UBS Financial Services
Industry: Investment banking company
DescriptionUBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (15 Nov 2011–) Customer service: 020 7567 8000 Headquarters: Basel, Switzerland Subsidiaries: UBS Limited, UBS Investment Bank,
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UBS Financial Services Employees
Employee
Years
Job
Industry
Roger Davis Roger Davis's UBS Financial Services Experience May 2000 - October 2005
Job Woodridge Capital Portfolio Management
Industry Investment Management
Experience
Woodridge Capital Portfolio Management May 2006 - Present
UBS Financial Services May 2000 - October 2005
JC Bradford & Co January 1996 - September 2000
Dean Witter Reynolds December 1992 - January 1996
Skills
Equities, Investments, Portfolio Management, Risk Management, Investment Advisory, Asset Managment, Asset Allocation, Series 7, Alternative Investments, Hedge Funds, Wealth Management, Securities, Strategic Financial..., Fixed Income, Retirement Planning, Financial Modeling, Estate Planning, Investment Management, Private Equity, Options, Asset Management, Finance, Mutual Funds, Trading, Investment Strategies, Fund Of Funds, Capital Markets, Strategy, Wealth Management..., Valuation, Venture Capital, Financial Advisory, Financial Markets, Investment Banking, Equity Research, Equity Trading, Derivatives, Series 63, Strategic Planning, Financial Analysis, Marketing, Financial Services, Financial Planning
Education
University of Mississippi 1987 — 1991
BBA, Business
University of Mississippi 1987 — 1991
Bachelor of Business Administration (BBA), Business Administration and Management, General
Woodridge Capital Portfolio Management May 2006 - Present
UBS Financial Services May 2000 - October 2005
JC Bradford & Co January 1996 - September 2000
Dean Witter Reynolds December 1992 - January 1996
Skills
Equities, Investments, Portfolio Management, Risk Management, Investment Advisory, Asset Managment, Asset Allocation, Series 7, Alternative Investments, Hedge Funds, Wealth Management, Securities, Strategic Financial..., Fixed Income, Retirement Planning, Financial Modeling, Estate Planning, Investment Management, Private Equity, Options, Asset Management, Finance, Mutual Funds, Trading, Investment Strategies, Fund Of Funds, Capital Markets, Strategy, Wealth Management..., Valuation, Venture Capital, Financial Advisory, Financial Markets, Investment Banking, Equity Research, Equity Trading, Derivatives, Series 63, Strategic Planning, Financial Analysis, Marketing, Financial Services, Financial Planning
Education
University of Mississippi 1987 — 1991
BBA, Business
University of Mississippi 1987 — 1991
Bachelor of Business Administration (BBA), Business Administration and Management, General
Jim Rogers's UBS Financial Services Experience April 2006 - May 2007
Job Finance and Innovation Leader
Industry Oil & Energy
Experience
Williams January 2015 - Present
Access Midstream January 2013 - January 2015
Arkham LLC May 2010 - January 2013
Oklahoma City University August 2005 - January 2012
Consolidated Networks Corporation August 2010 - November 2011
i2E, Inc. May 2007 - May 2010
University of Central Oklahoma December 2006 - August 2008
UBS Financial Services April 2006 - May 2007
Avondale Investments May 2004 - April 2006
Metafund, Inc. February 2004 - May 2004
Skills
Start-ups, Investments, Capital Raises, Deal Structuring, Technology Development, Operations Management, Organizational Change, Strategy Development, Social Networking, Business Process..., Strategy, Financial Modeling, Due Diligence, Valuation, New Business Development, Business Intelligence, Entrepreneurship, Leadership Development, Capital, Negotiation, Business Strategy, Public Speaking, Financial Analysis, Analysis, Corporate Finance, Marketing Strategy, Change Management, Private Equity, Leadership, Finance, Management, Sales, Consulting, Market Research, Business Development, Public Relations, Venture Capital, CRM, Strategic Planning, Business Planning, Strategic Partnerships, Management Consulting, Organizational..., Fundraising, Project Management, Executive Management, Competitive Analysis, Mergers & Acquisitions, Energy, Equities
Education
University of Oklahoma - Price College of Business 2002 — 2004
MBA
University of Oklahoma 1987 — 1991
BA
Tuttle High School 1983 — 1987
Williams January 2015 - Present
Access Midstream January 2013 - January 2015
Arkham LLC May 2010 - January 2013
Oklahoma City University August 2005 - January 2012
Consolidated Networks Corporation August 2010 - November 2011
i2E, Inc. May 2007 - May 2010
University of Central Oklahoma December 2006 - August 2008
UBS Financial Services April 2006 - May 2007
Avondale Investments May 2004 - April 2006
Metafund, Inc. February 2004 - May 2004
Skills
Start-ups, Investments, Capital Raises, Deal Structuring, Technology Development, Operations Management, Organizational Change, Strategy Development, Social Networking, Business Process..., Strategy, Financial Modeling, Due Diligence, Valuation, New Business Development, Business Intelligence, Entrepreneurship, Leadership Development, Capital, Negotiation, Business Strategy, Public Speaking, Financial Analysis, Analysis, Corporate Finance, Marketing Strategy, Change Management, Private Equity, Leadership, Finance, Management, Sales, Consulting, Market Research, Business Development, Public Relations, Venture Capital, CRM, Strategic Planning, Business Planning, Strategic Partnerships, Management Consulting, Organizational..., Fundraising, Project Management, Executive Management, Competitive Analysis, Mergers & Acquisitions, Energy, Equities
Education
University of Oklahoma - Price College of Business 2002 — 2004
MBA
University of Oklahoma 1987 — 1991
BA
Tuttle High School 1983 — 1987
Ed Medlin Ed Medlin's UBS Financial Services Experience August 2000 - September 2004
Job Financial Advisor at Janney Montgomery Scott, LLC
Industry Investment Management
Experience
Janney Montgomery Scott, LLC September 2004 - Present
UBS Financial Services August 2000 - September 2004
J. C. Bradford & Co. 1991 - 2000
Skills
Series 7, Wealth Management, Retirement Planning, Asset Allocation, Mutual Funds, Investment Advisory, Series 63, Investment Strategies, Retirement, Securities, Investments, Alternative Investments, Uniform Combined State..., Strategic Financial..., Financial Advisory, Estate Planning, Equities
Education
University of North Carolina at Chapel Hill
Janney Montgomery Scott, LLC September 2004 - Present
UBS Financial Services August 2000 - September 2004
J. C. Bradford & Co. 1991 - 2000
Skills
Series 7, Wealth Management, Retirement Planning, Asset Allocation, Mutual Funds, Investment Advisory, Series 63, Investment Strategies, Retirement, Securities, Investments, Alternative Investments, Uniform Combined State..., Strategic Financial..., Financial Advisory, Estate Planning, Equities
Education
University of North Carolina at Chapel Hill
Jeanna McGinnis's UBS Financial Services Experience August 2012 - September 2013
Job Investment Center Representative at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments September 2013 - December 2014
UBS, Financial Services August 2012 - September 2013
Legacy Trust Family Wealth Office January 2011 - April 2012
Taylor Morrison September 2004 - May 2009
Skills
Investments, Asset Management, Portfolio Management, Financial Analysis, Strategic Financial..., Mutual Funds, Series 7, Financial Modeling, Bloomberg, Wealth Management, Alternative Investments, Finance, Investment Advisory, Asset Allocation, Financial Planning
Education
University of North Florida 2009 — 2011
Bachelor of Business Administration (B.B.A.), Investments and Securities
University of South Florida 1999 — 2001
Fidelity Investments September 2013 - December 2014
UBS, Financial Services August 2012 - September 2013
Legacy Trust Family Wealth Office January 2011 - April 2012
Taylor Morrison September 2004 - May 2009
Skills
Investments, Asset Management, Portfolio Management, Financial Analysis, Strategic Financial..., Mutual Funds, Series 7, Financial Modeling, Bloomberg, Wealth Management, Alternative Investments, Finance, Investment Advisory, Asset Allocation, Financial Planning
Education
University of North Florida 2009 — 2011
Bachelor of Business Administration (B.B.A.), Investments and Securities
University of South Florida 1999 — 2001
Marc Escoe's UBS Financial Services Experience May 2012 - August 2012
Job Accountant Asc at Lockheed Martin
Industry Financial Services
Experience
Lockheed Martin November 2013 - Present
University of Florida August 2010 - May 2013
UBS Financial Services May 2012 - August 2012
Santa Fe College January 2009 - May 2012
University of Florida January 2012 - March 2012
UBS Financial Services May 2011 - August 2011
Student Finance Group January 2011 - April 2011
Skills
PowerPoint, Leadership, Microsoft Excel, Finance, Microsoft Office, Event Management, Social Media, Budgets, Social Networking, Personal Financial..., Financial Services, Spanish, Public Speaking, Data Analysis, Statistics, Teamwork, Higher Education, Teaching, Research, Microsoft Word, Community Outreach, Facebook, Fundraising, Critical Thinking
Education
University of Florida 2010 — 2013
Business Administration, Finance, 3.784
Alliance Academy International
Lockheed Martin November 2013 - Present
University of Florida August 2010 - May 2013
UBS Financial Services May 2012 - August 2012
Santa Fe College January 2009 - May 2012
University of Florida January 2012 - March 2012
UBS Financial Services May 2011 - August 2011
Student Finance Group January 2011 - April 2011
Skills
PowerPoint, Leadership, Microsoft Excel, Finance, Microsoft Office, Event Management, Social Media, Budgets, Social Networking, Personal Financial..., Financial Services, Spanish, Public Speaking, Data Analysis, Statistics, Teamwork, Higher Education, Teaching, Research, Microsoft Word, Community Outreach, Facebook, Fundraising, Critical Thinking
Education
University of Florida 2010 — 2013
Business Administration, Finance, 3.784
Alliance Academy International
Danielle Place Danielle Place's UBS Financial Services Experience April 2014 - Present
Job Associate Director UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services April 2014 - Present
Morgan Stanley April 2013 - April 2014
Investors Capital October 2007 - April 2013
Morgan Stanley September 2006 - October 2007
Banc of America Investments April 2005 - September 2006
Morgan Stanley August 2003 - April 2005
Education
New England School of Law 2012 — 2016
Currently enrolled, Banking, Corporate, Finance, and Securities Law
University of New Hampshire 1999 — 2003
Bachelor's degree, Political Science and Government, 3.5
UBS Financial Services April 2014 - Present
Morgan Stanley April 2013 - April 2014
Investors Capital October 2007 - April 2013
Morgan Stanley September 2006 - October 2007
Banc of America Investments April 2005 - September 2006
Morgan Stanley August 2003 - April 2005
Education
New England School of Law 2012 — 2016
Currently enrolled, Banking, Corporate, Finance, and Securities Law
University of New Hampshire 1999 — 2003
Bachelor's degree, Political Science and Government, 3.5
Charles Nichols's UBS Financial Services Experience June 2005 - November 2006
Job Senior Compliance Manager at Janus Capital Group
Industry Financial Services
Experience
Janus Capital Group April 2015 - Present
Janus Capital Group August 2014 - April 2015
Janus Capital Group January 2013 - August 2014
The Institute for Wealth Management March 2012 - January 2013
The Institute for Wealth Management May 2011 - March 2012
Morgan Stanley December 2006 - July 2008
UBS Financial Services June 2005 - November 2006
Skills
Corporate Law, Due Diligence, Equities, Securities Regulation, Investment Advisory, Mutual Funds, Fixed Income, Investment Strategies, Securities Law, Compliance, Corporate Governance, Securities, Finance, Financial Services, Drafting Agreements, Contract Negotiation
Education
University of Denver - Sturm College of Law 2008 — 2011
J.D.
Washington and Lee University 2001 — 2005
B.S.
Kent Denver School
Janus Capital Group April 2015 - Present
Janus Capital Group August 2014 - April 2015
Janus Capital Group January 2013 - August 2014
The Institute for Wealth Management March 2012 - January 2013
The Institute for Wealth Management May 2011 - March 2012
Morgan Stanley December 2006 - July 2008
UBS Financial Services June 2005 - November 2006
Skills
Corporate Law, Due Diligence, Equities, Securities Regulation, Investment Advisory, Mutual Funds, Fixed Income, Investment Strategies, Securities Law, Compliance, Corporate Governance, Securities, Finance, Financial Services, Drafting Agreements, Contract Negotiation
Education
University of Denver - Sturm College of Law 2008 — 2011
J.D.
Washington and Lee University 2001 — 2005
B.S.
Kent Denver School
J.B. Fitzgerald's UBS Financial Services Experience May 2011 - August 2011
Job Alternative Television/ Sports Media
Industry Entertainment
Experience
United Talent Agency November 2012 - Present
UBS Financial Services May 2011 - August 2011
Detroit Pistons, Palace Sports and Entertainment May 2010 - August 2010
Laser Park Entertainment October 2006 - June 2008
Skills
Social Media, Event Planning, Sports Marketing, Sales, Sponsorship, Sports, Advertising, Facebook
Education
University of Michigan 2008 — 2012
Bachelor of Arts Degree, Sport Management
West Windsor- Plainsboro HS- South 2004 — 2008
United Talent Agency November 2012 - Present
UBS Financial Services May 2011 - August 2011
Detroit Pistons, Palace Sports and Entertainment May 2010 - August 2010
Laser Park Entertainment October 2006 - June 2008
Skills
Social Media, Event Planning, Sports Marketing, Sales, Sponsorship, Sports, Advertising, Facebook
Education
University of Michigan 2008 — 2012
Bachelor of Arts Degree, Sport Management
West Windsor- Plainsboro HS- South 2004 — 2008
Brad J. Pugh's UBS Financial Services Experience January 2011 - May 2011
Job CDO Client Service Operations Manager at US Bank
Industry Financial Services
Experience
US Bank Global Corporate Trust Services May 2013 - Present
US Bank Global Corporate Trust Services April 2012 - May 2013
UBS Financial Services January 2011 - May 2011
Bolder Details Painting & Restoration, LLC May 2002 - September 2010
Keating Investments, LLC October 2008 - March 2009
Skills
Operations Management, Team Leadership, Cross-functional Team..., Project Management, Manage Client..., Sales, Customer Service, Business Development, Business Strategy, Competitive Analysis, Strategic Planning, Finance, Financial Analysis, Entrepreneurship
Education
University of Denver - Daniels College of Business 2009 — 2011
MBA Finance and Accounting
University of Denver 2007 — 2009
US Bank Global Corporate Trust Services May 2013 - Present
US Bank Global Corporate Trust Services April 2012 - May 2013
UBS Financial Services January 2011 - May 2011
Bolder Details Painting & Restoration, LLC May 2002 - September 2010
Keating Investments, LLC October 2008 - March 2009
Skills
Operations Management, Team Leadership, Cross-functional Team..., Project Management, Manage Client..., Sales, Customer Service, Business Development, Business Strategy, Competitive Analysis, Strategic Planning, Finance, Financial Analysis, Entrepreneurship
Education
University of Denver - Daniels College of Business 2009 — 2011
MBA Finance and Accounting
University of Denver 2007 — 2009
David Mehram David Mehram's UBS Financial Services Experience July 2003 - August 2008
Job Assistant Market Manager / First Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC August 2008 - Present
UBS Financial Services July 2003 - August 2008
Merrill Lynch March 2000 - July 2003
Handleman Company June 1996 - March 2000
Skills
Investments, Asset Allocation, Retirement Planning, 401(k) Rollovers
Education
University of Michigan 1991 — 1995
Wells Fargo Advisors, LLC August 2008 - Present
UBS Financial Services July 2003 - August 2008
Merrill Lynch March 2000 - July 2003
Handleman Company June 1996 - March 2000
Skills
Investments, Asset Allocation, Retirement Planning, 401(k) Rollovers
Education
University of Michigan 1991 — 1995
Margaret Darlow Margaret Darlow's UBS Financial Services Experience January 2003 - June 2005
Job Product Marketing Strategist, Global Equity Derivatives
Industry Investment Banking
Experience
UBS Investment Bank July 2011 - Present
UBS 2005 - March 2010
UBS Financial Services January 2003 - June 2005
PaineWebber 1998 - 2003
PaineWebber 1991 - 1998
Skills
FINRA, Series 7, Financial Services, Bloomberg, Derivatives, Equities, Fixed Income, Investment Banking, Product Management, Project Management, Securities, Strategy, CRM, Capital Markets, Trading, Management, Marketing
Education
University of Missouri-Kansas City
Bachelor of Arts
New York School of Finance
Certification, Technical Analysis
UBS Investment Bank July 2011 - Present
UBS 2005 - March 2010
UBS Financial Services January 2003 - June 2005
PaineWebber 1998 - 2003
PaineWebber 1991 - 1998
Skills
FINRA, Series 7, Financial Services, Bloomberg, Derivatives, Equities, Fixed Income, Investment Banking, Product Management, Project Management, Securities, Strategy, CRM, Capital Markets, Trading, Management, Marketing
Education
University of Missouri-Kansas City
Bachelor of Arts
New York School of Finance
Certification, Technical Analysis
Peter Prunty's UBS Financial Services Experience September 2012 - Present
Job Head of Institutional Consulting at UBS Financial Services
Industry Investment Management
Experience
UBS Financial Services September 2012 - Present
Morgan Stanley Investment Management March 2011 - September 2012
Morgan Stanley Smith Barney January 2000 - March 2011
web401k.com January 1998 - December 1999
Cantor Fitzgerald May 1996 - December 1997
Skills
Alternative Investments, Asset Managment, Defined Contribution, Due Diligence, ERISA, Financial Modeling, Financial Services, Institutional, Investment Management, Private Equity, Product Management, Retirement, Retirement Planning, Sales, Asset Management, Bloomberg, Business Development, Defined Benefit
Education
New York University - Leonard N. Stern School of Business 2005 — 2007
MBA, Finance
University of Notre Dame 1992 — 1996
BBA, Finance, Philosophy
UBS Financial Services September 2012 - Present
Morgan Stanley Investment Management March 2011 - September 2012
Morgan Stanley Smith Barney January 2000 - March 2011
web401k.com January 1998 - December 1999
Cantor Fitzgerald May 1996 - December 1997
Skills
Alternative Investments, Asset Managment, Defined Contribution, Due Diligence, ERISA, Financial Modeling, Financial Services, Institutional, Investment Management, Private Equity, Product Management, Retirement, Retirement Planning, Sales, Asset Management, Bloomberg, Business Development, Defined Benefit
Education
New York University - Leonard N. Stern School of Business 2005 — 2007
MBA, Finance
University of Notre Dame 1992 — 1996
BBA, Finance, Philosophy
Connie Roach's UBS Financial Services Experience August 2007 - August 2008
Job Sales Consultant at Curtis 1000
Industry Consumer Goods
Experience
Curtis 1000 June 2014 - Present
Office Depot Business Solutions Divisions February 2010 - June 2014
Storr Office Environments August 2008 - May 2009
UBS Financial Services August 2007 - August 2008
MacThrift Office Furniture January 1998 - August 2007
Skills
New Business Development, B2B, Sales, Account Management, Sales Operations, Salesforce.com, Solution Selling, Major Accounts, Management, Furniture, Building Relationships, Business Development, Cold Calling, Selling, Key Account Management, Goal Oriented, Profitable Growth, Strategic Planning, Territory Growth, Business Planning, Exceed Sales Goals, Customer Satisfaction, Relationship Building, Direct Sales, Sales Management
Education
University of North Carolina at Chapel Hill
BA, Liberal Arts
Curtis 1000 June 2014 - Present
Office Depot Business Solutions Divisions February 2010 - June 2014
Storr Office Environments August 2008 - May 2009
UBS Financial Services August 2007 - August 2008
MacThrift Office Furniture January 1998 - August 2007
Skills
New Business Development, B2B, Sales, Account Management, Sales Operations, Salesforce.com, Solution Selling, Major Accounts, Management, Furniture, Building Relationships, Business Development, Cold Calling, Selling, Key Account Management, Goal Oriented, Profitable Growth, Strategic Planning, Territory Growth, Business Planning, Exceed Sales Goals, Customer Satisfaction, Relationship Building, Direct Sales, Sales Management
Education
University of North Carolina at Chapel Hill
BA, Liberal Arts
Jacquelynn Stanley Jacquelynn Stanley's UBS Financial Services Experience February 2011 - August 2011
Job CoFounder & Creative Director
Industry Apparel & Fashion
Experience
Bobbi-Toads October 2012 - Present
UBS Financial Services February 2011 - August 2011
Amway Global January 2010 - May 2011
Skills
Market Analysis, Facebook, Social Media Marketing, Social Media, Marketing, Marketing Communications, Event Planning, Event Management, PowerPoint, E-commerce, Business Planning, Social Networking, Microsoft Excel, Retail
Education
University of Miami 2008 — 2012
School, Business Administration; Marketing
University of Miami - School of Business 2008 — 2012
Bachelor of Business Administration (BBA), Marketing
Charles University 2010 — 2010
Saint Viator 2004 — 2008
Bobbi-Toads October 2012 - Present
UBS Financial Services February 2011 - August 2011
Amway Global January 2010 - May 2011
Skills
Market Analysis, Facebook, Social Media Marketing, Social Media, Marketing, Marketing Communications, Event Planning, Event Management, PowerPoint, E-commerce, Business Planning, Social Networking, Microsoft Excel, Retail
Education
University of Miami 2008 — 2012
School, Business Administration; Marketing
University of Miami - School of Business 2008 — 2012
Bachelor of Business Administration (BBA), Marketing
Charles University 2010 — 2010
Saint Viator 2004 — 2008
Ryan Leib, CFP® Ryan Leib, CFP®'s UBS Financial Services Experience January 2002 - February 2006
Job Financial Advisor at UBS
Industry Financial Services
Experience
UBS September 2013 - Present
Keystone Wealth Management February 2006 - Present
UBS Financial Services January 2002 - February 2006
Education
University of Maryland College Park 1995 — 1999
UBS September 2013 - Present
Keystone Wealth Management February 2006 - Present
UBS Financial Services January 2002 - February 2006
Education
University of Maryland College Park 1995 — 1999
Lana Glazer Lana Glazer's UBS Financial Services Experience January 2009 - October 2013
Job Financial Analyst at MediaNews Group
Industry Newspapers
Experience
MediaNews Group October 2014 - Present
Allstate November 2013 - October 2014
UBS Financial Services January 2009 - October 2013
Skills
Series 7, Strategic Financial..., Financial Analysis, Microsoft Excel, Forecasting, Data Analysis, Customer Service, Financial Reporting, Financial Modeling, Investment Strategies, PowerPoint, Capital Markets, Financial Planning, Microsoft Word
Education
University of Illinois at Chicago
Bachelor of Science (B.S.), Finance
MediaNews Group October 2014 - Present
Allstate November 2013 - October 2014
UBS Financial Services January 2009 - October 2013
Skills
Series 7, Strategic Financial..., Financial Analysis, Microsoft Excel, Forecasting, Data Analysis, Customer Service, Financial Reporting, Financial Modeling, Investment Strategies, PowerPoint, Capital Markets, Financial Planning, Microsoft Word
Education
University of Illinois at Chicago
Bachelor of Science (B.S.), Finance
Kane Laramore Kane Laramore's UBS Financial Services Experience June 2004 - June 2007
Job Business Development Consultant at Rackspace, the #1 managed cloud company
Industry Information Technology and Services
Experience
Rackspace, the #1 managed cloud company June 2015 - Present
Rackspace, the #1 managed cloud company January 2014 - Present
Total Team Roping 2014 - 2015
Total Team Roping 2014 - 2015
Rackspace, the #1 managed cloud company October 2012 - January 2014
Rackspace Hosting September 2010 - October 2012
ALPS Fund Services, Inc. April 2008 - June 2010
State of Massachusetts 2007 - 2008
UBS Financial Services June 2004 - June 2007
Skills
Financial Analysis
Education
University of Northern Colorado 2004 — 2007
BS, Finance
University of Wyoming
Rackspace, the #1 managed cloud company June 2015 - Present
Rackspace, the #1 managed cloud company January 2014 - Present
Total Team Roping 2014 - 2015
Total Team Roping 2014 - 2015
Rackspace, the #1 managed cloud company October 2012 - January 2014
Rackspace Hosting September 2010 - October 2012
ALPS Fund Services, Inc. April 2008 - June 2010
State of Massachusetts 2007 - 2008
UBS Financial Services June 2004 - June 2007
Skills
Financial Analysis
Education
University of Northern Colorado 2004 — 2007
BS, Finance
University of Wyoming
Sam Cerrato's UBS Financial Services Experience June 2011 - August 2011
Job Revenue Accountant at PI Worldwide
Industry Accounting
Experience
PI Worldwide March 2013 - Present
Brookline Bank November 2012 - February 2013
UBS Financial Services June 2011 - August 2011
Skills
Microsoft Excel, Microsoft Word, Microsoft Access, Great Plains Software
Education
University of Massachusetts, Amherst 2008 — 2012
Bachelor of Business Administration (BBA), Accounting
PI Worldwide March 2013 - Present
Brookline Bank November 2012 - February 2013
UBS Financial Services June 2011 - August 2011
Skills
Microsoft Excel, Microsoft Word, Microsoft Access, Great Plains Software
Education
University of Massachusetts, Amherst 2008 — 2012
Bachelor of Business Administration (BBA), Accounting
Mercy S. Dickey Mercy S. Dickey's UBS Financial Services Experience March 2007 - Present
Job Client Service Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services March 2007 - Present
Skills
Coordinate Events, Marketing Strategy, Business Networking, Social Media Marketing, Client Relations, Administrative...
Education
University of Houston, C.T. Bauer College of Business
Bachelor's Degree, Major: Marketing, Minor: Management
UBS Financial Services March 2007 - Present
Skills
Coordinate Events, Marketing Strategy, Business Networking, Social Media Marketing, Client Relations, Administrative...
Education
University of Houston, C.T. Bauer College of Business
Bachelor's Degree, Major: Marketing, Minor: Management
Adam Godel Adam Godel's UBS Financial Services Experience September 2011 - December 2011
Job Software Engineer Platform Services at Medidata Solutions
Industry Computer Software
Experience
Medidata Solutions February 2015 - Present
Retsku August 2014 - February 2015
AOL January 2013 - January 2014
OnWe Inc April 2012 - April 2013
UBS Financial Services September 2011 - December 2011
Scott-Macon, Ltd. May 2011 - August 2011
Skills
Ruby, Ruby on Rails, JavaScript, HTML, CSS, MQL, SQL, AngularJS, Git, Microsoft Excel, Engineering Empathy
Education
Dev Bootcamp
Web Development
Fox Lane High School
Fox Lane High School
Fox Lane High School
University of Miami
Medidata Solutions February 2015 - Present
Retsku August 2014 - February 2015
AOL January 2013 - January 2014
OnWe Inc April 2012 - April 2013
UBS Financial Services September 2011 - December 2011
Scott-Macon, Ltd. May 2011 - August 2011
Skills
Ruby, Ruby on Rails, JavaScript, HTML, CSS, MQL, SQL, AngularJS, Git, Microsoft Excel, Engineering Empathy
Education
Dev Bootcamp
Web Development
Fox Lane High School
Fox Lane High School
Fox Lane High School
University of Miami
Jerrold Clarke's UBS Financial Services Experience January 1998 - September 2007
Job Financial advisor serving families and business owners ★Investment Management ★Financial Planning
Industry Financial Services
Experience
Merrill Lynch October 2007 - Present
*UBS Financial Services January 1998 - September 2007
Skills
Financial Planners, Plannning, Cash Flow, Strategic Financial..., Retirement Planning, Financial Advisory, Investment Management, Financial Services, Portfolio Management, Budgets, Insurance Planning, Personal Banking, Commercial Banking, Cash Flow Management, Budgeting, Estate Planning Issues
Education
University of Illinois at Urbana-Champaign 1992 — 1996
Bachelors, Economics
Merrill Lynch October 2007 - Present
*UBS Financial Services January 1998 - September 2007
Skills
Financial Planners, Plannning, Cash Flow, Strategic Financial..., Retirement Planning, Financial Advisory, Investment Management, Financial Services, Portfolio Management, Budgets, Insurance Planning, Personal Banking, Commercial Banking, Cash Flow Management, Budgeting, Estate Planning Issues
Education
University of Illinois at Urbana-Champaign 1992 — 1996
Bachelors, Economics
Nicole Iaci Nicole Iaci's UBS Financial Services Experience September 2009 - December 2009
Job Corporate Financial Analyst at ALPS, A DST Company
Industry Financial Services
Experience
ALPS, A DST Company June 2012 - Present
ALPS Fund Services, Inc. June 2011 - June 2012
ALPS Fund Services, Inc. June 2010 - June 2011
UBS Financial Services September 2009 - December 2009
Nordstrom July 2005 - August 2009
Art Idea September 2008 - December 2008
Skills
Financial Analysis, Financial Modeling, Microsoft Office, Finance, Market Research, Marketing, Bloomberg, Microsoft Excel, CRM, Customer Service, Adobe Creative Suite, Investments, Mutual Funds, PowerPoint, PeopleSoft Financial, Microsoft BI Suite, Hyperion Planning, Process Improvement, Forecasting, Analysis
Education
University of Colorado at Boulder 2013 — 2015
Master of Business Administration (MBA)
University of Denver - Daniels College of Business 2006 — 2010
Finance, Marketing
ALPS, A DST Company June 2012 - Present
ALPS Fund Services, Inc. June 2011 - June 2012
ALPS Fund Services, Inc. June 2010 - June 2011
UBS Financial Services September 2009 - December 2009
Nordstrom July 2005 - August 2009
Art Idea September 2008 - December 2008
Skills
Financial Analysis, Financial Modeling, Microsoft Office, Finance, Market Research, Marketing, Bloomberg, Microsoft Excel, CRM, Customer Service, Adobe Creative Suite, Investments, Mutual Funds, PowerPoint, PeopleSoft Financial, Microsoft BI Suite, Hyperion Planning, Process Improvement, Forecasting, Analysis
Education
University of Colorado at Boulder 2013 — 2015
Master of Business Administration (MBA)
University of Denver - Daniels College of Business 2006 — 2010
Finance, Marketing
Wes Holston Wes Holston's UBS Financial Services Experience August 2000 - June 2010
Job Partner at Bressler, Amery & Ross, P.C.
Industry Law Practice
Experience
Bressler, Amery & Ross, P.C. July 2010 - Present
UBS Financial Services August 2000 - June 2010
Fowler White Burnett August 1993 - July 2000
Education
University of Florida 1990 — 1993
JD and MBA
University of Florida 1983 — 1985
MBA, Finance and Economics
Vanderbilt University 1979 — 1983
Bachelor of Business Administration (BBA), Economics
Pine Crest High School 1975 — 1979
Bressler, Amery & Ross, P.C. July 2010 - Present
UBS Financial Services August 2000 - June 2010
Fowler White Burnett August 1993 - July 2000
Education
University of Florida 1990 — 1993
JD and MBA
University of Florida 1983 — 1985
MBA, Finance and Economics
Vanderbilt University 1979 — 1983
Bachelor of Business Administration (BBA), Economics
Pine Crest High School 1975 — 1979
Drew Davy Drew Davy's UBS Financial Services Experience June 2008 - August 2008
Job Sr. Financial Analyst at The Walt Disney Company
Industry Hospitality
Experience
The Walt Disney Company - Disney Parks & Resorts September 2014 - Present
The Walt Disney Company - Disney Parks and Resorts August 2013 - September 2014
Thermo Fisher Scientific August 2012 - June 2013
Thermo Fisher Scientific August 2010 - July 2012
Thermo Fisher Scientific May 2009 - August 2009
UBS Financial Services June 2008 - August 2008
Skills
Hyperion Enterprise, Financial Modeling, Variance Analysis, Financial Analysis, Forecasting, Microsoft Excel, IBM Mainframe, Cognos
Education
University of Notre Dame - Mendoza College of Business 2006 — 2010
Bachelor of Arts, Finance
The Lawrenceville School 2002 — 2006
High School
The Walt Disney Company - Disney Parks & Resorts September 2014 - Present
The Walt Disney Company - Disney Parks and Resorts August 2013 - September 2014
Thermo Fisher Scientific August 2012 - June 2013
Thermo Fisher Scientific August 2010 - July 2012
Thermo Fisher Scientific May 2009 - August 2009
UBS Financial Services June 2008 - August 2008
Skills
Hyperion Enterprise, Financial Modeling, Variance Analysis, Financial Analysis, Forecasting, Microsoft Excel, IBM Mainframe, Cognos
Education
University of Notre Dame - Mendoza College of Business 2006 — 2010
Bachelor of Arts, Finance
The Lawrenceville School 2002 — 2006
High School
James Whalen's UBS Financial Services Experience August 2007 - September 2008
Job sales at Dallas Fort Worth, TX
Industry Business Supplies and Equipment
Experience
Dallas Fort Worth, TX February 2012 - Present
University of Kentucky June 2010 - May 2011
University of Kentucky 2010 - 2011
MetLife January 2009 - January 2010
UBS Financial Services August 2007 - September 2008
Dallas Cowboys April 2000 - September 2004
Skills
PowerPoint, Customer Relations, Microsoft Office, Sports, Word, Negotiation, Data Analysis
Education
University of Kentucky 1996 — 1999
Bachelor of Science, Communications and Business
LaSalle High School 1992 — 1996
Dallas Fort Worth, TX February 2012 - Present
University of Kentucky June 2010 - May 2011
University of Kentucky 2010 - 2011
MetLife January 2009 - January 2010
UBS Financial Services August 2007 - September 2008
Dallas Cowboys April 2000 - September 2004
Skills
PowerPoint, Customer Relations, Microsoft Office, Sports, Word, Negotiation, Data Analysis
Education
University of Kentucky 1996 — 1999
Bachelor of Science, Communications and Business
LaSalle High School 1992 — 1996
The Barron Group UBS Financial Services's UBS Financial Services Experience May 2008 - Present
Job Sr. Vice President Wealth Mgmt at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services May 2008 - Present
Skills
Series 7, Wealth Management, Investment Advisory, Retirement Planning, Uniform Combined State..., Series 63, Investment Strategies, Series 65, Asset Allocation, Wealth Management..., Alternative Investments, Mutual Funds, Financial Advisory, Municipal Bonds, ETFs, Separately Managed..., Securities, 401k Rollovers, Retirement, Investments, Fixed Annuities, Variable Annuities
Education
University of Florida
UBS Financial Services May 2008 - Present
Skills
Series 7, Wealth Management, Investment Advisory, Retirement Planning, Uniform Combined State..., Series 63, Investment Strategies, Series 65, Asset Allocation, Wealth Management..., Alternative Investments, Mutual Funds, Financial Advisory, Municipal Bonds, ETFs, Separately Managed..., Securities, 401k Rollovers, Retirement, Investments, Fixed Annuities, Variable Annuities
Education
University of Florida
Lou Walsh, CFA Lou Walsh, CFA's UBS Financial Services Experience August 2002 - July 2013
Job Managing Director Investments, Financial Advisor
Industry Financial Services
Experience
Wells Fargo Advisors, LLC July 2013 - Present
UBS Financial Services August 2002 - July 2013
Alex Brown March 1996 - August 2002
Independent Life and Accident July 1984 - March 1996
Skills
Investments, Asset Allocation, Retirement Plan..., Securities, Mutual Funds, Retirement Planning, Invesment Planning, Wealth Preservation..., Alternative Investments, Financial Analysis, Equities, Leadership, Private Equity, Retirement, Fixed Income, Financial Modeling, 401k
Education
University of Notre Dame 1980 — 1984
BBA, Business and Computers
Institute of Chartered Financial Analysts 1989 — 1992
CFA, Investments
University of North Florida 1986 — 1988
MBA, Business/Finance
Wells Fargo Advisors, LLC July 2013 - Present
UBS Financial Services August 2002 - July 2013
Alex Brown March 1996 - August 2002
Independent Life and Accident July 1984 - March 1996
Skills
Investments, Asset Allocation, Retirement Plan..., Securities, Mutual Funds, Retirement Planning, Invesment Planning, Wealth Preservation..., Alternative Investments, Financial Analysis, Equities, Leadership, Private Equity, Retirement, Fixed Income, Financial Modeling, 401k
Education
University of Notre Dame 1980 — 1984
BBA, Business and Computers
Institute of Chartered Financial Analysts 1989 — 1992
CFA, Investments
University of North Florida 1986 — 1988
MBA, Business/Finance
Sylvia Mahlebjian Sylvia Mahlebjian's UBS Financial Services Experience April 2000 - August 2010
Job Sr. Manager, Head of Global Learning Design and North America Learning Delivery at Sapient
Industry Financial Services
Carrie Thevenot's UBS Financial Services Experience July 2010 - June 2013
Job Project Consultant at Raymond James
Industry Financial Services
Experience
Raymond James Financial Inc. June 2013 - Present
UBS Financial Services July 2010 - June 2013
UBS Financial Services July 2008 - July 2010
UBS Financial Services February 2005 - October 2008
Skills
Series 99, SDLC, Financial Services, Business Requirements, Business Analysis, Requirements Gathering, Project Management, Stakeholder Management
Education
University of Louisiana at Lafayette 1995 — 2000
Bachelor of Science (B.S.), Business Administration and Management, General
Raymond James Financial Inc. June 2013 - Present
UBS Financial Services July 2010 - June 2013
UBS Financial Services July 2008 - July 2010
UBS Financial Services February 2005 - October 2008
Skills
Series 99, SDLC, Financial Services, Business Requirements, Business Analysis, Requirements Gathering, Project Management, Stakeholder Management
Education
University of Louisiana at Lafayette 1995 — 2000
Bachelor of Science (B.S.), Business Administration and Management, General
Diana Monell Fanning's UBS Financial Services Experience March 2012 - Present
Job Financial Advisor
Industry Financial Services
Experience
UBS Financial Services March 2012 - Present
Merrill Lynch December 2008 - March 2012
Florida Bank 2007 - 2008
Monticello Bank 2005 - 2007
Education
University of North Florida 1999 — 2002
Bachelor's Degree, Special Education and Teaching
UBS Financial Services March 2012 - Present
Merrill Lynch December 2008 - March 2012
Florida Bank 2007 - 2008
Monticello Bank 2005 - 2007
Education
University of North Florida 1999 — 2002
Bachelor's Degree, Special Education and Teaching
Brett Angel Brett Angel's UBS Financial Services Experience September 2007 - December 2011
Job Senior Investment Advisor at Marks Group Wealth Management
Industry Financial Services
Experience
Marks Group Wealth Management December 2011 - Present
UBS Financial Services September 2007 - December 2011
Foresters October 2006 - September 2007
Fanball.com January 2006 - April 2007
The Crested Butte News May 2004 - April 2005
Education
University of Minnesota-Twin Cities 1999 — 2003
Bachelor of Arts, Journalism
Marks Group Wealth Management December 2011 - Present
UBS Financial Services September 2007 - December 2011
Foresters October 2006 - September 2007
Fanball.com January 2006 - April 2007
The Crested Butte News May 2004 - April 2005
Education
University of Minnesota-Twin Cities 1999 — 2003
Bachelor of Arts, Journalism
Adrienne Frank Adrienne Frank's UBS Financial Services Experience October 2010 - Present
Job CFP at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services October 2010 - Present
Morgan Stanley Smith Barney April 1999 - September 2010
Education
University of Michigan
B.A., Liberal Arts
UBS Financial Services October 2010 - Present
Morgan Stanley Smith Barney April 1999 - September 2010
Education
University of Michigan
B.A., Liberal Arts
Grace Gill-Morlis's UBS Financial Services Experience September 2007 - December 2007
Job Distribution Manager at Louis Vuitton Americas
Industry Logistics and Supply Chain
Experience
Louis Vuitton May 2014 - Present
L'Oréal June 2012 - May 2014
Kate Somerville Skin Care LLC March 2011 - April 2012
Credit Union June 2009 - May 2010
Citi Smith Barney September 2008 - May 2009
Morgan Stanley Financial Services June 2008 - August 2008
UBS Financial Services September 2007 - December 2007
Banco Central de Reserva del Peru June 2007 - August 2007
Skills
Analysis, Analytics, Competitive Analysis, Consumer Products, Cross-functional Team..., Data Analysis, Economics, Financial Analysis, Financial Modeling, Inventory Management, Marketing Strategy, Procurement, Product Development, Strategic Planning, Supply Chain Management, MRP, Forecasting, Management
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2010 — 2012
MBA
University of Illinois at Chicago 2005 — 2009
B.S, Finance and Economics
Villa Maria
Louis Vuitton May 2014 - Present
L'Oréal June 2012 - May 2014
Kate Somerville Skin Care LLC March 2011 - April 2012
Credit Union June 2009 - May 2010
Citi Smith Barney September 2008 - May 2009
Morgan Stanley Financial Services June 2008 - August 2008
UBS Financial Services September 2007 - December 2007
Banco Central de Reserva del Peru June 2007 - August 2007
Skills
Analysis, Analytics, Competitive Analysis, Consumer Products, Cross-functional Team..., Data Analysis, Economics, Financial Analysis, Financial Modeling, Inventory Management, Marketing Strategy, Procurement, Product Development, Strategic Planning, Supply Chain Management, MRP, Forecasting, Management
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2010 — 2012
MBA
University of Illinois at Chicago 2005 — 2009
B.S, Finance and Economics
Villa Maria
Michael Schlesinger Michael Schlesinger's UBS Financial Services Experience March 2012 - Present
Job Wealth Strategy Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services March 2012 - Present
The Pacific Group November 2007 - July 2011
Education
University of Maryland - Robert H. Smith School of Business 2002 — 2006
BS, Finance
University of Pennsylvania 2006 — 2007
Postbaccalaureate
UBS Financial Services March 2012 - Present
The Pacific Group November 2007 - July 2011
Education
University of Maryland - Robert H. Smith School of Business 2002 — 2006
BS, Finance
University of Pennsylvania 2006 — 2007
Postbaccalaureate
William T. Grové William T. Grové's UBS Financial Services Experience October 1992 - Present
Job Grové Wealth Management Partners: Life Planning Financial Planning Estate Planning Investment Management
Industry Financial Services
Experience
UBS Financial Services October 1992 - Present
McDonald Investments October 1992 - February 2007
McDonald Investments 1992 - 2007
Skills
Wealth Management, Estate Planning, Series 7, Financial Advisory, Strategic Financial..., Wealth Management..., Investment Management, Investment Advisory, Retirement Planning, Philanthropy, Asset Allocation, Series 63, Series 6, Succession Planning, Series 65, Asset Management, Life Insurance, IRAs, Portfolio Management, Financial Services, 401k, Investment Strategies, Finance, Retirement, Series 24, Separately Managed..., Financial Markets, High Net Worth..., Financial Risk, Retirement Plan..., Pensions
Education
The American College of Financial Services 2014 — 2015
CAP, Philanthropic Planning: Chartered Advisor in Philanthropy
University of Johannesburg 1969 — 1972
Bachelor of Arts (BA), Anthropology, Ethnology, Private Law
Goudrif High School 1963 — 1967
High School, Matriculation - University Entrance
UBS Financial Services October 1992 - Present
McDonald Investments October 1992 - February 2007
McDonald Investments 1992 - 2007
Skills
Wealth Management, Estate Planning, Series 7, Financial Advisory, Strategic Financial..., Wealth Management..., Investment Management, Investment Advisory, Retirement Planning, Philanthropy, Asset Allocation, Series 63, Series 6, Succession Planning, Series 65, Asset Management, Life Insurance, IRAs, Portfolio Management, Financial Services, 401k, Investment Strategies, Finance, Retirement, Series 24, Separately Managed..., Financial Markets, High Net Worth..., Financial Risk, Retirement Plan..., Pensions
Education
The American College of Financial Services 2014 — 2015
CAP, Philanthropic Planning: Chartered Advisor in Philanthropy
University of Johannesburg 1969 — 1972
Bachelor of Arts (BA), Anthropology, Ethnology, Private Law
Goudrif High School 1963 — 1967
High School, Matriculation - University Entrance
Amber Slone Amber Slone's UBS Financial Services Experience January 2009 - April 2009
Job Lead Sales Associate at Blue Star Payment Solutions
Industry Marketing and Advertising
Experience
Blue Star Payment Solutions August 2015 - Present
RPJ Productions April 2015 - August 2015
Dallas Stars February 2012 - April 2015
Dallas Summer Musicals April 2009 - February 2012
Dallas Summer Musicals April 2009 - February 2012
UBS FINANCIAL SERVICES January 2009 - April 2009
Baylor Tom Landry Fitness Center 2009 - 2009
Skills
Microsoft Office, Archtics, Adobe Creative Suite, Public Relations, Sales, Event Management, Advertising, Social Media, Social Networking, Budgets, Salesforce.com, New Business Development, Management, Marketing Strategy, Marketing Communications, Email Marketing, Strategic Planning, Microsoft Word, Microsoft Excel, Team Building, Customer Service, CRM, Training, Account Management, Sales Management, Project Management, Time Management, Recruiting, Nonprofits
Education
University of North Texas 2005 — 2008
Bachelor of Arts and Science, Radio
Naaman Forest High School 2001 — 2004
Blue Star Payment Solutions August 2015 - Present
RPJ Productions April 2015 - August 2015
Dallas Stars February 2012 - April 2015
Dallas Summer Musicals April 2009 - February 2012
Dallas Summer Musicals April 2009 - February 2012
UBS FINANCIAL SERVICES January 2009 - April 2009
Baylor Tom Landry Fitness Center 2009 - 2009
Skills
Microsoft Office, Archtics, Adobe Creative Suite, Public Relations, Sales, Event Management, Advertising, Social Media, Social Networking, Budgets, Salesforce.com, New Business Development, Management, Marketing Strategy, Marketing Communications, Email Marketing, Strategic Planning, Microsoft Word, Microsoft Excel, Team Building, Customer Service, CRM, Training, Account Management, Sales Management, Project Management, Time Management, Recruiting, Nonprofits
Education
University of North Texas 2005 — 2008
Bachelor of Arts and Science, Radio
Naaman Forest High School 2001 — 2004
Andrew Pilchick's UBS Financial Services Experience May 2011 - June 2011
Job Associate at Cohen & Steers
Industry Financial Services
Experience
Cohen & Steers May 2014 - Present
Lyxor Asset Management June 2013 - May 2014
CNLBank September 2012 - May 2013
UBS Financial Services May 2011 - June 2011
Skills
Financial Analysis, Investments, Finance, Risk Management, CRM, Microsoft Excel, Microsoft Office, Alternative Investments, Hedge Funds, Sales, International Business..., Team Leadership, Marketing, Bloomberg, Statistical Data..., Client Relationship..., Project Management, Communication
Education
University College London 2012 — 2012
Management Science and Innovation, International Business
University of Florida 2011 — 2012
Master of Arts (M.A.), International Business
University of Florida 2007 — 2011
Bachelor of Science (BSc), Finance
Cohen & Steers May 2014 - Present
Lyxor Asset Management June 2013 - May 2014
CNLBank September 2012 - May 2013
UBS Financial Services May 2011 - June 2011
Skills
Financial Analysis, Investments, Finance, Risk Management, CRM, Microsoft Excel, Microsoft Office, Alternative Investments, Hedge Funds, Sales, International Business..., Team Leadership, Marketing, Bloomberg, Statistical Data..., Client Relationship..., Project Management, Communication
Education
University College London 2012 — 2012
Management Science and Innovation, International Business
University of Florida 2011 — 2012
Master of Arts (M.A.), International Business
University of Florida 2007 — 2011
Bachelor of Science (BSc), Finance
Matthew Lochrane Matthew Lochrane's UBS Financial Services Experience April 2010 - August 2010
Job Financial Consultant at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors January 2012 - Present
Charles Schwab March 2011 - September 2011
UBS Financial Services April 2010 - August 2010
Dick's Sporting Goods November 2006 - November 2009
Advantage Surveillance July 2006 - October 2006
Foot Locker June 2003 - June 2006
United States Navy January 1999 - January 2003
Skills
Investments, Mutual Funds, Asset Allocation, Options, Strategic Financial..., Analysis, Sales, Marketing Strategy, Retail, Financial Analysis, Equities
Education
University of North Carolina at Greensboro 2007 — 2010
MBA, Business Administration
Wells Fargo Advisors January 2012 - Present
Charles Schwab March 2011 - September 2011
UBS Financial Services April 2010 - August 2010
Dick's Sporting Goods November 2006 - November 2009
Advantage Surveillance July 2006 - October 2006
Foot Locker June 2003 - June 2006
United States Navy January 1999 - January 2003
Skills
Investments, Mutual Funds, Asset Allocation, Options, Strategic Financial..., Analysis, Sales, Marketing Strategy, Retail, Financial Analysis, Equities
Education
University of North Carolina at Greensboro 2007 — 2010
MBA, Business Administration
Matthew Kanterman Matthew Kanterman's UBS Financial Services Experience May 2010 - August 2010
Job Research Associate at Bloomberg LP
Industry Financial Services
Experience
Bloomberg LP January 2014 - Present
Benzinga May 2012 - August 2014
Bloomberg LP September 2013 - November 2013
Credit Suisse Securities June 2011 - August 2011
UBS Financial Services May 2010 - August 2010
Credit Suisse November 2008 - November 2008
Skills
Investments, Portfolio Management, Financial Analysis, Fixed Income, Trading, Research, Equities, Analysis, Financial Modeling, Economics, Finance, Asset Managment
Education
University of Michigan - Stephen M. Ross School of Business 2009 — 2013
Bachelor of Business Administration (BBA), Accounting and Finance
University of Michigan Education 2009 — 2013
Bachelor of Business Administration (BBA), Finance, General
Bloomberg LP January 2014 - Present
Benzinga May 2012 - August 2014
Bloomberg LP September 2013 - November 2013
Credit Suisse Securities June 2011 - August 2011
UBS Financial Services May 2010 - August 2010
Credit Suisse November 2008 - November 2008
Skills
Investments, Portfolio Management, Financial Analysis, Fixed Income, Trading, Research, Equities, Analysis, Financial Modeling, Economics, Finance, Asset Managment
Education
University of Michigan - Stephen M. Ross School of Business 2009 — 2013
Bachelor of Business Administration (BBA), Accounting and Finance
University of Michigan Education 2009 — 2013
Bachelor of Business Administration (BBA), Finance, General
Sarah Dwyer's UBS Financial Services Experience 1998 - 2007
Job CEO at Chouquette
Industry Banking
Experience
Chouquette May 2010 - Present
Citronelle April 2010 - June 2010
Le Cordon Bleu Paris June 2009 - March 2010
On Sabbatical January 2009 - June 2009
Promontory July 2007 - December 2008
UBS Wealth Management 2005 - 2007
UBS Financial Services 1998 - 2007
DJHPM October 1997 - May 1998
Laura Ashley 1991 - 1995
Skills
Business Strategy, Customer Relations, Management Consulting, Strategic Planning, Customer Service, Business Development
Education
University of Maryland College Park
Chouquette May 2010 - Present
Citronelle April 2010 - June 2010
Le Cordon Bleu Paris June 2009 - March 2010
On Sabbatical January 2009 - June 2009
Promontory July 2007 - December 2008
UBS Wealth Management 2005 - 2007
UBS Financial Services 1998 - 2007
DJHPM October 1997 - May 1998
Laura Ashley 1991 - 1995
Skills
Business Strategy, Customer Relations, Management Consulting, Strategic Planning, Customer Service, Business Development
Education
University of Maryland College Park
Kenneth Drake Kenneth Drake's UBS Financial Services Experience April 2010 - Present
Job Senior Vice PresidentWealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services April 2010 - Present
Morgan Stanley November 1983 - February 2010
Skills
Series 65, Series 7, Estate Planning, Uniform Combined State..., Fixed Annuities, Separately Managed..., Investments, Financial Services, Portfolio Management, Series 63, Financial Advisory, Investment Management, Wealth, Retirement, Options, Capital Markets, 401k, Hedge Funds, Finance, Strategic Financial..., Financial Planning
Education
Wealth Advisor Program, Morgan Stanley
Wharton School, University of Pennsylvania 2000 — 2001
Senior Financial Advisor Program
University of Maryland College Park 1971 — 1973
Master of Arts
Trenton State College 1967 — 1971
Bachelor of Science
UBS Financial Services April 2010 - Present
Morgan Stanley November 1983 - February 2010
Skills
Series 65, Series 7, Estate Planning, Uniform Combined State..., Fixed Annuities, Separately Managed..., Investments, Financial Services, Portfolio Management, Series 63, Financial Advisory, Investment Management, Wealth, Retirement, Options, Capital Markets, 401k, Hedge Funds, Finance, Strategic Financial..., Financial Planning
Education
Wealth Advisor Program, Morgan Stanley
Wharton School, University of Pennsylvania 2000 — 2001
Senior Financial Advisor Program
University of Maryland College Park 1971 — 1973
Master of Arts
Trenton State College 1967 — 1971
Bachelor of Science
Craig Love Craig Love's UBS Financial Services Experience 2002 - 2005
Job President and Chief Compliance Officer at Fulcrum Equity Management, LLC
Industry Financial Services
Experience
Fulcrum Equity Management November 2011 - Present
Williams Financial Group February 2009 - January 2012
BBVA Compass Wealth Management 2005 - 2009
UBS Financial Services 2002 - 2005
Merrill Lynch 1999 - 2002
Skills
Portfolio Management, Investments, Investment Advisory, Series 7, Wealth Management, Investment Management, Equities, Banking, Series 63, Alternative Investments, Mutual Funds, Asset Management, Retirement Planning, Financial Advisory, Securities, Risk Management, Asset Allocation, Strategic Financial..., Finance, FINRA, Series 24, Investment Strategies, Retirement, Uniform Combined State..., Financial Planning
Education
University of Oklahoma - Price College of Business 1986 — 1989
Bachelor's Degree, Finance, General
Fulcrum Equity Management November 2011 - Present
Williams Financial Group February 2009 - January 2012
BBVA Compass Wealth Management 2005 - 2009
UBS Financial Services 2002 - 2005
Merrill Lynch 1999 - 2002
Skills
Portfolio Management, Investments, Investment Advisory, Series 7, Wealth Management, Investment Management, Equities, Banking, Series 63, Alternative Investments, Mutual Funds, Asset Management, Retirement Planning, Financial Advisory, Securities, Risk Management, Asset Allocation, Strategic Financial..., Finance, FINRA, Series 24, Investment Strategies, Retirement, Uniform Combined State..., Financial Planning
Education
University of Oklahoma - Price College of Business 1986 — 1989
Bachelor's Degree, Finance, General
William Stryker William Stryker's UBS Financial Services Experience February 2004 - Present
Job Vice President Wealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services February 2004 - Present
A.G. Edwards & Sons, Inc. July 1992 - February 2004
Skills
Asset Allocation, Wealth Management, Retirement Planning, Investment Advisory
Education
University of Maryland College Park 1985 — 1989
BA, Economics
UBS Financial Services February 2004 - Present
A.G. Edwards & Sons, Inc. July 1992 - February 2004
Skills
Asset Allocation, Wealth Management, Retirement Planning, Investment Advisory
Education
University of Maryland College Park 1985 — 1989
BA, Economics
Joe Welnhofer Joe Welnhofer's UBS Financial Services Experience June 2010 - August 2010
Job Operations Manager at PRE Brands
Industry Food Production
Experience
PRE Brands March 2015 - Present
Tyson Foods September 2014 - March 2015
Hillshire Brands December 2013 - September 2014
Chicago Meat Authority July 2012 - December 2013
Chicago Meat Authority October 2011 - June 2012
Chalet Nursery and Garden Shop November 2010 - December 2010
UBS Financial Services June 2010 - August 2010
Chalet Nursery and Garden Shop November 2009 - December 2009
Exmoor Country Club May 2007 - September 2009
Skills
Microsoft Excel, Microsoft Office, Leadership, Market Research, PowerPoint, Marketing, Human Resources, Financial Analysis, Finance, Analysis, Master Scheduling, Process Scheduler, Cost Management, Cost Accounting, Data Analysis, Sales, Supply Chain Management, Outlook, Logistics, Food, Operations Management, Microsoft Word
Education
University of Denver - Daniels College of Business 2007 — 2011
B.S.B.A., Finance
New Trier Township High School 2003 — 2007
G.E.D.
PRE Brands March 2015 - Present
Tyson Foods September 2014 - March 2015
Hillshire Brands December 2013 - September 2014
Chicago Meat Authority July 2012 - December 2013
Chicago Meat Authority October 2011 - June 2012
Chalet Nursery and Garden Shop November 2010 - December 2010
UBS Financial Services June 2010 - August 2010
Chalet Nursery and Garden Shop November 2009 - December 2009
Exmoor Country Club May 2007 - September 2009
Skills
Microsoft Excel, Microsoft Office, Leadership, Market Research, PowerPoint, Marketing, Human Resources, Financial Analysis, Finance, Analysis, Master Scheduling, Process Scheduler, Cost Management, Cost Accounting, Data Analysis, Sales, Supply Chain Management, Outlook, Logistics, Food, Operations Management, Microsoft Word
Education
University of Denver - Daniels College of Business 2007 — 2011
B.S.B.A., Finance
New Trier Township High School 2003 — 2007
G.E.D.
Jeff Maida Jeff Maida's UBS Financial Services Experience October 2003 - Present
Job at UBS Financial Services
Industry Investment Management
Experience
UBS Financial Services October 2003 - Present
The Duluth Clinic, LTD. September 1986 - January 2003
Reserve Mining Company May 1980 - August 1986
Skills
Wealth Management, Financial Planning, Retirement Planning, Investments, Series 7, Asset Management, Portfolio Management, Asset Allocation, Mutual Funds, Investment Advisory, Securities, Retirement
Education
University of Minnesota Duluth
M.B.A., Masters in Business Administration
University of Minnesota Duluth
B.B.A., Bachelor of Business Administration
UBS Financial Services October 2003 - Present
The Duluth Clinic, LTD. September 1986 - January 2003
Reserve Mining Company May 1980 - August 1986
Skills
Wealth Management, Financial Planning, Retirement Planning, Investments, Series 7, Asset Management, Portfolio Management, Asset Allocation, Mutual Funds, Investment Advisory, Securities, Retirement
Education
University of Minnesota Duluth
M.B.A., Masters in Business Administration
University of Minnesota Duluth
B.B.A., Bachelor of Business Administration
NEIL DOUTHAT NEIL DOUTHAT's UBS Financial Services Experience April 2009 - Present
Job Senior Vice President Investments at UBS Financial Services
Industry Investment Management
Experience
UBS Financial Services April 2009 - Present
Truman Medical Center, Inc. 2002 - Present
Smith Barney January 1997 - April 2009
Citi Smith Barney 1997 - April 2009
Piper Jaffray March 1981 - January 1997
First National Bank of Kansas City January 1973 - February 1981
Skills
Asset Management, Equities, Estate Planning, Finance, Financial Advisory, Financial Analysis, Investments, Leadership, Management, Portfolio Management, Series 7, Strategic Planning, Strategy, Wealth Management
Education
University of Missouri-Columbia 1971 — 1972
MBA, Finance
University of Denver 1967 — 1971
BSBA, Business Administration
UBS Financial Services April 2009 - Present
Truman Medical Center, Inc. 2002 - Present
Smith Barney January 1997 - April 2009
Citi Smith Barney 1997 - April 2009
Piper Jaffray March 1981 - January 1997
First National Bank of Kansas City January 1973 - February 1981
Skills
Asset Management, Equities, Estate Planning, Finance, Financial Advisory, Financial Analysis, Investments, Leadership, Management, Portfolio Management, Series 7, Strategic Planning, Strategy, Wealth Management
Education
University of Missouri-Columbia 1971 — 1972
MBA, Finance
University of Denver 1967 — 1971
BSBA, Business Administration
Joe Connor's UBS Financial Services Experience 2007 - 2011
Job President & Founder at Connor Capital Management, LLC
Industry Financial Services
Experience
Connor Capital Management, LLC 2011 - Present
Connor Capital Management, LLC 2011 - Present
UBS Financial Services 2007 - 2011
Wachovia Securities 2003 - 2007
Oppenheimer & Co. 1999 - 2003
Skills
Registered Investment..., Comprehensive Wealth..., Comprehensive Planning, Fee-Based Asset..., Retirement Planning, Asset Protection, Financial Advisory, Charitable Gift Planning, Multi-generational..., Intergenerational..., Wealth Management..., Wealth Management, Wealth Preservation..., Estate Planning
Education
University of Maryland College Park
Bachelor of Science (BS), College of Business & Management - concentration in Finance
Connor Capital Management, LLC 2011 - Present
Connor Capital Management, LLC 2011 - Present
UBS Financial Services 2007 - 2011
Wachovia Securities 2003 - 2007
Oppenheimer & Co. 1999 - 2003
Skills
Registered Investment..., Comprehensive Wealth..., Comprehensive Planning, Fee-Based Asset..., Retirement Planning, Asset Protection, Financial Advisory, Charitable Gift Planning, Multi-generational..., Intergenerational..., Wealth Management..., Wealth Management, Wealth Preservation..., Estate Planning
Education
University of Maryland College Park
Bachelor of Science (BS), College of Business & Management - concentration in Finance
Omeed Zarrin's UBS Financial Services Experience June 2012 - August 2012
Job Internal Wholesaler at MFS Investment Management
Industry Financial Services
Experience
MFS Investment Management August 2015 - Present
MFS Investment Management June 2015 - August 2015
Morgan Stanley Wealth Management November 2013 - June 2015
SPEC Process Engineering & Construction August 2013 - November 2013
AXA Advisors January 2013 - July 2013
UNC Wilmington December 2010 - December 2012
UBS Financial Services June 2012 - August 2012
Skills
Microsoft Office, Microsoft Excel, Windows, Asset Allocation, Equity Research, PowerPoint, Teamwork, iOS, Time Management, Marketing, Salesforce.com, Morningstar Direct, ThomsonOne, Mutual Funds, Sales
Education
University of North Carolina at Wilmington 2010 — 2013
Bachelor’s Degree, Finance
MFS Investment Management August 2015 - Present
MFS Investment Management June 2015 - August 2015
Morgan Stanley Wealth Management November 2013 - June 2015
SPEC Process Engineering & Construction August 2013 - November 2013
AXA Advisors January 2013 - July 2013
UNC Wilmington December 2010 - December 2012
UBS Financial Services June 2012 - August 2012
Skills
Microsoft Office, Microsoft Excel, Windows, Asset Allocation, Equity Research, PowerPoint, Teamwork, iOS, Time Management, Marketing, Salesforce.com, Morningstar Direct, ThomsonOne, Mutual Funds, Sales
Education
University of North Carolina at Wilmington 2010 — 2013
Bachelor’s Degree, Finance
Ryan Coussens Ryan Coussens's UBS Financial Services Experience January 2013 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services January 2013 - Present
UBS Financial Services June 2002 - December 2012
Education
University of Oregon 2002 — 2006
Advertising
Glencoe High School
University of Oregon
UBS Financial Services January 2013 - Present
UBS Financial Services June 2002 - December 2012
Education
University of Oregon 2002 — 2006
Advertising
Glencoe High School
University of Oregon
James Holmes IV James Holmes IV's UBS Financial Services Experience July 2002 - July 2004
Job Financial Consultant Private Client Group at Stephens Inc.
Industry Investment Banking
Experience
Stephens Inc. March 2011 - Present
DEUTSCHE BANK ALEX. BROWN July 2004 - March 2011
UBS FINANCIAL SERVICES July 2002 - July 2004
Education
University of North Carolina at Chapel Hill 1998 — 2002
BA, Psychology, History
Stephens Inc. March 2011 - Present
DEUTSCHE BANK ALEX. BROWN July 2004 - March 2011
UBS FINANCIAL SERVICES July 2002 - July 2004
Education
University of North Carolina at Chapel Hill 1998 — 2002
BA, Psychology, History
Steve Gold Steve Gold's UBS Financial Services Experience February 2005 - Present
Job Senior Vice President Wealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services February 2005 - Present
Morgan Stanley May 2000 - February 2005
Education
University of Miami - School of Business 1996 — 2000
BA
UBS Financial Services February 2005 - Present
Morgan Stanley May 2000 - February 2005
Education
University of Miami - School of Business 1996 — 2000
BA
Murtaza Valika Murtaza Valika's UBS Financial Services Experience January 2009 - June 2009
Job Senior Consultant at Deloitte
Industry Accounting
Experience
Deloitte September 2014 - Present
Grant Thornton LLP January 2013 - August 2014
University of Illinois at Chicago August 2011 - May 2012
Grant Thornton LLP August 2011 - December 2011
Deloitte January 2011 - June 2011
Pier and Associates September 2009 - April 2010
UBS Financial Services January 2009 - June 2009
University of Illinois Chicago College September 2008 - December 2008
Education
University of Illinois at Chicago 2011 — 2012
Masters of Science, Accounting
University of Illinois at Chicago 2007 — 2010
Bachelors of Science, Accounting
Dundee Crown High School
Deloitte September 2014 - Present
Grant Thornton LLP January 2013 - August 2014
University of Illinois at Chicago August 2011 - May 2012
Grant Thornton LLP August 2011 - December 2011
Deloitte January 2011 - June 2011
Pier and Associates September 2009 - April 2010
UBS Financial Services January 2009 - June 2009
University of Illinois Chicago College September 2008 - December 2008
Education
University of Illinois at Chicago 2011 — 2012
Masters of Science, Accounting
University of Illinois at Chicago 2007 — 2010
Bachelors of Science, Accounting
Dundee Crown High School
Kaitlyn Price's UBS Financial Services Experience April 2005 - July 2006
Job Lead Teacher, Lower Elementary at Montessori School of Celebration
Industry Individual & Family Services
Experience
Montessori School of Celebration August 2013 - Present
YMCA of Greater Boston August 2011 - July 2012
YMCA of Greater Boston August 2011 - June 2012
Robinson Community Learning Center August 2010 - May 2011
Early Childhood Development Center January 2009 - December 2009
Literacy Program, ¡Vamos a Leer! May 2009 - August 2009
UBS Financial Services April 2005 - July 2006
Martin County Arts Council February 2006 - June 2006
Skills
Non-profits, Community Outreach, Research, Public Speaking, Volunteer Management, Spanish, Customer Service
Education
University of Notre Dame 2007 — 2011
Bachelor of Arts, English Literature
Martin County High School 2001 — 2005
Montessori School of Celebration August 2013 - Present
YMCA of Greater Boston August 2011 - July 2012
YMCA of Greater Boston August 2011 - June 2012
Robinson Community Learning Center August 2010 - May 2011
Early Childhood Development Center January 2009 - December 2009
Literacy Program, ¡Vamos a Leer! May 2009 - August 2009
UBS Financial Services April 2005 - July 2006
Martin County Arts Council February 2006 - June 2006
Skills
Non-profits, Community Outreach, Research, Public Speaking, Volunteer Management, Spanish, Customer Service
Education
University of Notre Dame 2007 — 2011
Bachelor of Arts, English Literature
Martin County High School 2001 — 2005
Joel Fener Joel Fener's UBS Financial Services Experience February 2004 - May 2004
Job Corporate Counsel at Tata Consultancy Services
Industry Law Practice
Experience
Tata Consultancy Services October 2014 - Present
JPMorgan Chase January 2013 - October 2014
BNY Mellon April 2010 - January 2013
DiscoverReady December 2007 - April 2010
Merrill Lynch December 2004 - November 2007
Ernst & Young LLP May 2004 - December 2004
UBS Financial Services February 2004 - May 2004
Traffix, Inc. March 2002 - February 2004
Skills
Contract Negotiation, Corporate Law, Corporate Governance, Risk Management, Strategic Sourcing, Procurement, Legal Writing, Software Licensing, Business Strategy, Licensing, Due Diligence, Management, Legal Compliance, Intellectual Property, Data Privacy, IT law, IT Outsourcing, Contract Management, Privacy Law, Business Development, Program Management, Cross-functional Team..., Software Procurement, Compliance, Negotiation, Finance, Executive Management, Sourcing, Financial Services, Human Resources, Legal Counsel, Corporate Counsel, Contract Drafting, Technology Contracts, Contract Process, Contracts Review, Mergers & Acquisitions
Education
University of Michigan
BA
University of the Pacific - McGeorge School of Law
JD
Tata Consultancy Services October 2014 - Present
JPMorgan Chase January 2013 - October 2014
BNY Mellon April 2010 - January 2013
DiscoverReady December 2007 - April 2010
Merrill Lynch December 2004 - November 2007
Ernst & Young LLP May 2004 - December 2004
UBS Financial Services February 2004 - May 2004
Traffix, Inc. March 2002 - February 2004
Skills
Contract Negotiation, Corporate Law, Corporate Governance, Risk Management, Strategic Sourcing, Procurement, Legal Writing, Software Licensing, Business Strategy, Licensing, Due Diligence, Management, Legal Compliance, Intellectual Property, Data Privacy, IT law, IT Outsourcing, Contract Management, Privacy Law, Business Development, Program Management, Cross-functional Team..., Software Procurement, Compliance, Negotiation, Finance, Executive Management, Sourcing, Financial Services, Human Resources, Legal Counsel, Corporate Counsel, Contract Drafting, Technology Contracts, Contract Process, Contracts Review, Mergers & Acquisitions
Education
University of Michigan
BA
University of the Pacific - McGeorge School of Law
JD
Javier De La Rocha Javier De La Rocha's UBS Financial Services Experience November 1988 - April 2004
Job Realtor at Max Value Realty
Industry Construction
Experience
Max Value Realty June 2005 - Present
FN & Co. Waterproofing & paint Coatings Inc December 2003 - Present
UBS financial services November 1988 - April 2004
Skills
Investments, Risk Management, Financial Analysis, Insurance, Finance, Strategic Financial..., Banking, Portfolio Management, Employee Benefits, Mutual Funds, Credit, Investment Banking, Financial Risk, Mergers, Mortgage Lending, 401k, Due Diligence, Relationship Management, Financial Planners, Life Insurance, Underwriting, Real Estate
Education
University of La Verne 2000 — 2004
path to BA, Business
Max Value Realty June 2005 - Present
FN & Co. Waterproofing & paint Coatings Inc December 2003 - Present
UBS financial services November 1988 - April 2004
Skills
Investments, Risk Management, Financial Analysis, Insurance, Finance, Strategic Financial..., Banking, Portfolio Management, Employee Benefits, Mutual Funds, Credit, Investment Banking, Financial Risk, Mergers, Mortgage Lending, 401k, Due Diligence, Relationship Management, Financial Planners, Life Insurance, Underwriting, Real Estate
Education
University of La Verne 2000 — 2004
path to BA, Business
Jason Stryker Jason Stryker's UBS Financial Services Experience January 2005 - March 2006
Job Manager, Finance and Performance Management at JLL
Industry Financial Services
Experience
JLL March 2015 - Present
Community Hospitality Healthcare Services, LLC March 2014 - September 2014
Sinclair Broadcast Group August 2013 - January 2014
Sinclair Broadcast Group September 2011 - August 2013
Xerox February 2009 - September 2011
Constellation Energy May 2007 - December 2008
UBS Financial Services January 2005 - March 2006
Halliburton September 2002 - April 2004
Skills
Financial Analysis, Financial Modeling, Forecasting, Financial Reporting, Budgets, Analysis, Finance, Business Strategy, Variance Analysis, Account Reconciliation, Cash Flow, Strategic Financial..., Accounting, Leadership, Income Statement, Balance Sheet, Strategic Planning, Financial Forecasting, Management, Process Improvement, General Ledger, Corporate Finance, Managerial Finance, New Business Development, Competitive Analysis, Consolidation, Business Process..., Business Analysis, Business Planning, Financial Statements, Cash Flow Forecasting, New Markets Tax Credits, Community Development..., Tax Credit Financing, Affordable Housing, Operational Excellence, Financial Operations
Education
University of Maryland - Robert H. Smith School of Business 2008 — 2011
MBA, Finance, Strategy and Management
University of Houston
Bachelor of Business Administration (BBA), Finance
Douglas Freeman High School
JLL March 2015 - Present
Community Hospitality Healthcare Services, LLC March 2014 - September 2014
Sinclair Broadcast Group August 2013 - January 2014
Sinclair Broadcast Group September 2011 - August 2013
Xerox February 2009 - September 2011
Constellation Energy May 2007 - December 2008
UBS Financial Services January 2005 - March 2006
Halliburton September 2002 - April 2004
Skills
Financial Analysis, Financial Modeling, Forecasting, Financial Reporting, Budgets, Analysis, Finance, Business Strategy, Variance Analysis, Account Reconciliation, Cash Flow, Strategic Financial..., Accounting, Leadership, Income Statement, Balance Sheet, Strategic Planning, Financial Forecasting, Management, Process Improvement, General Ledger, Corporate Finance, Managerial Finance, New Business Development, Competitive Analysis, Consolidation, Business Process..., Business Analysis, Business Planning, Financial Statements, Cash Flow Forecasting, New Markets Tax Credits, Community Development..., Tax Credit Financing, Affordable Housing, Operational Excellence, Financial Operations
Education
University of Maryland - Robert H. Smith School of Business 2008 — 2011
MBA, Finance, Strategy and Management
University of Houston
Bachelor of Business Administration (BBA), Finance
Douglas Freeman High School
James E. Miller James E. Miller's UBS Financial Services Experience August 2006 - July 2014
Job Financial Advisor with Raymond James & Associates
Industry Financial Services
Experience
Raymond James & Associates August 2014 - Present
UBS Financial Services August 2006 - July 2014
Piper Jaffray January 2000 - August 2006
Education
University of Iowa College of Law 1981 — 1983
JD, Law
University of Iowa - Henry B. Tippie College of Business 1977 — 1981
BBA, Finance
Raymond James & Associates August 2014 - Present
UBS Financial Services August 2006 - July 2014
Piper Jaffray January 2000 - August 2006
Education
University of Iowa College of Law 1981 — 1983
JD, Law
University of Iowa - Henry B. Tippie College of Business 1977 — 1981
BBA, Finance
James N. Parker, CRPC®'s UBS Financial Services Experience September 2015 - Present
Job Account Vice President / Portfolio Manager, UBS Financial Services, The Haertel Group in Greenwich
Industry Financial Services
Experience
UBS Financial Services September 2015 - Present
Wells Fargo Advisors, LLC September 2008 - August 2015
UBS Financial Services Inc. September 2004 - September 2008
The Bank of New York September 2003 - September 2004
Skills
Investments, Retirement Planning, Finance, Strategy, High Net Worth..., Fixed Income, Alternative Investments, Insurance, Asset Allocation, Investment Strategies, Management, Financial Services
Education
University of Delaware - Lerner College of Business and Economics 1999 — 2003
Finance and Financial Management Services
UBS Financial Services September 2015 - Present
Wells Fargo Advisors, LLC September 2008 - August 2015
UBS Financial Services Inc. September 2004 - September 2008
The Bank of New York September 2003 - September 2004
Skills
Investments, Retirement Planning, Finance, Strategy, High Net Worth..., Fixed Income, Alternative Investments, Insurance, Asset Allocation, Investment Strategies, Management, Financial Services
Education
University of Delaware - Lerner College of Business and Economics 1999 — 2003
Finance and Financial Management Services
Don Jackson Don Jackson's UBS Financial Services Experience January 1994 - Present
Job CFP®, CIMA®, Senior Vice President Investments at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services January 1994 - Present
Adam's Mark Hotel 1992 - 1994
Education
University of Oklahoma
Bachelor of Science (B.S.), Economics
Leadership Tulsa
UBS Financial Services January 1994 - Present
Adam's Mark Hotel 1992 - 1994
Education
University of Oklahoma
Bachelor of Science (B.S.), Economics
Leadership Tulsa
Anna Gorivodskiy Anna Gorivodskiy's UBS Financial Services Experience April 2005 - June 2009
Job Finance Analyst at PepsiCo Pepsi Beverages Company
Industry Consumer Goods
Experience
PepsiCo - Pepsi Beverages Company August 2012 - Present
Meritor June 2011 - August 2012
Wells Fargo Advisors, LLC June 2009 - June 2011
UBS Financial Services April 2005 - June 2009
Education
University of Michigan - Stephen M. Ross School of Business
PepsiCo - Pepsi Beverages Company August 2012 - Present
Meritor June 2011 - August 2012
Wells Fargo Advisors, LLC June 2009 - June 2011
UBS Financial Services April 2005 - June 2009
Education
University of Michigan - Stephen M. Ross School of Business
Brian Kamin Brian Kamin's UBS Financial Services Experience August 1996 - Present
Job Senior Vice PresidentWealth Managment at UBS Retirement & Estate Planning, Wealth Management, Lending, Insurance
Industry Financial Services
Experience
UBS Financial Services August 1996 - Present
PwC June 1976 - June 1982
Education
University of Minnesota - Carlson School of Management 1973 — 1976
Accounting_, Business and Accounting
Highland Park High School 1970 — 1972
H. S.
UBS Financial Services August 1996 - Present
PwC June 1976 - June 1982
Education
University of Minnesota - Carlson School of Management 1973 — 1976
Accounting_, Business and Accounting
Highland Park High School 1970 — 1972
H. S.
Christopher Hensley Christopher Hensley's UBS Financial Services Experience 2002 - 2004
Job President of the Houston Midtown Chapter Of SOFA
Industry Financial Services
Experience
The Society for Financial Awareness July 2010 - Present
"Money Matters" Radio Show May 2013 - Present
Houston First Financial Group July 2012 - Present
Merrill Lynch May 2011 - April 2012
Next Financial November 2009 - February 2011
Houston First Financial Group September 2008 - February 2011
Next Financial July 2008 - November 2009
Chase Bank 2005 - 2006
UBS Financial Services 2002 - 2004
American Express Financial Advisors April 2000 - January 2001
Skills
Wealth Management, Retirement Planning, Financial Advisory, Investment Advisory, Investments, Strategic Financial..., 401k, Asset Allocation, Asset Managment, Investment Strategies, Portfolio Management, Public Speaking, Financial Literacy..., Group Benefit Plans, 529 Plans, 401k Rollovers, Life Insurance, Financial Education, College Savings Plans, College Education..., Retirement Plan..., Seminars, Workshops, Workplace Relations, Human Resource..., Literacy, ERISA, Long-term Care, Series 63, Investment Management, Securities, Coaching, Asset Management, Employee Benefits, Wealth, Mutual Funds, IRAs, Recruiting, Estate Planning, Fixed Annuities, Disability Insurance, Retirement, Alternative Investments, Leadership, Financial Services, Insurance, Personal Finance, Finance, Series 6, Financial Planners
Education
University of Houston 1996 — 2000
Philosophy, English
Hastings/ Elsik 1989 — 1992
Christopher Hensley
Holub Middle School
The Society for Financial Awareness July 2010 - Present
"Money Matters" Radio Show May 2013 - Present
Houston First Financial Group July 2012 - Present
Merrill Lynch May 2011 - April 2012
Next Financial November 2009 - February 2011
Houston First Financial Group September 2008 - February 2011
Next Financial July 2008 - November 2009
Chase Bank 2005 - 2006
UBS Financial Services 2002 - 2004
American Express Financial Advisors April 2000 - January 2001
Skills
Wealth Management, Retirement Planning, Financial Advisory, Investment Advisory, Investments, Strategic Financial..., 401k, Asset Allocation, Asset Managment, Investment Strategies, Portfolio Management, Public Speaking, Financial Literacy..., Group Benefit Plans, 529 Plans, 401k Rollovers, Life Insurance, Financial Education, College Savings Plans, College Education..., Retirement Plan..., Seminars, Workshops, Workplace Relations, Human Resource..., Literacy, ERISA, Long-term Care, Series 63, Investment Management, Securities, Coaching, Asset Management, Employee Benefits, Wealth, Mutual Funds, IRAs, Recruiting, Estate Planning, Fixed Annuities, Disability Insurance, Retirement, Alternative Investments, Leadership, Financial Services, Insurance, Personal Finance, Finance, Series 6, Financial Planners
Education
University of Houston 1996 — 2000
Philosophy, English
Hastings/ Elsik 1989 — 1992
Christopher Hensley
Holub Middle School
Eric Moyer's UBS Financial Services Experience April 2009 - August 2009
Job Financial Representative at Northwestern Mutual
Industry Financial Services
Experience
Northwestern Mutual January 2015 - Present
Soapy Joe’s Carwash January 2014 - October 2014
Fresh Grounds Coffee October 2011 - October 2014
UBS Financial Services April 2009 - August 2009
Skills
Customer Service, Time Management, Public Speaking, Social Media, Leadership, Teamwork, Social Networking, Management, Research, Finance, Marketing
Education
University of Minnesota-Twin Cities 2014 — 2016
Bachelor of Science (BS), Business Marketing Education
Saint Paul Community College 2012 — 2013
Northwestern Mutual January 2015 - Present
Soapy Joe’s Carwash January 2014 - October 2014
Fresh Grounds Coffee October 2011 - October 2014
UBS Financial Services April 2009 - August 2009
Skills
Customer Service, Time Management, Public Speaking, Social Media, Leadership, Teamwork, Social Networking, Management, Research, Finance, Marketing
Education
University of Minnesota-Twin Cities 2014 — 2016
Bachelor of Science (BS), Business Marketing Education
Saint Paul Community College 2012 — 2013
Jen (Gawler) Helfrich Jen (Gawler) Helfrich's UBS Financial Services Experience 2006 - 2006
Job Marketing and Communications Manager at Bay Area Discovery Museum
Industry Nonprofit Organization Management
Experience
Bay Area Discovery Museum July 2014 - Present
Pokeberry Ink Press January 2010 - Present
National MS Society, Northern California Chapter November 2012 - June 2014
National Multiple Sclerosis Society, Greater Carolinas Chapter January 2011 - November 2012
The Fuqua School of Business February 2007 - January 2011
Duke Aquatics Swim Team May 2007 - October 2008
ARC of Orange County 2006 - 2007
UBS Financial Services 2006 - 2006
North Carolina Amateur Sports May 2005 - July 2005
Skills
Newsletters, Graphic Design, Promotions, Publications, Logo Design, Illustrator, Public Relations, Community Outreach, Leadership, Graphics, Nonprofits, Marketing, Strategic Communications, Strategic Planning, Advertising
Education
Wake Technical Community College 2009 — 2010
Certificate, Graphics and Design
University of North Carolina at Chapel Hill 2001 — 2005
BA, Communication
Bay Area Discovery Museum July 2014 - Present
Pokeberry Ink Press January 2010 - Present
National MS Society, Northern California Chapter November 2012 - June 2014
National Multiple Sclerosis Society, Greater Carolinas Chapter January 2011 - November 2012
The Fuqua School of Business February 2007 - January 2011
Duke Aquatics Swim Team May 2007 - October 2008
ARC of Orange County 2006 - 2007
UBS Financial Services 2006 - 2006
North Carolina Amateur Sports May 2005 - July 2005
Skills
Newsletters, Graphic Design, Promotions, Publications, Logo Design, Illustrator, Public Relations, Community Outreach, Leadership, Graphics, Nonprofits, Marketing, Strategic Communications, Strategic Planning, Advertising
Education
Wake Technical Community College 2009 — 2010
Certificate, Graphics and Design
University of North Carolina at Chapel Hill 2001 — 2005
BA, Communication
Keith Borgfeldt Keith Borgfeldt's UBS Financial Services Experience January 2002 - February 2008
Job President/Founder of Spartan Wealth Management LLC
Industry Financial Services
Experience
Spartan Wealth Management LLC February 2008 - Present
UBS Financial Services January 2002 - February 2008
Skills
Financial Analysis, Risk Management, Mergers & Acquisitions, Start-ups, Process Improvement, Strategic Planning, Wealth Management, Leadership, New Business Development, Business Strategy, Investments, Budgets, Finance, Management, Team Building, Strategy, Business Development, Retirement Planning, Contract Negotiation, Strategic Financial..., Financial Modeling, Securities, Training, Sales Management, Due Diligence, Project Management, Sales
Education
University of Houston, C.T. Bauer College of Business 1999 — 2001
Masters, Business Administration
University of Houston 1985 — 1991
BS, Economics
Spartan Wealth Management LLC February 2008 - Present
UBS Financial Services January 2002 - February 2008
Skills
Financial Analysis, Risk Management, Mergers & Acquisitions, Start-ups, Process Improvement, Strategic Planning, Wealth Management, Leadership, New Business Development, Business Strategy, Investments, Budgets, Finance, Management, Team Building, Strategy, Business Development, Retirement Planning, Contract Negotiation, Strategic Financial..., Financial Modeling, Securities, Training, Sales Management, Due Diligence, Project Management, Sales
Education
University of Houston, C.T. Bauer College of Business 1999 — 2001
Masters, Business Administration
University of Houston 1985 — 1991
BS, Economics
Jennifer Whalen's UBS Financial Services Experience 2010 - 2010
Job
Industry Public Relations and Communications
Experience
Bright Horizons March 2015 - Present
Mohegan Sun 2011 - March 2015
UBS Financial Services 2010 - 2010
Skills
Corporate Communications, Internal Communications, Adobe Creative Suite, Social Media, Strategic Communications, Public Relations, Copywriting, Editing, Event Planning, Company Newsletters, Executive Writing, Facebook, Press Releases, Customer Service, Crisis Communications, Public Speaking, Spanish, Event Management, Team Building
Education
University of Delaware 2006 — 2010
Bachelor's Degree, B.A. Communications Minors: Business Administration & Spanish
Bright Horizons March 2015 - Present
Mohegan Sun 2011 - March 2015
UBS Financial Services 2010 - 2010
Skills
Corporate Communications, Internal Communications, Adobe Creative Suite, Social Media, Strategic Communications, Public Relations, Copywriting, Editing, Event Planning, Company Newsletters, Executive Writing, Facebook, Press Releases, Customer Service, Crisis Communications, Public Speaking, Spanish, Event Management, Team Building
Education
University of Delaware 2006 — 2010
Bachelor's Degree, B.A. Communications Minors: Business Administration & Spanish
Mike Bogseth Mike Bogseth's UBS Financial Services Experience October 2010 - December 2011
Job Regional Sales Supervision Principal at Securities America
Industry Financial Services
Experience
Securities America May 2013 - Present
Securities America January 2012 - Present
UBS Financial Services October 2010 - December 2011
TD Ameritrade June 2006 - October 2010
Skills
Credit Risk, Risk Management, Contract Negotiation, Social Media Marketing, New Business Development, Negotiation, Series 7, Microsoft Excel, Microsoft Office, Budgets, Series 24, Series 63, Customer Service, Account Management, Microsoft Word, Investments
Education
University of Nebraska at Omaha 2003 — 2006
Economics and International Business
Skutt
Securities America May 2013 - Present
Securities America January 2012 - Present
UBS Financial Services October 2010 - December 2011
TD Ameritrade June 2006 - October 2010
Skills
Credit Risk, Risk Management, Contract Negotiation, Social Media Marketing, New Business Development, Negotiation, Series 7, Microsoft Excel, Microsoft Office, Budgets, Series 24, Series 63, Customer Service, Account Management, Microsoft Word, Investments
Education
University of Nebraska at Omaha 2003 — 2006
Economics and International Business
Skutt
Erika Dagum Erika Dagum's UBS Financial Services Experience June 2010 - August 2010
Job Consultant at Deloitte
Industry Financial Services
Experience
Deloitte June 2013 - Present
Federal Reserve Board June 2012 - May 2013
Goldman Sachs June 2011 - August 2011
Platinum Wealth Partners January 2011 - May 2011
UBS Financial Services June 2010 - August 2010
Stony Brook University Hospital July 2009 - August 2009
Skills
PowerPoint, Microsoft Word, Microsoft Excel, Data Analysis, Bloomberg, Statistics
Education
University of Miami 2008 — 2012
Bachelor of Science, Business Administration; International Finance and Marketing
Universidad Autonoma de Barcelona
Florence University of the Arts
Deloitte June 2013 - Present
Federal Reserve Board June 2012 - May 2013
Goldman Sachs June 2011 - August 2011
Platinum Wealth Partners January 2011 - May 2011
UBS Financial Services June 2010 - August 2010
Stony Brook University Hospital July 2009 - August 2009
Skills
PowerPoint, Microsoft Word, Microsoft Excel, Data Analysis, Bloomberg, Statistics
Education
University of Miami 2008 — 2012
Bachelor of Science, Business Administration; International Finance and Marketing
Universidad Autonoma de Barcelona
Florence University of the Arts
Chloe Thompson's UBS Financial Services Experience June 2011 - May 2013
Job Personal Assistant to Gus Dekavallas at MetLife
Industry Marketing and Advertising
Experience
MetLife July 2014 - Present
SC Conners Wealth Management June 2013 - July 2014
UBS Financial Services June 2011 - May 2013
chloe + isabel inc. May 2012 - January 2013
Marshall County Board of Education June 2010 - August 2010
Marshall County Board of Education June 2009 - July 2009
Federal Materials Company June 2008 - August 2008
Skills
PowerPoint, Social Media, Social Media Marketing, Microsoft Excel, Marketing, Microsoft Office, Microsoft Word, Facebook, Time Management, Sales, Social Networking, Leadership, Human Resources, CRM, Analysis, Program Management, Event Management, Market Research, Marketing Research
Education
University of Kentucky 2009 — 2013
Bachelor of Business Administration (B.B.A.), Marketing
University of Kentucky 2009 — 2013
Bachelor of Business Administration (B.B.A.), Management
Marshall County High School 2005 — 2009
MetLife July 2014 - Present
SC Conners Wealth Management June 2013 - July 2014
UBS Financial Services June 2011 - May 2013
chloe + isabel inc. May 2012 - January 2013
Marshall County Board of Education June 2010 - August 2010
Marshall County Board of Education June 2009 - July 2009
Federal Materials Company June 2008 - August 2008
Skills
PowerPoint, Social Media, Social Media Marketing, Microsoft Excel, Marketing, Microsoft Office, Microsoft Word, Facebook, Time Management, Sales, Social Networking, Leadership, Human Resources, CRM, Analysis, Program Management, Event Management, Market Research, Marketing Research
Education
University of Kentucky 2009 — 2013
Bachelor of Business Administration (B.B.A.), Marketing
University of Kentucky 2009 — 2013
Bachelor of Business Administration (B.B.A.), Management
Marshall County High School 2005 — 2009
Phineas W. Troy, CFA Phineas W. Troy, CFA's UBS Financial Services Experience 2008 - 2012
Job Vice President at Summit Strategies Group
Industry Investment Management
Experience
Summit Strategies Group 2012 - Present
Union Leage Boys and Girls Club 2010 - 2012
Chicago Child Care Society Junior Board 2010 - 2012
UBS Financial Services 2008 - 2012
Education
University of Missouri-Columbia, College of Business
MBA, Finance & Marketing
University of Missouri-Columbia, College of Business
BA, Finance
Summit Strategies Group 2012 - Present
Union Leage Boys and Girls Club 2010 - 2012
Chicago Child Care Society Junior Board 2010 - 2012
UBS Financial Services 2008 - 2012
Education
University of Missouri-Columbia, College of Business
MBA, Finance & Marketing
University of Missouri-Columbia, College of Business
BA, Finance
Joe Hilger Joe Hilger's UBS Financial Services Experience June 2009 - January 2012
Job Associate at BKD CPAs & Advisors
Industry Accounting
Experience
BKD CPAs & Advisors October 2013 - Present
BKD CPAs & Advisors February 2013 - April 2013
BKD CPAs & Advisors January 2012 - April 2012
UBS Financial Services June 2009 - January 2012
Education
University of Nebraska-Lincoln 2012 — 2013
Masters of Professional Accountancy, Accounting
University of Nebraska-Lincoln 2008 — 2012
Bachelor's degree, Accounting
BKD CPAs & Advisors October 2013 - Present
BKD CPAs & Advisors February 2013 - April 2013
BKD CPAs & Advisors January 2012 - April 2012
UBS Financial Services June 2009 - January 2012
Education
University of Nebraska-Lincoln 2012 — 2013
Masters of Professional Accountancy, Accounting
University of Nebraska-Lincoln 2008 — 2012
Bachelor's degree, Accounting
Cori Sharfstein Cori Sharfstein's UBS Financial Services Experience June 2012 - August 2012
Job Campaign Media Associate at Morgan Stanley
Industry Marketing and Advertising
Experience
Morgan Stanley May 2015 - Present
Vizeum July 2014 - May 2015
Vizeum June 2013 - June 2014
University of Michigan September 2009 - May 2013
UBS Financial Services June 2012 - August 2012
Skills
Microsoft Office, PowerPoint, SPSS, Microsoft Excel, Microsoft Word, Social Media, Public Relations, Advertising, Facebook, Digital Marketing, Online Advertising, Social Media Marketing, Event Planning
Education
University of Michigan 2009 — 2013
Bachelor of Arts (B.A.)
Roslyn High School 2005 — 2009
Morgan Stanley May 2015 - Present
Vizeum July 2014 - May 2015
Vizeum June 2013 - June 2014
University of Michigan September 2009 - May 2013
UBS Financial Services June 2012 - August 2012
Skills
Microsoft Office, PowerPoint, SPSS, Microsoft Excel, Microsoft Word, Social Media, Public Relations, Advertising, Facebook, Digital Marketing, Online Advertising, Social Media Marketing, Event Planning
Education
University of Michigan 2009 — 2013
Bachelor of Arts (B.A.)
Roslyn High School 2005 — 2009
Benjamin Filippo Benjamin Filippo's UBS Financial Services Experience June 2011 - July 2011
Job Senior Treasury Analyst at Blue Marble Payroll
Industry Financial Services
Experience
Blue Marble Payroll August 2013 - Present
Maimonides at the University of Miami December 2010 - May 2013
Illinois SBDC at the Duman Entrepreneurship Center with JVS Chicago June 2012 - August 2012
UBS Financial Services June 2011 - July 2011
Skills
Microsoft Office, Adept using Excel, Experienced in Java and..., Bloomberg Certified, Business Planning, Competitive Analysis, Bloomberg, Finance, Financial Modeling, Research, Time Management, Microsoft Excel, Equities, Contract Negotiating, Investments, Customer Service
Education
University of Miami - School of Business 2009 — 2013
Bachelor of Business Administration (BBA), Finance
University of Chicago Laboratory School
Blue Marble Payroll August 2013 - Present
Maimonides at the University of Miami December 2010 - May 2013
Illinois SBDC at the Duman Entrepreneurship Center with JVS Chicago June 2012 - August 2012
UBS Financial Services June 2011 - July 2011
Skills
Microsoft Office, Adept using Excel, Experienced in Java and..., Bloomberg Certified, Business Planning, Competitive Analysis, Bloomberg, Finance, Financial Modeling, Research, Time Management, Microsoft Excel, Equities, Contract Negotiating, Investments, Customer Service
Education
University of Miami - School of Business 2009 — 2013
Bachelor of Business Administration (BBA), Finance
University of Chicago Laboratory School
Kelley Rangen Kelley Rangen's UBS Financial Services Experience June 2012 - August 2012
Job Actuarial Consultant at Deloitte
Industry Insurance
Experience
Deloitte August 2013 - Present
Discover Strength May 2012 - July 2013
Deloitte January 2013 - March 2013
UBS Financial Services June 2012 - August 2012
Nordstrom September 2006 - October 2011
Skills
Actuarial Exams, Event Management, P/1, Social Media, FM/2, Customer Service, Budgets, Teamwork, Actuarial Consulting, Social Networking, Time Management, Actuarial Science, Financial Risk, Facebook
Education
University of Minnesota-Twin Cities
Bachelor of Arts (B.A.), Mathematics and Actuarial Science
Deloitte August 2013 - Present
Discover Strength May 2012 - July 2013
Deloitte January 2013 - March 2013
UBS Financial Services June 2012 - August 2012
Nordstrom September 2006 - October 2011
Skills
Actuarial Exams, Event Management, P/1, Social Media, FM/2, Customer Service, Budgets, Teamwork, Actuarial Consulting, Social Networking, Time Management, Actuarial Science, Financial Risk, Facebook
Education
University of Minnesota-Twin Cities
Bachelor of Arts (B.A.), Mathematics and Actuarial Science
Andrew Townes Andrew Townes's UBS Financial Services Experience February 2001 - December 2013
Job Wells Fargo Advisors, LLC Senior Vice PresidentInvestments
Industry Financial Services
Experience
Wells Fargo Advisors, LLC December 2013 - Present
UBS Financial Services February 2001 - December 2013
Prudential Securities April 1997 - February 2001
Education
University of Mississippi 1982 — 1986
B.B.A., Banking & Finance
Wells Fargo Advisors, LLC December 2013 - Present
UBS Financial Services February 2001 - December 2013
Prudential Securities April 1997 - February 2001
Education
University of Mississippi 1982 — 1986
B.B.A., Banking & Finance
Jay Budd Jay Budd's UBS Financial Services Experience March 2008 - October 2013
Job Managing Director Investments Benjamin F Edwards & Co
Industry Financial Services
Experience
Benjamin F. Edwards & Co. November 2013 - Present
UBS Financial Services March 2008 - October 2013
Bear Stearns January 1994 - March 2008
Skills
Equities, Alternative Investments, Series 63, Hedge Funds, Investment Strategies, Series 7, Fixed Income, Capital Markets, Asset Allocation, Wealth Management, Asset Management, Portfolio Management, Investment Banking, Emerging Markets, Bloomberg, Investment Management, Mutual Funds, Private Equity, Securities, Investment Advisory, Investments
Education
University of New Hampshire 1980 — 1983
The Lawrenceville School 1976 — 1979
Benjamin F. Edwards & Co. November 2013 - Present
UBS Financial Services March 2008 - October 2013
Bear Stearns January 1994 - March 2008
Skills
Equities, Alternative Investments, Series 63, Hedge Funds, Investment Strategies, Series 7, Fixed Income, Capital Markets, Asset Allocation, Wealth Management, Asset Management, Portfolio Management, Investment Banking, Emerging Markets, Bloomberg, Investment Management, Mutual Funds, Private Equity, Securities, Investment Advisory, Investments
Education
University of New Hampshire 1980 — 1983
The Lawrenceville School 1976 — 1979
Brett C. Stone, CFP® Brett C. Stone, CFP®'s UBS Financial Services Experience Senior Vice President - investmentsUBS Financial ServicesFebruary 2007 - Present
Job Wealth Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services Senior Vice President - investmentsUBS Financial ServicesFebruary 2007 - Present
Habitat for humanity denver 2010 - 2012
Smith Barney 1996 - 2007
Education
University of Denver - Daniels College of Business 1990 — 1994
BSBA, Finance & Marketing
UBS Financial Services Senior Vice President - investmentsUBS Financial ServicesFebruary 2007 - Present
Habitat for humanity denver 2010 - 2012
Smith Barney 1996 - 2007
Education
University of Denver - Daniels College of Business 1990 — 1994
BSBA, Finance & Marketing
David J. Dobersztyn's UBS Financial Services Experience December 2009 - June 2010
Job Associate Accountant at The Northern Trust Company
Industry Financial Services
Experience
The Northern Trust Company April 2011 - Present
UBS Financial Services December 2009 - June 2010
Education
University of Illinois at Chicago 2007 — 2010
Finance
The Northern Trust Company April 2011 - Present
UBS Financial Services December 2009 - June 2010
Education
University of Illinois at Chicago 2007 — 2010
Finance
Jenae Heyligers Jenae Heyligers's UBS Financial Services Experience June 2010 - August 2010
Job Imagineer Technology Group
Industry Financial Services
Experience
Imagineer Technology Group October 2014 - Present
Imagineer Technology Group May 2012 - Present
Bank of America Merrill Lynch June 2011 - August 2011
UBS FINANCIAL SERVICES June 2010 - August 2010
Skills
Project Management, Leadership, Strategic Planning, CRM, Web Design
Education
University of Michigan 2008 — 2012
BA, Economics
Imagineer Technology Group October 2014 - Present
Imagineer Technology Group May 2012 - Present
Bank of America Merrill Lynch June 2011 - August 2011
UBS FINANCIAL SERVICES June 2010 - August 2010
Skills
Project Management, Leadership, Strategic Planning, CRM, Web Design
Education
University of Michigan 2008 — 2012
BA, Economics
Richard D. Niemann Richard D. Niemann's UBS Financial Services Experience 2002 - Present
Job Senior Vice PresidentInvestments at UBS Wealth Management
Industry Financial Services
Experience
UBS Financial Services 2002 - Present
Morgan Stanley Smith Barney January 1981 - February 2002
Skills
Investment Strategies, Asset Allocation, Retirement Planning, Investments, Wealth Management, Series 7, Alternative Investments, Series 63, Investment Advisory, Mutual Funds, Fixed Income, Financial Analysis, Risk Management, Portfolio Management
Education
University of Houston 1962 — 1966
BBA, international business & finance
UBS Financial Services 2002 - Present
Morgan Stanley Smith Barney January 1981 - February 2002
Skills
Investment Strategies, Asset Allocation, Retirement Planning, Investments, Wealth Management, Series 7, Alternative Investments, Series 63, Investment Advisory, Mutual Funds, Fixed Income, Financial Analysis, Risk Management, Portfolio Management
Education
University of Houston 1962 — 1966
BBA, international business & finance
Dipti Ghosh Dipti Ghosh's UBS Financial Services Experience April 2000 - May 2008
Job Senior Vice President Investments at Well Fargo Advisors, LLC
Industry Financial Services
Experience
Well Fargo Advisors, LLC May 2008 - Present
UBS Financial Services April 2000 - May 2008
Education
University of Michigan 1978 — 1981
University of San Francisco
BS, Applied Economics
Well Fargo Advisors, LLC May 2008 - Present
UBS Financial Services April 2000 - May 2008
Education
University of Michigan 1978 — 1981
University of San Francisco
BS, Applied Economics
Dustin Liron Dustin Liron's UBS Financial Services Experience September 2008 - August 2010
Job FP&A Process Manager at Project: WorldWide
Industry Automotive
Experience
Project: WorldWide March 2015 - Present
Chrysler Group LLC June 2014 - February 2015
Chrysler Group LLC June 2012 - June 2014
University of Michigan Ross School of Business September 2010 - April 2012
University of Michigan Office of Business and Finance May 2011 - August 2011
Applied Energy Technologies March 2011 - April 2011
UBS Financial Services September 2008 - August 2010
UBS Financial Services August 2007 - September 2008
UBS Financial Services November 2005 - August 2007
Skills
Strategy, Financial Modeling, Risk Management, Business Strategy, Finance, Competitive Analysis, Cross-functional Team..., Financial Analysis, Internal Audit, Automotive, Due Diligence, Growth Strategies, Corporate Finance, Data Analysis, Business Process..., International Project..., Spanish-speaking, Valuation, Market Research, Risk Assessment, Internal Controls, Critical Thinking, Process Improvement, Streamlining Operations, International Market..., Analysis
Education
University of Michigan - Stephen M. Ross School of Business 2010 — 2012
MBA, Strategy and Finance
University of Michigan 2000 — 2005
Bachelor of Arts, Political Science
Brother Rice High School 1996 — 2000
Project: WorldWide March 2015 - Present
Chrysler Group LLC June 2014 - February 2015
Chrysler Group LLC June 2012 - June 2014
University of Michigan Ross School of Business September 2010 - April 2012
University of Michigan Office of Business and Finance May 2011 - August 2011
Applied Energy Technologies March 2011 - April 2011
UBS Financial Services September 2008 - August 2010
UBS Financial Services August 2007 - September 2008
UBS Financial Services November 2005 - August 2007
Skills
Strategy, Financial Modeling, Risk Management, Business Strategy, Finance, Competitive Analysis, Cross-functional Team..., Financial Analysis, Internal Audit, Automotive, Due Diligence, Growth Strategies, Corporate Finance, Data Analysis, Business Process..., International Project..., Spanish-speaking, Valuation, Market Research, Risk Assessment, Internal Controls, Critical Thinking, Process Improvement, Streamlining Operations, International Market..., Analysis
Education
University of Michigan - Stephen M. Ross School of Business 2010 — 2012
MBA, Strategy and Finance
University of Michigan 2000 — 2005
Bachelor of Arts, Political Science
Brother Rice High School 1996 — 2000
James Mooney's UBS Financial Services Experience December 2006 - February 2014
Job
Industry Financial Services
Experience
E*TRADE Financial Corporation February 2014 - Present
UBS Financial Services December 2006 - February 2014
Lehman Brothers September 2005 - December 2006
EWM LLC June 2004 - August 2005
Benefits Group WorldWide July 2002 - April 2004
UBS Financial Services June 1997 - June 2002
UBS Financial Sercices August 1995 - June 1997
US Air Force July 1980 - October 1988
Skills
Employee Benefits, Equities, Deferred Compensation, Executive Pay, Management, Financial Services, Mergers & Acquisitions, Finance, Product Management, CRM, Series 7, Wealth Management, Investments, Financial Analysis, Securities, Risk Management, Performance Management, Human Resources, Vendor Management, Financial Modeling, PeopleSoft, Due Diligence, Talent Management, Asset Management, Succession Planning, Strategic Planning
Education
University of Maryland College Park 1984 — 1988
Bachelor of Science, Accounting
E*TRADE Financial Corporation February 2014 - Present
UBS Financial Services December 2006 - February 2014
Lehman Brothers September 2005 - December 2006
EWM LLC June 2004 - August 2005
Benefits Group WorldWide July 2002 - April 2004
UBS Financial Services June 1997 - June 2002
UBS Financial Sercices August 1995 - June 1997
US Air Force July 1980 - October 1988
Skills
Employee Benefits, Equities, Deferred Compensation, Executive Pay, Management, Financial Services, Mergers & Acquisitions, Finance, Product Management, CRM, Series 7, Wealth Management, Investments, Financial Analysis, Securities, Risk Management, Performance Management, Human Resources, Vendor Management, Financial Modeling, PeopleSoft, Due Diligence, Talent Management, Asset Management, Succession Planning, Strategic Planning
Education
University of Maryland College Park 1984 — 1988
Bachelor of Science, Accounting
Scott Mendenhall, MBA's UBS Financial Services Experience 2004 - 2006
Job
Industry Retail
Experience
Planet Orange December 2012 - Present
Universal Hospital Services March 2012 - December 2012
Target Corporation March 2010 - March 2012
Wells Fargo Bank November 2006 - March 2010
ReclaimingOurHeritage.org 2004 - 2006
UBS Financial Services 2004 - 2006
accenture 2002 - 2004
Accenture May 1996 - August 2002
Walt Disney World 1994 - 1996
The Southwestern Company 1993 - 1993
Education
St. Mary's College - CA 2010 — 2013
Executive MBA, MBA
University of Nebraska-Lincoln 1990 — 1996
BS/BA, Business, Economics, Biological Sciences, Psychology
Meade
Norris Senior High School
Diploma, General
Planet Orange December 2012 - Present
Universal Hospital Services March 2012 - December 2012
Target Corporation March 2010 - March 2012
Wells Fargo Bank November 2006 - March 2010
ReclaimingOurHeritage.org 2004 - 2006
UBS Financial Services 2004 - 2006
accenture 2002 - 2004
Accenture May 1996 - August 2002
Walt Disney World 1994 - 1996
The Southwestern Company 1993 - 1993
Education
St. Mary's College - CA 2010 — 2013
Executive MBA, MBA
University of Nebraska-Lincoln 1990 — 1996
BS/BA, Business, Economics, Biological Sciences, Psychology
Meade
Norris Senior High School
Diploma, General
Marcus Terdik's UBS Financial Services Experience March 2009 - Present
Job at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services March 2009 - Present
US Trust, Bank of America Private Wealth Management March 2001 - March 2009
Computer Task Group November 1999 - February 2001
Decision Consultants 1998 - 1998
Education
University of South Carolina - Darla Moore School of Business 2000 — 2002
MBA, Finance
University of North Carolina at Charlotte 1989 — 1995
BS, Business
UBS Financial Services March 2009 - Present
US Trust, Bank of America Private Wealth Management March 2001 - March 2009
Computer Task Group November 1999 - February 2001
Decision Consultants 1998 - 1998
Education
University of South Carolina - Darla Moore School of Business 2000 — 2002
MBA, Finance
University of North Carolina at Charlotte 1989 — 1995
BS, Business
Daniel Maroney's UBS Financial Services Experience October 2005 - May 2010
Job First Vice President Investments with Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2010 - Present
UBS Financial Services October 2005 - May 2010
Legg Mason June 2004 - October 2005
Skills
Investments, Retirement Planning, Mutual Funds, Economics, Strategic Financial..., 401k, Access, Alternative Investments, Asset Allocation, Equities, Financial Advisory, Financial Analysis, Financial Services, Fixed Annuities, Insurance, Investment Strategies, Retirement, Securities, Financial Modeling, Process Improvement, Risk Management, Sales, Time Management, Valuation, Management
Education
University of Florida
Wells Fargo Advisors, LLC May 2010 - Present
UBS Financial Services October 2005 - May 2010
Legg Mason June 2004 - October 2005
Skills
Investments, Retirement Planning, Mutual Funds, Economics, Strategic Financial..., 401k, Access, Alternative Investments, Asset Allocation, Equities, Financial Advisory, Financial Analysis, Financial Services, Fixed Annuities, Insurance, Investment Strategies, Retirement, Securities, Financial Modeling, Process Improvement, Risk Management, Sales, Time Management, Valuation, Management
Education
University of Florida
Fleur DeKine's UBS Financial Services Experience April 2004 - 2007
Job Independent Events Services Professional
Industry Events Services
Experience
Sweet Jane's Rock n Roll Eatery February 2006 - Present
Fleur De Kine Events April 2007 - 2008
UBS Financial Services April 2004 - 2007
Education
University of North Carolina at Greensboro 1996 — 2001
Drama
Sweet Jane's Rock n Roll Eatery February 2006 - Present
Fleur De Kine Events April 2007 - 2008
UBS Financial Services April 2004 - 2007
Education
University of North Carolina at Greensboro 1996 — 2001
Drama
Vinny Johar's UBS Financial Services Experience February 2011 - May 2013
Job Americas Head of Payroll at UBS Financial Services
Industry Financial Services
Experience
UBS May 2013 - Present
UBS Financial Services February 2011 - May 2013
UBS February 2010 - February 2011
Financially Fit NYC December 2008 - February 2010
Softscape September 2007 - December 2008
United Nations Development Programme January 1998 - September 2007
Price Waterhouse January 1992 - January 1998
AT&T May 1991 - January 1992
Skills
PMP, Business Analysis, SDLC, IT Strategy, Program Management, Enterprise Architecture, Integration, Business Intelligence, Business Transformation, Management Consulting, Financial Services, Vendor Management, Project Portfolio..., CRM, Strategic Planning, Business Process..., Software Project..., Requirements Analysis, Outsourcing, PMO, Governance, IT Management
Education
University of Nebraska-Lincoln 1986 — 1991
Bachelor of Science, Electrical Engineering
UBS May 2013 - Present
UBS Financial Services February 2011 - May 2013
UBS February 2010 - February 2011
Financially Fit NYC December 2008 - February 2010
Softscape September 2007 - December 2008
United Nations Development Programme January 1998 - September 2007
Price Waterhouse January 1992 - January 1998
AT&T May 1991 - January 1992
Skills
PMP, Business Analysis, SDLC, IT Strategy, Program Management, Enterprise Architecture, Integration, Business Intelligence, Business Transformation, Management Consulting, Financial Services, Vendor Management, Project Portfolio..., CRM, Strategic Planning, Business Process..., Software Project..., Requirements Analysis, Outsourcing, PMO, Governance, IT Management
Education
University of Nebraska-Lincoln 1986 — 1991
Bachelor of Science, Electrical Engineering
Stacy Andreasen (Brunner), CFA's UBS Financial Services Experience June 2002 - January 2006
Job Mom
Industry Research
Experience
Watson Wyatt Investment Consulting February 2006 - July 2009
UBS Financial Services June 2002 - January 2006
Education
University of Illinois at Urbana-Champaign - College of Business 1997 — 2001
Watson Wyatt Investment Consulting February 2006 - July 2009
UBS Financial Services June 2002 - January 2006
Education
University of Illinois at Urbana-Champaign - College of Business 1997 — 2001
Sara (Swart) Dyer's UBS Financial Services Experience January 2007 - December 2007
Job Director Business Control at Randstad Canada
Industry Staffing and Recruiting
Experience
Randstad Canada March 2015 - Present
Randstad Holding January 2013 - February 2015
Randstad US Staffing May 2010 - December 2012
Eos Analytics March 2011 - June 2012
Roark Capital Group July 2008 - April 2010
UBS Financial Services January 2007 - December 2007
Education
University of Georgia - Terry College of Business 2004 — 2008
BBA, BS
University of Erlangen-Nuremberg 2005 — 2005
NHS 2000 — 2004
International Baccalaureate
Randstad Canada March 2015 - Present
Randstad Holding January 2013 - February 2015
Randstad US Staffing May 2010 - December 2012
Eos Analytics March 2011 - June 2012
Roark Capital Group July 2008 - April 2010
UBS Financial Services January 2007 - December 2007
Education
University of Georgia - Terry College of Business 2004 — 2008
BBA, BS
University of Erlangen-Nuremberg 2005 — 2005
NHS 2000 — 2004
International Baccalaureate
Jeannie Kao's UBS Financial Services Experience October 2006 - Present
Job Financial Reporting Analyst at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services October 2006 - Present
Ameriprise Financial Advisors June 2006 - September 2006
Education
University of Michigan 2002 — 2006
Statistics, Math, Spanish
UBS Financial Services October 2006 - Present
Ameriprise Financial Advisors June 2006 - September 2006
Education
University of Michigan 2002 — 2006
Statistics, Math, Spanish
Scott Barbakoff's UBS Financial Services Experience 2005 - 2006
Job Senior Counsel, Technology & Commercial at CDW
Industry Information Technology and Services
Experience
CDW September 2014 - Present
Accenture February 2006 - September 2014
UBS Financial Services 2005 - 2006
Katten Muchin Rosenman LLP 2004 - 2005
Cozen O'Connor 2002 - 2004
Dechert LLP 1999 - 2002
Skills
Corporate Governance, Corporate Law, Intellectual Property, Privacy Law, Licensing, Litigation, Due Diligence, Legal Advice, Data Privacy, IT law, Contract Negotiation, Software Licensing, Joint Ventures, Patents, Mergers & Acquisitions, Venture Capital, Commercial Litigation, Legal Writing, International Law, Employment Law, Dispute Resolution, Legal Assistance, Legal Compliance, Mediation, Restructuring, Legal Research, Cloud Computing, Digital Strategy, IT Law
Education
Villanova University School of Law 1996 — 1999
JD
University of Illinois at Urbana-Champaign 1992 — 1996
CDW September 2014 - Present
Accenture February 2006 - September 2014
UBS Financial Services 2005 - 2006
Katten Muchin Rosenman LLP 2004 - 2005
Cozen O'Connor 2002 - 2004
Dechert LLP 1999 - 2002
Skills
Corporate Governance, Corporate Law, Intellectual Property, Privacy Law, Licensing, Litigation, Due Diligence, Legal Advice, Data Privacy, IT law, Contract Negotiation, Software Licensing, Joint Ventures, Patents, Mergers & Acquisitions, Venture Capital, Commercial Litigation, Legal Writing, International Law, Employment Law, Dispute Resolution, Legal Assistance, Legal Compliance, Mediation, Restructuring, Legal Research, Cloud Computing, Digital Strategy, IT Law
Education
Villanova University School of Law 1996 — 1999
JD
University of Illinois at Urbana-Champaign 1992 — 1996
Ryan Duran's UBS Financial Services Experience 2004 - 2006
Job Vice President at JSB Partners
Industry Staffing and Recruiting
Experience
JSB Partners March 2009 - Present
Green Key Resources July 2007 - February 2009
Forrest Solutions 2006 - 2007
UBS Financial Services 2004 - 2006
Skills
Management, Recruiting, Hedge Funds, Finance, SDLC, Financial Services, Cold Calling, Equities, Asset Management, Investor Relations, Accounting, Executive Search, Financial Analysis, Financial Risk, Talent Acquisition, Bloomberg, Investments, Private Equity, Financial Modeling
Education
University of Hartford 2000 — 2004
JSB Partners March 2009 - Present
Green Key Resources July 2007 - February 2009
Forrest Solutions 2006 - 2007
UBS Financial Services 2004 - 2006
Skills
Management, Recruiting, Hedge Funds, Finance, SDLC, Financial Services, Cold Calling, Equities, Asset Management, Investor Relations, Accounting, Executive Search, Financial Analysis, Financial Risk, Talent Acquisition, Bloomberg, Investments, Private Equity, Financial Modeling
Education
University of Hartford 2000 — 2004
William Lozier's UBS Financial Services Experience November 1978 - Present
Job VP at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services November 1978 - Present
Education
University of Denver 1967 — 1969
philosophy
UBS Financial Services November 1978 - Present
Education
University of Denver 1967 — 1969
philosophy
Michael Dickinson, CFP®'s UBS Financial Services Experience August 2000 - May 2009
Job Vice PresidentWealth Management at Morgan Stanley Smith Barney
Industry Investment Management
Experience
Morgan Stanley Smith Barney May 2009 - Present
UBS Financial Services August 2000 - May 2009
RBC Centura Bank April 1998 - August 2000
Bank of America August 1992 - April 1998
Education
University of North Carolina at Chapel Hill 1988 — 1992
Bachelor of Arts, Economics
Morgan Stanley Smith Barney May 2009 - Present
UBS Financial Services August 2000 - May 2009
RBC Centura Bank April 1998 - August 2000
Bank of America August 1992 - April 1998
Education
University of North Carolina at Chapel Hill 1988 — 1992
Bachelor of Arts, Economics
Kevin McKane, CFP®, CRPS®'s UBS Financial Services Experience November 2010 - May 2012
Job Financial Advisor at Raymond James
Industry Financial Services
Experience
Raymond James Financial Inc. July 2013 - Present
Merrill Lynch May 2012 - June 2013
UBS Financial Services November 2010 - May 2012
UBS Financial Services December 2009 - October 2010
Transamerica Retirement Solutions January 2006 - March 2009
Franklin Templeton Investments May 2005 - August 2005
Lord Abbett & Co. LLC May 2004 - August 2004
Skills
Series 7, Investments, Wealth Management, Mutual Funds, Financial Modeling, Retirement Planning, Asset Management, Asset Allocation, Financial Analysis, Strategic Financial..., Portfolio Management, Risk Management, Sales, Retirement, Banking, Corporate Finance, Insurance, Finance, Financial Advisory, Securities, Series 63, Equities, Asset Managment, Series 6, Investment Advisory, Due Diligence, Valuation, Financial Services, Credit, Investment Management, Loans, Estate Planning, Life Insurance, Relationship Management, Financial Planning, Fixed Income, Investment Strategies, Private Equity, Alternative Investments, Capital Markets, Financial Risk
Education
University of Georgia - Terry College of Business 2001 — 2005
BBA, Economics & Finance
Marist School 1996 — 2001
Raymond James Financial Inc. July 2013 - Present
Merrill Lynch May 2012 - June 2013
UBS Financial Services November 2010 - May 2012
UBS Financial Services December 2009 - October 2010
Transamerica Retirement Solutions January 2006 - March 2009
Franklin Templeton Investments May 2005 - August 2005
Lord Abbett & Co. LLC May 2004 - August 2004
Skills
Series 7, Investments, Wealth Management, Mutual Funds, Financial Modeling, Retirement Planning, Asset Management, Asset Allocation, Financial Analysis, Strategic Financial..., Portfolio Management, Risk Management, Sales, Retirement, Banking, Corporate Finance, Insurance, Finance, Financial Advisory, Securities, Series 63, Equities, Asset Managment, Series 6, Investment Advisory, Due Diligence, Valuation, Financial Services, Credit, Investment Management, Loans, Estate Planning, Life Insurance, Relationship Management, Financial Planning, Fixed Income, Investment Strategies, Private Equity, Alternative Investments, Capital Markets, Financial Risk
Education
University of Georgia - Terry College of Business 2001 — 2005
BBA, Economics & Finance
Marist School 1996 — 2001
Tom Colantuno's UBS Financial Services Experience November 2005 - March 2007
Job Paraplanner
Industry Investment Management
Experience
Marshfield Associates April 2007 - December 2012
UBS Financial Services November 2005 - March 2007
Legg Mason Wood Walker, Inc. June 2004 - November 2005
Education
University of Maryland College Park
Bachelor of Science (BS)
Marshfield Associates April 2007 - December 2012
UBS Financial Services November 2005 - March 2007
Legg Mason Wood Walker, Inc. June 2004 - November 2005
Education
University of Maryland College Park
Bachelor of Science (BS)
William Rose's UBS Financial Services Experience February 2010 - Present
Job Senior Vice President Wealth Management at UBS
Industry Financial Services
Experience
UBS Financial Services February 2010 - Present
Morgan Stanley Smith Barney February 2007 - February 2010
UBS Financial Services July 1999 - February 2007
Skills
Alternative Investments, Asset Management, Equities, Fixed Income, Real Estate, Investments, Retirement Planning, Series 63, Wealth Management
Education
University of Massachusetts, Amherst 1995 — 1999
BA, Psychology / Sociology
Paramus High School
UBS Financial Services February 2010 - Present
Morgan Stanley Smith Barney February 2007 - February 2010
UBS Financial Services July 1999 - February 2007
Skills
Alternative Investments, Asset Management, Equities, Fixed Income, Real Estate, Investments, Retirement Planning, Series 63, Wealth Management
Education
University of Massachusetts, Amherst 1995 — 1999
BA, Psychology / Sociology
Paramus High School
Angela Rutledge, CFP®'s UBS Financial Services Experience November 2011 - June 2014
Job Financial Solutions Advisor, CFP (TM) at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch June 2014 - Present
UBS Financial Services November 2011 - June 2014
Merill Lynch April 2007 - November 2011
Education
University of Nevada Las Vegas 1988 — 1993
Bachelor of Arts (BA), Political Science and Government
Merrill Lynch June 2014 - Present
UBS Financial Services November 2011 - June 2014
Merill Lynch April 2007 - November 2011
Education
University of Nevada Las Vegas 1988 — 1993
Bachelor of Arts (BA), Political Science and Government
Mary Guillaume's UBS Financial Services Experience February 2007 - Present
Job Account Vice President at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services February 2007 - Present
Education
University of Minnesota-Twin Cities
Bachelor of Arts (B.A.), Psychology
UBS Financial Services February 2007 - Present
Education
University of Minnesota-Twin Cities
Bachelor of Arts (B.A.), Psychology
Suzanne Plemons's UBS Financial Services Experience April 2006 - March 2010
Job VP, Business Initiatives Manager
Industry Financial Services
Experience
Wells Fargo September 2015 - Present
Capital One June 2010 - August 2015
UBS Financial Services April 2006 - March 2010
UBS Financial Services July 2000 - April 2006
Kings Super Markets December 1998 - July 2000
Bennigans June 1993 - October 1998
Skills
Training, Wealth Management, Change Management, Leadership Development, Kirkpatrick
Education
University of Delaware 1991 — 1995
BA, Psychology
Lakeland Regional High School 1987 — 1991
Wells Fargo September 2015 - Present
Capital One June 2010 - August 2015
UBS Financial Services April 2006 - March 2010
UBS Financial Services July 2000 - April 2006
Kings Super Markets December 1998 - July 2000
Bennigans June 1993 - October 1998
Skills
Training, Wealth Management, Change Management, Leadership Development, Kirkpatrick
Education
University of Delaware 1991 — 1995
BA, Psychology
Lakeland Regional High School 1987 — 1991
Nick Landy's UBS Financial Services Experience 2008 - June 2012
Job Wealth Strategy Associate
Industry Financial Services
Experience
UBS Wealth Management June 2012 - Present
UBS FINANCIAL SERVICES 2008 - June 2012
Skills
Bloomberg, Equities, Series 7, Fixed Income, Investments, Financial Analysis, Portfolio Management
Education
University of Delaware - Lerner College of Business and Economics 2003 — 2007
Economics
UBS Wealth Management June 2012 - Present
UBS FINANCIAL SERVICES 2008 - June 2012
Skills
Bloomberg, Equities, Series 7, Fixed Income, Investments, Financial Analysis, Portfolio Management
Education
University of Delaware - Lerner College of Business and Economics 2003 — 2007
Economics
David R. Craw's UBS Financial Services Experience February 1993 - Present
Job First Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services February 1993 - Present
Education
University of Miami 1979 — 1982
BA, Communications
UBS Financial Services February 1993 - Present
Education
University of Miami 1979 — 1982
BA, Communications
Dustin Baron's UBS Financial Services Experience October 2007 - August 2008
Job Field sales representative with Costa Farms
Industry Wholesale
Experience
Costa Farms January 2014 - Present
Amazing Green Planet September 2008 - Present
UBS Financial Services October 2007 - August 2008
Skills
Fundraising, Customer Service, Strategic Planning, Project Management, Microsoft Office, Budgets, Leadership
Education
University of Louisville 2002 — 2006
Bachelor of Arts, Music, Political Science
Ballard High School
Costa Farms January 2014 - Present
Amazing Green Planet September 2008 - Present
UBS Financial Services October 2007 - August 2008
Skills
Fundraising, Customer Service, Strategic Planning, Project Management, Microsoft Office, Budgets, Leadership
Education
University of Louisville 2002 — 2006
Bachelor of Arts, Music, Political Science
Ballard High School
Sahitya Gupta's UBS Financial Services Experience October 2006 - August 2008
Job Involved in Program Management at Sapient Global Markets
Industry Computer Software
Experience
Sapient Global Markets January 2013 - Present
Bank of New York Mellon September 2008 - January 2013
UBS Financial Services October 2006 - August 2008
AT&T February 2003 - October 2006
DHL January 2003 - February 2004
Skills
SDLC, Requirements Analysis, Solution Architecture, Software Project..., Requirements Gathering, PMP, Data Warehousing, Risk Management, Global Delivery, Data Modeling, Business Requirements, Business Analysis, Enterprise Architecture, Offshoring, SOA
Education
University of Southern California 2000 — 2002
M.S., Computer Science
University of Southern California 2000 — 2002
MS, Computer
University of Mumbai 1996 — 2000
B.E., Computer Engineering
University of Mumbai 1994 — 1996
HSC, Computer Science
University of Mumbai 1982 — 1994
SSC
Sapient Global Markets January 2013 - Present
Bank of New York Mellon September 2008 - January 2013
UBS Financial Services October 2006 - August 2008
AT&T February 2003 - October 2006
DHL January 2003 - February 2004
Skills
SDLC, Requirements Analysis, Solution Architecture, Software Project..., Requirements Gathering, PMP, Data Warehousing, Risk Management, Global Delivery, Data Modeling, Business Requirements, Business Analysis, Enterprise Architecture, Offshoring, SOA
Education
University of Southern California 2000 — 2002
M.S., Computer Science
University of Southern California 2000 — 2002
MS, Computer
University of Mumbai 1996 — 2000
B.E., Computer Engineering
University of Mumbai 1994 — 1996
HSC, Computer Science
University of Mumbai 1982 — 1994
SSC
Nathan Mosakowski's UBS Financial Services Experience 2007 - April 2013
Job at Curian Capital
Industry Financial Services
Experience
Curian Capital June 2015 - Present
Jackson National Life January 2015 - Present
Jackson National Life April 2013 - Present
UBS financial services 2007 - April 2013
UBS August 2007 - August 2008
McMillan Analysis August 2003 - August 2006
Bloomberg LP July 2001 - July 2003
Skills
series 26, Series 7, Options, Equities, Derivatives, Investments, Series 63, Analysis of Alternatives, Variable Annuities
Education
University of North Alabama 2006 — 2008
MBA, International Business
Curian Capital June 2015 - Present
Jackson National Life January 2015 - Present
Jackson National Life April 2013 - Present
UBS financial services 2007 - April 2013
UBS August 2007 - August 2008
McMillan Analysis August 2003 - August 2006
Bloomberg LP July 2001 - July 2003
Skills
series 26, Series 7, Options, Equities, Derivatives, Investments, Series 63, Analysis of Alternatives, Variable Annuities
Education
University of North Alabama 2006 — 2008
MBA, International Business
Michael Tobin CFP®'s UBS Financial Services Experience August 2007 - January 2015
Job Director Private Wealth Advisor at HighTower
Industry Banking
Experience
HighTower January 2015 - Present
UBS Financial Services August 2007 - January 2015
Smith Barney August 2005 - August 2007
Education
University of Michigan 2001 — 2005
BA, Economics
Commack High School
HighTower January 2015 - Present
UBS Financial Services August 2007 - January 2015
Smith Barney August 2005 - August 2007
Education
University of Michigan 2001 — 2005
BA, Economics
Commack High School
Charles. Harvey's UBS Financial Services Experience FounderQuikstick Lacrosse2006 - 2010
Job Vice President Investments at UBS Financial Services
Industry Investment Management
Experience
UBS Financial Services FounderQuikstick Lacrosse2006 - 2010
Education
University of Denver
UBS Financial Services FounderQuikstick Lacrosse2006 - 2010
Education
University of Denver
Chris Kurdziel's UBS Financial Services Experience May 2000 - Present
Job Assistant Complex Director UBS Financial Services
Industry Financial Services
Curtis Feaster's UBS Financial Services Experience November 2004 - October 2005
Job Program Manager at CTDI
Industry Electrical/Electronic Manufacturing
Experience
Communications Test Design, Inc. January 2013 - June 2014
Asian, Inc. October 2012 - January 2013
The National Center for American Indian Enterprise Development August 2007 - August 2012
Lincoln Financial Advisors July 2006 - August 2007
UBS Financial Services November 2004 - October 2005
IBM June 1998 - February 2001
Motorola June 1996 - June 1998
Motorola June 1994 - June 1996
Skills
Strategic Planning, Portfolio Management, Financial Analysis, Investments, Strategic Financial..., Financial Modeling, Marketing Strategy, Entrepreneurship, Strategy, Contract Negotiation, Real Estate, Leadership, Start-ups, Business Development, Management Consulting, Business Planning, Program Management, Cross-functional Team..., Management, Marketing, Risk Management, Budgets, Project Management, Business Strategy, Competitive Analysis, Executive Management, New Business Development, Mergers & Acquisitions, Financial Planning
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1992 — 1994
MBA, Finance & Marketing
University of Michigan 1986 — 1991
B.S.E., Electrical Engineering: Electromagnetics and Applied Controls
Communications Test Design, Inc. January 2013 - June 2014
Asian, Inc. October 2012 - January 2013
The National Center for American Indian Enterprise Development August 2007 - August 2012
Lincoln Financial Advisors July 2006 - August 2007
UBS Financial Services November 2004 - October 2005
IBM June 1998 - February 2001
Motorola June 1996 - June 1998
Motorola June 1994 - June 1996
Skills
Strategic Planning, Portfolio Management, Financial Analysis, Investments, Strategic Financial..., Financial Modeling, Marketing Strategy, Entrepreneurship, Strategy, Contract Negotiation, Real Estate, Leadership, Start-ups, Business Development, Management Consulting, Business Planning, Program Management, Cross-functional Team..., Management, Marketing, Risk Management, Budgets, Project Management, Business Strategy, Competitive Analysis, Executive Management, New Business Development, Mergers & Acquisitions, Financial Planning
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1992 — 1994
MBA, Finance & Marketing
University of Michigan 1986 — 1991
B.S.E., Electrical Engineering: Electromagnetics and Applied Controls
Jason Feder's UBS Financial Services Experience August 2008 - Present
Job Senior Vice President Wealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services August 2008 - Present
Merrill Lynch May 1995 - August 2008
Skills
Asset Managment, Equities, Valuation, Investments
Education
University of Maryland College Park 1991 — 1994
Finance
UBS Financial Services August 2008 - Present
Merrill Lynch May 1995 - August 2008
Skills
Asset Managment, Equities, Valuation, Investments
Education
University of Maryland College Park 1991 — 1994
Finance
Jad Dieterle's UBS Financial Services Experience October 2003 - Present
Job Executive Director at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services October 2003 - Present
Prudential Financial May 1997 - May 2003
Merrill Lynch 1991 - 1997
Education
Wheeling Jesuit University 2001 — 2004
MBA, Business
University of Notre Dame 1986 — 1990
BBA, Finance
UBS Financial Services October 2003 - Present
Prudential Financial May 1997 - May 2003
Merrill Lynch 1991 - 1997
Education
Wheeling Jesuit University 2001 — 2004
MBA, Business
University of Notre Dame 1986 — 1990
BBA, Finance
Toni Bjorklund's UBS Financial Services Experience 2006 - 2008
Job Retired as of May 31, 2012
Industry Financial Services
Experience
U.S. Bank 2008 - Present
Wealth Management at U.S. Bank 2008 - Present
UBS August 2006 - September 2008
UBS Financial Services 2006 - 2008
Piper Jaffray 1998 - 2006
Education
University of Minnesota-Twin Cities 1985 — 1990
Ph.D., Theatre/English
NYU for BA and MA
U.S. Bank 2008 - Present
Wealth Management at U.S. Bank 2008 - Present
UBS August 2006 - September 2008
UBS Financial Services 2006 - 2008
Piper Jaffray 1998 - 2006
Education
University of Minnesota-Twin Cities 1985 — 1990
Ph.D., Theatre/English
NYU for BA and MA
Max Wasserman's UBS Financial Services Experience November 2008 - Present
Job Senior Portfolio Manager at UBS Financial Services
Industry Investment Management
Experience
UBS Financial Services November 2008 - Present
Merrill Lynch August 2004 - November 2008
LaSalle National Bank July 1997 - August 2004
Feldman Investment Group July 1993 - July 1997
Ernst & Young November 1990 - December 1991
Education
University of Miami - School of Business 1988 — 1989
MBA, Finance and Accounting
University of South Florida 1983 — 1987
BA, International Political Science
UBS Financial Services November 2008 - Present
Merrill Lynch August 2004 - November 2008
LaSalle National Bank July 1997 - August 2004
Feldman Investment Group July 1993 - July 1997
Ernst & Young November 1990 - December 1991
Education
University of Miami - School of Business 1988 — 1989
MBA, Finance and Accounting
University of South Florida 1983 — 1987
BA, International Political Science
German M. Chaves's UBS Financial Services Experience January 2011 - January 2013
Job
Industry Financial Services
Experience
UBS Financial Services January 2011 - January 2013
Santander Securities February 2010 - April 2010
Education
University of Michigan
B.A., Economics
University of Puerto Rico School of Law
J.D., Law
UBS Financial Services January 2011 - January 2013
Santander Securities February 2010 - April 2010
Education
University of Michigan
B.A., Economics
University of Puerto Rico School of Law
J.D., Law
Anna Neumann's UBS Financial Services Experience July 2008 - June 2010
Job Financial Services
Industry Financial Services
Experience
UBS July 2010 - Present
UBS Financial Services July 2008 - June 2010
UBS Financial Services September 2006 - May 2008
Greater Twin Cities United Way January 2006 - May 2006
Education
University of Minnesota - Carlson School of Management 2004 — 2008
B.S.B, Finance, Marketing, Entrepreneurial Management
UBS July 2010 - Present
UBS Financial Services July 2008 - June 2010
UBS Financial Services September 2006 - May 2008
Greater Twin Cities United Way January 2006 - May 2006
Education
University of Minnesota - Carlson School of Management 2004 — 2008
B.S.B, Finance, Marketing, Entrepreneurial Management
Hannah Bodemann's UBS Financial Services Experience January 2009 - Present
Job Wealth Strategy Associate
Industry Financial Services
Experience
UBS Financial Services January 2009 - Present
Merrill Lynch September 2007 - January 2009
HSBC April 2006 - September 2007
Vanguard January 2004 - April 2006
Education
University of North Carolina at Wilmington 1999 — 2003
International Business
UBS Financial Services January 2009 - Present
Merrill Lynch September 2007 - January 2009
HSBC April 2006 - September 2007
Vanguard January 2004 - April 2006
Education
University of North Carolina at Wilmington 1999 — 2003
International Business
Sharon Lohman's UBS Financial Services Experience 1999 - 2008
Job Coordinator, SB&T at The College of St. Scholastica
Industry Higher Education
Experience
The College of St. Scholastica September 2013 - Present
UBS Financial Services 1999 - 2008
United Mailing Inc. 1998 - 1999
Skills
PowerPoint, Microsoft Excel, Customer Service, Microsoft Office, Microsoft Word, Teaching, Higher Education, Leadership, Event Planning, Public Speaking, Research, Nonprofits, Access, Financial Analysis, Fundraising, Leadership Development
Education
University of Minnesota Duluth 1989 — 1998
BBA, Organization Management
The College of St. Scholastica September 2013 - Present
UBS Financial Services 1999 - 2008
United Mailing Inc. 1998 - 1999
Skills
PowerPoint, Microsoft Excel, Customer Service, Microsoft Office, Microsoft Word, Teaching, Higher Education, Leadership, Event Planning, Public Speaking, Research, Nonprofits, Access, Financial Analysis, Fundraising, Leadership Development
Education
University of Minnesota Duluth 1989 — 1998
BBA, Organization Management
Richard Basford's UBS Financial Services Experience 2007 - January 2014
Job Director at IFAM Capital
Industry Financial Services
Experience
IFAM Capital January 2014 - Present
UBS Financial Services 2007 - January 2014
Smith Barney May 1979 - August 2007
Education
University of Oregon 1971 — 1975
B.S., Marketing and Finance
IFAM Capital January 2014 - Present
UBS Financial Services 2007 - January 2014
Smith Barney May 1979 - August 2007
Education
University of Oregon 1971 — 1975
B.S., Marketing and Finance
David Plastino's UBS Financial Services Experience May 1994 - April 2010
Job Retired
Industry Financial Services
Experience
Personal Investor 2010 - Present
UBS Financial Services May 1994 - April 2010
Goldman, Sachs and Co. July 1981 - May 1994
Education
University of Michigan - Stephen M. Ross School of Business 1980 — 1981
MBA, Finance and Information Science
University of Delaware 1974 — 1978
BS, Chemistry
Personal Investor 2010 - Present
UBS Financial Services May 1994 - April 2010
Goldman, Sachs and Co. July 1981 - May 1994
Education
University of Michigan - Stephen M. Ross School of Business 1980 — 1981
MBA, Finance and Information Science
University of Delaware 1974 — 1978
BS, Chemistry
Chris Newton, CFP®'s UBS Financial Services Experience April 2009 - Present
Job Vice President Investments at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services April 2009 - Present
Merrill Lynch June 2004 - April 2009
Chicago Board of Trade June 1993 - May 2004
Education
University of Illinois at Urbana-Champaign
Business
UBS Financial Services April 2009 - Present
Merrill Lynch June 2004 - April 2009
Chicago Board of Trade June 1993 - May 2004
Education
University of Illinois at Urbana-Champaign
Business
Daniel Gottlieb's UBS Financial Services Experience January 2009 - Present
Job First Vice PresidentInvestments at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services January 2009 - Present
Citi Smith Barney April 2001 - January 2009
Merrill Lynch April 1983 - April 2001
Certified Steel January 1980 - April 1983
Keystone Foods September 1978 - January 1980
ABC Television March 1978 - September 1978
Education
University of New Hampshire - Whittemore School of Business and Economics 1974 — 1978
Bachelor of Science (B.S.), Finance and Economics
UBS Financial Services January 2009 - Present
Citi Smith Barney April 2001 - January 2009
Merrill Lynch April 1983 - April 2001
Certified Steel January 1980 - April 1983
Keystone Foods September 1978 - January 1980
ABC Television March 1978 - September 1978
Education
University of New Hampshire - Whittemore School of Business and Economics 1974 — 1978
Bachelor of Science (B.S.), Finance and Economics
Les Bolstad III's UBS Financial Services Experience July 2000 - Present
Job Senior Vice PresidentWealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services July 2000 - Present
First Union Securites 1997 - 2000
Education
University of Minnesota-Twin Cities
Southwest Minneapolis High School
UBS Financial Services July 2000 - Present
First Union Securites 1997 - 2000
Education
University of Minnesota-Twin Cities
Southwest Minneapolis High School
Maria Franklin's UBS Financial Services Experience January 2007 - April 2010
Job National Accounts at Pernod Ricard
Industry Wine and Spirits
Experience
Pernod Ricard June 2012 - Present
Brennan Financial Services October 2010 - June 2012
UBS Financial Services January 2007 - April 2010
America Online September 2004 - December 2006
Hewlett-Packard March 1996 - February 2002
Education
University of Oklahoma
BA, Communication
Pernod Ricard June 2012 - Present
Brennan Financial Services October 2010 - June 2012
UBS Financial Services January 2007 - April 2010
America Online September 2004 - December 2006
Hewlett-Packard March 1996 - February 2002
Education
University of Oklahoma
BA, Communication
Michael Gearty's UBS Financial Services Experience November 2002 - April 2010
Job Business Development Officer NYC Metro at Guggenheim Funds Distributors, Inc
Industry Financial Services
Experience
Guggenheim Funds Distributors, Inc February 2011 - Present
UBS Financial Services November 2002 - April 2010
UBS May 1999 - April 2002
Prudential Securities Inc January 1996 - January 1999
Refco January 1993 - January 1996
Alliance Capital Management January 1991 - January 1993
Reich & Tang LP January 1989 - January 1991
Education
University of Delaware 1984 — 1988
BS, Business Admin- Finance & Economics
Designations
BS, Business Administration (Finance; Economics
University of Delaware
Guggenheim Funds Distributors, Inc February 2011 - Present
UBS Financial Services November 2002 - April 2010
UBS May 1999 - April 2002
Prudential Securities Inc January 1996 - January 1999
Refco January 1993 - January 1996
Alliance Capital Management January 1991 - January 1993
Reich & Tang LP January 1989 - January 1991
Education
University of Delaware 1984 — 1988
BS, Business Admin- Finance & Economics
Designations
BS, Business Administration (Finance; Economics
University of Delaware
David Mack's UBS Financial Services Experience April 2009 - Present
Job First Vice President Wealth Management at UBS Financial Services/Portfolio ManagerPortfolio Management Program
Industry Financial Services
Experience
UBS Financial Services April 2009 - Present
Morgan Stanley Smith Barney January 1998 - April 2009
Skills
Financial Planning, Estate Planning, Wealth Management, Investment Advisory, Asset Allocation, Retirement Planning, Strategic Financial...
Education
University of Hartford 1990 — 1994
BA, Political Science & Finance
South Brunswick HS
UBS Financial Services April 2009 - Present
Morgan Stanley Smith Barney January 1998 - April 2009
Skills
Financial Planning, Estate Planning, Wealth Management, Investment Advisory, Asset Allocation, Retirement Planning, Strategic Financial...
Education
University of Hartford 1990 — 1994
BA, Political Science & Finance
South Brunswick HS
Joseph Valenti, CFP's UBS Financial Services Experience August 2003 - Present
Job First Vice President, UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services August 2003 - Present
Skills
Investment management, Invome distribution, Risk management, Liability management, Retirement planning
Education
University of Detroit Mercy
Master of Business Administration (M.B.A.)
University of Detroit 1968 — 1972
Bachelor's Degree, Accounting and Finance
UBS Financial Services August 2003 - Present
Skills
Investment management, Invome distribution, Risk management, Liability management, Retirement planning
Education
University of Detroit Mercy
Master of Business Administration (M.B.A.)
University of Detroit 1968 — 1972
Bachelor's Degree, Accounting and Finance
Raymond Mok, CFA, CPA's UBS Financial Services Experience June 2006 - August 2006
Job Equity Research Analyst at Spot Trading LLC
Industry Investment Management
Experience
Spot Trading LLC June 2014 - Present
Riversville Capital October 2013 - April 2014
Riversville Capital September 2010 - September 2013
FTI Consulting July 2009 - June 2010
Henry Crown & Co. May 2008 - August 2008
UBS Financial Services June 2006 - August 2006
Skills
Portfolio Management, Investments, Bloomberg, Factset, Equity Research, Equities, Fixed Income, Stocks, Due Diligence, Hedge Funds, Financial Services, Financial Analysis, Financial Modeling, Mergers & Acquisitions, Valuation, Strategy, Finance, Corporate Finance, Management, Accounting, Financial Reporting
Education
University of Illinois at Urbana-Champaign - College of Business 2005 — 2009
B.S., Accountancy and B.S., Finance
Niles West High School 2001 — 2005
Spot Trading LLC June 2014 - Present
Riversville Capital October 2013 - April 2014
Riversville Capital September 2010 - September 2013
FTI Consulting July 2009 - June 2010
Henry Crown & Co. May 2008 - August 2008
UBS Financial Services June 2006 - August 2006
Skills
Portfolio Management, Investments, Bloomberg, Factset, Equity Research, Equities, Fixed Income, Stocks, Due Diligence, Hedge Funds, Financial Services, Financial Analysis, Financial Modeling, Mergers & Acquisitions, Valuation, Strategy, Finance, Corporate Finance, Management, Accounting, Financial Reporting
Education
University of Illinois at Urbana-Champaign - College of Business 2005 — 2009
B.S., Accountancy and B.S., Finance
Niles West High School 2001 — 2005
Robert Feigenbaum's UBS Financial Services Experience June 2006 - Present
Job Portfolio Manager, Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services June 2006 - Present
Merrill Lynch January 1974 - June 2006
Skills
Business Analysis
Education
University of Miami 1963 — 1964
BS, Zoology
University of Florida 1962 — 1963
AB, Zoology
Beach High
Beach High
UBS Financial Services June 2006 - Present
Merrill Lynch January 1974 - June 2006
Skills
Business Analysis
Education
University of Miami 1963 — 1964
BS, Zoology
University of Florida 1962 — 1963
AB, Zoology
Beach High
Beach High
Matthew Donnantuoni's UBS Financial Services Experience 2010 - 2010
Job Portfolio Manager at Fifth Third Bank
Industry Financial Services
Experience
Fifth Third Bank October 2012 - Present
GE Capital 2012 - 2012
University of Florida Student Government Productions 2010 - 2011
UBS Financial Services 2010 - 2010
Koss Olinger Financial Group 2010 - 2010
AlliKriste Fine Cabinetry 2009 - 2009
Skills
Wealth Management, Portfolio Management, Finance, Microsoft Excel, Microsoft Office, Financial Analysis, Investments, Risk Management, Credit Analysis, Financial Advisory, Private Banking, Marketing, Microsoft Word, Advertising, Options, Options Strategies, Investment Strategies, Investment Management
Education
University of Florida 2011 — 2012
Master of Arts (M.A.), International Business
University of New South Wales 2012 — 2012
Master of Arts, International Business (MAIB)
University of Florida 2007 — 2011
Bachelor of Science, Advertising
Fifth Third Bank October 2012 - Present
GE Capital 2012 - 2012
University of Florida Student Government Productions 2010 - 2011
UBS Financial Services 2010 - 2010
Koss Olinger Financial Group 2010 - 2010
AlliKriste Fine Cabinetry 2009 - 2009
Skills
Wealth Management, Portfolio Management, Finance, Microsoft Excel, Microsoft Office, Financial Analysis, Investments, Risk Management, Credit Analysis, Financial Advisory, Private Banking, Marketing, Microsoft Word, Advertising, Options, Options Strategies, Investment Strategies, Investment Management
Education
University of Florida 2011 — 2012
Master of Arts (M.A.), International Business
University of New South Wales 2012 — 2012
Master of Arts, International Business (MAIB)
University of Florida 2007 — 2011
Bachelor of Science, Advertising
Carla Velez-Couto's UBS Financial Services Experience December 2010 - June 2011
Job .
Industry Financial Services
Experience
UBS Financial Services December 2010 - June 2011
Morgan Stanley Smith Barney June 2009 - May 2010
Skills
Wealth Management, Mutual Funds, Retirement Planning, Series 63, Series 7, Investment Advisory, Wealth Management...
Education
University of Miami - School of Business 1997 — 2001
BBA, International Finance and Marketing
UBS Financial Services December 2010 - June 2011
Morgan Stanley Smith Barney June 2009 - May 2010
Skills
Wealth Management, Mutual Funds, Retirement Planning, Series 63, Series 7, Investment Advisory, Wealth Management...
Education
University of Miami - School of Business 1997 — 2001
BBA, International Finance and Marketing
Diane Sheppard's UBS Financial Services Experience May 2003 - May 2004
Job Senior Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch August 2004 - Present
UBS Financial Services May 2003 - May 2004
Education
Wayne State University 2003 — 2004
MBA, Economics
University of Michigan 1998 — 2002
BA, Economics
Merrill Lynch August 2004 - Present
UBS Financial Services May 2003 - May 2004
Education
Wayne State University 2003 — 2004
MBA, Economics
University of Michigan 1998 — 2002
BA, Economics
Nicole Moshell's UBS Financial Services Experience September 2010 - May 2011
Job Internal Communications at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management July 2013 - Present
UBS Wealth Management August 2011 - July 2013
UBS Financial Services September 2010 - May 2011
iN DEMAND June 2010 - August 2010
Apple & Eve May 2010 - August 2010
Wilhelmina Models January 2010 - May 2010
Elite Model Management May 2009 - August 2009
Network Recovery Services May 2008 - August 2008
Skills
Series 7, Marketing, HTML, Marketing Strategy, Marketing Communications, Series 66, Wealth Management, Internal Communications
Education
University of Miami - School of Business 2007 — 2011
Bachelors in Business Administration
UBS Wealth Management July 2013 - Present
UBS Wealth Management August 2011 - July 2013
UBS Financial Services September 2010 - May 2011
iN DEMAND June 2010 - August 2010
Apple & Eve May 2010 - August 2010
Wilhelmina Models January 2010 - May 2010
Elite Model Management May 2009 - August 2009
Network Recovery Services May 2008 - August 2008
Skills
Series 7, Marketing, HTML, Marketing Strategy, Marketing Communications, Series 66, Wealth Management, Internal Communications
Education
University of Miami - School of Business 2007 — 2011
Bachelors in Business Administration
Terry Beattie's UBS Financial Services Experience January 2009 - Present
Job Sr. Vice President at UBS
Industry Financial Services
Experience
B & L Wealth Management Group January 2009 - Present
UBS Financial Services January 2009 - Present
UBS 2009 - Present
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1972 — 1976
Bachelor of Science (BS), Business
B & L Wealth Management Group January 2009 - Present
UBS Financial Services January 2009 - Present
UBS 2009 - Present
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 1972 — 1976
Bachelor of Science (BS), Business
Jim Neunuebel's UBS Financial Services Experience June 2014 - Present
Job Financial Advisor at UBS Financial Servies
Industry Financial Services
Experience
UBS Financial Services June 2014 - Present
Merrill Lynch January 1988 - June 2014
Skills
Finance
Education
University of Missouri-Columbia 1985 — 1987
Master's Degree, MBA - FINANCE
University of Missouri-Columbia 1981 — 1985
Bachelor's Degree, BSBA - FINANCE
UBS Financial Services June 2014 - Present
Merrill Lynch January 1988 - June 2014
Skills
Finance
Education
University of Missouri-Columbia 1985 — 1987
Master's Degree, MBA - FINANCE
University of Missouri-Columbia 1981 — 1985
Bachelor's Degree, BSBA - FINANCE
Timothy J. Sagehorn's UBS Financial Services Experience February 2001 - December 2008
Job Wealth Manager
Industry Financial Services
Experience
Independent Financial Group, LLC November 2010 - Present
UBS Financial Services February 2001 - December 2008
UBS Financial Services January 2001 - January 2008
Morgan Stanley Smith Barney January 1988 - January 2001
Smith Barney January 1988 - January 2001
Skills
Wealth Management, Retirement Planning, Asset Allocation, Asset Managment, Portfolio Management, Strategic Financial..., Series 7, Retirement, Financial Advisory, Financial Services, Investment Management, High Net Worth...
Education
CIMA Certification-UC Berkeley Haas School of Business 2006 — 2006
University of Minnesota-Twin Cities 1979 — 1984
BS, Business, Finance
Independent Financial Group, LLC November 2010 - Present
UBS Financial Services February 2001 - December 2008
UBS Financial Services January 2001 - January 2008
Morgan Stanley Smith Barney January 1988 - January 2001
Smith Barney January 1988 - January 2001
Skills
Wealth Management, Retirement Planning, Asset Allocation, Asset Managment, Portfolio Management, Strategic Financial..., Series 7, Retirement, Financial Advisory, Financial Services, Investment Management, High Net Worth...
Education
CIMA Certification-UC Berkeley Haas School of Business 2006 — 2006
University of Minnesota-Twin Cities 1979 — 1984
BS, Business, Finance
Peter Messiha's UBS Financial Services Experience July 2009 - January 2010
Job Supply Chain Analyst at Sun Chemical
Industry Financial Services
Experience
Sun Chemical May 2013 - Present
Eby-Brown October 2012 - April 2013
UBS Financial Services July 2009 - January 2010
Skills
Accounting, Leadership, SAP, Analysis, Finance, Microsoft Word, Forecasting, Customer Service, Cross-functional Team..., PowerPoint, Process Improvement, Sales, Supply Chain, Time Management
Education
University of Illinois at Chicago
Finance
Sun Chemical May 2013 - Present
Eby-Brown October 2012 - April 2013
UBS Financial Services July 2009 - January 2010
Skills
Accounting, Leadership, SAP, Analysis, Finance, Microsoft Word, Forecasting, Customer Service, Cross-functional Team..., PowerPoint, Process Improvement, Sales, Supply Chain, Time Management
Education
University of Illinois at Chicago
Finance
Mason Rankin, CFP®'s UBS Financial Services Experience April 2009 - Present
Job Financial Advisor / Senior Portfolio Manager
Industry Financial Services
Experience
UBS Financial Services April 2009 - Present
Smith Barney May 2005 - April 2009
Skills
Asset Management, Portfolio Management, Wealth Management, Finance, Private Banking, Financial Analysis, Investments
Education
University of North Carolina at Chapel Hill 1998 — 2002
UBS Financial Services April 2009 - Present
Smith Barney May 2005 - April 2009
Skills
Asset Management, Portfolio Management, Wealth Management, Finance, Private Banking, Financial Analysis, Investments
Education
University of North Carolina at Chapel Hill 1998 — 2002
Bradley Mickelson's UBS Financial Services Experience December 2011 - November 2012
Job
Industry Investment Management
Experience
Barrow, Hanley, Mewhinney & Strauss November 2012 - Present
UBS Financial Services December 2011 - November 2012
US Navy November 2003 - August 2009
Education
University of North Texas 2012 — 2014
Master of Business Administration (M.B.A.), Finance
University of North Texas 2009 — 2012
Bachelor of Business Administration (B.B.A.), Economics
Barrow, Hanley, Mewhinney & Strauss November 2012 - Present
UBS Financial Services December 2011 - November 2012
US Navy November 2003 - August 2009
Education
University of North Texas 2012 — 2014
Master of Business Administration (M.B.A.), Finance
University of North Texas 2009 — 2012
Bachelor of Business Administration (B.B.A.), Economics
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS