Securities America, Inc. Member FINRA/SIPC

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Securities America, Inc. Member FINRA/SIPC Employees

Employee
Years
Job
Industry
Brenda Milbrandt Brenda Milbrandt Bentonville, Arkansas Details
Brenda Milbrandt's Securities America, Inc. Member FINRA/SIPC Experience October 2007 - July 2011
Job Sr. Manager HR at Walmart
Industry Retail
Experience
Walmart  February 2015 - Present
Walmart  April 2014 - Present
BNSF Logistics  July 2011 - April 2014
Securities America, Inc. Member FINRA/SIPC   October 2007 - July 2011
American Heart Association  January 2000 - September 2007
Washington University School of Medicine  July 1992 - December 1999

Skills
Employee Relations, Performance Management, Hiring, Process Improvement, Interviewing, Talent Acquisition, Human Resources, Personnel Management, Recruiting, Deferred Compensation, Management, Team Building, Interviews, Customer Service, Leadership, Temporary Placement, New Hire Orientations, Strategy, Operations Management

Education
University of Central Missouri   1982 — 1986
B.S.

Jason Werner, CFP® Jason Werner, CFP® Irvine, California Details
Jason Werner, CFP®'s Securities America, Inc. Member FINRA/SIPC Experience July 2009 - Present
Job Financial Advisor at Cooper McManus
Industry Financial Services
Experience
Cooper McManus  July 2009 - Present
Securities America, Inc. Member FINRA/SIPC   July 2009 - Present
Wells Fargo Advisors  April 2007 - May 2009

Skills
Investments, Investment Advisory, Securities, Finance, FINRA, Insurance, Wealth Management, Mutual Funds, Strategic Financial..., Estate Planning, Licensing

Education
Northern Arizona University   2004 — 2006
BS, Business Administration, Finance & Economics

Denise Rich Denise Rich Chisago City, Minnesota Details
Denise Rich's Securities America, Inc. Member FINRA/SIPC Experience 2010 - 2012
Job Director of Administration at Prestige Wealth Management
Industry Financial Services
Experience
Prestige Wealth Management  September 2013 - Present
Prestige Wealth Management  June 2006 - Present
Securities America, Inc. Member FINRA/SIPC   2010 - 2012

Skills
Series 7, Series 6, Series 63, Life, Accident and..., Client Services, Employee Training, Procedure Development

Education
St. Cloud State University   1991 — 1995
Bachelor of Arts (B.A.), German and Speech Communications

Coon Rapids Sr High School

Curtis Almy Curtis Almy Miles City, Montana Details
Curtis Almy's Securities America, Inc. Member FINRA/SIPC Experience July 1992 - Present
Job Financial Advisor
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   July 1992 - Present
Securities America, Inc. Member FINRA/SIPC   March 1988 - Present
Keystone Ranches Inc.   April 1977 - February 1988

Education
Montana State University-Bozeman   1972 — 1976
BA, Agriculture production

Plevna High School   1968 — 1972

Carson Wirges Carson Wirges Waterloo, Nebraska Details
Carson Wirges's Securities America, Inc. Member FINRA/SIPC Experience January 2015 - Present
Job Associate Analyst for Asset Transfers
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   January 2015 - Present
Dave Janke Plumbing   May 2007 - Present
Northwestern Mutual  March 2013 - January 2014
Sycamore Leaf Solutions   January 2013 - March 2013

Skills
Investments, Leadership, Marketing, Microsoft Office, Public Speaking, PowerPoint, Microsoft Word, Event Planning, Customer Service, Microsoft Excel, Research, Teaching, Social Media

Education
Midland Lutheran College   2011 — 2014
Bachelor of Science (BS), Business Administration and Management, General

Omaha Christian Academy   2007 — 2011

Blaine Wilkes Blaine Wilkes Greater Omaha Area Details
Blaine Wilkes's Securities America, Inc. Member FINRA/SIPC Experience September 2014 - Present
Job Systems Operator at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   September 2014 - Present
Securities America, Inc. Member FINRA/SIPC   September 2013 - September 2014

Skills
Windows XP, Windows 7, Microsoft Exchange, Citrix, System Administration, Technical Support, Help Desk Support, Windows, Process Improvement, Computer Hardware, Risk Management, Active Directory

Education
University of Phoenix   2008 — 2008

Scottsdale Community College   2000 — 2001

Jordan Dechtman Jordan Dechtman Greater Denver Area Details
Jordan Dechtman's Securities America, Inc. Member FINRA/SIPC Experience 1995 - Present
Job CEO/Chief Investment Officer at Jordan Dechtman Wealth Management
Industry Financial Services
Experience
Jordan Dechtman Wealth Management   January 1984 - Present
Securities America Advisors, Inc.   1995 - Present
Securities America, Inc. Member FINRA/SIPC   1995 - Present

Skills
Retirement Planning, Retirement, Wealth Management, Asset Allocation, Financial Planning, Investments, Asset Management, Estate Planning, Wealth, IRA's, Investment Advisory, Securities, 401k, Mutual Funds, Long Term Care, Annuity, Pensions, Portfolio Management, Alternative Investments, Bonds, Risk Management, Small Business, Wealth Transfer, Wealth Accumulation, Retirement Income..., Insurance Planning, Public Speaking, Financial Advisory, Investment Strategies, Income, Roth IRA, Wealth Preservation, Retirement Solutions, Financial Advice, Wealth Preservation..., Comprehensive Wealth..., High Net Worth..., Personal Finance, 401k Rollovers, IRA Rollovers, ETFs, Trust Services, Rollovers, Trusts, Strategic Financial..., Fixed Annuities, Wealth Management..., IRAs, Financial Services

Education
University of Arizona   1980 — 1984
B.S. Finance, Finance and Business

Livingston High School

Joel Nelson, CFP® Joel Nelson, CFP® Sterling, Colorado Details
Joel Nelson, CFP®'s Securities America, Inc. Member FINRA/SIPC Experience May 2010 - Present
Job CERTIFIED FINANCIAL PLANNER™ at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   May 2010 - Present
Nelson Financial   December 1999 - Present
VALIC  May 2000 - May 2010
Sanofi  1996 - 1999
CR Bard  1995 - 1996
Sanofi  1994 - 1995
Sanofi  1991 - 1994
Cargill  1991 - 1991
Cargill  1990 - 1991
Lutsen Resort   1985 - 1990

Skills
Retirement Planning, Investments, Financial Advisory, Securities, Retirement, Strategic Financial..., Wealth Management, 401k, Certified Financial..., Investment Advisory, Retirement Plan..., Qualified Retirement..., Small Business, Nonprofits, Insurance, 403 b, 457 Plans, Investment Strategies, Mutual Funds, Leadership, Long-term Care, Estate Planning, Management

Education
University of Minnesota-Duluth   1985 — 1990
Bachelor of Science (BS), Industrial Engineering

CCHS   1981 — 1985

Tara Roberts, PHR Tara Roberts, PHR Greater Omaha Area Details
Tara Roberts, PHR's Securities America, Inc. Member FINRA/SIPC Experience September 2003 - November 2013
Job HR Business Partner at CSG International
Industry Transportation/Trucking/Railroad
Experience
CSG International  November 2014 - Present
Union Pacific Railroad  November 2013 - November 2014
Securities America, Inc. Member FINRA/SIPC   September 2003 - November 2013

Skills
Health Insurance, Talent Acquisition, Recruiting, Employee Relations, Performance Management, Deferred Compensation, Time Management, Retirement Planning, Applicant Tracking..., Human Resources, Leadership, Training, Talent Management, Interviews, Personnel Management

Education
Peru State College   1998 — 2002
Bachelor's Degree, Psychology/Sociology

Westside High School

Luke Matthew Luke Matthew Greater Omaha Area Details
Luke Matthew's Securities America, Inc. Member FINRA/SIPC Experience May 2011 - December 2013
Job Application System Analyst at Mutual of Omaha
Industry Information Technology and Services
Experience
Mutual of Omaha  January 2015 - Present
Mutual of Omaha  June 2014 - January 2015
Client Resources, Inc.   December 2013 - June 2014
Securities America, Inc. Member FINRA/SIPC   May 2011 - December 2013
HDR  September 2009 - May 2011
HDR  January 2007 - September 2009
HDR  January 2006 - January 2007
Best Buy  September 2002 - January 2006

Skills
SharePoint, VMware ESX, Hardware, Notebooks, SCCM, Windows Server 2008, Windows Server 2003, Windows Server, Active Directory, Server Architecture, Server Management, Server Administration, Blackberry Enterprise..., IIS, Web Servers, SCOM, Windows 7, Windows 7 Migration, Linux System..., Group Policy, ITIL, Symantec Endpoint..., Infrastructure, VMware, Virtualization, System Administration, System Deployment, Project Management, Servers, Troubleshooting, Computer Hardware, Citrix, Firewalls, Security, Technical Support, Disaster Recovery, Networking, DNS, VPN, Antivirus, Network Administration, DHCP, Laptops

Education
University of Nebraska at Omaha   2007 — 2013
Bachelor's of Science, Management Information Systems

Metropolitan Community College   2005 — 2007
Associate of Science, Business Management

Monica Bacon, CFP Monica Bacon, CFP San Francisco Bay Area Details
Monica Bacon, CFP's Securities America, Inc. Member FINRA/SIPC Experience December 2013 - Present
Job Senior Financial Advisor, O'Donnell Financial Group
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   December 2013 - Present
Securities America, Inc. Member FINRA/SIPC   May 2012 - November 2013
VALIC  February 1998 - May 2012
Liberty Financial Services   October 1988 - February 1998

Education
University of Santa Clara   1968 — 1970
Bachelor of Science (B.S.), Business

Schiller College, Germany   1967 — 1968

University of Southern California   1966 — 1967
Music

Cynthia Shumake Cynthia Shumake Greater Omaha Area Details
Cynthia Shumake's Securities America, Inc. Member FINRA/SIPC Experience February 2012 - Present
Job Compensation Research Specialist at Securities America, Inc. Member FINRA/SIPC
Industry Internet
Experience
Securities America, Inc. Member FINRA/SIPC   February 2012 - Present
PayPal, Inc  January 2006 - October 2011
Face To Face Salon and Spa   July 2010 - March 2011
CBSHome  January 2005 - January 2006
West Hills Child Development Center   September 2002 - January 2005
I, Group   May 2000 - November 2001
Addictions and Behavioral Health Services, Inc   May 2001 - September 2001
Northwest Hills Church   November 2000 - May 2001
Cooper Village   May 1999 - September 1999

Skills
Experience in computer..., Proficient in Microsoft..., Computer Security, Training, Management, Microsoft Excel, Research, Customer Service, Risk Management, Customer Experience

Education
Midland University   1996 — 2000
Bachelors of Art, Youth and Family Ministry and Psychology

Tekamah Herman High School

Robert Binn Robert Binn San Mateo, California Details
Robert Binn's Securities America, Inc. Member FINRA/SIPC Experience June 1990 - Present
Job President & CEO at PRIVATE PORTFOLIOS, INC.
Industry Investment Management
Experience
Securities America, Inc. Member FINRA/SIPC   June 1990 - Present
PRIVATE PORTFOLIOS, INC.   July 1984 - Present
Private Portfolios, Inc.   April 1966 - Present
Private Portfolios, Inc.   April 1966 - Present

Education
University of California, Berkeley   1961 — 1966
Psychology, Business Law & Economics

Lisa Retzer Lisa Retzer Omaha, Nebraska Details
Lisa Retzer's Securities America, Inc. Member FINRA/SIPC Experience January 2011 - Present
Job Senior Specialist Marketing and Design at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   January 2011 - Present

Skills
Logo Design, Social Media Marketing, InDesign, Corporate Branding, Branding & Identity, Brand Development, Magazine Layout Design, Email Marketing, Marketing Communications, Information Graphics, Photoshop, Illustrator, Salesforce.com, Marketing Automation, Project Planning, Content Writing, Print Management

Education
University of Nebraska at Kearney   2001 — 2005
Bachelor of Arts (B.A.), Design and Visual Communications

University of Nebraska at Omaha   2000 — 2001

Kathy Smith-Wood Kathy Smith-Wood Papillion, Nebraska Details
Kathy Smith-Wood's Securities America, Inc. Member FINRA/SIPC Experience February 2015 - Present
Job Securities America
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   February 2015 - Present
Securities America, Inc. Member FINRA/SIPC   May 2012 - February 2015
Securities America Inc  December 2009 - May 2012
Securities America Inc  August 2009 - December 2009
Securities America Inc  October 2008 - August 2009
Securities America Inc  October 2007 - October 2008
Bank of the West  October 2006 - October 2007
Bank of the West  October 2006 - October 2007
Downing, Alexander & Wood, PC   May 2004 - May 2006
Commercial Federal bank  October 1999 - May 2004

Skills
Finance, Investments, Mutual Funds, Securities, Investment Advisory, Retirement, Risk Management, Asset Management, Insurance

Education
Lincoln High School

Southeast Community College

Marc Wolff Marc Wolff Sarasota, Florida Area Details
Marc Wolff's Securities America, Inc. Member FINRA/SIPC Experience 1999 - 2013
Job President Southern Trust Financial Planning, Inc.
Industry Financial Services
Experience
Southern Trust Financial Planning, Inc.   March 1999 - Present
Securities America, Inc. Member FINRA/SIPC   1999 - 2013
First Southeastern Securities Group, Inc.   January 1995 - March 1999
Meridian Associates, Inc.   March 1993 - January 1995
IBM  January 1988 - March 1993

Skills
Strategic Planning, Investments, Retirement Planning, Business Strategy, New Business Development, Strategic Financial..., Financial Analysis, Insurance, Mergers, Team Building, Project Management, Sales Management, Marketing Strategy, Mergers & Acquisitions

Education
University of Florida   1987 — 1992
Bachelor of Science (BS), Business Finance

Riverview High School   1983 — 1987

Eric Jensen, PHR, SWP Eric Jensen, PHR, SWP Greater Omaha Area Details
Eric Jensen, PHR, SWP's Securities America, Inc. Member FINRA/SIPC Experience August 2014 - Present
Job Director of Human Resources and Training
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   August 2014 - Present
Kiewit  April 2012 - August 2014
Woodmen of the World Life Insurance  August 2003 - April 2012

Skills
Onboarding, Succession Planning, Recruiting, Workforce Planning, Talent Acquisition, Talent Management, Performance Management, Technical Recruiting, Human Resources, Employee Engagement, Applicant Tracking..., Process Improvement, Temporary Placement, Leadership Development, Team Building, Management, Employee Relations, HRIS, Leadership, Vendor Management, Training, Negotiation, Organizational..., Deferred Compensation, Employee Benefits, Personnel Management, Strategy, Benefits Administration, EEO, HR Policies, Employee Training, New Hire Orientations, Organizational..., Sourcing, Job Analysis, College Recruiting

Education
The University of South Dakota   1988 — 1993
BS, Psychology / Computer Science

Ida Grove   1984 — 1988

Chuck Rutenberg, ChFC®, RICP® Chuck Rutenberg, ChFC®, RICP® Fort Collins, Colorado Details
Chuck Rutenberg, ChFC®, RICP®'s Securities America, Inc. Member FINRA/SIPC Experience February 2010 - Present
Job Chartered Financial Consultant® Retirement Income Certified Professional®, Financial Advisor, Retirement Income Planning
Industry Financial Services
Experience
JBA Wealth Management   January 2002 - Present
Securities America, Inc. Member FINRA/SIPC   February 2010 - Present
Financial Industry Regulatory Authority  February 2010 - Present
SIPC -Financial Industry Regulatory Authority   February 2010 - Present
Assurity Life  February 2002 - Present

Skills
Retirement Income..., Retirement Planning, Strategic Financial..., Charitable Gift Planning, Social Security Planning, Securities, Critical Illness, Disability Insurance, Fixed Annuities, Long-term Care, Life Insurance

Education
The American College   2013 — 2015
Chartered Financial Consultant®

The American College   2003 — 2014
Retirement Income Certified Professional ®

Rochester Institute of Technology   1972 — 1975
BS

Jeremy Dick Jeremy Dick Omaha, Nebraska Details
Jeremy Dick's Securities America, Inc. Member FINRA/SIPC Experience October 2013 - January 2015
Job Regional Business Supervisor
Industry Financial Services
Experience
Bank of the West  January 2015 - Present
Securities America, Inc. Member FINRA/SIPC   October 2013 - January 2015
Securities America, Inc. Member FINRA/SIPC   May 2007 - October 2013
Securities America, Inc. Member FINRA/SIPC   March 2004 - May 2007
Securities America, Inc. Member FINRA/SIPC   March 2000 - March 2004
Securities America, Inc. Member FINRA/SIPC   December 1998 - March 2000
Securities America, Inc. Member FINRA/SIPC   May 1998 - December 1998
Securities America, Inc. Member FINRA/SIPC   January 1998 - May 1998

Skills
FINRA, Series 4, Series 7, Series 24, Series 53, Series 55, Series 63, Investment Advisory, Series 65, Life Insurance, Variable Life, Variable Annuities, Alternative Investments, Mutual Funds, Fixed Income, Options, Investments, Securities, Financial Services, Risk Management, Trading

Education
University of Nebraska at Omaha   1996 — 1998
Bachelor of Science in Business Administration, Banking and Financial Markets

The University of Kansas   1992 — 1994

Jason Meysenburg Jason Meysenburg Greater Omaha Area Details
Jason Meysenburg's Securities America, Inc. Member FINRA/SIPC Experience 1995 - 2003
Job Vice President Investment Product/RIA Manager at BancWest Investment Services
Industry Financial Services
Experience
BancWest Investment Services  October 2006 - Present
Independent Broker Dealer  October 2005 - October 2006
Independent Broker Dealer  March 2003 - October 2005
Securities America, Inc. Member FINRA/SIPC   1995 - 2003

Skills
Insurance, Risk Management, Series 7, Financial Analysis, Series 63, Banking, Mutual Funds, Series 24, Retirement Planning, Wealth Management, Series 65, FINRA, Securities, Investments, Investment Advisory, Financial Services, Financial Advisory, Fixed Annuities, Financial Risk, Retirement, 401k, Asset Allocation, Series 6, Alternative Investments, Portfolio Management, Strategic Financial..., Financial Planning

Education
University of Nebraska at Omaha   1999 — 2004
MBA, Finance

Marquette University   1991 — 1995
B.S - Finance

Mary Our Queen

Mary Our Queen

Barb Fish Barb Fish Sioux Falls, South Dakota Area Details
Barb Fish's Securities America, Inc. Member FINRA/SIPC Experience November 2010 - Present
Job CFP® at Securities America
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   November 2010 - Present
Financial Network  1997 - 2010

Skills
Financial Planning, Investments, Strategic Financial..., Budgets, Estate Planning, Financial Advisory, Series 7, Financial Planners, Fixed Annuities, Retirement Planning, Sales Management, Risk Management, Mutual Funds, Retirement

Education
The University of South Dakota   1977 — 1981
B.S., Business Administration

David Henze David Henze Evansville, Indiana Details
David Henze's Securities America, Inc. Member FINRA/SIPC Experience 2000 - 2002
Job Financial Planner at Lincoln Financial Advisors
Industry Financial Services
Experience
Lincoln Financial Advisors  2002 - Present
Securities America, Inc. Member FINRA/SIPC   2000 - 2002
Prudential Financial  1994 - 2000

Skills
Risk Management, Finance, Succession Planning, Project Planning, Life Insurance, Long-term Care, Financial Analysis, Disability Insurance, Term Life Insurance, Portfolio Management, Financial Services, Budgets, Strategic Planning, Banking, Customer Service

Education
Purdue University   1992 — 1996
Bachelor of Science (B.S.)

Justin Plastino Justin Plastino Greater New York City Area Details
Justin Plastino's Securities America, Inc. Member FINRA/SIPC Experience April 2011 - Present
Job Financial Advisor at Dynasty Advisors LLC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   April 2011 - Present
Securities America Advisors, Inc.   2011 - Present

Skills
Investment Advisory, Retirement Planning, Investments, Financial Planners, Stock Trading, Insurance Planning, Equestrian

Education
Rider University   2006 — 2010
Bachelor of Science (BS), Finance, General

Thomas Leahy Thomas Leahy Richmond, Virginia Details
Thomas Leahy's Securities America, Inc. Member FINRA/SIPC Experience March 1998 - October 2001
Job Managing Partner at Optimum Ed
Industry Education Management
Experience
Optimum Ed   June 2012 - Present
Beacon Tree Foundation   2008 - Present
Campus Financial LLC   July 1995 - Present
Leahy & Clair Financial Management   February 2009 - September 2012
Midlothian Youth Soccer League   December 2008 - November 2011
Deckert Leahy   July 1995 - February 2009
Securities America, Inc. Member FINRA/SIPC   March 1998 - October 2001
US Army  August 1974 - July 1994

Skills
College Application and..., College Savings Plans, Strategic Communications, Marketing Management, Investment Management, Business Design, Writing, Public Speaking, Project Management, Personal Financial..., College Education..., Student Financial Aid, Career Path Planning, Customer Service, Finance, Financial Advisory, Financial Services, Fundraising, Higher Education, Leadership, Management, Marketing, Marketing Strategy, Nonprofits, Project Planning, Strategic Planning, Team Building

Education
US Army Command and General Staff College   1985 — 1986
Military and Strategic Leadership

Defense Information School   1981 — 1982
Public Relations, Advertising, and Applied Communication

University of Oklahoma   1980 — 1982
MA, Journalism and Mass Communications

University of Florida   1970 — 1974
BFA, Fine Arts

Glen McRary Glen McRary Jupiter, Florida Details
Glen McRary's Securities America, Inc. Member FINRA/SIPC Experience May 2010 - May 2012
Job COO, Peak Brokerage Services, LLC
Industry Financial Services
Experience
Summit Brokerage Services, Inc.   July 2013 - April 2015
Symetra Investment Services  May 2012 - June 2013
Securities America, Inc. Member FINRA/SIPC   May 2010 - May 2012
Next Financial  September 1998 - April 2010

Skills
Mutual Funds, Series 7, Series 63, FINRA, Investment Advisory, Financial Advisory, Wealth Management, Retirement Planning, Series 24, Investments, Insurance, Strategic Financial...

Education
Old Dominion University   1992 — 1994
BSBA, Finance

Frank Echelmeyer Frank Echelmeyer Toledo, Ohio Area Details
Frank Echelmeyer's Securities America, Inc. Member FINRA/SIPC Experience July 2010 - June 2015
Job Advisor Consultant at Camelot Portfolios
Industry Financial Services
Experience
Camelot Portfolios   July 2015 - Present
Securities America, Inc. Member FINRA/SIPC   July 2010 - June 2015
United Advisors / PlannerPartner   June 2009 - June 2015
Northwestern Mutual  November 2008 - June 2009
Fifth Third Bank  October 2005 - March 2008
American Express Financial Advisors  August 2001 - September 2005

Skills
Series 7, Strategic Financial..., Wealth Management, Financial Analysis, Financial Services, Retirement Planning, Asset Allocation, Investments, Series 63, Investment Advisory, Mutual Funds, Securities, Investment Management, Series 65, Asset Managment, Risk Management, Series 24

Education
Weatherhead School of Management at Case Western Reserve University   1997 — 1999
MBA, Finance

Schiller International University   1992 — 1993
Bachelor, Hotel Management

Northern Arizona University   1991 — 1992
Hotel Management

Levi Bauer, MBA Levi Bauer, MBA Greater Omaha Area Details
Levi Bauer, MBA's Securities America, Inc. Member FINRA/SIPC Experience March 2006 - March 2012
Job Director of Financial Operations at Surgical Care Affiliates
Industry Hospital & Health Care
Experience
Surgical Care Affiliates  April 2013 - Present
University of Nebraska at Omaha  July 2013 - Present
HDM Corporation  October 2012 - April 2013
HDM Corporation  March 2012 - October 2012
Securities America, Inc. Member FINRA/SIPC   March 2006 - March 2012

Skills
Six Sigma, Process Improvement, Project Management, Business Analysis, Strategic Planning, Entrepreneurship, Team Building, Vendor Management, Change Management, Leadership, Program Management, Risk Management, Management, Operations Management, Coaching, Customer Service, SDLC, Team Leadership, Software Project..., Financial Analysis, Data Analysis, Forecasting, Cost Reduction Solutions, Predictive Analytics, Data Mining, Analysis, Cross-functional Team..., Business Process...

Education
University of Nebraska at Omaha   2008 — 2011
MBA, MBA

University of Nebraska-Lincoln   1998 — 2002
BSBA, Economics

Millard North   1994 — 1998

Tim Frey Tim Frey Greater Minneapolis-St. Paul Area Details
Tim Frey's Securities America, Inc. Member FINRA/SIPC Experience November 2014 - Present
Job Investment Representative at Securities America, Inc. Member FINRA/SIPC
Industry Insurance
Experience
Securities America, Inc. Member FINRA/SIPC   November 2014 - Present
COUNTRY® Financial  June 2003 - November 2014
Clarity Digital   1998 - 2001

Skills
Long Term Care Insurance, Insurance, Disability Insurance, Health Insurance, Life Insurance, Fixed Annuities, Term Life Insurance, Long-term Care, Retirement, Sales, Retirement Planning, Commercial Insurance, Whole Life, IRAs, Homeowners, Series 6, Umbrella Insurance, General Insurance, Property & Casualty..., Customer Service, Universal Life

Education
University of Minnesota Duluth   1996 — 2001
Finance and Management Information Systems

William J Lavender William J Lavender Saint Simons Island, Georgia Details
William J Lavender's Securities America, Inc. Member FINRA/SIPC Experience September 2012 - Present
Job Senior Regional Director Securities America, Inc.
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   September 2012 - Present
Nationwide Insurance  May 2006 - April 2011
Transamerica  October 2000 - September 2003
Western & Southern Financial Group  September 1995 - October 2000
Landmark Financial Services Corporation   May 1985 - June 1995

Skills
Mutual Funds, Retirement Planning, Investments, Financial Services, Retirement, Finance, Banking, Life Insurance, 401k, Series 63, Wealth Management, Insurance, Loans, Management, Business Development, Asset Allocation, Alternative Investments, Strategic Financial..., Financial Advisory, Portfolio Management, Investment Strategies, Equities, Relationship Management, Fixed Annuities, Investment Advisory, Asset Management

Education
Oklahoma State University   1978 — 1983
Bachelor of Business Administration (B.B.A.), Finance, General

Asal Nassir Asal Nassir Washington, District Of Columbia Details
Asal Nassir's Securities America, Inc. Member FINRA/SIPC Experience January 2011 - May 2012
Job Deputy Program Manager at Veracity Forecasting and Analysis
Industry Defense & Space
Experience
Veracity Forecasting and Analysis  April 2015 - Present
Booz Allen Hamilton  November 2013 - April 2015
Language Intelligence  January 2004 - June 2013
University at Buffalo, Department of Geography   September 2011 - May 2013
Securities America, Inc. Member FINRA/SIPC   January 2011 - May 2012
New York Life Insurance Company  May 2008 - January 2011
New England Financial  April 2007 - May 2008

Skills
Strategic Planning, Research, Team Leadership, Quantitative Research, GIS, Strategic Financial..., Process Improvement, Strategy, Project Planning, Project Management, Public Speaking, Analysis, Access, Data Analysis, Leadership, Market Research, Training, Budgets, Requirements Analysis, Financial Analysis, Risk Management, Finance, Microsoft Excel, Management, Microsoft Office, Sales, Teamwork, Time Management, Economics, Spanish, PowerPoint, Teaching, Nonprofits, International Relations, Policy, Statistics, Program Management, SPSS, Networking, Proposal Writing, Insurance, Recruiting, English, Marketing, Employee Benefits, Social Networking, Outlook, Microsoft Word, Human Resources, Talent Management

Education
State University of New York at Buffalo   2011 — 2013
M.A, Geography, Economic & Population, 3.6

Universidad de Salamanca   2011 — 2011
Spanish, Geography, 3.8

State University of New York at Buffalo   2010 — 2011
B.A Social and Behavioral Science, Population and Economic Analysis, 3.6

Erie Community College   2005 — 2007
AAS, Criminal Justice and Law Enforcement Ethics

Shaina Spradlin Shaina Spradlin Livermore, California Details
Shaina Spradlin's Securities America, Inc. Member FINRA/SIPC Experience December 2014 - Present
Job Healthy You Nutrition & Wellness
Industry Health, Wellness and Fitness
Experience
Securities America, Inc. Member FINRA/SIPC   December 2014 - Present
I am self employed  October 2012 - Present

Skills
Windows, Event Planning, Nutrition, Holistic Health, Research, Time Management, Teamwork, Microsoft Office, PowerPoint, Microsoft Excel, Leadership, Teaching, Microsoft Word, Healthcare, Customer Service, Wellness, English, Social Media, Data Entry, Coaching, Social Networking

Education
Southwest Institute of Healing Arts   2011 — 2013
Holistic Health, Life Coaching

Brian Dinkel Brian Dinkel Omaha, Nebraska Details
Brian Dinkel's Securities America, Inc. Member FINRA/SIPC Experience March 2015 - Present
Job Education Professional with Strong Technology Skills
Industry Education Management
Experience
Securities America, Inc. Member FINRA/SIPC   March 2015 - Present
Saint Cecilia Cathedral   August 2008 - Present
Godfather's Pizza  May 2013 - March 2015
Saint Philip Neri School  2011 - 2014

Skills
Teaching, Curriculum Design, Customer Service, Microsoft Word, Choral Music, Microsoft Excel, Music Education, Typing, Presentation Skills, Written Communication, Teamwork, Music, Singing

Education
University of Nebraska at Omaha   2005 — 2010
Bachelor of Music, Music Teacher Education

Cameron Stevenson Cameron Stevenson Omaha, Nebraska Details
Cameron Stevenson's Securities America, Inc. Member FINRA/SIPC Experience July 2014 - June 2015
Job Student at University of Nebraska at Omaha
Industry
Experience
Securities America, Inc. Member FINRA/SIPC   July 2014 - June 2015
Thompson Learning Community   May 2012 - May 2013

Skills
Teamwork, Microsoft Office, Time Management, Microsoft Word, WordPress, Perl, Customer Service, Mentoring, Data Analysis, Computer Hardware, Python, Java, Information Technology, Windows, Troubleshooting, HTML, Web Development, PHP, Research, Access, Relational Databases, NetBackup, Public Speaking, Technical Writing, Teaching, Social Media, PowerPoint, Microsoft Excel, Tutoring, English Teaching, Cultural Awareness, Technical Support

Education
University of Electronic Science and Technology   2015 — 2016
Chinese Language

University of Nebraska at Omaha   2010 — 2016
Management Information Systems, General

University of Agder (UiA)   2013 — 2013
Information Technology

Jessica Ferguson Jessica Ferguson Washington D.C. Metro Area Details
Jessica Ferguson's Securities America, Inc. Member FINRA/SIPC Experience July 2010 - July 2011
Job Management and Program Analyst at U.S. Department of Education
Industry International Affairs
Experience
U.S. Department of Education   May 2015 - Present
U.S. Department of Education   October 2014 - May 2015
Peace Corps  March 2012 - May 2014
Oklahoma State University  June 2011 - August 2011
Securities America, Inc. Member FINRA/SIPC   July 2010 - July 2011
Securities America, Inc. Member FINRA/SIPC   October 2009 - December 2009
Securities America, Inc. Member FINRA/SIPC   November 2007 - April 2009
The Standard  January 2007 - September 2007
Child Saving Institute  June 2006 - December 2006
FBG Service Corporation  May 2006 - December 2006

Skills
Positive Youth..., Community Outreach, Community Development, Education Program..., Customer Service, ESL, Client Confidentiality, Communication Skills, Intercultural Relations, Microsoft Office, PowerPoint, Youth Development, Time Management, International..., Program Management, Communication, Program Evaluation, Program Development

Education
Oklahoma State University   2010 — 2011
Master's Degree, International/Global Studies, 4.0

University of Nebraska at Omaha   2002 — 2009
Bachelor's Degree, Behavioral Health

judy serie nagy judy serie nagy San Francisco Bay Area Details
judy serie nagy's Securities America, Inc. Member FINRA/SIPC Experience September 1993 - Present
Job Executive Director, 501c3 ACORD, American Competition Opportunities for Riders with Disabilities, Inc.
Industry Nonprofit Organization Management
Experience
ACORD  March 1994 - Present
Securities America, Inc. Member FINRA/SIPC   September 1993 - Present
Kentuck Dressage Association   2013 - 2014

Skills
Public Speaking, Customer Service, Strategic Planning, Microsoft Word, Microsoft Office, Program Management, Research, Social Media, PowerPoint, Microsoft Excel

Education
University of Minnesota-Twin Cities   1968 — 1972

Jefferson Senor High School   1953 — 1963
whatever, English

Brian Rambo, CFP® Brian Rambo, CFP® Stockton, California Area Details
Brian Rambo, CFP®'s Securities America, Inc. Member FINRA/SIPC Experience February 2009 - Present
Job Financial Planner at Securities America, Inc.
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   February 2009 - Present
Securities America Advisors, Inc.   February 2009 - Present
Brecek & Young  March 2008 - January 2009
Edward Jones  January 2006 - March 2008
Morgan Stanley  July 2004 - November 2005

Education
Sonoma State University   2002 — 2004
BS, Business

Roger Verboon Roger Verboon Greater Omaha Area Details
Roger Verboon's Securities America, Inc. Member FINRA/SIPC Experience July 1996 - Present
Job Practice Management Consultant at Securities America
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   July 1996 - Present
Securities America, Inc. Member FINRA/SIPC   2011 - 2012
Stars and Stripes - Europe   August 1990 - November 1994
AAFES  April 1976 - September 1989

Skills
New Business Development, Team Building, Strategic Planning, Business Planning, Marketing, Operations Management, Coaching, Sales Management, Business Strategy, Business Development, Public Speaking, Mergers

Education
University of Maryland University College   1990 — 1996
BS, Business Management

Joseph A. DeLuca Joseph A. DeLuca Kalamazoo, Michigan Area Details
Joseph A. DeLuca's Securities America, Inc. Member FINRA/SIPC Experience June 1990 - Present
Job Owner Branch Office at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   June 1990 - Present
Securities America Advisors Inc.  1990 - Present

Skills
Wealth Management, Investments, Investment Advisory

Education
Thunderbird School of Global Management   1988 — 1990
Masters of International Management, International Finance

Western Michigan University
Bachelor's degree, Science

Lila Anderson Lila Anderson Greater Omaha Area Details
Lila Anderson's Securities America, Inc. Member FINRA/SIPC Experience February 2010 - January 2011
Job Owner of Nosh Wine Lounge
Industry Financial Services
Experience
Nosh Wine Lounge   October 2010 - Present
Securities America, Inc. Member FINRA/SIPC   February 2010 - January 2011
TD Ameritrade  October 2007 - May 2009
TD Ameritrade  February 2006 - October 2007
TD Ameritrade  May 1999 - February 2006
TD Ameritrade  December 1997 - May 1999
Oriental Trading Company  August 1993 - December 1997

Skills
Process Improvement, Training, Employee Engagement, Leadership, Strategic Planning, Finance, Team Building, Management, Performance Management, Leadership Development, Coaching, Strategy, New Business Development, Customer Service, Sales, Change Management, Account Management, Program Management, Strategic Financial..., Business Development, Auditing, Marketing, Time Management, Accounts Payable, Sales Management, Insurance, Marketing Strategy, Budgets, Quality Management, Call Centers, Risk Management, Operational Efficiency, Employee Relations, Recruiting, Call Center, Microsoft Excel

Education
University of Pennsylvania - The Wharton School   2008 — 2009
SIFMA Securites Industry Institute Program

University of Nebraska at Omaha
Business Administration, Finance

Jay W. Berman Jay W. Berman Sarasota, Florida Area Details
Jay W. Berman's Securities America, Inc. Member FINRA/SIPC Experience January 2014 - August 2014
Job Financial Advisor, RBC Wealth Management member FINRA/SIPC
Industry Financial Services
Experience
RBC Wealth Management  July 2015 - Present
PNC Investments (Unofficial)   January 2015 - July 2015
Securities America, Inc. Member FINRA/SIPC   January 2014 - August 2014
Professional Benefits   March 2007 - August 2014
campaign  2008 - 2008
UBS Wealth Management  September 1997 - March 2007

Education
University of Florida   1980 — 1983
Bachelor of Science (BS), Marketing

State College of Florida-Manatee-Sarasota   1980 — 1981
Associate of Arts (A.A.), Business Administration and Management, General

Dru J. Schneeberger Dru J. Schneeberger Hickory, North Carolina Details
Dru J. Schneeberger's Securities America, Inc. Member FINRA/SIPC Experience November 2010 - October 2011
Job Financial Advisor @ VALIC Financial Advisors
Industry Financial Services
Experience
VALIC  August 2014 - Present
FP Mailing Solutions  July 2014 - August 2014
SagePoint Financial  August 2013 - January 2014
Williams Financial Group  October 2011 - August 2013
Securities America, Inc. Member FINRA/SIPC   November 2010 - October 2011
Northwestern Mutual Financial Network  March 2009 - November 2010
United Stationers  January 2007 - March 2009
Schering-Plough Pharmaceuticals  May 2004 - March 2006

Skills
Golf Instruction, Apologetics, Piloting, Time Management, Customer Service, Team Building, New Business Development, Sales, Insurance, Marketing, Investments, Strategic Planning, Public Speaking, Direct Sales, Account Management, Fundraising, Budgets, Microsoft Excel, Business Planning, Microsoft Office, Sales Management, Retirement Planning, Small Business

Education
Michigan State University   1996 — 2000
Eli Broad School of Business, Marketing and Management

Apollonia Grandi-Avina Apollonia Grandi-Avina Omaha, Nebraska Details
Apollonia Grandi-Avina's Securities America, Inc. Member FINRA/SIPC Experience January 2012 - October 2013
Job ReEntry at Metropolitan Community College
Industry Financial Services
Experience
Metropolitan Community College  May 2015 - Present
Nebraska  October 2013 - April 2015
Securities America, Inc. Member FINRA/SIPC   January 2012 - October 2013
Securities America, Inc. Member FINRA/SIPC   January 2011 - January 2012

Skills
Microsoft Office, Microsoft Excel, Microsoft Word, SPSS, Online Research, Email, Photoshop, Photography, Digital Photography, law enforcement, Forensic Science, Public Speaking, Customer Service, Telephone Skills, FBSI, Fingerprinting, MIPS, Report Writing, Crime Scene..., Crime Scene Photography, Broker-Dealer, Wire Processing, Leadership, Craft, Diagramming, Forensic Analysis, Time Management

Education
Nebraska Wesleyan University   2009 — 2013
Master of Science (MS), Forensic Science

Wayne State College   2005 — 2009
Bachelor of Science (BS), Law Enforcement

Donna Sommerer Donna Sommerer Omaha, Nebraska Details
Donna Sommerer's Securities America, Inc. Member FINRA/SIPC Experience October 2012 - Present
Job Analyst
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   October 2012 - Present
TD Ameritrade  April 2000 - August 2001
Enterprise Bank  April 1999 - January 2000
SAC Federal Credit Union  1988 - 1999

Education
University of Nebraska at Omaha   1994 — 1997
Bachelor of Science, Business Administration

Metropolitan Community College   1992 — 1994

Tyler Purcell Tyler Purcell Cincinnati Area Details
Tyler Purcell's Securities America, Inc. Member FINRA/SIPC Experience September 2014 - Present
Job Kiplinger Wealth Advisors
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   September 2014 - Present
Stratos Wealth Partners  June 2013 - September 2014
Merrill Lynch  July 2012 - June 2013

Skills
Strategic Financial..., Estate Planning, Investment Management, Insurance, Risk Management, Alternative Investments, Retirement Planning, Portfolio Management, Wealth Management, Finance, Series 63, Microsoft Office, Retirement, Financial Planning, Investments, Microsoft Excel, Management, Financial Modeling, PowerPoint, Customer Service, Financial Analysis, Leadership

Education
Ohio Dominican University   2011 — 2012
Master of Business Administration (MBA)

Ohio Dominican University   2007 — 2011
Bachelor of Science (BS), Finance

Roxanne Brecek Roxanne Brecek Sacramento, California Area Details
Roxanne Brecek's Securities America, Inc. Member FINRA/SIPC Experience July 2003 - January 2010
Job Global Product Marketing Alternatives and Solutions at Franklin Templeton Investments
Industry Financial Services
Experience
Franklin Templeton Investments  July 2013 - Present
Impact Communications, Inc.   January 2010 - July 2013
Securities America, Inc. Member FINRA/SIPC   July 2003 - January 2010
Japan Exchange and Teaching Program(me) (JET)   July 2002 - July 2003
Girls Incorporated  June 2001 - July 2002
SAFECO Life and Investments   June 2000 - August 2000

Skills
Public Relations, Marketing Communications, Media Relations, Social Media, Corporate Communications, Marketing Strategy, Internal Communications, Marketing, Event Management, Social Media Marketing, Copywriting, Press Releases, Strategic Communications, Event Planning, Strategic Planning, Content Strategy, Advertising, Investments, Blogging, Brand Development, Newsletters, Integrated Marketing

Education
University of California, Santa Barbara   1997 — 2001
Bachelor of Science (B.S.), Business Economics

Aaron Fulton, CFP®, MSFS Aaron Fulton, CFP®, MSFS Greater Minneapolis-St. Paul Area Details
Aaron Fulton, CFP®, MSFS's Securities America, Inc. Member FINRA/SIPC Experience October 2009 - December 2011
Job Senior Financial Advisor at Honkamp Krueger Financial Services
Industry Financial Services
Experience
Honkamp Krueger Financial Services   December 2011 - Present
Fulton Financial Group   May 2006 - January 2012
SPIRE Federal Credit Union  December 2010 - December 2011
Securities America, Inc. Member FINRA/SIPC   October 2009 - December 2011
Granite Financial  October 2009 - November 2010
Financial Network Investment Corporation  September 2005 - December 2007
Advisornet Financial / Swenson Anderson Financial Group   August 2005 - December 2007
Legacy Financial Group  September 2002 - August 2005

Education
The American College   2005 — 2008
MSFS, Financial Services

Saint John's University   1997 — 2001
BA, Economics

Academy of Holy Angels

Marc Beekman Marc Beekman New York, New York Details
Marc Beekman's Securities America, Inc. Member FINRA/SIPC Experience June 2013 - February 2014
Job Director of Centralized Financial Security at Northwestern Mutual
Industry Financial Services
Experience
Northwestern Mutual  June 2014 - Present
Securities America, Inc. Member FINRA/SIPC   June 2013 - February 2014
BBVA Compass  August 2012 - June 2013
OppenheimerFunds  June 2011 - August 2012
Transamerica  August 2007 - June 2011
Jackson National Life  February 2007 - August 2007
Independent Financial Group LLC  2005 - 2007

Skills
Series 63, Investments, Series 7, Financial Advisory, Mutual Funds, Securities, Fixed Annuities, FINRA, 401k, Asset Allocation, Retirement Planning, IRAs, ETFs, Variable Annuities, Retirement, Investment Advisory, Wealth Management, Financial Planners, Alternative Investments, Insurance, Life Insurance, Term Life Insurance, Universal Life, Fixed Income, Financial Services, Bonds, Investment Strategies, Separately Managed..., Investment Management, 401k Rollovers, Wealth Accumulation, Qualified Retirement..., Finance, 529 Plans, Retirement Savings, Income Protection, Risk Management, Defined Contribution, Disability Insurance, Portfolio Management, Asset Management, Strategic Financial..., Retirement Plan..., Long-term Care, Roth IRA, Long Term Care Insurance, Relationship Management, Wealth, Series 66, Financial Planning

Education
New York Institute of Technology-Old Westbury   2000 — 2002
BS, business

Suffolk County Community College   1998 — 2000
BS, business

Kings Park High School

Pamela Echegaray Pamela Echegaray Sacramento, California Area Details
Pamela Echegaray's Securities America, Inc. Member FINRA/SIPC Experience January 2009 - March 2009
Job National Marketing Director at The Annuity Store (TAS)
Industry Financial Services
Experience
The Annuity Store (TAS)   May 2009 - Present
CFC Capital Partners   January 2012 - August 2013
Securities America, Inc. Member FINRA/SIPC   January 2009 - March 2009
Brecek & Young  December 2007 - January 2009
Legacy Financial Services, Inc.   August 2004 - December 2007
Legacy Marketing Group  March 2001 - August 2004
Legacy Marketing Group  August 1999 - March 2001

Skills
Life Insurance, Series 7, Fixed Annuities, Financial Services, Retirement, Series 6, Investment Advisory

Education
Saint Mary's College of California   1988 — 1991
B.S. Degree, Business Administration & Economics

Barret Frost Barret Frost Greater San Diego Area Details
Barret Frost's Securities America, Inc. Member FINRA/SIPC Experience February 2002 - April 2003
Job Vice President Business Development at LPL Financial
Industry Financial Services
Experience
LPL Financial  April 2003 - Present
Securities America, Inc. Member FINRA/SIPC   February 2002 - April 2003
Merrill Lynch  June 1997 - February 2002

Skills
Series 7

Education
San Diego State University-California State University   1994 — 1998
Bachelor's degree, Finance, General

San Diego State University-California State University

Doug Durrie Doug Durrie Greater Omaha Area Details
Doug Durrie's Securities America, Inc. Member FINRA/SIPC Experience 1985 - 2001
Job Management and Software Consulting / Automating your business and marketing plan's implementation
Industry Management Consulting
Experience
Keystone Solutions LLC   2006 - Present
QA3 LLC   2001 - 2011
Securities America, Inc. Member FINRA/SIPC   1985 - 2001
The Nebraska Medical Center  1979 - 1985

Skills
Management Consulting, Software Consulting, Strategic Planning, Strategic Development, Process Development, Change Management, Business Planning, Forecasting, Strategic Planning..., New Business Development, Product Development, Product Management, Project Planning, Software Design, Software Development, Enterprise Software, Cloud Computing, Virtual, Website Development, SharePoint Designer, Microsoft Office 365..., Marketing Strategy, Market Planning, Market Analysis, Campaign Development, Marketing Management, Product Marketing, Marketing Communications, Online Marketing, Email Marketing, Social Media, Collaboration Solutions, Collaboration Tools, Enterprise Collaboration, Project Collaboration, Large Group Facilitation, Coaching, Negotiation, Team Building, Start-ups, Management, Strategic Partnerships, Consulting, Workshop Facilitation, Business Strategy, Marketing, Executive Management, Training, Business Development, Entrepreneurship

Education
University of Nebraska at Omaha   1981 — 1985
M.A. program in Business Economics and Marketing

University of Nebraska at Omaha   1970 — 1974
B.S., Communications/Speech and Political Science

Tony Ristaino Tony Ristaino Baltimore, Maryland Area Details
Tony Ristaino's Securities America, Inc. Member FINRA/SIPC Experience July 1994 - May 2005
Job Registered Principal at United Planners Financial Services
Industry Financial Services
Experience
United Planners Financial Services  May 2005 - Present
Securities America, Inc. Member FINRA/SIPC   July 1994 - May 2005

Skills
Strategic Financial..., Retirement Planning, Series 7, Finance, Retirement, Wealth Management, Investment Advisory, Financial Advisory, Investments, Mutual Funds, IRAs, Asset Allocation, Fixed Annuities, Asset Management, Estate Planning, Uniform Combined State..., Series 63, Public Speaking, Securities, Small Business, Strategic Partnerships, Marketing, Analysis, Accounting, Broker-Dealer, FINRA, Microsoft Office, Microsoft Excel, Sales, Strategy, Mergers & Acquisitions, Asset Managment

Education
University of Maryland College Park   1971 — 1975

Gonzaga College High School   1967 — 1971

Joyce Sobczyk Joyce Sobczyk Greater Omaha Area Details
Joyce Sobczyk's Securities America, Inc. Member FINRA/SIPC Experience November 2014 - August 2015
Job Risk Consultant of Broker Dealer Confidential
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   November 2014 - August 2015
Securities America, Inc. Member FINRA/SIPC   June 2013 - November 2014
Securities America, Inc. Member FINRA/SIPC   2008 - June 2013
Securities America, Inc. Member FINRA/SIPC   January 2010 - May 2013
Securities America, Inc. Member FINRA/SIPC   2006 - 2008
Securities America, Inc. Member FINRA/SIPC   2004 - 2005
Securities America, Inc. Member FINRA/SIPC   1999 - 2003
Norwest Mortgage (now Wells Fargo)   1998 - 1999
Major Mortgage  1997 - 1998
Columbus Federal Savings Bank   1993 - 1997

Skills
Risk Management, Securities, FINRA, Investments, Financial Services, Auditing, Process Improvement, Due Diligence, Series 7, Finance, Financial Advisory

Education
PROFESSIONAL DEVELOPMENT

University of Nebraska at Omaha
Business and Computer Science

Luke Alexander, CFP, CRPC, JD/MBA Luke Alexander, CFP, CRPC, JD/MBA Lincoln, Nebraska Area Details
Luke Alexander, CFP, CRPC, JD/MBA's Securities America, Inc. Member FINRA/SIPC Experience May 2012 - Present
Job Senior Vice President, Financial Planner, Financial Advisor, JFC Financial Services
Industry Financial Services
Experience
We Vote Project "WeVote"   2014 - Present
JFC Financial Services   June 2012 - Present
Securities America, Inc. Member FINRA/SIPC   May 2012 - Present
Alexander & Greenlee, LLC   2007 - Present
Wells Fargo Advisors  2008 - 2012
Snap Fitness  2007 - 2008
Athlete's First Sports Agency   May 2006 - August 2006
Recruits Unlimited   May 2005 - August 2005

Skills
Retirement Planning, Financial Analysis, Financial Planning, Analytical Research, 401k Rollovers, Securities, College Savings Plans, Estate and Tax Planning..., Sales, Employee Benefits, Insurance Planning, Legal, Marketing, Public Relations, Internet, Financial Planners, Financial Advisory, Strategic Financial...

Education
Univeristy of Nebraska - Lincoln
Juris Doctor & Masters of Business Administration, Law

Nebraska Wesleyan University
Bachelor of Science, Health and Human Performance

Bruce Doucett Bruce Doucett Riverside, California Details
Bruce Doucett's Securities America, Inc. Member FINRA/SIPC Experience February 2015 - Present
Job Wealth Advisor at Wealth Strategies Group
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   February 2015 - Present
Wealth Strategies Group  2015 - Present

Education
University of California, Riverside   2008 — 2013

Granite Hills High School   2004 — 2008

Jeff Dolejs Jeff Dolejs Greater Omaha Area Details
Jeff Dolejs's Securities America, Inc. Member FINRA/SIPC Experience May 2015 - Present
Job Marketing Support Specialist at Securities America
Industry Marketing and Advertising
Experience
Securities America, Inc. Member FINRA/SIPC   May 2015 - Present
Securities America, Inc. Member FINRA/SIPC   June 2014 - May 2015
First National Bank of Omaha  May 2013 - February 2014
Nebraska Furniture Mart  November 2011 - March 2013
Elkhorn Hockey Team   September 2008 - March 2011

Skills
Leadership, Customer Satisfaction, Critical Thinking, Team Leadership, Customer Service, Teamwork, Microsoft Word, Salesforce.com, Project Management, Social Networking, Market Research, Marketing, PowerPoint, Time Management, Spanish-speaking, Social Media, Microsoft Excel, Microsoft Office, Public Speaking, Advertising, Data Analysis, Fundraising, Retail, Outlook, Social Media Marketing, Research, Online Marketing, Marketing Communications, Marketing Strategy, Leadership Development, Merchandising, Email Marketing, Customer Experience, Act-On Proficiency, Windsor Knots

Education
University of Nebraska at Omaha   2011 — 2015
BSBA in Marketing, Marketing

Elkhorn High School   2007 — 2011

Shaina Kennedy Shaina Kennedy Greater Omaha Area Details
Shaina Kennedy's Securities America, Inc. Member FINRA/SIPC Experience November 2011 - March 2013
Job Credit Analyst at ACCESS Bank
Industry Banking
Experience
ACCESS Bank  March 2013 - Present
Securities America, Inc. Member FINRA/SIPC   November 2011 - March 2013
Securities America, Inc. Member FINRA/SIPC   April 2010 - December 2011
Securities America, Inc. Member FINRA/SIPC   May 2008 - April 2010
American Enterprise (World Insurance)   May 2005 - May 2008
TD Ameritrade  January 2005 - May 2005

Skills
Finance, Auditing, Management, Customer Service, Marketing, Accounting, FINRA, Tax, Financial Services, Securities, Insurance, Investments, Analysis, Process Improvement

Education
University of Nebraska at Omaha   2008 — 2011
Master, Business Administration

University of Nebraska at Omaha   2004 — 2011
Bachelor of Science, Finance, Portfolio Management, Real Estate

Sondra Forkner Sondra Forkner San Diego, California Details
Sondra Forkner's Securities America, Inc. Member FINRA/SIPC Experience February 2005 - November 2007
Job Advertising Compliance Officer at Lucia Capital Group
Industry Financial Services
Experience
Lucia Capital Group  October 2013 - Present
Lucia Securities, LLC Member FINRA/SIPC   September 2011 - November 2014
First Allied Securities  November 2007 - November 2011
RJL Wealth Management, LLC  June 2009 - April 2010
RJL Wealth Management LLC  January 2005 - June 2009
Raymond J. Lucia Companies, Inc.   January 2005 - June 2009
Lucia Financial LLC   October 2006 - May 2009
Securities America, Inc. Member FINRA/SIPC   February 2005 - November 2007
Helix Trading, LLC   January 2006 - December 2006
Global Resources, Ltd. Member NASD/SIPC   February 2000 - November 2004

Skills
Wealth Management, Uniform Combined State..., Investments, Fixed Annuities, Strategic Financial..., Retirement, Investment Advisory, Retirement Planning, Financial Services, Alternative Investments, Series 63, Investment Strategies, Asset Management, FINRA, Series 7, Securities, Mutual Funds, IRAs, Series 24, Asset Allocation, Financial Planning, Series 65, Variable Annuities

Education
La Jolla Country Day, Del Mar Elementary, Earl Warren Jr. High, San Dieguito High, Palomar College, Wharton   1959 — 2002
General Ed, Sciences, Dance, Financial-specific

Palomar College   1970 — 1973
Sciences, Dance, Health, 3.86

Sam Goerss Sam Goerss San Francisco, California Details
Sam Goerss's Securities America, Inc. Member FINRA/SIPC Experience January 2015 - Present
Job Broker at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   January 2015 - Present
CFG Wealth Management  May 2014 - December 2014
The Retirement Group LLC  June 2012 - April 2014
C.H. Burnham Inc   January 2012 - May 2012
University of Redlands  October 2007 - March 2011
Mavel   June 2010 - August 2010
Steve and Kates Summer Camp   June 2009 - August 2009
University of Redlands  January 2009 - May 2009
Boys and Girls Clubs of America  January 2008 - May 2008
Pacific Gas and Electric Company  June 2007 - August 2007

Skills
Financial Analysis, Market Research, Market Analysis, Energy, Renewable Energy, International Business, Globalization, Marketing Strategy, Spanish, Microsoft Office, Economic Development, Social Media, Social Media Marketing, Self-confidence, Team Leadership, Problem Solving, Punctual, Self Driven, Analytical Abilities, Attention To Detail, Sales, Salesforce.com, Management, Marketing, Time Management, Coaching, Microsoft Excel, PowerPoint, Public Speaking, Research

Education
Universidad de Salamanca   2011 — 2012
Spanish

University of Redlands   2007 — 2011
Bachelor of Science, Global Business

Dean Theriot Dean Theriot Houma, Louisiana Details
Dean Theriot's Securities America, Inc. Member FINRA/SIPC Experience March 1993 - June 2011
Job Aviation Logistics Coordinator at Anadarko Petroleum Corporation
Industry Oil & Energy
Experience
Wood Group PSN  February 2014 - Present
Securities America, Inc. Member FINRA/SIPC   March 1993 - June 2011

Skills
Aviation Logistics, Mergers & Acquisitions, Supervisory Skills, Investments, Asset Management, Portfolio Management, Finance, Risk Management, Petroleum, Financial Planning, Contract Negotiation, Gas, Operations Management, Team Building, Customer Service, Oil & Gas Industry, Strategic Planning, Negotiation, Energy

Education
Investment Training Institute
Investment Brokerage

Nicholls State University   1986 — 1987

LaMarque High School, LaMarque TX.

Thibodaux High School   1982 — 1984

Jenny Pitkin (Etters) Jenny Pitkin (Etters) Omaha, Nebraska Details
Jenny Pitkin (Etters)'s Securities America, Inc. Member FINRA/SIPC Experience March 2013 - June 2015
Job Sales Coordinator Financial Institution Division
Industry Financial Services
Experience
Securities America Inc.  June 2015 - Present
Sunset West Volleyball Club   November 2013 - Present
Securities America, Inc. Member FINRA/SIPC   March 2013 - June 2015
Securities America, Inc. Member FINRA/SIPC   February 2012 - March 2013
Mertins Wealth Services   August 2010 - January 2012

Skills
Customer Service, CRM, Microsoft Office, Team Building, Coaching, Social Networking, Event Planning, Team Leadership, System Administration, Blogging, Customer Relations, Documentation, Fundraising, Inventory, Record Keeping, Lotus Notes, Newsletters, Organizing, Photoshop, Problem Solving, Quality Assurance, Adobe Acrobat, Web, Presenter

Education
Pensacola State College
Pensacola, FL - General Studies AA, with Legal emphasis

Escambia High School
Pensacola, FL

Darrell Claytor Darrell Claytor Cleveland/Akron, Ohio Area Details
Darrell Claytor's Securities America, Inc. Member FINRA/SIPC Experience January 1996 - Present
Job CERTIFIED FINANCIAL PLANNER™
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   January 1996 - Present

Education
The University of Akron   1981 — 1982
Master of Taxation

Shaker High School

Michael Clark, CFP® Michael Clark, CFP® Indian Wells, California Details
Michael Clark, CFP®'s Securities America, Inc. Member FINRA/SIPC Experience February 1998 - Present
Job Owner/Principal/Advisor at M Clark Financial
Industry Financial Services
Experience
M Clark Financial   February 1998 - Present
Cooper McManus  January 2000 - Present
Securities America, Inc. Member FINRA/SIPC   February 1998 - Present
OfficialQuote Insurance Services, LLC   December 2004 - Present
Sunamerica Securities  January 1996 - January 1998
John Hancock Financial Services  September 1993 - June 1995

Skills
Certified Financial..., Registered Investment..., Investment Advisory, Retirement Planning, Wealth Management, Strategic Financial..., Wealth Accumulation..., Estate Planning, Estate Tax Planning, Business Tax Planning, Asset Protection, 401k Rollovers, 401k, Insurance, Retirement, Finance, Securities, Investments, Real Estate, Fixed Annuities, Mutual Funds, IRAs, Financial Advisory, Life Insurance, Qualified Retirement..., Long Term Care Insurance, Alternative Investments, Indexed Annuities, Variable Annuities, Charitable Gift..., Personal Tax Planning, ETFs, Bonds, Stocks, Unit Investment Trusts, Charitable Trusts

Education
University of California, Santa Barbara
Bachelor of Arts (BA), Business Economics

Lori Gilchrist Lori Gilchrist Greater Los Angeles Area Details
Lori Gilchrist's Securities America, Inc. Member FINRA/SIPC Experience June 2000 - May 2007
Job Field Supervisor at Thrivent Financial
Industry Financial Services
Experience
Thrivent Financial  March 2012 - Present
Coast Asset Management  November 2010 - December 2011
Dimensional Fund Advisors  2007 - 2010
Securities America, Inc. Member FINRA/SIPC   June 2000 - May 2007
National Association of Securities Dealers, Regulation   August 1996 - June 2000

Skills
Training, Leadership, Management, Auditing, Financial Services, Marketing, Fundraising, Wealth Management, Policy, Securities, Investment Advisory

Education
University of California, Los Angeles
B.A., Psychology

University of California, Los Angeles, Extension
Accounting/Securities Analysis

Jaclyn (Adams) Peal Jaclyn (Adams) Peal Greater Omaha Area Details
Jaclyn (Adams) Peal's Securities America, Inc. Member FINRA/SIPC Experience January 2014 - March 2015
Job Manager, Senior Key Accounts Manager at Northern Lights Distributors, LLC
Industry Financial Services
Experience
Northern Lights Distributors, LLC   March 2015 - Present
Securities America, Inc. Member FINRA/SIPC   January 2014 - March 2015
Securities America, Inc. Member FINRA/SIPC   March 2011 - January 2014
Securities America, Inc. Member FINRA/SIPC   November 2008 - March 2011
Morgan Stanley  May 2007 - September 2008

Skills
Series 7, Series 66, Series 24, Series 4, Series 53, Series 31, Life Insurance, Finance, Retirement, Financial Services, Investment Advisory

Education
Mercyhurst University
Bachelor of Arts (B.A.), Accounting

Mercyhurst University
Bachelor of Arts (B.A.), Business Finance

John Carruth 469-767-1219 John Carruth 469-767-1219 Dallas/Fort Worth Area Details
John Carruth 469-767-1219's Securities America, Inc. Member FINRA/SIPC Experience September 2013 - June 2014
Job Director of Central U.S. Recruiting at United Capital Financial Advisers, LLC
Industry Financial Services
Experience
United Capital Financial Advisers, LLC  June 2014 - Present
ERBP Inc.   2004 - Present
Securities America, Inc. Member FINRA/SIPC   September 2013 - June 2014
Williams Financial Group  April 2009 - September 2013
WaMu Investments now JP Morgan Chase   2007 - 2008
Security Financial Services  2004 - 2007
Farmers Financial Solutions  2002 - 2004
JPMorgan Chase  1999 - 2002

Skills
Investments, Financial Advisory, Series 7, Leadership, Investment Advisory, Financial Services, Recruiting, Salesforce.com, 401k, Series 63, Strategic Financial..., Securities, Selling, Retirement Planning, Finance, Wealth Management, Alternative Investments, Equities, Entrepreneurship, Mutual Funds, Asset Management, Consultative Selling, Broker Recruitment, CRM, Investment Management, Texas, Oklahoma, Louisiana, Arkansa, Broker Dealer, RIA-friendly, TD Ameritrade, Schwab, National Financial, Pershing, IWS, PAS, Dallas, Houston, Fort Worth, Austin, San Antonio, El Paso, Lubbock, Oklahoma City, Little Rock, New Orleans, Broker Search, Acquisition

Education
Texas A&M University   1993 — 1999
BBA, Finance

Flavia Samper Flavia Samper Greater Omaha Area Details
Flavia Samper's Securities America, Inc. Member FINRA/SIPC Experience February 2015 - Present
Job Senior Advisory Consultant
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   February 2015 - Present
Schroder Investment Management  November 2004 - December 2014
SG Cowen & Co   September 2000 - July 2004
Gruntal & Co. LLP   September 1999 - September 2000
Carret & Co   October 1998 - July 1999
Everen Securities  October 1997 - October 1998
JP Morgan  March 1997 - October 1997
Dean Witter Discover & Co  October 1989 - March 1997

Skills
Microsoft Office, Customer Service, Strategy, Valuation, Sales, Securities, Workshop Facilitation, Fixed Income, Finance, Investments, Portfolio Management, Financial Services, Mutual Funds, Relationship Management

Education
Rutgers, The State University of New Jersey-Newark   2000 — 2005
Bachelor's Degree, Finance / Economics, 3.2

Rutgers, The State University of New Jersey-Newark
Bachelor's degree, Finance, General

Mark Parachini Mark Parachini Kansas City, Missouri Area Details
Mark Parachini's Securities America, Inc. Member FINRA/SIPC Experience May 2008 - August 2009
Job Summer Associate, Lathrop & Gage LLP
Industry Legal Services
Experience
Lathrop & Gage LLP  May 2014 - July 2014
U.S. District Court for the Western District of Missouri   January 2014 - May 2014
Lathrop & Gage LLP  May 2013 - July 2013
University of Missouri  March 2010 - August 2012
Securities America, Inc. Member FINRA/SIPC   May 2008 - August 2009

Skills
Certified Public..., CPA, Legal Writing, Finance, Legal Research, Westlaw, Litigation, Courts, Lexis, Mediation, Legal Assistance, Due Diligence, Mergers & Acquisitions, Microsoft Excel, Corporate Governance, Analysis, Tax, Financial Reporting, Corporate Law, Legal Documents, Family Law, Private Equity, Corporate Finance, Financial Analysis

Education
University of Missouri-Kansas City School of Law   2012 — 2015
Juris Doctor, Law, 3L

Chadron State College
Master of Business Administration (MBA)

Peru State College
Bachelor of Science in Business Administration with Emphasis in Accounting

Central City High School

Connor Tyson Connor Tyson Greater New York City Area Details
Connor Tyson's Securities America, Inc. Member FINRA/SIPC Experience January 2009 - January 2010
Job Private Client Investment Associate
Industry Financial Services
Experience
J.P. Morgan Chase Bank NA   July 2012 - Present
Chase Investment Services.  February 2010 - July 2012
Securities America, Inc. Member FINRA/SIPC   January 2009 - January 2010
Ameriprise Financial Services, Inc.   January 2005 - December 2008

Education
Quinnipiac University   1995 — 1999
Bachelors of Science, Finance

Ryan Neubauer Ryan Neubauer Greater Omaha Area Details
Ryan Neubauer's Securities America, Inc. Member FINRA/SIPC Experience October 2014 - Present
Job Compliance Surveillance Analyst at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   October 2014 - Present
Securities America, Inc. Member FINRA/SIPC   January 2013 - October 2014
Hayneedle  October 2012 - January 2013
TD Ameritrade  November 2008 - May 2012
TD Ameritrade  October 2007 - November 2008
Applied Underwriters  August 2005 - June 2007
US Army  June 2000 - May 2005

Skills
Risk Management, Investments, Mutual Funds, Insurance, Series 63, Series 7, Salesforce.com, Project Management, Training, Coaching, General Industry Safety, Electrical Safety, Confined Space, Construction Safety

Education
Midwest OSHA Education Center   2012 — 2012
Safety

Nebraska Wesleyan University   1998 — 2000
BS, Psychology

Southeast Community College   1997 — 1997

Michelle Guthrie Michelle Guthrie Omaha, Nebraska Details
Michelle Guthrie's Securities America, Inc. Member FINRA/SIPC Experience March 2013 - Present
Job Technical Support Specialist at Securities America, Inc. Member FINRA/SIPC
Industry Information Technology and Services
Experience
Securities America, Inc. Member FINRA/SIPC   March 2013 - Present
Pamida  April 2010 - December 2012
West Corporation  January 1999 - April 2010
West Corporation  January 1999 - April 2010

Skills
Service Desk Management, Incident Management, Network Administration, Wireless Networking, Citrix, Citrix Metaframe, Desktop Support, Desktop Administration, Desktop Hardware, Help Desk Management, Online Help, RightNow, Active Directory, Unix, IVR, Telecommunications, Team Management, TCP/IP, Telecommunications..., Telecommunication..., Telecommunication..., Product Life Cycle..., Help Desk Support, Technical Support, Software Documentation, Data Center, Cisco Technologies, Windows 7, Visio, Troubleshooting, XP, Group Policy, Servers, Desktop Computers, DNS, Computer Hardware, Vendor Management, SCCM, Networking, Call Centers, Information Technology, Windows XP, Disaster Recovery, Operating Systems

Education
Metropolitan Community College   1996 — 1997
Information Technology

Michael Mongiello Michael Mongiello Greater New York City Area Details
Michael Mongiello's Securities America, Inc. Member FINRA/SIPC Experience November 2012 - Present
Job Senior Manager at EisnerAmper LLP
Industry Financial Services
Experience
EisnerAmper LLP  January 2015 - Present
Securities America, Inc. Member FINRA/SIPC   November 2012 - Present
MHM Transport, LLC   December 2004 - Present
Frankel Loughran Starr Vallone   February 2008 - January 2015
Perfect Benefits Group   2009 - June 2014
American Portfolios  December 2004 - November 2012
AXA Advisors, L.L.C.   July 2003 - December 2004
AIG Trading  August 1997 - December 2001
AIG Trading group  1997 - 2001
American International Group  1997 - 2001

Skills
Financial Planning, Tax, Estate Planning, 401k, Asset Management, Long Term Care, Brokerage, IRA's, Investments, Insurance, Risk Management, Portfolio Management, Banking, Securities, Risk, Annuity, Retirement, Retirement Planning, Wealth, Strategic Financial...

Education
The Pennsylvania State University   1992 — 1996
BS, Spanish

The University of Salamanca   1995 — 1995
Spanish

Dustin Bloomquist Dustin Bloomquist Greater Omaha Area Details
Dustin Bloomquist's Securities America, Inc. Member FINRA/SIPC Experience October 2013 - December 2014
Job Payroll Benefits Specialist at First Data Corporation
Industry Management Consulting
Experience
Midwest Business Analysis   May 2011 - Present
First Data Corporation  March 2015 - Present
Securities America, Inc. Member FINRA/SIPC   October 2013 - December 2014
West Corporation Revenue Generation  March 2012 - September 2013
West Corporation  April 2011 - March 2012
West Business Services  July 2010 - April 2011
Aerotek  February 2010 - July 2010
Greater Omaha Chamber of Commerce  March 2009 - July 2009
La Fonda's   March 2005 - July 2009

Skills
Access, Statistics, Time Management, Customer Service, Networking, Excel, Word, PowerPoint, Project Management, Outlook, Econometrics

Education
University of Nebraska at Omaha   2013 — 2015
Master of Business Administration (MBA), RIsk Management, 3.9 GPA

UNO   2004 — 2008
Bachelor of Science (B.S.), Economics

University of Nebraska at Omaha   2004 — 2008
Bachelor of Science, Economics

Michael Argiro Michael Argiro Wallingford, Connecticut Details
Michael Argiro's Securities America, Inc. Member FINRA/SIPC Experience June 2006 - September 2011
Job Owner at 4T Financial ★ Financial Advisor ★ Financial Educator ★ Insurance Advisor ★
Industry Financial Services
Experience
Cetera Advisors, LLC  September 2011 - Present
4T Financial   August 2007 - Present
Securities America, Inc. Member FINRA/SIPC   June 2006 - September 2011
Tower Square   December 1996 - June 2006
Mass Mutual  December 1990 - December 1996

Skills
Investments

Education
Orville H. Platt High School

University of New Haven
BA

Manchester Community College

Carol H N Larson Carol H N Larson Green Valley, Arizona Details
Carol H N Larson's Securities America, Inc. Member FINRA/SIPC Experience July 2014 - Present
Job Financial Advisor at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   July 2014 - Present
U. S. BANCORP INVESTMENTS, INC.   June 2011 - June 2014
JPMorgan Chase  June 1996 - May 2011

Skills
Wealth, Series 7, Wealth Management, Series 63, Mutual Funds, Retirement Planning, Insurance, Fixed Income, Investments, Asset Allocation, Equities, Strategic Financial..., Series 65, Investment Advisory, Securities, Investment Strategies, Retirement, Financial Advisory, Bonds, Wealth Management..., Banking, 401k Rollovers, Fixed Annuities, Capital Markets, IRAs, Structured Products, Series 24, Options, Estate Planning, Microsoft Office, Certified Wealth..., Finance, Financial Services, Portfolio Management, Risk Management

Education
Northern Illinois University - College of Business
MBA, Finance, General

Northern Illinois University   1979 — 1983
BS, Finance

Meridith Tusha Wortman Meridith Tusha Wortman Greater Omaha Area Details
Meridith Tusha Wortman's Securities America, Inc. Member FINRA/SIPC Experience August 2004 - November 2010
Job Director of Marketing at Peak Advisor Alliance
Industry Financial Services
Experience
Peak Advisor Alliance  December 2010 - Present
Securities America, Inc. Member FINRA/SIPC   August 2004 - November 2010
Wells Fargo Financial Bank  January 2002 - August 2004
Echols Communications   March 1999 - January 2002

Skills
Graphic Design, Adobe Creative Suite, InDesign, Photoshop, Illustrator, Adobe Acrobat, Web Design, Copywriting, Business Writing, Microsoft Office, Microsoft Word, Microsoft Excel, Microsoft Publisher, PowerPoint, Visio, Goldmine, iMovie, iContact, Weebly, Video Production, Social Media Marketing, Marketing Strategy, Marketing Communications, Newsletters, Advertising, Fundraising, Securities, Account Management, Marketing, Public Speaking, SEM, Community Outreach

Education
The University of South Dakota   1997 — 1999
Master of Arts, Mass Communications

The University of South Dakota   1993 — 1997
Bachelor of Science, Psychology

Jasmine Sim Jasmine Sim Orange County, California Area Details
Jasmine Sim's Securities America, Inc. Member FINRA/SIPC Experience September 2013 - Present
Job Financial Advisor
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   September 2013 - Present
Aflac  March 2013 - Present
LBW Insurance & Financial Services   November 2009 - March 2013
AXA Advisors  August 2009 - December 2009
Mission to the World  June 2008 - June 2009
Charles Schwab  March 2000 - June 2008
Charles Schwab & Co. Inc.   1999 - 2008

Skills
Series 7, Retirement Planning, Series 66, PFP, Mutual Funds, Wealth Management, Asset Allocation, Investment Advisory, Insurance, Investment Strategies, Securities, Strategic Financial..., Life Insurance, Investments, Retirement, FINRA, IRAs, Financial Services, Asset Management, Portfolio Management, ETFs, Health Insurance, Long-term Care, High Net Worth..., Fixed Annuities, Financial Advisory, Employee Benefits, 401k, Disability Insurance, Wealth Management..., Term Life Insurance, Personal Financial..., 401k Rollovers, Alternative Investments, Financial Planning, Equities, Financial Analysis, Risk Management, Pensions, Fixed Income, Investment Management, Bonds

Education
University of California, Los Angeles   2003 — 2005
PFP, Personal Financial Planner

University of California, Irvine   1995 — 1999
BA, Economics

Van Nuys High School   1992 — 1995
Medical Magnet

Wesley Sudman Wesley Sudman Des Moines, Iowa Area Details
Wesley Sudman's Securities America, Inc. Member FINRA/SIPC Experience September 2007 - September 2010
Job PSG Analyst at LightEdge Solutions
Industry Information Technology and Services
Experience
LightEdge Solutions  August 2013 - Present
First Data Corporation  October 2012 - September 2013
IPG  February 2012 - November 2012
FileBound  January 2011 - January 2012
Kiewit (Aureus)   September 2010 - December 2010
Securities America, Inc. Member FINRA/SIPC   September 2007 - September 2010
Bizco Technologies  May 2007 - July 2007
Software Technology Inc  May 2005 - August 2005

Skills
Active Directory, Microsoft Exchange, VPN, Microsoft SQL Server, Cisco Technologies, Troubleshooting, Windows Server, IIS, Citrix, DNS, Firewalls, vSphere, Windows 7, Technical Support, Help Desk Support, Windows XP

Education
Southeast Community College   2003 — 2006
Associates, Computer Information Technology, 3.79

Chad Suntay Chad Suntay San Francisco Bay Area Details
Chad Suntay's Securities America, Inc. Member FINRA/SIPC Experience January 2009 - Present
Job Financial Planner at Securities America, Inc. Member FINRA/SIPC
Industry Investment Management
Experience
Securities America, Inc. Member FINRA/SIPC   January 2009 - Present
Brecek & Young  August 2006 - December 2008
Bishop Lending Corporation   2005 - 2007
AIG Advisor Group  August 2001 - July 2006
MedImmune Vaccines  July 2002 - June 2006

Skills
Investments, Strategic Financial..., Small Business, Equities, Financial Analysis, Accounting, Mortgage Lending, Portfolio Management, Customer Service, Management, Team Building, Insurance, Finance, Microsoft Excel, Entrepreneurship, Leadership, Business Development, Risk Management, Banking, Analysis, Corporate Finance, Loans

Education
San Francisco State University   1997 — 2002
Cell and Molecular Biology

David McManus, CFP® David McManus, CFP® Orange County, California Area Details
David McManus, CFP®'s Securities America, Inc. Member FINRA/SIPC Experience 2004 - Present
Job Managing Director Cooper McManus
Industry Financial Services
Experience
CooperMcManus   2004 - Present
Securities America, Inc. Member FINRA/SIPC   2004 - Present

Education
San Diego State University-California State University   1991 — 1995
Bachelor of Science (BS)

Aaron Spahr Aaron Spahr Greater Omaha Area Details
Aaron Spahr's Securities America, Inc. Member FINRA/SIPC Experience 1996 - Present
Job Financial Technology Analyst at Securities America
Industry Financial Services
Experience
Securities America  September 1996 - Present
Securities America, Inc. Member FINRA/SIPC   1996 - Present

Education
University of Nebraska at Omaha   1999 — 2001
MS, Management of Information Systms

The George Washington University   1992 — 1996
BBA, Finance

Mark E Roll CFP® Mark E Roll CFP® Greater Chicago Area Details
Mark E Roll CFP®'s Securities America, Inc. Member FINRA/SIPC Experience 2006 - 2006
Job Certified Financial Planner™ ★ Financial Professional ★ Relationship Management ★ Client Service | U.S. Army Veteran
Industry Financial Services
Experience
tradeMONSTER  September 2012 - February 2015
J.P. Morgan Asset Management   August 2010 - July 2012
Chase Investment Service Corporation   September 2006 - August 2010
Securities America, Inc. Member FINRA/SIPC   2006 - 2006
Fidelity Investments  2001 - 2005
US Army  August 1993 - June 1996

Skills
Financial Services, Series 7, Investments, Finance, Series 24, Relationship Management, Mutual Funds, Securities, Agriculture, Trading, Series 63, Equities, Options, Derivatives, Banking, Due Diligence, CRM, Financial Advisory, FINRA, Leadership, Financial Planning, Portfolio Management, Team Leadership, Leadership Development, Fixed Income, Microsoft Excel, Customer Service, Microsoft Office, Power Point, Teamwork, Financial Analysis, Microsoft Word, Analysis, Sales Management, Sales Management...

Education
Ohio University   1997 — 2000
Bachelor’s Degree, Major in Finance & Marketing with minor in Psychology, 3.5

Scott Butterworth Scott Butterworth Portland, Oregon Area Details
Scott Butterworth's Securities America, Inc. Member FINRA/SIPC Experience October 2003 - August 2011
Job Software Developer at WideOrbit
Industry Computer Software
Experience
WideOrbit  June 2015 - Present
Peaceful Media   July 2013 - June 2015
Client Resources, Inc.   August 2011 - May 2013
Securities America, Inc. Member FINRA/SIPC   October 2003 - August 2011

Skills
C#, ASP.NET, VB.NET, Web Services, XML, SQL, JavaScript, jQuery, HTML, CSS, .NET, SQL Server, Visual Studio, Java, Agile, AJAX, Linux, MySQL, Software Development, PHP, Database Design, Sybase, Databases, Eclipse, Microsoft SQL Server, T-SQL, Python, Agile Methodologies, SOA, Web Development, WCF

Education
TEESSIDE UNIVERSITY
BSc. (add 2 years on top of HND), Computer Science

TEESSIDE UNIVERSITY
Higher Nat. Diploma (2 years), Computer Science

The University of Bolton
Nat. Diploma. (2 years), Computer Science

Donna A. Zermeno Donna A. Zermeno San Rafael, California Details
Donna A. Zermeno's Securities America, Inc. Member FINRA/SIPC Experience Operations ManagerLPL FinanicalJanuary 2015 - Present
Job Operations Manager @ LPL Financial, Louis F. Batmale
Industry Investment Management
Experience
Securities America, Inc. Member FINRA/SIPC   Operations ManagerLPL FinanicalJanuary 2015 - Present

Skills
Investments, Asset Management, Equities, Wealth Management, Retirement Planning, Asset Allocation, Investment Strategies, Mutual Funds, Financial Services, Asset Managment, Securities, Portfolio Management, Investment Advisory, Fixed Income, Trading

Education
Los Medanos College   1994 — 1995
Certificate, Business Supervision & Management

Santa Rosa Junior College   1978 — 1980
Business Math, History & English

Analy High School   1977 — 1980
English/Track & Field

Scott Farmen, JD, CLU®, RHU®, FLMI Scott Farmen, JD, CLU®, RHU®, FLMI Lincoln, Nebraska Area Details
Scott Farmen, JD, CLU®, RHU®, FLMI's Securities America, Inc. Member FINRA/SIPC Experience September 2005 - May 2008
Job Compliance at Ameritas
Industry Insurance
Experience
ameritas  May 2008 - Present
Securities America, Inc. Member FINRA/SIPC   September 2005 - May 2008

Skills
Insurance, Securities, Fixed Annuities, Disability Insurance, FINRA, Estate Planning, Health Insurance, Mutual Funds, Life Insurance, Series 7, Underwriting, Retirement, Pensions, Series 24, Employee Benefits

Education
University of Nebraska College of Law   2002 — 2005
Doctor of Law (J.D.), Law

Nebraska Wesleyan University   1998 — 2002
Bachelor of Science (BS), English and Psychology

Roxanne Waterman Roxanne Waterman Portland, Oregon Area Details
Roxanne Waterman's Securities America, Inc. Member FINRA/SIPC Experience 1994 - Present
Job Investment Advisor Representative at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America Advisors, Inc.   2003 - Present
Alliance I National Marketing Co.   1999 - Present
Securities America, Inc. Member FINRA/SIPC   1994 - Present
Waterman & Associates Inc.   1986 - Present

Skills
Insurance, Customer Service, Employee Benefits, Small Business, Entrepreneurship, Strategic Planning, Strategy, Team Building, Leadership Development, Coaching, Sales, Public Speaking, Project Planning, Marketing, Leadership, Management, Accounting, Start-ups, Strategic Financial..., Sales Management, Training, Fundraising, Business Planning, Estate Planning, Nonprofits, Account Management, Financial Planning

Education
Portland State University   1975 — 1979
Bachelor of Applied Science (BASc), Education

University of Oregon   1961 — 1964

Klamath Union High School

Jeff Andruschat Jeff Andruschat Clarence, New York Details
Jeff Andruschat's Securities America, Inc. Member FINRA/SIPC Experience February 2007 - Present
Job Investment Executive
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   February 2007 - Present

Skills
Investment Advisory, Insurance, Series 7, Wealth Management, Retirement Planning, Financial Planning, Mutual Funds, Retirement, Financial Advisory, Financial Services, Series 63, Securities, Portfolio Management, Asset Management, Asset Allocation

Education
University at Buffalo   1990 — 1993
BA, Economics

Rochester Institute of Technology   1988 — 1989
BA, Undergraduate Studies

Molly Pengra Molly Pengra Greater Omaha Area Details
Molly Pengra's Securities America, Inc. Member FINRA/SIPC Experience 2011 - 2011
Job Technical Support Analyst
Industry Professional Training & Coaching
Experience
Farm Credit Services of America  May 2011 - October 2012
Securities America, Inc. Member FINRA/SIPC   2011 - 2011
Home  February 2010 - August 2010
Kiewit  October 2008 - April 2010
The Nebraska Medical Center  August 2003 - October 2008
Commercial Federal Bank  May 2003 - August 2003
Acceptance Insurance Companies   June 1996 - January 2003

Skills
Process Improvement, Active Directory, Troubleshooting, Training, Software Documentation, Windows, XP, Citrix, SharePoint, Project Management, Technical Support, System Administration, Visio, Microsoft Exchange, Customer Service, Windows XP

Education
Iowa Western Community College   1995 — 1996
AS Math, Math/Sciences

Peru State College   1991 — 1993
AS, Math/Science

Mark Lasswell Mark Lasswell La Vista, Nebraska Details
Mark Lasswell's Securities America, Inc. Member FINRA/SIPC Experience January 2014 - Present
Job SVP / CCO at Securities America, Inc.
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   January 2014 - Present
Wells Fargo  2009 - January 2014
Wells Fargo Securities, LLC  2000 - 2009
Wells Fargo Brokerage Services, LLC  2000 - 2000
The Prudential Insurance Company of America  1998 - 2000
Norwest Investment Services, Inc.   1993 - 1998
Norwest Investment Services, Inc.   1990 - 1993
Norwest Bank  1988 - 1990
KPMG Peat Marwick  1985 - 1988

Skills
Brokerage Compliance, Compliance, Board of Director..., Change Management, Collaborative Leadership, Communication Skills, Executive Coaching, Financial Analysis, FINRA, Investments, Investment Brokerage, Offshore Outsourcing, P&L Responsibility, Presenter, Risk Management, Strategic Planning, Technical Writing, Series 7, Series 24, Series 4, Series 53, Series 65, Series 27, Series 63, CPA (inactive), State of Minnesota..., Brokerage, Budgets, Board of Directors, Process Improvement, Fixed Income, Leadership, Management, P&L Management, Capital Markets, Banking, Wealth Management, Retirement, Mutual Funds, Relationship Management, Bonds, Operations Management, Training

Education
St. John's University   1981 — 1985
Bachelor of Science (B.S.), Accounting, minor in Business Administration

University of St. Thomas   1997 — 2000
Master of Business Administration (MBA), Marketing

University of St. Thomas   2003 — 2003
Mini Master of Information Technology

John Oliva John Oliva Greater Philadelphia Area Details
John Oliva's Securities America, Inc. Member FINRA/SIPC Experience July 2014 - February 2015
Job Partner
Industry Financial Services
Experience
New York Life Insurance Company  February 2015 - Present
Securities America, Inc. Member FINRA/SIPC   July 2014 - February 2015
Waddell & Reed  July 2007 - December 2012
New York Life Insurance Company  December 2001 - June 2007

Skills
Fixed Annuities, Life Insurance, Insurance, Term Life Insurance, Disability Insurance, Long-term Care, Health Insurance, Underwriting, Customer Service, Estate Planning, Variable Annuities, Series 7, Whole Life, Strategic Financial..., IRAs, Leadership, Property & Casualty..., General Insurance, Microsoft Office, Brokers, Investment Advisory, Claim, Commercial Insurance, Medicare, Long Term Care Insurance, Retirement Planning, Investments, Management, Recruiting, Financial Planning

Education
University of Delaware   1997 — 2001
Bachelor's Degree, Clinical Laboratory Science/Medical Technology

United States Military Academy at West Point   1996 — 1997
Chemistry

Rudy Dahbura Rudy Dahbura Greater Los Angeles Area Details
Rudy Dahbura's Securities America, Inc. Member FINRA/SIPC Experience June 2013 - Present
Job Partner / Head of Acquisition at OfficialQuote, LLC
Industry Marketing and Advertising
Experience
OfficialQuote, LLC   June 2004 - Present
Cooper McManus  June 2013 - Present
Securities America, Inc. Member FINRA/SIPC   June 2013 - Present
Sierra Systems  July 2000 - September 2005

Skills
Strategic Marketing, Digital Marketing, Web Analytics, Online Campaign..., Google Adwords, Facebook Marketing, Conversion Optimization, Landing Page..., .NET, ASP.NET MVC, ASP.NET Web API, Microsoft SQL Server, Windows Azure, Amazon Web Services..., JavaScript, KnockoutJS, jQuery, Dependency Injection, ORM, OS X, Linux, Bootstrap, Series 7, Series 66

Education
Massachusetts Institute of Technology   1995 — 1997
M.S., Mechanical Engineering

University of California, Los Angeles   1990 — 1994
B.S., Mechanical Engineering

Denise Morrison Denise Morrison Birmingham, Alabama Details
Denise Morrison's Securities America, Inc. Member FINRA/SIPC Experience August 2012 - June 2013
Job SVP, Wealth Management Compliance Executive at Regions Financial Corporation
Industry Financial Services
Experience
Regions Financial Corporation  July 2013 - Present
Securities America, Inc. Member FINRA/SIPC   August 2012 - June 2013
Morgan Keegan  January 2007 - August 2012
AmSouth Bank  May 2003 - January 2007

Skills
Series 7, FINRA, Securities, Due Diligence, Mutual Funds, Investments, Investment Advisory, Risk Management, Series 24, AML, Finance, Management, Financial Services, Equities, Series 63, Anti Money Laundering

Education
Samford University   1993 — 2007
Bachelor's degree, Business Administration and Management, General

Kathryn Minarik Kathryn Minarik Greater Omaha Area Details
Kathryn Minarik's Securities America, Inc. Member FINRA/SIPC Experience August 2008 - September 2010
Job Desktop Support Analyst
Industry Information Technology and Services
Experience
ConAgra Foods  May 2012 - Present
TEKsystems  April 2012 - May 2012
Dell  November 2011 - January 2012
eFrame  November 2010 - August 2011
Securities America, Inc. Member FINRA/SIPC   August 2008 - September 2010
Midwest Web, Inc   December 2005 - August 2008
Commercial Federal Bank  February 2000 - December 2005
Inacom  1999 - 2000

Skills
Active Directory, Business Continuity, Vendor Management, Disaster Recovery, IIS, Information Security, Information Technology, IT Management, Windows Server, Information Security..., Servers, VMware, IT Operations, Computer Security, System Administration, Technical Support, Microsoft Exchange, Operating Systems, Troubleshooting, VMware ESX, Cisco Technologies, Virtualization, DNS, Windows 7, SCCM, Network Administration, VPN, SharePoint, DHCP, Software Installation, Data Center, Visio, Networking, Computer Hardware, Security, Firewalls, Blackberry Enterprise..., Network Security, Windows XP, TCP/IP, Switches, ITIL

Education
University of Nebraska at Omaha   2013 — 2016
Business Administration and Management, General

Metropolitan Community College   1994 — 1999
Associate, Network Technology

Millard South High School

Alex McCoy, CFP® Alex McCoy, CFP® Greater Denver Area Details
Alex McCoy, CFP®'s Securities America, Inc. Member FINRA/SIPC Experience July 2007 - January 2011
Job Financial Services Professional
Industry Financial Services
Experience
TIAA-CREF  January 2011 - Present
Securities America, Inc. Member FINRA/SIPC   July 2007 - January 2011
Mikkelsen Wealth Management   January 2007 - June 2007
AmSouth Investment Services  August 2004 - December 2006
NBC Securities   August 2002 - July 2004

Skills
Series 3, Series 4, Series 7, Series 24, Series 27, Series 31, Series 53, Series 63, Series 65, Colorado Insurance..., Financial Services, FINRA, Securities, Retirement Planning, Fixed Annuities, Uniform Combined State..., Mutual Funds, Investment Advisory, Wealth Management

Education
University of Central Florida   1998 — 2002
Business Adminstration, Finance

Curren Webb Curren Webb Greater Omaha Area Details
Curren Webb's Securities America, Inc. Member FINRA/SIPC Experience January 2014 - Present
Job CoFounder of Fortress Wealth Advisors
Industry Financial Services
Experience
Arbor Point Advisors, Member FINRA/SIPC   January 2014 - Present
Securities America, Inc. Member FINRA/SIPC   January 2014 - Present

Skills
Strategic Planning, Public Speaking, Policy, Marketing Strategy, Banking, Non-profits, Legal Research, Event Planning, Project Management

Education
Regent University   1997 — 1999
Masters

University of Nebraska at Omaha   1992 — 1996
B.A.

University of Nebraska at Omaha   1992 — 1996
B.S.

Jennifer Lindgren Jennifer Lindgren Visalia, California Area Details
Jennifer Lindgren's Securities America, Inc. Member FINRA/SIPC Experience December 2012 - Present
Job Certified Financial Planner at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   December 2012 - Present
Eagle One Investments   June 2000 - December 2012
Investment Centers of America  January 1995 - June 2000
Financial West Group  July 1994 - December 1994
Interfirst Capital Corporation/Baraban Securities   October 1989 - July 1994

Skills
Competent Ethical..., Investment Securities, Brokerage Services, Portfolio Review, Strategic Financial..., Insurance Planning, Retirement & Estate..., Qualified Retirement..., College Savings Plans, Leadership in Community..., Investments, Financial Planners, Series 7, Series 63, Portfolio Management

Education
University of California, Los Angeles
Bachelor's degree, Psychology/Graduate Studies

College for Financial Planning   1991 — 1994
CFP (TM) Certified Financial Planner, Certified Financial Planner Professional Educational Program

Pepperdine University   1968 — 1969
Graduate Studies towards California Lifetime Teaching Credential

Mt. Saint Mary's College, Los Angeles   1968 — 1969
Graduate studies toward California Lifetime Teaching Credential

University of Redlands
Under Graduate Studies

Brady Wilson Brady Wilson Greater Omaha Area Details
Brady Wilson's Securities America, Inc. Member FINRA/SIPC Experience March 2008 - September 2009
Job Agent, Owner at Freedom Insurance Services
Industry Insurance
Experience
Freedom Insurance Services   November 2012 - Present
Farmers Insurance  July 2009 - November 2012
Securities America, Inc. Member FINRA/SIPC   March 2008 - September 2009
Crete Carrier Corporation  January 2007 - March 2008

Skills
Insurance, Risk Management, Life Insurance, Commercial Insurance, Property & Casualty..., Marketing, Underwriting, Casualty, Sales Management, Disability Insurance, Process Improvement, Leadership, Long-term Care, Term Life Insurance, Customer Service, Finance, Customer Satisfaction, Customer Retention, Retirement Planning

Education
University of Nebraska at Kearney   2002 — 2006
Bachelor of Science, Business Finance

Laura Rief Laura Rief Greater Omaha Area Details
Laura Rief's Securities America, Inc. Member FINRA/SIPC Experience May 1998 - March 2003
Job Facilities Planning Assistant at The Nebraska Medical Center
Industry Facilities Services
Experience
The Nebraska Medical Center  May 2011 - Present
The Nebraska Medical Center  April 2004 - Present
Securities America, Inc. Member FINRA/SIPC   May 1998 - March 2003

Skills
Customer Service, Team Building, Outlook, Healthcare, Event Planning, Team Leadership, Facilities Management, Administrative Support, Employee Relations, Leadership, Training, Administrative..., Management, Contract Management, Organizational..., Healthcare Management, EMR, Testing, Healthcare Information..., HIPAA, Process Scheduler, Patient Safety, Security

Education
Metropolitan Community College   2004 — 2006
American Sign Language

Harlan Community High School   1986 — 1990

Jay Nigh, CFA CMA Jay Nigh, CFA CMA Greater Omaha Area Details
Jay Nigh, CFA CMA's Securities America, Inc. Member FINRA/SIPC Experience January 1989 - May 1995
Job Senior Economic Analyst, Northern Natural Gas
Industry Oil & Energy
Experience
Northern Natural Gas  December 2002 - Present
Nigh and Associates, Inc.   January 1997 - Present
Northern Plains Natural Gas  May 1995 - November 2002
Securities America, Inc. Member FINRA/SIPC   January 1989 - May 1995

Skills
Financial Analysis, Investments, Valuation, Equities, Analysis, Accounting, Excel, Forecasting, Microsoft Excel, Business Analysis, Investment Management, Financial Modeling, Gas, Business Development, Business Valuation, Strategic Financial..., Process Improvement, Risk Management, Natural Gas, Energy, Commodity Markets, Commodity, Energy Industry, Trading, Mergers & Acquisitions, Due Diligence, Corporate Finance, Energy Markets, Sarbanes-Oxley Act, Auditing, Financial Reporting, Budgets, Finance, Portfolio Management, Tax, Upstream, Project Finance, Financial Structuring, Economics, Petroleum, Divestitures, Insurance, Financial Planning

Education
University of Nebraska at Omaha   1989 — 1991
MBA, corporate Finance

University of Nebraska at Kearney   1983 — 1987
BS, Finance, Accounting and Economics

Central High School   1980 — 1983
Diploma, College Prep

Becky Sankey Becky Sankey Greater Omaha Area Details
Becky Sankey's Securities America, Inc. Member FINRA/SIPC Experience March 2003 - Present
Job Senior Corporate Event Planner at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   March 2003 - Present

Education
Northwestern College

Wendy Handley Wendy Handley Greater Omaha Area Details
Wendy Handley's Securities America, Inc. Member FINRA/SIPC Experience December 2011 - Present
Job Compensation Reporting Analyst at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   December 2011 - Present
Securities America, Inc. Member FINRA/SIPC   March 2010 - March 2012
Securities America, Inc. Member FINRA/SIPC   November 2009 - March 2010
B&R Stores, Inc.   May 2000 - June 2005

Skills
Customer Service, Microsoft Office, Customer Relations, Process Improvement, Problem Solving, Team Building, Business Analysis, Microsoft Excel, Microsoft Word, Outlook, Research, Training, PowerPoint, Wellness, Risk Management, Leadership

Education
Metropolitan Community College   2000 — 2005
Applied Science, Business

University of Nebraska at Omaha   2002 — 2004
Business Administration and Management, General

Millard South

Gary A. Meharg Gary A. Meharg Greater Detroit Area Details
Gary A. Meharg's Securities America, Inc. Member FINRA/SIPC Experience September 2010 - Present
Job Registered Representative at Securities America, Inc.
Industry Investment Management
Experience
Securities America, Inc. Member FINRA/SIPC   September 2010 - Present
Equitas America, LLC   September 1998 - September 2010

Skills
Insurance, Retirement

Education
Reformed Theological Seminary   1999 — 2005
MA Religion, Religion

University of Michigan - Stephen M. Ross School of Business   1974 — 1978
BBA, Business

Daniel Johnson, CLU®, ChFC®, LUTCF, FSS Daniel Johnson, CLU®, ChFC®, LUTCF, FSS Fort Collins, Colorado Area Details
Daniel Johnson, CLU®, ChFC®, LUTCF, FSS's Securities America, Inc. Member FINRA/SIPC Experience February 2010 - Present
Job Chartered Financial Consultant® Financial Advisor
Industry Financial Services
Experience
JBA Wealth Management Group   March 1984 - Present
Securities America, Inc. Member FINRA/SIPC   February 2010 - Present
SIPC - Securities Investor Protection Corporation   February 2010 - Present
Financial Industry Regulatory Authority  February 2010 - Present
Assurity Life  November 1975 - Present

Skills
Disability Insurance, Fixed Annuities, Retirement, Securities, Long-term Care, Life Insurance, Strategic Financial..., Tax-advantaged...

Education
The American College   1992 — 1995
LUTCF, General Studies

The American College   1986 — 2000
CLU®

The American College   2001 — 2009
ChFC®

The American College   1981 — 1985
LUTCF

The American College   2006 — 2009
FSS

Alexander Mele Alexander Mele Greater New York City Area Details
Alexander Mele's Securities America, Inc. Member FINRA/SIPC Experience January 2015 - Present
Job Financial Advisor at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   January 2015 - Present
FSC Securities  January 2011 - January 2015

Skills
Investment Advisory, Asset Allocation, Retirement Planning, Wealth Management, Mutual Funds, Asset Management, Equities, Fixed Income, Securities, Series 7, Investments, Portfolio Management, Investment Strategies, Hedge Funds, Series 63

Education
Manhattan College   2006 — 2009
BS, Finance, Management

Don Boden Don Boden Greater Detroit Area Details
Don Boden's Securities America, Inc. Member FINRA/SIPC Experience June 2011 - January 2014
Job Registered Investment Advisor
Industry Accounting
Experience
Apex Portfolio Solutions   August 2014 - Present
Securities America, Inc. Member FINRA/SIPC   June 2011 - January 2014
Boden Financial   February 2006 - June 2011
Compuware  September 2000 - October 2004
J P Morgan Chase  April 1968 - August 2000

Skills
Budgets, Cash Management, Project Planning, Portfolio Management, Finance, Investments, Management, Training, Retirement Planning, General Ledger, Strategic Financial..., Estate Planning, Wealth Management, Financial Advisory, Financial Reporting, Series 65, Financial Analysis, Wealth, Mutual Funds, Small Business

Education
University of Michigan   1964 — 1965
MBA, Finance

University of Detroit Mercy   1959 — 1963
BS, Foreign Trade

Garry Powell Garry Powell Lincoln, Nebraska Area Details
Garry Powell's Securities America, Inc. Member FINRA/SIPC Experience August 2014 - Present
Job Developer Analyst at Securities America, Inc. Member FINRA/SIPC
Industry Information Technology and Services
Experience
Securities America, Inc. Member FINRA/SIPC   August 2014 - Present
Offwire  June 2010 - August 2014
iSECUREtrac  2005 - 2010
Physicians Mutual  2004 - 2005
First National Bank  2001 - 2003

Skills
IT Management, Microsoft SQL Server, SQL, Data Warehousing, Business Analysis, Database Administration, Databases, System Administration, Business Intelligence, Process Improvement, Disaster Recovery, Database Design, Enterprise Architecture, ETL

Education
University of Nebraska at Kearney   1990 — 1993
Bachelors, Mathematics & Statistics

Amanda (Houtz) Herron Amanda (Houtz) Herron Omaha, Nebraska Details
Amanda (Houtz) Herron's Securities America, Inc. Member FINRA/SIPC Experience April 2015 - Present
Job Senior SpecialistMarketing Design at Securities America
Industry Marketing and Advertising
Experience
Securities America, Inc. Member FINRA/SIPC   April 2015 - Present
Golf USA  January 2014 - Present
AccuCut  March 2012 - April 2015
MediBadge   July 2010 - March 2012
Professional Veterinary Products  November 2007 - July 2010
The Red Tee Box   November 2005 - December 2007
FastSigns  January 2007 - August 2007

Skills
Graphics, Catalog Layout, Email Marketing, Illustration, Product Development, Direct Mail, Adobe Creative Suite, Responsys Interact, Constant Contact, HTML, NetSuite, Writing, Vector Illustration, Layout, Advertising, Typography, Die Cutting, Logo Design, Trade Show Signage, Email Marketing Software, Posters, Newsletters, Paper Craft, Photography, Signage, Stationery

Education
University of Nebraska at Omaha   2001 — 2006
Bachelor of Arts (BA), Studio Art with emphasis in Graphic Communications

Metropolitan Community College   2004 — 2006
Graphic Communication Arts

Frank Ruggeri Frank Ruggeri United States Details
Frank Ruggeri's Securities America, Inc. Member FINRA/SIPC Experience July 2013 - Present
Job Financial Advisor at Securities America
Industry
Experience
Securities America, Inc. Member FINRA/SIPC   July 2013 - Present

Skills
Public Speaking, Microsoft Word, Insurance, Customer Service, Sales Management, Negotiation, Microsoft Office, Social Media, Event Management, Marketing Strategy

Education
San Diego State University-California State University   1993 — 1999

Lukas Jeter Lukas Jeter Greater Milwaukee Area Details
Lukas Jeter's Securities America, Inc. Member FINRA/SIPC Experience March 2000 - November 2001
Job Engineerer of Webbased Solutions
Industry Computer Software
Experience
StreetLinks Lender Solutions an Assurant Company   April 2014 - Present
Signal (formerly BrightTag)   September 2013 - March 2014
Jones International University  July 2012 - September 2013
Self-Employed  June 2007 - December 2011
ReadyTalk  May 2011 - August 2011
ExperiencePlus! Bicycle Tours   April 2006 - October 2006
Shamrock Delivery, Inc.   February 2002 - March 2006
Securities America, Inc. Member FINRA/SIPC   March 2000 - November 2001
Arbordale Hedge Investments, Inc.   October 1998 - April 2001
Corporate Central Credit Union  April 1997 - August 1998

Skills
Security, Java, Android, Python, Django, PHP, HTML 5, JavaScript, jQuery, C#, ASP.NET, Flex, ActionScript, Agile Methodologies, Kanban, Cycling, Adventure Travel, XML, MySQL, CSS, Linux, SQL, Technical Support

Education
University of Colorado at Boulder   2010 — 2011
MS, Computer Science, 3.73

University of Wisconsin-Whitewater   1992 — 1996
BBA, Finance

Julia Miller Julia Miller Greater Omaha Area Details
Julia Miller's Securities America, Inc. Member FINRA/SIPC Experience June 2007 - September 2008
Job Fraud Specialist
Industry Financial Services
Experience
Pentagon Federal Credit Union  February 2013 - Present
Pentegon Federal Credit Unition   January 2012 - February 2013
Emprise Associates   January 2011 - January 2012
Woodmen Financial Services   October 2008 - January 2011
Securities America, Inc. Member FINRA/SIPC   June 2007 - September 2008
Securities America, Inc. Member FINRA/SIPC   November 1998 - July 2007

Skills
AML, Securities, Financial Risk, KYC, Series 7, FINRA, Series 63, BSA, CIP, Compliance Training, Compliance, Risk, Licensing, Series 66, Series 24, OFAC, Bank Secrecy Act, USA PATRIOT Act, Audit, CAMS, Compliance Management, Annuity, Regulatory Risk, Internal Controls, Anti-fraud, Financial Services

Education
National American University
Associates, Applied Science

New Mexico State University

william j lavender william j lavender Oklahoma City, Oklahoma Details
william j lavender's Securities America, Inc. Member FINRA/SIPC Experience September 2012 - Present
Job Senior Recruiter, Securities America, Inc.
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   September 2012 - Present
InterWest Realty   August 2011 - August 2012
InSell Communication, LLC   April 2011 - November 2011
Nationwide Financial  May 2006 - April 2011
InSell Communications   October 2003 - April 2006
Transamerica  October 2000 - September 2003
Western-Southern Life  September 1995 - October 2000
Landmark Financial Services / Davenport Financial Group   May 1985 - June 1995

Education
Oklahoma State University   1978 — 1983
Bachelor of Science Business Administration, Finance

Jeff Neville Jeff Neville Greater Omaha Area Details
Jeff Neville's Securities America, Inc. Member FINRA/SIPC Experience June 2011 - Present
Job Systems Engineer DBA at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   June 2011 - Present
Securities America, Inc. Member FINRA/SIPC   May 2000 - July 2011
Kiewit  April 1994 - May 2000

Skills
Sybase, DB2, Microsoft SQL Server, C#, Sybase IQ, PowerBuilder, T-SQL, Stored Procedures, SQL, COBOL, .NET, Disaster Recovery, VB.NET

Education
Northwest Missouri State University   1989 — 1994
1994, Computer Management Systems

Margaret Ratto-Young Margaret Ratto-Young Sacramento, California Details
Margaret Ratto-Young's Securities America, Inc. Member FINRA/SIPC Experience January 2009 - Present
Job Financial Advisor,Investment Advisor Representative at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   January 2009 - Present
Brecek & Young Advisors   June 2007 - January 2009

Skills
Retirement Planning, 401k, 401k Rollovers, 403 b, 457 Plans, Investment Advisory, Strategic Financial..., Fixed Annuities, Variable Annuities, IRAs, Roth IRA, 529 Plans, New 401K Plans, Small Business...

Education
University of California, Davis   1997 — 2001
Bachelor of Science (B.S.), Agricultural Economics

Christie Von Dorn Christie Von Dorn Papillion, Nebraska Details
Christie Von Dorn's Securities America, Inc. Member FINRA/SIPC Experience March 2012 - Present
Job Administrative Assistant Practice Mgmt & Marketing at Securities America, Inc. Member FINRA/SIPC
Industry Transportation/Trucking/Railroad
Experience
Securities America, Inc. Member FINRA/SIPC   March 2012 - Present
Werner Enterprises  July 2005 - January 2012
Olsson Associates  May 2002 - January 2005

Skills
Customer Service, Microsoft Office, Employee Relations, Microsoft Word, Recruiting, Transportation, Team Building, Software Documentation, Public Speaking, Process Improvement, Logistics, Leadership, Strategic Planning, Shipping

Education
Peru State College   1994 — 1997

University of North Alabama   1993 — 1994

Nebraska City Senior High   1991 — 1993

Holly Babitzke Holly Babitzke Omaha, Nebraska Details
Holly Babitzke's Securities America, Inc. Member FINRA/SIPC Experience June 2008 - February 2009
Job Marketing Consultant at Dex One
Industry Marketing and Advertising
Experience
Dex One  January 2012 - Present
Dex Media  January 2012 - Present
Securities America, Inc. Member FINRA/SIPC   June 2008 - February 2009
AIG  March 2004 - March 2008

Skills
SEM, Online Advertising, Digital Marketing, Lead Generation, Google Adwords, Advertising, SEO, Online Marketing, Direct Marketing, Social Media Marketing, PPC, Marketing Strategy, Email Marketing, Advertising Sales, Marketing Communications

Education
Vatterott College   2002 — 2003
Graphic Design

Metropolitan Community College   2002 — 2004
Graphic Communications

Carrie Desler Carrie Desler Omaha, Nebraska Details
Carrie Desler's Securities America, Inc. Member FINRA/SIPC Experience 2010 - 2015
Job Owner and Baker at Carried Away Confections, LLC
Industry Food & Beverages
Experience
Carried Away Confections, LLC   2013 - Present
Securities America, Inc. Member FINRA/SIPC   2010 - 2015
Securities America, Inc. Member FINRA/SIPC   2008 - 2010
Securities America, Inc. Member FINRA/SIPC   2007 - 2007
Securities America, Inc. Member FINRA/SIPC   2006 - 2007
Noll Human Resource Services  2005 - 2006

Skills
Baking, Desserts, Pastry, Recipe Development, Catering, Entrepreneurship, Small Business, Food Industry, Business Process..., Risk Assessment, Quality Assurance, Data Analysis, Research, Financial Calculations, Escalation Resolution, Error Correction, Quality Auditing, Report Writing, Procedure Manuals, Time Study, System Testing, Special Projects, Auditing, Interview Skills, Team Leadership, Team Coordination, Service Level Management, Mentoring Of Staff, Employee Training, Training & Development, Intermediary, Microsoft Office, Customer Service, Interpersonal..., Time Management, Operations Management, Collaborative Problem..., Cross-functional..., Subject Matter Experts

Education
University of Nebraska at Omaha   2002 — 2007
Bachelor of Science (B.S.), Accounting and Management

High School

Greg Poleon Greg Poleon Buffalo, New York Details
Greg Poleon's Securities America, Inc. Member FINRA/SIPC Experience April 2001 - Present
Job Investment Advisor at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   April 2001 - Present
Smith Barney  May 1997 - April 2001

Skills
Investments, Wealth Management, Portfolio Management, Retirement Planning, Equities, Mutual Funds, Strategic Financial..., Investment Advisory, Asset Management, Investment Strategies, Fixed Income, Asset Allocation, Securities, Retirement, Financial Analysis

Education
Medical University of South Carolina
Bachelor of Applied Science (BASc), Pharmacy

Cody Lau Cody Lau Syracuse, New York Details
Cody Lau's Securities America, Inc. Member FINRA/SIPC Experience June 2011 - September 2011
Job Student at Syracuse University Martin J. Whitman School of Management
Industry Accounting
Experience
Allegiant Health   December 2014 - January 2015
Macy's  May 2012 - September 2012
Securities America, Inc. Member FINRA/SIPC   June 2011 - September 2011
PureSafe Water Systems, Inc.   January 2011 - June 2011

Skills
PowerPoint, Microsoft Excel, Teamwork, Accounting, Social Media, Microsoft Office, Data Entry, Sales, Market Research, Management, Financial Reporting, Financial Accounting

Education
Syracuse University - Martin J. Whitman School of Management   2011 — 2015
Accounting

Half Hollow Hills High School East   2007 — 2011

Kelsey Lane Kelsey Lane Greater Omaha Area Details
Kelsey Lane's Securities America, Inc. Member FINRA/SIPC Experience March 2015 - Present
Job Analyst at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC   March 2015 - Present
Freelance  October 2014 - Present
Lincoln Financial Group  August 2014 - October 2014
Daktronics  September 2013 - June 2014

Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, Cashiering, Leadership, PowerPoint, Teamwork, Time Management, Marketing, Project Management

Education
South Dakota State University   2009 — 2013
Bachelor of Science (B.S.), Business/ Economics

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