission January 2012 - April 2012
US Securities and Exchange Commission September 2011 - January 2012
Paul Hastings May 2011 - July 2011
Dinsmore & Shohl LLP June 2010 - July 2010
United States Senate August 2008 - December 2008
United States Senate 2007 - 2007
Skills
Legal Writing, Westlaw, Legal Research, Litigation, Corporate Law, Criminal Law, Courts, Civil Litigation, International Law
Education
Columbia Law School 2009 — 2012
JD
University of Pittsburgh 2005 — 2009
BA, Politics & Philosophy
New Jersey Institute for Social Justice September 2012 - Present
US Securities and Exchange Commission January 2012 - April 2012
US Securities and Exchange Commission September 2011 - January 2012
Paul Hastings May 2011 - July 2011
Dinsmore & Shohl LLP June 2010 - July 2010
United States Senate August 2008 - December 2008
United States Senate 2007 - 2007
Skills
Legal Writing, Westlaw, Legal Research, Litigation, Corporate Law, Criminal Law, Courts, Civil Litigation, International Law
Education
Columbia Law School 2009 — 2012
JD
University of Pittsburgh 2005 — 2009
BA, Politics & Philosophy
Rebecca Hartstein's US Securities and Exchange Commission Experience September 2005 - December 2005
Job Tax Attorney at Applegate & ThorneThomsen
Industry Law Practice
Experience
Applegate & Thorne-Thomsen May 2013 - Present
Open Books Ltd October 2010 - March 2014
Skadden, Arps, Slate, Meagher and Flom October 2006 - June 2012
US Securities and Exchange Commission September 2005 - December 2005
Kohn, Kohn and Colapinto May 2004 - August 2004
The Vanguard Group May 2002 - April 2003
Anti-Defamation League May 1999 - August 1999
Skills
Corporate Law, Legal Research, Legal Writing, Mergers & Acquisitions, Joint Ventures, Corporate Governance, Tax Credits
Education
Georgetown University Law Center 2003 — 2006
Cornell University 1998 — 2002
B.A., English, Economics and Sociology
Akiba
Applegate & Thorne-Thomsen May 2013 - Present
Open Books Ltd October 2010 - March 2014
Skadden, Arps, Slate, Meagher and Flom October 2006 - June 2012
US Securities and Exchange Commission September 2005 - December 2005
Kohn, Kohn and Colapinto May 2004 - August 2004
The Vanguard Group May 2002 - April 2003
Anti-Defamation League May 1999 - August 1999
Skills
Corporate Law, Legal Research, Legal Writing, Mergers & Acquisitions, Joint Ventures, Corporate Governance, Tax Credits
Education
Georgetown University Law Center 2003 — 2006
Cornell University 1998 — 2002
B.A., English, Economics and Sociology
Akiba
Philip Khinda's US Securities and Exchange Commission Experience 1992 - 1996
Job Chair, Ethics and Investigations Subcommittee, ABA Corporate Governance Committeee
Industry Law Practice
Experience
ABA Corporate Governance Committee 2014 - Present
Steptoe & Johnson LLP 2008 - Present
Ethics and Investigations Subcommitee, ABA Corporate Governance Committee 2008 - Present
Georgetown University 1999 - Present
US Securities and Exchange Commission 1992 - 1996
Morgan Stanley 1987 - 1989
Education
Columbia Law School 1989 — 1992
jd
Columbia University in the City of New York 1982 — 1986
ba, political science
Stuyvesant High School 1978 — 1982
ABA Corporate Governance Committee 2014 - Present
Steptoe & Johnson LLP 2008 - Present
Ethics and Investigations Subcommitee, ABA Corporate Governance Committee 2008 - Present
Georgetown University 1999 - Present
US Securities and Exchange Commission 1992 - 1996
Morgan Stanley 1987 - 1989
Education
Columbia Law School 1989 — 1992
jd
Columbia University in the City of New York 1982 — 1986
ba, political science
Stuyvesant High School 1978 — 1982
Howard Fischer's US Securities and Exchange Commission Experience February 2010 - Present
Job at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission February 2010 - Present
Schindler Cohen & Hochman LLP August 1999 - 2010
Katten Muchin Rosenman LLP 1995 - 1999
Debevoise & Plimpton 1994 - 1995
US FEDERAL GOVERNMENT 1993 - 1994
Education
Columbia Law School 1988 — 1992
Yale University 1984 — 1988
BA, Philosophy
US Securities and Exchange Commission February 2010 - Present
Schindler Cohen & Hochman LLP August 1999 - 2010
Katten Muchin Rosenman LLP 1995 - 1999
Debevoise & Plimpton 1994 - 1995
US FEDERAL GOVERNMENT 1993 - 1994
Education
Columbia Law School 1988 — 1992
Yale University 1984 — 1988
BA, Philosophy
Edward T. Moy's US Securities and Exchange Commission Experience 2009 - Present
Job Senior Specialized Examiner at US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission 2009 - Present
Standard & Poor's 2001 - 2008
Tudor Software LLC (subsidiary of Tudor Investment Corporation) 1995 - 1996
Rosenman & Colin LLP (N/K/A Katten Muchin Rosenman LLP) 1992 - 1995
Skills
Derivatives, Hedge Funds, Structured Products, Structured Finance, CDO, Securitization, Trading Strategies, Financial Markets, Credit Derivatives, Trading Systems, Asset Management, Equity Derivatives, Options, Credit Risk, Technical Analysis, Corporate Law, Risk Management, Licensing Negotiations, IP transactions, Fixed Income, Securities, Swaps, Capital Markets, Credit, Alternative Investments, Investment Advisory, Financial Engineering, Private Equity, Portfolio Management, Financial Modeling
Education
Columbia Engineering
Master of Science, Computer Science
Columbia Engineering
Bachelor of Science, Computer Science
New York University School of Law
Juris Doctor
US Securities and Exchange Commission 2009 - Present
Standard & Poor's 2001 - 2008
Tudor Software LLC (subsidiary of Tudor Investment Corporation) 1995 - 1996
Rosenman & Colin LLP (N/K/A Katten Muchin Rosenman LLP) 1992 - 1995
Skills
Derivatives, Hedge Funds, Structured Products, Structured Finance, CDO, Securitization, Trading Strategies, Financial Markets, Credit Derivatives, Trading Systems, Asset Management, Equity Derivatives, Options, Credit Risk, Technical Analysis, Corporate Law, Risk Management, Licensing Negotiations, IP transactions, Fixed Income, Securities, Swaps, Capital Markets, Credit, Alternative Investments, Investment Advisory, Financial Engineering, Private Equity, Portfolio Management, Financial Modeling
Education
Columbia Engineering
Master of Science, Computer Science
Columbia Engineering
Bachelor of Science, Computer Science
New York University School of Law
Juris Doctor
Jim Kaput's US Securities and Exchange Commission Experience 2008 - 2009
Job Senior Vice President and General Counsel, Zebra Technologies Corporation
Industry Law Practice
Experience
Zebra Technologies Corporation August 2009 - Present
US Securities and Exchange Commission 2008 - 2009
The ServiceMaster Company 2000 - 2007
Sidley Austin LLP 1994 - 2000
Sidley Austin LLP 1987 - 1994
Education
Cornell Law School
J.D., Law
University of Pennsylvania - The Wharton School
B.S., Finance
Zebra Technologies Corporation August 2009 - Present
US Securities and Exchange Commission 2008 - 2009
The ServiceMaster Company 2000 - 2007
Sidley Austin LLP 1994 - 2000
Sidley Austin LLP 1987 - 1994
Education
Cornell Law School
J.D., Law
University of Pennsylvania - The Wharton School
B.S., Finance
H. David Kotz's US Securities and Exchange Commission Experience December 2007 - January 2012
Job Managing Director at Berkeley Research Group LLC
Industry Management Consulting
Experience
Berkeley Research Group LLC August 2012 - Present
Gryphon Strategies January 2012 - August 2012
US Securities and Exchange Commission December 2007 - January 2012
Peace Corps 2005 - 2007
Peace Corps 2002 - 2005
Skills
Criminal Law, Fraud, Litigation, International Relations, Legal Writing, Legal Research, Internal Investigations, Public Policy, Strategy, Government, Certified Fraud Examiner, Commercial Litigation, Arbitration, Private Investigations, FCPA, Policy Analysis, Policy, Defense, Securities Regulation, Litigation Support
Education
Cornell Law School 1987 — 1990
J.D., Law
Berkeley Research Group LLC August 2012 - Present
Gryphon Strategies January 2012 - August 2012
US Securities and Exchange Commission December 2007 - January 2012
Peace Corps 2005 - 2007
Peace Corps 2002 - 2005
Skills
Criminal Law, Fraud, Litigation, International Relations, Legal Writing, Legal Research, Internal Investigations, Public Policy, Strategy, Government, Certified Fraud Examiner, Commercial Litigation, Arbitration, Private Investigations, FCPA, Policy Analysis, Policy, Defense, Securities Regulation, Litigation Support
Education
Cornell Law School 1987 — 1990
J.D., Law
Joshua Harman's US Securities and Exchange Commission Experience May 2005 - August 2005
Job Attorney at Montgomery County
Industry Government Administration
Experience
Montgomery County Government June 2014 - Present
Pennsylvania Office of General Counsel September 2008 - Present
Philadelphia Law Department January 2007 - September 2008
US Securities and Exchange Commission May 2005 - August 2005
New York County District Attorney's Office September 2004 - December 2004
Philadelphia District Attorney's Office May 2004 - August 2004
Skills
Legal Research, Legal Writing, Commercial Litigation, Public Records, Litigation, Privacy Law, Healthcare Law, Medicaid, HIPAA, FOIA, 457 Plans, Pension Plans, Procurement, Government Procurement, Records Management, Computer Science, Computer Security, Computer Crime, White Collar Crime, JavaScript, C++, Policy Analysis, Public Policy
Education
Columbia University School of Law 2003 — 2006
JD, Common Law
Yale University 2002 — 2003
M.S., Computer Science
New York University 1997 — 2001
B.A., Honors Computer Science
Montgomery County Government June 2014 - Present
Pennsylvania Office of General Counsel September 2008 - Present
Philadelphia Law Department January 2007 - September 2008
US Securities and Exchange Commission May 2005 - August 2005
New York County District Attorney's Office September 2004 - December 2004
Philadelphia District Attorney's Office May 2004 - August 2004
Skills
Legal Research, Legal Writing, Commercial Litigation, Public Records, Litigation, Privacy Law, Healthcare Law, Medicaid, HIPAA, FOIA, 457 Plans, Pension Plans, Procurement, Government Procurement, Records Management, Computer Science, Computer Security, Computer Crime, White Collar Crime, JavaScript, C++, Policy Analysis, Public Policy
Education
Columbia University School of Law 2003 — 2006
JD, Common Law
Yale University 2002 — 2003
M.S., Computer Science
New York University 1997 — 2001
B.A., Honors Computer Science
Laura Pruitt's US Securities and Exchange Commission Experience January 1998 - May 2001
Job Partner, BrokerDealer Regulation, at Alston & Bird LLP
Industry Law Practice
Experience
Alston & Bird LLP August 2012 - Present
Schiff Hardin LLP May 2001 - August 2012
US Securities and Exchange Commission January 1998 - May 2001
US Securities and Exchange Commission November 1994 - December 1997
Rogers & Wells October 1987 - October 1994
Skills
Securities, Internal Investigations, Arbitration, Equity Trading, AML, Trading, Electronic Trading, Securities Regulation, Legal Compliance
Education
Columbia Law School 1984 — 1987
J.D., Law
Harvard University 1980 — 1984
A.B., Sociology
Alston & Bird LLP August 2012 - Present
Schiff Hardin LLP May 2001 - August 2012
US Securities and Exchange Commission January 1998 - May 2001
US Securities and Exchange Commission November 1994 - December 1997
Rogers & Wells October 1987 - October 1994
Skills
Securities, Internal Investigations, Arbitration, Equity Trading, AML, Trading, Electronic Trading, Securities Regulation, Legal Compliance
Education
Columbia Law School 1984 — 1987
J.D., Law
Harvard University 1980 — 1984
A.B., Sociology
Srinivas Bangarbale's US Securities and Exchange Commission Experience 2011 - October 2011
Job Chief Data Officer at Commodity Futures Trading Commission
Industry Information Technology and Services
Experience
Commodity Futures Trading Commission October 2011 - Present
US Securities and Exchange Commission 2011 - October 2011
US Securities and Exchange Commission 2007 - 2010
US Securities and Exchange Commission 2004 - 2006
NARA 2003 - 2004
Lockheed Martin Information Technology 2001 - 2003
Corio 1999 - 2001
PwC Consulting 1998 - 1999
NASD 1995 - 1998
Skills
IT Strategy, Software Development, Enterprise Architecture
Education
Columbia University - Columbia Business School 2004 — 2006
MBA, Management, Finance
Villanova University 1991 — 1993
MS, Computer Science
Bangalore University Visvesvaraya College of Engineering 1982 — 1987
BE, Mechanical Engineering
National College
University of Pennsylvania - The Wharton School
Commodity Futures Trading Commission October 2011 - Present
US Securities and Exchange Commission 2011 - October 2011
US Securities and Exchange Commission 2007 - 2010
US Securities and Exchange Commission 2004 - 2006
NARA 2003 - 2004
Lockheed Martin Information Technology 2001 - 2003
Corio 1999 - 2001
PwC Consulting 1998 - 1999
NASD 1995 - 1998
Skills
IT Strategy, Software Development, Enterprise Architecture
Education
Columbia University - Columbia Business School 2004 — 2006
MBA, Management, Finance
Villanova University 1991 — 1993
MS, Computer Science
Bangalore University Visvesvaraya College of Engineering 1982 — 1987
BE, Mechanical Engineering
National College
University of Pennsylvania - The Wharton School
Carlos Maymi's US Securities and Exchange Commission Experience December 2011 - Present
Job Exam Manager at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission December 2011 - Present
U.S. Central Command March 2010 - September 2011
National Security Agency May 2008 - November 2009
Moody's Investors Service September 2001 - December 2007
Salomon Smith Barney February 2000 - May 2001
UBS Investment Bank April 1996 - September 1999
Skills
Securitization, Credit Analysis, Risk Management, Analysis, Fixed Income, Capital Markets
Education
New York University - Leonard N. Stern School of Business 1997 — 2000
MBA, Finance
Cornell University 1986 — 2000
Bachelor of Arts, Mathematics
Universidad de Puerto Rico 1993 — 1996
Mathematics, Physics
US Securities and Exchange Commission December 2011 - Present
U.S. Central Command March 2010 - September 2011
National Security Agency May 2008 - November 2009
Moody's Investors Service September 2001 - December 2007
Salomon Smith Barney February 2000 - May 2001
UBS Investment Bank April 1996 - September 1999
Skills
Securitization, Credit Analysis, Risk Management, Analysis, Fixed Income, Capital Markets
Education
New York University - Leonard N. Stern School of Business 1997 — 2000
MBA, Finance
Cornell University 1986 — 2000
Bachelor of Arts, Mathematics
Universidad de Puerto Rico 1993 — 1996
Mathematics, Physics
Jason Breeding's US Securities and Exchange Commission Experience July 2010 - January 2015
Job CCO and Legal Counsel at Marcato
Industry Law Practice
Experience
Marcato Capital Management January 2015 - Present
US Securities and Exchange Commission July 2010 - January 2015
Skadden Arps Slate Meagher & Flom September 2008 - July 2010
Small Auditing Firm January 2002 - December 2006
Skills
Litigation, Securities Regulation, Law Enforcement, White Collar Criminal..., Securities Law, Securities Litigation, Securities, Corporate Law, Commercial Litigation, Contract Litigation, Legal Research, Legal Writing, Arbitration, Corporate Governance, Civil Litigation, Competition Law, Enforcement, Licensing, Class Actions, Bankruptcy, Joint Ventures, Privacy Law, Appeals, Trials, Westlaw, Mergers & Acquisitions, Employment Law, Litigation Support, International Law, Courts, Private Equity, Investigation
Education
Columbia University School of Law 2005 — 2008
J.D.
Georgetown University Law Center 2012 — 2014
Certificate, Securities and Financial Regulation
University of California, Berkeley - Walter A. Haas School of Business
B.S., Business Administration
Jesuit High School
Marcato Capital Management January 2015 - Present
US Securities and Exchange Commission July 2010 - January 2015
Skadden Arps Slate Meagher & Flom September 2008 - July 2010
Small Auditing Firm January 2002 - December 2006
Skills
Litigation, Securities Regulation, Law Enforcement, White Collar Criminal..., Securities Law, Securities Litigation, Securities, Corporate Law, Commercial Litigation, Contract Litigation, Legal Research, Legal Writing, Arbitration, Corporate Governance, Civil Litigation, Competition Law, Enforcement, Licensing, Class Actions, Bankruptcy, Joint Ventures, Privacy Law, Appeals, Trials, Westlaw, Mergers & Acquisitions, Employment Law, Litigation Support, International Law, Courts, Private Equity, Investigation
Education
Columbia University School of Law 2005 — 2008
J.D.
Georgetown University Law Center 2012 — 2014
Certificate, Securities and Financial Regulation
University of California, Berkeley - Walter A. Haas School of Business
B.S., Business Administration
Jesuit High School
Carmen Lawrence's US Securities and Exchange Commission Experience 1995 - 2000
Job Partner at Fried Frank
Industry Law Practice
Experience
Fried Frank September 2000 - Present
US Securities and Exchange Commission 1995 - 2000
Education
University of Michigan Law School 1978 — 1981
Cornell University 1974 — 1978
Fried Frank September 2000 - Present
US Securities and Exchange Commission 1995 - 2000
Education
University of Michigan Law School 1978 — 1981
Cornell University 1974 — 1978
Erik Nygaard's US Securities and Exchange Commission Experience September 2011 - December 2011
Job Associate at Federman Steifman LLP
Industry Law Practice
Experience
Federman Steifman LLP October 2013 - Present
Red Pine Capital Partners LLC October 2013 - Present
Kirkland & Ellis LLP October 2012 - October 2013
US Securities and Exchange Commission September 2011 - December 2011
Kirkland & Ellis LLP May 2011 - August 2011
The Office of Senator Kirsten E. Gillibrand May 2010 - August 2010
Federman Steifman LLP May 2010 - August 2010
The Office of Senator Kirsten E. Gillibrand March 2009 - August 2009
Bear Stearns May 2007 - August 2007
Bear Stearns June 2006 - August 2006
Skills
Dress for Success, International Law, Securities Regulation, Corporate Finance, Mergers & Acquisitions, Real Estate Transactions, Corporate Law
Education
Fordham University School of Law 2009 — 2012
Doctor of Law (J.D.)
Columbia University in the City of New York 2005 — 2008
Bachelor of Arts (B.A.), History
Federman Steifman LLP October 2013 - Present
Red Pine Capital Partners LLC October 2013 - Present
Kirkland & Ellis LLP October 2012 - October 2013
US Securities and Exchange Commission September 2011 - December 2011
Kirkland & Ellis LLP May 2011 - August 2011
The Office of Senator Kirsten E. Gillibrand May 2010 - August 2010
Federman Steifman LLP May 2010 - August 2010
The Office of Senator Kirsten E. Gillibrand March 2009 - August 2009
Bear Stearns May 2007 - August 2007
Bear Stearns June 2006 - August 2006
Skills
Dress for Success, International Law, Securities Regulation, Corporate Finance, Mergers & Acquisitions, Real Estate Transactions, Corporate Law
Education
Fordham University School of Law 2009 — 2012
Doctor of Law (J.D.)
Columbia University in the City of New York 2005 — 2008
Bachelor of Arts (B.A.), History
Cheryl L. Linthicum's US Securities and Exchange Commission Experience August 2007 - August 2008
Job Associate Dean Executive Education & MBA, DirectorCenter Professional Excellence at University of Texas at San Antonio
Industry Accounting
Experience
University of Texas at San Antonio April 2014 - Present
The SEC Institute 2009 - Present
University of Texas - San Antonio January 1993 - Present
US Securities and Exchange Commission August 2007 - August 2008
US Securities and Exchange Commission August 2005 - August 2006
Skills
Higher Education, Financial Accounting, International Accounting, IFRS, SEC reporting, GAAP, US GAAP, Corporate Finance, SEC filings, Financial Reporting, Sarbanes-Oxley Act, Internal Controls, Leadership, Accounting, Auditing, Financial Analysis
Education
Colorado State University
Bachelor of Science, Agricultural Industries Management
Oklahoma State University
PhD, Accounting
University of Texas at San Antonio April 2014 - Present
The SEC Institute 2009 - Present
University of Texas - San Antonio January 1993 - Present
US Securities and Exchange Commission August 2007 - August 2008
US Securities and Exchange Commission August 2005 - August 2006
Skills
Higher Education, Financial Accounting, International Accounting, IFRS, SEC reporting, GAAP, US GAAP, Corporate Finance, SEC filings, Financial Reporting, Sarbanes-Oxley Act, Internal Controls, Leadership, Accounting, Auditing, Financial Analysis
Education
Colorado State University
Bachelor of Science, Agricultural Industries Management
Oklahoma State University
PhD, Accounting
Gregory Glynn's US Securities and Exchange Commission Experience June 1997 - September 2011
Job Retired Senior Trial Counsel at US Securities and Exchange Commission
Industry Legal Services
Experience
October 2011 - Present
US Securities and Exchange Commission June 1997 - September 2011
United States Securities and Exchange Commission 1997 - September 2011
Skills
White Collar Criminal..., Securities Litigation, Securities Law, Securities Regulation, Fraud, Administrative Law, FCPA, Internal Investigations, Corporate Governance, Civil Litigation, Litigation, Trials, Appeals, Commercial Litigation, Criminal Law, Arbitration, Litigation Support, Courts
Education
Yale Law School 1963 — 1966
LL.B.
College of the Holy Cross
B.S.
University of California, Los Angeles
University of California, Los Angeles
University of California, Los Angeles
October 2011 - Present
US Securities and Exchange Commission June 1997 - September 2011
United States Securities and Exchange Commission 1997 - September 2011
Skills
White Collar Criminal..., Securities Litigation, Securities Law, Securities Regulation, Fraud, Administrative Law, FCPA, Internal Investigations, Corporate Governance, Civil Litigation, Litigation, Trials, Appeals, Commercial Litigation, Criminal Law, Arbitration, Litigation Support, Courts
Education
Yale Law School 1963 — 1966
LL.B.
College of the Holy Cross
B.S.
University of California, Los Angeles
University of California, Los Angeles
University of California, Los Angeles
Yuliya Neverova's US Securities and Exchange Commission Experience May 2013 - August 2013
Job J.D. Candidate at Cornell Law School
Industry Law Practice
Experience
Sullivan & Cromwell LLP May 2014 - August 2014
US Securities and Exchange Commission May 2013 - August 2013
Deutsche Bank July 2010 - August 2012
Education
Cornell Law School 2012 — 2015
Doctor of Law (J.D.)
Cornell University 2006 — 2010
B.A., Economics, Law & Society
Bergen County Academies 2002 — 2006
Sullivan & Cromwell LLP May 2014 - August 2014
US Securities and Exchange Commission May 2013 - August 2013
Deutsche Bank July 2010 - August 2012
Education
Cornell Law School 2012 — 2015
Doctor of Law (J.D.)
Cornell University 2006 — 2010
B.A., Economics, Law & Society
Bergen County Academies 2002 — 2006
Ayesha Chatterjee's US Securities and Exchange Commission Experience June 2004 - July 2004
Job Associate at Gibson, Dunn & Crutcher LLP
Industry Law Practice
Experience
Gibson, Dunn & Crutcher LLP October 2011 - Present
Gibson, Dunn & Crutcher LLP May 2010 - July 2010
US Department of Labor May 2009 - July 2009
Deutsche Bank Securities August 2006 - July 2008
Citigroup Capital Markets May 2005 - August 2005
US Securities and Exchange Commission June 2004 - July 2004
Education
Columbia University School of Law 2008 — 2011
JD
University of Pennsylvania 2002 — 2006
BS and BA, Finance, Business & Public Policy, International Studies
Gibson, Dunn & Crutcher LLP October 2011 - Present
Gibson, Dunn & Crutcher LLP May 2010 - July 2010
US Department of Labor May 2009 - July 2009
Deutsche Bank Securities August 2006 - July 2008
Citigroup Capital Markets May 2005 - August 2005
US Securities and Exchange Commission June 2004 - July 2004
Education
Columbia University School of Law 2008 — 2011
JD
University of Pennsylvania 2002 — 2006
BS and BA, Finance, Business & Public Policy, International Studies
Deborah Meshulam's US Securities and Exchange Commission Experience June 1990 - September 1997
Job Partner at DLA Piper
Industry Law Practice
Experience
DLA Piper September 1997 - Present
US Securities and Exchange Commission June 1990 - September 1997
Skills
Securities Regulation, Securities Litigation, FCPA, Litigation, Commercial Litigation, Internal Investigations, White Collar Criminal..., Corporate Governance, Class Actions, Arbitration, Corporate Law, Joint Ventures, Appeals, Intellectual Property, International Law, Privacy Law, Competition Law, Civil Litigation, Securities, Business Litigation, Restructuring, Trial Practice, International..., Trials, Bankruptcy, Dispute Resolution, SEC, Cross-border..., Litigation Support
Education
Columbia University School of Law
Doctor of Law (J.D.)
University of Virginia
Bachelor of Arts (B.A.), Economics
DLA Piper September 1997 - Present
US Securities and Exchange Commission June 1990 - September 1997
Skills
Securities Regulation, Securities Litigation, FCPA, Litigation, Commercial Litigation, Internal Investigations, White Collar Criminal..., Corporate Governance, Class Actions, Arbitration, Corporate Law, Joint Ventures, Appeals, Intellectual Property, International Law, Privacy Law, Competition Law, Civil Litigation, Securities, Business Litigation, Restructuring, Trial Practice, International..., Trials, Bankruptcy, Dispute Resolution, SEC, Cross-border..., Litigation Support
Education
Columbia University School of Law
Doctor of Law (J.D.)
University of Virginia
Bachelor of Arts (B.A.), Economics
Ada Sarmento's US Securities and Exchange Commission Experience November 2012 - Present
Job Attorney at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission November 2012 - Present
World Fuel Services February 2008 - June 2012
Fulbright & Jaworski October 2003 - February 2008
Skills
Corporate Governance, Corporate Law, Legal Research, Securities, Legal Writing, Corporate Finance, Securities Offerings, Due Diligence, Mergers, Trademarks, Securities Disclosure, Mergers & Acquisitions, Commercial Litigation, Securities Regulation, Litigation, Intellectual Property, Licensing, International Law, Joint Ventures
Education
Cornell Law School 2000 — 2003
JD, Law
University of Florida 1995 — 1998
B.A., Political Science and French, Cum Laude
US Securities and Exchange Commission November 2012 - Present
World Fuel Services February 2008 - June 2012
Fulbright & Jaworski October 2003 - February 2008
Skills
Corporate Governance, Corporate Law, Legal Research, Securities, Legal Writing, Corporate Finance, Securities Offerings, Due Diligence, Mergers, Trademarks, Securities Disclosure, Mergers & Acquisitions, Commercial Litigation, Securities Regulation, Litigation, Intellectual Property, Licensing, International Law, Joint Ventures
Education
Cornell Law School 2000 — 2003
JD, Law
University of Florida 1995 — 1998
B.A., Political Science and French, Cum Laude
Kay Bondehagen's US Securities and Exchange Commission Experience July 1999 - May 2004
Job Independent Financial Regulatory Legal Services at USBANKREG.ORG
Industry Financial Services
Experience
BANKREG.US May 2009 - Present
Goodwin Procter LLP May 2004 - May 2009
US Securities and Exchange Commission July 1999 - May 2004
Office of the Comptroller of the Currency January 1990 - July 1999
Federal Reserve Board August 1983 - January 1990
Education
Columbia Law School
LL.M., Law
University of Wisconsin-Madison
B.A., J.D.
BANKREG.US May 2009 - Present
Goodwin Procter LLP May 2004 - May 2009
US Securities and Exchange Commission July 1999 - May 2004
Office of the Comptroller of the Currency January 1990 - July 1999
Federal Reserve Board August 1983 - January 1990
Education
Columbia Law School
LL.M., Law
University of Wisconsin-Madison
B.A., J.D.
Russ Mallett's US Securities and Exchange Commission Experience 1995 - 1997
Job Partner US Assurance, Banking & Capital Markets Leader
Industry Banking
Experience
PricewaterhouseCoopers 1984 - Present
US Securities and Exchange Commission 1995 - 1997
Skills
Banking, Capital Markets, Auditing, Accounting, SEC filings, Internal Controls, Financial Reporting, US GAAP
Education
Columbia Business School
Master of Business Administration (MBA), Finance
Lehigh University
Bachelor of Science (B.S.), Accounting and Finance
PricewaterhouseCoopers 1984 - Present
US Securities and Exchange Commission 1995 - 1997
Skills
Banking, Capital Markets, Auditing, Accounting, SEC filings, Internal Controls, Financial Reporting, US GAAP
Education
Columbia Business School
Master of Business Administration (MBA), Finance
Lehigh University
Bachelor of Science (B.S.), Accounting and Finance
Eileen Kuo's US Securities and Exchange Commission Experience May 2013 - August 2013
Job JD Candidate at Columbia Law School
Industry Law Practice
Experience
Paul Hastings May 2014 - December 2014
US Securities and Exchange Commission May 2013 - August 2013
Deloitte & Touche June 2011 - August 2011
Singapore Technologies Telemedia June 2010 - August 2010
Education
Columbia Law School 2012 — 2015
Juris Doctor (J.D.)
Sciences Po
Certificate in Global Business Law and Governance
University of Southern California - Marshall School of Business 2011 — 2012
Master of Business Taxation
University of Southern California 2008 — 2012
Bachelor of Science (BS)
Paul Hastings May 2014 - December 2014
US Securities and Exchange Commission May 2013 - August 2013
Deloitte & Touche June 2011 - August 2011
Singapore Technologies Telemedia June 2010 - August 2010
Education
Columbia Law School 2012 — 2015
Juris Doctor (J.D.)
Sciences Po
Certificate in Global Business Law and Governance
University of Southern California - Marshall School of Business 2011 — 2012
Master of Business Taxation
University of Southern California 2008 — 2012
Bachelor of Science (BS)
Jennifer Warne's US Securities and Exchange Commission Experience May 2011 - August 2011
Job Associate at Sullivan & Cromwell LLP
Industry Legal Services
Experience
Sullivan & Cromwell LLP September 2013 - Present
Sullivan & Cromwell LLP May 2012 - August 2012
US Securities and Exchange Commission May 2011 - August 2011
Pierce Law Group LLP June 2009 - August 2009
Sony Music Entertainment May 2008 - July 2008
Education
Columbia Law School 2010 — 2013
JD
Cornell University 2006 — 2010
Sullivan & Cromwell LLP September 2013 - Present
Sullivan & Cromwell LLP May 2012 - August 2012
US Securities and Exchange Commission May 2011 - August 2011
Pierce Law Group LLP June 2009 - August 2009
Sony Music Entertainment May 2008 - July 2008
Education
Columbia Law School 2010 — 2013
JD
Cornell University 2006 — 2010
Nancy Grunberg's US Securities and Exchange Commission Experience May 1996 - September 2002
Job Partner at McKenna Long & Aldridge LLP
Industry Law Practice
Experience
McKenna Long & Aldridge LLP May 2013 - Present
Venable LLP September 2002 - May 2013
US Securities and Exchange Commission May 1996 - September 2002
U.S. Securities and Exchange Commission, Division of Enforcement 2000 - 2002
Skills
White Collar Criminal..., Securities Regulation, FCPA, Securities Litigation, Enforcement, Litigation, Corporate Governance, Commercial Litigation, Trials, Fraud, Arbitration, Karate, Trade Secrets, Civil Litigation, Appeals, Business Litigation, Class Actions, Legal Research, Corporate Law, Administrative Law
Education
Columbia Law School 1976 — 1979
JD, Law
Stanford University 1971 — 1975
BA, History
McKenna Long & Aldridge LLP May 2013 - Present
Venable LLP September 2002 - May 2013
US Securities and Exchange Commission May 1996 - September 2002
U.S. Securities and Exchange Commission, Division of Enforcement 2000 - 2002
Skills
White Collar Criminal..., Securities Regulation, FCPA, Securities Litigation, Enforcement, Litigation, Corporate Governance, Commercial Litigation, Trials, Fraud, Arbitration, Karate, Trade Secrets, Civil Litigation, Appeals, Business Litigation, Class Actions, Legal Research, Corporate Law, Administrative Law
Education
Columbia Law School 1976 — 1979
JD, Law
Stanford University 1971 — 1975
BA, History
Leidy Valencia's US Securities and Exchange Commission Experience August 2011 - May 2013
Job Accelerated J.D. Candidate at Northwestern University School of Law
Industry Law Practice
Experience
Cleary Gottlieb Steen & Hamilton LLP July 2014 - July 2014
Cleary Gottlieb Steen & Hamilton LLP May 2014 - June 2014
US Securities and Exchange Commission August 2011 - May 2013
Cleary Gottlieb Steen & Hamilton LLP June 2009 - July 2011
Connecticut College 2007 - 2009
Skills
Research, Non-profits, Community Outreach, Editing, Legal Research, Public Policy, International Relations, Social Media, Westlaw, Fundraising, Economics, Nonprofits, Spanish, Legal Writing, Politics, Policy Analysis
Education
Northwestern University School of Law 2013 — 2015
Juris Doctor (J.D.)
Connecticut College 2005 — 2009
BA, Economics and International Relations
The Wheeler School 2001 — 2005
High School
Cleary Gottlieb Steen & Hamilton LLP July 2014 - July 2014
Cleary Gottlieb Steen & Hamilton LLP May 2014 - June 2014
US Securities and Exchange Commission August 2011 - May 2013
Cleary Gottlieb Steen & Hamilton LLP June 2009 - July 2011
Connecticut College 2007 - 2009
Skills
Research, Non-profits, Community Outreach, Editing, Legal Research, Public Policy, International Relations, Social Media, Westlaw, Fundraising, Economics, Nonprofits, Spanish, Legal Writing, Politics, Policy Analysis
Education
Northwestern University School of Law 2013 — 2015
Juris Doctor (J.D.)
Connecticut College 2005 — 2009
BA, Economics and International Relations
The Wheeler School 2001 — 2005
High School
Laurel Mitchell's US Securities and Exchange Commission Experience 1983 - 1987
Job Distinguished Professor of Accounting at University of Redlands
Industry Education Management
Experience
University of Redlands January 2015 - Present
The Capital Group Companies 2009 - Present
University of Redlands 2005 - January 2015
Pomona College and Occidental College 2001 - 2008
Claremont McKenna College 1994 - 2002
US Securities and Exchange Commission 1983 - 1987
KPMG 1977 - 1982
Education
Columbia Business School 1989 — 1995
Ph.D., Business-Accounting
William & Mary 1973 — 1977
Bachelor’s Degree, Accounting
University of Redlands January 2015 - Present
The Capital Group Companies 2009 - Present
University of Redlands 2005 - January 2015
Pomona College and Occidental College 2001 - 2008
Claremont McKenna College 1994 - 2002
US Securities and Exchange Commission 1983 - 1987
KPMG 1977 - 1982
Education
Columbia Business School 1989 — 1995
Ph.D., Business-Accounting
William & Mary 1973 — 1977
Bachelor’s Degree, Accounting
Christopher Pisacane's US Securities and Exchange Commission Experience June 2004 - August 2004
Job Law Clerk at Hon. Shirley Werner Kornreich
Industry Judiciary
Experience
Hon. Shirley Werner Kornreich May 2007 - Present
Pirro for Senate/Pirro for Attorney General October 2005 - December 2006
US Securities and Exchange Commission June 2004 - August 2004
Hon. Kevin Thomas Duffy, United States District Court, Southern District of New York June 2003 - August 2003
Wells Fargo & Co February 1999 - October 2001
Education
Syracuse University College of Law 2002 — 2005
J.D., cum laude, Law
Colgate University
Bachelor of Arts, Political Science
Hon. Shirley Werner Kornreich May 2007 - Present
Pirro for Senate/Pirro for Attorney General October 2005 - December 2006
US Securities and Exchange Commission June 2004 - August 2004
Hon. Kevin Thomas Duffy, United States District Court, Southern District of New York June 2003 - August 2003
Wells Fargo & Co February 1999 - October 2001
Education
Syracuse University College of Law 2002 — 2005
J.D., cum laude, Law
Colgate University
Bachelor of Arts, Political Science
Stuart T. Rebish's US Securities and Exchange Commission Experience September 1991 - September 1993
Job Director, UBS Financial Services Inc.
Industry Law Practice
Experience
UBS Financial Services Inc. May 2011 - Present
Bressler, Amery & Ross, P.C. May 2008 - May 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated May 2007 - May 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated May 2004 - May 2007
US Securities and Exchange Commission September 1991 - September 1993
Education
Columbia Law School 1988 — 1991
JD, Law
Georgetown University 1984 — 1988
BA, Economics
UBS Financial Services Inc. May 2011 - Present
Bressler, Amery & Ross, P.C. May 2008 - May 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated May 2007 - May 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated May 2004 - May 2007
US Securities and Exchange Commission September 1991 - September 1993
Education
Columbia Law School 1988 — 1991
JD, Law
Georgetown University 1984 — 1988
BA, Economics
Tom Kluck's US Securities and Exchange Commission Experience 2008 - Present
Job Legal Branch Chief Division of Corporation Finance
Industry Capital Markets
Experience
US Securities and Exchange Commission 2008 - Present
US Securities and Exchange Commission 2003 - 2008
Office of the Missouri Secretary of State 1997 - 2003
Walnut Street Securities (subsidiary of MetLife) December 1999 - April 2000
Faculty of management UK Bratislava 1995 - 1997
Detvai Ludik Maly Udvaros 1996 - 1996
Education
Georgetown University Law Center
Master of Laws (LL.M.), Securities and Financial Regulation
University of Tulsa College of Law
Doctor of Law (J.D.)
Missouri State University
Bachelor of Science (B.S.), Political Science
Columbia College
US Securities and Exchange Commission 2008 - Present
US Securities and Exchange Commission 2003 - 2008
Office of the Missouri Secretary of State 1997 - 2003
Walnut Street Securities (subsidiary of MetLife) December 1999 - April 2000
Faculty of management UK Bratislava 1995 - 1997
Detvai Ludik Maly Udvaros 1996 - 1996
Education
Georgetown University Law Center
Master of Laws (LL.M.), Securities and Financial Regulation
University of Tulsa College of Law
Doctor of Law (J.D.)
Missouri State University
Bachelor of Science (B.S.), Political Science
Columbia College
Jennifer Roeske's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Associate at Debevoise & Plimpton
Industry Law Practice
Experience
Debevoise & Plimpton October 2014 - Present
Debevoise & Plimpton May 2013 - August 2013
St. John's University Securities Arbitration Clinic January 2013 - May 2013
US Securities and Exchange Commission May 2012 - August 2012
Kaufman Dolowich Voluck LLP June 2010 - September 2011
Skills
Westlaw, Legal Research, Legal Writing, Lexis, Research, Public Speaking
Education
Saint John's University School of Law 2011 — 2014
Doctor of Law (J.D.)
Georgetown University 2009 — 2011
Bachelor of Arts (BA), Major in Government, Minor in Economics
College of the Holy Cross 2007 — 2009
Political Science
Debevoise & Plimpton October 2014 - Present
Debevoise & Plimpton May 2013 - August 2013
St. John's University Securities Arbitration Clinic January 2013 - May 2013
US Securities and Exchange Commission May 2012 - August 2012
Kaufman Dolowich Voluck LLP June 2010 - September 2011
Skills
Westlaw, Legal Research, Legal Writing, Lexis, Research, Public Speaking
Education
Saint John's University School of Law 2011 — 2014
Doctor of Law (J.D.)
Georgetown University 2009 — 2011
Bachelor of Arts (BA), Major in Government, Minor in Economics
College of the Holy Cross 2007 — 2009
Political Science
Laura Bath's US Securities and Exchange Commission Experience May 2008 - August 2008
Job Tax Senior, Multistate Tax Services at Deloitte Tax LLP
Industry Accounting
Experience
Deloitte Tax LLP January 2012 - Present
Bath Law Firm August 2009 - December 2011
Emergency Medical Services Corporation January 2009 - April 2009
US Securities and Exchange Commission May 2008 - August 2008
Colorado State Attorney General January 2008 - May 2008
Lipper, A Thomson Reuters Company August 2004 - July 2006
Education
University of Denver 2011 — 2011
LL.M. Taxation, Graduate Tax Program
University of Denver - Sturm College of Law 2006 — 2009
J.D.
Colorado State University 2000 — 2004
B.S. Business Administration, Finance
Deloitte Tax LLP January 2012 - Present
Bath Law Firm August 2009 - December 2011
Emergency Medical Services Corporation January 2009 - April 2009
US Securities and Exchange Commission May 2008 - August 2008
Colorado State Attorney General January 2008 - May 2008
Lipper, A Thomson Reuters Company August 2004 - July 2006
Education
University of Denver 2011 — 2011
LL.M. Taxation, Graduate Tax Program
University of Denver - Sturm College of Law 2006 — 2009
J.D.
Colorado State University 2000 — 2004
B.S. Business Administration, Finance
Brian Kabosius's US Securities and Exchange Commission Experience November 2010 - June 2011
Job Project Manager
Industry Legal Services
Experience
AlphaLit June 2011 - July 2015
US Securities and Exchange Commission November 2010 - June 2011
Dechert LLP August 2005 - June 2010
The Honorable Jeffrey P. Minehart - Philadelphia County Court of Common Pleas May 2003 - August 2003
Skills
DBMS, Litigation Support, Westlaw, Legal Writing, Legal Research, Document Review, Litigation, Legal Assistance, Wordperfect, Intellectual Property, Commercial Litigation
Education
Community College of Philadelphia 2004 — 2005
Associate of Applied Science, Paralegal Studies
Drexel University 1998 — 2003
Bachelor of Science, Business Administration, Accounting
AlphaLit June 2011 - July 2015
US Securities and Exchange Commission November 2010 - June 2011
Dechert LLP August 2005 - June 2010
The Honorable Jeffrey P. Minehart - Philadelphia County Court of Common Pleas May 2003 - August 2003
Skills
DBMS, Litigation Support, Westlaw, Legal Writing, Legal Research, Document Review, Litigation, Legal Assistance, Wordperfect, Intellectual Property, Commercial Litigation
Education
Community College of Philadelphia 2004 — 2005
Associate of Applied Science, Paralegal Studies
Drexel University 1998 — 2003
Bachelor of Science, Business Administration, Accounting
James Erselius's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Associate at Latham & Watkins
Industry Law Practice
Experience
Latham & Watkins October 2014 - Present
United States Attorney's Office, Eastern District of New York January 2014 - May 2014
Latham & Watkins May 2013 - July 2013
US Securities and Exchange Commission May 2012 - August 2012
PricewaterhouseCoopers September 2009 - May 2011
Education
Columbia Law School 2011 — 2014
JD
University of California, Los Angeles 2005 — 2009
BA
Latham & Watkins October 2014 - Present
United States Attorney's Office, Eastern District of New York January 2014 - May 2014
Latham & Watkins May 2013 - July 2013
US Securities and Exchange Commission May 2012 - August 2012
PricewaterhouseCoopers September 2009 - May 2011
Education
Columbia Law School 2011 — 2014
JD
University of California, Los Angeles 2005 — 2009
BA
Dan Kotowski's US Securities and Exchange Commission Experience June 2008 - August 2008
Job
Industry Information Technology and Services
Experience
Enova March 2015 - Present
College of DuPage August 2014 - Present
Enova August 2014 - Present
Self-Employed May 2007 - August 2014
Blue Horseshoe June 2011 - January 2013
US Securities and Exchange Commission June 2008 - August 2008
College of DuPage - Career Services May 2007 - May 2008
Skills
Ruby, Ruby on Rails, Microsoft SQL Server, PostgreSQL, jQuery, C#, SQL, JavaScript, ASP.NET MVC, VB.NET, Java, Microsoft Office, MySQL
Education
Indiana University Bloomington 2009 — 2011
Bachelors, Informatics
College of DuPage 2007 — 2009
Computer Information Systems
Enova March 2015 - Present
College of DuPage August 2014 - Present
Enova August 2014 - Present
Self-Employed May 2007 - August 2014
Blue Horseshoe June 2011 - January 2013
US Securities and Exchange Commission June 2008 - August 2008
College of DuPage - Career Services May 2007 - May 2008
Skills
Ruby, Ruby on Rails, Microsoft SQL Server, PostgreSQL, jQuery, C#, SQL, JavaScript, ASP.NET MVC, VB.NET, Java, Microsoft Office, MySQL
Education
Indiana University Bloomington 2009 — 2011
Bachelors, Informatics
College of DuPage 2007 — 2009
Computer Information Systems
Benjamin Faulkner's US Securities and Exchange Commission Experience May 2013 - Present
Job AttorneyAdviser at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission May 2013 - Present
Citigroup Global Markets Inc. April 2007 - May 2013
NHL Enterprises, L.P. 2006 - 2007
Cleary Gottlieb Steen & Hamilton LLP 2003 - 2006
Judge Joseph Irenas, U.S. District Court for the District of New Jersey August 2002 - August 2003
Education
University of Michigan Law School 1999 — 2002
J.D.
Cornell University 1993 — 1996
B.S., Policy Analysis
US Securities and Exchange Commission May 2013 - Present
Citigroup Global Markets Inc. April 2007 - May 2013
NHL Enterprises, L.P. 2006 - 2007
Cleary Gottlieb Steen & Hamilton LLP 2003 - 2006
Judge Joseph Irenas, U.S. District Court for the District of New Jersey August 2002 - August 2003
Education
University of Michigan Law School 1999 — 2002
J.D.
Cornell University 1993 — 1996
B.S., Policy Analysis
Koji Felton's US Securities and Exchange Commission Experience November 1992 - June 1998
Job Mutual Fund Independent Trustee at Series Portfolio Trust
Industry Legal Services
Experience
Series Portfolio Trust September 2015 - Present
Kohlberg Kravis Roberts January 2013 - July 2015
Dechert LLP August 2011 - January 2013
Charles Schwab June 1998 - March 2011
US Securities and Exchange Commission November 1992 - June 1998
Shearman & Sterling LLP September 1986 - November 1992
Skills
Securities Regulation, Securities, Investment Advisers Act, Securities Litigation, Investment Company Act, Corporate Governance
Education
Columbia University School of Law 1983 — 1986
J.D.
Harvard College 1979 — 1983
A.B., Government
Series Portfolio Trust September 2015 - Present
Kohlberg Kravis Roberts January 2013 - July 2015
Dechert LLP August 2011 - January 2013
Charles Schwab June 1998 - March 2011
US Securities and Exchange Commission November 1992 - June 1998
Shearman & Sterling LLP September 1986 - November 1992
Skills
Securities Regulation, Securities, Investment Advisers Act, Securities Litigation, Investment Company Act, Corporate Governance
Education
Columbia University School of Law 1983 — 1986
J.D.
Harvard College 1979 — 1983
A.B., Government
Charles S. Wilson's US Securities and Exchange Commission Experience May 2013 - Present
Job Division of Trading and Markets, US Securities and Exchange Commission
Industry Capital Markets
Experience
US Securities and Exchange Commission May 2013 - Present
Morgan Stanley 2001 - April 2012
Morgan Stanley 1997 - 2001
Dean Witter, Discover & Co. 1993 - 1997
Dean Witter, Discover & Co. 1989 - 1993
Skills
Capital Markets, Risk Management, Regulatory Submissions, Corporate Finance, Money Markets, Project Management, Interest Rate Risk..., FX Hedging, Liquidity Management, Bank Financing, Asset Liability..., Team Management, Capital Management, Spin-offs, Financial Planning, Financial Forecasting, Structured Finance, Money Market, ALM, Strategy, Finance, Treasury, Securitization, Securities, Strategic Financial..., Trading, Cash Management, Portfolio Management, Hedge Funds, Funding, Forecasting, Market Risk, Financial Risk, Currency, Interest Rate...
Education
Columbia University - Columbia Business School
Master of Business Administration (MBA), Finance, General
Rutgers University - Rutgers College
Bachelor of Arts (B.A.), Economics, Magna Cum Laude
US Securities and Exchange Commission May 2013 - Present
Morgan Stanley 2001 - April 2012
Morgan Stanley 1997 - 2001
Dean Witter, Discover & Co. 1993 - 1997
Dean Witter, Discover & Co. 1989 - 1993
Skills
Capital Markets, Risk Management, Regulatory Submissions, Corporate Finance, Money Markets, Project Management, Interest Rate Risk..., FX Hedging, Liquidity Management, Bank Financing, Asset Liability..., Team Management, Capital Management, Spin-offs, Financial Planning, Financial Forecasting, Structured Finance, Money Market, ALM, Strategy, Finance, Treasury, Securitization, Securities, Strategic Financial..., Trading, Cash Management, Portfolio Management, Hedge Funds, Funding, Forecasting, Market Risk, Financial Risk, Currency, Interest Rate...
Education
Columbia University - Columbia Business School
Master of Business Administration (MBA), Finance, General
Rutgers University - Rutgers College
Bachelor of Arts (B.A.), Economics, Magna Cum Laude
Claude Roumer's US Securities and Exchange Commission Experience February 2008 - Present
Job Armed Guard at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission February 2008 - Present
Education
Columbia University in the City of New York 1999 — 2001
computer information system, Computer and Information Sciences and Support Services
US Securities and Exchange Commission February 2008 - Present
Education
Columbia University in the City of New York 1999 — 2001
computer information system, Computer and Information Sciences and Support Services
Steven Wallman's US Securities and Exchange Commission Experience July 1994 - November 1997
Job CEO, FOLIOfn, Inc. and Founder, Folio Investing
Industry Financial Services
Experience
Folio Investing November 1997 - Present
U.S. Securities and Exchange Commission, Investor Advisory Committee April 2012 - Present
FOLIOfn, Inc. 1998 - Present
Vistage International 2009 - Present
US Securities and Exchange Commission July 1994 - November 1997
Covington & Burling September 1978 - July 1994
Education
Columbia Law School 1975 — 1978
Doctor of Law (J.D.)
Massachusetts Institute of Technology 1975 — 1976
Master of Science (MS), Management
Massachusetts Institute of Technology 1971 — 1975
Bachelor of Science (B.S.), Urban Studies and Planning
Folio Investing November 1997 - Present
U.S. Securities and Exchange Commission, Investor Advisory Committee April 2012 - Present
FOLIOfn, Inc. 1998 - Present
Vistage International 2009 - Present
US Securities and Exchange Commission July 1994 - November 1997
Covington & Burling September 1978 - July 1994
Education
Columbia Law School 1975 — 1978
Doctor of Law (J.D.)
Massachusetts Institute of Technology 1975 — 1976
Master of Science (MS), Management
Massachusetts Institute of Technology 1971 — 1975
Bachelor of Science (B.S.), Urban Studies and Planning
Anna Tkacheva's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Law Clerk at Hunton & Williams LLP
Industry Law Practice
Experience
Hunton & Williams LLP October 2014 - Present
US Securities and Exchange Commission January 2014 - April 2014
Washington University School of Law January 2013 - December 2013
Edward Jones August 2013 - November 2013
Financial Industry Regulatory Authority (FINRA) May 2013 - July 2013
Washington University School of Law May 2012 - August 2012
Goodwin Procter LLP June 2007 - June 2009
Kings County District Attorney's Office May 2005 - August 2005
Skills
Policy, Trademarks, Securities Regulation, Securities Litigation, Investment Company Act, Corporate Law, Broker-Dealer, Securities Exchange Act..., Corporate Governance, Legal Research, Legal Writing, Analysis
Education
Washington University in St. Louis School of Law 2011 — 2014
Doctor of Law (JD)
Columbia University in the City of New York 2003 — 2007
Bachelor of Arts (BA), Classics and Classical Languages, Literatures, and Linguistics
Menlo School
Hunton & Williams LLP October 2014 - Present
US Securities and Exchange Commission January 2014 - April 2014
Washington University School of Law January 2013 - December 2013
Edward Jones August 2013 - November 2013
Financial Industry Regulatory Authority (FINRA) May 2013 - July 2013
Washington University School of Law May 2012 - August 2012
Goodwin Procter LLP June 2007 - June 2009
Kings County District Attorney's Office May 2005 - August 2005
Skills
Policy, Trademarks, Securities Regulation, Securities Litigation, Investment Company Act, Corporate Law, Broker-Dealer, Securities Exchange Act..., Corporate Governance, Legal Research, Legal Writing, Analysis
Education
Washington University in St. Louis School of Law 2011 — 2014
Doctor of Law (JD)
Columbia University in the City of New York 2003 — 2007
Bachelor of Arts (BA), Classics and Classical Languages, Literatures, and Linguistics
Menlo School
Department of Veterans Affairs
US Census Bureau
U.S. Department of Veterans Affairs
FDA
USAID
US Fish and Wildlife Service
TSA
Defense Logistics Agency