Kidder Peabody
Industry: Investment banking company
DescriptionKidder, Peabody & Co. was an American securities firm, established in Massachusetts in 1865. The company's operations included investment banking, brokerage, and trading. The firm was sold to General Electric in 1986. Following heavy losses, it was subsequently sold to PaineWebber in 1994. Ceased operations: 1994 Headquarters: Boston, Massachusetts, United States Founder: Henry P. Kidder Founded: 1865 Type of business: Subsidiary (Inactive) of UBS AG Fate: Acquired by PaineWebber
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Kidder Peabody Employees
Employee
Years
Job
Industry
James H. Somers, Sr. James H. Somers, Sr.'s Kidder Peabody Experience March 1984 - October 1990
Job Somers Asset Management Incorporat
Industry Investment Management
Experience
Somers Asset Management Inc. November 1990 - January 1995
Kidder Peabody March 1984 - October 1990
W.E. Pollock & Co. 1983 - 1985
Paine Webber 1977 - 1980
Spencer Trask 1974 - 1977
F.S. Smithers & Co. 1970 - 1973
Skills
Investments, Fixed Income, Asset Managment, Hedge Funds, Equities, Securities, Alternative Investments, Portfolio Management, Series 7, Capital Markets, ETFs, Bonds, Mutual Funds, Asset Allocation, Valuation, Asset Management, Emerging Markets, Financial Markets, Investment Strategies, Private Equity
Education
Lafayette College 1961 — 1966
AB Economics
New York University - Leonard N. Stern School of Business
Somers Asset Management Inc. November 1990 - January 1995
Kidder Peabody March 1984 - October 1990
W.E. Pollock & Co. 1983 - 1985
Paine Webber 1977 - 1980
Spencer Trask 1974 - 1977
F.S. Smithers & Co. 1970 - 1973
Skills
Investments, Fixed Income, Asset Managment, Hedge Funds, Equities, Securities, Alternative Investments, Portfolio Management, Series 7, Capital Markets, ETFs, Bonds, Mutual Funds, Asset Allocation, Valuation, Asset Management, Emerging Markets, Financial Markets, Investment Strategies, Private Equity
Education
Lafayette College 1961 — 1966
AB Economics
New York University - Leonard N. Stern School of Business
Quinn McKean Quinn McKean's Kidder Peabody Experience January 1990 - January 1992
Job VP InvestmentsBuckman, Buckman & Reid
Industry Financial Services
Experience
Buckman Buckman & Reid January 1994 - Present
Kidder Peabody January 1990 - January 1992
Education
Hampshire College
Bachelor of Arts (BA)
Rumson Fair Haven HS
Buckman Buckman & Reid January 1994 - Present
Kidder Peabody January 1990 - January 1992
Education
Hampshire College
Bachelor of Arts (BA)
Rumson Fair Haven HS
Dana Hall Dana Hall's Kidder Peabody Experience 1984 - 1986
Job Master of Divinity Candidate, '15 at Princeton Theological Seminary
Industry Investment Management
Experience
Princeton Theological Seminary September 2012 - Present
D. E. Shaw group January 2006 - February 2010
D. E. Shaw & Co. January 2006 - February 2010
Lighthouse Partners January 1999 - June 2005
Delaware Investments March 1996 - December 1998
Centre Re Investment Management February 1995 - March 1996
Prudential Securities Consulting Group November 1990 - June 1994
Julius Bear Investment Management 1988 - 1990
J P Morgan Investment Management 1987 - 1989
Kidder Peabody 1984 - 1986
Skills
Fixed Income, Structured Products, Investor Relations, Mergers & Acquisitions, Currency, Hedge Funds, Alternative Investments, Equities, Fund Of Funds, Private Equity, Asset Management, Capital Markets, Portfolio Management, Investments, Derivatives
Education
Smith College 1980 — 1984
Bachelor of Arts (BA), Political Science and Government
Harvard College 1982 — 1983
Princeton Theological Seminary
Princeton Theological Seminary September 2012 - Present
D. E. Shaw group January 2006 - February 2010
D. E. Shaw & Co. January 2006 - February 2010
Lighthouse Partners January 1999 - June 2005
Delaware Investments March 1996 - December 1998
Centre Re Investment Management February 1995 - March 1996
Prudential Securities Consulting Group November 1990 - June 1994
Julius Bear Investment Management 1988 - 1990
J P Morgan Investment Management 1987 - 1989
Kidder Peabody 1984 - 1986
Skills
Fixed Income, Structured Products, Investor Relations, Mergers & Acquisitions, Currency, Hedge Funds, Alternative Investments, Equities, Fund Of Funds, Private Equity, Asset Management, Capital Markets, Portfolio Management, Investments, Derivatives
Education
Smith College 1980 — 1984
Bachelor of Arts (BA), Political Science and Government
Harvard College 1982 — 1983
Princeton Theological Seminary
Coby Stilp, CFA Coby Stilp, CFA's Kidder Peabody Experience August 1991 - August 1993
Job Chief Financial Officer at AFAM Capital, Inc.
Industry Financial Services
Experience
ACM Investment Management, LLC January 2011 - Present
AFAM Capital, Inc. June 2013 - Present
Proximity Learning, Inc. June 2011 - June 2012
Corkran Energy, LP 2008 - November 2011
Citigroup Global Markets January 2000 - January 2008
Bankers Trust 1994 - 2000
Kidder Peabody August 1991 - August 1993
Skills
Private Equity, Investment Banking, Capital Markets, Financial Modeling, LBO, Valuation, Alternative Investments, Hedge Funds, Equities, Mergers & Acquisitions, Alternative Assets, Due Diligence, Fixed Income, Corporate Finance, Finance, Financial Analysis
Education
University of Pennsylvania - The Wharton School 1993 — 1995
M.B.A., Finance and Accounting
Georgetown University 1987 — 1991
A.B., Economics
ACM Investment Management, LLC January 2011 - Present
AFAM Capital, Inc. June 2013 - Present
Proximity Learning, Inc. June 2011 - June 2012
Corkran Energy, LP 2008 - November 2011
Citigroup Global Markets January 2000 - January 2008
Bankers Trust 1994 - 2000
Kidder Peabody August 1991 - August 1993
Skills
Private Equity, Investment Banking, Capital Markets, Financial Modeling, LBO, Valuation, Alternative Investments, Hedge Funds, Equities, Mergers & Acquisitions, Alternative Assets, Due Diligence, Fixed Income, Corporate Finance, Finance, Financial Analysis
Education
University of Pennsylvania - The Wharton School 1993 — 1995
M.B.A., Finance and Accounting
Georgetown University 1987 — 1991
A.B., Economics
Scott Melka Scott Melka's Kidder Peabody Experience September 1988 - June 1991
Job AVP, Project Management at National MS Society
Industry Information Technology and Services
Experience
National MS Society January 2015 - Present
4th Source November 2012 - July 2014
Gates Corporation December 2009 - October 2012
Gates Corporation September 2002 - December 2009
Qwest Communications 1995 - 2002
Georgia-Pacific LLC 1991 - 1994
Kidder Peabody September 1988 - June 1991
Skills
Program Management, Process Improvement, Business Process..., Business Intelligence, Six Sigma, ERP, Cross-functional Team..., Project Management, Oracle E-Business Suite, Business Analysis
Education
Regis University 2014 — 2017
Masters in Business Adminstration
Kean University 1984 — 1988
Bachelor of Science (BS), Accounting and Finance
National MS Society January 2015 - Present
4th Source November 2012 - July 2014
Gates Corporation December 2009 - October 2012
Gates Corporation September 2002 - December 2009
Qwest Communications 1995 - 2002
Georgia-Pacific LLC 1991 - 1994
Kidder Peabody September 1988 - June 1991
Skills
Program Management, Process Improvement, Business Process..., Business Intelligence, Six Sigma, ERP, Cross-functional Team..., Project Management, Oracle E-Business Suite, Business Analysis
Education
Regis University 2014 — 2017
Masters in Business Adminstration
Kean University 1984 — 1988
Bachelor of Science (BS), Accounting and Finance
Jason Worth Jason Worth's Kidder Peabody Experience July 1990 - August 1991
Job Table Games Dealer & Tax Consultant
Industry Hospitality
Experience
Suncoast Hotel & Casino March 2015 - Present
Banner Uniform Corporation March 2006 - March 2014
JMP Group September 2003 - March 2006
JPMorgan Chase August 1996 - June 2002
Broadview Associates August 1991 - August 1994
Kidder Peabody July 1990 - August 1991
Skills
IRS Enrolled Agent, Casino Gaming, Mergers & Acquisitions, Financial Services, Equity Valuation, Equity Capital Markets, Small Business..., Small Business..., Private Equity, Due Diligence, Investment Banking, Valuation, Strategic Planning, Management, Business Strategy
Education
Internal Revenue Service 2015 — 2015
Enrolled Agent
Casino Entertainment Group Dealer School 2014 — 2015
Table Games Instruction
University of Pennsylvania - The Wharton School 1994 — 1996
Master of Business Administration (MBA), Mergers & Acquisitions
Harvard University 1986 — 1990
Bachelor of Arts (BA), Russian Studies
Suncoast Hotel & Casino March 2015 - Present
Banner Uniform Corporation March 2006 - March 2014
JMP Group September 2003 - March 2006
JPMorgan Chase August 1996 - June 2002
Broadview Associates August 1991 - August 1994
Kidder Peabody July 1990 - August 1991
Skills
IRS Enrolled Agent, Casino Gaming, Mergers & Acquisitions, Financial Services, Equity Valuation, Equity Capital Markets, Small Business..., Small Business..., Private Equity, Due Diligence, Investment Banking, Valuation, Strategic Planning, Management, Business Strategy
Education
Internal Revenue Service 2015 — 2015
Enrolled Agent
Casino Entertainment Group Dealer School 2014 — 2015
Table Games Instruction
University of Pennsylvania - The Wharton School 1994 — 1996
Master of Business Administration (MBA), Mergers & Acquisitions
Harvard University 1986 — 1990
Bachelor of Arts (BA), Russian Studies
Ain Haque Ain Haque's Kidder Peabody Experience January 1986 - January 1989
Job Accountant
Industry Accounting
Experience
Self-employed July 1982 - Present
Muslim Foundation of America Inc. 2000 - 2012
Kidder Peabody January 1986 - January 1989
PaineWebber April 1975 - January 1986
Skills
Microsoft Office, Microsoft Word, Teamwork, Research, Customer Service, Business Strategy, Negotiation, Project Management, Accounting, QuickBooks, Financial Analysis, Management, Team Building, Marketing
Education
Pace University 1982 — 1985
MBA, Finance
Marymount College 1978 — 1982
Bachelor's degree, Accounting/Auditing
Self-employed July 1982 - Present
Muslim Foundation of America Inc. 2000 - 2012
Kidder Peabody January 1986 - January 1989
PaineWebber April 1975 - January 1986
Skills
Microsoft Office, Microsoft Word, Teamwork, Research, Customer Service, Business Strategy, Negotiation, Project Management, Accounting, QuickBooks, Financial Analysis, Management, Team Building, Marketing
Education
Pace University 1982 — 1985
MBA, Finance
Marymount College 1978 — 1982
Bachelor's degree, Accounting/Auditing
Paul Pressly Paul Pressly's Kidder Peabody Experience 1969 - 1972
Job Director, Ossabaw Island Education Alliance at Ossabaw Island Foundation
Industry Education Management
Experience
Ossabaw Island Foundation June 2005 - Present
The Savannah Country Day School 1981 - 2004
The Webb School of Knoxville 1976 - 1981
Kidder Peabody 1969 - 1972
Skills
Educational Leadership, Staff Development, Classroom, Curriculum Design, Curriculum Development, Instructional Design, Public Speaking, Nonprofits, Tutoring, Educational Technology, Teacher Training, Higher Education, Teaching, Fundraising, Grant Writing, History, Community Outreach, Editing, Strategic Planning, Event Planning, Research, Program Development, Admissions, Coaching
Education
Harvard University 1967 — 1969
Masters of Public Administration
Oxford University 1964 — 1967
D.Phil., History
Princeton University 1960 — 1964
Bachelor of Arts (B.A.), History
Ossabaw Island Foundation June 2005 - Present
The Savannah Country Day School 1981 - 2004
The Webb School of Knoxville 1976 - 1981
Kidder Peabody 1969 - 1972
Skills
Educational Leadership, Staff Development, Classroom, Curriculum Design, Curriculum Development, Instructional Design, Public Speaking, Nonprofits, Tutoring, Educational Technology, Teacher Training, Higher Education, Teaching, Fundraising, Grant Writing, History, Community Outreach, Editing, Strategic Planning, Event Planning, Research, Program Development, Admissions, Coaching
Education
Harvard University 1967 — 1969
Masters of Public Administration
Oxford University 1964 — 1967
D.Phil., History
Princeton University 1960 — 1964
Bachelor of Arts (B.A.), History
Samuel Nicholls Samuel Nicholls's Kidder Peabody Experience 1991 - 1993
Job Valuation Expert Specializing in Litigation Support, and Professor of Investment Banking
Industry Management Consulting
Experience
Willamette Management Associates February 2014 - Present
Strategic Business Consulting March 2009 - Present
Carret Asset Management January 2008 - March 2009
W. Quillen Securities 2005 - 2008
iQ Venture Partners 2003 - 2005
Gerard Klauer Mattison (acquired by Bank of Montreal 2003) 1999 - 2003
Wolfensohn Partners 1997 - 1999
Temp: Rockefeller & Company ; First Albany Corp. 1995 - 1997
Student at Yale School of Management (M.B.A. program) 1993 - 1995
Kidder Peabody 1991 - 1993
Skills
Financial Modeling, Private Equity, Due Diligence, Investments, Financial Analysis, Portfolio Management, Venture Capital, Business Analysis, Strategy, Competitive Intelligence, Strategic Planning, Equity Research, Business Valuation, Business Strategy, Capital Markets, Market Research, Competitive Analysis, Strategy Development, Report Writing, Financial Projections, M&A due diligence, Sector Analysis, Macroeconomics, GAAP, Capital Management, Cash Flow Forecasting, Litigation Support, Business Litigation, Securities Litigation, Estate Planning, Tax Compliance, USPAP, Business Appraisals, Equities, Analysis, Fundamental Analysis
Education
Yale University - Yale School of Management 1993 — 1995
M.B.A., Finance, 4.0
Hamilton College 1985 — 1989
B.A., Government, 3.2
Kent School 1983 — 1985
High School
Eaglebrook School 1981 — 1983
Elementary
St. Bernard's School 1973 — 1981
Elementary
Willamette Management Associates February 2014 - Present
Strategic Business Consulting March 2009 - Present
Carret Asset Management January 2008 - March 2009
W. Quillen Securities 2005 - 2008
iQ Venture Partners 2003 - 2005
Gerard Klauer Mattison (acquired by Bank of Montreal 2003) 1999 - 2003
Wolfensohn Partners 1997 - 1999
Temp: Rockefeller & Company ; First Albany Corp. 1995 - 1997
Student at Yale School of Management (M.B.A. program) 1993 - 1995
Kidder Peabody 1991 - 1993
Skills
Financial Modeling, Private Equity, Due Diligence, Investments, Financial Analysis, Portfolio Management, Venture Capital, Business Analysis, Strategy, Competitive Intelligence, Strategic Planning, Equity Research, Business Valuation, Business Strategy, Capital Markets, Market Research, Competitive Analysis, Strategy Development, Report Writing, Financial Projections, M&A due diligence, Sector Analysis, Macroeconomics, GAAP, Capital Management, Cash Flow Forecasting, Litigation Support, Business Litigation, Securities Litigation, Estate Planning, Tax Compliance, USPAP, Business Appraisals, Equities, Analysis, Fundamental Analysis
Education
Yale University - Yale School of Management 1993 — 1995
M.B.A., Finance, 4.0
Hamilton College 1985 — 1989
B.A., Government, 3.2
Kent School 1983 — 1985
High School
Eaglebrook School 1981 — 1983
Elementary
St. Bernard's School 1973 — 1981
Elementary
Bob Fitzsimmons Bob Fitzsimmons's Kidder Peabody Experience 1985 - 1990
Job Founder at Coveney Trading LLC
Industry Financial Services
Experience
Coveney Trading LLC April 2013 - Present
Optionshop January 2012 - Present
ITG Derivatives LLC 2007 - August 2011
RedSky Financial LLC 2006 - 2007
NQLX 1999 - 2004
Nomura Securities International 1990 - 1999
Kidder Peabody 1985 - 1990
Skills
Equities, Trading, Electronic Trading, Investment Banking, Project Management, Options, Equity Trading, Relationship Management, Hedge Funds, Investments, Asset Managment, Loans, Vendor Management, Consulting, Derivatives, Analysis, Series 7, Bloomberg, Bonds, Leadership, Management, Accounting, Trading Systems, Marketing, Commodity, Executive Management, Team Building, Risk Management, Capital Markets, Competitive Analysis, Trading Strategies, Proprietary Trading, Equity Derivatives, Program Management, Financial Structuring, Financial Markets, Securities, Fixed Income, Portfolio Management, FX Options, Alternative Investments, Mergers & Acquisitions, Finance, Financial Risk, Asset Management, FX trading, Currency, ETFs, Market Data, Hedging
Education
The University of Chicago Booth School of Business 1987 — 1989
MBA, Finance
Harvard University 1980 — 1984
BA, Economics
Msgr Farrell
Coveney Trading LLC April 2013 - Present
Optionshop January 2012 - Present
ITG Derivatives LLC 2007 - August 2011
RedSky Financial LLC 2006 - 2007
NQLX 1999 - 2004
Nomura Securities International 1990 - 1999
Kidder Peabody 1985 - 1990
Skills
Equities, Trading, Electronic Trading, Investment Banking, Project Management, Options, Equity Trading, Relationship Management, Hedge Funds, Investments, Asset Managment, Loans, Vendor Management, Consulting, Derivatives, Analysis, Series 7, Bloomberg, Bonds, Leadership, Management, Accounting, Trading Systems, Marketing, Commodity, Executive Management, Team Building, Risk Management, Capital Markets, Competitive Analysis, Trading Strategies, Proprietary Trading, Equity Derivatives, Program Management, Financial Structuring, Financial Markets, Securities, Fixed Income, Portfolio Management, FX Options, Alternative Investments, Mergers & Acquisitions, Finance, Financial Risk, Asset Management, FX trading, Currency, ETFs, Market Data, Hedging
Education
The University of Chicago Booth School of Business 1987 — 1989
MBA, Finance
Harvard University 1980 — 1984
BA, Economics
Msgr Farrell
Michael Meade's Kidder Peabody Experience July 1987 - March 1990
Job CEO, Lampost Financial Group
Industry Financial Services
Experience
Lampost Financial Group 1997 - Present
Cantor Fitzgerald 1996 - 1997
Fletcher Asset Management 1991 - 1995
Kidder Peabody July 1987 - March 1990
Skills
Trading Systems, Options Strategies, Options, Equities, Hedge Funds, Private Transactions in..., Smart Order Routing, Financial Transactions, Routing, Equity Trading, Electronic Trading, Equity Derivatives, Alternative Investments, Bonds, Capital Markets, Financial Markets, Investments, Proprietary Trading, Trading, Trading Strategies
Education
Harvard University 1983 — 1987
AB, Applied Mathematics
Columbia High School 1980 — 1983
Lampost Financial Group 1997 - Present
Cantor Fitzgerald 1996 - 1997
Fletcher Asset Management 1991 - 1995
Kidder Peabody July 1987 - March 1990
Skills
Trading Systems, Options Strategies, Options, Equities, Hedge Funds, Private Transactions in..., Smart Order Routing, Financial Transactions, Routing, Equity Trading, Electronic Trading, Equity Derivatives, Alternative Investments, Bonds, Capital Markets, Financial Markets, Investments, Proprietary Trading, Trading, Trading Strategies
Education
Harvard University 1983 — 1987
AB, Applied Mathematics
Columbia High School 1980 — 1983
Susan Roth Katzke Susan Roth Katzke's Kidder Peabody Experience March 1993 - November 1994
Job Managing Director at Credit Suisse; Director Intervest Bancshares
Industry Financial Services
Experience
Credit Suisse June 2014 - Present
Intervest Bancshares Corporation March 2012 - Present
Independent Consultant 2010 - May 2014
Credit Suisse 2000 - March 2009
Donaldson, Lufkin & Jenrette 1996 - 2000
Bear Stearns November 1994 - November 1996
Kidder Peabody March 1993 - November 1994
Montgomery Securities 1991 - 1993
Drexel Burnham Lambert 1986 - 1988
Skills
Equity Research, Corporate Strategy..., Financial Analysis, Valuation, Equities, Corporate Finance, Strategy, Financial Services, Investor Relations, Business Strategy, Asset Management, Investment Banking, Capital Markets, Finance, Hedge Funds, Investments, Thought Leadership
Education
Harvard Business School 1988 — 1990
MBA, General Management
University of Pennsylvania - The Wharton School 1982 — 1986
Bachelor of Science in Economics, magna cum laude, Accounting and Finance
Credit Suisse June 2014 - Present
Intervest Bancshares Corporation March 2012 - Present
Independent Consultant 2010 - May 2014
Credit Suisse 2000 - March 2009
Donaldson, Lufkin & Jenrette 1996 - 2000
Bear Stearns November 1994 - November 1996
Kidder Peabody March 1993 - November 1994
Montgomery Securities 1991 - 1993
Drexel Burnham Lambert 1986 - 1988
Skills
Equity Research, Corporate Strategy..., Financial Analysis, Valuation, Equities, Corporate Finance, Strategy, Financial Services, Investor Relations, Business Strategy, Asset Management, Investment Banking, Capital Markets, Finance, Hedge Funds, Investments, Thought Leadership
Education
Harvard Business School 1988 — 1990
MBA, General Management
University of Pennsylvania - The Wharton School 1982 — 1986
Bachelor of Science in Economics, magna cum laude, Accounting and Finance
Charles Hanemann's Kidder Peabody Experience July 1992 - August 1994
Job Managing Partner at Ardent Investors, LLC
Industry Venture Capital & Private Equity
Experience
Ardent Investors, LLC December 2014 - Present
Boyne Capital Partners June 2010 - December 2014
H.I.G. Capital August 1996 - December 2008
Kidder Peabody July 1992 - August 1994
Howard Weil October 1991 - May 1992
Chinese National Federation of Industries August 1990 - August 1991
Education
Harvard Business School 1994 — 1996
MBA
Tulane University - A.B. Freeman School of Business 1985 — 1990
BSM, Finance
Ardent Investors, LLC December 2014 - Present
Boyne Capital Partners June 2010 - December 2014
H.I.G. Capital August 1996 - December 2008
Kidder Peabody July 1992 - August 1994
Howard Weil October 1991 - May 1992
Chinese National Federation of Industries August 1990 - August 1991
Education
Harvard Business School 1994 — 1996
MBA
Tulane University - A.B. Freeman School of Business 1985 — 1990
BSM, Finance
Lynn Waldvogel Lynn Waldvogel's Kidder Peabody Experience 1992 - 1993
Job Agency Marketing Director Barnum Financial Group, an office of MetLife
Industry Financial Services
Experience
Barnum Financial Group 2011 - Present
Prudential Investments 1999 - 2004
PaineWebber 1993 - 1999
Kidder Peabody 1992 - 1993
Skills
Mutual Funds, Financial Services, Strategic Planning, Asset Managment, Series 7, Investments, Management, Wealth Management, Insurance, Fixed Annuities, Strategy, Marketing Strategy, Brand Management
Education
Fordham University
Bachelor of Arts (B.A.), Communications, Journalism and American Studies, Magna Cum Laude
Fordham University School of Law
Juris Doctor, Law
Barnum Financial Group 2011 - Present
Prudential Investments 1999 - 2004
PaineWebber 1993 - 1999
Kidder Peabody 1992 - 1993
Skills
Mutual Funds, Financial Services, Strategic Planning, Asset Managment, Series 7, Investments, Management, Wealth Management, Insurance, Fixed Annuities, Strategy, Marketing Strategy, Brand Management
Education
Fordham University
Bachelor of Arts (B.A.), Communications, Journalism and American Studies, Magna Cum Laude
Fordham University School of Law
Juris Doctor, Law
Laurie Galioto Laurie Galioto's Kidder Peabody Experience 1989 - 1990
Job Attorney
Industry Law Practice
Experience
Laurie Galioto, Esq. October 1997 - Present
Mark A. Varrichio & Associates November 1993 - October 1997
Kidder Peabody 1989 - 1990
Pershing 1987 - 1989
Skills
Litigation, Civil Litigation, Legal Research, Personal Injury, Legal Writing, Family Law, Courts, Mediation, Wills, Intellectual Property, Real Estate, Negotiation, Real Estate Transactions
Education
Pace University School of Law 1990 — 1993
Doctor of Law (JD)
Fordham University 1982 — 1986
Bachelor of Arts (B.A.), Math and Economics
Laurie Galioto, Esq. October 1997 - Present
Mark A. Varrichio & Associates November 1993 - October 1997
Kidder Peabody 1989 - 1990
Pershing 1987 - 1989
Skills
Litigation, Civil Litigation, Legal Research, Personal Injury, Legal Writing, Family Law, Courts, Mediation, Wills, Intellectual Property, Real Estate, Negotiation, Real Estate Transactions
Education
Pace University School of Law 1990 — 1993
Doctor of Law (JD)
Fordham University 1982 — 1986
Bachelor of Arts (B.A.), Math and Economics
Michael S. Burd's Kidder Peabody Experience 1987 - 1988
Job Chief Operating Officer
Industry Education Management
Experience
Delaware County Christian School August 2013 - June 2015
Ares Management LLC August 2011 - July 2012
Wrightwood Capital June 2008 - August 2011
A.G. Edwards 1998 - 2007
First Albany Capital 1992 - 1998
Furman Selz 1988 - 1992
Kidder Peabody 1987 - 1988
E.F. Hutton & Company Inc. 1980 - 1987
A.G. Becker 1978 - 1980
Skills
Asset Management, Investment Banking, Banking, Mergers, Strategic Planning, Real Estate Finance, Corporate Finance, Asset Managment
Education
Harvard Business School 1974 — 1976
MBA
Stanford University 1970 — 1974
A.B., History
Phillips Exeter Academy 1966 — 1970
Delaware County Christian School August 2013 - June 2015
Ares Management LLC August 2011 - July 2012
Wrightwood Capital June 2008 - August 2011
A.G. Edwards 1998 - 2007
First Albany Capital 1992 - 1998
Furman Selz 1988 - 1992
Kidder Peabody 1987 - 1988
E.F. Hutton & Company Inc. 1980 - 1987
A.G. Becker 1978 - 1980
Skills
Asset Management, Investment Banking, Banking, Mergers, Strategic Planning, Real Estate Finance, Corporate Finance, Asset Managment
Education
Harvard Business School 1974 — 1976
MBA
Stanford University 1970 — 1974
A.B., History
Phillips Exeter Academy 1966 — 1970
Maria LaMorte-Wright Maria LaMorte-Wright's Kidder Peabody Experience 1986 - 1988
Job President at FanwoodScotch Plains Rotary
Industry Information Technology and Services
Experience
CMIT Solutions of Central Union County NJ July 2010 - Present
Fanwood-Scotch Plains Rotary July 2013 - June 2014
KPMG 1999 - October 2009
KPMG LLP 1997 - 1999
KPMG LLP 1995 - 1997
Charles Rivers and Independent Consultant August 1993 - July 1995
EMI Music 1990 - 1993
The Thomson Corporation 1988 - 1990
Kidder Peabody 1986 - 1988
Skills
Disaster Recovery, IT Strategy, Vendor Management, Business Continuity, Process Improvement, Cloud Computing, Information Technology, IT Management, Business Analysis, Managed Services, Project Management, IT Service Management, IT Operations, Program Management, Strategic Planning, Security, Management Consulting, Consulting, SharePoint, Information Security, Citrix, Data Center, CRM, Business Intelligence, Social Media, Outsourcing, Computer Hardware, Integration, ITIL, Change Management, IT Outsourcing, Management, Training, SaaS, SDLC, Strategy, Leadership, Networking, Enterprise Architecture, Business Process..., Technical Support, PMO, Business Process, PMP, Enterprise Software, Start-ups, Professional Services, Project Portfolio..., Infrastructure, System Deployment
Education
Fordham University 1982 — 1986
BA, Economics
CMIT Solutions of Central Union County NJ July 2010 - Present
Fanwood-Scotch Plains Rotary July 2013 - June 2014
KPMG 1999 - October 2009
KPMG LLP 1997 - 1999
KPMG LLP 1995 - 1997
Charles Rivers and Independent Consultant August 1993 - July 1995
EMI Music 1990 - 1993
The Thomson Corporation 1988 - 1990
Kidder Peabody 1986 - 1988
Skills
Disaster Recovery, IT Strategy, Vendor Management, Business Continuity, Process Improvement, Cloud Computing, Information Technology, IT Management, Business Analysis, Managed Services, Project Management, IT Service Management, IT Operations, Program Management, Strategic Planning, Security, Management Consulting, Consulting, SharePoint, Information Security, Citrix, Data Center, CRM, Business Intelligence, Social Media, Outsourcing, Computer Hardware, Integration, ITIL, Change Management, IT Outsourcing, Management, Training, SaaS, SDLC, Strategy, Leadership, Networking, Enterprise Architecture, Business Process..., Technical Support, PMO, Business Process, PMP, Enterprise Software, Start-ups, Professional Services, Project Portfolio..., Infrastructure, System Deployment
Education
Fordham University 1982 — 1986
BA, Economics
Jo Ann Sacco Jo Ann Sacco's Kidder Peabody Experience 1986 - 1996
Job Licensed Sales Professional at Julia B Fee
Industry Real Estate
Experience
Julia B. Fee Sotheby's International Realty February 2012 - Present
While "U" R Away, LLC September 2009 - Present
Weichert August 2009 - February 2012
Harrison Central School District September 2009 - May 2011
Harrison Central School District September 2006 - June 2009
Harrison Central School District September 2004 - June 2006
Paine Webber 1996 - 1999
Kidder Peabody 1986 - 1996
Skills
Real Estate, Sellers, Property Management, Residential, Relocation, Residential Homes, Luxury, Single Family Homes, Management, Investment Properties, New Home Sales, Sales, Investors, Selling, First Time Home Buyers, Real Estate Transactions
Education
Hofstra University 1987 — 1989
MBA, Finance
Hofstra University 1981 — 1985
BBA, BCIS
Julia B. Fee Sotheby's International Realty February 2012 - Present
While "U" R Away, LLC September 2009 - Present
Weichert August 2009 - February 2012
Harrison Central School District September 2009 - May 2011
Harrison Central School District September 2006 - June 2009
Harrison Central School District September 2004 - June 2006
Paine Webber 1996 - 1999
Kidder Peabody 1986 - 1996
Skills
Real Estate, Sellers, Property Management, Residential, Relocation, Residential Homes, Luxury, Single Family Homes, Management, Investment Properties, New Home Sales, Sales, Investors, Selling, First Time Home Buyers, Real Estate Transactions
Education
Hofstra University 1987 — 1989
MBA, Finance
Hofstra University 1981 — 1985
BBA, BCIS
John W. Ancelet, Jr. John W. Ancelet, Jr.'s Kidder Peabody Experience January 1993 - April 1996
Job Founder,Thought Leader/I.T. Staffing Firm applying Predictive Talent Analytics; helping Managers Improve Quality of Hire
Industry Information Technology and Services
Experience
tech360 Inc August 2012 - Present
Perficient October 2007 - August 2012
VisionTech, Inc. September 1999 - March 2007
RealTime Consulting, Inc. April 1996 - September 1999
Kidder Peabody January 1993 - April 1996
Frito Lay March 1990 - January 1993
Skills
Applied Behavior..., Psychological Assessment, Technological Innovation, Technical Recruiting, Staff Development, Staffing Models, Staffing Analysis, Information Technology, Resume Writing, Interview Preparation, Interviewing Skills, Telephone Interviewing, Client Development, Helping Clients Succeed, Partner Management, Entrepreneurship, Process Improvement, Talent Acquisition, Solution Selling, Professional Services, Consulting, Sales Management, Strategic Planning, Marketing Strategy, Business Strategy, Screening Resumes, Recruiting, HR Consulting, IT Strategy, Strategic Sourcing, Talent Management, Religious Studies, MBA, CIO Advisory Services, IT Outsourcing, IT Solutions, Operations Management, Business Development, Strategic Partnerships, SaaS, Cloud Computing, Vendor Management, Strategy, Career Assessment, Internet Recruiting, Leadership, Staff Augmentation, Applicant Tracking..., Management, Staffing Services
Education
The Johns Hopkins University
Data Science Specialization
Liberty University 2003 — 2007
Masters of Arts, Religious Studies
University of North Texas 1987 — 1991
Master of Business Administration (MBA), Marketing
University of North Texas 1987 — 1990
Masters in Interdisciplinary Studies, Statistics, Various Social Science Fields
Lamar University 1983 — 1987
B.A., Political Science
tech360 Inc August 2012 - Present
Perficient October 2007 - August 2012
VisionTech, Inc. September 1999 - March 2007
RealTime Consulting, Inc. April 1996 - September 1999
Kidder Peabody January 1993 - April 1996
Frito Lay March 1990 - January 1993
Skills
Applied Behavior..., Psychological Assessment, Technological Innovation, Technical Recruiting, Staff Development, Staffing Models, Staffing Analysis, Information Technology, Resume Writing, Interview Preparation, Interviewing Skills, Telephone Interviewing, Client Development, Helping Clients Succeed, Partner Management, Entrepreneurship, Process Improvement, Talent Acquisition, Solution Selling, Professional Services, Consulting, Sales Management, Strategic Planning, Marketing Strategy, Business Strategy, Screening Resumes, Recruiting, HR Consulting, IT Strategy, Strategic Sourcing, Talent Management, Religious Studies, MBA, CIO Advisory Services, IT Outsourcing, IT Solutions, Operations Management, Business Development, Strategic Partnerships, SaaS, Cloud Computing, Vendor Management, Strategy, Career Assessment, Internet Recruiting, Leadership, Staff Augmentation, Applicant Tracking..., Management, Staffing Services
Education
The Johns Hopkins University
Data Science Specialization
Liberty University 2003 — 2007
Masters of Arts, Religious Studies
University of North Texas 1987 — 1991
Master of Business Administration (MBA), Marketing
University of North Texas 1987 — 1990
Masters in Interdisciplinary Studies, Statistics, Various Social Science Fields
Lamar University 1983 — 1987
B.A., Political Science
Gene McCabe, CFA Gene McCabe, CFA's Kidder Peabody Experience 1986 - 1989
Job Director of Investments at Washington Trust Wealth Management
Industry Banking
Experience
Washington Trust Wealth Management 2006 - Present
Citizens Bank 1999 - 2006
FM Global 1989 - 1999
Kidder Peabody 1986 - 1989
DeCordova, Cooper & Co., Members NYSE 1981 - 1986
Skills
Portfolio Management, Wealth Management, Investments, Asset Management, Fixed Income, Financial Analysis, Equities, Finance, Risk Management, Mutual Funds, Securities, Asset Allocation, Hedge Funds, Trading, Alternative Investments
Education
Georgetown University
BSBA, Finance
Washington Trust Wealth Management 2006 - Present
Citizens Bank 1999 - 2006
FM Global 1989 - 1999
Kidder Peabody 1986 - 1989
DeCordova, Cooper & Co., Members NYSE 1981 - 1986
Skills
Portfolio Management, Wealth Management, Investments, Asset Management, Fixed Income, Financial Analysis, Equities, Finance, Risk Management, Mutual Funds, Securities, Asset Allocation, Hedge Funds, Trading, Alternative Investments
Education
Georgetown University
BSBA, Finance
Buzz Olson's Kidder Peabody Experience August 1978 - December 1978
Job Founded Quality Curve LLC to turn ideas into businesses
Industry Financial Services
Experience
Quality Curve LLC February 2013 - Present
Self Employed January 2008 - February 2013
Olson Global Markets January 1995 - January 2008
Mabon Securities November 1993 - December 1994
Prudential Securities March 1984 - November 1992
Walsh Greenwood & Company January 1981 - March 1984
Merrill Lynch January 1980 - August 1981
Kidder Peabody August 1978 - December 1978
Skills
research design,..., Creative Writing, Technical Analysis, Technical Writing, Coaching, Ice Hockey, Creativity, Creative Strategy, Creative Solutions, Options, Investments, Trading, Portfolio Management, Mergers & Acquisitions, Equities, Marketing, Market Research, Finance, Securities, Asset Management, Hedge Funds, Stock Option, Convertible Securities, Report Writing, Writing, Marketing Communications, Financial Services, Financial Markets, Capital Markets, Private Equity, Investment Strategies, Alternative Investments, Valuation, Venture Capital, Mutual Funds, Equity Research, ETFs, Bloomberg, Financial Modeling, Trading Systems, Crowdfunding, Crowdsourcing, Angel Investing, Business Analysis, Start-ups, Investment Advisory, Emerging Markets, Management
Education
Harvard University 1971 — 1975
BA, English Literature
Phillips Academy, Andover, Ma. 1968 — 1971
High School
Quality Curve LLC February 2013 - Present
Self Employed January 2008 - February 2013
Olson Global Markets January 1995 - January 2008
Mabon Securities November 1993 - December 1994
Prudential Securities March 1984 - November 1992
Walsh Greenwood & Company January 1981 - March 1984
Merrill Lynch January 1980 - August 1981
Kidder Peabody August 1978 - December 1978
Skills
research design,..., Creative Writing, Technical Analysis, Technical Writing, Coaching, Ice Hockey, Creativity, Creative Strategy, Creative Solutions, Options, Investments, Trading, Portfolio Management, Mergers & Acquisitions, Equities, Marketing, Market Research, Finance, Securities, Asset Management, Hedge Funds, Stock Option, Convertible Securities, Report Writing, Writing, Marketing Communications, Financial Services, Financial Markets, Capital Markets, Private Equity, Investment Strategies, Alternative Investments, Valuation, Venture Capital, Mutual Funds, Equity Research, ETFs, Bloomberg, Financial Modeling, Trading Systems, Crowdfunding, Crowdsourcing, Angel Investing, Business Analysis, Start-ups, Investment Advisory, Emerging Markets, Management
Education
Harvard University 1971 — 1975
BA, English Literature
Phillips Academy, Andover, Ma. 1968 — 1971
High School
Gordon K. Rusty Johnson Gordon K. Rusty Johnson's Kidder Peabody Experience 1983 - 1991
Job COO & CFO at KemPharm, Inc.
Industry Pharmaceuticals
Experience
KemPharm, Inc. July 2013 - Present
Citius Pharmaceuticals, LLC November 2012 - July 2013
Direct Markets, Inc. July 2012 - November 2012
Rodman & Renshaw 2011 - 2012
Piper Jaffray 2007 - 2011
WR Hambrecht + Co 2002 - 2007
Deutsche Bank 1992 - 2001
Mabon Securities Corp. 1991 - 1992
Kidder Peabody 1983 - 1991
First Boston Corporation 1979 - 1983
Education
Harvard Business School 1977 — 1979
Master of Business Administration (MBA)
University of Missouri-Columbia 1971 — 1973
Bachelor of Arts (B.A.), Biology/Biological Sciences, General
Washington University in St. Louis 1969 — 1971
KemPharm, Inc. July 2013 - Present
Citius Pharmaceuticals, LLC November 2012 - July 2013
Direct Markets, Inc. July 2012 - November 2012
Rodman & Renshaw 2011 - 2012
Piper Jaffray 2007 - 2011
WR Hambrecht + Co 2002 - 2007
Deutsche Bank 1992 - 2001
Mabon Securities Corp. 1991 - 1992
Kidder Peabody 1983 - 1991
First Boston Corporation 1979 - 1983
Education
Harvard Business School 1977 — 1979
Master of Business Administration (MBA)
University of Missouri-Columbia 1971 — 1973
Bachelor of Arts (B.A.), Biology/Biological Sciences, General
Washington University in St. Louis 1969 — 1971
David C. Hauck, CPA's Kidder Peabody Experience October 1987 - March 1993
Job Chief Operationg Officer/Client Portfolio Manager
Industry Investment Management
Experience
HGK Asset Management June 2013 - Present
HGK Asset Management, Inc. March 1999 - Present
Donaldson, Lufkin & Jenrette March 1993 - March 1998
Kidder Peabody October 1987 - March 1993
L.F. Rothschild March 1987 - October 1987
Prudential Bache Securities May 1985 - March 1987
KMS Corporate Brokers September 1982 - May 1985
Touche Ross & Co. 1978 - 1982
Education
Long Island University, C.W. Post Campus 1976 — 1979
Bachelor of Science, Accounting
HGK Asset Management June 2013 - Present
HGK Asset Management, Inc. March 1999 - Present
Donaldson, Lufkin & Jenrette March 1993 - March 1998
Kidder Peabody October 1987 - March 1993
L.F. Rothschild March 1987 - October 1987
Prudential Bache Securities May 1985 - March 1987
KMS Corporate Brokers September 1982 - May 1985
Touche Ross & Co. 1978 - 1982
Education
Long Island University, C.W. Post Campus 1976 — 1979
Bachelor of Science, Accounting
Andrew S. Lazar Andrew S. Lazar's Kidder Peabody Experience 1992 - 1995
Job Managing Director at BMO Capital Markets
Industry Financial Services
Experience
BMO Capital Markets July 2011 - Present
Quadriserv March 2008 - July 2011
UBS Investment Bank 1996 - 2007
Smith Barney 1995 - 1996
Kidder Peabody 1992 - 1995
Westpac 1990 - 1991
IBJ 1988 - 1990
Skills
Prime Brokerage, Hedge Funds, Securities Lending, Fixed Income, Equities, Derivatives, Trading, Capital Markets, Trading Systems, Electronic Trading, Bloomberg, Swaps, Equity Derivatives, Series 7, Securities, Vendor Management, Credit Derivatives, Options, Interest Rate...
Education
Regis University 2006 — 2007
MBA, Business Administration
Hofstra University
B.S., Computer Science
BMO Capital Markets July 2011 - Present
Quadriserv March 2008 - July 2011
UBS Investment Bank 1996 - 2007
Smith Barney 1995 - 1996
Kidder Peabody 1992 - 1995
Westpac 1990 - 1991
IBJ 1988 - 1990
Skills
Prime Brokerage, Hedge Funds, Securities Lending, Fixed Income, Equities, Derivatives, Trading, Capital Markets, Trading Systems, Electronic Trading, Bloomberg, Swaps, Equity Derivatives, Series 7, Securities, Vendor Management, Credit Derivatives, Options, Interest Rate...
Education
Regis University 2006 — 2007
MBA, Business Administration
Hofstra University
B.S., Computer Science
Richard (Dick) Hurd Richard (Dick) Hurd's Kidder Peabody Experience 1988 - 1994
Job Investments at Mayo Capital Partners
Industry Investment Banking
Experience
Mayo Capital Partners September 2010 - Present
BMO Capital Markets 2004 - 2010
Fulcrum Global Partners 2003 - 2004
Credit Suisse First Boston 2000 - November 2003
DLJ 1997 - 2000
DLJ 1994 - 1997
Kidder Peabody 1988 - 1994
Kidder Peabody 1982 - 1988
Marsh & McLennan Companies, Inc. 1978 - 1982
Skills
Equities, Investments, Mutual Funds, Hedge Funds, Equity Research, Investment Banking, Trading, Competitive Analysis, Investment Management, Portfolio Management, Alternative Investments, Bloomberg, Financial Services, Fixed Income, Bonds, Derivatives, Valuation
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1980 — 1982
MBA, Finance
Hampshire College 1974 — 1978
BA, Systems Analysis
Mayo Capital Partners September 2010 - Present
BMO Capital Markets 2004 - 2010
Fulcrum Global Partners 2003 - 2004
Credit Suisse First Boston 2000 - November 2003
DLJ 1997 - 2000
DLJ 1994 - 1997
Kidder Peabody 1988 - 1994
Kidder Peabody 1982 - 1988
Marsh & McLennan Companies, Inc. 1978 - 1982
Skills
Equities, Investments, Mutual Funds, Hedge Funds, Equity Research, Investment Banking, Trading, Competitive Analysis, Investment Management, Portfolio Management, Alternative Investments, Bloomberg, Financial Services, Fixed Income, Bonds, Derivatives, Valuation
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1980 — 1982
MBA, Finance
Hampshire College 1974 — 1978
BA, Systems Analysis
Joe Wagner Joe Wagner's Kidder Peabody Experience 1989 - 1991
Job Education Entrepreneur
Industry Education Management
Experience
Backpack Practice 2014 - Present
Stratford School 1999 - 2005
Californians for Public School Excellence 1998 - 1998
Challenger School 1996 - 1998
Stifel Nicolaus 1991 - 1993
Kidder Peabody 1989 - 1991
Education
University of Pennsylvania - The Wharton School 1994 — 1996
MBA, Finance
Georgetown University 1985 — 1989
BA, History, Economics
St. Louis University High School 1981 — 1985
Backpack Practice 2014 - Present
Stratford School 1999 - 2005
Californians for Public School Excellence 1998 - 1998
Challenger School 1996 - 1998
Stifel Nicolaus 1991 - 1993
Kidder Peabody 1989 - 1991
Education
University of Pennsylvania - The Wharton School 1994 — 1996
MBA, Finance
Georgetown University 1985 — 1989
BA, History, Economics
St. Louis University High School 1981 — 1985
Stephen Albert, CFA Stephen Albert, CFA's Kidder Peabody Experience 1993 - 1994
Job Independent Investor and Consultant
Industry Venture Capital & Private Equity
Experience
Capital Partners Consulting, LLC December 2009 - Present
Delaware Crossing Investor Group September 2013 - Present
Nomura Corporate Research & Asset Management December 2006 - December 2009
Inverness Counsel 2002 - 2006
Tanaka Capital Management 2001 - 2002
Deltec Asset Management 1995 - 2001
PaineWebber 1994 - 1995
Kidder, Peabody 1993 - 1994
Financial Guaranty Insurance Co. 1990 - 1993
Kidder Peabody 1973 - 1990
Skills
Investments, Equity Research, Start-ups, Business Planning, Private Equity, Equities, Mergers & Acquisitions, Management, Business Development, Investment Banking, Hedge Funds, Valuation, Alternative Investments, Asset Management, Capital Markets, Structured Finance, Financial Modeling, Portfolio Management, Venture Capital, Fixed Income, Due Diligence
Education
Harvard Business School 1960 — 1962
MBA, Industrial management and financial control
Union College 1956 — 1960
Bachelor of Mechanical Engineering, Mechanical engineering
Capital Partners Consulting, LLC December 2009 - Present
Delaware Crossing Investor Group September 2013 - Present
Nomura Corporate Research & Asset Management December 2006 - December 2009
Inverness Counsel 2002 - 2006
Tanaka Capital Management 2001 - 2002
Deltec Asset Management 1995 - 2001
PaineWebber 1994 - 1995
Kidder, Peabody 1993 - 1994
Financial Guaranty Insurance Co. 1990 - 1993
Kidder Peabody 1973 - 1990
Skills
Investments, Equity Research, Start-ups, Business Planning, Private Equity, Equities, Mergers & Acquisitions, Management, Business Development, Investment Banking, Hedge Funds, Valuation, Alternative Investments, Asset Management, Capital Markets, Structured Finance, Financial Modeling, Portfolio Management, Venture Capital, Fixed Income, Due Diligence
Education
Harvard Business School 1960 — 1962
MBA, Industrial management and financial control
Union College 1956 — 1960
Bachelor of Mechanical Engineering, Mechanical engineering
Scott Crawford Newquist Scott Crawford Newquist's Kidder Peabody Experience January 1988 - January 1991
Job CEO, Chairman and President at Aquaback Technologies Inc
Industry Environmental Services
Experience
Aquaback Technologies Inc July 2010 - Present
Perception Advisors, Inc October 1991 - Present
Ice Cold Now, Inc. January 2012 - August 2014
Cambridge Capital January 2011 - December 2011
Veloxco LLC January 2006 - June 2011
Kidder Peabody January 1988 - January 1991
Morgan Stanley January 1977 - June 1986
Skills
Entrepreneur, Change Management, Strategic Financial..., Investments, Private Equity, Mergers, Trading, Mergers & Acquisitions, Investment Banking, Business Strategy, Due Diligence, Venture Capital, Entrepreneurship, Restructuring, Strategy, Corporate Development, Finance, Start-ups, Executive Management
Education
Harvard Business School 1973 — 1975
MBA, Finance, General
Williams College 1966 — 1970
BA, Economics
Edgemont High School 1963 — 1966
High School
Aquaback Technologies Inc July 2010 - Present
Perception Advisors, Inc October 1991 - Present
Ice Cold Now, Inc. January 2012 - August 2014
Cambridge Capital January 2011 - December 2011
Veloxco LLC January 2006 - June 2011
Kidder Peabody January 1988 - January 1991
Morgan Stanley January 1977 - June 1986
Skills
Entrepreneur, Change Management, Strategic Financial..., Investments, Private Equity, Mergers, Trading, Mergers & Acquisitions, Investment Banking, Business Strategy, Due Diligence, Venture Capital, Entrepreneurship, Restructuring, Strategy, Corporate Development, Finance, Start-ups, Executive Management
Education
Harvard Business School 1973 — 1975
MBA, Finance, General
Williams College 1966 — 1970
BA, Economics
Edgemont High School 1963 — 1966
High School
Robert J Rees Robert J Rees's Kidder Peabody Experience January 1984 - November 1987
Job Investment Advisor & Consultant
Industry Investment Management
Experience
Independent 2012 - Present
Fifth Third Private Bank March 2011 - August 2012
PNC Wealth Management November 1987 - August 2010
Kidder Peabody January 1984 - November 1987
Skills
Asset Allocation, Portfolio Management, Investments, Asset Managment, Retirement Planning, Strategic Financial..., Mutual Funds, Investment Advisory, Alternative Investments, Series 7, Investment Management, Wealth Management..., Estate Planning, High Net Worth..., Investment Strategies, Securities, Equities, Credit, Banking, Fixed Income, Series 63, Asset Management, Bonds, Financial Analysis, Wealth, Hedge Funds, Private Equity, ETFs, Private Banking
Education
John Carroll University 1974 — 1978
Bachelor of Science, Business Administration
John Carroll University 1974 — 1978
Bachelor's degree in Business Administration, Finance and Financial Management Services
Independent 2012 - Present
Fifth Third Private Bank March 2011 - August 2012
PNC Wealth Management November 1987 - August 2010
Kidder Peabody January 1984 - November 1987
Skills
Asset Allocation, Portfolio Management, Investments, Asset Managment, Retirement Planning, Strategic Financial..., Mutual Funds, Investment Advisory, Alternative Investments, Series 7, Investment Management, Wealth Management..., Estate Planning, High Net Worth..., Investment Strategies, Securities, Equities, Credit, Banking, Fixed Income, Series 63, Asset Management, Bonds, Financial Analysis, Wealth, Hedge Funds, Private Equity, ETFs, Private Banking
Education
John Carroll University 1974 — 1978
Bachelor of Science, Business Administration
John Carroll University 1974 — 1978
Bachelor's degree in Business Administration, Finance and Financial Management Services
Lee Whalen Lee Whalen's Kidder Peabody Experience 1975 - 1978
Job Broker at Windermere Real Estate/NW, Inc
Industry Real Estate
Experience
Windermere Real Estate October 1994 - Present
US Securities and Exchange Commission February 1988 - June 1994
Touche Ross June 1986 - February 1988
Timberline Software 1980 - 1983
Kidder Peabody 1975 - 1978
Education
University of Oregon 1983 — 1986
JD, Tax and Securities
Lewis and Clark College 1972 — 1975
BA, Economics and Business and Administration
Kenston High School
University of Iowa
Windermere Real Estate October 1994 - Present
US Securities and Exchange Commission February 1988 - June 1994
Touche Ross June 1986 - February 1988
Timberline Software 1980 - 1983
Kidder Peabody 1975 - 1978
Education
University of Oregon 1983 — 1986
JD, Tax and Securities
Lewis and Clark College 1972 — 1975
BA, Economics and Business and Administration
Kenston High School
University of Iowa
William Ferrell William Ferrell's Kidder Peabody Experience 1984 - 1988
Job President & CIO, Ferrell Capital Management
Industry Investment Management
Experience
Ferrell Capital Management LLC 1988 - Present
Kidder Peabody 1984 - 1988
First National City Bank 1973 - 1984
Chemical Bank September 1971 - January 1973
Skills
Fixed Income, Hedge Funds, Portfolio Management, Investments, Trading, Risk Management, Securities, Asset Allocation, Bonds, Financial Risk, Structured Finance, Banking, Investment Management, Equities, Investment Strategies, Derivatives, Financial Analysis, Financial Risk..., Financial Markets, Stocks
Education
Hampden-Sydney College 1968 — 1971
Bachelor of Arts, Economics & History
Ferrell Capital Management LLC 1988 - Present
Kidder Peabody 1984 - 1988
First National City Bank 1973 - 1984
Chemical Bank September 1971 - January 1973
Skills
Fixed Income, Hedge Funds, Portfolio Management, Investments, Trading, Risk Management, Securities, Asset Allocation, Bonds, Financial Risk, Structured Finance, Banking, Investment Management, Equities, Investment Strategies, Derivatives, Financial Analysis, Financial Risk..., Financial Markets, Stocks
Education
Hampden-Sydney College 1968 — 1971
Bachelor of Arts, Economics & History
Burr Warne Burr Warne's Kidder Peabody Experience 1982 - 1989
Job Founder & CEO, Global Classroom
Industry Internet
Experience
Global Classroom February 2003 - Present
EPIC Learning May 1995 - January 2003
MODE 1993 - 1995
Smith Barney 1989 - 1992
Kidder Peabody 1982 - 1989
Skills
E-Learning, Entrepreneurship, Social Media, Educational Technology, Instructional Technology, Public Speaking, Learning Management..., Web 2.0, Blended Learning, Distance Learning, Instructional Design, Social Networking, Content Development, Web Development, Staff Development, Learning Management, Leadership Development, Strategic Planning, Moodle, Training, Business Development, Small Business, Leadership, Program Management, Start-ups, Management, Marketing Strategy
Education
Lehigh University 1973 — 1975
Bachelor of Science (BS), Business Administration and Management, General
Lehigh University 1976 — 1978
MBA, Finance
Lehigh University 1973 — 1975
BS, Finance & Marketing
Chenango Valley 1967 — 1971
College Preparatory
Global Classroom February 2003 - Present
EPIC Learning May 1995 - January 2003
MODE 1993 - 1995
Smith Barney 1989 - 1992
Kidder Peabody 1982 - 1989
Skills
E-Learning, Entrepreneurship, Social Media, Educational Technology, Instructional Technology, Public Speaking, Learning Management..., Web 2.0, Blended Learning, Distance Learning, Instructional Design, Social Networking, Content Development, Web Development, Staff Development, Learning Management, Leadership Development, Strategic Planning, Moodle, Training, Business Development, Small Business, Leadership, Program Management, Start-ups, Management, Marketing Strategy
Education
Lehigh University 1973 — 1975
Bachelor of Science (BS), Business Administration and Management, General
Lehigh University 1976 — 1978
MBA, Finance
Lehigh University 1973 — 1975
BS, Finance & Marketing
Chenango Valley 1967 — 1971
College Preparatory
Joseph Jett Joseph Jett's Kidder Peabody Experience March 1991 - April 1994
Job Chief Investment Officer at Jett Capital Management LLC
Industry Capital Markets
Experience
Jett Capital Management LLC December 1996 - Present
Kidder Peabody March 1991 - April 1994
Skills
Change Management, Public Speaking, Private Equity, Investment Banking, Capital Markets, Due Diligence, Trading, Financial Modeling, Structured Finance, Banking, Portfolio Management, Investments, Hedge Funds, Project Finance, Securities, Equities, Business Planning, Fixed Income, Business Strategy, Private Placements, Bonds, Finance
Education
Harvard Business School 1985 — 1987
MBA, Finance
Massachusetts Institute of Technology 1980 — 1982
Masters, Chemical Engineering
Massachusetts Institute of Technology 1976 — 1980
SB, Chemical Engineering
Jett Capital Management LLC December 1996 - Present
Kidder Peabody March 1991 - April 1994
Skills
Change Management, Public Speaking, Private Equity, Investment Banking, Capital Markets, Due Diligence, Trading, Financial Modeling, Structured Finance, Banking, Portfolio Management, Investments, Hedge Funds, Project Finance, Securities, Equities, Business Planning, Fixed Income, Business Strategy, Private Placements, Bonds, Finance
Education
Harvard Business School 1985 — 1987
MBA, Finance
Massachusetts Institute of Technology 1980 — 1982
Masters, Chemical Engineering
Massachusetts Institute of Technology 1976 — 1980
SB, Chemical Engineering
Robert Heath Robert Heath's Kidder Peabody Experience 1991 - 1993
Job Senior Vice President at RPX Corporation
Industry Financial Services
Experience
RPX Corporation January 2015 - Present
RPX Corporation March 2011 - December 2014
Technicolor (Thomson Inc.) June 2002 - October 2008
Screenvision 2002 - 2008
iBAHN 2000 - 2000
Robertson Stephens September 1996 - December 1999
SG Warburg September 1993 - September 1996
Kidder Peabody 1991 - 1993
Price Waterhouse 1985 - 1989
Skills
Mergers, Digital Media, Business Development, Strategy, Intellectual Property, Corporate Finance, Acquisition Integration, Contract Negotiation, Managerial Finance, Software, Litigation Support, Data Mining, Mergers & Acquisitions, Strategic Planning, Start-ups, Entrepreneurship, Corporate Development, Strategic Partnerships, Venture Capital, Executive Management, Private Equity, Investments, Licensing, Due Diligence, Finance, Financial Modeling
Education
Harvard College
AB, Philosophy
The University of Chicago - Booth School of Business
MBA, Finance, Statistics
RPX Corporation January 2015 - Present
RPX Corporation March 2011 - December 2014
Technicolor (Thomson Inc.) June 2002 - October 2008
Screenvision 2002 - 2008
iBAHN 2000 - 2000
Robertson Stephens September 1996 - December 1999
SG Warburg September 1993 - September 1996
Kidder Peabody 1991 - 1993
Price Waterhouse 1985 - 1989
Skills
Mergers, Digital Media, Business Development, Strategy, Intellectual Property, Corporate Finance, Acquisition Integration, Contract Negotiation, Managerial Finance, Software, Litigation Support, Data Mining, Mergers & Acquisitions, Strategic Planning, Start-ups, Entrepreneurship, Corporate Development, Strategic Partnerships, Venture Capital, Executive Management, Private Equity, Investments, Licensing, Due Diligence, Finance, Financial Modeling
Education
Harvard College
AB, Philosophy
The University of Chicago - Booth School of Business
MBA, Finance, Statistics
Brian Hickey's Kidder Peabody Experience January 1988 - February 1996
Job Founder at teardowns.com
Industry Internet
Experience
teardowns.com August 2001 - Present
Black Oak Capital Management January 1997 - February 2001
Kidder Peabody January 1988 - February 1996
CBOE 1983 - 1987
Skills
Transaction, Real Estate, Sales Process, Niche Marketing, marketplace, Internet, Brokerage, Financial Markets, Entrepreneurship, Valuation, Sellers, Residential Homes, Financial Transactions, Product Marketing, Real Estate Transactions, Marketing, Property, Selling, Luxury, Strategic Partnerships, Contract Negotiation, Investment Properties, Business, Real Estate Development, Negotiation, Sales, Real Estate Financing, Resellers, Lead Generation, E-commerce, Market Analysis
Education
Indiana University Bloomington 1977 — 1981
B.S., Marketing / Advertising
Institute for American Universities Aix-en-Provence, France 1979 — 1980
teardowns.com August 2001 - Present
Black Oak Capital Management January 1997 - February 2001
Kidder Peabody January 1988 - February 1996
CBOE 1983 - 1987
Skills
Transaction, Real Estate, Sales Process, Niche Marketing, marketplace, Internet, Brokerage, Financial Markets, Entrepreneurship, Valuation, Sellers, Residential Homes, Financial Transactions, Product Marketing, Real Estate Transactions, Marketing, Property, Selling, Luxury, Strategic Partnerships, Contract Negotiation, Investment Properties, Business, Real Estate Development, Negotiation, Sales, Real Estate Financing, Resellers, Lead Generation, E-commerce, Market Analysis
Education
Indiana University Bloomington 1977 — 1981
B.S., Marketing / Advertising
Institute for American Universities Aix-en-Provence, France 1979 — 1980
Gregory Minard Gregory Minard's Kidder Peabody Experience 1991 - 1995
Job Director at Industrial and Commercial Bank of China (ICBC) Financial Services LLC
Industry Financial Services
Experience
Independent Consultant January 2014 - October 2014
UBS 1995 - 2013
Kidder Peabody 1991 - 1995
G.X. Clarke & Co 1990 - 1991
Swiss Bank Corporation 1989 - 1989
Skills
Mutual Funds, Asset Management, Structured Products, Investments, Bloomberg, Series 7, Fixed Income, Emerging Markets, Securities Lending, Portfolio Management, Series 63, Financial Analysis, Bonds, Banking, Investment Banking, Securities, Wealth Management, Trading, Capital Markets, Financial Markets, High Yield, FX Options, Equities, Alternative Investments, Hedge Funds, Financial Modeling, Derivatives, Credit Derivatives, Corporate Finance, Options, Electronic Trading, Valuation, Trading Systems, Prime Brokerage, Equity Derivatives, Structured Finance, Swaps, Financial Structuring, Series 24, Financial Services, Risk Management, Finance, Financial Risk
Education
Long Island University, C.W. Post Campus 1985 — 1990
MBA, Finance
Long Island University, C.W. Post Campus 1985 — 1990
BA - Economics
Great Neck South High School 1981 — 1985
Independent Consultant January 2014 - October 2014
UBS 1995 - 2013
Kidder Peabody 1991 - 1995
G.X. Clarke & Co 1990 - 1991
Swiss Bank Corporation 1989 - 1989
Skills
Mutual Funds, Asset Management, Structured Products, Investments, Bloomberg, Series 7, Fixed Income, Emerging Markets, Securities Lending, Portfolio Management, Series 63, Financial Analysis, Bonds, Banking, Investment Banking, Securities, Wealth Management, Trading, Capital Markets, Financial Markets, High Yield, FX Options, Equities, Alternative Investments, Hedge Funds, Financial Modeling, Derivatives, Credit Derivatives, Corporate Finance, Options, Electronic Trading, Valuation, Trading Systems, Prime Brokerage, Equity Derivatives, Structured Finance, Swaps, Financial Structuring, Series 24, Financial Services, Risk Management, Finance, Financial Risk
Education
Long Island University, C.W. Post Campus 1985 — 1990
MBA, Finance
Long Island University, C.W. Post Campus 1985 — 1990
BA - Economics
Great Neck South High School 1981 — 1985
Philip Fett Philip Fett's Kidder Peabody Experience September 1983 - March 1989
Job Managing Director at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan March 2010 - Present
Citi March 1989 - February 2010
Kidder Peabody September 1983 - March 1989
Skills
Hedge Funds, Series 63, Alternative Investments, Wealth Management, Retirement, Credit Derivatives, Relationship Management, Structured Products, Financial Analysis, Uniform Combined State..., Corporate Finance, Banking, Equity Trading, Securities, Financial Advisory, Risk Management, Equities, Portfolio Management, Estate Planning, Finance, Institutional..., Trading, Financial Modeling, Equity Derivatives, ETFs, Mutual Funds, Investment Strategies, Valuation, Strategic Financial..., Swaps, FX Options, Mergers & Acquisitions, Financial Markets, Retirement Planning, Equity Research, Asset Allocation, Asset Management, Bloomberg, Investment Advisory, Investments, Trading Systems, Due Diligence, High Net Worth..., Options, Private Equity, Venture Capital, Capital Markets, Electronic Trading, FINRA, Emerging Markets
Education
Hobart and William Smith Colleges 1978 — 1982
BA, Political Science
J.P. Morgan March 2010 - Present
Citi March 1989 - February 2010
Kidder Peabody September 1983 - March 1989
Skills
Hedge Funds, Series 63, Alternative Investments, Wealth Management, Retirement, Credit Derivatives, Relationship Management, Structured Products, Financial Analysis, Uniform Combined State..., Corporate Finance, Banking, Equity Trading, Securities, Financial Advisory, Risk Management, Equities, Portfolio Management, Estate Planning, Finance, Institutional..., Trading, Financial Modeling, Equity Derivatives, ETFs, Mutual Funds, Investment Strategies, Valuation, Strategic Financial..., Swaps, FX Options, Mergers & Acquisitions, Financial Markets, Retirement Planning, Equity Research, Asset Allocation, Asset Management, Bloomberg, Investment Advisory, Investments, Trading Systems, Due Diligence, High Net Worth..., Options, Private Equity, Venture Capital, Capital Markets, Electronic Trading, FINRA, Emerging Markets
Education
Hobart and William Smith Colleges 1978 — 1982
BA, Political Science
Patti (Weber) Rittenhouse Patti (Weber) Rittenhouse's Kidder Peabody Experience April 1987 - April 1989
Job Marketing/Administrative Professional at Servpro of Wayne
Industry Construction
Experience
Servpro of Wayne Assistant to the Executive DirectorN.J. Institute of TechnologyApril 1989 - June 1994
Kidder Peabody April 1987 - April 1989
Skills
Creative, personable..., Marketing, Content Strategy
Education
Lebanon Valley College
Bachelor of Science (B.S.), Psychology/Social Work
N.J. Institute of Technology
Masters, Human Resources Management and Services
Servpro of Wayne Assistant to the Executive DirectorN.J. Institute of TechnologyApril 1989 - June 1994
Kidder Peabody April 1987 - April 1989
Skills
Creative, personable..., Marketing, Content Strategy
Education
Lebanon Valley College
Bachelor of Science (B.S.), Psychology/Social Work
N.J. Institute of Technology
Masters, Human Resources Management and Services
Anthony Tomicich Anthony Tomicich's Kidder Peabody Experience June 1992 - April 1995
Job Financial Operatons Specialist
Industry Investment Management
Experience
Greater New York City Area May 2015 - Present
UBS June 2013 - April 2015
AllianceBernstein April 2000 - June 2012
SG Cowen June 1998 - February 2000
Paine Webber April 1995 - June 1998
Kidder Peabody June 1992 - April 1995
Bear Stearns March 1989 - April 1992
Skills
Settlement, Corporate Actions, Fixed Income, Equities, Stocks, Securities, Asset Management, Bonds, Process Improvement, Dividends, Microsoft Excel, Account Reconciliation, Transfer Agency, Microsoft Word, Outlook, Financial Operations, Highly detail oriented, Brokers, Highly Dedicated, Exceptional People..., High Level Of Accuracy, Reorg, Buy-in, Operations Management, Stock Transfer, Financial Analysis, Prioritize Workload, Committed to..., Capital Markets, Financial Services, Investment Banking, Broadridge, ADP, DTCC, Loan Administration, WSO, Clearpar, Brokerage Operations, Fail Control, Bond Interest, Flexibility, Adaptability, Fast Paced Environment, Fast Learner, Multi Tasking
Education
Manhattan College 1984 — 1988
Bachelor of Science (Business Administration), Finance and Marketing Majors
Greater New York City Area May 2015 - Present
UBS June 2013 - April 2015
AllianceBernstein April 2000 - June 2012
SG Cowen June 1998 - February 2000
Paine Webber April 1995 - June 1998
Kidder Peabody June 1992 - April 1995
Bear Stearns March 1989 - April 1992
Skills
Settlement, Corporate Actions, Fixed Income, Equities, Stocks, Securities, Asset Management, Bonds, Process Improvement, Dividends, Microsoft Excel, Account Reconciliation, Transfer Agency, Microsoft Word, Outlook, Financial Operations, Highly detail oriented, Brokers, Highly Dedicated, Exceptional People..., High Level Of Accuracy, Reorg, Buy-in, Operations Management, Stock Transfer, Financial Analysis, Prioritize Workload, Committed to..., Capital Markets, Financial Services, Investment Banking, Broadridge, ADP, DTCC, Loan Administration, WSO, Clearpar, Brokerage Operations, Fail Control, Bond Interest, Flexibility, Adaptability, Fast Paced Environment, Fast Learner, Multi Tasking
Education
Manhattan College 1984 — 1988
Bachelor of Science (Business Administration), Finance and Marketing Majors
sandy yeager's Kidder Peabody Experience September 1986 - June 1988
Job President and CIO at Hanoverian Capital, LLC
Industry Investment Management
Experience
Hanoverian Capital LLC August 2008 - Present
DuPont Capital 2006 - 2008
Morgan Stanley Investment Management 2004 - 2006
Alliance Capital Management July 1990 - March 2004
Kidder Peabody September 1986 - June 1988
Skills
Equities, Asset Management, Portfolio Management
Education
Harvard Business School 1988 — 1990
MBA, Finance
Wellesley College 1982 — 1986
AB, Mathematics and English
College High School
College High school
Hanoverian Capital LLC August 2008 - Present
DuPont Capital 2006 - 2008
Morgan Stanley Investment Management 2004 - 2006
Alliance Capital Management July 1990 - March 2004
Kidder Peabody September 1986 - June 1988
Skills
Equities, Asset Management, Portfolio Management
Education
Harvard Business School 1988 — 1990
MBA, Finance
Wellesley College 1982 — 1986
AB, Mathematics and English
College High School
College High school
Frank Fodero Frank Fodero's Kidder Peabody Experience 1991 - 1994
Job Head of Platform Services at Royal Bank of Scotland
Industry Financial Services
Experience
Royal Bank of Scotland May 2015 - Present
Millennium Partners April 2012 - March 2014
Alliance Bernstein May 2000 - September 2011
BSCH/Santander Investements April 1997 - May 2000
Morgan Stanley September 1994 - April 1997
Kidder Peabody 1991 - 1994
Smith Barney 1988 - 1990
Skills
Leadership, Vendor Management, ITIL, Infrastructure, Disaster Recovery, Information Technology, Asset Management, IT Management, Data Center, Budgets, Trading Systems, Business Analysis, IT Strategy, Business Continuity, Enterprise Architecture, Process Improvement, IT Infrastructure..., Strategic Roadmaps, Project Management, Market Data, Equities, Unix, Active Directory, Outsourcing, Governance, SDLC
Education
Iona College 1984 — 1988
BBA, Management Information Systems
Blessed Sacrament HS
Royal Bank of Scotland May 2015 - Present
Millennium Partners April 2012 - March 2014
Alliance Bernstein May 2000 - September 2011
BSCH/Santander Investements April 1997 - May 2000
Morgan Stanley September 1994 - April 1997
Kidder Peabody 1991 - 1994
Smith Barney 1988 - 1990
Skills
Leadership, Vendor Management, ITIL, Infrastructure, Disaster Recovery, Information Technology, Asset Management, IT Management, Data Center, Budgets, Trading Systems, Business Analysis, IT Strategy, Business Continuity, Enterprise Architecture, Process Improvement, IT Infrastructure..., Strategic Roadmaps, Project Management, Market Data, Equities, Unix, Active Directory, Outsourcing, Governance, SDLC
Education
Iona College 1984 — 1988
BBA, Management Information Systems
Blessed Sacrament HS
David Nagourney David Nagourney's Kidder Peabody Experience 1987 - 1988
Job Global Head of Research Marketing at UBS
Industry Financial Services
Experience
UBS March 2014 - Present
AXYS Innovations, LLC 2008 - February 2014
BusinessWeek 2005 - 2007
Morgan Stanley 2000 - 2005
Money.com 1998 - 2000
FORTUNE Magazine 1994 - 1998
Time Inc. 1993 - 1994
Sports Illustrated 1990 - 1991
People Magazine 1988 - 1990
Kidder Peabody 1987 - 1988
Skills
General Management, Business Building, Business Management, Monetization, Innovation, New Business Development, P&L Management, E-commerce, Entrepreneurship, Team Leadership, Team Building, Digital Media, Business Strategy, Business Planning, Strategic Planning, Negotiation, Start-ups, Strategic Partnerships, Contract Negotiations, Financial Modeling, Direct Marketing, Strategy Development, Strategy, Management, Marketing, Competitive Analysis, Product Development, Management Consulting, Business Development, Leadership, Mergers & Acquisitions, Online Marketing, Finance, CRM, Sales, Analytics, Social Media, Executive Management, Professional Mentoring, Business
Education
Harvard Business School 1991 — 1993
MBA, General Management
University of Pennsylvania - The Wharton School 1983 — 1987
BSE, Economics
UBS March 2014 - Present
AXYS Innovations, LLC 2008 - February 2014
BusinessWeek 2005 - 2007
Morgan Stanley 2000 - 2005
Money.com 1998 - 2000
FORTUNE Magazine 1994 - 1998
Time Inc. 1993 - 1994
Sports Illustrated 1990 - 1991
People Magazine 1988 - 1990
Kidder Peabody 1987 - 1988
Skills
General Management, Business Building, Business Management, Monetization, Innovation, New Business Development, P&L Management, E-commerce, Entrepreneurship, Team Leadership, Team Building, Digital Media, Business Strategy, Business Planning, Strategic Planning, Negotiation, Start-ups, Strategic Partnerships, Contract Negotiations, Financial Modeling, Direct Marketing, Strategy Development, Strategy, Management, Marketing, Competitive Analysis, Product Development, Management Consulting, Business Development, Leadership, Mergers & Acquisitions, Online Marketing, Finance, CRM, Sales, Analytics, Social Media, Executive Management, Professional Mentoring, Business
Education
Harvard Business School 1991 — 1993
MBA, General Management
University of Pennsylvania - The Wharton School 1983 — 1987
BSE, Economics
Michael Rycheck Michael Rycheck's Kidder Peabody Experience January 1994 - November 1995
Job Director of Global Accounts at Client Instant Access
Industry Financial Services
Experience
Client Instant Access July 2010 - Present
Stericycle-NNC May 1998 - June 2010
Rycheck Telecommunications Marketing December 1995 - April 1998
Kidder Peabody January 1994 - November 1995
Citi January 1993 - December 1993
Morgan Stanley 1987 - 1989
Skills
Marketing, Sales, Trade Shows, Telecommunication..., Business Planning, CRM, Business, Strategic Partnerships, Competitive Analysis, Strategy, Start-ups, Mergers, Account Management, Pricing, Consulting, Mergers & Acquisitions, Finance, P&L Management, E-commerce, Solution Selling, Product Management, New Business Development, Leadership, Business Development, Equities, Product Marketing
Education
University of Pennsylvania - The Wharton School 1990 — 1992
MBA
Penn State University 1982 — 1987
BS
London Business School
Client Instant Access July 2010 - Present
Stericycle-NNC May 1998 - June 2010
Rycheck Telecommunications Marketing December 1995 - April 1998
Kidder Peabody January 1994 - November 1995
Citi January 1993 - December 1993
Morgan Stanley 1987 - 1989
Skills
Marketing, Sales, Trade Shows, Telecommunication..., Business Planning, CRM, Business, Strategic Partnerships, Competitive Analysis, Strategy, Start-ups, Mergers, Account Management, Pricing, Consulting, Mergers & Acquisitions, Finance, P&L Management, E-commerce, Solution Selling, Product Management, New Business Development, Leadership, Business Development, Equities, Product Marketing
Education
University of Pennsylvania - The Wharton School 1990 — 1992
MBA
Penn State University 1982 — 1987
BS
London Business School
Caryn Erickson Caryn Erickson's Kidder Peabody Experience 1993 - 1995
Job working in CT
Industry Financial Services
Experience
Institutional Investor 1999 - 2001
ING Barings 1995 - 1998
Kidder Peabody 1993 - 1995
Manufacturers Hanover Securities 1988 - 1993
Chemical Securities 1988 - 1993
Skills
Mergers & Acquisitions, Strategic Planning, Private Equity, Investments, Capital Markets, Valuation, Customer Service
Education
Grinnell College 1984 — 1988
BA, Biology
Institutional Investor 1999 - 2001
ING Barings 1995 - 1998
Kidder Peabody 1993 - 1995
Manufacturers Hanover Securities 1988 - 1993
Chemical Securities 1988 - 1993
Skills
Mergers & Acquisitions, Strategic Planning, Private Equity, Investments, Capital Markets, Valuation, Customer Service
Education
Grinnell College 1984 — 1988
BA, Biology
Robert Winborne Robert Winborne's Kidder Peabody Experience 1980 - 1985
Job Managing Director at Brookwood Associates
Industry Investment Banking
Experience
Brookwood Associates 1989 - Present
Goldman Sachs 1985 - 1988
Kidder Peabody 1980 - 1985
Education
Harvard Business School
University of North Carolina at Chapel Hill
Brookwood Associates 1989 - Present
Goldman Sachs 1985 - 1988
Kidder Peabody 1980 - 1985
Education
Harvard Business School
University of North Carolina at Chapel Hill
Suzanne Spear Suzanne Spear's Kidder Peabody Experience March 1988 - February 1991
Job Customer Service Administrator at MTN Products, Inc.
Industry Wholesale
Experience
MTN Products, Inc. April 2010 - Present
Nestle S.A. June 1991 - September 2008
Kidder Peabody March 1988 - February 1991
Canon Films March 1984 - August 1987
Skills
New Business Development, Retail, Microsoft Excel, Call Centers, Customer Service, Data Entry, Purchasing, Customer Support, Sales, Microsoft Word, Administrative..., PowerPoint, Handmade Jewelry, candle making, Telecommunications, Telecommunications..., Telecommunications...
Education
Eagle Rock High School
Glendale Community College
MTN Products, Inc. April 2010 - Present
Nestle S.A. June 1991 - September 2008
Kidder Peabody March 1988 - February 1991
Canon Films March 1984 - August 1987
Skills
New Business Development, Retail, Microsoft Excel, Call Centers, Customer Service, Data Entry, Purchasing, Customer Support, Sales, Microsoft Word, Administrative..., PowerPoint, Handmade Jewelry, candle making, Telecommunications, Telecommunications..., Telecommunications...
Education
Eagle Rock High School
Glendale Community College
Stuart Duty Stuart Duty's Kidder Peabody Experience 1987 - 1990
Job Senior Managing Director at Guggenheim Securities, LLC
Industry Investment Banking
Experience
Guggenheim Securities, LLC June 2012 - Present
Piper Jaffray 2007 - 2012
Oracle Partners 2002 - 2007
Piper Jaffray 1999 - 2002
Montgomery Securities 1993 - 1999
Curative Technologies 1992 - 1993
Kidder Peabody 1987 - 1990
Skills
Hedge Funds, Equities, Fixed Income, Alternative Investments, Investment Banking, Securities, Investments, Series 7, Financial Modeling, Due Diligence, Corporate Finance, Mergers & Acquisitions, Financial Analysis, Capital Markets, Private Equity, Valuation, Venture Capital, Emerging Markets, Financial Structuring, IPO, Structured Finance, Bloomberg, Equity Research
Education
Harvard Business School 1990 — 1992
Master of Business Administration (M.B.A.)
Occidental College 1983 — 1987
Bachelor of Arts (B.A.), Biochemistry
Guggenheim Securities, LLC June 2012 - Present
Piper Jaffray 2007 - 2012
Oracle Partners 2002 - 2007
Piper Jaffray 1999 - 2002
Montgomery Securities 1993 - 1999
Curative Technologies 1992 - 1993
Kidder Peabody 1987 - 1990
Skills
Hedge Funds, Equities, Fixed Income, Alternative Investments, Investment Banking, Securities, Investments, Series 7, Financial Modeling, Due Diligence, Corporate Finance, Mergers & Acquisitions, Financial Analysis, Capital Markets, Private Equity, Valuation, Venture Capital, Emerging Markets, Financial Structuring, IPO, Structured Finance, Bloomberg, Equity Research
Education
Harvard Business School 1990 — 1992
Master of Business Administration (M.B.A.)
Occidental College 1983 — 1987
Bachelor of Arts (B.A.), Biochemistry
Mayra Mirchandani's Kidder Peabody Experience 1992 - 1993
Job Experienced Financial Services Professional
Industry Banking
Experience
Fulton County Schools 2008 - Present
Tripwire Interactive LLC 2009 - 2010
SunTrust 1997 - 2003
Wells Fargo 1993 - 1997
Kidder Peabody 1992 - 1993
Skills
Leadership, Project Management, Customer Service, Credit, Strategic Planning, Microsoft Excel, Risk Management, Banking, Financial Analysis, Microsoft Office
Education
University of North Carolina at Greensboro 1994 — 1997
Master of Business Administration (M.B.A.), International Finance
Kennesaw State University
Bachelor’s Degree, Mathematics, Education Minor
Kennesaw State University
Bachelor’s Degree, Spanish
Fulton County Schools 2008 - Present
Tripwire Interactive LLC 2009 - 2010
SunTrust 1997 - 2003
Wells Fargo 1993 - 1997
Kidder Peabody 1992 - 1993
Skills
Leadership, Project Management, Customer Service, Credit, Strategic Planning, Microsoft Excel, Risk Management, Banking, Financial Analysis, Microsoft Office
Education
University of North Carolina at Greensboro 1994 — 1997
Master of Business Administration (M.B.A.), International Finance
Kennesaw State University
Bachelor’s Degree, Mathematics, Education Minor
Kennesaw State University
Bachelor’s Degree, Spanish
David Wienke David Wienke's Kidder Peabody Experience 1985 - 1991
Job Principal at Tighten The Core, Inc
Industry Financial Services
Experience
Tighten The Core, Inc January 2013 - Present
Macquarie Group December 2013 - February 2015
Triquetra Resources, Ltd August 2011 - November 2013
Elevation LLC September 2010 - August 2011
Prudential Bache Securities February 2010 - September 2010
MF Global April 2007 - February 2010
Advantage Futures 2006 - 2007
Mizuho Securities USA Inc. 2000 - 2003
Carr Futures 1990 - 1999
Kidder Peabody 1985 - 1991
Skills
Technical Analysis, Trading Ideas, Commodities, Trading, Fixed Income, Currency, Equities, Hedge Funds, Commodity, Options, Electronic Trading, Emerging Markets, Financial Services, Securities, Portfolio Management, Hedging, Financial Markets, Alternative Investments, FX trading, Mutual Funds, Equity Trading, Risk Management, Series 63, Asset Management, FX Options, Derivatives, Market Making, Commodity Markets, Bonds, Trading Strategies, Investments, Series 7, Proprietary Trading, Prime Brokerage, FINRA, Investment Banking, Trading Systems, Investment Strategies, Equity Derivatives, ETFs, Bloomberg, Capital Markets, Equity Research, Institutional..., Investment Management, Series 24, Options Strategies, Investment Advisory, Swaps, Asset Allocation
Education
University of Rhode Island 1981 — 1984
BS, Economics
Joliet Junior College 1980 — 1981
Football
Tighten The Core, Inc January 2013 - Present
Macquarie Group December 2013 - February 2015
Triquetra Resources, Ltd August 2011 - November 2013
Elevation LLC September 2010 - August 2011
Prudential Bache Securities February 2010 - September 2010
MF Global April 2007 - February 2010
Advantage Futures 2006 - 2007
Mizuho Securities USA Inc. 2000 - 2003
Carr Futures 1990 - 1999
Kidder Peabody 1985 - 1991
Skills
Technical Analysis, Trading Ideas, Commodities, Trading, Fixed Income, Currency, Equities, Hedge Funds, Commodity, Options, Electronic Trading, Emerging Markets, Financial Services, Securities, Portfolio Management, Hedging, Financial Markets, Alternative Investments, FX trading, Mutual Funds, Equity Trading, Risk Management, Series 63, Asset Management, FX Options, Derivatives, Market Making, Commodity Markets, Bonds, Trading Strategies, Investments, Series 7, Proprietary Trading, Prime Brokerage, FINRA, Investment Banking, Trading Systems, Investment Strategies, Equity Derivatives, ETFs, Bloomberg, Capital Markets, Equity Research, Institutional..., Investment Management, Series 24, Options Strategies, Investment Advisory, Swaps, Asset Allocation
Education
University of Rhode Island 1981 — 1984
BS, Economics
Joliet Junior College 1980 — 1981
Football
Vincent Woo Vincent Woo's Kidder Peabody Experience 1981 - 1994
Job Senior Vice President – Branch Director at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management April 2011 - Present
Oppenheimer & Co. July 2004 - April 2011
Citigroup/salomon smith barney 1994 - 2004
Kidder Peabody 1981 - 1994
Education
University of Southern California 1979 — 1981
Master of Business Administration (MBA), Finance
Harvard University 1975 — 1979
Bachelor of Arts (BA), Economics
RBC Wealth Management April 2011 - Present
Oppenheimer & Co. July 2004 - April 2011
Citigroup/salomon smith barney 1994 - 2004
Kidder Peabody 1981 - 1994
Education
University of Southern California 1979 — 1981
Master of Business Administration (MBA), Finance
Harvard University 1975 — 1979
Bachelor of Arts (BA), Economics
Bill Buchta Bill Buchta's Kidder Peabody Experience June 1969 - March 1974
Job Financial Consultant, PIM Portfolio Manager at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC September 1989 - Present
Cronin & Co., Inc.- Fixed Income Securities January 1980 - August 1989
Channer Newman Securities December 1976 - January 1980
Suburban Bancorp April 1974 - December 1976
Kidder Peabody June 1969 - March 1974
First National Bank of Chicago March 1964 - June 1969
US Army February 1962 - May 1964
Education
Golden Gate University 1962 — 1964
Master of Business Administration (M.B.A.)
University of Wisconsin-Madison 1957 — 1962
Bachelor of Business Administration (B.B.A.), Finance, General
Wells Fargo Advisors, LLC September 1989 - Present
Cronin & Co., Inc.- Fixed Income Securities January 1980 - August 1989
Channer Newman Securities December 1976 - January 1980
Suburban Bancorp April 1974 - December 1976
Kidder Peabody June 1969 - March 1974
First National Bank of Chicago March 1964 - June 1969
US Army February 1962 - May 1964
Education
Golden Gate University 1962 — 1964
Master of Business Administration (M.B.A.)
University of Wisconsin-Madison 1957 — 1962
Bachelor of Business Administration (B.B.A.), Finance, General
Don Gimbel Don Gimbel's Kidder Peabody Experience June 1975 - July 1985
Job Portfolio Manager at Geneva Investment Management of Chicago
Industry Banking
Experience
Geneva Investment Management of Chicago July 2013 - Present
Carret Asset Management September 2000 - June 2013
Gimbel Asset Management December 1985 - September 2000
Kidder Peabody June 1975 - July 1985
Skills
English, Outlook, Photoshop, Strategic Planning, HTML, Public Speaking, Budgets, C++, Editing, C, Team Building, Negotiation, Fundraising, Relative Value, Corporate Development, MetaTrader, Leadership, Advertising, Series 7, Financial Modeling, High Yield, Principal Investing, Public Relations, Marketing, Tactical Asset..., Equities, Global Macro, Valuation, Special Situations, Equity Research, Marketing Strategy, Non-profits, Social Media, Business Strategy, New Business Development, Due Diligence, Start-ups, Private Equity, CDO, Investments, Event Driven, Program Management, Merchant Banking, Hedge Funds, Private Placements, Sales, Credit Trading, Nonprofits, Series 63, Asset Managment
Education
Georgetown University 1960 — 1964
Georgetown University School of Foreign Service 1960 — 1964
Bachelor of Science (BS), International Economics
Geneva Investment Management of Chicago July 2013 - Present
Carret Asset Management September 2000 - June 2013
Gimbel Asset Management December 1985 - September 2000
Kidder Peabody June 1975 - July 1985
Skills
English, Outlook, Photoshop, Strategic Planning, HTML, Public Speaking, Budgets, C++, Editing, C, Team Building, Negotiation, Fundraising, Relative Value, Corporate Development, MetaTrader, Leadership, Advertising, Series 7, Financial Modeling, High Yield, Principal Investing, Public Relations, Marketing, Tactical Asset..., Equities, Global Macro, Valuation, Special Situations, Equity Research, Marketing Strategy, Non-profits, Social Media, Business Strategy, New Business Development, Due Diligence, Start-ups, Private Equity, CDO, Investments, Event Driven, Program Management, Merchant Banking, Hedge Funds, Private Placements, Sales, Credit Trading, Nonprofits, Series 63, Asset Managment
Education
Georgetown University 1960 — 1964
Georgetown University School of Foreign Service 1960 — 1964
Bachelor of Science (BS), International Economics
John Figlear John Figlear's Kidder Peabody Experience March 1988 - October 1990
Job Senior Microsoft Applications Consultant at HP Enterprise Services
Industry Information Technology and Services
Experience
HP Enterprise Services October 2009 - Present
ALTA IT Services October 2009 - June 2011
Global Impact September 2003 - December 2008
Confluence Corp. 2001 - 2003
Mentor Technologies November 1998 - April 2001
Geotek Communications May 1995 - October 1998
Dillon Read Capital Management October 1990 - May 1993
Kidder Peabody March 1988 - October 1990
Skills
Strategic Planning, SaaS, Leadership, IT Service Management, Cross-functional Team..., Vendor Management, Project Management, Integration, CRM, Strategy, Cloud Computing, Consulting, SharePoint
Education
University of Virginia 2007 — 2009
Graduate Certificate, Technology Leadership
Lehigh University 1977 — 1981
Bachelor of Arts (B.A.)
HP Enterprise Services October 2009 - Present
ALTA IT Services October 2009 - June 2011
Global Impact September 2003 - December 2008
Confluence Corp. 2001 - 2003
Mentor Technologies November 1998 - April 2001
Geotek Communications May 1995 - October 1998
Dillon Read Capital Management October 1990 - May 1993
Kidder Peabody March 1988 - October 1990
Skills
Strategic Planning, SaaS, Leadership, IT Service Management, Cross-functional Team..., Vendor Management, Project Management, Integration, CRM, Strategy, Cloud Computing, Consulting, SharePoint
Education
University of Virginia 2007 — 2009
Graduate Certificate, Technology Leadership
Lehigh University 1977 — 1981
Bachelor of Arts (B.A.)
David Myers, CFA David Myers, CFA's Kidder Peabody Experience June 1989 - June 1991
Job Senior Vice President, Strategic Business Transformation at Avis Budget Group
Industry Leisure, Travel & Tourism
Experience
Directravel October 2011 - Present
Avis Budget Group January 2009 - Present
Avis Budget Group May 2007 - December 2008
Avis Budget Group May 2004 - April 2007
American Airlines October 2003 - April 2004
American Airlines April 2001 - September 2003
American Airlines March 1998 - March 2001
American Airlines May 1993 - March 1998
Kidder Peabody June 1989 - June 1991
Skills
Financial Analysis, Financial Planning, Supply Chain Management, Accounting, Lean Six Sigma, Human Resources, Procurement, Strategic Planning, Information Technology, Distressed Situations, Bankruptcy Planning, Six Sigma, Project Planning, Lean Manufacturing, Strategic Financial..., Competitive Analysis, Leadership, Contract Negotiation, Performance Management, Budgets, Change Management, Forecasting, Management, Mergers & Acquisitions, Strategy, Process Improvement, Team Building, Analysis, Business Planning, Finance, New Business Development, Project Management
Education
The University of Chicago Booth School of Business 1991 — 1993
MBA, Concentrations: Business Policy and Statistics
Ithaca College 1985 — 1989
BS & BS, Finance & Management
Directravel October 2011 - Present
Avis Budget Group January 2009 - Present
Avis Budget Group May 2007 - December 2008
Avis Budget Group May 2004 - April 2007
American Airlines October 2003 - April 2004
American Airlines April 2001 - September 2003
American Airlines March 1998 - March 2001
American Airlines May 1993 - March 1998
Kidder Peabody June 1989 - June 1991
Skills
Financial Analysis, Financial Planning, Supply Chain Management, Accounting, Lean Six Sigma, Human Resources, Procurement, Strategic Planning, Information Technology, Distressed Situations, Bankruptcy Planning, Six Sigma, Project Planning, Lean Manufacturing, Strategic Financial..., Competitive Analysis, Leadership, Contract Negotiation, Performance Management, Budgets, Change Management, Forecasting, Management, Mergers & Acquisitions, Strategy, Process Improvement, Team Building, Analysis, Business Planning, Finance, New Business Development, Project Management
Education
The University of Chicago Booth School of Business 1991 — 1993
MBA, Concentrations: Business Policy and Statistics
Ithaca College 1985 — 1989
BS & BS, Finance & Management
Scot Henry, CFA Scot Henry, CFA's Kidder Peabody Experience 1981 - 1995
Job FVP Capital Markets Ops Mgr at SunTrust Mortgage
Industry Investment Management
Experience
SunTrust Mortgage November 2013 - Present
SunTrust Mortgage March 2013 - November 2013
Richmond Group Fund Co. 2003 - December 2012
Chesapeake Capital Corporation 1995 - 2002
Kidder Peabody 1981 - 1995
Skills
Portfolio Management, Commodities, Trade Execution, Currency, Trading, Alternative Investments, Derivatives, Commodity, Financial Markets, Hedge Funds, Equities, Options, Equity Trading, Swaps, Risk Management, Bloomberg, Bonds, Commodity Markets, Capital Markets, Asset Allocation, Securities, Series 7, FINRA, Hedging, Fixed Income, Asset Management
Education
Hofstra University 1982 — 1985
MBA, Finance, Banking & Investments
Binghamton University 1977 — 1981
BS, Management
SunTrust Mortgage November 2013 - Present
SunTrust Mortgage March 2013 - November 2013
Richmond Group Fund Co. 2003 - December 2012
Chesapeake Capital Corporation 1995 - 2002
Kidder Peabody 1981 - 1995
Skills
Portfolio Management, Commodities, Trade Execution, Currency, Trading, Alternative Investments, Derivatives, Commodity, Financial Markets, Hedge Funds, Equities, Options, Equity Trading, Swaps, Risk Management, Bloomberg, Bonds, Commodity Markets, Capital Markets, Asset Allocation, Securities, Series 7, FINRA, Hedging, Fixed Income, Asset Management
Education
Hofstra University 1982 — 1985
MBA, Finance, Banking & Investments
Binghamton University 1977 — 1981
BS, Management
Jay Milgrom Jay Milgrom's Kidder Peabody Experience February 1989 - September 1990
Job Managing Member, PARE Group
Industry Real Estate
Experience
Pare Group LLC February 2012 - Present
OpDecision, LLC October 2007 - February 2013
BlueStream Technologies July 2003 - April 2008
New Age Communications, Inc. February 1991 - February 2003
Kidder Peabody February 1989 - September 1990
Prudential Securities December 1987 - February 1989
Skills
Start-ups, Telecommunications, Strategic Partnerships, Business Strategy, Entrepreneurship, VoIP, Business Development, Managed Services, Product Management, Management Consulting, New Business Development, Wireless, Mergers & Acquisitions, Consulting, Go-to-market Strategy, Mobile Technology, Business Planning, Selling, Mergers, Business Acquisition, Cost Reduction..., Growth Strategies, Market Share, Real Estate, Strategic Consulting, Sales Management, Sales Operations, Operations Management
Education
Ithaca College 1981 — 1985
BS, Business Management
Pare Group LLC February 2012 - Present
OpDecision, LLC October 2007 - February 2013
BlueStream Technologies July 2003 - April 2008
New Age Communications, Inc. February 1991 - February 2003
Kidder Peabody February 1989 - September 1990
Prudential Securities December 1987 - February 1989
Skills
Start-ups, Telecommunications, Strategic Partnerships, Business Strategy, Entrepreneurship, VoIP, Business Development, Managed Services, Product Management, Management Consulting, New Business Development, Wireless, Mergers & Acquisitions, Consulting, Go-to-market Strategy, Mobile Technology, Business Planning, Selling, Mergers, Business Acquisition, Cost Reduction..., Growth Strategies, Market Share, Real Estate, Strategic Consulting, Sales Management, Sales Operations, Operations Management
Education
Ithaca College 1981 — 1985
BS, Business Management
Peter Wickes Peter Wickes's Kidder Peabody Experience August 1986 - September 1992
Job Operator Trainee at Suffolk Transportation Svc Inc
Industry Transportation/Trucking/Railroad
Experience
seeking new opportunities Operator TraineeSuffolk Transportation Svc IncApril 2015 - Present
Bank of America July 2013 - May 2014
BofA Global Capital Management July 2008 - September 2011
Bank of America, Columbia Management Group July 2008 - September 2011
United States Trust Company November 2006 - July 2008
United States Trust Company August 2001 - July 2008
Lewco Securities Corporation April 1997 - August 2001
H.G Wellington & Co. February 1994 - April 1997
Bank of America September 1992 - February 1994
Kidder Peabody August 1986 - September 1992
Skills
Back Office, FX, Mutual Funds, Securities, Reconciliation, Fixed Income, Bloomberg, Asset Management, Equities, Derivatives, Series 7, Process Improvement, Middle Office, Settlements, Mergers, Operations Management, Swaps, Word, Compliance, Settlement, Account Reconciliation, Mergers & Acquisitions, Bonds, Finance, Risk Management, Series 63, Securities Lending, Analysis, Banking, FX Options
Education
Saint Francis Preparatory High School 1972 — 1976
Diploma
Gaston College
Fundamentals of Project Management
seeking new opportunities Operator TraineeSuffolk Transportation Svc IncApril 2015 - Present
Bank of America July 2013 - May 2014
BofA Global Capital Management July 2008 - September 2011
Bank of America, Columbia Management Group July 2008 - September 2011
United States Trust Company November 2006 - July 2008
United States Trust Company August 2001 - July 2008
Lewco Securities Corporation April 1997 - August 2001
H.G Wellington & Co. February 1994 - April 1997
Bank of America September 1992 - February 1994
Kidder Peabody August 1986 - September 1992
Skills
Back Office, FX, Mutual Funds, Securities, Reconciliation, Fixed Income, Bloomberg, Asset Management, Equities, Derivatives, Series 7, Process Improvement, Middle Office, Settlements, Mergers, Operations Management, Swaps, Word, Compliance, Settlement, Account Reconciliation, Mergers & Acquisitions, Bonds, Finance, Risk Management, Series 63, Securities Lending, Analysis, Banking, FX Options
Education
Saint Francis Preparatory High School 1972 — 1976
Diploma
Gaston College
Fundamentals of Project Management
Ed Kutin Ed Kutin's Kidder Peabody Experience 1987 - 1988
Job Risk Regulatory and Governance Advisory
Industry Financial Services
Experience
Deutsche Bank January 2015 - Present
BNY Mellon May 2012 - October 2014
Morgan Stanley September 2004 - May 2012
Interactive Data October 2001 - September 2004
Pedestal Inc August 2000 - September 2001
ABN Amro Securities Inc September 1997 - March 2000
Deutsche Morgan Grenfell April 1997 - August 1997
RBS Greenwich Capital April 1996 - April 1997
Chemical Securities Inc. February 1988 - April 1996
Kidder Peabody 1987 - 1988
Skills
Fixed Income, Securitization, MBS, ABS, Financial Risk, Financial Structuring, C++, Structured Products, Derivatives, CMBS, Credit Derivatives, Quantitative Analytics, Valuation, Perl, Bonds, Trading Systems, CLO, Hedge Funds, CDO, Trading, Equity Derivatives, Risk Analytics, Interest Rate..., Analytics, Capital Markets, Financial Markets, Risk, Programming, Market Risk, Securities, Pricing, Structuring, Equities, Management, Unix
Education
Massachusetts Institute of Technology
Bachelor's Degree, Computer Science and Engineering
Deutsche Bank January 2015 - Present
BNY Mellon May 2012 - October 2014
Morgan Stanley September 2004 - May 2012
Interactive Data October 2001 - September 2004
Pedestal Inc August 2000 - September 2001
ABN Amro Securities Inc September 1997 - March 2000
Deutsche Morgan Grenfell April 1997 - August 1997
RBS Greenwich Capital April 1996 - April 1997
Chemical Securities Inc. February 1988 - April 1996
Kidder Peabody 1987 - 1988
Skills
Fixed Income, Securitization, MBS, ABS, Financial Risk, Financial Structuring, C++, Structured Products, Derivatives, CMBS, Credit Derivatives, Quantitative Analytics, Valuation, Perl, Bonds, Trading Systems, CLO, Hedge Funds, CDO, Trading, Equity Derivatives, Risk Analytics, Interest Rate..., Analytics, Capital Markets, Financial Markets, Risk, Programming, Market Risk, Securities, Pricing, Structuring, Equities, Management, Unix
Education
Massachusetts Institute of Technology
Bachelor's Degree, Computer Science and Engineering
Carol Hance's Kidder Peabody Experience 1988 - 1992
Job Managing Director
Industry Investment Management
Experience
LongueVue Capital LLC. July 2009 - Present
The Bank of New York Mellon 2005 - 2009
Longuevue Capital LLC 2001 - 2005
Strategic Advisory Group, Inc. 1992 - 2001
Kidder Peabody 1988 - 1992
Skills
Private Equity
Education
Harvard Business School
PMD, Business
Ithaca College
LongueVue Capital LLC. July 2009 - Present
The Bank of New York Mellon 2005 - 2009
Longuevue Capital LLC 2001 - 2005
Strategic Advisory Group, Inc. 1992 - 2001
Kidder Peabody 1988 - 1992
Skills
Private Equity
Education
Harvard Business School
PMD, Business
Ithaca College
Jennifer D'Ariano's Kidder Peabody Experience January 1992 - September 1995
Job Controller at GE
Industry Accounting
Experience
GE Real Estate June 1999 - Present
Merrill Lynch September 1995 - June 1999
Kidder Peabody January 1992 - September 1995
Skills
Financial Reporting, Variance Analysis, Financial Analysis, Auditing, US GAAP, Financial Audits, Financial Modeling, Accounting, Internal Controls, Corporate Finance, Sarbanes-Oxley Act, Financial Accounting, Finance
Education
Manhattan College 1984 — 1988
Bachelor of Science, Accounting
GE Real Estate June 1999 - Present
Merrill Lynch September 1995 - June 1999
Kidder Peabody January 1992 - September 1995
Skills
Financial Reporting, Variance Analysis, Financial Analysis, Auditing, US GAAP, Financial Audits, Financial Modeling, Accounting, Internal Controls, Corporate Finance, Sarbanes-Oxley Act, Financial Accounting, Finance
Education
Manhattan College 1984 — 1988
Bachelor of Science, Accounting
Ana Duarte McCarthy Ana Duarte McCarthy's Kidder Peabody Experience January 1994 - February 1995
Job Chief Diversity Officer at Citi
Industry Human Resources
Experience
CITIGROUP 2002 - Present
Citi February 1995 - Present
Columbia University January 2011 - March 2011
Kidder Peabody January 1994 - February 1995
Parsons School of Design November 1985 - April 1994
Skills
Talent Management, Succession Planning, Leadership Development, Organizational..., Organizational..., Performance Management, Employee Relations, Employee Engagement, Executive Coaching, Talent Acquisition, Career Development, Change Management, Workforce Planning, Onboarding, Coaching, Deferred Compensation, Strategic Planning, Conflict Resolution, Human Resources, Organizational Design, Diversity & Inclusion
Education
Teachers College of Columbia University 1981 — 1983
EdM, Counseling Psychology
Lafayette College 1977 — 1981
BA, Biology
CITIGROUP 2002 - Present
Citi February 1995 - Present
Columbia University January 2011 - March 2011
Kidder Peabody January 1994 - February 1995
Parsons School of Design November 1985 - April 1994
Skills
Talent Management, Succession Planning, Leadership Development, Organizational..., Organizational..., Performance Management, Employee Relations, Employee Engagement, Executive Coaching, Talent Acquisition, Career Development, Change Management, Workforce Planning, Onboarding, Coaching, Deferred Compensation, Strategic Planning, Conflict Resolution, Human Resources, Organizational Design, Diversity & Inclusion
Education
Teachers College of Columbia University 1981 — 1983
EdM, Counseling Psychology
Lafayette College 1977 — 1981
BA, Biology
Turner Barringer's Kidder Peabody Experience July 1986 - May 1988
Job Creative Free Spirit
Industry Market Research
Experience
All Things Barringer March 1990 - Present
A.R. Weeks & Associates Industrial Real Estate June 1988 - February 1990
Kidder Peabody July 1986 - May 1988
Morgan Stanley August 1984 - July 1986
Skills
Social Media Marketing, Management, Entrepreneurship, Start-ups, Marketing Strategy, Business Strategy, Marketing, Social Media, Strategic Planning, New Business Development, Business Development, Online Advertising, Public Speaking, Online Marketing
Education
Hollins University 1980 — 1984
B.A. Art History, Art History/Studio
All Things Barringer March 1990 - Present
A.R. Weeks & Associates Industrial Real Estate June 1988 - February 1990
Kidder Peabody July 1986 - May 1988
Morgan Stanley August 1984 - July 1986
Skills
Social Media Marketing, Management, Entrepreneurship, Start-ups, Marketing Strategy, Business Strategy, Marketing, Social Media, Strategic Planning, New Business Development, Business Development, Online Advertising, Public Speaking, Online Marketing
Education
Hollins University 1980 — 1984
B.A. Art History, Art History/Studio
Prashant Kothari's Kidder Peabody Experience June 1993 - June 1995
Job CEO & Founder at String Real Est Info Services
Industry Information Technology and Services
Experience
String Real Est Info Services May 2005 - Present
Freddie Mac 1996 - 2000
Kidder, Peabody June 1993 - June 1995
UCLA Anderson School of Management 1991 - 1993
Fine Jewelry India Limited June 1987 - June 1990
Skills
Real Estate, Due Diligence, Mortgage Lending, Entrepreneurship, Business, Title Insurance, Mortgage Banking, Mortgage Servicing, Mortgage Technology, Fixed Income Analysis, Mortgage Underwriting, Offshore Outsourcing, Outsourced Solutions, Outsourcing Management, Risk Management, Financial Modeling, Financial Analysis, Portfolio Management, Capital Markets, Asset Managment, Business Strategy, Investments, Start-ups, Business Development, BPO, Outsourcing, Mortgage Marketing, Finance, Business Planning, Enterprise Software, Venture Capital, Strategic Partnerships, Asset Management, Management Consulting, Management, Financial Services, Mergers & Acquisitions, Executive Management, Strategy, Small Business, Private Equity, Competitive Analysis, Angel Investing, Lead Generation, Corporate Development, Funding, New Business Development, Valuation, Vendor Management, Market Analysis
Education
Massachusetts Institute of Technology 2010 — 2012
EMP, Entrepreneurship
UCLA Anderson School of Management 1991 — 1993
MBA, Finance, Entrepreneurship
University of Madras 1984 — 1987
BS, Accounting, Business
DAV Higher Secondary School 1982 — 1984
CBSE 12th grade
Doveton Corrie
String Real Est Info Services May 2005 - Present
Freddie Mac 1996 - 2000
Kidder, Peabody June 1993 - June 1995
UCLA Anderson School of Management 1991 - 1993
Fine Jewelry India Limited June 1987 - June 1990
Skills
Real Estate, Due Diligence, Mortgage Lending, Entrepreneurship, Business, Title Insurance, Mortgage Banking, Mortgage Servicing, Mortgage Technology, Fixed Income Analysis, Mortgage Underwriting, Offshore Outsourcing, Outsourced Solutions, Outsourcing Management, Risk Management, Financial Modeling, Financial Analysis, Portfolio Management, Capital Markets, Asset Managment, Business Strategy, Investments, Start-ups, Business Development, BPO, Outsourcing, Mortgage Marketing, Finance, Business Planning, Enterprise Software, Venture Capital, Strategic Partnerships, Asset Management, Management Consulting, Management, Financial Services, Mergers & Acquisitions, Executive Management, Strategy, Small Business, Private Equity, Competitive Analysis, Angel Investing, Lead Generation, Corporate Development, Funding, New Business Development, Valuation, Vendor Management, Market Analysis
Education
Massachusetts Institute of Technology 2010 — 2012
EMP, Entrepreneurship
UCLA Anderson School of Management 1991 — 1993
MBA, Finance, Entrepreneurship
University of Madras 1984 — 1987
BS, Accounting, Business
DAV Higher Secondary School 1982 — 1984
CBSE 12th grade
Doveton Corrie
Liz Petronino's Kidder Peabody Experience September 1992 - September 1994
Job
Industry Financial Services
Experience
HSBC November 2009 - Present
Societe Generale December 2003 - November 2009
Merrill Lynch October 2002 - December 2003
New Era of Networks September 1997 - December 2000
Citigroup 1994 - 1997
Kidder Peabody September 1992 - September 1994
Skills
Fixed Income, Capital Markets, Equities, Trading Systems, Investment Banking, Middle Office, Electronic Trading, Business Analysis, Financial Services, Banking, Project Management, MS Project, Program Management, Financial Accounting, PMO, Project Portfolio..., Change Management, Requirements Gathering, Product Control, Portfolio Management, Derivatives, Risk Management, FX Options, Financial Markets, Market Data, Securities, Financial Risk, Credit Derivatives, Prime Brokerage, Swaps, Hedge Funds, Treasury, Equity Derivatives, Options, Bloomberg, Sybase, Credit Risk, Finance, Market Risk, Interest Rate..., Hedging, SDLC, Trading, IFRS, Structured Products, Operational Risk, Back Office, Bonds, Structured Finance, Emerging Markets
Education
Lehigh University 1989 — 1992
BA
New York University 1988 — 1990
HSBC November 2009 - Present
Societe Generale December 2003 - November 2009
Merrill Lynch October 2002 - December 2003
New Era of Networks September 1997 - December 2000
Citigroup 1994 - 1997
Kidder Peabody September 1992 - September 1994
Skills
Fixed Income, Capital Markets, Equities, Trading Systems, Investment Banking, Middle Office, Electronic Trading, Business Analysis, Financial Services, Banking, Project Management, MS Project, Program Management, Financial Accounting, PMO, Project Portfolio..., Change Management, Requirements Gathering, Product Control, Portfolio Management, Derivatives, Risk Management, FX Options, Financial Markets, Market Data, Securities, Financial Risk, Credit Derivatives, Prime Brokerage, Swaps, Hedge Funds, Treasury, Equity Derivatives, Options, Bloomberg, Sybase, Credit Risk, Finance, Market Risk, Interest Rate..., Hedging, SDLC, Trading, IFRS, Structured Products, Operational Risk, Back Office, Bonds, Structured Finance, Emerging Markets
Education
Lehigh University 1989 — 1992
BA
New York University 1988 — 1990
Tim Keating's Kidder Peabody Experience 1985 - 1990
Job President at Keating Wealth Management, LLC
Industry Financial Services
Experience
Keating Wealth Management, LLC 2015 - Present
BDCA Venture, Inc. 2008 - 2015
Keating Investments, LLC 1997 - 2014
Bear Stearns 1994 - 1997
Nomura International 1990 - 1994
Kidder Peabody 1985 - 1990
Skills
Investments, Business Development, Finance, Capital, Valuation, IPO, Venture Capital, Corporate Development, Derivatives, Corporate Finance, Options, Mutual Funds, Management, Due Diligence, Equities, Private Equity, Investment Banking, Private Placements, Alternative Investments, Hedge Funds, Mergers & Acquisitions, Asset Allocation, Strategy, Business Strategy, Capital Markets, Marketing, Financial Analysis, Series 7, Investor Relations, Financial Modeling, Start-ups, Entrepreneurship, Securities, Technology
Education
Harvard University 1981 — 1985
B.A., Economics
Keating Wealth Management, LLC 2015 - Present
BDCA Venture, Inc. 2008 - 2015
Keating Investments, LLC 1997 - 2014
Bear Stearns 1994 - 1997
Nomura International 1990 - 1994
Kidder Peabody 1985 - 1990
Skills
Investments, Business Development, Finance, Capital, Valuation, IPO, Venture Capital, Corporate Development, Derivatives, Corporate Finance, Options, Mutual Funds, Management, Due Diligence, Equities, Private Equity, Investment Banking, Private Placements, Alternative Investments, Hedge Funds, Mergers & Acquisitions, Asset Allocation, Strategy, Business Strategy, Capital Markets, Marketing, Financial Analysis, Series 7, Investor Relations, Financial Modeling, Start-ups, Entrepreneurship, Securities, Technology
Education
Harvard University 1981 — 1985
B.A., Economics
Robert Dailey's Kidder Peabody Experience June 1985 - June 1994
Job Managing Director and Executive Vice President at PNC
Industry Financial Services
Experience
PNC August 2012 - Present
JPMorgan Securities Inc. June 1994 - August 2012
Kidder Peabody June 1985 - June 1994
Skills
Fixed Income, Capital Markets
Education
New York University, Stern School of Business 1988 — 1991
Master of Business Administration (MBA), Finance
Georgetown University 1979 — 1983
Bachelor of Arts (B.A.), Government and Economics
PNC August 2012 - Present
JPMorgan Securities Inc. June 1994 - August 2012
Kidder Peabody June 1985 - June 1994
Skills
Fixed Income, Capital Markets
Education
New York University, Stern School of Business 1988 — 1991
Master of Business Administration (MBA), Finance
Georgetown University 1979 — 1983
Bachelor of Arts (B.A.), Government and Economics
Carter T. Kennedy's Kidder Peabody Experience 1985 - 1989
Job CEO SoloInsight Inc.
Industry Information Technology and Services
Experience
SoloInsight Inc. May 2014 - Present
SoloMetrics LLC. May 2013 - May 2014
Airtight Compliance L.L.C. 2011 - January 2013
CTK Trading LLC 2004 - 2007
Tuscarora Trading and Tuscarora Capital Manangement 1992 - 2004
Chicago Options Associates 1992 - 1994
Cooper, Neff 1989 - 1990
Kidder Peabody 1985 - 1989
Skills
SaaS, Options, Management, Marketing, Strategy, Bonds, Trading, Investments, Banking, Financial Services, Business Strategy, Strategic Planning, Sales, Email Marketing, New Business Development, Marketing Strategy, Portfolio Management, Social Media, Training, Business Development, Marketing Communications, Social Media Marketing, Event Management, Finance, Competitive Analysis, Team Leadership
Education
Hamilton College 1980 — 1985
Bachelor's of Science, English and Economics
SoloInsight Inc. May 2014 - Present
SoloMetrics LLC. May 2013 - May 2014
Airtight Compliance L.L.C. 2011 - January 2013
CTK Trading LLC 2004 - 2007
Tuscarora Trading and Tuscarora Capital Manangement 1992 - 2004
Chicago Options Associates 1992 - 1994
Cooper, Neff 1989 - 1990
Kidder Peabody 1985 - 1989
Skills
SaaS, Options, Management, Marketing, Strategy, Bonds, Trading, Investments, Banking, Financial Services, Business Strategy, Strategic Planning, Sales, Email Marketing, New Business Development, Marketing Strategy, Portfolio Management, Social Media, Training, Business Development, Marketing Communications, Social Media Marketing, Event Management, Finance, Competitive Analysis, Team Leadership
Education
Hamilton College 1980 — 1985
Bachelor's of Science, English and Economics
David Midgley's Kidder Peabody Experience September 1986 - July 1987
Job Investment Planning and Management
Industry Investment Management
Experience
Goldman Sachs February 2005 - Present
Sanford Bernstein January 2002 - February 2005
Blaze Holdings, Inc. November 1998 - January 2002
Piper Jaffray July 1989 - November 1998
Kidder Peabody September 1986 - July 1987
Bankers Trust Company July 1984 - August 1986
Education
Harvard Business School 1987 — 1989
MBA
Stanford University 1980 — 1984
AB, Economics
Goldman Sachs February 2005 - Present
Sanford Bernstein January 2002 - February 2005
Blaze Holdings, Inc. November 1998 - January 2002
Piper Jaffray July 1989 - November 1998
Kidder Peabody September 1986 - July 1987
Bankers Trust Company July 1984 - August 1986
Education
Harvard Business School 1987 — 1989
MBA
Stanford University 1980 — 1984
AB, Economics
David M. Masten Montero-Rosen's Kidder Peabody Experience 1991 - 1995
Job Chairman and Chief Investment Officer, Graham & Dodd Fund LLC
Industry Investment Banking
Experience
Graham & Dodd Fund LLC 2001 - Present
Bear Stearns 1996 - 2000
Dillon Read & Co. 1995 - 1996
Kidder Peabody 1991 - 1995
Lazard Freres & Co. 1990 - 1991
RD Smith & Co. 1989 - 1990
Oppenheimer & Co. 1983 - 1989
CBS Inc. 1980 - 1983
Skills
Equities, Emerging Markets, Equity Research, Mutual Funds, Economics, Equity Trading, Finance, Alternative Investments, Hedge Funds, Fixed Income, Capital Markets, Investment Banking, Portfolio Management, Trading, Structured Products, Bonds, High Yield, Bloomberg, Investments, Fixed Income Analysis, Valuation, Equity Valuation, Corporate Finance, Financial Modeling, Investment Management, Asset Allocation, Financial Markets, Private Equity, Financial Structuring, Structured Finance, Derivatives
Education
University HIgh School
University HIgh School
Colegio Cristobal Colon (Columbus School), Medellin, Colombia
Grade School
London School of Economics and Political Science, U. of London
Bachelor of Science (BSc), Economics
New York University - Leonard N. Stern School of Business
MBA, Finance
Harvard University
Cert. Program, Negotiation Sciences
Keele University
Graham & Dodd Fund LLC 2001 - Present
Bear Stearns 1996 - 2000
Dillon Read & Co. 1995 - 1996
Kidder Peabody 1991 - 1995
Lazard Freres & Co. 1990 - 1991
RD Smith & Co. 1989 - 1990
Oppenheimer & Co. 1983 - 1989
CBS Inc. 1980 - 1983
Skills
Equities, Emerging Markets, Equity Research, Mutual Funds, Economics, Equity Trading, Finance, Alternative Investments, Hedge Funds, Fixed Income, Capital Markets, Investment Banking, Portfolio Management, Trading, Structured Products, Bonds, High Yield, Bloomberg, Investments, Fixed Income Analysis, Valuation, Equity Valuation, Corporate Finance, Financial Modeling, Investment Management, Asset Allocation, Financial Markets, Private Equity, Financial Structuring, Structured Finance, Derivatives
Education
University HIgh School
University HIgh School
Colegio Cristobal Colon (Columbus School), Medellin, Colombia
Grade School
London School of Economics and Political Science, U. of London
Bachelor of Science (BSc), Economics
New York University - Leonard N. Stern School of Business
MBA, Finance
Harvard University
Cert. Program, Negotiation Sciences
Keele University
Charles Kickham's Kidder Peabody Experience 1990 - 1994
Job Managing Director at Avos Holdings
Industry Venture Capital & Private Equity
Experience
Avos Holdings, LLC October 2009 - Present
Cayenne Consulting May 2009 - Present
Cheek'd March 2009 - January 2010
MGD Development 2007 - 2010
MyCollegeCalendar, Inc. March 2008 - December 2008
TD Waterhouse April 1999 - December 2007
Fidelity Investments 1994 - 1999
Kidder Peabody 1990 - 1994
Skills
Private Equity, Due Diligence, Financial Analysis, Investments, Project Management, Project Finance, Entrepreneurship, Venture Capital, Valuation, Entrepreneur, Business Strategy, Management Consulting, Business Development, Financial Modeling, Mergers, Product Management, Business Planning, Strategy, Strategic Planning
Education
HEC School of Management / HEC Paris 2002 — 2004
MBA, International Business; Finance
London School of Economics and Political Science 2002 — 2004
MBA, International Business; Finance
New York University - Leonard N. Stern School of Business 2002 — 2004
MBA, International Business; Finance
Avos Holdings, LLC October 2009 - Present
Cayenne Consulting May 2009 - Present
Cheek'd March 2009 - January 2010
MGD Development 2007 - 2010
MyCollegeCalendar, Inc. March 2008 - December 2008
TD Waterhouse April 1999 - December 2007
Fidelity Investments 1994 - 1999
Kidder Peabody 1990 - 1994
Skills
Private Equity, Due Diligence, Financial Analysis, Investments, Project Management, Project Finance, Entrepreneurship, Venture Capital, Valuation, Entrepreneur, Business Strategy, Management Consulting, Business Development, Financial Modeling, Mergers, Product Management, Business Planning, Strategy, Strategic Planning
Education
HEC School of Management / HEC Paris 2002 — 2004
MBA, International Business; Finance
London School of Economics and Political Science 2002 — 2004
MBA, International Business; Finance
New York University - Leonard N. Stern School of Business 2002 — 2004
MBA, International Business; Finance
Seth B. Lipsay's Kidder Peabody Experience 1990 - 1995
Job Executive Managing Director at Galaxy Realty Capital, LLC
Industry Venture Capital & Private Equity
Experience
Rosenstiel School of Marine and Atmospheric Science, UMiami September 2010 - Present
New World Group 1998 - Present
North Shore LIJ Health System 2003 - Present
The Feinstein Institute for Medical Research 2003 - Present
Galaxy Realty Capital, LLC November 2014 - Present
Paine Webber 1995 - 1998
Kidder Peabody 1990 - 1995
Kenneth Leventhal & Co. 1986 - 1990
Skills
Due Diligence, Investments, Finance, Real Estate, Investment Banking, Structured Finance, Loans, Strategic Planning, Management, Investors, Consulting, Financial Modeling, Asset Management, Financial Analysis, Real Estate Financing, Investment Properties, Executive Management, Real Estate Transactions, Capital Markets, Portfolio Management, Acquisitions, Real Estate Economics
Education
University of Pennsylvania - The Wharton School 1984 — 1986
MBA, Real Estate/Finance
Maurice A. Deane School of Law at Hofstra University 1981 — 1984
JD, Tax and Business Planning
New College of Florida 1978 — 1981
BA, Public Policy
Rosenstiel School of Marine and Atmospheric Science, UMiami September 2010 - Present
New World Group 1998 - Present
North Shore LIJ Health System 2003 - Present
The Feinstein Institute for Medical Research 2003 - Present
Galaxy Realty Capital, LLC November 2014 - Present
Paine Webber 1995 - 1998
Kidder Peabody 1990 - 1995
Kenneth Leventhal & Co. 1986 - 1990
Skills
Due Diligence, Investments, Finance, Real Estate, Investment Banking, Structured Finance, Loans, Strategic Planning, Management, Investors, Consulting, Financial Modeling, Asset Management, Financial Analysis, Real Estate Financing, Investment Properties, Executive Management, Real Estate Transactions, Capital Markets, Portfolio Management, Acquisitions, Real Estate Economics
Education
University of Pennsylvania - The Wharton School 1984 — 1986
MBA, Real Estate/Finance
Maurice A. Deane School of Law at Hofstra University 1981 — 1984
JD, Tax and Business Planning
New College of Florida 1978 — 1981
BA, Public Policy
Sean Keeney's Kidder Peabody Experience 1992 - 1994
Job President & CEO, Walle Corporation
Industry Printing
Experience
Walle Corporation 2007 - Present
SunTrust Bank 2007 - 2007
HomeBanc Mortgage 2003 - 2006
Walle Corporation 1994 - 2002
Kidder Peabody 1992 - 1994
Skills
Strategic Planning, Mergers, Team Building, Process Improvement, Negotiation, Account Management, Business Development, Coaching, Cross-functional Team..., Leadership, Manufacturing, Management, New Business Development, Product Development, Sales Management, Mergers
Education
Harvard Business School 1996 — 1997
MBA
Vanderbilt University 1988 — 1992
BA, Economics, Business
Walle Corporation 2007 - Present
SunTrust Bank 2007 - 2007
HomeBanc Mortgage 2003 - 2006
Walle Corporation 1994 - 2002
Kidder Peabody 1992 - 1994
Skills
Strategic Planning, Mergers, Team Building, Process Improvement, Negotiation, Account Management, Business Development, Coaching, Cross-functional Team..., Leadership, Manufacturing, Management, New Business Development, Product Development, Sales Management, Mergers
Education
Harvard Business School 1996 — 1997
MBA
Vanderbilt University 1988 — 1992
BA, Economics, Business
Gerry Madigan's Kidder Peabody Experience 1993 - 1995
Job Managing Director at JP Morgan
Industry Financial Services
Experience
J.P. Morgan December 1999 - Present
Morgens Waterfall Vintiadis & Co. 1998 - 1999
Oppenheimer & Co. Inc. 1995 - 1998
Kidder Peabody 1993 - 1995
EY 1988 - 1993
Skills
Special Situations, Restructuring, Investments, Leveraged Finance, Debt, Valuation, Credit Trading, Hedge Funds, Fixed Income, Equities, High Yield, Investment Banking, LBO, Loans, Emerging Markets, Securities, Alternative Investments, Corporate Actions, Debt Restructuring, Financial Modeling, Venture Capital, Portfolio Management, Credit, Bloomberg, Corporate Finance, Trading, Private Equity, Bonds, Capital Markets, Structured Products, Commercial Banking, Structured Finance, Corporate Development, Asset Management, Mergers & Acquisitions, Credit Derivatives, Due Diligence, Financial Structuring, Credit Risk, Equity Research
Education
Marquette University
BS, Accounting, Economics
Northwestern University - Kellogg School of Management
MBA, Finance
J.P. Morgan December 1999 - Present
Morgens Waterfall Vintiadis & Co. 1998 - 1999
Oppenheimer & Co. Inc. 1995 - 1998
Kidder Peabody 1993 - 1995
EY 1988 - 1993
Skills
Special Situations, Restructuring, Investments, Leveraged Finance, Debt, Valuation, Credit Trading, Hedge Funds, Fixed Income, Equities, High Yield, Investment Banking, LBO, Loans, Emerging Markets, Securities, Alternative Investments, Corporate Actions, Debt Restructuring, Financial Modeling, Venture Capital, Portfolio Management, Credit, Bloomberg, Corporate Finance, Trading, Private Equity, Bonds, Capital Markets, Structured Products, Commercial Banking, Structured Finance, Corporate Development, Asset Management, Mergers & Acquisitions, Credit Derivatives, Due Diligence, Financial Structuring, Credit Risk, Equity Research
Education
Marquette University
BS, Accounting, Economics
Northwestern University - Kellogg School of Management
MBA, Finance
Edward Painter's Kidder Peabody Experience July 1990 - July 1992
Job Head of Investor Relations
Industry Pharmaceuticals
Experience
Turing Pharmaceuticals AG June 2015 - Present
SHomer Capital LLC November 2011 - Present
UBS March 2014 - June 2015
UBS Investment Bank 1998 - 2006
Oppenheimer & Co. 1995 - 1998
Credit Suisse July 1992 - July 1995
Kidder Peabody July 1990 - July 1992
Goldman Sachs 1987 - 1990
Salomon Brothers 1984 - 1987
Education
University of Illinois at Urbana-Champaign - College of Business 1983 — 1985
MBA, Finance
Illinois Wesleyan University 1980 — 1984
BA, Business
Turing Pharmaceuticals AG June 2015 - Present
SHomer Capital LLC November 2011 - Present
UBS March 2014 - June 2015
UBS Investment Bank 1998 - 2006
Oppenheimer & Co. 1995 - 1998
Credit Suisse July 1992 - July 1995
Kidder Peabody July 1990 - July 1992
Goldman Sachs 1987 - 1990
Salomon Brothers 1984 - 1987
Education
University of Illinois at Urbana-Champaign - College of Business 1983 — 1985
MBA, Finance
Illinois Wesleyan University 1980 — 1984
BA, Business
William Connolly's Kidder Peabody Experience October 1986 - February 1995
Job Director, KeyBanc Capital Markets
Industry Investment Banking
Experience
KeyBank July 2013 - Present
BNP Paribas September 2010 - June 2013
BGC Partners March 2008 - September 2010
UBS Investment Bank January 2000 - October 2007
PaineWebber March 1996 - January 2000
Kidder Peabody October 1986 - February 1995
Skills
MBS, Loans, FINRA, ABS, Derivatives, Hedge Funds, Trading, Equities, Capital Markets, Fixed Income, CMBS, Bonds, Bloomberg
Education
Iona College
KeyBank July 2013 - Present
BNP Paribas September 2010 - June 2013
BGC Partners March 2008 - September 2010
UBS Investment Bank January 2000 - October 2007
PaineWebber March 1996 - January 2000
Kidder Peabody October 1986 - February 1995
Skills
MBS, Loans, FINRA, ABS, Derivatives, Hedge Funds, Trading, Equities, Capital Markets, Fixed Income, CMBS, Bonds, Bloomberg
Education
Iona College
Laura Frushone's Kidder Peabody Experience 1992 - 1994
Job Senior VicePresident at First Citizens Investor Services
Industry Financial Services
Experience
First Citizens Investor Services April 1998 - Present
BB&T 1997 - March 1998
Wachovia Investments 1994 - 1997
Kidder Peabody 1992 - 1994
Skills
Wealth Management, Asset Allocation, Mutual Funds, Series 7, Investments, Portfolio Management, Banking, Investment Advisory, Series 63, Loans, Retirement Planning, Small Business Lending, Credit Analysis, Finance
Education
Wofford College 1989 — 1991
BA, Finance
Hollins University 1987 — 1989
First Citizens Investor Services April 1998 - Present
BB&T 1997 - March 1998
Wachovia Investments 1994 - 1997
Kidder Peabody 1992 - 1994
Skills
Wealth Management, Asset Allocation, Mutual Funds, Series 7, Investments, Portfolio Management, Banking, Investment Advisory, Series 63, Loans, Retirement Planning, Small Business Lending, Credit Analysis, Finance
Education
Wofford College 1989 — 1991
BA, Finance
Hollins University 1987 — 1989
Diana Butler's Kidder Peabody Experience 1986 - 2000
Job RE/MAX Advantage Real Estate
Industry Real Estate
Experience
Re/Max Advantage Real Estate December 2013 - Present
Keller Williams Realty September 2012 - December 2013
Exit Reliance Realty February 2011 - September 2012
Re/Max Village Properties July 2007 - February 2011
Vernon Martin 2008 - 2009
Banc of America Securities April 2000 - July 2003
Montgomery Securities October 1996 - April 2000
Kidder Peabody 1986 - 2000
PaineWebber January 1986 - November 1995
Skills
First Time Home Buyers, Residential, Investments, Short Sales, REO, Relocation, Residential Homes, Property, Foreclosures, Listings, New Home Sales, Referrals, Condos, Buyer Representation, Single Family Homes, Investment Properties, Investors, Sellers, Buyers, Real Property, Move Up Buyers, Vacation Homes, Real Estate, SFR, Seniors, HUD, Relocation Buyers, New Homes, Townhomes
Education
Massachusetts Bay Community College
Business
Burlington High
Massachusetts Bay Community College
Re/Max Advantage Real Estate December 2013 - Present
Keller Williams Realty September 2012 - December 2013
Exit Reliance Realty February 2011 - September 2012
Re/Max Village Properties July 2007 - February 2011
Vernon Martin 2008 - 2009
Banc of America Securities April 2000 - July 2003
Montgomery Securities October 1996 - April 2000
Kidder Peabody 1986 - 2000
PaineWebber January 1986 - November 1995
Skills
First Time Home Buyers, Residential, Investments, Short Sales, REO, Relocation, Residential Homes, Property, Foreclosures, Listings, New Home Sales, Referrals, Condos, Buyer Representation, Single Family Homes, Investment Properties, Investors, Sellers, Buyers, Real Property, Move Up Buyers, Vacation Homes, Real Estate, SFR, Seniors, HUD, Relocation Buyers, New Homes, Townhomes
Education
Massachusetts Bay Community College
Business
Burlington High
Massachusetts Bay Community College
Mahesh K. Kotecha, CFA's Kidder Peabody Experience 1987 - 1989
Job President at Structured Credit International Corp.
Industry Financial Services
Experience
Structured Credit International Corp. January 1999 - Present
MBIA January 1998 - December 1998
CapMAC 1989 - 1998
Capital Markets Assurance Corp 1989 - 1998
Kidder Peabody 1987 - 1989
Kidder Peabody 1987 - 1989
Standard & Poor's 1979 - 1987
Federal Reserve Bank of New York 1975 - 1979
UNFPA 1973 - 1975
Skills
Securitization, Risk Management, Emerging Markets, Structured Finance, Capital Markets, Credit, Credit Risk, Financial Institutions, Fixed Income, Structuring, Due Diligence, Financial Structuring, Business Development, Finance, Financial Markets, Project Finance, Executive Management, Restructuring, Securities, Derivatives, Financial Risk, Investments, Investment Banking, Private Equity, Corporate Finance, Financial Advisory, Hedge Funds, Commercial Banking, Alternative Investments, Bonds, Banking, Funding, Valuation, Asset Management, Trading, Equities, Portfolio Management
Education
Massachusetts Institute of Technology - Sloan School of Management 1971 — 1972
SM, Management / Finance
Harvey Mudd College 1966 — 1970
BS, Physics and Engineering
HH Agakhan Secondary School 1964 — 1965
HSC
Jinja Secondary School 1960 — 1963
CSC
Structured Credit International Corp. January 1999 - Present
MBIA January 1998 - December 1998
CapMAC 1989 - 1998
Capital Markets Assurance Corp 1989 - 1998
Kidder Peabody 1987 - 1989
Kidder Peabody 1987 - 1989
Standard & Poor's 1979 - 1987
Federal Reserve Bank of New York 1975 - 1979
UNFPA 1973 - 1975
Skills
Securitization, Risk Management, Emerging Markets, Structured Finance, Capital Markets, Credit, Credit Risk, Financial Institutions, Fixed Income, Structuring, Due Diligence, Financial Structuring, Business Development, Finance, Financial Markets, Project Finance, Executive Management, Restructuring, Securities, Derivatives, Financial Risk, Investments, Investment Banking, Private Equity, Corporate Finance, Financial Advisory, Hedge Funds, Commercial Banking, Alternative Investments, Bonds, Banking, Funding, Valuation, Asset Management, Trading, Equities, Portfolio Management
Education
Massachusetts Institute of Technology - Sloan School of Management 1971 — 1972
SM, Management / Finance
Harvey Mudd College 1966 — 1970
BS, Physics and Engineering
HH Agakhan Secondary School 1964 — 1965
HSC
Jinja Secondary School 1960 — 1963
CSC
Tom Coakley's Kidder Peabody Experience 1986 - 1990
Job Sr. Manager, Sponsorship Sales
Industry Financial Services
Experience
TD Ameritrade September 2005 - Present
TD Waterhouse November 2004 - September 2005
Fidelity / National Financial November 2002 - November 2004
UBS / Correspondent Services Corporation November 2002 - July 2003
UBS Global Asset Management May 1998 - November 2002
Mitchell Hutchins Asset Management 1998 - 2002
PaineWebber Inc., May 1995 - May 1998
Kidder Peabody and Co., Inc June 1986 - May 1995
Kidder Peabody 1986 - 1990
Kidder Peabody 1986 - 1990
Skills
Mutual Funds, Series 63, Series 7, Wealth Management, Asset Managment, Fixed Income, Alternative Investments, Sponsorship, Portfolio Management, Investments, Hedge Funds, Asset Allocation, Series 24, Marketing Strategy, Securities, Equities, Sales Management, Asset Management, Investment Strategies, ETFs, Investment Advisory, FINRA, Strategic Partnerships, Risk Management, Financial Services, Relationship Management, Retirement Planning, Investment Management, Trading, 401k, Bonds, Financial Advisory, Options
Education
Lynchburg College 1982 — 1986
BS, Managerial Economics
TD Ameritrade September 2005 - Present
TD Waterhouse November 2004 - September 2005
Fidelity / National Financial November 2002 - November 2004
UBS / Correspondent Services Corporation November 2002 - July 2003
UBS Global Asset Management May 1998 - November 2002
Mitchell Hutchins Asset Management 1998 - 2002
PaineWebber Inc., May 1995 - May 1998
Kidder Peabody and Co., Inc June 1986 - May 1995
Kidder Peabody 1986 - 1990
Kidder Peabody 1986 - 1990
Skills
Mutual Funds, Series 63, Series 7, Wealth Management, Asset Managment, Fixed Income, Alternative Investments, Sponsorship, Portfolio Management, Investments, Hedge Funds, Asset Allocation, Series 24, Marketing Strategy, Securities, Equities, Sales Management, Asset Management, Investment Strategies, ETFs, Investment Advisory, FINRA, Strategic Partnerships, Risk Management, Financial Services, Relationship Management, Retirement Planning, Investment Management, Trading, 401k, Bonds, Financial Advisory, Options
Education
Lynchburg College 1982 — 1986
BS, Managerial Economics
Leslie O'Malley's Kidder Peabody Experience 1983 - 1990
Job Asst. Vice President, Trust Advisor at PNC Wealth Management
Industry Financial Services
Experience
PNC Financial Services Group September 2004 - Present
First Merit Corporation September 2002 - July 2004
KeyCorp June 1996 - September 2002
Kidder Peabody 1983 - 1990
Skills
Insurance, Investments, Financial Advisory, Wealth Management, Strategic Financial..., CRM, Management, Asset Management, Asset Allocation, Portfolio Management, Financial Services, New Business Development, Banking, Financial Analysis, Mutual Funds, Selling, Financial Planning
Education
Miami University 1978 — 1982
BS In Business
Mayfield High School 1975 — 1978
Diploma
PNC Financial Services Group September 2004 - Present
First Merit Corporation September 2002 - July 2004
KeyCorp June 1996 - September 2002
Kidder Peabody 1983 - 1990
Skills
Insurance, Investments, Financial Advisory, Wealth Management, Strategic Financial..., CRM, Management, Asset Management, Asset Allocation, Portfolio Management, Financial Services, New Business Development, Banking, Financial Analysis, Mutual Funds, Selling, Financial Planning
Education
Miami University 1978 — 1982
BS In Business
Mayfield High School 1975 — 1978
Diploma
Suzanne Beierle Carper's Kidder Peabody Experience June 1987 - November 1987
Job Human Resources Manager
Industry Human Resources
Stephen Loughran's Kidder Peabody Experience 1986 - 1990
Job Senior Vice President at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch 1992 - Present
US Navy Reserve 1984 - 2014
Kidder, Peabody 1986 - 1990
IBM 1982 - 1986
Education
Harvard Business School 1985 — 1987
MBA
Princeton University 1978 — 1982
A.B., Economics
Merrill Lynch 1992 - Present
US Navy Reserve 1984 - 2014
Kidder, Peabody 1986 - 1990
IBM 1982 - 1986
Education
Harvard Business School 1985 — 1987
MBA
Princeton University 1978 — 1982
A.B., Economics
Brett Marvin's Kidder Peabody Experience March 1986 - January 1995
Job Asset Backed Securitization at KGSAlpha Capital Markets, L.P.
Industry Financial Services
Experience
StormHarbour Securities January 2010 - April 2012
Revolution Asset Advisors February 2008 - August 2009
Nomura Credit & Capital, Inc. April 2004 - April 2007
Credit Suisse December 1999 - January 2004
Society Generale February 1998 - October 1999
SmithBarney January 1995 - November 1997
Kidder Peabody March 1986 - January 1995
Skills
Loans, Risk Management, Trading, Securitization, Mortgage Lending, Securities, Due Diligence, Capital Markets, Fixed Income, Structured Finance, Structured Products, Financial Structuring, Hedge Funds, ABS, MBS
Education
Lehigh University - College of Business and Economics 1978 — 1982
BS, Management & Finance
StormHarbour Securities January 2010 - April 2012
Revolution Asset Advisors February 2008 - August 2009
Nomura Credit & Capital, Inc. April 2004 - April 2007
Credit Suisse December 1999 - January 2004
Society Generale February 1998 - October 1999
SmithBarney January 1995 - November 1997
Kidder Peabody March 1986 - January 1995
Skills
Loans, Risk Management, Trading, Securitization, Mortgage Lending, Securities, Due Diligence, Capital Markets, Fixed Income, Structured Finance, Structured Products, Financial Structuring, Hedge Funds, ABS, MBS
Education
Lehigh University - College of Business and Economics 1978 — 1982
BS, Management & Finance
Kim Husson (Edmunds)'s Kidder Peabody Experience October 1982 - December 1986
Job Assistant Vice President
Industry Banking
Experience
Federal Reserve Bank of Boston November 2014 - Present
Federal Reserve Bank of Boston July 2011 - November 2014
Federal Reserve Bank of Boston 2007 - July 2011
Federal Reserve Bank of Boston 2005 - 2007
Federal Reserve Bank of Boston 2000 - 2004
Federal Reserve Bank of Boston 1995 - 2000
Federal Reserve Bank of Boston 1989 - 1995
Federal Reserve Bank of Boston January 1987 - 1989
Kidder Peabody October 1982 - December 1986
Skills
Financial Risk, Banking, Risk Management, Financial Services, Portfolio Management, Financial Modeling
Education
University of Vermont 1978 — 1982
BA, Economics
University of Wisconsin-Madison 1993 — 1997
Other, Graduate School of Banking
Massachusetts Institute of Technology - Sloan School of Management 2002 — 2002
Other, Executive Program in Business Management
Federal Reserve Bank of Boston November 2014 - Present
Federal Reserve Bank of Boston July 2011 - November 2014
Federal Reserve Bank of Boston 2007 - July 2011
Federal Reserve Bank of Boston 2005 - 2007
Federal Reserve Bank of Boston 2000 - 2004
Federal Reserve Bank of Boston 1995 - 2000
Federal Reserve Bank of Boston 1989 - 1995
Federal Reserve Bank of Boston January 1987 - 1989
Kidder Peabody October 1982 - December 1986
Skills
Financial Risk, Banking, Risk Management, Financial Services, Portfolio Management, Financial Modeling
Education
University of Vermont 1978 — 1982
BA, Economics
University of Wisconsin-Madison 1993 — 1997
Other, Graduate School of Banking
Massachusetts Institute of Technology - Sloan School of Management 2002 — 2002
Other, Executive Program in Business Management
Arvind Rao, CFA FRM CAIA's Kidder Peabody Experience 1993 - 1995
Job Investment Officer: Asset Allocation & Risk Management at CalPERS
Industry Investment Management
Experience
CalPERS 2009 - Present
Saratoga Capital 2009 - 2009
Citigroup 2003 - 2008
Deutsche Bank Securities 1995 - 2003
NatWest Markets 1995 - 1998
Kidder Peabody 1993 - 1995
Education
Massachusetts Institute of Technology 1988 — 1993
Bachelor of Science, Economics
CalPERS 2009 - Present
Saratoga Capital 2009 - 2009
Citigroup 2003 - 2008
Deutsche Bank Securities 1995 - 2003
NatWest Markets 1995 - 1998
Kidder Peabody 1993 - 1995
Education
Massachusetts Institute of Technology 1988 — 1993
Bachelor of Science, Economics
Mady Bernard's Kidder Peabody Experience 1980 - 1990
Job 5th Grade Teacher, Jericho Public Schools: Vice President Elementary at Jericho Teacher's Association
Industry Primary/Secondary Education
Experience
Jericho Teacher's Association July 2010 - Present
Jericho Public Schools 1995 - Present
PS 139, Queens 1993 - 1995
PS 86, Jamaica, Queens 1991 - 1993
Kidder, Peabody 1980 - 1990
Skills
Public Speaking, Teaching, Community Outreach, Fundraising, Staff Development, Research, Curriculum Design, Classroom, Event Planning
Education
LIU Post 1990 — 1993
MS, Elementary Education
Stony Brook University 1976 — 1980
BA, Sociology
Jericho Teacher's Association July 2010 - Present
Jericho Public Schools 1995 - Present
PS 139, Queens 1993 - 1995
PS 86, Jamaica, Queens 1991 - 1993
Kidder, Peabody 1980 - 1990
Skills
Public Speaking, Teaching, Community Outreach, Fundraising, Staff Development, Research, Curriculum Design, Classroom, Event Planning
Education
LIU Post 1990 — 1993
MS, Elementary Education
Stony Brook University 1976 — 1980
BA, Sociology
Anita Retty's Kidder Peabody Experience June 1990 - June 1993
Job Operations Manager at Appraisal Reports
Industry Real Estate
Experience
R & M Appraisal Reports Inc. September 2006 - Present
Kidder Peabody June 1990 - June 1993
Skills
Recipient of the GSCGNY...
Education
Hofstra University
Real Estate Appraisal Course Studies
R & M Appraisal Reports Inc. September 2006 - Present
Kidder Peabody June 1990 - June 1993
Skills
Recipient of the GSCGNY...
Education
Hofstra University
Real Estate Appraisal Course Studies
Anna J. Matula-Evans's Kidder Peabody Experience June 1989 - June 1990
Job AttorneyatLaw
Industry Law Practice
Experience
Matula-Evans Law Firm, P.C. April 2003 - Present
Dutchess Community College August 2013 - March 2014
Law Offices of Anna J. Matula April 1998 - April 2003
lawyer , legal adviser January 1997 - March 1998
Space Systems Loral July 1990 - June 1992
Kidder Peabody June 1989 - June 1990
Skills
Family Law, Litigation, Divorce Law, Collaborative Law, Child Custody, Spousal support, Child Support, Pre and Post Nuptial..., Modifications, Enforcement Actions, Separations, Visitation Rights, Grandparent Rights, Orders of Protection, Equitable Distribution, Co-parenting, Children's rights, Termination of Parental..., Parental Alienation, Relocation, Prenuptial Agreements, Civil Litigation, Courts, Children's Rights, Criminal Law, Wills, Adoption, Criminal Defense
Education
Pace University School of Law 1992 — 1995
JD, Law
Iona College 1987 — 1989
BBS, Finance
Our Lady of Victory Academy 1981 — 1985
Business Honors of Excellence Diploma, Business
Sacred Heart School 1972 — 1981
Diploma
Matula-Evans Law Firm, P.C. April 2003 - Present
Dutchess Community College August 2013 - March 2014
Law Offices of Anna J. Matula April 1998 - April 2003
lawyer , legal adviser January 1997 - March 1998
Space Systems Loral July 1990 - June 1992
Kidder Peabody June 1989 - June 1990
Skills
Family Law, Litigation, Divorce Law, Collaborative Law, Child Custody, Spousal support, Child Support, Pre and Post Nuptial..., Modifications, Enforcement Actions, Separations, Visitation Rights, Grandparent Rights, Orders of Protection, Equitable Distribution, Co-parenting, Children's rights, Termination of Parental..., Parental Alienation, Relocation, Prenuptial Agreements, Civil Litigation, Courts, Children's Rights, Criminal Law, Wills, Adoption, Criminal Defense
Education
Pace University School of Law 1992 — 1995
JD, Law
Iona College 1987 — 1989
BBS, Finance
Our Lady of Victory Academy 1981 — 1985
Business Honors of Excellence Diploma, Business
Sacred Heart School 1972 — 1981
Diploma
Haig Brown's Kidder Peabody Experience 1978 - 1987
Job Partner at H. Haig Brown & Co.
Industry Financial Services
Experience
H. Haig Brown & Co. 1987 - Present
Kidder Peabody 1978 - 1987
Education
University of Pennsylvania - The Wharton School 1976 — 1978
MBA, Business
Harvard University 1970 — 1974
AB, Government
Haverford School
The School in Rose Valley
The School in Rose Valley
H. Haig Brown & Co. 1987 - Present
Kidder Peabody 1978 - 1987
Education
University of Pennsylvania - The Wharton School 1976 — 1978
MBA, Business
Harvard University 1970 — 1974
AB, Government
Haverford School
The School in Rose Valley
The School in Rose Valley
James Dennehy's Kidder Peabody Experience April 1989 - May 1990
Job Global Service Manager at Tata Communications
Industry Telecommunications
Experience
Tata Communications July 2009 - Present
Cable & Wireless 1990 - 2008
Kidder Peabody April 1989 - May 1990
Oppenheimer & Co September 1980 - March 1989
Education
Manhattan College
BA
Tata Communications July 2009 - Present
Cable & Wireless 1990 - 2008
Kidder Peabody April 1989 - May 1990
Oppenheimer & Co September 1980 - March 1989
Education
Manhattan College
BA
Paul Lowerre's Kidder Peabody Experience September 1987 - October 1994
Job Senior Vice President Wealth Management
Industry Financial Services
Experience
UBS Wealth Management September 1994 - Present
Kidder Peabody September 1987 - October 1994
Education
Marymount Manhattan College 1980 — 1981
BA, Political Science
Franklin University Switzerland
Political Science
UBS Wealth Management September 1994 - Present
Kidder Peabody September 1987 - October 1994
Education
Marymount Manhattan College 1980 — 1981
BA, Political Science
Franklin University Switzerland
Political Science
Peter Toal's Kidder Peabody Experience 1990 - 1995
Job Managing Director at Barclays Capital
Industry Financial Services
Experience
Barclays Capital September 2008 - Present
Barclays Capital September 2008 - Present
Lehman Brothers 1995 - 2008
Kidder, Peabody 1990 - 1995
Drexel Burnham 1989 - 1990
Skills
High Yield, Capital Markets, Investment Banking, Fixed Income, Hedge Funds, Private Equity, Equities, LBO, Special Situations, Leveraged Finance, Financial Structuring, Valuation, Derivatives, Alternative Investments, Corporate Finance, Bonds, Financial Modeling, Credit Derivatives, Structured Finance, Emerging Markets, Capital Structure, Equity Derivatives, Bloomberg, Structured Products
Education
Georgetown University 1985 — 1989
BA, Economics
Iona Prep 1981 — 1985
Barclays Capital September 2008 - Present
Barclays Capital September 2008 - Present
Lehman Brothers 1995 - 2008
Kidder, Peabody 1990 - 1995
Drexel Burnham 1989 - 1990
Skills
High Yield, Capital Markets, Investment Banking, Fixed Income, Hedge Funds, Private Equity, Equities, LBO, Special Situations, Leveraged Finance, Financial Structuring, Valuation, Derivatives, Alternative Investments, Corporate Finance, Bonds, Financial Modeling, Credit Derivatives, Structured Finance, Emerging Markets, Capital Structure, Equity Derivatives, Bloomberg, Structured Products
Education
Georgetown University 1985 — 1989
BA, Economics
Iona Prep 1981 — 1985
Roz Vega Skidmore's Kidder Peabody Experience December 1990 - December 1992
Job Senior Director, Strategy and Program Management
Industry Investment Banking
Experience
TIAA-CREF August 2012 - Present
Vega Principal Consulting March 2012 - September 2012
Barclays Wealth (Formerly Lehman, Brothers, Inc.) September 2008 - March 2012
Lehman Brothers 2000 - 2008
UBS Warburg December 1999 - February 2001
PaineWebber (Formerly Kidder, Peabody, Inc.) December 1993 - December 1999
Smith Barney December 1992 - December 1993
Kidder Peabody December 1990 - December 1992
Kidder Peabody January 1986 - December 1990
Skills
Fixed Income, Equities, Capital Markets, Prime Brokerage, Securities, Asset Managment, Trading Systems, Portfolio Management, Series 7, Alternative Investments, Series 63, Spanish, Team Building, Cross-functional Team..., Data Warehousing, Disaster Recovery, Key Performance..., New Business Development, Office Management, Organizational..., Recruiting, User Experience, User Acceptance Testing, Usability Testing, Change Management, Compliance, Consultants, Kanban, Networking, Strategic Planning, Vendor Management, Banking, Business Analysis, Business Strategy, Financial Services, Program Management, Project Management, Risk Management, SDLC, Strategy, Leadership
Education
Marymount Manhattan College 1982 — 1986
BA, Psychology
TIAA-CREF August 2012 - Present
Vega Principal Consulting March 2012 - September 2012
Barclays Wealth (Formerly Lehman, Brothers, Inc.) September 2008 - March 2012
Lehman Brothers 2000 - 2008
UBS Warburg December 1999 - February 2001
PaineWebber (Formerly Kidder, Peabody, Inc.) December 1993 - December 1999
Smith Barney December 1992 - December 1993
Kidder Peabody December 1990 - December 1992
Kidder Peabody January 1986 - December 1990
Skills
Fixed Income, Equities, Capital Markets, Prime Brokerage, Securities, Asset Managment, Trading Systems, Portfolio Management, Series 7, Alternative Investments, Series 63, Spanish, Team Building, Cross-functional Team..., Data Warehousing, Disaster Recovery, Key Performance..., New Business Development, Office Management, Organizational..., Recruiting, User Experience, User Acceptance Testing, Usability Testing, Change Management, Compliance, Consultants, Kanban, Networking, Strategic Planning, Vendor Management, Banking, Business Analysis, Business Strategy, Financial Services, Program Management, Project Management, Risk Management, SDLC, Strategy, Leadership
Education
Marymount Manhattan College 1982 — 1986
BA, Psychology
Edmund Ludwig's Kidder Peabody Experience 1993 - 1995
Job Managing Director at Merit Capital Advisors
Industry Financial Services
Experience
Merit Capital Advisors April 2012 - Present
Dexia Global Structured Finance 2002 - April 2012
PricewaterhouseCoopers Securities 1998 - 2002
PaineWebber 1995 - 1997
Kidder Peabody 1993 - 1995
ICF Resources 1990 - 1993
Drexel Burnham Lambert 1987 - 1990
Pennsylvania Department of Public Welfare 1983 - 1986
Pennsylvania Governors Energy Council 1981 - 1983
Skills
M&A experience, Project Finance, Electric Power, Valuation, Equities, Corporate Development, Emerging Markets, Structured Finance, Business Valuation, Private Equity, Divestitures, Private Placements, Business Strategy, Leveraged Finance, Due Diligence, Financial Modeling, Corporate Finance
Education
Yale University - Yale School of Management 1986 — 1988
Masters in Public and Private Management (MPPM)
Harvard University 1977 — 1981
AB, Economics
Central Bucks High School West 1974 — 1977
Merit Capital Advisors April 2012 - Present
Dexia Global Structured Finance 2002 - April 2012
PricewaterhouseCoopers Securities 1998 - 2002
PaineWebber 1995 - 1997
Kidder Peabody 1993 - 1995
ICF Resources 1990 - 1993
Drexel Burnham Lambert 1987 - 1990
Pennsylvania Department of Public Welfare 1983 - 1986
Pennsylvania Governors Energy Council 1981 - 1983
Skills
M&A experience, Project Finance, Electric Power, Valuation, Equities, Corporate Development, Emerging Markets, Structured Finance, Business Valuation, Private Equity, Divestitures, Private Placements, Business Strategy, Leveraged Finance, Due Diligence, Financial Modeling, Corporate Finance
Education
Yale University - Yale School of Management 1986 — 1988
Masters in Public and Private Management (MPPM)
Harvard University 1977 — 1981
AB, Economics
Central Bucks High School West 1974 — 1977
Richard Misiano's Kidder Peabody Experience 1991 - 1993
Job Managing Director at Industrial and Commercial Bank of China (ICBC) Financial Services LLC
Industry Capital Markets
Experience
Industrial and Commercial Bank of China (ICBC) Financial Services LLC April 2011 - Present
ING Financial Markets May 2005 - February 2011
UBS Investment Bank 1992 - 1997
Kidder Peabody 1991 - 1993
Skills
Securities Lending, Fixed Income, Corporate Actions, Bloomberg, Euroclear, Equities, Capital Markets, Prime Brokerage, Hedge Funds, Derivatives, Trading, Structured Products, Collateral Management, Equity Derivatives, Financial Markets, Trading Systems, Investment Banking, Electronic Trading, Bonds, Securities
Education
LIU Post 1989 — 1991
MBA, Intl finance
Stony Brook University 1988 — 1990
BA, Economics
Industrial and Commercial Bank of China (ICBC) Financial Services LLC April 2011 - Present
ING Financial Markets May 2005 - February 2011
UBS Investment Bank 1992 - 1997
Kidder Peabody 1991 - 1993
Skills
Securities Lending, Fixed Income, Corporate Actions, Bloomberg, Euroclear, Equities, Capital Markets, Prime Brokerage, Hedge Funds, Derivatives, Trading, Structured Products, Collateral Management, Equity Derivatives, Financial Markets, Trading Systems, Investment Banking, Electronic Trading, Bonds, Securities
Education
LIU Post 1989 — 1991
MBA, Intl finance
Stony Brook University 1988 — 1990
BA, Economics
Thomas Falcone's Kidder Peabody Experience January 1981 - August 1986
Job Analyst at BNP Paribas
Industry Financial Services
Experience
BNP Paribas March 2010 - Present
Barclay's Capital September 2008 - September 2009
Lehman Brothers 2001 - 2008
Oppenheimer & Co. February 1995 - June 2001
Kidder Peabody January 1981 - August 1986
Skills
Settlements, Back Office, Securities, Equities, Account Reconciliation, Capital Markets, Investment Banking, Equity Derivatives, Banking, Settlement, Derivatives, Accounting, Asset Management, Middle Office, Fixed Income, Hedge Funds, Structured Products
Education
Kingsborough Community College
associates, Business
BNP Paribas March 2010 - Present
Barclay's Capital September 2008 - September 2009
Lehman Brothers 2001 - 2008
Oppenheimer & Co. February 1995 - June 2001
Kidder Peabody January 1981 - August 1986
Skills
Settlements, Back Office, Securities, Equities, Account Reconciliation, Capital Markets, Investment Banking, Equity Derivatives, Banking, Settlement, Derivatives, Accounting, Asset Management, Middle Office, Fixed Income, Hedge Funds, Structured Products
Education
Kingsborough Community College
associates, Business
Mike Bickford's Kidder Peabody Experience May 1983 - February 1995
Job
Industry Financial Services
Experience
NYSE Regulation September 2015 - Present
TYJS Group LLC January 2010 - August 2015
The Options Clearing Corporation April 2005 - October 2008
American Stock Exchange March 1995 - October 2008
New York Institute of Finance January 1981 - April 1997
Kidder Peabody May 1983 - February 1995
EF Hutton 1980 - 1983
Skills
Options, ETFs, Derivatives, Compliance, Executive Management, Market Structure, Electronic Trading, Trading Systems, Expert Witness, Trading, Equities, Financial Markets, Securities, Proprietary Trading, Volatility, FINRA, Equity Trading, Trading Strategies, Alternative Investments, Investments, Hedge Funds, Market Data, Equity Derivatives, Capital Markets, Series 24, Hedging
Education
Fordham University 1971 — 1975
BA, Economics
NYSE Regulation September 2015 - Present
TYJS Group LLC January 2010 - August 2015
The Options Clearing Corporation April 2005 - October 2008
American Stock Exchange March 1995 - October 2008
New York Institute of Finance January 1981 - April 1997
Kidder Peabody May 1983 - February 1995
EF Hutton 1980 - 1983
Skills
Options, ETFs, Derivatives, Compliance, Executive Management, Market Structure, Electronic Trading, Trading Systems, Expert Witness, Trading, Equities, Financial Markets, Securities, Proprietary Trading, Volatility, FINRA, Equity Trading, Trading Strategies, Alternative Investments, Investments, Hedge Funds, Market Data, Equity Derivatives, Capital Markets, Series 24, Hedging
Education
Fordham University 1971 — 1975
BA, Economics
Les Lieberman's Kidder Peabody Experience September 1989 - March 1991
Job Executive Managing Director at Bond Street Holdings LLC
Industry Financial Services
Experience
Florida Community Bank February 2010 - Present
Bond Street Holdings LLC February 2009 - Present
Children's Cancer and Blood Foundation October 2006 - April 2012
Indosuez Capital April 1992 - August 2000
Kidder Peabody September 1989 - March 1991
Drexel Burnham Lambert March 1985 - September 1989
Merrill Lynch January 1982 - January 1985
Warburg Paribas becker 1982 - 1983
Hurdman and Cranstoun August 1978 - August 1980
Skills
Private Equity, Mergers & Acquisitions, Investment Banking, Investments, Restructuring, Mergers, Financial Services, Asset Management, Credit, Equities, Leveraged Finance, Financial Analysis, Due Diligence, Capital Markets, Corporate Development, Strategy, Financial Modeling, Portfolio Management, Risk Management, Valuation, Venture Capital, Banking, Fixed Income, Hedge Funds, Alternative Investments, Private Placements, Trading, Financial Structuring, Securities, Bonds, Emerging Markets, Asset Managment, Corporate Finance, Auditing, Executive Management, Structured Finance, Investor Relations, Finance, Investment Management, IPO, LBO, Financial Markets, Financial Institutions, Treasury Management, Investment Advisory, Management, Loans, Start-ups, Derivatives, Strategic Planning
Education
University of Pennsylvania - The Wharton School 1980 — 1982
MBA, FINANCE
Franklin & Marshall College 1975 — 1978
AB, Accounting
Florida Community Bank February 2010 - Present
Bond Street Holdings LLC February 2009 - Present
Children's Cancer and Blood Foundation October 2006 - April 2012
Indosuez Capital April 1992 - August 2000
Kidder Peabody September 1989 - March 1991
Drexel Burnham Lambert March 1985 - September 1989
Merrill Lynch January 1982 - January 1985
Warburg Paribas becker 1982 - 1983
Hurdman and Cranstoun August 1978 - August 1980
Skills
Private Equity, Mergers & Acquisitions, Investment Banking, Investments, Restructuring, Mergers, Financial Services, Asset Management, Credit, Equities, Leveraged Finance, Financial Analysis, Due Diligence, Capital Markets, Corporate Development, Strategy, Financial Modeling, Portfolio Management, Risk Management, Valuation, Venture Capital, Banking, Fixed Income, Hedge Funds, Alternative Investments, Private Placements, Trading, Financial Structuring, Securities, Bonds, Emerging Markets, Asset Managment, Corporate Finance, Auditing, Executive Management, Structured Finance, Investor Relations, Finance, Investment Management, IPO, LBO, Financial Markets, Financial Institutions, Treasury Management, Investment Advisory, Management, Loans, Start-ups, Derivatives, Strategic Planning
Education
University of Pennsylvania - The Wharton School 1980 — 1982
MBA, FINANCE
Franklin & Marshall College 1975 — 1978
AB, Accounting
Les Lieberman's Kidder Peabody Experience September 1989 - April 1992
Job Executive Managing Director at Sterling Partners, LLC
Industry Financial Services
Experience
Sterling Partners, LLC Managing PartnerSEI CAPITALJanuary 1996 - June 2008
Indosuez Capital April 1992 - August 1999
Kidder Peabody September 1989 - April 1992
Drexel Burnham Lambert March 1985 - August 1989
Education
University of Pennsylvania - The Wharton School 1980 — 1982
MBA, Finance
Franklin & Marshall College 1974 — 1978
AB, Liberal Arts
Sterling Partners, LLC Managing PartnerSEI CAPITALJanuary 1996 - June 2008
Indosuez Capital April 1992 - August 1999
Kidder Peabody September 1989 - April 1992
Drexel Burnham Lambert March 1985 - August 1989
Education
University of Pennsylvania - The Wharton School 1980 — 1982
MBA, Finance
Franklin & Marshall College 1974 — 1978
AB, Liberal Arts
Thomas Fuchs, CPA's Kidder Peabody Experience March 1991 - September 1994
Job Director of Operations at Saba Capital Management
Industry Financial Services
Experience
Saba Capital Management, L.P. April 2009 - Present
SAC Capital August 2004 - April 2009
Lehman Brothers October 1999 - August 2004
Lehman Brothers Bank 1994 - 2004
Lehman Brothers September 1994 - October 1999
Kidder Peabody March 1991 - September 1994
Kidder Peabody August 1989 - March 1991
KPMG Peat Marwick September 1986 - August 1989
Skills
Equities, Fixed Income, Finance, Equity Derivatives, FX Options, Options, Middle Office, Bonds, Valuation, Trading, Investments, Alternative Investments, Capital Markets, Credit, Derivatives, Foreign Exchange, Hedge Funds, Mutual Funds, Prime Brokerage
Education
Iona College 1982 — 1986
BBA
Saba Capital Management, L.P. April 2009 - Present
SAC Capital August 2004 - April 2009
Lehman Brothers October 1999 - August 2004
Lehman Brothers Bank 1994 - 2004
Lehman Brothers September 1994 - October 1999
Kidder Peabody March 1991 - September 1994
Kidder Peabody August 1989 - March 1991
KPMG Peat Marwick September 1986 - August 1989
Skills
Equities, Fixed Income, Finance, Equity Derivatives, FX Options, Options, Middle Office, Bonds, Valuation, Trading, Investments, Alternative Investments, Capital Markets, Credit, Derivatives, Foreign Exchange, Hedge Funds, Mutual Funds, Prime Brokerage
Education
Iona College 1982 — 1986
BBA
Todd Sinclair's Kidder Peabody Experience August 1987 - December 1988
Job Relationship Manager at GE Capital
Industry Financial Services
Experience
GE Capital January 1994 - Present
Comerica Bank January 1989 - January 1994
Kidder Peabody August 1987 - December 1988
Skills
Financial Services, Risk Management, Loan Origination, Commercial Banking, Finance, Credit Risk, Asset Based Lending, Due Diligence, Asset Managment, New Business Development, Investments, Equipment Leasing
Education
Miami University 1982 — 1987
MBA, MBA in Finance, BS in Marketing
GE Capital January 1994 - Present
Comerica Bank January 1989 - January 1994
Kidder Peabody August 1987 - December 1988
Skills
Financial Services, Risk Management, Loan Origination, Commercial Banking, Finance, Credit Risk, Asset Based Lending, Due Diligence, Asset Managment, New Business Development, Investments, Equipment Leasing
Education
Miami University 1982 — 1987
MBA, MBA in Finance, BS in Marketing
Gene De Soiza's Kidder Peabody Experience 1984 - 1986
Job Senior V.P. at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley March 1989 - Present
Lehman Brothers 1986 - 1989
Kidder Peabody 1984 - 1986
Xerox Corporation 1977 - 1981
Skills
Alternative Investments, Asset Management, Asset Managment, Budgets, Business Strategy, Financial Analysis, Financial Services, Investments, Marketing, Mutual Funds, New Business Development, Portfolio Management, Series 63, Series 7, Wealth Management, Asset Allocation, Strategic Financial..., Finance, Financial Planning, Fixed Income
Education
Iona College 1974 — 1977
bba, marketing
Morgan Stanley March 1989 - Present
Lehman Brothers 1986 - 1989
Kidder Peabody 1984 - 1986
Xerox Corporation 1977 - 1981
Skills
Alternative Investments, Asset Management, Asset Managment, Budgets, Business Strategy, Financial Analysis, Financial Services, Investments, Marketing, Mutual Funds, New Business Development, Portfolio Management, Series 63, Series 7, Wealth Management, Asset Allocation, Strategic Financial..., Finance, Financial Planning, Fixed Income
Education
Iona College 1974 — 1977
bba, marketing
Don Kittredge's Kidder Peabody Experience 1983 - 1988
Job Capital Research Partners
Industry Financial Services
Experience
Tiana Associates November 2003 - Present
CAPITAL RESEARCH PARTNERS 2003 - 2013
Kidder Peabody 1983 - 1988
Citibank August 1973 - January 1983
Skills
Corporate Finance, Venture Capital, Financial Modeling, Due Diligence, Capital Markets, Financial Analysis, Business Strategy
Education
University of Chicago 1971 — 1973
Master of Business Administration (MBA)
Lafayette College 1967 — 1971
Bachelor of Science (B.S.)
Hawken
Tiana Associates November 2003 - Present
CAPITAL RESEARCH PARTNERS 2003 - 2013
Kidder Peabody 1983 - 1988
Citibank August 1973 - January 1983
Skills
Corporate Finance, Venture Capital, Financial Modeling, Due Diligence, Capital Markets, Financial Analysis, Business Strategy
Education
University of Chicago 1971 — 1973
Master of Business Administration (MBA)
Lafayette College 1967 — 1971
Bachelor of Science (B.S.)
Hawken
Artie Vogel's Kidder Peabody Experience 1981 - 1995
Job Actively seeking full time management or consulting role in Securities Operations.
Industry Financial Services
Experience
Nomura Securities October 2010 - October 2012
Nomura Securities June 2009 - October 2010
ABN AMRO October 2001 - April 2009
AWV Consulting, Inc. April 2001 - October 2001
TruMarkets Inc March 2000 - March 2001
BT Alex. Brown Inc. April 1996 - December 1999
Smith Barney & Company, Incorporated December 1995 - March 1996
ISI Investment Services, Inc. January 1995 - November 1995
Kidder Peabody 1981 - 1995
Skills
Bloomberg, DTC, MBS, FINRA, Euroclear, Fixed Income, Equities, Securities, Derivatives, Capital Markets, Middle Office, Hedge Funds, Trading, Investment Banking, Prime Brokerage, FX Options, Collateral Management, Bonds, Back Office, Financial Markets, Settlement, Corporate Actions, Operational Risk..., Trading Systems, Mutual Funds, Financial Risk, Operational Risk, Finance, Account Reconciliation, Securities Lending, Financial Services, Reference Data, Credit, KYC, Options, Payments, Banking, Funding, Cash Management
Education
Iona College 1976 — 1980
BBA, Statistics and Finance
Nomura Securities October 2010 - October 2012
Nomura Securities June 2009 - October 2010
ABN AMRO October 2001 - April 2009
AWV Consulting, Inc. April 2001 - October 2001
TruMarkets Inc March 2000 - March 2001
BT Alex. Brown Inc. April 1996 - December 1999
Smith Barney & Company, Incorporated December 1995 - March 1996
ISI Investment Services, Inc. January 1995 - November 1995
Kidder Peabody 1981 - 1995
Skills
Bloomberg, DTC, MBS, FINRA, Euroclear, Fixed Income, Equities, Securities, Derivatives, Capital Markets, Middle Office, Hedge Funds, Trading, Investment Banking, Prime Brokerage, FX Options, Collateral Management, Bonds, Back Office, Financial Markets, Settlement, Corporate Actions, Operational Risk..., Trading Systems, Mutual Funds, Financial Risk, Operational Risk, Finance, Account Reconciliation, Securities Lending, Financial Services, Reference Data, Credit, KYC, Options, Payments, Banking, Funding, Cash Management
Education
Iona College 1976 — 1980
BBA, Statistics and Finance
Michael Guarnieri's Kidder Peabody Experience 1990 - 1994
Job Managing Director at Nomura Securities
Industry Financial Services
Experience
Nomura Securities International 2013 - Present
Nomura Securities International 2011 - 2013
Nomura Securities International 2009 - 2011
Lehman Brothers 1994 - 2009
Kidder Peabody 1990 - 1994
Education
Fordham University 1983 — 1987
Bachelor of Science, Finance
Nomura Securities International 2013 - Present
Nomura Securities International 2011 - 2013
Nomura Securities International 2009 - 2011
Lehman Brothers 1994 - 2009
Kidder Peabody 1990 - 1994
Education
Fordham University 1983 — 1987
Bachelor of Science, Finance
Morris Clothier's Kidder Peabody Experience September 1987 - September 1992
Job Advisor at Lexington Partners
Industry Investment Management
Experience
Lexington Partners July 2006 - Present
Tambour Capital Management September 2000 - December 2005
Narragansett Assett Management April 1999 - September 2000
SAC Capital January 1998 - March 1999
Lazard September 1992 - December 1997
Kidder Peabody September 1987 - September 1992
Education
Franklin & Marshall College 1983 — 1987
Bachelor's degree
Lexington Partners July 2006 - Present
Tambour Capital Management September 2000 - December 2005
Narragansett Assett Management April 1999 - September 2000
SAC Capital January 1998 - March 1999
Lazard September 1992 - December 1997
Kidder Peabody September 1987 - September 1992
Education
Franklin & Marshall College 1983 — 1987
Bachelor's degree
Narendra Dedhia's Kidder Peabody Experience January 1985 - April 1986
Job ETL Architect at GE Capital
Industry Consumer Goods
Experience
GE Capital February 2013 - Present
Deenar Corp April 2012 - February 2013
Deenar Corp September 2012 - December 2012
The Dannon Company March 2007 - March 2012
The Dannon Company November 1996 - April 2007
The Dannon Company July 1994 - November 1996
Louis Dreyfus May 1989 - June 1994
General Foods 1988 - 1989
ChemExec Relocations May 1986 - April 1988
Kidder Peabody January 1985 - April 1986
Skills
IRI, Consumer Products, Forecasting, SAP, Cross-functional Team..., Business Process, Data Warehousing, ERP, Supply Chain, Integration, Informatica, ETL, SAP ERP, Master Data Management, Business Analysis, Business Intelligence, SAP R/3, Business Objects, Analysis, Management
Education
Mercy College 1980 — 1985
BS, Comupter Science & Mathematics
GE Capital February 2013 - Present
Deenar Corp April 2012 - February 2013
Deenar Corp September 2012 - December 2012
The Dannon Company March 2007 - March 2012
The Dannon Company November 1996 - April 2007
The Dannon Company July 1994 - November 1996
Louis Dreyfus May 1989 - June 1994
General Foods 1988 - 1989
ChemExec Relocations May 1986 - April 1988
Kidder Peabody January 1985 - April 1986
Skills
IRI, Consumer Products, Forecasting, SAP, Cross-functional Team..., Business Process, Data Warehousing, ERP, Supply Chain, Integration, Informatica, ETL, SAP ERP, Master Data Management, Business Analysis, Business Intelligence, SAP R/3, Business Objects, Analysis, Management
Education
Mercy College 1980 — 1985
BS, Comupter Science & Mathematics
Jack Malvey's Kidder Peabody Experience November 1983 - May 1992
Job Chief Global Markets Strategist
Industry Investment Management
Experience
BNY Mellon Asset Management March 2011 - Present
Global Capital Markets Consulting Co. January 2009 - March 2011
Barclays Capital September 2008 - January 2009
Lehman Brothers May 1992 - September 2008
Kidder Peabody November 1983 - May 1992
Moody's Investors Service June 1978 - November 1983
Foreign Credit Insurance Association August 1975 - September 1977
Skills
Fixed Income, Capital Markets, Management, Hedge Funds, Derivatives, Equities, Structured Products, Bloomberg, Portfolio Management, Asset Management, Bonds, Investment Banking, Trading, Credit Derivatives, Valuation
Education
The New School 1975 — 1978
Economics
Georgetown University
A.B., Economics
BNY Mellon Asset Management March 2011 - Present
Global Capital Markets Consulting Co. January 2009 - March 2011
Barclays Capital September 2008 - January 2009
Lehman Brothers May 1992 - September 2008
Kidder Peabody November 1983 - May 1992
Moody's Investors Service June 1978 - November 1983
Foreign Credit Insurance Association August 1975 - September 1977
Skills
Fixed Income, Capital Markets, Management, Hedge Funds, Derivatives, Equities, Structured Products, Bloomberg, Portfolio Management, Asset Management, Bonds, Investment Banking, Trading, Credit Derivatives, Valuation
Education
The New School 1975 — 1978
Economics
Georgetown University
A.B., Economics
Jeffrey Hornstein's Kidder Peabody Experience August 1991 - August 1993
Job Managing Director at Peter J. Solomon Company
Industry Investment Banking
Experience
Peter J. Solomon Company August 1993 - Present
Kidder Peabody August 1991 - August 1993
Education
Harvard Business School 1989 — 1991
Master of Business Administration (MBA)
Yale University 1982 — 1986
Bachelor of Arts (B.A.), Economics
Lynnfield
Lynnfield
Peter J. Solomon Company August 1993 - Present
Kidder Peabody August 1991 - August 1993
Education
Harvard Business School 1989 — 1991
Master of Business Administration (MBA)
Yale University 1982 — 1986
Bachelor of Arts (B.A.), Economics
Lynnfield
Lynnfield
Alphonse Fletcher's Kidder Peabody Experience 1989 - 1991
Job Chief Executive Officer at Fletcher Asset Management
Industry Investment Management
Experience
Fletcher Asset Management March 1991 - Present
United States Air Force 1987 - 1994
Kidder Peabody 1989 - 1991
Bear Stearns 1987 - 1989
Skills
Equities, Hedge Funds, Valuation
Education
Yale University 2002 — 2004
MEM, Environmental Management
Harvard University 1983 — 1987
AB, Applied Mathematics
Massachusetts Institute of Technology 1983 — 1987
1st Lt. USAF, Aerospace Studies (US Air Force ROTC)
Fletcher Asset Management March 1991 - Present
United States Air Force 1987 - 1994
Kidder Peabody 1989 - 1991
Bear Stearns 1987 - 1989
Skills
Equities, Hedge Funds, Valuation
Education
Yale University 2002 — 2004
MEM, Environmental Management
Harvard University 1983 — 1987
AB, Applied Mathematics
Massachusetts Institute of Technology 1983 — 1987
1st Lt. USAF, Aerospace Studies (US Air Force ROTC)
Sasan Doroudian's Kidder Peabody Experience September 1993 - March 1996
Job Credit trader
Industry Financial Services
Experience
AllianceBernstein October 2011 - Present
Societe Generale 2010 - September 2011
MNB, LLC 2009 - 2010
SAC Capital November 2004 - March 2008
UBS Investment Bank November 2000 - March 2004
Paine Webber March 1996 - March 2000
Firmseek 2000 - 2000
Credit Suisse First Boston March 1995 - March 1996
Kidder Peabody September 1993 - March 1996
Education
Haverford College 1988 — 1992
B.A., Philosophy
AllianceBernstein October 2011 - Present
Societe Generale 2010 - September 2011
MNB, LLC 2009 - 2010
SAC Capital November 2004 - March 2008
UBS Investment Bank November 2000 - March 2004
Paine Webber March 1996 - March 2000
Firmseek 2000 - 2000
Credit Suisse First Boston March 1995 - March 1996
Kidder Peabody September 1993 - March 1996
Education
Haverford College 1988 — 1992
B.A., Philosophy
Nicky McGrane's Kidder Peabody Experience 1990 - 1993
Job Chief Financial Officer at Evolent Health
Industry Hospital & Health Care
Experience
Evolent Health October 2014 - Present
Riverside Management Group July 2013 - October 2014
Old Trafford LLC June 2012 - June 2013
Sbarro July 2010 - March 2012
MidOcean Partners December 1997 - July 2010
IMAX 1996 - 1997
Bain & Company 1995 - 1996
Kidder, Peabody 1990 - 1993
Skills
Mergers, Strategic Planning, Financial Modeling, Private Equity, Team Building
Education
Harvard Business School 1993 — 1995
MBA, Baker Scholar
Trinity College, Dublin 1985 — 1989
BSc., Management
Evolent Health October 2014 - Present
Riverside Management Group July 2013 - October 2014
Old Trafford LLC June 2012 - June 2013
Sbarro July 2010 - March 2012
MidOcean Partners December 1997 - July 2010
IMAX 1996 - 1997
Bain & Company 1995 - 1996
Kidder, Peabody 1990 - 1993
Skills
Mergers, Strategic Planning, Financial Modeling, Private Equity, Team Building
Education
Harvard Business School 1993 — 1995
MBA, Baker Scholar
Trinity College, Dublin 1985 — 1989
BSc., Management
John C. (Jay) Riley's Kidder Peabody Experience March 1983 - February 1995
Job First Vice President Investment Officer Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC November 2011 - Present
Morgan Stanley Smith Barney February 1995 - November 2011
Kidder Peabody March 1983 - February 1995
Brown University September 1978 - June 1982
Cornell University September 1976 - June 1978
Education
Harvard College 1969 — 1973
BA, History
Wells Fargo Advisors, LLC November 2011 - Present
Morgan Stanley Smith Barney February 1995 - November 2011
Kidder Peabody March 1983 - February 1995
Brown University September 1978 - June 1982
Cornell University September 1976 - June 1978
Education
Harvard College 1969 — 1973
BA, History
Julene Melquist's Kidder Peabody Experience 1993 - 1994
Job Senior Commercial Loan Underwriter at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. January 2011 - Present
Ameriprise Financial Services, Inc. 2005 - 2010
US Bancorp Asset Management 1994 - 2005
Kidder Peabody 1993 - 1994
St. Jude Medical 1988 - 1992
Education
University of St. Thomas - Opus College of Business 1989 — 1994
MBA, Finance
Gustavus Adolphus College 1983 — 1987
BA, Accounting
Ameriprise Financial Services, Inc. January 2011 - Present
Ameriprise Financial Services, Inc. 2005 - 2010
US Bancorp Asset Management 1994 - 2005
Kidder Peabody 1993 - 1994
St. Jude Medical 1988 - 1992
Education
University of St. Thomas - Opus College of Business 1989 — 1994
MBA, Finance
Gustavus Adolphus College 1983 — 1987
BA, Accounting
Jeffrey Hodde's Kidder Peabody Experience July 1969 - February 1976
Job CEO at Watchung Mountain Capital
Industry Venture Capital & Private Equity
Experience
Watchung Mountain Capital January 2000 - Present
Cowen and Company June 1989 - January 1991
Hambrecht & Quist 1987 - 1989
Oppenheimer & Co. 1981 - 1987
Merrill Lynch 1979 - 1981
White Weld 1978 - 1979
Merrill Lynch 1976 - 1978
Kidder Peabody July 1969 - February 1976
Skills
Strategic Planning, Marketing Strategy, International Relations, Public Speaking, Research, Sales Management, Corporate Development, Social Networking, Facebook, Volunteer Management, Entrepreneurship, Finance, Equities, Investments, Management, Sales, Strategy, Start-ups, Trading
Education
Hobart and William Smith Colleges 1965 — 1969
BA, Economics
The Pingry School 1963 — 1965
New York Institute of Finance
Investments, Corporate Finance, Technical Analysis
Summit High School
Watchung Mountain Capital January 2000 - Present
Cowen and Company June 1989 - January 1991
Hambrecht & Quist 1987 - 1989
Oppenheimer & Co. 1981 - 1987
Merrill Lynch 1979 - 1981
White Weld 1978 - 1979
Merrill Lynch 1976 - 1978
Kidder Peabody July 1969 - February 1976
Skills
Strategic Planning, Marketing Strategy, International Relations, Public Speaking, Research, Sales Management, Corporate Development, Social Networking, Facebook, Volunteer Management, Entrepreneurship, Finance, Equities, Investments, Management, Sales, Strategy, Start-ups, Trading
Education
Hobart and William Smith Colleges 1965 — 1969
BA, Economics
The Pingry School 1963 — 1965
New York Institute of Finance
Investments, Corporate Finance, Technical Analysis
Summit High School
Gail Goodwin-Quinn's Kidder Peabody Experience July 1985 - February 1989
Job Administrative Assistant at The Private Trust Company, NA
Industry Financial Services
Experience
The Private Trust Company, NA October 2010 - Present
SMITH BARNEY / CITIGROUP February 1989 - February 2009
Kidder Peabody July 1985 - February 1989
Bank One July 1979 - July 1985
Education
Lakeland Community College
Business Administration
The Private Trust Company, NA October 2010 - Present
SMITH BARNEY / CITIGROUP February 1989 - February 2009
Kidder Peabody July 1985 - February 1989
Bank One July 1979 - July 1985
Education
Lakeland Community College
Business Administration
Hilary Becker's Kidder Peabody Experience September 1987 - August 1988
Job US Business Development Manager at Ashurst
Industry Law Practice
Experience
Ashurst March 2009 - August 2011
Ashurst January 2000 - March 2009
Linklaters June 1997 - January 2000
Ashta International, Inc. December 1995 - September 1996
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates August 1995 - December 1995
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates June 1989 - August 1995
LaBrum & Doak November 1988 - May 1989
Kidder Peabody September 1987 - August 1988
Education
Fordham University 1984 — 1988
BA, Philosophy
Ashurst March 2009 - August 2011
Ashurst January 2000 - March 2009
Linklaters June 1997 - January 2000
Ashta International, Inc. December 1995 - September 1996
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates August 1995 - December 1995
Skadden, Arps, Slate, Meagher & Flom LLP & Affiliates June 1989 - August 1995
LaBrum & Doak November 1988 - May 1989
Kidder Peabody September 1987 - August 1988
Education
Fordham University 1984 — 1988
BA, Philosophy
David Schmueck's Kidder Peabody Experience 1975 - 1995
Job Principal at DBS606 LLC
Industry Financial Services
Experience
DBS606 LLC 2015 - Present
ConvergEx Group - LiquidPoint, LLC 2010 - 2014
LiquidPoint 2004 - 2010
LiquidPoint, LLC 2000 - 2004
Chicago Board Options Exchange 1979 - 2001
Kidder Peabody 1975 - 1995
Skills
Trading Systems, Electronic Trading, Derivatives, Equities, Financial Markets, Securities, Options, Capital Markets, Series 7, Series 3, Series 4, Series 24, Trading, FINRA, Regulatory Affairs, Hedge Funds, Fixed Income, Legal Compliance
Education
Loyola University Chicago
Bachelor of Arts (B.A.), Economics
DBS606 LLC 2015 - Present
ConvergEx Group - LiquidPoint, LLC 2010 - 2014
LiquidPoint 2004 - 2010
LiquidPoint, LLC 2000 - 2004
Chicago Board Options Exchange 1979 - 2001
Kidder Peabody 1975 - 1995
Skills
Trading Systems, Electronic Trading, Derivatives, Equities, Financial Markets, Securities, Options, Capital Markets, Series 7, Series 3, Series 4, Series 24, Trading, FINRA, Regulatory Affairs, Hedge Funds, Fixed Income, Legal Compliance
Education
Loyola University Chicago
Bachelor of Arts (B.A.), Economics
Peter Simon's Kidder Peabody Experience September 1975 - January 1988
Job CoChairman at William E. Simon and Sons
Industry Financial Services
Experience
William E. Simon and Sons February 1988 - Present
WilliamE. Simon Foundation 2000 - 2013
Kidder Peabody September 1975 - January 1988
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, Leadership, Investments, Management, Philanthropy, Fundraising, Financial Planning, Strategic Planning
Education
Lafayette College 1971 — 1975
Bachelor of Arts (B.A.), Psychology
Newark Academy 1965 — 1971
William E. Simon and Sons February 1988 - Present
WilliamE. Simon Foundation 2000 - 2013
Kidder Peabody September 1975 - January 1988
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Photoshop, Public Speaking, Leadership, Investments, Management, Philanthropy, Fundraising, Financial Planning, Strategic Planning
Education
Lafayette College 1971 — 1975
Bachelor of Arts (B.A.), Psychology
Newark Academy 1965 — 1971
Eartha Johnson's Kidder Peabody Experience 1993 - 1995
Job Manager, Customer Service, Sales and Fulfillment
Industry Publishing
Experience
RENEW International October 2008 - Present
Schering-Plough Pharmaceuticals 1998 - 2006
Benedetto, Gartland & Company 1996 - 1998
Kidder Peabody 1993 - 1995
Merrill Lynch 1987 - 1992
Skills
Leadership Development, Forecasting, Program Development, Strategic Planning, Team Building, Investments, Nonprofits, Project Management, Social Media Marketing, Marketing, English, Process Improvement, Public Speaking, Project Planning, Event Planning, Social Media, Budgets, Six Sigma, Teaching
Education
New York University - Leonard N. Stern School of Business
MBA, Marketing, Finance coursework
Fordham University
BA, Economics, Politics, English - triple major
The University of the State of New York
AS, Science
RENEW International October 2008 - Present
Schering-Plough Pharmaceuticals 1998 - 2006
Benedetto, Gartland & Company 1996 - 1998
Kidder Peabody 1993 - 1995
Merrill Lynch 1987 - 1992
Skills
Leadership Development, Forecasting, Program Development, Strategic Planning, Team Building, Investments, Nonprofits, Project Management, Social Media Marketing, Marketing, English, Process Improvement, Public Speaking, Project Planning, Event Planning, Social Media, Budgets, Six Sigma, Teaching
Education
New York University - Leonard N. Stern School of Business
MBA, Marketing, Finance coursework
Fordham University
BA, Economics, Politics, English - triple major
The University of the State of New York
AS, Science
Ron Rigney's Kidder Peabody Experience 1989 - 1997
Job Executive Recruiter at The Mergis Group
Industry Staffing and Recruiting
Experience
The Mergis Group November 2010 - Present
FCStone Carbon April 2005 - May 2009
Kidder Peabody 1989 - 1997
Education
Miami University 1974 — 1978
BS, Marketing
Butler High School
The Mergis Group November 2010 - Present
FCStone Carbon April 2005 - May 2009
Kidder Peabody 1989 - 1997
Education
Miami University 1974 — 1978
BS, Marketing
Butler High School
Mark Dorsett's Kidder Peabody Experience August 1990 - December 1994
Job Managing Director Credit Sales at Janney Montgomery Scott
Industry Capital Markets
Experience
Janney Montgomery Scott February 2013 - Present
Gleacher and Co March 2009 - January 2013
Northeast Bank September 2007 - February 2009
Barclays Investment Bank July 2003 - May 2005
Deutsche Bank May 2002 - May 2003
Deutsche Bank January 1995 - April 2002
Kidder Peabody August 1990 - December 1994
Skills
Capital Markets, Equities, Hedge Funds, Fixed Income, Investment Banking, Investments, Portfolio Management, Securities
Education
Kenyon College
BA Political Science
Kenyon College
Janney Montgomery Scott February 2013 - Present
Gleacher and Co March 2009 - January 2013
Northeast Bank September 2007 - February 2009
Barclays Investment Bank July 2003 - May 2005
Deutsche Bank May 2002 - May 2003
Deutsche Bank January 1995 - April 2002
Kidder Peabody August 1990 - December 1994
Skills
Capital Markets, Equities, Hedge Funds, Fixed Income, Investment Banking, Investments, Portfolio Management, Securities
Education
Kenyon College
BA Political Science
Kenyon College
Byron Gary's Kidder Peabody Experience 1995 - 1995
Job Associate at Deutsche Bank
Industry Investment Banking
Experience
Deutsche Bank April 2006 - Present
Bank of New York January 2004 - April 2006
Atlas Air Incorporated December 2002 - June 2003
Deutsche Bank January 1999 - June 2002
Societe Generale January 1996 - January 1999
Kidder Peabody 1995 - 1995
Education
Jackson State University
B.S, Finance
Deutsche Bank April 2006 - Present
Bank of New York January 2004 - April 2006
Atlas Air Incorporated December 2002 - June 2003
Deutsche Bank January 1999 - June 2002
Societe Generale January 1996 - January 1999
Kidder Peabody 1995 - 1995
Education
Jackson State University
B.S, Finance
Jeff Donahue's Kidder Peabody Experience 1986 - 1988
Job Vice President, Natural Resources, Private Investments at CPP Investment Board
Industry Investment Management
Experience
CPP Investment Board October 2009 - Present
BHP Billiton September 2003 - July 2009
Enron April 1998 - August 2003
UBS 1996 - 1998
Credit Suisse (fka CS First Boston) 1993 - 1996
McKinsey & Company 1990 - 1993
Kidder Peabody 1986 - 1988
ICF Incorporated 1984 - 1986
Skills
Strategy, Private Equity, Valuation, Business Development, Corporate Development, Financial Modeling, Due Diligence, Investment Banking, Mergers, Joint Ventures, Business Strategy, Capital Markets, Corporate Finance, Venture Capital, Mergers & Acquisitions, Analysis, Asset Management
Education
University of Chicago Graduate School of Business 1988 — 1990
MBA, Finance
Harvard College 1980 — 1984
AB, Applied Mathematics
CPP Investment Board October 2009 - Present
BHP Billiton September 2003 - July 2009
Enron April 1998 - August 2003
UBS 1996 - 1998
Credit Suisse (fka CS First Boston) 1993 - 1996
McKinsey & Company 1990 - 1993
Kidder Peabody 1986 - 1988
ICF Incorporated 1984 - 1986
Skills
Strategy, Private Equity, Valuation, Business Development, Corporate Development, Financial Modeling, Due Diligence, Investment Banking, Mergers, Joint Ventures, Business Strategy, Capital Markets, Corporate Finance, Venture Capital, Mergers & Acquisitions, Analysis, Asset Management
Education
University of Chicago Graduate School of Business 1988 — 1990
MBA, Finance
Harvard College 1980 — 1984
AB, Applied Mathematics
Patrick McDonough's Kidder Peabody Experience August 1991 - December 1994
Job Managing Director at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley February 2000 - Present
Paine Webber January 1995 - January 2000
Kidder Peabody August 1991 - December 1994
United Parcel Service September 1990 - August 1991
Skills
Investment Banking, Strategy, Mergers & Acquisitions
Education
New York University, Stern School of Business 1994 — 1998
MBA, Finance
Lehigh University 1986 — 1990
BA, Economics
Summit High School
Morgan Stanley February 2000 - Present
Paine Webber January 1995 - January 2000
Kidder Peabody August 1991 - December 1994
United Parcel Service September 1990 - August 1991
Skills
Investment Banking, Strategy, Mergers & Acquisitions
Education
New York University, Stern School of Business 1994 — 1998
MBA, Finance
Lehigh University 1986 — 1990
BA, Economics
Summit High School
Brian Snyder's Kidder Peabody Experience 1992 - 1993
Job Managing Director at North Capital Private Securities
Industry Financial Services
Experience
North Capital Private Securities September 2014 - Present
Equiteer January 2013 - Present
Canaccord Genuity Inc. July 2008 - March 2010
Bear Stearns May 2002 - June 2008
ABN AMRO Bank N.V. 2001 - 2002
ING Barings 1997 - 2001
Furman Selz 1993 - 1997
Kidder Peabody 1992 - 1993
Furman Selz 1991 - 1992
Education
Lehigh University 1987 — 1990
BA, International Relations
North Capital Private Securities September 2014 - Present
Equiteer January 2013 - Present
Canaccord Genuity Inc. July 2008 - March 2010
Bear Stearns May 2002 - June 2008
ABN AMRO Bank N.V. 2001 - 2002
ING Barings 1997 - 2001
Furman Selz 1993 - 1997
Kidder Peabody 1992 - 1993
Furman Selz 1991 - 1992
Education
Lehigh University 1987 — 1990
BA, International Relations
Paul Leming's Kidder Peabody Experience April 1983 - March 1987
Job Analyst at Water Street Capital
Industry Financial Services
Experience
Water Street Capital March 2012 - Present
Ticonderoga Securities LLC June 2011 - January 2012
Soleil Securities June 2004 - May 2011
ING Barings/ABN Amro June 1998 - April 2002
Deutsche Bank June 1994 - June 1998
Morgan Stanley March 1987 - May 1991
Kidder Peabody April 1983 - March 1987
Education
Georgetown University 1973 — 1975
Bachelor of Science (B.S.), Business Administration - Finance
Water Street Capital March 2012 - Present
Ticonderoga Securities LLC June 2011 - January 2012
Soleil Securities June 2004 - May 2011
ING Barings/ABN Amro June 1998 - April 2002
Deutsche Bank June 1994 - June 1998
Morgan Stanley March 1987 - May 1991
Kidder Peabody April 1983 - March 1987
Education
Georgetown University 1973 — 1975
Bachelor of Science (B.S.), Business Administration - Finance
Cw Hornsby's Kidder Peabody Experience 1984 - 1995
Job Owner, Hornsby & Company, Inc.
Industry Oil & Energy
Experience
Hornsby & Company, Inc. October 1994 - Present
Kidder Peabody 1984 - 1995
Paine Webber 1973 - 1984
Skills
Team Building, Derivatives, Energy, Negotiation, Upstream, Petroleum, Business Strategy, Project Management, Microsoft Office, New Business Development, Strategic Planning, Business Development, Trading, Risk Management, Natural Gas, Project Planning, Customer Service
Education
Furman University
Bachelor's degree, Economics
Hornsby & Company, Inc. October 1994 - Present
Kidder Peabody 1984 - 1995
Paine Webber 1973 - 1984
Skills
Team Building, Derivatives, Energy, Negotiation, Upstream, Petroleum, Business Strategy, Project Management, Microsoft Office, New Business Development, Strategic Planning, Business Development, Trading, Risk Management, Natural Gas, Project Planning, Customer Service
Education
Furman University
Bachelor's degree, Economics
Deepka Gidumal's Kidder Peabody Experience 1987 - 1988
Job Independent Investor at Independent Investor
Industry Investment Management
Experience
Independent Investor 2003 - Present
Citicorp Investment Bank 1988 - 1990
Kidder Peabody 1987 - 1988
Education
Imperial College London 1984 — 1987
BSc, Mathematics
Independent Investor 2003 - Present
Citicorp Investment Bank 1988 - 1990
Kidder Peabody 1987 - 1988
Education
Imperial College London 1984 — 1987
BSc, Mathematics
kerry Stein's Kidder Peabody Experience March 1992 - October 1995
Job Managing Director:head of credit trading at Lloyds
Industry Banking
Experience
Lloyds August 2011 - Present
Lloyds Banking Group - North America 2011 - Present
kerco wine exchange 2010 - 2013
Morgan Joseph TriArtisan LLC 2003 - 2008
PaineWebber November 1995 - November 2000
Kidder Peabody March 1992 - October 1995
Drexel Burnham Lambert 1985 - 1990
HAMMEL Financial 1983 - 1985
Skills
Trading, Banking, Capital Markets, Risk Management, Investments, Fixed Income, Financial Analysis, Credit Risk, Relationship Management, Investment Banking, Bonds, Bloomberg
Education
Franklin Pierce College 1976 — 1980
Finance, Economics
Lloyds August 2011 - Present
Lloyds Banking Group - North America 2011 - Present
kerco wine exchange 2010 - 2013
Morgan Joseph TriArtisan LLC 2003 - 2008
PaineWebber November 1995 - November 2000
Kidder Peabody March 1992 - October 1995
Drexel Burnham Lambert 1985 - 1990
HAMMEL Financial 1983 - 1985
Skills
Trading, Banking, Capital Markets, Risk Management, Investments, Fixed Income, Financial Analysis, Credit Risk, Relationship Management, Investment Banking, Bonds, Bloomberg
Education
Franklin Pierce College 1976 — 1980
Finance, Economics
Victoria Morton's Kidder Peabody Experience July 1993 - January 1995
Job Publishing Professional
Industry Publishing
Experience
Time Inc. May 1995 - June 2002
J.P. Morgan January 1995 - May 1995
Kidder Peabody July 1993 - January 1995
Education
Georgetown University 1989 — 1993
Bachelor of Arts (B.A.), English Language and Literature, General
Time Inc. May 1995 - June 2002
J.P. Morgan January 1995 - May 1995
Kidder Peabody July 1993 - January 1995
Education
Georgetown University 1989 — 1993
Bachelor of Arts (B.A.), English Language and Literature, General
Thomas Tobin's Kidder Peabody Experience 1991 - 1996
Job VP Credit Suisse
Industry Banking
Experience
Credit Suisse February 2006 - Present
Credit Agricole 2000 - 2005
Goldman Sachs 1997 - 2000
Kidder Peabody 1991 - 1996
Skills
Risk Management, Financial Risk, Investment Banking, Fixed Income, Trading, Business Analysis, Operational Risk, Middle Office, Portfolio Management, Back Office, Vendor Management, Derivatives, Credit, Settlement
Education
Indiana University of Pennsylvania 1989 — 1991
Finance, General
Indiana University of Pennsylvania 1989 — 1991
Economics
Rockland Community College 1986 — 1988
Business Administration and Management, General
Rockland Community College 1986 — 1988
Marketing
Rockland Community College 1986 — 1988
Advertising
Credit Suisse February 2006 - Present
Credit Agricole 2000 - 2005
Goldman Sachs 1997 - 2000
Kidder Peabody 1991 - 1996
Skills
Risk Management, Financial Risk, Investment Banking, Fixed Income, Trading, Business Analysis, Operational Risk, Middle Office, Portfolio Management, Back Office, Vendor Management, Derivatives, Credit, Settlement
Education
Indiana University of Pennsylvania 1989 — 1991
Finance, General
Indiana University of Pennsylvania 1989 — 1991
Economics
Rockland Community College 1986 — 1988
Business Administration and Management, General
Rockland Community College 1986 — 1988
Marketing
Rockland Community College 1986 — 1988
Advertising
Mike Flooks's Kidder Peabody Experience 1992 - 1994
Job Structured Product Sales at Vining Sparks IBG
Industry Capital Markets
Experience
Vining Sparks IBG May 2015 - Present
CRT LLC October 2009 - May 2015
National City Corp/PNC 2006 - 2009
Amherst Securities Group 1998 - 2006
RBS Greenwich Capital 1997 - 1998
Donaldson, Lufkin & Jenrette 1994 - 1997
Kidder Peabody 1992 - 1994
J.P. Morgan 1988 - 1992
Salomon Brothers 1984 - 1988
Skills
Fixed Income, Sales, Trading, Capital Markets, Account Management, Securities, New Business Development, Systems Development..., Business Planning, Hedge Funds, Portfolio Management, MBS
Education
La Salle University
Bachelor of Science (BS), Marketing/Accounting
Vining Sparks IBG May 2015 - Present
CRT LLC October 2009 - May 2015
National City Corp/PNC 2006 - 2009
Amherst Securities Group 1998 - 2006
RBS Greenwich Capital 1997 - 1998
Donaldson, Lufkin & Jenrette 1994 - 1997
Kidder Peabody 1992 - 1994
J.P. Morgan 1988 - 1992
Salomon Brothers 1984 - 1988
Skills
Fixed Income, Sales, Trading, Capital Markets, Account Management, Securities, New Business Development, Systems Development..., Business Planning, Hedge Funds, Portfolio Management, MBS
Education
La Salle University
Bachelor of Science (BS), Marketing/Accounting
Mark Benaharon's Kidder Peabody Experience June 1992 - May 1995
Job Executive Director Group Treasury Structural Interest Rate and Liquidity Risk Management
Industry Financial Services
Experience
UBS September 2015 - Present
UBS December 2012 - Present
UBS August 2007 - November 2012
GE Capital June 1996 - May 2007
FIRST INSTITUTIONAL SECURITIES, INC May 1995 - March 1996
Kidder Peabody June 1992 - May 1995
FEDERAL RESERVE BANK August 1989 - June 1992
Army Paratroopers August 1982 - August 1986
Skills
Portfolio Management, ALM, Treasury Management, Treasury Services, Six Sigma, Structured Products, Cash Flow Forecasting, Liquidity Risk..., ABS, MBS, CMBS, CDOs, Credit Derivatives, Euro-Dollar Futures, Interest Rate Risk..., Cash Capital, Structural Liquidity GAP, Performance Benchmarking, CMOs, Taxable Municiple Debt, Alternative Risk..., GAAP-Hedge Accounting, IFRS-Hedge Accounting, Accounting, Banking, Derivatives, FX Options, Financial Institutions, Finance, Financial Risk, Interest Rate..., Fixed Income, Trading, Risk Management, Credit, Financial Structuring, Funding, Capital Markets, Financial Modeling, Treasury, Hedging, Asset Management, Investments, Financial Markets, Securities, Bonds, Valuation, Structured Finance, Management, Financial Analysis
Education
Federal Reserve Bank Credit Training 1989 — 1992
GE Six Sigma Certification 1986 — 1989
Quality
Hofstra University 1986 — 1989
Bachelor of Business Administration (BBA), Banking, Corporate, Finance, and Securities Law
UBS September 2015 - Present
UBS December 2012 - Present
UBS August 2007 - November 2012
GE Capital June 1996 - May 2007
FIRST INSTITUTIONAL SECURITIES, INC May 1995 - March 1996
Kidder Peabody June 1992 - May 1995
FEDERAL RESERVE BANK August 1989 - June 1992
Army Paratroopers August 1982 - August 1986
Skills
Portfolio Management, ALM, Treasury Management, Treasury Services, Six Sigma, Structured Products, Cash Flow Forecasting, Liquidity Risk..., ABS, MBS, CMBS, CDOs, Credit Derivatives, Euro-Dollar Futures, Interest Rate Risk..., Cash Capital, Structural Liquidity GAP, Performance Benchmarking, CMOs, Taxable Municiple Debt, Alternative Risk..., GAAP-Hedge Accounting, IFRS-Hedge Accounting, Accounting, Banking, Derivatives, FX Options, Financial Institutions, Finance, Financial Risk, Interest Rate..., Fixed Income, Trading, Risk Management, Credit, Financial Structuring, Funding, Capital Markets, Financial Modeling, Treasury, Hedging, Asset Management, Investments, Financial Markets, Securities, Bonds, Valuation, Structured Finance, Management, Financial Analysis
Education
Federal Reserve Bank Credit Training 1989 — 1992
GE Six Sigma Certification 1986 — 1989
Quality
Hofstra University 1986 — 1989
Bachelor of Business Administration (BBA), Banking, Corporate, Finance, and Securities Law
Robert Steuerman's Kidder Peabody Experience 1990 - 1991
Job Financial Services Professional
Industry Financial Services
Experience
Morgan Stanley October 2012 - April 2013
Ridge Clearing 2007 - 2012
XCITEK 2006 - 2007
Control Associates 2005 - 2006
Wachovia Securities/Prudential Securities 1991 - 2005
Kidder Peabody 1990 - 1991
PANACHE 1982 - 1990
Skills
Vault Operations, Client & Security..., Corporate Actions, Income Collection, Dividend Collection &..., Securities, Hedge Funds, Swaps, Investment Banking, Trading, Mutual Funds, Derivatives, Back Office, Series 63, Currency, Series 7, Equities, Middle Office, Fixed Income, Financial Services
Education
Long Island University, Brooklyn Campus
Bachelor of Science (B.S.), Accounting and Economics
Long Island University, Brooklyn Campus
Master of Science (M.S.), Taxation
Morgan Stanley October 2012 - April 2013
Ridge Clearing 2007 - 2012
XCITEK 2006 - 2007
Control Associates 2005 - 2006
Wachovia Securities/Prudential Securities 1991 - 2005
Kidder Peabody 1990 - 1991
PANACHE 1982 - 1990
Skills
Vault Operations, Client & Security..., Corporate Actions, Income Collection, Dividend Collection &..., Securities, Hedge Funds, Swaps, Investment Banking, Trading, Mutual Funds, Derivatives, Back Office, Series 63, Currency, Series 7, Equities, Middle Office, Fixed Income, Financial Services
Education
Long Island University, Brooklyn Campus
Bachelor of Science (B.S.), Accounting and Economics
Long Island University, Brooklyn Campus
Master of Science (M.S.), Taxation
Peter Marcil's Kidder Peabody Experience February 1993 - July 1995
Job Managing Director at Bentley Associates
Industry Investment Banking
Experience
Bentley Associates Managing DirectorThomasLloyd Capital, LLCMay 2007 - August 2009
Merriman Capital, Inc. June 2003 - March 2007
Wells Fargo Securities September 1998 - February 2003
Imperial Capital, LLC July 1995 - September 1998
Kidder Peabody February 1993 - July 1995
Education
Southern Methodist University
Master of Business Administration (MBA)
Manhattan College
Bachelor of Arts (B.A.)
Bentley Associates Managing DirectorThomasLloyd Capital, LLCMay 2007 - August 2009
Merriman Capital, Inc. June 2003 - March 2007
Wells Fargo Securities September 1998 - February 2003
Imperial Capital, LLC July 1995 - September 1998
Kidder Peabody February 1993 - July 1995
Education
Southern Methodist University
Master of Business Administration (MBA)
Manhattan College
Bachelor of Arts (B.A.)
Elizabeth Hugo's Kidder Peabody Experience April 1985 - November 1991
Job
Industry Pharmaceuticals
Experience
Shoprite November 2012 - Present
Kidder Peabody April 1985 - November 1991
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Public Speaking, Strategic Planning, Budgets, Negotiation, Editing
Education
Iona College 1973 — 1977
Bachelor of Business Administration (B.B.A.)
Shoprite November 2012 - Present
Kidder Peabody April 1985 - November 1991
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Public Speaking, Strategic Planning, Budgets, Negotiation, Editing
Education
Iona College 1973 — 1977
Bachelor of Business Administration (B.B.A.)
Alan Gilbert's Kidder Peabody Experience 1987 - 1989
Job Private Investor
Industry Financial Services
Experience
Byram Shore Investment Partners March 2015 - Present
Calf Island Conservancy January 2015 - Present
Skidmore College October 2014 - Present
Freedom 3 Capital December 2013 - Present
Amherst Securities Group 1993 - 2012
Credit Suisse 1991 - 1993
Kidder, Peabody 1987 - 1989
J.P. Morgan 1986 - 1987
Skills
Fixed Income, Securities, Financial Analysis, Financial Modeling, Hedge Funds, Series 7, Real Estate Transactions
Education
Wharton School, University of Pennsylvania 1989 — 1991
Master of Business Administration (MBA), Finance, Entrepreneurial Management
Georgetown University 1982 — 1986
Bachelor of Science (BS), Accounting
Byram Shore Investment Partners March 2015 - Present
Calf Island Conservancy January 2015 - Present
Skidmore College October 2014 - Present
Freedom 3 Capital December 2013 - Present
Amherst Securities Group 1993 - 2012
Credit Suisse 1991 - 1993
Kidder, Peabody 1987 - 1989
J.P. Morgan 1986 - 1987
Skills
Fixed Income, Securities, Financial Analysis, Financial Modeling, Hedge Funds, Series 7, Real Estate Transactions
Education
Wharton School, University of Pennsylvania 1989 — 1991
Master of Business Administration (MBA), Finance, Entrepreneurial Management
Georgetown University 1982 — 1986
Bachelor of Science (BS), Accounting
Tom Ostrander's Kidder Peabody Experience July 1976 - February 1989
Job Personal Investments
Industry Financial Services
Experience
Personal Investments August 2015 - Present
U.S. Alliance Paper March 2013 - August 2015
GCA Savvian January 2011 - March 2015
LiveAutographs.com March 2009 - December 2010
Banc of America Securities November 2006 - June 2008
Westmoreland Coal Company July 1995 - August 2007
Salomon Brothers/Citigroup March 1989 - September 2006
Kidder Peabody July 1976 - February 1989
Ernst & Whinney May 1972 - August 1975
Skills
Investment Banking, Governance, Equity Capital Markets, Mergers & Acquisitions, Finance, Corporate Finance, Valuation, Private Equity, Strategy, Investments, Venture Capital, IPO, Capital Raising, Capital Markets, Business Development, Corporate Development, LBO, Private Placements, Financial Modeling, Due Diligence, M&A experience, Financial Structuring, Alternative Investments, Emerging Markets, Equities, Hedge Funds, Restructuring, Business Valuation
Education
Harvard Business School 1974 — 1976
Master of Business Administration (M.B.A.), General management/Finance/Strategy, With Distinction (Top 10%)
University of Michigan 1968 — 1972
A.B. Literature, Science & Arts, Economics/Accounting, Cum Laude
Personal Investments August 2015 - Present
U.S. Alliance Paper March 2013 - August 2015
GCA Savvian January 2011 - March 2015
LiveAutographs.com March 2009 - December 2010
Banc of America Securities November 2006 - June 2008
Westmoreland Coal Company July 1995 - August 2007
Salomon Brothers/Citigroup March 1989 - September 2006
Kidder Peabody July 1976 - February 1989
Ernst & Whinney May 1972 - August 1975
Skills
Investment Banking, Governance, Equity Capital Markets, Mergers & Acquisitions, Finance, Corporate Finance, Valuation, Private Equity, Strategy, Investments, Venture Capital, IPO, Capital Raising, Capital Markets, Business Development, Corporate Development, LBO, Private Placements, Financial Modeling, Due Diligence, M&A experience, Financial Structuring, Alternative Investments, Emerging Markets, Equities, Hedge Funds, Restructuring, Business Valuation
Education
Harvard Business School 1974 — 1976
Master of Business Administration (M.B.A.), General management/Finance/Strategy, With Distinction (Top 10%)
University of Michigan 1968 — 1972
A.B. Literature, Science & Arts, Economics/Accounting, Cum Laude
John Petrozzi's Kidder Peabody Experience 1991 - 1993
Job Managing Partner at Muller Road Capital, LP
Industry Investment Management
Experience
Muller Road Capital, LP 2012 - Present
Royal Bank of Scotland 2006 - 2010
Goldman Sachs 1999 - 2005
Merrill Lynch 1993 - 1999
Kidder Peabody 1991 - 1993
Skills
Investments, Hedge Funds, Fixed Income, Credit, Mutual Funds, Trading, Alternative Investments, Structured Products, Equities, Bonds, Capital Markets, Asset Management, Investment Banking, Portfolio Management
Education
Fordham University 1987 — 1991
Bachelor of Science (BS), Finance, Economics
St, Joseph's Preparatory School 1983 — 1987
Muller Road Capital, LP 2012 - Present
Royal Bank of Scotland 2006 - 2010
Goldman Sachs 1999 - 2005
Merrill Lynch 1993 - 1999
Kidder Peabody 1991 - 1993
Skills
Investments, Hedge Funds, Fixed Income, Credit, Mutual Funds, Trading, Alternative Investments, Structured Products, Equities, Bonds, Capital Markets, Asset Management, Investment Banking, Portfolio Management
Education
Fordham University 1987 — 1991
Bachelor of Science (BS), Finance, Economics
St, Joseph's Preparatory School 1983 — 1987
Dmitry Shklyar's Kidder Peabody Experience November 1988 - May 1994
Job Managing Director at Amherst Pierpont
Industry Financial Services
Experience
Amherst Holdings February 1997 - Present
Lehman Brothers January 1996 - January 1997
Credit Suisse May 1994 - January 1996
Kidder Peabody November 1988 - May 1994
Skills
Trading, Fixed Income, Equities, Capital Markets, Portfolio Management, Hedge Funds, Derivatives, Valuation
Education
Marquette University 1984 — 1988
Bachelor of Science, Finance and Financial Management Services
Amherst Holdings February 1997 - Present
Lehman Brothers January 1996 - January 1997
Credit Suisse May 1994 - January 1996
Kidder Peabody November 1988 - May 1994
Skills
Trading, Fixed Income, Equities, Capital Markets, Portfolio Management, Hedge Funds, Derivatives, Valuation
Education
Marquette University 1984 — 1988
Bachelor of Science, Finance and Financial Management Services
Keith Ramsden's Kidder Peabody Experience 1990 - 1993
Job Chief Investment Officer at Main Street Renewal
Industry Real Estate
Experience
Main street renewal May 2012 - Present
Five Mile Capital June 2008 - May 2012
Painewebber 1994 - 2000
Kidder Peabody 1990 - 1993
Deloitte 1985 - 1989
Skills
Equities, Alternative Investments, Single Family Residences
Education
University of Pittsburgh 1981 — 1982
MBA, Finance, General
Miami University 1977 — 1981
Bachelor of Science (BS), Accounting
Main street renewal May 2012 - Present
Five Mile Capital June 2008 - May 2012
Painewebber 1994 - 2000
Kidder Peabody 1990 - 1993
Deloitte 1985 - 1989
Skills
Equities, Alternative Investments, Single Family Residences
Education
University of Pittsburgh 1981 — 1982
MBA, Finance, General
Miami University 1977 — 1981
Bachelor of Science (BS), Accounting
Ken Szeto's Kidder Peabody Experience July 1986 - May 1995
Job Investment Banking Professional
Industry Investment Banking
Experience
Goldman Sachs June 1995 - June 2014
Kidder Peabody July 1986 - May 1995
Skills
SQL, SDLC, Requirements Analysis, Investment Banking, COBOL, CICS, JCL, Syncsort, Fileaid, FILEMASTER, Panvalet, Intertest, ENDEVOR, IBM Mainframe, z/OS
Education
LIU Brooklyn 1982 — 1986
Bachelor of Science (BS), Computer Science, Summa Cum Laude
Goldman Sachs June 1995 - June 2014
Kidder Peabody July 1986 - May 1995
Skills
SQL, SDLC, Requirements Analysis, Investment Banking, COBOL, CICS, JCL, Syncsort, Fileaid, FILEMASTER, Panvalet, Intertest, ENDEVOR, IBM Mainframe, z/OS
Education
LIU Brooklyn 1982 — 1986
Bachelor of Science (BS), Computer Science, Summa Cum Laude
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS