US Securities and Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Jurisdiction: United States of America Employees: 4,301 (2015) Headquarters: Washington, D.C., United States Founder: Franklin D. Roosevelt Founded: 6 June 1934
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US Securities and Exchange Commission Employees
Employee
Years
Job
Industry
Patrick Oot Patrick Oot's US Securities and Exchange Commission Experience November 2010 - March 2014
Job eDiscovery, Investigations, Compliance and Data Attorney and Advocate
Industry Law Practice
Experience
Shook, Hardy & Bacon L.L.P. March 2014 - Present
Electronic Discovery Institute September 2006 - Present
US Securities and Exchange Commission November 2010 - March 2014
Verizon April 2005 - November 2009
Verizon January 2004 - May 2005
Patrick Oot May 2001 - March 2004
Public Interest Law Firm September 2000 - July 2001
Kevin Berg and Associates May 1999 - January 2000
Skills
Commercial Litigation, Tax Law, Litigation Support, Litigation, Competition Law, Litigation Management, Securities Regulation, Legal Compliance, Privacy Law, Corporate Law, Software Development, Analytics, Business Development, Entrepreneurship, Entertainment, E-Learning, Events, Government, Governance, Internet, Innovation, Journalism, Leadership, Marketing Research, Non-profits, New Business Development, Negotiation, Strategic Planning, Sourcing, Writing, Legal Writing, Mergers, Document Review, Dispute Resolution, Mediation, Mergers & Acquisitions, Courts, Thought Leadership, Bankruptcy, Legal Assistance, Legal Research, Intellectual Property, Trials, Civil Litigation, Nonprofits, Corporate Governance, Licensing, Computer Forensics, Legal Issues, Trademarks
Education
Georgetown University Law Center 2004 — 2005
LL.M.
Syracuse University College of Law 1999 — 2001
J.D.
Syracuse University 1992 — 1996
B.A.
Shook, Hardy & Bacon L.L.P. March 2014 - Present
Electronic Discovery Institute September 2006 - Present
US Securities and Exchange Commission November 2010 - March 2014
Verizon April 2005 - November 2009
Verizon January 2004 - May 2005
Patrick Oot May 2001 - March 2004
Public Interest Law Firm September 2000 - July 2001
Kevin Berg and Associates May 1999 - January 2000
Skills
Commercial Litigation, Tax Law, Litigation Support, Litigation, Competition Law, Litigation Management, Securities Regulation, Legal Compliance, Privacy Law, Corporate Law, Software Development, Analytics, Business Development, Entrepreneurship, Entertainment, E-Learning, Events, Government, Governance, Internet, Innovation, Journalism, Leadership, Marketing Research, Non-profits, New Business Development, Negotiation, Strategic Planning, Sourcing, Writing, Legal Writing, Mergers, Document Review, Dispute Resolution, Mediation, Mergers & Acquisitions, Courts, Thought Leadership, Bankruptcy, Legal Assistance, Legal Research, Intellectual Property, Trials, Civil Litigation, Nonprofits, Corporate Governance, Licensing, Computer Forensics, Legal Issues, Trademarks
Education
Georgetown University Law Center 2004 — 2005
LL.M.
Syracuse University College of Law 1999 — 2001
J.D.
Syracuse University 1992 — 1996
B.A.
Marc Weinberg Marc Weinberg's US Securities and Exchange Commission Experience April 1978 - March 1987
Job Lawyer, Professional Photographer, Instructor
Industry Legal Services
Experience
Marc Weinberg Consulting March 2008 - Present
Frederick Community College January 2008 - Present
Marc Weinberg Photography January 2005 - Present
Frederick Magazine 2009 - 2012
Appraisal Subcommittee of the Federal Financial Institutions Examination Council March 1991 - March 2008
BackOffice Publications, Inc. 1987 - 1990
US Securities and Exchange Commission April 1978 - March 1987
Jeffrey Lee Greenspan, PC 1977 - 1978
National Credit Union Administration 1976 - 1977
Skills
Public Speaking, Editing, Real Estate, Photography, Research, Fine Art, Art, Teaching, Strategic Planning, Blogging, Management, Program Development, Web Design, Newsletters, Photoshop, Higher Education
Education
Georgetown University Law Center 1980 — 1985
LLM, Securities Regulation
University of Toledo College of Law 1973 — 1976
JD, Law
The Ohio State University 1966 — 1970
BA, History
Marc Weinberg Consulting March 2008 - Present
Frederick Community College January 2008 - Present
Marc Weinberg Photography January 2005 - Present
Frederick Magazine 2009 - 2012
Appraisal Subcommittee of the Federal Financial Institutions Examination Council March 1991 - March 2008
BackOffice Publications, Inc. 1987 - 1990
US Securities and Exchange Commission April 1978 - March 1987
Jeffrey Lee Greenspan, PC 1977 - 1978
National Credit Union Administration 1976 - 1977
Skills
Public Speaking, Editing, Real Estate, Photography, Research, Fine Art, Art, Teaching, Strategic Planning, Blogging, Management, Program Development, Web Design, Newsletters, Photoshop, Higher Education
Education
Georgetown University Law Center 1980 — 1985
LLM, Securities Regulation
University of Toledo College of Law 1973 — 1976
JD, Law
The Ohio State University 1966 — 1970
BA, History
Latasha Boone Latasha Boone's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Sr. Associate, Financial Services Advisory Practice – Banking and Capital Markets at PwC
Industry Law Practice
Experience
PwC March 2015 - Present
Northrop Grumman Corporation January 2005 - September 2014
Holland & Knight LLP June 2014 - July 2014
US Securities and Exchange Commission January 2014 - April 2014
Financial Industry Regulatory Authority September 2013 - December 2013
Promontory Financial Group, LLC April 2004 - July 2004
Modern Africa Fund Managers, LLC April 2001 - February 2004
Skills
Financial Analysis, Financial Modeling, Risk Management, Legal Research, Due Diligence, Auditing, Strategic Planning, Corporate Governance, Corporate Law, Valuation, Capital Markets
Education
The George Washington University Law School 2012 — 2015
Juris Doctorate (JD), Corporate, Banking and Securities Law
University of Maryland - Robert H. Smith School of Business 2006 — 2008
Master of Business Administration (MBA), Finance and Strategy
Georgetown University - The McDonough School of Business 1997 — 2001
Bachelor of Science Business Administration (BSBA), Finance and International Business Minor: Japanese
PwC March 2015 - Present
Northrop Grumman Corporation January 2005 - September 2014
Holland & Knight LLP June 2014 - July 2014
US Securities and Exchange Commission January 2014 - April 2014
Financial Industry Regulatory Authority September 2013 - December 2013
Promontory Financial Group, LLC April 2004 - July 2004
Modern Africa Fund Managers, LLC April 2001 - February 2004
Skills
Financial Analysis, Financial Modeling, Risk Management, Legal Research, Due Diligence, Auditing, Strategic Planning, Corporate Governance, Corporate Law, Valuation, Capital Markets
Education
The George Washington University Law School 2012 — 2015
Juris Doctorate (JD), Corporate, Banking and Securities Law
University of Maryland - Robert H. Smith School of Business 2006 — 2008
Master of Business Administration (MBA), Finance and Strategy
Georgetown University - The McDonough School of Business 1997 — 2001
Bachelor of Science Business Administration (BSBA), Finance and International Business Minor: Japanese
William R. (Bill) Baker III William R. (Bill) Baker III's US Securities and Exchange Commission Experience September 1987 - November 2002
Job Partner at Latham & Watkins
Industry Law Practice
Experience
Latham & Watkins February 2003 - Present
US Securities and Exchange Commission September 1987 - November 2002
Baker & Hostetler LLP September 1984 - August 1987
Hon. Douglas W. Hillman, United States District Judge August 1983 - August 1984
Education
Georgetown University Law Center 1980 — 1983
Doctor of Law (JD)
University of Notre Dame 1975 — 1979
AB, Program in Liberal Studies
Latham & Watkins February 2003 - Present
US Securities and Exchange Commission September 1987 - November 2002
Baker & Hostetler LLP September 1984 - August 1987
Hon. Douglas W. Hillman, United States District Judge August 1983 - August 1984
Education
Georgetown University Law Center 1980 — 1983
Doctor of Law (JD)
University of Notre Dame 1975 — 1979
AB, Program in Liberal Studies
Soo Hwang Soo Hwang's US Securities and Exchange Commission Experience January 2011 - April 2011
Job Associate at Milbank, Tweed, Hadley & McCloy LLP
Industry Law Practice
Experience
Milbank, Tweed, Hadley & McCloy LLP January 2013 - Present
Public Counsel October 2012 - January 2013
Milbank, Tweed, Hadley & McCloy LLP May 2011 - July 2011
US Securities and Exchange Commission January 2011 - April 2011
Shin and Kim June 2010 - July 2010
Law Offices of Mark Waecker July 2008 - May 2009
Law Offices of Barry Fischer January 2007 - February 2008
Skills
Korean, Spanish, conversational French, French, Legal Research, Corporate Law, Westlaw, Securities Regulation, Corporate Finance, Cross-border..., Corporate Governance, Mergers & Acquisitions
Education
Georgetown University Law Center 2009 — 2012
J.D.
University of California, San Diego 2002 — 2006
B.A., International Studies; Double Minor in Spanish Literature and French Literature
Universidad Complutense de Madrid 2005 — 2005
Study Abroad
Milbank, Tweed, Hadley & McCloy LLP January 2013 - Present
Public Counsel October 2012 - January 2013
Milbank, Tweed, Hadley & McCloy LLP May 2011 - July 2011
US Securities and Exchange Commission January 2011 - April 2011
Shin and Kim June 2010 - July 2010
Law Offices of Mark Waecker July 2008 - May 2009
Law Offices of Barry Fischer January 2007 - February 2008
Skills
Korean, Spanish, conversational French, French, Legal Research, Corporate Law, Westlaw, Securities Regulation, Corporate Finance, Cross-border..., Corporate Governance, Mergers & Acquisitions
Education
Georgetown University Law Center 2009 — 2012
J.D.
University of California, San Diego 2002 — 2006
B.A., International Studies; Double Minor in Spanish Literature and French Literature
Universidad Complutense de Madrid 2005 — 2005
Study Abroad
Pedro J. Lopez-Baldrich's US Securities and Exchange Commission Experience July 1997 - June 1998
Job CEO (interim), General Counsel for CDTi; General Counsel & VP of Operations for Patagonia, Counsel for Burton Snowboards
Industry Legal Services
Experience
Clean Diesel Technologies, Inc. (NASDAQ: CDTi) 2013 - Present
Patagonia, Inc. 2005 - 2012
Burton Snowboards 2001 - 2005
Burak Anderson & Melloni, PLC 2001 - 2001
Blank Rome LLP 1998 - 2001
US Securities and Exchange Commission July 1997 - June 1998
New York Stock Exchange - Enforcement Division June 1996 - May 1997
Skills
Strategic Planning, Negotiation, Strategy, Mergers, Apparel, Product Development, Risk Management, Securities Regulation, Corporate Governance, Footwear, Mergers & Acquisitions, Legal Consulting, Leadership, Coaching, Intellectual Property, Legal Writing, Marketing, Licensing, Brand Development, Business Strategy, Management, E-commerce, Retail, Social Media, Sales, Team Building
Education
Georgetown University Law Center 1998 — 1999
University of Chicago Graduate School of Business
Executive Business Program
St. John's University School of Law
Drake University
Clean Diesel Technologies, Inc. (NASDAQ: CDTi) 2013 - Present
Patagonia, Inc. 2005 - 2012
Burton Snowboards 2001 - 2005
Burak Anderson & Melloni, PLC 2001 - 2001
Blank Rome LLP 1998 - 2001
US Securities and Exchange Commission July 1997 - June 1998
New York Stock Exchange - Enforcement Division June 1996 - May 1997
Skills
Strategic Planning, Negotiation, Strategy, Mergers, Apparel, Product Development, Risk Management, Securities Regulation, Corporate Governance, Footwear, Mergers & Acquisitions, Legal Consulting, Leadership, Coaching, Intellectual Property, Legal Writing, Marketing, Licensing, Brand Development, Business Strategy, Management, E-commerce, Retail, Social Media, Sales, Team Building
Education
Georgetown University Law Center 1998 — 1999
University of Chicago Graduate School of Business
Executive Business Program
St. John's University School of Law
Drake University
Daniel Kunstlinger Daniel Kunstlinger's US Securities and Exchange Commission Experience January 2013 - April 2013
Job Associate (Real Estate) at Paul, Weiss, Rifkind, Wharton & Garrison LLP
Industry Law Practice
Experience
Paul, Weiss, Rifkind, Wharton & Garrison LLP March 2015 - Present
Cahill Gordon & Reindel September 2014 - March 2015
The Law Offices of Jill P. Michaels January 2014 - April 2014
Cahill Gordon & Reindel May 2013 - July 2013
US Securities and Exchange Commission January 2013 - April 2013
U.S. District Court - E.D.N.Y. June 2012 - August 2012
Education
Georgetown University Law Center 2011 — 2014
Doctor of Law (J.D.)
Fairleigh Dickinson University-Metropolitan Campus 2008 — 2011
Bachelor of Arts (B.A.), Business
Paul, Weiss, Rifkind, Wharton & Garrison LLP March 2015 - Present
Cahill Gordon & Reindel September 2014 - March 2015
The Law Offices of Jill P. Michaels January 2014 - April 2014
Cahill Gordon & Reindel May 2013 - July 2013
US Securities and Exchange Commission January 2013 - April 2013
U.S. District Court - E.D.N.Y. June 2012 - August 2012
Education
Georgetown University Law Center 2011 — 2014
Doctor of Law (J.D.)
Fairleigh Dickinson University-Metropolitan Campus 2008 — 2011
Bachelor of Arts (B.A.), Business
Darshini Reddivari's US Securities and Exchange Commission Experience January 2011 - May 2011
Job Legal Counsel Capital Markets at T. Rowe Price
Industry Investment Management
Experience
T. Rowe Price November 2014 - Present
INTL FCStone Inc. February 2014 - November 2014
CME Group June 2012 - June 2013
U.S. Department of the Treasury January 2012 - May 2012
CME Group September 2011 - December 2011
Managed Funds Association January 2011 - May 2011
US Securities and Exchange Commission January 2011 - May 2011
AAM Investment Management April 2007 - September 2009
Northern Trust August 2006 - April 2007
Skills
Securities, Legal Research, Legal Writing, Derivatives, Westlaw, Capital Markets, Equities, Corporate Law, Lexis, Litigation, Hedge Funds, Financial Analysis, Options, Due Diligence, Trading
Education
Georgetown University Law Center 2009 — 2012
Doctor of Law (JD)
University of Michigan 2002 — 2006
B.A., Economics
T. Rowe Price November 2014 - Present
INTL FCStone Inc. February 2014 - November 2014
CME Group June 2012 - June 2013
U.S. Department of the Treasury January 2012 - May 2012
CME Group September 2011 - December 2011
Managed Funds Association January 2011 - May 2011
US Securities and Exchange Commission January 2011 - May 2011
AAM Investment Management April 2007 - September 2009
Northern Trust August 2006 - April 2007
Skills
Securities, Legal Research, Legal Writing, Derivatives, Westlaw, Capital Markets, Equities, Corporate Law, Lexis, Litigation, Hedge Funds, Financial Analysis, Options, Due Diligence, Trading
Education
Georgetown University Law Center 2009 — 2012
Doctor of Law (JD)
University of Michigan 2002 — 2006
B.A., Economics
James Burns James Burns's US Securities and Exchange Commission Experience May 2012 - October 2014
Job Partner at Willkie
Industry Law Enforcement
Experience
Willkie Farr & Gallagher LLP November 2014 - Present
US Securities and Exchange Commission May 2012 - October 2014
U.S. Securities and Exchange Commission May 2011 - May 2012
U.S. Securities and Exchange Commission March 2010 - May 2011
US Securities and Exchange Commission August 2008 - March 2010
WilmerHale August 2003 - August 2008
Skills
Securities Regulation, Securities, Securities Litigation, Internal Investigations, Enforcement, Capital Markets, Law Enforcement, Litigation, Legal Research, Broker-Dealer, Derivatives, Due Diligence, Policy, SEC
Education
Georgetown University Law Center 1998 — 2001
Juris Doctor (J.D.), Law
University of Oxford 1994 — 1997
Doctor of Philosophy (Ph.D.), English
University of Oxford 1992 — 1994
Master's Degree, English
Harvard University 1987 — 1991
Bachelor's Degree, History and Literature
Willkie Farr & Gallagher LLP November 2014 - Present
US Securities and Exchange Commission May 2012 - October 2014
U.S. Securities and Exchange Commission May 2011 - May 2012
U.S. Securities and Exchange Commission March 2010 - May 2011
US Securities and Exchange Commission August 2008 - March 2010
WilmerHale August 2003 - August 2008
Skills
Securities Regulation, Securities, Securities Litigation, Internal Investigations, Enforcement, Capital Markets, Law Enforcement, Litigation, Legal Research, Broker-Dealer, Derivatives, Due Diligence, Policy, SEC
Education
Georgetown University Law Center 1998 — 2001
Juris Doctor (J.D.), Law
University of Oxford 1994 — 1997
Doctor of Philosophy (Ph.D.), English
University of Oxford 1992 — 1994
Master's Degree, English
Harvard University 1987 — 1991
Bachelor's Degree, History and Literature
Tyler Kirk's US Securities and Exchange Commission Experience September 2012 - Present
Job Securities Attorney
Industry Law Practice
Experience
US Securities and Exchange Commission September 2012 - Present
US Securities and Exchange Commission June 2011 - August 2011
U.S. Securities and Exchange Commission June 2010 - August 2010
Skills
Securities Litigation, Legal Advice, Investment Advisers Act, Securities Regulation, Legal Writing, Legal Documents, Investment Management..., Investment Company Act, Economics, Financial Economics, Financial Risk..., Westlaw, Criminal Law, Civil Litigation, Securities Fraud, Legal Research, Cryptography, Website Building, Cyber-security, Public Speaking, Securities, Policy, Depositions, Mergers & Acquisitions
Education
University of Miami School of Law 2009 — 2012
Juris Doctor
North Carolina State University 2005 — 2007
Master's in Economics, Economics and Financial Risk
Georgia State University 2002 — 2004
Bachelor's Degree, Economics
US Securities and Exchange Commission September 2012 - Present
US Securities and Exchange Commission June 2011 - August 2011
U.S. Securities and Exchange Commission June 2010 - August 2010
Skills
Securities Litigation, Legal Advice, Investment Advisers Act, Securities Regulation, Legal Writing, Legal Documents, Investment Management..., Investment Company Act, Economics, Financial Economics, Financial Risk..., Westlaw, Criminal Law, Civil Litigation, Securities Fraud, Legal Research, Cryptography, Website Building, Cyber-security, Public Speaking, Securities, Policy, Depositions, Mergers & Acquisitions
Education
University of Miami School of Law 2009 — 2012
Juris Doctor
North Carolina State University 2005 — 2007
Master's in Economics, Economics and Financial Risk
Georgia State University 2002 — 2004
Bachelor's Degree, Economics
Jason E. Siegel's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Attorney, U.S. Office of Special Counsel
Industry Law Practice
Experience
U.S. Office of Special Counsel August 2014 - Present
U.S. District Court for the District of Columbia January 2014 - April 2014
US Securities and Exchange Commission May 2013 - August 2013
ACLU January 2013 - April 2013
Public Citizen June 2012 - August 2012
Teach for America June 2009 - May 2011
Self-Employed 2002 - 2011
Education
Georgetown University Law Center 2011 — 2014
J.D.
Rice University 2005 — 2009
B.A., cum laude, Political Science
U.S. Office of Special Counsel August 2014 - Present
U.S. District Court for the District of Columbia January 2014 - April 2014
US Securities and Exchange Commission May 2013 - August 2013
ACLU January 2013 - April 2013
Public Citizen June 2012 - August 2012
Teach for America June 2009 - May 2011
Self-Employed 2002 - 2011
Education
Georgetown University Law Center 2011 — 2014
J.D.
Rice University 2005 — 2009
B.A., cum laude, Political Science
Jennifer K. Thompson Jennifer K. Thompson's US Securities and Exchange Commission Experience 2008 - Present
Job US Securities and Exchange Commission
Industry Accounting
Experience
US Securities and Exchange Commission 2008 - Present
US Securities and Exchange Commission 2003 - 2008
Fortune 500 Company 2001 - 2003
Big 4 Accounting Firm 1997 - 2001
Skills
SEC filings, US GAAP, Accounting, Corporate Finance, Financial Statements, IFRS, Financial Analysis, Financial Reporting, Financial Modeling, Internal Controls, GAAP, Sarbanes-Oxley Act, Auditing, Financial Accounting, Due Diligence, CPA, Risk Management, Valuation, Sarbanes-Oxley, Revenue Recognition
Education
Georgetown University - The McDonough School of Business 2011 — 2014
MBA
The University of Texas at Austin 1994 — 1996
BBA, Accounting
Trinity University 1992 — 1994
Accounting
US Securities and Exchange Commission 2008 - Present
US Securities and Exchange Commission 2003 - 2008
Fortune 500 Company 2001 - 2003
Big 4 Accounting Firm 1997 - 2001
Skills
SEC filings, US GAAP, Accounting, Corporate Finance, Financial Statements, IFRS, Financial Analysis, Financial Reporting, Financial Modeling, Internal Controls, GAAP, Sarbanes-Oxley Act, Auditing, Financial Accounting, Due Diligence, CPA, Risk Management, Valuation, Sarbanes-Oxley, Revenue Recognition
Education
Georgetown University - The McDonough School of Business 2011 — 2014
MBA
The University of Texas at Austin 1994 — 1996
BBA, Accounting
Trinity University 1992 — 1994
Accounting
Andy Nadel Andy Nadel's US Securities and Exchange Commission Experience April 2013 - December 2013
Job Associate at Condon & Forsyth LLP
Industry Law Practice
Experience
Condon & Forsyth LLP April 2015 - Present
New York City Law Department September 2014 - March 2015
O'Neill Institute for National and Global Health Law January 2014 - May 2014
Wolff International Law Library January 2012 - May 2014
US Department of Transportation (DOT), Office of Hearings April 2013 - January 2014
US Securities and Exchange Commission April 2013 - December 2013
Professor Joshua Teitelbaum April 2013 - September 2013
ArtsQuest June 2012 - August 2012
Community Action Committee of the Lehigh Valley June 2012 - July 2012
Skills
Spanish, PowerPoint, Legal Writing, Policy Analysis, Microsoft Office, Legal Research, Chinese, Microsoft Excel, Microsoft Word, Public Speaking, SPSS, Public Policy, Legal Research Skills, Economic Data Analysis, Social Media, Editing, Facebook, Data Analysis
Education
Georgetown University Law Center 2011 — 2014
Juris Doctor (J.D.)
Penn State University 2007 — 2011
Bachelor of Arts (B.A.) History; Bachelor of Arts (B.A.) Economics
Condon & Forsyth LLP April 2015 - Present
New York City Law Department September 2014 - March 2015
O'Neill Institute for National and Global Health Law January 2014 - May 2014
Wolff International Law Library January 2012 - May 2014
US Department of Transportation (DOT), Office of Hearings April 2013 - January 2014
US Securities and Exchange Commission April 2013 - December 2013
Professor Joshua Teitelbaum April 2013 - September 2013
ArtsQuest June 2012 - August 2012
Community Action Committee of the Lehigh Valley June 2012 - July 2012
Skills
Spanish, PowerPoint, Legal Writing, Policy Analysis, Microsoft Office, Legal Research, Chinese, Microsoft Excel, Microsoft Word, Public Speaking, SPSS, Public Policy, Legal Research Skills, Economic Data Analysis, Social Media, Editing, Facebook, Data Analysis
Education
Georgetown University Law Center 2011 — 2014
Juris Doctor (J.D.)
Penn State University 2007 — 2011
Bachelor of Arts (B.A.) History; Bachelor of Arts (B.A.) Economics
Lisa Beth Lentini Lisa Beth Lentini's US Securities and Exchange Commission Experience September 2001 - November 2006
Job Vice President, Global Compliance at Carlson Wagonlit Travel
Industry Legal Services
Experience
Carlson Wagonlit Travel March 2012 - Present
Society of Corporate Secretaries and Governance Professionals July 2013 - Present
Stages Theatre Company August 2012 - Present
Securities and Exchange Commission Historical Society June 2012 - Present
Best Buy November 2006 - March 2012
Best Buy Enterprise Services 2006 - March 2012
US Securities and Exchange Commission September 2001 - November 2006
U.S. Securities and Exchange Commission 2001 - 2006
US Securities and Exchange Commission June 2000 - August 2000
Skills
Corporate Governance, Regulatory Compliance, Corporate Finance, Securities Regulation, Business Ethics, OFAC, Anti-corruption, FCPA, Mergers & Acquisitions, Spanish, Internal Investigations, Non-profit Volunteering, Audit Committee, Board of Directors, Corporate Social..., Financial Transactions, Company Secretarial Work, Data Privacy, Compensation & Benefits, Leadership, Management, Corporate Law, Securities, Risk Management, Due Diligence, Executive Management, Finance, Strategic Planning, Policy, Legal Research, Contract Negotiation, Legal Writing, Strategy
Education
Georgetown University Law Center 2001 — 2003
LLM, Law- Securities and Financial Regulation
Tulane University - A.B. Freeman School of Business 1999 — 2001
MBA, Management (Consulting) and International Business
Tulane University Law School 1997 — 2001
JD
Lawrence University 1993 — 1997
BA, Economics and Spanish
Carlson Wagonlit Travel March 2012 - Present
Society of Corporate Secretaries and Governance Professionals July 2013 - Present
Stages Theatre Company August 2012 - Present
Securities and Exchange Commission Historical Society June 2012 - Present
Best Buy November 2006 - March 2012
Best Buy Enterprise Services 2006 - March 2012
US Securities and Exchange Commission September 2001 - November 2006
U.S. Securities and Exchange Commission 2001 - 2006
US Securities and Exchange Commission June 2000 - August 2000
Skills
Corporate Governance, Regulatory Compliance, Corporate Finance, Securities Regulation, Business Ethics, OFAC, Anti-corruption, FCPA, Mergers & Acquisitions, Spanish, Internal Investigations, Non-profit Volunteering, Audit Committee, Board of Directors, Corporate Social..., Financial Transactions, Company Secretarial Work, Data Privacy, Compensation & Benefits, Leadership, Management, Corporate Law, Securities, Risk Management, Due Diligence, Executive Management, Finance, Strategic Planning, Policy, Legal Research, Contract Negotiation, Legal Writing, Strategy
Education
Georgetown University Law Center 2001 — 2003
LLM, Law- Securities and Financial Regulation
Tulane University - A.B. Freeman School of Business 1999 — 2001
MBA, Management (Consulting) and International Business
Tulane University Law School 1997 — 2001
JD
Lawrence University 1993 — 1997
BA, Economics and Spanish
Adriaen Morse Adriaen Morse's US Securities and Exchange Commission Experience October 1999 - March 2003
Job Global Compliance, Investigations & Litigation at CSC
Industry Law Practice
Experience
CSC April 2013 - Present
CSC May 2012 - March 2013
Private Law Practice March 2003 - April 2012
US Securities and Exchange Commission October 1999 - March 2003
LeClair Ryan May 1998 - September 1999
U.S. Marine Corps May 1988 - May 1998
Skills
Anti-corruption, Litigation, Securities, Internal Investigations, FCPA, Securities Litigation, Civil Litigation, Compliance, Investigations, Enforcement, Private Investigations, Securities Regulation, Strategic Leadership, Privacy Law, Defense, Fraud, Government, Legal Compliance, Arbitration, Corporate Law, Litigation Management, Legal Assistance, Corporate Governance, Litigation Support, Financial Services, Criminal Law, Data Privacy, Legal Issues, Legal Writing, Intellectual Property, Legal Research, Investigation, Commercial Litigation, Management, Due Diligence, Appeals, Trials, Law Enforcement
Education
Georgetown University Law Center 2001 — 2003
LL.M., Securities and Financial regulation
University of Richmond School of Law 1992 — 1995
J.D., Law
United States Naval Academy 1984 — 1988
BS, English
CSC April 2013 - Present
CSC May 2012 - March 2013
Private Law Practice March 2003 - April 2012
US Securities and Exchange Commission October 1999 - March 2003
LeClair Ryan May 1998 - September 1999
U.S. Marine Corps May 1988 - May 1998
Skills
Anti-corruption, Litigation, Securities, Internal Investigations, FCPA, Securities Litigation, Civil Litigation, Compliance, Investigations, Enforcement, Private Investigations, Securities Regulation, Strategic Leadership, Privacy Law, Defense, Fraud, Government, Legal Compliance, Arbitration, Corporate Law, Litigation Management, Legal Assistance, Corporate Governance, Litigation Support, Financial Services, Criminal Law, Data Privacy, Legal Issues, Legal Writing, Intellectual Property, Legal Research, Investigation, Commercial Litigation, Management, Due Diligence, Appeals, Trials, Law Enforcement
Education
Georgetown University Law Center 2001 — 2003
LL.M., Securities and Financial regulation
University of Richmond School of Law 1992 — 1995
J.D., Law
United States Naval Academy 1984 — 1988
BS, English
Christopher Grobbel Christopher Grobbel's US Securities and Exchange Commission Experience September 2012 - Present
Job AttorneyAdvisor at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission September 2012 - Present
US Securities and Exchange Commission January 2012 - May 2012
Tian Yuan May 2011 - June 2011
Skills
Securities Regulation, Legal Writing, Legal Research, Market Stucture, Financial Products, Regulation of OTC...
Education
University of Florida - Fredric G. Levin College of Law 2009 — 2012
J.D., Law, Cum Laude
Georgetown University Law Center 2012 — 2012
Visiting Student, Law and Systemic RIsk
Peking University 2011 — 2011
Introduction to Chinese Law
University of Michigan 2005 — 2008
B.A.
US Securities and Exchange Commission September 2012 - Present
US Securities and Exchange Commission January 2012 - May 2012
Tian Yuan May 2011 - June 2011
Skills
Securities Regulation, Legal Writing, Legal Research, Market Stucture, Financial Products, Regulation of OTC...
Education
University of Florida - Fredric G. Levin College of Law 2009 — 2012
J.D., Law, Cum Laude
Georgetown University Law Center 2012 — 2012
Visiting Student, Law and Systemic RIsk
Peking University 2011 — 2011
Introduction to Chinese Law
University of Michigan 2005 — 2008
B.A.
Bettina M. Lawton, J.D. Bettina M. Lawton, J.D.'s US Securities and Exchange Commission Experience 1982 - November 1984
Job Wills, Trusts and Probate Attorney; Professional and Community Activist
Industry Law Practice
Experience
Rotary Club of Dunn Loring - Merrifield July 2014 - Present
Law Office of Bettina M. Lawton, PLLC 2003 - Present
Executive Women's Roundtable August 2012 - December 2013
Executive Women's Roundtable 2010 - August 2013
Dechert LLP 1989 - 2002
US Securities and Exchange Commission 1982 - November 1984
Skills
Public Speaking, Estate Planning, Writing, Wills, Estate Tax Planning, Trusts, Powers of Attorney, Community Outreach, Nonprofits, Legal Research, Estate Administration, Leadership, Research, Fundraising
Education
Georgetown University Law Center 1976 — 1980
JD, Law
Siena College
Bachelor of Business Administration, magna cum laude, Accounting
Rotary Club of Dunn Loring - Merrifield July 2014 - Present
Law Office of Bettina M. Lawton, PLLC 2003 - Present
Executive Women's Roundtable August 2012 - December 2013
Executive Women's Roundtable 2010 - August 2013
Dechert LLP 1989 - 2002
US Securities and Exchange Commission 1982 - November 1984
Skills
Public Speaking, Estate Planning, Writing, Wills, Estate Tax Planning, Trusts, Powers of Attorney, Community Outreach, Nonprofits, Legal Research, Estate Administration, Leadership, Research, Fundraising
Education
Georgetown University Law Center 1976 — 1980
JD, Law
Siena College
Bachelor of Business Administration, magna cum laude, Accounting
Dan Woodard's US Securities and Exchange Commission Experience January 2014 - May 2014
Job Student at Georgetown University Law Center
Industry
Experience
McDermott Will & Emery May 2014 - August 2014
US Securities and Exchange Commission January 2014 - May 2014
Chungdahm Learning November 2007 - July 2012
International Honors Program June 2011 - December 2011
Skills
Korean (Conversational)
Education
Georgetown University Law Center 2012 — 2015
UC Berkeley 2003 — 2007
Bachelor of Arts (B.A.), Political Science
McDermott Will & Emery May 2014 - August 2014
US Securities and Exchange Commission January 2014 - May 2014
Chungdahm Learning November 2007 - July 2012
International Honors Program June 2011 - December 2011
Skills
Korean (Conversational)
Education
Georgetown University Law Center 2012 — 2015
UC Berkeley 2003 — 2007
Bachelor of Arts (B.A.), Political Science
Danny Orrock Danny Orrock's US Securities and Exchange Commission Experience May 2009 - August 2009
Job Corporate Counsel at Fieldglass
Industry Law Practice
Experience
Fieldglass August 2014 - Present
University of Chicago March 2014 - July 2014
Crawford Media Services, Inc. March 2011 - January 2014
Georgia Watch November 2003 - March 2011
US Securities and Exchange Commission May 2009 - August 2009
Skills
Transactional Law, Employment Law, Public Policy, Legal Writing, Legal Research, Intellectual Property, Corporate Law, Civil Litigation, Litigation, Westlaw, Courts, Policy Analysis, Legislative Relations, Legislation, Politics, Corporate Governance, Government, Trials, Hearings, Mediation, Appeals, Policy
Education
Georgia State University College of Law 2006 — 2010
Doctor of Law (J.D.), Law
Georgia Tech 1995 — 2001
Bachelor of Science (BS), History, Technology, and Society
Grady High School, Atlanta 1991 — 1995
Fieldglass August 2014 - Present
University of Chicago March 2014 - July 2014
Crawford Media Services, Inc. March 2011 - January 2014
Georgia Watch November 2003 - March 2011
US Securities and Exchange Commission May 2009 - August 2009
Skills
Transactional Law, Employment Law, Public Policy, Legal Writing, Legal Research, Intellectual Property, Corporate Law, Civil Litigation, Litigation, Westlaw, Courts, Policy Analysis, Legislative Relations, Legislation, Politics, Corporate Governance, Government, Trials, Hearings, Mediation, Appeals, Policy
Education
Georgia State University College of Law 2006 — 2010
Doctor of Law (J.D.), Law
Georgia Tech 1995 — 2001
Bachelor of Science (BS), History, Technology, and Society
Grady High School, Atlanta 1991 — 1995
Jennifer Gindin's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Law Clerk at United States District Court for the Southern District of California
Industry Law Practice
Experience
United States District Court for the Southern District of California September 2014 - September 2015
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates May 2013 - July 2013
US Securities and Exchange Commission May 2012 - August 2012
U.S. Department of Justice 2009 - 2011
Skills
Litigation, Legal Research, Legal Writing, Courts, Commercial Litigation, Civil Litigation, Trials, Westlaw, International Law, Criminal Law, Lexis
Education
Georgetown University Law Center 2011 — 2014
JD
University of Pennsylvania 2005 — 2009
BA, International Relations and Affairs
United States District Court for the Southern District of California September 2014 - September 2015
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates May 2013 - July 2013
US Securities and Exchange Commission May 2012 - August 2012
U.S. Department of Justice 2009 - 2011
Skills
Litigation, Legal Research, Legal Writing, Courts, Commercial Litigation, Civil Litigation, Trials, Westlaw, International Law, Criminal Law, Lexis
Education
Georgetown University Law Center 2011 — 2014
JD
University of Pennsylvania 2005 — 2009
BA, International Relations and Affairs
Samuel Sharp Samuel Sharp's US Securities and Exchange Commission Experience June 2010 - August 2010
Job Associate at White & Case
Industry Law Practice
Experience
White & Case October 2012 - Present
White & Case May 2011 - August 2011
United States House of Representatives January 2011 - May 2011
Georgetown University Law Center May 2010 - September 2010
US Securities and Exchange Commission June 2010 - August 2010
Keating, Muething & Klekamp August 2007 - August 2009
The Princeton Review June 2007 - August 2009
The Cincinnatian Hotel September 2005 - December 2007
Skills
Public Policy, Legal Research
Education
Georgetown University Law Center 2009 — 2012
JD (2012)
University of Cincinnati 2005 — 2009
BA High Honors, History
Archbishop Moeller High School
White & Case October 2012 - Present
White & Case May 2011 - August 2011
United States House of Representatives January 2011 - May 2011
Georgetown University Law Center May 2010 - September 2010
US Securities and Exchange Commission June 2010 - August 2010
Keating, Muething & Klekamp August 2007 - August 2009
The Princeton Review June 2007 - August 2009
The Cincinnatian Hotel September 2005 - December 2007
Skills
Public Policy, Legal Research
Education
Georgetown University Law Center 2009 — 2012
JD (2012)
University of Cincinnati 2005 — 2009
BA High Honors, History
Archbishop Moeller High School
Pat Huddleston Pat Huddleston's US Securities and Exchange Commission Experience October 2012 - Present
Job Senior Trial Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission October 2012 - Present
Page Perry LLC November 2011 - October 2012
Investor's Watchdog, LLC July 2006 - October 2012
The Huddleston Law Firm June 1996 - November 2011
U.S. Securities and Exchange Commission June 1990 - June 1996
US Securities and Exchange Commission 1992 - 1996
McKenzie & McPhail 1987 - 1990
Skills
Litigation, Fraud, Investigations, Compliance, Public Speaking, Risk Management, Securities, Due Diligence, Civil Litigation, Writing, Securities Litigation, Private Investigations
Education
Mercer University - Walter F. George School of Law 1984 — 1987
JD cum laude, Law
Georgia Southern University 1981 — 1984
BS, Political Science
U.S. Securities and Exchange Commission October 2012 - Present
Page Perry LLC November 2011 - October 2012
Investor's Watchdog, LLC July 2006 - October 2012
The Huddleston Law Firm June 1996 - November 2011
U.S. Securities and Exchange Commission June 1990 - June 1996
US Securities and Exchange Commission 1992 - 1996
McKenzie & McPhail 1987 - 1990
Skills
Litigation, Fraud, Investigations, Compliance, Public Speaking, Risk Management, Securities, Due Diligence, Civil Litigation, Writing, Securities Litigation, Private Investigations
Education
Mercer University - Walter F. George School of Law 1984 — 1987
JD cum laude, Law
Georgia Southern University 1981 — 1984
BS, Political Science
Lillian Hagen Lillian Hagen's US Securities and Exchange Commission Experience March 2010 - Present
Job Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission March 2010 - Present
US Securities and Exchange Commission January 2009 - March 2010
US Securities and Exchange Commission 2000 - 2008
Cohen Milstein Sellers & Toll 1992 - 1997
Jackson & Campbell 1989 - 1992
Skills
Securities Regulation, Corporate Governance, Securities, Corporate Law, Litigation, Commercial Litigation, Legal Research, Legal Writing, Fraud, Mergers
Education
Georgetown University Law Center 1986 — 1989
J.D.
Ithaca College 1981 — 1985
B.S.
US Securities and Exchange Commission March 2010 - Present
US Securities and Exchange Commission January 2009 - March 2010
US Securities and Exchange Commission 2000 - 2008
Cohen Milstein Sellers & Toll 1992 - 1997
Jackson & Campbell 1989 - 1992
Skills
Securities Regulation, Corporate Governance, Securities, Corporate Law, Litigation, Commercial Litigation, Legal Research, Legal Writing, Fraud, Mergers
Education
Georgetown University Law Center 1986 — 1989
J.D.
Ithaca College 1981 — 1985
B.S.
J. Bradley Bennett J. Bradley Bennett's US Securities and Exchange Commission Experience 1988 - 1992
Job Finra Enforcement
Industry Legal Services
Experience
FINRA January 2011 - Present
Baker Botts LLP January 2001 - December 2010
Miller, Cassidy, Larocca & Lewin 1992 - 2000
Miller, Cassidy, Larroca & Lewin 1992 - 2000
US Securities and Exchange Commission, Division of Enforcement 1988 - 1992
US Securities and Exchange Commission 1988 - 1992
Skills
Litigation, Securities Regulation, Corporate Law, Intellectual Property, Corporate Governance, Securities Litigation, Government, Due Diligence, White Collar Criminal..., Legal Writing, FCPA, FINRA, Class Actions, Enforcement, Appeals, Securities, Litigation Support, Trials, Fraud, Civil Litigation, Internal Investigations, Courts, Litigation Management, Country Music, Arbitration, Commercial Litigation, Legal Research
Education
Georgetown University Law Center 1985 — 1988
JD
St. Lawrence University 1981 — 1985
BA, Government
FINRA January 2011 - Present
Baker Botts LLP January 2001 - December 2010
Miller, Cassidy, Larocca & Lewin 1992 - 2000
Miller, Cassidy, Larroca & Lewin 1992 - 2000
US Securities and Exchange Commission, Division of Enforcement 1988 - 1992
US Securities and Exchange Commission 1988 - 1992
Skills
Litigation, Securities Regulation, Corporate Law, Intellectual Property, Corporate Governance, Securities Litigation, Government, Due Diligence, White Collar Criminal..., Legal Writing, FCPA, FINRA, Class Actions, Enforcement, Appeals, Securities, Litigation Support, Trials, Fraud, Civil Litigation, Internal Investigations, Courts, Litigation Management, Country Music, Arbitration, Commercial Litigation, Legal Research
Education
Georgetown University Law Center 1985 — 1988
JD
St. Lawrence University 1981 — 1985
BA, Government
Ryan Hinson Ryan Hinson's US Securities and Exchange Commission Experience August 2012 - Present
Job AttorneyAdviser at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission August 2012 - Present
US Securities and Exchange Commission August 2008 - August 2012
U.S. Securities and Exchange Commission June 2007 - April 2008
Haas School of Business January 2005 - August 2005
Moody's KMV June 2004 - December 2004
Haas School of Business October 2000 - June 2004
Skills
Securities Regulation, Legal Writing, Legal Research, Securities, Investment Advisers Act, Litigation, Corporate Governance, Civil Litigation, Investments, Westlaw, Corporate Law, Licensing, Mediation, Intellectual Property, Commercial Litigation
Education
Georgetown University Law Center 2012 — 2014
Certificate, Securities and Financial Regulation
Whittier Law School 2005 — 2008
Doctorate of Jurisprudence
University of California, Berkeley - Walter A. Haas School of Business 2000 — 2004
Bachelor of Science, Business Administration
Chula Vista High School 1996 — 2000
Diploma
US Securities and Exchange Commission August 2012 - Present
US Securities and Exchange Commission August 2008 - August 2012
U.S. Securities and Exchange Commission June 2007 - April 2008
Haas School of Business January 2005 - August 2005
Moody's KMV June 2004 - December 2004
Haas School of Business October 2000 - June 2004
Skills
Securities Regulation, Legal Writing, Legal Research, Securities, Investment Advisers Act, Litigation, Corporate Governance, Civil Litigation, Investments, Westlaw, Corporate Law, Licensing, Mediation, Intellectual Property, Commercial Litigation
Education
Georgetown University Law Center 2012 — 2014
Certificate, Securities and Financial Regulation
Whittier Law School 2005 — 2008
Doctorate of Jurisprudence
University of California, Berkeley - Walter A. Haas School of Business 2000 — 2004
Bachelor of Science, Business Administration
Chula Vista High School 1996 — 2000
Diploma
Bill O'Leary Bill O'Leary's US Securities and Exchange Commission Experience April 1993 - July 1996
Job Executive Search and Assessment Consultant at Russell Reynolds Associates
Industry Public Relations and Communications
Experience
Russell Reynolds Associates May 2014 - Present
Grenzebach Glier & Associates March 2011 - May 2014
Georgetown University May 2007 - March 2011
Fannie Mae February 2002 - April 2007
Bid4Assets.com December 1999 - January 2002
Citigroup May 1998 - December 1999
US Securities and Exchange Commission April 1993 - July 1996
Clinton Gore Advance Staff 1991 - 1992
Skills
Strategic Communications, Public Relations, Fundraising, Strategic Planning, Marketing Communications, Social Media, Media Relations, Philanthropy, Integrated Marketing, Non-profits, Marketing Strategy, Crisis Communications, Social Media Marketing, Marketing, Market Research, Content Management, Newsletters, Strategy, Press Releases, Internal Communications, Nonprofits, Management
Education
Georgetown University - The McDonough School of Business 1996 — 1998
MBA, Marketing
The Johns Hopkins University 1994 — 1996
M.A., Writing
University of Massachusetts, Amherst 1987 — 1991
BA, English
St. Johns Prep 1983 — 1987
High School
Russell Reynolds Associates May 2014 - Present
Grenzebach Glier & Associates March 2011 - May 2014
Georgetown University May 2007 - March 2011
Fannie Mae February 2002 - April 2007
Bid4Assets.com December 1999 - January 2002
Citigroup May 1998 - December 1999
US Securities and Exchange Commission April 1993 - July 1996
Clinton Gore Advance Staff 1991 - 1992
Skills
Strategic Communications, Public Relations, Fundraising, Strategic Planning, Marketing Communications, Social Media, Media Relations, Philanthropy, Integrated Marketing, Non-profits, Marketing Strategy, Crisis Communications, Social Media Marketing, Marketing, Market Research, Content Management, Newsletters, Strategy, Press Releases, Internal Communications, Nonprofits, Management
Education
Georgetown University - The McDonough School of Business 1996 — 1998
MBA, Marketing
The Johns Hopkins University 1994 — 1996
M.A., Writing
University of Massachusetts, Amherst 1987 — 1991
BA, English
St. Johns Prep 1983 — 1987
High School
Bjorn Hall Bjorn Hall's US Securities and Exchange Commission Experience May 2005 - August 2005
Job General Counsel at Fundrise
Industry Law Practice
Experience
Fundrise February 2014 - Present
O'Melveny & Myers LLP March 2008 - February 2014
Venable LLP September 2006 - March 2008
US Securities and Exchange Commission May 2005 - August 2005
Mechel May 2004 - August 2004
Skills
Securities Regulation, Corporate Governance, Corporate Law, Mergers, Legal Research, Legal Writing, Mergers & Acquisitions, Capital Markets, SEC filings, Capital Raising, Securities Offerings, Corporate Finance, Securities, Acquisitions, IPO
Education
Georgetown University Law Center 2003 — 2006
JD, Law
The University of North Dakota 1999 — 2003
BA, Political Science
Park River High School 1996 — 1999
High School Diploma
Fundrise February 2014 - Present
O'Melveny & Myers LLP March 2008 - February 2014
Venable LLP September 2006 - March 2008
US Securities and Exchange Commission May 2005 - August 2005
Mechel May 2004 - August 2004
Skills
Securities Regulation, Corporate Governance, Corporate Law, Mergers, Legal Research, Legal Writing, Mergers & Acquisitions, Capital Markets, SEC filings, Capital Raising, Securities Offerings, Corporate Finance, Securities, Acquisitions, IPO
Education
Georgetown University Law Center 2003 — 2006
JD, Law
The University of North Dakota 1999 — 2003
BA, Political Science
Park River High School 1996 — 1999
High School Diploma
Michael Spratt's US Securities and Exchange Commission Experience September 2014 - Present
Job Assistant Director at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission September 2014 - Present
US Securities and Exchange Commission August 2013 - Present
US Securities and Exchange Commission May 2013 - August 2013
US Securities and Exchange Commission May 2012 - May 2013
US Securities and Exchange Commission August 2010 - May 2012
Willkie Farr & Gallagher LLP May 2008 - August 2010
Dewey & LeBoeuf LLP August 2006 - May 2008
Education
Georgetown University Law Center 2003 — 2006
Doctor of Law (JD)
The Johns Hopkins University 1999 — 2003
Bachelor of Arts (B.A.), Economics
U.S. Securities and Exchange Commission September 2014 - Present
US Securities and Exchange Commission August 2013 - Present
US Securities and Exchange Commission May 2013 - August 2013
US Securities and Exchange Commission May 2012 - May 2013
US Securities and Exchange Commission August 2010 - May 2012
Willkie Farr & Gallagher LLP May 2008 - August 2010
Dewey & LeBoeuf LLP August 2006 - May 2008
Education
Georgetown University Law Center 2003 — 2006
Doctor of Law (JD)
The Johns Hopkins University 1999 — 2003
Bachelor of Arts (B.A.), Economics
Shariff Barakat's US Securities and Exchange Commission Experience January 2011 - May 2011
Job Tax Attorney
Industry Renewables & Environment
Experience
KPMG August 2012 - Present
Green Image Solar January 2009 - July 2012
Kroll Bond Rating Agency, Inc. June 2011 - August 2011
US Securities and Exchange Commission January 2011 - May 2011
Simke, Chodos, & Sasaki LLP May 2010 - August 2010
Wamar International Inc. 2007 - 2009
Skills
Legal Writing, Mergers & Acquisitions, Legal Research, Corporate Law, Tax Law, Due Diligence, Tax, Management, International Tax, Securities, Westlaw, Corporate Tax, Private Equity, Microsoft Excel, PowerPoint, Public Speaking, Customer Service, Microsoft Office, Microsoft Word, Negotiation, Financial Analysis, Partnership Taxation, Renewable Energy Policy, Power Plants, Project Finance
Education
Georgetown University Law Center 2012 — 2012
Master of Laws (LL.M.), Taxation
Georgetown University Law Center 2009 — 2012
Doctor of Law (J.D.)
University of Southern California 2005 — 2008
Bachelor's degree, Economics and International Relations
KPMG August 2012 - Present
Green Image Solar January 2009 - July 2012
Kroll Bond Rating Agency, Inc. June 2011 - August 2011
US Securities and Exchange Commission January 2011 - May 2011
Simke, Chodos, & Sasaki LLP May 2010 - August 2010
Wamar International Inc. 2007 - 2009
Skills
Legal Writing, Mergers & Acquisitions, Legal Research, Corporate Law, Tax Law, Due Diligence, Tax, Management, International Tax, Securities, Westlaw, Corporate Tax, Private Equity, Microsoft Excel, PowerPoint, Public Speaking, Customer Service, Microsoft Office, Microsoft Word, Negotiation, Financial Analysis, Partnership Taxation, Renewable Energy Policy, Power Plants, Project Finance
Education
Georgetown University Law Center 2012 — 2012
Master of Laws (LL.M.), Taxation
Georgetown University Law Center 2009 — 2012
Doctor of Law (J.D.)
University of Southern California 2005 — 2008
Bachelor's degree, Economics and International Relations
Steven Chavez Varholik Steven Chavez Varholik's US Securities and Exchange Commission Experience 2014 - Present
Job Senior Counsel, Division of Enforcement, U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission 2014 - Present
The George Washington University Law School 2015 - Present
Georgetown University Law Center 2007 - 2015
U.S. Securities and Exchange Commission 2011 - 2014
US Securities and Exchange Commission 2008 - 2011
Garvey Schubert Barer 2005 - 2008
Skills
Securities Regulation, Litigation, Legal Research, Corporate Governance, Legal Writing, Securities, Corporate Law, Civil Litigation, Commercial Litigation, Securities Litigation, Appeals, Courts, Westlaw, Class Actions, Mediation, Administrative Law, International Law
Education
Georgetown University Law Center 2005 — 2008
LL.M., Securities and Financial Regulation
University of San Francisco School of Law 1999 — 2002
J.D., Law
University of California, Santa Barbara
B.A., Business Economics
U.S. Securities and Exchange Commission 2014 - Present
The George Washington University Law School 2015 - Present
Georgetown University Law Center 2007 - 2015
U.S. Securities and Exchange Commission 2011 - 2014
US Securities and Exchange Commission 2008 - 2011
Garvey Schubert Barer 2005 - 2008
Skills
Securities Regulation, Litigation, Legal Research, Corporate Governance, Legal Writing, Securities, Corporate Law, Civil Litigation, Commercial Litigation, Securities Litigation, Appeals, Courts, Westlaw, Class Actions, Mediation, Administrative Law, International Law
Education
Georgetown University Law Center 2005 — 2008
LL.M., Securities and Financial Regulation
University of San Francisco School of Law 1999 — 2002
J.D., Law
University of California, Santa Barbara
B.A., Business Economics
William Donnelly William Donnelly's US Securities and Exchange Commission Experience May 2000 - June 2002
Job Partner at Murphy & McGonigle, P.C.
Industry Law Practice
Experience
Murphy & McGonigle, P.C. June 2010 - Present
LeClairRyan July 2002 - May 2010
U.S. Securities and Exchange Commission May 2000 - June 2002
McGuireWoods December 1996 - April 2000
Muldoon Murphy & Faucette 1990 - 1996
Heron, Burchette, Ruckert & Rothwell September 1986 - February 1990
US Securities and Exchange Commission September 1982 - August 1986
Lewis, Wison, Lewis & Jones 1980 - 1982
Skills
Securities Litigation, Securities Regulation, Securities, SEC, Litigation, FCPA, Private Investigations, White Collar Criminal..., Internal Investigations, Corporate Law, Arbitration, Corporate Internal..., Broker-Dealer Compliance, investment adviser..., representing corporate..., IPO, Mergers & Acquisitions, Civil Litigation, Class Actions, Litigation Support, Trade Secrets, Commercial Litigation, Corporate Governance, Mediation
Education
Georgetown University 1977 — 1980
JD, Law
Cascia Hall 1969 — 1973
Murphy & McGonigle, P.C. June 2010 - Present
LeClairRyan July 2002 - May 2010
U.S. Securities and Exchange Commission May 2000 - June 2002
McGuireWoods December 1996 - April 2000
Muldoon Murphy & Faucette 1990 - 1996
Heron, Burchette, Ruckert & Rothwell September 1986 - February 1990
US Securities and Exchange Commission September 1982 - August 1986
Lewis, Wison, Lewis & Jones 1980 - 1982
Skills
Securities Litigation, Securities Regulation, Securities, SEC, Litigation, FCPA, Private Investigations, White Collar Criminal..., Internal Investigations, Corporate Law, Arbitration, Corporate Internal..., Broker-Dealer Compliance, investment adviser..., representing corporate..., IPO, Mergers & Acquisitions, Civil Litigation, Class Actions, Litigation Support, Trade Secrets, Commercial Litigation, Corporate Governance, Mediation
Education
Georgetown University 1977 — 1980
JD, Law
Cascia Hall 1969 — 1973
Anne Langer Anne Langer's US Securities and Exchange Commission Experience September 2009 - January 2010
Job Associate at Harris Wiltshire & Grannis LLP
Industry Law Practice
Experience
Harris, Wiltshire & Grannis LLP August 2012 - Present
Superior Court of the District of Columbia September 2010 - August 2012
Georgetown University Law Center March 2010 - September 2010
Georgetown University Law Center August 2006 - February 2010
US Securities and Exchange Commission September 2009 - January 2010
Goodwin Procter LLP June 2009 - July 2009
National Association of Criminal Defense Lawyers February 2009 - April 2009
Chambers of Richard J. Leon, United States District Court for the District of Columbia June 2008 - July 2008
Defense Nuclear Facilities Safety Board April 2005 - May 2008
ludwig & robinson 2005 - 2005
Education
Georgetown University Law Center 2005 — 2009
Doctor of Law (J.D.)
University of Notre Dame 2000 — 2004
BA, History
Harris, Wiltshire & Grannis LLP August 2012 - Present
Superior Court of the District of Columbia September 2010 - August 2012
Georgetown University Law Center March 2010 - September 2010
Georgetown University Law Center August 2006 - February 2010
US Securities and Exchange Commission September 2009 - January 2010
Goodwin Procter LLP June 2009 - July 2009
National Association of Criminal Defense Lawyers February 2009 - April 2009
Chambers of Richard J. Leon, United States District Court for the District of Columbia June 2008 - July 2008
Defense Nuclear Facilities Safety Board April 2005 - May 2008
ludwig & robinson 2005 - 2005
Education
Georgetown University Law Center 2005 — 2009
Doctor of Law (J.D.)
University of Notre Dame 2000 — 2004
BA, History
Geoff Kruczek Geoff Kruczek's US Securities and Exchange Commission Experience August 2014 - Present
Job Senior Attorney at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission August 2014 - Present
US Securities and Exchange Commission July 2013 - August 2014
US Securities and Exchange Commission June 2007 - July 2013
US Securities and Exchange Commission June 2003 - June 2007
Skills
Securities Regulation, Mergers & Acquisitions, Legal Research, Legal Writing, Litigation, Mergers, Securities
Education
Georgetown University Law Center 2002 — 2003
Master of Laws (LL.M.), Securities and Financial Regulation
Villanova Law School 1998 — 2001
Doctor of Law (J.D.)
The Johns Hopkins University 1993 — 1997
Bachelor of Arts (B.A.)
U.S. Securities and Exchange Commission August 2014 - Present
US Securities and Exchange Commission July 2013 - August 2014
US Securities and Exchange Commission June 2007 - July 2013
US Securities and Exchange Commission June 2003 - June 2007
Skills
Securities Regulation, Mergers & Acquisitions, Legal Research, Legal Writing, Litigation, Mergers, Securities
Education
Georgetown University Law Center 2002 — 2003
Master of Laws (LL.M.), Securities and Financial Regulation
Villanova Law School 1998 — 2001
Doctor of Law (J.D.)
The Johns Hopkins University 1993 — 1997
Bachelor of Arts (B.A.)
Jeffrey Shady Jeffrey Shady's US Securities and Exchange Commission Experience 2003 - 2006
Job Franchisee at Little Caesars Pizza and Dunkin Donuts; Partner at Coastal Business Group
Industry Law Practice
Experience
Dunkin Donuts September 2013 - Present
Little Caesars Pizza October 2009 - Present
Coastal Business Group, Inc. June 2007 - Present
K&L Gates September 2006 - 2009
US Securities and Exchange Commission 2003 - 2006
SEC (Securities & Exchange commission) 2003 - 2006
Education
Georgetown University Law Center 2002 — 2003
LLM, Federal Securities Law
University of San Diego School of Law 1999 — 2002
Juris Doctorate
University of Nevada-Las Vegas 1992 — 1995
HOA
Dunkin Donuts September 2013 - Present
Little Caesars Pizza October 2009 - Present
Coastal Business Group, Inc. June 2007 - Present
K&L Gates September 2006 - 2009
US Securities and Exchange Commission 2003 - 2006
SEC (Securities & Exchange commission) 2003 - 2006
Education
Georgetown University Law Center 2002 — 2003
LLM, Federal Securities Law
University of San Diego School of Law 1999 — 2002
Juris Doctorate
University of Nevada-Las Vegas 1992 — 1995
HOA
Travis Dodd Travis Dodd's US Securities and Exchange Commission Experience August 1988 - May 1992
Job Senior Counsel, Privacy at Lowe's Companies
Industry Retail
Experience
Lowe's Home Improvement March 2014 - Present
Microsoft August 2011 - March 2014
T-Mobile USA July 2007 - August 2011
AT&T March 2000 - June 2007
Williams October 1997 - March 2000
Gable & Gotwals July 1995 - October 1997
Williams & Connolly LLP October 1994 - June 1995
The Honorable Harold H. Greene August 1993 - September 1994
US Securities and Exchange Commission August 1988 - May 1992
Ernst & Young June 1985 - August 1988
Skills
Privacy Law, Data Privacy, Data Security, Corporate Law
Education
Georgetown University Law Center 1989 — 1992
JD, Law
University of Central Oklahoma 1983 — 1985
Bachelor of Science, Accounting
Lowe's Home Improvement March 2014 - Present
Microsoft August 2011 - March 2014
T-Mobile USA July 2007 - August 2011
AT&T March 2000 - June 2007
Williams October 1997 - March 2000
Gable & Gotwals July 1995 - October 1997
Williams & Connolly LLP October 1994 - June 1995
The Honorable Harold H. Greene August 1993 - September 1994
US Securities and Exchange Commission August 1988 - May 1992
Ernst & Young June 1985 - August 1988
Skills
Privacy Law, Data Privacy, Data Security, Corporate Law
Education
Georgetown University Law Center 1989 — 1992
JD, Law
University of Central Oklahoma 1983 — 1985
Bachelor of Science, Accounting
Steven Anthony Behar Steven Anthony Behar's US Securities and Exchange Commission Experience August 1995 - June 1998
Job Partner, Behar Law Group PLLC
Industry Law Practice
Experience
Behar Law Group PLLC May 2010 - Present
Behar Bertron PLLC April 2009 - April 2010
S. A. Behar and Associates PLLC April 2004 - April 2009
Toys R Us March 2001 - June 2003
Milbank Tweed Hadley & McCloy LLP June 1998 - March 2001
US Securities and Exchange Commission August 1995 - June 1998
Education
Georgetown University Law Center 1995 — 1998
LLM, Securities and Financial Regulation
Tulane University Law School 1992 — 1995
JD
Tulane University - A.B. Freeman School of Business 1989 — 1991
MBA, Finance and General Management
University at Albany 1986 — 1989
BA, Economics and Politcal Science
Behar Law Group PLLC May 2010 - Present
Behar Bertron PLLC April 2009 - April 2010
S. A. Behar and Associates PLLC April 2004 - April 2009
Toys R Us March 2001 - June 2003
Milbank Tweed Hadley & McCloy LLP June 1998 - March 2001
US Securities and Exchange Commission August 1995 - June 1998
Education
Georgetown University Law Center 1995 — 1998
LLM, Securities and Financial Regulation
Tulane University Law School 1992 — 1995
JD
Tulane University - A.B. Freeman School of Business 1989 — 1991
MBA, Finance and General Management
University at Albany 1986 — 1989
BA, Economics and Politcal Science
Irving Anaya Irving Anaya's US Securities and Exchange Commission Experience March 2008 - January 2013
Job Staff Hardware Engineer at Broadcom
Industry Wireless
Experience
Broadcom May 2015 - Present
Broadcom January 2015 - May 2015
Broadcom May 2014 - August 2014
Broadcom January 2013 - December 2013
US Securities and Exchange Commission March 2008 - January 2013
Broadcom January 2012 - May 2012
Georgia Institute of Technology May 2011 - May 2012
Skills
Matlab, Programming, Pspice, Oscilloscope, Analog Circuits, Wireless Broadband, Broadband Networks, Cable Broadband, Multisim, Circuit Analysis, NS2, Network Simulation, RF Engineering, Antennas, Wireless Communications..., Mobile Communications, Microsoft Office, Testing, FPGA, C
Education
Georgia Institute of Technology 2013 — 2015
Master of Science (M.S.), Electrical Engineering
Georgia Institute of Technology 2007 — 2013
Bachelor of Science (B.S.), Electrical Engineering
Broadcom May 2015 - Present
Broadcom January 2015 - May 2015
Broadcom May 2014 - August 2014
Broadcom January 2013 - December 2013
US Securities and Exchange Commission March 2008 - January 2013
Broadcom January 2012 - May 2012
Georgia Institute of Technology May 2011 - May 2012
Skills
Matlab, Programming, Pspice, Oscilloscope, Analog Circuits, Wireless Broadband, Broadband Networks, Cable Broadband, Multisim, Circuit Analysis, NS2, Network Simulation, RF Engineering, Antennas, Wireless Communications..., Mobile Communications, Microsoft Office, Testing, FPGA, C
Education
Georgia Institute of Technology 2013 — 2015
Master of Science (M.S.), Electrical Engineering
Georgia Institute of Technology 2007 — 2013
Bachelor of Science (B.S.), Electrical Engineering
Gerard DiFiore Gerard DiFiore's US Securities and Exchange Commission Experience 1984 - 1987
Job Partner, Veteran deal lawyer with 30 years of global capital markets, PE and M&A experience
Industry Law Practice
Experience
Reed Smith LLP 1997 - Present
Herten Berstein (now part of Archer & Greiner) 1995 - 1997
Robinson, St. John & Wayne (now LeClair Ryan) 1991 - 1995
Bachner Tally Polevoy & Misher 1987 - 1990
US Securities and Exchange Commission 1984 - 1987
Skills
Mergers, Private Equity, Corporate Law, Corporate Finance, Capital Markets, Mergers & Acquisitions, Strategy, Investments, Securities, Leadership, Venture Capital, Finance, Social Impact, Joint Ventures, Negotiation, Banking, Strategic Planning, Appeals, Securities Regulation, Legal Research, Start-ups, Investment Banking, Litigation, Legal Writing, Admitted to Practice, Corporate Governance, Human Resources, Legal Advice, Commercial Litigation
Education
Georgetown University Law Center 1986 — 1986
LLM, Securities Graduate Program
Suffolk University Law School 1981 — 1984
J.D., cum laude
University of Vermont 1978 — 1981
B.A., Economics, with Honors
Bergen Catholic 1973 — 1977
Holy Trinity Grammar School 1967 — 1973
Reed Smith LLP 1997 - Present
Herten Berstein (now part of Archer & Greiner) 1995 - 1997
Robinson, St. John & Wayne (now LeClair Ryan) 1991 - 1995
Bachner Tally Polevoy & Misher 1987 - 1990
US Securities and Exchange Commission 1984 - 1987
Skills
Mergers, Private Equity, Corporate Law, Corporate Finance, Capital Markets, Mergers & Acquisitions, Strategy, Investments, Securities, Leadership, Venture Capital, Finance, Social Impact, Joint Ventures, Negotiation, Banking, Strategic Planning, Appeals, Securities Regulation, Legal Research, Start-ups, Investment Banking, Litigation, Legal Writing, Admitted to Practice, Corporate Governance, Human Resources, Legal Advice, Commercial Litigation
Education
Georgetown University Law Center 1986 — 1986
LLM, Securities Graduate Program
Suffolk University Law School 1981 — 1984
J.D., cum laude
University of Vermont 1978 — 1981
B.A., Economics, with Honors
Bergen Catholic 1973 — 1977
Holy Trinity Grammar School 1967 — 1973
Daniel Layden Daniel Layden's US Securities and Exchange Commission Experience January 2006 - May 2006
Job Corporate IP Counsel at PolyAmerica, LP
Industry Legal Services
Experience
Poly-America, LP April 2014 - Present
Newell Rubbermaid October 2009 - March 2014
Withers & Keys, LLC October 2007 - June 2009
Hewlett-Packard August 2008 - October 2008
Electronic Data Systems January 1997 - October 2008
US Securities and Exchange Commission January 2006 - May 2006
Delphi 1994 - 1996
Skills
Intellectual Property, Patent Prosecution, Product Development, Patents, Patentability, Consumer Products, Patent Litigation, R&D, Cross-functional Team..., Licensing, Project Management, Engineering, Patent Applications, Trademarks, Legal Research, Invention, Product Marketing, Product Design, Trade Secrets, Software Licensing, Prosecution
Education
Georgia State University 2002 — 2006
J.D., cum laude, Law
The University of New Mexico 1990 — 1996
Bachelors of Science, Mechanical Engineering
Poly-America, LP April 2014 - Present
Newell Rubbermaid October 2009 - March 2014
Withers & Keys, LLC October 2007 - June 2009
Hewlett-Packard August 2008 - October 2008
Electronic Data Systems January 1997 - October 2008
US Securities and Exchange Commission January 2006 - May 2006
Delphi 1994 - 1996
Skills
Intellectual Property, Patent Prosecution, Product Development, Patents, Patentability, Consumer Products, Patent Litigation, R&D, Cross-functional Team..., Licensing, Project Management, Engineering, Patent Applications, Trademarks, Legal Research, Invention, Product Marketing, Product Design, Trade Secrets, Software Licensing, Prosecution
Education
Georgia State University 2002 — 2006
J.D., cum laude, Law
The University of New Mexico 1990 — 1996
Bachelors of Science, Mechanical Engineering
Brianna Baily Brianna Baily's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Tax Senior at Deloitte
Industry Law Practice
Experience
Deloitte September 2015 - Present
Georgetown University Law Center November 2014 - April 2015
Superior Court of the District of Columbia January 2015 - March 2015
Law & Entrepreneurship Practicum September 2014 - December 2014
Bechtel Corporation June 2014 - August 2014
Davies Collison Cave May 2014 - June 2014
US Securities and Exchange Commission January 2014 - April 2014
Georgetown University Law Center May 2013 - August 2013
Congressional Research Service June 2012 - August 2012
White & Measells, LLP March 2011 - May 2011
Skills
Legal Research, Legal Writing, Securities Offerings, Spanish, International Relations, Spanish translation, Mac/PC proficient, Public Speaking, Microsoft Office, Adobe Software, Graphic Design, Online Publishing
Education
Georgetown University Law Center 2015 — 2015
Master of Laws (LL.M.), Taxation
Georgetown University Law Center 2012 — 2015
Juris Doctor (J.D.), Tax Law/Taxation
The University of Texas at Austin 2008 — 2012
B.A., International Relations and Global Studies, European Studies
Deloitte September 2015 - Present
Georgetown University Law Center November 2014 - April 2015
Superior Court of the District of Columbia January 2015 - March 2015
Law & Entrepreneurship Practicum September 2014 - December 2014
Bechtel Corporation June 2014 - August 2014
Davies Collison Cave May 2014 - June 2014
US Securities and Exchange Commission January 2014 - April 2014
Georgetown University Law Center May 2013 - August 2013
Congressional Research Service June 2012 - August 2012
White & Measells, LLP March 2011 - May 2011
Skills
Legal Research, Legal Writing, Securities Offerings, Spanish, International Relations, Spanish translation, Mac/PC proficient, Public Speaking, Microsoft Office, Adobe Software, Graphic Design, Online Publishing
Education
Georgetown University Law Center 2015 — 2015
Master of Laws (LL.M.), Taxation
Georgetown University Law Center 2012 — 2015
Juris Doctor (J.D.), Tax Law/Taxation
The University of Texas at Austin 2008 — 2012
B.A., International Relations and Global Studies, European Studies
Fadil M. Bayyari's US Securities and Exchange Commission Experience January 2012 - April 2012
Job Associate at Winston & Strawn LLP
Industry Law Practice
Experience
Winston & Strawn LLP April 2015 - Present
Pillsbury Winthrop Shaw Pittman LLP 2014 - 2015
Dentons (formerly SNR Denton) September 2012 - August 2014
US Securities and Exchange Commission January 2012 - April 2012
Latham & Watkins July 2010 - August 2010
Linklaters June 2010 - July 2010
Clifford Chance LLP May 2010 - June 2010
Allen & Overy April 2010 - May 2010
Oberlin College September 2006 - May 2007
Education
Georgetown University Law Center 2011 — 2012
Master of Laws (LL.M.), Securities & Financial Regulation
Washington and Lee University 2008 — 2011
Juris Doctor (JD)
Oberlin College 2003 — 2007
Bachelor of Arts (BA), Economics, Religion
University of California, Berkeley 2004 — 2004
Summer Session, Near Eastern Studies
Winston & Strawn LLP April 2015 - Present
Pillsbury Winthrop Shaw Pittman LLP 2014 - 2015
Dentons (formerly SNR Denton) September 2012 - August 2014
US Securities and Exchange Commission January 2012 - April 2012
Latham & Watkins July 2010 - August 2010
Linklaters June 2010 - July 2010
Clifford Chance LLP May 2010 - June 2010
Allen & Overy April 2010 - May 2010
Oberlin College September 2006 - May 2007
Education
Georgetown University Law Center 2011 — 2012
Master of Laws (LL.M.), Securities & Financial Regulation
Washington and Lee University 2008 — 2011
Juris Doctor (JD)
Oberlin College 2003 — 2007
Bachelor of Arts (BA), Economics, Religion
University of California, Berkeley 2004 — 2004
Summer Session, Near Eastern Studies
John J. McDonald John J. McDonald's US Securities and Exchange Commission Experience September 1997 - December 1997
Job Partner in Private Equity and Corporate Groups at Troutman Sanders LLP
Industry Law Practice
Experience
Troutman Sanders LLP January 2015 - Present
Kelley Drye & Warren LLP October 2004 - December 2014
Hogan Lovells August 1999 - October 2004
K&L Gates May 1997 - August 1999
US Securities and Exchange Commission September 1997 - December 1997
NYSE Euronext May 1996 - August 1996
Skills
Private Equity, Mergers and Acquisitions, Venture Capital, Outside General Counsel, Fund Formation, Equities, Finance, Mergers & Acquisitions, Acquisitions, Legal Advice
Education
Georgetown University Law Center
J.D., cum laude, Grade Point Average: 10.129/12.000 (top 10%)
Stony Brook University
B.S., magna cum laude, Economics and Business Management (double major), Grade Point Average: 3.72/4.00
Troutman Sanders LLP January 2015 - Present
Kelley Drye & Warren LLP October 2004 - December 2014
Hogan Lovells August 1999 - October 2004
K&L Gates May 1997 - August 1999
US Securities and Exchange Commission September 1997 - December 1997
NYSE Euronext May 1996 - August 1996
Skills
Private Equity, Mergers and Acquisitions, Venture Capital, Outside General Counsel, Fund Formation, Equities, Finance, Mergers & Acquisitions, Acquisitions, Legal Advice
Education
Georgetown University Law Center
J.D., cum laude, Grade Point Average: 10.129/12.000 (top 10%)
Stony Brook University
B.S., magna cum laude, Economics and Business Management (double major), Grade Point Average: 3.72/4.00
Jelani Roper's US Securities and Exchange Commission Experience June 1999 - August 1999
Job Vice President & Corporate Counsel at Prudential
Industry Investment Management
Experience
Prudential January 2014 - Present
Prudential August 2008 - January 2014
Prudential August 2008 - January 2014
Prudential August 2006 - September 2008
Carter Ledyard & Milburn LLP February 2004 - July 2006
Sutherland Asbill & Brennan LLP September 2001 - January 2004
Fulbright & Jaworski October 1999 - April 2000
US Securities and Exchange Commission June 1999 - August 1999
Education
Georgetown University Law Center 1998 — 2001
J.D.
The College of William and Mary 1991 — 1995
B.A.
Columbia High School 1987 — 1991
Diploma
Prudential January 2014 - Present
Prudential August 2008 - January 2014
Prudential August 2008 - January 2014
Prudential August 2006 - September 2008
Carter Ledyard & Milburn LLP February 2004 - July 2006
Sutherland Asbill & Brennan LLP September 2001 - January 2004
Fulbright & Jaworski October 1999 - April 2000
US Securities and Exchange Commission June 1999 - August 1999
Education
Georgetown University Law Center 1998 — 2001
J.D.
The College of William and Mary 1991 — 1995
B.A.
Columbia High School 1987 — 1991
Diploma
Sang-Yoon (Sang) Kim Sang-Yoon (Sang) Kim's US Securities and Exchange Commission Experience May 2012 - May 2013
Job Fund Accountant at Trident Trust
Industry Financial Services
Experience
Trident Trust May 2015 - Present
Georgia Perimeter College February 2011 - Present
Trident Trust September 2014 - April 2015
CME Group June 2014 - August 2014
Center for Pan Asian Community Services January 2010 - June 2014
US Securities and Exchange Commission May 2012 - May 2013
Skills
Commodity Markets, People-oriented, Futures Trading, Financial Futures, Equity Indices, Microsoft Excel, SAP Business Software, Interpersonal Skill, Bond Markets, FX trading, VBA, Bloomberg Terminal, Advent Geneva, FactSet
Education
Georgia State University 2012 — 2015
Bachelor of Business Administration (BBA), Finance, General, 3.82
Trident Trust May 2015 - Present
Georgia Perimeter College February 2011 - Present
Trident Trust September 2014 - April 2015
CME Group June 2014 - August 2014
Center for Pan Asian Community Services January 2010 - June 2014
US Securities and Exchange Commission May 2012 - May 2013
Skills
Commodity Markets, People-oriented, Futures Trading, Financial Futures, Equity Indices, Microsoft Excel, SAP Business Software, Interpersonal Skill, Bond Markets, FX trading, VBA, Bloomberg Terminal, Advent Geneva, FactSet
Education
Georgia State University 2012 — 2015
Bachelor of Business Administration (BBA), Finance, General, 3.82
Scott Homa Scott Homa's US Securities and Exchange Commission Experience May 2001 - August 2001
Job Vice President, MidAtlantic Research at Jones Lang LaSalle
Industry Real Estate
Experience
Jones Lang LaSalle July 2011 - Present
Jones Lang LaSalle July 2008 - June 2011
Jones Lang LaSalle July 2005 - June 2008
MCG Capital September 2001 - December 2001
US Securities and Exchange Commission May 2001 - August 2001
Colliers Pinkard June 2000 - August 2000
Colliers Pinkard March 1998 - May 1998
Skills
Valuation, Real Estate, Asset Management, Market Research, Investments, Disposition, Asset Managment, Finance, Mergers & Acquisitions, Capital Markets, Due Diligence, Real Estate Economics
Education
Georgetown University - The McDonough School of Business 1999 — 2003
B.S., Cum Laude, Finance
Jones Lang LaSalle July 2011 - Present
Jones Lang LaSalle July 2008 - June 2011
Jones Lang LaSalle July 2005 - June 2008
MCG Capital September 2001 - December 2001
US Securities and Exchange Commission May 2001 - August 2001
Colliers Pinkard June 2000 - August 2000
Colliers Pinkard March 1998 - May 1998
Skills
Valuation, Real Estate, Asset Management, Market Research, Investments, Disposition, Asset Managment, Finance, Mergers & Acquisitions, Capital Markets, Due Diligence, Real Estate Economics
Education
Georgetown University - The McDonough School of Business 1999 — 2003
B.S., Cum Laude, Finance
Katherine Zuber Katherine Zuber's US Securities and Exchange Commission Experience May 2011 - August 2011
Job Associate at Gibson, Dunn & Crutcher LLP
Industry
Experience
Gibson, Dunn & Crutcher LLP October 2013 - Present
Gibson, Dunn & Crutcher LLP May 2012 - July 2012
US Securities and Exchange Commission May 2011 - August 2011
Capital Group August 2008 - August 2010
Morgan Stanley June 2006 - September 2006
Skills
Legal Research, Legal Writing
Education
Georgetown University Law Center 2010 — 2013
J.D.
Stanford University 2004 — 2008
B.A., International Relations
Gibson, Dunn & Crutcher LLP October 2013 - Present
Gibson, Dunn & Crutcher LLP May 2012 - July 2012
US Securities and Exchange Commission May 2011 - August 2011
Capital Group August 2008 - August 2010
Morgan Stanley June 2006 - September 2006
Skills
Legal Research, Legal Writing
Education
Georgetown University Law Center 2010 — 2013
J.D.
Stanford University 2004 — 2008
B.A., International Relations
Kai Fang's US Securities and Exchange Commission Experience September 2012 - May 2013
Job Analyst at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank July 2014 - Present
Deutsche Bank June 2013 - August 2013
US Securities and Exchange Commission September 2012 - May 2013
Georgetown University's McDonough School of Business October 2010 - August 2012
Industrial and Commercial Bank of China May 2012 - June 2012
Skills
Accounting, Financial Analysis, Valuation, Economics, Research, Data Analysis, Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word
Education
Georgetown University - The McDonough School of Business 2010 — 2014
Accounting and Finance
Pudong Foreign Language School 2000 — 2007
High School
Deutsche Bank July 2014 - Present
Deutsche Bank June 2013 - August 2013
US Securities and Exchange Commission September 2012 - May 2013
Georgetown University's McDonough School of Business October 2010 - August 2012
Industrial and Commercial Bank of China May 2012 - June 2012
Skills
Accounting, Financial Analysis, Valuation, Economics, Research, Data Analysis, Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word
Education
Georgetown University - The McDonough School of Business 2010 — 2014
Accounting and Finance
Pudong Foreign Language School 2000 — 2007
High School
Roxanne Lepore Roxanne Lepore's US Securities and Exchange Commission Experience July 2011 - September 2011
Job Mergers and Acquisitions Associate at Fried Frank
Industry Law Practice
Experience
Fried Frank 2013 - Present
Fried, Frank, Harris, Shriver & Jacobson June 2012 - August 2012
US Securities and Exchange Commission July 2011 - September 2011
Perseus, L.L.C. Private Equity May 2011 - July 2011
US Securities and Exchange Commission June 2010 - August 2010
Skills
Securities Regulation, Corporate Law, Asset Managment, Mergers and Acquisitions, EDGAR
Education
Georgetown University Law Center 2010 — 2013
J.D., Law
The College of William and Mary 2006 — 2010
BA, Public Policy and Sociology
Fried Frank 2013 - Present
Fried, Frank, Harris, Shriver & Jacobson June 2012 - August 2012
US Securities and Exchange Commission July 2011 - September 2011
Perseus, L.L.C. Private Equity May 2011 - July 2011
US Securities and Exchange Commission June 2010 - August 2010
Skills
Securities Regulation, Corporate Law, Asset Managment, Mergers and Acquisitions, EDGAR
Education
Georgetown University Law Center 2010 — 2013
J.D., Law
The College of William and Mary 2006 — 2010
BA, Public Policy and Sociology
Stephanie Keats Stephanie Keats's US Securities and Exchange Commission Experience September 2012 - November 2012
Job Associate at Milbank, Tweed, Hadley & McCloy LLP
Industry Law Practice
Experience
Milbank, Tweed, Hadley & McCloy LLP October 2014 - Present
Milbank, Tweed, Hadley & McCloy LLP May 2013 - July 2013
US Securities and Exchange Commission September 2012 - November 2012
DC Superior Court May 2012 - August 2012
Kern Wooley P.C. October 2010 - July 2011
Skills
Legal Research, Legal Writing, Public Speaking, Westlaw, Microsoft Office, Event Planning, International Relations, Trials
Education
Georgetown University Law Center 2011 — 2014
Doctor of Law (JD)
University of Southern California 2007 — 2011
Bachelor’s Degree, Theatre/Theater
Queen Mary, U. of London 2010 — 2010
Milbank, Tweed, Hadley & McCloy LLP October 2014 - Present
Milbank, Tweed, Hadley & McCloy LLP May 2013 - July 2013
US Securities and Exchange Commission September 2012 - November 2012
DC Superior Court May 2012 - August 2012
Kern Wooley P.C. October 2010 - July 2011
Skills
Legal Research, Legal Writing, Public Speaking, Westlaw, Microsoft Office, Event Planning, International Relations, Trials
Education
Georgetown University Law Center 2011 — 2014
Doctor of Law (JD)
University of Southern California 2007 — 2011
Bachelor’s Degree, Theatre/Theater
Queen Mary, U. of London 2010 — 2010
Jeremiah Nelson's US Securities and Exchange Commission Experience January 2010 - April 2010
Job Real Estate Associate at Wilson Sonsini Goodrich & Rosati
Industry Law Practice
Experience
Wilson Sonsini Goodrich & Rosati May 2015 - Present
Stradling Yocca Carlson & Rauth October 2012 - May 2015
McNamara Law Firm February 2011 - October 2012
U.S. District Court, Northern District of California August 2010 - January 2011
US Securities and Exchange Commission January 2010 - April 2010
Bean, Kinney & Korman, P.C. May 2009 - August 2009
DC Superior Court January 2009 - April 2009
Institute of Public Representation 2009 - 2009
GULC May 2008 - August 2008
Sher Leff LLP 2006 - 2007
Skills
Commercial Litigation, Legal Writing, Litigation, Legal Discovery, Legal Research, Civil Litigation, Public Law, Real Estate, Arbitration, Mediation, Motions, Depositions, Pleadings, Trials
Education
Georgetown University Law Center 2007 — 2010
J.D.
University of California, San Diego 2004 — 2006
BA, Political Science/International Relations
Aptos High School
Wilson Sonsini Goodrich & Rosati May 2015 - Present
Stradling Yocca Carlson & Rauth October 2012 - May 2015
McNamara Law Firm February 2011 - October 2012
U.S. District Court, Northern District of California August 2010 - January 2011
US Securities and Exchange Commission January 2010 - April 2010
Bean, Kinney & Korman, P.C. May 2009 - August 2009
DC Superior Court January 2009 - April 2009
Institute of Public Representation 2009 - 2009
GULC May 2008 - August 2008
Sher Leff LLP 2006 - 2007
Skills
Commercial Litigation, Legal Writing, Litigation, Legal Discovery, Legal Research, Civil Litigation, Public Law, Real Estate, Arbitration, Mediation, Motions, Depositions, Pleadings, Trials
Education
Georgetown University Law Center 2007 — 2010
J.D.
University of California, San Diego 2004 — 2006
BA, Political Science/International Relations
Aptos High School
Sean O'Malley Sean O'Malley's US Securities and Exchange Commission Experience January 1999 - May 2005
Job Senior Vice President & Deputy General Counsel at State Street Global Advisors
Industry Investment Management
Experience
State Street Global Advisors November 2013 - Present
White & Case March 2010 - October 2013
Goodwin Procter LLP May 2007 - March 2010
Schulte Roth & Zabel LLP May 2005 - April 2007
US Securities and Exchange Commission January 1999 - May 2005
Skills
Mergers & Acquisitions, Securities, Private Equity, Financial Services, Hedge Funds, Legal Writing, Investment Management, Investments, Securities Regulation, Prime Brokerage, Corporate Governance, Corporate Law, Litigation, Joint Ventures, Mutual Funds
Education
Georgetown University Law Center
L.L.M., Securities and Financial Regulation
Pepperdine University School of Law
J.D.
University of North Carolina at Chapel Hill
B.A., Political Science
State Street Global Advisors November 2013 - Present
White & Case March 2010 - October 2013
Goodwin Procter LLP May 2007 - March 2010
Schulte Roth & Zabel LLP May 2005 - April 2007
US Securities and Exchange Commission January 1999 - May 2005
Skills
Mergers & Acquisitions, Securities, Private Equity, Financial Services, Hedge Funds, Legal Writing, Investment Management, Investments, Securities Regulation, Prime Brokerage, Corporate Governance, Corporate Law, Litigation, Joint Ventures, Mutual Funds
Education
Georgetown University Law Center
L.L.M., Securities and Financial Regulation
Pepperdine University School of Law
J.D.
University of North Carolina at Chapel Hill
B.A., Political Science
LaShon Kell LaShon Kell's US Securities and Exchange Commission Experience August 2000 - July 2003
Job Assistant General Counsel, Head of the AntiCorruption and International Compliance Group at Halliburton
Industry Law Practice
Experience
Halliburton January 2014 - Present
Bracewell & Giuliani LLP September 2008 - December 2013
Venable LLP July 2003 - August 2008
US Securities and Exchange Commission August 2000 - July 2003
Education
Georgetown University Law Center
J.D., Securities Law
University of Kentucky
B.A., Russian and Eastern Studies; Political Science
Halliburton January 2014 - Present
Bracewell & Giuliani LLP September 2008 - December 2013
Venable LLP July 2003 - August 2008
US Securities and Exchange Commission August 2000 - July 2003
Education
Georgetown University Law Center
J.D., Securities Law
University of Kentucky
B.A., Russian and Eastern Studies; Political Science
Amanda Hollander Wagner's US Securities and Exchange Commission Experience August 2012 - Present
Job Senior Counsel at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission August 2012 - Present
Sullivan & Worcester LLP May 2011 - June 2012
Sutherland Asbill & Brennan LLP September 2008 - May 2011
Education
Georgetown University Law Center 2005 — 2008
Princeton University 1999 — 2003
A.B., Religion, American Studies
US Securities and Exchange Commission August 2012 - Present
Sullivan & Worcester LLP May 2011 - June 2012
Sutherland Asbill & Brennan LLP September 2008 - May 2011
Education
Georgetown University Law Center 2005 — 2008
Princeton University 1999 — 2003
A.B., Religion, American Studies
Britton Whitbeck, JD, CCEP Britton Whitbeck, JD, CCEP's US Securities and Exchange Commission Experience January 2012 - May 2012
Job Legal and Regulatory Compliance Attorney
Industry Legal Services
Experience
Lumeris April 2015 - Present
Legal and Regulatory Compliance Consultant December 2014 - April 2015
Fannie Mae March 2013 - December 2014
License Coach, LLC May 2009 - March 2013
US Securities and Exchange Commission January 2012 - May 2012
Federal Magistrate Judge Jeffrey L. Cureton August 2011 - November 2011
Mosaic Family Services, Inc. August 2010 - November 2010
DynCorp International September 2006 - August 2008
Southwest Securities November 2005 - September 2006
KPMG June 2004 - November 2005
Skills
Corporate Governance, Legal Compliance, Corporate Law, Securities Regulation, Risk Assessment, Auditing, Internal Controls, Sarbanes-Oxley Act, Due Diligence, Enterprise Risk..., Regulatory Affairs, Regulatory Compliance, Sarbanes-Oxley, Dodd-Frank, Examinations and..., Internal Audit, Testing, SEC filings, Project Management, Change Management, Process Improvement, Legal Research, Training, Risk Management, Legal Writing, Bankruptcy, Compliance, Securities, Governance, Project Finance, Remediation, SEC Financial Reporting, Microsoft Office, Microsoft Word, Microsoft Excel, SharePoint, Microsoft Project
Education
Southern Methodist University Dedman School of Law 2008 — 2012
Juris Doctor (J.D.), Law
Georgetown University Law Center 2012 — 2012
Visiting J.D., Law
Texas A&M University - Mays Business School 2000 — 2004
MS, Finance
Texas A&M University - Mays Business School 2000 — 2004
BBA, Accounting
Lake Country Christian School 1987 — 2000
Lumeris April 2015 - Present
Legal and Regulatory Compliance Consultant December 2014 - April 2015
Fannie Mae March 2013 - December 2014
License Coach, LLC May 2009 - March 2013
US Securities and Exchange Commission January 2012 - May 2012
Federal Magistrate Judge Jeffrey L. Cureton August 2011 - November 2011
Mosaic Family Services, Inc. August 2010 - November 2010
DynCorp International September 2006 - August 2008
Southwest Securities November 2005 - September 2006
KPMG June 2004 - November 2005
Skills
Corporate Governance, Legal Compliance, Corporate Law, Securities Regulation, Risk Assessment, Auditing, Internal Controls, Sarbanes-Oxley Act, Due Diligence, Enterprise Risk..., Regulatory Affairs, Regulatory Compliance, Sarbanes-Oxley, Dodd-Frank, Examinations and..., Internal Audit, Testing, SEC filings, Project Management, Change Management, Process Improvement, Legal Research, Training, Risk Management, Legal Writing, Bankruptcy, Compliance, Securities, Governance, Project Finance, Remediation, SEC Financial Reporting, Microsoft Office, Microsoft Word, Microsoft Excel, SharePoint, Microsoft Project
Education
Southern Methodist University Dedman School of Law 2008 — 2012
Juris Doctor (J.D.), Law
Georgetown University Law Center 2012 — 2012
Visiting J.D., Law
Texas A&M University - Mays Business School 2000 — 2004
MS, Finance
Texas A&M University - Mays Business School 2000 — 2004
BBA, Accounting
Lake Country Christian School 1987 — 2000
Kamyar Daneshvar Kamyar Daneshvar's US Securities and Exchange Commission Experience May 2013 - September 2015
Job Associate General Counsel at Inovalon
Industry Law Practice
Experience
Inovalon September 2015 - Present
US Securities and Exchange Commission May 2013 - September 2015
Greenberg Traurig, LLP 2010 - 2013
Bullivant Houser Bailey PC 2007 - 2010
Education
Georgetown University Law Center 2013 — 2015
Securities & Financial Regulation Certificate
Loyola Law School, Loyola Marymount University 2003 — 2006
JD
University of California, San Diego 1999 — 2003
BA, Political Science
Inovalon September 2015 - Present
US Securities and Exchange Commission May 2013 - September 2015
Greenberg Traurig, LLP 2010 - 2013
Bullivant Houser Bailey PC 2007 - 2010
Education
Georgetown University Law Center 2013 — 2015
Securities & Financial Regulation Certificate
Loyola Law School, Loyola Marymount University 2003 — 2006
JD
University of California, San Diego 1999 — 2003
BA, Political Science
Hemma Ramrattan Hemma Ramrattan's US Securities and Exchange Commission Experience September 2009 - Present
Job at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission September 2009 - Present
23 Essex Street 2007 - 2010
the Office of Parliamentary Counsel September 2008 - September 2009
Lauderdale Chambers September 2004 - December 2008
City Law School 2004 - 2008
UWE 2000 - 2005
2 Hare Court September 2002 - September 2003
United Nations 1999 - 2000
Skills
Securities Regulation, Litigation, International Law, Legal Research, Legal Advice, Corporate Law, Corporate Governance, Criminal Law, Securities Litigation, Civil Litigation, Securities, White Collar Criminal..., Trials, FCPA, Anti-corruption, Dispute Resolution, SEC, Criminal Defense, Legal Compliance, Cross-border...
Education
Georgetown University Law Center 2009 — 2010
LLM, Securities and Financial Regulation
University of the West of England 2001 — 2002
BVC, Law
University of Exeter 1995 — 1999
PhD, International Law, War
University of Exeter 1995 — 1999
LLB, Law with European Study (Spain)
US Securities and Exchange Commission September 2009 - Present
23 Essex Street 2007 - 2010
the Office of Parliamentary Counsel September 2008 - September 2009
Lauderdale Chambers September 2004 - December 2008
City Law School 2004 - 2008
UWE 2000 - 2005
2 Hare Court September 2002 - September 2003
United Nations 1999 - 2000
Skills
Securities Regulation, Litigation, International Law, Legal Research, Legal Advice, Corporate Law, Corporate Governance, Criminal Law, Securities Litigation, Civil Litigation, Securities, White Collar Criminal..., Trials, FCPA, Anti-corruption, Dispute Resolution, SEC, Criminal Defense, Legal Compliance, Cross-border...
Education
Georgetown University Law Center 2009 — 2010
LLM, Securities and Financial Regulation
University of the West of England 2001 — 2002
BVC, Law
University of Exeter 1995 — 1999
PhD, International Law, War
University of Exeter 1995 — 1999
LLB, Law with European Study (Spain)
Jeff Ulness Jeff Ulness's US Securities and Exchange Commission Experience August 1986 - December 1989
Job Managing Director, Subadvisory Relations at Epoch Investment Partners
Industry Financial Services
Experience
Epoch Investment Partners August 2004 - Present
ForstmannLeff May 2003 - August 2004
Deutsche Asset Management January 2002 - April 2003
American Skandia (now part of Prudential Financial) July 1994 - January 2002
American Skandia July 1994 - August 1997
North American Security Life (now John Hancock) February 1991 - July 1994
Dewey & LeBoeuf LLP January 1990 - February 1991
Army National Guard 1977 - 1991
US Securities and Exchange Commission August 1986 - December 1989
Skills
Asset Managment, Hedge Funds, Alternative Investments, Securities, Equities, Mutual Funds, Fixed Annuities, Investments, Management, Asset Management, Strategy, Investment Management, Asset Allocation, Due Diligence, Trading, Investment Strategies
Education
Georgetown University Law Center 1986 — 1988
LLM, Securities Regulation
The University of North Dakota School of Law 1984 — 1986
JD, Law
The University of North Dakota 1979 — 1982
BA, Advertising and Public Relations, Political Science
Bismarck High School 1976 — 1978
Epoch Investment Partners August 2004 - Present
ForstmannLeff May 2003 - August 2004
Deutsche Asset Management January 2002 - April 2003
American Skandia (now part of Prudential Financial) July 1994 - January 2002
American Skandia July 1994 - August 1997
North American Security Life (now John Hancock) February 1991 - July 1994
Dewey & LeBoeuf LLP January 1990 - February 1991
Army National Guard 1977 - 1991
US Securities and Exchange Commission August 1986 - December 1989
Skills
Asset Managment, Hedge Funds, Alternative Investments, Securities, Equities, Mutual Funds, Fixed Annuities, Investments, Management, Asset Management, Strategy, Investment Management, Asset Allocation, Due Diligence, Trading, Investment Strategies
Education
Georgetown University Law Center 1986 — 1988
LLM, Securities Regulation
The University of North Dakota School of Law 1984 — 1986
JD, Law
The University of North Dakota 1979 — 1982
BA, Advertising and Public Relations, Political Science
Bismarck High School 1976 — 1978
James Idol's US Securities and Exchange Commission Experience August 2011 - December 2011
Job Goldman Sachs Alternative Investments and Manager Selection
Industry Investment Management
Experience
Goldman Sachs January 2015 - Present
Jones Day October 2012 - December 2014
Goldman Sachs Merchant Banking June 2014 - October 2014
Georgetown University Law Center 2010 - May 2012
US Securities and Exchange Commission August 2011 - December 2011
Skills
Corporate Governance, Corporate Law, Due Diligence, Securities, Finance, Mergers & Acquisitions, Entrepreneurship, Business Development, Private Equity, Distressed M&A, Securities Regulation
Education
Georgetown University Law Center
Doctor of Law (J.D.), Cum Laude, Banking, Corporate, Finance, and Securities Law
University of Maryland - Robert H. Smith School of Business 2005 — 2009
B.S., Finance and Accounting
Goldman Sachs January 2015 - Present
Jones Day October 2012 - December 2014
Goldman Sachs Merchant Banking June 2014 - October 2014
Georgetown University Law Center 2010 - May 2012
US Securities and Exchange Commission August 2011 - December 2011
Skills
Corporate Governance, Corporate Law, Due Diligence, Securities, Finance, Mergers & Acquisitions, Entrepreneurship, Business Development, Private Equity, Distressed M&A, Securities Regulation
Education
Georgetown University Law Center
Doctor of Law (J.D.), Cum Laude, Banking, Corporate, Finance, and Securities Law
University of Maryland - Robert H. Smith School of Business 2005 — 2009
B.S., Finance and Accounting
Jeff Epstein Jeff Epstein's US Securities and Exchange Commission Experience March 1996 - May 1999
Job Managing Member at ProteusH2o, LLC
Industry Legal Services
Experience
ProteusH2o, LLC July 2015 - Present
NPE Holdings, LLC August 2014 - Present
Connectivity Solutions Inc. - CSI October 2012 - July 2014
TerreStar Networks April 2008 - September 2012
TerreStar Networks July 2006 - April 2008
Capital One October 2003 - July 2006
DLA Piper March 2000 - October 2003
Kutak Rock March 1999 - March 2000
US Securities and Exchange Commission March 1996 - May 1999
Skills
Mergers & Acquisitions, Corporate Governance, Start-ups, Strategy, Corporate Law, Corporate Finance, Risk Management, Venture Capital, Management, Leadership, Finance, Capital Markets, Securities, Integration, IPO, Mobile Devices, Acquisitions, Securities Regulation, Security, Wireless
Education
Georgetown University Law Center 1995 — 1997
LLM, Securities and Financial Regulation
St. Thomas University School of Law 1992 — 1995
JD, Law
University of Florida 1987 — 1991
BA, Finance
ProteusH2o, LLC July 2015 - Present
NPE Holdings, LLC August 2014 - Present
Connectivity Solutions Inc. - CSI October 2012 - July 2014
TerreStar Networks April 2008 - September 2012
TerreStar Networks July 2006 - April 2008
Capital One October 2003 - July 2006
DLA Piper March 2000 - October 2003
Kutak Rock March 1999 - March 2000
US Securities and Exchange Commission March 1996 - May 1999
Skills
Mergers & Acquisitions, Corporate Governance, Start-ups, Strategy, Corporate Law, Corporate Finance, Risk Management, Venture Capital, Management, Leadership, Finance, Capital Markets, Securities, Integration, IPO, Mobile Devices, Acquisitions, Securities Regulation, Security, Wireless
Education
Georgetown University Law Center 1995 — 1997
LLM, Securities and Financial Regulation
St. Thomas University School of Law 1992 — 1995
JD, Law
University of Florida 1987 — 1991
BA, Finance
James Beach James Beach's US Securities and Exchange Commission Experience January 2010 - April 2010
Job Attorney at Kirkland & Ellis LLP
Industry Law Practice
Experience
Kirkland & Ellis LLP September 2011 - Present
Certified Financial Planner Board of Standards, Inc. September 2010 - December 2010
Lobb & Cliff, LLP June 2010 - August 2010
US Securities and Exchange Commission January 2010 - April 2010
Chandler & Thong-ek June 2009 - August 2009
The Princeton Review March 2006 - May 2009
Lobb, Cliff & Lester, LLP November 2006 - August 2008
University of California, Riverside 2005 - 2006
Haysbridge August 2004 - July 2005
Skills
Mergers, Corporate Law
Education
Georgetown University Law Center 2008 — 2011
JD, Law
University of California, Riverside 2005 — 2006
M.A, Political Science
University of California, Santa Barbara 1999 — 2003
B.A., Philosophy
Kirkland & Ellis LLP September 2011 - Present
Certified Financial Planner Board of Standards, Inc. September 2010 - December 2010
Lobb & Cliff, LLP June 2010 - August 2010
US Securities and Exchange Commission January 2010 - April 2010
Chandler & Thong-ek June 2009 - August 2009
The Princeton Review March 2006 - May 2009
Lobb, Cliff & Lester, LLP November 2006 - August 2008
University of California, Riverside 2005 - 2006
Haysbridge August 2004 - July 2005
Skills
Mergers, Corporate Law
Education
Georgetown University Law Center 2008 — 2011
JD, Law
University of California, Riverside 2005 — 2006
M.A, Political Science
University of California, Santa Barbara 1999 — 2003
B.A., Philosophy
Lawrence Scheinert's US Securities and Exchange Commission Experience May 2006 - August 2006
Job Section Chief, Office of Special Measures at U.S. Dept of the Treasury/Financial Crimes Enforcement Network
Industry Public Policy
Experience
Dept of the Treasury/Financial Crimes Enforcement Network October 2014 - Present
Dept of the Treasury/Financial Crimes Enforcement Network September 2013 - October 2014
US Department of the Treasury July 2011 - September 2013
White & Case September 2008 - June 2010
US Securities and Exchange Commission May 2006 - August 2006
Skills
Enforcement, Litigation, Public Policy, Legal Writing, Corporate Governance, Due Diligence, Policy
Education
Georgetown University Law Center 2010 — 2011
LL.M., Securities and Financial Regulation
University of Florida - Fredric G. Levin College of Law 2005 — 2008
J.D., Law
Lehigh University 2001 — 2005
B.S., Finance
Dept of the Treasury/Financial Crimes Enforcement Network October 2014 - Present
Dept of the Treasury/Financial Crimes Enforcement Network September 2013 - October 2014
US Department of the Treasury July 2011 - September 2013
White & Case September 2008 - June 2010
US Securities and Exchange Commission May 2006 - August 2006
Skills
Enforcement, Litigation, Public Policy, Legal Writing, Corporate Governance, Due Diligence, Policy
Education
Georgetown University Law Center 2010 — 2011
LL.M., Securities and Financial Regulation
University of Florida - Fredric G. Levin College of Law 2005 — 2008
J.D., Law
Lehigh University 2001 — 2005
B.S., Finance
Brett Sisto Brett Sisto's US Securities and Exchange Commission Experience June 2010 - August 2010
Job Counsel at House Committee on Financial Services
Industry Law Practice
Experience
U.S. House of Representatives, Committee on Financial Services April 2015 - Present
Cadwalader, Wickersham & Taft LLP October 2011 - February 2015
US Securities and Exchange Commission June 2010 - August 2010
United States House of Representatives May 2009 - August 2009
Fenwick and West March 2008 - August 2008
Robertson Stephens 2001 - 2001
Skills
Litigation, Legal Research, Legal Writing, Criminal Law, Westlaw, Corporate Law, Internal Investigations, Corporate Fraud..., Securities Fraud
Education
Georgetown University Law Center 2008 — 2011
J.D., Law
The London School of Economics and Political Science (LSE) 2005 — 2006
MSc, Political Theory
University of California, Berkeley 1998 — 2004
BA, Rhetoric
Campolindo High School
U.S. House of Representatives, Committee on Financial Services April 2015 - Present
Cadwalader, Wickersham & Taft LLP October 2011 - February 2015
US Securities and Exchange Commission June 2010 - August 2010
United States House of Representatives May 2009 - August 2009
Fenwick and West March 2008 - August 2008
Robertson Stephens 2001 - 2001
Skills
Litigation, Legal Research, Legal Writing, Criminal Law, Westlaw, Corporate Law, Internal Investigations, Corporate Fraud..., Securities Fraud
Education
Georgetown University Law Center 2008 — 2011
J.D., Law
The London School of Economics and Political Science (LSE) 2005 — 2006
MSc, Political Theory
University of California, Berkeley 1998 — 2004
BA, Rhetoric
Campolindo High School
Anna Sandor's US Securities and Exchange Commission Experience January 2015 - May 2015
Job J.D. Maryland Bar Application Pending
Industry Law Practice
Experience
Georgetown University Law Center August 2012 - Present
U.S. Securities and Exchange Commission January 2015 - May 2015
Georgetown University Law Center September 2014 - May 2015
Bingham McCutchen May 2014 - August 2014
Georgetown University Law Center December 2013 - August 2014
Council for American Students in International Negotiations (CASIN) July 2010 - June 2014
Sixth and I Synagogue September 2011 - May 2014
US Securities and Exchange Commission September 2013 - December 2013
Georgetown University Law Center May 2013 - August 2013
B'nai B'rith International March 2011 - August 2012
Skills
French, Hungarian, Public Speaking, English, International Relations, Non-profits, Policy Analysis, Public Policy, Research, Politics, Political Science, Community Outreach, Social Media, Volunteer Management, Foreign Policy, Human Rights, Public Relations, International..., Nonprofits, Policy, Legal Research, Media Relations, Legal Writing
Education
Georgetown University Law Center 2012 — 2015
Doctor of Law (J.D.)
University of Wisconsin-Madison 2006 — 2010
BA, Bachelors in Arts in Political Science and French Literature with emphasis on Economics
Université Paris-Sorbonne 2008 — 2008
History
Verona Area High School 2002 — 2006
2006
Georgetown University Law Center August 2012 - Present
U.S. Securities and Exchange Commission January 2015 - May 2015
Georgetown University Law Center September 2014 - May 2015
Bingham McCutchen May 2014 - August 2014
Georgetown University Law Center December 2013 - August 2014
Council for American Students in International Negotiations (CASIN) July 2010 - June 2014
Sixth and I Synagogue September 2011 - May 2014
US Securities and Exchange Commission September 2013 - December 2013
Georgetown University Law Center May 2013 - August 2013
B'nai B'rith International March 2011 - August 2012
Skills
French, Hungarian, Public Speaking, English, International Relations, Non-profits, Policy Analysis, Public Policy, Research, Politics, Political Science, Community Outreach, Social Media, Volunteer Management, Foreign Policy, Human Rights, Public Relations, International..., Nonprofits, Policy, Legal Research, Media Relations, Legal Writing
Education
Georgetown University Law Center 2012 — 2015
Doctor of Law (J.D.)
University of Wisconsin-Madison 2006 — 2010
BA, Bachelors in Arts in Political Science and French Literature with emphasis on Economics
Université Paris-Sorbonne 2008 — 2008
History
Verona Area High School 2002 — 2006
2006
Scott Freed Scott Freed's US Securities and Exchange Commission Experience 1988 - 1992
Job VP and Counsel at Susquehanna, a division of BB&T
Industry Legal Services
Experience
Susquehanna, a division of BB&T August 2015 - Present
Susquehanna Bancshares, Inc. November 2013 - Present
Whiteford, Taylor & Preston 1998 - October 2013
Whiteford Taylor & Preston 1994 - 1997
Muldoon Murphy & Faucette 1992 - 1994
US Securities and Exchange Commission 1988 - 1992
Skills
Corporate Law, Corporate Governance, Securities, Private Placements, Mergers, Securities Law, Venture Capital, Private Equity, Due Diligence, Business Transactions, Securities Regulation, Mergers & Acquisitions, Licensing, Intellectual Property, Bankruptcy, Joint Ventures
Education
Georgetown University Law Center 1989 — 1991
LL.M., Securities and Financial Regulation
University of Akron School of Law 1984 — 1987
J.D., Law
Miami University 1981 — 1983
B.S., Business Administration/Finance
Susquehanna, a division of BB&T August 2015 - Present
Susquehanna Bancshares, Inc. November 2013 - Present
Whiteford, Taylor & Preston 1998 - October 2013
Whiteford Taylor & Preston 1994 - 1997
Muldoon Murphy & Faucette 1992 - 1994
US Securities and Exchange Commission 1988 - 1992
Skills
Corporate Law, Corporate Governance, Securities, Private Placements, Mergers, Securities Law, Venture Capital, Private Equity, Due Diligence, Business Transactions, Securities Regulation, Mergers & Acquisitions, Licensing, Intellectual Property, Bankruptcy, Joint Ventures
Education
Georgetown University Law Center 1989 — 1991
LL.M., Securities and Financial Regulation
University of Akron School of Law 1984 — 1987
J.D., Law
Miami University 1981 — 1983
B.S., Business Administration/Finance
Patricia Vaz de Almeida Patricia Vaz de Almeida's US Securities and Exchange Commission Experience January 2006 - June 2006
Job Counsel at Paul, Weiss, Rifkind, Wharton & Garrison LLP
Industry Law Practice
Experience
Paul, Weiss, Rifkind, Wharton & Garrison LLP August 2006 - Present
US Securities and Exchange Commission January 2006 - June 2006
Skills
Corporate Law, Securities Regulation, Corporate Governance, Securities, Cross-border..., Capital Markets
Education
Georgetown University Law Center 2005 — 2006
LLM, Securities and Financial Regulation
Faculdade de Direito da Universidade Nova de Lisboa 1997 — 2002
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Paul, Weiss, Rifkind, Wharton & Garrison LLP August 2006 - Present
US Securities and Exchange Commission January 2006 - June 2006
Skills
Corporate Law, Securities Regulation, Corporate Governance, Securities, Cross-border..., Capital Markets
Education
Georgetown University Law Center 2005 — 2006
LLM, Securities and Financial Regulation
Faculdade de Direito da Universidade Nova de Lisboa 1997 — 2002
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Sam Nikoomanesh's US Securities and Exchange Commission Experience April 2013 - Present
Job
Industry Financial Services
Experience
US Securities and Exchange Commission April 2013 - Present
Capital One March 2012 - April 2013
The World Bank September 2009 - March 2012
Deutsche Bank March 2003 - September 2009
Deutsche Asset Management May 2000 - March 2003
Skills
Capital Markets, Analysis, Management, Banking, Risk Management, Fixed Income, Corporate Law, Legal Writing, Due Diligence, Equities, Asset Management, Securities, Mutual Funds, Investments, Portfolio Management, Human Resources, Litigation
Education
Georgetown University Law Center
LLM Executive Certificate Program
Merrick School of Business, University of Baltimore 2007 — 2009
M.B.A.
University of Baltimore School of Law 1999 — 2002
J.D.
University of Maryland College Park
B.A.
US Securities and Exchange Commission April 2013 - Present
Capital One March 2012 - April 2013
The World Bank September 2009 - March 2012
Deutsche Bank March 2003 - September 2009
Deutsche Asset Management May 2000 - March 2003
Skills
Capital Markets, Analysis, Management, Banking, Risk Management, Fixed Income, Corporate Law, Legal Writing, Due Diligence, Equities, Asset Management, Securities, Mutual Funds, Investments, Portfolio Management, Human Resources, Litigation
Education
Georgetown University Law Center
LLM Executive Certificate Program
Merrick School of Business, University of Baltimore 2007 — 2009
M.B.A.
University of Baltimore School of Law 1999 — 2002
J.D.
University of Maryland College Park
B.A.
Neil Miller's US Securities and Exchange Commission Experience August 2001 - October 2005
Job Deputy Secretary of Finance of the Commonwealth of Virginia
Industry Law Practice
Experience
Office of the Governor of Virginia July 2014 - Present
Phi Delta Phi, International Legal Honor Society 2001 - Present
Virginia Commonwealth University December 2013 - June 2014
Office of the Governor of Virginia August 2010 - December 2013
DLA Piper October 2005 - July 2010
US Securities and Exchange Commission August 2001 - October 2005
US Securities and Exchange Commission September 2000 - May 2001
Skills
Securities Regulation, Corporate Law, Corporate Governance, Legal Writing, Criminal Law, Intellectual Property, Corporate Finance, Administrative Law, Bankruptcy, Litigation, Privacy Law, Legal Advice, Civil Litigation, Arbitration, Licensing, Commercial Litigation, Legal Research, International Law, Securities, Competition Law, Joint Ventures, Public Policy, Westlaw, Dispute Resolution, Mediation, Appeals, Courts, Mergers & Acquisitions, Public Budgeting
Education
Georgetown University Law Center 2000 — 2001
LLM
Villanova University School of Law 1997 — 2000
JD
University of Florida 1993 — 1997
BSBA
Office of the Governor of Virginia July 2014 - Present
Phi Delta Phi, International Legal Honor Society 2001 - Present
Virginia Commonwealth University December 2013 - June 2014
Office of the Governor of Virginia August 2010 - December 2013
DLA Piper October 2005 - July 2010
US Securities and Exchange Commission August 2001 - October 2005
US Securities and Exchange Commission September 2000 - May 2001
Skills
Securities Regulation, Corporate Law, Corporate Governance, Legal Writing, Criminal Law, Intellectual Property, Corporate Finance, Administrative Law, Bankruptcy, Litigation, Privacy Law, Legal Advice, Civil Litigation, Arbitration, Licensing, Commercial Litigation, Legal Research, International Law, Securities, Competition Law, Joint Ventures, Public Policy, Westlaw, Dispute Resolution, Mediation, Appeals, Courts, Mergers & Acquisitions, Public Budgeting
Education
Georgetown University Law Center 2000 — 2001
LLM
Villanova University School of Law 1997 — 2000
JD
University of Florida 1993 — 1997
BSBA
Nic Heinke's US Securities and Exchange Commission Experience October 2011 - Present
Job Trial Counsel at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission October 2011 - Present
Office of the Colorado Attorney General April 2010 - November 2011
U.S. District Court for the District of Colorado March 2009 - March 2010
Hogan Lovells October 2006 - February 2009
U.S. Court of Appeals for the Tenth Circuit 2005 - 2006
NC Electronics and Information Technologies Association 2000 - 2002
Education
Georgetown University Law Center 2002 — 2005
JD, Law
University of North Carolina at Chapel Hill 1996 — 2000
US Securities and Exchange Commission October 2011 - Present
Office of the Colorado Attorney General April 2010 - November 2011
U.S. District Court for the District of Colorado March 2009 - March 2010
Hogan Lovells October 2006 - February 2009
U.S. Court of Appeals for the Tenth Circuit 2005 - 2006
NC Electronics and Information Technologies Association 2000 - 2002
Education
Georgetown University Law Center 2002 — 2005
JD, Law
University of North Carolina at Chapel Hill 1996 — 2000
Kenneth Fang's US Securities and Exchange Commission Experience September 2000 - January 2008
Job Assistant General Counsel at Investment Company Institute
Industry Investment Management
Experience
Investment Company Institute June 2015 - Present
ProShare Advisors, LLC June 2011 - May 2015
Goodwin Procter LLP February 2009 - June 2011
Morrison & Foerster LLP January 2008 - February 2009
US Securities and Exchange Commission September 2000 - January 2008
Education
Georgetown University Law Center 2000 — 2003
LL.M., Securities and Financial Regulation
University of Maryland School of Law 1997 — 2000
J.D.
University of Michigan 1992 — 1995
B.S.
Investment Company Institute June 2015 - Present
ProShare Advisors, LLC June 2011 - May 2015
Goodwin Procter LLP February 2009 - June 2011
Morrison & Foerster LLP January 2008 - February 2009
US Securities and Exchange Commission September 2000 - January 2008
Education
Georgetown University Law Center 2000 — 2003
LL.M., Securities and Financial Regulation
University of Maryland School of Law 1997 — 2000
J.D.
University of Michigan 1992 — 1995
B.S.
Carl Generes's US Securities and Exchange Commission Experience June 1964 - May 1968
Job Owner, Law Office of Carl A. Generes
Industry Law Practice
Experience
Law Office of Carl A. Generes June 1980 - Present
US Securities and Exchange Commission June 1964 - May 1968
Skills
Corporate Law, SEC filings, Commercial Litigation, Due Diligence, Teaching, Event Planning, Civil Litigation, Criminal Law, Venture Capital, Public Speaking, Fundraising, Mergers & Acquisitions, Litigation, Securities Litigation, Mergers, Employment Law, Leadership, Coaching, Arbitration, Training, Intellectual Property, Nonprofits, Legal Research, Trial Practice, Alternative Dispute..., Appeals
Education
Georgetown University Law Center 1962 — 1966
Georgetown University - The McDonough School of Business 1958-1962 1958 — 1962
Bachelor of Business Administration (B.B.A.), Accounting
Law Office of Carl A. Generes June 1980 - Present
US Securities and Exchange Commission June 1964 - May 1968
Skills
Corporate Law, SEC filings, Commercial Litigation, Due Diligence, Teaching, Event Planning, Civil Litigation, Criminal Law, Venture Capital, Public Speaking, Fundraising, Mergers & Acquisitions, Litigation, Securities Litigation, Mergers, Employment Law, Leadership, Coaching, Arbitration, Training, Intellectual Property, Nonprofits, Legal Research, Trial Practice, Alternative Dispute..., Appeals
Education
Georgetown University Law Center 1962 — 1966
Georgetown University - The McDonough School of Business 1958-1962 1958 — 1962
Bachelor of Business Administration (B.B.A.), Accounting
Donna Norman's US Securities and Exchange Commission Experience October 2004 - January 2011
Job Senior Counsel, Asset Management Unit
Industry Law Enforcement
Experience
U.S.Securities and Exchange Commission February 2011 - Present
Georgetown University Law Center 2008 - Present
US Securities and Exchange Commission October 2004 - January 2011
Financial Crisis Inquiry Commission 2010 - 2010
Securities & Exchange Commission 2001 - 2009
Wilson Sonsini Goodrich and Rosati 1995 - 2001
Arnold & Porter 1993 - 1995
US Court of Appeals for the Seventh Circuit 1992 - 1993
Skills
Securities Regulation, Corporate Governance, Commercial Litigation, Corporate Law, Westlaw, Securities, Legal Writing, Courts, Arbitration, Internal Investigations, Private Investigations, Litigation, Civil Litigation, Intellectual Property, Trials, Appeals, Public Policy, Fraud, Government, Policy Analysis, Legal Research, Legislation, Employment Law, Enforcement, White Collar Criminal..., Criminal Law, Licensing, International Law
Education
Georgetown University Law Center 1989 — 1992
University of Wisconsin-Madison 1985 — 1989
BA, Political Science
U.S.Securities and Exchange Commission February 2011 - Present
Georgetown University Law Center 2008 - Present
US Securities and Exchange Commission October 2004 - January 2011
Financial Crisis Inquiry Commission 2010 - 2010
Securities & Exchange Commission 2001 - 2009
Wilson Sonsini Goodrich and Rosati 1995 - 2001
Arnold & Porter 1993 - 1995
US Court of Appeals for the Seventh Circuit 1992 - 1993
Skills
Securities Regulation, Corporate Governance, Commercial Litigation, Corporate Law, Westlaw, Securities, Legal Writing, Courts, Arbitration, Internal Investigations, Private Investigations, Litigation, Civil Litigation, Intellectual Property, Trials, Appeals, Public Policy, Fraud, Government, Policy Analysis, Legal Research, Legislation, Employment Law, Enforcement, White Collar Criminal..., Criminal Law, Licensing, International Law
Education
Georgetown University Law Center 1989 — 1992
University of Wisconsin-Madison 1985 — 1989
BA, Political Science
Julia Ulstrup's US Securities and Exchange Commission Experience February 1991 - March 1995
Job Vice President and General Counsel at ICI Mutual
Industry Investment Management
Experience
ICI Mutual Insurance Company September 2013 - Present
ICI Mutual October 2002 - August 2013
US Securities and Exchange Commission February 1991 - March 1995
Dechert Price & Rhoads September 1988 - January 1991
Skills
Securities Regulation, Securities, Corporate Governance
Education
Georgetown University Law Center 1985 — 1988
Wellesley College 1981 — 1985
BA, Political Science, French
ICI Mutual Insurance Company September 2013 - Present
ICI Mutual October 2002 - August 2013
US Securities and Exchange Commission February 1991 - March 1995
Dechert Price & Rhoads September 1988 - January 1991
Skills
Securities Regulation, Securities, Corporate Governance
Education
Georgetown University Law Center 1985 — 1988
Wellesley College 1981 — 1985
BA, Political Science, French
Brian Gross's US Securities and Exchange Commission Experience 2001 - 2003
Job at Austin, TX
Industry Government Relations
Experience
Federal Reserve Board 2003 - July 2014
US Securities and Exchange Commission 2001 - 2003
U.S. Senate Committee on Banking, Housing and Urban Affairs 1999 - 2001
The Hon. Phil Gramm 1982 - 2001
Skills
Public Policy, Politics, Strategic Communications, Government, Speech Writing, Crisis Communications, Policy Analysis, Public Affairs, Legislative Relations, Media Relations, Legislation, Political Campaigns, International Relations, Non-profits, Public Relations, Financial Regulation, Administrative Law, Nonprofits, Federal Government, Economic Development
Education
Georgetown University Law Center 1986 — 1990
J.D.
Texas A&M University 1977 — 1982
BA, economics and history
Pecos High School
Federal Reserve Board 2003 - July 2014
US Securities and Exchange Commission 2001 - 2003
U.S. Senate Committee on Banking, Housing and Urban Affairs 1999 - 2001
The Hon. Phil Gramm 1982 - 2001
Skills
Public Policy, Politics, Strategic Communications, Government, Speech Writing, Crisis Communications, Policy Analysis, Public Affairs, Legislative Relations, Media Relations, Legislation, Political Campaigns, International Relations, Non-profits, Public Relations, Financial Regulation, Administrative Law, Nonprofits, Federal Government, Economic Development
Education
Georgetown University Law Center 1986 — 1990
J.D.
Texas A&M University 1977 — 1982
BA, economics and history
Pecos High School
Thomas A. Beach's US Securities and Exchange Commission Experience February 2000 - June 2000
Job Senior Advisor at USPTO
Industry Oil & Energy
Experience
USPTO December 2013 - Present
Partnership for Public Service March 2013 - December 2013
Edu-Tainment Live! April 2007 - December 2013
TABMEH Entertainment June 2003 - December 2013
USPTO 2011 - February 2013
USPTO March 2002 - March 2011
Journal of the Patent & Trademark Office Society February 2004 - August 2005
Patent & License Exchange 2001 - 2002
US Securities and Exchange Commission February 2000 - June 2000
Allianz Insurance May 1999 - September 1999
Skills
Management, Music, Financial Modeling, Entertainment, Nonprofits, Patent Prosecution, Theatre, Patent Litigation, Project Management, Financial Analysis, Federal Government, Data Analysis, Data Modeling, Entrepreneurship, Start-up Ventures, Commercial Photography, Digital Photography, Event Photography, Portrait Photography, Welding, Intellectual Property, Intellectual Property..., Licensing Negotiations, Program Management, Patents, Licensing, Policy, Analysis, Government, Strategy, Strategic Planning
Education
Federal Executive Institute - OPM, Charlottesvile, VA 2014 — 2014
Leadership
Georgetown University - The McDonough School of Business 1999 — 2001
Master of Business Administration (MBA), Finance
Georgia Institute of Technology 1990 — 1994
Bachelor, Civil Engineering
USPTO December 2013 - Present
Partnership for Public Service March 2013 - December 2013
Edu-Tainment Live! April 2007 - December 2013
TABMEH Entertainment June 2003 - December 2013
USPTO 2011 - February 2013
USPTO March 2002 - March 2011
Journal of the Patent & Trademark Office Society February 2004 - August 2005
Patent & License Exchange 2001 - 2002
US Securities and Exchange Commission February 2000 - June 2000
Allianz Insurance May 1999 - September 1999
Skills
Management, Music, Financial Modeling, Entertainment, Nonprofits, Patent Prosecution, Theatre, Patent Litigation, Project Management, Financial Analysis, Federal Government, Data Analysis, Data Modeling, Entrepreneurship, Start-up Ventures, Commercial Photography, Digital Photography, Event Photography, Portrait Photography, Welding, Intellectual Property, Intellectual Property..., Licensing Negotiations, Program Management, Patents, Licensing, Policy, Analysis, Government, Strategy, Strategic Planning
Education
Federal Executive Institute - OPM, Charlottesvile, VA 2014 — 2014
Leadership
Georgetown University - The McDonough School of Business 1999 — 2001
Master of Business Administration (MBA), Finance
Georgia Institute of Technology 1990 — 1994
Bachelor, Civil Engineering
Erin Wilson's US Securities and Exchange Commission Experience May 2015 - Present
Job Attorney, Securities & Exchange Commission
Industry Security and Investigations
Experience
U.S. Securities and Exchange Commission May 2015 - Present
George Mason University August 2007 - Present
US Securities and Exchange Commission April 2010 - May 2015
Securities & Exchange Commission October 2007 - April 2010
Choice Hotels International, Inc. January 2007 - September 2007
Choice Hotels International 2007 - 2007
Special Counsel 2006 - 2006
Siegel Siegel Johnson & Jennings, Co. LPA December 2002 - August 2005
Skills
Corporate Law, Administrative Law, Compliance, Securities Law, Corporate Finance, Litigation, Securities Regulation, Mergers & Acquisitions, Legal Research, Corporate Governance, Due Diligence, Licensing, Westlaw, Securities, Employment Law, Legal Writing
Education
Georgetown University Law Center 2005 — 2006
LL.M. Securities and Financial Regulation
The University of Akron 1999 — 2001
Master of Business Administration (MBA), Finance, General
University of Akron School of Law 1998 — 2001
J.D., Law
Miami University 1994 — 1998
Finance, Business
U.S. Securities and Exchange Commission May 2015 - Present
George Mason University August 2007 - Present
US Securities and Exchange Commission April 2010 - May 2015
Securities & Exchange Commission October 2007 - April 2010
Choice Hotels International, Inc. January 2007 - September 2007
Choice Hotels International 2007 - 2007
Special Counsel 2006 - 2006
Siegel Siegel Johnson & Jennings, Co. LPA December 2002 - August 2005
Skills
Corporate Law, Administrative Law, Compliance, Securities Law, Corporate Finance, Litigation, Securities Regulation, Mergers & Acquisitions, Legal Research, Corporate Governance, Due Diligence, Licensing, Westlaw, Securities, Employment Law, Legal Writing
Education
Georgetown University Law Center 2005 — 2006
LL.M. Securities and Financial Regulation
The University of Akron 1999 — 2001
Master of Business Administration (MBA), Finance, General
University of Akron School of Law 1998 — 2001
J.D., Law
Miami University 1994 — 1998
Finance, Business
Donnie Field's US Securities and Exchange Commission Experience September 2010 - Present
Job AttorneyAdvisor at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission September 2010 - Present
Kirkland & Ellis LLP September 2006 - September 2010
United States Navy June 1999 - May 2004
Education
Georgetown University Law Center 2003 — 2006
JD
United States Naval Academy 1994 — 1998
BS, Physics
Middleton High School
Middleton High School
US Securities and Exchange Commission September 2010 - Present
Kirkland & Ellis LLP September 2006 - September 2010
United States Navy June 1999 - May 2004
Education
Georgetown University Law Center 2003 — 2006
JD
United States Naval Academy 1994 — 1998
BS, Physics
Middleton High School
Middleton High School
Sara A. Bakker's US Securities and Exchange Commission Experience February 2007 - April 2007
Job Corporate Finance Analyst at Financial Industry Regulatory Authority
Industry Law Practice
Experience
FINRA September 2008 - Present
Prince George's County Circuit Court August 2007 - September 2008
US Securities and Exchange Commission February 2007 - April 2007
Education
Georgetown University Law Center 2010 — 2011
LL.M., Securities and Finance Regulation
The Catholic University of America, Columbus School of Law 2003 — 2007
JD, Corporate and Securities Law Certificate Program
The George Washington University
B.A., Communication & Political Science
FINRA September 2008 - Present
Prince George's County Circuit Court August 2007 - September 2008
US Securities and Exchange Commission February 2007 - April 2007
Education
Georgetown University Law Center 2010 — 2011
LL.M., Securities and Finance Regulation
The Catholic University of America, Columbus School of Law 2003 — 2007
JD, Corporate and Securities Law Certificate Program
The George Washington University
B.A., Communication & Political Science
Vincente Martinez's US Securities and Exchange Commission Experience February 2013 - Present
Job Chief, Office of Market Intelligence, Division of Enforcement at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission February 2013 - Present
Commodity Futures Trading Commission December 2011 - February 2013
US Securities and Exchange Commission November 2003 - December 2011
Patton Boggs LLP June 1999 - October 2003
Cahill Gordon & Reindel LLP September 1997 - June 1999
Skills
Enforcement, Internal Investigations, Fraud, Private Investigations, Legal Research, Government, Criminal Investigations, Litigation, Securities Regulation, Legal Writing, FCPA, Securities, AML, Criminal Law, Corporate Governance, Law Enforcement, Anti Money Laundering
Education
University of California, Berkeley - School of Law 1995 — 1997
Georgetown University 1990 — 1993
Bachelor's degree, English and Government
US Securities and Exchange Commission February 2013 - Present
Commodity Futures Trading Commission December 2011 - February 2013
US Securities and Exchange Commission November 2003 - December 2011
Patton Boggs LLP June 1999 - October 2003
Cahill Gordon & Reindel LLP September 1997 - June 1999
Skills
Enforcement, Internal Investigations, Fraud, Private Investigations, Legal Research, Government, Criminal Investigations, Litigation, Securities Regulation, Legal Writing, FCPA, Securities, AML, Criminal Law, Corporate Governance, Law Enforcement, Anti Money Laundering
Education
University of California, Berkeley - School of Law 1995 — 1997
Georgetown University 1990 — 1993
Bachelor's degree, English and Government
Michael Dingerdissen's US Securities and Exchange Commission Experience January 2013 - May 2013
Job Attorney
Industry Law Practice
Experience
Phelan Hallinan, LLP March 2014 - Present
US Securities and Exchange Commission January 2013 - May 2013
US Securities and Exchange Commission May 2012 - August 2012
The Nemours Foundation June 2011 - July 2011
Deloitte Consulting June 2009 - August 2009
RBC Wealth Management November 2008 - May 2009
Johnson & Johnson May 2008 - August 2008
Lasko Products May 2007 - August 2007
Education
Villanova University School of Law 2010 — 2013
JD
Georgetown University - The McDonough School of Business 2006 — 2010
BSBA, Finance, Accounting
Phelan Hallinan, LLP March 2014 - Present
US Securities and Exchange Commission January 2013 - May 2013
US Securities and Exchange Commission May 2012 - August 2012
The Nemours Foundation June 2011 - July 2011
Deloitte Consulting June 2009 - August 2009
RBC Wealth Management November 2008 - May 2009
Johnson & Johnson May 2008 - August 2008
Lasko Products May 2007 - August 2007
Education
Villanova University School of Law 2010 — 2013
JD
Georgetown University - The McDonough School of Business 2006 — 2010
BSBA, Finance, Accounting
Blair Vietmeyer's US Securities and Exchange Commission Experience 1998 - 2007
Job Associate General Counsel at E*TRADE Financial
Industry Financial Services
Experience
E*TRADE Financial Special AUSAU.S. Attorney's Office - D.C.2007 - 2007
US Securities and Exchange Commission 1998 - 2007
NASD / Market Regulation 1995 - 1997
Education
Georgetown University Law Center 1995 — 1998
LL.M, Securities Regulation
The Catholic University of America 1992 — 1995
J.D., Law
James Madison University 1988 — 1992
B.B.A., Economics
E*TRADE Financial Special AUSAU.S. Attorney's Office - D.C.2007 - 2007
US Securities and Exchange Commission 1998 - 2007
NASD / Market Regulation 1995 - 1997
Education
Georgetown University Law Center 1995 — 1998
LL.M, Securities Regulation
The Catholic University of America 1992 — 1995
J.D., Law
James Madison University 1988 — 1992
B.B.A., Economics
Barry Goldsmith's US Securities and Exchange Commission Experience 1993 - 1996
Job Partner, Gibson, Dunn & Crutcher LLP
Industry Law Practice
Experience
Gibson, Dunn & Crutcher LLP March 2006 - Present
FINRA (NASD) 1996 - 2006
US Securities and Exchange Commission 1993 - 1996
Securities and Exchange Commission 1990 - 1993
Bergson Brokland Margolis & Adler 1973 - 1986
Bergson Brokland Margolis & Adler 1973 - 1986
Skills
Securities Regulation, Securities Litigation, Litigation, Corporate Governance, Securities, FCPA, White Collar Criminal..., Class Actions, Commercial Litigation, Arbitration, Civil Litigation, SEC, FINRA, Internal Investigations, Appeals, Fraud, Due Diligence, Capital Markets, Administrative Law, Private Placements, Hedge Funds, Financial Regulation, Mergers & Acquisitions, Private Equity
Education
Georgetown University Law Center 1972 — 1975
Doctor of Law (JD)
University of Pennsylvania - The Wharton School 1968 — 1972
BSE, Economics
Levittown Schools
Gibson, Dunn & Crutcher LLP March 2006 - Present
FINRA (NASD) 1996 - 2006
US Securities and Exchange Commission 1993 - 1996
Securities and Exchange Commission 1990 - 1993
Bergson Brokland Margolis & Adler 1973 - 1986
Bergson Brokland Margolis & Adler 1973 - 1986
Skills
Securities Regulation, Securities Litigation, Litigation, Corporate Governance, Securities, FCPA, White Collar Criminal..., Class Actions, Commercial Litigation, Arbitration, Civil Litigation, SEC, FINRA, Internal Investigations, Appeals, Fraud, Due Diligence, Capital Markets, Administrative Law, Private Placements, Hedge Funds, Financial Regulation, Mergers & Acquisitions, Private Equity
Education
Georgetown University Law Center 1972 — 1975
Doctor of Law (JD)
University of Pennsylvania - The Wharton School 1968 — 1972
BSE, Economics
Levittown Schools
L. Jacob Fien-Helfman's US Securities and Exchange Commission Experience June 2014 - Present
Job 2011
Industry Financial Services
Experience
US Securities and Exchange Commission June 2014 - Present
MetroDogs Community Canine Search and Rescue March 2008 - Present
Securities & Exchange Commission September 1998 - June 2014
Skills
Research
Education
Georgetown University Law Center 1980 — 1983
MLT, Law -Taxation
Antioch School of Law 1972 — 1975
JD, Law
University of Pennsylvania - The Wharton School 1968 — 1972
Mt. Lebanon High School 1967 — 1968
H.S., English, Math, Science
Omaha Central High School 1964 — 1967
English, Math, Science, Economics
US Securities and Exchange Commission June 2014 - Present
MetroDogs Community Canine Search and Rescue March 2008 - Present
Securities & Exchange Commission September 1998 - June 2014
Skills
Research
Education
Georgetown University Law Center 1980 — 1983
MLT, Law -Taxation
Antioch School of Law 1972 — 1975
JD, Law
University of Pennsylvania - The Wharton School 1968 — 1972
Mt. Lebanon High School 1967 — 1968
H.S., English, Math, Science
Omaha Central High School 1964 — 1967
English, Math, Science, Economics
Paula (Cagnacci) Sherman's US Securities and Exchange Commission Experience June 2010 - Present
Job Senior Special Counsel at US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission June 2010 - Present
Georgetown University Law Center 2006 - Present
US Securities and Exchange Commission May 2004 - June 2010
US Securities and Exchange Commission April 2001 - May 2004
NASD 1999 - 2001
Education
Georgetown University Law Center 1999 — 2001
LLM, Securities
The Catholic University of America, Columbus School of Law 1996 — 1999
US Securities and Exchange Commission June 2010 - Present
Georgetown University Law Center 2006 - Present
US Securities and Exchange Commission May 2004 - June 2010
US Securities and Exchange Commission April 2001 - May 2004
NASD 1999 - 2001
Education
Georgetown University Law Center 1999 — 2001
LLM, Securities
The Catholic University of America, Columbus School of Law 1996 — 1999
Jeffrey Himstreet's US Securities and Exchange Commission Experience 1998 - 2000
Job Corporate Counsel at Prudential Investment Management, Inc.
Industry Law Practice
Experience
Prudential Investment Management, Inc. June 2014 - Present
CIT November 2012 - June 2014
Bingham McCutchen 2000 - November 2012
Ameriprise Financial Services, Inc. June 2008 - June 2011
M&I Wealth Management 2005 - 2008
US Securities and Exchange Commission 1998 - 2000
North American Securities Administrators Association, Inc. March 1995 - August 1998
Skills
Securities, Financial Services, Mutual Funds, FINRA, Corporate Governance, Corporate Law, Securities Regulation, AML, Due Diligence, Litigation, Mergers & Acquisitions, Broker-Dealer, SEC, Private Equity, Financial Regulation, Capital Markets, Investment Advisory, Hedge Funds, Risk Management, Asset Management, Anti Money Laundering
Education
Georgetown University Law Center 1996 — 1998
LLM, Financial Services
Willamette University College of Law 1990 — 1993
Doctor of Law (JD)
Willamette University 1985 — 1989
BS, Political Science, English
Prudential Investment Management, Inc. June 2014 - Present
CIT November 2012 - June 2014
Bingham McCutchen 2000 - November 2012
Ameriprise Financial Services, Inc. June 2008 - June 2011
M&I Wealth Management 2005 - 2008
US Securities and Exchange Commission 1998 - 2000
North American Securities Administrators Association, Inc. March 1995 - August 1998
Skills
Securities, Financial Services, Mutual Funds, FINRA, Corporate Governance, Corporate Law, Securities Regulation, AML, Due Diligence, Litigation, Mergers & Acquisitions, Broker-Dealer, SEC, Private Equity, Financial Regulation, Capital Markets, Investment Advisory, Hedge Funds, Risk Management, Asset Management, Anti Money Laundering
Education
Georgetown University Law Center 1996 — 1998
LLM, Financial Services
Willamette University College of Law 1990 — 1993
Doctor of Law (JD)
Willamette University 1985 — 1989
BS, Political Science, English
LaTonya Reynolds's US Securities and Exchange Commission Experience November 2007 - May 2008
Job Senior Counsel at MarylandNational Capital Park and Planning Commission
Industry Legal Services
Experience
Maryland-National Capital Park and Planning Commission August 2010 - Present
US Securities and Exchange Commission November 2007 - May 2008
FINRA (formerly NASD) 2005 - 2007
Skills
Government, Pension Funds, Pension Administration, Employment Law, Employee Benefits, Corporate Governance, Securities, Equities, Compliance, Litigation, Legal Writing
Education
Georgetown University - The McDonough School of Business 1999 — 2002
MBA -Masters of Busines Administration, Finance, Management
Georgetown University Law Center 1998 — 2002
JD
Wake Forest University 1996 — 1998
Bachelor of Arts, BA, Economics
North Carolina Agricultural and Technical State University 1994 — 1996
Business Administration, Economics
Maryland-National Capital Park and Planning Commission August 2010 - Present
US Securities and Exchange Commission November 2007 - May 2008
FINRA (formerly NASD) 2005 - 2007
Skills
Government, Pension Funds, Pension Administration, Employment Law, Employee Benefits, Corporate Governance, Securities, Equities, Compliance, Litigation, Legal Writing
Education
Georgetown University - The McDonough School of Business 1999 — 2002
MBA -Masters of Busines Administration, Finance, Management
Georgetown University Law Center 1998 — 2002
JD
Wake Forest University 1996 — 1998
Bachelor of Arts, BA, Economics
North Carolina Agricultural and Technical State University 1994 — 1996
Business Administration, Economics
Donna Knapton's US Securities and Exchange Commission Experience September 1996 - November 2006
Job Attorney/ Senior Counsel at Greenspoon Marder Law
Industry Law Practice
Experience
Greenspoon Marder Law November 2014 - Present
Roetzel & Andress, LPA November 2010 - September 2014
Carlton Fields, P.A. November 2006 - November 2010
US Securities and Exchange Commission September 1996 - November 2006
Skills
Securities Regulation, Commercial Litigation, Appeals, Litigation, Corporate Law, Civil Litigation, Receiverships, Liquidation, Class Actions, Trials, Trial Practice, Corporate Governance, Legal Writing
Education
Georgetown University Law Center
Greenspoon Marder Law November 2014 - Present
Roetzel & Andress, LPA November 2010 - September 2014
Carlton Fields, P.A. November 2006 - November 2010
US Securities and Exchange Commission September 1996 - November 2006
Skills
Securities Regulation, Commercial Litigation, Appeals, Litigation, Corporate Law, Civil Litigation, Receiverships, Liquidation, Class Actions, Trials, Trial Practice, Corporate Governance, Legal Writing
Education
Georgetown University Law Center
Mark Fitterman's US Securities and Exchange Commission Experience 1984 - 1995
Job Senior Counsel at Morgan, Lewis & Bockius LLP
Industry Law Practice
Experience
Morgan, Lewis & Bockius LLP 1995 - Present
US Securities and Exchange Commission 1984 - 1995
U.S. Securities & Exchange Commission 1984 - 1995
Education
Georgetown University Law Center 1971 — 1974
Doctor of Law (JD)
Wright State University 1968 — 1971
Master of Business Administration (MBA)
Oberlin College 1960 — 1964
A.B., cum laude, Mathematics and Economics
Morgan, Lewis & Bockius LLP 1995 - Present
US Securities and Exchange Commission 1984 - 1995
U.S. Securities & Exchange Commission 1984 - 1995
Education
Georgetown University Law Center 1971 — 1974
Doctor of Law (JD)
Wright State University 1968 — 1971
Master of Business Administration (MBA)
Oberlin College 1960 — 1964
A.B., cum laude, Mathematics and Economics
Susan Mathews's US Securities and Exchange Commission Experience 1996 - 2005
Job Securities Compliance Consultant
Industry Financial Services
Experience
Madigail Consulting LLC January 2006 - Present
US Securities and Exchange Commission 1996 - 2005
Kutak Rock 1993 - 1996
Fields & Director 1992 - 1993
Prudential-Bache Securities 1986 - 1986
Skills
Research Independence, FINRA Arbitration, Fraud, Mediation, Legal Compliance
Education
Georgetown University Law Center 1989 — 1992
JD
Hamilton College 1983 — 1987
BA (Honors), Religion; Psychology
Madigail Consulting LLC January 2006 - Present
US Securities and Exchange Commission 1996 - 2005
Kutak Rock 1993 - 1996
Fields & Director 1992 - 1993
Prudential-Bache Securities 1986 - 1986
Skills
Research Independence, FINRA Arbitration, Fraud, Mediation, Legal Compliance
Education
Georgetown University Law Center 1989 — 1992
JD
Hamilton College 1983 — 1987
BA (Honors), Religion; Psychology
Daniel Tavakoli's US Securities and Exchange Commission Experience January 2012 - April 2012
Job
Industry Law Practice
Experience
Galicia Abogados, S.C. August 2012 - September 2012
Kirkland & Ellis LLP May 2012 - August 2012
US Securities and Exchange Commission January 2012 - April 2012
Freshfields Bruckhaus Deringer May 2011 - June 2011
Vigilant Engine & Hook & Ladder Company April 2005 - November 2008
Skills
Accounting, Financial Analysis, Legal Research, Legal Writing, DCF Valuation, Financial Reporting, Economics, Finance, Corporate Finance, International Finance, Negotiation, Quantitative Analytics, Statistics, Transactional Law, International Law, Econometrics, Financial Modeling, Valuation, Investments, Capital Markets, Equities, Derivatives, Risk Management, Due Diligence, Corporate Governance, Securities, Private Equity, Securities Regulation, Mergers & Acquisitions, Corporate Law
Education
Georgetown University Law Center 2010 — 2013
Juris Doctorate
The Hebrew University 2012 — 2012
Exchange Student
University of Rochester - Simon Graduate School of Business 2008 — 2010
MBA
City University of New York-Queens College 2004 — 2008
BBA, Summa Cum Laude
Galicia Abogados, S.C. August 2012 - September 2012
Kirkland & Ellis LLP May 2012 - August 2012
US Securities and Exchange Commission January 2012 - April 2012
Freshfields Bruckhaus Deringer May 2011 - June 2011
Vigilant Engine & Hook & Ladder Company April 2005 - November 2008
Skills
Accounting, Financial Analysis, Legal Research, Legal Writing, DCF Valuation, Financial Reporting, Economics, Finance, Corporate Finance, International Finance, Negotiation, Quantitative Analytics, Statistics, Transactional Law, International Law, Econometrics, Financial Modeling, Valuation, Investments, Capital Markets, Equities, Derivatives, Risk Management, Due Diligence, Corporate Governance, Securities, Private Equity, Securities Regulation, Mergers & Acquisitions, Corporate Law
Education
Georgetown University Law Center 2010 — 2013
Juris Doctorate
The Hebrew University 2012 — 2012
Exchange Student
University of Rochester - Simon Graduate School of Business 2008 — 2010
MBA
City University of New York-Queens College 2004 — 2008
BBA, Summa Cum Laude
Alan Schick's US Securities and Exchange Commission Experience February 1986 - August 1988
Job Director at First Bank of the Palm Beaches
Industry Legal Services
Experience
First Bank of the Palm Beaches August 2014 - Present
Luse Gorman Pomerenk & Schick May 2014 - December 2014
Luse Gorman Pomerenk & Schick, P.C. March 1993 - April 2014
US Securities and Exchange Commission February 1986 - August 1988
Skills
Employment Contracts, Mergers & Acquisitions, Legal Research, Westlaw, Environmental Law, Banking Law, Due Diligence, Restructuring, Creditors' Rights, Corporate Law, Bankruptcy, Capital Markets, Civil Litigation, Corporate Finance, Corporate Governance, Intellectual Property, Legal Writing, Securities Regulation
Education
Georgetown University Law Center 1985 — 1988
LLM, Securities Regulation
Suffolk University Law School 1980 — 1983
JD, Law
Canarsie High School
First Bank of the Palm Beaches August 2014 - Present
Luse Gorman Pomerenk & Schick May 2014 - December 2014
Luse Gorman Pomerenk & Schick, P.C. March 1993 - April 2014
US Securities and Exchange Commission February 1986 - August 1988
Skills
Employment Contracts, Mergers & Acquisitions, Legal Research, Westlaw, Environmental Law, Banking Law, Due Diligence, Restructuring, Creditors' Rights, Corporate Law, Bankruptcy, Capital Markets, Civil Litigation, Corporate Finance, Corporate Governance, Intellectual Property, Legal Writing, Securities Regulation
Education
Georgetown University Law Center 1985 — 1988
LLM, Securities Regulation
Suffolk University Law School 1980 — 1983
JD, Law
Canarsie High School
Christopher Coccaro's US Securities and Exchange Commission Experience September 2011 - January 2012
Job Analyst at United States Department of Defense
Industry Law Practice
Experience
United States Department of Defense June 2012 - Present
Sutherland Asbill & Brennan LLP January 2012 - May 2012
US Securities and Exchange Commission September 2011 - January 2012
US Securities and Exchange Commission January 2011 - May 2011
Michigan Education Association May 2010 - December 2010
JME Consultants January 2010 - May 2010
Skills
Securities Regulation, Courts, Document Review, Derivatives, Legal Research, Legal Writing, Litigation, Securities Litigation, Civil Litigation, Corporate Law, International Law, Criminal Law
Education
Georgetown University Law Center 2011 — 2012
LLM, Securities and Financial Regulation
Thomas M. Cooley Law School 2008 — 2011
J.D., Law
Rutgers, The State University of New Jersey-Newark 2007 — 2008
B.S., Criminal Justice
New Jersey Institute of Technology 2002 — 2006
BS, Science Technology and Society
United States Department of Defense June 2012 - Present
Sutherland Asbill & Brennan LLP January 2012 - May 2012
US Securities and Exchange Commission September 2011 - January 2012
US Securities and Exchange Commission January 2011 - May 2011
Michigan Education Association May 2010 - December 2010
JME Consultants January 2010 - May 2010
Skills
Securities Regulation, Courts, Document Review, Derivatives, Legal Research, Legal Writing, Litigation, Securities Litigation, Civil Litigation, Corporate Law, International Law, Criminal Law
Education
Georgetown University Law Center 2011 — 2012
LLM, Securities and Financial Regulation
Thomas M. Cooley Law School 2008 — 2011
J.D., Law
Rutgers, The State University of New Jersey-Newark 2007 — 2008
B.S., Criminal Justice
New Jersey Institute of Technology 2002 — 2006
BS, Science Technology and Society
Sean Kreiger's US Securities and Exchange Commission Experience July 2000 - May 2004
Job General Counsel & Chief Compliance Officer at DCI, LLC
Industry Investment Management
Experience
DCI, LLC April 2012 - Present
Babson Capital Management June 2010 - March 2012
QVT Financial LP October 2008 - July 2010
AIG Investments June 2006 - October 2008
K&L Gates May 2004 - May 2006
US Securities and Exchange Commission July 2000 - May 2004
Skills
Alternative Investments, Securities, Hedge Funds, Securities Regulation, Private Equity, Equities, Capital Markets, FINRA, Mutual Funds
Education
University of Baltimore 1996 — 1999
Georgetown University Law Center
University of Maryland College Park
DCI, LLC April 2012 - Present
Babson Capital Management June 2010 - March 2012
QVT Financial LP October 2008 - July 2010
AIG Investments June 2006 - October 2008
K&L Gates May 2004 - May 2006
US Securities and Exchange Commission July 2000 - May 2004
Skills
Alternative Investments, Securities, Hedge Funds, Securities Regulation, Private Equity, Equities, Capital Markets, FINRA, Mutual Funds
Education
University of Baltimore 1996 — 1999
Georgetown University Law Center
University of Maryland College Park
Ted Kneller's US Securities and Exchange Commission Experience January 2010 - April 2010
Job Derivatives Attorney at Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates
Industry Law Practice
Experience
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates November 2012 - Present
Commodity Futures Trading Commission May 2010 - October 2012
US Securities and Exchange Commission January 2010 - April 2010
U.S. House of Representatives September 2009 - November 2009
Skills
Dodd-Frank, Derivatives Regulation, International Litigation, Futures, Swaps, ERISA, Legislative Affairs, Derivatives, Forwards, CFTC, CTA
Education
Georgetown University Law Center 2009 — 2010
LL.M., Securities & Financial Regulation
Tsinghua University 2007 — 2008
LL.M., Chinese Law
Georgetown University Law Center 2006 — 2008
J.D., Law
The John Marshall Law School 2005 — 2006
Law
Washington University in St. Louis 1999 — 2003
A.B., Political Science
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates November 2012 - Present
Commodity Futures Trading Commission May 2010 - October 2012
US Securities and Exchange Commission January 2010 - April 2010
U.S. House of Representatives September 2009 - November 2009
Skills
Dodd-Frank, Derivatives Regulation, International Litigation, Futures, Swaps, ERISA, Legislative Affairs, Derivatives, Forwards, CFTC, CTA
Education
Georgetown University Law Center 2009 — 2010
LL.M., Securities & Financial Regulation
Tsinghua University 2007 — 2008
LL.M., Chinese Law
Georgetown University Law Center 2006 — 2008
J.D., Law
The John Marshall Law School 2005 — 2006
Law
Washington University in St. Louis 1999 — 2003
A.B., Political Science
Gregory Kasper's US Securities and Exchange Commission Experience September 2014 - Present
Job Regional Trial Counsel at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission September 2014 - Present
US Securities and Exchange Commission September 2010 - September 2014
Schulte Roth & Zabel LLP 2002 - 2010
Paul, Weiss, Rifkind, Wharton & Garrison LLP 1999 - 2002
Cravath, Swaine & Moore LLP 1994 - 1999
Lawyers Trust Fund of Illinois 1989 - 1990
Education
Georgetown University Law Center 1992 — 1995
J.D.
Northwestern University 1984 — 1988
B.A., Political Science
U.S. Securities and Exchange Commission September 2014 - Present
US Securities and Exchange Commission September 2010 - September 2014
Schulte Roth & Zabel LLP 2002 - 2010
Paul, Weiss, Rifkind, Wharton & Garrison LLP 1999 - 2002
Cravath, Swaine & Moore LLP 1994 - 1999
Lawyers Trust Fund of Illinois 1989 - 1990
Education
Georgetown University Law Center 1992 — 1995
J.D.
Northwestern University 1984 — 1988
B.A., Political Science
Sean Klein's US Securities and Exchange Commission Experience 1996 - 1999
Job Chief Compliance Officer and Assistant General Counsel
Industry Mining & Metals
Experience
U.S. Silica Holdings, Inc. July 2012 - Present
Constellation Energy August 2004 - June 2012
Fulbright & Jaworski 2001 - 2004
DLA Piper 1999 - 2001
US Securities and Exchange Commission 1996 - 1999
Skills
Corporate Governance, Corporate Finance, Securities, Mergers, SEC filings, Due Diligence, Joint Ventures, Divestitures, Corporate Law, Mergers & Acquisitions, Securities Regulation, IPO, M&A experience, Venture Capital, Investor Relations, SEC Filings, Sarbanes-Oxley Act
Education
Northwestern University School of Law 1992 — 1995
JD
Georgetown University 1988 — 1992
BS, Accounting
U.S. Silica Holdings, Inc. July 2012 - Present
Constellation Energy August 2004 - June 2012
Fulbright & Jaworski 2001 - 2004
DLA Piper 1999 - 2001
US Securities and Exchange Commission 1996 - 1999
Skills
Corporate Governance, Corporate Finance, Securities, Mergers, SEC filings, Due Diligence, Joint Ventures, Divestitures, Corporate Law, Mergers & Acquisitions, Securities Regulation, IPO, M&A experience, Venture Capital, Investor Relations, SEC Filings, Sarbanes-Oxley Act
Education
Northwestern University School of Law 1992 — 1995
JD
Georgetown University 1988 — 1992
BS, Accounting
Laura Vossman's US Securities and Exchange Commission Experience 1993 - 1998
Job MultiAsset Class Portfolio Manager
Industry Investment Management
Experience
San Bernardino County Employees Retirement Association September 2014 - Present
Harbor Area Farmers Markets March 2013 - February 2015
Vigilant Investment Solutions December 2011 - September 2014
University of Illinois Foundation August 2004 - November 2011
Long Beach Naval Complex 2003 - 2004
SageCap 2001 - 2004
Pacific Corporate Group 1998 - 2001
US Securities and Exchange Commission 1993 - 1998
Morgan, Lewis & Bockius LLP 1988 - 1993
Skills
Asset Allocation, Alternative Investments, Investment Strategies, Investment Management, Endowments, Equities
Education
Georgetown University Law Center 1985 — 1988
JD, cum laude
San Bernardino County Employees Retirement Association September 2014 - Present
Harbor Area Farmers Markets March 2013 - February 2015
Vigilant Investment Solutions December 2011 - September 2014
University of Illinois Foundation August 2004 - November 2011
Long Beach Naval Complex 2003 - 2004
SageCap 2001 - 2004
Pacific Corporate Group 1998 - 2001
US Securities and Exchange Commission 1993 - 1998
Morgan, Lewis & Bockius LLP 1988 - 1993
Skills
Asset Allocation, Alternative Investments, Investment Strategies, Investment Management, Endowments, Equities
Education
Georgetown University Law Center 1985 — 1988
JD, cum laude
Michael Berenson's US Securities and Exchange Commission Experience June 1973 - November 1984
Job Attorney at Morgan, Lewis & Bockius LLP
Industry Law Practice
Experience
Morgan, Lewis & Bockius LLP PartnerJorden Burt LLP and its predecessorsDecember 1984 - February 2001
US Securities and Exchange Commission June 1973 - November 1984
Securities and Exchange Commission 1973 - 1984
Education
Georgetown University Law Center 1969 — 1973
JD, Securities law
The Johns Hopkins University 1965 — 1969
BA, Poltical Science
Morgan, Lewis & Bockius LLP PartnerJorden Burt LLP and its predecessorsDecember 1984 - February 2001
US Securities and Exchange Commission June 1973 - November 1984
Securities and Exchange Commission 1973 - 1984
Education
Georgetown University Law Center 1969 — 1973
JD, Securities law
The Johns Hopkins University 1965 — 1969
BA, Poltical Science
Robin Sardegna's US Securities and Exchange Commission Experience June 1998 - April 2005
Job Senior Counsel at Financial Industry Regulatory Authority (FINRA)
Industry Law Practice
Experience
Financial Industry Regulatory Authority (FINRA) October 2012 - Present
Financial Industry Regulatory Authority (FINRA) April 2005 - September 2012
US Securities and Exchange Commission June 1998 - April 2005
US Navy January 1993 - August 1997
Skills
Securities Regulation, Securities Litigation, Securities Fraud, Litigation, Fraud Investigations, Financial Crimes..., Trials, Legal Writing, Civil Litigation, Appeals, FINRA, SEC, Military, Military Justice
Education
Georgetown University Law Center 1997 — 1998
Master of Laws (LLM), Securities Regulation
University at Buffalo 1989 — 1992
Juris Doctor (J.D.), Law
University at Albany, SUNY 1983 — 1987
BA, Political Science/History
Financial Industry Regulatory Authority (FINRA) October 2012 - Present
Financial Industry Regulatory Authority (FINRA) April 2005 - September 2012
US Securities and Exchange Commission June 1998 - April 2005
US Navy January 1993 - August 1997
Skills
Securities Regulation, Securities Litigation, Securities Fraud, Litigation, Fraud Investigations, Financial Crimes..., Trials, Legal Writing, Civil Litigation, Appeals, FINRA, SEC, Military, Military Justice
Education
Georgetown University Law Center 1997 — 1998
Master of Laws (LLM), Securities Regulation
University at Buffalo 1989 — 1992
Juris Doctor (J.D.), Law
University at Albany, SUNY 1983 — 1987
BA, Political Science/History
Adam Zajac's US Securities and Exchange Commission Experience 2009 - 2009
Job Adjudicatory Counsel at CFP Board
Industry Law Practice
Experience
CFP Board February 2012 - Present
Certified Financial Planner Board of Standards, Inc. June 2009 - February 2012
US Securities and Exchange Commission 2009 - 2009
Sheehan & Associates, PLC May 2004 - May 2005
Skills
Securities Regulation, Legal Writing, Commercial Litigation, Civil Litigation, Legal Research, Litigation, Corporate Law, Mediation, Arbitration, Privacy Law, Courts, Corporate Governance, Westlaw
Education
Georgetown University Law Center 2008 — 2009
Wayne State University Law School 2005 — 2008
Juris Doctor, Law
CFP Board February 2012 - Present
Certified Financial Planner Board of Standards, Inc. June 2009 - February 2012
US Securities and Exchange Commission 2009 - 2009
Sheehan & Associates, PLC May 2004 - May 2005
Skills
Securities Regulation, Legal Writing, Commercial Litigation, Civil Litigation, Legal Research, Litigation, Corporate Law, Mediation, Arbitration, Privacy Law, Courts, Corporate Governance, Westlaw
Education
Georgetown University Law Center 2008 — 2009
Wayne State University Law School 2005 — 2008
Juris Doctor, Law
Marc McKayle's US Securities and Exchange Commission Experience Law Clerk, The Honorable Inez Smith-ReidDistrict of Columbia, Court of AppealsSeptember 1996 - May 1998
Job Special Counsel at US Securities and Exchange Commission
Industry Legal Services
Experience
US Securities and Exchange Commission Law Clerk, The Honorable Inez Smith-ReidDistrict of Columbia, Court of AppealsSeptember 1996 - May 1998
Education
Georgetown University Law Center 1992 — 1995
Juris Doctor, Law
Wesleyan University 1984 — 1988
Bachelor of Arts, American Studies
Phillips Andover Academy
Diploma
US Securities and Exchange Commission Law Clerk, The Honorable Inez Smith-ReidDistrict of Columbia, Court of AppealsSeptember 1996 - May 1998
Education
Georgetown University Law Center 1992 — 1995
Juris Doctor, Law
Wesleyan University 1984 — 1988
Bachelor of Arts, American Studies
Phillips Andover Academy
Diploma
Victor Siclari's US Securities and Exchange Commission Experience September 1986 - August 1990
Job Assistant General Counsel & Managing Director, BNY Mellon
Industry Investment Management
Experience
The Bank of New York Mellon April 2007 - Present
National Conference of Commissioners on Uniform State Laws June 2004 - July 2009
Reed Smith LLP October 2002 - March 2007
Federated Investors November 1992 - September 2002
Morrison & Foerster LLP September 1990 - November 1992
US Securities and Exchange Commission September 1986 - August 1990
Skills
Investment Advisory, Asset Management, Investments, Mutual Funds, Compliance, Financial Services, Banking Law, Broker-Dealer, Institutional..., Hedge Funds, Regulatory Agencies, Regulatory Affairs, Management, Asset Managment, Banking, Financial Risk, Securities, Corporate Law, Investment Management, Finance, Securities Regulation, Private Equity, Corporate Governance, Due Diligence
Education
Georgetown University Law Center 1987 — 1989
LLM, Securities Regulation
State University of New York at Buffalo - Law School 1983 — 1986
JD, Law
Hofstra University 1979 — 1983
BA, English Lit., Spanish Lit., Political Science
Division Avenue High School, Levittown 1976 — 1979
Regents Diploma
The Bank of New York Mellon April 2007 - Present
National Conference of Commissioners on Uniform State Laws June 2004 - July 2009
Reed Smith LLP October 2002 - March 2007
Federated Investors November 1992 - September 2002
Morrison & Foerster LLP September 1990 - November 1992
US Securities and Exchange Commission September 1986 - August 1990
Skills
Investment Advisory, Asset Management, Investments, Mutual Funds, Compliance, Financial Services, Banking Law, Broker-Dealer, Institutional..., Hedge Funds, Regulatory Agencies, Regulatory Affairs, Management, Asset Managment, Banking, Financial Risk, Securities, Corporate Law, Investment Management, Finance, Securities Regulation, Private Equity, Corporate Governance, Due Diligence
Education
Georgetown University Law Center 1987 — 1989
LLM, Securities Regulation
State University of New York at Buffalo - Law School 1983 — 1986
JD, Law
Hofstra University 1979 — 1983
BA, English Lit., Spanish Lit., Political Science
Division Avenue High School, Levittown 1976 — 1979
Regents Diploma
Jack Wheeler's US Securities and Exchange Commission Experience 1979 - 1981
Job Partner at Fraser, Wheeler & Bergstedt, LLP
Industry Law Practice
Experience
Fraser, Wheeler & Bergstedt, LLP 1992 - Present
Phelps Dunbar LLP 1990 - 1992
Carmouche & Gray 1981 - 1990
US Securities and Exchange Commission 1979 - 1981
Skills
Board Certified Tax Law..., Board Certified Estate..., Estate Planning, Tax, Securities Regulation, Real Estate, Securities, Business Litigation, Litigation, Trusts, Partnership Taxation, Employee Benefits, Due Diligence, Estate Administration, Equities, Appeals, Civil Litigation, Gift Tax, Restructuring, Estate Tax Planning, Legal Research, Mergers & Acquisitions, Entity Extraction, Corporate Finance, Arbitration, Mergers, Conveyancing, Courts, Trial Practice, Elder Law, Legal Writing, Securities Offerings, Income Tax, Corporate Law, Special Needs Trusts, ERISA, Wills, Commercial Litigation
Education
Georgetown University Law Center
Master of Laws (LL.M.), Securities Regulation
Louisiana State University, Paul M. Hebert Law Center
Doctorate of Law (J.D.), Law
New York University School of Law
Master of Laws (LL.M.), Taxation
Fraser, Wheeler & Bergstedt, LLP 1992 - Present
Phelps Dunbar LLP 1990 - 1992
Carmouche & Gray 1981 - 1990
US Securities and Exchange Commission 1979 - 1981
Skills
Board Certified Tax Law..., Board Certified Estate..., Estate Planning, Tax, Securities Regulation, Real Estate, Securities, Business Litigation, Litigation, Trusts, Partnership Taxation, Employee Benefits, Due Diligence, Estate Administration, Equities, Appeals, Civil Litigation, Gift Tax, Restructuring, Estate Tax Planning, Legal Research, Mergers & Acquisitions, Entity Extraction, Corporate Finance, Arbitration, Mergers, Conveyancing, Courts, Trial Practice, Elder Law, Legal Writing, Securities Offerings, Income Tax, Corporate Law, Special Needs Trusts, ERISA, Wills, Commercial Litigation
Education
Georgetown University Law Center
Master of Laws (LL.M.), Securities Regulation
Louisiana State University, Paul M. Hebert Law Center
Doctorate of Law (J.D.), Law
New York University School of Law
Master of Laws (LL.M.), Taxation
William Oberdorf's US Securities and Exchange Commission Experience July 1974 - April 1976
Job Shareholder at LeClairRyan
Industry Law Practice
Experience
LeClairRyan adjunct professor - law school - Securities RegulationSeton Hall UniversityJanuary 1992 - May 1994
US Securities and Exchange Commission July 1974 - April 1976
Education
The Catholic University of America, Columbus School of Law 1971 — 1974
JD
Georgetown University 1967 — 1971
BA, Economiccs
LeClairRyan adjunct professor - law school - Securities RegulationSeton Hall UniversityJanuary 1992 - May 1994
US Securities and Exchange Commission July 1974 - April 1976
Education
The Catholic University of America, Columbus School of Law 1971 — 1974
JD
Georgetown University 1967 — 1971
BA, Economiccs
Mary Montebello's US Securities and Exchange Commission Experience June 2009 - October 2009
Job Attorney
Industry Law Practice
Experience
CACI International Inc October 2009 - August 2013
US Securities and Exchange Commission June 2009 - October 2009
Kramer & Amado, P.C. January 2008 - April 2009
Smith, Gambrell & Russell, LLP July 2001 - December 2007
Patton Boggs LLP October 1999 - June 2001
DePaoli & Frenkel May 1994 - September 1999
Oliff & Berridge, PLC October 1992 - February 1994
General Electric Company March 1988 - September 1992
Skills
Writing, critical..., Intellectual Property, Patent Prosecution, Patents, Patentability, Civil Litigation, Legal Writing, Legal Research, Litigation, Licensing, Trademarks, Corporate Law, Commercial Litigation, Prosecution, Securities Regulation, Legal Opinions
Education
Georgetown University Law Center 2006 — 2009
LLM, Securities and Financial Regulation
University of Kentucky College of Law 1982 — 1985
Doctor of Law (J.D.), Law
University of Kentucky 1978 — 1982
Bachelor of Arts (B.A.), Chemistry
CACI International Inc October 2009 - August 2013
US Securities and Exchange Commission June 2009 - October 2009
Kramer & Amado, P.C. January 2008 - April 2009
Smith, Gambrell & Russell, LLP July 2001 - December 2007
Patton Boggs LLP October 1999 - June 2001
DePaoli & Frenkel May 1994 - September 1999
Oliff & Berridge, PLC October 1992 - February 1994
General Electric Company March 1988 - September 1992
Skills
Writing, critical..., Intellectual Property, Patent Prosecution, Patents, Patentability, Civil Litigation, Legal Writing, Legal Research, Litigation, Licensing, Trademarks, Corporate Law, Commercial Litigation, Prosecution, Securities Regulation, Legal Opinions
Education
Georgetown University Law Center 2006 — 2009
LLM, Securities and Financial Regulation
University of Kentucky College of Law 1982 — 1985
Doctor of Law (J.D.), Law
University of Kentucky 1978 — 1982
Bachelor of Arts (B.A.), Chemistry
David Fredrickson's US Securities and Exchange Commission Experience 2014 - Present
Job Chief Counsel, Division of Corporation Finance, US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission 2014 - Present
US Securities and Exchange Commission 1998 - 2014
Education
Georgetown University Law Center 1983 — 1986
JD
University of California, Berkeley 1978 — 1982
AB, History, Classics
US Securities and Exchange Commission 2014 - Present
US Securities and Exchange Commission 1998 - 2014
Education
Georgetown University Law Center 1983 — 1986
JD
University of California, Berkeley 1978 — 1982
AB, History, Classics
Justin Toobi's US Securities and Exchange Commission Experience January 2012 - May 2012
Job Corporate Attorney
Industry Law Practice
Experience
Rimon Law January 2014 - August 2014
City of Los Angeles October 2013 - January 2014
Georgetown Social and Business Entrepreneurship Practicum January 2013 - May 2013
Georgetown University Law Center August 2010 - May 2013
Kroll Bond Rating Agency, Inc. June 2012 - August 2012
US Securities and Exchange Commission January 2012 - May 2012
Portolano Colella Cavallo Studio Legale June 2011 - August 2011
Clicker Media Inc November 2009 - August 2010
Luminar Creations June 2009 - December 2009
Global Business Dialogue June 2008 - September 2008
Skills
Securities, Negotiation, Corporate Law, Research, Mergers & Acquisitions, Legal Writing, PowerPoint, Due Diligence, Legal Research, Social Media, Microsoft Excel, Editing, Economics, Westlaw, International Law
Education
Georgetown University Law Center 2010 — 2013
Doctor of Law (JD)
University of California, Santa Barbara 2005 — 2009
Bachelor of Arts (BA), Economics
Georgetown University Law Center
Doctor of Law (J.D.)
Rimon Law January 2014 - August 2014
City of Los Angeles October 2013 - January 2014
Georgetown Social and Business Entrepreneurship Practicum January 2013 - May 2013
Georgetown University Law Center August 2010 - May 2013
Kroll Bond Rating Agency, Inc. June 2012 - August 2012
US Securities and Exchange Commission January 2012 - May 2012
Portolano Colella Cavallo Studio Legale June 2011 - August 2011
Clicker Media Inc November 2009 - August 2010
Luminar Creations June 2009 - December 2009
Global Business Dialogue June 2008 - September 2008
Skills
Securities, Negotiation, Corporate Law, Research, Mergers & Acquisitions, Legal Writing, PowerPoint, Due Diligence, Legal Research, Social Media, Microsoft Excel, Editing, Economics, Westlaw, International Law
Education
Georgetown University Law Center 2010 — 2013
Doctor of Law (JD)
University of California, Santa Barbara 2005 — 2009
Bachelor of Arts (BA), Economics
Georgetown University Law Center
Doctor of Law (J.D.)
Brent Tomlinson's US Securities and Exchange Commission Experience May 2010 - August 2010
Job Associate at Centerview Partners
Industry Legal Services
Experience
Centerview Partners July 2015 - Present
Latham & Watkins July 2014 - June 2015
Cravath, Swaine & Moore LLP 2012 - July 2014
Cravath, Swaine & Moore LLP May 2011 - August 2011
US Securities and Exchange Commission May 2010 - August 2010
Lehman Brothers May 2008 - August 2008
Navigators LLC May 2006 - August 2006
Education
Georgetown University Law Center 2009 — 2012
Doctor of Law (JD), cum laude
Georgetown University - The McDonough School of Business 2005 — 2010
BSBA, Finance and International Business, magna cum laude
Centerview Partners July 2015 - Present
Latham & Watkins July 2014 - June 2015
Cravath, Swaine & Moore LLP 2012 - July 2014
Cravath, Swaine & Moore LLP May 2011 - August 2011
US Securities and Exchange Commission May 2010 - August 2010
Lehman Brothers May 2008 - August 2008
Navigators LLC May 2006 - August 2006
Education
Georgetown University Law Center 2009 — 2012
Doctor of Law (JD), cum laude
Georgetown University - The McDonough School of Business 2005 — 2010
BSBA, Finance and International Business, magna cum laude
Lee Antone's US Securities and Exchange Commission Experience 1989 - 1992
Job Vice President, Deputy General Counsel at Financial Engines
Industry Investment Management
Experience
Financial Engines November 2004 - Present
Bank of America March 1999 - October 2004
LPL Financial 1996 - 1999
Financial Industry Regulatory Authority (FINRA, f/k/a NASD) 1992 - 1995
US Securities and Exchange Commission 1989 - 1992
Skills
Securities Law, Compliance, Corporate Governance, Securities, Risk Management, Financial Services
Education
Georgetown University Law Center 1991 — 1994
LLM, Law
The Catholic University of America, Columbus School of Law 1984 — 1987
JD, law
smithfield high school
Financial Engines November 2004 - Present
Bank of America March 1999 - October 2004
LPL Financial 1996 - 1999
Financial Industry Regulatory Authority (FINRA, f/k/a NASD) 1992 - 1995
US Securities and Exchange Commission 1989 - 1992
Skills
Securities Law, Compliance, Corporate Governance, Securities, Risk Management, Financial Services
Education
Georgetown University Law Center 1991 — 1994
LLM, Law
The Catholic University of America, Columbus School of Law 1984 — 1987
JD, law
smithfield high school
William Haseltine's US Securities and Exchange Commission Experience January 1986 - October 1995
Job Haseltine Law Office
Industry Law Practice
Experience
Haseltine Law Office 1995 - Present
US Securities and Exchange Commission January 1986 - October 1995
Education
Georgetown University Law Center 1983 — 1984
Master of Laws (LL.M.), Banking, Corporate, Finance, and Securities Law
Haseltine Law Office 1995 - Present
US Securities and Exchange Commission January 1986 - October 1995
Education
Georgetown University Law Center 1983 — 1984
Master of Laws (LL.M.), Banking, Corporate, Finance, and Securities Law
Phil Rothenberg's US Securities and Exchange Commission Experience August 2007 - April 2011
Job Deputy General Counsel at Tesla Motors
Industry Automotive
Experience
Tesla Motors November 2014 - Present
Tesla Motors May 2011 - November 2014
Georgetown University Law Center January 2009 - May 2011
US Securities and Exchange Commission August 2007 - April 2011
Pillsbury Winthrop Shaw Pittman January 2005 - July 2007
Sullivan & Cromwell LLP October 2001 - December 2004
Skills
Securities Law, Corporate Governance, Corporate Law, Securities, Mergers, IPO
Education
Georgetown University Law Center 1998 — 2001
JD, Law
University of South Carolina - Darla Moore School of Business 1994 — 1997
MIBS, International Business
University of Virginia 1988 — 1992
BA, Economics, Foreign Affairs
Tesla Motors November 2014 - Present
Tesla Motors May 2011 - November 2014
Georgetown University Law Center January 2009 - May 2011
US Securities and Exchange Commission August 2007 - April 2011
Pillsbury Winthrop Shaw Pittman January 2005 - July 2007
Sullivan & Cromwell LLP October 2001 - December 2004
Skills
Securities Law, Corporate Governance, Corporate Law, Securities, Mergers, IPO
Education
Georgetown University Law Center 1998 — 2001
JD, Law
University of South Carolina - Darla Moore School of Business 1994 — 1997
MIBS, International Business
University of Virginia 1988 — 1992
BA, Economics, Foreign Affairs
William Garnett's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Consultant at Quatt Associates
Industry Management Consulting
Experience
Quatt Associates June 2015 - Present
US Securities and Exchange Commission May 2013 - August 2013
New York State Unified Court System May 2012 - August 2012
PricewaterhouseCoopers LLP 2008 - 2011
AIG Global Investment Group May 2007 - August 2007
Skills
Structured Products, Legal Research, Legal Writing
Education
Syracuse University College of Law 2011 — 2014
Juris Doctor, cum laude
Georgetown University - The McDonough School of Business 2004 — 2008
B.S.B.A., cum laude, Finance & International Business
Quatt Associates June 2015 - Present
US Securities and Exchange Commission May 2013 - August 2013
New York State Unified Court System May 2012 - August 2012
PricewaterhouseCoopers LLP 2008 - 2011
AIG Global Investment Group May 2007 - August 2007
Skills
Structured Products, Legal Research, Legal Writing
Education
Syracuse University College of Law 2011 — 2014
Juris Doctor, cum laude
Georgetown University - The McDonough School of Business 2004 — 2008
B.S.B.A., cum laude, Finance & International Business
Haleh Bakhash's US Securities and Exchange Commission Experience 2000 - 2001
Job Attorney; Freelance Writer
Industry Law Practice
Experience
. 2007 - Present
US Securities and Exchange Commission 2000 - 2001
Kornstein Veisz & Wexler 1997 - 1999
Jones Day 1992 - 1997
Skills
Copy Editing, Editing, Creative Writing, Commercial Litigation, Legal Research, Legal Writing, Public Policy, Content Development, Community Outreach, Litigation, Publications, Microsoft Excel, Spanish, Editorial, Storytelling, Appeals, Research, French, Feature Articles, Politics, Journalism, Writing, Art, Fundraising, Photoshop, Non-profits, Mediation
Education
Georgetown University Law Center 1989 — 1992
J.D.
Swarthmore College 1983 — 1987
B.A.
Princeton Day School 1980 — 1983
Iranzamin
. 2007 - Present
US Securities and Exchange Commission 2000 - 2001
Kornstein Veisz & Wexler 1997 - 1999
Jones Day 1992 - 1997
Skills
Copy Editing, Editing, Creative Writing, Commercial Litigation, Legal Research, Legal Writing, Public Policy, Content Development, Community Outreach, Litigation, Publications, Microsoft Excel, Spanish, Editorial, Storytelling, Appeals, Research, French, Feature Articles, Politics, Journalism, Writing, Art, Fundraising, Photoshop, Non-profits, Mediation
Education
Georgetown University Law Center 1989 — 1992
J.D.
Swarthmore College 1983 — 1987
B.A.
Princeton Day School 1980 — 1983
Iranzamin
David Ritenour's US Securities and Exchange Commission Experience October 2003 - July 2005
Job Senior Director, Corporate Legal Affairs at Brocade
Industry Law Practice
Experience
Brocade Communications Systems, Inc. March 2015 - Present
Hewlett-Packard Company August 2005 - September 2014
US Securities and Exchange Commission October 2003 - July 2005
US Securities and Exchange Commission July 2001 - October 2003
Gray Cary Ware & Freidenrich (formerly Graham & James; now DLA Piper) September 1996 - June 2001
Skills
Securities, Securities Regulation, Securities Offerings, SEC Financial Reporting, Corporate Governance, Corporate Secretary, Corporate Compliance, Corporate Law, Corporate Finance, Finance, Capital Markets, Mergers & Acquisitions, M&A support, Strategic Transactions, Venture Capital, Regulatory Compliance, Executive Compensation, Management, Legal Advice, Public Company Reporting, Strategy
Education
Georgetown University Law Center 2001 — 2004
LL.M., Securities and Financial Regulation
University of California, Los Angeles - School of Law 1993 — 1996
J.D., Law
University of California, Berkeley, Haas School of Business 1988 — 1992
B.S., Business Administration
Brocade Communications Systems, Inc. March 2015 - Present
Hewlett-Packard Company August 2005 - September 2014
US Securities and Exchange Commission October 2003 - July 2005
US Securities and Exchange Commission July 2001 - October 2003
Gray Cary Ware & Freidenrich (formerly Graham & James; now DLA Piper) September 1996 - June 2001
Skills
Securities, Securities Regulation, Securities Offerings, SEC Financial Reporting, Corporate Governance, Corporate Secretary, Corporate Compliance, Corporate Law, Corporate Finance, Finance, Capital Markets, Mergers & Acquisitions, M&A support, Strategic Transactions, Venture Capital, Regulatory Compliance, Executive Compensation, Management, Legal Advice, Public Company Reporting, Strategy
Education
Georgetown University Law Center 2001 — 2004
LL.M., Securities and Financial Regulation
University of California, Los Angeles - School of Law 1993 — 1996
J.D., Law
University of California, Berkeley, Haas School of Business 1988 — 1992
B.S., Business Administration
Aidan Hugh O'Connor's US Securities and Exchange Commission Experience April 2014 - Present
Job Senior Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission April 2014 - Present
US Securities and Exchange Commission January 2012 - April 2014
Stradley Ronon Stevens & Young, LLP May 2008 - December 2011
Skadden Arps Slate Meagher & Flom, LLP September 2003 - April 2008
Skills
Securities, Securities Regulation, Financial Regulation, Mutual Funds, Corporate Law, Corporate Governance, Hedge Funds, Private Equity, Mergers, Exchange Traded Funds, Derivatives, Alternative Investments, ETFs, FINRA, Intellectual Property, Joint Ventures, Litigation, Privacy Law, Securities Litigation, SEC
Education
Georgetown University Law Center 2000 — 2003
Juris Doctor
University of Dayton 1996 — 2000
Political Science, Magna Cum Laude
U.S. Securities and Exchange Commission April 2014 - Present
US Securities and Exchange Commission January 2012 - April 2014
Stradley Ronon Stevens & Young, LLP May 2008 - December 2011
Skadden Arps Slate Meagher & Flom, LLP September 2003 - April 2008
Skills
Securities, Securities Regulation, Financial Regulation, Mutual Funds, Corporate Law, Corporate Governance, Hedge Funds, Private Equity, Mergers, Exchange Traded Funds, Derivatives, Alternative Investments, ETFs, FINRA, Intellectual Property, Joint Ventures, Litigation, Privacy Law, Securities Litigation, SEC
Education
Georgetown University Law Center 2000 — 2003
Juris Doctor
University of Dayton 1996 — 2000
Political Science, Magna Cum Laude
John Weinstein's US Securities and Exchange Commission Experience August 2012 - May 2013
Job Associate at Davis Polk & Wardwell LLP
Industry Law Practice
Experience
US Securities and Exchange Commission August 2012 - May 2013
Davis Polk & Wardwell LLP May 2012 - August 2012
Education
Georgetown University Law Center 2011 — 2013
Juris Doctor (J.D.)
Syracuse University 2006 — 2010
Bachelor of Arts (B.A.), Economics
US Securities and Exchange Commission August 2012 - May 2013
Davis Polk & Wardwell LLP May 2012 - August 2012
Education
Georgetown University Law Center 2011 — 2013
Juris Doctor (J.D.)
Syracuse University 2006 — 2010
Bachelor of Arts (B.A.), Economics
Deana La Barbera's US Securities and Exchange Commission Experience October 1997 - February 2000
Job Attorney at Deana A. La Barbera, Attorney at Law
Industry Legal Services
Experience
Deana A. La Barbera, Attorney at Law May 2006 - Present
Bingham McCutchen March 2004 - May 2006
Quinn Emanuel February 2001 - March 2004
US Securities and Exchange Commission October 1997 - February 2000
Skills
Corporate Law, Contract Negotiation, Legal Advice, Negotiation, Securities Regulation, Estate Planning
Education
Georgetown University Law Center 1998 — 2000
Master of Laws (LL.M.), Securities and Financial Regulation
Pepperdine School of Law 1994 — 1997
Doctor of Law (J.D.)
Georgetown University Law Center
Deana A. La Barbera, Attorney at Law May 2006 - Present
Bingham McCutchen March 2004 - May 2006
Quinn Emanuel February 2001 - March 2004
US Securities and Exchange Commission October 1997 - February 2000
Skills
Corporate Law, Contract Negotiation, Legal Advice, Negotiation, Securities Regulation, Estate Planning
Education
Georgetown University Law Center 1998 — 2000
Master of Laws (LL.M.), Securities and Financial Regulation
Pepperdine School of Law 1994 — 1997
Doctor of Law (J.D.)
Georgetown University Law Center
Fuad Rana's US Securities and Exchange Commission Experience 2011 - Present
Job Division of Enforcement, SEC
Industry Law Practice
Experience
US Securities and Exchange Commission 2011 - Present
Covington & Burling LLP 2005 - 2010
Judge Julio Fuentes, U.S. Court of Appeals for the Third Circuit 2004 - 2005
Education
Georgetown University
BSFS
London School of Economics and Political Science
MSC
Georgetown University Law Center
JD
US Securities and Exchange Commission 2011 - Present
Covington & Burling LLP 2005 - 2010
Judge Julio Fuentes, U.S. Court of Appeals for the Third Circuit 2004 - 2005
Education
Georgetown University
BSFS
London School of Economics and Political Science
MSC
Georgetown University Law Center
JD
Andreia Campinos Costa's US Securities and Exchange Commission Experience November 2006 - December 2007
Job International Trade and Development Professional
Industry International Trade and Development
Experience
Clifford Chance LLP January 2008 - September 2009
US Securities and Exchange Commission November 2006 - December 2007
GA International Trade SA (Madrid) July 2006 - October 2006
Shearman & Sterling LLP October 2005 - June 2006
Allen & Overy July 2005 - September 2005
French Financial Markets Authority / Autorité des Marchés Financiers (AMF) January 2005 - June 2005
Education
Georgetown University Law Center 2009 — 2010
LLM, Securities and Financial Regulation
University of Paris I: Panthéon-Sorbonne 2003 — 2004
Master, International Economic Law
University of Paris I: Panthéon-Sorbonne
JD, Law
Clifford Chance LLP January 2008 - September 2009
US Securities and Exchange Commission November 2006 - December 2007
GA International Trade SA (Madrid) July 2006 - October 2006
Shearman & Sterling LLP October 2005 - June 2006
Allen & Overy July 2005 - September 2005
French Financial Markets Authority / Autorité des Marchés Financiers (AMF) January 2005 - June 2005
Education
Georgetown University Law Center 2009 — 2010
LLM, Securities and Financial Regulation
University of Paris I: Panthéon-Sorbonne 2003 — 2004
Master, International Economic Law
University of Paris I: Panthéon-Sorbonne
JD, Law
Daniel Solomon's US Securities and Exchange Commission Experience January 2012 - May 2012
Job Associate at Dentons US LLP
Industry Law Practice
Experience
Dentons July 2015 - Present
Orange County District Attorney's Office December 2013 - June 2015
Georgetown Law Appellate Litigation Clinic September 2012 - May 2013
Sussman Shank LLP May 2012 - August 2012
US Securities and Exchange Commission January 2012 - May 2012
Oregon Supreme Court May 2011 - July 2011
Georgetown University Law Center, Legal Writing and Scholarship Department January 2011 - May 2011
Superior Court of California, County of Santa Clara March 2010 - June 2010
Markkula Center for Applied Ethics September 2009 - June 2010
Education
Georgetown University Law Center 2010 — 2013
Doctor of Law (J.D.)
King’s College London, Center for Transnational Legal Studies 2011 — 2011
Santa Clara University 2006 — 2010
Bachelor of Science (B.S.), Sociology, Magna Cum Laude
Loyola University Chicago, John Felice Rome Center 2008 — 2008
Dentons July 2015 - Present
Orange County District Attorney's Office December 2013 - June 2015
Georgetown Law Appellate Litigation Clinic September 2012 - May 2013
Sussman Shank LLP May 2012 - August 2012
US Securities and Exchange Commission January 2012 - May 2012
Oregon Supreme Court May 2011 - July 2011
Georgetown University Law Center, Legal Writing and Scholarship Department January 2011 - May 2011
Superior Court of California, County of Santa Clara March 2010 - June 2010
Markkula Center for Applied Ethics September 2009 - June 2010
Education
Georgetown University Law Center 2010 — 2013
Doctor of Law (J.D.)
King’s College London, Center for Transnational Legal Studies 2011 — 2011
Santa Clara University 2006 — 2010
Bachelor of Science (B.S.), Sociology, Magna Cum Laude
Loyola University Chicago, John Felice Rome Center 2008 — 2008
Bryon Koepke's US Securities and Exchange Commission Experience May 2001 - June 2003
Job Senior Vice President, Chief Securities Counsel at Avis Budget Group Inc.
Industry Consumer Services
Experience
Avis Budget Group October 2011 - Present
Caterpillar Financial Services Corporation November 2006 - October 2011
Caterpillar Inc. June 2003 - November 2006
US Securities and Exchange Commission May 2001 - June 2003
Skills
Corporate Governance, Securities, Mergers & Acquisitions, Corporate Law, Securities Regulation, Corporate Finance, Sarbanes-Oxley Act, Financial Risk, Leadership, Due Diligence, Financial Services, Contract Negotiation, Management, Commercial Litigation, Financial Reporting, Investments, Legal Compliance, Intellectual Property, Litigation Management, Licensing, Joint Ventures, Strategic Planning, Investor Relations, Risk Management, Public Relations, Accounting, Tax, International Law, Privacy Law, Legal Writing, Budgets, Restructuring, Litigation, Legal Research, Employment Law, Executive Management
Education
Georgetown University Law Center 2000 — 2001
LL.M., Securities and Financial Institutions
Washburn University School of Law 1997 — 2000
J.D.
Vanderbilt University 1991 — 1995
B.S., Psychology; Human & Organizational Development
Mt. Carmel High School
Avis Budget Group October 2011 - Present
Caterpillar Financial Services Corporation November 2006 - October 2011
Caterpillar Inc. June 2003 - November 2006
US Securities and Exchange Commission May 2001 - June 2003
Skills
Corporate Governance, Securities, Mergers & Acquisitions, Corporate Law, Securities Regulation, Corporate Finance, Sarbanes-Oxley Act, Financial Risk, Leadership, Due Diligence, Financial Services, Contract Negotiation, Management, Commercial Litigation, Financial Reporting, Investments, Legal Compliance, Intellectual Property, Litigation Management, Licensing, Joint Ventures, Strategic Planning, Investor Relations, Risk Management, Public Relations, Accounting, Tax, International Law, Privacy Law, Legal Writing, Budgets, Restructuring, Litigation, Legal Research, Employment Law, Executive Management
Education
Georgetown University Law Center 2000 — 2001
LL.M., Securities and Financial Institutions
Washburn University School of Law 1997 — 2000
J.D.
Vanderbilt University 1991 — 1995
B.S., Psychology; Human & Organizational Development
Mt. Carmel High School
Ester Saverson Jr's US Securities and Exchange Commission Experience 1996 - Present
Job Assistant Director at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission 1996 - Present
US Securities and Exchange Commission April 1993 - January 1996
Skills
Securities, FINRA, SEC, Securities Regulation, Financial Regulation, Corporate Governance, Capital Markets, AML, Private Equity, Mutual Funds, Hedge Funds, International Relations, Securities Litigation, Investments, Equities, Risk Management, Due Diligence, Foodie, Financial Risk, Corporate Law, Anti Money Laundering, Financial Markets, Legal Research, Corporate Finance, Legal Writing, Mergers, Litigation, Financial Analysis, Fraud, Policy
Education
Georgetown University Law Center 1980 — 1981
LLM, Law - Securities Law
Washington University in St. Louis School of Law 1976 — 1979
JD, LAW
University of Illinois at Urbana-Champaign 1972 — 1976
AB, Political Science
US Securities and Exchange Commission 1996 - Present
US Securities and Exchange Commission April 1993 - January 1996
Skills
Securities, FINRA, SEC, Securities Regulation, Financial Regulation, Corporate Governance, Capital Markets, AML, Private Equity, Mutual Funds, Hedge Funds, International Relations, Securities Litigation, Investments, Equities, Risk Management, Due Diligence, Foodie, Financial Risk, Corporate Law, Anti Money Laundering, Financial Markets, Legal Research, Corporate Finance, Legal Writing, Mergers, Litigation, Financial Analysis, Fraud, Policy
Education
Georgetown University Law Center 1980 — 1981
LLM, Law - Securities Law
Washington University in St. Louis School of Law 1976 — 1979
JD, LAW
University of Illinois at Urbana-Champaign 1972 — 1976
AB, Political Science
Alec Koch's US Securities and Exchange Commission Experience 2002 - Present
Job Assistant Director, Division of Enforcement at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission 2002 - Present
King and Spalding September 1997 - August 2002
St. Paul's School August 1991 - June 1994
Skills
Securities Regulation, Securities Litigation, Securities, Litigation, SEC, Financial Regulation, Broker-Dealer
Education
Georgetown University Law Center 1994 — 1997
J.D.
University of Virginia 1987 — 1991
B.A., History, Foreign Affairs minor
St. Paul's School 1975 — 1987
US Securities and Exchange Commission 2002 - Present
King and Spalding September 1997 - August 2002
St. Paul's School August 1991 - June 1994
Skills
Securities Regulation, Securities Litigation, Securities, Litigation, SEC, Financial Regulation, Broker-Dealer
Education
Georgetown University Law Center 1994 — 1997
J.D.
University of Virginia 1987 — 1991
B.A., History, Foreign Affairs minor
St. Paul's School 1975 — 1987
Josh Pozzuto's US Securities and Exchange Commission Experience April 2008 - August 2008
Job Associate at Landmark Partners
Industry Venture Capital & Private Equity
Experience
Landmark Partners March 2012 - May 2014
Lazard July 2010 - February 2012
Miller Buckfire June 2009 - August 2009
US Securities and Exchange Commission April 2008 - August 2008
Skills
Financial Modeling, Valuation, Private Equity, Investment Banking, Mergers & Acquisitions, Investments, Finance, Corporate Finance, Due Diligence, Underwriting
Education
Georgetown University - The McDonough School of Business 2008 — 2010
B.S., Finance
Landmark Partners March 2012 - May 2014
Lazard July 2010 - February 2012
Miller Buckfire June 2009 - August 2009
US Securities and Exchange Commission April 2008 - August 2008
Skills
Financial Modeling, Valuation, Private Equity, Investment Banking, Mergers & Acquisitions, Investments, Finance, Corporate Finance, Due Diligence, Underwriting
Education
Georgetown University - The McDonough School of Business 2008 — 2010
B.S., Finance
Bing Jia's US Securities and Exchange Commission Experience August 2012 - December 2012
Job Legal Research Intern at Library of Congress
Industry Research
Experience
Cadwalader, Wickersham & Taft LLP 2014 - 2015
Library of Congress August 2013 - April 2014
US Securities and Exchange Commission August 2012 - December 2012
US China Global Law Group, Inc. May 2012 - August 2012
Haiwen & Partners July 2011 - August 2011
Skills
Legal Research, Securities Regulation, Legal Writing, Westlaw, Legal Research on..., LexisNexis, Dispute Resolution
Education
University of California, Davis - School of Law 2010 — 2013
Doctor of Law (J.D.), Financial Services and Securities Law
Georgetown University Law Center 2013 — 2013
Visiting Student, Securities and Antitrust
Renmin University of China 2006 — 2010
Bachelor of Laws (LL.B.), Law, cum laude
Cadwalader, Wickersham & Taft LLP 2014 - 2015
Library of Congress August 2013 - April 2014
US Securities and Exchange Commission August 2012 - December 2012
US China Global Law Group, Inc. May 2012 - August 2012
Haiwen & Partners July 2011 - August 2011
Skills
Legal Research, Securities Regulation, Legal Writing, Westlaw, Legal Research on..., LexisNexis, Dispute Resolution
Education
University of California, Davis - School of Law 2010 — 2013
Doctor of Law (J.D.), Financial Services and Securities Law
Georgetown University Law Center 2013 — 2013
Visiting Student, Securities and Antitrust
Renmin University of China 2006 — 2010
Bachelor of Laws (LL.B.), Law, cum laude
Sarah Nilson's US Securities and Exchange Commission Experience December 2012 - Present
Job Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission December 2012 - Present
Weil Gotshal and Manges May 2011 - December 2012
Morgan, Lewis & Bockius LLP October 2007 - May 2012
Education
Georgetown University Law Center
Doctor of Law (J.D.)
University of California, Santa Barbara
US Securities and Exchange Commission December 2012 - Present
Weil Gotshal and Manges May 2011 - December 2012
Morgan, Lewis & Bockius LLP October 2007 - May 2012
Education
Georgetown University Law Center
Doctor of Law (J.D.)
University of California, Santa Barbara
Toshihiro Nakamura's US Securities and Exchange Commission Experience January 2013 - April 2013
Job Anderson Mori & Tomotsune associate lawyer
Industry Legal Services
Experience
Anderson Mori & Tomotsune 2006 - Present
US Securities and Exchange Commission January 2013 - April 2013
Tokyo Stock Exchange, Inc. July 2011 - July 2012
Skills
Corporate Law, Legal Research, Legal Writing, Competition Law, Legal Advice, Legal Assistance, International Law, Dispute Resolution, Securities Regulation, Courts
Education
Georgetown University Law Center 2012 — 2013
Securities and Financial Regulation, Master of Laws (LL.M.)
東京大学 1997 — 2002
Private Law, Bachelor of Laws (LL.B.)
Anderson Mori & Tomotsune 2006 - Present
US Securities and Exchange Commission January 2013 - April 2013
Tokyo Stock Exchange, Inc. July 2011 - July 2012
Skills
Corporate Law, Legal Research, Legal Writing, Competition Law, Legal Advice, Legal Assistance, International Law, Dispute Resolution, Securities Regulation, Courts
Education
Georgetown University Law Center 2012 — 2013
Securities and Financial Regulation, Master of Laws (LL.M.)
東京大学 1997 — 2002
Private Law, Bachelor of Laws (LL.B.)
Thomas Gargan's US Securities and Exchange Commission Experience August 2003 - December 2012
Job Associate General Counsel at Fannie Mae
Industry Financial Services
Experience
Fannie Mae January 2013 - Present
US Securities and Exchange Commission August 2003 - December 2012
Fannie Mae August 1999 - July 2003
Freddie Mac October 1995 - August 1999
Goldman Sachs March 1994 - July 1995
Salomon Brothers July 1992 - March 1994
Skills
Capital Markets, Finance, Securities Regulation, Securities, Portfolio Management, Hedge Funds, Structured Finance, Private Equity, Commodity, Corporate Governance, Due Diligence, Litigation, Corporate Law, Derivatives, Mergers & Acquisitions, Risk Management
Education
The Catholic University of America, Columbus School of Law
Juris Doctor (JD)
Georgetown University
Bachelor of Science (BS), Finance
Fannie Mae January 2013 - Present
US Securities and Exchange Commission August 2003 - December 2012
Fannie Mae August 1999 - July 2003
Freddie Mac October 1995 - August 1999
Goldman Sachs March 1994 - July 1995
Salomon Brothers July 1992 - March 1994
Skills
Capital Markets, Finance, Securities Regulation, Securities, Portfolio Management, Hedge Funds, Structured Finance, Private Equity, Commodity, Corporate Governance, Due Diligence, Litigation, Corporate Law, Derivatives, Mergers & Acquisitions, Risk Management
Education
The Catholic University of America, Columbus School of Law
Juris Doctor (JD)
Georgetown University
Bachelor of Science (BS), Finance
Christopher Mulligan's US Securities and Exchange Commission Experience September 2012 - Present
Job Senior Counsel at US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission September 2012 - Present
Calfee, Halter & Griswold LLP June 2009 - August 2012
Dewey & LeBoeuf LLP September 2005 - June 2009
Skills
Securities Regulation, Corporate Governance, Securities, Corporate Law, Legal Writing, Legal Research, Due Diligence, Mergers & Acquisitions
Education
Georgetown University Law Center 2002 — 2005
Doctor of Law (J.D.)
Rockhurst University 1998 — 2002
Bachelor's degree
US Securities and Exchange Commission September 2012 - Present
Calfee, Halter & Griswold LLP June 2009 - August 2012
Dewey & LeBoeuf LLP September 2005 - June 2009
Skills
Securities Regulation, Corporate Governance, Securities, Corporate Law, Legal Writing, Legal Research, Due Diligence, Mergers & Acquisitions
Education
Georgetown University Law Center 2002 — 2005
Doctor of Law (J.D.)
Rockhurst University 1998 — 2002
Bachelor's degree
Department of Veterans Affairs
US Census Bureau
U.S. Department of Veterans Affairs
FDA
USAID
US Fish and Wildlife Service
TSA
Defense Logistics Agency