Wachovia Securities
Industry: Banking company
DescriptionWachovia Securities was the trade name of Wachovia's retail brokerage and institutional capital markets and investment banking subsidiaries. Headquarters: St. Louis, Missouri, United States Founded: 2001 Ceased operations: 2009 Parent organizations: Wells Fargo, Wachovia Successors: Wells Fargo Advisors, Wells Fargo
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Wachovia Securities Employees
Employee
Years
Job
Industry
Janice Baer Janice Baer's Wachovia Securities Experience September 2001 - June 2008
Job Field Compliance Officer at Allegiance Marketing Group
Industry Insurance
Experience
Allegiance Marketing Group June 2011 - Present
iCan Benefit Group June 2008 - July 2010
Wachovia Securities September 2001 - June 2008
Skills
Corporate Governance, Risk Management, Microsoft Office, Insurance, Corporate Finance, Legal Research, Corporate Law, Legal Writing, Series 7, Series 24, Life Insurance, Banking Law, Securities Regulation, Privacy Law, Securities, Marketing, New Business Development, Retirement Planning, Sales, Team Building
Education
Nova Southeastern University—Shepard Broad Law Center 2003 — 2007
Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law
Florida Atlantic University
Bachelor's degree, Business, Management, Marketing, and Related Support Services
Allegiance Marketing Group June 2011 - Present
iCan Benefit Group June 2008 - July 2010
Wachovia Securities September 2001 - June 2008
Skills
Corporate Governance, Risk Management, Microsoft Office, Insurance, Corporate Finance, Legal Research, Corporate Law, Legal Writing, Series 7, Series 24, Life Insurance, Banking Law, Securities Regulation, Privacy Law, Securities, Marketing, New Business Development, Retirement Planning, Sales, Team Building
Education
Nova Southeastern University—Shepard Broad Law Center 2003 — 2007
Doctor of Law (JD), Banking, Corporate, Finance, and Securities Law
Florida Atlantic University
Bachelor's degree, Business, Management, Marketing, and Related Support Services
Alissa Gilbert Alissa Gilbert's Wachovia Securities Experience December 2003 - February 2007
Job Compliance Analyst at First Pacific Advisors
Industry Financial Services
Experience
First Pacific Advisors June 2012 - Present
Analytic Investors June 2009 - June 2012
Coast Asset Management February 2007 - January 2009
Wachovia Securities December 2003 - February 2007
AIG SunAmerica December 2000 - May 2002
Skills
Accounting, Compliance, Fund Accounting, Financial Statements, Statement Analysis, Account Reconciliation, Account Management, Cash, Cash Flow, Foreign Currency, FX trading, Performance Measurement, Benchmarking, Fixed Income, US Treasuries, Equities, Hedge Funds, Tax, Fixed Annuities, Variable Annuities, Microsoft Excel, Microsoft Word, PowerPoint, Access, Bloomberg, Crystal Reports, Rumba, SAP, Switching Systems, Advent, APX, Mas 90, Asset Management, Securities
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2002 — 2004
Master of Business Administration (M.B.A.), Business Administration and Management, General
Wellesley College 1996 — 2000
Bachelor of Arts (B.A.), Political Science and Government
Palos Verdes Peninsula High School 1992 — 1996
First Pacific Advisors June 2012 - Present
Analytic Investors June 2009 - June 2012
Coast Asset Management February 2007 - January 2009
Wachovia Securities December 2003 - February 2007
AIG SunAmerica December 2000 - May 2002
Skills
Accounting, Compliance, Fund Accounting, Financial Statements, Statement Analysis, Account Reconciliation, Account Management, Cash, Cash Flow, Foreign Currency, FX trading, Performance Measurement, Benchmarking, Fixed Income, US Treasuries, Equities, Hedge Funds, Tax, Fixed Annuities, Variable Annuities, Microsoft Excel, Microsoft Word, PowerPoint, Access, Bloomberg, Crystal Reports, Rumba, SAP, Switching Systems, Advent, APX, Mas 90, Asset Management, Securities
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2002 — 2004
Master of Business Administration (M.B.A.), Business Administration and Management, General
Wellesley College 1996 — 2000
Bachelor of Arts (B.A.), Political Science and Government
Palos Verdes Peninsula High School 1992 — 1996
Naiden Kremenliev Naiden Kremenliev's Wachovia Securities Experience 1994 - 1999
Job Chief Financial Officer
Industry Financial Services
Experience
ARGONNE FINANCIAL ADVISORY, LLC 2010 - Present
4Topps December 2010 - Present
WELLSTONE MILLS, LLC 2002 - 2010
LIBREX RESTAURANT SERVICES, LLC 2001 - 2002
BROOKWOOD ASSOCIATES, LLC 1999 - 2001
WACHOVIA SECURITIES 1994 - 1999
Skills
Financial Modeling, Private Equity, Corporate Finance, Mergers, Due Diligence, Business Planning, Financial Analysis, Investment Banking, Mergers & Acquisitions, Equities, Finance, Strategic Partnerships, Strategy, Negotiation, Risk Management, Financial Structuring, Financial Services, Entrepreneurship, Loans, Banking, Executive Management, Analysis, Credit, Cash Management, LBO, Divestitures
Education
Princeton University 1989 — 1993
A.B., Economics
ARGONNE FINANCIAL ADVISORY, LLC 2010 - Present
4Topps December 2010 - Present
WELLSTONE MILLS, LLC 2002 - 2010
LIBREX RESTAURANT SERVICES, LLC 2001 - 2002
BROOKWOOD ASSOCIATES, LLC 1999 - 2001
WACHOVIA SECURITIES 1994 - 1999
Skills
Financial Modeling, Private Equity, Corporate Finance, Mergers, Due Diligence, Business Planning, Financial Analysis, Investment Banking, Mergers & Acquisitions, Equities, Finance, Strategic Partnerships, Strategy, Negotiation, Risk Management, Financial Structuring, Financial Services, Entrepreneurship, Loans, Banking, Executive Management, Analysis, Credit, Cash Management, LBO, Divestitures
Education
Princeton University 1989 — 1993
A.B., Economics
Andy Ashta's Wachovia Securities Experience December 2000 - October 2007
Job Executive Director, Architecture at Blue Cross and Blue Shield of Illinois, Montana, New Mexico, Oklahoma & Texas
Industry Financial Services
Experience
Blue Cross and Blue Shield of Illinois, Montana, New Mexico, Oklahoma & Texas August 2015 - Present
GE Capital January 2015 - August 2015
JPMorgan Chase August 2012 - December 2014
JPMorgan Chase August 2010 - August 2012
Cars.com October 2007 - August 2010
Wachovia Securities December 2000 - October 2007
John Deere March 1995 - December 2000
Skills
Data Warehousing, Business Intelligence, Data Modeling, Databases, ETL, Data Management, Data Quality, Data Integration, Unix, Data Analysis, Software Development, Enterprise Software, Performance Tuning, Business Process, Database Administration, Data Mining, Big Data, Data Warehouse..., Database Design, Data Governance, Online Advertising, DB2, Data Archiving, Database Development, Database Management, Data Administration, Hadoop, HBase, Digital Marketing, Online Metrics, MongoDB, Cassandra
Education
Northern Illinois University
MS, Management Information Systems
University of Illinois at Urbana-Champaign
BS, Psychology (Pre-Medicine)
Blue Cross and Blue Shield of Illinois, Montana, New Mexico, Oklahoma & Texas August 2015 - Present
GE Capital January 2015 - August 2015
JPMorgan Chase August 2012 - December 2014
JPMorgan Chase August 2010 - August 2012
Cars.com October 2007 - August 2010
Wachovia Securities December 2000 - October 2007
John Deere March 1995 - December 2000
Skills
Data Warehousing, Business Intelligence, Data Modeling, Databases, ETL, Data Management, Data Quality, Data Integration, Unix, Data Analysis, Software Development, Enterprise Software, Performance Tuning, Business Process, Database Administration, Data Mining, Big Data, Data Warehouse..., Database Design, Data Governance, Online Advertising, DB2, Data Archiving, Database Development, Database Management, Data Administration, Hadoop, HBase, Digital Marketing, Online Metrics, MongoDB, Cassandra
Education
Northern Illinois University
MS, Management Information Systems
University of Illinois at Urbana-Champaign
BS, Psychology (Pre-Medicine)
Carolyn Maldonado Veizaga's Wachovia Securities Experience 2004 - 2005
Job Senior Manager at Capital One
Industry Banking
Experience
Capital One October 2014 - Present
E*TRADE Financial 2005 - October 2014
Wachovia Securities 2004 - 2005
Capital One 2001 - 2004
Skills
Vendor Management, Risk Management, Banking, Financial Services, Process Improvement, Marketing, Project Management, Credit, Analysis, Program Management, Analytics, SDLC, Customer Service, Community Outreach, Business Analysis
Education
The George Washington University - School of Business 2009 — 2011
Northern Virginia Community College 2005 — 2007
Capital One October 2014 - Present
E*TRADE Financial 2005 - October 2014
Wachovia Securities 2004 - 2005
Capital One 2001 - 2004
Skills
Vendor Management, Risk Management, Banking, Financial Services, Process Improvement, Marketing, Project Management, Credit, Analysis, Program Management, Analytics, SDLC, Customer Service, Community Outreach, Business Analysis
Education
The George Washington University - School of Business 2009 — 2011
Northern Virginia Community College 2005 — 2007
Christopher Shin Christopher Shin's Wachovia Securities Experience 2003 - 2005
Job Managing Director, Partner HighTower Advisors
Industry Financial Services
Experience
HighTower July 2015 - Present
Guggenheim Partners September 2009 - July 2015
Goldman Sachs 2006 - 2008
Sailfish Capital Partners 2005 - 2006
Wachovia Securities 2003 - 2005
Bear Stearns 1995 - 2003
Merrill Lynch Investment Management 1993 - 1995
Skills
Fixed Income, Derivatives, Trading, Portfolio Management, Structured Finance, Hedge Funds, Bloomberg, Alternative Investments, Capital Markets, Equities, Asset Management, Investments, Asset Allocation, Bonds, Commodity, Credit Derivatives, Structured Products
Education
Kellogg Graduate School of Management 1991 — 1993
Master of Science (MS), Finance
University of Chicago 1987 — 1991
Bachelor's degree, Economics
HighTower July 2015 - Present
Guggenheim Partners September 2009 - July 2015
Goldman Sachs 2006 - 2008
Sailfish Capital Partners 2005 - 2006
Wachovia Securities 2003 - 2005
Bear Stearns 1995 - 2003
Merrill Lynch Investment Management 1993 - 1995
Skills
Fixed Income, Derivatives, Trading, Portfolio Management, Structured Finance, Hedge Funds, Bloomberg, Alternative Investments, Capital Markets, Equities, Asset Management, Investments, Asset Allocation, Bonds, Commodity, Credit Derivatives, Structured Products
Education
Kellogg Graduate School of Management 1991 — 1993
Master of Science (MS), Finance
University of Chicago 1987 — 1991
Bachelor's degree, Economics
Mark Tompkins Mark Tompkins's Wachovia Securities Experience January 2005 - June 2006
Job Financial Consultant at Sterling Investment Group at Umpqua Bank
Industry Financial Services
Experience
Sterling Investment Group at Umpqua Bank November 2013 - Present
HomeFederal Investments October 2006 - November 2013
Wachovia Securities January 2005 - June 2006
CitiGroup / CitiMortgage - Smith Barney HomeLoan December 2004 - January 2006
Prudential Bank and Trust January 2001 - January 2002
Merrill Lynch January 1999 - January 2001
Merrill Lynch Credit Corporation lending products January 1997 - January 1999
Bank of America January 1996 - January 1997
Bank of America January 1995 - January 1996
Bank of America January 1994 - January 1995
Skills
Investment Management, Project Portfolio..., Commercial Mortgages, Portfolio Management, Loans, Financial Services, Mortgage Lending, Investments, Strategic Financial..., Banking, Series 7, Wealth Management, Commercial Lending, Investment Advisory, Financial Analysis, Retirement Planning, Financial Modeling, Financial Advisory, Asset Managment, Finance, Insurance, Securities, Asset Management, Asset Allocation, Retirement, Underwriting, Credit Analysis, Commercial Banking, Financial Planning
Education
Portland State University 1986 — 1991
Bachelor of Science, Business Administration and Marketing
Sterling Investment Group at Umpqua Bank November 2013 - Present
HomeFederal Investments October 2006 - November 2013
Wachovia Securities January 2005 - June 2006
CitiGroup / CitiMortgage - Smith Barney HomeLoan December 2004 - January 2006
Prudential Bank and Trust January 2001 - January 2002
Merrill Lynch January 1999 - January 2001
Merrill Lynch Credit Corporation lending products January 1997 - January 1999
Bank of America January 1996 - January 1997
Bank of America January 1995 - January 1996
Bank of America January 1994 - January 1995
Skills
Investment Management, Project Portfolio..., Commercial Mortgages, Portfolio Management, Loans, Financial Services, Mortgage Lending, Investments, Strategic Financial..., Banking, Series 7, Wealth Management, Commercial Lending, Investment Advisory, Financial Analysis, Retirement Planning, Financial Modeling, Financial Advisory, Asset Managment, Finance, Insurance, Securities, Asset Management, Asset Allocation, Retirement, Underwriting, Credit Analysis, Commercial Banking, Financial Planning
Education
Portland State University 1986 — 1991
Bachelor of Science, Business Administration and Marketing
David Boardman David Boardman's Wachovia Securities Experience March 2004 - February 2008
Job Vice President, Project Finance at Marriott International
Industry Hospitality
Experience
Marriott International July 2014 - Present
Marriott International February 2008 - July 2014
Wachovia Securities March 2004 - February 2008
Skills
Financial Analysis, Forecasting, Financial Modeling, Revenue Analysis, Budgets, Finance, Valuation, Financial Reporting, Asset Management, Corporate Finance, Accounting, P&L, Managerial Finance, Due Diligence, Strategic Financial..., Leadership
Education
University of Maryland College Park 2002 — 2004
Master of Business Administration (MBA), Finance, General
Penn State University 1994 — 1998
Bachelor's degree, Finance, General
Marriott International July 2014 - Present
Marriott International February 2008 - July 2014
Wachovia Securities March 2004 - February 2008
Skills
Financial Analysis, Forecasting, Financial Modeling, Revenue Analysis, Budgets, Finance, Valuation, Financial Reporting, Asset Management, Corporate Finance, Accounting, P&L, Managerial Finance, Due Diligence, Strategic Financial..., Leadership
Education
University of Maryland College Park 2002 — 2004
Master of Business Administration (MBA), Finance, General
Penn State University 1994 — 1998
Bachelor's degree, Finance, General
Kyle Palmisano Kyle Palmisano's Wachovia Securities Experience August 2008 - June 2009
Job Information Assurance Associate
Industry Information Technology and Services
Experience
Scott Air Force Base, IL May 2011 - Present
Renner Technology October 2010 - May 2011
United States Air Force June 2010 - September 2010
Bank of America July 2009 - May 2010
Computer Room February 2010 - April 2010
Wachovia Securities August 2008 - June 2009
Skills
Active Directory, Windows Server, Windows 7, Troubleshooting, XP, Computer Hardware, Software Documentation, SharePoint, Citrix, BMC Remedy, DNS, Microsoft Exchange, Visio, VMware, Network Administration, Help Desk Support, Networking, Technical Support, Windows XP, DHCP
Education
Park University 2013 — 2016
Bachelor of Science (B.S.), Management/Computer Information Systems
Southwestern Illinois College 2005 — 2008
Associate in Applied Science Degree (AAS), Computer Information Systems
SCT BOCES 2003 — 2005
2 Year Completion Certificate with Honors (Vocational School), Computer Networking Technology (Cisco Networking)
Odessa Montour Central School 1998 — 2005
High School Diploma
Scott Air Force Base, IL May 2011 - Present
Renner Technology October 2010 - May 2011
United States Air Force June 2010 - September 2010
Bank of America July 2009 - May 2010
Computer Room February 2010 - April 2010
Wachovia Securities August 2008 - June 2009
Skills
Active Directory, Windows Server, Windows 7, Troubleshooting, XP, Computer Hardware, Software Documentation, SharePoint, Citrix, BMC Remedy, DNS, Microsoft Exchange, Visio, VMware, Network Administration, Help Desk Support, Networking, Technical Support, Windows XP, DHCP
Education
Park University 2013 — 2016
Bachelor of Science (B.S.), Management/Computer Information Systems
Southwestern Illinois College 2005 — 2008
Associate in Applied Science Degree (AAS), Computer Information Systems
SCT BOCES 2003 — 2005
2 Year Completion Certificate with Honors (Vocational School), Computer Networking Technology (Cisco Networking)
Odessa Montour Central School 1998 — 2005
High School Diploma
Karen Sheffield, MBA Karen Sheffield, MBA's Wachovia Securities Experience June 2007 - December 2007
Job Senior Financial Analyst at Sabre Corporation
Industry Information Technology and Services
Experience
Sabre Corporation May 2014 - Present
USHealth Group - Credit Suisse subsidiary July 2012 - April 2014
American Airlines June 2012 - July 2012
American Airlines June 2008 - June 2012
Wachovia Securities June 2007 - December 2007
Dempsey Partners LLC June 2007 - August 2007
RadioShack June 2006 - August 2006
Superintendencia de Banca, Seguros y AFP del Peru (SBS) March 2005 - June 2005
CONGRESO DE LA REPUBLICA DEL PERU March 2004 - September 2004
Skills
Traffic Analysis, Forecasting, Financial Modeling, Financial Analysis, Budgeting, Profitability Analysis, Cost Accounting, Cost Allocation, Month End Close, Variance Analysis, P&L Management, Sales Compensation, Pricing Analysis, Microsoft Office Xp, Access, SAP, Cognos, SharePoint, Eviews, Stata, SQL, ENTJ, Relator, Budgets, Challenging Assumptions, Consolidated Reporting, Accounting, Management, Sensitivity Analysis, Scenario Analysis, Business Planning, Finance, Pricing, German, Spanish, Microsoft Office
Education
The University of Texas at Austin - The Red McCombs School of Business 2012 — 2014
Master of Business Administration (MBA), Business Administration and Management, General
Texas Christian University - Addran College of Liberal Arts 2005 — 2008
Bachelor of Science, Economics
Texas Christian University - M.J. Neeley School of Business 2005 — 2008
BBA, Finance/Accounting
Pontificia Universidad Católica del Perú 2000 — 2005
Bachelor of Science, Economics
Colegio Peruano Aleman Alexander von Humboldt 1995 — 1999
High School Diploma
Sabre Corporation May 2014 - Present
USHealth Group - Credit Suisse subsidiary July 2012 - April 2014
American Airlines June 2012 - July 2012
American Airlines June 2008 - June 2012
Wachovia Securities June 2007 - December 2007
Dempsey Partners LLC June 2007 - August 2007
RadioShack June 2006 - August 2006
Superintendencia de Banca, Seguros y AFP del Peru (SBS) March 2005 - June 2005
CONGRESO DE LA REPUBLICA DEL PERU March 2004 - September 2004
Skills
Traffic Analysis, Forecasting, Financial Modeling, Financial Analysis, Budgeting, Profitability Analysis, Cost Accounting, Cost Allocation, Month End Close, Variance Analysis, P&L Management, Sales Compensation, Pricing Analysis, Microsoft Office Xp, Access, SAP, Cognos, SharePoint, Eviews, Stata, SQL, ENTJ, Relator, Budgets, Challenging Assumptions, Consolidated Reporting, Accounting, Management, Sensitivity Analysis, Scenario Analysis, Business Planning, Finance, Pricing, German, Spanish, Microsoft Office
Education
The University of Texas at Austin - The Red McCombs School of Business 2012 — 2014
Master of Business Administration (MBA), Business Administration and Management, General
Texas Christian University - Addran College of Liberal Arts 2005 — 2008
Bachelor of Science, Economics
Texas Christian University - M.J. Neeley School of Business 2005 — 2008
BBA, Finance/Accounting
Pontificia Universidad Católica del Perú 2000 — 2005
Bachelor of Science, Economics
Colegio Peruano Aleman Alexander von Humboldt 1995 — 1999
High School Diploma
Hai Jiang Hai Jiang's Wachovia Securities Experience December 2005 - February 2007
Job Quantitative Analyst at Athene Asset Management
Industry Financial Services
Experience
Athene Asset Management August 2013 - Present
Bank of America April 2009 - August 2013
Countrywide Home Loans February 2007 - April 2009
Wachovia Securities December 2005 - February 2007
Skills
Fixed Income, Risk Management, Data Analysis, Quantitative Research, Quantitative Analytics, Quantitative Finance, Financial Modeling, Statistical Modeling, model implementation, SQL, C#, C++, Java, SAS, Data Mining, Microsoft Reporting..., Market Risk, Interest Rate..., Perl
Education
University of California, Los Angeles 1998 — 2005
PhD, Physics
University of California, Los Angeles 2000 — 2002
Master, Computer Science
Peking University
Master's degree, Physics
Zhejiang University
Bachelor of Science (BS), Physics
Athene Asset Management August 2013 - Present
Bank of America April 2009 - August 2013
Countrywide Home Loans February 2007 - April 2009
Wachovia Securities December 2005 - February 2007
Skills
Fixed Income, Risk Management, Data Analysis, Quantitative Research, Quantitative Analytics, Quantitative Finance, Financial Modeling, Statistical Modeling, model implementation, SQL, C#, C++, Java, SAS, Data Mining, Microsoft Reporting..., Market Risk, Interest Rate..., Perl
Education
University of California, Los Angeles 1998 — 2005
PhD, Physics
University of California, Los Angeles 2000 — 2002
Master, Computer Science
Peking University
Master's degree, Physics
Zhejiang University
Bachelor of Science (BS), Physics
Allon Platnico Allon Platnico's Wachovia Securities Experience May 2004 - December 2004
Job National Marketing Director/Partner at Healthcare Solutions Team
Industry Insurance
Experience
Healthcare Solutions Team September 2011 - Present
Vitco August 2008 - August 2011
AXA Advisors July 2007 - August 2008
Northwestern Mutual September 2005 - June 2007
WACHOVIA SECURITIES May 2004 - December 2004
PROMEDIA CONCEPTS November 2003 - April 2004
Skills
Management, Sales, Marketing, Investments, CRM, Insurance, New Business Development, Finance, Real Estate, Portfolio Management, Analysis
Education
Pace University 2000 — 2004
BACHELOR, BUSINESS ADMINISTRATION; Finance
Ladue Highschool 1996 — 1999
Healthcare Solutions Team September 2011 - Present
Vitco August 2008 - August 2011
AXA Advisors July 2007 - August 2008
Northwestern Mutual September 2005 - June 2007
WACHOVIA SECURITIES May 2004 - December 2004
PROMEDIA CONCEPTS November 2003 - April 2004
Skills
Management, Sales, Marketing, Investments, CRM, Insurance, New Business Development, Finance, Real Estate, Portfolio Management, Analysis
Education
Pace University 2000 — 2004
BACHELOR, BUSINESS ADMINISTRATION; Finance
Ladue Highschool 1996 — 1999
Alicia Kern-Johnston Alicia Kern-Johnston's Wachovia Securities Experience March 2006 - October 2008
Job Professional Administrator
Industry Financial Services
Experience
The Chaos Road Photography January 2012 - Present
Wachovia Securities March 2006 - October 2008
Wachovia Securities - Lending Services February 2005 - March 2006
Wachovia Securities January 2005 - February 2005
American Systems September 2003 - September 2004
Unistaff May 2001 - September 2003
Decision Support Systems February 2000 - May 2001
Hecht's September 1999 - February 2000
US Naval Exchange System October 1992 - June 1993
USAF July 1991 - December 1991
Skills
Data Analysis, Access, Customer Service, Microsoft Office, PowerPoint, Team Leadership, Microsoft Excel, Social Media, Project Management, Public Speaking, Leadership, Microsoft Word, Team Building, Analysis, Windows, Outlook, Customer Satisfaction, Accounts Receivable
Education
Palm Beach State College 2012 — 2016
Bachelor’s Degree, Project Management, 3.62
Palm Beach State College 2012 — 2014
Associate's Degree, Business Administration, Management and Operations Supervision, 3.57
Ledyard High School 1989 — 1991
Diploma, General
Western High School 1988 — 1989
Music, General
Key West High School 1987 — 1988
Music, General
The Chaos Road Photography January 2012 - Present
Wachovia Securities March 2006 - October 2008
Wachovia Securities - Lending Services February 2005 - March 2006
Wachovia Securities January 2005 - February 2005
American Systems September 2003 - September 2004
Unistaff May 2001 - September 2003
Decision Support Systems February 2000 - May 2001
Hecht's September 1999 - February 2000
US Naval Exchange System October 1992 - June 1993
USAF July 1991 - December 1991
Skills
Data Analysis, Access, Customer Service, Microsoft Office, PowerPoint, Team Leadership, Microsoft Excel, Social Media, Project Management, Public Speaking, Leadership, Microsoft Word, Team Building, Analysis, Windows, Outlook, Customer Satisfaction, Accounts Receivable
Education
Palm Beach State College 2012 — 2016
Bachelor’s Degree, Project Management, 3.62
Palm Beach State College 2012 — 2014
Associate's Degree, Business Administration, Management and Operations Supervision, 3.57
Ledyard High School 1989 — 1991
Diploma, General
Western High School 1988 — 1989
Music, General
Key West High School 1987 — 1988
Music, General
Shannon Holland, CFP®, CDFA™, AIF® Shannon Holland, CFP®, CDFA™, AIF®'s Wachovia Securities Experience June 2002 - July 2007
Job Associate Vice President, Investments at Raymond James
Industry Financial Services
Experience
Raymond James & Associates December 2008 - Present
Wachovia Securities, LLC August 2007 - December 2008
Wachovia Securities June 2002 - July 2007
Skills
Divorce Financial..., Retirement, Strategic Financial..., Investments, Financial Advisory, Portfolio Management, Finance, Asset Allocation, Wealth Management, Estate Planning, Retirement Planning, Business Planning, Risk Management, Investment Strategies, Equities, Fixed Income, Due Diligence, Mutual Funds, Certified Divorce..., Investment Management, Mortgage Lending, Insurance, Asset Management, Asset Managment, Financial Planning, Personal Spending Plans, Financial Services
Education
The College of William and Mary - The Mason School of Business 1999 — 2002
MBA, Finance & Accounting
Old Dominion University 1995 — 1997
MS, Environmental Engineering
Virginia Polytechnic Institute and State University 1987 — 1991
Bachelor of Arts (B.A.), Geography
Raymond James & Associates December 2008 - Present
Wachovia Securities, LLC August 2007 - December 2008
Wachovia Securities June 2002 - July 2007
Skills
Divorce Financial..., Retirement, Strategic Financial..., Investments, Financial Advisory, Portfolio Management, Finance, Asset Allocation, Wealth Management, Estate Planning, Retirement Planning, Business Planning, Risk Management, Investment Strategies, Equities, Fixed Income, Due Diligence, Mutual Funds, Certified Divorce..., Investment Management, Mortgage Lending, Insurance, Asset Management, Asset Managment, Financial Planning, Personal Spending Plans, Financial Services
Education
The College of William and Mary - The Mason School of Business 1999 — 2002
MBA, Finance & Accounting
Old Dominion University 1995 — 1997
MS, Environmental Engineering
Virginia Polytechnic Institute and State University 1987 — 1991
Bachelor of Arts (B.A.), Geography
Brad Lesowitz Brad Lesowitz's Wachovia Securities Experience July 2000 - May 2009
Job Managing Director Charles Schwab
Industry Financial Services
Experience
Charles Schwab September 2009 - Present
Charles Schwab September 2009 - April 2010
Wachovia Securities July 2000 - May 2009
First Albany December 1999 - May 2000
Bankers Trust (now Deutsche Bank) 1999 - 2000
Merrill Lynch 1998 - 1999
Brown Bros. Harriman & Co. May 1995 - August 1998
Goldman Sachs & Co. July 1983 - May 1995
Morgan Stanley Smith Barney 1977 - 1983
Skills
Investment Advisory, Asset Managment, Hedge Funds, Wealth Management, Series 65, AML, Retirement Planning, FINRA, Capital Markets, Investment Strategies, ETFs, Retirement, Asset Allocation, Trading, Alternative Investments, Investments, Fixed Annuities, Bloomberg, Portfolio Management, Strategic Financial..., Banking, Financial Markets, Asset Management, Financial Planning, Prime Brokerage, Relationship Management, Series 6
Education
Nyack College 1990 — 1994
BS, Org mangement
Charles Schwab September 2009 - Present
Charles Schwab September 2009 - April 2010
Wachovia Securities July 2000 - May 2009
First Albany December 1999 - May 2000
Bankers Trust (now Deutsche Bank) 1999 - 2000
Merrill Lynch 1998 - 1999
Brown Bros. Harriman & Co. May 1995 - August 1998
Goldman Sachs & Co. July 1983 - May 1995
Morgan Stanley Smith Barney 1977 - 1983
Skills
Investment Advisory, Asset Managment, Hedge Funds, Wealth Management, Series 65, AML, Retirement Planning, FINRA, Capital Markets, Investment Strategies, ETFs, Retirement, Asset Allocation, Trading, Alternative Investments, Investments, Fixed Annuities, Bloomberg, Portfolio Management, Strategic Financial..., Banking, Financial Markets, Asset Management, Financial Planning, Prime Brokerage, Relationship Management, Series 6
Education
Nyack College 1990 — 1994
BS, Org mangement
Giorgio Schiavone Giorgio Schiavone's Wachovia Securities Experience June 2008 - August 2008
Job Student at Palm Beach Community College
Industry Real Estate
Experience
Max security protection LLC May 2015 - Present
Doctor Teak November 2014 - Present
Landlord September 2012 - Present
Costco Wholesale October 2014 - February 2015
Wachovia securities June 2008 - August 2008
Skills
Microsoft Excel, Microsoft Word, Real Estate, Microsoft Office, Time Management, Social Networking, Property Management, Teamwork
Education
Palm Beach Community College 2009 — 2012
Business Administration and Management, General
Max security protection LLC May 2015 - Present
Doctor Teak November 2014 - Present
Landlord September 2012 - Present
Costco Wholesale October 2014 - February 2015
Wachovia securities June 2008 - August 2008
Skills
Microsoft Excel, Microsoft Word, Real Estate, Microsoft Office, Time Management, Social Networking, Property Management, Teamwork
Education
Palm Beach Community College 2009 — 2012
Business Administration and Management, General
Brandon Kennedy Brandon Kennedy's Wachovia Securities Experience December 2004 - October 2008
Job Owner/LPL Financial Advisor at Kennedy Financial Group
Industry Financial Services
Experience
Kennedy Financial Group October 2008 - Present
Wachovia Securities December 2004 - October 2008
LPL Financial June 2002 - September 2004
Skills
Small Business, Strategic Financial..., Investments, Retirement Planning, Business Planning, Employee Benefits, Insurance, Finance, Leadership, Series 7, IRAs, 401k, Strategic Planning, Coaching, Financial Analysis, Financial Advisory, Financial Planners, Retirement, Financial Planning
Education
Oakland University 1999 — 2004
Bachelor of Science, Finance
Kimball High School 1996 — 1999
Kennedy Financial Group October 2008 - Present
Wachovia Securities December 2004 - October 2008
LPL Financial June 2002 - September 2004
Skills
Small Business, Strategic Financial..., Investments, Retirement Planning, Business Planning, Employee Benefits, Insurance, Finance, Leadership, Series 7, IRAs, 401k, Strategic Planning, Coaching, Financial Analysis, Financial Advisory, Financial Planners, Retirement, Financial Planning
Education
Oakland University 1999 — 2004
Bachelor of Science, Finance
Kimball High School 1996 — 1999
Kimberly Higgins, CRCM, MBA, MSOD, PMP Kimberly Higgins, CRCM, MBA, MSOD, PMP's Wachovia Securities Experience 2005 - 2008
Job Compliance Consultant International Group Compliance and Operational Risk Management GTFx at Wells Fargo
Industry Financial Services
Experience
Wells Fargo January 2015 - Present
Wells Fargo Advisors 2011 - 2015
Wells Fargo Funds Management 2009 - 2011
Wachovia Securities 2005 - 2008
Banc of America Investments 2003 - 2005
BB&T Investment Services, Inc 2000 - 2003
Vanguard Group 1997 - 2000
Skills
Banking, Portfolio Management, Management, Mutual Funds, Fixed Income, Project Management, Risk Management, Leadership, Equities, Financial Risk, FINRA, Asset Management, Management Consulting, Capital Markets, Strategy, Customer Service, Financial Services
Education
Queens University of Charlotte 2008 — 2011
MS, Organization Development
Queens University of Charlotte 2004 — 2008
MBA, Finance
Brookville High School
Virginia Polytechnic Institute and State University
BA, International Studies, (Business and Asian Studies)
Virginia Polytechnic Institute and State University
BA, Communication Studies, (Public Relations)
Wells Fargo January 2015 - Present
Wells Fargo Advisors 2011 - 2015
Wells Fargo Funds Management 2009 - 2011
Wachovia Securities 2005 - 2008
Banc of America Investments 2003 - 2005
BB&T Investment Services, Inc 2000 - 2003
Vanguard Group 1997 - 2000
Skills
Banking, Portfolio Management, Management, Mutual Funds, Fixed Income, Project Management, Risk Management, Leadership, Equities, Financial Risk, FINRA, Asset Management, Management Consulting, Capital Markets, Strategy, Customer Service, Financial Services
Education
Queens University of Charlotte 2008 — 2011
MS, Organization Development
Queens University of Charlotte 2004 — 2008
MBA, Finance
Brookville High School
Virginia Polytechnic Institute and State University
BA, International Studies, (Business and Asian Studies)
Virginia Polytechnic Institute and State University
BA, Communication Studies, (Public Relations)
Christopher Arbuthnot Christopher Arbuthnot's Wachovia Securities Experience June 2002 - June 2004
Job Portfolio Manager at Kennebec Global LLC
Industry Investment Management
Experience
Kennebec Global LLC March 2014 - Present
Manulife Asset Management November 2010 - February 2014
Manulife Asset Management April 2008 - November 2010
Manulife Asset Management August 2006 - April 2008
Wachovia Securities June 2002 - June 2004
Wachovia Securities May 2000 - 2002
Middlebury Venture Partners October 1998 - May 2000
Skills
Portfolio Management, Equities, Equity Research, Investment Management
Education
Kellogg School of Management 2004 — 2006
Master of Business Administration (MBA), Finance and Marketing
University of Rochester 1994 — 1998
Bachelor of Arts (B.A.), Economics
St. George's School
Diploma
Kennebec Global LLC March 2014 - Present
Manulife Asset Management November 2010 - February 2014
Manulife Asset Management April 2008 - November 2010
Manulife Asset Management August 2006 - April 2008
Wachovia Securities June 2002 - June 2004
Wachovia Securities May 2000 - 2002
Middlebury Venture Partners October 1998 - May 2000
Skills
Portfolio Management, Equities, Equity Research, Investment Management
Education
Kellogg School of Management 2004 — 2006
Master of Business Administration (MBA), Finance and Marketing
University of Rochester 1994 — 1998
Bachelor of Arts (B.A.), Economics
St. George's School
Diploma
Denise Wimmer Denise Wimmer's Wachovia Securities Experience 2005 - 2007
Job Sales Representative at Macktown Insurance Agency
Industry Insurance
Experience
Macktown Insurance Agency August 2012 - Present
Alliance Insurance Agency September 2009 - August 2012
Stifel Nicolaus 2007 - 2009
Wachovia Securities 2005 - 2007
Associated Bank 2002 - 2004
Skills
Sales, Insurance, Call Center, Sales Management, Customer Service, Small Business, New Business Development, Public Speaking, Strategic Planning, Life Insurance, Budgets, Team Building, Account Management, Microsoft Office, Property & Casualty...
Education
Northern Illinois University 1998 — 2000
Bachelor of Science, Finance
Rock Valley College 1996 — 1998
Associate of Arts
Boylan Catholic High School
Macktown Insurance Agency August 2012 - Present
Alliance Insurance Agency September 2009 - August 2012
Stifel Nicolaus 2007 - 2009
Wachovia Securities 2005 - 2007
Associated Bank 2002 - 2004
Skills
Sales, Insurance, Call Center, Sales Management, Customer Service, Small Business, New Business Development, Public Speaking, Strategic Planning, Life Insurance, Budgets, Team Building, Account Management, Microsoft Office, Property & Casualty...
Education
Northern Illinois University 1998 — 2000
Bachelor of Science, Finance
Rock Valley College 1996 — 1998
Associate of Arts
Boylan Catholic High School
Lenn Eason Lenn Eason's Wachovia Securities Experience 2000 - 2008
Job Managing Director, Operations (Retired) at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors 2008 - Present
Wachovia Securities 2000 - 2008
Mobil Oil Credit Finance Corporation National Bank 1996 - 2000
Mobil Oil Corporation 1993 - 1996
Mobil Oil Corporation 1991 - 1993
Mobil Oil Corporation 1980 - 1991
Skills
Profit & Loss Management, Operations Management, Service Management, Cost Reduction, Process Improvement, Vendor Management, Call Center, Change Management, Call Centers, Mergers & Acquisitions, Strategic Planning, Banking, Financial Services, Management, Start-ups, Leadership, Finance, Budgets, Investments, Sales, Risk Management
Education
Northwestern University - Kellogg School of Management 1979 — 1980
MBA, Operations and Finance
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1976 — 1979
BS, Business Administration
Wells Fargo Advisors 2008 - Present
Wachovia Securities 2000 - 2008
Mobil Oil Credit Finance Corporation National Bank 1996 - 2000
Mobil Oil Corporation 1993 - 1996
Mobil Oil Corporation 1991 - 1993
Mobil Oil Corporation 1980 - 1991
Skills
Profit & Loss Management, Operations Management, Service Management, Cost Reduction, Process Improvement, Vendor Management, Call Center, Change Management, Call Centers, Mergers & Acquisitions, Strategic Planning, Banking, Financial Services, Management, Start-ups, Leadership, Finance, Budgets, Investments, Sales, Risk Management
Education
Northwestern University - Kellogg School of Management 1979 — 1980
MBA, Operations and Finance
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1976 — 1979
BS, Business Administration
Harry Gerardi's Wachovia Securities Experience June 2008 - August 2008
Job Senior Financial Analyst at FinPro, Inc.
Industry Financial Services
Experience
FinPro, Inc. June 2014 - Present
FinPro, Inc. August 2012 - June 2014
Green Key Resources 2012 - 2012
Weichert Relocation 2010 - 2012
Penn State Lady Lion Basketball September 2008 - December 2009
Wachovia Securities June 2008 - August 2008
Skills
Excel, Financial Analysis, PowerPoint, Microsoft Word, Microsoft Office, Outlook, Access, Management, Microsoft Excel, Recruiting, Analysis, Investments, Finance, Banking
Education
Penn State University 2006 — 2010
BS, Finance, Minor, International Business
University of Westminster 2009 — 2009
General Education, General Education
West Morris Central
FinPro, Inc. June 2014 - Present
FinPro, Inc. August 2012 - June 2014
Green Key Resources 2012 - 2012
Weichert Relocation 2010 - 2012
Penn State Lady Lion Basketball September 2008 - December 2009
Wachovia Securities June 2008 - August 2008
Skills
Excel, Financial Analysis, PowerPoint, Microsoft Word, Microsoft Office, Outlook, Access, Management, Microsoft Excel, Recruiting, Analysis, Investments, Finance, Banking
Education
Penn State University 2006 — 2010
BS, Finance, Minor, International Business
University of Westminster 2009 — 2009
General Education, General Education
West Morris Central
Kim Kesper, SPHR Kim Kesper, SPHR's Wachovia Securities Experience October 2003 - November 2010
Job HR Program Manager at WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC)
Industry Financial Services
Experience
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) November 2010 - Present
Wachovia Securities October 2003 - November 2010
Wachovia Bank February 1987 - October 2003
Central Fidelity 1987 - 1988
Skills
Talent Management, Leadership, Recruiting, Human Resources, Change Management, Onboarding, Succession Planning, Personnel Management, Vendor Management, Performance Management, Talent Acquisition, Employee Benefits, Employee Relations, Deferred Compensation
Education
Strayer University 2000 — 2007
in Progress
Pace University - Lubin School of Business 1982 — 1986
BBA, Business Management
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) November 2010 - Present
Wachovia Securities October 2003 - November 2010
Wachovia Bank February 1987 - October 2003
Central Fidelity 1987 - 1988
Skills
Talent Management, Leadership, Recruiting, Human Resources, Change Management, Onboarding, Succession Planning, Personnel Management, Vendor Management, Performance Management, Talent Acquisition, Employee Benefits, Employee Relations, Deferred Compensation
Education
Strayer University 2000 — 2007
in Progress
Pace University - Lubin School of Business 1982 — 1986
BBA, Business Management
Roy Torrence's Wachovia Securities Experience September 2007 - September 2008
Job Branch Manager/Purchase Specialist at Dignified Home Loans, LLC
Industry Real Estate
Experience
Dignified Home Loans, LLC October 2014 - Present
Caliber Home Loans September 2012 - September 2014
Caliber Home Loans September 2012 - February 2014
Wells Fargo Home Mortgage September 2010 - September 2012
Wells Fargo Advisors, LLC September 2008 - September 2010
Wachovia Securities September 2007 - September 2008
GMAC Mortgage 2006 - 2007
Magnolia Real Estate Funding 2004 - 2006
C&T NAPA Auto Parts November 1984 - January 2004
Skills
Mortgage Banking, Mortgage Lending, Refinance, FHA, Loans, Investment Properties, REO, Investments, Residential Homes, Sales, Short Sales, Finance, Real Estate, Banking, Sellers, Selling, Investors, Property, Loan Origination, Residential Mortgages, Portfolio Management, VA loans, Real Estate Financing, USDA, Reverse Mortgages, FHA financing, Certified Mortgage..., Construction Loans, Credit, Commercial Mortgages, Mortgage Underwriting, First Time Home Buyers, Home Equity Loans, Foreclosures, Loss Mitigation, Underwriting, Credit Analysis, Commercial Lending, Real Estate Transactions, Real Estate Economics, Consumer Lending, Government Loans, Loan Servicing
Education
Ventura College of Law 1990 — 1991
Law
Northwood University 1982 — 1984
Business
Oxnard College 1980 — 1982
General Ed
Channel Islands High School 1977 — 1980
Hueneme High School 1976 — 1977
Dignified Home Loans, LLC October 2014 - Present
Caliber Home Loans September 2012 - September 2014
Caliber Home Loans September 2012 - February 2014
Wells Fargo Home Mortgage September 2010 - September 2012
Wells Fargo Advisors, LLC September 2008 - September 2010
Wachovia Securities September 2007 - September 2008
GMAC Mortgage 2006 - 2007
Magnolia Real Estate Funding 2004 - 2006
C&T NAPA Auto Parts November 1984 - January 2004
Skills
Mortgage Banking, Mortgage Lending, Refinance, FHA, Loans, Investment Properties, REO, Investments, Residential Homes, Sales, Short Sales, Finance, Real Estate, Banking, Sellers, Selling, Investors, Property, Loan Origination, Residential Mortgages, Portfolio Management, VA loans, Real Estate Financing, USDA, Reverse Mortgages, FHA financing, Certified Mortgage..., Construction Loans, Credit, Commercial Mortgages, Mortgage Underwriting, First Time Home Buyers, Home Equity Loans, Foreclosures, Loss Mitigation, Underwriting, Credit Analysis, Commercial Lending, Real Estate Transactions, Real Estate Economics, Consumer Lending, Government Loans, Loan Servicing
Education
Ventura College of Law 1990 — 1991
Law
Northwood University 1982 — 1984
Business
Oxnard College 1980 — 1982
General Ed
Channel Islands High School 1977 — 1980
Hueneme High School 1976 — 1977
George Banker MBA's Wachovia Securities Experience 2006 - 2008
Job Territory Manager at DSI Systems
Industry Computer Hardware
Experience
DSI Systems July 2012 - Present
Micros Systems March 2011 - June 2012
Smile Brighter March 2009 - January 2012
Pearce Consulting, Inc. March 2010 - October 2010
Wachovia Securities 2006 - 2008
American President Lines 2002 - 2005
California United Terminals 1995 - 2001
Cooper T. Smith 1993 - 1995
Thomas Nelson Publishers 1991 - 1992
United States Navy Reserve 1985 - 1991
Skills
Hospitality, Enterprise Software, Consulting, Direct Sales, Negotiation, Team Building, Customer Service, Computer Hardware, Distribution Strategies, Marketing, Sales, Salesforce.com, New Business Development, Entrepreneurship, Sales Operations, Marketing Strategy, Real Estate, Strategic Partnerships, Business Strategy, Team Leadership, Sales Management, Territory..., Project Management, Management, Leadership, Contract Negotiation, Selling, Start-ups, Product Management, Retail, Cold Calling, Competitive Analysis, Operations Management, CRM, B2B, Sales Process, Program Management, Pricing
Education
Pepperdine University 1995 — 1997
Graziadio School of Business, Masters of Business Administration, August 1997. Emphasis in Finance. Graduated cum laude.
University of South Alabama 1987 — 1992
B.S. in Business Administration with Finance Major. Graduated cum laude., Finance
DSI Systems July 2012 - Present
Micros Systems March 2011 - June 2012
Smile Brighter March 2009 - January 2012
Pearce Consulting, Inc. March 2010 - October 2010
Wachovia Securities 2006 - 2008
American President Lines 2002 - 2005
California United Terminals 1995 - 2001
Cooper T. Smith 1993 - 1995
Thomas Nelson Publishers 1991 - 1992
United States Navy Reserve 1985 - 1991
Skills
Hospitality, Enterprise Software, Consulting, Direct Sales, Negotiation, Team Building, Customer Service, Computer Hardware, Distribution Strategies, Marketing, Sales, Salesforce.com, New Business Development, Entrepreneurship, Sales Operations, Marketing Strategy, Real Estate, Strategic Partnerships, Business Strategy, Team Leadership, Sales Management, Territory..., Project Management, Management, Leadership, Contract Negotiation, Selling, Start-ups, Product Management, Retail, Cold Calling, Competitive Analysis, Operations Management, CRM, B2B, Sales Process, Program Management, Pricing
Education
Pepperdine University 1995 — 1997
Graziadio School of Business, Masters of Business Administration, August 1997. Emphasis in Finance. Graduated cum laude.
University of South Alabama 1987 — 1992
B.S. in Business Administration with Finance Major. Graduated cum laude., Finance
Jason Packham Jason Packham's Wachovia Securities Experience May 2007 - March 2009
Job Retirement Services District Manager at ADP
Industry Financial Services
Experience
ADP August 2011 - Present
Mutual of America March 2009 - July 2011
Wachovia Securities May 2007 - March 2009
Wells Fargo Bank September 2005 - November 2006
The Hartford June 2002 - September 2005
Skills
Investments, 401k, Retirement Planning, Series 7, New Business Development, Retirement, Financial Advisory, Defined Contribution, Series 63, Insurance, Series 6, Life Insurance, FINRA, Retirement Plan..., Small Business, Fixed Annuities, Sales, Investment Advisory, Portfolio Management, Risk Management, Employee Benefits, Mortgage Lending, Sales Management, ERISA, Finance, Financial Services, Credit, Management, Sales Operations, Mutual Funds, Pensions, Strategy, Relationship Management, Profit Sharing, Wealth Management, Asset Allocation, Defined Benefit, Strategic Financial..., IRAs, Securities, Disability Insurance, Alternative Investments, Investment Strategies
Education
Portland State University 1998 — 2001
BS, Organic Chemistry
ADP August 2011 - Present
Mutual of America March 2009 - July 2011
Wachovia Securities May 2007 - March 2009
Wells Fargo Bank September 2005 - November 2006
The Hartford June 2002 - September 2005
Skills
Investments, 401k, Retirement Planning, Series 7, New Business Development, Retirement, Financial Advisory, Defined Contribution, Series 63, Insurance, Series 6, Life Insurance, FINRA, Retirement Plan..., Small Business, Fixed Annuities, Sales, Investment Advisory, Portfolio Management, Risk Management, Employee Benefits, Mortgage Lending, Sales Management, ERISA, Finance, Financial Services, Credit, Management, Sales Operations, Mutual Funds, Pensions, Strategy, Relationship Management, Profit Sharing, Wealth Management, Asset Allocation, Defined Benefit, Strategic Financial..., IRAs, Securities, Disability Insurance, Alternative Investments, Investment Strategies
Education
Portland State University 1998 — 2001
BS, Organic Chemistry
John Cwikla, CIMA John Cwikla, CIMA's Wachovia Securities Experience March 2003 - July 2008
Job
Industry Financial Services
Experience
Vanguard September 2012 - Present
Vanguard September 2011 - September 2012
Vanguard July 2008 - October 2011
Wachovia Securities March 2003 - July 2008
Merrill Lynch 1999 - 2003
Kreischer, Miller & Co. 1997 - 1999
Deloitte & Touche LLP 1996 - 1997
Deloitte & Touche 1996 - 1997
Skills
Series 63, Series 7, Mutual Funds, ETFs, Asset Allocation, Investments, Series 6, 401k, Wealth Management, Investment Strategies, Strategic Financial..., Investment Advisory, Series 24, Retirement Planning, Asset Managment, Portfolio Management, Retirement, Alternative Investments, Series 65, Securities, Finance, Financial Services, Relationship Management, Asset Management, Financial Planning
Education
Pennsylvania State University-Great Valley Graduate Center 2004 — 2007
MBA, Business Administration
Temple University 1992 — 1996
BBA, Accounting
Vanguard September 2012 - Present
Vanguard September 2011 - September 2012
Vanguard July 2008 - October 2011
Wachovia Securities March 2003 - July 2008
Merrill Lynch 1999 - 2003
Kreischer, Miller & Co. 1997 - 1999
Deloitte & Touche LLP 1996 - 1997
Deloitte & Touche 1996 - 1997
Skills
Series 63, Series 7, Mutual Funds, ETFs, Asset Allocation, Investments, Series 6, 401k, Wealth Management, Investment Strategies, Strategic Financial..., Investment Advisory, Series 24, Retirement Planning, Asset Managment, Portfolio Management, Retirement, Alternative Investments, Series 65, Securities, Finance, Financial Services, Relationship Management, Asset Management, Financial Planning
Education
Pennsylvania State University-Great Valley Graduate Center 2004 — 2007
MBA, Business Administration
Temple University 1992 — 1996
BBA, Accounting
Ashley Holland Ashley Holland's Wachovia Securities Experience June 2008 - September 2008
Job Associate at Novare Capital Management Private Wealth Management & Planning for Successful Families
Industry Investment Management
Experience
Novare Capital Management April 2013 - Present
J.P. Morgan September 2010 - March 2013
Wachovia Securities June 2008 - September 2008
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2006 — 2010
Business Administration, Finance & Investments
Peking University
Doing Business in China
Novare Capital Management April 2013 - Present
J.P. Morgan September 2010 - March 2013
Wachovia Securities June 2008 - September 2008
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2006 — 2010
Business Administration, Finance & Investments
Peking University
Doing Business in China
Terri Somerday Terri Somerday's Wachovia Securities Experience 2007 - 2008
Job Financial Services Marketing Professional
Industry Financial Services
Experience
LederMark Communications LLC September 2012 - April 2013
Wells Fargo Advisors 2008 - 2010
Wachovia Securities 2007 - 2008
Wachovia Securities 2005 - 2007
Wachovia Securities 1994 - 2005
Wachovia Securities 1988 - 1994
Butcher & Singer Inc. 1979 - 1988
Skills
Advertising, Finance, Newsletters, Public Speaking, Marketing, Management, Recruiting, Program Management, Mergers & Acquisitions, Banking, Human Resources
Education
Virginia Commonwealth University - School of Business 1999 — 1999
MBA Executive Development Program
Peirce College 1971 — 1973
A.B.S., Business
LederMark Communications LLC September 2012 - April 2013
Wells Fargo Advisors 2008 - 2010
Wachovia Securities 2007 - 2008
Wachovia Securities 2005 - 2007
Wachovia Securities 1994 - 2005
Wachovia Securities 1988 - 1994
Butcher & Singer Inc. 1979 - 1988
Skills
Advertising, Finance, Newsletters, Public Speaking, Marketing, Management, Recruiting, Program Management, Mergers & Acquisitions, Banking, Human Resources
Education
Virginia Commonwealth University - School of Business 1999 — 1999
MBA Executive Development Program
Peirce College 1971 — 1973
A.B.S., Business
Gregory Ager's Wachovia Securities Experience October 2000 - November 2005
Job Investment Banker Technology/Software
Industry Investment Banking
Experience
Signal Hill Capital August 2010 - Present
Updata Advisors (merged with Signal Hill) December 2005 - July 2010
Wachovia Securities October 2000 - November 2005
Thomas Weisel Partners January 1999 - October 2000
Montgomery Securities/NationsBanc Montgomery August 1996 - January 1999
Smith Barney Inc. July 1994 - July 1996
Morgan Stanley & Co. August 1990 - July 1992
Morgan Grenfell July 1989 - July 1990
Skills
Mergers & Acquisitions, Capital Raises, Enterprise Software, SaaS, Investment Banking, Venture Capital, Banking, Private Equity, Corporate Finance, Finance, Investments, Mergers, Private Placements, Strategy, Valuation, Capital Raising, Growth Capital, Financial Advisory, Series 7, Buyouts, Recapitalizations, IPO, Corporate Development, Equities
Education
Northwestern University - Kellogg School of Management 1992 — 1994
MBA, Finance & Management Strategy
Yale University 1985 — 1989
BA, Economics & Political Science
Penn Trafford HS 1981 — 1985
Signal Hill Capital August 2010 - Present
Updata Advisors (merged with Signal Hill) December 2005 - July 2010
Wachovia Securities October 2000 - November 2005
Thomas Weisel Partners January 1999 - October 2000
Montgomery Securities/NationsBanc Montgomery August 1996 - January 1999
Smith Barney Inc. July 1994 - July 1996
Morgan Stanley & Co. August 1990 - July 1992
Morgan Grenfell July 1989 - July 1990
Skills
Mergers & Acquisitions, Capital Raises, Enterprise Software, SaaS, Investment Banking, Venture Capital, Banking, Private Equity, Corporate Finance, Finance, Investments, Mergers, Private Placements, Strategy, Valuation, Capital Raising, Growth Capital, Financial Advisory, Series 7, Buyouts, Recapitalizations, IPO, Corporate Development, Equities
Education
Northwestern University - Kellogg School of Management 1992 — 1994
MBA, Finance & Management Strategy
Yale University 1985 — 1989
BA, Economics & Political Science
Penn Trafford HS 1981 — 1985
Brian Langenberg, CFA's Wachovia Securities Experience March 2001 - February 2002
Job Chair, Graduate Business Programs and Lecturer / Dunham School of Business at Aurora University
Industry Research
Experience
AURORA UNIVERSITY May 2015 - Present
LANGENBERG & COMPANY August 2010 - Present
SNHU October 2013 - Present
Ohio PERS January 2009 - July 2010
Civic Affairs Committee, University Club of Chicago January 2008 - January 2010
Langenberg & Company September 2002 - December 2008
Wachovia Securities March 2001 - February 2002
Credit Suisse First Boston June 1995 - January 2001
United States Navy August 1981 - October 1998
Continental Bank 1992 - 1994
Skills
Equities, Economics, Asset Management, Investments, Business Strategy, Capital Markets, Portfolio Management, Competitive Analysis, Strategy, Risk Management, Valuation, Equity Research, Mergers & Acquisitions, Leadership, Investor Relations, Wealth Management, Analysis, Financial Modeling, Financial Analysis
Education
Northwestern University - Kellogg School of Management 1992 — 1995
MBA, Finance, Transportation
St. Norbert College 1985 — 1988
B.A., Economics
AURORA UNIVERSITY May 2015 - Present
LANGENBERG & COMPANY August 2010 - Present
SNHU October 2013 - Present
Ohio PERS January 2009 - July 2010
Civic Affairs Committee, University Club of Chicago January 2008 - January 2010
Langenberg & Company September 2002 - December 2008
Wachovia Securities March 2001 - February 2002
Credit Suisse First Boston June 1995 - January 2001
United States Navy August 1981 - October 1998
Continental Bank 1992 - 1994
Skills
Equities, Economics, Asset Management, Investments, Business Strategy, Capital Markets, Portfolio Management, Competitive Analysis, Strategy, Risk Management, Valuation, Equity Research, Mergers & Acquisitions, Leadership, Investor Relations, Wealth Management, Analysis, Financial Modeling, Financial Analysis
Education
Northwestern University - Kellogg School of Management 1992 — 1995
MBA, Finance, Transportation
St. Norbert College 1985 — 1988
B.A., Economics
Maryella Fortier, SPHR Maryella Fortier, SPHR's Wachovia Securities Experience 2006 - 2007
Job HRIS Analyst III at IDEXX Laboratories
Industry Human Resources
Experience
IDEXX Laboratories April 2014 - Present
Delhaize America September 2011 - March 2014
Federal Reserve November 2010 - September 2011
Federal Reserve August 2007 - February 2011
Wachovia Securities 2006 - 2007
Mercy Hospital 2004 - 2006
Skills
PeopleSoft, Management, Performance Management, Employee Relations
Education
Southern New Hampshire University 2006 — 2009
MSOL
University of Maine 2000 — 2004
BS
Oxford Brookes University 2003 — 2003
IDEXX Laboratories April 2014 - Present
Delhaize America September 2011 - March 2014
Federal Reserve November 2010 - September 2011
Federal Reserve August 2007 - February 2011
Wachovia Securities 2006 - 2007
Mercy Hospital 2004 - 2006
Skills
PeopleSoft, Management, Performance Management, Employee Relations
Education
Southern New Hampshire University 2006 — 2009
MSOL
University of Maine 2000 — 2004
BS
Oxford Brookes University 2003 — 2003
Jeanette McCormick's Wachovia Securities Experience September 2001 - December 2008
Job Financial Advisor at Wells Fargo Advisors
Industry Financial Services
Experience
Williamson Legacy Group of Wells Fargo Advisors February 2010 - Present
Raymond James December 2008 - February 2010
Wachovia Securities September 2001 - December 2008
Skills
Retirement Planning, Investment Strategies, Mutual Funds, Insurance, 401k, 401k Rollovers, Asset Allocation, Financial Strategies, Stock Market, Financial Services, Financial Advisory, Retirement, Finance, Financial Planning, Portfolio Management, Wealth Management, Securities
Education
Purdue University 1990 — 1994
Bachelor of Science (B.S.), Business Management
Williamson Legacy Group of Wells Fargo Advisors February 2010 - Present
Raymond James December 2008 - February 2010
Wachovia Securities September 2001 - December 2008
Skills
Retirement Planning, Investment Strategies, Mutual Funds, Insurance, 401k, 401k Rollovers, Asset Allocation, Financial Strategies, Stock Market, Financial Services, Financial Advisory, Retirement, Finance, Financial Planning, Portfolio Management, Wealth Management, Securities
Education
Purdue University 1990 — 1994
Bachelor of Science (B.S.), Business Management
Rocki Walker Rocki Walker's Wachovia Securities Experience June 2003 - May 2009
Job Senior Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors May 2009 - Present
Wachovia Securities June 2003 - May 2009
Education
Oklahoma State University 1976 — 1980
Bachelor's degree, Finance, General
Wells Fargo Advisors May 2009 - Present
Wachovia Securities June 2003 - May 2009
Education
Oklahoma State University 1976 — 1980
Bachelor's degree, Finance, General
Carl Tucker Carl Tucker's Wachovia Securities Experience January 2003 - June 2004
Job Head of CyberSource Managed Services
Industry Internet
Experience
Visa June 2014 - Present
CyberSource February 2011 - June 2014
CyberSource September 2008 - February 2011
Hewlett-Packard August 2005 - September 2008
US Bank July 2004 - August 2005
Wachovia Securities January 2003 - June 2004
Skills
Credit Cards, Payments, Fraud, Fraud Prevention, Risk Management, E-commerce, Mobile Payments, Payment Card Processing, E-payments, Financial Risk, Start-ups, Payment Systems, Fraud Detection, Analytics, Payment Gateways, Management, Electronic Payments
Education
University of Colorado Colorado Springs 2007 — 2010
MBA
Pepperdine University 2001 — 2004
B.S.
United States Air Force Academy 1999 — 2001
Visa June 2014 - Present
CyberSource February 2011 - June 2014
CyberSource September 2008 - February 2011
Hewlett-Packard August 2005 - September 2008
US Bank July 2004 - August 2005
Wachovia Securities January 2003 - June 2004
Skills
Credit Cards, Payments, Fraud, Fraud Prevention, Risk Management, E-commerce, Mobile Payments, Payment Card Processing, E-payments, Financial Risk, Start-ups, Payment Systems, Fraud Detection, Analytics, Payment Gateways, Management, Electronic Payments
Education
University of Colorado Colorado Springs 2007 — 2010
MBA
Pepperdine University 2001 — 2004
B.S.
United States Air Force Academy 1999 — 2001
Frank Sorce Frank Sorce's Wachovia Securities Experience 1994 - 2001
Job Vice President CCG LED SOLUTIONS, INC.
Industry Facilities Services
Experience
CCG LED SOLUTIONS INC. April 2009 - Present
Commercial Construction Group, Inc. August 2001 - Present
Commercial Painting and Decorating, Inc. August 2001 - Present
Wachovia Securities 1994 - 2001
Skills
Sales, Negotiation, Sales Management, New Business Development, Pricing, Account Management, Facilities Management, Income Statement, Strategic Planning, Budgets, Start-ups, Product Development, Process Improvement, Sales Process, Business Strategy, Customer Satisfaction, Entrepreneurship, Executive Management, Direct Sales, Business Planning, Business Development, B2B, Management, P, Sales Operations, Solution Selling, Team Leadership, Procurement, Key Account Management, Purchasing, Contract Management, Training, Leadership, Program Management, Supply Chain, Strategic Partnerships, Customer Service, CRM, Financial Analysis, Strategy, P&L, Retail, Selling, Marketing, Project Planning
Education
University of Arizona 1984 — 1987
BA, Finance and Economics
Northern Illinois University 1982 — 1983
N/A, Finance
Notre Dame H.S 1978 — 1982
HS Diploma
Our Lady of Ransom 1975 — 1977
CCG LED SOLUTIONS INC. April 2009 - Present
Commercial Construction Group, Inc. August 2001 - Present
Commercial Painting and Decorating, Inc. August 2001 - Present
Wachovia Securities 1994 - 2001
Skills
Sales, Negotiation, Sales Management, New Business Development, Pricing, Account Management, Facilities Management, Income Statement, Strategic Planning, Budgets, Start-ups, Product Development, Process Improvement, Sales Process, Business Strategy, Customer Satisfaction, Entrepreneurship, Executive Management, Direct Sales, Business Planning, Business Development, B2B, Management, P, Sales Operations, Solution Selling, Team Leadership, Procurement, Key Account Management, Purchasing, Contract Management, Training, Leadership, Program Management, Supply Chain, Strategic Partnerships, Customer Service, CRM, Financial Analysis, Strategy, P&L, Retail, Selling, Marketing, Project Planning
Education
University of Arizona 1984 — 1987
BA, Finance and Economics
Northern Illinois University 1982 — 1983
N/A, Finance
Notre Dame H.S 1978 — 1982
HS Diploma
Our Lady of Ransom 1975 — 1977
Gena Spitzer's Wachovia Securities Experience March 1993 - June 2006
Job Rubicon International
Industry Education Management
Experience
Rubicon International July 2009 - Present
Wells Fargo Advisors, LLC 2006 - 2009
Wachovia Securities March 1993 - June 2006
Rubicon September 1990 - 1992
Rubicon West, Inc. 1989 - September 1990
Arthur Andersen 1986 - 1989
Skills
Leadership, Relationship Management, Management, Consulting, Program Management, Vendor Management, Change Management, Team-oriented, Cross-functional Team..., Mergers, Process Improvement, Public Speaking, Mergers & Acquisitions, Training, Business Analysis
Education
Portland State University 1986 — 1989
General
Rubicon International July 2009 - Present
Wells Fargo Advisors, LLC 2006 - 2009
Wachovia Securities March 1993 - June 2006
Rubicon September 1990 - 1992
Rubicon West, Inc. 1989 - September 1990
Arthur Andersen 1986 - 1989
Skills
Leadership, Relationship Management, Management, Consulting, Program Management, Vendor Management, Change Management, Team-oriented, Cross-functional Team..., Mergers, Process Improvement, Public Speaking, Mergers & Acquisitions, Training, Business Analysis
Education
Portland State University 1986 — 1989
General
Kathy Lewis Kathy Lewis's Wachovia Securities Experience February 2008 - August 2009
Job Service Delivery Manager at Proxios
Industry Information Technology and Services
Experience
Proxios September 2015 - Present
The Randall Branding Agency July 2015 - Present
OneMind Health September 2013 - July 2015
The Randall Branding Agency July 2013 - December 2013
Techead May 2011 - August 2013
TekSol, LLC March 2008 - December 2011
RTS LLC March 2010 - May 2011
Wachovia Securities February 2008 - August 2009
CXI May 2007 - February 2008
Euro RSCG Discovery March 2005 - May 2007
Skills
Vendor Management, Strategic Planning, Project Management, Account Management, Program Management, Business Development, New Business Development, Team Building, Process Improvement, Business Analysis, Online Advertising, CRM, Negotiation, Leadership, Strategy, Management, SEO, Sales, Entrepreneurship, Software Documentation, Marketing, Recruiting, Customer Service, Software Development, Start-ups, Web Applications, E-commerce, Coaching, Sales Management, SDLC, Sourcing, Training, Business Intelligence, Networking, Team Management, Team Leadership, Enterprise Software, Mobile Devices, Telecommunications, Data Center, Product Development, Analytics, Information Technology, Budgets, Advertising, SaaS, Management Consulting, Cross-functional Team..., Professional Services, Product Management
Education
Floyd E. Kellam High School
Portland State University
Tidewater Community College
Proxios September 2015 - Present
The Randall Branding Agency July 2015 - Present
OneMind Health September 2013 - July 2015
The Randall Branding Agency July 2013 - December 2013
Techead May 2011 - August 2013
TekSol, LLC March 2008 - December 2011
RTS LLC March 2010 - May 2011
Wachovia Securities February 2008 - August 2009
CXI May 2007 - February 2008
Euro RSCG Discovery March 2005 - May 2007
Skills
Vendor Management, Strategic Planning, Project Management, Account Management, Program Management, Business Development, New Business Development, Team Building, Process Improvement, Business Analysis, Online Advertising, CRM, Negotiation, Leadership, Strategy, Management, SEO, Sales, Entrepreneurship, Software Documentation, Marketing, Recruiting, Customer Service, Software Development, Start-ups, Web Applications, E-commerce, Coaching, Sales Management, SDLC, Sourcing, Training, Business Intelligence, Networking, Team Management, Team Leadership, Enterprise Software, Mobile Devices, Telecommunications, Data Center, Product Development, Analytics, Information Technology, Budgets, Advertising, SaaS, Management Consulting, Cross-functional Team..., Professional Services, Product Management
Education
Floyd E. Kellam High School
Portland State University
Tidewater Community College
David Trevarthen David Trevarthen's Wachovia Securities Experience November 2006 - January 2009
Job IT Proposal Manager at NORC at the University of Chicago
Industry Computer Software
Experience
NORC at the University of Chicago March 2009 - Present
Wachovia Securities November 2006 - January 2009
Self Employed March 1998 - January 2009
BlueCross BlueShield February 2006 - November 2006
CMMS data group November 2004 - August 2005
HSBC 2002 - 2004
Netsteps September 1999 - August 2001
Advocate Healthcare 1999 - 2001
Quebecor World February 1999 - October 1999
Comdisco October 1997 - March 1998
Skills
Process Management, SDLC, PMP, Recruiting, Team Building, Process Improvement, Software Project..., Business Analysis, Agile Project Management, Vendor Management, Project Management, Program Management, Software Development, Management, PMO, Cross-functional Team..., IT Management, Consulting, Business Process..., IT Strategy, Requirements Analysis, Project Portfolio..., Integration, Business Intelligence, Visio, Proposal Writing, Enterprise Architecture, Requirements Gathering, Analysis, MS Project, Management Consulting, SharePoint, Change Management, Business Process
Education
Northwestern University 2011 — 2013
Coursework toward MS, Engineering Management
Northwestern University
BA, Applied Math
The University of Chicago
MLA, History
NORC at the University of Chicago March 2009 - Present
Wachovia Securities November 2006 - January 2009
Self Employed March 1998 - January 2009
BlueCross BlueShield February 2006 - November 2006
CMMS data group November 2004 - August 2005
HSBC 2002 - 2004
Netsteps September 1999 - August 2001
Advocate Healthcare 1999 - 2001
Quebecor World February 1999 - October 1999
Comdisco October 1997 - March 1998
Skills
Process Management, SDLC, PMP, Recruiting, Team Building, Process Improvement, Software Project..., Business Analysis, Agile Project Management, Vendor Management, Project Management, Program Management, Software Development, Management, PMO, Cross-functional Team..., IT Management, Consulting, Business Process..., IT Strategy, Requirements Analysis, Project Portfolio..., Integration, Business Intelligence, Visio, Proposal Writing, Enterprise Architecture, Requirements Gathering, Analysis, MS Project, Management Consulting, SharePoint, Change Management, Business Process
Education
Northwestern University 2011 — 2013
Coursework toward MS, Engineering Management
Northwestern University
BA, Applied Math
The University of Chicago
MLA, History
Greg McCabe, CMFC, MBA Greg McCabe, CMFC, MBA's Wachovia Securities Experience December 2002 - August 2004
Job AVP, Exchange Traded Funds Product Manager at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch September 2014 - Present
Merrill Lynch April 2013 - September 2014
Invesco Ltd. / Morgan Stanley January 2006 - November 2011
Oppenheimer & Co. August 2005 - January 2006
Atlas Trading August 2004 - May 2005
Wachovia Securities December 2002 - August 2004
Wachovia Bank June 2000 - December 2002
Skills
Mutual Funds, Investments, Hedge Funds, Series 7, Alternative Investments, Fixed Income, Customer Relations, Financial Markets, Securities, Trading, Investment Strategies, ETFs, Equities, Asset Management, Asset Allocation, Key Account Management, Account Management, Product Management, Product Development, Management Consulting, Communication Skills, Marketing Communications, Customer Service, Finance
Education
New York University - Leonard N. Stern School of Business 2007 — 2010
MBA, Global Business, Financial Instruments & Markets
Providence College 1997 — 2001
Bachelor of Science, Finance, French
Merrill Lynch September 2014 - Present
Merrill Lynch April 2013 - September 2014
Invesco Ltd. / Morgan Stanley January 2006 - November 2011
Oppenheimer & Co. August 2005 - January 2006
Atlas Trading August 2004 - May 2005
Wachovia Securities December 2002 - August 2004
Wachovia Bank June 2000 - December 2002
Skills
Mutual Funds, Investments, Hedge Funds, Series 7, Alternative Investments, Fixed Income, Customer Relations, Financial Markets, Securities, Trading, Investment Strategies, ETFs, Equities, Asset Management, Asset Allocation, Key Account Management, Account Management, Product Management, Product Development, Management Consulting, Communication Skills, Marketing Communications, Customer Service, Finance
Education
New York University - Leonard N. Stern School of Business 2007 — 2010
MBA, Global Business, Financial Instruments & Markets
Providence College 1997 — 2001
Bachelor of Science, Finance, French
Erin Kennealy Fox Erin Kennealy Fox's Wachovia Securities Experience 2004 - February 2009
Job Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley July 2015 - Present
Winchester Wealth Management December 2010 - November 2014
Wachovia Securities 2004 - February 2009
Wells Fargo Advisors, LLC (formerly Wachovia Securities) 2001 - 2009
Wachovia Securities 2001 - 2004
Skills
Series 7, Series 24, Series 66, FINRA, Securities, Hedge Funds, AML, Alternative Investments, Fixed Income, Equities, Finance, Leadership, Mutual Funds, Risk Management, Wealth Management, Uniform Combined State..., Financial Services, Investment Advisory, Investments, Virginia Life and...
Education
University of Richmond
Securities Regulation and Compliance Professional Series Certification
Old Dominion University 1990 — 1994
BS, Criminal Justice, Minor in Sociology
Morgan Stanley July 2015 - Present
Winchester Wealth Management December 2010 - November 2014
Wachovia Securities 2004 - February 2009
Wells Fargo Advisors, LLC (formerly Wachovia Securities) 2001 - 2009
Wachovia Securities 2001 - 2004
Skills
Series 7, Series 24, Series 66, FINRA, Securities, Hedge Funds, AML, Alternative Investments, Fixed Income, Equities, Finance, Leadership, Mutual Funds, Risk Management, Wealth Management, Uniform Combined State..., Financial Services, Investment Advisory, Investments, Virginia Life and...
Education
University of Richmond
Securities Regulation and Compliance Professional Series Certification
Old Dominion University 1990 — 1994
BS, Criminal Justice, Minor in Sociology
Anne Brehony's Wachovia Securities Experience March 1998 - November 2003
Job Senior Vice President/Director of Special Assets at Customers Bank
Industry Financial Services
Experience
Customers Bank September 2015 - Present
M&T Bank August 2008 - August 2015
Washington Mutual, Inc. May 2005 - June 2008
Sovereign Bank June 2004 - May 2005
Wachovia Securities March 1998 - November 2003
CoreStates Bank N.A. January 1993 - January 1996
Communications/Media Group January 1986 - January 1993
First Pennsylvania Bank 1975 - 1990
Mid-Atlantic Department January 1983 - January 1986
Skills
Commercial Lending, Asset Based Lending, Middle Market, Banking Relationships, Corporations, Loans, Credit, Underwriting, Leveraged Finance, Risk Management, Due Diligence, Commercial Banking, Credit Analysis, Credit Risk, Banking, Valuation, Mergers & Acquisitions, Portfolio Management, Corporate Finance, Asset Management, Restructuring, Loan Origination, Capital Markets, Financial Structuring, Finance, Investment Banking, Mortgage Banking, Small Business Lending, Executive Management, Commercial Mortgages, Mortgage Lending, Treasury Management
Education
Philadelphia University 1994 — 1999
MBA, Finance
Philadelphia University 1980 — 1983
Bachelor of Science (B.S.)
Customers Bank September 2015 - Present
M&T Bank August 2008 - August 2015
Washington Mutual, Inc. May 2005 - June 2008
Sovereign Bank June 2004 - May 2005
Wachovia Securities March 1998 - November 2003
CoreStates Bank N.A. January 1993 - January 1996
Communications/Media Group January 1986 - January 1993
First Pennsylvania Bank 1975 - 1990
Mid-Atlantic Department January 1983 - January 1986
Skills
Commercial Lending, Asset Based Lending, Middle Market, Banking Relationships, Corporations, Loans, Credit, Underwriting, Leveraged Finance, Risk Management, Due Diligence, Commercial Banking, Credit Analysis, Credit Risk, Banking, Valuation, Mergers & Acquisitions, Portfolio Management, Corporate Finance, Asset Management, Restructuring, Loan Origination, Capital Markets, Financial Structuring, Finance, Investment Banking, Mortgage Banking, Small Business Lending, Executive Management, Commercial Mortgages, Mortgage Lending, Treasury Management
Education
Philadelphia University 1994 — 1999
MBA, Finance
Philadelphia University 1980 — 1983
Bachelor of Science (B.S.)
Jim McCann Jim McCann's Wachovia Securities Experience 2008 - 2009
Job Actively seeking new opportunities within a dynamic and successful sales organization
Industry Telecommunications
Experience
MyNetwork LLC May 2014 - August 2014
T-Mobile USA January 2012 - January 2013
Wachovia Securities 2008 - 2009
Cingular Wireless 2004 - 2006
AT&T Wireless May 1999 - October 2004
Vanguard Cellular Systems November 1988 - May 1999
Skills
Strategic Planning, Direct Sales, Team Building, Retail, Executive Management, Solution Selling, Leadership, Enterprise Software, Sales, Coaching, Competitive Analysis, Strategy, Management, Telecommunications, Business Strategy, Budgets, Sales Process, Selling, Team Leadership, Cross-functional Team..., Salesforce.com, Cold Calling, Account Management, Business Development, Contract Negotiation, New Business Development, Recruiting, Operations Management, Training, Sales Management, Channel, Start-ups, B2B, Strategic Partnerships, Customer Service, Sales Operations, Business Planning, Negotiation, Wireless, Project Management, Networking, CRM, Mobile Devices, Customer Satisfaction, Product Marketing, Product Management, P&L Management, Managed Services, Vendor Management, Call Centers
Education
Penn State University
MyNetwork LLC May 2014 - August 2014
T-Mobile USA January 2012 - January 2013
Wachovia Securities 2008 - 2009
Cingular Wireless 2004 - 2006
AT&T Wireless May 1999 - October 2004
Vanguard Cellular Systems November 1988 - May 1999
Skills
Strategic Planning, Direct Sales, Team Building, Retail, Executive Management, Solution Selling, Leadership, Enterprise Software, Sales, Coaching, Competitive Analysis, Strategy, Management, Telecommunications, Business Strategy, Budgets, Sales Process, Selling, Team Leadership, Cross-functional Team..., Salesforce.com, Cold Calling, Account Management, Business Development, Contract Negotiation, New Business Development, Recruiting, Operations Management, Training, Sales Management, Channel, Start-ups, B2B, Strategic Partnerships, Customer Service, Sales Operations, Business Planning, Negotiation, Wireless, Project Management, Networking, CRM, Mobile Devices, Customer Satisfaction, Product Marketing, Product Management, P&L Management, Managed Services, Vendor Management, Call Centers
Education
Penn State University
Jake Fichman's Wachovia Securities Experience June 2008 - August 2008
Job Time Will Tell!! at SelfEmployed
Industry Financial Services
Experience
Self-Employed March 2010 - Present
Precision Cuts January 2003 - Present
Northwestern Mutual Financial Network RPS May 2009 - August 2009
Wachovia Securities June 2008 - August 2008
Education
Park University 2008 — 2011
2004-2008The Barstow High SchoolKansas
Park University
Finance & Marketing Double
Self-Employed March 2010 - Present
Precision Cuts January 2003 - Present
Northwestern Mutual Financial Network RPS May 2009 - August 2009
Wachovia Securities June 2008 - August 2008
Education
Park University 2008 — 2011
2004-2008The Barstow High SchoolKansas
Park University
Finance & Marketing Double
Eduard Levin Eduard Levin's Wachovia Securities Experience March 2005 - January 2006
Job Director at Morgan Stanley
Industry Banking
Experience
Morgan Stanley September 2014 - Present
Barclays Wealth and Investment Management October 2013 - May 2014
Citi November 2010 - April 2013
Bank of America July 2007 - January 2009
Bear Stearns October 2006 - January 2007
Goldman Sachs March 2006 - July 2006
Wachovia Securities March 2005 - January 2006
Wachovia Securities, LLC December 2003 - October 2004
United Nations June 2002 - June 2003
Prudential Financial 2003 - 2003
Skills
Cost Basis Reporting, Trade Corrections, Derivatives, Fixed Income, Equities, Securities, Hedge Funds, Trading, Options, Portfolio Management, Asset Management, Mutual Funds, Financial Services, Trading Systems, Prime Brokerage, Corporate Actions, Settlement, Valuation
Education
Pace University 1996 — 2000
BA, Finance
Morgan Stanley September 2014 - Present
Barclays Wealth and Investment Management October 2013 - May 2014
Citi November 2010 - April 2013
Bank of America July 2007 - January 2009
Bear Stearns October 2006 - January 2007
Goldman Sachs March 2006 - July 2006
Wachovia Securities March 2005 - January 2006
Wachovia Securities, LLC December 2003 - October 2004
United Nations June 2002 - June 2003
Prudential Financial 2003 - 2003
Skills
Cost Basis Reporting, Trade Corrections, Derivatives, Fixed Income, Equities, Securities, Hedge Funds, Trading, Options, Portfolio Management, Asset Management, Mutual Funds, Financial Services, Trading Systems, Prime Brokerage, Corporate Actions, Settlement, Valuation
Education
Pace University 1996 — 2000
BA, Finance
Bridget Brown Bridget Brown's Wachovia Securities Experience 2003 - 2006
Job Business Analyst at Parksite
Industry Information Technology and Services
Experience
Parksite October 2013 - Present
Alcatel-Lucent April 2009 - June 2013
Calamos Investments February 2007 - January 2009
Calamos Investments October 2006 - February 2007
Greenbrier & Russel February 1997 - October 2006
Wachovia Securities 2003 - 2006
Hu-Friedy Manufacturing Company Inc. 2000 - 2001
McDonald's May 1999 - August 1999
Joint Commission July 1998 - February 1999
BP Amoco May 1997 - April 1998
Skills
Visio, Business Analysis, Requirements Analysis, Business Intelligence, SDLC, SQL, Requirements Gathering, Quality Assurance, Databases, Data Analysis, ERP, Agile Methodologies, Microsoft SQL Server, Software Development, SharePoint, Testing, Integration, Software Project..., ITIL, Business Requirements, CRM, Analysis, Data Warehousing, Project Planning, Project Management, User Acceptance Testing, Vendor Management, Business Process, PMO, SAP, ETL, Team Leadership, Management, IT Strategy
Education
Northern Illinois University 1987 — 1991
BS, Operations Management & Information Systems
Parksite October 2013 - Present
Alcatel-Lucent April 2009 - June 2013
Calamos Investments February 2007 - January 2009
Calamos Investments October 2006 - February 2007
Greenbrier & Russel February 1997 - October 2006
Wachovia Securities 2003 - 2006
Hu-Friedy Manufacturing Company Inc. 2000 - 2001
McDonald's May 1999 - August 1999
Joint Commission July 1998 - February 1999
BP Amoco May 1997 - April 1998
Skills
Visio, Business Analysis, Requirements Analysis, Business Intelligence, SDLC, SQL, Requirements Gathering, Quality Assurance, Databases, Data Analysis, ERP, Agile Methodologies, Microsoft SQL Server, Software Development, SharePoint, Testing, Integration, Software Project..., ITIL, Business Requirements, CRM, Analysis, Data Warehousing, Project Planning, Project Management, User Acceptance Testing, Vendor Management, Business Process, PMO, SAP, ETL, Team Leadership, Management, IT Strategy
Education
Northern Illinois University 1987 — 1991
BS, Operations Management & Information Systems
James Penman James Penman's Wachovia Securities Experience January 1995 - January 2002
Job KPMG, LLP CIO Advisory and Financial Services Technology
Industry Management Consulting
Experience
KPMG April 2014 - Present
Collaborative Consulting July 2012 - April 2014
SMART Consulting Firm, LLC November 2010 - June 2012
Penman Consulting July 2008 - June 2012
Catalis, Inc. February 2009 - August 2010
CodeBlue Solutions, LLC. January 2009 - August 2010
Octavian, Inc. September 2007 - July 2008
Bank of America January 2002 - August 2007
Wachovia Securities January 1995 - January 2002
PNC Financial July 1991 - January 1995
Skills
IT Strategy, SDLC, Vendor Management, Business Intelligence, Business Process..., Management Consulting, Project Portfolio..., Financial Services, Portfolio Management, Enterprise Software, Product Management, Wealth Management, Start-ups, Mutual Funds, Management, PMO, Consulting, Performance Reporting, Cross-functional Team..., Asset Management, Separately Managed..., Program Management, Unified Managed Accounts, IT Management, Hedge Funds, Agile Methodologies, Strategy, Business Development, Leadership, Business Analysis, Enterprise Architecture, Banking, Capital Markets, Process Improvement, Software Development, ITIL, ETFs, Investments, Mergers & Acquisitions, Project Management, Outsourcing, Data Warehousing, Acquisition Integration, Team Building, Business Management, EMR, Offshoring, Business Process
Education
Virginia Commonwealth University - School of Business 1998 — 1998
Executive Development Program, Business
Robert Morris University 1994 — 1995
MBA (incomplete), Business Management, 4.0
Penn State University 1984 — 1986
BS, Mathematics and Computer Science, 3.0 (while working 2 jobs to pay for school)
Penn State University 1982 — 1984
AS, Computer Science
KPMG April 2014 - Present
Collaborative Consulting July 2012 - April 2014
SMART Consulting Firm, LLC November 2010 - June 2012
Penman Consulting July 2008 - June 2012
Catalis, Inc. February 2009 - August 2010
CodeBlue Solutions, LLC. January 2009 - August 2010
Octavian, Inc. September 2007 - July 2008
Bank of America January 2002 - August 2007
Wachovia Securities January 1995 - January 2002
PNC Financial July 1991 - January 1995
Skills
IT Strategy, SDLC, Vendor Management, Business Intelligence, Business Process..., Management Consulting, Project Portfolio..., Financial Services, Portfolio Management, Enterprise Software, Product Management, Wealth Management, Start-ups, Mutual Funds, Management, PMO, Consulting, Performance Reporting, Cross-functional Team..., Asset Management, Separately Managed..., Program Management, Unified Managed Accounts, IT Management, Hedge Funds, Agile Methodologies, Strategy, Business Development, Leadership, Business Analysis, Enterprise Architecture, Banking, Capital Markets, Process Improvement, Software Development, ITIL, ETFs, Investments, Mergers & Acquisitions, Project Management, Outsourcing, Data Warehousing, Acquisition Integration, Team Building, Business Management, EMR, Offshoring, Business Process
Education
Virginia Commonwealth University - School of Business 1998 — 1998
Executive Development Program, Business
Robert Morris University 1994 — 1995
MBA (incomplete), Business Management, 4.0
Penn State University 1984 — 1986
BS, Mathematics and Computer Science, 3.0 (while working 2 jobs to pay for school)
Penn State University 1982 — 1984
AS, Computer Science
John Elkins's Wachovia Securities Experience June 1999 - May 2004
Job Project Manager at Advantage Design Group
Industry Marketing and Advertising
Experience
Advantage Design Group November 2012 - Present
Walmart April 2008 - December 2012
Carolina's Premier Mortgage Corp. June 2006 - December 2011
Bentwood & Bowden Mortgage Corp. 2004 - 2005
Wachovia Securities June 1999 - May 2004
Skills
Mortgage Lending, Finance, Loans, Credit, Mortgage Banking, Credit Analysis, Loan Origination, Commercial Lending, Customer Service, New Business Development, Business Analysis, Insurance, Banking, Project Management, Investments, Leadership, Marketing, Sales Management, Risk Management, Sales, Business Development, Customer Satisfaction, Management, Team Building, Negotiation, Call Centers, Vendor Management, Consulting, Cold Calling
Education
Northeastern University 1986 — 2002
Associate's degree, Management Information Systems, General
Northeastern University 1986 — 1992
Management Information Systems, General
Advantage Design Group November 2012 - Present
Walmart April 2008 - December 2012
Carolina's Premier Mortgage Corp. June 2006 - December 2011
Bentwood & Bowden Mortgage Corp. 2004 - 2005
Wachovia Securities June 1999 - May 2004
Skills
Mortgage Lending, Finance, Loans, Credit, Mortgage Banking, Credit Analysis, Loan Origination, Commercial Lending, Customer Service, New Business Development, Business Analysis, Insurance, Banking, Project Management, Investments, Leadership, Marketing, Sales Management, Risk Management, Sales, Business Development, Customer Satisfaction, Management, Team Building, Negotiation, Call Centers, Vendor Management, Consulting, Cold Calling
Education
Northeastern University 1986 — 2002
Associate's degree, Management Information Systems, General
Northeastern University 1986 — 1992
Management Information Systems, General
Todd Welch Todd Welch's Wachovia Securities Experience July 2000 - July 2002
Job Business Manager & Internal Consultant at Western Asset Protection
Industry Insurance
Experience
Western Asset Protection October 2013 - Present
Strategy Consulting May 2012 - Present
Thunderbird School of Global Management May 2010 - May 2012
Transitional Living Corporation June 2010 - April 2012
Transitional Living Corporation June 2007 - June 2008
Wachovia Securities July 2000 - July 2002
Skills
Interventions, Sales, Marketing, Consulting, Treatment, Business Planning, Process Improvement, Management, Healthcare, Coaching, Management Consulting, Strategy, Training, Analysis, Entrepreneurship, Nonprofits, Public Relations, Marketing Communications, Research, Community Outreach, Leadership Development, Negotiation, Business Process..., Leadership, Financial Analysis, Organizational..., Data Analysis, Strategic Planning, Market Research, Program Management, Cross-functional Team..., Business Development, Start-ups, Business Strategy, Competitive Analysis, Public Speaking, Finance, Marketing Strategy, Strategic Consulting, Team Building, Fundraising, Program Development
Education
Thunderbird School of Global Management 2010 — 2013
MBA, Finance, Management
Prescott College 2008 — 2009
B.A, Psychology
Western Asset Protection October 2013 - Present
Strategy Consulting May 2012 - Present
Thunderbird School of Global Management May 2010 - May 2012
Transitional Living Corporation June 2010 - April 2012
Transitional Living Corporation June 2007 - June 2008
Wachovia Securities July 2000 - July 2002
Skills
Interventions, Sales, Marketing, Consulting, Treatment, Business Planning, Process Improvement, Management, Healthcare, Coaching, Management Consulting, Strategy, Training, Analysis, Entrepreneurship, Nonprofits, Public Relations, Marketing Communications, Research, Community Outreach, Leadership Development, Negotiation, Business Process..., Leadership, Financial Analysis, Organizational..., Data Analysis, Strategic Planning, Market Research, Program Management, Cross-functional Team..., Business Development, Start-ups, Business Strategy, Competitive Analysis, Public Speaking, Finance, Marketing Strategy, Strategic Consulting, Team Building, Fundraising, Program Development
Education
Thunderbird School of Global Management 2010 — 2013
MBA, Finance, Management
Prescott College 2008 — 2009
B.A, Psychology
Juan Murga Juan Murga's Wachovia Securities Experience January 2008 - August 2011
Job Financial Advisor, Senior Vice PresidentInvestment Officer at Wells Fargo Advisors, LLC.
Industry Financial Services
Experience
Wells Fargo Advisors, LLC 2011 - Present
Wachovia Securities January 2008 - August 2011
Wachovia Securities 2007 - 2008
Wachovia Securities 2005 - 2007
Sud Finanzen 2003 - 2005
Merrill Lynch December 1997 - February 2002
IBM April 1997 - December 1997
Citibank May 1992 - May 1992
Education
Pontificia Universidad Católica Argentina 'Santa María de los Buenos Aires' 1993 — 1998
Business Administration, Business
Cardinal Newman College 1981 — 1992
Economics Oriented Bachelor
Wells Fargo Advisors, LLC 2011 - Present
Wachovia Securities January 2008 - August 2011
Wachovia Securities 2007 - 2008
Wachovia Securities 2005 - 2007
Sud Finanzen 2003 - 2005
Merrill Lynch December 1997 - February 2002
IBM April 1997 - December 1997
Citibank May 1992 - May 1992
Education
Pontificia Universidad Católica Argentina 'Santa María de los Buenos Aires' 1993 — 1998
Business Administration, Business
Cardinal Newman College 1981 — 1992
Economics Oriented Bachelor
Danita Collins's Wachovia Securities Experience May 2006 - July 2009
Job IT Resource Coordinator at Federal Reserve Bank of Richmond:
Industry Human Resources
Experience
Federal Reserve Bank of Richmond October 2014 - Present
ACP Resources, Inc. July 2014 - October 2014
T-Mobile March 2014 - July 2014
The Titan Group June 2013 - February 2014
Dominion Virginia Power April 2013 - May 2013
T-Mobile October 2012 - March 2013
Aquent January 2012 - August 2012
CXI, Inc. (a wholly owned subsidiary of Stefanini IT Solutions) November 2009 - December 2011
Wachovia Securities May 2006 - July 2009
Genworth Financial December 2004 - April 2006
Skills
Recruiting, HR Consulting, Temporary Staffing, Financial Services, Sales, Applicant Tracking..., Technical Recruiting, Talent Acquisition, Sourcing, Talent Management, Interviews, Human Resources, Training, Account Management, Temporary Placement, Contract Recruitment, Employee Relations, CRM, Screening, Executive Search, Leadership, Social Networking, Strategy, Screening Resumes, Resume Writing, Career Counseling, Job Coaching, Program Coordination, Internal Communications, Supervisory Skills, Customer Service
Education
Northern Virginia Community College 1980 — 1983
Business Administration
Federal Reserve Bank of Richmond October 2014 - Present
ACP Resources, Inc. July 2014 - October 2014
T-Mobile March 2014 - July 2014
The Titan Group June 2013 - February 2014
Dominion Virginia Power April 2013 - May 2013
T-Mobile October 2012 - March 2013
Aquent January 2012 - August 2012
CXI, Inc. (a wholly owned subsidiary of Stefanini IT Solutions) November 2009 - December 2011
Wachovia Securities May 2006 - July 2009
Genworth Financial December 2004 - April 2006
Skills
Recruiting, HR Consulting, Temporary Staffing, Financial Services, Sales, Applicant Tracking..., Technical Recruiting, Talent Acquisition, Sourcing, Talent Management, Interviews, Human Resources, Training, Account Management, Temporary Placement, Contract Recruitment, Employee Relations, CRM, Screening, Executive Search, Leadership, Social Networking, Strategy, Screening Resumes, Resume Writing, Career Counseling, Job Coaching, Program Coordination, Internal Communications, Supervisory Skills, Customer Service
Education
Northern Virginia Community College 1980 — 1983
Business Administration
Lauren Bernstein Lauren Bernstein's Wachovia Securities Experience May 2008 - August 2008
Job Current Graduate Student at New York University
Industry Nonprofit Organization Management
Experience
Peace Corps May 2013 - May 2015
Downtown Women's Center April 2012 - May 2013
Competitor Group November 2010 - April 2012
Los Angeles Philharmonic May 2010 - November 2010
USC School of Cinematic January 2009 - December 2009
Creative Artists Agency May 2009 - July 2009
Los Angeles Community Impact August 2006 - May 2009
The Bellington Group January 2006 - February 2009
Wachovia Securities May 2008 - August 2008
William Morris Agency May 2008 - August 2008
Skills
Event Management, Event Planning, Fundraising, Facebook, Entertainment, Social Media, Nonprofits, Marketing Communications, PowerPoint, Outlook, Corporate Communications, Sponsorship Activation, Event Marketing, Special Events, Writing, Spanish, Customer Relations, Sponsorship, Microsoft Office, Mac, Budgeting, Excel, Customer Service, Brand Development, Basecamp, Donor Perfect, Raiser's Edge, Wordpress, Volunteer Management, Community Development, International..., Rural Community..., Community Economic..., HIV prevention, Malaria Prevention, Mushroom Cultivation, Moringa Tree Nurseries, Leadership, Microsoft Excel, WordPress
Education
NYU Robert F. Wagner Graduate School of Public Service 2015 — 2017
Master’s Degree, MPA in Public and Nonprofit Management and Policy
University of Southern California - Marshall School of Business 2006 — 2009
BA, Business Cinematic Arts
Peace Corps May 2013 - May 2015
Downtown Women's Center April 2012 - May 2013
Competitor Group November 2010 - April 2012
Los Angeles Philharmonic May 2010 - November 2010
USC School of Cinematic January 2009 - December 2009
Creative Artists Agency May 2009 - July 2009
Los Angeles Community Impact August 2006 - May 2009
The Bellington Group January 2006 - February 2009
Wachovia Securities May 2008 - August 2008
William Morris Agency May 2008 - August 2008
Skills
Event Management, Event Planning, Fundraising, Facebook, Entertainment, Social Media, Nonprofits, Marketing Communications, PowerPoint, Outlook, Corporate Communications, Sponsorship Activation, Event Marketing, Special Events, Writing, Spanish, Customer Relations, Sponsorship, Microsoft Office, Mac, Budgeting, Excel, Customer Service, Brand Development, Basecamp, Donor Perfect, Raiser's Edge, Wordpress, Volunteer Management, Community Development, International..., Rural Community..., Community Economic..., HIV prevention, Malaria Prevention, Mushroom Cultivation, Moringa Tree Nurseries, Leadership, Microsoft Excel, WordPress
Education
NYU Robert F. Wagner Graduate School of Public Service 2015 — 2017
Master’s Degree, MPA in Public and Nonprofit Management and Policy
University of Southern California - Marshall School of Business 2006 — 2009
BA, Business Cinematic Arts
Carlos Pitts Carlos Pitts's Wachovia Securities Experience November 1998 - January 2000
Job Managing Account Executive at Travelers
Industry Insurance
Experience
Travelers May 2013 - Present
CNA Insurance January 2008 - May 2013
CNA Insurance June 2006 - January 2008
The Hartford November 2005 - June 2006
The Hartford October 2004 - October 2005
The Hartford June 2001 - October 2004
Royal and Sunalliance July 2000 - June 2001
The Hartford January 2000 - July 2000
Wachovia Securities November 1998 - January 2000
CIGNA Property and Casualty June 1997 - October 1998
Skills
Insurance, Casualty, Underwriting, Property & Casualty..., Legal Liability, Liability, Workers Compensation
Education
Queens College 1993 — 1997
B.A, Corporate Communications
Queens University of Charlotte 1993 — 1997
Bachelor of Arts (B.A.), Communications
Travelers May 2013 - Present
CNA Insurance January 2008 - May 2013
CNA Insurance June 2006 - January 2008
The Hartford November 2005 - June 2006
The Hartford October 2004 - October 2005
The Hartford June 2001 - October 2004
Royal and Sunalliance July 2000 - June 2001
The Hartford January 2000 - July 2000
Wachovia Securities November 1998 - January 2000
CIGNA Property and Casualty June 1997 - October 1998
Skills
Insurance, Casualty, Underwriting, Property & Casualty..., Legal Liability, Liability, Workers Compensation
Education
Queens College 1993 — 1997
B.A, Corporate Communications
Queens University of Charlotte 1993 — 1997
Bachelor of Arts (B.A.), Communications
Stephen Blanks Stephen Blanks's Wachovia Securities Experience 2007 - 2008
Job Strategist, Client Trade Analytics at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities December 2014 - Present
Wells Fargo Securities 2008 - 2014
WACHOVIA SECURITIES 2007 - 2008
WACHOVIA SECURITIES 2002 - 2007
Skills
Microsoft Excel, Financial Analysis, Management, Customer Service, Risk Management, Banking, Finance, Investments, Project Management, Business Analysis, QlikView, Fixed Income, Series 7, Series 63, Regulatory Compliance, Operational Risk, Cost Reduction Analysis, Team Leadership, Financial Markets, Capital Markets, Middle Office, Analytics, Salesforce.com, Process Improvement, Relationship Management, Problem Solving, Organization Skills, Sales, Sales Operations, Product Offerings
Education
Winthrop University 2005 — 2007
Master of Business Administration (M.B.A.), Business Administration
Presbyterian College 1995 — 1999
Bachelor's Degree, Business Administration and Management, General
Wells Fargo Securities December 2014 - Present
Wells Fargo Securities 2008 - 2014
WACHOVIA SECURITIES 2007 - 2008
WACHOVIA SECURITIES 2002 - 2007
Skills
Microsoft Excel, Financial Analysis, Management, Customer Service, Risk Management, Banking, Finance, Investments, Project Management, Business Analysis, QlikView, Fixed Income, Series 7, Series 63, Regulatory Compliance, Operational Risk, Cost Reduction Analysis, Team Leadership, Financial Markets, Capital Markets, Middle Office, Analytics, Salesforce.com, Process Improvement, Relationship Management, Problem Solving, Organization Skills, Sales, Sales Operations, Product Offerings
Education
Winthrop University 2005 — 2007
Master of Business Administration (M.B.A.), Business Administration
Presbyterian College 1995 — 1999
Bachelor's Degree, Business Administration and Management, General
Nick Wu Nick Wu's Wachovia Securities Experience 2003 - 2007
Job First Vice President at Merrill Lynch Wealth Management
Industry Financial Services
Experience
Merrill Lynch August 2007 - Present
Oklahoma City University 2006 - 2009
Wachovia Securities 2003 - 2007
Cambridge Investment Research 2001 - 2003
AXA Advisors 1993 - 2001
Ernst & Young 1990 - 1991
Chung Sing ( Swiss) Investments Ltd 1989 - 1990
Skills
Investments, Options, Investment Management, Investment Advisory, Mutual Funds, Financial Modeling, Private Equity, Asset Allocation, Equities, Strategic Financial..., Wealth Management, Hedge Funds, Securities, Valuation, Financial Advisory, Portfolio Management, Investment Strategies, Alternative Investments, Asset Managment, Financial Analysis, China Business..., Asset Management, Strategy, Wealth, Investment Banking, Wealth Management..., 401k, Economics, Leadership, Finance, Retirement, Retirement Planning, Series 63, Series 7, Financial Planning
Education
Oklahoma City University 1991 — 1993
MBA, Finance
Sun Yat-Sen University 1986 — 1989
Masters, International Economics
Princeton University 1986 — 1986
Chinese Economy
Merrill Lynch August 2007 - Present
Oklahoma City University 2006 - 2009
Wachovia Securities 2003 - 2007
Cambridge Investment Research 2001 - 2003
AXA Advisors 1993 - 2001
Ernst & Young 1990 - 1991
Chung Sing ( Swiss) Investments Ltd 1989 - 1990
Skills
Investments, Options, Investment Management, Investment Advisory, Mutual Funds, Financial Modeling, Private Equity, Asset Allocation, Equities, Strategic Financial..., Wealth Management, Hedge Funds, Securities, Valuation, Financial Advisory, Portfolio Management, Investment Strategies, Alternative Investments, Asset Managment, Financial Analysis, China Business..., Asset Management, Strategy, Wealth, Investment Banking, Wealth Management..., 401k, Economics, Leadership, Finance, Retirement, Retirement Planning, Series 63, Series 7, Financial Planning
Education
Oklahoma City University 1991 — 1993
MBA, Finance
Sun Yat-Sen University 1986 — 1989
Masters, International Economics
Princeton University 1986 — 1986
Chinese Economy
Enrique Gardano's Wachovia Securities Experience January 2001 - October 2010
Job VicePresident, Wealth Management at Capital Guardian LLC. Specializing in all aspects of wealth growth and preservation
Industry Financial Services
Experience
Capital Guardian LLC October 2010 - Present
Wachovia Securities January 2001 - October 2010
Skills
Investment Advisory, Investment Strategies, HNW Client Relationship..., Wealth Management..., New Business Development, Bilingual (Spanish), Private Banking, Private Placements, Investments, Wealth Management, Securities, Finance, Asset Allocation, Insurance, Asset Management, Estate Planning, Financial Services, Banking, Credit, Series 7, Wealth, Mutual Funds, Retirement Planning, Financial Advisory, Series 63, Strategic Financial..., Equities, Alternative Investments
Education
Nova Southeastern University 1994 — 1995
Master of Business Administration (MBA), Marketing
The New Scool for Social Research
Bachelor of Science, Liberal Arts
University of Miami
Masters Degree
Capital Guardian LLC October 2010 - Present
Wachovia Securities January 2001 - October 2010
Skills
Investment Advisory, Investment Strategies, HNW Client Relationship..., Wealth Management..., New Business Development, Bilingual (Spanish), Private Banking, Private Placements, Investments, Wealth Management, Securities, Finance, Asset Allocation, Insurance, Asset Management, Estate Planning, Financial Services, Banking, Credit, Series 7, Wealth, Mutual Funds, Retirement Planning, Financial Advisory, Series 63, Strategic Financial..., Equities, Alternative Investments
Education
Nova Southeastern University 1994 — 1995
Master of Business Administration (MBA), Marketing
The New Scool for Social Research
Bachelor of Science, Liberal Arts
University of Miami
Masters Degree
Jason Koprowski Jason Koprowski's Wachovia Securities Experience April 2007 - January 2008
Job Business Manager & Marshall Goldsmith Certified Leadership Coach (Working at NASA)
Industry Defense & Space
Experience
Effortless Growth June 2015 - Present
Growthmetrics.io January 2014 - Present
Analytical Mechanics Associates, Inc. January 2013 - Present
Valeo Service April 2011 - January 2013
SeaWorld Parks & Entertainment January 2008 - April 2011
Wachovia Securities April 2007 - January 2008
WilyTrader.com August 2005 - April 2007
Skills
Coaching, Psychology, Habits, Human Behavior, Start-ups, Personal Development, Forecasting, Financial Analysis, Process Improvement, Financial Modeling, Leadership, Cross-functional Team..., Strategy, Microsoft Excel, Financial Controlling, Financial Reporting, Budgeting, SAP, Corporate FP&A, Lean Startup, Corporate Finance, Managerial Finance, Business Analysis, Negotiation, Pricing, Budgets, Analysis, Finance, Management, Change Management, Variance Analysis, Stakeholder Centered..., Marshall Goldsmith...
Education
The College of William and Mary - The Mason School of Business 2008 — 2010
MBA, Business
Old Dominion University 2003 — 2004
BS, Psychology
Old Dominion University 1999 — 2003
BA, Finance
Effortless Growth June 2015 - Present
Growthmetrics.io January 2014 - Present
Analytical Mechanics Associates, Inc. January 2013 - Present
Valeo Service April 2011 - January 2013
SeaWorld Parks & Entertainment January 2008 - April 2011
Wachovia Securities April 2007 - January 2008
WilyTrader.com August 2005 - April 2007
Skills
Coaching, Psychology, Habits, Human Behavior, Start-ups, Personal Development, Forecasting, Financial Analysis, Process Improvement, Financial Modeling, Leadership, Cross-functional Team..., Strategy, Microsoft Excel, Financial Controlling, Financial Reporting, Budgeting, SAP, Corporate FP&A, Lean Startup, Corporate Finance, Managerial Finance, Business Analysis, Negotiation, Pricing, Budgets, Analysis, Finance, Management, Change Management, Variance Analysis, Stakeholder Centered..., Marshall Goldsmith...
Education
The College of William and Mary - The Mason School of Business 2008 — 2010
MBA, Business
Old Dominion University 2003 — 2004
BS, Psychology
Old Dominion University 1999 — 2003
BA, Finance
Lokesh Bhardwaj Lokesh Bhardwaj's Wachovia Securities Experience May 2003 - June 2005
Job President at Multi Dimension Corp.
Industry Information Technology and Services
Experience
3M September 2012 - Present
Shure Incorporated April 2009 - July 2012
Solo Cup Company March 2007 - April 2009
Symbol Technologies October 2005 - January 2007
Wachovia Securities May 2003 - June 2005
Kintetsu World Express July 2000 - April 2003
Sony October 1995 - November 1999
Skills
Business Intelligence, Data Warehousing, Business Objects, SAP BW, SAP BI, Data Modeling, ERP, Requirements Analysis, Oracle, Business Process..., PL/SQL, Integration, ABAP, SAP ERP
Education
Northwestern University 2014 — 2014
Project Management for Professionals, Information Technology Project Management, 93.87%
Pune University 1989 — 1993
Bachelor's Degree, Electronics Engineering, First Class
3M September 2012 - Present
Shure Incorporated April 2009 - July 2012
Solo Cup Company March 2007 - April 2009
Symbol Technologies October 2005 - January 2007
Wachovia Securities May 2003 - June 2005
Kintetsu World Express July 2000 - April 2003
Sony October 1995 - November 1999
Skills
Business Intelligence, Data Warehousing, Business Objects, SAP BW, SAP BI, Data Modeling, ERP, Requirements Analysis, Oracle, Business Process..., PL/SQL, Integration, ABAP, SAP ERP
Education
Northwestern University 2014 — 2014
Project Management for Professionals, Information Technology Project Management, 93.87%
Pune University 1989 — 1993
Bachelor's Degree, Electronics Engineering, First Class
Whitney Turner Whitney Turner's Wachovia Securities Experience September 2006 - October 2008
Job Senior Performance Partner at SYMMEDRx/Premier, Inc.
Industry Hospital & Health Care
Experience
Premier, Inc. October 2011 - December 2013
Premier Inc October 2010 - October 2011
Premier, Inc. October 2008 - October 2010
Wachovia Securities September 2006 - October 2008
Skills
Salesforce.com, Training, Analytics, Process Improvement, Data Analysis, Sales, Analysis, Cross-functional Team..., Project Management, Management, Healthcare, Finance, Program Management, Time Management, Leadership
Education
Ohio University 2002 — 2006
BSH, Health Administration, Business Administration
Premier, Inc. October 2011 - December 2013
Premier Inc October 2010 - October 2011
Premier, Inc. October 2008 - October 2010
Wachovia Securities September 2006 - October 2008
Skills
Salesforce.com, Training, Analytics, Process Improvement, Data Analysis, Sales, Analysis, Cross-functional Team..., Project Management, Management, Healthcare, Finance, Program Management, Time Management, Leadership
Education
Ohio University 2002 — 2006
BSH, Health Administration, Business Administration
Sai Krishna Patnala's Wachovia Securities Experience March 2007 - January 2008
Job TWS Scheduler/Production Control at QSSI/United Health Group
Industry Information Technology and Services
Experience
QSSI/United Health Group August 2015 - Present
UnitedHealth Group June 2014 - August 2015
DentaQuest April 2010 - June 2014
TJX Companies Inc. January 2008 - March 2010
Wachovia Securities March 2007 - January 2008
Sun Trust Bank December 2005 - March 2007
Bank of America August 2005 - November 2005
Infosys March 2003 - July 2005
Skills
TWS, IBM Tivoli, .NET, Microsoft SQL Server, SQL, Microsoft Office, Active Directory, Troubleshooting, SDLC, Windows Server, Project Management, Team Leadership, Windows, Visio, Process Improvement, SharePoint, Microsoft Excel, Business Analysis, Windows 7, Oracle PL/SQL..., Toad, IIS, Perl, Crystal Reports, XML, Kronos, Requirements Gathering, Testing, Databases, Analysis, User Acceptance Testing, Web Services, Business Requirements, Software Documentation, SSIS, Systems Analysis, Business Intelligence
Education
Osmania University 1998 — 2002
Bachelors of Engineering, Electronics and Communications Engineering
Osmania University
Bachelors of Engineering, Electronics and Communication Engineering
QSSI/United Health Group August 2015 - Present
UnitedHealth Group June 2014 - August 2015
DentaQuest April 2010 - June 2014
TJX Companies Inc. January 2008 - March 2010
Wachovia Securities March 2007 - January 2008
Sun Trust Bank December 2005 - March 2007
Bank of America August 2005 - November 2005
Infosys March 2003 - July 2005
Skills
TWS, IBM Tivoli, .NET, Microsoft SQL Server, SQL, Microsoft Office, Active Directory, Troubleshooting, SDLC, Windows Server, Project Management, Team Leadership, Windows, Visio, Process Improvement, SharePoint, Microsoft Excel, Business Analysis, Windows 7, Oracle PL/SQL..., Toad, IIS, Perl, Crystal Reports, XML, Kronos, Requirements Gathering, Testing, Databases, Analysis, User Acceptance Testing, Web Services, Business Requirements, Software Documentation, SSIS, Systems Analysis, Business Intelligence
Education
Osmania University 1998 — 2002
Bachelors of Engineering, Electronics and Communications Engineering
Osmania University
Bachelors of Engineering, Electronics and Communication Engineering
Richard Crowder's Wachovia Securities Experience October 1997 - December 2007
Job SVP, Market Intelligence at Wells Fargo
Industry Financial Services
Experience
Wells Fargo January 2008 - Present
Wachovia Securities October 1997 - December 2007
Skills
Analysis, Behavioral Finance, Compliance, Editing, Financial Modeling, Integrated Analysis, Market Intelligence, Market Research, Research, Retirement, Series 7, Series 24, Statistical Thinking, Strategy, Synthesis, Writing, Analytics, Relationship Management, Investment Strategies, Asset Allocation, FINRA, Marketing, Finance, Financial Services, Risk Management, Newsletters, Series 63, Leadership, Marketing Research, Wealth
Education
Northwestern University 1977 — 1983
PhD, English
Virginia Commonwealth University 1969 — 1973
BA, English
Wells Fargo January 2008 - Present
Wachovia Securities October 1997 - December 2007
Skills
Analysis, Behavioral Finance, Compliance, Editing, Financial Modeling, Integrated Analysis, Market Intelligence, Market Research, Research, Retirement, Series 7, Series 24, Statistical Thinking, Strategy, Synthesis, Writing, Analytics, Relationship Management, Investment Strategies, Asset Allocation, FINRA, Marketing, Finance, Financial Services, Risk Management, Newsletters, Series 63, Leadership, Marketing Research, Wealth
Education
Northwestern University 1977 — 1983
PhD, English
Virginia Commonwealth University 1969 — 1973
BA, English
Norman Gwinn Norman Gwinn's Wachovia Securities Experience 2002 - October 2010
Job Market Risk Reporter at Wells Fargo
Industry Investment Banking
Experience
Wells Fargo December 2011 - Present
Bank of America via DISYS October 2010 - November 2011
Bank of America October 2010 - November 2011
DISYS 2010 - November 2011
Wachovia, A Wells Fargo Company 2008 - October 2010
Wells Fargo 2008 - October 2010
Wachovia September 2007 - October 2010
Wachovia Bank 2002 - October 2010
Wachovia Securities 2002 - October 2010
Koch Industries 1998 - 2002
Skills
Trading Systems, Commodity, Trading, Market Risk, Commodity Markets, Interest Rate..., Derivatives, SDLC, Options, Fixed Income, Business Analysis, Quantitative Finance, Credit Derivatives, SQL, Unix, Market Data
Education
Penn State University 1984 — 1985
Graduate Work, Computational Fluid Dynamics
Texas A&M University 1980 — 1984
B. S., Aerospace Engineering
Wells Fargo December 2011 - Present
Bank of America via DISYS October 2010 - November 2011
Bank of America October 2010 - November 2011
DISYS 2010 - November 2011
Wachovia, A Wells Fargo Company 2008 - October 2010
Wells Fargo 2008 - October 2010
Wachovia September 2007 - October 2010
Wachovia Bank 2002 - October 2010
Wachovia Securities 2002 - October 2010
Koch Industries 1998 - 2002
Skills
Trading Systems, Commodity, Trading, Market Risk, Commodity Markets, Interest Rate..., Derivatives, SDLC, Options, Fixed Income, Business Analysis, Quantitative Finance, Credit Derivatives, SQL, Unix, Market Data
Education
Penn State University 1984 — 1985
Graduate Work, Computational Fluid Dynamics
Texas A&M University 1980 — 1984
B. S., Aerospace Engineering
Ed Estipona Ed Estipona's Wachovia Securities Experience July 1999 - March 2009
Job Project Manager at Accenture
Industry Financial Services
Experience
Accenture February 2012 - Present
Accenture Contractor at Washington Gas January 2011 - February 2012
Exelon August 2010 - December 2010
Exelon September 2009 - January 2010
Wachovia Securities July 1999 - March 2009
Pro Staff July 1999 - March 2000
Fannie Mae November 1987 - June 1999
Holiday Inn City Centre March 1986 - October 1987
Corporate Brokerage, Inc. - Manila, Philippines August 1981 - February 1986
Amco Manufacturing Phils, - Bataan, Philippines July 1975 - April 1981
Skills
Vendor Management, Forecasting, Financial Analysis, Analysis, Project Management, Integration, Management, Compliance, Access, Contract Negotiation, Business Analysis, SDLC, Market Data, Requirements Analysis, Requirements Gathering, Process Improvement, Team Building, Risk Management, Visio, Business Process..., Outsourcing, Budgets, Finance, Disaster Recovery, Training, Business Process, Testing, Program Management, PMO, PMP, Business Intelligence, IT Strategy, Project Portfolio..., Governance, SQL, User Acceptance Testing, Change Management, Consulting, Financial Services, Leadership, CRM, Software Project...
Education
University of Illinois Springfield 2013 — 2017
Bachelor’s Degree
Polytechnic University of the Philippines 1976 — 1982
Associate
Accenture February 2012 - Present
Accenture Contractor at Washington Gas January 2011 - February 2012
Exelon August 2010 - December 2010
Exelon September 2009 - January 2010
Wachovia Securities July 1999 - March 2009
Pro Staff July 1999 - March 2000
Fannie Mae November 1987 - June 1999
Holiday Inn City Centre March 1986 - October 1987
Corporate Brokerage, Inc. - Manila, Philippines August 1981 - February 1986
Amco Manufacturing Phils, - Bataan, Philippines July 1975 - April 1981
Skills
Vendor Management, Forecasting, Financial Analysis, Analysis, Project Management, Integration, Management, Compliance, Access, Contract Negotiation, Business Analysis, SDLC, Market Data, Requirements Analysis, Requirements Gathering, Process Improvement, Team Building, Risk Management, Visio, Business Process..., Outsourcing, Budgets, Finance, Disaster Recovery, Training, Business Process, Testing, Program Management, PMO, PMP, Business Intelligence, IT Strategy, Project Portfolio..., Governance, SQL, User Acceptance Testing, Change Management, Consulting, Financial Services, Leadership, CRM, Software Project...
Education
University of Illinois Springfield 2013 — 2017
Bachelor’s Degree
Polytechnic University of the Philippines 1976 — 1982
Associate
Jim Gaull Jim Gaull's Wachovia Securities Experience April 2003 - December 2003
Job Senior Developer at First Trust Portfolios
Industry Financial Services
Experience
First Trust Portfolios June 2007 - Present
William Blair & Company December 2003 - June 2007
Wachovia Securities April 2003 - December 2003
Genisys Consulting May 1998 - December 2003
Genisys Consulting May 1998 - December 2003
Watson Wyatt April 2002 - April 2003
Wachovia Securities 2003 - 2003
Zurich Scudder Investments April 2000 - April 2002
Deutsche Bank January 2000 - April 2002
Stein Roe Investments May 1998 - January 2000
Skills
SQL Server, C#, .NET, DTS, ADO, SQL, XML, Windows, Excel, Microsoft Office, ETL, Data Warehousing, Application Development, Database Development, Requirements Analysis, User Interface Design, Fixed Income, ASP.NET, Visual Studio, T-SQL, SSRS, SSIS, Visual Basic, ASP, Crystal Reports, VB.NET, Bloomberg TOMS, Software Project..., WCF, Microsoft CRM, CRM, Business Analysis, VBA, Database Design, Business Intelligence, WPF, LINQ, Stored Procedures, ASP.NET MVC, Project Management, WinForms, Web Services, SDLC, Software Documentation, Microsoft SQL Server, Oracle, Requirements Gathering, Microsoft Excel, Sybase, Access
Education
Northern Illinois University 1994 — 1998
Bachelor Degree, Computer Science
Northern Illinois University 1994 — 1998
Bachelor of Science, Computer Science
First Trust Portfolios June 2007 - Present
William Blair & Company December 2003 - June 2007
Wachovia Securities April 2003 - December 2003
Genisys Consulting May 1998 - December 2003
Genisys Consulting May 1998 - December 2003
Watson Wyatt April 2002 - April 2003
Wachovia Securities 2003 - 2003
Zurich Scudder Investments April 2000 - April 2002
Deutsche Bank January 2000 - April 2002
Stein Roe Investments May 1998 - January 2000
Skills
SQL Server, C#, .NET, DTS, ADO, SQL, XML, Windows, Excel, Microsoft Office, ETL, Data Warehousing, Application Development, Database Development, Requirements Analysis, User Interface Design, Fixed Income, ASP.NET, Visual Studio, T-SQL, SSRS, SSIS, Visual Basic, ASP, Crystal Reports, VB.NET, Bloomberg TOMS, Software Project..., WCF, Microsoft CRM, CRM, Business Analysis, VBA, Database Design, Business Intelligence, WPF, LINQ, Stored Procedures, ASP.NET MVC, Project Management, WinForms, Web Services, SDLC, Software Documentation, Microsoft SQL Server, Oracle, Requirements Gathering, Microsoft Excel, Sybase, Access
Education
Northern Illinois University 1994 — 1998
Bachelor Degree, Computer Science
Northern Illinois University 1994 — 1998
Bachelor of Science, Computer Science
Jeffrey Curio Jeffrey Curio's Wachovia Securities Experience March 2000 - January 2005
Job CPWA®, Senior Vice PresidentWealth Management, Senior Portfolio Manager at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS January 2012 - Present
Morgan Stanley January 2005 - January 2012
Wachovia Securities March 2000 - January 2005
Olde Discount January 1994 - March 2000
Education
The University of Chicago - Booth School of Business 2010 — 2011
CPWA®, Certified Private Wealth Advisor
Northern Illinois University 1989 — 1993
Bachelors of Science, Corporate Communications
UBS January 2012 - Present
Morgan Stanley January 2005 - January 2012
Wachovia Securities March 2000 - January 2005
Olde Discount January 1994 - March 2000
Education
The University of Chicago - Booth School of Business 2010 — 2011
CPWA®, Certified Private Wealth Advisor
Northern Illinois University 1989 — 1993
Bachelors of Science, Corporate Communications
John Foxgrover John Foxgrover's Wachovia Securities Experience August 1998 - September 2005
Job VP Capital Markets & Treasury
Industry Financial Services
Experience
Oportun February 2011 - Present
The First Marblehead Corporation November 2005 - May 2008
Wachovia Securities August 1998 - September 2005
Banc of America Securities February 1988 - July 1998
Education
Princeton University
MS
University of Pennsylvania - The Wharton School
MBA
University of Virginia
BS
Oportun February 2011 - Present
The First Marblehead Corporation November 2005 - May 2008
Wachovia Securities August 1998 - September 2005
Banc of America Securities February 1988 - July 1998
Education
Princeton University
MS
University of Pennsylvania - The Wharton School
MBA
University of Virginia
BS
Thomas J. Maier Thomas J. Maier's Wachovia Securities Experience June 1999 - June 2001
Job Senior Banking and Finance Professional
Industry Banking
Experience
FIG Partners April 2013 - July 2014
Plantation Financial Corp. 2010 - 2012
New Century Bank May 2008 - April 2010
Howe Barnes Hoefer & Arnett 2003 - 2006
Wachovia Securities June 1999 - June 2001
Wachovia Securities June 1993 - June 1999
The Chicago Corporation June 1992 - June 1993
First Colonial Bankshares Corporation May 1983 - June 1992
Skills
Equities, Corporate Finance, Capital Markets, Securities, Financial Management, Mergers and Acquisitions, Asset & Liability..., Investor Relations, Portfolio Management, Investments, Investment Banking, Asset Managment, Valuation, Financial Modeling, Financial Analysis, Financial Institutions, Commercial Banking, Financial Reporting, Private Equity, Banking, Finance, Executive Management, Due Diligence
Education
Columbia University School of Bank Executive Management
New York University - Leonard N. Stern School of Business
MS, Accounting
Princeton University
BA, International Politics
Wayland Academy
FIG Partners April 2013 - July 2014
Plantation Financial Corp. 2010 - 2012
New Century Bank May 2008 - April 2010
Howe Barnes Hoefer & Arnett 2003 - 2006
Wachovia Securities June 1999 - June 2001
Wachovia Securities June 1993 - June 1999
The Chicago Corporation June 1992 - June 1993
First Colonial Bankshares Corporation May 1983 - June 1992
Skills
Equities, Corporate Finance, Capital Markets, Securities, Financial Management, Mergers and Acquisitions, Asset & Liability..., Investor Relations, Portfolio Management, Investments, Investment Banking, Asset Managment, Valuation, Financial Modeling, Financial Analysis, Financial Institutions, Commercial Banking, Financial Reporting, Private Equity, Banking, Finance, Executive Management, Due Diligence
Education
Columbia University School of Bank Executive Management
New York University - Leonard N. Stern School of Business
MS, Accounting
Princeton University
BA, International Politics
Wayland Academy
Logan Bingham Logan Bingham's Wachovia Securities Experience 2000 - 2000
Job Sr. Systems Engineer at The Select Group
Industry Information Technology and Services
Experience
PCLS July 2012 - June 2015
Atlas Copco July 2009 - July 2012
Wachovia CIB August 2007 - June 2009
TechStructures, LLC November 2005 - July 2007
Central Piedmont Community College 2001 - 2005
Wachovia Securities 2000 - 2000
Skills
Vendor Management, Data Centre Architecture, Process Improvement, Data Center, VMware, Citrix, Change Management, ITIL, Infrastructure, Disaster Recovery, Hardware, Project Management, System Deployment, IT Management, Windows Server, VMware ESX, Networking, Integration, TCP/IP, Servers, SAN, Group Policy, Active Directory, System Administration, Software Documentation, Virtualization, Information Technology, Team Building, Management, Herding Cats, Troubleshooting, Enterprise Software, Microsoft Technologies, Leadership, Visio, IT Strategy, Cloud Computing, Managed Services, Strategy, Microsoft Exchange, Windows XP
Education
Queens University of Charlotte 2004 — 2009
B.A. Information Systems, Information Systems
CPCC 1997 — 2004
a.a.s, Information Systems, 3.8
PCLS July 2012 - June 2015
Atlas Copco July 2009 - July 2012
Wachovia CIB August 2007 - June 2009
TechStructures, LLC November 2005 - July 2007
Central Piedmont Community College 2001 - 2005
Wachovia Securities 2000 - 2000
Skills
Vendor Management, Data Centre Architecture, Process Improvement, Data Center, VMware, Citrix, Change Management, ITIL, Infrastructure, Disaster Recovery, Hardware, Project Management, System Deployment, IT Management, Windows Server, VMware ESX, Networking, Integration, TCP/IP, Servers, SAN, Group Policy, Active Directory, System Administration, Software Documentation, Virtualization, Information Technology, Team Building, Management, Herding Cats, Troubleshooting, Enterprise Software, Microsoft Technologies, Leadership, Visio, IT Strategy, Cloud Computing, Managed Services, Strategy, Microsoft Exchange, Windows XP
Education
Queens University of Charlotte 2004 — 2009
B.A. Information Systems, Information Systems
CPCC 1997 — 2004
a.a.s, Information Systems, 3.8
Chong Moua's Wachovia Securities Experience 2000 - 2002
Job Partner at Boathouse Capital
Industry Venture Capital & Private Equity
Experience
Boathouse Capital 2008 - Present
American Capital 2005 - 2008
AIG Global Investment Group 2002 - 2005
Wachovia Securities 2000 - 2002
Skills
Private Equity, Investment Banking, Equities, Due Diligence, Financial Modeling, Valuation, Venture Capital, Mergers & Acquisitions, Mezzanine, Corporate Finance, Investments, Mutual Funds
Education
Penn State University 1996 — 2000
Boathouse Capital 2008 - Present
American Capital 2005 - 2008
AIG Global Investment Group 2002 - 2005
Wachovia Securities 2000 - 2002
Skills
Private Equity, Investment Banking, Equities, Due Diligence, Financial Modeling, Valuation, Venture Capital, Mergers & Acquisitions, Mezzanine, Corporate Finance, Investments, Mutual Funds
Education
Penn State University 1996 — 2000
Jon Gaunt's Wachovia Securities Experience June 2003 - June 2005
Job VP of Strategy and M&A at Keypath Education
Industry Venture Capital & Private Equity
Experience
Sterling Partners July 2013 - Present
Keypath Education July 2013 - Present
Hosting.com July 2012 - July 2013
Hosting.com August 2010 - September 2012
Wachovia Capital Partners August 2005 - June 2008
Wachovia Securities June 2003 - June 2005
Skills
Financial Modeling, Corporate Development, Valuation, Mergers, Venture Capital, Corporate Finance, Financial Analysis, Due Diligence, Business Strategy, Competitive Analysis, Strategy, Analytics, Product Management, Start-ups, Asset Managment, Cross-functional Team..., Analysis, Mergers & Acquisitions, Leadership, Strategic Planning, Asset Management
Education
Northwestern University - Kellogg School of Management 2008 — 2010
MBA, Finance, Strategy, Marketing
Vanderbilt University 1999 — 2003
Bachelor of Arts, Economics
Sterling Partners July 2013 - Present
Keypath Education July 2013 - Present
Hosting.com July 2012 - July 2013
Hosting.com August 2010 - September 2012
Wachovia Capital Partners August 2005 - June 2008
Wachovia Securities June 2003 - June 2005
Skills
Financial Modeling, Corporate Development, Valuation, Mergers, Venture Capital, Corporate Finance, Financial Analysis, Due Diligence, Business Strategy, Competitive Analysis, Strategy, Analytics, Product Management, Start-ups, Asset Managment, Cross-functional Team..., Analysis, Mergers & Acquisitions, Leadership, Strategic Planning, Asset Management
Education
Northwestern University - Kellogg School of Management 2008 — 2010
MBA, Finance, Strategy, Marketing
Vanderbilt University 1999 — 2003
Bachelor of Arts, Economics
Dale Murphy's Wachovia Securities Experience April 2003 - October 2008
Job Deposit Operations Trust Manager Ally Bank
Industry Financial Services
Experience
Ally Bank April 2013 - Present
SEI January 2011 - September 2012
Wells Fargo Bank November 2008 - February 2011
Wachovia Securities April 2003 - October 2008
Morgan Stanley January 1998 - April 2003
Joseph Ambler Inn April 1996 - January 1998
Rumtopf Design June 1989 - December 1997
American Red Cross, United Way, Embreeville State Hospital and St. Gabriel's Hall March 1978 - March 1988
Education
Pennsylvania State University, University Park 1974 — 1978
Bachelor of Arts (B.A.), Social Work
Ally Bank April 2013 - Present
SEI January 2011 - September 2012
Wells Fargo Bank November 2008 - February 2011
Wachovia Securities April 2003 - October 2008
Morgan Stanley January 1998 - April 2003
Joseph Ambler Inn April 1996 - January 1998
Rumtopf Design June 1989 - December 1997
American Red Cross, United Way, Embreeville State Hospital and St. Gabriel's Hall March 1978 - March 1988
Education
Pennsylvania State University, University Park 1974 — 1978
Bachelor of Arts (B.A.), Social Work
Qingfeng Zhang's Wachovia Securities Experience August 2005 - October 2009
Job VP at Morgan Stanley
Industry Capital Markets
Experience
Morgan Stanley October 2009 - Present
Wachovia Securities August 2005 - October 2009
Lehman Brothers August 2004 - August 2005
Skills
Statistics, C++, R, Python, Financial Modeling, Fixed Income, Equities, Quantitative Finance, Derivatives, FX Options, Portfolio Management, Quantitative Analytics, Capital Markets, Trading Systems, Credit Derivatives, Options, Financial Markets, Bloomberg, Electronic Trading
Education
Stanford University 1999 — 2004
Ph.D., Statistics
Peking University
MS & BS, Statistics
Morgan Stanley October 2009 - Present
Wachovia Securities August 2005 - October 2009
Lehman Brothers August 2004 - August 2005
Skills
Statistics, C++, R, Python, Financial Modeling, Fixed Income, Equities, Quantitative Finance, Derivatives, FX Options, Portfolio Management, Quantitative Analytics, Capital Markets, Trading Systems, Credit Derivatives, Options, Financial Markets, Bloomberg, Electronic Trading
Education
Stanford University 1999 — 2004
Ph.D., Statistics
Peking University
MS & BS, Statistics
Wendy Fredricks's Wachovia Securities Experience 1997 - 2006
Job Project Manager Consultant at HighTower
Industry Financial Services
Experience
HighTower March 2013 - Present
Wachovia 1992 - September 2006
Wachovia Securities 1997 - 2006
Genisys Consulting, Inc. 1996 - 1997
Genisys 1996 - 1996
Skills
Business Analysis, Strategic Planning, Financial Planning, Program Management, Software Project..., MS Project, MS Office Suite
Education
Northern Illinois University - College of Business 1992 — 1996
Master of Business Administration (MBA), Management Information Systems, General
Northern Illinois University - College of Business 1992 — 1996
MBA, Emphasis on IS
HighTower March 2013 - Present
Wachovia 1992 - September 2006
Wachovia Securities 1997 - 2006
Genisys Consulting, Inc. 1996 - 1997
Genisys 1996 - 1996
Skills
Business Analysis, Strategic Planning, Financial Planning, Program Management, Software Project..., MS Project, MS Office Suite
Education
Northern Illinois University - College of Business 1992 — 1996
Master of Business Administration (MBA), Management Information Systems, General
Northern Illinois University - College of Business 1992 — 1996
MBA, Emphasis on IS
Matt Harrison's Wachovia Securities Experience October 2007 - January 2008
Job Executive Vice President and Chief Financial Officer at Summit Midstream Partners, LLC
Industry Oil & Energy
Experience
Summit Midstream Partners, LLC September 2011 - Present
Hiland Partners, LP February 2008 - September 2011
Wachovia Securities October 2007 - January 2008
A.G. Edwards & Sons, Inc. August 1999 - October 2007
Price Waterhouse 1992 - 1997
Education
Northwestern University - Kellogg School of Management 1997 — 1999
MBA
University of Tennessee-Knoxville 1988 — 1992
BS, Accounting
Summit Midstream Partners, LLC September 2011 - Present
Hiland Partners, LP February 2008 - September 2011
Wachovia Securities October 2007 - January 2008
A.G. Edwards & Sons, Inc. August 1999 - October 2007
Price Waterhouse 1992 - 1997
Education
Northwestern University - Kellogg School of Management 1997 — 1999
MBA
University of Tennessee-Knoxville 1988 — 1992
BS, Accounting
Mark Storey's Wachovia Securities Experience April 2006 - December 2006
Job Campus Supervisor at Naperville North High School
Industry Higher Education
Experience
Naperville Community Unit School District 203 February 2015 - Present
Great Lakes Advisors May 2014 - February 2015
Calamos Investments August 2008 - May 2014
FA Recruiting Services January 2007 - August 2008
Wachovia Securities April 2006 - December 2006
Calamos Investments January 2000 - November 2005
Skills
Mutual Funds, Asset Management, Series 7, Alternative Investments, Investments, Management, Series 63, Equities, Hedge Funds, Portfolio Management, Financial Advisory, Business Development, Strategic Partnerships, Sales, Financial Analysis, Recruiting, Sales Management, Selling, Asset Allocation
Education
Northern Illinois University 1995 — 1998
MBA, Business Administration
University of Michigan - Stephen M. Ross School of Business 1975 — 1977
BBA, Business Administration
Wittenberg University 1973 — 1975
none, Liberal Arts
Valhalla High School 1969 — 1973
Naperville Community Unit School District 203 February 2015 - Present
Great Lakes Advisors May 2014 - February 2015
Calamos Investments August 2008 - May 2014
FA Recruiting Services January 2007 - August 2008
Wachovia Securities April 2006 - December 2006
Calamos Investments January 2000 - November 2005
Skills
Mutual Funds, Asset Management, Series 7, Alternative Investments, Investments, Management, Series 63, Equities, Hedge Funds, Portfolio Management, Financial Advisory, Business Development, Strategic Partnerships, Sales, Financial Analysis, Recruiting, Sales Management, Selling, Asset Allocation
Education
Northern Illinois University 1995 — 1998
MBA, Business Administration
University of Michigan - Stephen M. Ross School of Business 1975 — 1977
BBA, Business Administration
Wittenberg University 1973 — 1975
none, Liberal Arts
Valhalla High School 1969 — 1973
John Goetz, PMP's Wachovia Securities Experience September 2002 - March 2009
Job Director, Project Management at Symphony IRI Group
Industry Financial Services
Experience
Symphony IRI Group August 2010 - Present
JP Morgan Chase March 2010 - August 2010
Wachovia Securities September 2002 - March 2009
Genisys Consulting August 1997 - September 2002
Comdisco August 1997 - December 1999
Leo Burnett October 1996 - August 1997
United Stationers January 1994 - October 1996
Skills
UML, Microsoft SQL Server, Project Management, Software Development, Enterprise Architecture, Software Project..., C#, DB2, Visio, Program Management, Requirements Gathering, Vendor Management, Requirements Analysis, SharePoint, Business Analysis, Business Intelligence, Integration, SQL, SDLC, XML, Process Improvement, Agile Methodologies, Business Requirements, Business Process..., PMP, SOA, .NET, ASP.NET, Databases
Education
Northern Illinois University 1991 — 1993
Bachelor of Science, Operations and Management Information Systems
Symphony IRI Group August 2010 - Present
JP Morgan Chase March 2010 - August 2010
Wachovia Securities September 2002 - March 2009
Genisys Consulting August 1997 - September 2002
Comdisco August 1997 - December 1999
Leo Burnett October 1996 - August 1997
United Stationers January 1994 - October 1996
Skills
UML, Microsoft SQL Server, Project Management, Software Development, Enterprise Architecture, Software Project..., C#, DB2, Visio, Program Management, Requirements Gathering, Vendor Management, Requirements Analysis, SharePoint, Business Analysis, Business Intelligence, Integration, SQL, SDLC, XML, Process Improvement, Agile Methodologies, Business Requirements, Business Process..., PMP, SOA, .NET, ASP.NET, Databases
Education
Northern Illinois University 1991 — 1993
Bachelor of Science, Operations and Management Information Systems
Gerry Curry's Wachovia Securities Experience February 1998 - July 2004
Job Director Enterprise Independent Testing, Global Markets Surveillance, at Merrill Lynch Pierce Fenner & Smith
Industry Investment Banking
Experience
Merrill Lynch Pierce Fenner & Smith July 2004 - Present
Wachovia Securities February 1998 - July 2004
Daiwa Securities February 1997 - January 1998
Lehman Brothers 1984 - 1996
Skills
Fixed Income, Series 7, Series 63, Capital Markets, Derivatives, Equities, Financial Services, Risk Management, Hedge Funds, Securities
Education
Pace University - Lubin School of Business
Merrill Lynch Pierce Fenner & Smith July 2004 - Present
Wachovia Securities February 1998 - July 2004
Daiwa Securities February 1997 - January 1998
Lehman Brothers 1984 - 1996
Skills
Fixed Income, Series 7, Series 63, Capital Markets, Derivatives, Equities, Financial Services, Risk Management, Hedge Funds, Securities
Education
Pace University - Lubin School of Business
Belle Monzon's Wachovia Securities Experience May 2008 - Present
Job Compliance Speciaist at WM Financial Services
Industry Financial Services
Experience
Wachovia Securities May 2008 - Present
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2001 — 2004
Wachovia Securities May 2008 - Present
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2001 — 2004
Johnny Bubb's Wachovia Securities Experience 2000 - 2001
Job Senior Analyst at Waychee Capital
Industry Investment Management
Experience
Waychee Capital December 2011 - Present
West Family Investments June 2007 - November 2011
Sanders Morris Harris 2002 - 2006
Wachovia Securities 2000 - 2001
Education
Northwestern University - Kellogg School of Management 2006 — 2007
MBA
Washington and Lee University 1996 — 2000
BS, Business Administration
Kinkaid
Waychee Capital December 2011 - Present
West Family Investments June 2007 - November 2011
Sanders Morris Harris 2002 - 2006
Wachovia Securities 2000 - 2001
Education
Northwestern University - Kellogg School of Management 2006 — 2007
MBA
Washington and Lee University 1996 — 2000
BS, Business Administration
Kinkaid
Benoit Morin's Wachovia Securities Experience 2001 - 2003
Job Portfolio Manager Trader at Ronin Capital
Industry Banking
Experience
Ronin Capital 2013 - Present
UBS Investment Bank 2010 - 2013
RBC Capital Markets 2003 - 2010
Wachovia Securities 2001 - 2003
Skills
Risk Arbitrage, Special Situations, Portfolio Trading, Portfolio Optimization, Merger Arbitrage, Mergers, Equities, Trading, Portfolio Management, Valuation, Securities, Capital Markets, Alternative Investments, Risk Management, Derivatives
Education
Princeton University 1996 — 2000
Bachelor of Arts, Economics
Upper Canada College 1994 — 1996
Ronin Capital 2013 - Present
UBS Investment Bank 2010 - 2013
RBC Capital Markets 2003 - 2010
Wachovia Securities 2001 - 2003
Skills
Risk Arbitrage, Special Situations, Portfolio Trading, Portfolio Optimization, Merger Arbitrage, Mergers, Equities, Trading, Portfolio Management, Valuation, Securities, Capital Markets, Alternative Investments, Risk Management, Derivatives
Education
Princeton University 1996 — 2000
Bachelor of Arts, Economics
Upper Canada College 1994 — 1996
Jeff Danesis's Wachovia Securities Experience 2007 - 2009
Job Director at Leerink Partners
Industry Investment Banking
Experience
Leerink Partners LLC April 2015 - Present
Lazard 2009 - Present
Wachovia Securities 2007 - 2009
Bally Total Fitness 2005 - 2007
Buck Consultants 2000 - 2005
Education
The University of Chicago Booth School of Business 2004 — 2007
Northwestern University 1995 — 1999
Bachelors, Economics
Leerink Partners LLC April 2015 - Present
Lazard 2009 - Present
Wachovia Securities 2007 - 2009
Bally Total Fitness 2005 - 2007
Buck Consultants 2000 - 2005
Education
The University of Chicago Booth School of Business 2004 — 2007
Northwestern University 1995 — 1999
Bachelors, Economics
Peter Beren's Wachovia Securities Experience December 2002 - December 2007
Job Business Intelligence ETL Architect at Orbitz Worldwide
Industry Information Technology and Services
Experience
Orbitz Worldwide January 2010 - Present
Orbitz 2007 - March 2011
Wachovia Securities December 2002 - December 2007
Genisys Consulting Inc. 2000 - 2002
Education
Northern Illinois University 1988 — 1991
Orbitz Worldwide January 2010 - Present
Orbitz 2007 - March 2011
Wachovia Securities December 2002 - December 2007
Genisys Consulting Inc. 2000 - 2002
Education
Northern Illinois University 1988 — 1991
Jean Headley's Wachovia Securities Experience Technical EditorRR DonnelleyNovember 2007 - February 2009
Job Compliance Liaison at Wachovia Securities
Industry Financial Services
Experience
Wachovia Securities Technical EditorRR DonnelleyNovember 2007 - February 2009
Education
Ohio University 1983 — 1987
Wachovia Securities Technical EditorRR DonnelleyNovember 2007 - February 2009
Education
Ohio University 1983 — 1987
Chris Staffieri's Wachovia Securities Experience February 2008 - March 2009
Job Database Architect Brokerage IT FrontOffice Services Manager at BB&T
Industry Information Technology and Services
Experience
BB&T Securities April 2012 - Present
ACS, a Xerox Company January 2011 - April 2012
HMC April 2009 - January 2011
TEKsystems February 2007 - June 2009
Wachovia Securities February 2008 - March 2009
Sunburst Publications 2008 - 2009
Saxon Mortgage February 2007 - February 2008
Dynamics Research Corporation September 2003 - February 2007
O'Conco May 2002 - September 2003
Ventiv Health June 2001 - May 2002
Skills
T-SQL, SSIS, DTS, SQL Server, ASP.NET, C#, Application Development, SSRS, .NET, SQL, Databases, Database Design, ETL, Data Warehousing, Web Services, Visual Studio, SDLC, XML, IIS, Data Modeling, Business Intelligence, ADO.NET, Stored Procedures, WCF, Software Development, Database Administration, VB.NET, JavaScript, Web Development, Microsoft SQL Server, ASP.NET MVC
Education
Ocean County College 1996 — 1999
Associate of Science (A.S.), Computer Science
BB&T Securities April 2012 - Present
ACS, a Xerox Company January 2011 - April 2012
HMC April 2009 - January 2011
TEKsystems February 2007 - June 2009
Wachovia Securities February 2008 - March 2009
Sunburst Publications 2008 - 2009
Saxon Mortgage February 2007 - February 2008
Dynamics Research Corporation September 2003 - February 2007
O'Conco May 2002 - September 2003
Ventiv Health June 2001 - May 2002
Skills
T-SQL, SSIS, DTS, SQL Server, ASP.NET, C#, Application Development, SSRS, .NET, SQL, Databases, Database Design, ETL, Data Warehousing, Web Services, Visual Studio, SDLC, XML, IIS, Data Modeling, Business Intelligence, ADO.NET, Stored Procedures, WCF, Software Development, Database Administration, VB.NET, JavaScript, Web Development, Microsoft SQL Server, ASP.NET MVC
Education
Ocean County College 1996 — 1999
Associate of Science (A.S.), Computer Science
James Ryzner's Wachovia Securities Experience November 2001 - March 2009
Job Data/Database Analyst Consultant at Blue Cross Blue Shield Association (BCBSA)
Industry Information Technology and Services
Experience
Blue Cross Blue Shield Association (BCBSA) November 2009 - Present
Fujitsu Consulting January 2007 - September 2009
Wachovia Securities November 2001 - March 2009
Greenbrier & Russel May 1993 - December 2006
Greenbrier & Russel, Inc. 1993 - 2006
American Medical Association July 1999 - October 2001
CNA Insurance August 1998 - June 1999
Joint Commission July 1997 - June 1998
TransUnion January 1997 - June 1997
Joint Commission July 1993 - December 1996
Education
Northern Illinois University 1974 — 1978
BS, Computer Science and Human Resources Management
Blue Cross Blue Shield Association (BCBSA) November 2009 - Present
Fujitsu Consulting January 2007 - September 2009
Wachovia Securities November 2001 - March 2009
Greenbrier & Russel May 1993 - December 2006
Greenbrier & Russel, Inc. 1993 - 2006
American Medical Association July 1999 - October 2001
CNA Insurance August 1998 - June 1999
Joint Commission July 1997 - June 1998
TransUnion January 1997 - June 1997
Joint Commission July 1993 - December 1996
Education
Northern Illinois University 1974 — 1978
BS, Computer Science and Human Resources Management
Paul Van Wie's Wachovia Securities Experience 1973 - 2007
Job Independent Financial Services Professional
Industry Financial Services
Experience
Wachovia Securities 1973 - 2007
Education
Northwestern University 1972 — 1973
MBA
University of Pennsylvania - The Wharton School 1968 — 1972
BS, Finance
Wachovia Securities 1973 - 2007
Education
Northwestern University 1972 — 1973
MBA
University of Pennsylvania - The Wharton School 1968 — 1972
BS, Finance
madan gitta's Wachovia Securities Experience December 2005 - Present
Job Tech Lead at Wells Fargo Advisors
Industry Information Technology and Services
Experience
Wells Fargo Advisors March 2012 - Present
Wachovia Securities December 2005 - Present
Skills
WCF, Agile Methodologies, SOA, Microsoft SQL Server, SDLC, Web Services
Education
Northern Illinois University 2001 — 2003
Wells Fargo Advisors March 2012 - Present
Wachovia Securities December 2005 - Present
Skills
WCF, Agile Methodologies, SOA, Microsoft SQL Server, SDLC, Web Services
Education
Northern Illinois University 2001 — 2003
Nina Spano's Wachovia Securities Experience April 2008 - Present
Job Branch Manager at Citi
Industry Financial Services
Experience
Citi December 2012 - Present
Wachovia Securities April 2008 - Present
Wells Fargo Financial October 2006 - April 2008
Skills
Mortgage Lending, Loans, Series 63, Credit, Consumer Lending, Financial Analysis, Credit Analysis, Banking, Commercial Banking, Investments, Risk Management, Asset Allocation
Education
College of Notre Dame of Maryland 2002 — 2006
ba, communications
Citi December 2012 - Present
Wachovia Securities April 2008 - Present
Wells Fargo Financial October 2006 - April 2008
Skills
Mortgage Lending, Loans, Series 63, Credit, Consumer Lending, Financial Analysis, Credit Analysis, Banking, Commercial Banking, Investments, Risk Management, Asset Allocation
Education
College of Notre Dame of Maryland 2002 — 2006
ba, communications
Helen Tawil's Wachovia Securities Experience December 2003 - September 2008
Job Paralegal with Parallon
Industry Law Practice
Experience
Parallon August 2015 - Present
AR Park LLC April 2009 - August 2015
Capital One 2008 - 2009
Wachovia Securities December 2003 - September 2008
Hunton & Williams September 2002 - November 2003
Hogan & Hartson 2000 - 2002
Nadir N. Tawil, Attorney at Law 1994 - 1996
Skills
Legal Assistance, Legal Research, Legal Writing, Litigation, Civil Litigation, Westlaw, Corporate Law, Commercial Litigation, Courts, Trials
Education
Old Dominion University 1997 — 2000
Bachelor of Science Degree, Communications
Northern Virginia Community College 1995 — 1997
AAS, Legal Assistant Studies
Parallon August 2015 - Present
AR Park LLC April 2009 - August 2015
Capital One 2008 - 2009
Wachovia Securities December 2003 - September 2008
Hunton & Williams September 2002 - November 2003
Hogan & Hartson 2000 - 2002
Nadir N. Tawil, Attorney at Law 1994 - 1996
Skills
Legal Assistance, Legal Research, Legal Writing, Litigation, Civil Litigation, Westlaw, Corporate Law, Commercial Litigation, Courts, Trials
Education
Old Dominion University 1997 — 2000
Bachelor of Science Degree, Communications
Northern Virginia Community College 1995 — 1997
AAS, Legal Assistant Studies
Jim Gburek's Wachovia Securities Experience June 1984 - December 2007
Job Executive Vice President, Executive Credit Officer at IBERIABANK
Industry Financial Services
Experience
IBERIABANK March 2015 - Present
IBERIABANK August 2012 - Present
IBERIABANK Corporation June 2009 - November 2012
Trident Bancshares, Inc. July 2008 - February 2009
Wachovia Securities June 1984 - December 2007
Wachovia 1984 - 2007
Skills
Banking, Credit Risk, Portfolio Management, Financial Analysis, Financial Services, Loans, Credit, Credit Analysis, Financial Risk, Management
Education
Wake Forest University School of Business 1982 — 1984
MBA, Management
Stony Brook University 1973 — 1975
M. Mus., Music, Piano Performance
Oberlin College 1969 — 1973
B. Mus., Music, Piano Performance
Oberlin College 1969 — 1973
B. Mus., Music
IBERIABANK March 2015 - Present
IBERIABANK August 2012 - Present
IBERIABANK Corporation June 2009 - November 2012
Trident Bancshares, Inc. July 2008 - February 2009
Wachovia Securities June 1984 - December 2007
Wachovia 1984 - 2007
Skills
Banking, Credit Risk, Portfolio Management, Financial Analysis, Financial Services, Loans, Credit, Credit Analysis, Financial Risk, Management
Education
Wake Forest University School of Business 1982 — 1984
MBA, Management
Stony Brook University 1973 — 1975
M. Mus., Music, Piano Performance
Oberlin College 1969 — 1973
B. Mus., Music, Piano Performance
Oberlin College 1969 — 1973
B. Mus., Music
Brendan Hosty's Wachovia Securities Experience September 2007 - September 2008
Job Senior Vice President Financial Consultant at Hilliard Lyons
Industry Financial Services
Experience
Hilliard Lyons September 2008 - Present
Wachovia Securities September 2007 - September 2008
Nationstar Mortgage September 2006 - October 2007
Education
Ohio University 2002 — 2006
Bachelor, Spanish, Business
St. Xavier 1998 — 2002
Hilliard Lyons September 2008 - Present
Wachovia Securities September 2007 - September 2008
Nationstar Mortgage September 2006 - October 2007
Education
Ohio University 2002 — 2006
Bachelor, Spanish, Business
St. Xavier 1998 — 2002
Joy Shih's Wachovia Securities Experience July 2003 - April 2005
Job Mergers & Acquisitions / Investment Banking / Financial Services
Industry Semiconductors
Experience
Applied Materials October 2011 - Present
Paradigm Investor Holdings, LLC April 2010 - October 2011
Motorola June 2007 - October 2010
ThinkEquity LLC June 2006 - June 2007
Sagent Advisors April 2005 - June 2006
Wachovia Securities July 2003 - April 2005
Skills
Venture Capital, Corporate Development, Mergers, Mergers & Acquisitions
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
M.B.A., Corporate Finance
Northwestern University
Ph.D., Communication Studies
Northwestern University
M.A., Communication Studies
Northwestern University
Bachelor of Science, Communication Studies & Theatre Arts
Applied Materials October 2011 - Present
Paradigm Investor Holdings, LLC April 2010 - October 2011
Motorola June 2007 - October 2010
ThinkEquity LLC June 2006 - June 2007
Sagent Advisors April 2005 - June 2006
Wachovia Securities July 2003 - April 2005
Skills
Venture Capital, Corporate Development, Mergers, Mergers & Acquisitions
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School
M.B.A., Corporate Finance
Northwestern University
Ph.D., Communication Studies
Northwestern University
M.A., Communication Studies
Northwestern University
Bachelor of Science, Communication Studies & Theatre Arts
Barron Rendel CFP®'s Wachovia Securities Experience 2006 - Present
Job Financial Advisor at Wachovia Securities
Industry Financial Services
Experience
Wachovia Securities 2006 - Present
Morgan Stanley 2004 - 2006
United States Marine Corps 1993 - 2002
Education
Purdue University 1988 — 1992
Wachovia Securities 2006 - Present
Morgan Stanley 2004 - 2006
United States Marine Corps 1993 - 2002
Education
Purdue University 1988 — 1992
Sean K. Allen's Wachovia Securities Experience 2007 - 2009
Job Complex Manager, Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC 2009 - Present
Wachovia Securities 2007 - 2009
Wachovia Securities 2007 - 2007
Wachovia Securities 2005 - 2007
Wachovia Securities 1999 - 2005
Gelt Financial 1998 - 1999
Solomon Smith Barney 1995 - 1997
Skills
New Business Development, Relationship Management, Training & Development, Practice Management, Recruiting, Overall Market...
Education
Villanova University 2009 — 2011
Masters of Business Administration
Penn State University 1995 — 1998
BS in Economics, Banking
Wells Fargo Advisors, LLC 2009 - Present
Wachovia Securities 2007 - 2009
Wachovia Securities 2007 - 2007
Wachovia Securities 2005 - 2007
Wachovia Securities 1999 - 2005
Gelt Financial 1998 - 1999
Solomon Smith Barney 1995 - 1997
Skills
New Business Development, Relationship Management, Training & Development, Practice Management, Recruiting, Overall Market...
Education
Villanova University 2009 — 2011
Masters of Business Administration
Penn State University 1995 — 1998
BS in Economics, Banking
Katy O'Brien-Connell's Wachovia Securities Experience February 2005 - March 2006
Job Lead Marketing Specialist/Technical Writer
Industry Writing and Editing
Experience
CDM Smith March 2006 - Present
Wachovia Securities February 2005 - March 2006
Leading Edge Group September 2004 - February 2005
CG Technology March 2004 - September 2004
Quantum Resources October 2001 - March 2004
Financeware, Inc. December 2000 - October 2001
Delta Airport Consultants, Inc. February 2000 - December 2000
City of Virginia Beach May 1998 - December 1999
Skills
Technical Writing, Proposal Writing, Project Management, Marketing Communications, Editing, Marketing, Project Planning, Newsletters, Social Media, Public Relations, Microsoft Office, Copywriting, Management, Strategic Planning, Program Management, Event Planning, Marketing Strategy, Contract Management, Leadership, Research, Advertising, PowerPoint
Education
Old Dominion University 1998 — 1999
MA, Professional Writing
Old Dominion University 1994 — 1998
BA, Linguistics
Hamburg Area High School 1988 — 1994
CDM Smith March 2006 - Present
Wachovia Securities February 2005 - March 2006
Leading Edge Group September 2004 - February 2005
CG Technology March 2004 - September 2004
Quantum Resources October 2001 - March 2004
Financeware, Inc. December 2000 - October 2001
Delta Airport Consultants, Inc. February 2000 - December 2000
City of Virginia Beach May 1998 - December 1999
Skills
Technical Writing, Proposal Writing, Project Management, Marketing Communications, Editing, Marketing, Project Planning, Newsletters, Social Media, Public Relations, Microsoft Office, Copywriting, Management, Strategic Planning, Program Management, Event Planning, Marketing Strategy, Contract Management, Leadership, Research, Advertising, PowerPoint
Education
Old Dominion University 1998 — 1999
MA, Professional Writing
Old Dominion University 1994 — 1998
BA, Linguistics
Hamburg Area High School 1988 — 1994
Angelo R. Imbrogno's Wachovia Securities Experience 1993 - 2003
Job President & Owner, Blue Diamond Wealth Management, Inc.
Industry Financial Services
Experience
Blue Diamond Wealth Management, Inc. 2004 - Present
Darien Chamber of Commerce 2009 - 2011
Wachovia Securities 1993 - 2003
Skills
Wealth Management, Securities, Investments, Small Business, Retirement Planning, Portfolio Management, Management, Finance, Business Strategy, Financial Advisory, Insurance
Education
Northern Illinois University
Finance
Blue Diamond Wealth Management, Inc. 2004 - Present
Darien Chamber of Commerce 2009 - 2011
Wachovia Securities 1993 - 2003
Skills
Wealth Management, Securities, Investments, Small Business, Retirement Planning, Portfolio Management, Management, Finance, Business Strategy, Financial Advisory, Insurance
Education
Northern Illinois University
Finance
Jeff Dechert, CMB's Wachovia Securities Experience April 1998 - April 2010
Job at Mortgage Principal Strategies, LLC
Industry Banking
Experience
Mortgage Principal Strategies, LLC October 2010 - Present
Wachovia Securities April 1998 - April 2010
Vertice, a division of Wachovia August 2005 - May 2008
Fleet Mortgage April 1995 - April 1998
Skills
Mortgage, Loans, Series 7, Banking, Trading, Mortgage Banking, Residential Mortgages, Credit, Mortgage Lending, Loan Origination, Portfolio Management, Risk Management, Capital Markets, Fixed Income, Structured Finance, Credit Risk, Securitization, Financial Structuring, Financial Services, Securities, Credit Analysis, Bonds, Financial Risk, Funding, Asset Management, Investments, Valuation, Investment Banking
Education
Pepperdine University
Mortgage Principal Strategies, LLC October 2010 - Present
Wachovia Securities April 1998 - April 2010
Vertice, a division of Wachovia August 2005 - May 2008
Fleet Mortgage April 1995 - April 1998
Skills
Mortgage, Loans, Series 7, Banking, Trading, Mortgage Banking, Residential Mortgages, Credit, Mortgage Lending, Loan Origination, Portfolio Management, Risk Management, Capital Markets, Fixed Income, Structured Finance, Credit Risk, Securitization, Financial Structuring, Financial Services, Securities, Credit Analysis, Bonds, Financial Risk, Funding, Asset Management, Investments, Valuation, Investment Banking
Education
Pepperdine University
DeHaven Patrick's Wachovia Securities Experience May 2008 - August 2009
Job Manager, Financial Reporting and Analsyis at Wells Fargo Advisors
Industry Accounting
Experience
Wells Fargo Advisors October 2010 - Present
Wells Fargo Advisors, LLC August 2009 - October 2010
Wachovia Securities May 2008 - August 2009
Solutia Inc. August 2007 - May 2008
A.G. Edwards March 2007 - August 2007
Edward Jones May 2004 - March 2007
Deloitte & Touche July 2002 - May 2004
Arthur Andersen September 2001 - June 2002
Skills
Financial Reporting, SOX, Financial Analysis, Internal Controls, Accounting, General Ledger, Auditing, Audit
Education
Purdue University - Krannert School of Management 1995 — 2000
B.S. in Accounting, Minor:Finance, Emphasis:Economics
Wells Fargo Advisors October 2010 - Present
Wells Fargo Advisors, LLC August 2009 - October 2010
Wachovia Securities May 2008 - August 2009
Solutia Inc. August 2007 - May 2008
A.G. Edwards March 2007 - August 2007
Edward Jones May 2004 - March 2007
Deloitte & Touche July 2002 - May 2004
Arthur Andersen September 2001 - June 2002
Skills
Financial Reporting, SOX, Financial Analysis, Internal Controls, Accounting, General Ledger, Auditing, Audit
Education
Purdue University - Krannert School of Management 1995 — 2000
B.S. in Accounting, Minor:Finance, Emphasis:Economics
Noah Waters, ISSPM, CISSP, GIAC-GISP, FITSP-M's Wachovia Securities Experience 2006 - 2006
Job Information System Security Program Manager
Industry Information Technology and Services
Experience
USDA September 2009 - Present
ASRC Management 2006 - 2009
Wachovia Securities 2006 - 2006
STG Inc. 2004 - 2006
The Computer Merchant 2004 - 2004
ASRC Aerospace January 2002 - November 2003
Skills
Security, Information Security, Computer Security, Information Assurance, Network Security, Windows Server, Active Directory, Troubleshooting, System Administration, Information Security..., CISSP, Security+, Disaster Recovery, Business Continuity, Microsoft Certified..., Information Technology, Vulnerability Assessment
Education
Prince George's Community College
A.S., Electronics Engineering
Strayer University
B.S., Computer Information Systems
USDA September 2009 - Present
ASRC Management 2006 - 2009
Wachovia Securities 2006 - 2006
STG Inc. 2004 - 2006
The Computer Merchant 2004 - 2004
ASRC Aerospace January 2002 - November 2003
Skills
Security, Information Security, Computer Security, Information Assurance, Network Security, Windows Server, Active Directory, Troubleshooting, System Administration, Information Security..., CISSP, Security+, Disaster Recovery, Business Continuity, Microsoft Certified..., Information Technology, Vulnerability Assessment
Education
Prince George's Community College
A.S., Electronics Engineering
Strayer University
B.S., Computer Information Systems
Sherri Spear's Wachovia Securities Experience March 2004 - February 2009
Job Managing Director at Wells Fargo
Industry Capital Markets
Experience
Wells Fargo November 2010 - Present
Caris & Company February 2009 - November 2010
Wachovia Securities March 2004 - February 2009
Lehman Brothers 1990 - 2003
Education
Northwestern University 1986 — 1990
BA, Economics and Political Science
Highland Park High School 1982 — 1986
Wells Fargo November 2010 - Present
Caris & Company February 2009 - November 2010
Wachovia Securities March 2004 - February 2009
Lehman Brothers 1990 - 2003
Education
Northwestern University 1986 — 1990
BA, Economics and Political Science
Highland Park High School 1982 — 1986
Brian Kahl's Wachovia Securities Experience June 1996 - October 1999
Job President at The Kahl Group, LLC
Industry Investment Management
Experience
VIRTUS Fiduciary Consulting, Inc (formerly Qualified Plan Consultants, Inc.) April 2009 - Present
The Kahl Group, LLC October 2005 - Present
Invesmart Advisors, Inc. November 1999 - October 2005
Wachovia Securities June 1996 - October 1999
Skills
401k, Investments, Asset Management, Pensions, Retirement Planning, Defined Benefit, Retirement, Mutual Funds, Investment Management, Financial Analysis, Strategic Financial..., Defined Contribution
Education
Ohio University 1986 — 1990
BS General Studies/Marketing, Business
St. Edward High School 1981 — 1985
VIRTUS Fiduciary Consulting, Inc (formerly Qualified Plan Consultants, Inc.) April 2009 - Present
The Kahl Group, LLC October 2005 - Present
Invesmart Advisors, Inc. November 1999 - October 2005
Wachovia Securities June 1996 - October 1999
Skills
401k, Investments, Asset Management, Pensions, Retirement Planning, Defined Benefit, Retirement, Mutual Funds, Investment Management, Financial Analysis, Strategic Financial..., Defined Contribution
Education
Ohio University 1986 — 1990
BS General Studies/Marketing, Business
St. Edward High School 1981 — 1985
Kevin Guidera's Wachovia Securities Experience 2003 - 2007
Job Managing Director at BNYMellon
Industry Financial Services
Experience
Bank of New York Mellon 2008 - Present
Wachovia Securities 2003 - 2007
Prudential Securities 1993 - 2003
Skills
Product Control, Interest Rate..., Equities, Fixed Income, Foreign Exchange, Planning Budgeting &..., P & L Reporting
Education
Pace University - Lubin School of Business
BBA, Accounting
Bank of New York Mellon 2008 - Present
Wachovia Securities 2003 - 2007
Prudential Securities 1993 - 2003
Skills
Product Control, Interest Rate..., Equities, Fixed Income, Foreign Exchange, Planning Budgeting &..., P & L Reporting
Education
Pace University - Lubin School of Business
BBA, Accounting
Jay Tanaka's Wachovia Securities Experience February 2008 - October 2008
Job Language Instructor at University of Hawaii at Manoa
Industry Higher Education
Experience
University of Hawaii at Manoa August 2012 - Present
Ichijo Municipal High School April 2010 - March 2012
Wachovia Securities February 2008 - October 2008
BlackRock August 2007 - November 2007
Hawaii Island Travel, Inc. August 2005 - August 2006
Skills
Japanese, English, Marketing, Sales, Business Strategy, Project Management, Second Language Teaching, Data Analysis, Higher Education, Teaching English as a..., Intercultural..., ESL, Teaching
Education
Japan-America Institute of Management Science 2006 — 2007
MBA, Japanese Business and Finance
University of Hawaii - College of Business Administration 2006 — 2007
MBA
University of Hawaii at Manoa 2006 — 2007
MBA, Japan-Focused International Business
Punahou School 1994 — 1998
University of Hawaii at Manoa August 2012 - Present
Ichijo Municipal High School April 2010 - March 2012
Wachovia Securities February 2008 - October 2008
BlackRock August 2007 - November 2007
Hawaii Island Travel, Inc. August 2005 - August 2006
Skills
Japanese, English, Marketing, Sales, Business Strategy, Project Management, Second Language Teaching, Data Analysis, Higher Education, Teaching English as a..., Intercultural..., ESL, Teaching
Education
Japan-America Institute of Management Science 2006 — 2007
MBA, Japanese Business and Finance
University of Hawaii - College of Business Administration 2006 — 2007
MBA
University of Hawaii at Manoa 2006 — 2007
MBA, Japan-Focused International Business
Punahou School 1994 — 1998
Colin Koch's Wachovia Securities Experience June 2007 - June 2009
Job J.P. Morgan Private Bank
Industry Financial Services
Experience
J.P. Morgan May 2013 - Present
J.P. Morgan 2010 - May 2013
Wachovia Securities June 2007 - June 2009
Skills
Financial Modeling, Equities, Fixed Income, Bloomberg, Capital Markets, Valuation, Series 7, Alternative Investments, Hedge Funds
Education
Princeton University
J.P. Morgan May 2013 - Present
J.P. Morgan 2010 - May 2013
Wachovia Securities June 2007 - June 2009
Skills
Financial Modeling, Equities, Fixed Income, Bloomberg, Capital Markets, Valuation, Series 7, Alternative Investments, Hedge Funds
Education
Princeton University
Elizabeth Colt's Wachovia Securities Experience 1993 - 1997
Job Senior Vice President, Sports & Entertainment Group, Private Wealth Management at SunTrust
Industry Banking
Experience
SunTrust Bank September 2015 - Present
JPMorgan Chase November 2011 - September 2015
SunTrust Bank January 2011 - October 2011
SunTrust Bank January 2010 - December 2010
SunTrust Bank May 2006 - December 2009
SunTrust Robinson Humphrey October 1997 - April 2006
Wachovia Securities 1993 - 1997
Skills
Capital Markets, Risk Management, Credit Analysis, Credit, Management, Commercial Lending, Portfolio Management, Loans, Credit Risk, Commercial Banking, Treasury Management, Banking, Loan Origination, Asset Based Lending, Small Business Lending
Education
Northwestern University - Kellogg School of Management 1987 — 1989
Master of Business Administration (MBA), Finance, Marketing
Wellesley College 1980 — 1984
B.A., Economics
SunTrust Bank September 2015 - Present
JPMorgan Chase November 2011 - September 2015
SunTrust Bank January 2011 - October 2011
SunTrust Bank January 2010 - December 2010
SunTrust Bank May 2006 - December 2009
SunTrust Robinson Humphrey October 1997 - April 2006
Wachovia Securities 1993 - 1997
Skills
Capital Markets, Risk Management, Credit Analysis, Credit, Management, Commercial Lending, Portfolio Management, Loans, Credit Risk, Commercial Banking, Treasury Management, Banking, Loan Origination, Asset Based Lending, Small Business Lending
Education
Northwestern University - Kellogg School of Management 1987 — 1989
Master of Business Administration (MBA), Finance, Marketing
Wellesley College 1980 — 1984
B.A., Economics
Mayme Abbott's Wachovia Securities Experience September 1997 - May 2007
Job Series 7 Registered Sales Assistant
Industry Financial Services
Experience
Wachovia Securities September 1997 - May 2007
Wachovia Securities 1993 - 2007
Education
Notre Dame de Namur University
BA, History, Education
Wachovia Securities September 1997 - May 2007
Wachovia Securities 1993 - 2007
Education
Notre Dame de Namur University
BA, History, Education
Teresa Sponsel's Wachovia Securities Experience Registered Financial Services RepresentativeMetLife Financial ServicesNovember 2005 - August 2008
Job Operations Specialist at Wachovia Securities
Industry Investment Banking
Experience
Wachovia Securities Registered Financial Services RepresentativeMetLife Financial ServicesNovember 2005 - August 2008
Education
Nova Southeastern University 1994 — 1998
BS, Business Administration
Wachovia Securities Registered Financial Services RepresentativeMetLife Financial ServicesNovember 2005 - August 2008
Education
Nova Southeastern University 1994 — 1998
BS, Business Administration
Robert Petrie's Wachovia Securities Experience April 1992 - May 2004
Job Retired
Industry Management Consulting
Experience
The Private Syndicate January 2010 - Present
RBC Wealth Management May 2004 - December 2009
Wachovia Securities April 1992 - May 2004
Skills
Customer Service, Training, SEO, Online Advertising, Social Media Marketing, Affiliate Marketing, E-commerce, Email Marketing, Lead Generation, Social Media, Small Business, SEM, Social Networking, Web Marketing, Blogging, Marketing, PPC, Facebook, Trading, Options, Futures, Investment Banking, Mergers & Acquisitions, Raising Capital, Portfolio Management, Online Marketing, Strategy, Management, Entrepreneurship, Finance, Sales, Banking, Start-ups, Advertising, Public Relations, Market Research, Investments, Financial Services, Digital Marketing, Marketing Strategy, Business Development, Leadership, New Business Development, Mobile Marketing, Capital Allocation, Valuation, Management Consulting, Business Planning, Business Strategy
Education
Prairie State College
The Private Syndicate January 2010 - Present
RBC Wealth Management May 2004 - December 2009
Wachovia Securities April 1992 - May 2004
Skills
Customer Service, Training, SEO, Online Advertising, Social Media Marketing, Affiliate Marketing, E-commerce, Email Marketing, Lead Generation, Social Media, Small Business, SEM, Social Networking, Web Marketing, Blogging, Marketing, PPC, Facebook, Trading, Options, Futures, Investment Banking, Mergers & Acquisitions, Raising Capital, Portfolio Management, Online Marketing, Strategy, Management, Entrepreneurship, Finance, Sales, Banking, Start-ups, Advertising, Public Relations, Market Research, Investments, Financial Services, Digital Marketing, Marketing Strategy, Business Development, Leadership, New Business Development, Mobile Marketing, Capital Allocation, Valuation, Management Consulting, Business Planning, Business Strategy
Education
Prairie State College
David Trossman's Wachovia Securities Experience July 1999 - February 2006
Job Financial Advisor at Passive Capital
Industry Investment Management
Experience
Passive Capital Management, LLC May 2015 - Present
Wilmington Trust September 2008 - April 2015
Wachovia Securities July 1999 - February 2006
Alex. Brown & Sons June 1992 - August 1998
Education
Northwestern University - Kellogg School of Management 1991 — 1992
Master's Degree
University of Pennsylvania 1984 — 1988
Bachelor’s Degree
Passive Capital Management, LLC May 2015 - Present
Wilmington Trust September 2008 - April 2015
Wachovia Securities July 1999 - February 2006
Alex. Brown & Sons June 1992 - August 1998
Education
Northwestern University - Kellogg School of Management 1991 — 1992
Master's Degree
University of Pennsylvania 1984 — 1988
Bachelor’s Degree
Joe Vives, PMP's Wachovia Securities Experience October 2004 - February 2006
Job PM/SBA Financial Industry Conversion and Implementations Specialist.
Industry Financial Services
Experience
Discover Pulse October 2014 - March 2015
The Arietis Group September 2013 - October 2014
Broadridge Financial Services February 2010 - September 2013
Wachovia Securities, LLC August 2008 - December 2009
BROADRIDGE FINANCIAL SERVICES June 2007 - July 2008
JPMORGANCHASE November 2006 - June 2007
SEI INVESTMENTS July 2006 - November 2006
FANNIEMAE February 2006 - June 2006
WACHOVIA SECURITIES October 2004 - February 2006
ETRADE June 2004 - October 2004
Skills
PMO, Testing, SharePoint, Business Process, User Acceptance Testing, Requirements Analysis, Management, Derivatives, Fixed Income, Training, Mergers & Acquisitions, Banking, Risk Management, Equities, Business Analysis
Education
American Management Association 2001 — 2001
PMP Certification, Project Management
Queens College 1977 — 1981
BA, Accounting
Discover Pulse October 2014 - March 2015
The Arietis Group September 2013 - October 2014
Broadridge Financial Services February 2010 - September 2013
Wachovia Securities, LLC August 2008 - December 2009
BROADRIDGE FINANCIAL SERVICES June 2007 - July 2008
JPMORGANCHASE November 2006 - June 2007
SEI INVESTMENTS July 2006 - November 2006
FANNIEMAE February 2006 - June 2006
WACHOVIA SECURITIES October 2004 - February 2006
ETRADE June 2004 - October 2004
Skills
PMO, Testing, SharePoint, Business Process, User Acceptance Testing, Requirements Analysis, Management, Derivatives, Fixed Income, Training, Mergers & Acquisitions, Banking, Risk Management, Equities, Business Analysis
Education
American Management Association 2001 — 2001
PMP Certification, Project Management
Queens College 1977 — 1981
BA, Accounting
Edgar S. Bronfen's Wachovia Securities Experience March 2001 - February 2003
Job Vice President Relationship Manager at JPMorgan Chase
Industry Banking
Experience
JPMorgan Chase February 2004 - Present
UBS February 2003 - February 2004
Wachovia Securities March 2001 - February 2003
Morgan Stanley August 2000 - March 2001
Skills
Portfolio Management, Credit, Equities, Banking, Loans, Commercial Banking, Management, Financial Services, Cash Management, Capital Markets, Lines Of Credit, Credit Analysis, Commercial Lending, Small Business Lending, Relationship Management, Credit Risk, Investments, Investment Banking, Wealth Management
Education
Pace University
Finance
JPMorgan Chase February 2004 - Present
UBS February 2003 - February 2004
Wachovia Securities March 2001 - February 2003
Morgan Stanley August 2000 - March 2001
Skills
Portfolio Management, Credit, Equities, Banking, Loans, Commercial Banking, Management, Financial Services, Cash Management, Capital Markets, Lines Of Credit, Credit Analysis, Commercial Lending, Small Business Lending, Relationship Management, Credit Risk, Investments, Investment Banking, Wealth Management
Education
Pace University
Finance
Teneece Quigley's Wachovia Securities Experience 2005 - 2009
Job President, Quigley & Associates
Industry Professional Training & Coaching
Experience
Quigley & Associates July 2004 - Present
Wachovia Securities 2005 - 2009
Wachovia 2004 - 2006
Bank of America October 1996 - June 2004
First Union 1994 - 1996
Skills
Change Management, Six Sigma, Banking, Process Improvement, Coaching, Strategic Planning, Mentoring, Mergers, Visio, Team Building, Business Analysis, Customer Relations, Problem Solving, Training, Strategy, Vendor Management, Financial Services, Customer Service, Business Process, Business Process..., Mergers & Acquisitions, Cross-functional Team..., Employee Training, Security, Human Resources, Leadership, Management, Program Management, Performance Management, Marketing, Finance, Risk Management, Testing, Sales, Analysis, Business Planning, CRM, Management Consulting, Quality Assurance
Education
University of Oklahoma 1990 — 1991
MS, Human Relations
Oklahoma State University
BS, Consumer Resources & Mgt.
University of North Carolina at Greensboro
BS, Adult & Vocational Education
Quigley & Associates July 2004 - Present
Wachovia Securities 2005 - 2009
Wachovia 2004 - 2006
Bank of America October 1996 - June 2004
First Union 1994 - 1996
Skills
Change Management, Six Sigma, Banking, Process Improvement, Coaching, Strategic Planning, Mentoring, Mergers, Visio, Team Building, Business Analysis, Customer Relations, Problem Solving, Training, Strategy, Vendor Management, Financial Services, Customer Service, Business Process, Business Process..., Mergers & Acquisitions, Cross-functional Team..., Employee Training, Security, Human Resources, Leadership, Management, Program Management, Performance Management, Marketing, Finance, Risk Management, Testing, Sales, Analysis, Business Planning, CRM, Management Consulting, Quality Assurance
Education
University of Oklahoma 1990 — 1991
MS, Human Relations
Oklahoma State University
BS, Consumer Resources & Mgt.
University of North Carolina at Greensboro
BS, Adult & Vocational Education
MaryAnn Pepples's Wachovia Securities Experience 2005 - 2009
Job Business Analyst
Industry Information Technology and Services
Experience
Fujitsu Consulting April 2003 - February 2009
Fujitsu Consulting April 2003 - February 2009
Wachovia Securities 2005 - 2009
Greenbrier & Russel January 1998 - January 2003
Greenbrier & Russel January 1997 - December 1997
Greenbrier & Russel February 1992 - January 1997
Entergy Corporation` September 1985 - October 1991
Education
Purdue University 1981 — 1985
B. S., Computer Information Technology
Fujitsu Consulting April 2003 - February 2009
Fujitsu Consulting April 2003 - February 2009
Wachovia Securities 2005 - 2009
Greenbrier & Russel January 1998 - January 2003
Greenbrier & Russel January 1997 - December 1997
Greenbrier & Russel February 1992 - January 1997
Entergy Corporation` September 1985 - October 1991
Education
Purdue University 1981 — 1985
B. S., Computer Information Technology
Ester Wood's Wachovia Securities Experience January 2000 - January 2004
Job Brokerage Professional
Industry Financial Services
Experience
Stifel Nicolaus November 2010 - Present
Western Arkansas Ballet August 2010 - January 2011
Boys & Girls Club of the Capital City June 2009 - September 2010
Tropical Smoothie Cafe October 2005 - December 2008
Wachovia Securities January 2000 - January 2004
Stifel, Nicolaus & Co, Inc January 1997 - January 2000
Eddie Bauer January 1995 - January 1997
Arkansas Children's Hospital Child Enrichment Center, Child Care January 1994 - January 1995
Dillards Department Store January 1989 - January 1994
Crain Industries, Inc May 1986 - August 1988
Skills
Leadership, Training, Management, Fundraising, Budgets, Process Improvement, Team Building, Analysis, Strategic Planning, Performance Management, Sales, Coaching, Time Management, Customer Service
Education
University of Arkansas
B.A, Psychology, Minor in Business
Oklahoma City University 1986 — 1988
Dance
Stifel Nicolaus November 2010 - Present
Western Arkansas Ballet August 2010 - January 2011
Boys & Girls Club of the Capital City June 2009 - September 2010
Tropical Smoothie Cafe October 2005 - December 2008
Wachovia Securities January 2000 - January 2004
Stifel, Nicolaus & Co, Inc January 1997 - January 2000
Eddie Bauer January 1995 - January 1997
Arkansas Children's Hospital Child Enrichment Center, Child Care January 1994 - January 1995
Dillards Department Store January 1989 - January 1994
Crain Industries, Inc May 1986 - August 1988
Skills
Leadership, Training, Management, Fundraising, Budgets, Process Improvement, Team Building, Analysis, Strategic Planning, Performance Management, Sales, Coaching, Time Management, Customer Service
Education
University of Arkansas
B.A, Psychology, Minor in Business
Oklahoma City University 1986 — 1988
Dance
Jennifer Shih's Wachovia Securities Experience March 2004 - April 2005
Job Manager, Global Supply Manager Manufacturing Design at Apple
Industry Computer Hardware
Experience
Apple January 2014 - Present
Apple June 2009 - December 2013
Apple June 2008 - September 2008
City of Hope May 2006 - August 2007
Wachovia Securities March 2004 - April 2005
Skills
Supplier Negotiations, Financial Analysis, Budget Management, Fluent in Mandarin..., Cross-functional Team..., Competitive Analysis, Strategy, Strategic Planning, Product Management, Business Strategy, Process Improvement, Mergers, Forecasting, Program Management, Product Development, Financial Modeling, Project Management, Finance, Non-profits, Healthcare, Manufacturing
Education
The University of Chicago - Booth School of Business 2007 — 2009
MBA, Entrepreneurship, Finance, Strategy
Northwestern University 2002 — 2002
MS, Journalism
Northwestern University 1998 — 2001
BS, Journalism
Apple January 2014 - Present
Apple June 2009 - December 2013
Apple June 2008 - September 2008
City of Hope May 2006 - August 2007
Wachovia Securities March 2004 - April 2005
Skills
Supplier Negotiations, Financial Analysis, Budget Management, Fluent in Mandarin..., Cross-functional Team..., Competitive Analysis, Strategy, Strategic Planning, Product Management, Business Strategy, Process Improvement, Mergers, Forecasting, Program Management, Product Development, Financial Modeling, Project Management, Finance, Non-profits, Healthcare, Manufacturing
Education
The University of Chicago - Booth School of Business 2007 — 2009
MBA, Entrepreneurship, Finance, Strategy
Northwestern University 2002 — 2002
MS, Journalism
Northwestern University 1998 — 2001
BS, Journalism
Amy Phillipson's Wachovia Securities Experience June 2004 - April 2006
Job Customer Service Agent at FedEx
Industry Package/Freight Delivery
Experience
FedEx April 2011 - Present
U.S Census April 2010 - July 2010
Merrill Lynch Pierce Fenner and Smith August 2006 - January 2009
Veritude-Fidelity Investments July 2006 - August 2006
Wachovia Securities June 2004 - April 2006
State Street February 2003 - June 2004
Deutsche Bank November 1999 - February 2003
Citibank October 1980 - November 1999
Citibank October 1980 - November 1999
Citbank NA Capital Markets October 1980 - November 1999
Skills
Fixed Income, Bloomberg, Securities, Settlement, Portfolio Management, Back Office, FX Options, Asset Managment, Derivatives, Equities, Hedge Funds, Trading, MBS, Banking, Finance, Account Reconciliation, Funding, Financial Risk, Financial Services, Capital Markets, Investment Banking, Management, Credit, Treasury, Accounting, Investments, Training, Risk Management, Financial Markets, Mutual Funds, Collateral Management, Leadership, Time Management, Corporate Finance, Strategic Financial..., Business Analysis, Options, Wealth Management, Financial Analysis, Financial Modeling, Budgets, Client Services, Foreign Exchange, Series 7
Education
Pace University
Business Administration
ps 306
FedEx April 2011 - Present
U.S Census April 2010 - July 2010
Merrill Lynch Pierce Fenner and Smith August 2006 - January 2009
Veritude-Fidelity Investments July 2006 - August 2006
Wachovia Securities June 2004 - April 2006
State Street February 2003 - June 2004
Deutsche Bank November 1999 - February 2003
Citibank October 1980 - November 1999
Citibank October 1980 - November 1999
Citbank NA Capital Markets October 1980 - November 1999
Skills
Fixed Income, Bloomberg, Securities, Settlement, Portfolio Management, Back Office, FX Options, Asset Managment, Derivatives, Equities, Hedge Funds, Trading, MBS, Banking, Finance, Account Reconciliation, Funding, Financial Risk, Financial Services, Capital Markets, Investment Banking, Management, Credit, Treasury, Accounting, Investments, Training, Risk Management, Financial Markets, Mutual Funds, Collateral Management, Leadership, Time Management, Corporate Finance, Strategic Financial..., Business Analysis, Options, Wealth Management, Financial Analysis, Financial Modeling, Budgets, Client Services, Foreign Exchange, Series 7
Education
Pace University
Business Administration
ps 306
Eric Humphreys's Wachovia Securities Experience 2007 - 2008
Job Director of Marketing at Avon Studio Transportation
Industry Transportation/Trucking/Railroad
Experience
Climate Controlled Vaults January 2013 - Present
Avon Rent a Car Truck Van December 2010 - Present
Express My Way March 2010 - June 2011
U.S. Securities and Exchange Commission June 2009 - April 2010
Wachovia Securities 2007 - 2008
ING Financial Partners 2005 - 2007
CompUSA January 2001 - January 2003
Skills
Customer Service, Sales
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2008 — 2009
MBA, Finance
Upper Iowa University 2004 — 2007
Bachelors degree, Finance
Stoneridge College Preparatory
Climate Controlled Vaults January 2013 - Present
Avon Rent a Car Truck Van December 2010 - Present
Express My Way March 2010 - June 2011
U.S. Securities and Exchange Commission June 2009 - April 2010
Wachovia Securities 2007 - 2008
ING Financial Partners 2005 - 2007
CompUSA January 2001 - January 2003
Skills
Customer Service, Sales
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2008 — 2009
MBA, Finance
Upper Iowa University 2004 — 2007
Bachelors degree, Finance
Stoneridge College Preparatory
Quan Zhao's Wachovia Securities Experience November 2002 - July 2006
Job Director at Citigroup
Industry Capital Markets
Experience
Citigroup July 2006 - Present
Wachovia Securities November 2002 - July 2006
Royal Bank of Canada February 2000 - November 2002
Citi University of Hong Kong July 1995 - July 1999
Education
University of Illinois at Urbana-Champaign - College of Business 1993 — 1995
M.Sc., Finance
University of Illinois at Urbana-Champaign 1991 — 1995
Ph.D., Statistics
Peking University 1984 — 1987
M.Sc., Probability and Statistics
Citigroup July 2006 - Present
Wachovia Securities November 2002 - July 2006
Royal Bank of Canada February 2000 - November 2002
Citi University of Hong Kong July 1995 - July 1999
Education
University of Illinois at Urbana-Champaign - College of Business 1993 — 1995
M.Sc., Finance
University of Illinois at Urbana-Champaign 1991 — 1995
Ph.D., Statistics
Peking University 1984 — 1987
M.Sc., Probability and Statistics
Greg Altheide's Wachovia Securities Experience July 2004 - September 2005
Job Managing Account Executive at Fiserv
Industry Accounting
Experience
Fiserv 2012 - Present
ATI Enterprises 2009 - October 2012
Wachovia Securities July 2004 - September 2005
Hayes Truck Group January 1996 - April 2004
Hayes Leasing Company January 1996 - January 1998
Capital Investment Managers Inc January 1992 - January 1996
Bank of Ysleta January 1989 - January 1992
Texas National Bank January 1984 - January 1989
Skills
Managerial Finance, Financial Reporting, Financial Statements, Mergers & Acquisitions, Accounting, Accounts Payable, Internal Controls, Corporate Finance, Auditing, Finance, General Ledger, Management, Cash Flow, Strategic Planning, Payroll, Financial Accounting, Accounts Receivable, Insurance, Fixed Assets, Microsoft Excel
Education
Pacific University 1982 — 1983
Bachelors, Accounting and Finance
Fiserv 2012 - Present
ATI Enterprises 2009 - October 2012
Wachovia Securities July 2004 - September 2005
Hayes Truck Group January 1996 - April 2004
Hayes Leasing Company January 1996 - January 1998
Capital Investment Managers Inc January 1992 - January 1996
Bank of Ysleta January 1989 - January 1992
Texas National Bank January 1984 - January 1989
Skills
Managerial Finance, Financial Reporting, Financial Statements, Mergers & Acquisitions, Accounting, Accounts Payable, Internal Controls, Corporate Finance, Auditing, Finance, General Ledger, Management, Cash Flow, Strategic Planning, Payroll, Financial Accounting, Accounts Receivable, Insurance, Fixed Assets, Microsoft Excel
Education
Pacific University 1982 — 1983
Bachelors, Accounting and Finance
Erik Turon's Wachovia Securities Experience May 2006 - July 2006
Job Asset Manager at Takeda Boston
Industry Pharmaceuticals
Experience
Takeda Boston June 2012 - Present
Staples April 2010 - June 2012
Citi Hedge Fund Services North America July 2008 - June 2009
Wachovia Securities May 2006 - July 2006
Education
Penn State University 2004 — 2008
BS, Finance
Takeda Boston June 2012 - Present
Staples April 2010 - June 2012
Citi Hedge Fund Services North America July 2008 - June 2009
Wachovia Securities May 2006 - July 2006
Education
Penn State University 2004 — 2008
BS, Finance
Suzette Navratik's Wachovia Securities Experience June 2006 - April 2008
Job Registered Sales AssistantAegis Capital Corp
Industry Financial Services
Experience
Aegis Capital Corp March 2015 - Present
Bloomingdale's October 2010 - Present
Oppenheimer & Co. Inc. July 2013 - March 2015
The Legend Group January 2011 - June 2011
FSC Securities/ Financial Investment Network July 2010 - December 2010
Kiley Partners September 2009 - April 2010
Morgan Stanley April 2008 - June 2009
Wachovia Securities June 2006 - April 2008
Johncke's International June 2004 - June 2006
SunTrust Bank July 2003 - May 2004
Skills
Securities, Relationship Management, Investments, Wealth Management..., Microsoft Office,..., Asset Allocation, Marketing, Management, Leadership, Client Development, CRM, Portfolio Management, Event Planning, Strategic Planning
Education
Palm Beach State College 2011 — 2013
Bachelor of Applied Science (B.A.Sc.), Supervision and Management, 3.3
Palm Beach Community College 1993 — 1998
Associate of Arts (A.A.), Business Administration, Management and Operations, 3.4
Colegio Internacional de Carabobo
High School
Dale Carnegie
Public Speaking
Rosarian Academy
High School Diploma, High School
Aegis Capital Corp March 2015 - Present
Bloomingdale's October 2010 - Present
Oppenheimer & Co. Inc. July 2013 - March 2015
The Legend Group January 2011 - June 2011
FSC Securities/ Financial Investment Network July 2010 - December 2010
Kiley Partners September 2009 - April 2010
Morgan Stanley April 2008 - June 2009
Wachovia Securities June 2006 - April 2008
Johncke's International June 2004 - June 2006
SunTrust Bank July 2003 - May 2004
Skills
Securities, Relationship Management, Investments, Wealth Management..., Microsoft Office,..., Asset Allocation, Marketing, Management, Leadership, Client Development, CRM, Portfolio Management, Event Planning, Strategic Planning
Education
Palm Beach State College 2011 — 2013
Bachelor of Applied Science (B.A.Sc.), Supervision and Management, 3.3
Palm Beach Community College 1993 — 1998
Associate of Arts (A.A.), Business Administration, Management and Operations, 3.4
Colegio Internacional de Carabobo
High School
Dale Carnegie
Public Speaking
Rosarian Academy
High School Diploma, High School
Joe Valente's Wachovia Securities Experience March 2004 - July 2007
Job Business Process Manager Reporting and Analytics at Macy's
Industry Retail
Experience
Macy's October 2014 - Present
Macy's June 2013 - September 2014
Macy's Department Stores January 2011 - June 2013
NEXA Capital Partners LLC August 2009 - December 2010
Self Employed July 2007 - October 2009
Wachovia Securities March 2004 - July 2007
Wachovia Securities February 2003 - March 2004
Banana Republic October 2001 - February 2003
Wachovia Securities April 2000 - September 2001
Grice Financial Group September 1998 - April 2000
Skills
Microsoft-Certified:..., Executive Reporting, Analytics, Forecasting, Retail, PowerPoint, Access, Aviation, Mortgage Servicing, Investments, Program Management, Management, Finance, Project Planning
Education
Queens University of Charlotte 1995 — 1999
BA, Finance, Management, Marketing
Macy's October 2014 - Present
Macy's June 2013 - September 2014
Macy's Department Stores January 2011 - June 2013
NEXA Capital Partners LLC August 2009 - December 2010
Self Employed July 2007 - October 2009
Wachovia Securities March 2004 - July 2007
Wachovia Securities February 2003 - March 2004
Banana Republic October 2001 - February 2003
Wachovia Securities April 2000 - September 2001
Grice Financial Group September 1998 - April 2000
Skills
Microsoft-Certified:..., Executive Reporting, Analytics, Forecasting, Retail, PowerPoint, Access, Aviation, Mortgage Servicing, Investments, Program Management, Management, Finance, Project Planning
Education
Queens University of Charlotte 1995 — 1999
BA, Finance, Management, Marketing
Brian Kirk's Wachovia Securities Experience June 2007 - October 2009
Job Strategy and M&A at SunEdison
Industry Renewables & Environment
Experience
SunEdison May 2015 - Present
Atlantic Power Corporation April 2014 - May 2015
Atlantic Power Corporation March 2011 - April 2014
First Wind October 2009 - March 2011
Wachovia Securities June 2007 - October 2009
Skills
Project Finance, Financial Structuring, Mergers & Acquisitions, Financial Modeling, Valuation, Corporate Finance, Strategic Planning, Structured Finance, Due Diligence, Restructuring, Corporate Development, Renewable Energy, Power Generation, Commodity, Investment Banking, Financial Analysis, Capital Markets, Investments, Contract Negotiation, Asset Management, Finance
Education
Princeton University
SunEdison May 2015 - Present
Atlantic Power Corporation April 2014 - May 2015
Atlantic Power Corporation March 2011 - April 2014
First Wind October 2009 - March 2011
Wachovia Securities June 2007 - October 2009
Skills
Project Finance, Financial Structuring, Mergers & Acquisitions, Financial Modeling, Valuation, Corporate Finance, Strategic Planning, Structured Finance, Due Diligence, Restructuring, Corporate Development, Renewable Energy, Power Generation, Commodity, Investment Banking, Financial Analysis, Capital Markets, Investments, Contract Negotiation, Asset Management, Finance
Education
Princeton University
Jon D. Brausch's Wachovia Securities Experience September 2000 - February 2009
Job Investment Advisor at Robert W. Baird & Company
Industry Investment Management
Experience
Robert W. Baird & Company March 2009 - Present
Wachovia Securities September 2000 - February 2009
McDonald & Co. August 1989 - August 2000
Skills
Investment Advisory, Portfolio Management, Portfolio Assessment, Investment Strategies, Portfolio Optimization, Equity Valuation, Private Equity, Asset Management, Investment Management, Financial Services, Investments, Finance, Financial Advisory, Securities, Alternative Investments
Education
The Ohio State University
Bachelor of Science, Business Administration/Finance
Northwestern Michigan College
Robert W. Baird & Company March 2009 - Present
Wachovia Securities September 2000 - February 2009
McDonald & Co. August 1989 - August 2000
Skills
Investment Advisory, Portfolio Management, Portfolio Assessment, Investment Strategies, Portfolio Optimization, Equity Valuation, Private Equity, Asset Management, Investment Management, Financial Services, Investments, Finance, Financial Advisory, Securities, Alternative Investments
Education
The Ohio State University
Bachelor of Science, Business Administration/Finance
Northwestern Michigan College
Janet Fannings Gray, PMP's Wachovia Securities Experience 2005 - 2009
Job
Industry Financial Services
Experience
Capco North America June 2014 - Present
JMG Consulting 2009 - 2014
Wachovia Securities 2005 - 2009
Northern Trust 1999 - 2005
Skills
Project Management, PMP, SDLC, IT Project & Program..., Business Process..., Business Process..., Business Analysis, Regulatory Requirements, Requirements Gathering, UAT, JAD, Information Technology, Operations Management, Leadership, Risk Management, Operating Budgets, Oracle, ERP Implementations, Financial Reporting, Workflow, Contract Negotiation, MS Project, GUI, Java, .NET, Agile Project Management
Education
Ohio University
Bachelor of Business Administration (BBA), Management and Accounting
Capco North America June 2014 - Present
JMG Consulting 2009 - 2014
Wachovia Securities 2005 - 2009
Northern Trust 1999 - 2005
Skills
Project Management, PMP, SDLC, IT Project & Program..., Business Process..., Business Process..., Business Analysis, Regulatory Requirements, Requirements Gathering, UAT, JAD, Information Technology, Operations Management, Leadership, Risk Management, Operating Budgets, Oracle, ERP Implementations, Financial Reporting, Workflow, Contract Negotiation, MS Project, GUI, Java, .NET, Agile Project Management
Education
Ohio University
Bachelor of Business Administration (BBA), Management and Accounting
Jonathan E. Farber's Wachovia Securities Experience September 2002 - May 2006
Job Principal at Passive Capital Management, LLC
Industry Investment Management
Experience
Passive Capital Management, LLC PrincipalPassive Capital Management, LLCApril 2007 - Present
Wachovia Securities September 2002 - May 2006
DEUTSCHE BANC ALEX. BROWN 1989 - 2002
Alex Brown & Sons 1988 - 2002
Skills
Investments, Asset Management, Investment Management, Equities, Portfolio Management, Equity Research, Series 7, Hedge Funds, Asset Managment, Alternative Investments, FINRA, Valuation, Private Equity, Capital Markets, Securities, Asset Allocation, Investment Advisory, Investment Strategies, Mutual Funds, Private Placements, Fixed Income, Investor Relations, Series 63, Equity Trading, Institutional...
Education
Oregon State University 1975 — 1979
Fisheries and Wildlife Mangement/Journalism BS, Journalism / Fisheries and Wildlife Science
gilman school 1965 — 1975
Passive Capital Management, LLC PrincipalPassive Capital Management, LLCApril 2007 - Present
Wachovia Securities September 2002 - May 2006
DEUTSCHE BANC ALEX. BROWN 1989 - 2002
Alex Brown & Sons 1988 - 2002
Skills
Investments, Asset Management, Investment Management, Equities, Portfolio Management, Equity Research, Series 7, Hedge Funds, Asset Managment, Alternative Investments, FINRA, Valuation, Private Equity, Capital Markets, Securities, Asset Allocation, Investment Advisory, Investment Strategies, Mutual Funds, Private Placements, Fixed Income, Investor Relations, Series 63, Equity Trading, Institutional...
Education
Oregon State University 1975 — 1979
Fisheries and Wildlife Mangement/Journalism BS, Journalism / Fisheries and Wildlife Science
gilman school 1965 — 1975
Eric Coldwell's Wachovia Securities Experience May 1995 - January 2000
Job Managing Director at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. March 2003 - Present
Prudential Securities January 2000 - February 2003
Wachovia Securities May 1995 - January 2000
Skills
Fundamental Analysis, Healthcare, Equity Research, Competitive Analysis, Management, Private Equity, Healthcare Information..., Venture Capital, Hedge Funds, Mergers & Acquisitions, Securities, Business Development, Corporate Finance, Financial Modeling, Equities, Capital Markets, Investment Banking, Due Diligence, Investments, Series 7
Education
Queens University of Charlotte 1996 — 2000
MBA, Finance
Wake Forest University 1990 — 1994
BA, Political Science
Brunswick High School 1986 — 1990
Robert W. Baird & Co. March 2003 - Present
Prudential Securities January 2000 - February 2003
Wachovia Securities May 1995 - January 2000
Skills
Fundamental Analysis, Healthcare, Equity Research, Competitive Analysis, Management, Private Equity, Healthcare Information..., Venture Capital, Hedge Funds, Mergers & Acquisitions, Securities, Business Development, Corporate Finance, Financial Modeling, Equities, Capital Markets, Investment Banking, Due Diligence, Investments, Series 7
Education
Queens University of Charlotte 1996 — 2000
MBA, Finance
Wake Forest University 1990 — 1994
BA, Political Science
Brunswick High School 1986 — 1990
Strauder Robert's Wachovia Securities Experience July 2006 - August 2007
Job Licensed Personal Banker at JP Morgan Chase
Industry Financial Services
Experience
JP Morgan Chase July 2009 - Present
Washington Mutal August 2007 - July 2009
Wachovia Securities July 2006 - August 2007
J.P. Morgan Chase & Co December 2003 - July 2006
Chicago Park District, Chicago, Illinois May 1989 - December 2003
Chicago Housing Authority, North Central Scattered Sites October 2002 - August 2003
Education
Northeastern University 1999 — 2002
Bachelor, Psychology, Human Resource Development
JP Morgan Chase July 2009 - Present
Washington Mutal August 2007 - July 2009
Wachovia Securities July 2006 - August 2007
J.P. Morgan Chase & Co December 2003 - July 2006
Chicago Park District, Chicago, Illinois May 1989 - December 2003
Chicago Housing Authority, North Central Scattered Sites October 2002 - August 2003
Education
Northeastern University 1999 — 2002
Bachelor, Psychology, Human Resource Development
Savan Patel's Wachovia Securities Experience July 2006 - June 2008
Job Principal at Rio Vista Capital
Industry
Experience
Rio Vista Capital LLC 2009 - Present
JER Partners 2008 - 2009
Wachovia Securities July 2006 - June 2008
Education
Northwestern University 2002 — 2006
Bachelor's degree, Mathematics, Economics
London School of Economics and Political Science 2004 — 2005
General Course
Rio Vista Capital LLC 2009 - Present
JER Partners 2008 - 2009
Wachovia Securities July 2006 - June 2008
Education
Northwestern University 2002 — 2006
Bachelor's degree, Mathematics, Economics
London School of Economics and Political Science 2004 — 2005
General Course
Kellie Host's Wachovia Securities Experience January 1994 - December 1999
Job Accounting Manager
Industry Information Technology and Services
Experience
H&H Wholesale December 1999 - April 2012
Wachovia Securities January 1994 - December 1999
Education
Purdue University 1989 — 1993
Bachelor of Science, Business Management
H&H Wholesale December 1999 - April 2012
Wachovia Securities January 1994 - December 1999
Education
Purdue University 1989 — 1993
Bachelor of Science, Business Management
Erwin Remigio's Wachovia Securities Experience January 1998 - September 2003
Job Registered Nurse at Cross Country TravCorps
Industry Hospital & Health Care
Experience
Cross Country TravCorps February 2014 - Present
Carolinas Healthcare System March 2007 - Present
LPL Financial / UVEST Financial Services September 2003 - September 2006
Wachovia Securities January 1998 - September 2003
Walt Disney World August 1994 - January 1995
Walt Disney World January 1994 - July 1994
Skills
Customer Service, Research, Communication Skills, Health Education, Microsoft Word, PowerPoint, Type 70 to 80..., French
Education
University of North Carolina at Charlotte 2012 — 2013
Bachelor's Degree, Nursing, 4.0 GPA
Queens University of Charlotte 2004 — 2006
Associate's degree, Nursing, 3.0
University of South Carolina at Columbia 1990 — 1996
Bachelor of Arts (B.A.), Linguistics, 3.0
Cross Country TravCorps February 2014 - Present
Carolinas Healthcare System March 2007 - Present
LPL Financial / UVEST Financial Services September 2003 - September 2006
Wachovia Securities January 1998 - September 2003
Walt Disney World August 1994 - January 1995
Walt Disney World January 1994 - July 1994
Skills
Customer Service, Research, Communication Skills, Health Education, Microsoft Word, PowerPoint, Type 70 to 80..., French
Education
University of North Carolina at Charlotte 2012 — 2013
Bachelor's Degree, Nursing, 4.0 GPA
Queens University of Charlotte 2004 — 2006
Associate's degree, Nursing, 3.0
University of South Carolina at Columbia 1990 — 1996
Bachelor of Arts (B.A.), Linguistics, 3.0
Matt Poprik's Wachovia Securities Experience September 2000 - December 2003
Job CME Group
Industry Financial Services
Experience
CME Group September 2013 - Present
ICAP January 2006 - September 2013
Credittrade December 2003 - January 2006
Wachovia securities September 2000 - December 2003
Salomon Smith Barney January 1997 - September 2000
Skills
Trading, Fixed Income, Credit Derivatives, Finance, Structured Products, Series 7, Options, Financial Markets, Investments, Relationship Management, Business Development
Education
Penn State University 1992 — 1996
Bachelor of Science (BS), Business Logistics
CME Group September 2013 - Present
ICAP January 2006 - September 2013
Credittrade December 2003 - January 2006
Wachovia securities September 2000 - December 2003
Salomon Smith Barney January 1997 - September 2000
Skills
Trading, Fixed Income, Credit Derivatives, Finance, Structured Products, Series 7, Options, Financial Markets, Investments, Relationship Management, Business Development
Education
Penn State University 1992 — 1996
Bachelor of Science (BS), Business Logistics
Aaron Ever's Wachovia Securities Experience January 2007 - January 2009
Job Tax Accountant, Ever and Company, P.A.
Industry Accounting
Experience
Ever and Company, P.A. June 2015 - Present
Marcum LLP 2014 - 2015
Bank of America January 2009 - October 2013
Wachovia Securities January 2007 - January 2009
ABN Amro January 2003 - January 2006
Skills
Loans, Mortgage Lending, Credit, Finance, Financial Analysis, Portfolio Management, Auditing, Commercial Banking, Banking, Risk Management, Credit Risk, Financial Modeling, Underwriting, Commercial Lending, Credit Analysis, Management, Accounting, Sales, Tax
Education
University of Miami 1996 — 2000
Bachelor’s in Business Administration, Marketing
Nova Southeastern University 2012 — 2014
Master of Taxation
Nova Southeastern University 2010 — 2012
Bachelor of Science, Accounting
Pine Crest School 1982 — 1996
Ever and Company, P.A. June 2015 - Present
Marcum LLP 2014 - 2015
Bank of America January 2009 - October 2013
Wachovia Securities January 2007 - January 2009
ABN Amro January 2003 - January 2006
Skills
Loans, Mortgage Lending, Credit, Finance, Financial Analysis, Portfolio Management, Auditing, Commercial Banking, Banking, Risk Management, Credit Risk, Financial Modeling, Underwriting, Commercial Lending, Credit Analysis, Management, Accounting, Sales, Tax
Education
University of Miami 1996 — 2000
Bachelor’s in Business Administration, Marketing
Nova Southeastern University 2012 — 2014
Master of Taxation
Nova Southeastern University 2010 — 2012
Bachelor of Science, Accounting
Pine Crest School 1982 — 1996
Doreen Anderson's Wachovia Securities Experience October 2005 - May 2007
Job Senior Financial Analyst at Seeking New Opportunity
Industry Financial Services
Experience
Seeking New Opportunity December 2013 - Present
First Data Corporation June 2008 - December 2013
Wachovia Securities October 2005 - May 2007
American Express Financial Advisors May 2002 - June 2004
Bear Stearns & Co February 1996 - March 2001
New York State Urban Development Corporation May 1989 - January 1996
Skills
Financial Analysis, Finance, Risk Assessment, Credit Risk, Forecasting, Budget Process, Key Performance..., Nonprofits, Writing, Moody's Risk Analyst..., Public Speaking, Financial Advisory, Series 7, Series 63, Microsoft Excel, Microsoft PowerPoint, Microsoft Word, Microsoft Outlook, Reporting & Analysis, Bloomberg, Classroom, Lecturing, Tutoring, University Teaching
Education
Pace University - Lubin School of Business
Master's Degree, Finance, General
Seeking New Opportunity December 2013 - Present
First Data Corporation June 2008 - December 2013
Wachovia Securities October 2005 - May 2007
American Express Financial Advisors May 2002 - June 2004
Bear Stearns & Co February 1996 - March 2001
New York State Urban Development Corporation May 1989 - January 1996
Skills
Financial Analysis, Finance, Risk Assessment, Credit Risk, Forecasting, Budget Process, Key Performance..., Nonprofits, Writing, Moody's Risk Analyst..., Public Speaking, Financial Advisory, Series 7, Series 63, Microsoft Excel, Microsoft PowerPoint, Microsoft Word, Microsoft Outlook, Reporting & Analysis, Bloomberg, Classroom, Lecturing, Tutoring, University Teaching
Education
Pace University - Lubin School of Business
Master's Degree, Finance, General
John Jenkins III's Wachovia Securities Experience October 2006 - April 2007
Job Master Data Coordinator at WestRock
Industry Packaging and Containers
Experience
WestRock Company April 2013 - Present
MeadWestvaco (MWV) February 2011 - August 2012
MeadWestvaco (MWV) April 2007 - July 2010
Wachovia Securities October 2006 - April 2007
SunCom Wireless February 2004 - August 2006
SunCom Wireless August 2002 - February 2004
Skills
SAP ERP, Microsoft Word, Microsoft Excel, Access, PowerPoint, Winshuttle, Trello, IT Service Management, Inventory Management, SAP
Education
Virginia State University 1991 — 1994
Bachelor of Science (BS), Economics
Old Dominion University 1987 — 1990
N/A, Economics
WestRock Company April 2013 - Present
MeadWestvaco (MWV) February 2011 - August 2012
MeadWestvaco (MWV) April 2007 - July 2010
Wachovia Securities October 2006 - April 2007
SunCom Wireless February 2004 - August 2006
SunCom Wireless August 2002 - February 2004
Skills
SAP ERP, Microsoft Word, Microsoft Excel, Access, PowerPoint, Winshuttle, Trello, IT Service Management, Inventory Management, SAP
Education
Virginia State University 1991 — 1994
Bachelor of Science (BS), Economics
Old Dominion University 1987 — 1990
N/A, Economics
Merrill Lynch
Fifth Third Bank
Regions Financial Corporation
Washington Mutual
BBVA Compass
TCF Bank
Regions Bank
washington mutual bank