US Securities and Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Jurisdiction: United States of America Employees: 4,301 (2015) Headquarters: Washington, D.C., United States Founder: Franklin D. Roosevelt Founded: 6 June 1934
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US Securities and Exchange Commission Employees
Employee
Years
Job
Industry
Hope M. Jarkowski Hope M. Jarkowski's US Securities and Exchange Commission Experience April 2010 - May 2013
Job Partner at Delta Strategy Group
Industry Law Practice
Experience
U.S. Senate Committee on Banking, Housing and Urban Affairs May 2013 - April 2014
U.S. Securities and Exchange Commission April 2010 - May 2013
Bingham McCutchen, LLP February 2004 - April 2010
FINRA September 2002 - February 2004
Skills
Securities Regulation, Legal Research, Litigation, Legal Writing, Corporate Law, Corporate Governance, Commercial Litigation, Securities, Securities Litigation, Arbitration, Civil Litigation, Intellectual Property, FINRA, Appeals, Westlaw, International Law, Legal Advice, Due Diligence, Trials, Internal Investigations, Broker-Dealer
Education
The Catholic University of America, Columbus School of Law 2000 — 2002
J.D., Banking, Corporate, Finance, and Securities Law
Emory University
Bachelor of Arts (BA)
U.S. Senate Committee on Banking, Housing and Urban Affairs May 2013 - April 2014
U.S. Securities and Exchange Commission April 2010 - May 2013
Bingham McCutchen, LLP February 2004 - April 2010
FINRA September 2002 - February 2004
Skills
Securities Regulation, Legal Research, Litigation, Legal Writing, Corporate Law, Corporate Governance, Commercial Litigation, Securities, Securities Litigation, Arbitration, Civil Litigation, Intellectual Property, FINRA, Appeals, Westlaw, International Law, Legal Advice, Due Diligence, Trials, Internal Investigations, Broker-Dealer
Education
The Catholic University of America, Columbus School of Law 2000 — 2002
J.D., Banking, Corporate, Finance, and Securities Law
Emory University
Bachelor of Arts (BA)
Adam Rosenthal Adam Rosenthal's US Securities and Exchange Commission Experience May 2015 - July 2015
Job J.D. Candidate at Georgetown University Law Center
Industry Law Practice
Experience
U.S. Senate Committee on Commerce, Science, and Transportation August 2015 - Present
FSU Foundation May 2013 - Present
U.S. Securities and Exchange Commission May 2015 - July 2015
Florida State University March 2013 - March 2014
The University of Alabama June 2012 - July 2012
Starnes Davis Florie LLP May 2012 - June 2012
Bradley Arant Boult Cummings LLP May 2011 - August 2011
Skills
Time Management, Public Speaking, Community Outreach, Fundraising, Political Campaigns, Management, Social Networking, Event Planning, Strategic Communications, Team Building, Public Relations, Social Media, Writing, Entrepreneurship, Leadership, Research, Legal Research, Philanthropy, Budgets, Negotiation
Education
Georgetown University Law Center
Juris Doctor (J.D.)
Florida State University 2010 — 2014
Bachelor of Science (B.S.), Political Science, Summa Cum Laude
U.S. Senate Committee on Commerce, Science, and Transportation August 2015 - Present
FSU Foundation May 2013 - Present
U.S. Securities and Exchange Commission May 2015 - July 2015
Florida State University March 2013 - March 2014
The University of Alabama June 2012 - July 2012
Starnes Davis Florie LLP May 2012 - June 2012
Bradley Arant Boult Cummings LLP May 2011 - August 2011
Skills
Time Management, Public Speaking, Community Outreach, Fundraising, Political Campaigns, Management, Social Networking, Event Planning, Strategic Communications, Team Building, Public Relations, Social Media, Writing, Entrepreneurship, Leadership, Research, Legal Research, Philanthropy, Budgets, Negotiation
Education
Georgetown University Law Center
Juris Doctor (J.D.)
Florida State University 2010 — 2014
Bachelor of Science (B.S.), Political Science, Summa Cum Laude
Sonia Dave Sonia Dave's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Assistant District Attorney at Kings County District Attorneys Office
Industry Legal Services
Experience
Kings County District Attorney's Office September 2015 - Present
United States Attorney's Office August 2014 - May 2015
Office of the Attorney General of the State of New York June 2014 - August 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
Surrogate's Court May 2013 - August 2013
Kings County District Attorney's Office May 2012 - August 2012
The Urban Justice Center May 2011 - August 2011
AECOM January 2010 - June 2010
Connecticut Public Broadcasting May 2009 - August 2009
Centralized Small Claims Court June 2008 - August 2008
Education
Emory University School of Law 2012 — 2015
Juris Doctor (J.D.)
New York University 2008 — 2012
Bachelor's Degree, English Language and Literature, General
Kings County District Attorney's Office September 2015 - Present
United States Attorney's Office August 2014 - May 2015
Office of the Attorney General of the State of New York June 2014 - August 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
Surrogate's Court May 2013 - August 2013
Kings County District Attorney's Office May 2012 - August 2012
The Urban Justice Center May 2011 - August 2011
AECOM January 2010 - June 2010
Connecticut Public Broadcasting May 2009 - August 2009
Centralized Small Claims Court June 2008 - August 2008
Education
Emory University School of Law 2012 — 2015
Juris Doctor (J.D.)
New York University 2008 — 2012
Bachelor's Degree, English Language and Literature, General
Joseph Tabler Joseph Tabler's US Securities and Exchange Commission Experience January 2015 - April 2015
Job J.D. Candidate, Emory Law
Industry Law Practice
Experience
U.S. Securities and Exchange Commission January 2015 - April 2015
Attorney General of the District of Columbia, Department of Consumer and Regulatory Affairs May 2014 - August 2014
The Honorable Vivian L. Rapposelli, Delaware Superior Court May 2013 - August 2013
Hogan Lovells October 2011 - May 2012
WilmerHale August 2010 - October 2011
Skills
Westlaw, Legal Research, Litigation, Policy Analysis, Public Policy, Corporate Law
Education
Emory University School of Law 2013 — 2015
Juris Doctor (J.D.), Law
Widener University School of Law 2012 — 2013
Juris Doctor (J.D.), Law
Davidson College 2006 — 2010
BA, Political Science
U.S. Securities and Exchange Commission January 2015 - April 2015
Attorney General of the District of Columbia, Department of Consumer and Regulatory Affairs May 2014 - August 2014
The Honorable Vivian L. Rapposelli, Delaware Superior Court May 2013 - August 2013
Hogan Lovells October 2011 - May 2012
WilmerHale August 2010 - October 2011
Skills
Westlaw, Legal Research, Litigation, Policy Analysis, Public Policy, Corporate Law
Education
Emory University School of Law 2013 — 2015
Juris Doctor (J.D.), Law
Widener University School of Law 2012 — 2013
Juris Doctor (J.D.), Law
Davidson College 2006 — 2010
BA, Political Science
Jason Kirk, CFA's US Securities and Exchange Commission Experience June 2014 - August 2014
Job JD Candidate 2016
Industry Law Practice
Experience
Wilson Sonsini Goodrich & Rosati June 2015 - July 2015
U.S. Securities and Exchange Commission June 2014 - August 2014
Washington Department of Financial Institutions September 2009 - August 2013
Education
University of Washington School of Law 2013 — 2016
Eastern Washington University 2005 — 2009
Bachelor of Arts
Wilson Sonsini Goodrich & Rosati June 2015 - July 2015
U.S. Securities and Exchange Commission June 2014 - August 2014
Washington Department of Financial Institutions September 2009 - August 2013
Education
University of Washington School of Law 2013 — 2016
Eastern Washington University 2005 — 2009
Bachelor of Arts
Alon Kadashev Alon Kadashev's US Securities and Exchange Commission Experience May 2015 - August 2015
Job Law Student at Fordham University
Industry Financial Services
Experience
U.S. Securities and Exchange Commission May 2015 - August 2015
Global Association of Risk Professionals March 2013 - May 2015
Global Association of Risk Professionals September 2010 - February 2013
Global Association of Risk Professionals July 2010 - August 2010
Bernstein Global Wealth Management April 2008 - September 2009
Capital One October 2006 - March 2008
Skills
Data Analysis, Microsoft Excel, Statistics, C++, Bloomberg, Fixed Income, Portfolio Management, Financial Modeling, Equities, Capital Markets, Valuation, Asset Managment, Derivatives, Banking, Quantitative Finance, Risk Management, Credit Risk, Financial Services, Trading, Quantitative Analytics, SAS, Asset Management, VBA, Financial Risk
Education
Fordham University School of Law 2013 — 2017
Juris Doctor (J.D.)
New York University - Polytechnic School of Engineering 2008 — 2010
Master's Degree, Mathematics
New York University - Polytechnic School of Engineering 2002 — 2006
Bachelor's Degree, Mathematics
U.S. Securities and Exchange Commission May 2015 - August 2015
Global Association of Risk Professionals March 2013 - May 2015
Global Association of Risk Professionals September 2010 - February 2013
Global Association of Risk Professionals July 2010 - August 2010
Bernstein Global Wealth Management April 2008 - September 2009
Capital One October 2006 - March 2008
Skills
Data Analysis, Microsoft Excel, Statistics, C++, Bloomberg, Fixed Income, Portfolio Management, Financial Modeling, Equities, Capital Markets, Valuation, Asset Managment, Derivatives, Banking, Quantitative Finance, Risk Management, Credit Risk, Financial Services, Trading, Quantitative Analytics, SAS, Asset Management, VBA, Financial Risk
Education
Fordham University School of Law 2013 — 2017
Juris Doctor (J.D.)
New York University - Polytechnic School of Engineering 2008 — 2010
Master's Degree, Mathematics
New York University - Polytechnic School of Engineering 2002 — 2006
Bachelor's Degree, Mathematics
Jonathan Hayes's US Securities and Exchange Commission Experience July 2014 - August 2014
Job Federal Court Employee
Industry Judiciary
Experience
Duke University School of Law August 2013 - May 2015
U.S. Securities and Exchange Commission July 2014 - August 2014
Broad and Cassel May 2014 - July 2014
U.S.D.C., Chambers of Hon. Mark E. Walker May 2013 - August 2013
Florida State University August 2012 - August 2013
The LaunchPad Group May 2010 - August 2012
AnySauce.Com June 2010 - September 2011
LearnSomething 2011 - 2011
Kerr & Downs Research 2010 - 2010
DirectBuy July 2004 - July 2009
Skills
Public Speaking, Web Development
Education
Duke University School of Law 2013 — 2015
Doctor of Law (J.D.)
FSU College of Law 2012 — 2015
Doctor of Law (JD) Candidate
Florida State University - College of Business 2009 — 2012
Dual Bachelors of Science (BS), Entrepreneurship/Management Information Systems
Duke University School of Law August 2013 - May 2015
U.S. Securities and Exchange Commission July 2014 - August 2014
Broad and Cassel May 2014 - July 2014
U.S.D.C., Chambers of Hon. Mark E. Walker May 2013 - August 2013
Florida State University August 2012 - August 2013
The LaunchPad Group May 2010 - August 2012
AnySauce.Com June 2010 - September 2011
LearnSomething 2011 - 2011
Kerr & Downs Research 2010 - 2010
DirectBuy July 2004 - July 2009
Skills
Public Speaking, Web Development
Education
Duke University School of Law 2013 — 2015
Doctor of Law (J.D.)
FSU College of Law 2012 — 2015
Doctor of Law (JD) Candidate
Florida State University - College of Business 2009 — 2012
Dual Bachelors of Science (BS), Entrepreneurship/Management Information Systems
Blair Springer Blair Springer's US Securities and Exchange Commission Experience January 2015 - April 2015
Job J.D. Candidate at Fordham University School of Law
Industry Law Practice
Experience
Fordham Law School August 2013 - Present
Venable LLP May 2015 - July 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Department of Investigation June 2014 - July 2014
NATO August 2010 - July 2013
Operation Unified Protector February 2011 - October 2011
US Navy August 2008 - August 2010
Skills
Navy
Education
Fordham University School of Law 2013 — 2016
Doctor of Law (J.D.)
United States Naval Academy 2002 — 2006
Bachelor of Science (B.S.), Political Science
Fordham Law School August 2013 - Present
Venable LLP May 2015 - July 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Department of Investigation June 2014 - July 2014
NATO August 2010 - July 2013
Operation Unified Protector February 2011 - October 2011
US Navy August 2008 - August 2010
Skills
Navy
Education
Fordham University School of Law 2013 — 2016
Doctor of Law (J.D.)
United States Naval Academy 2002 — 2006
Bachelor of Science (B.S.), Political Science
Jordan Hadley Jordan Hadley's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Juris Doctor
Industry Law Practice
Experience
U.S. Securities and Exchange Commission January 2015 - April 2015
National Black Law Students Association March 2014 - March 2015
University of Miami Investor Rights Clinic August 2014 - December 2014
United States District Court for the Southern District of Florida June 2014 - July 2014
Eleventh Judicial Circuit of Florida May 2014 - June 2014
United States District Court for the Southern District of Florida July 2013 - August 2013
Miami-Dade State Attorney's Office May 2013 - June 2013
Parks and Crump Law Firm January 2012 - June 2012
Skills
Public Speaking, Event Planning, Social Media, Data Analysis, Policy Analysis, Higher Education, Customer Service, Analysis, Fundraising, Nonprofits, Legal Research
Education
University of Miami Frost School of Music 2012 — 2015
Masters of Music Business
University of Miami School of Law 2012 — 2015
Doctor of Law (J.D.), Law
Florida Agricultural and Mechanical University 2008 — 2012
Bachelor of Applied Science (BASc), Political Science and Government
U.S. Securities and Exchange Commission January 2015 - April 2015
National Black Law Students Association March 2014 - March 2015
University of Miami Investor Rights Clinic August 2014 - December 2014
United States District Court for the Southern District of Florida June 2014 - July 2014
Eleventh Judicial Circuit of Florida May 2014 - June 2014
United States District Court for the Southern District of Florida July 2013 - August 2013
Miami-Dade State Attorney's Office May 2013 - June 2013
Parks and Crump Law Firm January 2012 - June 2012
Skills
Public Speaking, Event Planning, Social Media, Data Analysis, Policy Analysis, Higher Education, Customer Service, Analysis, Fundraising, Nonprofits, Legal Research
Education
University of Miami Frost School of Music 2012 — 2015
Masters of Music Business
University of Miami School of Law 2012 — 2015
Doctor of Law (J.D.), Law
Florida Agricultural and Mechanical University 2008 — 2012
Bachelor of Applied Science (BASc), Political Science and Government
Chitra Marti Chitra Marti's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Student at Princeton University
Industry
Experience
U.S. Securities and Exchange Commission May 2014 - August 2014
FBLA-PBL August 2010 - May 2013
The Monarch Newspaper, Archbishop Mitty August 2009 - May 2013
Cupertino Hoops November 2011 - March 2013
Silicon Image June 2011 - August 2011
Education
Princeton University 2013 — 2017
Bachelor of Arts (B.A.), Economics, Computer Science
De Anza College 2010 — 2015
Archbishop Mitty High School 2009 — 2013
U.S. Securities and Exchange Commission May 2014 - August 2014
FBLA-PBL August 2010 - May 2013
The Monarch Newspaper, Archbishop Mitty August 2009 - May 2013
Cupertino Hoops November 2011 - March 2013
Silicon Image June 2011 - August 2011
Education
Princeton University 2013 — 2017
Bachelor of Arts (B.A.), Economics, Computer Science
De Anza College 2010 — 2015
Archbishop Mitty High School 2009 — 2013
Monique Robinson Monique Robinson's US Securities and Exchange Commission Experience April 2015 - Present
Job AttorneyAdviser at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission April 2015 - Present
Winston & Strawn LLP March 2014 - April 2015
Kirkland & Ellis LLP October 2010 - March 2014
Manchester Avenue Elementary School, LAUSD July 2005 - June 2007
Skills
Private Equity, Mergers, Securities, Corporate Finance, Pro Bono, Elementary Education
Education
NYU School of Law 2007 — 2010
Doctor of Law (J.D.)
Loyola Marymount University 2005 — 2007
Master of Education (M.Ed.)
Emory University 2001 — 2005
Bachelor of Arts (B.A.), Latin American and Caribbean Studies
U.S. Securities and Exchange Commission April 2015 - Present
Winston & Strawn LLP March 2014 - April 2015
Kirkland & Ellis LLP October 2010 - March 2014
Manchester Avenue Elementary School, LAUSD July 2005 - June 2007
Skills
Private Equity, Mergers, Securities, Corporate Finance, Pro Bono, Elementary Education
Education
NYU School of Law 2007 — 2010
Doctor of Law (J.D.)
Loyola Marymount University 2005 — 2007
Master of Education (M.Ed.)
Emory University 2001 — 2005
Bachelor of Arts (B.A.), Latin American and Caribbean Studies
Susanna Samet Susanna Samet's US Securities and Exchange Commission Experience January 2005 - May 2005
Job Public Policy
Industry Management Consulting
Experience
Deloitte February 2013 - Present
ICF International June 2010 - February 2013
ICF International August 2007 - December 2010
ICF International October 2006 - September 2007
U.S. Department of Justice June 2005 - April 2006
U.S. Securities and Exchange Commission January 2005 - May 2005
Skills
Program Management, International..., Government, Public/private..., Capacity Building, Strategic Communications, International Relations, Project Management, Stakeholder Engagement, Stakeholder Management, Change Management, Public Relations, Strategic Planning, Politics
Education
University of Maryland School of Law 2003 — 2006
JD
Cornell University 1997 — 2001
Bachelor of Arts, Government
Deloitte February 2013 - Present
ICF International June 2010 - February 2013
ICF International August 2007 - December 2010
ICF International October 2006 - September 2007
U.S. Department of Justice June 2005 - April 2006
U.S. Securities and Exchange Commission January 2005 - May 2005
Skills
Program Management, International..., Government, Public/private..., Capacity Building, Strategic Communications, International Relations, Project Management, Stakeholder Engagement, Stakeholder Management, Change Management, Public Relations, Strategic Planning, Politics
Education
University of Maryland School of Law 2003 — 2006
JD
Cornell University 1997 — 2001
Bachelor of Arts, Government
Ariel Emmanuel Ariel Emmanuel's US Securities and Exchange Commission Experience August 2014 - November 2014
Job Summer Associate at Latham & Watkins
Industry Law Practice
Experience
Latham & Watkins May 2015 - July 2015
The Coca-Cola Company January 2015 - April 2015
U.S. Securities and Exchange Commission August 2014 - November 2014
State Court of Fulton County, Georgia July 2014 - August 2014
U.S. District Court, Northern District of Alabama June 2014 - July 2014
Volunteer Income Tax Assistance March 2012 - April 2014
Center for Academic Retention & Enhancement April 2013 - August 2013
Florida State University Housing April 2011 - May 2013
Delta Sigma Pi April 2012 - April 2013
Skills
Microsoft Excel, Entrepreneurship, Accounting, Access, Microsoft Office, Facebook, PowerPoint, Tax Preparation, Leadership, Law, Legal Research, Legal Writing, Investments, Event Planning, Social Media, Photography, Contract Drafting
Education
Emory University School of Law 2013 — 2016
Doctor of Law (J.D.), Law
Florida State University 2009 — 2013
Bachelors in Science, Accounting & Finance
Latham & Watkins May 2015 - July 2015
The Coca-Cola Company January 2015 - April 2015
U.S. Securities and Exchange Commission August 2014 - November 2014
State Court of Fulton County, Georgia July 2014 - August 2014
U.S. District Court, Northern District of Alabama June 2014 - July 2014
Volunteer Income Tax Assistance March 2012 - April 2014
Center for Academic Retention & Enhancement April 2013 - August 2013
Florida State University Housing April 2011 - May 2013
Delta Sigma Pi April 2012 - April 2013
Skills
Microsoft Excel, Entrepreneurship, Accounting, Access, Microsoft Office, Facebook, PowerPoint, Tax Preparation, Leadership, Law, Legal Research, Legal Writing, Investments, Event Planning, Social Media, Photography, Contract Drafting
Education
Emory University School of Law 2013 — 2016
Doctor of Law (J.D.), Law
Florida State University 2009 — 2013
Bachelors in Science, Accounting & Finance
Kevin Sumague Kevin Sumague's US Securities and Exchange Commission Experience November 2009 - March 2011
Job Analyst at Cortland Capital Market Services LLC
Industry Financial Services
Experience
Cortland Capital Market Services LLC September 2014 - Present
US Bank January 2012 - September 2014
U.S. Securities and Exchange Commission November 2009 - March 2011
Skills
Financial Analysis, Strategic Leadership, Lotus Notes, Market Research, Analysis, Mutual Funds, Forecasting, Microsoft Office, Teamwork, Financial Modeling, Banking, Finance, Investments, PowerPoint, Microsoft Excel
Education
DePaul University 2008 — 2011
B.S., Economics
Northeastern Illinois University
Cortland Capital Market Services LLC September 2014 - Present
US Bank January 2012 - September 2014
U.S. Securities and Exchange Commission November 2009 - March 2011
Skills
Financial Analysis, Strategic Leadership, Lotus Notes, Market Research, Analysis, Mutual Funds, Forecasting, Microsoft Office, Teamwork, Financial Modeling, Banking, Finance, Investments, PowerPoint, Microsoft Excel
Education
DePaul University 2008 — 2011
B.S., Economics
Northeastern Illinois University
Jonathan Novak Jonathan Novak's US Securities and Exchange Commission Experience November 2014 - Present
Job Research Associate at the SEC and MS Candidate in Predictive Analytics at DePaul University
Industry Research
Experience
U.S. Securities and Exchange Commission November 2014 - Present
Constellation Brands November 2013 - September 2014
Constellation Brands October 2012 - June 2013
Constellation Brands March 2012 - September 2012
Constellation Brands December 2011 - March 2012
University of Pittsburgh January 2009 - April 2010
JP Morgan Chase May 2008 - July 2008
Bergstrom Capital January 2008 - April 2008
Thrivent Financial for Lutherans May 2007 - August 2007
Skills
Analysis, Finance, Economics, Competitive Analysis, Data Analysis, Financial Modeling, Financial Analysis, Forecasting, Investments, Valuation, Corporate Finance, Microsoft Excel, Equity Research, Statistics, Bloomberg, Pricing, Capital Markets, Risk Management, Portfolio Management, PowerPoint, SPSS, Stata, Access, Financial Reporting, Python, Java, C++, SAS, R, Time Series Analysis, Decision Trees, Clustering, ARIMA, GARCH, Principal Component..., Matlab, Linux, Classifiers, SVM, Machine Learning, Predictive Analytics, Predictive Modeling
Education
DePaul University
Master of Science (MS), Predictive Analytics, Computational Methods Concentration, 4.0/4.0
University of Rochester - William E. Simon Graduate School of Business Administration 2010 — 2011
MS, Finance, 3.6/4.0
University of Pittsburgh 2006 — 2009
BA, Economics, Political Science, 3.7/4.0
U.S. Securities and Exchange Commission November 2014 - Present
Constellation Brands November 2013 - September 2014
Constellation Brands October 2012 - June 2013
Constellation Brands March 2012 - September 2012
Constellation Brands December 2011 - March 2012
University of Pittsburgh January 2009 - April 2010
JP Morgan Chase May 2008 - July 2008
Bergstrom Capital January 2008 - April 2008
Thrivent Financial for Lutherans May 2007 - August 2007
Skills
Analysis, Finance, Economics, Competitive Analysis, Data Analysis, Financial Modeling, Financial Analysis, Forecasting, Investments, Valuation, Corporate Finance, Microsoft Excel, Equity Research, Statistics, Bloomberg, Pricing, Capital Markets, Risk Management, Portfolio Management, PowerPoint, SPSS, Stata, Access, Financial Reporting, Python, Java, C++, SAS, R, Time Series Analysis, Decision Trees, Clustering, ARIMA, GARCH, Principal Component..., Matlab, Linux, Classifiers, SVM, Machine Learning, Predictive Analytics, Predictive Modeling
Education
DePaul University
Master of Science (MS), Predictive Analytics, Computational Methods Concentration, 4.0/4.0
University of Rochester - William E. Simon Graduate School of Business Administration 2010 — 2011
MS, Finance, 3.6/4.0
University of Pittsburgh 2006 — 2009
BA, Economics, Political Science, 3.7/4.0
Scott R. Stanley, JD, CFA Scott R. Stanley, JD, CFA's US Securities and Exchange Commission Experience June 2014 - Present
Job Senior Enforcement Counsel, U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission June 2014 - Present
U.S. Securities and Exchange Commission June 2011 - May 2014
U.S. Securities and Exchange Commission August 2008 - June 2011
Financial Industry Regulatory Authority November 2006 - August 2008
U.S. Securities and Exchange Commission January 2006 - May 2006
XO Communications January 2000 - August 2003
Verizon Communications January 1991 - January 2000
Skills
Securities Regulation, Enforcement, Investigation, Insider Trading, Market Surveillance, Securities Fraud, Securities Litigation, Securities Act of 1933, Securities Exchange Act..., Investment Advisers Act, Investment Company Act, Dodd-Frank Act, FINRA, AML, Rule 144, Securities, Bonds, Derivatives, Equities, Options, Swaps
Education
The Ohio State University Moritz College of Law 2003 — 2006
Doctor of Law (J.D.), Law
New York University - Leonard N. Stern School of Business 1995 — 1999
Master of Business Administration (M.B.A.), Finance and Accounting
Fairfield University 1986 — 1990
Bachelor of Arts (B.A.), Economics and American Studies
Xaverian Brothers High School 1983 — 1986
U.S. Securities and Exchange Commission June 2014 - Present
U.S. Securities and Exchange Commission June 2011 - May 2014
U.S. Securities and Exchange Commission August 2008 - June 2011
Financial Industry Regulatory Authority November 2006 - August 2008
U.S. Securities and Exchange Commission January 2006 - May 2006
XO Communications January 2000 - August 2003
Verizon Communications January 1991 - January 2000
Skills
Securities Regulation, Enforcement, Investigation, Insider Trading, Market Surveillance, Securities Fraud, Securities Litigation, Securities Act of 1933, Securities Exchange Act..., Investment Advisers Act, Investment Company Act, Dodd-Frank Act, FINRA, AML, Rule 144, Securities, Bonds, Derivatives, Equities, Options, Swaps
Education
The Ohio State University Moritz College of Law 2003 — 2006
Doctor of Law (J.D.), Law
New York University - Leonard N. Stern School of Business 1995 — 1999
Master of Business Administration (M.B.A.), Finance and Accounting
Fairfield University 1986 — 1990
Bachelor of Arts (B.A.), Economics and American Studies
Xaverian Brothers High School 1983 — 1986
Marc Ponchione Marc Ponchione's US Securities and Exchange Commission Experience August 2001 - February 2006
Job Partner, Asset Management at Allen & Overy
Industry Law Practice
Experience
Allen & Overy November 2012 - Present
Willkie Farr & Gallagher LLP February 2006 - November 2012
U.S. Securities and Exchange Commission August 2001 - February 2006
Skills
Securitization, Investments, Asset Management, Investment Management, Investment Banking, Finance, Securities, Securities Regulation
Education
Duquesne University School of Law 1996 — 1999
Doctor of Law (JD), Law
Marietta College 1992 — 1996
B.A., Accounting
Allen & Overy November 2012 - Present
Willkie Farr & Gallagher LLP February 2006 - November 2012
U.S. Securities and Exchange Commission August 2001 - February 2006
Skills
Securitization, Investments, Asset Management, Investment Management, Investment Banking, Finance, Securities, Securities Regulation
Education
Duquesne University School of Law 1996 — 1999
Doctor of Law (JD), Law
Marietta College 1992 — 1996
B.A., Accounting
Daniel Palmer's US Securities and Exchange Commission Experience January 2015 - April 2015
Job J.D. Candidate at Rutgers Law School Newark
Industry Public Policy
Experience
State of New Jersey Office of the Attorney General June 2015 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
City of Hoboken Corporation Council September 2014 - December 2014
New Jersey Institute for Social Justice May 2014 - August 2014
Lowe & Associates June 2013 - September 2013
Chambers of the Honorable Mark Falk- December 2012 - May 2013
Campus Life of FDU April 2010 - February 2013
Student Government of Fairleigh Dickinson University November 2011 - January 2013
UBS September 2012 - December 2012
New Jersey Democratic State Committee August 2012 - September 2012
Skills
Public Relations, Event Planning, International Relations, Management, PowerPoint, Fundraising, Public Speaking, Budgets, Microsoft Office, Research, Customer Service, Leadership Development, Microsoft Excel, Microsoft Word, Analysis, Higher Education, Data Analysis, Editing, Data Entry
Education
Rutgers University School of Law - Newark 2013 — 2016
Doctor of Law (JD)
Fairleigh Dickinson University 2009 — 2013
Bachelor of Arts, Political Science; International Relations, Minor in Business
State of New Jersey Office of the Attorney General June 2015 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
City of Hoboken Corporation Council September 2014 - December 2014
New Jersey Institute for Social Justice May 2014 - August 2014
Lowe & Associates June 2013 - September 2013
Chambers of the Honorable Mark Falk- December 2012 - May 2013
Campus Life of FDU April 2010 - February 2013
Student Government of Fairleigh Dickinson University November 2011 - January 2013
UBS September 2012 - December 2012
New Jersey Democratic State Committee August 2012 - September 2012
Skills
Public Relations, Event Planning, International Relations, Management, PowerPoint, Fundraising, Public Speaking, Budgets, Microsoft Office, Research, Customer Service, Leadership Development, Microsoft Excel, Microsoft Word, Analysis, Higher Education, Data Analysis, Editing, Data Entry
Education
Rutgers University School of Law - Newark 2013 — 2016
Doctor of Law (JD)
Fairleigh Dickinson University 2009 — 2013
Bachelor of Arts, Political Science; International Relations, Minor in Business
Ivan Corrieri's US Securities and Exchange Commission Experience September 2014 - November 2014
Job Selfstarter/No nonsense
Industry Accounting
Experience
Self-Employed October 2013 - Present
Benjamin's Group March 2015 - April 2015
The Home Depot September 2013 - February 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
RAC Insurance Partners LLC. August 2011 - October 2012
Champs Sports May 2011 - June 2011
Skills
Microsoft Word, PowerPoint, Public Speaking, Accounting, Microsoft Office, Microsoft Excel, Customer Service, English, Windows, Outlook, Sales, Teamwork, Leadership, Data Entry, Spreadsheets, Financial Statements, Insurance, Filing, Team Leadership, Financial Analysis, QuickBooks
Education
Florida International University 2013 — 2016
Accounting, Accounting
Miami Dade College 2011 — 2013
Associate of Arts (A.A.), Accounting
Self-Employed October 2013 - Present
Benjamin's Group March 2015 - April 2015
The Home Depot September 2013 - February 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
RAC Insurance Partners LLC. August 2011 - October 2012
Champs Sports May 2011 - June 2011
Skills
Microsoft Word, PowerPoint, Public Speaking, Accounting, Microsoft Office, Microsoft Excel, Customer Service, English, Windows, Outlook, Sales, Teamwork, Leadership, Data Entry, Spreadsheets, Financial Statements, Insurance, Filing, Team Leadership, Financial Analysis, QuickBooks
Education
Florida International University 2013 — 2016
Accounting, Accounting
Miami Dade College 2011 — 2013
Associate of Arts (A.A.), Accounting
Nealkanth Patel's US Securities and Exchange Commission Experience January 2015 - March 2015
Job Student at DePaul University
Industry Financial Services
Experience
Fitch Ratings June 2015 - August 2015
U.S. Securities and Exchange Commission January 2015 - March 2015
Morningstar, Inc. July 2013 - August 2014
Education
DePaul University 2012 — 2016
Bachelor of Science (B.S.) in Business, Major in Accountancy and Finance
Fitch Ratings June 2015 - August 2015
U.S. Securities and Exchange Commission January 2015 - March 2015
Morningstar, Inc. July 2013 - August 2014
Education
DePaul University 2012 — 2016
Bachelor of Science (B.S.) in Business, Major in Accountancy and Finance
Thomas F. Shine's US Securities and Exchange Commission Experience May 1985 - February 1993
Job Investor Rights Attorney
Industry Law Practice
Experience
Thomas F. Shine, Esq. April 1993 - Present
US Securities and Exchange Commission May 1985 - February 1993
U.S. Securities and Exchange Commission 1985 - 1992
Skills
Securities Regulation
Education
Florida State University 1980 — 1982
Master of Business Administration (M.B.A.)
Cumberland School of Law 1976 — 1979
Juris Doctor, Law
Florida State University 1973 — 1976
Bachelor of Arts (B.A.), Chemistry
Thomas F. Shine, Esq. April 1993 - Present
US Securities and Exchange Commission May 1985 - February 1993
U.S. Securities and Exchange Commission 1985 - 1992
Skills
Securities Regulation
Education
Florida State University 1980 — 1982
Master of Business Administration (M.B.A.)
Cumberland School of Law 1976 — 1979
Juris Doctor, Law
Florida State University 1973 — 1976
Bachelor of Arts (B.A.), Chemistry
Simone Dallaire Simone Dallaire's US Securities and Exchange Commission Experience September 2015 - Present
Job Legal Intern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2015 - Present
The Honorable Ellen Ceisler, Philadelphia Court of Common Pleas, Civil Trial Division May 2015 - August 2015
Urban Outfitters July 2012 - July 2014
Project Management Institute April 2013 - September 2013
Drexel University Recreation Center July 2012 - September 2012
Drexel University, Office of Undergraduate Research June 2011 - September 2011
Federal Communications Commission November 2009 - February 2010
Skills
Research, Policy Development, SAEGIS, CPi Docketing, Contract Drafting, Microsoft Office, Microsoft Excel, Microsoft Access
Education
George Mason University School of Law 2014 — 2017
Juris Doctor (J.D.), Top 7%; 3.82/4.33
Drexel University 2010 — 2014
B.A., Legal Studies and International Business, Graduated magna cum laude
Thomas Jefferson High School for Science and Technology 2006 — 2010
4.2
U.S. Securities and Exchange Commission September 2015 - Present
The Honorable Ellen Ceisler, Philadelphia Court of Common Pleas, Civil Trial Division May 2015 - August 2015
Urban Outfitters July 2012 - July 2014
Project Management Institute April 2013 - September 2013
Drexel University Recreation Center July 2012 - September 2012
Drexel University, Office of Undergraduate Research June 2011 - September 2011
Federal Communications Commission November 2009 - February 2010
Skills
Research, Policy Development, SAEGIS, CPi Docketing, Contract Drafting, Microsoft Office, Microsoft Excel, Microsoft Access
Education
George Mason University School of Law 2014 — 2017
Juris Doctor (J.D.), Top 7%; 3.82/4.33
Drexel University 2010 — 2014
B.A., Legal Studies and International Business, Graduated magna cum laude
Thomas Jefferson High School for Science and Technology 2006 — 2010
4.2
Jonathan Strauss Jonathan Strauss's US Securities and Exchange Commission Experience June 2006 - August 2006
Job Vice President Corporate Counsel at PRGX
Industry Law Practice
Experience
PRGX August 2015 - Present
DLA Piper July 2013 - August 2015
Georgia Secretary of State August 2012 - July 2013
Atomic Partners, LLC October 2011 - July 2013
Joystick Labs January 2012 - May 2012
Vale Columbia Center on Sustainable International Investment, Columbia University August 2009 - May 2011
Cadwalader Wickersham & Taft September 2008 - July 2009
Cadwalader Wickersham & Taft May 2007 - August 2007
Scientific-Atlanta January 2007 - April 2007
U.S. Securities and Exchange Commission June 2006 - August 2006
Skills
Due Diligence, Capital Markets, Venture Capital, Securities, Legal Writing, Securities Regulation, Legal Issues, Legal Advice, Strategy, Corporate Law, Finance, Licensing, Entrepreneurship, Investments, Joint Ventures, Corporate Governance, Start-ups, Legal Research, Mergers & Acquisitions, Intellectual Property, Emerging Markets, Business Strategy, Private Equity, Restructuring
Education
Duke Law School 2011 — 2012
LL.M., Law and Entrepreneurship
Emory University School of Law 2005 — 2008
J.D., Law
University of Georgia - Terry College of Business 2000 — 2004
B.B.A., International Business and Finance
Chattahoochee High School
PRGX August 2015 - Present
DLA Piper July 2013 - August 2015
Georgia Secretary of State August 2012 - July 2013
Atomic Partners, LLC October 2011 - July 2013
Joystick Labs January 2012 - May 2012
Vale Columbia Center on Sustainable International Investment, Columbia University August 2009 - May 2011
Cadwalader Wickersham & Taft September 2008 - July 2009
Cadwalader Wickersham & Taft May 2007 - August 2007
Scientific-Atlanta January 2007 - April 2007
U.S. Securities and Exchange Commission June 2006 - August 2006
Skills
Due Diligence, Capital Markets, Venture Capital, Securities, Legal Writing, Securities Regulation, Legal Issues, Legal Advice, Strategy, Corporate Law, Finance, Licensing, Entrepreneurship, Investments, Joint Ventures, Corporate Governance, Start-ups, Legal Research, Mergers & Acquisitions, Intellectual Property, Emerging Markets, Business Strategy, Private Equity, Restructuring
Education
Duke Law School 2011 — 2012
LL.M., Law and Entrepreneurship
Emory University School of Law 2005 — 2008
J.D., Law
University of Georgia - Terry College of Business 2000 — 2004
B.B.A., International Business and Finance
Chattahoochee High School
Cathryn Bennett Cathryn Bennett's US Securities and Exchange Commission Experience June 2010 - August 2010
Job Tax Senior Associate at PwC
Industry Investment Management
Experience
PricewaterhouseCoopers LLP July 2014 - Present
PricewaterhouseCoopers LLP January 2012 - June 2014
U.S. Securities and Exchange Commission June 2010 - August 2010
Milk Studios January 2010 - April 2010
Skills
Financial Reporting, Tax, Accounting
Education
Fordham University - Graduate School of Business Administration 2010 — 2011
Master of Science (M.S.), Taxation
Fordham University 2006 — 2010
Bachelor of Science (BS), Public Accounting
PricewaterhouseCoopers LLP July 2014 - Present
PricewaterhouseCoopers LLP January 2012 - June 2014
U.S. Securities and Exchange Commission June 2010 - August 2010
Milk Studios January 2010 - April 2010
Skills
Financial Reporting, Tax, Accounting
Education
Fordham University - Graduate School of Business Administration 2010 — 2011
Master of Science (M.S.), Taxation
Fordham University 2006 — 2010
Bachelor of Science (BS), Public Accounting
Jerome Evans Jerome Evans's US Securities and Exchange Commission Experience August 2014 - August 2015
Job Multi Functional Analyst
Industry Investment Banking
Experience
U.S. Securities and Exchange Commission August 2014 - August 2015
John Hancock Financial Services July 2013 - June 2014
US Army January 2010 - June 2013
The MandMarblestone Group September 2008 - January 2010
Sallie Mae August 2005 - August 2008
Skills
Leadership, Management, Analysis, Team Leadership, Strategic Planning, Training, Finance, Government, Risk Assessment, Risk Management, Military, Process Improvement, Project Management, Security, Microsoft Office, Security Clearance, Policy, Operations Management, Budgets, Software Documentation, Human Resources, Business Strategy, PowerPoint, Financial Analysis, Program Management, Customer Service, Accounting, SAS, SAP ERP, Microsoft Excel, Access, Internal Audit, Loss Prevention, SQL
Education
University of California, Los Angeles 2014 — 2015
Legal Studies, Business Law, Criminal Law, Civil Litigation
Oregon State University 2010 — 2012
Bachelor's Degree, Managerial Economics
Drexel University 2008 — 2010
Bachelor's Degree, Economics
U.S. Securities and Exchange Commission August 2014 - August 2015
John Hancock Financial Services July 2013 - June 2014
US Army January 2010 - June 2013
The MandMarblestone Group September 2008 - January 2010
Sallie Mae August 2005 - August 2008
Skills
Leadership, Management, Analysis, Team Leadership, Strategic Planning, Training, Finance, Government, Risk Assessment, Risk Management, Military, Process Improvement, Project Management, Security, Microsoft Office, Security Clearance, Policy, Operations Management, Budgets, Software Documentation, Human Resources, Business Strategy, PowerPoint, Financial Analysis, Program Management, Customer Service, Accounting, SAS, SAP ERP, Microsoft Excel, Access, Internal Audit, Loss Prevention, SQL
Education
University of California, Los Angeles 2014 — 2015
Legal Studies, Business Law, Criminal Law, Civil Litigation
Oregon State University 2010 — 2012
Bachelor's Degree, Managerial Economics
Drexel University 2008 — 2010
Bachelor's Degree, Economics
Christopher D'Alessio Christopher D'Alessio's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Law Clerk at Office of the Comptroller of the Currency
Industry Legal Services
Experience
Office of the Comptroller of the Currency September 2015 - Present
United States Attorney's Office, EDNC August 2014 - December 2014
U.S. Securities and Exchange Commission May 2014 - August 2014
Office of the NJ Attorney General-Government and Healthcare Fraud Section June 2013 - August 2013
Office of Congressman Scott Garrett May 2011 - August 2011
NBC News January 2011 - April 2011
Education
Duke University School of Law 2012 — 2015
Juris Doctor
The College of William and Mary 2008 — 2012
Bachelor of Arts (B.A.), Government, History
Glen Rock High School 2004 — 2008
Office of the Comptroller of the Currency September 2015 - Present
United States Attorney's Office, EDNC August 2014 - December 2014
U.S. Securities and Exchange Commission May 2014 - August 2014
Office of the NJ Attorney General-Government and Healthcare Fraud Section June 2013 - August 2013
Office of Congressman Scott Garrett May 2011 - August 2011
NBC News January 2011 - April 2011
Education
Duke University School of Law 2012 — 2015
Juris Doctor
The College of William and Mary 2008 — 2012
Bachelor of Arts (B.A.), Government, History
Glen Rock High School 2004 — 2008
Beckie (Ament) Marquigny Beckie (Ament) Marquigny's US Securities and Exchange Commission Experience July 2013 - Present
Job Senior Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission July 2013 - Present
US Securities and Exchange Commission November 1999 - July 2013
U.S. Securities and Exchange Commission November 1994 - November 1999
Verner, Liipfert, Bernhard, McPherson & Hand 1992 - 1994
Chadbourne & Parke 1990 - 1992
Skills
Public Policy, Legal Writing, Securities Regulation, Securities Compliance, Securities Market, Investment Advisers Act, Securities Litigation, Corporate Law, Investment Company Act, Corporate Governance, Legal Research, Internal Investigations, Administrative Law, Litigation Management, Intellectual Property, Privacy Law, Mediation, Criminal Law, Class Actions, Securities Offerings, SEC, Investment Companies, Legal Compliance, Licensing, Broker-Dealer, FCPA, Trade Secrets, Appeals, Competition Law
Education
Duke University School of Law 1987 — 1990
Doctor of Law (JD)
Duke University 1983 — 1987
BA awarded Magna Cum Laude, History
Holton-Arms 1974 — 1983
high school
U.S. Securities and Exchange Commission July 2013 - Present
US Securities and Exchange Commission November 1999 - July 2013
U.S. Securities and Exchange Commission November 1994 - November 1999
Verner, Liipfert, Bernhard, McPherson & Hand 1992 - 1994
Chadbourne & Parke 1990 - 1992
Skills
Public Policy, Legal Writing, Securities Regulation, Securities Compliance, Securities Market, Investment Advisers Act, Securities Litigation, Corporate Law, Investment Company Act, Corporate Governance, Legal Research, Internal Investigations, Administrative Law, Litigation Management, Intellectual Property, Privacy Law, Mediation, Criminal Law, Class Actions, Securities Offerings, SEC, Investment Companies, Legal Compliance, Licensing, Broker-Dealer, FCPA, Trade Secrets, Appeals, Competition Law
Education
Duke University School of Law 1987 — 1990
Doctor of Law (JD)
Duke University 1983 — 1987
BA awarded Magna Cum Laude, History
Holton-Arms 1974 — 1983
high school
Troy Costlow Troy Costlow's US Securities and Exchange Commission Experience July 2015 - Present
Job CPA, MBA, ETC.
Industry Accounting
Experience
U.S. Securities and Exchange Commission July 2015 - Present
PwC November 2014 - April 2015
Societe Generale Corporate and Investment Banking - SG CIB July 2013 - November 2014
McGladrey December 2011 - July 2013
CareerBuilder.com August 2008 - October 2009
Careerbuilder.com August 2004 - July 2008
Skills
Account Management, Accounting, Financial Analysis, Human Resources, Internal Audit, Leadership, Management, Marketing, Process Improvement, Research, Sales, Sales Presentations, Social Media, Training
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2010 — 2011
Master of Science (M.S.), Accounting
DePaul University - Charles H. Kellstadt Graduate School of Business 2008 — 2010
MBA, Finance/Marketing
University of Illinois at Urbana-Champaign 2001 — 2004
BS & BA, Psychology, English
Southern Illinois University, Carbondale 1998 — 2000
Media
U.S. Securities and Exchange Commission July 2015 - Present
PwC November 2014 - April 2015
Societe Generale Corporate and Investment Banking - SG CIB July 2013 - November 2014
McGladrey December 2011 - July 2013
CareerBuilder.com August 2008 - October 2009
Careerbuilder.com August 2004 - July 2008
Skills
Account Management, Accounting, Financial Analysis, Human Resources, Internal Audit, Leadership, Management, Marketing, Process Improvement, Research, Sales, Sales Presentations, Social Media, Training
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2010 — 2011
Master of Science (M.S.), Accounting
DePaul University - Charles H. Kellstadt Graduate School of Business 2008 — 2010
MBA, Finance/Marketing
University of Illinois at Urbana-Champaign 2001 — 2004
BS & BA, Psychology, English
Southern Illinois University, Carbondale 1998 — 2000
Media
Deanna Salcedo Deanna Salcedo's US Securities and Exchange Commission Experience June 2014 - July 2014
Job Public Service Fellow at Fordham University
Industry International Trade and Development
Experience
Bunge June 2015 - Present
Bunge Limited November 2014 - July 2015
Fordham University August 2013 - December 2014
U.S. Securities and Exchange Commission June 2014 - July 2014
U.S. Department of State March 2014 - May 2014
Peace Corps January 2011 - March 2013
Princeton University October 2009 - June 2010
Princeton University December 2008 - June 2010
Solidarity Center June 2009 - August 2009
Princeton University October 2007 - July 2009
Skills
Social Media, Grant Writing, Teaching, NGOs, Curriculum Design, PowerPoint, Program Evaluation, Capacity Building, International..., Public Health, Community Outreach, Entrepreneurship, Community Development, Program Development, Qualitative Research, Project Management, Analysis, Public Health Education, HIV prevention, Health Education
Education
Fordham University 2013 — 2014
MA, International Political Economy and Development
Princeton University 2006 — 2010
Bachelor of Arts, Politics; Certificate Program; African Studies
University of Cape Town 2008 — 2008
Semester Abroad
Bunge June 2015 - Present
Bunge Limited November 2014 - July 2015
Fordham University August 2013 - December 2014
U.S. Securities and Exchange Commission June 2014 - July 2014
U.S. Department of State March 2014 - May 2014
Peace Corps January 2011 - March 2013
Princeton University October 2009 - June 2010
Princeton University December 2008 - June 2010
Solidarity Center June 2009 - August 2009
Princeton University October 2007 - July 2009
Skills
Social Media, Grant Writing, Teaching, NGOs, Curriculum Design, PowerPoint, Program Evaluation, Capacity Building, International..., Public Health, Community Outreach, Entrepreneurship, Community Development, Program Development, Qualitative Research, Project Management, Analysis, Public Health Education, HIV prevention, Health Education
Education
Fordham University 2013 — 2014
MA, International Political Economy and Development
Princeton University 2006 — 2010
Bachelor of Arts, Politics; Certificate Program; African Studies
University of Cape Town 2008 — 2008
Semester Abroad
Sarah Fearon-Maradey Sarah Fearon-Maradey's US Securities and Exchange Commission Experience June 2014 - August 2014
Job Compliance Monitoring & Surveillance Specialist at Credit Suisse
Industry Law Practice
Experience
Credit Suisse August 2015 - Present
Quintiles August 2014 - November 2014
U.S. Securities and Exchange Commission June 2014 - August 2014
NH Bureau of Securities Regulation May 2013 - May 2014
Dartmouth College Office of General Counsel May 2012 - August 2012
Harvard School of Public Health July 2008 - August 2011
Skills
Non-profits, Research, Editing, PowerPoint, Microsoft Excel, Microsoft Word, Legal Research, Higher Education, Legal Writing, Microsoft Office, Data Analysis, Analysis, Westlaw, Litigation, Nonprofits
Education
University of New Hampshire School of Law 2011 — 2014
Doctor of Law (JD)
University of New Hampshire - Whittemore School of Business and Economics 2012 — 2013
Master of Business Administration (MBA)
Dartmouth College 2004 — 2008
BA, Studio Art
Credit Suisse August 2015 - Present
Quintiles August 2014 - November 2014
U.S. Securities and Exchange Commission June 2014 - August 2014
NH Bureau of Securities Regulation May 2013 - May 2014
Dartmouth College Office of General Counsel May 2012 - August 2012
Harvard School of Public Health July 2008 - August 2011
Skills
Non-profits, Research, Editing, PowerPoint, Microsoft Excel, Microsoft Word, Legal Research, Higher Education, Legal Writing, Microsoft Office, Data Analysis, Analysis, Westlaw, Litigation, Nonprofits
Education
University of New Hampshire School of Law 2011 — 2014
Doctor of Law (JD)
University of New Hampshire - Whittemore School of Business and Economics 2012 — 2013
Master of Business Administration (MBA)
Dartmouth College 2004 — 2008
BA, Studio Art
Jessica Neiterman Jessica Neiterman's US Securities and Exchange Commission Experience June 2014 - Present
Job Attorney Advisor at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission June 2014 - Present
Fried Frank January 2010 - May 2014
The Constitution Project September 2011 - March 2012
Duke Law Wrongful Convictions Clinic August 2008 - May 2009
Fried Frank May 2008 - August 2008
Skills
Litigation, Legal Research, White Collar Criminal..., Securities Regulation, Internal Investigations, Securities Fraud
Education
Duke University School of Law 2006 — 2009
Doctor of Law (JD), Cum Laude
University of Pennsylvania 2002 — 2006
BA, Magna Cum Laude, History and Sociology of Science, Political Science, Economics
U.S. Securities and Exchange Commission June 2014 - Present
Fried Frank January 2010 - May 2014
The Constitution Project September 2011 - March 2012
Duke Law Wrongful Convictions Clinic August 2008 - May 2009
Fried Frank May 2008 - August 2008
Skills
Litigation, Legal Research, White Collar Criminal..., Securities Regulation, Internal Investigations, Securities Fraud
Education
Duke University School of Law 2006 — 2009
Doctor of Law (JD), Cum Laude
University of Pennsylvania 2002 — 2006
BA, Magna Cum Laude, History and Sociology of Science, Political Science, Economics
Joy Tsai's US Securities and Exchange Commission Experience September 2014 - November 2014
Job J.D. Candidate at Duke University School of Law
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2014 - November 2014
K&L Gates May 2014 - July 2014
Center for Criminal Justice and Professional Responsibility May 2013 - May 2014
Duke Housing, Dining, Residence Life August 2012 - May 2014
Population Institute May 2012 - August 2012
Education
Duke University School of Law 2012 — 2015
Juris Doctor (J.D.)
Duke University 2008 — 2012
BA, English, Psychology
Oxford University
Victorian Fiction and Poetry
U.S. Securities and Exchange Commission September 2014 - November 2014
K&L Gates May 2014 - July 2014
Center for Criminal Justice and Professional Responsibility May 2013 - May 2014
Duke Housing, Dining, Residence Life August 2012 - May 2014
Population Institute May 2012 - August 2012
Education
Duke University School of Law 2012 — 2015
Juris Doctor (J.D.)
Duke University 2008 — 2012
BA, English, Psychology
Oxford University
Victorian Fiction and Poetry
Alex Luxenburg's US Securities and Exchange Commission Experience September 2014 - December 2014
Job Law Clerk at Paul, Weiss, Rifkind, Wharton & Garrison LLP
Industry Law Practice
Experience
Paul, Weiss, Rifkind, Wharton & Garrison LLP September 2015 - Present
U.S. Securities and Exchange Commission September 2014 - December 2014
Credit Suisse January 2014 - August 2014
Adam Leitman Bailey, P.C. May 2013 - August 2013
BLDG Management Co., Inc. May 2010 - August 2012
Education
New York Law School 2012 — 2015
Doctor of Law (JD), Law
Elon University 2006 — 2010
Bachelor of Arts (BA), Economics
Paul, Weiss, Rifkind, Wharton & Garrison LLP September 2015 - Present
U.S. Securities and Exchange Commission September 2014 - December 2014
Credit Suisse January 2014 - August 2014
Adam Leitman Bailey, P.C. May 2013 - August 2013
BLDG Management Co., Inc. May 2010 - August 2012
Education
New York Law School 2012 — 2015
Doctor of Law (JD), Law
Elon University 2006 — 2010
Bachelor of Arts (BA), Economics
Aaron Byrd, Esq. Aaron Byrd, Esq.'s US Securities and Exchange Commission Experience July 2015 - Present
Job Financial Legal Analyst at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission July 2015 - Present
Law Office of Elizabeth McMaster October 2013 - Present
FDIC June 2012 - May 2013
Regency Centers August 2012 - December 2012
Florida Coastal School of Law Public Interest Research Bureau November 2011 - August 2012
Florida Office of the Attorney General January 2012 - May 2012
Hayden Law January 2011 - January 2012
Spotsylvania County Commonwealth Attorney's Office December 2010 - January 2011
University of Mary Washington August 2009 - December 2009
Skills
Litigation, Corporate Law, Administrative Law, Legal Research, Legal Writing, Pleadings, Depositions, Commercial Litigation, Research, Lexis, PowerPoint, Mergers & Acquisitions, Westlaw Certified, Banking Law, Consumer Law, Personal Injury, Westlaw, Legal Issues, PACER, EDGAR filings, Financial Transactions, Financial & Legal..., Financial Regulation, Bank Mergers, LexisNexis Professional..., Commercial Real Estate..., LexisNexis
Education
Florida Coastal School of Law 2010 — 2013
Juris Doctor, Commercial Litigation, Cum Laude
University of Mary Washington 2006 — 2010
B.S., Business Adminstration
U.S. Securities and Exchange Commission July 2015 - Present
Law Office of Elizabeth McMaster October 2013 - Present
FDIC June 2012 - May 2013
Regency Centers August 2012 - December 2012
Florida Coastal School of Law Public Interest Research Bureau November 2011 - August 2012
Florida Office of the Attorney General January 2012 - May 2012
Hayden Law January 2011 - January 2012
Spotsylvania County Commonwealth Attorney's Office December 2010 - January 2011
University of Mary Washington August 2009 - December 2009
Skills
Litigation, Corporate Law, Administrative Law, Legal Research, Legal Writing, Pleadings, Depositions, Commercial Litigation, Research, Lexis, PowerPoint, Mergers & Acquisitions, Westlaw Certified, Banking Law, Consumer Law, Personal Injury, Westlaw, Legal Issues, PACER, EDGAR filings, Financial Transactions, Financial & Legal..., Financial Regulation, Bank Mergers, LexisNexis Professional..., Commercial Real Estate..., LexisNexis
Education
Florida Coastal School of Law 2010 — 2013
Juris Doctor, Commercial Litigation, Cum Laude
University of Mary Washington 2006 — 2010
B.S., Business Adminstration
Dorian Hawkins Dorian Hawkins's US Securities and Exchange Commission Experience September 2014 - November 2014
Job Legal Honors Law Clerk at HUD
Industry Law Practice
Experience
U.S. Department of Housing and Urban Development August 2015 - Present
U.S. Securities and Exchange Commission September 2014 - November 2014
D.C. Rental Housing Commission May 2014 - August 2014
Harrison Institute for Housing and Community Development August 2013 - May 2014
Federal Public Defender June 2013 - August 2013
Everglades High School Band July 2008 - August 2012
Education
Georgetown University Law Center 2012 — 2015
Doctor of Law (J.D.), Law
Florida State University 2008 — 2012
Bachelor of Music (B.M.), Music Theory and Composition, Italian Minor, Magna Cum Laude with Honors
U.S. Department of Housing and Urban Development August 2015 - Present
U.S. Securities and Exchange Commission September 2014 - November 2014
D.C. Rental Housing Commission May 2014 - August 2014
Harrison Institute for Housing and Community Development August 2013 - May 2014
Federal Public Defender June 2013 - August 2013
Everglades High School Band July 2008 - August 2012
Education
Georgetown University Law Center 2012 — 2015
Doctor of Law (J.D.), Law
Florida State University 2008 — 2012
Bachelor of Music (B.M.), Music Theory and Composition, Italian Minor, Magna Cum Laude with Honors
Susan Koski-Grafer Susan Koski-Grafer's US Securities and Exchange Commission Experience July 2000 - May 2011
Job Member of Board of Advisors at H.S. Grace & Company, Inc.
Industry Accounting
Experience
H.S. Grace & Company, Inc. October 2014 - Present
U.S. Securities and Exchange Commission July 2000 - May 2011
Financial Executives International 1994 - 2000
AT&T Corporate Headquarters 1987 - 1994
Skills
Financial reporting and..., Financial Reporting, Accounting, Auditing, Internal Controls, GAAP, SEC filings, US GAAP, Financial Accounting, IFRS, Financial Analysis, Sarbanes-Oxley Act, External Audit, CPA, Tax, Financial Modeling, Revenue Recognition, Assurance, Corporate Governance, Forensic Accounting, Corporate Finance
Education
Fairleigh Dickinson University-Florham Campus 1985 — 1992
Master of Business Administration (M.B.A.), Accounting
Duke University 1986 — 1986
Advanced Management Program
University of Maryland College Park 1974 — 1985
Bachelor's Degree, Management
H.S. Grace & Company, Inc. October 2014 - Present
U.S. Securities and Exchange Commission July 2000 - May 2011
Financial Executives International 1994 - 2000
AT&T Corporate Headquarters 1987 - 1994
Skills
Financial reporting and..., Financial Reporting, Accounting, Auditing, Internal Controls, GAAP, SEC filings, US GAAP, Financial Accounting, IFRS, Financial Analysis, Sarbanes-Oxley Act, External Audit, CPA, Tax, Financial Modeling, Revenue Recognition, Assurance, Corporate Governance, Forensic Accounting, Corporate Finance
Education
Fairleigh Dickinson University-Florham Campus 1985 — 1992
Master of Business Administration (M.B.A.), Accounting
Duke University 1986 — 1986
Advanced Management Program
University of Maryland College Park 1974 — 1985
Bachelor's Degree, Management
Steven Gard Steven Gard's US Securities and Exchange Commission Experience 1978 - 1980
Job Senior Assistant Attorney General at Florida Office of the Attorney General
Industry Law Practice
Experience
Florida Office of the Attorney General 2014 - Present
Bootleg Creek 2010 - Present
Public Investors Arbitration Bar Association 1991 - Present
Reznicsek, Fraser, White & Shaffer P.A. 2011 - 2014
Private Law Practice 1980 - 2014
U.S. Securities and Exchange Commission 1978 - 1980
State of Missouri Attorney General 1976 - 1978
Skills
Litigation, Securities, Arbitration, Mediation, Financial Services, Enforcement, Securities Litigation, Commercial Litigation, Civil Litigation, Securities Regulation, Alternative Dispute..., Internal Investigations, Dispute Resolution, Fraud, White Collar Criminal..., Class Actions, Due Diligence, laying down a back beat, Business Litigation, FINRA, Trial Practice, Breach Of Contract, Shareholder, SEC, Consumer Law, Trials, Trade Secrets, Administrative Law, Dispute, Courts, Competition Law, Torts, Joint Ventures, Public Liability, Entertainment Law, Insurance Law, Litigation Support, Legal Writing
Education
Washington University in St. Louis School of Law 1973 — 1976
J.D., Law
Duke University School of Law 1975 — 1976
University of Michigan 1968 — 1972
A.B. with honors, Political Science
Florida Office of the Attorney General 2014 - Present
Bootleg Creek 2010 - Present
Public Investors Arbitration Bar Association 1991 - Present
Reznicsek, Fraser, White & Shaffer P.A. 2011 - 2014
Private Law Practice 1980 - 2014
U.S. Securities and Exchange Commission 1978 - 1980
State of Missouri Attorney General 1976 - 1978
Skills
Litigation, Securities, Arbitration, Mediation, Financial Services, Enforcement, Securities Litigation, Commercial Litigation, Civil Litigation, Securities Regulation, Alternative Dispute..., Internal Investigations, Dispute Resolution, Fraud, White Collar Criminal..., Class Actions, Due Diligence, laying down a back beat, Business Litigation, FINRA, Trial Practice, Breach Of Contract, Shareholder, SEC, Consumer Law, Trials, Trade Secrets, Administrative Law, Dispute, Courts, Competition Law, Torts, Joint Ventures, Public Liability, Entertainment Law, Insurance Law, Litigation Support, Legal Writing
Education
Washington University in St. Louis School of Law 1973 — 1976
J.D., Law
Duke University School of Law 1975 — 1976
University of Michigan 1968 — 1972
A.B. with honors, Political Science
Tandra Lanier's US Securities and Exchange Commission Experience August 2015 - Present
Job Intern at U.S. Securities and Exchange Commission
Industry Hospital & Health Care
Experience
U.S. Securities and Exchange Commission August 2015 - Present
University Medical Center April 2010 - Present
H&R Block January 2010 - April 2010
PLS Tax Services November 2007 - March 2008
Skills
Baking, Catering, Tax, Data Entry, File Management, Spreadsheets, Medical Terminology, Payroll, Auditing, Customer Service, Hospitals, Medical Records, Accounts Payable, HIPAA, Healthcare, Meditech, Accounts Receivable
Education
DePaul University 2014 — 2016
Bachelor of Science (B.S.), Accounting
University of Illinois at Chicago 2008 — 2009
Accounting
Olive-Harvey College 2002 — 2005
Associate of Arts, Transfer Degree
U.S. Securities and Exchange Commission August 2015 - Present
University Medical Center April 2010 - Present
H&R Block January 2010 - April 2010
PLS Tax Services November 2007 - March 2008
Skills
Baking, Catering, Tax, Data Entry, File Management, Spreadsheets, Medical Terminology, Payroll, Auditing, Customer Service, Hospitals, Medical Records, Accounts Payable, HIPAA, Healthcare, Meditech, Accounts Receivable
Education
DePaul University 2014 — 2016
Bachelor of Science (B.S.), Accounting
University of Illinois at Chicago 2008 — 2009
Accounting
Olive-Harvey College 2002 — 2005
Associate of Arts, Transfer Degree
Robert Ahrenholz Robert Ahrenholz's US Securities and Exchange Commission Experience 1976 - 1981
Job Securities and Corporate Partner at Kutak Rock LLP
Industry Law Practice
Experience
Kutak Rock LLP 1981 - Present
U.S. Securities and Exchange Commission 1976 - 1981
Skills
Corporate Finance, Structured Finance, Start-ups, Securities, Corporate Law, Finance, Securitization, Securities Regulation, Strategy, EB-5 Financings, Due Diligence
Education
The Catholic University of America 1970 — 1974
JD, Law
Florida State University 1969 — 1970
MBA, Finance
Purdue University - Krannert School of Management 1962 — 1966
BS IM, Management
Kutak Rock LLP 1981 - Present
U.S. Securities and Exchange Commission 1976 - 1981
Skills
Corporate Finance, Structured Finance, Start-ups, Securities, Corporate Law, Finance, Securitization, Securities Regulation, Strategy, EB-5 Financings, Due Diligence
Education
The Catholic University of America 1970 — 1974
JD, Law
Florida State University 1969 — 1970
MBA, Finance
Purdue University - Krannert School of Management 1962 — 1966
BS IM, Management
Sharia Goodman's US Securities and Exchange Commission Experience September 2013 - Present
Job U.S. Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission September 2013 - Present
Nehemiah Gateway Community Development Corporation January 2013 - April 2013
Skills
Accounting, Microsoft Word, Fluent in French, Financial Accounting, Financial Reporting, Tax, Account Reconciliation, QuickBooks, Accounts Payable, Accounts Receivable, Finance, Microsoft Excel, Access
Education
Delaware State University 2007 — 2013
Bachelor of Science (BS), Accounting
U.S. Securities and Exchange Commission September 2013 - Present
Nehemiah Gateway Community Development Corporation January 2013 - April 2013
Skills
Accounting, Microsoft Word, Fluent in French, Financial Accounting, Financial Reporting, Tax, Account Reconciliation, QuickBooks, Accounts Payable, Accounts Receivable, Finance, Microsoft Excel, Access
Education
Delaware State University 2007 — 2013
Bachelor of Science (BS), Accounting
Nicholas Bogojevich Nicholas Bogojevich's US Securities and Exchange Commission Experience June 2015 - August 2015
Job Intern at U.S. Securities and Exchange Commission
Industry Banking
Experience
International Business Association September 2015 - Present
Bogojevich Apartments April 2011 - Present
U.S. Securities and Exchange Commission June 2015 - August 2015
Skills
Outlook, Research, Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Windows, Strategic Planning, Budgets, Photoshop, Management, Leadership, Social Media, Public Speaking, Teamwork
Education
Fordham University 2013 — 2017
Bachelor's Degree, Finance
International Business Association September 2015 - Present
Bogojevich Apartments April 2011 - Present
U.S. Securities and Exchange Commission June 2015 - August 2015
Skills
Outlook, Research, Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Windows, Strategic Planning, Budgets, Photoshop, Management, Leadership, Social Media, Public Speaking, Teamwork
Education
Fordham University 2013 — 2017
Bachelor's Degree, Finance
Christie Falco Christie Falco's US Securities and Exchange Commission Experience September 2014 - December 2014
Job Legal Intern, Division of Enforcement at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2014 - December 2014
Davis Polk & Wardwell LLP May 2014 - August 2014
United States District Court for the Southern District of New York September 2013 - December 2013
Lawyers Alliance for New York May 2013 - August 2013
Dewey & LeBoeuf LLP October 2010 - July 2012
Memorial June 2009 - August 2009
Duke University Residential Life January 2008 - April 2009
Genetic Alliance May 2007 - July 2007
Education
Fordham University School of Law 2012 — 2015
Doctor of Law (J.D.), Magna cum laude, Order of the Coif
Duke University 2006 — 2010
Bachelor of Arts (B.A.), Political Science
Thomas Jeferson High School for Science and Technology 2003 — 2006
Jefferson Diploma
U.S. Securities and Exchange Commission September 2014 - December 2014
Davis Polk & Wardwell LLP May 2014 - August 2014
United States District Court for the Southern District of New York September 2013 - December 2013
Lawyers Alliance for New York May 2013 - August 2013
Dewey & LeBoeuf LLP October 2010 - July 2012
Memorial June 2009 - August 2009
Duke University Residential Life January 2008 - April 2009
Genetic Alliance May 2007 - July 2007
Education
Fordham University School of Law 2012 — 2015
Doctor of Law (J.D.), Magna cum laude, Order of the Coif
Duke University 2006 — 2010
Bachelor of Arts (B.A.), Political Science
Thomas Jeferson High School for Science and Technology 2003 — 2006
Jefferson Diploma
Amelia Montgomery's US Securities and Exchange Commission Experience June 2015 - Present
Job Summer Honors Intern at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission June 2015 - Present
Bradley Arant Boult Cummings LLP May 2015 - June 2015
The Donna Karan Company LLC June 2012 - June 2014
Davidson College September 2009 - May 2012
Legal Aid of Concord October 2001 - May 2012
American Economic Association January 2009 - January 2012
Davidson College August 2011 - December 2011
Skills
Editing, Spanish, Microsoft Office, Writing, Legal Research, Community Outreach, LexisNexis, Research, Adobe Acrobat, Social Media, Microsoft Excel, Westlaw, Proofreading, Office Administration, Document Management, Events Coordination, Sustainability, Compliance, Due Diligence, Project Management, Fundraising
Education
Vanderbilt University Law School 2014 — 2017
Juris Doctor (J.D.)
Davidson College 2008 — 2012
Bachelor of Arts, English, Environmental Studies
Central College Abroad in Granada, Spain 2010 — 2010
Spanish Language and Culture
Christ Presbyterian Academy 2004 — 2008
High School Diploma
U.S. Securities and Exchange Commission June 2015 - Present
Bradley Arant Boult Cummings LLP May 2015 - June 2015
The Donna Karan Company LLC June 2012 - June 2014
Davidson College September 2009 - May 2012
Legal Aid of Concord October 2001 - May 2012
American Economic Association January 2009 - January 2012
Davidson College August 2011 - December 2011
Skills
Editing, Spanish, Microsoft Office, Writing, Legal Research, Community Outreach, LexisNexis, Research, Adobe Acrobat, Social Media, Microsoft Excel, Westlaw, Proofreading, Office Administration, Document Management, Events Coordination, Sustainability, Compliance, Due Diligence, Project Management, Fundraising
Education
Vanderbilt University Law School 2014 — 2017
Juris Doctor (J.D.)
Davidson College 2008 — 2012
Bachelor of Arts, English, Environmental Studies
Central College Abroad in Granada, Spain 2010 — 2010
Spanish Language and Culture
Christ Presbyterian Academy 2004 — 2008
High School Diploma
Dr. Tammy Borkowski's US Securities and Exchange Commission Experience July 2015 - Present
Job Assistant Director, Solutions Delivery at U.S. Securities and Exchange Commission
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission July 2015 - Present
U.S. Securities and Exchange Commission May 2014 - July 2015
National Ocean Service November 2010 - May 2014
NOAA January 2009 - November 2010
U.S. Department of the Treasury, Financial Management Service 2004 - 2009
U.S. Department of Housing and Urban Development 2004 - 2004
Skills
Program Management, Change Management, Strategic Planning, Project Management, Team Building, Security Clearance, Government, SDLC, Research, Project Planning, Systems Engineering, Requirements Analysis, Integration, Databases, SQL, Process Improvement, Security, Enterprise Architecture, Analysis, PMP, Software Documentation, IT Strategy, Governance, IT Management, SharePoint
Education
University of Maryland University College
Doctor of Management
Florida Institute of Technology
MBA
Florida Institute of Technology
Master of Science (M.S.), Systems Management
University of Maryland College Park 1982 — 1986
Bachelor of Science (BS), Electrical Engineering
U.S. Securities and Exchange Commission July 2015 - Present
U.S. Securities and Exchange Commission May 2014 - July 2015
National Ocean Service November 2010 - May 2014
NOAA January 2009 - November 2010
U.S. Department of the Treasury, Financial Management Service 2004 - 2009
U.S. Department of Housing and Urban Development 2004 - 2004
Skills
Program Management, Change Management, Strategic Planning, Project Management, Team Building, Security Clearance, Government, SDLC, Research, Project Planning, Systems Engineering, Requirements Analysis, Integration, Databases, SQL, Process Improvement, Security, Enterprise Architecture, Analysis, PMP, Software Documentation, IT Strategy, Governance, IT Management, SharePoint
Education
University of Maryland University College
Doctor of Management
Florida Institute of Technology
MBA
Florida Institute of Technology
Master of Science (M.S.), Systems Management
University of Maryland College Park 1982 — 1986
Bachelor of Science (BS), Electrical Engineering
Laurin Ariail Laurin Ariail's US Securities and Exchange Commission Experience June 2010 - August 2010
Job Associate at Robinson Bradshaw & Hinson, P.A.
Industry Law Practice
Experience
Robinson Bradshaw & Hinson, P.A. May 2015 - Present
Ropes & Gray LLP November 2012 - April 2015
Ropes & Gray LLP May 2011 - July 2011
U.S. Securities and Exchange Commission June 2010 - August 2010
Education
University of North Carolina School of Law 2008 — 2012
JD
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2008 — 2012
MBA
Davidson College 2001 — 2005
Bachelor of Arts (BA), Political Science
Robinson Bradshaw & Hinson, P.A. May 2015 - Present
Ropes & Gray LLP November 2012 - April 2015
Ropes & Gray LLP May 2011 - July 2011
U.S. Securities and Exchange Commission June 2010 - August 2010
Education
University of North Carolina School of Law 2008 — 2012
JD
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2008 — 2012
MBA
Davidson College 2001 — 2005
Bachelor of Arts (BA), Political Science
Alexis Kelsch Alexis Kelsch's US Securities and Exchange Commission Experience September 2015 - Present
Job Student at DePaul University
Industry Financial Services
Experience
U.S. Securities and Exchange Commission September 2015 - Present
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, English, Windows, Outlook
Education
DePaul University 2013 — 2015
Bachelor of Science in Business, Finance
Elgin Community College 2011 — 2013
Associate of Arts (A.A.)
U.S. Securities and Exchange Commission September 2015 - Present
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, English, Windows, Outlook
Education
DePaul University 2013 — 2015
Bachelor of Science in Business, Finance
Elgin Community College 2011 — 2013
Associate of Arts (A.A.)
W. Carson McLean's US Securities and Exchange Commission Experience July 2014 - Present
Job Branch Chief at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission July 2014 - Present
U.S. Securities and Exchange Commission September 2012 - July 2014
FINRA February 2008 - September 2012
FINRA March 2007 - February 2008
U.S. Attorney's Office (Northern District of New York) September 2004 - May 2005
Jones Day May 2001 - August 2003
Skills
Securities Law, Securities, Compliance, Corporate Governance, Risk Management, Criminal Law, Trials, Analysis, Securities Litigation, Financial Regulation, Legal Writing, FINRA, Legal Research, Fraud
Education
Georgetown University Law Center 2008 — 2010
LL.M., Securities & Financial Regulation, with distinction and Dean's List
Syracuse University College of Law 2003 — 2006
J.D.
Dickinson College 1996 — 1999
B.A., cum laude, English
U.S. Securities and Exchange Commission July 2014 - Present
U.S. Securities and Exchange Commission September 2012 - July 2014
FINRA February 2008 - September 2012
FINRA March 2007 - February 2008
U.S. Attorney's Office (Northern District of New York) September 2004 - May 2005
Jones Day May 2001 - August 2003
Skills
Securities Law, Securities, Compliance, Corporate Governance, Risk Management, Criminal Law, Trials, Analysis, Securities Litigation, Financial Regulation, Legal Writing, FINRA, Legal Research, Fraud
Education
Georgetown University Law Center 2008 — 2010
LL.M., Securities & Financial Regulation, with distinction and Dean's List
Syracuse University College of Law 2003 — 2006
J.D.
Dickinson College 1996 — 1999
B.A., cum laude, English
Yue Tang Yue Tang's US Securities and Exchange Commission Experience May 2014 - Present
Job Financial Economist at SEC
Industry Research
Experience
U.S. Securities and Exchange Commission May 2014 - Present
University of Florida August 2010 - May 2014
Skills
Statistics, University Teaching, Higher Education, Machine Learning, Stata, Matlab, Econometrics, Algorithms, Qualitative Research, Research, SAS, Economics, Quantitative Analytics, Data Mining, Data Analysis
Education
Emory University - Goizueta Business School
PH.D., Finance
University of Pennsylvania
M.S., Electrical Engineering
Tsinghua University
B.S., Electrical Engineering
U.S. Securities and Exchange Commission May 2014 - Present
University of Florida August 2010 - May 2014
Skills
Statistics, University Teaching, Higher Education, Machine Learning, Stata, Matlab, Econometrics, Algorithms, Qualitative Research, Research, SAS, Economics, Quantitative Analytics, Data Mining, Data Analysis
Education
Emory University - Goizueta Business School
PH.D., Finance
University of Pennsylvania
M.S., Electrical Engineering
Tsinghua University
B.S., Electrical Engineering
Britt Biles Britt Biles's US Securities and Exchange Commission Experience May 2014 - Present
Job Assistant Chief Litigation Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2014 - Present
Kirkland & Ellis LLP October 2011 - April 2014
Duke University School of Law September 2013 - January 2014
Kirkland & Ellis LLP September 2006 - September 2011
United States Court of Appeals for the Sixth Circuit, Honorable Julia Smith Gibbons September 2005 - August 2006
Skills
Litigation, Commercial Litigation, Trials, Securities Regulation, FCPA, SEC, Government..., Securities Litigation, Criminal Law, Civil Litigation, Product Liability, Class Actions, Courts, Arbitration, Legal Research, Legal Writing, Risk Management, Crisis Management, Crisis Communications, Appeals, Corporate Governance, Mediation, Trade Secrets
Education
Duke University School of Law 2002 — 2005
Doctor of Law (J.D.), Magna Cum Laude
University of North Carolina at Chapel Hill 1998 — 2002
Bachelor of Arts (B.A.), with Highest Distinction, Political Science with Honors and History
U.S. Securities and Exchange Commission May 2014 - Present
Kirkland & Ellis LLP October 2011 - April 2014
Duke University School of Law September 2013 - January 2014
Kirkland & Ellis LLP September 2006 - September 2011
United States Court of Appeals for the Sixth Circuit, Honorable Julia Smith Gibbons September 2005 - August 2006
Skills
Litigation, Commercial Litigation, Trials, Securities Regulation, FCPA, SEC, Government..., Securities Litigation, Criminal Law, Civil Litigation, Product Liability, Class Actions, Courts, Arbitration, Legal Research, Legal Writing, Risk Management, Crisis Management, Crisis Communications, Appeals, Corporate Governance, Mediation, Trade Secrets
Education
Duke University School of Law 2002 — 2005
Doctor of Law (J.D.), Magna Cum Laude
University of North Carolina at Chapel Hill 1998 — 2002
Bachelor of Arts (B.A.), with Highest Distinction, Political Science with Honors and History
Claudio Arruda's US Securities and Exchange Commission Experience September 2015 - Present
Job Paralegal at Itau Private Bank :: Law student at University of Miami
Industry Legal Services
Experience
U.S. Securities and Exchange Commission September 2015 - Present
Banco Itaú International May 2013 - Present
Investor Rights Clinic at UM School of Law August 2014 - December 2014
Shutts & Bowen February 2013 - May 2013
Hughes Hubbard & Reed LLP December 2006 - August 2012
CaribEx Worldwide July 2005 - August 2006
Skills
Legal Research, PowerPoint, Corporate Law, Microsoft Office, LexisNexis, Photoshop, Banking, Commercial Litigation, Legal Writing, Microsoft Excel, Legal Assistance, Spanish
Education
University of Miami School of Law 2012 — 2015
Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law
Florida International University - College of Business Administration 2006 — 2009
Bachelor of Business Administration (B.B.A.), International Business and Management
U.S. Securities and Exchange Commission September 2015 - Present
Banco Itaú International May 2013 - Present
Investor Rights Clinic at UM School of Law August 2014 - December 2014
Shutts & Bowen February 2013 - May 2013
Hughes Hubbard & Reed LLP December 2006 - August 2012
CaribEx Worldwide July 2005 - August 2006
Skills
Legal Research, PowerPoint, Corporate Law, Microsoft Office, LexisNexis, Photoshop, Banking, Commercial Litigation, Legal Writing, Microsoft Excel, Legal Assistance, Spanish
Education
University of Miami School of Law 2012 — 2015
Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law
Florida International University - College of Business Administration 2006 — 2009
Bachelor of Business Administration (B.B.A.), International Business and Management
Rebecca Lee's US Securities and Exchange Commission Experience June 2014 - August 2014
Job Summer Associate at Pillsbury Winthrop Shaw & Pittman
Industry Law Practice
Experience
University of Southern California August 2014 - Present
Pillsbury Winthrop Shaw Pittman LLP May 2015 - July 2015
U.S. Securities and Exchange Commission June 2014 - August 2014
Elite Ivy Tutors October 2012 - August 2013
Dartmouth College September 2011 - June 2012
Dartmouth College September 2009 - June 2012
Skills
Legal Research, Legal Writing, Research, Westlaw, Microsoft Office, Litigation, Public Speaking, Editing, PowerPoint, Microsoft Word, Social Media, Civil Litigation, Microsoft Excel, English, Spanish, Nonprofits, Data Analysis
Education
University of Southern California Law School 2013 — 2016
Doctor of Law (JD), Law
Dartmouth College 2008 — 2012
Bachelor of Arts (BA), English Language and Literature/Letters
University of Southern California August 2014 - Present
Pillsbury Winthrop Shaw Pittman LLP May 2015 - July 2015
U.S. Securities and Exchange Commission June 2014 - August 2014
Elite Ivy Tutors October 2012 - August 2013
Dartmouth College September 2011 - June 2012
Dartmouth College September 2009 - June 2012
Skills
Legal Research, Legal Writing, Research, Westlaw, Microsoft Office, Litigation, Public Speaking, Editing, PowerPoint, Microsoft Word, Social Media, Civil Litigation, Microsoft Excel, English, Spanish, Nonprofits, Data Analysis
Education
University of Southern California Law School 2013 — 2016
Doctor of Law (JD), Law
Dartmouth College 2008 — 2012
Bachelor of Arts (BA), English Language and Literature/Letters
Christopher Cohen's US Securities and Exchange Commission Experience January 2015 - April 2015
Job J.D. Candidate at The George Washington University Law School
Industry Real Estate
Experience
Westfield May 2015 - Present
E-Train University October 2012 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
Ionian Village June 2014 - August 2014
Rezvani Volin P.C. May 2014 - June 2014
Rezvani Volin January 2013 - August 2013
Law Office of Mitchell J. Rotbert August 2012 - December 2012
Octagon June 2011 - August 2011
ProVentures Sports & Entertainment Consulting June 2010 - August 2010
EyeTraffic Media June 2007 - August 2009
Skills
Social Media, PowerPoint, Microsoft Office, Public Speaking, Blogging, Event Planning, Basketball Coaching, Training, Recruiting, Facebook, Financial Modeling, Marketing, Management
Education
The George Washington University Law School 2013 — 2016
Doctor of Law (J.D.)
Emory University - Goizueta Business School 2008 — 2012
Bachelor of Business Administration, Concentrations in Marketing & Business Law
Thomas S. Wootton High School 2004 — 2008
Westfield May 2015 - Present
E-Train University October 2012 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
Ionian Village June 2014 - August 2014
Rezvani Volin P.C. May 2014 - June 2014
Rezvani Volin January 2013 - August 2013
Law Office of Mitchell J. Rotbert August 2012 - December 2012
Octagon June 2011 - August 2011
ProVentures Sports & Entertainment Consulting June 2010 - August 2010
EyeTraffic Media June 2007 - August 2009
Skills
Social Media, PowerPoint, Microsoft Office, Public Speaking, Blogging, Event Planning, Basketball Coaching, Training, Recruiting, Facebook, Financial Modeling, Marketing, Management
Education
The George Washington University Law School 2013 — 2016
Doctor of Law (J.D.)
Emory University - Goizueta Business School 2008 — 2012
Bachelor of Business Administration, Concentrations in Marketing & Business Law
Thomas S. Wootton High School 2004 — 2008
Davi Kruger Davi Kruger's US Securities and Exchange Commission Experience June 2009 - August 2009
Job Legal Counsel at Nestlé
Industry Law Practice
Experience
Nestlé July 2015 - Present
Procter & Gamble September 2010 - Present
Destaque Empresarial September 2009 - December 2010
Elarbee, Thompson, Sapp & Wilson, LLP June 2010 - August 2010
U.S. Securities and Exchange Commission June 2009 - August 2009
U.S. Securities and Exchange Commission January 2009 - April 2009
Epstein Becker & Green, P.C. May 2008 - August 2008
Epstein Becker & Green, P.C. June 2004 - July 2007
Legacy Trading Company, Inc. August 2003 - June 2004
Sullivan & Cromwell, LLP July 2001 - July 2003
Skills
Product Liability, Immigration Law, Legal Research, Legal Writing, Securities Regulation, Advertising Law, Promotion Law, Digital Media Law, Competition Law, Arbitration, Privacy Law, Civil Litigation, Patents, Trials, Employment Law, Intellectual Property..., Mediation, Litigation, Commercial Litigation, Corporate Law
Education
Emory University School of Law 2007 — 2010
J.D.
University of Pennsylvania 1997 — 2001
B.A.
Atlanta International School
Nestlé July 2015 - Present
Procter & Gamble September 2010 - Present
Destaque Empresarial September 2009 - December 2010
Elarbee, Thompson, Sapp & Wilson, LLP June 2010 - August 2010
U.S. Securities and Exchange Commission June 2009 - August 2009
U.S. Securities and Exchange Commission January 2009 - April 2009
Epstein Becker & Green, P.C. May 2008 - August 2008
Epstein Becker & Green, P.C. June 2004 - July 2007
Legacy Trading Company, Inc. August 2003 - June 2004
Sullivan & Cromwell, LLP July 2001 - July 2003
Skills
Product Liability, Immigration Law, Legal Research, Legal Writing, Securities Regulation, Advertising Law, Promotion Law, Digital Media Law, Competition Law, Arbitration, Privacy Law, Civil Litigation, Patents, Trials, Employment Law, Intellectual Property..., Mediation, Litigation, Commercial Litigation, Corporate Law
Education
Emory University School of Law 2007 — 2010
J.D.
University of Pennsylvania 1997 — 2001
B.A.
Atlanta International School
Jeffrey Kob Jeffrey Kob's US Securities and Exchange Commission Experience January 1983 - December 1987
Job Partner at Evans & Kob, PC
Industry Law Practice
Experience
Evans & Kob, PC January 2014 - Present
Hull Evans & Kob LLP December 2010 - December 2013
Jeffrey S.Kob APC June 2005 - November 2010
Miller Milove and Kob January 1990 - May 2005
First Affilitated Securities, Inc. January 1988 - December 1989
U.S. Securities and Exchange Commission January 1983 - December 1987
U.S. Court of Appeals for the Tenth Circuit September 1980 - October 1981
Skills
Litigation, Securities Arbitration, Securities Litigation, Securities, Civil Litigation, Commercial Litigation, Corporate Law, FINRA, Mediation, Legal Research, Appeals, Legal Writing, Securities Regulation, Trials
Education
Washington University in St. Louis School of Law 1977 — 1980
JD
Eastern Illinois University 1975 — 1976
MA, Economics
Evans & Kob, PC January 2014 - Present
Hull Evans & Kob LLP December 2010 - December 2013
Jeffrey S.Kob APC June 2005 - November 2010
Miller Milove and Kob January 1990 - May 2005
First Affilitated Securities, Inc. January 1988 - December 1989
U.S. Securities and Exchange Commission January 1983 - December 1987
U.S. Court of Appeals for the Tenth Circuit September 1980 - October 1981
Skills
Litigation, Securities Arbitration, Securities Litigation, Securities, Civil Litigation, Commercial Litigation, Corporate Law, FINRA, Mediation, Legal Research, Appeals, Legal Writing, Securities Regulation, Trials
Education
Washington University in St. Louis School of Law 1977 — 1980
JD
Eastern Illinois University 1975 — 1976
MA, Economics
Lekan Oyefesobi Lekan Oyefesobi's US Securities and Exchange Commission Experience November 2014 - Present
Job Securities Examiner
Industry Financial Services
Experience
U.S. Securities and Exchange Commission November 2014 - Present
Deloitte Financial Advisory Services LLP July 2013 - September 2014
KPMG LLP January 2011 - June 2013
UBS Financial Services May 2005 - January 2011
Merrill Lynch September 2003 - May 2005
Skills
Due Diligence, Mutual Funds, Financial Institutions, Investment Banking, Corporate Finance, Risk Management, Capital Markets, Financial Analysis, Equities, Auditing, Valuation, Risk Assessment, Management Consulting, AML, Hedge Funds, Internal Audit, Analysis, Financial Risk, Investments, Accounting, Asset Management, Financial Modeling, Private Equity, Enterprise Risk..., Financial Services, Internal Controls, Trading, Financial Advisory, Finance, Portfolio Management, Mergers & Acquisitions, Bloomberg, USA PATRIOT Act, Financial Markets, KYC, Securities, OFAC, Investment Advisory, Options, Derivatives, Corporate Governance, Anti Money Laundering, Data Analysis, Management
Education
Fordham University - Graduate School of Business Administration 2010 — 2012
Master of Business Administration (MBA), Finance & Business Economics
Rutgers University-New Brunswick 1999 — 2002
BA, Economics
U.S. Securities and Exchange Commission November 2014 - Present
Deloitte Financial Advisory Services LLP July 2013 - September 2014
KPMG LLP January 2011 - June 2013
UBS Financial Services May 2005 - January 2011
Merrill Lynch September 2003 - May 2005
Skills
Due Diligence, Mutual Funds, Financial Institutions, Investment Banking, Corporate Finance, Risk Management, Capital Markets, Financial Analysis, Equities, Auditing, Valuation, Risk Assessment, Management Consulting, AML, Hedge Funds, Internal Audit, Analysis, Financial Risk, Investments, Accounting, Asset Management, Financial Modeling, Private Equity, Enterprise Risk..., Financial Services, Internal Controls, Trading, Financial Advisory, Finance, Portfolio Management, Mergers & Acquisitions, Bloomberg, USA PATRIOT Act, Financial Markets, KYC, Securities, OFAC, Investment Advisory, Options, Derivatives, Corporate Governance, Anti Money Laundering, Data Analysis, Management
Education
Fordham University - Graduate School of Business Administration 2010 — 2012
Master of Business Administration (MBA), Finance & Business Economics
Rutgers University-New Brunswick 1999 — 2002
BA, Economics
Samantha Warren Samantha Warren's US Securities and Exchange Commission Experience June 2012 - Present
Job Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission June 2012 - Present
National Cancer Institute (NCI) June 2011 - June 2012
National Cancer Institute (NCI) August 2009 - June 2011
Education
Pennsylvania State University, The Dickinson School of Law 2006 — 2009
Doctor of Law (J.D.)
University of Maryland College Park 2002 — 2006
Bachelor of Arts (B.A.)
U.S. Securities and Exchange Commission June 2012 - Present
National Cancer Institute (NCI) June 2011 - June 2012
National Cancer Institute (NCI) August 2009 - June 2011
Education
Pennsylvania State University, The Dickinson School of Law 2006 — 2009
Doctor of Law (J.D.)
University of Maryland College Park 2002 — 2006
Bachelor of Arts (B.A.)
Dennis Dumas Dennis Dumas's US Securities and Exchange Commission Experience 1984 - 1988
Job President, Chief Legal Officer, Avila Capital Markets, Inc.
Industry Capital Markets
Experience
Avila Capital Markets, Inc. 2010 - Present
Capital Markets Consulting 2007 - 2009
Chadbourne & Parke LLP 2004 - 2006
BNY Mellon 1996 - 2003
Pillsbury Winthrop Shaw Pittman LLP 1988 - 1996
U.S. Securities and Exchange Commission 1984 - 1988
Skills
Capital Markets, Corporate and...
Education
Duke University
BS, JD
Avila Capital Markets, Inc. 2010 - Present
Capital Markets Consulting 2007 - 2009
Chadbourne & Parke LLP 2004 - 2006
BNY Mellon 1996 - 2003
Pillsbury Winthrop Shaw Pittman LLP 1988 - 1996
U.S. Securities and Exchange Commission 1984 - 1988
Skills
Capital Markets, Corporate and...
Education
Duke University
BS, JD
James J. Witterschein, CFA James J. Witterschein, CFA's US Securities and Exchange Commission Experience 1979 - 1983
Job
Industry Investment Management
Experience
People's United Bank February 2012 - Present
PNC Wealth Management 2003 - 2012
Mellon Private Wealth Management 2001 - 2003
Merrill Lynch Investment Managers 1987 - 2001
Merrill Lynch Asset Management 1985 - 1986
Merrill Lynch Asset Management 1983 - 1985
U.S. Securities and Exchange Commission 1979 - 1983
Skills
Portfolio Management, Asset Allocation, Wealth Management, Hedge Funds, Equities, Fixed Income, Asset Management, Investments, Alternative Investments, Securities, Investment Advisory, Investment Strategies, Mutual Funds, Investment Management, Series 7
Education
Fairleigh Dickinson University 1982 — 1986
Master of Business Administration (M.B.A.), Finance
William Paterson University of New Jersey 1975 — 1979
Bachelor of Arts (B.A.), Business Administration
People's United Bank February 2012 - Present
PNC Wealth Management 2003 - 2012
Mellon Private Wealth Management 2001 - 2003
Merrill Lynch Investment Managers 1987 - 2001
Merrill Lynch Asset Management 1985 - 1986
Merrill Lynch Asset Management 1983 - 1985
U.S. Securities and Exchange Commission 1979 - 1983
Skills
Portfolio Management, Asset Allocation, Wealth Management, Hedge Funds, Equities, Fixed Income, Asset Management, Investments, Alternative Investments, Securities, Investment Advisory, Investment Strategies, Mutual Funds, Investment Management, Series 7
Education
Fairleigh Dickinson University 1982 — 1986
Master of Business Administration (M.B.A.), Finance
William Paterson University of New Jersey 1975 — 1979
Bachelor of Arts (B.A.), Business Administration
Keith Chambers II Keith Chambers II's US Securities and Exchange Commission Experience January 2015 - March 2015
Job Student Attorney at The Jacob Burns Community Legal Clinics
Industry Law Practice
Experience
Health Rights Law Clinic August 2015 - Present
The George Washington University Milken Institute School of Public Health May 2015 - August 2015
U.S. Securities and Exchange Commission January 2015 - March 2015
NuMedCare, LLC May 2014 - August 2014
Skills
Legal Research, Legal Writing, Microsoft Office, Public Speaking, PowerPoint, Westlaw, Research, Microsoft Word, Editing, Legal Compliance, Federal Food, Drug, and..., Pharmaceutical Law, Health Law
Education
The George Washington University Law School 2013 — 2016
Florida State University 2009 — 2013
Bachelor of Arts (BA), History
Health Rights Law Clinic August 2015 - Present
The George Washington University Milken Institute School of Public Health May 2015 - August 2015
U.S. Securities and Exchange Commission January 2015 - March 2015
NuMedCare, LLC May 2014 - August 2014
Skills
Legal Research, Legal Writing, Microsoft Office, Public Speaking, PowerPoint, Westlaw, Research, Microsoft Word, Editing, Legal Compliance, Federal Food, Drug, and..., Pharmaceutical Law, Health Law
Education
The George Washington University Law School 2013 — 2016
Florida State University 2009 — 2013
Bachelor of Arts (BA), History
richard zack richard zack's US Securities and Exchange Commission Experience September 1989 - 1994
Job Chief Legal Officer & Chief Enterprise Risk Officer at Wainwright Investment Counsel, LLC
Industry Financial Services
Experience
WFS, LLC 2013 - Present
Wainwright Investment Counsel, LLC 2012 - Present
Alchemy Structured Investments 2010 - 2012
Prudential Bache Securities 2009 - 2010
National Bank of Canada 2005 - 2009
K&Z Partners 2000 - 2005
Banc of America Securities 1998 - 2000
Lehman Brothers 1995 - 1998
Mayer Brown 1994 - 1995
U.S. Securities and Exchange Commission September 1989 - 1994
Education
Georgetown University Law Center 1990 — 1992
Master of Laws (LLM), Tax Law/Taxation
Rutgers University School of Law - Camden 1986 — 1989
Doctor of Law (J.D.)
Emory University 1982 — 1986
Bachelor of Arts (B.A.), Economics
WFS, LLC 2013 - Present
Wainwright Investment Counsel, LLC 2012 - Present
Alchemy Structured Investments 2010 - 2012
Prudential Bache Securities 2009 - 2010
National Bank of Canada 2005 - 2009
K&Z Partners 2000 - 2005
Banc of America Securities 1998 - 2000
Lehman Brothers 1995 - 1998
Mayer Brown 1994 - 1995
U.S. Securities and Exchange Commission September 1989 - 1994
Education
Georgetown University Law Center 1990 — 1992
Master of Laws (LLM), Tax Law/Taxation
Rutgers University School of Law - Camden 1986 — 1989
Doctor of Law (J.D.)
Emory University 1982 — 1986
Bachelor of Arts (B.A.), Economics
Dominique Meyer Dominique Meyer's US Securities and Exchange Commission Experience January 2015 - April 2015
Job J.D. Candidate at The George Washington University Law School, 2016
Industry Law Practice
Experience
Potter Anderson & Corroon LLP May 2015 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
Superior Court of the District of Columbia May 2014 - August 2014
Lyons & Farrar, P.A. November 2012 - August 2013
Representative Iriving Slosberg, district 90 January 2011 - May 2013
Brandt Information Services November 2011 - August 2012
Valencia Community College June 2009 - June 2010
Office of Congresswoman Corrine Brown January 2010 - April 2010
Valencia Community College August 2009 - April 2010
Skills
Research, Event Planning, Public Speaking, International Relations, Editing, Microsoft Office, Social Media, Public Relations, PowerPoint, Microsoft Word, Political Science, Spanish, Politics, Leadership, Government, Data Entry, Westlaw, Microsoft Excel, Customer Service, Fundraising, Community Outreach, Lexis Nexis, Legal Research, Legal Writing
Education
The George Washington University Law School
Juris Doctorate
Florida State University 2010 — 2012
Bachelors Degree, International Affairs; Spanish
Potter Anderson & Corroon LLP May 2015 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
Superior Court of the District of Columbia May 2014 - August 2014
Lyons & Farrar, P.A. November 2012 - August 2013
Representative Iriving Slosberg, district 90 January 2011 - May 2013
Brandt Information Services November 2011 - August 2012
Valencia Community College June 2009 - June 2010
Office of Congresswoman Corrine Brown January 2010 - April 2010
Valencia Community College August 2009 - April 2010
Skills
Research, Event Planning, Public Speaking, International Relations, Editing, Microsoft Office, Social Media, Public Relations, PowerPoint, Microsoft Word, Political Science, Spanish, Politics, Leadership, Government, Data Entry, Westlaw, Microsoft Excel, Customer Service, Fundraising, Community Outreach, Lexis Nexis, Legal Research, Legal Writing
Education
The George Washington University Law School
Juris Doctorate
Florida State University 2010 — 2012
Bachelors Degree, International Affairs; Spanish
Jesse LeVine's US Securities and Exchange Commission Experience September 2014 - November 2014
Job Law Clerk at Robert L. Switkes & Associates, P.A.
Industry Law Practice
Experience
Robert L. Switkes & Associates, P.A. August 2015 - Present
University of Miami August 2014 - May 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
University of Miami Investor Rights Clinic January 2014 - July 2014
ACLU June 2013 - August 2013
Hoveround Corporation May 2010 - August 2010
Blalock Walters, P.A. July 2009 - August 2009
Skills
Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Research, Legal Research, Public Speaking, Analysis, Strategic Planning, Social Media, Event Planning, Litigation, Legal Writing, Time Management, Editing, Nonprofits, Community Outreach, Government, Westlaw
Education
University of Miami School of Law 2012 — 2015
Emory University 2008 — 2012
B.A., Political Science
Robert L. Switkes & Associates, P.A. August 2015 - Present
University of Miami August 2014 - May 2015
U.S. Securities and Exchange Commission September 2014 - November 2014
University of Miami Investor Rights Clinic January 2014 - July 2014
ACLU June 2013 - August 2013
Hoveround Corporation May 2010 - August 2010
Blalock Walters, P.A. July 2009 - August 2009
Skills
Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Research, Legal Research, Public Speaking, Analysis, Strategic Planning, Social Media, Event Planning, Litigation, Legal Writing, Time Management, Editing, Nonprofits, Community Outreach, Government, Westlaw
Education
University of Miami School of Law 2012 — 2015
Emory University 2008 — 2012
B.A., Political Science
Tess Koncick Tess Koncick's US Securities and Exchange Commission Experience 1985 - 1990
Job Mitchell Place, LLC Consultants
Industry Nonprofit Organization Management
Experience
Mitchell Place, LLC October 2008 - Present
The John and Mable Ringling Museum of Art 2002 - 2008
Seton Hall University September 2002 - May 2004
Merrill Lynch 1990 - 2002
U.S. Securities and Exchange Commission 1985 - 1990
Skills
Executive Management, Strategic Planning, Nonprofits, Securities, Public Speaking, Fundraising, Capital Markets, Research, Equities, Community Outreach, Volunteer Management, Museum Collections, Museums, Art, Museum Education, Program Development, Public Relations, History, Grant Writing, Leadership, Writing, Management, Internal Controls, Internal & External...
Education
Seton Hall University 2000 — 2004
Master of Arts (M.A.), Museum Professions
Georgetown University Law Center 1984 — 1986
Master of Laws (LL.M.), Securities Regulation
Antioch School of Law (now David A. Clark School of Law) 1980 — 1983
Doctor of Law (JD), Law
Georgetown University 1975 — 1979
BSFS, International Relations
Florida State University 2008 — 2011
American History (United States)
Mitchell Place, LLC October 2008 - Present
The John and Mable Ringling Museum of Art 2002 - 2008
Seton Hall University September 2002 - May 2004
Merrill Lynch 1990 - 2002
U.S. Securities and Exchange Commission 1985 - 1990
Skills
Executive Management, Strategic Planning, Nonprofits, Securities, Public Speaking, Fundraising, Capital Markets, Research, Equities, Community Outreach, Volunteer Management, Museum Collections, Museums, Art, Museum Education, Program Development, Public Relations, History, Grant Writing, Leadership, Writing, Management, Internal Controls, Internal & External...
Education
Seton Hall University 2000 — 2004
Master of Arts (M.A.), Museum Professions
Georgetown University Law Center 1984 — 1986
Master of Laws (LL.M.), Securities Regulation
Antioch School of Law (now David A. Clark School of Law) 1980 — 1983
Doctor of Law (JD), Law
Georgetown University 1975 — 1979
BSFS, International Relations
Florida State University 2008 — 2011
American History (United States)
Deep Jani's US Securities and Exchange Commission Experience September 2015 - Present
Job Senior Business Analyst at U.S. Securities and Exchange Commission
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission September 2015 - Present
Fannie Mae 2014 - 2015
Freddie Mac 2013 - 2014
Capital One 2012 - 2013
Capital One 2011 - 2012
Cigna 2010 - 2011
Florida Department of Transportation 2008 - 2010
Skills
Analysis, Testing, Requirements Gathering, Agile Methodologies, SQL, Project Management, Data Analysis, User Acceptance Testing, Databases, Gap Analysis, Visio, HP Quality Center, Business Process, Business Requirements, SDLC, IBM Rational Tools, Data Mapping, BRD, Rational DOORS, Risk Management, ALM, Basel II
Education
Florida Atlantic University
Bachelor’s Degree, Computer Science
Goldey-Beacom College
Master of Business Administration (M.B.A.), Information Technology
U.S. Securities and Exchange Commission September 2015 - Present
Fannie Mae 2014 - 2015
Freddie Mac 2013 - 2014
Capital One 2012 - 2013
Capital One 2011 - 2012
Cigna 2010 - 2011
Florida Department of Transportation 2008 - 2010
Skills
Analysis, Testing, Requirements Gathering, Agile Methodologies, SQL, Project Management, Data Analysis, User Acceptance Testing, Databases, Gap Analysis, Visio, HP Quality Center, Business Process, Business Requirements, SDLC, IBM Rational Tools, Data Mapping, BRD, Rational DOORS, Risk Management, ALM, Basel II
Education
Florida Atlantic University
Bachelor’s Degree, Computer Science
Goldey-Beacom College
Master of Business Administration (M.B.A.), Information Technology
Navid Bayar's US Securities and Exchange Commission Experience May 2015 - Present
Job Intern at U.S. Securities and Exchange Commission
Industry Public Policy
Experience
U.S. Securities and Exchange Commission May 2015 - Present
SmartBite LLC January 2013 - December 2013
Glass, Lewis & Co. February 2013 - April 2013
Skills
Public Speaking, Research, Policy Analysis, Management, Leadership, Legal Writing, Accounting
Education
Duke University School of Law
Doctor of Law (J.D.)
University of California, Berkeley
B.A., High Distinction
U.S. Securities and Exchange Commission May 2015 - Present
SmartBite LLC January 2013 - December 2013
Glass, Lewis & Co. February 2013 - April 2013
Skills
Public Speaking, Research, Policy Analysis, Management, Leadership, Legal Writing, Accounting
Education
Duke University School of Law
Doctor of Law (J.D.)
University of California, Berkeley
B.A., High Distinction
Karen Ubell Karen Ubell's US Securities and Exchange Commission Experience June 2013 - Present
Job Special Counsel, Office of Capital Markets Trends at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission June 2013 - Present
U.S. Securities and Exchange Commission March 2010 - May 2013
Georgia State University August 2009 - March 2010
Alston & Bird LLP September 2006 - January 2009
Moore & Van Allen, PLLC June 2005 - August 2005
North Carolina League of Municipalities May 2004 - August 2004
Skills
Corporate Law, Legal Writing, Mergers & Acquisitions, Public Policy, Corporate Governance, Legal Research, Securities Regulation, Securities, Biotechnology, Insurance, Pharmaceutical Industry, Structured Notes
Education
University of North Carolina School of Law 2003 — 2006
J.D. with Honors
Duke University 1999 — 2003
BA
US Securities and Exchange Commission June 2013 - Present
U.S. Securities and Exchange Commission March 2010 - May 2013
Georgia State University August 2009 - March 2010
Alston & Bird LLP September 2006 - January 2009
Moore & Van Allen, PLLC June 2005 - August 2005
North Carolina League of Municipalities May 2004 - August 2004
Skills
Corporate Law, Legal Writing, Mergers & Acquisitions, Public Policy, Corporate Governance, Legal Research, Securities Regulation, Securities, Biotechnology, Insurance, Pharmaceutical Industry, Structured Notes
Education
University of North Carolina School of Law 2003 — 2006
J.D. with Honors
Duke University 1999 — 2003
BA
Ray Palacios's US Securities and Exchange Commission Experience October 2015 - Present
Job Securities Compliance Examiner at the SEC
Industry Financial Services
Experience
U.S. Securities and Exchange Commission October 2015 - Present
Financial Industry Regulatory Authority (FINRA) March 2015 - October 2015
Financial Industry Regulatory Authority (FINRA) September 2010 - February 2015
Skills
Financial Analysis, Securities, Anti Money Laundering, FINRA, Equities, Due Diligence, Series 7, Mutual Funds, Investments, Risk Management, Financial Services, Fraud, Securities Regulation, Capital Markets, Financial Risk, Banking, Auditing, Analysis, Finance
Education
Florida Atlantic University
Master's degree, Accounting
Florida State University
Bachelor of Science (B.S.), Political
Florida State University
Bachelor of Science (B.S.), History
U.S. Securities and Exchange Commission October 2015 - Present
Financial Industry Regulatory Authority (FINRA) March 2015 - October 2015
Financial Industry Regulatory Authority (FINRA) September 2010 - February 2015
Skills
Financial Analysis, Securities, Anti Money Laundering, FINRA, Equities, Due Diligence, Series 7, Mutual Funds, Investments, Risk Management, Financial Services, Fraud, Securities Regulation, Capital Markets, Financial Risk, Banking, Auditing, Analysis, Finance
Education
Florida Atlantic University
Master's degree, Accounting
Florida State University
Bachelor of Science (B.S.), Political
Florida State University
Bachelor of Science (B.S.), History
Ashley Klein's US Securities and Exchange Commission Experience September 2014 - November 2014
Job Florida Bar Member
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2014 - November 2014
A Abel Advocates March 2014 - July 2014
Florida International University Small Business Clinic January 2014 - April 2014
11th Judicial Circuit Court August 2013 - December 2013
Law Offices of Lisa L. Daniels June 2013 - August 2013
Waddell & Reed January 2012 - August 2012
Education
Florida International University - College of Law 2012 — 2015
Doctor of Law (J.D.), Law
Florida State University - College of Business 2009 — 2012
BS, Finance, Minor in Hospitality
U.S. Securities and Exchange Commission September 2014 - November 2014
A Abel Advocates March 2014 - July 2014
Florida International University Small Business Clinic January 2014 - April 2014
11th Judicial Circuit Court August 2013 - December 2013
Law Offices of Lisa L. Daniels June 2013 - August 2013
Waddell & Reed January 2012 - August 2012
Education
Florida International University - College of Law 2012 — 2015
Doctor of Law (J.D.), Law
Florida State University - College of Business 2009 — 2012
BS, Finance, Minor in Hospitality
Robert Holup Robert Holup's US Securities and Exchange Commission Experience September 2014 - December 2014
Job Juris Doctor Candidate, 2016
Industry Legal Services
Experience
Consumer Financial Protection Bureau (CFPB) August 2015 - Present
State of New Jersey Office of the Attorney General May 2015 - July 2015
Jacob Burns Community Legal Clinics January 2015 - April 2015
U.S. Securities and Exchange Commission September 2014 - December 2014
U.S. Consumer Product Safety Commission May 2014 - August 2014
FIRST August 2012 - August 2013
Southern Scholarship Foundation August 2011 - August 2012
Center for Academic Retention and Enhancement (CARE) June 2011 - August 2011
Office of the Public Defender, Leon County Clerk of Courts January 2011 - May 2011
The Florida Catastrophic Storm Risk Management Center May 2010 - August 2010
Skills
Proficient in "R..., Public Speaking, Event Planning, Community Outreach, Program Development, Volunteer Management, Spanish, Fundraising, Teaching, Social Media, Analysis, Program Evaluation, Nonprofits, Leadership, Community Development, Customer Service, Facebook, Public Policy, Program Management, Grant Writing, Management, Higher Education
Education
The George Washington University Law School 2013 — 2016
J.D.
Florida State University 2008 — 2012
Bachelor of Science (B.S.), Finance and Applied Economics
Consumer Financial Protection Bureau (CFPB) August 2015 - Present
State of New Jersey Office of the Attorney General May 2015 - July 2015
Jacob Burns Community Legal Clinics January 2015 - April 2015
U.S. Securities and Exchange Commission September 2014 - December 2014
U.S. Consumer Product Safety Commission May 2014 - August 2014
FIRST August 2012 - August 2013
Southern Scholarship Foundation August 2011 - August 2012
Center for Academic Retention and Enhancement (CARE) June 2011 - August 2011
Office of the Public Defender, Leon County Clerk of Courts January 2011 - May 2011
The Florida Catastrophic Storm Risk Management Center May 2010 - August 2010
Skills
Proficient in "R..., Public Speaking, Event Planning, Community Outreach, Program Development, Volunteer Management, Spanish, Fundraising, Teaching, Social Media, Analysis, Program Evaluation, Nonprofits, Leadership, Community Development, Customer Service, Facebook, Public Policy, Program Management, Grant Writing, Management, Higher Education
Education
The George Washington University Law School 2013 — 2016
J.D.
Florida State University 2008 — 2012
Bachelor of Science (B.S.), Finance and Applied Economics
Natalie Bej's US Securities and Exchange Commission Experience June 1995 - June 1997
Job Chief Compliance Officer at Vanguard
Industry Financial Services
Experience
Vanguard April 2014 - Present
Vanguard December 2005 - April 2014
Merrill Lynch Investment Managers September 2003 - December 2005
Salans June 1997 - May 2003
U.S. Securities and Exchange Commission June 1995 - June 1997
Dechert May 1990 - June 1995
Education
George Washington University National Law Center 1987 — 1990
Doctor of Law (J.D.)
Dartmouth College 1982 — 1986
A.B.
Vanguard April 2014 - Present
Vanguard December 2005 - April 2014
Merrill Lynch Investment Managers September 2003 - December 2005
Salans June 1997 - May 2003
U.S. Securities and Exchange Commission June 1995 - June 1997
Dechert May 1990 - June 1995
Education
George Washington University National Law Center 1987 — 1990
Doctor of Law (J.D.)
Dartmouth College 1982 — 1986
A.B.
Hannah (Weiner) Riedel Hannah (Weiner) Riedel's US Securities and Exchange Commission Experience June 2015 - Present
Job Associate at Robbins, Russell, Englert, Orseck, Untereiner & Sauber LLP
Industry Law Practice
Experience
U.S. Securities and Exchange Commission June 2015 - Present
Robbins, Russell, Englert, Orseck, Untereiner & Sauber LLP January 2014 - June 2015
U.S. Court of Appeals for the Second Circuit 2011 - 2012
Sullivan & Cromwell LLP 2010 - 2011
U.S. District Court for the Eastern District of New York 2009 - 2010
Education
Duke University 2006 — 2009
MA
Duke University School of Law 2006 — 2009
JD
The George Washington University 2002 — 2005
BA
Edgemont High School 1996 — 2002
U.S. Securities and Exchange Commission June 2015 - Present
Robbins, Russell, Englert, Orseck, Untereiner & Sauber LLP January 2014 - June 2015
U.S. Court of Appeals for the Second Circuit 2011 - 2012
Sullivan & Cromwell LLP 2010 - 2011
U.S. District Court for the Eastern District of New York 2009 - 2010
Education
Duke University 2006 — 2009
MA
Duke University School of Law 2006 — 2009
JD
The George Washington University 2002 — 2005
BA
Edgemont High School 1996 — 2002
Cody Bilgrien Cody Bilgrien's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Assistant General Counsel at Florida Office of Financial Regulation
Industry Law Practice
Experience
Florida Office of Financial Regulation August 2015 - Present
Florida Office of Financial Regulation September 2014 - Present
U.S. Securities and Exchange Commission May 2014 - August 2014
North Florida Center for Equal Justice January 2014 - April 2014
State Attorney's Office, Florida's 4th Judicial Circuit May 2013 - June 2013
Kings County District Attorneys Office June 2012 - August 2012
Education
Florida State University College of Law 2012 — 2015
Juris Doctorate, Law
University of Massachusetts, Amherst 2008 — 2012
Bachelor of Arts (BA), Political Science, Legal Studies
Florida Office of Financial Regulation August 2015 - Present
Florida Office of Financial Regulation September 2014 - Present
U.S. Securities and Exchange Commission May 2014 - August 2014
North Florida Center for Equal Justice January 2014 - April 2014
State Attorney's Office, Florida's 4th Judicial Circuit May 2013 - June 2013
Kings County District Attorneys Office June 2012 - August 2012
Education
Florida State University College of Law 2012 — 2015
Juris Doctorate, Law
University of Massachusetts, Amherst 2008 — 2012
Bachelor of Arts (BA), Political Science, Legal Studies
Amir Katz Amir Katz's US Securities and Exchange Commission Experience January 2014 - Present
Job Special Counsel at U.S. Securities and Exchange Commission
Industry
Experience
U.S. Securities and Exchange Commission January 2014 - Present
Crowell & Moring LLP October 2010 - November 2013
MicroStrategy August 1999 - September 2003
Skills
Intellectual Property, Litigation, Legal Writing, Legal Research, Mergers & Acquisitions, Securities, Patents, Patent Litigation
Education
George Mason University School of Law 2007 — 2010
Doctor of Law (J.D.)
Dartmouth College 1995 — 1999
Bachelor of Arts (B.A.), Computer Science
U.S. Securities and Exchange Commission January 2014 - Present
Crowell & Moring LLP October 2010 - November 2013
MicroStrategy August 1999 - September 2003
Skills
Intellectual Property, Litigation, Legal Writing, Legal Research, Mergers & Acquisitions, Securities, Patents, Patent Litigation
Education
George Mason University School of Law 2007 — 2010
Doctor of Law (J.D.)
Dartmouth College 1995 — 1999
Bachelor of Arts (B.A.), Computer Science
Brandt Bowman Brandt Bowman's US Securities and Exchange Commission Experience January 2012 - May 2012
Job Attorney with Rhoads & Sinon LLP
Industry Law Practice
Experience
Rhoads & Sinon LLP September 2012 - Present
U.S. Securities and Exchange Commission January 2012 - May 2012
U.S. District Court for the Middle District of Pennsylvania January 2011 - December 2011
Skills
Corporate Law, Banking Law, Securities Regulation, Insurance Law, Bankruptcy, Financial Institutions, Legal Research, Legal Contract Review, Mergers & Acquisitions, Bank Mergers, Legal Writing
Education
Pennsylvania State University, The Dickinson School of Law 2009 — 2012
Doctor of Law (J.D.), summa cum laude
Susquehanna University 2005 — 2009
Bachelor of Science (B.S.), summa cum laude, Finance & Economics
Rhoads & Sinon LLP September 2012 - Present
U.S. Securities and Exchange Commission January 2012 - May 2012
U.S. District Court for the Middle District of Pennsylvania January 2011 - December 2011
Skills
Corporate Law, Banking Law, Securities Regulation, Insurance Law, Bankruptcy, Financial Institutions, Legal Research, Legal Contract Review, Mergers & Acquisitions, Bank Mergers, Legal Writing
Education
Pennsylvania State University, The Dickinson School of Law 2009 — 2012
Doctor of Law (J.D.), summa cum laude
Susquehanna University 2005 — 2009
Bachelor of Science (B.S.), summa cum laude, Finance & Economics
Jennifer Fried Jennifer Fried's US Securities and Exchange Commission Experience August 2015 - Present
Job Intern at Securities Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Brooklyn Law School March 2013 - Present
NYC Bar/ASAFE Securities, Finance Law and Business Series Seminar February 2015 - May 2015
Kings County District Attorneys Office September 2014 - December 2014
GFI Capital Resources Group, Inc. May 2014 - August 2014
NYPD: Deputy Commissioner Trials September 2013 - December 2013
Surrogate's Court, New York County May 2013 - August 2013
Sotheby's International Realty May 2011 - August 2011
Education
Brooklyn Law School 2012 — 2015
Doctor of Law (J.D.)
City University of New York-Baruch College - Zicklin School of Business 2014 — 2016
Master of Business Administration (MBA)
Denison University 2008 — 2012
Bachelor of Arts (B.A.), English, Psychology
U.S. Securities and Exchange Commission August 2015 - Present
Brooklyn Law School March 2013 - Present
NYC Bar/ASAFE Securities, Finance Law and Business Series Seminar February 2015 - May 2015
Kings County District Attorneys Office September 2014 - December 2014
GFI Capital Resources Group, Inc. May 2014 - August 2014
NYPD: Deputy Commissioner Trials September 2013 - December 2013
Surrogate's Court, New York County May 2013 - August 2013
Sotheby's International Realty May 2011 - August 2011
Education
Brooklyn Law School 2012 — 2015
Doctor of Law (J.D.)
City University of New York-Baruch College - Zicklin School of Business 2014 — 2016
Master of Business Administration (MBA)
Denison University 2008 — 2012
Bachelor of Arts (B.A.), English, Psychology
Joseph Sacher Joseph Sacher's US Securities and Exchange Commission Experience June 1996 - August 1996
Job Partner at Gordon & Rees LLP
Industry Law Practice
Experience
Gordon & Rees LLP September 2015 - Present
Sacher, Zelman, Hartman, Paul, Beiley & Sacher, P.A. 2004 - 2015
Sacher, Zelman, Hartman, et al., P.A. 1998 - 2004
Alan J. Baverman, P.C. 1998 - 1998
U.S. Securities and Exchange Commission June 1996 - August 1996
Skills
Commercial Litigation, Litigation, Complex Litigation, Appeals, Securities Litigation, Courts, Regulatory Agencies, Professional Liability, Securities Regulation, Legal Writing, Corporate Law, Fraud, FINRA, Civil Litigation, Product Liability, White Collar Criminal..., Mediation, Legal Research, Arbitration, Trials
Education
The University of Alabama School of Law 1994 — 1997
Juris Doctor, Law
Emory University 1990 — 1994
B.A., Liberal Studies, Religion
Mountain Brook High School 1987 — 1990
Gordon & Rees LLP September 2015 - Present
Sacher, Zelman, Hartman, Paul, Beiley & Sacher, P.A. 2004 - 2015
Sacher, Zelman, Hartman, et al., P.A. 1998 - 2004
Alan J. Baverman, P.C. 1998 - 1998
U.S. Securities and Exchange Commission June 1996 - August 1996
Skills
Commercial Litigation, Litigation, Complex Litigation, Appeals, Securities Litigation, Courts, Regulatory Agencies, Professional Liability, Securities Regulation, Legal Writing, Corporate Law, Fraud, FINRA, Civil Litigation, Product Liability, White Collar Criminal..., Mediation, Legal Research, Arbitration, Trials
Education
The University of Alabama School of Law 1994 — 1997
Juris Doctor, Law
Emory University 1990 — 1994
B.A., Liberal Studies, Religion
Mountain Brook High School 1987 — 1990
Christopher Kanne's US Securities and Exchange Commission Experience May 2012 - July 2012
Job Associate at Counts Law Group
Industry Law Practice
Experience
Counts Law Group August 2013 - Present
Emory University School of Law January 2012 - December 2012
U.S. Securities and Exchange Commission May 2012 - July 2012
Savage, Turner, & Pinckney May 2011 - August 2011
Action Capital Corporation December 2009 - July 2010
Dovin Malkin & Ficken October 2009 - December 2009
Education
Emory University School of Law 2010 — 2013
Juris Doctor, with honors
University of Georgia - Terry College of Business 2005 — 2009
BBA, with honors, Banking and Finance
University of Innsbruck 2007 — 2007
Study Abroad Program, International Marketing, Business Law
Counts Law Group August 2013 - Present
Emory University School of Law January 2012 - December 2012
U.S. Securities and Exchange Commission May 2012 - July 2012
Savage, Turner, & Pinckney May 2011 - August 2011
Action Capital Corporation December 2009 - July 2010
Dovin Malkin & Ficken October 2009 - December 2009
Education
Emory University School of Law 2010 — 2013
Juris Doctor, with honors
University of Georgia - Terry College of Business 2005 — 2009
BBA, with honors, Banking and Finance
University of Innsbruck 2007 — 2007
Study Abroad Program, International Marketing, Business Law
Jerry Charter Jerry Charter's US Securities and Exchange Commission Experience 1975 - 1979
Job
Industry
Experience
VSC Sports 2001 - 2008
Waddell & Reed 1982 - 1988
U.S. Securities and Exchange Commission 1975 - 1979
Education
Eastern Michigan University 1972 — 1975
Master of Business Administration (MBA), Accounting and Finance
University of Michigan College of Literature, Science, and the Arts 1965 — 1969
Bachelor's degree, Economics, minor Political Science
VSC Sports 2001 - 2008
Waddell & Reed 1982 - 1988
U.S. Securities and Exchange Commission 1975 - 1979
Education
Eastern Michigan University 1972 — 1975
Master of Business Administration (MBA), Accounting and Finance
University of Michigan College of Literature, Science, and the Arts 1965 — 1969
Bachelor's degree, Economics, minor Political Science
Blake Tyler Blake Tyler's US Securities and Exchange Commission Experience August 2015 - Present
Job J.D. Candidate at Georgetown University Law Center
Industry Legal Services
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Maryland Office of the Attorney General, Consumer Protection Division May 2015 - July 2015
U.S. Department of Justice December 2012 - July 2014
Argopoint LLC June 2012 - November 2012
M.P. Guinan Associates February 2012 - May 2012
Trinity College Admissions Department September 2011 - May 2012
Rackemann, Sawyer & Brewster May 2010 - August 2011
Jones Lang LaSalle February 2010 - May 2010
Skills
Editing, Policy Analysis, Research, Microsoft Office, Legal Research, Fundraising, Event Planning, Community Outreach, Data Analysis, Legal Writing, Social Media, PowerPoint, Public Speaking, Microsoft Excel, Nonprofits
Education
Georgetown University Law Center 2014 — 2017
Doctor of Law (J.D.)
Trinity College-Hartford 2008 — 2012
Bachelor of Arts (BA), Public Policy and Law
Deerfield Academy 2004 — 2008
University of St. Andrews
U.S. Securities and Exchange Commission August 2015 - Present
Maryland Office of the Attorney General, Consumer Protection Division May 2015 - July 2015
U.S. Department of Justice December 2012 - July 2014
Argopoint LLC June 2012 - November 2012
M.P. Guinan Associates February 2012 - May 2012
Trinity College Admissions Department September 2011 - May 2012
Rackemann, Sawyer & Brewster May 2010 - August 2011
Jones Lang LaSalle February 2010 - May 2010
Skills
Editing, Policy Analysis, Research, Microsoft Office, Legal Research, Fundraising, Event Planning, Community Outreach, Data Analysis, Legal Writing, Social Media, PowerPoint, Public Speaking, Microsoft Excel, Nonprofits
Education
Georgetown University Law Center 2014 — 2017
Doctor of Law (J.D.)
Trinity College-Hartford 2008 — 2012
Bachelor of Arts (BA), Public Policy and Law
Deerfield Academy 2004 — 2008
University of St. Andrews
Patrick McCamy, CPA's US Securities and Exchange Commission Experience September 2014 - November 2014
Job Associate (Not Yet Admitted to Practice Law) at Simpson Thacher & Bartlett LLP
Industry Legal Services
Experience
Simpson Thacher & Bartlett LLP September 2015 - Present
U.S. Securities and Exchange Commission September 2014 - November 2014
Simpson Thacher & Bartlett LLP May 2014 - August 2014
Womble Carlyle Sandridge & Rice LLP May 2013 - August 2013
McGladrey September 2011 - August 2012
McGladrey November 2009 - September 2011
Environmental Quality Resources August 2009 - October 2009
UNCW September 2008 - May 2009
Sigma Phi Epsilon September 2007 - May 2008
Old South Country Club May 2006 - August 2006
Skills
Management, Due Diligence, Accounting, Strategy, Finance, Mergers & Acquisitions, Financial Reporting, Financial Analysis, Auditing, CPA, US GAAP
Education
Northwestern University School of Law 2012 — 2015
J.D., Law
University of North Carolina at Wilmington 2008 — 2009
M.S., Accountancy
Elon University 2004 — 2008
B.S.
Urbana High School
Simpson Thacher & Bartlett LLP September 2015 - Present
U.S. Securities and Exchange Commission September 2014 - November 2014
Simpson Thacher & Bartlett LLP May 2014 - August 2014
Womble Carlyle Sandridge & Rice LLP May 2013 - August 2013
McGladrey September 2011 - August 2012
McGladrey November 2009 - September 2011
Environmental Quality Resources August 2009 - October 2009
UNCW September 2008 - May 2009
Sigma Phi Epsilon September 2007 - May 2008
Old South Country Club May 2006 - August 2006
Skills
Management, Due Diligence, Accounting, Strategy, Finance, Mergers & Acquisitions, Financial Reporting, Financial Analysis, Auditing, CPA, US GAAP
Education
Northwestern University School of Law 2012 — 2015
J.D., Law
University of North Carolina at Wilmington 2008 — 2009
M.S., Accountancy
Elon University 2004 — 2008
B.S.
Urbana High School
Catherine Higgins Catherine Higgins's US Securities and Exchange Commission Experience January 2015 - April 2015
Job 3L Practice Intern at Clayton County District Attorney's Office
Industry Law Practice
Experience
Clayton County District Attorney's Office May 2015 - July 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Holzer & Holzer May 2014 - November 2014
Ken David & Associates, LLP September 2011 - July 2013
Emory Libraries Office of Development & Alumni Relations January 2011 - May 2011
Shepperd, McCabe, and Cooley Attorneys May 2010 - July 2010
Skills
Data Entry, Legal Writing, Time Management, Access, Leadership, Editing, Telephone Skills, Legal Research, Microsoft Office, Event Planning
Education
Georgia State University College of Law 2013 — 2016
Juris Doctorate
Emory University 2007 — 2011
Bachelor of Arts, Political Science, History
Clayton County District Attorney's Office May 2015 - July 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Holzer & Holzer May 2014 - November 2014
Ken David & Associates, LLP September 2011 - July 2013
Emory Libraries Office of Development & Alumni Relations January 2011 - May 2011
Shepperd, McCabe, and Cooley Attorneys May 2010 - July 2010
Skills
Data Entry, Legal Writing, Time Management, Access, Leadership, Editing, Telephone Skills, Legal Research, Microsoft Office, Event Planning
Education
Georgia State University College of Law 2013 — 2016
Juris Doctorate
Emory University 2007 — 2011
Bachelor of Arts, Political Science, History
Darien Capron Darien Capron's US Securities and Exchange Commission Experience June 2014 - Present
Job AttorneyAdviser at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission June 2014 - Present
Covington & Burling September 2010 - May 2014
Skills
Commercial Litigation, Litigation, Patent Litigation, Appeals, Civil Litigation, Legal Writing, Legal Research, Intellectual Property
Education
University of Virginia School of Law 2007 — 2010
J.D., Order of the Coif
Florida State University 2003 — 2007
Bachelor of Arts (B.A.), Philosophy, Political Science
U.S. Securities and Exchange Commission June 2014 - Present
Covington & Burling September 2010 - May 2014
Skills
Commercial Litigation, Litigation, Patent Litigation, Appeals, Civil Litigation, Legal Writing, Legal Research, Intellectual Property
Education
University of Virginia School of Law 2007 — 2010
J.D., Order of the Coif
Florida State University 2003 — 2007
Bachelor of Arts (B.A.), Philosophy, Political Science
Art Zimmet's US Securities and Exchange Commission Experience May 2007 - August 2007
Job Business Consultant at SBDC at Daytona State College
Industry Management Consulting
Experience
SBDC Daytona Beach 2013 - Present
Zimmet & Quarles August 2008 - 2013
U.S. Securities and Exchange Commission May 2007 - August 2007
State of Hawaii House of Representatives January 2003 - May 2003
Berlitz Language Schools September 1998 - December 2000
The Independent Florida Alligator September 1997 - December 1997
The Independent Florida Alligator May 1996 - September 1997
Skills
Editing, Public Speaking, Entrepreneurship, Legal Writing, Small Business, Litigation, Workshop Facilitation, Management, Leadership, Strategic Planning, Online Marketing, Marketing Strategy, Marketing Communications, Management Consulting, Start-ups
Education
Florida State University College of Law 2005 — 2008
JD
University of South Florida 2005 — 2008
Master's Degree, Entrepreneurship in Applied Technologies
University of South Florida - College of Business Administration 2004 — 2005
MBA, Management
University of Florida 1993 — 1998
BS, Journalism
SBDC Daytona Beach 2013 - Present
Zimmet & Quarles August 2008 - 2013
U.S. Securities and Exchange Commission May 2007 - August 2007
State of Hawaii House of Representatives January 2003 - May 2003
Berlitz Language Schools September 1998 - December 2000
The Independent Florida Alligator September 1997 - December 1997
The Independent Florida Alligator May 1996 - September 1997
Skills
Editing, Public Speaking, Entrepreneurship, Legal Writing, Small Business, Litigation, Workshop Facilitation, Management, Leadership, Strategic Planning, Online Marketing, Marketing Strategy, Marketing Communications, Management Consulting, Start-ups
Education
Florida State University College of Law 2005 — 2008
JD
University of South Florida 2005 — 2008
Master's Degree, Entrepreneurship in Applied Technologies
University of South Florida - College of Business Administration 2004 — 2005
MBA, Management
University of Florida 1993 — 1998
BS, Journalism
William Romanowicz's US Securities and Exchange Commission Experience 2011 - May 2011
Job Associate Counsel at First Data Corporation
Industry Legal Services
Experience
First Data Corporation April 2015 - Present
Richards, Layton & Finger September 2012 - March 2015
U.S. Securities and Exchange Commission 2011 - May 2011
Skills
Corporate Law, Restructuring, Business Transactions, Mergers & Acquisitions, Commercial Lending, Corporate Finance, Private Equity, Structured Finance, Bankruptcy, Management, Commercial Real Estate, Distressed Debt, Financial Analysis, Legal Research, Legal Writing, Contract Negotiation
Education
The George Washington University Law School
Doctor of Law (JD), with high honors
Elon University - Martha and Spencer Love School of Business
Bachelor of Science (BS), Business Administration - Finance & Management, Minor in Accounting
First Data Corporation April 2015 - Present
Richards, Layton & Finger September 2012 - March 2015
U.S. Securities and Exchange Commission 2011 - May 2011
Skills
Corporate Law, Restructuring, Business Transactions, Mergers & Acquisitions, Commercial Lending, Corporate Finance, Private Equity, Structured Finance, Bankruptcy, Management, Commercial Real Estate, Distressed Debt, Financial Analysis, Legal Research, Legal Writing, Contract Negotiation
Education
The George Washington University Law School
Doctor of Law (JD), with high honors
Elon University - Martha and Spencer Love School of Business
Bachelor of Science (BS), Business Administration - Finance & Management, Minor in Accounting
Allison Eisen's US Securities and Exchange Commission Experience May 2014 - August 2014
Job JD Candidate, NYU School of Law
Industry Law Practice
Experience
The Chronicle December 2011 - May 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Sanford School of Public Policy August 2012 - May 2014
Earthjustice May 2013 - August 2013
Core Group Realty May 2012 - August 2012
Skills
Public Policy, Memos, Analytics, Grant Writing, Statistics, Microsoft Excel, Public Speaking, Adobe Creative Suite, MultiAd Creator, Final Cut Pro, E-Spatial, Proposal Writing, Video Production, Politics, Research
Education
New York University School of Law 2015 — 2018
Doctor of Law (JD)
Duke University 2011 — 2015
Bachelor of Arts (B.A.), Public Policy Analysis, Highest Distinction
TC Roberson High School 2007 — 2011
GPA (weighted)- 4.7
The Chronicle December 2011 - May 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Sanford School of Public Policy August 2012 - May 2014
Earthjustice May 2013 - August 2013
Core Group Realty May 2012 - August 2012
Skills
Public Policy, Memos, Analytics, Grant Writing, Statistics, Microsoft Excel, Public Speaking, Adobe Creative Suite, MultiAd Creator, Final Cut Pro, E-Spatial, Proposal Writing, Video Production, Politics, Research
Education
New York University School of Law 2015 — 2018
Doctor of Law (JD)
Duke University 2011 — 2015
Bachelor of Arts (B.A.), Public Policy Analysis, Highest Distinction
TC Roberson High School 2007 — 2011
GPA (weighted)- 4.7
Ryan Newbrough Ryan Newbrough's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Summer Associate at Investment Law Group of Davis Gillett Mottern & Sims LLC
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2014 - August 2014
Bel Air Investment Advisors June 2011 - March 2012
California Recovery Task Force May 2010 - June 2011
Office of Governor Schwarzenegger March 2010 - May 2010
Comprehensive Blood and Cancer Center September 2009 - March 2010
FreeCause June 2008 - August 2008
Skills
Venture Capital, Investments, Financial Analysis, Corporate Finance, Financial Modeling, Strategic Planning, Hedge Funds, Due Diligence, Microsoft Excel, PowerPoint, Bloomberg, Private Equity, Asset Managment, Business Strategy, Alternative Investments, Asset Allocation, Equities, Economics, Valuation, Portfolio Management, Investment Advisory, Fixed Income, Investment Strategies, Emerging Markets, Investment Banking, Asset Management, Capital Markets, Series 63, Series 7, Entrepreneurship, Series 65, Trading, Uniform Combined State..., Derivatives, Options, Investment Management, Mutual Funds, Securities, Fund Of Funds, Financial Markets, Equity Research, Corporate Development, Stata, Finance, Strategic Financial..., Mergers & Acquisitions
Education
Emory University School of Law 2013 — 2016
Doctor of Law (JD)
Harvard University 2005 — 2009
AB, Social Studies
U.S. Securities and Exchange Commission May 2014 - August 2014
Bel Air Investment Advisors June 2011 - March 2012
California Recovery Task Force May 2010 - June 2011
Office of Governor Schwarzenegger March 2010 - May 2010
Comprehensive Blood and Cancer Center September 2009 - March 2010
FreeCause June 2008 - August 2008
Skills
Venture Capital, Investments, Financial Analysis, Corporate Finance, Financial Modeling, Strategic Planning, Hedge Funds, Due Diligence, Microsoft Excel, PowerPoint, Bloomberg, Private Equity, Asset Managment, Business Strategy, Alternative Investments, Asset Allocation, Equities, Economics, Valuation, Portfolio Management, Investment Advisory, Fixed Income, Investment Strategies, Emerging Markets, Investment Banking, Asset Management, Capital Markets, Series 63, Series 7, Entrepreneurship, Series 65, Trading, Uniform Combined State..., Derivatives, Options, Investment Management, Mutual Funds, Securities, Fund Of Funds, Financial Markets, Equity Research, Corporate Development, Stata, Finance, Strategic Financial..., Mergers & Acquisitions
Education
Emory University School of Law 2013 — 2016
Doctor of Law (JD)
Harvard University 2005 — 2009
AB, Social Studies
Sandra B. Hunter Berkheimer Sandra B. Hunter Berkheimer's US Securities and Exchange Commission Experience September 2010 - Present
Job Attorney at the U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2010 - Present
Education
University of Toronto Faculty of Law 2010 — 2010
Internationally Trained Lawyers Program
Georgetown University Law Center 2009 — 2010
Master of Laws, Corporate Securities Law
Pennsylvania State University, The Dickinson School of Law 2006 — 2009
JD
McGill University 2001 — 2005
B.A.
U.S. Securities and Exchange Commission September 2010 - Present
Education
University of Toronto Faculty of Law 2010 — 2010
Internationally Trained Lawyers Program
Georgetown University Law Center 2009 — 2010
Master of Laws, Corporate Securities Law
Pennsylvania State University, The Dickinson School of Law 2006 — 2009
JD
McGill University 2001 — 2005
B.A.
Nishi Sinha's US Securities and Exchange Commission Experience July 2014 - Present
Job
Industry Financial Services
Experience
U.S. Securities and Exchange Commission July 2014 - Present
Boston University 2001 - 2011
Carnegie Mellon Tepper School of Business August 2000 - August 2001
NYU Stern School of Business August 1995 - August 2000
Purdue University August 1994 - August 1995
Skills
Financial..., Risk Management, Corporate Governance, Corporate Finance, Microsoft Excel, Financial Modeling, Data Analysis, Capital Markets
Education
Purdue University 1990 — 1994
PhD, Accounting/Economics/Finance
Purdue University - Krannert School of Management 1988 — 1990
MS, Economics
Faculty of Management Studies - University of Delhi 1986 — 1988
MBA
Lady Shree Ram College, University of Delhi 1983 — 1986
BA (Honors), Economics/Math
U.S. Securities and Exchange Commission July 2014 - Present
Boston University 2001 - 2011
Carnegie Mellon Tepper School of Business August 2000 - August 2001
NYU Stern School of Business August 1995 - August 2000
Purdue University August 1994 - August 1995
Skills
Financial..., Risk Management, Corporate Governance, Corporate Finance, Microsoft Excel, Financial Modeling, Data Analysis, Capital Markets
Education
Purdue University 1990 — 1994
PhD, Accounting/Economics/Finance
Purdue University - Krannert School of Management 1988 — 1990
MS, Economics
Faculty of Management Studies - University of Delhi 1986 — 1988
MBA
Lady Shree Ram College, University of Delhi 1983 — 1986
BA (Honors), Economics/Math
Janet Angstadt's US Securities and Exchange Commission Experience September 1990 - August 1994
Job Partner at Katten Muchin Rosenman
Industry Law Practice
Experience
Katten Muchin Rosenman March 2007 - Present
NYSE Arca, Inc. February 2006 - February 2007
Archipelago Holdings, Inc. October 1999 - February 2006
EVEREN Securities, Inc. May 1997 - September 1999
Schiff Hardin LLP September 1994 - April 1997
U.S. Securities and Exchange Commission September 1990 - August 1994
Education
DePaul University College of Law 1987 — 1990
J.D., Law
St. Olaf College 1983 — 1986
Katten Muchin Rosenman March 2007 - Present
NYSE Arca, Inc. February 2006 - February 2007
Archipelago Holdings, Inc. October 1999 - February 2006
EVEREN Securities, Inc. May 1997 - September 1999
Schiff Hardin LLP September 1994 - April 1997
U.S. Securities and Exchange Commission September 1990 - August 1994
Education
DePaul University College of Law 1987 — 1990
J.D., Law
St. Olaf College 1983 — 1986
Hoffmeyer, David's US Securities and Exchange Commission Experience November 2012 - Present
Job Securities Compliance Examiner at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission November 2012 - Present
FINRA September 2003 - November 2012
The Nasdaq Stock Market October 2000 - May 2003
The Nasdaq Stock Market May 1998 - October 2000
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2004 — 2007
MBA, Finance
Grand Valley State University 1991 — 1996
U.S. Securities and Exchange Commission November 2012 - Present
FINRA September 2003 - November 2012
The Nasdaq Stock Market October 2000 - May 2003
The Nasdaq Stock Market May 1998 - October 2000
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2004 — 2007
MBA, Finance
Grand Valley State University 1991 — 1996
Adam B. Gottlieb's US Securities and Exchange Commission Experience December 2013 - Present
Job U.S. Securities and Exchange Commission, Division of Enforcement
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission December 2013 - Present
Fried, Frank, Harris, Shriver & Jacobson LLP September 2005 - December 2013
Skills
Securities Litigation, Securities Regulation, Commercial Litigation, Internal Investigations, Litigation, Corporate Law, Securities Offerings, FCPA, Civil Litigation, Securities, White Collar Criminal..., Privacy Law, Alternative Dispute..., Investment Advisers Act, Investment Companies, Intellectual Property, IP Litigation, Due Diligence, Compliance, Legal Compliance, Fraud
Education
Georgetown University Law Center 2002 — 2005
J.D., cum laude
Dartmouth College 1998 — 2002
A.B., Government / Poltical Theory
U.S. Securities and Exchange Commission December 2013 - Present
Fried, Frank, Harris, Shriver & Jacobson LLP September 2005 - December 2013
Skills
Securities Litigation, Securities Regulation, Commercial Litigation, Internal Investigations, Litigation, Corporate Law, Securities Offerings, FCPA, Civil Litigation, Securities, White Collar Criminal..., Privacy Law, Alternative Dispute..., Investment Advisers Act, Investment Companies, Intellectual Property, IP Litigation, Due Diligence, Compliance, Legal Compliance, Fraud
Education
Georgetown University Law Center 2002 — 2005
J.D., cum laude
Dartmouth College 1998 — 2002
A.B., Government / Poltical Theory
Justin Jeffries's US Securities and Exchange Commission Experience December 2010 - Present
Job Senior Counsel, Division of Enforcement, U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission December 2010 - Present
U.S. Securities and Exchange Commission November 2013 - May 2014
King & Spalding LLP October 2006 - November 2010
U.S. District Court for the Northern District of Georgia August 2004 - August 2006
Akin Gump Strauss Hauer & Feld LLP October 2002 - April 2004
Skills
Litigation, Class Actions, Securities Litigation, Appeals, Business Litigation, Trade Secrets, Legal Research, Civil Litigation, Patent Litigation, Commercial Litigation, Health Law, White Collar Criminal..., Courts, Civil Rights, Employment..., Westlaw, Securities Regulation, Entertainment Law, Creditors' Rights, Legal Writing
Education
University of Virginia School of Law 1999 — 2002
Doctor of Law (J.D.)
Duke University 1993 — 1997
B.S., Biology
U.S. Securities and Exchange Commission December 2010 - Present
U.S. Securities and Exchange Commission November 2013 - May 2014
King & Spalding LLP October 2006 - November 2010
U.S. District Court for the Northern District of Georgia August 2004 - August 2006
Akin Gump Strauss Hauer & Feld LLP October 2002 - April 2004
Skills
Litigation, Class Actions, Securities Litigation, Appeals, Business Litigation, Trade Secrets, Legal Research, Civil Litigation, Patent Litigation, Commercial Litigation, Health Law, White Collar Criminal..., Courts, Civil Rights, Employment..., Westlaw, Securities Regulation, Entertainment Law, Creditors' Rights, Legal Writing
Education
University of Virginia School of Law 1999 — 2002
Doctor of Law (J.D.)
Duke University 1993 — 1997
B.S., Biology
Stephanie Marrin Lara's US Securities and Exchange Commission Experience June 2014 - January 2015
Job Deputy Chief Regulatory Officer, CBOE
Industry Financial Services
Experience
CBOE January 2015 - Present
U.S. Securities and Exchange Commission June 2014 - January 2015
CBOE June 2013 - June 2014
Chicago Board Options Exchange April 2012 - June 2013
National Stock Exchange February 2012 - April 2012
National Stock Exchange January 2008 - February 2012
National Stock Exchange 2006 - 2008
National Stock Exchange 2005 - 2006
National Stock Exchange 2004 - 2005
National Stock Exchange 2002 - 2004
Skills
Equities, Securities, Compliance, SEC compliance, Electronic Trading, SEC, FINRA, Options, Financial Markets, Trading, Capital Markets, Hedge Funds, Trading Systems, Derivatives, Equity Trading, Mutual Funds, Bloomberg
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2008 — 2010
MBA, Finance and Banking
Illinois State University 1998 — 2002
BS, Finance
Sacred Heart Griffin 1994 — 1998
CBOE January 2015 - Present
U.S. Securities and Exchange Commission June 2014 - January 2015
CBOE June 2013 - June 2014
Chicago Board Options Exchange April 2012 - June 2013
National Stock Exchange February 2012 - April 2012
National Stock Exchange January 2008 - February 2012
National Stock Exchange 2006 - 2008
National Stock Exchange 2005 - 2006
National Stock Exchange 2004 - 2005
National Stock Exchange 2002 - 2004
Skills
Equities, Securities, Compliance, SEC compliance, Electronic Trading, SEC, FINRA, Options, Financial Markets, Trading, Capital Markets, Hedge Funds, Trading Systems, Derivatives, Equity Trading, Mutual Funds, Bloomberg
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2008 — 2010
MBA, Finance and Banking
Illinois State University 1998 — 2002
BS, Finance
Sacred Heart Griffin 1994 — 1998
Bill Estes's US Securities and Exchange Commission Experience July 2003 - December 2007
Job Consultant at The Alliance for Clean Energy New York, Inc.
Industry Law Practice
Experience
The Alliance for Clean Energy New York, Inc. June 2015 - Present
New York State Thruway Authority July 2009 - January 2015
Governor of the State of New York January 2007 - July 2009
U.S. Securities and Exchange Commission July 2003 - December 2007
United States Attorney's Office October 2004 - November 2006
Attorney General of New York January 1999 - April 2003
Skills
Legal Research, Securities Regulation, Litigation, Securities, Corporate Governance, Corporate Law, Legal Writing, Public Policy, Commercial Litigation, Civil Litigation, Privacy Law, Government, Employment Law, Policy Analysis
Education
Emory University 1994 — 1997
Doctor of Law (J.D.), Law
Northwestern University 1989 — 1993
BA, English
The Alliance for Clean Energy New York, Inc. June 2015 - Present
New York State Thruway Authority July 2009 - January 2015
Governor of the State of New York January 2007 - July 2009
U.S. Securities and Exchange Commission July 2003 - December 2007
United States Attorney's Office October 2004 - November 2006
Attorney General of New York January 1999 - April 2003
Skills
Legal Research, Securities Regulation, Litigation, Securities, Corporate Governance, Corporate Law, Legal Writing, Public Policy, Commercial Litigation, Civil Litigation, Privacy Law, Government, Employment Law, Policy Analysis
Education
Emory University 1994 — 1997
Doctor of Law (J.D.), Law
Northwestern University 1989 — 1993
BA, English
Mark Tallarico's US Securities and Exchange Commission Experience November 2014 - Present
Job Senior Counsel at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission November 2014 - Present
U.S. Department of Commerce, Office of the General Counsel, General Law Divison June 2008 - November 2014
Capital Alumni Network April 2008 - April 2010
U.S. Department of Commerce, Office of the General Counsel, Employment and Labor Law Division June 2006 - June 2008
U.S. Customs and Border Protection, Ethics, Labor and Employment Section February 2004 - June 2006
U.S. Department of Labor, Office of Administrative Law Judges August 2001 - August 2003
Skills
Public Policy, Legal Research, Litigation, Civil Litigation, Legal Writing, Employment Law, Commercial Litigation, Licensing, Appeals, Intellectual Property, Mediation, Government, Arbitration, Policy Analysis, Trademarks, Privacy Law, Cyberlaw, Copyright Law, Employment..., Hearings, Criminal Law
Education
Duquesne University School of Law 1998 — 2001
J.D., Law
University of Pittsburgh 1992 — 1996
B.A., Administration of Justice
U.S. Securities and Exchange Commission November 2014 - Present
U.S. Department of Commerce, Office of the General Counsel, General Law Divison June 2008 - November 2014
Capital Alumni Network April 2008 - April 2010
U.S. Department of Commerce, Office of the General Counsel, Employment and Labor Law Division June 2006 - June 2008
U.S. Customs and Border Protection, Ethics, Labor and Employment Section February 2004 - June 2006
U.S. Department of Labor, Office of Administrative Law Judges August 2001 - August 2003
Skills
Public Policy, Legal Research, Litigation, Civil Litigation, Legal Writing, Employment Law, Commercial Litigation, Licensing, Appeals, Intellectual Property, Mediation, Government, Arbitration, Policy Analysis, Trademarks, Privacy Law, Cyberlaw, Copyright Law, Employment..., Hearings, Criminal Law
Education
Duquesne University School of Law 1998 — 2001
J.D., Law
University of Pittsburgh 1992 — 1996
B.A., Administration of Justice
Zack Atkins's US Securities and Exchange Commission Experience May 2008 - September 2008
Job Associate at Sutherland Asbill & Brennan LLP
Industry Law Practice
Experience
Sutherland Asbill & Brennan LLP June 2010 - Present
U.S. Securities and Exchange Commission May 2008 - September 2008
Education
New York University School of Law 2009 — 2010
LL.M., Tax
Emory University School of Law 2006 — 2009
J.D.
University of California, Los Angeles 2001 — 2005
BA, History, German
The University of Göttingen
Sutherland Asbill & Brennan LLP June 2010 - Present
U.S. Securities and Exchange Commission May 2008 - September 2008
Education
New York University School of Law 2009 — 2010
LL.M., Tax
Emory University School of Law 2006 — 2009
J.D.
University of California, Los Angeles 2001 — 2005
BA, History, German
The University of Göttingen
Chris Dunnigan's US Securities and Exchange Commission Experience March 2005 - Present
Job Senior Counsel at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission March 2005 - Present
Seward & Kissel October 2002 - March 2005
Stroock & Stroock & Lavan LLP September 1999 - September 2002
Education
Georgetown University Law Center 1996 — 1999
Juris Doctor, Law
Fordham University 1992 — 1996
Bachelors, History, Philosophy
U.S. Securities and Exchange Commission March 2005 - Present
Seward & Kissel October 2002 - March 2005
Stroock & Stroock & Lavan LLP September 1999 - September 2002
Education
Georgetown University Law Center 1996 — 1999
Juris Doctor, Law
Fordham University 1992 — 1996
Bachelors, History, Philosophy
Gerald Lumer's US Securities and Exchange Commission Experience November 2003 - October 2007
Job Executive Vice President at CompassLexecon
Industry Legal Services
Experience
CompassLexecon October 2007 - Present
University of Maryland August 2006 - December 2007
U.S. Securities and Exchange Commission November 2003 - October 2007
Department of Justice 1994 - 1998
Education
McGill University 1998 — 2002
MDCM, Medicine
Massachusetts Institute of Technology 1988 — 1995
PhD, Economics
Duke University 1983 — 1987
BA, Economics
CompassLexecon October 2007 - Present
University of Maryland August 2006 - December 2007
U.S. Securities and Exchange Commission November 2003 - October 2007
Department of Justice 1994 - 1998
Education
McGill University 1998 — 2002
MDCM, Medicine
Massachusetts Institute of Technology 1988 — 1995
PhD, Economics
Duke University 1983 — 1987
BA, Economics
Carolyn Samiere (carolyn@cashmerelaw.com)'s US Securities and Exchange Commission Experience September 1998 - September 2007
Job Principal at Cashmere Law Group
Industry Legal Services
Experience
Paragon Legal Principal/FounderCashmere Law GroupJune 2014 - Present
SRI International November 2011 - June 2014
Stanford University November 2008 - November 2011
U.S. Securities and Exchange Commission September 1998 - September 2007
Skills
Commercial Litigation, Corporate Governance, Contract Negotiation, Due Diligence, Corporate Law, Government, Community Outreach, Licensing, Competition Law, Grants, Negotiation, Policy, Legal Writing, Securities Regulation, Risk Management, Securities, Litigation, Legal Research, Mediation, Corporate Finance, Intellectual Property
Education
Dartmouth College
Bachelor of Arts (BA), Policy Studies
University of California, Hastings College of the Law
J.D., Law Studies
Paragon Legal Principal/FounderCashmere Law GroupJune 2014 - Present
SRI International November 2011 - June 2014
Stanford University November 2008 - November 2011
U.S. Securities and Exchange Commission September 1998 - September 2007
Skills
Commercial Litigation, Corporate Governance, Contract Negotiation, Due Diligence, Corporate Law, Government, Community Outreach, Licensing, Competition Law, Grants, Negotiation, Policy, Legal Writing, Securities Regulation, Risk Management, Securities, Litigation, Legal Research, Mediation, Corporate Finance, Intellectual Property
Education
Dartmouth College
Bachelor of Arts (BA), Policy Studies
University of California, Hastings College of the Law
J.D., Law Studies
J.R. Ambrose's US Securities and Exchange Commission Experience AssociateHill & Barlow PC2000 - 2003
Job Senior Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission AssociateHill & Barlow PC2000 - 2003
Education
Harvard Law School 1997 — 2000
Duke University 1992 — 1996
B.A., Economics
U.S. Securities and Exchange Commission AssociateHill & Barlow PC2000 - 2003
Education
Harvard Law School 1997 — 2000
Duke University 1992 — 1996
B.A., Economics
Jonathan Redwine's US Securities and Exchange Commission Experience August 2001 - October 2007
Job Chief Counsel Market Oversight at NYSE Euronext, NYSE Regulation
Industry Law Practice
Experience
NYSE Euronext, NYSE Regulation October 2013 - Present
WilmerHale December 2008 - October 2013
AIG October 2007 - October 2008
U.S. Securities and Exchange Commission August 2001 - October 2007
Peace Corps June 1995 - June 1997
Skills
Securities Regulation, Securities Litigation, Internal Investigations, Congressional..., Corporate Governance, White Collar Criminal..., Commercial Litigation, FCPA
Education
Emory University School of Law 1999 — 2001
Doctor of Law (JD)
University of Denver 1990 — 1994
BA
NYSE Euronext, NYSE Regulation October 2013 - Present
WilmerHale December 2008 - October 2013
AIG October 2007 - October 2008
U.S. Securities and Exchange Commission August 2001 - October 2007
Peace Corps June 1995 - June 1997
Skills
Securities Regulation, Securities Litigation, Internal Investigations, Congressional..., Corporate Governance, White Collar Criminal..., Commercial Litigation, FCPA
Education
Emory University School of Law 1999 — 2001
Doctor of Law (JD)
University of Denver 1990 — 1994
BA
Bryan Burke's US Securities and Exchange Commission Experience September 2008 - Present
Job SEC Office of Compliance Inspection & Examinations
Industry Financial Services
Experience
U.S. Securities and Exchange Commission September 2008 - Present
Friedman, Billings, Ramsey & Co. May 2005 - February 2008
Pershing Trading Co./Bank of New York Securities Group January 2000 - March 2005
Pershing Trading Co./Bank of New York Securities Group June 1998 - January 2000
Skills
Portfolio Management, Capital Markets, Financial Analysis, Equities, Equity Trading, Finance, Risk Management, Securities, Investments, Trading, Business Development, Management, Sales, Analysis, Leadership, New Business Development, Valuation, Asset Management, Project Management, Business Analysis, Financial Modeling, Banking, Budgets, Financial Risk, Corporate Finance, Mergers & Acquisitions, Negotiation
Education
Georgetown University 2012 — 2014
Certificate Degree, Securities and Financial Regulation Certificate Program – 2014
St. Peter's College 2003 — 2005
MBA, Finance, General
Fordham University 1994 — 1998
BA, Communication, General
U.S. Securities and Exchange Commission September 2008 - Present
Friedman, Billings, Ramsey & Co. May 2005 - February 2008
Pershing Trading Co./Bank of New York Securities Group January 2000 - March 2005
Pershing Trading Co./Bank of New York Securities Group June 1998 - January 2000
Skills
Portfolio Management, Capital Markets, Financial Analysis, Equities, Equity Trading, Finance, Risk Management, Securities, Investments, Trading, Business Development, Management, Sales, Analysis, Leadership, New Business Development, Valuation, Asset Management, Project Management, Business Analysis, Financial Modeling, Banking, Budgets, Financial Risk, Corporate Finance, Mergers & Acquisitions, Negotiation
Education
Georgetown University 2012 — 2014
Certificate Degree, Securities and Financial Regulation Certificate Program – 2014
St. Peter's College 2003 — 2005
MBA, Finance, General
Fordham University 1994 — 1998
BA, Communication, General
Colleen Heller-Stein, SPHR's US Securities and Exchange Commission Experience April 2015 - Present
Job HR Business Partner at US Department of the Treasury
Industry Government Administration
Experience
U.S. Securities and Exchange Commission April 2015 - Present
US Department of the Treasury March 2010 - April 2015
U.S. Department of the Treasury November 2013 - June 2014
U.S. Government Printing Office May 2009 - March 2010
U.S. Government Printing Office June 2007 - May 2009
Commonwealth of Pennsylvania July 2006 - June 2007
U.S. Department of Veterans Affairs December 2002 - July 2006
Skills
Government, Federal Government, Policy Analysis, Organizational..., Community Outreach, Public Policy, Public Speaking, Leadership Development, Performance Management, Research, Employee Relations, Human Resources, Training, Change Management, Personnel Management, Program Management
Education
The George Washington University 2008 — 2009
MPA, Public Administration
Dickinson College 1998 — 2002
BA, American Studies
U.S. Securities and Exchange Commission April 2015 - Present
US Department of the Treasury March 2010 - April 2015
U.S. Department of the Treasury November 2013 - June 2014
U.S. Government Printing Office May 2009 - March 2010
U.S. Government Printing Office June 2007 - May 2009
Commonwealth of Pennsylvania July 2006 - June 2007
U.S. Department of Veterans Affairs December 2002 - July 2006
Skills
Government, Federal Government, Policy Analysis, Organizational..., Community Outreach, Public Policy, Public Speaking, Leadership Development, Performance Management, Research, Employee Relations, Human Resources, Training, Change Management, Personnel Management, Program Management
Education
The George Washington University 2008 — 2009
MPA, Public Administration
Dickinson College 1998 — 2002
BA, American Studies
Iliana Ilieva Lundblad's US Securities and Exchange Commission Experience August 2010 - May 2012
Job Attorney
Industry Law Practice
Experience
U.S. Securities and Exchange Commission August 2010 - May 2012
Sutherland Asbill & Brennan LLP September 2006 - July 2010
Skills
Legal Research, Legal Writing, Commercial Litigation, Civil Litigation, Banking Law, Litigation
Education
George Mason University School of Law 2003 — 2006
J.D.
Fordham University 1996 — 2003
Ph.D., Economics
U.S. Securities and Exchange Commission August 2010 - May 2012
Sutherland Asbill & Brennan LLP September 2006 - July 2010
Skills
Legal Research, Legal Writing, Commercial Litigation, Civil Litigation, Banking Law, Litigation
Education
George Mason University School of Law 2003 — 2006
J.D.
Fordham University 1996 — 2003
Ph.D., Economics
Daniel Porco's US Securities and Exchange Commission Experience September 2013 - Present
Job Staff Attorney, U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission September 2013 - Present
US Securities and Exchange Commission June 2012 - August 2012
St. John's University School of Law Securities Arbitration Clinic September 2011 - July 2012
Financial Industry Regulatory Authority August 2011 - December 2011
American Management Association 2006 - 2011
Marino & Associates, P.C. January 2010 - August 2010
UBS June 2008 - January 2009
Education
Saint John's University School of Law 2010 — 2013
J.D., Law
Fairfield University 2005 — 2009
B.S., Finance
U.S. Securities and Exchange Commission September 2013 - Present
US Securities and Exchange Commission June 2012 - August 2012
St. John's University School of Law Securities Arbitration Clinic September 2011 - July 2012
Financial Industry Regulatory Authority August 2011 - December 2011
American Management Association 2006 - 2011
Marino & Associates, P.C. January 2010 - August 2010
UBS June 2008 - January 2009
Education
Saint John's University School of Law 2010 — 2013
J.D., Law
Fairfield University 2005 — 2009
B.S., Finance
Michelle Lacko's US Securities and Exchange Commission Experience June 2008 - Present
Job Legal Analyst at Security and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission June 2008 - Present
Dewey & LeBoeuf LLP October 2003 - June 2007
Education
Emory University School of Law 2000 — 2003
Doctor of Law (J.D.), Law
U.S. Securities and Exchange Commission June 2008 - Present
Dewey & LeBoeuf LLP October 2003 - June 2007
Education
Emory University School of Law 2000 — 2003
Doctor of Law (J.D.), Law
John J Bergin's US Securities and Exchange Commission Experience February 2007 - June 2009
Job Trade Advisor (Outbound Sales Representative)
Industry Import and Export
Experience
Livingston International June 2015 - Present
Savino Del Bene April 2014 - June 2015
Savino Del Bene January 2013 - August 2014
Savino Del Bene November 2011 - July 2013
Construction Data Company December 2010 - November 2011
IKON Office Solutions October 2009 - December 2010
U.S. Securities and Exchange Commission February 2007 - June 2009
DePaul University August 2005 - January 2007
Skills
Outlook, PowerPoint, Legal Writing, Microsoft Word, Microsoft Office, Customer Service, Microsoft Excel, Public Speaking, Research, Event Planning, Editing, Social Media, Legal Research, Project Management, Logistics, Budgets, Adobe Creative Suite, Accounting, Contract Negotiation, Customs Regulations, Shipping, International Shipping, Sales Process, Negotiation, Training, Customer Relations, Transportation, Freight
Education
DePaul University 2005 — 2009
Bachelor of Arts, Philosophy
Livingston International June 2015 - Present
Savino Del Bene April 2014 - June 2015
Savino Del Bene January 2013 - August 2014
Savino Del Bene November 2011 - July 2013
Construction Data Company December 2010 - November 2011
IKON Office Solutions October 2009 - December 2010
U.S. Securities and Exchange Commission February 2007 - June 2009
DePaul University August 2005 - January 2007
Skills
Outlook, PowerPoint, Legal Writing, Microsoft Word, Microsoft Office, Customer Service, Microsoft Excel, Public Speaking, Research, Event Planning, Editing, Social Media, Legal Research, Project Management, Logistics, Budgets, Adobe Creative Suite, Accounting, Contract Negotiation, Customs Regulations, Shipping, International Shipping, Sales Process, Negotiation, Training, Customer Relations, Transportation, Freight
Education
DePaul University 2005 — 2009
Bachelor of Arts, Philosophy
Jason Braun's US Securities and Exchange Commission Experience July 2015 - Present
Job SEC Enforcement Attorney in
Industry Law Practice
Experience
U.S. Securities and Exchange Commission July 2015 - Present
Ajamie LLP 2007 - June 2015
Associated Builders and Contractors of Greater Houston 2006 - 2014
Brewer & Pritchard, P.C. 2006 - 2007
Haynes and Boone, LLP 2003 - 2005
Skills
Litigation, Commercial Litigation, Securities Litigation, Securities Arbitration, Broker-Dealer Disputes, Cross-Border Disputes, Construction Litigation..., Construction Law, Arbitration, Claim, Business Litigation, Mediation, Class Actions, Corporate Law, Breach Of Contract, Fraud, Civil Litigation, Insurance, Trade Secrets, Torts, Litigation Support, Product Liability, Legal Research, Alternative Dispute..., Insurance Law, Trial Practice
Education
Creighton University School of Law 2000 — 2003
J.D., summa cum laude, Law
Wayne State College 1997 — 2000
B.S., Sport Management
Saddleback College 1994 — 1996
U.S. Securities and Exchange Commission July 2015 - Present
Ajamie LLP 2007 - June 2015
Associated Builders and Contractors of Greater Houston 2006 - 2014
Brewer & Pritchard, P.C. 2006 - 2007
Haynes and Boone, LLP 2003 - 2005
Skills
Litigation, Commercial Litigation, Securities Litigation, Securities Arbitration, Broker-Dealer Disputes, Cross-Border Disputes, Construction Litigation..., Construction Law, Arbitration, Claim, Business Litigation, Mediation, Class Actions, Corporate Law, Breach Of Contract, Fraud, Civil Litigation, Insurance, Trade Secrets, Torts, Litigation Support, Product Liability, Legal Research, Alternative Dispute..., Insurance Law, Trial Practice
Education
Creighton University School of Law 2000 — 2003
J.D., summa cum laude, Law
Wayne State College 1997 — 2000
B.S., Sport Management
Saddleback College 1994 — 1996
Toai Chin's US Securities and Exchange Commission Experience 2004 - 2007
Job Director of Fund Accounting Policy at Vanguard
Industry Accounting
Experience
Vanguard 2013 - Present
Deloitte & Touche LLP 2007 - 2013
U.S. Securities and Exchange Commission 2004 - 2007
Deloitte & Touche LLP 1995 - 2004
Education
Drexel University - LeBow College of Business 1990 — 1995
BS, Accounting
Vanguard 2013 - Present
Deloitte & Touche LLP 2007 - 2013
U.S. Securities and Exchange Commission 2004 - 2007
Deloitte & Touche LLP 1995 - 2004
Education
Drexel University - LeBow College of Business 1990 — 1995
BS, Accounting
Alexander Avery's US Securities and Exchange Commission Experience May 2014 - June 2014
Job JD (CA bar admission pending)
Industry Legal Services
Experience
Melior Development Management June 2014 - November 2014
U.S. Securities and Exchange Commission May 2014 - June 2014
US Securities and Exchange Commission January 2014 - April 2014
California Department of Business Oversight August 2013 - November 2013
Reynolds Porter Chamberlain (RPC) June 2013 - July 2013
Christian Legal Aid of Los Angeles January 2013 - April 2013
The Reading Team January 2012 - May 2012
Fordham Law School January 2011 - December 2011
Grassroots Outreach June 2010 - August 2010
Law Offices of Richard S. Powell August 2008 - August 2009
Skills
Legal Writing, Microsoft Office, Microsoft Excel, Legal Research, PowerPoint, Teaching, Research, Westlaw, Curriculum Design, Time Management, Spanish, Mediation, Interviews, Guerrilla Marketing, Editing, Community Outreach, Microsoft Word, Nonprofits, Corporate Fraud..., Document Review, FCPA, Receiverships, Securities Fraud, Litigation, Securities, Securities Regulation, Public Speaking
Education
Pepperdine University School of Law 2012 — 2015
Juris Doctor; Certificate of Dispute Resolution
Fordham University 2008 — 2011
BA, History, Philosophy
Northwood High School 2004 — 2008
High School Diploma
Melior Development Management June 2014 - November 2014
U.S. Securities and Exchange Commission May 2014 - June 2014
US Securities and Exchange Commission January 2014 - April 2014
California Department of Business Oversight August 2013 - November 2013
Reynolds Porter Chamberlain (RPC) June 2013 - July 2013
Christian Legal Aid of Los Angeles January 2013 - April 2013
The Reading Team January 2012 - May 2012
Fordham Law School January 2011 - December 2011
Grassroots Outreach June 2010 - August 2010
Law Offices of Richard S. Powell August 2008 - August 2009
Skills
Legal Writing, Microsoft Office, Microsoft Excel, Legal Research, PowerPoint, Teaching, Research, Westlaw, Curriculum Design, Time Management, Spanish, Mediation, Interviews, Guerrilla Marketing, Editing, Community Outreach, Microsoft Word, Nonprofits, Corporate Fraud..., Document Review, FCPA, Receiverships, Securities Fraud, Litigation, Securities, Securities Regulation, Public Speaking
Education
Pepperdine University School of Law 2012 — 2015
Juris Doctor; Certificate of Dispute Resolution
Fordham University 2008 — 2011
BA, History, Philosophy
Northwood High School 2004 — 2008
High School Diploma
Kyle Spies's US Securities and Exchange Commission Experience July 2013 - August 2013
Job Student Georgetown University Law Center
Industry Legal Services
Experience
Intelsat January 2015 - April 2015
Simpson Thacher & Bartlett LLP May 2014 - August 2014
U.S. Securities and Exchange Commission July 2013 - August 2013
DC Superior Court May 2013 - July 2013
The Brattle Group June 2011 - July 2012
JP Morgan June 2010 - August 2010
Education
Georgetown University Law Center
JD
Emory University - Goizueta Business School 2007 — 2011
Bachelor of Business Administration (BBA), Finance; Accounting
Intelsat January 2015 - April 2015
Simpson Thacher & Bartlett LLP May 2014 - August 2014
U.S. Securities and Exchange Commission July 2013 - August 2013
DC Superior Court May 2013 - July 2013
The Brattle Group June 2011 - July 2012
JP Morgan June 2010 - August 2010
Education
Georgetown University Law Center
JD
Emory University - Goizueta Business School 2007 — 2011
Bachelor of Business Administration (BBA), Finance; Accounting
Benjamin McCulloch's US Securities and Exchange Commission Experience 2010 - 2011
Job Investment Management Attorney at Drinker Biddle & Reath LLP
Industry Financial Services
Experience
Drinker Biddle & Reath LLP January 2015 - Present
First Trust Portfolios L.P. 2012 - 2014
U.S. Securities and Exchange Commission 2010 - 2011
Education
University of Miami School of Law
JD, Cum Laude
Dominican University
MBA, Finance
Drinker Biddle & Reath LLP January 2015 - Present
First Trust Portfolios L.P. 2012 - 2014
U.S. Securities and Exchange Commission 2010 - 2011
Education
University of Miami School of Law
JD, Cum Laude
Dominican University
MBA, Finance
Sullivan Phyllis's US Securities and Exchange Commission Experience 2002 - 2002
Job Department Assistant at DePaul University
Industry Higher Education
Experience
DePaul University March 2013 - Present
DePaul University June 2008 - Present
DePaul University September 2004 - Present
Sedgwick, Detert, Moran & Arnold 2002 - 2004
U.S. Securities and Exchange Commission 2002 - 2002
U.S. Securities and Exchange Commission 2000 - 2002
Mayer, Brown & Platt 1992 - 1994
Skills
analytical thinking, Listening Skills, computer literacy, Policy, Analytical Skills, Management, Research, Budgets, Computer Proficiency, Legal Writing, Policy Analysis
Education
DePaul University 2004 — 2011
B.A., Organizational Communication
DePaul University 2004 — 2010
SNL, Organizational Communication
DePaul University March 2013 - Present
DePaul University June 2008 - Present
DePaul University September 2004 - Present
Sedgwick, Detert, Moran & Arnold 2002 - 2004
U.S. Securities and Exchange Commission 2002 - 2002
U.S. Securities and Exchange Commission 2000 - 2002
Mayer, Brown & Platt 1992 - 1994
Skills
analytical thinking, Listening Skills, computer literacy, Policy, Analytical Skills, Management, Research, Budgets, Computer Proficiency, Legal Writing, Policy Analysis
Education
DePaul University 2004 — 2011
B.A., Organizational Communication
DePaul University 2004 — 2010
SNL, Organizational Communication
Carl Rizzo's US Securities and Exchange Commission Experience September 2000 - March 2001
Job Director at Alaric Compliance Services, LLC
Industry Investment Management
Experience
Alaric Compliance Services, LLC April 2011 - Present
Steelbridge Compliance LLC December 2010 - April 2011
Self-employed July 2009 - November 2010
ACA Compliance Group January 2006 - July 2009
Bank of America April 2001 - December 2005
U.S. Securities and Exchange Commission September 2000 - March 2001
Rodney Square Management Corporation August 1996 - April 1999
Aid Association for Lutherans September 1995 - August 1996
United Services Automobile Association April 1994 - September 1995
U.S. Securities and Exchange Commission July 1987 - April 1994
Education
Georgetown University Law Center
LL.M -- Securities Regulation
University of Richmond School of Law 1974 — 1977
JD
Davidson College 1969 — 1973
AB, History
Alaric Compliance Services, LLC April 2011 - Present
Steelbridge Compliance LLC December 2010 - April 2011
Self-employed July 2009 - November 2010
ACA Compliance Group January 2006 - July 2009
Bank of America April 2001 - December 2005
U.S. Securities and Exchange Commission September 2000 - March 2001
Rodney Square Management Corporation August 1996 - April 1999
Aid Association for Lutherans September 1995 - August 1996
United Services Automobile Association April 1994 - September 1995
U.S. Securities and Exchange Commission July 1987 - April 1994
Education
Georgetown University Law Center
LL.M -- Securities Regulation
University of Richmond School of Law 1974 — 1977
JD
Davidson College 1969 — 1973
AB, History
Matthew Nicodemo's US Securities and Exchange Commission Experience September 2014 - May 2015
Job Judicial Law Clerk at the Superior Court of New Jersey, Chancery Division, General Equity
Industry Law Practice
Experience
Superior Court of New Jersey, Chancery Division, General Equity Part August 2015 - Present
U.S. Securities and Exchange Commission September 2014 - May 2015
Villanova Law Advocacy Program May 2014 - August 2014
New Jersey Office of Attorney General June 2013 - August 2013
Columbia Bank New Jersey June 2012 - August 2012
Bergen County Justice Center June 2011 - August 2011
United States Senator Frank R. Lautenberg’s Office June 2009 - August 2009
Skills
Microsoft Office, Outlook, Accounting, PowerPoint, Customer Service, Research, Microsoft Word, Microsoft Excel, Public Speaking, Social Media, Financial Analysis, Legal Research, Legal Writing, Westlaw, LexisNexis, Securities Fraud
Education
Villanova University School of Law 2012 — 2015
Juris Doctor (J.D.)
Fairfield University 2008 — 2012
Bachelor of Arts (B.A.) Cum Laude, Political Science, English
Florence University of the Arts
National University of Ireland, Galway
Superior Court of New Jersey, Chancery Division, General Equity Part August 2015 - Present
U.S. Securities and Exchange Commission September 2014 - May 2015
Villanova Law Advocacy Program May 2014 - August 2014
New Jersey Office of Attorney General June 2013 - August 2013
Columbia Bank New Jersey June 2012 - August 2012
Bergen County Justice Center June 2011 - August 2011
United States Senator Frank R. Lautenberg’s Office June 2009 - August 2009
Skills
Microsoft Office, Outlook, Accounting, PowerPoint, Customer Service, Research, Microsoft Word, Microsoft Excel, Public Speaking, Social Media, Financial Analysis, Legal Research, Legal Writing, Westlaw, LexisNexis, Securities Fraud
Education
Villanova University School of Law 2012 — 2015
Juris Doctor (J.D.)
Fairfield University 2008 — 2012
Bachelor of Arts (B.A.) Cum Laude, Political Science, English
Florence University of the Arts
National University of Ireland, Galway
Anil Abraham's US Securities and Exchange Commission Experience February 2014 - Present
Job Senior Special Counsel at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission February 2014 - Present
US Securities and Exchange Commission November 2011 - January 2014
US Securities and Exchange Commission August 2011 - November 2011
US Securities and Exchange Commission September 2010 - August 2011
Raymond James & Associates August 2009 - July 2010
Commodity Futures Trading Commission February 2008 - August 2009
US Securities and Exchange Commission February 2007 - February 2008
US Securities and Exchange Commission August 2005 - February 2007
US Securities and Exchange Commission July 2005 - August 2005
US Securities and Exchange Commission January 2004 - July 2005
Skills
Securities Regulation, Securities, Internal Investigations, Financial Regulation, Enforcement
Education
Yale Law School 1992 — 1995
J.D.
Dartmouth College 1987 — 1991
A.B., History
Brophy College Preparatory 1983 — 1987
U.S. Securities and Exchange Commission February 2014 - Present
US Securities and Exchange Commission November 2011 - January 2014
US Securities and Exchange Commission August 2011 - November 2011
US Securities and Exchange Commission September 2010 - August 2011
Raymond James & Associates August 2009 - July 2010
Commodity Futures Trading Commission February 2008 - August 2009
US Securities and Exchange Commission February 2007 - February 2008
US Securities and Exchange Commission August 2005 - February 2007
US Securities and Exchange Commission July 2005 - August 2005
US Securities and Exchange Commission January 2004 - July 2005
Skills
Securities Regulation, Securities, Internal Investigations, Financial Regulation, Enforcement
Education
Yale Law School 1992 — 1995
J.D.
Dartmouth College 1987 — 1991
A.B., History
Brophy College Preparatory 1983 — 1987
Alexander Zozos's US Securities and Exchange Commission Experience September 2014 - Present
Job Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2014 - Present
US Securities and Exchange Commission May 2013 - August 2013
Financial Industry Regulatory Authority January 2013 - May 2013
Brooklyn Legal Services Corp. A June 2012 - August 2012
J.P. Morgan July 2008 - August 2011
Pricewaterhouse Coopers June 2007 - August 2007
Skills
Hedge Funds, Investment Banking, Options, Fixed Income, Prime Brokerage, Series 7, Capital Markets, Due Diligence, Legal Writing, Alternative Investments, Private Equity, Westlaw, Financial Modeling, Equities, Derivatives, Valuation, Legal Research, Securities, Trading, Bloomberg, Financial Analysis, Corporate Law, Mergers & Acquisitions, FINRA, Securities Regulation, Financial Services, Private Placements, Corporate Governance
Education
Fordham University School of Law
J.D.
Villanova University
B.S., Finance & Accountancy w/ Classical Studies minor, cum laude
U.S. Securities and Exchange Commission September 2014 - Present
US Securities and Exchange Commission May 2013 - August 2013
Financial Industry Regulatory Authority January 2013 - May 2013
Brooklyn Legal Services Corp. A June 2012 - August 2012
J.P. Morgan July 2008 - August 2011
Pricewaterhouse Coopers June 2007 - August 2007
Skills
Hedge Funds, Investment Banking, Options, Fixed Income, Prime Brokerage, Series 7, Capital Markets, Due Diligence, Legal Writing, Alternative Investments, Private Equity, Westlaw, Financial Modeling, Equities, Derivatives, Valuation, Legal Research, Securities, Trading, Bloomberg, Financial Analysis, Corporate Law, Mergers & Acquisitions, FINRA, Securities Regulation, Financial Services, Private Placements, Corporate Governance
Education
Fordham University School of Law
J.D.
Villanova University
B.S., Finance & Accountancy w/ Classical Studies minor, cum laude
Charles Koretke's US Securities and Exchange Commission Experience June 2015 - Present
Job Assistant Director, OCIE Office of Strategy and Operational Risk at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission June 2015 - Present
U.S. Securities and Exchange Commission August 2014 - June 2015
Mainstay Capital Markets Consultants, Inc. February 2014 - August 2014
Ronald Blue & Co. April 2013 - February 2014
US Securities and Exchange Commission May 2012 - April 2013
US Securities and Exchange Commission October 2011 - April 2012
US Securities and Exchange Commission August 2002 - September 2011
US Securities and Exchange Commission September 1996 - August 2002
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1992 — 1995
MBA, Finance
DePaul University 1987 — 1992
BSC, Accountancy
U.S. Securities and Exchange Commission June 2015 - Present
U.S. Securities and Exchange Commission August 2014 - June 2015
Mainstay Capital Markets Consultants, Inc. February 2014 - August 2014
Ronald Blue & Co. April 2013 - February 2014
US Securities and Exchange Commission May 2012 - April 2013
US Securities and Exchange Commission October 2011 - April 2012
US Securities and Exchange Commission August 2002 - September 2011
US Securities and Exchange Commission September 1996 - August 2002
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1992 — 1995
MBA, Finance
DePaul University 1987 — 1992
BSC, Accountancy
Ryan VanGrack's US Securities and Exchange Commission Experience 2014 - Present
Job Senior Advisor to the Chair, U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission 2014 - Present
U.S. Securities and Exchange Commission 2013 - 2014
The White House 2012 - 2013
Williams & Connolly LLP 2006 - 2012
United States Court of Appeals for the Ninth Circuit 2005 - 2006
Education
Harvard Law School 2002 — 2005
JD, Law
Duke University 1997 — 2001
BA, Economics
U.S. Securities and Exchange Commission 2014 - Present
U.S. Securities and Exchange Commission 2013 - 2014
The White House 2012 - 2013
Williams & Connolly LLP 2006 - 2012
United States Court of Appeals for the Ninth Circuit 2005 - 2006
Education
Harvard Law School 2002 — 2005
JD, Law
Duke University 1997 — 2001
BA, Economics
Joseph W. Silva's US Securities and Exchange Commission Experience August 2015 - Present
Job Student Honors Intern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Denny's, Inc. June 2015 - August 2015
Clark, Partington, Hart, Larry, Bond & Stackhouse, P.A. May 2015 - May 2015
Lowcountry Open Land Trust, Inc. May 2014 - August 2014
Pittenger Land Investments January 2013 - July 2013
Robert Pittenger Company June 2011 - December 2012
Education
University of North Carolina School of Law 2013 — 2016
Doctor of Law (JD)
Davidson College 2007 — 2011
B.A., History
U.S. Securities and Exchange Commission August 2015 - Present
Denny's, Inc. June 2015 - August 2015
Clark, Partington, Hart, Larry, Bond & Stackhouse, P.A. May 2015 - May 2015
Lowcountry Open Land Trust, Inc. May 2014 - August 2014
Pittenger Land Investments January 2013 - July 2013
Robert Pittenger Company June 2011 - December 2012
Education
University of North Carolina School of Law 2013 — 2016
Doctor of Law (JD)
Davidson College 2007 — 2011
B.A., History
Michael Sentel's US Securities and Exchange Commission Experience February 1976 - June 1981
Job R. Michael SentelIndependent mutual fund trustee
Industry Investment Management
Experience
ICON Mutual Funds January 1997 - Present
US Dept of Education October 1996 - Present
Law Office of R. Michael Sentel 1981 - Present
FDIC September 1990 - April 1994
U.S. Securities and Exchange Commission February 1976 - June 1981
Skills
Banking, Corporate Law, Finance, Securities, Corporate Governance, Due Diligence, Mergers & Acquisitions, Private Equity, Capital Markets, AML, Corporate Finance, Mutual Funds, Investments, Asset Management, Risk Management, Structured Finance, Fraud, Financial Services, Equities
Education
Saint Louis University 1972 — 1975
JD, law
Eastern Illinois University 1966 — 1970
B.S in Accounting, Business
ICON Mutual Funds January 1997 - Present
US Dept of Education October 1996 - Present
Law Office of R. Michael Sentel 1981 - Present
FDIC September 1990 - April 1994
U.S. Securities and Exchange Commission February 1976 - June 1981
Skills
Banking, Corporate Law, Finance, Securities, Corporate Governance, Due Diligence, Mergers & Acquisitions, Private Equity, Capital Markets, AML, Corporate Finance, Mutual Funds, Investments, Asset Management, Risk Management, Structured Finance, Fraud, Financial Services, Equities
Education
Saint Louis University 1972 — 1975
JD, law
Eastern Illinois University 1966 — 1970
B.S in Accounting, Business
Andrew Vita, Esq.'s US Securities and Exchange Commission Experience May 2015 - Present
Job Accounting Technican (Exam Analyst) at United States Securiteis and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2015 - Present
Prudential Financial June 2014 - Present
U.S. Securities and Exchange Commission January 2013 - May 2013
The Catholic University of America August 2007 - August 2008
House of Commons May 2007 - July 2007
Saint John Vianney High School June 2001 - August 2006
Skills
Legal Research, Legal Writing, Research, Corporate Law, Securities Regulation, Securities, Document Review, Analysis, Public Speaking, Corporate Tax, Legal Compliance, Tax Law, Recommind, Relativity, Regulatory Analysis, Regulatory Filings, Legal Research Skills, Analytical Skills, Critical Thinking, Regulatory Compliance, Federal & State..., Constitutional Law, Anti Money Laundering, Securities Market, Securities Fraud, Legal Issues, Westlaw, Mediation, Civil Litigation, Courts, Litigation
Education
Western Michigan University Thomas M. Cooley Law School 2010 — 2013
Doctor of Law (JD)
Pennsylvania State University, The Dickinson School of Law 2011 — 2011
Study Abroad Program (Summer 2011)
Monmouth University 2009 — 2010
Accounting and Economics
The Catholic University of America 2004 — 2008
Bachelor of Arts (B.A.), Philosophy
U.S. Securities and Exchange Commission May 2015 - Present
Prudential Financial June 2014 - Present
U.S. Securities and Exchange Commission January 2013 - May 2013
The Catholic University of America August 2007 - August 2008
House of Commons May 2007 - July 2007
Saint John Vianney High School June 2001 - August 2006
Skills
Legal Research, Legal Writing, Research, Corporate Law, Securities Regulation, Securities, Document Review, Analysis, Public Speaking, Corporate Tax, Legal Compliance, Tax Law, Recommind, Relativity, Regulatory Analysis, Regulatory Filings, Legal Research Skills, Analytical Skills, Critical Thinking, Regulatory Compliance, Federal & State..., Constitutional Law, Anti Money Laundering, Securities Market, Securities Fraud, Legal Issues, Westlaw, Mediation, Civil Litigation, Courts, Litigation
Education
Western Michigan University Thomas M. Cooley Law School 2010 — 2013
Doctor of Law (JD)
Pennsylvania State University, The Dickinson School of Law 2011 — 2011
Study Abroad Program (Summer 2011)
Monmouth University 2009 — 2010
Accounting and Economics
The Catholic University of America 2004 — 2008
Bachelor of Arts (B.A.), Philosophy
Susan Gault-Brown's US Securities and Exchange Commission Experience September 2004 - September 2007
Job Partner at Wilson Sonsini Goodrich & Rosati
Industry Law Practice
Experience
Wilson Sonsini Goodrich & Rosati August 2015 - Present
K&L Gates LLP October 2007 - July 2015
U.S. Securities and Exchange Commission September 2004 - September 2007
Education
Stanford University Law School 1999 — 2000
University of Pennsylvania Law School 1997 — 2000
Juris Doctor (J.D.)
Washington University in St. Louis 1995 — 1996
Master's Degree
Duke University 1989 — 1993
Bachelor's Degree
Wilson Sonsini Goodrich & Rosati August 2015 - Present
K&L Gates LLP October 2007 - July 2015
U.S. Securities and Exchange Commission September 2004 - September 2007
Education
Stanford University Law School 1999 — 2000
University of Pennsylvania Law School 1997 — 2000
Juris Doctor (J.D.)
Washington University in St. Louis 1995 — 1996
Master's Degree
Duke University 1989 — 1993
Bachelor's Degree
Frank Ronis's US Securities and Exchange Commission Experience March 2004 - Present
Job Staff Accountant at U. S. Securities & Exchange Commission
Industry
Experience
U.S. Securities and Exchange Commission March 2004 - Present
Education
Dominican University 1984 — 1986
Master of Business Administration (M.B.A.), Finance, General
U.S. Securities and Exchange Commission March 2004 - Present
Education
Dominican University 1984 — 1986
Master of Business Administration (M.B.A.), Finance, General
Carolyn Kurr's US Securities and Exchange Commission Experience June 2010 - Present
Job Senior Counsel at US Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission June 2010 - Present
U.S. Securities and Exchange Commission July 1999 - May 2010
U.S. Securities and Exchange Commission February 1998 - June 1999
U.S. Securities and Exchange Commission September 1995 - January 1998
Skills
Securities Regulation, Internal Investigations, Government..., Securities Law, Enforcement, Securities Litigation, Civil Litigation, Corporate Governance, Corporate Law, FCPA, Fraud, Government, Legal Research, Legal Writing, SEC, Securities, Litigation
Education
UVA Law School 1993 — 1995
J.D.
Dartmouth College 1988 — 1991
B.A., English, Economics
U.S. Securities and Exchange Commission June 2010 - Present
U.S. Securities and Exchange Commission July 1999 - May 2010
U.S. Securities and Exchange Commission February 1998 - June 1999
U.S. Securities and Exchange Commission September 1995 - January 1998
Skills
Securities Regulation, Internal Investigations, Government..., Securities Law, Enforcement, Securities Litigation, Civil Litigation, Corporate Governance, Corporate Law, FCPA, Fraud, Government, Legal Research, Legal Writing, SEC, Securities, Litigation
Education
UVA Law School 1993 — 1995
J.D.
Dartmouth College 1988 — 1991
B.A., English, Economics
Jonathan Burr's US Securities and Exchange Commission Experience May 2015 - Present
Job Law Clerk at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission May 2015 - Present
PwC June 2014 - August 2014
Division of Law, Office of the Attorney General June 2013 - August 2013
Student Veterans Advocacy Group September 2011 - October 2012
United States Marine Corps May 2005 - May 2011
Skills
Military Experience, Military Operations, Military, Security Clearance, Intelligence Analysis, Command, DoD, Government, Intelligence, Weapons, Homeland Security, Organizational...
Education
Pennsylvania State University, The Dickinson School of Law 2013 — 2015
Juris Doctorate
Seton Hall Law School 2012 — 2013
Juris Doctorate
University of North Carolina at Wilmington 2010 — 2012
BA, Political Science
U.S. Securities and Exchange Commission May 2015 - Present
PwC June 2014 - August 2014
Division of Law, Office of the Attorney General June 2013 - August 2013
Student Veterans Advocacy Group September 2011 - October 2012
United States Marine Corps May 2005 - May 2011
Skills
Military Experience, Military Operations, Military, Security Clearance, Intelligence Analysis, Command, DoD, Government, Intelligence, Weapons, Homeland Security, Organizational...
Education
Pennsylvania State University, The Dickinson School of Law 2013 — 2015
Juris Doctorate
Seton Hall Law School 2012 — 2013
Juris Doctorate
University of North Carolina at Wilmington 2010 — 2012
BA, Political Science
Joan McKown's US Securities and Exchange Commission Experience 1993 - 2010
Job Partner at Jones Day
Industry Law Practice
Experience
Jones Day October 2010 - Present
U.S. Securities and Exchange Commission 1993 - 2010
Skills
Internal Investigations, Securities Litigation, Securities Regulation, Financial Regulation, Corporate Governance, Litigation, Commercial Litigation, Fraud, Financial Services, Civil Litigation, Policy, Administrative Law, Legal Advice, SEC, Corporate Law, Securities, White Collar Criminal..., Arbitration, Appeals, Trials
Education
Drake University Law School 1980 — 1983
JD
Vanderbilt University 1976 — 1980
BA, political science
Jones Day October 2010 - Present
U.S. Securities and Exchange Commission 1993 - 2010
Skills
Internal Investigations, Securities Litigation, Securities Regulation, Financial Regulation, Corporate Governance, Litigation, Commercial Litigation, Fraud, Financial Services, Civil Litigation, Policy, Administrative Law, Legal Advice, SEC, Corporate Law, Securities, White Collar Criminal..., Arbitration, Appeals, Trials
Education
Drake University Law School 1980 — 1983
JD
Vanderbilt University 1976 — 1980
BA, political science
Benjamin Wadley's US Securities and Exchange Commission Experience January 2013 - May 2013
Job 2014 Emory Law Graduate
Industry Law Practice
Experience
Journal of Law and Religion September 2013 - May 2014
U.S. Securities and Exchange Commission January 2013 - May 2013
First Community Bank May 2012 - August 2012
Skills
Legal Writing, Legal Research, Microsoft Office, Public Speaking, Research, Westlaw, PowerPoint, Microsoft Excel, Data Analysis, LexisNexis, Microsoft Word, Leadership, SPSS, Accounting, Tax Law
Education
Emory University School of Law 2011 — 2014
Doctor of Law (J.D.), Transactional Law
Hendrix College 2010 — 2011
Master's of Arts in Accounting
Hendrix College 2006 — 2010
Bachelor's degree, Economics and History
Journal of Law and Religion September 2013 - May 2014
U.S. Securities and Exchange Commission January 2013 - May 2013
First Community Bank May 2012 - August 2012
Skills
Legal Writing, Legal Research, Microsoft Office, Public Speaking, Research, Westlaw, PowerPoint, Microsoft Excel, Data Analysis, LexisNexis, Microsoft Word, Leadership, SPSS, Accounting, Tax Law
Education
Emory University School of Law 2011 — 2014
Doctor of Law (J.D.), Transactional Law
Hendrix College 2010 — 2011
Master's of Arts in Accounting
Hendrix College 2006 — 2010
Bachelor's degree, Economics and History
Cary Severt's US Securities and Exchange Commission Experience June 2014 - Present
Job Life is a gardern, dig it
Industry Human Resources
Experience
U.S. Securities and Exchange Commission June 2014 - Present
Education
Eastern Michigan University 1993 — 1999
Bachelor of Science (B.S.), Legal Assistant/Paralegal
U.S. Securities and Exchange Commission June 2014 - Present
Education
Eastern Michigan University 1993 — 1999
Bachelor of Science (B.S.), Legal Assistant/Paralegal
Victoria Roach's US Securities and Exchange Commission Experience December 2013 - Present
Job Managment Analyst for USDA APHIS; Provide agency liaison assistance, Facilitate Financial and Operational Cooperation
Industry Accounting
Experience
U.S. Department of Agriculture June 2014 - Present
U.S. Securities and Exchange Commission December 2013 - Present
U.S. Department of the Treasury September 2013 - December 2013
Jehovah Jireh Community Development Center September 2007 - December 2011
The White House Office of Correspondence May 2009 - August 2009
Prince George's County State Attorney Office May 2006 - September 2007
Skills
Microsoft Office, Research, Westlaw, Legal Research, Legal Writing, Internal Audit, Bluebook, Lexis
Education
The George Washington University 2012 — 2014
Master's Degree, Paralegal Studies, 3.98
Fisk University 2008 — 2012
Bachelor's Degree, Business Administration, Magna cum Laude
U.S. Department of Agriculture June 2014 - Present
U.S. Securities and Exchange Commission December 2013 - Present
U.S. Department of the Treasury September 2013 - December 2013
Jehovah Jireh Community Development Center September 2007 - December 2011
The White House Office of Correspondence May 2009 - August 2009
Prince George's County State Attorney Office May 2006 - September 2007
Skills
Microsoft Office, Research, Westlaw, Legal Research, Legal Writing, Internal Audit, Bluebook, Lexis
Education
The George Washington University 2012 — 2014
Master's Degree, Paralegal Studies, 3.98
Fisk University 2008 — 2012
Bachelor's Degree, Business Administration, Magna cum Laude
Carol Kriekard's US Securities and Exchange Commission Experience 1977 - 1980
Job Special Counsel to Air Lease Corporation
Industry Airlines/Aviation
Experience
Air Lease Corporation January 2013 - Present
Motorola Solutions, Inc. 1992 - 2015
Motorola Mobility Holdings, Inc. January 2011 - June 2012
R.R. Donnelley & Sons Company 1984 - 1991
Jewel Companies, Inc. 1980 - 1984
U.S. Securities and Exchange Commission 1977 - 1980
Education
DePaul University College of Law
Juris Doctor
University of Michigan
Bachelor of Arts (BA), Political Science and Government
Air Lease Corporation January 2013 - Present
Motorola Solutions, Inc. 1992 - 2015
Motorola Mobility Holdings, Inc. January 2011 - June 2012
R.R. Donnelley & Sons Company 1984 - 1991
Jewel Companies, Inc. 1980 - 1984
U.S. Securities and Exchange Commission 1977 - 1980
Education
DePaul University College of Law
Juris Doctor
University of Michigan
Bachelor of Arts (BA), Political Science and Government
Chedly Dumornay's US Securities and Exchange Commission Experience 1992 - Present
Job Assistant Regional Director at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission 1992 - Present
American Express Company 1985 - 1989
Skills
Securities, Securities Law, Securities Regulation, Securities Market, Mutual Funds, Hedge Funds, Legal Writing
Education
Nova Southeastern University—Shepard Broad Law Center 1989 — 1992
Juris Doctor (J.D.), Law
Nova Southeastern University 1986 — 1988
Master of Business Administration (M.B.A.), Business Administration and Management, General
Florida Atlantic University 1980 — 1984
Bachelor's Degree, Business Administration and Management, General
U.S. Securities and Exchange Commission 1992 - Present
American Express Company 1985 - 1989
Skills
Securities, Securities Law, Securities Regulation, Securities Market, Mutual Funds, Hedge Funds, Legal Writing
Education
Nova Southeastern University—Shepard Broad Law Center 1989 — 1992
Juris Doctor (J.D.), Law
Nova Southeastern University 1986 — 1988
Master of Business Administration (M.B.A.), Business Administration and Management, General
Florida Atlantic University 1980 — 1984
Bachelor's Degree, Business Administration and Management, General
Keegan Murphy's US Securities and Exchange Commission Experience June 2015 - Present
Job Statistician at U.S. Securities and Exchange Commission
Industry Government Administration
Experience
U.S. Securities and Exchange Commission June 2015 - Present
Bureau of Labor Statistics June 2012 - May 2015
Education
Washington State University
Master of Science (MS), Statistics
Washington State University
Master of Arts (MA), Economics
Eastern Washington University
Bachelor of Arts (BA), Mathematics
Eastern Washington University
Bachelor of Arts (BA), Economics
U.S. Securities and Exchange Commission June 2015 - Present
Bureau of Labor Statistics June 2012 - May 2015
Education
Washington State University
Master of Science (MS), Statistics
Washington State University
Master of Arts (MA), Economics
Eastern Washington University
Bachelor of Arts (BA), Mathematics
Eastern Washington University
Bachelor of Arts (BA), Economics
Roman Ivanchenko's US Securities and Exchange Commission Experience January 2014 - Present
Job Operations Research Analyst at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission January 2014 - Present
National Endowment for the Arts August 2012 - January 2014
Office of the Chief of Naval Operations, Assessments Division December 2011 - July 2012
Joint Warfare Analysis Center June 2007 - November 2011
Skills
R, Python, SAS, SQL, Matlab, Big Data Analytics, Statistical Modeling, Machine Learning, Bayesian statistics, Spatial Analysis, Social Network Analysis, Parallel Computing, Time Series Analysis, Survey Methodology, Linux, Unix, Financial Analysis
Education
The Ohio State University 2002 — 2007
Doctor of Philosophy (Ph.D.), Political Science. Statistical Methods
Florida State University 1998 — 2002
Bachelor's degree, Political Science. Criminology.
U.S. Securities and Exchange Commission January 2014 - Present
National Endowment for the Arts August 2012 - January 2014
Office of the Chief of Naval Operations, Assessments Division December 2011 - July 2012
Joint Warfare Analysis Center June 2007 - November 2011
Skills
R, Python, SAS, SQL, Matlab, Big Data Analytics, Statistical Modeling, Machine Learning, Bayesian statistics, Spatial Analysis, Social Network Analysis, Parallel Computing, Time Series Analysis, Survey Methodology, Linux, Unix, Financial Analysis
Education
The Ohio State University 2002 — 2007
Doctor of Philosophy (Ph.D.), Political Science. Statistical Methods
Florida State University 1998 — 2002
Bachelor's degree, Political Science. Criminology.
Department of Veterans Affairs
US Census Bureau
U.S. Department of Veterans Affairs
FDA
USAID
US Fish and Wildlife Service
TSA
Defense Logistics Agency