US Securities and Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Jurisdiction: United States of America Employees: 4,301 (2015) Headquarters: Washington, D.C., United States Founder: Franklin D. Roosevelt Founded: 6 June 1934
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US Securities and Exchange Commission Employees
Employee
Years
Job
Industry
Taylor N. Burras Taylor N. Burras's US Securities and Exchange Commission Experience June 2010 - August 2010
Job Hospitality Attorney at Michelman & Robinson, LLP; also focusing on Insurance Matters
Industry Legal Services
Experience
Michelman & Robinson, LLP August 2011 - Present
New Business Counseling Practicum January 2011 - May 2011
U.S. Securities and Exchange Commission June 2010 - August 2010
Bay Area Legal Aid January 2010 - April 2010
Children's Law Center of Los Angeles June 2009 - August 2009
Electro Rent Corporation July 2007 - August 2008
Skills
Legal Research, Legal Writing, Litigation, Westlaw, Commercial Litigation, Civil Litigation, Intellectual Property, Lexis, Trials, Trademarks, Courts, Hearings, Mediation, Employment Law
Education
University of California, Berkeley - School of Law 2008 — 2011
JD, Law
University of California, Los Angeles 2003 — 2007
BA, Psychology
Michelman & Robinson, LLP August 2011 - Present
New Business Counseling Practicum January 2011 - May 2011
U.S. Securities and Exchange Commission June 2010 - August 2010
Bay Area Legal Aid January 2010 - April 2010
Children's Law Center of Los Angeles June 2009 - August 2009
Electro Rent Corporation July 2007 - August 2008
Skills
Legal Research, Legal Writing, Litigation, Westlaw, Commercial Litigation, Civil Litigation, Intellectual Property, Lexis, Trials, Trademarks, Courts, Hearings, Mediation, Employment Law
Education
University of California, Berkeley - School of Law 2008 — 2011
JD, Law
University of California, Los Angeles 2003 — 2007
BA, Psychology
Ashley Yagla Ashley Yagla's US Securities and Exchange Commission Experience May 2014 - August 2014
Job J.D. Candidate at University of Georgia School of Law
Industry Law Practice
Experience
The Honorable David R. Sweat of the Superior Court of Athens-Clarke County January 2015 - April 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Senator Pat Toomey (R-PA) June 2012 - August 2012
Victoria's Secret May 2010 - February 2012
Skills
Legal Writing, Legal Research, Securities Fraud, Economic Policy, Politics, French
Education
University of Georgia School of Law 2013 — 2016
Doctor of Law (J.D.)
University of Notre Dame 2009 — 2013
Bachelor of Arts (B.A.), Economics, Pre-Professional Studies
The Honorable David R. Sweat of the Superior Court of Athens-Clarke County January 2015 - April 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Senator Pat Toomey (R-PA) June 2012 - August 2012
Victoria's Secret May 2010 - February 2012
Skills
Legal Writing, Legal Research, Securities Fraud, Economic Policy, Politics, French
Education
University of Georgia School of Law 2013 — 2016
Doctor of Law (J.D.)
University of Notre Dame 2009 — 2013
Bachelor of Arts (B.A.), Economics, Pre-Professional Studies
Rachel Weitzman Rachel Weitzman's US Securities and Exchange Commission Experience September 2014 - December 2014
Job Student at University of San Diego
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2014 - December 2014
Keesal, Young & Logan May 2014 - August 2014
United States Attorney's Office January 2014 - May 2014
University of San Diego School of Law August 2013 - May 2014
University of San Diego June 2013 - December 2013
United States Bankruptcy Court, Central District of California May 2013 - July 2013
Doan Law Firm, LLP December 2010 - June 2012
Education
University of San Diego 2012 — 2015
Doctor of Law (J.D.), Law
University of California, Santa Barbara 2004 — 2008
Bachelor of Arts (BA), Business Economics with Accounting
U.S. Securities and Exchange Commission September 2014 - December 2014
Keesal, Young & Logan May 2014 - August 2014
United States Attorney's Office January 2014 - May 2014
University of San Diego School of Law August 2013 - May 2014
University of San Diego June 2013 - December 2013
United States Bankruptcy Court, Central District of California May 2013 - July 2013
Doan Law Firm, LLP December 2010 - June 2012
Education
University of San Diego 2012 — 2015
Doctor of Law (J.D.), Law
University of California, Santa Barbara 2004 — 2008
Bachelor of Arts (BA), Business Economics with Accounting
Jamie Lacy Jamie Lacy's US Securities and Exchange Commission Experience August 2014 - December 2014
Job JD, MBA
Industry Legal Services
Experience
Greenberg & Weinmann January 2015 - Present
U.S. Securities and Exchange Commission August 2014 - December 2014
USC Gould School of Law June 2014 - October 2014
Financial Industry Regulatory Authority (FINRA) May 2014 - August 2014
USC Gould School of Law September 2013 - May 2014
Financial Industry Regulatory Authority (FINRA) May 2013 - August 2013
Berman, Berman, Berman, Schneider & Lowary LLP August 2011 - March 2012
University of California, Riverside May 2010 - August 2010
Family Law Assistance Center, Inc. September 2009 - January 2010
Berman, Berman, Berman, Schneider & Lowary LLP May 2008 - June 2009
Skills
Microsoft Excel, PowerPoint, Microsoft Office, Public Speaking, Microsoft Word, Teamwork, Legal Research, Legal Writing, Investigation, Securities Regulation, LexisNexis, Litigation, Westlaw, Civil Litigation, Courts, Legal Assistance, Hearings
Education
University of Southern California - Gould School of Law 2013 — 2015
Juris Doctor
University of California, Riverside - A. Gary Anderson Graduate School of Management 2009 — 2011
Master of Business Administration (MBA)
University of California, Riverside 2005 — 2009
Bachelor of Business Administration (BBA)
Duarte High School
Greenberg & Weinmann January 2015 - Present
U.S. Securities and Exchange Commission August 2014 - December 2014
USC Gould School of Law June 2014 - October 2014
Financial Industry Regulatory Authority (FINRA) May 2014 - August 2014
USC Gould School of Law September 2013 - May 2014
Financial Industry Regulatory Authority (FINRA) May 2013 - August 2013
Berman, Berman, Berman, Schneider & Lowary LLP August 2011 - March 2012
University of California, Riverside May 2010 - August 2010
Family Law Assistance Center, Inc. September 2009 - January 2010
Berman, Berman, Berman, Schneider & Lowary LLP May 2008 - June 2009
Skills
Microsoft Excel, PowerPoint, Microsoft Office, Public Speaking, Microsoft Word, Teamwork, Legal Research, Legal Writing, Investigation, Securities Regulation, LexisNexis, Litigation, Westlaw, Civil Litigation, Courts, Legal Assistance, Hearings
Education
University of Southern California - Gould School of Law 2013 — 2015
Juris Doctor
University of California, Riverside - A. Gary Anderson Graduate School of Management 2009 — 2011
Master of Business Administration (MBA)
University of California, Riverside 2005 — 2009
Bachelor of Business Administration (BBA)
Duarte High School
Kelley Sarussi Kelley Sarussi's US Securities and Exchange Commission Experience May 2015 - Present
Job Office of Compliance Inspections and Examinations Intern at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission May 2015 - Present
Student Dining and Residential Programs January 2014 - Present
Associates for Women's Health December 2013 - Present
Education
University of Illinois at Urbana-Champaign 2012 — 2016
Bachelor of Arts (B.A.)
U.S. Securities and Exchange Commission May 2015 - Present
Student Dining and Residential Programs January 2014 - Present
Associates for Women's Health December 2013 - Present
Education
University of Illinois at Urbana-Champaign 2012 — 2016
Bachelor of Arts (B.A.)
Jenna Disser's US Securities and Exchange Commission Experience January 2014 - April 2014
Job J.D. Candidate at University of Denver Sturm College of Law
Industry
Experience
The Gates Corporation Law ClerkLathrop & Gage LLPAugust 2014 - November 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
Lewis Brisbois Bisgaard & Smith LLP November 2014 - 2014
The Gates Corporation 2013 - 2013
Skills
Research, Legal Writing, Legal Research, Microsoft Office, Westlaw, Public Speaking, LexisNexis, Trademarks
Education
University of Denver - Sturm College of Law 2012 — 2015
The Gates Corporation Law ClerkLathrop & Gage LLPAugust 2014 - November 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
Lewis Brisbois Bisgaard & Smith LLP November 2014 - 2014
The Gates Corporation 2013 - 2013
Skills
Research, Legal Writing, Legal Research, Microsoft Office, Westlaw, Public Speaking, LexisNexis, Trademarks
Education
University of Denver - Sturm College of Law 2012 — 2015
Sharlene Abrams Sharlene Abrams's US Securities and Exchange Commission Experience April 2014 - June 2014
Job Paralegal at Brown White & Osborn LLP
Industry Legal Services
Experience
Brown White & Osborn LLP August 2014 - Present
U.S. Securities and Exchange Commission April 2014 - June 2014
Sunrise Real Estate Group October 2010 - April 2014
Skills
Real Estate, Litigation, Civil Litigation, Employment Law, Westlaw, Online Marketing, Commercial Real Estate, CaseMap, Pleadings, Personal Injury, Criminal Law, Civil Procedure, Courts, Document Review, Litigation Support, Microsoft Office, Legal Technology, Legal Research, Recommind, eDiscovery, Paralegals, Legal Documents, Lexis, Document Drafting, Legal Writing, Research, Legal Assistance, Trials, Microsoft Word, Outlook, LexisNexis
Education
University of California, Los Angeles, Extension
Certificate, Paralegal
University of California, Los Angeles
Bachelor of Arts (B.A.), Sociology
Brown White & Osborn LLP August 2014 - Present
U.S. Securities and Exchange Commission April 2014 - June 2014
Sunrise Real Estate Group October 2010 - April 2014
Skills
Real Estate, Litigation, Civil Litigation, Employment Law, Westlaw, Online Marketing, Commercial Real Estate, CaseMap, Pleadings, Personal Injury, Criminal Law, Civil Procedure, Courts, Document Review, Litigation Support, Microsoft Office, Legal Technology, Legal Research, Recommind, eDiscovery, Paralegals, Legal Documents, Lexis, Document Drafting, Legal Writing, Research, Legal Assistance, Trials, Microsoft Word, Outlook, LexisNexis
Education
University of California, Los Angeles, Extension
Certificate, Paralegal
University of California, Los Angeles
Bachelor of Arts (B.A.), Sociology
Nathaniel Vasel's US Securities and Exchange Commission Experience September 2015 - Present
Job Securities & Exchange Commission
Industry Venture Capital & Private Equity
Experience
U.S. Securities and Exchange Commission September 2015 - Present
Thompson Street Capital Partners May 2015 - August 2015
Olin Business School March 2015 - May 2015
Thompson Street Capital Partners January 2015 - May 2015
Cultivation Capital August 2013 - May 2015
ButcherJoseph & Co. June 2014 - August 2014
Office of the Missouri Attorney General May 2013 - July 2013
Window World, Inc. February 2012 - August 2012
Skills
Due Diligence, Venture Capital, Legal Writing, Mergers & Acquisitions, Research, Corporate Finance, Legal Research, Legal Documents, Lexis, Customer Service, Hearings, Legal Issues, Motions, Microsoft Office, Investments, Computer Proficiency, Editing, Westlaw, Bloomberg, Outside Sales, Valuation, Financial Modeling, Corporate Governance, Business Valuation, Investment Banking, Capital Markets, Analysis, Business Development, Securities, Leveraged Finance, Market Research, DCF, Capital IQ, Strategy, Competitive Analysis, Finance, Industry Research, Financial Statement..., Middle Market, PowerPoint, Business Strategy, Deal Sourcing, Private Equity, Financial Analysis, Microsoft Excel, Leadership
Education
Washington University in St. Louis - Olin Business School 2012 — 2016
Master of Business Administration (M.B.A.), Finance
Washington University in St. Louis School of Law 2012 — 2016
Doctor of Law (JD)
Truman State University 2007 — 2011
Bachelor of Science (BS), Justice Systems, magna cum laude
U.S. Securities and Exchange Commission September 2015 - Present
Thompson Street Capital Partners May 2015 - August 2015
Olin Business School March 2015 - May 2015
Thompson Street Capital Partners January 2015 - May 2015
Cultivation Capital August 2013 - May 2015
ButcherJoseph & Co. June 2014 - August 2014
Office of the Missouri Attorney General May 2013 - July 2013
Window World, Inc. February 2012 - August 2012
Skills
Due Diligence, Venture Capital, Legal Writing, Mergers & Acquisitions, Research, Corporate Finance, Legal Research, Legal Documents, Lexis, Customer Service, Hearings, Legal Issues, Motions, Microsoft Office, Investments, Computer Proficiency, Editing, Westlaw, Bloomberg, Outside Sales, Valuation, Financial Modeling, Corporate Governance, Business Valuation, Investment Banking, Capital Markets, Analysis, Business Development, Securities, Leveraged Finance, Market Research, DCF, Capital IQ, Strategy, Competitive Analysis, Finance, Industry Research, Financial Statement..., Middle Market, PowerPoint, Business Strategy, Deal Sourcing, Private Equity, Financial Analysis, Microsoft Excel, Leadership
Education
Washington University in St. Louis - Olin Business School 2012 — 2016
Master of Business Administration (M.B.A.), Finance
Washington University in St. Louis School of Law 2012 — 2016
Doctor of Law (JD)
Truman State University 2007 — 2011
Bachelor of Science (BS), Justice Systems, magna cum laude
Mark Y. Liu's US Securities and Exchange Commission Experience August 2004 - December 2004
Job Senior Legal Counsel at Amicorp Group
Industry Law Practice
Experience
Amicorp Group March 2013 - Present
DLA Piper May 2011 - March 2013
Akerman LLP August 2005 - May 2011
U.S. Securities and Exchange Commission August 2004 - December 2004
Warner Bros. Entertainment Inc. July 2004 - August 2004
General Motors China May 2004 - July 2004
Skadden, Arps, Slate, Meagher & Flom LLP July 2000 - August 2002
Morgan Stanley August 1999 - May 2000
Marsh May 1999 - August 1999
ArjoHuntleigh 1998 - 1999
Skills
Corporate Governance, Mergers & Acquisitions, Corporate Law, Private Equity, Corporate Finance, Capital Markets, IPO, Securities, Legal Research, Civil Litigation, Legal Writing, Securities Regulation, International Law, Mergers, Litigation, Real Estate, Dispute Resolution, Cross-border..., Finance, Employment Law, Legal Advice, Licensing, Due Diligence, Arbitration
Education
University of Iowa College of Law 2002 — 2005
J.D.
Washington University in St. Louis - Olin Business School 1996 — 2000
Bachelor of Science, Business Administration
New Trier High School 1992 — 1996
Amicorp Group March 2013 - Present
DLA Piper May 2011 - March 2013
Akerman LLP August 2005 - May 2011
U.S. Securities and Exchange Commission August 2004 - December 2004
Warner Bros. Entertainment Inc. July 2004 - August 2004
General Motors China May 2004 - July 2004
Skadden, Arps, Slate, Meagher & Flom LLP July 2000 - August 2002
Morgan Stanley August 1999 - May 2000
Marsh May 1999 - August 1999
ArjoHuntleigh 1998 - 1999
Skills
Corporate Governance, Mergers & Acquisitions, Corporate Law, Private Equity, Corporate Finance, Capital Markets, IPO, Securities, Legal Research, Civil Litigation, Legal Writing, Securities Regulation, International Law, Mergers, Litigation, Real Estate, Dispute Resolution, Cross-border..., Finance, Employment Law, Legal Advice, Licensing, Due Diligence, Arbitration
Education
University of Iowa College of Law 2002 — 2005
J.D.
Washington University in St. Louis - Olin Business School 1996 — 2000
Bachelor of Science, Business Administration
New Trier High School 1992 — 1996
Robert Tashjian Robert Tashjian's US Securities and Exchange Commission Experience February 2003 - Present
Job Trial Counsel at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission February 2003 - Present
Belmont-Redwood Shores School District December 2009 - Present
Wilson Sonsini Goodrich & Rosati September 1999 - February 2003
Santa Clara County, Office of the District Attorney March 1998 - September 1999
Skills
Litigation, Securities, Negotiation, Jury Trials, Legal Writing
Education
University of California, Hastings College of the Law 1994 — 1997
Juris Doctor (J.D.)
University of California, Berkeley 1988 — 1992
Bachelor's degree, American History (United States)
U.S. Securities and Exchange Commission February 2003 - Present
Belmont-Redwood Shores School District December 2009 - Present
Wilson Sonsini Goodrich & Rosati September 1999 - February 2003
Santa Clara County, Office of the District Attorney March 1998 - September 1999
Skills
Litigation, Securities, Negotiation, Jury Trials, Legal Writing
Education
University of California, Hastings College of the Law 1994 — 1997
Juris Doctor (J.D.)
University of California, Berkeley 1988 — 1992
Bachelor's degree, American History (United States)
Eileen Smiley Eileen Smiley's US Securities and Exchange Commission Experience December 1991 - December 1998
Job Investment management legal and compliance professional
Industry Investment Management
Experience
Hansberger Global Investors September 2010 - September 2014
Wellington Management Company, LLP February 2008 - August 2010
USAA January 2003 - December 2006
Morrison & Foerster, LLP January 1999 - January 2003
U.S. Securities and Exchange Commission December 1991 - December 1998
Skills
Asset Management, Securities, Hedge Funds, Corporate Law, Corporate Governance, Mutual Funds, Investment Management, Investments, Securities Regulation, Private Equity, Alternative Investments, Capital Markets, FINRA, Due Diligence, Investment Company Act
Education
University of California at Davis School of Law 1985 — 1988
Doctor of Law (J.D.)
Trinity College-Hartford 1978 — 1982
Bachelor of Arts (B.A.), History
Hansberger Global Investors September 2010 - September 2014
Wellington Management Company, LLP February 2008 - August 2010
USAA January 2003 - December 2006
Morrison & Foerster, LLP January 1999 - January 2003
U.S. Securities and Exchange Commission December 1991 - December 1998
Skills
Asset Management, Securities, Hedge Funds, Corporate Law, Corporate Governance, Mutual Funds, Investment Management, Investments, Securities Regulation, Private Equity, Alternative Investments, Capital Markets, FINRA, Due Diligence, Investment Company Act
Education
University of California at Davis School of Law 1985 — 1988
Doctor of Law (J.D.)
Trinity College-Hartford 1978 — 1982
Bachelor of Arts (B.A.), History
I. Melissa Centeno's US Securities and Exchange Commission Experience August 2014 - December 2014
Job J.D., University of California, Berkeley, School of Law
Industry Law Practice
Experience
U.S. Securities and Exchange Commission August 2014 - December 2014
K&L Gates May 2014 - July 2014
United States District Court May 2013 - August 2013
UCLA Center for Labor Research and Education June 2012 - August 2012
Skills
Spanish, Legal Research, Legal Writing, Negotiation, Analytical Skills, Appellate Advocacy, Alternative Dispute..., Westlaw, Research, Courts, Trials, Editing, Public Policy, Lexis
Education
UC Berkeley School of Law (Boalt Hall) 2012 — 2015
Juris Doctorate
University of California, Los Angeles 2009 — 2011
Bachelor of Arts (B.A.), Political Science
U.S. Securities and Exchange Commission August 2014 - December 2014
K&L Gates May 2014 - July 2014
United States District Court May 2013 - August 2013
UCLA Center for Labor Research and Education June 2012 - August 2012
Skills
Spanish, Legal Research, Legal Writing, Negotiation, Analytical Skills, Appellate Advocacy, Alternative Dispute..., Westlaw, Research, Courts, Trials, Editing, Public Policy, Lexis
Education
UC Berkeley School of Law (Boalt Hall) 2012 — 2015
Juris Doctorate
University of California, Los Angeles 2009 — 2011
Bachelor of Arts (B.A.), Political Science
Jessica Mark Jessica Mark's US Securities and Exchange Commission Experience January 2015 - April 2015
Job
Industry
Experience
U.S. Securities and Exchange Commission January 2015 - April 2015
The University of Notre Dame Mendoza College of Business August 2014 - December 2014
EY June 2014 - August 2014
The University of Notre Dame Mendoza College of Business August 2013 - May 2014
US Securities and Exchange Commission June 2013 - August 2013
Ernst & Young October 2008 - July 2012
Deloitte June 2007 - August 2007
Ernst & Young February 2007 - April 2007
US Securities and Exchange Commission June 2006 - August 2006
Skills
Finance, Financial Advisory, Tax, GAAP, Corporate Tax
Education
University of Notre Dame Law School 2012 — 2015
Doctor of Law (J.D.)
University of Houston, C.T. Bauer College of Business 2007 — 2008
Masters of Accountancy (M.S.A.)
University of Houston, C.T. Bauer College of Business 2003 — 2007
Bachelor of Business Administration (B.B.A.), Accounting
U.S. Securities and Exchange Commission January 2015 - April 2015
The University of Notre Dame Mendoza College of Business August 2014 - December 2014
EY June 2014 - August 2014
The University of Notre Dame Mendoza College of Business August 2013 - May 2014
US Securities and Exchange Commission June 2013 - August 2013
Ernst & Young October 2008 - July 2012
Deloitte June 2007 - August 2007
Ernst & Young February 2007 - April 2007
US Securities and Exchange Commission June 2006 - August 2006
Skills
Finance, Financial Advisory, Tax, GAAP, Corporate Tax
Education
University of Notre Dame Law School 2012 — 2015
Doctor of Law (J.D.)
University of Houston, C.T. Bauer College of Business 2007 — 2008
Masters of Accountancy (M.S.A.)
University of Houston, C.T. Bauer College of Business 2003 — 2007
Bachelor of Business Administration (B.B.A.), Accounting
Alan Katz Alan Katz's US Securities and Exchange Commission Experience October 1979 - September 1982
Job Principal at Insurgency Benefits
Industry Insurance
Experience
Insurgency Benefits January 2015 - Present
Alan Katz Group July 2007 - Present
SeeChange Health May 2011 - November 2014
Insurance Neighborhood December 2005 - June 2007
WellPoint, Inc. September 1997 - November 2005
Centerstone Insurance and Financial Services December 1983 - December 1996
Office of the Lieutenant Governor, State of California March 1987 - March 1989
U.S. Securities and Exchange Commission October 1979 - September 1982
Education
University of California, Davis - School of Law 1976 — 1979
J.D.
University of California, Los Angeles 1971 — 1975
BA
Insurgency Benefits January 2015 - Present
Alan Katz Group July 2007 - Present
SeeChange Health May 2011 - November 2014
Insurance Neighborhood December 2005 - June 2007
WellPoint, Inc. September 1997 - November 2005
Centerstone Insurance and Financial Services December 1983 - December 1996
Office of the Lieutenant Governor, State of California March 1987 - March 1989
U.S. Securities and Exchange Commission October 1979 - September 1982
Education
University of California, Davis - School of Law 1976 — 1979
J.D.
University of California, Los Angeles 1971 — 1975
BA
Lisa McCrea Lisa McCrea's US Securities and Exchange Commission Experience December 1996 - May 1999
Job Supervising Research Attorney at Superior Court of California, County of Santa Cruz
Industry Legal Services
Experience
Superior Court of California, County of Santa Cruz September 2013 - Present
Superior Court of California, County of Fresno December 2006 - August 2013
Kings County District Attorney's Office October 2004 - June 2005
Dechert LLP June 2000 - December 2001
Morgan, Lewis & Bockius LLP June 1999 - May 2000
U.S. Securities and Exchange Commission December 1996 - May 1999
Jurika & Voyles, Inc. April 1994 - November 1996
U.S. Department of Justice June 1991 - August 1991
California Department of Justice June 1990 - August 1990
Education
Washington and Lee University School of Law
Juris Doctor (J.D.)
University of California, Berkeley
Bachelor's Degree, Magna Cum Laude
Superior Court of California, County of Santa Cruz September 2013 - Present
Superior Court of California, County of Fresno December 2006 - August 2013
Kings County District Attorney's Office October 2004 - June 2005
Dechert LLP June 2000 - December 2001
Morgan, Lewis & Bockius LLP June 1999 - May 2000
U.S. Securities and Exchange Commission December 1996 - May 1999
Jurika & Voyles, Inc. April 1994 - November 1996
U.S. Department of Justice June 1991 - August 1991
California Department of Justice June 1990 - August 1990
Education
Washington and Lee University School of Law
Juris Doctor (J.D.)
University of California, Berkeley
Bachelor's Degree, Magna Cum Laude
Hillary Daniels Hillary Daniels's US Securities and Exchange Commission Experience January 2015 - Present
Job AttorneyAdviser at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission January 2015 - Present
U.S. Securities and Exchange Commission September 2014 - January 2015
New York County (Manhattan) District Attorney's Office January 2014 - April 2014
U.S. Securities and Exchange Commission May 2013 - December 2013
U.S. Department of Justice June 2012 - August 2012
United States Senate April 2009 - August 2011
U.S. House of Representatives October 2007 - March 2009
Education
University of Colorado at Boulder
B.A.
Washington University in St. Louis School of Law
J.D.
U.S. Securities and Exchange Commission January 2015 - Present
U.S. Securities and Exchange Commission September 2014 - January 2015
New York County (Manhattan) District Attorney's Office January 2014 - April 2014
U.S. Securities and Exchange Commission May 2013 - December 2013
U.S. Department of Justice June 2012 - August 2012
United States Senate April 2009 - August 2011
U.S. House of Representatives October 2007 - March 2009
Education
University of Colorado at Boulder
B.A.
Washington University in St. Louis School of Law
J.D.
Dylan Hoyer's US Securities and Exchange Commission Experience June 2015 - August 2015
Job Intern at U.S. Securities and Exchange Commission
Industry
Experience
U.S. Securities and Exchange Commission June 2015 - August 2015
Illinois Leadership Project June 2014 - November 2014
Economics Research w/Prof. Julian Reif January 2014 - May 2014
Erika Harold for Congress Campaign February 2014 - March 2014
City of Metropolis After School Program August 2011 - May 2012
Education
University of Illinois at Urbana-Champaign 2012 — 2016
Bachelor's Degree, Economics, History, Senior
U.S. Securities and Exchange Commission June 2015 - August 2015
Illinois Leadership Project June 2014 - November 2014
Economics Research w/Prof. Julian Reif January 2014 - May 2014
Erika Harold for Congress Campaign February 2014 - March 2014
City of Metropolis After School Program August 2011 - May 2012
Education
University of Illinois at Urbana-Champaign 2012 — 2016
Bachelor's Degree, Economics, History, Senior
Jennifer Marietta-Westberg's US Securities and Exchange Commission Experience April 2013 - Present
Job Deputy Director and Deputy Chief Economist at U.S. Securities and Exchange Commission
Industry Government Administration
Experience
U.S. Securities and Exchange Commission April 2013 - Present
U.S. Securities and Exchange Commission January 2010 - Present
U.S. Securities and Exchange Commission September 2006 - December 2009
Michigan State University September 2000 - July 2006
Skills
Securities, Valuation, Capital Markets, Securities Regulation, Financial Regulation, Derivatives, Economics, Hedge Funds, Econometrics, Corporate Finance, Quantitative Analytics, Corporate Governance, Financial Modeling, Equities, Fixed Income, Financial Markets
Education
University of Iowa 1996 — 2000
Doctor of Philosophy (PhD), Finance, General
U.S. Securities and Exchange Commission April 2013 - Present
U.S. Securities and Exchange Commission January 2010 - Present
U.S. Securities and Exchange Commission September 2006 - December 2009
Michigan State University September 2000 - July 2006
Skills
Securities, Valuation, Capital Markets, Securities Regulation, Financial Regulation, Derivatives, Economics, Hedge Funds, Econometrics, Corporate Finance, Quantitative Analytics, Corporate Governance, Financial Modeling, Equities, Fixed Income, Financial Markets
Education
University of Iowa 1996 — 2000
Doctor of Philosophy (PhD), Finance, General
Jeremy Pendrey's US Securities and Exchange Commission Experience April 2015 - Present
Job Assistant Regional Director, Asset Management Unit at the SEC
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission April 2015 - Present
U.S. Securities and Exchange Commission April 2010 - April 2015
U.S. Securities and Exchange Commission June 2005 - April 2010
Alschuler Grossman Stein & Kahan LLP January 2004 - May 2005
Alschuler Grossman Stein & Kahan LLP October 1996 - December 2003
Skills
Hedge Funds, Corporate Governance, Securities, Securities Regulation, Securities Litigation, Mutual Funds, Legal Writing, Fraud, Business Litigation, Asset Management, Civil Litigation, Litigation, Investments, Securities Fraud, Private Equity, Financial Regulation, Legal Research, Compliance, Volunteering
Education
UCLA School of Law 1993 — 1996
Doctor of Law (JD), Law
UCLA 1989 — 1993
BA, Political Science
U.S. Securities and Exchange Commission April 2015 - Present
U.S. Securities and Exchange Commission April 2010 - April 2015
U.S. Securities and Exchange Commission June 2005 - April 2010
Alschuler Grossman Stein & Kahan LLP January 2004 - May 2005
Alschuler Grossman Stein & Kahan LLP October 1996 - December 2003
Skills
Hedge Funds, Corporate Governance, Securities, Securities Regulation, Securities Litigation, Mutual Funds, Legal Writing, Fraud, Business Litigation, Asset Management, Civil Litigation, Litigation, Investments, Securities Fraud, Private Equity, Financial Regulation, Legal Research, Compliance, Volunteering
Education
UCLA School of Law 1993 — 1996
Doctor of Law (JD), Law
UCLA 1989 — 1993
BA, Political Science
Susan Ali Susan Ali's US Securities and Exchange Commission Experience January 2013 - April 2013
Job Financial Systems Analyst at the Federal Reserve Board
Industry Financial Services
Experience
Federal Reserve Board July 2014 - Present
The White House January 2014 - May 2014
University of Maryland January 2012 - January 2014
The White House May 2013 - December 2013
U.S. Securities and Exchange Commission January 2013 - April 2013
Education
University of Maryland College Park
Bachelor's Degree, Finance, Economics
Federal Reserve Board July 2014 - Present
The White House January 2014 - May 2014
University of Maryland January 2012 - January 2014
The White House May 2013 - December 2013
U.S. Securities and Exchange Commission January 2013 - April 2013
Education
University of Maryland College Park
Bachelor's Degree, Finance, Economics
Jim Volk's US Securities and Exchange Commission Experience December 1993 - February 1996
Job Senior Vice President Fund Compliance at Franklin Square Capital Partners
Industry Financial Services
Experience
Franklin Square Capital Partners October 2014 - Present
SEI Investment Manager Services February 1996 - October 2014
U.S. Securities and Exchange Commission December 1993 - February 1996
PricewaterhouseCoopers Limited January 1985 - December 1993
Skills
Mutual Funds, Asset Management, Investments, Securities, Hedge Funds, Compliance, Investment Advisers Act..., Investment Company Act..., SEC Regulation, Form PF, Form CPO-PQR, AIFMD, Public Speaking, Board Interaction, Operations, Financial Reporting, Regulatory Reporting, Managing SEC Exams, AML, Fund Of Funds, Fund Administration, Alternative Investments, FINRA, Investment Advisers Act, Investment Company Act, Anti Money Laundering, Management, Equities, Financial Services, Financial Analysis, Fixed Income
Education
University of Delaware - Lerner College of Business and Economics 1980 — 1984
Bachelor's degree, Accounting
Franklin Square Capital Partners October 2014 - Present
SEI Investment Manager Services February 1996 - October 2014
U.S. Securities and Exchange Commission December 1993 - February 1996
PricewaterhouseCoopers Limited January 1985 - December 1993
Skills
Mutual Funds, Asset Management, Investments, Securities, Hedge Funds, Compliance, Investment Advisers Act..., Investment Company Act..., SEC Regulation, Form PF, Form CPO-PQR, AIFMD, Public Speaking, Board Interaction, Operations, Financial Reporting, Regulatory Reporting, Managing SEC Exams, AML, Fund Of Funds, Fund Administration, Alternative Investments, FINRA, Investment Advisers Act, Investment Company Act, Anti Money Laundering, Management, Equities, Financial Services, Financial Analysis, Fixed Income
Education
University of Delaware - Lerner College of Business and Economics 1980 — 1984
Bachelor's degree, Accounting
Colin Heffernan Colin Heffernan's US Securities and Exchange Commission Experience April 2014 - Present
Job Supervisory Auditor at U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission April 2014 - Present
National Archives II College Park MD November 2011 - April 2014
U.S. Securities and Exchange Commission March 2008 - November 2011
Chicago Board of Trade June 2004 - February 2008
Skills
Internal Controls, Sarbanes-Oxley Act, Auditing, Accounting, Financial Reporting, Budgets, Financial Analysis, Securities, Microsoft Excel, Financial Modeling, Financial Accounting, Access, Risk Management
Education
University of Illinois at Chicago 2004 — 2006
MSA, Accounting
University of Notre Dame 1999 — 2003
BBA, Accounting
U.S. Securities and Exchange Commission April 2014 - Present
National Archives II College Park MD November 2011 - April 2014
U.S. Securities and Exchange Commission March 2008 - November 2011
Chicago Board of Trade June 2004 - February 2008
Skills
Internal Controls, Sarbanes-Oxley Act, Auditing, Accounting, Financial Reporting, Budgets, Financial Analysis, Securities, Microsoft Excel, Financial Modeling, Financial Accounting, Access, Risk Management
Education
University of Illinois at Chicago 2004 — 2006
MSA, Accounting
University of Notre Dame 1999 — 2003
BBA, Accounting
Ellen Clare Kennedy Ellen Clare Kennedy's US Securities and Exchange Commission Experience 2005 - 2005
Job Deputy Labor Commissioner at Department of Labor Standards Enforcement State of California
Industry Law Practice
Experience
Asian Art Museum 2013 - Present
Department of Labor Standards Enforcement State of California December 2012 - Present
Law Offices of Richard A. Whitaker April 2012 - December 2012
La Raza Centro Legal August 2011 - March 2012
Transperfect October 2011 - October 2011
Agricultural Labor Relations Board, State of California, Visalia, CA 2008 - 2011
Tulare County Public Defender’s Office - Visalia, CA 2009 - 2010
San Diego Volunteer Lawyers Program - 2007 - 2008
San Diego Law Office 2007 - 2007
U.S. Securities and Exchange Commission 2005 - 2005
Skills
Hearings, Civil Litigation, Evidence, Civil, Litigation, Government, Writing, Creative Briefs, Legal Research, Relativity online..., Courts, Legal Writing, Employment Law, Non-profits, Pleadings, Compliance
Education
University of California, Hastings College of the Law 2003 — 2006
Juris Doctor, Law
University of California, San Diego 1999 — 2000
BA, Magna cum laude, History
Asian Art Museum 2013 - Present
Department of Labor Standards Enforcement State of California December 2012 - Present
Law Offices of Richard A. Whitaker April 2012 - December 2012
La Raza Centro Legal August 2011 - March 2012
Transperfect October 2011 - October 2011
Agricultural Labor Relations Board, State of California, Visalia, CA 2008 - 2011
Tulare County Public Defender’s Office - Visalia, CA 2009 - 2010
San Diego Volunteer Lawyers Program - 2007 - 2008
San Diego Law Office 2007 - 2007
U.S. Securities and Exchange Commission 2005 - 2005
Skills
Hearings, Civil Litigation, Evidence, Civil, Litigation, Government, Writing, Creative Briefs, Legal Research, Relativity online..., Courts, Legal Writing, Employment Law, Non-profits, Pleadings, Compliance
Education
University of California, Hastings College of the Law 2003 — 2006
Juris Doctor, Law
University of California, San Diego 1999 — 2000
BA, Magna cum laude, History
Clairdine Estimable Clairdine Estimable's US Securities and Exchange Commission Experience June 2012 - August 2012
Job Student at University of Florida
Industry Writing and Editing
Experience
U.S. Securities and Exchange Commission June 2012 - August 2012
Skills
oProficient in verbal..., Budgets
Education
University of Florida 2013 — 2017
Bachelor's Degree, International Relations and Affairs, 2nd year
U.S. Securities and Exchange Commission June 2012 - August 2012
Skills
oProficient in verbal..., Budgets
Education
University of Florida 2013 — 2017
Bachelor's Degree, International Relations and Affairs, 2nd year
Adam Large Adam Large's US Securities and Exchange Commission Experience July 2014 - Present
Job Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission July 2014 - Present
Financial Industry Regulatory Authority February 2012 - July 2014
National Consumer Law Center December 2011 - February 2012
US Securities and Exchange Commission January 2011 - April 2011
Iowa Attorney General's Office, Department of Revenue May 2010 - July 2010
Washington University School of Law May 2009 - May 2010
Tribal Judge for Winnebago Tribe, Nebraska May 2009 - July 2009
Skills
Legal Research, Legal Writing, Westlaw, Litigation, Civil Litigation, Intellectual Property, Mediation, Family Law, Criminal Law, Legal Assistance, Commercial Litigation
Education
Washington University in St. Louis School of Law 2008 — 2011
Juris Doctor (J.D.), Cum Laude
University of Iowa 2003 — 2008
B.A., Journalism, Political Science
U.S. Securities and Exchange Commission July 2014 - Present
Financial Industry Regulatory Authority February 2012 - July 2014
National Consumer Law Center December 2011 - February 2012
US Securities and Exchange Commission January 2011 - April 2011
Iowa Attorney General's Office, Department of Revenue May 2010 - July 2010
Washington University School of Law May 2009 - May 2010
Tribal Judge for Winnebago Tribe, Nebraska May 2009 - July 2009
Skills
Legal Research, Legal Writing, Westlaw, Litigation, Civil Litigation, Intellectual Property, Mediation, Family Law, Criminal Law, Legal Assistance, Commercial Litigation
Education
Washington University in St. Louis School of Law 2008 — 2011
Juris Doctor (J.D.), Cum Laude
University of Iowa 2003 — 2008
B.A., Journalism, Political Science
Gerald Hodgkins Gerald Hodgkins's US Securities and Exchange Commission Experience May 2010 - Present
Job Associate Director at US Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission May 2010 - Present
U.S. Securities and Exchange Commission May 2007 - May 2010
U.S. Securities and Exchange Commission 1999 - May 2007
U.S. Securities and Exchange Commission 1997 - 1999
U.S. District Court for the District of Columbia October 1996 - October 1997
Howrey & Simon 1994 - 1996
Skills
Government, Securities Regulation, Fraud, Litigation, Corporate Governance, Internal Investigations, Securities, Enforcement, FCPA, Asset Management, Due Diligence, Civil Litigation, AML, Legal Writing, Corporate Law, Criminal Law, Financial Regulation
Education
University of Virginia School of Law 1991 — 1994
JD
Tufts University 1983 — 1987
Bachelor of Arts, International Relations
U.S. Securities and Exchange Commission May 2010 - Present
U.S. Securities and Exchange Commission May 2007 - May 2010
U.S. Securities and Exchange Commission 1999 - May 2007
U.S. Securities and Exchange Commission 1997 - 1999
U.S. District Court for the District of Columbia October 1996 - October 1997
Howrey & Simon 1994 - 1996
Skills
Government, Securities Regulation, Fraud, Litigation, Corporate Governance, Internal Investigations, Securities, Enforcement, FCPA, Asset Management, Due Diligence, Civil Litigation, AML, Legal Writing, Corporate Law, Criminal Law, Financial Regulation
Education
University of Virginia School of Law 1991 — 1994
JD
Tufts University 1983 — 1987
Bachelor of Arts, International Relations
Austin Gerig Austin Gerig's US Securities and Exchange Commission Experience June 2014 - Present
Job Financial Economist at U.S. Securities and Exchange Commission
Industry Research
Experience
U.S. Securities and Exchange Commission June 2014 - Present
University of Oxford July 2011 - June 2014
UTS: University of Technology, Sydney November 2008 - June 2011
Santa Fe Institute June 2005 - May 2007
Skills
Physics, Machine Learning, Mathematical Modeling, Statistics, Quantitative Finance, LaTeX, Numerical Analysis, Monte Carlo Simulation, Mathematica, Theory, Statistical Modeling, Science, Applied Mathematics, Fortran, R
Education
University of Illinois at Urbana-Champaign 2000 — 2007
PhD, Physics
University of Illinois at Urbana-Champaign 2006 — 2006
MS, Finance
University of Notre Dame 1996 — 2000
BS, Physics
U.S. Securities and Exchange Commission June 2014 - Present
University of Oxford July 2011 - June 2014
UTS: University of Technology, Sydney November 2008 - June 2011
Santa Fe Institute June 2005 - May 2007
Skills
Physics, Machine Learning, Mathematical Modeling, Statistics, Quantitative Finance, LaTeX, Numerical Analysis, Monte Carlo Simulation, Mathematica, Theory, Statistical Modeling, Science, Applied Mathematics, Fortran, R
Education
University of Illinois at Urbana-Champaign 2000 — 2007
PhD, Physics
University of Illinois at Urbana-Champaign 2006 — 2006
MS, Finance
University of Notre Dame 1996 — 2000
BS, Physics
Julia Draper's US Securities and Exchange Commission Experience September 2001 - May 2005
Job Chief of Operations at U.S. Department of Labor/OWCP/DEEOIC
Industry Government Administration
Experience
U.S. Department of Labor/OWCP/DEEOIC July 2013 - Present
U.S. Department of Labor/OWCP/DEEOIC March 2010 - July 2013
U.S. Department of Labor May 2006 - March 2010
U.S. Department of Labor/OWCP/DEEOIC June 2005 - May 2006
U.S. Securities and Exchange Commission September 2001 - May 2005
U.S. Department of Justice/ENRD 1992 - 1998
Skills
Claim, Government, Policy, Policy Analysis, Public Policy, Analysis, Program Management, Private Investigations, Strategic Planning, Community Outreach, Public Speaking, Leadership, Training, Research, Investigation, Federal Government, Litigation
Education
University of Central Florida
Bachelor of Arts, Legal Studies, General
U.S. Department of Labor/OWCP/DEEOIC July 2013 - Present
U.S. Department of Labor/OWCP/DEEOIC March 2010 - July 2013
U.S. Department of Labor May 2006 - March 2010
U.S. Department of Labor/OWCP/DEEOIC June 2005 - May 2006
U.S. Securities and Exchange Commission September 2001 - May 2005
U.S. Department of Justice/ENRD 1992 - 1998
Skills
Claim, Government, Policy, Policy Analysis, Public Policy, Analysis, Program Management, Private Investigations, Strategic Planning, Community Outreach, Public Speaking, Leadership, Training, Research, Investigation, Federal Government, Litigation
Education
University of Central Florida
Bachelor of Arts, Legal Studies, General
Andrew Sioson Andrew Sioson's US Securities and Exchange Commission Experience May 2015 - Present
Job AttorneyAdvisor at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2015 - Present
Proskauer Rose LLP 2013 - 2015
Proskauer Rose LLP May 2012 - July 2012
US Securities and Exchange Commission June 2011 - August 2011
Incapital January 2010 - August 2010
My College Storage 2009 - 2010
Blackman Kallick 2008 - 2009
KPMG US 2007 - 2008
Skills
Business Development, Accounting, Litigation, Due Diligence, Corporate Law, Mergers & Acquisitions, Legal Writing, Research, Auditing
Education
University of California, Berkeley - School of Law
University of Illinois at Urbana-Champaign
U.S. Securities and Exchange Commission May 2015 - Present
Proskauer Rose LLP 2013 - 2015
Proskauer Rose LLP May 2012 - July 2012
US Securities and Exchange Commission June 2011 - August 2011
Incapital January 2010 - August 2010
My College Storage 2009 - 2010
Blackman Kallick 2008 - 2009
KPMG US 2007 - 2008
Skills
Business Development, Accounting, Litigation, Due Diligence, Corporate Law, Mergers & Acquisitions, Legal Writing, Research, Auditing
Education
University of California, Berkeley - School of Law
University of Illinois at Urbana-Champaign
Shawn Fandel Shawn Fandel's US Securities and Exchange Commission Experience August 2012 - December 2012
Job Associate at Alvarez & Marsal
Industry Accounting
Experience
Alvarez & Marsal October 2013 - Present
U.S. Securities and Exchange Commission August 2012 - December 2012
Honorable A. Jay Cristol, U.S. Bankruptcy Court June 2011 - August 2011
Education
University of Miami School of Law 2010 — 2013
Juris Doctor (J.D.), cum laude
University of Miami - School of Business 2009 — 2010
Graduate, Accounting
University of Florida - Warrington College of Business Administration 2008 — 2009
Graduate, Management
University of Florida 2004 — 2008
Undergraduate, Interdisciplinary Studies
Alvarez & Marsal October 2013 - Present
U.S. Securities and Exchange Commission August 2012 - December 2012
Honorable A. Jay Cristol, U.S. Bankruptcy Court June 2011 - August 2011
Education
University of Miami School of Law 2010 — 2013
Juris Doctor (J.D.), cum laude
University of Miami - School of Business 2009 — 2010
Graduate, Accounting
University of Florida - Warrington College of Business Administration 2008 — 2009
Graduate, Management
University of Florida 2004 — 2008
Undergraduate, Interdisciplinary Studies
Rollie Jacobs Rollie Jacobs's US Securities and Exchange Commission Experience December 2014 - Present
Job Dean, College of Securities and Professional Education at U.S. Securities and Exchange Commission
Industry Government Administration
Experience
U.S. Securities and Exchange Commission December 2014 - Present
US Fish and Wildlife Service May 2007 - Present
Skills
Government, Policy, Leadership Development, Training, Public Speaking, Leadership, Policy Analysis, Program Management, Emergency Management, Natural Resource..., Military Experience, Military Leadership, Military, Environmental Awareness, Environmental Policy, Strategic Planning, Team Building
Education
University of Washington 1989 — 1992
Doctor of Philosophy (PhD), Industrial and Organizational Psychology
United States Military Academy at West Point 1978 — 1982
Bachelor of Science (B.S.), Business Administration and Management, General
U.S. Securities and Exchange Commission December 2014 - Present
US Fish and Wildlife Service May 2007 - Present
Skills
Government, Policy, Leadership Development, Training, Public Speaking, Leadership, Policy Analysis, Program Management, Emergency Management, Natural Resource..., Military Experience, Military Leadership, Military, Environmental Awareness, Environmental Policy, Strategic Planning, Team Building
Education
University of Washington 1989 — 1992
Doctor of Philosophy (PhD), Industrial and Organizational Psychology
United States Military Academy at West Point 1978 — 1982
Bachelor of Science (B.S.), Business Administration and Management, General
Lauren Venezia Lauren Venezia's US Securities and Exchange Commission Experience September 1989 - December 1992
Job Deputy General Counsel and Senior VicePresident at TMobile US, Inc.
Industry Telecommunications
Experience
T-Mobile USA, Inc. January 2011 - Present
T-MOBILE USA, INC October 2003 - February 2011
T-MOBILE USA, INC. August 1999 - October 2003
SHURGARD, INC March 1996 - August 1999
COHEN & GRIGSBY July 1993 - December 1995
U.S. SECURITIES AND EXCHANGE COMMISSION September 1989 - December 1992
HANCOCK, ROTHERT & BUNSHOFT October 1987 - September 1989
Skills
M&A experience, Technology Transactions, Intellectual Property, Privacy Law, Licensing, Corporate Law, Litigation Management, Commercial Litigation, Due Diligence, Contract Negotiation, Management, Strategic Planning, Wireless, Mobile Technology, Civil Litigation, Mergers & Acquisitions, Leadership, Data Privacy, Risk Management, Strategy, Fraud, Legal Research
Education
University of San Francisco School of Law 1984 — 1987
J.D.
University of California, Los Angeles 1980 — 1984
B.A., Philosophy
T-Mobile USA, Inc. January 2011 - Present
T-MOBILE USA, INC October 2003 - February 2011
T-MOBILE USA, INC. August 1999 - October 2003
SHURGARD, INC March 1996 - August 1999
COHEN & GRIGSBY July 1993 - December 1995
U.S. SECURITIES AND EXCHANGE COMMISSION September 1989 - December 1992
HANCOCK, ROTHERT & BUNSHOFT October 1987 - September 1989
Skills
M&A experience, Technology Transactions, Intellectual Property, Privacy Law, Licensing, Corporate Law, Litigation Management, Commercial Litigation, Due Diligence, Contract Negotiation, Management, Strategic Planning, Wireless, Mobile Technology, Civil Litigation, Mergers & Acquisitions, Leadership, Data Privacy, Risk Management, Strategy, Fraud, Legal Research
Education
University of San Francisco School of Law 1984 — 1987
J.D.
University of California, Los Angeles 1980 — 1984
B.A., Philosophy
(C) Jordan Thomas (C) Jordan Thomas's US Securities and Exchange Commission Experience January 2015 - April 2015
Job J.D., Colorado Law 2015
Industry Law Practice
Experience
U.S. Securities and Exchange Commission January 2015 - April 2015
Nielsen Company May 2014 - August 2014
New Orleans Independent Police Monitor February 2013 - May 2013
Gumdan Jungchul Institute November 2010 - January 2012
Skills
Environmental Consulting, Fundraising, Sustainability, Energy, Environmental Impact...
Education
University of Colorado School of Law 2013 — 2015
Juris Doctor, Law, Entrepreneurial Law Certificate
University of Colorado Boulder 2006 — 2010
Bachelor's Degree, Environmental Studies
Uppsala University 2009 — 2009
Study Abroad, Sustainability and Design
U.S. Securities and Exchange Commission January 2015 - April 2015
Nielsen Company May 2014 - August 2014
New Orleans Independent Police Monitor February 2013 - May 2013
Gumdan Jungchul Institute November 2010 - January 2012
Skills
Environmental Consulting, Fundraising, Sustainability, Energy, Environmental Impact...
Education
University of Colorado School of Law 2013 — 2015
Juris Doctor, Law, Entrepreneurial Law Certificate
University of Colorado Boulder 2006 — 2010
Bachelor's Degree, Environmental Studies
Uppsala University 2009 — 2009
Study Abroad, Sustainability and Design
Yamini Thirthar Kannankutti's US Securities and Exchange Commission Experience September 2012 - March 2013
Job Release and QA Manager
Industry Computer Software
Experience
The American Institute of Architects (AIA) June 2015 - Present
Fannie Mae January 2015 - May 2015
Business Management Associates April 2013 - September 2014
U.S. Securities and Exchange Commission September 2012 - March 2013
NII Holdings, Inc. January 2012 - August 2012
Information Engineering Services October 2008 - December 2011
Cognizant Technology Solutions May 2006 - January 2008
Skills
Requirements Gathering, Requirements Analysis, SimCorp Dimension, Business Requirements, Business Process..., Business Process, User Acceptance Testing, System Testing, Business Intelligence, Process Improvement, Quality Assurance, Test Management, Test Planning, Data Architecture, Test Execution, ALM, HP Quality Center, IT Security Assessments
Education
Anna University 2004 — 2006
Master of Technology (MTech), Information Technology
Madras University 1999 — 2003
Bachelor of Engineering (B.E.), Electronics and Instrumentation
The American Institute of Architects (AIA) June 2015 - Present
Fannie Mae January 2015 - May 2015
Business Management Associates April 2013 - September 2014
U.S. Securities and Exchange Commission September 2012 - March 2013
NII Holdings, Inc. January 2012 - August 2012
Information Engineering Services October 2008 - December 2011
Cognizant Technology Solutions May 2006 - January 2008
Skills
Requirements Gathering, Requirements Analysis, SimCorp Dimension, Business Requirements, Business Process..., Business Process, User Acceptance Testing, System Testing, Business Intelligence, Process Improvement, Quality Assurance, Test Management, Test Planning, Data Architecture, Test Execution, ALM, HP Quality Center, IT Security Assessments
Education
Anna University 2004 — 2006
Master of Technology (MTech), Information Technology
Madras University 1999 — 2003
Bachelor of Engineering (B.E.), Electronics and Instrumentation
Eric Postow's US Securities and Exchange Commission Experience May 2015 - August 2015
Job J.D. Candidate, University of Richmond, School of Law
Industry Law Practice
Experience
University of Richmond, School of Law CEO/FounderStudents Live Benefit ConcertsJanuary 2015 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
U.S. Magistrate Judge David J. Novak May 2014 - August 2014
United States Marine Corps December 2006 - September 2013
Recruiting Station Richmond April 2011 - August 2013
General Support Maintenance Company September 2010 - March 2011
3d Maintenance Battalion February 2010 - August 2010
3d Battalion 24th Marines May 2009 - February 2010
3d Maintenance Battalion May 2008 - April 2009
Skills
Military Operations, Command, Operational Planning, Recruiting, Strategic Planning, Logistics, Public Speaking, Management, Leadership, Research
Education
University of Richmond School of Law 2013 — 2016
Doctor of Law (JD), Law, 2L
The Sorensen Institute for Political Leadership at the University of Virginia 2015 — 2015
Political Leaders Class
University of Maryland College Park 2004 — 2006
BA, History
University of Richmond, School of Law CEO/FounderStudents Live Benefit ConcertsJanuary 2015 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
U.S. Magistrate Judge David J. Novak May 2014 - August 2014
United States Marine Corps December 2006 - September 2013
Recruiting Station Richmond April 2011 - August 2013
General Support Maintenance Company September 2010 - March 2011
3d Maintenance Battalion February 2010 - August 2010
3d Battalion 24th Marines May 2009 - February 2010
3d Maintenance Battalion May 2008 - April 2009
Skills
Military Operations, Command, Operational Planning, Recruiting, Strategic Planning, Logistics, Public Speaking, Management, Leadership, Research
Education
University of Richmond School of Law 2013 — 2016
Doctor of Law (JD), Law, 2L
The Sorensen Institute for Political Leadership at the University of Virginia 2015 — 2015
Political Leaders Class
University of Maryland College Park 2004 — 2006
BA, History
Amelia Parsons Amelia Parsons's US Securities and Exchange Commission Experience May 2014 - July 2014
Job Legal Intern at United States Trade Representative
Industry Legal Services
Experience
United States Trade Representative September 2015 - Present
Women's Legal Center January 2015 - May 2015
Office of the United States Trade Representative August 2014 - November 2014
Johns Hopkins University Technology Transfer August 2014 - November 2014
U.S. Securities and Exchange Commission May 2014 - July 2014
Maryland Senate January 2014 - April 2014
South African Law Reform Commission June 2012 - July 2012
Sewa International 2010 - 2010
Skills
Litigation, Legal Research, Legal Writing, Civil Litigation, Corporate Law, Courts, Legal Assistance, Westlaw, Appeals, International Law, Lexis
Education
University of Maryland School of Law 2012 — 2015
JD
University of North Carolina at Chapel Hill 2010 — 2012
Bachelor of Arts (B.A.), English Language and Literature, General
United States Trade Representative September 2015 - Present
Women's Legal Center January 2015 - May 2015
Office of the United States Trade Representative August 2014 - November 2014
Johns Hopkins University Technology Transfer August 2014 - November 2014
U.S. Securities and Exchange Commission May 2014 - July 2014
Maryland Senate January 2014 - April 2014
South African Law Reform Commission June 2012 - July 2012
Sewa International 2010 - 2010
Skills
Litigation, Legal Research, Legal Writing, Civil Litigation, Corporate Law, Courts, Legal Assistance, Westlaw, Appeals, International Law, Lexis
Education
University of Maryland School of Law 2012 — 2015
JD
University of North Carolina at Chapel Hill 2010 — 2012
Bachelor of Arts (B.A.), English Language and Literature, General
Sara Nelson Bloom Sara Nelson Bloom's US Securities and Exchange Commission Experience 1984 - 1988
Job Principal at Equity Mediation, LLC
Industry Alternative Dispute Resolution
Experience
Equity Mediation, LLC 2014 - Present
FINRA 2004 - 2014
NASDAQ OMX 1996 - 2004
The Resolution Trust Corporation (and FDIC as successor) 1992 - 1996
Kelley Drye & Warren LLP 1990 - 1991
Mankoff, Hill, Held & Goldberg 1988 - 1990
U.S. Securities and Exchange Commission 1984 - 1988
Skills
Arbitration, Adjudication, Securities Litigation, Mediation, Corporate Governance, Public Speaking, Securities, FINRA, Investments, Securities Regulation, Legal Writing, Legal Research, Legal Compliance, Equities, Litigation, Commercial Litigation
Education
University of California, Davis - School of Law 1980 — 1983
Doctor of Law (JD)
University of California, Santa Barbara 1976 — 1980
Bachelor's degree, Political Science
Equity Mediation, LLC 2014 - Present
FINRA 2004 - 2014
NASDAQ OMX 1996 - 2004
The Resolution Trust Corporation (and FDIC as successor) 1992 - 1996
Kelley Drye & Warren LLP 1990 - 1991
Mankoff, Hill, Held & Goldberg 1988 - 1990
U.S. Securities and Exchange Commission 1984 - 1988
Skills
Arbitration, Adjudication, Securities Litigation, Mediation, Corporate Governance, Public Speaking, Securities, FINRA, Investments, Securities Regulation, Legal Writing, Legal Research, Legal Compliance, Equities, Litigation, Commercial Litigation
Education
University of California, Davis - School of Law 1980 — 1983
Doctor of Law (JD)
University of California, Santa Barbara 1976 — 1980
Bachelor's degree, Political Science
Michael Barnette Michael Barnette's US Securities and Exchange Commission Experience June 2014 - August 2014
Job Student at University of Maryland College Park
Industry Accounting
Experience
U.S. Securities and Exchange Commission June 2014 - August 2014
U.S. Department of Justice June 2012 - August 2013
Skills
French, Microsoft Excel, Access, Microsoft Word, Microsoft Office, Auditing, Outlook, PowerPoint, Accounting, Finance
Education
University of Maryland College Park 2013 — 2015
Bachelor's degree, Accounting and Finance
U.S. Securities and Exchange Commission June 2014 - August 2014
U.S. Department of Justice June 2012 - August 2013
Skills
French, Microsoft Excel, Access, Microsoft Word, Microsoft Office, Auditing, Outlook, PowerPoint, Accounting, Finance
Education
University of Maryland College Park 2013 — 2015
Bachelor's degree, Accounting and Finance
Drew LaFountaine's US Securities and Exchange Commission Experience February 2014 - May 2014
Job Summer Associate at Baker Donelson
Industry Law Practice
Experience
Baker Donelson May 2014 - July 2014
U.S. Securities and Exchange Commission February 2014 - May 2014
University of Virginia School of Law May 2013 - October 2013
Guided Discoveries May 2012 - August 2012
Adams, Ferrone & Ferrone August 2011 - May 2012
Skills
NAUI: Master Diver,..., Research, Legal Research, Legal Writing, PowerPoint, Westlaw, Public Speaking, Policy Analysis, Microsoft Office, Editing, Community Outreach, Microsoft Excel, Microsoft Word, Nonprofits, Event Planning, Lexis, Social Media, International Law, Legal Documents, Document Review, Bankruptcy
Education
University of Virginia School of Law 2012 — 2015
Doctor of Law (JD)
University of California, Los Angeles 2007 — 2011
B.A. Political Science, B.A. Economics
Agoura High School 2003 — 2007
Baker Donelson May 2014 - July 2014
U.S. Securities and Exchange Commission February 2014 - May 2014
University of Virginia School of Law May 2013 - October 2013
Guided Discoveries May 2012 - August 2012
Adams, Ferrone & Ferrone August 2011 - May 2012
Skills
NAUI: Master Diver,..., Research, Legal Research, Legal Writing, PowerPoint, Westlaw, Public Speaking, Policy Analysis, Microsoft Office, Editing, Community Outreach, Microsoft Excel, Microsoft Word, Nonprofits, Event Planning, Lexis, Social Media, International Law, Legal Documents, Document Review, Bankruptcy
Education
University of Virginia School of Law 2012 — 2015
Doctor of Law (JD)
University of California, Los Angeles 2007 — 2011
B.A. Political Science, B.A. Economics
Agoura High School 2003 — 2007
Emily Russell's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Audit Intern at Deloitte
Industry Financial Services
Experience
Deloitte June 2015 - Present
University of Colorado August 2012 - Present
U.S. Securities and Exchange Commission May 2014 - August 2014
Academic Support Assistance Program (ASAP) September 2013 - January 2014
University of Colorado at Boulder August 2012 - August 2013
The Office Bar and Grille May 2012 - August 2013
Harrington Park Summer Camp July 2007 - August 2013
Newark Bears May 2012 - August 2012
United States Soccer Federation August 2010 - August 2012
Skills
Teamwork, Customer Service, Microsoft Excel, Social Media, Microsoft Word, Event Management, Time Management, Product Development, Marketing, PowerPoint, Research, Public Speaking, Photoshop, Photography, Intelligence, Management, Personality, Organizing
Education
University of Colorado at Boulder 2011 — 2015
Bachelor's and Master's, Accounting and Finance, Senior
The Umbra Institue in Perugia, Italy 2013 — 2013
Art/Art Studies, General
Deloitte June 2015 - Present
University of Colorado August 2012 - Present
U.S. Securities and Exchange Commission May 2014 - August 2014
Academic Support Assistance Program (ASAP) September 2013 - January 2014
University of Colorado at Boulder August 2012 - August 2013
The Office Bar and Grille May 2012 - August 2013
Harrington Park Summer Camp July 2007 - August 2013
Newark Bears May 2012 - August 2012
United States Soccer Federation August 2010 - August 2012
Skills
Teamwork, Customer Service, Microsoft Excel, Social Media, Microsoft Word, Event Management, Time Management, Product Development, Marketing, PowerPoint, Research, Public Speaking, Photoshop, Photography, Intelligence, Management, Personality, Organizing
Education
University of Colorado at Boulder 2011 — 2015
Bachelor's and Master's, Accounting and Finance, Senior
The Umbra Institue in Perugia, Italy 2013 — 2013
Art/Art Studies, General
Brian Staniszewski Brian Staniszewski's US Securities and Exchange Commission Experience July 2015 - Present
Job Professional Accounting Fellow Office of the Chief Accountant at U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission July 2015 - Present
PricewaterhouseCoopers July 2013 - July 2015
PricewaterhouseCoopers January 2008 - July 2013
Financial Accounting Standards Board January 2007 - January 2008
University of Georgia August 2005 - August 2006
Aberdeen, Inc. September 2000 - February 2004
Skills
Derivatives, IFRS, Consolidation, Hedge Accounting, Mergers & Acquisitions, Private Equity, Securitization, Stock Compensation, Convertible Securities, Financial Instruments, Income Tax, Financial Accounting, Internal Controls, Accounting, Auditing
Education
University of Georgia - Terry College of Business 2005 — 2006
Master of Accountancy, Accounting
University of Georgia - Terry College of Business 2004 — 2005
Bachelor of Business Administration (BBA), Accounting
University of Georgia - Terry College of Business 1997 — 1999
Bachelor of Business Administration (BBA), Finance
U.S. Securities and Exchange Commission July 2015 - Present
PricewaterhouseCoopers July 2013 - July 2015
PricewaterhouseCoopers January 2008 - July 2013
Financial Accounting Standards Board January 2007 - January 2008
University of Georgia August 2005 - August 2006
Aberdeen, Inc. September 2000 - February 2004
Skills
Derivatives, IFRS, Consolidation, Hedge Accounting, Mergers & Acquisitions, Private Equity, Securitization, Stock Compensation, Convertible Securities, Financial Instruments, Income Tax, Financial Accounting, Internal Controls, Accounting, Auditing
Education
University of Georgia - Terry College of Business 2005 — 2006
Master of Accountancy, Accounting
University of Georgia - Terry College of Business 2004 — 2005
Bachelor of Business Administration (BBA), Accounting
University of Georgia - Terry College of Business 1997 — 1999
Bachelor of Business Administration (BBA), Finance
Natalie Guerra-Valdes Natalie Guerra-Valdes's US Securities and Exchange Commission Experience 2002 - 2006
Job Shareholder at Valdes Law Firm, P.A.
Industry Law Practice
Experience
Valdes Law Firm, P.A. March 2013 - Present
Blank Rome LLP October 2011 - March 2013
Arnstein & Lehr LLP 2008 - 2011
Public Defender's Office, Eighth Judicial Circuit January 2008 - April 2008
University of Florida Student Legal Services August 2007 - December 2007
U.S. Securities and Exchange Commission 2002 - 2006
Education
University of Florida 2005 — 2008
Doctor of Law (J.D.)
University of Miami 2002 — 2005
Bachelor of Science (BSc), Journalism and Criminology
Valdes Law Firm, P.A. March 2013 - Present
Blank Rome LLP October 2011 - March 2013
Arnstein & Lehr LLP 2008 - 2011
Public Defender's Office, Eighth Judicial Circuit January 2008 - April 2008
University of Florida Student Legal Services August 2007 - December 2007
U.S. Securities and Exchange Commission 2002 - 2006
Education
University of Florida 2005 — 2008
Doctor of Law (J.D.)
University of Miami 2002 — 2005
Bachelor of Science (BSc), Journalism and Criminology
Saisha Chandrasekaran Saisha Chandrasekaran's US Securities and Exchange Commission Experience May 2015 - August 2015
Job 2L Summer Honors (Legal) Intern, Division of Enforcement at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
Tulane University Law School August 2013 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
U.S. District Court May 2014 - June 2014
Galloway, Johnson, Tompkins, Burr & Smith, A PLC April 2012 - April 2013
Tulane University Stone Center for Latin American Studies September 2011 - December 2011
Tulane University Department of Political Science May 2009 - August 2010
Skills
Microsoft Excel, Microsoft Word, Microsoft Access, Editing, Event Planning, Social Media, Spanish, Research, Non-profits, Access, Public Speaking, Microsoft Office, Press Releases, Facebook, PowerPoint, Legal Writing, Nonprofits, Legal Research
Education
Tulane University 2008 — 2012
Bachelor of Arts, cum laude, Political Science, Minors in Business and Spanish
Universidad Complutense de Madrid 2010 — 2011
International Politics and Spanish Language
Tulane University Law School August 2013 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
U.S. District Court May 2014 - June 2014
Galloway, Johnson, Tompkins, Burr & Smith, A PLC April 2012 - April 2013
Tulane University Stone Center for Latin American Studies September 2011 - December 2011
Tulane University Department of Political Science May 2009 - August 2010
Skills
Microsoft Excel, Microsoft Word, Microsoft Access, Editing, Event Planning, Social Media, Spanish, Research, Non-profits, Access, Public Speaking, Microsoft Office, Press Releases, Facebook, PowerPoint, Legal Writing, Nonprofits, Legal Research
Education
Tulane University 2008 — 2012
Bachelor of Arts, cum laude, Political Science, Minors in Business and Spanish
Universidad Complutense de Madrid 2010 — 2011
International Politics and Spanish Language
Elizabeth Krupa Elizabeth Krupa's US Securities and Exchange Commission Experience October 2003 - March 2010
Job Founder, Law Office of Elizabeth Espinosa Krupa, LLC
Industry Law Practice
Experience
Colorado Commission on Judicial Discipline May 2015 - Present
Hispanic National Bar Association September 2014 - Present
Law Office of Elizabeth Espinosa Krupa, LLC July 2012 - Present
Colorado Hispanic Bar Association January 2014 - January 2015
Colorado Supreme Court, Office of Attorney Regulation March 2010 - May 2012
U.S. Securities and Exchange Commission October 2003 - March 2010
Colorado Federal Defender December 2002 - October 2003
Colorado State Public Defender October 1995 - December 2002
Skills
Securities Litigation, White Collar Criminal..., Criminal Defense Lawyer, Mediation, Arbitration, Depositions, administrative hearings, Consulting, Trials, Criminal Law, Hearings, Civil Litigation, Trial Practice, Criminal Defense, Courts, Commercial Litigation, Litigation, Appeals, Personal Injury, Jury Trials, Juvenile Law, Alternative Dispute..., Class Actions, Business Litigation, Personal Injury..., Westlaw, Administrative Law, Corporate Law, Torts, Trade Secrets, Investigation, Legal Writing, Civil Rights, Securities Regulation, Product Liability, Legal Research, Defense, Appellate Practice, Legal Issues, Immigration Law, Motions
Education
University of Denver College of Law 1991 — 1994
Juris Doctor, Law
University of Denver 1987 — 1991
Bachelor’s Degree, International/Global Studies
Colorado Commission on Judicial Discipline May 2015 - Present
Hispanic National Bar Association September 2014 - Present
Law Office of Elizabeth Espinosa Krupa, LLC July 2012 - Present
Colorado Hispanic Bar Association January 2014 - January 2015
Colorado Supreme Court, Office of Attorney Regulation March 2010 - May 2012
U.S. Securities and Exchange Commission October 2003 - March 2010
Colorado Federal Defender December 2002 - October 2003
Colorado State Public Defender October 1995 - December 2002
Skills
Securities Litigation, White Collar Criminal..., Criminal Defense Lawyer, Mediation, Arbitration, Depositions, administrative hearings, Consulting, Trials, Criminal Law, Hearings, Civil Litigation, Trial Practice, Criminal Defense, Courts, Commercial Litigation, Litigation, Appeals, Personal Injury, Jury Trials, Juvenile Law, Alternative Dispute..., Class Actions, Business Litigation, Personal Injury..., Westlaw, Administrative Law, Corporate Law, Torts, Trade Secrets, Investigation, Legal Writing, Civil Rights, Securities Regulation, Product Liability, Legal Research, Defense, Appellate Practice, Legal Issues, Immigration Law, Motions
Education
University of Denver College of Law 1991 — 1994
Juris Doctor, Law
University of Denver 1987 — 1991
Bachelor’s Degree, International/Global Studies
Gururaj Belur's US Securities and Exchange Commission Experience November 2012 - Present
Job IT Project/Program Manager at U.S. Securities and Exchange Commission
Industry Transportation/Trucking/Railroad
Experience
U.S. Securities and Exchange Commission November 2012 - Present
ACS a Xerox Company June 2001 - November 2012
Lockheed Martin IMS October 1996 - May 2001
Nucleus Software Ltd/IIPL - Singapore Telecom, Singapore March 1995 - September 1996
Center for Railway Information Systems (CRIS) July 1993 - January 1995
National Aerospace Laboratories(NAL) June 1992 - July 1993
Bharat Electronics Limited(BEL) July 1991 - June 1992
Skills
PMP, Program Management, Data Analysis, SDLC, Integration, Requirements Analysis, Business Analysis, Vendor Management, Software Project..., PMO, Project Portfolio..., MS Project, Process Improvement, Business Process..., Project Management, Software Documentation, Management, ERP, Outsourcing, Disaster Recovery, IT Strategy, Visio, Cross-functional Team..., Business Process, Project Delivery, Leadership, Requirements Gathering, Resource Management, Enterprise Architecture, Software Development, Business Intelligence, IT Management, SharePoint, ITIL, IT Service Management, Testing, Agile Project Management, Agile Methodologies, Service Delivery, Systems Analysis, Solution Architecture, IT Operations, Analysis, CRM, Information Technology, SOA, Oracle, Data Warehousing, Business Process..., System Deployment
Education
University of Maryland College Park 2001 — 2003
MBA, Master in Business Administration
University of Mysore 1987 — 1991
Bachelors Of Engineering, Computer Science and Engg
U.S. Securities and Exchange Commission November 2012 - Present
ACS a Xerox Company June 2001 - November 2012
Lockheed Martin IMS October 1996 - May 2001
Nucleus Software Ltd/IIPL - Singapore Telecom, Singapore March 1995 - September 1996
Center for Railway Information Systems (CRIS) July 1993 - January 1995
National Aerospace Laboratories(NAL) June 1992 - July 1993
Bharat Electronics Limited(BEL) July 1991 - June 1992
Skills
PMP, Program Management, Data Analysis, SDLC, Integration, Requirements Analysis, Business Analysis, Vendor Management, Software Project..., PMO, Project Portfolio..., MS Project, Process Improvement, Business Process..., Project Management, Software Documentation, Management, ERP, Outsourcing, Disaster Recovery, IT Strategy, Visio, Cross-functional Team..., Business Process, Project Delivery, Leadership, Requirements Gathering, Resource Management, Enterprise Architecture, Software Development, Business Intelligence, IT Management, SharePoint, ITIL, IT Service Management, Testing, Agile Project Management, Agile Methodologies, Service Delivery, Systems Analysis, Solution Architecture, IT Operations, Analysis, CRM, Information Technology, SOA, Oracle, Data Warehousing, Business Process..., System Deployment
Education
University of Maryland College Park 2001 — 2003
MBA, Master in Business Administration
University of Mysore 1987 — 1991
Bachelors Of Engineering, Computer Science and Engg
Elizabeth Palmer Gontarek Elizabeth Palmer Gontarek's US Securities and Exchange Commission Experience February 2014 - Present
Job Auditor at U.S. Securities and Exchange Commission
Industry International Trade and Development
Experience
U.S. Securities and Exchange Commission February 2014 - Present
Department of Justice June 2009 - February 2014
Peace Corps October 2006 - June 2009
PricewaterhouseCoopers August 2004 - October 2006
Peace Corps May 2002 - July 2004
Education
University of Dayton 2001 — 2002
MBA, Concentration in Accounting
University of Dayton 1997 — 2001
BS, Accounting
Lake Braddock Secondary
U.S. Securities and Exchange Commission February 2014 - Present
Department of Justice June 2009 - February 2014
Peace Corps October 2006 - June 2009
PricewaterhouseCoopers August 2004 - October 2006
Peace Corps May 2002 - July 2004
Education
University of Dayton 2001 — 2002
MBA, Concentration in Accounting
University of Dayton 1997 — 2001
BS, Accounting
Lake Braddock Secondary
James Thibodeau James Thibodeau's US Securities and Exchange Commission Experience June 2014 - Present
Job Counsel Division of Enforcement at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission June 2014 - Present
U.S. Securities and Exchange Commission August 2011 - May 2014
U.S. Securities and Exchange Commission September 2010 - August 2011
Kirkland & Ellis LLP September 2008 - September 2010
Kirkland & Ellis LLP May 2007 - August 2007
Education
University of Illinois College of Law 2005 — 2008
Juris Doctor, Law, magna cum laude
University of Michigan-Flint 1993 — 1997
Bachelor of Business Administration, Finance
U.S. Securities and Exchange Commission June 2014 - Present
U.S. Securities and Exchange Commission August 2011 - May 2014
U.S. Securities and Exchange Commission September 2010 - August 2011
Kirkland & Ellis LLP September 2008 - September 2010
Kirkland & Ellis LLP May 2007 - August 2007
Education
University of Illinois College of Law 2005 — 2008
Juris Doctor, Law, magna cum laude
University of Michigan-Flint 1993 — 1997
Bachelor of Business Administration, Finance
Adekunle Ogunfolu Adekunle Ogunfolu's US Securities and Exchange Commission Experience October 2013 - February 2015
Job Accounting and Finance Professional
Industry Accounting
Experience
POLITICO February 2015 - Present
U.S. Securities and Exchange Commission October 2013 - February 2015
Protiviti Government Services September 2013 - February 2015
Skills
Data Entry, Microsoft Word, Microsoft Excel, Spreadsheets, Microsoft Office 2007, Accounts Receivable, Auditing, Filing, PowerPoint, Telephone Skills, Accounting, Teamwork, Financial Audits, Internal Audit, Microsoft Office, Customer Service, QuickBooks, Time Management, Financial Analysis, Financial Reporting, Research, Analysis, Finance, Social Networking, Outlook, Financial Accounting, Accounts Payable, Account Reconciliation
Education
University of Maryland Eastern Shore 2007 — 2012
Bachelor of Science (BS), Accounting
POLITICO February 2015 - Present
U.S. Securities and Exchange Commission October 2013 - February 2015
Protiviti Government Services September 2013 - February 2015
Skills
Data Entry, Microsoft Word, Microsoft Excel, Spreadsheets, Microsoft Office 2007, Accounts Receivable, Auditing, Filing, PowerPoint, Telephone Skills, Accounting, Teamwork, Financial Audits, Internal Audit, Microsoft Office, Customer Service, QuickBooks, Time Management, Financial Analysis, Financial Reporting, Research, Analysis, Finance, Social Networking, Outlook, Financial Accounting, Accounts Payable, Account Reconciliation
Education
University of Maryland Eastern Shore 2007 — 2012
Bachelor of Science (BS), Accounting
James Dey James Dey's US Securities and Exchange Commission Experience September 2014 - November 2014
Job Accounting Student at Fairfield University
Industry Financial Services
Experience
Asset International February 2015 - May 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
SilverSky June 2014 - August 2014
Private Client Resources February 2014 - May 2014
Skills
Financial Analysis, Accounting, Management
Education
Fairfield University 2013 — 2015
Accounting Certificate, Accounting
The University of Connecticut 2008 — 2011
Bachelor of Science, Finance, General
Daniel Hand High School
Asset International February 2015 - May 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
SilverSky June 2014 - August 2014
Private Client Resources February 2014 - May 2014
Skills
Financial Analysis, Accounting, Management
Education
Fairfield University 2013 — 2015
Accounting Certificate, Accounting
The University of Connecticut 2008 — 2011
Bachelor of Science, Finance, General
Daniel Hand High School
Allen E. Webb, CPA's US Securities and Exchange Commission Experience 1997 - 1998
Job Vice President of SEC Reporting and Technical Accounting
Industry Real Estate
Experience
Inter-American Management LLC December 2014 - Present
Empire Petroleum Partners. LLC 2012 - 2014
Versar 2011 - 2012
Coventry Health Care, an Aetna Company 2008 - 2010
Pepco Holdings, Inc. 1998 - 2007
U.S. Securities and Exchange Commission 1997 - 1998
Arthur Andersen & Co. 1990 - 1996
Education
University of Maryland College Park 1986 — 1990
Bachelors of Science (Summa Cum Laude), Accounting
Inter-American Management LLC December 2014 - Present
Empire Petroleum Partners. LLC 2012 - 2014
Versar 2011 - 2012
Coventry Health Care, an Aetna Company 2008 - 2010
Pepco Holdings, Inc. 1998 - 2007
U.S. Securities and Exchange Commission 1997 - 1998
Arthur Andersen & Co. 1990 - 1996
Education
University of Maryland College Park 1986 — 1990
Bachelors of Science (Summa Cum Laude), Accounting
Frida Alim's US Securities and Exchange Commission Experience May 2015 - July 2015
Job
Industry Law Practice
Experience
Samuelson Law, Technology and Public Policy Clinic January 2015 - Present
U.S. Securities and Exchange Commission May 2015 - July 2015
Qualcomm May 2014 - July 2014
CNFA January 2013 - July 2013
Beit Al Karma Consulting May 2012 - December 2012
Burkle Center for International Relations at UCLA October 2010 - June 2011
Médecins Sans Frontières (MSF) June 2009 - August 2009
Education
University of California, Berkeley - School of Law 2013 — 2016
Juris Doctor, Law
University of California, Los Angeles 2007 — 2012
Bachelor of Arts, Political Science
Samuelson Law, Technology and Public Policy Clinic January 2015 - Present
U.S. Securities and Exchange Commission May 2015 - July 2015
Qualcomm May 2014 - July 2014
CNFA January 2013 - July 2013
Beit Al Karma Consulting May 2012 - December 2012
Burkle Center for International Relations at UCLA October 2010 - June 2011
Médecins Sans Frontières (MSF) June 2009 - August 2009
Education
University of California, Berkeley - School of Law 2013 — 2016
Juris Doctor, Law
University of California, Los Angeles 2007 — 2012
Bachelor of Arts, Political Science
Alexander Payan's US Securities and Exchange Commission Experience January 2015 - March 2015
Job MBA Candidate at Robert H. Smith School of Business, University of Maryland
Industry Banking
Experience
HSBC June 2015 - Present
U.S. Securities and Exchange Commission January 2015 - March 2015
Wells Fargo August 2013 - September 2014
Merrill Lynch June 2012 - August 2012
Skills
Customer Service, Microsoft Excel, Microsoft Office, PowerPoint, Public Speaking
Education
University of Maryland - Robert H. Smith School of Business 2015 — 2016
Master of Business Administration (MBA), Finance
University of Maryland - Robert H. Smith School of Business 2014 — 2015
Masters, Finance
University of North Carolina at Chapel Hill 2009 — 2013
Bachelor's degree, Economics
University of North Carolina at Chapel Hill 2009 — 2013
Bachelor's degree, International/Global Studies
HSBC June 2015 - Present
U.S. Securities and Exchange Commission January 2015 - March 2015
Wells Fargo August 2013 - September 2014
Merrill Lynch June 2012 - August 2012
Skills
Customer Service, Microsoft Excel, Microsoft Office, PowerPoint, Public Speaking
Education
University of Maryland - Robert H. Smith School of Business 2015 — 2016
Master of Business Administration (MBA), Finance
University of Maryland - Robert H. Smith School of Business 2014 — 2015
Masters, Finance
University of North Carolina at Chapel Hill 2009 — 2013
Bachelor's degree, Economics
University of North Carolina at Chapel Hill 2009 — 2013
Bachelor's degree, International/Global Studies
D'Jaris Gladden D'Jaris Gladden's US Securities and Exchange Commission Experience June 2014 - Present
Job Contracting Officer at the Securities and Exchange Commission
Industry Government Administration
Experience
U.S. Securities and Exchange Commission June 2014 - Present
US Securities and Exchange Commission September 2012 - Present
CBX Technologies June 2011 - September 2012
Dept of the Air Force October 2007 - June 2011
Dept of Defense November 1985 - July 2007
Skills
Federal Government, Government, Defense Contracting, Policy, Source Selection, Contract Management, Project Planning, Air Force, Organizational..., Military, Security Clearance, Program Management, Defense, Leadership, Training, Leadership Development, Federal Procurement, Organizational...
Education
Webster University 2007 — 2008
Graduate Certificate, Government Contracting
Troy State University 1999 — 2001
Master's degree, Public Administration
St Leo University 1994 — 1998
Bachelor's degree, Criminology
U.S. Securities and Exchange Commission June 2014 - Present
US Securities and Exchange Commission September 2012 - Present
CBX Technologies June 2011 - September 2012
Dept of the Air Force October 2007 - June 2011
Dept of Defense November 1985 - July 2007
Skills
Federal Government, Government, Defense Contracting, Policy, Source Selection, Contract Management, Project Planning, Air Force, Organizational..., Military, Security Clearance, Program Management, Defense, Leadership, Training, Leadership Development, Federal Procurement, Organizational...
Education
Webster University 2007 — 2008
Graduate Certificate, Government Contracting
Troy State University 1999 — 2001
Master's degree, Public Administration
St Leo University 1994 — 1998
Bachelor's degree, Criminology
Anthony Garvey's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Regulatory Analyst at Financial Industry Regulatory Authority (FINRA)
Industry Law Practice
Experience
Financial Industry Regulatory Authority (FINRA) November 2013 - Present
U.S. Securities and Exchange Commission May 2012 - August 2012
U.S. Securities and Exchange Commission May 2011 - August 2011
U.S. Securities and Exchange Commission June 2010 - August 2010
Skills
Securities Regulation, Broker-Dealer, Financial Markets, Insider Trading, Stock Market, Options Regulation, Financial Services, Financial Analysis, Securities Litigation, Legal Research, Legal Writing, Corporate Law, Banking Regulation, Accounting, LexisNexis
Education
University of Virginia School of Law 2010 — 2013
Doctor of Law (J.D.)
University of Maryland College Park 2006 — 2010
Bachelor of Science (B.S.), Finance
Financial Industry Regulatory Authority (FINRA) November 2013 - Present
U.S. Securities and Exchange Commission May 2012 - August 2012
U.S. Securities and Exchange Commission May 2011 - August 2011
U.S. Securities and Exchange Commission June 2010 - August 2010
Skills
Securities Regulation, Broker-Dealer, Financial Markets, Insider Trading, Stock Market, Options Regulation, Financial Services, Financial Analysis, Securities Litigation, Legal Research, Legal Writing, Corporate Law, Banking Regulation, Accounting, LexisNexis
Education
University of Virginia School of Law 2010 — 2013
Doctor of Law (J.D.)
University of Maryland College Park 2006 — 2010
Bachelor of Science (B.S.), Finance
Katherine Wei Katherine Wei's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Associate Consultant at Oracle
Industry
Experience
Oracle June 2015 - Present
U.S. Securities and Exchange Commission May 2014 - August 2014
Christmas Tree Shops June 2013 - August 2013
BouBou June 2013 - July 2013
Skills
Microsoft Excel, PowerPoint, Microsoft Word, Google Docs, Facebook, Social Networking Sites, Leadership, Accounting, Data Entry, Economics, Public Speaking, Event Planning, Social Media, Teamwork, Microsoft Office, Social Networking, Time Management
Education
University of Maryland College Park 2013 — 2015
Economics, Senior
University of South Florida-St. Petersburg Campus 2011 — 2013
Ridge High School 2007 — 2011
Oracle June 2015 - Present
U.S. Securities and Exchange Commission May 2014 - August 2014
Christmas Tree Shops June 2013 - August 2013
BouBou June 2013 - July 2013
Skills
Microsoft Excel, PowerPoint, Microsoft Word, Google Docs, Facebook, Social Networking Sites, Leadership, Accounting, Data Entry, Economics, Public Speaking, Event Planning, Social Media, Teamwork, Microsoft Office, Social Networking, Time Management
Education
University of Maryland College Park 2013 — 2015
Economics, Senior
University of South Florida-St. Petersburg Campus 2011 — 2013
Ridge High School 2007 — 2011
Anjolaoluwa Coker's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Masters in Acct Student at University at Albany
Industry Accounting
Experience
Private Tutor August 2015 - Present
EY June 2015 - August 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Hope Academy Charter School September 2014 - December 2014
Phillips 66 May 2014 - August 2014
University of Houston August 2013 - May 2014
University of Houston September 2012 - May 2014
GE Power & Water May 2013 - July 2013
Tarrant County College June 2012 - August 2012
Skills
Accounting, PowerPoint, networking, Time Management, Leadership, Teamwork, Social Networking, Finance, Microsoft Excel, Analysis, Microsoft Word, Public Speaking, Data Entry, Critical Thinking, Data Analysis, Customer Service, Networking, Financial Analysis, Communication
Education
University at Albany, SUNY 2015 — 2016
Master’s Degree, Accounting
University of Houston 2011 — 2015
Bachelor of Business Administration (BBA), Accounting, 3.8/4.0
Private Tutor August 2015 - Present
EY June 2015 - August 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Hope Academy Charter School September 2014 - December 2014
Phillips 66 May 2014 - August 2014
University of Houston August 2013 - May 2014
University of Houston September 2012 - May 2014
GE Power & Water May 2013 - July 2013
Tarrant County College June 2012 - August 2012
Skills
Accounting, PowerPoint, networking, Time Management, Leadership, Teamwork, Social Networking, Finance, Microsoft Excel, Analysis, Microsoft Word, Public Speaking, Data Entry, Critical Thinking, Data Analysis, Customer Service, Networking, Financial Analysis, Communication
Education
University at Albany, SUNY 2015 — 2016
Master’s Degree, Accounting
University of Houston 2011 — 2015
Bachelor of Business Administration (BBA), Accounting, 3.8/4.0
Zachary Hinsey's US Securities and Exchange Commission Experience August 2015 - Present
Job Intern at U.S. Securities and Exchange Commission Division of Corporation Finance
Industry Financial Services
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Skills
Financial Accounting, US GAAP, Microsoft Excel, Financial Reporting, Financial Analysis, Financial Modeling
Education
University of Colorado Boulder - Leeds School of Business 2013 — 2016
Bachelor of Science of Business Administration
U.S. Securities and Exchange Commission August 2015 - Present
Skills
Financial Accounting, US GAAP, Microsoft Excel, Financial Reporting, Financial Analysis, Financial Modeling
Education
University of Colorado Boulder - Leeds School of Business 2013 — 2016
Bachelor of Science of Business Administration
Ivan Pantaleon Ivan Pantaleon's US Securities and Exchange Commission Experience August 2015 - Present
Job Paralegal (Contractor) at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Orange Oak Recovery Services, LLC August 2013 - Present
Trinity Financial Services, LLC March 2013 - June 2014
Gordon & Rees LLP July 2012 - January 2014
Kitagawa & Ebert, P.C April 2011 - March 2012
Green & Hall, APC December 2007 - March 2011
Chase April 2000 - June 2003
Skills
Civil Litigation, Litigation, Legal Research, Legal Writing, Mediation, Courts, Westlaw, Litigation Support, Commercial Litigation, Trials, Legal Assistance, Employment Law, Lexis Nexis, Financial Analysis, Financial Modeling, Risk Management, Legal Compliance, Uniform Commercial Code, Contract Law, Contract Management, Contract Negotiation, Government Contracting, Breach Of Contract, Federal Government..., Contract, Debt Collection, Data Collection, Legal Discovery, Microsoft Excel, MS Excel Pivot Tables, Microsoft Word, Commercial, Real Estate, Case Management, Case Management Software, Skip Tracing, Enforcement Of Judgments, Leadership, Leadership Development, Microsoft Office, Arbitration, Corporate Law, Document Review, Pleadings, Appeals
Education
University of California, Irvine 2013 — 2014
Certificate, Contract Management
University of California, Irvine 2007 — 2008
Certificate, Paralegal
University of California, Los Angeles 2003 — 2007
Bachelor's degree, Political Science and Government
U.S. Securities and Exchange Commission August 2015 - Present
Orange Oak Recovery Services, LLC August 2013 - Present
Trinity Financial Services, LLC March 2013 - June 2014
Gordon & Rees LLP July 2012 - January 2014
Kitagawa & Ebert, P.C April 2011 - March 2012
Green & Hall, APC December 2007 - March 2011
Chase April 2000 - June 2003
Skills
Civil Litigation, Litigation, Legal Research, Legal Writing, Mediation, Courts, Westlaw, Litigation Support, Commercial Litigation, Trials, Legal Assistance, Employment Law, Lexis Nexis, Financial Analysis, Financial Modeling, Risk Management, Legal Compliance, Uniform Commercial Code, Contract Law, Contract Management, Contract Negotiation, Government Contracting, Breach Of Contract, Federal Government..., Contract, Debt Collection, Data Collection, Legal Discovery, Microsoft Excel, MS Excel Pivot Tables, Microsoft Word, Commercial, Real Estate, Case Management, Case Management Software, Skip Tracing, Enforcement Of Judgments, Leadership, Leadership Development, Microsoft Office, Arbitration, Corporate Law, Document Review, Pleadings, Appeals
Education
University of California, Irvine 2013 — 2014
Certificate, Contract Management
University of California, Irvine 2007 — 2008
Certificate, Paralegal
University of California, Los Angeles 2003 — 2007
Bachelor's degree, Political Science and Government
Ian Vitalis Ian Vitalis's US Securities and Exchange Commission Experience June 2014 - August 2014
Job Compliance Analyst at Northern Trust Corporation
Industry Banking
Experience
Northern Trust Corporation July 2015 - Present
U.S. Securities and Exchange Commission June 2014 - August 2014
Butterfield Park District May 2009 - August 2014
Illinois Trial Team April 2012 - May 2014
University of Illinois at Urbana-Champaign August 2013 - December 2013
DuPage Public Defender's Office May 2013 - August 2013
Skills
Economics, Public Speaking, Policy, Qualitative Research, Quantitative Research, Stata, Teamwork
Education
University of Illinois at Urbana-Champaign 2011 — 2015
Bachelor of Arts (BA), Economics and Political Science
UCL 2014 — 2014
Study Abroad Fall 2014, Economics and Political Science
Glenbard South High School 2007 — 2011
Diploma
Northern Trust Corporation July 2015 - Present
U.S. Securities and Exchange Commission June 2014 - August 2014
Butterfield Park District May 2009 - August 2014
Illinois Trial Team April 2012 - May 2014
University of Illinois at Urbana-Champaign August 2013 - December 2013
DuPage Public Defender's Office May 2013 - August 2013
Skills
Economics, Public Speaking, Policy, Qualitative Research, Quantitative Research, Stata, Teamwork
Education
University of Illinois at Urbana-Champaign 2011 — 2015
Bachelor of Arts (BA), Economics and Political Science
UCL 2014 — 2014
Study Abroad Fall 2014, Economics and Political Science
Glenbard South High School 2007 — 2011
Diploma
Kathryn Turner's US Securities and Exchange Commission Experience July 2015 - August 2015
Job J.D. Candidate, University of Pennsylvania Law School
Industry Law Practice
Experience
U.S. Securities and Exchange Commission July 2015 - August 2015
Givens Pursley LLP May 2015 - July 2015
U.S. District Court for the Central District of California May 2014 - August 2014
Amigos de los Rios November 2012 - August 2013
UCSD Student Sustainability Collective October 2010 - June 2012
Los Angeles County District Attorney June 2011 - August 2011
U.S. House Committee on Energy and Commerce March 2010 - June 2010
Skills
Nonprofits, Community Outreach, Policy, Grant Writing, Fundraising, Writing, PowerPoint, Project Planning, Research, Public Speaking, Strategic Planning, Data Analysis, GIS, Urban Planning, Westlaw, Legal Writing, Lexis, Legal Research
Education
University of Pennsylvania 2013 — 2016
Doctor of Law (J.D.)
University of California, San Diego 2008 — 2012
Bachelor of Arts (B.A.), City/Urban, Community and Regional Planning, summa cum laude, Phi Beta Kappa
Harvard-Westlake High School 2006 — 2008
High School Diploma
The Thacher School 2004 — 2006
U.S. Securities and Exchange Commission July 2015 - August 2015
Givens Pursley LLP May 2015 - July 2015
U.S. District Court for the Central District of California May 2014 - August 2014
Amigos de los Rios November 2012 - August 2013
UCSD Student Sustainability Collective October 2010 - June 2012
Los Angeles County District Attorney June 2011 - August 2011
U.S. House Committee on Energy and Commerce March 2010 - June 2010
Skills
Nonprofits, Community Outreach, Policy, Grant Writing, Fundraising, Writing, PowerPoint, Project Planning, Research, Public Speaking, Strategic Planning, Data Analysis, GIS, Urban Planning, Westlaw, Legal Writing, Lexis, Legal Research
Education
University of Pennsylvania 2013 — 2016
Doctor of Law (J.D.)
University of California, San Diego 2008 — 2012
Bachelor of Arts (B.A.), City/Urban, Community and Regional Planning, summa cum laude, Phi Beta Kappa
Harvard-Westlake High School 2006 — 2008
High School Diploma
The Thacher School 2004 — 2006
Jennifer Carpio Jennifer Carpio's US Securities and Exchange Commission Experience January 1996 - June 1996
Job Assistant Controller at iHeartMedia
Industry Accounting
Experience
iHeartMedia August 2015 - Present
GSO Business Management, LLC January 2013 - Present
Boulevard Management December 2009 - January 2013
Meschures, Campeas, Thompson, Snyder, Pocras, Levin & DiMaggio November 2005 - October 2009
DreamWorks Animation December 2000 - February 2005
KPMG October 1997 - August 2000
U.S. Securities and Exchange Commission January 1996 - June 1996
Skills
Accounting, Financial Reporting, Customer Service, Microsoft Office, Microsoft Excel, Tax, Strategic Planning, Budgets, Project Management, Financial Analysis
Education
University of California, Los Angeles 1993 — 1997
Bachelor of Arts Degree, Business Economics with Minor in Accounting, Graduated Cum Laude
iHeartMedia August 2015 - Present
GSO Business Management, LLC January 2013 - Present
Boulevard Management December 2009 - January 2013
Meschures, Campeas, Thompson, Snyder, Pocras, Levin & DiMaggio November 2005 - October 2009
DreamWorks Animation December 2000 - February 2005
KPMG October 1997 - August 2000
U.S. Securities and Exchange Commission January 1996 - June 1996
Skills
Accounting, Financial Reporting, Customer Service, Microsoft Office, Microsoft Excel, Tax, Strategic Planning, Budgets, Project Management, Financial Analysis
Education
University of California, Los Angeles 1993 — 1997
Bachelor of Arts Degree, Business Economics with Minor in Accounting, Graduated Cum Laude
Ann Amrine Ann Amrine's US Securities and Exchange Commission Experience August 2015 - Present
Job Student Honors Program Intern at U.S. Securities and Exchange Commission
Industry Libraries
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Mainscapes Inc June 2015 - August 2015
DBS Bank June 2014 - July 2014
Library of Congress January 2013 - May 2013
Hersons Honda and Kia April 2012 - January 2013
Monumental Construction and Moulding Company February 2010 - March 2012
Skills
Social Media, Microsoft Office, PowerPoint, Time Management, Microsoft Word, Microsoft Excel, Research, Data Entry, English, Event Planning, Customer Service, Outlook, Administrative..., Team Leadership, Telephone Skills, Spreadsheets, Writing, Sustainable Business, Teamwork, Presentations
Education
University of Maryland - Robert H. Smith School of Business 2013 — 2016
Bachelor of Science (BS), Accounting
U.S. Securities and Exchange Commission August 2015 - Present
Mainscapes Inc June 2015 - August 2015
DBS Bank June 2014 - July 2014
Library of Congress January 2013 - May 2013
Hersons Honda and Kia April 2012 - January 2013
Monumental Construction and Moulding Company February 2010 - March 2012
Skills
Social Media, Microsoft Office, PowerPoint, Time Management, Microsoft Word, Microsoft Excel, Research, Data Entry, English, Event Planning, Customer Service, Outlook, Administrative..., Team Leadership, Telephone Skills, Spreadsheets, Writing, Sustainable Business, Teamwork, Presentations
Education
University of Maryland - Robert H. Smith School of Business 2013 — 2016
Bachelor of Science (BS), Accounting
Nealay Vasavda Nealay Vasavda's US Securities and Exchange Commission Experience June 2014 - August 2014
Job Student at Union College
Industry Public Policy
Experience
Union College August 2015 - Present
Step Up Silicon Valley June 2015 - Present
Union College September 2014 - Present
Local Government Association April 2015 - June 2015
Gap Inc. June 2013 - February 2015
U.S. Securities and Exchange Commission June 2014 - August 2014
Union College October 2012 - June 2014
United States Senate June 2013 - September 2013
California State Assembly July 2012 - August 2012
Happy Day Microfunds December 2010 - July 2012
Skills
Community Outreach, Event Planning, Fundraising, Leadership, Politics, Policy Analysis, Nonprofits, Microsoft Excel, Public Speaking, Legislative Research, Political Campaigns, Legislation, Public Policy, Organization, Publicity
Education
Union College 2012 — 2016
Bachelor of Arts (B.A.), Anthropology, Political Science; Minor, Cyberethics
Union College August 2015 - Present
Step Up Silicon Valley June 2015 - Present
Union College September 2014 - Present
Local Government Association April 2015 - June 2015
Gap Inc. June 2013 - February 2015
U.S. Securities and Exchange Commission June 2014 - August 2014
Union College October 2012 - June 2014
United States Senate June 2013 - September 2013
California State Assembly July 2012 - August 2012
Happy Day Microfunds December 2010 - July 2012
Skills
Community Outreach, Event Planning, Fundraising, Leadership, Politics, Policy Analysis, Nonprofits, Microsoft Excel, Public Speaking, Legislative Research, Political Campaigns, Legislation, Public Policy, Organization, Publicity
Education
Union College 2012 — 2016
Bachelor of Arts (B.A.), Anthropology, Political Science; Minor, Cyberethics
Ashley Jaber's US Securities and Exchange Commission Experience September 2014 - December 2014
Job JD/MBA; Risk Compliance at Standard & Poor's
Industry Law Practice
Experience
Standard & Poor's August 2015 - Present
Standard & Poor's February 2015 - Present
U.S. Securities and Exchange Commission September 2014 - December 2014
Financial Industry Regulatory Authority May 2014 - August 2014
International Securities Exchange (ISE) June 2013 - August 2013
Thomson Reuters June 2012 - May 2013
KPMG October 2010 - August 2011
UC Santa Cruz September 2009 - June 2010
KPMG June 2009 - August 2009
Google July 2007 - September 2007
Skills
Legal Writing, Securities Regulation, Financial Analysis, Legal Compliance, Corporate Finance, Financial Regulation, Regulatory Compliance, Finance, Auditing, Options, Accounting, Revenue Recognition, Westlaw, Legal Research, Sarbanes-Oxley Act, Microsoft Excel, Microsoft Office, Internal Controls, Budgets, Cash, Financial Reporting, Public Speaking, PowerPoint, Licensing, Mergers & Acquisitions, Access, Due Diligence, Excel, Sarbanes-Oxley, Legal Documents, Research, Corporate Law, Audit, Revenue Analysis, Financial Accounting, Financial Audits, Editorial, Financial Statements, Corporate Governance, Financial Services, Securities, Securities Market, SEC filings, Valuation, US GAAP, GAAP, Financial Modeling, Economics, Lexis, Leadership
Education
University of San Francisco School of Law 2011 — 2015
Juris Doctor (JD), Banking, Corporate, Finance, and Securities Law
University of San Francisco - Masagung Graduate School of Management 2012 — 2014
Master of Business Administration (MBA), Finance, General, 3.86
University of California, Santa Cruz 2006 — 2010
BA, Business Management Economics, Accounting
Saint Ignatius College Preparatory 2003 — 2006
HS Diploma
Standard & Poor's August 2015 - Present
Standard & Poor's February 2015 - Present
U.S. Securities and Exchange Commission September 2014 - December 2014
Financial Industry Regulatory Authority May 2014 - August 2014
International Securities Exchange (ISE) June 2013 - August 2013
Thomson Reuters June 2012 - May 2013
KPMG October 2010 - August 2011
UC Santa Cruz September 2009 - June 2010
KPMG June 2009 - August 2009
Google July 2007 - September 2007
Skills
Legal Writing, Securities Regulation, Financial Analysis, Legal Compliance, Corporate Finance, Financial Regulation, Regulatory Compliance, Finance, Auditing, Options, Accounting, Revenue Recognition, Westlaw, Legal Research, Sarbanes-Oxley Act, Microsoft Excel, Microsoft Office, Internal Controls, Budgets, Cash, Financial Reporting, Public Speaking, PowerPoint, Licensing, Mergers & Acquisitions, Access, Due Diligence, Excel, Sarbanes-Oxley, Legal Documents, Research, Corporate Law, Audit, Revenue Analysis, Financial Accounting, Financial Audits, Editorial, Financial Statements, Corporate Governance, Financial Services, Securities, Securities Market, SEC filings, Valuation, US GAAP, GAAP, Financial Modeling, Economics, Lexis, Leadership
Education
University of San Francisco School of Law 2011 — 2015
Juris Doctor (JD), Banking, Corporate, Finance, and Securities Law
University of San Francisco - Masagung Graduate School of Management 2012 — 2014
Master of Business Administration (MBA), Finance, General, 3.86
University of California, Santa Cruz 2006 — 2010
BA, Business Management Economics, Accounting
Saint Ignatius College Preparatory 2003 — 2006
HS Diploma
Evan Phoenix Evan Phoenix's US Securities and Exchange Commission Experience August 2015 - Present
Job Legal Intern at the U.S. Securities and Exchange Commission (MIRO)
Industry Higher Education
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Saint Thomas University School of Law August 2014 - Present
U.S. Securities and Exchange Commission January 2015 - May 2015
CSU Monterey Bay January 2009 - August 2011
Skills
Multilingual, Mentoring, Paraprofessional..., Multicultural, Research, Public Speaking, Presentations, Legal Writing, Teaching, Community Outreach, Leadership
Education
Saint Thomas University School of Law
Doctor of Law (J.D.)
CSU Monterey Bay 2006 — 2011
Bachelor of Arts, Social and Behavioral Sciences
Universität Konstanz 2008 — 2009
Politics
University of Tübingen, Germany 2007 — 2008
U.S. Securities and Exchange Commission August 2015 - Present
Saint Thomas University School of Law August 2014 - Present
U.S. Securities and Exchange Commission January 2015 - May 2015
CSU Monterey Bay January 2009 - August 2011
Skills
Multilingual, Mentoring, Paraprofessional..., Multicultural, Research, Public Speaking, Presentations, Legal Writing, Teaching, Community Outreach, Leadership
Education
Saint Thomas University School of Law
Doctor of Law (J.D.)
CSU Monterey Bay 2006 — 2011
Bachelor of Arts, Social and Behavioral Sciences
Universität Konstanz 2008 — 2009
Politics
University of Tübingen, Germany 2007 — 2008
Nathan Kiyam's US Securities and Exchange Commission Experience May 2015 - August 2015
Job Securities and Exchange Commission Honors Intern
Industry Banking
Experience
U.S. Securities and Exchange Commission May 2015 - August 2015
Pite Duncan, LLP May 2014 - February 2015
Madison Avenue Securities April 2012 - July 2013
First Allied Securities October 2010 - April 2012
LPL Financial August 2007 - October 2010
Skills
FINRA, Law School Student, Series 24, Series 7, Series 63, Seres 66, Series 53, Securities, Mutual Funds, Financial Services, Investment Advisory, Uniform Combined State..., Retirement Planning, Wealth Management, Alternative Investments, Asset Allocation, Financial Advisory, Retirement, Investments, Legal Research
Education
University of San Diego School of Law 2014 — 2016
Doctor of Law (JD), Corporate Securities and Taxation
Thomas Jefferson School of Law 2013 — 2014
Doctor of Law (JD), Juris Doctorate
University of California, San Diego
Bachelors, International Studies
University of California, San Diego
Certificate in Accounting through Extension Program, Accounting
U.S. Securities and Exchange Commission May 2015 - August 2015
Pite Duncan, LLP May 2014 - February 2015
Madison Avenue Securities April 2012 - July 2013
First Allied Securities October 2010 - April 2012
LPL Financial August 2007 - October 2010
Skills
FINRA, Law School Student, Series 24, Series 7, Series 63, Seres 66, Series 53, Securities, Mutual Funds, Financial Services, Investment Advisory, Uniform Combined State..., Retirement Planning, Wealth Management, Alternative Investments, Asset Allocation, Financial Advisory, Retirement, Investments, Legal Research
Education
University of San Diego School of Law 2014 — 2016
Doctor of Law (JD), Corporate Securities and Taxation
Thomas Jefferson School of Law 2013 — 2014
Doctor of Law (JD), Juris Doctorate
University of California, San Diego
Bachelors, International Studies
University of California, San Diego
Certificate in Accounting through Extension Program, Accounting
Robert High's US Securities and Exchange Commission Experience August 2014 - November 2014
Job Legal Extern at The CocaCola Company
Industry Higher Education
Experience
Emory Law Journal March 2015 - Present
The Coca-Cola Company August 2015 - Present
Finnegan, Henderson, Farabow, Garrett & Dunner, LLP May 2015 - July 2015
Emory Law Journal August 2014 - March 2015
U.S. Securities and Exchange Commission August 2014 - November 2014
Superior Court of Fulton County May 2014 - August 2014
Mitsubishi Power Systems Americas July 2012 - May 2013
Warren Willis Camp May 2009 - August 2011
Skills
Legal Research, Legal Writing, Engineering, Microsoft Office, Microsoft Excel, Teamwork, Solidworks, Matlab, PowerPoint, Microsoft Word, CAD, Pro Engineer
Education
Emory University School of Law 2013 — 2016
Doctor of Law (J.D.) Candidate, Intellectual Property Law
University of Central Florida 2009 — 2013
Bachelor of Science in Mechanical Engineering
Emory Law Journal March 2015 - Present
The Coca-Cola Company August 2015 - Present
Finnegan, Henderson, Farabow, Garrett & Dunner, LLP May 2015 - July 2015
Emory Law Journal August 2014 - March 2015
U.S. Securities and Exchange Commission August 2014 - November 2014
Superior Court of Fulton County May 2014 - August 2014
Mitsubishi Power Systems Americas July 2012 - May 2013
Warren Willis Camp May 2009 - August 2011
Skills
Legal Research, Legal Writing, Engineering, Microsoft Office, Microsoft Excel, Teamwork, Solidworks, Matlab, PowerPoint, Microsoft Word, CAD, Pro Engineer
Education
Emory University School of Law 2013 — 2016
Doctor of Law (J.D.) Candidate, Intellectual Property Law
University of Central Florida 2009 — 2013
Bachelor of Science in Mechanical Engineering
Allison Norris Allison Norris's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Project Associate, Pomerantz LLP
Industry Law Practice
Experience
Pomerantz LLP September 2015 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
University of Miami Investor Rights Clinic August 2014 - December 2014
Wicker Smith et. al. May 2014 - August 2014
University of Miami Investor Rights Clinic January 2014 - May 2014
Eleventh Judicial Circuit of Florida May 2013 - August 2013
University of Miami Annual Fund August 2011 - May 2012
University of Miami Annual Fund January 2010 - December 2010
Public Defender Office, 19th Circuit June 2010 - July 2010
University of Miami Annual Fund August 2008 - December 2009
Skills
Legal Research, Legal Writing, Document Translation, Oral Advocacy, Securities Litigation, Alternative Dispute..., Medical Malpractice, Consumer Protection, FINRA Arbitration, LexisNexis, Westlaw, Relativity
Education
University of Miami School of Law 2012 — 2015
Juris Doctor (J.D.)
University of Miami 2008 — 2012
Bachelor of Arts, International Studies, Spanish Language and Literature
Universidad Torcuato di Tella 2011 — 2011
Estudios Internacionales
Lincoln Park Academy
Pomerantz LLP September 2015 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
University of Miami Investor Rights Clinic August 2014 - December 2014
Wicker Smith et. al. May 2014 - August 2014
University of Miami Investor Rights Clinic January 2014 - May 2014
Eleventh Judicial Circuit of Florida May 2013 - August 2013
University of Miami Annual Fund August 2011 - May 2012
University of Miami Annual Fund January 2010 - December 2010
Public Defender Office, 19th Circuit June 2010 - July 2010
University of Miami Annual Fund August 2008 - December 2009
Skills
Legal Research, Legal Writing, Document Translation, Oral Advocacy, Securities Litigation, Alternative Dispute..., Medical Malpractice, Consumer Protection, FINRA Arbitration, LexisNexis, Westlaw, Relativity
Education
University of Miami School of Law 2012 — 2015
Juris Doctor (J.D.)
University of Miami 2008 — 2012
Bachelor of Arts, International Studies, Spanish Language and Literature
Universidad Torcuato di Tella 2011 — 2011
Estudios Internacionales
Lincoln Park Academy
Trayton Oakes's US Securities and Exchange Commission Experience August 2015 - Present
Job Honors Program Legal Intern at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Law Office of E.C. Lewis, P.C. May 2014 - August 2015
New York Life Insurance Company - NYLIFE Securities, LLC May 2011 - July 2013
University of North Texas January 2009 - May 2011
U.S. Senator John Cornyn August 2010 - December 2010
Education
University of Denver - Sturm College of Law 2013 — 2015
Juris Doctor (J.D.), Commercial Law Program
University of North Texas 2008 — 2011
Bachelor's Degree, Economics & Political Science, Magna Cum Laude
U.S. Securities and Exchange Commission August 2015 - Present
Law Office of E.C. Lewis, P.C. May 2014 - August 2015
New York Life Insurance Company - NYLIFE Securities, LLC May 2011 - July 2013
University of North Texas January 2009 - May 2011
U.S. Senator John Cornyn August 2010 - December 2010
Education
University of Denver - Sturm College of Law 2013 — 2015
Juris Doctor (J.D.), Commercial Law Program
University of North Texas 2008 — 2011
Bachelor's Degree, Economics & Political Science, Magna Cum Laude
Marc Priester's US Securities and Exchange Commission Experience July 2014 - November 2014
Job Research Analyst at Beacon Policy Advisors LLC
Industry Public Policy
Experience
Beacon Policy Advisors LLC September 2015 - Present
Nathan Associates Inc. May 2015 - September 2015
Rowman & Littlefield Publishing Group January 2015 - May 2015
U.S. Securities and Exchange Commission July 2014 - November 2014
Consumers Union May 2014 - August 2014
Diamondback Student Newspaper July 2012 - October 2013
Center for American Progress May 2013 - August 2013
Skills
Public Speaking, Research, Public Policy, Microsoft Office, Editing, Microsoft Excel, Political Science, Policy Analysis, Stata, Bloomberg Terminal, Policy, Spanish, Blogging, Economic Research, Speech Writing, American Politics, SPSS, SAS Programming, Qualitative Research, Big Data, Grassroots
Education
University of Maryland College Park 2011 — 2015
Bachelor of Arts (B.A.), Government & Politics/English, 3.73
University of Maryland College Park 2011 — 2015
Bachelor's degree, Political Science and Government
Beacon Policy Advisors LLC September 2015 - Present
Nathan Associates Inc. May 2015 - September 2015
Rowman & Littlefield Publishing Group January 2015 - May 2015
U.S. Securities and Exchange Commission July 2014 - November 2014
Consumers Union May 2014 - August 2014
Diamondback Student Newspaper July 2012 - October 2013
Center for American Progress May 2013 - August 2013
Skills
Public Speaking, Research, Public Policy, Microsoft Office, Editing, Microsoft Excel, Political Science, Policy Analysis, Stata, Bloomberg Terminal, Policy, Spanish, Blogging, Economic Research, Speech Writing, American Politics, SPSS, SAS Programming, Qualitative Research, Big Data, Grassroots
Education
University of Maryland College Park 2011 — 2015
Bachelor of Arts (B.A.), Government & Politics/English, 3.73
University of Maryland College Park 2011 — 2015
Bachelor's degree, Political Science and Government
Vindhya Adapa Vindhya Adapa's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Associate at Pepper Hamilton LLP
Industry Law Practice
Experience
Pepper Hamilton LLP April 2015 - Present
Genova Burns September 2014 - April 2015
University of Pennsylvania Law School August 2011 - May 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
Genova Burns June 2013 - August 2013
United Nations International Criminal Tribunal for Rwanda May 2012 - July 2012
Northwestern Mutual June 2010 - August 2010
Skills
Legal Writing, Westlaw, International Law, Legal Research, Research, Corporate Law, Microsoft Office
Education
University of Pennsylvania 2011 — 2014
Doctor of Law (J.D.), Law
University of Pennsylvania - The Wharton School 2012 — 2014
Certificate-Business Economics and Public Policy
University of Maryland - Robert H. Smith School of Business 2007 — 2011
Bachelor of Science (BS), Finance, Marketing, Summa Cum Laude
Pepper Hamilton LLP April 2015 - Present
Genova Burns September 2014 - April 2015
University of Pennsylvania Law School August 2011 - May 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
Genova Burns June 2013 - August 2013
United Nations International Criminal Tribunal for Rwanda May 2012 - July 2012
Northwestern Mutual June 2010 - August 2010
Skills
Legal Writing, Westlaw, International Law, Legal Research, Research, Corporate Law, Microsoft Office
Education
University of Pennsylvania 2011 — 2014
Doctor of Law (J.D.), Law
University of Pennsylvania - The Wharton School 2012 — 2014
Certificate-Business Economics and Public Policy
University of Maryland - Robert H. Smith School of Business 2007 — 2011
Bachelor of Science (BS), Finance, Marketing, Summa Cum Laude
Victoria Shorter's US Securities and Exchange Commission Experience September 2014 - November 2014
Job Student Trainee at NASA Goddard Space Flight Center
Industry
Experience
NASA Goddard Space Flight Center April 2015 - Present
National Library of Medicine (NLM) December 2014 - April 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
U.S. Department of Housing and Urban Development June 2014 - September 2014
Education
University of Maryland College Park 2012 — 2016
Bachelor of Arts (B.A.), Psychology
NASA Goddard Space Flight Center April 2015 - Present
National Library of Medicine (NLM) December 2014 - April 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
U.S. Department of Housing and Urban Development June 2014 - September 2014
Education
University of Maryland College Park 2012 — 2016
Bachelor of Arts (B.A.), Psychology
Pamela Dyson's US Securities and Exchange Commission Experience February 2015 - Present
Job Chief Information Officer | Director Office of Information Technology at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission February 2015 - Present
U.S. Securities and Exchange Commission November 2014 - Present
US Securities and Exchange Commission September 2012 - Present
US Securities and Exchange Commission November 2010 - September 2012
U.S. International Trade Commission January 2005 - November 2010
Skills
Fraud, Risk Management, Securities, Internal Investigations, Enforcement, Private Investigations, Analysis, Policy, Microsoft Excel, Program Management, Legal Research, Microsoft Office, Financial Analysis, Legal Writing
Education
University of Maryland College Park
U.S. Securities and Exchange Commission February 2015 - Present
U.S. Securities and Exchange Commission November 2014 - Present
US Securities and Exchange Commission September 2012 - Present
US Securities and Exchange Commission November 2010 - September 2012
U.S. International Trade Commission January 2005 - November 2010
Skills
Fraud, Risk Management, Securities, Internal Investigations, Enforcement, Private Investigations, Analysis, Policy, Microsoft Excel, Program Management, Legal Research, Microsoft Office, Financial Analysis, Legal Writing
Education
University of Maryland College Park
Taylor Arabian Taylor Arabian's US Securities and Exchange Commission Experience May 2014 - August 2014
Job J.D. Candidate at UC Berkeley
Industry Law Practice
Experience
Davis Polk & Wardwell LLP May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Comunidad de Madrid October 2012 - June 2013
Skills
Microsoft Office, Microsoft Word, PowerPoint, Microsoft Excel, Spanish, Editing, Social Networking, Leadership
Education
University of California, Berkeley 2013 — 2016
J.D. Candidate
University of Alabama 2007 — 2011
Bachelor of Science (B.S.), Finance & Spanish, magna cum laude
Davis Polk & Wardwell LLP May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Comunidad de Madrid October 2012 - June 2013
Skills
Microsoft Office, Microsoft Word, PowerPoint, Microsoft Excel, Spanish, Editing, Social Networking, Leadership
Education
University of California, Berkeley 2013 — 2016
J.D. Candidate
University of Alabama 2007 — 2011
Bachelor of Science (B.S.), Finance & Spanish, magna cum laude
Jacob Shonkwiler's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Juris Doctor Candidate at the University of Miami School of Law
Industry Law Practice
Experience
TransEnterix, Inc. May 2012 - Present
U.S. Securities and Exchange Commission May 2014 - August 2014
Legal Services of Greater Miami, Inc. January 2014 - April 2014
Theta Chi Fraternity at the University of Florida October 2010 - November 2011
Northwestern Mutual May 2010 - December 2010
Skills
Microsoft Office, Public Speaking, Microsoft Excel, Financial Analysis, PowerPoint, Social Media, Event Planning, Microsoft Word, Legal Research, Research, Leadership, Fundraising, Finance, Financial Modeling, Writing, Legal Writing, Nonprofits
Education
University of Florida - Warrington College Of Business 2008 — 2011
Finance
University of Miami School of Law
TransEnterix, Inc. May 2012 - Present
U.S. Securities and Exchange Commission May 2014 - August 2014
Legal Services of Greater Miami, Inc. January 2014 - April 2014
Theta Chi Fraternity at the University of Florida October 2010 - November 2011
Northwestern Mutual May 2010 - December 2010
Skills
Microsoft Office, Public Speaking, Microsoft Excel, Financial Analysis, PowerPoint, Social Media, Event Planning, Microsoft Word, Legal Research, Research, Leadership, Fundraising, Finance, Financial Modeling, Writing, Legal Writing, Nonprofits
Education
University of Florida - Warrington College Of Business 2008 — 2011
Finance
University of Miami School of Law
Erin C. Jennings's US Securities and Exchange Commission Experience May 2014 - August 2014
Job J.D. Candidate, UC Berkeley School of Law
Industry Law Practice
Experience
Pillsbury Winthrop Shaw Pittman LLP May 2015 - Present
U.S. Securities and Exchange Commission May 2014 - August 2014
Law Offices of Robert J. Bezemek April 2014 - May 2014
Centro Legal De La Raza January 2014 - April 2014
Back Forty January 2013 - July 2013
Lotsa Pasta Italian Restaurant March 2007 - November 2012
Woodstock's Pizza June 2010 - June 2012
Skills
Customer Service, Time Management, Social Networking, PowerPoint, Research, Management, Social Media, Microsoft Office, Spanish, Public Relations, Marketing, Team Leadership, Entrepreneurship, Legal Research, Legal Writing, Business Transactions, Securities Regulation, Statistical Data..., Legal Contract...
Education
University of California, Berkeley - School of Law 2013 — 2016
Juris Doctor (J.D.), Business Law, 2L
University of California, Santa Barbara 2008 — 2012
B.A., Political Science
Monte Vista High School 2004 — 2008
Pillsbury Winthrop Shaw Pittman LLP May 2015 - Present
U.S. Securities and Exchange Commission May 2014 - August 2014
Law Offices of Robert J. Bezemek April 2014 - May 2014
Centro Legal De La Raza January 2014 - April 2014
Back Forty January 2013 - July 2013
Lotsa Pasta Italian Restaurant March 2007 - November 2012
Woodstock's Pizza June 2010 - June 2012
Skills
Customer Service, Time Management, Social Networking, PowerPoint, Research, Management, Social Media, Microsoft Office, Spanish, Public Relations, Marketing, Team Leadership, Entrepreneurship, Legal Research, Legal Writing, Business Transactions, Securities Regulation, Statistical Data..., Legal Contract...
Education
University of California, Berkeley - School of Law 2013 — 2016
Juris Doctor (J.D.), Business Law, 2L
University of California, Santa Barbara 2008 — 2012
B.A., Political Science
Monte Vista High School 2004 — 2008
Alexander Shapos's US Securities and Exchange Commission Experience September 2014 - December 2014
Job Work Experience Student at Sidley Austin LLP
Industry Law Practice
Experience
Sidley Austin LLP September 2015 - Present
Cardozo Securities Arbitration Clinic August 2015 - Present
Exiger May 2015 - August 2015
Financial Industry Regulatory Authority (FINRA) January 2015 - April 2015
U.S. Securities and Exchange Commission September 2014 - December 2014
United States District Court for the Southern District of New York May 2014 - August 2014
New York County District Attorney's Office September 2011 - August 2013
Skills
Legal Writing, Westlaw, Legal Research, Criminal Law, Pleadings, Trials, Federal Courts, Financial Statements, Financial Analysis, Microsoft Office, PowerPoint, LexisNexis, Microsoft Excel, Microsoft Word, Research, Public Speaking
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2013 — 2016
Doctor of Law (JD)
University of Arizona 2007 — 2011
Bachelor of Science (BS)
Sidley Austin LLP September 2015 - Present
Cardozo Securities Arbitration Clinic August 2015 - Present
Exiger May 2015 - August 2015
Financial Industry Regulatory Authority (FINRA) January 2015 - April 2015
U.S. Securities and Exchange Commission September 2014 - December 2014
United States District Court for the Southern District of New York May 2014 - August 2014
New York County District Attorney's Office September 2011 - August 2013
Skills
Legal Writing, Westlaw, Legal Research, Criminal Law, Pleadings, Trials, Federal Courts, Financial Statements, Financial Analysis, Microsoft Office, PowerPoint, LexisNexis, Microsoft Excel, Microsoft Word, Research, Public Speaking
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2013 — 2016
Doctor of Law (JD)
University of Arizona 2007 — 2011
Bachelor of Science (BS)
Karlos Emmanuel Karlos Emmanuel's US Securities and Exchange Commission Experience January 2008 - December 2008
Job
Industry Investment Management
Experience
Gallery Capital Management LLC October 2012 - Present
King & Spalding LLP March 2010 - November 2012
U.S. Securities and Exchange Commission January 2008 - December 2008
Securities and Business Regulation Division May 2008 - August 2008
Kraft Foods Inc May 2002 - August 2003
Skills
Analysis, Due Diligence, Finance, Investments, Litigation, Mergers, Securities, Risk Management, Financial Analysis, Strategic Planning, Accounting, Management, Mergers & Acquisitions, Legal Writing, Legal Research
Education
University of Georgia School of Law 2005 — 2009
Juris Doctor; M&A, Corporate Law, Securities Reg
TERRY COLLEGE OF BUSINESS, UNIVERSITY OF GEORGIA
Master of Business Administration (MBA), Investments, Corporate Finance, and Real Estate
ROBINSON COLLEGE OF BUSINESS, GEORGIA STATE UNIVERSITY 2000 — 2004
Bachelor of Business Administration (BBA) - magna cum laude
Gallery Capital Management LLC October 2012 - Present
King & Spalding LLP March 2010 - November 2012
U.S. Securities and Exchange Commission January 2008 - December 2008
Securities and Business Regulation Division May 2008 - August 2008
Kraft Foods Inc May 2002 - August 2003
Skills
Analysis, Due Diligence, Finance, Investments, Litigation, Mergers, Securities, Risk Management, Financial Analysis, Strategic Planning, Accounting, Management, Mergers & Acquisitions, Legal Writing, Legal Research
Education
University of Georgia School of Law 2005 — 2009
Juris Doctor; M&A, Corporate Law, Securities Reg
TERRY COLLEGE OF BUSINESS, UNIVERSITY OF GEORGIA
Master of Business Administration (MBA), Investments, Corporate Finance, and Real Estate
ROBINSON COLLEGE OF BUSINESS, GEORGIA STATE UNIVERSITY 2000 — 2004
Bachelor of Business Administration (BBA) - magna cum laude
Dillon Hagius's US Securities and Exchange Commission Experience May 2015 - Present
Job Honors Intern at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission May 2015 - Present
International Law Institute May 2014 - August 2014
Bailey & Glasser LLP September 2012 - May 2013
University of Maryland May 2011 - May 2013
Nominum November 2010 - April 2011
Howard County District Court June 2009 - June 2010
Skills
Strategic Leadership, Results Focused, Competitive Analysis, PowerPoint, Microsoft Office, Microsoft Excel, Social Media, Data Analysis, Research, Microsoft Word, Market Research, Customer Service, Leadership, Project Management, Marketing, Editing, Social Media Marketing, Public Speaking, Legal Writing, Spanish, Dedication to work
Education
UCLA School of Law 2013 — 2016
Doctor of Law (J.D.), Business Law Specialization, RAND-Empirical Legal Scholar
University of Maryland - Robert H. Smith School of Business 2010 — 2013
International Business, Business
U.S. Securities and Exchange Commission May 2015 - Present
International Law Institute May 2014 - August 2014
Bailey & Glasser LLP September 2012 - May 2013
University of Maryland May 2011 - May 2013
Nominum November 2010 - April 2011
Howard County District Court June 2009 - June 2010
Skills
Strategic Leadership, Results Focused, Competitive Analysis, PowerPoint, Microsoft Office, Microsoft Excel, Social Media, Data Analysis, Research, Microsoft Word, Market Research, Customer Service, Leadership, Project Management, Marketing, Editing, Social Media Marketing, Public Speaking, Legal Writing, Spanish, Dedication to work
Education
UCLA School of Law 2013 — 2016
Doctor of Law (J.D.), Business Law Specialization, RAND-Empirical Legal Scholar
University of Maryland - Robert H. Smith School of Business 2010 — 2013
International Business, Business
Dan DiMuro Dan DiMuro's US Securities and Exchange Commission Experience January 2007 - April 2007
Job Senior Counsel at Gordon & Rees LLP
Industry Law Practice
Experience
Gordon & Rees January 2015 - Present
Gordon & Rees LLP March 2011 - December 2014
Graham Curtin, P.A. September 2008 - February 2011
Superior Court of New Jersey September 2007 - August 2008
U.S. Securities and Exchange Commission January 2007 - April 2007
Graham Curtin, P.A. June 2006 - August 2006
Maryland State Office of the Public Defender June 2005 - August 2005
Skills
Employment Law, Litigation, Intellectual Property, Professional Liability, Commercial Litigation, Contract Negotiation, Product Liability, Corporate Law, Arbitration, Mediation, Alternative Dispute..., Appeals, Class Actions, Trials, Administrative Law
Education
University of Miami School of Law 2004 — 2007
Doctor of Law (J.D.), Graduated Cum Laude
University of Maryland College Park 2000 — 2004
Bachelor of Science (BS), Finance
American University of Rome 2003 — 2003
Finance
East Brunswick High School 1996 — 2000
Gordon & Rees January 2015 - Present
Gordon & Rees LLP March 2011 - December 2014
Graham Curtin, P.A. September 2008 - February 2011
Superior Court of New Jersey September 2007 - August 2008
U.S. Securities and Exchange Commission January 2007 - April 2007
Graham Curtin, P.A. June 2006 - August 2006
Maryland State Office of the Public Defender June 2005 - August 2005
Skills
Employment Law, Litigation, Intellectual Property, Professional Liability, Commercial Litigation, Contract Negotiation, Product Liability, Corporate Law, Arbitration, Mediation, Alternative Dispute..., Appeals, Class Actions, Trials, Administrative Law
Education
University of Miami School of Law 2004 — 2007
Doctor of Law (J.D.), Graduated Cum Laude
University of Maryland College Park 2000 — 2004
Bachelor of Science (BS), Finance
American University of Rome 2003 — 2003
Finance
East Brunswick High School 1996 — 2000
Peter Berquist's US Securities and Exchange Commission Experience January 2015 - March 2015
Job Political Professional
Industry Political Organization
Experience
Defense Intelligence Agency June 2015 - August 2015
U.S. Securities and Exchange Commission January 2015 - March 2015
Fresh Start Pennsylvania PAC September 2014 - November 2014
Wendy Greuel for Congress April 2014 - June 2014
Democratic Senatorial Campaign Committee June 2013 - August 2013
John Wooden Center October 2012 - June 2013
Office of U.S. Senator Dianne Feinstein January 2013 - April 2013
Henry Waxman for Congress September 2012 - November 2012
Obama for America - Washington June 2012 - September 2012
Skyhawks Sports Academy May 2011 - August 2011
Skills
Political Campaigns, Legislative Affairs, Policy Analysis, Speech Writing, Volunteer Recruiting
Education
University of Pennsylvania 2014 — 2015
Master of Public Administration (M.P.A.)
University of Pennsylvania 2014 — 2015
Master of Science (M.S.), Social Policy
University of California, Los Angeles 2011 — 2014
Bachelor of Arts (B.A.), Political Science, Public Affairs
Defense Intelligence Agency June 2015 - August 2015
U.S. Securities and Exchange Commission January 2015 - March 2015
Fresh Start Pennsylvania PAC September 2014 - November 2014
Wendy Greuel for Congress April 2014 - June 2014
Democratic Senatorial Campaign Committee June 2013 - August 2013
John Wooden Center October 2012 - June 2013
Office of U.S. Senator Dianne Feinstein January 2013 - April 2013
Henry Waxman for Congress September 2012 - November 2012
Obama for America - Washington June 2012 - September 2012
Skyhawks Sports Academy May 2011 - August 2011
Skills
Political Campaigns, Legislative Affairs, Policy Analysis, Speech Writing, Volunteer Recruiting
Education
University of Pennsylvania 2014 — 2015
Master of Public Administration (M.P.A.)
University of Pennsylvania 2014 — 2015
Master of Science (M.S.), Social Policy
University of California, Los Angeles 2011 — 2014
Bachelor of Arts (B.A.), Political Science, Public Affairs
Philip Dear's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Summer Associate at Shearman & Sterling LLP
Industry Law Practice
Experience
Shearman & Sterling LLP May 2015 - Present
U.S. Securities and Exchange Commission May 2014 - August 2014
Citigroup Global Markets Inc. September 2011 - August 2013
CastleRock Management June 2011 - August 2011
Tufts Daily September 2007 - May 2011
The Tufts Daily June 2010 - December 2010
Tufts University Explorations Program April 2010 - December 2010
Breakthrough Cambridge (Formerly Summerbridge) September 2009 - December 2009
Education
University of Southern California Gould School of Law 2013 — 2016
Doctor of Law (JD)
Tufts University 2007 — 2011
Bachelor of Arts, English, Communications/Media
Guilford High School 2003 — 2007
Shearman & Sterling LLP May 2015 - Present
U.S. Securities and Exchange Commission May 2014 - August 2014
Citigroup Global Markets Inc. September 2011 - August 2013
CastleRock Management June 2011 - August 2011
Tufts Daily September 2007 - May 2011
The Tufts Daily June 2010 - December 2010
Tufts University Explorations Program April 2010 - December 2010
Breakthrough Cambridge (Formerly Summerbridge) September 2009 - December 2009
Education
University of Southern California Gould School of Law 2013 — 2016
Doctor of Law (JD)
Tufts University 2007 — 2011
Bachelor of Arts, English, Communications/Media
Guilford High School 2003 — 2007
John Heyman's US Securities and Exchange Commission Experience June 1986 - June 1988
Job CPA at John A. Heyman CPA
Industry Accounting
Experience
John A. Heyman CPA January 1994 - Present
BDO Seidman, LLP 1988 - 1993
U.S. Securities and Exchange Commission June 1986 - June 1988
Skills
Litigation Support, SEC filings, Financial Reporting, US GAAP, Accounting, Public Companies, CPA, SEC, GAAP, FASB, Auditing
Education
Tulane University - A.B. Freeman School of Business 1974 — 1976
MBA
John A. Heyman CPA January 1994 - Present
BDO Seidman, LLP 1988 - 1993
U.S. Securities and Exchange Commission June 1986 - June 1988
Skills
Litigation Support, SEC filings, Financial Reporting, US GAAP, Accounting, Public Companies, CPA, SEC, GAAP, FASB, Auditing
Education
Tulane University - A.B. Freeman School of Business 1974 — 1976
MBA
Stephanie Cravath Stephanie Cravath's US Securities and Exchange Commission Experience January 2011 - June 2011
Job Paralegal at Office of the Public Defender Maricopa County
Industry Legal Services
Experience
Office of the Public Defender Maricopa County November 2014 - Present
Legal Assistance of Olmsted County January 2013 - July 2014
Winget, Spadafora & Schwartzberg LLP October 2011 - October 2012
U.S. Securities and Exchange Commission January 2011 - June 2011
Education
UCLA Extension 2011 — 2011
Certificate Earned With Distinction, Paralegal Studies
University of Arizona 1992 — 1996
BA, Media Arts, Women's Studies
Office of the Public Defender Maricopa County November 2014 - Present
Legal Assistance of Olmsted County January 2013 - July 2014
Winget, Spadafora & Schwartzberg LLP October 2011 - October 2012
U.S. Securities and Exchange Commission January 2011 - June 2011
Education
UCLA Extension 2011 — 2011
Certificate Earned With Distinction, Paralegal Studies
University of Arizona 1992 — 1996
BA, Media Arts, Women's Studies
Lindsay Franks's US Securities and Exchange Commission Experience May 2015 - July 2015
Job Student at University of Florida
Industry
Experience
Zen Day Spa April 2011 - Present
U.S. Securities and Exchange Commission May 2015 - July 2015
The Office of Government Information Services at The National Archives and Records Administration June 2014 - August 2014
The Office of The Federal Register at The National Archives and Records Administration June 2014 - August 2014
Skills
Microsoft Word, Microsoft Office, Microsoft Excel, PowerPoint, Communication, People-oriented, Operations Management, Social Media, Writing, Editing, Customer Service, Process Improvement, Management
Education
University of Florida 2012 — 2016
Political Science and Government, Business Administration
Duke D.C. Institute on Law and Policy 2014 — 2014
Economic Law
Zen Day Spa April 2011 - Present
U.S. Securities and Exchange Commission May 2015 - July 2015
The Office of Government Information Services at The National Archives and Records Administration June 2014 - August 2014
The Office of The Federal Register at The National Archives and Records Administration June 2014 - August 2014
Skills
Microsoft Word, Microsoft Office, Microsoft Excel, PowerPoint, Communication, People-oriented, Operations Management, Social Media, Writing, Editing, Customer Service, Process Improvement, Management
Education
University of Florida 2012 — 2016
Political Science and Government, Business Administration
Duke D.C. Institute on Law and Policy 2014 — 2014
Economic Law
Jason Drory's US Securities and Exchange Commission Experience May 2015 - Present
Job J.D. Candidate at Vanderbilt University Law School
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2015 - Present
SunTrust Robinson Humphrey June 2012 - July 2014
Transatlantic Reinsurance June 2011 - August 2011
University of Alabama October 2009 - May 2011
Education
Vanderbilt University Law School 2014 — 2017
Doctor of Law (JD)
University of Alabama, Manderson Graduate School of Business 2010 — 2012
Master of Science, Finance
The University of Alabama, Culverhouse College of Commerce & Business Administration 2008 — 2012
Bachelor of Science, Finance
U.S. Securities and Exchange Commission May 2015 - Present
SunTrust Robinson Humphrey June 2012 - July 2014
Transatlantic Reinsurance June 2011 - August 2011
University of Alabama October 2009 - May 2011
Education
Vanderbilt University Law School 2014 — 2017
Doctor of Law (JD)
University of Alabama, Manderson Graduate School of Business 2010 — 2012
Master of Science, Finance
The University of Alabama, Culverhouse College of Commerce & Business Administration 2008 — 2012
Bachelor of Science, Finance
Angelique B. Thomas's US Securities and Exchange Commission Experience January 2010 - April 2010
Job Real Estate Attorney at Shutts & Bowen LLP
Industry Law Practice
Experience
Shutts & Bowen LLP September 2015 - Present
Akerman LLP May 2012 - August 2015
Fifteenth Judicial Circuit of Florida November 2010 - May 2012
U.S. Securities and Exchange Commission January 2010 - April 2010
University of Georgia School of Law August 2009 - December 2009
Thompson Hine LLP May 2009 - July 2009
Skills
Commercial Real Estate, Real Estate Transactions, Corporate Law, Corporate Transactional, Corporate Governance, Real Estate, Litigation, Commercial Litigation, Financial Services..., Business Litigation, Legal Research, Legal Writing, Westlaw, Fastcase
Education
University of Georgia School of Law 2007 — 2010
J.D., Law
University of Miami 2001 — 2005
B.S.C., Broadcast Journalism and International Studies
Shutts & Bowen LLP September 2015 - Present
Akerman LLP May 2012 - August 2015
Fifteenth Judicial Circuit of Florida November 2010 - May 2012
U.S. Securities and Exchange Commission January 2010 - April 2010
University of Georgia School of Law August 2009 - December 2009
Thompson Hine LLP May 2009 - July 2009
Skills
Commercial Real Estate, Real Estate Transactions, Corporate Law, Corporate Transactional, Corporate Governance, Real Estate, Litigation, Commercial Litigation, Financial Services..., Business Litigation, Legal Research, Legal Writing, Westlaw, Fastcase
Education
University of Georgia School of Law 2007 — 2010
J.D., Law
University of Miami 2001 — 2005
B.S.C., Broadcast Journalism and International Studies
Alison Baur Alison Baur's US Securities and Exchange Commission Experience 1991 - 1997
Job Deputy General Counsel at Franklin Templeton Investments
Industry Financial Services
Experience
Franklin Templeton Investments 2006 - Present
Charles Schwab 1999 - 2006
GMO 1997 - 1999
U.S. Securities and Exchange Commission 1991 - 1997
Skills
Hedge Funds, Securities, Mutual Funds, Alternative Investments, Asset Management
Education
University of California, Davis
Bachelor’s Degree
University of California, Hastings College of the Law
Juris Doctor (J.D.)
Franklin Templeton Investments 2006 - Present
Charles Schwab 1999 - 2006
GMO 1997 - 1999
U.S. Securities and Exchange Commission 1991 - 1997
Skills
Hedge Funds, Securities, Mutual Funds, Alternative Investments, Asset Management
Education
University of California, Davis
Bachelor’s Degree
University of California, Hastings College of the Law
Juris Doctor (J.D.)
Elaine Wah's US Securities and Exchange Commission Experience September 2015 - Present
Job PhD Candidate at the University of Michigan
Industry Research
Experience
U.S. Securities and Exchange Commission September 2015 - Present
Microsoft Research June 2015 - August 2015
University of Michigan September 2013 - April 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
GMO June 2011 - August 2011
UCLA September 2009 - June 2011
Citigroup June 2010 - August 2010
Citigroup June 2009 - August 2009
Skills
Matlab, LaTeX, Pattern Recognition, Artificial Intelligence, Java, Simulations, Data Analysis, Research, Data Mining
Education
University of Michigan 2011 — 2016
Ph.D.
University of California, Los Angeles 2008 — 2010
M.S.
University of Illinois at Urbana-Champaign 2004 — 2008
B.S.
U.S. Securities and Exchange Commission September 2015 - Present
Microsoft Research June 2015 - August 2015
University of Michigan September 2013 - April 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
GMO June 2011 - August 2011
UCLA September 2009 - June 2011
Citigroup June 2010 - August 2010
Citigroup June 2009 - August 2009
Skills
Matlab, LaTeX, Pattern Recognition, Artificial Intelligence, Java, Simulations, Data Analysis, Research, Data Mining
Education
University of Michigan 2011 — 2016
Ph.D.
University of California, Los Angeles 2008 — 2010
M.S.
University of Illinois at Urbana-Champaign 2004 — 2008
B.S.
Andy Sohrn's US Securities and Exchange Commission Experience September 2012 - Present
Job AttorneyAdviser at US Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2012 - Present
Glancy Binkow & Goldberg LLP March 2006 - September 2012
Skills
Class Actions, Securities Litigation, Litigation, Antitrust, Fraud, Consumer Law, Civil Litigation, Securities, Mergers, Appeals, Corporate Law, Complex Litigation, Securities Law, International Law, Mergers & Acquisitions, Legal Research, Securities Regulation, Competition Law
Education
University of California, Los Angeles - School of Law 2002 — 2005
J.D., Law
Yale University 1998 — 2002
B.A., Economics and Mathematics
U.S. Securities and Exchange Commission September 2012 - Present
Glancy Binkow & Goldberg LLP March 2006 - September 2012
Skills
Class Actions, Securities Litigation, Litigation, Antitrust, Fraud, Consumer Law, Civil Litigation, Securities, Mergers, Appeals, Corporate Law, Complex Litigation, Securities Law, International Law, Mergers & Acquisitions, Legal Research, Securities Regulation, Competition Law
Education
University of California, Los Angeles - School of Law 2002 — 2005
J.D., Law
Yale University 1998 — 2002
B.A., Economics and Mathematics
Nick Morgan's US Securities and Exchange Commission Experience 1998 - 2005
Job Founding Partner at Zaccaro Morgan LLP
Industry Law Practice
Experience
Zaccaro Morgan LLP 2015 - Present
DLA Piper 2005 - February 2015
U.S. Securities and Exchange Commission 1998 - 2005
Christensen Miller 1996 - 1998
Zumbrun Best & Findley 1993 - 1996
Skills
Litigation, Hedge Funds, Securities Regulation, Corporate Governance, Civil Litigation, FCPA, White Collar Criminal..., Commercial Litigation, Securities Litigation, SEC, Securities, Trade Secrets, Trials, FINRA, Corporate Law, Competition Law, Arbitration, Dispute Resolution, Class Actions, Intellectual Property, Appeals
Education
University of California, Davis - School of Law 1990 — 1993
j.d., law
University of California, Los Angeles 1985 — 1989
BA, English/Business
Agoura/Newbury Park High School
Zaccaro Morgan LLP 2015 - Present
DLA Piper 2005 - February 2015
U.S. Securities and Exchange Commission 1998 - 2005
Christensen Miller 1996 - 1998
Zumbrun Best & Findley 1993 - 1996
Skills
Litigation, Hedge Funds, Securities Regulation, Corporate Governance, Civil Litigation, FCPA, White Collar Criminal..., Commercial Litigation, Securities Litigation, SEC, Securities, Trade Secrets, Trials, FINRA, Corporate Law, Competition Law, Arbitration, Dispute Resolution, Class Actions, Intellectual Property, Appeals
Education
University of California, Davis - School of Law 1990 — 1993
j.d., law
University of California, Los Angeles 1985 — 1989
BA, English/Business
Agoura/Newbury Park High School
Spinella, Jay's US Securities and Exchange Commission Experience August 2003 - May 2005
Job Senior Managing Director at FTI Consulting
Industry Accounting
Experience
FTI Consulting April 2014 - Present
FTI Consulting May 2005 - Present
U.S. Securities and Exchange Commission August 2003 - May 2005
Arthur Andersen/Ernst & Young 1996 - August 2003
Skills
GAAP, Finance, Restructuring, Mergers & Acquisitions, Real Estate, Financial Statements, Corporate Finance
Education
University of Maryland College Park 1992 — 1996
BS, Accounting
FTI Consulting April 2014 - Present
FTI Consulting May 2005 - Present
U.S. Securities and Exchange Commission August 2003 - May 2005
Arthur Andersen/Ernst & Young 1996 - August 2003
Skills
GAAP, Finance, Restructuring, Mergers & Acquisitions, Real Estate, Financial Statements, Corporate Finance
Education
University of Maryland College Park 1992 — 1996
BS, Accounting
Tom Bednar's US Securities and Exchange Commission Experience May 2014 - Present
Job Assistant Chief Litigation Counsel at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission May 2014 - Present
United States Attorney's Office April 2009 - May 2014
Jones Day August 2004 - April 2009
United States District Court for the District of Columbia 2006 - 2007
Education
University of Virginia School of Law 2002 — 2004
University of Iowa College of Law 2001 — 2002
University of Virginia 1997 — 2001
BA, Government
Kennedy High School 1992 — 1998
U.S. Securities and Exchange Commission May 2014 - Present
United States Attorney's Office April 2009 - May 2014
Jones Day August 2004 - April 2009
United States District Court for the District of Columbia 2006 - 2007
Education
University of Virginia School of Law 2002 — 2004
University of Iowa College of Law 2001 — 2002
University of Virginia 1997 — 2001
BA, Government
Kennedy High School 1992 — 1998
Kysha Ross-Foggie's US Securities and Exchange Commission Experience August 2011 - Present
Job Program Analyst
Industry Government Administration
Experience
U.S. Securities and Exchange Commission August 2011 - Present
U.S. Securities and Exchange Commission March 1997 - August 2011
Skills
Customer Service, Program Management, Budgets, IT Capital Planning, Analysis, Microsoft Office, ITIL v3 Foundations..., Contracting Officer...
Education
University of Maryland Eastern Shore 1991 — 1995
Calvin Coolidge Senior High 1988 — 1991
High School
U.S. Securities and Exchange Commission August 2011 - Present
U.S. Securities and Exchange Commission March 1997 - August 2011
Skills
Customer Service, Program Management, Budgets, IT Capital Planning, Analysis, Microsoft Office, ITIL v3 Foundations..., Contracting Officer...
Education
University of Maryland Eastern Shore 1991 — 1995
Calvin Coolidge Senior High 1988 — 1991
High School
Simona Mola's US Securities and Exchange Commission Experience January 2014 - Present
Job Assistant Director at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission January 2014 - Present
U.S. Securities and Exchange Commission August 2012 - Present
Arizona State University, W.P. Carey School of Business January 2009 - June 2012
Arizona State University, School of Global Management and Leadership August 2005 - December 2008
Purdue University, Krannert School of Management August 2004 - June 2005
Pennsylvania State University, Smeal College of Business August 2003 - June 2004
Studio Fredella e Associati January 1996 - June 2003
The University of Notre Dame Mendoza College of Business January 2000 - June 2000
Skills
Finance, Economics, Econometrics, Quantitative Analytics, Higher Education, Data Analysis, Statistics, Financial Modeling, Valuation, SAS, Corporate Finance, Analysis, Financial Analysis, R, Risk Management, Portfolio Management, Macroeconomics, Statistical Modeling, VBA, Stata, Economic Research
Education
Bocconi University 2001 — 2003
Post-Doc Fellowship, Finance
Bocconi University 1998 — 2001
Doctor of Philosophy (Ph.D.), Finance
Università Commerciale 'Luigi Bocconi' 1990 — 1995
U.S. Securities and Exchange Commission January 2014 - Present
U.S. Securities and Exchange Commission August 2012 - Present
Arizona State University, W.P. Carey School of Business January 2009 - June 2012
Arizona State University, School of Global Management and Leadership August 2005 - December 2008
Purdue University, Krannert School of Management August 2004 - June 2005
Pennsylvania State University, Smeal College of Business August 2003 - June 2004
Studio Fredella e Associati January 1996 - June 2003
The University of Notre Dame Mendoza College of Business January 2000 - June 2000
Skills
Finance, Economics, Econometrics, Quantitative Analytics, Higher Education, Data Analysis, Statistics, Financial Modeling, Valuation, SAS, Corporate Finance, Analysis, Financial Analysis, R, Risk Management, Portfolio Management, Macroeconomics, Statistical Modeling, VBA, Stata, Economic Research
Education
Bocconi University 2001 — 2003
Post-Doc Fellowship, Finance
Bocconi University 1998 — 2001
Doctor of Philosophy (Ph.D.), Finance
Università Commerciale 'Luigi Bocconi' 1990 — 1995
Nancy Mangold's US Securities and Exchange Commission Experience 2009 - 2010
Job Chair, Department of Accounting and Finance at California State University, East Bay
Industry Accounting
Experience
California State University, East Bay September 2013 - Present
California State University, East Bay June 2013 - Present
California State University, East Bay September 1984 - Present
U.S. Securities and Exchange Commission 2009 - 2010
China Ministry of Finance 2005 - 2005
People's Bank of China (China's Central Bank) 2001 - 2001
Skills
Financial Reporting, Accounting, Sarbanes-Oxley Act, GAAP, US GAAP, CPA, Financial Analysis, Auditing
Education
University of California, Berkeley - Walter A. Haas School of Business 1977 — 1984
Ph.D., Accounting
University of California, Berkeley - Walter A. Haas School of Business 1972 — 1974
M.B.A., Accounting
California State University, East Bay September 2013 - Present
California State University, East Bay June 2013 - Present
California State University, East Bay September 1984 - Present
U.S. Securities and Exchange Commission 2009 - 2010
China Ministry of Finance 2005 - 2005
People's Bank of China (China's Central Bank) 2001 - 2001
Skills
Financial Reporting, Accounting, Sarbanes-Oxley Act, GAAP, US GAAP, CPA, Financial Analysis, Auditing
Education
University of California, Berkeley - Walter A. Haas School of Business 1977 — 1984
Ph.D., Accounting
University of California, Berkeley - Walter A. Haas School of Business 1972 — 1974
M.B.A., Accounting
Tamie Tobe's US Securities and Exchange Commission Experience December 2014 - September 2015
Job Selfemployed researcher
Industry Research
Experience
U.S. Securities and Exchange Commission December 2014 - September 2015
Nixon Peabody LLP October 2014 - November 2014
Export-Import Bank of the United States (Salmon Group, Inc. contractor) June 2014 - July 2014
LAC Group December 2013 - April 2014
Fannie Mae November 2007 - October 2013
Greenberg Traurig, LLP May 2005 - October 2007
National Institute of Standards and Technology February 2003 - May 2005
U.S. Department of Veterans Affairs (InfoCurrent - contractor) December 2002 - February 2003
USPTO August 1999 - August 2002
The Boston Consulting Group January 1999 - May 1999
Skills
Online Research, Legal Research, Database Searching, Patent Searching, Competitive Intelligence, Analysis, Library Management, Training, Intranet Page Creation, Customer Satisfaction, Knowledge Sharing, Research, Web Site Editing, Collection Development, Information Retrieval, Databases, Lexis, Westlaw, Factiva, Information Management, Library, Library Science, Patents, Intellectual Property, Business Information, Business Development..., Financial Research, Reference Services, Analytical Skills, Electronic Resources, Trainer & Mentor, Library Research, Government, Technical Databases, Literature Databases, Communications, Research Strategies, Budget Preparation, Health Sciences, Health Care Industry, Resource Centers, Information Centers, Research Projects, Daily News Clips, Copyright & Licensing, Keen Listener, Problem Solving, Fact-checking, Long-term Customer..., Business Analysis
Education
University of North Carolina at Chapel Hill
MSLS, Library Science
University of Illinois at Urbana-Champaign
B.A., History, Economics
H.A.N.I.
U.S. Securities and Exchange Commission December 2014 - September 2015
Nixon Peabody LLP October 2014 - November 2014
Export-Import Bank of the United States (Salmon Group, Inc. contractor) June 2014 - July 2014
LAC Group December 2013 - April 2014
Fannie Mae November 2007 - October 2013
Greenberg Traurig, LLP May 2005 - October 2007
National Institute of Standards and Technology February 2003 - May 2005
U.S. Department of Veterans Affairs (InfoCurrent - contractor) December 2002 - February 2003
USPTO August 1999 - August 2002
The Boston Consulting Group January 1999 - May 1999
Skills
Online Research, Legal Research, Database Searching, Patent Searching, Competitive Intelligence, Analysis, Library Management, Training, Intranet Page Creation, Customer Satisfaction, Knowledge Sharing, Research, Web Site Editing, Collection Development, Information Retrieval, Databases, Lexis, Westlaw, Factiva, Information Management, Library, Library Science, Patents, Intellectual Property, Business Information, Business Development..., Financial Research, Reference Services, Analytical Skills, Electronic Resources, Trainer & Mentor, Library Research, Government, Technical Databases, Literature Databases, Communications, Research Strategies, Budget Preparation, Health Sciences, Health Care Industry, Resource Centers, Information Centers, Research Projects, Daily News Clips, Copyright & Licensing, Keen Listener, Problem Solving, Fact-checking, Long-term Customer..., Business Analysis
Education
University of North Carolina at Chapel Hill
MSLS, Library Science
University of Illinois at Urbana-Champaign
B.A., History, Economics
H.A.N.I.
Lucinda M. Nobles, M.S.A's US Securities and Exchange Commission Experience May 2013 - Present
Job Program Manager, SEC University, CCCMS
Industry Staffing and Recruiting
Experience
U.S. Securities and Exchange Commission May 2013 - Present
U.S. Securities and Exchange Commission (SEC), OHR, Talent Mngt Branch, Recruitment Team March 2012 - Present
With These Hands August 2008 - Present
U.S. Securities & Exchange Commission March 2004 - Present
U.S. Securities & Exchange Commission, Office of Human Resources June 2011 - March 2012
The Arc Prince Georges County, MD 2009 - 2012
U.S. Department of Education September 1989 - March 2004
Skills
Change Management, Entrepreneur, Organizational..., Leadership, Talent Management, Career Development..., Program Development, Career Development, Advocate, Entrepreneurship, Program Management, Public Speaking, Coaching, Recruiting, Executive Coaching, Staff Development, Government, Human Resources
Education
Trinity University-Washington 2005 — 2008
MSA, Organizational Management/Organizational Development
Trinity University-Washington 1999 — 2005
B.A. w/Honors, Human Relations/Business Administration
MentorCoach, LLC
Leadership & Career Coaching
Literacy Council of Prince Georges County, MD
Adult Literacy Tutor Training Program
U.S. Securities and Exchange Commission May 2013 - Present
U.S. Securities and Exchange Commission (SEC), OHR, Talent Mngt Branch, Recruitment Team March 2012 - Present
With These Hands August 2008 - Present
U.S. Securities & Exchange Commission March 2004 - Present
U.S. Securities & Exchange Commission, Office of Human Resources June 2011 - March 2012
The Arc Prince Georges County, MD 2009 - 2012
U.S. Department of Education September 1989 - March 2004
Skills
Change Management, Entrepreneur, Organizational..., Leadership, Talent Management, Career Development..., Program Development, Career Development, Advocate, Entrepreneurship, Program Management, Public Speaking, Coaching, Recruiting, Executive Coaching, Staff Development, Government, Human Resources
Education
Trinity University-Washington 2005 — 2008
MSA, Organizational Management/Organizational Development
Trinity University-Washington 1999 — 2005
B.A. w/Honors, Human Relations/Business Administration
MentorCoach, LLC
Leadership & Career Coaching
Literacy Council of Prince Georges County, MD
Adult Literacy Tutor Training Program
Pablo Markelis's US Securities and Exchange Commission Experience June 2008 - August 2008
Job Principal at PM Recruits pmrecruits.com
Industry Legal Services
Experience
PM Recruits September 2014 - Present
Robert Half Legal - Asst. Vice President February 2011 - August 2014
U.S. Securities and Exchange Commission June 2008 - August 2008
William Morris Endeavor 1999 - 2002
Skills
Talent Acquisition, Human Resources, Contract Negotiation, Recruiting, Interviews, Legal Compliance, Corporate Law, Microsoft Office, Employee Relations, Research, PeopleSoft, Employment Law, Legal Research, Applicant Tracking..., Mediation, Legal Writing, Temporary Staffing, Training, Litigation, Technical Recruiting, Executive Search, Internet Recruiting, Civil Litigation, Commercial Litigation, Management
Education
University of Houston Law Center 2007 — 2010
JD
University of Southern California 2002 — 2004
Masters, Screenwriting
University of Michigan 1993 — 1997
BA
PM Recruits September 2014 - Present
Robert Half Legal - Asst. Vice President February 2011 - August 2014
U.S. Securities and Exchange Commission June 2008 - August 2008
William Morris Endeavor 1999 - 2002
Skills
Talent Acquisition, Human Resources, Contract Negotiation, Recruiting, Interviews, Legal Compliance, Corporate Law, Microsoft Office, Employee Relations, Research, PeopleSoft, Employment Law, Legal Research, Applicant Tracking..., Mediation, Legal Writing, Temporary Staffing, Training, Litigation, Technical Recruiting, Executive Search, Internet Recruiting, Civil Litigation, Commercial Litigation, Management
Education
University of Houston Law Center 2007 — 2010
JD
University of Southern California 2002 — 2004
Masters, Screenwriting
University of Michigan 1993 — 1997
BA
Joe Pascale, DWS, JD's US Securities and Exchange Commission Experience March 1995 - February 2000
Job Wine Territory Account Management
Industry Wine and Spirits
Experience
Vias Imports Ltd. 2011 - Present
Pascale Industries, Inc.(PII) 2013 - Present
Tricana Imports, Inc. 2010 - 2011
Grande Harvest Wines 2008 - 2010
Travels&Stories.com LLC 2000 - 2007
Joe's Underground Cafe 2000 - 2007
U.S. Securities and Exchange Commission March 1995 - February 2000
The White House 1994 - 1995
The White House 1993 - 1994
Federal Financial Analytics, Inc. 1992 - 1993
Skills
Wine Tasting, Wine, Alcoholic Beverages, Wineries, Winemaking, Food & Beverage, Retail, Champagne, Sales Management, Marketing Strategy, Food Pairing, Event Management, Food, Wine Lists, Sales, Wine Tours, Beer, Key Account Development, Restaurants, Viticulture, Hospitality
Education
University of Tennessee College of Law 1988 — 1991
J.D., Law
Wine & Spirit Education Trust 2001 — 2007
Diploma in Wines & Spirits (DWS), Wine and Spirits
University of Louisiana at Monroe 1983 — 1988
BBA, Finance, Commercial Banking, Economics
Vias Imports Ltd. 2011 - Present
Pascale Industries, Inc.(PII) 2013 - Present
Tricana Imports, Inc. 2010 - 2011
Grande Harvest Wines 2008 - 2010
Travels&Stories.com LLC 2000 - 2007
Joe's Underground Cafe 2000 - 2007
U.S. Securities and Exchange Commission March 1995 - February 2000
The White House 1994 - 1995
The White House 1993 - 1994
Federal Financial Analytics, Inc. 1992 - 1993
Skills
Wine Tasting, Wine, Alcoholic Beverages, Wineries, Winemaking, Food & Beverage, Retail, Champagne, Sales Management, Marketing Strategy, Food Pairing, Event Management, Food, Wine Lists, Sales, Wine Tours, Beer, Key Account Development, Restaurants, Viticulture, Hospitality
Education
University of Tennessee College of Law 1988 — 1991
J.D., Law
Wine & Spirit Education Trust 2001 — 2007
Diploma in Wines & Spirits (DWS), Wine and Spirits
University of Louisiana at Monroe 1983 — 1988
BBA, Finance, Commercial Banking, Economics
Felita Vereen-Mills's US Securities and Exchange Commission Experience June 1990 - November 2003
Job Administrative Assistant at American Bar Association
Industry Legal Services
Experience
American Bar Association January 2014 - Present
National Geographic March 2008 - May 2009
SoluXions January 2004 - February 2008
U.S. Securities and Exchange Commission June 1990 - November 2003
Skills
Microsoft Office, Microsoft Excel, Project Management, Microsoft Word, PowerPoint, Social Media, LawTrac
Education
University of Maryland College Park 2014 — 2016
Strayer University-Maryland 1990 — 1991
Certificate
American Bar Association January 2014 - Present
National Geographic March 2008 - May 2009
SoluXions January 2004 - February 2008
U.S. Securities and Exchange Commission June 1990 - November 2003
Skills
Microsoft Office, Microsoft Excel, Project Management, Microsoft Word, PowerPoint, Social Media, LawTrac
Education
University of Maryland College Park 2014 — 2016
Strayer University-Maryland 1990 — 1991
Certificate
Brian Barry's US Securities and Exchange Commission Experience June 2004 - December 2011
Job General Counsel and Chief Compliance Officer at Trend Capital Management, LP
Industry Investment Management
Experience
Trend Capital Management, LP October 2014 - Present
Bayview Asset Management October 2012 - September 2014
Greenberg Traurig, P.A. January 2012 - October 2012
U.S. Securities and Exchange Commission June 2004 - December 2011
Weil Gotshal and Manges 2002 - 2004
Baker Botts LLP 2001 - 2001
US Army 1996 - 1998
Skills
Securities Regulation, Securities Litigation, Commercial Litigation, Civil Litigation, Internal Investigations, Litigation, Securities, Corporate Governance, Corporate Law, White Collar Criminal..., Legal Compliance, FCPA, Fraud, Securities Law, Criminal Law
Education
University of Miami School of Law 1999 — 2002
Doctor of Law (JD)
United States Military Academy at West Point 1992 — 1996
Bachelor of Science (BS)
Trend Capital Management, LP October 2014 - Present
Bayview Asset Management October 2012 - September 2014
Greenberg Traurig, P.A. January 2012 - October 2012
U.S. Securities and Exchange Commission June 2004 - December 2011
Weil Gotshal and Manges 2002 - 2004
Baker Botts LLP 2001 - 2001
US Army 1996 - 1998
Skills
Securities Regulation, Securities Litigation, Commercial Litigation, Civil Litigation, Internal Investigations, Litigation, Securities, Corporate Governance, Corporate Law, White Collar Criminal..., Legal Compliance, FCPA, Fraud, Securities Law, Criminal Law
Education
University of Miami School of Law 1999 — 2002
Doctor of Law (JD)
United States Military Academy at West Point 1992 — 1996
Bachelor of Science (BS)
Allison Herren Lee's US Securities and Exchange Commission Experience November 2013 - February 2015
Job Senior Counsel, U.S. Securities & Exchange Commission, Enforcement Division, Complex Financial Instruments Unit
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission November 2013 - February 2015
U.S. Securities & Exchange Commission February 2005 - October 2013
Sherman & Howard L.L.C. 1998 - 2005
Colorado Supreme Court 1997 - 1998
Skills
Securities Regulation, Corporate Law
Education
University of Denver - Sturm College of Law
J.D.
U.S. Securities and Exchange Commission November 2013 - February 2015
U.S. Securities & Exchange Commission February 2005 - October 2013
Sherman & Howard L.L.C. 1998 - 2005
Colorado Supreme Court 1997 - 1998
Skills
Securities Regulation, Corporate Law
Education
University of Denver - Sturm College of Law
J.D.
Rebekah Goshorn's US Securities and Exchange Commission Experience April 2014 - May 2015
Job Counsel at House Committee on Financial Services
Industry Capital Markets
Experience
US Congress May 2015 - Present
U.S. Securities and Exchange Commission April 2014 - May 2015
WilmerHale June 2011 - April 2014
US Securities and Exchange Commission August 2009 - May 2011
United States Securities and Exchange Commission April 2009 - August 2009
United States Securities and Exchange Commission August 2007 - August 2009
SPAWAR May 2005 - December 2006
Skills
Securities Regulation, Legal Writing, Corporate Governance, Corporate Law, Policy Analysis, Securities, Legal Research
Education
University of San Diego School of Law 2004 — 2007
UC San Diego School of Global Policy and Strategy (GPS) 2002 — 2004
MPIA, International Management and Relations
University of California, San Diego 2000 — 2002
BS & BA, Management Science and Political Science
US Congress May 2015 - Present
U.S. Securities and Exchange Commission April 2014 - May 2015
WilmerHale June 2011 - April 2014
US Securities and Exchange Commission August 2009 - May 2011
United States Securities and Exchange Commission April 2009 - August 2009
United States Securities and Exchange Commission August 2007 - August 2009
SPAWAR May 2005 - December 2006
Skills
Securities Regulation, Legal Writing, Corporate Governance, Corporate Law, Policy Analysis, Securities, Legal Research
Education
University of San Diego School of Law 2004 — 2007
UC San Diego School of Global Policy and Strategy (GPS) 2002 — 2004
MPIA, International Management and Relations
University of California, San Diego 2000 — 2002
BS & BA, Management Science and Political Science
Tanakorn Makaew's US Securities and Exchange Commission Experience 2015 - Present
Job Assistant Professor at University of South Carolina
Industry Research
Experience
U.S. Securities and Exchange Commission 2015 - Present
The Moore School of Business August 2010 - Present
International Monetary Fund 2013 - 2013
Congressional Budget Office June 2008 - August 2008
World Bank Group 2008 - 2008
International Monetary Fund June 2007 - August 2007
Skills
Teaching, Research, Financial Markets, Statistics, Stata, Economics, Data Analysis, Higher Education, Analysis, Financial Modeling, Econometrics, Qualitative Research, Management Consulting, Statistical Modeling, Financial Analysis, Quantitative Analytics, Business Strategy, Microsoft Excel
Education
University of Maryland College Park 2005 — 2010
PhD, Finance
U.S. Securities and Exchange Commission 2015 - Present
The Moore School of Business August 2010 - Present
International Monetary Fund 2013 - 2013
Congressional Budget Office June 2008 - August 2008
World Bank Group 2008 - 2008
International Monetary Fund June 2007 - August 2007
Skills
Teaching, Research, Financial Markets, Statistics, Stata, Economics, Data Analysis, Higher Education, Analysis, Financial Modeling, Econometrics, Qualitative Research, Management Consulting, Statistical Modeling, Financial Analysis, Quantitative Analytics, Business Strategy, Microsoft Excel
Education
University of Maryland College Park 2005 — 2010
PhD, Finance
Michelle Giard Draeger's US Securities and Exchange Commission Experience 2004 - August 2012
Job Manager, Compliance & Legal Affairs
Industry Law Practice
Experience
Martin's Point HealthCare January 2014 - Present
U.S. Attorney's Office, District of Maine 2014 - Present
U.S. Securities and Exchange Commission 2004 - August 2012
Friedman Gaythwaite Wolf & Leavitt 2001 - 2003
Pine Tree Legal Assistance, Inc. 1999 - 2001
Cumberland County District Attorney's Office May 1998 - May 1999
Skills
Litigation, Civil Litigation, Legal Research, Securities Regulation, Commercial Litigation, Corporate Law, Trials, Criminal Defense, Enforcement, Securities Litigation, Personal Injury, Health Care Compliance, Contracts, Internal Investigations, Criminal Law
Education
University of Maine School of Law 1996 — 1999
J.D., Law
Franklin Pierce University 1991 — 1995
B.S., Finance
Martin's Point HealthCare January 2014 - Present
U.S. Attorney's Office, District of Maine 2014 - Present
U.S. Securities and Exchange Commission 2004 - August 2012
Friedman Gaythwaite Wolf & Leavitt 2001 - 2003
Pine Tree Legal Assistance, Inc. 1999 - 2001
Cumberland County District Attorney's Office May 1998 - May 1999
Skills
Litigation, Civil Litigation, Legal Research, Securities Regulation, Commercial Litigation, Corporate Law, Trials, Criminal Defense, Enforcement, Securities Litigation, Personal Injury, Health Care Compliance, Contracts, Internal Investigations, Criminal Law
Education
University of Maine School of Law 1996 — 1999
J.D., Law
Franklin Pierce University 1991 — 1995
B.S., Finance
Matthew Wolock's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Summer Associate, Brokerage Legal at E*TRADE Financial Corporation
Industry Financial Services
Experience
E*TRADE Financial Corporation June 2015 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
Woodberry Kitchen Restaurant Group June 2014 - August 2014
Union Square Hospitality Group - Maialino Restaurant April 2012 - June 2013
T Rowe Price March 2011 - February 2012
T. Rowe Price November 2009 - February 2011
Education
Trinity College-Hartford 2005 — 2009
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E*TRADE Financial Corporation June 2015 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
Woodberry Kitchen Restaurant Group June 2014 - August 2014
Union Square Hospitality Group - Maialino Restaurant April 2012 - June 2013
T Rowe Price March 2011 - February 2012
T. Rowe Price November 2009 - February 2011
Education
Trinity College-Hartford 2005 — 2009
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mcdonogh
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Kris Shirley's US Securities and Exchange Commission Experience October 2014 - Present
Job Professional Accounting Fellow at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission October 2014 - Present
Ernst & Young September 2004 - October 2014
Education
University of California, Irvine 2000 — 2004
B.A., Economics
U.S. Securities and Exchange Commission October 2014 - Present
Ernst & Young September 2004 - October 2014
Education
University of California, Irvine 2000 — 2004
B.A., Economics
John Amberg's US Securities and Exchange Commission Experience January 2010 - December 2011
Job Senior Vice President & Deputy General Counsel at Northern Trust Corporation
Industry Law Practice
Experience
Northern Trust Corporation July 2015 - Present
Northern Trust Corporation November 2013 - July 2015
Motorola Solutions December 2011 - November 2013
U.S. Securities and Exchange Commission January 2010 - December 2011
Kirkland & Ellis LLP September 1999 - January 2010
Skills
Litigation, Commercial Litigation, Corporate Governance, Legal Writing, Civil Litigation, Intellectual Property, Arbitration, Appeals, Securities Litigation, Securities Regulation, Trials, Internal Investigations, International Law
Education
University of Chicago Law School 1996 — 1999
J.D., with honors
University of Illinois at Urbana-Champaign 1993 — 1996
B.S., Journalism, with highest honors
Northern Trust Corporation July 2015 - Present
Northern Trust Corporation November 2013 - July 2015
Motorola Solutions December 2011 - November 2013
U.S. Securities and Exchange Commission January 2010 - December 2011
Kirkland & Ellis LLP September 1999 - January 2010
Skills
Litigation, Commercial Litigation, Corporate Governance, Legal Writing, Civil Litigation, Intellectual Property, Arbitration, Appeals, Securities Litigation, Securities Regulation, Trials, Internal Investigations, International Law
Education
University of Chicago Law School 1996 — 1999
J.D., with honors
University of Illinois at Urbana-Champaign 1993 — 1996
B.S., Journalism, with highest honors
Stephen A. Zrenda, Jr.'s US Securities and Exchange Commission Experience April 1971 - July 1973
Job attorney at stephen a zrenda, jr, pc
Industry Law Practice
Experience
stephen a zrenda, jr, pc January 1995 - Present
stephen a zrenda, jr., p.c. January 1995 - Present
zrenda dunn & swan June 1979 - January 1995
Patrick Petroleum Company May 1974 - June 1979
U.S. Securities and Exchange Commission April 1971 - July 1973
Skills
Litigation, Civil Litigation, Mediation, Corporate Law, Commercial Litigation, Mergers, Legal Writing, Intellectual Property, Corporate Governance, Personal Injury, Mergers & Acquisitions, Trial Practice, Product Liability, Appeals, Legal Research, Securities Regulation, Legal Assistance, Torts, Personal Injury..., Dispute Resolution, Insurance Law, Bankruptcy, Business Litigation, Alternative Dispute..., Trials, Trade Secrets, Securities Litigation, Medical Malpractice, Construction Law, Wrongful Death, Public Liability, Arbitration, Family Law, Wills, Breach Of Contract, Criminal Defense, Creditors' Rights, White Collar Criminal..., Litigation Management, Automobile Accidents, Legal Advice, Courts, Trusts, International Law, Criminal Law, Banking Law, Westlaw, Joint Ventures, Licensing, Due Diligence
Education
University of Kentucky College of Law 1971 — 1973
Juris Dooctor, law
stephen a zrenda, jr, pc January 1995 - Present
stephen a zrenda, jr., p.c. January 1995 - Present
zrenda dunn & swan June 1979 - January 1995
Patrick Petroleum Company May 1974 - June 1979
U.S. Securities and Exchange Commission April 1971 - July 1973
Skills
Litigation, Civil Litigation, Mediation, Corporate Law, Commercial Litigation, Mergers, Legal Writing, Intellectual Property, Corporate Governance, Personal Injury, Mergers & Acquisitions, Trial Practice, Product Liability, Appeals, Legal Research, Securities Regulation, Legal Assistance, Torts, Personal Injury..., Dispute Resolution, Insurance Law, Bankruptcy, Business Litigation, Alternative Dispute..., Trials, Trade Secrets, Securities Litigation, Medical Malpractice, Construction Law, Wrongful Death, Public Liability, Arbitration, Family Law, Wills, Breach Of Contract, Criminal Defense, Creditors' Rights, White Collar Criminal..., Litigation Management, Automobile Accidents, Legal Advice, Courts, Trusts, International Law, Criminal Law, Banking Law, Westlaw, Joint Ventures, Licensing, Due Diligence
Education
University of Kentucky College of Law 1971 — 1973
Juris Dooctor, law
steven schantz's US Securities and Exchange Commission Experience 1993 - 1996
Job Managing Director at Schantz Consulting Services
Industry Financial Services
Experience
Hercules Technology Growth Capital, Inc. March 2015 - Present
Schantz Consulting Services January 2013 - Present
ASA Gold and Precious Metals Limited August 2010 - July 2012
Charles Schwab Investment Management, Inc. 2001 - 2009
Barclays Global Investors 1996 - 2001
U.S. Securities and Exchange Commission 1993 - 1996
U.S. Securities and Exchange Commission 1990 - 1993
Pillsbury, Madison and Sutro 1987 - 1990
Skills
Investment Advisory, Securities Regulation, Derivatives, Corporate Governance, Risk Management, Litigation, Financial Reporting, Securities, Mutual Funds, Fund Accounting, Team Building, Hedge Funds
Education
State University of New York at Albany
B.A., Political Science, English
University of San Francisco School of Law
J.D., Law
Hercules Technology Growth Capital, Inc. March 2015 - Present
Schantz Consulting Services January 2013 - Present
ASA Gold and Precious Metals Limited August 2010 - July 2012
Charles Schwab Investment Management, Inc. 2001 - 2009
Barclays Global Investors 1996 - 2001
U.S. Securities and Exchange Commission 1993 - 1996
U.S. Securities and Exchange Commission 1990 - 1993
Pillsbury, Madison and Sutro 1987 - 1990
Skills
Investment Advisory, Securities Regulation, Derivatives, Corporate Governance, Risk Management, Litigation, Financial Reporting, Securities, Mutual Funds, Fund Accounting, Team Building, Hedge Funds
Education
State University of New York at Albany
B.A., Political Science, English
University of San Francisco School of Law
J.D., Law
Mike Husich-W's US Securities and Exchange Commission Experience June 2003 - Present
Job Associate Chief Accountant at U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission June 2003 - Present
US Securities and Exchange Commission 2003 - Present
SEC Office of the Chief Accountant 2003 - Present
First National Bank 1981 - 2002
Skills
Internal Controls, US GAAP, Tax, Internal Audit, SEC filings, IFRS, External Audit, Financial Reporting, Auditing, Financial Analysis, Mergers & Acquisitions, Forensic Accounting, CPA, Accounting, Sarbanes-Oxley Act, Due Diligence, Corporate Finance, Financial Accounting, GAAP, Assurance
Education
University of Baltimore 1986 — 1991
Master of Science (M.S.), Finance, General
University of Delaware - Lerner College of Business and Economics 1973 — 1977
Bachelor of Science (B.S.), Accounting
U.S. Securities and Exchange Commission June 2003 - Present
US Securities and Exchange Commission 2003 - Present
SEC Office of the Chief Accountant 2003 - Present
First National Bank 1981 - 2002
Skills
Internal Controls, US GAAP, Tax, Internal Audit, SEC filings, IFRS, External Audit, Financial Reporting, Auditing, Financial Analysis, Mergers & Acquisitions, Forensic Accounting, CPA, Accounting, Sarbanes-Oxley Act, Due Diligence, Corporate Finance, Financial Accounting, GAAP, Assurance
Education
University of Baltimore 1986 — 1991
Master of Science (M.S.), Finance, General
University of Delaware - Lerner College of Business and Economics 1973 — 1977
Bachelor of Science (B.S.), Accounting
Sheli DeNola's US Securities and Exchange Commission Experience August 2015 - Present
Job Legal Intern at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Calix May 2015 - August 2015
The World Bank May 2014 - August 2014
SUCTION DREDGE MINING LITIGATION PROJECT August 2013 - December 2013
Berry Appleman & Leiden LLP May 2011 - July 2013
Cengage Learning May 2010 - May 2011
New England Financial CO. December 2009 - April 2010
Wilson Sonsini Goodrich and Rosati 2008 - 2008
Skills
Legal Writing, Editing, Legal Research, Immigration Issues, Proofreading, Legal Documents, Microsoft Excel, Coordination, Corporate Communications, Corporate Law, Immigration Law, Microsoft Office, Project Management, Research, Social Networking, Online Research, Composition, Customer Service, Social Media, Contract Negotiation, Legal Contract Review, Copy Editing, Marketing, Blogging, Editorial, Intellectual Property, Time Management, Community Outreach, Spanish, Adobe Acrobat, Human Resources, Nonprofits, Creative Writing, Policy, Document Review, Content Management, Writing, Budgets, Legal Assistance, Outlook
Education
University of California, Santa Cruz 2006 — 2009
Bachelor of Arts (B.A.), Literature and Politics
UC Berkeley School of Law 2013 — 2016
Doctor of Law (JD)
U.S. Securities and Exchange Commission August 2015 - Present
Calix May 2015 - August 2015
The World Bank May 2014 - August 2014
SUCTION DREDGE MINING LITIGATION PROJECT August 2013 - December 2013
Berry Appleman & Leiden LLP May 2011 - July 2013
Cengage Learning May 2010 - May 2011
New England Financial CO. December 2009 - April 2010
Wilson Sonsini Goodrich and Rosati 2008 - 2008
Skills
Legal Writing, Editing, Legal Research, Immigration Issues, Proofreading, Legal Documents, Microsoft Excel, Coordination, Corporate Communications, Corporate Law, Immigration Law, Microsoft Office, Project Management, Research, Social Networking, Online Research, Composition, Customer Service, Social Media, Contract Negotiation, Legal Contract Review, Copy Editing, Marketing, Blogging, Editorial, Intellectual Property, Time Management, Community Outreach, Spanish, Adobe Acrobat, Human Resources, Nonprofits, Creative Writing, Policy, Document Review, Content Management, Writing, Budgets, Legal Assistance, Outlook
Education
University of California, Santa Cruz 2006 — 2009
Bachelor of Arts (B.A.), Literature and Politics
UC Berkeley School of Law 2013 — 2016
Doctor of Law (JD)
Bobby Klein's US Securities and Exchange Commission Experience November 2014 - Present
Job U.S. Securities & Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission November 2014 - Present
PwC July 2014 - November 2014
PricewaterhouseCoopers July 2012 - June 2014
PricewaterhouseCoopers July 2009 - June 2012
PricewaterhouseCoopers July 2006 - June 2009
Skills
Financial Reporting, IPO, Accounting, US GAAP, Revenue Recognition, SEC filings, Internal Controls, Divestitures, SEC Filings, GAAP, Private Equity, Mergers & Acquisitions
Education
University of Delaware 2002 — 2006
BS, Accounting
U.S. Securities and Exchange Commission November 2014 - Present
PwC July 2014 - November 2014
PricewaterhouseCoopers July 2012 - June 2014
PricewaterhouseCoopers July 2009 - June 2012
PricewaterhouseCoopers July 2006 - June 2009
Skills
Financial Reporting, IPO, Accounting, US GAAP, Revenue Recognition, SEC filings, Internal Controls, Divestitures, SEC Filings, GAAP, Private Equity, Mergers & Acquisitions
Education
University of Delaware 2002 — 2006
BS, Accounting
Shannon Moran's US Securities and Exchange Commission Experience June 2014 - August 2014
Job Law Clerk at Lewis Brisbois Bisgaard & Smith LLP
Industry Law Practice
Experience
Lewis Brisbois Bisgaard & Smith LLP August 2015 - Present
University of Denver October 2013 - May 2015
University of Denver March 2013 - May 2015
Financial Industry Regulatory Authority (FINRA) January 2015 - April 2015
Independent Contractor September 2012 - April 2015
The Race To The Bottom Blog 2014 - 2015
The Race To The Bottom Blog 2014 - 2015
The Race To The Bottom Blog 2014 - 2015
U.S. Securities and Exchange Commission June 2014 - August 2014
2nd Judicial District, Colorado District Courts May 2013 - December 2013
Skills
Litigation Support, Legal Assistance, Document Review, Legal Documents, Class Actions, Environmental Law, Lexis, Document Drafting, PACER, Breach Of Contract, LexisNexis, Employment Law, Hearings, Motions, Trial Practice, Business Litigation
Education
University of Denver - Sturm College of Law 2012 — 2015
Doctor of Law (JD), Law
University of Charleston 2005 — 2008
B.A. & B.S., History, Political Science
Blackman High School 2001 — 2005
Lewis Brisbois Bisgaard & Smith LLP August 2015 - Present
University of Denver October 2013 - May 2015
University of Denver March 2013 - May 2015
Financial Industry Regulatory Authority (FINRA) January 2015 - April 2015
Independent Contractor September 2012 - April 2015
The Race To The Bottom Blog 2014 - 2015
The Race To The Bottom Blog 2014 - 2015
The Race To The Bottom Blog 2014 - 2015
U.S. Securities and Exchange Commission June 2014 - August 2014
2nd Judicial District, Colorado District Courts May 2013 - December 2013
Skills
Litigation Support, Legal Assistance, Document Review, Legal Documents, Class Actions, Environmental Law, Lexis, Document Drafting, PACER, Breach Of Contract, LexisNexis, Employment Law, Hearings, Motions, Trial Practice, Business Litigation
Education
University of Denver - Sturm College of Law 2012 — 2015
Doctor of Law (JD), Law
University of Charleston 2005 — 2008
B.A. & B.S., History, Political Science
Blackman High School 2001 — 2005
Michal Dusza's US Securities and Exchange Commission Experience June 2015 - Present
Job Professional Accounting Fellow at the U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission June 2015 - Present
KPMG LLP August 2013 - June 2015
KPMG LLP September 2000 - August 2013
Skills
IFRS, Financial Reporting, External Audit, Sarbanes-Oxley, Accounting, Financial Analysis, Big 4, International Project...
Education
Universität Mannheim 1999 — 2000
Finance
Warsaw School of Economics 1995 — 2000
Master's degree, Accounting and Finance
U.S. Securities and Exchange Commission June 2015 - Present
KPMG LLP August 2013 - June 2015
KPMG LLP September 2000 - August 2013
Skills
IFRS, Financial Reporting, External Audit, Sarbanes-Oxley, Accounting, Financial Analysis, Big 4, International Project...
Education
Universität Mannheim 1999 — 2000
Finance
Warsaw School of Economics 1995 — 2000
Master's degree, Accounting and Finance
Kara Sandler's US Securities and Exchange Commission Experience September 1999 - December 2004
Job Director, Global Treasury at Merck & Co., Inc.
Industry Pharmaceuticals
Experience
Merck & Co., Inc. (formerly Schering-Plough Corporation) October 2008 - Present
Schering-Plough Corporation May 2007 - September 2008
Schering-Plough Corporation December 2004 - April 2007
U.S. Securities and Exchange Commission September 1999 - December 2004
Education
Tulane University - A.B. Freeman School of Business 1997 — 1999
MBA
Tulane University Law School 1995 — 1999
JD
University of Pennsylvania 1991 — 1995
BA
Buckingham Browne & Nichols 1986 — 1991
Merck & Co., Inc. (formerly Schering-Plough Corporation) October 2008 - Present
Schering-Plough Corporation May 2007 - September 2008
Schering-Plough Corporation December 2004 - April 2007
U.S. Securities and Exchange Commission September 1999 - December 2004
Education
Tulane University - A.B. Freeman School of Business 1997 — 1999
MBA
Tulane University Law School 1995 — 1999
JD
University of Pennsylvania 1991 — 1995
BA
Buckingham Browne & Nichols 1986 — 1991
Vince Vuong's US Securities and Exchange Commission Experience May 2014 - July 2014
Job Summer Honors Intern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
University of California, Irvine School of Law August 2012 - Present
U.S. Securities and Exchange Commission May 2014 - July 2014
US Bankruptcy Court January 2014 - April 2014
The Clorox Company June 2013 - July 2013
Bleacher Report February 2012 - May 2012
LeonardoMD August 2010 - April 2012
UCSD June 2008 - June 2010
Summer Adventure Camp for Kids June 2002 - August 2007
Skills
Legal Writing, Westlaw, Microsoft Office, Legal Research, Nonprofits, Community Outreach, Lexis, Research, Adobe Acrobat, Public Policy, Editing, Public Speaking, PowerPoint
Education
University of California, Irvine School of Law 2012 — 2015
University of California, San Diego 2006 — 2010
Bachelor's, Political Science
University of California, Irvine School of Law August 2012 - Present
U.S. Securities and Exchange Commission May 2014 - July 2014
US Bankruptcy Court January 2014 - April 2014
The Clorox Company June 2013 - July 2013
Bleacher Report February 2012 - May 2012
LeonardoMD August 2010 - April 2012
UCSD June 2008 - June 2010
Summer Adventure Camp for Kids June 2002 - August 2007
Skills
Legal Writing, Westlaw, Microsoft Office, Legal Research, Nonprofits, Community Outreach, Lexis, Research, Adobe Acrobat, Public Policy, Editing, Public Speaking, PowerPoint
Education
University of California, Irvine School of Law 2012 — 2015
University of California, San Diego 2006 — 2010
Bachelor's, Political Science
Emily Byl's US Securities and Exchange Commission Experience August 2015 - Present
Job Legal Intern at the U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Sullivan & Cromwell LLP May 2015 - July 2015
Proskauer Rose LLP May 2014 - August 2014
Organizing for America Florida July 2012 - November 2012
Spectrum Center May 2011 - September 2012
U.S. Senate 2010 - 2010
NDN 2010 - 2010
Michigan Campaign for Change August 2008 - October 2008
Skills
Community Organizing, Grassroots Organizing, Public Policy, Political Campaigns, Community Outreach, Fundraising, Policy Analysis, Politics, Grant Writing, Public Speaking, Nonprofits, Social Media, Legislative Relations, Political Science, Microsoft Office, Grassroots, Coalitions, Research, Volunteer Management, Contract Negotiation, Legal Writing, Legal Research, Corporate Governance, Corporate Finance
Education
UCLA School of Law 2013 — 2016
Doctor of Law (JD), Business Law and Policy Specialization
University of Michigan 2009 — 2012
Bachelor of Arts (B.A.), Public Policy
U.S. Securities and Exchange Commission August 2015 - Present
Sullivan & Cromwell LLP May 2015 - July 2015
Proskauer Rose LLP May 2014 - August 2014
Organizing for America Florida July 2012 - November 2012
Spectrum Center May 2011 - September 2012
U.S. Senate 2010 - 2010
NDN 2010 - 2010
Michigan Campaign for Change August 2008 - October 2008
Skills
Community Organizing, Grassroots Organizing, Public Policy, Political Campaigns, Community Outreach, Fundraising, Policy Analysis, Politics, Grant Writing, Public Speaking, Nonprofits, Social Media, Legislative Relations, Political Science, Microsoft Office, Grassroots, Coalitions, Research, Volunteer Management, Contract Negotiation, Legal Writing, Legal Research, Corporate Governance, Corporate Finance
Education
UCLA School of Law 2013 — 2016
Doctor of Law (JD), Business Law and Policy Specialization
University of Michigan 2009 — 2012
Bachelor of Arts (B.A.), Public Policy
Andrew DiComo's US Securities and Exchange Commission Experience May 2014 - August 2014
Job LL.M. in Taxation Candidate at University of Florida College of Law
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2014 - August 2014
HD Supply January 2014 - April 2014
17th Judicial Circuit of Florida June 2013 - August 2013
fdu group March 2011 - May 2011
Skills
Legal Research, Legal Writing, Courts, Microsoft Excel, Westlaw, Microsoft Office, PowerPoint, Public Speaking, Research, Social Media, Editing
Education
University of Florida - Fredric G. Levin College of Law
Doctor of Law (J.D.)
University of Florida 2008 — 2012
Bachelor of Arts (B.A.), Economics
University of Florida - Fredric G. Levin College of Law 2015 — 2016
Master of Laws (LL.M.) in Taxation
U.S. Securities and Exchange Commission May 2014 - August 2014
HD Supply January 2014 - April 2014
17th Judicial Circuit of Florida June 2013 - August 2013
fdu group March 2011 - May 2011
Skills
Legal Research, Legal Writing, Courts, Microsoft Excel, Westlaw, Microsoft Office, PowerPoint, Public Speaking, Research, Social Media, Editing
Education
University of Florida - Fredric G. Levin College of Law
Doctor of Law (J.D.)
University of Florida 2008 — 2012
Bachelor of Arts (B.A.), Economics
University of Florida - Fredric G. Levin College of Law 2015 — 2016
Master of Laws (LL.M.) in Taxation
Aaron Witucky's US Securities and Exchange Commission Experience September 2014 - November 2014
Job Law Clerk at Fortis Law Partners LLC
Industry Law Practice
Experience
Fortis Law Partners LLC December 2014 - Present
University of Denver July 2012 - December 2014
U.S. Securities and Exchange Commission September 2014 - November 2014
Fortis Law Partners LLC May 2014 - September 2014
Great-West Financial January 2014 - April 2014
Goodspeed Merrill & Benson June 2013 - August 2013
Keller Supply Company June 2008 - June 2012
Trader Joe's May 2003 - June 2012
Ace Parking June 2007 - February 2008
La Jolla Beach & Tennis Club March 2005 - January 2006
Skills
Mac OS, Microsoft Office, DOT regulations, Workers Compensation, Customer Service, QuickBooks, Microsoft Excel, Inventory Management, Employee Benefits, Microsoft Word, Employee Relations, Accounting, Benefits Administration, PowerPoint, Leadership, Financial Analysis, Budgets, Teamwork, Outlook, Data Entry, Customer Satisfaction, Sales, Finance, Accounts Receivable, Legal Research, Corporate Law, Research, Securities Regulation
Education
University of Denver - Sturm College of Law 2013 — 2014
Doctor of Law (J.D.), Commercial and Corporate Law
University of San Diego 2003 — 2007
Bachelor of Arts (BA), Business Administration and Management, General
University of San Diego 2003 — 2007
Bachelor of Arts (BA), Psychology
Fortis Law Partners LLC December 2014 - Present
University of Denver July 2012 - December 2014
U.S. Securities and Exchange Commission September 2014 - November 2014
Fortis Law Partners LLC May 2014 - September 2014
Great-West Financial January 2014 - April 2014
Goodspeed Merrill & Benson June 2013 - August 2013
Keller Supply Company June 2008 - June 2012
Trader Joe's May 2003 - June 2012
Ace Parking June 2007 - February 2008
La Jolla Beach & Tennis Club March 2005 - January 2006
Skills
Mac OS, Microsoft Office, DOT regulations, Workers Compensation, Customer Service, QuickBooks, Microsoft Excel, Inventory Management, Employee Benefits, Microsoft Word, Employee Relations, Accounting, Benefits Administration, PowerPoint, Leadership, Financial Analysis, Budgets, Teamwork, Outlook, Data Entry, Customer Satisfaction, Sales, Finance, Accounts Receivable, Legal Research, Corporate Law, Research, Securities Regulation
Education
University of Denver - Sturm College of Law 2013 — 2014
Doctor of Law (J.D.), Commercial and Corporate Law
University of San Diego 2003 — 2007
Bachelor of Arts (BA), Business Administration and Management, General
University of San Diego 2003 — 2007
Bachelor of Arts (BA), Psychology
Jordan Fisher's US Securities and Exchange Commission Experience August 2014 - Present
Job President of Pwnee Studios
Industry Entertainment
Experience
U.S. Securities and Exchange Commission August 2014 - Present
Pwnee Studios June 2009 - Present
Courant Institute of Mathematical Sciences September 2011 - September 2012
Skills
Numerical Analysis, Algorithms, Mathematical Modeling, Python, Statistics, Applied Mathematics, Scientific Computing, Product Development, Producing, Technical Leadership, Public Relations, C#, Game Development, LaTeX, Video Games, Machine Learning, C++, Programming, C, Teaching
Education
University of California, Santa Barbara 2006 — 2011
PhD, Applied Mathematics
U.S. Securities and Exchange Commission August 2014 - Present
Pwnee Studios June 2009 - Present
Courant Institute of Mathematical Sciences September 2011 - September 2012
Skills
Numerical Analysis, Algorithms, Mathematical Modeling, Python, Statistics, Applied Mathematics, Scientific Computing, Product Development, Producing, Technical Leadership, Public Relations, C#, Game Development, LaTeX, Video Games, Machine Learning, C++, Programming, C, Teaching
Education
University of California, Santa Barbara 2006 — 2011
PhD, Applied Mathematics
Katelyn Donovan's US Securities and Exchange Commission Experience September 2015 - Present
Job J.D. Candidate, UConn School of Law
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2015 - Present
LEVI & KORSINSKY LLP January 2015 - August 2015
Wiggin and Dana LLP November 2012 - August 2013
King and Spalding, LLP July 2011 - November 2012
Connecticut Judicial Branch January 2011 - July 2011
Connecticut Attorney General November 2010 - January 2011
Education
University of Connecticut 2014 — 2016
Juris Doctor (J.D.)
The University of Connecticut 2007 — 2010
B.A., Psychology/Neuroscience, Human Rights
U.S. Securities and Exchange Commission September 2015 - Present
LEVI & KORSINSKY LLP January 2015 - August 2015
Wiggin and Dana LLP November 2012 - August 2013
King and Spalding, LLP July 2011 - November 2012
Connecticut Judicial Branch January 2011 - July 2011
Connecticut Attorney General November 2010 - January 2011
Education
University of Connecticut 2014 — 2016
Juris Doctor (J.D.)
The University of Connecticut 2007 — 2010
B.A., Psychology/Neuroscience, Human Rights
Alexandria Patel's US Securities and Exchange Commission Experience May 2014 - August 2014
Job U.S. Securities and Exchange Commission Legal Intern
Industry Legal Services
Experience
U.S. Securities and Exchange Commission May 2014 - August 2014
Tampa Bay Buccaneers August 2012 - December 2012
Tampa Bay Buccaneers May 2012 - August 2012
Skills
Microsoft Office, Adobe Software, Windows 7, Outlook, PowerPoint, Microsoft Excel, Microsoft Word, Customer Service, Leadership, Teamwork, Time Management
Education
University of Florida - Fredric G. Levin College of Law 2013 — 2016
Juris Doctor
University of Florida - Warrington College Of Business 2009 — 2013
Business Administration, Finance
U.S. Securities and Exchange Commission May 2014 - August 2014
Tampa Bay Buccaneers August 2012 - December 2012
Tampa Bay Buccaneers May 2012 - August 2012
Skills
Microsoft Office, Adobe Software, Windows 7, Outlook, PowerPoint, Microsoft Excel, Microsoft Word, Customer Service, Leadership, Teamwork, Time Management
Education
University of Florida - Fredric G. Levin College of Law 2013 — 2016
Juris Doctor
University of Florida - Warrington College Of Business 2009 — 2013
Business Administration, Finance
Seth Nuon's US Securities and Exchange Commission Experience February 2015 - Present
Job U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission February 2015 - Present
Ascella Technologies, Inc. February 2013 - January 2015
Buchanan Ingersoll & Rooney PC August 2011 - January 2013
US Securities and Exchange Commission 2012 - December 2012
Maryland Tax Court 2011 - 2011
Baltimore City Circuit Court for the Honorable Judge Hargadon 2011 - 2011
Skills
Westlaw, Litigation, Legal Writing, Legal Research, Courts, Commercial Litigation
Education
University of Maryland School of Law 2009 — 2012
JD.
University of Maryland - Robert H. Smith School of Business 2005 — 2009
BS., Accounting and Finance
U.S. Securities and Exchange Commission February 2015 - Present
Ascella Technologies, Inc. February 2013 - January 2015
Buchanan Ingersoll & Rooney PC August 2011 - January 2013
US Securities and Exchange Commission 2012 - December 2012
Maryland Tax Court 2011 - 2011
Baltimore City Circuit Court for the Honorable Judge Hargadon 2011 - 2011
Skills
Westlaw, Litigation, Legal Writing, Legal Research, Courts, Commercial Litigation
Education
University of Maryland School of Law 2009 — 2012
JD.
University of Maryland - Robert H. Smith School of Business 2005 — 2009
BS., Accounting and Finance
Seth Lowinger's US Securities and Exchange Commission Experience May 2014 - August 2014
Job J.D. Candidate at Duke University School of Law
Industry Legal Services
Experience
Simpson Thacher & Bartlett LLP May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
State of Connecticut, Office of the Attorney General May 2012 - August 2012
Regatta Research and Money Management, LLC January 2012 - May 2012
Sigma Chi Fraternity Alpha Omicron Chapter November 2010 - November 2011
Northwestern Mutual Financial Network May 2011 - August 2011
Law Offices of Lloyd S. Lowinger May 2007 - August 2011
North American Power May 2010 - August 2010
Skills
Management, Finance, Budgets, QuickBooks, Policy, PowerPoint, Microsoft Word, Bloomberg, Financial Analysis, Financial Modeling, Microsoft Excel, Data Analysis
Education
Duke University School of Law 2013 — 2016
Doctor of Law (J.D.), Law
Tulane University 2009 — 2013
Bachelor of Science in Management, Finance
Simpson Thacher & Bartlett LLP May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
State of Connecticut, Office of the Attorney General May 2012 - August 2012
Regatta Research and Money Management, LLC January 2012 - May 2012
Sigma Chi Fraternity Alpha Omicron Chapter November 2010 - November 2011
Northwestern Mutual Financial Network May 2011 - August 2011
Law Offices of Lloyd S. Lowinger May 2007 - August 2011
North American Power May 2010 - August 2010
Skills
Management, Finance, Budgets, QuickBooks, Policy, PowerPoint, Microsoft Word, Bloomberg, Financial Analysis, Financial Modeling, Microsoft Excel, Data Analysis
Education
Duke University School of Law 2013 — 2016
Doctor of Law (J.D.), Law
Tulane University 2009 — 2013
Bachelor of Science in Management, Finance
Regina Lau's US Securities and Exchange Commission Experience 2014 - Present
Job Accountant at Security Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission 2014 - Present
USDA 2005 - 2014
IBM October 2002 - April 2005
PwC November 2000 - October 2002
Columbia Energy Services September 1998 - October 2000
Skills
Accounting, Internal Controls, Project Management
Education
State University of New York at Buffalo
Bachelor of Business Administration (B.B.A.), Accounting
U.S. Securities and Exchange Commission 2014 - Present
USDA 2005 - 2014
IBM October 2002 - April 2005
PwC November 2000 - October 2002
Columbia Energy Services September 1998 - October 2000
Skills
Accounting, Internal Controls, Project Management
Education
State University of New York at Buffalo
Bachelor of Business Administration (B.B.A.), Accounting
Adam Czernikiewicz's US Securities and Exchange Commission Experience May 2015 - July 2015
Job Division of Corporation Finance, Intern at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission May 2015 - July 2015
Cleary Gottlieb Steen & Hamilton LLP February 2013 - June 2014
Freelance August 2011 - April 2014
Seven Saints Restaurant July 2011 - August 2012
University of Illinois at Urbana-Champaign September 2011 - May 2012
Private English Lessons September 2010 - June 2011
Skills
Translation, French, Polish, Customer Service, Microsoft Office, Cultural Awareness, Travel, Piano, Marketing
Education
University of Illinois at Urbana-Champaign 2014 — 2017
Doctor of Law (J.D.), Law
University of Illinois at Urbana-Champaign 2008 — 2012
Bachelor of Arts (B.A.), French Commercial Studies, concentration in Business and Marketing
L’Université Paris-Sorbonne (Paris IV) and L’Institut Catholique de Paris 2010 — 2011
Saint Louis Priory School 2002 — 2008
U.S. Securities and Exchange Commission May 2015 - July 2015
Cleary Gottlieb Steen & Hamilton LLP February 2013 - June 2014
Freelance August 2011 - April 2014
Seven Saints Restaurant July 2011 - August 2012
University of Illinois at Urbana-Champaign September 2011 - May 2012
Private English Lessons September 2010 - June 2011
Skills
Translation, French, Polish, Customer Service, Microsoft Office, Cultural Awareness, Travel, Piano, Marketing
Education
University of Illinois at Urbana-Champaign 2014 — 2017
Doctor of Law (J.D.), Law
University of Illinois at Urbana-Champaign 2008 — 2012
Bachelor of Arts (B.A.), French Commercial Studies, concentration in Business and Marketing
L’Université Paris-Sorbonne (Paris IV) and L’Institut Catholique de Paris 2010 — 2011
Saint Louis Priory School 2002 — 2008
Andrew Caffrey's US Securities and Exchange Commission Experience September 2004 - December 2006
Job Economist
Industry Government Administration
Experience
U.S.Government April 2009 - Present
Quant Economics January 2007 - February 2008
U.S. Securities and Exchange Commission September 2004 - December 2006
Skills
Economics, Policy Analysis, Public Policy, Government, Analysis, Policy, Econometrics, Data Analysis, Stata, Financial Analysis
Education
University of California, San Diego 1997 — 2004
Doctor of Philosophy (Ph.D.), Economics
U.S.Government April 2009 - Present
Quant Economics January 2007 - February 2008
U.S. Securities and Exchange Commission September 2004 - December 2006
Skills
Economics, Policy Analysis, Public Policy, Government, Analysis, Policy, Econometrics, Data Analysis, Stata, Financial Analysis
Education
University of California, San Diego 1997 — 2004
Doctor of Philosophy (Ph.D.), Economics
Andrew Mew's US Securities and Exchange Commission Experience October 2002 - Present
Job Senior Assistant Chief Accountant at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission October 2002 - Present
EY December 1995 - May 2002
Skills
Auditing
Education
University of Maryland College Park 1991 — 1993
Bachelor of Science (B.S.), Accounting
U.S. Securities and Exchange Commission October 2002 - Present
EY December 1995 - May 2002
Skills
Auditing
Education
University of Maryland College Park 1991 — 1993
Bachelor of Science (B.S.), Accounting
Department of Veterans Affairs
US Census Bureau
U.S. Department of Veterans Affairs
FDA
USAID
US Fish and Wildlife Service
TSA
Defense Logistics Agency