US Securities and Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Jurisdiction: United States of America Employees: 4,301 (2015) Headquarters: Washington, D.C., United States Founder: Franklin D. Roosevelt Founded: 6 June 1934
US Securities and Exchange Commission List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at US Securities and Exchange Commission. You can filter them based on skills, years of employment, job, education, department, and prior employment.
US Securities and Exchange Commission Salaries. You can even request information on how much does US Securities and Exchange Commission pay if you want to. Learn about salaries, pros and cons of working for US Securities and Exchange Commission directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
4,270 US Securities and Exchange Commission employees in database. Find out everything there's to know about US Securities and Exchange Commission employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
US Securities and Exchange Commission Employees
Employee
Years
Job
Industry
Kenneth Hsu Kenneth Hsu's US Securities and Exchange Commission Experience January 2015 - April 2015
Job J.D. at UC Hastings College of the Law
Industry Law Practice
Experience
Hastings Business Law Journal (Vol. 11) May 2014 - May 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
U.S. District Court for the Northern District of California August 2014 - December 2014
Stradling Yocca Carlson & Rauth May 2014 - July 2014
US Securities and Exchange Commission May 2013 - August 2013
Office of the Public Advocate Bill de Blasio January 2010 - June 2011
NYU Local November 2008 - May 2011
NYU America Reads September 2009 - May 2010
Office of the Mayor Antonio Villaraigosa May 2009 - August 2009
New York City Council February 2009 - May 2009
Skills
New Media, Journalism, Editing, Blogging, Political Communication, Strategic Communications, Fundraising, Public Policy, Facebook
Education
UC Hastings College of the Law 2012 — 2015
Doctor of Law (J.D.)
New York University 2007 — 2011
B.A., Politics, Public Policy
Hastings Business Law Journal (Vol. 11) May 2014 - May 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
U.S. District Court for the Northern District of California August 2014 - December 2014
Stradling Yocca Carlson & Rauth May 2014 - July 2014
US Securities and Exchange Commission May 2013 - August 2013
Office of the Public Advocate Bill de Blasio January 2010 - June 2011
NYU Local November 2008 - May 2011
NYU America Reads September 2009 - May 2010
Office of the Mayor Antonio Villaraigosa May 2009 - August 2009
New York City Council February 2009 - May 2009
Skills
New Media, Journalism, Editing, Blogging, Political Communication, Strategic Communications, Fundraising, Public Policy, Facebook
Education
UC Hastings College of the Law 2012 — 2015
Doctor of Law (J.D.)
New York University 2007 — 2011
B.A., Politics, Public Policy
Natalie Adeeyo's US Securities and Exchange Commission Experience May 2015 - Present
Job Legal Intern at U.S. Securities and Exchange Commission, Division of Enforcement
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2015 - Present
Circuit Court of Cook County - Law Division January 2015 - May 2015
Law Offices of Chicago-Kent August 2014 - December 2014
Commodity Futures Trading Commission June 2014 - August 2014
NYU Wagner Graduate School of Public Service November 2010 - July 2013
Marie Claire January 2013 - May 2013
Kings County District Attorney's Office September 2012 - November 2012
VH1 September 2011 - June 2012
XXL Magazine January 2011 - May 2011
Flying Television January 2010 - May 2010
Skills
Legal Writing, Legal Research, Blogging, Editing, Storytelling, Creative Writing, Journalism, Editorial, Facebook, Social Media, Ap Style, Television, Copy Editing, Social Networking, Producing
Education
IlT Chicago-Kent College of Law 2013 — 2016
Juris Doctor
New York University 2009 — 2013
Bachelor of Arts, Journalism & English
New York University 2009 — 2011
Associate of Arts, Liberal Studies
U.S. Securities and Exchange Commission May 2015 - Present
Circuit Court of Cook County - Law Division January 2015 - May 2015
Law Offices of Chicago-Kent August 2014 - December 2014
Commodity Futures Trading Commission June 2014 - August 2014
NYU Wagner Graduate School of Public Service November 2010 - July 2013
Marie Claire January 2013 - May 2013
Kings County District Attorney's Office September 2012 - November 2012
VH1 September 2011 - June 2012
XXL Magazine January 2011 - May 2011
Flying Television January 2010 - May 2010
Skills
Legal Writing, Legal Research, Blogging, Editing, Storytelling, Creative Writing, Journalism, Editorial, Facebook, Social Media, Ap Style, Television, Copy Editing, Social Networking, Producing
Education
IlT Chicago-Kent College of Law 2013 — 2016
Juris Doctor
New York University 2009 — 2013
Bachelor of Arts, Journalism & English
New York University 2009 — 2011
Associate of Arts, Liberal Studies
Christina Richardson, MAS Christina Richardson, MAS's US Securities and Exchange Commission Experience June 2012 - August 2012
Job Teaching Assistant at Northern Illinois University
Industry Accounting
Experience
Northern Illinois University August 2014 - Present
North Central College August 2012 - June 2014
North Central College June 2012 - June 2014
North Central College September 2011 - April 2014
Ernst & Young June 2013 - August 2013
U.S. Securities and Exchange Commission June 2012 - August 2012
Melanie Malooley-Thompson – CPA June 2011 - September 2011
Education
Northern Illinois University 2014 — 2015
Master of Accounting Science (Leadership), Taxation Track
North Central College 2010 — 2014
Bachelor of Science (B.S.), Accounting, Finance, Ethics
Northern Illinois University August 2014 - Present
North Central College August 2012 - June 2014
North Central College June 2012 - June 2014
North Central College September 2011 - April 2014
Ernst & Young June 2013 - August 2013
U.S. Securities and Exchange Commission June 2012 - August 2012
Melanie Malooley-Thompson – CPA June 2011 - September 2011
Education
Northern Illinois University 2014 — 2015
Master of Accounting Science (Leadership), Taxation Track
North Central College 2010 — 2014
Bachelor of Science (B.S.), Accounting, Finance, Ethics
Anna Liau Anna Liau's US Securities and Exchange Commission Experience February 1996 - January 1998
Job EVP and General Counsel at ACI International
Industry Legal Services
Experience
ACI International/L.A. Gear, Inc. March 2004 - Present
Bryan Cave August 1999 - March 2004
U.S. Securities and Exchange Commission February 1996 - January 1998
PwC September 1989 - March 1993
Skills
Certified Public..., Licensing, Corporate Law, Trademarks, Litigation, Negotiation, Management Of Outside..., Dispute Resolution, Copyright Law, Employment Law, Intellectual Property, Non-disclosure..., Anti-counterfeiting, Trademark Infringement, General Corporate..., Commercial Litigation, Accounting, Consumer Product Safety, Customs Regulations
Education
Loyola Law School, Loyola Marymount University 1992 — 1995
Juris Doctor
University of California, Los Angeles 1986 — 1989
Bachelor of Arts (B.A.)
ACI International/L.A. Gear, Inc. March 2004 - Present
Bryan Cave August 1999 - March 2004
U.S. Securities and Exchange Commission February 1996 - January 1998
PwC September 1989 - March 1993
Skills
Certified Public..., Licensing, Corporate Law, Trademarks, Litigation, Negotiation, Management Of Outside..., Dispute Resolution, Copyright Law, Employment Law, Intellectual Property, Non-disclosure..., Anti-counterfeiting, Trademark Infringement, General Corporate..., Commercial Litigation, Accounting, Consumer Product Safety, Customs Regulations
Education
Loyola Law School, Loyola Marymount University 1992 — 1995
Juris Doctor
University of California, Los Angeles 1986 — 1989
Bachelor of Arts (B.A.)
Vanessa De Simone Vanessa De Simone's US Securities and Exchange Commission Experience October 2014 - Present
Job Enforcement Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission October 2014 - Present
Labaton Sucharow LLP April 2013 - September 2014
Debevoise & Plimpton September 2004 - March 2013
Kings County District Attorneys Office September 2009 - February 2010
HarperCollins Publishers October 1998 - August 2001
Education
New York University School of Law 2001 — 2004
Doctor of Law (JD)
Stanford University 1994 — 1998
Bachelor of Arts (B.A.), Political Science; Art History
U.S. Securities and Exchange Commission October 2014 - Present
Labaton Sucharow LLP April 2013 - September 2014
Debevoise & Plimpton September 2004 - March 2013
Kings County District Attorneys Office September 2009 - February 2010
HarperCollins Publishers October 1998 - August 2001
Education
New York University School of Law 2001 — 2004
Doctor of Law (JD)
Stanford University 1994 — 1998
Bachelor of Arts (B.A.), Political Science; Art History
Kris Ramesh Kris Ramesh's US Securities and Exchange Commission Experience 2007 - 2008
Job Academic Dean for Special Initiatives at Jones Graduate School of Business
Industry Higher Education
Experience
Jones Graduate School of Business August 2015 - Present
Rice University July 2010 - Present
Jones Graduate School of Business October 2013 - July 2015
Jones Graduate School of Business July 2013 - September 2013
Jones Graduate School of Business March 2013 - June 2013
Michigan State University August 2003 - July 2010
U.S. Securities and Exchange Commission 2007 - 2008
Skills
Higher Education, Statistics, Teaching, Economics, Data Analysis, University Teaching, Research, Student Affairs, Analysis, Public Speaking, Nonprofits, Student Development, Lecturing
Education
Michigan State University 1986 — 1990
PhD, Accounting
Jones Graduate School of Business August 2015 - Present
Rice University July 2010 - Present
Jones Graduate School of Business October 2013 - July 2015
Jones Graduate School of Business July 2013 - September 2013
Jones Graduate School of Business March 2013 - June 2013
Michigan State University August 2003 - July 2010
U.S. Securities and Exchange Commission 2007 - 2008
Skills
Higher Education, Statistics, Teaching, Economics, Data Analysis, University Teaching, Research, Student Affairs, Analysis, Public Speaking, Nonprofits, Student Development, Lecturing
Education
Michigan State University 1986 — 1990
PhD, Accounting
Thomas Tsang's US Securities and Exchange Commission Experience May 2015 - August 2015
Job Student at University of Virginia
Industry Financial Services
Experience
U.S. Securities and Exchange Commission May 2015 - August 2015
U.S. Department of the Treasury May 2014 - August 2014
Polarity Holdings (Cognizant Ventures) June 2013 - August 2013
Skills
SEO, Web Content, Content Writing, Blogging, Social Networking, Web Content Management, Social Media Strategist, Business Writing, Youth Leadership, Public Speaking
Education
McIntire School of Commerce 2015 — 2017
Bachelor of Science (B.S.), Finance and Accounting
University of Virginia 2013 — 2017
Commerce (Finance and Accounting)
Oakton High School 2009 — 2013
U.S. Securities and Exchange Commission May 2015 - August 2015
U.S. Department of the Treasury May 2014 - August 2014
Polarity Holdings (Cognizant Ventures) June 2013 - August 2013
Skills
SEO, Web Content, Content Writing, Blogging, Social Networking, Web Content Management, Social Media Strategist, Business Writing, Youth Leadership, Public Speaking
Education
McIntire School of Commerce 2015 — 2017
Bachelor of Science (B.S.), Finance and Accounting
University of Virginia 2013 — 2017
Commerce (Finance and Accounting)
Oakton High School 2009 — 2013
Josephine Bahn Josephine Bahn's US Securities and Exchange Commission Experience August 2015 - Present
Job J.D. Candidate at New York Law School
Industry Higher Education
Experience
The Law Office of Antar Jones, PLLC. August 2015 - Present
American Bar Association August 2015 - Present
U.S. Securities and Exchange Commission August 2015 - Present
New York Law School April 2015 - Present
American Bar Association August 2014 - Present
New York County Lawyers' Association March 2014 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
New York Law School March 2015 - June 2015
Leav & Steinberg, LLP October 2014 - May 2015
Law Offices of Simon Kogan July 2014 - October 2014
Skills
PowerPoint, Facebook, Microsoft Office, Microsoft Excel, Public Speaking, Social Media, Microsoft Word, Event Planning, Research, Fundraising, Social Networking, Customer Service, Social Media Marketing, Community Outreach, Editing, Non-profits, Advertising, Newsletters, Management, Time Management, Legal Writing, Legal Research
Education
New York Law School 2013 — 2016
Juris Doctor
Saint Joseph's University 2009 — 2013
Bachelor of the Arts, History, Political Science
The Washington Center for Internships and Academic Seminars 2011 — 2011
Academic Internship Semester, Library of Congress, John Kluge Center for Scholarly Research
The Law Office of Antar Jones, PLLC. August 2015 - Present
American Bar Association August 2015 - Present
U.S. Securities and Exchange Commission August 2015 - Present
New York Law School April 2015 - Present
American Bar Association August 2014 - Present
New York County Lawyers' Association March 2014 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
New York Law School March 2015 - June 2015
Leav & Steinberg, LLP October 2014 - May 2015
Law Offices of Simon Kogan July 2014 - October 2014
Skills
PowerPoint, Facebook, Microsoft Office, Microsoft Excel, Public Speaking, Social Media, Microsoft Word, Event Planning, Research, Fundraising, Social Networking, Customer Service, Social Media Marketing, Community Outreach, Editing, Non-profits, Advertising, Newsletters, Management, Time Management, Legal Writing, Legal Research
Education
New York Law School 2013 — 2016
Juris Doctor
Saint Joseph's University 2009 — 2013
Bachelor of the Arts, History, Political Science
The Washington Center for Internships and Academic Seminars 2011 — 2011
Academic Internship Semester, Library of Congress, John Kluge Center for Scholarly Research
Shawn Pierre Shawn Pierre's US Securities and Exchange Commission Experience July 2013 - August 2013
Job Surveillance Intern at LNR Property LLC
Industry Financial Services
Experience
LNR Property LLC June 2015 - Present
College Summit June 2015 - June 2015
Morehouse College September 2014 - April 2015
South Florida Educational Federal Credit Union August 2013 - May 2014
U.S. Securities and Exchange Commission July 2013 - August 2013
OceanBank May 2013 - June 2013
Skills
Music Production, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Financial Analysis, Social Media, English, Accounting, Leadership, Photoshop, Banking, Finance, Social Networking, Programming, Team Building, Event Planning
Education
Morehouse College 2014 — 2018
Morehouse College 2014 — 2018
Bachelor of Business Administration (B.B.A.), Finance, General
LNR Property LLC June 2015 - Present
College Summit June 2015 - June 2015
Morehouse College September 2014 - April 2015
South Florida Educational Federal Credit Union August 2013 - May 2014
U.S. Securities and Exchange Commission July 2013 - August 2013
OceanBank May 2013 - June 2013
Skills
Music Production, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Financial Analysis, Social Media, English, Accounting, Leadership, Photoshop, Banking, Finance, Social Networking, Programming, Team Building, Event Planning
Education
Morehouse College 2014 — 2018
Morehouse College 2014 — 2018
Bachelor of Business Administration (B.B.A.), Finance, General
William Bright William Bright's US Securities and Exchange Commission Experience January 2015 - Present
Job Desktop Support Analyst at U.S. Securities and Exchange Commission
Industry Design
Experience
U.S. Securities and Exchange Commission January 2015 - Present
WillBInteractive January 2010 - Present
Skills
Desktop Support..., Web Design, Graphic Design, Photoshop, Information Technology, Help Desk Support, Game Design, Logo Design, Game Development, Premiere, 3D Studio Max, CSS, Animation, Level Design, WordPress, Motion Graphics, Video Editing, Microsoft Office, Flash, Illustrator
Education
University of Baltimore 2009 — 2012
B.S., Simulation and Digital Entertainment
Montgomery College 2004 — 2008
Associate of Arts (A.A.), Computer graphics and Animation
U.S. Securities and Exchange Commission January 2015 - Present
WillBInteractive January 2010 - Present
Skills
Desktop Support..., Web Design, Graphic Design, Photoshop, Information Technology, Help Desk Support, Game Design, Logo Design, Game Development, Premiere, 3D Studio Max, CSS, Animation, Level Design, WordPress, Motion Graphics, Video Editing, Microsoft Office, Flash, Illustrator
Education
University of Baltimore 2009 — 2012
B.S., Simulation and Digital Entertainment
Montgomery College 2004 — 2008
Associate of Arts (A.A.), Computer graphics and Animation
Arash Ardalan Arash Ardalan's US Securities and Exchange Commission Experience May 2015 - July 2015
Job Student Honors Program Legal Intern at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission May 2015 - July 2015
IBM April 2012 - March 2013
IBM June 2011 - June 2012
IBM January 2010 - June 2011
IBM June 2008 - January 2010
Central Hudson Gas & Electric May 2007 - August 2007
American Red Cross May 2006 - August 2006
Skills
Financial Reporting, Hyperion Enterprise, Financial Analysis, Accounting, Microsoft Excel, Sarbanes-Oxley Act, Microsoft Office, Forecasting, Financial Accounting, Internal Controls, Auditing, Account Reconciliation, Financial Modeling, Finance, Hyperion
Education
New York University School of Law 2014 — 2017
Juris Doctor (J.D.)
Marist College 2005 — 2008
BS, Accounting, Business, Finance
U.S. Securities and Exchange Commission May 2015 - July 2015
IBM April 2012 - March 2013
IBM June 2011 - June 2012
IBM January 2010 - June 2011
IBM June 2008 - January 2010
Central Hudson Gas & Electric May 2007 - August 2007
American Red Cross May 2006 - August 2006
Skills
Financial Reporting, Hyperion Enterprise, Financial Analysis, Accounting, Microsoft Excel, Sarbanes-Oxley Act, Microsoft Office, Forecasting, Financial Accounting, Internal Controls, Auditing, Account Reconciliation, Financial Modeling, Finance, Hyperion
Education
New York University School of Law 2014 — 2017
Juris Doctor (J.D.)
Marist College 2005 — 2008
BS, Accounting, Business, Finance
Vadim Glukhovsky Vadim Glukhovsky's US Securities and Exchange Commission Experience April 2015 - Present
Job Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission April 2015 - Present
PBGC August 2012 - April 2015
Skills
Policy Analysis, International Relations, Policy, Legal Research, ERISA, Civil Litigation, Legal Writing, Government, Public Policy, Politics, Litigation, Westlaw, Research, Courts
Education
New York University School of Law 2009 — 2012
Doctor of Law (J.D.)
New York University
BA, International Relations, Economics
U.S. Securities and Exchange Commission April 2015 - Present
PBGC August 2012 - April 2015
Skills
Policy Analysis, International Relations, Policy, Legal Research, ERISA, Civil Litigation, Legal Writing, Government, Public Policy, Politics, Litigation, Westlaw, Research, Courts
Education
New York University School of Law 2009 — 2012
Doctor of Law (J.D.)
New York University
BA, International Relations, Economics
Jonathan (Jack) Korte Jonathan (Jack) Korte's US Securities and Exchange Commission Experience August 2015 - Present
Job Student at University of Miami School of Law
Industry Law Practice
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Financial Industry Regulatory Authority (FINRA) May 2015 - August 2015
Centurion, LLP March 2014 - August 2014
Skills
Microsoft Office, Spanish, Portuguese, Public Speaking, Microsoft Excel, Microsoft Word, PowerPoint, Teaching, Latin America
Education
University of Miami School of Law
Juris Doctor
Miami University
Bachelor of Arts, Spanish and Latin American Studies
Instituto San Joaquin de Flores 2011 — 2012
Spanish & Latin American History, International Business/Trade/Commerce
U.S. Securities and Exchange Commission August 2015 - Present
Financial Industry Regulatory Authority (FINRA) May 2015 - August 2015
Centurion, LLP March 2014 - August 2014
Skills
Microsoft Office, Spanish, Portuguese, Public Speaking, Microsoft Excel, Microsoft Word, PowerPoint, Teaching, Latin America
Education
University of Miami School of Law
Juris Doctor
Miami University
Bachelor of Arts, Spanish and Latin American Studies
Instituto San Joaquin de Flores 2011 — 2012
Spanish & Latin American History, International Business/Trade/Commerce
Joshua Shainess Joshua Shainess's US Securities and Exchange Commission Experience September 2014 - January 2015
Job Judicial Law Clerk, Maine Supreme Judicial Court
Industry Law Practice
Experience
Maine Supreme Judicial Court August 2015 - Present
Liberty Mutual Insurance March 2015 - May 2015
U.S. Securities and Exchange Commission September 2014 - January 2015
Eaton Peabody May 2014 - August 2014
Massachusetts Trial Court, Superior Court Department May 2013 - August 2013
Massachusetts Office of the Attorney General January 2011 - July 2011
Northeastern University 2010 - 2011
Israel Defense Forces 2008 - 2010
Committee for Accuracy in Middle East Reporting in America September 2007 - June 2008
Education
Suffolk University Law School 2012 — 2015
Juris Doctor, cum laude
Northeastern University
Bachelor of Arts (B.A.), International Affairs and Social Entrepreneurship, magna cum laude
Maine Supreme Judicial Court August 2015 - Present
Liberty Mutual Insurance March 2015 - May 2015
U.S. Securities and Exchange Commission September 2014 - January 2015
Eaton Peabody May 2014 - August 2014
Massachusetts Trial Court, Superior Court Department May 2013 - August 2013
Massachusetts Office of the Attorney General January 2011 - July 2011
Northeastern University 2010 - 2011
Israel Defense Forces 2008 - 2010
Committee for Accuracy in Middle East Reporting in America September 2007 - June 2008
Education
Suffolk University Law School 2012 — 2015
Juris Doctor, cum laude
Northeastern University
Bachelor of Arts (B.A.), International Affairs and Social Entrepreneurship, magna cum laude
Leona Lam Leona Lam's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Judicial Law Clerk at Hawaii State Judiciary
Industry Law Practice
Experience
Hawaii State Judiciary August 2014 - Present
Horvitz & Levy May 2013 - May 2014
U.S. Bankruptcy Court, Central District of Los Angeles January 2013 - April 2013
U.S. Securities and Exchange Commission May 2012 - August 2012
Gaba Corporation September 2010 - May 2011
UBS Wealth Management July 2007 - July 2010
Wagenseller Law Firm September 2006 - April 2007
Skills
Business Communications, Research, Japanese, Teaching, Securities, Legal Research, Financial Analysis, Corporate Finance, Legal Writing, Microsoft Office, Westlaw, Microsoft Excel, Capital Markets, Private Equity, Finance, Due Diligence
Education
Loyola Law School, Loyola Marymount University 2011 — 2014
Juris Doctor, Law
University of Southern California 2003 — 2007
BA, East Asian Languages and Cultures
University of Southern California 2003 — 2007
Bachelor of Science, Business Administration (Finance)
Hawaii State Judiciary August 2014 - Present
Horvitz & Levy May 2013 - May 2014
U.S. Bankruptcy Court, Central District of Los Angeles January 2013 - April 2013
U.S. Securities and Exchange Commission May 2012 - August 2012
Gaba Corporation September 2010 - May 2011
UBS Wealth Management July 2007 - July 2010
Wagenseller Law Firm September 2006 - April 2007
Skills
Business Communications, Research, Japanese, Teaching, Securities, Legal Research, Financial Analysis, Corporate Finance, Legal Writing, Microsoft Office, Westlaw, Microsoft Excel, Capital Markets, Private Equity, Finance, Due Diligence
Education
Loyola Law School, Loyola Marymount University 2011 — 2014
Juris Doctor, Law
University of Southern California 2003 — 2007
BA, East Asian Languages and Cultures
University of Southern California 2003 — 2007
Bachelor of Science, Business Administration (Finance)
Heidi Decker Heidi Decker's US Securities and Exchange Commission Experience July 2014 - Present
Job Branch Chief, Program and Portfolio Management Office
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission July 2014 - Present
Center for Tobacco Products, FDA June 2011 - July 2014
Department of Health and Human Services May 2010 - July 2011
Decker Consulting Group October 2005 - May 2010
BAE Systems 2004 - 2005
Grant Thornton 2002 - 2003
United States Mint 2001 - 2001
Skills
Enterprise Architecture, CPIC, Program Management, Change Management, Strategic Planning, Performance Management, Federal Government, Governance, Risk Management, Public Policy, IT Strategy, IT Transformation, IT Performance..., Data Governance, Data Stewardship, Risk Governance, IT Capital Planning, IT Risk Management, Cloud Computing, Management Consulting, Project Management, Business Intelligence, Requirements Analysis, Leadership, Business Transformation, PMO, Business Process..., Business Process..., Integration, Policy, Enterprise Software, Project Planning, Management, Project Portfolio..., Marketing Strategy, Software Documentation, Government, Data Analytics, Predictive Analytics, Hybrid Cloud, Business Analysis, Budgets, Business Process, IT Management, Information Technology, Consulting
Education
Marymount University 1996 — 1998
MBA, Business Administration
U.S. Securities and Exchange Commission July 2014 - Present
Center for Tobacco Products, FDA June 2011 - July 2014
Department of Health and Human Services May 2010 - July 2011
Decker Consulting Group October 2005 - May 2010
BAE Systems 2004 - 2005
Grant Thornton 2002 - 2003
United States Mint 2001 - 2001
Skills
Enterprise Architecture, CPIC, Program Management, Change Management, Strategic Planning, Performance Management, Federal Government, Governance, Risk Management, Public Policy, IT Strategy, IT Transformation, IT Performance..., Data Governance, Data Stewardship, Risk Governance, IT Capital Planning, IT Risk Management, Cloud Computing, Management Consulting, Project Management, Business Intelligence, Requirements Analysis, Leadership, Business Transformation, PMO, Business Process..., Business Process..., Integration, Policy, Enterprise Software, Project Planning, Management, Project Portfolio..., Marketing Strategy, Software Documentation, Government, Data Analytics, Predictive Analytics, Hybrid Cloud, Business Analysis, Budgets, Business Process, IT Management, Information Technology, Consulting
Education
Marymount University 1996 — 1998
MBA, Business Administration
David Schubauer David Schubauer's US Securities and Exchange Commission Experience June 2001 - August 2001
Job Partner (Corporate & Securities Attorney) at Bilzin Sumberg, Miami, Florida
Industry Law Practice
Experience
Bilzin Sumberg July 2006 - Present
Sichenzia Ross Friedman Ference LLP June 2003 - June 2006
U.S. Securities and Exchange Commission June 2001 - August 2001
Education
New York Law School 1999 — 2002
Juris Doctor, magna cum laude
University of Florida - Warrington College of Business Administration 1993 — 1998
Bachelor of Science Business Administration, Finance, with honors
Bilzin Sumberg July 2006 - Present
Sichenzia Ross Friedman Ference LLP June 2003 - June 2006
U.S. Securities and Exchange Commission June 2001 - August 2001
Education
New York Law School 1999 — 2002
Juris Doctor, magna cum laude
University of Florida - Warrington College of Business Administration 1993 — 1998
Bachelor of Science Business Administration, Finance, with honors
Charlie Guidry's US Securities and Exchange Commission Experience December 2014 - Present
Job AttorneyAdvisor for the U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission December 2014 - Present
Venable LLP December 2006 - November 2014
Education
Louisiana State University, Paul M. Hebert Law Center
U.S. Securities and Exchange Commission December 2014 - Present
Venable LLP December 2006 - November 2014
Education
Louisiana State University, Paul M. Hebert Law Center
Jeff Risinger Jeff Risinger's US Securities and Exchange Commission Experience January 2005 - September 2011
Job Associate Vice Chancellor, Chief Human Resources Officer at University of Arkansas for Medical Sciences
Industry Government Administration
Experience
University of Arkansas for Medical Sciences August 2014 - Present
Federal Housing Finance Agency September 2011 - August 2014
U.S. Securities and Exchange Commission January 2005 - September 2011
U.S. Office of Personnel Management August 2003 - January 2005
Skills
Change Management, Strategic Planning, Policy, Program Management, Policy Analysis, Performance Management, Leadership Development, Human Resources, Organizational..., Government, Employee Relations, Training, Leadership, Recruiting, Employee Training, Succession Planning, Analysis, Organizational..., Talent Management, Management Consulting, HR Consulting
Education
Texas A&M University - Mays Business School 2000 — 2002
MBA
Louisiana Tech University 1989 — 1990
MA, Industrial/Organizational Psychology
University of Arkansas for Medical Sciences August 2014 - Present
Federal Housing Finance Agency September 2011 - August 2014
U.S. Securities and Exchange Commission January 2005 - September 2011
U.S. Office of Personnel Management August 2003 - January 2005
Skills
Change Management, Strategic Planning, Policy, Program Management, Policy Analysis, Performance Management, Leadership Development, Human Resources, Organizational..., Government, Employee Relations, Training, Leadership, Recruiting, Employee Training, Succession Planning, Analysis, Organizational..., Talent Management, Management Consulting, HR Consulting
Education
Texas A&M University - Mays Business School 2000 — 2002
MBA
Louisiana Tech University 1989 — 1990
MA, Industrial/Organizational Psychology
William Stokes William Stokes's US Securities and Exchange Commission Experience October 2014 - Present
Job Project Manager at the Securities and Exchange Commission
Industry Construction
Experience
U.S. Securities and Exchange Commission October 2014 - Present
Grunley Construction 2009 - September 2014
Skills
CPM Scheduling, Construction Management, Microsoft Office, Primavera P6, Project Estimation, Value Engineering, Change Orders, Contractors, Project Planning, Pre-construction
Education
Morgan State University 1997 — 2002
Bachelor of Science (BS), Civil Engineering
U.S. Securities and Exchange Commission October 2014 - Present
Grunley Construction 2009 - September 2014
Skills
CPM Scheduling, Construction Management, Microsoft Office, Primavera P6, Project Estimation, Value Engineering, Change Orders, Contractors, Project Planning, Pre-construction
Education
Morgan State University 1997 — 2002
Bachelor of Science (BS), Civil Engineering
Thomas L. Riesenberg Thomas L. Riesenberg's US Securities and Exchange Commission Experience 1985 - 1992
Job Consultant, Ernst & Young LLP
Industry Accounting
Experience
Consultant to Ernst & Young LLP 2013 - Present
Ernst & Young 1993 - 2013
Georgetown University Law Center 1988 - 1994
U.S. Securities and Exchange Commission 1985 - 1992
Arnold & Porter 1983 - 1985
U.S. District Court 1981 - 1983
U.S. Department of Justice 1980 - 1981
Skills
Corporate Governance, Commercial Litigation, Arbitration, Legal Writing, FCPA, Legal Research, Securities Regulation, Appellate Practice, PCAOB standards, SEC Enforcement, Accountants Liability, Corporate Law, Fraud, Civil Litigation, Securities, Class Actions, Internal Investigations
Education
New York University 1977 — 1980
Doctor of Law (JD)
Oberlin College 1970 — 1974
Bachelor's degree, History
Consultant to Ernst & Young LLP 2013 - Present
Ernst & Young 1993 - 2013
Georgetown University Law Center 1988 - 1994
U.S. Securities and Exchange Commission 1985 - 1992
Arnold & Porter 1983 - 1985
U.S. District Court 1981 - 1983
U.S. Department of Justice 1980 - 1981
Skills
Corporate Governance, Commercial Litigation, Arbitration, Legal Writing, FCPA, Legal Research, Securities Regulation, Appellate Practice, PCAOB standards, SEC Enforcement, Accountants Liability, Corporate Law, Fraud, Civil Litigation, Securities, Class Actions, Internal Investigations
Education
New York University 1977 — 1980
Doctor of Law (JD)
Oberlin College 1970 — 1974
Bachelor's degree, History
DeVon King DeVon King's US Securities and Exchange Commission Experience February 2015 - Present
Job OIT Infrastructure Support Specialist at U.S. Security and Exchange Commission (Active Clearance)
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission February 2015 - Present
Hogan Lovells May 2014 - February 2015
BB&T October 2013 - May 2014
AAAA Self Storage July 2011 - September 2013
Skills
•Excellent..., extremely..., Active Directory, MS-DOS, BMC Remedy Ticketing..., Symantec Endpoint..., Windows Remote Desktop, WebEx, Dameware, Autonomy iManage, RSA SecurID, iPhone Support, Blackberry, Cisco VPN, V.I.P Access, Citrix XenApp, Adobe Acrobat, TeamViewer, Nuance, Altiris, Remote Desktop, VPN, Laptops, Citrix, Troubleshooting, Technical Support, Microsoft Office, Help Desk Support, Customer Service, BMC Remedy, Operating Systems, Computer Hardware, Microsoft Exchange, Access, Networking
Education
Norfolk State University 2004 — 2009
Bachelor of Science (BS), Political Science and Government
University of Minnesota-Twin Cities
U.S. Securities and Exchange Commission February 2015 - Present
Hogan Lovells May 2014 - February 2015
BB&T October 2013 - May 2014
AAAA Self Storage July 2011 - September 2013
Skills
•Excellent..., extremely..., Active Directory, MS-DOS, BMC Remedy Ticketing..., Symantec Endpoint..., Windows Remote Desktop, WebEx, Dameware, Autonomy iManage, RSA SecurID, iPhone Support, Blackberry, Cisco VPN, V.I.P Access, Citrix XenApp, Adobe Acrobat, TeamViewer, Nuance, Altiris, Remote Desktop, VPN, Laptops, Citrix, Troubleshooting, Technical Support, Microsoft Office, Help Desk Support, Customer Service, BMC Remedy, Operating Systems, Computer Hardware, Microsoft Exchange, Access, Networking
Education
Norfolk State University 2004 — 2009
Bachelor of Science (BS), Political Science and Government
University of Minnesota-Twin Cities
Dionna Moore Dionna Moore's US Securities and Exchange Commission Experience November 2014 - Present
Job Management & Program Analyst/ Contracting Officer Representative for the US Securities & Exchange Commission
Industry Government Relations
Experience
U.S. Securities and Exchange Commission November 2014 - Present
US Department of Homeland Security September 2013 - October 2014
Dept. of Homeland Security October 2011 - September 2013
Mosaic Field Marketing October 2012 - May 2013
Dept. of Treasury- IRS July 2010 - October 2011
Dep’t of Treasury/Internal Revenue Service, Communications & Liaison- Office of Communications February 2009 - July 2010
Skills
Public Relations, Strategic Communications, Social Media, Media Relations, Event Planning, Government, Public Speaking, Social Networking, Community Outreach, Microsoft Office, PowerPoint, Change Management, Customer Service, Policy, Microsoft Excel, Strategic Planning, Microsoft Word, Program Development, Program Management, Project Management, Event Management, Federal Government, Public Affairs, Analysis, Management, Training, Research
Education
Northern Virginia Community College
Associate's degree, Public Relations, Advertising, and Applied Communication
U.S. Securities and Exchange Commission November 2014 - Present
US Department of Homeland Security September 2013 - October 2014
Dept. of Homeland Security October 2011 - September 2013
Mosaic Field Marketing October 2012 - May 2013
Dept. of Treasury- IRS July 2010 - October 2011
Dep’t of Treasury/Internal Revenue Service, Communications & Liaison- Office of Communications February 2009 - July 2010
Skills
Public Relations, Strategic Communications, Social Media, Media Relations, Event Planning, Government, Public Speaking, Social Networking, Community Outreach, Microsoft Office, PowerPoint, Change Management, Customer Service, Policy, Microsoft Excel, Strategic Planning, Microsoft Word, Program Development, Program Management, Project Management, Event Management, Federal Government, Public Affairs, Analysis, Management, Training, Research
Education
Northern Virginia Community College
Associate's degree, Public Relations, Advertising, and Applied Communication
Alexandra Colon-Baez's US Securities and Exchange Commission Experience September 2013 - March 2014
Job Customer Service Cashier at Burlington Stores, Inc.
Industry Accounting
Experience
Burlington Stores, Inc. June 2014 - November 2014
U.S. Securities and Exchange Commission September 2013 - March 2014
Skills
Customer Service, Organizational..., Organizational Behavior, Organizational..., Sales, Social Media, Business Efficiency, Microsoft Office, Microsoft Word, Microsoft Excel, Outlook, Microsoft Publisher
Education
George Mason University - School of Business 2012 — 2015
Bachelor of Science (B.S.), Accounting and Management
Northern Virginia Community College 2010 — 2012
Associate's Degree, Business Administration and Management, General, 3.3
Burlington Stores, Inc. June 2014 - November 2014
U.S. Securities and Exchange Commission September 2013 - March 2014
Skills
Customer Service, Organizational..., Organizational Behavior, Organizational..., Sales, Social Media, Business Efficiency, Microsoft Office, Microsoft Word, Microsoft Excel, Outlook, Microsoft Publisher
Education
George Mason University - School of Business 2012 — 2015
Bachelor of Science (B.S.), Accounting and Management
Northern Virginia Community College 2010 — 2012
Associate's Degree, Business Administration and Management, General, 3.3
Gregory Bockin Gregory Bockin's US Securities and Exchange Commission Experience July 2015 - Present
Job Trial Attorney U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission July 2015 - Present
United States Attorney's Office July 2010 - July 2015
U.S. Department of Justice September 2005 - July 2010
Skills
Criminal Law, Trials, Trial Practice, Jury Trials, Corporate Law, Internal Investigations, Corporate Fraud..., Criminal Investigations, Securities, Bankruptcy, Anti Money Laundering, Money Laundering, Banking Law, Tax Law, Identity Theft, Private Investigations, Civil Litigation, Felonies, Fraud, Hearings, Litigation, Motions, White Collar Criminal..., Enforcement, Class Actions, Public Corruption, Criminal Defense, Appeals, False Claims, Appellate Practice, Law Enforcement
Education
Loyola University Chicago School of Law
Doctor of Law (JD)
Marquette University
Bachelor of Arts (BA)
U.S. Securities and Exchange Commission July 2015 - Present
United States Attorney's Office July 2010 - July 2015
U.S. Department of Justice September 2005 - July 2010
Skills
Criminal Law, Trials, Trial Practice, Jury Trials, Corporate Law, Internal Investigations, Corporate Fraud..., Criminal Investigations, Securities, Bankruptcy, Anti Money Laundering, Money Laundering, Banking Law, Tax Law, Identity Theft, Private Investigations, Civil Litigation, Felonies, Fraud, Hearings, Litigation, Motions, White Collar Criminal..., Enforcement, Class Actions, Public Corruption, Criminal Defense, Appeals, False Claims, Appellate Practice, Law Enforcement
Education
Loyola University Chicago School of Law
Doctor of Law (JD)
Marquette University
Bachelor of Arts (BA)
Walter Melcher Walter Melcher's US Securities and Exchange Commission Experience February 2004 - April 2014
Job Retired at Honeydo Inc.
Industry Government Administration
Experience
Honey-do Inc. April 2014 - Present
U.S. Securities and Exchange Commission February 2004 - April 2014
American National Can Company June 1988 - April 2001
American National Can Company May 1986 - June 1988
Skills
Investment Management, Financial Analysis, Accounting, Auditing, Corporate Budgeting, Capital Budgeting, Asset Allocation, Negotiating Leases, Contract Negotiation, Treasury Operations, Global Cash Management, Treasury Management
Education
Northern Illinois University 1976 — 1981
Masters in Business Administration, Finance
Southern Illinois University, Carbondale 1964 — 1968
Bachelor of Science (BS), Accounting
Honey-do Inc. April 2014 - Present
U.S. Securities and Exchange Commission February 2004 - April 2014
American National Can Company June 1988 - April 2001
American National Can Company May 1986 - June 1988
Skills
Investment Management, Financial Analysis, Accounting, Auditing, Corporate Budgeting, Capital Budgeting, Asset Allocation, Negotiating Leases, Contract Negotiation, Treasury Operations, Global Cash Management, Treasury Management
Education
Northern Illinois University 1976 — 1981
Masters in Business Administration, Finance
Southern Illinois University, Carbondale 1964 — 1968
Bachelor of Science (BS), Accounting
Louie Carmon Louie Carmon's US Securities and Exchange Commission Experience September 2014 - November 2014
Job Summer Associate at Hall Booth Smith, P.C.
Industry Law Practice
Experience
Hall Booth Smith, P.C. May 2015 - July 2015
Hall, Bloch, Garland, & Meyer February 2015 - April 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
Court of Appeals of Georgia May 2014 - August 2014
University of Georgia August 2011 - May 2013
Skills
Public Speaking, Public Relations, Research, Editing, Community Outreach, Event Planning, Volunteer Management, Program Development, Fundraising, Nonprofits, Grant Writing, Time Management, Event Management, Community Development, Student Development, Political Campaigns, Crisis Management, Non-profits, Teaching, Customer Service, Leadership, Leadership Development, Writing, International Relations, Public Policy, Management, Policy Analysis, Data Analysis, Press Releases, Student Affairs, Speech Writing, Politics, Legislative Relations, Political Science, Community Organizing, Strategic Communications, Grants, Legal Research
Education
Mercer University - Walter F. George School of Law 2013 — 2016
Doctor of Law (J.D.)
The University of Georgia 2009 — 2013
Bachelor of Arts (BA), English, Magna Cum Laude
Gainesville High School 2005 — 2009
Hall Booth Smith, P.C. May 2015 - July 2015
Hall, Bloch, Garland, & Meyer February 2015 - April 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
Court of Appeals of Georgia May 2014 - August 2014
University of Georgia August 2011 - May 2013
Skills
Public Speaking, Public Relations, Research, Editing, Community Outreach, Event Planning, Volunteer Management, Program Development, Fundraising, Nonprofits, Grant Writing, Time Management, Event Management, Community Development, Student Development, Political Campaigns, Crisis Management, Non-profits, Teaching, Customer Service, Leadership, Leadership Development, Writing, International Relations, Public Policy, Management, Policy Analysis, Data Analysis, Press Releases, Student Affairs, Speech Writing, Politics, Legislative Relations, Political Science, Community Organizing, Strategic Communications, Grants, Legal Research
Education
Mercer University - Walter F. George School of Law 2013 — 2016
Doctor of Law (J.D.)
The University of Georgia 2009 — 2013
Bachelor of Arts (BA), English, Magna Cum Laude
Gainesville High School 2005 — 2009
Cristal Perpignan Cristal Perpignan's US Securities and Exchange Commission Experience September 2006 - April 2014
Job Chief, Enterprise Document Management Service Center at Federal Deposit Insurance Corporation
Industry Government Administration
Experience
Federal Deposit Insurance Corporation April 2014 - Present
U.S. Securities and Exchange Commission September 2006 - April 2014
Commodity Futures Trading Commission December 2000 - September 2006
Federal Railroad Administration September 1999 - December 2000
Prince George's County Circuit Court August 1997 - September 1999
National Institute of Standards and Technology October 1993 - November 1996
Skills
Contract Negotiation, RFP, RFI, RFQ, Compliance, SLA, SOW, Vendor Management, Planning, Vendor Relations, Governance, Process Improvement, Program Management, Policy, Project Portfolio..., PMO, PMP, Project Planning, Government, IT Service Management, Analysis, Sla
Education
The George Washington University - School of Business 2007 — 2008
Master's Certificate, Master's Certificate in Project Management
University of Baltimore School of Law 1998 — 2001
J.D., Law
The Johns Hopkins University 1992 — 1994
M.S., Computer Science
Norfolk State University 1987 — 1991
B.S., Computer Science
Federal Deposit Insurance Corporation April 2014 - Present
U.S. Securities and Exchange Commission September 2006 - April 2014
Commodity Futures Trading Commission December 2000 - September 2006
Federal Railroad Administration September 1999 - December 2000
Prince George's County Circuit Court August 1997 - September 1999
National Institute of Standards and Technology October 1993 - November 1996
Skills
Contract Negotiation, RFP, RFI, RFQ, Compliance, SLA, SOW, Vendor Management, Planning, Vendor Relations, Governance, Process Improvement, Program Management, Policy, Project Portfolio..., PMO, PMP, Project Planning, Government, IT Service Management, Analysis, Sla
Education
The George Washington University - School of Business 2007 — 2008
Master's Certificate, Master's Certificate in Project Management
University of Baltimore School of Law 1998 — 2001
J.D., Law
The Johns Hopkins University 1992 — 1994
M.S., Computer Science
Norfolk State University 1987 — 1991
B.S., Computer Science
Manoel Costa Manoel Costa's US Securities and Exchange Commission Experience July 2014 - Present
Job Software Developer
Industry Legal Services
Experience
U.S. Securities and Exchange Commission July 2014 - Present
Lightspeed July 2011 - July 2014
Lightspeed April 2010 - July 2014
Lightspeed April 2010 - September 2011
Innovative Discovery March 2008 - March 2010
Skills
C#, Java, T-SQL, MySQL, PHP, jQuery, JavaScript, CSS, Subversion, Databases, HTML, IPRO, Microsoft SQL Server, VBA, Eclipse, Document Review, Software Documentation, Relativity, Programming, Litigation Support, Software Development, SQL
Education
McGill University 2001 — 2005
B.Sc, Physiology - Pharmacology
Lycee Rochambeau
U.S. Securities and Exchange Commission July 2014 - Present
Lightspeed July 2011 - July 2014
Lightspeed April 2010 - July 2014
Lightspeed April 2010 - September 2011
Innovative Discovery March 2008 - March 2010
Skills
C#, Java, T-SQL, MySQL, PHP, jQuery, JavaScript, CSS, Subversion, Databases, HTML, IPRO, Microsoft SQL Server, VBA, Eclipse, Document Review, Software Documentation, Relativity, Programming, Litigation Support, Software Development, SQL
Education
McGill University 2001 — 2005
B.Sc, Physiology - Pharmacology
Lycee Rochambeau
Beau McMillan's US Securities and Exchange Commission Experience June 2015 - Present
Job Financial Management Specialist at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission June 2015 - Present
Protiviti Government Services, Inc. January 2014 - June 2015
Abercrombie & Fitch September 2008 - January 2014
US Securities and Exchange Commission June 2012 - August 2012
Louisiana State University April 2012 - June 2012
Skills
Leadership, New Hire Orientations, PowerPoint, Recruiting, Training, Social Networking, Microsoft Word, Social Media, Public Speaking, Time Management, Teaching, Event Planning, Microsoft Office, Public Relations, Internal Controls, Financial Statement..., Compliance Management, Regulatory Compliance, Securities Regulation
Education
Louisiana State University 2009 — 2013
Economics, International Trade and Finance
U.S. Securities and Exchange Commission June 2015 - Present
Protiviti Government Services, Inc. January 2014 - June 2015
Abercrombie & Fitch September 2008 - January 2014
US Securities and Exchange Commission June 2012 - August 2012
Louisiana State University April 2012 - June 2012
Skills
Leadership, New Hire Orientations, PowerPoint, Recruiting, Training, Social Networking, Microsoft Word, Social Media, Public Speaking, Time Management, Teaching, Event Planning, Microsoft Office, Public Relations, Internal Controls, Financial Statement..., Compliance Management, Regulatory Compliance, Securities Regulation
Education
Louisiana State University 2009 — 2013
Economics, International Trade and Finance
Scott Rosenblatt Scott Rosenblatt's US Securities and Exchange Commission Experience June 1991 - August 1991
Job Partner at Reitler Kailas & Rosenblatt LLC
Industry Law Practice
Experience
Reitler Kailas & Rosenblatt August 1999 - Present
Accord Media LLC February 2013 - Present
Covington & Burling (formerly Howard Darby & Levin) September 1993 - August 1999
U.S. Securities and Exchange Commission June 1991 - August 1991
Skills
Corporate Law, Securities Law, Creditor's Rights, Private Equity/Venture..., Mergers & Acquisitions, Business Restructuring, VC, Venture Capital, Private Equity, Investments, Restructuring, Securities Regulation, Mergers, Start-ups, Corporate Finance, Securities, IPO, Joint Ventures, Negotiation, Corporate Development, Litigation, M&A experience, Licensing, Intellectual Property, Corporate Governance, Venture Financing, Legal Advice, Bankruptcy, Acquisitions, Creditors' Rights
Education
Hofstra University School of Law 1989 — 1992
JD, Law
State University of New York at Albany 1985 — 1989
BA, Biology, Chemistry
Reitler Kailas & Rosenblatt August 1999 - Present
Accord Media LLC February 2013 - Present
Covington & Burling (formerly Howard Darby & Levin) September 1993 - August 1999
U.S. Securities and Exchange Commission June 1991 - August 1991
Skills
Corporate Law, Securities Law, Creditor's Rights, Private Equity/Venture..., Mergers & Acquisitions, Business Restructuring, VC, Venture Capital, Private Equity, Investments, Restructuring, Securities Regulation, Mergers, Start-ups, Corporate Finance, Securities, IPO, Joint Ventures, Negotiation, Corporate Development, Litigation, M&A experience, Licensing, Intellectual Property, Corporate Governance, Venture Financing, Legal Advice, Bankruptcy, Acquisitions, Creditors' Rights
Education
Hofstra University School of Law 1989 — 1992
JD, Law
State University of New York at Albany 1985 — 1989
BA, Biology, Chemistry
Harshdeep Alang's US Securities and Exchange Commission Experience January 2015 - July 2015
Job Risk Analytics Senior at Freddie Mac
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission January 2015 - July 2015
Bank of America October 2012 - January 2015
Wells Fargo Home Mortgage May 2011 - October 2012
Skills
SAS Base, Unix Shell Scripting, SQL, SAS Enterprise Guide, SAS BI suite, Logistic Regression, Microsoft Office, Modeling, Linear Regression, SQL*Plus, ANOVA, SAS/GRAPH, R Programming, SAS, Data Mining, Analytics
Education
Manipal Institute of Technology
Oklahoma City University
Master of Business Administration (MBA), Finance
U.S. Securities and Exchange Commission January 2015 - July 2015
Bank of America October 2012 - January 2015
Wells Fargo Home Mortgage May 2011 - October 2012
Skills
SAS Base, Unix Shell Scripting, SQL, SAS Enterprise Guide, SAS BI suite, Logistic Regression, Microsoft Office, Modeling, Linear Regression, SQL*Plus, ANOVA, SAS/GRAPH, R Programming, SAS, Data Mining, Analytics
Education
Manipal Institute of Technology
Oklahoma City University
Master of Business Administration (MBA), Finance
David S. Wolpa David S. Wolpa's US Securities and Exchange Commission Experience May 2007 - August 2007
Job Attorney at McGuireWoods
Industry Law Practice
Experience
McGuireWoods May 2013 - Present
Katten Muchin Rosenman LLP April 2012 - April 2013
K&L Gates September 2008 - April 2012
U.S. Securities and Exchange Commission May 2007 - August 2007
Skills
Mergers & Acquisitions, Securities Offerings, Due Diligence, Contract Negotiation, Research, Capital Markets, Securities Regulation
Education
Loyola University Chicago School of Law 2005 — 2008
J.D., Law
University of Illinois at Urbana-Champaign 2001 — 2004
B.A., History & Political Science
McGuireWoods May 2013 - Present
Katten Muchin Rosenman LLP April 2012 - April 2013
K&L Gates September 2008 - April 2012
U.S. Securities and Exchange Commission May 2007 - August 2007
Skills
Mergers & Acquisitions, Securities Offerings, Due Diligence, Contract Negotiation, Research, Capital Markets, Securities Regulation
Education
Loyola University Chicago School of Law 2005 — 2008
J.D., Law
University of Illinois at Urbana-Champaign 2001 — 2004
B.A., History & Political Science
Cheryl Kenner Cheryl Kenner's US Securities and Exchange Commission Experience May 2014 - January 2015
Job Juris Doctor; Awaiting Bar Results (CA July 2015)
Industry Law Practice
Experience
Juris Doctor, Awaiting CA Bar Results August 2015 - Present
United States Courts for the Ninth Circuit January 2015 - May 2015
U.S. Securities and Exchange Commission May 2014 - January 2015
Loyola Law School, Los Angeles May 2013 - August 2013
Prospect Mortgage, LLC April 2012 - August 2012
Wilson Elser July 2010 - December 2010
Selman Breitman LLP January 2009 - July 2010
Nordstrom June 2007 - September 2007
Concert Realty Partners, LLC March 2006 - January 2007
American Bar Association 2007 - 2007
Education
Loyola Law School, Loyola Marymount University 2012 — 2015
Juris Doctor
University of California, Los Angeles 2003 — 2007
B.A., Political Science, Public Policy
Esperanza High School 1999 — 2003
Juris Doctor, Awaiting CA Bar Results August 2015 - Present
United States Courts for the Ninth Circuit January 2015 - May 2015
U.S. Securities and Exchange Commission May 2014 - January 2015
Loyola Law School, Los Angeles May 2013 - August 2013
Prospect Mortgage, LLC April 2012 - August 2012
Wilson Elser July 2010 - December 2010
Selman Breitman LLP January 2009 - July 2010
Nordstrom June 2007 - September 2007
Concert Realty Partners, LLC March 2006 - January 2007
American Bar Association 2007 - 2007
Education
Loyola Law School, Loyola Marymount University 2012 — 2015
Juris Doctor
University of California, Los Angeles 2003 — 2007
B.A., Political Science, Public Policy
Esperanza High School 1999 — 2003
Andrew M. Desser's US Securities and Exchange Commission Experience June 2014 - September 2014
Job Sales Associate at J. Press
Industry Retail
Experience
J. Press November 2014 - Present
Lincoln Strategy Group October 2014 - November 2014
U.S. Securities and Exchange Commission June 2014 - September 2014
U.S. House of Representatives March 2014 - June 2014
Dynamic Office & Accounting Solutions March 2013 - January 2014
Tony Strickland for Congress May 2012 - November 2012
Loyola Marymount University October 2010 - May 2012
United States House of Representatives September 2011 - December 2011
Read Booksellers by G.R. Doodlebug May 2011 - August 2011
Jim Ayotte May 2010 - August 2010
Skills
PowerPoint, Community Outreach, Research, Microsoft Excel, Microsoft Word, Microsoft Office, Outlook, Political Science, Excel, Word, iConstituent, Intranet Quorum
Education
Loyola Marymount University 2010 — 2012
B.A., Political Science
The Washington Center for Internships and Academic Seminars 2011 — 2011
Political Science and Government
Marymount College 2008 — 2010
A.A., Political Science
Monte Vista High School 2004 — 2008
HS Diploma
J. Press November 2014 - Present
Lincoln Strategy Group October 2014 - November 2014
U.S. Securities and Exchange Commission June 2014 - September 2014
U.S. House of Representatives March 2014 - June 2014
Dynamic Office & Accounting Solutions March 2013 - January 2014
Tony Strickland for Congress May 2012 - November 2012
Loyola Marymount University October 2010 - May 2012
United States House of Representatives September 2011 - December 2011
Read Booksellers by G.R. Doodlebug May 2011 - August 2011
Jim Ayotte May 2010 - August 2010
Skills
PowerPoint, Community Outreach, Research, Microsoft Excel, Microsoft Word, Microsoft Office, Outlook, Political Science, Excel, Word, iConstituent, Intranet Quorum
Education
Loyola Marymount University 2010 — 2012
B.A., Political Science
The Washington Center for Internships and Academic Seminars 2011 — 2011
Political Science and Government
Marymount College 2008 — 2010
A.A., Political Science
Monte Vista High School 2004 — 2008
HS Diploma
David Muckley David Muckley's US Securities and Exchange Commission Experience January 2010 - May 2010
Job Corporate Counsel
Industry Law Practice
Experience
Legal & General Investment Management America March 2015 - Present
Dash Financial February 2012 - March 2015
Sacher, Zelman, Hartman, Paul, Beiley & Rolnick P.A. June 2010 - August 2010
U.S. Securities and Exchange Commission January 2010 - May 2010
Ryder System, Inc. September 2009 - December 2009
U.S. Bankruptcy Court June 2009 - August 2009
Skills
Legal Writing, Appeals, Legal Research, Corporate Law, Securities, Contract Negotiation, Management, Corporate Governance, Mergers & Acquisitions, Litigation, Commercial Litigation, Westlaw, Compliance, Contract Management, Investment Advisers Act, Dodd-Frank, FINRA, CFTC, Securities Exchange Act..., ISDA negotiations
Education
University of Miami School of Law 2008 — 2011
Juris Doctor (J.D.), Cum laude
Michigan State University 2004 — 2008
B.A., Accounting
Legal & General Investment Management America March 2015 - Present
Dash Financial February 2012 - March 2015
Sacher, Zelman, Hartman, Paul, Beiley & Rolnick P.A. June 2010 - August 2010
U.S. Securities and Exchange Commission January 2010 - May 2010
Ryder System, Inc. September 2009 - December 2009
U.S. Bankruptcy Court June 2009 - August 2009
Skills
Legal Writing, Appeals, Legal Research, Corporate Law, Securities, Contract Negotiation, Management, Corporate Governance, Mergers & Acquisitions, Litigation, Commercial Litigation, Westlaw, Compliance, Contract Management, Investment Advisers Act, Dodd-Frank, FINRA, CFTC, Securities Exchange Act..., ISDA negotiations
Education
University of Miami School of Law 2008 — 2011
Juris Doctor (J.D.), Cum laude
Michigan State University 2004 — 2008
B.A., Accounting
Morgan Enriquez Morgan Enriquez's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Law Clerk at Superior Court of New Jersey
Industry Law Practice
Experience
Superior Court of New Jersey August 2015 - Present
Tarter Krinsky & Drogin LLP December 2014 - February 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
U.S. Court of Appeals for the Third Circuit December 2013 - February 2014
Consumer Financial Protection Bureau May 2013 - August 2013
The Gladstone Companies March 2011 - July 2012
lululemon athletica August 2010 - January 2012
Skills
Research, Legal Research, Westlaw, Fundraising, Legal Writing, Interpersonal Skill, Community Outreach, Exercise, Politics, Political Science, Public Policy, Mediation, Public Speaking
Education
Northeastern University School of Law 2012 — 2015
Pepperdine University 2006 — 2010
Bachelor of Arts (B.A.), History and Political Science, cum laude
Superior Court of New Jersey August 2015 - Present
Tarter Krinsky & Drogin LLP December 2014 - February 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
U.S. Court of Appeals for the Third Circuit December 2013 - February 2014
Consumer Financial Protection Bureau May 2013 - August 2013
The Gladstone Companies March 2011 - July 2012
lululemon athletica August 2010 - January 2012
Skills
Research, Legal Research, Westlaw, Fundraising, Legal Writing, Interpersonal Skill, Community Outreach, Exercise, Politics, Political Science, Public Policy, Mediation, Public Speaking
Education
Northeastern University School of Law 2012 — 2015
Pepperdine University 2006 — 2010
Bachelor of Arts (B.A.), History and Political Science, cum laude
Cheryl Evans, Esq. Cheryl Evans, Esq.'s US Securities and Exchange Commission Experience 1991 - 2003
Job Director Conferences, Educational Events and Programs at CFA Institute
Industry Capital Markets
Experience
CFA Institute April 2015 - Present
Lantz Wellness Center, LLC December 2010 - Present
CFA Institute August 2011 - April 2015
U.S. Chamber of Commerce 2005 - 2011
U.S. Dept. of Justice 2003 - 2005
U.S. Securities and Exchange Commission 1991 - 2003
U.S Attorney's Office - Eastern District of Virginia March 2001 - December 2001
U.S. Court of Appeals for Veterans Claims 1989 - 1991
Serrero 1988 - 1988
Skills
Criminal Law, Corporate Law, Securities Law, Capital Markets, Litigation, Legal Research, Corporate Governance, Securities Regulation, Commercial Litigation, Courts, Trials, Legal Writing, Arbitration, Appeals, Fraud, Employment Law
Education
Marietta College
Bachelor of Arts, Psych/Soc
Rutgers University School of Law - Camden
Juris Doctor, Law
University of the Pacific - McGeorge School of Law
LL.M. - Master of Laws, Transnational Business Practice, In Assoc. with Salzburg Faculty of Law, Austria
CFA Institute April 2015 - Present
Lantz Wellness Center, LLC December 2010 - Present
CFA Institute August 2011 - April 2015
U.S. Chamber of Commerce 2005 - 2011
U.S. Dept. of Justice 2003 - 2005
U.S. Securities and Exchange Commission 1991 - 2003
U.S Attorney's Office - Eastern District of Virginia March 2001 - December 2001
U.S. Court of Appeals for Veterans Claims 1989 - 1991
Serrero 1988 - 1988
Skills
Criminal Law, Corporate Law, Securities Law, Capital Markets, Litigation, Legal Research, Corporate Governance, Securities Regulation, Commercial Litigation, Courts, Trials, Legal Writing, Arbitration, Appeals, Fraud, Employment Law
Education
Marietta College
Bachelor of Arts, Psych/Soc
Rutgers University School of Law - Camden
Juris Doctor, Law
University of the Pacific - McGeorge School of Law
LL.M. - Master of Laws, Transnational Business Practice, In Assoc. with Salzburg Faculty of Law, Austria
Jacob Gerber Jacob Gerber's US Securities and Exchange Commission Experience September 2013 - December 2013
Job Graduate of UNC School of Law
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2013 - December 2013
King & Spalding May 2013 - July 2013
Office of the Comptroller of the Currency May 2012 - August 2012
University of North Carolina School of Law May 2012 - August 2012
Anderson for House September 2010 - November 2010
Skills
Microsoft Excel, Banking Law, Legal Research, Financial Regulation, Legal Writing, Civil Litigation, Westlaw, Administrative Law, Research, Lexis, Regulations
Education
University of North Carolina School of Law 2011 — 2014
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
National Chengchi University 2008 — 2010
Mandarin Language, Philosopy
Washington University in St. Louis 2003 — 2007
Bachelor of Arts (B.A.), Philosophy
U.S. Securities and Exchange Commission September 2013 - December 2013
King & Spalding May 2013 - July 2013
Office of the Comptroller of the Currency May 2012 - August 2012
University of North Carolina School of Law May 2012 - August 2012
Anderson for House September 2010 - November 2010
Skills
Microsoft Excel, Banking Law, Legal Research, Financial Regulation, Legal Writing, Civil Litigation, Westlaw, Administrative Law, Research, Lexis, Regulations
Education
University of North Carolina School of Law 2011 — 2014
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
National Chengchi University 2008 — 2010
Mandarin Language, Philosopy
Washington University in St. Louis 2003 — 2007
Bachelor of Arts (B.A.), Philosophy
Jason Langford Jason Langford's US Securities and Exchange Commission Experience August 2015 - Present
Job Law Clerk at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission August 2015 - Present
GEICO May 2014 - May 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
US Securities and Exchange Commission January 2014 - April 2014
Levine, Daniels, & Allnutt, PLLC May 2013 - April 2014
Commodities Futures Trading Commission September 2013 - December 2013
Obadal, Filler, MacLeod & Klein, P.L.C. June 2010 - March 2013
Aeronautical Repair Station Association June 2010 - March 2013
Associated Equipment Distributors June 2010 - March 2013
Skills
Securities Regulation, Legal Research, Politics, Commercial Litigation, Strategic Communications, Media Relations, Westlaw, Government, Political Campaigns, Legal Writing, Legislative Relations, Policy, Microsoft Office, Editing, Fundraising, Board Development, Political Science, Legislative Advocacy, Lexis, LexisNexis
Education
George Mason University 2012 — 2015
Doctor of Law (J.D.)
The George Washington University 2005 — 2007
M.A., Political Management
Missouri State University 1999 — 2003
B.S., Political Science, cum laude
U.S. Securities and Exchange Commission August 2015 - Present
GEICO May 2014 - May 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
US Securities and Exchange Commission January 2014 - April 2014
Levine, Daniels, & Allnutt, PLLC May 2013 - April 2014
Commodities Futures Trading Commission September 2013 - December 2013
Obadal, Filler, MacLeod & Klein, P.L.C. June 2010 - March 2013
Aeronautical Repair Station Association June 2010 - March 2013
Associated Equipment Distributors June 2010 - March 2013
Skills
Securities Regulation, Legal Research, Politics, Commercial Litigation, Strategic Communications, Media Relations, Westlaw, Government, Political Campaigns, Legal Writing, Legislative Relations, Policy, Microsoft Office, Editing, Fundraising, Board Development, Political Science, Legislative Advocacy, Lexis, LexisNexis
Education
George Mason University 2012 — 2015
Doctor of Law (J.D.)
The George Washington University 2005 — 2007
M.A., Political Management
Missouri State University 1999 — 2003
B.S., Political Science, cum laude
G. Anthony (Tony) Lopez, CPA(ganthonylopez@comcast.net) G. Anthony (Tony) Lopez, CPA(ganthonylopez@comcast.net)'s US Securities and Exchange Commission Experience 2003 - 2006
Job Accounting Advisory Services at KPMG US
Industry Accounting
Experience
KPMG US August 2012 - Present
PCAOB June 2010 - October 2011
KPMG January 2008 - June 2010
FTI Consulting July 2006 - January 2008
U.S. Securities and Exchange Commission 2003 - 2006
PricewaterhouseCoopers January 1996 - January 2002
Previous Positions Held June 1988 - January 1996
Skills
US GAAP, Mergers, Auditing, Accounting, Financial Analysis, Financial Reporting, Sarbanes-Oxley Act
Education
Metropolitan State University of Denver
Bachelor of Science, Accounting
Regis University
MBA, Finance
KPMG US August 2012 - Present
PCAOB June 2010 - October 2011
KPMG January 2008 - June 2010
FTI Consulting July 2006 - January 2008
U.S. Securities and Exchange Commission 2003 - 2006
PricewaterhouseCoopers January 1996 - January 2002
Previous Positions Held June 1988 - January 1996
Skills
US GAAP, Mergers, Auditing, Accounting, Financial Analysis, Financial Reporting, Sarbanes-Oxley Act
Education
Metropolitan State University of Denver
Bachelor of Science, Accounting
Regis University
MBA, Finance
Erin Stattel Erin Stattel's US Securities and Exchange Commission Experience December 2014 - Present
Job Public Affairs Specialist at U.S. SEC
Industry Public Relations and Communications
Experience
U.S. Securities and Exchange Commission December 2014 - Present
U.S. Department of Health and Human Services January 2014 - December 2014
U.S. Army Garrison Fort Campbell June 2011 - January 2014
NATO-led International Security Assistance Force, Headquarters January 2013 - October 2013
US Army Office of the Chief of Public Affairs March 2011 - June 2011
US Army War College September 2009 - December 2010
Greater Media Newspapers May 2007 - July 2009
Skills
Social Media Development, Strategic Planning, Internal Communications, Media Relations, Executive Media Training, Strategic Communications, Community Relations, Public Relations, Social Media, Community Development, Training, Spokesperson, Public Affairs, Government, Communications Planning, Publicity, Publications, Community Outreach, Crisis Communications
Education
Defense Information School 2011 — 2011
PAQC, Public Affairs
Monmouth University 2003 — 2008
Bachelor's of Arts, Communications
U.S. Securities and Exchange Commission December 2014 - Present
U.S. Department of Health and Human Services January 2014 - December 2014
U.S. Army Garrison Fort Campbell June 2011 - January 2014
NATO-led International Security Assistance Force, Headquarters January 2013 - October 2013
US Army Office of the Chief of Public Affairs March 2011 - June 2011
US Army War College September 2009 - December 2010
Greater Media Newspapers May 2007 - July 2009
Skills
Social Media Development, Strategic Planning, Internal Communications, Media Relations, Executive Media Training, Strategic Communications, Community Relations, Public Relations, Social Media, Community Development, Training, Spokesperson, Public Affairs, Government, Communications Planning, Publicity, Publications, Community Outreach, Crisis Communications
Education
Defense Information School 2011 — 2011
PAQC, Public Affairs
Monmouth University 2003 — 2008
Bachelor's of Arts, Communications
Thomas Charlton's US Securities and Exchange Commission Experience July 2014 - Present
Job Student at New England Law
Industry Capital Markets
Experience
U.S. Securities and Exchange Commission July 2014 - Present
The Institute for Healthcare Improvement January 2014 - June 2014
United States Marine Corps September 2008 - August 2011
United States Marine Corps September 2007 - September 2008
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Public Speaking, Event Planning, Time Management, Team Leadership, Leadership, Data Analysis, Project Management, Event Management, Financial Analysis, Outlook, Nonprofits, Management, Strategy, Analysis, Program Development, Program Management
Education
New England Law Boston 2015 — 2019
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Northeastern University 2012 — 2015
Political Science/ Business Administration, Policy/ Finance
Northeastern University 2011 — 2015
U.S. Securities and Exchange Commission July 2014 - Present
The Institute for Healthcare Improvement January 2014 - June 2014
United States Marine Corps September 2008 - August 2011
United States Marine Corps September 2007 - September 2008
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Public Speaking, Event Planning, Time Management, Team Leadership, Leadership, Data Analysis, Project Management, Event Management, Financial Analysis, Outlook, Nonprofits, Management, Strategy, Analysis, Program Development, Program Management
Education
New England Law Boston 2015 — 2019
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Northeastern University 2012 — 2015
Political Science/ Business Administration, Policy/ Finance
Northeastern University 2011 — 2015
Anthony Lebiedzinski Anthony Lebiedzinski's US Securities and Exchange Commission Experience September 1998 - November 2000
Job Equity Analyst at Sidoti & Company, LLC
Industry Financial Services
Experience
Sidoti & Company, LLC June 2001 - Present
Netfolio, Inc. November 2000 - April 2001
U.S. Securities and Exchange Commission September 1998 - November 2000
Skills
Equity Research, Financial Modeling, Industry Analysis, Investments, Valuation, Competitive Analysis, Series 63, Bloomberg, Mergers & Acquisitions, Financial Analysis, Due Diligence, Securities, Equities, Capital Markets, Portfolio Management, Series 7, Alternative Investments, Equity Valuation, Asset Management, Fixed Income
Education
Manhattan College 1993 — 1998
Bachelor's Degree, Economics and Global Business Studies
Sidoti & Company, LLC June 2001 - Present
Netfolio, Inc. November 2000 - April 2001
U.S. Securities and Exchange Commission September 1998 - November 2000
Skills
Equity Research, Financial Modeling, Industry Analysis, Investments, Valuation, Competitive Analysis, Series 63, Bloomberg, Mergers & Acquisitions, Financial Analysis, Due Diligence, Securities, Equities, Capital Markets, Portfolio Management, Series 7, Alternative Investments, Equity Valuation, Asset Management, Fixed Income
Education
Manhattan College 1993 — 1998
Bachelor's Degree, Economics and Global Business Studies
Delano Richardson Delano Richardson's US Securities and Exchange Commission Experience March 2011 - Present
Job Financial Management Specialist at U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission March 2011 - Present
Kappa Alpha Psi Fraternity Inc. August 2008 - April 2010
Lincoln University of Pennsylvania 2006 - 2010
Skills
Auditing, Accounting, Financial Reporting, Microsoft Excel, General Ledger, Account Reconciliation, Accounts Receivable, Microsoft Word
Education
Lincoln University 2005 — 2010
May 2, 2010, Accounting
Lincoln University 2005 — 2010
B.A., Finance
U.S. Securities and Exchange Commission March 2011 - Present
Kappa Alpha Psi Fraternity Inc. August 2008 - April 2010
Lincoln University of Pennsylvania 2006 - 2010
Skills
Auditing, Accounting, Financial Reporting, Microsoft Excel, General Ledger, Account Reconciliation, Accounts Receivable, Microsoft Word
Education
Lincoln University 2005 — 2010
May 2, 2010, Accounting
Lincoln University 2005 — 2010
B.A., Finance
Steven J. Kucera Steven J. Kucera's US Securities and Exchange Commission Experience January 2013 - May 2013
Job Attorney at PwC Tax Product Delivery Group
Industry Law Practice
Experience
PwC September 2014 - Present
Fox School of Business at Temple University August 2012 - December 2014
PwC May 2013 - August 2013
U.S. Securities and Exchange Commission January 2013 - May 2013
Pennsylvania Court of Common Pleas, Commerce Court January 2013 - May 2013
Philadelphia City Council May 2012 - August 2012
Exelon May 2010 - May 2012
AMETEK May 2008 - April 2010
Skills
R&D Tax Credits, Tax Credit Audit Support, SharePoint, Legal Research, Legal Writing, Auditing
Education
Temple University - James E. Beasley School of Law 2011 — 2014
Juris Doctor (J.D.), Law
Lehigh University 2004 — 2008
Bachelor's Degree, Accounting
PwC September 2014 - Present
Fox School of Business at Temple University August 2012 - December 2014
PwC May 2013 - August 2013
U.S. Securities and Exchange Commission January 2013 - May 2013
Pennsylvania Court of Common Pleas, Commerce Court January 2013 - May 2013
Philadelphia City Council May 2012 - August 2012
Exelon May 2010 - May 2012
AMETEK May 2008 - April 2010
Skills
R&D Tax Credits, Tax Credit Audit Support, SharePoint, Legal Research, Legal Writing, Auditing
Education
Temple University - James E. Beasley School of Law 2011 — 2014
Juris Doctor (J.D.), Law
Lehigh University 2004 — 2008
Bachelor's Degree, Accounting
Molly Mauck Molly Mauck's US Securities and Exchange Commission Experience May 2015 - August 2015
Job Advocate at Civil Rights Clinic
Industry Law Practice
Experience
New York Law School Civil Rights Clinic August 2015 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
The Estée Lauder Companies Inc. January 2015 - May 2015
New York Law School June 2014 - January 2015
New York Law School August 2014 - December 2014
Cadwalader, Wickersham & Taft LLP June 2014 - August 2014
University of Illinois at Urbana-Champaign December 2009 - August 2013
Member of Parliament Jamie Parker June 2012 - July 2012
Bureau County State’s Attorney’s Office May 2011 - August 2011
University of Illinois at Urbana-Champaign December 2009 - May 2011
Education
New York Law School 2013 — 2016
Juris Doctor
University of Illinois at Urbana-Champaign 2009 — 2013
Bachelor of Science (BS), Communication, General
Saint Bede Academy 2005 — 2009
High School Diploma
New York Law School Civil Rights Clinic August 2015 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
The Estée Lauder Companies Inc. January 2015 - May 2015
New York Law School June 2014 - January 2015
New York Law School August 2014 - December 2014
Cadwalader, Wickersham & Taft LLP June 2014 - August 2014
University of Illinois at Urbana-Champaign December 2009 - August 2013
Member of Parliament Jamie Parker June 2012 - July 2012
Bureau County State’s Attorney’s Office May 2011 - August 2011
University of Illinois at Urbana-Champaign December 2009 - May 2011
Education
New York Law School 2013 — 2016
Juris Doctor
University of Illinois at Urbana-Champaign 2009 — 2013
Bachelor of Science (BS), Communication, General
Saint Bede Academy 2005 — 2009
High School Diploma
Kerry Driscoll's US Securities and Exchange Commission Experience June 2014 - September 2014
Job Student at Northwestern University
Industry Market Research
Experience
Northwestern University May 2015 - Present
Northwestern University School of Communication December 2014 - Present
Ticketmaster June 2015 - Present
U.S. Securities and Exchange Commission June 2014 - September 2014
Woods Hole Golf Club June 2013 - September 2013
Skills
Microsoft Office, Microsoft Word, PowerPoint, English
Education
Northwestern University 2012 — 2016
Bachelor’s Degree, Mathematical Methods in the Social Sciences (MMSS), Sociology
East Catholic High School 2008 — 2012
High School
Northwestern University May 2015 - Present
Northwestern University School of Communication December 2014 - Present
Ticketmaster June 2015 - Present
U.S. Securities and Exchange Commission June 2014 - September 2014
Woods Hole Golf Club June 2013 - September 2013
Skills
Microsoft Office, Microsoft Word, PowerPoint, English
Education
Northwestern University 2012 — 2016
Bachelor’s Degree, Mathematical Methods in the Social Sciences (MMSS), Sociology
East Catholic High School 2008 — 2012
High School
Art Schwartzstein's US Securities and Exchange Commission Experience June 1978 - June 1981
Job Owner, Arthur M. Schwartzstein, P.C.
Industry Law Practice
Experience
Arthur M. Schwartzstein, P.C. June 1981 - Present
U.S. Securities and Exchange Commission June 1978 - June 1981
Skills
Arbitration, Civil Litigation, Commercial Litigation, Legal Research, Litigation, Social Media, Mediation, Trials, Courts, Corporate Law, Appeals, Securities Regulation, Corporate Governance, Legal Writing, Government, Securities
Education
New York University School of Law 1972 — 1975
Doctor of Law (JD)
Tufts University 1968 — 1972
Bachelor's Degree, Science
Arthur M. Schwartzstein, P.C. June 1981 - Present
U.S. Securities and Exchange Commission June 1978 - June 1981
Skills
Arbitration, Civil Litigation, Commercial Litigation, Legal Research, Litigation, Social Media, Mediation, Trials, Courts, Corporate Law, Appeals, Securities Regulation, Corporate Governance, Legal Writing, Government, Securities
Education
New York University School of Law 1972 — 1975
Doctor of Law (JD)
Tufts University 1968 — 1972
Bachelor's Degree, Science
Anneliese Linnen Anneliese Linnen's US Securities and Exchange Commission Experience December 2014 - April 2015
Job JD Candidate at Cardozo School of Law
Industry Legal Services
Experience
Conway & Conway Attorneys at Law May 2015 - Present
U.S. Securities and Exchange Commission December 2014 - April 2015
Financial Industry Regulatory Authority May 2014 - August 2014
The Law Firm of Conway & Conway October 2011 - June 2013
New York University May 2012 - August 2012
Linnen Co. LPA May 2009 - August 2009
Skills
Legal Research, PowerPoint, Microsoft Office, Legal Writing, Research, Microsoft Excel, Westlaw, Microsoft Word, Social Media
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2014 — 2016
Doctor of Law (JD)
American University, Washington College of Law 2013 — 2014
Doctor of Law (J.D.)
New York University 2009 — 2012
Bachelor of Arts (B.A.), History
Firestone High School 2005 — 2009
Conway & Conway Attorneys at Law May 2015 - Present
U.S. Securities and Exchange Commission December 2014 - April 2015
Financial Industry Regulatory Authority May 2014 - August 2014
The Law Firm of Conway & Conway October 2011 - June 2013
New York University May 2012 - August 2012
Linnen Co. LPA May 2009 - August 2009
Skills
Legal Research, PowerPoint, Microsoft Office, Legal Writing, Research, Microsoft Excel, Westlaw, Microsoft Word, Social Media
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2014 — 2016
Doctor of Law (JD)
American University, Washington College of Law 2013 — 2014
Doctor of Law (J.D.)
New York University 2009 — 2012
Bachelor of Arts (B.A.), History
Firestone High School 2005 — 2009
Doressia Hutton Doressia Hutton's US Securities and Exchange Commission Experience December 2014 - Present
Job Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission December 2014 - Present
Winston & Strawn LLP September 2009 - December 2014
Winston & Strawn LLP July 2008 - September 2009
Mayer Brown September 2001 - July 2008
Skills
Securities Litigation, Commercial Litigation, Insurance Law, Corporate Internal..., Appeals, Corporate Law, Dispute Resolution, Fraud, Class Actions, Business Litigation, White Collar Criminal..., Securities Regulation, Arbitration, Product Liability, Litigation, Trials, Civil Litigation
Education
Northern Illinois University College of Law 1998 — 2001
Doctor of Law (JD), Law, Summa Cum Laude
Tougaloo College 1993 — 1997
Bachelor of Arts (BA), English Language and Literature, Summa Cum Laude
U.S. Securities and Exchange Commission December 2014 - Present
Winston & Strawn LLP September 2009 - December 2014
Winston & Strawn LLP July 2008 - September 2009
Mayer Brown September 2001 - July 2008
Skills
Securities Litigation, Commercial Litigation, Insurance Law, Corporate Internal..., Appeals, Corporate Law, Dispute Resolution, Fraud, Class Actions, Business Litigation, White Collar Criminal..., Securities Regulation, Arbitration, Product Liability, Litigation, Trials, Civil Litigation
Education
Northern Illinois University College of Law 1998 — 2001
Doctor of Law (JD), Law, Summa Cum Laude
Tougaloo College 1993 — 1997
Bachelor of Arts (BA), English Language and Literature, Summa Cum Laude
Brandon Ogle Brandon Ogle's US Securities and Exchange Commission Experience January 2015 - Present
Job Quantitative Analytics Unit at SEC
Industry Financial Services
Experience
U.S. Securities and Exchange Commission January 2015 - Present
Columbia University in the City of New York June 2014 - January 2015
Carter Bain Wealth Management June 2013 - June 2014
Carter Bain Wealth Management June 2012 - June 2013
Portfolio Asset Management May 2011 - January 2012
Lambda Chi Alpha November 2010 - August 2011
Skills
Python, Trading Systems, Financial Modeling, Microsoft Excel, Portfolio Optimization, Asset Allocation, PowerPoint, Corporate Finance, Microsoft Word, Excel, DCF Valuation, Commodity Markets, Thinkscript, Salesforce.com, thinkorswim, Writing, Word, Pages, Keynote, Mechanica, HTML, Financial Accounting, Analysis, Finance
Education
New Mexico State University 2009 — 2013
BA, Finance
U.S. Securities and Exchange Commission January 2015 - Present
Columbia University in the City of New York June 2014 - January 2015
Carter Bain Wealth Management June 2013 - June 2014
Carter Bain Wealth Management June 2012 - June 2013
Portfolio Asset Management May 2011 - January 2012
Lambda Chi Alpha November 2010 - August 2011
Skills
Python, Trading Systems, Financial Modeling, Microsoft Excel, Portfolio Optimization, Asset Allocation, PowerPoint, Corporate Finance, Microsoft Word, Excel, DCF Valuation, Commodity Markets, Thinkscript, Salesforce.com, thinkorswim, Writing, Word, Pages, Keynote, Mechanica, HTML, Financial Accounting, Analysis, Finance
Education
New Mexico State University 2009 — 2013
BA, Finance
David Boyadzhyan's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Summer Associate at Enterprise Counsel Group, A Law Corporation
Industry Law Practice
Experience
Pepperdine Law Review March 2015 - Present
Enterprise Counsel Group, A Law Corporation May 2015 - August 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
United States Bankruptcy Court August 2014 - December 2014
Lewis & Associates May 2014 - July 2014
UCLA University Apartments June 2013 - August 2013
UCLA Corporate Financial Services September 2012 - June 2013
World Financial Group August 2012 - January 2013
Aflac Burbank Regional Office July 2012 - January 2013
University of California September 2011 - February 2012
Skills
Bilingual: Armenian, Extensive computer..., Type: 70 WPM, Microsoft Excel, Telephone Skills, PowerPoint, Human Resources, Sales, Spreadsheets, Microsoft Word, Training, Microsoft Office, Customer Service, Legal Research, Research, Event Planning, Public Speaking, Trials, Data Analysis, Nonprofits, Westlaw, Social Media, Legal Writing
Education
Pepperdine School of Law 2013 — 2016
Juris Doctor (J.D.)
UCLA 2011 — 2013
Bachelor of Arts (B.A.), Political Science
Francisco Bravo Medical Magnet High School 2006 — 2010
Los Angeles City College 2005 — 2010
Associate’s Degree, Liberal Arts
Pepperdine Law Review March 2015 - Present
Enterprise Counsel Group, A Law Corporation May 2015 - August 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
United States Bankruptcy Court August 2014 - December 2014
Lewis & Associates May 2014 - July 2014
UCLA University Apartments June 2013 - August 2013
UCLA Corporate Financial Services September 2012 - June 2013
World Financial Group August 2012 - January 2013
Aflac Burbank Regional Office July 2012 - January 2013
University of California September 2011 - February 2012
Skills
Bilingual: Armenian, Extensive computer..., Type: 70 WPM, Microsoft Excel, Telephone Skills, PowerPoint, Human Resources, Sales, Spreadsheets, Microsoft Word, Training, Microsoft Office, Customer Service, Legal Research, Research, Event Planning, Public Speaking, Trials, Data Analysis, Nonprofits, Westlaw, Social Media, Legal Writing
Education
Pepperdine School of Law 2013 — 2016
Juris Doctor (J.D.)
UCLA 2011 — 2013
Bachelor of Arts (B.A.), Political Science
Francisco Bravo Medical Magnet High School 2006 — 2010
Los Angeles City College 2005 — 2010
Associate’s Degree, Liberal Arts
Matthew Rich's US Securities and Exchange Commission Experience May 2015 - August 2015
Job Student at Mississippi College School of Law
Industry Law Practice
Experience
Mississippi College School of Law September 2014 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
Rocky Wilkins Law Firm November 2014 - May 2015
Baker Donelson June 2014 - August 2014
Skills
Westlaw, Legal Writing, LexisNexis, Windows, Microsoft Office, Social Media, Time Management, Teamwork, Research, Customer Service, Event Planning
Education
Mississippi College School of Law 2013 — 2016
Doctor of Law (J.D.), American/U.S. Law/Legal Studies/Jurisprudence, 3.77
Louisiana Tech University 2009 — 2013
Bachelor of Arts (B.A.), English Language and Literature, General, 3.72
Mississippi College School of Law September 2014 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
Rocky Wilkins Law Firm November 2014 - May 2015
Baker Donelson June 2014 - August 2014
Skills
Westlaw, Legal Writing, LexisNexis, Windows, Microsoft Office, Social Media, Time Management, Teamwork, Research, Customer Service, Event Planning
Education
Mississippi College School of Law 2013 — 2016
Doctor of Law (J.D.), American/U.S. Law/Legal Studies/Jurisprudence, 3.77
Louisiana Tech University 2009 — 2013
Bachelor of Arts (B.A.), English Language and Literature, General, 3.72
Joel Mathur's US Securities and Exchange Commission Experience May 2015 - August 2015
Job Intern at U.S. House of Representatives Joseph Kennedy
Industry Law Practice
Experience
U.S. House of Representatives September 2015 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Marquette University – Recreation Center August 2010 - May 2013
Kerry Ingredients May 2011 - June 2011
Marquette University August 2010 - September 2010
Skills
Leadership, Public Speaking, Spanish, Microsoft Excel, Legal Research, Legal Writing
Education
Suffolk University Law School 2013 — 2016
Doctor of Law (J.D.), International Law and Legal Studies
Marquette University 2009 — 2013
Bachelor of Business Administration (BBA), Business Administration and Management, General
Universidad Complutense de Madrid 2011 — 2011
Spanish and Iberian Studies, Junior
U.S. House of Representatives September 2015 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Marquette University – Recreation Center August 2010 - May 2013
Kerry Ingredients May 2011 - June 2011
Marquette University August 2010 - September 2010
Skills
Leadership, Public Speaking, Spanish, Microsoft Excel, Legal Research, Legal Writing
Education
Suffolk University Law School 2013 — 2016
Doctor of Law (J.D.), International Law and Legal Studies
Marquette University 2009 — 2013
Bachelor of Business Administration (BBA), Business Administration and Management, General
Universidad Complutense de Madrid 2011 — 2011
Spanish and Iberian Studies, Junior
Sean Healy Sean Healy's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Judicial Law Clerk at Hudson County Superior Court
Industry Legal Services
Experience
Hudson County Superior Court - Criminal Division August 2015 - Present
George Washington University January 2015 - Present
Hoboken University Medical Center April 2011 - February 2015
U.S. Commodity Futures Trading Commission May 2014 - August 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
The Epilepsy Foundation May 2012 - August 2012
Bayonne Law Department May 2010 - August 2010
Skills
Legal Writing, Legal Research, Litigation, Westlaw, Corporate Law, Conflict Resolution, Legal Assistance, Arbitration, Oral Arguments, Lexis
Education
The George Washington University Law School 2012 — 2015
Doctor of Law (J.D.), Law
Montclair State University 2010 — 2012
Master's Degree, Corporate Governance and Law
Sacred Heart University
Bachelor of Arts (B.A.), History with a minor in Political Science
St. Peter's Prep
St. Peter's Prep
Hudson County Superior Court - Criminal Division August 2015 - Present
George Washington University January 2015 - Present
Hoboken University Medical Center April 2011 - February 2015
U.S. Commodity Futures Trading Commission May 2014 - August 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
The Epilepsy Foundation May 2012 - August 2012
Bayonne Law Department May 2010 - August 2010
Skills
Legal Writing, Legal Research, Litigation, Westlaw, Corporate Law, Conflict Resolution, Legal Assistance, Arbitration, Oral Arguments, Lexis
Education
The George Washington University Law School 2012 — 2015
Doctor of Law (J.D.), Law
Montclair State University 2010 — 2012
Master's Degree, Corporate Governance and Law
Sacred Heart University
Bachelor of Arts (B.A.), History with a minor in Political Science
St. Peter's Prep
St. Peter's Prep
Yuin Anna Oh's US Securities and Exchange Commission Experience April 2015 - June 2015
Job Case Clerk at Wendel, Rosen, Black & Dean LLP
Industry Legal Services
Experience
Wendel, Rosen, Black & Dean LLP August 2015 - Present
U.S. Securities and Exchange Commission April 2015 - June 2015
The Salvation Army October 2012 - August 2014
Bibong Elementary School August 2010 - August 2011
Skills
Volunteer Management, Nonprofits, Community Outreach, Microsoft Office, Fundraising, Program Development, Social Services, Public Speaking, Event Planning, Case Managment, Customer Service, Community Organizing
Education
New York University 2006 — 2010
Bachelor's degree, Politics, Psychology
UCLA Extension
Paralegal Certificate, Law
Wendel, Rosen, Black & Dean LLP August 2015 - Present
U.S. Securities and Exchange Commission April 2015 - June 2015
The Salvation Army October 2012 - August 2014
Bibong Elementary School August 2010 - August 2011
Skills
Volunteer Management, Nonprofits, Community Outreach, Microsoft Office, Fundraising, Program Development, Social Services, Public Speaking, Event Planning, Case Managment, Customer Service, Community Organizing
Education
New York University 2006 — 2010
Bachelor's degree, Politics, Psychology
UCLA Extension
Paralegal Certificate, Law
Alla Berenshteyn's US Securities and Exchange Commission Experience January 2015 - Present
Job Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission January 2015 - Present
Gibson Dunn & Crutcher November 2011 - January 2015
Skills
Legal Writing, Legal Research, Securities Offerings, Regulatory Requirements, Legal Discovery, Compliance, Commercial Litigation, Civil Litigation, Securities, Corporate Law, Corporate Governance, Litigation, Research, Securities Regulation
Education
New York University School of Law 2008 — 2011
Doctor of Law (JD)
University of Virginia 2004 — 2008
Bachelor's degree, Finance, General
U.S. Securities and Exchange Commission January 2015 - Present
Gibson Dunn & Crutcher November 2011 - January 2015
Skills
Legal Writing, Legal Research, Securities Offerings, Regulatory Requirements, Legal Discovery, Compliance, Commercial Litigation, Civil Litigation, Securities, Corporate Law, Corporate Governance, Litigation, Research, Securities Regulation
Education
New York University School of Law 2008 — 2011
Doctor of Law (JD)
University of Virginia 2004 — 2008
Bachelor's degree, Finance, General
Yaqi Wu Yaqi Wu's US Securities and Exchange Commission Experience September 2014 - December 2014
Job Master of Financial Engineering at UIUC
Industry
Experience
Wolfram April 2015 - Present
U.S. Securities and Exchange Commission September 2014 - December 2014
Jinrong Investment and Finacial Services, Ltd June 2014 - September 2014
First Future Co.,Ltd June 2013 - September 2013
HuaTai Securities Co.,Ltd. June 2012 - September 2012
Skills
Matlab, C++, Python, R, MySQL, Microsoft SQL Server, Microsoft Office, Linux, SQL Server Integration..., Analysis
Education
University of Illinois at Urbana-Champaign 2013 — 2014
Master's Degree, Financial Engineering, 3.91
Nankai University 2009 — 2013
Bachelor's Degree, Financial Engineering, 88/100
Wolfram April 2015 - Present
U.S. Securities and Exchange Commission September 2014 - December 2014
Jinrong Investment and Finacial Services, Ltd June 2014 - September 2014
First Future Co.,Ltd June 2013 - September 2013
HuaTai Securities Co.,Ltd. June 2012 - September 2012
Skills
Matlab, C++, Python, R, MySQL, Microsoft SQL Server, Microsoft Office, Linux, SQL Server Integration..., Analysis
Education
University of Illinois at Urbana-Champaign 2013 — 2014
Master's Degree, Financial Engineering, 3.91
Nankai University 2009 — 2013
Bachelor's Degree, Financial Engineering, 88/100
Christopher Dunham Christopher Dunham's US Securities and Exchange Commission Experience September 2013 - Present
Job Staff Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2013 - Present
U.S. Securities and Exchange Commission May 2012 - August 2012
New York City Law Department June 2011 - August 2011
Skills
Civil Litigation, Administrative Law, Securities Litigation, Mediation, Policy, Financial Regulation, Legal Writing, Prosecution
Education
New York University School of Law 2010 — 2013
Juris Doctor (J.D.)
University of Vermont 2002 — 2006
Bachelor of Arts (BA), Honors Graduate in Political Science
U.S. Securities and Exchange Commission September 2013 - Present
U.S. Securities and Exchange Commission May 2012 - August 2012
New York City Law Department June 2011 - August 2011
Skills
Civil Litigation, Administrative Law, Securities Litigation, Mediation, Policy, Financial Regulation, Legal Writing, Prosecution
Education
New York University School of Law 2010 — 2013
Juris Doctor (J.D.)
University of Vermont 2002 — 2006
Bachelor of Arts (BA), Honors Graduate in Political Science
Tracy Sorensen Tracy Sorensen's US Securities and Exchange Commission Experience May 2008 - August 2008
Job Associate Capital Markets (Structured Finance) at Dentons
Industry Legal Services
Experience
Dentons September 2012 - Present
Ré, Nielsen, Huber & Coughlin, LLP August 2009 - November 2010
U.S. Securities and Exchange Commission May 2008 - August 2008
Eisenberg & Margolis, LLP September 2007 - December 2007
Appellate Division of the New York State Supreme Court, First Judicial Department September 2007 - November 2007
Nassau County Attorneys Office May 2007 - August 2007
Education
Saint John's University School of Law 2011 — 2012
Hofstra University School of Law 2006 — 2009
J.D.
Dentons September 2012 - Present
Ré, Nielsen, Huber & Coughlin, LLP August 2009 - November 2010
U.S. Securities and Exchange Commission May 2008 - August 2008
Eisenberg & Margolis, LLP September 2007 - December 2007
Appellate Division of the New York State Supreme Court, First Judicial Department September 2007 - November 2007
Nassau County Attorneys Office May 2007 - August 2007
Education
Saint John's University School of Law 2011 — 2012
Hofstra University School of Law 2006 — 2009
J.D.
Jasmine Starr Jasmine Starr's US Securities and Exchange Commission Experience January 2015 - Present
Job SEC Enforcement Attorney
Industry Law Practice
Experience
U.S. Securities and Exchange Commission January 2015 - Present
Quinn Emanuel May 2008 - January 2015
Ropes & Gray LLP September 2005 - April 2008
Legal Aid Society 2000 - 2001
Skills
Litigation, Appeals, Civil Litigation, Commercial Litigation, Legal Research, Legal Writing, Intellectual Property, Trade Secrets, Patent Litigation
Education
University of California, Berkeley - School of Law 2002 — 2005
J.D.
New York University 1995 — 1999
B.A., Political Science and Government
U.S. Securities and Exchange Commission January 2015 - Present
Quinn Emanuel May 2008 - January 2015
Ropes & Gray LLP September 2005 - April 2008
Legal Aid Society 2000 - 2001
Skills
Litigation, Appeals, Civil Litigation, Commercial Litigation, Legal Research, Legal Writing, Intellectual Property, Trade Secrets, Patent Litigation
Education
University of California, Berkeley - School of Law 2002 — 2005
J.D.
New York University 1995 — 1999
B.A., Political Science and Government
Michael Smith, PMP Michael Smith, PMP's US Securities and Exchange Commission Experience August 2014 - Present
Job Director, Data Center Operations at SEC
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission August 2014 - Present
US Customs and Border Protection March 2012 - August 2014
Federal January 2008 - March 2012
Skills
Active Directory, Security, Integration, Program Management, Windows Server, Enterprise Architecture, IT Management, SDLC, ITIL, PMP, Information Technology, IT Strategy, Disaster Recovery, IT Service Management
Education
Walden University 2014 — 2018
Doctor of Philosophy (Ph.D.), Management and information Systems
National Defense University 2009 — 2010
Master's Degree, National Resource Strategy and Policy
Webster University 2000 — 2001
Master's Degree, Computer and Information Resource Management
Mercer University 1986 — 1989
Bachelor's Degree, Electrical and Electronics Engineering
U.S. Securities and Exchange Commission August 2014 - Present
US Customs and Border Protection March 2012 - August 2014
Federal January 2008 - March 2012
Skills
Active Directory, Security, Integration, Program Management, Windows Server, Enterprise Architecture, IT Management, SDLC, ITIL, PMP, Information Technology, IT Strategy, Disaster Recovery, IT Service Management
Education
Walden University 2014 — 2018
Doctor of Philosophy (Ph.D.), Management and information Systems
National Defense University 2009 — 2010
Master's Degree, National Resource Strategy and Policy
Webster University 2000 — 2001
Master's Degree, Computer and Information Resource Management
Mercer University 1986 — 1989
Bachelor's Degree, Electrical and Electronics Engineering
Caitlin Holzem Caitlin Holzem's US Securities and Exchange Commission Experience May 2015 - Present
Job Honors Legal Intern at Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2015 - Present
Consumer Law Litigation Clinic June 2014 - May 2015
UW Madison Research and Sponsored Programs May 2012 - December 2012
Wisconsin State Capitol January 2012 - June 2012
Bemis Company, Inc. May 2011 - August 2011
Bemis Company, Inc. June 2010 - August 2010
Skills
Public Speaking, Time Management, Microsoft Office, Microsoft Excel, Research, Social Media, Editing, PowerPoint, Event Planning, Community Outreach, Microsoft Word, Data Entry
Education
University of Wisconsin Law School 2013 — 2016
Doctor of Law (JD)
University of Wisconsin-Madison 2010 — 2013
Bachelor of Science (B.S.), Political Science and Government
Neenah High School2006 2006 — 2010
National Cheng Kung University
U.S. Securities and Exchange Commission May 2015 - Present
Consumer Law Litigation Clinic June 2014 - May 2015
UW Madison Research and Sponsored Programs May 2012 - December 2012
Wisconsin State Capitol January 2012 - June 2012
Bemis Company, Inc. May 2011 - August 2011
Bemis Company, Inc. June 2010 - August 2010
Skills
Public Speaking, Time Management, Microsoft Office, Microsoft Excel, Research, Social Media, Editing, PowerPoint, Event Planning, Community Outreach, Microsoft Word, Data Entry
Education
University of Wisconsin Law School 2013 — 2016
Doctor of Law (JD)
University of Wisconsin-Madison 2010 — 2013
Bachelor of Science (B.S.), Political Science and Government
Neenah High School2006 2006 — 2010
National Cheng Kung University
Katerina Koutrobis's US Securities and Exchange Commission Experience June 2012 - August 2012
Job Attorney
Industry Law Practice
Experience
U.S. Customs and Border Protection September 2014 - Present
Massachusetts Office on Disability March 2014 - September 2014
U.S. Customs and Border Protection, Department of Homeland Security September 2012 - May 2013
U.S. Securities and Exchange Commission June 2012 - August 2012
U.S. District Court for the District of Massachusetts June 2011 - August 2011
White and Williams LLP February 2009 - August 2010
Hare & Chaffin August 2008 - February 2009
Boston City Council, Former City Councilor John M. Tobin, Jr January 2007 - August 2008
Skills
Public Policy, Government, Courts
Education
Suffolk University Law School 2010 — 2013
Juris Doctor, Cum Laude
Northeastern University 2004 — 2008
Bachelor of Science, Political Science; Public Policy and Administration, Magna Cum Laude
U.S. Customs and Border Protection September 2014 - Present
Massachusetts Office on Disability March 2014 - September 2014
U.S. Customs and Border Protection, Department of Homeland Security September 2012 - May 2013
U.S. Securities and Exchange Commission June 2012 - August 2012
U.S. District Court for the District of Massachusetts June 2011 - August 2011
White and Williams LLP February 2009 - August 2010
Hare & Chaffin August 2008 - February 2009
Boston City Council, Former City Councilor John M. Tobin, Jr January 2007 - August 2008
Skills
Public Policy, Government, Courts
Education
Suffolk University Law School 2010 — 2013
Juris Doctor, Cum Laude
Northeastern University 2004 — 2008
Bachelor of Science, Political Science; Public Policy and Administration, Magna Cum Laude
Alyse Gould Alyse Gould's US Securities and Exchange Commission Experience June 2011 - August 2011
Job Senior Associate at PwC, Global Structuring Alternative Investments
Industry Legal Services
Experience
PwC July 2014 - Present
PwC November 2012 - June 2014
Suffolk University Law School Investor Advocacy Clinic August 2011 - May 2012
U.S. Securities and Exchange Commission June 2011 - August 2011
Brockton District Court June 2010 - October 2010
Liberty Mutual Insurance June 2008 - December 2008
Wellington Management June 2007 - April 2008
Education
Suffolk University Law School 2009 — 2012
Doctor of Law (J.D.), Business Law and Financial Services, 3.65
Northeastern University 2005 — 2009
Bachelor's degree, Political Science and Business Administration, 3.85
PwC July 2014 - Present
PwC November 2012 - June 2014
Suffolk University Law School Investor Advocacy Clinic August 2011 - May 2012
U.S. Securities and Exchange Commission June 2011 - August 2011
Brockton District Court June 2010 - October 2010
Liberty Mutual Insurance June 2008 - December 2008
Wellington Management June 2007 - April 2008
Education
Suffolk University Law School 2009 — 2012
Doctor of Law (J.D.), Business Law and Financial Services, 3.65
Northeastern University 2005 — 2009
Bachelor's degree, Political Science and Business Administration, 3.85
David Bobillot, FRM David Bobillot, FRM's US Securities and Exchange Commission Experience October 2014 - Present
Job Quantitative Research Analyst at U.S. Securities and Exchange Commission's Office of Credit Ratings
Industry Financial Services
Experience
U.S. Securities and Exchange Commission October 2014 - Present
Monmouth University August 2011 - Present
US Securities and Exchange Commission June 2013 - October 2014
JPMorgan Chase January 2013 - May 2013
Drexel Hamilton Investment Partners, LLC April 2012 - August 2012
Blue Ocean Capital Management January 2008 - March 2012
United States Army June 2002 - May 2006
Skills
Hedge Funds, Portfolio Management, Risk Management, Equities, Quantitative Finance, Options, R, Economics, Asset Management, Excel, Research, Microsoft Office, Quantitative Analysis, Statistics, C++, SQL, Trading, Fixed Income, Investments, Derivatives, Risk, Time Series Analysis, VBA, Quantitative Analytics, Business Analysis, Market Risk, Counterparty Risk, Credit Risk, Form PF, SharePoint, Python, Portfolio Optimization, Asset Allocation, Monte Carlo Simulation, Cluster Analysis, Dynamic Programming, Financial Risk
Education
Monmouth University 2009 — 2011
MSc, Financial Mathematics, GPA: 3.71
Monmouth University 2007 — 2009
BS, Finance, Economics, GPA: 3.9
United States Military Academy at West Point 2004 — 2006
Operations Research
Roy High
U.S. Securities and Exchange Commission October 2014 - Present
Monmouth University August 2011 - Present
US Securities and Exchange Commission June 2013 - October 2014
JPMorgan Chase January 2013 - May 2013
Drexel Hamilton Investment Partners, LLC April 2012 - August 2012
Blue Ocean Capital Management January 2008 - March 2012
United States Army June 2002 - May 2006
Skills
Hedge Funds, Portfolio Management, Risk Management, Equities, Quantitative Finance, Options, R, Economics, Asset Management, Excel, Research, Microsoft Office, Quantitative Analysis, Statistics, C++, SQL, Trading, Fixed Income, Investments, Derivatives, Risk, Time Series Analysis, VBA, Quantitative Analytics, Business Analysis, Market Risk, Counterparty Risk, Credit Risk, Form PF, SharePoint, Python, Portfolio Optimization, Asset Allocation, Monte Carlo Simulation, Cluster Analysis, Dynamic Programming, Financial Risk
Education
Monmouth University 2009 — 2011
MSc, Financial Mathematics, GPA: 3.71
Monmouth University 2007 — 2009
BS, Finance, Economics, GPA: 3.9
United States Military Academy at West Point 2004 — 2006
Operations Research
Roy High
James Farris's US Securities and Exchange Commission Experience September 2014 - November 2014
Job Counsel (NY Bar Admission Pending) at The Dannon Company
Industry Law Practice
Experience
The Dannon Company August 2015 - Present
Hofstra Law March 2014 - May 2015
Hofstra Law February 2014 - May 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
National Football League June 2014 - August 2014
The Dannon Company January 2014 - June 2014
Office of the Attorney General of the State of New York June 2013 - August 2013
The Dannon Company March 2011 - July 2012
Octagon May 2010 - February 2011
Education
Hofstra University School of Law 2012 — 2015
Juris Doctor, cum laude, Law
University of New Haven 2006 — 2010
Bachelors of Science, Management of Sports Industries
The Dannon Company August 2015 - Present
Hofstra Law March 2014 - May 2015
Hofstra Law February 2014 - May 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
National Football League June 2014 - August 2014
The Dannon Company January 2014 - June 2014
Office of the Attorney General of the State of New York June 2013 - August 2013
The Dannon Company March 2011 - July 2012
Octagon May 2010 - February 2011
Education
Hofstra University School of Law 2012 — 2015
Juris Doctor, cum laude, Law
University of New Haven 2006 — 2010
Bachelors of Science, Management of Sports Industries
Brick Barrientos Brick Barrientos's US Securities and Exchange Commission Experience June 1986 - July 2012
Job Compliance Officer at Wilmington Trust
Industry Financial Services
Experience
Silver Screen Test October 2000 - Present
National Academic Association January 1983 - Present
Wilmington Trust January 2015 - Present
ISS Institutional Shareholder Services January 2014 - May 2014
BackOffice Alliance September 2013 - January 2014
U.S. Securities and Exchange Commission June 1986 - July 2012
Skills
Mergers, Accounting, Internal Controls, Banking
Education
University of Maryland College Park 1980 — 1984
Master of Arts (M.A.), Economics
University of Maryland College Park 1977 — 1980
Bachelor of Arts (B.A.), Economics
Montgomery College - TechLEAP 2012 — 2013
Internet and Computer Technology
Montgomery College 1976 — 1993
Mathematics, Accounting
Silver Screen Test October 2000 - Present
National Academic Association January 1983 - Present
Wilmington Trust January 2015 - Present
ISS Institutional Shareholder Services January 2014 - May 2014
BackOffice Alliance September 2013 - January 2014
U.S. Securities and Exchange Commission June 1986 - July 2012
Skills
Mergers, Accounting, Internal Controls, Banking
Education
University of Maryland College Park 1980 — 1984
Master of Arts (M.A.), Economics
University of Maryland College Park 1977 — 1980
Bachelor of Arts (B.A.), Economics
Montgomery College - TechLEAP 2012 — 2013
Internet and Computer Technology
Montgomery College 1976 — 1993
Mathematics, Accounting
Sean T. Prosser Sean T. Prosser's US Securities and Exchange Commission Experience 1992 - 1994
Job Partner at Perkins Coie LLP
Industry Law Practice
Experience
Perkins Coie LLP July 2014 - Present
Morrison & Foerster LLP January 2005 - July 2014
Fish & Richardson P.C. January 2003 - January 2005
Brobeck Phleger & Harrison LLP January 1997 - December 2002
Gilchrist & Rutter 1994 - 1996
U.S. Securities and Exchange Commission 1992 - 1994
U.S. Securities and Exchange Commission 1990 - 1992
Skills
Securities Litigation, Litigation, Class Actions, Courts, Securities Regulation, Internal Investigations, Securities, SEC, Mergers & Acquisitions, Civil Litigation, FINRA, White Collar Criminal..., Brokers, Stock Exchange, Hedge Funds, Broker-Dealer Compliance, Commercial Litigation, Securities Fraud, Criminal Investigations, Broker-Dealer, CFTC, Anti Money Laundering, OFAC, FinCEN, Corporate Governance, Intellectual Property, Corporate Law
Education
New York Law School 1989 — 1992
J.D., Law
University of Pennsylvania 1982 — 1986
BA, English
Perkins Coie LLP July 2014 - Present
Morrison & Foerster LLP January 2005 - July 2014
Fish & Richardson P.C. January 2003 - January 2005
Brobeck Phleger & Harrison LLP January 1997 - December 2002
Gilchrist & Rutter 1994 - 1996
U.S. Securities and Exchange Commission 1992 - 1994
U.S. Securities and Exchange Commission 1990 - 1992
Skills
Securities Litigation, Litigation, Class Actions, Courts, Securities Regulation, Internal Investigations, Securities, SEC, Mergers & Acquisitions, Civil Litigation, FINRA, White Collar Criminal..., Brokers, Stock Exchange, Hedge Funds, Broker-Dealer Compliance, Commercial Litigation, Securities Fraud, Criminal Investigations, Broker-Dealer, CFTC, Anti Money Laundering, OFAC, FinCEN, Corporate Governance, Intellectual Property, Corporate Law
Education
New York Law School 1989 — 1992
J.D., Law
University of Pennsylvania 1982 — 1986
BA, English
Jack Targos's US Securities and Exchange Commission Experience July 2009 - September 2009
Job Associate at Citi
Industry Investment Banking
Experience
Citi July 2014 - Present
Citi June 2011 - Present
Citi June 2010 - August 2010
U.S. Securities and Exchange Commission July 2009 - September 2009
Siemens Building Technologies June 2008 - September 2008
Education
Northwestern University
Bachelor of Science, Industrial Engineering and Management Sciences, Economics
Citi July 2014 - Present
Citi June 2011 - Present
Citi June 2010 - August 2010
U.S. Securities and Exchange Commission July 2009 - September 2009
Siemens Building Technologies June 2008 - September 2008
Education
Northwestern University
Bachelor of Science, Industrial Engineering and Management Sciences, Economics
Michael Killoy Michael Killoy's US Securities and Exchange Commission Experience September 2015 - Present
Job Law Clerk at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2015 - Present
U.S. Securities and Exchange Commission January 2015 - May 2015
Eaton Vance May 2014 - December 2014
U.S. Commodity Futures Trading Commission June 2013 - August 2013
Federal Trade Commission August 2010 - August 2012
Rhode Island Public Defenders Office September 2009 - January 2010
Rhode Island District Court January 2009 - June 2009
Skills
Legal Writing, Litigation Support, Legal Research, Westlaw, Lexis, Courts, Litigation, Public Speaking, Appeals
Education
Boston University School of Law 2013 — 2015
Juris Doctor
Suffolk University Law School 2012 — 2013
Providence College 2006 — 2010
B.A., Political Science
National University of Ireland, Galway 2009 — 2009
Irish History and Politics
U.S. Securities and Exchange Commission September 2015 - Present
U.S. Securities and Exchange Commission January 2015 - May 2015
Eaton Vance May 2014 - December 2014
U.S. Commodity Futures Trading Commission June 2013 - August 2013
Federal Trade Commission August 2010 - August 2012
Rhode Island Public Defenders Office September 2009 - January 2010
Rhode Island District Court January 2009 - June 2009
Skills
Legal Writing, Litigation Support, Legal Research, Westlaw, Lexis, Courts, Litigation, Public Speaking, Appeals
Education
Boston University School of Law 2013 — 2015
Juris Doctor
Suffolk University Law School 2012 — 2013
Providence College 2006 — 2010
B.A., Political Science
National University of Ireland, Galway 2009 — 2009
Irish History and Politics
Patrick Bryan Patrick Bryan's US Securities and Exchange Commission Experience September 2014 - February 2015
Job Assistant General Counsel & Assistant Director of Enforcement at the Federal Reserve System
Industry Law Practice
Experience
Federal Reserve System February 2015 - Present
U.S. Securities and Exchange Commission September 2014 - February 2015
U.S. Securities & Exchange Commission January 2013 - September 2014
Kirkland & Ellis LLP March 2004 - January 2013
Bell Boyd & Lloyd September 2002 - March 2004
Lakotra Trading LLC May 1993 - September 2001
Skills
Litigation, Trials, Class Actions, Product Liability, Securities, Healthcare, Securities Regulation, False Claims, Courts, Securities Litigation, FCPA, Alternative Dispute..., Mediation, Sarbanes-Oxley Act, Trial Practice, Fraud, Corporate Law, Antitrust Law, Mergers & Acquisitions, Strategic Negotiations, Contract Law, Banking Law
Education
Loyola University Chicago School of Law 1999 — 2002
Doctor of Law (J.D.)
Loyola University of Chicago 1989 — 1993
Bachelor of Arts (B.A.), Economics & Political Science
Federal Reserve System February 2015 - Present
U.S. Securities and Exchange Commission September 2014 - February 2015
U.S. Securities & Exchange Commission January 2013 - September 2014
Kirkland & Ellis LLP March 2004 - January 2013
Bell Boyd & Lloyd September 2002 - March 2004
Lakotra Trading LLC May 1993 - September 2001
Skills
Litigation, Trials, Class Actions, Product Liability, Securities, Healthcare, Securities Regulation, False Claims, Courts, Securities Litigation, FCPA, Alternative Dispute..., Mediation, Sarbanes-Oxley Act, Trial Practice, Fraud, Corporate Law, Antitrust Law, Mergers & Acquisitions, Strategic Negotiations, Contract Law, Banking Law
Education
Loyola University Chicago School of Law 1999 — 2002
Doctor of Law (J.D.)
Loyola University of Chicago 1989 — 1993
Bachelor of Arts (B.A.), Economics & Political Science
Lauren Bae Lauren Bae's US Securities and Exchange Commission Experience September 2014 - Present
Job
Industry Government Administration
Experience
U.S. Securities and Exchange Commission September 2014 - Present
U.S. Securities and Exchange Commission June 2014 - September 2014
FHFA July 2013 - June 2014
Montgomery College August 2012 - May 2013
University of the District of Columbia (UDC) August 2010 - May 2011
Consortium for Policy Research in Education (CPRE) March 2010 - July 2010
Thai-Chinese International School August 2006 - June 2008
Mission High School, San Francisco Unified School District August 2003 - June 2006
Skills
Curriculum Design, Microsoft Excel, Anthropology, Teaching, Higher Education, Qualitative Research, Curriculum Development, Grant Writing, Research, Teachers, Tutoring, Applied Anthropology, Ethnography, Participant Observation, Qualitative Data, Research Design, Program Evaluation
Education
Teachers College of Columbia University 2008 — 2014
Ph.D.
Teachers College of Columbia University 2008 — 2010
Ed.M.
Stanford University 2002 — 2003
MA
Portland State University 1997 — 1999
BA
New York University 1995 — 1997
N/A
U.S. Securities and Exchange Commission September 2014 - Present
U.S. Securities and Exchange Commission June 2014 - September 2014
FHFA July 2013 - June 2014
Montgomery College August 2012 - May 2013
University of the District of Columbia (UDC) August 2010 - May 2011
Consortium for Policy Research in Education (CPRE) March 2010 - July 2010
Thai-Chinese International School August 2006 - June 2008
Mission High School, San Francisco Unified School District August 2003 - June 2006
Skills
Curriculum Design, Microsoft Excel, Anthropology, Teaching, Higher Education, Qualitative Research, Curriculum Development, Grant Writing, Research, Teachers, Tutoring, Applied Anthropology, Ethnography, Participant Observation, Qualitative Data, Research Design, Program Evaluation
Education
Teachers College of Columbia University 2008 — 2014
Ph.D.
Teachers College of Columbia University 2008 — 2010
Ed.M.
Stanford University 2002 — 2003
MA
Portland State University 1997 — 1999
BA
New York University 1995 — 1997
N/A
Aaron Schlaphoff's US Securities and Exchange Commission Experience January 2014 - Present
Job Attorney Fellow at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission January 2014 - Present
Davis Polk & Wardwell LLP September 2006 - December 2013
Sullivan & Cromwell LLP September 2004 - September 2006
Skills
Legal Research, Corporate Law, Securities Regulation, Mergers & Acquisitions, Alternative Investments, Investment Management, Mutual Funds, Hedge Funds, Derivatives
Education
Yale Law School 2001 — 2004
Juris Doctor (J.D.)
University of Cologne, Germany 1998 — 1999
Fulbright Fellow, Political Science
Macalester College 1994 — 1998
Bachelor’s Degree, Mathematics and Political Science
U.S. Securities and Exchange Commission January 2014 - Present
Davis Polk & Wardwell LLP September 2006 - December 2013
Sullivan & Cromwell LLP September 2004 - September 2006
Skills
Legal Research, Corporate Law, Securities Regulation, Mergers & Acquisitions, Alternative Investments, Investment Management, Mutual Funds, Hedge Funds, Derivatives
Education
Yale Law School 2001 — 2004
Juris Doctor (J.D.)
University of Cologne, Germany 1998 — 1999
Fulbright Fellow, Political Science
Macalester College 1994 — 1998
Bachelor’s Degree, Mathematics and Political Science
Jasmina Hamulic's US Securities and Exchange Commission Experience May 2015 - August 2015
Job J.D. Candidate at Loyola University Chicago School of Law
Industry Legal Services
Experience
Addis Greenberg, LLC October 2014 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
JPMorgan Chase August 2012 - August 2014
JPMorgan Chase May 2010 - August 2012
Law Office of Merima Redzic April 2011 - May 2012
Fifth Third Bank November 2009 - May 2010
Washington Mutual Bank July 2007 - June 2009
Northwestern University School of Law October 2006 - May 2007
Skills
Research, Customer Service, Public Speaking, Management, Microsoft Office
Education
Loyola University Chicago School of Law 2014 — 2017
Doctor of Law (JD)
Northwestern University 2007 — 2011
Bachelor of Arts (B.A.), Political Science and Government
Addis Greenberg, LLC October 2014 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
JPMorgan Chase August 2012 - August 2014
JPMorgan Chase May 2010 - August 2012
Law Office of Merima Redzic April 2011 - May 2012
Fifth Third Bank November 2009 - May 2010
Washington Mutual Bank July 2007 - June 2009
Northwestern University School of Law October 2006 - May 2007
Skills
Research, Customer Service, Public Speaking, Management, Microsoft Office
Education
Loyola University Chicago School of Law 2014 — 2017
Doctor of Law (JD)
Northwestern University 2007 — 2011
Bachelor of Arts (B.A.), Political Science and Government
Julia Huseman's US Securities and Exchange Commission Experience 2001 - Present
Job Enforcement Attorney at SEC
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission 2001 - Present
Harris County District Attorney's Office September 1992 - January 2001
Skills
Securities Regulation, Corporate Governance, Internal Investigations, Commercial Litigation, FINRA, Corporate Law, FCPA, Trial Practice, Litigation, Securities Litigation, Fraud, Securities, Appeals, Business Litigation, Courts, Criminal Law, White Collar Criminal..., Trials, Civil Litigation, Class Actions, Arbitration, Bankruptcy
Education
The University of Texas School of Law 1989 — 1992
JD, Law
Mount Holyoke College 1984 — 1988
Interlochen Arts Academy 1982 — 1984
High School Diploma, creative writing
Trinity Valley School 1972 — 1984
U.S. Securities and Exchange Commission 2001 - Present
Harris County District Attorney's Office September 1992 - January 2001
Skills
Securities Regulation, Corporate Governance, Internal Investigations, Commercial Litigation, FINRA, Corporate Law, FCPA, Trial Practice, Litigation, Securities Litigation, Fraud, Securities, Appeals, Business Litigation, Courts, Criminal Law, White Collar Criminal..., Trials, Civil Litigation, Class Actions, Arbitration, Bankruptcy
Education
The University of Texas School of Law 1989 — 1992
JD, Law
Mount Holyoke College 1984 — 1988
Interlochen Arts Academy 1982 — 1984
High School Diploma, creative writing
Trinity Valley School 1972 — 1984
Andre Zamorano's US Securities and Exchange Commission Experience 2004 - Present
Job Senior Counsel at SEC
Industry Law Practice
Experience
U.S. Securities and Exchange Commission 2004 - Present
Steel Hector & Davis LLP January 2000 - October 2004
Skills
Securities Regulation, Commercial Litigation, Corporate Governance, Litigation, Corporate Law, Legal Writing, Class Actions, Securities Litigation, Arbitration, Civil Litigation, Legal Research, Intellectual Property, Licensing, Securities, Joint Ventures, International..., Bankruptcy, Trade Secrets, Dispute Resolution, Compliance, Fraud, Trials
Education
New York University School of Law 1992 — 1993
Corporate LLM
University of Miami School of Law 1989 — 1992
JD
Southern Methodist University 1986 — 1989
BBA, Finance, General
Kent School 1983 — 1985
Columbus High School
U.S. Securities and Exchange Commission 2004 - Present
Steel Hector & Davis LLP January 2000 - October 2004
Skills
Securities Regulation, Commercial Litigation, Corporate Governance, Litigation, Corporate Law, Legal Writing, Class Actions, Securities Litigation, Arbitration, Civil Litigation, Legal Research, Intellectual Property, Licensing, Securities, Joint Ventures, International..., Bankruptcy, Trade Secrets, Dispute Resolution, Compliance, Fraud, Trials
Education
New York University School of Law 1992 — 1993
Corporate LLM
University of Miami School of Law 1989 — 1992
JD
Southern Methodist University 1986 — 1989
BBA, Finance, General
Kent School 1983 — 1985
Columbus High School
H. Stephen Kim's US Securities and Exchange Commission Experience April 2015 - Present
Job Assistant Chief Accountant at U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission April 2015 - Present
US Securities and Exchange Commission November 2013 - April 2015
Public Company Accounting Oversight Board December 2011 - November 2013
Ernst & Young LLP September 2004 - December 2011
Skills
Auditing
Education
Mount St. Mary's University 2000 — 2004
Bachelor of Science, Accounting
Mount St. Mary's University 2000 — 2004
Bachelor of Science, Business Administration
U.S. Securities and Exchange Commission April 2015 - Present
US Securities and Exchange Commission November 2013 - April 2015
Public Company Accounting Oversight Board December 2011 - November 2013
Ernst & Young LLP September 2004 - December 2011
Skills
Auditing
Education
Mount St. Mary's University 2000 — 2004
Bachelor of Science, Accounting
Mount St. Mary's University 2000 — 2004
Bachelor of Science, Business Administration
Nicole Oganesian's US Securities and Exchange Commission Experience June 2007 - January 2009
Job Attorney
Industry Law Practice
Experience
Update Legal May 2010 - Present
Compliance Staffing Inc March 2011 - April 2011
Legal Option Group, Inc. August 2010 - January 2011
Lexolution June 2010 - August 2010
U.S. Securities and Exchange Commission June 2007 - January 2009
Law Offices of San San Lee 2006 - 2007
Coleman & Associates 2005 - 2006
Bank of America Leasing & Capital Group 2001 - 2004
Education
Diamond Bar High School 1993 — 1997
Loyola Law School, Los Angeles
University of California, Los Angeles
Update Legal May 2010 - Present
Compliance Staffing Inc March 2011 - April 2011
Legal Option Group, Inc. August 2010 - January 2011
Lexolution June 2010 - August 2010
U.S. Securities and Exchange Commission June 2007 - January 2009
Law Offices of San San Lee 2006 - 2007
Coleman & Associates 2005 - 2006
Bank of America Leasing & Capital Group 2001 - 2004
Education
Diamond Bar High School 1993 — 1997
Loyola Law School, Los Angeles
University of California, Los Angeles
Jaclyn Janssen's US Securities and Exchange Commission Experience June 2015 - Present
Job Legal Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission June 2015 - Present
Pircher, Nichols & Meeks August 2010 - January 2015
Winston & Strawn LLP September 2005 - August 2010
Skills
Legal Writing, Litigation, Intellectual Property, Legal Research, Commercial Litigation, Bankruptcy, Civil Litigation, Courts, Appeals, Class Actions, Corporate Law, Trials
Education
University of Wisconsin-Madison 2002 — 2005
Law, magna cum laude, Order of the Coif
Northwestern University 1995 — 1999
BSJ, Journalism
U.S. Securities and Exchange Commission June 2015 - Present
Pircher, Nichols & Meeks August 2010 - January 2015
Winston & Strawn LLP September 2005 - August 2010
Skills
Legal Writing, Litigation, Intellectual Property, Legal Research, Commercial Litigation, Bankruptcy, Civil Litigation, Courts, Appeals, Class Actions, Corporate Law, Trials
Education
University of Wisconsin-Madison 2002 — 2005
Law, magna cum laude, Order of the Coif
Northwestern University 1995 — 1999
BSJ, Journalism
Courtney Brown's US Securities and Exchange Commission Experience January 2010 - May 2012
Job Associate Attorney at Solutions Law Group LLC
Industry Law Practice
Experience
Solutions Law Group LLC May 2012 - Present
U.S. Securities and Exchange Commission January 2010 - May 2012
Nancy Dowling Attorney at Law April 2008 - July 2009
Children's Legal Services January 2008 - June 2008
Brent Coon & Associates May 2007 - August 2007
Baach Robinson and May 2004 - July 2006
Skills
Depositions, Trials, Courts, Legal Issues, Pleadings, Legal Research, Client Representation, Hearings, Estate Planning, Westlaw, Litigation, Lexis, Legal Writing
Education
Bar Admission: Massachusetts State 2009 — 2009
New England School of Law 2006 — 2009
Juris Doctor
New England School of Law 2005 — 2009
Doctor of Law (JD)
The George Washington University 2000 — 2004
Bacholor of Science, Political Science, History
The George Washington University 2000 — 2004
Dual Bachelor of Arts, Political Science & History
Solutions Law Group LLC May 2012 - Present
U.S. Securities and Exchange Commission January 2010 - May 2012
Nancy Dowling Attorney at Law April 2008 - July 2009
Children's Legal Services January 2008 - June 2008
Brent Coon & Associates May 2007 - August 2007
Baach Robinson and May 2004 - July 2006
Skills
Depositions, Trials, Courts, Legal Issues, Pleadings, Legal Research, Client Representation, Hearings, Estate Planning, Westlaw, Litigation, Lexis, Legal Writing
Education
Bar Admission: Massachusetts State 2009 — 2009
New England School of Law 2006 — 2009
Juris Doctor
New England School of Law 2005 — 2009
Doctor of Law (JD)
The George Washington University 2000 — 2004
Bacholor of Science, Political Science, History
The George Washington University 2000 — 2004
Dual Bachelor of Arts, Political Science & History
Andrew Bowden's US Securities and Exchange Commission Experience June 2013 - April 2015
Job Senior Vice President and General Counsel at Jackson National Life Insurance Company
Industry Financial Services
Experience
Jackson National Life Insurance Company May 2015 - Present
U.S. Securities and Exchange Commission June 2013 - April 2015
U.S. Securities and Exchange Commission September 2012 - June 2013
U.S. Securities and Exchange Commission November 2011 - September 2012
Legg Mason Capital Management May 2003 - October 2011
Legg Mason Capital Management May 2003 - October 2007
Legg Mason Capital Management May 2003 - April 2006
Legg Mason March 1994 - May 2003
Weinberg and Green 1987 - 1994
Skills
Corporate Governance, Securities Regulation, Mutual Funds, Asset Managment, Equities, Securities, Trading, FINRA, Bloomberg, Asset Management, Portfolio Management, Investments, Alternative Investments, Capital Markets, Series 7, Fixed Income, Hedge Funds, Investment Management
Education
University of Pennsylvania Law School 1984 — 1987
J.D., Law
Loyola College in Maryland 1983 — 1987
BA, English
Jackson National Life Insurance Company May 2015 - Present
U.S. Securities and Exchange Commission June 2013 - April 2015
U.S. Securities and Exchange Commission September 2012 - June 2013
U.S. Securities and Exchange Commission November 2011 - September 2012
Legg Mason Capital Management May 2003 - October 2011
Legg Mason Capital Management May 2003 - October 2007
Legg Mason Capital Management May 2003 - April 2006
Legg Mason March 1994 - May 2003
Weinberg and Green 1987 - 1994
Skills
Corporate Governance, Securities Regulation, Mutual Funds, Asset Managment, Equities, Securities, Trading, FINRA, Bloomberg, Asset Management, Portfolio Management, Investments, Alternative Investments, Capital Markets, Series 7, Fixed Income, Hedge Funds, Investment Management
Education
University of Pennsylvania Law School 1984 — 1987
J.D., Law
Loyola College in Maryland 1983 — 1987
BA, English
Velvet Regan's US Securities and Exchange Commission Experience December 2003 - March 2004
Job Vice President and Counsel at Eaton Vance
Industry Investment Management
Experience
Eaton Vance June 2008 - Present
Citi September 2006 - May 2008
Gilmartin, Magence, Camiel & Ross LLP February 2006 - September 2006
U.S. Securities and Exchange Commission December 2003 - March 2004
Education
Northeastern University School of Law 2002 — 2005
JD
University of Maine 1996 — 2000
BS, Business Administration/Finance
Eaton Vance June 2008 - Present
Citi September 2006 - May 2008
Gilmartin, Magence, Camiel & Ross LLP February 2006 - September 2006
U.S. Securities and Exchange Commission December 2003 - March 2004
Education
Northeastern University School of Law 2002 — 2005
JD
University of Maine 1996 — 2000
BS, Business Administration/Finance
Nik Kolodny's US Securities and Exchange Commission Experience November 2014 - Present
Job Enforcement Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission November 2014 - Present
Ballard Spahr Stillman & Friedman LLP (formerly Stillman & Friedman, P.C.) February 2007 - October 2014
Simpson Thacher & Bartlett LLP 2005 - 2007
Honorable Kimba M. Wood, U.S.D.J. 2004 - 2005
Time Inc. July 1999 - June 2001
Skills
Civil Litigation, Criminal Law, Corporate Governance, Legal Writing, Trial Practice, Mediation, Intellectual Property, Constitutional Law, Criminal Defense, Trials, Courts, Appeals, Commercial Litigation
Education
New York University School of Law 2001 — 2004
Juris Doctor (J.D.), Law, cum laude
Stanford University 1991 — 1995
B.A., Human Biology
U.S. Securities and Exchange Commission November 2014 - Present
Ballard Spahr Stillman & Friedman LLP (formerly Stillman & Friedman, P.C.) February 2007 - October 2014
Simpson Thacher & Bartlett LLP 2005 - 2007
Honorable Kimba M. Wood, U.S.D.J. 2004 - 2005
Time Inc. July 1999 - June 2001
Skills
Civil Litigation, Criminal Law, Corporate Governance, Legal Writing, Trial Practice, Mediation, Intellectual Property, Constitutional Law, Criminal Defense, Trials, Courts, Appeals, Commercial Litigation
Education
New York University School of Law 2001 — 2004
Juris Doctor (J.D.), Law, cum laude
Stanford University 1991 — 1995
B.A., Human Biology
Jeff Rosenblum's US Securities and Exchange Commission Experience November 2014 - Present
Job Deputy General Counsel at Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission November 2014 - Present
George Mason University August 2005 - Present
U.S. Department of Justice, Executive Office for Immigration Review December 2012 - November 2014
U.S. Department of Justice May 2010 - December 2012
U.S. Department of Justice January 2006 - May 2010
U.S. Department of Labor 2002 - 2006
Arent Fox 2001 - 2002
McDermott Will & Emery 1999 - 2001
Skills
Legal Writing, Legal Research, Litigation, Courts, Mediation, Administrative Law, Westlaw, Corporate Governance
Education
Loyola University Chicago School of Law 1996 — 1999
Law
University of Maryland College Park 1990 — 1994
Highland park high school
U.S. Securities and Exchange Commission November 2014 - Present
George Mason University August 2005 - Present
U.S. Department of Justice, Executive Office for Immigration Review December 2012 - November 2014
U.S. Department of Justice May 2010 - December 2012
U.S. Department of Justice January 2006 - May 2010
U.S. Department of Labor 2002 - 2006
Arent Fox 2001 - 2002
McDermott Will & Emery 1999 - 2001
Skills
Legal Writing, Legal Research, Litigation, Courts, Mediation, Administrative Law, Westlaw, Corporate Governance
Education
Loyola University Chicago School of Law 1996 — 1999
Law
University of Maryland College Park 1990 — 1994
Highland park high school
Michael Tomars's US Securities and Exchange Commission Experience April 2011 - Present
Job Branch Chief at U.S. Securities and Exchange Commission
Industry Government Administration
Experience
U.S. Securities and Exchange Commission April 2011 - Present
U.S. Securities and Exchange Commission March 2005 - April 2011
Pacific Exchange, Inc. April 1989 - March 2005
Skills
Securities, Derivatives, Financial Analysis, Fixed Income, Options, Asset Managment, Investments, Marketing, Mutual Funds, Trading, Portfolio Management, Trading Systems, Capital Markets, Securities Regulation, Risk Management, Hedge Funds, Equities, Asset Management, Financial Modeling, Bloomberg, Finance, Commodity, Alternative Investments, Financial Markets, Series 7, Due Diligence
Education
Menlo College 1983 — 1987
B.S. Business Administration (Magna Cum Laude), Finance
Saint Francis 1979 — 1983
U.S. Securities and Exchange Commission April 2011 - Present
U.S. Securities and Exchange Commission March 2005 - April 2011
Pacific Exchange, Inc. April 1989 - March 2005
Skills
Securities, Derivatives, Financial Analysis, Fixed Income, Options, Asset Managment, Investments, Marketing, Mutual Funds, Trading, Portfolio Management, Trading Systems, Capital Markets, Securities Regulation, Risk Management, Hedge Funds, Equities, Asset Management, Financial Modeling, Bloomberg, Finance, Commodity, Alternative Investments, Financial Markets, Series 7, Due Diligence
Education
Menlo College 1983 — 1987
B.S. Business Administration (Magna Cum Laude), Finance
Saint Francis 1979 — 1983
Elissa Spencer's US Securities and Exchange Commission Experience June 2014 - September 2015
Job Litigation Attorney Office of the General Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission June 2014 - September 2015
Arnold & Porter September 2008 - June 2014
United States District Court, Eastern District of Virginia August 2007 - August 2008
Skills
Legal Research, Legal Writing, Commercial Litigation
Education
The George Washington University Law School 2004 — 2007
Doctor of Law (J.D.)
Michigan State University 1999 — 2003
Bachelor of Arts (B.A.), Political Theory and Constitutional Democracy
U.S. Securities and Exchange Commission June 2014 - September 2015
Arnold & Porter September 2008 - June 2014
United States District Court, Eastern District of Virginia August 2007 - August 2008
Skills
Legal Research, Legal Writing, Commercial Litigation
Education
The George Washington University Law School 2004 — 2007
Doctor of Law (J.D.)
Michigan State University 1999 — 2003
Bachelor of Arts (B.A.), Political Theory and Constitutional Democracy
Barbara Manning's US Securities and Exchange Commission Experience 1979 - 1988
Job General Counsel & Chief Compliance Officer at ClearBridge Investments
Industry Investment Management
Experience
ClearBridge Investments February 2005 - Present
U.S. Securities and Exchange Commission 1979 - 1988
Skills
Series 24, Securities, Securities Regulation, Series 7, Hedge Funds, Equities, Mutual Funds, FINRA, Investment Management, Asset Management, Alternative Investments, Wealth Management, Investment Advisory, Financial Services, Investments, Separately Managed..., Fixed Income
Education
Maurice A. Deane School of Law at Hofstra University 1976 — 1979
ClearBridge Investments February 2005 - Present
U.S. Securities and Exchange Commission 1979 - 1988
Skills
Series 24, Securities, Securities Regulation, Series 7, Hedge Funds, Equities, Mutual Funds, FINRA, Investment Management, Asset Management, Alternative Investments, Wealth Management, Investment Advisory, Financial Services, Investments, Separately Managed..., Fixed Income
Education
Maurice A. Deane School of Law at Hofstra University 1976 — 1979
Friese, Bob's US Securities and Exchange Commission Experience 1971 - 1975
Job Founding Partner at Shartsis Friese LLP
Industry Law Practice
Experience
shartsis friese LLP June 1975 - Present
Shartsis Friese LLP June 1975 - Present
Shartsis Friese LLP June 1975 - Present
U.S. Securities & Exchange Commission June 1971 - June 1975
U.S. Securities and Exchange Commission 1971 - 1975
Skills
Securities Litigation, Securities Regulation, Arbitration, Litigation, Class Actions, White Collar Criminal..., Commercial Litigation, Business Litigation, Trade Secrets, Mediation, Appeals, Product Liability, Trial Practice, Trials, Torts, Civil Litigation, Dispute, Breach Of Contract, Alternative Dispute..., Competition Law, Construction Law, Dispute Resolution
Education
Northwestern University 1967 — 1970
Doctor of Law (JD)
Stanford University 1960 — 1964
Bachelor of Arts (B.A.)
Stanford University A.B. 1960 — 1964
Bachelor of Arts (B.A.)
shartsis friese LLP June 1975 - Present
Shartsis Friese LLP June 1975 - Present
Shartsis Friese LLP June 1975 - Present
U.S. Securities & Exchange Commission June 1971 - June 1975
U.S. Securities and Exchange Commission 1971 - 1975
Skills
Securities Litigation, Securities Regulation, Arbitration, Litigation, Class Actions, White Collar Criminal..., Commercial Litigation, Business Litigation, Trade Secrets, Mediation, Appeals, Product Liability, Trial Practice, Trials, Torts, Civil Litigation, Dispute, Breach Of Contract, Alternative Dispute..., Competition Law, Construction Law, Dispute Resolution
Education
Northwestern University 1967 — 1970
Doctor of Law (JD)
Stanford University 1960 — 1964
Bachelor of Arts (B.A.)
Stanford University A.B. 1960 — 1964
Bachelor of Arts (B.A.)
Andrew Hart, PMP's US Securities and Exchange Commission Experience August 2015 - Present
Job IT Project Manager
Industry Management Consulting
Experience
U.S. Securities and Exchange Commission August 2015 - Present
DMI (Digital Management, Inc.) January 2014 - July 2015
Ace Info Solutions, Inc. July 2013 - January 2014
Dynamics Research September 2008 - July 2013
BearingPoint May 2005 - September 2008
Designed Learning, LLC 2003 - 2005
Skills
Management Consulting, Business Process..., PMP, Program Management, Business Process..., Change Management, Project Management, Process Improvement, Business Analysis, IT Strategy, Business Process Design, Strategic Planning, Management, Project Planning, SharePoint, Government, Training
Education
Miami University 1999 — 2003
Bachelor of Arts, Speech Communcations/Public Relations
U.S. Securities and Exchange Commission August 2015 - Present
DMI (Digital Management, Inc.) January 2014 - July 2015
Ace Info Solutions, Inc. July 2013 - January 2014
Dynamics Research September 2008 - July 2013
BearingPoint May 2005 - September 2008
Designed Learning, LLC 2003 - 2005
Skills
Management Consulting, Business Process..., PMP, Program Management, Business Process..., Change Management, Project Management, Process Improvement, Business Analysis, IT Strategy, Business Process Design, Strategic Planning, Management, Project Planning, SharePoint, Government, Training
Education
Miami University 1999 — 2003
Bachelor of Arts, Speech Communcations/Public Relations
Carolyn Hiller's US Securities and Exchange Commission Experience August 2000 - October 2005
Job Citi
Industry Financial Services
Experience
Citi August 2014 - Present
AIG May 2013 - June 2014
AIG February 2012 - May 2013
AIG February 2007 - February 2012
Dechert LLP November 2005 - February 2007
U.S. Securities and Exchange Commission August 2000 - October 2005
Skills
Corporate Governance, Litigation, Commercial Litigation, Securities Regulation, FCPA, Internal Investigations, Securities, Litigation Management, Due Diligence, Risk Management
Education
New York Law School 1997 — 2000
Juris Doctor (JD)
University of Maryland College Park 1993 — 1997
Bachelor of Arts (B.A.), Government and Politics
Citi August 2014 - Present
AIG May 2013 - June 2014
AIG February 2012 - May 2013
AIG February 2007 - February 2012
Dechert LLP November 2005 - February 2007
U.S. Securities and Exchange Commission August 2000 - October 2005
Skills
Corporate Governance, Litigation, Commercial Litigation, Securities Regulation, FCPA, Internal Investigations, Securities, Litigation Management, Due Diligence, Risk Management
Education
New York Law School 1997 — 2000
Juris Doctor (JD)
University of Maryland College Park 1993 — 1997
Bachelor of Arts (B.A.), Government and Politics
George Alemthott's US Securities and Exchange Commission Experience July 2013 - Present
Job Quantitative Analyst at U.S. Securities and Exchange Commission
Industry Pharmaceuticals
Experience
U.S. Securities and Exchange Commission July 2013 - Present
USDA-FSIS September 2009 - July 2013
BMS April 2005 - September 2009
PPD June 2004 - December 2004
Abbott June 2002 - December 2003
InterPharm December 2000 - October 2002
Skills
SAS, SAS Programming, SDLC, Analysis, Pharmaceutical Industry, Business Analysis, Requirements Analysis, Biostatistics, Statistical Modeling, Data Management, Clinical Trials, Integration, Validation, Clinical Research, Statistics, Project Management, Databases, Financial Modeling, Oncology, Clinical Development, CRO, EDC, Biotechnology, GCP, Financial Reporting, Financial Analysis, Financial Accounting, Corporate Finance, Python, Relational Databases, Data Science, SQL
Education
Rensselaer Polytechnic Institute - The Lally School of Management and Technology 2006 — 2008
Master's Degree
Mahatma Gandhi University 1996 — 2000
B-Tech, Computer Science & Engineering
Christ Nagar ,Trivandrum 1986 — 1993
High School
U.S. Securities and Exchange Commission July 2013 - Present
USDA-FSIS September 2009 - July 2013
BMS April 2005 - September 2009
PPD June 2004 - December 2004
Abbott June 2002 - December 2003
InterPharm December 2000 - October 2002
Skills
SAS, SAS Programming, SDLC, Analysis, Pharmaceutical Industry, Business Analysis, Requirements Analysis, Biostatistics, Statistical Modeling, Data Management, Clinical Trials, Integration, Validation, Clinical Research, Statistics, Project Management, Databases, Financial Modeling, Oncology, Clinical Development, CRO, EDC, Biotechnology, GCP, Financial Reporting, Financial Analysis, Financial Accounting, Corporate Finance, Python, Relational Databases, Data Science, SQL
Education
Rensselaer Polytechnic Institute - The Lally School of Management and Technology 2006 — 2008
Master's Degree
Mahatma Gandhi University 1996 — 2000
B-Tech, Computer Science & Engineering
Christ Nagar ,Trivandrum 1986 — 1993
High School
Patrick Sisk's US Securities and Exchange Commission Experience July 2014 - Present
Job Contract Specialist at U.S. Securities and Exchange Commission
Industry Government Administration
Experience
U.S. Securities and Exchange Commission July 2014 - Present
Office of Naval Research January 2010 - July 2014
Sport & Health June 2010 - April 2011
T. Rowe Price July 2008 - April 2009
Loyola College in Maryland September 2005 - May 2008
TIER Environmental Services June 2007 - August 2007
Ferris, Baker Watts, Inc. September 2006 - December 2006
Skills
Contract Negotiation, Contract Management, Financial Analysis, Accounting, Conflict Resolution, Federal Regulations, Performance Management, Cost Analysis, Program Management, Financial Management, Contract Writing, Competitive Analysis, Selection, Recruitment/Retention, Training & Development, Team Building, Program Coordination, Microsoft Office, Project Planning, Strategic Planning, Government Liaison, Dispute Resolution, Organizational..., Maintaining Business..., Security Clearance, Managerial Finance, Research, Government Procurement, Government, Leadership, Public Speaking, FAR, Nonprofits, Government Contracting, Budgets, Management, Software Documentation, Human Resources, DoD, Policy, Recruiting, Time Management, Military, Acquisitions, DAWIA
Education
The Government Affairs Institute at Georgetown University 2012 — 2014
Graduate Certificate, Legislative Studies
Marymount University 2010 — 2013
Master of Business Administration (MBA)/Master of Arts in HR Management, 3.9
Loyola College in Maryland 2004 — 2008
B.B.A., Management, Spanish, 3.7
Universidad de Alcalá 2007 — 2007
Spanish, Business, 4.0
Coatesville Area High School 2000 — 2004
High School Diploma
OPM
OPM
U.S. Securities and Exchange Commission July 2014 - Present
Office of Naval Research January 2010 - July 2014
Sport & Health June 2010 - April 2011
T. Rowe Price July 2008 - April 2009
Loyola College in Maryland September 2005 - May 2008
TIER Environmental Services June 2007 - August 2007
Ferris, Baker Watts, Inc. September 2006 - December 2006
Skills
Contract Negotiation, Contract Management, Financial Analysis, Accounting, Conflict Resolution, Federal Regulations, Performance Management, Cost Analysis, Program Management, Financial Management, Contract Writing, Competitive Analysis, Selection, Recruitment/Retention, Training & Development, Team Building, Program Coordination, Microsoft Office, Project Planning, Strategic Planning, Government Liaison, Dispute Resolution, Organizational..., Maintaining Business..., Security Clearance, Managerial Finance, Research, Government Procurement, Government, Leadership, Public Speaking, FAR, Nonprofits, Government Contracting, Budgets, Management, Software Documentation, Human Resources, DoD, Policy, Recruiting, Time Management, Military, Acquisitions, DAWIA
Education
The Government Affairs Institute at Georgetown University 2012 — 2014
Graduate Certificate, Legislative Studies
Marymount University 2010 — 2013
Master of Business Administration (MBA)/Master of Arts in HR Management, 3.9
Loyola College in Maryland 2004 — 2008
B.B.A., Management, Spanish, 3.7
Universidad de Alcalá 2007 — 2007
Spanish, Business, 4.0
Coatesville Area High School 2000 — 2004
High School Diploma
OPM
OPM
Luna Bloom's US Securities and Exchange Commission Experience June 2015 - Present
Job Special Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission June 2015 - Present
US Securities and Exchange Commission January 2013 - June 2015
Shearman & Sterling LLP January 2011 - January 2013
Fishman & Mallon, LLP February 2010 - August 2010
Shearman & Sterling LLP May 2008 - August 2008
Cammisa Markel PLLC Immigration Law Firm February 2007 - January 2008
Skills
Legal Research, Legal Writing, Corporate Law, Securities Regulation, Corporate Governance, Intellectual Property, International Law, Cross-border..., Westlaw
Education
New York Law School 2006 — 2009
JD, Law, Summa Cum Laude
University of California, Irvine 2002 — 2004
BA, English, Cum Laude
U.S. Securities and Exchange Commission June 2015 - Present
US Securities and Exchange Commission January 2013 - June 2015
Shearman & Sterling LLP January 2011 - January 2013
Fishman & Mallon, LLP February 2010 - August 2010
Shearman & Sterling LLP May 2008 - August 2008
Cammisa Markel PLLC Immigration Law Firm February 2007 - January 2008
Skills
Legal Research, Legal Writing, Corporate Law, Securities Regulation, Corporate Governance, Intellectual Property, International Law, Cross-border..., Westlaw
Education
New York Law School 2006 — 2009
JD, Law, Summa Cum Laude
University of California, Irvine 2002 — 2004
BA, English, Cum Laude
Sylvia Ranspach's US Securities and Exchange Commission Experience March 2015 - July 2015
Job Librarian and Researcher
Industry Legal Services
Experience
U.S. Securities and Exchange Commission March 2015 - July 2015
U.S. Department of Energy December 2014 - February 2015
Special Counsel October 2014 - December 2014
US Securities and Exchange Commission July 2012 - August 2014
USPTO May 2012 - July 2012
Library of Congress October 2010 - July 2012
Association of College and Research Libraries June 2010 - May 2012
Wayne State University April 2009 - May 2010
Wayne State University February 2009 - May 2010
General Motors October 2007 - November 2008
Skills
Cataloging, MARC, Libraries, Technical Services, Website Development, Library, Reference Services, Collection Development, Information Literacy, Library Instruction, Interlibrary Loan, Databases, Information Management, Legal Research, Metadata, Digital Libraries, Strategic Planning, Indexing, Information Retrieval, Automotive, Graphic Design, Research, Academic Libraries, Circulation, Archives, Library Reference, Editing, Special Collections, Records Management, Librarians, Library Research, Library Science, History, Electronic Resources, MARC21, AACR2, Taxonomy
Education
Wayne State University 2008 — 2010
Master of Science (M.S.), Library and Information Science
Michigan State University 2003 — 2007
Bachelor of Arts (B.A.), Journalism
U.S. Securities and Exchange Commission March 2015 - July 2015
U.S. Department of Energy December 2014 - February 2015
Special Counsel October 2014 - December 2014
US Securities and Exchange Commission July 2012 - August 2014
USPTO May 2012 - July 2012
Library of Congress October 2010 - July 2012
Association of College and Research Libraries June 2010 - May 2012
Wayne State University April 2009 - May 2010
Wayne State University February 2009 - May 2010
General Motors October 2007 - November 2008
Skills
Cataloging, MARC, Libraries, Technical Services, Website Development, Library, Reference Services, Collection Development, Information Literacy, Library Instruction, Interlibrary Loan, Databases, Information Management, Legal Research, Metadata, Digital Libraries, Strategic Planning, Indexing, Information Retrieval, Automotive, Graphic Design, Research, Academic Libraries, Circulation, Archives, Library Reference, Editing, Special Collections, Records Management, Librarians, Library Research, Library Science, History, Electronic Resources, MARC21, AACR2, Taxonomy
Education
Wayne State University 2008 — 2010
Master of Science (M.S.), Library and Information Science
Michigan State University 2003 — 2007
Bachelor of Arts (B.A.), Journalism
Bonita Turner's US Securities and Exchange Commission Experience October 2014 - Present
Job Chief Executive Officer at Topline Incorporated
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission October 2014 - Present
Topline Incorporated January 2013 - Present
Metropolitian Washington Airports Authority March 2009 - Present
Metropolitan Washington Airports Authority 2009 - Present
Topline Technology and Business Solutions January 1998 - Present
Topline Inc 1990 - Present
District of Columbia - Department of Human Services February 2006 - November 2008
United States Department of Human Services March 2002 - November 2004
Skills
Oracle Applications, Oracle, Oracle General Ledger, Procure-to-Pay, General Ledger, Oracle E-Business Suite, OBIEE, Oracle Discoverer, Oracle HR, Business Intelligence, Requirements Analysis, Business Process..., Business Analysis, Accounting, Process Improvement, Business Process, ERP, Software Project..., Program Management, Consulting, Integration, Project Management
Education
Virginia Commonwealth University - School of Business 1999 — 2001
MBA, Business
Virginia Union University 1997 — 2000
MDIV, Theology
Longwood University 1984 — 1988
BS, Accounting
U.S. Securities and Exchange Commission October 2014 - Present
Topline Incorporated January 2013 - Present
Metropolitian Washington Airports Authority March 2009 - Present
Metropolitan Washington Airports Authority 2009 - Present
Topline Technology and Business Solutions January 1998 - Present
Topline Inc 1990 - Present
District of Columbia - Department of Human Services February 2006 - November 2008
United States Department of Human Services March 2002 - November 2004
Skills
Oracle Applications, Oracle, Oracle General Ledger, Procure-to-Pay, General Ledger, Oracle E-Business Suite, OBIEE, Oracle Discoverer, Oracle HR, Business Intelligence, Requirements Analysis, Business Process..., Business Analysis, Accounting, Process Improvement, Business Process, ERP, Software Project..., Program Management, Consulting, Integration, Project Management
Education
Virginia Commonwealth University - School of Business 1999 — 2001
MBA, Business
Virginia Union University 1997 — 2000
MDIV, Theology
Longwood University 1984 — 1988
BS, Accounting
Drew Wooliever's US Securities and Exchange Commission Experience October 2014 - Present
Job Physical Security
Industry Security and Investigations
Experience
U.S. Securities and Exchange Commission October 2014 - Present
Fortune 50 Government Contractor October 2013 - November 2014
General Dynamics July 2009 - October 2013
MVM, Inc. July 2004 - July 2009
Resource Management Concepts, Inc June 2003 - September 2004
United States Marine Corps November 1990 - June 2003
Skills
Counterterrorism, Intelligence, National Security, Force Protection, Intelligence Analysis, Homeland Security, Security Clearance, Military, DoD, Security Operations, Counterintelligence, Physical Security, Weapons, Top Secret, Special Operations, Government, Military Operations, Vulnerability Assessment, Enforcement, Navy, Tactics, Intelligence Community, Reconnaissance, Army, Command, Private Investigations, Government Contracting, Operational Planning, Risk Assessment, Security, Surveillance, Training, Military Experience, Defense, Afghanistan, Air Force, Information Assurance, Program Management, Firearms, Emergency Management
Education
Penn State University 2010 — 2012
Bachelor's degree, Organizational Leadership
Northern Virginia Community College 1999 — 2001
AA, History
U.S. Securities and Exchange Commission October 2014 - Present
Fortune 50 Government Contractor October 2013 - November 2014
General Dynamics July 2009 - October 2013
MVM, Inc. July 2004 - July 2009
Resource Management Concepts, Inc June 2003 - September 2004
United States Marine Corps November 1990 - June 2003
Skills
Counterterrorism, Intelligence, National Security, Force Protection, Intelligence Analysis, Homeland Security, Security Clearance, Military, DoD, Security Operations, Counterintelligence, Physical Security, Weapons, Top Secret, Special Operations, Government, Military Operations, Vulnerability Assessment, Enforcement, Navy, Tactics, Intelligence Community, Reconnaissance, Army, Command, Private Investigations, Government Contracting, Operational Planning, Risk Assessment, Security, Surveillance, Training, Military Experience, Defense, Afghanistan, Air Force, Information Assurance, Program Management, Firearms, Emergency Management
Education
Penn State University 2010 — 2012
Bachelor's degree, Organizational Leadership
Northern Virginia Community College 1999 — 2001
AA, History
John Spidi's US Securities and Exchange Commission Experience 1982 - 1985
Job Partner at Jones Walker LLP
Industry Law Practice
Experience
Jones Walker LLP January 2015 - Present
Spidi & Fisch, PC September 1991 - January 2015
Brownstein, Zeidman and Schomer 1989 - 1991
Silver, Freedman, Taff & Tiernan LLP 1985 - 1989
U.S. Securities and Exchange Commission 1982 - 1985
Skills
Financial Analysis, Mergers & Acquisitions, Securities Regulation, Litigation, Corporate Governance, Risk Management, Commercial Litigation, Corporate Law, Intellectual Property, Due Diligence, Strategic Planning, Legal Research, Banking, Civil Litigation, Capital Markets
Education
New England School of Law
Doctor of Law (J.D.), cum laude
Northeastern University
Bachelor of Arts (B.A.), with Honors, Political Science
Jones Walker LLP January 2015 - Present
Spidi & Fisch, PC September 1991 - January 2015
Brownstein, Zeidman and Schomer 1989 - 1991
Silver, Freedman, Taff & Tiernan LLP 1985 - 1989
U.S. Securities and Exchange Commission 1982 - 1985
Skills
Financial Analysis, Mergers & Acquisitions, Securities Regulation, Litigation, Corporate Governance, Risk Management, Commercial Litigation, Corporate Law, Intellectual Property, Due Diligence, Strategic Planning, Legal Research, Banking, Civil Litigation, Capital Markets
Education
New England School of Law
Doctor of Law (J.D.), cum laude
Northeastern University
Bachelor of Arts (B.A.), with Honors, Political Science
Nicholas Eichenseer's US Securities and Exchange Commission Experience 2012 - Present
Job Senior Attorney, Division of Enforcement at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission 2012 - Present
Skadden, Arps, Slate, Meagher & Flom LLP 2007 - 2012
U.S. Court of Appeals for the Seventh Circuit 2006 - 2007
Education
University of Wisconsin Law School 2003 — 2006
J.D., magna cum laude, Order of the Coif
Northwestern University 1996 — 2000
B.A., departmental honors, History
U.S. Securities and Exchange Commission 2012 - Present
Skadden, Arps, Slate, Meagher & Flom LLP 2007 - 2012
U.S. Court of Appeals for the Seventh Circuit 2006 - 2007
Education
University of Wisconsin Law School 2003 — 2006
J.D., magna cum laude, Order of the Coif
Northwestern University 1996 — 2000
B.A., departmental honors, History
Aimée Primeaux's US Securities and Exchange Commission Experience June 2014 - Present
Job Assistant Director of Operations, Business Management Office, OSO
Industry Government Administration
Experience
U.S. Securities and Exchange Commission June 2014 - Present
U.S. Securities & Exchange Commission May 2012 - Present
National Archives II College Park MD January 2011 - June 2012
Preservation Consultant May 2008 - January 2011
Northeast Document Conservation Center May 2005 - May 2008
Massachusetts Historical Society January 2003 - June 2005
Education
Simmons College 2002 — 2006
M.A., American History
Simmons College 2002 — 2004
M.S., Library and Information Science, concentration in Archives
Millsaps College 1994 — 1998
B.A., English Literature
U.S. Securities and Exchange Commission June 2014 - Present
U.S. Securities & Exchange Commission May 2012 - Present
National Archives II College Park MD January 2011 - June 2012
Preservation Consultant May 2008 - January 2011
Northeast Document Conservation Center May 2005 - May 2008
Massachusetts Historical Society January 2003 - June 2005
Education
Simmons College 2002 — 2006
M.A., American History
Simmons College 2002 — 2004
M.S., Library and Information Science, concentration in Archives
Millsaps College 1994 — 1998
B.A., English Literature
Markella Mihalios's US Securities and Exchange Commission Experience 1996 - 1999
Job Group Compliance Manager, Wealth Compliance at TD Bank, N.A.
Industry Financial Services
Experience
TD April 2013 - Present
Deutsche Bank February 2011 - April 2013
Deutsche Bank February 2002 - January 2011
Deutsche Bank October 1999 - February 2002
U.S. Securities and Exchange Commission 1996 - 1999
The Dreyfus Corporation 1995 - 1996
Skills
Hedge Funds, Equities, Securities, Fixed Income, Capital Markets, FINRA, Asset Managment, Derivatives, Alternative Investments, Bloomberg, Private Banking, Investment Management, Wealth Management, Banking, Securities Regulation, Series 7, Structured Products, Asset Management, Options, Financial Markets, Mutual Funds, Investment Advisory, Asset Allocation, Portfolio Management, ERISA, Due Diligence, Investment Advisers Act, Private Equity, Financial Services, Operational Risk, Series 63
Education
Moravian College 1990 — 1994
BA, Accounting
TD April 2013 - Present
Deutsche Bank February 2011 - April 2013
Deutsche Bank February 2002 - January 2011
Deutsche Bank October 1999 - February 2002
U.S. Securities and Exchange Commission 1996 - 1999
The Dreyfus Corporation 1995 - 1996
Skills
Hedge Funds, Equities, Securities, Fixed Income, Capital Markets, FINRA, Asset Managment, Derivatives, Alternative Investments, Bloomberg, Private Banking, Investment Management, Wealth Management, Banking, Securities Regulation, Series 7, Structured Products, Asset Management, Options, Financial Markets, Mutual Funds, Investment Advisory, Asset Allocation, Portfolio Management, ERISA, Due Diligence, Investment Advisers Act, Private Equity, Financial Services, Operational Risk, Series 63
Education
Moravian College 1990 — 1994
BA, Accounting
Cristina Vasile's US Securities and Exchange Commission Experience May 2014 - August 2014
Job J.D. Candidate, New York University School of Law
Industry Law Practice
Experience
New York University, Office of the General Counsel September 2015 - Present
New York University Program on Corporate Compliance & Enforcement September 2014 - Present
Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates May 2015 - August 2015
Professor Jennifer Arlen May 2014 - September 2014
U.S. Securities and Exchange Commission May 2014 - August 2014
MSA Investigations November 2011 - May 2013
Mercy College September 2011 - January 2012
Demos June 2008 - October 2010
Skills
Policy Analysis, International...
Education
New York University School of Law
New York University 2008 — 2009
M.A., Politics, Concentration in International Relations
New York University 2006 — 2008
B.A., Politics, Concentration in American Government & Politics
Port Chester High School
New York University, Office of the General Counsel September 2015 - Present
New York University Program on Corporate Compliance & Enforcement September 2014 - Present
Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates May 2015 - August 2015
Professor Jennifer Arlen May 2014 - September 2014
U.S. Securities and Exchange Commission May 2014 - August 2014
MSA Investigations November 2011 - May 2013
Mercy College September 2011 - January 2012
Demos June 2008 - October 2010
Skills
Policy Analysis, International...
Education
New York University School of Law
New York University 2008 — 2009
M.A., Politics, Concentration in International Relations
New York University 2006 — 2008
B.A., Politics, Concentration in American Government & Politics
Port Chester High School
Nick Chapekis's US Securities and Exchange Commission Experience July 1989 - July 1995
Job Senior Company Counsel at Wells Fargo & Co
Industry Law Practice
Experience
Wells Fargo & Co May 2009 - Present
Wachovia Securities, LLC May 2008 - May 2009
A.G. Edwards & Sons, Inc. October 1997 - May 2008
US Securities and Exchange Commission July 1989 - July 1995
U.S. Securities and Exchange Commission 1989 - 1995
Skills
Securities Regulation..., Equity and Fixed Income..., SEC, FINRA and State..., Securities Regulation, Securities, FINRA, Corporate Governance, Capital Markets, Hedge Funds, Due Diligence, Equities, Series 7, Alternative Investments
Education
University of Detroit Mercy School of Law 1980 — 1983
JD, Securities Regulation
Michigan State University - The Eli Broad College of Business 1976 — 1980
Bachelor's Degree
Wells Fargo & Co May 2009 - Present
Wachovia Securities, LLC May 2008 - May 2009
A.G. Edwards & Sons, Inc. October 1997 - May 2008
US Securities and Exchange Commission July 1989 - July 1995
U.S. Securities and Exchange Commission 1989 - 1995
Skills
Securities Regulation..., Equity and Fixed Income..., SEC, FINRA and State..., Securities Regulation, Securities, FINRA, Corporate Governance, Capital Markets, Hedge Funds, Due Diligence, Equities, Series 7, Alternative Investments
Education
University of Detroit Mercy School of Law 1980 — 1983
JD, Securities Regulation
Michigan State University - The Eli Broad College of Business 1976 — 1980
Bachelor's Degree
Sarah Buescher's US Securities and Exchange Commission Experience November 2009 - Present
Job Attorney
Industry Investment Management
Experience
U.S. Securities and Exchange Commission November 2009 - Present
Vanguard April 2007 - October 2009
Vanguard May 1999 - April 2007
US Securities and Exchange Commission September 1994 - May 1999
Education
University of Notre Dame Law School 1991 — 1994
J.D., Law
Northwestern University 1985 — 1989
B.S., Communications/Economics
U.S. Securities and Exchange Commission November 2009 - Present
Vanguard April 2007 - October 2009
Vanguard May 1999 - April 2007
US Securities and Exchange Commission September 1994 - May 1999
Education
University of Notre Dame Law School 1991 — 1994
J.D., Law
Northwestern University 1985 — 1989
B.S., Communications/Economics
Isaac Kuznits, CFA, FRM's US Securities and Exchange Commission Experience June 2014 - Present
Job Financal Analyst at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission June 2014 - Present
Commodity Futures Trading Commission November 2010 - June 2014
Arin Risk Advisors 2009 - November 2010
Credit Suisse 2007 - 2009
Evergreen Investments September 2004 - August 2006
Evergreen Investments 2003 - 2004
Group One Trading, LP 2001 - 2002
Skills
Derivatives, Equities, Bloomberg, Capital Markets, Fixed Income, Options, Hedge Funds, Asset Managment, Equity Research, Financial Modeling, Trading, Valuation, Equity Derivatives, Portfolio Management, Asset Allocation, Hedging
Education
London Business School 2006 — 2007
Masters, Finance
Tufts University 1997 — 2001
B.A., Quantitative Economics
U.S. Securities and Exchange Commission June 2014 - Present
Commodity Futures Trading Commission November 2010 - June 2014
Arin Risk Advisors 2009 - November 2010
Credit Suisse 2007 - 2009
Evergreen Investments September 2004 - August 2006
Evergreen Investments 2003 - 2004
Group One Trading, LP 2001 - 2002
Skills
Derivatives, Equities, Bloomberg, Capital Markets, Fixed Income, Options, Hedge Funds, Asset Managment, Equity Research, Financial Modeling, Trading, Valuation, Equity Derivatives, Portfolio Management, Asset Allocation, Hedging
Education
London Business School 2006 — 2007
Masters, Finance
Tufts University 1997 — 2001
B.A., Quantitative Economics
Douglas Glazer's US Securities and Exchange Commission Experience June 2003 - August 2003
Job Associate at Curtis, MalletPrevost, Colt & Mosle LLP
Industry Law Practice
Experience
Curtis, Mallet-Prevost, Colt & Mosle LLP September 2005 - Present
U.S. Securities and Exchange Commission June 2003 - August 2003
Susquehanna International Group, LLP (SIG) April 2001 - May 2002
Skills
Corporate Law, Securities Regulation, Cross-border..., Legal Research, Due Diligence, Mergers, Corporate Governance, Legal Writing
Education
St. John's University School of Law 2002 — 2005
Doctor of Law (JD), Law
Massachusetts Institute of Technology 1996 — 2000
Bachelor of Science (B.S.), Management Science
Curtis, Mallet-Prevost, Colt & Mosle LLP September 2005 - Present
U.S. Securities and Exchange Commission June 2003 - August 2003
Susquehanna International Group, LLP (SIG) April 2001 - May 2002
Skills
Corporate Law, Securities Regulation, Cross-border..., Legal Research, Due Diligence, Mergers, Corporate Governance, Legal Writing
Education
St. John's University School of Law 2002 — 2005
Doctor of Law (JD), Law
Massachusetts Institute of Technology 1996 — 2000
Bachelor of Science (B.S.), Management Science
Casie Arentsen's US Securities and Exchange Commission Experience November 2013 - Present
Job Equal Employment Opportunity Specialist at U.S. Securities and Exchange Commission
Industry Human Resources
Experience
U.S. Securities and Exchange Commission November 2013 - Present
DISA January 2011 - November 2013
DISA June 2009 - January 2011
DISA June 2008 - June 2009
Skills
Detail Oriented, Collaborative..., Team Building, Relationship Building, EEO Compliance, EEO Reporting, Experienced Change Agent, Team Leadership, Creative Problem Solver, Youth Mentoring, Analytical Skills, Impactful Communicator, Intellectually Curious, Exceptional organization, Program Management, Public Speaking, Leadership, Human Resources, Strategic Planning, Customer Service, Training, Microsoft Office, Management
Education
Washington University in St. Louis 2009 — 2011
Master's Degree, Human Resources Management, 3.91/4.0
McKendree University 2005 — 2009
BA, Organizational Communication/Business, 4.0/4.0
U.S. Securities and Exchange Commission November 2013 - Present
DISA January 2011 - November 2013
DISA June 2009 - January 2011
DISA June 2008 - June 2009
Skills
Detail Oriented, Collaborative..., Team Building, Relationship Building, EEO Compliance, EEO Reporting, Experienced Change Agent, Team Leadership, Creative Problem Solver, Youth Mentoring, Analytical Skills, Impactful Communicator, Intellectually Curious, Exceptional organization, Program Management, Public Speaking, Leadership, Human Resources, Strategic Planning, Customer Service, Training, Microsoft Office, Management
Education
Washington University in St. Louis 2009 — 2011
Master's Degree, Human Resources Management, 3.91/4.0
McKendree University 2005 — 2009
BA, Organizational Communication/Business, 4.0/4.0
Seth R. Levine's US Securities and Exchange Commission Experience September 2014 - December 2014
Job JD/MBA Graduate Washington University in St. Louis
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2014 - December 2014
Financial Industry Regulatory Authority May 2014 - July 2014
RXR Realty May 2009 - May 2012
Education
Washington University in St. Louis School of Law 2012 — 2015
Doctor of Law (J.D.), Law
Long Island University
Master of Business Administration (M.B.A.), Business Administration and Management, General
Yeshiva University
Bachelor’s Degree, General Business & History
U.S. Securities and Exchange Commission September 2014 - December 2014
Financial Industry Regulatory Authority May 2014 - July 2014
RXR Realty May 2009 - May 2012
Education
Washington University in St. Louis School of Law 2012 — 2015
Doctor of Law (J.D.), Law
Long Island University
Master of Business Administration (M.B.A.), Business Administration and Management, General
Yeshiva University
Bachelor’s Degree, General Business & History
LaTasha Bond-Williams's US Securities and Exchange Commission Experience December 2011 - Present
Job Assistant Regional Director at US Securities and Exchange Commission
Industry Security and Investigations
Experience
US Securities and Exchange Commission December 2011 - Present
U.S. Securities and Exchange Commission April 2010 - December 2011
U.S. Securities and Exchange Commission March 2008 - April 2010
KPMG October 2006 - March 2008
U.S. Securities and Exchange Commission August 1999 - October 2006
Skills
Securities, Risk Management, FINRA, Financial Risk, Private Equity, SEC filings, Risk Assessment, Securities Regulation, AML, Due Diligence, Corporate Governance, Fraud, SEC Filings, Anti Money Laundering, Mutual Funds
Education
Nova Southeastern University 2004 — 2006
Master's degree, Accounting, 3.5
Morgan State University 1995 — 1999
BS, Accounting, 3.5
US Securities and Exchange Commission December 2011 - Present
U.S. Securities and Exchange Commission April 2010 - December 2011
U.S. Securities and Exchange Commission March 2008 - April 2010
KPMG October 2006 - March 2008
U.S. Securities and Exchange Commission August 1999 - October 2006
Skills
Securities, Risk Management, FINRA, Financial Risk, Private Equity, SEC filings, Risk Assessment, Securities Regulation, AML, Due Diligence, Corporate Governance, Fraud, SEC Filings, Anti Money Laundering, Mutual Funds
Education
Nova Southeastern University 2004 — 2006
Master's degree, Accounting, 3.5
Morgan State University 1995 — 1999
BS, Accounting, 3.5
Daniel Nathan's US Securities and Exchange Commission Experience 2003 - 2005
Job Securities and Derivatives Enforcement Defense Partner at Morvillo LLP
Industry Financial Services
Experience
Morvillo LLP September 2015 - Present
Morrison & Foerster LLP May 2012 - August 2015
FINRA November 2006 - December 2011
U.S. Commodity Futures Trading Commission 2002 - 2006
U.S. Securities and Exchange Commission 2003 - 2005
U.S Commodity Futures Trading Commission 1997 - 2002
US Securities and Exchange Commission 1985 - 1997
Kaye Scholer LLP September 1983 - September 1985
Skills
Securities Regulation, Fraud, FINRA, Securities, Litigation, Private Investigations, Financial Regulation, Enforcement, Internal Investigations, SEC, Civil Litigation, Investigation, Securities Litigation, Dodd-Frank, Capital Markets, Due Diligence, Derivatives, Equities, Financial Services, Government, AML, Litigation Support, CFTC, Arbitration, Series 7, Courts, Legal Compliance, Banking Law, Securities Law, Investigations, Commercial Litigation, Law Enforcement, Anti Money Laundering
Education
New York University School of Law 1980 — 1983
J.D.
Massachusetts Institute of Technology 1975 — 1979
B.Sc., Economics
Morvillo LLP September 2015 - Present
Morrison & Foerster LLP May 2012 - August 2015
FINRA November 2006 - December 2011
U.S. Commodity Futures Trading Commission 2002 - 2006
U.S. Securities and Exchange Commission 2003 - 2005
U.S Commodity Futures Trading Commission 1997 - 2002
US Securities and Exchange Commission 1985 - 1997
Kaye Scholer LLP September 1983 - September 1985
Skills
Securities Regulation, Fraud, FINRA, Securities, Litigation, Private Investigations, Financial Regulation, Enforcement, Internal Investigations, SEC, Civil Litigation, Investigation, Securities Litigation, Dodd-Frank, Capital Markets, Due Diligence, Derivatives, Equities, Financial Services, Government, AML, Litigation Support, CFTC, Arbitration, Series 7, Courts, Legal Compliance, Banking Law, Securities Law, Investigations, Commercial Litigation, Law Enforcement, Anti Money Laundering
Education
New York University School of Law 1980 — 1983
J.D.
Massachusetts Institute of Technology 1975 — 1979
B.Sc., Economics
Jackson Alberts's US Securities and Exchange Commission Experience January 2015 - Present
Job J.D. Candidate at Columbia Law School
Industry Law Practice
Experience
U.S. Securities and Exchange Commission January 2015 - Present
Columbia Law School August 2012 - Present
EquityZen May 2014 - August 2014
UCLA OneSource October 2011 - May 2012
Jacques Olivier Vintage January 2012 - March 2012
Dan Co Non English Center January 2011 - April 2011
Gridskipper.com September 2010 - April 2011
Skills
Corporate Law, Entrepreneurship, Legal Assistance, Teaching, Public Speaking, Social Media Marketing, English, Journalism, Writing, International..., Travel Planning, Securities Regulation, International Law
Education
Columbia Law School 2012 — 2015
Doctor of Law (JD)
New York University 2007 — 2010
Bachelor of Arts, History
Beverly Hills High School 2005 — 2007
High School
U.S. Securities and Exchange Commission January 2015 - Present
Columbia Law School August 2012 - Present
EquityZen May 2014 - August 2014
UCLA OneSource October 2011 - May 2012
Jacques Olivier Vintage January 2012 - March 2012
Dan Co Non English Center January 2011 - April 2011
Gridskipper.com September 2010 - April 2011
Skills
Corporate Law, Entrepreneurship, Legal Assistance, Teaching, Public Speaking, Social Media Marketing, English, Journalism, Writing, International..., Travel Planning, Securities Regulation, International Law
Education
Columbia Law School 2012 — 2015
Doctor of Law (JD)
New York University 2007 — 2010
Bachelor of Arts, History
Beverly Hills High School 2005 — 2007
High School
Tsai-Ting Tang, CPA/MCP's US Securities and Exchange Commission Experience July 1994 - May 1995
Job Senior Software Engineer at Altisource Labs
Industry Oil & Energy
Experience
Altisource Labs October 2013 - Present
Altisource Labs March 2013 - Present
Mansfield Oil Company October 2009 - March 2013
Honortek International Inc. May 2005 - September 2009
Earthlink February 2003 - May 2005
Progress Software April 1998 - November 2002
Superior Telecommunications Inc. June 1997 - August 1998
McCamish Systems Inc. August 1996 - June 1997
Riverwood International Corp. August 1995 - August 1996
U.S. Securities and Exchange Commission July 1994 - May 1995
Skills
SQL Server 2005/2008, XML/XSLT, BizTalk, Progress 4GL, SOAP, SOA, XSLT, Microsoft SQL Server, Linux, Data Warehousing, Integration, Quality Assurance, Business Intelligence, Relational Databases, Database Design, ETL, XML, TFS, SSIS, PHP, Software Development, T-SQL, Web Services, SQL, Databases, Oracle, Unix, Visual Basic, Scrum, WCF, Access, LINQ, Business Analysis, SSRS, SharePoint, ASP.NET, Visual Studio, .NET, Visio, ERP, JavaScript, SDLC, Requirements Analysis, C#, ASP.NET MVC, Business Intelligence..., Agile Methodologies, HTML 4/5, Systems Analysis, Requirements Gathering
Education
University of Maryland College Park 1993 — 1995
M.S., Information Systems
Southern Illinois University, Carbondale 1991 — 1993
M.S., Accountancy
National Central University 1987 — 1991
B.S., Business Management
Altisource Labs October 2013 - Present
Altisource Labs March 2013 - Present
Mansfield Oil Company October 2009 - March 2013
Honortek International Inc. May 2005 - September 2009
Earthlink February 2003 - May 2005
Progress Software April 1998 - November 2002
Superior Telecommunications Inc. June 1997 - August 1998
McCamish Systems Inc. August 1996 - June 1997
Riverwood International Corp. August 1995 - August 1996
U.S. Securities and Exchange Commission July 1994 - May 1995
Skills
SQL Server 2005/2008, XML/XSLT, BizTalk, Progress 4GL, SOAP, SOA, XSLT, Microsoft SQL Server, Linux, Data Warehousing, Integration, Quality Assurance, Business Intelligence, Relational Databases, Database Design, ETL, XML, TFS, SSIS, PHP, Software Development, T-SQL, Web Services, SQL, Databases, Oracle, Unix, Visual Basic, Scrum, WCF, Access, LINQ, Business Analysis, SSRS, SharePoint, ASP.NET, Visual Studio, .NET, Visio, ERP, JavaScript, SDLC, Requirements Analysis, C#, ASP.NET MVC, Business Intelligence..., Agile Methodologies, HTML 4/5, Systems Analysis, Requirements Gathering
Education
University of Maryland College Park 1993 — 1995
M.S., Information Systems
Southern Illinois University, Carbondale 1991 — 1993
M.S., Accountancy
National Central University 1987 — 1991
B.S., Business Management
Ivan Atochin's US Securities and Exchange Commission Experience September 2014 - November 2014
Job J.D. Candidate 2016 at Northeastern University School of Law
Industry Law Practice
Experience
Northeastern University School of Law Tax InternDeloitteSeptember 2015 - Present
Northeastern University Law Journal February 2015 - Present
Raytheon March 2015 - May 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
RainDance Technologies August 2011 - May 2012
Massachusetts General Hospital June 2010 - August 2010
YMCA October 2006 - April 2007
Skills
Teamwork, ELISA, Molecular Biology, Life Sciences, Science, Technology Development, Research, Laboratory Research, Laboratory Experience, Product Development, Foreign Languages, Lifesciences, Biotechnology, Teaching, Data Analysis, PCR, Biochemistry, Laboratory, Genetics
Education
McGill University 2007 — 2011
Bachelor of Commerce (BCom)
McGill University 2007 — 2011
Bachelor of Commerce, Psychology in Management
Newton North High School 2003 — 2007
Northeastern University School of Law
Northeastern University School of Law
Northeastern University School of Law Tax InternDeloitteSeptember 2015 - Present
Northeastern University Law Journal February 2015 - Present
Raytheon March 2015 - May 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
RainDance Technologies August 2011 - May 2012
Massachusetts General Hospital June 2010 - August 2010
YMCA October 2006 - April 2007
Skills
Teamwork, ELISA, Molecular Biology, Life Sciences, Science, Technology Development, Research, Laboratory Research, Laboratory Experience, Product Development, Foreign Languages, Lifesciences, Biotechnology, Teaching, Data Analysis, PCR, Biochemistry, Laboratory, Genetics
Education
McGill University 2007 — 2011
Bachelor of Commerce (BCom)
McGill University 2007 — 2011
Bachelor of Commerce, Psychology in Management
Newton North High School 2003 — 2007
Northeastern University School of Law
Northeastern University School of Law
Charles Stodghill's US Securities and Exchange Commission Experience June 1997 - Present
Job Assistant Chief Litigation Counsel at Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission June 1997 - Present
Skills
Litigation, Securities Litigation, Securities Regulation, White Collar Criminal..., FCPA, Civil Litigation, Corporate Governance, Litigation Support, Trials, Courts, Commercial Litigation, Internal Investigations, Class Actions, Administrative Law, Appeals, Alternative Dispute..., Intellectual Property, Criminal Law, Fraud, Employment Law, Licensing, Bankruptcy, Trade Secrets, Securities, Legal Research, Legal Writing, Arbitration, Corporate Law, Litigation Management, Dispute Resolution
Education
New York University School of Law 1975 — 1978
J.D.
U.S. Securities and Exchange Commission June 1997 - Present
Skills
Litigation, Securities Litigation, Securities Regulation, White Collar Criminal..., FCPA, Civil Litigation, Corporate Governance, Litigation Support, Trials, Courts, Commercial Litigation, Internal Investigations, Class Actions, Administrative Law, Appeals, Alternative Dispute..., Intellectual Property, Criminal Law, Fraud, Employment Law, Licensing, Bankruptcy, Trade Secrets, Securities, Legal Research, Legal Writing, Arbitration, Corporate Law, Litigation Management, Dispute Resolution
Education
New York University School of Law 1975 — 1978
J.D.
Paris Rebeil's US Securities and Exchange Commission Experience May 2015 - August 2015
Job
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2015 - August 2015
California Licensed Real Estate Agent October 2011 - August 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Federal Trade Commission May 2014 - August 2014
Los Angeles District Attorney May 2013 - August 2013
USC Sol Price School of Public Policy September 2011 - May 2012
Vokshori Law Group August 2010 - December 2010
Merrill Lynch July 2010 - August 2010
Corcoran Group Real Estate May 2010 - June 2010
Education
Loyola Law School, Loyola Marymount University 2012 — 2015
JD/MBA
University of Southern California 2008 — 2012
Bachelor of Business Administration, Bachelor of Public Policy, Management, and Planning
U.S. Securities and Exchange Commission May 2015 - August 2015
California Licensed Real Estate Agent October 2011 - August 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Federal Trade Commission May 2014 - August 2014
Los Angeles District Attorney May 2013 - August 2013
USC Sol Price School of Public Policy September 2011 - May 2012
Vokshori Law Group August 2010 - December 2010
Merrill Lynch July 2010 - August 2010
Corcoran Group Real Estate May 2010 - June 2010
Education
Loyola Law School, Loyola Marymount University 2012 — 2015
JD/MBA
University of Southern California 2008 — 2012
Bachelor of Business Administration, Bachelor of Public Policy, Management, and Planning
Lynn (Southworth) Goldin's US Securities and Exchange Commission Experience February 2013 - Present
Job Supervisory Paralegal at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission February 2013 - Present
Day Pitney LLP October 2011 - February 2013
US Securities and Exchange Commission September 2009 - October 2011
Education
Miami University
Roosevelt University
U.S. Securities and Exchange Commission February 2013 - Present
Day Pitney LLP October 2011 - February 2013
US Securities and Exchange Commission September 2009 - October 2011
Education
Miami University
Roosevelt University
Joseph Sulzbach's US Securities and Exchange Commission Experience September 2011 - December 2011
Job Associate at Morrison & Foerster LLP
Industry Law Practice
Experience
Morrison & Foerster LLP May 2015 - Present
Rivkin Radler LLP September 2013 - May 2015
New York State Department of Financial Services May 2012 - August 2012
U.S. Securities and Exchange Commission September 2011 - December 2011
Financial Industry Regulatory Authority (FINRA) May 2011 - August 2011
Education
Maurice A. Deane School of Law at Hofstra University 2010 — 2013
Juris Doctor (J.D.)
Morrison & Foerster LLP May 2015 - Present
Rivkin Radler LLP September 2013 - May 2015
New York State Department of Financial Services May 2012 - August 2012
U.S. Securities and Exchange Commission September 2011 - December 2011
Financial Industry Regulatory Authority (FINRA) May 2011 - August 2011
Education
Maurice A. Deane School of Law at Hofstra University 2010 — 2013
Juris Doctor (J.D.)
Donna Ravelo's US Securities and Exchange Commission Experience October 1994 - July 2000
Job
Industry Accounting
Experience
L'Oréal April 2008 - January 2011
Registrar and Transfer Company July 2000 - October 2004
U.S. Securities and Exchange Commission October 1994 - July 2000
Education
New Jersey Institute of Technology 1993 — 1994
M.S., Operations Management
Rutgers University 1989 — 1993
B.S., Business Management
L'Oréal April 2008 - January 2011
Registrar and Transfer Company July 2000 - October 2004
U.S. Securities and Exchange Commission October 1994 - July 2000
Education
New Jersey Institute of Technology 1993 — 1994
M.S., Operations Management
Rutgers University 1989 — 1993
B.S., Business Management
Catherine McCordick's US Securities and Exchange Commission Experience 1995 - 1996
Job Legal & Financial Services Professional
Industry Legal Services
Experience
Morgan Stanley 1998 - 2000
IFC - International Finance Corporation 1996 - 1998
U.S. Securities and Exchange Commission 1995 - 1996
Morgan Stanley 1993 - 1995
Mudge Rose Guthrie Alexander & Ferdon 1988 - 1993
Skills
Securities Law, Restructurings, Securitization, Fund Raising, Non-profit Leadership, Non-profit Boards, Fixed Income, Derivatives, CDO, Structured Finance, Derivative Operations, Securities Regulation, Securities Offerings, SEC, Structured Products
Education
New York Law School 1985 — 1988
Juris Doctor (J.D.)
Mount Holyoke College 1981 — 1985
Bachelor of Arts (BA), English Language and Literature, General
Morgan Stanley 1998 - 2000
IFC - International Finance Corporation 1996 - 1998
U.S. Securities and Exchange Commission 1995 - 1996
Morgan Stanley 1993 - 1995
Mudge Rose Guthrie Alexander & Ferdon 1988 - 1993
Skills
Securities Law, Restructurings, Securitization, Fund Raising, Non-profit Leadership, Non-profit Boards, Fixed Income, Derivatives, CDO, Structured Finance, Derivative Operations, Securities Regulation, Securities Offerings, SEC, Structured Products
Education
New York Law School 1985 — 1988
Juris Doctor (J.D.)
Mount Holyoke College 1981 — 1985
Bachelor of Arts (BA), English Language and Literature, General
Louise M Dorsey's US Securities and Exchange Commission Experience June 2002 - Present
Job Associate Chief Accountant at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission June 2002 - Present
U.S. Securities and Exchange Commission September 1986 - June 2002
U.S. Securities and Exchange Commission December 1982 - August 1986
Skills
Financial Accounting, Financial Analysis, GAAP, SEC filings, US GAAP, Sarbanes-Oxley Act, Financial Statements, Consolidation, Corporate Finance, Finance, Due Diligence, External Audit, Financial Modeling, IFRS, Assurance, General Ledger, Corporate Governance, SEC Filings
Education
Loyola University Maryland
B.S., Accounting
US Securities and Exchange Commission June 2002 - Present
U.S. Securities and Exchange Commission September 1986 - June 2002
U.S. Securities and Exchange Commission December 1982 - August 1986
Skills
Financial Accounting, Financial Analysis, GAAP, SEC filings, US GAAP, Sarbanes-Oxley Act, Financial Statements, Consolidation, Corporate Finance, Finance, Due Diligence, External Audit, Financial Modeling, IFRS, Assurance, General Ledger, Corporate Governance, SEC Filings
Education
Loyola University Maryland
B.S., Accounting
Todd Lebo's US Securities and Exchange Commission Experience July 1989 - April 1994
Job Managing Director and Associate General Counsel at Legg Mason
Industry Financial Services
Experience
Legg Mason September 2004 - Present
UBS Global Asset Management (US) Inc. May 2002 - September 2004
Morgan Stanley Investment Advisors Inc. July 1997 - May 2002
The Dreyfus Company April 1994 - July 1997
U.S. Securities and Exchange Commission July 1989 - April 1994
Skills
Securities, FINRA, Hedge Funds, Mutual Funds, Securities Regulation, Alternative Investments, Investment Advisory
Education
Hofstra University School of Law 1986 — 1989
Doctor of Law (J.D.)
SUNY Albany 1982 — 1986
Bachelor of Arts (B.A.), Political Science and Government
Legg Mason September 2004 - Present
UBS Global Asset Management (US) Inc. May 2002 - September 2004
Morgan Stanley Investment Advisors Inc. July 1997 - May 2002
The Dreyfus Company April 1994 - July 1997
U.S. Securities and Exchange Commission July 1989 - April 1994
Skills
Securities, FINRA, Hedge Funds, Mutual Funds, Securities Regulation, Alternative Investments, Investment Advisory
Education
Hofstra University School of Law 1986 — 1989
Doctor of Law (J.D.)
SUNY Albany 1982 — 1986
Bachelor of Arts (B.A.), Political Science and Government
Darlyn Newman's US Securities and Exchange Commission Experience August 2013 - Present
Job Program Specialist at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission August 2013 - Present
US Securities and Exchange Commission April 2011 - Present
Skills
Westlaw, Legal Research
Education
Liberty University 2010 — 2012
Master of Arts (M.A.), Marriage and Family Therapy/Counseling
Strayer University (DC) 1996 — 2001
Bachelor of Science (BS), Business Administration and Management, General
U.S. Securities and Exchange Commission August 2013 - Present
US Securities and Exchange Commission April 2011 - Present
Skills
Westlaw, Legal Research
Education
Liberty University 2010 — 2012
Master of Arts (M.A.), Marriage and Family Therapy/Counseling
Strayer University (DC) 1996 — 2001
Bachelor of Science (BS), Business Administration and Management, General
Wenchi Hu's US Securities and Exchange Commission Experience August 2015 - Present
Job Associate Director at U.S. Securities and Exchange Commission
Industry Capital Markets
Experience
U.S. Securities and Exchange Commission August 2015 - Present
U.S. Securities and Exchange Commission June 2013 - August 2015
U.S. Securities and Exchange Commission November 2011 - May 2013
Rabobank Nederland New York Branch August 2004 - September 2011
Cleary Gottlieb Steen & Hamilton LLP July 1999 - May 2004
Skills
Derivatives Regulations..., Domestic and..., Derivatives Clearing..., Implementation of Title..., Complex Financial..., Structured Products, Structured Finance, Synthetic Asset..., Fixed Income, Derivatives, Securities, Financial Markets, Capital Markets
Education
University of California, Berkeley - Boalt Hall School of Law 1995 — 1998
J.D., Order of Coif
University of Wisconsin-Madison 1993 — 1995
M.A., McArthur Scholar and University Fellow., Anthropology
Harvard Law School 1991 — 1992
Master of Laws (LL.M.), Jurisprudence and Legal History
National Taiwan University 1986 — 1990
Bachelor of Laws (LL.B.)
U.S. Securities and Exchange Commission August 2015 - Present
U.S. Securities and Exchange Commission June 2013 - August 2015
U.S. Securities and Exchange Commission November 2011 - May 2013
Rabobank Nederland New York Branch August 2004 - September 2011
Cleary Gottlieb Steen & Hamilton LLP July 1999 - May 2004
Skills
Derivatives Regulations..., Domestic and..., Derivatives Clearing..., Implementation of Title..., Complex Financial..., Structured Products, Structured Finance, Synthetic Asset..., Fixed Income, Derivatives, Securities, Financial Markets, Capital Markets
Education
University of California, Berkeley - Boalt Hall School of Law 1995 — 1998
J.D., Order of Coif
University of Wisconsin-Madison 1993 — 1995
M.A., McArthur Scholar and University Fellow., Anthropology
Harvard Law School 1991 — 1992
Master of Laws (LL.M.), Jurisprudence and Legal History
National Taiwan University 1986 — 1990
Bachelor of Laws (LL.B.)
Carol Osborne-Raineri's US Securities and Exchange Commission Experience February 1985 - September 1991
Job Regional Analyst at Department of Justice/Office of the U.S. Trustee
Industry Government Administration
Experience
Department of Justice/Office of the U.S. Trustee April 1992 - Present
U.S. Securities and Exchange Commission February 1985 - September 1991
Skills
Fundraising, Strategic Planning, Customer Service, Public Speaking
Education
Northeastern University
Bachelor of Science (BS), Business
Department of Justice/Office of the U.S. Trustee April 1992 - Present
U.S. Securities and Exchange Commission February 1985 - September 1991
Skills
Fundraising, Strategic Planning, Customer Service, Public Speaking
Education
Northeastern University
Bachelor of Science (BS), Business
Julia K Gilmer's US Securities and Exchange Commission Experience September 1997 - Present
Job Senior Counsel at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission September 1997 - Present
Skills
Investment Company Act, Investment Companies, Securities Regulation, Opinion Writing, Legal Research, Legal Writing, Legal Advice
Education
New York University School of Law
Doctor of Law (JD)
U.S. Securities and Exchange Commission September 1997 - Present
Skills
Investment Company Act, Investment Companies, Securities Regulation, Opinion Writing, Legal Research, Legal Writing, Legal Advice
Education
New York University School of Law
Doctor of Law (JD)
Jacqueline Perrell's US Securities and Exchange Commission Experience August 2003 - January 2006
Job Associate Director, Office of Fraud Detection and Market Intelligence at Financial Industry Regulatory Authority
Industry Security and Investigations
Experience
Financial Industry Regulatory Authority September 2013 - Present
Financial Industry Regulatory Authority September 2011 - September 2013
State of Maryland Office of Administrative Hearings July 2010 - August 2011
Proskauer Rose LLP July 2006 - June 2010
Chadbourne & Parke LLP January 2006 - July 2006
U.S. Securities and Exchange Commission August 2003 - January 2006
Miles & Stockbridge P.C. March 1999 - August 2003
Education
University of Baltimore School of Law 1995 — 1998
Juris Doctor, Law
Loyola College in Maryland 1989 — 1993
Bachelor of Arts (B.A.), Political Science
Financial Industry Regulatory Authority September 2013 - Present
Financial Industry Regulatory Authority September 2011 - September 2013
State of Maryland Office of Administrative Hearings July 2010 - August 2011
Proskauer Rose LLP July 2006 - June 2010
Chadbourne & Parke LLP January 2006 - July 2006
U.S. Securities and Exchange Commission August 2003 - January 2006
Miles & Stockbridge P.C. March 1999 - August 2003
Education
University of Baltimore School of Law 1995 — 1998
Juris Doctor, Law
Loyola College in Maryland 1989 — 1993
Bachelor of Arts (B.A.), Political Science
Susana Thurber's US Securities and Exchange Commission Experience August 2014 - May 2015
Job LL.M. Graduate, University of Southern California, Gould School of Law
Industry Legal Services
Experience
U.S. Securities and Exchange Commission August 2014 - May 2015
PennyMac Loan Services, LLC April 2012 - May 2014
Bank of America August 2010 - April 2012
Bank of America October 2008 - August 2010
Skills
Legal Research, Litigation, Bankruptcy, Commercial Litigation, Legal Assistance, Legal Writing, Mediation, Litigation Support, Courts, Westlaw, Employment Law, Trials, Arbitration, Due Diligence, Licensing, Banking
Education
USC Gould School of Law 2014 — 2015
Master of Laws (LL.M.), Law, 3.3
USC Gould School of Law 2014 — 2015
Graduate Certificate in Business Law, Law, 3.3
Los Angeles Mission College 2008 — 2010
Paralegal, Law, 3.75
Universidad de San Carlos de Guatemala 2002 — 2008
Juris Doctor, Law
Instituto Guatemalteco Americano, IGA 1994 — 1996
Bilingual Secretary, High School/Secondary Diplomas and Certificates
U.S. Securities and Exchange Commission August 2014 - May 2015
PennyMac Loan Services, LLC April 2012 - May 2014
Bank of America August 2010 - April 2012
Bank of America October 2008 - August 2010
Skills
Legal Research, Litigation, Bankruptcy, Commercial Litigation, Legal Assistance, Legal Writing, Mediation, Litigation Support, Courts, Westlaw, Employment Law, Trials, Arbitration, Due Diligence, Licensing, Banking
Education
USC Gould School of Law 2014 — 2015
Master of Laws (LL.M.), Law, 3.3
USC Gould School of Law 2014 — 2015
Graduate Certificate in Business Law, Law, 3.3
Los Angeles Mission College 2008 — 2010
Paralegal, Law, 3.75
Universidad de San Carlos de Guatemala 2002 — 2008
Juris Doctor, Law
Instituto Guatemalteco Americano, IGA 1994 — 1996
Bilingual Secretary, High School/Secondary Diplomas and Certificates
Henry Capdepon's US Securities and Exchange Commission Experience February 2014 - Present
Job Data Center Administrator at United States Securities & Exchange Commission
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission February 2014 - Present
United States Securities & Exchange Commission January 2012 - February 2014
Skills
Data Center, Computer Network..., Operating Systems, Servers, Troubleshooting, Help Desk Support
Education
Northern Virginia Community College 2014 — 2016
Information Systems Technology
U.S. Securities and Exchange Commission February 2014 - Present
United States Securities & Exchange Commission January 2012 - February 2014
Skills
Data Center, Computer Network..., Operating Systems, Servers, Troubleshooting, Help Desk Support
Education
Northern Virginia Community College 2014 — 2016
Information Systems Technology
Joseph Guarino's US Securities and Exchange Commission Experience January 1989 - January 1993
Job Managing Director and Global Head of Compliance at AIG Investments
Industry Investment Management
Experience
AIG INVESTMENTS April 2008 - 2014
Deutsche Bank Private Bank (PB) New York Deutsche Bank Alex Brown January 1997 - January 2008
The Prudential Insurance Company of America January 1994 - January 1997
Morgan Stanley Asset Management January 1993 - January 1994
U.S. Securities and Exchange Commission January 1989 - January 1993
Skills
Hedge Funds, Fixed Income, Equities, Asset Management, Financial Services, Securities, Capital Markets, Mutual Funds, Investments, Banking
Education
New Jersey Institute of Technology
Bachelor of Science, Finance/Business
AIG INVESTMENTS April 2008 - 2014
Deutsche Bank Private Bank (PB) New York Deutsche Bank Alex Brown January 1997 - January 2008
The Prudential Insurance Company of America January 1994 - January 1997
Morgan Stanley Asset Management January 1993 - January 1994
U.S. Securities and Exchange Commission January 1989 - January 1993
Skills
Hedge Funds, Fixed Income, Equities, Asset Management, Financial Services, Securities, Capital Markets, Mutual Funds, Investments, Banking
Education
New Jersey Institute of Technology
Bachelor of Science, Finance/Business
Shaswat Das's US Securities and Exchange Commission Experience April 1998 - November 2004
Job Associate Director Public Company Accounting Oversight Board
Industry Financial Services
Experience
PCAOB February 2011 - Present
U.S. Department of the Treasury September 2007 - February 2011
Legg Mason April 2006 - March 2007
Federal Reserve System November 2004 - April 2006
U.S. Securities and Exchange Commission April 1998 - November 2004
Pension Benefit Guaranty Corporation (PBGC) August 1994 - April 1998
Skills
Corporate Governance, Securities, Capital Markets, Policy
Education
Northeastern University School of Law 1991 — 1994
Doctor of Law (JD)
University of Virginia 1986 — 1990
Bachelor of Arts (BA), History
PCAOB February 2011 - Present
U.S. Department of the Treasury September 2007 - February 2011
Legg Mason April 2006 - March 2007
Federal Reserve System November 2004 - April 2006
U.S. Securities and Exchange Commission April 1998 - November 2004
Pension Benefit Guaranty Corporation (PBGC) August 1994 - April 1998
Skills
Corporate Governance, Securities, Capital Markets, Policy
Education
Northeastern University School of Law 1991 — 1994
Doctor of Law (JD)
University of Virginia 1986 — 1990
Bachelor of Arts (BA), History
Landon J. Greene's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Citi Compliance Management Associate: ICG Equities
Industry Law Practice
Experience
Citi August 2015 - Present
United States Court of Federal Claims January 2015 - April 2015
The Federal Circuit Bar Journal April 2014 - April 2015
Selman Breitman LLP June 2014 - August 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
U.S. Chamber of Commerce June 2013 - November 2013
Education
The George Washington University Law School 2012 — 2015
Doctor of Law (J.D.), with Honors, Banking, Corporate, Finance, and Securities Law, Thurgood Marshall Scholar
Marist College 2007 — 2011
Bachelor of Science (B.S.) – Business Administration, Finance; International Business, magna cum laude
Palos Verdes High School 2003 — 2007
Citi August 2015 - Present
United States Court of Federal Claims January 2015 - April 2015
The Federal Circuit Bar Journal April 2014 - April 2015
Selman Breitman LLP June 2014 - August 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
U.S. Chamber of Commerce June 2013 - November 2013
Education
The George Washington University Law School 2012 — 2015
Doctor of Law (J.D.), with Honors, Banking, Corporate, Finance, and Securities Law, Thurgood Marshall Scholar
Marist College 2007 — 2011
Bachelor of Science (B.S.) – Business Administration, Finance; International Business, magna cum laude
Palos Verdes High School 2003 — 2007
Neal Jacobson's US Securities and Exchange Commission Experience April 2001 - Present
Job Senior trial counsel enforcement and bankruptcy at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission April 2001 - Present
Skadden, Arps, Slate, Meagher & Flom LP April 1990 - March 2001
Education
New York University School of Law 1987 — 1989
Doctor of Law (J.D.), Cum Laude
University of Pennsylvania 1986 — 1987
Law
The George Washington University 1982 — 1986
Bachelor of Arts (B.A.), Economics
U.S. Securities and Exchange Commission April 2001 - Present
Skadden, Arps, Slate, Meagher & Flom LP April 1990 - March 2001
Education
New York University School of Law 1987 — 1989
Doctor of Law (J.D.), Cum Laude
University of Pennsylvania 1986 — 1987
Law
The George Washington University 1982 — 1986
Bachelor of Arts (B.A.), Economics
Department of Veterans Affairs
US Census Bureau
U.S. Department of Veterans Affairs
FDA
USAID
US Fish and Wildlife Service
TSA
Defense Logistics Agency