US Securities and Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Jurisdiction: United States of America Employees: 4,301 (2015) Headquarters: Washington, D.C., United States Founder: Franklin D. Roosevelt Founded: 6 June 1934
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US Securities and Exchange Commission Employees
Employee
Years
Job
Industry
Aubree Kendall Aubree Kendall's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Financial Analyst at World Fuel Services
Industry Financial Services
Experience
World Fuel Services October 2014 - Present
SunTrust Bank August 2014 - September 2014
US Securities and Exchange Commission May 2012 - August 2012
Skills
Microsoft Office, Spanish-speaking, Bloomberg Terminal
Education
Emory University
Bachelor's degree, Economics
World Fuel Services October 2014 - Present
SunTrust Bank August 2014 - September 2014
US Securities and Exchange Commission May 2012 - August 2012
Skills
Microsoft Office, Spanish-speaking, Bloomberg Terminal
Education
Emory University
Bachelor's degree, Economics
Randy Lynch Randy Lynch's US Securities and Exchange Commission Experience March 1998 - Present
Job Exam Manager at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission March 1998 - Present
Barnett Securities 1997 - 1998
Raymond James Financial Inc. 1994 - 1997
Skills
Investment Advisers Act, Securities Regulation, SEC, FINRA, AML, Securities, Securities Litigation, Fraud, SEC filings, Securities Exchange Act..., Enforcement, Corporate Governance, Mutual Funds, Investment Advisory, Series 7, Alternative Investments, Series 63, Internal Investigations, Broker-Dealer, Equities, Due Diligence, Investments, Financial Services, Capital Markets, Financial Risk, Fixed Income, USA PATRIOT Act, Broker-Dealer Compliance, OFAC, Financial Regulation, Investment Advisor..., Bank Secrecy Act, Risk Assessment, Certified Fraud Examiner, Variable Annuities, Options, Private Placements, Hedge Funds
Education
Florida Atlantic University 1985 — 1987
B.B.A., Management / Finance
University of Florida 1983 — 1985
Bachelor of Business Administration (B.B.A.), Business
US Securities and Exchange Commission March 1998 - Present
Barnett Securities 1997 - 1998
Raymond James Financial Inc. 1994 - 1997
Skills
Investment Advisers Act, Securities Regulation, SEC, FINRA, AML, Securities, Securities Litigation, Fraud, SEC filings, Securities Exchange Act..., Enforcement, Corporate Governance, Mutual Funds, Investment Advisory, Series 7, Alternative Investments, Series 63, Internal Investigations, Broker-Dealer, Equities, Due Diligence, Investments, Financial Services, Capital Markets, Financial Risk, Fixed Income, USA PATRIOT Act, Broker-Dealer Compliance, OFAC, Financial Regulation, Investment Advisor..., Bank Secrecy Act, Risk Assessment, Certified Fraud Examiner, Variable Annuities, Options, Private Placements, Hedge Funds
Education
Florida Atlantic University 1985 — 1987
B.B.A., Management / Finance
University of Florida 1983 — 1985
Bachelor of Business Administration (B.B.A.), Business
Anthony Ji's US Securities and Exchange Commission Experience January 2014 - April 2014
Job J.D. Candidate at Emory Law School
Industry Law Practice
Experience
Schwartz International February 2015 - Present
Internal Revenue Service June 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
Bae, Kim & Lee LLC June 2013 - July 2013
Skills
Research, Due Diligence, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Teaching, Customer Service, Policy Analysis, Social Media Marketing, Team Leadership, Press Releases, Business Strategy, Recruiting, Photoshop, Public Policy, Marketing, Community Outreach, Marketing Strategy, Government, Fundraising, Legal Writing, Legal Research, Public Speaking, Westlaw
Education
Emory University School of Law 2012 — 2015
Hampshire College 2007 — 2011
Bachelor of Arts (B.A.), Economics
Schwartz International February 2015 - Present
Internal Revenue Service June 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
Bae, Kim & Lee LLC June 2013 - July 2013
Skills
Research, Due Diligence, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Teaching, Customer Service, Policy Analysis, Social Media Marketing, Team Leadership, Press Releases, Business Strategy, Recruiting, Photoshop, Public Policy, Marketing, Community Outreach, Marketing Strategy, Government, Fundraising, Legal Writing, Legal Research, Public Speaking, Westlaw
Education
Emory University School of Law 2012 — 2015
Hampshire College 2007 — 2011
Bachelor of Arts (B.A.), Economics
Alexander Littell's US Securities and Exchange Commission Experience February 2007 - May 2008
Job Virtualizing, Governing, and Delivering Data on Demand
Industry Information Technology and Services
Experience
Delphix July 2014 - Present
BMC Software February 2010 - July 2014
US Department of Transportation (DOT) March 2009 - February 2010
HP Software May 2008 - March 2009
US Securities and Exchange Commission February 2007 - May 2008
IntelliDyne July 2001 - February 2007
Cisco Systems June 2000 - July 2001
TRICARE Management Activity August 1999 - October 2000
Microsoft March 1999 - September 1999
CGS August 1997 - February 1999
Skills
Cloud Lifecycle..., Network Automation, Server Automation, Runbook Automation, Systems Management, Cloud Computing, Business Service..., Virtualization, Configuration Management, PaaS, ITIL Certified, Data Center, Automation
Education
Florida State University
B.A., Asian Studies/International Finance
Delphix July 2014 - Present
BMC Software February 2010 - July 2014
US Department of Transportation (DOT) March 2009 - February 2010
HP Software May 2008 - March 2009
US Securities and Exchange Commission February 2007 - May 2008
IntelliDyne July 2001 - February 2007
Cisco Systems June 2000 - July 2001
TRICARE Management Activity August 1999 - October 2000
Microsoft March 1999 - September 1999
CGS August 1997 - February 1999
Skills
Cloud Lifecycle..., Network Automation, Server Automation, Runbook Automation, Systems Management, Cloud Computing, Business Service..., Virtualization, Configuration Management, PaaS, ITIL Certified, Data Center, Automation
Education
Florida State University
B.A., Asian Studies/International Finance
Mark Wszolek's US Securities and Exchange Commission Experience November 2010 - Present
Job Staff Accountant at US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission November 2010 - Present
Horizon Asset Management, Inc July 2008 - April 2010
US Securities and Exchange Commission May 2000 - July 2008
Skills
Securities, Finance, Equities
Education
Fairleigh Dickinson University 1996 — 2000
BS, ECONOMICS & FINANCE
US Securities and Exchange Commission November 2010 - Present
Horizon Asset Management, Inc July 2008 - April 2010
US Securities and Exchange Commission May 2000 - July 2008
Skills
Securities, Finance, Equities
Education
Fairleigh Dickinson University 1996 — 2000
BS, ECONOMICS & FINANCE
Stephen Mobbs, CPA's US Securities and Exchange Commission Experience September 2013 - November 2013
Job CPA at NextEra Energy Resources
Industry Accounting
Experience
NextEra Energy Resources June 2015 - Present
University of Miami February 2014 - May 2015
Financial Industry Regulatory Authority (FINRA) January 2015 - April 2015
Cantera and Associates, Inc. March 2014 - June 2014
US Securities and Exchange Commission September 2013 - November 2013
Swindell, Bohn, Durden & Phillips May 2013 - August 2013
Rothstein Kass November 2011 - May 2012
Skills
Accounting, SEC filings, Tax, PowerPoint, Microsoft Excel, Financial Reporting, Financial Accounting
Education
University of Miami 2012 — 2015
Juris Doctor (JD), Cum Laude
The London School of Economics and Political Science (LSE) 2011 — 2011
Leadership in Organizations
University of Florida 2010 — 2011
Master of Science (MS), Accounting
Florida State University 2005 — 2009
Bachelor of Science (BS), Accounting
NextEra Energy Resources June 2015 - Present
University of Miami February 2014 - May 2015
Financial Industry Regulatory Authority (FINRA) January 2015 - April 2015
Cantera and Associates, Inc. March 2014 - June 2014
US Securities and Exchange Commission September 2013 - November 2013
Swindell, Bohn, Durden & Phillips May 2013 - August 2013
Rothstein Kass November 2011 - May 2012
Skills
Accounting, SEC filings, Tax, PowerPoint, Microsoft Excel, Financial Reporting, Financial Accounting
Education
University of Miami 2012 — 2015
Juris Doctor (JD), Cum Laude
The London School of Economics and Political Science (LSE) 2011 — 2011
Leadership in Organizations
University of Florida 2010 — 2011
Master of Science (MS), Accounting
Florida State University 2005 — 2009
Bachelor of Science (BS), Accounting
Matthew Hutchens's US Securities and Exchange Commission Experience January 2013 - May 2013
Job Vice President Legal at The Palmetto Group
Industry Renewables & Environment
Experience
The Palmetto Group February 2014 - Present
US Securities and Exchange Commission January 2013 - May 2013
Schutt, Schmidt & Noey July 2012 - August 2012
Blackbaud May 2012 - July 2012
Georgia Legal Services Program January 2012 - May 2012
Hopping Green & Sams, P.A. August 2009 - May 2010
Skills
Legal Writing, Research, Legal Research, Crowdfunding, Sustainable Business, Environmental Law, Corporate Finance, Sustainable Business..., Securities, Finance, Corporate Law, Management, Lexis, Marketing
Education
University of Georgia School of Law 2010 — 2011
J.D.
Florida State University - College of Business 2006 — 2010
B.S., Finance
Florida State University
The Palmetto Group February 2014 - Present
US Securities and Exchange Commission January 2013 - May 2013
Schutt, Schmidt & Noey July 2012 - August 2012
Blackbaud May 2012 - July 2012
Georgia Legal Services Program January 2012 - May 2012
Hopping Green & Sams, P.A. August 2009 - May 2010
Skills
Legal Writing, Research, Legal Research, Crowdfunding, Sustainable Business, Environmental Law, Corporate Finance, Sustainable Business..., Securities, Finance, Corporate Law, Management, Lexis, Marketing
Education
University of Georgia School of Law 2010 — 2011
J.D.
Florida State University - College of Business 2006 — 2010
B.S., Finance
Florida State University
Amber Love Bond's US Securities and Exchange Commission Experience June 2005 - December 2010
Job Owner at Cakes by Amber Love
Industry Food & Beverages
Experience
The Hackett Group August 2011 - Present
Cakes by Amber Love January 2011 - Present
US Securities and Exchange Commission June 2005 - December 2010
Skills
Marketing, Social Media, Microsoft Word
Education
Florida International University 2008 — 2010
Criminal Justice and Psychology
Miami Dade College 2006 — 2008
Associate of Arts (A.A.), Criminal Justice and Psychology
The Hackett Group August 2011 - Present
Cakes by Amber Love January 2011 - Present
US Securities and Exchange Commission June 2005 - December 2010
Skills
Marketing, Social Media, Microsoft Word
Education
Florida International University 2008 — 2010
Criminal Justice and Psychology
Miami Dade College 2006 — 2008
Associate of Arts (A.A.), Criminal Justice and Psychology
Mark Uyeda Mark Uyeda's US Securities and Exchange Commission Experience September 2013 - Present
Job Counsel to Commissioner Michael S. Piwowar at US Securities and Exchange Commission
Industry Government Administration
Experience
US Securities and Exchange Commission September 2013 - Present
US Securities and Exchange Commission February 2012 - September 2013
US Securities and Exchange Commission August 2008 - February 2012
US Securities and Exchange Commission October 2006 - August 2008
California Department of Corporations April 2004 - October 2006
O'Melveny & Myers LLP December 1996 - March 2004
Kirkpatrick & Lockhart LLP September 1995 - November 1996
Education
Duke University School of Law 1992 — 1995
JD
Georgetown University 1988 — 1992
BS, Business Administration
US Securities and Exchange Commission September 2013 - Present
US Securities and Exchange Commission February 2012 - September 2013
US Securities and Exchange Commission August 2008 - February 2012
US Securities and Exchange Commission October 2006 - August 2008
California Department of Corporations April 2004 - October 2006
O'Melveny & Myers LLP December 1996 - March 2004
Kirkpatrick & Lockhart LLP September 1995 - November 1996
Education
Duke University School of Law 1992 — 1995
JD
Georgetown University 1988 — 1992
BS, Business Administration
Douglas Arborio Douglas Arborio's US Securities and Exchange Commission Experience May 2011 - July 2011
Job Associate at Cadwalader, Wickersham & Taft LLP
Industry Law Practice
Experience
Cadwalader, Wickersham & Taft LLP January 2015 - Present
Investment Law Group May 2012 - December 2014
Emory University School of Law August 2009 - May 2012
The Coca-Cola Company August 2011 - January 2012
US Securities and Exchange Commission May 2011 - July 2011
Skills
Financial Modeling, Legal Research, Research, Legal Writing, Westlaw, Litigation, Corporate Law
Education
Emory University School of Law 2009 — 2012
Doctor of Law (J.D.)
Emory University 2005 — 2009
B.B.A., Finance
Cadwalader, Wickersham & Taft LLP January 2015 - Present
Investment Law Group May 2012 - December 2014
Emory University School of Law August 2009 - May 2012
The Coca-Cola Company August 2011 - January 2012
US Securities and Exchange Commission May 2011 - July 2011
Skills
Financial Modeling, Legal Research, Research, Legal Writing, Westlaw, Litigation, Corporate Law
Education
Emory University School of Law 2009 — 2012
Doctor of Law (J.D.)
Emory University 2005 — 2009
B.B.A., Finance
Nasry Kalousia Nasry Kalousia's US Securities and Exchange Commission Experience September 2013 - December 2013
Job Acquisition Analyst at IMC
Industry Venture Capital & Private Equity
Experience
IMC Equity Group May 2014 - Present
US Securities and Exchange Commission September 2013 - December 2013
Ameriprise Financial Services, Inc. May 2012 - August 2012
Puma January 2005 - October 2008
Skills
Sales, Customer Service, Microsoft Excel, Retail, Merchandising, Marketing, PowerPoint, Finance, Facebook, Portfolio Management, Market Research, Fashion, Microsoft Office, Social Media, Account Management, Financial Markets, Social Networking, Bloomberg, Financial Modeling, Sales Management, Equity Trading, Corporate Finance, Forensic Accounting, International Finance, Visual Merchandising, Apparel, Financial Engineering, Commercial Real Estate, Real Estate Financing, Real Estate Development, Real Estate Transactions, Real Estate
Education
Florida International University 2011 — 2013
Bachelor of Business Administration, International Business and Finance, 3.7 GPA
NYU 2012 — 2012
Summer Semester, Internship Program
Florida Institute of Technology 2009 — 2011
Associate of Arts (A.A.), Liberal Arts and Sciences, General Studies and Humanities
IMC Equity Group May 2014 - Present
US Securities and Exchange Commission September 2013 - December 2013
Ameriprise Financial Services, Inc. May 2012 - August 2012
Puma January 2005 - October 2008
Skills
Sales, Customer Service, Microsoft Excel, Retail, Merchandising, Marketing, PowerPoint, Finance, Facebook, Portfolio Management, Market Research, Fashion, Microsoft Office, Social Media, Account Management, Financial Markets, Social Networking, Bloomberg, Financial Modeling, Sales Management, Equity Trading, Corporate Finance, Forensic Accounting, International Finance, Visual Merchandising, Apparel, Financial Engineering, Commercial Real Estate, Real Estate Financing, Real Estate Development, Real Estate Transactions, Real Estate
Education
Florida International University 2011 — 2013
Bachelor of Business Administration, International Business and Finance, 3.7 GPA
NYU 2012 — 2012
Summer Semester, Internship Program
Florida Institute of Technology 2009 — 2011
Associate of Arts (A.A.), Liberal Arts and Sciences, General Studies and Humanities
Roberto Buitrago Roberto Buitrago's US Securities and Exchange Commission Experience
Job Legal Technician at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission
Skills
Team Building, Customer Service, Microsoft Excel, Government, Analysis, Legal Research
Education
Nova Southeastern University 2004 — 2005
MBA, Business
Florida International University 2001 — 2003
BA, Finance
University of Maryland College Park 1988 — 1992
BA, International Business
Tara High School 1980 — 1983
HS
La Salle
La Salle
US Securities and Exchange Commission
Skills
Team Building, Customer Service, Microsoft Excel, Government, Analysis, Legal Research
Education
Nova Southeastern University 2004 — 2005
MBA, Business
Florida International University 2001 — 2003
BA, Finance
University of Maryland College Park 1988 — 1992
BA, International Business
Tara High School 1980 — 1983
HS
La Salle
La Salle
Leonardo Silveira Leonardo Silveira's US Securities and Exchange Commission Experience January 2013 - April 2013
Job Managment Consultant at Deloitte Tax LLP
Industry Legal Services
Experience
Deloitte Tax LLP February 2015 - Present
Bloomberg BNA May 2014 - December 2014
US Securities and Exchange Commission January 2013 - April 2013
St. Thomas University January 2012 - December 2012
The Honorable Gisela Cardonne-Ely, Eleventh Judicial Circuit Court of Florida, Civil Division September 2011 - December 2011
Law office of Frank Marty July 2011 - September 2011
Abboud Trading Corp. November 2009 - August 2010
Highway PC 2007 - 2009
Highway PC 2007 - 2009
Skills
Tax Law, Income Tax, Corporate Tax, International Tax, Research, Legal Research, Legal Writing
Education
Georgetown University Law Center 2013 — 2014
Master of Laws (LLM), Tax Law/Taxation
St. Thomas University 2010 — 2013
Doctor of Law (JD), Tax Law/Taxation
Florida International University 2007 — 2008
Master of Accounting, Accounting
Spring Hill College 2003 — 2007
Bachelor of Science (BS), Accounting and Business/Management
Belen Jesuit Prep. 1996 — 2003
High School
Deloitte Tax LLP February 2015 - Present
Bloomberg BNA May 2014 - December 2014
US Securities and Exchange Commission January 2013 - April 2013
St. Thomas University January 2012 - December 2012
The Honorable Gisela Cardonne-Ely, Eleventh Judicial Circuit Court of Florida, Civil Division September 2011 - December 2011
Law office of Frank Marty July 2011 - September 2011
Abboud Trading Corp. November 2009 - August 2010
Highway PC 2007 - 2009
Highway PC 2007 - 2009
Skills
Tax Law, Income Tax, Corporate Tax, International Tax, Research, Legal Research, Legal Writing
Education
Georgetown University Law Center 2013 — 2014
Master of Laws (LLM), Tax Law/Taxation
St. Thomas University 2010 — 2013
Doctor of Law (JD), Tax Law/Taxation
Florida International University 2007 — 2008
Master of Accounting, Accounting
Spring Hill College 2003 — 2007
Bachelor of Science (BS), Accounting and Business/Management
Belen Jesuit Prep. 1996 — 2003
High School
Thomas F. Shine's US Securities and Exchange Commission Experience May 1985 - February 1993
Job Investor Rights Attorney
Industry Law Practice
Experience
Thomas F. Shine, Esq. April 1993 - Present
US Securities and Exchange Commission May 1985 - February 1993
U.S. Securities and Exchange Commission 1985 - 1992
Skills
Securities Regulation
Education
Florida State University 1980 — 1982
Master of Business Administration (M.B.A.)
Cumberland School of Law 1976 — 1979
Juris Doctor, Law
Florida State University 1973 — 1976
Bachelor of Arts (B.A.), Chemistry
Thomas F. Shine, Esq. April 1993 - Present
US Securities and Exchange Commission May 1985 - February 1993
U.S. Securities and Exchange Commission 1985 - 1992
Skills
Securities Regulation
Education
Florida State University 1980 — 1982
Master of Business Administration (M.B.A.)
Cumberland School of Law 1976 — 1979
Juris Doctor, Law
Florida State University 1973 — 1976
Bachelor of Arts (B.A.), Chemistry
Michelle Zimmerman Marchiony's US Securities and Exchange Commission Experience August 2012 - November 2012
Job Associate
Industry Law Practice
Experience
Berman Fink Van Horn P.C. September 2013 - Present
Thrasher Liss & Smith, LLC June 2013 - August 2013
Emory University August 2010 - May 2013
US Securities and Exchange Commission August 2012 - November 2012
Berman Fink Van Horn P.C. May 2012 - August 2012
NCR Corporation January 2012 - April 2012
Georgia Public Defender Standards Council June 2011 - August 2011
Georgia Department of Audits and Accounts January 2010 - August 2010
The ESTIS Group December 2008 - January 2010
Georgia Department of Audits and Accounts July 2008 - December 2008
Skills
Process Improvement, Change Management, Government, Strategic Planning, Analysis, Strategy, Research, Public Policy, Qualitative Research, Project Planning, Proposal Writing, Legal Writing, Project Management, Business Development, Legal Research
Education
Emory University School of Law 2010 — 2013
J.D., with honors, 3.557 (Top 20%)
Syracuse University 2002 — 2003
MPA, Public Administration
Syracuse University 1999 — 2002
BA, magna cum laude, Public Policy, Public Relations
Berman Fink Van Horn P.C. September 2013 - Present
Thrasher Liss & Smith, LLC June 2013 - August 2013
Emory University August 2010 - May 2013
US Securities and Exchange Commission August 2012 - November 2012
Berman Fink Van Horn P.C. May 2012 - August 2012
NCR Corporation January 2012 - April 2012
Georgia Public Defender Standards Council June 2011 - August 2011
Georgia Department of Audits and Accounts January 2010 - August 2010
The ESTIS Group December 2008 - January 2010
Georgia Department of Audits and Accounts July 2008 - December 2008
Skills
Process Improvement, Change Management, Government, Strategic Planning, Analysis, Strategy, Research, Public Policy, Qualitative Research, Project Planning, Proposal Writing, Legal Writing, Project Management, Business Development, Legal Research
Education
Emory University School of Law 2010 — 2013
J.D., with honors, 3.557 (Top 20%)
Syracuse University 2002 — 2003
MPA, Public Administration
Syracuse University 1999 — 2002
BA, magna cum laude, Public Policy, Public Relations
Nathalie Petritis Nathalie Petritis's US Securities and Exchange Commission Experience September 2013 - December 2013
Job Senior Associate at PricewaterhouseCoopers
Industry Financial Services
Experience
US Securities and Exchange Commission September 2013 - December 2013
McCormick & O'Brien LLP January 2013 - July 2013
Supreme Court of New York September 2012 - December 2012
Supreme Court of New York, Commercial Division June 2012 - August 2012
Center on National Security at Fordham University School of Law June 2012 - August 2012
United Nations June 2010 - August 2010
Congresswoman Carolyn Maloney May 2009 - July 2009
ACLU January 2009 - May 2009
Skills
Legal Research, Westlaw, Legal Writing, Lexis, Research, Litigation, Motions
Education
Fordham University School of Law 2011 — 2014
Emory University 2008 — 2011
Bachelor of Arts (B.A.), International/Global Studies
New York University 2007 — 2008
US Securities and Exchange Commission September 2013 - December 2013
McCormick & O'Brien LLP January 2013 - July 2013
Supreme Court of New York September 2012 - December 2012
Supreme Court of New York, Commercial Division June 2012 - August 2012
Center on National Security at Fordham University School of Law June 2012 - August 2012
United Nations June 2010 - August 2010
Congresswoman Carolyn Maloney May 2009 - July 2009
ACLU January 2009 - May 2009
Skills
Legal Research, Westlaw, Legal Writing, Lexis, Research, Litigation, Motions
Education
Fordham University School of Law 2011 — 2014
Emory University 2008 — 2011
Bachelor of Arts (B.A.), International/Global Studies
New York University 2007 — 2008
Ann Neal Ann Neal's US Securities and Exchange Commission Experience 1986 - 1986
Job Attorney at Ann Neal Law
Industry Law Practice
Experience
Ann Neal Law February 2011 - Present
The M Network, Inc. 2007 - 2011
Concord Camera Corp. 2000 - 2005
Ryder System and other companies 1997 - 1999
Ryder System, Inc. 1993 - 1997
Fowler White Burnett 1987 - 1993
US Securities and Exchange Commission 1986 - 1986
Skills
Corporate Law, Corporate Governance, Licensing, Joint Ventures, Mergers & Acquisitions, Business Transactions, Commercial Contracts, Securities Regulation, Compliance Programs &..., Intellectual Property, Due Diligence, Fraud Investigation, Litigation Management, Human Resources, Employment Law, Transportation and...
Education
University of Miami School of Law
Doctor of Law (J.D.), Law
Florida International University
Bachelor of Science (B.S.), Finance and International Business
University of Florida
Ann Neal Law February 2011 - Present
The M Network, Inc. 2007 - 2011
Concord Camera Corp. 2000 - 2005
Ryder System and other companies 1997 - 1999
Ryder System, Inc. 1993 - 1997
Fowler White Burnett 1987 - 1993
US Securities and Exchange Commission 1986 - 1986
Skills
Corporate Law, Corporate Governance, Licensing, Joint Ventures, Mergers & Acquisitions, Business Transactions, Commercial Contracts, Securities Regulation, Compliance Programs &..., Intellectual Property, Due Diligence, Fraud Investigation, Litigation Management, Human Resources, Employment Law, Transportation and...
Education
University of Miami School of Law
Doctor of Law (J.D.), Law
Florida International University
Bachelor of Science (B.S.), Finance and International Business
University of Florida
Joyce Kramer Joyce Kramer's US Securities and Exchange Commission Experience 1976 - 1979
Job Executive Director at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley April 1999 - Present
Oppenheimer & Co. 1981 - 1998
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates 1979 - 1981
US Securities and Exchange Commission 1976 - 1979
Skills
Securities, Alternative Investments, Wealth Management, Hedge Funds, Equities, Capital Markets, FINRA, Investments, Investment Advisory
Education
Emory University School of Law 1973 — 1976
JD, Law
University of Rochester 1971 — 1973
BA, Economics, Psychology
Simmons College 1969 — 1971
Morgan Stanley April 1999 - Present
Oppenheimer & Co. 1981 - 1998
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates 1979 - 1981
US Securities and Exchange Commission 1976 - 1979
Skills
Securities, Alternative Investments, Wealth Management, Hedge Funds, Equities, Capital Markets, FINRA, Investments, Investment Advisory
Education
Emory University School of Law 1973 — 1976
JD, Law
University of Rochester 1971 — 1973
BA, Economics, Psychology
Simmons College 1969 — 1971
Sepehr (Sepp) Zangeneh Sepehr (Sepp) Zangeneh's US Securities and Exchange Commission Experience January 2012 - April 2012
Job Associate Attorney at Farjami & Farjami LLP
Industry Law Practice
Experience
Farjami & Farjami LLP May 2014 - Present
bouju January 2013 - 2015
Greenberg Glusker May 2012 - July 2012
US Securities and Exchange Commission January 2012 - April 2012
LegalZoom May 2011 - July 2011
SuccessFactors June 2008 - December 2008
SCCS 2007 - 2008
Durham University September 2004 - December 2004
Skills
Finance, Analytics, Product Management, SaaS, Business Strategy, Business Development, Entrepreneurship, Strategic Partnerships, New Business Development, Data Analysis, Enterprise Software, Competitive Analysis, Consulting
Education
University of California, Los Angeles - School of Law
Juris Doctor, Business Law Specialization
University of California, Berkeley 2014 — 2015
Certificate Program (Extension), Integrated Circuit Design and Techniques
University of California, Los Angeles
B.A., Major - Business Economics, Minor - Accounting
University of Durham 2004 — 2004
B.S., Business Finance
Farjami & Farjami LLP May 2014 - Present
bouju January 2013 - 2015
Greenberg Glusker May 2012 - July 2012
US Securities and Exchange Commission January 2012 - April 2012
LegalZoom May 2011 - July 2011
SuccessFactors June 2008 - December 2008
SCCS 2007 - 2008
Durham University September 2004 - December 2004
Skills
Finance, Analytics, Product Management, SaaS, Business Strategy, Business Development, Entrepreneurship, Strategic Partnerships, New Business Development, Data Analysis, Enterprise Software, Competitive Analysis, Consulting
Education
University of California, Los Angeles - School of Law
Juris Doctor, Business Law Specialization
University of California, Berkeley 2014 — 2015
Certificate Program (Extension), Integrated Circuit Design and Techniques
University of California, Los Angeles
B.A., Major - Business Economics, Minor - Accounting
University of Durham 2004 — 2004
B.S., Business Finance
Alexandra Konieczny Hider Alexandra Konieczny Hider's US Securities and Exchange Commission Experience February 2008 - May 2008
Job Assistant General Counsel at Exelon
Industry Law Practice
Experience
Exelon October 2014 - Present
Sutherland Asbill & Brennan LLP November 2010 - October 2014
Paul Hastings September 2008 - November 2010
US Securities and Exchange Commission February 2008 - May 2008
Cisco Systems September 2007 - December 2007
Paul Hastings May 2007 - August 2007
United States Attorney's Office May 2006 - August 2006
Emory University Hospital May 2002 - August 2005
Skills
Energy, Corporate Law, Regulatory Compliance, Renewable Energy, Regulatory Requirements, Energy Storage, Due Diligence, Legal Research, Legal Writing, Westlaw, Electronic Discovery, Wind Turbines, Cybersecurity, Data Security, Privacy Law, Information Security
Education
Emory University School of Law 2005 — 2008
Doctor of Law (JD)
Emory University 2001 — 2005
Bachelor of Arts (B.A.), History, Russian Language and Literature
Exelon October 2014 - Present
Sutherland Asbill & Brennan LLP November 2010 - October 2014
Paul Hastings September 2008 - November 2010
US Securities and Exchange Commission February 2008 - May 2008
Cisco Systems September 2007 - December 2007
Paul Hastings May 2007 - August 2007
United States Attorney's Office May 2006 - August 2006
Emory University Hospital May 2002 - August 2005
Skills
Energy, Corporate Law, Regulatory Compliance, Renewable Energy, Regulatory Requirements, Energy Storage, Due Diligence, Legal Research, Legal Writing, Westlaw, Electronic Discovery, Wind Turbines, Cybersecurity, Data Security, Privacy Law, Information Security
Education
Emory University School of Law 2005 — 2008
Doctor of Law (JD)
Emory University 2001 — 2005
Bachelor of Arts (B.A.), History, Russian Language and Literature
Matthew Bisanz Matthew Bisanz's US Securities and Exchange Commission Experience March 2013 - May 2013
Job Financial Regulatory Lawyer
Industry Law Practice
Experience
Mayer Brown June 2013 - Present
University of Maryland University College September 2012 - Present
Wikimedia Foundation July 2009 - Present
Selective Service System June 2006 - Present
US Securities and Exchange Commission March 2013 - May 2013
Commodity Futures Trading Commission March 2013 - May 2013
Mayer Brown November 2012 - February 2013
Administrative Conference of the United States August 2012 - December 2012
Mayer Brown LLP June 2012 - August 2012
Federal Deposit Insurance Corporation January 2012 - May 2012
Skills
Corporate Law, Banking Law, Accounting, Financial Law, Securities Law, Legal Ethics, Regulatory Law, Administrative Law, Business Law, Commercial Law, Strategic Consulting, Financial Regulatory Law, Financial Regulatory..., Investment Management..., Financial Institutions..., Broker-Dealer Regulation, White Collar Criminal..., Securities Regulation, Self-regulation, Derivatives Regulation, FINRA, Market Regulation, Rulemaking, SEC, CFTC, Prudential Regulation, OCC, Investment Compliance, Investment Management..., Resolutions, Investment Advisers Act, Investment Company Act, Securities Exchange Act..., Federal Reserve, Volcker Rule, Financial Regulation, Cross-border, FDICIA
Education
Georgetown University Law Center
LL.M with distinction, Securities & Financial Regulation
Georgetown University Law Center
JD, Law
New York University
Advanced Graduate Certificate, Strategy and Leadership
Hofstra University
MBA with distinction, Accounting
Hofstra University
BA, Political Science w/ English Minor, Magna cum laude
Hofstra University
BBA, Accounting, Management, Legal Studies, Magna cum laude
Excelsior College
BS, Liberal Studies w/ focus in Administrative Management, Summa cum laude
Dutchess Community College
AS with high honors, Business Administration
Dutchess Community College
AA with high honors, Humanities and Social Science
Dutchess Community College
AS with high honors, Science
Mayer Brown June 2013 - Present
University of Maryland University College September 2012 - Present
Wikimedia Foundation July 2009 - Present
Selective Service System June 2006 - Present
US Securities and Exchange Commission March 2013 - May 2013
Commodity Futures Trading Commission March 2013 - May 2013
Mayer Brown November 2012 - February 2013
Administrative Conference of the United States August 2012 - December 2012
Mayer Brown LLP June 2012 - August 2012
Federal Deposit Insurance Corporation January 2012 - May 2012
Skills
Corporate Law, Banking Law, Accounting, Financial Law, Securities Law, Legal Ethics, Regulatory Law, Administrative Law, Business Law, Commercial Law, Strategic Consulting, Financial Regulatory Law, Financial Regulatory..., Investment Management..., Financial Institutions..., Broker-Dealer Regulation, White Collar Criminal..., Securities Regulation, Self-regulation, Derivatives Regulation, FINRA, Market Regulation, Rulemaking, SEC, CFTC, Prudential Regulation, OCC, Investment Compliance, Investment Management..., Resolutions, Investment Advisers Act, Investment Company Act, Securities Exchange Act..., Federal Reserve, Volcker Rule, Financial Regulation, Cross-border, FDICIA
Education
Georgetown University Law Center
LL.M with distinction, Securities & Financial Regulation
Georgetown University Law Center
JD, Law
New York University
Advanced Graduate Certificate, Strategy and Leadership
Hofstra University
MBA with distinction, Accounting
Hofstra University
BA, Political Science w/ English Minor, Magna cum laude
Hofstra University
BBA, Accounting, Management, Legal Studies, Magna cum laude
Excelsior College
BS, Liberal Studies w/ focus in Administrative Management, Summa cum laude
Dutchess Community College
AS with high honors, Business Administration
Dutchess Community College
AA with high honors, Humanities and Social Science
Dutchess Community College
AS with high honors, Science
Yolanda G. Lavery's US Securities and Exchange Commission Experience June 2009 - July 2010
Job AttorneyAdvisor, Division of Enforcement at U.S. Securities & Exchange Commission
Industry Law Practice
Experience
U.S. Securities & Exchange Commission August 2010 - Present
US Securities and Exchange Commission June 2009 - July 2010
Florida International University January 2009 - December 2009
U.S. Securities & Exchange Commission April 2003 - June 2009
U.S. Securities & Exchange Commission April 1999 - April 2003
Merrill Lynch March 1998 - April 1999
Kelley Drye & Warren LLP December 1996 - January 1998
Assurant Solutions 1992 - 1994
Deloitte 1991 - 1992
Skills
Fluent in Spanish, Internal Investigations, Fraud, Compliance, SEC reporting, SEC filings, Securities Regulation, Securities, Corporate Governance, Legal Research
Education
Georgetown University Law Center 2013 — 2014
Securities and Financial Regulation Certificate Program
University of Miami School of Law 1993 — 1996
Juris Doctor, Law, Cum Laude
Florida International University 1993 — 1995
Masters, Taxation, Honors
Florida International University 1987 — 1991
Bachelors, Accounting
U.S. Securities & Exchange Commission August 2010 - Present
US Securities and Exchange Commission June 2009 - July 2010
Florida International University January 2009 - December 2009
U.S. Securities & Exchange Commission April 2003 - June 2009
U.S. Securities & Exchange Commission April 1999 - April 2003
Merrill Lynch March 1998 - April 1999
Kelley Drye & Warren LLP December 1996 - January 1998
Assurant Solutions 1992 - 1994
Deloitte 1991 - 1992
Skills
Fluent in Spanish, Internal Investigations, Fraud, Compliance, SEC reporting, SEC filings, Securities Regulation, Securities, Corporate Governance, Legal Research
Education
Georgetown University Law Center 2013 — 2014
Securities and Financial Regulation Certificate Program
University of Miami School of Law 1993 — 1996
Juris Doctor, Law, Cum Laude
Florida International University 1993 — 1995
Masters, Taxation, Honors
Florida International University 1987 — 1991
Bachelors, Accounting
Dick M. Ortega Dick M. Ortega's US Securities and Exchange Commission Experience September 2012 - December 2012
Job Corporate and Finance Associate at DLA Piper
Industry Law Practice
Experience
DLA Piper October 2014 - Present
Florida International University April 2012 - May 2014
FIU Office of the General Counsel October 2013 - March 2014
US Securities and Exchange Commission September 2012 - December 2012
The Grill Inc. 2001 - 2009
Education
Florida International University College of Law 2011 — 2014
J.D., magna cum laude, Salutatorian
Florida International University
B.S.
DLA Piper October 2014 - Present
Florida International University April 2012 - May 2014
FIU Office of the General Counsel October 2013 - March 2014
US Securities and Exchange Commission September 2012 - December 2012
The Grill Inc. 2001 - 2009
Education
Florida International University College of Law 2011 — 2014
J.D., magna cum laude, Salutatorian
Florida International University
B.S.
John Reed Stark's US Securities and Exchange Commission Experience 1991 - 2009
Job President, John Reed Stark Consulting LLC
Industry Security and Investigations
Experience
John Reed Stark Consulting LLC 2015 - Present
Stroz Friedberg, LLC 2009 - 2015
Georgetown University Law Center 1996 - 2010
US Securities and Exchange Commission 1991 - 2009
United States Attorney's Office for the District of Columbia 1994 - 1995
Arent Fox 1989 - 1991
Skills
Incident Response, Cyber-security, Cybercrime, Cyberlaw, Data Privacy, Data Security, Privacy Law, Securities Regulation, Computer Forensics, Private Investigations, White Collar Criminal..., Enforcement, Securities, Compliance, FCPA, Fraud, Law Enforcement
Education
Duke University School of Law 1986 — 1989
Law
Union College 1982 — 1986
B.A., Political Science
John Reed Stark Consulting LLC 2015 - Present
Stroz Friedberg, LLC 2009 - 2015
Georgetown University Law Center 1996 - 2010
US Securities and Exchange Commission 1991 - 2009
United States Attorney's Office for the District of Columbia 1994 - 1995
Arent Fox 1989 - 1991
Skills
Incident Response, Cyber-security, Cybercrime, Cyberlaw, Data Privacy, Data Security, Privacy Law, Securities Regulation, Computer Forensics, Private Investigations, White Collar Criminal..., Enforcement, Securities, Compliance, FCPA, Fraud, Law Enforcement
Education
Duke University School of Law 1986 — 1989
Law
Union College 1982 — 1986
B.A., Political Science
Donald Monk's US Securities and Exchange Commission Experience June 2008 - June 2010
Job Assistant Professor of Accounting at Rutgers Business School
Industry Higher Education
Experience
Rutgers Business School July 2011 - Present
Tulane University July 2010 - June 2011
US Securities and Exchange Commission June 2008 - June 2010
Skills
Financial Analysis, Financial Modeling, Stata, Statistics, Research, Economics, Econometrics, Data Analysis
Education
Tulane University 2004 — 2011
Ph.D., Finance
Rollins College - Crummer Graduate School of Business 1997 — 1999
MBA, Finance and Management
University of Florida 1991 — 1995
Bachelor of Science (B.S.), Mathematics
Emory University - Goizueta Business School
Rutgers Business School July 2011 - Present
Tulane University July 2010 - June 2011
US Securities and Exchange Commission June 2008 - June 2010
Skills
Financial Analysis, Financial Modeling, Stata, Statistics, Research, Economics, Econometrics, Data Analysis
Education
Tulane University 2004 — 2011
Ph.D., Finance
Rollins College - Crummer Graduate School of Business 1997 — 1999
MBA, Finance and Management
University of Florida 1991 — 1995
Bachelor of Science (B.S.), Mathematics
Emory University - Goizueta Business School
Diane J. Zelmer Diane J. Zelmer's US Securities and Exchange Commission Experience June 2005 - August 2005
Job Florida Board Certified Construction Attorney
Industry Law Practice
Experience
Siegfried, Rivera, Hyman, Lerner, De La Torre, Mars & Sobel, P.A. April 2015 - Present
Hotwire Communications LLC April 2014 - April 2015
Zelmer Law January 2011 - April 2015
Stearns Roberts Guttentag & Zelmer, LLC January 2012 - January 2014
Vezina, Lawrence & Piscitelli, P.A. November 2008 - February 2011
Shutts & Bowen LLP September 2007 - November 2008
Vezina, Lawrence & Piscitelli, P.A. August 2006 - August 2007
U.S. District Court January 2006 - May 2006
US Securities and Exchange Commission June 2005 - August 2005
The Mager Law Group June 2004 - August 2004
Skills
Construction Law
Education
University of Florida - Fredric G. Levin College of Law 2003 — 2006
J.D., Law
Florida Atlantic University 2000 — 2003
B.S., Accounting
Siegfried, Rivera, Hyman, Lerner, De La Torre, Mars & Sobel, P.A. April 2015 - Present
Hotwire Communications LLC April 2014 - April 2015
Zelmer Law January 2011 - April 2015
Stearns Roberts Guttentag & Zelmer, LLC January 2012 - January 2014
Vezina, Lawrence & Piscitelli, P.A. November 2008 - February 2011
Shutts & Bowen LLP September 2007 - November 2008
Vezina, Lawrence & Piscitelli, P.A. August 2006 - August 2007
U.S. District Court January 2006 - May 2006
US Securities and Exchange Commission June 2005 - August 2005
The Mager Law Group June 2004 - August 2004
Skills
Construction Law
Education
University of Florida - Fredric G. Levin College of Law 2003 — 2006
J.D., Law
Florida Atlantic University 2000 — 2003
B.S., Accounting
Luis Fernandez de la Vara Luis Fernandez de la Vara's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Law Clerk at Greenberg Traurig
Industry Legal Services
Experience
Greenberg Traurig, LLP 2015 - Present
Linklaters September 2014 - March 2015
NYU Law Business Law and Transactions Clinic January 2014 - May 2014
US Securities and Exchange Commission January 2014 - April 2014
Linklaters May 2013 - August 2013
Marval, O'Farrell & Mairal June 2012 - August 2012
Florida International University January 2011 - May 2011
Florida International University January 2010 - June 2010
Skills
Legal Research, Economics, Financial Analysis, Legal Writing, Spanish, Policy Analysis, Public Speaking, Microsoft Office, PowerPoint, Westlaw, Microsoft Excel, Microsoft Word
Education
New York University School of Law 2011 — 2014
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Florida International University 2008 — 2011
Bachelor of Arts (B.A.), Economics, summa cum laude
London School of Economics and Political Science 2010 — 2010
Summer Program, Economics
Greenberg Traurig, LLP 2015 - Present
Linklaters September 2014 - March 2015
NYU Law Business Law and Transactions Clinic January 2014 - May 2014
US Securities and Exchange Commission January 2014 - April 2014
Linklaters May 2013 - August 2013
Marval, O'Farrell & Mairal June 2012 - August 2012
Florida International University January 2011 - May 2011
Florida International University January 2010 - June 2010
Skills
Legal Research, Economics, Financial Analysis, Legal Writing, Spanish, Policy Analysis, Public Speaking, Microsoft Office, PowerPoint, Westlaw, Microsoft Excel, Microsoft Word
Education
New York University School of Law 2011 — 2014
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Florida International University 2008 — 2011
Bachelor of Arts (B.A.), Economics, summa cum laude
London School of Economics and Political Science 2010 — 2010
Summer Program, Economics
Anthony E. Harbour's US Securities and Exchange Commission Experience February 2012 - June 2014
Job International Strategic Brand Enthusiast | MBA Candidate 2016 | European Business School + Rotman School of Management
Industry Management Consulting
Experience
US Securities and Exchange Commission February 2012 - June 2014
Coro Center for Civic Leadership August 2010 - May 2011
Food & Friends May 2009 - August 2010
Video/Action June 2007 - May 2009
Skills
Community Outreach, Project Management, Data Analysis, Strategic Planning, Event Management, Leadership, Management Consulting, Multi-Cultural Team..., Strategic Consulting, Business Design, Cross-functional...
Education
University of Toronto - Rotman School of Management 2014 — 2016
Master of Business Administration (MBA), Strategy and Brand Management
European Business School Oestrich-Winkel 2015 — 2015
International Exchange Program, International Strategic Brand Management
WHU – Otto Beisheim School of Management 2015 — 2015
WHU European MBA Summer Institute, Luxury Brand Management
Fisk University 2007 — 2007
Domestic Exchange Program
University of California, Berkeley 2003 — 2007
Bachelor of Arts (B.A.), Political Science, African American Studies
University of Ghana 2006 — 2006
International Exchange Program
University of California in Washington, D.C. 2005 — 2005
Domestic Exchange Program in Washington, D.C.
US Securities and Exchange Commission February 2012 - June 2014
Coro Center for Civic Leadership August 2010 - May 2011
Food & Friends May 2009 - August 2010
Video/Action June 2007 - May 2009
Skills
Community Outreach, Project Management, Data Analysis, Strategic Planning, Event Management, Leadership, Management Consulting, Multi-Cultural Team..., Strategic Consulting, Business Design, Cross-functional...
Education
University of Toronto - Rotman School of Management 2014 — 2016
Master of Business Administration (MBA), Strategy and Brand Management
European Business School Oestrich-Winkel 2015 — 2015
International Exchange Program, International Strategic Brand Management
WHU – Otto Beisheim School of Management 2015 — 2015
WHU European MBA Summer Institute, Luxury Brand Management
Fisk University 2007 — 2007
Domestic Exchange Program
University of California, Berkeley 2003 — 2007
Bachelor of Arts (B.A.), Political Science, African American Studies
University of Ghana 2006 — 2006
International Exchange Program
University of California in Washington, D.C. 2005 — 2005
Domestic Exchange Program in Washington, D.C.
Justine Patrick Justine Patrick's US Securities and Exchange Commission Experience May 2005 - July 2005
Job Managing Counsel & Director at BNY Mellon
Industry Investment Management
Experience
BNY Mellon August 2015 - Present
Reed Smith LLP January 2014 - August 2015
Reed Smith September 2006 - 2013
US Securities and Exchange Commission May 2005 - July 2005
Ernst & Young September 2001 - September 2003
Skills
Mergers & Acquisitions, Securities Regulation, Investment Management, Corporate Governance, Due Diligence, Corporate Law, Financial Services, Legal Research, Securities, Mutual Funds, Contract Negotiation, SEC filings, Legal Writing
Education
Harvard Law School 2003 — 2006
JD
Emory University - Goizueta Business School 1997 — 2001
BBA, Business
Countryside 1993 — 1997
BNY Mellon August 2015 - Present
Reed Smith LLP January 2014 - August 2015
Reed Smith September 2006 - 2013
US Securities and Exchange Commission May 2005 - July 2005
Ernst & Young September 2001 - September 2003
Skills
Mergers & Acquisitions, Securities Regulation, Investment Management, Corporate Governance, Due Diligence, Corporate Law, Financial Services, Legal Research, Securities, Mutual Funds, Contract Negotiation, SEC filings, Legal Writing
Education
Harvard Law School 2003 — 2006
JD
Emory University - Goizueta Business School 1997 — 2001
BBA, Business
Countryside 1993 — 1997
Laura Lifors, CPA Laura Lifors, CPA's US Securities and Exchange Commission Experience November 2005 - August 2006
Job Capital Markets Finance
Industry Accounting
Experience
Akuna Capital August 2013 - April 2014
Goldman Sachs February 2013 - May 2013
Getco LLC May 2009 - December 2012
PwC September 2007 - May 2009
US Securities and Exchange Commission November 2005 - August 2006
Hensel Phelps Construction Co. 2003 - 2005
Skills
Financial Markets, Assurance, Financial Accounting, Financial Analysis, GAAP, Sarbanes-Oxley Act, SEC filings, Securities, Internal Controls, Capital Markets, Network Infrastructure, Expense Management, Mortgage Banking, Forensic Accounting, Construction Accounting, Auditing, Member of AICPA, Equities, Electronic Trading, Proprietary Trading, Consolidated Financial..., Profitability Tracking, Accounting, Financial Risk, Valuation, Finance
Education
Florida International University 2003 — 2007
Bachelor of Business Administration (BBA), Accounting and Finance, International Business
Akuna Capital August 2013 - April 2014
Goldman Sachs February 2013 - May 2013
Getco LLC May 2009 - December 2012
PwC September 2007 - May 2009
US Securities and Exchange Commission November 2005 - August 2006
Hensel Phelps Construction Co. 2003 - 2005
Skills
Financial Markets, Assurance, Financial Accounting, Financial Analysis, GAAP, Sarbanes-Oxley Act, SEC filings, Securities, Internal Controls, Capital Markets, Network Infrastructure, Expense Management, Mortgage Banking, Forensic Accounting, Construction Accounting, Auditing, Member of AICPA, Equities, Electronic Trading, Proprietary Trading, Consolidated Financial..., Profitability Tracking, Accounting, Financial Risk, Valuation, Finance
Education
Florida International University 2003 — 2007
Bachelor of Business Administration (BBA), Accounting and Finance, International Business
Jim Bowers Jim Bowers's US Securities and Exchange Commission Experience 1977 - 1979
Job Head of Compliance Risk Services at Day Pitney LLP
Industry Law Practice
Experience
Day Pitney LLP 2004 - Present
Aetna 1994 - 2004
Aetna 1979 - 1994
US Securities and Exchange Commission 1977 - 1979
University of South Carolina 1973 - 1977
Boston University School of Law 1975 - 1975
Skills
Policy, Training, Risk Assessment, Ethics, Medicare, Medicaid, Privacy Law, Nonprofits, Strategic Planning, Risk Management, Corporate Governance, Commercial Litigation
Education
Harvard Law School 1967 — 1970
J.D.
University of South Carolina-Columbia 1964 — 1967
A.B., Political Science
Fisk University 1963 — 1964
Honors Program
Day Pitney LLP 2004 - Present
Aetna 1994 - 2004
Aetna 1979 - 1994
US Securities and Exchange Commission 1977 - 1979
University of South Carolina 1973 - 1977
Boston University School of Law 1975 - 1975
Skills
Policy, Training, Risk Assessment, Ethics, Medicare, Medicaid, Privacy Law, Nonprofits, Strategic Planning, Risk Management, Corporate Governance, Commercial Litigation
Education
Harvard Law School 1967 — 1970
J.D.
University of South Carolina-Columbia 1964 — 1967
A.B., Political Science
Fisk University 1963 — 1964
Honors Program
Diana V. Smirnov Diana V. Smirnov's US Securities and Exchange Commission Experience January 2011 - April 2011
Job Real Estate Associate at Fried Frank
Industry Law Practice
Experience
Fried Frank June 2014 - Present
Hunton & Williams LLP August 2012 - May 2014
US Securities and Exchange Commission January 2011 - April 2011
Skills
Legal Research, Legal Writing, Litigation, Corporate Law, Westlaw, Civil Litigation, Commercial Litigation, Due Diligence, Securities Regulation, Private Equity, Bankruptcy, Mergers & Acquisitions
Education
Emory University School of Law 2008 — 2011
JD, with Honors
University of Michigan 2004 — 2008
Fried Frank June 2014 - Present
Hunton & Williams LLP August 2012 - May 2014
US Securities and Exchange Commission January 2011 - April 2011
Skills
Legal Research, Legal Writing, Litigation, Corporate Law, Westlaw, Civil Litigation, Commercial Litigation, Due Diligence, Securities Regulation, Private Equity, Bankruptcy, Mergers & Acquisitions
Education
Emory University School of Law 2008 — 2011
JD, with Honors
University of Michigan 2004 — 2008
Lloyd Spencer Lloyd Spencer's US Securities and Exchange Commission Experience September 1990 - July 1994
Job Securities, M&A and Banking Attorney at Nixon Peabody
Industry Law Practice
Experience
Nixon Peabody October 2007 - Present
Patton Boggs LLP July 1998 - October 2007
US Securities and Exchange Commission September 1990 - July 1994
Skills
Corporate Governance, Mergers & Acquisitions, Securities, Mergers, Banking, Corporate Law, Securities Regulation, Litigation, Due Diligence, Private Equity, Commercial Litigation
Education
University of Dayton School of Law 1987 — 1990
J.D.
Eastern Kentucky University 1982 — 1986
BBA, Accounting and Finance
Nixon Peabody October 2007 - Present
Patton Boggs LLP July 1998 - October 2007
US Securities and Exchange Commission September 1990 - July 1994
Skills
Corporate Governance, Mergers & Acquisitions, Securities, Mergers, Banking, Corporate Law, Securities Regulation, Litigation, Due Diligence, Private Equity, Commercial Litigation
Education
University of Dayton School of Law 1987 — 1990
J.D.
Eastern Kentucky University 1982 — 1986
BBA, Accounting and Finance
Amelia Grubbs's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Associate Attorney at The Hornsby Law Group
Industry Law Practice
Experience
Hornsby Law Group January 2015 - Present
Hornsby Law Group September 2014 - January 2015
Hornsby Law Group December 2013 - May 2014
FordHarrison LLP October 2013 - December 2013
FOX Television Stations, Inc. August 2013 - November 2013
US Securities and Exchange Commission May 2013 - August 2013
Superior Court of Fulton County January 2013 - April 2013
Malik Law Group May 2012 - August 2012
Skills
Litigation, Employment Law, Securities Regulation, Hearings, Entertainment Law, Legal Writing, Courts
Education
Emory University School of Law 2011 — 2014
Juris Doctor (J.D.), Law
University of Tennessee-Knoxville 2007 — 2011
Bachelor's in Science, Journalism and Electronic Media major, Business Administration and Communication Studies minors
Hornsby Law Group January 2015 - Present
Hornsby Law Group September 2014 - January 2015
Hornsby Law Group December 2013 - May 2014
FordHarrison LLP October 2013 - December 2013
FOX Television Stations, Inc. August 2013 - November 2013
US Securities and Exchange Commission May 2013 - August 2013
Superior Court of Fulton County January 2013 - April 2013
Malik Law Group May 2012 - August 2012
Skills
Litigation, Employment Law, Securities Regulation, Hearings, Entertainment Law, Legal Writing, Courts
Education
Emory University School of Law 2011 — 2014
Juris Doctor (J.D.), Law
University of Tennessee-Knoxville 2007 — 2011
Bachelor's in Science, Journalism and Electronic Media major, Business Administration and Communication Studies minors
Dennis Fundora, CPA Dennis Fundora, CPA's US Securities and Exchange Commission Experience September 2013 - December 2013
Job Juris Doctor Candidate, Class of 2015
Industry Law Practice
Experience
Law Offices of Chavez & De Leon, P.A. February 2014 - May 2014
US Securities and Exchange Commission September 2013 - December 2013
United States Bankruptcy Court May 2013 - August 2013
KPMG US January 2009 - December 2010
Education
University of Miami School of Law 2012 — 2015
Juris Doctor
Florida International University - College of Business 2008 — 2008
Master of Science (MS), Taxation
Florida International University 2003 — 2007
Bachelor, Accounting
Law Offices of Chavez & De Leon, P.A. February 2014 - May 2014
US Securities and Exchange Commission September 2013 - December 2013
United States Bankruptcy Court May 2013 - August 2013
KPMG US January 2009 - December 2010
Education
University of Miami School of Law 2012 — 2015
Juris Doctor
Florida International University - College of Business 2008 — 2008
Master of Science (MS), Taxation
Florida International University 2003 — 2007
Bachelor, Accounting
Conrad M. Symber, CDFM Conrad M. Symber, CDFM's US Securities and Exchange Commission Experience June 2009 - August 2010
Job Senior Consultant (Risk & Compliance) at MorganFranklin Consulting
Industry Financial Services
Experience
MorganFranklin Consulting June 2012 - Present
The Mercadien Group July 2011 - June 2012
LVMH August 2010 - June 2011
US Securities and Exchange Commission June 2009 - August 2010
Skills
Auditing, Financial Reporting, Internal Controls, Accounting, Financial Analysis, Finance, Financial Accounting, Analysis, GAAP, US GAAP, Budgets, SEC filings, Financial Audits, Financial Statements, Compliance, Data Analysis, QuickBooks, Assurance, Accounts Payable, Tax, Strategic Financial..., Account Reconciliation, Managerial Finance, General Ledger, Internal Audit, Sarbanes-Oxley Act, Accounts Receivable, Consolidation, Enterprise Risk..., Cost Accounting, External Audit, Sarbanes-Oxley, Financial Modeling, Mergers & Acquisitions, IT Audit, Business Process..., Performance Auditing, Military Logistics, Government, Corporate Finance, Due Diligence, Revenue Recognition, Big 4, Management, Tax Returns, Financial Process..., Change Management, FIAR
Education
Rutgers Graduate Business School 2011 — 2014
Master of Science (M.S.), Accounting
Felician College 2006 — 2010
Bachelor of Science (BS), Accounting
MorganFranklin Consulting June 2012 - Present
The Mercadien Group July 2011 - June 2012
LVMH August 2010 - June 2011
US Securities and Exchange Commission June 2009 - August 2010
Skills
Auditing, Financial Reporting, Internal Controls, Accounting, Financial Analysis, Finance, Financial Accounting, Analysis, GAAP, US GAAP, Budgets, SEC filings, Financial Audits, Financial Statements, Compliance, Data Analysis, QuickBooks, Assurance, Accounts Payable, Tax, Strategic Financial..., Account Reconciliation, Managerial Finance, General Ledger, Internal Audit, Sarbanes-Oxley Act, Accounts Receivable, Consolidation, Enterprise Risk..., Cost Accounting, External Audit, Sarbanes-Oxley, Financial Modeling, Mergers & Acquisitions, IT Audit, Business Process..., Performance Auditing, Military Logistics, Government, Corporate Finance, Due Diligence, Revenue Recognition, Big 4, Management, Tax Returns, Financial Process..., Change Management, FIAR
Education
Rutgers Graduate Business School 2011 — 2014
Master of Science (M.S.), Accounting
Felician College 2006 — 2010
Bachelor of Science (BS), Accounting
Helen Yao Helen Yao's US Securities and Exchange Commission Experience September 2011 - October 2011
Job VP at Citigroup, Ph.D.
Industry Financial Services
Experience
Citi February 2013 - Present
Standard & Poor's October 2011 - January 2012
US Securities and Exchange Commission September 2011 - October 2011
Standard & Poor's June 2011 - August 2011
Baruch College August 2006 - July 2011
AllBright Law Offices 2002 - 2002
Skills
Quantitative Analysis, Matlab, Time Series Analysis, Equities, Derivatives, Fixed Income, Statistical Modeling, Stata, Eviews, Bloomberg, SAS, SQL, Econometrics, VBA, Credit Analysis, VAR, Quantitative Analytics, Analytics, Finance, Corporate Finance, Financial Modeling, Capital Markets, EViews, Quantitative Finance, Financial Risk
Education
The Graduate Center, City University of New York (CUNY)
Ph.D., Financial Economics, Econometrics
Oulun yliopisto / University of Oulu
M.S., Financial Management Accounting
East China University of Politics and Law
B.S., Finance
Citi February 2013 - Present
Standard & Poor's October 2011 - January 2012
US Securities and Exchange Commission September 2011 - October 2011
Standard & Poor's June 2011 - August 2011
Baruch College August 2006 - July 2011
AllBright Law Offices 2002 - 2002
Skills
Quantitative Analysis, Matlab, Time Series Analysis, Equities, Derivatives, Fixed Income, Statistical Modeling, Stata, Eviews, Bloomberg, SAS, SQL, Econometrics, VBA, Credit Analysis, VAR, Quantitative Analytics, Analytics, Finance, Corporate Finance, Financial Modeling, Capital Markets, EViews, Quantitative Finance, Financial Risk
Education
The Graduate Center, City University of New York (CUNY)
Ph.D., Financial Economics, Econometrics
Oulun yliopisto / University of Oulu
M.S., Financial Management Accounting
East China University of Politics and Law
B.S., Finance
Merriam Mikhail Merriam Mikhail's US Securities and Exchange Commission Experience January 2012 - April 2012
Job Associate at Cahill Gordon & Reindel
Industry Law Practice
Experience
Cahill Gordon & Reindel September 2012 - Present
US Securities and Exchange Commission January 2012 - April 2012
Cahill Gordon & Reindel May 2011 - July 2011
U.S. District Court, Judge Timothy C. Batten, Sr. January 2011 - April 2011
Education
Emory University School of Law 2009 — 2012
J.D.
University of Virginia 2005 — 2009
B.A., History, Government
Cahill Gordon & Reindel September 2012 - Present
US Securities and Exchange Commission January 2012 - April 2012
Cahill Gordon & Reindel May 2011 - July 2011
U.S. District Court, Judge Timothy C. Batten, Sr. January 2011 - April 2011
Education
Emory University School of Law 2009 — 2012
J.D.
University of Virginia 2005 — 2009
B.A., History, Government
Julie Armstrong Julie Armstrong's US Securities and Exchange Commission Experience January 2012 - Present
Job Editor at US Securities and Exchange Commission
Industry Writing and Editing
Experience
US Securities and Exchange Commission January 2012 - Present
Julie Armstrong Editing LLC January 2005 - Present
Johns Hopkins Bloomberg School of Public Health January 2012 - December 2012
Citybizlist.com August 2009 - September 2011
Detroit Free Press October 2005 - June 2009
Automotive News April 2000 - December 2004
BtoB May 1998 - March 2000
Crain’s Detroit Business December 1996 - May 1998
The Macomb Daily and Daily (Royal Oak) Tribune 1994 - 1995
Skills
Facebook, Copy Editing, Business, Automotive, Copywriting, Editing, Newsletters, Press Releases, Newspaper, Journalism
Education
Eastern Michigan University 1990 — 1994
Bachelor of Science, Journalism
US Securities and Exchange Commission January 2012 - Present
Julie Armstrong Editing LLC January 2005 - Present
Johns Hopkins Bloomberg School of Public Health January 2012 - December 2012
Citybizlist.com August 2009 - September 2011
Detroit Free Press October 2005 - June 2009
Automotive News April 2000 - December 2004
BtoB May 1998 - March 2000
Crain’s Detroit Business December 1996 - May 1998
The Macomb Daily and Daily (Royal Oak) Tribune 1994 - 1995
Skills
Facebook, Copy Editing, Business, Automotive, Copywriting, Editing, Newsletters, Press Releases, Newspaper, Journalism
Education
Eastern Michigan University 1990 — 1994
Bachelor of Science, Journalism
Ty Huntley's US Securities and Exchange Commission Experience 1987 - 1995
Job Owner, TyHunt Sources
Industry Accounting
Experience
Georgia Pacific/BlueLinx Corporation 1999 - 2009
US Securities and Exchange Commission 1987 - 1995
Skills
Accounting, Microsoft Excel, Auditing, Microsoft Office, Microsoft Word, Financial Accounting, Internal Controls, QuickBooks, PowerPoint, Accounts Payable, Bookkeeping, Accounts Receivable, Account Reconciliation, General Ledger, Finance
Education
Florida Agricultural and Mechanical University
BBA, BusAdmin
Georgia Pacific/BlueLinx Corporation 1999 - 2009
US Securities and Exchange Commission 1987 - 1995
Skills
Accounting, Microsoft Excel, Auditing, Microsoft Office, Microsoft Word, Financial Accounting, Internal Controls, QuickBooks, PowerPoint, Accounts Payable, Bookkeeping, Accounts Receivable, Account Reconciliation, General Ledger, Finance
Education
Florida Agricultural and Mechanical University
BBA, BusAdmin
Neil Schachter Neil Schachter's US Securities and Exchange Commission Experience January 2007 - April 2007
Job Director, Prime Brokerage Compliance at Fidelity Investments
Industry Investment Banking
Experience
Fidelity Investments January 2013 - Present
Barclays Investment Bank May 2010 - January 2013
FINRA May 2007 - August 2007
US Securities and Exchange Commission January 2007 - April 2007
US Securities and Exchange Commission September 2006 - November 2006
Education
Georgetown University Law Center
LL.M, Securities and Financial Regulation
The Catholic University of America, Columbus School of Law
JD, Concentration in Securities
Emory University
Bachelor of Arts
Fidelity Investments January 2013 - Present
Barclays Investment Bank May 2010 - January 2013
FINRA May 2007 - August 2007
US Securities and Exchange Commission January 2007 - April 2007
US Securities and Exchange Commission September 2006 - November 2006
Education
Georgetown University Law Center
LL.M, Securities and Financial Regulation
The Catholic University of America, Columbus School of Law
JD, Concentration in Securities
Emory University
Bachelor of Arts
Victor Tabak Victor Tabak's US Securities and Exchange Commission Experience September 2010 - Present
Job Senior Counsel (Enforcement) at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission September 2010 - Present
Miller & Chevalier November 2004 - July 2010
Hogan & Hartson L.L.P September 2002 - September 2004
Hogan & Hartson L.L.P May 2001 - August 2001
Skills
Due Diligence, Legal Writing, Civil Litigation, Legal Research, Litigation, Policy Analysis, FCPA, Securities Regulation, Appeals, Commercial Litigation, Bankruptcy, Courts, Corporate Law, Creditors' Rights, Internal Investigations, Class Actions, Policy
Education
The George Washington University Law School 1999 — 2002
JD
Emory University 1994 — 1998
BA, Political Science
Lakeland High School
US Securities and Exchange Commission September 2010 - Present
Miller & Chevalier November 2004 - July 2010
Hogan & Hartson L.L.P September 2002 - September 2004
Hogan & Hartson L.L.P May 2001 - August 2001
Skills
Due Diligence, Legal Writing, Civil Litigation, Legal Research, Litigation, Policy Analysis, FCPA, Securities Regulation, Appeals, Commercial Litigation, Bankruptcy, Courts, Corporate Law, Creditors' Rights, Internal Investigations, Class Actions, Policy
Education
The George Washington University Law School 1999 — 2002
JD
Emory University 1994 — 1998
BA, Political Science
Lakeland High School
Alexandra Acosta Alexandra Acosta's US Securities and Exchange Commission Experience January 2012 - March 2012
Job Compliance at Goldman Sachs
Industry Investment Management
Experience
Goldman Sachs August 2014 - Present
Lyxor Asset Management March 2013 - August 2014
NewOak Capital October 2012 - February 2013
UBS Investment Bank March 2012 - June 2012
Fordham Journal of Corporate and Financial Law May 2011 - May 2012
US Securities and Exchange Commission January 2012 - March 2012
Lincoln Square Legal Services August 2011 - December 2011
New Jersey Office of Attorney General June 2011 - August 2011
New York City Department of Investigation June 2010 - August 2010
Lehman Brothers Holdings Inc. July 2008 - November 2008
Skills
Legal Research, Legal Writing, Litigation, Securities
Education
Fordham University School of Law 2009 — 2012
JD, Securities, Finance
Florida International University 2004 — 2008
Bachelor of Business Administration, International Business Honors, magna cum laude
Dilit International School
Study Abroad, Italian language & culture
Universidad Complutense de Madrid
Study Abroad, Advanced Spanish language & culture
Goldman Sachs August 2014 - Present
Lyxor Asset Management March 2013 - August 2014
NewOak Capital October 2012 - February 2013
UBS Investment Bank March 2012 - June 2012
Fordham Journal of Corporate and Financial Law May 2011 - May 2012
US Securities and Exchange Commission January 2012 - March 2012
Lincoln Square Legal Services August 2011 - December 2011
New Jersey Office of Attorney General June 2011 - August 2011
New York City Department of Investigation June 2010 - August 2010
Lehman Brothers Holdings Inc. July 2008 - November 2008
Skills
Legal Research, Legal Writing, Litigation, Securities
Education
Fordham University School of Law 2009 — 2012
JD, Securities, Finance
Florida International University 2004 — 2008
Bachelor of Business Administration, International Business Honors, magna cum laude
Dilit International School
Study Abroad, Italian language & culture
Universidad Complutense de Madrid
Study Abroad, Advanced Spanish language & culture
Zeanique Barber, MBA's US Securities and Exchange Commission Experience September 2012 - April 2013
Job Salesforce Consultant at CEB
Industry Information Technology and Services
Experience
US Securities and Exchange Commission September 2012 - April 2013
The Nature Conservancy June 2012 - August 2012
Housing and Urban Development Corporation October 2011 - 2012
UnitedHealth Group August 2011 - December 2011
CIGNA February 2010 - July 2011
Palm Beach County August 2009 - January 2010
Florida A&M University August 2008 - August 2009
Brown & Associates May 2004 - July 2009
St. Jude Children's Research Hospital October 2006 - July 2007
Tennessee Government October 2006 - July 2007
Education
Florida Agricultural and Mechanical University
MBA
Suncoast Community High Shcool
US Securities and Exchange Commission September 2012 - April 2013
The Nature Conservancy June 2012 - August 2012
Housing and Urban Development Corporation October 2011 - 2012
UnitedHealth Group August 2011 - December 2011
CIGNA February 2010 - July 2011
Palm Beach County August 2009 - January 2010
Florida A&M University August 2008 - August 2009
Brown & Associates May 2004 - July 2009
St. Jude Children's Research Hospital October 2006 - July 2007
Tennessee Government October 2006 - July 2007
Education
Florida Agricultural and Mechanical University
MBA
Suncoast Community High Shcool
Mark Fearer, CISA, Patent Agent's US Securities and Exchange Commission Experience October 2014 - Present
Job Branch Chief, Office of Compliance Inspections and Examinations at US Securities and Exchange Commission
Industry Government Administration
Experience
US Securities and Exchange Commission October 2014 - Present
US Securities and Exchange Commission September 2011 - October 2014
USPTO September 2006 - September 2011
Trawick and Associates October 2004 - September 2006
Edgewater Technology 2001 - 2004
i2 Technologies 2000 - 2002
Aspect Development 1998 - 2000
M/A-COM Technology Solutions February 1998 - November 1998
RSA The Security Division of EMC November 1996 - February 1998
Raytheon Missile Systems 1995 - 1996
Skills
Information Security, Security, Disaster Recovery, Unix, Data Center, Computer Security, System Administration, Servers, IT Audit, Networking, Troubleshooting, Cisco Technologies, Hardware, Linux, Management, Information Security..., Risk Assessment, Network Security, Information Technology, Vulnerability Assessment, Computer Forensics, Business Continuity, Patents, CISSP, Vulnerability Management, Intellectual Property, NIST, ISO 27001, HP-UX, Operating Systems, CISA, SEC, Cybersecurity Law, Regulation SCI
Education
Fitchburg State University 1993 — 1999
MS, Computer Science
US Securities and Exchange Commission October 2014 - Present
US Securities and Exchange Commission September 2011 - October 2014
USPTO September 2006 - September 2011
Trawick and Associates October 2004 - September 2006
Edgewater Technology 2001 - 2004
i2 Technologies 2000 - 2002
Aspect Development 1998 - 2000
M/A-COM Technology Solutions February 1998 - November 1998
RSA The Security Division of EMC November 1996 - February 1998
Raytheon Missile Systems 1995 - 1996
Skills
Information Security, Security, Disaster Recovery, Unix, Data Center, Computer Security, System Administration, Servers, IT Audit, Networking, Troubleshooting, Cisco Technologies, Hardware, Linux, Management, Information Security..., Risk Assessment, Network Security, Information Technology, Vulnerability Assessment, Computer Forensics, Business Continuity, Patents, CISSP, Vulnerability Management, Intellectual Property, NIST, ISO 27001, HP-UX, Operating Systems, CISA, SEC, Cybersecurity Law, Regulation SCI
Education
Fitchburg State University 1993 — 1999
MS, Computer Science
Alex Meier Alex Meier's US Securities and Exchange Commission Experience January 2013 - April 2013
Job Associate at Seyfarth Shaw LLP
Industry Law Practice
Experience
Seyfarth Shaw LLP August 2015 - Present
United States District Court September 2013 - July 2015
The Cott Law Group November 2012 - May 2013
US Securities and Exchange Commission January 2013 - April 2013
Burr & Forman LLP May 2012 - August 2012
Emory University May 2011 - June 2012
Skills
Administrative Law, LexisNexis, Bankruptcy, Hearings, Legal Issues, Legal Assistance
Education
Emory University School of Law 2010 — 2013
J.D., cum laude
Seyfarth Shaw LLP August 2015 - Present
United States District Court September 2013 - July 2015
The Cott Law Group November 2012 - May 2013
US Securities and Exchange Commission January 2013 - April 2013
Burr & Forman LLP May 2012 - August 2012
Emory University May 2011 - June 2012
Skills
Administrative Law, LexisNexis, Bankruptcy, Hearings, Legal Issues, Legal Assistance
Education
Emory University School of Law 2010 — 2013
J.D., cum laude
Elizabeth Tam's US Securities and Exchange Commission Experience June 2010 - August 2010
Job Senior Financial Analyst at American Express
Industry Financial Services
Experience
American Express 2015 - Present
Examiner.com September 2010 - Present
Viacom (formerly MTV Networks) November 2011 - September 2014
Jamba Juice 2011 - 2014
United Nations January 2011 - May 2011
Fordham University - Graduate School of Business September 2010 - May 2011
US Securities and Exchange Commission June 2010 - August 2010
Warner Bros. Records September 2009 - May 2010
Fordham University - Controller's Office September 2006 - May 2010
U.S. Department of State: US Embassy - Nassau, The Bahamas May 2009 - August 2009
Skills
Financial Analysis, Business Development, Social Media, Mathematics, Public Relations, Editing, Public Speaking, Strategy, Research, Entrepreneurship, International Relations, Event Planning, Analysis, Economics, Finance, Leadership, Debate, Advertising, Publicity, Logistics, Music, Newsletters, Blogging, Social Media Marketing, Journalism, Visual Basic, Social Networking, Microsoft Office, Politics, Entertainment, Media Relations, International Business, Problem Solving, MBA, Java, Action Sports, Travel, JDE Enterprise One, SAP, Microsoft Excel, PowerPoint, Facebook, Interviews, Creative Writing, Digital Media, Market Research, Marketing, Press Releases
Education
Fordham University - Graduate School of Business Administration 2010 — 2011
MBA
Fordham University 2006 — 2010
Bachelor of Science
Bronx High School of Science 2002 — 2006
American Express 2015 - Present
Examiner.com September 2010 - Present
Viacom (formerly MTV Networks) November 2011 - September 2014
Jamba Juice 2011 - 2014
United Nations January 2011 - May 2011
Fordham University - Graduate School of Business September 2010 - May 2011
US Securities and Exchange Commission June 2010 - August 2010
Warner Bros. Records September 2009 - May 2010
Fordham University - Controller's Office September 2006 - May 2010
U.S. Department of State: US Embassy - Nassau, The Bahamas May 2009 - August 2009
Skills
Financial Analysis, Business Development, Social Media, Mathematics, Public Relations, Editing, Public Speaking, Strategy, Research, Entrepreneurship, International Relations, Event Planning, Analysis, Economics, Finance, Leadership, Debate, Advertising, Publicity, Logistics, Music, Newsletters, Blogging, Social Media Marketing, Journalism, Visual Basic, Social Networking, Microsoft Office, Politics, Entertainment, Media Relations, International Business, Problem Solving, MBA, Java, Action Sports, Travel, JDE Enterprise One, SAP, Microsoft Excel, PowerPoint, Facebook, Interviews, Creative Writing, Digital Media, Market Research, Marketing, Press Releases
Education
Fordham University - Graduate School of Business Administration 2010 — 2011
MBA
Fordham University 2006 — 2010
Bachelor of Science
Bronx High School of Science 2002 — 2006
Vanessa Meyerhoefer's US Securities and Exchange Commission Experience May 2013 - December 2013
Job Judicial Fellow to Justice David E. Nahmias at Supreme Court of Georgia
Industry Law Practice
Experience
Supreme Court of Georgia August 2015 - Present
Waldon Adelman Castilla Hiestand & Prout January 2015 - May 2015
Emory University School of Law August 2014 - May 2015
Emory Bankruptcy Developments Journal February 2014 - February 2015
Rakower Lupkin PLLC July 2014 - August 2014
New York Supreme Court, 11th District May 2014 - June 2014
U.S. Bankruptcy Court January 2014 - May 2014
US Securities and Exchange Commission May 2013 - December 2013
Lehigh University August 2011 - May 2012
Row New York 2008 - 2009
Skills
Writing, Legal Research, Civil Litigation, Legal Writing, Research, Editing, Litigation, Public Speaking, Social Media, Microsoft Office, Westlaw, Commercial Litigation, Lexis, Courts, Negotiation, Communication, Oral Arguments
Education
Emory University School of Law 2012 — 2015
Doctor of Law (J.D.)
Lehigh University 2008 — 2012
B.A., English and Political Science
Archbishop Molloy High School 2004 — 2008
High School Diploma
Supreme Court of Georgia August 2015 - Present
Waldon Adelman Castilla Hiestand & Prout January 2015 - May 2015
Emory University School of Law August 2014 - May 2015
Emory Bankruptcy Developments Journal February 2014 - February 2015
Rakower Lupkin PLLC July 2014 - August 2014
New York Supreme Court, 11th District May 2014 - June 2014
U.S. Bankruptcy Court January 2014 - May 2014
US Securities and Exchange Commission May 2013 - December 2013
Lehigh University August 2011 - May 2012
Row New York 2008 - 2009
Skills
Writing, Legal Research, Civil Litigation, Legal Writing, Research, Editing, Litigation, Public Speaking, Social Media, Microsoft Office, Westlaw, Commercial Litigation, Lexis, Courts, Negotiation, Communication, Oral Arguments
Education
Emory University School of Law 2012 — 2015
Doctor of Law (J.D.)
Lehigh University 2008 — 2012
B.A., English and Political Science
Archbishop Molloy High School 2004 — 2008
High School Diploma
Tanya Lambrechts's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Associate, Securities Practice Group at Bressler, Amery & Ross, P.C.
Industry Law Practice
Experience
Bressler, Amery & Ross, P.C. October 2014 - Present
Florida Office of Financial Regulation September 2014 - October 2014
Florida Office of Financial Regulation August 2013 - June 2014
US Securities and Exchange Commission May 2013 - August 2013
J.B. Grossman, P.A. May 2012 - May 2013
Nova Southeastern University, Shepard Broad Law Center May 2012 - August 2012
The Collier Companies February 2009 - January 2011
Florida Independent College Fund August 2009 - December 2009
Century 21 January 2008 - August 2008
Education
Florida State University College of Law 2012 — 2014
Juris Doctor, Business Law Certificate, Honors
Nova Southeastern University—Shepard Broad Law Center 2011 — 2012
Juris Doctor Candidate
Florida State University - College of Business 2007 — 2011
Bachelor of Science (BS), Finance, General
Florida State University - College of Business 2007 — 2011
Bachelor of Science (BS), Real Estate
Bressler, Amery & Ross, P.C. October 2014 - Present
Florida Office of Financial Regulation September 2014 - October 2014
Florida Office of Financial Regulation August 2013 - June 2014
US Securities and Exchange Commission May 2013 - August 2013
J.B. Grossman, P.A. May 2012 - May 2013
Nova Southeastern University, Shepard Broad Law Center May 2012 - August 2012
The Collier Companies February 2009 - January 2011
Florida Independent College Fund August 2009 - December 2009
Century 21 January 2008 - August 2008
Education
Florida State University College of Law 2012 — 2014
Juris Doctor, Business Law Certificate, Honors
Nova Southeastern University—Shepard Broad Law Center 2011 — 2012
Juris Doctor Candidate
Florida State University - College of Business 2007 — 2011
Bachelor of Science (BS), Finance, General
Florida State University - College of Business 2007 — 2011
Bachelor of Science (BS), Real Estate
Jordan Shidlofsky Jordan Shidlofsky's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Associate Attorney
Industry Law Practice
Experience
Lydecker Diaz April 2015 - Present
Greenspoon Marder Law October 2014 - February 2015
US Securities and Exchange Commission January 2014 - April 2014
The Rakusin Law Firm, A Professional Association October 2012 - August 2013
Broward Public Defender's Office 17th Judicial Circuit May 2012 - August 2012
Revenue Enhancement Group May 2010 - August 2010
Education
Florida International University - College of Law 2011 — 2014
Juris Doctor
Florida State University 2007 — 2011
Bachelor of Science, Accounting and Finance
Lydecker Diaz April 2015 - Present
Greenspoon Marder Law October 2014 - February 2015
US Securities and Exchange Commission January 2014 - April 2014
The Rakusin Law Firm, A Professional Association October 2012 - August 2013
Broward Public Defender's Office 17th Judicial Circuit May 2012 - August 2012
Revenue Enhancement Group May 2010 - August 2010
Education
Florida International University - College of Law 2011 — 2014
Juris Doctor
Florida State University 2007 — 2011
Bachelor of Science, Accounting and Finance
Man (Belle) Bao's US Securities and Exchange Commission Experience August 2013 - January 2014
Job Tax LLM candidate at Georgetown University Law Center
Industry Legal Services
Experience
Nelson Mullins October 2014 - Present
The Coca-Cola Company May 2013 - February 2014
US Securities and Exchange Commission August 2013 - January 2014
The New Orleans Parish District Attorney's Office May 2012 - July 2012
Dacheng Law Offices July 2010 - October 2010
Skills
Chinese, Japanese, Cantonese, Piano, Chartered Financial..., Legal Research, Mergers & Acquisitions, Bankruptcy, Corporate Law, Legal Writing, Lexis, Competition Law, Legal Advice, Commercial Litigation, Legal Assistance, Licensing, International Law, Contract Law, Depositions, Real Estate, Motions, Civil Litigation, Corporate Governance, Employment Law, Trials, Legal Issues, Patents, Alternative Dispute..., Document Drafting, Trademarks, Westlaw, Litigation
Education
University of Georgia School of Law 2012 — 2014
Doctor of Law (J.D.), Law
Tulane Law School 2011 — 2012
Doctor of Law (J.D.), Law
East China University of Politics and Law 2007 — 2011
Bachelor of Arts (B.A.); Bachelor of Law (L.L.B), Japanese Language and Japanese Law / Law
Georgetown University Law Center
Master of Laws (LL.M.), Taxation
Nelson Mullins October 2014 - Present
The Coca-Cola Company May 2013 - February 2014
US Securities and Exchange Commission August 2013 - January 2014
The New Orleans Parish District Attorney's Office May 2012 - July 2012
Dacheng Law Offices July 2010 - October 2010
Skills
Chinese, Japanese, Cantonese, Piano, Chartered Financial..., Legal Research, Mergers & Acquisitions, Bankruptcy, Corporate Law, Legal Writing, Lexis, Competition Law, Legal Advice, Commercial Litigation, Legal Assistance, Licensing, International Law, Contract Law, Depositions, Real Estate, Motions, Civil Litigation, Corporate Governance, Employment Law, Trials, Legal Issues, Patents, Alternative Dispute..., Document Drafting, Trademarks, Westlaw, Litigation
Education
University of Georgia School of Law 2012 — 2014
Doctor of Law (J.D.), Law
Tulane Law School 2011 — 2012
Doctor of Law (J.D.), Law
East China University of Politics and Law 2007 — 2011
Bachelor of Arts (B.A.); Bachelor of Law (L.L.B), Japanese Language and Japanese Law / Law
Georgetown University Law Center
Master of Laws (LL.M.), Taxation
Sophia Bernard, Esq. Sophia Bernard, Esq.'s US Securities and Exchange Commission Experience January 2014 - April 2014
Job Associate Attorney at Stone, Glass, & Connolly, LLP
Industry Law Practice
Experience
Stone, Glass, & Connolly, LLP April 2015 - Present
US Securities and Exchange Commission January 2014 - April 2014
Law Offices of Thomas M. Farrell, IV P.A. January 2013 - October 2013
Powers, McNalis, Torres, Teebagy, & Luongo May 2013 - August 2013
Office of the Public Defender, 4th circuit January 2012 - January 2013
Law Office of Terrill L Hill May 2012 - August 2012
Florida Coastal School of Law May 2012 - August 2012
Skills
Client Service, Computer Literate, Client Communications, Microsoft Office, Legal Research, Legal Writing, Criminal Law, Criminal Defense, Westlaw, Lexis, Corporate Governance, Fiduciary, Business, Public Speaking, Motions, Civil Litigation, Hearings, LexisNexis, Litigation, Mediation, Trials
Education
Florida Coastal School of Law 2011 — 2014
Doctor of Law (J.D.)
Jacksonville University 2012 — 2014
Master of Business Administration (M.B.A.)
Florida Southern College 2007 — 2011
BA, Political Science
Stone, Glass, & Connolly, LLP April 2015 - Present
US Securities and Exchange Commission January 2014 - April 2014
Law Offices of Thomas M. Farrell, IV P.A. January 2013 - October 2013
Powers, McNalis, Torres, Teebagy, & Luongo May 2013 - August 2013
Office of the Public Defender, 4th circuit January 2012 - January 2013
Law Office of Terrill L Hill May 2012 - August 2012
Florida Coastal School of Law May 2012 - August 2012
Skills
Client Service, Computer Literate, Client Communications, Microsoft Office, Legal Research, Legal Writing, Criminal Law, Criminal Defense, Westlaw, Lexis, Corporate Governance, Fiduciary, Business, Public Speaking, Motions, Civil Litigation, Hearings, LexisNexis, Litigation, Mediation, Trials
Education
Florida Coastal School of Law 2011 — 2014
Doctor of Law (J.D.)
Jacksonville University 2012 — 2014
Master of Business Administration (M.B.A.)
Florida Southern College 2007 — 2011
BA, Political Science
Cristina Guerra's US Securities and Exchange Commission Experience September 2009 - July 2012
Job Tax Associate at PwC
Industry Accounting
Experience
PwC October 2014 - Present
Deloitte June 2013 - July 2013
PwC January 2013 - April 2013
US Securities and Exchange Commission September 2009 - July 2012
J. Miguel Photography Studio April 2009 - September 2009
Skills
Accounting, Financial Analysis, Customer Service, Financial Accounting, Financial Reporting, Microsoft Office, Auditing, SEC filings
Education
University of Central Florida 2013 — 2014
Master of Taxation
Florida International University 2009 — 2012
Bachelor of Accounting, Accounting
Florida International University 2009 — 2012
Bachelor of Business Administration (BBA), Real Estate
PwC October 2014 - Present
Deloitte June 2013 - July 2013
PwC January 2013 - April 2013
US Securities and Exchange Commission September 2009 - July 2012
J. Miguel Photography Studio April 2009 - September 2009
Skills
Accounting, Financial Analysis, Customer Service, Financial Accounting, Financial Reporting, Microsoft Office, Auditing, SEC filings
Education
University of Central Florida 2013 — 2014
Master of Taxation
Florida International University 2009 — 2012
Bachelor of Accounting, Accounting
Florida International University 2009 — 2012
Bachelor of Business Administration (BBA), Real Estate
Dennis (DEE) Hart's US Securities and Exchange Commission Experience January 1993 - Present
Job IT Specialist at US Securities and Exchange Commission
Industry Information Technology and Services
Experience
US Securities and Exchange Commission January 1993 - Present
Skills
ITIL, Windows Server, Servers, Disaster Recovery, Information Security, Windows XP
Education
Florida State University
BS, Criminology, Business Administration
Tewksbury Memorial High School
US Securities and Exchange Commission January 1993 - Present
Skills
ITIL, Windows Server, Servers, Disaster Recovery, Information Security, Windows XP
Education
Florida State University
BS, Criminology, Business Administration
Tewksbury Memorial High School
Eric Retter Eric Retter's US Securities and Exchange Commission Experience May 2010 - August 2010
Job Associate at Drew Eckl & Farnham
Industry Law Practice
Experience
Drew Eckl & Farnham August 2014 - Present
Chief Judge Federico A. Moreno, U.S. District Court for the Southern District of Florida June 2013 - June 2014
Judge Aaron Mason, Clayton County State Court September 2011 - May 2013
Fulton County District Attorney's Office January 2011 - May 2011
US Securities and Exchange Commission May 2010 - August 2010
The Coca-Cola Company May 2009 - July 2009
Fulton County Superior Court May 2008 - August 2008
Skills
Courts
Education
Emory University - Goizueta Business School 2009 — 2011
Master of Business Administration, Concentrations in Finance and Marketing
Emory University School of Law 2007 — 2011
Juris Doctor
University of Notre Dame 2003 — 2007
B.A., English, History
Drew Eckl & Farnham August 2014 - Present
Chief Judge Federico A. Moreno, U.S. District Court for the Southern District of Florida June 2013 - June 2014
Judge Aaron Mason, Clayton County State Court September 2011 - May 2013
Fulton County District Attorney's Office January 2011 - May 2011
US Securities and Exchange Commission May 2010 - August 2010
The Coca-Cola Company May 2009 - July 2009
Fulton County Superior Court May 2008 - August 2008
Skills
Courts
Education
Emory University - Goizueta Business School 2009 — 2011
Master of Business Administration, Concentrations in Finance and Marketing
Emory University School of Law 2007 — 2011
Juris Doctor
University of Notre Dame 2003 — 2007
B.A., English, History
Shane Shannon Shane Shannon's US Securities and Exchange Commission Experience May 2012 - December 2012
Job Associate at K&L Gates
Industry Law Practice
Experience
K&L Gates November 2014 - Present
First Trust May 2013 - November 2014
United States Attorney's Office December 2012 - May 2013
US Securities and Exchange Commission May 2012 - December 2012
University of Miami Investor Rights Clinic January 2012 - May 2012
US Securities and Exchange Commission August 2011 - December 2011
GunnAllen Financial September 2007 - January 2009
Skills
Securities Regulation, Securities Litigation, Securities Act of 1933, Securities Exchange Act..., Investment Advisers Act, Investment Company Act, Sarbanes-Oxley Act, Security Analysis, Dodd-Frank, Securities Offerings, Securities, Legal Writing, Corporate Governance, Finance, Legal Research, FINRA, Hedge Funds
Education
University of Miami School of Law 2010 — 2013
Juris Doctorate, magna cum laude
Florida Atlantic University 2004 — 2008
Finance, Behavioral Finance
K&L Gates November 2014 - Present
First Trust May 2013 - November 2014
United States Attorney's Office December 2012 - May 2013
US Securities and Exchange Commission May 2012 - December 2012
University of Miami Investor Rights Clinic January 2012 - May 2012
US Securities and Exchange Commission August 2011 - December 2011
GunnAllen Financial September 2007 - January 2009
Skills
Securities Regulation, Securities Litigation, Securities Act of 1933, Securities Exchange Act..., Investment Advisers Act, Investment Company Act, Sarbanes-Oxley Act, Security Analysis, Dodd-Frank, Securities Offerings, Securities, Legal Writing, Corporate Governance, Finance, Legal Research, FINRA, Hedge Funds
Education
University of Miami School of Law 2010 — 2013
Juris Doctorate, magna cum laude
Florida Atlantic University 2004 — 2008
Finance, Behavioral Finance
Ignacio Vincentelli Ignacio Vincentelli's US Securities and Exchange Commission Experience May 2008 - November 2008
Job Senior Counsel Industrial Packaging at International Paper
Industry Legal Services
Experience
International Paper December 2013 - Present
International Paper December 2012 - Present
International Paper September 2010 - December 2012
Littler Mendelson August 2009 - May 2010
US Securities and Exchange Commission May 2008 - November 2008
D'Empaire Reyna Abogados October 2004 - June 2006
Norton Rose November 2001 - July 2004
Skills
Legal Research, Litigation, International Law, Corporate Law, Civil Litigation, Legal Writing, Arbitration, Securities Regulation, Commercial Litigation, Mergers, Dispute Resolution, Employment Law, Joint Ventures, Mergers & Acquisitions, Tax Law, Legal Advice, Corporate Governance, Securities, Legal Compliance
Education
University of Miami School of Law 2007 — 2009
Juris Doctor, Law
Duke University School of Law 2006 — 2007
LL.M., Concentration in International Finance
Universidad Católica Andrés Bello 2000 — 2005
Abogado, Law
International Paper December 2013 - Present
International Paper December 2012 - Present
International Paper September 2010 - December 2012
Littler Mendelson August 2009 - May 2010
US Securities and Exchange Commission May 2008 - November 2008
D'Empaire Reyna Abogados October 2004 - June 2006
Norton Rose November 2001 - July 2004
Skills
Legal Research, Litigation, International Law, Corporate Law, Civil Litigation, Legal Writing, Arbitration, Securities Regulation, Commercial Litigation, Mergers, Dispute Resolution, Employment Law, Joint Ventures, Mergers & Acquisitions, Tax Law, Legal Advice, Corporate Governance, Securities, Legal Compliance
Education
University of Miami School of Law 2007 — 2009
Juris Doctor, Law
Duke University School of Law 2006 — 2007
LL.M., Concentration in International Finance
Universidad Católica Andrés Bello 2000 — 2005
Abogado, Law
Monica Melendez Monica Melendez's US Securities and Exchange Commission Experience January 2010 - April 2010
Job Counsel at The Procter & Gamble Company
Industry Consumer Goods
Experience
The Procter & Gamble Company June 2011 - Present
The Coca-Cola Company August 2010 - November 2010
Jones Day June 2010 - August 2010
McKenna Long & Aldridge LLP May 2009 - June 2010
US Securities and Exchange Commission January 2010 - April 2010
Starwood Vacation Ownership August 2006 - July 2008
Education
Emory University School of Law 2008 — 2011
Doctor of Law (J.D.)
University of Central Florida 2004 — 2008
Bachelor of Science (B.S.), Finance
The Procter & Gamble Company June 2011 - Present
The Coca-Cola Company August 2010 - November 2010
Jones Day June 2010 - August 2010
McKenna Long & Aldridge LLP May 2009 - June 2010
US Securities and Exchange Commission January 2010 - April 2010
Starwood Vacation Ownership August 2006 - July 2008
Education
Emory University School of Law 2008 — 2011
Doctor of Law (J.D.)
University of Central Florida 2004 — 2008
Bachelor of Science (B.S.), Finance
Kedar Mehta's US Securities and Exchange Commission Experience January 2014 - April 2014
Job J.D., Emory University School of Law
Industry Legal Services
Experience
Travelers May 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
State of New Jersey June 2013 - August 2013
State of New Jersey June 2011 - August 2011
Rutgers University June 2010 - January 2011
Skills
Microsoft Office, Legal Writing, Legal Research, Westlaw, Lexis, Public Speaking, Editing
Education
Emory University School of Law 2012 — 2015
Juris Doctor (J.D.), Cum Laude
Rutgers, The State University of New Jersey-New Brunswick 2008 — 2012
Bachelor's Degree, Finance / Political Science, Summa Cum Laude
Travelers May 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
State of New Jersey June 2013 - August 2013
State of New Jersey June 2011 - August 2011
Rutgers University June 2010 - January 2011
Skills
Microsoft Office, Legal Writing, Legal Research, Westlaw, Lexis, Public Speaking, Editing
Education
Emory University School of Law 2012 — 2015
Juris Doctor (J.D.), Cum Laude
Rutgers, The State University of New Jersey-New Brunswick 2008 — 2012
Bachelor's Degree, Finance / Political Science, Summa Cum Laude
Andrew Robbins Andrew Robbins's US Securities and Exchange Commission Experience January 2008 - May 2008
Job Senior Associate at Milbank, Tweed, Hadley & McCloy LLP
Industry Law Practice
Experience
Milbank, Tweed, Hadley & McCloy LLP July 2014 - Present
Emory University School of Law May 2014 - May 2015
Winston & Strawn LLP May 2012 - June 2014
Dewey & LeBoeuf LLP January 2010 - May 2012
Dekalb County District Attorney's Office May 2009 - November 2009
US Securities and Exchange Commission January 2008 - May 2008
Atlanta Metro Conflict Defender May 2007 - August 2007
Serco - North America June 2004 - June 2006
Skills
Commercial Litigation, Complex Litigation, White Collar, Litigation, Legal Research, Legal Writing, Securities, Civil Litigation, White Collar Criminal..., Trials, Criminal Law, Class Actions, Securities Regulation, Mediation, Criminal Defense, Dispute Resolution, Corporate Law, Appeals, Arbitration, Westlaw, Courts, Securities Litigation, Legal Issues, Fraud, Internal Investigations, FCPA, Word Processing
Education
Emory University School of Law 2006 — 2009
JD
Vanderbilt University 2000 — 2004
BS, Political Science
The Maret School 1990 — 2000
Milbank, Tweed, Hadley & McCloy LLP July 2014 - Present
Emory University School of Law May 2014 - May 2015
Winston & Strawn LLP May 2012 - June 2014
Dewey & LeBoeuf LLP January 2010 - May 2012
Dekalb County District Attorney's Office May 2009 - November 2009
US Securities and Exchange Commission January 2008 - May 2008
Atlanta Metro Conflict Defender May 2007 - August 2007
Serco - North America June 2004 - June 2006
Skills
Commercial Litigation, Complex Litigation, White Collar, Litigation, Legal Research, Legal Writing, Securities, Civil Litigation, White Collar Criminal..., Trials, Criminal Law, Class Actions, Securities Regulation, Mediation, Criminal Defense, Dispute Resolution, Corporate Law, Appeals, Arbitration, Westlaw, Courts, Securities Litigation, Legal Issues, Fraud, Internal Investigations, FCPA, Word Processing
Education
Emory University School of Law 2006 — 2009
JD
Vanderbilt University 2000 — 2004
BS, Political Science
The Maret School 1990 — 2000
Runqi Hu Runqi Hu's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Student at University of Illinois at UrbanaChampaign
Industry Financial Services
Experience
University of Illinois at Urbana-Champaign July 2013 - Present
US Securities and Exchange Commission May 2013 - August 2013
From Analytic Characteristic Function to CDF Through Hilbert Transform February 2013 - June 2013
2013 CME Group Commodity Trading Challenge February 2013 - March 2013
Bank of Communications June 2011 - September 2011
East China Normal University February 2011 - July 2011
Skills
Actuarial Exams, Visual C++, Statistical Modeling, Mathematical Modeling, Painting, R, Matlab, SAS, Statistics, Time Series Analysis, C++, Quantitative Analytics, Quantitative Finance, Risk Management, Algorithms, VBA, Analysis, Economics
Education
University of Illinois at Urbana-Champaign
Doctor of Philosophy (PhD), Industrial Engineering
University of Illinois at Urbana-Champaign 2012 — 2013
Master of Science, Financial Engineering, 3.96/4.00
East China Normal University 2008 — 2012
Bachelor of Economics, Actuarial Science and Risk Management, 3.74/4.00 Rank: 1/34
Wuhu No.1 Middle School 2005 — 2008
University of Illinois at Urbana-Champaign July 2013 - Present
US Securities and Exchange Commission May 2013 - August 2013
From Analytic Characteristic Function to CDF Through Hilbert Transform February 2013 - June 2013
2013 CME Group Commodity Trading Challenge February 2013 - March 2013
Bank of Communications June 2011 - September 2011
East China Normal University February 2011 - July 2011
Skills
Actuarial Exams, Visual C++, Statistical Modeling, Mathematical Modeling, Painting, R, Matlab, SAS, Statistics, Time Series Analysis, C++, Quantitative Analytics, Quantitative Finance, Risk Management, Algorithms, VBA, Analysis, Economics
Education
University of Illinois at Urbana-Champaign
Doctor of Philosophy (PhD), Industrial Engineering
University of Illinois at Urbana-Champaign 2012 — 2013
Master of Science, Financial Engineering, 3.96/4.00
East China Normal University 2008 — 2012
Bachelor of Economics, Actuarial Science and Risk Management, 3.74/4.00 Rank: 1/34
Wuhu No.1 Middle School 2005 — 2008
Warner Off's US Securities and Exchange Commission Experience May 2003 - August 2003
Job Partner at Dinsmore & Shohl LLP
Industry Law Practice
Experience
Dinsmore & Shohl LLP September 2005 - Present
Dinsmore & Shohl LLP May 2004 - August 2004
US Securities and Exchange Commission May 2003 - August 2003
Skills
Corporate Law, Mergers, Contract Law, Promotional Law..., Sweepstakes, Start-ups, Acquisitions, Social Media, Business Litigation, Legal, Negotiation, Promotional, Business Transactions
Education
Emory University School of Law 2002 — 2005
Juris Doctor (J.D.)
Yale University 1998 — 2002
Bachelor of Arts (B.A.), History
Cincinnati Country Day School
Dinsmore & Shohl LLP September 2005 - Present
Dinsmore & Shohl LLP May 2004 - August 2004
US Securities and Exchange Commission May 2003 - August 2003
Skills
Corporate Law, Mergers, Contract Law, Promotional Law..., Sweepstakes, Start-ups, Acquisitions, Social Media, Business Litigation, Legal, Negotiation, Promotional, Business Transactions
Education
Emory University School of Law 2002 — 2005
Juris Doctor (J.D.)
Yale University 1998 — 2002
Bachelor of Arts (B.A.), History
Cincinnati Country Day School
Anna Spence Anna Spence's US Securities and Exchange Commission Experience August 2012 - December 2012
Job Secondee Attorney at Citibank
Industry Law Practice
Experience
Citi June 2015 - Present
Cahill Gordon & Reindel September 2013 - Present
US Securities and Exchange Commission August 2012 - December 2012
Cahill Gordon & Reindel May 2012 - July 2012
NC Department of Revenue May 2011 - July 2011
Education
University of North Carolina School of Law 2010 — 2013
Doctor of Law (JD)
East Carolina University - College of Business 2004 — 2009
BSBA, Finance
Citi June 2015 - Present
Cahill Gordon & Reindel September 2013 - Present
US Securities and Exchange Commission August 2012 - December 2012
Cahill Gordon & Reindel May 2012 - July 2012
NC Department of Revenue May 2011 - July 2011
Education
University of North Carolina School of Law 2010 — 2013
Doctor of Law (JD)
East Carolina University - College of Business 2004 — 2009
BSBA, Finance
Jasmine Wynton's US Securities and Exchange Commission Experience June 2010 - July 2010
Job Associate Attorney at JONES DAY®
Industry Law Practice
Experience
JONES DAY® October 2013 - Present
United States District Court for the Northern District of Texas August 2012 - August 2013
Supreme Court of Texas August 2011 - August 2012
Duke Law Wrongful Convictions Clinic August 2010 - May 2011
US Securities and Exchange Commission June 2010 - July 2010
Duke Law Center for Criminal Justice and Professional Responsibility May 2009 - July 2009
Locke Lord LLP May 2008 - July 2008
Public Defender Service May 2006 - June 2006
Skills
Litigation, Legal Research, Legal Writing, Westlaw, Civil Litigation, Courts, Lexis, Intellectual Property, Securities Regulation, Research, Appeals, Legal Issues, Trials, Criminal Law, Commercial Litigation
Education
Duke University School of Law 2008 — 2011
Doctor of Law (J.D.)
Spelman College 2004 — 2008
Bachelor of Arts (B.A.), History; Drama, with Honors; Summa Cum Laude; Class Salutatorian
JONES DAY® October 2013 - Present
United States District Court for the Northern District of Texas August 2012 - August 2013
Supreme Court of Texas August 2011 - August 2012
Duke Law Wrongful Convictions Clinic August 2010 - May 2011
US Securities and Exchange Commission June 2010 - July 2010
Duke Law Center for Criminal Justice and Professional Responsibility May 2009 - July 2009
Locke Lord LLP May 2008 - July 2008
Public Defender Service May 2006 - June 2006
Skills
Litigation, Legal Research, Legal Writing, Westlaw, Civil Litigation, Courts, Lexis, Intellectual Property, Securities Regulation, Research, Appeals, Legal Issues, Trials, Criminal Law, Commercial Litigation
Education
Duke University School of Law 2008 — 2011
Doctor of Law (J.D.)
Spelman College 2004 — 2008
Bachelor of Arts (B.A.), History; Drama, with Honors; Summa Cum Laude; Class Salutatorian
Jeffrey Slanker's US Securities and Exchange Commission Experience May 2008 - July 2008
Job Associate at Sniffen and Spellman, PA
Industry Law Practice
Experience
Sniffen and Spellman, PA October 2012 - Present
Georgia Department of Labor May 2012 - October 2012
Georgia Department of Labor August 2011 - December 2011
New York City Law Department June 2011 - August 2011
US Department of Health & Human Services January 2011 - April 2011
US Equal Employment Opportunity Commission June 2010 - November 2010
Broward County Office of Equal Opportunity, Civil Rights Division July 2009 - August 2009
Bilzin Sumberg August 2008 - May 2009
US Securities and Exchange Commission May 2008 - July 2008
Institute for Economic Competitiveness March 2007 - May 2008
Education
Emory University School of Law 2009 — 2012
J.D., Law
University of Central Florida - College of Business Administration 2004 — 2008
BSBA, Economics
Sniffen and Spellman, PA October 2012 - Present
Georgia Department of Labor May 2012 - October 2012
Georgia Department of Labor August 2011 - December 2011
New York City Law Department June 2011 - August 2011
US Department of Health & Human Services January 2011 - April 2011
US Equal Employment Opportunity Commission June 2010 - November 2010
Broward County Office of Equal Opportunity, Civil Rights Division July 2009 - August 2009
Bilzin Sumberg August 2008 - May 2009
US Securities and Exchange Commission May 2008 - July 2008
Institute for Economic Competitiveness March 2007 - May 2008
Education
Emory University School of Law 2009 — 2012
J.D., Law
University of Central Florida - College of Business Administration 2004 — 2008
BSBA, Economics
Gaël Hagan Gaël Hagan's US Securities and Exchange Commission Experience September 2011 - December 2011
Job Associate at Cadwalader, Wickersham & Taft LLP
Industry Law Practice
Experience
Cadwalader, Wickersham & Taft LLP June 2015 - Present
Foley & Lardner LLP November 2012 - May 2015
US Securities and Exchange Commission September 2011 - December 2011
Foley & Lardner LLP June 2011 - August 2011
Skills
Private Equity, Corporate Law, Venture Capital, Contract Law, Legal Documents, Drafting Agreements, Client Counseling, Contract Negotiation, Securities Offerings, Pharmaceutical Industry, Biotechnology, Mergers & Acquisitions, Investments
Education
Duke University School of Law 2009 — 2012
Doctor of Law (J.D.)
Wesleyan University 2005 — 2009
B.A. with Honors, College of Social Studies
Kent Denver 2000 — 2005
Cadwalader, Wickersham & Taft LLP June 2015 - Present
Foley & Lardner LLP November 2012 - May 2015
US Securities and Exchange Commission September 2011 - December 2011
Foley & Lardner LLP June 2011 - August 2011
Skills
Private Equity, Corporate Law, Venture Capital, Contract Law, Legal Documents, Drafting Agreements, Client Counseling, Contract Negotiation, Securities Offerings, Pharmaceutical Industry, Biotechnology, Mergers & Acquisitions, Investments
Education
Duke University School of Law 2009 — 2012
Doctor of Law (J.D.)
Wesleyan University 2005 — 2009
B.A. with Honors, College of Social Studies
Kent Denver 2000 — 2005
Graham Loomis Graham Loomis's US Securities and Exchange Commission Experience May 2010 - Present
Job
Industry Law Practice
Experience
US Securities and Exchange Commission May 2010 - Present
Skills
Securities, Litigation, Legal Research, Legal Writing, Corporate Law, Corporate Governance, Securities Regulation, Trials
Education
Emory University School of Law 1989 — 1992
Doctor of Law (JD)
Washington and Lee University 1983 — 1987
Bachelor of Arts (BA), Economics
US Securities and Exchange Commission May 2010 - Present
Skills
Securities, Litigation, Legal Research, Legal Writing, Corporate Law, Corporate Governance, Securities Regulation, Trials
Education
Emory University School of Law 1989 — 1992
Doctor of Law (JD)
Washington and Lee University 1983 — 1987
Bachelor of Arts (BA), Economics
Matthew Beller's US Securities and Exchange Commission Experience October 2004 - March 2008
Job
Industry Computer Software
Experience
GoCoin January 2014 - September 2015
Flash Family Foto January 2012 - December 2013
COR Capital LLC December 2009 - March 2012
GPS Partners LLC March 2008 - December 2009
US Securities and Exchange Commission October 2004 - March 2008
Federal Reserve Board of Governors January 2004 - October 2004
Skills
Alternative Investments, Management, Securities, Financial Modeling, Financial Analysis, Hedge Funds, Corporate Finance, Process Improvement, Due Diligence, Strategy, Risk Management
Education
Florida State University 1999 — 2003
B.S., Computer Science
Florida State University - College of Business 1999 — 2003
B.S., Finance
GoCoin January 2014 - September 2015
Flash Family Foto January 2012 - December 2013
COR Capital LLC December 2009 - March 2012
GPS Partners LLC March 2008 - December 2009
US Securities and Exchange Commission October 2004 - March 2008
Federal Reserve Board of Governors January 2004 - October 2004
Skills
Alternative Investments, Management, Securities, Financial Modeling, Financial Analysis, Hedge Funds, Corporate Finance, Process Improvement, Due Diligence, Strategy, Risk Management
Education
Florida State University 1999 — 2003
B.S., Computer Science
Florida State University - College of Business 1999 — 2003
B.S., Finance
Albert Gustafson's US Securities and Exchange Commission Experience May 1985 - May 1987
Job Strategic Business Intelligence Officer / CTO / Program Manager
Industry Information Technology and Services
Experience
ITS Group (VISMEG subsidiary) May 1987 - Present
Intelligent Systems Corp (VISMEG subsidiary) May 1995 - November 1998
U.S Securities and Exchange Commission May 1985 - May 1987
FedEx June 1978 - May 1985
Pepperidge Farm January 1976 - June 1978
Interpublic Group of Companies January 1973 - May 1976
USAF November 1967 - February 1972
Skills
Business Intelligence, Cross-functional Team..., Vendor Management, ERP, Strategy, Process Improvement, Business Process, Data Warehousing, Enterprise Software, Management, Program Management, Analysis, SDLC, Strategic Planning, Marketing Strategy, Forecasting, Business Analysis, Financial Analysis, Professional Services, Marketing
Education
Coursera 2012 — 2015
Over 200 graduate online courses from leading universities - IT, Engineering, Science, Math, Finance, no grade
Belford University 2002 — 2006
Doctor of Science, Computer Science
Florida International University 1988 — 1990
M.S. MIS, Information Technology
Florida International University 1987 — 1988
M.S. Finance, Finance
Florida International University 1986 — 1987
Masters Accounting, Accounting
Emory University 1983 — 1984
LL.M, Tax
University of Memphis 1979 — 1983
Juris Doctorate, Law
Univeristy of Missouri at Kansas City 1971 — 1972
M.B.A., Operations Research / Quantitative Methods
Kansas Wesleyan University 1962 — 1966
B.A., Psychology
ITS Group (VISMEG subsidiary) May 1987 - Present
Intelligent Systems Corp (VISMEG subsidiary) May 1995 - November 1998
U.S Securities and Exchange Commission May 1985 - May 1987
FedEx June 1978 - May 1985
Pepperidge Farm January 1976 - June 1978
Interpublic Group of Companies January 1973 - May 1976
USAF November 1967 - February 1972
Skills
Business Intelligence, Cross-functional Team..., Vendor Management, ERP, Strategy, Process Improvement, Business Process, Data Warehousing, Enterprise Software, Management, Program Management, Analysis, SDLC, Strategic Planning, Marketing Strategy, Forecasting, Business Analysis, Financial Analysis, Professional Services, Marketing
Education
Coursera 2012 — 2015
Over 200 graduate online courses from leading universities - IT, Engineering, Science, Math, Finance, no grade
Belford University 2002 — 2006
Doctor of Science, Computer Science
Florida International University 1988 — 1990
M.S. MIS, Information Technology
Florida International University 1987 — 1988
M.S. Finance, Finance
Florida International University 1986 — 1987
Masters Accounting, Accounting
Emory University 1983 — 1984
LL.M, Tax
University of Memphis 1979 — 1983
Juris Doctorate, Law
Univeristy of Missouri at Kansas City 1971 — 1972
M.B.A., Operations Research / Quantitative Methods
Kansas Wesleyan University 1962 — 1966
B.A., Psychology
Stan Macel's US Securities and Exchange Commission Experience 2004 - 2008
Job Managing Director at Guggenheim Partners
Industry Legal Services
Experience
Guggenheim Partners October 2012 - Present
Guggenheim Investments 2015 - 2015
Guggenheim Investments 2015 - 2015
FINRA 2007 - October 2012
US Securities and Exchange Commission 2004 - 2008
Securities and Exchange Commission 1999 - 2007
leboeuf lamb 1992 - 1997
Skills
Securities, Corporate Governance, Corporate Law, Litigation, Securities Litigation, Legal Research, Legal Writing, Commercial Litigation, Arbitration, FCPA, Intellectual Property, Due Diligence
Education
Duke University School of Law 1989 — 1992
JD /LL.M, Law, International Law
Williams College 1984 — 1988
BA, English
Guggenheim Partners October 2012 - Present
Guggenheim Investments 2015 - 2015
Guggenheim Investments 2015 - 2015
FINRA 2007 - October 2012
US Securities and Exchange Commission 2004 - 2008
Securities and Exchange Commission 1999 - 2007
leboeuf lamb 1992 - 1997
Skills
Securities, Corporate Governance, Corporate Law, Litigation, Securities Litigation, Legal Research, Legal Writing, Commercial Litigation, Arbitration, FCPA, Intellectual Property, Due Diligence
Education
Duke University School of Law 1989 — 1992
JD /LL.M, Law, International Law
Williams College 1984 — 1988
BA, English
Sharon Binger's US Securities and Exchange Commission Experience February 2014 - Present
Job Regional Director, Philadelphia Regional Office, SEC
Industry Law Practice
Experience
US Securities and Exchange Commission February 2014 - Present
US Securities and Exchange Commission September 2008 - Present
Skills
Securities Regulation, Litigation, Securities, Civil Litigation, Management, Securities Litigation
Education
Duke University School of Law 1998 — 2001
Northwestern University 1994 — 1998
BA
US Securities and Exchange Commission February 2014 - Present
US Securities and Exchange Commission September 2008 - Present
Skills
Securities Regulation, Litigation, Securities, Civil Litigation, Management, Securities Litigation
Education
Duke University School of Law 1998 — 2001
Northwestern University 1994 — 1998
BA
Gina Santiago's US Securities and Exchange Commission Experience May 2003 - August 2003
Job Global Inventory Manager at Tyco
Industry Financial Services
Experience
Tyco Security Products November 2014 - Present
SimplexGrinnell November 2009 - November 2014
Banc of America Securities November 2008 - September 2009
Bank of America November 2006 - November 2008
Bank of America July 2005 - August 2006
Bank of America June 2004 - July 2005
GE Healthcare August 2003 - May 2004
US Securities and Exchange Commission May 2003 - August 2003
Education
Florida International University 2003 — 2004
Masters of International Business
University of Central Florida 2000 — 2002
B.S, Finance
Tyco Security Products November 2014 - Present
SimplexGrinnell November 2009 - November 2014
Banc of America Securities November 2008 - September 2009
Bank of America November 2006 - November 2008
Bank of America July 2005 - August 2006
Bank of America June 2004 - July 2005
GE Healthcare August 2003 - May 2004
US Securities and Exchange Commission May 2003 - August 2003
Education
Florida International University 2003 — 2004
Masters of International Business
University of Central Florida 2000 — 2002
B.S, Finance
Carla Goiricelaya-Massobrio's US Securities and Exchange Commission Experience January 2006 - June 2006
Job Securities & Financial Regulation
Industry Law Practice
Experience
Kellogg, Huber, Hansen, Todd, Evans & Figel October 2008 - Present
US Securities and Exchange Commission January 2006 - June 2006
Roca Junyent June 2001 - March 2005
Skills
Corporate Law, International Law
Education
Georgetown University Law Center 2005 — 2006
LL.M., Securities & Financial Regulation
ESADE Business School 2000 — 2001
International Business Law
Kellogg, Huber, Hansen, Todd, Evans & Figel October 2008 - Present
US Securities and Exchange Commission January 2006 - June 2006
Roca Junyent June 2001 - March 2005
Skills
Corporate Law, International Law
Education
Georgetown University Law Center 2005 — 2006
LL.M., Securities & Financial Regulation
ESADE Business School 2000 — 2001
International Business Law
Alpa Patel's US Securities and Exchange Commission Experience March 2014 - Present
Job Private Funds Branch Chief Division of Investment Management US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission March 2014 - Present
US Securities and Exchange Commission October 2011 - March 2014
Dechert LLP September 2007 - October 2011
Skills
Securities Regulation, Investments, Financial Services, Investment Management, Legal Research, Securities, Corporate Governance, Private Equity, Mergers & Acquisitions, Due Diligence, Hedge Funds, Regulatory Affairs, Investment Advisers Act, Securities Offerings, SEC filings, Venture Capital, Investment Advisor..., Corporate Law
Education
The George Washington University Law School 2004 — 2007
Doctor of Law (J.D.)
Emory University - Goizueta Business School 2002 — 2004
BBA, Finance
Emory University 2000 — 2004
2004, Finance
US Securities and Exchange Commission March 2014 - Present
US Securities and Exchange Commission October 2011 - March 2014
Dechert LLP September 2007 - October 2011
Skills
Securities Regulation, Investments, Financial Services, Investment Management, Legal Research, Securities, Corporate Governance, Private Equity, Mergers & Acquisitions, Due Diligence, Hedge Funds, Regulatory Affairs, Investment Advisers Act, Securities Offerings, SEC filings, Venture Capital, Investment Advisor..., Corporate Law
Education
The George Washington University Law School 2004 — 2007
Doctor of Law (J.D.)
Emory University - Goizueta Business School 2002 — 2004
BBA, Finance
Emory University 2000 — 2004
2004, Finance
Drew Gandy's US Securities and Exchange Commission Experience September 2009 - December 2009
Job Associate at Holland & Knight LLP
Industry Law Practice
Experience
Holland & Knight LLP April 2015 - Present
Hunton & Williams LLP March 2014 - April 2015
United States Bankruptcy Court for the Northern District of Georgia August 2011 - March 2014
Piedmont Healthcare May 2010 - July 2010
US Securities and Exchange Commission September 2009 - December 2009
Georgia Law Center for the Homeless May 2009 - August 2009
Emory University May 2009 - August 2009
MFS Investment Management May 2005 - July 2005
Education
Harvard Law School 2010 — 2011
Visiting Student, Law
Emory University School of Law 2007 — 2011
JD, Law
The University of Georgia 2002 — 2007
AB, BS, Economics, Psychology
The Westminster Schools
Holland & Knight LLP April 2015 - Present
Hunton & Williams LLP March 2014 - April 2015
United States Bankruptcy Court for the Northern District of Georgia August 2011 - March 2014
Piedmont Healthcare May 2010 - July 2010
US Securities and Exchange Commission September 2009 - December 2009
Georgia Law Center for the Homeless May 2009 - August 2009
Emory University May 2009 - August 2009
MFS Investment Management May 2005 - July 2005
Education
Harvard Law School 2010 — 2011
Visiting Student, Law
Emory University School of Law 2007 — 2011
JD, Law
The University of Georgia 2002 — 2007
AB, BS, Economics, Psychology
The Westminster Schools
Christopher Stidvent's US Securities and Exchange Commission Experience October 2003 - September 2006
Job Legal Director, Litigation
Industry Law Practice
Experience
Dell Inc. September 2006 - Present
US Securities and Exchange Commission October 2003 - September 2006
Baker Botts LLP October 2000 - October 2003
Skills
Intellectual Property, Commercial Litigation, Litigation, Privacy Law, Corporate Governance, Legal Writing, Appeals, Patents, Mediation, Mergers & Acquisitions, Class Actions, Patent Litigation, Litigation Support, Dispute Resolution, Trademark Infringement, Civil Litigation
Education
Duke University School of Law 1996 — 1999
J.D.
Texas A&M University 1992 — 1996
Bachelor of Arts (B.A.), English and Philosophy
Waco High School 1988 — 1992
Dell Inc. September 2006 - Present
US Securities and Exchange Commission October 2003 - September 2006
Baker Botts LLP October 2000 - October 2003
Skills
Intellectual Property, Commercial Litigation, Litigation, Privacy Law, Corporate Governance, Legal Writing, Appeals, Patents, Mediation, Mergers & Acquisitions, Class Actions, Patent Litigation, Litigation Support, Dispute Resolution, Trademark Infringement, Civil Litigation
Education
Duke University School of Law 1996 — 1999
J.D.
Texas A&M University 1992 — 1996
Bachelor of Arts (B.A.), English and Philosophy
Waco High School 1988 — 1992
Peter Caeg's US Securities and Exchange Commission Experience 1989 - 1990
Job Contracts and Global Trade Compliance
Industry Legal Services
Experience
Flextronics Semiconductor September 2011 - March 2012
General Dynamics January 2010 - June 2011
Comtech Systems December 2007 - November 2008
Olive Group, LLC May 2006 - March 2007
Anzus, Inc. November 2004 - April 2006
SAIC January 2003 - April 2004
Supplies Club, Inc. January 1994 - October 2002
Maurer, Higginbotham & Harris January 1990 - June 1993
US Securities and Exchange Commission 1989 - 1990
Skills
ITAR, Export, FCPA, Proposal Writing, Compliance, Contract Negotiation, Contract Management, Due Diligence, Corporate Governance, Government Contracts, Defense, International Law, Risk Assessment, Strategic Planning, Research, International Business, Risk Management, Dispute Resolution, Contract Negotiations, Problem Solving, Government Liaison, Procurement Contracts, IT agreements, Corporate Agreements, General Commercial..., Manufacturing Agreements, Marketing Agreements, Maintenance Agreements, Software License..., Management Of Outside..., Corporate Contracts, Legal Contract Review, Master Agreements, Export Control..., ECCN, Global Trade Management, Government Procurement, Employment Law, EAR, Government Contracting, Export Controls, Privacy Law, FAR, Software Licensing, Intellectual Property, Non-disclosure..., Trade Compliance, Joint Ventures, Federal Government, Intellectual Property...
Education
University of Denver - Sturm College of Law 1987 — 1990
Doctor of Law (J.D.)
Eastern Kentucky University 1981 — 1985
Flextronics Semiconductor September 2011 - March 2012
General Dynamics January 2010 - June 2011
Comtech Systems December 2007 - November 2008
Olive Group, LLC May 2006 - March 2007
Anzus, Inc. November 2004 - April 2006
SAIC January 2003 - April 2004
Supplies Club, Inc. January 1994 - October 2002
Maurer, Higginbotham & Harris January 1990 - June 1993
US Securities and Exchange Commission 1989 - 1990
Skills
ITAR, Export, FCPA, Proposal Writing, Compliance, Contract Negotiation, Contract Management, Due Diligence, Corporate Governance, Government Contracts, Defense, International Law, Risk Assessment, Strategic Planning, Research, International Business, Risk Management, Dispute Resolution, Contract Negotiations, Problem Solving, Government Liaison, Procurement Contracts, IT agreements, Corporate Agreements, General Commercial..., Manufacturing Agreements, Marketing Agreements, Maintenance Agreements, Software License..., Management Of Outside..., Corporate Contracts, Legal Contract Review, Master Agreements, Export Control..., ECCN, Global Trade Management, Government Procurement, Employment Law, EAR, Government Contracting, Export Controls, Privacy Law, FAR, Software Licensing, Intellectual Property, Non-disclosure..., Trade Compliance, Joint Ventures, Federal Government, Intellectual Property...
Education
University of Denver - Sturm College of Law 1987 — 1990
Doctor of Law (J.D.)
Eastern Kentucky University 1981 — 1985
Jennifer Tian's US Securities and Exchange Commission Experience June 2012 - August 2012
Job Associate at Cadwalader, Wickersham & Taft LLP
Industry Law Practice
Experience
Cadwalader, Wickersham & Taft LLP September 2014 - Present
McDermott Will & Emery May 2013 - August 2013
US Securities and Exchange Commission June 2012 - August 2012
Education
University of Virginia School of Law 2011 — 2014
JD
EHESS - Ecole des Hautes Etudes en Sciences Sociales 2009 — 2011
Master 2, Linguistics
University of Chicago 2004 — 2008
AB, Comparative Literature
Cadwalader, Wickersham & Taft LLP September 2014 - Present
McDermott Will & Emery May 2013 - August 2013
US Securities and Exchange Commission June 2012 - August 2012
Education
University of Virginia School of Law 2011 — 2014
JD
EHESS - Ecole des Hautes Etudes en Sciences Sociales 2009 — 2011
Master 2, Linguistics
University of Chicago 2004 — 2008
AB, Comparative Literature
Louis Dempsey's US Securities and Exchange Commission Experience December 2003 - February 2006
Job President, Renaissance Regulatory Services, Inc.
Industry Financial Services
Experience
Renaissance Regulatory Services, Inc. February 2006 - Present
Florida Securities Dealers Association, Inc. January 2015 - Present
US Securities and Exchange Commission December 2003 - February 2006
BISYS July 2000 - December 2003
BISYS Fund Services 1999 - 2003
US Securities and Exchange Commission July 1995 - July 2000
Florida Division of Securities July 1990 - August 1995
Florida Office of Financial Regulation, Division of Securities 1990 - 1995
Florida Department of Revenue June 1985 - July 1990
Skills
SEC reporting, Compliance, FINRA, Investment Advisory, Litigation, Securities, Hedge Funds, Mutual Funds, AML, Risk Management, Strategic Planning, Derivatives, Investments, Private Equity, Financial Reporting, Analysis, Budgeting, Banking, Fixed Income, Auditing, Accounting, Change Management, Research, Equities, Due Diligence, Securities Regulation, Alternative Investments, Capital Markets, Risk, Finance, Financial Services, Asset Management
Education
Florida State University 1985 — 1990
BS, International Economics & Management
Renaissance Regulatory Services, Inc. February 2006 - Present
Florida Securities Dealers Association, Inc. January 2015 - Present
US Securities and Exchange Commission December 2003 - February 2006
BISYS July 2000 - December 2003
BISYS Fund Services 1999 - 2003
US Securities and Exchange Commission July 1995 - July 2000
Florida Division of Securities July 1990 - August 1995
Florida Office of Financial Regulation, Division of Securities 1990 - 1995
Florida Department of Revenue June 1985 - July 1990
Skills
SEC reporting, Compliance, FINRA, Investment Advisory, Litigation, Securities, Hedge Funds, Mutual Funds, AML, Risk Management, Strategic Planning, Derivatives, Investments, Private Equity, Financial Reporting, Analysis, Budgeting, Banking, Fixed Income, Auditing, Accounting, Change Management, Research, Equities, Due Diligence, Securities Regulation, Alternative Investments, Capital Markets, Risk, Finance, Financial Services, Asset Management
Education
Florida State University 1985 — 1990
BS, International Economics & Management
Netsanet Kiffle's US Securities and Exchange Commission Experience 2007 - 2010
Job Financial Analyst
Industry Real Estate
Experience
REAP March 2014 - May 2014
GSA 2010 - 2011
US Securities and Exchange Commission 2007 - 2010
America's Capital Partners Mid-Atlantic 2006 - 2007
Cushman & Wakefield 2003 - 2006
Skills
Financial Analysis, Due Diligence, Microsoft Excel, Strategic Planning, Management Consulting, Business Strategy, Financial Reporting, Internal Controls, Project Management, Argus Modeling, Data Validation, Relationship..., Cash Flow Forecasting, Research, Variance Analysis, DCF Valuation, Investment Valuation, Lease Administration, Lease Documentation, Fee Schedules, Highly detail oriented, Training, Communicating Ideas and..., Finance, Public Speaking
Education
Emory University - Goizueta Business School 1995 — 1999
Bachelor of Business Administration (B.B.A.), Accounting and Finance
REAP March 2014 - May 2014
GSA 2010 - 2011
US Securities and Exchange Commission 2007 - 2010
America's Capital Partners Mid-Atlantic 2006 - 2007
Cushman & Wakefield 2003 - 2006
Skills
Financial Analysis, Due Diligence, Microsoft Excel, Strategic Planning, Management Consulting, Business Strategy, Financial Reporting, Internal Controls, Project Management, Argus Modeling, Data Validation, Relationship..., Cash Flow Forecasting, Research, Variance Analysis, DCF Valuation, Investment Valuation, Lease Administration, Lease Documentation, Fee Schedules, Highly detail oriented, Training, Communicating Ideas and..., Finance, Public Speaking
Education
Emory University - Goizueta Business School 1995 — 1999
Bachelor of Business Administration (B.B.A.), Accounting and Finance
Ralph Mosios's US Securities and Exchange Commission Experience December 2004 - Present
Job IT Security
Industry Information Technology and Services
Experience
US Securities and Exchange Commission December 2004 - Present
IBM Global Services 2002 - 2004
PwC Consulting 2000 - 2002
Booz Allen Hamilton 1998 - 2000
Naval Air Systems Command 1991 - 1997
Office of Naval Intelligence 1985 - 1991
Education
The George Washington University 1991 — 1995
MS, Engineering Management
Embry-Riddle Aeronautical University 1982 — 1985
BS, Aeronautical Engineering
US Securities and Exchange Commission December 2004 - Present
IBM Global Services 2002 - 2004
PwC Consulting 2000 - 2002
Booz Allen Hamilton 1998 - 2000
Naval Air Systems Command 1991 - 1997
Office of Naval Intelligence 1985 - 1991
Education
The George Washington University 1991 — 1995
MS, Engineering Management
Embry-Riddle Aeronautical University 1982 — 1985
BS, Aeronautical Engineering
Luciano Moschetta's US Securities and Exchange Commission Experience 1983 - 1987
Job Senior Vice President & Deputy Director of Compliance at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors February 2005 - Present
Merrill Lynch 2003 - 2005
Merrill Lynch 2001 - 2003
Merrill Lynch 2000 - 2001
Quick & Reilly 1995 - 2000
Charles Schwab 1994 - 1995
Quick & Reilly 1988 - 1994
Gabelli Asset Management 1987 - 1988
US Securities and Exchange Commission 1983 - 1987
Skills
Securities, Mutual Funds, AML, Trading, Compliance, Fraud, Options, Alternative Investments, Financial Services, KYC, Capital Markets, Fixed Income, Series 24, Series 7, FINRA, Finance, Internal Audit, USA PATRIOT Act, Series 63, Auditing, Risk Management, Equities
Education
Fordham Gabelli School of Business 1981 — 1983
MBA, Finance
Fordham University 1977 — 1981
BS, Marketing/Management
Wells Fargo Advisors February 2005 - Present
Merrill Lynch 2003 - 2005
Merrill Lynch 2001 - 2003
Merrill Lynch 2000 - 2001
Quick & Reilly 1995 - 2000
Charles Schwab 1994 - 1995
Quick & Reilly 1988 - 1994
Gabelli Asset Management 1987 - 1988
US Securities and Exchange Commission 1983 - 1987
Skills
Securities, Mutual Funds, AML, Trading, Compliance, Fraud, Options, Alternative Investments, Financial Services, KYC, Capital Markets, Fixed Income, Series 24, Series 7, FINRA, Finance, Internal Audit, USA PATRIOT Act, Series 63, Auditing, Risk Management, Equities
Education
Fordham Gabelli School of Business 1981 — 1983
MBA, Finance
Fordham University 1977 — 1981
BS, Marketing/Management
Paul Shaw's US Securities and Exchange Commission Experience December 2010 - November 2013
Job Strategic Planning & Performance Manager
Industry Government Administration
Experience
DC Government May 2015 - Present
DC Government December 2013 - Present
US Securities and Exchange Commission December 2010 - November 2013
US Securities and Exchange Commission December 2009 - December 2010
Deloitte Consulting September 2008 - October 2009
US Securities and Exchange Commission June 2007 - August 2007
National Opinion Research Center at the U. of Chicago July 2004 - August 2006
GE Capital 2002 - 2004
Skills
Financial Analysis, Financial Modeling, Performance Management, Change Management, Program Management, Talent Management, Process Improvement, Strategy, Recruiting, Leadership, Human Resources, Management Consulting, Project Management, Benchmarking, Business Process Mapping, Training, Management, Forecasting
Education
Northwestern University - Kellogg School of Management 2006 — 2008
Master of Business Administration, Strategy, Organizational Behavior, Analytical Consulting & Non-profit Management
Florida Agricultural and Mechanical University 1997 — 2001
Bachelor of Science, Business Administration; Finance Concentration
DC Government May 2015 - Present
DC Government December 2013 - Present
US Securities and Exchange Commission December 2010 - November 2013
US Securities and Exchange Commission December 2009 - December 2010
Deloitte Consulting September 2008 - October 2009
US Securities and Exchange Commission June 2007 - August 2007
National Opinion Research Center at the U. of Chicago July 2004 - August 2006
GE Capital 2002 - 2004
Skills
Financial Analysis, Financial Modeling, Performance Management, Change Management, Program Management, Talent Management, Process Improvement, Strategy, Recruiting, Leadership, Human Resources, Management Consulting, Project Management, Benchmarking, Business Process Mapping, Training, Management, Forecasting
Education
Northwestern University - Kellogg School of Management 2006 — 2008
Master of Business Administration, Strategy, Organizational Behavior, Analytical Consulting & Non-profit Management
Florida Agricultural and Mechanical University 1997 — 2001
Bachelor of Science, Business Administration; Finance Concentration
Victor Pedroso, CFE, CVA's US Securities and Exchange Commission Experience June 2009 - Present
Job Staff Accountant at US Securities and Exchange Commission
Industry Accounting
Experience
US Securities and Exchange Commission June 2009 - Present
Stanley I Foodman, CPA & CFE March 2007 - June 2009
Kane & Company, Certified Public Accountants & Business Solutions, November 2005 - June 2006
Grant Thornton LLP, Economic Advisory Services (EAS) November 2004 - October 2005
Solesco Power Systems October 2002 - October 2004
Morgan Stanley Private Wealth Management September 2000 - September 2002
The Chase Manhattan Bank 1997 - 2000
Skills
Auditing, Forensic Accounting, Financial Analysis, Business Valuation, Fraud, Valuation, Certified Fraud Examiner, Portfolio Management, Series 7, Investments, Litigation Support, Accounting, Financial Accounting, Securities, Hedge Funds, Private Equity, SEC, Financial Audits, SEC filings, Finance
Education
Florida Atlantic University 2006 — 2008
M.S. in Accounting
Gettysburg College 1993 — 1997
BA
US Securities and Exchange Commission June 2009 - Present
Stanley I Foodman, CPA & CFE March 2007 - June 2009
Kane & Company, Certified Public Accountants & Business Solutions, November 2005 - June 2006
Grant Thornton LLP, Economic Advisory Services (EAS) November 2004 - October 2005
Solesco Power Systems October 2002 - October 2004
Morgan Stanley Private Wealth Management September 2000 - September 2002
The Chase Manhattan Bank 1997 - 2000
Skills
Auditing, Forensic Accounting, Financial Analysis, Business Valuation, Fraud, Valuation, Certified Fraud Examiner, Portfolio Management, Series 7, Investments, Litigation Support, Accounting, Financial Accounting, Securities, Hedge Funds, Private Equity, SEC, Financial Audits, SEC filings, Finance
Education
Florida Atlantic University 2006 — 2008
M.S. in Accounting
Gettysburg College 1993 — 1997
BA
Daniel Porco's US Securities and Exchange Commission Experience September 2013 - Present
Job Staff Attorney, U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission September 2013 - Present
US Securities and Exchange Commission June 2012 - August 2012
St. John's University School of Law Securities Arbitration Clinic September 2011 - July 2012
Financial Industry Regulatory Authority August 2011 - December 2011
American Management Association 2006 - 2011
Marino & Associates, P.C. January 2010 - August 2010
UBS June 2008 - January 2009
Education
Saint John's University School of Law 2010 — 2013
J.D., Law
Fairfield University 2005 — 2009
B.S., Finance
U.S. Securities and Exchange Commission September 2013 - Present
US Securities and Exchange Commission June 2012 - August 2012
St. John's University School of Law Securities Arbitration Clinic September 2011 - July 2012
Financial Industry Regulatory Authority August 2011 - December 2011
American Management Association 2006 - 2011
Marino & Associates, P.C. January 2010 - August 2010
UBS June 2008 - January 2009
Education
Saint John's University School of Law 2010 — 2013
J.D., Law
Fairfield University 2005 — 2009
B.S., Finance
Akita Adkins's US Securities and Exchange Commission Experience September 2013 - Present
Job Attorney, FCPA Unit at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission September 2013 - Present
U.S. Securities and Exchange Commission, Fort Worth Regional Office July 2010 - Present
Gibson, Dunn & Crutcher LLP March 2008 - November 2010
Foley and Lardner September 2003 - March 2008
Howrey LLP 2002 - 2002
United States Attorney's Office, Eastern District of Pennsylvania 2001 - 2001
Skills
Litigation, Legal Research, Civil Litigation, Trials, Criminal Law, FCPA, Trial Practice, Internal Investigations, Due Diligence, Depositions, Securities Litigation, Securities
Education
University of Pennsylvania Law School 2000 — 2003
J.D.
Florida Agricultural and Mechanical University 1997 — 1999
BS, Political Scienece, Minor in Economics
University School Nova 1990 — 1997
_, -
St. Thomas Aquinas High School
US Securities and Exchange Commission September 2013 - Present
U.S. Securities and Exchange Commission, Fort Worth Regional Office July 2010 - Present
Gibson, Dunn & Crutcher LLP March 2008 - November 2010
Foley and Lardner September 2003 - March 2008
Howrey LLP 2002 - 2002
United States Attorney's Office, Eastern District of Pennsylvania 2001 - 2001
Skills
Litigation, Legal Research, Civil Litigation, Trials, Criminal Law, FCPA, Trial Practice, Internal Investigations, Due Diligence, Depositions, Securities Litigation, Securities
Education
University of Pennsylvania Law School 2000 — 2003
J.D.
Florida Agricultural and Mechanical University 1997 — 1999
BS, Political Scienece, Minor in Economics
University School Nova 1990 — 1997
_, -
St. Thomas Aquinas High School
Nathan Brill's US Securities and Exchange Commission Experience May 2010 - August 2010
Job Corporate and Real Estate Associate Attorney at Kelley Drye & Warren LLP
Industry Law Practice
Experience
Kelley Drye & Warren LLP February 2015 - Present
Pasternak and Fidis, P.C. September 2012 - February 2015
Maryland Judiciary August 2011 - August 2012
The Coca-Cola Company January 2011 - May 2011
US Securities and Exchange Commission May 2010 - August 2010
US Securities and Exchange Commission August 2009 - December 2009
Aviation Law Experts May 2009 - August 2009
Sapient 2008 - 2008
Washington Sailing School 2004 - 2008
U.S. Department of State 2007 - 2007
Education
Emory University 2008 — 2011
Juris Doctor
Emory University School of Law 2008 — 2011
Juris Doctor
The George Washington University - School of Business 2004 — 2008
BBA
The George Washington University
Kelley Drye & Warren LLP February 2015 - Present
Pasternak and Fidis, P.C. September 2012 - February 2015
Maryland Judiciary August 2011 - August 2012
The Coca-Cola Company January 2011 - May 2011
US Securities and Exchange Commission May 2010 - August 2010
US Securities and Exchange Commission August 2009 - December 2009
Aviation Law Experts May 2009 - August 2009
Sapient 2008 - 2008
Washington Sailing School 2004 - 2008
U.S. Department of State 2007 - 2007
Education
Emory University 2008 — 2011
Juris Doctor
Emory University School of Law 2008 — 2011
Juris Doctor
The George Washington University - School of Business 2004 — 2008
BBA
The George Washington University
Nathan Kiel's US Securities and Exchange Commission Experience August 2008 - January 2011
Job at MHR Fund Management LLC
Industry Financial Services
Experience
MHR Fund Management LLC March 2014 - Present
PwC January 2011 - March 2014
US Securities and Exchange Commission August 2008 - January 2011
Education
Emory University School of Law 2004 — 2007
JD, Law
Columbia University in the City of New York 1998 — 2002
BA, Economics
MHR Fund Management LLC March 2014 - Present
PwC January 2011 - March 2014
US Securities and Exchange Commission August 2008 - January 2011
Education
Emory University School of Law 2004 — 2007
JD, Law
Columbia University in the City of New York 1998 — 2002
BA, Economics
Michelina Cuccia's US Securities and Exchange Commission Experience March 1994 - July 1998
Job Senior Principal Consultant at ACA Compliance Group
Industry Investment Management
Experience
ACA Compliance Group January 2010 - Present
Highbridge Capital Management July 2006 - November 2007
Morgan Stanley Investment Management July 1998 - July 2006
US Securities and Exchange Commission March 1994 - July 1998
Skills
AML, Alternative Investments, Asset Management, Asset Managment, Bloomberg, Capital Markets, Derivatives, Due Diligence, Equities, Financial Analysis, Financial Markets, FINRA, Financial Modeling, Fixed Income, Anti Money Laundering, Fund Of Funds, Hedge Funds, Investment Advisory, Investment Banking, Investment Management, Investments, Mutual Funds, Options, Securities Regulation, Trading, Portfolio Management, Private Equity, Risk Management, SEC, SEC filings, Securities, Valuation, Series 7, Venture Capital
Education
Fordham Gabelli School of Business 1998 — 2002
MBA, Finance
ACA Compliance Group January 2010 - Present
Highbridge Capital Management July 2006 - November 2007
Morgan Stanley Investment Management July 1998 - July 2006
US Securities and Exchange Commission March 1994 - July 1998
Skills
AML, Alternative Investments, Asset Management, Asset Managment, Bloomberg, Capital Markets, Derivatives, Due Diligence, Equities, Financial Analysis, Financial Markets, FINRA, Financial Modeling, Fixed Income, Anti Money Laundering, Fund Of Funds, Hedge Funds, Investment Advisory, Investment Banking, Investment Management, Investments, Mutual Funds, Options, Securities Regulation, Trading, Portfolio Management, Private Equity, Risk Management, SEC, SEC filings, Securities, Valuation, Series 7, Venture Capital
Education
Fordham Gabelli School of Business 1998 — 2002
MBA, Finance
Kathleen P Schobel's US Securities and Exchange Commission Experience September 1982 - April 1985
Job Former Financial Services Regulatory Executive
Industry Financial Services
Experience
Regulatory Resource October 2002 - September 2007
Allstate Financial March 2001 - October 2002
RegEd April 1998 - February 2001
New York Stock Exchange November 1992 - April 1998
New York Stock Exchange April 1988 - November 1992
US Securities and Exchange Commission September 1982 - April 1985
Skills
Regulatory Affairs, Securities Regulation, Financial Services, Enforcement Actions, Compliance, Strategic Planning, Investments, New Business Development, Financial Analysis, Business Strategy
Education
Seton Hall Law School
Doctor of Law (J.D.)
Fairleigh Dickinson University
Bachelor of Arts (B.A.), Economics
Regulatory Resource October 2002 - September 2007
Allstate Financial March 2001 - October 2002
RegEd April 1998 - February 2001
New York Stock Exchange November 1992 - April 1998
New York Stock Exchange April 1988 - November 1992
US Securities and Exchange Commission September 1982 - April 1985
Skills
Regulatory Affairs, Securities Regulation, Financial Services, Enforcement Actions, Compliance, Strategic Planning, Investments, New Business Development, Financial Analysis, Business Strategy
Education
Seton Hall Law School
Doctor of Law (J.D.)
Fairleigh Dickinson University
Bachelor of Arts (B.A.), Economics
Linda Stirling's US Securities and Exchange Commission Experience
Job senior counsel at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission
Skills
Litigation, Commercial Litigation, Securities Regulation
Education
University of Georgia School of Law 1983 — 1986
jd, law
Florida State University 1974 — 1977
bfa, costume design
US Securities and Exchange Commission
Skills
Litigation, Commercial Litigation, Securities Regulation
Education
University of Georgia School of Law 1983 — 1986
jd, law
Florida State University 1974 — 1977
bfa, costume design
Kevin Parrington's US Securities and Exchange Commission Experience August 2008 - December 2008
Job Assistant Regional Counsel at Social Security Administration
Industry Law Practice
Experience
Social Security Administration August 2009 - Present
DeKalb County Government May 2009 - August 2009
Georgia House of Representatives Judiciary Committee February 2009 - May 2009
US Securities and Exchange Commission August 2008 - December 2008
Brennan, Manna & Diamond May 2008 - August 2008
Internal Revenue Service January 2008 - April 2008
Skills
Appeals, Litigation, Administrative Law, Civil Litigation
Education
Emory University School of Law 2006 — 2009
Juris Doctor, With Honors
University of Notre Dame 2002 — 2006
Bachelor of Arts, History
Social Security Administration August 2009 - Present
DeKalb County Government May 2009 - August 2009
Georgia House of Representatives Judiciary Committee February 2009 - May 2009
US Securities and Exchange Commission August 2008 - December 2008
Brennan, Manna & Diamond May 2008 - August 2008
Internal Revenue Service January 2008 - April 2008
Skills
Appeals, Litigation, Administrative Law, Civil Litigation
Education
Emory University School of Law 2006 — 2009
Juris Doctor, With Honors
University of Notre Dame 2002 — 2006
Bachelor of Arts, History
Diana Uribe's US Securities and Exchange Commission Experience June 2006 - August 2006
Job Vice President & General Counsel at Pentagon Mixed Martial Arts, LLC
Industry Legal Services
Experience
Pentagon Mixed Martial Arts, LLC February 2013 - Present
Morgan, Lewis & Bockius LLP October 2008 - February 2013
US Securities and Exchange Commission June 2006 - August 2006
Skills
Securities Regulation, Employment Law, Litigation
Education
University of Michigan Law School 2005 — 2008
JD, Law
Florida State University 1996 — 2000
BS, Marketing
Florida International University - College of Business Administration
MBA
Pentagon Mixed Martial Arts, LLC February 2013 - Present
Morgan, Lewis & Bockius LLP October 2008 - February 2013
US Securities and Exchange Commission June 2006 - August 2006
Skills
Securities Regulation, Employment Law, Litigation
Education
University of Michigan Law School 2005 — 2008
JD, Law
Florida State University 1996 — 2000
BS, Marketing
Florida International University - College of Business Administration
MBA
Radilio Ordaz's US Securities and Exchange Commission Experience 2011 - October 2013
Job Compliance Analyst Records at Janus Capital Group
Industry Financial Services
Experience
Janus Capital Group November 2013 - Present
US Securities and Exchange Commission 2011 - October 2013
University Credit Union 2007 - 2011
Sunstate Federal Credit Union January 2004 - May 2007
Skills
Microsoft Office, Microsoft Word, PowerPoint, Banking, Microsoft Excel, Customer Service
Education
Florida International University - College of Business 2007 — 2009
Management & International Business
Janus Capital Group November 2013 - Present
US Securities and Exchange Commission 2011 - October 2013
University Credit Union 2007 - 2011
Sunstate Federal Credit Union January 2004 - May 2007
Skills
Microsoft Office, Microsoft Word, PowerPoint, Banking, Microsoft Excel, Customer Service
Education
Florida International University - College of Business 2007 — 2009
Management & International Business
John Ricone's US Securities and Exchange Commission Experience April 2009 - April 2012
Job Training Officer / Senior paralegal at US Securities and Exchange Commission
Industry Legal Services
Experience
US Securities and Exchange Commission April 2009 - April 2012
Foley & Lardner November 2008 - March 2009
squire sanders 2008 - 2009
2008 Florida Default Law Group January 2008 - October 2008
2003 - 2006 White & Case, LLP April 2003 - December 2007
Morgan, Lewis & Bockius LLP January 2003 - March 2003
Shook, Hardy & Bacon January 2001 - December 2002
Skills
Litigation, File Management, Database Administration, Lotus Notes, Customer Service, Programming, Indexing, Scanners, Pdf, Westlaw, Outlook, Legal Research
Education
Florida International University 2002 — 2004
Bachelor of Arts, Philosophy
Miami Dade College 1998 — 2000
Associate, Legal Assisting (Paralegal certificate)
US Securities and Exchange Commission April 2009 - April 2012
Foley & Lardner November 2008 - March 2009
squire sanders 2008 - 2009
2008 Florida Default Law Group January 2008 - October 2008
2003 - 2006 White & Case, LLP April 2003 - December 2007
Morgan, Lewis & Bockius LLP January 2003 - March 2003
Shook, Hardy & Bacon January 2001 - December 2002
Skills
Litigation, File Management, Database Administration, Lotus Notes, Customer Service, Programming, Indexing, Scanners, Pdf, Westlaw, Outlook, Legal Research
Education
Florida International University 2002 — 2004
Bachelor of Arts, Philosophy
Miami Dade College 1998 — 2000
Associate, Legal Assisting (Paralegal certificate)
Bolivar M. Vasquez's US Securities and Exchange Commission Experience September 2007 - Present
Job Securities Compliance Examiner at US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission September 2007 - Present
US Securities and Exchange Commission August 2005 - September 2007
Skills
Securities Regulation, Securities, SEC filings, SEC, AML, FINRA, Mutual Funds, Microsoft Office, Private Equity, Capital Markets, Fraud, Finance, Risk Management
Education
Florida International University - College of Business Administration 2004 — 2007
Finance & M.I.S.
Turner Tech
US Securities and Exchange Commission September 2007 - Present
US Securities and Exchange Commission August 2005 - September 2007
Skills
Securities Regulation, Securities, SEC filings, SEC, AML, FINRA, Mutual Funds, Microsoft Office, Private Equity, Capital Markets, Fraud, Finance, Risk Management
Education
Florida International University - College of Business Administration 2004 — 2007
Finance & M.I.S.
Turner Tech
Angie Rodriguez's US Securities and Exchange Commission Experience Legal Secretary; Legal AssistantCity of Miami City Attorney's OfficeJanuary 1994 - August 1997
Job Case Management Specialist at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission Legal Secretary; Legal AssistantCity of Miami City Attorney's OfficeJanuary 1994 - August 1997
State of Florida, State Attorney's Office 1986 - 1989
Skills
Fraud, Westlaw, Lexis, Bloomberg Law, Collections, Foreclosures, PACER, Litigation Support, Courts, Legal Assistance, Document Review
Education
Florida International University 2002 — 2006
BA, Public Administration / Criminal Justice Adminsitration
Miami Dade College 1983 — 1986
AA, Criminal Justice Admin / Paralegal Studies
US Securities and Exchange Commission Legal Secretary; Legal AssistantCity of Miami City Attorney's OfficeJanuary 1994 - August 1997
State of Florida, State Attorney's Office 1986 - 1989
Skills
Fraud, Westlaw, Lexis, Bloomberg Law, Collections, Foreclosures, PACER, Litigation Support, Courts, Legal Assistance, Document Review
Education
Florida International University 2002 — 2006
BA, Public Administration / Criminal Justice Adminsitration
Miami Dade College 1983 — 1986
AA, Criminal Justice Admin / Paralegal Studies
Kathleen Hamm's US Securities and Exchange Commission Experience August 1997 - July 2000
Job Counselor to the Deputy Secretary at U.S. Department of the Treasury
Industry Financial Services
Experience
U.S. Department of the Treasury September 2014 - Present
Duke University School of Law June 2007 - Present
Georgetown University Law Center January 2008 - Present
National Stock Exchange, Inc. February 2012 - September 2014
Promontory Financial Group, LLC October 2004 - September 2014
American Stock Exchange January 2004 - October 2004
Nasdaq Liffe Markets, LLC August 2001 - January 2004
Wilson Sonsini Goodrich and Rosati July 2000 - August 2001
US Securities and Exchange Commission August 1997 - July 2000
US Securities and Exchange Commission October 1995 - August 1997
Skills
Compliance, Internal Investigations, Surveillance, Securities, Enforcement, Securities Law, Corporate Law, Corporate Governance, Derivatives, Securities Regulation, Financial Regulation, Financial Services, Risk Management, Capital Markets, Fraud, Hedge Funds, Licensing, Legal Writing, Governance, Policy, Risk Assessment, Litigation, Legal Advice, Due Diligence, Administrative Law, Finance, Strategy, Mergers & Acquisitions, Privacy Law, Investments, Regulations, Legal Research, Private Equity
Education
Georgetown University Law Center 1991 — 1994
LL.M., Securities Regulation
Duke University School of Law 1985 — 1988
JD
State University of New York at Buffalo - School of Management 1981 — 1985
BS, Business Administration concentrating in the Registered Accounting Program
U.S. Department of the Treasury September 2014 - Present
Duke University School of Law June 2007 - Present
Georgetown University Law Center January 2008 - Present
National Stock Exchange, Inc. February 2012 - September 2014
Promontory Financial Group, LLC October 2004 - September 2014
American Stock Exchange January 2004 - October 2004
Nasdaq Liffe Markets, LLC August 2001 - January 2004
Wilson Sonsini Goodrich and Rosati July 2000 - August 2001
US Securities and Exchange Commission August 1997 - July 2000
US Securities and Exchange Commission October 1995 - August 1997
Skills
Compliance, Internal Investigations, Surveillance, Securities, Enforcement, Securities Law, Corporate Law, Corporate Governance, Derivatives, Securities Regulation, Financial Regulation, Financial Services, Risk Management, Capital Markets, Fraud, Hedge Funds, Licensing, Legal Writing, Governance, Policy, Risk Assessment, Litigation, Legal Advice, Due Diligence, Administrative Law, Finance, Strategy, Mergers & Acquisitions, Privacy Law, Investments, Regulations, Legal Research, Private Equity
Education
Georgetown University Law Center 1991 — 1994
LL.M., Securities Regulation
Duke University School of Law 1985 — 1988
JD
State University of New York at Buffalo - School of Management 1981 — 1985
BS, Business Administration concentrating in the Registered Accounting Program
Alexander Avery's US Securities and Exchange Commission Experience May 2014 - June 2014
Job JD (CA bar admission pending)
Industry Legal Services
Experience
Melior Development Management June 2014 - November 2014
U.S. Securities and Exchange Commission May 2014 - June 2014
US Securities and Exchange Commission January 2014 - April 2014
California Department of Business Oversight August 2013 - November 2013
Reynolds Porter Chamberlain (RPC) June 2013 - July 2013
Christian Legal Aid of Los Angeles January 2013 - April 2013
The Reading Team January 2012 - May 2012
Fordham Law School January 2011 - December 2011
Grassroots Outreach June 2010 - August 2010
Law Offices of Richard S. Powell August 2008 - August 2009
Skills
Legal Writing, Microsoft Office, Microsoft Excel, Legal Research, PowerPoint, Teaching, Research, Westlaw, Curriculum Design, Time Management, Spanish, Mediation, Interviews, Guerrilla Marketing, Editing, Community Outreach, Microsoft Word, Nonprofits, Corporate Fraud..., Document Review, FCPA, Receiverships, Securities Fraud, Litigation, Securities, Securities Regulation, Public Speaking
Education
Pepperdine University School of Law 2012 — 2015
Juris Doctor; Certificate of Dispute Resolution
Fordham University 2008 — 2011
BA, History, Philosophy
Northwood High School 2004 — 2008
High School Diploma
Melior Development Management June 2014 - November 2014
U.S. Securities and Exchange Commission May 2014 - June 2014
US Securities and Exchange Commission January 2014 - April 2014
California Department of Business Oversight August 2013 - November 2013
Reynolds Porter Chamberlain (RPC) June 2013 - July 2013
Christian Legal Aid of Los Angeles January 2013 - April 2013
The Reading Team January 2012 - May 2012
Fordham Law School January 2011 - December 2011
Grassroots Outreach June 2010 - August 2010
Law Offices of Richard S. Powell August 2008 - August 2009
Skills
Legal Writing, Microsoft Office, Microsoft Excel, Legal Research, PowerPoint, Teaching, Research, Westlaw, Curriculum Design, Time Management, Spanish, Mediation, Interviews, Guerrilla Marketing, Editing, Community Outreach, Microsoft Word, Nonprofits, Corporate Fraud..., Document Review, FCPA, Receiverships, Securities Fraud, Litigation, Securities, Securities Regulation, Public Speaking
Education
Pepperdine University School of Law 2012 — 2015
Juris Doctor; Certificate of Dispute Resolution
Fordham University 2008 — 2011
BA, History, Philosophy
Northwood High School 2004 — 2008
High School Diploma
Stacey Nahrwold's US Securities and Exchange Commission Experience February 2013 - May 2015
Job Acting Deputy Inspector General Audit at Federal Housing Finance Agency Office of Inspector General (FHFAOIG)
Industry Law Practice
Experience
Federal Housing Finance Agency Office of Inspector General (FHFAOIG) May 2015 - Present
US Securities and Exchange Commission February 2013 - May 2015
US Securities and Exchange Commission 2008 - February 2013
US Securities and Exchange Commission 2001 - 2008
Simpson Thacher & Bartlett LLP 1998 - 2001
Skills
Securities Regulation, Project Management, Operations Management, Civil Litigation, Business Process..., Litigation, Leadership, Securities, Risk Management, Change Management, Litigation Support, Strategy, Courts
Education
Duke University School of Law 1995 — 1998
JD, Juris Doctor
Northwestern University 1991 — 1995
BA, Economics and Political Science
Federal Housing Finance Agency Office of Inspector General (FHFAOIG) May 2015 - Present
US Securities and Exchange Commission February 2013 - May 2015
US Securities and Exchange Commission 2008 - February 2013
US Securities and Exchange Commission 2001 - 2008
Simpson Thacher & Bartlett LLP 1998 - 2001
Skills
Securities Regulation, Project Management, Operations Management, Civil Litigation, Business Process..., Litigation, Leadership, Securities, Risk Management, Change Management, Litigation Support, Strategy, Courts
Education
Duke University School of Law 1995 — 1998
JD, Juris Doctor
Northwestern University 1991 — 1995
BA, Economics and Political Science
Claire Fong's US Securities and Exchange Commission Experience September 2012 - December 2012
Job Duke University School of Law
Industry Law Practice
Experience
US Securities and Exchange Commission September 2012 - December 2012
Paul, Weiss, Rifkind, Wharton & Garrison LLP May 2012 - July 2012
Oh-Ebashi LPC & Partners May 2011 - July 2011
Bionovo, Inc. March 2008 - November 2009
Education
Duke University School of Law 2010 — 2013
JD/LLM
University of California, San Diego
US Securities and Exchange Commission September 2012 - December 2012
Paul, Weiss, Rifkind, Wharton & Garrison LLP May 2012 - July 2012
Oh-Ebashi LPC & Partners May 2011 - July 2011
Bionovo, Inc. March 2008 - November 2009
Education
Duke University School of Law 2010 — 2013
JD/LLM
University of California, San Diego
Sam Wice's US Securities and Exchange Commission Experience October 2014 - Present
Job Attorney Adviser, US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission October 2014 - Present
US Securities and Exchange Commission May 2013 - August 2013
U.S. Department of Justice January 2013 - April 2013
Missouri Attorney General's Office May 2012 - August 2012
Congressional Budget Office September 2009 - August 2011
Skills
R, SAS, LexisNexis, Westlaw, Microsoft Office
Education
Duke University School of Law 2011 — 2014
Law, Cum Laude
Grinnell College 2005 — 2009
BA, Economics, Honors
US Securities and Exchange Commission October 2014 - Present
US Securities and Exchange Commission May 2013 - August 2013
U.S. Department of Justice January 2013 - April 2013
Missouri Attorney General's Office May 2012 - August 2012
Congressional Budget Office September 2009 - August 2011
Skills
R, SAS, LexisNexis, Westlaw, Microsoft Office
Education
Duke University School of Law 2011 — 2014
Law, Cum Laude
Grinnell College 2005 — 2009
BA, Economics, Honors
Stephanie Weathers-Lowin's US Securities and Exchange Commission Experience January 2008 - April 2008
Job Corporate Litigation Associate
Industry Law Practice
Experience
Stroock & Stroock & Lavan LLP January 2010 - Present
The Ferraro Law Firm September 2009 - December 2009
Stroock & Stroock & Lavan LLP May 2008 - August 2008
US Securities and Exchange Commission January 2008 - April 2008
US Securities and Exchange Commission May 2007 - August 2007
Banc of America Securities 2006 - 2006
Banc of America Securities 2006 - 2006
Lehman Brothers 2003 - 2003
Skills
Legal Research, Litigation, Corporate Law, Civil Litigation
Education
Emory University School of Law 2006 — 2009
J.D.
New York University - Leonard N. Stern School of Business 2002 — 2006
B.S., Marketing, Creative Writing
Stroock & Stroock & Lavan LLP January 2010 - Present
The Ferraro Law Firm September 2009 - December 2009
Stroock & Stroock & Lavan LLP May 2008 - August 2008
US Securities and Exchange Commission January 2008 - April 2008
US Securities and Exchange Commission May 2007 - August 2007
Banc of America Securities 2006 - 2006
Banc of America Securities 2006 - 2006
Lehman Brothers 2003 - 2003
Skills
Legal Research, Litigation, Corporate Law, Civil Litigation
Education
Emory University School of Law 2006 — 2009
J.D.
New York University - Leonard N. Stern School of Business 2002 — 2006
B.S., Marketing, Creative Writing
Lillian Medina's US Securities and Exchange Commission Experience June 1984 - April 1985
Job Legal Word Processor at Hughes Hubbard & Reed LLP
Industry Law Practice
Experience
Hughes Hubbard & Reed LLP June 2003 - Present
Thelen Reid & Priest LLP August 1997 - September 2000
Gibson, Dunn & Crutcher LLP January 1983 - August 1997
US Securities and Exchange Commission June 1984 - April 1985
Skills
Microsoft Word, Microsoft Excel, Legal Writing, Elite Webview, FileSite, PowerPoint, QuickBooks, iManage, Pleadings, Adobe Professional, BigHand Digital..., OmniPage, Microsoft Outlook, Best Authority, Innova, Desksite, Forms Workflow, Workshare Compare, Microsoft PowerPoint, Microsoft Publisher, Chrome River
Education
East Los Angeles College 1990 — 1991
Liberal Arts and Sciences/Liberal Studies
Continental Technical Institute 1982 — 1983
Paralegal Diploma, Legal Assistant/Paralegal
Hughes Hubbard & Reed LLP June 2003 - Present
Thelen Reid & Priest LLP August 1997 - September 2000
Gibson, Dunn & Crutcher LLP January 1983 - August 1997
US Securities and Exchange Commission June 1984 - April 1985
Skills
Microsoft Word, Microsoft Excel, Legal Writing, Elite Webview, FileSite, PowerPoint, QuickBooks, iManage, Pleadings, Adobe Professional, BigHand Digital..., OmniPage, Microsoft Outlook, Best Authority, Innova, Desksite, Forms Workflow, Workshare Compare, Microsoft PowerPoint, Microsoft Publisher, Chrome River
Education
East Los Angeles College 1990 — 1991
Liberal Arts and Sciences/Liberal Studies
Continental Technical Institute 1982 — 1983
Paralegal Diploma, Legal Assistant/Paralegal
Nicole Phillis's US Securities and Exchange Commission Experience January 2010 - May 2010
Job Attorney at Kendall Brill & Kelly LLP
Industry Law Practice
Experience
Kendall Brill & Kelly LLP October 2014 - Present
Munger, Tolles & Olson October 2012 - September 2014
U.S. Court of Appeals for the Ninth Circuit September 2011 - September 2012
Jones Day October 2010 - September 2011
US Securities and Exchange Commission January 2010 - May 2010
Emory University 2009 - 2010
Emory University School of Law August 2009 - November 2009
Jones Day May 2009 - July 2009
Emory University School of Law January 2008 - August 2008
Skills
Legal Research, Legal Writing, Litigation, Westlaw, Commercial Litigation, Civil Litigation, Intellectual Property, Appeals, Securities Litigation, Courts, Trials, Dispute Resolution, Criminal Law, Trademarks, Mediation, Trial Practice, Trade Secrets, Hearings, Dispute, White Collar..., Securities Regulation, Entertainment Law, Class Actions, Lexis, Licensing, Copyright Law, Legal Issues, Arbitration, Competition Law
Education
Emory University School of Law 2007 — 2010
J.D.
Providence College 2003 — 2007
B.A., Political Science, Women's Studies
Nashua High School 1999 — 2003
Kendall Brill & Kelly LLP October 2014 - Present
Munger, Tolles & Olson October 2012 - September 2014
U.S. Court of Appeals for the Ninth Circuit September 2011 - September 2012
Jones Day October 2010 - September 2011
US Securities and Exchange Commission January 2010 - May 2010
Emory University 2009 - 2010
Emory University School of Law August 2009 - November 2009
Jones Day May 2009 - July 2009
Emory University School of Law January 2008 - August 2008
Skills
Legal Research, Legal Writing, Litigation, Westlaw, Commercial Litigation, Civil Litigation, Intellectual Property, Appeals, Securities Litigation, Courts, Trials, Dispute Resolution, Criminal Law, Trademarks, Mediation, Trial Practice, Trade Secrets, Hearings, Dispute, White Collar..., Securities Regulation, Entertainment Law, Class Actions, Lexis, Licensing, Copyright Law, Legal Issues, Arbitration, Competition Law
Education
Emory University School of Law 2007 — 2010
J.D.
Providence College 2003 — 2007
B.A., Political Science, Women's Studies
Nashua High School 1999 — 2003
Shipra Mahajan's US Securities and Exchange Commission Experience June 2013 - August 2013
Job Quantitative Analyst at AllianceBernstein
Industry Financial Services
Experience
AllianceBernstein February 2014 - Present
DoubleLine Group LP October 2013 - December 2013
US Securities and Exchange Commission June 2013 - August 2013
QS Investors, LLC March 2013 - June 2013
Deutsche Bank June 2011 - April 2012
SBI MUTUAL FUND April 2010 - May 2010
STMicroelectronics 2007 - 2009
Skills
Financial Modeling, Valuation, Due Diligence, Corporate Finance, Investment Banking, VBA, Competitive Analysis, R, Matlab, SAS, C++, Microsoft Excel, Mergers & Acquisitions, Business Analysis, Portfolio Management, Analysis
Education
University of California, Los Angeles - The Anderson School of Management 2012 — 2013
Master of Financial Engineering, Financial Mathematics, 4.0/4.0
Indian Institute of Management, Lucknow 2009 — 2011
PGDM, Business Administration and Management, General, 8.48/10 (Top 5%)
ESCP Europe / ESCP-EAP 2010 — 2010
Student Exchange - Master in Management, Business Administration and Management, General
Punjab Engineering College 2003 — 2007
Bachelor of Engineering (B.E.), Electronics and Electrical Communication, First Division with Honors
AllianceBernstein February 2014 - Present
DoubleLine Group LP October 2013 - December 2013
US Securities and Exchange Commission June 2013 - August 2013
QS Investors, LLC March 2013 - June 2013
Deutsche Bank June 2011 - April 2012
SBI MUTUAL FUND April 2010 - May 2010
STMicroelectronics 2007 - 2009
Skills
Financial Modeling, Valuation, Due Diligence, Corporate Finance, Investment Banking, VBA, Competitive Analysis, R, Matlab, SAS, C++, Microsoft Excel, Mergers & Acquisitions, Business Analysis, Portfolio Management, Analysis
Education
University of California, Los Angeles - The Anderson School of Management 2012 — 2013
Master of Financial Engineering, Financial Mathematics, 4.0/4.0
Indian Institute of Management, Lucknow 2009 — 2011
PGDM, Business Administration and Management, General, 8.48/10 (Top 5%)
ESCP Europe / ESCP-EAP 2010 — 2010
Student Exchange - Master in Management, Business Administration and Management, General
Punjab Engineering College 2003 — 2007
Bachelor of Engineering (B.E.), Electronics and Electrical Communication, First Division with Honors
Sophia Priola's US Securities and Exchange Commission Experience August 2013 - November 2013
Job Associate Attorney at French & Lyon, A Professional Corporation
Industry Law Practice
Experience
French & Lyon, A Professional Corporation October 2014 - Present
Emory Law August 2011 - Present
US Securities and Exchange Commission August 2013 - November 2013
U.S. Bankruptcy Court for the Northern District of Georgia May 2013 - August 2013
Priola Properties May 2012 - August 2012
Exigen Group May 2009 - July 2010
Exigen Group January 2009 - May 2009
Priola Construction, Inc August 2007 - January 2009
Skills
Accounts Payable, Public Speaking, Legal Writing, Accounts Receivable, Nonprofits, Legal Assistance, Invoicing, Research, Legal Research, Westlaw, Editing
Education
Emory University School of Law 2011 — 2014
Juris Doctor
University of San Francisco 2007 — 2011
Bachelor of Arts, Psychology
French & Lyon, A Professional Corporation October 2014 - Present
Emory Law August 2011 - Present
US Securities and Exchange Commission August 2013 - November 2013
U.S. Bankruptcy Court for the Northern District of Georgia May 2013 - August 2013
Priola Properties May 2012 - August 2012
Exigen Group May 2009 - July 2010
Exigen Group January 2009 - May 2009
Priola Construction, Inc August 2007 - January 2009
Skills
Accounts Payable, Public Speaking, Legal Writing, Accounts Receivable, Nonprofits, Legal Assistance, Invoicing, Research, Legal Research, Westlaw, Editing
Education
Emory University School of Law 2011 — 2014
Juris Doctor
University of San Francisco 2007 — 2011
Bachelor of Arts, Psychology
Don Andrews's US Securities and Exchange Commission Experience 1988 - 1993
Job Executive Adviser/Expert and Consultant
Industry Financial Services
Experience
Bates Group LLC July 2015 - Present
Bessemer Trust October 2002 - Present
Bates Group LLC 2015 - 2015
Van Kampen Investments 1999 - 2002
Everen Securities 1993 - 1999
US Securities and Exchange Commission 1988 - 1993
Skills
FINRA, Risk Management, Hedge Funds, Compliance, Asset Management, Private Equity, Investments, Series 7, Equities, Mutual Funds, Anti Money Laundering, Securities, Alternative Investments, Due Diligence, Financial Services, Capital Markets, Mergers & Acquisitions, Banking, Securities Regulation, Corporate Governance, Fixed Income, Derivatives, Finance, AML, SEC, Investment Management
Education
Elmhurst College
BA, Literature, Music
Harvard University
Masters Degree
Illinois Institute of Technology
Juris Doctor, Law
Bates Group LLC July 2015 - Present
Bessemer Trust October 2002 - Present
Bates Group LLC 2015 - 2015
Van Kampen Investments 1999 - 2002
Everen Securities 1993 - 1999
US Securities and Exchange Commission 1988 - 1993
Skills
FINRA, Risk Management, Hedge Funds, Compliance, Asset Management, Private Equity, Investments, Series 7, Equities, Mutual Funds, Anti Money Laundering, Securities, Alternative Investments, Due Diligence, Financial Services, Capital Markets, Mergers & Acquisitions, Banking, Securities Regulation, Corporate Governance, Fixed Income, Derivatives, Finance, AML, SEC, Investment Management
Education
Elmhurst College
BA, Literature, Music
Harvard University
Masters Degree
Illinois Institute of Technology
Juris Doctor, Law
Brian (Jin Woo) Oh's US Securities and Exchange Commission Experience September 2009 - December 2009
Job Associate at Akin Gump Strauss Hauer & Feld LLP
Industry Legal Services
Experience
Akin Gump Strauss Hauer & Feld LLP July 2013 - Present
White & Case October 2011 - July 2013
Kim & Chang June 2011 - August 2011
New Jersey Institute for Social Justice September 2010 - May 2011
US Securities and Exchange Commission September 2009 - December 2009
White & Case June 2009 - August 2009
Baker & McKenzie June 2008 - August 2008
Skills
Corporate Law
Education
Duke University School of Law 2007 — 2010
Doctor of Law (J.D.), cum laude
Yale University 2002 — 2006
Bachelor of Arts (B.A.), magna cum laude, Ethics, Politics & Economics (Distinction)
St. Paul's School 1999 — 2002
Akin Gump Strauss Hauer & Feld LLP July 2013 - Present
White & Case October 2011 - July 2013
Kim & Chang June 2011 - August 2011
New Jersey Institute for Social Justice September 2010 - May 2011
US Securities and Exchange Commission September 2009 - December 2009
White & Case June 2009 - August 2009
Baker & McKenzie June 2008 - August 2008
Skills
Corporate Law
Education
Duke University School of Law 2007 — 2010
Doctor of Law (J.D.), cum laude
Yale University 2002 — 2006
Bachelor of Arts (B.A.), magna cum laude, Ethics, Politics & Economics (Distinction)
St. Paul's School 1999 — 2002
Jon Jordan's US Securities and Exchange Commission Experience May 2010 - Present
Job Senior Investigations Counsel, Foreign Corrupt Practices Act Unit, U.S. Securities and Exchange Commission
Industry Legal Services
Experience
US Securities and Exchange Commission May 2010 - Present
US Securities and Exchange Commission June 2004 - May 2010
US Securities and Exchange Commission June 2002 - June 2004
Baker Botts LLP July 1999 - June 2002
US Securities and Exchange Commission March 1997 - June 1999
Wicker Smith et. al. April 1995 - March 1997
Skills
Private Investigations, FCPA, Securities Regulation, Litigation, Government, Policy, Securities Litigation, Enforcement, Corporate Governance, Criminal Law, Corporate Law, Securities, Legal Writing, Fraud, Internal Investigations, Legal Research, Arbitration
Education
Loyola University School of Law 1992 — 1994
JD, Law, cum laude
Florida State University 1986 — 1990
Bachelor of Science (BS), Business
US Securities and Exchange Commission May 2010 - Present
US Securities and Exchange Commission June 2004 - May 2010
US Securities and Exchange Commission June 2002 - June 2004
Baker Botts LLP July 1999 - June 2002
US Securities and Exchange Commission March 1997 - June 1999
Wicker Smith et. al. April 1995 - March 1997
Skills
Private Investigations, FCPA, Securities Regulation, Litigation, Government, Policy, Securities Litigation, Enforcement, Corporate Governance, Criminal Law, Corporate Law, Securities, Legal Writing, Fraud, Internal Investigations, Legal Research, Arbitration
Education
Loyola University School of Law 1992 — 1994
JD, Law, cum laude
Florida State University 1986 — 1990
Bachelor of Science (BS), Business
Jonathan Shanberge's US Securities and Exchange Commission Experience 1990 - 1990
Job Associate General Counsel at Logitech
Industry Law Practice
Experience
Logitech 2012 - Present
Intuit 2011 - 2012
Wind River 2011 - 2011
Palm, Inc. 2003 - 2010
Brobeck, Phleger & Harrison 1997 - 2002
Morgan, Lewis & Bockius LLP 1994 - 1997
US Securities and Exchange Commission 1990 - 1990
Skills
Mergers & Acquisitions, Corporate Governance, Securities Regulation, Corporate Law, Commercial Litigation, Securities, Intellectual Property, Due Diligence, Licensing, Finance
Education
Duke University School of Law 1991 — 1994
JD, Law
The University of Chicago Booth School of Business 1989 — 1991
MBA, Finance, Corporate Strategy, Marketing
Haverford College 1983 — 1987
BA, Economics
Cranbrook High School 1980 — 1983
Diploma
Logitech 2012 - Present
Intuit 2011 - 2012
Wind River 2011 - 2011
Palm, Inc. 2003 - 2010
Brobeck, Phleger & Harrison 1997 - 2002
Morgan, Lewis & Bockius LLP 1994 - 1997
US Securities and Exchange Commission 1990 - 1990
Skills
Mergers & Acquisitions, Corporate Governance, Securities Regulation, Corporate Law, Commercial Litigation, Securities, Intellectual Property, Due Diligence, Licensing, Finance
Education
Duke University School of Law 1991 — 1994
JD, Law
The University of Chicago Booth School of Business 1989 — 1991
MBA, Finance, Corporate Strategy, Marketing
Haverford College 1983 — 1987
BA, Economics
Cranbrook High School 1980 — 1983
Diploma
Ann McKeehan's US Securities and Exchange Commission Experience September 2011 - May 2013
Job Special Adviser to Gov. Daniel K. Tarullo at Federal Reserve Board
Industry Banking
Experience
Federal Reserve Board December 2014 - Present
Federal Reserve Board May 2013 - Present
US Securities and Exchange Commission September 2011 - May 2013
US Securities and Exchange Commission September 2010 - September 2011
Arnold & Porter October 2007 - August 2010
U.S. District Court, Eastern District of Tennessee August 2006 - July 2007
Princeton University August 2000 - August 2002
Education
Emory University School of Law 2003 — 2006
J.D.
Princeton University 1996 — 2000
A.B., Religion
Federal Reserve Board December 2014 - Present
Federal Reserve Board May 2013 - Present
US Securities and Exchange Commission September 2011 - May 2013
US Securities and Exchange Commission September 2010 - September 2011
Arnold & Porter October 2007 - August 2010
U.S. District Court, Eastern District of Tennessee August 2006 - July 2007
Princeton University August 2000 - August 2002
Education
Emory University School of Law 2003 — 2006
J.D.
Princeton University 1996 — 2000
A.B., Religion
Benjamin Klebanoff's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Editor in Chief, Emory Law Journal (Vol. 64); J.D., Emory University School of Law
Industry Law Practice
Experience
Shearman & Sterling LLP May 2014 - August 2014
US Securities and Exchange Commission May 2013 - August 2013
Akin Gump Strauss Hauer & Feld LLP July 2009 - June 2012
Oberlin College September 2007 - May 2009
Oberlin College September 2007 - May 2009
Oberlin College September 2006 - May 2007
U.S. House of Representatives January 2007 - January 2007
PepsiCo January 2006 - January 2006
Education
Emory University School of Law 2012 — 2015
Doctor of Law (JD) with Honors
Oberlin College 2005 — 2009
Bachelor of Arts in Politics and Economics, with Honors in Economics, 3.57
Shearman & Sterling LLP May 2014 - August 2014
US Securities and Exchange Commission May 2013 - August 2013
Akin Gump Strauss Hauer & Feld LLP July 2009 - June 2012
Oberlin College September 2007 - May 2009
Oberlin College September 2007 - May 2009
Oberlin College September 2006 - May 2007
U.S. House of Representatives January 2007 - January 2007
PepsiCo January 2006 - January 2006
Education
Emory University School of Law 2012 — 2015
Doctor of Law (JD) with Honors
Oberlin College 2005 — 2009
Bachelor of Arts in Politics and Economics, with Honors in Economics, 3.57
Sam Burke's US Securities and Exchange Commission Experience June 2000 - June 2003
Job Partner at PricewaterhouseCoopers
Industry Accounting
Experience
PricewaterhouseCoopers June 2003 - Present
US Securities and Exchange Commission June 2000 - June 2003
Skills
Auditing, Tax, Accounting, US GAAP, CPA, Internal Controls, GAAP, External Audit, Financial Accounting, Sarbanes-Oxley Act, Financial Reporting, SEC filings, Revenue Recognition, Assurance, Internal Audit, Financial Statements
Education
Elon University - Martha and Spencer Love School of Business 1986 — 1989
BS, Accounting
Brookville
PricewaterhouseCoopers June 2003 - Present
US Securities and Exchange Commission June 2000 - June 2003
Skills
Auditing, Tax, Accounting, US GAAP, CPA, Internal Controls, GAAP, External Audit, Financial Accounting, Sarbanes-Oxley Act, Financial Reporting, SEC filings, Revenue Recognition, Assurance, Internal Audit, Financial Statements
Education
Elon University - Martha and Spencer Love School of Business 1986 — 1989
BS, Accounting
Brookville
Wyatt Robinson's US Securities and Exchange Commission Experience September 2012 - Present
Job Special Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission September 2012 - Present
Orrick, Herrington & Sutcliffe LLP May 2011 - September 2012
City of Atlanta Law Department March 2011 - May 2011
Troutman Sanders LLP May 2009 - August 2009
Troutman Sanders LLP May 2008 - August 2008
Wells Fargo (Wachovia Bank, N.A.) June 2006 - June 2007
Skills
Finance, Mergers & Acquisitions, Corporate Law, Corporate Governance, Policy, Financial Analysis, Corporate Finance, Systemic Risk, Financial Markets
Education
Emory University School of Law 2007 — 2010
Juris Doctor (J.D.)
University of Virginia 2002 — 2006
Bachelor of Science (B.S.), Commerce
US Securities and Exchange Commission September 2012 - Present
Orrick, Herrington & Sutcliffe LLP May 2011 - September 2012
City of Atlanta Law Department March 2011 - May 2011
Troutman Sanders LLP May 2009 - August 2009
Troutman Sanders LLP May 2008 - August 2008
Wells Fargo (Wachovia Bank, N.A.) June 2006 - June 2007
Skills
Finance, Mergers & Acquisitions, Corporate Law, Corporate Governance, Policy, Financial Analysis, Corporate Finance, Systemic Risk, Financial Markets
Education
Emory University School of Law 2007 — 2010
Juris Doctor (J.D.)
University of Virginia 2002 — 2006
Bachelor of Science (B.S.), Commerce
Ken (Pei-Yuan) Wu's US Securities and Exchange Commission Experience September 2012 - December 2012
Job Associate at Deutsche Bank
Industry Law Practice
Experience
Deutsche Bank October 2013 - Present
Institute of International Finance August 2013 - October 2013
US Securities and Exchange Commission September 2012 - December 2012
Hong Kong Securities and Futures Commission July 2012 - August 2012
IFC - International Finance Corporation May 2012 - July 2012
Jun He Law Offices May 2011 - July 2011
Skills
Legal Research, Securities Regulation, Westlaw, International Law, Corporate Law, Legal Writing, ISDA, Prime Brokerage
Education
Duke University School of Law 2010 — 2013
Juris Doctor (J.D.)
University of Florida 2007 — 2010
Bachelor of Arts (B.A.), Economics, 3.81
Deutsche Bank October 2013 - Present
Institute of International Finance August 2013 - October 2013
US Securities and Exchange Commission September 2012 - December 2012
Hong Kong Securities and Futures Commission July 2012 - August 2012
IFC - International Finance Corporation May 2012 - July 2012
Jun He Law Offices May 2011 - July 2011
Skills
Legal Research, Securities Regulation, Westlaw, International Law, Corporate Law, Legal Writing, ISDA, Prime Brokerage
Education
Duke University School of Law 2010 — 2013
Juris Doctor (J.D.)
University of Florida 2007 — 2010
Bachelor of Arts (B.A.), Economics, 3.81
Kathleen Furey's US Securities and Exchange Commission Experience September 2004 - Present
Job Senior Counsel at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission September 2004 - Present
Chase&MDSass Partners 1995 - 2001
Skills
Securities Regulation, Securities Law, Internal Investigations, Securities Litigation, Investment Advisory, Corporate Governance, Hedge Funds, Securities, Fraud, Investigations, Compliance, Private Equity, Asset Management, Capital Markets, Mutual Funds, Investments, Investment Advisers Act, SEC, Private Investigations, FCPA
Education
Fordham University School of Law 2001 — 2004
J.D.
Fordham Gabelli School of Business 1981 — 1983
MBA
University of Virginia 1976 — 1980
BA
Hong Kong International 1972 — 1975
HS, High School
US Securities and Exchange Commission September 2004 - Present
Chase&MDSass Partners 1995 - 2001
Skills
Securities Regulation, Securities Law, Internal Investigations, Securities Litigation, Investment Advisory, Corporate Governance, Hedge Funds, Securities, Fraud, Investigations, Compliance, Private Equity, Asset Management, Capital Markets, Mutual Funds, Investments, Investment Advisers Act, SEC, Private Investigations, FCPA
Education
Fordham University School of Law 2001 — 2004
J.D.
Fordham Gabelli School of Business 1981 — 1983
MBA
University of Virginia 1976 — 1980
BA
Hong Kong International 1972 — 1975
HS, High School
William McFadden's US Securities and Exchange Commission Experience April 2002 - September 2007
Job Policy Analyst at Department of the Interior
Industry Executive Office
Experience
Department of the Interior February 2009 - Present
Department of the Interior - Interior Business Center October 2007 - February 2009
US Securities and Exchange Commission April 2002 - September 2007
Education
Duquesne University School of Law 1981 — 1984
JD, Law
East Stroudsburg University of Pennsylvania 1977 — 1981
BA, Political Science
Department of the Interior February 2009 - Present
Department of the Interior - Interior Business Center October 2007 - February 2009
US Securities and Exchange Commission April 2002 - September 2007
Education
Duquesne University School of Law 1981 — 1984
JD, Law
East Stroudsburg University of Pennsylvania 1977 — 1981
BA, Political Science
Purnell Drew's US Securities and Exchange Commission Experience Contracting OfficerUS Department of Homeland SecurityMarch 2004 - November 2010
Job Contracting Officer at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission Contracting OfficerUS Department of Homeland SecurityMarch 2004 - November 2010
Defense Information Systems Agency May 1997 - April 2004
Skills
Government Contracting, Federal Government, Government, DoD, National Security, FAR, Program Management, Policy, Policy Analysis, Government Procurement, Defense, Security Clearance, Homeland Security
Education
Florida Institute of Technology 2001 — 2003
MS, Acquisition and Contract Management
Mary Baldwin College 1994 — 1997
BA, Business Administration
US Securities and Exchange Commission Contracting OfficerUS Department of Homeland SecurityMarch 2004 - November 2010
Defense Information Systems Agency May 1997 - April 2004
Skills
Government Contracting, Federal Government, Government, DoD, National Security, FAR, Program Management, Policy, Policy Analysis, Government Procurement, Defense, Security Clearance, Homeland Security
Education
Florida Institute of Technology 2001 — 2003
MS, Acquisition and Contract Management
Mary Baldwin College 1994 — 1997
BA, Business Administration
Jeremy Rubenstein's US Securities and Exchange Commission Experience 1988 - 1993
Job Owner, Metro Properties, Inc.
Industry Real Estate
Experience
Metro Properties, Inc. January 2001 - Present
Wilmer, Cutler & Pickering 1994 - 2000
US Securities and Exchange Commission 1988 - 1993
Stoppelman, Rosen & De Martino 1985 - 1988
Caplin & Drysdale 1984 - 1985
Federal Aviation Administration 1982 - 1983
Skills
Real Estate Development
Education
Georgetown University Law Center
Master of Laws in Taxation, Tax Law
Georgetown University Law Center
Juris Doctor, Law
Florida State University
BA, International Affairs
Metro Properties, Inc. January 2001 - Present
Wilmer, Cutler & Pickering 1994 - 2000
US Securities and Exchange Commission 1988 - 1993
Stoppelman, Rosen & De Martino 1985 - 1988
Caplin & Drysdale 1984 - 1985
Federal Aviation Administration 1982 - 1983
Skills
Real Estate Development
Education
Georgetown University Law Center
Master of Laws in Taxation, Tax Law
Georgetown University Law Center
Juris Doctor, Law
Florida State University
BA, International Affairs
Neala Ameerali's US Securities and Exchange Commission Experience May 2010 - December 2011
Job Epic Certified Ambulatory Analyst and PB Report Writer
Industry Information Technology and Services
Experience
Mount Sinai Medical Center Miami Beach June 2013 - August 2014
City Year August 2012 - June 2013
US Securities and Exchange Commission May 2010 - December 2011
Wachovia May 2007 - November 2007
Skills
Public Speaking, Research, Event Planning, Nonprofits, PowerPoint, Analysis, Leadership Development, Microsoft Excel, Microsoft Office, Social Media, Community Outreach, Data Analysis, Fundraising
Education
Harvard Extension School 2014 — 2016
Pre-Health
Florida International University - College of Business Administration 2007 — 2011
Bachelor of Business Administration (BBA), Finance and Management Information Systems, 3.52
Florida International University 2012 — 2013
Certificate of Project Management
Mount Sinai Medical Center Miami Beach June 2013 - August 2014
City Year August 2012 - June 2013
US Securities and Exchange Commission May 2010 - December 2011
Wachovia May 2007 - November 2007
Skills
Public Speaking, Research, Event Planning, Nonprofits, PowerPoint, Analysis, Leadership Development, Microsoft Excel, Microsoft Office, Social Media, Community Outreach, Data Analysis, Fundraising
Education
Harvard Extension School 2014 — 2016
Pre-Health
Florida International University - College of Business Administration 2007 — 2011
Bachelor of Business Administration (BBA), Finance and Management Information Systems, 3.52
Florida International University 2012 — 2013
Certificate of Project Management
Alexis Wong, CPA's US Securities and Exchange Commission Experience May 2011 - July 2011
Job Risk Advisory Senior at MBAF CPAs, LLC
Industry Accounting
Experience
MBAF CPAs, LLC May 2015 - Present
Deloitte September 2013 - May 2015
Assurant August 2012 - May 2013
J. Wayne Reitz Union, University of Florida August 2011 - May 2012
US Securities and Exchange Commission May 2011 - July 2011
Florida Museum of Natural History December 2010 - May 2011
Gautier & Hasty, P.L. May 2009 - July 2010
Skills
Proficient skill in..., Intermediate skills in..., Intermediate skills in..., Internal Audit, Accounting, Financial Analysis, GAAP, Sarbanes-Oxley Act, Microsoft Excel, Financial Reporting, Auditing, Internal Controls, QuickBooks, Financial Risk, PowerPoint, Finance, Financial Accounting, Microsoft Office
Education
Florida International University - College of Business Administration 2012 — 2013
Master of Accounting, Auditing
University of Florida 2008 — 2012
Bachelor of Science (B.S.), Accounting
MBAF CPAs, LLC May 2015 - Present
Deloitte September 2013 - May 2015
Assurant August 2012 - May 2013
J. Wayne Reitz Union, University of Florida August 2011 - May 2012
US Securities and Exchange Commission May 2011 - July 2011
Florida Museum of Natural History December 2010 - May 2011
Gautier & Hasty, P.L. May 2009 - July 2010
Skills
Proficient skill in..., Intermediate skills in..., Intermediate skills in..., Internal Audit, Accounting, Financial Analysis, GAAP, Sarbanes-Oxley Act, Microsoft Excel, Financial Reporting, Auditing, Internal Controls, QuickBooks, Financial Risk, PowerPoint, Finance, Financial Accounting, Microsoft Office
Education
Florida International University - College of Business Administration 2012 — 2013
Master of Accounting, Auditing
University of Florida 2008 — 2012
Bachelor of Science (B.S.), Accounting
Carnell Mosley's US Securities and Exchange Commission Experience August 2009 - Present
Job Supervisory Contract Specialist (Branch Chief) at US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission August 2009 - Present
FEMA March 2006 - August 2009
US Navy July 1995 - March 2006
Skills
Federal Government, Leadership, Personnel Management
Education
Florida Institute of Technology 1996 — 1998
Master of Science (MS), Purchasing, Procurement/Acquisitions and Contracts Management
St. Mary's College of Maryland 1991 — 1995
Bachelor of Arts (B.A.), Economics
US Securities and Exchange Commission August 2009 - Present
FEMA March 2006 - August 2009
US Navy July 1995 - March 2006
Skills
Federal Government, Leadership, Personnel Management
Education
Florida Institute of Technology 1996 — 1998
Master of Science (MS), Purchasing, Procurement/Acquisitions and Contracts Management
St. Mary's College of Maryland 1991 — 1995
Bachelor of Arts (B.A.), Economics
Scott Seewald's US Securities and Exchange Commission Experience 2002 - 2008
Job Senior Counsel at Alcoa Inc.
Industry Mining & Metals
Experience
Alcoa Inc. October 2008 - Present
US Securities and Exchange Commission 2002 - 2008
Education
Duke University School of Law 1994 — 1997
JD
University of Pennsylvania 1989 — 1993
Bachelor's degree, American History (United States); Psychology
Alcoa Inc. October 2008 - Present
US Securities and Exchange Commission 2002 - 2008
Education
Duke University School of Law 1994 — 1997
JD
University of Pennsylvania 1989 — 1993
Bachelor's degree, American History (United States); Psychology
Eric Vince's US Securities and Exchange Commission Experience May 2013 - Present
Job Summer Intern at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission May 2013 - Present
Law Offices of Dora Kerner, P.A. August 2010 - June 2011
The Law Offices of Stephen K. Johnson, P.A. July 2010 - June 2011
Skills
Actuarial Exams, Microsoft Excel
Education
Emory University School of Law 2011 — 2014
Doctor of Law (JD)
UC Berkeley 2003 — 2008
Bachelor of Science (BS), Genetics and Plant Biology
US Securities and Exchange Commission May 2013 - Present
Law Offices of Dora Kerner, P.A. August 2010 - June 2011
The Law Offices of Stephen K. Johnson, P.A. July 2010 - June 2011
Skills
Actuarial Exams, Microsoft Excel
Education
Emory University School of Law 2011 — 2014
Doctor of Law (JD)
UC Berkeley 2003 — 2008
Bachelor of Science (BS), Genetics and Plant Biology
Paul Schlichting's US Securities and Exchange Commission Experience December 2011 - April 2013
Job Assistant General Counsel at CFTC
Industry Financial Services
Experience
CFTC April 2013 - Present
US Securities and Exchange Commission December 2011 - April 2013
CFTC May 2010 - December 2011
Willkie Farr & Gallagher LLP October 2004 - May 2010
Dechert LLP August 2001 - January 2003
CIBC World Markets March 1996 - August 1998
Deutsche Bank January 1995 - March 1996
Citi September 1988 - January 1995
Skills
Corporate Governance, Financial Risk, Securities, Corporate Law, Due Diligence, Securities Regulation, Mergers & Acquisitions, Private Equity, Joint Ventures, Capital Markets, Corporate Finance, Structured Finance, Securitization, IPO, Legal Writing, Intellectual Property, Legal Research, Restructuring, Hedge Funds
Education
Georgetown University Law Center 2002 — 2005
LL.M., Taxation
University of Pennsylvania 1998 — 2001
Doctor of Law (JD)
Fordham University - Graduate School of Business Administration 1990 — 1993
Master of Business Administration (MBA), Accounting and Finance
Pace University - Lubin School of Business
Bachelor's Degree, Marketing Research
CFTC April 2013 - Present
US Securities and Exchange Commission December 2011 - April 2013
CFTC May 2010 - December 2011
Willkie Farr & Gallagher LLP October 2004 - May 2010
Dechert LLP August 2001 - January 2003
CIBC World Markets March 1996 - August 1998
Deutsche Bank January 1995 - March 1996
Citi September 1988 - January 1995
Skills
Corporate Governance, Financial Risk, Securities, Corporate Law, Due Diligence, Securities Regulation, Mergers & Acquisitions, Private Equity, Joint Ventures, Capital Markets, Corporate Finance, Structured Finance, Securitization, IPO, Legal Writing, Intellectual Property, Legal Research, Restructuring, Hedge Funds
Education
Georgetown University Law Center 2002 — 2005
LL.M., Taxation
University of Pennsylvania 1998 — 2001
Doctor of Law (JD)
Fordham University - Graduate School of Business Administration 1990 — 1993
Master of Business Administration (MBA), Accounting and Finance
Pace University - Lubin School of Business
Bachelor's Degree, Marketing Research
Devin Geng's US Securities and Exchange Commission Experience January 2013 - May 2013
Job Juris Doctor, Emory Law School
Industry Law Practice
Experience
US Securities and Exchange Commission January 2013 - May 2013
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, Editing, Legal Research
Education
Emory University School of Law 2011 — 2014
Juris Doctor Candidate
University of Michigan 2005 — 2009
Bachelor of Arts (BA), Economics
US Securities and Exchange Commission January 2013 - May 2013
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, Editing, Legal Research
Education
Emory University School of Law 2011 — 2014
Juris Doctor Candidate
University of Michigan 2005 — 2009
Bachelor of Arts (BA), Economics
Department of Veterans Affairs
US Census Bureau
U.S. Department of Veterans Affairs
FDA
USAID
US Fish and Wildlife Service
TSA
Defense Logistics Agency