First Allied Securities

Industry: Company

Description

Founded: 1994 Parent organization: FAS Holdings, Inc. Subsidiary: First Allied Securities, Inc., Asset Management Arm

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First Allied Securities Employees

Employee
Years
Job
Industry
Abbey Eastham Abbey Eastham Greater San Diego Area Details
Abbey Eastham's First Allied Securities Experience December 2013 - Present
Job
Industry Financial Services
Experience
First Allied Securities   December 2013 - Present
Petix & Botte Financial   October 2010 - December 2013
JHG  July 2006 - October 2009
Confident Care   February 2000 - January 2005
Hauser Design & Advertising   December 1997 - January 2000

Education
University of California, Santa Barbara   1993 — 1997
BA

Anastasia Alessandra Anastasia Alessandra San Jose, California Details
Anastasia Alessandra's First Allied Securities Experience August 2011 - August 2011
Job Marketing Project Specialist and Social Media Channel Manager at Cisco
Industry Marketing and Advertising
Experience
Cisco  June 2013 - Present
Malwarebytes  June 2012 - June 2013
Santa Clara University  May 2012 - August 2012
First Allied Securities   August 2011 - August 2011
Peninsula Bay Cities   June 2011 - August 2011
Choura Events  July 2011 - July 2011
Santa Clara University Activities Programming Board   September 2010 - June 2011
Palos Verdes High School Associated Student Body   September 2009 - June 2010
What's Up For Kids   2009 - 2010
St. John Fisher Parish   2008 - 2010

Skills
Social Media Marketing, Project Management, Content Marketing, Digital Engagement, Event Planning, Social Media, Marketing, Leadership, Digital Marketing, Content Management, Facebook, Sprinklr, PowerPoint, WordPress, Twitter, Salesforce.com, Event Management, Organizing, E-commerce, Excel, Microsoft Excel, Market Research, Word, Access, Microsoft Word, Social Networking, Public Speaking, Google Analytics, Marketo, Microsoft Office

Education
Santa Clara University - Leavey School of Business   2010 — 2014
Bachelors, Marketing, 3.73

International Institute, Madrid, Spain   2012 — 2012

Palos Verdes High School   2006 — 2010

Angela Justine Serrano Angela Justine Serrano Orange County, California Area Details
Angela Justine Serrano's First Allied Securities Experience January 2007 - June 2007
Job District Manager & Independent Consultant at Arbonne International LLC
Industry Online Media
Experience
Arbonne International LLC  December 2014 - Present
AJS Consulting - Media Marketing   July 2014 - Present
4 The Love of Tulle   August 2013 - Present
Fashionista's   June 2009 - Present
S Koshy Insurance Agency, Inc - Farmers District 9718   December 2013 - June 2014
Jenny Craig  April 2012 - December 2013
Chico's FAS Inc.   2007 - 2012
First Allied Securities   January 2007 - June 2007
LPL Financial  June 2004 - January 2007
Dunham & Associates  January 2002 - June 2004

Skills
Training, Marketing, Sales, Recruiting, CRM, Business Development, Consulting, Insurance, Microsoft Office, Life Insurance, Property & Casualty..., Relationship Management, Territory Account..., Analytics, Financial Services, Financial Advisory, Program Management, Lead Generation, Strategic Planning, Sales Management, Direct Sales, Salesforce.com, Seibel, Product Development, Product Management, Real Estate License, Health Insurance, Corporate Recruiting, Financial Recruiting, Entrepreneurship, Small Business, Online Marketing, Team Leadership, Marketing Communications, Leadership, Management, Retirement, Selling, Email Marketing, Business Planning, Strategy, Fixed Annuities, Cold Calling, Strategic Partnerships, New Business Development, Retirement Planning, Team Building, Coaching, Sales Process, Account Management

Education
Social Media Academy   2014 — 2014
Master Social Media Strategist Certificate, social Media

Trendimi   2014 — 2014
Certificate, Fashion, Beauty and Event Planning

Santa Rosa Junior College   1991 — 1996
Associate's degree, Business Administration and Management, General

Piner High School   1988 — 1991

Jean Merriman Jean Merriman Greater St. Louis Area Details
Jean Merriman's First Allied Securities Experience August 2002 - September 2015
Job Experienced Due Diligence Professional Looking for Consulting Work for BD's, Sponsors and Third Party DD Firms
Industry Financial Services
Experience
Consultant - Due Diligence   September 2015 - Present
First Allied Securities, Inc.   April 2014 - September 2015
First Allied Securities   August 2002 - September 2015
Millennium Financial   1999 - 2002
Insight Securities & Trading   1996 - 1998
Southwest Business Corporation  1993 - 1996

Skills
Due Diligence, Business Process..., Alternative Investments, Relationship Management, Marketing, Mutual Funds, Investment Advisory, Financial Analysis, Budget, Securities, Series 24, Investments, Asset Managment, Private Equity, Investment Strategies, Hedge Funds, Wealth Management, Series 7, Series 65, Portfolio Management, Asset Allocation, Equities, Risk Management, Series 63, Series 27

Education
University of Missouri-Saint Louis   1988 — 1990
BSBA, Management & Organizational Behavior

The University of Texas at Arlington   1986 — 1988

Chun Tang Chun Tang Cupertino, California Details
Chun Tang's First Allied Securities Experience October 2009 - March 2010
Job Analyst at CareFusion
Industry Financial Services
Experience
CareFusion  December 2013 - Present
CareFusion  July 2013 - December 2013
Washington University in St. Louis  September 2012 - May 2013
Unimax Communication   January 2012 - June 2012
Ameriprise Financial Services, Inc.   March 2011 - June 2011
Dukap, Inc.   October 2010 - March 2011
First Allied Securities   October 2009 - March 2010

Skills
Financial Analysis, Graphic Design, Organization, Accounting, Portfolio Management, Financial Services, Business Valuation, DCF Valuation, Business Analysis

Education
WASHINGTON UNIVERSITY, OLIN BUSINESS SCHOOL   2012 — 2013
Master of Science, Finance; Corporate Finance

University of California, Irvine   2008 — 2011
Bachelor of Science, Mathematics; Economics

University of California, Irvine   2008 — 2011
Bachelor of Art, Quantitative Economics

Chad Allan Neale Chad Allan Neale Greater San Diego Area Details
Chad Allan Neale's First Allied Securities Experience March 2009 - May 2012
Job Director, Cybersecurity and Privacy (GCCC, GSLC, GCFE, CISA, IS027001 Implementor)
Industry Financial Services
Experience
PwC  June 2014 - Present
PwC  May 2012 - Present
San Diego Chapter ISACA Board   2013 - 2015
First Allied Securities   March 2009 - May 2012
Grant Thornton  September 2005 - March 2009
American IT Consulting   January 2002 - September 2005
International Rectifier  May 1999 - September 2001
International Rectifier  May 1998 - March 2000

Skills
SOX, ISO 27001, CISA, Risk Assessment, SAS70, Security, IT Audit, Risk Mitigation, Vendor Management, Information Security..., Budgeting, Customer Relations, Sarbanes-Oxley Act, Budgets, Payment Industry, Risk Management, Information Security, Enterprise Risk..., COBIT, Customer Service, Business Process, Auditing, Internal Controls, Internal Audit, Management, Network Security, Information Technology, Computer Security, PCI DSS, Business Continuity, Management Consulting, Governance, Financial Risk, Business Development

Education
University of California, San Diego   1992 — 1996
Bachelors, Electrical Engineering

SANS Forensic 408

Traci Tarpy Sherrod Traci Tarpy Sherrod San Diego, California Details
Traci Tarpy Sherrod's First Allied Securities Experience August 2009 - May 2013
Job Assistant Vice President, Enterprise Risk Management & OSJ Supervision at Girard Securities
Industry Financial Services
Experience
Girard Securities  May 2013 - Present
First Allied Securities   August 2009 - May 2013
LPL Financial  February 2007 - August 2009
Citicorp Investment Services  August 2005 - February 2007

Skills
Alternative Investments, Investments, Uniform Combined State..., Series 63, Risk Management, Series 7, Due Diligence, Securities Regulation, Investment Management, Strategic Financial..., Mutual Funds, Leadership, Process Improvement, Equities, Financial Advisory, Hedge Funds, FINRA, AML, Strategy, Project Management, Securities, Asset Allocation, Fixed Income, Financial Services, Customer Service, Series 65, Wealth Management, Investment Strategies, Financial Planners, Retirement Planning, Investment Advisory, Series 24, Management, Asset Management, Business Strategy, Variable Annuities, IRAs, Options

Education
San Diego State University-California State University   1995 — 1999
Bachelor of Arts (B.A.), English Language and Literature, General

San Diego State University-California State University   1995 — 1999
Bachelor of Arts (B.A.), Political Science and Government

Nate Burns Nate Burns Chicago, Illinois Details
Nate Burns's First Allied Securities Experience February 2008 - August 2009
Job Corporate Strategy Consultant at Strategy&
Industry Management Consulting
Experience
Strategy&, part of the PwC network (formerly Booz & Company)   January 2015 - Present
Ernst & Young  September 2011 - December 2014
University of Notre Dame  August 2009 - May 2011
Ford Motor Company  April 2010 - August 2010
First Allied Securities   February 2008 - August 2009
The Princeton Review  January 2006 - August 2009
Union Bank of California  2007 - 2008

Skills
Problem Solving, Cross Functional Team..., Financial Analysis, Team Leadership, Strategic Planning, Product Development, MS Project, Visio, Microsoft Excel, Business Development, Data Analysis, Mentoring, Microsoft Office, Corporate Strategy..., Strategic Brand..., Strategic Communications, Project Management, Program Management, Asia, Europe, Due Diligence, Business Planning, Leadership, Management, Change Management, Center of Excellence, Business Process, Training, Strategy, Management Consulting, Cross-functional Team..., Analysis, Competitive Analysis, Mergers & Acquisitions, Finance, Market Analysis, Valuation, Financial Modeling, Business Strategy, Consulting, Process Improvement, Data Entry, Marketing, Marketing Strategy, Business Analysis, Executive Management, Corporate Finance

Education
University of Notre Dame - Mendoza College of Business   2009 — 2011
MBA with Honors, Finance, Strategy, 3.63

Vanderbilt University   2001 — 2005
BA, Political Science, Economics

Scott D. Horner Scott D. Horner Phoenix, Arizona Area Details
Scott D. Horner's First Allied Securities Experience June 2005 - Present
Job Designated Registered Principal, Financial Advisor & Branch Manager at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   June 2005 - Present
Round Hill Securities  January 2000 - June 2005
RBC Dain Rauscher  July 1996 - January 2000

Skills
Retirement Planning, 401k Rollovers, Investments, Stocks, Strategic Financial..., Asset Allocation, Insurance, Variable Annuities, Investment Advisory, Alternative Investments, Fixed Annuities, Mutual Funds, 401k, Retirement, Wealth Management, Series 24, Series 63, IRAs, Asset Management, Securities, Life Insurance, 529 Plans, Term Life Insurance, Series 7, ETFs, Health Insurance, Long Term Care Insurance, Financial Advisory, Long-term Care, Series 65, Financial Planners, Finance, FINRA, Investment Strategies, Disability Insurance, Portfolio Management, Uniform Combined State..., Financial Services, Annuities, IRA's, Financial Planning

Education
University of Arizona   1988 — 1990
Finance, Business

Sean Linscheid Sean Linscheid La Mesa, California Details
Sean Linscheid's First Allied Securities Experience November 2007 - August 2010
Job Driver at Uber
Industry Transportation/Trucking/Railroad
Experience
Uber  February 2015 - Present
LPL Financial  August 2010 - July 2014
First Allied Securities   November 2007 - August 2010
First Allied Securities   July 2006 - November 2007
Luth Research  July 2005 - April 2006

Skills
Financial Services, Mutual Funds, Securities, Wealth Management, Investments, Portfolio Management, Asset Management, Investment Advisory, Equities, Asset Allocation, Alternative Investments, Relationship Management, Fixed Income

Education
Wichita State University   2001 — 2003
Master of Business Administration (MBA)

University of Kansas   1992 — 1996
Bachelor of Arts (BA), English

Brad Katz Brad Katz Greater New York City Area Details
Brad Katz's First Allied Securities Experience April 2007 - Present
Job President at Lifelong Investments
Industry Financial Services
Experience
Lifelong Investments   February 2015 - Present
First Allied Securities   April 2007 - Present
Premier Wealth Advisors   January 2011 - January 2015
Affinity Federal Credit Union  February 1998 - April 2007

Education
University of Pittsburgh   1992 — 1996
BA, Business & Interdisciplinary Studies

Adrian Salazar Adrian Salazar Greater Los Angeles Area Details
Adrian Salazar's First Allied Securities Experience June 2011 - August 2011
Job University of California, Berkeley Graduate
Industry Financial Services
Experience
Green Dot Corporation  December 2014 - Present
Visa  June 2013 - August 2013
Alliant Insurance Services - San Diego Group   June 2012 - August 2012
First Allied Securities   June 2011 - August 2011
SSC - Pacific  June 2010 - August 2010
Educational Program for Gifted Youth  July 2009 - August 2009

Skills
Microsoft Excel, Pivot Tables, Vlookup, Data Analysis, Public Speaking, Budgeting & Forecasting, Risk Management, PowerPoint, Microsoft Word, SAS, Piano, Financial Analysis, Research, Insurance, Access, Microsoft Office, Investments, Social Media, Adobe Acrobat, Stata, SQL, Financial Services, Matlab, Presentation Skills, Leadership

Education
University of California, Berkeley   2010 — 2014
Bachelor of Arts (B.A.), Applied Mathematics with Economics Concentration, Graduated

La Costa Canyon High School   2006 — 2010
Diploma

Ed Von Ruff Ed Von Ruff Houston, Texas Area Details
Ed Von Ruff's First Allied Securities Experience May 2007 - September 2009
Job AES Valves LLC
Industry Oil & Energy
Experience
AES Valves LLC   July 2015 - Present
AMCi Wireless   September 2009 - Present
AMCi Wireless   September 2009 - Present
Unemployed  December 2014 - February 2015
American Millennium Corp. Inc   September 2009 - December 2014
First Allied Securities   May 2007 - September 2009
Edward Jones  May 2003 - May 2006
South Coast Supply   2001 - 2003
Valve Systems & Controls  January 1999 - April 2001
Smith International  1989 - 1993

Skills
Wealth Management, Investments, Asset Managment, Sales, Portfolio Management, Alternative Investments, Investment Strategies, Asset Management, Energy Industry, Employee Benefits, Finance, Relationship Management, Risk Management, Insurance, Financial Planning, Public Speaking, Contract Negotiation, Customer Service, Management, Marketing, Strategic Planning, Energy, New Business Development

Education
University of Phoenix   2009 — 2011
Associate, Business Fundementals

San Jacinto College   1980 — 1984
Business & Realestate

Chad Painter Chad Painter Greater St. Louis Area Details
Chad Painter's First Allied Securities Experience August 2007 - December 2014
Job Graphic Designer at Clemco Industries
Industry Graphic Design
Experience
Clemco Industries  January 2015 - Present
First Allied Securities   August 2007 - December 2014
Sporting News Media  June 2000 - July 2007

Skills
Adobe Creative Suite, Advertising, Brochures, Copy Editing, Copywriting, Digital Printing, Direct Mail, Editing, Graphic Design, Illustrator, InDesign, Layout, Marketing, Marketing Communications, Newsletters, Pre-press, Photoshop, QuarkXPress, Facebook, Journalism, Microsoft Office, Social Media, Social Media Marketing, Social Networking, Magazines, Publications, Mac, Newspapers, Art Direction, Adobe Acrobat

Education
University of Missouri-Saint Louis   1996 — 2000
Bachelor of Fine Arts (BFA), Graphic Design (Graduated Cum Laude)

Maize High School   1986 — 1990
High School Diploma

Corey Egan Corey Egan San Diego, California Details
Corey Egan's First Allied Securities Experience May 2013 - August 2013
Job Marketing Specialist at LPL Financial
Industry Financial Services
Experience
LPL Financial  June 2015 - Present
LPL Financial  October 2014 - July 2015
Cohen & Sons Apparel   May 2014 - October 2014
Mayacama Golf Club  May 2011 - May 2014
Breakaway Funding LLC   February 2014 - March 2014
First Allied Securities   May 2013 - August 2013

Education
Sonoma State University   2009 — 2014
Bachelor's Degree, Business Administration, Marketing Concentration, Minor in Environmental Studies and Planning

Sabine Birlenbach Sabine Birlenbach Greater Seattle Area Details
Sabine Birlenbach's First Allied Securities Experience 2004 - 2006
Job Senior Vice President at E.K. Riley Investments, LLC
Industry Financial Services
Experience
E.K. Riley Investments, LLC   June 2006 - Present
Ragen Mackenzie Investment Services, Inc. (Formerly Columbia Pacific Securities, Inc.)   April 1991 - March 2006
First Allied Securities   2004 - 2006

Education
University of Puget Sound
Master of Business Administration (M.B.A.), Business

University of Puget Sound
Bachelor of Arts (B.A.), International Business

Scott Raider Scott Raider Greater San Diego Area Details
Scott Raider's First Allied Securities Experience October 2013 - Present
Job Associate Vice President, Supervision at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   October 2013 - Present
LPL Financial  March 2012 - October 2013
LPL Financial  November 2010 - February 2012
Trust Administration Services   March 2007 - March 2010
South Coast Community FCU   February 2006 - January 2007

Skills
Compliance, SEC compliance, Bank Secrecy Act, AML, Securities, USA PATRIOT Act, Process Improvement, Budgets, IRAs, Investment Advisory, Business Development, Analysis, KYC, Equity Trading, Relationship Management, Cash Flow, Alternative Investments, SEC, Insurance, Series 63, Mutual Funds, OFAC, Finance, Financial Advisory, Hedge Funds, Retirement Planning, Banking, Valuation, Series 7, FINRA, Financial Risk, Private Equity, Mortgage Lending, Wealth Management, Internal Controls, Securities Regulation, Series 24, Financial Markets, Uniform Combined State..., Due Diligence, Loans, Investments, Management, Business Valuation, Fraud, Risk Management, Investment Strategies, Fixed Annuities, ETFs, Financial Services

Education
University of California, Santa Barbara   2000 — 2005
Bachelor's degree, Political Science

Ronald G.L. Kam Ronald G.L. Kam Honolulu, Hawaii Details
Ronald G.L. Kam's First Allied Securities Experience January 2007 - Present
Job Wealth Advisor at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   January 2007 - Present

Skills
Financial Services, Financial Advisory, Securities

Education
University of Hawaii at Manoa   1977 — 1981

Peter Tague, Retirement Income Analysts Peter Tague, Retirement Income Analysts Syracuse, New York Details
Peter Tague, Retirement Income Analysts's First Allied Securities Experience 2013 - Present
Job Financial Advisor at Retirement Income Analysts, LLC, Retire With Us
Industry Financial Services
Experience
Retirement Income Analysts, LLC   2013 - Present
First Allied Securities   2013 - Present
Peter Tague Financial Services   1998 - 2013
Buffalo Financial Associates   1992 - 1998

Skills
Bonds, Fixed Annuities, Financial Services, Mutual Funds, Finance, Financial Planning, Stocks, Exchange traded funds, Life Insurance, Real Estate Investment, Trusts, Variable Annuities, Series 7, Long Term Care Insurance, Series 65

Education
State University of New York at Buffalo
Bachelor's Degree

ACS

ACS

Jeffrey Ott Jeffrey Ott Greater San Diego Area Details
Jeffrey Ott's First Allied Securities Experience May 2003 - Present
Job Independent for a Reason.
Industry Financial Services
Experience
First Allied Securities   May 2003 - Present
Volker Financial and Insurance Services, Inc.   November 1991 - Present
First Allied Securities   August 1984 - Present
Baraban Securities, Inc.   April 1986 - 1999
InterFirst Capital   January 1989 - October 1991

Skills
Retirement Planning, Retirement Income, 529 College Investment..., Investments, Fixed Annuities, Variable Annuities, Mutual Funds

Education
University of California, San Diego   1974 — 1979
Bachelor of Arts (B.A.), Molecular Biology / Sociology

San Mateo High School   1970 — 1974
BA, Molecular Biology and Sociology

William Carlton William Carlton Bellevue, Washington Details
William Carlton's First Allied Securities Experience January 2009 - Present
Job Principal at Carlton Wealth Management, LLC
Industry Financial Services
Experience
Carlton Wealth Management, LLC   July 2013 - Present
First Allied Securities   January 2009 - Present
First Montauk Securities, Inc   April 1998 - December 2008
Prudential Securities, Inc  May 1994 - April 1998
Smith Barney Shearson , Inc   July 1993 - May 1994
Shearson Lehman Hutton  July 1985 - June 1993
Foster & Marshall Inc   June 1983 - June 1985

Skills
Emeritus Eastside..., Campaign For the...

Education
Stanford University
Bachelor's degree, Industrial Engineering

University of Pittsburgh

University of Washington

Michael Gianunzio Michael Gianunzio Bow, New Hampshire Details
Michael Gianunzio's First Allied Securities Experience July 2007 - February 2009
Job Team Leader at Grappone Automotive
Industry Automotive
Experience
Grappone Automotive  January 2015 - Present
Grappone Automotive  June 2013 - Present
PC Connection  2012 - June 2013
BCC/Authentic Trends   January 2011 - June 2012
Petal Pushers Farm   February 2009 - January 2011
First Allied Securities   July 2007 - February 2009

Skills
Solution Selling, Account Management, Salesforce.com, Resellers, Cold Calling, SaaS, Channel Partners, Channel, Direct Sales, Sales Process, Lead Generation, Negotiation, Selling, Training, Management, Customer Service, Sales Management, Leadership, Sales Operations

Education
University of New Hampshire - Whittemore School of Business and Economics   2000 — 2005
Bachelor of Science (B.S.), Business Administration and Management, General

University of New Hampshire   2000 — 2005
Bachelor of Arts (B.A.), Political Science and Government

Andrew Markham Andrew Markham Orange County, California Area Details
Andrew Markham's First Allied Securities Experience 2007 - Present
Job Owner, Markham Financial Services, Inc.
Industry Financial Services
Experience
First Allied Securities Inc  2008 - Present
First Allied Securities   2007 - Present
Markham Financial Services, Inc.   June 1989 - Present

Skills
Fixed Income Strategies, Long Term Care Insurance, Retirement Planning, Tax-advantaged..., Municipal Bonds, Investment Decisions, Estate Planning

Education
University of California, Irvine   1987 — 1989
Bachelor of Science (BS), Mathematics

Chase M. Robertson Chase M. Robertson San Francisco, California Details
Chase M. Robertson's First Allied Securities Experience 2008 - 2010
Job Principal & Cohead of IC Energy Credit Partners at Industry Capital
Industry Venture Capital & Private Equity
Experience
Industry Capital Advisors, LLC.   March 2014 - Present
Texas Based Multi-Family Office   January 2010 - April 2014
IBERIABANK  2010 - 2014
Medallion Global LLC.   2010 - 2012
First Allied Securities   2008 - 2010
NEXT Financial Group.  2007 - 2008

Skills
Portfolio Management, Investments, Financial Analysis, Alternative Investments, Wealth Management, Financial Modeling, Asset Managment, Securities, Strategic Financial..., Risk Management, Valuation, Loans, Credit, Asset Management, Commercial Banking, Banking, Credit Risk, Commercial Lending, Finance, Relationship Management, Capital Markets, Investment Banking, Private Equity, Project Finance, Trading, Structured Finance

Education
Texas Tech University - Rawls College of Business   2002 — 2007
BBA, Management

Memorial High School   1998 — 2002

Jason Visner Jason Visner Greater Milwaukee Area Details
Jason Visner's First Allied Securities Experience November 2010 - Present
Job Financial Advisor
Industry Financial Services
Experience
Brook Federal Advisors   July 2011 - Present
Brook Capital   November 2010 - Present
First Allied Securities   November 2010 - Present
Lakeside Development Company  March 2004 - November 2010
Design/Build by Visner   April 2003 - April 2004
Harley-Davidson Motor Company  May 2002 - April 2003

Skills
Financial Planning, Investment Management, Company Retirement Plan..., Investments, Small Business, Scheduling, Construction, Strategic Planning, Federal Employee...

Education
University of Notre Dame - Mendoza College of Business   2001 — 2002
MBA, Business

University of Notre Dame   1997 — 2001
Bachelor of Science, Mechanical Engineering

Big Foot   1993 — 1995

Charlie Francois Charlie Francois Franklin, Ohio Details
Charlie Francois's First Allied Securities Experience January 2012 - Present
Job Operations Manager, First Allied Securities
Industry Financial Services
Experience
First Allied Securities   January 2012 - Present
Self Employed - Charlie Francois   June 2009 - Present
The Berry Company  November 2010 - January 2012
Profound Logic Software   November 2008 - June 2009
Choice One Communications  June 2004 - September 2004
Alltel Wireless  September 2003 - April 2004
CFI  April 2001 - August 2003
Verizon Wireless  April 1998 - April 2001
Renaissance Lifestyle Center   June 1996 - October 1997
Bally Total Fitness  April 1994 - January 1996

Skills
Sales, Customer Service, New Business Development, SQL, Contract Negotiation, Access, Analysis, Management, Team Building, MS Project, Microsoft Office, FrontPage, Relationship Management, HTML, JavaScript, ASP, CSS, Dreamweaver, Organization &..., Software Development..., Software Documentation, Account Management, Program Management, Leadership, Networking, CRM, Project Management, Marketing, Business Analysis, Process Improvement, Vendor Management, SharePoint, Visio, Salesforce.com, Sales Management, SDLC

Education
Wright State University   2007 — 2008
B.S., Management Information Systems

Sinclair Community College   2005 — 2006
A.A.S., Business Administration

Angela Meaney Angela Meaney Greater San Diego Area Details
Angela Meaney's First Allied Securities Experience January 2007 - June 2007
Job Owner at Fashionista's
Industry Financial Services
Experience
Fash-ion-ista's   March 2009 - Present
White House Black Market  July 2007 - Present
First Allied Securities   January 2007 - June 2007
LPL  July 2004 - January 2007
Dunham & Associates  January 2002 - June 2004
WM Group of Funds  January 1998 - January 2002
Cal Fed Investments  1997 - 2000
Fair Isaac Corporation  January 1996 - January 1998

Education
Santa Rosa Junior College

University of Phoenix

John Ferry, CWS® John Ferry, CWS® West Bloomfield, Michigan Details
John Ferry, CWS®'s First Allied Securities Experience September 2007 - Present
Job Strategic Wealth Consulting Group, Inc .. First Allied Securities
Industry Financial Services
Experience
First Allied Securities   September 2007 - Present
Strategic Wealth Consulting Group   September 2007 - Present

Education
Cannon Financial Insitute
CWS® Certified Wealth Strategist, Wealth Management

Jonathan dayton

Seton Hall University
Bachelor of Business Administration (BBA), Business Administration and Management, General

Dave Swenk Dave Swenk Redwood City, California Details
Dave Swenk's First Allied Securities Experience May 2001 - February 2009
Job Dog Handler 1600 hrs.
Industry Consumer Services
Experience
none  Photographer/Inspector Virtual AssistantAIG Real EstateNovember 2011 - November 2011
Klub K-9 Dogcare   October 2010 - August 2011
Advanced Equities  January 2001 - January 2010
First Allied Securities   May 2001 - February 2009
First Allied Securities   May 2001 - February 2009
National University  October 1995 - May 2001
National University  May 1996 - April 2001
Mitchell Instrument Company   September 1993 - February 1996
National University  March 1995 - January 1996
MISTIX   March 1993 - October 1993

Education
The National University
Bachelors of Science, Information Technology with

David Shawn Rogers David Shawn Rogers Greater Chicago Area Details
David Shawn Rogers's First Allied Securities Experience March 2006 - October 2007
Job Principal at R7 Partners
Industry Venture Capital & Private Equity
Experience
R7 Partners   August 2015 - Present
Roth Capital Partners  January 2013 - August 2015
Advanced Equities  December 2008 - January 2013
Advanced Equities  October 2007 - December 2008
First Allied Securities   March 2006 - October 2007
Citigroup  March 2003 - February 2006
Cellpoint Inc,   January 2002 - February 2003

Skills
Salesforce.com, Quickbooks, Microsoft Office, Venture Capital, Private Equity, Start-ups, Mergers, Investments, Asset Managment, Strategic Planning, New Business Development, Business Strategy, Due Diligence, Equities, Entrepreneurship, Business Development, Financial Analysis, Marketing, Investment Banking, Alternative Investments, Series 7, Management, Investor Relations

Education
University of Illinois at Urbana-Champaign   1996 — 1998
BA, Economics, LAS

William Verrill William Verrill Greater Seattle Area Details
William Verrill's First Allied Securities Experience September 2011 - Present
Job Vice President, Aviso Wealth Management
Industry Investment Management
Experience
First Allied Securities   September 2011 - Present
Aviso Wealth Management (Formerly Potomac Investments, Inc.)   September 2005 - Present
Daley Financial Group   April 2003 - September 2005

Education
Union College   1998 — 2002
Political Science - International Relations

Brunswick High   1994 — 1998

John Oakes John Oakes Greater Minneapolis-St. Paul Area Details
John Oakes's First Allied Securities Experience 2006 - 2008
Job Principal at Financial Search and Consulting, LLC
Industry Financial Services
Experience
Financial Search and Consulting, LLC   July 2013 - Present
RiverNorth Mutual Funds   January 2012 - Present
Securities America, Inc.   January 2008 - June 2013
Utopia Funds   2006 - 2008
First Allied Securities   2006 - 2008
Wells Fargo  January 2000 - December 2003
Prudential Securities  April 1972 - December 1999

Skills
Asset Allocation, Retirement Planning, Financial Services, Financial Advisory, Management, Recruiting, Leadership Development, Investment Advisory, Mergers, 401k, Mergers & Acquisitions, Investments, Investment Management, Securities, Series 7, Mutual Funds, Sales, Series 63, Wealth Management, Alternative Investments, Retirement, Employee Training, FINRA, Banking, Financial Recruiting, ETFs, Investment Strategies, Series 24, Investment Banking, Fixed Annuities, Asset Management, Relationship Management, Portfolio Management, Wealth Management..., Equities

Education
Securities Industry Institute, Wharton School of Business   1986 — 1989
Graduate, Finance, General

University of Pittsburgh   1962 — 1966
BA, English, Journalism

The Peddie School   1958 — 1962
Academic, English

Kelly Coulter Kelly Coulter Phoenix, Arizona Area Details
Kelly Coulter's First Allied Securities Experience October 2013 - Present
Job AVP Marketing at First Allied Securities
Industry Marketing and Advertising
Experience
First Allied Securities   October 2013 - Present
Mutual of Omaha Bank  August 2008 - October 2013
First National Bank of Arizona  October 2006 - July 2008
Ralph Engelstad Arena  2002 - 2002

Skills
Advertising, Public Relations, Online Marketing, Event Management, Vendor Relations, Marketing Strategy, Marketing Communications, New Business Development, Business Development, Marketing, Facebook, Leadership, Strategic Planning, Sales, Social Media Marketing, Direct Marketing, Social Media, Small Business, Social Networking, Email Marketing, Marketing Management, Lead Generation, Online Advertising, Negotiation, Internal Communications, B2B, Event Planning, Integrated Marketing, CRM, Brand Management, Salesforce.com, Trade Shows, Market Planning, Marketing Research, B2B Marketing, Digital Marketing, Direct Mail, Market Research, Product Marketing, Account Management, SEM, Competitive Analysis

Education
The University of North Dakota   2002 — 2006
Bachelors of Business Administration, Marketing

Detroit Lakes High School   1998 — 2002

Edward Fredericks Edward Fredericks Glastonbury, Connecticut Details
Edward Fredericks's First Allied Securities Experience April 2008 - Present
Job Financial Advisor at First Allied Securities, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
First Allied Securities   April 2008 - Present
FFP Securities   April 1995 - April 2008

Skills
Retirement Planning, Strategic Financial..., Portfolio Management, Asset Allocation, Tactical Asset..., Mutual Funds, Annuities, Life Insurance, Long-term Care, Health Insurance, Financial Planning

Education
Saint John's University
Accounting and Finance

State University of New York College at Fredonia
Applied Psychology

University of Hartford
Post Graduate, Business Administration and Management, General

Greg Monaco Greg Monaco San Diego, California Details
Greg Monaco's First Allied Securities Experience May 2005 - January 2009
Job Field Development Specialist at Commonwealth Financial Network
Industry Financial Services
Experience
Commonwealth Financial Network  August 2013 - Present
Mid Atlantic Capital Group   January 2009 - August 2013
First Allied Securities   May 2005 - January 2009
Mutual Service Corporation/Pacific Life   July 2003 - May 2005
Medline Industries  2002 - 2003
Ivy Funds  1999 - 2002
State Street  August 1998 - October 1999
South Seas Resorts  March 1997 - June 1998
Marriott Hotels  September 1993 - March 1997

Skills
Series 7, Mutual Funds, Investments, Series 63, 401k, Wealth Management, Retirement Planning, Investment Advisory, Alternative Investments, Retirement, Asset Allocation, Asset Managment, Financial Advisory, Portfolio Management, Strategic Financial..., Recruiting, Asset Management, Drinking Water, Securities, ETFs, Sales, Strategic Planning, Finance, Financial Services, Series 6

Education
Southern New Hampshire University   1989 — 1993
BS, Hotel and Business Management

Saint Dominic High School

Bryan Shires Bryan Shires San Francisco Bay Area Details
Bryan Shires's First Allied Securities Experience September 2008 - February 2009
Job Customer Success Rep at Xactly Corporation
Industry Financial Services
Experience
Xactly Corporation  March 2013 - Present
Mountain View Volleyball Club  September 2009 - Present
Xactly Corporation  July 2011 - March 2013
In Touch  March 2010 - July 2011
Cbeyond  March 2009 - October 2009
First Allied Securities   September 2008 - February 2009

Skills
Salesforce.com, SaaS, Sales Process, Account Management, Sales, Cold Calling, Lead Generation, Cloud Computing, Sales Management, New Business Development, Team Leadership, Marketing Strategy

Education
University of California, Santa Cruz   2004 — 2008
B.A, Business Management Economics w/ an emphasis in Accounting

Anthony Vattuone Anthony Vattuone Greater San Diego Area Details
Anthony Vattuone's First Allied Securities Experience October 2007 - January 2015
Job Systems Administration
Industry Information Technology and Services
Experience
FIS  May 2015 - Present
First Allied Securities   October 2007 - January 2015
Sempra Energy/SDG&E   September 2005 - July 2007

Skills
Citrix, VMware, Servers, Hardware, Troubleshooting, Active Directory, Windows Server, Windows 7, Networking, Customer Service, Technical Support, Help Desk Support, Infrastructure, Disaster Recovery

Education
ITT Technical Institute   2003 — 2005
AA - Computer Networking and Security, Networking, Server Administration, Desktop Administration, Information Security

Sonoma State University   1998 — 2000
BA - English, Creative Writing

Santa Rosa Junior College   1996 — 1998
AA, General Education

Milton K Guzman, CWS® Milton K Guzman, CWS® San Francisco Bay Area Details
Milton K Guzman, CWS®'s First Allied Securities Experience July 2013 - March 2015
Job Financial Consultant at Advantage Wealth Advisors
Industry Financial Services
Experience
Advantage Wealth Advisors   July 2013 - Present
First Allied Securities   July 2013 - March 2015
Merrill Lynch  July 2011 - May 2013
Morgan Stanley Smith Barney  March 2010 - June 2011
Pfizer  March 1994 - August 2009

Skills
Portfolio Management, Strategic Planning, Leadership, Finance, Cross-functional Team..., Financial Planning, Strategy, Business Development, Management, Investments, Team Leadership, Team Building

Education
United States Naval Academy   1984 — 1988
BS, Economics

Adam Gefvert Adam Gefvert Greater New York City Area Details
Adam Gefvert's First Allied Securities Experience July 2002 - December 2003
Job Technology/Healthcare Equity Analyst
Industry Investment Management
Experience
Independent Investment Analyst   February 2011 - Present
NYSSA  2011 - Present
Kershner Trading Group  2013 - 2013
Millennium Asset Partners   December 2004 - June 2005
First Allied Securities   July 2002 - December 2003

Skills
Equities, Investments, Fixed Income, Hedge Funds, Investment Strategies, Investment Management, Portfolio Management, Asset Managment, Financial Analysis, Alternative Investments, Private Equity, Equity Research, Bloomberg, Trading, Valuation, Asset Allocation, Financial Modeling, Capital Markets, Risk Management, Economics

Education
University of California, Santa Barbara   1996 — 2001
BA, Business Economics

Austen Manser Austen Manser Greater St. Louis Area Details
Austen Manser's First Allied Securities Experience January 2013 - Present
Job Data Analyst at First Allied Securities
Industry Banking
Experience
First Allied Securities   January 2013 - Present
Nu-View Windows and Doors   July 2012 - December 2012
Veterans United Home Loans  May 2010 - July 2012
MBS Direct  March 2008 - October 2008

Skills
Education with emphasis..., Strong communication..., Capable of prioritizing..., Excellent analytical..., Great planning,..., Microsoft Office, Microsoft Excel, Windows 7, Management, Analysis, Customer Service, Sales, Time Management

Education
University of Missouri-Columbia   2005 — 2009
Bachelor’s Degree, Economics

Jeffrey Forehand, CWS® Jeffrey Forehand, CWS® Myrtle Beach, South Carolina Details
Jeffrey Forehand, CWS®'s First Allied Securities Experience June 2008 - Present
Job President Forehand Advisory Group, Inc.
Industry Financial Services
Experience
First Allied Securities   June 2008 - Present
First Allied Securities   June 2008 - Present
Forehand Advisory Group Inc.   June 1993 - Present

Skills
Retirement Planning, Risk Management, Wealth Management, Securities, Wealth, Estate Planning, Strategic Financial..., Fixed Annuities, Retirement, Asset Managment, Mutual Funds, Series 7, Small Business, Financial Analysis, Financial Services, 401k, Investments, Financial Advisory, Finance, Insurance, Investment Advisory, Series 63, Asset Management, Asset Allocation, Life Insurance, Investment Strategies, Portfolio Management, IRAs, Alternative Investments

Education
University of South Carolina - The Moore School of Business   1972 — 1976
Bachelor

University of South Carolina-Columbia   1972 — 1976

Myrtle Beach High School   1970 — 1972

Kshitij (Chris) Lanjewar Kshitij (Chris) Lanjewar Greater San Diego Area Details
Kshitij (Chris) Lanjewar's First Allied Securities Experience July 2007 - Present
Job Sr. QA Engineer
Industry Financial Services
Experience
First Allied Securities   July 2007 - Present
First Allied Securities, Inc.   2007 - 2015

Education
University of San Diego   2002 — 2002

Visvesvaraya National Institute of Technology   1994 — 1994
BArch, Architecture

Somalwar

Tyler Connolly Tyler Connolly Houston, Texas Details
Tyler Connolly's First Allied Securities Experience May 2013 - August 2013
Job Investment Banking Analyst at RBC Capital Markets
Industry Investment Banking
Experience
RBC Capital Markets  July 2015 - Present
Southern Methodist University  January 2015 - May 2015
Southern Methodist University  August 2012 - May 2015
VMG Health  September 2014 - January 2015
RBC Capital Markets  June 2014 - August 2014
Capview Partners  March 2013 - May 2014
First Allied Securities   May 2013 - August 2013
Dedman Center for Lifetime Sports  January 2012 - March 2013
U.S. Pretrial Services   May 2012 - August 2012

Skills
Customer Service, Microsoft Excel, Microsoft Word, Financial Analysis, Financial Accounting, Time Management, Team Leadership, Sports Management, Legal Research, Sales, Research, PowerPoint, Microsoft Office, Financial Modeling, Data Analysis, Leadership, Market Research, Teamwork, Social Media, Accounting

Education
Southern Methodist University - Cox School of Business   2011 — 2015
Bachelor of Business Administration (BBA), Finance with a Specialization in Alternative Asset Management

Lenia Muro Lenia Muro San Diego, California Details
Lenia Muro's First Allied Securities Experience September 2009 - March 2012
Job Senior Compliance Advisor – Branch Audit at Commonwealth Financial Network
Industry Financial Services
Experience
Commonwealth Financial Network  March 2012 - Present
First Allied Securities   September 2009 - March 2012
LPL Financial  June 2005 - September 2009

Education
University of California, San Diego   2000 — 2004
Bachelor’s Degree, Psychology

Nathan Kiyam Nathan Kiyam Greater San Diego Area Details
Nathan Kiyam's First Allied Securities Experience October 2010 - April 2012
Job Securities and Exchange Commission Honors Intern
Industry Banking
Experience
U.S. Securities and Exchange Commission   May 2015 - August 2015
Pite Duncan, LLP  May 2014 - February 2015
Madison Avenue Securities  April 2012 - July 2013
First Allied Securities   October 2010 - April 2012
LPL Financial  August 2007 - October 2010

Skills
FINRA, Law School Student, Series 24, Series 7, Series 63, Seres 66, Series 53, Securities, Mutual Funds, Financial Services, Investment Advisory, Uniform Combined State..., Retirement Planning, Wealth Management, Alternative Investments, Asset Allocation, Financial Advisory, Retirement, Investments, Legal Research

Education
University of San Diego School of Law   2014 — 2016
Doctor of Law (JD), Corporate Securities and Taxation

Thomas Jefferson School of Law   2013 — 2014
Doctor of Law (JD), Juris Doctorate

University of California, San Diego
Bachelors, International Studies

University of California, San Diego
Certificate in Accounting through Extension Program, Accounting

Bonnie L. Bennett, PHR Bonnie L. Bennett, PHR San Diego, California Details
Bonnie L. Bennett, PHR's First Allied Securities Experience October 2012 - March 2015
Job HR Generalist at Serving Seniors
Industry Human Resources
Experience
Serving Seniors  July 2015 - Present
First Allied Securities   October 2012 - March 2015
Bridgepoint Education  October 2011 - October 2012
Insurance Technologies  November 2010 - July 2011
Insurance Technologies  August 2010 - November 2010
Insurance Technologies  February 2010 - August 2010
Alvarez & Marsal  November 2008 - January 2010
Marakon  October 2007 - November 2008

Skills
Payroll, Employee Benefits, Employee Relations, Process Improvement, Research, Talent Management, HRIS, Open Enrollment, New Hire Orientations, New Hire Paperwork, Leave of Absence..., Employee Wellness..., Applicant Tracking..., Recruiting, Human Resources, Leadership, Onboarding, Personnel Management, Microsoft Office

Education
University of Colorado Colorado Springs   2005 — 2007
Master's, Counseling & Human Services

University of Colorado at Colorado Springs   2002 — 2005
Bachelor's, Psychology

Matthew Harms Matthew Harms Greater Chicago Area Details
Matthew Harms's First Allied Securities Experience October 2005 - January 2008
Job
Industry Management Consulting
Experience
Baxalta  December 2014 - Present
Bain & Company  September 2012 - November 2014
Deloitte Consulting  May 2011 - August 2011
Wells Fargo Advisors, LLC  January 2008 - August 2010
First Allied Securities   October 2005 - January 2008

Skills
Business Strategy, Analytics, Equities, Financial Analysis, Investments, Asset Management, Consulting, Asset Managment, Equity Research, Public Speaking, Mergers & Acquisitions, Private Equity, Financial Services, Management

Education
University of Michigan - Stephen M. Ross School of Business   2010 — 2012
MBA

Truman State University   2001 — 2005
B.Sc., Economics

Galesburg High School

Galesburg High School

Robert Vollmer Robert Vollmer Orange County, California Area Details
Robert Vollmer's First Allied Securities Experience 2003 - Present
Job Registered Principal at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   2003 - Present

Education
U.C. Irvine   1989 — 1991
MBA, Finance

University of Southern California   1980 — 1984
B.A., Economics

Oak Grove HS

T. Lee Eubanks T. Lee Eubanks Rock Hill, South Carolina Details
T. Lee Eubanks's First Allied Securities Experience June 2008 - Present
Job President Carolina Capital Group, Inc.
Industry Investment Management
Experience
First Allied Securities   June 2008 - Present
First Allied Advisory Services, Inc.   January 2007 - Present
Carolina Capital Group, Inc.   December 1994 - Present
FFP Securities   December 1994 - January 2007
Rock Hill National Bank   September 1983 - November 1994
Office of the Comptroller of the Currency  May 1979 - September 1981

Education
Winthrop University   1986 — 1988
MBA, Business

University of South Carolina - The Moore School of Business   1975 — 1979
BS, Finance

Fort Mill High School   1971 — 1975

Frank DiCicco Frank DiCicco Scottsdale, Arizona Details
Frank DiCicco's First Allied Securities Experience February 2002 - October 2007
Job Recruiting Consultant at Turning Point, Inc.
Industry Financial Services
Experience
Turning Point, Inc.   January 2010 - Present
GunnAllen Financial  October 2007 - October 2008
First Allied Securities   February 2002 - October 2007
Scottsdale Community College  2000 - 2005
Scottsdale Community College  2000 - 2005
UNITED PLANNER'S FINANCIAL SERVICES  January 1999 - January 2002
Nathan & Lewis Securities  January 1995 - January 1997
PIONEER FUNDS, INC   January 1992 - January 1994
Thomson McKinnon Securities and Prudential Securities   January 1983 - January 1990

Education
Scottsdale Community College   2000 — 2007
Equine Science

New York University
Education

Studies
Certificate of Completion, Education; Equine Science

Christine Tang, CFP®, CWS® Christine Tang, CFP®, CWS® Orange County, California Area Details
Christine Tang, CFP®, CWS®'s First Allied Securities Experience 2004 - Present
Job Managing Partner and CoFounder of Modern Wealth Advisors, Inc.
Industry Financial Services
Experience
Modern Wealth Advisors   2010 - Present
First Allied Securities   2004 - Present

Education
University of Southern California - Marshall School of Business   1999 — 2003
Bachelor's degree

Canon Financial Institute   2010 — 2011
CWS®, Certified Wealth Strategist

Kaplan University   2007 — 2008
CFP®, Certified Financial Planner

University of Brighton   2001 — 2001

El Modena High School   1995 — 1999

Maria A. Keith Maria A. Keith Greater San Diego Area Details
Maria A. Keith's First Allied Securities Experience January 2012 - June 2014
Job Financial Consultant, AXA Advisors, LLC
Industry Financial Services
Experience
AXA Advisors, LLC  June 2014 - Present
First Allied Securities   January 2012 - June 2014
First Allied Securities   September 2008 - January 2012
Wunderlich Securities  April 2005 - June 2008
First Merit Corporation   September 2001 - April 2005

Skills
Wealth Management, Risk Management, Retirement Planning, Investment Services, Long-Term Care Planning..., Annuity Services, Business Succession..., Executive Benefits..., Retirement Planning...

Education
University of Akron   2000 — 2005
MBA, Finance

Lauren Toth Lauren Toth San Diego, California Details
Lauren Toth's First Allied Securities Experience February 2014 - Present
Job VP Client Services at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   February 2014 - Present
Interactive Brokers Group  October 2011 - July 2013
KCM Asset Management  January 2011 - May 2011
Roland George Investments   August 2010 - May 2011
CME Group  June 2010 - August 2010

Skills
Bloomberg, Financial Analysis, PowerPoint, Valuation, Portfolio Management, Finance, Microsoft Excel, Equity Research, Bloomberg Terminal, Analysis, Fixed Income

Education
Stetson University   2007 — 2011
Bachelor, Business Administration; Finance

Energy Management Institute   2010 — 2010

Dee Ness Dee Ness San Diego, California Details
Dee Ness's First Allied Securities Experience October 2006 - Present
Job Vice President, Administration at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   October 2006 - Present
Torre Lazur McCann West   1997 - 2006

Skills
Customer Relations, Employee Relations, Microsoft Office, Excel, Contract Negotiation, Word, Access, PowerPoint, Organizational..., Microsoft Excel, Microsoft Word, Customer Service, Insurance

Education
University of Northern Iowa
BA

Nate Musterer Nate Musterer Greater San Diego Area Details
Nate Musterer's First Allied Securities Experience January 2006 - January 2007
Job Assistant Vice President, Compliance at LPL Financial
Industry Financial Services
Experience
LPL Financial  October 2004 - Present
First Allied Securities   January 2006 - January 2007

Skills
Series 7, FINRA, Mutual Funds, Series 24, Series 63, Investment Advisory, Securities, Financial Services, Alternative Investments, Series 4, Regulatory Compliance, Risk Management, Variable Annuities, Relationship Management, Business Process..., Project Management, Procedure Development, Information Security, Supervision, Staff Development, Staff Management, SEC, Auditing, Securities Regulation, Anti Money Laundering

Education
University of California, San Diego   2000 — 2004
Bachelor's degree, Communication and Media Studies

Donna Pearson Halinski Donna Pearson Halinski Greater St. Louis Area Details
Donna Pearson Halinski's First Allied Securities Experience March 2007 - Present
Job First Allied Securities, Inc.Corporate Media, Meetings and Events
Industry Financial Services
Experience
First Allied Securities, Inc.   June 2007 - Present
First Allied Securities   March 2007 - Present
First Allied, family of Advanced Equities, Inc.   2007 - 2009
First Financial Planners  March 2000 - 2007
Free Lance, Myself   March 1973 - May 2000

Skills
Event Management, Social Networking, Social Media, Marketing, Strategic Planning, Public Speaking, Public Relations, Event Planning, Marketing Strategy, Business Strategy, Market Research, Advertising, Strategic Communications, Leadership, Outlook, Copywriting, Project Management, Sales, Teamwork, Time Management, Publishing, Social Media Marketing, Copy Editing, Microsoft Word, Relationship Management, Microsoft Office, FINRA, PowerPoint, Facebook, Marketing Communications, Training, Contract Negotiation, Corporate Communications, Strategy, Publications, Series 7, Nonprofits, Online Advertising, Management, Lead Generation, Digital Marketing, Fundraising, Business Development

Education
University of Arkansas at Fayetteville   1970 — 1974
Bachelor of Arts (BA), Design; Fine Arts; Art History

Affton High School   1966 — 1970
10-12 (9th grade Center-Guant High School)

Stuart Mouritzen Stuart Mouritzen Los Angeles, California Details
Stuart Mouritzen's First Allied Securities Experience July 2007 - August 2007
Job Head of Client Services, CitizenNet
Industry Marketing and Advertising
Experience
CitizenNet  December 2012 - Present
Residency Group   January 2012 - November 2012
Quitmumbling.com   March 2010 - September 2012
AEG Live  January 2010 - January 2012
USC Marshall School of Business  January 2008 - March 2010
AEG Live  January 2009 - August 2009
Paul Fox Presents   August 2008 - January 2009
Sony Pictures Entertainment  January 2008 - May 2008
First Allied Securities   July 2007 - August 2007

Skills
Digital Marketing, Advertising, Social Media Marketing, Facebook, Music Industry, Marketing, Entrepreneurship, Web Design, Photoshop, Social Media, CSS, Social Networking, Wordpress, Writing, Blogging, Entertainment, Event Planning, Twitter, YouTube, Online Advertising, Digital Media, Marketing Strategy, New Media

Education
University of Southern California   2006 — 2010
Bachelor of Science (BS), Music Industry

USDHS   2002 — 2005

Arlynn Alonzo Arlynn Alonzo San Diego, California Details
Arlynn Alonzo's First Allied Securities Experience September 2006 - Present
Job Billing Specialist
Industry Financial Services
Experience
First Allied Securities   September 2006 - Present
LPL Financial  December 2000 - July 2004

Education
University of San Diego   1990 — 1994
Bachelor of Science, Psychology

Luca Procel Luca Procel Greater Seattle Area Details
Luca Procel's First Allied Securities Experience 2000 - 2005
Job President at Advisor Support Services, LLC.
Industry Financial Services
Experience
Cetera Advisors, LLC  March 2012 - Present
Advisor Support Services, LLC.   January 2012 - Present
Pacific West Financial Group  June 2007 - March 2012
First Allied Securities   2000 - 2005

Skills
Series 7, Securities, Mutual Funds, Series 63, Alternative Investments, Investments, Wealth Management, Investment Advisory, Asset Allocation, Retirement Planning, Equities, Financial Advisory, Retirement, FINRA, Series 24, Trading

Education
Instituto Tecnológico y de Estudios Superiores de Monterrey   1993 — 1997
Bachelor of Science (BS), International Business

Yan Gao Yan Gao San Diego, California Details
Yan Gao's First Allied Securities Experience July 2009 - July 2010
Job Product Manager at National Regulatory Services
Industry Financial Services
Experience
NRS  April 2011 - Present
First Allied Securities   July 2009 - July 2010
Advisors Asset Management, Inc.   March 2006 - July 2009
LPL Financial  February 2005 - March 2006
TD  December 2003 - February 2005

Skills
Strategic Communications, Analysis, Compliance, Financial Analysis, Data Analysis, Access, Investments, Fixed Income, Mutual Funds, Microsoft Office, Process Improvement, Investment Advisory, Series 7, Series 63, Microsoft Word, Strategic Financial..., Microsoft Excel, Strategic Planning, Strategic Partnerships, FINRA, Asset Management, Securities, Bloomberg, Product Managers, Product Management, Mandarin, Scrum, Agile Methodologies, Corporate Finance, Revenue Analysis, Customer Relations, Series 65, Bloomberg Terminal, Cost Accounting, Price Forecasting, SharePoint, Alternative Investments, Business Analysis, Hedge Funds, Leadership, Asset Allocation, Equities, Portfolio Management, Customer Service, Financial Services, Idea Generation, Vendor Management, Agile Project Management, Financial Planning

Education
University of California, Davis   1997 — 2003
Bachelor of Arts, Economics

Shayan Tabrizi Shayan Tabrizi Greater San Diego Area Details
Shayan Tabrizi's First Allied Securities Experience June 2012 - Present
Job Wealth Advisor at Poole & TenBroeck Wealth Management Group
Industry Financial Services
Experience
Poole & TenBroeck Wealth Management Group   June 2012 - Present
First Allied Securities   June 2012 - Present
Centara Capital  September 2010 - June 2012
Nitto Denko  August 2006 - August 2008

Skills
Alternative Investments, Investment Advisory, Investment Strategies, Financial Planning, Insurance, Wealth Management, Registered Investment..., Hedge Funds, Estate Planning, Estate Tax Planning, Tax Planning, Financial Advisory

Education
University of California, Santa Barbara
Business Economics

Torrey Pines High School

Chintan Kamani Chintan Kamani Greater New York City Area Details
Chintan Kamani's First Allied Securities Experience July 2011 - April 2012
Job Consultant
Industry Financial Services
Experience
AIG  May 2012 - Present
First Allied Securities   July 2011 - April 2012
First Allied Securities   January 2010 - June 2011
Merrill Lynch  August 2009 - December 2009
Merrill Lynch  June 2008 - July 2009
GE  June 2005 - May 2008
ICICI Bank  February 2004 - February 2005
ICICI Prudential Life Insurance Company Limited  November 2002 - January 2004

Skills
Six Sigma, Transitions, Financial Accounting, Human Relations, Training & Development, Public Relations, Blackbelt, Management, Leadership, Analysis, Training, Employee Training, Business Analysis, CRM, Software Documentation, Data Analysis, Business Process..., Business Process..., Process Improvement

Education
GE   2009 — 2012
Six Sigma, Banking and Financial Support Services

St. Xavier's College   2004 — 2006
Bachelor, Commerce, A

Microsoft   2003 — 2004
Diploma in Computers, Software & Hardware, A

Jeffrey Abadie, CFP® Jeffrey Abadie, CFP® Palo Alto, California Details
Jeffrey Abadie, CFP®'s First Allied Securities Experience May 1999 - November 2004
Job Senior Wealth Manager at Sand Hill Global Advisors
Industry Financial Services
Experience
Sand Hill Global Advisors  January 2005 - Present
San Francisco Child Abuse Prevention Center  August 2014 - Present
Kids' Turn (Non Profit)   May 2008 - August 2014
First Allied Securities   May 1999 - November 2004
US Navy  June 1992 - June 1996

Skills
Portfolio Management, Financial Planning, Retirement, Financial Analysis, Cash Flow, Asset Allocation, Wealth Management, Investments

Education
San Diego State University-California State University   1999 — 2003
BA, Finance

Douglas Keith Hyer Douglas Keith Hyer Greater New York City Area Details
Douglas Keith Hyer's First Allied Securities Experience February 2013 - Present
Job Financial Consultant at Asset Advisory Services, Inc.
Industry Financial Services
Experience
Asset Advisory Services, Inc.   September 2003 - Present
ASSET ADVISORY SERVICES, INC. -Financial Services   1978 - Present
First Allied Securities   February 2013 - Present
Hofstra University  1998 - 2013
Peoples National Bank  1985 - 1987

Skills
Wealth Management, Investments, Retirement, Strategic Financial..., Securities, Insurance, Financial Advisory, Financial Services, Estate Planning, Small Business, Mutual Funds, Trusts, Long-term Care, Finance, Retirement Planning, Investment Advisory, Financial Planners, Fixed Annuities, Tax, Banking, Wills, Succession Planning, Asset Allocation, Series 7, Asset Protection, College Funding..., Retirement Plan..., Series 63, 401k, Employee Benefits, Asset Management, Wealth, FINRA, Retirement Advice, Women / widow financial..., Small Business..., MD / DDS Financial..., Real Estate Guidance, Group Employee Benefits, Investment Strategies, Pensions, Wealth Management..., Portfolio Management, IRAs, Alternative Investments

Education
The American College   1982 — 1985
MSFS, Master of Science in Financial Services, B+

University of Missouri-Columbia   1963 — 1967
BA, Accounting and Psychology

Colton Marquardt Colton Marquardt San Diego, California Details
Colton Marquardt's First Allied Securities Experience September 2004 - June 2008
Job Product Line Manager Footwear at Reef
Industry Apparel & Fashion
Experience
Reef  June 2015 - Present
Surf Ride Boardshop  August 2014 - Present
Surf Ride Boardshop  September 2013 - August 2014
Vans  September 2012 - January 2013
Education Abroad Program (EAP), University of California, Santa Barbara   September 2011 - June 2012
First Allied Securities   September 2004 - June 2008

Skills
PowerPoint, Microsoft Excel, Research, Microsoft Word, Social Networking, Customer Service, Public Speaking, Teamwork, Social Media, Event Planning, Facebook, Editing, Team Leadership, Entrepreneurship, Screen Printing, Photoshop, Illustrator, Community Outreach, Data Analysis, Proposal Writing, Report Writing, Writing, Managerial, Presentation Development, Youth Development, Community Organizations, Marketing, Online Advertising, Sales, Merchandising, Visual Merchandising, Product Design, Fashion Design, Social Media Marketing

Education
University of California, Santa Barbara   2008 — 2012
Global and International Studies, Europe, International Relations, and Entrepreneurship

Sinan Barkho Sinan Barkho Greater San Diego Area Details
Sinan Barkho's First Allied Securities Experience March 2012 - December 2012
Job Sr Technical Data Analyst at Intuit
Industry Information Technology and Services
Experience
Intuit  September 2014 - Present
Union Bank  January 2013 - July 2014
First Allied Securities   March 2012 - December 2012
Nuveen Investments  February 2008 - March 2012
Bank Of America  August 2006 - February 2008
Softagon   September 2004 - August 2006
Tradar  August 2002 - August 2004
Commerce One  June 2001 - September 2001
Noosh  December 1999 - February 2001

Skills
Business Analysis, SQL, SDLC, Microsoft SQL Server, Visio, Software Project..., Software Development, Requirements Analysis, C#, Requirements Gathering, Databases, Database Design, Business Intelligence, Process Improvement, Agile Methodologies, Project Management, Data Analysis, hadoop, Predictive Analytics, Predictive Modeling, Big Data, SQL Server, SSIS, SSRS, T-SQL, .NET, Documentation, Testing, Programming, Application Development, Analysis, Hedge Funds, Financial Analysis, Portfolio Management, Problem Solving, Business Requirements, Agile, Data Warehousing, Business Process..., Data Modeling, Gap Analysis, Business Process, Systems Analysis, Project Planning, Waterfall, User Acceptance Testing, Agile Project Management, Functional..., Integration, ETL

Education
University of California, Berkeley   1994 — 1998
B.A. Economics, Economics

UC Irvine, Extension   2013 — 2013
Certificate in Predictive Analytics, (In Progress)

Aaron Hahn Aaron Hahn Orange County, California Area Details
Aaron Hahn's First Allied Securities Experience November 2010 - Present
Job Advisory Services Manager at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   November 2010 - Present

Skills
Investments, Securities

Education
University of California, San Diego   1996 — 2001

Patrick Valle Patrick Valle United States Details
Patrick Valle's First Allied Securities Experience April 2002 - May 2003
Job Portfolio Manager at Valle Capital Management, LLC
Industry Financial Services
Experience
Valle Capital Management, LLC   June 2009 - Present
WaMu Investments, Inc. & Chase Investment Services   April 2004 - June 2009
First Allied Securities   April 2002 - May 2003
InterFirst Capital   May 1999 - April 2002
JB Oxford & Co.   December 1996 - May 1999
University Credit Union  September 1991 - December 1996

Skills
Portfolio Management, Traders, Equities, Customer Service, Risk Management, Fixed Income, Mutual Funds, Asset Management, Options, Investments, FINRA, Trading, Securities, Financial Risk, Financial Services

Education
University of California, Los Angeles   1986 — 1991
Bachelor of Arts in Psychology with a Specialization in Business Administration and Economics

Rod Nishikawa, Retirement Planner Rod Nishikawa, Retirement Planner Sacramento, California Area Details
Rod Nishikawa, Retirement Planner's First Allied Securities Experience November 2000 - Present
Job Independent Financial Advisor, Qualified Plan Specialist
Industry Financial Services
Experience
First Allied Securities   November 2000 - Present
AXA Advisors  July 1991 - November 2000

Education
University of California, Davis   1986 — 1990
Bachelor of Science, Agricultural and Managerial Economics

Dixon High School   1982 — 1986

Kris Lloyd Kris Lloyd Houston, Texas Area Details
Kris Lloyd's First Allied Securities Experience August 2001 - August 2004
Job Owner, K.B. Lloyd
Industry Insurance
Experience
K.B. Lloyd   August 2004 - Present
First Allied Securities   August 2001 - August 2004
D.E. Frey & Co.   June 1994 - August 2001

Skills
Insurance, Retirement Planning, Wealth Management, Estate Planning, Access, Photography, Customer Service, Strategic Planning, Microsoft Office, Leadership, Small Business, New Business Development, Strategic Financial..., Public Speaking, Investments, Team Building, Microsoft Excel, Financial Planners, Retirement, Risk Management, Financial Planning

Education
University of Houston

Benjamin Zamora Benjamin Zamora Greater Denver Area Details
Benjamin Zamora's First Allied Securities Experience 1999 - 2000
Job VP Engineering at Accurence
Industry Computer Software
Experience
Accurence  August 2011 - Present
Lautriv Information Systems, Inc.   2008 - Present
Practice Manager Group   November 2005 - June 2008
First Allied Securities   1999 - 2000

Skills
SQL, Agile Methodologies, Microsoft SQL Server, Business Intelligence, XML, T-SQL, Software Development, .NET, Enterprise Software

Education
University of Colorado Denver   1995 — 2000

Sean Rahbari Sean Rahbari Orange County, California Area Details
Sean Rahbari's First Allied Securities Experience 1998 - 1999
Job President at Rahbari Enterprises
Industry Financial Services
Experience
Rahbari Enterprises   February 2014 - Present
InvestTech Systems Consulting  2008 - Present
First American Trust  June 2001 - May 2008
First Allied Securities   1998 - 1999
brookside capital   1995 - 1996
standard pacific capital  1995 - 1996

Education
San Diego State University-California State University   1989 — 1993

Davood Kohan Davood Kohan San Francisco Bay Area Details
Davood Kohan's First Allied Securities Experience February 1998 - Present
Job financial advisor, First Allied Securities
Industry Financial Services
Experience
First Allied Securities   February 1998 - Present

Education
University of California, Berkeley   1967 — 1971

Megan Whitehead Megan Whitehead Magnolia, Arkansas Details
Megan Whitehead's First Allied Securities Experience 2008 - 2009
Job Center Director/Business Consultant at SAU SBTDC
Industry Professional Training & Coaching
Experience
Arkansas Small Business and Technology Development Center  September 2012 - Present
Arkansas Small Business and Technology Development Center  October 2010 - September 2012
LPL Finanical  January 2009 - June 2010
First Allied Securities   2008 - 2009

Skills
Accounts Receivable, Accounting, Accounts Payable, Customer Service, Account Reconciliation, Microsoft Excel, Invoicing, Microsoft Office, Outlook, Microsoft Word, Consulting, Teaching, Training, Sales, Budgets, Entrepreneurship, Small Business Lending, New Business Development, Small Business, Accounting for Small..., Mutual Funds, Start-ups, Public Speaking, Event Planning, Retirement Planning, Team Building, Risk Management, Management, Strategic Planning, Access, Financial Analysis

Education
Southern Arkansas University   2011 — 2012
Master of Business Administration (M.B.A.)

Southern Arkansas University   2002 — 2005
Bachelor of Science (B.S.), Agriculture Business

Keith Gentry Keith Gentry Greater Boston Area Details
Keith Gentry's First Allied Securities Experience January 2009 - March 2010
Job Portfolio Manager at Citizens Private Bank & Trust
Industry Financial Services
Experience
Citizens Bank  June 2014 - Present
RBS Citizens Financial   October 2012 - June 2014
Investors Capital  May 2010 - October 2012
First Allied Securities   January 2009 - March 2010
LPL Financial  September 2007 - August 2008

Skills
Series 6, Series 7, Series 24, Series 4, Series 66, Series 55, Series 53, FINRA, Wealth Management, Mutual Funds, Equities, Asset Management, Portfolio Management, Securities, Series 63, Investments, Alternative Investments, Finance, Financial Services

Education
University of Massachusetts   2002 — 2006
Managerial Economics

CFA Institute

Harry Newkirk Harry Newkirk Greater San Diego Area Details
Harry Newkirk's First Allied Securities Experience October 2005 - February 2008
Job Network Engineer
Industry Computer Networking
Experience
Robert Half Technology  July 2008 - Present
GEN.X   2015 - 2015
Richardson  June 2008 - May 2009
General Systems Inc   February 2008 - June 2008
General Systems Inc Mira Mesa, CA   February 2006 - June 2008
First Allied Securities San Diego, CA   December 2005 - February 2008
First Allied Securities   October 2005 - February 2008
HD Supply  2008 - 2008
RHI Consulting  April 2005 - October 2005
IT Pros   January 2005 - April 2005

Skills
Active Directory, Windows Server, DHCP, XP, Troubleshooting, Microsoft Exchange, Technical Support, TCP/IP, Servers, Networking, Operating Systems, DNS, Switches, Hardware, Firewalls, Windows XP

Education
The University of Texas at El Paso   1988 — 1990
AA, Computer Science

Port Jervis High School   1976 — 1980

IBM Technical School

Micro skills

Miramar Community College
Computer Science

Net10 Technologies, Inc

University of Texas
AA, Computer Science

Liza Marquardt Liza Marquardt Greater San Diego Area Details
Liza Marquardt's First Allied Securities Experience 1994 - Present
Job Managing Director, Fixed Income Trading at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   1994 - Present

Skills
Fixed Income, Series 7, Series 63, Bonds, Series 24, Mutual Funds, Securities

Education
UCSB   1975 — 1979
BA

Arvind Kulkarni Arvind Kulkarni Irvine, California Details
Arvind Kulkarni's First Allied Securities Experience January 1996 - Present
Job My mission is to help Clients Retire with Safety and Comfort
Industry Financial Services
Experience
First Allied Securities   January 1996 - Present

Skills
Securities, Retirement Planning, Strategic Financial..., Financial Advisory, Series 7, Investments, Investment Advisory, Wealth Management, Small Business, Asset Management, Portfolio Management

Education
University of Illinois at Urbana-Champaign
M.S., Industrial Engineering

David Albin David Albin Greater San Diego Area Details
David Albin's First Allied Securities Experience November 2013 - Present
Job Investment Advisory Compliance Analyst at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   November 2013 - Present
TD Ameritrade Institutional  December 2012 - November 2013
TD Ameritrade Institutional  December 2009 - December 2012
Bacara Resort and Spa  July 2007 - December 2008

Skills
Series 7, Series 63, Financial Analysis, Series 66, Equity Valuation, Mutual Funds, FX Spot, Investment Advisory, Asset Allocation, FX trading, Currency Futures, Financial Services, Asset Management, Fixed Income, Equities, Uniform Combined State..., Securities, Wealth Management, Options, Investment Strategies, Portfolio Management, Options Strategies, FINRA, Trading

Education
University of California, Santa Barbara
BA, Philosophy

Dimple Dhar Dimple Dhar Greater San Diego Area Details
Dimple Dhar's First Allied Securities Experience June 2005 - June 2012
Job Tech Lead at ICW Group
Industry Insurance
Experience
ICW Group  June 2012 - Present
First Allied Securities   June 2005 - June 2012
Archaio   2003 - 2005
Siemens Information Systems Ltd  2000 - 2000
Corbus  1999 - 2000

Skills
Microsoft SQL Server, XML, Oracle, SQL, C#, Java, .NET, Agile Methodologies, T-SQL, Databases, VB.NET, Agile Project Management, ASP.NET MVC, WCF, SDLC, SOA

Education
University of Jammu   1995 — 1998
Computer applications, Computer Sciences

University of Jammu   1993 — 1995
Masters, Physics

LaShawyne Mclin LaShawyne Mclin Greater San Diego Area Details
LaShawyne Mclin's First Allied Securities Experience November 2010 - Present
Job Financial Services Professional
Industry Financial Services
Experience
Bridgepoint Education  January 2014 - Present
First Allied Securities   November 2010 - Present
Centara Capital  2007 - 2009

Skills
Financial Advisory, Securities, Finance, Financial Services, Asset Management, Alternative Investments, 401k, IRAs, Variable Annuities, Wealth Management..., Investments, Mutual Funds, Leadership, Microsoft Office, Public Speaking, Strategic Financial..., Customer Service, Management, Leadership Development, Microsoft Word, PowerPoint, Outlook, Time Management

Education
Ashford University   2010 — 2013
Bachelor's degree, Organizational Management

University of Iowa   1988 — 1989
Finance, Economics

Richard Crancer Richard Crancer Santee, California Details
Richard Crancer's First Allied Securities Experience January 2007 - January 2011
Job Peer Coach at LPL Financial
Industry Financial Services
Experience
LPL Financial  January 2013 - Present
LPL Financial  January 2011 - January 2013
First Allied Securities   January 2007 - January 2011

Skills
Strategic Planning, Spanish, Series 7, Windows, Wealth Management, Series 24, Series 63, Strategic Financial..., Uniform Combined State...

Education
University of San Diego   2005 — 2006
Paralegal Certificate, General Studies

San Diego State University-California State University   1997 — 2002
Bachelor of Arts (B.A.), English Language and Literature/Letters

L Michael Walton L Michael Walton Greater Denver Area Details
L Michael Walton's First Allied Securities Experience May 2008 - July 2013
Job Legacy Investment Partners
Industry Financial Services
Experience
Cambridge Investment Research  August 2013 - Present
First Allied Securities   May 2008 - July 2013

Skills
Retirement Planning, Investment Advisory, Mutual Funds, Retirement, Investments, Wealth Management, Strategic Financial..., Asset Management

Education
University of California, Los Angeles   1976 — 1978
Bachelor's degree, Sociology/Psychology/Poli Sci

University of California, Los Angeles
BA

Greg Heiple Greg Heiple Norman, Oklahoma Details
Greg Heiple's First Allied Securities Experience August 1987 - Present
Job Financial Adviser at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   August 1987 - Present
Paine Webber  June 1988 - June 1990

Skills
Strategic Planning, Leadership, Customer Service, New Business Development, Marketing Strategy, Entrepreneurship, Investment Properties, Financial Analysis, Investments, Series 7, Risk Management, Real Estate, Insurance, Financial Reporting, Credit

Education
Westminster College (MO)   1985 — 1987
Bachelor of Business Administration (B.B.A.), Business

University of Oklahoma   1982 — 1984

Adrienne Hafner Adrienne Hafner Greater San Diego Area Details
Adrienne Hafner's First Allied Securities Experience April 2013 - September 2014
Job Marketing Manager at Griffin Capital Corporation
Industry Financial Services
Experience
Griffin Capital Corporation  September 2014 - Present
First Allied Securities   April 2013 - September 2014
First Allied Securities   October 2011 - March 2013
Western Asset Management  July 2011 - September 2011
Skadden Arps  July 2008 - February 2011
First Republic Securities Co., LLC   September 2005 - May 2008

Skills
Recruiting, Legal Research, Employee Benefits, Mutual Funds, Event Planning, Onboarding, Fundraising

Education
NYU-SCPS   2009 — 2010
Certificate in Human Capital Management

University of California, Santa Barbara   2001 — 2005
BA, Global & International Studies

Doyle King Doyle King Greater St. Louis Area Details
Doyle King's First Allied Securities Experience October 2008 - June 2009
Job WFA Regional Supervisor 2 at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors  December 2013 - Present
Larson Financial  January 2013 - December 2013
Wells Fargo Advisors  November 2010 - January 2013
First Allied Securities   October 2008 - June 2009

Skills
Series 7, Series 63, Series 65, Series 24, Missouri Life and..., Investments, Securities, Mutual Funds, Asset Management, Equities, Series 53, FINRA, Options, Fixed Income, Uniform Combined State..., Portfolio Management, Alternative Investments, Series 9

Education
University of Missouri - St. Louis   2002 — 2007
Bachelor of Science, Finance

Katelynn Harris Katelynn Harris Greater San Diego Area Details
Katelynn Harris's First Allied Securities Experience June 2007 - September 2007
Job Experienced Mental Health Worker and Research Assistant
Industry Nonprofit Organization Management
Experience
Center for Understanding and Treating Anxiety  April 2010 - Present
San Diego Center for Children  June 2009 - Present
University of California  January 2009 - June 2009
University of California, Santa Barbara  January 2009 - June 2009
Crane Country Day School  January 2008 - June 2009
Barona Valley Ranch Resort & Casino  June 2008 - September 2008
First Allied Securities   June 2007 - September 2007
Isla Vista Coffee Shop   December 2006 - July 2007
East County Davis Family YMCA   June 2006 - September 2006
First Allied Securities   June 2002 - September 2002

Education
University of California, Santa Barbara   2005 — 2009
Bachelors, Communication, Applied Psychology and Counseling

Helix Charter High School   2001 — 2005
High School Diploma

The American University of Paris

Kristen Avery Kristen Avery Downers Grove, Illinois Details
Kristen Avery's First Allied Securities Experience September 2013 - Present
Job Consultant at First Allied Securities
Industry Financial Services
Experience
First Allied Securities   September 2013 - Present
First Allied Securities   March 2013 - September 2013
First Allied Securities   April 2011 - March 2013
Retirement Capital Group, Inc.   June 2007 - April 2011
CapStone Investments  June 2005 - June 2007
Goldman Sachs  September 2000 - April 2005

Education
University of Iowa   1995 — 1999
B.B.A, Business

York High School

York High School

Donald Stevenson Donald Stevenson Tucson, Arizona Details
Donald Stevenson's First Allied Securities Experience September 2007 - July 2014
Job Client Service Manager at Fortress Investments
Industry Financial Services
Experience
Fortress Investment Advisors   September 2014 - Present
FIRST ALLIED SECURITIES   September 2007 - July 2014
PACIFIC TRUST BANK  May 2006 - February 2007
U. S. BANK   June 2003 - March 2006
TRUST ADMINISTRATION SERVICES   January 2001 - January 2002
SCUDDER INVESTOR SERVICES   August 1995 - January 2001

Skills
Mutual Funds, New Business Development, Life Insurance, Financial Services, Investments, Retirement Planning, Securities, Project Management, Microsoft Office, Supervision, Employee Training, Customer Service, Investment Sales, Asset Allocation, Call Center Management

Education
University of Minnesota-Twin Cities
Bachelor's Degree, Marketing

Nicole St Marie Nicole St Marie Baltimore, Maryland Details
Nicole St Marie's First Allied Securities Experience June 2011 - August 2011
Job Global Banking Operations Analyst at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley  July 2012 - Present
Teach For America  August 2011 - May 2012
First Allied Securities   June 2011 - August 2011

Skills
Retail Banking, Operations Control, Operational Risk..., Analysis, Customer Service, Training, Compliance Operations, Microsoft Excel, Microsoft Word, Outlook

Education
University of Maryland College Park   2008 — 2012
Bachelor of Arts (BA), Political Science and Government

The American University of Rome   2011 — 2011

Cathedral Catholic High School   2004 — 2008

Matt Hammes Matt Hammes Greater New York City Area Details
Matt Hammes's First Allied Securities Experience 2009 - 2010
Job Compliance Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial  March 2015 - Present
LPL Financial  2012 - Present
LPL Financial  2010 - Present
First Allied Securities   2009 - 2010
LPL Financial  2006 - 2009

Skills
Series 7, Series 66, Series 24, California Life Agent, Microsoft Office, Adobe Acrobat, Oracle Applications, Uniform Combined State...

Education
University of Iowa
Bachelor of Arts, Economics

Craig Warner Craig Warner San Diego, California Details
Craig Warner's First Allied Securities Experience December 1996 - May 2003
Job Institutional Sales Trader at Ascendiant Capital Markets
Industry Investment Management
Experience
Make-A-Wish America  August 2004 - Present
ASCENDIANT CAPITAL MARKETS   January 2013 - June 2014
CapStone Investments  August 2003 - January 2013
First Allied Securities   December 1996 - May 2003

Skills
Series 7, Series 63, Series 55, Series 24, FINRA, Equities, Securities, Financial Analysis, Hedge Funds, Bloomberg, Trading, Capital Markets, Fixed Income, Mutual Funds, Options, Financial Markets, Asset Allocation, Alternative Investments, Equity Trading, Asset Management, Due Diligence, Equity Research, Investments, Private Equity, Portfolio Management, Investment Strategies, Valuation, Bonds

Education
San Diego State University-California State University   1989 — 1993
Bachelor of Science (B.S.), Finance, General

San Diego State University-California State University   1989 — 1993
Bachelor of Science (B.S.) Finance, Finance, General

Eric Hansen Eric Hansen San Jose, California Details
Eric Hansen's First Allied Securities Experience October 2008 - January 2010
Job National Planning Corporation at National Planning Corporation (NPC)
Industry Financial Services
Experience
National Planning Corporation (NPC)   May 2011 - Present
LPL Financial  January 2010 - May 2011
First Allied Securities   October 2008 - January 2010
LPL Financial  November 2007 - September 2008
Commonwealth Financial  July 2006 - July 2007

Skills
Sales, Strategic Planning, Business Development, Project Management, Asset Management, Marketing, Leadership, Retirement Planning, Sales Management, Microsoft Excel

Education
San Diego State University-California State University   2003 — 2006
Bachelor's Degree, Finance and Financial Management Services

Los Gatos Highschool   1997 — 2001
High School

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