Kidder Peabody
Industry: Investment banking company
DescriptionKidder, Peabody & Co. was an American securities firm, established in Massachusetts in 1865. The company's operations included investment banking, brokerage, and trading. The firm was sold to General Electric in 1986. Following heavy losses, it was subsequently sold to PaineWebber in 1994. Ceased operations: 1994 Headquarters: Boston, Massachusetts, United States Founder: Henry P. Kidder Founded: 1865 Type of business: Subsidiary (Inactive) of UBS AG Fate: Acquired by PaineWebber
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Kidder Peabody Employees
Employee
Years
Job
Industry
John Smyth John Smyth's Kidder Peabody Experience 1987 - 1995
Job Principal at Williams Trading, LLC
Industry Financial Services
Experience
Williams Trading, LLC 2009 - Present
North Sound Capital 2006 - 2009
FTN Midwest Securities 2002 - 2006
ABN AMRO Bank N.V. 1995 - 2002
Kidder Peabody 1987 - 1995
Skills
Hedge Funds, Equity Trading, Equities, Securities, Trading, Investments, Capital Markets, Institutional..., Bloomberg, Electronic Trading, Trading Systems, Asset Management, Market Data, Portfolio Management, Financial Analysis, FINRA, Equity Research, Options, Valuation, Risk Management, Asset Managment, Trading Strategies, Investment Management, Series 7, 24, 63, 55, Management, Marketing Communications, Coaching, Team Building, Team Leadership, Business Analysis, Consulting, Sales Management, Sales, Social Media, Technical Analysis, Marketing Strategy, Social Media Marketing, Client Liason, Customer Relations, Market Analysis
Education
Princeton University 1982 — 1986
B.A., History/ Economics
Stamford Catholic High School 1978 — 1982
Williams Trading, LLC 2009 - Present
North Sound Capital 2006 - 2009
FTN Midwest Securities 2002 - 2006
ABN AMRO Bank N.V. 1995 - 2002
Kidder Peabody 1987 - 1995
Skills
Hedge Funds, Equity Trading, Equities, Securities, Trading, Investments, Capital Markets, Institutional..., Bloomberg, Electronic Trading, Trading Systems, Asset Management, Market Data, Portfolio Management, Financial Analysis, FINRA, Equity Research, Options, Valuation, Risk Management, Asset Managment, Trading Strategies, Investment Management, Series 7, 24, 63, 55, Management, Marketing Communications, Coaching, Team Building, Team Leadership, Business Analysis, Consulting, Sales Management, Sales, Social Media, Technical Analysis, Marketing Strategy, Social Media Marketing, Client Liason, Customer Relations, Market Analysis
Education
Princeton University 1982 — 1986
B.A., History/ Economics
Stamford Catholic High School 1978 — 1982
Christopher Deveny Christopher Deveny's Kidder Peabody Experience 1991 - 1994
Job Managing Director/Chairman Midwest Region/Private Bank at JP Morgan
Industry Financial Services
Experience
JP Morgan 2012 - Present
JPMorgan Private Bank 2005 - 2012
JPMorgan Private Bank 2002 - 2005
JPMorgan Private Bank 1995 - 2002
Donaldson, Lufkin & Jenrette 1994 - 1995
Kidder Peabody 1991 - 1994
Skills
Strategic Management -..., Investments, Business Growth, Financial Analysis, Risk Management, Finance, Mergers, Fixed Income, Equities, Portfolio Management, Asset Managment, Private Equity, Asset Allocation, Investment Management, Structured Products, Private Banking, Fund Of Funds, Wealth Management..., Wealth Management, Alternative Investments, Capital Markets
Education
Northwestern University - Kellogg School of Management 1987 — 1989
MBA, Finance
Indiana University Bloomington 1980 — 1984
BS, Business
JP Morgan 2012 - Present
JPMorgan Private Bank 2005 - 2012
JPMorgan Private Bank 2002 - 2005
JPMorgan Private Bank 1995 - 2002
Donaldson, Lufkin & Jenrette 1994 - 1995
Kidder Peabody 1991 - 1994
Skills
Strategic Management -..., Investments, Business Growth, Financial Analysis, Risk Management, Finance, Mergers, Fixed Income, Equities, Portfolio Management, Asset Managment, Private Equity, Asset Allocation, Investment Management, Structured Products, Private Banking, Fund Of Funds, Wealth Management..., Wealth Management, Alternative Investments, Capital Markets
Education
Northwestern University - Kellogg School of Management 1987 — 1989
MBA, Finance
Indiana University Bloomington 1980 — 1984
BS, Business
Steven Sebastian Steven Sebastian's Kidder Peabody Experience 1984 - 1989
Job Managing Director and Head of Financial Advisory Services at Seaport Global Securities
Industry Financial Services
Experience
Seaport Global Securities 2009 - Present
Monterey Support Group / TPG Growth 2008 - 2009
Chanin Capital Partners 2003 - 2007
Westar Capital 1996 - 2002
Bear Stearns 1994 - 1996
Deutsche Bank 1990 - 1994
Drexel Burnham Lambert 1989 - 1990
Kidder Peabody 1984 - 1989
Skills
Accounting, Acquisition Integration, Acquisitions, Board Development, Board of Directors, Board Governance, Building Relationships, Business Analysis, Business Development, Business Strategy, Compensation Structures, Consumer Products, Corporate Finance, Corporate Tax, Debt & Equity Financing, Debt Restructuring, Divestitures, Due Diligence, Energy, Equities, Finance, Financial Analysis, Financial Modeling, Financial Reporting, Financial Services, Healthcare, International Business, Investment Banking, Investments, Leveraged Finance, LBO, Management, Mergers & Acquisitions, Portfolio Management, Private Equity, Restructuring, SaaS, Shipping, Special Situations, Statistics, Turnaround Experience, Valuation
Education
Northwestern University
BA, Mathematics & Economics (double major)
Northwestern University - Kellogg School of Management
MBA, Finance, Accounting
Northwestern University School of Law
JD
Seaport Global Securities 2009 - Present
Monterey Support Group / TPG Growth 2008 - 2009
Chanin Capital Partners 2003 - 2007
Westar Capital 1996 - 2002
Bear Stearns 1994 - 1996
Deutsche Bank 1990 - 1994
Drexel Burnham Lambert 1989 - 1990
Kidder Peabody 1984 - 1989
Skills
Accounting, Acquisition Integration, Acquisitions, Board Development, Board of Directors, Board Governance, Building Relationships, Business Analysis, Business Development, Business Strategy, Compensation Structures, Consumer Products, Corporate Finance, Corporate Tax, Debt & Equity Financing, Debt Restructuring, Divestitures, Due Diligence, Energy, Equities, Finance, Financial Analysis, Financial Modeling, Financial Reporting, Financial Services, Healthcare, International Business, Investment Banking, Investments, Leveraged Finance, LBO, Management, Mergers & Acquisitions, Portfolio Management, Private Equity, Restructuring, SaaS, Shipping, Special Situations, Statistics, Turnaround Experience, Valuation
Education
Northwestern University
BA, Mathematics & Economics (double major)
Northwestern University - Kellogg School of Management
MBA, Finance, Accounting
Northwestern University School of Law
JD
Carl Rudnick's Kidder Peabody Experience 1986 - 1989
Job Resident at sukhavati
Industry Philanthropy
Experience
sukhavati March 2011 - Present
Lorel Marketing Group April 1996 - March 2011
Credit Suisse First Boston 1990 - 1996
Kidder Peabody 1986 - 1989
Skills
Strategic Planning, Marketing Strategy, Mergers, Team Building, Customer Relations, Market Research, Customer Service, Leadership, Marketing, Direct Marketing, CRM, Strategy, Business Strategy, New Business Development, Marketing Communications, Product Development, Online Advertising, Advertising, Interactive Marketing, B2B, Email Marketing, Integrated Marketing, Brand Development, Online Marketing, Lead Generation, Social Media Marketing, Analytics, Competitive Analysis, Digital Strategy, Digital Marketing, Direct Mail, Multi-channel Marketing, Mobile Marketing, Market Planning, Customer Acquisition, B2B Marketing, Database Marketing, Product Marketing, Account Management, Media Planning, Segmentation, E-commerce, Brand Management, SEO, Marketing Research, SEM, Web Analytics, Relationship Marketing, PPC, Content Strategy
Education
University of Pennsylvania - The Wharton School 1982 — 1984
MBA, Finance
Penn State University 1975 — 1979
BS, finance
sukhavati March 2011 - Present
Lorel Marketing Group April 1996 - March 2011
Credit Suisse First Boston 1990 - 1996
Kidder Peabody 1986 - 1989
Skills
Strategic Planning, Marketing Strategy, Mergers, Team Building, Customer Relations, Market Research, Customer Service, Leadership, Marketing, Direct Marketing, CRM, Strategy, Business Strategy, New Business Development, Marketing Communications, Product Development, Online Advertising, Advertising, Interactive Marketing, B2B, Email Marketing, Integrated Marketing, Brand Development, Online Marketing, Lead Generation, Social Media Marketing, Analytics, Competitive Analysis, Digital Strategy, Digital Marketing, Direct Mail, Multi-channel Marketing, Mobile Marketing, Market Planning, Customer Acquisition, B2B Marketing, Database Marketing, Product Marketing, Account Management, Media Planning, Segmentation, E-commerce, Brand Management, SEO, Marketing Research, SEM, Web Analytics, Relationship Marketing, PPC, Content Strategy
Education
University of Pennsylvania - The Wharton School 1982 — 1984
MBA, Finance
Penn State University 1975 — 1979
BS, finance
Angela McGuire's Kidder Peabody Experience 1994 - 1994
Job Business Operations
Industry Internet
Experience
Zoomedia 1999 - 2003
DreamWorks Animation 1996 - 1998
Simpson & Co. (forensic accounting) 1995 - 1995
Kidder Peabody 1994 - 1994
Skills
Corporate Finance, Business Analysis, Business Process..., Small Business, Business Planning, Operations Management, Music Production, Human Resources
Education
University of Southern California 1990 — 1994
Bachelor of Science (B.S.), Finance and Business Economics, Summa Cum Laude
Parsons School of Design 2007 — 2008
Zoomedia 1999 - 2003
DreamWorks Animation 1996 - 1998
Simpson & Co. (forensic accounting) 1995 - 1995
Kidder Peabody 1994 - 1994
Skills
Corporate Finance, Business Analysis, Business Process..., Small Business, Business Planning, Operations Management, Music Production, Human Resources
Education
University of Southern California 1990 — 1994
Bachelor of Science (B.S.), Finance and Business Economics, Summa Cum Laude
Parsons School of Design 2007 — 2008
Connie Kreutzer's Kidder Peabody Experience 1982 - 1985
Job Managing Director at Penserra LLC
Industry Financial Services
Experience
Penserra Securities LLC 2012 - Present
JMP Securities August 2010 - March 2012
Knight Equity Markets June 2008 - April 2010
Lambright Financial Solutions May 2005 - June 2008
Banc of America Investments 2002 - 2006
Driehaus Securities 1992 - 2000
Howe Barnes & Johnson 1986 - 1988
Carl Marks - Smith Newcourt 1985 - 1988
Kidder Peabody 1982 - 1985
Skills
Series 7, Series 63, Series 24, Transition Management, Equities, Buy and Sell Side..., Series 55, Experience with..., Team Builder and Team..., Trade Cost Analysis, Beta Management, Series 66
Education
Northern Illinois University
Penserra Securities LLC 2012 - Present
JMP Securities August 2010 - March 2012
Knight Equity Markets June 2008 - April 2010
Lambright Financial Solutions May 2005 - June 2008
Banc of America Investments 2002 - 2006
Driehaus Securities 1992 - 2000
Howe Barnes & Johnson 1986 - 1988
Carl Marks - Smith Newcourt 1985 - 1988
Kidder Peabody 1982 - 1985
Skills
Series 7, Series 63, Series 24, Transition Management, Equities, Buy and Sell Side..., Series 55, Experience with..., Team Builder and Team..., Trade Cost Analysis, Beta Management, Series 66
Education
Northern Illinois University
Herman Beck's Kidder Peabody Experience 1993 - 1993
Job
Industry Industrial Automation
Experience
UBS Minneapolis Branch June 1994 - February 2003
Kidder Peabody 1993 - 1993
Skills
Entrepreneurship, Fashion, Venture Capital, Strategy, Start-ups, Business Strategy, Strategic Planning, Marketing Strategy, Business Development, Management Consulting, Marketing, New Business Development, Corporate Development, Business Planning, Brand Development, Mergers & Acquisitions, Leadership, Investments
Education
The George Washington University 1992 — 1994
M.A., International Finance
Morehouse College 1988 — 1992
Bachelor of Arts (BA), International/Global Studies
Benilde-St. Margaret's High School 1984 — 1988
UBS Minneapolis Branch June 1994 - February 2003
Kidder Peabody 1993 - 1993
Skills
Entrepreneurship, Fashion, Venture Capital, Strategy, Start-ups, Business Strategy, Strategic Planning, Marketing Strategy, Business Development, Management Consulting, Marketing, New Business Development, Corporate Development, Business Planning, Brand Development, Mergers & Acquisitions, Leadership, Investments
Education
The George Washington University 1992 — 1994
M.A., International Finance
Morehouse College 1988 — 1992
Bachelor of Arts (BA), International/Global Studies
Benilde-St. Margaret's High School 1984 — 1988
Macchiarola, Michael Macchiarola, Michael's Kidder Peabody Experience January 1993 - October 1994
Job Execution Consultant at Bloomberg Tradebook
Industry Investment Management
Experience
Bloomberg Tradebook March 2010 - Present
M. J. Whitman LLC July 2009 - April 2010
Cantor Fitzgerald August 2005 - June 2009
Jefferies & Company November 1994 - August 2005
Kidder Peabody January 1993 - October 1994
Robb Peck & McCooey Clearing Corporation February 1992 - March 1994
Pershing & Company, Inc January 1990 - February 1992
Skills
Program Trading, Research, Public Speaking, Investment Sales, Equities, Equity Trading, Bloomberg, Trading, Series 7, Hedge Funds, Electronic Trading, Series 63, Equity Research, Financial Markets, Financial Risk, Financial Services, Investments, Market Data, Middle Office, Mutual Funds, Options, Portfolio Management, Prime Brokerage, Proprietary Trading, Risk Management, Securities, Trading Strategies, Trading Systems, ETFs, Derivatives, Bloomberg Terminal, Securities Lending, Settlement, Capital Markets, Fixed Income, Institutional...
Education
Saint Peter's College 1989 — 1997
a Bachelor of Science degree; Associate of Arts degree, International Business; Trade; Business Management
St. Peter's College 1989 — 1997
Bachelor of Science (BS), International Business/Trade/Commerce
St. Peter's College 1989 — 1997
Bachelor of Science (B.S.), International Business/Trade/Commerce
Cedar Ridge High School 1985 — 1988
Bloomberg Tradebook March 2010 - Present
M. J. Whitman LLC July 2009 - April 2010
Cantor Fitzgerald August 2005 - June 2009
Jefferies & Company November 1994 - August 2005
Kidder Peabody January 1993 - October 1994
Robb Peck & McCooey Clearing Corporation February 1992 - March 1994
Pershing & Company, Inc January 1990 - February 1992
Skills
Program Trading, Research, Public Speaking, Investment Sales, Equities, Equity Trading, Bloomberg, Trading, Series 7, Hedge Funds, Electronic Trading, Series 63, Equity Research, Financial Markets, Financial Risk, Financial Services, Investments, Market Data, Middle Office, Mutual Funds, Options, Portfolio Management, Prime Brokerage, Proprietary Trading, Risk Management, Securities, Trading Strategies, Trading Systems, ETFs, Derivatives, Bloomberg Terminal, Securities Lending, Settlement, Capital Markets, Fixed Income, Institutional...
Education
Saint Peter's College 1989 — 1997
a Bachelor of Science degree; Associate of Arts degree, International Business; Trade; Business Management
St. Peter's College 1989 — 1997
Bachelor of Science (BS), International Business/Trade/Commerce
St. Peter's College 1989 — 1997
Bachelor of Science (B.S.), International Business/Trade/Commerce
Cedar Ridge High School 1985 — 1988
Rob Costello Rob Costello's Kidder Peabody Experience 1983 - 1995
Job Vice President Operations at AIG Advisor Group
Industry Financial Services
Experience
AIG Advisor Group September 2014 - Present
MetLife 1997 - September 2014
First Investors Corp. 1995 - 1997
Kidder Peabody 1983 - 1995
Skills
Securities, Series 7, Series 63, Series 24, FINRA, Mutual Funds, Investments, Retirement, Series 6, Strategic Financial..., Fixed Annuities, Long Term Care Insurance, Wealth Management, Financial Services, Life Insurance, Investment Advisory, Asset Allocation, Uniform Combined State..., 401k, IRAs, Financial Planning
Education
Pace University - Lubin School of Business
MBA, Financial Management
State University of New York at Albany
BA, Psychology
Regis High School
AIG Advisor Group September 2014 - Present
MetLife 1997 - September 2014
First Investors Corp. 1995 - 1997
Kidder Peabody 1983 - 1995
Skills
Securities, Series 7, Series 63, Series 24, FINRA, Mutual Funds, Investments, Retirement, Series 6, Strategic Financial..., Fixed Annuities, Long Term Care Insurance, Wealth Management, Financial Services, Life Insurance, Investment Advisory, Asset Allocation, Uniform Combined State..., 401k, IRAs, Financial Planning
Education
Pace University - Lubin School of Business
MBA, Financial Management
State University of New York at Albany
BA, Psychology
Regis High School
Rob Topping, CFA's Kidder Peabody Experience January 1984 - January 1986
Job Owner and Managing Member at Topping Capital
Industry Investment Management
Experience
Topping Capital January 1998 - Present
HedgeACT March 2013 - Present
Content Carnivores January 2013 - Present
Cumulus Funding January 2013 - Present
ShortTrack - Real Estate Transaction Management Software January 2013 - Present
May Financial January 1992 - December 1997
Stonegate Securities February 1986 - December 1991
Kidder Peabody January 1984 - January 1986
Schneider Bernet & Hickman May 1980 - December 1983
Skills
Alternative Investments, Hedge Funds, Portfolio Management, Investments, Investment Strategies, Asset Management, Financial Markets, Investment Management, Financial Analysis, Equities, Financial Advisory, Investment Advisory, Sales, Investor Relations, Marketing Strategy, Business Valuation, Equity Valuation, Technical Analysis, Brand Management, Creative Writing, Business Analysis, Stock Valuation, Strategic Planning
Education
Southern Methodist University 1978 — 1983
BBA, Finance
Topping Capital January 1998 - Present
HedgeACT March 2013 - Present
Content Carnivores January 2013 - Present
Cumulus Funding January 2013 - Present
ShortTrack - Real Estate Transaction Management Software January 2013 - Present
May Financial January 1992 - December 1997
Stonegate Securities February 1986 - December 1991
Kidder Peabody January 1984 - January 1986
Schneider Bernet & Hickman May 1980 - December 1983
Skills
Alternative Investments, Hedge Funds, Portfolio Management, Investments, Investment Strategies, Asset Management, Financial Markets, Investment Management, Financial Analysis, Equities, Financial Advisory, Investment Advisory, Sales, Investor Relations, Marketing Strategy, Business Valuation, Equity Valuation, Technical Analysis, Brand Management, Creative Writing, Business Analysis, Stock Valuation, Strategic Planning
Education
Southern Methodist University 1978 — 1983
BBA, Finance
David Walley David Walley's Kidder Peabody Experience August 1987 - May 1992
Job Vice President Investment Officer at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors March 2001 - Present
UBS May 1992 - March 2001
Kidder Peabody August 1987 - May 1992
Skills
Option writing for..., Finance, Equities, Investments, Mutual Funds, Financial Services, Estate Planning, Management, Bonds, Cash Flow, Options, ETFs, Access, Series 7, Wealth Management, Retirement Planning, Series 63, Asset Allocation
Education
Randolph-Macon College 1981 — 1985
Bachelors, Economics and Business
Wells Fargo Advisors March 2001 - Present
UBS May 1992 - March 2001
Kidder Peabody August 1987 - May 1992
Skills
Option writing for..., Finance, Equities, Investments, Mutual Funds, Financial Services, Estate Planning, Management, Bonds, Cash Flow, Options, ETFs, Access, Series 7, Wealth Management, Retirement Planning, Series 63, Asset Allocation
Education
Randolph-Macon College 1981 — 1985
Bachelors, Economics and Business
Ted Jasinski Ted Jasinski's Kidder Peabody Experience 1989 - 1994
Job Senior Manager North America Business Development at Maitland Administration
Industry Accounting
Experience
Maitland Administration January 2014 - Present
Admiral Administration (US) LLC June 2007 - January 2014
James River Financial Corp. 2001 - 2007
James River Capital Corp. 1995 - December 2000
Kidder Peabody 1989 - 1994
Skills
Fund Administration, Private Equity, Hedge Funds, Alternative Investments, Equities, Fund Of Funds, Derivatives, Investments, Fund Accounting, Investor Relations, Mutual Funds, Securities, Fixed Income, Funding, Financial Analysis, Financial Markets, Investment Advisory, Financial Reporting
Education
Rutgers, The State University of New Jersey-New Brunswick 1985 — 1989
Bachelor of Science (BS), Economics
Maitland Administration January 2014 - Present
Admiral Administration (US) LLC June 2007 - January 2014
James River Financial Corp. 2001 - 2007
James River Capital Corp. 1995 - December 2000
Kidder Peabody 1989 - 1994
Skills
Fund Administration, Private Equity, Hedge Funds, Alternative Investments, Equities, Fund Of Funds, Derivatives, Investments, Fund Accounting, Investor Relations, Mutual Funds, Securities, Fixed Income, Funding, Financial Analysis, Financial Markets, Investment Advisory, Financial Reporting
Education
Rutgers, The State University of New Jersey-New Brunswick 1985 — 1989
Bachelor of Science (BS), Economics
Thomas Mahoney, CFA, CAIA Thomas Mahoney, CFA, CAIA's Kidder Peabody Experience October 1992 - January 1995
Job UBS Private Wealth Management
Industry Financial Services
Experience
UBS Private Wealth Management July 2004 - Present
CFA Society of Los Angeles June 2013 - Present
CAIA Associaton Los Angeles May 2011 - Present
Donaldson, Lufkin & Jenrette January 1995 - July 2004
Kidder Peabody October 1992 - January 1995
E.F. Hutton & co. May 1987 - October 1992
Education
University of Wisconsin-Madison 1979 — 1981
Bachelor of Business Administration (BBA), Finance
Pepperdine University, The George L. Graziadio School of Business and Management 1985 — 1987
Master of Business Administration (M.B.A.)
UBS Private Wealth Management July 2004 - Present
CFA Society of Los Angeles June 2013 - Present
CAIA Associaton Los Angeles May 2011 - Present
Donaldson, Lufkin & Jenrette January 1995 - July 2004
Kidder Peabody October 1992 - January 1995
E.F. Hutton & co. May 1987 - October 1992
Education
University of Wisconsin-Madison 1979 — 1981
Bachelor of Business Administration (BBA), Finance
Pepperdine University, The George L. Graziadio School of Business and Management 1985 — 1987
Master of Business Administration (M.B.A.)
Charles Phillips Charles Phillips's Kidder Peabody Experience December 1991 - December 1994
Job CEO Infor
Industry Computer Software
Experience
Infor December 2010 - Present
Phillips Charitable Organizations January 2010 - Present
United States Air Force Academy Endowment January 2009 - Present
American Museum of Natural History August 2007 - Present
Viacom June 2006 - Present
Jazz at Lincoln Center July 2002 - Present
New York Law School March 2002 - Present
Oracle Corporation May 2003 - August 2010
Morgan Stanley December 1994 - May 2003
Kidder Peabody December 1991 - December 1994
Skills
CRM, Strategy, SaaS, Non-profits, Strategic Planning, ERP, Cloud Computing, Start-ups, Program Management, Enterprise Software, Mergers, Social Networking, Business Strategy, Business Development, Strategies
Education
New York Law School 1990 — 1993
Doctor of Law (J.D.) Member Georgia State Bar, Law
Hampton University 1983 — 1986
MBA, Finance
United States Air Force Academy 1977 — 1981
Bachelor of Science, Computer Science
Infor December 2010 - Present
Phillips Charitable Organizations January 2010 - Present
United States Air Force Academy Endowment January 2009 - Present
American Museum of Natural History August 2007 - Present
Viacom June 2006 - Present
Jazz at Lincoln Center July 2002 - Present
New York Law School March 2002 - Present
Oracle Corporation May 2003 - August 2010
Morgan Stanley December 1994 - May 2003
Kidder Peabody December 1991 - December 1994
Skills
CRM, Strategy, SaaS, Non-profits, Strategic Planning, ERP, Cloud Computing, Start-ups, Program Management, Enterprise Software, Mergers, Social Networking, Business Strategy, Business Development, Strategies
Education
New York Law School 1990 — 1993
Doctor of Law (J.D.) Member Georgia State Bar, Law
Hampton University 1983 — 1986
MBA, Finance
United States Air Force Academy 1977 — 1981
Bachelor of Science, Computer Science
Jonathan Fairbanks Jonathan Fairbanks's Kidder Peabody Experience 1983 - 1993
Job Vice President Wealth Management at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney March 2005 - Present
A.G. Edwards & Sons, Inc. 1993 - 2005
Kidder Peabody 1983 - 1993
Education
Middlebury College 1977 — 1981
BA, Economics
Morgan Stanley Smith Barney March 2005 - Present
A.G. Edwards & Sons, Inc. 1993 - 2005
Kidder Peabody 1983 - 1993
Education
Middlebury College 1977 — 1981
BA, Economics
Karl Beinkampen Karl Beinkampen's Kidder Peabody Experience 1987 - 1989
Job President and Chief Investment Officer Private Markets at Wilshire Associates
Industry Investment Management
Experience
Wilshire Associates 2010 - Present
Morgan Stanley 1994 - 2009
Scully Brothers & Foss 1989 - 1992
Kidder Peabody 1987 - 1989
Skills
Alternative Investments, Fund Of Funds, Private Equity, Investments, Due Diligence, Asset Management, Strategy, Mutual Funds, Equities, Investment Banking, Finance, Fixed Income, Asset Allocation, Venture Capital, Portfolio Management, Valuation
Education
University of Pennsylvania - The Wharton School 1992 — 1994
MBA, Finance, Operations
Princeton University 1983 — 1987
AB, Economics
Tower Hill School 1979 — 1983
Tehran American School 1975 — 1978
Wilshire Associates 2010 - Present
Morgan Stanley 1994 - 2009
Scully Brothers & Foss 1989 - 1992
Kidder Peabody 1987 - 1989
Skills
Alternative Investments, Fund Of Funds, Private Equity, Investments, Due Diligence, Asset Management, Strategy, Mutual Funds, Equities, Investment Banking, Finance, Fixed Income, Asset Allocation, Venture Capital, Portfolio Management, Valuation
Education
University of Pennsylvania - The Wharton School 1992 — 1994
MBA, Finance, Operations
Princeton University 1983 — 1987
AB, Economics
Tower Hill School 1979 — 1983
Tehran American School 1975 — 1978
David Pagliaro David Pagliaro's Kidder Peabody Experience 1981 - 1986
Job Chief Operating Officer at Parkview International
Industry Financial Services
Experience
Parkview International May 2015 - Present
Rockefeller & Co., Inc. December 2011 - May 2015
Rockefeller & Co., Inc. March 2009 - December 2011
Rockefeller & Co., Inc. May 1989 - March 2009
Kidder Peabody 1981 - 1986
Education
Pace University - Lubin School of Business 2000 — 2004
Finance
Bronx High School of Science 1975 — 1979
Parkview International May 2015 - Present
Rockefeller & Co., Inc. December 2011 - May 2015
Rockefeller & Co., Inc. March 2009 - December 2011
Rockefeller & Co., Inc. May 1989 - March 2009
Kidder Peabody 1981 - 1986
Education
Pace University - Lubin School of Business 2000 — 2004
Finance
Bronx High School of Science 1975 — 1979
Ralph Rizzo's Kidder Peabody Experience March 1983 - May 1986
Job CMO at NewWebDesign.com
Industry Design
Experience
NewWebDesign.com February 2015 - Present
Self-employed September 2011 - Present
Sotis Business Equip. Ltd January 2004 - Present
The Kingsley Company January 1987 - November 2010
Kidder Peabody March 1983 - May 1986
Pace University January 1980 - March 1983
Skills
Customer Service, Social Networking, Business Development, Direct Sales, Sales Operations, Social Media Marketing, People Skills, DJ, Business Strategy, Purchasing, Sales, Social Media, Web Design, Online Branding, Marketing, Negotiation, Public Speaking, Blogging, Entrepreneurship, Event Planning, Public Relations
Education
Pace University 1981 — 1985
Bachelor's degree, European History
Pace University
Bachelor's degree, History
NewWebDesign.com February 2015 - Present
Self-employed September 2011 - Present
Sotis Business Equip. Ltd January 2004 - Present
The Kingsley Company January 1987 - November 2010
Kidder Peabody March 1983 - May 1986
Pace University January 1980 - March 1983
Skills
Customer Service, Social Networking, Business Development, Direct Sales, Sales Operations, Social Media Marketing, People Skills, DJ, Business Strategy, Purchasing, Sales, Social Media, Web Design, Online Branding, Marketing, Negotiation, Public Speaking, Blogging, Entrepreneurship, Event Planning, Public Relations
Education
Pace University 1981 — 1985
Bachelor's degree, European History
Pace University
Bachelor's degree, History
Farida Khan's Kidder Peabody Experience January 1991 - January 1995
Job SelfEmployed
Industry Writing and Editing
Experience
Self-Employed October 2013 - Present
Self-employed January 2014 - Present
J.P. Morgan January 1995 - January 2001
Kidder Peabody January 1991 - January 1995
Skills
Social Entrepreneurship, Fundraising, Public Speaking, Mergers & Acquisitions, Marketing Strategy, Finance, Private Equity, Venture Capital, Research, Due Diligence, Financial Modeling, Community Outreach
Education
New York University - Leonard N. Stern School of Business
Master of Business Administration (M.B.A.)
Smith College
Bachelor's Degree
Self-Employed October 2013 - Present
Self-employed January 2014 - Present
J.P. Morgan January 1995 - January 2001
Kidder Peabody January 1991 - January 1995
Skills
Social Entrepreneurship, Fundraising, Public Speaking, Mergers & Acquisitions, Marketing Strategy, Finance, Private Equity, Venture Capital, Research, Due Diligence, Financial Modeling, Community Outreach
Education
New York University - Leonard N. Stern School of Business
Master of Business Administration (M.B.A.)
Smith College
Bachelor's Degree
Chris Rulon-miller Chris Rulon-miller's Kidder Peabody Experience April 1991 - July 1993
Job Consultant at KKR
Industry Financial Services
Experience
KKR January 2010 - Present
Barclays March 2006 - June 2008
Goldman Sachs June 1996 - January 2005
JPMorgan Chase July 1993 - June 1996
Kidder Peabody April 1991 - July 1993
Drexel Burnham Lambert July 1985 - February 1990
Education
Wharton Business School 1983 — 1985
Master of Business Administration (MBA), Finance, General
Princeton University 1974 — 1978
BSE, Civil Engineering
St. Pauls School 1970 — 1974
KKR January 2010 - Present
Barclays March 2006 - June 2008
Goldman Sachs June 1996 - January 2005
JPMorgan Chase July 1993 - June 1996
Kidder Peabody April 1991 - July 1993
Drexel Burnham Lambert July 1985 - February 1990
Education
Wharton Business School 1983 — 1985
Master of Business Administration (MBA), Finance, General
Princeton University 1974 — 1978
BSE, Civil Engineering
St. Pauls School 1970 — 1974
Beverly Fiorentino Vollaro Beverly Fiorentino Vollaro's Kidder Peabody Experience 1982 - 1988
Job Independent Human Resources Professional
Industry Human Resources
Experience
Goldman Sachs 2000 - 2002
Spear, Leeds & Kellogg 1988 - 2000
Kidder Peabody 1982 - 1988
Skills
Compensation, Recruitment/Retention, Corporate Benefits, Employee Relations, Training Skills, Securities, Project Management, Strategic Planning, Human Resources, Deferred Compensation, Training, Recruiting, Process Improvement, Nonprofits, Budgets, Mergers & Acquisitions, Team Building, Talent Acquisition, Onboarding, Prime Brokerage, Management Consulting, Marketing, Management, Public Speaking
Education
Seton Hall University
M.A., Human Resources Mgmt.
Goldman Sachs 2000 - 2002
Spear, Leeds & Kellogg 1988 - 2000
Kidder Peabody 1982 - 1988
Skills
Compensation, Recruitment/Retention, Corporate Benefits, Employee Relations, Training Skills, Securities, Project Management, Strategic Planning, Human Resources, Deferred Compensation, Training, Recruiting, Process Improvement, Nonprofits, Budgets, Mergers & Acquisitions, Team Building, Talent Acquisition, Onboarding, Prime Brokerage, Management Consulting, Marketing, Management, Public Speaking
Education
Seton Hall University
M.A., Human Resources Mgmt.
Bob Isaacs Bob Isaacs's Kidder Peabody Experience April 1985 - May 1987
Job Investor
Industry Computer Software
Experience
RDA Corporation November 2012 - May 2013
Microsoft October 2010 - February 2012
Microsoft September 2001 - October 2010
Microsoft February 1993 - September 2001
Digital Equipment Corp August 1987 - December 1992
Kidder Peabody April 1985 - May 1987
AMG Associates September 1983 - April 1985
Skills
Windows Azure, Cloud Computing, Business Intelligence, Data Warehousing, PaaS, SaaS, Solution Selling, Technology Evangelism, ISV, Technology Evangelist, CRM, Big Data, Enterprise Software, Information Technology, Enterprise Content..., Microsoft SQL Server, Strategy, Enterprise Architecture, Microsoft Technologies, Partner Management, Professional Services, Competitive Analysis, Business Alliances
Education
Seton Hall University 1979 — 1983
BS, Business/Computer Science
RDA Corporation November 2012 - May 2013
Microsoft October 2010 - February 2012
Microsoft September 2001 - October 2010
Microsoft February 1993 - September 2001
Digital Equipment Corp August 1987 - December 1992
Kidder Peabody April 1985 - May 1987
AMG Associates September 1983 - April 1985
Skills
Windows Azure, Cloud Computing, Business Intelligence, Data Warehousing, PaaS, SaaS, Solution Selling, Technology Evangelism, ISV, Technology Evangelist, CRM, Big Data, Enterprise Software, Information Technology, Enterprise Content..., Microsoft SQL Server, Strategy, Enterprise Architecture, Microsoft Technologies, Partner Management, Professional Services, Competitive Analysis, Business Alliances
Education
Seton Hall University 1979 — 1983
BS, Business/Computer Science
Bruce Lindvig, CFP® Bruce Lindvig, CFP®'s Kidder Peabody Experience 1989 - 1992
Job First Vice PresidentInvestments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC August 2007 - Present
Paine Webber / UBS Financial Services 1999 - 2007
UBS Financial Services 1999 - 2007
Prudential Securities 1992 - 1999
Kidder Peabody 1989 - 1992
Boettcher & Company, Inc. 1980 - 1989
Skills
Retirement Planning, Investments, Mutual Funds, Asset Allocation, Retirement, Securities
Education
Minnesota State University, Moorhead 1974 — 1979
B.S., Marketing, Advertising
North Dakota State University 1974 — 1979
Marketing and Mass Communications
Wells Fargo Advisors, LLC August 2007 - Present
Paine Webber / UBS Financial Services 1999 - 2007
UBS Financial Services 1999 - 2007
Prudential Securities 1992 - 1999
Kidder Peabody 1989 - 1992
Boettcher & Company, Inc. 1980 - 1989
Skills
Retirement Planning, Investments, Mutual Funds, Asset Allocation, Retirement, Securities
Education
Minnesota State University, Moorhead 1974 — 1979
B.S., Marketing, Advertising
North Dakota State University 1974 — 1979
Marketing and Mass Communications
Richard S. Trenkmann Richard S. Trenkmann's Kidder Peabody Experience 1967 - 1988
Job Raising money with this start up
Industry Biotechnology
Experience
iotech International May 2015 - Present
Triad Partners Inc. June 1991 - Present
Alvion LLC January 2007 - September 2008
FBS Merchant Bank 1988 - 1990
Kidder Peabody 1967 - 1988
Skills
Private Equity, Strategy, Corporate Development, Finance, Corporate Finance, Investments, Valuation, Mergers, Venture Capital, Small Business, Start-ups, Investment Banking, Financial Analysis, Due Diligence, Entrepreneurship, Mergers & Acquisitions, Capital Markets, Business Strategy, Executive Management, Asset Management, Financial Structuring, Management Consulting, M, Financial Modeling, Strategic Financial...
Education
Northwestern University 1964 — 1967
JD, Banking, Corporate, Finance, and Securities Law
Northwestern University 1960 — 1964
BSBA, Accounting and Finance
iotech International May 2015 - Present
Triad Partners Inc. June 1991 - Present
Alvion LLC January 2007 - September 2008
FBS Merchant Bank 1988 - 1990
Kidder Peabody 1967 - 1988
Skills
Private Equity, Strategy, Corporate Development, Finance, Corporate Finance, Investments, Valuation, Mergers, Venture Capital, Small Business, Start-ups, Investment Banking, Financial Analysis, Due Diligence, Entrepreneurship, Mergers & Acquisitions, Capital Markets, Business Strategy, Executive Management, Asset Management, Financial Structuring, Management Consulting, M, Financial Modeling, Strategic Financial...
Education
Northwestern University 1964 — 1967
JD, Banking, Corporate, Finance, and Securities Law
Northwestern University 1960 — 1964
BSBA, Accounting and Finance
Dennis Lastine Dennis Lastine's Kidder Peabody Experience April 1977 - October 1994
Job Notary Signing Agent
Industry Consumer Services
Experience
Notary Public 2012 - Present
SendOutCards March 2010 - Present
BNI - Network Results 2010 - 2011
Wells Fargo Investments June 2007 - March 2010
UBS Wealth Management July 2000 - June 2007
Paine Webber October 1994 - July 2000
Kidder Peabody April 1977 - October 1994
U.S. Army Ranger November 1968 - May 1970
Skills
Customer Service, Leadership, Team Building, CRM, Sales, Real Estate, Strategic Planning, Time Management, Marketing, Account Management, Notary Public, Finance, Insurance, Retail, Coaching, Sales Management, Training, Selling, Marketing Strategy
Education
Management Internship Program (MIP) 1968 — 1968
Business Certificate, Business, Management, Marketing, and Related Support Services
Minnesota State University, Mankato 1964 — 1968
BA, Business/major, Psychology/minor
Notary Public 2012 - Present
SendOutCards March 2010 - Present
BNI - Network Results 2010 - 2011
Wells Fargo Investments June 2007 - March 2010
UBS Wealth Management July 2000 - June 2007
Paine Webber October 1994 - July 2000
Kidder Peabody April 1977 - October 1994
U.S. Army Ranger November 1968 - May 1970
Skills
Customer Service, Leadership, Team Building, CRM, Sales, Real Estate, Strategic Planning, Time Management, Marketing, Account Management, Notary Public, Finance, Insurance, Retail, Coaching, Sales Management, Training, Selling, Marketing Strategy
Education
Management Internship Program (MIP) 1968 — 1968
Business Certificate, Business, Management, Marketing, and Related Support Services
Minnesota State University, Mankato 1964 — 1968
BA, Business/major, Psychology/minor
John Youngman John Youngman's Kidder Peabody Experience June 1991 - October 1994
Job Managing Director & Partner at Barrett Asset Management, LLC.
Industry Investment Management
Experience
Barrett Asset Management, LLC March 2010 - Present
Griffin Asset Management, Inc. October 1994 - March 2010
Hovey, Youngman Associates, Inc. October 1994 - December 2006
Kidder Peabody June 1991 - October 1994
Skills
Asset Management, Investments, Portfolio Management, Equities, Fixed Income, Investment Management, Options, Alternative Investments, Private Equity, Asset Allocation, Equity Research, Securities, Valuation, Strategy, Investment Strategies, Wealth Management, Mutual Funds, ETFs, Asset Managment, Emerging Markets, Capital Markets, Hedge Funds, Investment Advisory, Financial Structuring, Investor Relations, Investment Banking, Venture Capital, Fund Of Funds, Corporate Development, Due Diligence, Derivatives, Corporate Finance
Education
Middlebury College 1986 — 1990
BA, English, Economics
The Taft School 1983 — 1986
High School
St. Bernard's School 1974 — 1982
Grade School
Barrett Asset Management, LLC March 2010 - Present
Griffin Asset Management, Inc. October 1994 - March 2010
Hovey, Youngman Associates, Inc. October 1994 - December 2006
Kidder Peabody June 1991 - October 1994
Skills
Asset Management, Investments, Portfolio Management, Equities, Fixed Income, Investment Management, Options, Alternative Investments, Private Equity, Asset Allocation, Equity Research, Securities, Valuation, Strategy, Investment Strategies, Wealth Management, Mutual Funds, ETFs, Asset Managment, Emerging Markets, Capital Markets, Hedge Funds, Investment Advisory, Financial Structuring, Investor Relations, Investment Banking, Venture Capital, Fund Of Funds, Corporate Development, Due Diligence, Derivatives, Corporate Finance
Education
Middlebury College 1986 — 1990
BA, English, Economics
The Taft School 1983 — 1986
High School
St. Bernard's School 1974 — 1982
Grade School
Gordon Franklin Gordon Franklin's Kidder Peabody Experience November 1979 - June 1995
Job Chief Technology Officer at M.E.R.I.T. INC.
Industry Information Technology and Services
Experience
M.E.R.I.T. INC. March 2011 - Present
Ashley Consulting Group October 2003 - April 2008
Middlesex County Economic Opportunities Corporation May 2000 - October 2003
Independent Contractor July 1996 - April 2000
Kidder Peabody November 1979 - June 1995
Skills
Management, Strategy, Project Planning, Leadership, ITIL, Software Development, Project Management, Strategic Planning, Data Center, Program Management, Change Management, Vendor Management, Databases, Wireless, Team Leadership, Business Strategy, Business Analysis, Business Development, Process Improvement, Cross-functional Team..., CRM, Integration, Business Process..., Security, Start-ups, Business Intelligence, IT Management, Risk Management, Cloud Computing, IT Strategy, Business Process, Disaster Recovery, Analysis, Project Portfolio..., Team Building, MS Project, PMP
Education
New Jersey Institute of Technology 1972 — 1976
M.E.R.I.T. INC. March 2011 - Present
Ashley Consulting Group October 2003 - April 2008
Middlesex County Economic Opportunities Corporation May 2000 - October 2003
Independent Contractor July 1996 - April 2000
Kidder Peabody November 1979 - June 1995
Skills
Management, Strategy, Project Planning, Leadership, ITIL, Software Development, Project Management, Strategic Planning, Data Center, Program Management, Change Management, Vendor Management, Databases, Wireless, Team Leadership, Business Strategy, Business Analysis, Business Development, Process Improvement, Cross-functional Team..., CRM, Integration, Business Process..., Security, Start-ups, Business Intelligence, IT Management, Risk Management, Cloud Computing, IT Strategy, Business Process, Disaster Recovery, Analysis, Project Portfolio..., Team Building, MS Project, PMP
Education
New Jersey Institute of Technology 1972 — 1976
Linda Leo Linda Leo's Kidder Peabody Experience November 1981 - March 1983
Job Vice President at Wells Fargo
Industry Financial Services
Experience
Wells Fargo October 2003 - Present
Charles Schwab 1986 - 2002
Montgomery Securities October 1983 - May 1986
Sutro and Company November 1983 - July 1984
Bank of Marin March 1983 - September 1983
Kidder Peabody November 1981 - March 1983
Merrill Lynch November 1980 - November 1981
Skills
Regulatory Analysis, Negotiation, Building Strong Teams, Risk Management, Operational Risk..., Financial Risk, Operational Risk, AML, Enterprise Risk..., Banking, Financial Services, Governance, Process Improvement, Securities, Vendor Management, Program Management, Series 7, Equities
Education
Mills College 1986 — 1988
Bachelor of Arts, History
Pitzer College 1978 — 1980
Pitzer College
Wells Fargo October 2003 - Present
Charles Schwab 1986 - 2002
Montgomery Securities October 1983 - May 1986
Sutro and Company November 1983 - July 1984
Bank of Marin March 1983 - September 1983
Kidder Peabody November 1981 - March 1983
Merrill Lynch November 1980 - November 1981
Skills
Regulatory Analysis, Negotiation, Building Strong Teams, Risk Management, Operational Risk..., Financial Risk, Operational Risk, AML, Enterprise Risk..., Banking, Financial Services, Governance, Process Improvement, Securities, Vendor Management, Program Management, Series 7, Equities
Education
Mills College 1986 — 1988
Bachelor of Arts, History
Pitzer College 1978 — 1980
Pitzer College
James Velgot James Velgot's Kidder Peabody Experience June 1985 - May 1987
Job Partner, Chief Marketing Officer at Fifth Street Asset Management
Industry Financial Services
Experience
Fifth Street Asset Management July 2010 - Present
The Velgot Group March 2009 - June 2010
AllianceBernstein January 2008 - March 2009
AllianceBernstein January 2005 - January 2008
AllianceBernstein October 1999 - January 2005
Sanford C. Bernstein October 1988 - October 1999
Kidder Peabody June 1985 - May 1987
Skills
Creative Concept..., Team Building, Team Leadership, Creative Services, Strategic Thinking, Video, Integrated Marketing, Marketing Management, Brand Development, Digital Marketing, Corporate Branding, Email Marketing, Online Marketing, Marketing Strategy, Digital Strategy, Digital Media, Budget Management, Creative Development, Messaging, Advertising, Public Relations, Event Management, Strategic Planning, Marketing Communications, Creative Strategy, Brand Communication, Social Media Marketing, B2B, Brand Awareness, Corporate Communications, Social Media, Social Networking, B2B Marketing, Online Advertising, Product Marketing, Creative Direction, Marketing, Budgets, Market Research, Marketing Research, Press Releases, Strategic Partnerships, Management, Leadership, Mergers & Acquisitions, Strategy, Strategic Communications, Brand Management, Direct Marketing, Analytics
Education
Pratt Institute 1979 — 1983
BFA, Communications Design
Pratt Institute
BFA Communications Design, Design and Visual Communications, General
Fifth Street Asset Management July 2010 - Present
The Velgot Group March 2009 - June 2010
AllianceBernstein January 2008 - March 2009
AllianceBernstein January 2005 - January 2008
AllianceBernstein October 1999 - January 2005
Sanford C. Bernstein October 1988 - October 1999
Kidder Peabody June 1985 - May 1987
Skills
Creative Concept..., Team Building, Team Leadership, Creative Services, Strategic Thinking, Video, Integrated Marketing, Marketing Management, Brand Development, Digital Marketing, Corporate Branding, Email Marketing, Online Marketing, Marketing Strategy, Digital Strategy, Digital Media, Budget Management, Creative Development, Messaging, Advertising, Public Relations, Event Management, Strategic Planning, Marketing Communications, Creative Strategy, Brand Communication, Social Media Marketing, B2B, Brand Awareness, Corporate Communications, Social Media, Social Networking, B2B Marketing, Online Advertising, Product Marketing, Creative Direction, Marketing, Budgets, Market Research, Marketing Research, Press Releases, Strategic Partnerships, Management, Leadership, Mergers & Acquisitions, Strategy, Strategic Communications, Brand Management, Direct Marketing, Analytics
Education
Pratt Institute 1979 — 1983
BFA, Communications Design
Pratt Institute
BFA Communications Design, Design and Visual Communications, General
Frederick Paul Kiesche III Frederick Paul Kiesche III's Kidder Peabody Experience October 1992 - December 1994
Job Administrative Generalist
Industry Financial Services
Experience
Caxton Associates LP April 2003 - Present
Franklin Park Volunteer Fire Company, Inc. January 2003 - December 2009
JTM Associates January 1985 - June 2009
South Brunswick Security July 2004 - April 2007
Dominick & Dominick LLC November 1998 - July 2003
S.G. Cowen Asset Management January 1995 - November 1998
US Army November 1985 - November 1997
Kidder Peabody October 1992 - December 1994
Cybergraphic Systems, Inc. April 1992 - September 1992
Digital Solutions, Inc. April 1990 - April 1992
Skills
Asset Managment, Microsoft Office, Published Author, Proofreading, Research, Investments, Conflict Resolution, Securities, Editing, Public Speaking, Strategic Planning, Freelance Writing, Copy Editing, Equities, Financial Analysis, Science Fiction, Bloomberg, Novels, Alternative Investments, Books, Hedge Funds, Equity Research, Settlement, Derivatives, Fiction, Analysis, Technical Writing, Fiction Writing, Creative Writing, Publishing, Non-fiction, Fund Of Funds, Management, Blogging, Social Media, Risk Management, Access, System Administration, Capital Markets, Fundraising, Administration
Education
Rutgers University-New Brunswick 1977 — 1981
BA, Labor Studies, Economics, Women's Studies
Kinnelon High School 1973 — 1977
H.S., College Prep
Caxton Associates LP April 2003 - Present
Franklin Park Volunteer Fire Company, Inc. January 2003 - December 2009
JTM Associates January 1985 - June 2009
South Brunswick Security July 2004 - April 2007
Dominick & Dominick LLC November 1998 - July 2003
S.G. Cowen Asset Management January 1995 - November 1998
US Army November 1985 - November 1997
Kidder Peabody October 1992 - December 1994
Cybergraphic Systems, Inc. April 1992 - September 1992
Digital Solutions, Inc. April 1990 - April 1992
Skills
Asset Managment, Microsoft Office, Published Author, Proofreading, Research, Investments, Conflict Resolution, Securities, Editing, Public Speaking, Strategic Planning, Freelance Writing, Copy Editing, Equities, Financial Analysis, Science Fiction, Bloomberg, Novels, Alternative Investments, Books, Hedge Funds, Equity Research, Settlement, Derivatives, Fiction, Analysis, Technical Writing, Fiction Writing, Creative Writing, Publishing, Non-fiction, Fund Of Funds, Management, Blogging, Social Media, Risk Management, Access, System Administration, Capital Markets, Fundraising, Administration
Education
Rutgers University-New Brunswick 1977 — 1981
BA, Labor Studies, Economics, Women's Studies
Kinnelon High School 1973 — 1977
H.S., College Prep
John S. Longo John S. Longo's Kidder Peabody Experience 1992 - 1995
Job VP TaftHartley at Comerica Bank
Industry Investment Banking
Experience
Comerica Bank April 2011 - Present
The Bank of New York/Mellon March 2004 - January 2009
Bankers Trust/Deutsche Bank/State Street 1998 - 2004
Kidder Peabody 1992 - 1995
Seligman Data Corp 1989 - 1992
J&W Seligman & Co 1988 - 1991
Skills
CRM, Strategy, Management, Portfolio Management, Financial Services, Banking, Investments, Relationship Management, Securities, Insurance, Networking, Time Management, Client Services, Fixed Income, Equities, Asset Management, Teamwork, Mutual Funds, Alternative Investments, Hedge Funds, Asset Managment, Leadership, Global Custody, Financial Markets, Series 7, Strategic Planning, Pension Administration, Financial Analysis, Wealth Management, Microsoft Excel, Risk Management, Customer Service, Negotiation, Series 63, Investment Management, Asset Allocation
Education
Saint John's University - Peter J. Tobin College of Business 1996 — 1998
MBA, International Finance
St. John's University-CBA Queens, N.Y. 1984 — 1988
Bachelor's degree, Finance
Archbishop Stepinac High School 1980 — 1984
Regents Diploma
St. Mary's Grade School 1973 — 1980
Comerica Bank April 2011 - Present
The Bank of New York/Mellon March 2004 - January 2009
Bankers Trust/Deutsche Bank/State Street 1998 - 2004
Kidder Peabody 1992 - 1995
Seligman Data Corp 1989 - 1992
J&W Seligman & Co 1988 - 1991
Skills
CRM, Strategy, Management, Portfolio Management, Financial Services, Banking, Investments, Relationship Management, Securities, Insurance, Networking, Time Management, Client Services, Fixed Income, Equities, Asset Management, Teamwork, Mutual Funds, Alternative Investments, Hedge Funds, Asset Managment, Leadership, Global Custody, Financial Markets, Series 7, Strategic Planning, Pension Administration, Financial Analysis, Wealth Management, Microsoft Excel, Risk Management, Customer Service, Negotiation, Series 63, Investment Management, Asset Allocation
Education
Saint John's University - Peter J. Tobin College of Business 1996 — 1998
MBA, International Finance
St. John's University-CBA Queens, N.Y. 1984 — 1988
Bachelor's degree, Finance
Archbishop Stepinac High School 1980 — 1984
Regents Diploma
St. Mary's Grade School 1973 — 1980
David Goderich David Goderich's Kidder Peabody Experience September 1987 - November 1989
Job Winthrop University Hospital
Industry Human Resources
Experience
Winthrop-University Hospital December 2013 - Present
EdisonLearning January 2009 - December 2013
Bowne April 2008 - December 2008
Bowne October 1998 - April 2008
JP Morgan June 1994 - October 1998
Salomon Brothers June 1991 - May 1994
Pace University November 1989 - May 1991
Kidder Peabody September 1987 - November 1989
Skills
HRIS, Human Resources, Deferred Compensation, PeopleSoft, Program Management, ADP Payroll, HR Transformation, Onboarding, Management, Budgets, Employee Benefits
Education
Pace University 1983 — 1987
BBA, Management Information Systems
Power Memorial Academy 1979 — 1983
HS Diploma
Winthrop-University Hospital December 2013 - Present
EdisonLearning January 2009 - December 2013
Bowne April 2008 - December 2008
Bowne October 1998 - April 2008
JP Morgan June 1994 - October 1998
Salomon Brothers June 1991 - May 1994
Pace University November 1989 - May 1991
Kidder Peabody September 1987 - November 1989
Skills
HRIS, Human Resources, Deferred Compensation, PeopleSoft, Program Management, ADP Payroll, HR Transformation, Onboarding, Management, Budgets, Employee Benefits
Education
Pace University 1983 — 1987
BBA, Management Information Systems
Power Memorial Academy 1979 — 1983
HS Diploma
Joseph (Joe) Opsahl Joseph (Joe) Opsahl's Kidder Peabody Experience January 1984 - March 1988
Job COO Partner Senior Wealth Advisor at TRUE Private Wealth Advisors
Industry Financial Services
Experience
TRUE Private Wealth Advisors October 2013 - Present
Merrill Lynch September 2009 - October 2013
Morgan Stanley Smith Barney 1988 - September 2009
Kidder Peabody January 1984 - March 1988
Ernst & Young January 1980 - January 1984
Skills
Wealth Management, Investments, Portfolio Management, Finance, Risk Management, High Net Worth..., Wealth, Management, Real Estate, Accounting, Series 7, Negotiation, Asset Allocation, Alternative Investments, Series 63
Education
Portland State University - School of Business 1976 — 1979
BS, Accounting
University of Washington 1974 — 1976
TRUE Private Wealth Advisors October 2013 - Present
Merrill Lynch September 2009 - October 2013
Morgan Stanley Smith Barney 1988 - September 2009
Kidder Peabody January 1984 - March 1988
Ernst & Young January 1980 - January 1984
Skills
Wealth Management, Investments, Portfolio Management, Finance, Risk Management, High Net Worth..., Wealth, Management, Real Estate, Accounting, Series 7, Negotiation, Asset Allocation, Alternative Investments, Series 63
Education
Portland State University - School of Business 1976 — 1979
BS, Accounting
University of Washington 1974 — 1976
Belynda Pleasants Stewart Belynda Pleasants Stewart's Kidder Peabody Experience 1990 - 1995
Job Realtor @ BHHS Fox & Roach
Industry Real Estate
Experience
Cresap, Inc. August 1996 - Present
Coldwell Banker Preferred 2009 - July 2014
Kidder Peabody 1990 - 1995
Merrill Lynch 1985 - 1990
PSFS 1976 - 1985
Skills
Real Estate, Mortgage Lending, Sellers, Residential Homes, Real Estate Transactions, First Time Home Buyers, Investment Properties, Real Estate Economics, Investments, Selling, New Home Sales, Relocation, Leadership, Property, Negotiation, Marketing
Education
University of Pennsylvania - The Wharton School 1974 — 1976
MBA, Marketing
North Carolina State University
BA, Liberal Arts
Cresap, Inc. August 1996 - Present
Coldwell Banker Preferred 2009 - July 2014
Kidder Peabody 1990 - 1995
Merrill Lynch 1985 - 1990
PSFS 1976 - 1985
Skills
Real Estate, Mortgage Lending, Sellers, Residential Homes, Real Estate Transactions, First Time Home Buyers, Investment Properties, Real Estate Economics, Investments, Selling, New Home Sales, Relocation, Leadership, Property, Negotiation, Marketing
Education
University of Pennsylvania - The Wharton School 1974 — 1976
MBA, Marketing
North Carolina State University
BA, Liberal Arts
Mitch Pietruszkiewicz Mitch Pietruszkiewicz's Kidder Peabody Experience 1988 - 1989
Job Executive Director Application Portfolio Architect Corporate & Investment Bank at JP Morgan Chase
Industry Financial Services
Experience
JP Morgan Chase October 2014 - Present
JPMorgan Chase & Co. March 2014 - September 2014
JPMorgan Chase June 2011 - March 2014
Citi GWM SB January 2007 - June 2011
Citibank 1989 - 2010
Citi 1989 - 2009
Financial Control systems at Citi 1989 - 2000
Kidder Peabody 1988 - 1989
Kidder Peabody 1988 - 1989
Kidder Peabody 1988 - 1989
Education
George Washington University 1994 — 1997
Master's Degree, Project Management, CompletedProgram and also attained PMI Certification
St. John's University 1990 — 1994
Master of Business Administration (M.B.A.), Banking and Financial, 3.82 of 4.0
Queens College 1982 — 1987
BA, Computer Science
Queensborough Community College 1977 — 1980
AAS, Computer Technology
JP Morgan Chase October 2014 - Present
JPMorgan Chase & Co. March 2014 - September 2014
JPMorgan Chase June 2011 - March 2014
Citi GWM SB January 2007 - June 2011
Citibank 1989 - 2010
Citi 1989 - 2009
Financial Control systems at Citi 1989 - 2000
Kidder Peabody 1988 - 1989
Kidder Peabody 1988 - 1989
Kidder Peabody 1988 - 1989
Education
George Washington University 1994 — 1997
Master's Degree, Project Management, CompletedProgram and also attained PMI Certification
St. John's University 1990 — 1994
Master of Business Administration (M.B.A.), Banking and Financial, 3.82 of 4.0
Queens College 1982 — 1987
BA, Computer Science
Queensborough Community College 1977 — 1980
AAS, Computer Technology
Peter Mohr Peter Mohr's Kidder Peabody Experience March 1988 - August 1992
Job Senior Consultant at Capco
Industry Financial Services
Experience
Finserv Consulting, LLC August 2011 - September 2012
HSBC Securities May 2004 - June 2011
HSBC Securities January 2000 - May 2004
HSBC Securities January 1999 - December 1999
HSBC Securities August 1992 - December 1998
Kidder Peabody March 1988 - August 1992
EF Hutton April 1986 - March 1988
MetLife July 1985 - April 1986
Skills
Business Analysis, Cash Management, Accounting, Project Coordination, Back Office, Middle Office, Capital Markets
Education
New York University - Leonard N. Stern School of Business 1986 — 1991
MBA, Finance
Union College 1981 — 1985
BA, Managerial Economics
Pace University
Finserv Consulting, LLC August 2011 - September 2012
HSBC Securities May 2004 - June 2011
HSBC Securities January 2000 - May 2004
HSBC Securities January 1999 - December 1999
HSBC Securities August 1992 - December 1998
Kidder Peabody March 1988 - August 1992
EF Hutton April 1986 - March 1988
MetLife July 1985 - April 1986
Skills
Business Analysis, Cash Management, Accounting, Project Coordination, Back Office, Middle Office, Capital Markets
Education
New York University - Leonard N. Stern School of Business 1986 — 1991
MBA, Finance
Union College 1981 — 1985
BA, Managerial Economics
Pace University
Mark Wisneski Mark Wisneski's Kidder Peabody Experience December 1993 - April 1999
Job Managing Member at Arlington Hall Research
Industry Investment Management
Experience
Arlington Hall Research May 1999 - Present
Kidder, Peabody December 1993 - April 1999
GE June 1987 - November 1993
Education
University of North Carolina at Charlotte 1991 — 1992
M.S.
Villanova University 1988 — 1990
Penn State University 1983 — 1987
B.S.
Arlington Hall Research May 1999 - Present
Kidder, Peabody December 1993 - April 1999
GE June 1987 - November 1993
Education
University of North Carolina at Charlotte 1991 — 1992
M.S.
Villanova University 1988 — 1990
Penn State University 1983 — 1987
B.S.
Dave Froelich Dave Froelich's Kidder Peabody Experience 1993 - 1994
Job Deutsche Bank Securities
Industry Investment Banking
Experience
Deutsche Bank Securities August 2009 - Present
Cascade Investment October 2008 - April 2009
Deutsche Bank Securities February 2006 - October 2008
Robert W. Baird & Co April 1994 - February 2006
Kidder Peabody 1993 - 1994
Andersen Consulting 1988 - 1991
Education
The University of Chicago - Booth School of Business 1991 — 1993
MBA, Finance concentration
Purdue University 1984 — 1988
BS, Industrial Management/Industrial Engineering
Deutsche Bank Securities August 2009 - Present
Cascade Investment October 2008 - April 2009
Deutsche Bank Securities February 2006 - October 2008
Robert W. Baird & Co April 1994 - February 2006
Kidder Peabody 1993 - 1994
Andersen Consulting 1988 - 1991
Education
The University of Chicago - Booth School of Business 1991 — 1993
MBA, Finance concentration
Purdue University 1984 — 1988
BS, Industrial Management/Industrial Engineering
Kurt Winkler Kurt Winkler's Kidder Peabody Experience September 1991 - August 1992
Job Managing Director at John Hancock Asset Management
Industry Financial Services
Experience
John Hancock November 2010 - Present
Manulife Financial/John Hancock March 2002 - October 2010
Manulife Financial August 1998 - March 2002
Merrill Lynch July 1996 - August 1998
Merrill Lynch June 1995 - July 1996
Merrill Lynch January 1993 - May 1995
Kidder Peabody September 1991 - August 1992
Skills
Mutual Funds, Fixed Annuities, Equities, Life Insurance, Loans, Separately Managed..., Series 63, Series 65, Series 7, Investments, Asset Managment, Alternative Investment..., Alternative Investments, Asset Allocation, Asset Management, Financial Advisory
Education
Ohio Wesleyan University 1987 — 1991
Bachelor of Arts, Economics Management
The Pennington School 1980 — 1987
John Hancock November 2010 - Present
Manulife Financial/John Hancock March 2002 - October 2010
Manulife Financial August 1998 - March 2002
Merrill Lynch July 1996 - August 1998
Merrill Lynch June 1995 - July 1996
Merrill Lynch January 1993 - May 1995
Kidder Peabody September 1991 - August 1992
Skills
Mutual Funds, Fixed Annuities, Equities, Life Insurance, Loans, Separately Managed..., Series 63, Series 65, Series 7, Investments, Asset Managment, Alternative Investment..., Alternative Investments, Asset Allocation, Asset Management, Financial Advisory
Education
Ohio Wesleyan University 1987 — 1991
Bachelor of Arts, Economics Management
The Pennington School 1980 — 1987
John LeBlanc- PMP, CSM, ACP John LeBlanc- PMP, CSM, ACP's Kidder Peabody Experience April 1980 - April 1985
Job Sr Business Analyst at Hobbs|Madison Consultant to Navigate Fund Solutions
Industry Financial Services
Experience
HobbsMadison Consultant to Navigate Fund Solutions April 2015 - Present
DST Retirement Solutions February 2014 - April 2015
Fidelity Investments September 2013 - January 2014
citi 2010 - 2013
Bank Of America March 2008 - November 2008
SSgA Interactive August 2007 - January 2008
State Street Bank and Trust October 2006 - April 2007
New England College of Finance April 2002 - September 2006
MFS Investment Management November 1986 - June 2006
Kidder Peabody April 1980 - April 1985
Skills
Risk Management, Business Analysis, Mutual Funds, Requirements Analysis, Wealth Management, Trading, Alternative Investments, Systems Analysis, Risk, Fixed Income, Hedge Funds, Vendor Management, Process Improvement, Customer Relations, PMP, Analysis, Management, Back Office, Derivatives, Requirements Gathering, Strategy, Strategic Financial..., Project Management, Databases, Customer Service, Visio, Business Requirements, Trading Systems, Financial Risk, Finance, Agile Methodologies, Investments, User Acceptance Testing, Investment Management, Portfolio Management, Asset Managment, Software Documentation, Financial Services, Team Building, Leadership, Operations Management, Training, Securities, Quality Assurance, SDLC, Banking, Equities, Asset Management, Financial Analysis, Relationship Management
Education
Northeastern University
BS/BA, History
HobbsMadison Consultant to Navigate Fund Solutions April 2015 - Present
DST Retirement Solutions February 2014 - April 2015
Fidelity Investments September 2013 - January 2014
citi 2010 - 2013
Bank Of America March 2008 - November 2008
SSgA Interactive August 2007 - January 2008
State Street Bank and Trust October 2006 - April 2007
New England College of Finance April 2002 - September 2006
MFS Investment Management November 1986 - June 2006
Kidder Peabody April 1980 - April 1985
Skills
Risk Management, Business Analysis, Mutual Funds, Requirements Analysis, Wealth Management, Trading, Alternative Investments, Systems Analysis, Risk, Fixed Income, Hedge Funds, Vendor Management, Process Improvement, Customer Relations, PMP, Analysis, Management, Back Office, Derivatives, Requirements Gathering, Strategy, Strategic Financial..., Project Management, Databases, Customer Service, Visio, Business Requirements, Trading Systems, Financial Risk, Finance, Agile Methodologies, Investments, User Acceptance Testing, Investment Management, Portfolio Management, Asset Managment, Software Documentation, Financial Services, Team Building, Leadership, Operations Management, Training, Securities, Quality Assurance, SDLC, Banking, Equities, Asset Management, Financial Analysis, Relationship Management
Education
Northeastern University
BS/BA, History
George C. Bitting, Jr George C. Bitting, Jr's Kidder Peabody Experience April 1990 - April 1994
Job VPWealth Management
Industry Financial Services
Experience
UBS Financial Services, Inc July 2000 - Present
Paine Webber April 1994 - April 2000
Kidder Peabody April 1990 - April 1994
Citi April 1986 - April 1990
Skills
Block trades;Stock...
Education
Southern Methodist University - Cox School of Business 1982 — 1986
Saint Louis Country Day School
1982
UBS Financial Services, Inc July 2000 - Present
Paine Webber April 1994 - April 2000
Kidder Peabody April 1990 - April 1994
Citi April 1986 - April 1990
Skills
Block trades;Stock...
Education
Southern Methodist University - Cox School of Business 1982 — 1986
Saint Louis Country Day School
1982
Phil Adil Phil Adil's Kidder Peabody Experience 1993 - 1994
Job Senior Business Analyst/Assistant Vice President
Industry Investment Management
Experience
HighMark Capital Management June 2006 - Present
SEI October 2005 - June 2006
Wachovia Securities March 2004 - April 2005
WaMu Capital June 2003 - January 2004
Union Bank of California April 1998 - March 2002
Morgan Stanley 1996 - 1998
Kidder Peabody 1993 - 1994
Salomon Brothers 1989 - 1994
Goldman Sachs 1986 - 1988
Merrill Lynch 1985 - 1986
Skills
Middle Office, Order Management, Reconciliation, Business Requirements, Securities, Account Reconciliation
Education
Rutgers University 1981 — 1985
BA, Economics
Dwight Englewood 1975 — 1981
H.S., College Prep
HighMark Capital Management June 2006 - Present
SEI October 2005 - June 2006
Wachovia Securities March 2004 - April 2005
WaMu Capital June 2003 - January 2004
Union Bank of California April 1998 - March 2002
Morgan Stanley 1996 - 1998
Kidder Peabody 1993 - 1994
Salomon Brothers 1989 - 1994
Goldman Sachs 1986 - 1988
Merrill Lynch 1985 - 1986
Skills
Middle Office, Order Management, Reconciliation, Business Requirements, Securities, Account Reconciliation
Education
Rutgers University 1981 — 1985
BA, Economics
Dwight Englewood 1975 — 1981
H.S., College Prep
Carl D. Berry Carl D. Berry's Kidder Peabody Experience 1982 - 1987
Job Managing Attorney at Strategic Legal Group, P.A. Providing General Counsel Services tailored to your business needs.
Industry Law Practice
Experience
Strategic Legal Group, P.A. 2005 - Present
Florida Atlantic University August 2007 - Present
Adversary Entertainment, LLC October 2005 - Present
Warriors Boxing Promotions, Inc, 2003 - 2005
Don King Productions, Inc. 2001 - 2003
McCrary & Mosley 1996 - 1998
New York State Police 1987 - 1993
Kidder Peabody 1982 - 1987
Skills
Legal Writing, Licensing, Personal Injury, Commercial Litigation, Litigation, Public Speaking, Intellectual Property, Legal Advice, Legal Research, Mediation, Entertainment, Mergers & Acquisitions, Corporate Governance, Civil Litigation, Corporate Law, Management, Entertainment Law, Sports Law, Copyright Law, Westlaw, Marketing, Research, Sports, Event Management, Compliance, Employment Law, Negotiation, Real Estate, Contract Negotiation, Courts, Criminal Law, Trials, Appeals, Legal Issues, Alternative Dispute..., Family Law, Legal Assistance, Immigration Law, Dispute Resolution, Bankruptcy, Privacy Law, Litigation Support, Criminal Defense, Arbitration, Trial Practice, Due Diligence, Trademarks, White Collar Criminal..., Trade Secrets, Patents
Education
Le Cordon Bleu College in Miami 2010 — 2011
Diploma Patisserie & Banking, Baking and Pastry, 4.0
North Carolina Central University School of Law 1992 — 1995
Juris Doctor, Law
State University of New York at New Paltz 1989 — 1992
BA, Political Science
John Jay HS 1977 — 1980
Regents Diploma, Science
Strategic Legal Group, P.A. 2005 - Present
Florida Atlantic University August 2007 - Present
Adversary Entertainment, LLC October 2005 - Present
Warriors Boxing Promotions, Inc, 2003 - 2005
Don King Productions, Inc. 2001 - 2003
McCrary & Mosley 1996 - 1998
New York State Police 1987 - 1993
Kidder Peabody 1982 - 1987
Skills
Legal Writing, Licensing, Personal Injury, Commercial Litigation, Litigation, Public Speaking, Intellectual Property, Legal Advice, Legal Research, Mediation, Entertainment, Mergers & Acquisitions, Corporate Governance, Civil Litigation, Corporate Law, Management, Entertainment Law, Sports Law, Copyright Law, Westlaw, Marketing, Research, Sports, Event Management, Compliance, Employment Law, Negotiation, Real Estate, Contract Negotiation, Courts, Criminal Law, Trials, Appeals, Legal Issues, Alternative Dispute..., Family Law, Legal Assistance, Immigration Law, Dispute Resolution, Bankruptcy, Privacy Law, Litigation Support, Criminal Defense, Arbitration, Trial Practice, Due Diligence, Trademarks, White Collar Criminal..., Trade Secrets, Patents
Education
Le Cordon Bleu College in Miami 2010 — 2011
Diploma Patisserie & Banking, Baking and Pastry, 4.0
North Carolina Central University School of Law 1992 — 1995
Juris Doctor, Law
State University of New York at New Paltz 1989 — 1992
BA, Political Science
John Jay HS 1977 — 1980
Regents Diploma, Science
Steven Frey Steven Frey's Kidder Peabody Experience 1993 - 1994
Job Talent Director at Kforce
Industry Financial Services
Experience
Kforce July 2013 - Present
AMR Search Partners September 2008 - July 2013
Advisors' Search Group January 1994 - September 2008
Kidder Peabody 1993 - 1994
AllianceBernstein 1991 - 1993
AllianceBernstein (Regent Investor Services division) 1990 - 1992
Skills
Portfolio Management, Hedge Funds, Bloomberg, Investments, Recruiting, Asset Management, Fixed Income, Trading, Mutual Funds, Asset Managment, Financial Services, Securities, Alternative Investments, Equities, Series 7, Bonds, Finance, Banking, Credit, Investment Strategies, Investment Management
Education
Purchase College, SUNY 1987 — 1991
Bachelor, Economics
Kforce July 2013 - Present
AMR Search Partners September 2008 - July 2013
Advisors' Search Group January 1994 - September 2008
Kidder Peabody 1993 - 1994
AllianceBernstein 1991 - 1993
AllianceBernstein (Regent Investor Services division) 1990 - 1992
Skills
Portfolio Management, Hedge Funds, Bloomberg, Investments, Recruiting, Asset Management, Fixed Income, Trading, Mutual Funds, Asset Managment, Financial Services, Securities, Alternative Investments, Equities, Series 7, Bonds, Finance, Banking, Credit, Investment Strategies, Investment Management
Education
Purchase College, SUNY 1987 — 1991
Bachelor, Economics
Glenn Engel Glenn Engel's Kidder Peabody Experience September 1980 - June 1984
Job Deputy Director of Research at Merrill Lynch
Industry Investment Management
Experience
Merrill Lynch April 2010 - Present
Maverick Capital October 2006 - February 2009
Goldman Sachs 1984 - 2006
Kidder Peabody September 1980 - June 1984
Skills
Hedge Funds, Equities
Education
Princeton University 1976 — 1980
A.B., Economics
New York University - Leonard N. Stern School of Business 1981 — 1984
MBA, Finance
Merrill Lynch April 2010 - Present
Maverick Capital October 2006 - February 2009
Goldman Sachs 1984 - 2006
Kidder Peabody September 1980 - June 1984
Skills
Hedge Funds, Equities
Education
Princeton University 1976 — 1980
A.B., Economics
New York University - Leonard N. Stern School of Business 1981 — 1984
MBA, Finance
Ken Umezaki's Kidder Peabody Experience July 1986 - April 1989
Job President at Digital Daruma
Industry Music
Experience
Digital Daruma April 2010 - Present
Section 101 April 2011 - Present
Section 101 April 2011 - June 2013
Neuberger Investment Management September 2007 - March 2009
Lehman Brothers April 1989 - September 2008
Kidder Peabody July 1986 - April 1989
Skills
Integrated Marketing, Start-ups, Fixed Income, Digital Marketing, Hedge Funds, Asset Managment, Equities, Entertainment, Music Industry, Venture Capital, Digital Strategy, Asset Management, Digital Media, Music, Trading, Entrepreneurship, Public Relations, Bass Guitar, Business Development
Education
Princeton University 1982 — 1986
Digital Daruma April 2010 - Present
Section 101 April 2011 - Present
Section 101 April 2011 - June 2013
Neuberger Investment Management September 2007 - March 2009
Lehman Brothers April 1989 - September 2008
Kidder Peabody July 1986 - April 1989
Skills
Integrated Marketing, Start-ups, Fixed Income, Digital Marketing, Hedge Funds, Asset Managment, Equities, Entertainment, Music Industry, Venture Capital, Digital Strategy, Asset Management, Digital Media, Music, Trading, Entrepreneurship, Public Relations, Bass Guitar, Business Development
Education
Princeton University 1982 — 1986
Louise Watkins Louise Watkins's Kidder Peabody Experience April 1988 - September 1994
Job Office Manager at TPN
Industry Marketing and Advertising
Experience
TPN May 2006 - Present
Robert W. Baird & Co. December 1994 - September 2005
Kidder, Peabody April 1988 - September 1994
Skills
Outlook, Customer Service, Microsoft Office, Office Management, Event Planning, Advertising, PowerPoint, Microsoft Excel, Event Management, Microsoft Word, Social Media, Account Management, Social Media Marketing, Marketing Communications, Marketing, Budgets, Administrative..., Desktop Publishing, Keynote, IT Solutions, Data Entry, Human Resources, Adobe Acrobat, Time Management, Leadership, Retail
Education
Southern Illinois University, Carbondale 1982 — 1984
Lindblom High School 1978 — 1982
High School Diploma, General Studies
TPN May 2006 - Present
Robert W. Baird & Co. December 1994 - September 2005
Kidder, Peabody April 1988 - September 1994
Skills
Outlook, Customer Service, Microsoft Office, Office Management, Event Planning, Advertising, PowerPoint, Microsoft Excel, Event Management, Microsoft Word, Social Media, Account Management, Social Media Marketing, Marketing Communications, Marketing, Budgets, Administrative..., Desktop Publishing, Keynote, IT Solutions, Data Entry, Human Resources, Adobe Acrobat, Time Management, Leadership, Retail
Education
Southern Illinois University, Carbondale 1982 — 1984
Lindblom High School 1978 — 1982
High School Diploma, General Studies
Bruce Bookbinder, CSM Bruce Bookbinder, CSM's Kidder Peabody Experience September 1986 - October 1989
Job Global Information Technology Leader | Product Development, Supply Chain, Business Intelligence
Industry Oil & Energy
Experience
GE Power & Water 2015 - Present
Avon January 2011 - July 2014
Avon 2011 - 2014
Avon March 1999 - December 2010
Reader's Digest Association October 1990 - February 1999
Control Data Corporation November 1989 - September 1990
Kidder Peabody September 1986 - October 1989
Skills
Cross-functional Team..., Product Development, Business Intelligence, Project Management, ERP, E-commerce, Business Analysis, Management, Strategy, Consumer Products, Analytics, Process Improvement, Marketing Strategy, Vendor Management, IT Management, Business Process..., IT Strategy, Marketing, Business Process, Segmentation, Project Portfolio..., Market Research, Business Strategy, Program Management
Education
Pace University
MS, Computer Science
SUNY Albany
BS, Computer Science
GE Power & Water 2015 - Present
Avon January 2011 - July 2014
Avon 2011 - 2014
Avon March 1999 - December 2010
Reader's Digest Association October 1990 - February 1999
Control Data Corporation November 1989 - September 1990
Kidder Peabody September 1986 - October 1989
Skills
Cross-functional Team..., Product Development, Business Intelligence, Project Management, ERP, E-commerce, Business Analysis, Management, Strategy, Consumer Products, Analytics, Process Improvement, Marketing Strategy, Vendor Management, IT Management, Business Process..., IT Strategy, Marketing, Business Process, Segmentation, Project Portfolio..., Market Research, Business Strategy, Program Management
Education
Pace University
MS, Computer Science
SUNY Albany
BS, Computer Science
Barry Eyre Barry Eyre's Kidder Peabody Experience 1990 - 1992
Job Experienced business development executive with strong entrepreneurial, strategic thinking and financial analysis skills
Industry Insurance
Experience
KTP Advisors November 2010 - Present
SJ Specification Services, LLC November 2009 - June 2011
Saint John Stone January 2005 - December 2009
Putney Realty, LLC February 2003 - January 2005
Commerzbank November 2000 - May 2002
Deutsche Bank June 1995 - January 2000
Kidder Peabody 1990 - 1992
Skills
Strategic Planning, Business Development, Recruiting, Negotiation, Manufacturing, Sales, Mergers, Budgets, Sourcing, Marketing, Start-ups, Direct Marketing, Management, Business Strategy, Financial Modeling, Finance, Mergers & Acquisitions, Strategic Partnerships, Product Management, Sales Management, Due Diligence, Venture Capital
Education
University of Pennsylvania - The Wharton School 1993 — 1995
MBA, Finance
New York University 1988 — 1990
BS, Finance
University of Rhode Island 1986 — 1988
Transferred, Liberal Arts
KTP Advisors November 2010 - Present
SJ Specification Services, LLC November 2009 - June 2011
Saint John Stone January 2005 - December 2009
Putney Realty, LLC February 2003 - January 2005
Commerzbank November 2000 - May 2002
Deutsche Bank June 1995 - January 2000
Kidder Peabody 1990 - 1992
Skills
Strategic Planning, Business Development, Recruiting, Negotiation, Manufacturing, Sales, Mergers, Budgets, Sourcing, Marketing, Start-ups, Direct Marketing, Management, Business Strategy, Financial Modeling, Finance, Mergers & Acquisitions, Strategic Partnerships, Product Management, Sales Management, Due Diligence, Venture Capital
Education
University of Pennsylvania - The Wharton School 1993 — 1995
MBA, Finance
New York University 1988 — 1990
BS, Finance
University of Rhode Island 1986 — 1988
Transferred, Liberal Arts
Steven Milke Steven Milke's Kidder Peabody Experience February 1992 - February 1995
Job
Industry Capital Markets
Experience
RBC Capital Markets March 1995 - April 2010
Kidder Peabody February 1992 - February 1995
Fossett Corporation 1987 - 1992
Skills
Options, Capital Markets, Fixed Income, Equity Derivatives, Bloomberg, Hedge Funds, Electronic Trading, Derivatives, Equities, Trading Systems, Securities, Trading
Education
Princeton University 1982 — 1986
BA
RBC Capital Markets March 1995 - April 2010
Kidder Peabody February 1992 - February 1995
Fossett Corporation 1987 - 1992
Skills
Options, Capital Markets, Fixed Income, Equity Derivatives, Bloomberg, Hedge Funds, Electronic Trading, Derivatives, Equities, Trading Systems, Securities, Trading
Education
Princeton University 1982 — 1986
BA
Betsy Pugh Betsy Pugh's Kidder Peabody Experience 1981 - 1986
Job Member Board of Directors at Accion East
Industry Nonprofit Organization Management
Experience
National Equity Fund 2011 - Present
Accion East 1995 - Present
Local Initiatives Support Corporation February 2002 - December 2010
Central Park Conservancy 1999 - 2002
State of New Jersey 1992 - 1999
Credit Suisse First Boston 1986 - 1992
Kidder Peabody 1981 - 1986
Standard & Poor's 1976 - 1979
Skills
Nonprofits, Community Development, Budgets, Strategic Planning, Management, Managerial Finance, Organizational..., Community Outreach, Financial Analysis, Non-profits, Risk Management, Due Diligence, Finance, Strategy, Leadership
Education
NYU 1974 — 1976
MUP, Urban economics and finance
Mount Holyoke College 1963 — 1967
BA, Political Science
Rye Country Day School
National Equity Fund 2011 - Present
Accion East 1995 - Present
Local Initiatives Support Corporation February 2002 - December 2010
Central Park Conservancy 1999 - 2002
State of New Jersey 1992 - 1999
Credit Suisse First Boston 1986 - 1992
Kidder Peabody 1981 - 1986
Standard & Poor's 1976 - 1979
Skills
Nonprofits, Community Development, Budgets, Strategic Planning, Management, Managerial Finance, Organizational..., Community Outreach, Financial Analysis, Non-profits, Risk Management, Due Diligence, Finance, Strategy, Leadership
Education
NYU 1974 — 1976
MUP, Urban economics and finance
Mount Holyoke College 1963 — 1967
BA, Political Science
Rye Country Day School
Lawrence List Lawrence List's Kidder Peabody Experience 1989 - 1991
Job CAO Fixed Income Americas at BNP Paribas
Industry Financial Services
Experience
BNP Paribas May 2012 - Present
Deutsche Bank September 2011 - May 2012
Commerzbank AG 2005 - March 2011
DKR Oasis 2004 - 2005
Dresdner Kleinwort Investment Bank 2000 - 2004
Dresdner Kleinwort Investment Bank 1997 - 2000
NatWest Markets 1995 - 1997
NatWest Markets 1991 - 1995
Kidder Peabody 1989 - 1991
Kidder Peabody 1987 - 1989
Skills
Strategy
Education
Pace University - Lubin School of Business 1987 — 1991
MBA, Finance
University of Connecticut 1982 — 1986
BA, Economics
BNP Paribas May 2012 - Present
Deutsche Bank September 2011 - May 2012
Commerzbank AG 2005 - March 2011
DKR Oasis 2004 - 2005
Dresdner Kleinwort Investment Bank 2000 - 2004
Dresdner Kleinwort Investment Bank 1997 - 2000
NatWest Markets 1995 - 1997
NatWest Markets 1991 - 1995
Kidder Peabody 1989 - 1991
Kidder Peabody 1987 - 1989
Skills
Strategy
Education
Pace University - Lubin School of Business 1987 — 1991
MBA, Finance
University of Connecticut 1982 — 1986
BA, Economics
Louis Martarano Louis Martarano's Kidder Peabody Experience June 1981 - September 1992
Job Managing Director at L Martarano Enterprises
Industry Financial Services
Experience
L Martarano Consulting Services, Inc. September 2011 - Present
L Martarano Enterprises January 2000 - Present
Marymount Manhattan College December 2001 - June 2011
Merrill Lynch September 1997 - January 2000
Merrill Lynch September 1992 - September 1997
Kidder Peabody June 1981 - September 1992
W. R. Grace and Co May 1980 - August 1980
W. R. Grace and Co January 1977 - January 1978
Skills
Board Development, Board Leadership, Strategic Planning, Strategic Consulting, Finance, Financial Managment, Project Finance, Financial Planning, Fundraising, Leadership, Management, Equities, Negotiation, Mergers & Acquisitions, Research, Nonprofits, Financial Modeling, Venture Capital, Analysis, Entrepreneurship, Strategic Financial..., Structured Finance, Start-ups, Managerial Finance, Financial Risk..., Recruiting, Strategy, Philanthropy
Education
Yale University - Yale School of Management 1979 — 1981
Master, Public and Private Management
Penn State University 1972 — 1976
BS, Chemistry
L Martarano Consulting Services, Inc. September 2011 - Present
L Martarano Enterprises January 2000 - Present
Marymount Manhattan College December 2001 - June 2011
Merrill Lynch September 1997 - January 2000
Merrill Lynch September 1992 - September 1997
Kidder Peabody June 1981 - September 1992
W. R. Grace and Co May 1980 - August 1980
W. R. Grace and Co January 1977 - January 1978
Skills
Board Development, Board Leadership, Strategic Planning, Strategic Consulting, Finance, Financial Managment, Project Finance, Financial Planning, Fundraising, Leadership, Management, Equities, Negotiation, Mergers & Acquisitions, Research, Nonprofits, Financial Modeling, Venture Capital, Analysis, Entrepreneurship, Strategic Financial..., Structured Finance, Start-ups, Managerial Finance, Financial Risk..., Recruiting, Strategy, Philanthropy
Education
Yale University - Yale School of Management 1979 — 1981
Master, Public and Private Management
Penn State University 1972 — 1976
BS, Chemistry
Dean Santamaria-Capetanelis Dean Santamaria-Capetanelis's Kidder Peabody Experience 1988 - 1995
Job General Manager at Santamaria Realty & Restaurant, LLC
Industry Entertainment
Experience
Santamaria Realty & Restaurant, LLC June 2009 - Present
SHS 2006 - June 2009
Penn State 2002 - 2005
The Kings Rook 1995 - 1999
Kidder, Peabody 1988 - 1995
Skills
Sales, Event Planning, Time Management, Microsoft Office
Education
Salem State College 1995 — 2002
BS, Chemistry
Penn State University
Santamaria Realty & Restaurant, LLC June 2009 - Present
SHS 2006 - June 2009
Penn State 2002 - 2005
The Kings Rook 1995 - 1999
Kidder, Peabody 1988 - 1995
Skills
Sales, Event Planning, Time Management, Microsoft Office
Education
Salem State College 1995 — 2002
BS, Chemistry
Penn State University
Gary Kapul Gary Kapul's Kidder Peabody Experience December 1992 - February 1995
Job Information Technology Consultant at Goldman Sachs
Industry Information Technology and Services
Experience
Goldman Sachs February 2014 - Present
BNY Mellon February 2013 - January 2014
DTCC May 2011 - February 2013
JPMorgan Chase March 2010 - May 2011
UBS October 2008 - November 2009
Medco April 2008 - October 2008
Bear Stearns December 1997 - November 2007
Paine Webber February 1995 - December 1997
Kidder Peabody December 1992 - February 1995
Morgan Stanley March 1992 - December 1992
Skills
Financial Services, DB2, Trading Systems, SDLC, COBOL, Mainframe, JCL, Unix, Databases, VSAM, Visio, WebSphere MQ, Fileaid, Endeavor, CICS, Integration, SQL, Business Analysis, Vendor Management, Batch Programming
Education
Pace University 1985 — 1989
BS, Computer Science
Goldman Sachs February 2014 - Present
BNY Mellon February 2013 - January 2014
DTCC May 2011 - February 2013
JPMorgan Chase March 2010 - May 2011
UBS October 2008 - November 2009
Medco April 2008 - October 2008
Bear Stearns December 1997 - November 2007
Paine Webber February 1995 - December 1997
Kidder Peabody December 1992 - February 1995
Morgan Stanley March 1992 - December 1992
Skills
Financial Services, DB2, Trading Systems, SDLC, COBOL, Mainframe, JCL, Unix, Databases, VSAM, Visio, WebSphere MQ, Fileaid, Endeavor, CICS, Integration, SQL, Business Analysis, Vendor Management, Batch Programming
Education
Pace University 1985 — 1989
BS, Computer Science
Salvino G. Plaia Salvino G. Plaia's Kidder Peabody Experience March 1993 - March 1995
Job Santander Investment Securities Inc..
Industry Financial Services
Experience
Santander Investment Securities Inc July 2015 - Present
CIBC World Markets April 2014 - May 2015
Prospect 33 December 2011 - April 2014
Barclays Capital April 1998 - August 2011
The Bank of New York March 1995 - April 1998
Kidder Peabody March 1993 - March 1995
ABN AMRO Bank N.V. September 1991 - February 1995
Skills
Derivatives, FX Options, Trading, Credit Derivatives, Capital Markets, Fixed Income, Credit, Swaps, Risk Management, Hedge Funds, Financial Risk, Electronic Trading, Middle Office, Settlement, Financial Services, Microsoft Office, Structured Products, Banking, Prime Brokerage, Visio, Swaps Wire, ICE Clear Credit, Impact, Investment Banking, Omgeo Oasys, Bloomberg TOMS, Broadridge ADP
Education
Queens College 1987 — 1991
Bachelor of Arts, Economics
Santander Investment Securities Inc July 2015 - Present
CIBC World Markets April 2014 - May 2015
Prospect 33 December 2011 - April 2014
Barclays Capital April 1998 - August 2011
The Bank of New York March 1995 - April 1998
Kidder Peabody March 1993 - March 1995
ABN AMRO Bank N.V. September 1991 - February 1995
Skills
Derivatives, FX Options, Trading, Credit Derivatives, Capital Markets, Fixed Income, Credit, Swaps, Risk Management, Hedge Funds, Financial Risk, Electronic Trading, Middle Office, Settlement, Financial Services, Microsoft Office, Structured Products, Banking, Prime Brokerage, Visio, Swaps Wire, ICE Clear Credit, Impact, Investment Banking, Omgeo Oasys, Bloomberg TOMS, Broadridge ADP
Education
Queens College 1987 — 1991
Bachelor of Arts, Economics
Lisa DeConto Lisa DeConto's Kidder Peabody Experience 1989 - 1991
Job Executive Director at Russell Reynolds Associates
Industry Staffing and Recruiting
Experience
Russell Reynolds Associates 2014 - Present
76 Search Partners LLC 2010 - 2014
Heidrick & Struggles August 2008 - 2010
75 Search Partners LLC 2004 - 2008
Putnam Investments 2000 - 2004
TMP / Lamalie Amrop / Westgate Group 1998 - 2000
Boston Institutional Services 1993 - 1998
Kidder Peabody 1989 - 1991
Credit Suisse First Boston 1985 - 1989
Skills
Executive Search, Fixed Income, Investment Management, Financial Services, Talent Acquisition, Executive Coaching, Recruiting, Equities, Risk Management, Asset Managment, Relationship Cultivation
Education
St. Lawrence University 1980 — 1984
Bachelor of Arts (BA), English
Institute for Professional Excellence in Coaching (iPEC)
Certified Professional Coach
Russell Reynolds Associates 2014 - Present
76 Search Partners LLC 2010 - 2014
Heidrick & Struggles August 2008 - 2010
75 Search Partners LLC 2004 - 2008
Putnam Investments 2000 - 2004
TMP / Lamalie Amrop / Westgate Group 1998 - 2000
Boston Institutional Services 1993 - 1998
Kidder Peabody 1989 - 1991
Credit Suisse First Boston 1985 - 1989
Skills
Executive Search, Fixed Income, Investment Management, Financial Services, Talent Acquisition, Executive Coaching, Recruiting, Equities, Risk Management, Asset Managment, Relationship Cultivation
Education
St. Lawrence University 1980 — 1984
Bachelor of Arts (BA), English
Institute for Professional Excellence in Coaching (iPEC)
Certified Professional Coach
Doug Grossman's Kidder Peabody Experience January 1990 - June 1993
Job Founder at Dingo Technologies
Industry Computer Software
Experience
Dingo Technologies September 2015 - Present
KKR November 2007 - April 2014
Finaplex October 2005 - November 2007
Robertson Stephens & Co October 1998 - September 2002
Financial Data Concepts June 1996 - November 1999
J.P. Morgan June 1993 - June 1996
Kidder Peabody January 1990 - June 1993
Education
Queens College
Bachelor's degree, Computer Science
Dingo Technologies September 2015 - Present
KKR November 2007 - April 2014
Finaplex October 2005 - November 2007
Robertson Stephens & Co October 1998 - September 2002
Financial Data Concepts June 1996 - November 1999
J.P. Morgan June 1993 - June 1996
Kidder Peabody January 1990 - June 1993
Education
Queens College
Bachelor's degree, Computer Science
Kerri-Ann Kraetzer Kerri-Ann Kraetzer's Kidder Peabody Experience 1991 - 1993
Job Area Sr. Vice President at Arthur J. Gallagher & Co.
Industry Insurance
Experience
Arthur J. Gallagher & Co. April 2007 - Present
Marsh & McLennan Companies October 2002 - April 2007
Frenkel & Company February 2000 - September 2002
Chase 1999 - 2000
GE Capital December 1993 - March 1999
Kidder Peabody 1991 - 1993
Skills
Insurance, Property & Casualty..., Commercial Insurance, Risk Management, Liability, Brokers, General Insurance, Workers Compensation, Casualty Insurance
Education
American Institute for Chartered Property Casualty Underwriters 2007 — 2008
Associate in Risk Management
Chartered Property Casualty Underwriter Society, CPCU 1999 1994 — 1999
Chartered Property Casualty Underwriter Designation
Providence College
Bachelor's of Science, Marketing
Saint Francis Preparatory School, Queens, NY
Arthur J. Gallagher & Co. April 2007 - Present
Marsh & McLennan Companies October 2002 - April 2007
Frenkel & Company February 2000 - September 2002
Chase 1999 - 2000
GE Capital December 1993 - March 1999
Kidder Peabody 1991 - 1993
Skills
Insurance, Property & Casualty..., Commercial Insurance, Risk Management, Liability, Brokers, General Insurance, Workers Compensation, Casualty Insurance
Education
American Institute for Chartered Property Casualty Underwriters 2007 — 2008
Associate in Risk Management
Chartered Property Casualty Underwriter Society, CPCU 1999 1994 — 1999
Chartered Property Casualty Underwriter Designation
Providence College
Bachelor's of Science, Marketing
Saint Francis Preparatory School, Queens, NY
Beth Cavanaugh Beth Cavanaugh's Kidder Peabody Experience August 1993 - October 1994
Job Owner, Cavanaugh Insurance, LLC
Industry Insurance
Experience
Cavanaugh Insurance February 2012 - Present
David M. Gilston Insurance Agency, Inc. November 2005 - January 2012
Defender Capital March 1996 - May 2004
Citibank (Banamex USA) December 1994 - March 1996
Kidder Peabody August 1993 - October 1994
First Boston Corporation August 1991 - August 1993
Morgan Stanley Smith Barney August 1986 - August 1991
Skills
super at helping folks..., Health, Benefits, Employee Benefits, Insurance, Health Insurance, Life Insurance, Helping Clients Succeed, Disability Insurance, Medicare, Underwriting, Management, Term Life Insurance, Long-term Care, Health Savings Accounts
Education
Sewanee-The University of the South 1979 — 1983
BA, physcology
Sewanee-The University of the South 1979 — 1983
Bachelor of Arts, psychology
Cavanaugh Insurance February 2012 - Present
David M. Gilston Insurance Agency, Inc. November 2005 - January 2012
Defender Capital March 1996 - May 2004
Citibank (Banamex USA) December 1994 - March 1996
Kidder Peabody August 1993 - October 1994
First Boston Corporation August 1991 - August 1993
Morgan Stanley Smith Barney August 1986 - August 1991
Skills
super at helping folks..., Health, Benefits, Employee Benefits, Insurance, Health Insurance, Life Insurance, Helping Clients Succeed, Disability Insurance, Medicare, Underwriting, Management, Term Life Insurance, Long-term Care, Health Savings Accounts
Education
Sewanee-The University of the South 1979 — 1983
BA, physcology
Sewanee-The University of the South 1979 — 1983
Bachelor of Arts, psychology
Martin G. Talarico Martin G. Talarico's Kidder Peabody Experience 1988 - 1992
Job Regional Branch Supervisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC September 2011 - Present
Wells Fargo Advisors, LLC 2006 - September 2011
Wells Fargo Investments, LLC 2001 - 2006
Ragen MacKenzie 1992 - 2000
Gibraltar Savings Bank 1985 - 1998
Kidder Peabody 1988 - 1992
Skills
Investments, Securities, Mutual Funds, Equities, Fixed Income, ETFs, Bonds
Education
The University of Montana - School of Business Administration 1983 — 1985
BS, Management, Finance
Montana State University-Bozeman 1980 — 1982
Wells Fargo Advisors, LLC September 2011 - Present
Wells Fargo Advisors, LLC 2006 - September 2011
Wells Fargo Investments, LLC 2001 - 2006
Ragen MacKenzie 1992 - 2000
Gibraltar Savings Bank 1985 - 1998
Kidder Peabody 1988 - 1992
Skills
Investments, Securities, Mutual Funds, Equities, Fixed Income, ETFs, Bonds
Education
The University of Montana - School of Business Administration 1983 — 1985
BS, Management, Finance
Montana State University-Bozeman 1980 — 1982
Sheldon Reynolds Sheldon Reynolds's Kidder Peabody Experience May 1986 - August 1986
Job Fixed Income at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley 1987 - Present
Kidder Peabody May 1986 - August 1986
Skills
Fixed Income, Series 7, Derivatives, Hedge Funds, Asset Management, Equities, Investment Banking, Investments, Alternative Investments, Securities, Bonds, Capital Markets, Bloomberg
Education
Northwestern University - Kellogg School of Management 1985 — 1987
Master of Management, Finance, General
Northwestern University 1977 — 1981
Bachelor of Arts (B.A.), Economics
University School 1973 — 1977
High School Diploma
Morgan Stanley 1987 - Present
Kidder Peabody May 1986 - August 1986
Skills
Fixed Income, Series 7, Derivatives, Hedge Funds, Asset Management, Equities, Investment Banking, Investments, Alternative Investments, Securities, Bonds, Capital Markets, Bloomberg
Education
Northwestern University - Kellogg School of Management 1985 — 1987
Master of Management, Finance, General
Northwestern University 1977 — 1981
Bachelor of Arts (B.A.), Economics
University School 1973 — 1977
High School Diploma
Alex (Aiello) Hundt Alex (Aiello) Hundt's Kidder Peabody Experience 1982 - 1990
Job Groom & Valet at Hundt Racing
Industry Farming
Experience
HundtHome 2006 - Present
Hundt Racing 2002 - Present
J.P. Morgan January 2006 - 2009
HSBC 1992 - 2004
James Capel 1990 - 1992
Kidder Peabody 1982 - 1990
Education
Mount Holyoke College 1978 — 1982
Bachelor's degree, Economics/American History
HundtHome 2006 - Present
Hundt Racing 2002 - Present
J.P. Morgan January 2006 - 2009
HSBC 1992 - 2004
James Capel 1990 - 1992
Kidder Peabody 1982 - 1990
Education
Mount Holyoke College 1978 — 1982
Bachelor's degree, Economics/American History
Julie MacMillan Julie MacMillan's Kidder Peabody Experience August 1988 - June 1990
Job Associate, Municipal Finance at RBC Capital Markets
Industry Education Management
Experience
RBC Capital Markets April 2008 - Present
The Lamplighter School June 2002 - February 2008
Texas Wesleyan University October 1996 - January 2002
Texas Wesleyan University August 1993 - October 1996
Texas Christian University October 1992 - August 1993
University of Redlands November 1990 - June 1992
Kidder Peabody August 1988 - June 1990
Skills
Grant Writing, Alumni Relations, Proposal Writing, Program Management, Recruiting, Finance, Project Planning, Direct Mail
Education
Texas Wesleyan University 1998 — 2004
MBA, Business Administration
Ohio Wesleyan University 1984 — 1988
BA, Economics
Magnificat High School 1980 — 1984
RBC Capital Markets April 2008 - Present
The Lamplighter School June 2002 - February 2008
Texas Wesleyan University October 1996 - January 2002
Texas Wesleyan University August 1993 - October 1996
Texas Christian University October 1992 - August 1993
University of Redlands November 1990 - June 1992
Kidder Peabody August 1988 - June 1990
Skills
Grant Writing, Alumni Relations, Proposal Writing, Program Management, Recruiting, Finance, Project Planning, Direct Mail
Education
Texas Wesleyan University 1998 — 2004
MBA, Business Administration
Ohio Wesleyan University 1984 — 1988
BA, Economics
Magnificat High School 1980 — 1984
Sheryl Martinez's Kidder Peabody Experience 1986 - 1988
Job Manager at Financial Industry Regulatory Authority
Industry Financial Services
Experience
Financial Industry Regulatory Authority 1992 - Present
Kidder Peabody 1986 - 1988
Morgan Stanley 1983 - 1986
Goldman Sachs 1977 - 1983
Skills
Derivatives, Mutual Funds, Risk Management, Securities Regulation, Capital Markets, Securities, Financial Modeling, Financial Services, Equities, Financial Analysis, Finance, Fixed Income, Series 7, Due Diligence, Hedge Funds
Education
Pace University
Accounting
Financial Industry Regulatory Authority 1992 - Present
Kidder Peabody 1986 - 1988
Morgan Stanley 1983 - 1986
Goldman Sachs 1977 - 1983
Skills
Derivatives, Mutual Funds, Risk Management, Securities Regulation, Capital Markets, Securities, Financial Modeling, Financial Services, Equities, Financial Analysis, Finance, Fixed Income, Series 7, Due Diligence, Hedge Funds
Education
Pace University
Accounting
Patricia Emerson Patricia Emerson's Kidder Peabody Experience September 1985 - May 1995
Job Sephora / Certified Spinning Instructor
Industry Animation
Experience
**** Repurchasing Agreements, Government SecuritiesCustomer Service RepresentativeSephoraNovember 2013 - Present
Euro Brokers June 1995 - January 2008
Kidder Peabody September 1985 - May 1995
Skills
Cpr Certified, Spinning, Trading Operations, Professional Mom, Trading, Securities
Education
Burlington Township High School 1979 — 1983
Burlington County College
**** Repurchasing Agreements, Government SecuritiesCustomer Service RepresentativeSephoraNovember 2013 - Present
Euro Brokers June 1995 - January 2008
Kidder Peabody September 1985 - May 1995
Skills
Cpr Certified, Spinning, Trading Operations, Professional Mom, Trading, Securities
Education
Burlington Township High School 1979 — 1983
Burlington County College
Caleb Pollack Caleb Pollack's Kidder Peabody Experience 1993 - 1993
Job Partner at Pearl Cohen Zedek Latzer Baratz LLP
Industry Law Practice
Experience
Pearl Cohen Zedek Latzer, LLP April 2001 - Present
Kramer Levin Naftalis & Frankel LLP 1999 - 2001
Kenyon & Kenyon June 1996 - July 1999
Kidder Peabody 1993 - 1993
Skills
Patents
Education
New York University School of Law 1994 — 1997
University of Pennsylvania 1986 — 1990
B.SC., Computer Science
Ridgefield High School 1982 — 1986
Pearl Cohen Zedek Latzer, LLP April 2001 - Present
Kramer Levin Naftalis & Frankel LLP 1999 - 2001
Kenyon & Kenyon June 1996 - July 1999
Kidder Peabody 1993 - 1993
Skills
Patents
Education
New York University School of Law 1994 — 1997
University of Pennsylvania 1986 — 1990
B.SC., Computer Science
Ridgefield High School 1982 — 1986
Juan Carlos Luque Suescun Juan Carlos Luque Suescun's Kidder Peabody Experience 1993 - 1995
Job Managing Partner at BCP Securities
Industry Investment Banking
Experience
BCP Securities, LLC 1998 - Present
UBS Warburg Dillon Read 1997 - 1998
Union Bank of Switzerland 1995 - 1997
Kidder Peabody 1993 - 1995
Education
Thunderbird School of Global Management 1992 — 1993
MBA, Finance
Universidad de Los Andes 1990 — 1991
Master's degree, Finance, General
Pontificia Universidad Javeriana 1982 — 1986
Bachelor of Architecture (B.Arch.), Architecture
BCP Securities, LLC 1998 - Present
UBS Warburg Dillon Read 1997 - 1998
Union Bank of Switzerland 1995 - 1997
Kidder Peabody 1993 - 1995
Education
Thunderbird School of Global Management 1992 — 1993
MBA, Finance
Universidad de Los Andes 1990 — 1991
Master's degree, Finance, General
Pontificia Universidad Javeriana 1982 — 1986
Bachelor of Architecture (B.Arch.), Architecture
Bill Heston Bill Heston's Kidder Peabody Experience May 1977 - August 1977
Job Manager at Cedar Grove Investments LLC
Industry Venture Capital & Private Equity
Experience
Cedar Grove Investments LLC April 2000 - Present
Getty Images, Inc. April 2000 - April 2003
Getty Images Inc./PhotoDisc Inc. April 1992 - March 2000
Phoenix Partners/ AG Becker Venture Associates August 1985 - February 1992
Davis Polk And Wardwell April 1982 - October 1983
Kidder Peabody May 1977 - August 1977
Skills
Start-ups, Strategic Partnerships, Business Strategy, Entrepreneurship, Mergers, Venture Capital, Business Development, Management Consulting, New Business Development, Product Management, E-commerce, Strategic Planning, Mergers & Acquisitions
Education
The George Washington University - School of Business 1984 — 1985
MBA, International Buisiness
Purdue University 1977 — 1982
BS
Cedar Grove Investments LLC April 2000 - Present
Getty Images, Inc. April 2000 - April 2003
Getty Images Inc./PhotoDisc Inc. April 1992 - March 2000
Phoenix Partners/ AG Becker Venture Associates August 1985 - February 1992
Davis Polk And Wardwell April 1982 - October 1983
Kidder Peabody May 1977 - August 1977
Skills
Start-ups, Strategic Partnerships, Business Strategy, Entrepreneurship, Mergers, Venture Capital, Business Development, Management Consulting, New Business Development, Product Management, E-commerce, Strategic Planning, Mergers & Acquisitions
Education
The George Washington University - School of Business 1984 — 1985
MBA, International Buisiness
Purdue University 1977 — 1982
BS
Eve Marks Eve Marks's Kidder Peabody Experience August 1980 - September 1981
Job Sales Representative at Weichert
Industry Real Estate
Experience
Weichert January 2007 - Present
United States Postal Service November 2006 - December 2009
Contract Flight Crew January 2004 - April 2009
Deutsche Bank Securities August 1999 - November 2003
BT Alex Brown Securities February 1994 - September 1999
BT Securities Corp (subsidiary of Bankers Trust Co) September 1987 - January 1994
Bankers Trust Company September 1985 - January 1994
The Bank of New York September 1981 - September 1985
Kidder Peabody August 1980 - September 1981
Registrar & Transfer Company February 1978 - September 1980
Education
Saint Peter's University 1975 — 1981
St Francis School of Nursing 1975 — 1976
Weichert January 2007 - Present
United States Postal Service November 2006 - December 2009
Contract Flight Crew January 2004 - April 2009
Deutsche Bank Securities August 1999 - November 2003
BT Alex Brown Securities February 1994 - September 1999
BT Securities Corp (subsidiary of Bankers Trust Co) September 1987 - January 1994
Bankers Trust Company September 1985 - January 1994
The Bank of New York September 1981 - September 1985
Kidder Peabody August 1980 - September 1981
Registrar & Transfer Company February 1978 - September 1980
Education
Saint Peter's University 1975 — 1981
St Francis School of Nursing 1975 — 1976
Jeff Kleban Jeff Kleban's Kidder Peabody Experience April 1984 - March 1986
Job CoFounder & Partner at Avocation Investments
Industry Computer Software
Experience
Avocation Investments May 2014 - Present
Hyde Park Angels September 2014 - Present
Retired April 2014 - Present
SAP January 2013 - April 2014
Syclo September 1995 - December 2012
Universal Sales & Marketing 1991 - 1995
Nomura Securities 1990 - 1991
Discount Corporation of NY Futures (DCNYF) April 1986 - September 1990
Kidder Peabody April 1984 - March 1986
Skills
Product Management, New Business Development, Strategic Planning, Sales Management, Speaking Engagements, Public Relations, Analyst Relations, Public Speaking, Entrepreneurship, Business Strategy, Cloud Computing, SaaS, Mobile Applications, Business Alliances, Go-to-market Strategy, Strategic Partnerships, Solution Selling, Enterprise Software, Team Leadership, Mobile Devices, Marketing Strategy, Product Marketing, Business Analysis, Business Development, Leadership, Account Management, Marketing, Demand Generation, Start-ups, Strategy
Education
University of Chicago, Graduate School of Business 1985 — 1986
MBA, Finance
Northwestern University 1980 — 1984
BS, Computer Science
Starkville High School 1976 — 1980
Diploma, n/a
Avocation Investments May 2014 - Present
Hyde Park Angels September 2014 - Present
Retired April 2014 - Present
SAP January 2013 - April 2014
Syclo September 1995 - December 2012
Universal Sales & Marketing 1991 - 1995
Nomura Securities 1990 - 1991
Discount Corporation of NY Futures (DCNYF) April 1986 - September 1990
Kidder Peabody April 1984 - March 1986
Skills
Product Management, New Business Development, Strategic Planning, Sales Management, Speaking Engagements, Public Relations, Analyst Relations, Public Speaking, Entrepreneurship, Business Strategy, Cloud Computing, SaaS, Mobile Applications, Business Alliances, Go-to-market Strategy, Strategic Partnerships, Solution Selling, Enterprise Software, Team Leadership, Mobile Devices, Marketing Strategy, Product Marketing, Business Analysis, Business Development, Leadership, Account Management, Marketing, Demand Generation, Start-ups, Strategy
Education
University of Chicago, Graduate School of Business 1985 — 1986
MBA, Finance
Northwestern University 1980 — 1984
BS, Computer Science
Starkville High School 1976 — 1980
Diploma, n/a
Matt Krohn Matt Krohn's Kidder Peabody Experience December 1990 - December 1994
Job First Vice President – Financial Advisor, International at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management May 2008 - Present
UBS December 1999 - December 2008
Merrill Lynch December 1994 - December 1999
Kidder Peabody December 1990 - December 1994
Donaldson, Lufkin & Jenrette December 1988 - December 1990
Underwood, Neuhaus 1986 - 1988
CE Vetco Gray February 1978 - August 1986
Cameron Iron Works 1976 - 1979
Education
The University of Texas at Austin 1972 — 1973
Bachelor of Arts, Humanities
Ohio University 1973 — 1974
International Relations
Coronado High School 1962 — 1969
RBC Wealth Management May 2008 - Present
UBS December 1999 - December 2008
Merrill Lynch December 1994 - December 1999
Kidder Peabody December 1990 - December 1994
Donaldson, Lufkin & Jenrette December 1988 - December 1990
Underwood, Neuhaus 1986 - 1988
CE Vetco Gray February 1978 - August 1986
Cameron Iron Works 1976 - 1979
Education
The University of Texas at Austin 1972 — 1973
Bachelor of Arts, Humanities
Ohio University 1973 — 1974
International Relations
Coronado High School 1962 — 1969
Uzair Dada's Kidder Peabody Experience 1990 - 1992
Job CEO at atEvent
Industry Marketing and Advertising
Experience
BofI Federal Bank January 2015 - Present
Iron Horse Interactive September 2000 - Present
atEvent January 2013 - Present
Intel 2003 - 2008
Intraware 1999 - 2000
Deloitte Consulting 1994 - 1999
Apple 1993 - 1994
Kidder, Peabody 1990 - 1992
Skills
Online Advertising, Sales Enablement, Strategic Partnerships, Demand Generation, Go-to-market Strategy, Product Marketing, Lead Generation, SEM, Analytics, Marketing Strategy, Multi-channel Marketing, Competitive Analysis, SaaS, Business Alliances, Marketing Automation, Mobile Marketing, Product Management, Online Marketing, Strategy, Account Management, Start-ups, Business Development, Product Launch, Integrated Marketing, CRM, Mobile Devices, B2B, Salesforce.com, Digital Marketing, Entrepreneurship, Digital Strategy, B2B Marketing
Education
University of California, Berkeley 1986 — 2000
BS, Business Adminstration
Northwestern University - Kellogg School of Management 1992 — 1994
MBA, Strategy, Marketing and Finance
University of California, Berkeley, Haas School of Business 1986 — 1990
BS, Business Administration
BofI Federal Bank January 2015 - Present
Iron Horse Interactive September 2000 - Present
atEvent January 2013 - Present
Intel 2003 - 2008
Intraware 1999 - 2000
Deloitte Consulting 1994 - 1999
Apple 1993 - 1994
Kidder, Peabody 1990 - 1992
Skills
Online Advertising, Sales Enablement, Strategic Partnerships, Demand Generation, Go-to-market Strategy, Product Marketing, Lead Generation, SEM, Analytics, Marketing Strategy, Multi-channel Marketing, Competitive Analysis, SaaS, Business Alliances, Marketing Automation, Mobile Marketing, Product Management, Online Marketing, Strategy, Account Management, Start-ups, Business Development, Product Launch, Integrated Marketing, CRM, Mobile Devices, B2B, Salesforce.com, Digital Marketing, Entrepreneurship, Digital Strategy, B2B Marketing
Education
University of California, Berkeley 1986 — 2000
BS, Business Adminstration
Northwestern University - Kellogg School of Management 1992 — 1994
MBA, Strategy, Marketing and Finance
University of California, Berkeley, Haas School of Business 1986 — 1990
BS, Business Administration
Larry Caminiti's Kidder Peabody Experience 1989 - 1995
Job
Industry Information Technology and Services
Experience
Broadridge Financial Solutions - via TSR Consulting 2014 - July 2014
Morgan Stanley December 2007 - March 2014
Enterprise Engineering Inc. June 2000 - June 2007
Merrill Lynch 1995 - 2000
Kidder Peabody 1989 - 1995
Skills
Equities, Fixed Income, Vendor Management, Risk Management, SDLC, Financial Services, Governance, Business Analysis, Trading Systems, Project Management, Program Management, Electronic Trading, Derivatives, Business Continuity, Leadership, IT Strategy, Executive Management, Investment Banking, Enterprise Architecture, Securities, Asset Management, Project Portfolio..., Strategic Planning, Management Consulting, Portfolio Management, Business Process..., Strategy, Capital Markets, Business Intelligence, PMO, Prime Brokerage, Disaster Recovery, Wealth Management, Market Data, Software Project..., Management, Change Management, Business Strategy, Reference Data, Middle Office, Hedge Funds, IT Operations
Education
Pace University - Lubin School of Business 1979 — 1985
BBA, Management Information Systems
Broadridge Financial Solutions - via TSR Consulting 2014 - July 2014
Morgan Stanley December 2007 - March 2014
Enterprise Engineering Inc. June 2000 - June 2007
Merrill Lynch 1995 - 2000
Kidder Peabody 1989 - 1995
Skills
Equities, Fixed Income, Vendor Management, Risk Management, SDLC, Financial Services, Governance, Business Analysis, Trading Systems, Project Management, Program Management, Electronic Trading, Derivatives, Business Continuity, Leadership, IT Strategy, Executive Management, Investment Banking, Enterprise Architecture, Securities, Asset Management, Project Portfolio..., Strategic Planning, Management Consulting, Portfolio Management, Business Process..., Strategy, Capital Markets, Business Intelligence, PMO, Prime Brokerage, Disaster Recovery, Wealth Management, Market Data, Software Project..., Management, Change Management, Business Strategy, Reference Data, Middle Office, Hedge Funds, IT Operations
Education
Pace University - Lubin School of Business 1979 — 1985
BBA, Management Information Systems
Jill A Brennan's Kidder Peabody Experience 1987 - 1989
Job Information Design & Development Leader
Industry Computer Software
Experience
IPC Systems, Inc. December 2010 - Present
EMC Corporation 2008 - 2010
EMC Corporation 2006 - 2008
EMC Corporation 2000 - 2005
EMC Corporation 1999 - 2000
Ascom Timeplex 1994 - 1999
Advantage KBS 1997 - 1998
Kidder Peabody 1987 - 1989
Skills
Management, Project Management, Agile Methodologies, Cloud Computing, Enterprise Software, SaaS, Product Management, Software Development, Unix, Program Management, Technical Writing, Content Management, Cross-functional Team..., Software Documentation, Visio, XML, Requirements Analysis, SDLC, Process Improvement, Vendor Management, Linux, Solaris, SharePoint, Online Help, Leadership, RoboHelp, Start-ups, Strategy, Analysis, Integration
Education
Montclair State University
IPC Systems, Inc. December 2010 - Present
EMC Corporation 2008 - 2010
EMC Corporation 2006 - 2008
EMC Corporation 2000 - 2005
EMC Corporation 1999 - 2000
Ascom Timeplex 1994 - 1999
Advantage KBS 1997 - 1998
Kidder Peabody 1987 - 1989
Skills
Management, Project Management, Agile Methodologies, Cloud Computing, Enterprise Software, SaaS, Product Management, Software Development, Unix, Program Management, Technical Writing, Content Management, Cross-functional Team..., Software Documentation, Visio, XML, Requirements Analysis, SDLC, Process Improvement, Vendor Management, Linux, Solaris, SharePoint, Online Help, Leadership, RoboHelp, Start-ups, Strategy, Analysis, Integration
Education
Montclair State University
Howard Kuhn's Kidder Peabody Experience June 1987 - December 1988
Job
Industry Banking
Experience
Citi May 2011 - Present
JPMorgan June 2009 - May 2011
Citi October 2005 - December 2008
JPMorgan Chase 1997 - 2005
Swaps Monitor Publications January 1991 - February 1997
Shearson Lehman Brothers January 1989 - December 1990
Kidder Peabody June 1987 - December 1988
Skills
Liquidity, FX, Liquidity Management, Cash Management, Financial Institutions, Treasury Management, Commercial Banking, FX Options, Banking, Finance, Securities, Financial Services, Investment Management, Fixed Income, Trading, Derivatives, Capital Markets, Financial Markets, Business Development, Treasury, Private Equity, Swaps, Portfolio Management, Equities, Investment Banking, Financial Risk, Structured Finance, Hedge Funds, Middle Office, Credit Risk, Bloomberg
Education
New York University - Leonard N. Stern School of Business 1993 — 1995
MBA
New York University 1985 — 1987
BA
Citi May 2011 - Present
JPMorgan June 2009 - May 2011
Citi October 2005 - December 2008
JPMorgan Chase 1997 - 2005
Swaps Monitor Publications January 1991 - February 1997
Shearson Lehman Brothers January 1989 - December 1990
Kidder Peabody June 1987 - December 1988
Skills
Liquidity, FX, Liquidity Management, Cash Management, Financial Institutions, Treasury Management, Commercial Banking, FX Options, Banking, Finance, Securities, Financial Services, Investment Management, Fixed Income, Trading, Derivatives, Capital Markets, Financial Markets, Business Development, Treasury, Private Equity, Swaps, Portfolio Management, Equities, Investment Banking, Financial Risk, Structured Finance, Hedge Funds, Middle Office, Credit Risk, Bloomberg
Education
New York University - Leonard N. Stern School of Business 1993 — 1995
MBA
New York University 1985 — 1987
BA
Jill Paitchel's Kidder Peabody Experience 1994 - 1995
Job The Cardinal Partners
Industry Investment Management
Experience
The Cardinal Partners September 2014 - Present
JP Global Funds Consulting 2005 - Present
Janus Capital Group 2004 - 2005
Citigroup Asset Management 1999 - 2002
Citigroup Asset Management 1995 - 1999
Kidder Peabody 1994 - 1995
Lehman Brothers 1989 - 1994
Skills
Mutual Funds, Financial Services, Investment Management, Business Strategy, Emerging Markets, Start-ups, Hedge Funds, Management, Investments, Cross-functional Team..., Strategic Planning, Strategic Consulting, Alternative Investments, Leadership, Global Distribution, Product Strategy &..., Strategy
Education
American University, School of International Service
BA
Monterey Institute of International Studies, Fisher Graduate School of International Business
MBA
The Cardinal Partners September 2014 - Present
JP Global Funds Consulting 2005 - Present
Janus Capital Group 2004 - 2005
Citigroup Asset Management 1999 - 2002
Citigroup Asset Management 1995 - 1999
Kidder Peabody 1994 - 1995
Lehman Brothers 1989 - 1994
Skills
Mutual Funds, Financial Services, Investment Management, Business Strategy, Emerging Markets, Start-ups, Hedge Funds, Management, Investments, Cross-functional Team..., Strategic Planning, Strategic Consulting, Alternative Investments, Leadership, Global Distribution, Product Strategy &..., Strategy
Education
American University, School of International Service
BA
Monterey Institute of International Studies, Fisher Graduate School of International Business
MBA
Scott Gwilliam's Kidder Peabody Experience 1991 - 1993
Job Managing Director at Keystone Capital
Industry Venture Capital & Private Equity
Experience
Keystone Capital February 1995 - Present
Capsa Solutions 2000 - 2013
Madison Dearborn Partners 1993 - 1994
Kidder Peabody 1991 - 1993
Education
Northwestern University 1994 — 1995
University of Virginia 1987 — 1991
BS
Keystone Capital February 1995 - Present
Capsa Solutions 2000 - 2013
Madison Dearborn Partners 1993 - 1994
Kidder Peabody 1991 - 1993
Education
Northwestern University 1994 — 1995
University of Virginia 1987 — 1991
BS
Stuart Silberberg's Kidder Peabody Experience August 1987 - December 1994
Job Partner at Ajax Advisors, LLC
Industry Real Estate
Experience
Ajax Advisors, LLC January 2002 - Present
Starwood Property Trust, Inc. January 2011 - April 2015
Coastal Capital Real Estate Advisors January 2002 - December 2010
Deutsche Bank Securities January 2000 - December 2001
Nomura Securities January 1995 - April 1999
Kidder Peabody August 1987 - December 1994
Education
Northwestern University - Kellogg School of Management 1989 — 2001
Masters of Management, Finance, Real Estate
University of Pennsylvania - The Wharton School 1982 — 1986
BS, Finance
Ajax Advisors, LLC January 2002 - Present
Starwood Property Trust, Inc. January 2011 - April 2015
Coastal Capital Real Estate Advisors January 2002 - December 2010
Deutsche Bank Securities January 2000 - December 2001
Nomura Securities January 1995 - April 1999
Kidder Peabody August 1987 - December 1994
Education
Northwestern University - Kellogg School of Management 1989 — 2001
Masters of Management, Finance, Real Estate
University of Pennsylvania - The Wharton School 1982 — 1986
BS, Finance
Beth Krumholz's Kidder Peabody Experience 1978 - 1989
Job Senior Consultant at Equinox Search
Industry Real Estate
Experience
Equinox Search January 2002 - Present
USA January 2002 - Present
Rhodes Associates 1998 - 2001
Hadley Lockwood 1996 - 1998
NatWest Markets 1992 - 1994
LIFFE (The London International Financial Futures Exchange) 1990 - 1992
Kidder Peabody 1978 - 1989
Skills
Leadership Development, Executive Search, Underwriting, Valuation, Financial Modeling, Asset Managment, Auditing, Outsourcing, Investments, Due Diligence, Business Transformation, Financial Services, Real Estate Development, New Business Development, Consulting, Real Estate, Loans, Negotiation
Education
Rutgers University-New Brunswick 1974 — 1978
BA, Economics
Jonathan Dayton Regional High School
Equinox Search January 2002 - Present
USA January 2002 - Present
Rhodes Associates 1998 - 2001
Hadley Lockwood 1996 - 1998
NatWest Markets 1992 - 1994
LIFFE (The London International Financial Futures Exchange) 1990 - 1992
Kidder Peabody 1978 - 1989
Skills
Leadership Development, Executive Search, Underwriting, Valuation, Financial Modeling, Asset Managment, Auditing, Outsourcing, Investments, Due Diligence, Business Transformation, Financial Services, Real Estate Development, New Business Development, Consulting, Real Estate, Loans, Negotiation
Education
Rutgers University-New Brunswick 1974 — 1978
BA, Economics
Jonathan Dayton Regional High School
Bridget Albertson's Kidder Peabody Experience 1983 - 1984
Job Hedge Fund Marketing Representative
Industry Investment Management
Experience
North South Capital LLC June 2010 - Present
Loyola Capital 2008 - 2009
Channel Capital Group September 2005 - January 2008
Vantage Consulting Group May 1997 - December 1999
Harris Bank 1990 - 1997
LaSalle Bank 1984 - 1989
LaSalle Bank 1984 - 1989
Kidder Peabody 1983 - 1984
Skills
Alternative Investments, Hedge Funds, Asset Managment, Investments, Series 7, Fund Of Funds, Equities, Private Equity, Investment Management, Fixed Income, Asset Allocation, Capital, Portfolio Management, Investment Strategies, Wealth Management, Venture Capital, Securities, Capital Markets, Investor Relations, Institutional..., Emerging Markets
Education
Santa Clara University 1979 — 1983
Woodlands Academy
North South Capital LLC June 2010 - Present
Loyola Capital 2008 - 2009
Channel Capital Group September 2005 - January 2008
Vantage Consulting Group May 1997 - December 1999
Harris Bank 1990 - 1997
LaSalle Bank 1984 - 1989
LaSalle Bank 1984 - 1989
Kidder Peabody 1983 - 1984
Skills
Alternative Investments, Hedge Funds, Asset Managment, Investments, Series 7, Fund Of Funds, Equities, Private Equity, Investment Management, Fixed Income, Asset Allocation, Capital, Portfolio Management, Investment Strategies, Wealth Management, Venture Capital, Securities, Capital Markets, Investor Relations, Institutional..., Emerging Markets
Education
Santa Clara University 1979 — 1983
Woodlands Academy
Pam Woodruff's Kidder Peabody Experience 1988 - 1990
Job Executive Director, Equity Sales Trading at Olivetree Financial
Industry Financial Services
Experience
Olivetree USA, LLC September 2015 - Present
Stephens Inc September 2000 - January 2015
Fahnestock & Company February 1999 - July 2000
Fidelity Investments, Fidelity Capital Markets July 1996 - January 1999
Nations Bank, NationSecurities July 1992 - July 1996
Fidelity Investments, Fidelity Capital Markets 1991 - 1992
Boston Stock Exchange 1990 - 1991
Kidder Peabody 1988 - 1990
Skills
Bloomberg, Capital Markets, Equities, Equity Trading, Hedge Funds, Investments, Securities, Series 63, Series 7, Asset Management, Alternative Investments, Trading, Electronic Trading
Education
St. Lawrence University 1984 — 1988
Bachelor’s Degree, English Language and Literature, General
Kent Place School 1980 — 1984
High School
Olivetree USA, LLC September 2015 - Present
Stephens Inc September 2000 - January 2015
Fahnestock & Company February 1999 - July 2000
Fidelity Investments, Fidelity Capital Markets July 1996 - January 1999
Nations Bank, NationSecurities July 1992 - July 1996
Fidelity Investments, Fidelity Capital Markets 1991 - 1992
Boston Stock Exchange 1990 - 1991
Kidder Peabody 1988 - 1990
Skills
Bloomberg, Capital Markets, Equities, Equity Trading, Hedge Funds, Investments, Securities, Series 63, Series 7, Asset Management, Alternative Investments, Trading, Electronic Trading
Education
St. Lawrence University 1984 — 1988
Bachelor’s Degree, English Language and Literature, General
Kent Place School 1980 — 1984
High School
Susan Casaburri's Kidder Peabody Experience January 1985 - December 1994
Job Market Data Business Analyst, Project Manager, Office Manager
Industry Financial Services
Experience
Credit Suisse May 2011 - November 2012
Credit Suisse Asset Management January 2007 - December 2009
Credit Suisse Asset Management 2002 - December 2006
Credit Suisse Asset Managment December 1999 - December 2004
Warburg Pincus Asset Mgmt February 1995 - December 1999
Kidder Peabody January 1985 - December 1994
Skills
Equities, Fixed Income, Asset Managment, Investment Banking, Asset Allocation, Asset Management, Bloomberg, Capital Markets, Derivatives, Due Diligence, Hedge Funds, Emerging Markets, Management, Investments, Market Data, Middle Office, Strategy, Portfolio Management, Venture Capital, Trading Systems, Vendor Management
Education
State University of New York - System 1984 — 1994
AAS, Business Management
New York Institute of Technology 1982 — 1985
Computer Science
Credit Suisse May 2011 - November 2012
Credit Suisse Asset Management January 2007 - December 2009
Credit Suisse Asset Management 2002 - December 2006
Credit Suisse Asset Managment December 1999 - December 2004
Warburg Pincus Asset Mgmt February 1995 - December 1999
Kidder Peabody January 1985 - December 1994
Skills
Equities, Fixed Income, Asset Managment, Investment Banking, Asset Allocation, Asset Management, Bloomberg, Capital Markets, Derivatives, Due Diligence, Hedge Funds, Emerging Markets, Management, Investments, Market Data, Middle Office, Strategy, Portfolio Management, Venture Capital, Trading Systems, Vendor Management
Education
State University of New York - System 1984 — 1994
AAS, Business Management
New York Institute of Technology 1982 — 1985
Computer Science
Melissa Norris's Kidder Peabody Experience 1990 - 1992
Job Managing Partner at Jamesbeck Global Partners
Industry Staffing and Recruiting
Experience
Jamesbeck Global Partners October 2002 - Present
Highland Search Group January 1999 - December 2001
Kidder Peabody 1990 - 1992
Education
Southern Methodist University 1986 — 1990
BA, BBA, Economics, Business
Jamesbeck Global Partners October 2002 - Present
Highland Search Group January 1999 - December 2001
Kidder Peabody 1990 - 1992
Education
Southern Methodist University 1986 — 1990
BA, BBA, Economics, Business
Albert J. Lee's Kidder Peabody Experience July 1989 - July 1992
Job Executive Director at J.P. Morgan Asset Management
Industry Investment Management
Experience
J.P. Morgan Asset Management July 2000 - Present
J.P. Morgan Asset Management July 1992 - July 2000
Kidder Peabody July 1989 - July 1992
Grumman Aerospace July 1987 - July 1989
Education
New York University 1983 — 1987
B.S., Computer Science
J.P. Morgan Asset Management July 2000 - Present
J.P. Morgan Asset Management July 1992 - July 2000
Kidder Peabody July 1989 - July 1992
Grumman Aerospace July 1987 - July 1989
Education
New York University 1983 — 1987
B.S., Computer Science
Peter Wolff's Kidder Peabody Experience 1989 - 1993
Job Director at Daiwa Securities
Industry Financial Services
Experience
Daiwa Capital Markets America Inc. 2008 - Present
HSBC January 2007 - April 2008
Avian Securities, LLC 2006 - 2007
InSync Capital Management 2000 - 2005
ING Baring Securities 1995 - 2000
ING Financial Markets 1994 - 2000
ING Baring Securities 1994 - 2000
CSFB 1993 - 1994
Kidder Peabody 1989 - 1993
Prudential Bache Securities 1980 - 1989
Skills
Investments, Hedge Funds, Portfolio Management, Equity Research, Capital Markets, Valuation, Research, Business, Electronics, Problem Solving, Trading, Writing, Financial Modeling, Marketing, Equities, Bloomberg, Asset Managment, Emerging Markets, Investment Banking, Series 7, Securities, Financial Markets, Financial Analysis, Options, Mergers & Acquisitions, Derivatives, Asset Management, Equity Valuation, Private Equity, Technology Research
Education
上智大学 1976 — 1981
MA
State University of New York at Stony Brook 1970 — 1975
BA, Philosophy, Asian Studies
John F Kennedy High School
Daiwa Capital Markets America Inc. 2008 - Present
HSBC January 2007 - April 2008
Avian Securities, LLC 2006 - 2007
InSync Capital Management 2000 - 2005
ING Baring Securities 1995 - 2000
ING Financial Markets 1994 - 2000
ING Baring Securities 1994 - 2000
CSFB 1993 - 1994
Kidder Peabody 1989 - 1993
Prudential Bache Securities 1980 - 1989
Skills
Investments, Hedge Funds, Portfolio Management, Equity Research, Capital Markets, Valuation, Research, Business, Electronics, Problem Solving, Trading, Writing, Financial Modeling, Marketing, Equities, Bloomberg, Asset Managment, Emerging Markets, Investment Banking, Series 7, Securities, Financial Markets, Financial Analysis, Options, Mergers & Acquisitions, Derivatives, Asset Management, Equity Valuation, Private Equity, Technology Research
Education
上智大学 1976 — 1981
MA
State University of New York at Stony Brook 1970 — 1975
BA, Philosophy, Asian Studies
John F Kennedy High School
Peter Wallace's Kidder Peabody Experience January 1990 - January 1996
Job General Partner, Riomar Partners LLC, General Partner SpEc. Cuenca, Ecuador
Industry Investment Management
Experience
Riomar Partners LLC January 2007 - Present
Riomar Partners L.p. January 1998 - Present
Kidder Peabody January 1990 - January 1996
Peter J. Wallace Inc. January 1985 - January 1990
Dean Witter Reynolds January 1980 - January 1984
Skills
Portfolio Management, Asset Management, Business Strategy, Strategic Planning, Negotiation, Risk Management, Private Equity, Finance, Equities, Mergers, Management, Marketing, Real Estate, Entrepreneurship, Investment Properties, New Business Development, Small Business
Education
University of Southern California 1979 — 1981
Master of Business Administration (M.B.A.), Entrepreneurial and Small Business Operations
Northwestern University 1974 — 1978
Bachelor of Applied Science (BASc), Economics/ Communications
Riomar Partners LLC January 2007 - Present
Riomar Partners L.p. January 1998 - Present
Kidder Peabody January 1990 - January 1996
Peter J. Wallace Inc. January 1985 - January 1990
Dean Witter Reynolds January 1980 - January 1984
Skills
Portfolio Management, Asset Management, Business Strategy, Strategic Planning, Negotiation, Risk Management, Private Equity, Finance, Equities, Mergers, Management, Marketing, Real Estate, Entrepreneurship, Investment Properties, New Business Development, Small Business
Education
University of Southern California 1979 — 1981
Master of Business Administration (M.B.A.), Entrepreneurial and Small Business Operations
Northwestern University 1974 — 1978
Bachelor of Applied Science (BASc), Economics/ Communications
Anthony Sirabella's Kidder Peabody Experience 1987 - 1992
Job Chief Information Officer at Geller & Company
Industry Information Technology and Services
Experience
Geller & Company September 2013 - Present
RSC Solutions May 2012 - September 2013
PineBridge Investments July 2010 - May 2012
Grantham, Mayo, Van Otterloo & Co. LLC (GMO) August 2007 - July 2010
GE Asset Management 1994 - 2007
Fidelity Investments 1992 - 1994
Kidder Peabody 1987 - 1992
Merrill Lynch 1985 - 1987
JPMorgan Chase 1983 - 1985
Education
Pace University
Master of Business Administration (MBA), Information Technology
Geller & Company September 2013 - Present
RSC Solutions May 2012 - September 2013
PineBridge Investments July 2010 - May 2012
Grantham, Mayo, Van Otterloo & Co. LLC (GMO) August 2007 - July 2010
GE Asset Management 1994 - 2007
Fidelity Investments 1992 - 1994
Kidder Peabody 1987 - 1992
Merrill Lynch 1985 - 1987
JPMorgan Chase 1983 - 1985
Education
Pace University
Master of Business Administration (MBA), Information Technology
John Giesea's Kidder Peabody Experience 1967 - 1990
Job Consultant
Industry Financial Services
Experience
Maus & Hoffman November 2014 - Present
Security Traders Association 2001 - 2011
Advest, Inc. 1990 - 2001
Kidder Peabody 1967 - 1990
Skills
Equities, Electronic Trading, Series 7, Trading Systems, Equity Trading, Securities, Trading, Series 24, Risk Management, Bloomberg, Market Data, Asset Management, Fixed Income, Investment Banking, Capital Markets, Alternative Investments, Financial Markets, Series 63, Hedge Funds, Derivatives, Options, Mutual Funds, Financial Services, FX Options, Bonds, Investments, Investment Management, Equity Research, Equity Derivatives, Wealth Management, Technical Analysis, Commodity, Structured Products
Education
San Jose State University 1962 — 1965
Maus & Hoffman November 2014 - Present
Security Traders Association 2001 - 2011
Advest, Inc. 1990 - 2001
Kidder Peabody 1967 - 1990
Skills
Equities, Electronic Trading, Series 7, Trading Systems, Equity Trading, Securities, Trading, Series 24, Risk Management, Bloomberg, Market Data, Asset Management, Fixed Income, Investment Banking, Capital Markets, Alternative Investments, Financial Markets, Series 63, Hedge Funds, Derivatives, Options, Mutual Funds, Financial Services, FX Options, Bonds, Investments, Investment Management, Equity Research, Equity Derivatives, Wealth Management, Technical Analysis, Commodity, Structured Products
Education
San Jose State University 1962 — 1965
Richard Hoertkorn's Kidder Peabody Experience 1968 - 1970
Job Owner, Richard C. Hoertkorn & Co.
Industry Investment Management
Experience
Richard C. Hoertkorn & Co. 1971 - Present
Kidder Peabody 1968 - 1970
Education
San Jose State University 1962 — 1966
Business, Accounting
Richard C. Hoertkorn & Co. 1971 - Present
Kidder Peabody 1968 - 1970
Education
San Jose State University 1962 — 1966
Business, Accounting
Helen Carroll's Kidder Peabody Experience 1988 - 1989
Job Director at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services 2009 - Present
UBS 2006 - 2008
UBS 2002 - 2006
PaineWebber Incorporated/UBS Financial Services 1999 - 2002
PaineWebber 1997 - 1999
PaineWebber 1992 - 1997
Kidder Peabody 1988 - 1989
Dean Witter Reynolds Inc. 1987 - 1988
Skills
Financial Services, Product Development &..., Project Management, Operations & General..., Quality Assurance, Cost Basis Reporting, Stakeholder Relations, Compliance Monitoring, General Ledger..., Vendor Management, Series 7, SDLC, Management
Education
Saint Peter's University 1989 — 1993
Bachelor of Science (B.S.)
UBS Financial Services 2009 - Present
UBS 2006 - 2008
UBS 2002 - 2006
PaineWebber Incorporated/UBS Financial Services 1999 - 2002
PaineWebber 1997 - 1999
PaineWebber 1992 - 1997
Kidder Peabody 1988 - 1989
Dean Witter Reynolds Inc. 1987 - 1988
Skills
Financial Services, Product Development &..., Project Management, Operations & General..., Quality Assurance, Cost Basis Reporting, Stakeholder Relations, Compliance Monitoring, General Ledger..., Vendor Management, Series 7, SDLC, Management
Education
Saint Peter's University 1989 — 1993
Bachelor of Science (B.S.)
Jeffery Yates's Kidder Peabody Experience February 1984 - August 1997
Job Sr. Vice President at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS International Division September 2002 - Present
JP MORGAN & HQ (HAMBRECHT & QUIST LLC) August 1997 - September 2002
Kidder Peabody February 1984 - August 1997
Education
Universidad de las Americas 1980 — 1982
MBA, International finance
Pepperdine University 1976 — 1980
BS, International Business
UBS International Division September 2002 - Present
JP MORGAN & HQ (HAMBRECHT & QUIST LLC) August 1997 - September 2002
Kidder Peabody February 1984 - August 1997
Education
Universidad de las Americas 1980 — 1982
MBA, International finance
Pepperdine University 1976 — 1980
BS, International Business
Ken Savoca's Kidder Peabody Experience June 1980 - June 1995
Job Vice President Maxim Group
Industry Financial Services
Experience
Maxim Group June 2012 - Present
UBS Investment Bank January 2001 - February 2012
UBS Investment Bank, Equity Division January 1983 - February 2012
UBS 1983 - February 2012
UBS (f/k/a PaineWebber) 1983 - February 2012
Kidder Peabody June 1980 - June 1995
Skills
Series 7,55,63 and 24, Hedge Funds, Equities, Trading, Prime Brokerage, Electronic Trading, Trading Systems, Equity Trading, Series 7, Series 24, Bloomberg, Series 63, Capital Markets, FINRA, Securities, Options, Financial Markets, ETFs, Alternative Investments, Bonds
Education
Rutgers University-New Brunswick 1978 — 1982
BS, Business Administration
Maxim Group June 2012 - Present
UBS Investment Bank January 2001 - February 2012
UBS Investment Bank, Equity Division January 1983 - February 2012
UBS 1983 - February 2012
UBS (f/k/a PaineWebber) 1983 - February 2012
Kidder Peabody June 1980 - June 1995
Skills
Series 7,55,63 and 24, Hedge Funds, Equities, Trading, Prime Brokerage, Electronic Trading, Trading Systems, Equity Trading, Series 7, Series 24, Bloomberg, Series 63, Capital Markets, FINRA, Securities, Options, Financial Markets, ETFs, Alternative Investments, Bonds
Education
Rutgers University-New Brunswick 1978 — 1982
BS, Business Administration
Richard Goldblatt's Kidder Peabody Experience January 1990 - January 1992
Job MD at R.J. O'Brien
Industry Financial Services
Experience
R.J. O'Brien June 1997 - Present
R.J. O'Brien and Associates 1997 - Present
Paine Weber January 1994 - June 1998
Kidder Peabody January 1990 - January 1992
Lehman Brothers January 1990 - January 1992
kidder peabody 1990 - 1992
Chase Manhattan Corporation February 1989 - January 1990
Drexel Burnham Lambert August 1986 - January 1989
Skills
Derivatives, Investments, Sales, Equities, Options, Capital Markets, Fixed Income, Trading, Electronic Trading, Alternative Investments, Hedge Funds, Financial Markets, Hedging, Securities, Bloomberg
Education
Quinlan School of Business, Loyola University Chicago 1988 — 1989
Finance
University of Illinois at Chicago
R.J. O'Brien June 1997 - Present
R.J. O'Brien and Associates 1997 - Present
Paine Weber January 1994 - June 1998
Kidder Peabody January 1990 - January 1992
Lehman Brothers January 1990 - January 1992
kidder peabody 1990 - 1992
Chase Manhattan Corporation February 1989 - January 1990
Drexel Burnham Lambert August 1986 - January 1989
Skills
Derivatives, Investments, Sales, Equities, Options, Capital Markets, Fixed Income, Trading, Electronic Trading, Alternative Investments, Hedge Funds, Financial Markets, Hedging, Securities, Bloomberg
Education
Quinlan School of Business, Loyola University Chicago 1988 — 1989
Finance
University of Illinois at Chicago
Carol Hevesy's Kidder Peabody Experience 1994 - 1995
Job Financial Services
Industry Financial Services
Experience
Oppenheimer & Co. Inc. January 2015 - Present
Commonfund March 2008 - November 2010
Smith Barney 1995 - 2000
Kidder Peabody 1994 - 1995
Alex Brown & Sons 1992 - 1994
Skills
Series 7
Education
Rollins College 1987 — 1991
B.A., Economics
Oppenheimer & Co. Inc. January 2015 - Present
Commonfund March 2008 - November 2010
Smith Barney 1995 - 2000
Kidder Peabody 1994 - 1995
Alex Brown & Sons 1992 - 1994
Skills
Series 7
Education
Rollins College 1987 — 1991
B.A., Economics
J. Daniel Holden's Kidder Peabody Experience 1986 - 1991
Job President at UnifiedMarket Worldwide
Industry Financial Services
Experience
UnifiedMarket Worldwide October 2005 - Present
Holden Financial LLC January 2000 - October 2006
American Fronteer Financial 1998 - 2000
Core Pacific Securities USA 1996 - 1998
Nomura Securities International 1994 - 1996
The Chicago Corporation 1991 - 1994
Kidder Peabody 1986 - 1991
Morgan Stanley Dean Witter 1984 - 1986
Prudential Securities 1980 - 1984
Education
Millikin University
B.S., Business Administration & Economics
UnifiedMarket Worldwide October 2005 - Present
Holden Financial LLC January 2000 - October 2006
American Fronteer Financial 1998 - 2000
Core Pacific Securities USA 1996 - 1998
Nomura Securities International 1994 - 1996
The Chicago Corporation 1991 - 1994
Kidder Peabody 1986 - 1991
Morgan Stanley Dean Witter 1984 - 1986
Prudential Securities 1980 - 1984
Education
Millikin University
B.S., Business Administration & Economics
Brian Baugh's Kidder Peabody Experience June 1993 - September 1994
Job EDiscovery Delivery Manager at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank June 1997 - Present
ING 1996 - 1997
Instinet Corporation September 1994 - September 1996
Kidder Peabody June 1993 - September 1994
Lehman Brothers Bank November 1991 - June 1993
Scali McCabe Sloves 1990 - 1991
Skills
Management, Market Data, Trading, Telecommunications, Technical Support, Business Analysis
Education
New York Institute of Technology 1984 — 1988
Deutsche Bank June 1997 - Present
ING 1996 - 1997
Instinet Corporation September 1994 - September 1996
Kidder Peabody June 1993 - September 1994
Lehman Brothers Bank November 1991 - June 1993
Scali McCabe Sloves 1990 - 1991
Skills
Management, Market Data, Trading, Telecommunications, Technical Support, Business Analysis
Education
New York Institute of Technology 1984 — 1988
Vinnie Costa's Kidder Peabody Experience 1986 - 1990
Job Managing Director at Voya Investment Management
Industry Investment Management
Experience
Voya Investment Management April 2006 - Present
Merrill Lynch Investment Managers 1999 - 2006
Bankers Trust 1990 - 1999
Kidder Peabody 1986 - 1990
Skills
Equities, Portfolio Management, Asset Management, Hedge Funds, Alternative Investments, Fixed Income, Investments, Derivatives, Bloomberg, Capital Markets
Education
New York University - Leonard N. Stern School of Business 1989 — 1993
MBA, Finance
Penn State University 1980 — 1985
BS, Quantitative Business Analysis
Voya Investment Management April 2006 - Present
Merrill Lynch Investment Managers 1999 - 2006
Bankers Trust 1990 - 1999
Kidder Peabody 1986 - 1990
Skills
Equities, Portfolio Management, Asset Management, Hedge Funds, Alternative Investments, Fixed Income, Investments, Derivatives, Bloomberg, Capital Markets
Education
New York University - Leonard N. Stern School of Business 1989 — 1993
MBA, Finance
Penn State University 1980 — 1985
BS, Quantitative Business Analysis
Lawrence Grum's Kidder Peabody Experience September 1986 - May 1992
Job Managing Director | Yeah Baby
Industry Hospitality
Experience
Yeah Baby February 1999 - Present
Kidder Peabody September 1986 - May 1992
Education
Rochester Institute of Technology 1982 — 1986
B.S., Finance/Computer Science
Yeah Baby February 1999 - Present
Kidder Peabody September 1986 - May 1992
Education
Rochester Institute of Technology 1982 — 1986
B.S., Finance/Computer Science
Peter Kollydas's Kidder Peabody Experience 1993 - 1995
Job Senior Vice President at MFA Financial
Industry Financial Services
Experience
MFA Financial May 2014 - Present
GMAC ResCap, Ally, Walter Investments June 2010 - May 2014
Center Street Capital September 2008 - June 2010
Lehman Brothers 1995 - 2008
Kidder Peabody 1993 - 1995
Citibank 1991 - 1993
Skills
Securitization, Capital Markets, MBS, Structured Finance, ABS, Fixed Income, Structured Products, Portfolio Management, Investment Banking, Asset Managment, Middle Office, Credit, Trading, Loans, Bonds, Loan Origination, Credit Analysis, Credit Risk, Securities, Valuation, Bloomberg, Mortgage Lending, Asset Management
Education
Pace University - Lubin School of Business
BBA, Finance
MFA Financial May 2014 - Present
GMAC ResCap, Ally, Walter Investments June 2010 - May 2014
Center Street Capital September 2008 - June 2010
Lehman Brothers 1995 - 2008
Kidder Peabody 1993 - 1995
Citibank 1991 - 1993
Skills
Securitization, Capital Markets, MBS, Structured Finance, ABS, Fixed Income, Structured Products, Portfolio Management, Investment Banking, Asset Managment, Middle Office, Credit, Trading, Loans, Bonds, Loan Origination, Credit Analysis, Credit Risk, Securities, Valuation, Bloomberg, Mortgage Lending, Asset Management
Education
Pace University - Lubin School of Business
BBA, Finance
Dennis Rizzo's Kidder Peabody Experience 1985 - 1992
Job Vice President
Industry Financial Services
Experience
BlackRock September 2009 - Present
Resources Global Professionals March 2008 - October 2009
Morgan Stanley July 2002 - February 2008
Neuberger Berman 2001 - 2002
Citi December 1995 - June 2001
Lehman Brothers February 1992 - November 1995
Kidder Peabody 1985 - 1992
Skills
Capital Markets, Asset Managment, Investment Banking, Financial Services, Asset Management, Risk Management, Equities, Portfolio Management, Financial Reporting, Mutual Funds, Derivatives, Fixed Income, Securities, Financial Modeling, Hedge Funds, Trading, Financial Analysis
Education
St. Francis College
Xaverian
BlackRock September 2009 - Present
Resources Global Professionals March 2008 - October 2009
Morgan Stanley July 2002 - February 2008
Neuberger Berman 2001 - 2002
Citi December 1995 - June 2001
Lehman Brothers February 1992 - November 1995
Kidder Peabody 1985 - 1992
Skills
Capital Markets, Asset Managment, Investment Banking, Financial Services, Asset Management, Risk Management, Equities, Portfolio Management, Financial Reporting, Mutual Funds, Derivatives, Fixed Income, Securities, Financial Modeling, Hedge Funds, Trading, Financial Analysis
Education
St. Francis College
Xaverian
Cecille Soliven Felix's Kidder Peabody Experience September 1989 - December 1994
Job Principal Solutions Analyst at Nuance Communications
Industry Computer Software
Experience
Nuance Communications July 2007 - Present
Viecore December 1994 - July 2007
Kidder Peabody September 1989 - December 1994
Skills
Software Project..., XML, Software Development, Java, Javascript, Java Server Pages, Enterprise Software, Tomcat, SQL, Microsoft SQL Server, Linux, Unix, Integration, SDLC, .NET, Object Oriented..., J2EE Development, EJB, Linux Application..., Client Server..., Java Servlets, WebSphere Application..., Weblogic
Education
New Jersey Institute of Technology 1989 — 1994
BS, Computer and Information Systems
Nuance Communications July 2007 - Present
Viecore December 1994 - July 2007
Kidder Peabody September 1989 - December 1994
Skills
Software Project..., XML, Software Development, Java, Javascript, Java Server Pages, Enterprise Software, Tomcat, SQL, Microsoft SQL Server, Linux, Unix, Integration, SDLC, .NET, Object Oriented..., J2EE Development, EJB, Linux Application..., Client Server..., Java Servlets, WebSphere Application..., Weblogic
Education
New Jersey Institute of Technology 1989 — 1994
BS, Computer and Information Systems
James Conboy's Kidder Peabody Experience 1990 - 1995
Job Partner at WhiteCap Partners
Industry Venture Capital & Private Equity
Experience
WhiteCap Partners 2010 - Present
Wolf Ventures 1998 - 2009
Formus Communications 1997 - 1998
Bain & Company 1995 - 1997
Kidder Peabody 1990 - 1995
LaSalle Partners 1986 - 1988
Skills
Corporate Finance, Strategic Planning, Venture Capital, M&A experience, Corporate Development, Acquisition Integration, Private Equity, Due Diligence, Financial Analysis, Financial Modeling, Operational Planning, Growth Capital, Valuation, Restructuring, Investment Banking, Management Consulting, Portfolio Management, Board of Director..., Mergers & Acquisitions, Strategy, Finance, Financial Structuring, LBO, Board of Directors, Capital Markets, IPO, Investments
Education
Northwestern University - Kellogg School of Management 1988 — 1990
MBA, Finance, Accounting
Northwestern University 1982 — 1986
BA, Economics, German Studies
WhiteCap Partners 2010 - Present
Wolf Ventures 1998 - 2009
Formus Communications 1997 - 1998
Bain & Company 1995 - 1997
Kidder Peabody 1990 - 1995
LaSalle Partners 1986 - 1988
Skills
Corporate Finance, Strategic Planning, Venture Capital, M&A experience, Corporate Development, Acquisition Integration, Private Equity, Due Diligence, Financial Analysis, Financial Modeling, Operational Planning, Growth Capital, Valuation, Restructuring, Investment Banking, Management Consulting, Portfolio Management, Board of Director..., Mergers & Acquisitions, Strategy, Finance, Financial Structuring, LBO, Board of Directors, Capital Markets, IPO, Investments
Education
Northwestern University - Kellogg School of Management 1988 — 1990
MBA, Finance, Accounting
Northwestern University 1982 — 1986
BA, Economics, German Studies
Alice Lobo-Rocha's Kidder Peabody Experience July 1975 - January 1995
Job at Guggenheim Partners
Industry Financial Services
Experience
Guggenheim Partners September 2010 - Present
Credit Suisse May 2010 - August 2010
Fidelity Investments April 2009 - May 2010
Morgan Stanley & Co. Incorporated October 2007 - March 2008
Morgan Stanley February 1995 - March 2008
Kidder Peabody July 1975 - January 1995
Skills
FINRA, Financial Services, Training
Education
Pace University 1980 — 1980
Computer Analysis
Guggenheim Partners September 2010 - Present
Credit Suisse May 2010 - August 2010
Fidelity Investments April 2009 - May 2010
Morgan Stanley & Co. Incorporated October 2007 - March 2008
Morgan Stanley February 1995 - March 2008
Kidder Peabody July 1975 - January 1995
Skills
FINRA, Financial Services, Training
Education
Pace University 1980 — 1980
Computer Analysis
Susan Sloat's Kidder Peabody Experience 1990 - 1995
Job AVP Fixed Income Sales at B O M Capital
Industry Financial Services
Experience
Banc of Manhattan Capital April 2009 - Present
countrywide March 1999 - July 2008
Goldman Sachs 1997 - 1999
Smith Barney 1995 - 1997
Kidder Peabody 1990 - 1995
Education
Moorpark College 1986 — 1989
Thousand Oaks High School
Banc of Manhattan Capital April 2009 - Present
countrywide March 1999 - July 2008
Goldman Sachs 1997 - 1999
Smith Barney 1995 - 1997
Kidder Peabody 1990 - 1995
Education
Moorpark College 1986 — 1989
Thousand Oaks High School
Lars Hanan's Kidder Peabody Experience 1990 - 1992
Job Managing Partner at BroadOak Capital Partners
Industry Investment Banking
Experience
BroadOak Capital Partners 2006 - Present
Mercator Capital 2003 - 2006
ABN AMRO Bank N.V. 1998 - 2002
Societe Generale 1993 - 1998
Kidder, Peabody 1990 - 1992
Lehman Brothers 1986 - 1990
Education
Northwestern University - Kellogg School of Management
MBA, Finance, Strategic Management
University of Virginia
BA, Economics
BroadOak Capital Partners 2006 - Present
Mercator Capital 2003 - 2006
ABN AMRO Bank N.V. 1998 - 2002
Societe Generale 1993 - 1998
Kidder, Peabody 1990 - 1992
Lehman Brothers 1986 - 1990
Education
Northwestern University - Kellogg School of Management
MBA, Finance, Strategic Management
University of Virginia
BA, Economics
Bob England's Kidder Peabody Experience June 1988 - March 1990
Job Vice President at HSBC Bank USA
Industry Financial Services
Experience
HSBC Bank USA April 2008 - Present
HSBC 2008 - Present
Morgan Stanley April 2005 - January 2008
Deutsche Bank 1997 - 2005
Bankers Trust April 1990 - April 1997
Kidder Peabody June 1988 - March 1990
Skills
Collateral Management, Trading, Derivatives, Capital Markets, Hedge Funds, Fixed Income, Middle Office
Education
St. Peter's College 1986 — 1988
Bachelor of Science (B.S.), Accounting and Finance
Glassboro St College 1984 — 1985
HSBC Bank USA April 2008 - Present
HSBC 2008 - Present
Morgan Stanley April 2005 - January 2008
Deutsche Bank 1997 - 2005
Bankers Trust April 1990 - April 1997
Kidder Peabody June 1988 - March 1990
Skills
Collateral Management, Trading, Derivatives, Capital Markets, Hedge Funds, Fixed Income, Middle Office
Education
St. Peter's College 1986 — 1988
Bachelor of Science (B.S.), Accounting and Finance
Glassboro St College 1984 — 1985
Frank DiBenedetto - CRMA's Kidder Peabody Experience 1988 - 1994
Job Manager Enterprise Risk Management at JEA
Industry Utilities
Experience
JEA July 2007 - Present
JEA June 2003 - October 2007
Prudential Financial 1994 - 2002
kidder, Peabody 1988 - 1994
Kidder, Peabody April 1985 - March 1988
Dean Witter Reynolds 1978 - 1985
Skills
Enterprise Risk..., Corporate Governance, Risk Mitigation, Risk Management, Internal Audit, Auditing, Energy, Compliance, Internal Controls, Operational Risk..., Audit, Risk, Risk Assessment, Compliance Audits, Finance, Sarbanes-Oxley, Financial Risk, Strategy
Education
St. Francis College 1973 — 1977
BS, Finance / Business Administration
JEA July 2007 - Present
JEA June 2003 - October 2007
Prudential Financial 1994 - 2002
kidder, Peabody 1988 - 1994
Kidder, Peabody April 1985 - March 1988
Dean Witter Reynolds 1978 - 1985
Skills
Enterprise Risk..., Corporate Governance, Risk Mitigation, Risk Management, Internal Audit, Auditing, Energy, Compliance, Internal Controls, Operational Risk..., Audit, Risk, Risk Assessment, Compliance Audits, Finance, Sarbanes-Oxley, Financial Risk, Strategy
Education
St. Francis College 1973 — 1977
BS, Finance / Business Administration
Joel Rublin's Kidder Peabody Experience 1985 - 1992
Job Partner at Kelley Drye & Warren LLP
Industry Law Practice
Experience
Kelley Drye & Warren LLP December 1997 - Present
Rogers & Wells 1992 - 1997
Kidder Peabody 1985 - 1992
Hawkins Delafield & Wood LLP 1980 - 1985
Skills
Restructuring, Project Finance, Due Diligence, Joint Ventures, Corporate Governance, Corporate Law, Corporate Finance, Derivatives
Education
New York University School of Law 1977 — 1980
J.D.
Northeastern University 1972 — 1977
B.S., Business Administration
Abington High School 1968 — 1972
Kelley Drye & Warren LLP December 1997 - Present
Rogers & Wells 1992 - 1997
Kidder Peabody 1985 - 1992
Hawkins Delafield & Wood LLP 1980 - 1985
Skills
Restructuring, Project Finance, Due Diligence, Joint Ventures, Corporate Governance, Corporate Law, Corporate Finance, Derivatives
Education
New York University School of Law 1977 — 1980
J.D.
Northeastern University 1972 — 1977
B.S., Business Administration
Abington High School 1968 — 1972
Kamran Husain's Kidder Peabody Experience 1989 - 1991
Job CAO at SVB Financial Group
Industry Financial Services
Experience
SVB Financial Group September 2008 - Present
Silicon Valley Bank 2008 - Present
Greater Bay Bancorp 1999 - 2007
PricewaterhouseCoopers August 1993 - April 1999
Kidder Peabody 1989 - 1991
Education
University of California, Berkeley, Haas School of Business 1991 — 1993
MBA, General
Ohio Wesleyan University 1985 — 1989
BA, Economics / Management
SVB Financial Group September 2008 - Present
Silicon Valley Bank 2008 - Present
Greater Bay Bancorp 1999 - 2007
PricewaterhouseCoopers August 1993 - April 1999
Kidder Peabody 1989 - 1991
Education
University of California, Berkeley, Haas School of Business 1991 — 1993
MBA, General
Ohio Wesleyan University 1985 — 1989
BA, Economics / Management
Mark Liker's Kidder Peabody Experience August 1987 - July 1988
Job Chairman and CEO at Modern Diagnostic Medical Services Inc
Industry Medical Practice
Experience
Modern Diagnostic Medical Services Inc November 2001 - Present
Neurosurgical Associates of Los Angeles, Inc. October 2001 - Present
University of Southern California 2001 - Present
UBS Securities Co., Ltd July 1988 - June 1991
Kidder Peabody August 1987 - July 1988
Skills
Clinical Research, Medical Education, Neurosurgery, Surgery, EMR, Neuroscience, Neurology, Board Certified, Healthcare, Hospitals, Biomedical Engineering, Medicine, Cancer, Medical Imaging, Public Health, Clinical Trials, Medical Devices, Pain Management
Education
State University of New York Downstate Medical Center College of Medicine 1991 — 1995
MD, Medicine
Princeton University 1983 — 1987
BSE, Mechanical and Aerospace Engineering
Modern Diagnostic Medical Services Inc November 2001 - Present
Neurosurgical Associates of Los Angeles, Inc. October 2001 - Present
University of Southern California 2001 - Present
UBS Securities Co., Ltd July 1988 - June 1991
Kidder Peabody August 1987 - July 1988
Skills
Clinical Research, Medical Education, Neurosurgery, Surgery, EMR, Neuroscience, Neurology, Board Certified, Healthcare, Hospitals, Biomedical Engineering, Medicine, Cancer, Medical Imaging, Public Health, Clinical Trials, Medical Devices, Pain Management
Education
State University of New York Downstate Medical Center College of Medicine 1991 — 1995
MD, Medicine
Princeton University 1983 — 1987
BSE, Mechanical and Aerospace Engineering
Pat Guadagno's Kidder Peabody Experience 1982 - 1989
Job Consultant at National Securities
Industry Financial Services
Experience
National Securities February 2014 - Present
Collective Resource Management Group (CRMG) October 2009 - November 2009
Corporate Flight Management January 2001 - October 2009
Kidder Peabody 1982 - 1989
Skills
Strategy, Program Management, Management, Marketing, Budgets, Leadership, Strategic Planning, Fundraising, Insurance Policies, Software Documentation, Policy, Team Leadership, Aviation, Entrepreneurship, Business Services, Human Resources
Education
Pace University - Lubin School of Business 1974 — 1978
BBA, Math, Computer Science
National Securities February 2014 - Present
Collective Resource Management Group (CRMG) October 2009 - November 2009
Corporate Flight Management January 2001 - October 2009
Kidder Peabody 1982 - 1989
Skills
Strategy, Program Management, Management, Marketing, Budgets, Leadership, Strategic Planning, Fundraising, Insurance Policies, Software Documentation, Policy, Team Leadership, Aviation, Entrepreneurship, Business Services, Human Resources
Education
Pace University - Lubin School of Business 1974 — 1978
BBA, Math, Computer Science
Michael Rossman's Kidder Peabody Experience August 1987 - September 1990
Job Vice President, Financial Projects Group at Citigroup
Industry Information Technology and Services
Experience
Citigroup July 2010 - Present
Citigroup April 2009 - July 2010
Credit Suisse May 2005 - April 2009
HSBC Securities April 2000 - May 2005
Credit Suisse First Boston April 1998 - April 2000
Smith Barney March 1996 - April 1998
Merrill Lynch March 1990 - September 1996
Kidder Peabody August 1987 - September 1990
Education
New York University - Leonard N. Stern School of Business 1988 — 1992
MBA, Finance & Information Systems
Queens College 1984 — 1987
BA, Computer Science
Citigroup July 2010 - Present
Citigroup April 2009 - July 2010
Credit Suisse May 2005 - April 2009
HSBC Securities April 2000 - May 2005
Credit Suisse First Boston April 1998 - April 2000
Smith Barney March 1996 - April 1998
Merrill Lynch March 1990 - September 1996
Kidder Peabody August 1987 - September 1990
Education
New York University - Leonard N. Stern School of Business 1988 — 1992
MBA, Finance & Information Systems
Queens College 1984 — 1987
BA, Computer Science
Ephod Shang's Kidder Peabody Experience 1986 - 1987
Job Commander, Northern Recruiting Squadron
Industry Military
Experience
USAF August 1983 - Present
Oversea Chinese Mission, Inc. June 2000 - December 2007
Prudential Financial March 1989 - May 2001
Dean Witter Reynolds, Inc. 1987 - March 1989
Kidder Peabody 1986 - 1987
Skills
Military, Security Clearance, Community Outreach, DoD, Military Operations, Command, Air Force, National Security, Top Secret, Military Experience, Organizational..., Policy Analysis, Volunteer Management, Cpr Certified, Operational Planning, Church Administration, Religious Education, Pastoral Counseling, Grief Counseling, Student Counseling, Couples Counseling, Career Counseling, Strategic Planning, Program Development, Program Evaluation, Intelligence Analysis, Logistics, IT Solutions, IT Operations, IT Strategy, IT Management
Education
Air War College 2012 — 2015
Post Graduate studies
Air Command and Staff College 2010 — 2010
Graduate studies, Air and Space Operations Technology
Squadron Officer School 2005 — 2006
Undergraduate, Miliitary Science
The Southern Baptist Theological Seminary 1999 — 2004
Graduate Studies, Master of Divinity (MDiv), Graduate Studies
New York University 1980 — 1987
Undergraduate, Sociology
USAF August 1983 - Present
Oversea Chinese Mission, Inc. June 2000 - December 2007
Prudential Financial March 1989 - May 2001
Dean Witter Reynolds, Inc. 1987 - March 1989
Kidder Peabody 1986 - 1987
Skills
Military, Security Clearance, Community Outreach, DoD, Military Operations, Command, Air Force, National Security, Top Secret, Military Experience, Organizational..., Policy Analysis, Volunteer Management, Cpr Certified, Operational Planning, Church Administration, Religious Education, Pastoral Counseling, Grief Counseling, Student Counseling, Couples Counseling, Career Counseling, Strategic Planning, Program Development, Program Evaluation, Intelligence Analysis, Logistics, IT Solutions, IT Operations, IT Strategy, IT Management
Education
Air War College 2012 — 2015
Post Graduate studies
Air Command and Staff College 2010 — 2010
Graduate studies, Air and Space Operations Technology
Squadron Officer School 2005 — 2006
Undergraduate, Miliitary Science
The Southern Baptist Theological Seminary 1999 — 2004
Graduate Studies, Master of Divinity (MDiv), Graduate Studies
New York University 1980 — 1987
Undergraduate, Sociology
Guy Mulford's Kidder Peabody Experience March 1986 - August 1990
Job Financial Services Professional
Industry Financial Services
Experience
Murphy & Durieu March 2006 - May 2007
Dillon, Read 1991 - 1998
Dillon Read Capital Management August 1990 - April 1997
Kidder Peabody March 1986 - August 1990
Skills
Capital Markets, Investments, Hedge Funds, Series 7
Education
Southern Methodist University 1966 — 1970
BBA, Finance
Murphy & Durieu March 2006 - May 2007
Dillon, Read 1991 - 1998
Dillon Read Capital Management August 1990 - April 1997
Kidder Peabody March 1986 - August 1990
Skills
Capital Markets, Investments, Hedge Funds, Series 7
Education
Southern Methodist University 1966 — 1970
BBA, Finance
Mike Lawroski's Kidder Peabody Experience October 1988 - April 1994
Job Money Manager at TakeaYo
Industry Financial Services
Experience
Take-a-Yo September 2008 - Present
New England Medical Legal Liasions January 2008 - Present
Wachovia Bank April 1999 - October 2008
Bank of America April 1994 - October 1998
Kidder Peabody October 1988 - April 1994
Skills
CPA
Education
New York University 1980 — 1984
B.S., Accounting
Take-a-Yo September 2008 - Present
New England Medical Legal Liasions January 2008 - Present
Wachovia Bank April 1999 - October 2008
Bank of America April 1994 - October 1998
Kidder Peabody October 1988 - April 1994
Skills
CPA
Education
New York University 1980 — 1984
B.S., Accounting
Huyenchau Villas's Kidder Peabody Experience 1981 - 1985
Job Program Manager at Cooper Industries Ltd.
Industry Program Development
Experience
Cooper Industries Ltd. May 2011 - Present
Cooper Notification January 1989 - May 2011
Kidder Peabody 1981 - 1985
Skills
Product Development, Manufacturing, Supply Chain, Operations Management, Team Building, Strategic Planning, Business Strategy, Product Management, Procurement, Cross-functional Team..., Change Management, Engineering, New Business Development, Six Sigma, CCTV, Negotiation, Product Marketing, Testing, Account Management, Product Launch
Education
Thomas Edison State College 2002 — 2004
M.S, Business Management
Rutgers, The State University of New Jersey-Newark 1981 — 1985
B.A, Accounting
Cooper Industries Ltd. May 2011 - Present
Cooper Notification January 1989 - May 2011
Kidder Peabody 1981 - 1985
Skills
Product Development, Manufacturing, Supply Chain, Operations Management, Team Building, Strategic Planning, Business Strategy, Product Management, Procurement, Cross-functional Team..., Change Management, Engineering, New Business Development, Six Sigma, CCTV, Negotiation, Product Marketing, Testing, Account Management, Product Launch
Education
Thomas Edison State College 2002 — 2004
M.S, Business Management
Rutgers, The State University of New Jersey-Newark 1981 — 1985
B.A, Accounting
Reading Wilson, CFA's Kidder Peabody Experience June 1986 - December 1994
Job Vice President at River Capital Advisors
Industry Investment Management
Experience
River Capital Advisors June 2008 - Present
Atlantic Trust Private Wealth Management March 2002 - May 2008
Banc of America Securities March 1998 - January 2001
First Union Securities January 1995 - February 1998
Kidder Peabody June 1986 - December 1994
Education
Northwestern University 1982 — 1986
BA, Economics
River Capital Advisors June 2008 - Present
Atlantic Trust Private Wealth Management March 2002 - May 2008
Banc of America Securities March 1998 - January 2001
First Union Securities January 1995 - February 1998
Kidder Peabody June 1986 - December 1994
Education
Northwestern University 1982 — 1986
BA, Economics
Reed F Welch's Kidder Peabody Experience July 1992 - December 1994
Job Raymond James, Managing Director, Health Care Software & Softwareenabled Services
Industry Investment Banking
Experience
Raymond James Financial December 2003 - Present
Donaldson, Lufkin & Jenrette January 1995 - January 2003
Kidder Peabody July 1992 - December 1994
Skills
Equities, Finance, Mergers, Due Diligence, Valuation, Private Equity, Investment Banking, Financial Analysis, Corporate Finance, Financial Modeling, Investments, Venture Capital, Comedy
Education
Ohio Wesleyan University 1988 — 1992
Bachelor of Arts (BA), International Business
Raymond James Financial December 2003 - Present
Donaldson, Lufkin & Jenrette January 1995 - January 2003
Kidder Peabody July 1992 - December 1994
Skills
Equities, Finance, Mergers, Due Diligence, Valuation, Private Equity, Investment Banking, Financial Analysis, Corporate Finance, Financial Modeling, Investments, Venture Capital, Comedy
Education
Ohio Wesleyan University 1988 — 1992
Bachelor of Arts (BA), International Business
Marianne Mowat's Kidder Peabody Experience 1989 - 1991
Job owner/president, consumer internet services
Industry Internet
Experience
Lassuu.com January 2015 - Present
Joint Venture with Hanoi Government 1993 - 1994
Getz Brothers 1992 - 1993
Kidder Peabody 1989 - 1991
Education
Middlebury Institute of International Studies at Monterey 1991 — 1991
advanced work in the International MBA program and chinese language
Trinity College-Hartford 1985 — 1989
BA, Economics
Lakeside School
Lassuu.com January 2015 - Present
Joint Venture with Hanoi Government 1993 - 1994
Getz Brothers 1992 - 1993
Kidder Peabody 1989 - 1991
Education
Middlebury Institute of International Studies at Monterey 1991 — 1991
advanced work in the International MBA program and chinese language
Trinity College-Hartford 1985 — 1989
BA, Economics
Lakeside School
Chris Perrella's Kidder Peabody Experience 1987 - 1989
Job Managing Partner at OppCAP Group
Industry Investment Banking
Experience
OppCAP Group LLC 2011 - Present
CAP Services LLC 2009 - May 2011
Credit Suisse 1999 - 2009
Morgan Stanley 1989 - 1999
Kidder Peabody 1987 - 1989
Skills
Private Equity, Alternative Investments, Hedge Funds, Fundraising, Credit, Real Property, Strategic Advisory, Institutional Investors, Family Offices, Family Office, Due Diligence, Equities, Financial Advisory, Fixed Income, Asset Management
Education
Regis University 1983 — 1987
B.S., Information Systems, Mathematics (Minor)
OppCAP Group LLC 2011 - Present
CAP Services LLC 2009 - May 2011
Credit Suisse 1999 - 2009
Morgan Stanley 1989 - 1999
Kidder Peabody 1987 - 1989
Skills
Private Equity, Alternative Investments, Hedge Funds, Fundraising, Credit, Real Property, Strategic Advisory, Institutional Investors, Family Offices, Family Office, Due Diligence, Equities, Financial Advisory, Fixed Income, Asset Management
Education
Regis University 1983 — 1987
B.S., Information Systems, Mathematics (Minor)
Madeleine Coyra's Kidder Peabody Experience November 1982 - May 1983
Job
Industry
Experience
Coyra Calienes 1993 - Present
IBM March 1988 - May 1993
IBM March 1987 - March 1988
IBM October 1983 - March 1987
Kidder Peabody November 1982 - May 1983
Allied Corporation May 1981 - September 1981
Allied Corporation May 1980 - September 1980
Skills
Customer Service, Internal Audit, Training, AIX, Accounting, Event Planning, Event Management, Management, Leadership, Microsoft Office, Microsoft Word, Budgets, Sales, Microsoft Excel
Education
New York University 1984 — 1986
MBA prg, Finance
St Peter's College 1979 — 1983
B.S., Accounting, Computer Science
Coyra Calienes 1993 - Present
IBM March 1988 - May 1993
IBM March 1987 - March 1988
IBM October 1983 - March 1987
Kidder Peabody November 1982 - May 1983
Allied Corporation May 1981 - September 1981
Allied Corporation May 1980 - September 1980
Skills
Customer Service, Internal Audit, Training, AIX, Accounting, Event Planning, Event Management, Management, Leadership, Microsoft Office, Microsoft Word, Budgets, Sales, Microsoft Excel
Education
New York University 1984 — 1986
MBA prg, Finance
St Peter's College 1979 — 1983
B.S., Accounting, Computer Science
warren feinstein's Kidder Peabody Experience April 1986 - February 1994
Job finance/operations at Royal Bank of Canada
Industry Banking
Experience
Royal Bank of Canada July 2008 - Present
ABN AMRO 2002 - 2008
UBS Wealth Management April 1986 - January 2002
Kidder Peabody April 1986 - February 1994
Kidder Peabody April 1986 - February 1994
Skills
Fixed Income, Securities, Back Office, Banking, Capital Markets, Equities, Investment Banking, Derivatives, Financial Services, Bonds, Prime Brokerage, Settlement, Accounting, Bloomberg, Middle Office
Education
New Jersey City University 1975 — 1980
BA, Economics
Wilkes University 1969 — 1970
Royal Bank of Canada July 2008 - Present
ABN AMRO 2002 - 2008
UBS Wealth Management April 1986 - January 2002
Kidder Peabody April 1986 - February 1994
Kidder Peabody April 1986 - February 1994
Skills
Fixed Income, Securities, Back Office, Banking, Capital Markets, Equities, Investment Banking, Derivatives, Financial Services, Bonds, Prime Brokerage, Settlement, Accounting, Bloomberg, Middle Office
Education
New Jersey City University 1975 — 1980
BA, Economics
Wilkes University 1969 — 1970
Ron Atwell's Kidder Peabody Experience 1985 - 1994
Job IT Consultant at Ronald J Atwell
Industry Financial Services
Experience
Ronald J Atwell ConsultantCapital Markets ConsultingJuly 2006 - December 2006
ABN AMRO 2005 - 2006
Kidder Peabody 1985 - 1994
Skills
Trading Systems, Business Analysis, Capital Markets, Risk Management, Derivatives, Fixed Income, Investment Banking, Financial Markets, Equities, Banking, Back Office, Financial Services, Requirements Gathering
Education
Pace University - Lubin School of Business 1973 — 1976
MBA, Accounting
Glen Rock High School
Ronald J Atwell ConsultantCapital Markets ConsultingJuly 2006 - December 2006
ABN AMRO 2005 - 2006
Kidder Peabody 1985 - 1994
Skills
Trading Systems, Business Analysis, Capital Markets, Risk Management, Derivatives, Fixed Income, Investment Banking, Financial Markets, Equities, Banking, Back Office, Financial Services, Requirements Gathering
Education
Pace University - Lubin School of Business 1973 — 1976
MBA, Accounting
Glen Rock High School
Bruce Halbeck's Kidder Peabody Experience June 1987 - October 1995
Job Parker Snowe, Founding Partner
Industry Management Consulting
Experience
Parker Snowe March 2011 - Present
Spencer Stuart August 2007 - March 2011
Heidrick & Struggles June 2003 - August 2007
Russell Reynolds Associates August 1995 - June 2003
Kidder Peabody June 1987 - October 1995
Education
Northwestern University - Kellogg School of Management 1986 — 1987
MM, Finance
University of Wisconsin 1980 — 1984
BA
Parker Snowe March 2011 - Present
Spencer Stuart August 2007 - March 2011
Heidrick & Struggles June 2003 - August 2007
Russell Reynolds Associates August 1995 - June 2003
Kidder Peabody June 1987 - October 1995
Education
Northwestern University - Kellogg School of Management 1986 — 1987
MM, Finance
University of Wisconsin 1980 — 1984
BA
William Farrell's Kidder Peabody Experience September 1991 - September 1995
Job First Vice PresidentWealth Management Financial Advisor
Industry Financial Services
Dave Capodanno's Kidder Peabody Experience September 1992 - April 1994
Job SVP Manager at Citibank
Industry Banking
Experience
Citibank April 1994 - Present
CITIGROUP, Inc. April 1994 - Present
Citi 1994 - Present
Kidder, Peabody September 1992 - April 1994
Lutz & Carr, CPAs February 1990 - September 1992
Skills
Investment Banking, Banking, Fixed Income, Portfolio Management, Capital Markets, Securities, Financial Risk, Financial Services, Financial Analysis
Education
Saint John's University - Peter J. Tobin College of Business 1983 — 1995
MBA, Accounting-Finance
Holy Cross
Citibank April 1994 - Present
CITIGROUP, Inc. April 1994 - Present
Citi 1994 - Present
Kidder, Peabody September 1992 - April 1994
Lutz & Carr, CPAs February 1990 - September 1992
Skills
Investment Banking, Banking, Fixed Income, Portfolio Management, Capital Markets, Securities, Financial Risk, Financial Services, Financial Analysis
Education
Saint John's University - Peter J. Tobin College of Business 1983 — 1995
MBA, Accounting-Finance
Holy Cross
Daniel McNamara's Kidder Peabody Experience October 1989 - February 1994
Job President, Financial Advice & Solutions Group at USAA
Industry Financial Services
Experience
USAA March 2013 - Present
USAA October 2009 - Present
Bank of America September 2001 - March 2009
Wachovia Securities February 1994 - September 2001
Kidder Peabody October 1989 - February 1994
Skills
Securities, Mutual Funds, Alternative Investments, Investment Advisory, Asset Managment, Wealth Management, Series 7, Series 24, Investments, Investment Strategies, Series 63, Portfolio Management, Asset Allocation, Tactical Asset..., Retirement, Investment Management, Fixed Annuities, Retirement Planning, Due Diligence, Financial Services, Hedge Funds, Wealth Management..., Separately Managed..., 401k, Banking, Asset Management, Bonds, Bloomberg, Capital Markets, Equities, ETFs, Estate Planning, Executive Management, FINRA, Finance, Financial Advisory, Financial Markets, Fixed Income, High Net Worth..., IRAs, Options, Life Insurance, Private Banking, Product Development, Relationship Management, Series 6, Series 65, Strategic Financial..., Team Building, Team Leadership
Education
Rutgers University 1984 — 1988
Bachelor of Science (BS), Economics
USAA March 2013 - Present
USAA October 2009 - Present
Bank of America September 2001 - March 2009
Wachovia Securities February 1994 - September 2001
Kidder Peabody October 1989 - February 1994
Skills
Securities, Mutual Funds, Alternative Investments, Investment Advisory, Asset Managment, Wealth Management, Series 7, Series 24, Investments, Investment Strategies, Series 63, Portfolio Management, Asset Allocation, Tactical Asset..., Retirement, Investment Management, Fixed Annuities, Retirement Planning, Due Diligence, Financial Services, Hedge Funds, Wealth Management..., Separately Managed..., 401k, Banking, Asset Management, Bonds, Bloomberg, Capital Markets, Equities, ETFs, Estate Planning, Executive Management, FINRA, Finance, Financial Advisory, Financial Markets, Fixed Income, High Net Worth..., IRAs, Options, Life Insurance, Private Banking, Product Development, Relationship Management, Series 6, Series 65, Strategic Financial..., Team Building, Team Leadership
Education
Rutgers University 1984 — 1988
Bachelor of Science (BS), Economics
Donna Marie Miller's Kidder Peabody Experience 1978 - 1980
Job Vice President Wealth Management UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services 1980 - Present
Kidder Peabody 1978 - 1980
Education
Southern Illinois University, Carbondale 1969 — 1973
Trinity High School 1965 — 1969
UBS Financial Services 1980 - Present
Kidder Peabody 1978 - 1980
Education
Southern Illinois University, Carbondale 1969 — 1973
Trinity High School 1965 — 1969
Carol Mansour-Ezzell, CRPC®,'s Kidder Peabody Experience January 1980 - October 1988
Job Vice President/ Investments at Janney Montgomery Scott, Chartered Retirement Planning Counselor
Industry Financial Services
Experience
Janney Montgomery Scott March 2004 - Present
UBS (former JC Bradford) November 1988 - February 2004
Kidder Peabody January 1980 - October 1988
Skills
Retirement Planning, Investments, Long Term Care, 401k, Asset Allocation, Estate Planning, Equities, Mutual Funds, Fixed Income, Series 7, Investment Advisory, Securities, Wealth Management
Education
Millsaps College 1978 — 1980
MBA, Finance and Economics
The University of Georgia 1973 — 1977
BA, Accounting
Janney Montgomery Scott March 2004 - Present
UBS (former JC Bradford) November 1988 - February 2004
Kidder Peabody January 1980 - October 1988
Skills
Retirement Planning, Investments, Long Term Care, 401k, Asset Allocation, Estate Planning, Equities, Mutual Funds, Fixed Income, Series 7, Investment Advisory, Securities, Wealth Management
Education
Millsaps College 1978 — 1980
MBA, Finance and Economics
The University of Georgia 1973 — 1977
BA, Accounting
Tony 0'Callaghan's Kidder Peabody Experience November 1982 - October 1994
Job Director Private Banking at Credit Suisse
Industry Banking
Experience
Credit Suisse November 1994 - Present
Kidder Peabody November 1982 - October 1994
Skills
Estate Planning, Asset Management, Financial Planning
Education
Michigan State University 1977 — 1981
Bachelor of Science, Economics
Credit Suisse November 1994 - Present
Kidder Peabody November 1982 - October 1994
Skills
Estate Planning, Asset Management, Financial Planning
Education
Michigan State University 1977 — 1981
Bachelor of Science, Economics
Marshall Sage's Kidder Peabody Experience August 1983 - June 1995
Job Synergy Distributor at Synergy Worldwide
Industry Oil & Energy
Experience
Synergy Worldwide May 2012 - Present
Kidder Peabody August 1983 - June 1995
US Army May 1970 - May 1992
Skills
Microsoft Office, Petroleum, Negotiation, Project Planning, Strategic Planning, Microsoft Excel, Engineering, Project Management, Gas, Energy, Customer Service, Oil/Gas, Microsoft Word, Contract Negotiation, Management
Education
Command and General Staff College 1982 — 1983
Pittsburg State University 1965 — 1970
Bachelor of Science (B.S.), Biology, General
Synergy Worldwide May 2012 - Present
Kidder Peabody August 1983 - June 1995
US Army May 1970 - May 1992
Skills
Microsoft Office, Petroleum, Negotiation, Project Planning, Strategic Planning, Microsoft Excel, Engineering, Project Management, Gas, Energy, Customer Service, Oil/Gas, Microsoft Word, Contract Negotiation, Management
Education
Command and General Staff College 1982 — 1983
Pittsburg State University 1965 — 1970
Bachelor of Science (B.S.), Biology, General
Jeffrey Greiner's Kidder Peabody Experience October 1982 - December 1987
Job Division Manager at American Funds
Industry Investment Management
Experience
American Funds August 1993 - Present
Paine Webber December 1988 - July 1993
Kidder Peabody October 1982 - December 1987
Education
Ohio Northern University 1977 — 1981
Bachelor of Science (BS), Business Administration and Management
American Funds August 1993 - Present
Paine Webber December 1988 - July 1993
Kidder Peabody October 1982 - December 1987
Education
Ohio Northern University 1977 — 1981
Bachelor of Science (BS), Business Administration and Management
sharon lynch's Kidder Peabody Experience June 1990 - March 1995
Job sales trader at Santander Investment Securities Inc
Industry Financial Services
Experience
Santander Investment Securities Inc January 2002 - Present
JPMorgan Chase March 1995 - January 2002
Kidder Peabody June 1990 - March 1995
Education
Penn State University 1986 — 1990
Accounting
Santander Investment Securities Inc January 2002 - Present
JPMorgan Chase March 1995 - January 2002
Kidder Peabody June 1990 - March 1995
Education
Penn State University 1986 — 1990
Accounting
Dhruv Narain's Kidder Peabody Experience July 1992 - March 1994
Job Portfolio Manager at Catlin Inc
Industry Investment Management
Experience
Catlin Inc July 2011 - April 2014
Goldman Sachs June 2004 - May 2011
Credit Suisse January 2000 - April 2004
CIBC World Markets March 1994 - December 1999
Kidder Peabody July 1992 - March 1994
Skills
Portfolio Management
Education
William E. Simon School of Business 1990 — 1992
Master of Business Administration (MBA), Finance
Panjab University 1987 — 1989
Bachelor of Arts (B.A.), Economics
Catlin Inc July 2011 - April 2014
Goldman Sachs June 2004 - May 2011
Credit Suisse January 2000 - April 2004
CIBC World Markets March 1994 - December 1999
Kidder Peabody July 1992 - March 1994
Skills
Portfolio Management
Education
William E. Simon School of Business 1990 — 1992
Master of Business Administration (MBA), Finance
Panjab University 1987 — 1989
Bachelor of Arts (B.A.), Economics
Bill Heenan's Kidder Peabody Experience February 1993 - November 1994
Job International Equities SalesTrader at Credit Suisse
Industry Investment Banking
Experience
Credit Suisse October 2000 - Present
Donaldson, Lufkin & Jenrette January 1998 - September 2000
Kidder Peabody February 1993 - November 1994
Education
New York University 1981 — 1984
Bachelor of Science (B.S.), Finance
Stuyvesant H.S. 1977 — 1980
Credit Suisse October 2000 - Present
Donaldson, Lufkin & Jenrette January 1998 - September 2000
Kidder Peabody February 1993 - November 1994
Education
New York University 1981 — 1984
Bachelor of Science (B.S.), Finance
Stuyvesant H.S. 1977 — 1980
Susan Granfield's Kidder Peabody Experience 1984 - 1987
Job Disability Claims Consultant at Monarch Life Insurance
Industry Insurance
Experience
Monarch Life Insurance October 1995 - Present
Kidder Peabody 1984 - 1987
Education
Mount Holyoke College
Psychology
Monarch Life Insurance October 1995 - Present
Kidder Peabody 1984 - 1987
Education
Mount Holyoke College
Psychology
Jerry Terr's Kidder Peabody Experience May 1989 - January 1995
Job Legal & Compliance Monitoring & Suvreilance Data Analysis
Industry Banking
Experience
UBS January 1995 - Present
Kidder Peabody May 1989 - January 1995
Shared Medical Systems March 1986 - May 1989
Skills
Productivity Improvement, Data Analysis, Strategic Planning, Business Requirement..., Systems Analysis and..., Business Impact Analysis, Stakeholder Management, Project Development and..., Team Leadership, Series 7, End User Training, Risk Management, Financial Services, Wealth Management, Fixed Income, Securities, Equities, Capital Markets, Banking, Business Analysis, SDLC
Education
Pace University
Master of Science (MS), Information Systems
Rochester Institute of Technology 1982 — 1986
Bachelor of Science (BS), Bio-Medical Computing
UBS January 1995 - Present
Kidder Peabody May 1989 - January 1995
Shared Medical Systems March 1986 - May 1989
Skills
Productivity Improvement, Data Analysis, Strategic Planning, Business Requirement..., Systems Analysis and..., Business Impact Analysis, Stakeholder Management, Project Development and..., Team Leadership, Series 7, End User Training, Risk Management, Financial Services, Wealth Management, Fixed Income, Securities, Equities, Capital Markets, Banking, Business Analysis, SDLC
Education
Pace University
Master of Science (MS), Information Systems
Rochester Institute of Technology 1982 — 1986
Bachelor of Science (BS), Bio-Medical Computing
Jayusia Bernstein's Kidder Peabody Experience 1975 - 1978
Job C.E.O. at Stratigraphic Asset Management
Industry Financial Services
Experience
Stratigraphic Asset Management C.E.O.Stratigraphic Asset Management, Inc.April 1993 - Present
Kidder Peabody 1975 - 1978
Skills
Portfolio Management
Education
New York University, Stern School of Business 1972 — 1974
Master of Business Administration (M.B.A.), Finance, General
Catholic University, Lima Peru
New York University
Bachelor of Arts (B.A.), Economics
Stratigraphic Asset Management C.E.O.Stratigraphic Asset Management, Inc.April 1993 - Present
Kidder Peabody 1975 - 1978
Skills
Portfolio Management
Education
New York University, Stern School of Business 1972 — 1974
Master of Business Administration (M.B.A.), Finance, General
Catholic University, Lima Peru
New York University
Bachelor of Arts (B.A.), Economics
Mike Schuchard's Kidder Peabody Experience May 1981 - May 1985
Job Owner at Schuchard Capital Management, Inc.
Industry Investment Management
Experience
Schuchard Capital Management, Inc. January 1986 - Present
Kidder Peabody May 1981 - May 1985
Coopers & Lybrand September 1976 - February 1981
Skills
Portfolio Management, Personal Financial..., Retirement Planning, Asset Management, Wealth Management, Investment Strategies, Investment Advisory, Estate Planning, Investment Management, Alternative Investments, Strategic Financial..., Wealth, Retirement, Asset Allocation, Financial Advisory, Mutual Funds, Financial Planners, Pensions, IRAs
Education
University of Michigan 1975 — 1976
Bachelor of Business Administration (BBA), Accounting and Finance
Oakland University 1972 — 1974
Schuchard Capital Management, Inc. January 1986 - Present
Kidder Peabody May 1981 - May 1985
Coopers & Lybrand September 1976 - February 1981
Skills
Portfolio Management, Personal Financial..., Retirement Planning, Asset Management, Wealth Management, Investment Strategies, Investment Advisory, Estate Planning, Investment Management, Alternative Investments, Strategic Financial..., Wealth, Retirement, Asset Allocation, Financial Advisory, Mutual Funds, Financial Planners, Pensions, IRAs
Education
University of Michigan 1975 — 1976
Bachelor of Business Administration (BBA), Accounting and Finance
Oakland University 1972 — 1974
David Wilburn's Kidder Peabody Experience 1983 - 1988
Job Credit Risk Manager at Salisbury Bank and Trust Company
Industry Banking
Experience
Salisbury Bank and Trust Company 2009 - Present
Legg Mason 2001 - 2004
Paine Webber 1991 - 2001
UBS Securities Co., Ltd 1988 - 1991
Kidder Peabody 1983 - 1988
Tennessee Valley Authority 1979 - 1983
Skills
Jack Henry, Underwriting, Bloomberg, Microsoft Excel, Risk Management, Tax exempt financing, Investment Banking
Education
St. John's University 1977 — 1979
Doctor of Law (J.D.)
University of Notre Dame 1966 — 1970
Bachelor of Arts (B.A.), Political Science and Government
Salisbury Bank and Trust Company 2009 - Present
Legg Mason 2001 - 2004
Paine Webber 1991 - 2001
UBS Securities Co., Ltd 1988 - 1991
Kidder Peabody 1983 - 1988
Tennessee Valley Authority 1979 - 1983
Skills
Jack Henry, Underwriting, Bloomberg, Microsoft Excel, Risk Management, Tax exempt financing, Investment Banking
Education
St. John's University 1977 — 1979
Doctor of Law (J.D.)
University of Notre Dame 1966 — 1970
Bachelor of Arts (B.A.), Political Science and Government
Judy Atwell's Kidder Peabody Experience December 1985 - February 1995
Job Client Service Professional at JPMorgan Chase & Co.
Industry Financial Services
Experience
JPMorgan Chase & Co. April 2007 - Present
The Bank of New York August 1995 - March 2007
Kidder Peabody December 1985 - February 1995
Skills
Microsoft Office, Management, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Leadership, Training, Photoshop
Education
Pace University - Lubin School of Business 1987 — 1994
JPMorgan Chase & Co. April 2007 - Present
The Bank of New York August 1995 - March 2007
Kidder Peabody December 1985 - February 1995
Skills
Microsoft Office, Management, Microsoft Excel, Microsoft Word, Research, PowerPoint, Sales, Leadership, Training, Photoshop
Education
Pace University - Lubin School of Business 1987 — 1994
Mark May's Kidder Peabody Experience 1984 - 1987
Job Head of Research, Portfolio Manager at UBP Asset Management
Industry Financial Services
Experience
UBP Asset Management December 2009 - Present
Lehman Brothers 2007 - 2008
Sagamore Hill Capital Management 1999 - 2006
Paloma Partners 1999 - 1999
Santander Investment Securities Inc 1997 - 1998
Citicorp 1988 - 1997
Kidder, Peabody 1984 - 1987
Education
Northwestern University - Kellogg School of Management 1987 — 1988
Master of Business Administration (M.B.A.)
UBP Asset Management December 2009 - Present
Lehman Brothers 2007 - 2008
Sagamore Hill Capital Management 1999 - 2006
Paloma Partners 1999 - 1999
Santander Investment Securities Inc 1997 - 1998
Citicorp 1988 - 1997
Kidder, Peabody 1984 - 1987
Education
Northwestern University - Kellogg School of Management 1987 — 1988
Master of Business Administration (M.B.A.)
Michael McCarty's Kidder Peabody Experience August 1991 - January 1995
Job Investment Banking Professional
Industry Investment Banking
Experience
RBC Capital Markets February 2012 - June 2014
RBC Capital Markets March 2010 - February 2012
Mizuho Securities USA Inc. November 2009 - March 2010
Duff Capital Advisors January 2008 - August 2009
Morgan Stanley September 2006 - December 2007
Credit Suisse April 2004 - September 2006
Morgan Stanley April 1997 - May 2004
Royal Bank of Canada Dominion Securities March 1995 - April 1997
Kidder Peabody August 1991 - January 1995
Skills
Equity Derivative Sales..., Term Lending, Reverse Repo Sales, Securities Lending &..., Portfolio Trading, Trading Desk Management, Client Relationship..., Proprietary Trading, Market Structure
Education
Princeton University 1987 — 1991
Bachelor's Degree, Sociology, Cum Laude
Fenwick high school
RBC Capital Markets February 2012 - June 2014
RBC Capital Markets March 2010 - February 2012
Mizuho Securities USA Inc. November 2009 - March 2010
Duff Capital Advisors January 2008 - August 2009
Morgan Stanley September 2006 - December 2007
Credit Suisse April 2004 - September 2006
Morgan Stanley April 1997 - May 2004
Royal Bank of Canada Dominion Securities March 1995 - April 1997
Kidder Peabody August 1991 - January 1995
Skills
Equity Derivative Sales..., Term Lending, Reverse Repo Sales, Securities Lending &..., Portfolio Trading, Trading Desk Management, Client Relationship..., Proprietary Trading, Market Structure
Education
Princeton University 1987 — 1991
Bachelor's Degree, Sociology, Cum Laude
Fenwick high school
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS