UBS Financial Services, Inc
Industry: Investment banking company
DescriptionUBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (15 Nov 2011–) Customer service: 020 7567 8000 Headquarters: Basel, Switzerland Subsidiaries: UBS Limited, UBS Investment Bank,
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UBS Financial Services, Inc Employees
Employee
Years
Job
Industry
Theresa Olberding Theresa Olberding's UBS Financial Services, Inc Experience February 2007 - Present
Job Operations Manager, Authorized Officer at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. February 2007 - Present
First Bank & Trust April 2003 - November 2006
Farmers State Bank June 2000 - August 2002
Skills
Strategic Financial...
Education
South Dakota State University 2002 — 2006
Bachelor of Arts (B.A.), Economics
UBS Financial Services Inc. February 2007 - Present
First Bank & Trust April 2003 - November 2006
Farmers State Bank June 2000 - August 2002
Skills
Strategic Financial...
Education
South Dakota State University 2002 — 2006
Bachelor of Arts (B.A.), Economics
Chase Kolebuck Chase Kolebuck's UBS Financial Services, Inc Experience December 2012 - June 2014
Job Management Consulting Strategy Analyst at Accenture
Industry Management Consulting
Experience
Accenture February 2015 - Present
UBS Financial Services, Inc December 2012 - June 2014
Aztechs iPhone Repair August 2012 - May 2014
Reliance Partners Investment Bank June 2013 - January 2014
Apple June 2011 - January 2012
Skills
PowerPoint, Microsoft Excel, Microsoft Office, Customer Service, Microsoft Word, Social Media, Public Speaking, Social Networking, Teamwork, Leadership
Education
San Diego State University-California State University 2010 — 2014
Bachelor's Degree, Finance, General
Accenture February 2015 - Present
UBS Financial Services, Inc December 2012 - June 2014
Aztechs iPhone Repair August 2012 - May 2014
Reliance Partners Investment Bank June 2013 - January 2014
Apple June 2011 - January 2012
Skills
PowerPoint, Microsoft Excel, Microsoft Office, Customer Service, Microsoft Word, Social Media, Public Speaking, Social Networking, Teamwork, Leadership
Education
San Diego State University-California State University 2010 — 2014
Bachelor's Degree, Finance, General
Alex Neenan Alex Neenan's UBS Financial Services, Inc Experience September 2011 - December 2011
Job Cost/Strategic Pricing Analyst at Parker Hannifin Corp.
Industry Aviation & Aerospace
Experience
Parker Hannifin June 2013 - Present
IEL Company LLC May 2008 - Present
Bomel Construction Company Inc. November 2012 - May 2013
Wedbush Securities January 2012 - April 2012
UBS Financial Services Inc September 2011 - December 2011
Point Loma Nazarene University May 2010 - August 2010
Hilltop Alarms May 2008 - August 2008
Skills
Financial Planning, Investments, Accounting, Marketing Strategy, Microsoft Office, Quickbooks, Social Media, Website Building, Business Plan..., Entrepreneurship, Sage Timberline Office, MS Excel Pivot Tables, Outlook Express, Vlookup, Oracle E-Business Suite, Hyperion Financial..., Marketing, Strategic Financial..., Microsoft Excel, Cost Planning, Mainframe, Finance, Analysis, Data Entry, Sales
Education
Point Loma Nazarene University 2008 — 2012
Bachelor of Arts (BA), Accounting and Finance
Parker Hannifin June 2013 - Present
IEL Company LLC May 2008 - Present
Bomel Construction Company Inc. November 2012 - May 2013
Wedbush Securities January 2012 - April 2012
UBS Financial Services Inc September 2011 - December 2011
Point Loma Nazarene University May 2010 - August 2010
Hilltop Alarms May 2008 - August 2008
Skills
Financial Planning, Investments, Accounting, Marketing Strategy, Microsoft Office, Quickbooks, Social Media, Website Building, Business Plan..., Entrepreneurship, Sage Timberline Office, MS Excel Pivot Tables, Outlook Express, Vlookup, Oracle E-Business Suite, Hyperion Financial..., Marketing, Strategic Financial..., Microsoft Excel, Cost Planning, Mainframe, Finance, Analysis, Data Entry, Sales
Education
Point Loma Nazarene University 2008 — 2012
Bachelor of Arts (BA), Accounting and Finance
Rafael Huerta III Rafael Huerta III's UBS Financial Services, Inc Experience February 2014 - Present
Job Client Service Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. February 2014 - Present
Pinedo Financial Services July 2013 - November 2013
EdMD Financial Strategies, LLC June 2013 - November 2013
UBS Financial Services Inc. November 2012 - May 2013
Saint Mary's College of California August 2011 - May 2013
Skills
PowerPoint, Teamwork, Microsoft Word, Time Management, Microsoft Office, Networking, Bilingual-English/Spanis..., Microsoft Excel, Editing, Finance, SPSS, Financial Analysis, QuickBooks, Public Relations, Financial Reporting
Education
Saint Mary's College of California 2009 — 2013
Bachelor of Science (BS), Business Administration and Management, General
De La Salle High School 2005 — 2009
UBS Financial Services Inc. February 2014 - Present
Pinedo Financial Services July 2013 - November 2013
EdMD Financial Strategies, LLC June 2013 - November 2013
UBS Financial Services Inc. November 2012 - May 2013
Saint Mary's College of California August 2011 - May 2013
Skills
PowerPoint, Teamwork, Microsoft Word, Time Management, Microsoft Office, Networking, Bilingual-English/Spanis..., Microsoft Excel, Editing, Finance, SPSS, Financial Analysis, QuickBooks, Public Relations, Financial Reporting
Education
Saint Mary's College of California 2009 — 2013
Bachelor of Science (BS), Business Administration and Management, General
De La Salle High School 2005 — 2009
Karen Pauling Karen Pauling's UBS Financial Services, Inc Experience 1995 - March 2013
Job Senior Registered Client Associate at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors, LLC. March 2013 - Present
UBS Financial Services Inc. 1995 - March 2013
Merrill Lynch Insurance Group, Inc. April 1987 - February 1995
Skills
Multi-tasked, Sales, Word Processing, Investments, People-oriented, Follow Through, Detailed Organization, Quality Driven, Positive Energy, Learning New Concepts
Education
Saddleback College 1975 — 1976
Some college, Business/Commerce, General
Dana Hills High School 1971 — 1974
HS Degree
Wells Fargo Advisors, LLC. March 2013 - Present
UBS Financial Services Inc. 1995 - March 2013
Merrill Lynch Insurance Group, Inc. April 1987 - February 1995
Skills
Multi-tasked, Sales, Word Processing, Investments, People-oriented, Follow Through, Detailed Organization, Quality Driven, Positive Energy, Learning New Concepts
Education
Saddleback College 1975 — 1976
Some college, Business/Commerce, General
Dana Hills High School 1971 — 1974
HS Degree
Gerald W. Fawcett, ARM Gerald W. Fawcett, ARM's UBS Financial Services, Inc Experience January 2012 - May 2012
Job Underwriter at ACE Group
Industry Insurance
Joseph DeCecco's UBS Financial Services, Inc Experience May 2014 - August 2014
Job Marketing Intern at theThing.IO
Industry International Trade and Development
Experience
thethings.iO June 2015 - Present
Uber April 2014 - October 2014
UBS Financial Services Inc. May 2014 - August 2014
Ekim Painting June 2012 - July 2013
Skills
Spanish, Public Speaking, Research, Social Media, English, Customer Service, Social Networking, Teamwork, Photoshop, Negotiation, Continuous Improvement, Business Strategy, Strategic Planning, Leadership, Marketing, Interpersonal Skills, Communication
Education
San Diego State University-California State University 2012 — 2016
Bachelor of Arts (B.A.), International Business
Archbishop Mitty High School 2008 — 2012
KEI Abroad
thethings.iO June 2015 - Present
Uber April 2014 - October 2014
UBS Financial Services Inc. May 2014 - August 2014
Ekim Painting June 2012 - July 2013
Skills
Spanish, Public Speaking, Research, Social Media, English, Customer Service, Social Networking, Teamwork, Photoshop, Negotiation, Continuous Improvement, Business Strategy, Strategic Planning, Leadership, Marketing, Interpersonal Skills, Communication
Education
San Diego State University-California State University 2012 — 2016
Bachelor of Arts (B.A.), International Business
Archbishop Mitty High School 2008 — 2012
KEI Abroad
Tiffany Budke Tiffany Budke's UBS Financial Services, Inc Experience March 1997 - Present
Job Senior Registered Client Service Associate at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc March 1997 - Present
Education
Portland State University 1993 — 1998
Bachelor's degree, Psychology
Beaverton High School 1990 — 1993
UBS Financial Services Inc March 1997 - Present
Education
Portland State University 1993 — 1998
Bachelor's degree, Psychology
Beaverton High School 1990 — 1993
Novelle Shakeel Novelle Shakeel's UBS Financial Services, Inc Experience February 2012 - June 2012
Job President at Parisian Management, Inc.
Industry Computer Hardware
Experience
WD, a Western Digital company May 2013 - December 2013
UBS Financial Services, Inc February 2012 - June 2012
Global Wealth Management at Merrill Lynch September 2010 - January 2012
OutClick Media July 2008 - July 2008
Western Digital Corporation May 2006 - June 2006
Skills
Data Analysis, PowerPoint, Outlook, Research, Excel, Eviews, Google Analytics, Word, SSPS, Interior Design
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2012 — 2014
Master of Business Administration (M.B.A.)
University of California, Irvine 2007 — 2011
Bachelor of Arts, Economics and Psychology
St. Margaret's Episcopal School 2002 — 2006
High School Diploma
WD, a Western Digital company May 2013 - December 2013
UBS Financial Services, Inc February 2012 - June 2012
Global Wealth Management at Merrill Lynch September 2010 - January 2012
OutClick Media July 2008 - July 2008
Western Digital Corporation May 2006 - June 2006
Skills
Data Analysis, PowerPoint, Outlook, Research, Excel, Eviews, Google Analytics, Word, SSPS, Interior Design
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2012 — 2014
Master of Business Administration (M.B.A.)
University of California, Irvine 2007 — 2011
Bachelor of Arts, Economics and Psychology
St. Margaret's Episcopal School 2002 — 2006
High School Diploma
Carol Mani Johnston's UBS Financial Services, Inc Experience December 2013 - Present
Job Senior Vice PresidentWealth Management/Sr. Portfolio Manager at UBS
Industry Financial Services
Experience
UBS Financial Services Inc. December 2013 - Present
Smith Barney Harris Upham September 1982 - December 2013
Education
Southern Methodist University 1978 — 1981
Bachelor of Arts (B.A.), Ibero American Studies/Mathematics
Saint Mary's Hall High School 1973 — 1977
UBS Financial Services Inc. December 2013 - Present
Smith Barney Harris Upham September 1982 - December 2013
Education
Southern Methodist University 1978 — 1981
Bachelor of Arts (B.A.), Ibero American Studies/Mathematics
Saint Mary's Hall High School 1973 — 1977
William Voutsinas William Voutsinas's UBS Financial Services, Inc Experience January 2011 - May 2011
Job Robert Half Finance & Accounting
Industry Financial Services
Experience
Robert Half Finance & Accounting April 2014 - August 2014
Linium Resources February 2013 - March 2014
Chartis September 2011 - January 2012
UBS Financial Services, Inc January 2011 - May 2011
Skills
Strategic Financial..., Investments, Finance, Financial Reporting, Portfolio Management, Mutual Funds, Corporate Finance, Bonds, Financial Accounting, Trading, Recruiting, Banking, Management, Financial Services, Account Reconciliation, Equities, Asset Management, Financial Analysis, Financial Modeling, Internal Audit, Auditing, Mergers & Acquisitions, Accounting, SEC filings, PeopleSoft, Executive Management, Contract Recruitment, Temporary Placement, Managerial Finance, Applicant Tracking..., Temporary Staffing, College Recruiting, Internet Recruiting, Executive Search, Staffing Services, Payroll
Education
Raritan Highschool
Rider University
B.S, Business Administration; Business Finance
Robert Half Finance & Accounting April 2014 - August 2014
Linium Resources February 2013 - March 2014
Chartis September 2011 - January 2012
UBS Financial Services, Inc January 2011 - May 2011
Skills
Strategic Financial..., Investments, Finance, Financial Reporting, Portfolio Management, Mutual Funds, Corporate Finance, Bonds, Financial Accounting, Trading, Recruiting, Banking, Management, Financial Services, Account Reconciliation, Equities, Asset Management, Financial Analysis, Financial Modeling, Internal Audit, Auditing, Mergers & Acquisitions, Accounting, SEC filings, PeopleSoft, Executive Management, Contract Recruitment, Temporary Placement, Managerial Finance, Applicant Tracking..., Temporary Staffing, College Recruiting, Internet Recruiting, Executive Search, Staffing Services, Payroll
Education
Raritan Highschool
Rider University
B.S, Business Administration; Business Finance
Steven Loerke Steven Loerke's UBS Financial Services, Inc Experience 2006 - Present
Job Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. 2006 - Present
Morgan Stanley Smith Barney October 2001 - January 2006
Education
St. Mary's College of California 1995 — 1999
BA, Business Administration
UBS Financial Services Inc. 2006 - Present
Morgan Stanley Smith Barney October 2001 - January 2006
Education
St. Mary's College of California 1995 — 1999
BA, Business Administration
Nicole Hiller Nicole Hiller's UBS Financial Services, Inc Experience March 2011 - Present
Job Registered Client Service Associate
Industry Financial Services
Experience
UBS Financial Services Inc March 2011 - Present
Wells Capital Management April 2008 - March 2011
Advantus Capital Management October 2005 - April 2008
Smith Barney March 2000 - September 2005
Skills
Asset Allocation, Fixed Income, Mutual Funds, Series 63, Bonds, Securities, Bloomberg, Series 7, Investments, Asset Managment, Wealth Management, Portfolio Management, Alternative Investments, Equities
Education
Stillwater High School 1990 — 1994
Saint Mary's University of Minnesota
BS, Double Major BS -Marketing & Business
UBS Financial Services Inc March 2011 - Present
Wells Capital Management April 2008 - March 2011
Advantus Capital Management October 2005 - April 2008
Smith Barney March 2000 - September 2005
Skills
Asset Allocation, Fixed Income, Mutual Funds, Series 63, Bonds, Securities, Bloomberg, Series 7, Investments, Asset Managment, Wealth Management, Portfolio Management, Alternative Investments, Equities
Education
Stillwater High School 1990 — 1994
Saint Mary's University of Minnesota
BS, Double Major BS -Marketing & Business
George C Lee George C Lee's UBS Financial Services, Inc Experience May 2000 - July 2013
Job Senior Unix Systems Administrator at McGrawHill Education
Industry Information Technology and Services
Experience
McGraw-Hill Education 2013 - Present
UBS Financial Services Inc May 2000 - July 2013
Paine Webber October 1998 - May 2000
Nikko Securities Co. International, Inc May 1995 - October 1998
Skills
Storage Area Networks, DNS, Unix, Microsoft Exchange, Red Hat Linux, VPN, Servers, Integration, Disaster Recovery, AIX, Troubleshooting, SAN, Hardware, System Administration, Solaris, Networking, Management, IT Operations, Infrastructure, Service Delivery, Sybase, Firewalls, Incident Management, Network Administration, System Deployment, Technical Support, Vendor Management, IT Service Management, Project Management, Data Center
Education
Rutgers University
B.A. in Economics, Economics
McGraw-Hill Education 2013 - Present
UBS Financial Services Inc May 2000 - July 2013
Paine Webber October 1998 - May 2000
Nikko Securities Co. International, Inc May 1995 - October 1998
Skills
Storage Area Networks, DNS, Unix, Microsoft Exchange, Red Hat Linux, VPN, Servers, Integration, Disaster Recovery, AIX, Troubleshooting, SAN, Hardware, System Administration, Solaris, Networking, Management, IT Operations, Infrastructure, Service Delivery, Sybase, Firewalls, Incident Management, Network Administration, System Deployment, Technical Support, Vendor Management, IT Service Management, Project Management, Data Center
Education
Rutgers University
B.A. in Economics, Economics
Jamie Kujawski Jamie Kujawski's UBS Financial Services, Inc Experience 2009 - Present
Job Senior VP Investments UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. 2009 - Present
Morgan Stanley Investment Management 1997 - 2009
Education
Roanoke College 1985 — 1989
UBS Financial Services Inc. 2009 - Present
Morgan Stanley Investment Management 1997 - 2009
Education
Roanoke College 1985 — 1989
Sean Donnelly Sean Donnelly's UBS Financial Services, Inc Experience April 2012 - October 2014
Job Pacific Coast Financial Planning Group, Private Wealth Advisory Practice of Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Pacific Coast Financial Planning Group October 2014 - Present
UBS Financial Services Inc. April 2012 - October 2014
Morgan Stanley Smith Barney March 2006 - April 2012
Smith Barney January 2003 - February 2006
Linsco/ Private Ledger July 1998 - June 2002
Waddell & Reed Financial Services October 1996 - June 1998
Diversified Financial Concepts November 1995 - September 1996
Education
San Diego State University-California State University 1989 — 1994
Bachelors of Arts, Industrial/Organizational Psychology
Pacific Coast Financial Planning Group October 2014 - Present
UBS Financial Services Inc. April 2012 - October 2014
Morgan Stanley Smith Barney March 2006 - April 2012
Smith Barney January 2003 - February 2006
Linsco/ Private Ledger July 1998 - June 2002
Waddell & Reed Financial Services October 1996 - June 1998
Diversified Financial Concepts November 1995 - September 1996
Education
San Diego State University-California State University 1989 — 1994
Bachelors of Arts, Industrial/Organizational Psychology
Chris Snowden Chris Snowden's UBS Financial Services, Inc Experience May 2011 - July 2014
Job Financial Advisor at AmeriFlex Financial Services
Industry Investment Management
Experience
AmeriFlex Financial Services August 2014 - Present
Goodland Wines 2011 - Present
Clean Business Investment Summit/California Coast Venture Forum 2010 - Present
UBS Financial Services, Inc May 2011 - July 2014
Wine Club Shipment February 2010 - October 2012
Managed Account Research, Inc. November 2008 - May 2011
Cervino Capital Management October 2008 - July 2010
The Sorting Table March 2007 - March 2008
Snowden Vineyards 2004 - 2007
Frazier Winery 2003 - 2004
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2007 — 2009
MBA, Finance
University of California, Santa Barbara 1997 — 2001
BS, Microbiology
AmeriFlex Financial Services August 2014 - Present
Goodland Wines 2011 - Present
Clean Business Investment Summit/California Coast Venture Forum 2010 - Present
UBS Financial Services, Inc May 2011 - July 2014
Wine Club Shipment February 2010 - October 2012
Managed Account Research, Inc. November 2008 - May 2011
Cervino Capital Management October 2008 - July 2010
The Sorting Table March 2007 - March 2008
Snowden Vineyards 2004 - 2007
Frazier Winery 2003 - 2004
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2007 — 2009
MBA, Finance
University of California, Santa Barbara 1997 — 2001
BS, Microbiology
Victoire Figotin Victoire Figotin's UBS Financial Services, Inc Experience May 2005 - October 2007
Job Wine Steward at Vons | Founder at Frenchly Yours
Industry Wine and Spirits
Experience
Vons - Safeway Brand August 2014 - Present
Frenchly Yours January 2013 - Present
AAA Food Source - Wines of the World - Chef Exec Suppliers - Rozak Wines October 2012 - December 2013
FANiOC - Franco-American Network in Orange County July 2008 - April 2011
Merrill Lynch Global Wealth Management October 2007 - September 2008
UBS Financial Services Inc May 2005 - October 2007
Fashion TV 2001 - 2002
Victoire Music / Rhythmix 00 33 1997 - 2002
MTV Networks 1999 - 1999
SPRE 1995 - 1996
Skills
Business Development, Marketing, Marketing Communications, International Marketing, Public Relations, Management, Sales, Advertising, Budgets, Negotiation, Business Strategy, Food & Beverage, Leadership, Strategic Planning, Entrepreneurship, Strategy, New Business Development, Project Management, French, Sales Operations, Mergers & Acquisitions, Business Planning, Competitive Analysis, Food, Events, Marketing Strategy, Start-ups, Product Marketing, Wine, Social Media Marketing
Education
Sciences Po
Master, Marketing / Finance
Université Paris-Sorbonne
Master, Economics
Vons - Safeway Brand August 2014 - Present
Frenchly Yours January 2013 - Present
AAA Food Source - Wines of the World - Chef Exec Suppliers - Rozak Wines October 2012 - December 2013
FANiOC - Franco-American Network in Orange County July 2008 - April 2011
Merrill Lynch Global Wealth Management October 2007 - September 2008
UBS Financial Services Inc May 2005 - October 2007
Fashion TV 2001 - 2002
Victoire Music / Rhythmix 00 33 1997 - 2002
MTV Networks 1999 - 1999
SPRE 1995 - 1996
Skills
Business Development, Marketing, Marketing Communications, International Marketing, Public Relations, Management, Sales, Advertising, Budgets, Negotiation, Business Strategy, Food & Beverage, Leadership, Strategic Planning, Entrepreneurship, Strategy, New Business Development, Project Management, French, Sales Operations, Mergers & Acquisitions, Business Planning, Competitive Analysis, Food, Events, Marketing Strategy, Start-ups, Product Marketing, Wine, Social Media Marketing
Education
Sciences Po
Master, Marketing / Finance
Université Paris-Sorbonne
Master, Economics
James C. Spooner James C. Spooner's UBS Financial Services, Inc Experience June 1986 - Present
Job Senior Vice President Wealth Management at UBS Financial Services, Inc
Industry Financial Services
Experience
UBS FInancial Services, Inc June 1986 - Present
Alpha Tau Omega Fraternity May 1982 - June 1986
Education
Simpson College 1978 — 1982
Bachelor of Arts (B.A.), Business/Public Relations
Storm Lake High School 1974 — 1978
UBS FInancial Services, Inc June 1986 - Present
Alpha Tau Omega Fraternity May 1982 - June 1986
Education
Simpson College 1978 — 1982
Bachelor of Arts (B.A.), Business/Public Relations
Storm Lake High School 1974 — 1978
Lana Cox's UBS Financial Services, Inc Experience August 2011 - Present
Job Registered Client Service Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. August 2011 - Present
Red Bull July 2010 - September 2012
MassMutual Financial Group June 2009 - August 2011
Interbay Golf Center June 2009 - December 2010
Law Offices of Bernard A. Allen February 2006 - August 2008
Education
Seattle University 2008 — 2011
Bachelor of Arts in Business Administration, Finance, Economics
UBS Financial Services Inc. August 2011 - Present
Red Bull July 2010 - September 2012
MassMutual Financial Group June 2009 - August 2011
Interbay Golf Center June 2009 - December 2010
Law Offices of Bernard A. Allen February 2006 - August 2008
Education
Seattle University 2008 — 2011
Bachelor of Arts in Business Administration, Finance, Economics
David Fouts David Fouts's UBS Financial Services, Inc Experience March 1995 - September 2013
Job First Vice President Branch Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors LLC September 2013 - Present
UBS Financial Services Inc March 1995 - September 2013
Fidelity Investments February 1989 - March 1995
Skills
Wealth Management, Mutual Funds, Investments, Financial Analysis, Retirement Planning
Education
Sam Houston State University 1982 — 1984
Bachelor of Science (BS), Agricultural Business and Management
Wells Fargo Advisors LLC September 2013 - Present
UBS Financial Services Inc March 1995 - September 2013
Fidelity Investments February 1989 - March 1995
Skills
Wealth Management, Mutual Funds, Investments, Financial Analysis, Retirement Planning
Education
Sam Houston State University 1982 — 1984
Bachelor of Science (BS), Agricultural Business and Management
Jonathan Torop Jonathan Torop's UBS Financial Services, Inc Experience 2013 - Present
Job Managing Director Private Wealth Management at UBS
Industry Financial Services
Experience
UBS Financial Services Inc 2013 - Present
Credit Suisse 2009 - 2013
Goldman Sachs 1999 - 2009
Skills
Series 7, Series 63
Education
Yale University 1997 — 1999
Master of Business Administration (MBA)
Yale University - Yale School of Management 1997 — 1999
MBA
Princeton University 1993 — 1995
Master's degree, Near and Middle Eastern Studies
Wesleyan University 1986 — 1990
Bachelor of Arts (BA), English
UBS Financial Services Inc 2013 - Present
Credit Suisse 2009 - 2013
Goldman Sachs 1999 - 2009
Skills
Series 7, Series 63
Education
Yale University 1997 — 1999
Master of Business Administration (MBA)
Yale University - Yale School of Management 1997 — 1999
MBA
Princeton University 1993 — 1995
Master's degree, Near and Middle Eastern Studies
Wesleyan University 1986 — 1990
Bachelor of Arts (BA), English
Kayvon Sarmadi Kayvon Sarmadi's UBS Financial Services, Inc Experience June 2010 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. June 2010 - Present
Roanoke College June 2009 - June 2010
Dave Sarmadi Automotive Group 2005 - 2010
Education
Roanoke College 2006 — 2010
BA, Business Administration, Marketing
Hidden Valley High School
Hidden Valley High School
UBS Financial Services Inc. June 2010 - Present
Roanoke College June 2009 - June 2010
Dave Sarmadi Automotive Group 2005 - 2010
Education
Roanoke College 2006 — 2010
BA, Business Administration, Marketing
Hidden Valley High School
Hidden Valley High School
Trevor Shaner Trevor Shaner's UBS Financial Services, Inc Experience 1992 - Present
Job Vice President Wealth Management at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc 1992 - Present
UBS Financial Services Inc 1992 - Present
Education
Simpson College
UBS Financial Services Inc 1992 - Present
UBS Financial Services Inc 1992 - Present
Education
Simpson College
Steve Burch, CFP, CRPC Steve Burch, CFP, CRPC's UBS Financial Services, Inc Experience June 2012 - Present
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. June 2012 - Present
Merrill Lynch July 2009 - June 2012
Morgan Stanley Smith Barney January 2005 - July 2009
PHCC of Texas June 1998 - January 2005
Modern Plumbing Co., Inc. January 1994 - December 2004
Casa Ole' Mexican Restaurant December 1992 - January 1993
Education
University of St. Thomas (TX) 2003 — 2004
CFP, Personal Finance
Texas A&M University 1989 — 1992
BS, Economics
San Jacinto College 1988 — 1989
General Studies
UBS Financial Services Inc. June 2012 - Present
Merrill Lynch July 2009 - June 2012
Morgan Stanley Smith Barney January 2005 - July 2009
PHCC of Texas June 1998 - January 2005
Modern Plumbing Co., Inc. January 1994 - December 2004
Casa Ole' Mexican Restaurant December 1992 - January 1993
Education
University of St. Thomas (TX) 2003 — 2004
CFP, Personal Finance
Texas A&M University 1989 — 1992
BS, Economics
San Jacinto College 1988 — 1989
General Studies
Michael G. Ellington, CFP®, CIMA®, CPWA®, ChFC® Michael G. Ellington, CFP®, CIMA®, CPWA®, ChFC®'s UBS Financial Services, Inc Experience February 1993 - Present
Job Senior Vice President Wealth Management, Wealth Advisor/Portfolio Manager at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc February 1993 - Present
Johnson Controls February 1990 - February 1993
Education
The University of Chicago - Booth School of Business 2011 — 2012
Certified Private Wealth Advisor
University of Pennsylvania - The Wharton School 2003 — 2004
Certified Investment Management Analyst
Purdue University 1986 — 1990
BS, School of Technology
St. Francis High School Wheaton IL 1982 — 1986
UBS Financial Services Inc February 1993 - Present
Johnson Controls February 1990 - February 1993
Education
The University of Chicago - Booth School of Business 2011 — 2012
Certified Private Wealth Advisor
University of Pennsylvania - The Wharton School 2003 — 2004
Certified Investment Management Analyst
Purdue University 1986 — 1990
BS, School of Technology
St. Francis High School Wheaton IL 1982 — 1986
Alex Gregory Alex Gregory's UBS Financial Services, Inc Experience 2010 - 2014
Job Director of Business Development at Militello Capital
Industry Venture Capital & Private Equity
Experience
Militello Capital 2014 - Present
UBS Financial Services Inc. 2010 - 2014
New York Mets May 2009 - October 2010
Merrill Lynch 2008 - 2009
Skills
Series 7, Investments, Series 63, Wealth Management, Asset Allocation, Mutual Funds, Retirement Planning, Portfolio Management, Investment Strategies, Asset Management, Alternative Investments, Investment Advisory, Financial Analysis, Strategic Financial..., Financial Modeling, Equities, Securities, Estate Planning, Fixed Income, Financial Advisory
Education
Radford University - College of Business and Economics
Bachelor of Arts (B.A.)
Militello Capital 2014 - Present
UBS Financial Services Inc. 2010 - 2014
New York Mets May 2009 - October 2010
Merrill Lynch 2008 - 2009
Skills
Series 7, Investments, Series 63, Wealth Management, Asset Allocation, Mutual Funds, Retirement Planning, Portfolio Management, Investment Strategies, Asset Management, Alternative Investments, Investment Advisory, Financial Analysis, Strategic Financial..., Financial Modeling, Equities, Securities, Estate Planning, Fixed Income, Financial Advisory
Education
Radford University - College of Business and Economics
Bachelor of Arts (B.A.)
Zanne Papageorgantis Zanne Papageorgantis's UBS Financial Services, Inc Experience 1999 - August 2013
Job Senior Graphic Designer at eSlide
Industry Graphic Design
Experience
eSlide September 2013 - Present
UBS FINANCIAL SERVICES, INC 1999 - August 2013
freelance 1992 - 2005
HARDKORE GRAFIX 1994 - 1997
Skills
Graphic Design, Brochures, Illustration, Graphics, Retouching, Illustrator, PowerPoint, InDesign, Web Design, Dreamweaver, Information..., Photoshop, Layout, Mac, Adobe Creative Suite, Newsletters, Multimedia, Animation, After Effects, Premiere, Flash, Adobe Acrobat, User Interface Design, Advertising, Posters, Image Manipulation, Logo Design, Image Editing, Direct Mail, Art, Motion Graphics, Photography, Corporate Identity
Education
School of Visual Arts 1992 — 1994
Illustration
SUNY Plattsburgh 1989 — 1991
History
eSlide September 2013 - Present
UBS FINANCIAL SERVICES, INC 1999 - August 2013
freelance 1992 - 2005
HARDKORE GRAFIX 1994 - 1997
Skills
Graphic Design, Brochures, Illustration, Graphics, Retouching, Illustrator, PowerPoint, InDesign, Web Design, Dreamweaver, Information..., Photoshop, Layout, Mac, Adobe Creative Suite, Newsletters, Multimedia, Animation, After Effects, Premiere, Flash, Adobe Acrobat, User Interface Design, Advertising, Posters, Image Manipulation, Logo Design, Image Editing, Direct Mail, Art, Motion Graphics, Photography, Corporate Identity
Education
School of Visual Arts 1992 — 1994
Illustration
SUNY Plattsburgh 1989 — 1991
History
Brad Benter's UBS Financial Services, Inc Experience April 2011 - Present
Job First Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services Inc April 2011 - Present
St. Paul's senoir homes and services 2012 - 2014
Doris Howell Foundation 2009 - 2014
Business Executives Counsel 2010 - 2012
Morgan Stanley Smith Barney October 2000 - April 2011
San Diego breakfast rotary 2000 - 2005
La Jolla Institute for Molecular medicine 2000 - 2005
Merrill Lynch September 1992 - October 2000
Showest 1990 - 2000
The Black Orchid 1987 - 1989
Education
San Diego State University-California State University 1980 — 1984
Emerald Junior High and Furete Elementary
UBS Financial Services Inc April 2011 - Present
St. Paul's senoir homes and services 2012 - 2014
Doris Howell Foundation 2009 - 2014
Business Executives Counsel 2010 - 2012
Morgan Stanley Smith Barney October 2000 - April 2011
San Diego breakfast rotary 2000 - 2005
La Jolla Institute for Molecular medicine 2000 - 2005
Merrill Lynch September 1992 - October 2000
Showest 1990 - 2000
The Black Orchid 1987 - 1989
Education
San Diego State University-California State University 1980 — 1984
Emerald Junior High and Furete Elementary
Carol Skorupan Carol Skorupan's UBS Financial Services, Inc Experience 2004 - 2009
Job MBA, CPA, PFS, CFP
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. January 2009 - Present
UBS Financial Services Inc 2004 - 2009
Education
Purdue University - Krannert School of Management
BS, Business Economics, minor in Computer Science
University of Wisconsin-Madison
MBA, Accounting
Ameriprise Financial Services, Inc. January 2009 - Present
UBS Financial Services Inc 2004 - 2009
Education
Purdue University - Krannert School of Management
BS, Business Economics, minor in Computer Science
University of Wisconsin-Madison
MBA, Accounting
Dominic Ruby's UBS Financial Services, Inc Experience August 2012 - Present
Job Financial Advisor at UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc August 2012 - Present
Merrill Lynch 2009 - August 2012
Education
SDA Bocconi 2008 — 2009
The Ohio State University - The Max M. Fisher College of Business 2005 — 2009
Finance
UBS Financial Services, Inc August 2012 - Present
Merrill Lynch 2009 - August 2012
Education
SDA Bocconi 2008 — 2009
The Ohio State University - The Max M. Fisher College of Business 2005 — 2009
Finance
Tom Dunleavy Tom Dunleavy's UBS Financial Services, Inc Experience July 2005 - April 2012
Job First Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors April 2012 - Present
UBS Financial Services Inc July 2005 - April 2012
Smith Barney October 2003 - June 2005
Prudential Securities March 1985 - September 2001
Skills
Investments, Retirement Planning, Mutual Funds, Equities, Fixed Income, Capital Markets, Risk Management, Options, Estate Strategies
Education
Southern Connecticut State University 1982 — 1985
BS, Business Economics
Wells Fargo Advisors April 2012 - Present
UBS Financial Services Inc July 2005 - April 2012
Smith Barney October 2003 - June 2005
Prudential Securities March 1985 - September 2001
Skills
Investments, Retirement Planning, Mutual Funds, Equities, Fixed Income, Capital Markets, Risk Management, Options, Estate Strategies
Education
Southern Connecticut State University 1982 — 1985
BS, Business Economics
Susannah Ragab's UBS Financial Services, Inc Experience August 2007 - June 2010
Job Real Estate Associate at Drinker Biddle & Reath LLP
Industry Law Practice
Experience
Drinker Biddle & Reath LLP April 2015 - Present
United States Bankruptcy Court August 2014 - April 2015
US Securities and Exchange Commission May 2013 - August 2013
U.S. District Court, Northern District of California, San Jose Courthouse May 2012 - July 2012
Superior Court of Santa Clara County September 2011 - December 2011
UBS Financial Services Inc. August 2007 - June 2010
Drinker Biddle & Reath LLP December 2006 - August 2007
Office of San Francisco District Attorney May 2005 - August 2005
Skills
Legal Research, Westlaw, Civil Litigation, Lexis, Legal Writing, Courts
Education
Santa Clara University School of Law 2011 — 2013
Doctor of Law (J.D.), magna cum laude
Wesleyan University 2002 — 2006
Bachelor of Arts, Government & English
FHS
Drinker Biddle & Reath LLP April 2015 - Present
United States Bankruptcy Court August 2014 - April 2015
US Securities and Exchange Commission May 2013 - August 2013
U.S. District Court, Northern District of California, San Jose Courthouse May 2012 - July 2012
Superior Court of Santa Clara County September 2011 - December 2011
UBS Financial Services Inc. August 2007 - June 2010
Drinker Biddle & Reath LLP December 2006 - August 2007
Office of San Francisco District Attorney May 2005 - August 2005
Skills
Legal Research, Westlaw, Civil Litigation, Lexis, Legal Writing, Courts
Education
Santa Clara University School of Law 2011 — 2013
Doctor of Law (J.D.), magna cum laude
Wesleyan University 2002 — 2006
Bachelor of Arts, Government & English
FHS
Katie Snodgrass, CIMA®'s UBS Financial Services, Inc Experience December 1991 - Present
Job Senior Vice President Wealth Management, Senior Institutional Consultant at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services Inc. December 1991 - Present
Mercy Investment Services May 2012 - Present
Hanna Boys Center 2010 - Present
Emerging Growth Management (Formerly HQEM) February 1991 - November 1991
Smith Barney, Harris Upham & Co. June 1989 - June 1990
Drexel Burnham Lambert July 1988 - June 1989
Education
University of California, Los Angeles 1984 — 1988
Bachelor of Arts, Psychology
Santa Clara University 1993 — 1998
Master of Business Administration (MBA), Finance
UBS Financial Services Inc. December 1991 - Present
Mercy Investment Services May 2012 - Present
Hanna Boys Center 2010 - Present
Emerging Growth Management (Formerly HQEM) February 1991 - November 1991
Smith Barney, Harris Upham & Co. June 1989 - June 1990
Drexel Burnham Lambert July 1988 - June 1989
Education
University of California, Los Angeles 1984 — 1988
Bachelor of Arts, Psychology
Santa Clara University 1993 — 1998
Master of Business Administration (MBA), Finance
Christopher DeSocio's UBS Financial Services, Inc Experience April 2005 - August 2005
Job Attorney
Industry Law Practice
Experience
Ricci Fava & Bagley, LLC October 2011 - Present
Law Office of Elise DiNardo January 2008 - September 2011
Law Offices of Brian C. Freeman, LLC February 2007 - December 2008
Stabile Law Firm, LLC November 2005 - February 2006
UBS Financial Services Inc April 2005 - August 2005
Jones Lang LaSalle November 2004 - March 2005
Skills
Courts, Litigation, Legal Research, Civil Litigation, Criminal Law, Trials, Criminal Defense, Hearings, Pleadings, Legal Documents, Workers Compensation, Motions, Leases, Property Law, Dispute Resolution, Real Estate Transactions, Appeals, Personal Injury, Negotiation, Domestic Relations, Trial Practice, Wills, Legal Writing
Education
Quinnipiac University School of Law 2001 — 2004
Juris Doctor
Trinity College, Dublin 2003 — 2003
Rutgers University-New Brunswick 1997 — 2001
B.A., Political Science
North Bergen High School 1993 — 1997
High School Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
Ricci Fava & Bagley, LLC October 2011 - Present
Law Office of Elise DiNardo January 2008 - September 2011
Law Offices of Brian C. Freeman, LLC February 2007 - December 2008
Stabile Law Firm, LLC November 2005 - February 2006
UBS Financial Services Inc April 2005 - August 2005
Jones Lang LaSalle November 2004 - March 2005
Skills
Courts, Litigation, Legal Research, Civil Litigation, Criminal Law, Trials, Criminal Defense, Hearings, Pleadings, Legal Documents, Workers Compensation, Motions, Leases, Property Law, Dispute Resolution, Real Estate Transactions, Appeals, Personal Injury, Negotiation, Domestic Relations, Trial Practice, Wills, Legal Writing
Education
Quinnipiac University School of Law 2001 — 2004
Juris Doctor
Trinity College, Dublin 2003 — 2003
Rutgers University-New Brunswick 1997 — 2001
B.A., Political Science
North Bergen High School 1993 — 1997
High School Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
Chad Taylor Chad Taylor's UBS Financial Services, Inc Experience January 2013 - Present
Job Senior Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. January 2013 - Present
Morgan Stanley Smith Barney August 2007 - January 2013
RJL Inc. May 2003 - August 2007
Jackson National Life 2000 - 2002
Skills
Series 7, Series 63, Asset Allocation, Retirement Planning, Asset Management, Wealth Management, Investment Advisory, Alternative Investments, Uniform Combined State..., Portfolio Management, Retirement, Financial Planning, Investment Strategies
Education
San Diego State University-California State University 2003 — 2005
Personal Financial Planning, Finance, General
Southwest Texas State University 1994 — 1997
Bachelor of Business Administration, Finance
UBS Financial Services Inc. January 2013 - Present
Morgan Stanley Smith Barney August 2007 - January 2013
RJL Inc. May 2003 - August 2007
Jackson National Life 2000 - 2002
Skills
Series 7, Series 63, Asset Allocation, Retirement Planning, Asset Management, Wealth Management, Investment Advisory, Alternative Investments, Uniform Combined State..., Portfolio Management, Retirement, Financial Planning, Investment Strategies
Education
San Diego State University-California State University 2003 — 2005
Personal Financial Planning, Finance, General
Southwest Texas State University 1994 — 1997
Bachelor of Business Administration, Finance
Scott M. Wendrychowicz Scott M. Wendrychowicz's UBS Financial Services, Inc Experience 2006 - 2007
Job Operations Manager
Industry Financial Services
Experience
Prudential Financial 2013 - 2015
Fidelity Investments 2010 - 2013
Fidelity Investments 2008 - 2010
Northeast Private Client Group 2007 - 2008
UBS Financial Services, Inc. 2006 - 2007
UBS Financial Services, Inc 2004 - 2006
UBS Financial Services, Inc 2003 - 2004
UBS Financial Services, Inc 2002 - 2003
UBS Financial Services, Inc 1996 - 2002
Grey Advertising Inc 1995 - 1996
Education
Ramapo College of NJ 1991 — 1995
BS, Management & Marketing
Prudential Financial 2013 - 2015
Fidelity Investments 2010 - 2013
Fidelity Investments 2008 - 2010
Northeast Private Client Group 2007 - 2008
UBS Financial Services, Inc. 2006 - 2007
UBS Financial Services, Inc 2004 - 2006
UBS Financial Services, Inc 2003 - 2004
UBS Financial Services, Inc 2002 - 2003
UBS Financial Services, Inc 1996 - 2002
Grey Advertising Inc 1995 - 1996
Education
Ramapo College of NJ 1991 — 1995
BS, Management & Marketing
Peter E. Miller Peter E. Miller's UBS Financial Services, Inc Experience 2008 - Present
Job Senior VP Investments at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc 2008 - Present
JPMorgan Chase 1989 - 2007
Education
NYU Graduate School Business Administration
MBA, Finance
St. John's University
BS, Economics
UBS Financial Services Inc 2008 - Present
JPMorgan Chase 1989 - 2007
Education
NYU Graduate School Business Administration
MBA, Finance
St. John's University
BS, Economics
Michael J. Kelly Michael J. Kelly's UBS Financial Services, Inc Experience September 2011 - Present
Job Branch Director at UBS Financial Services, Inc./ Helping Financial Advisors Grow and Prosper
Industry Financial Services
Experience
UBS Financial Services, Inc September 2011 - Present
Great Lakes Retirement Plan Consultants of UBS Financial Services, Inc. September 2011 - Present
UBS Wealth Management September 2011 - Present
Raymond James Financial Inc. October 2009 - September 2011
Robert W. Baird February 1990 - January 2006
Robert W. Baird & Co. February 1990 - January 2006
ADP August 1989 - February 1990
Baxter Healthcare June 1987 - August 1989
Unisys July 1983 - May 1987
Skills
Finance
Education
Saint Mary's University of Minnesota 1980 — 1983
B.A., Computer Science/Marketing
Saint Laurence High School 1974 — 1978
UBS Financial Services, Inc September 2011 - Present
Great Lakes Retirement Plan Consultants of UBS Financial Services, Inc. September 2011 - Present
UBS Wealth Management September 2011 - Present
Raymond James Financial Inc. October 2009 - September 2011
Robert W. Baird February 1990 - January 2006
Robert W. Baird & Co. February 1990 - January 2006
ADP August 1989 - February 1990
Baxter Healthcare June 1987 - August 1989
Unisys July 1983 - May 1987
Skills
Finance
Education
Saint Mary's University of Minnesota 1980 — 1983
B.A., Computer Science/Marketing
Saint Laurence High School 1974 — 1978
Allan Johnson, Jr., MS, CBCP Allan Johnson, Jr., MS, CBCP's UBS Financial Services, Inc Experience December 2001 - December 2007
Job Disaster Recovery / Change Management
Industry Chemicals
Experience
IFF May 2008 - Present
UBS Financial Services, Inc December 2001 - December 2007
AIG September 2004 - December 2005
Computer Generated Solutions 1999 - 2001
MARKETSOURCE 1998 - 1999
Barnes & Noble 1996 - 1998
Brooks Brothers 1986 - 1996
Skills
Business Continuity, Disaster Recovery, Change Management, SOX, ITIL, Incident Management, Vendor Management, Problem Management, Root Cause Analysis, Recovery Planning, CBCP, LDRPS, Sarbanes-Oxley Act, Software Documentation, Risk Management, Business Continuity..., IT Operations, Financial Risk, Consulting, Management, Data Center, IT Management, IT Strategy, Program Management, PMO, Governance, Leadership, Infrastructure, Project Portfolio..., Process Improvement, Business Process..., Outsourcing, PMP, Business Process, Cross-functional Team..., Information Technology, IT Service Management
Education
Stevens Institute of Technology 2001 — 2003
Masters Degree, Information Technology
Rutgers, The State University of New Jersey-Newark 1992 — 1996
Bachelor Degree, Business Administration and Management
Conferences
DRII - Certified Business Continuity Professional (CBCP)
ITIL Foundation 3.0
Living Disaster Recovery Planning System (LDRPS) Administrator
SharePoint 2010 Administrator
Webcasts
IFF May 2008 - Present
UBS Financial Services, Inc December 2001 - December 2007
AIG September 2004 - December 2005
Computer Generated Solutions 1999 - 2001
MARKETSOURCE 1998 - 1999
Barnes & Noble 1996 - 1998
Brooks Brothers 1986 - 1996
Skills
Business Continuity, Disaster Recovery, Change Management, SOX, ITIL, Incident Management, Vendor Management, Problem Management, Root Cause Analysis, Recovery Planning, CBCP, LDRPS, Sarbanes-Oxley Act, Software Documentation, Risk Management, Business Continuity..., IT Operations, Financial Risk, Consulting, Management, Data Center, IT Management, IT Strategy, Program Management, PMO, Governance, Leadership, Infrastructure, Project Portfolio..., Process Improvement, Business Process..., Outsourcing, PMP, Business Process, Cross-functional Team..., Information Technology, IT Service Management
Education
Stevens Institute of Technology 2001 — 2003
Masters Degree, Information Technology
Rutgers, The State University of New Jersey-Newark 1992 — 1996
Bachelor Degree, Business Administration and Management
Conferences
DRII - Certified Business Continuity Professional (CBCP)
ITIL Foundation 3.0
Living Disaster Recovery Planning System (LDRPS) Administrator
SharePoint 2010 Administrator
Webcasts
James D. Madden James D. Madden's UBS Financial Services, Inc Experience August 1997 - Present
Job UBS Financial Services Wealth Advisor
Industry Financial Services
Experience
UBS August 1997 - Present
UBS Financial Services Inc. August 1997 - Present
Education
Southern Methodist University 1976 — 1978
Master of Business Administration (MBA), Finance, General
Southern Methodist University 1970 — 1974
BBA, Finance, General
UBS August 1997 - Present
UBS Financial Services Inc. August 1997 - Present
Education
Southern Methodist University 1976 — 1978
Master of Business Administration (MBA), Finance, General
Southern Methodist University 1970 — 1974
BBA, Finance, General
Amanda Priaulx's UBS Financial Services, Inc Experience May 2005 - Present
Job Client Service Associate at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc May 2005 - Present
Skills
Outlook
Education
Wright State University 2011 — 2013
Bachelor of Science (BS), Organizational Leadership
Sinclair Community College 2003 — 2006
Associate's degree, Mass Communication/Media Studies
UBS Financial Services Inc May 2005 - Present
Skills
Outlook
Education
Wright State University 2011 — 2013
Bachelor of Science (BS), Organizational Leadership
Sinclair Community College 2003 — 2006
Associate's degree, Mass Communication/Media Studies
Chris Radici Chris Radici's UBS Financial Services, Inc Experience March 2009 - Present
Job Senior Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. March 2009 - Present
Citi Smith Barney September 2002 - March 2009
Merrill Lynch November 1998 - September 2002
Skills
Comprehensive financial..., Tax minimization..., Philanthropic planning, Long-term Care, Mortgage Lending, Security based lending, Real Estate, Alternative Investments, Options Strategies, Municipal Bonds, Estate Planning, College Education..., Asset Management, Concentrated Stock..., 10b5-1 Plans
Education
San Diego State University-California State University 1990 — 1996
B.S., Business Administration, Finance
UBS Financial Services Inc. March 2009 - Present
Citi Smith Barney September 2002 - March 2009
Merrill Lynch November 1998 - September 2002
Skills
Comprehensive financial..., Tax minimization..., Philanthropic planning, Long-term Care, Mortgage Lending, Security based lending, Real Estate, Alternative Investments, Options Strategies, Municipal Bonds, Estate Planning, College Education..., Asset Management, Concentrated Stock..., 10b5-1 Plans
Education
San Diego State University-California State University 1990 — 1996
B.S., Business Administration, Finance
LaTayna Anderson, PMP LaTayna Anderson, PMP's UBS Financial Services, Inc Experience April 2000 - May 2004
Job Project Management Business Strategy and Healthcare Operations
Industry Hospital & Health Care
Experience
Blue Cross and Blue Shield of Illinois, Montana, New Mexico, Oklahoma & Texas May 2014 - Present
TMG Health November 2012 - May 2014
MetLife January 2008 - February 2011
MetLife January 2008 - February 2011
Fidelity Investments May 2004 - December 2007
UBS Financial Services, Inc April 2000 - May 2004
Fidelity Investments December 1996 - April 2000
Skills
Process Improvement, Strategy, Analysis, Business Process, Management, Leadership, Project Management, Change Management, Training, Project Planning, Strategic Planning, Testing, Finance, Sales, Databases, Time Management, Business Requirements, Portfolio Management, Employee Benefits, User Acceptance Testing
Education
Villanova University 2007 — 2008
Certification of Achievement, Six Sigma Green Belt
St. John's University 1993 — 1997
Bachelor of Science, FINANCE
Blue Cross and Blue Shield of Illinois, Montana, New Mexico, Oklahoma & Texas May 2014 - Present
TMG Health November 2012 - May 2014
MetLife January 2008 - February 2011
MetLife January 2008 - February 2011
Fidelity Investments May 2004 - December 2007
UBS Financial Services, Inc April 2000 - May 2004
Fidelity Investments December 1996 - April 2000
Skills
Process Improvement, Strategy, Analysis, Business Process, Management, Leadership, Project Management, Change Management, Training, Project Planning, Strategic Planning, Testing, Finance, Sales, Databases, Time Management, Business Requirements, Portfolio Management, Employee Benefits, User Acceptance Testing
Education
Villanova University 2007 — 2008
Certification of Achievement, Six Sigma Green Belt
St. John's University 1993 — 1997
Bachelor of Science, FINANCE
Mike Von Essen, CFP® Mike Von Essen, CFP®'s UBS Financial Services, Inc Experience September 2008 - Present
Job Senior Wealth Strategy Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. September 2008 - Present
Merrill Lynch January 2004 - September 2008
Skills
Personal Financial..., Wealth Management, Investments
Education
Radford University 1999 — 2003
Bachelor of Science (B.S.), Economics
UBS Financial Services Inc. September 2008 - Present
Merrill Lynch January 2004 - September 2008
Skills
Personal Financial..., Wealth Management, Investments
Education
Radford University 1999 — 2003
Bachelor of Science (B.S.), Economics
Vadim Shindyapin Vadim Shindyapin's UBS Financial Services, Inc Experience June 2006 - August 2006
Job Staff Accountant at NARA Northwest
Industry Accounting
Experience
NARA Northwest January 2013 - Present
Oregon Siding, Inc June 2005 - December 2008
UBS Financial Services, Inc June 2006 - August 2006
Education
Portland State University - School of Business 2007 — 2011
Bachelor of Arts, Accounting, Finance
NARA Northwest January 2013 - Present
Oregon Siding, Inc June 2005 - December 2008
UBS Financial Services, Inc June 2006 - August 2006
Education
Portland State University - School of Business 2007 — 2011
Bachelor of Arts, Accounting, Finance
Aldi Collaku's UBS Financial Services, Inc Experience June 2009 - August 2009
Job Graduate Student in Risk Management and Finance
Industry Financial Services
Experience
BNY Mellon 2011 - 2012
JPMorgan Chase May 2010 - February 2011
UBS Financial Services, Inc June 2009 - August 2009
AXA Advisors, LLC January 2009 - April 2009
Skills
Risk Management
Education
Queens College 2010 — 2012
M.S in Risk Management, Finance
BARUCH COLLEGE/CUNY 2007 — 2010
BBA, Major in Finance, Minor in Math
BNY Mellon 2011 - 2012
JPMorgan Chase May 2010 - February 2011
UBS Financial Services, Inc June 2009 - August 2009
AXA Advisors, LLC January 2009 - April 2009
Skills
Risk Management
Education
Queens College 2010 — 2012
M.S in Risk Management, Finance
BARUCH COLLEGE/CUNY 2007 — 2010
BBA, Major in Finance, Minor in Math
Bryan N. Schulman Bryan N. Schulman's UBS Financial Services, Inc Experience March 2011 - Present
Job Financial Advisor
Industry Financial Services
Experience
UBS Financial Services Inc. March 2011 - Present
Edward Jones and Asset Preservation Strategies February 2006 - March 2011
Education
Rutgers University School of Law - Camden 1988 — 1991
Juris Doctor, Law, Federal Income Taxation
Temple University - Fox School of Business and Management 1983 — 1987
BA, Marketing, Management & Accounting
UBS Financial Services Inc. March 2011 - Present
Edward Jones and Asset Preservation Strategies February 2006 - March 2011
Education
Rutgers University School of Law - Camden 1988 — 1991
Juris Doctor, Law, Federal Income Taxation
Temple University - Fox School of Business and Management 1983 — 1987
BA, Marketing, Management & Accounting
Joe Galbraith's UBS Financial Services, Inc Experience 2010 - Present
Job Financial Advisor
Industry Financial Services
Experience
UBS Financial Services Inc. 2010 - Present
Education
Santa Clara University - Leavey School of Business 2006 — 2010
BS, Finance
UBS Financial Services Inc. 2010 - Present
Education
Santa Clara University - Leavey School of Business 2006 — 2010
BS, Finance
Casey Jones, CFA®, CFP® Casey Jones, CFA®, CFP®'s UBS Financial Services, Inc Experience January 2009 - Present
Job
Industry Financial Services
Experience
UBS Financial Services Inc. January 2009 - Present
Education
Piedmont College 1998 — 2001
BA
UBS Financial Services Inc. January 2009 - Present
Education
Piedmont College 1998 — 2001
BA
George C. Bitting, Jr George C. Bitting, Jr's UBS Financial Services, Inc Experience July 2000 - Present
Job VPWealth Management
Industry Financial Services
Experience
UBS Financial Services, Inc July 2000 - Present
Paine Webber April 1994 - April 2000
Kidder Peabody April 1990 - April 1994
Citi April 1986 - April 1990
Skills
Block trades;Stock...
Education
Southern Methodist University - Cox School of Business 1982 — 1986
Saint Louis Country Day School
1982
UBS Financial Services, Inc July 2000 - Present
Paine Webber April 1994 - April 2000
Kidder Peabody April 1990 - April 1994
Citi April 1986 - April 1990
Skills
Block trades;Stock...
Education
Southern Methodist University - Cox School of Business 1982 — 1986
Saint Louis Country Day School
1982
Christopher Lelli Christopher Lelli's UBS Financial Services, Inc Experience July 2003 - November 2009
Job Financial Services at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney November 2009 - Present
UBS Financial Services, Inc July 2003 - November 2009
Education
San Diego State University-California State University 1991 — 1995
BA, Political Science
Morgan Stanley Smith Barney November 2009 - Present
UBS Financial Services, Inc July 2003 - November 2009
Education
San Diego State University-California State University 1991 — 1995
BA, Political Science
Jaron Singletary's UBS Financial Services, Inc Experience January 2012 - Present
Job Branch Manager
Industry Financial Services
Experience
UBS Financial Services Inc January 2012 - Present
UBS Wealth Management March 2011 - January 2012
UBS Wealth Management July 2009 - March 2011
UBS Wealth Management January 2008 - July 2009
UBS Wealth Management March 2006 - January 2008
UBS Wealth Management 2002 - March 2006
Education
Southeastern Louisiana University
BA, Finance
UBS Financial Services Inc January 2012 - Present
UBS Wealth Management March 2011 - January 2012
UBS Wealth Management July 2009 - March 2011
UBS Wealth Management January 2008 - July 2009
UBS Wealth Management March 2006 - January 2008
UBS Wealth Management 2002 - March 2006
Education
Southeastern Louisiana University
BA, Finance
Lindsay Lobao Lindsay Lobao's UBS Financial Services, Inc Experience 2007 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. 2007 - Present
Morgan Stanley 2007 - 2007
Investors Bank & Trust 2004 - 2005
Education
Roger Williams University 1998 — 2002
BS, Marketing
St. Mary Academy Bay View 1994 — 1998
UBS Financial Services Inc. 2007 - Present
Morgan Stanley 2007 - 2007
Investors Bank & Trust 2004 - 2005
Education
Roger Williams University 1998 — 2002
BS, Marketing
St. Mary Academy Bay View 1994 — 1998
Dell P. Thomason, C.R.P.C. Dell P. Thomason, C.R.P.C.'s UBS Financial Services, Inc Experience March 1992 - May 2013
Job Sr Portfolio Administrator at J D Joyce Investment Management Group, LLC
Industry Financial Services
Experience
J D Joyce Investment Management Group, LLC May 2013 - Present
UBS Financial Services Inc March 1992 - May 2013
Education
Sam Houston State University 1980 — 1985
B.S., Psychology
J D Joyce Investment Management Group, LLC May 2013 - Present
UBS Financial Services Inc March 1992 - May 2013
Education
Sam Houston State University 1980 — 1985
B.S., Psychology
Renee Henning, MBA's UBS Financial Services, Inc Experience October 2008 - June 2010
Job District Sales Manager
Industry Textiles
Experience
Bernina of America/ Brewer Division April 2013 - Present
Quilts for Kids, Inc. June 2012 - Present
JPMorgan Chase August 2012 - March 2013
Prudential Insurance Company of America, Newark, NJ September 2010 - June 2011
UBS Financial Services, Inc October 2008 - June 2010
Wachovia Securities June 2001 - September 2008
Merrill Lynch December 1999 - June 2001
CNG Financial August 1998 - December 1999
Skills
Wealth Management, Portfolio Management, Mutual Funds, Retirement Planning, Risk Management, Asset Management, Financial Services, Financial Advisory, Leadership, Estate Planning, Strategic Planning, CRM, Management, Strategic Financial..., Investment Advisory, Financial Planners, Finance, Asset Allocation, Retirement, 401k, Relationship Management, Series 63, Series 7, IRAs, Securities
Education
Saint Xavier University
Master of Business Administration (MBA), Financial Planning
Southern Illinois University, Carbondale
Bachelor of Science (BS), Speech Communication and Public Relations
Bernina of America/ Brewer Division April 2013 - Present
Quilts for Kids, Inc. June 2012 - Present
JPMorgan Chase August 2012 - March 2013
Prudential Insurance Company of America, Newark, NJ September 2010 - June 2011
UBS Financial Services, Inc October 2008 - June 2010
Wachovia Securities June 2001 - September 2008
Merrill Lynch December 1999 - June 2001
CNG Financial August 1998 - December 1999
Skills
Wealth Management, Portfolio Management, Mutual Funds, Retirement Planning, Risk Management, Asset Management, Financial Services, Financial Advisory, Leadership, Estate Planning, Strategic Planning, CRM, Management, Strategic Financial..., Investment Advisory, Financial Planners, Finance, Asset Allocation, Retirement, 401k, Relationship Management, Series 63, Series 7, IRAs, Securities
Education
Saint Xavier University
Master of Business Administration (MBA), Financial Planning
Southern Illinois University, Carbondale
Bachelor of Science (BS), Speech Communication and Public Relations
Sharon Callender Snowden, CFP's UBS Financial Services, Inc Experience July 2001 - Present
Job Callender Financial Group/UBS Financial Services Inc. Senior Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services Inc. July 2001 - Present
Morgan Stanley July 1990 - July 2001
Skills
Series 7, Certified Financial..., Series 63
Education
The University of Texas at Austin 1985 — 1989
Bachelor of Business Administration (BBA), Marketing
Rice University
Certified Financial Planner - Certification Education Program
The Kinkaid School 1981 — 1985
UBS Financial Services Inc. July 2001 - Present
Morgan Stanley July 1990 - July 2001
Skills
Series 7, Certified Financial..., Series 63
Education
The University of Texas at Austin 1985 — 1989
Bachelor of Business Administration (BBA), Marketing
Rice University
Certified Financial Planner - Certification Education Program
The Kinkaid School 1981 — 1985
Tyler Neal, CFP® Tyler Neal, CFP®'s UBS Financial Services, Inc Experience 2007 - Present
Job Financial Advisor, Vice PresidentWealth Management at UBS Financials Services, Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. 2007 - Present
May Co. and Macys 1994 - 2006
Education
Seattle University 1991 — 1993
BA, Finance
University of Washington 1989 — 1992
UBS Financial Services Inc. 2007 - Present
May Co. and Macys 1994 - 2006
Education
Seattle University 1991 — 1993
BA, Finance
University of Washington 1989 — 1992
Nicholas Schirripa's UBS Financial Services, Inc Experience September 2009 - Present
Job Financial Advisor
Industry Financial Services
Experience
UBS Financial Services Inc. September 2009 - Present
Conkle, Kremer and Engel PLC October 2007 - August 2008
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2008 — 2010
MBA, Finance
Pepperdine University School of Law 2009 — 2010
Dispute Resolution
University of California, Los Angeles 2004 — 2008
BA, Business Economics & Accounting
Crespi Carmelite High School 2000 — 2004
UBS Financial Services Inc. September 2009 - Present
Conkle, Kremer and Engel PLC October 2007 - August 2008
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2008 — 2010
MBA, Finance
Pepperdine University School of Law 2009 — 2010
Dispute Resolution
University of California, Los Angeles 2004 — 2008
BA, Business Economics & Accounting
Crespi Carmelite High School 2000 — 2004
Brittney Haynes Brittney Haynes's UBS Financial Services, Inc Experience February 2014 - Present
Job Registered Client Service Associate
Industry Financial Services
Experience
UBS Financial Services Inc. February 2014 - Present
HMI Performance Incentives October 2012 - February 2014
Education
Stonehill College 2006 — 2010
Bachelor of Business Administration (B.B.A.), Business, Management, Marketing, and Related Support Services
St. Joseph's College (ME) 2006 — 2008
Business Administration, Management and Operations
UBS Financial Services Inc. February 2014 - Present
HMI Performance Incentives October 2012 - February 2014
Education
Stonehill College 2006 — 2010
Bachelor of Business Administration (B.B.A.), Business, Management, Marketing, and Related Support Services
St. Joseph's College (ME) 2006 — 2008
Business Administration, Management and Operations
Wendy Haughwout Wendy Haughwout's UBS Financial Services, Inc Experience November 2010 - Present
Job Client Service Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc November 2010 - Present
Snowden Lane Partners September 2014 - April 2015
Merrill Lynch May 2010 - November 2010
Education
Salisbury University 2002 — 2006
Bachelor of Arts (BA), Political Science and Government
UBS Financial Services, Inc November 2010 - Present
Snowden Lane Partners September 2014 - April 2015
Merrill Lynch May 2010 - November 2010
Education
Salisbury University 2002 — 2006
Bachelor of Arts (BA), Political Science and Government
Maxwell Meyers's UBS Financial Services, Inc Experience March 2015 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. March 2015 - Present
UBS October 2014 - March 2015
UBS Financial Services Inc. January 2014 - May 2014
Hall Capital Partners LLC June 2013 - August 2013
Black Tie Valet May 2010 - August 2010
Oak Tree National May 2008 - August 2008
Skills
Economics, Marketing, Financial Analysis, Microsoft Excel, Stock Valuation, Microsoft Office, Financial Modeling
Education
Southern Methodist University 2010 — 2014
Bachelor of Science (B.S.), Economics with Financial Application
Southern Methodist University 2010 — 2014
Economics
Heritage Hall High School 2007 — 2010
UBS Financial Services Inc. March 2015 - Present
UBS October 2014 - March 2015
UBS Financial Services Inc. January 2014 - May 2014
Hall Capital Partners LLC June 2013 - August 2013
Black Tie Valet May 2010 - August 2010
Oak Tree National May 2008 - August 2008
Skills
Economics, Marketing, Financial Analysis, Microsoft Excel, Stock Valuation, Microsoft Office, Financial Modeling
Education
Southern Methodist University 2010 — 2014
Bachelor of Science (B.S.), Economics with Financial Application
Southern Methodist University 2010 — 2014
Economics
Heritage Hall High School 2007 — 2010
Vimash Babaria Vimash Babaria's UBS Financial Services, Inc Experience June 2010 - June 2011
Job Investment Officer / Assistant Vice President at Citi
Industry Financial Services
Experience
Citi April 2015 - Present
Morgan Stanley December 2013 - April 2015
Morgan Stanley August 2012 - December 2013
Morgan Stanley Smith Barney March 2012 - August 2012
UBS Financial Services, Inc June 2010 - June 2011
Oppenheimer & Co., Inc March 2010 - June 2010
Skills
Bloomberg, Wealth Management, Equities, Fixed Income, Investments, Morningstar, Mutual Funds, Asset Allocation, Alternative Investments, Retirement Planning, Portfolio Management, Securities, Financial Modeling, Investment Strategies, Series 7, Asset Management, Finance, Capital Markets, Financial Services, Financial Advisory, Leadership, Microsoft Excel
Education
Ramapo College of New Jersey 2006 — 2010
Bachelor of Science Degree (B.S, Finance
Citi April 2015 - Present
Morgan Stanley December 2013 - April 2015
Morgan Stanley August 2012 - December 2013
Morgan Stanley Smith Barney March 2012 - August 2012
UBS Financial Services, Inc June 2010 - June 2011
Oppenheimer & Co., Inc March 2010 - June 2010
Skills
Bloomberg, Wealth Management, Equities, Fixed Income, Investments, Morningstar, Mutual Funds, Asset Allocation, Alternative Investments, Retirement Planning, Portfolio Management, Securities, Financial Modeling, Investment Strategies, Series 7, Asset Management, Finance, Capital Markets, Financial Services, Financial Advisory, Leadership, Microsoft Excel
Education
Ramapo College of New Jersey 2006 — 2010
Bachelor of Science Degree (B.S, Finance
Debbie Pickert's UBS Financial Services, Inc Experience 2010 - Present
Job Divisional Administrative Officer, Executive Director
Industry Financial Services
Experience
UBS Financial Services Inc. 2010 - Present
UBS Financial Services Inc. 2001 - 2010
UBS Financial Services 1998 - 2001
PaineWebber 1997 - 1998
PaineWebber 1993 - 1997
PaineWebber 1990 - 1993
Skills
Securities, Licensing, Wealth Management, Mutual Funds, Alternative Investments, Asset Allocation, Risk Management, Fixed Income, Equities, Hedge Funds, FINRA, Investment Advisory
Education
Radford University 1984 — 1988
BS, Finance
Radford University 1984 — 1988
BS, Finance
UBS Financial Services Inc. 2010 - Present
UBS Financial Services Inc. 2001 - 2010
UBS Financial Services 1998 - 2001
PaineWebber 1997 - 1998
PaineWebber 1993 - 1997
PaineWebber 1990 - 1993
Skills
Securities, Licensing, Wealth Management, Mutual Funds, Alternative Investments, Asset Allocation, Risk Management, Fixed Income, Equities, Hedge Funds, FINRA, Investment Advisory
Education
Radford University 1984 — 1988
BS, Finance
Radford University 1984 — 1988
BS, Finance
Nicholas Alvarez-Staab Nicholas Alvarez-Staab's UBS Financial Services, Inc Experience August 2013 - December 2013
Job Lead Analyst: Financials at The William C. Dunkelberg Owl Fund
Industry Financial Services
Experience
SEI June 2015 - Present
The William C. Dunkelberg Owl Fund December 2014 - Present
Da Vinci's Pub September 2012 - Present
Fox Fund February 2014 - January 2015
Roberta's by Joe Muldoon 2013 - 2014
UBS Financial Services Inc August 2013 - December 2013
Best Personel Inc. October 2012 - July 2013
Skills
Finance, Bloomberg Terminal, PowerPoint, Capital IQ, Financial Analysis, Time Management, Investments, Marketing, Leadership, Industrial Sector, Microsoft Excel, Microsoft Word, Accounting, FactSet, VBA
Education
Temple University - Fox School of Business and Management 2013 — 2016
Bachelor of Business Administration (BBA), Finance, Junior
Rowan University 2011 — 2013
Finance, Sophomore
SEI June 2015 - Present
The William C. Dunkelberg Owl Fund December 2014 - Present
Da Vinci's Pub September 2012 - Present
Fox Fund February 2014 - January 2015
Roberta's by Joe Muldoon 2013 - 2014
UBS Financial Services Inc August 2013 - December 2013
Best Personel Inc. October 2012 - July 2013
Skills
Finance, Bloomberg Terminal, PowerPoint, Capital IQ, Financial Analysis, Time Management, Investments, Marketing, Leadership, Industrial Sector, Microsoft Excel, Microsoft Word, Accounting, FactSet, VBA
Education
Temple University - Fox School of Business and Management 2013 — 2016
Bachelor of Business Administration (BBA), Finance, Junior
Rowan University 2011 — 2013
Finance, Sophomore
Drew Nordlicht Drew Nordlicht's UBS Financial Services, Inc Experience February 2007 - June 2012
Job Private Wealth Advisor and Partner, Managing Director at HighTower
Industry Financial Services
Experience
HighTower June 2012 - Present
UBS Financial Services, Inc February 2007 - June 2012
Smith Barney 1994 - 2007
Skills
Executive Stock/Option..., Concentrated Stock..., Strategic Financial..., Financial Advisory, Wealth Management..., Investment Advisory, Wealth Management, Asset Allocation, Series 7, Alternative Investments, Retirement Planning, Private Equity, Equities, ETFs, Investment Banking, Investments, Asset Managment, Portfolio Management, Investment Strategies, Fixed Income, Securities, Bonds
Education
San Diego State University-California State University 1987 — 1992
Bachelor’s Degree, Marketing
HighTower June 2012 - Present
UBS Financial Services, Inc February 2007 - June 2012
Smith Barney 1994 - 2007
Skills
Executive Stock/Option..., Concentrated Stock..., Strategic Financial..., Financial Advisory, Wealth Management..., Investment Advisory, Wealth Management, Asset Allocation, Series 7, Alternative Investments, Retirement Planning, Private Equity, Equities, ETFs, Investment Banking, Investments, Asset Managment, Portfolio Management, Investment Strategies, Fixed Income, Securities, Bonds
Education
San Diego State University-California State University 1987 — 1992
Bachelor’s Degree, Marketing
Carole Yates's UBS Financial Services, Inc Experience March 2002 - September 2014
Job Marketing Associate at Yates Financial Partners of Raymond James
Industry Financial Services
Experience
Raymond James September 2014 - Present
UBS Financial Services Inc March 2002 - September 2014
ARAMARK Services March 1986 - March 2002
Skills
Management, Investments, Customer Service, Team Building, Sales, Public Speaking, Securities, Leadership, Marketing, Finance
Education
Purdue University 1980 — 1984
Bachelor of Science
Raymond James September 2014 - Present
UBS Financial Services Inc March 2002 - September 2014
ARAMARK Services March 1986 - March 2002
Skills
Management, Investments, Customer Service, Team Building, Sales, Public Speaking, Securities, Leadership, Marketing, Finance
Education
Purdue University 1980 — 1984
Bachelor of Science
Luis Oliveras Luis Oliveras's UBS Financial Services, Inc Experience February 2000 - June 2006
Job Payroll Professional
Industry Retail
Experience
Horizon Blue Cross Blue Shield of New Jersey May 2014 - Present
Meadowlands Hospital and Medical Center January 2013 - December 2013
The Childrens Place January 2012 - May 2012
Liz Claiborne, Inc January 2009 - February 2012
Ryder, Inc February 2008 - January 2009
Philips Consumer Lifestyles October 2006 - February 2008
Philips Consumer Lifestyles 2006 - 2007
Franklin Credit Management Corp June 2006 - October 2006
UBS Financial Services, Inc February 2000 - June 2006
Skills
Payroll, Human Resources, PeopleSoft, ADP Payroll, Recruiting, HR Policies, General Ledger, Interviews, Deferred Compensation, Account Reconciliation, New Hire Orientations, Personnel Management, Training, Invoicing, Management, Microsoft Excel
Education
Seton Hall UniversitySouth 1990 — 1994
Bachelor of Arts, Criminal Justice and Anthropology
Seton Hall University
Horizon Blue Cross Blue Shield of New Jersey May 2014 - Present
Meadowlands Hospital and Medical Center January 2013 - December 2013
The Childrens Place January 2012 - May 2012
Liz Claiborne, Inc January 2009 - February 2012
Ryder, Inc February 2008 - January 2009
Philips Consumer Lifestyles October 2006 - February 2008
Philips Consumer Lifestyles 2006 - 2007
Franklin Credit Management Corp June 2006 - October 2006
UBS Financial Services, Inc February 2000 - June 2006
Skills
Payroll, Human Resources, PeopleSoft, ADP Payroll, Recruiting, HR Policies, General Ledger, Interviews, Deferred Compensation, Account Reconciliation, New Hire Orientations, Personnel Management, Training, Invoicing, Management, Microsoft Excel
Education
Seton Hall UniversitySouth 1990 — 1994
Bachelor of Arts, Criminal Justice and Anthropology
Seton Hall University
Daniel Urrutia's UBS Financial Services, Inc Experience June 2010 - August 2010
Job Senior Consultant at Booz & Company
Industry Management Consulting
Experience
Strategy&, part of the PwC network (formerly Booz & Company) October 2011 - Present
Water For People July 2014 - July 2014
Dinika Associates October 2012 - December 2012
Richter Fellowship December 2010 - January 2011
UBS Financial Services Inc June 2010 - August 2010
AIESEC September 2009 - May 2010
Alliance Française August 2009 - December 2009
Carosella Corporate Solutions June 2009 - November 2009
Neuilly St Croix August 2007 - July 2008
Skills
Microsoft Excel, Management Consulting, Financial Modeling, Investments, Strategy, Economics, Finance, Analysis, Energy, Financial Analysis, Business Strategy, Procurement, Market Research, Leadership, Management, Accounting, Competitive Analysis, Business Process..., Sales, Due Diligence, Valuation, Consulting, Corporate Finance, Mergers & Acquisitions, Spanish
Education
Southern Methodist University 2008 — 2011
BA, BBA, French; Finance, Specialization in Alternative Assets, 3.9/4.0 Overall GPA
Sorbonne - Cours de Civilisation Française 2008 — 2009
Cours de Civilisation Française, Niveau Supérieur
Strategy&, part of the PwC network (formerly Booz & Company) October 2011 - Present
Water For People July 2014 - July 2014
Dinika Associates October 2012 - December 2012
Richter Fellowship December 2010 - January 2011
UBS Financial Services Inc June 2010 - August 2010
AIESEC September 2009 - May 2010
Alliance Française August 2009 - December 2009
Carosella Corporate Solutions June 2009 - November 2009
Neuilly St Croix August 2007 - July 2008
Skills
Microsoft Excel, Management Consulting, Financial Modeling, Investments, Strategy, Economics, Finance, Analysis, Energy, Financial Analysis, Business Strategy, Procurement, Market Research, Leadership, Management, Accounting, Competitive Analysis, Business Process..., Sales, Due Diligence, Valuation, Consulting, Corporate Finance, Mergers & Acquisitions, Spanish
Education
Southern Methodist University 2008 — 2011
BA, BBA, French; Finance, Specialization in Alternative Assets, 3.9/4.0 Overall GPA
Sorbonne - Cours de Civilisation Française 2008 — 2009
Cours de Civilisation Française, Niveau Supérieur
Brett Woodroof's UBS Financial Services, Inc Experience March 2007 - August 2008
Job Controller
Industry Real Estate
Experience
Better Homes and Gardens Real Estate Gary Greene November 2009 - Present
The Analyst Exchange October 2009 - November 2009
UBS Financial Services Inc. March 2007 - August 2008
Coastal Securities July 2005 - September 2006
Skills
Financial Analysis, Excel, PowerPoint, Word, Customer Relations, Financial Modeling, Accounting, Forecasting, Budgeting, Accounts Payable, Marketing, Analysis, Mergers & Acquisitions, Finance
Education
University of Houston-Downtown 2007 — 2009
B.B.A, Finance
Southern Methodist University 2002 — 2005
Better Homes and Gardens Real Estate Gary Greene November 2009 - Present
The Analyst Exchange October 2009 - November 2009
UBS Financial Services Inc. March 2007 - August 2008
Coastal Securities July 2005 - September 2006
Skills
Financial Analysis, Excel, PowerPoint, Word, Customer Relations, Financial Modeling, Accounting, Forecasting, Budgeting, Accounts Payable, Marketing, Analysis, Mergers & Acquisitions, Finance
Education
University of Houston-Downtown 2007 — 2009
B.B.A, Finance
Southern Methodist University 2002 — 2005
Peter Staunton, CFA Peter Staunton, CFA's UBS Financial Services, Inc Experience December 2008 - Present
Job UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. December 2008 - Present
Morgan Stanley September 2001 - December 2008
Education
Rensselaer Polytechnic Institute - The Lally School of Management and Technology 1997 — 2001
BS, Management: Finance and MIS
Hingham High School 1993 — 1997
UBS Financial Services Inc. December 2008 - Present
Morgan Stanley September 2001 - December 2008
Education
Rensselaer Polytechnic Institute - The Lally School of Management and Technology 1997 — 2001
BS, Management: Finance and MIS
Hingham High School 1993 — 1997
Clare Kiesel Clare Kiesel's UBS Financial Services, Inc Experience May 2015 - Present
Job
Industry Financial Services
Experience
UBS Financial Services Inc. May 2015 - Present
Education
University of Michigan 2008 — 2012
BA
School for International Training 2011 — 2011
UBS Financial Services Inc. May 2015 - Present
Education
University of Michigan 2008 — 2012
BA
School for International Training 2011 — 2011
Joseph Trucano's UBS Financial Services, Inc Experience June 2013 - May 2014
Job Senior Client Associate at Oliver Luxxe Assets
Industry Financial Services
Experience
Oliver Luxxe Assets LLC May 2014 - Present
UBS Financial Services Inc. June 2013 - May 2014
Bank of America Merrill Lynch June 2011 - June 2013
Merrill Lynch September 2010 - June 2011
Northwestern Mutual June 2010 - September 2010
Education
Rutgers, The State University of New Jersey-New Brunswick 2007 — 2011
B.A., Economics, History Minor
Colts Neck
Colts Neck
Oliver Luxxe Assets LLC May 2014 - Present
UBS Financial Services Inc. June 2013 - May 2014
Bank of America Merrill Lynch June 2011 - June 2013
Merrill Lynch September 2010 - June 2011
Northwestern Mutual June 2010 - September 2010
Education
Rutgers, The State University of New Jersey-New Brunswick 2007 — 2011
B.A., Economics, History Minor
Colts Neck
Colts Neck
Kevin Pearson Kevin Pearson's UBS Financial Services, Inc Experience September 2012 - December 2012
Job Investment Banking Analyst at Pacific Crest Securities
Industry Investment Banking
Experience
Pacific Crest Securities June 2014 - Present
Silicon Valley Bank June 2013 - September 2013
Needham & Company January 2013 - June 2013
Santa Clara University August 2011 - June 2013
UBS Financial Services Inc. September 2012 - December 2012
ValuLogik January 2012 - August 2012
Oswego Lake Country Club/Waverley Country Club June 2006 - August 2010
Skills
Financial Modeling, Valuation, Finance, PowerPoint, Investment Banking, Microsoft Excel
Education
Santa Clara University 2010 — 2014
Finance, Financial Mathematics
Santa Clara University - Leavey School of Business 2010 — 2014
Pacific Crest Securities June 2014 - Present
Silicon Valley Bank June 2013 - September 2013
Needham & Company January 2013 - June 2013
Santa Clara University August 2011 - June 2013
UBS Financial Services Inc. September 2012 - December 2012
ValuLogik January 2012 - August 2012
Oswego Lake Country Club/Waverley Country Club June 2006 - August 2010
Skills
Financial Modeling, Valuation, Finance, PowerPoint, Investment Banking, Microsoft Excel
Education
Santa Clara University 2010 — 2014
Finance, Financial Mathematics
Santa Clara University - Leavey School of Business 2010 — 2014
Riz Majumder, MBA, PMP Riz Majumder, MBA, PMP's UBS Financial Services, Inc Experience August 1996 - November 1998
Job Strategic Planning & Implementation in StartUps to Fortune 500 Companies
Industry Management Consulting
Experience
State of Texas April 2008 - Present
Austin Community College November 2007 - Present
PM Mentors, Inc September 2005 - April 2008
Impact Consulting November 2003 - April 2008
ebook-keeper, Inc. February 2001 - November 2003
Atlantic Holdings, Inc. December 1998 - February 2001
UBS Financial Services, Inc August 1996 - November 1998
Frankwell Investments, Inc October 1993 - August 1996
Skills
Entrepreneurship, Talent Management, Strategic Partnerships, Start-ups, Venture Capital, Investments, Private Equity, Strategic Planning, Team Building, Leadership Development, Business Strategy, Business Planning, Change Management, Management Consulting, Public Speaking, Coaching, Problem Solving, Business Management, Marketing Strategy, Teaching, Organizational..., Certified Project..., Management, Project Management, Business Development, Program Management, Analysis, Performance Management, Training, Marketing, Project Planning, Succession Planning, Strategy, Consulting, Cross-functional Team...
Education
Rockhurst University
MBA, Finance
University of Central Missouri
BSBA, Marketing
State of Texas April 2008 - Present
Austin Community College November 2007 - Present
PM Mentors, Inc September 2005 - April 2008
Impact Consulting November 2003 - April 2008
ebook-keeper, Inc. February 2001 - November 2003
Atlantic Holdings, Inc. December 1998 - February 2001
UBS Financial Services, Inc August 1996 - November 1998
Frankwell Investments, Inc October 1993 - August 1996
Skills
Entrepreneurship, Talent Management, Strategic Partnerships, Start-ups, Venture Capital, Investments, Private Equity, Strategic Planning, Team Building, Leadership Development, Business Strategy, Business Planning, Change Management, Management Consulting, Public Speaking, Coaching, Problem Solving, Business Management, Marketing Strategy, Teaching, Organizational..., Certified Project..., Management, Project Management, Business Development, Program Management, Analysis, Performance Management, Training, Marketing, Project Planning, Succession Planning, Strategy, Consulting, Cross-functional Team...
Education
Rockhurst University
MBA, Finance
University of Central Missouri
BSBA, Marketing
John Lyden John Lyden's UBS Financial Services, Inc Experience August 2001 - February 2004
Job JSL Bookkeeping & Tax Services LLC
Industry Accounting
Experience
JSL Bookkeeping and Tax Services, LLC December 2011 - Present
LegalShield, Independent Associate May 2013 - Present
Credit Justice Services August 2013 - Present
Private Venture February 2004 - September 2011
UBS Financial Services, Inc August 2001 - February 2004
Penske Automotive Group December 2000 - August 2001
Rothstein Kass July 1997 - December 2000
ERNST & YOUNG LLP July 1996 - July 1997
PJ Mechanical. 1994 - 1996
Skills
Quickbooks, Word, PowerPoint, Outlook, Microsoft Office, Excel, Tax Audits, Fixed Assets, Accounting, Financial Reporting, Payroll, Cash Flow, Compliance, Financial Planning, Accounts Payable, Budgeting, Audit, General Ledger, Auditing, Due Diligence, Internal Controls, Tax, Bookkeeping, Reconciliations, Supervisory Skills, Small Business, Financial Accounting, SOX, GAAP, Signal Processing, Promotional Products, Strategic Financial..., Microsoft Excel, QuickBooks, Budgets, Banking, Finance, Account Reconciliation, Financial Analysis, Sarbanes-Oxley Act, Microsoft Word, Internal Audit, Accounts Receivable, CPA, Cash Management, Employee Benefits, Managerial Finance, Financial Audits, Variance Analysis, Tax Accounting
Education
St. Peter's College 2001 — 2004
MBA in progress, Finance
St. Peter's College 1989 — 1993
Bachelor of Science, Accounting
Hudson Catholic High School 1983 — 1987
JSL Bookkeeping and Tax Services, LLC December 2011 - Present
LegalShield, Independent Associate May 2013 - Present
Credit Justice Services August 2013 - Present
Private Venture February 2004 - September 2011
UBS Financial Services, Inc August 2001 - February 2004
Penske Automotive Group December 2000 - August 2001
Rothstein Kass July 1997 - December 2000
ERNST & YOUNG LLP July 1996 - July 1997
PJ Mechanical. 1994 - 1996
Skills
Quickbooks, Word, PowerPoint, Outlook, Microsoft Office, Excel, Tax Audits, Fixed Assets, Accounting, Financial Reporting, Payroll, Cash Flow, Compliance, Financial Planning, Accounts Payable, Budgeting, Audit, General Ledger, Auditing, Due Diligence, Internal Controls, Tax, Bookkeeping, Reconciliations, Supervisory Skills, Small Business, Financial Accounting, SOX, GAAP, Signal Processing, Promotional Products, Strategic Financial..., Microsoft Excel, QuickBooks, Budgets, Banking, Finance, Account Reconciliation, Financial Analysis, Sarbanes-Oxley Act, Microsoft Word, Internal Audit, Accounts Receivable, CPA, Cash Management, Employee Benefits, Managerial Finance, Financial Audits, Variance Analysis, Tax Accounting
Education
St. Peter's College 2001 — 2004
MBA in progress, Finance
St. Peter's College 1989 — 1993
Bachelor of Science, Accounting
Hudson Catholic High School 1983 — 1987
Fern Fergus Fern Fergus's UBS Financial Services, Inc Experience March 2007 - Present
Job Senior Registered Client Service Associate at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc March 2007 - Present
Monitor Group 2000 - 2005
PaineWebber 1994 - 1999
Education
Simmons College
BA, English Literature
Staples HS
UBS Financial Services Inc March 2007 - Present
Monitor Group 2000 - 2005
PaineWebber 1994 - 1999
Education
Simmons College
BA, English Literature
Staples HS
Melissa Hamilton Melissa Hamilton's UBS Financial Services, Inc Experience July 2008 - August 2008
Job Policy Analyst at U.S. Treasury
Industry Banking
Experience
US Treasury, Financial Stability Oversight Council June 2013 - July 2015
Federal Reserve Board, Division of Research and Statistics, Financial Studies Section June 2012 - May 2013
Federal Reserve Board, Division of Research and Statistics, Financial Studies Section June 2010 - May 2012
Ameriprise Financial Services, Inc. June 2009 - May 2010
Skidmore College Math Department September 2007 - May 2010
Skidmore College Economics Department September 2008 - May 2009
UBS Financial Services Inc. July 2008 - August 2008
Skills
Leadership, Econometrics, Economics, Statistics, Research, Stata, Finance, Policy Analysis
Education
The University of Chicago Booth School of Business 2015 — 2017
Master of Business Administration (M.B.A.)
Skidmore College 2006 — 2010
BA, Mathematics & Economics
Maple Hill High School 2002 — 2006
US Treasury, Financial Stability Oversight Council June 2013 - July 2015
Federal Reserve Board, Division of Research and Statistics, Financial Studies Section June 2012 - May 2013
Federal Reserve Board, Division of Research and Statistics, Financial Studies Section June 2010 - May 2012
Ameriprise Financial Services, Inc. June 2009 - May 2010
Skidmore College Math Department September 2007 - May 2010
Skidmore College Economics Department September 2008 - May 2009
UBS Financial Services Inc. July 2008 - August 2008
Skills
Leadership, Econometrics, Economics, Statistics, Research, Stata, Finance, Policy Analysis
Education
The University of Chicago Booth School of Business 2015 — 2017
Master of Business Administration (M.B.A.)
Skidmore College 2006 — 2010
BA, Mathematics & Economics
Maple Hill High School 2002 — 2006
Christopher Pennington, CRPC ® Christopher Pennington, CRPC ®'s UBS Financial Services, Inc Experience February 2008 - Present
Job Vice PresidentWealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. February 2008 - Present
Morgan Stanley January 2001 - February 2008
Education
El Modena High
San Diego State University-California State University
Bachelor of Applied Science (B.A.Sc.), Business, Management, Marketing, and Related Support Services
UBS Financial Services Inc. February 2008 - Present
Morgan Stanley January 2001 - February 2008
Education
El Modena High
San Diego State University-California State University
Bachelor of Applied Science (B.A.Sc.), Business, Management, Marketing, and Related Support Services
Robert Debbs's UBS Financial Services, Inc Experience February 2005 - March 2015
Job Senior VicePresidentWealth Managment
Industry Investment Management
Experience
Merrill Lynch March 2015 - Present
UBS Financial Services Inc. February 2005 - March 2015
Source Capital Group January 2003 - December 2004
Integro Services Inc September 1994 - February 2002
Blair Television May 1989 - December 1992
La Casona, LaGranja Spain June 1989 - December 1989
ABC Sports January 1989 - May 1989
Bicycle Expedition, Heniker NH June 1986 - May 1989
New York Stock Exchange June 1982 - September 1983
Skills
Start-ups, Leadership, Advertising, Sales, Finance, Wealth Management, Estate Planning, Investments, Equities, Alternative Investments, Series 7, Portfolio Management, Asset Management, Hedge Funds, Capital Markets, Equity Research, Financial Services, Fixed Income, Investment Banking, Mutual Funds, Private Equity
Education
New York University - Leonard N. Stern School of Business 1992 — 1994
MBA
Saint Michael's College 1983 — 1987
BA
Christian Brothers Academy, Lincroft 1979 — 1983
HS
Sea Girt, Elementary 1976 — 1979
St. Cassians, Upper Montclair 1973 — 1976
North East Elementary 1970 — 1973
Merrill Lynch March 2015 - Present
UBS Financial Services Inc. February 2005 - March 2015
Source Capital Group January 2003 - December 2004
Integro Services Inc September 1994 - February 2002
Blair Television May 1989 - December 1992
La Casona, LaGranja Spain June 1989 - December 1989
ABC Sports January 1989 - May 1989
Bicycle Expedition, Heniker NH June 1986 - May 1989
New York Stock Exchange June 1982 - September 1983
Skills
Start-ups, Leadership, Advertising, Sales, Finance, Wealth Management, Estate Planning, Investments, Equities, Alternative Investments, Series 7, Portfolio Management, Asset Management, Hedge Funds, Capital Markets, Equity Research, Financial Services, Fixed Income, Investment Banking, Mutual Funds, Private Equity
Education
New York University - Leonard N. Stern School of Business 1992 — 1994
MBA
Saint Michael's College 1983 — 1987
BA
Christian Brothers Academy, Lincroft 1979 — 1983
HS
Sea Girt, Elementary 1976 — 1979
St. Cassians, Upper Montclair 1973 — 1976
North East Elementary 1970 — 1973
Sean Zaher Sean Zaher's UBS Financial Services, Inc Experience June 2013 - April 2014
Job Associate at CBRE
Industry Commercial Real Estate
Experience
CBRE August 2015 - Present
Voit Real Estate Services July 2014 - July 2015
UBS Financial Services Inc. June 2013 - April 2014
Northwestern Mutual November 2012 - May 2013
Education
San Diego State University-California State University 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance
CBRE August 2015 - Present
Voit Real Estate Services July 2014 - July 2015
UBS Financial Services Inc. June 2013 - April 2014
Northwestern Mutual November 2012 - May 2013
Education
San Diego State University-California State University 2010 — 2014
Bachelor of Business Administration (B.B.A.), Finance
Mahmoud Najjar Mahmoud Najjar's UBS Financial Services, Inc Experience September 2015 - Present
Job Director, Compliance & Operational Risk Control at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. September 2015 - Present
Barclays Wealth and Investment Management March 2014 - August 2015
Citi Wealth Management & Private Bank June 2009 - February 2014
Citi Smith Barney September 2005 - May 2009
Morgan Stanley August 2004 - September 2005
Morgan Stanley January 2001 - August 2004
Skills
Strategic Financial..., Wealth Management, Investments, Mutual Funds, Equities, Fixed Income, Bloomberg, Financial Services, Banking, Securities, Capital Markets, Alternative Investments, Sales Practices, Compliance, Trading Systems, Financial Planning
Education
Seton Hall University
Bachelor of Science (B.S.), Finance and Financial Management Services
UBS Financial Services Inc. September 2015 - Present
Barclays Wealth and Investment Management March 2014 - August 2015
Citi Wealth Management & Private Bank June 2009 - February 2014
Citi Smith Barney September 2005 - May 2009
Morgan Stanley August 2004 - September 2005
Morgan Stanley January 2001 - August 2004
Skills
Strategic Financial..., Wealth Management, Investments, Mutual Funds, Equities, Fixed Income, Bloomberg, Financial Services, Banking, Securities, Capital Markets, Alternative Investments, Sales Practices, Compliance, Trading Systems, Financial Planning
Education
Seton Hall University
Bachelor of Science (B.S.), Finance and Financial Management Services
Todd Nichols Todd Nichols's UBS Financial Services, Inc Experience February 2009 - Present
Job Senior Vice PresidentWealth Management, The WrightNichols Wealth Management Group at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. February 2009 - Present
Wachovia Securities August 1993 - January 2009
United States Navy July 1984 - July 1993
Education
Rollins College 1994 — 1996
Certified Financial Planner
United States Naval Academy 1985 — 1989
BS, Mathematics, Operations Analysis
Naps 1984 — 1985
Severna Park High School 1981 — 1983
UBS Financial Services Inc. February 2009 - Present
Wachovia Securities August 1993 - January 2009
United States Navy July 1984 - July 1993
Education
Rollins College 1994 — 1996
Certified Financial Planner
United States Naval Academy 1985 — 1989
BS, Mathematics, Operations Analysis
Naps 1984 — 1985
Severna Park High School 1981 — 1983
Sharon L Ford Sharon L Ford's UBS Financial Services, Inc Experience September 2007 - Present
Job Vice PresidentWealth Management, UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. September 2007 - Present
Morgan Stanley Smith Barney October 1980 - September 2007
Skills
Wealth Management
Education
Portland State University
BS Degree, Liberal Arts
Washington High School
UBS Financial Services Inc. September 2007 - Present
Morgan Stanley Smith Barney October 1980 - September 2007
Skills
Wealth Management
Education
Portland State University
BS Degree, Liberal Arts
Washington High School
Clark Gallivan's UBS Financial Services, Inc Experience 2006 - March 2013
Job Financial Advisor/Senior Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services Inc 2006 - March 2013
Education
Sewanee-The University of the South 1992 — 1996
BS Natural Resources
Episcopal High School 1989 — 1992
UBS Financial Services Inc 2006 - March 2013
Education
Sewanee-The University of the South 1992 — 1996
BS Natural Resources
Episcopal High School 1989 — 1992
James Devaldivielso's UBS Financial Services, Inc Experience April 2010 - Present
Job Account Vice President at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. April 2010 - Present
Merrill Lynch January 2005 - April 2010
Quintana Design Group July 2001 - January 2005
Sara Lee Branded Apparel January 2000 - June 2001
Sara Lee Branded Apparel June 1995 - December 1999
Sara Lee Branded Apparel September 1994 - June 1995
Sara Lee Branded Apparel January 1994 - August 1994
Sara Lee Branded Apparel December 1992 - December 1993
Volkswagen Audi España, S.A. June 1991 - August 1991
Education
University of North Carolina at Greensboro 1994 — 1997
MBA
Rutgers, The State University of New Jersey-New Brunswick 1985 — 1992
BS
UBS Financial Services Inc. April 2010 - Present
Merrill Lynch January 2005 - April 2010
Quintana Design Group July 2001 - January 2005
Sara Lee Branded Apparel January 2000 - June 2001
Sara Lee Branded Apparel June 1995 - December 1999
Sara Lee Branded Apparel September 1994 - June 1995
Sara Lee Branded Apparel January 1994 - August 1994
Sara Lee Branded Apparel December 1992 - December 1993
Volkswagen Audi España, S.A. June 1991 - August 1991
Education
University of North Carolina at Greensboro 1994 — 1997
MBA
Rutgers, The State University of New Jersey-New Brunswick 1985 — 1992
BS
Brendan Light Brendan Light's UBS Financial Services, Inc Experience March 2011 - July 2015
Job Financial Advisor at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors July 2015 - Present
UBS Financial Services Inc. March 2011 - July 2015
Merrill Lynch June 2006 - March 2011
Skills
Wealth Management, Equities, Financial Analysis, Investments, Series 7, Asset Management, Financial Services, Finance, Portfolio Management, Strategic Financial..., Business Development, Strategic Planning, Financial Modeling, Mutual Funds
Education
Southern Methodist University - Cox School of Business
BS, Accounting and Financial Consulting
Southern Methodist University - Cox School of Business
Wells Fargo Advisors July 2015 - Present
UBS Financial Services Inc. March 2011 - July 2015
Merrill Lynch June 2006 - March 2011
Skills
Wealth Management, Equities, Financial Analysis, Investments, Series 7, Asset Management, Financial Services, Finance, Portfolio Management, Strategic Financial..., Business Development, Strategic Planning, Financial Modeling, Mutual Funds
Education
Southern Methodist University - Cox School of Business
BS, Accounting and Financial Consulting
Southern Methodist University - Cox School of Business
Shani Dabush Shani Dabush's UBS Financial Services, Inc Experience April 2014 - May 2015
Job Teaching Fellow at NYC Teaching Fellows
Industry Education Management
Experience
NYC Teaching Fellows May 2015 - Present
UBS Financial Services Inc. April 2014 - May 2015
Atlantic Records August 2013 - December 2013
Sephardic Jewish Community Center June 2012 - August 2013
Queens College January 2013 - May 2013
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Social Media, Research, Customer Service, Public Speaking, Financial Analysis, Social Networking
Education
Queens College 2010 — 2013
Bachelor of Business Administration (BBA), Actuarial Science
NYC Teaching Fellows May 2015 - Present
UBS Financial Services Inc. April 2014 - May 2015
Atlantic Records August 2013 - December 2013
Sephardic Jewish Community Center June 2012 - August 2013
Queens College January 2013 - May 2013
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Social Media, Research, Customer Service, Public Speaking, Financial Analysis, Social Networking
Education
Queens College 2010 — 2013
Bachelor of Business Administration (BBA), Actuarial Science
Dawn Whitehurst Dawn Whitehurst's UBS Financial Services, Inc Experience May 2006 - May 2007
Job Summit Board of Education
Industry Education Management
Experience
Bloomberg LP April 2012 - May 2013
LexisNexis June 2008 - December 2011
Merrill Lynch December 2007 - March 2008
UBS Financial Services Inc May 2006 - May 2007
Fitch Ratings July 2001 - November 2005
Navisys April 1999 - June 2001
Skills
SDLC, Business Analysis, Visio, Microsoft Office, Project Management, Microsoft Excel, Management, Strategic Planning, Customer Service, PowerPoint, Editing, Recruiting, Performance Management, Test Planning, Testing, Quality Center, Leadership, Quality Assurance, Coaching, Training, SharePoint, Analysis, Databases, Business Process, Program Management, Regression Testing
Education
Ramapo College of New Jersey 2015 — 2017
Master's Educational Technology
Farleigh Dickinson University 1990 — 1994
Bachelor of Arts, Sociology
Fairleigh Dickinson University-Metropolitan Campus
Bachelor of Arts (B.A.), Sociology
Bloomberg LP April 2012 - May 2013
LexisNexis June 2008 - December 2011
Merrill Lynch December 2007 - March 2008
UBS Financial Services Inc May 2006 - May 2007
Fitch Ratings July 2001 - November 2005
Navisys April 1999 - June 2001
Skills
SDLC, Business Analysis, Visio, Microsoft Office, Project Management, Microsoft Excel, Management, Strategic Planning, Customer Service, PowerPoint, Editing, Recruiting, Performance Management, Test Planning, Testing, Quality Center, Leadership, Quality Assurance, Coaching, Training, SharePoint, Analysis, Databases, Business Process, Program Management, Regression Testing
Education
Ramapo College of New Jersey 2015 — 2017
Master's Educational Technology
Farleigh Dickinson University 1990 — 1994
Bachelor of Arts, Sociology
Fairleigh Dickinson University-Metropolitan Campus
Bachelor of Arts (B.A.), Sociology
William Annesley's UBS Financial Services, Inc Experience June 2013 - July 2013
Job Assistant, National Video Activation at Carat
Industry Marketing and Advertising
Experience
Carat December 2014 - Present
PennEnvironment Action Fund October 2014 - November 2014
UBS Financial Services Inc June 2013 - July 2013
Fever Lacrosse Club April 2010 - January 2012
Nostrant Lacrosse Camp, LLC April 2008 - January 2012
Innova Services Corp June 2011 - July 2011
Skills
Social Media, Wealth Management, Microsoft Excel, Equities, Cash Management, Management, PowerPoint, Microsoft Office, Program Management, Financial Services, Business Development, Marketing Strategy
Education
Saint Joseph's University 2010 — 2014
Bachelor's degree, Marketing, Junior
Saint Joseph’s University 2010 — 2014
Bachelor of Science, Business Administration; Marketing
The Haverford School 1996 — 2010
Carat December 2014 - Present
PennEnvironment Action Fund October 2014 - November 2014
UBS Financial Services Inc June 2013 - July 2013
Fever Lacrosse Club April 2010 - January 2012
Nostrant Lacrosse Camp, LLC April 2008 - January 2012
Innova Services Corp June 2011 - July 2011
Skills
Social Media, Wealth Management, Microsoft Excel, Equities, Cash Management, Management, PowerPoint, Microsoft Office, Program Management, Financial Services, Business Development, Marketing Strategy
Education
Saint Joseph's University 2010 — 2014
Bachelor's degree, Marketing, Junior
Saint Joseph’s University 2010 — 2014
Bachelor of Science, Business Administration; Marketing
The Haverford School 1996 — 2010
Andrew Bodner Andrew Bodner's UBS Financial Services, Inc Experience 1992 - 2009
Job President, Double Diamond Investment Group, LLC
Industry Financial Services
Experience
Double Diamond Investment Group LLC January 2010 - Present
Livingston Jr Lancers 2011 - 2013
UBS Financial Services Inc. 1992 - 2009
Skills
Strategic Financial..., Asset Allocation, Series 7, Investment Strategies, Retirement Planning, Investment Management, Financial Advisory, Alternative Investments, Bonds, Wealth Management..., Investment Advisory, Securities, Hedge Funds, Wealth Management, Portfolio Management, Finance, Asset Management, Series 63, ETFs, Investments, Fixed Income, Equity Research, Private Equity, Equities, Capital Markets, Bloomberg, FINRA, Financial Planning
Education
Rider University 1983 — 1987
BSC, Finance
Double Diamond Investment Group LLC January 2010 - Present
Livingston Jr Lancers 2011 - 2013
UBS Financial Services Inc. 1992 - 2009
Skills
Strategic Financial..., Asset Allocation, Series 7, Investment Strategies, Retirement Planning, Investment Management, Financial Advisory, Alternative Investments, Bonds, Wealth Management..., Investment Advisory, Securities, Hedge Funds, Wealth Management, Portfolio Management, Finance, Asset Management, Series 63, ETFs, Investments, Fixed Income, Equity Research, Private Equity, Equities, Capital Markets, Bloomberg, FINRA, Financial Planning
Education
Rider University 1983 — 1987
BSC, Finance
Jason Darlington, CFP®'s UBS Financial Services, Inc Experience September 2007 - Present
Job Financial Advisor
Industry Financial Services
Experience
UBS Financial Services, Inc September 2007 - Present
eFunds Corporation November 2003 - July 2007
CertCo May 2000 - September 2001
Benton International Inc June 1995 - April 2000
Education
SDA Bocconi 2002 — 2003
Masters, Business Administration (MBA)
University of California, Berkeley 1991 — 1995
BA, Economics, Italian Literature, Graduated with Honors
Monta Vista HS 1988 — 1991
UBS Financial Services, Inc September 2007 - Present
eFunds Corporation November 2003 - July 2007
CertCo May 2000 - September 2001
Benton International Inc June 1995 - April 2000
Education
SDA Bocconi 2002 — 2003
Masters, Business Administration (MBA)
University of California, Berkeley 1991 — 1995
BA, Economics, Italian Literature, Graduated with Honors
Monta Vista HS 1988 — 1991
Alan Gretsky's UBS Financial Services, Inc Experience February 2007 - January 2012
Job Emerging Affluent Checking Product Manager, Vice President at Citi
Industry Financial Services
Experience
Citi November 2014 - Present
Citi January 2012 - November 2014
UBS Financial Services Inc. February 2007 - January 2012
JPMorgan Chase October 2004 - February 2007
JPMorgan Chase Bank April 2002 - October 2004
Chase Investment Services Corp. (CISC) 1997 - 1999
Skills
Strategy, CRM, Integrated Marketing, Product Marketing, Marketing Strategy, Online Marketing, Marketing Management, Management, Marketing, Leadership, Vendor Management, Strategic Planning, Sales, Segmentation, Market Planning, Mergers & Acquisitions, Banking, Financial Services, Team Management, Talent Management, Retail Banking, Cross Selling, Forecasting, Customer Acquisition, Pricing, Credit, Relationship Management, Wealth Management, Sales Management, Financial Markets, Credit Cards, Customer Engagement, Team Leadership, Analytics, Customer Retention, Market Research, Strategic Partnerships
Education
University of Phoenix 2002 — 2006
MBA, Marketing
Slippery Rock University of Pennsylvania 1982 — 1987
BS, Marketing
Citi November 2014 - Present
Citi January 2012 - November 2014
UBS Financial Services Inc. February 2007 - January 2012
JPMorgan Chase October 2004 - February 2007
JPMorgan Chase Bank April 2002 - October 2004
Chase Investment Services Corp. (CISC) 1997 - 1999
Skills
Strategy, CRM, Integrated Marketing, Product Marketing, Marketing Strategy, Online Marketing, Marketing Management, Management, Marketing, Leadership, Vendor Management, Strategic Planning, Sales, Segmentation, Market Planning, Mergers & Acquisitions, Banking, Financial Services, Team Management, Talent Management, Retail Banking, Cross Selling, Forecasting, Customer Acquisition, Pricing, Credit, Relationship Management, Wealth Management, Sales Management, Financial Markets, Credit Cards, Customer Engagement, Team Leadership, Analytics, Customer Retention, Market Research, Strategic Partnerships
Education
University of Phoenix 2002 — 2006
MBA, Marketing
Slippery Rock University of Pennsylvania 1982 — 1987
BS, Marketing
Greg Sterzel, CFA, CAIA, AAMS's UBS Financial Services, Inc Experience June 2005 - June 2008
Job
Industry Financial Services
Experience
New York Life Investment Management LLC June 2008 - Present
UBS Financial Services Inc. June 2005 - June 2008
A.G. Edwards May 2002 - May 2005
Voicestream Wireless May 1998 - August 2000
Skills
Investments, Mutual Funds, Portfolio Management, Alternative Investments, Asset Management, Asset Allocation, Fixed Income, Equities, Strategic Financial..., Asset Managment, Finance, Securities, Competitive Analysis, Corporate Finance, Relationship Management, Investment Strategies, Retirement Planning, Hedge Funds, Wealth Management, Investment Management, Investment Advisory
Education
Rutgers, The State University of New Jersey-Newark 1999 — 2002
MBA
Rutgers University-New Brunswick 1994 — 1998
BA
New York Life Investment Management LLC June 2008 - Present
UBS Financial Services Inc. June 2005 - June 2008
A.G. Edwards May 2002 - May 2005
Voicestream Wireless May 1998 - August 2000
Skills
Investments, Mutual Funds, Portfolio Management, Alternative Investments, Asset Management, Asset Allocation, Fixed Income, Equities, Strategic Financial..., Asset Managment, Finance, Securities, Competitive Analysis, Corporate Finance, Relationship Management, Investment Strategies, Retirement Planning, Hedge Funds, Wealth Management, Investment Management, Investment Advisory
Education
Rutgers, The State University of New Jersey-Newark 1999 — 2002
MBA
Rutgers University-New Brunswick 1994 — 1998
BA
Rick Fister's UBS Financial Services, Inc Experience September 2000 - Present
Job Senior Vice President at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc September 2000 - Present
Morgan Stanley Smith Barney September 1985 - September 2000
Stifel Financial Corp. June 1980 - September 1985
Skills
Investments, Strategic Financial..., Financial Modeling, Loans, Insurance, Real Estate, Wealth Management, Asset Allocation, Retirement Planning
Education
Saint Louis University 1976 — 1978
BA, Political Science & Economics
Chaminade College Prep 1970 — 1974
UBS Financial Services Inc September 2000 - Present
Morgan Stanley Smith Barney September 1985 - September 2000
Stifel Financial Corp. June 1980 - September 1985
Skills
Investments, Strategic Financial..., Financial Modeling, Loans, Insurance, Real Estate, Wealth Management, Asset Allocation, Retirement Planning
Education
Saint Louis University 1976 — 1978
BA, Political Science & Economics
Chaminade College Prep 1970 — 1974
Jennifer Adelhardt's UBS Financial Services, Inc Experience July 2005 - June 2012
Job Senior Manager, Lead Business Manager at TIAACREF
Industry Financial Services
Experience
TIAA-CREF March 2015 - Present
TIAA-CREF March 2014 - Present
TIAA-CREF July 2012 - Present
UBS Financial Services Inc. July 2005 - June 2012
Skills
Vendor Management, Requirements Analysis, Business Analysis, SDLC, Project Management, IT Business Management, Financial Services, IT Strategy, PMO, Portfolio Management, Program Management, Project Portfolio...
Education
Stevens Institute of Technology 2009 — 2010
Graduate Certificate, Project Management
Stevens Institute of Technology 2006 — 2009
MS, Information Systems
Rensselaer Polytechnic Institute 2001 — 2005
BS, Information Technology
Rensselaer Polytechnic Institute 2001 — 2005
BS, Psychology
TIAA-CREF March 2015 - Present
TIAA-CREF March 2014 - Present
TIAA-CREF July 2012 - Present
UBS Financial Services Inc. July 2005 - June 2012
Skills
Vendor Management, Requirements Analysis, Business Analysis, SDLC, Project Management, IT Business Management, Financial Services, IT Strategy, PMO, Portfolio Management, Program Management, Project Portfolio...
Education
Stevens Institute of Technology 2009 — 2010
Graduate Certificate, Project Management
Stevens Institute of Technology 2006 — 2009
MS, Information Systems
Rensselaer Polytechnic Institute 2001 — 2005
BS, Information Technology
Rensselaer Polytechnic Institute 2001 — 2005
BS, Psychology
Mike Augustyniak's UBS Financial Services, Inc Experience November 1999 - Present
Job Associate Director at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. November 1999 - Present
Matsushita July 1996 - November 1999
Kmart June 1993 - July 1996
UPS January 1991 - June 1993
Skills
Wealth Management, Equities, Risk Management, SDLC, Trading Systems, Financial Services, Business Analysis, Relationship Management, Asset Managment, Portfolio Management, Fixed Income, Options, Securities
Education
Rutgers, The State University of New Jersey-Newark 1987 — 1991
Bachelor of Arts (BA), Computer Science
Rutgers University-New Brunswick 1986 — 1987
UBS Financial Services Inc. November 1999 - Present
Matsushita July 1996 - November 1999
Kmart June 1993 - July 1996
UPS January 1991 - June 1993
Skills
Wealth Management, Equities, Risk Management, SDLC, Trading Systems, Financial Services, Business Analysis, Relationship Management, Asset Managment, Portfolio Management, Fixed Income, Options, Securities
Education
Rutgers, The State University of New Jersey-Newark 1987 — 1991
Bachelor of Arts (BA), Computer Science
Rutgers University-New Brunswick 1986 — 1987
Tony Feliciti's UBS Financial Services, Inc Experience 2004 - Present
Job Director UBS, Program Manager for Executive Compensation Stock Option Plans
Industry Financial Services
Experience
UBS June 2004 - Present
UBS Wealth Management 2004 - Present
UBS Financial Services Inc. 2004 - Present
Prudential Securities 1998 - 2004
Skills
Business Requirements, Financial Services, Budgets, Business Analysis, Capital Markets, Databases, Equities, Fixed Income, Management, Options, SDLC, Team Building, Testing
Education
Stevens Institute of Technology 2005 — 2008
MSIS, Management
Rutgers, The State University of New Jersey-New Brunswick 1993 — 1997
Bachelor of Arts, English
UBS June 2004 - Present
UBS Wealth Management 2004 - Present
UBS Financial Services Inc. 2004 - Present
Prudential Securities 1998 - 2004
Skills
Business Requirements, Financial Services, Budgets, Business Analysis, Capital Markets, Databases, Equities, Fixed Income, Management, Options, SDLC, Team Building, Testing
Education
Stevens Institute of Technology 2005 — 2008
MSIS, Management
Rutgers, The State University of New Jersey-New Brunswick 1993 — 1997
Bachelor of Arts, English
Jennifer Bernardo - Campagna's UBS Financial Services, Inc Experience November 2005 - Present
Job CSA at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. November 2005 - Present
UBS 2002 - 2007
UBS Financial Services June 2002 - May 2005
Education
Siena College 1998 — 2002
UBS Financial Services Inc. November 2005 - Present
UBS 2002 - 2007
UBS Financial Services June 2002 - May 2005
Education
Siena College 1998 — 2002
Cheryl Jones's UBS Financial Services, Inc Experience July 2003 - September 2011
Job Sr. Manager, Digital Marketing at TD Ameritrade Institutional
Industry Marketing and Advertising
Experience
TD Ameritrade December 2013 - Present
UBS Financial Services Inc. July 2003 - September 2011
Prudential 1999 - July 2003
Prudential Investments November 1996 - December 1999
Prudential Mutual Fund Services 1991 - 1996
Skills
Digital Marketing, Integrated Marketing, Online Advertising, Email Marketing, Marketing Communications, Digital Strategy, Social Media Marketing, Direct Marketing, Interactive Marketing, Web Analytics, Marketing Strategy, Leadership Development, Brand Development, Business Development, Marketing, Marketing Management, Advertising, Brand Management, Entrepreneurship, Google Analytics, CRM, Online Marketing, Social Media, Mobile Marketing, Brand Awareness, Financial Services, Strategic Partnerships, User Experience, Product Marketing, Multi-channel Marketing, Management, Leadership, Strategy, Analytics, Web Marketing, E-commerce, SEM, B2B Marketing, Segmentation
Education
Rutgers, The State University of New Jersey-New Brunswick
mini-MBA Digital Marketing
University of Pennsylvania - The Wharton School 2007 — 2009
SII Program, Securities Industry Institute
Stockton University 1984 — 1988
BA, Business-Marketing
TD Ameritrade December 2013 - Present
UBS Financial Services Inc. July 2003 - September 2011
Prudential 1999 - July 2003
Prudential Investments November 1996 - December 1999
Prudential Mutual Fund Services 1991 - 1996
Skills
Digital Marketing, Integrated Marketing, Online Advertising, Email Marketing, Marketing Communications, Digital Strategy, Social Media Marketing, Direct Marketing, Interactive Marketing, Web Analytics, Marketing Strategy, Leadership Development, Brand Development, Business Development, Marketing, Marketing Management, Advertising, Brand Management, Entrepreneurship, Google Analytics, CRM, Online Marketing, Social Media, Mobile Marketing, Brand Awareness, Financial Services, Strategic Partnerships, User Experience, Product Marketing, Multi-channel Marketing, Management, Leadership, Strategy, Analytics, Web Marketing, E-commerce, SEM, B2B Marketing, Segmentation
Education
Rutgers, The State University of New Jersey-New Brunswick
mini-MBA Digital Marketing
University of Pennsylvania - The Wharton School 2007 — 2009
SII Program, Securities Industry Institute
Stockton University 1984 — 1988
BA, Business-Marketing
Michele Astbury's UBS Financial Services, Inc Experience 2001 - Present
Job Head of Leadership & Talent Delivery at UBS
Industry Financial Services
Experience
UBS July 2012 - Present
UBS Wealth Management August 2001 - Present
UBS Financial Services Inc. 2001 - Present
Merrill Lynch April 1992 - August 2001
Skills
Training, Series 7, Mutual Funds, Leadership, Series 63, Financial Services, Wealth Management, Leadership Development, Organizational..., Succession Planning, Performance Management, Executive Coaching, Recruiting, Coaching, Talent Management, Change Management, Instructional Design, Organizational..., Onboarding, Training Delivery, Workshop Facilitation, Employee Engagement
Education
Rider University 1986 — 1990
Bachelor of Arts (B.A.), Elementary Education and Teaching
UBS July 2012 - Present
UBS Wealth Management August 2001 - Present
UBS Financial Services Inc. 2001 - Present
Merrill Lynch April 1992 - August 2001
Skills
Training, Series 7, Mutual Funds, Leadership, Series 63, Financial Services, Wealth Management, Leadership Development, Organizational..., Succession Planning, Performance Management, Executive Coaching, Recruiting, Coaching, Talent Management, Change Management, Instructional Design, Organizational..., Onboarding, Training Delivery, Workshop Facilitation, Employee Engagement
Education
Rider University 1986 — 1990
Bachelor of Arts (B.A.), Elementary Education and Teaching
John Govic's UBS Financial Services, Inc Experience April 2006 - June 2014
Job Compliance Surveillance Manager Vice President at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan June 2014 - Present
UBS Financial Services Inc. April 2006 - June 2014
MAXIM GROUP LLC May 2004 - April 2006
Morgan Stanley November 2003 - March 2004
Spectrum Capital Partners May 2002 - September 2003
SCHONFELD SECURITIES LLC January 1996 - March 2002
Skills
FINRA, Investment Advisory, Banking, Electronic Trading, Trading Systems, Financial Services, Operational Risk, Derivatives, Uniform Combined State..., Bloomberg, Financial Markets, KYC, Due Diligence, Bonds, Financial Analysis, Finance, Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, Series 31, Series 53, Series 55, Series 63, Series 65, NJ Life Insurance..., NJ Health Insurance...
Education
Ramapo College of New Jersey
Bachelor of Arts, Economics
J.P. Morgan June 2014 - Present
UBS Financial Services Inc. April 2006 - June 2014
MAXIM GROUP LLC May 2004 - April 2006
Morgan Stanley November 2003 - March 2004
Spectrum Capital Partners May 2002 - September 2003
SCHONFELD SECURITIES LLC January 1996 - March 2002
Skills
FINRA, Investment Advisory, Banking, Electronic Trading, Trading Systems, Financial Services, Operational Risk, Derivatives, Uniform Combined State..., Bloomberg, Financial Markets, KYC, Due Diligence, Bonds, Financial Analysis, Finance, Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, Series 31, Series 53, Series 55, Series 63, Series 65, NJ Life Insurance..., NJ Health Insurance...
Education
Ramapo College of New Jersey
Bachelor of Arts, Economics
Chris Rosenthal's UBS Financial Services, Inc Experience February 1999 - Present
Job Senior Vice President/Investments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services Inc February 1999 - Present
Lehman Brothers 1986 - 1999
Education
Ramapo College of New Jersey
Ramsey High School
UBS Financial Services Inc February 1999 - Present
Lehman Brothers 1986 - 1999
Education
Ramapo College of New Jersey
Ramsey High School
Lawrence Wasserman, CFA's UBS Financial Services, Inc Experience August 2009 - December 2012
Job Senior Manager, Head of Due Diligence & Investment Oversight for the Amerivest Managed Solutions Program
Industry Financial Services
Experience
TD Ameritrade December 2012 - July 2015
UBS Financial Services Inc. August 2009 - December 2012
Morgan Stanley Smith Barney, LLC June 2007 - August 2009
Panda Financial Associates, Inc. April 1998 - June 2007
PANDA Investment Advisors, Inc. December 1998 - December 2004
PaineWebber August 1996 - March 1998
Skills
Asset Allocation, Series 7, Chartered Financial..., Tactical Asset..., Investment Manager..., PSN, Series 66, Morningstar Direct, Liquid Alternatives, Financial Services, Investments, Mutual Funds, Asset Management, Equities, Alternative Investments, Portfolio Management, Wealth Management, Fixed Income, Investment Management, Series 24, Uniform Combined State..., Financial Advisory, Hedge Funds, Options, Investment Advisory, Due Diligence, ETFs, Bloomberg, Investment Strategies, Securities, Risk Management, Management
Education
Rutgers, The State University of New Jersey-Newark 1991 — 1995
MBA, Finance
Tulane University 1983 — 1987
BA, Economics
TD Ameritrade December 2012 - July 2015
UBS Financial Services Inc. August 2009 - December 2012
Morgan Stanley Smith Barney, LLC June 2007 - August 2009
Panda Financial Associates, Inc. April 1998 - June 2007
PANDA Investment Advisors, Inc. December 1998 - December 2004
PaineWebber August 1996 - March 1998
Skills
Asset Allocation, Series 7, Chartered Financial..., Tactical Asset..., Investment Manager..., PSN, Series 66, Morningstar Direct, Liquid Alternatives, Financial Services, Investments, Mutual Funds, Asset Management, Equities, Alternative Investments, Portfolio Management, Wealth Management, Fixed Income, Investment Management, Series 24, Uniform Combined State..., Financial Advisory, Hedge Funds, Options, Investment Advisory, Due Diligence, ETFs, Bloomberg, Investment Strategies, Securities, Risk Management, Management
Education
Rutgers, The State University of New Jersey-Newark 1991 — 1995
MBA, Finance
Tulane University 1983 — 1987
BA, Economics
Annette Tomarazzo's UBS Financial Services, Inc Experience October 2003 - Present
Job Executive Director at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. October 2003 - Present
UBS 2003 - Present
Prudential Securities 2002 - 2003
American Stock Exchange 1992 - 2002
Muriel Siebert & Co., Inc. 1986 - 1988
Muriel Siebert & Co., Inc. 1986 - 1988
Skills
Capital Markets, FINRA, Series 7, Securities, Equities, Securities Regulation, Fixed Income, Risk Management, Series 24, Legal Writing, Corporate Governance, AML, Hedge Funds
Education
Seton Hall University 1998 — 2002
Seton Hall University School of Law 1998 — 2001
Susquehanna University 1980 — 1984
BS, Finance
UBS Financial Services Inc. October 2003 - Present
UBS 2003 - Present
Prudential Securities 2002 - 2003
American Stock Exchange 1992 - 2002
Muriel Siebert & Co., Inc. 1986 - 1988
Muriel Siebert & Co., Inc. 1986 - 1988
Skills
Capital Markets, FINRA, Series 7, Securities, Equities, Securities Regulation, Fixed Income, Risk Management, Series 24, Legal Writing, Corporate Governance, AML, Hedge Funds
Education
Seton Hall University 1998 — 2002
Seton Hall University School of Law 1998 — 2001
Susquehanna University 1980 — 1984
BS, Finance
Virginia Barattucci's UBS Financial Services, Inc Experience January 2007 - 2008
Job Executive Team Assistant
Industry Financial Services
Experience
UBS May 2014 - Present
UBS March 2010 - Present
UBS October 2008 - Present
UBS Financial Services Inc January 2007 - 2008
Education
Rutgers University-New Brunswick 2001 — 2005
UBS May 2014 - Present
UBS March 2010 - Present
UBS October 2008 - Present
UBS Financial Services Inc January 2007 - 2008
Education
Rutgers University-New Brunswick 2001 — 2005
Jerome Hillock's UBS Financial Services, Inc Experience October 2008 - Present
Job Registered Clients Service Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. October 2008 - Present
Morgan Stanley June 2004 - October 2008
Education
Rutgers University-New Brunswick
UBS Financial Services Inc. October 2008 - Present
Morgan Stanley June 2004 - October 2008
Education
Rutgers University-New Brunswick
Andrew Hutcheson's UBS Financial Services, Inc Experience April 2011 - Present
Job Vice President Portfolio Manager at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc April 2011 - Present
Edward Jones June 2005 - April 2011
Education
San Diego State University-California State University 1988 — 1992
Political Science and Government
Ashford University
Bachelor of Arts (BA), Business Administration
College of Financial Planning
Accredited Asset Management Specialist
College of Financial Planning
Chartered Retirement Plan Specialist
UBS Financial Services Inc April 2011 - Present
Edward Jones June 2005 - April 2011
Education
San Diego State University-California State University 1988 — 1992
Political Science and Government
Ashford University
Bachelor of Arts (BA), Business Administration
College of Financial Planning
Accredited Asset Management Specialist
College of Financial Planning
Chartered Retirement Plan Specialist
Joseph Anastasio's UBS Financial Services, Inc Experience March 2005 - Present
Job Vice President Investments and Senior Portfolio Manager at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. March 2005 - Present
UBS 1998 - Present
Masco Corporation September 1990 - February 1998
Education
Queens College
BA, Economics
Saint John's University
MBA, Finance and Business Administration
UBS Financial Services Inc. March 2005 - Present
UBS 1998 - Present
Masco Corporation September 1990 - February 1998
Education
Queens College
BA, Economics
Saint John's University
MBA, Finance and Business Administration
Jessica Sierra-Yearty's UBS Financial Services, Inc Experience February 2006 - April 2009
Job Credit Analyst at UBS Financial Services Inc.
Industry Financial Services
Experience
NJ Unemployment June 2009 - Present
UBS Financial Services Inc. February 2006 - April 2009
Education
Rider University 1995 — 1999
BA, Liberal Arts & Science
NJ Unemployment June 2009 - Present
UBS Financial Services Inc. February 2006 - April 2009
Education
Rider University 1995 — 1999
BA, Liberal Arts & Science
Jarnail (Jay) Tucker's UBS Financial Services, Inc Experience May 2005 - September 2005
Job Lease Analyst CRE Southeast at JLL
Industry Real Estate
Experience
JLL July 2015 - Present
Century 21 October 2013 - Present
Jiwan Management, LLC June 2010 - Present
C.J. Tucker Insurance Services, LLC January 2006 - July 2010
UBS Financial Services, Inc May 2005 - September 2005
Lohgarh Sikh Education Foundation 2001 - 2002
Skills
Marketing, Fundraising, Management, Accounting, Strategy, Entrepreneurship, Commercial Real Estate, Real Estate Transactions, Commercial Leasing, Project Planning, Investments, Real Estate, Small Business, Finance, Business Development, Customer Service, Sales, Microsoft Excel, Microsoft Office, PowerPoint, Social Media
Education
Rutgers, The State University of New Jersey-Newark 2003 — 2008
Bachelor's of Arts, Economics and Political Science
JLL July 2015 - Present
Century 21 October 2013 - Present
Jiwan Management, LLC June 2010 - Present
C.J. Tucker Insurance Services, LLC January 2006 - July 2010
UBS Financial Services, Inc May 2005 - September 2005
Lohgarh Sikh Education Foundation 2001 - 2002
Skills
Marketing, Fundraising, Management, Accounting, Strategy, Entrepreneurship, Commercial Real Estate, Real Estate Transactions, Commercial Leasing, Project Planning, Investments, Real Estate, Small Business, Finance, Business Development, Customer Service, Sales, Microsoft Excel, Microsoft Office, PowerPoint, Social Media
Education
Rutgers, The State University of New Jersey-Newark 2003 — 2008
Bachelor's of Arts, Economics and Political Science
Eric Lyght's UBS Financial Services, Inc Experience June 1999 - December 2008
Job Rinshawn Real Estate Group
Industry Financial Services
Experience
Rinshawn Real Estate Group January 2012 - Present
Dearborn Capital Management December 2008 - December 2011
UBS Financial Services Inc. June 1999 - December 2008
BancOne Financial Services September 1998 - April 1999
Beneficial Management Corp May 1994 - June 1998
Skills
Alternative Investments, Hedge Funds, Mutual Funds, Managed Futures, Management, Business Development, Sales, Equities, Microsoft Excel, Wealth Management, Fixed Income, Series 7, Asset Management, Investments
Education
Saint Anselm College 1991 — 1994
BA, Finance
Rinshawn Real Estate Group January 2012 - Present
Dearborn Capital Management December 2008 - December 2011
UBS Financial Services Inc. June 1999 - December 2008
BancOne Financial Services September 1998 - April 1999
Beneficial Management Corp May 1994 - June 1998
Skills
Alternative Investments, Hedge Funds, Mutual Funds, Managed Futures, Management, Business Development, Sales, Equities, Microsoft Excel, Wealth Management, Fixed Income, Series 7, Asset Management, Investments
Education
Saint Anselm College 1991 — 1994
BA, Finance
Karen (Mirbach) DeBellis's UBS Financial Services, Inc Experience August 1999 - August 2002
Job Expertise in B2B marketing and communications for the financial services industry.
Industry Financial Services
Experience
MasterCard November 2011 - Present
Barnes & Noble College Booksellers April 2010 - December 2010
MasterCard May 2006 - December 2009
Schawk April 2004 - May 2006
Caucus Educational Corporation August 2002 - April 2004
UBS Financial Services Inc. August 1999 - August 2002
Skills
Cross-functional Team..., Integrated Marketing, Market Research, Management, Strategic Partnerships, Sales, Project Management
Education
Rutgers University-New Brunswick
Bachelor of Arts, Dance and Psychology
MasterCard November 2011 - Present
Barnes & Noble College Booksellers April 2010 - December 2010
MasterCard May 2006 - December 2009
Schawk April 2004 - May 2006
Caucus Educational Corporation August 2002 - April 2004
UBS Financial Services Inc. August 1999 - August 2002
Skills
Cross-functional Team..., Integrated Marketing, Market Research, Management, Strategic Partnerships, Sales, Project Management
Education
Rutgers University-New Brunswick
Bachelor of Arts, Dance and Psychology
Francine Hoyt's UBS Financial Services, Inc Experience September 1994 - Present
Job Chief Compliance Officer
Industry Financial Services
Experience
UBS Financial Services Inc. September 1994 - Present
UBS 1994 - Present
Pitney Hardin Kipp & szuch September 1991 - August 1994
ChoiceCare 1986 - 1990
Skills
Securities, Hedge Funds, FINRA, Equities, Corporate Governance, Private Equity, Securities Regulation, Portfolio Management, Capital Markets, Corporate Law, Investment Banking, Series 7, Series 63, Due Diligence, Financial Risk, Retirement, Fixed Income, Mergers & Acquisitions, Wealth Management, Employment Law, Estate Planning, Alternative Investments, Asset Management, Risk Management, Asset Allocation, AML, Financial Services, Financial Regulation, Investment Management, Investment Advisory, Investments
Education
Rutgers University School of Law - Newark 1988 — 1991
JD, Law
University of New Hampshire 1984 — 1986
BS, Health Care Administration
Quinnipiac University 1982 — 1984
BS, Health Administration and Planning
UBS Financial Services Inc. September 1994 - Present
UBS 1994 - Present
Pitney Hardin Kipp & szuch September 1991 - August 1994
ChoiceCare 1986 - 1990
Skills
Securities, Hedge Funds, FINRA, Equities, Corporate Governance, Private Equity, Securities Regulation, Portfolio Management, Capital Markets, Corporate Law, Investment Banking, Series 7, Series 63, Due Diligence, Financial Risk, Retirement, Fixed Income, Mergers & Acquisitions, Wealth Management, Employment Law, Estate Planning, Alternative Investments, Asset Management, Risk Management, Asset Allocation, AML, Financial Services, Financial Regulation, Investment Management, Investment Advisory, Investments
Education
Rutgers University School of Law - Newark 1988 — 1991
JD, Law
University of New Hampshire 1984 — 1986
BS, Health Care Administration
Quinnipiac University 1982 — 1984
BS, Health Administration and Planning
Glenda Dietz's UBS Financial Services, Inc Experience 2005 - 2010
Job Associate Director Contact Ctr. Strategy/Training & Business Compliance at Novartis
Industry Financial Services
Experience
Novartis November 2012 - Present
Novartis January 2011 - November 2012
Novartis Consumer Health July 2010 - January 2011
UBS Wealth Management February 2005 - July 2010
UBS FInancial Services Inc 2005 - 2010
AT&T 1995 - 2005
Education
Rutgers University-New Brunswick 1991 — 1995
BA, Spanish
Novartis November 2012 - Present
Novartis January 2011 - November 2012
Novartis Consumer Health July 2010 - January 2011
UBS Wealth Management February 2005 - July 2010
UBS FInancial Services Inc 2005 - 2010
AT&T 1995 - 2005
Education
Rutgers University-New Brunswick 1991 — 1995
BA, Spanish
Lauren Ogle's UBS Financial Services, Inc Experience March 2010 - April 2013
Job Head of Marketing and Events
Industry Financial Services
Experience
Sumitomo Mitsui Banking Corporation May 2013 - Present
UBS Financial Services Inc. March 2010 - April 2013
UBS Wealth Management 2007 - 2010
UBS Wealth Management July 2005 - April 2007
Skills
Strategic Planning, Marketing, Coaching, Marketing Communications, Series 7, Business Analysis, Wealth Management, Relationship Management, Brand Development, Public Speaking, Business Writing, Series 24, Social Media Marketing, Advertising, Leadership, Management, Project Management
Education
Stevens Institute of Technology 2010 — 2012
Master of Information Science (M.I.S.), Information Systems and Technology Management, 3.8
Rutgers, The State University of New Jersey-New Brunswick 2001 — 2005
BA, Journalism and Media Studies, 3.85
Sumitomo Mitsui Banking Corporation May 2013 - Present
UBS Financial Services Inc. March 2010 - April 2013
UBS Wealth Management 2007 - 2010
UBS Wealth Management July 2005 - April 2007
Skills
Strategic Planning, Marketing, Coaching, Marketing Communications, Series 7, Business Analysis, Wealth Management, Relationship Management, Brand Development, Public Speaking, Business Writing, Series 24, Social Media Marketing, Advertising, Leadership, Management, Project Management
Education
Stevens Institute of Technology 2010 — 2012
Master of Information Science (M.I.S.), Information Systems and Technology Management, 3.8
Rutgers, The State University of New Jersey-New Brunswick 2001 — 2005
BA, Journalism and Media Studies, 3.85
JAY GRIEP, CRPC,'s UBS Financial Services, Inc Experience February 2009 - Present
Job Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. February 2009 - Present
Merrill Lynch January 1999 - February 2009
Skills
Series 7, Wealth Management, Retirement Planning, Series 63, Asset Allocation, Uniform Combined State..., Investment Advisory
Education
St. Cloud State University 1985 — 1989
Bachelor of Science (B.S.), Speech Communication
Saint John's University 1983 — 1985
Business
Glencoe Senior High School
UBS Financial Services Inc. February 2009 - Present
Merrill Lynch January 1999 - February 2009
Skills
Series 7, Wealth Management, Retirement Planning, Series 63, Asset Allocation, Uniform Combined State..., Investment Advisory
Education
St. Cloud State University 1985 — 1989
Bachelor of Science (B.S.), Speech Communication
Saint John's University 1983 — 1985
Business
Glencoe Senior High School
Jennifer Calise's UBS Financial Services, Inc Experience July 2006 - August 2010
Job DirectorGlobal AntiCorruption at American Express
Industry Banking
Experience
American Express August 2014 - Present
American Express July 2012 - Present
UBS August 2010 - July 2012
UBS Financial Services Inc. July 2006 - August 2010
Skills
Securities, TRACE Anti-Bribery..., Financial Services, Risk Management
Education
Siena College 2002 — 2006
BS, Marketing Management
American Express August 2014 - Present
American Express July 2012 - Present
UBS August 2010 - July 2012
UBS Financial Services Inc. July 2006 - August 2010
Skills
Securities, TRACE Anti-Bribery..., Financial Services, Risk Management
Education
Siena College 2002 — 2006
BS, Marketing Management
Laura A. Wassell's UBS Financial Services, Inc Experience May 2004 - Present
Job Financial Services Professional
Industry Financial Services
Experience
UBS Financial Services, Inc May 2004 - Present
Morgan Stanley May 2001 - May 2004
Education
Philadelphia University 2000 — 2001
MBA
Philadelphia University 1996 — 2000
BS, Finance
UBS Financial Services, Inc May 2004 - Present
Morgan Stanley May 2001 - May 2004
Education
Philadelphia University 2000 — 2001
MBA
Philadelphia University 1996 — 2000
BS, Finance
Jarratt Singleton's UBS Financial Services, Inc Experience May 2010 - July 2010
Job Business Insights Analyst at Mattel, Inc.
Industry Marketing and Advertising
Experience
Mattel, Inc. June 2015 - Present
PointRoll October 2013 - April 2015
CVS Caremark Corporation November 2009 - September 2013
Law Offices of David M. Singleton April 2007 - August 2012
UBS Financial Services, Inc May 2010 - July 2010
Montserrat College of Art July 2009 - August 2009
City of Los Angeles April 2006 - August 2009
Skills
Microsoft Excel, Microsoft Word, Simio, Linear Programming, Troubleshooting, Marketing, Microsoft Office, Marketing Strategy, Outlook, Rich Media, Analytics, Social Media Marketing, VBA, Data Analysis
Education
Pepperdine University 2008 — 2013
Bachelor of Science, Business Administration
Mattel, Inc. June 2015 - Present
PointRoll October 2013 - April 2015
CVS Caremark Corporation November 2009 - September 2013
Law Offices of David M. Singleton April 2007 - August 2012
UBS Financial Services, Inc May 2010 - July 2010
Montserrat College of Art July 2009 - August 2009
City of Los Angeles April 2006 - August 2009
Skills
Microsoft Excel, Microsoft Word, Simio, Linear Programming, Troubleshooting, Marketing, Microsoft Office, Marketing Strategy, Outlook, Rich Media, Analytics, Social Media Marketing, VBA, Data Analysis
Education
Pepperdine University 2008 — 2013
Bachelor of Science, Business Administration
Rajvinder Talwar's UBS Financial Services, Inc Experience April 2008 - August 2015
Job VP Implementation Project Manager at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley August 2015 - Present
UBS Financial Services Inc. April 2008 - August 2015
Morgan Stanley October 2007 - February 2008
Credit Suisse January 2006 - October 2007
ACS 2001 - 2005
Skills
Equities, Financial Services, Business Analysis, Project Management, Risk Management, Vendor Management, Portfolio Management
Education
Rutgers, The State University of New Jersey-Newark
BS, Marketing
Morgan Stanley August 2015 - Present
UBS Financial Services Inc. April 2008 - August 2015
Morgan Stanley October 2007 - February 2008
Credit Suisse January 2006 - October 2007
ACS 2001 - 2005
Skills
Equities, Financial Services, Business Analysis, Project Management, Risk Management, Vendor Management, Portfolio Management
Education
Rutgers, The State University of New Jersey-Newark
BS, Marketing
Amy Fainsbert's UBS Financial Services, Inc Experience Financial reporting and analysis, financial projects, accounting policy and leadership and developmentChief Financial OfficerUBS Financial Services IncSeptember 2014 - Present
Job Chief Financial Officer at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc Financial reporting and analysis, financial projects, accounting policy and leadership and developmentChief Financial OfficerUBS Financial Services IncSeptember 2014 - Present
UBS 1990 - Present
UBS Wealth Management 1990 - Present
Skills
Hedge Funds, Management, Alternative Investments, Series 7, Wealth Management, Capital Markets, Equities
Education
New York University - Leonard N. Stern School of Business
MBA
Rutgers University-New Brunswick
Economics/Accounting
UBS Financial Services Inc Financial reporting and analysis, financial projects, accounting policy and leadership and developmentChief Financial OfficerUBS Financial Services IncSeptember 2014 - Present
UBS 1990 - Present
UBS Wealth Management 1990 - Present
Skills
Hedge Funds, Management, Alternative Investments, Series 7, Wealth Management, Capital Markets, Equities
Education
New York University - Leonard N. Stern School of Business
MBA
Rutgers University-New Brunswick
Economics/Accounting
Christo Terzidis, CRPC®'s UBS Financial Services, Inc Experience 2005 - 2008
Job Financial Consultant at EDGE Insurance Consulting Group
Industry Investment Management
Experience
EDGE Insurance Consulting Group February 2015 - Present
Oaktree Capital Management January 2014 - December 2014
ING Investment Management March 2010 - December 2013
AIG INVESTMENTS 2008 - 2010
UBS FINANCIAL SERVICES, INC 2005 - 2008
American Express Financial Advisors 1999 - 2005
DLJ DIRECT 1999 - 1999
NY LIFE ASSET MANAGEMENT 1997 - 1999
Skills
Securities, Mutual Funds, Hedge Funds, Equities, Alternative Investments, Compliance
Education
University of Maryland College Park 1994 — 1996
B.A. Psychology, Psychology
Rockland Community College 1992 — 1994
Associate's degree, Psychology
EDGE Insurance Consulting Group February 2015 - Present
Oaktree Capital Management January 2014 - December 2014
ING Investment Management March 2010 - December 2013
AIG INVESTMENTS 2008 - 2010
UBS FINANCIAL SERVICES, INC 2005 - 2008
American Express Financial Advisors 1999 - 2005
DLJ DIRECT 1999 - 1999
NY LIFE ASSET MANAGEMENT 1997 - 1999
Skills
Securities, Mutual Funds, Hedge Funds, Equities, Alternative Investments, Compliance
Education
University of Maryland College Park 1994 — 1996
B.A. Psychology, Psychology
Rockland Community College 1992 — 1994
Associate's degree, Psychology
Lauren Parisen's UBS Financial Services, Inc Experience 2001 - Present
Job Associate Director at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. 2001 - Present
Education
Southern Connecticut State University 1970 — 1975
UBS Financial Services Inc. 2001 - Present
Education
Southern Connecticut State University 1970 — 1975
Matthew Takamatsu's UBS Financial Services, Inc Experience August 2014 - Present
Job
Industry Financial Services
Experience
UBS Financial Services Inc. August 2014 - Present
Education
University of Southern California 2007 — 2010
Bachelor of Science (B.S.), Business Administration and Management, General
Punahou School 2002 — 2006
UBS Financial Services Inc. August 2014 - Present
Education
University of Southern California 2007 — 2010
Bachelor of Science (B.S.), Business Administration and Management, General
Punahou School 2002 — 2006
Thomas Leick's UBS Financial Services, Inc Experience 1999 - 2005
Job Accounting Manager at Siemens Financial Services
Industry Financial Services
Experience
Siemens Financial Services December 2012 - Present
CIT 2008 - November 2012
UBS 2005 - 2008
UBS Financial Services Inc 1999 - 2005
Deutsche Bank 1999 - 2005
Prudential Financial 1997 - 1999
Skills
C.P.A. in New Jersey..., Financial Analysis, Financial Modeling, Strategic Financial..., Corporate Finance, Financial Reporting, Finance, Risk Management, Portfolio Management, Accounting, Sarbanes-Oxley Act, Internal Controls, Valuation, Forecasting, Due Diligence, Asset Management, Wealth Management, Banking, Financial Services, Investments, Equities
Education
Seton Hall University 1991 — 1995
Master of Business Administration (M.B.A.), Finance
University of Delaware 1984 — 1988
Accounting
Siemens Financial Services December 2012 - Present
CIT 2008 - November 2012
UBS 2005 - 2008
UBS Financial Services Inc 1999 - 2005
Deutsche Bank 1999 - 2005
Prudential Financial 1997 - 1999
Skills
C.P.A. in New Jersey..., Financial Analysis, Financial Modeling, Strategic Financial..., Corporate Finance, Financial Reporting, Finance, Risk Management, Portfolio Management, Accounting, Sarbanes-Oxley Act, Internal Controls, Valuation, Forecasting, Due Diligence, Asset Management, Wealth Management, Banking, Financial Services, Investments, Equities
Education
Seton Hall University 1991 — 1995
Master of Business Administration (M.B.A.), Finance
University of Delaware 1984 — 1988
Accounting
Linde Moulton's UBS Financial Services, Inc Experience July 2012 - Present
Job Occupational Therapy Graduate Student
Industry Hospital & Health Care
Experience
UBS Financial Services Inc. July 2012 - Present
SMU Anxiety Research and Treatment Center January 2012 - April 2012
Focus on the Future Training Center August 2011 - December 2011
Skills
Advertising, Research, PowerPoint, Microsoft Excel, Microsoft Office, Social Media, Facebook, Microsoft Word, Recruiting, Account Management, Customer Service
Education
California State University Dominguez Hills 2014 — 2016
Master's Degree, Occupational Therapy
Southern Methodist University 2008 — 2012
Bachelor of Arts (B.A.), Psychology and English
University College London, U. of London
Studied abroad Spring semester junior year of college, Psychology
UBS Financial Services Inc. July 2012 - Present
SMU Anxiety Research and Treatment Center January 2012 - April 2012
Focus on the Future Training Center August 2011 - December 2011
Skills
Advertising, Research, PowerPoint, Microsoft Excel, Microsoft Office, Social Media, Facebook, Microsoft Word, Recruiting, Account Management, Customer Service
Education
California State University Dominguez Hills 2014 — 2016
Master's Degree, Occupational Therapy
Southern Methodist University 2008 — 2012
Bachelor of Arts (B.A.), Psychology and English
University College London, U. of London
Studied abroad Spring semester junior year of college, Psychology
Sherry Parrado's UBS Financial Services, Inc Experience 2009 - 2010
Job Communications Associate
Industry Financial Services
Experience
AIG 2012 - 2013
UBS Financial Services Inc 2009 - 2010
UBS Financial Services Inc 2004 - 2009
UBS PaineWebber 2002 - 2004
PaineWebber 1998 - 2002
Skills
Training, Outlook, Project Management, Marketing, Customer Service, Marketing Communications, Microsoft Word, PowerPoint, Program Management, Strategy
Education
Rutgers University-New Brunswick 1994 — 1998
AIG 2012 - 2013
UBS Financial Services Inc 2009 - 2010
UBS Financial Services Inc 2004 - 2009
UBS PaineWebber 2002 - 2004
PaineWebber 1998 - 2002
Skills
Training, Outlook, Project Management, Marketing, Customer Service, Marketing Communications, Microsoft Word, PowerPoint, Program Management, Strategy
Education
Rutgers University-New Brunswick 1994 — 1998
Rodney Chong's UBS Financial Services, Inc Experience January 2007 - May 2007
Job Trade Support @ HSBC
Industry Investment Banking
Experience
HSBC July 2011 - Present
Deutsche Bank May 2010 - July 2011
Deutsche Bank June 2008 - May 2010
Deutsche Bank June 2007 - June 2008
UBS Financial Services Inc January 2007 - May 2007
Skills
Bloomberg, CDS, Credit, Equities, Fixed Income, Investments, Swaps, Trading, Bonds, Hedge Funds, Derivatives
Education
Rutgers Business School 2002 — 2006
Bachelor of Science, Finance
HSBC July 2011 - Present
Deutsche Bank May 2010 - July 2011
Deutsche Bank June 2008 - May 2010
Deutsche Bank June 2007 - June 2008
UBS Financial Services Inc January 2007 - May 2007
Skills
Bloomberg, CDS, Credit, Equities, Fixed Income, Investments, Swaps, Trading, Bonds, Hedge Funds, Derivatives
Education
Rutgers Business School 2002 — 2006
Bachelor of Science, Finance
Adriana Gentilini, MBA's UBS Financial Services, Inc Experience September 2004 - September 2005
Job Senior Associate at View Capital Advisors, LLC
Industry Investment Management
Experience
View Capital Advisors, LLC June 2007 - Present
Stanford Fiduciary Investor Services October 2005 - May 2007
UBS Financial Services, Inc September 2004 - September 2005
Houston Digital Instruments, Inc May 1997 - August 2004
Skills
Management, Financial Services, Financial Analysis, Financial Advisory, Wealth Management, Asset Management, Asset Managment, Leadership, Real Estate, Investments
Education
Southern Methodist University 2013 — 2014
CPFP Certification, Certificate Program in Financial Planning
Texas Woman's University 2007 — 2010
MBA, Business
University of Houston-Downtown 1999 — 2006
BA, Finance
View Capital Advisors, LLC June 2007 - Present
Stanford Fiduciary Investor Services October 2005 - May 2007
UBS Financial Services, Inc September 2004 - September 2005
Houston Digital Instruments, Inc May 1997 - August 2004
Skills
Management, Financial Services, Financial Analysis, Financial Advisory, Wealth Management, Asset Management, Asset Managment, Leadership, Real Estate, Investments
Education
Southern Methodist University 2013 — 2014
CPFP Certification, Certificate Program in Financial Planning
Texas Woman's University 2007 — 2010
MBA, Business
University of Houston-Downtown 1999 — 2006
BA, Finance
Donato Daddario's UBS Financial Services, Inc Experience February 1986 - January 2010
Job Management Consultant/Coach
Industry Financial Services
Experience
Global Financial Services Clearance and Settlement Provider September 2013 - December 2013
Major Health Care Providor - NYC Area February 2013 - May 2013
Credit Suisse IT Private Bank Americas March 2012 - August 2012
Head of Recruiting Operations February 2008 - January 2010
UBS Wealth Management February 1986 - January 2010
UBS Financial Services Inc February 1986 - January 2010
UBS Wealth Management USA February 1986 - January 2010
Core Operations Processing Technologies January 2003 - February 2008
Corporate Stock Benefit Services Technology January 1999 - January 2003
Private Client Group Systems Financial Services and Reporting Systems January 1997 - January 1999
Skills
Strategy, Leadership, Project Management, Recruiting, Talent Management, Project Planning, Business Strategy, Onboarding, Interviews, Portfolio Management, Business Analysis, Vendor Management, SDLC, Wealth Management, Testing, Business Process, Management, Asset Allocation, Securities, Alternative Investments, Fixed Income, Equities, Analysis, Change Management, Strategic Financial..., Series 7, Strategic Planning, Banking, Financial Services, Risk Management, Mutual Funds, Market Data, Trading Systems, Investment Banking
Education
Grumman Data Systems Institute 1982 — 1983
Master of Science degree, Secondary Education
Saint John's University 1974 — 1976
Master of Science, Secondary Eductaion
Saint John's University
Bachelor of Arts degree, English Literature
Queens College 1970 — 1972
Bachelor of Arts, English
Queens College
Wharton Business School. Philadelphia
Securities Industry Institute Executive Development Program. Year 1, 2, 3
Global Financial Services Clearance and Settlement Provider September 2013 - December 2013
Major Health Care Providor - NYC Area February 2013 - May 2013
Credit Suisse IT Private Bank Americas March 2012 - August 2012
Head of Recruiting Operations February 2008 - January 2010
UBS Wealth Management February 1986 - January 2010
UBS Financial Services Inc February 1986 - January 2010
UBS Wealth Management USA February 1986 - January 2010
Core Operations Processing Technologies January 2003 - February 2008
Corporate Stock Benefit Services Technology January 1999 - January 2003
Private Client Group Systems Financial Services and Reporting Systems January 1997 - January 1999
Skills
Strategy, Leadership, Project Management, Recruiting, Talent Management, Project Planning, Business Strategy, Onboarding, Interviews, Portfolio Management, Business Analysis, Vendor Management, SDLC, Wealth Management, Testing, Business Process, Management, Asset Allocation, Securities, Alternative Investments, Fixed Income, Equities, Analysis, Change Management, Strategic Financial..., Series 7, Strategic Planning, Banking, Financial Services, Risk Management, Mutual Funds, Market Data, Trading Systems, Investment Banking
Education
Grumman Data Systems Institute 1982 — 1983
Master of Science degree, Secondary Education
Saint John's University 1974 — 1976
Master of Science, Secondary Eductaion
Saint John's University
Bachelor of Arts degree, English Literature
Queens College 1970 — 1972
Bachelor of Arts, English
Queens College
Wharton Business School. Philadelphia
Securities Industry Institute Executive Development Program. Year 1, 2, 3
Kevin M. Garcia's UBS Financial Services, Inc Experience October 2010 - Present
Job Registered Client Service Associate at UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc October 2010 - Present
UBS Financial Servies, Inc October 2010 - Present
Stuyvesant Liquors August 2008 - May 2010
Raceway Park June 2006 - September 2009
Borough Pool June 2003 - September 2009
Famous Daves BBQ December 2006 - July 2009
Famous Daves BBQ December 2006 - July 2009
L.A. Fitness June 2006 - September 2007
Education
Saint Peter's CollegeJersey 2006 — 2010
Bachelor of Science, Business Management
Saint Peter's University 2006 — 2010
Bachelor of Science, Business management/sociology
UBS Financial Services, Inc October 2010 - Present
UBS Financial Servies, Inc October 2010 - Present
Stuyvesant Liquors August 2008 - May 2010
Raceway Park June 2006 - September 2009
Borough Pool June 2003 - September 2009
Famous Daves BBQ December 2006 - July 2009
Famous Daves BBQ December 2006 - July 2009
L.A. Fitness June 2006 - September 2007
Education
Saint Peter's CollegeJersey 2006 — 2010
Bachelor of Science, Business Management
Saint Peter's University 2006 — 2010
Bachelor of Science, Business management/sociology
Aleksandra Kandkhorov's UBS Financial Services, Inc Experience January 2009 - May 2009
Job CPA Candidate
Industry Accounting
Experience
V&Y Services Inc. April 2012 - July 2013
R&J Capital Group, LLC August 2010 - December 2011
Platinum Health Club September 2007 - June 2010
UBS Financial Services Inc. January 2009 - May 2009
Merrill Lynch/Bank of America September 2008 - December 2008
Skills
Accounting, Financial Reporting, Financial Accounting, Account Reconciliation, Auditing, Accounts Payable, Accounts Receivable, Internal Controls, Finance, •Microsoft Word,..., General Ledger
Education
Queens College 2011 — 2013
Master's degree, Science of Accounting
Queens College 2006 — 2011
Bachelors/ Masters, Accounting/ Finance
V&Y Services Inc. April 2012 - July 2013
R&J Capital Group, LLC August 2010 - December 2011
Platinum Health Club September 2007 - June 2010
UBS Financial Services Inc. January 2009 - May 2009
Merrill Lynch/Bank of America September 2008 - December 2008
Skills
Accounting, Financial Reporting, Financial Accounting, Account Reconciliation, Auditing, Accounts Payable, Accounts Receivable, Internal Controls, Finance, •Microsoft Word,..., General Ledger
Education
Queens College 2011 — 2013
Master's degree, Science of Accounting
Queens College 2006 — 2011
Bachelors/ Masters, Accounting/ Finance
C.J. Kline's UBS Financial Services, Inc Experience January 2004 - Present
Job Investment Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. January 2004 - Present
Education
Providence College
Business Management
UBS Financial Services Inc. January 2004 - Present
Education
Providence College
Business Management
Richard Ardito's UBS Financial Services, Inc Experience February 2014 - August 2014
Job WFA Regional Supervisor II at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors August 2014 - Present
UBS Financial Services Inc February 2014 - August 2014
Wells Fargo Advisors August 2011 - February 2014
Premiere Response March 2011 - August 2011
Peace Corps October 2008 - November 2010
Education
Philadelphia University 2004 — 2008
Bachelor's degree, Science and Business
Wells Fargo Advisors August 2014 - Present
UBS Financial Services Inc February 2014 - August 2014
Wells Fargo Advisors August 2011 - February 2014
Premiere Response March 2011 - August 2011
Peace Corps October 2008 - November 2010
Education
Philadelphia University 2004 — 2008
Bachelor's degree, Science and Business
Vanessa Friedhoff's UBS Financial Services, Inc Experience October 2013 - Present
Job Assistant General Counsel at UBS
Industry Judiciary
Experience
UBS Financial Services Inc. October 2013 - Present
Grieco and DeFilippo, LLC 2011 - October 2013
THE HONORABLE MICHAEL CASALE, JSC, Essex County Superior Court Civil September 2010 - August 2011
WILENTZ, GOLDMAN AND SPITZER June 2009 - August 2009
DEAN ERIC LILLQUIST, SETON HALL UNIVERSITY SCHOOL OF LAW June 2008 - April 2009
NEW YORK SUPREME COURT June 2008 - August 2008
WILENTZ, GOLDMAN AND SPITZER June 2007 - August 2007
Villanova University September 2003 - May 2007
MAYOR MICHAEL BLOOMBERG May 2006 - August 2006
THE RIGHT HONORABLE DAVID DAVIS, Member of Parliament, Shadow Home Secretary February 2006 - April 2006
Skills
Civil Litigation, Litigation, Research, Public Speaking, Legal Research, Legal Writing, Courts, Appeals, Westlaw
Education
Seton Hall University School of Law 2007 — 2010
Juris Doctor, Law
Villanova University 2003 — 2007
Bachelor of Arts, Political Science
UBS Financial Services Inc. October 2013 - Present
Grieco and DeFilippo, LLC 2011 - October 2013
THE HONORABLE MICHAEL CASALE, JSC, Essex County Superior Court Civil September 2010 - August 2011
WILENTZ, GOLDMAN AND SPITZER June 2009 - August 2009
DEAN ERIC LILLQUIST, SETON HALL UNIVERSITY SCHOOL OF LAW June 2008 - April 2009
NEW YORK SUPREME COURT June 2008 - August 2008
WILENTZ, GOLDMAN AND SPITZER June 2007 - August 2007
Villanova University September 2003 - May 2007
MAYOR MICHAEL BLOOMBERG May 2006 - August 2006
THE RIGHT HONORABLE DAVID DAVIS, Member of Parliament, Shadow Home Secretary February 2006 - April 2006
Skills
Civil Litigation, Litigation, Research, Public Speaking, Legal Research, Legal Writing, Courts, Appeals, Westlaw
Education
Seton Hall University School of Law 2007 — 2010
Juris Doctor, Law
Villanova University 2003 — 2007
Bachelor of Arts, Political Science
Pramod Gopalakrishnan's UBS Financial Services, Inc Experience August 2006 - Present
Job Associate Director at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. August 2006 - Present
Bear Sterns June 2005 - August 2006
Fujitsu Consulting December 1996 - June 2005
Larsen & Toubro Limited September 1992 - November 1996
Education
Rutgers, The State University of New Jersey-Newark 1999 — 2002
MBA, Finance
University of Kerala 1988 — 1992
Bachelor's degree, Computer Science
UBS Financial Services Inc. August 2006 - Present
Bear Sterns June 2005 - August 2006
Fujitsu Consulting December 1996 - June 2005
Larsen & Toubro Limited September 1992 - November 1996
Education
Rutgers, The State University of New Jersey-Newark 1999 — 2002
MBA, Finance
University of Kerala 1988 — 1992
Bachelor's degree, Computer Science
Edmund Nasief's UBS Financial Services, Inc Experience March 1988 - Present
Job Managing DirectorInvestments at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc March 1988 - Present
EF Hutton January 1980 - March 1988
Merrill Lynch December 1975 - December 1980
Education
Southern Illinois University, Edwardsville 1972 — 1974
MBA
University of Louisville 1968 — 1971
BA, Geology
UBS Financial Services Inc March 1988 - Present
EF Hutton January 1980 - March 1988
Merrill Lynch December 1975 - December 1980
Education
Southern Illinois University, Edwardsville 1972 — 1974
MBA
University of Louisville 1968 — 1971
BA, Geology
Michele Aldo's UBS Financial Services, Inc Experience December 2005 - Present
Job Complex Administrative Manager at UBS
Industry Financial Services
Experience
UBS Financial Services Inc. December 2005 - Present
Education
Southern Connecticut State University
Bachelor of Science (B.S.), Business Administration and Management, General
UBS Financial Services Inc. December 2005 - Present
Education
Southern Connecticut State University
Bachelor of Science (B.S.), Business Administration and Management, General
John Fidura's UBS Financial Services, Inc Experience June 2014 - Present
Job Branch Administrative Manager at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc June 2014 - Present
Merrill Lynch April 2001 - June 2014
Education
Rutgers, The State University of New Jersey-Newark
Bachelor's degree, Business Administration and Management, General
UBS Financial Services Inc June 2014 - Present
Merrill Lynch April 2001 - June 2014
Education
Rutgers, The State University of New Jersey-Newark
Bachelor's degree, Business Administration and Management, General
Betsy Rivera's UBS Financial Services, Inc Experience June 2000 - Present
Job Client Service Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. June 2000 - Present
Citi November 1996 - June 2000
Education
State University of New York College at Purchase 1993 — 1996
Cultural Anthropology
Evander Childs High School 1990 — 1993
Diploma, General Studies
UBS Financial Services Inc. June 2000 - Present
Citi November 1996 - June 2000
Education
State University of New York College at Purchase 1993 — 1996
Cultural Anthropology
Evander Childs High School 1990 — 1993
Diploma, General Studies
Jamie Stanford's UBS Financial Services, Inc Experience 2006 - 2009
Job Banking & IT Services Professional
Industry Information Technology and Services
Experience
Independant Contractor March 2015 - Present
Infosys BPO 2012 - 2015
Aon Hewitt 2009 - 2012
UBS Financial Services Inc 2006 - 2009
Skills
Capital Markets, Information Technology, Microsoft Excel, Investments, Equities, Mutual Funds, Financial Analysis, Fixed Income, Management, Asset Management, Portfolio Management, Customer Service, Business Analysis, Leadership, Sales, Project Management, Banking, Finance, Marketing, Strategic Planning
Education
Piedmont College 2005 — 2006
Master of Business Administration (MBA), Finance and Financial Management Services
Piedmont College
Master of Business Administration (MBA)
Independant Contractor March 2015 - Present
Infosys BPO 2012 - 2015
Aon Hewitt 2009 - 2012
UBS Financial Services Inc 2006 - 2009
Skills
Capital Markets, Information Technology, Microsoft Excel, Investments, Equities, Mutual Funds, Financial Analysis, Fixed Income, Management, Asset Management, Portfolio Management, Customer Service, Business Analysis, Leadership, Sales, Project Management, Banking, Finance, Marketing, Strategic Planning
Education
Piedmont College 2005 — 2006
Master of Business Administration (MBA), Finance and Financial Management Services
Piedmont College
Master of Business Administration (MBA)
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
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