Wachovia Securities
Industry: Banking company
DescriptionWachovia Securities was the trade name of Wachovia's retail brokerage and institutional capital markets and investment banking subsidiaries. Headquarters: St. Louis, Missouri, United States Founded: 2001 Ceased operations: 2009 Parent organizations: Wells Fargo, Wachovia Successors: Wells Fargo Advisors, Wells Fargo
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Wachovia Securities Employees
Employee
Years
Job
Industry
Michael A. Napolitano Michael A. Napolitano's Wachovia Securities Experience April 1995 - March 2007
Job CERTIFIED FINANCIAL PLANNER™ Professional with Raymond James & Associates
Industry Financial Services
Experience
Raymond James & Associates March 2007 - Present
Wachovia Securities April 1995 - March 2007
Smith Barney January 1991 - April 1995
Ryan Beck & Co. July 1983 - January 1991
Education
College for Financial Planning
Investments, Insurance, Retirement, Income Tax and Estate Planning
Raymond James & Associates March 2007 - Present
Wachovia Securities April 1995 - March 2007
Smith Barney January 1991 - April 1995
Ryan Beck & Co. July 1983 - January 1991
Education
College for Financial Planning
Investments, Insurance, Retirement, Income Tax and Estate Planning
John D. Davis John D. Davis's Wachovia Securities Experience October 2007 - May 2009
Job Founder of Legacy Wealth Management, KY and Committed Financial Advisor to Successful Families Everywhere
Industry Financial Services
Experience
Legacy Wealth Management, KY May 2009 - Present
Wachovia Securities October 2007 - May 2009
A.G. Edwards January 1998 - October 2007
Bank One June 1995 - January 1998
Skills
Retirement Planning, Investments, Strategic Financial..., Series 7, Wealth Management, Estate Planning, Investment Advisory, Asset Management, Fixed Annuities, Portfolio Management, Series 63, IRAs, Asset Managment, Series 24, 401k, 401k Rollovers, Money Management, Managed Money, Wealth, Financial Services, Financial Planning, Mutual Funds, Finance
Education
College for Financial Planning 2014 — 2016
Certified Financial Planner, Financial Planning and Services
University of Kentucky 1990 — 1995
Bachelors, Business Administration / Finance
Paul G. Blazer High School 1986 — 1990
Legacy Wealth Management, KY May 2009 - Present
Wachovia Securities October 2007 - May 2009
A.G. Edwards January 1998 - October 2007
Bank One June 1995 - January 1998
Skills
Retirement Planning, Investments, Strategic Financial..., Series 7, Wealth Management, Estate Planning, Investment Advisory, Asset Management, Fixed Annuities, Portfolio Management, Series 63, IRAs, Asset Managment, Series 24, 401k, 401k Rollovers, Money Management, Managed Money, Wealth, Financial Services, Financial Planning, Mutual Funds, Finance
Education
College for Financial Planning 2014 — 2016
Certified Financial Planner, Financial Planning and Services
University of Kentucky 1990 — 1995
Bachelors, Business Administration / Finance
Paul G. Blazer High School 1986 — 1990
Brian Kroll Brian Kroll's Wachovia Securities Experience July 1995 - October 2002
Job Vice President of Sales at Hollis Cobb Associates
Industry Hospital & Health Care
Experience
Hollis Cobb Associates June 2015 - Present
Medical Data Systems May 2014 - June 2015
SSI Revenue Cycle Services April 2012 - May 2014
BlueCross BlueShield of SC September 2008 - April 2012
Citi Home Equity September 2004 - February 2008
RBC Mortgage Wholesale October 2002 - September 2004
Wachovia Securities July 1995 - October 2002
Skills
Strategic Planning, Forecasting, Sales, Management, Marketing, Financial Analysis, Insurance, Budgets, Product Development, Training, Managed Care, Email Marketing, Healthcare Industry, Healthcare, Medicare
Education
Clemson University 1990 — 1994
BS, Financial Management
Hollis Cobb Associates June 2015 - Present
Medical Data Systems May 2014 - June 2015
SSI Revenue Cycle Services April 2012 - May 2014
BlueCross BlueShield of SC September 2008 - April 2012
Citi Home Equity September 2004 - February 2008
RBC Mortgage Wholesale October 2002 - September 2004
Wachovia Securities July 1995 - October 2002
Skills
Strategic Planning, Forecasting, Sales, Management, Marketing, Financial Analysis, Insurance, Budgets, Product Development, Training, Managed Care, Email Marketing, Healthcare Industry, Healthcare, Medicare
Education
Clemson University 1990 — 1994
BS, Financial Management
Jake Lubel Jake Lubel's Wachovia Securities Experience June 2006 - June 2008
Job Analyst at Loews Corp.
Industry Investment Management
Experience
Loews Corp. July 2014 - Present
T. Rowe Price August 2013 - June 2014
GMT Capital June 2012 - August 2012
T. Rowe Price July 2008 - July 2011
Wachovia Securities June 2006 - June 2008
Keane Capital Mangement June 2005 - August 2005
Education
Columbia University - Columbia Business School 2011 — 2013
MBA, Applied Value Investing Program
Guilford College 2002 — 2006
BA, Economics, Business Management
Loews Corp. July 2014 - Present
T. Rowe Price August 2013 - June 2014
GMT Capital June 2012 - August 2012
T. Rowe Price July 2008 - July 2011
Wachovia Securities June 2006 - June 2008
Keane Capital Mangement June 2005 - August 2005
Education
Columbia University - Columbia Business School 2011 — 2013
MBA, Applied Value Investing Program
Guilford College 2002 — 2006
BA, Economics, Business Management
Phil Mahoney Phil Mahoney's Wachovia Securities Experience April 2000 - April 2002
Job Financial Advisor
Industry Investment Management
Experience
Plymouth Rock Financial August 2013 - Present
Cohasset School District August 2012 - August 2013
Wedbush Securities March 2009 - February 2012
Pacific Growth Equities October 2004 - March 2009
BB&T Capital Markets April 2002 - October 2004
United States Marine Corps May 1991 - December 2002
Wachovia Securities April 2000 - April 2002
Bear Stearns April 1998 - April 2000
Skills
Finance, Retirement Planning, Mutual Funds, Wealth Management, Estate Planning, Variable Annuities, Fixed Annuities, Life Insurance, Health Insurance, Equities, Fixed Income, Hedge Funds, Bloomberg, Series 7, Investments, Equity Trading, Securities, Trading, Strategic Planning, Series 63, Asset Management, Leadership, Alternative Investments
Education
Cornell University 1987 — 1991
Bachelor of Arts (B.A.), History
Plymouth Rock Financial August 2013 - Present
Cohasset School District August 2012 - August 2013
Wedbush Securities March 2009 - February 2012
Pacific Growth Equities October 2004 - March 2009
BB&T Capital Markets April 2002 - October 2004
United States Marine Corps May 1991 - December 2002
Wachovia Securities April 2000 - April 2002
Bear Stearns April 1998 - April 2000
Skills
Finance, Retirement Planning, Mutual Funds, Wealth Management, Estate Planning, Variable Annuities, Fixed Annuities, Life Insurance, Health Insurance, Equities, Fixed Income, Hedge Funds, Bloomberg, Series 7, Investments, Equity Trading, Securities, Trading, Strategic Planning, Series 63, Asset Management, Leadership, Alternative Investments
Education
Cornell University 1987 — 1991
Bachelor of Arts (B.A.), History
Jason Levy Jason Levy's Wachovia Securities Experience June 2007 - September 2009
Job Associate, Private Equity at Alinda Capital Partners LLC
Industry Venture Capital & Private Equity
Experience
Alinda Capital Partners LLC May 2015 - Present
GE Capital, Energy Financial Services July 2013 - May 2015
Warburg Pincus January 2013 - May 2013
GE Capital, Energy Financial Services June 2012 - August 2012
Habitat for Humanity September 2009 - June 2011
Wachovia Securities June 2007 - September 2009
Sanabe and Associates July 2006 - January 2007
Skills
Private Equity, Valuation, Mergers, Investment Banking, Financial Modeling, Project Finance, Renewable Energy, Power Generation, Energy, Mergers & Acquisitions, Equities, LBO, Investments, Corporate Finance, DCF, Analysis, Financial Analysis, Due Diligence
Education
Columbia University - Columbia Business School 2011 — 2013
MBA with Honors, Dean's List & Columbia Business School Merit Fellowship Recipient
Baruch College 2004 — 2007
BBA, Finance, Mathematics and Accounting, Summa Cum Laude; Top 2% of Class
Hofstra University 2002 — 2003
Finance
Staten Island Tech High School 1998 — 2002
Alinda Capital Partners LLC May 2015 - Present
GE Capital, Energy Financial Services July 2013 - May 2015
Warburg Pincus January 2013 - May 2013
GE Capital, Energy Financial Services June 2012 - August 2012
Habitat for Humanity September 2009 - June 2011
Wachovia Securities June 2007 - September 2009
Sanabe and Associates July 2006 - January 2007
Skills
Private Equity, Valuation, Mergers, Investment Banking, Financial Modeling, Project Finance, Renewable Energy, Power Generation, Energy, Mergers & Acquisitions, Equities, LBO, Investments, Corporate Finance, DCF, Analysis, Financial Analysis, Due Diligence
Education
Columbia University - Columbia Business School 2011 — 2013
MBA with Honors, Dean's List & Columbia Business School Merit Fellowship Recipient
Baruch College 2004 — 2007
BBA, Finance, Mathematics and Accounting, Summa Cum Laude; Top 2% of Class
Hofstra University 2002 — 2003
Finance
Staten Island Tech High School 1998 — 2002
Lu Yan, CFA, FRM Lu Yan, CFA, FRM's Wachovia Securities Experience November 2005 - July 2008
Job Quantitative Finance and Risk Management
Industry Investment Management
Experience
Emory University April 2013 - Present
Global Endowment Management July 2008 - March 2013
Wachovia Securities November 2005 - July 2008
Capital One Financial Services August 2003 - November 2005
Government of Singapore Investment Corporation May 2001 - August 2001
Singapore Armed Forces January 1998 - May 2000
Education
Stanford University 2002 — 2003
MSc, Management Science and Engineering
Cornell University 2000 — 2002
BSc, Operations Research and Industrial Engineering
Emory University April 2013 - Present
Global Endowment Management July 2008 - March 2013
Wachovia Securities November 2005 - July 2008
Capital One Financial Services August 2003 - November 2005
Government of Singapore Investment Corporation May 2001 - August 2001
Singapore Armed Forces January 1998 - May 2000
Education
Stanford University 2002 — 2003
MSc, Management Science and Engineering
Cornell University 2000 — 2002
BSc, Operations Research and Industrial Engineering
Elyzabeth Morgan Elyzabeth Morgan's Wachovia Securities Experience June 2003 - January 2007
Job Case Manager at Genworth Financial Trust Company
Industry Financial Services
Experience
Genworth Financial Trust Company July 2007 - February 2013
Wachovia Securities June 2003 - January 2007
Northwestern Mutual April 2002 - May 2003
Charles Schwab January 1993 - January 2002
Skills
Operations Management, Process Improvement, Regulatory Requirements, Personnel Supervision, Series 7, Series 63, New Product..., Positive Team Player, Team Leadership, Equity Trading, Options Strategies, Suitability, Trade Compliance, Financial Risk, Compliance, Investment Brokerage, Personal Financial..., Asset Allocation, Service Delivery, Client Education, Change Management, Project Coordination, Building New Business, Establishing New..., Customer Retention, Call Center..., Staff Management, Social Networking, Customer Service, Cashiering, Microsoft Office, Microsoft Excel, Microsoft Word, Love to Cook, Home Improvement, Computer Games, Securities, FINRA, Financial Services, Risk Management, Leadership, Mutual Funds, Investments
Education
University of Colorado at Boulder
University of Colorado at Denver
Colorado Mountain College
Genworth Financial Trust Company July 2007 - February 2013
Wachovia Securities June 2003 - January 2007
Northwestern Mutual April 2002 - May 2003
Charles Schwab January 1993 - January 2002
Skills
Operations Management, Process Improvement, Regulatory Requirements, Personnel Supervision, Series 7, Series 63, New Product..., Positive Team Player, Team Leadership, Equity Trading, Options Strategies, Suitability, Trade Compliance, Financial Risk, Compliance, Investment Brokerage, Personal Financial..., Asset Allocation, Service Delivery, Client Education, Change Management, Project Coordination, Building New Business, Establishing New..., Customer Retention, Call Center..., Staff Management, Social Networking, Customer Service, Cashiering, Microsoft Office, Microsoft Excel, Microsoft Word, Love to Cook, Home Improvement, Computer Games, Securities, FINRA, Financial Services, Risk Management, Leadership, Mutual Funds, Investments
Education
University of Colorado at Boulder
University of Colorado at Denver
Colorado Mountain College
CHRISTINE A. KAUFMAN's Wachovia Securities Experience 2006 - 2007
Job Compliance Specialist at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC September 2013 - Present
Wells Fargo Advisors 2008 - September 2013
Wells Fargo Advisors 2007 - 2008
Wachovia Securities 2006 - 2007
Wachovia Securities 1997 - 2006
Principal Financial Securities 1995 - 1996
Education
College of Lake County
Diploma, Accounting/Payroll
Wells Fargo Advisors, LLC September 2013 - Present
Wells Fargo Advisors 2008 - September 2013
Wells Fargo Advisors 2007 - 2008
Wachovia Securities 2006 - 2007
Wachovia Securities 1997 - 2006
Principal Financial Securities 1995 - 1996
Education
College of Lake County
Diploma, Accounting/Payroll
David Bufton David Bufton's Wachovia Securities Experience 1996 - 2002
Job Sr. Energy Auditor at Global Efficient Energy
Industry Consumer Services
Experience
Global Efficient Energy 2014 - Present
Total Wine & More 2010 - March 2014
LDB Capital, Inc. 2002 - 2010
Wachovia Securities 1996 - 2002
Royal Bank of Canada 1988 - 1996
Skills
Risk Management, Capital Markets, Mergers & Acquisitions, Sales, Mergers, Management, Financial Advisory, Asset, Commercial Lending, Business Development, Finance, Real Estate, Loans, Investment Banking, Food & Beverage, Sales Management, Construction Management, Wine & Spirits Industry, Wine Tasting, Fine Dining, Retail Category..., Banking, Leadership, Portfolio Management
Education
Concordia University 1981 — 1985
Bachelor of Arts (B.A.), Economic-Geography
Chambly County High School 1975 — 1977
Sec V, Social Sciences
Global Efficient Energy 2014 - Present
Total Wine & More 2010 - March 2014
LDB Capital, Inc. 2002 - 2010
Wachovia Securities 1996 - 2002
Royal Bank of Canada 1988 - 1996
Skills
Risk Management, Capital Markets, Mergers & Acquisitions, Sales, Mergers, Management, Financial Advisory, Asset, Commercial Lending, Business Development, Finance, Real Estate, Loans, Investment Banking, Food & Beverage, Sales Management, Construction Management, Wine & Spirits Industry, Wine Tasting, Fine Dining, Retail Category..., Banking, Leadership, Portfolio Management
Education
Concordia University 1981 — 1985
Bachelor of Arts (B.A.), Economic-Geography
Chambly County High School 1975 — 1977
Sec V, Social Sciences
Peter Benedict Peter Benedict's Wachovia Securities Experience 2006 - 2009
Job Managing Director Equity Research at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. April 2009 - Present
Wachovia Securities 2006 - 2009
CIBC World Markets 1997 - 2006
Merrill Lynch 1992 - 1994
Skills
Valuation, Equities, Equity Research, Financial Modeling, Investments, Capital Markets, Hedge Funds, Equity Valuation
Education
Columbia Business School 1994 — 1996
Master of Business Administration (MBA), Finance, General
Middlebury College 1987 — 1991
Bachelor of Arts (B.A.), Economics / Classical Civilization
Robert W. Baird & Co. April 2009 - Present
Wachovia Securities 2006 - 2009
CIBC World Markets 1997 - 2006
Merrill Lynch 1992 - 1994
Skills
Valuation, Equities, Equity Research, Financial Modeling, Investments, Capital Markets, Hedge Funds, Equity Valuation
Education
Columbia Business School 1994 — 1996
Master of Business Administration (MBA), Finance, General
Middlebury College 1987 — 1991
Bachelor of Arts (B.A.), Economics / Classical Civilization
Alan W. Hess Alan W. Hess's Wachovia Securities Experience June 2006 - September 2006
Job Research Associate
Industry Financial Services
Experience
Strategic Insight September 2010 - Present
Virginia Auto Auction February 2010 - February 2012
PRIM&R October 2011 - November 2011
Department of Commerce June 2008 - September 2008
Rassias Foundation January 2006 - July 2007
International Hospital for Children March 2007 - May 2007
Wachovia Securities June 2006 - September 2006
Skills
Mutual Funds, Alternative Investments, Asset Managment, Investments, Financial Modeling, Financial Services
Education
Dartmouth College 2005 — 2009
B.A., Economics; Government; German
Collegiate School 1993 — 2005
Strategic Insight September 2010 - Present
Virginia Auto Auction February 2010 - February 2012
PRIM&R October 2011 - November 2011
Department of Commerce June 2008 - September 2008
Rassias Foundation January 2006 - July 2007
International Hospital for Children March 2007 - May 2007
Wachovia Securities June 2006 - September 2006
Skills
Mutual Funds, Alternative Investments, Asset Managment, Investments, Financial Modeling, Financial Services
Education
Dartmouth College 2005 — 2009
B.A., Economics; Government; German
Collegiate School 1993 — 2005
Brett Alison Brett Alison's Wachovia Securities Experience August 2000 - May 2006
Job Vice President at J.P.Morgan Securities
Industry Investment Management
Experience
J.P. Morgan May 2006 - Present
Wachovia Securities August 2000 - May 2006
VarsityBooks.com October 1999 - May 2000
VarsityPlanet.com May 1999 - August 1999
College of Charleston August 1997 - May 1998
Prudential Securities Inc. May 1997 - August 1997
Thompson and McCarthy Inc. May 1996 - August 1996
Skills
Investments, Asset Allocation, Investment Advisory, Investment Strategies, Securities, Portfolio Management, Asset Management, Series 7, Wealth Management, Retirement, 401k, Mutual Funds, Retirement Planning, Alternative Investments, ESOP Team, Business Loans, Business Liquidity, Banking, Mortgage Lending, Wealth Preservation...
Education
College of Charleston 1995 — 2000
Bachelor of Science, School of Business - Focus on Economics & Marketing
Woodward Academy 1991 — 1995
Highschool
Holy Innocents Episcopal School 1980 — 1990
J.P. Morgan May 2006 - Present
Wachovia Securities August 2000 - May 2006
VarsityBooks.com October 1999 - May 2000
VarsityPlanet.com May 1999 - August 1999
College of Charleston August 1997 - May 1998
Prudential Securities Inc. May 1997 - August 1997
Thompson and McCarthy Inc. May 1996 - August 1996
Skills
Investments, Asset Allocation, Investment Advisory, Investment Strategies, Securities, Portfolio Management, Asset Management, Series 7, Wealth Management, Retirement, 401k, Mutual Funds, Retirement Planning, Alternative Investments, ESOP Team, Business Loans, Business Liquidity, Banking, Mortgage Lending, Wealth Preservation...
Education
College of Charleston 1995 — 2000
Bachelor of Science, School of Business - Focus on Economics & Marketing
Woodward Academy 1991 — 1995
Highschool
Holy Innocents Episcopal School 1980 — 1990
Charles Ludwig Charles Ludwig's Wachovia Securities Experience 2007 - 2009
Job Consultant at Experis Corporation
Industry Financial Services
Experience
Experis September 2015 - Present
Veredus Corporation June 2013 - April 2015
Pyramid Consulting 2012 - June 2013
Technosoft Corporation 2011 - 2012
Pyramid Consulting 2009 - 2011
Wachovia Securities 2007 - 2009
Keane, Inc. 2003 - 2007
Budget Car Rental 2001 - 2003
QuadraMed 2000 - 2001
Freddie Mac 1994 - 2000
Skills
SOA, Integration, Agile, ERP, Strategic Planning, Solution Design, Mortgage Banking, Credit Card Processing, Fraud Prevention, Credit Risk, Coaching, PMP, Business Analysis, SDLC, Visio, Requirements Gathering, PMO, Data Warehousing, Project Portfolio..., ETL, MS Project, Agile Project Management, Project Planning, Business Intelligence, Vendor Management, Change Management, Business Process..., IT Management, Process Engineering, Resource Management, Process Improvement, Systems Analysis, Business Management, Six Sigma, EAI, Risk Management, Outsourcing, Software Project..., Requirements Analysis, Team Building, Scrum, Business Process, Agile Methodologies, Solution Architecture, Strategy, Cross-functional Team..., Management, Microsoft Project
Education
Clarion University of Pennsylvania 1979 — 1983
BSBA, Accounting / Information Systems
Clarion University of Pennsylvania 1983 — 1985
MBA, Accounting / Information Systems
PMP Certification 2003 — 2003
Six Sigma Green Belt Certification 2012 — 2012
Certified Agile Scrum Master 2013 — 2013
Experis September 2015 - Present
Veredus Corporation June 2013 - April 2015
Pyramid Consulting 2012 - June 2013
Technosoft Corporation 2011 - 2012
Pyramid Consulting 2009 - 2011
Wachovia Securities 2007 - 2009
Keane, Inc. 2003 - 2007
Budget Car Rental 2001 - 2003
QuadraMed 2000 - 2001
Freddie Mac 1994 - 2000
Skills
SOA, Integration, Agile, ERP, Strategic Planning, Solution Design, Mortgage Banking, Credit Card Processing, Fraud Prevention, Credit Risk, Coaching, PMP, Business Analysis, SDLC, Visio, Requirements Gathering, PMO, Data Warehousing, Project Portfolio..., ETL, MS Project, Agile Project Management, Project Planning, Business Intelligence, Vendor Management, Change Management, Business Process..., IT Management, Process Engineering, Resource Management, Process Improvement, Systems Analysis, Business Management, Six Sigma, EAI, Risk Management, Outsourcing, Software Project..., Requirements Analysis, Team Building, Scrum, Business Process, Agile Methodologies, Solution Architecture, Strategy, Cross-functional Team..., Management, Microsoft Project
Education
Clarion University of Pennsylvania 1979 — 1983
BSBA, Accounting / Information Systems
Clarion University of Pennsylvania 1983 — 1985
MBA, Accounting / Information Systems
PMP Certification 2003 — 2003
Six Sigma Green Belt Certification 2012 — 2012
Certified Agile Scrum Master 2013 — 2013
Shiloh Bates's Wachovia Securities Experience 1998 - 1999
Job Head of Structured Products at BDCA Adviser
Industry Financial Services
Experience
BDCA Adviser April 2012 - Present
Canaras Capital Management February 2010 - April 2012
Four Corners Capital Management October 2001 - April 2006
ING Capital January 2000 - October 2001
Wachovia Securities 1998 - 1999
Skills
Fixed Income, Hedge Funds, Alternative Investments, Structured Finance, High Yield, Capital Markets, Financial Modeling, CLO, Leveraged Finance, Credit Analysis, Portfolio Management, Structured Products, Bloomberg, High Yield Bonds, Derivatives, Credit Derivatives, Bonds, Trading, Equities, Valuation
Education
Columbia University in the City of New York 2008 — 2009
MA, Statistics
The University of Chicago
MA, Financial Math
Harvard University, John F. Kennedy School of Government 1996 — 1998
MPP, Public Policy
Virginia Polytechnic Institute and State University 1992 — 1996
BA, Political Science
BDCA Adviser April 2012 - Present
Canaras Capital Management February 2010 - April 2012
Four Corners Capital Management October 2001 - April 2006
ING Capital January 2000 - October 2001
Wachovia Securities 1998 - 1999
Skills
Fixed Income, Hedge Funds, Alternative Investments, Structured Finance, High Yield, Capital Markets, Financial Modeling, CLO, Leveraged Finance, Credit Analysis, Portfolio Management, Structured Products, Bloomberg, High Yield Bonds, Derivatives, Credit Derivatives, Bonds, Trading, Equities, Valuation
Education
Columbia University in the City of New York 2008 — 2009
MA, Statistics
The University of Chicago
MA, Financial Math
Harvard University, John F. Kennedy School of Government 1996 — 1998
MPP, Public Policy
Virginia Polytechnic Institute and State University 1992 — 1996
BA, Political Science
Evan Crandall Evan Crandall's Wachovia Securities Experience June 2006 - June 2008
Job Associate at Starwood Capital Group
Industry Venture Capital & Private Equity
Experience
Starwood Capital Group 2009 - Present
Wachovia Securities June 2006 - June 2008
General Dynamics January 2005 - August 2005
Skills
Real Estate Finance, Real Estate Investment, Real Estate Development, Valuation, Hospitality Industry, Restaurant Investment, Brand Development, Investments, Contract Negotiation, Market Analysis, Joint Ventures, Restaurants, Mergers, Investment Properties, Financial Analysis, Finance, Real Estate Transactions, Due Diligence, Asset Managment, Real Estate Private..., Disposition, Portfolio Management, Financial Modeling, Mergers & Acquisitions, Corporate Real Estate, Commercial Real Estate, Real Estate Financing, Real Estate Economics, Retail, Investment Banking, Leases, Real Estate, Private Equity, Hotels, Resorts, Capital Markets, Property Management, Acquisitions, Corporate Finance, Budgets, Management, Financial Structuring
Education
Cornell University 2002 — 2006
Bachelor of Science (B.S.), Mechanical & Aerospace Engineering
Starwood Capital Group 2009 - Present
Wachovia Securities June 2006 - June 2008
General Dynamics January 2005 - August 2005
Skills
Real Estate Finance, Real Estate Investment, Real Estate Development, Valuation, Hospitality Industry, Restaurant Investment, Brand Development, Investments, Contract Negotiation, Market Analysis, Joint Ventures, Restaurants, Mergers, Investment Properties, Financial Analysis, Finance, Real Estate Transactions, Due Diligence, Asset Managment, Real Estate Private..., Disposition, Portfolio Management, Financial Modeling, Mergers & Acquisitions, Corporate Real Estate, Commercial Real Estate, Real Estate Financing, Real Estate Economics, Retail, Investment Banking, Leases, Real Estate, Private Equity, Hotels, Resorts, Capital Markets, Property Management, Acquisitions, Corporate Finance, Budgets, Management, Financial Structuring
Education
Cornell University 2002 — 2006
Bachelor of Science (B.S.), Mechanical & Aerospace Engineering
Alex Winks's Wachovia Securities Experience 2007 - 2008
Job CFO at Paulson Investment Co.
Industry Financial Services
Experience
Paulson Investment Co. July 2015 - Present
Advanced Equities 2014 - 2015
JPMorgan Chase & Co. 2013 - 2014
Advanced Equities 2011 - 2013
Advanced Equities 2008 - 2011
Wachovia Securities 2007 - 2008
Morgan Stanley 2006 - 2006
Skills
Fund Accounting, Financial Analysis, Financial Modeling, Series 7, Microsoft Excel, QuickBooks, Valuation, FINRA, SEC filings, Financial Reporting, Securities Regulation, Access, Investran, Capital IQ, Financial Audits, Partnership Tax Returns, Uniform Combined State..., Series 66, Salesforce.com, Compliance11, Fund Administration, Return on Investment..., Operating Agreements, Bridge Loans, Capital Calls, Sungard, Series 27
Education
Virginia Commonwealth University - School of Business 2008 — 2010
Master of Business Administration, Concentration in Investments
College of Charleston 2003 — 2007
Bachelor of Science, Business Administration with a Concentration in Finance
Paulson Investment Co. July 2015 - Present
Advanced Equities 2014 - 2015
JPMorgan Chase & Co. 2013 - 2014
Advanced Equities 2011 - 2013
Advanced Equities 2008 - 2011
Wachovia Securities 2007 - 2008
Morgan Stanley 2006 - 2006
Skills
Fund Accounting, Financial Analysis, Financial Modeling, Series 7, Microsoft Excel, QuickBooks, Valuation, FINRA, SEC filings, Financial Reporting, Securities Regulation, Access, Investran, Capital IQ, Financial Audits, Partnership Tax Returns, Uniform Combined State..., Series 66, Salesforce.com, Compliance11, Fund Administration, Return on Investment..., Operating Agreements, Bridge Loans, Capital Calls, Sungard, Series 27
Education
Virginia Commonwealth University - School of Business 2008 — 2010
Master of Business Administration, Concentration in Investments
College of Charleston 2003 — 2007
Bachelor of Science, Business Administration with a Concentration in Finance
Paul (Zeke) Bennett Jr Paul (Zeke) Bennett Jr's Wachovia Securities Experience March 2001 - March 2005
Job Registered Principal at Vista Wealth Management
Industry Investment Management
Experience
Vista Wealth Management October 2010 - Present
Carolina First Bank April 2005 - September 2010
Wachovia Securities March 2001 - March 2005
John Hancock Financial Services 1993 - 2001
Education
College of Charleston 1988 — 1993
Bachelor of Science, Business Administration
Dreher High School 1984 — 1988
Vista Wealth Management October 2010 - Present
Carolina First Bank April 2005 - September 2010
Wachovia Securities March 2001 - March 2005
John Hancock Financial Services 1993 - 2001
Education
College of Charleston 1988 — 1993
Bachelor of Science, Business Administration
Dreher High School 1984 — 1988
Adam Kramer Adam Kramer's Wachovia Securities Experience 2004 - 2006
Job Research Analyst at LionEye Capital Management
Industry Investment Management
Experience
LionEye Capital Management 2013 - Present
Scoggin Capital Management, LP II November 2011 - 2012
Permian Investment Partners May 2011 - August 2011
Turtle Creek Capital Management 2008 - 2010
Ares Management 2006 - 2008
Wachovia Securities 2004 - 2006
Skills
Investment Banking, Equities, Valuation, Investments, Financial Modeling, Private Equity, Bloomberg, Hedge Funds, LBO, Capital Markets, Portfolio Management, Due Diligence, Asset Management
Education
Columbia University - Columbia Business School 2010 — 2012
MBA, Value Investing Program
Emory University - Goizueta Business School 2000 — 2004
BBA, Finance
LionEye Capital Management 2013 - Present
Scoggin Capital Management, LP II November 2011 - 2012
Permian Investment Partners May 2011 - August 2011
Turtle Creek Capital Management 2008 - 2010
Ares Management 2006 - 2008
Wachovia Securities 2004 - 2006
Skills
Investment Banking, Equities, Valuation, Investments, Financial Modeling, Private Equity, Bloomberg, Hedge Funds, LBO, Capital Markets, Portfolio Management, Due Diligence, Asset Management
Education
Columbia University - Columbia Business School 2010 — 2012
MBA, Value Investing Program
Emory University - Goizueta Business School 2000 — 2004
BBA, Finance
Mary L. Beets Mary L. Beets's Wachovia Securities Experience April 1999 - January 2009
Job Vice President Investment Officer, CERTIFIED FINANCIAL PLANNER ™ at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2009 - Present
Wachovia Securities April 1999 - January 2009
Interstate Johnson Lane January 1999 - April 1999
Dean Witter Reynolds Inc. June 1997 - December 1998
Merrill Lynch January 1996 - June 1997
Skills
Life Cycle Planning, Investment Strategies, Securities, Insurance Planning, Estate Planning..., Financial Advisory, Retirement Planning
Education
Coastal Carolina University 1993 — 1997
Bachelor of Applied Science (B.A.Sc.), Finance, General
Roane State Community College 1981 — 1984
Associate's degree, Business Administration and Management, General
Wells Fargo Advisors, LLC January 2009 - Present
Wachovia Securities April 1999 - January 2009
Interstate Johnson Lane January 1999 - April 1999
Dean Witter Reynolds Inc. June 1997 - December 1998
Merrill Lynch January 1996 - June 1997
Skills
Life Cycle Planning, Investment Strategies, Securities, Insurance Planning, Estate Planning..., Financial Advisory, Retirement Planning
Education
Coastal Carolina University 1993 — 1997
Bachelor of Applied Science (B.A.Sc.), Finance, General
Roane State Community College 1981 — 1984
Associate's degree, Business Administration and Management, General
Henry Glasheen Henry Glasheen's Wachovia Securities Experience August 1998 - November 2005
Job Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities November 2005 - April 2015
Wachovia Securities August 1998 - November 2005
Morgan Stanley March 1993 - August 1998
Skills
Asset Management, Series 7, Wealth Management, Risk Management, Investments, Securities, Financial Planning, Portfolio Management, Estate Planning, Equities, Fixed Income, Market Research, Financial Markets, Financial Modeling, Banking, Retirement Planning, Asset Allocation, Mutual Funds, Retirement, Capital Markets, Strategic Financial..., Asset Managment, Financial Analysis, Financial Advisory, Investment Advisory, Investment Strategies, Uniform Combined State..., Alternative Investments, Fixed Annuities, Investment Management, Series 63, Financial Services, 401k
Education
University of Utah - David Eccles School of Business 2001 — 2002
Finance, Accounting, Marketing
Columbia University in the City of New York 1983 — 1985
BA, Political Science
Syracuse University 1980 — 1983
Political Science, Biology
Wedbush Securities November 2005 - April 2015
Wachovia Securities August 1998 - November 2005
Morgan Stanley March 1993 - August 1998
Skills
Asset Management, Series 7, Wealth Management, Risk Management, Investments, Securities, Financial Planning, Portfolio Management, Estate Planning, Equities, Fixed Income, Market Research, Financial Markets, Financial Modeling, Banking, Retirement Planning, Asset Allocation, Mutual Funds, Retirement, Capital Markets, Strategic Financial..., Asset Managment, Financial Analysis, Financial Advisory, Investment Advisory, Investment Strategies, Uniform Combined State..., Alternative Investments, Fixed Annuities, Investment Management, Series 63, Financial Services, 401k
Education
University of Utah - David Eccles School of Business 2001 — 2002
Finance, Accounting, Marketing
Columbia University in the City of New York 1983 — 1985
BA, Political Science
Syracuse University 1980 — 1983
Political Science, Biology
Catherine Tome Catherine Tome's Wachovia Securities Experience September 2003 - January 2004
Job Senior Accounting Specialist
Industry Accounting
Experience
Rehmann September 2012 - Present
Henderson & Associates, P.C January 2004 - August 2012
Wachovia Securities September 2003 - January 2004
Simplified Accounting & Tax Services March 2000 - September 2003
Skills
Payroll, Accounting, QuickBooks, Auditing, Bookkeeping, Bank Reconciliation, Financial Reporting, General Ledger, Financial Statements, Payroll Taxes, Peachtree
Education
Davenport University
Bachelor of Business Administration, Accounting Information Management
Davenport University
Associate, Applied Science - Accounting
Grand Ledge High School
High School Diploma; Graduate
Rehmann September 2012 - Present
Henderson & Associates, P.C January 2004 - August 2012
Wachovia Securities September 2003 - January 2004
Simplified Accounting & Tax Services March 2000 - September 2003
Skills
Payroll, Accounting, QuickBooks, Auditing, Bookkeeping, Bank Reconciliation, Financial Reporting, General Ledger, Financial Statements, Payroll Taxes, Peachtree
Education
Davenport University
Bachelor of Business Administration, Accounting Information Management
Davenport University
Associate, Applied Science - Accounting
Grand Ledge High School
High School Diploma; Graduate
Rick Balmaseda, CFP® Rick Balmaseda, CFP®'s Wachovia Securities Experience January 2003 - January 2008
Job Investing Experience for over 33 years
Industry Investment Management
Experience
Benjamin F. Edwards & Co. February 2011 - Present
Wells Fargo Advisors January 2008 - February 2011
Wachovia Securities January 2003 - January 2008
Prudential Securities March 1984 - January 2003
Moseley,Hallgarten,Estabrook, and Weeden, Inc. August 1981 - March 1984
Skills
Retirement Income..., Retirement Planning, Wealth Management
Education
Colgate University 1976 — 1980
Social Relations
Benjamin F. Edwards & Co. February 2011 - Present
Wells Fargo Advisors January 2008 - February 2011
Wachovia Securities January 2003 - January 2008
Prudential Securities March 1984 - January 2003
Moseley,Hallgarten,Estabrook, and Weeden, Inc. August 1981 - March 1984
Skills
Retirement Income..., Retirement Planning, Wealth Management
Education
Colgate University 1976 — 1980
Social Relations
Chris Ullrich Chris Ullrich's Wachovia Securities Experience 2003 - 2006
Job Managing Director at Wells Fargo Securities
Industry Investment Banking
Experience
Wells Fargo Securities 2010 - Present
Wells Fargo Corporation 2009 - 2010
Wachovia Corporation 2006 - 2008
Wachovia Securities 2003 - 2006
Wachovia Securities 1998 - 2003
UBS Investment Bank August 1994 - July 1998
The Bank of New York/Irving Trust Company August 1984 - July 1994
Skills
Mergers & Acquisitions, Finance, Capital Markets, Restructuring, Private Equity, Valuation
Education
Columbia University - Columbia Business School 1989 — 1991
MBA
Hamilton College 1980 — 1984
BA, History, Economics
Wells Fargo Securities 2010 - Present
Wells Fargo Corporation 2009 - 2010
Wachovia Corporation 2006 - 2008
Wachovia Securities 2003 - 2006
Wachovia Securities 1998 - 2003
UBS Investment Bank August 1994 - July 1998
The Bank of New York/Irving Trust Company August 1984 - July 1994
Skills
Mergers & Acquisitions, Finance, Capital Markets, Restructuring, Private Equity, Valuation
Education
Columbia University - Columbia Business School 1989 — 1991
MBA
Hamilton College 1980 — 1984
BA, History, Economics
Erin Whitehead Jessen Erin Whitehead Jessen's Wachovia Securities Experience 2006 - 2007
Job Agent at American Family Insurance
Industry Insurance
Experience
American Family Insurance September 2009 - Present
American Transport Group, LLC July 2008 - August 2009
UBS Financial Services February 2007 - July 2008
UBS Wealth Management 2007 - 2008
Wachovia Securities 2006 - 2007
Skills
Business Development, Insurance, Sales, Customer Service, Strategic Planning, Marketing, Team Building, Risk Management, Sales Management, Leadership, Liability, Account Management, Claim, Negotiation, Management
Education
Concordia University Chicago 2014 — 2015
Master's degree, Kinesiology and Exercise Science
Elmhurst College 2004 — 2006
Bachelors of Science, Finance
Lynn University 2002 — 2003
n/a, finanace
American Family Insurance September 2009 - Present
American Transport Group, LLC July 2008 - August 2009
UBS Financial Services February 2007 - July 2008
UBS Wealth Management 2007 - 2008
Wachovia Securities 2006 - 2007
Skills
Business Development, Insurance, Sales, Customer Service, Strategic Planning, Marketing, Team Building, Risk Management, Sales Management, Leadership, Liability, Account Management, Claim, Negotiation, Management
Education
Concordia University Chicago 2014 — 2015
Master's degree, Kinesiology and Exercise Science
Elmhurst College 2004 — 2006
Bachelors of Science, Finance
Lynn University 2002 — 2003
n/a, finanace
Shebna Olsen Shebna Olsen's Wachovia Securities Experience April 2001 - October 2008
Job Vice PresidentPrivate Client Advisor at JPMorgan Chase Bank N.A.
Industry Financial Services
Experience
JPMorgan Chase Bank, N.A. January 2013 - Present
HSBC April 2012 - January 2013
HSBC October 2008 - April 2012
Wachovia Securities April 2001 - October 2008
Morgan Stanley June 1998 - April 2001
Education
Columbia University - School of International and Public Affairs 2006 — 2008
Master, International Finance/Management
Columbia University in the City of New York 2003 — 2006
Bachelor of Arts, Economics
JPMorgan Chase Bank, N.A. January 2013 - Present
HSBC April 2012 - January 2013
HSBC October 2008 - April 2012
Wachovia Securities April 2001 - October 2008
Morgan Stanley June 1998 - April 2001
Education
Columbia University - School of International and Public Affairs 2006 — 2008
Master, International Finance/Management
Columbia University in the City of New York 2003 — 2006
Bachelor of Arts, Economics
Raymond Norman, CRPC® Raymond Norman, CRPC®'s Wachovia Securities Experience November 2007 - June 2010
Job Financial Advisor & Chartered Retirement Planning Counselor
Industry Financial Services
Experience
James I Black & Co. February 2013 - Present
The Learning Resource Center of Polk County "LRC" July 2011 - Present
Investment / Banking Professional February 2012 - March 2013
Morgan Stanley Smith Barney May 2010 - February 2012
Wachovia Securities November 2007 - June 2010
Wachovia, A Wells Fargo Company November 2007 - May 2010
Skills
Insurance, Investments, Succession Planning, Charities, Liabilities, Wealth Management, Retirement, Estate Planning, Banking, Retirement Planning, Small Business, Strategic Financial..., Financial Advisory, Financial Analysis, Loans, Communication, Board of Directors, Financial Services, Mutual Funds, Finance, Investment Advisory, Risk Management, Financial Risk, Securities, Mortgage Lending, Commercial Lending, Portfolio Management, Asset Allocation, Series 7, 401k, Credit, Credit Analysis, Fixed Annuities, Asset Management, Commercial Banking, Life Insurance, Small Business Lending, Consumer Lending, Underwriting, Relationship Management, Residential Mortgages, Retail Banking, Loan Origination, Disability Insurance, Treasury Management, Equities, Cash Management, Mortgage Banking, Investment Management, Credit Risk
Education
College for Financial Planning 2010 — 2012
CRPC®- Chartered Retirement Planning Counselor, Financial Planning
University of South Florida 2001 — 2005
BA, Finance
James I Black & Co. February 2013 - Present
The Learning Resource Center of Polk County "LRC" July 2011 - Present
Investment / Banking Professional February 2012 - March 2013
Morgan Stanley Smith Barney May 2010 - February 2012
Wachovia Securities November 2007 - June 2010
Wachovia, A Wells Fargo Company November 2007 - May 2010
Skills
Insurance, Investments, Succession Planning, Charities, Liabilities, Wealth Management, Retirement, Estate Planning, Banking, Retirement Planning, Small Business, Strategic Financial..., Financial Advisory, Financial Analysis, Loans, Communication, Board of Directors, Financial Services, Mutual Funds, Finance, Investment Advisory, Risk Management, Financial Risk, Securities, Mortgage Lending, Commercial Lending, Portfolio Management, Asset Allocation, Series 7, 401k, Credit, Credit Analysis, Fixed Annuities, Asset Management, Commercial Banking, Life Insurance, Small Business Lending, Consumer Lending, Underwriting, Relationship Management, Residential Mortgages, Retail Banking, Loan Origination, Disability Insurance, Treasury Management, Equities, Cash Management, Mortgage Banking, Investment Management, Credit Risk
Education
College for Financial Planning 2010 — 2012
CRPC®- Chartered Retirement Planning Counselor, Financial Planning
University of South Florida 2001 — 2005
BA, Finance
David Wiedenfeld, CFA, CPA David Wiedenfeld, CFA, CPA's Wachovia Securities Experience June 2007 - October 2008
Job Senior Consultant Valuations at Armanino LLP
Industry Financial Services
Experience
Armanino LLP July 2015 - Present
Strategic Valuation Group June 2012 - July 2015
Allyn M. Moskowitz, CPA August 2010 - May 2012
Wachovia Securities June 2007 - October 2008
U. North Texas, New Mexico Highlands U., Marshall U. August 1997 - May 2007
California Institute of Technology December 1992 - August 1997
Bayer May 1987 - August 1987
Skills
Financial Analysis, Financial Modeling, Investments, Asset Management, Auditing, Research, Accounting, Valuation, Due Diligence, Tax, Finance, Financial Reporting, Corporate Finance, Payroll, Private Equity, Mergers & Acquisitions, Analysis, Alternative Investments, Economics, CPA, Business Planning, Asset Allocation, Business Valuation, Corporate Tax, Strategic Financial..., Data Analysis, QuickBooks, Retirement Planning, Budgets, Hedge Funds, Entrepreneurship, Strategy, Real Estate Financing, Equity Valuation
Education
West Texas A&M University 2009 — 2010
non-degree seeking, Accounting
Columbia University in the City of New York 1987 — 1993
M.S., Ph.D., Organic Chemistry
The University of Texas at Austin 1983 — 1987
B.S., Chemistry
Plano Senior High
Armanino LLP July 2015 - Present
Strategic Valuation Group June 2012 - July 2015
Allyn M. Moskowitz, CPA August 2010 - May 2012
Wachovia Securities June 2007 - October 2008
U. North Texas, New Mexico Highlands U., Marshall U. August 1997 - May 2007
California Institute of Technology December 1992 - August 1997
Bayer May 1987 - August 1987
Skills
Financial Analysis, Financial Modeling, Investments, Asset Management, Auditing, Research, Accounting, Valuation, Due Diligence, Tax, Finance, Financial Reporting, Corporate Finance, Payroll, Private Equity, Mergers & Acquisitions, Analysis, Alternative Investments, Economics, CPA, Business Planning, Asset Allocation, Business Valuation, Corporate Tax, Strategic Financial..., Data Analysis, QuickBooks, Retirement Planning, Budgets, Hedge Funds, Entrepreneurship, Strategy, Real Estate Financing, Equity Valuation
Education
West Texas A&M University 2009 — 2010
non-degree seeking, Accounting
Columbia University in the City of New York 1987 — 1993
M.S., Ph.D., Organic Chemistry
The University of Texas at Austin 1983 — 1987
B.S., Chemistry
Plano Senior High
Diane Quinn's Wachovia Securities Experience January 2000 - April 2003
Job Bryn Mawr Trust Company
Industry Financial Services
Experience
Bryn Mawr Trust May 2015 - Present
The Bryn Mawr Trust Company November 2013 - April 2015
The Bryn Mawr Trust Company May 2012 - November 2013
Wells Fargo Private Bank November 2009 - December 2010
Wachovia Trust March 2004 - October 2009
Wachovia Wealth Management Marketing November 2002 - April 2003
Wachovia Securities January 2000 - April 2003
First Union Capital Markets Global Banking Operations July 1998 - July 1999
CoreStates Bank NA July 1995 - July 1998
CoreStates Bank N.A. May 1994 - July 1995
Skills
Microsoft Office, Word, Excel, PowerPoint, Supervisory Skills, Wealth Management, Trust Services, Administration, Asset Management, Banking, Securities, Portfolio Management, Investments, Customer Relations, Private Banking, Capital Markets, Investment Banking, Compliance, Corporate Finance, Customer Service, Reconciliation, Client Services, Operations, Data Entry, Cashiering, Sales Support, Administrative Support, Reverse Logistics, Logistics, Office Relocation, Elder Care, Community Outreach, Community Relations, Community Organizing, Office Administration, General Office Duties, Filing, Phone Skills, Client Retention, Retail Management, Customer Retention, Credit, Financial Services, Microsoft Excel, Relationship Management, Mortgage Lending, Microsoft Word, Administrative..., Office Management, Loans
Education
Pierce College, 1996 — 1998
Associates Degree, Business
First University
Managerial
Community College of Philadelphia 1995 — 1996
Associate of Science (A.S.), Microsoft Windows/Office
St. Maria Goretti 1976 — 1980
High School, General
Bryn Mawr Trust May 2015 - Present
The Bryn Mawr Trust Company November 2013 - April 2015
The Bryn Mawr Trust Company May 2012 - November 2013
Wells Fargo Private Bank November 2009 - December 2010
Wachovia Trust March 2004 - October 2009
Wachovia Wealth Management Marketing November 2002 - April 2003
Wachovia Securities January 2000 - April 2003
First Union Capital Markets Global Banking Operations July 1998 - July 1999
CoreStates Bank NA July 1995 - July 1998
CoreStates Bank N.A. May 1994 - July 1995
Skills
Microsoft Office, Word, Excel, PowerPoint, Supervisory Skills, Wealth Management, Trust Services, Administration, Asset Management, Banking, Securities, Portfolio Management, Investments, Customer Relations, Private Banking, Capital Markets, Investment Banking, Compliance, Corporate Finance, Customer Service, Reconciliation, Client Services, Operations, Data Entry, Cashiering, Sales Support, Administrative Support, Reverse Logistics, Logistics, Office Relocation, Elder Care, Community Outreach, Community Relations, Community Organizing, Office Administration, General Office Duties, Filing, Phone Skills, Client Retention, Retail Management, Customer Retention, Credit, Financial Services, Microsoft Excel, Relationship Management, Mortgage Lending, Microsoft Word, Administrative..., Office Management, Loans
Education
Pierce College, 1996 — 1998
Associates Degree, Business
First University
Managerial
Community College of Philadelphia 1995 — 1996
Associate of Science (A.S.), Microsoft Windows/Office
St. Maria Goretti 1976 — 1980
High School, General
Joe Britt Joe Britt's Wachovia Securities Experience October 2007 - December 2008
Job Senior Vice President at FTN Financial
Industry Investment Banking
Experience
FTN Financial February 2013 - Present
Wells Fargo Securities December 2008 - February 2013
Wachovia Securities October 2007 - December 2008
A.G. Edwards September 1997 - October 2007
Skills
Public Finance, Investment Banking, Municipal Bonds, Bonds, Capital Markets, Bond Markets, Finance, Financial Analysis, Financial Modeling, Financial Structuring, Financial Advisory, Series 7, Series 63, Mergers & Acquisitions
Education
Cornell University 1993 — 1997
BA, Economics
St. Louis University High School 1989 — 1993
FTN Financial February 2013 - Present
Wells Fargo Securities December 2008 - February 2013
Wachovia Securities October 2007 - December 2008
A.G. Edwards September 1997 - October 2007
Skills
Public Finance, Investment Banking, Municipal Bonds, Bonds, Capital Markets, Bond Markets, Finance, Financial Analysis, Financial Modeling, Financial Structuring, Financial Advisory, Series 7, Series 63, Mergers & Acquisitions
Education
Cornell University 1993 — 1997
BA, Economics
St. Louis University High School 1989 — 1993
Joe Anto Joe Anto's Wachovia Securities Experience 2000 - 2002
Job Senior Vice President at Digital First Media
Industry Online Media
Experience
Digital First Media June 2015 - Present
Digital First Media December 2014 - June 2015
JobsInTheUS.com December 2014 - June 2015
Digital First Ventures February 2013 - June 2015
RumbaTime August 2009 - June 2012
Harbinger Capital Partners 2006 - 2009
ABS Capital Partners 2002 - 2004
Wachovia Securities 2000 - 2002
Skills
Private Equity, Due Diligence, Equities, Investments, Entrepreneurship, Venture Capital, Corporate Finance, Portfolio Management, Executive Management, Financial Modeling, Management, Strategy, Start-ups, Restructuring, Marketing, Mergers & Acquisitions, Digital Media, Valuation, Finance, Management Consulting, Business Development
Education
Columbia University - Columbia Business School 2004 — 2006
MBA, Finance
Emory University 1996 — 2000
BBA, Finance
Digital First Media June 2015 - Present
Digital First Media December 2014 - June 2015
JobsInTheUS.com December 2014 - June 2015
Digital First Ventures February 2013 - June 2015
RumbaTime August 2009 - June 2012
Harbinger Capital Partners 2006 - 2009
ABS Capital Partners 2002 - 2004
Wachovia Securities 2000 - 2002
Skills
Private Equity, Due Diligence, Equities, Investments, Entrepreneurship, Venture Capital, Corporate Finance, Portfolio Management, Executive Management, Financial Modeling, Management, Strategy, Start-ups, Restructuring, Marketing, Mergers & Acquisitions, Digital Media, Valuation, Finance, Management Consulting, Business Development
Education
Columbia University - Columbia Business School 2004 — 2006
MBA, Finance
Emory University 1996 — 2000
BBA, Finance
Kathryn Stubblefield Kathryn Stubblefield's Wachovia Securities Experience July 2008 - December 2008
Job Client Relationship Specialist at Fairway Wholesale Lending
Industry Financial Services
Experience
Fairway Wholesale Lending February 2015 - Present
Republic Bank February 2014 - February 2015
Guaranteed Rate March 2013 - October 2013
Wells Fargo Home Mortgage April 2012 - March 2013
MetLife Home Loans November 2009 - April 2012
Wachovia Securities July 2008 - December 2008
Wachovia Mortgage, FSB July 2006 - July 2008
Skills
Excel, Lotus Notes, CMS, TMO, FHA, VA, Conventional, DU, LP, Powerlender, Polaris, Citrix, Word, PowerPoint, Fannie Mae, Freddie Mac, Home Equity Lines of..., Purchase Contracts, Fraud Prevention, Organizational..., Refinance Transactions, Living Trusts, Jumbo, PRESTO, Calyx Point, Real EC, Loan Trac, Fraud Guard, DISSCO, FHA Connection, VA Portal, Mortgage Insurance, Credit Analysis, Quality Control, Opening, Retail Lending, Wholesale Lending, Refinance, Loan Origination, Loans, FHA financing, FHA Financing
Education
College of DuPage
Business Administration
Lyons Township High School
Fairway Wholesale Lending February 2015 - Present
Republic Bank February 2014 - February 2015
Guaranteed Rate March 2013 - October 2013
Wells Fargo Home Mortgage April 2012 - March 2013
MetLife Home Loans November 2009 - April 2012
Wachovia Securities July 2008 - December 2008
Wachovia Mortgage, FSB July 2006 - July 2008
Skills
Excel, Lotus Notes, CMS, TMO, FHA, VA, Conventional, DU, LP, Powerlender, Polaris, Citrix, Word, PowerPoint, Fannie Mae, Freddie Mac, Home Equity Lines of..., Purchase Contracts, Fraud Prevention, Organizational..., Refinance Transactions, Living Trusts, Jumbo, PRESTO, Calyx Point, Real EC, Loan Trac, Fraud Guard, DISSCO, FHA Connection, VA Portal, Mortgage Insurance, Credit Analysis, Quality Control, Opening, Retail Lending, Wholesale Lending, Refinance, Loan Origination, Loans, FHA financing, FHA Financing
Education
College of DuPage
Business Administration
Lyons Township High School
Brett Andrews, CWS® Brett Andrews, CWS®'s Wachovia Securities Experience July 2003 - December 2008
Job ♦Certified Wealth Strategist®♦Financial Planner♦Business Advisor♦ to Business Owners✔ Doctors✔ Investors✔
Industry Financial Services
Experience
Fortress Financial Strategies January 2011 - Present
Fortress Business Advisory 2012 - Present
The Effective Leader 2012 - Present
Fortress Insurance Services (Formerly Alpha Arizona Insurance) January 2009 - Present
Fortress Federal Benefit Advisors November 2010 - Present
Wells Fargo Advisors December 2008 - January 2011
Wachovia Securities July 2003 - December 2008
Prudential Financial December 2000 - July 2003
Salomon Smith Barney October 1998 - December 2000
Loews Cineplex Entertainment January 1994 - January 1996
Skills
Financial Planning For..., Financial Planning For..., Financial Planning, Retirement Planning, Investments, Insurance, Retirement Income..., 401k Rollovers, Asset Protection, Increase Cash Flow, Qualified Retirement..., Life Insurance, Group Health Insurance, Wealth Management, Non-Qualified Deferred..., Business Analysis, Employee Benefits, Personal Finance, Technical Analysis, Certified Federal..., Financial Analysis, Small Business, Tax Reduction, Business Planning, Variable Annuities, Equity Indexed Annuities, 401k, Profit Sharing, Estate Planning, Defined Benefit, Pensions, Risk Management, Portfolio Management, Financial Services, Strategic Financial..., Fixed Annuities, Retirement, Mutual Funds, Disability Insurance, Long-term Care, Financial Advisory, Health Insurance, Securities, Long Term Care Insurance, Finance, Wealth Management..., Investment Management
Education
University of Phoenix 2001 — 2003
BS, Business Administration
The University of Texas at Austin 1998 — 2001
Economics
Collin County Community College 1992 — 1995
Associate's degree, Business Administration and Management, General
Plano Senior High School 1990 — 1992
Fortress Financial Strategies January 2011 - Present
Fortress Business Advisory 2012 - Present
The Effective Leader 2012 - Present
Fortress Insurance Services (Formerly Alpha Arizona Insurance) January 2009 - Present
Fortress Federal Benefit Advisors November 2010 - Present
Wells Fargo Advisors December 2008 - January 2011
Wachovia Securities July 2003 - December 2008
Prudential Financial December 2000 - July 2003
Salomon Smith Barney October 1998 - December 2000
Loews Cineplex Entertainment January 1994 - January 1996
Skills
Financial Planning For..., Financial Planning For..., Financial Planning, Retirement Planning, Investments, Insurance, Retirement Income..., 401k Rollovers, Asset Protection, Increase Cash Flow, Qualified Retirement..., Life Insurance, Group Health Insurance, Wealth Management, Non-Qualified Deferred..., Business Analysis, Employee Benefits, Personal Finance, Technical Analysis, Certified Federal..., Financial Analysis, Small Business, Tax Reduction, Business Planning, Variable Annuities, Equity Indexed Annuities, 401k, Profit Sharing, Estate Planning, Defined Benefit, Pensions, Risk Management, Portfolio Management, Financial Services, Strategic Financial..., Fixed Annuities, Retirement, Mutual Funds, Disability Insurance, Long-term Care, Financial Advisory, Health Insurance, Securities, Long Term Care Insurance, Finance, Wealth Management..., Investment Management
Education
University of Phoenix 2001 — 2003
BS, Business Administration
The University of Texas at Austin 1998 — 2001
Economics
Collin County Community College 1992 — 1995
Associate's degree, Business Administration and Management, General
Plano Senior High School 1990 — 1992
Jon Schmalowski, CFP Jon Schmalowski, CFP's Wachovia Securities Experience 2003 - 2006
Job Financial Advisor
Industry Financial Services
Experience
BB&T Investments 2014 - Present
JS Advisors 2013 - 2014
Raymond James 2007 - 2012
Wachovia Securities 2003 - 2006
Skills
Series 7, Series 24, Mutual Funds, Wealth Management, Series 63, Asset Allocation, Retirement Planning, Uniform Combined State..., FINRA, Securities, Portfolio Management, Investments, Retirement, Strategic Financial..., Asset Managment, Investment Advisory, Financial Advisory, Fixed Annuities, Estate Planning, Alternative Investments
Education
College for Financial Planning 2007 — 2008
CFP, Financial Planning and Services
University of Wisconsin-Whitewater 1976 — 1980
BBA, Marketing
University of Wisconsin-Madison - School of Business 1977 — 1978
Bachelor of Business Administration (BBA), Marketing
Monona Grove
F-
BB&T Investments 2014 - Present
JS Advisors 2013 - 2014
Raymond James 2007 - 2012
Wachovia Securities 2003 - 2006
Skills
Series 7, Series 24, Mutual Funds, Wealth Management, Series 63, Asset Allocation, Retirement Planning, Uniform Combined State..., FINRA, Securities, Portfolio Management, Investments, Retirement, Strategic Financial..., Asset Managment, Investment Advisory, Financial Advisory, Fixed Annuities, Estate Planning, Alternative Investments
Education
College for Financial Planning 2007 — 2008
CFP, Financial Planning and Services
University of Wisconsin-Whitewater 1976 — 1980
BBA, Marketing
University of Wisconsin-Madison - School of Business 1977 — 1978
Bachelor of Business Administration (BBA), Marketing
Monona Grove
F-
Nicholas Cavellero's Wachovia Securities Experience June 2005 - December 2006
Job National Nuclear Security Administration, Program Manager and Country Officer, Central Asia and the Caucasus
Industry International Affairs
Experience
National Nuclear Security Administration June 2012 - Present
MGN Capital May 2008 - March 2010
Bank of America Investment Banking January 2007 - February 2008
Wachovia Securities June 2005 - December 2006
Skills
Financial Modeling, Valuation, Emerging Markets, Investment Banking, Economics, International Finance, Financial Analysis, Corporate Finance, Private Equity, Due Diligence, Capital Markets, Investments, Stata, Portfolio Management, Banking, Quantitative Analytics, Risk Management
Education
Columbia University - School of International and Public Affairs 2010 — 2012
Master of International Affairs, International Security Policy
The Citadel 2001 — 2005
Bachelor of Science (B.S.), Business Administration, Cum Laude
National Nuclear Security Administration June 2012 - Present
MGN Capital May 2008 - March 2010
Bank of America Investment Banking January 2007 - February 2008
Wachovia Securities June 2005 - December 2006
Skills
Financial Modeling, Valuation, Emerging Markets, Investment Banking, Economics, International Finance, Financial Analysis, Corporate Finance, Private Equity, Due Diligence, Capital Markets, Investments, Stata, Portfolio Management, Banking, Quantitative Analytics, Risk Management
Education
Columbia University - School of International and Public Affairs 2010 — 2012
Master of International Affairs, International Security Policy
The Citadel 2001 — 2005
Bachelor of Science (B.S.), Business Administration, Cum Laude
Chad Johnson, MBA Chad Johnson, MBA's Wachovia Securities Experience March 1999 - August 2002
Job Vice President | Portfolio Manager at Reliance Trust Company
Industry Investment Management
Experience
Reliance Trust Company November 2013 - Present
SunTrust Bank May 2013 - November 2013
SunTrust Bank March 2011 - May 2013
Wells Fargo Advisors April 2008 - January 2011
Bank of America April 2004 - March 2008
Bank of America May 2002 - April 2004
Wachovia Securities March 1999 - August 2002
Skills
Portfolio Management, Financial Analysis, Investments, Asset Management, Series 7, Series 6, Series 63, Series 65, Compliance, Private Banking, Asset Managment, Equities, Finance, Capital Markets, Financial Advisory, Financial Risk, Financial Services, Fixed Income, High Net Worth..., Investment Advisory, Investment Management, Mutual Funds, Options, Risk Management, Securities, Staff Development, Strategic Financial..., Trading, Wealth Management, Wealth Management..., Analysis, Alternative Investments, Asset Allocation, Banking, Financial Planning
Education
University of Georgia - Terry College of Business 2014 — 2015
Financial Planning - Executive Program
Georgia State University - J. Mack Robinson College of Business 2009 — 2011
MBA, Managerial Science
Pfeiffer University 1997 — 1999
Bachelor of Science, Management
National Association of Securities Dealers
General Securities Representative
CFA Institute
Chartered Financial Analyst level I candidate
College for Financial Planning
Chartered Retirement Planning Counselor
Reliance Trust Company November 2013 - Present
SunTrust Bank May 2013 - November 2013
SunTrust Bank March 2011 - May 2013
Wells Fargo Advisors April 2008 - January 2011
Bank of America April 2004 - March 2008
Bank of America May 2002 - April 2004
Wachovia Securities March 1999 - August 2002
Skills
Portfolio Management, Financial Analysis, Investments, Asset Management, Series 7, Series 6, Series 63, Series 65, Compliance, Private Banking, Asset Managment, Equities, Finance, Capital Markets, Financial Advisory, Financial Risk, Financial Services, Fixed Income, High Net Worth..., Investment Advisory, Investment Management, Mutual Funds, Options, Risk Management, Securities, Staff Development, Strategic Financial..., Trading, Wealth Management, Wealth Management..., Analysis, Alternative Investments, Asset Allocation, Banking, Financial Planning
Education
University of Georgia - Terry College of Business 2014 — 2015
Financial Planning - Executive Program
Georgia State University - J. Mack Robinson College of Business 2009 — 2011
MBA, Managerial Science
Pfeiffer University 1997 — 1999
Bachelor of Science, Management
National Association of Securities Dealers
General Securities Representative
CFA Institute
Chartered Financial Analyst level I candidate
College for Financial Planning
Chartered Retirement Planning Counselor
Javier Luzarraga Javier Luzarraga's Wachovia Securities Experience 2004 - 2007
Job Strategy Consultant at Wells Fargo
Industry Financial Services
Experience
Wells Fargo October 2013 - Present
Deloitte & Touche, LLP 2007 - Present
Wachovia, A Wells Fargo Company 2005 - 2007
Wachovia Securities 2004 - 2007
Toll Brothers 2001 - 2004
Lazard Freres & Co. 1997 - 1998
PaineWebber 1995 - 1997
Skills
Valuation, Investment Banking, Financial Modeling, Due Diligence, Asset Managment, Corporate Finance, Financial Analysis, Mergers, Capital Markets, Banking, Risk Management, Private Equity, Credit, Financial Structuring, Investments, Credit Risk, Strategic Financial..., Financial Risk, Loans, Strategy, Mergers
Education
Columbia University - Columbia Business School 1998 — 2000
Master of Business Administration (MBA), Finance, General
Georgetown University 1991 — 1995
Bachelor of Arts (B.A.)
Wells Fargo October 2013 - Present
Deloitte & Touche, LLP 2007 - Present
Wachovia, A Wells Fargo Company 2005 - 2007
Wachovia Securities 2004 - 2007
Toll Brothers 2001 - 2004
Lazard Freres & Co. 1997 - 1998
PaineWebber 1995 - 1997
Skills
Valuation, Investment Banking, Financial Modeling, Due Diligence, Asset Managment, Corporate Finance, Financial Analysis, Mergers, Capital Markets, Banking, Risk Management, Private Equity, Credit, Financial Structuring, Investments, Credit Risk, Strategic Financial..., Financial Risk, Loans, Strategy, Mergers
Education
Columbia University - Columbia Business School 1998 — 2000
Master of Business Administration (MBA), Finance, General
Georgetown University 1991 — 1995
Bachelor of Arts (B.A.)
Pip Barton Pip Barton's Wachovia Securities Experience March 2007 - October 2008
Job UpperVal Capital principal, Agent at Four Seasons International Realty
Industry Real Estate
Experience
UpperVal Capital LLC September 2015 - Present
Four Seasons Sotheby's International Realty October 2012 - Present
TriStar Research October 2008 - Present
Wachovia Securities March 2007 - October 2008
Wells Fargo Advisors March 2007 - August 2008
Control Risks Group April 2006 - October 2006
U.S. Treasury- Office of Intelligence & Analysis February 2002 - March 2006
U.S. Treasury Department January 2002 - March 2006
Third Millennium Ventures LLC August 1996 - January 2002
Fidelity Management & Research June 1986 - August 1996
Skills
Forecasting, Competitive Intelligence, Financial Analysis, Business Intelligence, Macroeconomics, Real Estate Development, Real Estate Transactions, Real Estate Economics, Financial Risk, Real Estate License, Community Development, Hedge Funds, Venture Capital, Equities, Risk Management, Finance, Real Estate Financing, Analysis, Competitive Analysis, Economics, Business Development, Investments, Start-ups, Asset Management, Management, Leadership, Portfolio Management
Education
Columbia Business School 1985 — 1987
MBA, Finance and Innovation Studies
Columbia Graduate School of Business 1985 — 1987
Masters of Business Administration, Finance & Management
Yale University 1979 — 1983
BA, Economics and Political Science, Distinction in Major
Yale University 1979 — 1983
Bachelor of Arts, Economics & Political Science
UpperVal Capital LLC September 2015 - Present
Four Seasons Sotheby's International Realty October 2012 - Present
TriStar Research October 2008 - Present
Wachovia Securities March 2007 - October 2008
Wells Fargo Advisors March 2007 - August 2008
Control Risks Group April 2006 - October 2006
U.S. Treasury- Office of Intelligence & Analysis February 2002 - March 2006
U.S. Treasury Department January 2002 - March 2006
Third Millennium Ventures LLC August 1996 - January 2002
Fidelity Management & Research June 1986 - August 1996
Skills
Forecasting, Competitive Intelligence, Financial Analysis, Business Intelligence, Macroeconomics, Real Estate Development, Real Estate Transactions, Real Estate Economics, Financial Risk, Real Estate License, Community Development, Hedge Funds, Venture Capital, Equities, Risk Management, Finance, Real Estate Financing, Analysis, Competitive Analysis, Economics, Business Development, Investments, Start-ups, Asset Management, Management, Leadership, Portfolio Management
Education
Columbia Business School 1985 — 1987
MBA, Finance and Innovation Studies
Columbia Graduate School of Business 1985 — 1987
Masters of Business Administration, Finance & Management
Yale University 1979 — 1983
BA, Economics and Political Science, Distinction in Major
Yale University 1979 — 1983
Bachelor of Arts, Economics & Political Science
Daniel Tulchin's Wachovia Securities Experience June 2007 - June 2010
Job Engagement Manager at McKinsey & Company
Industry Management Consulting
Experience
McKinsey & Company May 2015 - Present
McKinsey & Company September 2013 - May 2015
Bain & Company June 2012 - August 2012
Training the Street May 2011 - August 2011
Kiva July 2010 - November 2010
Wachovia Securities June 2007 - June 2010
Citigroup June 2006 - June 2007
Skills
Corporate Finance, Valuation, Financial Modeling, Investment Banking, Emerging Markets, Due Diligence, Financial Analysis, Analysis, Business Strategy
Education
Columbia Business School 2011 — 2013
MBA
Georgetown University 2002 — 2006
BS, International Economics, Cum Laude
McKinsey & Company May 2015 - Present
McKinsey & Company September 2013 - May 2015
Bain & Company June 2012 - August 2012
Training the Street May 2011 - August 2011
Kiva July 2010 - November 2010
Wachovia Securities June 2007 - June 2010
Citigroup June 2006 - June 2007
Skills
Corporate Finance, Valuation, Financial Modeling, Investment Banking, Emerging Markets, Due Diligence, Financial Analysis, Analysis, Business Strategy
Education
Columbia Business School 2011 — 2013
MBA
Georgetown University 2002 — 2006
BS, International Economics, Cum Laude
Amanda Thrower Amanda Thrower's Wachovia Securities Experience May 2006 - January 2008
Job Executive Producer & Curator, TEDxLaJolla
Industry Writing and Editing
Experience
TEDxLaJolla June 2010 - Present
La Jolla Holding Co. January 2014 - Present
Pear Sports, LLC August 2012 - January 2014
Rudy Project June 2011 - July 2012
NBC News January 2010 - October 2011
XTERRA WETSUITS September 2010 - June 2011
Bloomberg June 2009 - November 2009
Bloomberg June 2008 - June 2009
Wachovia Securities May 2006 - January 2008
Alpha Phi International Fraternity May 2006 - January 2008
Skills
Email Marketing, Online Marketing, Online Advertising, SEO, Strategic Partnerships, Marketing, Social Media, Press Releases, Management, Sales, Editing, Product Marketing, Negotiation, Web Content, Writing, Competitive Analysis, Strategy, Equities, Event Management, Finance, Bloomberg, Project Planning, Advertising, Social Media Marketing, Investments, E-commerce, Portfolio Management, Public Relations, Fixed Income, Creative Writing, Marketing Communications, Public Speaking, Marketing Strategy
Education
Columbia University in the City of New York 2014 — 2016
Master of Fine Arts (M.F.A.), Creative Writing
Michigan State University 2004 — 2008
Bachelor of Arts, English Literature, Business Law, Magna Cum Laude
TEDxLaJolla June 2010 - Present
La Jolla Holding Co. January 2014 - Present
Pear Sports, LLC August 2012 - January 2014
Rudy Project June 2011 - July 2012
NBC News January 2010 - October 2011
XTERRA WETSUITS September 2010 - June 2011
Bloomberg June 2009 - November 2009
Bloomberg June 2008 - June 2009
Wachovia Securities May 2006 - January 2008
Alpha Phi International Fraternity May 2006 - January 2008
Skills
Email Marketing, Online Marketing, Online Advertising, SEO, Strategic Partnerships, Marketing, Social Media, Press Releases, Management, Sales, Editing, Product Marketing, Negotiation, Web Content, Writing, Competitive Analysis, Strategy, Equities, Event Management, Finance, Bloomberg, Project Planning, Advertising, Social Media Marketing, Investments, E-commerce, Portfolio Management, Public Relations, Fixed Income, Creative Writing, Marketing Communications, Public Speaking, Marketing Strategy
Education
Columbia University in the City of New York 2014 — 2016
Master of Fine Arts (M.F.A.), Creative Writing
Michigan State University 2004 — 2008
Bachelor of Arts, English Literature, Business Law, Magna Cum Laude
Anne Crabtree Anne Crabtree's Wachovia Securities Experience September 2003 - September 2007
Job Senior Project Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial September 2013 - Present
LPL Financial May 2012 - August 2013
LPL Financial September 2007 - April 2012
Wachovia Securities September 2003 - September 2007
Education
College of Charleston 1992 — 1997
Bachelor of Science, Sociology, Sociology Major, Psychology Minor
LPL Financial September 2013 - Present
LPL Financial May 2012 - August 2013
LPL Financial September 2007 - April 2012
Wachovia Securities September 2003 - September 2007
Education
College of Charleston 1992 — 1997
Bachelor of Science, Sociology, Sociology Major, Psychology Minor
Frank J. Ward Frank J. Ward's Wachovia Securities Experience July 1998 - August 2008
Job Senior Manager of Investments & Planning at First National Bank of Omaha, Advisor with Raymond James Financial Services
Industry Financial Services
Experience
First National Bank of Omaha April 2013 - Present
Raymond James Financial, Inc. June 2015 - Present
Special Olympics 2007 - Present
Ameriprise Financial Services, Inc. August 2008 - April 2013
Wachovia Securities July 1998 - August 2008
PaineWebber October 1986 - July 1998
Skills
Financial Planning, Asset Management, Portfolio Management, Investments, Money Management, Retirement Planning, Wealth Management..., Insurance, Estate Planning, Risk Management, Charitable Gift Planning, Strategic Financial...
Education
College for Financial Planning 2008 — 2012
Master of Science (M.S.), Financial Planning
University of Nebraska at Omaha 1980 — 1985
Bachelor of Science, Biology & Business Administration
University of Nebraska-Lincoln 1975 — 1980
Bachelor of Science, Zoology
First National Bank of Omaha April 2013 - Present
Raymond James Financial, Inc. June 2015 - Present
Special Olympics 2007 - Present
Ameriprise Financial Services, Inc. August 2008 - April 2013
Wachovia Securities July 1998 - August 2008
PaineWebber October 1986 - July 1998
Skills
Financial Planning, Asset Management, Portfolio Management, Investments, Money Management, Retirement Planning, Wealth Management..., Insurance, Estate Planning, Risk Management, Charitable Gift Planning, Strategic Financial...
Education
College for Financial Planning 2008 — 2012
Master of Science (M.S.), Financial Planning
University of Nebraska at Omaha 1980 — 1985
Bachelor of Science, Biology & Business Administration
University of Nebraska-Lincoln 1975 — 1980
Bachelor of Science, Zoology
Richard L. Sanchez Richard L. Sanchez's Wachovia Securities Experience February 2001 - August 2004
Job Team Lead, Securities Operations Services
Industry Information Technology and Services
Experience
Wells Fargo Advisors April 2014 - Present
Wells Fargo Advisors August 2009 - April 2014
Wells Fargo Advisors August 2004 - March 2009
Wachovia Securities February 2001 - August 2004
SunTrust Bank September 2000 - February 2001
St. Alphonsus Regional Medical Center August 1998 - July 2000
St. Alphonsus Regional Medical Center February 1998 - August 1998
Hewlett-Packard May 1996 - November 1997
Computerland of Boise October 1994 - April 1996
United States Air Force October 1988 - September 1994
Skills
Customer Service, Proven customer service..., Call Center etiquette, Ability to work in a..., Team Leadership, Team Building, Teaching, Software Documentation, Analysis, Visio, Research, Process Improvement, Business Analysis, Excellent verbal and..., Troubleshooting, Time Management, Microsoft Windows..., •Microsoft Office..., Individual Counselling, Daily Schedule Planning, Instructor-led Training, Spanish-speaking, Translation, Public Speaking, Proofreading
Education
University of Phoenix 2003 — 2006
Bachelor's degree, Business, Management, Marketing, and Related Support Services
Community College of the Air Force 1992 — 1994
Associate's degree, Computer and Information Systems Security/Information Assurance
Wells Fargo Advisors April 2014 - Present
Wells Fargo Advisors August 2009 - April 2014
Wells Fargo Advisors August 2004 - March 2009
Wachovia Securities February 2001 - August 2004
SunTrust Bank September 2000 - February 2001
St. Alphonsus Regional Medical Center August 1998 - July 2000
St. Alphonsus Regional Medical Center February 1998 - August 1998
Hewlett-Packard May 1996 - November 1997
Computerland of Boise October 1994 - April 1996
United States Air Force October 1988 - September 1994
Skills
Customer Service, Proven customer service..., Call Center etiquette, Ability to work in a..., Team Leadership, Team Building, Teaching, Software Documentation, Analysis, Visio, Research, Process Improvement, Business Analysis, Excellent verbal and..., Troubleshooting, Time Management, Microsoft Windows..., •Microsoft Office..., Individual Counselling, Daily Schedule Planning, Instructor-led Training, Spanish-speaking, Translation, Public Speaking, Proofreading
Education
University of Phoenix 2003 — 2006
Bachelor's degree, Business, Management, Marketing, and Related Support Services
Community College of the Air Force 1992 — 1994
Associate's degree, Computer and Information Systems Security/Information Assurance
Andrew Clipper Andrew Clipper's Wachovia Securities Experience 2001 - 2004
Job
Industry Financial Services
Experience
Financial Industry Regulatory Authority (FINRA) March 2014 - Present
Citibank, N. A. 2004 - 2013
Wachovia Securities 2001 - 2004
Merrill Lynch 1996 - 2000
Skills
Portfolio Management, Investment Management, CRM, Banking, Wealth Management..., Separately Managed..., Management, Product Management, Sales, Program Management, Equities, Fixed Income, Asset Management, Financial Services, Securities, Wealth Management, Series 7, Vendor Management, Financial Advisory, Mutual Funds, Brokerage, Insurance, Investments, Asset Managment, Trading, Relationship Management, Finance, Financial Risk, Investment Advisory, Private Equity, Unified Managed Accounts, Strategic Financial..., Asset Allocation, Financial Markets, Bonds, Series 63
Education
Columbia University - Columbia Business School
MBA, Finance, cum laude
Columbia University Mailman School of Public Health
MPH, Health Administration, cum laude
State University of New York at Oswego
BS, Psychology
long beach high school
long beach high school
Financial Industry Regulatory Authority (FINRA) March 2014 - Present
Citibank, N. A. 2004 - 2013
Wachovia Securities 2001 - 2004
Merrill Lynch 1996 - 2000
Skills
Portfolio Management, Investment Management, CRM, Banking, Wealth Management..., Separately Managed..., Management, Product Management, Sales, Program Management, Equities, Fixed Income, Asset Management, Financial Services, Securities, Wealth Management, Series 7, Vendor Management, Financial Advisory, Mutual Funds, Brokerage, Insurance, Investments, Asset Managment, Trading, Relationship Management, Finance, Financial Risk, Investment Advisory, Private Equity, Unified Managed Accounts, Strategic Financial..., Asset Allocation, Financial Markets, Bonds, Series 63
Education
Columbia University - Columbia Business School
MBA, Finance, cum laude
Columbia University Mailman School of Public Health
MPH, Health Administration, cum laude
State University of New York at Oswego
BS, Psychology
long beach high school
long beach high school
Kenneth Kates Kenneth Kates's Wachovia Securities Experience September 1999 - March 2008
Job Structured Product Specialist in Institutional Fixed Income
Industry Investment Banking
Experience
PNC September 2011 - Present
Aladdin Capital LLC September 2010 - September 2011
Fusion Advisory Partners April 2008 - May 2009
Wachovia Securities September 1999 - March 2008
Lehman Brothers February 1987 - April 1999
Salomon Brothers 1986 - 1987
Skills
Fixed Income, MBS, ABS, Structured Products, CMBS, CDO, CLO, Hedge Funds, CDS, Capital Markets, Hedging, Securities, Trading, Financial Markets, Equities, Valuation, Series 7, Structured Finance, Alternative Investments, Securitization, Portfolio Management, Bonds, High Yield, Series 63, Bloomberg
Education
College of the Holy Cross
B.A., Mathematics
Columbia University - Columbia Business School
MBA, Finance
PNC September 2011 - Present
Aladdin Capital LLC September 2010 - September 2011
Fusion Advisory Partners April 2008 - May 2009
Wachovia Securities September 1999 - March 2008
Lehman Brothers February 1987 - April 1999
Salomon Brothers 1986 - 1987
Skills
Fixed Income, MBS, ABS, Structured Products, CMBS, CDO, CLO, Hedge Funds, CDS, Capital Markets, Hedging, Securities, Trading, Financial Markets, Equities, Valuation, Series 7, Structured Finance, Alternative Investments, Securitization, Portfolio Management, Bonds, High Yield, Series 63, Bloomberg
Education
College of the Holy Cross
B.A., Mathematics
Columbia University - Columbia Business School
MBA, Finance
David Conrad David Conrad's Wachovia Securities Experience June 2002 - September 2003
Job Vice President, Business Banking
Industry Banking
Experience
PNC October 2014 - Present
Citizens Bank 2009 - 2014
Wachovia Bank 2007 - 2008
Wachovia Bank 2005 - 2007
Wachovia Bank October 2003 - June 2005
Wachovia Securities June 2002 - September 2003
Prudential Securities June 1999 - May 2002
Bear Stearns June 1998 - May 1999
Skills
Coaching, Business Credit, Retail Credit Trained, Team Building, Sales Management, Production Management, Product Management, Marketing Strategy, Product Marketing, Commercial Banking, Retail Banking, Banking Relationships, Banking, Professional Networking, Relationship Development, Salesforce.com, Sales Process, Training & Development, Staff Training, Small Business Lending, Cross Selling, Risk Management, Portfolio Management, Refinance, Investments, Wealth Management, Training, Building Relationships, Recruiting, Cold Calling, Commercial Mortgages, Asset Based Lending, Talent Acquisition, SBA, Credit Risk, Financial Services, Relationship Management, Mortgage Lending, Consumer Lending, Loans, Loan Origination, Credit Analysis, Lines Of Credit, Sales, Credit, Commercial Lending, Finance, Residential Mortgages, Customer Service, Leadership
Education
Penn State University 1995 — 1999
BA, Economics
Columbia University in the City of New York 1997 — 1998
Visiting Student, Economics
PNC October 2014 - Present
Citizens Bank 2009 - 2014
Wachovia Bank 2007 - 2008
Wachovia Bank 2005 - 2007
Wachovia Bank October 2003 - June 2005
Wachovia Securities June 2002 - September 2003
Prudential Securities June 1999 - May 2002
Bear Stearns June 1998 - May 1999
Skills
Coaching, Business Credit, Retail Credit Trained, Team Building, Sales Management, Production Management, Product Management, Marketing Strategy, Product Marketing, Commercial Banking, Retail Banking, Banking Relationships, Banking, Professional Networking, Relationship Development, Salesforce.com, Sales Process, Training & Development, Staff Training, Small Business Lending, Cross Selling, Risk Management, Portfolio Management, Refinance, Investments, Wealth Management, Training, Building Relationships, Recruiting, Cold Calling, Commercial Mortgages, Asset Based Lending, Talent Acquisition, SBA, Credit Risk, Financial Services, Relationship Management, Mortgage Lending, Consumer Lending, Loans, Loan Origination, Credit Analysis, Lines Of Credit, Sales, Credit, Commercial Lending, Finance, Residential Mortgages, Customer Service, Leadership
Education
Penn State University 1995 — 1999
BA, Economics
Columbia University in the City of New York 1997 — 1998
Visiting Student, Economics
Eliezer Spaeth, PMP Eliezer Spaeth, PMP's Wachovia Securities Experience January 1998 - August 2004
Job Business Analyst at Bank of America
Industry Information Technology and Services
Experience
Bank of America June 2015 - Present
Citi Group May 2011 - March 2015
United Parcel Service April 2010 - March 2011
Bowne February 2009 - December 2009
CITI Smith Barney May 2006 - October 2008
B I N A, LLC September 2004 - April 2006
Wachovia Securities January 1998 - August 2004
Depository Trust Company May 1995 - December 1997
SIGMA Imaging 1990 - 1994
Skills
Document Imaging, Business Analysis, Process Improvement, Project Management, Analysis, SDLC, Requirements Analysis, Visio, PMP, Change Management, Business Requirements, Scrum, Project Portfolio..., PMO, Software Project..., Financial Services, Program Management, Quality Assurance, Software Development, SQL, Strategy, Risk Management, Disaster Recovery, Enterprise Software, Management, Leadership
Education
The New School 2003 — 2004
Management & Administration
Columbia University in the City of New York
Bachelor of Arts, English & Comparative Literature
University of California, Los Angeles
Education Methods
Bank of America June 2015 - Present
Citi Group May 2011 - March 2015
United Parcel Service April 2010 - March 2011
Bowne February 2009 - December 2009
CITI Smith Barney May 2006 - October 2008
B I N A, LLC September 2004 - April 2006
Wachovia Securities January 1998 - August 2004
Depository Trust Company May 1995 - December 1997
SIGMA Imaging 1990 - 1994
Skills
Document Imaging, Business Analysis, Process Improvement, Project Management, Analysis, SDLC, Requirements Analysis, Visio, PMP, Change Management, Business Requirements, Scrum, Project Portfolio..., PMO, Software Project..., Financial Services, Program Management, Quality Assurance, Software Development, SQL, Strategy, Risk Management, Disaster Recovery, Enterprise Software, Management, Leadership
Education
The New School 2003 — 2004
Management & Administration
Columbia University in the City of New York
Bachelor of Arts, English & Comparative Literature
University of California, Los Angeles
Education Methods
Richard Hover, BS, AAMS® Richard Hover, BS, AAMS®'s Wachovia Securities Experience 2007 - 2008
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC February 2006 - Present
Wachovia Securities 2007 - 2008
A.G. Edwards & Sons, Inc. 2006 - 2008
Northwest Ohio Literacy Council 2006 - 2008
Riverbend Homeowners Association 2004 - 2006
Ford Motor Company 1999 - 2006
Lima Masonic Center 1999 - 2001
Bank One November 1997 - March 1999
Citi March 1995 - November 1997
Skills
Investments, Mutual Funds, Securities, Financial Advisory, Financial Services, Fixed Annuities, Finance, Retirement, Insurance, Retirement Planning, Bonds, 401k, Investment Strategies, Life Insurance, Small Business, Asset Allocation, ETFs, Stocks, Retirement Plan..., Retirement Savings, Point & Figure..., Relative Strength..., Exchange Traded Funds, Varriable Annuities, Indexed Annuities, Structured Products, Certificates of Deposit, 401(k) Rollovers, Fixed-Income Strategies, Investment Planning, Microsoft Office,..., Stock Analysis, Estate Investment..., Concentrated Stock..., Wealth Preservation...
Education
Bowling Green State University 1985 — 1990
Bachelor of Science, Technology; Business & Technology related studies
Lima Senior High School 1980 — 1983
College for Financial Planning
AAMS, Accredited Asset Management Specialist
Wells Fargo Advisors, LLC February 2006 - Present
Wachovia Securities 2007 - 2008
A.G. Edwards & Sons, Inc. 2006 - 2008
Northwest Ohio Literacy Council 2006 - 2008
Riverbend Homeowners Association 2004 - 2006
Ford Motor Company 1999 - 2006
Lima Masonic Center 1999 - 2001
Bank One November 1997 - March 1999
Citi March 1995 - November 1997
Skills
Investments, Mutual Funds, Securities, Financial Advisory, Financial Services, Fixed Annuities, Finance, Retirement, Insurance, Retirement Planning, Bonds, 401k, Investment Strategies, Life Insurance, Small Business, Asset Allocation, ETFs, Stocks, Retirement Plan..., Retirement Savings, Point & Figure..., Relative Strength..., Exchange Traded Funds, Varriable Annuities, Indexed Annuities, Structured Products, Certificates of Deposit, 401(k) Rollovers, Fixed-Income Strategies, Investment Planning, Microsoft Office,..., Stock Analysis, Estate Investment..., Concentrated Stock..., Wealth Preservation...
Education
Bowling Green State University 1985 — 1990
Bachelor of Science, Technology; Business & Technology related studies
Lima Senior High School 1980 — 1983
College for Financial Planning
AAMS, Accredited Asset Management Specialist
Heather França, MBA Heather França, MBA's Wachovia Securities Experience September 2005 - May 2007
Job Financial Consultant at MetLife
Industry Insurance
Experience
MetLife March 2011 - Present
MetLife November 2007 - March 2011
Burns and Roe Enterprises July 2007 - November 2007
Wachovia Securities September 2005 - May 2007
Thrivent Financial for Lutherans May 2004 - September 2004
Louis M. Iannucci & Co. CPA's. February 2003 - April 2004
Skills
Insurance, Forecasting, Financial Analysis
Education
Fairleigh Dickinson University 2008 — 2010
MBA, Finance and International Business
Concordia College 2001 — 2004
BS, Business Administration, Accounting, Psychology
MetLife March 2011 - Present
MetLife November 2007 - March 2011
Burns and Roe Enterprises July 2007 - November 2007
Wachovia Securities September 2005 - May 2007
Thrivent Financial for Lutherans May 2004 - September 2004
Louis M. Iannucci & Co. CPA's. February 2003 - April 2004
Skills
Insurance, Forecasting, Financial Analysis
Education
Fairleigh Dickinson University 2008 — 2010
MBA, Finance and International Business
Concordia College 2001 — 2004
BS, Business Administration, Accounting, Psychology
Laura Hiatt's Wachovia Securities Experience February 2007 - July 2007
Job Residential Real Estate
Industry Real Estate
Experience
Grow Realty January 2014 - Present
Hiatt Brothers Contracting LLC August 2009 - May 2010
Curian Capital November 2008 - August 2009
Jackson National Life August 2007 - October 2008
Wachovia Securities February 2007 - July 2007
Skills
Training, Sales Management, Financial Services, Customer Service, Finance, Sales Process, PowerPoint, Microsoft Word, Accounting, Mutual Funds, Strategic Financial..., Series 7, Event Planning, Salesforce.com, Financial Planning, Sales
Education
Colorado State University 1999 — 2004
B.A., Communications, Economics
The Neighborhood Playhouse School of the Theatre 2002 — 2003
Advanced Certification of Fine Arts, Theatre Arts
Grow Realty January 2014 - Present
Hiatt Brothers Contracting LLC August 2009 - May 2010
Curian Capital November 2008 - August 2009
Jackson National Life August 2007 - October 2008
Wachovia Securities February 2007 - July 2007
Skills
Training, Sales Management, Financial Services, Customer Service, Finance, Sales Process, PowerPoint, Microsoft Word, Accounting, Mutual Funds, Strategic Financial..., Series 7, Event Planning, Salesforce.com, Financial Planning, Sales
Education
Colorado State University 1999 — 2004
B.A., Communications, Economics
The Neighborhood Playhouse School of the Theatre 2002 — 2003
Advanced Certification of Fine Arts, Theatre Arts
Thomas James Krauss Thomas James Krauss's Wachovia Securities Experience 2006 - 2008
Job Prime Finance Capital Introduction at Citi
Industry Investment Management
Experience
Citi 2010 - Present
SLAM NYC 2010 - 2015
Wachovia Securities 2006 - 2008
Deutsche Bank 1998 - 2006
Skills
Hedge Funds, Series 7, Fixed Income, Capital Markets, Investment Banking, Equities, Alternative Investments, Private Equity, Valuation, Asset Management, Portfolio Management, Capital
Education
Cornell University - S.C. Johnson Graduate School of Management
MBA, Finance
Texas A&M University
BBA (2), Marketing; Management
Citi 2010 - Present
SLAM NYC 2010 - 2015
Wachovia Securities 2006 - 2008
Deutsche Bank 1998 - 2006
Skills
Hedge Funds, Series 7, Fixed Income, Capital Markets, Investment Banking, Equities, Alternative Investments, Private Equity, Valuation, Asset Management, Portfolio Management, Capital
Education
Cornell University - S.C. Johnson Graduate School of Management
MBA, Finance
Texas A&M University
BBA (2), Marketing; Management
Nepolian Rajarathinam's Wachovia Securities Experience 2004 - 2005
Job Senior IT Product Development & Delivery| Program Management| Strategic Services| Infotainment| Connected Services
Industry Information Technology and Services
Experience
CW Professional Services March 2014 - Present
Compuware Corporation May 2008 - March 2014
Callidus Software Corporation June 2005 - April 2008
LS Corp February 2002 - May 2005
Wachovia Securities 2004 - 2005
Actuate Corporation 2001 - 2002
Bon-Accord Software Services May 1999 - December 2000
Software Terminus April 1994 - February 1997
Skills
Program management, Project Management, Project Planning, Change Management, Project Governance, Business Process..., Data Warehousing, Business Intelligence, SOA, SDLC, Agile Methodologies, Enterprise Software, ITIL, Cross-functional Team..., Cloud Computing, Process Improvement, Integration, Software Development, Program Management, Governance
Education
Stanford University 2006 — 2008
Advanced Project Management
CQUniversity 1997 — 1998
MIS, Information Systems
Aptech Computer Education 1992 — 1994
Master Diploma, Software Engineering
University of Madras 1989 — 1992
Bachelors, Corporate Accounting, and Economics
Railway Mixed Higher Secondary School 1976 — 1989
Informatica Training
CW Professional Services March 2014 - Present
Compuware Corporation May 2008 - March 2014
Callidus Software Corporation June 2005 - April 2008
LS Corp February 2002 - May 2005
Wachovia Securities 2004 - 2005
Actuate Corporation 2001 - 2002
Bon-Accord Software Services May 1999 - December 2000
Software Terminus April 1994 - February 1997
Skills
Program management, Project Management, Project Planning, Change Management, Project Governance, Business Process..., Data Warehousing, Business Intelligence, SOA, SDLC, Agile Methodologies, Enterprise Software, ITIL, Cross-functional Team..., Cloud Computing, Process Improvement, Integration, Software Development, Program Management, Governance
Education
Stanford University 2006 — 2008
Advanced Project Management
CQUniversity 1997 — 1998
MIS, Information Systems
Aptech Computer Education 1992 — 1994
Master Diploma, Software Engineering
University of Madras 1989 — 1992
Bachelors, Corporate Accounting, and Economics
Railway Mixed Higher Secondary School 1976 — 1989
Informatica Training
🇺🇸 John Beckett CRPC®'s Wachovia Securities Experience 2002 - 2006
Job Executive Vice President, Beckett Wealth Management Group, VSR Financial, Cetera Financial
Industry Investment Management
Experience
VSR Financial Services, Inc November 2006 - Present
Wachovia Securities 2002 - 2006
Merrill Lynch 1992 - 2002
Merrill Lynch 1983 - 1988
Education
Gettysburg College 1980 — 1984
Bachelor of Business Administration (B.B.A.), Economics & Finance
Holy Cross High School 1976 — 1980
College Preparatory
College for Financial Planning
VSR Financial Services, Inc November 2006 - Present
Wachovia Securities 2002 - 2006
Merrill Lynch 1992 - 2002
Merrill Lynch 1983 - 1988
Education
Gettysburg College 1980 — 1984
Bachelor of Business Administration (B.B.A.), Economics & Finance
Holy Cross High School 1976 — 1980
College Preparatory
College for Financial Planning
Tim Osby's Wachovia Securities Experience September 1999 - September 2001
Job Partner at Wahoo Fitness
Industry Building Materials
Experience
Wahoo Docks April 2002 - Present
Wahoo Decks 2006 - Present
Wahoo Fitness 2010 - Present
Wachovia Securities September 1999 - September 2001
Morgan Keegan June 1997 - September 1999
Skills
Investment Banking, International Project..., Business Strategy, Strategic Planning, B2B, Product Management, Sales Management, New Business Development, Product Development, Start-ups, Marketing Strategy, Negotiation, Social Media, Cross-functional Team..., Strategy, Entrepreneurship, Business Development, Strategic Partnerships, Management Consulting, Business Planning, Mergers & Acquisitions, Contract Negotiation, Venture Capital
Education
NYU Stern School of Business 1993 — 1995
MBA, Management
Dartmouth College 1985 — 1989
Bachelors, Engineering & Economics (Double)
Wahoo Docks April 2002 - Present
Wahoo Decks 2006 - Present
Wahoo Fitness 2010 - Present
Wachovia Securities September 1999 - September 2001
Morgan Keegan June 1997 - September 1999
Skills
Investment Banking, International Project..., Business Strategy, Strategic Planning, B2B, Product Management, Sales Management, New Business Development, Product Development, Start-ups, Marketing Strategy, Negotiation, Social Media, Cross-functional Team..., Strategy, Entrepreneurship, Business Development, Strategic Partnerships, Management Consulting, Business Planning, Mergers & Acquisitions, Contract Negotiation, Venture Capital
Education
NYU Stern School of Business 1993 — 1995
MBA, Management
Dartmouth College 1985 — 1989
Bachelors, Engineering & Economics (Double)
Matthew E. Kopsky Matthew E. Kopsky's Wachovia Securities Experience June 2000 - May 2005
Job President at HM Capital Management, LLC
Industry Financial Services
Experience
HM Capital Management, LLC May 2005 - Present
Wachovia Securities June 2000 - May 2005
PaineWebber UBS 1993 - 1999
Skills
Financial Services, Mutual Funds, Investments, Health Insurance, Portfolio Management, Asset Allocation, Asset Management, Pensions, Finance, Wealth Management, Investment Management, Investment Advisory, High Net Worth..., Investment Strategies, Customer Service, Management, Insurance, Risk Management
Education
Creighton University 1986 — 1989
BSBA, Finance/Accounting
HM Capital Management, LLC May 2005 - Present
Wachovia Securities June 2000 - May 2005
PaineWebber UBS 1993 - 1999
Skills
Financial Services, Mutual Funds, Investments, Health Insurance, Portfolio Management, Asset Allocation, Asset Management, Pensions, Finance, Wealth Management, Investment Management, Investment Advisory, High Net Worth..., Investment Strategies, Customer Service, Management, Insurance, Risk Management
Education
Creighton University 1986 — 1989
BSBA, Finance/Accounting
Clark Smith Clark Smith's Wachovia Securities Experience January 2003 - May 2004
Job Senior VP, SunTrust Bank
Industry Financial Services
Experience
SunTrust August 2015 - Present
UBS Wealth Management January 2013 - July 2015
UBS Financial Services Inc August 2009 - December 2012
UBS Financial Services Inc October 2007 - July 2009
UBS Financial Services, Inc July 2005 - September 2007
Wachovia Securities January 2003 - May 2004
Prudential Securities April 2000 - January 2003
Prudential Securities December 1998 - April 2000
U.S. Naval Reserves December 1994 - May 1999
Prudential Securities August 1994 - December 1998
Skills
Leadership, Sales Management, Recruiting, Wealth Management, Financial Advisory, Life Insurance, Annuity Sales, Coaching, Training, Management, Leadership Development, Investment Strategies, Series 8, Series 7, Series 63, Series 65
Education
Cornell University 1984 — 1988
BA, Government, Economics, German
Oley Valley High School 1980 — 1984
Diploma
SunTrust August 2015 - Present
UBS Wealth Management January 2013 - July 2015
UBS Financial Services Inc August 2009 - December 2012
UBS Financial Services Inc October 2007 - July 2009
UBS Financial Services, Inc July 2005 - September 2007
Wachovia Securities January 2003 - May 2004
Prudential Securities April 2000 - January 2003
Prudential Securities December 1998 - April 2000
U.S. Naval Reserves December 1994 - May 1999
Prudential Securities August 1994 - December 1998
Skills
Leadership, Sales Management, Recruiting, Wealth Management, Financial Advisory, Life Insurance, Annuity Sales, Coaching, Training, Management, Leadership Development, Investment Strategies, Series 8, Series 7, Series 63, Series 65
Education
Cornell University 1984 — 1988
BA, Government, Economics, German
Oley Valley High School 1980 — 1984
Diploma
Jonathan Hilmer Jonathan Hilmer's Wachovia Securities Experience April 2008 - November 2008
Job Senior Corporate Recruiter / Interim HR Generalist
Industry Consumer Goods
Experience
ConAgra Foods January 2009 - Present
Various consulting firms April 2005 - November 2009
Wachovia Securities April 2008 - November 2008
AAIM Management Association June 2006 - July 2007
TALX April 2005 - September 2005
Metro East Lutheran High School June 2002 - February 2004
MasterCard International 1999 - 2002
CreativeSourcing, Inc. 1998 - 1999
Snelling Staffing Services 1994 - 1998
Skills
Job Opportunities, Recruiting, Process Improvement, Project Management, Sourcing, Human Resources, Employee Relations, Talent Management, Technical Recruiting, Interviews, HRIS, Training, Succession Planning, Management, Leadership, Screening Resumes, Temporary Placement, Sales, Talent Acquisition, Applicant Tracking..., Payroll, Onboarding, Hiring, Performance Management, College Recruiting, Program Management, Temporary Staffing, Career Development, Organizational..., Benefits Administration, HR Policies, Employee Benefits, Job Descriptions, Workforce Planning, Consulting, Internet Recruiting, Deferred Compensation, New Hire Orientations, Taleo, Employee Engagement, Labor Relations, PeopleSoft, Employer Branding, Staffing Services, Employee Training, Executive Search, Screening, Outsourcing, Resume Writing
Education
Concordia University Chicago 1983 — 1987
B.A., History / Psychology
Metro-East Lutheran High 1979 — 1983
ConAgra Foods January 2009 - Present
Various consulting firms April 2005 - November 2009
Wachovia Securities April 2008 - November 2008
AAIM Management Association June 2006 - July 2007
TALX April 2005 - September 2005
Metro East Lutheran High School June 2002 - February 2004
MasterCard International 1999 - 2002
CreativeSourcing, Inc. 1998 - 1999
Snelling Staffing Services 1994 - 1998
Skills
Job Opportunities, Recruiting, Process Improvement, Project Management, Sourcing, Human Resources, Employee Relations, Talent Management, Technical Recruiting, Interviews, HRIS, Training, Succession Planning, Management, Leadership, Screening Resumes, Temporary Placement, Sales, Talent Acquisition, Applicant Tracking..., Payroll, Onboarding, Hiring, Performance Management, College Recruiting, Program Management, Temporary Staffing, Career Development, Organizational..., Benefits Administration, HR Policies, Employee Benefits, Job Descriptions, Workforce Planning, Consulting, Internet Recruiting, Deferred Compensation, New Hire Orientations, Taleo, Employee Engagement, Labor Relations, PeopleSoft, Employer Branding, Staffing Services, Employee Training, Executive Search, Screening, Outsourcing, Resume Writing
Education
Concordia University Chicago 1983 — 1987
B.A., History / Psychology
Metro-East Lutheran High 1979 — 1983
Chris Beard, CFP Chris Beard, CFP's Wachovia Securities Experience February 1995 - August 2002
Job Vice President at Gateway Wealth Strategies
Industry Financial Services
Experience
Gateway Wealth Strategies August 2002 - Present
Raymond James August 2002 - Present
CFP Board March 2010 - December 2012
Wachovia Securities February 1995 - August 2002
Skills
Investment Advisory, Estate Planning, 401k, Wealth, Financial Planning, Retirement Planning, Wealth Management, Asset Management, Strategic Financial..., Asset Managment, Financial Advisory, Retirement, Finance, Securities, Investments, Mutual Funds, Portfolio Management, Leadership, Series 7, Asset Allocation
Education
Clemson University 1990 — 1994
Finance and Financial Management Services
Riverside High 1986 — 1990
Gateway Wealth Strategies August 2002 - Present
Raymond James August 2002 - Present
CFP Board March 2010 - December 2012
Wachovia Securities February 1995 - August 2002
Skills
Investment Advisory, Estate Planning, 401k, Wealth, Financial Planning, Retirement Planning, Wealth Management, Asset Management, Strategic Financial..., Asset Managment, Financial Advisory, Retirement, Finance, Securities, Investments, Mutual Funds, Portfolio Management, Leadership, Series 7, Asset Allocation
Education
Clemson University 1990 — 1994
Finance and Financial Management Services
Riverside High 1986 — 1990
Bradley Michael's Wachovia Securities Experience 2001 - 2002
Job Director of Marketing at Cutting Edge Pizza, LLC
Industry Marketing and Advertising
Experience
Cutting Edge Pizza, LLC October 2014 - Present
Cutting Edge Pizza, LLC ( a Little Caesars Franchisee) September 2009 - October 2014
Adams Outdoor Advertising April 2004 - September 2009
Creative Loafing 2002 - 2004
Wachovia Securities 2001 - 2002
Design Associates 1999 - 2000
Skills
Advertising, Marketing, Social Media Marketing, Marketing Strategy, Trade Shows, Social Media, Strategy, Facebook, Account Management, Email Marketing, Sales, Direct Mail, Digital Marketing, Media Planning, Brand Management, Public Relations, Digital Media, Marketing Communications, Lead Generation, Direct Marketing, New Business Development, Media Buying, Creative Direction, Online Advertising, Salesforce.com, Hootsuite Social Media...
Education
College of Charleston 1993 — 1997
Bachelor of Science (B.S.), Bachelor of Arts (B.A), (B.S.) Business Administration and (B.A) Corporate Communications
Cutting Edge Pizza, LLC October 2014 - Present
Cutting Edge Pizza, LLC ( a Little Caesars Franchisee) September 2009 - October 2014
Adams Outdoor Advertising April 2004 - September 2009
Creative Loafing 2002 - 2004
Wachovia Securities 2001 - 2002
Design Associates 1999 - 2000
Skills
Advertising, Marketing, Social Media Marketing, Marketing Strategy, Trade Shows, Social Media, Strategy, Facebook, Account Management, Email Marketing, Sales, Direct Mail, Digital Marketing, Media Planning, Brand Management, Public Relations, Digital Media, Marketing Communications, Lead Generation, Direct Marketing, New Business Development, Media Buying, Creative Direction, Online Advertising, Salesforce.com, Hootsuite Social Media...
Education
College of Charleston 1993 — 1997
Bachelor of Science (B.S.), Bachelor of Arts (B.A), (B.S.) Business Administration and (B.A) Corporate Communications
Genesis Hillard Genesis Hillard's Wachovia Securities Experience June 2007 - March 2008
Job Subrogation Claims Representative at Allstate
Industry Insurance
Experience
Allstate January 2012 - Present
Wells Fargo Advisors July 2011 - January 2012
Wells Fargo Advisors March 2008 - July 2011
Wachovia Securities June 2007 - March 2008
Global Solutions, Inc March 2004 - June 2007
Skills
Training, Recruiting, Customer Service, Accounting, Sales
Education
Clark Atlanta University 1999 — 2003
BA, Business Administration/Marketing
Allstate January 2012 - Present
Wells Fargo Advisors July 2011 - January 2012
Wells Fargo Advisors March 2008 - July 2011
Wachovia Securities June 2007 - March 2008
Global Solutions, Inc March 2004 - June 2007
Skills
Training, Recruiting, Customer Service, Accounting, Sales
Education
Clark Atlanta University 1999 — 2003
BA, Business Administration/Marketing
Lewis Bettman III's Wachovia Securities Experience 1984 - 2009
Job Associate Vice President Investments at Raymond James Financial Inc.
Industry Financial Services
Experience
Raymond James Financial Inc. 2009 - Present
Wachovia Securities 1984 - 2009
Skills
Investments, Strategy
Education
Washington University in St. Louis 1954 — 1958
Bachelor of Arts (BA), Political Science and Government
Cornell University 1953 — 1953
Political Science and Government
Raymond James Financial Inc. 2009 - Present
Wachovia Securities 1984 - 2009
Skills
Investments, Strategy
Education
Washington University in St. Louis 1954 — 1958
Bachelor of Arts (BA), Political Science and Government
Cornell University 1953 — 1953
Political Science and Government
John Coffin John Coffin's Wachovia Securities Experience March 1996 - February 2003
Job CoFounder and Executive Vice President at Atlantic Capital Bank
Industry Banking
Experience
Atlantic Capital Bank August 2006 - Present
Founders Club Radio September 2014 - Present
Wachovia Bank January 2005 - August 2006
Wachovia Bank March 2003 - December 2004
Wachovia Securities March 1996 - February 2003
Chemical Bank/Chase Manhattan Bank January 1993 - March 1996
Manufacturers Hanover Trust October 1988 - January 1993
Skills
Banking, Capital Markets, Commercial Banking, Mergers, Private Equity, Investment Banking
Education
Columbia Business School 1991 — 1993
MBA, Finance and International Business
Dartmouth College 1984 — 1988
BA, English
Phillips Exeter Academy 1982 — 1984
Atlantic Capital Bank August 2006 - Present
Founders Club Radio September 2014 - Present
Wachovia Bank January 2005 - August 2006
Wachovia Bank March 2003 - December 2004
Wachovia Securities March 1996 - February 2003
Chemical Bank/Chase Manhattan Bank January 1993 - March 1996
Manufacturers Hanover Trust October 1988 - January 1993
Skills
Banking, Capital Markets, Commercial Banking, Mergers, Private Equity, Investment Banking
Education
Columbia Business School 1991 — 1993
MBA, Finance and International Business
Dartmouth College 1984 — 1988
BA, English
Phillips Exeter Academy 1982 — 1984
Leslie O'Mahony's Wachovia Securities Experience April 2006 - August 2006
Job MBA Candidate, The University of Chicago Booth School of Business
Industry Financial Services
Experience
Cornerstone Research July 2012 - June 2013
Cornerstone Research July 2011 - June 2012
Cornerstone Research September 2009 - June 2011
Vico Capital June 2008 - August 2008
Johnson Graduate School of Management at Cornell University May 2007 - August 2007
Wachovia Securities April 2006 - August 2006
Skills
Econometrics, Stata, Economics, Economic Research, Econometric Modeling
Education
The University of Chicago - Booth School of Business 2013 — 2015
Master of Business Administration (MBA)
Cornell University 2006 — 2009
Bachelor of Arts (B.A.), Economics
Cornerstone Research July 2012 - June 2013
Cornerstone Research July 2011 - June 2012
Cornerstone Research September 2009 - June 2011
Vico Capital June 2008 - August 2008
Johnson Graduate School of Management at Cornell University May 2007 - August 2007
Wachovia Securities April 2006 - August 2006
Skills
Econometrics, Stata, Economics, Economic Research, Econometric Modeling
Education
The University of Chicago - Booth School of Business 2013 — 2015
Master of Business Administration (MBA)
Cornell University 2006 — 2009
Bachelor of Arts (B.A.), Economics
Scott Hauser Scott Hauser's Wachovia Securities Experience June 2010 - June 2011
Job OMERS Private Equity
Industry Venture Capital & Private Equity
Experience
Omers Private Equity September 2015 - Present
Fortress Investment Group April 2014 - December 2014
Morgenthaler Private Equity July 2013 - December 2013
Morgenthaler Private Equity July 2011 - June 2013
Wachovia Securities June 2010 - June 2011
Wachovia Securities June 2007 - June 2010
Skills
Financial Modeling, Private Equity, Valuation, Investment Banking, Due Diligence, Corporate Finance
Education
Columbia University - Columbia Business School 2014 — 2015
Master of Business Administration (MBA)
University of North Carolina at Chapel Hill 2003 — 2007
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Omers Private Equity September 2015 - Present
Fortress Investment Group April 2014 - December 2014
Morgenthaler Private Equity July 2013 - December 2013
Morgenthaler Private Equity July 2011 - June 2013
Wachovia Securities June 2010 - June 2011
Wachovia Securities June 2007 - June 2010
Skills
Financial Modeling, Private Equity, Valuation, Investment Banking, Due Diligence, Corporate Finance
Education
Columbia University - Columbia Business School 2014 — 2015
Master of Business Administration (MBA)
University of North Carolina at Chapel Hill 2003 — 2007
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Roshonda Johnson Roshonda Johnson's Wachovia Securities Experience February 2008 - October 2008
Job Health Service Administration Grad
Industry Hospital & Health Care
Experience
Fresenius Medical Care Default Aversion RepresentativeWest Asset ManagementOctober 2009 - February 2014
SunTrust Banks, Inc May 2009 - October 2009
Educational Credit Management Corporation November 2008 - January 2009
Wachovia Securities February 2008 - October 2008
Zimmerman Associates, Inc December 2007 - January 2008
Federal Reserve Bank (Techead) April 2007 - November 2007
McGrath Contractors, LLC March 2005 - November 2006
Mary Washington University (Unistaff) January 2005 - February 2005
Waste Management (Manpower) September 2004 - December 2004
Collegiate Funding Services August 2002 - August 2004
Skills
Data Entry, Invoicing, Customer Service, Access, Office Management, Payroll, Analysis, HIPAA, Outlook, Microsoft Office, Software Documentation, Administrative..., Microsoft Excel, Call Centers, Microsoft Word, Excel, Word, Accounting, PowerPoint, Banking, Documentation, Insurance, Administration, Customer Satisfaction, Scheduling, Compliance, Call Center, Billing, Teamwork, Credit, Accounts Receivable, Accounts Payable, Administrative Support, SAP, Database Administration, Research, PeopleSoft, Retail, Outstanding Customer..., General Office Duties, Postage Meter, Medical Terminology, Medical Records, Healthcare Information..., Training, Time Management, Medical Coding
Education
San Joaquin Valley College-Visalia 2012 — 2013
Certificate, Clinical Medical Assistant
Colorado Technical University 2010 — 2012
Associate of Science (AS), Health Service Administration, 3.31
J Sargeant Reynolds Community College 2008 — 2009
Phlebotomy, & Health Records Coding
Commonwealth College 1993 — 1995
Associates of Applied Science, Office Technology
Washington& Lee High School 1990 — 1993
Fresenius Medical Care Default Aversion RepresentativeWest Asset ManagementOctober 2009 - February 2014
SunTrust Banks, Inc May 2009 - October 2009
Educational Credit Management Corporation November 2008 - January 2009
Wachovia Securities February 2008 - October 2008
Zimmerman Associates, Inc December 2007 - January 2008
Federal Reserve Bank (Techead) April 2007 - November 2007
McGrath Contractors, LLC March 2005 - November 2006
Mary Washington University (Unistaff) January 2005 - February 2005
Waste Management (Manpower) September 2004 - December 2004
Collegiate Funding Services August 2002 - August 2004
Skills
Data Entry, Invoicing, Customer Service, Access, Office Management, Payroll, Analysis, HIPAA, Outlook, Microsoft Office, Software Documentation, Administrative..., Microsoft Excel, Call Centers, Microsoft Word, Excel, Word, Accounting, PowerPoint, Banking, Documentation, Insurance, Administration, Customer Satisfaction, Scheduling, Compliance, Call Center, Billing, Teamwork, Credit, Accounts Receivable, Accounts Payable, Administrative Support, SAP, Database Administration, Research, PeopleSoft, Retail, Outstanding Customer..., General Office Duties, Postage Meter, Medical Terminology, Medical Records, Healthcare Information..., Training, Time Management, Medical Coding
Education
San Joaquin Valley College-Visalia 2012 — 2013
Certificate, Clinical Medical Assistant
Colorado Technical University 2010 — 2012
Associate of Science (AS), Health Service Administration, 3.31
J Sargeant Reynolds Community College 2008 — 2009
Phlebotomy, & Health Records Coding
Commonwealth College 1993 — 1995
Associates of Applied Science, Office Technology
Washington& Lee High School 1990 — 1993
Timothy Lee Timothy Lee's Wachovia Securities Experience November 2002 - August 2005
Job Managing Director at AB Global Group
Industry Marketing and Advertising
Experience
AB Global Group/AB Financing September 2013 - Present
KBC Bank July 2008 - June 2013
Sumitomo Mitsui Banking Corporation August 2005 - July 2008
Wachovia Securities November 2002 - August 2005
Skills
Sales Management, International Sales, Structured Finance, Financial Structuring, Project Finance, Valuation, Financial Analysis, Credit Analysis, Investment Banking, Financial Modeling, Finance, Trading, Analysis, Due Diligence, Investments, Management, Energy, Project Planning, Negotiation
Education
Cornell University 2000 — 2001
Master of Engineering, Financial Engneering
University of Minnesota - Carlson School of Management 1994 — 1996
Master of Business Administration (MBA), Finance
Yonsei University 1984 — 1990
BBA, Business Administration
AB Global Group/AB Financing September 2013 - Present
KBC Bank July 2008 - June 2013
Sumitomo Mitsui Banking Corporation August 2005 - July 2008
Wachovia Securities November 2002 - August 2005
Skills
Sales Management, International Sales, Structured Finance, Financial Structuring, Project Finance, Valuation, Financial Analysis, Credit Analysis, Investment Banking, Financial Modeling, Finance, Trading, Analysis, Due Diligence, Investments, Management, Energy, Project Planning, Negotiation
Education
Cornell University 2000 — 2001
Master of Engineering, Financial Engneering
University of Minnesota - Carlson School of Management 1994 — 1996
Master of Business Administration (MBA), Finance
Yonsei University 1984 — 1990
BBA, Business Administration
Justin Davis, MBA, CFP® Justin Davis, MBA, CFP®'s Wachovia Securities Experience August 2007 - December 2008
Job Senior Vice President Investments at Davis Wealth Management Group of Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC July 2001 - Present
Wachovia Securities August 2007 - December 2008
AG Edwards and Sons, Inc. July 2001 - August 2007
Beneficial Financial, Inc January 1998 - January 2001
Albertson's, Inc January 1993 - January 1998
Skills
Investments, Retirement, Retirement Planning, Mutual Funds, Alternative Investments, Insurance, Estate Investment..., Variable Annuities
Education
Colorado State University 2011 — 2013
Master of Business Administration (MBA)
Kaplan University 2006 — 2007
CERTIFIED FINANCIAL PLANNER™ PROFESSIONAL Certification
College for Financial Planning® 2001 — 2001
ACCREDITED ASSET MANAGEMENT SPECIALIST Designation, Asset Management
Northern Arizona University 1993 — 1997
Bachelor of Science, Psychology & Criminal Justice
Örebro University 1995 — 1996
Psychology & European Law
Wells Fargo Advisors, LLC July 2001 - Present
Wachovia Securities August 2007 - December 2008
AG Edwards and Sons, Inc. July 2001 - August 2007
Beneficial Financial, Inc January 1998 - January 2001
Albertson's, Inc January 1993 - January 1998
Skills
Investments, Retirement, Retirement Planning, Mutual Funds, Alternative Investments, Insurance, Estate Investment..., Variable Annuities
Education
Colorado State University 2011 — 2013
Master of Business Administration (MBA)
Kaplan University 2006 — 2007
CERTIFIED FINANCIAL PLANNER™ PROFESSIONAL Certification
College for Financial Planning® 2001 — 2001
ACCREDITED ASSET MANAGEMENT SPECIALIST Designation, Asset Management
Northern Arizona University 1993 — 1997
Bachelor of Science, Psychology & Criminal Justice
Örebro University 1995 — 1996
Psychology & European Law
Stephen K Nassrah Stephen K Nassrah's Wachovia Securities Experience October 2006 - March 2008
Job Loan Officer at SunTrust
Industry Financial Services
Experience
SunTrust May 2015 - Present
ConeGolf June 2014 - Present
goodmortgage.com November 2014 - April 2015
Consolidated Planning, Inc. December 2013 - October 2014
Wyndham Capital Mortgage January 2012 - October 2013
HF Financial September 2010 - December 2011
Wells Fargo Advisors April 2008 - July 2010
Wachovia Securities October 2006 - March 2008
Skills
Retirement, Financial Services, Investments, Mutual Funds, Insurance, Banking, Loans, Mortgage Lending, Finance, Credit, CRM, Estate Planning, Residential Mortgages, Loan Origination, Securities, Financial Planning
Education
University of South Carolina Upstate 2003 — 2006
Bachelor's Degree, Psychology
College for Financial Planning 2009 — 2010
CFP Professional Education Mentor Program, Financial Planning
SunTrust May 2015 - Present
ConeGolf June 2014 - Present
goodmortgage.com November 2014 - April 2015
Consolidated Planning, Inc. December 2013 - October 2014
Wyndham Capital Mortgage January 2012 - October 2013
HF Financial September 2010 - December 2011
Wells Fargo Advisors April 2008 - July 2010
Wachovia Securities October 2006 - March 2008
Skills
Retirement, Financial Services, Investments, Mutual Funds, Insurance, Banking, Loans, Mortgage Lending, Finance, Credit, CRM, Estate Planning, Residential Mortgages, Loan Origination, Securities, Financial Planning
Education
University of South Carolina Upstate 2003 — 2006
Bachelor's Degree, Psychology
College for Financial Planning 2009 — 2010
CFP Professional Education Mentor Program, Financial Planning
Paul E. Miller Jr ,CFP®'s Wachovia Securities Experience July 2006 - September 2008
Job Senior VP, Investments, Raymond James & Associates 159 Crocker Park Blvd., Suite 390, Westlake, OH 44145 4408011629
Industry Financial Services
Experience
Raymond James & Associates September 2008 - Present
Wachovia Securities July 2006 - September 2008
A.G. Edwards & Sons, Inc. June 1999 - September 2008
PaineWebber 1995 - 1999
Kidder, Peabody/GE Capital 1987 - 1995
Skills
Series 7, Alternative Investments, Wealth Management, Investments, Fixed Annuities, Portfolio Management, Mutual Funds, Retirement, Retirement Planning, Hedge Funds, Securities, Asset Managment
Education
College for Financial Planning 1990 — 1994
CFP®, Professional education
GE Investment Corp. 1990 — 1990
GE trained in benefits and pensions
Kent State University 1981 — 1986
BBA, Finance
west holmes
Raymond James & Associates September 2008 - Present
Wachovia Securities July 2006 - September 2008
A.G. Edwards & Sons, Inc. June 1999 - September 2008
PaineWebber 1995 - 1999
Kidder, Peabody/GE Capital 1987 - 1995
Skills
Series 7, Alternative Investments, Wealth Management, Investments, Fixed Annuities, Portfolio Management, Mutual Funds, Retirement, Retirement Planning, Hedge Funds, Securities, Asset Managment
Education
College for Financial Planning 1990 — 1994
CFP®, Professional education
GE Investment Corp. 1990 — 1990
GE trained in benefits and pensions
Kent State University 1981 — 1986
BBA, Finance
west holmes
Michael Bruenger Sr Michael Bruenger Sr's Wachovia Securities Experience August 2004 - August 2009
Job Technology Manager, VP at Wells Fargo Advisors
Industry Information Technology and Services
Experience
Wells Fargo Advisors August 2009 - Present
Wachovia Securities August 2004 - August 2009
Application Design Group November 1998 - August 2004
Skills
System Testing, Testing, SDLC, Process Improvement, Performance Tuning, Visio, Integration, Performance Testing, Software Development, Software Documentation, Quality Assurance, Disaster Recovery, Enterprise Software, SharePoint
Education
AECP 1998 — 2000
MCSE Training
Community College of the Air Force 1980 — 1985
English, Math, Turbine Systems, Basic Electronics, Hydraulic Systems
Wells Fargo Advisors August 2009 - Present
Wachovia Securities August 2004 - August 2009
Application Design Group November 1998 - August 2004
Skills
System Testing, Testing, SDLC, Process Improvement, Performance Tuning, Visio, Integration, Performance Testing, Software Development, Software Documentation, Quality Assurance, Disaster Recovery, Enterprise Software, SharePoint
Education
AECP 1998 — 2000
MCSE Training
Community College of the Air Force 1980 — 1985
English, Math, Turbine Systems, Basic Electronics, Hydraulic Systems
Robert Harbeke, CFP® Robert Harbeke, CFP®'s Wachovia Securities Experience 2007 - 2009
Job Managing Principal and Financial Advisor at Wells Fargo Advisors Financial Network, LLC
Industry Financial Services
Experience
Wells Fargo Advisors Financial Network, LLC July 2009 - Present
Wachovia Securities 2007 - 2009
A G Edwards 2004 - 2007
Skills
Retirement Planning, Investments, IRAs, Finance, Asset Management, Strategy, Financial Services, Management, Retirement
Education
College for Financial Planning
Certified Financial Planner® professional
North Dakota State University 1967 — 1971
BS, Agriculture Economics
Wells Fargo Advisors Financial Network, LLC July 2009 - Present
Wachovia Securities 2007 - 2009
A G Edwards 2004 - 2007
Skills
Retirement Planning, Investments, IRAs, Finance, Asset Management, Strategy, Financial Services, Management, Retirement
Education
College for Financial Planning
Certified Financial Planner® professional
North Dakota State University 1967 — 1971
BS, Agriculture Economics
Kevin Nashbar, AAMS® Kevin Nashbar, AAMS®'s Wachovia Securities Experience 2003 - 2005
Job Senior Financial Advisor at Newbridge Securities
Industry Investment Management
Experience
Newbridge Securities April 2014 - Present
Millicorp May 2013 - December 2013
Port Royal Financial, LLC December 2011 - December 2012
Gradient Securities March 2010 - December 2011
CastlestreamRecruiting.com March 2009 - March 2010
Ameriprise Financial May 2007 - March 2009
Kevin Nashbar, P.A. January 2005 - December 2006
Wachovia Securities 2003 - 2005
A.G. Edwards & Sons, Inc. 2001 - 2003
Bike Nashbar 1996 - 2000
Skills
Finance, Financial Planning, Financial Services, Insurance, Investments, Portfolio Management, Securities, Series 7, Wealth Management, Alternative Investments, Leadership, Management, Mutual Funds, Banking, Fixed Annuities, Asset Management, Investment Properties
Education
College for Financial Planning 2001 — 2001
AAMS®
University of South Florida 1990 — 1993
BS, Finance
Lehigh University - College of Business and Economics 1988 — 1990
Newbridge Securities April 2014 - Present
Millicorp May 2013 - December 2013
Port Royal Financial, LLC December 2011 - December 2012
Gradient Securities March 2010 - December 2011
CastlestreamRecruiting.com March 2009 - March 2010
Ameriprise Financial May 2007 - March 2009
Kevin Nashbar, P.A. January 2005 - December 2006
Wachovia Securities 2003 - 2005
A.G. Edwards & Sons, Inc. 2001 - 2003
Bike Nashbar 1996 - 2000
Skills
Finance, Financial Planning, Financial Services, Insurance, Investments, Portfolio Management, Securities, Series 7, Wealth Management, Alternative Investments, Leadership, Management, Mutual Funds, Banking, Fixed Annuities, Asset Management, Investment Properties
Education
College for Financial Planning 2001 — 2001
AAMS®
University of South Florida 1990 — 1993
BS, Finance
Lehigh University - College of Business and Economics 1988 — 1990
Daniel Erskine Daniel Erskine's Wachovia Securities Experience February 2008 - May 2009
Job Senior UNIX System Administrator at Wells Fargo Advisors
Industry Information Technology and Services
Experience
Wells Fargo Advisors May 2009 - Present
Wachovia Securities February 2008 - May 2009
A.G. Edwards & Sons, Inc. October 2004 - February 2008
A.G. Edwards & Sons October 2000 - October 2004
Union Pacific Railroad July 1999 - September 2000
Edward Jones June 1996 - January 1999
US Transportation Command June 1991 - April 1996
Skills
Hardware, HP-UX, Unix, Unix Shell Scripting, SAN, Disaster Recovery, System Administration, BMC Remedy, DNS, Mainframe, Shell Scripting, Servers, SDLC, Linux, Networking, Troubleshooting, Operating Systems, Red Hat Linux, Data Center, Solaris, Customer Service, Root Cause Analysis, Technical Support, Network Security, TCP/IP, RHEL
Education
Belleville Area College 1993 — 1995
Computer Science
Community College of the Air Force 1991 — 1994
Computer Science
Jamestown Community College 1984 — 1985
Computer Science
Wells Fargo Advisors May 2009 - Present
Wachovia Securities February 2008 - May 2009
A.G. Edwards & Sons, Inc. October 2004 - February 2008
A.G. Edwards & Sons October 2000 - October 2004
Union Pacific Railroad July 1999 - September 2000
Edward Jones June 1996 - January 1999
US Transportation Command June 1991 - April 1996
Skills
Hardware, HP-UX, Unix, Unix Shell Scripting, SAN, Disaster Recovery, System Administration, BMC Remedy, DNS, Mainframe, Shell Scripting, Servers, SDLC, Linux, Networking, Troubleshooting, Operating Systems, Red Hat Linux, Data Center, Solaris, Customer Service, Root Cause Analysis, Technical Support, Network Security, TCP/IP, RHEL
Education
Belleville Area College 1993 — 1995
Computer Science
Community College of the Air Force 1991 — 1994
Computer Science
Jamestown Community College 1984 — 1985
Computer Science
Kim Horelick's Wachovia Securities Experience March 2003 - March 2008
Job Executive Director Client Portfolio Manager at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan 2015 - Present
Silver River Capital Advisors 2014 - 2015
Brevet Capital Management May 2011 - November 2012
Horton Point 2010 - May 2011
The Midway Group March 2008 - December 2009
Wachovia Securities March 2003 - March 2008
Morgan Stanley July 1995 - November 2002
Banque Paribas 1992 - 1994
Skills
Fixed Income, Investor Relations, Marketing, Sales, Hedge Funds, Alternative Investments, Asset Managment, Capital Markets, Equities, Portfolio Management, Investments, Investment Banking, Private Equity, Bloomberg, Series 7, Emerging Markets, Structured Finance, Structured Products, Due Diligence, Investment Strategies, Relationship Management, Asset Management, Wealth Management, Equity Derivatives
Education
Columbia University - Columbia Business School 1993 — 1995
MBA
Columbia Engineering 1986 — 1990
BS
Collegiate School
J.P. Morgan 2015 - Present
Silver River Capital Advisors 2014 - 2015
Brevet Capital Management May 2011 - November 2012
Horton Point 2010 - May 2011
The Midway Group March 2008 - December 2009
Wachovia Securities March 2003 - March 2008
Morgan Stanley July 1995 - November 2002
Banque Paribas 1992 - 1994
Skills
Fixed Income, Investor Relations, Marketing, Sales, Hedge Funds, Alternative Investments, Asset Managment, Capital Markets, Equities, Portfolio Management, Investments, Investment Banking, Private Equity, Bloomberg, Series 7, Emerging Markets, Structured Finance, Structured Products, Due Diligence, Investment Strategies, Relationship Management, Asset Management, Wealth Management, Equity Derivatives
Education
Columbia University - Columbia Business School 1993 — 1995
MBA
Columbia Engineering 1986 — 1990
BS
Collegiate School
Nadine Kim's Wachovia Securities Experience 2003 - 2004
Job Director of Investor Relations, Fir Tree Partners
Industry Investment Management
Experience
Fir Tree Partners October 2004 - Present
Wachovia Securities 2003 - 2004
Cambridge Associates 2000 - 2003
Skills
Hedge Funds, Investor Relations, Equity Research, Investments, Mutual Funds, Capital Raising, Alternative Investments, Private Equity, Equities, Asset Management, Financial Modeling, Fixed Income
Education
Columbia University - Columbia Business School 2007 — 2009
MBA, Finance
The Johns Hopkins University
BA, International Relations
Fir Tree Partners October 2004 - Present
Wachovia Securities 2003 - 2004
Cambridge Associates 2000 - 2003
Skills
Hedge Funds, Investor Relations, Equity Research, Investments, Mutual Funds, Capital Raising, Alternative Investments, Private Equity, Equities, Asset Management, Financial Modeling, Fixed Income
Education
Columbia University - Columbia Business School 2007 — 2009
MBA, Finance
The Johns Hopkins University
BA, International Relations
Sebastian Peters's Wachovia Securities Experience June 2006 - June 2009
Job Analyst
Industry Investment Management
Experience
Praesidium Investment Management 2011 - Present
Cantillon Capital Management LLC September 2010 - December 2010
Wachovia Securities June 2006 - June 2009
Skills
Financial Modeling, Research, Valuation, Analytics, Investment Banking, Equity Research, Due Diligence
Education
Columbia University - Columbia Business School 2009 — 2011
MBA
Vanderbilt University 2002 — 2006
Bachelor of Engineering
Praesidium Investment Management 2011 - Present
Cantillon Capital Management LLC September 2010 - December 2010
Wachovia Securities June 2006 - June 2009
Skills
Financial Modeling, Research, Valuation, Analytics, Investment Banking, Equity Research, Due Diligence
Education
Columbia University - Columbia Business School 2009 — 2011
MBA
Vanderbilt University 2002 — 2006
Bachelor of Engineering
David Peck's Wachovia Securities Experience May 2007 - January 2010
Job Sr.Mortgage Banker at Bank of England, Mortgage Division
Industry Financial Services
Experience
Bank of England, Mortgage Division December 2010 - Present
Wachovia Securities May 2007 - January 2010
Agilent Technologies February 2000 - January 2007
Hewlett Packard May 1990 - February 2000
Skills
Real Estate, First Time Home Buyers, Credit, Investment Properties, Reverse Mortgages, Refinance, Mortgage Lending, Finance, Loans, Strategy, Short Sales, Condos, Sellers, Referrals, Real Estate Financing, USDA, FHA, Small Business, New Business Development, Residential Homes, Property, Real Estate Transactions, Investments, Foreclosures, Banking, Commercial Real Estate, Sales, Investors, Customer Service, Home Equity Loans, Residential Mortgages, Loan Origination, Financial Services, VA loans, FHA financing, Mortgage Banking, HUD, Selling, Real Estate Economics, Commercial Lending, REO, Government Loans
Education
Colorado State University 1994 — 1997
BS
Bank of England, Mortgage Division December 2010 - Present
Wachovia Securities May 2007 - January 2010
Agilent Technologies February 2000 - January 2007
Hewlett Packard May 1990 - February 2000
Skills
Real Estate, First Time Home Buyers, Credit, Investment Properties, Reverse Mortgages, Refinance, Mortgage Lending, Finance, Loans, Strategy, Short Sales, Condos, Sellers, Referrals, Real Estate Financing, USDA, FHA, Small Business, New Business Development, Residential Homes, Property, Real Estate Transactions, Investments, Foreclosures, Banking, Commercial Real Estate, Sales, Investors, Customer Service, Home Equity Loans, Residential Mortgages, Loan Origination, Financial Services, VA loans, FHA financing, Mortgage Banking, HUD, Selling, Real Estate Economics, Commercial Lending, REO, Government Loans
Education
Colorado State University 1994 — 1997
BS
H. Bryan Britt's Wachovia Securities Experience June 2006 - October 2007
Job Credit and Risk Associate at Federal Reserve Bank of Atlanta
Industry Investment Banking
Experience
Federal Reserve Bank of Atlanta August 2010 - Present
Next Big Thing 2014 - 2015
Beyond the Obvious Podcast 2012 - 2012
Regions Capital Markets October 2007 - March 2009
Wachovia Securities June 2006 - October 2007
Wachovia Securities, LLC May 2005 - August 2005
Trusco Capital Management May 2004 - August 2004
SunTrust Bank May 2003 - August 2003
Decatur Capital Management 2003 - 2003
US Navy September 1997 - August 2000
Skills
Financial Modeling, Valuation, Private Equity, Venture Capital, Loan Origination, Financial Structuring, Research, Leadership, Market Analysis, Financial Analysis, Investments, Corporate Finance, Capital Markets, Investment Banking, Portfolio Management, Financial Education, Equities, Bloomberg, Asset Managment, Fixed Income, Financial Risk, Public Speaking
Education
Clark Atlanta University 2002 — 2006
BA, Business Administration; Finance Concentration
Mauldin High School
Federal Reserve Bank of Atlanta August 2010 - Present
Next Big Thing 2014 - 2015
Beyond the Obvious Podcast 2012 - 2012
Regions Capital Markets October 2007 - March 2009
Wachovia Securities June 2006 - October 2007
Wachovia Securities, LLC May 2005 - August 2005
Trusco Capital Management May 2004 - August 2004
SunTrust Bank May 2003 - August 2003
Decatur Capital Management 2003 - 2003
US Navy September 1997 - August 2000
Skills
Financial Modeling, Valuation, Private Equity, Venture Capital, Loan Origination, Financial Structuring, Research, Leadership, Market Analysis, Financial Analysis, Investments, Corporate Finance, Capital Markets, Investment Banking, Portfolio Management, Financial Education, Equities, Bloomberg, Asset Managment, Fixed Income, Financial Risk, Public Speaking
Education
Clark Atlanta University 2002 — 2006
BA, Business Administration; Finance Concentration
Mauldin High School
Daniel Hodges's Wachovia Securities Experience June 2006 - November 2007
Job Senior Associate at Broad Sky Partners
Industry Venture Capital & Private Equity
Experience
Broad Sky Partners September 2014 - Present
AUA Private Equity Partners July 2013 - July 2014
Alliance Consumer Growth, LLC November 2011 - September 2012
Seguin Partners, LLC May 2009 - July 2011
American Capital December 2007 - April 2009
Wachovia Securities June 2006 - November 2007
Education
Columbia University - Columbia Business School 2011 — 2013
MBA
Duke University 2002 — 2006
BA, Economics
Broad Sky Partners September 2014 - Present
AUA Private Equity Partners July 2013 - July 2014
Alliance Consumer Growth, LLC November 2011 - September 2012
Seguin Partners, LLC May 2009 - July 2011
American Capital December 2007 - April 2009
Wachovia Securities June 2006 - November 2007
Education
Columbia University - Columbia Business School 2011 — 2013
MBA
Duke University 2002 — 2006
BA, Economics
Cindy Olcese Baker's Wachovia Securities Experience November 2004 - October 2006
Job Risk & Compliance Consultant, VP at Wells Fargo/Wachovia Corp.
Industry Banking
Experience
Wells Fargo Bank April 2009 - Present
Wachovia, A Wells Fargo Company 2009 - Present
Wells Fargo 2009 - 2011
Wachovia November 2006 - April 2009
Wachovia Securities November 2004 - October 2006
Wachovia June 1994 - November 2004
Crimms Insurance January 1992 - February 1994
Skills
AML, Risk, Compliance, Fraud, Privacy, Mergers, Risk Management, Banking, Risk Assessment, Risk Mitigation, Finance, Financial Risk, Policy, Financial Services, Mergers & Acquisitions, Securities, Project Management, Leadership
Education
Clark University 1987 — 1991
B.A., Business Management
Wells Fargo Bank April 2009 - Present
Wachovia, A Wells Fargo Company 2009 - Present
Wells Fargo 2009 - 2011
Wachovia November 2006 - April 2009
Wachovia Securities November 2004 - October 2006
Wachovia June 1994 - November 2004
Crimms Insurance January 1992 - February 1994
Skills
AML, Risk, Compliance, Fraud, Privacy, Mergers, Risk Management, Banking, Risk Assessment, Risk Mitigation, Finance, Financial Risk, Policy, Financial Services, Mergers & Acquisitions, Securities, Project Management, Leadership
Education
Clark University 1987 — 1991
B.A., Business Management
Anthony De Maio's Wachovia Securities Experience August 2006 - July 2010
Job Orchard Supply Hardware
Industry Retail
Experience
Orchard Supply Hardware February 2014 - Present
SD Realty Group September 2009 - January 2014
D.A. Davidson & Co. November 2010 - November 2012
Wachovia Securities August 2006 - July 2010
Swander Pace Capital July 2004 - July 2006
Credit Suisse First Boston June 2001 - June 2004
SEO 2001 - 2001
Skills
Accounting, Business Strategy, Competitive Analysis, Debt Restructuring, Equities, Equity Research, Investment Banking, Mergers, Mergers & Acquisitions, Private Equity, Due Diligence
Education
Cornell University 1997 — 2001
Orchard Supply Hardware February 2014 - Present
SD Realty Group September 2009 - January 2014
D.A. Davidson & Co. November 2010 - November 2012
Wachovia Securities August 2006 - July 2010
Swander Pace Capital July 2004 - July 2006
Credit Suisse First Boston June 2001 - June 2004
SEO 2001 - 2001
Skills
Accounting, Business Strategy, Competitive Analysis, Debt Restructuring, Equities, Equity Research, Investment Banking, Mergers, Mergers & Acquisitions, Private Equity, Due Diligence
Education
Cornell University 1997 — 2001
Anjelica Kelly's Wachovia Securities Experience May 2008 - August 2008
Job Associate at Morgan Stanley
Industry Capital Markets
Experience
Morgan Stanley August 2013 - Present
Office of US Senator Barbara Boxer January 2010 - July 2011
Office of US Senator Barbara Boxer July 2009 - January 2010
Wachovia Securities May 2008 - August 2008
Nomura International Plc May 2007 - August 2007
Office of US Representative Barbara Lee May 2006 - August 2006
Education
Columbia Business School 2011 — 2013
MBA, Finance & Economics
Harvard University 2005 — 2009
Economics & Government
The London School of Economics and Political Science (LSE) 2007 — 2007
Accounting & Economics
Morgan Stanley August 2013 - Present
Office of US Senator Barbara Boxer January 2010 - July 2011
Office of US Senator Barbara Boxer July 2009 - January 2010
Wachovia Securities May 2008 - August 2008
Nomura International Plc May 2007 - August 2007
Office of US Representative Barbara Lee May 2006 - August 2006
Education
Columbia Business School 2011 — 2013
MBA, Finance & Economics
Harvard University 2005 — 2009
Economics & Government
The London School of Economics and Political Science (LSE) 2007 — 2007
Accounting & Economics
Crayton Silsby's Wachovia Securities Experience August 2001 - January 2005
Job High Net Worth Associate at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments November 2010 - Present
Konica Minolta July 2008 - June 2009
Canon December 2006 - December 2007
FedEx April 2006 - December 2006
Wachovia Securities August 2001 - January 2005
GE Global Exchange Services 1999 - 2001
CoStar Group 1998 - 2000
Skills
Sales, New Business Development, Finance
Education
Clemson University 1991 — 1994
BA, foreign languages/psychology/ biosciences
Riverside High 1987 — 1991
Fidelity Investments November 2010 - Present
Konica Minolta July 2008 - June 2009
Canon December 2006 - December 2007
FedEx April 2006 - December 2006
Wachovia Securities August 2001 - January 2005
GE Global Exchange Services 1999 - 2001
CoStar Group 1998 - 2000
Skills
Sales, New Business Development, Finance
Education
Clemson University 1991 — 1994
BA, foreign languages/psychology/ biosciences
Riverside High 1987 — 1991
Leo Sarusal's Wachovia Securities Experience March 2008 - April 2009
Job Performance & Load Test Engineer
Industry Financial Services
Experience
Wells Fargo Advisors May 2009 - Present
Wachovia Securities March 2008 - April 2009
A.G. Edwards Technology Group, Inc. November 2005 - February 2008
A.G. Edwards & Sons October 2003 - October 2005
A.G. Edwards September 1999 - September 2003
U.S. Air Force August 1997 - August 1999
U.S. Air Force March 1995 - August 1997
U.S. Air Force August 1990 - February 1995
U.S. Air Force November 1982 - July 1990
U.S. Air Force November 1977 - November 1982
Education
Park University
Bachelor of Science, Computer Science
Community College of the Air Force
Associate in Applied Science, Instructional Technology
University of Maryland College Park
Associate of Arts, Management
Community College of the Air Force
Associate in Applied Science, Avionics Systems Technology
Wells Fargo Advisors May 2009 - Present
Wachovia Securities March 2008 - April 2009
A.G. Edwards Technology Group, Inc. November 2005 - February 2008
A.G. Edwards & Sons October 2003 - October 2005
A.G. Edwards September 1999 - September 2003
U.S. Air Force August 1997 - August 1999
U.S. Air Force March 1995 - August 1997
U.S. Air Force August 1990 - February 1995
U.S. Air Force November 1982 - July 1990
U.S. Air Force November 1977 - November 1982
Education
Park University
Bachelor of Science, Computer Science
Community College of the Air Force
Associate in Applied Science, Instructional Technology
University of Maryland College Park
Associate of Arts, Management
Community College of the Air Force
Associate in Applied Science, Avionics Systems Technology
Young Ku, CFA's Wachovia Securities Experience 2007 - Present
Job REIT Research, Wells Fargo Securities
Industry Real Estate
Experience
Wachovia Securities 2007 - Present
MTB Investment Advisors 2006 - 2007
M&T Bank 2004 - 2006
M&T Bank 2003 - 2004
Education
Cornell University 1998 — 2002
BA, Economics
Wachovia Securities 2007 - Present
MTB Investment Advisors 2006 - 2007
M&T Bank 2004 - 2006
M&T Bank 2003 - 2004
Education
Cornell University 1998 — 2002
BA, Economics
Nat Clarkson's Wachovia Securities Experience April 2002 - May 2003
Job Vice President Investment Banking
Industry Investment Banking
Experience
Deloitte Corporate Finance – Investment Banking (Formerly McColl Partners, LLC) July 2010 - Present
Academy Funds April 2005 - January 2008
Wachovia Bank May 2003 - March 2005
Wachovia Securities April 2002 - May 2003
Skills
Finance, Negotiation, Private Equity, Real Estate Development, Company Valuation, Investment Banking, Capital Markets, Valuation, Due Diligence, Mergers, Corporate Finance, Hedge Funds, Investments, Venture Capital, Equities, Strategy, Mergers & Acquisitions, Portfolio Management, Structured Finance
Education
Columbia University - Columbia Business School 2008 — 2010
MBA, Business Administration and Management, General
London Business School 2008 — 2010
MBA
University of South Carolina - Darla Moore School of Business 1998 — 2001
M.I.B.S., International Business
University of South Carolina School of Law 1997 — 2001
J.D., Law
The Citadel 1993 — 1996
B.A., History
Deloitte Corporate Finance – Investment Banking (Formerly McColl Partners, LLC) July 2010 - Present
Academy Funds April 2005 - January 2008
Wachovia Bank May 2003 - March 2005
Wachovia Securities April 2002 - May 2003
Skills
Finance, Negotiation, Private Equity, Real Estate Development, Company Valuation, Investment Banking, Capital Markets, Valuation, Due Diligence, Mergers, Corporate Finance, Hedge Funds, Investments, Venture Capital, Equities, Strategy, Mergers & Acquisitions, Portfolio Management, Structured Finance
Education
Columbia University - Columbia Business School 2008 — 2010
MBA, Business Administration and Management, General
London Business School 2008 — 2010
MBA
University of South Carolina - Darla Moore School of Business 1998 — 2001
M.I.B.S., International Business
University of South Carolina School of Law 1997 — 2001
J.D., Law
The Citadel 1993 — 1996
B.A., History
Stefan Lalos's Wachovia Securities Experience June 1997 - March 2000
Job Majestic Holding Company
Industry Information Technology and Services
Experience
Majestic Holding Company June 2011 - Present
ITSolutions January 2002 - December 2010
BB&T Capital Markets March 2000 - December 2001
Wachovia Securities June 1997 - March 2000
Keane June 1993 - August 1995
Booz Allen Hamilton September 1991 - June 1993
Andersen Consulting November 1989 - September 1991
Education
Cornell University - Johnson Graduate School of Management 1995 — 1997
MBA
Clemson University 1985 — 1989
Engineering
Majestic Holding Company June 2011 - Present
ITSolutions January 2002 - December 2010
BB&T Capital Markets March 2000 - December 2001
Wachovia Securities June 1997 - March 2000
Keane June 1993 - August 1995
Booz Allen Hamilton September 1991 - June 1993
Andersen Consulting November 1989 - September 1991
Education
Cornell University - Johnson Graduate School of Management 1995 — 1997
MBA
Clemson University 1985 — 1989
Engineering
Emily Rodgers's Wachovia Securities Experience January 2003 - June 2004
Job Corporate Responsibility Manager at Anadarko Petroleum Corporation
Industry Oil & Energy
Experience
Anadarko Petroleum Corporation November 2013 - Present
Anadarko Petroleum Corporation October 2010 - November 2013
Environmental Resources Management September 2006 - October 2010
Dominion Exploration & Production June 2005 - August 2005
Wachovia Securities January 2003 - June 2004
Skills
Sustainability, Life Cycle Assessment, Policy Analysis, Stakeholder Engagement, Carbon Markets, Greenhouse Gas Inventory, Energy, Renewable Energy, Corporate Social..., Environmental Awareness, Strategic Planning, Data Analysis, Strategy Implementation, Reporting and Disclosure, Climate Change, Carbon Footprinting, Carbon, Strategy, Environmental Compliance
Education
Duke University 2004 — 2006
MEM, CSR/Sustainability/Energy Resources/Climate Change
Colgate University 1998 — 2002
BA, Geology
Anadarko Petroleum Corporation November 2013 - Present
Anadarko Petroleum Corporation October 2010 - November 2013
Environmental Resources Management September 2006 - October 2010
Dominion Exploration & Production June 2005 - August 2005
Wachovia Securities January 2003 - June 2004
Skills
Sustainability, Life Cycle Assessment, Policy Analysis, Stakeholder Engagement, Carbon Markets, Greenhouse Gas Inventory, Energy, Renewable Energy, Corporate Social..., Environmental Awareness, Strategic Planning, Data Analysis, Strategy Implementation, Reporting and Disclosure, Climate Change, Carbon Footprinting, Carbon, Strategy, Environmental Compliance
Education
Duke University 2004 — 2006
MEM, CSR/Sustainability/Energy Resources/Climate Change
Colgate University 1998 — 2002
BA, Geology
Chick & Keith Barnes's Wachovia Securities Experience March 1986 - September 2006
Job Music Director..Accompanist at Self
Industry Financial Services
Experience
Self 1980 - Present
Wachovia Securities March 1986 - September 2006
Education
Connecticut College 1960 — 1963
Bachelor's degree, Music
Self 1980 - Present
Wachovia Securities March 1986 - September 2006
Education
Connecticut College 1960 — 1963
Bachelor's degree, Music
Michelle A. Maurer's Wachovia Securities Experience 2003 - 2005
Job IT Project Manager at PBC Government
Industry Management Consulting
Experience
Citrix 2011 - 2012
Florida Power & Light 2010 - 2011
PBC Government October 2008 - 2010
ACCENTURE 1993 - November 2006
Navitaire (ACCENTURE's Airline Systems Integrator Subsidiary) 2006 - October 2006
UPS 2005 - 2005
Wachovia Securities 2003 - 2005
American Express Corporate Services- United Kingdom 2001 - 2001
UPS 1999 - 2001
Bristol-Myers Squibb 1999 - 1999
Education
Smith College 1989 — 1993
B.A., Computer Science
Dartmouth College 1991 — 1991
Scholarship, Electrical Engineering
FlightSafety International Flight School
DOT/FAA Single Engine Certification, Aviation
Citrix 2011 - 2012
Florida Power & Light 2010 - 2011
PBC Government October 2008 - 2010
ACCENTURE 1993 - November 2006
Navitaire (ACCENTURE's Airline Systems Integrator Subsidiary) 2006 - October 2006
UPS 2005 - 2005
Wachovia Securities 2003 - 2005
American Express Corporate Services- United Kingdom 2001 - 2001
UPS 1999 - 2001
Bristol-Myers Squibb 1999 - 1999
Education
Smith College 1989 — 1993
B.A., Computer Science
Dartmouth College 1991 — 1991
Scholarship, Electrical Engineering
FlightSafety International Flight School
DOT/FAA Single Engine Certification, Aviation
Michael Coplin's Wachovia Securities Experience June 2006 - July 2008
Job MD/MBA Student at Emory University
Industry Hospital & Health Care
Experience
Emory University School of Medicine, Department of Emergency Medicine September 2014 - Present
National Cancer Institute September 2010 - June 2011
Bellevue Hospital Center August 2008 - May 2010
Wachovia Securities June 2006 - July 2008
Skills
Financial Modeling, Financial Analysis, Data Analysis, Valuation, Due Diligence, Corporate Finance, Mergers & Acquisitions, PowerPoint, Research, Analysis, Finance, Microsoft Excel, Economics, Statistics, Medicine, Healthcare, Quality Improvement, Leadership
Education
Emory University - Goizueta Business School 2014 — 2016
Master of Business Administration (MBA)
Emory University School of Medicine 2011 — 2016
Doctor of Medicine (MD)
Columbia University in the City of New York 2008 — 2010
Postbaccalaureate Premedical Program
Emory University 2002 — 2006
BA, Economics, International Studies
Emory University School of Medicine, Department of Emergency Medicine September 2014 - Present
National Cancer Institute September 2010 - June 2011
Bellevue Hospital Center August 2008 - May 2010
Wachovia Securities June 2006 - July 2008
Skills
Financial Modeling, Financial Analysis, Data Analysis, Valuation, Due Diligence, Corporate Finance, Mergers & Acquisitions, PowerPoint, Research, Analysis, Finance, Microsoft Excel, Economics, Statistics, Medicine, Healthcare, Quality Improvement, Leadership
Education
Emory University - Goizueta Business School 2014 — 2016
Master of Business Administration (MBA)
Emory University School of Medicine 2011 — 2016
Doctor of Medicine (MD)
Columbia University in the City of New York 2008 — 2010
Postbaccalaureate Premedical Program
Emory University 2002 — 2006
BA, Economics, International Studies
Ronan C. Gaudario, CRPC®'s Wachovia Securities Experience November 2001 - April 2005
Job Financial Advisor at Voya Financial Advisors
Industry Financial Services
Experience
Voya Financial Advisors August 2009 - Present
Merrill Lynch November 2008 - January 2009
Wachovia Private Bank December 2007 - July 2008
Bank of America April 2005 - December 2007
Wachovia Securities November 2001 - April 2005
Sutro & Company April 1996 - November 2001
Education
Golden Gate University 1990 — 1995
Bachelor of Science, Finance
College of San Mateo 1987 — 1990
Aeronautics & Finance
Voya Financial Advisors August 2009 - Present
Merrill Lynch November 2008 - January 2009
Wachovia Private Bank December 2007 - July 2008
Bank of America April 2005 - December 2007
Wachovia Securities November 2001 - April 2005
Sutro & Company April 1996 - November 2001
Education
Golden Gate University 1990 — 1995
Bachelor of Science, Finance
College of San Mateo 1987 — 1990
Aeronautics & Finance
Susan Wolford's Wachovia Securities Experience 1997 - 2001
Job Managing Director at BMO Capital Markets
Industry Investment Banking
Experience
BMO Capital Markets 2001 - Present
Wachovia Securities 1997 - 2001
First Union Securities 1997 - 2001
PNC Bank 1992 - 1995
Kidder Peabody 1981 - 1992
Skills
Corporate Development, Mergers, Corporate Finance, Venture Capital, Investments, Financial Analysis, Mergers & Acquisitions, Valuation, Management, Investor Relations, Due Diligence, Private Equity, Investment Banking, Financial Modeling, Strategic Partnerships, M&A experience, Start-ups, Entrepreneurship, Portfolio Management, Strategy, Business Strategy, Strategic Planning, Capital Markets
Education
Columbia University - School of International and Public Affairs
Master of International Affairs, International Finance
Villanova University
Bachelor of Arts, History
BMO Capital Markets 2001 - Present
Wachovia Securities 1997 - 2001
First Union Securities 1997 - 2001
PNC Bank 1992 - 1995
Kidder Peabody 1981 - 1992
Skills
Corporate Development, Mergers, Corporate Finance, Venture Capital, Investments, Financial Analysis, Mergers & Acquisitions, Valuation, Management, Investor Relations, Due Diligence, Private Equity, Investment Banking, Financial Modeling, Strategic Partnerships, M&A experience, Start-ups, Entrepreneurship, Portfolio Management, Strategy, Business Strategy, Strategic Planning, Capital Markets
Education
Columbia University - School of International and Public Affairs
Master of International Affairs, International Finance
Villanova University
Bachelor of Arts, History
Daniel Harknett's Wachovia Securities Experience June 2005 - June 2007
Job Principal at J.H. Whitney Capital Partners
Industry Venture Capital & Private Equity
Experience
J.H. Whitney Capital Partners August 2007 - Present
Wachovia Securities June 2005 - June 2007
Skills
Mergers, Financial Modeling, Private Equity, LBO, Strategy, Mergers & Acquisitions, Valuation, Investment Banking, Capital Markets
Education
Columbia Business School 2012 — 2013
MBA
Penn State University 2001 — 2005
BS, Finance
J.H. Whitney Capital Partners August 2007 - Present
Wachovia Securities June 2005 - June 2007
Skills
Mergers, Financial Modeling, Private Equity, LBO, Strategy, Mergers & Acquisitions, Valuation, Investment Banking, Capital Markets
Education
Columbia Business School 2012 — 2013
MBA
Penn State University 2001 — 2005
BS, Finance
Arthur Colwell's Wachovia Securities Experience March 2005 - December 2006
Job Vice President, BNY Mellon Asset Servicing
Industry Financial Services
Experience
BNY Mellon September 2008 - Present
Securities Operations Forum June 2006 - Present
Morgan Stanley June 2008 - September 2008
Wachovia Securities March 2005 - December 2006
Prudential Securities 1989 - 2005
Pilgrim Group, Inc. 1986 - 1988
Skills
Series 63, Mutual Funds, Fixed Income, Securities, Asset Management, Equities, Financial Services, Series 7, Hedge Funds, Relationship Management, Portfolio Management, Bonds, Risk Management, Process Improvement, Investments, Banking
Education
Columbia University in the City of New York
B.A., Economics
BNY Mellon September 2008 - Present
Securities Operations Forum June 2006 - Present
Morgan Stanley June 2008 - September 2008
Wachovia Securities March 2005 - December 2006
Prudential Securities 1989 - 2005
Pilgrim Group, Inc. 1986 - 1988
Skills
Series 63, Mutual Funds, Fixed Income, Securities, Asset Management, Equities, Financial Services, Series 7, Hedge Funds, Relationship Management, Portfolio Management, Bonds, Risk Management, Process Improvement, Investments, Banking
Education
Columbia University in the City of New York
B.A., Economics
Chris Tierney, CTP, CFE's Wachovia Securities Experience 2000 - 2002
Job Partner at Moore Colson
Industry Financial Services
Experience
Moore Colson April 2015 - Present
Hays Financial Consulting LLC October 2007 - April 2015
Deloitte Financial Advisory Services 2002 - 2007
Wachovia Securities 2000 - 2002
Wachovia Securities 1998 - 2002
Bank of Tokyo-Mitsubishi UFJ 1997 - 1998
Fleet Financial Group 1995 - 1997
Fleet Financial Group 1994 - 1995
Fleet Financial Group 1989 - 1994
Skills
Bankruptcy, Restructuring, Portfolio Management, Real Estate, Financial Services, Debt Restructuring, Corporate Law, Credit, Finance, Financial Analysis, Turn Around Management, Financial Structuring, Loans, Negotiation, Leveraged Finance, Mergers & Acquisitions, Due Diligence, Financial Modeling
Education
Kennesaw State University 2015 — 2015
Civil Mediation, Alternative Dispute Resolution
Columbia University - Columbia Business School 1998 — 2000
MBA, Finance & Marketing
Colby College 1985 — 1989
BA, History
Deerfield Academy 1981 — 1985
HS Diploma
Moore Colson April 2015 - Present
Hays Financial Consulting LLC October 2007 - April 2015
Deloitte Financial Advisory Services 2002 - 2007
Wachovia Securities 2000 - 2002
Wachovia Securities 1998 - 2002
Bank of Tokyo-Mitsubishi UFJ 1997 - 1998
Fleet Financial Group 1995 - 1997
Fleet Financial Group 1994 - 1995
Fleet Financial Group 1989 - 1994
Skills
Bankruptcy, Restructuring, Portfolio Management, Real Estate, Financial Services, Debt Restructuring, Corporate Law, Credit, Finance, Financial Analysis, Turn Around Management, Financial Structuring, Loans, Negotiation, Leveraged Finance, Mergers & Acquisitions, Due Diligence, Financial Modeling
Education
Kennesaw State University 2015 — 2015
Civil Mediation, Alternative Dispute Resolution
Columbia University - Columbia Business School 1998 — 2000
MBA, Finance & Marketing
Colby College 1985 — 1989
BA, History
Deerfield Academy 1981 — 1985
HS Diploma
Mark Klausner's Wachovia Securities Experience June 2004 - May 2006
Job Owner, Westwicke Partners, LLC
Industry Management Consulting
Experience
Westwicke Partners, LLC June 2006 - Present
Wachovia Securities June 2004 - May 2006
Signal Hill Capital 2003 - 2004
Deutsche Bank 2000 - 2002
BT Alex. Brown 1999 - 2000
Alex. Brown & Sons 1995 - 1999
Merrill Lynch 1993 - 1995
Skills
Investment Banking, Capital Markets, Equities, Healthcare, Investor Relations, Corporate Finance, Mergers, IPO, Management Consulting, Communications Strategy, Strategic Communications, Crisis Communications, Communications Planning, Investor Presentations, Institutional Investors, Mergers & Acquisitions, Executive Management, Valuation, Financial Structuring, Institutional..., Structured Finance, Fixed Income, Start-ups
Education
University of Virginia - Darden Graduate School of Business Administration 1989 — 1991
MBA
Colgate University 1983 — 1987
BA, Economics / Computer Science
London School of Economics and Political Science
Westwicke Partners, LLC June 2006 - Present
Wachovia Securities June 2004 - May 2006
Signal Hill Capital 2003 - 2004
Deutsche Bank 2000 - 2002
BT Alex. Brown 1999 - 2000
Alex. Brown & Sons 1995 - 1999
Merrill Lynch 1993 - 1995
Skills
Investment Banking, Capital Markets, Equities, Healthcare, Investor Relations, Corporate Finance, Mergers, IPO, Management Consulting, Communications Strategy, Strategic Communications, Crisis Communications, Communications Planning, Investor Presentations, Institutional Investors, Mergers & Acquisitions, Executive Management, Valuation, Financial Structuring, Institutional..., Structured Finance, Fixed Income, Start-ups
Education
University of Virginia - Darden Graduate School of Business Administration 1989 — 1991
MBA
Colgate University 1983 — 1987
BA, Economics / Computer Science
London School of Economics and Political Science
Jimmy Sutter's Wachovia Securities Experience October 2005 - Present
Job Financial Advisor at Wachovia Securities
Industry Investment Management
Experience
Wachovia Securities October 2005 - Present
Merrill Lynch October 2004 - October 2005
Concept Packaging May 2003 - October 2004
xpedx May 1992 - May 2003
Arcade Marketing January 1984 - May 1992
Education
Covenant College 2001 — 2003
BS, Organizational Management
Georgia Institute of Technology 1980 — 1985
Baylor School 1974 — 1980
Wachovia Securities October 2005 - Present
Merrill Lynch October 2004 - October 2005
Concept Packaging May 2003 - October 2004
xpedx May 1992 - May 2003
Arcade Marketing January 1984 - May 1992
Education
Covenant College 2001 — 2003
BS, Organizational Management
Georgia Institute of Technology 1980 — 1985
Baylor School 1974 — 1980
Paul Sankovich's Wachovia Securities Experience 2000 - Present
Job Chief Compliance Officer at Wells Fargo Advisors Financial Network
Industry Financial Services
Experience
Wells Fargo Advisors Financial Network January 2000 - Present
Wachovia Securities 2000 - Present
LPL Financial ( Linsco/Private Ledger ) 2008 - 2009
LPL Financial Services 2008 - 2009
Education
Cornell University 1990 — 1993
Wells Fargo Advisors Financial Network January 2000 - Present
Wachovia Securities 2000 - Present
LPL Financial ( Linsco/Private Ledger ) 2008 - 2009
LPL Financial Services 2008 - 2009
Education
Cornell University 1990 — 1993
Judy Poore's Wachovia Securities Experience 2002 - 2007
Job Operations Specialist at Cary Street Partners
Industry Marketing and Advertising
Experience
Cary Street Partners March 2014 - September 2014
Powhatan County Schools October 2010 - June 2012
Davenport & Company LLC May 2008 - June 2010
Wachovia Securities, LLC March 2007 - May 2008
Wachovia Securities 2002 - 2007
Wells Fargo February 2001 - March 2002
Skills
Program Management, Financial Analysis, Compliance, Anti Money Laundering, Securities, Management, Series 7, Financial Services, Risk Management, Mutual Funds, Investments, Equities, Wealth Management, Banking, Book Reviews
Education
Concord University 1990 — 1995
Bachelor of Business Administration (BBA), Business, Management, Marketing, and Related Support Services
Cary Street Partners March 2014 - September 2014
Powhatan County Schools October 2010 - June 2012
Davenport & Company LLC May 2008 - June 2010
Wachovia Securities, LLC March 2007 - May 2008
Wachovia Securities 2002 - 2007
Wells Fargo February 2001 - March 2002
Skills
Program Management, Financial Analysis, Compliance, Anti Money Laundering, Securities, Management, Series 7, Financial Services, Risk Management, Mutual Funds, Investments, Equities, Wealth Management, Banking, Book Reviews
Education
Concord University 1990 — 1995
Bachelor of Business Administration (BBA), Business, Management, Marketing, and Related Support Services
Kelly Roschke's Wachovia Securities Experience January 2008 - July 2009
Job Project Manager at Wells Fargo Advisors, LLC
Industry Information Technology and Services
Experience
Wells Fargo Advisors, LLC July 2009 - Present
Wachovia Securities January 2008 - July 2009
AG Edwards 2005 - 2008
A.G. Edwards & Sons May 2000 - 2005
Education
Creighton University
Wells Fargo Advisors, LLC July 2009 - Present
Wachovia Securities January 2008 - July 2009
AG Edwards 2005 - 2008
A.G. Edwards & Sons May 2000 - 2005
Education
Creighton University
Nicholas Delmonte's Wachovia Securities Experience March 2005 - May 2007
Job Hotel Asset Manager
Industry Commercial Real Estate
Experience
Hart Hotels, Inc. May 2014 - Present
Garrison Investment Group February 2013 - December 2013
Denihan Hospitality Group March 2012 - January 2013
CWCapital Asset Management August 2009 - March 2012
Jones Lang LaSalle Hotels March 2008 - February 2009
Wachovia Securities March 2005 - May 2007
Skills
Asset Management, Real Estate Finance, Valuation, Financial Modeling, Asset Disposition, Cash Flow Forecasting, Revenue Management, Yield Management, Capital Projects, Loan Modification, Loan Origination, Hospitality Management, Food & Beverage, Portfolio Management, Hotels
Education
Cornell University 2001 — 2004
BS, Hotel Administration
Canisius High School 1996 — 2000
Hart Hotels, Inc. May 2014 - Present
Garrison Investment Group February 2013 - December 2013
Denihan Hospitality Group March 2012 - January 2013
CWCapital Asset Management August 2009 - March 2012
Jones Lang LaSalle Hotels March 2008 - February 2009
Wachovia Securities March 2005 - May 2007
Skills
Asset Management, Real Estate Finance, Valuation, Financial Modeling, Asset Disposition, Cash Flow Forecasting, Revenue Management, Yield Management, Capital Projects, Loan Modification, Loan Origination, Hospitality Management, Food & Beverage, Portfolio Management, Hotels
Education
Cornell University 2001 — 2004
BS, Hotel Administration
Canisius High School 1996 — 2000
Glen McDermott's Wachovia Securities Experience June 2007 - Present
Job Managing Director at Wachovia Securities
Industry Financial Services
Experience
Wachovia Securities June 2007 - Present
Citigroup 2000 - 2007
Standard & Poor's April 1994 - March 2000
Education
Fordham University School of Law 1990 — 1993
JD, Law
College of the Holy Cross 1986 — 1990
Wachovia Securities June 2007 - Present
Citigroup 2000 - 2007
Standard & Poor's April 1994 - March 2000
Education
Fordham University School of Law 1990 — 1993
JD, Law
College of the Holy Cross 1986 — 1990
Bradford Bodine's Wachovia Securities Experience September 2004 - March 2009
Job Principal at Bonneville Multifamily Capital
Industry Commercial Real Estate
Experience
Bonneville Multifamily Capital June 2015 - Present
Canaccord Genuity Group Inc. September 2013 - November 2014
Pierpont Securities October 2012 - September 2013
Cortview Capital Holdings Inc. December 2009 - October 2012
Glenville Partners March 2009 - December 2009
Wachovia Securities September 2004 - March 2009
Barclays Capital January 2000 - January 2004
Credit Suisse First Boston September 1992 - June 2000
CS First Boston 1989 - 2000
First Boston Corporation January 1989 - January 1992
Skills
Fixed Income, Capital Markets, Hedge Funds, Investments, Derivatives, Trading, Securities, Private Equity, Structured Finance, Bonds, High Yield, Management, Financial Services, Portfolio Management, Investment Banking, Mergers & Acquisitions, Asset Management, Alternative Investments, Series 7, Bloomberg, Risk Management, Structured Products, Finance, Due Diligence, Leadership, Financial Analysis, Corporate Finance, Banking, Strategy
Education
Columbia University in the City of New York 1986 — 1988
BA, Economics
Claremont McKenna College 1984 — 1988
BA, Economics
The Collegiate School 1980 — 1984
HS, Focus courses in English, Economics, Math, and Art Histrory.
Bonneville Multifamily Capital June 2015 - Present
Canaccord Genuity Group Inc. September 2013 - November 2014
Pierpont Securities October 2012 - September 2013
Cortview Capital Holdings Inc. December 2009 - October 2012
Glenville Partners March 2009 - December 2009
Wachovia Securities September 2004 - March 2009
Barclays Capital January 2000 - January 2004
Credit Suisse First Boston September 1992 - June 2000
CS First Boston 1989 - 2000
First Boston Corporation January 1989 - January 1992
Skills
Fixed Income, Capital Markets, Hedge Funds, Investments, Derivatives, Trading, Securities, Private Equity, Structured Finance, Bonds, High Yield, Management, Financial Services, Portfolio Management, Investment Banking, Mergers & Acquisitions, Asset Management, Alternative Investments, Series 7, Bloomberg, Risk Management, Structured Products, Finance, Due Diligence, Leadership, Financial Analysis, Corporate Finance, Banking, Strategy
Education
Columbia University in the City of New York 1986 — 1988
BA, Economics
Claremont McKenna College 1984 — 1988
BA, Economics
The Collegiate School 1980 — 1984
HS, Focus courses in English, Economics, Math, and Art Histrory.
Eddie Gassaway's Wachovia Securities Experience August 2005 - Present
Job Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Wachovia Securities August 2005 - Present
JP Morgan Chase August 2000 - August 2005
Wells Fargo 1997 - 2000
Education
Tarleton State University 1991 — 1994
BBA-HRM, Human Resources Management
Dallas County Community College 1989 — 1991
none, Accounting
Wachovia Securities August 2005 - Present
JP Morgan Chase August 2000 - August 2005
Wells Fargo 1997 - 2000
Education
Tarleton State University 1991 — 1994
BBA-HRM, Human Resources Management
Dallas County Community College 1989 — 1991
none, Accounting
Joseph Dalton, CFA, CAIA's Wachovia Securities Experience February 2001 - June 2003
Job Senior Vice President Manager Specialty Products Trading Desk at U.S. Trust
Industry Financial Services
Experience
U.S. Trust October 2012 - Present
NASDAQ November 2005 - June 2012
Boston Stock Exchange November 2005 - August 2008
MassMutual Financial Group May 2005 - November 2005
Wachovia Securities February 2001 - June 2003
Smith Barney January 1999 - January 2001
Skills
Bloomberg, Equities, Investments, Securities, Derivatives, Trading, Risk Management, Valuation, Financial Analysis, Portfolio Management, Financial Markets, Investment Strategies, Asset Allocation, Options, Alternative Investments, Wealth Management, Microsoft Excel, Financial Services, Asset Management, Capital Markets, Fixed Income, Trading Systems, Series 7, Hedge Funds, Mutual Funds, FINRA, Equity Trading, Series 63, ETFs, Equity Derivatives, Investment Advisory
Education
Clark University 2003 — 2005
MBA, Finance/Management
Loyola University Maryland 1994 — 1998
BBA, Finance
Sachem High School 1990 — 1994
U.S. Trust October 2012 - Present
NASDAQ November 2005 - June 2012
Boston Stock Exchange November 2005 - August 2008
MassMutual Financial Group May 2005 - November 2005
Wachovia Securities February 2001 - June 2003
Smith Barney January 1999 - January 2001
Skills
Bloomberg, Equities, Investments, Securities, Derivatives, Trading, Risk Management, Valuation, Financial Analysis, Portfolio Management, Financial Markets, Investment Strategies, Asset Allocation, Options, Alternative Investments, Wealth Management, Microsoft Excel, Financial Services, Asset Management, Capital Markets, Fixed Income, Trading Systems, Series 7, Hedge Funds, Mutual Funds, FINRA, Equity Trading, Series 63, ETFs, Equity Derivatives, Investment Advisory
Education
Clark University 2003 — 2005
MBA, Finance/Management
Loyola University Maryland 1994 — 1998
BBA, Finance
Sachem High School 1990 — 1994
Janet Massa's Wachovia Securities Experience August 2005 - August 2006
Job Credit Analyst
Industry Commercial Real Estate
Experience
Wachovia, A Wells Fargo Company 2009 - Present
Innovest June 2007 - August 2007
Wachovia Securities August 2005 - August 2006
Wachovia Securities February 2003 - August 2005
Education
Cornell University 2006 — 2008
University of Delaware 1998 — 2002
B.A., International Relations
Wachovia, A Wells Fargo Company 2009 - Present
Innovest June 2007 - August 2007
Wachovia Securities August 2005 - August 2006
Wachovia Securities February 2003 - August 2005
Education
Cornell University 2006 — 2008
University of Delaware 1998 — 2002
B.A., International Relations
C. David Tolson, III's Wachovia Securities Experience 1997 - 2003
Job Financial Advisor
Industry Financial Services
Experience
Founders Federal Credit Union July 2003 - Present
Wachovia Securities 1997 - 2003
Dean Witter Reynolds - Miami Fl 1994 - 1996
Skills
Retirement Planning, Strategic Financial..., Financial Services, Wealth, Investments, Wealth Management, Series 7, Retirement, Asset Allocation, Finance, Series 63, Mutual Funds, 401k, IRAs, Securities, Financial Planners, Financial Advisory, Series 6, Series 65, Investment Advisory, Fixed Annuities, FINRA, Uniform Combined State..., Investment Strategies, Series 24, Estate Planning
Education
Clemson University 1989 — 1993
BS
Founders Federal Credit Union July 2003 - Present
Wachovia Securities 1997 - 2003
Dean Witter Reynolds - Miami Fl 1994 - 1996
Skills
Retirement Planning, Strategic Financial..., Financial Services, Wealth, Investments, Wealth Management, Series 7, Retirement, Asset Allocation, Finance, Series 63, Mutual Funds, 401k, IRAs, Securities, Financial Planners, Financial Advisory, Series 6, Series 65, Investment Advisory, Fixed Annuities, FINRA, Uniform Combined State..., Investment Strategies, Series 24, Estate Planning
Education
Clemson University 1989 — 1993
BS
David Natale's Wachovia Securities Experience January 2006 - November 2009
Job Director Equity Capital Markets at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities November 2009 - Present
Wachovia Securities January 2006 - November 2009
Morgan Staley Dean Witter June 1999 - December 2005
Morgan Stanley 1992 - 1999
Dean Witter 1991 - 1992
The Chi 1979 - 1981
Skills
Wealth Management, Equity Capital Markets, Series 63, Equities, Alternative Investments, Investments, Series 7, Financial Services, Asset Management, Securities, Retirement Planning, Investment Banking, FINRA, Hedge Funds, Portfolio Management, Fixed Income, Series 24, Mutual Funds, Investment Advisory, Syndicate, Estate Planning, Asset Allocation, Equity Research, Trading, ETFs, Investment Strategies, Investment Management, Bloomberg, Uniform Combined State..., Financial Advisory, Bonds, Capital Markets
Education
Cornell University 1977 — 1981
Cardinal O'Hara
Wells Fargo Securities November 2009 - Present
Wachovia Securities January 2006 - November 2009
Morgan Staley Dean Witter June 1999 - December 2005
Morgan Stanley 1992 - 1999
Dean Witter 1991 - 1992
The Chi 1979 - 1981
Skills
Wealth Management, Equity Capital Markets, Series 63, Equities, Alternative Investments, Investments, Series 7, Financial Services, Asset Management, Securities, Retirement Planning, Investment Banking, FINRA, Hedge Funds, Portfolio Management, Fixed Income, Series 24, Mutual Funds, Investment Advisory, Syndicate, Estate Planning, Asset Allocation, Equity Research, Trading, ETFs, Investment Strategies, Investment Management, Bloomberg, Uniform Combined State..., Financial Advisory, Bonds, Capital Markets
Education
Cornell University 1977 — 1981
Cardinal O'Hara
Roger Gebhart's Wachovia Securities Experience 1986 - 1997
Job VP Treasurer at Commercial Credit Group Inc.
Industry Financial Services
Experience
Commercial Credit Group Inc. November 2004 - Present
Redstone Companies November 2000 - November 2005
First Sierra Financial, Inc. May 1997 - November 2000
Wachovia Securities 1986 - 1997
Education
University of Virginia Darden School of Business 1984 — 1986
MBA, Business management
Cornell University 1975 — 1979
BS, Business
Commercial Credit Group Inc. November 2004 - Present
Redstone Companies November 2000 - November 2005
First Sierra Financial, Inc. May 1997 - November 2000
Wachovia Securities 1986 - 1997
Education
University of Virginia Darden School of Business 1984 — 1986
MBA, Business management
Cornell University 1975 — 1979
BS, Business
JOHN OGLE's Wachovia Securities Experience September 2000 - June 2003
Job Director of ABS Investments at Moore Capital
Industry Investment Management
Experience
Moore Capital Management September 2015 - Present
Morgan Stanley January 2010 - September 2015
Westwood Capital June 2009 - January 2010
Deutsche Bank July 2007 - June 2008
Morgan Stanley April 2004 - June 2007
Mogul Capital Management July 2003 - March 2004
Wachovia Securities September 2000 - June 2003
Banc of America Securities June 1997 - September 2000
Skills
Financial Structuring, Hedge Funds, Alternative Investments, Management, Investment Banking, Structured Products, Capital Markets, Fixed Income, Structured Finance, ABS, Credit Derivatives, Securitization, Derivatives
Education
Columbia University in the City of New York 1993 — 1997
Bachelors, Physics and Mathematics
Bethlehem Academy 1989 — 1992
Moore Capital Management September 2015 - Present
Morgan Stanley January 2010 - September 2015
Westwood Capital June 2009 - January 2010
Deutsche Bank July 2007 - June 2008
Morgan Stanley April 2004 - June 2007
Mogul Capital Management July 2003 - March 2004
Wachovia Securities September 2000 - June 2003
Banc of America Securities June 1997 - September 2000
Skills
Financial Structuring, Hedge Funds, Alternative Investments, Management, Investment Banking, Structured Products, Capital Markets, Fixed Income, Structured Finance, ABS, Credit Derivatives, Securitization, Derivatives
Education
Columbia University in the City of New York 1993 — 1997
Bachelors, Physics and Mathematics
Bethlehem Academy 1989 — 1992
Jon-Paul Brown's Wachovia Securities Experience July 2008 - Present
Job Service Representative Wachovia Securities
Industry Financial Services
Experience
Wachovia Securities July 2008 - Present
Education
St. Charles Highschool 1994 — 1998
Columbia College
Bachelor, Finance
Wachovia Securities July 2008 - Present
Education
St. Charles Highschool 1994 — 1998
Columbia College
Bachelor, Finance
Kevin Oden's Wachovia Securities Experience 2005 - 2008
Job Chief Market & Institutional Risk Officer at Wells Fargo
Industry Banking
Experience
Wells Fargo January 2013 - Present
Wells Fargo Bank February 2009 - December 2012
Wachovia Securities 2005 - 2008
Graham Capital Management 2004 - 2005
Bear Stearns 2003 - 2004
Montclair State University August 2002 - June 2003
Oden Capital 2001 - 2003
Donaldson, Lufkin & Jenrette 2000 - 2000
Goldman Sachs 1997 - 2000
Harvard University September 1994 - June 1997
Skills
Derivatives, Risk Management, Options, Market Risk, Fixed Income
Education
University of California, Los Angeles 1990 — 1994
Ph.D.
Cleveland State University 1985 — 1988
BS, BBA
Wells Fargo January 2013 - Present
Wells Fargo Bank February 2009 - December 2012
Wachovia Securities 2005 - 2008
Graham Capital Management 2004 - 2005
Bear Stearns 2003 - 2004
Montclair State University August 2002 - June 2003
Oden Capital 2001 - 2003
Donaldson, Lufkin & Jenrette 2000 - 2000
Goldman Sachs 1997 - 2000
Harvard University September 1994 - June 1997
Skills
Derivatives, Risk Management, Options, Market Risk, Fixed Income
Education
University of California, Los Angeles 1990 — 1994
Ph.D.
Cleveland State University 1985 — 1988
BS, BBA
Adam Galowitz's Wachovia Securities Experience May 2007 - September 2009
Job Principal at Hesper Real Estate Advisors
Industry Real Estate
Experience
Hesper Real Estate Advisors December 2007 - Present
Wachovia Securities May 2007 - September 2009
Recapitalization Advisors April 2003 - November 2006
Lend Lease Real Estate Investments April 2002 - April 2003
Boston Financial January 1997 - April 2002
Boston Financial January 1996 - January 1997
Boston Financial April 1991 - January 1994
Old Boston Restorations April 1991 - January 1994
Education
Cornell University 1986 — 1990
BA, American Studies
Hesper Real Estate Advisors December 2007 - Present
Wachovia Securities May 2007 - September 2009
Recapitalization Advisors April 2003 - November 2006
Lend Lease Real Estate Investments April 2002 - April 2003
Boston Financial January 1997 - April 2002
Boston Financial January 1996 - January 1997
Boston Financial April 1991 - January 1994
Old Boston Restorations April 1991 - January 1994
Education
Cornell University 1986 — 1990
BA, American Studies
Mya Evans's Wachovia Securities Experience July 2008 - September 2009
Job Operations Analyst Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities September 2009 - Present
Wachovia Securities July 2008 - September 2009
Wachovia Securities March 2007 - June 2008
Skills
Analysis, Auditing, Banking, Business Process..., Continuous Improvement, Databases, Event Planning, Financial Analysis, Leadership, Outlook, Policy, Process Improvement, Public Speaking, Security, Software Documentation, Testing, Training, Microsoft Office, Management, Documentation, Quality Assurance, Program Management, Business Analysis, Team Building
Education
Davenport University 2004 — 2005
MBA, Strategic Management
Wayne State University 1997 — 2003
BBA, Human Resources/Labor Relations
Wells Fargo Securities September 2009 - Present
Wachovia Securities July 2008 - September 2009
Wachovia Securities March 2007 - June 2008
Skills
Analysis, Auditing, Banking, Business Process..., Continuous Improvement, Databases, Event Planning, Financial Analysis, Leadership, Outlook, Policy, Process Improvement, Public Speaking, Security, Software Documentation, Testing, Training, Microsoft Office, Management, Documentation, Quality Assurance, Program Management, Business Analysis, Team Building
Education
Davenport University 2004 — 2005
MBA, Strategic Management
Wayne State University 1997 — 2003
BBA, Human Resources/Labor Relations
Christian Johnson's Wachovia Securities Experience 2003 - 2006
Job Investment Professional Freeman Spogli & Co.
Industry Venture Capital & Private Equity
Experience
Freeman Spogli & Co. 2006 - Present
Wachovia Securities 2003 - 2006
Genzyme 2002 - 2003
Education
Colgate University 1998 — 2002
BA, History
Fordham Prep 1994 — 1998
Freeman Spogli & Co. 2006 - Present
Wachovia Securities 2003 - 2006
Genzyme 2002 - 2003
Education
Colgate University 1998 — 2002
BA, History
Fordham Prep 1994 — 1998
Tim Lee's Wachovia Securities Experience November 2002 - August 2005
Job Managing Director at AB Global Group LLC
Industry Financial Services
Experience
KBC Bank July 2008 - June 2013
Sumitomo Mitsui Banking Corp/SMBC Leasing & Finance August 2005 - July 2008
Wachovia Securities November 2002 - August 2005
Global Capital Finance July 2001 - October 2002
ROCHE KOREA CO., LTD. (F. Hoffmann-La Roche Ltd), May 1999 - March 2000
KDB Capital August 1990 - February 1998
Skills
Financial Analysis, Financial Structuring, Pricing, Equities, Risk Modeling, VBA, Quantitative Finance, Documentations, Investment Banking, Investment Advisory, Contract Negotiation, Deal Origination, Structured Finance, Project Finance, Leveraged Finance, Portfolio Management, Deal Creation, Valuation, Asset Based Lending, Restructuring, Loans, Credit Analysis, Emerging Markets, Derivatives, Finance, Financial Risk, Hedge Funds, Credit, Syndications, Debt Restructuring, Capital Markets, Cash Management, Financial Advisory, Corporate Finance, Private Equity, Financial Services, Trading, Business Planning, Financial Modeling, Due Diligence, Investments, Asset Management, Analysis
Education
Cornell University 2000 — 2001
Master of Engineering, Financial Engneering
University of Minnesota - Carlson School of Management 1994 — 1996
MBA, Finance
Yonsei University 1984 — 1990
BBA, Business Administration
KBC Bank July 2008 - June 2013
Sumitomo Mitsui Banking Corp/SMBC Leasing & Finance August 2005 - July 2008
Wachovia Securities November 2002 - August 2005
Global Capital Finance July 2001 - October 2002
ROCHE KOREA CO., LTD. (F. Hoffmann-La Roche Ltd), May 1999 - March 2000
KDB Capital August 1990 - February 1998
Skills
Financial Analysis, Financial Structuring, Pricing, Equities, Risk Modeling, VBA, Quantitative Finance, Documentations, Investment Banking, Investment Advisory, Contract Negotiation, Deal Origination, Structured Finance, Project Finance, Leveraged Finance, Portfolio Management, Deal Creation, Valuation, Asset Based Lending, Restructuring, Loans, Credit Analysis, Emerging Markets, Derivatives, Finance, Financial Risk, Hedge Funds, Credit, Syndications, Debt Restructuring, Capital Markets, Cash Management, Financial Advisory, Corporate Finance, Private Equity, Financial Services, Trading, Business Planning, Financial Modeling, Due Diligence, Investments, Asset Management, Analysis
Education
Cornell University 2000 — 2001
Master of Engineering, Financial Engneering
University of Minnesota - Carlson School of Management 1994 — 1996
MBA, Finance
Yonsei University 1984 — 1990
BBA, Business Administration
PJ Cooper's Wachovia Securities Experience March 2007 - August 2008
Job Trading Platform Manager at Merrill Edge
Industry Investment Management
Experience
Merrill Edge August 2011 - Present
Merrill Lynch November 2009 - August 2011
Bank of America August 2008 - March 2009
Wachovia Securities March 2007 - August 2008
Wachovia Securities Direct October 2005 - March 2007
Wachovia Securities January 2004 - October 2005
Skills
Series 7, Investments, Mutual Funds, Fixed Income, Securities, Management, Options, Retirement, Banking, Trading, Financial Services, Retirement Planning, Bonds, Insurance, Wealth Management, Asset Allocation, FINRA, Finance
Education
Clemson University - College of Business and Behavioral Science 1997 — 2003
Bachelors of Science, Technical Marketing
Merrill Edge August 2011 - Present
Merrill Lynch November 2009 - August 2011
Bank of America August 2008 - March 2009
Wachovia Securities March 2007 - August 2008
Wachovia Securities Direct October 2005 - March 2007
Wachovia Securities January 2004 - October 2005
Skills
Series 7, Investments, Mutual Funds, Fixed Income, Securities, Management, Options, Retirement, Banking, Trading, Financial Services, Retirement Planning, Bonds, Insurance, Wealth Management, Asset Allocation, FINRA, Finance
Education
Clemson University - College of Business and Behavioral Science 1997 — 2003
Bachelors of Science, Technical Marketing
Mercer Kung Smith's Wachovia Securities Experience June 2008 - August 2008
Job Investment Operations
Industry Financial Services
Experience
Northwestern Mutual August 2014 - Present
Northwestern Mutual May 2011 - May 2014
Northwestern Mutual August 2010 - May 2011
Northwestern Mutual March 2010 - August 2010
Wachovia Securities June 2008 - August 2008
Breyers Yogurt Company May 2007 - July 2007
NBT Bank August 2005 - April 2006
Skills
Banking, Finance, Disability Insurance, PowerPoint, Microsoft Excel, Microsoft Word, Microsoft Office, Financial Analysis, Customer Service, Sales, Outlook, Process Improvement, Risk Management, Strategic Financial..., Investments
Education
Clarkson University 2003 — 2008
BS, Financial Information and Analysis
Mercersburg Academy 2001 — 2003
Northwestern Mutual August 2014 - Present
Northwestern Mutual May 2011 - May 2014
Northwestern Mutual August 2010 - May 2011
Northwestern Mutual March 2010 - August 2010
Wachovia Securities June 2008 - August 2008
Breyers Yogurt Company May 2007 - July 2007
NBT Bank August 2005 - April 2006
Skills
Banking, Finance, Disability Insurance, PowerPoint, Microsoft Excel, Microsoft Word, Microsoft Office, Financial Analysis, Customer Service, Sales, Outlook, Process Improvement, Risk Management, Strategic Financial..., Investments
Education
Clarkson University 2003 — 2008
BS, Financial Information and Analysis
Mercersburg Academy 2001 — 2003
Barbara Hallnan, Ph.D.'s Wachovia Securities Experience September 2004 - August 2008
Job Senior Technical Writer, Consultant at Credit Suisse
Industry Information Technology and Services
Experience
Credit Suisse February 2015 - Present
Buffalo Gals, Inc. January 2010 - Present
International Securities Exchange May 2009 - February 2015
Flextrade February 2009 - March 2009
Credit Suisse November 2008 - December 2008
Wachovia Securities September 2004 - August 2008
Lehman Brothers October 2002 - September 2004
Merrill Lynch September 1998 - June 2001
Bridge Information Systems September 1994 - August 1998
EJV Partners September 1991 - September 1994
Skills
Technical Writing, Software Documentation, Business Analysis, SDLC, Visio, Research, Quality Assurance, Requirements Gathering, Technical Documentation, HTML, Unix, Project Management, Disaster Recovery, Java
Education
Columbia University in the City of New York 1979 — 1983
Ph.D, Geography
Credit Suisse February 2015 - Present
Buffalo Gals, Inc. January 2010 - Present
International Securities Exchange May 2009 - February 2015
Flextrade February 2009 - March 2009
Credit Suisse November 2008 - December 2008
Wachovia Securities September 2004 - August 2008
Lehman Brothers October 2002 - September 2004
Merrill Lynch September 1998 - June 2001
Bridge Information Systems September 1994 - August 1998
EJV Partners September 1991 - September 1994
Skills
Technical Writing, Software Documentation, Business Analysis, SDLC, Visio, Research, Quality Assurance, Requirements Gathering, Technical Documentation, HTML, Unix, Project Management, Disaster Recovery, Java
Education
Columbia University in the City of New York 1979 — 1983
Ph.D, Geography
Rick Hauge's Wachovia Securities Experience March 1985 - Present
Job Operations Specialist at Wachovia Securities
Industry Financial Services
Experience
Wachovia Securities March 1985 - Present
Education
Community College of Rhode Island
none
Wachovia Securities March 1985 - Present
Education
Community College of Rhode Island
none
Charles Scarlett, CP's Wachovia Securities Experience January 2008 - January 2010
Job Compliance Analyst at Citigroup
Industry Financial Services
Experience
Citigroup June 2012 - Present
JCPenney January 2010 - January 2012
Wachovia Securities January 2008 - January 2010
PayPal January 2004 - January 2007
Ameritrade January 2003 - January 2004
Skills
Legal Research, Legal Writing, Legal Compliance, Compliance, Criminal Law, Licensing, Analysis, Due Diligence, Banking, Risk Assessment, Customer Service, Anti Money Laundering, KYC, Risk Management, Retail Banking, Operational Risk...
Education
National Paralegal College 2011 — 2012
Post Baccalaureate Certificate, Paralegal Studies, A Average
Creighton University 1983 — 1987
B.S.Mth, Mathematics/Statistics
Citigroup June 2012 - Present
JCPenney January 2010 - January 2012
Wachovia Securities January 2008 - January 2010
PayPal January 2004 - January 2007
Ameritrade January 2003 - January 2004
Skills
Legal Research, Legal Writing, Legal Compliance, Compliance, Criminal Law, Licensing, Analysis, Due Diligence, Banking, Risk Assessment, Customer Service, Anti Money Laundering, KYC, Risk Management, Retail Banking, Operational Risk...
Education
National Paralegal College 2011 — 2012
Post Baccalaureate Certificate, Paralegal Studies, A Average
Creighton University 1983 — 1987
B.S.Mth, Mathematics/Statistics
Al Bush's Wachovia Securities Experience January 1995 - June 2006
Job President & CFO at Global Emerging Market Solutions, Inc.
Industry Banking
Experience
Global Emerging Market Solutions, Inc. March 2014 - Present
Catalyst Holdings, Inc. August 2013 - March 2014
Moody's Investors Service December 2010 - July 2013
Alliance Capital January 2006 - December 2010
Wachovia Securities January 1995 - June 2006
Moody's Investors Service 1992 - 1995
Citicorp/Heller Leverage Finance 1987 - 1992
Skills
Capital Markets, Management, Fixed Income, Finance, Investments, Investment Banking, Valuation, Credit Analysis, Structured Finance, Structured Products, Financial Modeling, Hedge Funds, Bloomberg, Equities, Private Equity, Portfolio Management
Education
Wesleyan University 1977 — 1981
Bachelor of Arts (BA), Political Science and Government
Columbia Business School
Master of Business Administration (MBA), Banking, Corporate, Finance, and Securities Law
Cranbrook
Global Emerging Market Solutions, Inc. March 2014 - Present
Catalyst Holdings, Inc. August 2013 - March 2014
Moody's Investors Service December 2010 - July 2013
Alliance Capital January 2006 - December 2010
Wachovia Securities January 1995 - June 2006
Moody's Investors Service 1992 - 1995
Citicorp/Heller Leverage Finance 1987 - 1992
Skills
Capital Markets, Management, Fixed Income, Finance, Investments, Investment Banking, Valuation, Credit Analysis, Structured Finance, Structured Products, Financial Modeling, Hedge Funds, Bloomberg, Equities, Private Equity, Portfolio Management
Education
Wesleyan University 1977 — 1981
Bachelor of Arts (BA), Political Science and Government
Columbia Business School
Master of Business Administration (MBA), Banking, Corporate, Finance, and Securities Law
Cranbrook
Silvio DiSisto's Wachovia Securities Experience July 2002 - August 2004
Job Corporate Vice President at New York Life Insurance Company
Industry Financial Services
Experience
New York Life Insurance Company October 2007 - Present
Deutsche Bank August 2006 - October 2007
Wachovia Securities July 2002 - August 2004
AllianceBernstein July 2000 - July 2002
Skills
Retirement Planning, Investments, Wealth Management, Mutual Funds, Product Management, Insurance, Financial Services, Series 7, Asset Allocation, Life Insurance, Series 63, Securities, Retirement, Fixed Annuities, Financial Planning, Series 6, Financial Modeling
Education
Georgetown University - The McDonough School of Business 2004 — 2006
Master of Business Administration (M.B.A.), Finance, General
Colgate University 1996 — 2000
Bachelor's Degree, Economics
New York Life Insurance Company October 2007 - Present
Deutsche Bank August 2006 - October 2007
Wachovia Securities July 2002 - August 2004
AllianceBernstein July 2000 - July 2002
Skills
Retirement Planning, Investments, Wealth Management, Mutual Funds, Product Management, Insurance, Financial Services, Series 7, Asset Allocation, Life Insurance, Series 63, Securities, Retirement, Fixed Annuities, Financial Planning, Series 6, Financial Modeling
Education
Georgetown University - The McDonough School of Business 2004 — 2006
Master of Business Administration (M.B.A.), Finance, General
Colgate University 1996 — 2000
Bachelor's Degree, Economics
Tim Frawley's Wachovia Securities Experience August 2005 - October 2008
Job Sales Professional
Industry Financial Services
Experience
TD Ameritrade January 2010 - May 2011
WACHOVIA: A WELLS FARGO COMPANY October 2008 - October 2009
WACHOVIA SECURITIES August 2005 - October 2008
New York Life Insurance Company July 2004 - April 2005
Education
College of the Holy Cross 1999 — 2003
Bachelor of Arts (BA), History
Chaminade High School 1995 — 1999
TD Ameritrade January 2010 - May 2011
WACHOVIA: A WELLS FARGO COMPANY October 2008 - October 2009
WACHOVIA SECURITIES August 2005 - October 2008
New York Life Insurance Company July 2004 - April 2005
Education
College of the Holy Cross 1999 — 2003
Bachelor of Arts (BA), History
Chaminade High School 1995 — 1999
Cassandra Foster's Wachovia Securities Experience November 2003 - August 2006
Job Attorney at Hallett & Perrin, P.C.
Industry Law Practice
Experience
Hallett & Perrin, P.C. April 2015 - Present
Jones Day June 2011 - March 2015
Wells Fargo Bank January 2010 - May 2011
UNC Chapel Hill Office of University Counsel September 2009 - December 2009
Orrick, Herrington & Sutcliffe LLP May 2008 - August 2008
Wachovia Securities November 2003 - August 2006
Skills
Asset Management, Real Estate, Legal Research, Loans, Commercial Real Estate, Due Diligence, Real Estate Transactions
Education
University of North Carolina School of Law 2006 — 2009
J.D., Law
Cornell University 2001 — 2003
B.A., Applied Economics and Management
Hallett & Perrin, P.C. April 2015 - Present
Jones Day June 2011 - March 2015
Wells Fargo Bank January 2010 - May 2011
UNC Chapel Hill Office of University Counsel September 2009 - December 2009
Orrick, Herrington & Sutcliffe LLP May 2008 - August 2008
Wachovia Securities November 2003 - August 2006
Skills
Asset Management, Real Estate, Legal Research, Loans, Commercial Real Estate, Due Diligence, Real Estate Transactions
Education
University of North Carolina School of Law 2006 — 2009
J.D., Law
Cornell University 2001 — 2003
B.A., Applied Economics and Management
Jaclyn Pratt-Rodriguez's Wachovia Securities Experience 1994 - 2005
Job Merchant Services
Industry Financial Services
Experience
Source One Payment Solutions (www.sourceoneps.com) 2005 - Present
Wachovia Securities 1994 - 2005
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, B2B, Strategic Partnerships, Direct Sales, Salesforce.com, Sales, Sales Process
Education
College of the Canyons
Business, Management, Marketing, and Related Support Services
Source One Payment Solutions (www.sourceoneps.com) 2005 - Present
Wachovia Securities 1994 - 2005
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, B2B, Strategic Partnerships, Direct Sales, Salesforce.com, Sales, Sales Process
Education
College of the Canyons
Business, Management, Marketing, and Related Support Services
Frances Rickman's Wachovia Securities Experience 1985 - 2006
Job Financial Services Professional
Industry Financial Services
Experience
Davenport & Company LLC May 2006 - September 2009
Company LLC May 2006 - September 2009
Wachovia Securities 1985 - 2006
Wheat First Union 1985 - 2006
Wheat First Securities 1985 - 2006
First Union Securities 1985 - 2006
Wells Fargo Advisors (formerly Wachovia Securities and predecessor firms) 1985 - 2005
Wachovia Securities, LLC January 1985 - January 2004
Skills
IRAs, Series 63, Retirement Planning, Series 24, Mutual Funds, FINRA, Retirement, Financial Advisory
Education
College for Financial Planning
CRPC, Qualified Retirement Plans
National Business College
Business
Prince Edward AcademyNational Business College
Davenport & Company LLC May 2006 - September 2009
Company LLC May 2006 - September 2009
Wachovia Securities 1985 - 2006
Wheat First Union 1985 - 2006
Wheat First Securities 1985 - 2006
First Union Securities 1985 - 2006
Wells Fargo Advisors (formerly Wachovia Securities and predecessor firms) 1985 - 2005
Wachovia Securities, LLC January 1985 - January 2004
Skills
IRAs, Series 63, Retirement Planning, Series 24, Mutual Funds, FINRA, Retirement, Financial Advisory
Education
College for Financial Planning
CRPC, Qualified Retirement Plans
National Business College
Business
Prince Edward AcademyNational Business College
Dion McClellan's Wachovia Securities Experience 2003 - 2009
Job Financial Services Professional
Industry
Experience
Wachovia Securities 2003 - 2009
Education
Colorado College 1982 — 1986
Bachelor of Arts, Economics
Wachovia Securities 2003 - 2009
Education
Colorado College 1982 — 1986
Bachelor of Arts, Economics
Seth Teich, CFA's Wachovia Securities Experience September 1999 - February 2002
Job Principal at KLM Analytics
Industry Investment Management
Experience
KLM Analytics August 2015 - Present
Balyasny Asset Management L.P. February 2013 - August 2015
Spring Point Capital, LLC August 2010 - September 2011
Apex Capital, LLC March 2002 - December 2009
Wachovia Securities September 1999 - February 2002
Bank of America Securities September 1995 - September 1999
Northwest Organ Procurement Agency April 1994 - September 1995
Children's Hospital and Medical Center May 1993 - September 1995
Skills
Equity Research, Financial Modeling, Portfolio Management, Investment Management, Hedge Funds, Due Diligence, Cash Flow Statements, Medical Devices, Chartered Financial..., Investment Portfolio, Financial Analysis, Cash Flow Analysis, Portfolio Optimization, Balance Sheet Review, Financial Accounting, Long/Short Equity, Healthcare, Healthcare Information..., Healthcare Industry, Healthcare Analytics, Business Analytics, Risk Analytics, Pharmaceutical Industry, Biotechnology Industry, Generic Drugs, Managed Care, Hospitals, Stock Market Analysis, Quantitative Research, Mergers & Acquisitions, Equity Capital Markets, Portfolio Performance..., Competitive Analysis, Environmental Issues, Financial Planning, Corporate Finance, Nonprofits, Business Development, Business Analysis, Business Strategy, Long-term Care, Forensic Accounting, Equity Valuation, Risk Management
Education
Cornell University 1988 — 1992
Bachelor of Science, Biology
KLM Analytics August 2015 - Present
Balyasny Asset Management L.P. February 2013 - August 2015
Spring Point Capital, LLC August 2010 - September 2011
Apex Capital, LLC March 2002 - December 2009
Wachovia Securities September 1999 - February 2002
Bank of America Securities September 1995 - September 1999
Northwest Organ Procurement Agency April 1994 - September 1995
Children's Hospital and Medical Center May 1993 - September 1995
Skills
Equity Research, Financial Modeling, Portfolio Management, Investment Management, Hedge Funds, Due Diligence, Cash Flow Statements, Medical Devices, Chartered Financial..., Investment Portfolio, Financial Analysis, Cash Flow Analysis, Portfolio Optimization, Balance Sheet Review, Financial Accounting, Long/Short Equity, Healthcare, Healthcare Information..., Healthcare Industry, Healthcare Analytics, Business Analytics, Risk Analytics, Pharmaceutical Industry, Biotechnology Industry, Generic Drugs, Managed Care, Hospitals, Stock Market Analysis, Quantitative Research, Mergers & Acquisitions, Equity Capital Markets, Portfolio Performance..., Competitive Analysis, Environmental Issues, Financial Planning, Corporate Finance, Nonprofits, Business Development, Business Analysis, Business Strategy, Long-term Care, Forensic Accounting, Equity Valuation, Risk Management
Education
Cornell University 1988 — 1992
Bachelor of Science, Biology
Joe Dempsey's Wachovia Securities Experience 2000 - 2002
Job CFO at citizen.vc
Industry Investment Banking
Experience
citizen.vc August 2014 - Present
Intelligent Material Solutions Inc. March 2014 - Present
Miller Tabak + Co., LLC July 2013 - March 2014
independent June 2012 - June 2013
Felix Investments 2009 - June 2012
Advanced Equities 2007 - 2009
Bricato Imports 2002 - 2007
Wachovia Securities 2000 - 2002
Bear Stearns 1996 - 2000
Goldman Sachs 1987 - 1996
Skills
Private Equity, Venture Capital, Investments, Investment Banking, Valuation, Capital Raising, Due Diligence, Alternative Investments, Equities, Corporate Finance, Mergers, Financial Modeling, M&A experience, Corporate Development, Asset Managment, Wealth Management, Start-ups, Risk Management, Business Strategy, Hedge Funds, Mergers & Acquisitions, LBO, Private Placements, IPO, Financial Structuring, Capital Markets
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1980 — 1982
MBA
Dartmouth College 1972 — 1976
AB, Economics
citizen.vc August 2014 - Present
Intelligent Material Solutions Inc. March 2014 - Present
Miller Tabak + Co., LLC July 2013 - March 2014
independent June 2012 - June 2013
Felix Investments 2009 - June 2012
Advanced Equities 2007 - 2009
Bricato Imports 2002 - 2007
Wachovia Securities 2000 - 2002
Bear Stearns 1996 - 2000
Goldman Sachs 1987 - 1996
Skills
Private Equity, Venture Capital, Investments, Investment Banking, Valuation, Capital Raising, Due Diligence, Alternative Investments, Equities, Corporate Finance, Mergers, Financial Modeling, M&A experience, Corporate Development, Asset Managment, Wealth Management, Start-ups, Risk Management, Business Strategy, Hedge Funds, Mergers & Acquisitions, LBO, Private Placements, IPO, Financial Structuring, Capital Markets
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1980 — 1982
MBA
Dartmouth College 1972 — 1976
AB, Economics
Sean Kinard's Wachovia Securities Experience April 2000 - July 2005
Job Financial Services/Banking Professional
Industry Banking
Experience
bank of america 2009 - Present
Bank of America March 2010 - October 2010
Bank of America January 2008 - March 2010
bank of america 2009 - 2010
bank of america 2008 - 2010
Bank of America August 2006 - January 2008
Chaos Inc July 2005 - August 2006
Wachovia Securities April 2000 - July 2005
Education
College of Charleston
Bachelor's degree, Business Administration
Community College of Allegheny County (Boyce Campus)
Bachelor's degree, Business Administration
On HoldQueens University
Post, Baccalaureate Study; Finance
Queens University
bank of america 2009 - Present
Bank of America March 2010 - October 2010
Bank of America January 2008 - March 2010
bank of america 2009 - 2010
bank of america 2008 - 2010
Bank of America August 2006 - January 2008
Chaos Inc July 2005 - August 2006
Wachovia Securities April 2000 - July 2005
Education
College of Charleston
Bachelor's degree, Business Administration
Community College of Allegheny County (Boyce Campus)
Bachelor's degree, Business Administration
On HoldQueens University
Post, Baccalaureate Study; Finance
Queens University
Dawn Levius-Layne's Wachovia Securities Experience October 2000 - July 2009
Job Financial Services Professional
Industry Financial Services
Experience
American Travel Service January 2010 - Present
Wachovia Securities October 2000 - July 2009
Bellevue Hospital Center January 2005 - November 2005
Education
Medgar Evers College 1996 — 2003
BS, Business
Brooklyn Workforce1 Career Center
Brooklyn Workforce1 Career Center
A.A.S, Computer Applications
CUNY Medgar Evers College
CUNY Medgar Evers College
Bachelor of Applied Science (B.A.Sc.), Business Administration and Management, General
Medgar Evers College (CUNY)
American Travel Service January 2010 - Present
Wachovia Securities October 2000 - July 2009
Bellevue Hospital Center January 2005 - November 2005
Education
Medgar Evers College 1996 — 2003
BS, Business
Brooklyn Workforce1 Career Center
Brooklyn Workforce1 Career Center
A.A.S, Computer Applications
CUNY Medgar Evers College
CUNY Medgar Evers College
Bachelor of Applied Science (B.A.Sc.), Business Administration and Management, General
Medgar Evers College (CUNY)
Frank Frangella's Wachovia Securities Experience December 2004 - February 2008
Job Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors March 2008 - Present
Wachovia Securities December 2004 - February 2008
Prudential Financial October 1986 - November 2004
Mc Laughlin,Piven,Vogel Securities Inc January 1985 - August 1986
Dun & Bradstreet May 1975 - April 1984
Dun & Bradstreet January 1973 - April 1975
Skills
Portfolio Management, Investments, Financial Markets, Equities, Retirement Planning, Bonds, Financial Services, ETFs, Finance, Securities
Education
Creighton University 1968 — 1972
BSBA, Economics
Wells Fargo Advisors March 2008 - Present
Wachovia Securities December 2004 - February 2008
Prudential Financial October 1986 - November 2004
Mc Laughlin,Piven,Vogel Securities Inc January 1985 - August 1986
Dun & Bradstreet May 1975 - April 1984
Dun & Bradstreet January 1973 - April 1975
Skills
Portfolio Management, Investments, Financial Markets, Equities, Retirement Planning, Bonds, Financial Services, ETFs, Finance, Securities
Education
Creighton University 1968 — 1972
BSBA, Economics
Ron Stellabotte's Wachovia Securities Experience January 2001 - March 2003
Job Data Management Services Analyst Team Lead
Industry Information Technology and Services
Experience
Access Data January 2012 - Present
Pennsylvania Office of Rural Health - Penn State University September 2008 - January 2012
Access Data June 2011 - August 2011
Penn State/NASA Swift Space Telescope June 2008 - September 2008
News Printing Corporation January 2007 - August 2008
MetLife March 2003 - December 2006
Wachovia Securities January 2001 - March 2003
Sky Investments (Self Employed) August 1993 - January 2001
Skills
FileMaker Pro®, Microsoft® Office Suite, Microsoft® Windows 7, Microsoft® Project, Adobe® Acrobat®, Adobe® Dreamweaver®, SQL, PHP, Web Page Design, Desktop Publishing, Hardware/Software..., Project Management, Adobe® Photoshop®, Cyber Security, Computer Forensics, Risk Analysis, Security Management, Information Assurance, Compliance, Security, Information Security, Risk Assessment, Visio, Windows, HTML, Data Analysis, Analysis, Databases, Information Security..., Quality Assurance, Information Technology, SharePoint, Troubleshooting, Network Security, Computer Security, Software Development, Process Improvement, PL/SQL, Disaster Recovery, Team Building, Software Documentation, Access, Microsoft Office
Education
Penn State University 2009 — 2011
Bachelor of Science (B.S.), Security & Risk Analysis - Information & Cyber Security
Colorado Mountain College 1990 — 1992
Physical Sciences
Access Data January 2012 - Present
Pennsylvania Office of Rural Health - Penn State University September 2008 - January 2012
Access Data June 2011 - August 2011
Penn State/NASA Swift Space Telescope June 2008 - September 2008
News Printing Corporation January 2007 - August 2008
MetLife March 2003 - December 2006
Wachovia Securities January 2001 - March 2003
Sky Investments (Self Employed) August 1993 - January 2001
Skills
FileMaker Pro®, Microsoft® Office Suite, Microsoft® Windows 7, Microsoft® Project, Adobe® Acrobat®, Adobe® Dreamweaver®, SQL, PHP, Web Page Design, Desktop Publishing, Hardware/Software..., Project Management, Adobe® Photoshop®, Cyber Security, Computer Forensics, Risk Analysis, Security Management, Information Assurance, Compliance, Security, Information Security, Risk Assessment, Visio, Windows, HTML, Data Analysis, Analysis, Databases, Information Security..., Quality Assurance, Information Technology, SharePoint, Troubleshooting, Network Security, Computer Security, Software Development, Process Improvement, PL/SQL, Disaster Recovery, Team Building, Software Documentation, Access, Microsoft Office
Education
Penn State University 2009 — 2011
Bachelor of Science (B.S.), Security & Risk Analysis - Information & Cyber Security
Colorado Mountain College 1990 — 1992
Physical Sciences
Jamell Hamilton's Wachovia Securities Experience August 1999 - November 2007
Job Experienced Financial Service Manager
Industry Financial Services
Experience
LPL Financial November 2007 - Present
Wachovia Securities August 1999 - November 2007
Education
Coastal Carolina University 1994 — 1999
Bachelor of Science, Business Management
LPL Financial November 2007 - Present
Wachovia Securities August 1999 - November 2007
Education
Coastal Carolina University 1994 — 1999
Bachelor of Science, Business Management
Turner Thaddeus's Wachovia Securities Experience June 2008 - February 2009
Job loan rep at Bank of America
Industry Banking
Experience
U.S. Bank June 2013 - January 2014
U.S. Bank June 2013 - January 2014
U.S. Bank August 2011 - June 2013
U.S. Bank August 2011 - June 2013
Bank of America November 2010 - June 2011
Internal Revenue Service October 2009 - July 2010
Wachovia Securities June 2008 - February 2009
Citi Home Equity November 2004 - February 2007
Skills
Mortgage Lending, Microsoft Excel, Loans, Consumer Lending, Customer Service, Insurance, Underwriting, Microsoft Office, Credit, Microsoft Word, Six Sigma, Process Improvement, Outlook, Loan Origination, FHA, Commercial Lending, Mortgage Banking
Education
Columbia College
Bachelor of Business Science, Business Administration
U.S. Bank June 2013 - January 2014
U.S. Bank June 2013 - January 2014
U.S. Bank August 2011 - June 2013
U.S. Bank August 2011 - June 2013
Bank of America November 2010 - June 2011
Internal Revenue Service October 2009 - July 2010
Wachovia Securities June 2008 - February 2009
Citi Home Equity November 2004 - February 2007
Skills
Mortgage Lending, Microsoft Excel, Loans, Consumer Lending, Customer Service, Insurance, Underwriting, Microsoft Office, Credit, Microsoft Word, Six Sigma, Process Improvement, Outlook, Loan Origination, FHA, Commercial Lending, Mortgage Banking
Education
Columbia College
Bachelor of Business Science, Business Administration
Rick Maddox, RL's Wachovia Securities Experience October 2007 - May 2008
Job President at Mustang Triangle Energy, Inc. and Real Estate Broker at Avenue Realty
Industry Oil & Energy
Experience
Avenue Realty September 2015 - Present
Mustang Triangle Energy, Inc. December 2012 - Present
Eagle Land Services March 2009 - December 2012
Joe Foster Company May 2008 - March 2009
Wachovia Securities October 2007 - May 2008
Skills
Natural Gas, Energy, Energy Industry, Leases, Oil & Gas Industry, Negotiation, Lease Negotiations, Microsoft Excel, Minerals, Microsoft Office, Microsoft Word, Finance, Petroleum, Land Acquisition, Financial Analysis, Titles, Mineral Rights, Project Management, Title Searches, Division Orders, Curative, Real Estate, Real Estate Transactions, Real Estate License
Education
Southern Methodist University - Cox School of Business 2005 — 2009
Bachelor of Business Administration, Finance, Economics
University of Colorado Denver 2013 — 2013
Lifecycle of Oil and Natural Gas Certificate Program
Curtin University 2008 — 2008
Business
Avenue Realty September 2015 - Present
Mustang Triangle Energy, Inc. December 2012 - Present
Eagle Land Services March 2009 - December 2012
Joe Foster Company May 2008 - March 2009
Wachovia Securities October 2007 - May 2008
Skills
Natural Gas, Energy, Energy Industry, Leases, Oil & Gas Industry, Negotiation, Lease Negotiations, Microsoft Excel, Minerals, Microsoft Office, Microsoft Word, Finance, Petroleum, Land Acquisition, Financial Analysis, Titles, Mineral Rights, Project Management, Title Searches, Division Orders, Curative, Real Estate, Real Estate Transactions, Real Estate License
Education
Southern Methodist University - Cox School of Business 2005 — 2009
Bachelor of Business Administration, Finance, Economics
University of Colorado Denver 2013 — 2013
Lifecycle of Oil and Natural Gas Certificate Program
Curtin University 2008 — 2008
Business
Olurotimi Osha's Wachovia Securities Experience 2003 - 2006
Job Student at Columbia University in the City of New York
Industry Financial Services
Experience
Bank of America 2007 - 2008
Wachovia Securities 2003 - 2006
Skills
Relationship Management..., Held Series 7 and 66..., Entrepreneurial Finance
Education
Columbia University in the City of New York 2009 — 2013
Troy University
Master of Business Administration (M.B.A.), Accounting and Information Systems
Bank of America 2007 - 2008
Wachovia Securities 2003 - 2006
Skills
Relationship Management..., Held Series 7 and 66..., Entrepreneurial Finance
Education
Columbia University in the City of New York 2009 — 2013
Troy University
Master of Business Administration (M.B.A.), Accounting and Information Systems
Cameron Crosby's Wachovia Securities Experience March 2006 - May 2009
Job Vice President at Guggenheim Partners
Industry Investment Management
Experience
Guggenheim Partners June 2015 - Present
Wells Fargo September 2013 - April 2015
Wells Fargo Bank April 2011 - September 2013
Wells Fargo Advisors May 2009 - April 2011
Wachovia Securities March 2006 - May 2009
Skills
Series 7, Fixed Income, Equities, Bloomberg, Bonds, Capital Markets, Derivatives, Swaps, FX Options, CDS, Structured Products, Credit, Securities, Trading, Options, FX Swaps, FX Trading
Education
College of Charleston 2000 — 2004
Bachelor of Science (BS), Business Administration and Management, General
Guggenheim Partners June 2015 - Present
Wells Fargo September 2013 - April 2015
Wells Fargo Bank April 2011 - September 2013
Wells Fargo Advisors May 2009 - April 2011
Wachovia Securities March 2006 - May 2009
Skills
Series 7, Fixed Income, Equities, Bloomberg, Bonds, Capital Markets, Derivatives, Swaps, FX Options, CDS, Structured Products, Credit, Securities, Trading, Options, FX Swaps, FX Trading
Education
College of Charleston 2000 — 2004
Bachelor of Science (BS), Business Administration and Management, General
Alex Clementi, CFA's Wachovia Securities Experience June 2008 - August 2008
Job Research Analyst at W.R. Huff Asset Management
Industry Investment Management
Experience
W.R. Huff Asset Management April 2012 - Present
Raftelis Financial Consultants, Inc. August 2009 - April 2012
Wachovia Securities June 2008 - August 2008
Skills
Financial Modeling, Financial Analysis, Valuation, Corporate Finance, Investments, Due Diligence
Education
Clemson University
B.S. Financial Management
W.R. Huff Asset Management April 2012 - Present
Raftelis Financial Consultants, Inc. August 2009 - April 2012
Wachovia Securities June 2008 - August 2008
Skills
Financial Modeling, Financial Analysis, Valuation, Corporate Finance, Investments, Due Diligence
Education
Clemson University
B.S. Financial Management
Bill Hidell's Wachovia Securities Experience 1999 - 2002
Job Business Owner
Industry Consumer Services
Experience
Rental Works March 2013 - Present
Capital One 2011 - 2012
Wells Fargo Advisors/Wachovia Bank 2002 - May 2011
Wachovia Securities 1999 - 2002
Capital One 1997 - 1999
Capital One 1995 - 1997
Capital One 1994 - 1997
Skills
Consumer Lending, Credit Analysis, Loss Mitigation, Financial Services, Financial Modeling, Risk Management, Financial Risk, Credit Cards, Operational Control and..., Business Strategy, Corporate Governance, Audit and Regulatory..., Product Management, Business Process..., Business Continuity..., Fraud, Information Security..., Records Management, Privacy Compliance, Market Risk, Credit Risk, Investment Brokerage, Bank Mergers, Vendor Management, Sarbanes-Oxley Act, Scenario Analysis
Education
College of Charleston 1987 — 1992
Bachelor of Business Administration (BBA), Business Administration and Management, General
Rental Works March 2013 - Present
Capital One 2011 - 2012
Wells Fargo Advisors/Wachovia Bank 2002 - May 2011
Wachovia Securities 1999 - 2002
Capital One 1997 - 1999
Capital One 1995 - 1997
Capital One 1994 - 1997
Skills
Consumer Lending, Credit Analysis, Loss Mitigation, Financial Services, Financial Modeling, Risk Management, Financial Risk, Credit Cards, Operational Control and..., Business Strategy, Corporate Governance, Audit and Regulatory..., Product Management, Business Process..., Business Continuity..., Fraud, Information Security..., Records Management, Privacy Compliance, Market Risk, Credit Risk, Investment Brokerage, Bank Mergers, Vendor Management, Sarbanes-Oxley Act, Scenario Analysis
Education
College of Charleston 1987 — 1992
Bachelor of Business Administration (BBA), Business Administration and Management, General
Allison M. Harter-Ockwood's Wachovia Securities Experience May 2001 - April 2009
Job Regional Marketing Specialist, Institutional Distribution at The Prudential Insurance Company of America
Industry Insurance
Experience
The Prudential Insurance Company of America June 2014 - Present
Morgan Stanley April 2009 - June 2014
Wachovia Securities May 2001 - April 2009
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Life Insurance
Education
Dallas Baptist University 2005 — 2007
BBS, Finance
Collin County Community College 2004 — 2005
Associate of Arts (AA), General Studies
The Prudential Insurance Company of America June 2014 - Present
Morgan Stanley April 2009 - June 2014
Wachovia Securities May 2001 - April 2009
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Life Insurance
Education
Dallas Baptist University 2005 — 2007
BBS, Finance
Collin County Community College 2004 — 2005
Associate of Arts (AA), General Studies
Merrill Lynch
Fifth Third Bank
Regions Financial Corporation
Washington Mutual
BBVA Compass
TCF Bank
Regions Bank
washington mutual bank