US Securities and Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Jurisdiction: United States of America Employees: 4,301 (2015) Headquarters: Washington, D.C., United States Founder: Franklin D. Roosevelt Founded: 6 June 1934
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US Securities and Exchange Commission Employees
Employee
Years
Job
Industry
Jeffrey (CHAPPELL) Jeffrey (CHAPPELL)'s US Securities and Exchange Commission Experience May 2014 - Present
Job Secretary, Office of International Affairs at U.S. Securities and Exchange Commission (Headquarter's Executive Staff)
Industry Executive Office
Experience
U.S. Securities and Exchange Commission May 2014 - Present
SAIC August 2013 - May 2014
US Navy May 2003 - October 2013
SAIC August 2010 - July 2013
NACVA 1983 - 2008
Skills
Policy, Analysis, Leadership, Training, Security Clearance, Finance, Mergers & Acquisitions, Government, Strategic Planning, Intelligence Analysis, DoD, Program Management, Management, Networking, Interpersonal Skills
Education
Idaho State University 1987 — 1991
Hospital and Health Care Facilities Administration/Management
U.S. Securities and Exchange Commission May 2014 - Present
SAIC August 2013 - May 2014
US Navy May 2003 - October 2013
SAIC August 2010 - July 2013
NACVA 1983 - 2008
Skills
Policy, Analysis, Leadership, Training, Security Clearance, Finance, Mergers & Acquisitions, Government, Strategic Planning, Intelligence Analysis, DoD, Program Management, Management, Networking, Interpersonal Skills
Education
Idaho State University 1987 — 1991
Hospital and Health Care Facilities Administration/Management
Brent Wilner Brent Wilner's US Securities and Exchange Commission Experience October 2014 - Present
Job Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission October 2014 - Present
California Department of Justice 2013 - 2014
Sidley Austin LLP 2010 - 2013
California Department of Justice 2010 - 2013
Skills
Commercial Litigation, Civil Litigation, Appeals, Legal Writing, Legal Research, Litigation, Class Actions, Securities Regulation, Westlaw, White Collar Criminal..., Internal Investigations, FCPA, Product Liability, Fraud, Courts
Education
Harvard Law School 2000 — 2003
Juris Doctor (J.D.)
University of California, Los Angeles 1996 — 2000
Bachelor's Degree
U.S. Securities and Exchange Commission October 2014 - Present
California Department of Justice 2013 - 2014
Sidley Austin LLP 2010 - 2013
California Department of Justice 2010 - 2013
Skills
Commercial Litigation, Civil Litigation, Appeals, Legal Writing, Legal Research, Litigation, Class Actions, Securities Regulation, Westlaw, White Collar Criminal..., Internal Investigations, FCPA, Product Liability, Fraud, Courts
Education
Harvard Law School 2000 — 2003
Juris Doctor (J.D.)
University of California, Los Angeles 1996 — 2000
Bachelor's Degree
Timothy Gordon Timothy Gordon's US Securities and Exchange Commission Experience May 2014 - August 2014
Job JD/MBA Candidate, 2016
Industry Law Practice
Experience
Mayer Brown May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Deloitte Tax June 2013 - August 2013
WireCo WorldGroup April 2013 - May 2013
Indiana University September 2012 - April 2013
Crowe Horwath LLP June 2012 - August 2012
Education
Indiana University School of Law—Bloomington 2013 — 2016
Indiana University - Kelley School of Business 2012 — 2016
MBA, Accounting
Indiana University - Kelley School of Business 2009 — 2013
Bachelor's degree, Accounting
Mayer Brown May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Deloitte Tax June 2013 - August 2013
WireCo WorldGroup April 2013 - May 2013
Indiana University September 2012 - April 2013
Crowe Horwath LLP June 2012 - August 2012
Education
Indiana University School of Law—Bloomington 2013 — 2016
Indiana University - Kelley School of Business 2012 — 2016
MBA, Accounting
Indiana University - Kelley School of Business 2009 — 2013
Bachelor's degree, Accounting
Jonnese Crandol's US Securities and Exchange Commission Experience October 2013 - September 2014
Job Attorney Adviser at Social Security Administration
Industry Legal Services
Experience
Social Security Administration September 2014 - Present
U.S. Securities and Exchange Commission October 2013 - September 2014
Criminal Justice Coordinating Council July 2012 - May 2013
Federal Communications Commission (Wireless Telecommunications Bureau- Spectrum Policy Division) January 2012 - April 2012
Washington Lawyers' Committee for Civil Rights and Urban Affairs May 2011 - August 2011
American Bar Association, Section of Dispute Resolution May 2010 - August 2010
Law Offices of Hubert M. Schlosberg July 2008 - July 2009
Levick Strategic Communications, LLC August 2007 - December 2007
Skills
Legal Research, Legal Writing, Legal Compliance, Legal Assistance, Document Review, Lexis, Westlaw, Legal Issues, Mediation, Family Law, LexisNexis
Education
Stetson University College of Law 2009 — 2012
Doctor of Law (J.D.), Law
Howard University 2004 — 2008
Bachelor of Arts (B.A.), Legal Communications, English
Social Security Administration September 2014 - Present
U.S. Securities and Exchange Commission October 2013 - September 2014
Criminal Justice Coordinating Council July 2012 - May 2013
Federal Communications Commission (Wireless Telecommunications Bureau- Spectrum Policy Division) January 2012 - April 2012
Washington Lawyers' Committee for Civil Rights and Urban Affairs May 2011 - August 2011
American Bar Association, Section of Dispute Resolution May 2010 - August 2010
Law Offices of Hubert M. Schlosberg July 2008 - July 2009
Levick Strategic Communications, LLC August 2007 - December 2007
Skills
Legal Research, Legal Writing, Legal Compliance, Legal Assistance, Document Review, Lexis, Westlaw, Legal Issues, Mediation, Family Law, LexisNexis
Education
Stetson University College of Law 2009 — 2012
Doctor of Law (J.D.), Law
Howard University 2004 — 2008
Bachelor of Arts (B.A.), Legal Communications, English
Rebecca Green Rebecca Green's US Securities and Exchange Commission Experience May 2015 - July 2015
Job JD Candidate at Harvard Law School
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2015 - July 2015
Grant/Morgan Associates August 2013 - July 2014
Climate Institute June 2013 - August 2013
Hannon Law Group,LLP May 2010 - April 2011
Skills
Research, Editing, Microsoft Office, Writing, Legal Research, Legal Writing, Microsoft Excel, Westlaw, LexisNexis
Education
Harvard Law School 2014 — 2017
Doctor of Law (JD)
University of Virginia 2011 — 2013
Master's degree, American History
The College of William and Mary 2006 — 2010
Bachelor of Arts (B.A.), History and Economics
The Pembroke Hill School
U.S. Securities and Exchange Commission May 2015 - July 2015
Grant/Morgan Associates August 2013 - July 2014
Climate Institute June 2013 - August 2013
Hannon Law Group,LLP May 2010 - April 2011
Skills
Research, Editing, Microsoft Office, Writing, Legal Research, Legal Writing, Microsoft Excel, Westlaw, LexisNexis
Education
Harvard Law School 2014 — 2017
Doctor of Law (JD)
University of Virginia 2011 — 2013
Master's degree, American History
The College of William and Mary 2006 — 2010
Bachelor of Arts (B.A.), History and Economics
The Pembroke Hill School
Jason Wasser's US Securities and Exchange Commission Experience May 2014 - August 2014
Job J.D. Candidate, Harvard Law School
Industry Legal Services
Experience
Sullivan & Cromwell LLP May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Goldman Financial Solutions July 2013 - August 2013
Shearman & Sterling LLP, Capital Markets - Americas June 2011 - June 2013
Brooklyn District Attorney’s Office, Early Case Assessment Bureau June 2010 - August 2010
U.S. Secretary of State, Office of the Procurement Executive January 2010 - April 2010
Congressman Jerrold Nadler May 2009 - August 2009
Cornell University 2007 - 2007
Skills
Legal Research, NYS Notary Public, Westlaw, Lexis, Securities Regulation, Corporate Law, International Law, Financial Analysis, Financial Modeling
Education
Harvard Law School 2013 — 2016
J.D. Candidate
Cornell University, College of Arts and Sciences 2007 — 2011
B.A, Philosophy and Government
Sullivan & Cromwell LLP May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Goldman Financial Solutions July 2013 - August 2013
Shearman & Sterling LLP, Capital Markets - Americas June 2011 - June 2013
Brooklyn District Attorney’s Office, Early Case Assessment Bureau June 2010 - August 2010
U.S. Secretary of State, Office of the Procurement Executive January 2010 - April 2010
Congressman Jerrold Nadler May 2009 - August 2009
Cornell University 2007 - 2007
Skills
Legal Research, NYS Notary Public, Westlaw, Lexis, Securities Regulation, Corporate Law, International Law, Financial Analysis, Financial Modeling
Education
Harvard Law School 2013 — 2016
J.D. Candidate
Cornell University, College of Arts and Sciences 2007 — 2011
B.A, Philosophy and Government
Dave Fultz's US Securities and Exchange Commission Experience July 2014 - Present
Job Presidential Management Fellow
Industry Government Administration
Experience
U.S. Securities and Exchange Commission July 2014 - Present
U.S. Army Reserve January 2013 - Present
JB Management July 2009 - July 2014
Deloitte January 2009 - July 2009
U.S. Army October 2006 - December 2008
U.S. Army December 2003 - October 2006
Skills
DoD, Defense, Command, Intelligence, Army, Government, Weapons, Security, Analysis, Counterinsurgency, Military, Management, Afghanistan, Cross-functional Team..., HUMINT, Leadership, Operational Planning, Problem Solving, Security Clearance, Training
Education
University of Chicago 2011 — 2012
Master of Arts (M.A.), Public Policy
Gonzaga University 2006 — 2008
M.A., Organizational Leadership
United States Military Academy at West Point 1999 — 2003
B.S., Psychology
U.S. Securities and Exchange Commission July 2014 - Present
U.S. Army Reserve January 2013 - Present
JB Management July 2009 - July 2014
Deloitte January 2009 - July 2009
U.S. Army October 2006 - December 2008
U.S. Army December 2003 - October 2006
Skills
DoD, Defense, Command, Intelligence, Army, Government, Weapons, Security, Analysis, Counterinsurgency, Military, Management, Afghanistan, Cross-functional Team..., HUMINT, Leadership, Operational Planning, Problem Solving, Security Clearance, Training
Education
University of Chicago 2011 — 2012
Master of Arts (M.A.), Public Policy
Gonzaga University 2006 — 2008
M.A., Organizational Leadership
United States Military Academy at West Point 1999 — 2003
B.S., Psychology
Melissa Jewell Melissa Jewell's US Securities and Exchange Commission Experience August 2003 - December 2003
Job Living the Dream
Industry Financial Services
Experience
Loving Life May 2013 - Present
Prime Technological Services, LLC April 2001 - April 2013
U.S. Securities and Exchange Commission August 2003 - December 2003
Sonoco June 1999 - April 2001
Skills
Mergers & Acquisitions, Mergers, Strategic Planning, Financial Analysis, Due Diligence, Forecasting, Credit Management, Financial Statements, Fixed Asset Management, Personnel Management, Budgets, Negotiation, Manufacturing, Leadership, Contract Negotiation, Finance, Business Strategy, Corporate Law, Corporate Finance, Start-ups
Education
Georgia State University College of Law 2001 — 2004
Juris Doctor, cum laude
Georgia State University - J. Mack Robinson College of Business 1997 — 1999
BBA, Accounting
Loving Life May 2013 - Present
Prime Technological Services, LLC April 2001 - April 2013
U.S. Securities and Exchange Commission August 2003 - December 2003
Sonoco June 1999 - April 2001
Skills
Mergers & Acquisitions, Mergers, Strategic Planning, Financial Analysis, Due Diligence, Forecasting, Credit Management, Financial Statements, Fixed Asset Management, Personnel Management, Budgets, Negotiation, Manufacturing, Leadership, Contract Negotiation, Finance, Business Strategy, Corporate Law, Corporate Finance, Start-ups
Education
Georgia State University College of Law 2001 — 2004
Juris Doctor, cum laude
Georgia State University - J. Mack Robinson College of Business 1997 — 1999
BBA, Accounting
Javier Saade's US Securities and Exchange Commission Experience September 2014 - September 2015
Job General Manager, Principal Investor, Entrepreneur, Policy & Public Service
Industry Government Administration
Experience
US Small Business Administration October 2013 - Present
U.S. Securities and Exchange Commission September 2014 - September 2015
Pacific Community Ventures May 2013 - October 2013
Aspen Grove Capital LLC February 2013 - October 2013
Brand Maestro October 2012 - October 2013
The Global Emerging Markets Group (GEM) April 2007 - February 2013
Bridgewater Associates January 2005 - April 2007
Air America Media 2002 - 2004
McKinsey & Company 2000 - 2002
Booz Allen & Hamilton June 1997 - July 1998
Education
Harvard Business School 1999 — 2000
MBA, General Management
Illinois Institute of Technology 1994 — 1996
MS, Operations & Technology
Purdue University 1988 — 1992
BS, Industrial Management
US Small Business Administration October 2013 - Present
U.S. Securities and Exchange Commission September 2014 - September 2015
Pacific Community Ventures May 2013 - October 2013
Aspen Grove Capital LLC February 2013 - October 2013
Brand Maestro October 2012 - October 2013
The Global Emerging Markets Group (GEM) April 2007 - February 2013
Bridgewater Associates January 2005 - April 2007
Air America Media 2002 - 2004
McKinsey & Company 2000 - 2002
Booz Allen & Hamilton June 1997 - July 1998
Education
Harvard Business School 1999 — 2000
MBA, General Management
Illinois Institute of Technology 1994 — 1996
MS, Operations & Technology
Purdue University 1988 — 1992
BS, Industrial Management
Christopher Harrelson Christopher Harrelson's US Securities and Exchange Commission Experience May 2015 - August 2015
Job Legal Intern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
Vanderbilt University August 2013 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Bridgestone May 2014 - December 2014
h3gm (Harwell Howard Hyne Gabbert & Manner, P.C.) July 2013 - August 2013
Measurement, Inc. May 2013 - June 2013
Skills
Legal Research, Legal Writing, Westlaw, Legal Issues, Corporate Law, Lexis, Legal Assistance, Microsoft Word, Fundraising
Education
Vanderbilt University Law School 2013 — 2016
Juris Doctor, Law
Lee University 2007 — 2011
Bachelor's degree, Music Education
Vanderbilt University August 2013 - Present
U.S. Securities and Exchange Commission May 2015 - August 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Bridgestone May 2014 - December 2014
h3gm (Harwell Howard Hyne Gabbert & Manner, P.C.) July 2013 - August 2013
Measurement, Inc. May 2013 - June 2013
Skills
Legal Research, Legal Writing, Westlaw, Legal Issues, Corporate Law, Lexis, Legal Assistance, Microsoft Word, Fundraising
Education
Vanderbilt University Law School 2013 — 2016
Juris Doctor, Law
Lee University 2007 — 2011
Bachelor's degree, Music Education
Frank M. Schlenter Frank M. Schlenter's US Securities and Exchange Commission Experience December 2008 - August 2015
Job IT Professional PMP, ITIL,
Industry Information Technology and Services
Experience
US Securities and Exchange Commission December 2008 - August 2015
U.S. Securities and Exchange Commission August 2005 - November 2008
Skills
SharePoint, PMP, Project Management, System Administration, Group Policy, Servers, Windows, SharePoint Designer, Requirements Management, Windows 7, IT Operations Management, Small Business Server, Security, Trend Micro, Program Budgeting
Education
Golden Gate University 1992 — 1996
Bachelor of Science (B.Sc.), Management
US Securities and Exchange Commission December 2008 - August 2015
U.S. Securities and Exchange Commission August 2005 - November 2008
Skills
SharePoint, PMP, Project Management, System Administration, Group Policy, Servers, Windows, SharePoint Designer, Requirements Management, Windows 7, IT Operations Management, Small Business Server, Security, Trend Micro, Program Budgeting
Education
Golden Gate University 1992 — 1996
Bachelor of Science (B.Sc.), Management
Rajendra Koduru Rajendra Koduru's US Securities and Exchange Commission Experience July 2014 - Present
Job Experienced Oracle Fusion Middleware/SOA Architect, Lead Developer & Entrepreneur with Active Secret Clearance
Industry Computer Software
Experience
U.S. Securities and Exchange Commission July 2014 - Present
Technociates Inc June 2009 - Present
Defense Logistics Agency April 2014 - July 2014
Defense Procurement and Acquisition Policy (DPAP) October 2012 - March 2014
United States Air Force May 2010 - September 2012
Fresenius Medical Care September 2008 - May 2010
Cell Exchange June 2007 - August 2008
UMASS Boston September 2005 - May 2007
Tata Consultancy Services September 2003 - August 2005
Skills
Java Enterprise Edition, ADF, Oracle, Oracle SOA Suite, Oracle Fusion Middleware, SOA, WebCenter, Web Services, Oracle BPEL, Weblogic, PL/SQL, JDeveloper, Enterprise Software, Eclipse, Oracle ADF, Web Applications, JSP, XML, Oracle Webcenter, Oracle HR, BPEL, ESB, JSF, SOAP, Spring, Hibernate, Oracle Webcenter Content, Oracle Access Manager, Integration
Education
University of Massachusetts Boston 2005 — 2007
M.S, COMPUTER SCIENCE
Jawaharlal Nehru Technological University 1999 — 2003
Batchelor Of Technology, Computer Science
U.S. Securities and Exchange Commission July 2014 - Present
Technociates Inc June 2009 - Present
Defense Logistics Agency April 2014 - July 2014
Defense Procurement and Acquisition Policy (DPAP) October 2012 - March 2014
United States Air Force May 2010 - September 2012
Fresenius Medical Care September 2008 - May 2010
Cell Exchange June 2007 - August 2008
UMASS Boston September 2005 - May 2007
Tata Consultancy Services September 2003 - August 2005
Skills
Java Enterprise Edition, ADF, Oracle, Oracle SOA Suite, Oracle Fusion Middleware, SOA, WebCenter, Web Services, Oracle BPEL, Weblogic, PL/SQL, JDeveloper, Enterprise Software, Eclipse, Oracle ADF, Web Applications, JSP, XML, Oracle Webcenter, Oracle HR, BPEL, ESB, JSF, SOAP, Spring, Hibernate, Oracle Webcenter Content, Oracle Access Manager, Integration
Education
University of Massachusetts Boston 2005 — 2007
M.S, COMPUTER SCIENCE
Jawaharlal Nehru Technological University 1999 — 2003
Batchelor Of Technology, Computer Science
Kyle DiGangi's US Securities and Exchange Commission Experience September 2011 - December 2011
Job Vice President, Counsel at AllianceBernstein
Industry Law Practice
Experience
AllianceBernstein December 2014 - Present
DLA Piper October 2012 - December 2014
St. John's University Securities Arbitration Clinic February 2012 - May 2012
U.S. Securities and Exchange Commission September 2011 - December 2011
DLA Piper June 2011 - August 2011
Honorable Judge Seybert September 2010 - November 2010
Honorable Judge Trust June 2010 - August 2010
Honorable Judge Winslow June 2010 - August 2010
AllianceBernstein June 2008 - August 2009
Skills
Litigation, Research, Writing
Education
Saint John's University School of Law 2009 — 2012
Doctor of Law (J.D.), Law, Magna Cum Laude
James Madison University 2005 — 2009
Bachelor of Business Administration (BBA), Finance, General, Magna Cum Laude
Smithtown High School
AllianceBernstein December 2014 - Present
DLA Piper October 2012 - December 2014
St. John's University Securities Arbitration Clinic February 2012 - May 2012
U.S. Securities and Exchange Commission September 2011 - December 2011
DLA Piper June 2011 - August 2011
Honorable Judge Seybert September 2010 - November 2010
Honorable Judge Trust June 2010 - August 2010
Honorable Judge Winslow June 2010 - August 2010
AllianceBernstein June 2008 - August 2009
Skills
Litigation, Research, Writing
Education
Saint John's University School of Law 2009 — 2012
Doctor of Law (J.D.), Law, Magna Cum Laude
James Madison University 2005 — 2009
Bachelor of Business Administration (BBA), Finance, General, Magna Cum Laude
Smithtown High School
Avi Loewenstein Avi Loewenstein's US Securities and Exchange Commission Experience May 2008 - August 2008
Job Corporate Associate at Brownstein Hyatt Farber Schreck
Industry Law Practice
Experience
Brownstein Hyatt Farber Schreck October 2010 - Present
University of Colorado Law School September 2007 - May 2010
Brownstein Hyatt Farber Shreck June 2009 - July 2009
U.S. Securities and Exchange Commission May 2008 - August 2008
Corus Bank June 2005 - May 2007
Skills
Legal Writing, Due Diligence, Legal Research, Corporate Law, Finance, Securities, Securities Regulation, Contract Negotiation, Litigation, Loans, Intellectual Property
Education
University of Colorado School of Law 2008 — 2010
JD
Indiana University - Kelley School of Business 2001 — 2005
BS, Business, Finance-Real Estate
Brownstein Hyatt Farber Schreck October 2010 - Present
University of Colorado Law School September 2007 - May 2010
Brownstein Hyatt Farber Shreck June 2009 - July 2009
U.S. Securities and Exchange Commission May 2008 - August 2008
Corus Bank June 2005 - May 2007
Skills
Legal Writing, Due Diligence, Legal Research, Corporate Law, Finance, Securities, Securities Regulation, Contract Negotiation, Litigation, Loans, Intellectual Property
Education
University of Colorado School of Law 2008 — 2010
JD
Indiana University - Kelley School of Business 2001 — 2005
BS, Business, Finance-Real Estate
Amena Ross's US Securities and Exchange Commission Experience May 2015 - Present
Job Honors Program Intern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2015 - Present
Skills
Policy Analysis, Public Policy, Legislative Relations, Lobbying, Legislation, Public Affairs, Political Communication, Politics, Government, Constituent Services, Political Consulting, Public Relations, Grassroots Organizing, Fundraising, Coalitions, Grant Writing, Community Outreach, Legislative Research, Federal Government, Media Relations, Press Releases, Nonprofits, Public Speaking, Policy, Political Science, Community Development, Political Campaigns, Legislative Affairs, Grassroots
Education
New York University School of Law 2013 — 2016
J.D.
Hampton University 2005 — 2009
B.A., Political Science
North Carolina School of Science and Mathematics
U.S. Securities and Exchange Commission May 2015 - Present
Skills
Policy Analysis, Public Policy, Legislative Relations, Lobbying, Legislation, Public Affairs, Political Communication, Politics, Government, Constituent Services, Political Consulting, Public Relations, Grassroots Organizing, Fundraising, Coalitions, Grant Writing, Community Outreach, Legislative Research, Federal Government, Media Relations, Press Releases, Nonprofits, Public Speaking, Policy, Political Science, Community Development, Political Campaigns, Legislative Affairs, Grassroots
Education
New York University School of Law 2013 — 2016
J.D.
Hampton University 2005 — 2009
B.A., Political Science
North Carolina School of Science and Mathematics
Ronald Harvey's US Securities and Exchange Commission Experience May 2014 - August 2014
Job MSA Student at Indiana University Bloomington
Industry Accounting
Experience
Internal Revenue Service May 2015 - August 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Habitat for Humanity International May 2013 - July 2013
Skills
Microsoft Excel, Team Leadership, Writing and Public..., Microsoft Office, Microsoft Word, Accounting, PowerPoint, Teamwork, Bookkeeping, SAP ERP, Accounting Research, QuickBooks
Education
Indiana University Bloomington 2015 — 2016
Master’s Degree, Accounting
Indiana University Bloomington 2009 — 2014
Bachelor's Degree, Accounting and Finance
Internal Revenue Service May 2015 - August 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Habitat for Humanity International May 2013 - July 2013
Skills
Microsoft Excel, Team Leadership, Writing and Public..., Microsoft Office, Microsoft Word, Accounting, PowerPoint, Teamwork, Bookkeeping, SAP ERP, Accounting Research, QuickBooks
Education
Indiana University Bloomington 2015 — 2016
Master’s Degree, Accounting
Indiana University Bloomington 2009 — 2014
Bachelor's Degree, Accounting and Finance
Tyler Kirk's US Securities and Exchange Commission Experience September 2012 - Present
Job Securities Attorney
Industry Law Practice
Experience
US Securities and Exchange Commission September 2012 - Present
US Securities and Exchange Commission June 2011 - August 2011
U.S. Securities and Exchange Commission June 2010 - August 2010
Skills
Securities Litigation, Legal Advice, Investment Advisers Act, Securities Regulation, Legal Writing, Legal Documents, Investment Management..., Investment Company Act, Economics, Financial Economics, Financial Risk..., Westlaw, Criminal Law, Civil Litigation, Securities Fraud, Legal Research, Cryptography, Website Building, Cyber-security, Public Speaking, Securities, Policy, Depositions, Mergers & Acquisitions
Education
University of Miami School of Law 2009 — 2012
Juris Doctor
North Carolina State University 2005 — 2007
Master's in Economics, Economics and Financial Risk
Georgia State University 2002 — 2004
Bachelor's Degree, Economics
US Securities and Exchange Commission September 2012 - Present
US Securities and Exchange Commission June 2011 - August 2011
U.S. Securities and Exchange Commission June 2010 - August 2010
Skills
Securities Litigation, Legal Advice, Investment Advisers Act, Securities Regulation, Legal Writing, Legal Documents, Investment Management..., Investment Company Act, Economics, Financial Economics, Financial Risk..., Westlaw, Criminal Law, Civil Litigation, Securities Fraud, Legal Research, Cryptography, Website Building, Cyber-security, Public Speaking, Securities, Policy, Depositions, Mergers & Acquisitions
Education
University of Miami School of Law 2009 — 2012
Juris Doctor
North Carolina State University 2005 — 2007
Master's in Economics, Economics and Financial Risk
Georgia State University 2002 — 2004
Bachelor's Degree, Economics
Michael Ogershok Michael Ogershok's US Securities and Exchange Commission Experience August 2014 - Present
Job AttorneyAdviser at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission August 2014 - Present
US Securities and Exchange Commission May 2013 - August 2013
Lawrence County Public Defender Agency May 2012 - August 2012
US Securities and Exchange Commission January 2011 - August 2011
Mayer Brown July 2010 - December 2010
Skills
Westlaw, Legal Writing, Legal Research, Bluebook, Cite Checking, Research, Editing, Proofreading
Education
Indiana University School of Law—Bloomington 2011 — 2014
Juris Doctor (J.D.)
University of Virginia 2006 — 2010
Bachelor of Arts, Economics and Politics
U.S. Securities and Exchange Commission August 2014 - Present
US Securities and Exchange Commission May 2013 - August 2013
Lawrence County Public Defender Agency May 2012 - August 2012
US Securities and Exchange Commission January 2011 - August 2011
Mayer Brown July 2010 - December 2010
Skills
Westlaw, Legal Writing, Legal Research, Bluebook, Cite Checking, Research, Editing, Proofreading
Education
Indiana University School of Law—Bloomington 2011 — 2014
Juris Doctor (J.D.)
University of Virginia 2006 — 2010
Bachelor of Arts, Economics and Politics
Bradley Ritter Bradley Ritter's US Securities and Exchange Commission Experience April 1993 - September 1995
Job Senior Vice President at Delaware Investments
Industry Investment Management
Experience
Delaware Investments August 1997 - Present
Lincoln Financial Group September 1995 - August 1998
U.S. Securities and Exchange Commission April 1993 - September 1995
Saul Ewing LLP 1989 - 1992
Education
Indiana University-Purdue University at Fort Wayne 1996 — 1998
M.B.A., Business, 4.0
The George Washington University Law School 1986 — 1989
Doctor of Law (J.D.), Law, High Honors
Virginia Polytechnic Institute and State University 1982 — 1986
B.A., Economics
Delaware Investments August 1997 - Present
Lincoln Financial Group September 1995 - August 1998
U.S. Securities and Exchange Commission April 1993 - September 1995
Saul Ewing LLP 1989 - 1992
Education
Indiana University-Purdue University at Fort Wayne 1996 — 1998
M.B.A., Business, 4.0
The George Washington University Law School 1986 — 1989
Doctor of Law (J.D.), Law, High Honors
Virginia Polytechnic Institute and State University 1982 — 1986
B.A., Economics
Caroline Porter Caroline Porter's US Securities and Exchange Commission Experience May 2015 - August 2015
Job J.D. Candidate at Georgia State University College of Law
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2015 - August 2015
Philip Cook Low Income Taxpayer Clinic - GSU College of Law January 2015 - May 2015
Georgia State University Robinson College of Business June 2014 - October 2014
Morgan Stanley Smith Barney July 2012 - September 2012
Morgan Stanley Smith Barney June 2010 - December 2011
Skills
Investments, Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Social Media, Event Planning, Leadership, Westlaw, Lexis, Legal Research, Legal Writing
Education
Georgia State University College of Law 2013 — 2016
Doctor of Law (J.D.)
Georgia Institute of Technology 2009 — 2013
Bachelor of Science in Business Administration, Accounting Concentration and Law, Science, & Technology Minor, High Honors
Wesleyan School 2005 — 2009
U.S. Securities and Exchange Commission May 2015 - August 2015
Philip Cook Low Income Taxpayer Clinic - GSU College of Law January 2015 - May 2015
Georgia State University Robinson College of Business June 2014 - October 2014
Morgan Stanley Smith Barney July 2012 - September 2012
Morgan Stanley Smith Barney June 2010 - December 2011
Skills
Investments, Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Social Media, Event Planning, Leadership, Westlaw, Lexis, Legal Research, Legal Writing
Education
Georgia State University College of Law 2013 — 2016
Doctor of Law (J.D.)
Georgia Institute of Technology 2009 — 2013
Bachelor of Science in Business Administration, Accounting Concentration and Law, Science, & Technology Minor, High Honors
Wesleyan School 2005 — 2009
Michael Ye Michael Ye's US Securities and Exchange Commission Experience May 2015 - July 2015
Job J.D. Candidate at Harvard Law School
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2015 - July 2015
Morgan Stanley June 2012 - July 2014
CIBC World Markets May 2011 - August 2011
Endeavour Volunteer Consulting for Non-Profits (Endeavour) September 2010 - July 2011
The Princeton Review August 2009 - April 2011
Education
Harvard Law School 2014 — 2017
Juris Doctor (J.D.)
York University - Schulich School of Business 2008 — 2012
iBBA, Finance
The Hong Kong University of Science and Technology 2012 — 2012
Exchange Semester, Business Management
Lorne Park Secondary School 2004 — 2008
U.S. Securities and Exchange Commission May 2015 - July 2015
Morgan Stanley June 2012 - July 2014
CIBC World Markets May 2011 - August 2011
Endeavour Volunteer Consulting for Non-Profits (Endeavour) September 2010 - July 2011
The Princeton Review August 2009 - April 2011
Education
Harvard Law School 2014 — 2017
Juris Doctor (J.D.)
York University - Schulich School of Business 2008 — 2012
iBBA, Finance
The Hong Kong University of Science and Technology 2012 — 2012
Exchange Semester, Business Management
Lorne Park Secondary School 2004 — 2008
Tony Jordan Tony Jordan's US Securities and Exchange Commission Experience 2003 - 2006
Job Partner at EY
Industry Accounting
Experience
EY January 2014 - Present
StoneTurn Group LLP September 2006 - December 2013
U.S. Securities and Exchange Commission 2003 - 2006
Deloitte & Touche LLP 2002 - 2003
Arthur Andersen LLP 1997 - 2002
Ernst & Young LLP 1995 - 1997
Skills
Forensic Accounting, Accounting, SEC, Litigation Support, GAAP, Auditing, Corporate Governance, Internal Controls, CPA, Expert Witness, Fraud, Litigation Consulting, Financial Analysis, SEC filings, Internal Audit, Litigation, Investigation, Financial Reporting, FCPA, Analysis, Private Investigations, Revenue Recognition, US GAAP, Financial Accounting, Sarbanes-Oxley Act
Education
University of Massachusetts at Amherst - Isenberg School of Management 1993 — 1995
BBS, Accounting
University of Massachusetts, Amherst 1993 — 1995
BBA, Accounting
EY January 2014 - Present
StoneTurn Group LLP September 2006 - December 2013
U.S. Securities and Exchange Commission 2003 - 2006
Deloitte & Touche LLP 2002 - 2003
Arthur Andersen LLP 1997 - 2002
Ernst & Young LLP 1995 - 1997
Skills
Forensic Accounting, Accounting, SEC, Litigation Support, GAAP, Auditing, Corporate Governance, Internal Controls, CPA, Expert Witness, Fraud, Litigation Consulting, Financial Analysis, SEC filings, Internal Audit, Litigation, Investigation, Financial Reporting, FCPA, Analysis, Private Investigations, Revenue Recognition, US GAAP, Financial Accounting, Sarbanes-Oxley Act
Education
University of Massachusetts at Amherst - Isenberg School of Management 1993 — 1995
BBS, Accounting
University of Massachusetts, Amherst 1993 — 1995
BBA, Accounting
Hae-Sung Lee Hae-Sung Lee's US Securities and Exchange Commission Experience November 2014 - Present
Job Contract Supervisor at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission November 2014 - Present
US Securities and Exchange Commission - Division of Investment Management November 2013 - November 2014
Consumer Financial Protection Bureau - Card Markets August 2013 - November 2013
Federal Trade Commission - Bureau of Competition - Mergers IV September 2012 - December 2012
Professor Andrew I. Gavil May 2012 - August 2012
United States Attorney's Office DC June 2011 - August 2011
Finnegan 2007 - 2010
SAIC May 2005 - August 2005
Skills
Legal Research, Litigation
Education
Howard University School of Law 2010 — 2013
Doctor of Law (J.D.)
University of Virginia 2003 — 2006
B.S. in Commerce, Management and Marketing
U.S. Securities and Exchange Commission November 2014 - Present
US Securities and Exchange Commission - Division of Investment Management November 2013 - November 2014
Consumer Financial Protection Bureau - Card Markets August 2013 - November 2013
Federal Trade Commission - Bureau of Competition - Mergers IV September 2012 - December 2012
Professor Andrew I. Gavil May 2012 - August 2012
United States Attorney's Office DC June 2011 - August 2011
Finnegan 2007 - 2010
SAIC May 2005 - August 2005
Skills
Legal Research, Litigation
Education
Howard University School of Law 2010 — 2013
Doctor of Law (J.D.)
University of Virginia 2003 — 2006
B.S. in Commerce, Management and Marketing
Melissa Nunziato's US Securities and Exchange Commission Experience January 2011 - May 2011
Job Attorney at Financial Industry Regulatory Authority
Industry Law Practice
Experience
Financial Industry Regulatory Authority February 2013 - Present
Davis Polk & Wardwell LLP November 2011 - February 2013
U.S. Securities and Exchange Commission January 2011 - May 2011
Nixon Peabody June 2010 - July 2010
AXA Equitable May 2006 - June 2008
Skills
Legal Research
Education
Albany Law School of Union University 2008 — 2011
Doctor of Law (J.D.), Business/Commerce, General
Le Moyne College 1999 — 2003
Bachelor of Science (B.S.), Psychology
Financial Industry Regulatory Authority February 2013 - Present
Davis Polk & Wardwell LLP November 2011 - February 2013
U.S. Securities and Exchange Commission January 2011 - May 2011
Nixon Peabody June 2010 - July 2010
AXA Equitable May 2006 - June 2008
Skills
Legal Research
Education
Albany Law School of Union University 2008 — 2011
Doctor of Law (J.D.), Business/Commerce, General
Le Moyne College 1999 — 2003
Bachelor of Science (B.S.), Psychology
Joe Brusky Joe Brusky's US Securities and Exchange Commission Experience June 2015 - Present
Job Compliance Examiner | U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission June 2015 - Present
Skills
Analysis, Leadership, Microsoft Office, Operational Planning, MS Excel Pivot Tables, MS Access, Security, Management, Data Analysis
Education
Keller Graduate School of Management of DeVry University
Master of Business Administration (MBA), Accounting and Finance
Keller Graduate School of Management of DeVry University
Master of Science (MS), Information Systems Management
The University of Montana 1999 — 2003
BA, Psychology
U.S. Securities and Exchange Commission June 2015 - Present
Skills
Analysis, Leadership, Microsoft Office, Operational Planning, MS Excel Pivot Tables, MS Access, Security, Management, Data Analysis
Education
Keller Graduate School of Management of DeVry University
Master of Business Administration (MBA), Accounting and Finance
Keller Graduate School of Management of DeVry University
Master of Science (MS), Information Systems Management
The University of Montana 1999 — 2003
BA, Psychology
Paul Maco Paul Maco's US Securities and Exchange Commission Experience March 1994 - October 2000
Job Enforcement Defense | Municipal Securities | Regulatory Compliance | Municipal Advisors | Underwriters | Disclosure
Industry Law Practice
Experience
Bracewell & Giuliani LLP January 2012 - Present
Vinson & Elkins, LLP October 2000 - January 2012
Morin Center for Banking Law Studies, Boston University School of Law 1999 - 2003
U.S. Securities and Exchange Commission March 1994 - October 2000
American University Washington College of Law 1997 - 1998
Morin Center for Banking Law Studies, Boston University School of Law 1992 - 1996
Skills
Securities Regulation, Banking Law, Corporate Governance, Securities, Litigation, Financial Regulation, SEC, Bonds, Due Diligence, Public Finance, Legal Advice, Capital Markets, Broker-Dealer, Investment Banking, Mutual Funds, Corporate Law, Commercial Litigation, Arbitration, Trade Secrets, Class Actions, FINRA, White Collar Criminal..., Bankruptcy, Internal Investigations, Securities Litigation, Civil Litigation, Appeals, Cross-border..., Trials
Education
New York University School of Law 1974 — 1977
J.D.
Lehigh University 1970 — 1974
B.A., Government
Bracewell & Giuliani LLP January 2012 - Present
Vinson & Elkins, LLP October 2000 - January 2012
Morin Center for Banking Law Studies, Boston University School of Law 1999 - 2003
U.S. Securities and Exchange Commission March 1994 - October 2000
American University Washington College of Law 1997 - 1998
Morin Center for Banking Law Studies, Boston University School of Law 1992 - 1996
Skills
Securities Regulation, Banking Law, Corporate Governance, Securities, Litigation, Financial Regulation, SEC, Bonds, Due Diligence, Public Finance, Legal Advice, Capital Markets, Broker-Dealer, Investment Banking, Mutual Funds, Corporate Law, Commercial Litigation, Arbitration, Trade Secrets, Class Actions, FINRA, White Collar Criminal..., Bankruptcy, Internal Investigations, Securities Litigation, Civil Litigation, Appeals, Cross-border..., Trials
Education
New York University School of Law 1974 — 1977
J.D.
Lehigh University 1970 — 1974
B.A., Government
Pat Huddleston Pat Huddleston's US Securities and Exchange Commission Experience October 2012 - Present
Job Senior Trial Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission October 2012 - Present
Page Perry LLC November 2011 - October 2012
Investor's Watchdog, LLC July 2006 - October 2012
The Huddleston Law Firm June 1996 - November 2011
U.S. Securities and Exchange Commission June 1990 - June 1996
US Securities and Exchange Commission 1992 - 1996
McKenzie & McPhail 1987 - 1990
Skills
Litigation, Fraud, Investigations, Compliance, Public Speaking, Risk Management, Securities, Due Diligence, Civil Litigation, Writing, Securities Litigation, Private Investigations
Education
Mercer University - Walter F. George School of Law 1984 — 1987
JD cum laude, Law
Georgia Southern University 1981 — 1984
BS, Political Science
U.S. Securities and Exchange Commission October 2012 - Present
Page Perry LLC November 2011 - October 2012
Investor's Watchdog, LLC July 2006 - October 2012
The Huddleston Law Firm June 1996 - November 2011
U.S. Securities and Exchange Commission June 1990 - June 1996
US Securities and Exchange Commission 1992 - 1996
McKenzie & McPhail 1987 - 1990
Skills
Litigation, Fraud, Investigations, Compliance, Public Speaking, Risk Management, Securities, Due Diligence, Civil Litigation, Writing, Securities Litigation, Private Investigations
Education
Mercer University - Walter F. George School of Law 1984 — 1987
JD cum laude, Law
Georgia Southern University 1981 — 1984
BS, Political Science
Talitha Leacock's US Securities and Exchange Commission Experience June 2003 - October 2007
Job Law Office of Talitha M. Leacock
Industry
Experience
Law Office of Talitha M. Leacock January 2010 - Present
Law Office of Talitha M. Leacock 1998 - 2014
Baker & McKenzie November 2007 - December 2009
U.S. Securities and Exchange Commission June 2003 - October 2007
Public Defender Office 11th Judicial Circuit September 1998 - May 2003
Skills
Legal Research, Trial Practice, Motions, Enforcement, Civil Litigation, Litigation, Appeals, Legal Writing, Depositions, Mediation, Commercial Litigation, Private Investigations, Arbitration, Courts, Criminal Defense, Trials, Criminal Law, Corporate Law, White Collar Criminal...
Education
Georgetown University Law Center 1995 — 1998
J.D., Law
Princeton University 1991 — 1995
B.A., Psychology
Law Office of Talitha M. Leacock January 2010 - Present
Law Office of Talitha M. Leacock 1998 - 2014
Baker & McKenzie November 2007 - December 2009
U.S. Securities and Exchange Commission June 2003 - October 2007
Public Defender Office 11th Judicial Circuit September 1998 - May 2003
Skills
Legal Research, Trial Practice, Motions, Enforcement, Civil Litigation, Litigation, Appeals, Legal Writing, Depositions, Mediation, Commercial Litigation, Private Investigations, Arbitration, Courts, Criminal Defense, Trials, Criminal Law, Corporate Law, White Collar Criminal...
Education
Georgetown University Law Center 1995 — 1998
J.D., Law
Princeton University 1991 — 1995
B.A., Psychology
Danielle Paige Mapp's US Securities and Exchange Commission Experience August 2015 - Present
Job Compensation & Benefits Intern at 2U
Industry Human Resources
Experience
U.S. Securities and Exchange Commission August 2015 - Present
2U August 2015 - Present
Whole Foods Market May 2015 - Present
Howard University January 2015 - Present
Target August 2013 - Present
The National Society of Collegiate Scholars August 2013 - July 2014
Education
Howard University 2012 — 2016
Bachelor’s Degree, Psychology/Sociology, 3.83
Valley Stream South High School
U.S. Securities and Exchange Commission August 2015 - Present
2U August 2015 - Present
Whole Foods Market May 2015 - Present
Howard University January 2015 - Present
Target August 2013 - Present
The National Society of Collegiate Scholars August 2013 - July 2014
Education
Howard University 2012 — 2016
Bachelor’s Degree, Psychology/Sociology, 3.83
Valley Stream South High School
Justin Katiraei's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Special Situations Group Analyst at Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs July 2015 - Present
Goldman Sachs June 2014 - August 2014
Goldman Sachs June 2013 - August 2013
Weiss Asset Management January 2013 - January 2013
U.S. Securities and Exchange Commission May 2012 - August 2012
U.S. House of Representatives June 2010 - July 2010
Skills
Economics, Public Speaking, Leadership, Research, Stata, Trading, Financial Analysis, Investment Banking, Bloomberg, Valuation, Microsoft Excel, Data Analysis, PowerPoint, Financial Modeling
Education
Harvard University 2011 — 2015
A.B., Economics
Horace Mann School 2007 — 2011
Goldman Sachs July 2015 - Present
Goldman Sachs June 2014 - August 2014
Goldman Sachs June 2013 - August 2013
Weiss Asset Management January 2013 - January 2013
U.S. Securities and Exchange Commission May 2012 - August 2012
U.S. House of Representatives June 2010 - July 2010
Skills
Economics, Public Speaking, Leadership, Research, Stata, Trading, Financial Analysis, Investment Banking, Bloomberg, Valuation, Microsoft Excel, Data Analysis, PowerPoint, Financial Modeling
Education
Harvard University 2011 — 2015
A.B., Economics
Horace Mann School 2007 — 2011
Francis Laryea Francis Laryea's US Securities and Exchange Commission Experience August 2015 - Present
Job Honors Intern at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission August 2015 - Present
State of Georgia Office of the Attorney General May 2015 - July 2015
Atlanta Public Schools May 2014 - August 2014
University of Georgia Housing August 2011 - May 2013
Oxford and Beaumont June 2012 - July 2012
Education
Georgia State University College of Law 2013 — 2016
Doctor of Law (J.D.)
University of Georgia 2009 — 2013
Bachelor of Business Administration (B.B.A.)
South Gwinnett High School
U.S. Securities and Exchange Commission August 2015 - Present
State of Georgia Office of the Attorney General May 2015 - July 2015
Atlanta Public Schools May 2014 - August 2014
University of Georgia Housing August 2011 - May 2013
Oxford and Beaumont June 2012 - July 2012
Education
Georgia State University College of Law 2013 — 2016
Doctor of Law (J.D.)
University of Georgia 2009 — 2013
Bachelor of Business Administration (B.B.A.)
South Gwinnett High School
Brittany Hamelers Brittany Hamelers's US Securities and Exchange Commission Experience January 2015 - Present
Job Attorney
Industry Legal Services
Experience
U.S. Securities and Exchange Commission January 2015 - Present
Arnold & Porter October 2008 - January 2015
King and Spalding May 2007 - August 2007
McGuireWoods May 2006 - August 2006
John Kerry for President May 2003 - November 2004
Skills
Commercial Litigation, Community Outreach, Product Liability, Legal Research, Litigation, Legal Writing, Civil Litigation, Courts, Appeals, Legal Advice, Trials
Education
University of Chicago Law School 2005 — 2008
Doctor of Law (JD)
Howard University 2000 — 2004
Bachelor of Arts (B.A.), Political Science and Government
U.S. Securities and Exchange Commission January 2015 - Present
Arnold & Porter October 2008 - January 2015
King and Spalding May 2007 - August 2007
McGuireWoods May 2006 - August 2006
John Kerry for President May 2003 - November 2004
Skills
Commercial Litigation, Community Outreach, Product Liability, Legal Research, Litigation, Legal Writing, Civil Litigation, Courts, Appeals, Legal Advice, Trials
Education
University of Chicago Law School 2005 — 2008
Doctor of Law (JD)
Howard University 2000 — 2004
Bachelor of Arts (B.A.), Political Science and Government
Patricia McHale Patricia McHale's US Securities and Exchange Commission Experience November 2010 - February 2014
Job Implementation Management at FolioDynamix
Industry Financial Services
Experience
FolioDynamix February 2014 - Present
U.S. Securities and Exchange Commission November 2010 - February 2014
Fidelity Investments January 2006 - November 2010
Fidelity Capital Markets 2006 - November 2010
Fidelity Investments January 2005 - January 2006
Fidelity Capital Markets July 2003 - May 2005
Merrill Lynch August 1998 - September 2000
Fidelity Investments April 1996 - August 1998
National Financial Services Group January 1993 - April 1996
Skills
Series 7, Series 63, Series 65, Financial Services, Fixed Income, Securities, Securities Regulation, Risk Management
Education
SEC University and Georgetown University Law Center 2012 — 2014
Certificate Program, Securities and Financial Regulation
FBI Citizens' Academy - FBI NYC Field Office 2013 — 2013
Executive Education Program
Ithaca College
FolioDynamix February 2014 - Present
U.S. Securities and Exchange Commission November 2010 - February 2014
Fidelity Investments January 2006 - November 2010
Fidelity Capital Markets 2006 - November 2010
Fidelity Investments January 2005 - January 2006
Fidelity Capital Markets July 2003 - May 2005
Merrill Lynch August 1998 - September 2000
Fidelity Investments April 1996 - August 1998
National Financial Services Group January 1993 - April 1996
Skills
Series 7, Series 63, Series 65, Financial Services, Fixed Income, Securities, Securities Regulation, Risk Management
Education
SEC University and Georgetown University Law Center 2012 — 2014
Certificate Program, Securities and Financial Regulation
FBI Citizens' Academy - FBI NYC Field Office 2013 — 2013
Executive Education Program
Ithaca College
Sherman Boone Sherman Boone's US Securities and Exchange Commission Experience April 2014 - Present
Job Senior Policy Advisor, Division of Economic and Risk Analysis (DERA) at US Securities and Exchange Commission
Industry International Affairs
Experience
U.S. Securities and Exchange Commission April 2014 - Present
US Securities and Exchange Commission April 2012 - April 2014
US Securities and Exchange Commission May 2004 - April 2012
US Treasury Department, Office of International Banking and Securities Markets June 1998 - April 2004
National Security Council / National Economic Council, The White House March 1997 - June 1998
U.S. Treasury Department, International Affairs April 1992 - March 1997
MR Beal & Company September 1990 - July 1991
DSL Capital Corporation March 1985 - September 1990
Merrill Lynch May 1985 - March 1986
Crocker National Bank September 1981 - July 1984
Skills
Public Policy, International Relations, Economics, Policy, Government, Research, Securities Regulation, Policy Analysis, Corporate Governance, Political Science, Financial Regulation, Economic Development, International..., Public Speaking, Politics, Diplomacy, Analysis, International Economics, Stata, Risk Management
Education
Princeton University 1977 — 1980
Master of Public Administration (MPA), International Relations and Affairs
Grinnell College 1973 — 1977
Bachelor of Arts (B.A.), History
U.S. Securities and Exchange Commission April 2014 - Present
US Securities and Exchange Commission April 2012 - April 2014
US Securities and Exchange Commission May 2004 - April 2012
US Treasury Department, Office of International Banking and Securities Markets June 1998 - April 2004
National Security Council / National Economic Council, The White House March 1997 - June 1998
U.S. Treasury Department, International Affairs April 1992 - March 1997
MR Beal & Company September 1990 - July 1991
DSL Capital Corporation March 1985 - September 1990
Merrill Lynch May 1985 - March 1986
Crocker National Bank September 1981 - July 1984
Skills
Public Policy, International Relations, Economics, Policy, Government, Research, Securities Regulation, Policy Analysis, Corporate Governance, Political Science, Financial Regulation, Economic Development, International..., Public Speaking, Politics, Diplomacy, Analysis, International Economics, Stata, Risk Management
Education
Princeton University 1977 — 1980
Master of Public Administration (MPA), International Relations and Affairs
Grinnell College 1973 — 1977
Bachelor of Arts (B.A.), History
Steven Chavez Varholik Steven Chavez Varholik's US Securities and Exchange Commission Experience 2014 - Present
Job Senior Counsel, Division of Enforcement, U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission 2014 - Present
The George Washington University Law School 2015 - Present
Georgetown University Law Center 2007 - 2015
U.S. Securities and Exchange Commission 2011 - 2014
US Securities and Exchange Commission 2008 - 2011
Garvey Schubert Barer 2005 - 2008
Skills
Securities Regulation, Litigation, Legal Research, Corporate Governance, Legal Writing, Securities, Corporate Law, Civil Litigation, Commercial Litigation, Securities Litigation, Appeals, Courts, Westlaw, Class Actions, Mediation, Administrative Law, International Law
Education
Georgetown University Law Center 2005 — 2008
LL.M., Securities and Financial Regulation
University of San Francisco School of Law 1999 — 2002
J.D., Law
University of California, Santa Barbara
B.A., Business Economics
U.S. Securities and Exchange Commission 2014 - Present
The George Washington University Law School 2015 - Present
Georgetown University Law Center 2007 - 2015
U.S. Securities and Exchange Commission 2011 - 2014
US Securities and Exchange Commission 2008 - 2011
Garvey Schubert Barer 2005 - 2008
Skills
Securities Regulation, Litigation, Legal Research, Corporate Governance, Legal Writing, Securities, Corporate Law, Civil Litigation, Commercial Litigation, Securities Litigation, Appeals, Courts, Westlaw, Class Actions, Mediation, Administrative Law, International Law
Education
Georgetown University Law Center 2005 — 2008
LL.M., Securities and Financial Regulation
University of San Francisco School of Law 1999 — 2002
J.D., Law
University of California, Santa Barbara
B.A., Business Economics
Peter Manno Peter Manno's US Securities and Exchange Commission Experience August 2012 - December 2012
Job Associate (Not Admitted in DC) at Clifford Chance LLP
Industry Law Practice
Experience
Clifford Chance LLP April 2015 - Present
Holland & Knight LLP October 2014 - April 2015
Holland & Knight LLP May 2013 - July 2013
U.S. International Trade Commission January 2013 - March 2013
U.S. Securities and Exchange Commission August 2012 - December 2012
U.S. Commodity Futures Trading Commission May 2012 - August 2012
Jonas Software January 2010 - July 2011
Strategic Funding Source February 2008 - January 2010
Skills
Marketing Strategy, Legal Writing, Research, Editing, Management
Education
The George Washington University Law School 2011 — 2014
Hampshire College 2003 — 2007
Bachelor of Arts, Political Science/International Studies
The Bronx High School of Science
Clifford Chance LLP April 2015 - Present
Holland & Knight LLP October 2014 - April 2015
Holland & Knight LLP May 2013 - July 2013
U.S. International Trade Commission January 2013 - March 2013
U.S. Securities and Exchange Commission August 2012 - December 2012
U.S. Commodity Futures Trading Commission May 2012 - August 2012
Jonas Software January 2010 - July 2011
Strategic Funding Source February 2008 - January 2010
Skills
Marketing Strategy, Legal Writing, Research, Editing, Management
Education
The George Washington University Law School 2011 — 2014
Hampshire College 2003 — 2007
Bachelor of Arts, Political Science/International Studies
The Bronx High School of Science
Anna-Kay Richards's US Securities and Exchange Commission Experience May 2014 - August 2014
Job 2L at UVA School of Law
Industry
Experience
University of Virginia Alderman Library August 2013 - Present
U.S. Securities and Exchange Commission May 2014 - August 2014
Harvard University November 2009 - May 2013
Skills
Public Speaking, Research, Higher Education, Editing, Teaching, Event Planning, Volunteer Management, Social Media, Policy Analysis, Student Affairs, Public Policy, PowerPoint, Microsoft Office, Qualitative Research
Education
University of Virginia School of Law 2013 — 2016
Harvard College 2009 — 2013
Bachelor of Arts (BA)
University of Virginia Alderman Library August 2013 - Present
U.S. Securities and Exchange Commission May 2014 - August 2014
Harvard University November 2009 - May 2013
Skills
Public Speaking, Research, Higher Education, Editing, Teaching, Event Planning, Volunteer Management, Social Media, Policy Analysis, Student Affairs, Public Policy, PowerPoint, Microsoft Office, Qualitative Research
Education
University of Virginia School of Law 2013 — 2016
Harvard College 2009 — 2013
Bachelor of Arts (BA)
Curtis Neilson Curtis Neilson's US Securities and Exchange Commission Experience August 2015 - Present
Job FOIA Program Specialist
Industry Government Administration
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Skills
Security Clearance, Management, Program Management, Leadership, Analysis, Army, Microsoft Office, Microsoft Project 2010, Microsoft Visio 2010, Microsoft Publisher 2010, Operations Management, Military Experience, Military Operations, Operational Planning, Team Leadership, Team Building, Inventory Management, Process Improvement, Logistics, Federal Government
Education
Kent State University 2009 — 2013
Bachelor of Arts (B.A.), Business Administration, Management and Operations
U.S. Securities and Exchange Commission August 2015 - Present
Skills
Security Clearance, Management, Program Management, Leadership, Analysis, Army, Microsoft Office, Microsoft Project 2010, Microsoft Visio 2010, Microsoft Publisher 2010, Operations Management, Military Experience, Military Operations, Operational Planning, Team Leadership, Team Building, Inventory Management, Process Improvement, Logistics, Federal Government
Education
Kent State University 2009 — 2013
Bachelor of Arts (B.A.), Business Administration, Management and Operations
Samuel Wagreich's US Securities and Exchange Commission Experience May 2014 - August 2014
Job J.D. Candidate at Harvard Law School
Industry Law Practice
Experience
Davis Polk & Wardwell LLP May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Inc. Magazine January 2013 - March 2013
Skills
Journalism
Education
Harvard Law School 2013 — 2016
Juris Doctorate
Northwestern University 2009 — 2013
BSJ, The Medill School of Journalism
Crossroads School for Arts and Sciences 2006 — 2009
Davis Polk & Wardwell LLP May 2015 - July 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
Inc. Magazine January 2013 - March 2013
Skills
Journalism
Education
Harvard Law School 2013 — 2016
Juris Doctorate
Northwestern University 2009 — 2013
BSJ, The Medill School of Journalism
Crossroads School for Arts and Sciences 2006 — 2009
Jonathan Kalodimos, PhD's US Securities and Exchange Commission Experience July 2014 - August 2015
Job Financial Economist | Corporate Finance
Industry Higher Education
Experience
Oregon State University September 2015 - Present
U.S. Securities and Exchange Commission July 2014 - August 2015
University of Washington, Michael G. Foster School of Business September 2009 - June 2014
Wachovia June 2007 - June 2009
Skills
Research, Financial Analysis, Financial Modeling, Stata, SAS, R, Corporate Governance
Education
University of Washington 2009 — 2014
PhD, Finance
University of Washington 2009 — 2012
Master of Science (MS), Business Administration
University of Florida - Warrington College of Business Administration 2006 — 2007
Masters of Finance, Finance
Kansas State University 2002 — 2006
BS, Physics
Oregon State University September 2015 - Present
U.S. Securities and Exchange Commission July 2014 - August 2015
University of Washington, Michael G. Foster School of Business September 2009 - June 2014
Wachovia June 2007 - June 2009
Skills
Research, Financial Analysis, Financial Modeling, Stata, SAS, R, Corporate Governance
Education
University of Washington 2009 — 2014
PhD, Finance
University of Washington 2009 — 2012
Master of Science (MS), Business Administration
University of Florida - Warrington College of Business Administration 2006 — 2007
Masters of Finance, Finance
Kansas State University 2002 — 2006
BS, Physics
Harriet Orol Harriet Orol's US Securities and Exchange Commission Experience March 2013 - Present
Job Branch Chief at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission March 2013 - Present
U.S. Securities and Exchange Commission September 2011 - March 2013
Connell & Wiener LLP June 2006 - August 2011
Dechert LLP December 1991 - May 2006
Dechert LLP September 1986 - November 1991
Kaye Scholer LLP September 1982 - August 1986
Skills
Banking, Corporate Law, Finance, Securitization, Litigation, Legal Writing, Mergers & Acquisitions, Corporate Governance, Securities Regulation
Education
University of Chicago Law School 1979 — 1982
J.D.
Harvard University 1975 — 1979
B.A., government
U.S. Securities and Exchange Commission March 2013 - Present
U.S. Securities and Exchange Commission September 2011 - March 2013
Connell & Wiener LLP June 2006 - August 2011
Dechert LLP December 1991 - May 2006
Dechert LLP September 1986 - November 1991
Kaye Scholer LLP September 1982 - August 1986
Skills
Banking, Corporate Law, Finance, Securitization, Litigation, Legal Writing, Mergers & Acquisitions, Corporate Governance, Securities Regulation
Education
University of Chicago Law School 1979 — 1982
J.D.
Harvard University 1975 — 1979
B.A., government
Timothy G. Lynch Timothy G. Lynch's US Securities and Exchange Commission Experience September 2009 - April 2010
Job Vice President and General Counsel at University of Michigan
Industry Legal Services
Experience
University of Michigan January 2013 - Present
U.S. Department of Energy April 2010 - January 2013
Georgetown University Law Center May 2008 - November 2012
University of Virginia School of Law August 2007 - November 2012
U.S. Department of Energy December 2011 - April 2012
U.S. Securities and Exchange Commission September 2009 - April 2010
U.S. Attorney's Office September 2002 - September 2009
Shea & Gardner September 1996 - August 2002
Hon. Cornelia G. Kennedy, United States Court of Appeals for the Sixth Circuit September 1995 - August 1996
Hon. John J. LaFalce, United States House of Representatives October 1990 - August 1992
Skills
Enforcement, Internal Investigations, Complex Litigation, White Collar, Securities Litigation, Congressional..., Compliance, Energy, Energy Efficiency, Renewable Energy, Team Leadership, Trials, Business Development, Strategic Thinking, Recruiting, Budgets, Leadership Development, Environmental Compliance, Litigation, White Collar Criminal..., Legal Writing, Policy Analysis, Civil Litigation, Public Speaking, Higher Education..., Higher Education, Corporate Governance, Government, Law Enforcement, Legal Research, Public Policy, Corporate Law, Commercial Litigation, Courts, Public Administration
Education
Georgetown University Law Center 1992 — 1995
J.D.
University of Rochester 1986 — 1990
B.A., English, Economics
Binghamton High School 1982 — 1986
University of Michigan January 2013 - Present
U.S. Department of Energy April 2010 - January 2013
Georgetown University Law Center May 2008 - November 2012
University of Virginia School of Law August 2007 - November 2012
U.S. Department of Energy December 2011 - April 2012
U.S. Securities and Exchange Commission September 2009 - April 2010
U.S. Attorney's Office September 2002 - September 2009
Shea & Gardner September 1996 - August 2002
Hon. Cornelia G. Kennedy, United States Court of Appeals for the Sixth Circuit September 1995 - August 1996
Hon. John J. LaFalce, United States House of Representatives October 1990 - August 1992
Skills
Enforcement, Internal Investigations, Complex Litigation, White Collar, Securities Litigation, Congressional..., Compliance, Energy, Energy Efficiency, Renewable Energy, Team Leadership, Trials, Business Development, Strategic Thinking, Recruiting, Budgets, Leadership Development, Environmental Compliance, Litigation, White Collar Criminal..., Legal Writing, Policy Analysis, Civil Litigation, Public Speaking, Higher Education..., Higher Education, Corporate Governance, Government, Law Enforcement, Legal Research, Public Policy, Corporate Law, Commercial Litigation, Courts, Public Administration
Education
Georgetown University Law Center 1992 — 1995
J.D.
University of Rochester 1986 — 1990
B.A., English, Economics
Binghamton High School 1982 — 1986
Kwame Awuah-Offei Kwame Awuah-Offei's US Securities and Exchange Commission Experience February 2015 - Present
Job Associate Professor at Missouri University of Science & Technology and Principal Consultant at Sphinx Mining Systems LLC
Industry Mining & Metals
Experience
U.S. Securities and Exchange Commission February 2015 - Present
Missouri University of Science & Technology September 2013 - Present
Sphinx Mining Systems January 2012 - Present
Missouri University of Science & Technology September 2007 - August 2013
Granite Construction May 2007 - September 2007
Granite Construction January 2006 - April 2007
Dynamite FM 1998 - 2002
Skills
Modeling, Simulation, Optimization, Mining, Gold, Minerals, Engineering, Project Estimation, Construction, Simulations, Optimizations, Project Planning, Project Engineering, AutoCAD, Management, Process Scheduler, Environmental Awareness, Surveying, Consulting, Geochemistry, Geostatistics, Materials, Mining Engineering, Numerical Analysis, Research, Sustainability
Education
University of Missouri-Rolla 2005 — 2006
PhD, Mining engineering
University of Alberta 2002 — 2004
PhD Candidate, Mining engineering
Kwame Nkrumah' University of Science and Technology, Kumasi 1997 — 2001
BS, Mining engineering
St. Augustine's College 1993 — 1995
U.S. Securities and Exchange Commission February 2015 - Present
Missouri University of Science & Technology September 2013 - Present
Sphinx Mining Systems January 2012 - Present
Missouri University of Science & Technology September 2007 - August 2013
Granite Construction May 2007 - September 2007
Granite Construction January 2006 - April 2007
Dynamite FM 1998 - 2002
Skills
Modeling, Simulation, Optimization, Mining, Gold, Minerals, Engineering, Project Estimation, Construction, Simulations, Optimizations, Project Planning, Project Engineering, AutoCAD, Management, Process Scheduler, Environmental Awareness, Surveying, Consulting, Geochemistry, Geostatistics, Materials, Mining Engineering, Numerical Analysis, Research, Sustainability
Education
University of Missouri-Rolla 2005 — 2006
PhD, Mining engineering
University of Alberta 2002 — 2004
PhD Candidate, Mining engineering
Kwame Nkrumah' University of Science and Technology, Kumasi 1997 — 2001
BS, Mining engineering
St. Augustine's College 1993 — 1995
Andrew Shoemaker Andrew Shoemaker's US Securities and Exchange Commission Experience September 1996 - December 1999
Job Founder/Owner at Shoemaker Ghiselli & Schwartz LLC; Member, Boulder City Council
Industry Law Practice
Experience
Shoemaker Ghiselli + Schwartz LLC March 2009 - Present
Hogan & Hartson January 2000 - December 2008
U.S. Securities and Exchange Commission September 1996 - December 1999
U.S. District Court, District of Columbia September 1995 - September 1996
Howrey LLP September 1992 - September 1995
Skills
Litigation, Corporate Governance, Fraud, Patent Litigation, Legal Assistance, Breach Of Contract, Intellectual Property, Dispute Resolution, Class Actions, Commercial Litigation, Courts, Corporate Law, International Law, Trade Secrets, Securities, Legal Issues, Internal Investigations, Arbitration, Trial Practice
Education
University of Virginia School of Law 1989 — 1992
JD, Law
Hampden-Sydney College 1985 — 1989
B.A., Economics and political science
Woodward Academy 1982 — 1985
Shoemaker Ghiselli + Schwartz LLC March 2009 - Present
Hogan & Hartson January 2000 - December 2008
U.S. Securities and Exchange Commission September 1996 - December 1999
U.S. District Court, District of Columbia September 1995 - September 1996
Howrey LLP September 1992 - September 1995
Skills
Litigation, Corporate Governance, Fraud, Patent Litigation, Legal Assistance, Breach Of Contract, Intellectual Property, Dispute Resolution, Class Actions, Commercial Litigation, Courts, Corporate Law, International Law, Trade Secrets, Securities, Legal Issues, Internal Investigations, Arbitration, Trial Practice
Education
University of Virginia School of Law 1989 — 1992
JD, Law
Hampden-Sydney College 1985 — 1989
B.A., Economics and political science
Woodward Academy 1982 — 1985
Amy Rosenthal's US Securities and Exchange Commission Experience May 2014 - August 2014
Job JD/MBA Student at New York University
Industry Law Practice
Experience
Baker & McKenzie May 2015 - August 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
High Start Group 2012 - 2013
Wayfair 2011 - 2012
Context Optional 2010 - 2010
National Women's Law Center June 2009 - August 2009
Creative Investment Research, Inc. June 2008 - August 2008
Skills
Analytics, Competitive Analysis, Market Research, Social Media, Marketing Strategy, Online Advertising, E-commerce, Strategy, Product Management, Segmentation, Product Marketing, Social Media Marketing
Education
New York University 2013 — 2017
Doctor of Law (JD), Master of Business Administration (MBA)
Harvard University 2007 — 2011
A.B., Economics
Baker & McKenzie May 2015 - August 2015
U.S. Securities and Exchange Commission May 2014 - August 2014
High Start Group 2012 - 2013
Wayfair 2011 - 2012
Context Optional 2010 - 2010
National Women's Law Center June 2009 - August 2009
Creative Investment Research, Inc. June 2008 - August 2008
Skills
Analytics, Competitive Analysis, Market Research, Social Media, Marketing Strategy, Online Advertising, E-commerce, Strategy, Product Management, Segmentation, Product Marketing, Social Media Marketing
Education
New York University 2013 — 2017
Doctor of Law (JD), Master of Business Administration (MBA)
Harvard University 2007 — 2011
A.B., Economics
Sondra Boddie Sondra Boddie's US Securities and Exchange Commission Experience 2015 - Present
Job Attorney Advisor at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission 2015 - Present
U.S. Securities and Exchange Commission August 2014 - Present
U.S. Department of the Treasury January 2014 - May 2014
Investor Justice Education Clinic at Howard University School of Law August 2013 - April 2014
Federal Trade Commission May 2013 - August 2013
US Securities and Exchange Commission January 2013 - May 2013
Lawyers' Committee for Civil Rights May 2012 - July 2012
U.S. Congress, Office of Congressman Gregory W. Meeks September 2008 - July 2011
Steptoe & Johnson LLP July 2007 - September 2008
Senator Kennedy's Office 2007 - 2007
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Photoshop, Social Media, Public Speaking, English, Westlaw, Lexis, Legislation, Legal Writing, Legal Research, Policy, Public Policy, Policy Analysis, Litigation, LexisNexis, Government
Education
Howard University School of Law 2011 — 2014
Doctor of Law (J.D.), Law
The Johns Hopkins University 2007 — 2009
Master's degree, Political Science and Government
Howard University 2003 — 2007
Bachelor's degree, Political Science and Government, Undergraduate
U.S. Securities and Exchange Commission 2015 - Present
U.S. Securities and Exchange Commission August 2014 - Present
U.S. Department of the Treasury January 2014 - May 2014
Investor Justice Education Clinic at Howard University School of Law August 2013 - April 2014
Federal Trade Commission May 2013 - August 2013
US Securities and Exchange Commission January 2013 - May 2013
Lawyers' Committee for Civil Rights May 2012 - July 2012
U.S. Congress, Office of Congressman Gregory W. Meeks September 2008 - July 2011
Steptoe & Johnson LLP July 2007 - September 2008
Senator Kennedy's Office 2007 - 2007
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Photoshop, Social Media, Public Speaking, English, Westlaw, Lexis, Legislation, Legal Writing, Legal Research, Policy, Public Policy, Policy Analysis, Litigation, LexisNexis, Government
Education
Howard University School of Law 2011 — 2014
Doctor of Law (J.D.), Law
The Johns Hopkins University 2007 — 2009
Master's degree, Political Science and Government
Howard University 2003 — 2007
Bachelor's degree, Political Science and Government, Undergraduate
Silviia Baykoucheva Silviia Baykoucheva's US Securities and Exchange Commission Experience January 2014 - May 2014
Job Staff Attorney at The Maloof Law Firm
Industry Law Practice
Experience
The Maloof Law Firm May 2015 - Present
The Maloof Law Firm June 2010 - May 2015
U.S. Securities and Exchange Commission January 2014 - May 2014
Skills
Legal Research, Westlaw, Litigation, LexisNexis, Legal Writing
Education
Georgia State University - College of Law 2011 — 2014
Doctor of Law (J.D.)
Kennesaw State University 2006 — 2010
Bachelor of Science (B.S.), Psychology
The Maloof Law Firm May 2015 - Present
The Maloof Law Firm June 2010 - May 2015
U.S. Securities and Exchange Commission January 2014 - May 2014
Skills
Legal Research, Westlaw, Litigation, LexisNexis, Legal Writing
Education
Georgia State University - College of Law 2011 — 2014
Doctor of Law (J.D.)
Kennesaw State University 2006 — 2010
Bachelor of Science (B.S.), Psychology
Tony Khikmatov's US Securities and Exchange Commission Experience May 2015 - August 2015
Job Student at Harvard University
Industry Financial Services
Experience
U.S. Securities and Exchange Commission May 2015 - August 2015
Harvard Financial Analysts Club September 2013 - December 2014
City of New York June 2014 - August 2014
Institute for Quantitative Social Science (IQSS) September 2013 - May 2014
Education
Harvard University 2012 — 2016
Bachelor's Degree
Harvard Business School 2014 — 2014
HBX Certificate
Brooklyn Technical High School 2008 — 2012
Advanced Regents with Honors HS Diploma
U.S. Securities and Exchange Commission May 2015 - August 2015
Harvard Financial Analysts Club September 2013 - December 2014
City of New York June 2014 - August 2014
Institute for Quantitative Social Science (IQSS) September 2013 - May 2014
Education
Harvard University 2012 — 2016
Bachelor's Degree
Harvard Business School 2014 — 2014
HBX Certificate
Brooklyn Technical High School 2008 — 2012
Advanced Regents with Honors HS Diploma
Brittani Gordon Brittani Gordon's US Securities and Exchange Commission Experience January 2015 - April 2015
Job J.D.
Industry Law Practice
Experience
U.S. Securities and Exchange Commission January 2015 - April 2015
University of Maryland Francis King Carey School of Law August 2014 - December 2014
Financial Industry Regulatory Authority (FINRA) May 2014 - August 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
Law of Marilyn Cain Gordon May 2013 - April 2014
University of Maryland School of Law May 2013 - August 2013
Accenture June 2010 - August 2012
Goldman Sachs June 2009 - August 2009
TRA Medical Supply, Inc. May 2008 - August 2008
Office of Congressman Al Green, Texas June 2007 - August 2007
Education
University of Maryland School of Law 2012 — 2015
Doctor of Law (J.D.)
Hampton University 2006 — 2010
Bachelor's degree, Finance, General, Magna Cum Laude Graduate
U.S. Securities and Exchange Commission January 2015 - April 2015
University of Maryland Francis King Carey School of Law August 2014 - December 2014
Financial Industry Regulatory Authority (FINRA) May 2014 - August 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
Law of Marilyn Cain Gordon May 2013 - April 2014
University of Maryland School of Law May 2013 - August 2013
Accenture June 2010 - August 2012
Goldman Sachs June 2009 - August 2009
TRA Medical Supply, Inc. May 2008 - August 2008
Office of Congressman Al Green, Texas June 2007 - August 2007
Education
University of Maryland School of Law 2012 — 2015
Doctor of Law (J.D.)
Hampton University 2006 — 2010
Bachelor's degree, Finance, General, Magna Cum Laude Graduate
Bala Sekaran Bala Sekaran's US Securities and Exchange Commission Experience June 2015 - Present
Job JD Candidate at Harvard Law School
Industry Management Consulting
Experience
U.S. Securities and Exchange Commission June 2015 - Present
McKinsey & Company September 2012 - May 2014
Ernst & Young June 2011 - August 2011
RGIS May 2010 - August 2010
Michigan Suburbs Alliance May 2009 - August 2009
Skills
Financial Modeling, Data Analysis, Economics, Valuation, Research
Education
Harvard Law School 2014 — 2017
Juris Doctor (J.D.)
University of Michigan - Stephen M. Ross School of Business 2008 — 2012
Bachelors in Business Administration
University of Michigan 2008 — 2012
Bachelor of Arts (B.A.), Political Science
U.S. Securities and Exchange Commission June 2015 - Present
McKinsey & Company September 2012 - May 2014
Ernst & Young June 2011 - August 2011
RGIS May 2010 - August 2010
Michigan Suburbs Alliance May 2009 - August 2009
Skills
Financial Modeling, Data Analysis, Economics, Valuation, Research
Education
Harvard Law School 2014 — 2017
Juris Doctor (J.D.)
University of Michigan - Stephen M. Ross School of Business 2008 — 2012
Bachelors in Business Administration
University of Michigan 2008 — 2012
Bachelor of Arts (B.A.), Political Science
Christopher Weiser Christopher Weiser's US Securities and Exchange Commission Experience August 2003 - August 2005
Job Analyst at Centers for Medicare & Medicaid Services
Industry Government Administration
Experience
Centers for Medicare & Medicaid Services April 2012 - Present
United States Senate Finance Committee September 2011 - January 2012
The George Washington University School of Public Health and Health Services July 2009 - September 2011
Eastwood & Azia, PLLC May 2010 - August 2010
Cerner Corporation May 2007 - August 2007
Office of the Governor of Kansas, Governor Kathleen Sebelius August 2006 - December 2006
U.S. Securities and Exchange Commission August 2003 - August 2005
Skills
Policy Analysis, Data Analysis, Legal Research, Legal Writing, Health Policy, Research, Writing, Project Management, Policy, Teamwork, Supervision
Education
The George Washington University Law School 2008 — 2012
Juris Doctor, Law
The George Washington University School of Public Health and Health Services 2008 — 2012
Master of Public Health (MPH), Health Policy
Kansas State University 2005 — 2008
Bachelor's Degree, Political Science, Summa cum laude
Centers for Medicare & Medicaid Services April 2012 - Present
United States Senate Finance Committee September 2011 - January 2012
The George Washington University School of Public Health and Health Services July 2009 - September 2011
Eastwood & Azia, PLLC May 2010 - August 2010
Cerner Corporation May 2007 - August 2007
Office of the Governor of Kansas, Governor Kathleen Sebelius August 2006 - December 2006
U.S. Securities and Exchange Commission August 2003 - August 2005
Skills
Policy Analysis, Data Analysis, Legal Research, Legal Writing, Health Policy, Research, Writing, Project Management, Policy, Teamwork, Supervision
Education
The George Washington University Law School 2008 — 2012
Juris Doctor, Law
The George Washington University School of Public Health and Health Services 2008 — 2012
Master of Public Health (MPH), Health Policy
Kansas State University 2005 — 2008
Bachelor's Degree, Political Science, Summa cum laude
Doug Younger Doug Younger's US Securities and Exchange Commission Experience August 2012 - Present
Job Quantitative Risk Analyst at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission August 2012 - Present
U.S. Bank August 2011 - August 2012
Freddie Mac September 2008 - August 2011
Wells Fargo April 2006 - September 2008
Skills
Financial Analysis, Capital Markets, Finance, Financial Modeling, Risk Management, Data Analysis, Management, Analysis, Fixed Income, Bloomberg, Valuation, Derivatives, Microsoft Office, Investments
Education
The Johns Hopkins University 2009 — 2011
Master's degree, Finance, General
James Madison University 2001 — 2005
Bachelor of Science (B.S.), Quantitative Finance
U.S. Securities and Exchange Commission August 2012 - Present
U.S. Bank August 2011 - August 2012
Freddie Mac September 2008 - August 2011
Wells Fargo April 2006 - September 2008
Skills
Financial Analysis, Capital Markets, Finance, Financial Modeling, Risk Management, Data Analysis, Management, Analysis, Fixed Income, Bloomberg, Valuation, Derivatives, Microsoft Office, Investments
Education
The Johns Hopkins University 2009 — 2011
Master's degree, Finance, General
James Madison University 2001 — 2005
Bachelor of Science (B.S.), Quantitative Finance
Tonya Hobson's US Securities and Exchange Commission Experience April 2010 - Present
Job Federal Government in Washington DC
Industry Government Administration
Experience
U.S. Securities and Exchange Commission April 2010 - Present
USDA Food & Nutrition Service February 2002 - April 2010
Skills
Analysis, Government, Research, Strategic Planning, Policy, Public Speaking, Program Management, Nonprofits, Process Improvement, Community Outreach
Education
James Madison University 1995 — 1999
TC Williams HS 1994 — 1995
U.S. Securities and Exchange Commission April 2010 - Present
USDA Food & Nutrition Service February 2002 - April 2010
Skills
Analysis, Government, Research, Strategic Planning, Policy, Public Speaking, Program Management, Nonprofits, Process Improvement, Community Outreach
Education
James Madison University 1995 — 1999
TC Williams HS 1994 — 1995
Yaser Al-Keliddar Yaser Al-Keliddar's US Securities and Exchange Commission Experience 2015 - Present
Job Attorney Contractor at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission 2015 - Present
Law Office of George Munoz September 2011 - December 2014
ISS Corporate Services 2012 - 2013
Skills
Commercial Litigation, Litigation, Criminal Defense, Employment Law, Legal Research, Legal Writing, Workers Compensation, Civil Litigation, Mediation, Appeals
Education
University of Baltimore School of Law 2008 — 2010
Juris Doctor (J.D.)
James Madison University 1998 — 2002
Bachelor’s Degree, Political Science
McLean High School
U.S. Securities and Exchange Commission 2015 - Present
Law Office of George Munoz September 2011 - December 2014
ISS Corporate Services 2012 - 2013
Skills
Commercial Litigation, Litigation, Criminal Defense, Employment Law, Legal Research, Legal Writing, Workers Compensation, Civil Litigation, Mediation, Appeals
Education
University of Baltimore School of Law 2008 — 2010
Juris Doctor (J.D.)
James Madison University 1998 — 2002
Bachelor’s Degree, Political Science
McLean High School
Jerry Parisi Jerry Parisi's US Securities and Exchange Commission Experience May 2014 - August 2014
Job Associate at Rachelson & White, P.C.
Industry Law Practice
Experience
Rachelson & White July 2015 - Present
Rachelson & White October 2014 - July 2015
U.S. Department of State August 2014 - October 2014
U.S. Securities and Exchange Commission May 2014 - August 2014
Link & Smith, P.C. May 2013 - August 2013
Forsyth County Sheriff's Office August 2008 - January 2011
Education
Georgia State University College of Law 2012 — 2015
Juris Doctor (J.D.)
Georgia State University - J. Mack Robinson College of Business 2012 — 2015
Master of Business Administration (M.B.A.)
The University of Georgia
Bachelor's Degree, Political Science & International Affairs
Rachelson & White July 2015 - Present
Rachelson & White October 2014 - July 2015
U.S. Department of State August 2014 - October 2014
U.S. Securities and Exchange Commission May 2014 - August 2014
Link & Smith, P.C. May 2013 - August 2013
Forsyth County Sheriff's Office August 2008 - January 2011
Education
Georgia State University College of Law 2012 — 2015
Juris Doctor (J.D.)
Georgia State University - J. Mack Robinson College of Business 2012 — 2015
Master of Business Administration (M.B.A.)
The University of Georgia
Bachelor's Degree, Political Science & International Affairs
Keisha Contreras Keisha Contreras's US Securities and Exchange Commission Experience 2014 - 2015
Job Human Resources Specialist Worklife Benefits (Policy) at U.S. Department of Veterans Affairs
Industry Staffing and Recruiting
Experience
U.S. Department of Veterans Affairs August 2015 - Present
U.S. Securities and Exchange Commission 2014 - 2015
Department of Justice - U.S. Trustees Program April 2014 - October 2014
EXIM February 2013 - April 2014
U.S. Small Business Administration June 2006 - February 2013
Skills
Change Management, Management, Applicant Tracking..., Onboarding, Team Management, Talent Acquisition, HR Policies, HR Consulting, Talent Management
Education
GLAA 1998 — 1999
La Sierra University
Bachelor of Arts (B.A.), Art/Art History
U.S. Department of Veterans Affairs August 2015 - Present
U.S. Securities and Exchange Commission 2014 - 2015
Department of Justice - U.S. Trustees Program April 2014 - October 2014
EXIM February 2013 - April 2014
U.S. Small Business Administration June 2006 - February 2013
Skills
Change Management, Management, Applicant Tracking..., Onboarding, Team Management, Talent Acquisition, HR Policies, HR Consulting, Talent Management
Education
GLAA 1998 — 1999
La Sierra University
Bachelor of Arts (B.A.), Art/Art History
Charlene Proctor, Esq. Charlene Proctor, Esq.'s US Securities and Exchange Commission Experience November 2011 - Present
Job Assistant Director, Business Operations
Industry Government Administration
Experience
U.S. Securities and Exchange Commission November 2011 - Present
Transportation Security Administration April 2010 - November 2011
U.S. Merit Systems Protection Board July 2007 - April 2010
U.S. Merit Systems Protection Board November 1996 - April 2010
U.S. Department of Justice March 1991 - November 1996
Skills
Strategic Planning, Public Speaking, Policy Analysis, Civil Rights, Organizational..., Leadership, Leadership Development, Employment Law, Nonprofits, Management Consulting, Program Management, Government, Policy, Research, Workshop Facilitation
Education
Howard University School of Law
Hampton University
U.S. Securities and Exchange Commission November 2011 - Present
Transportation Security Administration April 2010 - November 2011
U.S. Merit Systems Protection Board July 2007 - April 2010
U.S. Merit Systems Protection Board November 1996 - April 2010
U.S. Department of Justice March 1991 - November 1996
Skills
Strategic Planning, Public Speaking, Policy Analysis, Civil Rights, Organizational..., Leadership, Leadership Development, Employment Law, Nonprofits, Management Consulting, Program Management, Government, Policy, Research, Workshop Facilitation
Education
Howard University School of Law
Hampton University
Jasmin Sethi Jasmin Sethi's US Securities and Exchange Commission Experience 2013 - 2014
Job Vice President at BlackRock
Industry Law Practice
Experience
BlackRock 2014 - Present
U.S. Securities and Exchange Commission 2013 - 2014
U.S. Securities and Exchange Commission 2011 - 2014
Georgetown University Law Center 2011 - 2014
Mayer Brown 2008 - 2010
U.S. Court of Appeals for the Tenth Circuit 2007 - 2008
Steptoe & Johnson LLP May 2006 - August 2006
Skills
Derivatives, Securities Regulation, Economics of Inequality, Financial Services
Education
Harvard Law School
J.D.
Harvard University
Ph.D., Economics
London School of Economics and Political Science
M.Sc., Economics
Harvard College
B.A., Applied Mathematics and Economics
BlackRock 2014 - Present
U.S. Securities and Exchange Commission 2013 - 2014
U.S. Securities and Exchange Commission 2011 - 2014
Georgetown University Law Center 2011 - 2014
Mayer Brown 2008 - 2010
U.S. Court of Appeals for the Tenth Circuit 2007 - 2008
Steptoe & Johnson LLP May 2006 - August 2006
Skills
Derivatives, Securities Regulation, Economics of Inequality, Financial Services
Education
Harvard Law School
J.D.
Harvard University
Ph.D., Economics
London School of Economics and Political Science
M.Sc., Economics
Harvard College
B.A., Applied Mathematics and Economics
Aba Acquaah Aba Acquaah's US Securities and Exchange Commission Experience January 2010 - March 2010
Job
Industry Law Practice
Experience
Wachtell, Lipton, Rosen & Katz January 2013 - Present
United States District Court for the Eastern District of Virginia September 2011 - August 2012
Wachtell, Lipton, Rosen & Katz May 2010 - August 2010
U.S. Securities and Exchange Commission January 2010 - March 2010
United States District Court for the District of Columbia May 2009 - August 2009
Georgia Public Defender Standards Council August 2006 - July 2008
Education
Howard University School of Law 2008 — 2011
Juris Doctor (J.D.)
Valdosta State University 2003 — 2006
Bachelor's Degree, Criminal Justice and Corrections
Wachtell, Lipton, Rosen & Katz January 2013 - Present
United States District Court for the Eastern District of Virginia September 2011 - August 2012
Wachtell, Lipton, Rosen & Katz May 2010 - August 2010
U.S. Securities and Exchange Commission January 2010 - March 2010
United States District Court for the District of Columbia May 2009 - August 2009
Georgia Public Defender Standards Council August 2006 - July 2008
Education
Howard University School of Law 2008 — 2011
Juris Doctor (J.D.)
Valdosta State University 2003 — 2006
Bachelor's Degree, Criminal Justice and Corrections
Stephen Councill Stephen Councill's US Securities and Exchange Commission Experience 1998 - 2003
Job Partner at Rogers & Hardin LLP
Industry Law Practice
Experience
Rogers & Hardin LLP July 2003 - Present
U.S. Securities and Exchange Commission 1998 - 2003
Education
University of North Carolina at Chapel Hill 1995 — 1998
JD, Law
Georgia Southern University 1988 — 1992
BBA, Information Systems, Finance
Georgia Southern University - College of Business Administration 1988 — 1992
BBA, Information Systems, Finance
Rogers & Hardin LLP July 2003 - Present
U.S. Securities and Exchange Commission 1998 - 2003
Education
University of North Carolina at Chapel Hill 1995 — 1998
JD, Law
Georgia Southern University 1988 — 1992
BBA, Information Systems, Finance
Georgia Southern University - College of Business Administration 1988 — 1992
BBA, Information Systems, Finance
John Mogg John Mogg's US Securities and Exchange Commission Experience November 2014 - Present
Job Enforcement Attorney, U.S. Securities & Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission November 2014 - Present
Steptoe & Johnson LLP April 2003 - November 2014
U.S. Court of Appeals for the Ninth Circuit 2001 - 2002
Skills
Litigation, Courts, Legal Writing, Commercial Litigation, Class Actions, Corporate Law, Appeals, Product Liability, Trials, Criminal Law, Depositions, Legal Advice, Competition Law, Litigation Support, Torts
Education
Yale Law School 1998 — 2001
J.D., Law
Harvard University 1994 — 1998
A.B., magna cum laude, Economics
Villanova Preparatory School
U.S. Securities and Exchange Commission November 2014 - Present
Steptoe & Johnson LLP April 2003 - November 2014
U.S. Court of Appeals for the Ninth Circuit 2001 - 2002
Skills
Litigation, Courts, Legal Writing, Commercial Litigation, Class Actions, Corporate Law, Appeals, Product Liability, Trials, Criminal Law, Depositions, Legal Advice, Competition Law, Litigation Support, Torts
Education
Yale Law School 1998 — 2001
J.D., Law
Harvard University 1994 — 1998
A.B., magna cum laude, Economics
Villanova Preparatory School
Daya Washington Daya Washington's US Securities and Exchange Commission Experience April 2014 - Present
Job Sr. Paralegal at U.S. Securities and Exchange Commission
Industry Government Relations
Experience
U.S. Securities and Exchange Commission April 2014 - Present
U.S. Department of Justice February 2013 - February 2014
BWW Law Group, LLC October 2012 - February 2013
Robert Half International January 2012 - September 2012
US Department of Defense - DOA May 2011 - January 2012
Howard University July 2009 - May 2011
Kelly Services Staffing Agency April 2009 - July 2009
Office of Chief Counsel, Transportation Security Administration/DHS March 2008 - April 2009
Legal Placements, Inc. Howrey, LLP December 2004 - November 2007
Legal Placements - Skadden and Howrey, LLP November 2004 - July 2007
Skills
Government, Public Policy, Policy Analysis, Policy, Research, Program Management, Legislative Relations, Politics, Federal Government, International Relations, Government Contracting, DoD, Community Outreach, Security Clearance, Public Administration, Database Management, Workflow Coordination, Strategic Negotiations, Employment Law, Corporate Law, Intellectual Property..., Property Law, Fundraising, Community Organizing, Writing, Intellectual Property
Education
George Mason School of Conflict Analysis and Research 2009 — 2011
In Progress, Conflict Analysis and Research, Graduate School
Howard University 2004 — 2006
Bachelor of Arts, Political Science; Public Policy, & Public Administration; Legal Communications, Graduated
Long Beach City College 1998 — 2003
Pre-law Liberal Arts, Legal Assistant
U.S. Securities and Exchange Commission April 2014 - Present
U.S. Department of Justice February 2013 - February 2014
BWW Law Group, LLC October 2012 - February 2013
Robert Half International January 2012 - September 2012
US Department of Defense - DOA May 2011 - January 2012
Howard University July 2009 - May 2011
Kelly Services Staffing Agency April 2009 - July 2009
Office of Chief Counsel, Transportation Security Administration/DHS March 2008 - April 2009
Legal Placements, Inc. Howrey, LLP December 2004 - November 2007
Legal Placements - Skadden and Howrey, LLP November 2004 - July 2007
Skills
Government, Public Policy, Policy Analysis, Policy, Research, Program Management, Legislative Relations, Politics, Federal Government, International Relations, Government Contracting, DoD, Community Outreach, Security Clearance, Public Administration, Database Management, Workflow Coordination, Strategic Negotiations, Employment Law, Corporate Law, Intellectual Property..., Property Law, Fundraising, Community Organizing, Writing, Intellectual Property
Education
George Mason School of Conflict Analysis and Research 2009 — 2011
In Progress, Conflict Analysis and Research, Graduate School
Howard University 2004 — 2006
Bachelor of Arts, Political Science; Public Policy, & Public Administration; Legal Communications, Graduated
Long Beach City College 1998 — 2003
Pre-law Liberal Arts, Legal Assistant
Brad Burgtorf's US Securities and Exchange Commission Experience June 2003 - October 2008
Job Senior Principal Consultant at ACA Compliance Group
Industry Financial Services
Experience
ACA Compliance Group October 2008 - Present
U.S. Securities and Exchange Commission June 2003 - October 2008
Skills
Hedge Funds, Securities, SEC, Private Equity, SEC filings, Securities Regulation, Due Diligence, Investment Advisory, Asset Managment, FINRA, Investments, Capital Markets, Financial Analysis, Equities, Financial Reporting
Education
Hope College
Bachelors, Business Management
ACA Compliance Group October 2008 - Present
U.S. Securities and Exchange Commission June 2003 - October 2008
Skills
Hedge Funds, Securities, SEC, Private Equity, SEC filings, Securities Regulation, Due Diligence, Investment Advisory, Asset Managment, FINRA, Investments, Capital Markets, Financial Analysis, Equities, Financial Reporting
Education
Hope College
Bachelors, Business Management
Alejandra Alvarado's US Securities and Exchange Commission Experience May 2015 - Present
Job Intern at the U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission May 2015 - Present
Executive Office of the President The White House September 2014 - December 2014
the Administrative Office of the U.S. Courts May 2014 - August 2014
Aeropostale December 2011 - May 2014
Capital One May 2013 - August 2013
Skills
Teamwork, Management, Microsoft Excel, Bilingual-English/Spanis..., Retail Banking, Microsoft Word, Interpersonal..., Customer Service, Computer Proficiency, Teller Operations, Proficient French, Sales, Finance, Retail, Human Resources, Administrative Work, Event Planning, Project Management, Financial Analysis, Data Analysis, Skilled Multi-tasker
Education
The Catholic University of America 2012 — 2016
Bachelor's Degree, Finance, French and Francophone Studies Minor, 3.8
IES Abroad 2015 — 2015
Paris - Business and International Affairs
U.S. Securities and Exchange Commission May 2015 - Present
Executive Office of the President The White House September 2014 - December 2014
the Administrative Office of the U.S. Courts May 2014 - August 2014
Aeropostale December 2011 - May 2014
Capital One May 2013 - August 2013
Skills
Teamwork, Management, Microsoft Excel, Bilingual-English/Spanis..., Retail Banking, Microsoft Word, Interpersonal..., Customer Service, Computer Proficiency, Teller Operations, Proficient French, Sales, Finance, Retail, Human Resources, Administrative Work, Event Planning, Project Management, Financial Analysis, Data Analysis, Skilled Multi-tasker
Education
The Catholic University of America 2012 — 2016
Bachelor's Degree, Finance, French and Francophone Studies Minor, 3.8
IES Abroad 2015 — 2015
Paris - Business and International Affairs
John Moon's US Securities and Exchange Commission Experience 1986 - 1991
Job Partner at Miller & Wrubel
Industry Law Practice
Experience
Miller & Wrubel Executive Director--Litigation GroupUBS Investment Bank2005 - 2010
Private Legal Practice 2000 - 2005
PricewaterhouseCoopers Management Consulting 1994 - 2000
U.S. Department of Justice 1991 - 1993
U.S. Securities and Exchange Commission 1986 - 1991
Skills
Corporate Governance, Securities Regulation, Cross-border..., Arbitration, Joint Ventures, Banking Law, Civil Litigation, Contract Negotiation, Legal Writing, Legal Research, Intellectual Property, Licensing, Bankruptcy, Dispute Resolution, Appeals, Commercial Litigation
Education
Harvard Law School
Miller & Wrubel Executive Director--Litigation GroupUBS Investment Bank2005 - 2010
Private Legal Practice 2000 - 2005
PricewaterhouseCoopers Management Consulting 1994 - 2000
U.S. Department of Justice 1991 - 1993
U.S. Securities and Exchange Commission 1986 - 1991
Skills
Corporate Governance, Securities Regulation, Cross-border..., Arbitration, Joint Ventures, Banking Law, Civil Litigation, Contract Negotiation, Legal Writing, Legal Research, Intellectual Property, Licensing, Bankruptcy, Dispute Resolution, Appeals, Commercial Litigation
Education
Harvard Law School
Daniel Wertman's US Securities and Exchange Commission Experience July 2015 - Present
Job J.D. Candidate at Harvard Law School
Industry Law Practice
Experience
U.S. Securities and Exchange Commission July 2015 - Present
JONES DAY® May 2015 - June 2015
BlackRock February 2013 - June 2014
CampusBash January 2012 - February 2013
BlackRock May 2012 - August 2012
Gruber, Schwartz & Posnock, LLP June 2011 - August 2011
Revolution Prep May 2011 - August 2011
Skills
Social Media, Public Speaking, Research, Entrepreneurship, Social Media Marketing, Social Networking, Strategy, Problem Solving, Close Attention to..., Creative Strategy, PowerPoint, Microsoft Excel, Visual Basic, Legal Research, Microsoft Office, Analysis
Education
Harvard Law School 2014 — 2017
Doctor of Law (J.D.), Law
University of Pennsylvania 2009 — 2012
B.A. in Political Science, Minor in History, Summa Cum Laude
Marlboro High School 2005 — 2009
U.S. Securities and Exchange Commission July 2015 - Present
JONES DAY® May 2015 - June 2015
BlackRock February 2013 - June 2014
CampusBash January 2012 - February 2013
BlackRock May 2012 - August 2012
Gruber, Schwartz & Posnock, LLP June 2011 - August 2011
Revolution Prep May 2011 - August 2011
Skills
Social Media, Public Speaking, Research, Entrepreneurship, Social Media Marketing, Social Networking, Strategy, Problem Solving, Close Attention to..., Creative Strategy, PowerPoint, Microsoft Excel, Visual Basic, Legal Research, Microsoft Office, Analysis
Education
Harvard Law School 2014 — 2017
Doctor of Law (J.D.), Law
University of Pennsylvania 2009 — 2012
B.A. in Political Science, Minor in History, Summa Cum Laude
Marlboro High School 2005 — 2009
James L. Moffett, III James L. Moffett, III's US Securities and Exchange Commission Experience September 2008 - December 2008
Job Attorney at Adams and Reese LLP
Industry Legal Services
Experience
Adams and Reese LLP 2015 - Present
GNO, Inc. December 2011 - Present
James L. Moffett, III Attorney at Law November 2011 - Present
Butler Snow LLP 2009 - 2011
U.S. Securities and Exchange Commission September 2008 - December 2008
Accenture 2006 - 2006
Bank of America 2004 - 2005
Skills
Business Development, Project Management, Economic Development, Public Finance, Government Relations
Education
Howard University School of Law 2006 — 2009
Doctor of Law (J.D.), Law
Morehouse College
Bachelor's degree, Finance
Adams and Reese LLP 2015 - Present
GNO, Inc. December 2011 - Present
James L. Moffett, III Attorney at Law November 2011 - Present
Butler Snow LLP 2009 - 2011
U.S. Securities and Exchange Commission September 2008 - December 2008
Accenture 2006 - 2006
Bank of America 2004 - 2005
Skills
Business Development, Project Management, Economic Development, Public Finance, Government Relations
Education
Howard University School of Law 2006 — 2009
Doctor of Law (J.D.), Law
Morehouse College
Bachelor's degree, Finance
Rich House's US Securities and Exchange Commission Experience November 2014 - Present
Job IT Specialist at U.S. Securities and Exchange Commission
Industry Information Technology and Services
Experience
U.S. Securities and Exchange Commission November 2014 - Present
OPM January 2012 - October 2014
SRA International October 2007 - December 2011
SRA International February 2002 - October 2007
University of Massachusetts 1998 - 2000
Skills
Requirements Analysis, Business Process..., Project Management, Analysis, Business Process..., Leadership, Management, Software Development, Enterprise Architecture, SDLC, IT Strategy, Program Management, PMP, Integration, Business Process
Education
Isenberg School of Management, UMass Amherst 1998 — 2000
MBA, Information Systems
University of Massachusetts at Amherst - Isenberg School of Management 1989 — 1993
BS, Management Studies
Gonzaga College High School 1985 — 1989
U.S. Securities and Exchange Commission November 2014 - Present
OPM January 2012 - October 2014
SRA International October 2007 - December 2011
SRA International February 2002 - October 2007
University of Massachusetts 1998 - 2000
Skills
Requirements Analysis, Business Process..., Project Management, Analysis, Business Process..., Leadership, Management, Software Development, Enterprise Architecture, SDLC, IT Strategy, Program Management, PMP, Integration, Business Process
Education
Isenberg School of Management, UMass Amherst 1998 — 2000
MBA, Information Systems
University of Massachusetts at Amherst - Isenberg School of Management 1989 — 1993
BS, Management Studies
Gonzaga College High School 1985 — 1989
Matthew Valeri, CFA CAIA's US Securities and Exchange Commission Experience July 2007 - February 2012
Job Vice President Portfolio Manager at EFG Capital Advisors
Industry Investment Management
Experience
EFG Capital Advisors, Inc. February 2012 - Present
U.S. Securities and Exchange Commission July 2007 - February 2012
Charles River Development February 2006 - July 2007
Skills
Securities, Alternative Investments, Hedge Funds, Due Diligence, Mutual Funds, Asset Management, Wealth Management, Private Equity, Bloomberg, Capital Markets, Investments, Financial Analysis, Fixed Income, Portfolio Management, Equities, Investment Advisory
Education
University of Massachusetts at Amherst - Isenberg School of Management 1999 — 2003
B.B.A. in Finance & Operations Management
EFG Capital Advisors, Inc. February 2012 - Present
U.S. Securities and Exchange Commission July 2007 - February 2012
Charles River Development February 2006 - July 2007
Skills
Securities, Alternative Investments, Hedge Funds, Due Diligence, Mutual Funds, Asset Management, Wealth Management, Private Equity, Bloomberg, Capital Markets, Investments, Financial Analysis, Fixed Income, Portfolio Management, Equities, Investment Advisory
Education
University of Massachusetts at Amherst - Isenberg School of Management 1999 — 2003
B.B.A. in Finance & Operations Management
Alan Buie's US Securities and Exchange Commission Experience 2000 - 2005
Job Assistant United States Attorney at Department of Justice
Industry Law Enforcement
Experience
Department of Justice October 2005 - Present
U.S. Securities and Exchange Commission 2000 - 2005
Jenner & Block 1996 - 2000
Skills
Securities Litigation, Litigation, Securities Regulation, Appeals, Criminal Law, Trials, Trial Practice, Legal Research, Legal Writing, Courts, Fraud, Private Investigations, White Collar Criminal..., Securities, Enforcement, Hearings, Government, Prosecution, Administrative Law, Securities Fraud, Jury Trials
Education
Harvard Law School 1989 — 1992
Doctor of Law (J.D.)
The University of Texas at Austin 1984 — 1988
Bachelor of Arts (B.A.), Plan II
Department of Justice October 2005 - Present
U.S. Securities and Exchange Commission 2000 - 2005
Jenner & Block 1996 - 2000
Skills
Securities Litigation, Litigation, Securities Regulation, Appeals, Criminal Law, Trials, Trial Practice, Legal Research, Legal Writing, Courts, Fraud, Private Investigations, White Collar Criminal..., Securities, Enforcement, Hearings, Government, Prosecution, Administrative Law, Securities Fraud, Jury Trials
Education
Harvard Law School 1989 — 1992
Doctor of Law (J.D.)
The University of Texas at Austin 1984 — 1988
Bachelor of Arts (B.A.), Plan II
Michael Liftik's US Securities and Exchange Commission Experience May 2013 - Present
Job Senior Advisor to the Chair at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission May 2013 - Present
US Securities and Exchange Commission April 2012 - April 2013
U.S. Securities and Exchange Commission November 2007 - April 2013
Heller Ehrman August 2004 - November 2007
Piper Rudnick January 2003 - May 2004
Hill & Barlow August 2002 - December 2002
Skills
Securities Regulation, Corporate Law, Litigation, Corporate Governance, Securities Litigation, Civil Litigation
Education
Harvard Law School 1997 — 2000
J.D.
Harvard University 1992 — 1996
A.B., Social Studies
Roxbury Latin 1988 — 1992
US Securities and Exchange Commission May 2013 - Present
US Securities and Exchange Commission April 2012 - April 2013
U.S. Securities and Exchange Commission November 2007 - April 2013
Heller Ehrman August 2004 - November 2007
Piper Rudnick January 2003 - May 2004
Hill & Barlow August 2002 - December 2002
Skills
Securities Regulation, Corporate Law, Litigation, Corporate Governance, Securities Litigation, Civil Litigation
Education
Harvard Law School 1997 — 2000
J.D.
Harvard University 1992 — 1996
A.B., Social Studies
Roxbury Latin 1988 — 1992
Michael T. Borgia's US Securities and Exchange Commission Experience 2010 - 2010
Job Associate at Jenner & Block
Industry Law Practice
Experience
Jenner & Block October 2012 - Present
United States District Court, Eastern District of Pennsylvania September 2011 - September 2012
U.S. Department of Housing and Urban Development August 2010 - September 2011
U.S. Securities and Exchange Commission 2010 - 2010
Epic Systems July 2005 - July 2007
Skills
Legal Writing, Legal Research, Litigation, Civil Litigation, Commercial Litigation, Westlaw, Courts, Intellectual Property, Trials, Corporate Law, International Law, Appeals, Corporate Governance, Copyright Law, Public Policy, Legal Assistance, Criminal Law, Employment Law, Class Actions, Licensing, Privacy Law, Consumer Protection
Education
Harvard Law School 2007 — 2010
Juris Doctor, law
University of Notre Dame 2001 — 2005
B.A., English, philosophy
Boston College High School
Jenner & Block October 2012 - Present
United States District Court, Eastern District of Pennsylvania September 2011 - September 2012
U.S. Department of Housing and Urban Development August 2010 - September 2011
U.S. Securities and Exchange Commission 2010 - 2010
Epic Systems July 2005 - July 2007
Skills
Legal Writing, Legal Research, Litigation, Civil Litigation, Commercial Litigation, Westlaw, Courts, Intellectual Property, Trials, Corporate Law, International Law, Appeals, Corporate Governance, Copyright Law, Public Policy, Legal Assistance, Criminal Law, Employment Law, Class Actions, Licensing, Privacy Law, Consumer Protection
Education
Harvard Law School 2007 — 2010
Juris Doctor, law
University of Notre Dame 2001 — 2005
B.A., English, philosophy
Boston College High School
David Sieradzki's US Securities and Exchange Commission Experience 1996 - 2001
Job Partner at Bracewell & Giuliani LLP
Industry Law Practice
Experience
Bracewell & Giuliani LLP November 2010 - Present
Milbank Tweed Hadley & McCloy LLP September 2003 - November 2010
U.S. Securities and Exchange Commission 1996 - 2001
Skills
Securities Regulation, Corporate Law, Securities, Corporate Governance, Securities Litigation, Legal Research, Capital Markets, Litigation, Banking Law, Commercial Litigation, SEC
Education
New York Law School 1992 — 1995
JD
Hofstra University 1990 — 1991
BBA, Banking and Finance
University of Massachusetts, Amherst 1987 — 1990
none, Finance
Bracewell & Giuliani LLP November 2010 - Present
Milbank Tweed Hadley & McCloy LLP September 2003 - November 2010
U.S. Securities and Exchange Commission 1996 - 2001
Skills
Securities Regulation, Corporate Law, Securities, Corporate Governance, Securities Litigation, Legal Research, Capital Markets, Litigation, Banking Law, Commercial Litigation, SEC
Education
New York Law School 1992 — 1995
JD
Hofstra University 1990 — 1991
BBA, Banking and Finance
University of Massachusetts, Amherst 1987 — 1990
none, Finance
Lawrence Parrish's US Securities and Exchange Commission Experience June 1994 - Present
Job Senior Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission June 1994 - Present
US Securities and Exchange Commission 1994 - Present
Federal Election Commission 1990 - 1994
Pennsylvania, Department of State, Bureau of Professional and Occupational Affairs August 1988 - August 1990
Skills
Litigation, Securities Regulation, Securities, Securities Litigation, Legal Research, Legal Writing, Civil Litigation, Commercial Litigation, Corporate Governance, Arbitration, Bankruptcy, Mediation, Intellectual Property, Appeals, Employment Law, Corporate Law, Courts, Trials
Education
Howard University School of Law 1984 — 1987
University of Pittsburgh 1977 — 1982
BA, Political Science, Administration of Justice
U.S. Securities and Exchange Commission June 1994 - Present
US Securities and Exchange Commission 1994 - Present
Federal Election Commission 1990 - 1994
Pennsylvania, Department of State, Bureau of Professional and Occupational Affairs August 1988 - August 1990
Skills
Litigation, Securities Regulation, Securities, Securities Litigation, Legal Research, Legal Writing, Civil Litigation, Commercial Litigation, Corporate Governance, Arbitration, Bankruptcy, Mediation, Intellectual Property, Appeals, Employment Law, Corporate Law, Courts, Trials
Education
Howard University School of Law 1984 — 1987
University of Pittsburgh 1977 — 1982
BA, Political Science, Administration of Justice
Derek Bentsen's US Securities and Exchange Commission Experience May 2014 - Present
Job Assistant Chief Litigation Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission May 2014 - Present
Kirkland & Ellis LLP April 2011 - May 2014
U.S. Department of Justice April 2008 - April 2011
Kirkland & Ellis LLP September 2005 - April 2008
U.S. Court of Appeals for the Eighth Circuit August 2004 - August 2005
Irell & Manella 2003 - 2003
Skills
White Collar Criminal..., Litigation, Trial Practice, Commercial Litigation, Civil Litigation, Legal Research, Trials, Class Actions
Education
King's College London, U. of London 2009 — 2011
PG Dip., War Studies
University of Virginia School of Law 2001 — 2004
JD
University of Washington 1997 — 2001
BS & BA, Economics; Applied & Computational Mathematical Sciences; Political Science
Interlake
U.S. Securities and Exchange Commission May 2014 - Present
Kirkland & Ellis LLP April 2011 - May 2014
U.S. Department of Justice April 2008 - April 2011
Kirkland & Ellis LLP September 2005 - April 2008
U.S. Court of Appeals for the Eighth Circuit August 2004 - August 2005
Irell & Manella 2003 - 2003
Skills
White Collar Criminal..., Litigation, Trial Practice, Commercial Litigation, Civil Litigation, Legal Research, Trials, Class Actions
Education
King's College London, U. of London 2009 — 2011
PG Dip., War Studies
University of Virginia School of Law 2001 — 2004
JD
University of Washington 1997 — 2001
BS & BA, Economics; Applied & Computational Mathematical Sciences; Political Science
Interlake
James August Cappoli's US Securities and Exchange Commission Experience February 2014 - Present
Job Assistant General Counsel (Enforcement)
Industry Financial Services
Experience
U.S. Securities and Exchange Commission February 2014 - Present
U.S. Securities and Exchange Commission August 2012 - Present
U.S. Securities and Exchange Commission December 2007 - August 2012
U.S. Securities and Exchange Commission 2010 - September 2011
U.S. Securities and Exchange Commission 2007 - 2010
Massachusetts Attorney General 2007 - 2007
Secretary of the Commonwealth of Massachusetts 2004 - 2007
NASAA 2004 - 2007
U.S. Court of Appeals for the First Circuit 2002 - 2003
Massachusetts State Senate 2002 - 2002
Education
Indiana University Bloomington
Bachelor of Science, Business
Northeastern University School of Law
Juris Doctor, Law
U.S. Securities and Exchange Commission February 2014 - Present
U.S. Securities and Exchange Commission August 2012 - Present
U.S. Securities and Exchange Commission December 2007 - August 2012
U.S. Securities and Exchange Commission 2010 - September 2011
U.S. Securities and Exchange Commission 2007 - 2010
Massachusetts Attorney General 2007 - 2007
Secretary of the Commonwealth of Massachusetts 2004 - 2007
NASAA 2004 - 2007
U.S. Court of Appeals for the First Circuit 2002 - 2003
Massachusetts State Senate 2002 - 2002
Education
Indiana University Bloomington
Bachelor of Science, Business
Northeastern University School of Law
Juris Doctor, Law
Kelli Polyak Byrne's US Securities and Exchange Commission Experience February 2004 - Present
Job Staff Accountant at U.S. Securities and Exchange Commission
Industry Financial Services
Experience
U.S. Securities and Exchange Commission February 2004 - Present
Bryn Mawr Capital Management, Inc. 1997 - 2004
Skills
Financial Analysis, Investments, Financial Services, Portfolio Management, SEC, Hedge Funds, Alternative Investments, Securities, Derivatives, Investor Relations, Mutual Funds
Education
La Salle University 1998 — 2000
Master of Business Administration (M.B.A.)
Western Washington University 1989 — 1994
Bachelor's Degree
U.S. Securities and Exchange Commission February 2004 - Present
Bryn Mawr Capital Management, Inc. 1997 - 2004
Skills
Financial Analysis, Investments, Financial Services, Portfolio Management, SEC, Hedge Funds, Alternative Investments, Securities, Derivatives, Investor Relations, Mutual Funds
Education
La Salle University 1998 — 2000
Master of Business Administration (M.B.A.)
Western Washington University 1989 — 1994
Bachelor's Degree
Stephen Woolsey's US Securities and Exchange Commission Experience August 2015 - Present
Job 3L Legal Intern at S.E.C.
Industry Law Practice
Experience
U.S. Securities and Exchange Commission August 2015 - Present
HealthTrio, LLC August 2014 - August 2015
Rocky Mountain Victim Law Center January 2015 - April 2015
Nationwide Insurance May 2014 - August 2014
Law Office of Joseph G. Hodges, Jr. October 2013 - May 2014
Ingram Micro August 2010 - July 2013
Education
University of Denver - Sturm College of Law 2013 — 2016
Juris Doctor, Law
Houghton College 2004 — 2008
BS, Business Administration, Management & Marketing
U.S. Securities and Exchange Commission August 2015 - Present
HealthTrio, LLC August 2014 - August 2015
Rocky Mountain Victim Law Center January 2015 - April 2015
Nationwide Insurance May 2014 - August 2014
Law Office of Joseph G. Hodges, Jr. October 2013 - May 2014
Ingram Micro August 2010 - July 2013
Education
University of Denver - Sturm College of Law 2013 — 2016
Juris Doctor, Law
Houghton College 2004 — 2008
BS, Business Administration, Management & Marketing
Stephen Patrick Glascoe's US Securities and Exchange Commission Experience September 2013 - Present
Job Senior Market Surveillance Specialist Center for Risk and Quantitative Analytics (CRQA)
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission September 2013 - Present
U.S. Securities and Exchange Commission July 2000 - September 2013
Deutsche Bank Alex. Brown Inc. May 1992 - September 1998
NASD/FINRA January 1985 - December 1991
Merrill Lynch, Pierce, Fenner & Smith, Inc. September 1982 - January 1985
Skills
Risk Management, Securities, Surveillance, Capital Markets, Public Speaking, Fraud, Business Strategy, Securities Regulation, PowerPoint, Strategic Planning, Nonprofits, Investments, Microsoft Excel, Customer Service, FINRA, Hedge Funds, Financial Regulation, Corporate Governance, Legal Research
Education
Hampton University 1978 — 1982
B.S., Business - Marketing
Baltimore Polytechnic Institute 1975 — 1978
Mathematics, Science and Engineering.
U.S. Securities and Exchange Commission September 2013 - Present
U.S. Securities and Exchange Commission July 2000 - September 2013
Deutsche Bank Alex. Brown Inc. May 1992 - September 1998
NASD/FINRA January 1985 - December 1991
Merrill Lynch, Pierce, Fenner & Smith, Inc. September 1982 - January 1985
Skills
Risk Management, Securities, Surveillance, Capital Markets, Public Speaking, Fraud, Business Strategy, Securities Regulation, PowerPoint, Strategic Planning, Nonprofits, Investments, Microsoft Excel, Customer Service, FINRA, Hedge Funds, Financial Regulation, Corporate Governance, Legal Research
Education
Hampton University 1978 — 1982
B.S., Business - Marketing
Baltimore Polytechnic Institute 1975 — 1978
Mathematics, Science and Engineering.
Kimberly Hall, PMP's US Securities and Exchange Commission Experience July 2015 - Present
Job Assistant Director, Office of Information Technology at U.S. Securities and Exchange Commission
Industry Government Relations
Experience
U.S. Securities and Exchange Commission July 2015 - Present
U.S. Securities & Exchange Commission November 2013 - July 2015
Internal Revenue Service March 2013 - November 2013
Internal Revenue Service October 2009 - March 2013
Internal Revenue Service October 2006 - October 2009
Fannie Mae October 2005 - October 2006
Accenture June 1998 - September 2005
Skills
Program Management, SDLC, Integration, Requirements Gathering, Software Development, Business Development, Management, Leadership, Analysis, Budgets, CRM, Consulting, Government, Microsoft Office, PMP, Process Improvement, Project Management, Public Speaking, Strategic Planning, Team Building, Training
Education
Hampton University 1993 — 1998
Bachelor's of Science, Computer Science
U.S. Securities and Exchange Commission July 2015 - Present
U.S. Securities & Exchange Commission November 2013 - July 2015
Internal Revenue Service March 2013 - November 2013
Internal Revenue Service October 2009 - March 2013
Internal Revenue Service October 2006 - October 2009
Fannie Mae October 2005 - October 2006
Accenture June 1998 - September 2005
Skills
Program Management, SDLC, Integration, Requirements Gathering, Software Development, Business Development, Management, Leadership, Analysis, Budgets, CRM, Consulting, Government, Microsoft Office, PMP, Process Improvement, Project Management, Public Speaking, Strategic Planning, Team Building, Training
Education
Hampton University 1993 — 1998
Bachelor's of Science, Computer Science
John Mrakovcic's US Securities and Exchange Commission Experience 1997 - 2001
Job Compliance Officer TIAACREF
Industry Financial Services
Experience
TIAA-CREF 2008 - Present
AIG Investments 2002 - 2008
U.S. Securities and Exchange Commission 1997 - 2001
Skills
Equities, Securities, Asset Management, Hedge Funds, Mutual Funds, FINRA, Fixed Income, Series 7, AML, Securities Regulation
Education
Hofstra University 1993 — 1997
Bachelor's Degree, Accounting
TIAA-CREF 2008 - Present
AIG Investments 2002 - 2008
U.S. Securities and Exchange Commission 1997 - 2001
Skills
Equities, Securities, Asset Management, Hedge Funds, Mutual Funds, FINRA, Fixed Income, Series 7, AML, Securities Regulation
Education
Hofstra University 1993 — 1997
Bachelor's Degree, Accounting
Jayanthi Bhagavathula's US Securities and Exchange Commission Experience May 2010 - January 2011
Job FocalPoint Certified Business Coach Work with business owners overcome challenges with Time, Team, Revenue and Exit.
Industry Education Management
Experience
AZ Executive Business Coaching, LLC January 2015 - Present
American Realty Capital Properties August 2011 - April 2015
HedgeFundLive.com September 2010 - May 2011
U.S. Securities and Exchange Commission May 2010 - January 2011
Dialogic October 2006 - 2009
Intel January 2000 - October 2006
Dialogic September 1998 - December 1999
Skills
Financial Modeling, C++, Finance, Analysis, Portfolio Management, Matlab, RTOS, Quantitative Analytics, R, ClearCase, Options, Hedge Funds, Microsoft Excel, MS Excel Pivot Tables, Integration, Software Engineering, Management, Software Development, Strategy, Cross-functional Team..., Testing, Strategic Planning, C, Leadership
Education
Rutgers, The State University of New Jersey-Newark 2009 — 2013
MQF, Quantitative Finance, 3.9
Wichita State University 1997 — 1998
M.S, Engineering
Jawaharlal Nehru Technological University 1990 — 1994
B.Tech, Engineering
Nasr School 1985 — 1988
high School
AZ Executive Business Coaching, LLC January 2015 - Present
American Realty Capital Properties August 2011 - April 2015
HedgeFundLive.com September 2010 - May 2011
U.S. Securities and Exchange Commission May 2010 - January 2011
Dialogic October 2006 - 2009
Intel January 2000 - October 2006
Dialogic September 1998 - December 1999
Skills
Financial Modeling, C++, Finance, Analysis, Portfolio Management, Matlab, RTOS, Quantitative Analytics, R, ClearCase, Options, Hedge Funds, Microsoft Excel, MS Excel Pivot Tables, Integration, Software Engineering, Management, Software Development, Strategy, Cross-functional Team..., Testing, Strategic Planning, C, Leadership
Education
Rutgers, The State University of New Jersey-Newark 2009 — 2013
MQF, Quantitative Finance, 3.9
Wichita State University 1997 — 1998
M.S, Engineering
Jawaharlal Nehru Technological University 1990 — 1994
B.Tech, Engineering
Nasr School 1985 — 1988
high School
John Komoroske's US Securities and Exchange Commission Experience 1985 - 1988
Job VP at FINRA
Industry Financial Services
Experience
Financial Industry Regulatory Authority (FINRA), formerly NASD 2008 - 2014
City of Alexandria, Virginia 1991 - 2014
Financial Industry Regulatory Authority (FINRA) 2006 - 2008
National Association of Securities Dealers (NASD) 2001 - 2007
NASD 1988 - 2001
U.S. Securities and Exchange Commission 1985 - 1988
U.S. Securities and Exchange Commission 1982 - 1985
Office of Management & Budget, Executive Office of the President 1976 - 1982
US Attorney's Office, Eastern District of Virginia June 1981 - September 1981
Common Council, City of Bloomington IN 1975 - 1976
Skills
Securities Regulation, Legislative Relations, Public Speaking, Legislative Testimony, FINRA, Management, Securities, Budgets, Policy, Analysis, Investment Advisers Act, Investment Company Act
Education
Indiana University Bloomington 1972 — 1975
Master of Public Administration (M.P.A.), School of Public and Environmental Affairs
Indiana University Bloomington 1971 — 1974
Doctor of Law (JD), cum laude, School of Law
Union College 1967 — 1971
Bachelor of Arts (B.A.), cum laude, Political Science and Chinese
Financial Industry Regulatory Authority (FINRA), formerly NASD 2008 - 2014
City of Alexandria, Virginia 1991 - 2014
Financial Industry Regulatory Authority (FINRA) 2006 - 2008
National Association of Securities Dealers (NASD) 2001 - 2007
NASD 1988 - 2001
U.S. Securities and Exchange Commission 1985 - 1988
U.S. Securities and Exchange Commission 1982 - 1985
Office of Management & Budget, Executive Office of the President 1976 - 1982
US Attorney's Office, Eastern District of Virginia June 1981 - September 1981
Common Council, City of Bloomington IN 1975 - 1976
Skills
Securities Regulation, Legislative Relations, Public Speaking, Legislative Testimony, FINRA, Management, Securities, Budgets, Policy, Analysis, Investment Advisers Act, Investment Company Act
Education
Indiana University Bloomington 1972 — 1975
Master of Public Administration (M.P.A.), School of Public and Environmental Affairs
Indiana University Bloomington 1971 — 1974
Doctor of Law (JD), cum laude, School of Law
Union College 1967 — 1971
Bachelor of Arts (B.A.), cum laude, Political Science and Chinese
Carl Hoecker's US Securities and Exchange Commission Experience February 2013 - Present
Job Inspector General at US Securities and Exchange Commission
Industry Government Administration
Experience
U.S. Securities and Exchange Commission February 2013 - Present
U.S. Capitol Police July 2006 - February 2013
Office Of Inspector General, U.S. Treasury Department 1995 - June 2006
Army Criminal Investigations Command 1985 - 1992
U.S. Army 1976 - 1982
Skills
Certified Fraud Examiner, Forensic Accounting, Government, Ethics, Homeland Security, Fraud, Security Clearance, Criminal Investigations, CPA, Enforcement, Policy, Risk Assessment, Internal Investigations, FCPA, Compliance, Law Enforcement, External Audit, Internal Audit, Internal Controls, Fraud Investigations, Auditing, Procurement, Government Contracting, Risk Management, Emergency Management, National Security, IT Audit, Crisis Management, Enterprise Risk..., Counterterrorism
Education
University of Southern California 1986 — 1988
Master's, Systems Management
Governors State University 1982 — 1985
BA, Business Administration
U.S. Securities and Exchange Commission February 2013 - Present
U.S. Capitol Police July 2006 - February 2013
Office Of Inspector General, U.S. Treasury Department 1995 - June 2006
Army Criminal Investigations Command 1985 - 1992
U.S. Army 1976 - 1982
Skills
Certified Fraud Examiner, Forensic Accounting, Government, Ethics, Homeland Security, Fraud, Security Clearance, Criminal Investigations, CPA, Enforcement, Policy, Risk Assessment, Internal Investigations, FCPA, Compliance, Law Enforcement, External Audit, Internal Audit, Internal Controls, Fraud Investigations, Auditing, Procurement, Government Contracting, Risk Management, Emergency Management, National Security, IT Audit, Crisis Management, Enterprise Risk..., Counterterrorism
Education
University of Southern California 1986 — 1988
Master's, Systems Management
Governors State University 1982 — 1985
BA, Business Administration
Cheryl Nichols's US Securities and Exchange Commission Experience June 1992 - July 2004
Job associate professor at howard university school of law
Industry Law Practice
Experience
howard university school of law August 2007 - Present
University at Buffalo, School of Law, SUNY August 1996 - July 2004
U.S. Securities and Exchange Commission June 1992 - July 2004
Skills
Securities Regulation, Securities, Legal Research, International Law, Legal Writing, Corporate Law, Corporate Governance, Westlaw, Civil Litigation, Commercial Litigation, Mediation, Appeals, Arbitration, Employment Law
Education
Georgia State University College of Law 1990 — 1992
J.D., Law
University of Miami - School of Business 1980 — 1983
M.B.A., Business Administration
howard university school of law August 2007 - Present
University at Buffalo, School of Law, SUNY August 1996 - July 2004
U.S. Securities and Exchange Commission June 1992 - July 2004
Skills
Securities Regulation, Securities, Legal Research, International Law, Legal Writing, Corporate Law, Corporate Governance, Westlaw, Civil Litigation, Commercial Litigation, Mediation, Appeals, Arbitration, Employment Law
Education
Georgia State University College of Law 1990 — 1992
J.D., Law
University of Miami - School of Business 1980 — 1983
M.B.A., Business Administration
David W. Butler, Jr.'s US Securities and Exchange Commission Experience December 2014 - Present
Job Administrative Officer and Contracting Officers Representative at U.S. Securities and Exchange Commission
Industry Legal Services
Experience
U.S. Securities and Exchange Commission December 2014 - Present
US Securities and Exchange Commission March 2013 - December 2014
Stradley Ronon January 2009 - March 2013
Stradley Ronon January 2007 - January 2009
Dechert LLP August 2006 - January 2007
Skills
Westlaw, Legal Research, Litigation, Legal Writing, Litigation Support, Trials, Document Review, Courts, Legal Assistance, Lexis, Pleadings, Securities Regulation, Team Management, Human Resources, Performance Management, Professional..., Financial Regulation, SEC filings, Securities Litigation, Securities Fraud, Project Management, Project Planning, Paralegals, CaseMap
Education
Holy Family University 2002 — 2006
Bachelor of Arts (B.A.), History and Political Science
North Penn High School 1999 — 2002
High School Diploma
U.S. Securities and Exchange Commission December 2014 - Present
US Securities and Exchange Commission March 2013 - December 2014
Stradley Ronon January 2009 - March 2013
Stradley Ronon January 2007 - January 2009
Dechert LLP August 2006 - January 2007
Skills
Westlaw, Legal Research, Litigation, Legal Writing, Litigation Support, Trials, Document Review, Courts, Legal Assistance, Lexis, Pleadings, Securities Regulation, Team Management, Human Resources, Performance Management, Professional..., Financial Regulation, SEC filings, Securities Litigation, Securities Fraud, Project Management, Project Planning, Paralegals, CaseMap
Education
Holy Family University 2002 — 2006
Bachelor of Arts (B.A.), History and Political Science
North Penn High School 1999 — 2002
High School Diploma
Cristin Fair's US Securities and Exchange Commission Experience February 2010 - April 2012
Job Owner, Fair Consulting Group LLC
Industry Government Administration
Experience
Fair Consulting Group, LLC May 2012 - Present
Deep Water Point 2012 - Present
US Securities and Exchange Commission February 2010 - April 2012
U.S. Securities and Exchange Commission 2008 - 2010
US Department of Homeland Security 2006 - 2008
CBP, DHS 2002 - 2006
Education
National-Louis University 1994 — 1996
MS, Management
The Johns Hopkins University 1984 — 1986
MS, Science and Tech for Educators
Hartwick College 1975 — 1979
BS, Environmental Science and Outdoor education
Fair Consulting Group, LLC May 2012 - Present
Deep Water Point 2012 - Present
US Securities and Exchange Commission February 2010 - April 2012
U.S. Securities and Exchange Commission 2008 - 2010
US Department of Homeland Security 2006 - 2008
CBP, DHS 2002 - 2006
Education
National-Louis University 1994 — 1996
MS, Management
The Johns Hopkins University 1984 — 1986
MS, Science and Tech for Educators
Hartwick College 1975 — 1979
BS, Environmental Science and Outdoor education
Lori Rutkowski's US Securities and Exchange Commission Experience May 2013 - Present
Job at
Industry Financial Services
Experience
U.S. Securities and Exchange Commission May 2013 - Present
HSBC Securities August 2012 - April 2013
Morgan Stanley May 2006 - August 2012
New York Stock Exchange July 1997 - May 2006
Education
Hofstra University 1989 — 1993
BBA, Accounting
U.S. Securities and Exchange Commission May 2013 - Present
HSBC Securities August 2012 - April 2013
Morgan Stanley May 2006 - August 2012
New York Stock Exchange July 1997 - May 2006
Education
Hofstra University 1989 — 1993
BBA, Accounting
Kenneth W. Adams, CPA, CTP's US Securities and Exchange Commission Experience January 2015 - Present
Job Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission January 2015 - Present
U.S. Army May 2014 - December 2014
U. S. Army August 2012 - May 2014
Mountain Commerce Bank May 2010 - August 2012
Mountain Commerce Bank 2006 - 2010
SunTrust Bank 1992 - 2006
Education
Middle Tennessee State University
MBA, Finance
Haslam College of Business at the University of Tennessee
BS, Accounting
U.S. Securities and Exchange Commission January 2015 - Present
U.S. Army May 2014 - December 2014
U. S. Army August 2012 - May 2014
Mountain Commerce Bank May 2010 - August 2012
Mountain Commerce Bank 2006 - 2010
SunTrust Bank 1992 - 2006
Education
Middle Tennessee State University
MBA, Finance
Haslam College of Business at the University of Tennessee
BS, Accounting
Richard M. Addison, RCA's US Securities and Exchange Commission Experience September 2005 - October 2006
Job Litigation Support Analyst at Finnegan Henderson
Industry Information Technology and Services
Experience
Finnegan, Henderson, Farabow, Garrett & Dunner, LLP October 2006 - Present
U.S. Securities and Exchange Commission September 2005 - October 2006
U.S. Securities and Exchange Commission May 2005 - September 2005
Sidley Austin LLP December 2004 - May 2005
Kastle Systems May 2003 - September 2004
Maury Elementary School June 2004 - August 2004
Michael Baker Corporation January 2004 - May 2004
Howard University January 2000 - April 2003
Agilent Technologies May 2000 - August 2000
Skills
Litigation Support, Document Review, IPRO, Litigation, Legal Assistance, Relativity, Intellectual Property, LiveNote, Summation iBlaze, CaseMap, ESI, Document Management, iConect, EDRMS, Patent Litigation, Contract Negotiation, Access, Patent Prosecution, Trials
Education
Howard University
B.S, Systems and Computer Science
Finnegan, Henderson, Farabow, Garrett & Dunner, LLP October 2006 - Present
U.S. Securities and Exchange Commission September 2005 - October 2006
U.S. Securities and Exchange Commission May 2005 - September 2005
Sidley Austin LLP December 2004 - May 2005
Kastle Systems May 2003 - September 2004
Maury Elementary School June 2004 - August 2004
Michael Baker Corporation January 2004 - May 2004
Howard University January 2000 - April 2003
Agilent Technologies May 2000 - August 2000
Skills
Litigation Support, Document Review, IPRO, Litigation, Legal Assistance, Relativity, Intellectual Property, LiveNote, Summation iBlaze, CaseMap, ESI, Document Management, iConect, EDRMS, Patent Litigation, Contract Negotiation, Access, Patent Prosecution, Trials
Education
Howard University
B.S, Systems and Computer Science
Robert Bagnall's US Securities and Exchange Commission Experience September 2014 - Present
Job Securities Regulatory Lawyer
Industry Legal Services
Experience
U.S. Securities and Exchange Commission September 2014 - Present
US Securities and Exchange Commission September 2010 - September 2014
WilmerHale 1996 - 2010
Georgetown University Law Center 2000 - 2003
US Securities and Exchange Commission 1991 - 1996
K&L Gates 1987 - 1991
Skills
Investments, Securities Regulation, Litigation, Corporate Governance, Analysis, Policy Analysis, Corporate Law, Securities, Civil Litigation, Government, Mergers & Acquisitions, Legal Research, Legal Writing, Due Diligence, Investment Management, Commercial Litigation
Education
Harvard Law School
JD, Law
Phillips Academy, Andover
Yale
BA, Classics
U.S. Securities and Exchange Commission September 2014 - Present
US Securities and Exchange Commission September 2010 - September 2014
WilmerHale 1996 - 2010
Georgetown University Law Center 2000 - 2003
US Securities and Exchange Commission 1991 - 1996
K&L Gates 1987 - 1991
Skills
Investments, Securities Regulation, Litigation, Corporate Governance, Analysis, Policy Analysis, Corporate Law, Securities, Civil Litigation, Government, Mergers & Acquisitions, Legal Research, Legal Writing, Due Diligence, Investment Management, Commercial Litigation
Education
Harvard Law School
JD, Law
Phillips Academy, Andover
Yale
BA, Classics
Nancy Morris's US Securities and Exchange Commission Experience 2006 - 2008
Job Chief Compliance Officer at Wellington Management
Industry Financial Services
Experience
Wellington Management April 2012 - Present
Allianz Global Investors May 2008 - March 2012
U.S. Securities and Exchange Commission 2006 - 2008
US Securities and Exchange Commission 2004 - 2006
T Rowe Price 1994 - 2004
Fidelity Investments 1992 - 1994
U.S. Securities and Exchange Commission 1985 - 1992
Sutherland, Asbill & Brennan 1983 - 1985
Education
University of Idaho 2000 — 2003
JD, Law
Hartwick College 1970 — 1974
BA, Sociology and Ethics
Wellington Management April 2012 - Present
Allianz Global Investors May 2008 - March 2012
U.S. Securities and Exchange Commission 2006 - 2008
US Securities and Exchange Commission 2004 - 2006
T Rowe Price 1994 - 2004
Fidelity Investments 1992 - 1994
U.S. Securities and Exchange Commission 1985 - 1992
Sutherland, Asbill & Brennan 1983 - 1985
Education
University of Idaho 2000 — 2003
JD, Law
Hartwick College 1970 — 1974
BA, Sociology and Ethics
Marisa Lago's US Securities and Exchange Commission Experience February 1997 - May 2001
Job Assistant Secretary for International Markets & Development at U.S. Department of the Treasury
Industry Government Administration
Experience
U.S. Department of the Treasury February 2010 - Present
Empire State Development Corporation September 2008 - June 2009
Citigroup Markets and Banking April 2003 - August 2008
U.S. Securities and Exchange Commission February 1997 - May 2001
City of Boston February 1994 - January 1997
City of Boston February 1994 - January 1997
New York City Economic Development Corporation September 1990 - September 1994
Education
Harvard Law School
J.D. cum laude, Law
The Cooper Union for the Advancement of Science and Art
B.S., Physics
U.S. Department of the Treasury February 2010 - Present
Empire State Development Corporation September 2008 - June 2009
Citigroup Markets and Banking April 2003 - August 2008
U.S. Securities and Exchange Commission February 1997 - May 2001
City of Boston February 1994 - January 1997
City of Boston February 1994 - January 1997
New York City Economic Development Corporation September 1990 - September 1994
Education
Harvard Law School
J.D. cum laude, Law
The Cooper Union for the Advancement of Science and Art
B.S., Physics
Nadia Suter's US Securities and Exchange Commission Experience September 2010 - December 2010
Job Associate at Goldman Sachs
Industry Law Practice
Experience
Goldman Sachs October 2014 - Present
Financial Industry Regulatory Authority (FINRA) May 2011 - October 2014
FINRA Sponsored Investor Education & Justice Clinic January 2011 - May 2011
U.S. Securities and Exchange Commission September 2010 - December 2010
Federal Energy Regulatory Commission May 2010 - July 2010
Merrill Lynch April 2006 - May 2008
D'Amato & Lynch May 2004 - April 2006
Charles Juntikka & Associates May 2003 - July 2003
Law Offices of Richard J. Katz August 2002 - April 2003
Davis Wright Tremaine LLP December 1999 - April 2002
Skills
Compliance, Securities Regulation, Financial Regulation
Education
Howard University School of Law 2008 — 2011
J.D.
New York University 2000 — 2004
B.A., Politics and Journalism
Stuyvesant High School 1996 — 2000
Goldman Sachs October 2014 - Present
Financial Industry Regulatory Authority (FINRA) May 2011 - October 2014
FINRA Sponsored Investor Education & Justice Clinic January 2011 - May 2011
U.S. Securities and Exchange Commission September 2010 - December 2010
Federal Energy Regulatory Commission May 2010 - July 2010
Merrill Lynch April 2006 - May 2008
D'Amato & Lynch May 2004 - April 2006
Charles Juntikka & Associates May 2003 - July 2003
Law Offices of Richard J. Katz August 2002 - April 2003
Davis Wright Tremaine LLP December 1999 - April 2002
Skills
Compliance, Securities Regulation, Financial Regulation
Education
Howard University School of Law 2008 — 2011
J.D.
New York University 2000 — 2004
B.A., Politics and Journalism
Stuyvesant High School 1996 — 2000
Joni Hiramoto's US Securities and Exchange Commission Experience 1992 - 1998
Job Judge of the Superior Court
Industry Judiciary
Experience
Contra Costa Superior Court March 1998 - Present
Berkeley School of Law, U.C. Berkeley September 2012 - Present
U.S. Securities and Exchange Commission 1992 - 1998
Bingham McCutchen (formerly McCutchen Doyle et al) September 1987 - 1992
Skills
Litigation, Courts, Enforcement, Juvenile Law, Legal Research, Civil Litigation, Legal Writing, Mediation, Motions, Corporate Law, Hearings, Commercial Litigation, Private Investigations
Education
University of California, Berkeley - School of Law 1984 — 1987
J.D.
Harvard University 1979 — 1983
A.B., East Asian Studies, Japan, magna cum laude
Contra Costa Superior Court March 1998 - Present
Berkeley School of Law, U.C. Berkeley September 2012 - Present
U.S. Securities and Exchange Commission 1992 - 1998
Bingham McCutchen (formerly McCutchen Doyle et al) September 1987 - 1992
Skills
Litigation, Courts, Enforcement, Juvenile Law, Legal Research, Civil Litigation, Legal Writing, Mediation, Motions, Corporate Law, Hearings, Commercial Litigation, Private Investigations
Education
University of California, Berkeley - School of Law 1984 — 1987
J.D.
Harvard University 1979 — 1983
A.B., East Asian Studies, Japan, magna cum laude
L. Allison Charley's US Securities and Exchange Commission Experience 2015 - Present
Job Compliance Executive for RIAs, BDs and Private Funds
Industry Financial Services
Experience
U.S. Securities and Exchange Commission 2015 - Present
MIP Global, Inc. 2013 - 2015
Financial Industry Technical Services 2008 - 2015
Charley Compliance Consulting 2008 - 2015
Rydex Investments 2006 - 2008
Chevy Chase Financial Services 2005 - 2006
Capital Financial Group/H.Beck 2002 - 2005
Various Firms 2000 - 2002
Skills
Financial Services, Mutual Funds, FINRA, Securities, Hedge Funds, AML, Investments, Series 7, Fixed Income, Equities, Asset Management, ETFs, Series 24, USA PATRIOT Act, Compliance, Alternative Investments, Investment Advisory, SEC, Bank Secrecy Act, Risk Management, Project Management, Due Diligence, Derivatives, Investment Management, Trading, Separately Managed..., Insurance, Investment Strategies, Uniform Combined State..., Regulatory Reporting, Operational Efficiency, Securities Regulation, Securities Arbitration, Growth Initiatives, Licensing, Asset Managment, Managed Futures, Fixed Annuities, Closed-end Funds, Structured Products, Wealth Management, Commodity, Financial Advisory, OFAC, Broker-Dealer, Code of Ethics, KYC, Investment Advisers Act, Investment Company Act, Swaps
Education
Hollins University 1994 — 1998
B.A.
U.S. Securities and Exchange Commission 2015 - Present
MIP Global, Inc. 2013 - 2015
Financial Industry Technical Services 2008 - 2015
Charley Compliance Consulting 2008 - 2015
Rydex Investments 2006 - 2008
Chevy Chase Financial Services 2005 - 2006
Capital Financial Group/H.Beck 2002 - 2005
Various Firms 2000 - 2002
Skills
Financial Services, Mutual Funds, FINRA, Securities, Hedge Funds, AML, Investments, Series 7, Fixed Income, Equities, Asset Management, ETFs, Series 24, USA PATRIOT Act, Compliance, Alternative Investments, Investment Advisory, SEC, Bank Secrecy Act, Risk Management, Project Management, Due Diligence, Derivatives, Investment Management, Trading, Separately Managed..., Insurance, Investment Strategies, Uniform Combined State..., Regulatory Reporting, Operational Efficiency, Securities Regulation, Securities Arbitration, Growth Initiatives, Licensing, Asset Managment, Managed Futures, Fixed Annuities, Closed-end Funds, Structured Products, Wealth Management, Commodity, Financial Advisory, OFAC, Broker-Dealer, Code of Ethics, KYC, Investment Advisers Act, Investment Company Act, Swaps
Education
Hollins University 1994 — 1998
B.A.
Kisa Ruiz's US Securities and Exchange Commission Experience April 2014 - Present
Job Legal Contractor at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission April 2014 - Present
Law Counsel Professional Staffing November 2013 - April 2014
Winston & Strawn LLP December 2012 - November 2013
Update Legal September 2011 - December 2012
Excelerate Discovery (Now TrustPoint International) January 2012 - September 2012
Gardner & Rans P.C. June 2010 - August 2011
Allen Superior Court August 2009 - May 2010
Education
Indiana University School of Law—Bloomington 2006 — 2009
Juris Doctorate, Law
Syracuse University 2003 — 2006
Bachelor of Science (BS), Social Work
U.S. Securities and Exchange Commission April 2014 - Present
Law Counsel Professional Staffing November 2013 - April 2014
Winston & Strawn LLP December 2012 - November 2013
Update Legal September 2011 - December 2012
Excelerate Discovery (Now TrustPoint International) January 2012 - September 2012
Gardner & Rans P.C. June 2010 - August 2011
Allen Superior Court August 2009 - May 2010
Education
Indiana University School of Law—Bloomington 2006 — 2009
Juris Doctorate, Law
Syracuse University 2003 — 2006
Bachelor of Science (BS), Social Work
John Ramsey III's US Securities and Exchange Commission Experience June 2015 - Present
Job Contract Specialist at U.S. Securities and Exchange Commission
Industry Government Administration
Experience
U.S. Securities and Exchange Commission June 2015 - Present
U.S. Department of Education August 2014 - June 2015
U.S. Department of Education December 2009 - July 2014
U.S. Department of the Navy July 2009 - December 2009
Booz Allen Hamilton March 2007 - July 2009
ARTI/DARPA February 2006 - March 2007
Skills
Program Management, Security Clearance, Military, Managerial Finance, Proposal Writing, Government Contracting, Training, DoD, Government Procurement, FAR, Federal Government, Contract Management, Government, Policy, Leadership, Budgets, Analysis, Defense, Leadership Development
Education
Indiana University Bloomington 2001 — 2005
BSPA, Management
U.S. Securities and Exchange Commission June 2015 - Present
U.S. Department of Education August 2014 - June 2015
U.S. Department of Education December 2009 - July 2014
U.S. Department of the Navy July 2009 - December 2009
Booz Allen Hamilton March 2007 - July 2009
ARTI/DARPA February 2006 - March 2007
Skills
Program Management, Security Clearance, Military, Managerial Finance, Proposal Writing, Government Contracting, Training, DoD, Government Procurement, FAR, Federal Government, Contract Management, Government, Policy, Leadership, Budgets, Analysis, Defense, Leadership Development
Education
Indiana University Bloomington 2001 — 2005
BSPA, Management
Grant Rizvi, JD, CPA, MBA's US Securities and Exchange Commission Experience April 2014 - August 2015
Job Analyst at Federal Reserve Bank of Boston
Industry Banking
Experience
Federal Reserve Bank of Boston September 2015 - Present
U.S. Securities and Exchange Commission April 2014 - August 2015
U.S. Securities and Exchange Commission September 2013 - April 2014
Unclaimed Property Recovery & Reporting, LLC September 2012 - June 2013
Pavel Bespalko Esq. March 2011 - December 2011
Suffolk Law Investor Advocacy Clinic August 2010 - May 2011
Ritz-Carlton South Tower Condominium Association, Board of Directors September 2010 - March 2011
Gargano & Associates, P.C. May 2010 - August 2010
Division of Capital Asset Management, Office of the General Counsel August 2009 - November 2009
Commonwealth of Massachusetts May 2008 - August 2009
Skills
Legal Research, Westlaw, Litigation, Legal Writing, Arbitration, Legal Issues, Legal Compliance, Securities Regulation, FINRA, Escheatment, Risk Assessment, Corporate Law, Financial Analysis, Securities Market, Financial Audits, Securities Fraud, Forensic Accounting, Investment Vehicles, Mergers & Acquisitions
Education
Suffolk University - Sawyer School of Management 2009 — 2011
MBA, Accounting and Finance
Suffolk University Law School 2007 — 2011
Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law
Lafayette College 2002 — 2006
B.A, Philosophy (Biochemistry major from 2002 - 2005)
Federal Reserve Bank of Boston September 2015 - Present
U.S. Securities and Exchange Commission April 2014 - August 2015
U.S. Securities and Exchange Commission September 2013 - April 2014
Unclaimed Property Recovery & Reporting, LLC September 2012 - June 2013
Pavel Bespalko Esq. March 2011 - December 2011
Suffolk Law Investor Advocacy Clinic August 2010 - May 2011
Ritz-Carlton South Tower Condominium Association, Board of Directors September 2010 - March 2011
Gargano & Associates, P.C. May 2010 - August 2010
Division of Capital Asset Management, Office of the General Counsel August 2009 - November 2009
Commonwealth of Massachusetts May 2008 - August 2009
Skills
Legal Research, Westlaw, Litigation, Legal Writing, Arbitration, Legal Issues, Legal Compliance, Securities Regulation, FINRA, Escheatment, Risk Assessment, Corporate Law, Financial Analysis, Securities Market, Financial Audits, Securities Fraud, Forensic Accounting, Investment Vehicles, Mergers & Acquisitions
Education
Suffolk University - Sawyer School of Management 2009 — 2011
MBA, Accounting and Finance
Suffolk University Law School 2007 — 2011
Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law
Lafayette College 2002 — 2006
B.A, Philosophy (Biochemistry major from 2002 - 2005)
John Patrick Green's US Securities and Exchange Commission Experience January 2015 - May 2015
Job Analyst
Industry Financial Services
Experience
Financial Industry Regulatory Authority (FINRA) May 2015 - Present
U.S. Securities and Exchange Commission January 2015 - May 2015
Marval, O'Farrell & Mairal May 2014 - July 2014
Monroe County Circuit Court August 2013 - May 2014
Weitz & Luxenberg, PC May 2013 - August 2013
ARS Corporate May 2011 - July 2011
1st Source Bank May 2010 - August 2010
Hach Company June 2009 - August 2009
Ginger Valley May 2008 - August 2009
Jimmy John's August 2006 - May 2007
Skills
Microsoft Excel, Spanish, Statistics, Analytics, PowerPoint, Access, Microsoft Office, Microsoft Word, Research, Public Speaking, Data Analysis, Customer Service, Legal Writing, Management, Legal Research
Education
Indiana University School of Law—Bloomington 2012 — 2015
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Indiana University - Kelley School of Business 2008 — 2012
BA/BS, Business Economics & Public Policy, Finance, Spanish
Penn High School 2004 — 2008
GED
Financial Industry Regulatory Authority (FINRA) May 2015 - Present
U.S. Securities and Exchange Commission January 2015 - May 2015
Marval, O'Farrell & Mairal May 2014 - July 2014
Monroe County Circuit Court August 2013 - May 2014
Weitz & Luxenberg, PC May 2013 - August 2013
ARS Corporate May 2011 - July 2011
1st Source Bank May 2010 - August 2010
Hach Company June 2009 - August 2009
Ginger Valley May 2008 - August 2009
Jimmy John's August 2006 - May 2007
Skills
Microsoft Excel, Spanish, Statistics, Analytics, PowerPoint, Access, Microsoft Office, Microsoft Word, Research, Public Speaking, Data Analysis, Customer Service, Legal Writing, Management, Legal Research
Education
Indiana University School of Law—Bloomington 2012 — 2015
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Indiana University - Kelley School of Business 2008 — 2012
BA/BS, Business Economics & Public Policy, Finance, Spanish
Penn High School 2004 — 2008
GED
Alan Lenarcic's US Securities and Exchange Commission Experience June 2014 - Present
Job Quantitative Fellow at U.S. Securities and Exchange Commission
Industry Research
Experience
U.S. Securities and Exchange Commission June 2014 - Present
University of North Carolina at Chapel Hill July 2010 - Present
Harvard University May 2009 - July 2010
Harvard University February 2005 - January 2009
Harvard Management Company August 2007 - August 2008
TNS Telecom Networking Solutions Ltd July 2003 - August 2004
Education
Harvard University 2004 — 2009
PhD, Statistics
Harvard University 1999 — 2003
BA, Physics
U.S. Securities and Exchange Commission June 2014 - Present
University of North Carolina at Chapel Hill July 2010 - Present
Harvard University May 2009 - July 2010
Harvard University February 2005 - January 2009
Harvard Management Company August 2007 - August 2008
TNS Telecom Networking Solutions Ltd July 2003 - August 2004
Education
Harvard University 2004 — 2009
PhD, Statistics
Harvard University 1999 — 2003
BA, Physics
Kevin L. Vaughn's US Securities and Exchange Commission Experience April 2004 - Present
Job Associate Chief Accountant at US Securities and Exchange Commission
Industry Accounting
Experience
US Securities and Exchange Commission April 2004 - Present
U.S. Securities and Exchange Commission April 2004 - Present
KPMG September 1998 - April 2004
Appalachia Service Project May 1995 - August 1995
Skills
Accounting, Financial Reporting, SEC filings, CPA, Auditing
Education
James Madison University 1995 — 1998
BBA, Accounting
US Securities and Exchange Commission April 2004 - Present
U.S. Securities and Exchange Commission April 2004 - Present
KPMG September 1998 - April 2004
Appalachia Service Project May 1995 - August 1995
Skills
Accounting, Financial Reporting, SEC filings, CPA, Auditing
Education
James Madison University 1995 — 1998
BBA, Accounting
Rachelle Carmel's US Securities and Exchange Commission Experience August 2014 - December 2014
Job Judicial Intern to the Honorable Judge John J. Goger at Superior Court of Fulton County
Industry Financial Services
Experience
Superior Court of Fulton County May 2015 - Present
Georgia State University August 2014 - Present
Phillip C Cook Low-Income Taxpayer Clinic 2015 - 2015
Phillip C Cook Low-Income Taxpayer Clinic 2015 - 2015
U.S. Securities and Exchange Commission August 2014 - December 2014
Merrill Lynch April 2007 - July 2013
Skills
Customer Service, Marketing, Leadership, Event Planning, Sales, Public Speaking, Investments, Social Media, Microsoft Office, Finance, Legal Research, Research, Legal Writing, Community Outreach, Nonprofits, Retirement Planning, Strategic Planning
Education
Georgia State University College of Law 2013 — 2016
Juris Doctor (J.D.), Estate, Trust, Elder Law, Tax, and Business Succession Planning
Florida Culinary Institute
Scds
Scds
The University of Georgia
BA, Criminal Justice
Superior Court of Fulton County May 2015 - Present
Georgia State University August 2014 - Present
Phillip C Cook Low-Income Taxpayer Clinic 2015 - 2015
Phillip C Cook Low-Income Taxpayer Clinic 2015 - 2015
U.S. Securities and Exchange Commission August 2014 - December 2014
Merrill Lynch April 2007 - July 2013
Skills
Customer Service, Marketing, Leadership, Event Planning, Sales, Public Speaking, Investments, Social Media, Microsoft Office, Finance, Legal Research, Research, Legal Writing, Community Outreach, Nonprofits, Retirement Planning, Strategic Planning
Education
Georgia State University College of Law 2013 — 2016
Juris Doctor (J.D.), Estate, Trust, Elder Law, Tax, and Business Succession Planning
Florida Culinary Institute
Scds
Scds
The University of Georgia
BA, Criminal Justice
Y.C. Loon's US Securities and Exchange Commission Experience August 2014 - Present
Job Financial Economist at U.S. Securities and Exchange Commission
Industry Research
Experience
U.S. Securities and Exchange Commission August 2014 - Present
Binghamton University August 2007 - August 2014
Skills
Research, Higher Education, Teaching, Data Analysis, Statistics, University Teaching, Financial Modeling, Corporate Finance, Economics
Education
Georgia State University - J. Mack Robinson College of Business 2001 — 2007
Ph.D, Finance
U.S. Securities and Exchange Commission August 2014 - Present
Binghamton University August 2007 - August 2014
Skills
Research, Higher Education, Teaching, Data Analysis, Statistics, University Teaching, Financial Modeling, Corporate Finance, Economics
Education
Georgia State University - J. Mack Robinson College of Business 2001 — 2007
Ph.D, Finance
Stephen Damato's US Securities and Exchange Commission Experience August 2015 - Present
Job Summer Associate at Jones Day
Industry Law Practice
Experience
U.S. Securities and Exchange Commission August 2015 - Present
Georgetown University Law Center August 2013 - Present
JONES DAY® May 2015 - August 2015
District Court - Eastern District of New York June 2014 - August 2014
Philadelphia Eagles May 2012 - January 2013
Washington Nationals June 2011 - August 2011
Washington Nationals June 2010 - August 2010
Skills
Microsoft Office, Sports Marketing, Marketing, Sports Management, Business Development, Business Strategy, Business Analysis, Spanish, Legal Research, Legal Writing, Westlaw
Education
Georgetown University Law Center 2013 — 2016
Doctor of Law (J.D.)
University of Pennsylvania 2009 — 2013
Bachelor of Arts (B.A.), magna cum laude
Georgetown Day High School 2005 — 2009
High School Diploma
U.S. Securities and Exchange Commission August 2015 - Present
Georgetown University Law Center August 2013 - Present
JONES DAY® May 2015 - August 2015
District Court - Eastern District of New York June 2014 - August 2014
Philadelphia Eagles May 2012 - January 2013
Washington Nationals June 2011 - August 2011
Washington Nationals June 2010 - August 2010
Skills
Microsoft Office, Sports Marketing, Marketing, Sports Management, Business Development, Business Strategy, Business Analysis, Spanish, Legal Research, Legal Writing, Westlaw
Education
Georgetown University Law Center 2013 — 2016
Doctor of Law (J.D.)
University of Pennsylvania 2009 — 2013
Bachelor of Arts (B.A.), magna cum laude
Georgetown Day High School 2005 — 2009
High School Diploma
Daniel Michael's US Securities and Exchange Commission Experience July 2014 - Present
Job Assistant Regional Director, Complex Financial Instruments Unit at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission July 2014 - Present
US Securities and Exchange Commission October 2010 - July 2014
United States District Court, Southern District of New York August 2009 - August 2010
Cravath, Swaine & Moore LLP 2007 - 2009
EMI Music 2000 - 2004
Education
Harvard Law School 2004 — 2007
JD
New York University 1994 — 1998
BA, Philosophy
U.S. Securities and Exchange Commission July 2014 - Present
US Securities and Exchange Commission October 2010 - July 2014
United States District Court, Southern District of New York August 2009 - August 2010
Cravath, Swaine & Moore LLP 2007 - 2009
EMI Music 2000 - 2004
Education
Harvard Law School 2004 — 2007
JD
New York University 1994 — 1998
BA, Philosophy
Christina Zaroulis Milnor's US Securities and Exchange Commission Experience September 2015 - Present
Job
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2015 - Present
US Securities and Exchange Commission September 2013 - September 2015
WilmerHale January 2010 - August 2013
Southern Environmental Law Center September 2009 - December 2009
SDNY 2007 - 2007
Let's Go Publications 2003 - 2005
Education
University of Virginia School of Law 2006 — 2009
JD
Harvard University 2002 — 2006
BA, Government
Groton School 1998 — 2001
The Spence School
U.S. Securities and Exchange Commission September 2015 - Present
US Securities and Exchange Commission September 2013 - September 2015
WilmerHale January 2010 - August 2013
Southern Environmental Law Center September 2009 - December 2009
SDNY 2007 - 2007
Let's Go Publications 2003 - 2005
Education
University of Virginia School of Law 2006 — 2009
JD
Harvard University 2002 — 2006
BA, Government
Groton School 1998 — 2001
The Spence School
Lauren (Lauren Parlette) Turner's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Technical Operations Support at Deloitte
Industry Information Technology and Services
Experience
Deloitte November 2014 - March 2015
The Pride of the Susquehanna April 2014 - October 2014
U.S. Securities and Exchange Commission May 2012 - August 2012
U.S. Securities and Exchange Commission June 2008 - July 2011
Gephardt and Associates, LLP September 2001 - May 2002
U.S. House of Representatives September 2000 - May 2001
Skills
Databases, Database Design, Quality Assurance, Training, Data Analysis, Microsoft SQL Server, Access, Concordance, Analysis, Highly detail oriented, Government Contracting, Litigation Support, Troubleshooting, Team Building, Employee Training, Marketing, Networking, Public Speaking, Unix, Energy Industry, Hospitality, Coaching, Direct Sales, Fundraising, Event Planning, Budgets, Highly Dedicated, Home Based Business, Referral Network, Theology, Public Relations
Education
Howard University 2003 — 2007
Afro-American Studies; Administration of Justice
Rochester Institute of Technology 2002 — 2003
The Madeira School 1998 — 2002
High School
Deloitte November 2014 - March 2015
The Pride of the Susquehanna April 2014 - October 2014
U.S. Securities and Exchange Commission May 2012 - August 2012
U.S. Securities and Exchange Commission June 2008 - July 2011
Gephardt and Associates, LLP September 2001 - May 2002
U.S. House of Representatives September 2000 - May 2001
Skills
Databases, Database Design, Quality Assurance, Training, Data Analysis, Microsoft SQL Server, Access, Concordance, Analysis, Highly detail oriented, Government Contracting, Litigation Support, Troubleshooting, Team Building, Employee Training, Marketing, Networking, Public Speaking, Unix, Energy Industry, Hospitality, Coaching, Direct Sales, Fundraising, Event Planning, Budgets, Highly Dedicated, Home Based Business, Referral Network, Theology, Public Relations
Education
Howard University 2003 — 2007
Afro-American Studies; Administration of Justice
Rochester Institute of Technology 2002 — 2003
The Madeira School 1998 — 2002
High School
Ilia Rainer's US Securities and Exchange Commission Experience 2014 - Present
Job Statistician at U.S. Securities and Exchange Commission
Industry Government Administration
Experience
U.S. Securities and Exchange Commission 2014 - Present
District of Columbia Department of Employment Services 2012 - 2014
George Mason University 2005 - 2012
Harvard University 2001 - 2005
Education
Harvard University 1999 — 2005
Ph.D., Economics
The Hebrew University 1997 — 1999
M.A., Economics
The Hebrew University 1994 — 1997
B.A., Economics and Accounting (double major)
U.S. Securities and Exchange Commission 2014 - Present
District of Columbia Department of Employment Services 2012 - 2014
George Mason University 2005 - 2012
Harvard University 2001 - 2005
Education
Harvard University 1999 — 2005
Ph.D., Economics
The Hebrew University 1997 — 1999
M.A., Economics
The Hebrew University 1994 — 1997
B.A., Economics and Accounting (double major)
David E. Kirk, CFA's US Securities and Exchange Commission Experience January 2015 - April 2015
Job Law Clerk at Delaware Court of Chancery
Industry Law Practice
Experience
Delaware Court of Chancery August 2015 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
Wachtell, Lipton, Rosen & Katz May 2014 - July 2014
Weil Gotshal and Manges May 2013 - August 2013
ING Commercial Banking 2010 - 2012
ING DIRECT 2008 - 2010
Education
Harvard Law School 2012 — 2015
J.D., magna cum laude
University of Virginia 2004 — 2008
BA, Economics, English
Delaware Court of Chancery August 2015 - Present
U.S. Securities and Exchange Commission January 2015 - April 2015
Wachtell, Lipton, Rosen & Katz May 2014 - July 2014
Weil Gotshal and Manges May 2013 - August 2013
ING Commercial Banking 2010 - 2012
ING DIRECT 2008 - 2010
Education
Harvard Law School 2012 — 2015
J.D., magna cum laude
University of Virginia 2004 — 2008
BA, Economics, English
Stefan Guttensohn's US Securities and Exchange Commission Experience January 2006 - April 2006
Job Business Transactions and Securities Attorney
Industry Law Practice
Experience
Origins Legal October 2013 - Present
Dewey & LeBoeuf LLP May 2008 - June 2012
Ormston List Frawley LLP November 2007 - May 2008
Gide Loyrette Nouel (office is now Allen & Overy LLP) May 2006 - September 2006
U.S. Securities and Exchange Commission January 2006 - April 2006
RGR LLP September 2002 - September 2005
Ontario Securities Commission April 2001 - September 2002
Skills
Corporate Law, Corporate Governance, Legal Writing, Mergers & Acquisitions, Joint Ventures, International Law
Education
Georgetown University Law Center 2005 — 2006
Master of Laws, Securities and Financial Regulation
University of Windsor 1996 — 1999
Bachelor of Laws
McGill University 1991 — 1995
Bachelor of Arts, Political Science
Origins Legal October 2013 - Present
Dewey & LeBoeuf LLP May 2008 - June 2012
Ormston List Frawley LLP November 2007 - May 2008
Gide Loyrette Nouel (office is now Allen & Overy LLP) May 2006 - September 2006
U.S. Securities and Exchange Commission January 2006 - April 2006
RGR LLP September 2002 - September 2005
Ontario Securities Commission April 2001 - September 2002
Skills
Corporate Law, Corporate Governance, Legal Writing, Mergers & Acquisitions, Joint Ventures, International Law
Education
Georgetown University Law Center 2005 — 2006
Master of Laws, Securities and Financial Regulation
University of Windsor 1996 — 1999
Bachelor of Laws
McGill University 1991 — 1995
Bachelor of Arts, Political Science
Leslie Littleton's US Securities and Exchange Commission Experience September 1995 - March 1997
Job Vice President and Government Relations at Jobs and Housing Coalition
Industry Government Relations
Experience
Jobs and Housing Coalition November 2014 - Present
LDL Partners June 2009 - Present
City of Oakand February 2008 - May 2009
U.S House of Representatives District 9 Office March 2007 - February 2008
Gap Inc. December 2000 - August 2002
San Francisco Human Rights Commission May 1998 - June 2002
Bank of America October 1997 - September 1999
U.S. Securities and Exchange Commission September 1995 - March 1997
Skills
Non-profit Consulting, corporate governance, grant writing, media and public..., strategic..., Policy Analysis, Writing, Mediation, Event Planning, Media Relations, Public Policy, Community Outreach, Public Relations, Government, Public Health, Strategic Communications, Grants, Press Releases, Local Government, Grant Writing, Leadership, Corporate Governance, Non-profit Leadership, Non-profit..., Nonprofits
Education
Howard University School of Law 1992 — 1995
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Howard University 1985 — 1988
BBA, Marketing
Jobs and Housing Coalition November 2014 - Present
LDL Partners June 2009 - Present
City of Oakand February 2008 - May 2009
U.S House of Representatives District 9 Office March 2007 - February 2008
Gap Inc. December 2000 - August 2002
San Francisco Human Rights Commission May 1998 - June 2002
Bank of America October 1997 - September 1999
U.S. Securities and Exchange Commission September 1995 - March 1997
Skills
Non-profit Consulting, corporate governance, grant writing, media and public..., strategic..., Policy Analysis, Writing, Mediation, Event Planning, Media Relations, Public Policy, Community Outreach, Public Relations, Government, Public Health, Strategic Communications, Grants, Press Releases, Local Government, Grant Writing, Leadership, Corporate Governance, Non-profit Leadership, Non-profit..., Nonprofits
Education
Howard University School of Law 1992 — 1995
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Howard University 1985 — 1988
BBA, Marketing
Brandy D. Perez Alcover's US Securities and Exchange Commission Experience October 2013 - September 2015
Job Human Resources Specialist at NASA National Aeronautics and Space Administration
Industry Human Resources
Experience
NASA - National Aeronautics and Space Administration September 2015 - Present
U.S. Securities and Exchange Commission October 2013 - September 2015
USPTO June 2012 - October 2013
U.S. Department of State October 2011 - June 2012
Virginia National Guard January 2008 - October 2011
TSA September 2002 - January 2008
Casa de Los Tapes Inc August 2001 - August 2002
Santander Bank June 2001 - August 2001
Pontifical Catholic University of PR January 1998 - November 2000
Skills
Conflict Resolution, Coaching, Hiring, Employee/Labor Relations, HR Policies, Conflict Management, Employee Relations, Labor Relations, HR Strategy, Compensation, Employment Law, HR Consulting, Collective Bargaining, Affirmative Action, Payroll Administration, EEO, Legal Compliance, Full-cycle Recruiting, Talent Acquisition, Recruitment/Retention, Salary, Recruiting, Deferred Compensation, Personnel Management, Payroll, Industrial Relations, Human Resources, SDLC, Policy, Program Management, Talent Management, Resume Writing, Performance Management, Applicant Tracking..., Interviews, Job Analysis, Training, Management, Performance Appraisal, Employee Training, HRIS, Leadership Development, Temporary Placement, Employee Engagement, Organizational..., Leadership, Organizational..., Career Development, FMLA, PeopleSoft
Education
Inter-American University of Puerto Rico-Metropolitan Campus 2004 — 2006
MA, Labor Relations
Pontificia Universidad Católica de Puerto Rico 1998 — 2001
BBA, Human Resources Management
Jose E. Lugo 1994 — 1997
High School Diploma
NASA - National Aeronautics and Space Administration September 2015 - Present
U.S. Securities and Exchange Commission October 2013 - September 2015
USPTO June 2012 - October 2013
U.S. Department of State October 2011 - June 2012
Virginia National Guard January 2008 - October 2011
TSA September 2002 - January 2008
Casa de Los Tapes Inc August 2001 - August 2002
Santander Bank June 2001 - August 2001
Pontifical Catholic University of PR January 1998 - November 2000
Skills
Conflict Resolution, Coaching, Hiring, Employee/Labor Relations, HR Policies, Conflict Management, Employee Relations, Labor Relations, HR Strategy, Compensation, Employment Law, HR Consulting, Collective Bargaining, Affirmative Action, Payroll Administration, EEO, Legal Compliance, Full-cycle Recruiting, Talent Acquisition, Recruitment/Retention, Salary, Recruiting, Deferred Compensation, Personnel Management, Payroll, Industrial Relations, Human Resources, SDLC, Policy, Program Management, Talent Management, Resume Writing, Performance Management, Applicant Tracking..., Interviews, Job Analysis, Training, Management, Performance Appraisal, Employee Training, HRIS, Leadership Development, Temporary Placement, Employee Engagement, Organizational..., Leadership, Organizational..., Career Development, FMLA, PeopleSoft
Education
Inter-American University of Puerto Rico-Metropolitan Campus 2004 — 2006
MA, Labor Relations
Pontificia Universidad Católica de Puerto Rico 1998 — 2001
BBA, Human Resources Management
Jose E. Lugo 1994 — 1997
High School Diploma
Shannon Sanders's US Securities and Exchange Commission Experience August 2012 - Present
Job Attorney
Industry Law Practice
Experience
U.S. Securities and Exchange Commission August 2012 - Present
TestMasters February 2011 - Present
Children's Law Center August 2010 - April 2011
District of Columbia Court of Appeals 2010 - 2010
Akin Gump Strauss Hauer & Feld LLP July 2008 - August 2009
KIPP Foundation May 2008 - July 2008
Skills
Teaching, Creative Writing, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Negotiation, English, Outlook, Public Speaking, Editing, Strategic Planning, Photoshop, Social Media, Windows, Policy, Policy Analysis, Project Management, Legal Research, Government, Securities Regulation
Education
Georgetown University Law Center 2007 — 2011
Juris Doctor, Law
Spelman College 2003 — 2007
Bachelor of Arts (B.A.), English
Spelman College 2003 — 2007
Bachelor of Arts (B.A.), English
U.S. Securities and Exchange Commission August 2012 - Present
TestMasters February 2011 - Present
Children's Law Center August 2010 - April 2011
District of Columbia Court of Appeals 2010 - 2010
Akin Gump Strauss Hauer & Feld LLP July 2008 - August 2009
KIPP Foundation May 2008 - July 2008
Skills
Teaching, Creative Writing, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Negotiation, English, Outlook, Public Speaking, Editing, Strategic Planning, Photoshop, Social Media, Windows, Policy, Policy Analysis, Project Management, Legal Research, Government, Securities Regulation
Education
Georgetown University Law Center 2007 — 2011
Juris Doctor, Law
Spelman College 2003 — 2007
Bachelor of Arts (B.A.), English
Spelman College 2003 — 2007
Bachelor of Arts (B.A.), English
Joi Cregler's US Securities and Exchange Commission Experience June 2001 - August 2001
Job Attorney
Industry Law Practice
Experience
Village of Oak Park 2014 - 2015
Applegate & Thorne-Thomsen, P.C. 2010 - 2014
Oak Park Residence Corporation 2007 - 2012
Loyola University Chicago February 2007 - January 2008
DLA Piper January 2003 - September 2006
U.S. Securities and Exchange Commission June 2001 - August 2001
Wellington Management 1994 - 1998
Skills
Affordable Housing, Commercial Real Estate, Appeals, Real Estate, Tax Credits, Real Estate Development, Legal Compliance, Securities, General Corporate..., Investments, Intellectual Property
Education
Harvard Law School 1999 — 2002
J.D. (2002)
Harvard College
A.B. (1998) cum laude
Village of Oak Park 2014 - 2015
Applegate & Thorne-Thomsen, P.C. 2010 - 2014
Oak Park Residence Corporation 2007 - 2012
Loyola University Chicago February 2007 - January 2008
DLA Piper January 2003 - September 2006
U.S. Securities and Exchange Commission June 2001 - August 2001
Wellington Management 1994 - 1998
Skills
Affordable Housing, Commercial Real Estate, Appeals, Real Estate, Tax Credits, Real Estate Development, Legal Compliance, Securities, General Corporate..., Investments, Intellectual Property
Education
Harvard Law School 1999 — 2002
J.D. (2002)
Harvard College
A.B. (1998) cum laude
Collin R. Simms's US Securities and Exchange Commission Experience February 2012 - June 2013
Job Manager of Information Goverance and Records at Dickstein Shapiro's D.C. and CA offices
Industry Law Practice
Experience
U.S. Securities and Exchange Commission February 2012 - June 2013
Howrey LLP March 1998 - March 2011
Skills
Trials, LiveNote, Legal Research, LegalKey, Legal Writing, Document Review, Litigation Support, Litigation
Education
University of Baltimore 1997 — 2001
MA, Legal and Ethical Studies
Hampton University 1992 — 1996
BA, Political Science
Baltimore Polytechnic Institute
High School
U.S. Securities and Exchange Commission February 2012 - June 2013
Howrey LLP March 1998 - March 2011
Skills
Trials, LiveNote, Legal Research, LegalKey, Legal Writing, Document Review, Litigation Support, Litigation
Education
University of Baltimore 1997 — 2001
MA, Legal and Ethical Studies
Hampton University 1992 — 1996
BA, Political Science
Baltimore Polytechnic Institute
High School
Dietrich King's US Securities and Exchange Commission Experience March 2015 - Present
Job Attorney at US Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission March 2015 - Present
U.S. Securities and Exchange Commission February 2012 - February 2015
U.S. Securities and Exchange Commission December 2007 - January 2012
Harter Secrest & Emery LLP 2000 - 2007
Education
St. John's University School of Law 1997 — 2000
JD, Law
Grinnell College 1993 — 1995
BA, History
U.S. Securities and Exchange Commission March 2015 - Present
U.S. Securities and Exchange Commission February 2012 - February 2015
U.S. Securities and Exchange Commission December 2007 - January 2012
Harter Secrest & Emery LLP 2000 - 2007
Education
St. John's University School of Law 1997 — 2000
JD, Law
Grinnell College 1993 — 1995
BA, History
Candis Clark's US Securities and Exchange Commission Experience 1995 - 1999
Job Assistant Attorney General at District of Columbia Office of the Attorney General
Industry Law Practice
Experience
District of Columbia Office of the Attorney General October 2014 - Present
Davidson & Grannum, LLP 2008 - September 2014
Independent Business and Legal Advisor 2000 - 2007
U.S. Securities and Exchange Commission 1995 - 1999
Howrey LLP 1993 - 1995
United States District Court for the District of Maryland 1991 - 1993
Skills
Corporate Development, FCPA, Structured Finance, Equities, Legal Issues, Valuation, Financial Modeling, Asset Management, Employment Law, Alternative Investments
Education
Harvard Law School
JD, Law
Princeton University
AB, History
District of Columbia Office of the Attorney General October 2014 - Present
Davidson & Grannum, LLP 2008 - September 2014
Independent Business and Legal Advisor 2000 - 2007
U.S. Securities and Exchange Commission 1995 - 1999
Howrey LLP 1993 - 1995
United States District Court for the District of Maryland 1991 - 1993
Skills
Corporate Development, FCPA, Structured Finance, Equities, Legal Issues, Valuation, Financial Modeling, Asset Management, Employment Law, Alternative Investments
Education
Harvard Law School
JD, Law
Princeton University
AB, History
Eric Elefante's US Securities and Exchange Commission Experience June 2014 - Present
Job Assistant Regional Director at US Securities and Exchange Commission
Industry Accounting
Experience
U.S. Securities and Exchange Commission June 2014 - Present
University of Phoenix January 2010 - Present
Association of Government Accountants (AGA) July 2012 - Present
U.S. Securities and Exchange Commission January 2012 - June 2014
U.S. Securities and Exchange Commission October 2003 - December 2011
Defense Contract Audit Agency March 2000 - October 2003
Skills
Certified Fraud Examiner, Internal Audit, CPA, Financial Audits, Data Analysis, Auditing, Accounting, Analysis, Internal Controls, Financial Analysis, Financial Reporting, Research, Higher Education, Policy, Public Speaking, GAAP, Government, Nonprofits, Financial Accounting, Microsoft Excel
Education
Montclair State University 2001 — 2003
MBA, Management Information Systems
Kean University 1998 — 2000
BS, Accounting
U.S. Securities and Exchange Commission June 2014 - Present
University of Phoenix January 2010 - Present
Association of Government Accountants (AGA) July 2012 - Present
U.S. Securities and Exchange Commission January 2012 - June 2014
U.S. Securities and Exchange Commission October 2003 - December 2011
Defense Contract Audit Agency March 2000 - October 2003
Skills
Certified Fraud Examiner, Internal Audit, CPA, Financial Audits, Data Analysis, Auditing, Accounting, Analysis, Internal Controls, Financial Analysis, Financial Reporting, Research, Higher Education, Policy, Public Speaking, GAAP, Government, Nonprofits, Financial Accounting, Microsoft Excel
Education
Montclair State University 2001 — 2003
MBA, Management Information Systems
Kean University 1998 — 2000
BS, Accounting
Allen McMillan's US Securities and Exchange Commission Experience August 1987 - June 1992
Job Help Desk Specialist at Interactive College of Technology
Industry Information Technology and Services
Experience
Interactive College of Technology May 2014 - Present
Prestige Staffing November 2012 - January 2014
Kelly Services November 2010 - May 2012
U.S. Department of Commerce November 2005 - March 2007
US Navy 2000 - 2005
U.S. Securities and Exchange Commission August 1987 - June 1992
American Security Bank 1981 - 1987
Bankers Security Life Insurance April 1980 - October 1981
US Department of Health and Human Services May 1979 - March 1980
WOODWARD AND LOTHROP September 1973 - May 1979
Skills
Oracle, Databases, Windows, Technical Support, CompTIA A+, CompTIA Network+..., Microsoft Office, Customer Service, Microsoft Word, Operating Systems, Microsoft Excel, PowerPoint, Unix, Research, Outlook, CICS, English, IBM Mainframe, Oracle Database..., Computer Science, MOS
Education
Interactive College of Technology-Chamblee 2014 — 2015
Associate's Degree, Computer and Information Sciences and Support Services
Pacific Institute of Techonolgy 2014 — 2014
MS Sql - MCP
DeVry 2010 — 2013
Bachelor's Degree, Computer Science
University of the District of Columbia 1974 — 1978
Associate's Degree, Computer Science
Mc Kinley Technical 1971 — 1974
High School
Interactive College of Technology May 2014 - Present
Prestige Staffing November 2012 - January 2014
Kelly Services November 2010 - May 2012
U.S. Department of Commerce November 2005 - March 2007
US Navy 2000 - 2005
U.S. Securities and Exchange Commission August 1987 - June 1992
American Security Bank 1981 - 1987
Bankers Security Life Insurance April 1980 - October 1981
US Department of Health and Human Services May 1979 - March 1980
WOODWARD AND LOTHROP September 1973 - May 1979
Skills
Oracle, Databases, Windows, Technical Support, CompTIA A+, CompTIA Network+..., Microsoft Office, Customer Service, Microsoft Word, Operating Systems, Microsoft Excel, PowerPoint, Unix, Research, Outlook, CICS, English, IBM Mainframe, Oracle Database..., Computer Science, MOS
Education
Interactive College of Technology-Chamblee 2014 — 2015
Associate's Degree, Computer and Information Sciences and Support Services
Pacific Institute of Techonolgy 2014 — 2014
MS Sql - MCP
DeVry 2010 — 2013
Bachelor's Degree, Computer Science
University of the District of Columbia 1974 — 1978
Associate's Degree, Computer Science
Mc Kinley Technical 1971 — 1974
High School
NOEL GITTENS's US Securities and Exchange Commission Experience September 2009 - Present
Job Senior Investigations Counsel at U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission September 2009 - Present
US Securities and Exchange Commission December 2000 - September 2009
US Securities and Exchange Commission August 1992 - December 2000
Hill & Barlow September 1990 - August 1992
Instinet December 1984 - August 1987
Travelsavers, Inc. 1984 - 1984
Lutheran Community Services, Inc. 1981 - 1983
Government of Barbados - Customs Department 1971 - 1981
Education
Howard University School of Law 1987 — 1990
Doctor of Law (JD), Law
Long Island University, Brooklyn Campus 1984 — 1985
Master of Business Administration (MBA), Finance, Taxation & Mathematics, Distinction, Top 5%,
University of the West Indies, Cave Hill, Barbados 1977 — 1981
Bachelor of Science (B.Sc.), Accounting, Honors
U.S. Securities and Exchange Commission September 2009 - Present
US Securities and Exchange Commission December 2000 - September 2009
US Securities and Exchange Commission August 1992 - December 2000
Hill & Barlow September 1990 - August 1992
Instinet December 1984 - August 1987
Travelsavers, Inc. 1984 - 1984
Lutheran Community Services, Inc. 1981 - 1983
Government of Barbados - Customs Department 1971 - 1981
Education
Howard University School of Law 1987 — 1990
Doctor of Law (JD), Law
Long Island University, Brooklyn Campus 1984 — 1985
Master of Business Administration (MBA), Finance, Taxation & Mathematics, Distinction, Top 5%,
University of the West Indies, Cave Hill, Barbados 1977 — 1981
Bachelor of Science (B.Sc.), Accounting, Honors
Erica Nyland's US Securities and Exchange Commission Experience December 2014 - Present
Job Human Resources Manager at US Department of Homeland Security
Industry Government Administration
Experience
U.S. Securities and Exchange Commission December 2014 - Present
US Department of Homeland Security July 2009 - December 2014
Department of Veterans Affairs October 2007 - July 2009
Skills
Human Resources, Personnel Management, Performance Management, Labor Relations, Organizational..., Policy, Employee Relations
Education
Gonzaga University - School of Business Administration 2005 — 2006
Master of Business Administration (M.B.A.)
Gonzaga University 2001 — 2005
Bachelor of Business Administration (B.B.A.), Business Administration
U.S. Securities and Exchange Commission December 2014 - Present
US Department of Homeland Security July 2009 - December 2014
Department of Veterans Affairs October 2007 - July 2009
Skills
Human Resources, Personnel Management, Performance Management, Labor Relations, Organizational..., Policy, Employee Relations
Education
Gonzaga University - School of Business Administration 2005 — 2006
Master of Business Administration (M.B.A.)
Gonzaga University 2001 — 2005
Bachelor of Business Administration (B.B.A.), Business Administration
Brian Basinger's US Securities and Exchange Commission Experience August 2013 - Present
Job
Industry Law Practice
Experience
U.S. Securities and Exchange Commission August 2013 - Present
King & Spalding September 2008 - July 2013
Morris News Service August 2003 - August 2005
Morris News Service August 2001 - August 2003
Skills
Hearings, Commercial Litigation, Appeals, Corporate Law, Mediation, Intellectual Property, Trials, Criminal Law, Lexis, Legal Issues
Education
Georgia State University College of Law 2005 — 2008
Doctor of Law (J.D.)
The University of Georgia 1996 — 2001
Bachelor of Arts (B.A.), Romance Languages
The University of Georgia 1996 — 2001
Bachelors Degree - Journalism, Public Relations
U.S. Securities and Exchange Commission August 2013 - Present
King & Spalding September 2008 - July 2013
Morris News Service August 2003 - August 2005
Morris News Service August 2001 - August 2003
Skills
Hearings, Commercial Litigation, Appeals, Corporate Law, Mediation, Intellectual Property, Trials, Criminal Law, Lexis, Legal Issues
Education
Georgia State University College of Law 2005 — 2008
Doctor of Law (J.D.)
The University of Georgia 1996 — 2001
Bachelor of Arts (B.A.), Romance Languages
The University of Georgia 1996 — 2001
Bachelors Degree - Journalism, Public Relations
Johanna Raimond's US Securities and Exchange Commission Experience 1997 - 1999
Job Attorney at Law Offices of Johanna J. Raimond Ltd.
Industry Law Practice
Experience
Law Offices of Johanna J. Raimond Ltd. 2006 - Present
Meites, Mulder, Burger & Mollica 1999 - 2006
U.S. Securities and Exchange Commission 1997 - 1999
McDermott Will & Emery LLP 1995 - 1997
Skills
Litigation, Civil Litigation, Appeals, Legal Research
Education
Vanderbilt University Law School 1993 — 1995
Doctor of Law (J.D.)
Hamilton College 1986 — 1990
Bachelor of Arts (B.A.), History
Law Offices of Johanna J. Raimond Ltd. 2006 - Present
Meites, Mulder, Burger & Mollica 1999 - 2006
U.S. Securities and Exchange Commission 1997 - 1999
McDermott Will & Emery LLP 1995 - 1997
Skills
Litigation, Civil Litigation, Appeals, Legal Research
Education
Vanderbilt University Law School 1993 — 1995
Doctor of Law (J.D.)
Hamilton College 1986 — 1990
Bachelor of Arts (B.A.), History
David L. Axelrod's US Securities and Exchange Commission Experience November 2014 - Present
Job Regional Trial Counsel at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
U.S. Securities and Exchange Commission November 2014 - Present
United States Attorney's Office July 2008 - November 2014
Akin Gump Strauss Hauer & Feld LLP September 2004 - July 2008
United States District Court for the Eastern District of Pennsylvania September 2003 - September 2004
Education
Harvard Law School 2000 — 2003
Doctor of Law (JD)
Haverford College 1995 — 1999
Bachelor of Arts (BA), Economics, Political Science
U.S. Securities and Exchange Commission November 2014 - Present
United States Attorney's Office July 2008 - November 2014
Akin Gump Strauss Hauer & Feld LLP September 2004 - July 2008
United States District Court for the Eastern District of Pennsylvania September 2003 - September 2004
Education
Harvard Law School 2000 — 2003
Doctor of Law (JD)
Haverford College 1995 — 1999
Bachelor of Arts (BA), Economics, Political Science
Andrew Donohue's US Securities and Exchange Commission Experience May 2006 - November 2010
Job Managing Director at Goldman Sachs
Industry Investment Management
Experience
Goldman Sachs November 2012 - Present
Morgan, Lewis & Bockius LLP 2011 - November 2012
U.S. Securities and Exchange Commission May 2006 - November 2010
Skills
Investment Management, law, Regulatory Affairs
Education
New York University School of Law 1972 — 1975
Doctor of Law (JD), Law
Hofstra University 1968 — 1972
Bachelor of Arts (B.A.), Economics
Goldman Sachs November 2012 - Present
Morgan, Lewis & Bockius LLP 2011 - November 2012
U.S. Securities and Exchange Commission May 2006 - November 2010
Skills
Investment Management, law, Regulatory Affairs
Education
New York University School of Law 1972 — 1975
Doctor of Law (JD), Law
Hofstra University 1968 — 1972
Bachelor of Arts (B.A.), Economics
James Greer's US Securities and Exchange Commission Experience August 2008 - August 2008
Job Attorney
Industry Law Practice
Experience
Andrews Kurth January 2010 - August 2014
The University of Texas School of Law January 2008 - May 2009
U.S. Securities and Exchange Commission August 2008 - August 2008
Travis County Probate Court June 2007 - November 2007
KPMG US June 2002 - August 2006
Arthur Andersen & Co. September 2001 - May 2002
Skills
Civil Litigation, Oil & Gas Industry, FCPA, Employment Litigation, Securities Litigation, Accounting, Tax Accounting, Private Equity, Pro Bono, Government..., Legal Research, Legal Writing, Westlaw, LexisNexis, GoSystems, CCH, Trial Practice, Arbitration, Negotiation, CPA, Due Diligence, Courts
Education
The University of Texas School of Law 2006 — 2009
Doctor of Law (J.D.), Law
Howard University
Bachelor of Business Administration (BBA), Accounting
Andrews Kurth January 2010 - August 2014
The University of Texas School of Law January 2008 - May 2009
U.S. Securities and Exchange Commission August 2008 - August 2008
Travis County Probate Court June 2007 - November 2007
KPMG US June 2002 - August 2006
Arthur Andersen & Co. September 2001 - May 2002
Skills
Civil Litigation, Oil & Gas Industry, FCPA, Employment Litigation, Securities Litigation, Accounting, Tax Accounting, Private Equity, Pro Bono, Government..., Legal Research, Legal Writing, Westlaw, LexisNexis, GoSystems, CCH, Trial Practice, Arbitration, Negotiation, CPA, Due Diligence, Courts
Education
The University of Texas School of Law 2006 — 2009
Doctor of Law (J.D.), Law
Howard University
Bachelor of Business Administration (BBA), Accounting
Taylor Mulligan's US Securities and Exchange Commission Experience May 2015 - July 2015
Job
Industry
Experience
U.S. Securities and Exchange Commission May 2015 - July 2015
Assist America May 2011 - August 2014
Education
Georgetown University Law Center 2014 — 2017
Doctor of Law (J.D.)
University of Miami 2010 — 2014
Bachelor of Business Administration (B.B.A.), Legal Studies, Finance, Political Science
U.S. Securities and Exchange Commission May 2015 - July 2015
Assist America May 2011 - August 2014
Education
Georgetown University Law Center 2014 — 2017
Doctor of Law (J.D.)
University of Miami 2010 — 2014
Bachelor of Business Administration (B.B.A.), Legal Studies, Finance, Political Science
Brian Tutt's US Securities and Exchange Commission Experience 1989 - 1998
Job Financial Services Professional
Industry Financial Services
Experience
U.S. Securities and Exchange Commission 1989 - 1998
Education
Lehigh University 1977 — 1981
Bachelor's degree, Accounting
U.S. Securities and Exchange Commission 1989 - 1998
Education
Lehigh University 1977 — 1981
Bachelor's degree, Accounting
Department of Veterans Affairs
US Census Bureau
U.S. Department of Veterans Affairs
FDA
USAID
US Fish and Wildlife Service
TSA
Defense Logistics Agency