Wachovia Securities
Industry: Banking company
DescriptionWachovia Securities was the trade name of Wachovia's retail brokerage and institutional capital markets and investment banking subsidiaries. Headquarters: St. Louis, Missouri, United States Founded: 2001 Ceased operations: 2009 Parent organizations: Wells Fargo, Wachovia Successors: Wells Fargo Advisors, Wells Fargo
Wachovia Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Wachovia Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Wachovia Securities Salaries. You can even request information on how much does Wachovia Securities pay if you want to. Learn about salaries, pros and cons of working for Wachovia Securities directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
2,167 Wachovia Securities employees in database. Find out everything there's to know about Wachovia Securities employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Wachovia Securities Employees
Employee
Years
Job
Industry
Teresa Steele Teresa Steele's Wachovia Securities Experience September 2007 - March 2008
Job Charles River SME Consultant at Confidential
Industry Financial Services
Experience
Deutsche Bank May 2015 - August 2015
Wells Fargo June 2014 - February 2015
Franklin Templeton Investments March 2013 - November 2013
Schroders October 2012 - November 2012
Robeco May 2012 - August 2012
JP Morgan May 2011 - April 2012
Wachovia Securities September 2007 - March 2008
Linsco Private Ledger July 2007 - September 2007
RICE HALL JAMES March 2007 - July 2007
Metlife September 2005 - June 2006
Skills
Auditing, Fixed Income, Equities, Risk Management, Compliance, Charles River, Financial Services, Mutual Funds, Investments, Quality Assurance, Trading, Charles River IMS, Portfolio Management, Securities, Capital Markets, Asset Management, Hedge Funds, Financial Risk, Alternative Investments, Trading Systems, AML, Corporate Actions, Investment Management, Investment Banking, Market Data, Financial Markets, Bonds
Education
Boston College - Wallace E. Carroll Graduate School of Management 2001 — 2003
MBA, Technology & International Management
Lomonosov Moscow State University (MSU) 1998 — 1999
BA, International Relations
University of Massachusetts Boston 1995 — 1999
BA, Russian Studies/International Relations
Deutsche Bank May 2015 - August 2015
Wells Fargo June 2014 - February 2015
Franklin Templeton Investments March 2013 - November 2013
Schroders October 2012 - November 2012
Robeco May 2012 - August 2012
JP Morgan May 2011 - April 2012
Wachovia Securities September 2007 - March 2008
Linsco Private Ledger July 2007 - September 2007
RICE HALL JAMES March 2007 - July 2007
Metlife September 2005 - June 2006
Skills
Auditing, Fixed Income, Equities, Risk Management, Compliance, Charles River, Financial Services, Mutual Funds, Investments, Quality Assurance, Trading, Charles River IMS, Portfolio Management, Securities, Capital Markets, Asset Management, Hedge Funds, Financial Risk, Alternative Investments, Trading Systems, AML, Corporate Actions, Investment Management, Investment Banking, Market Data, Financial Markets, Bonds
Education
Boston College - Wallace E. Carroll Graduate School of Management 2001 — 2003
MBA, Technology & International Management
Lomonosov Moscow State University (MSU) 1998 — 1999
BA, International Relations
University of Massachusetts Boston 1995 — 1999
BA, Russian Studies/International Relations
Chris Aruffo Chris Aruffo's Wachovia Securities Experience 2000 - 2003
Job
Industry Research
Experience
Acoustic Learning Inc. May 2003 - Present
Wachovia Securities 2000 - 2003
Spelling Television/Warner Bros 1995 - 1999
Tiggeriffic Productions, Inc. 1994 - 1995
New England Medical Center 1994 - 1995
Skills
Acting, Public Speaking, Microsoft Office, Teaching, Nonprofits, Performing Arts, Creative Writing, Entertainment, Social Media, Editing
Education
McMaster University 2009 — 2013
Doctor of Philosophy (Ph.D.), Psycholinguistics
McMaster University 2007 — 2009
Master of Science (M.Sc.), Cognitive Psychology
University of Florida 2003 — 2006
Master of Fine Arts (M.F.A.), Acting Performance
University of California, Irvine 1998 — 2000
Master of Business Administration (M.B.A.), Business Administration and Management, General
Boston University 1991 — 1994
Bachelor of Science (B.S.), Television and Film
Bowling Green State University 1990 — 1991
Illinois Mathematics and Science Academy 1986 — 1989
Acoustic Learning Inc. May 2003 - Present
Wachovia Securities 2000 - 2003
Spelling Television/Warner Bros 1995 - 1999
Tiggeriffic Productions, Inc. 1994 - 1995
New England Medical Center 1994 - 1995
Skills
Acting, Public Speaking, Microsoft Office, Teaching, Nonprofits, Performing Arts, Creative Writing, Entertainment, Social Media, Editing
Education
McMaster University 2009 — 2013
Doctor of Philosophy (Ph.D.), Psycholinguistics
McMaster University 2007 — 2009
Master of Science (M.Sc.), Cognitive Psychology
University of Florida 2003 — 2006
Master of Fine Arts (M.F.A.), Acting Performance
University of California, Irvine 1998 — 2000
Master of Business Administration (M.B.A.), Business Administration and Management, General
Boston University 1991 — 1994
Bachelor of Science (B.S.), Television and Film
Bowling Green State University 1990 — 1991
Illinois Mathematics and Science Academy 1986 — 1989
Jared Kettler Jared Kettler's Wachovia Securities Experience November 2007 - May 2008
Job Consultant
Industry Financial Services
Experience
Accusource LLC December 2009 - Present
McKinley Capital Management June 2008 - November 2009
Wachovia Securities November 2007 - May 2008
JPMorgan Chase January 2007 - May 2007
Skills
Portfolio Management, Derivatives, Data Analysis, Trading, Securities, Management, Financial Services, Microsoft Excel, Employee Training, Equities, Asset Management, Project Management, Oral & Written..., Financial Analysis, Hedge Funds, Fixed Income, Alternative Investments, Financial Modeling, Finance, Valuation, Bloomberg
Education
Chapman University, The George L. Argyros School of Business and Economics 2010 — 2012
MBA, Finance
University of Alaska 2004 — 2008
B.B.A, Management and Marketing
University of Alaska 2003 — 2008
B.S, Aviation Technology
Accusource LLC December 2009 - Present
McKinley Capital Management June 2008 - November 2009
Wachovia Securities November 2007 - May 2008
JPMorgan Chase January 2007 - May 2007
Skills
Portfolio Management, Derivatives, Data Analysis, Trading, Securities, Management, Financial Services, Microsoft Excel, Employee Training, Equities, Asset Management, Project Management, Oral & Written..., Financial Analysis, Hedge Funds, Fixed Income, Alternative Investments, Financial Modeling, Finance, Valuation, Bloomberg
Education
Chapman University, The George L. Argyros School of Business and Economics 2010 — 2012
MBA, Finance
University of Alaska 2004 — 2008
B.B.A, Management and Marketing
University of Alaska 2003 — 2008
B.S, Aviation Technology
Rob Garcia, CFP®, AIF® Rob Garcia, CFP®, AIF®'s Wachovia Securities Experience August 1997 - February 2003
Job Garcia Wealth Management Group
Industry Financial Services
Experience
Garcia Wealth Management Group February 2003 - Present
Wachovia Securities August 1997 - February 2003
Education
California Polytechnic State University-San Luis Obispo 1995 — 1997
Bachelor of Science (B.S.), Business/Finance
Boston University
Certificate in Financial Planning
Center for Fiduciary Studies
Cuesta College
Garcia Wealth Management Group February 2003 - Present
Wachovia Securities August 1997 - February 2003
Education
California Polytechnic State University-San Luis Obispo 1995 — 1997
Bachelor of Science (B.S.), Business/Finance
Boston University
Certificate in Financial Planning
Center for Fiduciary Studies
Cuesta College
Mo Hallaba's Wachovia Securities Experience June 2005 - July 2005
Job Buyside M&A at SMBC
Industry Financial Services
Experience
Sumitomo Mitsui Banking Corporation May 2013 - Present
Banco Santander October 2009 - October 2012
Merrill Lynch July 2007 - December 2008
Merrill Lynch June 2006 - August 2006
Citi July 2005 - August 2005
Wachovia Securities June 2005 - July 2005
Wachovia Wealth Management June 2004 - August 2004
Skills
Valuation, Financial Modeling, Sell Side, Equity Research, Equities, Investment Banking, Bloomberg, Investments, Private Equity, Corporate Finance, Alternative Investments, Finance, Mergers & Acquisitions, Financial Analysis, Banking, Analysis, Risk Management
Education
Boston College 2003 — 2007
BS in Management, Honors, Finance, Corporate Reporting & Analysis
Boston College, Carroll School of Management 2003 — 2007
B.Sc, Management; Finance and Corporate Reporting & Analysis
American School of Warsaw 2001 — 2003
HS
Sumitomo Mitsui Banking Corporation May 2013 - Present
Banco Santander October 2009 - October 2012
Merrill Lynch July 2007 - December 2008
Merrill Lynch June 2006 - August 2006
Citi July 2005 - August 2005
Wachovia Securities June 2005 - July 2005
Wachovia Wealth Management June 2004 - August 2004
Skills
Valuation, Financial Modeling, Sell Side, Equity Research, Equities, Investment Banking, Bloomberg, Investments, Private Equity, Corporate Finance, Alternative Investments, Finance, Mergers & Acquisitions, Financial Analysis, Banking, Analysis, Risk Management
Education
Boston College 2003 — 2007
BS in Management, Honors, Finance, Corporate Reporting & Analysis
Boston College, Carroll School of Management 2003 — 2007
B.Sc, Management; Finance and Corporate Reporting & Analysis
American School of Warsaw 2001 — 2003
HS
Cara Schwertly Cara Schwertly's Wachovia Securities Experience March 2007 - August 2008
Job Managing Partner at Ethos3
Industry Media Production
Experience
Ethos3 October 2006 - Present
Avondale Partners March 2009 - January 2010
Stanford Financial 2008 - 2009
Wachovia Securities March 2007 - August 2008
Skills
Project Management, Financial Analysis, Retirement Planning, Presentation Design, Investments, Storytelling, General Operations, Finance, Presentation Development, Analysis
Education
Central Washington University 2003 — 2005
Finance
Harding University 1998 — 2002
Accounting
Ethos3 October 2006 - Present
Avondale Partners March 2009 - January 2010
Stanford Financial 2008 - 2009
Wachovia Securities March 2007 - August 2008
Skills
Project Management, Financial Analysis, Retirement Planning, Presentation Design, Investments, Storytelling, General Operations, Finance, Presentation Development, Analysis
Education
Central Washington University 2003 — 2005
Finance
Harding University 1998 — 2002
Accounting
Glenn Wangerien Glenn Wangerien's Wachovia Securities Experience June 2007 - October 2008
Job Account Director at Level 3 Communications
Industry Marketing and Advertising
Experience
Level 3 Communications July 2012 - Present
AT&T Interactive September 2009 - July 2012
Wachovia Securities June 2007 - October 2008
Verizon Business December 2004 - February 2006
Global Crossing February 2004 - December 2004
Qwest Communications February 2002 - June 2003
Lucent Technologies January 1999 - January 2001
Skills
Consultative Selling, Solution Selling, Customer Service, Strategic Partnerships, Managed Services, Product Management, Selling, Telecommunications, Mobile Devices, VoIP, Enterprise Software, SaaS, Account Management, Salesforce.com, Sales, Strategy, CRM, Marketing, Wireless, Management, Sales Operations
Education
Monmouth University 1987 — 1990
Marketing
Brookdale Community College 1983 — 1987
Degree Liberal Arts, Business Administration
Brookdale Community College 1983 — 1987
Degree Liberal Arts, Business Administration
Monmouth University
Level 3 Communications July 2012 - Present
AT&T Interactive September 2009 - July 2012
Wachovia Securities June 2007 - October 2008
Verizon Business December 2004 - February 2006
Global Crossing February 2004 - December 2004
Qwest Communications February 2002 - June 2003
Lucent Technologies January 1999 - January 2001
Skills
Consultative Selling, Solution Selling, Customer Service, Strategic Partnerships, Managed Services, Product Management, Selling, Telecommunications, Mobile Devices, VoIP, Enterprise Software, SaaS, Account Management, Salesforce.com, Sales, Strategy, CRM, Marketing, Wireless, Management, Sales Operations
Education
Monmouth University 1987 — 1990
Marketing
Brookdale Community College 1983 — 1987
Degree Liberal Arts, Business Administration
Brookdale Community College 1983 — 1987
Degree Liberal Arts, Business Administration
Monmouth University
Gina O'Callaghan Gina O'Callaghan's Wachovia Securities Experience February 2007 - May 2009
Job Financial Advisor at CUSO Financial Services, L.P.
Industry Financial Services
Experience
CUSO Financial Services, L.P. July 2012 - Present
Wells Fargo Advisors May 2009 - July 2012
Wachovia Securities February 2007 - May 2009
Atlas Securities November 1999 - February 2007
Skills
Investments, Securities, Financial Services, Finance, Insurance, Mutual Funds, Retirement Planning, Wealth Management, FINRA, Series 6, Series 63, Investment Advisory, Series 7, Financial Advisory, Life Insurance, Estate Planning, Retirement Plan..., Series 65, Retirement Income..., Financial Planning, Tax Free Income
Education
California State University-Northridge 1992 — 1994
Bachelor of Arts (B.A.), Liberal Arts and Sciences/Liberal Studies
CUSO Financial Services, L.P. July 2012 - Present
Wells Fargo Advisors May 2009 - July 2012
Wachovia Securities February 2007 - May 2009
Atlas Securities November 1999 - February 2007
Skills
Investments, Securities, Financial Services, Finance, Insurance, Mutual Funds, Retirement Planning, Wealth Management, FINRA, Series 6, Series 63, Investment Advisory, Series 7, Financial Advisory, Life Insurance, Estate Planning, Retirement Plan..., Series 65, Retirement Income..., Financial Planning, Tax Free Income
Education
California State University-Northridge 1992 — 1994
Bachelor of Arts (B.A.), Liberal Arts and Sciences/Liberal Studies
Clark Chaney Clark Chaney's Wachovia Securities Experience April 2008 - September 2008
Job Medical Sales Consultant
Industry Medical Devices
Experience
Megadyne Medical Products December 2012 - Present
Henry Schein October 2011 - January 2013
Dynasplint December 2009 - July 2011
LA VITA BELLA VENETIAN GLASS JEWELRY August 2005 - November 2009
WACHOVIA SECURITIES April 2008 - September 2008
United Security Bank June 2006 - April 2008
UNITED SECURITY BANK ( formerly ICG Financial ) June 2006 - April 2008
ICG Financial June 2006 - December 2007
Skills
Medical Devices, Cold Calling, Orthopedics, Surgeons, Territory, Consultative Selling, Capital Equipment, Account Management, Hospitals, Sales Management
Education
European School of Economics 2006 — 2006
California State University, Fresno 2002 — 2006
B.A., Economics / Business
Megadyne Medical Products December 2012 - Present
Henry Schein October 2011 - January 2013
Dynasplint December 2009 - July 2011
LA VITA BELLA VENETIAN GLASS JEWELRY August 2005 - November 2009
WACHOVIA SECURITIES April 2008 - September 2008
United Security Bank June 2006 - April 2008
UNITED SECURITY BANK ( formerly ICG Financial ) June 2006 - April 2008
ICG Financial June 2006 - December 2007
Skills
Medical Devices, Cold Calling, Orthopedics, Surgeons, Territory, Consultative Selling, Capital Equipment, Account Management, Hospitals, Sales Management
Education
European School of Economics 2006 — 2006
California State University, Fresno 2002 — 2006
B.A., Economics / Business
Aaron Basmajian, CTP Aaron Basmajian, CTP's Wachovia Securities Experience August 2006 - June 2008
Job Global Foreign Currency Hedging Lead at MSA The Safety Company
Industry Financial Services
Experience
MSA - The Safety Company May 2015 - Present
GNC January 2013 - April 2015
Genworth Financial March 2011 - January 2013
Genworth Financial August 2009 - February 2011
Chesapeake Asset Management July 2008 - March 2009
Wachovia Securities August 2006 - June 2008
Wachovia Securities May 2004 - August 2006
Wachovia Securities March 2003 - May 2004
Skills
Certified Treasury..., Daily Reporting, Collateral Management, Risk Analysis, Equities, Derivatives, Options, Trading, Back Office, Middle Office, Bonds, Asset Managment, Portfolio Management, FX Options, Investments, Bloomberg, Asset Management, Finance, Settlement, Treasury, Valuation, Equity Trading, Swaps, Series 7, Series 63, Analysis, Securities, Mutual Funds, Risk Management, Cash Management, Fixed Income, Financial Services, Capital Markets, Hedging, Financial Risk
Education
Carnegie Mellon University - Tepper School of Business 2013 — 2016
MBA Class of 2016
James Madison University 1998 — 2002
BBA, Marketing, minors in Italian and Music
St. Christopher's School
MSA - The Safety Company May 2015 - Present
GNC January 2013 - April 2015
Genworth Financial March 2011 - January 2013
Genworth Financial August 2009 - February 2011
Chesapeake Asset Management July 2008 - March 2009
Wachovia Securities August 2006 - June 2008
Wachovia Securities May 2004 - August 2006
Wachovia Securities March 2003 - May 2004
Skills
Certified Treasury..., Daily Reporting, Collateral Management, Risk Analysis, Equities, Derivatives, Options, Trading, Back Office, Middle Office, Bonds, Asset Managment, Portfolio Management, FX Options, Investments, Bloomberg, Asset Management, Finance, Settlement, Treasury, Valuation, Equity Trading, Swaps, Series 7, Series 63, Analysis, Securities, Mutual Funds, Risk Management, Cash Management, Fixed Income, Financial Services, Capital Markets, Hedging, Financial Risk
Education
Carnegie Mellon University - Tepper School of Business 2013 — 2016
MBA Class of 2016
James Madison University 1998 — 2002
BBA, Marketing, minors in Italian and Music
St. Christopher's School
Jesse Rose Jesse Rose's Wachovia Securities Experience June 2008 - January 2010
Job Investment Banking Associate
Industry Investment Banking
Experience
BMO Capital Markets July 2014 - Present
Wells Fargo January 2010 - May 2014
Wachovia Securities June 2008 - January 2010
Bear Stearns & Co. May 2007 - August 2007
Skills
Corporate Finance, Investment Banking, Business Valuation, Financial Modeling, Alternative Investments, Derivatives, Asset Management, Investment Strategies, Equity Research, Financial Risk, Financial Risk...
Education
Columbia University - Columbia Business School 2012 — 2014
MBA, Finance
Bryant University 2004 — 2008
Bachelor of Science in Business Administration, Finance
Lorenzo De' Medici 2006 — 2006
Study Abroad Program in Florence, Italy
BMO Capital Markets July 2014 - Present
Wells Fargo January 2010 - May 2014
Wachovia Securities June 2008 - January 2010
Bear Stearns & Co. May 2007 - August 2007
Skills
Corporate Finance, Investment Banking, Business Valuation, Financial Modeling, Alternative Investments, Derivatives, Asset Management, Investment Strategies, Equity Research, Financial Risk, Financial Risk...
Education
Columbia University - Columbia Business School 2012 — 2014
MBA, Finance
Bryant University 2004 — 2008
Bachelor of Science in Business Administration, Finance
Lorenzo De' Medici 2006 — 2006
Study Abroad Program in Florence, Italy
Kevin Sean O'Donoghue's Wachovia Securities Experience 2007 - 2008
Job Partner at Helbraun Levey & O'Donoghue LLP
Industry Law Practice
Experience
Helbraun Levey & O'Donoghue LLP January 2010 - Present
Fashion Institute of Technology February 2010 - December 2011
Kevin Sean O'Donoghue, Esq., P.C. January 2010 - January 2011
Gallagher Walker Bianco & Plastaras, Esqs. September 2009 - February 2010
Smith Mazure Director Wilkins Young and Yagerman November 2008 - September 2009
Wachovia Securities 2007 - 2008
New York City Law Department 2006 - 2007
Mid-State Management (LeFrak Organization) 2006 - 2007
Inform Technologies 2005 - 2006
City University of New York 2004 - 2005
Skills
Litigation, Commercial Litigation, Real Estate, Criminal Defense, Administrative Law, Restaurants, Bars, Food Service Industry, Trial Practice, Trial Advocacy, University Teaching, Writing
Education
Saint John's University School of Law 2004 — 2008
Doctor of Law (J.D.), Law
City University of New York City College 2002 — 2003
M.A., Creative Writing
Saint John's University
Bachelor of Science, Journalism
Helbraun Levey & O'Donoghue LLP January 2010 - Present
Fashion Institute of Technology February 2010 - December 2011
Kevin Sean O'Donoghue, Esq., P.C. January 2010 - January 2011
Gallagher Walker Bianco & Plastaras, Esqs. September 2009 - February 2010
Smith Mazure Director Wilkins Young and Yagerman November 2008 - September 2009
Wachovia Securities 2007 - 2008
New York City Law Department 2006 - 2007
Mid-State Management (LeFrak Organization) 2006 - 2007
Inform Technologies 2005 - 2006
City University of New York 2004 - 2005
Skills
Litigation, Commercial Litigation, Real Estate, Criminal Defense, Administrative Law, Restaurants, Bars, Food Service Industry, Trial Practice, Trial Advocacy, University Teaching, Writing
Education
Saint John's University School of Law 2004 — 2008
Doctor of Law (J.D.), Law
City University of New York City College 2002 — 2003
M.A., Creative Writing
Saint John's University
Bachelor of Science, Journalism
John Adie III John Adie III's Wachovia Securities Experience 1997 - 2010
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC Hartford , CT Office 1997 - Present
Wachovia Securities 1997 - 2010
Skills
Retirement Planning, Portfolio Management, 401-k Rollovers, Tax-efficient Strategies, Estate Investment..., Asset Allocation, Concentrated Stock..., Wealth -preservation...
Education
Castleton University
BS, Small Business Management
Wells Fargo Advisors, LLC Hartford , CT Office 1997 - Present
Wachovia Securities 1997 - 2010
Skills
Retirement Planning, Portfolio Management, 401-k Rollovers, Tax-efficient Strategies, Estate Investment..., Asset Allocation, Concentrated Stock..., Wealth -preservation...
Education
Castleton University
BS, Small Business Management
Benjamin Roderick Benjamin Roderick's Wachovia Securities Experience June 2008 - August 2008
Job MBA 2016 Candidate
Industry Higher Education
Experience
PPL Electric Utility May 2015 - August 2015
Myanmar Trade Shop June 2013 - December 2013
Mekong Economics September 2012 - February 2013
Mekong Economics September 2011 - September 2012
Wachovia Securities June 2008 - August 2008
Skills
Development Economics, Proposal Writing, Economics, International..., Macroeconomics, Impact Evaluation, International Trade, Microeconomics, Report Writing, Market Research, Economic Development, Stata, Microsoft Office, Facebook, Fundraising, Mathematics, Corporate Social..., Impact Assessment, International Political..., Mac OS, M&E, Gender, Emerging Markets, Economic Research, Capacity Building, NGOs, Impact Investing, Energy, Electric Utility
Education
Carnegie Mellon University - Tepper School of Business 2014 — 2016
Master of Business Administration (M.B.A.), Entrepreneurship & Corporate Innovation
University of East Anglia 2010 — 2011
MA, Development Economics
Dickinson College 2006 — 2010
Bachelor's Degree, Economics, Mathematics
Moorestown High School 2002 — 2006
PPL Electric Utility May 2015 - August 2015
Myanmar Trade Shop June 2013 - December 2013
Mekong Economics September 2012 - February 2013
Mekong Economics September 2011 - September 2012
Wachovia Securities June 2008 - August 2008
Skills
Development Economics, Proposal Writing, Economics, International..., Macroeconomics, Impact Evaluation, International Trade, Microeconomics, Report Writing, Market Research, Economic Development, Stata, Microsoft Office, Facebook, Fundraising, Mathematics, Corporate Social..., Impact Assessment, International Political..., Mac OS, M&E, Gender, Emerging Markets, Economic Research, Capacity Building, NGOs, Impact Investing, Energy, Electric Utility
Education
Carnegie Mellon University - Tepper School of Business 2014 — 2016
Master of Business Administration (M.B.A.), Entrepreneurship & Corporate Innovation
University of East Anglia 2010 — 2011
MA, Development Economics
Dickinson College 2006 — 2010
Bachelor's Degree, Economics, Mathematics
Moorestown High School 2002 — 2006
Kellie Ashley's Wachovia Securities Experience March 1998 - February 2009
Job Real Estate Broker/Investor
Industry Real Estate
Experience
RE/MAX Southland Realty II June 2014 - Present
Merrill Lynch February 2009 - February 2014
Wachovia Securities March 1998 - February 2009
Skills
NC Notary, Series 7, Series 66, NC Real Estate Broker
Education
Campbell University 2003 — 2004
Master in Trust and Investment Management
Wake Technical Community College 1992 — 1995
Associate's degree, Industrial Engineering
East Carolina University 1979 — 1984
Bachelor's Degree, Housing and Management
RE/MAX Southland Realty II June 2014 - Present
Merrill Lynch February 2009 - February 2014
Wachovia Securities March 1998 - February 2009
Skills
NC Notary, Series 7, Series 66, NC Real Estate Broker
Education
Campbell University 2003 — 2004
Master in Trust and Investment Management
Wake Technical Community College 1992 — 1995
Associate's degree, Industrial Engineering
East Carolina University 1979 — 1984
Bachelor's Degree, Housing and Management
Elizabeth Stinson Elizabeth Stinson's Wachovia Securities Experience February 2002 - December 2007
Job Director at Fannie Mae
Industry Financial Services
Experience
Fannie Mae January 2008 - Present
Wachovia Securities February 2002 - December 2007
Wachovia Securities October 2000 - February 2002
Skills
Microsoft Excel, Microsoft Office, Financial Analysis, Project Management, Customer Service, Strategic Planning, Risk Management, PowerPoint, Banking, Investments, Microsoft Word, Business Analysis
Education
Rhodes College 1995 — 1997
Bachelor of Arts (B.A.), Mathematics and Business
Cedarville University 1993 — 1995
Fannie Mae January 2008 - Present
Wachovia Securities February 2002 - December 2007
Wachovia Securities October 2000 - February 2002
Skills
Microsoft Excel, Microsoft Office, Financial Analysis, Project Management, Customer Service, Strategic Planning, Risk Management, PowerPoint, Banking, Investments, Microsoft Word, Business Analysis
Education
Rhodes College 1995 — 1997
Bachelor of Arts (B.A.), Mathematics and Business
Cedarville University 1993 — 1995
Robert Audet, CFP® Robert Audet, CFP®'s Wachovia Securities Experience 2000 - 2006
Job Managing Partner at Atlantic Capital Advisors, LLC
Industry Financial Services
Experience
Atlantic Capital Advisors, LLC February 2015 - Present
Audet Wealth Advisors December 2010 - Present
LPL Financial December 2010 - Present
JP Morgan Chase July 2008 - December 2010
UBS 2006 - 2008
Wachovia Securities 2000 - 2006
Morgan Stanley 1995 - 2000
Skills
Retirement Planning, Alternative Investments, Estate Planning, Asset Allocation, Mutual Funds, Investments, Bonds, Stocks, Fixed Annuities, Wealth Management, Series 7, Investment Strategies, Investment Advisory, Strategic Financial..., Portfolio Management, Series 63, Series 65, Financial Advisory, Finance
Education
University of Florida 1986 — 1991
B.S., Real Estate and Finance
Boston University 2006 — 2011
Financial Planning, Financial Planning
Atlantic Capital Advisors, LLC February 2015 - Present
Audet Wealth Advisors December 2010 - Present
LPL Financial December 2010 - Present
JP Morgan Chase July 2008 - December 2010
UBS 2006 - 2008
Wachovia Securities 2000 - 2006
Morgan Stanley 1995 - 2000
Skills
Retirement Planning, Alternative Investments, Estate Planning, Asset Allocation, Mutual Funds, Investments, Bonds, Stocks, Fixed Annuities, Wealth Management, Series 7, Investment Strategies, Investment Advisory, Strategic Financial..., Portfolio Management, Series 63, Series 65, Financial Advisory, Finance
Education
University of Florida 1986 — 1991
B.S., Real Estate and Finance
Boston University 2006 — 2011
Financial Planning, Financial Planning
Lia Barrow Lia Barrow's Wachovia Securities Experience August 2000 - September 2002
Job Database Management Specialist at Pacific Gas and Electric Company
Industry Environmental Services
Experience
The Davey Tree Expert Company December 2002 - Present
Pacific Gas and Electric Company December 2002 - Present
YU MING CHARTER SCHOOL 2012 - 2013
Wachovia Securities August 2000 - September 2002
Skills
Database Administration, Database Design, Office Administration, Microsoft Office, Customer Service, Contractors, Benefits Administration, Employee Benefits, Community Outreach
Education
Carnegie Mellon University 1994 — 1999
Bachelor of Humanities & Arts, Anthropology, Architecture, French
The Davey Tree Expert Company December 2002 - Present
Pacific Gas and Electric Company December 2002 - Present
YU MING CHARTER SCHOOL 2012 - 2013
Wachovia Securities August 2000 - September 2002
Skills
Database Administration, Database Design, Office Administration, Microsoft Office, Customer Service, Contractors, Benefits Administration, Employee Benefits, Community Outreach
Education
Carnegie Mellon University 1994 — 1999
Bachelor of Humanities & Arts, Anthropology, Architecture, French
Jackie Aquino Jackie Aquino's Wachovia Securities Experience December 2000 - August 2004
Job Senior Project Manager Technology Services
Industry Financial Services
Experience
RBS April 2006 - Present
SG Cowen October 2005 - April 2006
American Stock Exchange August 2004 - October 2005
Wachovia Securities December 2000 - August 2004
Merrill Lynch April 1998 - December 2000
Skills
Trading Systems, Fixed Income, Equities, Options, Electronic Trading, SDLC, Business Analysis, Financial Services, Banking, Equity Trading, Project Management, PMBOK, Business Requirements, Payment Systems, Bloomberg, Requirements Gathering, SWIFT messages, Budget Forecasts, Strategic Planning, Mutual Funds, SWIFT payments, Financial Risk, Portfolio Management, PMO, Project Portfolio..., Analysis, Distributed Systems, Regulatory Requirements, Mainframe Architecture, Distributed Architecture, Vendor Management
Education
City University of New York-College of Staten Island
Bachelor of Science, Business
Villanova University
PMP Certification Preparation
RBS April 2006 - Present
SG Cowen October 2005 - April 2006
American Stock Exchange August 2004 - October 2005
Wachovia Securities December 2000 - August 2004
Merrill Lynch April 1998 - December 2000
Skills
Trading Systems, Fixed Income, Equities, Options, Electronic Trading, SDLC, Business Analysis, Financial Services, Banking, Equity Trading, Project Management, PMBOK, Business Requirements, Payment Systems, Bloomberg, Requirements Gathering, SWIFT messages, Budget Forecasts, Strategic Planning, Mutual Funds, SWIFT payments, Financial Risk, Portfolio Management, PMO, Project Portfolio..., Analysis, Distributed Systems, Regulatory Requirements, Mainframe Architecture, Distributed Architecture, Vendor Management
Education
City University of New York-College of Staten Island
Bachelor of Science, Business
Villanova University
PMP Certification Preparation
Brian Nelson Brian Nelson's Wachovia Securities Experience November 2005 - March 2007
Job Senior Vice President, Aquisition and Recruiting Strategy, AIG Advisor Group
Industry Financial Services
Experience
AIG Advisor Group April 2015 - Present
National Financial, A Fidelity Investments Company August 2011 - April 2015
Quantuvis Consulting September 2010 - December 2010
Pioneer Investments March 2007 - May 2010
WACHOVIA SECURITIES November 2005 - March 2007
Putnam Investments October 2001 - November 2005
Putnam Investments April 1998 - September 2001
Skills
Relationship Management, Business Development, Project Management, Selling Skills, Corporate Communications, Distribution Strategies, Practice Management, Series 7, Mutual Funds, Series 63, Wealth Management, Alternative Investments, 401k, Investments, Leadership, Separately Managed...
Education
Castleton State College 1990 — 1994
Bachelor of Science, Corporate Communications
AIG Advisor Group April 2015 - Present
National Financial, A Fidelity Investments Company August 2011 - April 2015
Quantuvis Consulting September 2010 - December 2010
Pioneer Investments March 2007 - May 2010
WACHOVIA SECURITIES November 2005 - March 2007
Putnam Investments October 2001 - November 2005
Putnam Investments April 1998 - September 2001
Skills
Relationship Management, Business Development, Project Management, Selling Skills, Corporate Communications, Distribution Strategies, Practice Management, Series 7, Mutual Funds, Series 63, Wealth Management, Alternative Investments, 401k, Investments, Leadership, Separately Managed...
Education
Castleton State College 1990 — 1994
Bachelor of Science, Corporate Communications
Visutthep Thammavijitdej Visutthep Thammavijitdej's Wachovia Securities Experience July 2008 - September 2008
Job Google Analytics/ Marketing Researcher
Industry Market Research
Experience
Boston Bakes for Breast Cancer July 2013 - Present
Boston University September 2010 - Present
Living Enterprise July 2013 - September 2013
Boston University April 2013 - June 2013
Boston University January 2012 - June 2013
Wachovia Securities July 2008 - September 2008
Skills
SPSS, MS Project, Project management, Customer Service, Planning, Project Planning, Market Research, Project Management, Social Media, Analytics, Email Marketing, Analysis
Education
Boston University 2010 — 2013
M.S, Innovation & Technology
University of Hartford 2007 — 2009
Bachelor of Science, Business Administration; Marketing 2009, Marketing, 3.63
Boston Bakes for Breast Cancer July 2013 - Present
Boston University September 2010 - Present
Living Enterprise July 2013 - September 2013
Boston University April 2013 - June 2013
Boston University January 2012 - June 2013
Wachovia Securities July 2008 - September 2008
Skills
SPSS, MS Project, Project management, Customer Service, Planning, Project Planning, Market Research, Project Management, Social Media, Analytics, Email Marketing, Analysis
Education
Boston University 2010 — 2013
M.S, Innovation & Technology
University of Hartford 2007 — 2009
Bachelor of Science, Business Administration; Marketing 2009, Marketing, 3.63
Caroline Calt Caroline Calt's Wachovia Securities Experience January 1999 - January 2007
Job Group Coordinator at Utopia Communications Inc.
Industry Marketing and Advertising
Experience
Utopia Communications January 2008 - Present
Exclusiv Vodka 2013 - 2014
Exclusiv Vodka 2013 - 2014
Exclusiv Vodka 2013 - 2014
Utopia Communications September 2008 - 2013
Utopia Communications September 2008 - 2013
Wachovia Securities Financial Network August 1999 - June 2007
Wachovia Securities January 1999 - January 2007
Merrill Lynch January 1994 - January 1999
Skills
Social Media Marketing, Public Relations, Social Media, Event Planning, Media Relations, Social Networking, Strategic Planning, Facebook, Strategy, Blogging, Newsletters, Event Management, Management, Customer Service, Sales, Project Management, Digital Marketing, Marketing Communications, Marketing, Advertising, Press Releases, Public Speaking, Creative Direction, Time Management, CRM, Trade Shows, Crisis Communications, Fundraising
Education
Brookdale Community College 1986 — 1989
Associates, Business
Brookdale Community College
Mater Dei High School
Utopia Communications January 2008 - Present
Exclusiv Vodka 2013 - 2014
Exclusiv Vodka 2013 - 2014
Exclusiv Vodka 2013 - 2014
Utopia Communications September 2008 - 2013
Utopia Communications September 2008 - 2013
Wachovia Securities Financial Network August 1999 - June 2007
Wachovia Securities January 1999 - January 2007
Merrill Lynch January 1994 - January 1999
Skills
Social Media Marketing, Public Relations, Social Media, Event Planning, Media Relations, Social Networking, Strategic Planning, Facebook, Strategy, Blogging, Newsletters, Event Management, Management, Customer Service, Sales, Project Management, Digital Marketing, Marketing Communications, Marketing, Advertising, Press Releases, Public Speaking, Creative Direction, Time Management, CRM, Trade Shows, Crisis Communications, Fundraising
Education
Brookdale Community College 1986 — 1989
Associates, Business
Brookdale Community College
Mater Dei High School
Matija Fistrovic Matija Fistrovic's Wachovia Securities Experience August 2008 - January 2010
Job Investment Analyst at BB&T/Precept
Industry Investment Management
Experience
Precept Advisory Group October 2014 - Present
Angeles Investment Advisors March 2013 - September 2014
Lombardia Capital Partners 2012 - 2012
Wachovia Securities August 2008 - January 2010
CSUN August 2008 - December 2009
Skills
Portfolio Management, Hedge Funds, Asset Allocation, Bloomberg, Equities, Valuation, Financial Modeling
Education
Wake Forest University - Babcock Graduate School of Management 2010 — 2011
Masters in Management, Finance
California State University-Northridge 2005 — 2010
BA, Psychology and Economics
Precept Advisory Group October 2014 - Present
Angeles Investment Advisors March 2013 - September 2014
Lombardia Capital Partners 2012 - 2012
Wachovia Securities August 2008 - January 2010
CSUN August 2008 - December 2009
Skills
Portfolio Management, Hedge Funds, Asset Allocation, Bloomberg, Equities, Valuation, Financial Modeling
Education
Wake Forest University - Babcock Graduate School of Management 2010 — 2011
Masters in Management, Finance
California State University-Northridge 2005 — 2010
BA, Psychology and Economics
Joe March's Wachovia Securities Experience May 2008 - August 2008
Job Senior Pricing Analyst at The Estée Lauder Companies Inc.
Industry Cosmetics
Experience
The Estée Lauder Companies Inc. July 2012 - Present
CA Technologies July 2010 - July 2012
Morgan Stanley Smith Barney March 2009 - August 2009
Wachovia Securities May 2008 - August 2008
Skills
Excel, VBA, Hyperion, SAP, Salesforce.com, SharePoint, Pricing, Business Strategy, QlikView, Microsoft Excel, Corporate Finance, Forecasting, Hyperion Enterprise, Financial Analysis, Analysis, Microsoft Office, Finance, Financial Modeling, Management, PowerPoint
Education
City University of New York-Hunter College 2014 — 2015
Non-Matriculated, Economics
Hofstra University 2006 — 2010
BBA, Finance, International Business
Hofstra University 2006 — 2010
Bachelor of Business Administration (B.B.A.), Finance, International Business
The Estée Lauder Companies Inc. July 2012 - Present
CA Technologies July 2010 - July 2012
Morgan Stanley Smith Barney March 2009 - August 2009
Wachovia Securities May 2008 - August 2008
Skills
Excel, VBA, Hyperion, SAP, Salesforce.com, SharePoint, Pricing, Business Strategy, QlikView, Microsoft Excel, Corporate Finance, Forecasting, Hyperion Enterprise, Financial Analysis, Analysis, Microsoft Office, Finance, Financial Modeling, Management, PowerPoint
Education
City University of New York-Hunter College 2014 — 2015
Non-Matriculated, Economics
Hofstra University 2006 — 2010
BBA, Finance, International Business
Hofstra University 2006 — 2010
Bachelor of Business Administration (B.B.A.), Finance, International Business
John C. White, CFA John C. White, CFA's Wachovia Securities Experience 2000 - 2005
Job Chief Administrative Officer at The Colony Group
Industry Investment Management
Experience
The Colony Group March 2015 - Present
CapGroup Advisors, LLC September 2013 - February 2015
CapGroup Advisors June 2013 - August 2013
Mentor Wealth Management, LLC 2009 - May 2013
Wealthcare Capital Management 2007 - 2009
Davenport & Company LLC 2005 - 2006
Wachovia Securities 2000 - 2005
Evergreen Investments 1997 - 2000
Thompson, Siegel & Walmsley 1994 - 1997
Education
University of Richmond - Robins School of Business 1992 — 1994
MBA
Bucknell University 1988 — 1992
BSBA, Business Admin, International Relations
St. Christopher's School 1975 — 1988
The Colony Group March 2015 - Present
CapGroup Advisors, LLC September 2013 - February 2015
CapGroup Advisors June 2013 - August 2013
Mentor Wealth Management, LLC 2009 - May 2013
Wealthcare Capital Management 2007 - 2009
Davenport & Company LLC 2005 - 2006
Wachovia Securities 2000 - 2005
Evergreen Investments 1997 - 2000
Thompson, Siegel & Walmsley 1994 - 1997
Education
University of Richmond - Robins School of Business 1992 — 1994
MBA
Bucknell University 1988 — 1992
BSBA, Business Admin, International Relations
St. Christopher's School 1975 — 1988
Richard Hanks Richard Hanks's Wachovia Securities Experience March 2004 - September 2008
Job Director of Data Analytics at Sonic Automotive
Industry Automotive
Experience
Sonic Automotive July 2014 - Present
Sonic Automotive March 2013 - Present
Sonic Automotive August 2010 - February 2013
Sonic Automotive September 2008 - August 2010
Wachovia Securities March 2004 - September 2008
Deloitte Consulting October 1997 - March 2004
Bank of America January 1996 - September 1997
Skills
Business Analysis, Financial Analysis, Analytics, Business Intelligence, Data Warehousing, Analysis, Financial Modeling, Management, Accounting, Essbase, Strategic Planning, ETL, Operations Management, Budgets, Leadership, Predictive Analytics, Process Improvement
Education
University of South Carolina - Darla Moore School of Business 1993 — 1995
MIBS, International Business / Finance
Brigham Young University 1991 — 1992
BA, Russian
Sonic Automotive July 2014 - Present
Sonic Automotive March 2013 - Present
Sonic Automotive August 2010 - February 2013
Sonic Automotive September 2008 - August 2010
Wachovia Securities March 2004 - September 2008
Deloitte Consulting October 1997 - March 2004
Bank of America January 1996 - September 1997
Skills
Business Analysis, Financial Analysis, Analytics, Business Intelligence, Data Warehousing, Analysis, Financial Modeling, Management, Accounting, Essbase, Strategic Planning, ETL, Operations Management, Budgets, Leadership, Predictive Analytics, Process Improvement
Education
University of South Carolina - Darla Moore School of Business 1993 — 1995
MIBS, International Business / Finance
Brigham Young University 1991 — 1992
BA, Russian
A. Ryan Burton, CFP®, CTFA A. Ryan Burton, CFP®, CTFA's Wachovia Securities Experience October 2008 - July 2013
Job President/Owner, Masonboro Wealth Management
Industry Financial Services
Experience
Masonboro Wealth Management August 2013 - Present
Capital Investment Companies August 2013 - Present
Wachovia Securities October 2008 - July 2013
Merrill Lynch June 2004 - October 2008
BB&T January 2001 - June 2004
Skills
Investment Management, Retirement Planning, Estate Planning, Wealth Management, Mutual Funds, Series 63, Series 7, Alternative Investments, Asset Allocation, Retirement, Portfolio Management, Personal Trust..., Stock Trading, Commodity Markets, Personal Financial..., Finance, Long-term Care
Education
University of North Carolina at Wilmington 1996 — 2000
Bachelor of Science (BS), Finance, General
Campbell University
Graduate - Southeastern Trust School, Advanced Trust and Estate Planning
Masonboro Wealth Management August 2013 - Present
Capital Investment Companies August 2013 - Present
Wachovia Securities October 2008 - July 2013
Merrill Lynch June 2004 - October 2008
BB&T January 2001 - June 2004
Skills
Investment Management, Retirement Planning, Estate Planning, Wealth Management, Mutual Funds, Series 63, Series 7, Alternative Investments, Asset Allocation, Retirement, Portfolio Management, Personal Trust..., Stock Trading, Commodity Markets, Personal Financial..., Finance, Long-term Care
Education
University of North Carolina at Wilmington 1996 — 2000
Bachelor of Science (BS), Finance, General
Campbell University
Graduate - Southeastern Trust School, Advanced Trust and Estate Planning
William Emery William Emery's Wachovia Securities Experience November 2007 - March 2009
Job Senior Project Leader at Washington University in St. Louis
Industry Information Technology and Services
Experience
Washington University in St. Louis December 2012 - Present
Wells Fargo Advisors August 2011 - July 2012
Wells Fargo Advisors September 2009 - January 2011
SAIC March 2009 - September 2009
Wachovia Securities November 2007 - March 2009
Lockheed Martin March 2006 - November 2007
MetaMatrix April 2005 - January 2006
Anheuser-Busch October 2003 - April 2005
Charles Schwab August 2000 - November 2001
Pivia, Inc. 1999 - 2000
Skills
User Experience, Testing, Test Planning, Software Quality..., Quality Assurance, User Acceptance Testing, Quality Center, SDLC, QTP, Requirements Analysis, Unix, SharePoint, Test Management, HP QTP, Manual Testing, Integration, Regression Testing, Test Automation, Oracle, Software Documentation, System Testing, Test Cases, SQL
Education
California State University-Hayward 1990 — 1992
BS, Computer Science
Washington University in St. Louis December 2012 - Present
Wells Fargo Advisors August 2011 - July 2012
Wells Fargo Advisors September 2009 - January 2011
SAIC March 2009 - September 2009
Wachovia Securities November 2007 - March 2009
Lockheed Martin March 2006 - November 2007
MetaMatrix April 2005 - January 2006
Anheuser-Busch October 2003 - April 2005
Charles Schwab August 2000 - November 2001
Pivia, Inc. 1999 - 2000
Skills
User Experience, Testing, Test Planning, Software Quality..., Quality Assurance, User Acceptance Testing, Quality Center, SDLC, QTP, Requirements Analysis, Unix, SharePoint, Test Management, HP QTP, Manual Testing, Integration, Regression Testing, Test Automation, Oracle, Software Documentation, System Testing, Test Cases, SQL
Education
California State University-Hayward 1990 — 1992
BS, Computer Science
Lisa M. Hall, CFP® Lisa M. Hall, CFP®'s Wachovia Securities Experience March 2000 - April 2007
Job Certified Financial Planner Professional at Cedar Brook Financial Partners, LLC
Industry Financial Services
Experience
Scripps January 2014 - Present
Childrens Home Society of Palm Beach County October 2013 - Present
Planned Giving Council of Palm Beach County January 2011 - Present
Cedar Brook Financial Partners, LLC April 2007 - Present
A Place of Hope Inc. March 2007 - Present
Wachovia Securities March 2000 - April 2007
Skills
Investment Strategies, Financial Services, Securities, IRAs, Series 63, Investment Management, Pensions, 401k Rollovers, Bonds, Personal Financial..., Financial Goals, Insurance, Series 65, Finance, Certified Financial..., Financial Education, Estate Planning, Personal Finance, Long Term Care Insurance, Asset Allocation and..., Small Business, Trusts, Stocks, Managed Money, Financial Advisory, RIA, Market Analysis, Tax-advantaged..., Insurance Reviews, Performance Reviews, College Debt Management, Employee Benefits, Social Security, College Education..., 529 Plans, Structured Settlements, Retirement Planning, Roth IRA, Series 7, Debt Consolidation, Debt Management, Asset Managment, Asset Allocation, Mutual Funds, ETFs, Variable Annuities, Socially Responsible..., Commodity Markets, REIT, Alternative Investments
Education
The College of Wooster 1980 — 1984
B.A., Geology
Boston University 2008 — 2010
Financial Planning Program - Online
Sudden Money Institute
Certified Financial Transitionist Training - 2 Day Workshop
Scripps January 2014 - Present
Childrens Home Society of Palm Beach County October 2013 - Present
Planned Giving Council of Palm Beach County January 2011 - Present
Cedar Brook Financial Partners, LLC April 2007 - Present
A Place of Hope Inc. March 2007 - Present
Wachovia Securities March 2000 - April 2007
Skills
Investment Strategies, Financial Services, Securities, IRAs, Series 63, Investment Management, Pensions, 401k Rollovers, Bonds, Personal Financial..., Financial Goals, Insurance, Series 65, Finance, Certified Financial..., Financial Education, Estate Planning, Personal Finance, Long Term Care Insurance, Asset Allocation and..., Small Business, Trusts, Stocks, Managed Money, Financial Advisory, RIA, Market Analysis, Tax-advantaged..., Insurance Reviews, Performance Reviews, College Debt Management, Employee Benefits, Social Security, College Education..., 529 Plans, Structured Settlements, Retirement Planning, Roth IRA, Series 7, Debt Consolidation, Debt Management, Asset Managment, Asset Allocation, Mutual Funds, ETFs, Variable Annuities, Socially Responsible..., Commodity Markets, REIT, Alternative Investments
Education
The College of Wooster 1980 — 1984
B.A., Geology
Boston University 2008 — 2010
Financial Planning Program - Online
Sudden Money Institute
Certified Financial Transitionist Training - 2 Day Workshop
Diane L. Baker Diane L. Baker's Wachovia Securities Experience 2005 - 2008
Job Licensed & Registered Service Assistant for Thomas J. Kanaley J.D. Member Agent The Nautilus Group/New York Life Ins Co
Industry Financial Services
Experience
The Nautilus Group/New York Life Insurance Company February 2013 - Present
New York Life Insurance Company July 2010 - February 2013
Wachovia Securities 2005 - 2008
Morgan Stanley Smith Barney 2001 - 2005
City of Palo Alto 1991 - 2001
Skills
Finance, Pensions, Strategic Financial..., Retirement Planning, College Savings Plans, Series 7, Fixed Annuities, Series 63, 401k Rollovers, IRAs, Variable Annuities, Life & Health Insurance..., Roth IRA, Long Term Care Insurance, Mutual Funds, Life Insurance, Securities
Education
University of San Francisco 1994 — 1996
Master Public Administration, Accounting
Bowling Green State University
Bachelor of Science, Accounting
The Nautilus Group/New York Life Insurance Company February 2013 - Present
New York Life Insurance Company July 2010 - February 2013
Wachovia Securities 2005 - 2008
Morgan Stanley Smith Barney 2001 - 2005
City of Palo Alto 1991 - 2001
Skills
Finance, Pensions, Strategic Financial..., Retirement Planning, College Savings Plans, Series 7, Fixed Annuities, Series 63, 401k Rollovers, IRAs, Variable Annuities, Life & Health Insurance..., Roth IRA, Long Term Care Insurance, Mutual Funds, Life Insurance, Securities
Education
University of San Francisco 1994 — 1996
Master Public Administration, Accounting
Bowling Green State University
Bachelor of Science, Accounting
Clay Thompson's Wachovia Securities Experience November 2005 - March 2008
Job Vice President, Valuation Control Group at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase March 2008 - Present
Wachovia Securities November 2005 - March 2008
Societe Generale September 2003 - October 2005
Constellation Financial Managment January 2000 - September 2003
Deutsche Bank June 1999 - January 2000
Bankers Trust November 1996 - June 1999
Arthur Andersen September 1994 - November 1996
Skills
Product Control, Equities, Equity Derivatives
Education
Carnegie Mellon University 1990 — 1994
B.S., Industrial Management
Stuyvesant High School 1986 — 1990
PS 159
JPMorgan Chase March 2008 - Present
Wachovia Securities November 2005 - March 2008
Societe Generale September 2003 - October 2005
Constellation Financial Managment January 2000 - September 2003
Deutsche Bank June 1999 - January 2000
Bankers Trust November 1996 - June 1999
Arthur Andersen September 1994 - November 1996
Skills
Product Control, Equities, Equity Derivatives
Education
Carnegie Mellon University 1990 — 1994
B.S., Industrial Management
Stuyvesant High School 1986 — 1990
PS 159
Aaron A Simone Aaron A Simone's Wachovia Securities Experience January 2008 - 2009
Job Financial Advisor at Independent Financial Group
Industry Financial Services
Experience
Sultra Corporation February 2011 - Present
Independent Financial Group September 2010 - Present
Wells Fargo Advisors, LLC 2009 - September 2010
Wachovia Securities January 2008 - 2009
A.G. Edwards & Sons, Inc. 2006 - January 2008
The Innovations Group Inc 1997 - 2007
Skills
Finance, Management, Investment Advisory, Investments, Series 7, Retirement Planning, Small Business, Wealth Management, Mutual Funds, Portfolio Management, Financial Planning, Strategic Planning, Strategic Financial..., Insurance, Asset Managment, Retirement, Financial Advisory, Asset Management, Microsoft Office, Social Media, Negotiation, Microsoft Word, Marketing Strategy, Marketing, Financial Analysis, Series 63, 401k, Outlook, Public Speaking, Start-ups, Customer Service, Business Planning, New Business Development, Asset Allocation, Fixed Annuities, Investment Strategies, Securities, IRAs, Life Insurance, Investment Management, Bonds, Equities, Variable Annuities, 401k Rollovers, Relationship Management, Entrepreneurship, Separately Managed..., Alternative Investments, Employee Benefits, Property & Casualty...
Education
California Lutheran University 2009 — 2012
California State University Channel Islands 2003 — 2006
bus, Busniess major minor Economics
San Diego State University-California State University 1998 — 2000
Sultra Corporation February 2011 - Present
Independent Financial Group September 2010 - Present
Wells Fargo Advisors, LLC 2009 - September 2010
Wachovia Securities January 2008 - 2009
A.G. Edwards & Sons, Inc. 2006 - January 2008
The Innovations Group Inc 1997 - 2007
Skills
Finance, Management, Investment Advisory, Investments, Series 7, Retirement Planning, Small Business, Wealth Management, Mutual Funds, Portfolio Management, Financial Planning, Strategic Planning, Strategic Financial..., Insurance, Asset Managment, Retirement, Financial Advisory, Asset Management, Microsoft Office, Social Media, Negotiation, Microsoft Word, Marketing Strategy, Marketing, Financial Analysis, Series 63, 401k, Outlook, Public Speaking, Start-ups, Customer Service, Business Planning, New Business Development, Asset Allocation, Fixed Annuities, Investment Strategies, Securities, IRAs, Life Insurance, Investment Management, Bonds, Equities, Variable Annuities, 401k Rollovers, Relationship Management, Entrepreneurship, Separately Managed..., Alternative Investments, Employee Benefits, Property & Casualty...
Education
California Lutheran University 2009 — 2012
California State University Channel Islands 2003 — 2006
bus, Busniess major minor Economics
San Diego State University-California State University 1998 — 2000
Eunice Harris Eunice Harris's Wachovia Securities Experience May 2001 - January 2003
Job Business Analyst at City of Milwaukee
Industry Government Administration
Experience
City of Milwaukee Sales AssociateWineStylesJanuary 2008 - Present
Memorable Moments Event Planning April 1999 - March 2008
Milwaukee Employment Initiative September 2006 - January 2008
Wachovia Securities May 2001 - January 2003
Journal Broadcast Group November 1996 - May 2001
Education
Cardinal Stritch University 2004 — 2008
City of Milwaukee Sales AssociateWineStylesJanuary 2008 - Present
Memorable Moments Event Planning April 1999 - March 2008
Milwaukee Employment Initiative September 2006 - January 2008
Wachovia Securities May 2001 - January 2003
Journal Broadcast Group November 1996 - May 2001
Education
Cardinal Stritch University 2004 — 2008
Mark Bisanzo's Wachovia Securities Experience December 2003 - January 2004
Job Chief Executive Officer at Bruce Park Sports, Inc.
Industry Sporting Goods
Experience
Bruce Park Sports, Inc. May 2007 - Present
RBC Wealth Management September 2005 - May 2007
Legg Mason Wood Walker, Inc. June 2004 - August 2004
Wachovia Securities December 2003 - January 2004
DAG Securities June 2002 - August 2002
Skills
Retail Sales, Retail Banking, Retail Marketing, eCommunications, Website Development, Website Building, Google Website Optimizer, Baseball, Fantasy Baseball, Football, Sales Management, Operations Management, Team Management, Finance, Management, Marketing, Social Media, Social Media Marketing
Education
Boston College 2001 — 2005
Bachelor of Science (BS), Finance & Philosophy
Greenwich High School 1997 — 2001
Bruce Park Sports, Inc. May 2007 - Present
RBC Wealth Management September 2005 - May 2007
Legg Mason Wood Walker, Inc. June 2004 - August 2004
Wachovia Securities December 2003 - January 2004
DAG Securities June 2002 - August 2002
Skills
Retail Sales, Retail Banking, Retail Marketing, eCommunications, Website Development, Website Building, Google Website Optimizer, Baseball, Fantasy Baseball, Football, Sales Management, Operations Management, Team Management, Finance, Management, Marketing, Social Media, Social Media Marketing
Education
Boston College 2001 — 2005
Bachelor of Science (BS), Finance & Philosophy
Greenwich High School 1997 — 2001
Nancy Weisel, CIMA Nancy Weisel, CIMA's Wachovia Securities Experience 2008 - 2009
Job Western Divisional Director at Aberdeen Asset Management
Industry Investment Management
Experience
Aberdeen Asset Management June 2014 - Present
Aberdeen Asset Management January 2011 - Present
Grubb & Ellis Alesco Global Advisors, LLC April 2010 - October 2010
Wells Fargo Advisors 2008 - 2009
Wachovia Securities 2008 - 2009
Neuberger Berman 1997 - 2008
Merrill Lynch June 1988 - November 1997
Skills
Sales, Public Speaking, Mutual Funds, Asset Managment, Separately Managed..., Financial Advisory, Brokerage, Series 7, Investment Strategies, Asset Management, FINRA, Securities, Uniform Combined State..., Series 6, ETFs, Hedge Funds, Alternative Investments, Wealth Management, Equities, Bonds, Financial Services, Series 63, Retirement, Investment Advisory, Finance, Asset Allocation, Investment Management, Investments
Education
Boston University
Bachelor's degree, Sociology
Pace University - Lubin School of Business
MBA, Finance
Aberdeen Asset Management June 2014 - Present
Aberdeen Asset Management January 2011 - Present
Grubb & Ellis Alesco Global Advisors, LLC April 2010 - October 2010
Wells Fargo Advisors 2008 - 2009
Wachovia Securities 2008 - 2009
Neuberger Berman 1997 - 2008
Merrill Lynch June 1988 - November 1997
Skills
Sales, Public Speaking, Mutual Funds, Asset Managment, Separately Managed..., Financial Advisory, Brokerage, Series 7, Investment Strategies, Asset Management, FINRA, Securities, Uniform Combined State..., Series 6, ETFs, Hedge Funds, Alternative Investments, Wealth Management, Equities, Bonds, Financial Services, Series 63, Retirement, Investment Advisory, Finance, Asset Allocation, Investment Management, Investments
Education
Boston University
Bachelor's degree, Sociology
Pace University - Lubin School of Business
MBA, Finance
Rick Lessey's Wachovia Securities Experience 2000 - 2011
Job Sr. Business Analyst at Walmart
Industry Financial Services
Experience
Walmart May 2012 - Present
CDI Corp 2012 - 2012
BNY Mellon Inc March 2011 - December 2011
Wachovia Securities 2000 - 2011
Global Financial Services 1999 - 2009
First Union Brokerage 1992 - 1997
First Union Brokerage 1992 - 1997
First Union Brokerage 1992 - 1997
First Union Brokerage 1992 - 1997
Skills
AML, Accounting, Banking, SWIFT payments, Analysis, Investments, Financial Services, User Acceptance Testing, Business Requirements, Business Analysis, Securities, Financial Analysis, Settlement, SDLC, Risk Management, Bloomberg, Management, Equities, Training, Mutual Funds, Back Office, FX Options, Finance, Corporate Actions, Process Improvement, Financial Modeling, Capital Markets, Investment Banking, Portfolio Management, Valuation, Project Management, Vendor Management, Options, Cash Management, Financial Risk, Trading, Fixed Annuities, Wealth Management, Financial Markets, Derivatives, Fixed Income, Asset Managment, Trading Systems, Bonds, Loans, Relationship Management, Recruiting, Credit, Middle Office, Asset Management
Education
City University of New York City College 1969 — 1973
Business Administration
Walmart May 2012 - Present
CDI Corp 2012 - 2012
BNY Mellon Inc March 2011 - December 2011
Wachovia Securities 2000 - 2011
Global Financial Services 1999 - 2009
First Union Brokerage 1992 - 1997
First Union Brokerage 1992 - 1997
First Union Brokerage 1992 - 1997
First Union Brokerage 1992 - 1997
Skills
AML, Accounting, Banking, SWIFT payments, Analysis, Investments, Financial Services, User Acceptance Testing, Business Requirements, Business Analysis, Securities, Financial Analysis, Settlement, SDLC, Risk Management, Bloomberg, Management, Equities, Training, Mutual Funds, Back Office, FX Options, Finance, Corporate Actions, Process Improvement, Financial Modeling, Capital Markets, Investment Banking, Portfolio Management, Valuation, Project Management, Vendor Management, Options, Cash Management, Financial Risk, Trading, Fixed Annuities, Wealth Management, Financial Markets, Derivatives, Fixed Income, Asset Managment, Trading Systems, Bonds, Loans, Relationship Management, Recruiting, Credit, Middle Office, Asset Management
Education
City University of New York City College 1969 — 1973
Business Administration
Bernie Di Giulio Bernie Di Giulio's Wachovia Securities Experience March 2004 - October 2011
Job Agency Lending Citi
Industry Financial Services
Experience
Citi August 2012 - Present
Wells Fargo Advisors May 2009 - October 2011
Wachovia Securities March 2004 - October 2011
Prudential Securities February 2004 - October 2011
Wells Fargo January 1979 - October 2011
WACHOVIA SECURITIES December 1979 - 2008
Wachovia Securities, LLC December 1979 - 2008
WACHOVIA SECURITIES January 1979 - 2008
Wells Fargo 1979 - 2004
Wachovia Securities, LLC 1979 - 2004
Skills
Back Office, Securities Lending, Prime Brokerage, Settlements, Cash Management, Equities, Trading, Settlement, Mutual Funds, Capital Markets, Hedge Funds, Fixed Income, Finance, Corporate Actions, Securities, Middle Office, Bloomberg
Education
City University of New York 1975 — 1979
Finance
York College 1975 — 1978
York College
Citi August 2012 - Present
Wells Fargo Advisors May 2009 - October 2011
Wachovia Securities March 2004 - October 2011
Prudential Securities February 2004 - October 2011
Wells Fargo January 1979 - October 2011
WACHOVIA SECURITIES December 1979 - 2008
Wachovia Securities, LLC December 1979 - 2008
WACHOVIA SECURITIES January 1979 - 2008
Wells Fargo 1979 - 2004
Wachovia Securities, LLC 1979 - 2004
Skills
Back Office, Securities Lending, Prime Brokerage, Settlements, Cash Management, Equities, Trading, Settlement, Mutual Funds, Capital Markets, Hedge Funds, Fixed Income, Finance, Corporate Actions, Securities, Middle Office, Bloomberg
Education
City University of New York 1975 — 1979
Finance
York College 1975 — 1978
York College
Angela Bainter Angela Bainter's Wachovia Securities Experience December 2000 - November 2003
Job Director of Marketing at Salem Church Products
Industry Online Media
Experience
Salem Church Products March 2011 - Present
Salem Web Network November 2003 - March 2011
Wachovia Securities December 2000 - November 2003
Skills
Search Engine..., Email Marketing, Pay Per click, SEO, Social Media Marketing, SEM, Copy Editing, Proofreading, Web Content Management, Copywriting, Online Advertising, Facebook, Digital Marketing, Google Analytics, Social Media, Digital Media, Marketing, Web Analytics, Digital Strategy, SEO copywriting, Marketing Communications, Omniture, Content Management, Advertising, Mobile Marketing, Online Marketing, PPC
Education
Bridgewater College 1996 — 2000
BA, English
University of Gloucestershire 1998 — 1998
Study Abroad
Salem Church Products March 2011 - Present
Salem Web Network November 2003 - March 2011
Wachovia Securities December 2000 - November 2003
Skills
Search Engine..., Email Marketing, Pay Per click, SEO, Social Media Marketing, SEM, Copy Editing, Proofreading, Web Content Management, Copywriting, Online Advertising, Facebook, Digital Marketing, Google Analytics, Social Media, Digital Media, Marketing, Web Analytics, Digital Strategy, SEO copywriting, Marketing Communications, Omniture, Content Management, Advertising, Mobile Marketing, Online Marketing, PPC
Education
Bridgewater College 1996 — 2000
BA, English
University of Gloucestershire 1998 — 1998
Study Abroad
W. Elaine Curry W. Elaine Curry's Wachovia Securities Experience 2007 - 2009
Job PCG Business Administration Consultant
Industry Financial Services
Experience
Wells Fargo Advisors August 2013 - Present
Wells Fargo Advisors, LLC April 2008 - Present
Wells Fargo Advisors, formerly Wachovia Securities, LLC August 2007 - Present
ASK - All Special Kids 2005 - 2013
Wells Fargo Advisors 2007 - 2011
Wachovia Securities 2007 - 2009
Merrill Lynch March 1994 - February 2002
Merrill Lynch 1998 - 2001
Skills
Series 7, Mutual Funds, Series 24, Series 63, Uniform Combined State..., Securities, Portfolio Management, Risk Management, Alternative Investments, Asset Managment, Banking, Wealth Management, Equities, Investments, Financial Services, FINRA, Management, Leadership, Program Management
Education
Chapman University 1971 — 1973
Associate of Arts, Theater
Wells Fargo Advisors August 2013 - Present
Wells Fargo Advisors, LLC April 2008 - Present
Wells Fargo Advisors, formerly Wachovia Securities, LLC August 2007 - Present
ASK - All Special Kids 2005 - 2013
Wells Fargo Advisors 2007 - 2011
Wachovia Securities 2007 - 2009
Merrill Lynch March 1994 - February 2002
Merrill Lynch 1998 - 2001
Skills
Series 7, Mutual Funds, Series 24, Series 63, Uniform Combined State..., Securities, Portfolio Management, Risk Management, Alternative Investments, Asset Managment, Banking, Wealth Management, Equities, Investments, Financial Services, FINRA, Management, Leadership, Program Management
Education
Chapman University 1971 — 1973
Associate of Arts, Theater
Viv Kesel Viv Kesel's Wachovia Securities Experience December 2004 - December 2005
Job Lead Recruiter / Talent Acquisition Partner for Equifax at Seven Step RPO
Industry Staffing and Recruiting
Experience
Seven Step RPO May 2015 - Present
Mary Kay Cosmetics August 1999 - Present
Seven Step RPO 2012 - May 2015
Experis May 2010 - September 2012
Self Employed July 1996 - May 2010
J. R. Cole Industries June 2006 - September 2008
Wachovia Securities December 2004 - December 2005
First Place Inc August 2004 - December 2004
Skills
Customer Service, Technical Recruiting, Hiring, Interviewing, Cold Calling, Recruiting, Interviews, Internet Recruiting, Contract Recruitment, Applicant Tracking..., Sourcing, Talent Acquisition
Education
University of North Carolina at 2003 — 2005
Certificate, Translating
Central Piedmont Community College 1979 — 1981
Computer Operations, Computer Science
Seven Step RPO May 2015 - Present
Mary Kay Cosmetics August 1999 - Present
Seven Step RPO 2012 - May 2015
Experis May 2010 - September 2012
Self Employed July 1996 - May 2010
J. R. Cole Industries June 2006 - September 2008
Wachovia Securities December 2004 - December 2005
First Place Inc August 2004 - December 2004
Skills
Customer Service, Technical Recruiting, Hiring, Interviewing, Cold Calling, Recruiting, Interviews, Internet Recruiting, Contract Recruitment, Applicant Tracking..., Sourcing, Talent Acquisition
Education
University of North Carolina at 2003 — 2005
Certificate, Translating
Central Piedmont Community College 1979 — 1981
Computer Operations, Computer Science
Mary Beth Mains's Wachovia Securities Experience May 2002 - February 2009
Job Accounting Principals, (Capital One SRO, Reconciliations) at A
Industry Accounting
Experience
Accounting Principals (Capital One, SRO Expansion) October 2014 - February 2015
Colonial Orthopaedics thru Momentum Resources July 2014 - September 2014
VA Dept of Conservation & Recreation via Caliper July 2013 - July 2014
A March 2012 - May 2013
Aerotek Staffing, (Wells Fargo) December 2011 - March 2012
Henrico Advantage Card January 2011 - June 2011
Southern States Cooperative January 2010 - October 2010
ETC 2009 - 2010
Wachovia Securities May 2002 - February 2009
Techead October 2000 - May 2002
Skills
Accounting, accounts..., budgeting, cash flow,..., Hyperion Essbase,..., payroll, presentation..., Recon Plus, recruiting,..., Spreadsheets, Process Improvement, Microsoft Excel, Financial Analysis, QuickBooks, Access, Budgets, Account Reconciliation, Accounts Receivable, Accounting, Accounts Payable, Payroll, Financial Reporting, Management, Forecasting, General Ledger, Finance, Analysis
Education
Strayer University 2002 — 2005
Degree: BS, Accounting
County College of Morris
Degree: Associate of Applied, Science Business Administration
California University of Pennsylvania 1975 — 1977
Speech Pathology and Audiology
Accounting Principals (Capital One, SRO Expansion) October 2014 - February 2015
Colonial Orthopaedics thru Momentum Resources July 2014 - September 2014
VA Dept of Conservation & Recreation via Caliper July 2013 - July 2014
A March 2012 - May 2013
Aerotek Staffing, (Wells Fargo) December 2011 - March 2012
Henrico Advantage Card January 2011 - June 2011
Southern States Cooperative January 2010 - October 2010
ETC 2009 - 2010
Wachovia Securities May 2002 - February 2009
Techead October 2000 - May 2002
Skills
Accounting, accounts..., budgeting, cash flow,..., Hyperion Essbase,..., payroll, presentation..., Recon Plus, recruiting,..., Spreadsheets, Process Improvement, Microsoft Excel, Financial Analysis, QuickBooks, Access, Budgets, Account Reconciliation, Accounts Receivable, Accounting, Accounts Payable, Payroll, Financial Reporting, Management, Forecasting, General Ledger, Finance, Analysis
Education
Strayer University 2002 — 2005
Degree: BS, Accounting
County College of Morris
Degree: Associate of Applied, Science Business Administration
California University of Pennsylvania 1975 — 1977
Speech Pathology and Audiology
Anthony Yuson Anthony Yuson's Wachovia Securities Experience May 2007 - May 2009
Job Finance, Accounting, and Project Management Professional
Industry Utilities
Experience
PG&E / Intren 2015 - Present
Pacific Gas and Electric Company February 2013 - October 2014
Wealth Vest December 2012 - February 2013
Zed April 2012 - July 2012
INgrooves February 2010 - September 2011
Beta Alpha Psi - Beta Chi Chapter of San Francisco State University June 2009 - December 2009
Wachovia Securities May 2007 - May 2009
Smith Barney 2005 - 2007
Skills
Finance, Account Reconciliation, Analysis, Forecasting, Accounts Receivable, Management, Accounting, Strategic Financial..., Budgets, Accounts Payable, Project Management, Financial Analysis, Data Analysis, Variance Analysis, QuickBooks, Internal Audit, Royalties, Financial Modeling, Account Maintenance, Revenue Recognition, Financial Reporting, Series 7, Collections, Invoicing, Sarbanes-Oxley Act, Mergers & Acquisitions, Wealth Management, Cross-functional Team..., Financial Accounting, Finance Operations, MS Office Suite, Reconciliations, P&L, Ad Hoc Reporting, Revenue Cycle, Month End Close, Financial Planning, Digital Media, Brokerage, Primavera P6, SAP, Mechanical Aptitude, Electric Utility, CPM Scheduling, Construction Management, Process Improvement, Substation, Project Risk Management, Program Management, Contract Management
Education
San Francisco State University
MSA
San Francisco State University
BS, International Business / Finance
California Polytechnic State University-San Luis Obispo 1997 — 1999
Saint Ignatius College Prep 1990 — 1994
Holy Name 1981 — 1990
PG&E / Intren 2015 - Present
Pacific Gas and Electric Company February 2013 - October 2014
Wealth Vest December 2012 - February 2013
Zed April 2012 - July 2012
INgrooves February 2010 - September 2011
Beta Alpha Psi - Beta Chi Chapter of San Francisco State University June 2009 - December 2009
Wachovia Securities May 2007 - May 2009
Smith Barney 2005 - 2007
Skills
Finance, Account Reconciliation, Analysis, Forecasting, Accounts Receivable, Management, Accounting, Strategic Financial..., Budgets, Accounts Payable, Project Management, Financial Analysis, Data Analysis, Variance Analysis, QuickBooks, Internal Audit, Royalties, Financial Modeling, Account Maintenance, Revenue Recognition, Financial Reporting, Series 7, Collections, Invoicing, Sarbanes-Oxley Act, Mergers & Acquisitions, Wealth Management, Cross-functional Team..., Financial Accounting, Finance Operations, MS Office Suite, Reconciliations, P&L, Ad Hoc Reporting, Revenue Cycle, Month End Close, Financial Planning, Digital Media, Brokerage, Primavera P6, SAP, Mechanical Aptitude, Electric Utility, CPM Scheduling, Construction Management, Process Improvement, Substation, Project Risk Management, Program Management, Contract Management
Education
San Francisco State University
MSA
San Francisco State University
BS, International Business / Finance
California Polytechnic State University-San Luis Obispo 1997 — 1999
Saint Ignatius College Prep 1990 — 1994
Holy Name 1981 — 1990
Curtis Holder Curtis Holder's Wachovia Securities Experience 2005 - 2006
Job Vice President at Prospect Capital Management
Industry Real Estate
Experience
Prospect Capital Management September 2014 - Present
Peak Capital Partners July 2011 - August 2014
Vir Capital September 2009 - 2011
JDH Capital May 2008 - September 2009
Grubb Properties 2006 - 2008
Wachovia Securities 2005 - 2006
Skills
Due Diligence, Real Estate Economics, Valuation, Real Estate, Disposition, Entrepreneurship, Venture Capital, Start-ups, Investment Banking, Strategic Planning, Asset Management, Investments, Loans, Financial Modeling, Dispositions, Investment Properties, Finance, Real Estate Development, Private Equity, Financial Analysis, Social Impact, Property Management, Management
Education
Brigham Young University 2001 — 2005
Bachelor's degree, Finance, General
Prospect Capital Management September 2014 - Present
Peak Capital Partners July 2011 - August 2014
Vir Capital September 2009 - 2011
JDH Capital May 2008 - September 2009
Grubb Properties 2006 - 2008
Wachovia Securities 2005 - 2006
Skills
Due Diligence, Real Estate Economics, Valuation, Real Estate, Disposition, Entrepreneurship, Venture Capital, Start-ups, Investment Banking, Strategic Planning, Asset Management, Investments, Loans, Financial Modeling, Dispositions, Investment Properties, Finance, Real Estate Development, Private Equity, Financial Analysis, Social Impact, Property Management, Management
Education
Brigham Young University 2001 — 2005
Bachelor's degree, Finance, General
Jason McLaughlin Jason McLaughlin's Wachovia Securities Experience January 2001 - June 2005
Job Senior Vice President Regional Director at Wells Fargo Advisors Financial Network (FiNet)
Industry Financial Services
Experience
Wells Fargo Advisors Financial Network February 2010 - Present
Wells Fargo Advisors July 2005 - November 2009
Wachovia Securities January 2001 - June 2005
Skills
Series 7, Series 63, series 66, Series 3, Series 9, Series 10, Life Insurance, Health Insurance, Wealth Management
Education
Bradley University 1991 — 1995
Advertising, Communications
Wells Fargo Advisors Financial Network February 2010 - Present
Wells Fargo Advisors July 2005 - November 2009
Wachovia Securities January 2001 - June 2005
Skills
Series 7, Series 63, series 66, Series 3, Series 9, Series 10, Life Insurance, Health Insurance, Wealth Management
Education
Bradley University 1991 — 1995
Advertising, Communications
Steve Halterbeck Steve Halterbeck's Wachovia Securities Experience May 2004 - August 2006
Job Financial Advisor / Registered Settlement Planner at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. Financial AdvisorWachovia SecuritiesMarch 2007 - November 2008
Wachovia Securities May 2004 - August 2006
Skills
Investments, Insurance, Securities, Finance, Portfolio Management, Fixed Annuities
Education
California State University-Chico 2002 — 2006
Bachelors of Science, Business - Financial Services
Robert W. Baird & Co. Financial AdvisorWachovia SecuritiesMarch 2007 - November 2008
Wachovia Securities May 2004 - August 2006
Skills
Investments, Insurance, Securities, Finance, Portfolio Management, Fixed Annuities
Education
California State University-Chico 2002 — 2006
Bachelors of Science, Business - Financial Services
Margaret Blum Margaret Blum's Wachovia Securities Experience July 2001 - December 2002
Job Escrow Processor
Industry Real Estate
Experience
The Title Professionals, LLC November 2011 - Present
First National Community Bank March 2007 - September 2011
First National Community Bank December 2007 - October 2009
Investor's Abstract, Inc. July 2005 - March 2007
Wachovia Bank January 2003 - May 2005
Wachovia Securities July 2001 - December 2002
Skills
Title Insurance, Loans, Banking, Finance, Commercial Lending, Legal Writing, Corporate Law, Accounting, Real Estate, Consumer Lending, Customer Service, Management, Loan Origination, Cross Selling, FHA, Short Sales
Education
Old Dominion University 2003 — 2003
Certification, Paralegal
Christopher Newport University 1997 — 1999
B.S.B.A., Marketing
American Bankers Association
Banking
The Title Professionals, LLC November 2011 - Present
First National Community Bank March 2007 - September 2011
First National Community Bank December 2007 - October 2009
Investor's Abstract, Inc. July 2005 - March 2007
Wachovia Bank January 2003 - May 2005
Wachovia Securities July 2001 - December 2002
Skills
Title Insurance, Loans, Banking, Finance, Commercial Lending, Legal Writing, Corporate Law, Accounting, Real Estate, Consumer Lending, Customer Service, Management, Loan Origination, Cross Selling, FHA, Short Sales
Education
Old Dominion University 2003 — 2003
Certification, Paralegal
Christopher Newport University 1997 — 1999
B.S.B.A., Marketing
American Bankers Association
Banking
Derek Pritchard's Wachovia Securities Experience August 2007 - December 2008
Job Independent Financial Advisor
Industry Financial Services
Experience
PRITCHARD ASSET MANAGEMENT July 2014 - Present
BancWest Investments February 2009 - March 2014
Wachovia Securities August 2007 - December 2008
BANC OF AMERICA INVESTMENT SERVICES May 2002 - June 2007
Wells Fargo Advisors August 1992 - May 2002
Skills
Investments, Asset Management, Financial Analysis, Customer Service, Management, Portfolio Management, Financial Planning, Microsoft Office, Microsoft Excel, Financial Services, Client Rapport, Long-term Customer..., Finance, Retirement Planning, Wealth Management
Education
California State University-Chico 1986 — 1990
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
PRITCHARD ASSET MANAGEMENT July 2014 - Present
BancWest Investments February 2009 - March 2014
Wachovia Securities August 2007 - December 2008
BANC OF AMERICA INVESTMENT SERVICES May 2002 - June 2007
Wells Fargo Advisors August 1992 - May 2002
Skills
Investments, Asset Management, Financial Analysis, Customer Service, Management, Portfolio Management, Financial Planning, Microsoft Office, Microsoft Excel, Financial Services, Client Rapport, Long-term Customer..., Finance, Retirement Planning, Wealth Management
Education
California State University-Chico 1986 — 1990
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
Sam Scherf, CFA Sam Scherf, CFA's Wachovia Securities Experience May 2008 - December 2008
Job Vice President at StepStone Group
Industry Venture Capital & Private Equity
Experience
StepStone Group February 2015 - Present
Atlas Diligence, LLC December 2013 - January 2015
StepStone Group October 2009 - November 2013
Wachovia Securities May 2008 - December 2008
Five Point Capital June 2007 - May 2008
Mackinac Center for Public Policy November 2000 - August 2004
Education
Central Michigan University 2003 — 2007
BS in BA, Finance & Economics Majors, Accounting Minor
StepStone Group February 2015 - Present
Atlas Diligence, LLC December 2013 - January 2015
StepStone Group October 2009 - November 2013
Wachovia Securities May 2008 - December 2008
Five Point Capital June 2007 - May 2008
Mackinac Center for Public Policy November 2000 - August 2004
Education
Central Michigan University 2003 — 2007
BS in BA, Finance & Economics Majors, Accounting Minor
Kevin Custer Kevin Custer's Wachovia Securities Experience January 2005 - December 2007
Job Project Manager / Assistant Vice President at Wells Fargo
Industry Financial Services
Experience
Wells Fargo January 2015 - Present
Wells Fargo Advisors December 2010 - January 2015
Wells Fargo Advisors / Wachovia Securities January 2007 - December 2010
Wachovia Securities January 2005 - December 2007
Wachovia Securities January 2000 - December 2004
Mentor Investment Group, subsidiary of Wachovia Securities January 1997 - December 1999
Mentor Investment Group, subsidiary of Wachovia Securities July 1996 - December 1996
Skills
Dreamweaver, FrontPage, Project Management, Business Analysis, Piano Playing, Microsoft Excel, Project Planning, Project Coordination, Project Delivery, MS Project, Microsoft Word, Microsoft Office, Mac, Meeting Planning, PowerPoint, Training, SharePoint, Analysis, Strategy, Leadership, Financial Analysis, Financial Services, Communication, Reliability, Management, Marketing, Program Management, Process Improvement, Finance, Relationship Management
Education
Virginia Commonwealth University 2004 — 2005
Business Administration
Christopher Newport University 1994 — 1995
English
Radford University 1993 — 1994
English
Stamps-Baxter School of Music 1992 — 1993
Piano
Wells Fargo January 2015 - Present
Wells Fargo Advisors December 2010 - January 2015
Wells Fargo Advisors / Wachovia Securities January 2007 - December 2010
Wachovia Securities January 2005 - December 2007
Wachovia Securities January 2000 - December 2004
Mentor Investment Group, subsidiary of Wachovia Securities January 1997 - December 1999
Mentor Investment Group, subsidiary of Wachovia Securities July 1996 - December 1996
Skills
Dreamweaver, FrontPage, Project Management, Business Analysis, Piano Playing, Microsoft Excel, Project Planning, Project Coordination, Project Delivery, MS Project, Microsoft Word, Microsoft Office, Mac, Meeting Planning, PowerPoint, Training, SharePoint, Analysis, Strategy, Leadership, Financial Analysis, Financial Services, Communication, Reliability, Management, Marketing, Program Management, Process Improvement, Finance, Relationship Management
Education
Virginia Commonwealth University 2004 — 2005
Business Administration
Christopher Newport University 1994 — 1995
English
Radford University 1993 — 1994
English
Stamps-Baxter School of Music 1992 — 1993
Piano
Jeremy Bailey Jeremy Bailey's Wachovia Securities Experience April 2006 - October 2006
Job Account Executive at Arbitech
Industry Computer Networking
Experience
Arbitech October 2008 - Present
LandAmerica Lawyers Title March 2007 - May 2008
Wachovia Securities April 2006 - October 2006
The Belmont Athletic Club October 2002 - October 2005
Maverick Investments April 2004 - January 2005
Skills
HP Server Hardware, HP Proliant, HP Procurve, IBM Servers, Cisco Catalyst Switches, Key Account Development, Inside Sales, New Business Development
Education
California State University-Long Beach 2001 — 2007
BS, International Business & Finance
Arbitech October 2008 - Present
LandAmerica Lawyers Title March 2007 - May 2008
Wachovia Securities April 2006 - October 2006
The Belmont Athletic Club October 2002 - October 2005
Maverick Investments April 2004 - January 2005
Skills
HP Server Hardware, HP Proliant, HP Procurve, IBM Servers, Cisco Catalyst Switches, Key Account Development, Inside Sales, New Business Development
Education
California State University-Long Beach 2001 — 2007
BS, International Business & Finance
Devon Konikow, CPA's Wachovia Securities Experience May 2006 - April 2007
Job Audit Manager at Deloitte & Touche LLP
Industry Accounting
Experience
Deloitte October 2012 - Present
Taiyo Pacific Partners October 2011 - September 2012
Microsoft Corporation March 2011 - September 2011
Deloitte & Touche LLP September 2008 - March 2011
Wachovia Securities May 2006 - April 2007
Education
Case Western Reserve University 2007 — 2008
Masters, Accounting
Case Western Reserve University 2004 — 2008
Bachelors of Science, Accounting
Deloitte October 2012 - Present
Taiyo Pacific Partners October 2011 - September 2012
Microsoft Corporation March 2011 - September 2011
Deloitte & Touche LLP September 2008 - March 2011
Wachovia Securities May 2006 - April 2007
Education
Case Western Reserve University 2007 — 2008
Masters, Accounting
Case Western Reserve University 2004 — 2008
Bachelors of Science, Accounting
Steven Melanson Steven Melanson's Wachovia Securities Experience June 2007 - October 2007
Job CTO/CoFounder at Quantitas Capital Inc
Industry Financial Services
Experience
Quantitas Capital Inc October 2011 - Present
AppCard June 2013 - October 2013
Capital IQ May 2012 - June 2013
Columbia University August 2011 - May 2012
City of Sacramento September 2011 - January 2012
Siemens USA, Mobility Division March 2011 - August 2011
California State University Sacramento June 2009 - May 2011
Wachovia Securities June 2007 - October 2007
Skills
M.S. Office, Matlab, Java, Assembly Language, R, Bloomberg Terminal, Python, Lisp, SQL, Microsoft SQL Server, Oracle SQL, Hadoop, Amazon Web Services..., Capital IQ, Hive, Applied Mathematics, Mathematical Statistics, LaTeX, Data Analysis, Statistics, Machine Learning, Artificial Intelligence, Quantitative Analytics, Analytics, Quantitative Finance, Predictive Analytics, Databases, Microsoft Office
Education
Columbia University 2011 — 2012
School, Engineering and Applied Science
California State University-Sacramento 2008 — 2011
B.A., Applied Mathematics and Statistics
California State University-Sacramento 2000 — 2005
B.S., Physiology
California State University-Los Angeles 2002 — 2004
Jesuit High School 1996 — 2000
Quantitas Capital Inc October 2011 - Present
AppCard June 2013 - October 2013
Capital IQ May 2012 - June 2013
Columbia University August 2011 - May 2012
City of Sacramento September 2011 - January 2012
Siemens USA, Mobility Division March 2011 - August 2011
California State University Sacramento June 2009 - May 2011
Wachovia Securities June 2007 - October 2007
Skills
M.S. Office, Matlab, Java, Assembly Language, R, Bloomberg Terminal, Python, Lisp, SQL, Microsoft SQL Server, Oracle SQL, Hadoop, Amazon Web Services..., Capital IQ, Hive, Applied Mathematics, Mathematical Statistics, LaTeX, Data Analysis, Statistics, Machine Learning, Artificial Intelligence, Quantitative Analytics, Analytics, Quantitative Finance, Predictive Analytics, Databases, Microsoft Office
Education
Columbia University 2011 — 2012
School, Engineering and Applied Science
California State University-Sacramento 2008 — 2011
B.A., Applied Mathematics and Statistics
California State University-Sacramento 2000 — 2005
B.S., Physiology
California State University-Los Angeles 2002 — 2004
Jesuit High School 1996 — 2000
Chris Boyle's Wachovia Securities Experience July 2006 - June 2009
Job Corporate Development and M&A at Sabre Corporation
Industry Information Technology and Services
Experience
Sabre Corporation July 2015 - Present
Telescope June 2012 - Present
TuneCore November 2014 - April 2015
Moorgate Partners July 2009 - December 2014
Wachovia Securities July 2006 - June 2009
MTM Technologies June 2005 - June 2006
JP Morgan June 2002 - June 2005
Balanced Scorecard Collaborative March 1999 - August 2000
US Navy June 1994 - September 1998
Skills
Financial Modeling, Mergers, Strategic Partnerships, Investment Banking, Private Equity, M&A experience, Corporate Finance, Capital Markets, Negotiation, Media, Digital Media, Mergers & Acquisitions, Acquisitions, Investments, Executive Management, Valuation, Capital Raising, Venture Capital, LBO, Leveraged Finance, Financial Advisory, Strategy, Due Diligence, Corporate Development, Business Strategy, Start-ups, Leadership
Education
University of Michigan - Stephen M. Ross School of Business 2000 — 2002
M.B.A., Finance
Boston College 1990 — 1994
B.A., Economics
Deerfield Academy 1989 — 1990
Belmont Hill School 1985 — 1989
Sabre Corporation July 2015 - Present
Telescope June 2012 - Present
TuneCore November 2014 - April 2015
Moorgate Partners July 2009 - December 2014
Wachovia Securities July 2006 - June 2009
MTM Technologies June 2005 - June 2006
JP Morgan June 2002 - June 2005
Balanced Scorecard Collaborative March 1999 - August 2000
US Navy June 1994 - September 1998
Skills
Financial Modeling, Mergers, Strategic Partnerships, Investment Banking, Private Equity, M&A experience, Corporate Finance, Capital Markets, Negotiation, Media, Digital Media, Mergers & Acquisitions, Acquisitions, Investments, Executive Management, Valuation, Capital Raising, Venture Capital, LBO, Leveraged Finance, Financial Advisory, Strategy, Due Diligence, Corporate Development, Business Strategy, Start-ups, Leadership
Education
University of Michigan - Stephen M. Ross School of Business 2000 — 2002
M.B.A., Finance
Boston College 1990 — 1994
B.A., Economics
Deerfield Academy 1989 — 1990
Belmont Hill School 1985 — 1989
Nadida Amatullah-Matin Nadida Amatullah-Matin's Wachovia Securities Experience February 2005 - September 2008
Job Regional Supervisor at Wells Fargo Advisors
Industry Investment Management
Experience
Wells Fargo Advisors September 2014 - Present
Wells Fargo Advisors February 2010 - August 2014
Wells Fargo Advisors September 2008 - January 2010
Wachovia Securities February 2005 - September 2008
Skills
Financial Services, Series 7, Mutual Funds, Investments, Series 63, Alternative Investments, Financial Analysis, Uniform Combined State..., Securities, Finance, Asset Allocation, FINRA, Microsoft Office, Financial Advisory, Program Management, Leadership, Management, Fixed Income, Trading, Portfolio Management, Equities, Relationship Management, Wealth Management, Back Office, Series 9, New Account Opening, Investment Advisory, Series 65, Risk Management, Asset Management, Financial Risk, Customer Service
Education
Kaplan University 2013 — 2014
Master of Business Administration (MBA)
Bloomfield College 1985 — 1989
Bachelors of Science
Wells Fargo Advisors September 2014 - Present
Wells Fargo Advisors February 2010 - August 2014
Wells Fargo Advisors September 2008 - January 2010
Wachovia Securities February 2005 - September 2008
Skills
Financial Services, Series 7, Mutual Funds, Investments, Series 63, Alternative Investments, Financial Analysis, Uniform Combined State..., Securities, Finance, Asset Allocation, FINRA, Microsoft Office, Financial Advisory, Program Management, Leadership, Management, Fixed Income, Trading, Portfolio Management, Equities, Relationship Management, Wealth Management, Back Office, Series 9, New Account Opening, Investment Advisory, Series 65, Risk Management, Asset Management, Financial Risk, Customer Service
Education
Kaplan University 2013 — 2014
Master of Business Administration (MBA)
Bloomfield College 1985 — 1989
Bachelors of Science
Ben Levien Ben Levien's Wachovia Securities Experience August 2007 - August 2008
Job Enterprise Account Manager @DocuSign Digital Transaction Management
Industry Information Services
Experience
DocuSign, Inc. July 2010 - Present
Onvia July 2008 - July 2010
Wachovia Securities August 2007 - August 2008
KBL Mortgage August 2006 - August 2007
H&R Block Mortgage October 2004 - August 2006
Merit Financial July 2001 - October 2004
Skills
Negotiation, Mentoring, Forecasting, Call Center, Hiring, Insurance, Microsoft Office, Consultative Selling, Account Management, Sales Management, Customer Relations, Sales Process, Salesforce.com, Team Building, Cold Calling, Contract Negotiation, Solution Selling, Problem Solving, Process Improvement, Business Strategy, Team Leadership, Direct Sales, SaaS, B2B, Coaching, Contract Negotiations, Excel, Microsoft Excel, Customer Service, DocuSign, eSign, Electronic Signatures, Sales Operations, Call Centers, Selling, Cloud Computing, New Business Development, Enterprise Software, CRM, Customer Satisfaction, Management, Sales, Leadership, Strategic Partnerships
Education
University of Phoenix 2010 — 2011
Bachelor of Science, Business Management, 3.76
Central Washington University 1998 — 2000
BA, Finance, Marketing
North Seattle College 1996 — 1998
AA, Business
DocuSign, Inc. July 2010 - Present
Onvia July 2008 - July 2010
Wachovia Securities August 2007 - August 2008
KBL Mortgage August 2006 - August 2007
H&R Block Mortgage October 2004 - August 2006
Merit Financial July 2001 - October 2004
Skills
Negotiation, Mentoring, Forecasting, Call Center, Hiring, Insurance, Microsoft Office, Consultative Selling, Account Management, Sales Management, Customer Relations, Sales Process, Salesforce.com, Team Building, Cold Calling, Contract Negotiation, Solution Selling, Problem Solving, Process Improvement, Business Strategy, Team Leadership, Direct Sales, SaaS, B2B, Coaching, Contract Negotiations, Excel, Microsoft Excel, Customer Service, DocuSign, eSign, Electronic Signatures, Sales Operations, Call Centers, Selling, Cloud Computing, New Business Development, Enterprise Software, CRM, Customer Satisfaction, Management, Sales, Leadership, Strategic Partnerships
Education
University of Phoenix 2010 — 2011
Bachelor of Science, Business Management, 3.76
Central Washington University 1998 — 2000
BA, Finance, Marketing
North Seattle College 1996 — 1998
AA, Business
Bri Hidalgo Bri Hidalgo's Wachovia Securities Experience June 2002 - November 2005
Job Investment Compliance Manager at Wells Fargo Bank
Industry Financial Services
Experience
Wells Fargo Bank May 2006 - Present
First State Investments February 2005 - December 2005
Wachovia Securities June 2002 - November 2005
First Union August 2000 - June 2002
Skills
Investments, Equities, Asset Management, Financial Risk, Securities, Alternative Investments
Education
San Francisco State University, College of Business 2001 — 2004
Bachelor's Degree
California Polytechnic State University-San Luis Obispo 1998 — 2000
Business Administration and Management, General
Wells Fargo Bank May 2006 - Present
First State Investments February 2005 - December 2005
Wachovia Securities June 2002 - November 2005
First Union August 2000 - June 2002
Skills
Investments, Equities, Asset Management, Financial Risk, Securities, Alternative Investments
Education
San Francisco State University, College of Business 2001 — 2004
Bachelor's Degree
California Polytechnic State University-San Luis Obispo 1998 — 2000
Business Administration and Management, General
Vikram Jetti's Wachovia Securities Experience June 2006 - December 2007
Job Analyst at Highland Capital Management, L.P.
Industry Financial Services
Experience
Highland Capital Management, L.P. February 2015 - Present
Santander Consumer USA Inc. July 2014 - January 2015
Santander Consumer USA Inc. September 2013 - July 2014
Capital One December 2011 - July 2013
Bank of New York Mellon November 2010 - September 2011
Bank of New York Mellon May 2008 - August 2010
Wachovia Securities June 2006 - December 2007
Credit Suisse First Boston May 2005 - August 2005
Skills
Analysis, Derivatives, Financial Analysis, Strategy, Investments, Loans, Financial Structuring, Financial Modeling, Bloomberg, Valuation, Fixed Income, Mortgage Lending, Capital Markets, Equities, Portfolio Management, Securitization, Investment Banking, Business Analysis, Risk Management, Asset Management, Hedge Funds, Data Analysis, Corporate Finance, Banking, Credit Risk
Education
Carnegie Mellon University 2002 — 2006
BS
Carnegie Mellon University - Tepper School of Business 2002 — 2006
BS
Highland Capital Management, L.P. February 2015 - Present
Santander Consumer USA Inc. July 2014 - January 2015
Santander Consumer USA Inc. September 2013 - July 2014
Capital One December 2011 - July 2013
Bank of New York Mellon November 2010 - September 2011
Bank of New York Mellon May 2008 - August 2010
Wachovia Securities June 2006 - December 2007
Credit Suisse First Boston May 2005 - August 2005
Skills
Analysis, Derivatives, Financial Analysis, Strategy, Investments, Loans, Financial Structuring, Financial Modeling, Bloomberg, Valuation, Fixed Income, Mortgage Lending, Capital Markets, Equities, Portfolio Management, Securitization, Investment Banking, Business Analysis, Risk Management, Asset Management, Hedge Funds, Data Analysis, Corporate Finance, Banking, Credit Risk
Education
Carnegie Mellon University 2002 — 2006
BS
Carnegie Mellon University - Tepper School of Business 2002 — 2006
BS
Greg Hefner Greg Hefner's Wachovia Securities Experience 2004 - 2008
Job Managing Director at Macquarie Capital
Industry Investment Banking
Experience
Macquarie Capital 2011 - Present
Moody's Investors Service 2009 - 2011
Allison & Hefner Partners 2008 - 2009
Wachovia Securities 2004 - 2008
GE Asset Management 2002 - 2003
Morgan Stanley 1990 - 2001
Skills
Investment Banking, Capital Markets, Fixed Income, Portfolio Management, Corporate Finance, Credit Risk, Loan Origination, Leveraged Finance, Loan Pricing, Credit Analysis, Counterparty Risk, Emerging Markets
Education
New York University, Stern School of Business
MBA, Finance and International Business
Boston College - Carroll School of Management
B.S., cum laude, Finance and Marketing
Macquarie Capital 2011 - Present
Moody's Investors Service 2009 - 2011
Allison & Hefner Partners 2008 - 2009
Wachovia Securities 2004 - 2008
GE Asset Management 2002 - 2003
Morgan Stanley 1990 - 2001
Skills
Investment Banking, Capital Markets, Fixed Income, Portfolio Management, Corporate Finance, Credit Risk, Loan Origination, Leveraged Finance, Loan Pricing, Credit Analysis, Counterparty Risk, Emerging Markets
Education
New York University, Stern School of Business
MBA, Finance and International Business
Boston College - Carroll School of Management
B.S., cum laude, Finance and Marketing
Kevin Ely's Wachovia Securities Experience 2007 - 2008
Job Equity Investment Strategy and Research Professional
Industry Investment Management
Experience
Cambridge Associates 2008 - Present
Wachovia Securities 2007 - 2008
Duff & Phelps 2005 - 2007
Cambridge Associates 1999 - 2003
Booz Allen Hamilton 1997 - 1999
Education
Boston University - School of Management 2003 — 2005
Master of Business Administration (M.B.A.), Finance
Mary Washington College
Bachelor's Degree, Economics
Cambridge Associates 2008 - Present
Wachovia Securities 2007 - 2008
Duff & Phelps 2005 - 2007
Cambridge Associates 1999 - 2003
Booz Allen Hamilton 1997 - 1999
Education
Boston University - School of Management 2003 — 2005
Master of Business Administration (M.B.A.), Finance
Mary Washington College
Bachelor's Degree, Economics
Russ Burnett Russ Burnett's Wachovia Securities Experience 1998 - 2003
Job Former
Industry Accounting
Experience
Metacred Inc February 2015 - March 2015
AIHA 2009 - 2014
Lighthouse Gallery & Gifts 2004 - November 2009
Wachovia Securities 1998 - 2003
Independent Insurance Agents and Brokers of America 1992 - 1998
DCI Publishing 1988 - 1990
Ernst & Young 1985 - 1985
Skills
Managerial Finance, Valuation, Budgets, CPA, Financial Reporting, Auditing, Accounting, Leadership, Cash Flow, Finance, Management, Strategic Planning, Executive Management, Financial Accounting, Strategy, Banking, Mergers & Acquisitions, Risk Management, Small Business, Analysis, GAAP, Internal Controls, Cash Management, Strategic Financial..., Internal Audit, US GAAP, Restructuring, Cost Accounting, Tax
Education
California State Polytechnic University-Pomona
BS, Accountancy
Servite High
Metacred Inc February 2015 - March 2015
AIHA 2009 - 2014
Lighthouse Gallery & Gifts 2004 - November 2009
Wachovia Securities 1998 - 2003
Independent Insurance Agents and Brokers of America 1992 - 1998
DCI Publishing 1988 - 1990
Ernst & Young 1985 - 1985
Skills
Managerial Finance, Valuation, Budgets, CPA, Financial Reporting, Auditing, Accounting, Leadership, Cash Flow, Finance, Management, Strategic Planning, Executive Management, Financial Accounting, Strategy, Banking, Mergers & Acquisitions, Risk Management, Small Business, Analysis, GAAP, Internal Controls, Cash Management, Strategic Financial..., Internal Audit, US GAAP, Restructuring, Cost Accounting, Tax
Education
California State Polytechnic University-Pomona
BS, Accountancy
Servite High
Adin Rodriguez Adin Rodriguez's Wachovia Securities Experience 2004 - 2007
Job Financial Advisor at Nationwide Planning Associates, Inc.
Industry Financial Services
Experience
Nationwide Planning Associates, Inc. 2014 - Present
BBVA Securities 2007 - 2014
Wachovia Securities 2004 - 2007
Morgan Stanley 2001 - 2004
Skills
Investments, Portfolio Management, Asset Management, Banking, Risk Management, Android, Security Analysis, Value Investing, Business Strategy, Equities, Financial Planning, Mergers, Financial Analysis, Due Diligence, Private Equity, Wealth Management, Securities, Capital Markets, Valuation, Business Planning, Managerial Finance, Financial Advisory, Client Relations Skills, Scribd, Technorati, Strategic Financial..., Credit, Financial Services, Financial Risk, Mutual Funds, Finance, Strategic Planning, Management
Education
Boston University School of Law 1995 — 1996
LLM, Banking and Securities Law
University of Puerto Rico Graduate School of Business 1992 — 1994
Master of Business Administration (M.B.A.), Finance
University of Puerto Rico School of Law 1986 — 1990
Juris Doctor (J.D.), Law
Fairfield University 1982 — 1986
Bachelor's Degree, Finance
Colegio San Ignacio de Loyola 1978 — 1982
High School
Nationwide Planning Associates, Inc. 2014 - Present
BBVA Securities 2007 - 2014
Wachovia Securities 2004 - 2007
Morgan Stanley 2001 - 2004
Skills
Investments, Portfolio Management, Asset Management, Banking, Risk Management, Android, Security Analysis, Value Investing, Business Strategy, Equities, Financial Planning, Mergers, Financial Analysis, Due Diligence, Private Equity, Wealth Management, Securities, Capital Markets, Valuation, Business Planning, Managerial Finance, Financial Advisory, Client Relations Skills, Scribd, Technorati, Strategic Financial..., Credit, Financial Services, Financial Risk, Mutual Funds, Finance, Strategic Planning, Management
Education
Boston University School of Law 1995 — 1996
LLM, Banking and Securities Law
University of Puerto Rico Graduate School of Business 1992 — 1994
Master of Business Administration (M.B.A.), Finance
University of Puerto Rico School of Law 1986 — 1990
Juris Doctor (J.D.), Law
Fairfield University 1982 — 1986
Bachelor's Degree, Finance
Colegio San Ignacio de Loyola 1978 — 1982
High School
Vilma Edginton Vilma Edginton's Wachovia Securities Experience September 2001 - September 2002
Job
Industry Education Management
Experience
Colorado Technical University November 2009 - Present
Spring Arbor University June 2009 - Present
Kaplan University January 2009 - Present
Gemological Institute of America October 2002 - June 2008
Wachovia Securities September 2001 - September 2002
Education
Claremont Graduate University
Ph.D
Wayne State University
Colorado Technical University November 2009 - Present
Spring Arbor University June 2009 - Present
Kaplan University January 2009 - Present
Gemological Institute of America October 2002 - June 2008
Wachovia Securities September 2001 - September 2002
Education
Claremont Graduate University
Ph.D
Wayne State University
Richard Mudrinich Richard Mudrinich's Wachovia Securities Experience June 2005 - September 2006
Job Rescue Rick the Grass Cut Man
Industry Venture Capital & Private Equity
Experience
Yard Safety Awareness September 2003 - Present
IBM Global Business Services September 2006 - June 2007
Wachovia Securities June 2005 - September 2006
Mudrinich Ventures January 2002 - June 2005
Cambridge Technology Partners January 2000 - November 2001
Bear Stearns August 1993 - December 1999
Chevron Chemical Company October 1988 - July 1991
Shell Oil Company March 1986 - October 1988
Education
Carnegie Mellon Tepper School of Business 1991 — 1993
Master of Business Administration, Business
Pennsylvania State University 1981 — 1985
Bachelor of Science, Chemical Engineering
Yard Safety Awareness September 2003 - Present
IBM Global Business Services September 2006 - June 2007
Wachovia Securities June 2005 - September 2006
Mudrinich Ventures January 2002 - June 2005
Cambridge Technology Partners January 2000 - November 2001
Bear Stearns August 1993 - December 1999
Chevron Chemical Company October 1988 - July 1991
Shell Oil Company March 1986 - October 1988
Education
Carnegie Mellon Tepper School of Business 1991 — 1993
Master of Business Administration, Business
Pennsylvania State University 1981 — 1985
Bachelor of Science, Chemical Engineering
Regina Taylor's Wachovia Securities Experience 1993 - 2008
Job Professional Services Executive focused on helping financial services clients make better decisions, faster
Industry Information Technology and Services
Experience
Conclusive Analytics 2013 - Present
Allen Tate 2010 - 2013
Morgan Stanley Smith Barney 2008 - 2010
Morgan Stanley Smith Barney 2008 - 2009
Wachovia 1993 - 2008
Wachovia Securities 1993 - 2008
Skills
CRM, Strategic Planning, Financial Services, Project Management, Executive Management, Account Management, Vendor Management, Management, Leadership, Training, Strategy, Salesforce.com, Finance, Sales, Business Analysis, Team Building, Business Planning, Business Strategy, Human Resources, Recruiting, New Business Development, Analysis, Employee Benefits, Call Center, Sales Operations, Forecasting, Operations Management, Customer Satisfaction, Business Development, Process Improvement, Call Centers, Risk Management, Banking, Selling, Contract Negotiation, Team Leadership, Sales Management, Strategic Partnerships, Product Management, Cross-functional Team..., Outsourcing, Relationship Management, Program Management, SaaS, Business Process..., Sales Process, Lead Generation, Insurance, Direct Sales, Competitive Analysis
Education
Central Piedmont Community College 1992 — 1994
Providence 1989 — 1992
Conclusive Analytics 2013 - Present
Allen Tate 2010 - 2013
Morgan Stanley Smith Barney 2008 - 2010
Morgan Stanley Smith Barney 2008 - 2009
Wachovia 1993 - 2008
Wachovia Securities 1993 - 2008
Skills
CRM, Strategic Planning, Financial Services, Project Management, Executive Management, Account Management, Vendor Management, Management, Leadership, Training, Strategy, Salesforce.com, Finance, Sales, Business Analysis, Team Building, Business Planning, Business Strategy, Human Resources, Recruiting, New Business Development, Analysis, Employee Benefits, Call Center, Sales Operations, Forecasting, Operations Management, Customer Satisfaction, Business Development, Process Improvement, Call Centers, Risk Management, Banking, Selling, Contract Negotiation, Team Leadership, Sales Management, Strategic Partnerships, Product Management, Cross-functional Team..., Outsourcing, Relationship Management, Program Management, SaaS, Business Process..., Sales Process, Lead Generation, Insurance, Direct Sales, Competitive Analysis
Education
Central Piedmont Community College 1992 — 1994
Providence 1989 — 1992
Alex Sterba's Wachovia Securities Experience July 2011 - July 2011
Job Advisor Operations Analyst at PNC
Industry Capital Markets
Experience
PNC Capital Advisors January 2013 - Present
Centre College October 2011 - May 2012
Colonel Corps, Centre College October 2010 - May 2012
Cleveland Indians June 2011 - August 2011
Wachovia Securities July 2011 - July 2011
Skills
Economics, Stata, Microsoft Excel, Research, Microsoft Office, PowerPoint, Financial Modeling, Data Analysis, Valuation, Public Speaking, Microsoft Word, Advent Portfolio Systems
Education
Centre College 2008 — 2012
Bachelor of Science, Economics, Minors in Mathematics and Political Economy
PNC Capital Advisors January 2013 - Present
Centre College October 2011 - May 2012
Colonel Corps, Centre College October 2010 - May 2012
Cleveland Indians June 2011 - August 2011
Wachovia Securities July 2011 - July 2011
Skills
Economics, Stata, Microsoft Excel, Research, Microsoft Office, PowerPoint, Financial Modeling, Data Analysis, Valuation, Public Speaking, Microsoft Word, Advent Portfolio Systems
Education
Centre College 2008 — 2012
Bachelor of Science, Economics, Minors in Mathematics and Political Economy
Colleen Jackson Colleen Jackson's Wachovia Securities Experience 2005 - 2007
Job Technical Recruiter at Princeton Information
Industry Staffing and Recruiting
Experience
Princeton Information August 2011 - Present
Teach for America 2009 - 2011
TEKsystems 2007 - 2009
Wachovia Securities 2005 - 2007
Skills
Talent Acquisition, Outlook, Technical Recruiting, Sourcing, Customer Relations
Education
Hunter College 2009 — 2011
MSEd, Special Education
Saint Bonaventure University 2001 — 2005
BBA, Management/Marketing
Princeton Information August 2011 - Present
Teach for America 2009 - 2011
TEKsystems 2007 - 2009
Wachovia Securities 2005 - 2007
Skills
Talent Acquisition, Outlook, Technical Recruiting, Sourcing, Customer Relations
Education
Hunter College 2009 — 2011
MSEd, Special Education
Saint Bonaventure University 2001 — 2005
BBA, Management/Marketing
Crystal Nolen's Wachovia Securities Experience September 2008 - February 2009
Job Web Designer at SunTrust Mortgage
Industry Information Technology and Services
Experience
SunTrust Mortgage November 2013 - Present
Acclaimed Web Development & Online Marketing February 2009 - Present
Richmond Public Schools October 2009 - October 2013
Wachovia Securities September 2008 - February 2009
ManTech IS&T April 2008 - August 2008
Wachovia Securities September 2007 - April 2008
Mahloy Web Development December 2002 - November 2007
NetSearch Direct April 2007 - August 2007
The Toy Shoppe October 2005 - April 2007
Virginia Electronic Commerce Technology Center February 2001 - June 2005
Skills
HTML, XHTML, CSS, Photoshop, DotNetNuke, Documentum, Content Management, Web Design, Web Development, HTML5, HTML + CSS, jQuery, JavaScript, Wordpress, Wordpress Design, Joomla, WordPress, Social Media Marketing, E-commerce, HTML 5, Online Marketing, Email Marketing, CMS
Education
Christopher Newport University 1996 — 2001
BA, Economics
nansemond river high school 1992 — 1996
high school diploma
SunTrust Mortgage November 2013 - Present
Acclaimed Web Development & Online Marketing February 2009 - Present
Richmond Public Schools October 2009 - October 2013
Wachovia Securities September 2008 - February 2009
ManTech IS&T April 2008 - August 2008
Wachovia Securities September 2007 - April 2008
Mahloy Web Development December 2002 - November 2007
NetSearch Direct April 2007 - August 2007
The Toy Shoppe October 2005 - April 2007
Virginia Electronic Commerce Technology Center February 2001 - June 2005
Skills
HTML, XHTML, CSS, Photoshop, DotNetNuke, Documentum, Content Management, Web Design, Web Development, HTML5, HTML + CSS, jQuery, JavaScript, Wordpress, Wordpress Design, Joomla, WordPress, Social Media Marketing, E-commerce, HTML 5, Online Marketing, Email Marketing, CMS
Education
Christopher Newport University 1996 — 2001
BA, Economics
nansemond river high school 1992 — 1996
high school diploma
Bradley Wynn Bradley Wynn's Wachovia Securities Experience 2006 - 2007
Job Financial Advisor at Dealer Current
Industry Capital Markets
Experience
Wachovia Securities 2006 - 2007
Pacific Western Bank 2000 - 2005
United States Marine Corps 1984 - 1990
Skills
Fundraising, Financial Analysis, ROI Accountability, Investments, ROMI, Derivatives, Trading
Education
California State University-Sacramento 2002 — 2010
M.S., Finance
California State University-Sacramento 1990 — 2002
M.E., Economics
Wachovia Securities 2006 - 2007
Pacific Western Bank 2000 - 2005
United States Marine Corps 1984 - 1990
Skills
Fundraising, Financial Analysis, ROI Accountability, Investments, ROMI, Derivatives, Trading
Education
California State University-Sacramento 2002 — 2010
M.S., Finance
California State University-Sacramento 1990 — 2002
M.E., Economics
Dana Goldfarb Dana Goldfarb's Wachovia Securities Experience November 2000 - 2004
Job Vice President, Investments at Raymond James
Industry Financial Services
Experience
Raymond James February 2010 - Present
Oppenheimer & Co. Inc. November 2004 - February 2010
Wachovia Securities November 2000 - 2004
Sutro & Co April 1995 - December 2000
Bateman Eichler, Hill Richards June 1987 - April 1995
Paine Webber December 1979 - June 1987
Skills
Retirement Planning, Investments, Finance, Mutual Funds, Series 7, Wealth Management, Retirement, Asset Allocation, Investment Strategies, Series 63, Financial Advisory, Investment Advisory, Securities
Education
California State University-Northridge 1974 — 1977
Bachelor of Arts (B.A.), Urban Studies/Affairs
Van Nuys High School 1967 — 1970
High School
Raymond James February 2010 - Present
Oppenheimer & Co. Inc. November 2004 - February 2010
Wachovia Securities November 2000 - 2004
Sutro & Co April 1995 - December 2000
Bateman Eichler, Hill Richards June 1987 - April 1995
Paine Webber December 1979 - June 1987
Skills
Retirement Planning, Investments, Finance, Mutual Funds, Series 7, Wealth Management, Retirement, Asset Allocation, Investment Strategies, Series 63, Financial Advisory, Investment Advisory, Securities
Education
California State University-Northridge 1974 — 1977
Bachelor of Arts (B.A.), Urban Studies/Affairs
Van Nuys High School 1967 — 1970
High School
Lisa (Miller) Gammon Lisa (Miller) Gammon's Wachovia Securities Experience 1997 - 2000
Job Account Executive at SCUI
Industry Insurance
Experience
Crump Insurance April 2013 - Present
Crump Insurance May 2007 - April 2013
Crump Insurance Services May 2007 - April 2013
South and western May 2005 - April 2007
2005Snapp & Associates, Inc October 2003 - April 2005
2003ESP Insurance Agency June 2002 - September 2003
2002Wachovia Securities June 1999 - April 2002
wachovia Securities 1997 - 2000
Skills
Insurance, Budgeting, Accounts Payable, Compliance, Customer Service, Budgets, Accounts Receivable, Property & Casualty..., Finance, Commercial Insurance, Brokers, Employee Benefits, Accounting
Education
Christopher Newport University 1997 — 1999
Bachelors in Business Administration, Marketing
Christopher Newport University 1997 — 1999
Bachelors Degree, Business Administration; Marketing
McHenry County College 1995 — 1997
Associates, Business
Crump Insurance April 2013 - Present
Crump Insurance May 2007 - April 2013
Crump Insurance Services May 2007 - April 2013
South and western May 2005 - April 2007
2005Snapp & Associates, Inc October 2003 - April 2005
2003ESP Insurance Agency June 2002 - September 2003
2002Wachovia Securities June 1999 - April 2002
wachovia Securities 1997 - 2000
Skills
Insurance, Budgeting, Accounts Payable, Compliance, Customer Service, Budgets, Accounts Receivable, Property & Casualty..., Finance, Commercial Insurance, Brokers, Employee Benefits, Accounting
Education
Christopher Newport University 1997 — 1999
Bachelors in Business Administration, Marketing
Christopher Newport University 1997 — 1999
Bachelors Degree, Business Administration; Marketing
McHenry County College 1995 — 1997
Associates, Business
Tony Barral's Wachovia Securities Experience 2002 - 2003
Job
Industry Financial Services
Experience
Morgan Stanley April 2010 - Present
Direct Edge May 2007 - April 2010
NYFIX May 2005 - April 2007
Trading Metrics February 2005 - May 2005
TransactTools 2004 - 2005
iPaidSafe 2003 - 2004
Wachovia Securities 2002 - 2003
ElephantX 2000 - 2002
Lehman Brothers January 1992 - January 1994
Skills
Electronic Trading, Trading Systems, Equity Trading, Equities, Options, Trading, Market Data, Financial Markets, Hedge Funds, Series 7, Derivatives, Fixed Income, Investment Management, Capital Markets, Investments, Securities, Foreign Exchange, Interest Rate..., Portfolio Management, Series 63, Equity Derivatives, Equity Research, FINRA, Bloomberg, Back Office, Prime Brokerage, Series 24, Financial Services, ETFs, Credit Derivatives, FX trading, Proprietary Trading, Commodity, Mutual Funds, Broker-Dealer, FX Options, Middle Office, Trading Strategies, Structured Products, Hedging, Alternative Investments, Asset Management, Bonds, Investment Banking, Currency, Swaps, Series 55, Emerging Markets, Series 3
Education
Boston College - Wallace E. Carroll Graduate School of Management 1987 — 1991
B.S., Marketing
Montclair Kimberley Academy 1974 — 1989
Morgan Stanley April 2010 - Present
Direct Edge May 2007 - April 2010
NYFIX May 2005 - April 2007
Trading Metrics February 2005 - May 2005
TransactTools 2004 - 2005
iPaidSafe 2003 - 2004
Wachovia Securities 2002 - 2003
ElephantX 2000 - 2002
Lehman Brothers January 1992 - January 1994
Skills
Electronic Trading, Trading Systems, Equity Trading, Equities, Options, Trading, Market Data, Financial Markets, Hedge Funds, Series 7, Derivatives, Fixed Income, Investment Management, Capital Markets, Investments, Securities, Foreign Exchange, Interest Rate..., Portfolio Management, Series 63, Equity Derivatives, Equity Research, FINRA, Bloomberg, Back Office, Prime Brokerage, Series 24, Financial Services, ETFs, Credit Derivatives, FX trading, Proprietary Trading, Commodity, Mutual Funds, Broker-Dealer, FX Options, Middle Office, Trading Strategies, Structured Products, Hedging, Alternative Investments, Asset Management, Bonds, Investment Banking, Currency, Swaps, Series 55, Emerging Markets, Series 3
Education
Boston College - Wallace E. Carroll Graduate School of Management 1987 — 1991
B.S., Marketing
Montclair Kimberley Academy 1974 — 1989
James Fairman's Wachovia Securities Experience 2007 - 2008
Job Quality Assurance Analyst
Industry Packaging and Containers
Experience
Federal Reserve Bank of Richmond 2007 - Present
Capital One Financial Corporation 1999 - Present
Wachovia Securities 2007 - 2008
Capital One - Corporate Security April 2003 - August 2007
Capital One August 1999 - August 2007
Capital One - IT PMO July 2002 - April 2003
Capital One - Direct Marketing August 1999 - July 2002
Inland Paperboard & Packaging November 1992 - August 1999
Nekoosa Packaging January 1987 - November 1992
Georgia-Pacific LLC 1991 - 1992
Skills
Management, Quality Assurance, Cross-functional Team..., Software Documentation, Quality Management, Process Engineering, Project Management, Leadership, Training, Business Analysis, Analysis
Education
Bradley University 1975 — 1980
BS
Federal Reserve Bank of Richmond 2007 - Present
Capital One Financial Corporation 1999 - Present
Wachovia Securities 2007 - 2008
Capital One - Corporate Security April 2003 - August 2007
Capital One August 1999 - August 2007
Capital One - IT PMO July 2002 - April 2003
Capital One - Direct Marketing August 1999 - July 2002
Inland Paperboard & Packaging November 1992 - August 1999
Nekoosa Packaging January 1987 - November 1992
Georgia-Pacific LLC 1991 - 1992
Skills
Management, Quality Assurance, Cross-functional Team..., Software Documentation, Quality Management, Process Engineering, Project Management, Leadership, Training, Business Analysis, Analysis
Education
Bradley University 1975 — 1980
BS
Sydney Bee's Wachovia Securities Experience June 2006 - August 2006
Job Product Marketing Manager at FirstFuel Software
Industry Renewables & Environment
Experience
FirstFuel Software March 2015 - Present
Avalanche Energy July 2014 - February 2015
Continuum August 2013 - June 2014
IDEO February 2013 - March 2013
Eli Lilly and Company June 2012 - August 2012
Cornerstone Research August 2007 - April 2011
The CLASS Consulting Group July 2010 - February 2011
Wachovia Securities June 2006 - August 2006
Ivy Asset Management March 2005 - November 2005
Deloitte July 2005 - August 2005
Skills
Corporate Finance, Research, Bloomberg, Business Strategy, Financial Analysis, Microsoft Excel, Mergers & Acquisitions, Market Research, Marketing Strategy, Economic Research, Excel, CFA Level I & II, Chinese, Cross-functional Team..., SAS, Stata, Entrepreneurship, Analysis, Business Innovation, Economics, Competitive Analysis
Education
Northwestern University - Kellogg School of Management 2011 — 2013
Master of Business Administration (MBA)
China Europe International Business School (CEIBS) 2013 — 2013
Master of Business Administration (MBA) Exchange Program
University of California, Berkeley 2003 — 2007
Double Degree in Bachelor of Science and Bachelor of Art
University of Warwick - Warwick Business School 2006 — 2007
Exchange Program
FirstFuel Software March 2015 - Present
Avalanche Energy July 2014 - February 2015
Continuum August 2013 - June 2014
IDEO February 2013 - March 2013
Eli Lilly and Company June 2012 - August 2012
Cornerstone Research August 2007 - April 2011
The CLASS Consulting Group July 2010 - February 2011
Wachovia Securities June 2006 - August 2006
Ivy Asset Management March 2005 - November 2005
Deloitte July 2005 - August 2005
Skills
Corporate Finance, Research, Bloomberg, Business Strategy, Financial Analysis, Microsoft Excel, Mergers & Acquisitions, Market Research, Marketing Strategy, Economic Research, Excel, CFA Level I & II, Chinese, Cross-functional Team..., SAS, Stata, Entrepreneurship, Analysis, Business Innovation, Economics, Competitive Analysis
Education
Northwestern University - Kellogg School of Management 2011 — 2013
Master of Business Administration (MBA)
China Europe International Business School (CEIBS) 2013 — 2013
Master of Business Administration (MBA) Exchange Program
University of California, Berkeley 2003 — 2007
Double Degree in Bachelor of Science and Bachelor of Art
University of Warwick - Warwick Business School 2006 — 2007
Exchange Program
Ryan Wormley's Wachovia Securities Experience December 2007 - January 2009
Job Senior Vice President Investments at Benjamin F. Edwards & Co.
Industry Financial Services
Experience
Benjamin F. Edwards & Co. January 2013 - Present
Wells Fargo Advisors, LLC. January 2009 - January 2013
Wachovia Securities December 2007 - January 2009
AG Edwards & Sons December 2003 - December 2007
Ceridian 2000 - 2003
Ceridian January 1997 - November 2000
Ceridian July 1995 - January 1997
ADP June 1994 - July 1995
Sigma Chi International July 1993 - May 1994
Skills
Portfolio Management, Retirement Planning, Business Retirement..., Investments, Finance, Sales, Wealth Management, Series 7, Mutual Funds, Strategic Financial..., Series 63, Asset Management, Equities, Financial Analysis, Fixed Income, Insurance, Financial Services, Estate Planning, Financial Modeling, Strategic Planning, Banking, Alternative Investments, Salesforce.com
Education
Bradley University 1989 — 1993
BS
Benjamin F. Edwards & Co. January 2013 - Present
Wells Fargo Advisors, LLC. January 2009 - January 2013
Wachovia Securities December 2007 - January 2009
AG Edwards & Sons December 2003 - December 2007
Ceridian 2000 - 2003
Ceridian January 1997 - November 2000
Ceridian July 1995 - January 1997
ADP June 1994 - July 1995
Sigma Chi International July 1993 - May 1994
Skills
Portfolio Management, Retirement Planning, Business Retirement..., Investments, Finance, Sales, Wealth Management, Series 7, Mutual Funds, Strategic Financial..., Series 63, Asset Management, Equities, Financial Analysis, Fixed Income, Insurance, Financial Services, Estate Planning, Financial Modeling, Strategic Planning, Banking, Alternative Investments, Salesforce.com
Education
Bradley University 1989 — 1993
BS
Ahmad Antar's Wachovia Securities Experience 2008 - 2010
Job Vice President at Wells Fargo
Industry Investment Banking
Experience
Keller Graduate School of Management 2013 - Present
Wells Fargo Securities 2010 - Present
Wachovia Securities 2008 - 2010
Wachovia Securities 2006 - 2008
CBW Communications Engineers 2005 - 2006
CMEAC Inc. 2004 - 2005
Skills
Consulting, Derivatives, Business Analysis, Project Management, Risk Management, Openlink Endur, Calypso, Capital Markets, FX, Commodities, Process Improvement, Opics, Openlink, Commodity, FX Options, Trading, Financial Risk, Trading Systems, Fixed Income, SDLC, Software Project..., Investment Banking, Relationship Management, Quality Assurance, Financial Services, Vendor Management, Team Building, Project Portfolio..., Portfolio Management, Credit Derivatives, Enterprise Architecture, Credit Risk, PMO, Business Process, Analysis, Finance, Requirements Gathering, Banking, User Acceptance Testing, Business Requirements, Financial Modeling, Business Process..., Visio, Business Intelligence, Requirements Analysis, Integration, SharePoint, PMP, Resource Management, Governance
Education
Capella University
PhD, Organizational Management
University of North Carolina at Charlotte
MSEE, Electrical Engineering
University of North Carolina at Charlotte
BS, Computer Engineering
Harvard University
Graduate Work, Sustainability Management
Keller Graduate School of Management 2013 - Present
Wells Fargo Securities 2010 - Present
Wachovia Securities 2008 - 2010
Wachovia Securities 2006 - 2008
CBW Communications Engineers 2005 - 2006
CMEAC Inc. 2004 - 2005
Skills
Consulting, Derivatives, Business Analysis, Project Management, Risk Management, Openlink Endur, Calypso, Capital Markets, FX, Commodities, Process Improvement, Opics, Openlink, Commodity, FX Options, Trading, Financial Risk, Trading Systems, Fixed Income, SDLC, Software Project..., Investment Banking, Relationship Management, Quality Assurance, Financial Services, Vendor Management, Team Building, Project Portfolio..., Portfolio Management, Credit Derivatives, Enterprise Architecture, Credit Risk, PMO, Business Process, Analysis, Finance, Requirements Gathering, Banking, User Acceptance Testing, Business Requirements, Financial Modeling, Business Process..., Visio, Business Intelligence, Requirements Analysis, Integration, SharePoint, PMP, Resource Management, Governance
Education
Capella University
PhD, Organizational Management
University of North Carolina at Charlotte
MSEE, Electrical Engineering
University of North Carolina at Charlotte
BS, Computer Engineering
Harvard University
Graduate Work, Sustainability Management
Dawn Kingston's Wachovia Securities Experience 2007 - 2008
Job Technical Writer/MIS Analyst
Industry Information Technology and Services
Experience
Capital One December 2012 - Present
Collabera 2010 - 2012
Wachovia Securities 2007 - 2008
Inter-National Research Institute (now Northrup Grumman) 1992 - 1997
Inter-National Research Institute (now Northrup Grumman) 1992 - 1994
Inter-National Research Institute (now Northrup Grumman) 1992 - 1992
Newport News Shipbuilding, A Division of Huntington Ingalls Industries 1989 - 1992
Contemporary Cybernetics Group 1988 - 1989
Skills
Data Analysis, Technical Documentation, Manuals, Software Documentation, Editing, Management, DoD, Navy, Technical Writing, Content Management, Proofreading, Web Content, Visio, Microsoft Excel, Informatica, Tableau, Hyperion, Agile Methodologies
Education
Christopher Newport University 1984 — 1988
Bachelor of Arts (BA), English
Capital One December 2012 - Present
Collabera 2010 - 2012
Wachovia Securities 2007 - 2008
Inter-National Research Institute (now Northrup Grumman) 1992 - 1997
Inter-National Research Institute (now Northrup Grumman) 1992 - 1994
Inter-National Research Institute (now Northrup Grumman) 1992 - 1992
Newport News Shipbuilding, A Division of Huntington Ingalls Industries 1989 - 1992
Contemporary Cybernetics Group 1988 - 1989
Skills
Data Analysis, Technical Documentation, Manuals, Software Documentation, Editing, Management, DoD, Navy, Technical Writing, Content Management, Proofreading, Web Content, Visio, Microsoft Excel, Informatica, Tableau, Hyperion, Agile Methodologies
Education
Christopher Newport University 1984 — 1988
Bachelor of Arts (BA), English
William Carey's Wachovia Securities Experience February 2001 - March 2003
Job Senior Vice President and Investment Counselor at Capital Group Private Client Services
Industry Investment Management
Experience
Capital Group Private Client Services April 2010 - Present
Neuberger Berman Private Asset Management Group January 2007 - April 2010
Millenium Partners April 2003 - December 2006
Wachovia Securities February 2001 - March 2003
Education
The University of Texas at Austin 1992 — 1994
MBA, Finance
City University of New York 1982 — 1986
BBA, Accounting
Capital Group Private Client Services April 2010 - Present
Neuberger Berman Private Asset Management Group January 2007 - April 2010
Millenium Partners April 2003 - December 2006
Wachovia Securities February 2001 - March 2003
Education
The University of Texas at Austin 1992 — 1994
MBA, Finance
City University of New York 1982 — 1986
BBA, Accounting
Brian Apple's Wachovia Securities Experience September 2004 - June 2006
Job VP Control Manager at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors August 2014 - Present
Wells Fargo Advisors January 2013 - August 2014
Wells Fargo Advisors, LLC July 2006 - January 2013
Wachovia Securities September 2004 - June 2006
Wachovia Securities June 2000 - September 2004
Skills
Series 7, Series 63, Series 24, Series 65, Series 9, Series 10, Project Management, Risk Management, Risk Analysis, Policy Analysis, Policy Review, Policy Writing, Wealth Management, Time Management, Process Improvement, Procedure Development, Internal Communications, Procedure Review, Business Strategy, Reporting & Analysis, Series 31
Education
University of South Carolina - Darla Moore School of Business 2009 — 2012
Masters, Business Administration
Bryant University 1993 — 1997
Bachelors of Science, Business Administration - Finance
Wells Fargo Advisors August 2014 - Present
Wells Fargo Advisors January 2013 - August 2014
Wells Fargo Advisors, LLC July 2006 - January 2013
Wachovia Securities September 2004 - June 2006
Wachovia Securities June 2000 - September 2004
Skills
Series 7, Series 63, Series 24, Series 65, Series 9, Series 10, Project Management, Risk Management, Risk Analysis, Policy Analysis, Policy Review, Policy Writing, Wealth Management, Time Management, Process Improvement, Procedure Development, Internal Communications, Procedure Review, Business Strategy, Reporting & Analysis, Series 31
Education
University of South Carolina - Darla Moore School of Business 2009 — 2012
Masters, Business Administration
Bryant University 1993 — 1997
Bachelors of Science, Business Administration - Finance
Judy Seibel's Wachovia Securities Experience 2008 - September 2009
Job Senior Consultant at CapTech Ventures, Inc
Industry Financial Services
Experience
CapTech Ventures, Inc May 2015 - Present
Genworth April 2012 - April 2015
Staff Focus/ Iconma September 2009 - March 2012
Wachovia Securities 2008 - September 2009
Wachovia Securities, LLC 2006 - 2007
Wachovia Securities, LLC 2003 - 2006
Wachovia Securities, LLC 2002 - 2003
Circuit City 1998 - 2002
Tommy Hilfiger 1996 - 1998
The Disney Store 1994 - 1996
Skills
Cross-functional Team..., Process Improvement, Change Management, Program Management, Management, Leadership, Strategy, Project Management, Business Process, Strategic Planning, Product Development, Recruiting, Risk Management, Analysis, Training
Education
Central Michigan University 2005 — 2007
MSA
Central Michigan University 2005 — 2006
Graduate Certificate, Leadership
Virginia Commonwealth University 2004 — 2005
Business
Radford University 1988 — 1992
BS, Psychology
CapTech Ventures, Inc May 2015 - Present
Genworth April 2012 - April 2015
Staff Focus/ Iconma September 2009 - March 2012
Wachovia Securities 2008 - September 2009
Wachovia Securities, LLC 2006 - 2007
Wachovia Securities, LLC 2003 - 2006
Wachovia Securities, LLC 2002 - 2003
Circuit City 1998 - 2002
Tommy Hilfiger 1996 - 1998
The Disney Store 1994 - 1996
Skills
Cross-functional Team..., Process Improvement, Change Management, Program Management, Management, Leadership, Strategy, Project Management, Business Process, Strategic Planning, Product Development, Recruiting, Risk Management, Analysis, Training
Education
Central Michigan University 2005 — 2007
MSA
Central Michigan University 2005 — 2006
Graduate Certificate, Leadership
Virginia Commonwealth University 2004 — 2005
Business
Radford University 1988 — 1992
BS, Psychology
D Moats's Wachovia Securities Experience 2006 - 2008
Job Sr. Engineer
Industry Think Tanks
Experience
Federal Reserve Bank of Chicago December 2011 - Present
NAVTEQ March 2008 - December 2011
Wachovia Securities 2006 - 2008
Exelon - Comed 2003 - 2006
Skills
SOA, SDLC, SQL, Software Project..., Agile Methodologies, Unix, Enterprise Architecture, Oracle, Requirements Analysis, Software Development, Data Modeling, Data Warehousing, Business Analysis
Education
Carnegie Mellon University 2013 — 2013
SEI Certification, Software Architecture
University of Pittsburgh 1984 — 1988
BS, Electrical Engineering
Federal Reserve Bank of Chicago December 2011 - Present
NAVTEQ March 2008 - December 2011
Wachovia Securities 2006 - 2008
Exelon - Comed 2003 - 2006
Skills
SOA, SDLC, SQL, Software Project..., Agile Methodologies, Unix, Enterprise Architecture, Oracle, Requirements Analysis, Software Development, Data Modeling, Data Warehousing, Business Analysis
Education
Carnegie Mellon University 2013 — 2013
SEI Certification, Software Architecture
University of Pittsburgh 1984 — 1988
BS, Electrical Engineering
Wanda Collins's Wachovia Securities Experience March 2005 - October 2008
Job Vice President at Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs June 2010 - Present
The Blackstone Group September 2009 - April 2010
Wachovia Securities March 2005 - October 2008
Reuters 2000 - 2005
Skills
Trading Systems, Sybase, Agile Methodologies, SOA, SDLC, Software Project..., Vendor Management, C#, Requirements Analysis, Unix, IT Strategy, Business Analysis, Enterprise Architecture, Software Development
Education
Columbia University in the City of New York 2009 — 2010
MS, Technology Management
New York University - Polytechnic School of Engineering 1996 — 2000
BS, computer science
Boston College 1995 — 1999
Goldman Sachs June 2010 - Present
The Blackstone Group September 2009 - April 2010
Wachovia Securities March 2005 - October 2008
Reuters 2000 - 2005
Skills
Trading Systems, Sybase, Agile Methodologies, SOA, SDLC, Software Project..., Vendor Management, C#, Requirements Analysis, Unix, IT Strategy, Business Analysis, Enterprise Architecture, Software Development
Education
Columbia University in the City of New York 2009 — 2010
MS, Technology Management
New York University - Polytechnic School of Engineering 1996 — 2000
BS, computer science
Boston College 1995 — 1999
Meeks, Montgomery's Wachovia Securities Experience August 2004 - Present
Job Financial Advisor, Wachovia Securities
Industry Financial Services
Experience
Wachovia Securities August 2004 - Present
Education
Butler University 1990 — 1994
Miami University
Wachovia Securities August 2004 - Present
Education
Butler University 1990 — 1994
Miami University
Patrick Morency's Wachovia Securities Experience June 2008 - November 2009
Job Portfolio Manager
Industry Banking
Experience
SunTrust Bank June 2012 - Present
Wells Fargo Bank June 2008 - May 2012
Wachovia Securities June 2008 - November 2009
Morgan Stanley October 2005 - February 2008
Bank of America January 2001 - August 2004
Skills
Portfolio Management, Credit, Risk, Credit Analysis, Financial Analysis, US GAAP, UK GAAP, Cash Management, Asset Based Lending, Commercial Lending, Securities Lending, Corporate Lending, Industry Research, Credit Risk, Market Risk, Operational Risk, Financial Modeling, Banking, Loans, Finance, Commercial Banking, Risk Management, Relationship Management
Education
City University of New York
B. A.
City University of New York City College
Bachelor's Degree
Saint Louis de Gonzague
SunTrust Bank June 2012 - Present
Wells Fargo Bank June 2008 - May 2012
Wachovia Securities June 2008 - November 2009
Morgan Stanley October 2005 - February 2008
Bank of America January 2001 - August 2004
Skills
Portfolio Management, Credit, Risk, Credit Analysis, Financial Analysis, US GAAP, UK GAAP, Cash Management, Asset Based Lending, Commercial Lending, Securities Lending, Corporate Lending, Industry Research, Credit Risk, Market Risk, Operational Risk, Financial Modeling, Banking, Loans, Finance, Commercial Banking, Risk Management, Relationship Management
Education
City University of New York
B. A.
City University of New York City College
Bachelor's Degree
Saint Louis de Gonzague
Andrea DeVelin's Wachovia Securities Experience November 1995 - February 1998
Job Independent Designer at Origami Owl Andi DeVelin #9501694
Industry Financial Services
Experience
Rivers edge elementary school PTA June 2015 - Present
Origami Owl November 2013 - Present
The Mommies Network 2007 - 2009
Davenport & Company LLC February 2001 - November 2004
Davenport & Company LLC March 1999 - February 2001
Davenport & Company LLC April 1998 - March 1999
Davenport & Company LLC February 1998 - April 1998
Wachovia Securities November 1995 - February 1998
Skills
Research, Nonprofits, Financial Analysis, Non-profits, Event Planning, Fundraising
Education
William & Mary 1993 — 1995
Bachelor of Arts (B.A.) in Economics, Economics
Brandeis University 1991 — 1993
Economics
Rivers edge elementary school PTA June 2015 - Present
Origami Owl November 2013 - Present
The Mommies Network 2007 - 2009
Davenport & Company LLC February 2001 - November 2004
Davenport & Company LLC March 1999 - February 2001
Davenport & Company LLC April 1998 - March 1999
Davenport & Company LLC February 1998 - April 1998
Wachovia Securities November 1995 - February 1998
Skills
Research, Nonprofits, Financial Analysis, Non-profits, Event Planning, Fundraising
Education
William & Mary 1993 — 1995
Bachelor of Arts (B.A.) in Economics, Economics
Brandeis University 1991 — 1993
Economics
Adam Berry's Wachovia Securities Experience May 2003 - August 2004
Job Senior Director, Investor Relations at Jabil
Industry Financial Services
Experience
Jabil June 2014 - Present
Jabil November 2010 - June 2014
The Home Depot August 2007 - November 2010
Duff & Phelps July 2006 - August 2007
Wachovia Securities May 2003 - August 2004
Morgan Stanley July 1999 - July 2002
Skills
Investor Relations, Financial Modeling, Valuation, Financial Analysis, Competitive Analysis, Due Diligence, Project Management, Equities, Financial Services, Mergers & Acquisitions, Strategy, Finance, Business Strategy, Forecasting
Education
Boston College 1995 — 1999
Bachelor of Arts (B.A.), Communications
Georgia Institute of Technology 2004 — 2006
Master of Business Administration (MBA)
Jabil June 2014 - Present
Jabil November 2010 - June 2014
The Home Depot August 2007 - November 2010
Duff & Phelps July 2006 - August 2007
Wachovia Securities May 2003 - August 2004
Morgan Stanley July 1999 - July 2002
Skills
Investor Relations, Financial Modeling, Valuation, Financial Analysis, Competitive Analysis, Due Diligence, Project Management, Equities, Financial Services, Mergers & Acquisitions, Strategy, Finance, Business Strategy, Forecasting
Education
Boston College 1995 — 1999
Bachelor of Arts (B.A.), Communications
Georgia Institute of Technology 2004 — 2006
Master of Business Administration (MBA)
Shavon Smalls's Wachovia Securities Experience June 2005 - March 2006
Job at
Industry Logistics and Supply Chain
Experience
Systek Technologies, Inc. August 2010 - Present
United States Department of Defense March 2006 - June 2009
H&R Block November 2005 - March 2006
Wachovia Securities June 2005 - March 2006
Skills
Command, Competitive Analysis, Program Management
Education
Centenary College 2006 — 2008
MBA, Finance
Queens University of Charlotte 2001 — 2005
Bachelor of Art, Business Administration
Systek Technologies, Inc. August 2010 - Present
United States Department of Defense March 2006 - June 2009
H&R Block November 2005 - March 2006
Wachovia Securities June 2005 - March 2006
Skills
Command, Competitive Analysis, Program Management
Education
Centenary College 2006 — 2008
MBA, Finance
Queens University of Charlotte 2001 — 2005
Bachelor of Art, Business Administration
Elvis Guerra's Wachovia Securities Experience 1998 - 2005
Job Accounting Supervisor at Lowe Enterprises
Industry Commercial Real Estate
Experience
Lowe Enterprises October 2007 - Present
Paramountfarms 2006 - 2007
Roll International Corp. 2006 - 2007
Wachovia Securities 1998 - 2005
Skills
Financial Analysis, Accounting, Due Diligence, Internal Controls, Valuation, Cash Flow, Forecasting, Financial Reporting, Budgets, Accounts Receivable, Investments, Managerial Finance, Financial Accounting, Fixed Assets, Real Estate Transactions
Education
University of Phoenix 2004 — 2006
BS, Business Administration
Cal State Fullerton
Cathedral High School, Los Angeles, CA
Lowe Enterprises October 2007 - Present
Paramountfarms 2006 - 2007
Roll International Corp. 2006 - 2007
Wachovia Securities 1998 - 2005
Skills
Financial Analysis, Accounting, Due Diligence, Internal Controls, Valuation, Cash Flow, Forecasting, Financial Reporting, Budgets, Accounts Receivable, Investments, Managerial Finance, Financial Accounting, Fixed Assets, Real Estate Transactions
Education
University of Phoenix 2004 — 2006
BS, Business Administration
Cal State Fullerton
Cathedral High School, Los Angeles, CA
Peter Ober's Wachovia Securities Experience Project manager - Real Estate tech.Wachovia1995 - Present
Job VP project manager at Wachovia Securities
Industry Financial Services
Experience
Wachovia Securities Project manager - Real Estate tech.Wachovia1995 - Present
Lehman Brothers 1989 - 1995
Education
Boston College 1975 — 1979
Wachovia Securities Project manager - Real Estate tech.Wachovia1995 - Present
Lehman Brothers 1989 - 1995
Education
Boston College 1975 — 1979
Pat Roy's Wachovia Securities Experience 2003 - 2004
Job VP AXA Advisors
Industry Financial Services
Experience
AXA Advisors November 2004 - Present
Wachovia Securities 2003 - 2004
Prudential Securities 1990 - 2003
Education
Boston University School of Law 1982 — 1985
JD
University of Vermont 1980 — 1982
BA, American History
AXA Advisors November 2004 - Present
Wachovia Securities 2003 - 2004
Prudential Securities 1990 - 2003
Education
Boston University School of Law 1982 — 1985
JD
University of Vermont 1980 — 1982
BA, American History
Russ Lindberg's Wachovia Securities Experience 2003 - 2006
Job Real Estate Banking
Industry Real Estate
Experience
Morgan Stanley August 2008 - Present
PNC Erieview Capital June 2011 - May 2012
Wachovia Securities 2003 - 2006
Education
University of Pennsylvania - The Wharton School 2006 — 2008
Bucknell University 1997 — 2001
Morgan Stanley August 2008 - Present
PNC Erieview Capital June 2011 - May 2012
Wachovia Securities 2003 - 2006
Education
University of Pennsylvania - The Wharton School 2006 — 2008
Bucknell University 1997 — 2001
Ed Covington's Wachovia Securities Experience April 1997 - December 2004
Job Management Professional
Industry Real Estate
Experience
Russell Byers Charter School July 2013 - April 2015
Philadelphia Redevelopment Authority November 2010 - April 2013
Wachovia, A Wells Fargo Company January 2005 - November 2010
Wachovia Securities April 1997 - December 2004
JPMorgan Chase (formerly First Chicago Capital Markets) April 1988 - April 1997
Skills
Commercial Lending, Portfolio Management, Loans, Credit, Capital Markets, Financial Modeling, Asset Management, Investments, Banking, Financial Analysis, Underwriting, Securities, Credit Analysis, Commercial Banking, Fixed Income, Alternative Investments, Risk Management, Due Diligence, Strategic Planning, Series 7, Equities, Mutual Funds, Program Management
Education
Boston University - School of Management 1977 — 1981
B.S.B.A., Finance
Russell Byers Charter School July 2013 - April 2015
Philadelphia Redevelopment Authority November 2010 - April 2013
Wachovia, A Wells Fargo Company January 2005 - November 2010
Wachovia Securities April 1997 - December 2004
JPMorgan Chase (formerly First Chicago Capital Markets) April 1988 - April 1997
Skills
Commercial Lending, Portfolio Management, Loans, Credit, Capital Markets, Financial Modeling, Asset Management, Investments, Banking, Financial Analysis, Underwriting, Securities, Credit Analysis, Commercial Banking, Fixed Income, Alternative Investments, Risk Management, Due Diligence, Strategic Planning, Series 7, Equities, Mutual Funds, Program Management
Education
Boston University - School of Management 1977 — 1981
B.S.B.A., Finance
Sumita Ashrafi's Wachovia Securities Experience June 2005 - July 2008
Job Director & Assistant General Counsel at Capital One
Industry Capital Markets
Experience
Capital One April 2012 - Present
Oyster Consulting, LLC September 2009 - March 2012
ICMA-Retirement Corporation August 2008 - April 2009
Wachovia Securities June 2005 - July 2008
TD WATERHOUSE INVESTOR SERVICES, INC. 2001 - 2003
Laderburg Thallman 2000 - 2001
NASD Regulation 1997 - 2001
Skills
Series 7, FINRA, Equities, Securities, Series 63, Mutual Funds, Securities Regulation, Capital Markets, AML, Investment Advisory, Hedge Funds, Series 24, Trading, Asset Management, Equity Trading, Fixed Income, Trusts, Anti Money Laundering
Education
West Virginia University College of Law 1989 — 1992
Juris Doctor
Boston College 1984 — 1988
Bachelor of Arts (B.A.), Political Science
West Virginia University College of Law
Juris Doctor
Capital One April 2012 - Present
Oyster Consulting, LLC September 2009 - March 2012
ICMA-Retirement Corporation August 2008 - April 2009
Wachovia Securities June 2005 - July 2008
TD WATERHOUSE INVESTOR SERVICES, INC. 2001 - 2003
Laderburg Thallman 2000 - 2001
NASD Regulation 1997 - 2001
Skills
Series 7, FINRA, Equities, Securities, Series 63, Mutual Funds, Securities Regulation, Capital Markets, AML, Investment Advisory, Hedge Funds, Series 24, Trading, Asset Management, Equity Trading, Fixed Income, Trusts, Anti Money Laundering
Education
West Virginia University College of Law 1989 — 1992
Juris Doctor
Boston College 1984 — 1988
Bachelor of Arts (B.A.), Political Science
West Virginia University College of Law
Juris Doctor
Parry Gosling's Wachovia Securities Experience October 2006 - February 2009
Job Debt Capital Markets at BlackRock
Industry Real Estate
Experience
BlackRock August 2014 - Present
Wells Fargo Bank July 2010 - July 2014
Wachovia Securities, LLC October 2006 - October 2010
Wachovia Securities October 2006 - February 2009
Cushman & Wakefield June 2004 - October 2006
Bank of New York Mellon June 1987 - November 2003
Skills
Asset Management, Corporate Real Estate, Real Estate Economics, Real Estate, Disposition, Commercial Real Estate, Portfolio Management, Investments, Commercial Mortgages, Investment Properties, Due Diligence, Financial Modeling
Education
New York University 1989 — 1992
MS, Real Estate
Boston University Questrom School of Business 1985 — 1987
MBA, Financee
Bucknell University 1979 — 1983
Bachelor of Arts (BA), Economics
Deerfield Academy 1976 — 1979
BlackRock August 2014 - Present
Wells Fargo Bank July 2010 - July 2014
Wachovia Securities, LLC October 2006 - October 2010
Wachovia Securities October 2006 - February 2009
Cushman & Wakefield June 2004 - October 2006
Bank of New York Mellon June 1987 - November 2003
Skills
Asset Management, Corporate Real Estate, Real Estate Economics, Real Estate, Disposition, Commercial Real Estate, Portfolio Management, Investments, Commercial Mortgages, Investment Properties, Due Diligence, Financial Modeling
Education
New York University 1989 — 1992
MS, Real Estate
Boston University Questrom School of Business 1985 — 1987
MBA, Financee
Bucknell University 1979 — 1983
Bachelor of Arts (BA), Economics
Deerfield Academy 1976 — 1979
Chandrakala Chalasani's Wachovia Securities Experience 2004 - 2004
Job Data Architect / ETL Lead Consultant at Bank of America
Industry Information Technology and Services
Experience
Bank of America June 2009 - Present
Cox Communications February 2009 - May 2009
Exelon March 2007 - December 2008
UHC July 2006 - March 2007
Motorola/ACS June 1996 - July 2006
Chicago Board of Trade March 2005 - September 2005
Wachovia Securities 2004 - 2004
Motorola 1999 - 2002
Education
Bradley University 1994 — 1996
Bank of America June 2009 - Present
Cox Communications February 2009 - May 2009
Exelon March 2007 - December 2008
UHC July 2006 - March 2007
Motorola/ACS June 1996 - July 2006
Chicago Board of Trade March 2005 - September 2005
Wachovia Securities 2004 - 2004
Motorola 1999 - 2002
Education
Bradley University 1994 — 1996
Teddi January-Bartlett's Wachovia Securities Experience January 2004 - Present
Job Compliance Specialist at Wachovia Securities
Industry Financial Services
Experience
Wachovia Securities January 2004 - Present
Wachovia Securities February 2000 - December 2003
RES Corp. November 1988 - December 1999
Education
Bryant & Stratton College 1997 — 1999
Associates, Business Administration
Wachovia Securities January 2004 - Present
Wachovia Securities February 2000 - December 2003
RES Corp. November 1988 - December 1999
Education
Bryant & Stratton College 1997 — 1999
Associates, Business Administration
John Tibe's Wachovia Securities Experience 1993 - 2007
Job Managing Director at Jefferies & Company
Industry Investment Banking
Experience
Jefferies & Company October 2007 - Present
Wachovia Securities 1993 - 2007
Education
Haslam College of Business at the University of Tennessee 1992 — 1994
MBA, Finance and Marketing
Centre College 1987 — 1991
BA, Economics and Government
Jefferies & Company October 2007 - Present
Wachovia Securities 1993 - 2007
Education
Haslam College of Business at the University of Tennessee 1992 — 1994
MBA, Finance and Marketing
Centre College 1987 — 1991
BA, Economics and Government
Kathy (Cudeck) Herberger-Vella's Wachovia Securities Experience January 2000 - January 2004
Job Sr. Controls Analyst at MetLife
Industry Financial Services
Experience
MetLife February 2011 - Present
New England Financial June 2007 - February 2011
Scheff Investment Group January 2004 - June 2007
Wachovia Securities January 2000 - January 2004
A G Edwards & Sons January 1993 - January 2000
Marine Midland Bank January 1990 - January 1993
Skills
Securities, Sales, Financial Planning, Financial Services, Investments, Mutual Funds, Retirement Planning, Leadership, Wealth Management
Education
Canisius College 2008 — 2010
BS, Management
Canisius College 2005 — 2008
MBA, Financial Services
Erie Community College
AS, Business Administration
MetLife February 2011 - Present
New England Financial June 2007 - February 2011
Scheff Investment Group January 2004 - June 2007
Wachovia Securities January 2000 - January 2004
A G Edwards & Sons January 1993 - January 2000
Marine Midland Bank January 1990 - January 1993
Skills
Securities, Sales, Financial Planning, Financial Services, Investments, Mutual Funds, Retirement Planning, Leadership, Wealth Management
Education
Canisius College 2008 — 2010
BS, Management
Canisius College 2005 — 2008
MBA, Financial Services
Erie Community College
AS, Business Administration
Ben Weis's Wachovia Securities Experience Margin ManagerUSAA1999 - 2006
Job AVP at Wachovia Securities
Industry Financial Services
Experience
Wachovia Securities Margin ManagerUSAA1999 - 2006
Education
Carroll University 1992 — 1996
Wachovia Securities Margin ManagerUSAA1999 - 2006
Education
Carroll University 1992 — 1996
Dennis Kraft's Wachovia Securities Experience April 2004 - March 2006
Job Vice President at Goldman Sachs Asset Management
Industry Financial Services
Experience
Goldman Sachs Asset Management March 2008 - Present
ACA Capital April 2006 - March 2008
Wachovia Securities April 2004 - March 2006
Wachovia 2004 - 2006
Conning Asset Management November 2001 - January 2004
Hartford Investment Management Company (HIMCO) October 1993 - November 2001
The Travelers Companies February 1989 - October 1993
DRI/McGraw Hill 1984 - 1989
Skills
Credit, MBS, Capital Markets, CMBS, ABS, Structured Finance, Structured Products, Trading, Fixed Income, Mortgage Lending, Derivatives, Middle Office, Hedge Funds
Education
University of California, San Diego 1976 — 1982
Ph.D., Economics
California Polytechnic State University-San Luis Obispo 1971 — 1976
B.S., Economics
University of California, San Diego
C.Phil., Economics
University of California, San Diego
Master of Arts (M.A.), Economics
Santa Clara High School
Goldman Sachs Asset Management March 2008 - Present
ACA Capital April 2006 - March 2008
Wachovia Securities April 2004 - March 2006
Wachovia 2004 - 2006
Conning Asset Management November 2001 - January 2004
Hartford Investment Management Company (HIMCO) October 1993 - November 2001
The Travelers Companies February 1989 - October 1993
DRI/McGraw Hill 1984 - 1989
Skills
Credit, MBS, Capital Markets, CMBS, ABS, Structured Finance, Structured Products, Trading, Fixed Income, Mortgage Lending, Derivatives, Middle Office, Hedge Funds
Education
University of California, San Diego 1976 — 1982
Ph.D., Economics
California Polytechnic State University-San Luis Obispo 1971 — 1976
B.S., Economics
University of California, San Diego
C.Phil., Economics
University of California, San Diego
Master of Arts (M.A.), Economics
Santa Clara High School
Dave Moselle's Wachovia Securities Experience August 2005 - July 2006
Job Operational Risk Program Manager at Wells Fargo
Industry Information Technology and Services
Experience
Wells Fargo April 2011 - Present
Wells Fargo August 2006 - March 2011
Wachovia Securities August 2005 - July 2006
Coca-Cola Enterprises December 2003 - July 2005
Robertson Stephens Investment Company March 2000 - November 2001
Education
California State University-Hayward - School of Business and Economics 2002 — 2004
MBA, Supply Chain Operations & E-Commerce
University of Washington
BS, Engineering
Wells Fargo April 2011 - Present
Wells Fargo August 2006 - March 2011
Wachovia Securities August 2005 - July 2006
Coca-Cola Enterprises December 2003 - July 2005
Robertson Stephens Investment Company March 2000 - November 2001
Education
California State University-Hayward - School of Business and Economics 2002 — 2004
MBA, Supply Chain Operations & E-Commerce
University of Washington
BS, Engineering
McKenley Wilson's Wachovia Securities Experience January 1998 - Present
Job Senior Vice President at Wachovia Securities
Industry Investment Management
Experience
Wachovia Securities January 1998 - Present
Education
Chicago State University
Wachovia Securities January 1998 - Present
Education
Chicago State University
T. Jeanette Harris's Wachovia Securities Experience April 2005 - September 2005
Job Passionate and Seasoned IT Professional
Industry Information Technology and Services
Experience
ICONMA (Remote contract in the health insurance industry) November 2014 - Present
Via-Source (Remote contract in the financial indsutry) January 2014 - August 2014
SunTrust Mortgage March 2011 - November 2013
Virginia Community College System March 2009 - June 2010
Philip Morris USA (Contractor) May 2007 - May 2008
Coventry Health Care September 2006 - May 2007
Virginia Department of Medical Assistance Services May 2006 - September 2006
Virginia Department of Transportation November 2005 - May 2006
Wachovia Securities April 2005 - September 2005
Wachovia Securities September 2004 - December 2004
Skills
Visio, MS Project, Microsoft Office..., SharePoint, SharePoint Designer, Microsoft Project, HTML/XHTML, Mac OS X, Internet & Intranet..., PeopleSoft SIS/AIS, Oracle Discoverer, Technical Writing, Dreamweaver, Adobe Acrobat..., Adobe Creative Suite, Microsoft Office, Adobe Acrobat, Program Management, System Administration, Databases
Education
Pace University-New York 1997 — 1999
B.S., Professional Computer Studies
CUNY New York City College of Technology 1992 — 1996
A.A.S., Computer Information Systems
City University of New York-John Jay College of Criminal Justice
City University of New York-John Jay College of Criminal Justice
City University of New York-John Jay College of Criminal Justice
ICONMA (Remote contract in the health insurance industry) November 2014 - Present
Via-Source (Remote contract in the financial indsutry) January 2014 - August 2014
SunTrust Mortgage March 2011 - November 2013
Virginia Community College System March 2009 - June 2010
Philip Morris USA (Contractor) May 2007 - May 2008
Coventry Health Care September 2006 - May 2007
Virginia Department of Medical Assistance Services May 2006 - September 2006
Virginia Department of Transportation November 2005 - May 2006
Wachovia Securities April 2005 - September 2005
Wachovia Securities September 2004 - December 2004
Skills
Visio, MS Project, Microsoft Office..., SharePoint, SharePoint Designer, Microsoft Project, HTML/XHTML, Mac OS X, Internet & Intranet..., PeopleSoft SIS/AIS, Oracle Discoverer, Technical Writing, Dreamweaver, Adobe Acrobat..., Adobe Creative Suite, Microsoft Office, Adobe Acrobat, Program Management, System Administration, Databases
Education
Pace University-New York 1997 — 1999
B.S., Professional Computer Studies
CUNY New York City College of Technology 1992 — 1996
A.A.S., Computer Information Systems
City University of New York-John Jay College of Criminal Justice
City University of New York-John Jay College of Criminal Justice
City University of New York-John Jay College of Criminal Justice
Doug Seelicke's Wachovia Securities Experience March 2000 - December 2003
Job Managing Director at Stephens Inc.
Industry Financial Services
Experience
Stephens Inc. January 2004 - Present
Wachovia Securities March 2000 - December 2003
Saxon, Barry, Gardner & Kincannon October 1998 - March 2000
Education
California Western School of Law 1993 — 1996
Juris Doctorate
Ithaca College 1989 — 1993
B.S., International Business
Stephens Inc. January 2004 - Present
Wachovia Securities March 2000 - December 2003
Saxon, Barry, Gardner & Kincannon October 1998 - March 2000
Education
California Western School of Law 1993 — 1996
Juris Doctorate
Ithaca College 1989 — 1993
B.S., International Business
Matthew Pados's Wachovia Securities Experience June 2008 - August 2008
Job Director at Hancock Capital Management, LLC
Industry Venture Capital & Private Equity
Experience
Hancock Capital Management June 2013 - Present
Hancock Capital Management July 2009 - June 2013
Wachovia Securities June 2008 - August 2008
Morgan Creek Capital Management January 2008 - April 2008
Dubin Clark & Company, Inc. January 2007 - June 2007
MetLife January 2005 - January 2007
MetLife July 2003 - January 2005
SG Cowen June 2002 - August 2002
SG Cowen June 2001 - August 2001
Skills
Equity Research, Investments, Leveraged Finance, Private Placements, Financial Modeling, Valuation, Private Equity, Financial Analysis, Corporate Finance, Equities, Due Diligence, Portfolio Management, Capital Markets, Alternative Investments, Fixed Income, Asset Management, Mergers & Acquisitions
Education
Duke University - The Fuqua School of Business 2007 — 2009
MBA, Finance
Boston College 1999 — 2003
BS, Management
Hancock Capital Management June 2013 - Present
Hancock Capital Management July 2009 - June 2013
Wachovia Securities June 2008 - August 2008
Morgan Creek Capital Management January 2008 - April 2008
Dubin Clark & Company, Inc. January 2007 - June 2007
MetLife January 2005 - January 2007
MetLife July 2003 - January 2005
SG Cowen June 2002 - August 2002
SG Cowen June 2001 - August 2001
Skills
Equity Research, Investments, Leveraged Finance, Private Placements, Financial Modeling, Valuation, Private Equity, Financial Analysis, Corporate Finance, Equities, Due Diligence, Portfolio Management, Capital Markets, Alternative Investments, Fixed Income, Asset Management, Mergers & Acquisitions
Education
Duke University - The Fuqua School of Business 2007 — 2009
MBA, Finance
Boston College 1999 — 2003
BS, Management
Andrey Damsky's Wachovia Securities Experience July 2003 - December 2004
Job Sr. Product Implementation Engineer at Information Builders
Industry Information Technology and Services
Experience
Information Builders August 2005 - August 2010
Wachovia Securities July 2003 - December 2004
Prudential Securities June 1996 - July 2003
Skills
Quality Assurance
Education
Pace University 2000 — 2004
MBA, Finance
Brooklyn College 1993 — 1996
BS, Computer & Informational Science
Information Builders August 2005 - August 2010
Wachovia Securities July 2003 - December 2004
Prudential Securities June 1996 - July 2003
Skills
Quality Assurance
Education
Pace University 2000 — 2004
MBA, Finance
Brooklyn College 1993 — 1996
BS, Computer & Informational Science
Richard Elias's Wachovia Securities Experience 2006 - Present
Job Senior Vice President at Wachovia Securities
Industry Financial Services
Experience
Wachovia Securities 2006 - Present
Fidelity Investments 1996 - 2006
Education
Brandeis International Business School 1999 — 2001
MSF, Finance
Northeastern University 1982 — 1986
BS, Accounting and Finance
Wachovia Securities 2006 - Present
Fidelity Investments 1996 - 2006
Education
Brandeis International Business School 1999 — 2001
MSF, Finance
Northeastern University 1982 — 1986
BS, Accounting and Finance
Linda Raulerson's Wachovia Securities Experience June 1997 - April 2002
Job Executive Assistant
Industry Financial Services
Experience
Ally Bank June 2009 - Present
EquiFirst July 2002 - February 2009
Wachovia Securities June 1997 - April 2002
Skills
Travel Arrangements, Vendor Management, Talent Management, Outlook, Direct Marketing, Visio, PowerPoint, Mortgage Lending, Email Marketing, Performance Management, Calendaring, Strategic Planning, Relationship Management, Credit, Recruiting, Financial Services, Accounting, Banking, Mortgage Banking, Social Media, Negotiation, Team Building, Administrative..., Spreadsheets, Management, Underwriting, Cold Calling, Forecasting, Microsoft Office, Risk Management, Employee Relations, Onboarding, Leadership, Sales, PeopleSoft, Databases, Salesforce.com, Process Improvement, Customer Service, Training, Budgets, Marketing Strategy, Change Management, Organizational..., Loans, Talent Acquisition, Project Management, Concur, Microsoft Excel, Marketing
Education
Central Piedmont Community College 1996 — 2001
Various courses, Accounting
Ally Bank June 2009 - Present
EquiFirst July 2002 - February 2009
Wachovia Securities June 1997 - April 2002
Skills
Travel Arrangements, Vendor Management, Talent Management, Outlook, Direct Marketing, Visio, PowerPoint, Mortgage Lending, Email Marketing, Performance Management, Calendaring, Strategic Planning, Relationship Management, Credit, Recruiting, Financial Services, Accounting, Banking, Mortgage Banking, Social Media, Negotiation, Team Building, Administrative..., Spreadsheets, Management, Underwriting, Cold Calling, Forecasting, Microsoft Office, Risk Management, Employee Relations, Onboarding, Leadership, Sales, PeopleSoft, Databases, Salesforce.com, Process Improvement, Customer Service, Training, Budgets, Marketing Strategy, Change Management, Organizational..., Loans, Talent Acquisition, Project Management, Concur, Microsoft Excel, Marketing
Education
Central Piedmont Community College 1996 — 2001
Various courses, Accounting
Monica Handy's Wachovia Securities Experience August 2004 - November 2008
Job Training and Development Coordinator at Cherry, Bekaert & Holland
Industry Financial Services
Experience
Cherry, Bekaert & Holland November 2008 - Present
Wachovia Securities August 2004 - November 2008
Education
Strayer University 2006 — 2009
Masters of Business Administration, Finance
Christopher Newport University 2001 — 2004
Bachelor of Science, Psychology
Cherry, Bekaert & Holland November 2008 - Present
Wachovia Securities August 2004 - November 2008
Education
Strayer University 2006 — 2009
Masters of Business Administration, Finance
Christopher Newport University 2001 — 2004
Bachelor of Science, Psychology
David Sands, CVA's Wachovia Securities Experience November 2006 - July 2007
Job Manager at HealthCare Appraisers, Inc.
Industry Management Consulting
Experience
HealthCare Appraisers, Inc. March 2008 - Present
Wachovia Securities November 2006 - July 2007
Skills
Healthcare, EHR, Hospitals, Healthcare Management, Revenue Cycle, PowerPoint, HIPAA, Healthcare Consulting, Analysis, Healthcare Information..., Team Building, Data Analysis, Financial Modeling, Microsoft Office, Financial Analysis, Strategic Planning, Microsoft Excel, Process Improvement
Education
Boston University Questrom School of Business 2002 — 2006
BSBA, Finance
HealthCare Appraisers, Inc. March 2008 - Present
Wachovia Securities November 2006 - July 2007
Skills
Healthcare, EHR, Hospitals, Healthcare Management, Revenue Cycle, PowerPoint, HIPAA, Healthcare Consulting, Analysis, Healthcare Information..., Team Building, Data Analysis, Financial Modeling, Microsoft Office, Financial Analysis, Strategic Planning, Microsoft Excel, Process Improvement
Education
Boston University Questrom School of Business 2002 — 2006
BSBA, Finance
Wendy Pope's Wachovia Securities Experience February 1995 - July 2002
Job SAHM
Industry Accounting
Experience
PPD April 2008 - September 2011
Wachovia Bank 2004 - 2007
Wachovia Securities February 1995 - July 2002
Education
University of North Carolina at Wilmington 2007 — 2008
MSA, Accounting
Campbell University 1990 — 1994
BBA, Trust Management
PPD April 2008 - September 2011
Wachovia Bank 2004 - 2007
Wachovia Securities February 1995 - July 2002
Education
University of North Carolina at Wilmington 2007 — 2008
MSA, Accounting
Campbell University 1990 — 1994
BBA, Trust Management
Tonja Womble's Wachovia Securities Experience May 2003 - February 2008
Job Investment Associate
Industry Financial Services
Experience
RBC Wealth Management September 2008 - Present
Wachovia Securities May 2003 - February 2008
Skills
Wealth Management, Series 7, Series 63, Series 65, Life & Health Insurance..., Retirement Planning, Mutual Funds, Banking
Education
Campbell University 1991 — 1995
Business
RBC Wealth Management September 2008 - Present
Wachovia Securities May 2003 - February 2008
Skills
Wealth Management, Series 7, Series 63, Series 65, Life & Health Insurance..., Retirement Planning, Mutual Funds, Banking
Education
Campbell University 1991 — 1995
Business
Peter Seok's Wachovia Securities Experience June 2007 - August 2008
Job Vice President at Goldman Sachs Asset Management
Industry Investment Management
Experience
Goldman Sachs November 2009 - Present
JPMorgan August 2008 - October 2009
Wachovia Securities June 2007 - August 2008
Skills
Risk Management, Interest Rate..., Fixed Income, Derivatives, Bloomberg, Quantitative Finance, Hedge Funds, Market Risk, Financial Modeling, Capital Markets, Structured Products, Equities
Education
Carnegie Mellon University 2003 — 2007
B.S., Business Administration
Goldman Sachs November 2009 - Present
JPMorgan August 2008 - October 2009
Wachovia Securities June 2007 - August 2008
Skills
Risk Management, Interest Rate..., Fixed Income, Derivatives, Bloomberg, Quantitative Finance, Hedge Funds, Market Risk, Financial Modeling, Capital Markets, Structured Products, Equities
Education
Carnegie Mellon University 2003 — 2007
B.S., Business Administration
John Landberg, CFP's Wachovia Securities Experience July 1990 - Present
Job Managing Director Investments at Wachovia Securities
Industry Financial Services
Experience
Wachovia Securities July 1990 - Present
Education
CSU Chico 1984 — 1987
Finance, Finance
Wachovia Securities July 1990 - Present
Education
CSU Chico 1984 — 1987
Finance, Finance
Bob Casey's Wachovia Securities Experience March 2002 - April 2009
Job Managing Director, Head of Software & Systems at SunTrust Robinson Humphrey
Industry Investment Banking
Experience
SunTrust Robinson Humphrey June 2013 - Present
Sagent Advisors April 2009 - June 2013
Wachovia Securities March 2002 - April 2009
Broadview International June 2000 - May 2002
Dean and Company July 1995 - August 1998
Skills
Mergers, Strategic Advisory, Corporate Finance, Debt, Leveraged Finance, M&A experience, Investment Banking, Mergers & Acquisitions, Strategy, Business Strategy, Valuation, Enterprise Software, Venture Capital, Start-ups, Financial Analysis, SaaS, Corporate Development, Equities, Private Equity, Due Diligence, Financial Modeling, Management Consulting, Strategic Partnerships, Data Center, Executive Management, Leadership, Capital Markets, Investments, Business Development
Education
Massachusetts Institute of Technology - Sloan School of Management 1998 — 2000
MBA
Carnegie Mellon University 1991 — 1995
BS
SunTrust Robinson Humphrey June 2013 - Present
Sagent Advisors April 2009 - June 2013
Wachovia Securities March 2002 - April 2009
Broadview International June 2000 - May 2002
Dean and Company July 1995 - August 1998
Skills
Mergers, Strategic Advisory, Corporate Finance, Debt, Leveraged Finance, M&A experience, Investment Banking, Mergers & Acquisitions, Strategy, Business Strategy, Valuation, Enterprise Software, Venture Capital, Start-ups, Financial Analysis, SaaS, Corporate Development, Equities, Private Equity, Due Diligence, Financial Modeling, Management Consulting, Strategic Partnerships, Data Center, Executive Management, Leadership, Capital Markets, Investments, Business Development
Education
Massachusetts Institute of Technology - Sloan School of Management 1998 — 2000
MBA
Carnegie Mellon University 1991 — 1995
BS
Linda Altman's Wachovia Securities Experience February 2002 - May 2003
Job Job Change
Industry Real Estate
Experience
Associated Administrators, LLC March 2010 - Present
LandAmerica May 2004 - December 2009
Wachovia Securities February 2002 - May 2003
Circuit City November 1999 - October 2001
SunTrust Bank September 1997 - October 1999
Skills
Event Planning, Talent Management, Succession Planning, Employee Relations, Performance Management, Training, Human Resources, Recruiting, Employee Benefits, Personnel Management, Vendor Management, Process Improvement, Executive Coaching, Leadership
Education
California State University-Long Beach 1980 — 1982
BA, Psychology/Pre-Med
Christopher Newport University 1975 — 1978
No, Pre-Med
Associated Administrators, LLC March 2010 - Present
LandAmerica May 2004 - December 2009
Wachovia Securities February 2002 - May 2003
Circuit City November 1999 - October 2001
SunTrust Bank September 1997 - October 1999
Skills
Event Planning, Talent Management, Succession Planning, Employee Relations, Performance Management, Training, Human Resources, Recruiting, Employee Benefits, Personnel Management, Vendor Management, Process Improvement, Executive Coaching, Leadership
Education
California State University-Long Beach 1980 — 1982
BA, Psychology/Pre-Med
Christopher Newport University 1975 — 1978
No, Pre-Med
Marinos Kokolis's Wachovia Securities Experience January 2005 - July 2005
Job Property Manager
Industry Banking
Experience
Koko and Associates May 2007 - Present
KingsCreek May 2007 - September 2009
Gulf Drive Cafe March 2006 - April 2007
Langley Federal Credit Union August 2005 - March 2006
Wachovia Securities January 2005 - July 2005
SunTrust September 2004 - December 2004
Education
Christopher Newport University
B.S.B.A, Finance. 2004
Koko and Associates May 2007 - Present
KingsCreek May 2007 - September 2009
Gulf Drive Cafe March 2006 - April 2007
Langley Federal Credit Union August 2005 - March 2006
Wachovia Securities January 2005 - July 2005
SunTrust September 2004 - December 2004
Education
Christopher Newport University
B.S.B.A, Finance. 2004
Robin Lynch Penninger's Wachovia Securities Experience December 2005 - September 2007
Job Corporate Risk Finance Manager at Wells Fargo
Industry Financial Services
Experience
Wells Fargo September 2007 - Present
Wachovia Securities December 2005 - September 2007
Wachovia Corporation May 2002 - November 2005
Wachovia Corporation August 1998 - May 2002
Wachovia Bank January 1996 - August 1998
Wachovia Bank March 1993 - January 1996
Skills
Risk Management, Financial Reporting, Banking, Financial Risk, Accounting, Finance, Portfolio Management, Internal Audit, Sarbanes-Oxley Act, Credit Risk, Forecasting, Analysis, Budgets, Financial Services, Management
Education
Central Michigan University 2011 — 2012
Graduate Certificate, Business Administration and Management, General
Central Michigan University 1988 — 1992
Bachelor of Science, Business Administration/Accounting
West Bloomfield High 1984 — 1988
Wells Fargo September 2007 - Present
Wachovia Securities December 2005 - September 2007
Wachovia Corporation May 2002 - November 2005
Wachovia Corporation August 1998 - May 2002
Wachovia Bank January 1996 - August 1998
Wachovia Bank March 1993 - January 1996
Skills
Risk Management, Financial Reporting, Banking, Financial Risk, Accounting, Finance, Portfolio Management, Internal Audit, Sarbanes-Oxley Act, Credit Risk, Forecasting, Analysis, Budgets, Financial Services, Management
Education
Central Michigan University 2011 — 2012
Graduate Certificate, Business Administration and Management, General
Central Michigan University 1988 — 1992
Bachelor of Science, Business Administration/Accounting
West Bloomfield High 1984 — 1988
David Persenaire's Wachovia Securities Experience March 2004 - November 2004
Job AVP at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney July 2010 - Present
Terra Nova Financial November 2007 - November 2009
Cochran Caronia Waller April 2006 - October 2007
Terra Nova Trading November 2004 - April 2006
Wachovia Securities March 2004 - November 2004
Banc One Capital Markets June 2001 - March 2004
ABN Amro August 1998 - June 2001
NASD Regulation March 1996 - August 1998
Everen Securities 1991 - 1996
Skills
FINRA, Fixed Income, Investment Banking, Mortgage Lending, Series 24, Series 63, Series 7, Trading, Equities, AML, Mutual Funds, Investments, Capital Markets
Education
DePaul University
M.A., Economics
Calvin College
B.A., Economics
Morgan Stanley Smith Barney July 2010 - Present
Terra Nova Financial November 2007 - November 2009
Cochran Caronia Waller April 2006 - October 2007
Terra Nova Trading November 2004 - April 2006
Wachovia Securities March 2004 - November 2004
Banc One Capital Markets June 2001 - March 2004
ABN Amro August 1998 - June 2001
NASD Regulation March 1996 - August 1998
Everen Securities 1991 - 1996
Skills
FINRA, Fixed Income, Investment Banking, Mortgage Lending, Series 24, Series 63, Series 7, Trading, Equities, AML, Mutual Funds, Investments, Capital Markets
Education
DePaul University
M.A., Economics
Calvin College
B.A., Economics
John DeBellis's Wachovia Securities Experience June 1989 - June 2009
Job Director and Managing Counsel at Pershing, LLC
Industry Financial Services
Experience
Pershing, LLC July 2009 - Present
Wachovia Securities June 1989 - June 2009
Prudential Securities Incorporated 1989 - 2003
Skills
Securities, Securities Regulation, FINRA
Education
Brooklyn Law School 1983 — 1986
JD, Law
Hofstra University 1976 — 1979
BBA, Business Administration
Lutheran High School
Pershing, LLC July 2009 - Present
Wachovia Securities June 1989 - June 2009
Prudential Securities Incorporated 1989 - 2003
Skills
Securities, Securities Regulation, FINRA
Education
Brooklyn Law School 1983 — 1986
JD, Law
Hofstra University 1976 — 1979
BBA, Business Administration
Lutheran High School
Joseph Azor's Wachovia Securities Experience January 2007 - March 2009
Job Vice President, Capital Markets Operations
Industry Financial Services
Experience
Janney Montgomery Scott February 2011 - Present
Wachovia securities January 2007 - March 2009
Wachovia Securities August 2004 - January 2007
International Operations (Prudential) October 2001 - August 2004
Prudential Securities November 1999 - August 2004
Prudential Securities October 1999 - October 2001
Skills
Settlements, Capital Markets, Back Office, Securities, Equities, Fixed Income, Financial Services
Education
City University of New York City College 1995 — 1999
B. A., Public Administration
Borough of Manhattan Community College
A.A.S, Business Administration
Borough of Manhattan Community College
A.A.S, Business Administration
City College of NY
BA, Public Administration
City College of NY
BA, Public Administration
Janney Montgomery Scott February 2011 - Present
Wachovia securities January 2007 - March 2009
Wachovia Securities August 2004 - January 2007
International Operations (Prudential) October 2001 - August 2004
Prudential Securities November 1999 - August 2004
Prudential Securities October 1999 - October 2001
Skills
Settlements, Capital Markets, Back Office, Securities, Equities, Fixed Income, Financial Services
Education
City University of New York City College 1995 — 1999
B. A., Public Administration
Borough of Manhattan Community College
A.A.S, Business Administration
Borough of Manhattan Community College
A.A.S, Business Administration
City College of NY
BA, Public Administration
City College of NY
BA, Public Administration
Steven Dinsmore's Wachovia Securities Experience 1998 - 2004
Job Vice President at Commerzbank AG
Industry Financial Services
Experience
Commerzbank AG January 2015 - Present
UBS August 2010 - January 2015
Merrill Lynch July 2006 - June 2009
Morgan Stanley 2004 - 2005
Prudential Financial 1998 - 2004
Wachovia Securities 1998 - 2004
Skills
Financial Risk, Securities, Investments, Mutual Funds, Capital Markets, Equities, Fixed Income, AML, Hedge Funds, Wealth Management, Alternative Investments, Financial Services, Derivatives, Asset Management, Investment Advisory, Investment Banking, Series 7, Private Equity, Portfolio Management, KYC, FINRA, Risk Management, Anti Money Laundering
Education
City University of New York 2006 — 2009
BS, Business
Commerzbank AG January 2015 - Present
UBS August 2010 - January 2015
Merrill Lynch July 2006 - June 2009
Morgan Stanley 2004 - 2005
Prudential Financial 1998 - 2004
Wachovia Securities 1998 - 2004
Skills
Financial Risk, Securities, Investments, Mutual Funds, Capital Markets, Equities, Fixed Income, AML, Hedge Funds, Wealth Management, Alternative Investments, Financial Services, Derivatives, Asset Management, Investment Advisory, Investment Banking, Series 7, Private Equity, Portfolio Management, KYC, FINRA, Risk Management, Anti Money Laundering
Education
City University of New York 2006 — 2009
BS, Business
Lillie Hibbler, Ph.D's Wachovia Securities Experience May 1998 - May 2008
Job Campus College Chair
Industry Education Management
Experience
University of Phoenix July 2012 - Present
River Voices (Book) October 2011 - Present
University of Phoenix 2010 - Present
Wells Fargo Advisors May 2008 - June 2009
Wachovia Securities May 1998 - May 2008
Skills
Higher Education, Public Speaking, Training, Leadership Development, Adult Education, Coaching, Strategy, Business Strategy, Research, Staff Development, Strategic Planning, Teaching, Team Building, Analysis, Curriculum Design, Customer Service, E-Learning, Event Planning, Instructional Design, Leadership, Management, Microsoft Office, Nonprofits, Organizational..., Project Management, Social Media
Education
Capella University 2005 — 2009
Doctorate of Philosophy, Organizational Management/HR
Bowling Green State University
MBA, Marketing
Claflin University
Bachelor of Science (BS), Business Administration and Management, General
University of Phoenix July 2012 - Present
River Voices (Book) October 2011 - Present
University of Phoenix 2010 - Present
Wells Fargo Advisors May 2008 - June 2009
Wachovia Securities May 1998 - May 2008
Skills
Higher Education, Public Speaking, Training, Leadership Development, Adult Education, Coaching, Strategy, Business Strategy, Research, Staff Development, Strategic Planning, Teaching, Team Building, Analysis, Curriculum Design, Customer Service, E-Learning, Event Planning, Instructional Design, Leadership, Management, Microsoft Office, Nonprofits, Organizational..., Project Management, Social Media
Education
Capella University 2005 — 2009
Doctorate of Philosophy, Organizational Management/HR
Bowling Green State University
MBA, Marketing
Claflin University
Bachelor of Science (BS), Business Administration and Management, General
Don Karnbach's Wachovia Securities Experience 2004 - 2009
Job Processing Specialist at W. M. Corp.
Industry Financial Services
Experience
W. M. Corp. April 2014 - Present
Oyster Consulting, LLC November 2012 - April 2013
Wachovia Securities 2004 - 2009
Global Financial Services May 1997 - 2009
Skills
ADP Payroll, Financial Services, Mutual Funds, Securities, Software Lifecycle, Equities, Risk Management, Back Office, Banking, Fixed Income, Asset Managment, Strategic Financial..., Investment Banking, Mortgage Lending, Retirement Planning, Trading, Investments, Alternative Investments, Wealth Management, Credit, Relationship Management, Payments, Credit Analysis, Derivatives, FINRA, Process Improvement, FX Options, Middle Office, Portfolio Management, Bloomberg, Series 63, Funding, Bonds, Financial Risk, Asset, Hedge Funds, Financial Modeling, Settlement, Account Reconciliation, Capital Markets, Business Analysis, Commercial Banking, Financial Analysis, Options, Corporate Actions, Mergers, Prime Brokerage, Recruiting, Financial Markets, Insurance
Education
City University of New York-Brooklyn College 1970 — 1972
psychology
St. Francis College 1964 — 1965
accounting
W. M. Corp. April 2014 - Present
Oyster Consulting, LLC November 2012 - April 2013
Wachovia Securities 2004 - 2009
Global Financial Services May 1997 - 2009
Skills
ADP Payroll, Financial Services, Mutual Funds, Securities, Software Lifecycle, Equities, Risk Management, Back Office, Banking, Fixed Income, Asset Managment, Strategic Financial..., Investment Banking, Mortgage Lending, Retirement Planning, Trading, Investments, Alternative Investments, Wealth Management, Credit, Relationship Management, Payments, Credit Analysis, Derivatives, FINRA, Process Improvement, FX Options, Middle Office, Portfolio Management, Bloomberg, Series 63, Funding, Bonds, Financial Risk, Asset, Hedge Funds, Financial Modeling, Settlement, Account Reconciliation, Capital Markets, Business Analysis, Commercial Banking, Financial Analysis, Options, Corporate Actions, Mergers, Prime Brokerage, Recruiting, Financial Markets, Insurance
Education
City University of New York-Brooklyn College 1970 — 1972
psychology
St. Francis College 1964 — 1965
accounting
Henry Gonsalves's Wachovia Securities Experience December 2000 - January 2001
Job Financial Services Operations Professional
Industry Financial Services
Experience
FDIC April 2010 - January 2011
Wells Fargo Advisors April 2007 - March 2009
Wachovia Securities Financial Network January 2005 - October 2006
Beneco, Inc October 2003 - September 2004
The Benefits Group, Inc July 2001 - October 2002
Wachovia Securities December 2000 - January 2001
Santa Barbara Bank and Trust September 1998 - November 2000
Skills
Mutual Funds, Investments, Banking, Excel, Word, Customer Service, Administration, Problem Solving, Microsoft Office, Customer Relations, Microsoft Excel, Microsoft Word, System Administration, Wealth Management, Account Reconciliation, Accounting, Trading, Financial Analysis, Financial Services, Business Analysis, Securities, Valuation, Equities, Fixed Income, Financial Reporting, Analysis, Options, Back Office, Bloomberg, Bonds, Investment Banking, Financial Risk, Credit Risk, Risk Management, Finance, Financial Markets, Credit, Asset Allocation, Loans, Credit Analysis, Asset Management, Relationship Management, Hedge Funds, Cash Management
Education
California State University-Northridge 1982 — 1984
Finance
Santa Monica College 1980 — 1982
Accounting
FDIC April 2010 - January 2011
Wells Fargo Advisors April 2007 - March 2009
Wachovia Securities Financial Network January 2005 - October 2006
Beneco, Inc October 2003 - September 2004
The Benefits Group, Inc July 2001 - October 2002
Wachovia Securities December 2000 - January 2001
Santa Barbara Bank and Trust September 1998 - November 2000
Skills
Mutual Funds, Investments, Banking, Excel, Word, Customer Service, Administration, Problem Solving, Microsoft Office, Customer Relations, Microsoft Excel, Microsoft Word, System Administration, Wealth Management, Account Reconciliation, Accounting, Trading, Financial Analysis, Financial Services, Business Analysis, Securities, Valuation, Equities, Fixed Income, Financial Reporting, Analysis, Options, Back Office, Bloomberg, Bonds, Investment Banking, Financial Risk, Credit Risk, Risk Management, Finance, Financial Markets, Credit, Asset Allocation, Loans, Credit Analysis, Asset Management, Relationship Management, Hedge Funds, Cash Management
Education
California State University-Northridge 1982 — 1984
Finance
Santa Monica College 1980 — 1982
Accounting
Jennifer Matthews Lewis's Wachovia Securities Experience October 2007 - April 2009
Job Sales with Wells Fargo, Consumer Lending Group
Industry Consumer Electronics
Experience
WEMatthews Associates 2011 - Present
Ricoh Americas Charlotte, NC March 2014 - January 2015
Russell Cellular June 2012 - March 2013
Verizon GoWireless December 2009 - September 2011
Brainstorms Inc August 2009 - January 2010
Wachovia Securities October 2007 - April 2009
Corporate and Investment Banking August 2005 - May 2007
Ann Taylor April 2000 - September 2005
FirstPlace Staffing November 2004 - August 2005
Evergreen Investments August 2000 - October 2004
Skills
Customer Service, Microsoft Office, Marketing, System Administration, Sales, Market Research, Management, Strategic Planning, Event Planning, Social Media, Microsoft Word, Direct Marketing, Public Speaking, Financial Analysis, Investments, Business Strategy, Real Estate, Risk Management, Marketing Strategy, New Business Development, Financial Modeling, Event Management, Public Relations, Leadership, Purchasing, Customer Satisfaction, Sales Management
Education
Catawba College
Central Piedmont Community College
Associate, Arts 2008
WEMatthews Associates 2011 - Present
Ricoh Americas Charlotte, NC March 2014 - January 2015
Russell Cellular June 2012 - March 2013
Verizon GoWireless December 2009 - September 2011
Brainstorms Inc August 2009 - January 2010
Wachovia Securities October 2007 - April 2009
Corporate and Investment Banking August 2005 - May 2007
Ann Taylor April 2000 - September 2005
FirstPlace Staffing November 2004 - August 2005
Evergreen Investments August 2000 - October 2004
Skills
Customer Service, Microsoft Office, Marketing, System Administration, Sales, Market Research, Management, Strategic Planning, Event Planning, Social Media, Microsoft Word, Direct Marketing, Public Speaking, Financial Analysis, Investments, Business Strategy, Real Estate, Risk Management, Marketing Strategy, New Business Development, Financial Modeling, Event Management, Public Relations, Leadership, Purchasing, Customer Satisfaction, Sales Management
Education
Catawba College
Central Piedmont Community College
Associate, Arts 2008
Scott Tunis's Wachovia Securities Experience August 2001 - February 2008
Job Vice President/Partner Red Rose Investment Group at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management September 2014 - Present
Morgan Stanley February 2008 - September 2014
Wachovia Securities August 2001 - February 2008
Skills
Portfolio Management, Wealth Management, Alternative Investments, Derivatives, Estate Planning, Series 7, Fixed Income
Education
Boston University 2008 — 2009
Financial Planning, Finance
Penn State University 1997 — 2001
Finance and Economics, Finance, General
RBC Wealth Management September 2014 - Present
Morgan Stanley February 2008 - September 2014
Wachovia Securities August 2001 - February 2008
Skills
Portfolio Management, Wealth Management, Alternative Investments, Derivatives, Estate Planning, Series 7, Fixed Income
Education
Boston University 2008 — 2009
Financial Planning, Finance
Penn State University 1997 — 2001
Finance and Economics, Finance, General
Thomas Champi's Wachovia Securities Experience September 1996 - September 2002
Job Experienced retail manager and former business owner, college instructor and portfolio manager
Industry Retail
Experience
Lowe's Home Improvement May 2010 - July 2015
Champi Sports Grill April 2006 - December 2009
Champi Investment Group December 2004 - December 2009
UBS October 2002 - December 2004
Napa Valley College August 1986 - December 2004
Wachovia Securities September 1996 - September 2002
Bank of America September 1990 - September 1994
Skills
Customer Service, Finance, Inventory Management, Sales, Sales Management, Team Building, Investments, Coaching, Leadership, Management, Accounting
Education
Brigham Young University 1979 — 1981
MBA, finance and marketing
Brigham Young University 1976 — 1981
Bachelor of Science, Microbiology and Chemistry
Lowe's Home Improvement May 2010 - July 2015
Champi Sports Grill April 2006 - December 2009
Champi Investment Group December 2004 - December 2009
UBS October 2002 - December 2004
Napa Valley College August 1986 - December 2004
Wachovia Securities September 1996 - September 2002
Bank of America September 1990 - September 1994
Skills
Customer Service, Finance, Inventory Management, Sales, Sales Management, Team Building, Investments, Coaching, Leadership, Management, Accounting
Education
Brigham Young University 1979 — 1981
MBA, finance and marketing
Brigham Young University 1976 — 1981
Bachelor of Science, Microbiology and Chemistry
Bob Meripol's Wachovia Securities Experience October 2006 - March 2007
Job Business Development at EORM
Industry Renewables & Environment
Experience
EORM June 2014 - Present
City of Newport Beach May 2001 - Present
Olympius Associates December 2008 - May 2014
Empire Securities September 2007 - May 2008
Wachovia Securities October 2006 - March 2007
Skills
Customer Service, Microsoft Excel, Microsoft Word, Microsoft Office, Inventory Management, Social Media, PowerPoint, Outlook, Customer Relations, Excel, Quickbooks, Research, Problem Solving, Word, Purchasing, Invoicing, Telephone Skills, Accounts Receivable, Business Development
Education
California State University-Long Beach 2003 — 2008
Bachelor of Arts, Economics, Minor in Political Science
EORM June 2014 - Present
City of Newport Beach May 2001 - Present
Olympius Associates December 2008 - May 2014
Empire Securities September 2007 - May 2008
Wachovia Securities October 2006 - March 2007
Skills
Customer Service, Microsoft Excel, Microsoft Word, Microsoft Office, Inventory Management, Social Media, PowerPoint, Outlook, Customer Relations, Excel, Quickbooks, Research, Problem Solving, Word, Purchasing, Invoicing, Telephone Skills, Accounts Receivable, Business Development
Education
California State University-Long Beach 2003 — 2008
Bachelor of Arts, Economics, Minor in Political Science
Deena Sankari's Wachovia Securities Experience March 2008 - July 2009
Job Regional Bank District Manager, Vice President at Wells Fargo,
Industry Banking
Experience
Wells Fargo February 2014 - Present
Wachovia Bank October 2009 - Present
Wells Fargo June 2011 - February 2014
Wachovia Securities March 2008 - July 2009
PNC March 2007 - March 2008
Skills
Portfolio Management, Investments, Wealth Management, Mutual Funds, Asset Allocation, Series 63, Banking, Financial Analysis, Credit, Asset Managment, Strategic Financial..., Equities, Retirement Planning, Loans, Credit Analysis
Education
Capital College, Pennsylvania State University 2002 — 2006
Bachelor of Science (B.S.), Finance
Penn State University 2002 — 2006
B.S., Finance
Wells Fargo February 2014 - Present
Wachovia Bank October 2009 - Present
Wells Fargo June 2011 - February 2014
Wachovia Securities March 2008 - July 2009
PNC March 2007 - March 2008
Skills
Portfolio Management, Investments, Wealth Management, Mutual Funds, Asset Allocation, Series 63, Banking, Financial Analysis, Credit, Asset Managment, Strategic Financial..., Equities, Retirement Planning, Loans, Credit Analysis
Education
Capital College, Pennsylvania State University 2002 — 2006
Bachelor of Science (B.S.), Finance
Penn State University 2002 — 2006
B.S., Finance
Morgan Windbiel's Wachovia Securities Experience June 2008 - October 2008
Job Associate at CBRE
Industry Real Estate
Experience
CBRE March 2015 - Present
KPMG January 2014 - March 2015
Council On State Taxation January 2013 - April 2013
Ernst & Young September 2012 - December 2012
Phillip Lemmons, APC August 2011 - May 2012
Tax Appeals Assistance Program August 2011 - January 2012
Chapman University School of Law June 2011 - August 2011
Prospero Law Firm May 2010 - August 2010
American Bar Association 2010 - 2010
Wachovia Securities June 2008 - October 2008
Skills
Westlaw, Legal Research, Lexis, Legal Writing, Estate Planning, Mediation, Tax Law, Appeals, Trials, Copyright Law, Dispute Resolution, Tax, Corporate Law, Trusts
Education
Georgetown University Law Center 2012 — 2013
Master of Laws (LL.M.), Taxation/State and Local Tax
Chapman University, School of Law 2009 — 2012
Doctor of Law (J.D.), Tax Law/Taxation
University of California, Riverside 2005 — 2009
Bachelor of Science, Business Administration
CBRE March 2015 - Present
KPMG January 2014 - March 2015
Council On State Taxation January 2013 - April 2013
Ernst & Young September 2012 - December 2012
Phillip Lemmons, APC August 2011 - May 2012
Tax Appeals Assistance Program August 2011 - January 2012
Chapman University School of Law June 2011 - August 2011
Prospero Law Firm May 2010 - August 2010
American Bar Association 2010 - 2010
Wachovia Securities June 2008 - October 2008
Skills
Westlaw, Legal Research, Lexis, Legal Writing, Estate Planning, Mediation, Tax Law, Appeals, Trials, Copyright Law, Dispute Resolution, Tax, Corporate Law, Trusts
Education
Georgetown University Law Center 2012 — 2013
Master of Laws (LL.M.), Taxation/State and Local Tax
Chapman University, School of Law 2009 — 2012
Doctor of Law (J.D.), Tax Law/Taxation
University of California, Riverside 2005 — 2009
Bachelor of Science, Business Administration
Jay Lichtman's Wachovia Securities Experience June 2002 - January 2003
Job Owner, The Law Office of Jay Lichtman, P.C.
Industry Law Practice
Experience
Attorney, Law Office of Jay Lichtman January 2011 - Present
The Law Office of Jay Lichtman, P.C. December 2010 - Present
law firm May 2005 - December 2010
HON June 2004 - August 2004
Wachovia Securities June 2002 - January 2003
Skills
Investments, Legal Writing, Commercial Real Estate, Civil Litigation, Contract Negotiation, Mortgage Lending, Courts, Motions, Trials, Loans, Litigation, Legal Research, Commercial Litigation, Corporate Law
Education
Brooklyn Law School 2003 — 2006
J.D., LAw
Brooklyn Law School
J.D
Touro College
B.A, Finance
New York State Bar
Other
Attorney, Law Office of Jay Lichtman January 2011 - Present
The Law Office of Jay Lichtman, P.C. December 2010 - Present
law firm May 2005 - December 2010
HON June 2004 - August 2004
Wachovia Securities June 2002 - January 2003
Skills
Investments, Legal Writing, Commercial Real Estate, Civil Litigation, Contract Negotiation, Mortgage Lending, Courts, Motions, Trials, Loans, Litigation, Legal Research, Commercial Litigation, Corporate Law
Education
Brooklyn Law School 2003 — 2006
J.D., LAw
Brooklyn Law School
J.D
Touro College
B.A, Finance
New York State Bar
Other
Brooke-Lynn Cottam's Wachovia Securities Experience June 2006 - August 2006
Job Administrative Assistant at CAA
Industry Insurance
Experience
Combined Agents of America July 2014 - Present
Whole Foods Market April 2012 - July 2014
Clifton Gunderson LLP June 2009 - November 2011
Kozak & Associates September 2007 - July 2008
Morgan Stanley May 2007 - August 2007
Wachovia Securities June 2006 - August 2006
Skills
Excellent..., Organized/Focused, Quick Learner, Self-Starter, Detail Oriented, Multi-Tasker, Excellent Analytical..., Microsoft Office, Problem Solving, Data Analysis, Team Building, Self-starter
Education
Brigham Young University - Idaho 2004 — 2007
Bachelors, Business Management
Southern Virginia University 2003 — 2004
Business Management Courses
Combined Agents of America July 2014 - Present
Whole Foods Market April 2012 - July 2014
Clifton Gunderson LLP June 2009 - November 2011
Kozak & Associates September 2007 - July 2008
Morgan Stanley May 2007 - August 2007
Wachovia Securities June 2006 - August 2006
Skills
Excellent..., Organized/Focused, Quick Learner, Self-Starter, Detail Oriented, Multi-Tasker, Excellent Analytical..., Microsoft Office, Problem Solving, Data Analysis, Team Building, Self-starter
Education
Brigham Young University - Idaho 2004 — 2007
Bachelors, Business Management
Southern Virginia University 2003 — 2004
Business Management Courses
Mary Margaret Pike's Wachovia Securities Experience December 2007 - August 2009
Job Teacher Intern at Newport News Public schools
Industry Primary/Secondary Education
Experience
Newport News Public schools January 2012 - Present
Newport News Public Schools December 2010 - Present
Peninsula Young Life March 2008 - May 2011
Poquoson High School November 2009 - March 2010
Wachovia Securities December 2007 - August 2009
Education
Christopher Newport University 2007 — 2012
Master in Arts of Teaching, English
Christopher Newport University
Bachelors of Arts; Masters Degree, English; Teaching
Newport News Public schools January 2012 - Present
Newport News Public Schools December 2010 - Present
Peninsula Young Life March 2008 - May 2011
Poquoson High School November 2009 - March 2010
Wachovia Securities December 2007 - August 2009
Education
Christopher Newport University 2007 — 2012
Master in Arts of Teaching, English
Christopher Newport University
Bachelors of Arts; Masters Degree, English; Teaching
BRITNEY MERRILL's Wachovia Securities Experience January 2002 - December 2005
Job Relationship Management Associate
Industry Financial Services
Experience
T3 Trading Group, LLC September 2013 - Present
U.S. Trust, Bank of America Private Wealth Management December 2005 - November 2011
Wachovia Securities January 2002 - December 2005
Skills
Investments, Asset Allocation, Equities, Portfolio Management, Fixed Income, Wealth Management, Bloomberg, Asset Management, Alternative Investments, Investment Strategies, Retirement Planning, Investment Advisory, Financial Analysis, Banking, Financial Services, Portfolio Administration
Education
Rutgers University 2015 — 2017
Bachelor's Degree, Finance
Camden County College 2008 — 2012
Associate’s Degree, Business Administration and Management, General, 3.9
T3 Trading Group, LLC September 2013 - Present
U.S. Trust, Bank of America Private Wealth Management December 2005 - November 2011
Wachovia Securities January 2002 - December 2005
Skills
Investments, Asset Allocation, Equities, Portfolio Management, Fixed Income, Wealth Management, Bloomberg, Asset Management, Alternative Investments, Investment Strategies, Retirement Planning, Investment Advisory, Financial Analysis, Banking, Financial Services, Portfolio Administration
Education
Rutgers University 2015 — 2017
Bachelor's Degree, Finance
Camden County College 2008 — 2012
Associate’s Degree, Business Administration and Management, General, 3.9
Daviion Williams's Wachovia Securities Experience August 2006 - October 2006
Job Audio Visual Technician at TRITECH Communications
Industry Information Technology and Services
Experience
TRITECH Communications November 2014 - Present
Wells Fargo Securities June 2013 - December 2013
JPMorgan Chase February 2013 - June 2013
NICE Systems March 2012 - April 2012
Bluewolf 2011 - 2012
Watchers International October 2011 - December 2011
SourceMedia February 2007 - April 2011
Sourcemedia February 2007 - April 2011
New York Law School November 2006 - January 2007
Wachovia Securities August 2006 - October 2006
Skills
Telecommunications, Troubleshooting, Software Implementation, Information Technology, Laptops, Active Directory, Cisco Technologies, DHCP, DNS, Data Center, Hardware, Help Desk Support, LAN-WAN, VPN, Project Management
Education
Borough of Manhattan Community College
CCNP
CUNY Bronx Community College
Swedish institute
TRITECH Communications November 2014 - Present
Wells Fargo Securities June 2013 - December 2013
JPMorgan Chase February 2013 - June 2013
NICE Systems March 2012 - April 2012
Bluewolf 2011 - 2012
Watchers International October 2011 - December 2011
SourceMedia February 2007 - April 2011
Sourcemedia February 2007 - April 2011
New York Law School November 2006 - January 2007
Wachovia Securities August 2006 - October 2006
Skills
Telecommunications, Troubleshooting, Software Implementation, Information Technology, Laptops, Active Directory, Cisco Technologies, DHCP, DNS, Data Center, Hardware, Help Desk Support, LAN-WAN, VPN, Project Management
Education
Borough of Manhattan Community College
CCNP
CUNY Bronx Community College
Swedish institute
Andrew Willard's Wachovia Securities Experience August 2007 - March 2009
Job VP, Sr Finance Manager at RBS Citizens
Industry Banking
Experience
Citizens Bank August 2012 - Present
RBS Citizens August 2010 - August 2012
RBS Citizens May 2009 - August 2010
Wachovia Securities August 2007 - March 2009
Citi March 2006 - August 2007
Enterprise Rent-A-Car May 2002 - March 2006
Skills
Financial Modeling, Forecasting, Budgeting, Financial Analysis, Variance Analysis, Finance, Mortgage Banking, Mortgage Lending, Banking, Credit, Portfolio Management, Financial Services
Education
Strayer University (VA) 2007 — 2009
Master of Business Administration (M.B.A.), Finance
California Lutheran University 1998 — 2002
Bachelor's degree, Business Management
Citizens Bank August 2012 - Present
RBS Citizens August 2010 - August 2012
RBS Citizens May 2009 - August 2010
Wachovia Securities August 2007 - March 2009
Citi March 2006 - August 2007
Enterprise Rent-A-Car May 2002 - March 2006
Skills
Financial Modeling, Forecasting, Budgeting, Financial Analysis, Variance Analysis, Finance, Mortgage Banking, Mortgage Lending, Banking, Credit, Portfolio Management, Financial Services
Education
Strayer University (VA) 2007 — 2009
Master of Business Administration (M.B.A.), Finance
California Lutheran University 1998 — 2002
Bachelor's degree, Business Management
Kathryne Lee's Wachovia Securities Experience February 2002 - September 2005
Job Series 7/66 Registered Associate at Major Wire House
Industry Financial Services
Experience
Major Wire House June 2009 - Present
A.G. Edwards September 2005 - June 2009
Wachovia Securities February 2002 - September 2005
Merrill Lynch March 1994 - February 2002
Education
California State University-Sacramento
Bachelor of Arts (BA), French Language and Literature
University of California, Davis
Major Wire House June 2009 - Present
A.G. Edwards September 2005 - June 2009
Wachovia Securities February 2002 - September 2005
Merrill Lynch March 1994 - February 2002
Education
California State University-Sacramento
Bachelor of Arts (BA), French Language and Literature
University of California, Davis
John Levesque's Wachovia Securities Experience March 2004 - March 2008
Job Energy & Power Investment Banking
Industry Investment Banking
Experience
Wells Fargo Securities March 2013 - Present
Wells Fargo Securities March 2008 - March 2013
Wachovia Securities March 2004 - March 2008
First Union Securities March 2000 - March 2004
First Union Securities April 1997 - March 2000
Sedgwick James September 1995 - March 1997
Education
Bowdoin College 1991 — 1995
Bachelor of Arts (B.A.), Economics
Wells Fargo Securities March 2013 - Present
Wells Fargo Securities March 2008 - March 2013
Wachovia Securities March 2004 - March 2008
First Union Securities March 2000 - March 2004
First Union Securities April 1997 - March 2000
Sedgwick James September 1995 - March 1997
Education
Bowdoin College 1991 — 1995
Bachelor of Arts (B.A.), Economics
Merrill Lynch
Fifth Third Bank
Regions Financial Corporation
Washington Mutual
BBVA Compass
TCF Bank
Regions Bank
washington mutual bank